UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-04494
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The Gabelli Asset Fund
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(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
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(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
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(Name and address of agent for service)
Registrant's telephone number, including area code: 800-422-3554
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Date of fiscal year end: December 31
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Date of reporting period: July 1, 2006 - June 30, 2007
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Form N-PX is to be used by a registered management investment company,
other than a small business investment company registered on Form N-5
(ss.ss. 239.24 and 274.5 of this chapter), to file reports with the
Commission, not later than August 31 of each year, containing the
registrant's proxy voting record for the most recent twelve-month
period ended June 30, pursuant to section 30 of the Investment Company
Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The
Commission may use the information provided on Form N-PX in its
regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form
N-PX, and the Commission will make this information public. A
registrant is not required to respond to the collection of information
contained in Form N-PX unless the Form displays a currently valid
Office of Management and Budget ("OMB") control number. Please direct
comments concerning the accuracy of the information collection burden
estimate and any suggestions for reducing the burden to the Secretary,
Securities and Exchange Commission, 100 F Street, NE, Washington, DC
20549. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. ss. 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2006 TO JUNE 30, 2007
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 1 of 234
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BT GROUP PLC BT ANNUAL MEETING DATE: 07/12/2006
ISSUER: 05577E101 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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14 AUTHORITY FOR POLITICAL DONATIONS SPECIAL RESOLUTION Management For For
* PLEASE VISIT WWW.BT.COM/ANNUAL REPORT
13 AUTHORITY TO PURCHASE OWN SHARES SPECIAL RESOLUTION Management For For
12 AUTHORITY TO ALLOT SHARES FOR CASH SPECIAL RESOLUTION Management For For
11 AUTHORITY TO ALLOT SHARES Management For For
10 REMUNERATION OF AUDITORS Management For For
09 REAPPOINTMENT OF AUDITORS Management For For
08 ELECT PHIL HODKINSON Management For For
07 ELECT MATTI ALAHUHTA Management For For
06 RE-ELECT CLAYTON BRENDISH Management For For
05 RE-ELECT MAARTEN VAN DEN BERGH Management For For
04 RE-ELECT SIR ANTHONY GREENER Management For For
03 FINAL DIVIDEND Management For For
02 REMUNERATION REPORT Management For For
01 REPORTS AND ACCOUNTS Management For For
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BT GROUP PLC AGM MEETING DATE: 07/12/2006
ISSUER: G16612106 ISIN: GB0030913577
SEDOL: B02S7B1, B014679, 3091357
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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1. RECEIVE THE ACCOUNTS AND REPORTS OF THE DIRECTORS Management For *Management Position Unknown
AND THE AUDITORS FOR THE YE31 MAR 2006
2. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For *Management Position Unknown
THE YE 31 MAR 2006
3. DECLARE THE FINAL DIVIDEND OF 7.6 PENCE PER SHARE Management For *Management Position Unknown
RECOMMENDED BY THE DIRECTORS, PAYABLE ON 11 SEP
2006 TO HOLDERS OF ORDINARY SHARES REGISTERED
AT THE CLOSE OF BUSINESS ON 18 AUG 2006
4. ELECT SIR ANTHONY GREENER AS A DIRECTOR Management For *Management Position Unknown
5. RE-ELECT MR. MAARTEN VAN DEN BERGH AS A DIRECTOR Management For *Management Position Unknown
6. RE-ELECT MR. CLAYTON BRENDISH AS A DIRECTOR Management For *Management Position Unknown
7. ELECT MR. MATTI ALAHUHTA AS A DIRECTOR Management For *Management Position Unknown
8. ELECT MR. PHIL HODKINSON AS A DIRECTOR Management For *Management Position Unknown
9. RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE Management For *Management Position Unknown
AUDITORS OF THE COMPANY, UNTIL THE CONCLUSION
OF THE NEXT GENERAL MEETING AT WHICH THE ACCOUNTS
ARE LAID BEFORE THE COMPANY
10. AUTHORIZE THE DIRECTORS TO DECIDE THE AUDITORS Management For *Management Position Unknown
REMUNERATION
11. APPROVE TO RENEW THE AUTHORITY AND POWER CONFERRED Management For *Management Position Unknown
ON THE DIRECTORS IN RELATION TO THE SECTION 80
AMOUNT BY ARTICLE 74 OF THE COMPANY S ARTICLES
OF ASSOCIATION; AUTHORITY EXPIRES ON 11 OCT
2007 ; AND FOR THAT PERIOD THE SECTION 80 AMOUNT
SHALL BE GBP 137 MILLION
ProxyEdge - Investment Company Report
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Selected Accounts: NPX GABELLI ASSET FUND Page 2 of 234
S.12 APPROVE TO EXTEND THE AUTHORITY AND POWER CONFERRED Management For *Management Position Unknown
ON THE DIRECTORS BY ARTICLE 74 OF THE COMPANY
S ARTICLES OF ASSOCIATION BE: TO ANY SALE OF
SHARES WHICH THE COMPANY MAY HOLD AS TREASURY
SHARES; AND RENEW UNTIL 11 OCT 2007 AND FOR THAT
THE PERIOD THE SECTION 89 AMOUNT SHALL BE GBP
21 MILLION
S.13 AUTHORIZE THE COMPANY, TO MAKE MARKET PURCHASES Management For *Management Position Unknown
SECTION 163(3) OF THE COMPANIES ACT 1985 OF
UP TO A MAXIMUM NUMBER OF 834 MILLION SHARES
OF 5P EACH IN THE CAPITAL OF THE COMPANY, AT
A MINIMUM PRICE OF 5P AND UP TO 105% OF THE AVERAGE
MIDDLE MARKET QUOTATIONS OF SHARES DERIVED FROM
THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST,
OVER THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY
EXPIRES THE EARLIER OF THE CLOSE OF THE AGM OF
THE COMPANY OR 11 OCT 2007 ; THE COMPANY, BEFORE
THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY
SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR
PARTLY AFTER SUCH EXPIRY
14. AUTHORIZE THE BRITISH TELECOMMUNICATIONS PLC, Management For *Management Position Unknown
A WHOLLY-OWNED SUBSIDIARY OF THE COMPANY, TO
MAKE DONATIONS TO EU EUROPEAN UNION POLITICAL
ORGANIZATIONS, NOT EXCEEDING GBP 1,00,000 IN
TOTAL; AUTHORITY EXPIRES AT THE CONCLUSION OF
AGM IN 2007
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EMAP PLC AGM MEETING DATE: 07/13/2006
ISSUER: G30268109 ISIN: GB0002993037
SEDOL: 0299303, B02SQ69, 5734746
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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1. RECEIVE THE COMPANY S REPORT AND ACCOUNTS FOR Management For *Management Position Unknown
THE YE 31 MAR 2006
2. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For *Management Position Unknown
THE YE 31 MAR 2006
3. DECLARE A FINAL DIVIDEND OF 21.4 PENCE PER ORDINARY Management For *Management Position Unknown
SHARE IN RESPECT OF THE YE 31 MAR 2006
4. RE-APPOINT MR. IAN GRIFFITHS AS A DIRECTOR OF Management For *Management Position Unknown
THE COMPANY
5. RE-APPOINT MR. DAVID ROUGH AS A DIRECTOR OF THE Management For *Management Position Unknown
COMPANY
6. RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE Management For *Management Position Unknown
AUDITORS OF THE COMPANY TO HOLD OFFICE UNTIL
THE CONCLUSION OF THE NEXT GENERAL MEETING AT
WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY
7. AUTHORIZE THE DIRECTORS TO DETERMINE THE PRICEWATERHOUSECOOPERS Management For *Management Position Unknown
LLP S REMUNERATION AS THE AUDITORS
8. AUTHORIZE THE BOARD, IN SUBSTITUTION FOR ALL Management For *Management Position Unknown
PREVIOUS AUTHORITY AND TO EXERCISE THE POWERS
OF THE COMPANY TO ALLOT RELEVANT SECURITIES
SECTION 80 OF THE COMPANIES ACT 1985 UP TO AN
AGGREGATE NOMINAL AMOUNT OF GBP 19,750,000;
AUTHORITY EXPIRES AT THE CONCLUSION OF THE NEXT
AGM OF THE COMPANY ; AND THE DIRECTORS MAY ALLOT
RELEVANT SECURITIES AFTER THE EXPIRY OF THIS
AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT
MADE PRIOR TO SUCH EXPIRY
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Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 3 of 234
S.9 AUTHORIZE THE BOARD, PURSUANT TO SECTION 95 OF Management For *Management Position Unknown
THE COMPANIES ACT 1985, SUBJECT TO THE PASSING
OF RESOLUTION 8 AND, TO ALLOT EQUITY SECURITIES
FOR CASH SECTION 94(2) OF THE ACT AND SECTION
94(3A) OF THE ACT PURSUANT TO THE AUTHORITY
CONFERRED BY RESOLUTION 8, IN EITHER CASE DISAPPLYING
THE STATUTORY PRE-EMPTION RIGHTS SECTION 89(1)
, PROVIDED THAT THIS POWER IS LIMITED TO THE
ALLOTMENT OF EQUITY SECURITIES: A) IN CONNECTION
WITH A RIGHTS ISSUE, OPEN OFFER OR ANY OTHER
PRE-EMPTIVE OFFER IN FAVOR OF ORDINARY SHAREHOLDERS;
B) UP TO AN AGGREGATE NOMINAL VALUE OF GBP 3,230,000;
AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION
OF THE NEXT AGM OF THE COMPANY OR PASSING OF
THIS RESOLUTION ; AND THE DIRECTORS MAY ALLOT
EQUITY SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY
IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE
PRIOR TO SUCH EXPIRY
S.10 AUTHORIZE THE COMPANY, IN ACCORDANCE WITH THE Management For *Management Position Unknown
ARTICLE 7 OF ITS ARTICLES OF ASSOCIATION OF THE
COMPANY, FOR THE PURPOSES OF SECTION 166 OF THE
COMPANIES ACT 1985, TO MAKE MARKET PURCHASES
SECTION 163 OF THE ACT OF UP TO 25,890,000,
BEING 10% OF THE ISSUED SHARE CAPITAL OF THE
COMPANY AT 25 MAY 2006 OF 25 PENCE EACH IN THE
CAPITAL OF THE COMPANY, AT A MINIMUM PRICE OF
25 PENCE AND NOT MORE THAN 105% OF THE AVERAGE
MIDDLE MARKET QUOTATIONS FOR SUCH SHARES DERIVED
FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL
LIST, OVER THE PREVIOUS 5 BUSINESS DAYS IMMEDIATELY
PRECEDING THE DAY ON WHICH THE ORDINARY SHARE
IS PURCHASED WHICH AMOUNT SHALL BE EXCLUSIVE
OF EXPENSE; AND THE HIGHER OF THE PRICE OF THE
LAST INDEPENDENT TRADE AND THE HIGHEST CURRENT
INDEPENDENT BID ON THE TRADING VENUE WHERE THE
PURCHASE IS CARRIED OUT; AUTHORITY EXPIRES THE
EARLIER OF THE CONCLUSION OF THE AGM OF THE COMPANY
TO BE HELD IN 2007 ; THE COMPANY, BEFORE THE
EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY
SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR
PARTLY AFTER SUCH EXPIRY
S.11 ADOPT THE ARTICLES OF ASSOCIATION PRODUCED TO Management For *Management Position Unknown
THE MEETING AS THE NEW ARTICLESOF ASSOCIATION
OF THE COMPANY IN SUBSTITUTION FOR, AND TO THE
EXCLUSION OF, THE EXISTING ARTICLES OF ASSOCIATION
AND AUTHORIZE THE DIRECTORS TO DO ALL SUCH ACTS
AND THINGS AS THEY CONSIDER NECESSARY OR DESIRABLE
TO GIVE EFFECT TO THIS
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 4 of 234
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EMI GROUP PLC AGM MEETING DATE: 07/13/2006
ISSUER: G3035P100 ISIN: GB0000444736
SEDOL: 0044473, 0889403, B01DGL0, 5473878
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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1. RECEIVE THE DIRECTORS REPORT AND THE FINANCIAL Management For *Management Position Unknown
STATEMENTS FOR THE YE 31 MAR 2006
2. DECLARE A FINAL DIVIDEND OF 6.0P PER ORDINARY Management For *Management Position Unknown
SHARE
3. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For *Management Position Unknown
THE YE 31 MAR 2006
4. RE-ELECT MR. E.L. NICOLI AS A DIRECTOR Management For *Management Position Unknown
5. RE-ELECT MR. D.J. LONDONER AS A DIRECTOR Management For *Management Position Unknown
6. ELECT MR. K.K. CARTON AS A DIRECTOR Management For *Management Position Unknown
7. ELECT MR. R.C. FAXON AS A DIRECTOR Management For *Management Position Unknown
8. RE-APPOINT ERNST & YOUNG LLP AS THE AUDITOR UNTIL Management For *Management Position Unknown
THE CONCLUSION OF THE NEXT GENERAL MEETING AT
WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY
9. AUTHORIZE THE DIRECTORS TO DETERMINE THE REMUNERATION Management For *Management Position Unknown
OF THE AUDITOR
10. GRANT AUTHORITY TO ALLOT RELEVANT SECURITIES Management For *Management Position Unknown
CONFERRED ON THE DIRECTORS BY ARTICLE 14 OF THE
COMPANY S ARTICLES OF ASSOCIATION; AUTHORITY
EXPIRES THE EARLIER OF THE CONCLUSION OF THE
2007 AGM OR 12 OCT 2007 AND FOR SUCH PERIOD
THE SECTION 80 AMOUNT SHALL BE GBP 42,714,418
S.11 GRANT POWER, SUBJECT TO THE PASSING OF RESOLUTION Management For *Management Position Unknown
10, TO ALLOT EQUITY SECURITIES FOR CASH AS IF
SECTION 89(1) OF THE COMPANIES ACT 1985 DID NOT
APPLY CONFERRED ON THE DIRECTORS BY ARTICLE 14(B)
OF THE COMPANY S ARTICLES OF ASSOCIATION; AUTHORITY
EXPIRES AT THE CONCLUSION OF THE 2007 AGM OR
12 OCT 2007 AND FOR SUCH PERIOD THE SECTION
89 AMOUNT SHALL BE GBP 5,550,479
S.12 AUTHORIZE THE COMPANY, PURSUANT TO THE AUTHORITY Management For *Management Position Unknown
CONTAINED IN ITS ARTICLES OFASSOCIATION, TO MAKE
MARKET PURCHASES SECTION 163(3) OF THE COMPANIES
ACT 1985 UP TO A MAXIMUM OF 79,292,556 ORDINARY
SHARES OF 14P EACH AT A MINIMUM PRICE 14P AND
THE MAXIMUM PRICE PER ORDINARY SHARE IS NOT MORE
THAN 5% ABOVE THE AVERAGE OF THE MIDDLE MARKET
QUOTATIONS FOR AN ORDINARY SHARE AS DERIVED FROM
THE DAILY OFFICIAL LIST OF THE LONDON STOCK EXCHANGE
FOR THE 5 BUSINESS DAYS IN RESPECT OF WHICH SUCH
DAILY OFFICIAL LIST IS PUBLISHED BEFORE THE PURCHASE
IS MADE; AUTHORITY EXPIRES THE EARLIER AT THE
CONCLUSION OF THE 2007 AGM OR 12 OCT 2007 ; THE
COMPANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT
TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY
BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY
13. AUTHORIZE EMI GROUP PLC TO: I) MAKE DONATIONS Management For *Management Position Unknown
TO EU POLITICAL ORGANIZATIONS OF NOT MORE THAN
GBP 50,000 IN TOTAL; AND, II) INCUR EU POLITICAL
EXPENDITURE OF NO MORE THAN GBP 50,000 IN TOTAL,
PROVIDED THAT THE AGGREGATE DONATIONS TO EU POLITICAL
ORGANIZATIONS AND EU POLITICAL EXPENDITURE INCURRED
BY EMI GROUP PLC AND ALL OF ITS SUBSIDIARIES
SHALL NOT DURING SUCH PERIOD EXCEED GBP 50,000;
AUTHORITY EXPIRES THE EARLIER AT THE CONCLUSION
OF THE 2007 AGM OR 12 OCT 2007
14. AUTHORIZE EMI MUSIC LIMITED TO: I) MAKE DONATIONS Management For *Management Position Unknown
TO EU POLITICAL ORGANIZATIONS OF NO MORE THAN
GBP 50,000 IN TOTAL; AND II) INCUR EU POLITICAL
EXPENDITURE OF NO MORE THAN GBP 50,000 IN TOTAL,
PROVIDED THAT THE AGGREGATE DONATIONS TO EU POLITICAL
ORGANIZATIONS AND EU POLITICAL EXPENDITURE INC
BY EM GROUP PLC AND ALL OF ITS SUBSIDIARIES SHALL
NOT DURING SUCH PERIOD EXCEED GBP 50,000; AUTHORITY
EXPIRES THE EARLIER AT THE CONCLUSION OF THE
2007 AGM OR 12 OCT 2007
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 5 of 234
15. AUTHORIZE EMI RECORDS LIMITED TO: I) MAKE DONATIONS Management For *Management Position Unknown
TO EU POLITICAL ORGANIZATIONS OF NO MORE THAN
GBP 50,000 IN TOTAL; AND II) INCUR EU POLITICAL
EXPENDITURE OF NO MORE THAN GBP 50,000 IN TOTAL,
PROVIDED THATTHE AGGREGATE DONATIONS TO EU POLITICAL
ORGANISALIONS AND EU POLITICAL EXPENDITURE INCUNED
BY EMI GROUP PLC AND ALL OF ITS SUBSIDIARIES
SHALL NOT DURING SUCH PERIOD EXCEED GBP50,000;
AUTHORITY EXPIRES THE EARLIER AT THE CONCLUSION
OF THE2007AGM OR 12 OCT 2007
16. AUTHORIZE EMI MUSIC PUBLISHING LIMITED TO: I) Management For *Management Position Unknown
MAKE DONATIONS TO EU POLITICAL ORGANIZATIONS
OF NO MORE THAN GBP 50,000 IN TOTAL; AND, II)
INCUR EU POLITICAL EXPENDITURE OF NO MORE THAN
GBP 50,000 IN TOTAL, PROVIDED THAT THE AGGREGATE
DONATIONS TO EU POLITICAL ORGANISATIONS AND EU
POLITICAL EXPENDITURE INCURRED BY EM GROUP PLC
AND ALL OF ITS SUBSIDIARIES SHALI NOT DURING
SUCH PERIOD EXCEED GBP50,000; AUTHORITY EXPIRES
THE EARLIER AT THE CONCLUSION OF THE 2007 AGM
OR 12 OCT 2007
17. AUTHORIZE VIRGIN RECORDS LIMITED TO: I) MAKE Management For *Management Position Unknown
DONATIONS TO EU POLITICAL ORGANIZATIONS OF NO
MORE THAN GBP 50,000 IN TOTAL; AND II) INCUR
EU POLITICAL EXPENDITURE OF NO MORE THAN GBP
50,000 IN TOTAL, PROVIDED THAT THE AGGREGATE
DONATIONS TO EU POLITICAL ORGANISATIONS AND EU
POLITICAL EXPENDITURE INCURRED BY EMI GROUP PLC
AND ALL OF ITS SUBSIDIARIES SHALL NOT DURING
SUCH PERIOD EXCEED GBP50,000; AUTHORITY EXPIRES
THE EARLIER AT THE CONCLUSION OF THE 2007 AGM
OR 12 OCT 2007
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MASTERCARD INCORPORATED MA ANNUAL MEETING DATE: 07/18/2006
ISSUER: 57636Q104 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 DIRECTOR Management For
M.L. FERRAO DE AMORIM Management For For
EDWARD SU-NING TIAN Management For For
BERNARD S.Y. FUNG Management For For
MARC OLIVIE Management For For
MARK SCHWARTZ Management For For
DAVID R. CARLUCCI Management For For
RICHARD HAYTHORNTHWAITE Management For For
ROBERT W. SELANDER Management For For
03 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2006
02 APPROVE THE 2006 NON-EMPLOYEE DIRECTOR EQUITY Management For For
COMPENSATION PLAN
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Selected Accounts: NPX GABELLI ASSET FUND Page 6 of 234
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MODINE MANUFACTURING COMPANY MOD ANNUAL MEETING DATE: 07/19/2006
ISSUER: 607828100 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 DIRECTOR Management For
FRANK W. JONES Management For For
DENNIS J. KUESTER Management For For
MICHAEL T. YONKER Management For For
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
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AT&T INC. T SPECIAL MEETING DATE: 07/21/2006
ISSUER: 00206R102 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 APPROVE ISSUANCE OF AT&T COMMON SHARES REQUIRED Management For For
TO BE ISSUED PURSUANT TO THE MERGER AGREEMENT,
DATED AS OF MARCH 4, 2006, BY AND AMONG BELLSOUTH
CORPORATION, AT&T INC. AND ABC CONSOLIDATION
CORP., AS IT MAY BE AMENDED.
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PRICE COMMUNICATIONS CORPORATION PR ANNUAL MEETING DATE: 07/25/2006
ISSUER: 741437305 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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02 DIRECTOR Management For
ROBERT F. ELLSWORTH Management For For
01 PROPOSAL THAT THE COMPANY SHOULD BE DISSOLVED Management For For
AFTER WE RECEIVE VERIZON COMMON STOCK IN EXCHANGE
FOR OUR INTEREST IN VERIZON WIRELESS OF THE EAST
LP
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VODAFONE GROUP PLC VOD SPECIAL MEETING DATE: 07/25/2006
ISSUER: 92857W100 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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E1 TO APPROVE THE RETURN OF CAPITAL BY WAY OF A Management For For
B SHARE SCHEME AND SHARE CONSOLIDATION AND THE
CONSEQUENTIAL AMENDMENT TO THE ARTICLES OF ASSOCIATION
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A1 TO RECEIVE THE REPORT OF THE DIRECTORS AND FINANCIAL Management For For
STATEMENTS
A2 DIRECTOR Management For
SIR JOHN BOND, 2,3 Management For For
ARUN SARIN, 2 Management For For
THOMAS GEITNER Management For For
DR MICHAEL BOSKIN, 1,3 Management For For
LORD BROERS, 1,2 Management For For
JOHN BUCHANAN, 1 Management For For
ANDREW HALFORD Management For For
PROF J. SCHREMPP, 2,3 Management For For
LUC VANDEVELDE, 3 Management For For
PHILIP YEA, 3 Management For For
ANNE LAUVERGEON Management For For
ANTHONY WATSON Management For For
A14 TO APPROVE A FINAL DIVIDEND OF 3.87P PER ORDINARY Management For For
SHARE
A15 TO APPROVE THE REMUNERATION REPORT Management For For
A16 TO RE-APPOINT DELOITTE & TOUCHE LLP AS AUDITORS Management For For
A17 TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE Management For For
THE REMUNERATION OF THE AUDITORS
A18 TO ADOPT NEW ARTICLES OF ASSOCIATION + Management For For
A19 TO AUTHORISE DONATIONS UNDER THE POLITICAL PARTIES, Management For For
ELECTIONS AND REFERENDUMS ACT 2000
A20 TO RENEW AUTHORITY TO ALLOT SHARES UNDER ARTICLE Management For For
16.2 OF THE COMPANY S ARTICLES OF ASSOCIATION
A21 TO RENEW AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS Management For For
UNDER ARTICLE 16.3 OF THE COMPANY S ARTICLES
OF ASSOCIATION +
A22 TO AUTHORISE THE COMPANY S PURCHASE OF ITS OWN Management For For
SHARES (SECTION 166, COMPANIES ACT 1985) +
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PALM HARBOR HOMES, INC. PHHM ANNUAL MEETING DATE: 07/26/2006
ISSUER: 696639103 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 DIRECTOR Management For
LARRY H. KEENER Management For For
LEE POSEY Management For For
JERRY D. MALLONEE Management For For
FREDERICK R. MEYER Management For For
ELYSIA HOLT RAGUSA Management For For
WALTER D. ROSENBERG, JR Management For For
A. GARY SHILLING Management For For
WILLIAM R. THOMAS Management For For
W. CHRISTOPHER WELLBORN Management For For
JOHN H. WILSON Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING MARCH 30, 2007.
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Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 8 of 234
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BROWN-FORMAN CORPORATION BFA ANNUAL MEETING DATE: 07/27/2006
ISSUER: 115637100 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 DIRECTOR Management For
P. BOUSQUET-CHAVANNE Management For For
BARRY D. BRAMLEY Management For For
GEO. GARVIN BROWN IV Management For For
MARTIN S. BROWN, JR. Management For For
OWSLEY BROWN II Management For For
DONALD G. CALDER Management For For
SANDRA A. FRAZIER Management For For
RICHARD P. MAYER Management For For
STEPHEN E. O'NEIL Management For For
MATTHEW R. SIMMONS Management For For
WILLIAM M. STREET Management For For
DACE BROWN STUBBS Management For For
PAUL C. VARGA Management For For
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KERR-MCGEE CORPORATION KMG SPECIAL MEETING DATE: 08/10/2006
ISSUER: 492386107 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF JUNE 22, 2006, BY AND AMONG ANADARKO
PETROLEUM CORPORATION, APC ACQUISITION SUB, INC.
AND KERR-MCGEE CORPORATION PURSUANT TO WHICH
APC ACQUISITION SUB, INC. WOULD BE MERGED WITH
AND INTO KERR-MCGEE CORPORATION AND KERR-MCGEE
CORPORATION WOULD BECOME A WHOLLY-OWNED SUBSIDIARY
OF ANADARKO PETROLEUM CORPORATION.
02 PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF NECESSARY, Management For For
TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF ADOPTION
OF THE MERGER AGREEMENT REFERRED TO IN ITEM 1,
ABOVE.
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H.J. HEINZ COMPANY HNZ CONTESTED ANNUAL MEETING DATE: 08/16/2006
ISSUER: 423074103 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 DIRECTOR Management
W.R. JOHNSON Management For For
C.E. BUNCH Management For For
M.C. CHOKSI Management For For
P.H. COORS Management For For
J.G. DROSDICK Management For For
E.E. HOLIDAY Management For For
C. KENDLE Management For For
D.H. REILLEY Management For For
L.C. SWANN Management For For
T.J. USHER Management For For
NELSON PELTZ Opposition For
MICHAEL F. WEINSTEIN Opposition For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 9 of 234
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
- ------------------------------------------------------------------------------------------------------------------------------------
PRECISION CASTPARTS CORP. PCP ANNUAL MEETING DATE: 08/16/2006
ISSUER: 740189105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MARK DONEGAN Management For For
VERNON E. OECHSLE Management For For
03 REAPPROVING THE 2001 STOCK INCENTIVE PLAN Management For For
02 AMENDING THE RESTATED ARTICLES OF INCORPORATION Management For For
TO INCREASE AUTHORIZED COMMON STOCK TO 450,000,000
SHARES
- ------------------------------------------------------------------------------------------------------------------------------------
THE J. M. SMUCKER COMPANY SJMB CONTESTED ANNUAL MEETING DATE: 08/17/2006
ISSUER: 832696405 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PAUL J. DOLAN Management For For
NANCY LOPEZ Management For For
GARY A. OATEY Management For For
TIMOTHY P. SMUCKER Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
03 APPROVAL OF THE J. M. SMUCKER COMPANY 2006 EQUITY Management For For
COMPENSATION PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
WESTERN GAS RESOURCES, INC. WGR SPECIAL MEETING DATE: 08/23/2006
ISSUER: 958259103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF JUNE 22, 2006, AS AMENDED, AMONG
ANADARKO PETROLEUM CORPORATION ( ANADARKO ),
APC MERGER SUB, INC. ( MERGER SUB ) AND WESTERN,
AND APPROVE THE MERGER OF MERGER SUB WITH AND
INTO WESTERN, WITH WESTERN CONTINUING AS THE
SURVIVING CORPORATION, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 10 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
FLOWSERVE CORPORATION FLS ANNUAL MEETING DATE: 08/24/2006
ISSUER: 34354P105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF THE AMENDMENTS TO CERTAIN STOCK OPTION Management For For
AND INCENTIVE PLANS.
01 DIRECTOR Management For
ROGER L. FIX* Management For For
LEWIS M. KLING* Management For For
MICHAEL F. JOHNSTON* Management For For
CHARLES M. RAMPACEK* Management For For
KEVIN E. SHEEHAN* Management For For
ROGER L. FIX** Management For For
DIANE C. HARRIS** Management For For
LEWIS M. KLING** Management For For
JAMES O. ROLLANS** Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
VALUE LINE, INC. VALU ANNUAL MEETING DATE: 08/25/2006
ISSUER: 920437100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
H.A. BRECHER Management For For
E.A. BUTTNER Management For For
J.B. BUTTNER Management For For
D.T. HENIGSON Management For For
H. PARDES Management For For
M.N. RUTH Management For For
E.J. SHANAHAN Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
KERZNER INTERNATIONAL LIMITED KZL SPECIAL MEETING DATE: 08/28/2006
ISSUER: P6065Y107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO ADJOURN THE EXTRAORDINARY GENERAL MEETING Management For For
AND TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF
APPROVAL OF THE MERGER AGREEMENT IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE MEETING
TO APPROVE THE MERGER AGREEMENT.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 11 of 234
01 TO APPROVE THE AMENDED AND RESTATED AGREEMENT Management For For
AND PLAN OF MERGER DATED AS OF APRIL 30, 2006
(THE MERGER AGREEMENT ), BY AND AMONG K-TWO
HOLDCO LIMITED, ITS WHOLLY-OWNED SUBSIDIARY K-TWO
SUBCO LIMITED AND KERZNER INTERNATIONAL LIMITED.
- ------------------------------------------------------------------------------------------------------------------------------------
CENDANT CORPORATION CD ANNUAL MEETING DATE: 08/29/2006
ISSUER: 151313103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
06 APPROVE THE COMPANY S PROPOSAL TO AMEND ITS AMENDED Management For For
AND RESTATED CERTIFICATE OF INCORPORATION TO
DECREASE THE NUMBER OF AUTHORIZED SHARES OF THE
COMPANY S COMMON STOCK TO 250 MILLION SHARES.
THE BOARD OF DIRECTORS UNANIMOUSLY RECOMMENDS
THAT YOU VOTE AGAINST PROPOSAL 7 AND 8.
05 APPROVE THE COMPANY S PROPOSAL TO AMEND ITS AMENDED Management For For
AND RESTATED CERTIFICATE OF INCORPORATION.
04 TO CONSIDER AND APPROVE THE COMPANY S PROPOSAL Management For For
TO AMEND ITS AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO CHANGE THE NAME OF THE COMPANY
TO AVIS BUDGET GROUP, INC .
03 APPROVE THE COMPANY S PROPOSAL TO AMEND ITS AMENDED Management For For
AND RESTATED CERTIFICATE OF INCORPORATION TO
EFFECT A ONE-FOR-TEN REVERSE STOCK SPLIT OF ITS
COMMON STOCK.
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE AUDITORS OF THE COMPANY S FINANCIAL
STATEMENTS.
01 DIRECTOR Management For
H.R. SILVERMAN* Management For For
M.J. BIBLOWIT* Management For For
J.E. BUCKMAN* Management For For
L.S. COLEMAN* Management For For
M.L. EDELMAN* Management For For
G. HERRERA* Management For For
S.P. HOLMES* Management For For
L.T. BLOUIN MACBAIN* Management For For
C.D. MILLS* Management For For
B. MULRONEY* Management For For
R.E. NEDERLANDER* Management For For
R.L. NELSON* Management For For
R.W. PITTMAN* Management For For
P.D.E. RICHARDS* Management For For
S.Z. ROSENBERG* Management For For
R.F. SMITH* Management For For
R.L. NELSON** Management For For
L.S. COLEMAN** Management For For
M.L. EDELMAN** Management For For
S.Z. ROSENBERG** Management For For
F. ROBERT SALERNO** Management For For
S.E. SWEENEY** Management For For
08 TO CONSIDER AND VOTE UPON STOCKHOLDER PROPOSAL Shareholder Against For
REGARDING SEVERANCE AGREEMENTS.
07 TO CONSIDER AND VOTE UPON STOCKHOLDER PROPOSAL Shareholder Against For
REGARDING NON-EMPLOYEE DIRECTOR COMPENSATION.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 12 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
H&R BLOCK, INC. HRB ANNUAL MEETING DATE: 09/07/2006
ISSUER: 093671105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JERRY D. CHOATE Management For For
HENRY F. FRIGON Management For For
ROGER W. HALE Management For For
LEN J. LAUER Management For For
03 APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE Management For For
GOALS FOR PERFORMANCE SHARES ISSUED PURSUANT
TO THE 2003 LONG-TERM EXECUTIVE COMPENSATION PLAN.
02 APPROVAL OF AN AMENDMENTS TO THE 1999 STOCK OPTION Management For For
PLAN FOR SEASONAL EMPLOYEES TO EXTEND THE PLAN
FOR THREE YEARS, SUCH THAT IT WILL TERMINATE,
UNLESS FURTHER EXTENDED, ON DECEMBER 31, 2009.
04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
THE COMPANY S INDEPENDENT ACCOUNTANTS FOR THE
YEAR ENDING APRIL 30, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
LUCENT TECHNOLOGIES INC. LU SPECIAL MEETING DATE: 09/07/2006
ISSUER: 549463107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF APRIL 2, 2006, BY AND AMONG LUCENT
TECHNOLOGIES INC., ALCATEL, AND AURA MERGER SUB,
INC., AND THE TRANSACTIONS CONTEMPLATED BY THE
AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL
2, 2006, BY AND AMONG LUCENT TECHNOLOGIES INC.,
ALCATEL, AND AURA MERGER SUB, INC.
- ------------------------------------------------------------------------------------------------------------------------------------
FLEETWOOD ENTERPRISES, INC. FLE ANNUAL MEETING DATE: 09/12/2006
ISSUER: 339099103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MARGARET S. DANO Management For For
DR. JAMES L. DOTI Management For For
DAVID S. ENGELMAN Management For For
DANIEL D. VILLANUEVA Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2007.
03 TO CONSIDER AND ACT UPON SUCH OTHER BUSINESS Management For For
THAT MAY PROPERLY COME BEFORE THE MEETING.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 13 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
TELEPHONE AND DATA SYSTEMS, INC. TDS ANNUAL MEETING DATE: 09/12/2006
ISSUER: 879433100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
C.D. O'LEARY Management For For
M.H. SARANOW Management For For
M.L. SOLOMON Management For For
H.S. WANDER Management For For
02 RATIFY ACCOUNTANTS FOR 2006 Management For For
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
C.D. O'LEARY Management For For
M.H. SARANOW Management For For
M.L. SOLOMON Management For For
H.S. WANDER Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
UNITED STATES CELLULAR CORPORATION USM ANNUAL MEETING DATE: 09/14/2006
ISSUER: 911684108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
H.J. HARCZAK, JR. Management For For
02 RATIFY ACCOUNTANTS FOR 2006. Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
WORLD WRESTLING ENTERTAINMENT, INC. WWE ANNUAL MEETING DATE: 09/14/2006
ISSUER: 98156Q108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
VINCENT K. MCMAHON Management For For
LINDA E. MCMAHON Management For For
ROBERT A. BOWMAN Management For For
DAVID KENIN Management For For
JOSEPH PERKINS Management For For
MICHAEL B. SOLOMON Management For For
LOWELL P. WEICKER, JR. Management For For
MICHAEL SILECK Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 14 of 234
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
03 SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE Management For For
THE MEETING OR ANY ADJOURNMENT THEREOF.
- ------------------------------------------------------------------------------------------------------------------------------------
EARL SCHEIB, INC. ESHB ANNUAL MEETING DATE: 09/15/2006
ISSUER: 806398103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CHRISTIAN K. BEMENT Management For For
JAMES P. BURRA Management For For
ROBERT M. SMILAND Management For For
SALVATORE J. ZIZZA Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
CA, INC. CA ANNUAL MEETING DATE: 09/18/2006
ISSUER: 12673P105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ALFONSE M. D'AMATO Management For For
GARY J. FERNANDES Management For For
ROBERT E. LA BLANC Management For For
CHRISTOPHER B. LOFGREN Management For For
JAY W. LORSCH Management For For
WILLIAM E. MCCRACKEN Management For For
LEWIS S. RANIERI Management For For
WALTER P. SCHUETZE Management For For
JOHN A. SWAINSON Management For For
LAURA S. UNGER Management For For
RON ZAMBONINI Management For For
03 STOCKHOLDER PROPOSAL TO AMEND THE BY-LAWS WITH Shareholder For Against
RESPECT TO THE ADOPTION OR MAINTENANCE BY THE
BOARD OF DIRECTORS OF ANY CA, INC. RIGHTS PLAN.
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE FISCAL YEAR ENDING MARCH 31, 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 15 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
PATTERSON COMPANIES, INC. PDCO ANNUAL MEETING DATE: 09/18/2006
ISSUER: 703395103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ELLEN A. RUDNICK* Management For For
HAROLD C. SLAVKIN* Management For For
JAMES W. WILTZ* Management For For
CHARLES REICH** Management For For
02 TO APPROVE THE AMENDED AND RESTATED EMPLOYEE Management For For
STOCK PURCHASE PLAN.
03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING APRIL 28, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
AVIALL, INC. AVL SPECIAL MEETING DATE: 09/19/2006
ISSUER: 05366B102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF APRIL 30, 2006, BY AND AMONG THE
BOEING COMPANY, BOEING-AVENGER, INC., A WHOLLY
OWNED SUBSIDIARY OF BOEING, AND AVIALL, INC.
02 ADJOURNMENT OR POSTPONEMENT TO ALLOW FURTHER Management For For
SOLICITATION OF PROXIES IN FAVOR OF ITEM 1, IF
NECESSARY.
- ------------------------------------------------------------------------------------------------------------------------------------
ALLERGAN, INC. AGN SPECIAL MEETING DATE: 09/20/2006
ISSUER: 018490102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE AN AMENDMENT TO ALLERGAN S RESTATED Management For For
CERTIFICATE OF INCORPORATION, AS AMENDED, TO
INCREASE THE TOTAL NUMBER OF SHARES OF COMMON
STOCK ALLERGAN IS AUTHORIZED TO ISSUE FROM 300,000,000
TO 500,000,000.
- ------------------------------------------------------------------------------------------------------------------------------------
BIOMET, INC. BMET ANNUAL MEETING DATE: 09/20/2006
ISSUER: 090613100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JERRY L. FERGUSON Management For For
DANIEL P. HANN Management For For
THOMAS F. KEARNS, JR. Management For For
02 APPROVE THE BIOMET, INC. 2006 EQUITY INCENTIVE Management For For
PLAN.
03 RATIFY THE SELECTION OF ERNST & YOUNG, LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE COMPANY FOR THE FISCAL YEAR ENDING MAY
31, 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 16 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
DEL MONTE FOODS COMPANY DLM ANNUAL MEETING DATE: 09/21/2006
ISSUER: 24522P103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
SAMUEL H. ARMACOST Management For For
TERENCE D. MARTIN Management For For
RICHARD G. WOLFORD Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP, AN INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM, AS DEL MONTE
FOODS COMPANY S INDEPENDENT AUDITORS FOR ITS
FISCAL YEAR ENDING APRIL 29, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
GERBER SCIENTIFIC, INC. GRB ANNUAL MEETING DATE: 09/21/2006
ISSUER: 373730100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DONALD P. AIKEN Management For For
MARC T. GILES Management For For
EDWARD G. JEPSEN Management For For
RANDALL D. LEDFORD Management For For
JOHN R. LORD Management For For
CAROLE F. ST. MARK Management For For
A. ROBERT TOWBIN Management For For
W. JERRY VEREEN Management For For
02 2006 OMNIBUS INCENTIVE PLAN: PROPOSAL TO APPROVE Management For For
THE ADOPTION OF THE 2006 OMNIBUS INCENTIVE PLAN
- ------------------------------------------------------------------------------------------------------------------------------------
SKYLINE CORPORATION SKY ANNUAL MEETING DATE: 09/22/2006
ISSUER: 830830105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ARTHUR J. DECIO Management For For
THOMAS G. DERANEK Management For For
JOHN C. FIRTH Management For For
JERRY HAMMES Management For For
RONALD F. KLOSKA Management For For
WILLIAM H. LAWSON Management For For
DAVID T. LINK Management For For
ANDREW J. MCKENNA Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 17 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
EMAP PLC EGM MEETING DATE: 09/25/2006
ISSUER: G30268109 ISIN: GB0002993037
SEDOL: 0299303, B02SQ69, 5734746
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
s.1 APPROVE THAT, CONDITIONAL ON THE ADMISSION TO Management For *Management Position Unknown
THE OFFICIAL LIST OF THE FINANCIAL SERVICES AUTHORITY
AND TO TRADING ON THE LONDON STOCK EXCHANGE PLCS
MAIN MARKET FOR LISTED SECURITIES BECOMING EFFECTIVE
LISTING BY 8.00 A.M. ON 28 SEP 2006 OR SUCH
OTHER TIME AND/OR DATE AS THE DIRECTORS OF THE
COMPANY DIRECTORS MAY DETERMINE OF THE NEW
ORDINARY SHARES AS DEFINED BELOW : A) THE AUTHORISED
SHARE CAPITAL OF THE COMPANY BE INCREASED FROM
GBP 85,800,000 TO GBP 370,800,000 BY THE CREATION
OF 259,010,681 NON-CUMULATIVE REDEEMABLE PREFERENCE
SHARES OF 110 PENCE EACH HAVING THE RIGHTS AND
RESTRICTIONS AS SPECIFIED IN THE ARTICLES OF
ASSOCIATION OF THE COMPANY AS PROPOSED TO BE
AMENDED PURSUANT TO PARAGRAPH (I) BELOW B SHARES
; B) AUTHORIZE THE DIRECTORS TO CAPITALISE A
MAXIMUM SUM NOT EXCEEDING GBP 285,000,000 STANDING
TO THE CREDIT OF THE COMPANY S SHARE PREMIUM
ACCOUNT AND TO APPLY SUCH SUM IN PAYING UP IN
FULL THE RELEVANT NUMBER OF B SHARES AND PURSUANT
TO SECTION 80 OF THE COMPANIES ACT 1985 AS AMENDED
THE COMPANIES ACT TO ALLOT AND ISSUE SUCH
B SHARES CREDITED AS FULLY PAID UP, IN AN AGGREGATE
NOMINAL AMOUNT OF GBP 285,000,000, TO THE HOLDERS
OF THE EXISTING ORDINARY SHARES OF 25 PENCE EACH
IN THE CAPITAL OF THE COMPANY THE EXISTING ORDINARY
SHARES ON THE BASIS OF ONE B SHARE FOR EACH
EXISTING ODINARY SHARE HELD AND RECORDED ON THE
REGISTER OF MEMBERS OF THE COMPANY AT 6.00 P.M.
ON 27 SEP 2006 OR SUCH OTHER TIME AND/ OR DATE
AS THE DIRECTORS MAY DETERMINE ; AUTHORITY EXPIRES
AT THE EARLIER OF THE CONCLUSION OF AGM OF THE
COMPANY TO BE HELD IN 2007 OR 13 OCT 2007 BEING
15 MONTHS FROM THE DATE OF THE AGM OF EMAP HELD
IN 2006 ; C) APPROVE THE EACH ISSUED EXISTING
ORDINARY SHARE AS SHOWN IN THE REGISTER OF MEMBERS
OF THE COMPANY AT 6.00 P.M. ON 27 SEP 2006 OR
SUCH OTHER TIME AND/OR DATE AS THE DIRECTORS
MAY DETERMINE BE AND IS SUBDIVIDED INTO 5 SHARES
OF 5 PENCE EACH AND FORTHWITH UPON SUCH SUBDIVISION
EVERY 6 SHARES OF 5 PENCE EACH RESULTING FROM
SUCH SUBDIVISION BE AND ARE CONSOLIDATED INTO
ONE NEW ORDINARY SHARE OF 30 PENCE IN THE CAPITAL
OF THE COMPANY NEW ORDINARY SHARES , PROVIDED
THAT NO MEMBER SHALL BE ENTITLED TO A FRACTION
OF A NEW ORDINARY SHARE AND ALL FRACTIONAL ENTITLEMENTS
ARISING OUT OF THE SUB-DIVISION AND CONSOLIDATION
INCLUDING THOSE ARISING BY REASON OF THERE BEING
FEWER THAN 6 SHARES OF 5 PENCE EACH, OR FEWER
THAN 8 SUCH SHARES REMAINING, IN ANY HOLDING
TO CONSOLIDATE SHALL BE AGGREGATED INTO AS MANY
NEW ORDINARY SHARES AS POSSIBLE AND THE WHOLE
NUMBER OF NEW ORDINARY SHARES SO ARISING SOLD
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 18 of 234
AND THE NET PROCEEDS OF SALE IN EXCESS OF GBP
3 DISTRIBUTED IN DUE PROPORTION ROUNDED DOWN
TO THE NEAREST PENNY AMONG THOSE MEMBERS WHO
WOULD OTHERWISE BE ENTITLED TO SUCH FRACTIONAL
ENTITLEMENTS AND ANY NET PROCEEDS OF SALES NOT
EXCEEDING GBP 3 AND ANY SUCH ROUNDING BE DONATED
TO CHARITIES CHOSEN BY THE BOARD; D) APPROVE
FOLLOWING THE CAPITALISATION ISSUE REFERRED TO
IN PARAGRAPH (B) ABOVE AND THE SUBDIVISION AND
CONSOLIDATION REFERRED TO IN PARAGRAPH (C) ABOVE,
THE UNISSUED EXISTING ORDINARY SHARES UP TO
SUCH MAXIMUM NUMBER AS WILL RESULT IN A WHOLE
NUMBER OF NEW ORDINARY SHARES POSSIBLE FOLLOWING
THE SUBDIVISION REFERRED TO BELOW IN THIS PARAGRAPH
(D) WITH THE BALANCE REMAINING UNCONSOLIDATED
, SHALL BE AND ARE CONSOLIDATED INTO ONE SHARE
AND, FORTHWITH UPON SUCH CONSOLIDATION, SUCH
ONE SHARE BE AND IS SUBDIVIDED INTO NEW ORDINARY
SHARES PROVIDED THAT THE BALANCE OF REMAINING
UNCONSOLIDATED EXISTING ORDINARY SHARES SHALL
IMMEDIATELY THEREAFTER BE CANCELLED IN ACCORDANCE
WITH SECTION 121(2)(E) OF THE COMPANIES ACT AND
THE AMOUNT OF THE COMPANY S AUTHORISED BUT UNISSUED
SHARE CAPITAL SHALL BE DIMINISHED ACCORDINGLY;
E) AUTHORIZE THE DIRECTORS TO SELL, ON BEHALF
OF THE RELEVANT MEMBERS, ALL THE ISSUED SHARES
OF 5 PENCE EACH RESULTING FROM THE SUB-DIVISION
PROVIDED FOR IN PARAGRAPH (C) ABOVE, WHICH CANNOT
BE CONSOLIDATED INTO NEW ORDINARY SHARES (C)
ABOVE, TO CITIGROUP GLOBAL MARKETS LIMITED CITIGROUP
AT A PRICE OF 121 PENCE PER SHARE AND THAT ANY
DIRECTOR OF THE COMPANY BEAR IS AUTHORISED TO
EXECUTE AN INSTRUMENT OF TRANSFER IN RESPECT
OF SUCH SHARES IN FAVOUR OF CITIGROUP; F) APPROVE
THE TERMS OF THE PROPOSED CONTRACT BETWEEN CITIGROUP
AND THE COMPANY, PROVIDING FOR THE PURCHASE BY
THE COMPANY OF CERTAIN OF ITS OWN SHARES OF 5
PENCE EACH WHICH ARE TRANSFERRED TO CITIGROUP
PURSUANT TO PARAGRAPH (E) ABOVE A DRAFT OF WHICH
HAS BEEN PRODUCED TO THIS MEETING AND SIGNED
FOR IDENTIFICATION BY THE CHAIRMAN THEREOF ,
AND PURSUANT TO SECTION 164 OF THE COMPANIES
ACT UPON COMPLETION OF SUCH PURCHASE THE SHARES
OF 5 PENCE SO PURCHASED SHALL BE CANCELLED IN
ACCORDANCE WITH SECTIONS 162(2) AND 160(4) OF
THE COMPANIES ACT AND THE AMOUNT OF THE COMPANYS
ISSUED SHARE CAPITAL SHALL BE DIMINISHED ACCORDINGLY
BUT THE PURCHASE SHALL NOT BE TAKEN AS REDUCING
THE AMOUNT OF THE COMPANYS AUTHORISED SHARE CAPITAL;
AUTHORITY EXPIRE ON 25 SEP 2007 ; G) APPROVE
THE RIGHTS AND RESTRICTIONS ATTACHING TO THE
NEW ORDINARY SHARES RESULTING FROM THE SUB-DIVISIONS
AND CONSOLIDATIONS PROVIDED FOR IN PARAGRAPHS
(C) AND (D) ABOVE SHALL BE AS SPECIFIED IN THE
ARTICLES OF ASSOCIATION OF THE COMPANY AS PROPOSED
TO BE AMENDED PURSUANT TO PARAGRAPH (I) BELOW;
H) AUTHORIZE THE COMPANY, GENERALLY AND UNCONDITIONALLY
FOR THE PURPOSE OF SECTION 163(3) OF THE COMPANIES
ACT TO MAKE MARKET PURCHASES OF NEW ORDINARY
SHARES ON SUCH TERMS AND IN SUCH MANNER AS THE
DIRECTORS MAY FROM TIME TO TIME DETERMINE PROVIDED
THAT OF UP TO 21,584,223 ORDINARY SHARES OF 30
PENCE EACH IN THE NEW ORDINARY SHARE CAPITAL
OF THE COMPANY, AT A MINIMUM PRICE OF 30 PENCE
AND UP TO 105% OF THE AVERAGE MIDDLE MARKET QUOTATIONS
FOR NEW ORDINARY SHARE SUCH SHARES DERIVED FROM
THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST,
OVER THE PREVIOUS 5 BUSINESS DAYS IMMEDIATELY
PRECEDING THE DAY ON WHICH THE NEW ORDINARY SHARE
IS PURCHASED WHICH AMOUNT SHALL BE EXCLUSIVE
OF EXPENSES AND; AUTHORITY EXPIRES AT THE EARLIER
OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY
TO BE HELD IN 2007 OR 13 OCT 2007 ; THE COMPANY,
BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE
NEW ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED
WHOLLY OR PARTLY AFTER SUCH EXPIRY; I) AMEND
THE ARTICLES OF ASSOCIATION OF THE COMPANY AS
SPECIFIED
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 19 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
GENERAL MILLS, INC. GIS ANNUAL MEETING DATE: 09/25/2006
ISSUER: 370334104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PAUL DANOS Management For For
WILLIAM T. ESREY Management For For
RAYMOND V. GILMARTIN Management For For
JUDITH RICHARDS HOPE Management For For
HEIDI G. MILLER Management For For
H. OCHOA-BRILLEMBOURG Management For For
STEVE ODLAND Management For For
KENDALL J. POWELL Management For For
MICHAEL D. ROSE Management For For
ROBERT L. RYAN Management For For
STEPHEN W. SANGER Management For For
A. MICHAEL SPENCE Management For For
DOROTHY A. TERRELL Management For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS GENERAL Management For For
MILLS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 ADOPT THE 2006 COMPENSATION PLAN FOR NON-EMPLOYEE Management Against Against
DIRECTORS.
04 STOCKHOLDER PROPOSAL ON LABELING OF GENETICALLY Shareholder Against For
ENGINEERED FOOD PRODUCTS.
- ------------------------------------------------------------------------------------------------------------------------------------
UNIVISION COMMUNICATIONS INC. UVN SPECIAL MEETING DATE: 09/27/2006
ISSUER: 914906102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, Management For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
01 CONSIDER AND VOTE UPON A PROPOSAL TO ADOPT THE Management For For
AGREEMENT AND PLAN OF MERGER, DATED AS OF JUNE
26, 2006, BY AND AMONG UNIVISION COMMUNICATIONS
INC., UMBRELLA HOLDINGS, LLC, A DELAWARE LIMITED
LIABILITY COMPANY (THE BUYER ), AND UMBRELLA
ACQUISITION, INC., A DELAWARE CORPORATION AND
A WHOLLY-OWNED SUBSIDIARY OF THE BUYER.
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Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 20 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
ROYCE VALUE TRUST, INC. RVT ANNUAL MEETING DATE: 09/28/2006
ISSUER: 780910105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CHARLES M. ROYCE Management For For
G. PETER O'BRIEN Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
THE MOSAIC COMPANY MOS ANNUAL MEETING DATE: 10/04/2006
ISSUER: 61945A107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
02 APPROVAL OF AMENDMENT TO THE COMPANY S 2004 OMNIBUS Management For For
STOCK AND INCENTIVE PLAN TO INCREASE THE NUMBER
OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN
FROM 10,000,000 SHARES TO 25,000,000 SHARES.
01 DIRECTOR Management For
PHYLLIS E. COCHRAN Management For For
ROBERT L. LUMPKINS Management For For
HAROLD H. MACKAY Management For For
WILLIAM T. MONAHAN Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY PG ANNUAL MEETING DATE: 10/10/2006
ISSUER: 742718109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVE AMENDMENT TO THE CODE OF REGULATIONS Management For For
TO DECREASE THE AUTHORIZED NUMBER OF DIRECTORS
ON THE BOARD
04 REAPPROVE AND AMEND THE MATERIAL TERMS OF THE Management For For
PERFORMANCE CRITERIA UNDER THE PROCTER & GAMBLE
2001 STOCK AND INCENTIVE COMPENSATION PLAN
05 SHAREHOLDER PROPOSAL - AWARD NO FUTURE STOCK Shareholder Against For
OPTIONS
01 DIRECTOR Management For
NORMAN R. AUGUSTINE Management For For
A.G. LAFLEY Management For For
JOHNATHAN A. RODGERS Management For For
JOHN F. SMITH, JR. Management For For
MARGARET C. WHITMAN Management For For
03 RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
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Selected Accounts: NPX GABELLI ASSET FUND Page 21 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
AZTAR CORPORATION AZR SPECIAL MEETING DATE: 10/17/2006
ISSUER: 054802103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF ANY PROPOSAL TO ADJOURN, POSTPONE Management For For
OR CONTINUE THE SPECIAL MEETING TO A LATER DATE
TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF ITEM
1 IN THE EVENT THAT THERE ARE NOT SUFFICIENT
VOTES FOR APPROVAL OF ITEM 1 AT THE SPECIAL MEETING.
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF MAY 19, 2006, BY AND AMONG AZTAR
CORPORATION, COLUMBIA SUSSEX CORPORATION, WIMAR
TAHOE CORPORATION D/B/A COLUMBIA ENTERTAINMENT
AND WT-COLUMBIA DEVELOPMENT, INC.
- ------------------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC DEO ANNUAL MEETING DATE: 10/17/2006
ISSUER: 25243Q205 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
14 AMENDMENTS TO DIAGEO EXECUTIVE SHARE OPTION PLAN Management For For
13 ADOPTION OF DIAGEO PLC 2006 IRISH PROFIT SHARING Management For For
SCHEME
12 AUTHORITY TO MAKE EU POLITICAL DONATIONS/EXPENDITURE Management For For
11 AUTHORITY TO PURCHASE OWN ORDINARY SHARES Management For For
10 DISAPPLICATION OF PRE-EMPTION RIGHTS Management For For
09 AUTHORITY TO ALLOT RELEVANT SECURITIES Management For For
08 RE-APPOINTMENT AND REMUNERATION OF AUDITOR Management For For
07 ELECTION OF MS LM DANON (MEMBER OF AUDIT, NOMINATION, Management For For
AND REMUNERATION COMMITTEE)
06 RE-ELECTION OF MR PS WALSH (MEMBER OF EXECUTIVE Management For For
COMMITTEE AND CHAIRMAN OF BOARD)
05 RE-ELECTION OF MR HT STITZER (MEMBER OF AUDIT, Management For For
NOMINATION, AND REMUNERATION COMMITTEE)
04 RE-ELECTION OF LORD HOLLICK OF NOTTING HILL (MEMBER Management For For
OF AUDIT, NOMINATION, REMUNERATION COMMITTEE
AND CHAIRMAN OF BOARD)
03 DECLARATION OF FINAL DIVIDEND Management For For
02 DIRECTORS REMUNERATION REPORT 2006 Management For For
01 REPORTS AND ACCOUNTS 2006 Management For For
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Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 22 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
SOUTHERN ENERGY HOMES, INC. SEHI SPECIAL MEETING DATE: 10/17/2006
ISSUER: 842814105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, BY Management For For
AND BETWEEN CMH MANUFACTURING, INC., ITS WHOLLY
OWNED SUBSIDIARY S MERGER SUB, INC., AND SOUTHERN
ENERGY HOMES, INC., DATED AS OF AUGUST 16, 2006,
AS IT MAY BE AMENDED FROM TIME TO TIME, PURSUANT
TO WHICH S MERGER SUB WILL BE MERGED WITH AND
INTO SOUTHERN ENERGY HOMES, AS DESCRIBED IN THE
PROXY STATEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
NEWS CORPORATION NWSA ANNUAL MEETING DATE: 10/20/2006
ISSUER: 65248E203 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOSE MARIA AZNAR Management For For
LACHLAN K. MURDOCH Management For For
THOMAS J. PERKINS Management For For
ARTHUR M. SISKIND Management For For
JOHN L. THORNTON Management For For
02 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY Management For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JUNE 30, 2007.
03 APPROVAL OF AMENDED AND RESTATED RIGHTS PLAN. Management Against Against
04 STOCKHOLDER PROPOSAL ON THE ANNUAL ELECTION OF Shareholder Against For
DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------------------------
ANGIODYNAMICS, INC. ANGO ANNUAL MEETING DATE: 10/24/2006
ISSUER: 03475V101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
EAMONN P. HOBBS Management For For
PETER J. GRAHAM Management For For
DAVID P. MEYERS Management For For
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF ANGIODYNAMICS, INC. FOR THE FISCAL YEAR
ENDING JUNE 2, 2007.
02 TO APPROVE THE AMENDMENT TO THE ANGIODYNAMICS, Management Against Against
INC. 2004 STOCK AND INCENTIVE AWARD PLAN.
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Selected Accounts: NPX GABELLI ASSET FUND Page 23 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
DUKE ENERGY CORPORATION DUK ANNUAL MEETING DATE: 10/24/2006
ISSUER: 26441C105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROGER AGNELLI Management For For
PAUL M. ANDERSON Management For For
WILLIAM BARNET, III Management For For
G. ALEX BERNHARDT, SR. Management For For
MICHAEL G. BROWNING Management For For
PHILLIP R. COX Management For For
WILLIAM T. ESREY Management For For
ANN MAYNARD GRAY Management For For
JAMES H. HANCE, JR. Management For For
DENNIS R. HENDRIX Management For For
MICHAEL E.J. PHELPS Management For For
JAMES T. RHODES Management For For
JAMES E. ROGERS Management For For
MARY L. SCHAPIRO Management For For
DUDLEY S. TAFT Management For For
02 APPROVAL OF THE DUKE ENERGY CORPORATION 2006 Management For For
LONG-TERM INCENTIVE PLAN.
03 RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE Management For For
ENERGY S INDEPENDENT PUBLIC ACCOUNTANT FOR 2006.
- ------------------------------------------------------------------------------------------------------------------------------------
MAGNETEK, INC. MAG ANNUAL MEETING DATE: 10/25/2006
ISSUER: 559424106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP TO SERVE AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2007.
01 DIRECTOR Management For
ANDREW G. GALEF Management For For
THOMAS G. BOREN Management For For
DEWAIN K. CROSS Management For For
YON YOON JORDEN Management For For
PAUL J. KOFMEHL Management For For
MITCHELL I. QUAIN Management For For
ROBERT E. WYCOFF Management For For
03 APPROVAL OF THE SECOND AMENDMENT TO THE MAGNETEK, Management For For
INC. AMENDED AND RESTATED DIRECTOR COMPENSATION
AND DEFERRAL INVESTMENT PLAN.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 24 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
PETROCHINA COMPANY LIMITED PTR SPECIAL MEETING DATE: 11/01/2006
ISSUER: 71646E100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
O1 THAT THE CONTINUING CONNECTED TRANSACTIONS ARISING Management For *Management Position Unknown
AS A RESULT OF THE ACQUISITION OF A 67% INTEREST
IN PETROKAZAKHSTAN INC. BY PETROCHINA THROUGH
CNPC EXPLORATION AND DEVELOPMENT COMPANY LIMITED
( ACQUISITION ), AS SET OUT IN THE CIRCULAR OF
PETROCHINA DATED 14 SEPTEMBER 2006 ( CIRCULAR
).
O3 THAT THE PROPOSED REVISION TO THE EXISTING ANNUAL Management For *Management Position Unknown
CAPS FOR THE THREE YEARS FROM 1 JANUARY 2006
TO 31 DECEMBER 2008 OF EACH OF THE CONTINUING
CONNECTED TRANSACTION UNDER THE AMENDED COMPREHENSIVE
AGREEMENT AS A RESULT OF CHANGES TO PETROCHINA
S PRODUCTION AND OPERATIONAL ENVIRONMENT, AS
SET OUT IN THE CIRCULAR, BE AND IS HEREBY APPROVED,
RATIFIED AND CONFIRMED.
O2 THAT THE PROPOSED REVISION TO THE EXISTING ANNUAL Management For *Management Position Unknown
CAPS FOR THE THREE YEARS FROM 1 JANUARY 2006
TO 31 DECEMBER 2008 OF EACH OF THE CONTINUING
CONNECTED TRANSACTION UNDER THE AMENDED COMPREHENSIVE
AGREEMENT AS A RESULT OF THE ACQUISITION, AS
SET OUT IN THE CIRCULAR, BE AND IS HEREBY APPROVED,
RATIFIED AND CONFIRMED.
S5 THAT THE PROPOSED AMENDMENTS TO THE ARTICLES Management For *Management Position Unknown
OF ASSOCIATION OF PETROCHINA AS SET OUT IN THE
CIRCULAR BE AND ARE HEREBY GENERALLY UNCONDITIONALLY
APPROVED.
O4 THAT THE PROPOSED REVISION TO THE EXISTING ANNUAL Management For *Management Position Unknown
CAPS FOR THE THREE YEARS FROM 1 JANUARY 2006
TO 31 DECEMBER 2008 IN RESPECT OF THE PRODUCTS
AND SERVICES TO BE PROVIDED BY PETROCHINA AND
ITS SUBSIDIARIES TO CHINA RAILWAY MATERIALS AND
SUPPLIERS CORPORATION, AS SET OUT IN THE CIRCULAR,
BE AND IS HEREBY APPROVED, RATIFIED AND CONFIRMED.
- ------------------------------------------------------------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY ADM ANNUAL MEETING DATE: 11/02/2006
ISSUER: 039483102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
G.A. ANDREAS Management For For
A.L. BOECKMANN Management For For
M.H. CARTER Management For For
R.S. JOSLIN Management For For
A. MACIEL Management For For
P.J. MOORE Management For For
M.B. MULRONEY Management For For
T.F. O'NEILL Management For For
O.G. WEBB Management For For
K.R. WESTBROOK Management For For
P.A. WOERTZ Management For For
02 ADOPT STOCKHOLDER S PROPOSAL NO. 1 (LABELING Shareholder Against For
GENETICALLY ENGINEERED FOOD.)
03 ADOPT STOCKHOLDER S PROPOSAL NO. 2 (CODE OF CONDUCT Shareholder Against For
REGARDING GLOBAL HUMAN RIGHTS STANDARDS.)
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 25 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
FERRO CORPORATION FOE ANNUAL MEETING DATE: 11/03/2006
ISSUER: 315405100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JENNIE S. HWANG, PH.D. Management For For
JAMES F. KIRSCH Management For For
WILLIAM J. SHARP Management For For
02 APPROVAL OF THE 2006 LONG-TERM INCENTIVE PLAN. Management Against Against
03 APPROVAL OF THE AMENDMENT TO FERRO CORPORATION Management For For
S CODE OF REGULATIONS.
- ------------------------------------------------------------------------------------------------------------------------------------
JAMES RIVER COAL COMPANY JRCC ANNUAL MEETING DATE: 11/03/2006
ISSUER: 470355207 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
W.D. BLACKBURN JR.* Management For For
RONALD J. FLORJANCIC** Management For For
JOSEPH H. VIPPERMAN*** Management For For
MATTHEW GOLDFARB*** Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
PERNOD-RICARD, PARIS EGM MEETING DATE: 11/07/2006
ISSUER: F72027109 ISIN: FR0000120693 BLOCKING
SEDOL: B043D05, 4427100, 4682329, B030Q53, B10S419, 4682318
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown
YOU.
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE Non-Voting *Management Position Unknown
SEE HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE
INFORMATION. VERIFICATION PERIOD: REGISTERED
SHARES: 1 TO 5 DAYS PRIOR TO THE MEETING DATE,
DEPENDS ON COMPANY S BY-LAWS. BEARER SHARES:
6 DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT
SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE
PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO
OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND
DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT
SHAREOWNERS: PROXY CARDS: ADP WILL FORWARD
VOTING INSTRUCTIONS TO THE GLOBAL CUSTODIANS
THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON
ADP VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN
THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN.
IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN
ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT
ADP. TRADES/VOTE INSTRUCTIONS: SINCE FRANCE
MAINTAINS A VERIFICATION PERIOD, FOR VOTE INSTRUCTIONS
SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL)
FOR EITHER THE FULL SECURITY POSITION OR A PARTIAL
AMOUNT AFTER THE VOTE INSTRUCTION HAS BEEN SUBMITTED
TO ADP AND THE GLOBAL CUSTODIAN ADVISES ADP OF
THE POSITION CHANGE VIA THE ACCOUNT POSITION
COLLECTION PROCESS, ADP HAS A PROCESS IN EFFECT
WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE
NEW ACCOUNT POSITION AVAILABLE FOR VOTING. THIS
WILL ENSURE THAT THE LOCAL CUSTODIAN IS INSTRUCTED
TO AMEND THE VOTE INSTRUCTION AND RELEASE THE
SHARES FOR SETTLEMENT OF THE SALE TRANSACTION.
THIS PROCEDURE PERTAINS TO SALE TRANSACTIONS
WITH A SETTLEMENT DATE PRIOR TO MEETING DATE
+ 1
ProxyEdge - Investment Company Report
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Selected Accounts: NPX GABELLI ASSET FUND Page 26 of 234
O.1 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management Take No *Management Position Unknown
AND THE AUDITORS AND APPROVE THE COMPANY S FINANCIAL Action
STATEMENTS AND THE BALANCE SHEET FOR THE YE IN
2006, AS PRESENTED
O.2 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management Take No *Management Position Unknown
AND THE STATUTORY AUDITORS AND APPROVE THE CONSOLIDATED Action
FINANCIAL STATEMENTS FOR THE SAID FY, IN THE
FORM PRESENTED TO THE MEETING
O.3 ACKNOWLEDGE THAT: (-) EARNINGS FOR THE FY AMOUNT Management Take No *Management Position Unknown
TO EUR 56,193,655.94 (-) RETAINED EARNINGS AMOUNT Action
TO EUR 364,691,170.04 (-) DISTRIBUTABLE INCOME,
AFTER ALLOCATION TO THE LEGAL RESERVE UP TO EUR
2,809,682.80, AMOUNTS TO EUR 418,075,143.18 (-)
DECIDES TO DISTRIBUTE TO THE SHAREHOLDERS A TOTAL
DIVIDEND OF EUR 237,034,826.28, I.E. A DIVIDEND
OF EUR 2.52 PER SHARE (-) DECIDES TO ALLOCATE
THE BALANCE OF THE DISTRIBUTABLE INCOME TO THE
RETAINED EARNINGS: EUR 181,040,316.90 AS AN INTERIM
DIVIDEND OF EUR 1.12 WAS ALREADY PAID ON 05 JUL
2006, THE SHAREHOLDERS WILL RECEIVE THE BALANCE
OF EUR 1.40 ON 15 NOV 2006, THIS DIVIDEND WILL
ENTITLE TO THE 40% ALLOWANCE PROVIDED BY THE
FRENCH TAX CODE, I.E. EUR 1.008 PER SHARE IN
THE EVENT THAT THE COMPANY HOLDS SOME OF ITS
OWN SHARES ON SUCH DATE, THE AMOUNT OF THE UNPAID
DIVIDEND ON SUCH SHARES SHALL BE ALLOCATED TO
THE RETAINED EARNINGS ACCOUNT AS REQUIRED BY
LAW
O.4 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management Take No *Management Position Unknown
AGREEMENTS GOVERNED BY ARTICLE L.225-38 OF THE Action
FRENCH COMMERCIAL CODE AND APPROVE THE AGREEMENTS
ENTERED INTO OR WHICH REMAINED IN FORCE DURING
THE FY
O.5 APPROVE TO RENEW THE APPOINTMENT OF MR. FRANCOIS Management Take No *Management Position Unknown
GERARD AS A DIRECTOR FOR A 4YEAR PERIOD Action
O.6 APPROVE TO AWARD TOTAL ANNUAL FEES OF EUR 600,000.00 Management Take No *Management Position Unknown
TO THE BOARD OF DIRECTORS Action
O.7 AUTHORIZE THE BOARD OF DIRECTORS: TO TRADE IN Management Take No *Management Position Unknown
THE COMPANY S SHARES ON THE STOCK MARKET, SUBJECT Action
TO THE MAXIMUM PURCHASE PRICE: EUR 250.00, MAXIMUM
NUMBER OF SHARES TO BE ACQUIRED: 10% OF THE NUMBER
OF SHARES COMPRISING THE SHARE CAPITAL, I.E.
9,406,143 SHARES, MAXIMUM FUNDS INVESTED IN THE
SHARE BUYBACKS: EUR 2,351,535,750.00; AUTHORITY
EXPIRES AT THE END OF 18 MONTHS ; THIS AUTHORIZATION
SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS MEETING OF 10 NOV
2005; TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
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E.8 AUTHORIZE THE BOARD OF DIRECTORS: TO REDUCE THE Management Take No *Management Position Unknown
SHARE CAPITAL, ON ONE OR MOREOCCASIONS, BY CANCELING Action
ALL OR PART OF THE SHARES HELD BY THE COMPANY
IN CONNECTION WITH THE STOCK REPURCHASE PLAN
DECIDED IN RESOLUTION NO.7, UP TO A MAXIMUM OF
10% OF THE CAPITAL; AUTHORITY EXPIRES AT THE
END OF 24 MONTHS ; IT CANCELS AND REPLACES THE
ONE GRANTED BY THE SHAREHOLDERS MEETING OF 10
NOV 2005; TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
E.9 AUTHORIZE THE BOARD OF DIRECTORS: TO GRANT, IN Management Take No *Management Position Unknown
ONE OR MORE TRANSACTIONS, AT ITS SOLE DISCRETION, Action
TO EMPLOYEES AND EXECUTIVES OF THE COMPANY AND
RELATED COMPANIES, OPTIONS GIVING THE RIGHT EITHER
TO SUBSCRIBE FOR NEW SHARES IN THE COMPANY TO
BE ISSUED, OR TO PURCHASE EXISTING SHARES, IT
BEING PROVIDED THAT THE OPTIONS SHALL NOT GIVE
RIGHTS TO A TOTAL NUMBER OF SHARES, WHICH SHALL
EXCEED 5% OF THE SHARE CAPITAL; AUTHORITY EXPIRES
AT THE END OF 38 MONTHS ; IT CANCELS AND REPLACES
THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED
BY THE SHAREHOLDERS MEETING OF 17 MAY 2004;
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
E.10 AUTHORIZE THE BOARD OF DIRECTORS, IN THE EVENT Management Take No *Management Position Unknown
OF A PUBLIC OFFER CONCERNING THE COMPANY, IN Action
ORDER TO ISSUE, IN ONE OR MORE OCCASIONS, WARRANTS
TO SUBSCRIBE FOR 1 OR MORE SHARES IN THE COMPANY,
THE PAR VALUE OF THE COMMON SHARES TO BE ISSUED
THROUGH THE EXERCISE OF THESE WARRANTS SHALL
NOT EXCEED EUR 145,000,000.00 THESE WARRANTS
WILL BE ALLOCATED FOR FREE; AUTHORITY EXPIRES
AT THE END OF 18 MONTHS
E.11 AUTHORIZE THE BOARD OF DIRECTORS: TO INCREASE Management Take No *Management Position Unknown
THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS, Action
AT ITS SOLE DISCRETION, IN FRANCE OR ABROAD,
IN FAVOR OF MEMBERS OF A COMPANY SAVINGS PLAN,
AND FOR A TOTAL NUMBER OF SHARES THAT SHALL NOT
EXCEED 2% OF THE COMPANY SHARE CAPITAL, IT CANCELS
AND REPLACES THE ONE GRANTED BY THE SHAREHOLDERS
MEETING OF 10 NOV 2005; AUTHORITY EXPIRES AT
THE END OF 26 MONTHS ; TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.13 AMEND THE ARTICLE NUMBER 32 OF THE BYLAWS Management Take No *Management Position Unknown
Action
E.12 APPROVE TO REDUCE THE SHARE CAPITAL OF EUR 9,947,999.20 Management Take No *Management Position Unknown
BY CANCELING THE 3,209,032 SHARES TRANSFERRED Action
BY SANTA LINA, FROM EUR 291,590,460.90 TO EUR
281,642,461.70 AND THUS REDUCING THE NUMBER OF
SHARES IN THE COMPANY FROM 94,061,439 TO 90,852,407
AND TO CHARGE THE AMOUNT CORRESPONDING TO THE
DIFFERENCE BETWEEN THE BOOK VALUE OF THE 3,209,032
SHARES AND THE PAR VALUE OF THE SHARES, I.E.
EUR 462,036,427.36 AGAINST THE CONVERSION PREMIUM
ACCOUNT AND AUTHORIZE THE BOARD OF DIRECTORS
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
E.14 GRANT FULL POWERS TO THE BEARER OF AN ORIGINAL, Management Take No *Management Position Unknown
A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING Action
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER
FORMALITIES PRESCRIBED BY LAW
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 28 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
MEREDITH CORPORATION MDP ANNUAL MEETING DATE: 11/08/2006
ISSUER: 589433101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
HERBERT M. BAUM Management For For
JAMES R. CRAIGIE Management For For
FREDERICK B. HENRY Management For For
WILLIAM T. KERR Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
ALBERTO-CULVER COMPANY ACV SPECIAL MEETING DATE: 11/10/2006
ISSUER: 013068101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE INVESTMENT AGREEMENT, DATED AS Management For For
OF JUNE 19, 2006, AND APPROVAL OF THE TRANSACTIONS
CONTEMPLATED BY THE INVESTMENT AGREEMENT, INCLUDING
THE HOLDING COMPANY MERGER AND THE NEW SALLY
SHARE ISSUANCE.
- ------------------------------------------------------------------------------------------------------------------------------------
HARBOR GLOBAL COMPANY LTD. HRBGF SPECIAL MEETING DATE: 11/13/2006
ISSUER: G4285W100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE FOLLOWING RESOLUTION: RESOLVED, Management For For
THAT (I) THE AGREEMENT AND PLAN OF AMALGAMATION,
DATED AS OF AUGUST 18, 2006 (THE TRANSACTION
AGREEMENT ), (II) THE AMALGAMATION AGREEMENT,
DATED AS OF AUGUST 18, 2006 (THE AMALGAMATION
AGREEMENT ), AND (III) THE AMALGAMATION OF HARBOR
GLOBAL COMPANY LTD. WITH AMALGAMATION SUB, AS
MORE FULLY DESCRIBED IN THE STATEMENT.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 29 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
TELE NORTE LESTE PARTICIPACOES S.A. TNE SPECIAL MEETING DATE: 11/13/2006
ISSUER: 879246106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE STOCK SWAP (INCORPORACAO DE ACOES) Management For For
OF THE PREFERRED AND ORDINARY SHARES OF TELE
NORTE LESTE PARTICIPACOES S.A. FOR THE NEWLY
ISSUED ORDINARY SHARES OF TELEMAR PARTICIPACOES
S.A., AS MORE FULLY DESCRIBED IN THE ACCOMPANYING
PROSPECTUS AND PROTOCOL FOR STOCK SWAP OF TELE
NORTE LESTE PARTICIPACOES S.A. INTO TELEMAR PARTICIPACOES
S.A.
- ------------------------------------------------------------------------------------------------------------------------------------
TELE NORTE LESTE PARTICIPACOES S.A. TNE SPECIAL MEETING DATE: 11/13/2006
ISSUER: 879246106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE STOCK SWAP (INCORPORACAO DE ACOES) Management For For
OF THE PREFERRED AND ORDINARY SHARES OF TELE
NORTE LESTE PARTICIPACOES S.A. FOR THE NEWLY
ISSUED ORDINARY SHARES OF TELEMAR PARTICIPACOES
S.A., AS MORE FULLY DESCRIBED IN THE ACCOMPANYING
PROSPECTUS AND PROTOCOL FOR STOCK SWAP OF TELE
NORTE LESTE PARTICIPACOES S.A. INTO TELEMAR PARTICIPACOES
S.A.
- ------------------------------------------------------------------------------------------------------------------------------------
TELE NORTE LESTE PARTICIPACOES S.A. TNE SPECIAL MEETING DATE: 11/13/2006
ISSUER: 879246106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE STOCK SWAP (INCORPORACAO DE ACOES) Management For For
OF THE PREFERRED AND ORDINARY SHARES OF TELE
NORTE LESTE PARTICIPACOES S.A. FOR THE NEWLY
ISSUED ORDINARY SHARES OF TELEMAR PARTICIPACOES
S.A., AS MORE FULLY DESCRIBED IN THE ACCOMPANYING
PROSPECTUS AND PROTOCOL FOR STOCK SWAP OF TELE
NORTE LESTE PARTICIPACOES S.A. INTO TELEMAR PARTICIPACOES
S.A.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 30 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
GRUPO BIMBO SA DE CV BIMBO, MEXICO EGM MEETING DATE: 11/14/2006
ISSUER: P49521126 ISIN: MXP495211262
SEDOL: B02VBK7, 2392471
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THESE SHARES HAVE NO VOTING Non-Voting *Management Position Unknown
RIGHTS, SHOULD YOU WISH TO ATTEND THE MEETING
PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD
BY CONTACTING YOUR CLIENT REPRESENTATIVE AT ADP.
THANK YOU.
1. AMEND THE COMPANY S CORPORATE BY-LAWS, INCLUDING Non-Voting *Management Position Unknown
THE FORMATION OF VARIOUS INTERMEDIARY ADMINISTRATIVE
ORGANIZATIONS AND ADAPT THEM TO THE NEW PROVISIONS
OF THE CAPITAL MARKETS LAW
2. APPROVE THE PAYMENT OF A CASH DIVIDEND OF MXN Non-Voting *Management Position Unknown
0.31, FOR EACH OF THE SHARES REPRESENTATIVE OF
THE COMPANY S CORPORATE CAPITAL THAT ARE IN CIRCULATION
3. APPOINT SPECIAL DELEGATES Non-Voting *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
THE CLOROX COMPANY CLX ANNUAL MEETING DATE: 11/15/2006
ISSUER: 189054109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECT DANIEL BOGGAN, JR. AS A DIRECTOR. Management For For
1B ELECT TULLY M. FRIEDMAN AS A DIRECTOR. Management For For
1C ELECT GEORGE J. HARAD AS A DIRECTOR. Management For For
1D ELECT DONALD R. KNAUSS AS A DIRECTOR. Management For For
1E ELECT ROBERT W. MATSCHULLAT AS A DIRECTOR. Management For For
1F ELECT GARY G. MICHAEL AS A DIRECTOR. Management For For
1G ELECT JAN L. MURLEY AS A DIRECTOR. Management For For
1H ELECT MICHAEL E. SHANNON AS A DIRECTOR. Management For For
1I ELECT PAMELA THOMAS-GRAHAM AS A DIRECTOR. Management For For
1J ELECT CAROLYN M. TICKNOR AS A DIRECTOR. Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG Management For For
LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, FOR THE FISCAL YEAR ENDING JUNE 30, 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 31 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
CAMPBELL SOUP COMPANY CPB ANNUAL MEETING DATE: 11/16/2006
ISSUER: 134429109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
EDMUND M. CARPENTER Management For For
PAUL R. CHARRON Management For For
DOUGLAS R. CONANT Management For For
BENNETT DORRANCE Management For For
KENT B. FOSTER Management For For
HARVEY GOLUB Management For For
RANDALL W. LARRIMORE Management For For
PHILIP E. LIPPINCOTT Management For For
MARY ALICE D. MALONE Management For For
SARA MATHEW Management For For
DAVID C. PATTERSON Management For For
CHARLES R. PERRIN Management For For
A. BARRY RAND Management For For
GEORGE STRAWBRIDGE, JR. Management For For
LES C. VINNEY Management For For
CHARLOTTE C. WEBER Management For For
02 RATIFICATION OF APPOINTMENT OF THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
03 SHAREOWNER PROPOSAL ON SUSTAINABILITY REPORT. Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
DONALDSON COMPANY, INC. DCI ANNUAL MEETING DATE: 11/17/2006
ISSUER: 257651109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JACK W. EUGSTER Management For For
JOHN F. GRUNDHOFER Management For For
PAUL DAVID MILLER Management For For
02 RATIFY APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS DONALDSON COMPANY, INC S INDEPENDENT REGISTERED
ACCOUNTING FIRM.
- ------------------------------------------------------------------------------------------------------------------------------------
READER'S DIGEST ASSOCIATION, INC. RDA ANNUAL MEETING DATE: 11/17/2006
ISSUER: 755267101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JONATHAN B. BULKELEY Management For For
HERMAN CAIN Management For For
WILLIAM E. MAYER Management For For
ERIC W. SCHRIER Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS INDEPENDENT AUDITOR FOR FISCAL 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 32 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
SMITHS GROUP PLC AGM MEETING DATE: 11/21/2006
ISSUER: G82401103 ISIN: GB0008182700
SEDOL: 0818270, B01DQZ4, 5848056
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. ADOPT THE REPORTS OF THE DIRECTORS AND THE AUDITOR Management For *Management Position Unknown
AND THE AUDITED ACCOUNTS FOR THE 53 WEEKS ENDED
05 AUG 2006
2. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For *Management Position Unknown
THE 53 WEEKS ENDED 05 AUG 2006
3. DECLARE A FINAL DIVIDEND ON THE ORDINARY SHARES Management For *Management Position Unknown
4. RE-APPOINT MR. KEITH O. BUTLER-WHEELHOUSE AS Management For *Management Position Unknown
A DIRECTOR OF THE COMPANY
5. RE-APPOINT DR. JOHN FERRIE, CBE AS A DIRECTOR Management For *Management Position Unknown
OF THE COMPANY
6. RE-APPOINT SIR KEVIN TEBBIT, KCB, CMG AS A DIRECTOR Management For *Management Position Unknown
OF THE COMPANY
7. RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE Management For *Management Position Unknown
AUDITORS OF THE COMPANY
8. AUTHORIZE THE DIRECTORS TO DETERMINE THE REMUNERATION Management For *Management Position Unknown
OF THE AUDITOR
9. AUTHORIZE THE DIRECTORS, IN ACCORDANCE WITH ARTICLE Management For *Management Position Unknown
6 OF THE ARTICLE OF ASSOCIATION OF THE COMPANY,
TO ALLOT RELEVANT SECURITIES AT AN AGGREGATE
NOMINAL VALUE NOT EXCEEDING GBP 47,297,545 AUTHORITY
EXPIRES EARLIER AT THE CONCLUSION OF THE NEXT
AGM OF THE COMPANY OR 20 FEB 2008 ; AND APPROVE
THAT ALL PREVIOUS AUTHORITIES UNDER SECTION 80
OF THE COMPANIES ACT 1985 SHALL CEASE TO HAVE
EFFECT
S.10 AUTHORIZE THE DIRECTORS, IN ACCORDANCE WITH ARTICLE Management For *Management Position Unknown
7 OF THE COMPANY S ARTICLE OF ASSOCIATION AND
WITHIN SECTION 94(3A) OF THE COMPANIES ACT 1985,
AS IF SECTION 89(1) OF THE ACT DID NOT APPLY,
TO ALLOT EQUITY SECURITIES FOR CASH, PROVIDED
THAT THIS POWER IS LIMITED TO THE ALLOTMENT OF
EQUITY SECURITIES: A) IN CONNECTION WITH A RIGHTS
ISSUE; AND B) UP TO A NOMINAL AMOUNT OF GBP 7,094,632
AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION
OF THE AGM OF THE COMPANY OR 20 FEB 2008 ; AND
APPROVE THAT ALL THE PREVIOUS AUTHORITIES UNDER
SECTION 95 OF THE ACT SHALL CEASE TO HAVE EFFECT
S.11 AUTHORIZE THE COMPANY, IN ACCORDANCE WITH ARTICLE Management For *Management Position Unknown
11 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY,
TO MAKE MARKET PURCHASES SECTION 163 OF THE
COMPANIES ACT 1985 OF UP TO 56,757,054 ORDINARY
SHARES OF 25P EACH IN THE CAPITAL OF THE COMPANY,
AT A MINIMUM PRICE EQUAL TO THE NOMINAL VALUE
AND NOT MORE THAN 5% ABOVE THE AVERAGE MIDDLE
MARKET QUOTATIONS FOR SUCH SHARES DERIVED FROM
THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST,
OVER THE PREVIOUS 5 BUSINESS DAYS AND THE AMOUNT
STIPULATED BY ARTICLE 5(1) OF THE BUY-BACK AND
STABILIZATION REGULATION 2003; AUTHORITY EXPIRES
THE EARLIER OF THE CONCLUSION OF THE AGM OF THE
COMPANY IN 2004 OR 20 FEB 2008 ; THE COMPANY,
BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE
ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED
WHOLLY OR PARTLY AFTER SUCH EXPIRY
S.12 ADOPT THE ARTICLES OF ASSOCIATION, SET OUT IN Management For *Management Position Unknown
THE DOCUMENT PRODUCED AT THIS MEETING, AS THE
ARTICLE OF ASSOCIATION OF THE COMPANY, IN SUBSTITUTION
FOR, AND TO EXCLUDE ALL THE EXISTING ARTICLES
OF ASSOCIATION
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 33 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
FARMER BROS. CO. FARM ANNUAL MEETING DATE: 11/27/2006
ISSUER: 307675108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CAROL FARMER WAITE Management For For
JOHN H. MERRELL Management For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF THE COMPANY FOR THE FISCAL YEAR ENDING JUNE
30, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
TRIPLE CROWN MEDIA INC. TCMI ANNUAL MEETING DATE: 11/29/2006
ISSUER: 89675K102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT S. PRATHER, JR Management For For
GERALD N. AGRANOFF Management For For
JAMES W. BUSBY Management For For
HILTON H. HOWELL, JR. Management For For
MONTE C. JOHNSON Management For For
G.E. "NICK" NICHOLSON Management For For
THOMAS J. STULTZ Management For For
02 RATIFICATION OF THE SELECTION OF BDO SEIDMAN, Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR FISCAL YEAR 2007
- ------------------------------------------------------------------------------------------------------------------------------------
IVANHOE MINES LTD. IVN SPECIAL MEETING DATE: 11/30/2006
ISSUER: 46579N103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO CONSIDER AND, IF THOUGHT APPROPRIATE, PASS Management For For
AN ORDINARY RESOLUTION AUTHORIZING AND APPROVING
THE RIGHT OF RIO TINTO INTERNATIONAL HOLDINGS
LIMITED ( RIO TINTO ), AND/OR ANY OTHER MEMBER
OF THE RIO TINTO GROUP TO WHICH ANY OF SUCH WARRANTS
MAY HAVE BEEN VALIDLY TRANSFERRED, TO EXERCISE
SERIES A WARRANTS AND SERIES B WARRANTS ISSUED
TO RIO TINTO ON OCTOBER 27, 2006 UNDER THE TERMS
OF A PRIVATE PLACEMENT AGREEMENT ENTERED INTO
BY THE CORPORATION AND RIO TINTO ON OCTOBER 18,
2006 (THE PRIVATE PLACEMENT WARRANTS ).
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 34 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
THE HAIN CELESTIAL GROUP, INC. HAIN ANNUAL MEETING DATE: 11/30/2006
ISSUER: 405217100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO APPROVE THE AMENDMENT TO THE AMENDED AND RESTATED Management Against Against
2002 LONG TERM INCENTIVE AND STOCK AWARD PLAN
TO INCREASE THE NUMBER OF SHARES ISSUABLE OVER
THE TERM OF THE PLAN BY 2,000,000 SHARES TO 5,850,000
SHARES IN THE AGGREGATE.
01 DIRECTOR Management For
IRWIN D. SIMON Management For For
BARRY J. ALPERIN Management For For
BETH L. BRONNER Management For For
JACK FUTTERMAN Management For For
DANIEL R. GLICKMAN Management For For
MARINA HAHN Management For For
ANDREW R. HEYER Management For For
ROGER MELTZER Management For For
MITCHELL A. RING Management For For
LEWIS D. SCHILIRO Management For For
LARRY S. ZILAVY Management For For
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, Management For For
TO ACT AS REGISTERED INDEPENDENT ACCOUNTANTS
OF THE COMPANY FOR THE FISCAL YEAR ENDING JUNE
30, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
LIN TV CORP. TVL SPECIAL MEETING DATE: 12/01/2006
ISSUER: 532774106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE THIRD AMENDED AND RESTATED 2002 Management Against Against
NON-EMPLOYEE DIRECTOR STOCK PLAN, WHICH WILL
(I) INCREASE THE NUMBER OF SHARES OF CLASS A
COMMON STOCK AND (II) PROVIDE THE COMPENSATION
COMMITTEE OF THE BOARD OF DIRECTORS WITH DISCRETION
REGARDING THE SIZE AND TIMING OF STOCK OPTION
GRANTS AND RESTRICTED STOCK AWARDS.
- ------------------------------------------------------------------------------------------------------------------------------------
DUQUESNE LIGHT HOLDINGS, INC. DQE SPECIAL MEETING DATE: 12/05/2006
ISSUER: 266233105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF MERGER AGREEMENT - THE PROPOSAL TO Management For For
ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED
AS OF JULY 5, 2006, BY AND AMONG DUQUESNE LIGHT
HOLDINGS, INC., A PENNSYLVANIA CORPORATION, DQE
HOLDINGS LLC, A DELAWARE LIMITED LIABILITY COMPANY,
AND DQE MERGER SUB INC., A PENNSYLVANIA CORPORATION
AND A WHOLLY OWNED SUBSIDIARY OF DQE HOLDINGS
LLC.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 35 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
FOMENTO ECONOMICO MEXICANO, S.A. DE FMX SPECIAL MEETING DATE: 12/07/2006
ISSUER: 344419106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
E1 TO AMEND THE BY-LAWS OF THE COMPANY TO INCLUDE Management For *Management Position Unknown
THE FORMATION OF COMMITTEES, AND OTHER ADJUSTS
TO COMPLY WITH THE PROVISIONS OF THE MEXICAN
SECURITIES MARKET LAW (LEY DEL MERCADO DE VALORES).
E2 APPOINTMENT OF DELEGATES TO EXECUTE AND FORMALIZE Management For *Management Position Unknown
THE RESOLUTIONS ADOPTED DURING THE MEETING.
E3 MINUTES OF THE SHAREHOLDERS MEETING. Management For *Management Position Unknown
O1 ELECTION AND/OR RATIFICATION OF MEMBERS OF THE Management For *Management Position Unknown
BOARD OF DIRECTORS AND SECRETARY AND THEIR ALTERNATES;
QUALIFICATION OF THEIR INDEPENDENCE IN ACCORDANCE
TO THE MEXICAN SECURITIES MARKET LAW, AND RESOLUTION
WITH RESPECT TO THEIR REMUNERATION.
O2 PROPOSAL TO FORM COMMITTEES OF THE BOARD OF DIRECTORS, Management For *Management Position Unknown
INCLUDING THE AUDIT AND CORPORATE PRACTICES COMMITTEES,
APPOINTMENT OF THE CHAIRMAN FOR SUCH COMMITTEES,
AND RESOLUTION WITH RESPECT TO THEIR REMUNERATION.
O3 APPOINTMENT OF DELEGATES TO EXECUTE AND FORMALIZE Management For *Management Position Unknown
THE RESOLUTIONS ADOPTED DURING THE MEETING.
O4 MINUTES OF THE SHAREHOLDERS MEETING. Management For *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
CONSTELLATION ENERGY GROUP, INC. CEG ANNUAL MEETING DATE: 12/08/2006
ISSUER: 210371100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
03 SHAREHOLDER PROPOSAL. Shareholder Abstain For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2006.
01 DIRECTOR Management For
DOUGLAS L. BECKER Management For For
EDWARD A. CROOKE Management For For
MAYO A. SHATTUCK III Management For For
MICHAEL D. SULLIVAN Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 36 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
AUTOZONE, INC. AZO ANNUAL MEETING DATE: 12/13/2006
ISSUER: 053332102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CHARLES M. ELSON Management For For
SUE E. GOVE Management For For
EARL G. GRAVES, JR. Management For For
N. GERRY HOUSE Management For For
J.R. HYDE, III Management For For
W. ANDREW MCKENNA Management For For
GEORGE R. MRKONIC, JR. Management For For
WILLIAM C. RHODES, III Management For For
THEODORE W. ULLYOT Management For For
02 APPROVAL OF THE AUTOZONE, INC. 2006 STOCK OPTION Management Against Against
PLAN.
03 APPROVAL OF THE AUTOZONE, INC. FOURTH AMENDED Management For For
AND RESTATED EXECUTIVE STOCK PURCHASE PLAN.
04 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2007
FISCAL YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
FPL GROUP, INC. FPL ANNUAL MEETING DATE: 12/15/2006
ISSUER: 302571104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
0A DIRECTOR Management For
SHERRY S. BARRAT Management For For
ROBERT M. BEALL, II Management For For
J. HYATT BROWN Management For For
JAMES L. CAMAREN Management For For
J. BRIAN FERGUSON Management For For
LEWIS HAY, III Management For For
RUDY E. SCHUPP Management For For
MICHAEL H. THAMAN Management For For
HANSEL E. TOOKES II Management For For
PAUL R. TREGURTHA Management For For
0B RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR 2006.
- ------------------------------------------------------------------------------------------------------------------------------------
INVERNESS MEDICAL INNOVATIONS, INC. IMA SPECIAL MEETING DATE: 12/15/2006
ISSUER: 46126P106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVE AN INCREASE TO THE NUMBER OF SHARES OF Management Against Against
COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE
INVERNESS MEDICAL INNOVATIONS, INC. 2001 STOCK
OPTION AND INCENTIVE PLAN BY 2,000,000, FROM
6,074,871 TO 8,074,871. EVEN IF THIS PROPOSAL
IS APPROVED BY OUR STOCKHOLDERS AT THE SPECIAL
MEETING, WE DO NOT INTEND TO IMPLEMENT IT UNLESS
PROPOSAL 1 IS APPROVED.
01 APPROVE AN AMENDMENT TO INVERNESS MEDICAL INNOVATIONS, Management For For
INC S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION
TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK BY 50,000,000, FROM 50,000,000 TO
100,000,000.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 37 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
LAMSON & SESSIONS CO. LMS SPECIAL MEETING DATE: 12/15/2006
ISSUER: 513696104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF AMENDMENT TO AMENDED ARTICLES OF Management For For
INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
COMMON SHARES FROM TWENTY MILLION (20,000,000)
TO FORTY MILLION (40,000,000).
- ------------------------------------------------------------------------------------------------------------------------------------
DELTA AND PINE LAND COMPANY DLP SPECIAL MEETING DATE: 12/21/2006
ISSUER: 247357106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO APPROVE THE ADJOURNMENT OR POSTPONEMENT OF Management For For
THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT
VOTES CAST AT THE TIME OF THE SPECIAL MEETING
TO ADOPT THE MERGER AGREEMENT.
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For
AS OF AUGUST 14, 2006, BY AND AMONG MONSANTO
COMPANY, MONSANTO SUB, INC. AND DELTA AND PINE
LANE COMPANY.
- ------------------------------------------------------------------------------------------------------------------------------------
SERONO SA, COINSINS EGM MEETING DATE: 01/05/2007
ISSUER: H32560106 ISIN: CH0010751920 BLOCKING
SEDOL: B11BPY7, 5981326, B02V851, 5981070
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
1. AMEND CURRENT VERSION OF THE COMPANY S ARTICLES Management Take No *Management Position Unknown
OF ASSOCIATION WITH THE NEW VERSION AS SPECIFIED Action
2.A ELECT DR. MICHAEL BECKER AS A BOARD OF DIRECTOR Management Take No *Management Position Unknown
Action
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 38 of 234
2.B ELECT MR. ELMAR SCHNEE AS A BOARD OF DIRECTOR Management Take No *Management Position Unknown
Action
2.C ELECT MR. JOSEPH DUBACHER AS A BOARD OF DIRECTOR Management Take No *Management Position Unknown
Action
2.D ELECT DR. AXEL VON WIETERSHEIM AS A BOARD OF DIRECTOR Management Take No *Management Position Unknown
Action
2.E ELECT MR. PETER BOHNENBLUST AS A BOARD OF DIRECTOR Management Take No *Management Position Unknown
Action
2.F ELECT MR. CARLO LOMBARDINI AS A BOARD OF DIRECTOR Management Take No *Management Position Unknown
Action
2.G ELECT MR. PHILIPPE TISCHAUSER AS A BOARD OF DIRECTOR Management Take No *Management Position Unknown
Action
- ------------------------------------------------------------------------------------------------------------------------------------
RANK GROUP PLC EGM MEETING DATE: 01/08/2007
ISSUER: G7377H105 ISIN: GB0007240764
SEDOL: 0724076, B02T134, 5909470
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE PROPOSED DISPOSAL BY THE COMPANY Management For *Management Position Unknown
AND ITS SUBSIDIARIES OF THE HARDROCK BUSINESSES
SUBJECT TO THE TERMS AND CONDITIONS OF THE DISPOSAL
AGREEMENT SIGNED ON 07 DEC 2006 AND AUTHORIZE
THE DIRECTORS TO DO ALL THINGS NECESSARY TO IMPLEMENT
THE DISPOSAL AGREEMENT
2. APPROVE THE SHARE SUB-DIVISION OF ALL THE ORDINARY Management For *Management Position Unknown
SHARES OF 10 PENCE EACH INTO NEW ORDINARY SHARES
OF 1 PENCE EACH AND THE SHARE CONSOLIDATION OF
ALL ISSUED AND UNISSUED INTERMEDIATE SHARES INTO
NEW ORDINARY SHARES OF 13 8/9 PENCE EACH
- ------------------------------------------------------------------------------------------------------------------------------------
SYMBOL TECHNOLOGIES, INC. SBL SPECIAL MEETING DATE: 01/09/2007
ISSUER: 871508107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT AND Management For For
PLAN OF MERGER, DATED AS OF SEPTEMBER 18, 2006,
AS AMENDED OF OCTOBER 30, 2006, BY AND AMONG
SYMBOL TECHNOLOGIES, INC., MOTOROLA, INC., AND
MOTOROLA GTG SUBSIDIARY I CORP. AS SUCH AGREEMENT
MAY BE AMENDED FROM TIME TO TIME, AND THE MERGER
PROVIDED FOR THEREIN.
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Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 39 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
ACUITY BRANDS, INC. AYI ANNUAL MEETING DATE: 01/11/2007
ISSUER: 00508Y102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM
01 DIRECTOR Management For
VERNON J. NAGEL Management For For
JOHN L. CLENDENIN Management For For
JULIA B. NORTH Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY MON ANNUAL MEETING DATE: 01/17/2007
ISSUER: 61166W101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
FRANK V. ATLEE III Management For For
ARTHUR H. HARPER Management For For
GWENDOLYN S. KING Management For For
SHARON R. LONG, PH.D. Management For For
03 APPROVAL OF SHAREOWNER PROPOSAL Shareholder Against For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
- ------------------------------------------------------------------------------------------------------------------------------------
ENERGIZER HOLDINGS, INC. ENR ANNUAL MEETING DATE: 01/22/2007
ISSUER: 29266R108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
R. DAVID HOOVER Management For For
JOHN C. HUNTER Management For For
JOHN E. KLEIN Management For For
JOHN R. ROBERTS Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
JOHNSON CONTROLS, INC. JCI ANNUAL MEETING DATE: 01/24/2007
ISSUER: 478366107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
03 APPROVAL OF THE JOHNSON CONTROLS, INC. 2007 STOCK Management Against Against
OPTION PLAN.
02 RATIFICATION OF PRICEWATERHOUSECOOPERS AS INDEPENDENT Management For For
AUDITORS FOR 2007.
01 DIRECTOR Management For
ROBERT L. BARNETT Management For For
EUGENIO C. REYES-RETANA Management For For
JEFFREY A. JOERRES Management For For
RICHARD F. TEERLINK Management For For
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Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 40 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
COMMONWEALTH TELEPHONE ENTERPRISES, CTCO SPECIAL MEETING DATE: 01/25/2007
ISSUER: 203349105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 THE ADOPTION OF THE AGREEMENT AND PLAN OF MERGER Management For For
DATED AS OF SEPTEMBER 17, 2006 AMONG COMMONWEALTH
TELEPHONE ENTERPRISES, CITIZENS COMMUNICATIONS
COMPANY AND CF MERGER CORP., A WHOLLY OWNED SUBSIDIARY
OF CITIZENS.
- ------------------------------------------------------------------------------------------------------------------------------------
JACUZZI BRANDS, INC. JJZ ANNUAL MEETING DATE: 01/25/2007
ISSUER: 469865109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE AGREEMENT AND PLAN OF MERGER, Management Abstain Against
DATED AS OF OCTOBER 11, 2006 BY AND AMONG JACUZZI
BRANDS, INC., JUPITER ACQUISITION LLC AND JUPITER
MERGER SUB, INC. PURSUANT TO WHICH EACH STOCKHOLDER
OF JACUZZI BRANDS, INC. WILL BE ENTITLED TO RECEIVE
$12.50 IN CASH, WITHOUT INTEREST, AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT
03 RATIFY APPOINTMENT OF ERNST & YOUNG, LLP AS INDEPENDENT Management Abstain Against
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2007
02 DIRECTOR Management Withhold
ALEX P. MARINI Management Withhold Against
CLAUDIA E. MORF Management Withhold Against
ROBERT R. WOMACK Management Withhold Against
04 PROPOSAL TO APPROVE ADJOURNMENTS OR POSTPONEMENTS Management Abstain Against
OF THE 2007 ANNUAL MEETING, IF NECESSARY OR APPROPRIATE,
TO PERMIT THE FURTHER SOLICITATION OF PROXIES
IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME
OF THE MEETING TO ADOPT THE MERGER AGREEMENT
- ------------------------------------------------------------------------------------------------------------------------------------
ANGIODYNAMICS, INC. ANGO SPECIAL MEETING DATE: 01/29/2007
ISSUER: 03475V101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE THE ISSUANCE OF SHARES OF Management For For
COMMON STOCK OF ANGIODYNAMICS, INC. PURSUANT
TO THE AGREEMENT AND PLAN OF MERGER, DATED AS
OF NOVEMBER 27, 2006, AS AMENDED DECEMBER 7,
2006, BY AND AMONG ANGIODYNAMICS, INC., ROYAL
I, LLC AND RITA MEDICAL SYSTEMS, INC.
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Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 41 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION COST ANNUAL MEETING DATE: 01/31/2007
ISSUER: 22160K105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS Management For For
01 DIRECTOR Management For
BENJAMIN S. CARSON Management For For
WILLIAM H. GATES Management For For
HAMILTON E. JAMES Management For For
JILL S. RUCKELSHAUS Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
THE READER'S DIGEST ASSOCIATION, INC RDA SPECIAL MEETING DATE: 02/02/2007
ISSUER: 755267101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For
AS OF NOVEMBER 16, 2006, AMONG DOCTOR ACQUISITION
HOLDING CO., DOCTOR ACQUISITION CO. AND THE READER
S DIGEST ASSOCIATION, INC. (THE MERGER AGREEMENT
).
02 TO ADJOURN OR POSTPONE THE SPECIAL MEETING, IF Management For For
NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE
TIME OF THE MEETING TO ADOPT THE MERGER AGREEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
LANDAUER, INC. LDR ANNUAL MEETING DATE: 02/08/2007
ISSUER: 51476K103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DR. DE PLANQUE Management For For
MR. WINFIELD Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY.
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Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 42 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
RALCORP HOLDINGS, INC. RAH ANNUAL MEETING DATE: 02/08/2007
ISSUER: 751028101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
03 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
RALCORP HOLDINGS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER
30, 2007
01 DIRECTOR Management For
BILL G. ARMSTRONG Management For For
RICHARD A. LIDDY Management For For
WILLIAM P. STIRITZ Management For For
02 PROPOSAL TO APPROVE THE 2007 INCENTIVE STOCK PLAN Management Against Against
- ------------------------------------------------------------------------------------------------------------------------------------
DELTA AND PINE LAND COMPANY DLP ANNUAL MEETING DATE: 02/20/2007
ISSUER: 247357106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOSEPH M. MURPHY Management For For
RUDI E. SCHEIDT Management For For
02 TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Management For For
AUDITORS FOR THE FISCAL YEAR ENDING AUGUST 31,
2007
- ------------------------------------------------------------------------------------------------------------------------------------
SMITHS GROUP PLC EGM MEETING DATE: 02/20/2007
ISSUER: G82401103 ISIN: GB0008182700
SEDOL: 0818270, B01DQZ4, 5848056
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE SALE BY THE SELLER OF SMITHS AEROSPACE Management For *Management Position Unknown
AS SPECIFIED ON THE TERMS AND SUBJECT TO THE
CONDITIONS CONTAINED IN THE SALE AND PURCHASE
AGREEMENT DATED 14 JAN 2007 BETWEEN THE SELLER,
THE COMPANY, GENERAL ELECTRIC COMPANY AND GE
AVIATION UK THE SALE AND PURCHASE AGREEMENT AS
SPECIFIED AND AUTHORIZE THE DIRECTORS OF THE
COMPANY OR ANY DULY CONSTITUTED COMMITTEE THEREOF
TO CONCLUDE AND IMPLEMENT THE SAME IN ACCORDANCE
WITH SUCH TERMS AND CONDITIONS AND TO AGREE SUCH
AMENDMENTS AND VARIATIONS TO OR WAIVERS OF SUCH
TERMS AND CONDITIONS PROVIDED SUCH AMENDMENTS,
VARIATIONS OR WAIVERS ARE NOT OF A MATERIAL NATURE
AND TO ANY DOCUMENTS RELATING THERETO AS THEY
MAY IN THEIR ABSOLUTE DISCRETION THINK FIT
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Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 43 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
HERLEY INDUSTRIES, INC. HRLY ANNUAL MEETING DATE: 02/21/2007
ISSUER: 427398102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
REAR ADM EK WALKER, JR. Management For For
REAR ADM ROBERT M MOORE Management For For
03 UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME Management For For
BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF.
02 RATIFICATION OF THE APPOINTMENT OF MARCUM & KLIEGMAN, Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING JULY 29, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
LEE ENTERPRISES, INCORPORATED LEE ANNUAL MEETING DATE: 02/21/2007
ISSUER: 523768109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 IN THEIR DISCRETION, UPON SUCH OTHER MATTERS Management For For
AS MAY PROPERLY COME BEFORE THE MEETING.
01 DIRECTOR Management For
MARY E. JUNCK Management For For
ANDREW E. NEWMAN Management For For
GORDON D. PRICHETT Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
GREIF, INC. GEF ANNUAL MEETING DATE: 02/26/2007
ISSUER: 397624107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
II PROPOSAL TO APPROVE AMENDMENT TO THE COMPANY Management For For
S CERTIFICATE OF INCORPORATION TO AUTHORIZE ADDITIONAL
SHARES OF CLASS A COMMON STOCK AND CLASS B COMMON
STOCK. THE TOTAL NUMBER OF AUTHORIZED SHARES
OF CAPITAL STOCK OF THE CORPORATION WILL BE INCREASED
TO 197,120,000. CLASS A COMMON STOCK WILL BE
INCREASED TO 128,000,000, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
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Selected Accounts: NPX GABELLI ASSET FUND Page 44 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY DE ANNUAL MEETING DATE: 02/28/2007
ISSUER: 244199105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2007
1C ELECTION OF DIRECTOR: AULANA L. PETERS Management For For
1B ELECTION OF DIRECTOR: ANTONIO MADERO B. Management For For
1A ELECTION OF DIRECTOR: ROBERT W. LANE Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO., LTD. SSNHY ANNUAL MEETING DATE: 02/28/2007
ISSUER: 796050888 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE BALANCE SHEET, INCOME STATEMENT Management For For
AND STATEMENT OF APPROPRIATION OF RETAINED EARNINGS
(DRAFT) FOR THE 38TH FISCAL YEAR (FROM JANUARY
1, 2006 TO DECEMBER 31, 2006), AS SET FORTH IN
THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH.
2A APPOINTMENT OF INDEPENDENT DIRECTORS: MR. GORAN Management For For
S. MALM AND MR. KAP-HYUN LEE.
2B APPOINTMENT OF EXECUTIVE DIRECTOR: MR. HAK-SOO Management For For
LEE.
2C APPOINTMENT OF MEMBERS OF AUDIT COMMITTEE: MR. Management For For
KAP-HYUN LEE.
03 APPROVAL OF THE LIMIT ON THE REMUNERATION FOR Management For For
DIRECTORS, AS SET FORTH IN THE COMPANY S NOTICE
OF MEETING ENCLOSED HEREWITH.
- ------------------------------------------------------------------------------------------------------------------------------------
NOBILITY HOMES, INC. NOBH ANNUAL MEETING DATE: 03/02/2007
ISSUER: 654892108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
TERRY E. TREXLER Management For For
RICHARD C. BARBERIE Management For For
ROBERT P. HOLLIDAY Management For For
ROBERT P. SALTSMAN Management For For
THOMAS W. TREXLER Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 45 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL GAME TECHNOLOGY IGT ANNUAL MEETING DATE: 03/06/2007
ISSUER: 459902102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
NEIL BARSKY Management For For
ROBERT A. BITTMAN Management For For
RICHARD R. BURT Management For For
PATTI S. HART Management For For
LESLIE S. HEISZ Management For For
ROBERT A. MATHEWSON Management For For
THOMAS J. MATTHEWS Management For For
ROBERT MILLER Management For For
FREDERICK B. RENTSCHLER Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS IGT S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING SEPTEMBER 30, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY DIS ANNUAL MEETING DATE: 03/08/2007
ISSUER: 254687106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
06 TO APPROVE THE SHAREHOLDER PROPOSAL TO AMEND Shareholder For Against
THE BYLAWS RELATING TO STOCKHOLDER RIGHTS PLANS.
05 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING Shareholder Against For
TO GREENMAIL.
04 TO APPROVE THE TERMS OF THE AMENDED AND RESTATED Management For For
2002 EXECUTIVE PERFORMANCE PLAN.
03 TO APPROVE THE AMENDMENTS TO THE AMENDED AND Management Against Against
RESTATED 2005 STOCK INCENTIVE PLAN.
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S REGISTERED PUBLIC ACCOUNTANTS
FOR 2007.
01 DIRECTOR Management For
JOHN E. BRYSON Management For For
JOHN S. CHEN Management For For
JUDITH L. ESTRIN Management For For
ROBERT A. IGER Management For For
STEVEN P. JOBS Management For For
FRED H. LANGHAMMER Management For For
AYLWIN B. LEWIS Management For For
MONICA C. LOZANO Management For For
ROBERT W. MATSCHULLAT Management For For
JOHN E. PEPPER, JR. Management For For
ORIN C. SMITH Management For For
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Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 46 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD. TYC ANNUAL MEETING DATE: 03/08/2007
ISSUER: 902124106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 RE-APPOINTMENT OF DELOITTE & TOUCHE LLP AS TYCO Management For For
S INDEPENDENT AUDITORS AND AUTHORIZATION FOR
THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
TO SET THE AUDITORS REMUNERATION.
01 DIRECTOR Management For
DENNIS C. BLAIR Management For For
EDWARD D. BREEN Management For For
BRIAN DUPERREAULT Management For For
BRUCE S. GORDON Management For For
RAJIV L. GUPTA Management For For
JOHN A. KROL Management For For
H. CARL MCCALL Management For For
BRENDAN R. O'NEILL Management For For
WILLIAM S. STAVROPOULOS Management For For
SANDRA S. WIJNBERG Management For For
JEROME B. YORK Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD. TYC SPECIAL MEETING DATE: 03/08/2007
ISSUER: 902124106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A APPROVAL OF REVERSE STOCK SPLIT OF THE COMPANY Management For For
S COMMON SHARES AT A SPLIT RATIO OF 1 FOR 4.
1B APPROVAL OF CONSEQUENTIAL AMENDMENT TO THE COMPANY Management For For
S AMENDED AND RESTATED BYE-LAWS.
- ------------------------------------------------------------------------------------------------------------------------------------
GALLAHER GROUP PLC GLH SPECIAL MEETING DATE: 03/09/2007
ISSUER: 363595109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
E1 SPECIAL RESOLUTION GIVING EFFECT TO THE SCHEME Management For For
C1 TO APPROVE THE PROPOSED SCHEME OF ARRANGEMENT Management For For
REFERRED TO IN THE NOTICE
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 47 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC. FCXA SPECIAL MEETING DATE: 03/14/2007
ISSUER: 35671D857 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE PROPOSED AMENDMENT TO THE FREEPORT-MCMORAN Management For For
COPPER & GOLD INC. CERTIFICATE OF INCORPORATION
TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF
FREEPORT-MCMORAN CAPITAL STOCK TO 750,000,000,
TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF
CLASS B COMMON STOCK TO 700,000,000, ALL AS MORE
FULLY DESCRIBED IN THE JOINT PROXY STATEMENT/PROSPECTUS
DATED FEBRUARY 12, 2007.
03 APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING, Management For For
IF NECESSARY, TO PERMIT SOLICITATION OF ADDITIONAL
PROXIES IN FAVOR OF EACH OF PROPOSAL 1 AND PROPOSAL
2.
02 APPROVAL OF THE PROPOSED ISSUANCE OF SHARES OF Management For For
FREEPORT-MCMORAN COMMON STOCK IN CONNECTION WITH
THE TRANSACTION CONTEMPLATED BY THE AGREEMENT
AND PLAN OF MERGER, DATED AS OF NOVEMBER 18,
2006, AMONG FREEPORT-MCMORAN, PHELPS DODGE CORPORATION
AND PANTHER ACQUISITION CORPORATION.
- ------------------------------------------------------------------------------------------------------------------------------------
WM. WRIGLEY JR. COMPANY WWY ANNUAL MEETING DATE: 03/14/2007
ISSUER: 982526105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
THOMAS A. KNOWLTON Management For For
STEVEN B. SAMPLE Management For For
ALEX SHUMATE Management For For
WILLIAM D. PEREZ Management For For
03 TO RATIFY THE APPOINTMENT OF THE COMPANY S INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM (INDEPENDENT
AUDITORS) FOR THE YEAR ENDING DECEMBER 31, 2007.
02 AMENDMENT TO THE SECOND RESTATED CERTIFICATE Management For For
OF INCORPORATION TO PERMIT AMENDMENT OF THE BYLAWS
OF THE COMPANY TO ADOPT MAJORITY VOTING FOR THE
ELECTION OF DIRECTORS.
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
THOMAS A. KNOWLTON Management For For
STEVEN B. SAMPLE Management For For
ALEX SHUMATE Management For For
WILLIAM D. PEREZ Management For For
03 TO RATIFY THE APPOINTMENT OF THE COMPANY S INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM (INDEPENDENT
AUDITORS) FOR THE YEAR ENDING DECEMBER 31, 2007.
02 AMENDMENT TO THE SECOND RESTATED CERTIFICATE Management For For
OF INCORPORATION TO PERMIT AMENDMENT OF THE BYLAWS
OF THE COMPANY TO ADOPT MAJORITY VOTING FOR THE
ELECTION OF DIRECTORS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 48 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
VIVO PARTICIPACOES SPECIAL MEETING DATE: 03/15/2007
ISSUER: 92855S101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
04 TO ELECT THE MEMBERS OF THE STATUTORY AUDIT COMMITTEE. Management For *Management Position Unknown
03 TO APPROVE THE CAPITAL BUDGET FOR FISCAL YEAR Management For *Management Position Unknown
2007.
02 TO DECIDE ON THE PROFIT ALLOCATION FOR THE FISCAL Management For *Management Position Unknown
YEAR AND DISTRIBUTION OF DIVIDENDS.
01 TO RECEIVE THE MANAGEMENT REPORT; TO REVIEW, Management For *Management Position Unknown
DISCUSS AND VOTE THE FINANCIAL STATEMENTS FOR
FISCAL YEAR ENDED 12.31.2006.
S2 TO RATIFY THE ELECTION OF THE DIRECTORS: A. MR. Management For *Management Position Unknown
MANOEL LUIZ FERRAO DE AMORIM, ELECTED ON 09.13.2006
B. MR. RUI MANUEL DE MEDEIROS D ESPINEY PATRICIO
C. MR. JOAO PEDRO AMADEU BAPTISTA, ELECTED ON
05.10.2006.
S1 TO RATIFY THE WORDING OF ARTICLE 5 OF THE BYLAWS, Management For *Management Position Unknown
AS SUGGESTED BY THE BOARD OF DIRECTORS AT A MEETING
HELD ON 06.08.2006, WHEN THE INCREASE OF THE
CAPITAL STOCK OF THE COMPANY WAS HOMOLOGATED.
05 TO ESTABLISH THE OVERALL ANNUAL COMPENSATION Management For *Management Position Unknown
OF MANAGEMENT AND THE INDIVIDUAL COMPENSATION
OF THE MEMBERS OF THE STATUTORY AUDIT COMMITTEE.
- ------------------------------------------------------------------------------------------------------------------------------------
CHEMRING GROUP PLC AGM MEETING DATE: 03/22/2007
ISSUER: G20860105 ISIN: GB0001904621
SEDOL: 0190462, B073B53
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND ADOPT THE FINANCIAL STATEMENTS AND Management For *Management Position Unknown
REPORTS OF THE DIRECTORS AND THE AUDITORS FOR
THE YE 31 OCT 2006
2. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For *Management Position Unknown
THE YE 31 OCT 2006
3. APPROVE THE PAYMENT OF A FINAL DIVIDEND OF 11.20P Management For *Management Position Unknown
PER ORDINARY SHARE FOR THE YE 31 OCT 2006, TO
BE PAID ON 20 APR 2007 TO SHAREHOLDERS ON THE
REGISTER AT THE CLOSE OF BUSINESS ON 30 MAR 2007
4. RE-APPOINT RT. HON. LORD FREEMAN, WHO RETIRES Management For *Management Position Unknown
UNDER THE PROVISIONS OF ARTICLE87.1 OF THE COMPANYS
ARTICLES OF ASSOCIATION
5. RE-ELECT MR. KENNETH C. SCOBIE WHO RETIRES BY Management For *Management Position Unknown
ROTATION UNDER THE PROVISIONS OF ARTICLE 92.1
OF THE COMPANY S ARTICLES OF ASSOCIATION
6. RE-APPOINT DELOITTE TOUCHE LLP AS THE AUDITORS Management For *Management Position Unknown
AND AUTHORIZE THE DIRECTORS TOFIX THEIR REMUNERATION
7. AUTHORIZE THE BOARD, PURSUANT TO AND IN ACCORDANCE Management For *Management Position Unknown
WITH SECTION 80 OF THE COMPANIES ACT 1985 THE
ACT, TO ALLOT AND TO MAKE OFFERS OR AGREEMENTS
TO ALLOT RELEVANT SECURITIES SECTION 80(2) OF
THE ACT UP TO AN AGGREGATE NOMINAL AMOUNT OF
GBP 538,246; AUTHORITY EXPIRES AT THE COMMENCEMENT
OF THE NEXT AGM OF THE COMPANY; AND THE BOARD
MAY ALLOT RELEVANT SECURITIES AFTER THE EXPIRY
OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER
OR AGREEMENT MADE PRIOR TO SUCH EXPIRY
ProxyEdge - Investment Company Report
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Selected Accounts: NPX GABELLI ASSET FUND Page 49 of 234
S.8 AUTHORIZE THE BOARD, SUBJECT TO THE PASSING OF Management For *Management Position Unknown
RESOLUTION 7, PURSUANT TO AND IN ACCORDANCE WITH
SECTION 95 OF THE COMPANIES ACT 1985 THE ACT,
TO: A) ALLOT EQUITY SECURITIES SECTION 94 OF
THE ACT PURSUANT TO SUCH AUTHORITY CONFERRED
BY RESOLUTION 7; B) SELL RELEVANT SHARES SECTION
94(5) OF THE ACT HELD BY THE COMPANY AS TREASURY
SHARES SECTION 94(3A) OF THE ACT FOR CASH SECTION
162D(2) OF THE ACT, DISAPPLYING THE STATUTORY
PRE-EMPTION RIGHTS SECTION 89(1) OF THE ACT,
PROVIDED THAT THIS POWER IS LIMITED TO THE ALLOTMENT
OF EQUITY SECURITIES FOR CASH AND THE SALE OF
TREASURY SHARES UP TO AN AGGREGATE NOMINAL VALUE
OF GBP 80,587; AUTHORITY EXPIRES THE EARLIER
OF THE COMMENCEMENT OF THE NEXT AGM OF THE COMPANY
OR 31 MAY 2008; AND THE BOARD MAY ALLOT EQUITY
SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY
IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE
PRIOR TO SUCH EXPIRY
S.9 AUTHORIZE THE COMPANY, FOR THE PURPOSE OF SECTION Management For *Management Position Unknown
166 OF THE COMPANIES ACT 1985 THE ACT, TO MAKE
MARKET PURCHASES SECTION 163(3) OF THE ACT OF
UP TO 3,223,507 ORDINARY SHARES REPRESENTING
10% OF THE ISSUED SHARE CAPITAL AT 23 JAN 2007
OF 5P EACH IN THE CAPITAL OF THE COMPANY ON SUCH
TERMS AND IN SUCH MANNER AS THE DIRECTORS MAY
FROM TIME TO TIME DETERMINE, AND WHERE SUCH SHARES
ARE HELD AS TREASURY SHARES, THE COMPANY MAY
BE USED THEM FOR THE PURPOSE OF ITS EMPLOYEE
SHARE SCHEMES, AT A MINIMUM PRICE OF 5P AND UP
TO 105% OF THE AVERAGE MIDDLE MARKET QUOTATIONS
FOR ORDINARY SHARES OF THE COMPANY AS DERIVED
FROM THE DAILY OFFICIAL LIST OF THE LONDON STOCK
EXCHANGE PLC, OVER THE PREVIOUS 5 BUSINESS DAYS;
AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION
OF THE NEXT AGM OF THE COMPANY OR 31 MAY 2008;
AND THE COMPANY, BEFORE THE EXPIRY, MAY MAKE
A CONTRACT TO PURCHASE ORDINARY SHARES WHICH
WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER
SUCH EXPIRY
S.10 AMEND THE ARTICLES 48.1, 49.1, 54.2(A), 65.1, Management For *Management Position Unknown
80.1(B) AND 153.1(B) OF THE ARTICLES OF ASSOCIATION
OF THE COMPANY, AS SPECIFIED
S.11 AMEND ARTICLE 168.1 OF THE ARTICLES OF ASSOCIATION Management For *Management Position Unknown
OF THE COMPANY, AS SPECIFIED
S.12 AMEND ARTICLE 119.3 OF THE ARTICLES OF ASSOCIATION Management For *Management Position Unknown
OF THE COMPANY, AS SPECIFIED
S.13 AMEND ARTICLE 75.1(C) OF THE ARTICLES OF ASSOCIATION Management For *Management Position Unknown
OF THE COMPANY, AS SPECIFIED
S.14 AMEND ARTICLE 96.1 OF THE ARTICLES OF ASSOCIATION Management For *Management Position Unknown
OF THE COMPANY, AS SPECIFIED
S.15 AMEND THE ARTICLES 100, 101, 102, 103 AND 104 Management For *Management Position Unknown
OF THE ARTICLES OF ASSOCIATION OF THE COMPANY,
AS SPECIFIED
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 50 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
MUELLER WATER PRODUCTS INC. MWA ANNUAL MEETING DATE: 03/22/2007
ISSUER: 624758207 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
D. BOYCE Management For For
H. CLARK, JR. Management For For
G. HYLAND Management For For
J. KOLB Management For For
J. LEONARD Management For For
M. O'BRIEN Management For For
B. RETHORE Management For For
N. SPRINGER Management For For
M. TOKARZ Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
OMNOVA SOLUTIONS INC. OMN ANNUAL MEETING DATE: 03/22/2007
ISSUER: 682129101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
03 APPROVAL OF THE OMNOVA SOLUTIONS INC. SECOND Management Against Against
AMENDED AND RESTATED 1999 EQUITY AND PERFORMANCE
INCENTIVE PLAN.
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDED NOVEMBER
30, 2007.
01 DIRECTOR Management For
DAVID J. D'ANTONI Management For For
DIANE E. MCGARRY Management For For
STEVEN W. PERCY Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
CLARCOR INC. CLC ANNUAL MEETING DATE: 03/26/2007
ISSUER: 179895107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MR. R.J. BURGSTAHLER Management For For
MR. PAUL DONOVAN Management For For
MR. NORMAN E. JOHNSON Management For For
02 ADOPTION OF THE CLARCOR VALUE ADDED INCENTIVE Management For For
PLAN
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 51 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
GENCORP INC. GY ANNUAL MEETING DATE: 03/28/2007
ISSUER: 368682100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 AMEND AMENDED ARTICLES OF INCORPORATION- OPT Management For For
OUT OF OHIO S CONTROL SHARE ACQUISITIONS ACT.
03 AMEND AMENDED ARTICLES OF INCORPORATION- OPT Management For For
OUT OF OHIO S INTERESTED SHAREHOLDERS TRANSACTIONS
LAW.
04 AMEND AMENDED CODE OF REGULATIONS- NON-EXECUTIVE Management For For
CHAIRMAN.
05A ELECTION OF DIRECTOR- CHARLES F. BOLDEN JR. TO Management For For
SERVE FOR 1 YEAR IF PROPOSAL 1 IS APPROVED, TO
SERVE FOR 3 YEARS IF PROPOSAL 1 IS NOT APPROVED.
05B ELECTION OF DIRECTOR- TERRY L. HALL TO SERVE Management For For
FOR 1 YEAR IF PROPOSAL 1 IS APPROVED, TO SERVE
FOR 3 YEARS IF PROPOSAL 1 IS NOT APPROVED.
05C ELECTION OF DIRECTOR- TIMOTHY A. WICKS TO SERVE Management For For
FOR 1 YEAR IF PROPOSAL 1 IS APPROVED, TO SERVE
FOR 3 YEARS IF PROPOSAL 1 IS NOT APPROVED.
06 DIRECTOR Management For
JAMES J. DIDION Management For For
DAVID A. LORBER Management For For
JAMES M. OSTERHOFF Management For For
TODD R. SNYDER Management For For
SHEILA E. WIDNALL Management For For
ROBERT C. WOODS Management For For
07 RATIFICATION OF THE AUDIT COMMITTEE S APPOINTMENT Management For For
OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
AUDITORS OF THE COMPANY.
01 AMEND AMENDED ARTICLES OF INCORPORATION AND CODE Management For For
OF REGULATIONS- DECLASSIFY THE BOARD OF DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------------------------
AGERE SYSTEMS INC. AGRA ANNUAL MEETING DATE: 03/29/2007
ISSUER: 00845V308 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
04 TO RATIFY THE AUDIT COMMITTEE S SELECTION OF Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
03 TO RE-APPROVE OUR SHORT TERM INCENTIVE PLAN. Management For For
02 DIRECTOR Management For
RICHARD L. CLEMMER Management For For
MICHAEL J. MANCUSO Management For For
KARI-PEKKA WILSKA Management For For
01 TO ADOPT THE MERGER AGREEMENT, DATED AS OF DECEMBER Management For For
3, 2006, WITH LSI LOGIC CORPORATION AND ATLAS
ACQUISITION CORP.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 52 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
FOMENTO ECONOMICO MEXICANO S.A.B. DE FMX SPECIAL MEETING DATE: 03/29/2007
ISSUER: 344419106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
04 DETERMINE THE MAXIMUM AMOUNT TO BE USED IN THE Management For *Management Position Unknown
SHARE REPURCHASE PROGRAM IN THE AMOUNT OF PS.
3,000,000,000.00 MEXICAN PESOS.
05 DIVIDE ALL THE SERIES B AND SERIES D SHARES Management For *Management Position Unknown
OF STOCK OUTSTANDING.
06 ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS. Management For *Management Position Unknown
07 PROPOSAL TO FORM THE COMMITTEES OF THE BOARD Management For *Management Position Unknown
OF DIRECTORS: (I) FINANCE AND PLANNING, (II)
AUDIT, AND (III) CORPORATE PRACTICES; APPOINTMENT
OF THERI RESPECTIVE CHAIRPERSON, AND RESOLUTION
WITH RESPECT TO THEIR REMUNERATION.
08 APPOINTMENT OF DELEGATES FOR THE SHAREHOLDERS Management For *Management Position Unknown
MEETING.
09 MINUTES OF THE SHAREHOLDERS MEETING. Management For *Management Position Unknown
01 REPORT OF THE BOARD OF DIRECTORS: PRESENTATION Management For *Management Position Unknown
OF THE FINANCIAL STATEMENTS OF FOMENTO ECONOMICO
MEXICANO, S.A.B. DE C.V., ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
02 REPORT OF THE EXTERNAL AUDITOR WITH RESPECT TO Management For *Management Position Unknown
THE COMPLIANCE OF TAX OBLIGATIONS OF THE COMPANY.
03 APPLICATION OF THE RESULTS FOR THE 2006 FISCAL Management For *Management Position Unknown
YEAR, INCLUDING THE PAYMENT OF A CASH DIVIDEND,
IN MEXICAN PESOS, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
GIVAUDAN SA, VERNIER AGM MEETING DATE: 03/30/2007
ISSUER: H3238Q102 ISIN: CH0010645932 BLOCKING
SEDOL: B0ZYSJ1, 5980613, B02V936, 5990032
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
1. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Swiss Take No *Management Position Unknown
BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL Register Action
OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US
NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY
REGISTRAR HAS DISCRETION OVER GRANTING VOTING
RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND
NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING
INSTRUCTIONS
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 53 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
GIVAUDAN SA, VERNIER AGM MEETING DATE: 03/30/2007
ISSUER: H3238Q102 ISIN: CH0010645932 BLOCKING
SEDOL: B0ZYSJ1, 5980613, B02V936, 5990032
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
* PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting *Management Position Unknown
NOTICE SENT UNDER MEETING 365267, INCLUDING THE
AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR
NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE ADP CUTOFF DATE
WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
1. APPROVE THE ANNUAL REPORT, THE ANNUAL ACCOUNTS Management Take No *Management Position Unknown
AND THE CONSOLIDATED ACCOUNTS 2006 Action
2. GRANT DISCHARGE TO THE BOARD OF DIRECTORS Management Take No *Management Position Unknown
Action
3. APPROVE THE APPROPRIATION OF THE NET PROFIT Management Take No *Management Position Unknown
Action
4.a APPROVE TO INCREASE THE SHARE CAPITAL BY CHF Management Take No *Management Position Unknown
1,321,600 FROM CHF 9,678,400 TO CHF 11,000,000 Action
4.b APPROVE TO REPLACE ARTICLE 3B PARAGRAPH 1 OF Management Take No *Management Position Unknown
THE ARTICLES OF INCORPORATION OF THE COMPANY Action
5.1 RE-ELECT MR. M.M. DIETRICH FUHRMANN AS A BOARD Management Take No *Management Position Unknown
OF DIRECTOR Action
5.2 RE-ELECT MR. PETER KAP PELER AS A BOARD OF DIRECTOR Management Take No *Management Position Unknown
Action
6. ELECT THE AUDITORS AND THE GROUP AUDITORS Management Take No *Management Position Unknown
Action
* VOTING RIGHT IS NOT GRANTED TO NOMINEE SHARES Non-Voting *Management Position Unknown
(REGISTRATION) BY THIS ISSUER COMPANY. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE IF
YOU HAVE ANY QUESTIONS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 54 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
REALOGY CORPORATION RLGYV.PK SPECIAL MEETING DATE: 03/30/2007
ISSUER: 75605E100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF DECEMBER 15, 2006, BY AND AMONG DOMUS
HOLDINGS CORP., DOMUS ACQUISITION CORP., AND
REALOGY CORPORATION, AS IT MAY BE AMENDED FROM
TIME TO TIME.
02 PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL MEETING Management For For
TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF
THE SPECIAL MEETING TO APPROVE PROPOSAL NUMBER
1.
- ------------------------------------------------------------------------------------------------------------------------------------
IDEX CORPORATION IEX ANNUAL MEETING DATE: 04/03/2007
ISSUER: 45167R104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF DELOITTE & TOUCHE LLP AS AUDITORS Management For For
OF THE COMPANY.
01 DIRECTOR Management For
RUBY R. CHANDY Management For For
NEIL A. SPRINGER Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
NEWS CORPORATION NWSA SPECIAL MEETING DATE: 04/03/2007
ISSUER: 65248E203 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF THE ADJOURNMENT OR POSTPONEMENT OF Management For For
THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES FOR APPROVAL OF
THE EXCHANGE IF THERE ARE INSUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO APPROVE
THE EXCHANGE.
01 APPROVAL OF THE EXCHANGE OF ALL SHARES OF THE Management For For
COMPANY S CLASS A COMMON STOCK AND ALL SHARES
OF THE COMPANY S CLASS B COMMON STOCK, IN EACH
CASE, INDIRECTLY HELD BY LIBERTY MEDIA CORPORATION,
FOR ALL OF THE ISSUED AND OUTSTANDING SHARES
OF GREENLADY CORP., A WHOLLY-OWNED SUBSIDIARY
OF THE COMPANY, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
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Selected Accounts: NPX GABELLI ASSET FUND Page 55 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
H.B. FULLER COMPANY FUL ANNUAL MEETING DATE: 04/05/2007
ISSUER: 359694106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
KNUT KLEEDEHN Management For For
JOHN C. VAN RODEN, JR. Management For For
MICHELE VOLPI Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 1, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
HARRAH'S ENTERTAINMENT, INC. HET SPECIAL MEETING DATE: 04/05/2007
ISSUER: 413619107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF DECEMBER 19, 2006, AMONG HAMLET HOLDINGS
LLC, HAMLET MERGER INC. AND HARRAH S ENTERTAINMENT,
INC.
02 PROPOSAL TO APPROVE THE ADJOURNMENT OR POSTPONEMENT Management For For
OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE MEETING TO ADOPT THE
MERGER AGREEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
THE BANK OF NEW YORK COMPANY, INC. BK ANNUAL MEETING DATE: 04/10/2007
ISSUER: 064057102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MR. BIONDI Management For For
MR. DONOFRIO Management For For
MR. HASSELL Management For For
MR. KOGAN Management For For
MR. KOWALSKI Management For For
MR. LUKE Management For For
MS. REIN Management For For
MR. RENYI Management For For
MR. RICHARDSON Management For For
MR. SCOTT Management For For
MR. VAUGHAN Management For For
03 SHAREHOLDER PROPOSAL WITH RESPECT TO SIMPLE MAJORITY Shareholder Against For
VOTING
02 A VOTE FOR RATIFICATION OF AUDITORS Management For For
05 SHAREHOLDER PROPOSAL WITH RESPECT TO EXECUTIVE Shareholder Against For
COMPENSATION.
04 SHAREHOLDER PROPOSAL WITH RESPECT TO CUMULATIVE Shareholder Against For
VOTING.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 56 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
WADDELL & REED FINANCIAL, INC. WDR ANNUAL MEETING DATE: 04/11/2007
ISSUER: 930059100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
HENRY J. HERRMANN Management For For
JAMES M. RAINES Management For For
WILLIAM L. ROGERS Management For For
02 APPROVAL OF AN AMENDMENT TO THE WADDELL & REED Management For For
FINANCIAL, INC. STOCK INCENTIVE PLAN, AS AMENDED
AND RESTATED, TO ELIMINATE (1) THE COMPANY S
ABILITY TO ISSUE INCENTIVE STOCK OPTIONS, (2)
THE TEN-YEAR TERM OF THE PLAN, AND (3) THE COMPANY
S ABILITY TO ADD BACK TO THE POOL OF SHARES RESERVED
FOR ISSUANCE UNDER THE PLAN, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
03 RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
BP P.L.C. BP ANNUAL MEETING DATE: 04/12/2007
ISSUER: 055622104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
S24 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT Management For For
A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTION
RIGHTS
23 TO GIVE AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED Management For For
AMOUNT
S22 SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY Management For For
FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY
21 TO AUTHORIZE THE USE OF ELECTRONIC COMMUNICATIONS Management For For
20 TO GIVE LIMITED AUTHORITY TO MAKE POLITICAL DONATIONS Management For For
AND INCUR POLITICAL EXPENDITURE
19 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS AND Management For For
AUTHORIZE THE BOARD TO SET THEIR REMUNERATION
03 DIRECTOR Management For
DR D C ALLEN Management For For
LORD BROWNE Management For For
MR A BURGMANS Management For For
SIR WILLIAM CASTELL Management For For
MR I C CONN Management For For
MR E B DAVIS, JR Management For For
MR D J FLINT Management For For
DR B E GROTE Management For For
DR A B HAYWARD Management For For
MR A G INGLIS Management For For
DR D S JULIUS Management For For
SIR TOM MCKILLOP Management For For
MR J A MANZONI Management For For
DR W E MASSEY Management For For
SIR IAN PROSSER Management For For
MR P D SUTHERLAND Management For For
02 TO APPROVE THE DIRECTORS REMUNERATION REPORT Management For For
01 TO RECEIVE THE DIRECTORS ANNUAL REPORT AND ACCOUNTS Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 57 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
LEHMAN BROTHERS HOLDINGS INC. LEH ANNUAL MEETING DATE: 04/12/2007
ISSUER: 524908100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
04 STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS. Shareholder Against For
03 APPROVE AN AMENDMENT TO LEHMAN BROTHERS HOLDINGS Management Against Against
INC. 2005 STOCK INCENTIVE PLAN.
02 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For
THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2007 FISCAL YEAR BY THE AUDIT COMMITTEE
OF THE BOARD OF DIRECTORS.
1J ELECTION OF DIRECTOR: JOHN D. MACOMBER Management For For
1I ELECTION OF DIRECTOR: HENRY KAUFMAN Management For For
1H ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ Management For For
1G ELECTION OF DIRECTOR: SIR CHRISTOPHER GENT Management For For
1F ELECTION OF DIRECTOR: RICHARD S. FULD, JR. Management For For
1E ELECTION OF DIRECTOR: MARSHA JOHNSON EVANS Management For For
1D ELECTION OF DIRECTOR: THOMAS H. CRUIKSHANK Management For For
1C ELECTION OF DIRECTOR: ROGER S. BERLIND Management For For
1B ELECTION OF DIRECTOR: JOHN F. AKERS Management For For
1A ELECTION OF DIRECTOR: MICHAEL L. AINSLIE Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
MACDERMID, INCORPORATED MRD SPECIAL MEETING DATE: 04/12/2007
ISSUER: 554273102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF DECEMBER 15, 2006, AMONG MACDERMID,
INCORPORATED, MDI HOLDINGS, LLC. AND MATRIX ACQUISITION
CORP. (THE MERGER AGREEMENT ).
02 TO APPROVE THE ADJOURNMENT OF THE MEETING, IF Management For For
NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE
TIME OF THE MEETING TO APPROVE THE MERGER AGREEMENT.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 58 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC. TROW ANNUAL MEETING DATE: 04/12/2007
ISSUER: 74144T108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
EDWARD C. BERNARD Management For For
JAMES T. BRADY Management For For
J. ALFRED BROADDUS, JR. Management For For
DONALD B. HEBB, JR. Management For For
JAMES A.C. KENNEDY Management For For
BRIAN C. ROGERS Management For For
DR. ALFRED SOMMER Management For For
DWIGHT S. TAYLOR Management For For
ANNE MARIE WHITTEMORE Management For For
02 APPROVAL OF THE 2007 NON-EMPLOYEE DIRECTOR EQUITY Management Against Against
PLAN.
03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
PRICE GROUP S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
04 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Management For For
TO VOTE UPON SUCH OTHER BUSINESS AND FURTHER
BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING
OR ANY ADJOURNMENTS AND POSTPONEMENTS THEREOF.
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOM ITALIA MEDIA SPA, TORINO OGM MEETING DATE: 04/12/2007
ISSUER: T92765121 ISIN: IT0001389920 BLOCKING
SEDOL: 5843642, 7184833, B11JQG0, B01DRM8, 5846704
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown
YOU.
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
13 APR 2007. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU.
O.1 APPROVE TO EXAMINE THE BALANCE SHEET AS OF 31 Management Take No *Management Position Unknown
DEC 2006, THE BOARD OF DIRECTORS REPORT ON THE Action
MANAGEMENT ACTIVITY AND THE INTERNAL AUDITORS
REPORT; RESOLUTIONS RELATED THERETO
O.2 APPROVE TO POSTPONE THE AUDITORS TERM OF OFFICE; Management Take No *Management Position Unknown
RESOLUTIONS RELATED THERETO Action
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 59 of 234
O.3 APPOINT A NEW DIRECTOR; RESOLUTIONS RELATED THERETO Management Take No *Management Position Unknown
Action
O.4.1 APPOINT THE EFFECTIVE AND ALTERNATE AUDITORS Management Take No *Management Position Unknown
Action
O.4.2 APPOINT THE INTERNAL AUDITORS CHAIRMAN Management Take No *Management Position Unknown
Action
O.4.3 APPROVE TO STATE THE INTERNAL AUDITORS EMOLUMENTS Management Take No *Management Position Unknown
Action
O.5 AMEND THE MEETING RULES APPROVED WITH RESOLUTIONS Management Take No *Management Position Unknown
OF THE SHAREHOLDERS MEETING HELD ON 05 MAY 2004 Action
E.1 AMEND ARTICLE 5 STOCK CAPITAL, ARTICLE 6 SHARES, Management Take No *Management Position Unknown
ARTICLE 7 BONDS, ARTICLE 10 MEETING CALLING, Action
ARTICLE 12 CHAIRMANSHIP AND MANAGEMENT DURING
MEETINGS, ARTICLE 13 BOARD OF THE DIRECTORS COMPOSITION,
ARTICLE 14 CHAIRMAN, VICE-CHAIRMAN AND SECRETARY,
ARTICLE 15 BOARD OF THE DIRECTORS MEETINGS, ARTICLE
18 BOARD OF THE DIRECTORS POWERS-PROXIES, ARTICLE
19 REPORT OF THE DELEGATE BODY, ARTICLE 20 COMPANY
LEGAL REPRESENTATIVE, ARTICLE 21 DIRECTORS EMOLUMENTS
AND REFUND OF EXPENSES, ARTICLE 22 THE INTERNAL
AUDITORS, ARTICLE 23 CLOSING OF FY, PROFIT ALLOCATION
OF THE BYLAW; NUMBERING THE SUB-SECTIONS OF THE
BYLAW; RESOLUTIONS RELATED THERETO
* PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management Position Unknown
OF RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOM ITALIA S P A NEW EGM MEETING DATE: 04/14/2007
ISSUER: T92778108 ISIN: IT0003497168
SEDOL: B020SC5, B19RWG8, 7649882, B11RZ67, 7634394
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
APRIL 15, 2007 AND A THIRD CALL ON APRIL 16,
2007. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE ALSO NOTE THAT THE THIRD CALL
OF THIS MEETING WILL BE AT 3 VIA TOSCANA, ROZZANO
(MILAN) AT 11:00 AM. THANK YOU.
1. AMENDMENT OF THE FOLLOWING ARTICLES OF THE COMPANY Management Take No *Management Position Unknown
S BYLAWS: 3 PURPOSE, 6 SAVINGS SHARES, 8 BONDS, Action
9 APPOINTMENT OF THE BOARD OF DIRECTORS, 10 CORPORATE
OFFICERS, 11 MEETINGS OF THE BOARD OF DIRECTORS,
12 POWERS OF THE BOARD OF DIRECTORS, 13 MANAGER
RESPONSIBLE FOR THE PREPARATION OF THE COMPANY
S FINANCIAL REPORTS, 14 INFORMATION FLOWS FROM
THE EXECUTIVE DIRECTORS TO THE OTHER DIRECTORS
AND THE MEMBERS OF THE BOARD OF AUDITORS, 15
REPRESENTATION OF THE COMPANY, 1 COMPENSATION
OF THE BOARD OF DIRECTORS, 17 BOARD OF AUDITORS,
18 CALLING OF SHAREHOLDERS? MEETINGS, 19 PARTECIPATION
IN SHAREHOLDERS MEETINGS, 20 CONDUCT OF SHAREHOLDERS
MEETINGS AND 21 ALLOCATION OF THE PROFIT, NUMBERING
OF THE PARAGRAPHS OF THE ARTOCLES OF THE BYLAWS,
AND RELATED AND CONSEQUENT RESOLUTIONS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 60 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOM ITALIA S P A NEW OGM MEETING DATE: 04/15/2007
ISSUER: T92778108 ISIN: IT0003497168
SEDOL: B020SC5, B19RWG8, 7649882, B11RZ67, 7634394
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
16 APR 2007. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE ALSO NOTE THAT THE SECOND
CALL OF THIS MEETING WILL BE AT 3 VIA TOSCANA,
ROZZANO (MILAN) AT 11:00 AM. THANK YOU.
1. FINANCIAL STATEMENTS FOR THE YE 31 DEC 2006, Management Take No *Management Position Unknown
RELATED AND CONSEQUENT RESOLUTIONS Action
2. APPOINTMENT OF THE BOARD OF DIRECTORS, DETERMINATIONS Management Take No *Management Position Unknown
OF THE NUMBERS OF MEMBERS OF THE BOARDS, DETERMINATION Action
OF THE TERM OF OFFICE OF THE BOARD, APPOINTMENT
OF THE DIRECTORS, DETERMINATION OF THE ANNUAL
COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS
3. DECISIONS CONSEQUENT ON THE RESIGNATION OF A Management Take No *Management Position Unknown
MEMBER OF THE BOARD OF AUDITORS Action
4. PLAN FOR THE AWARD OF FREE TREASURY SHARES TO Management Take No *Management Position Unknown
THE TOP MANAGEMENT OF THE TELECOM ITALIA GROUP, Action
AUTHORIZATION TO PURCHASE AND DISPOSE OF TREASURY
SHARES SUBJECT TO REVOCATION OF THE EXISTING
AUTHORIZATION, RELATED AND CONSEQUENT RESOLUTIONS
5. DECISION CONSEQUENT ON THE COMPLETION OF THE Management Take No *Management Position Unknown
AUDIT ENGAGEMENT AWARDED TO RECONTA ERNST AND Action
YOUNG S.P.A
6. AMENDMENTS TO THE MEETING REGULATIONS APPROVED Management Take No *Management Position Unknown
BY THE SHAREHOLDERS MEETING ON 06 MAY 2004 Action
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 61 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOM ITALIA S P A NEW OGM MEETING DATE: 04/15/2007
ISSUER: T92778108 ISIN: IT0003497168
SEDOL: B020SC5, B19RWG8, 7649882, B11RZ67, 7634394
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
16 APR 2007. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE ALSO NOTE THAT THE SECOND
CALL OF THIS MEETING WILL BE AT 3 VIA TOSCANA,
ROZZANO (MILAN) AT 11:00 AM. THANK YOU.
1. APPROVE THE FINANCIAL STATEMENTS FOR THE YE 31 Management Take No *Management Position Unknown
DEC 2006, RELATED AND CONSEQUENT RESOLUTIONS. Action
2. APPOINTMENT OF THE BOARD OF DIRECTORS AND DETERMINATION Management Take No *Management Position Unknown
OF THE NUMBER OF MEMBERS OF THE BOARD. Action
3. DETERMINATION OF THE TERM OF OFFICE OF THE BOARD. Management Take No *Management Position Unknown
Action
4. APPOINTMENT OF THE DIRECTORS. Management Take No *Management Position Unknown
Action
5. DETERMINATION OF THE ANNUAL COMPENSATION OF THE Management Take No *Management Position Unknown
MEMBERS OF THE BOARD OF DIRECTORS. Action
6. DECISIONS CONSEQUENT ON THE RESIGNATION OF A Management Take No *Management Position Unknown
MEMBER OF THE BOARD OF AUDITORS. Action
7. PLAN FOR THE AWARD OF FREE TREASURY SHARES TO Management Take No *Management Position Unknown
THE TOP MANAGEMENT OF THE TELECOM ITALIA GROUP. Action
AUTHORIZATION TO PURCHASE AND DISPOSE OF TREASURY
SHARES SUBJECT TO REVOCATION OF THE EXISTING
AUTHORIZATION - RELATED AND CONSEQUENT RESOLUTIONS.
8. DECISIONS CONSEQUENT ON THE COMPLETION OF THE Management Take No *Management Position Unknown
AUDIT ENGAGEMENT AWARDED TO RECONTA ERNEST & Action
YOUNG S.P.A.
9. AMENDMENTS TO THE MEETING REGULATIONS APPROVED Management Take No *Management Position Unknown
BY THE SHAREHOLDERS MEETING ON 6 MAY 2004. Action
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 62 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY LLY ANNUAL MEETING DATE: 04/16/2007
ISSUER: 532457108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
W. BISCHOFF Management For For
J.M. COOK Management For For
F.G. PRENDERGAST Management For For
K.P. SEIFERT Management For For
02 RATIFICATION OF THE APPOINTMENT BY THE AUDIT Management For For
COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST
& YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS
FOR 2007.
03 APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION Management For For
TO PROVIDE FOR ANNUAL ELECTION OF DIRECTORS.
04 REAPPROVE PERFORMANCE GOALS FOR THE COMPANY S Management For For
STOCK PLANS.
05 PROPOSAL BY SHAREHOLDERS ON EXTENDING THE COMPANY Shareholder Against For
S ANIMAL CARE AND USE POLICY TO CONTRACT LABS.
06 PROPOSAL BY SHAREHOLDERS ON INTERNATIONAL OUTSOURCING Shareholder Against For
OF ANIMAL RESEARCH.
07 PROPOSAL BY SHAREHOLDERS ON SEPARATING THE ROLES Shareholder Against For
OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER.
08 PROPOSAL BY SHAREHOLDERS ON AMENDING THE ARTICLES Shareholder Against For
OF INCORPORATION TO ALLOW SHAREHOLDERS TO AMEND
THE BYLAWS.
09 PROPOSAL BY SHAREHOLDERS ON ADOPTING A SIMPLE Shareholder Against For
MAJORITY VOTE STANDARD.
- ------------------------------------------------------------------------------------------------------------------------------------
INTERPUMP GROUP SPA, SANT'ILARIO (RE) OGM MEETING DATE: 04/16/2007
ISSUER: T5513W107 ISIN: IT0001078911 BLOCKING
SEDOL: 5161407, 5849004
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown
YOU.
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
18 APR 2007 FOR THE OGM AND SECOND AND THIRD
CALLS ON 17 APR 2007 AND 18 APR 2007, RESPECTIVELY
FOR THE EGM. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU.
O.1 APPROVE OF FINANCIAL STATEMENTS AT 31 DEC 2006 Management Take No *Management Position Unknown
ENCLOSED WITH DIRECTORS MANAGEMENT REPORT AND Action
BOARD OF AUDITORS REPORT, RECEIVE THE GROUP CONSOLIDATED
FINANCIAL STATEMENT AT 31 DEC 2006 ENCLOSED WITH
DIRECTORS REPORT AND BOARD OF AUDITORS REPORT
ADJOURNMENT THEREOF
O.2 APPROVE TO DETERMINE THE DIRECTOR COMPENSATION Management Take No *Management Position Unknown
FOR 2007 AND THE TOTAL AMOUNT OF COMPENSATION Action
FOR DIRECTORS WITH PARTICULAR ASSIGNMENTS FOR
2007
O.3 GRANT AUTHORITY TO BUY AND EVENTUALLY ALIENATE Management Take No *Management Position Unknown
OWN SHARES EX ARTICLE 2357 CIVIL CODE Action
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 63 of 234
O.4 APPROVE, THE EXTENSION OF ASSIGNMENT TO AUDIT Management Take No *Management Position Unknown
FINANCIAL STATEMENT AND CONSOLIDATED FINANCIAL Action
STATEMENT AT 31 DEC 2008 AND FOLLOWING 5 YEARS
AND TO AUDIT SEMESTRAL REPORT AT 30 JUN 2008,
2009, 2010, 2011, 2012 AND 2013
E.1 ADOPT THE CORPORATE BY-LAW EX LAW 262 AND EX Management Take No *Management Position Unknown
NEW CODE OF SELF DISCIPLINE OF QUOTED FIRMS WITH Action
AMENDMENTS OF ARTICLES N. 14 AND N.19
E.3 APPROVE THE INTEGRATION OF ARTICLE 15 OF CORPORATE Management Take No *Management Position Unknown
BY-LAW WITH PREVIEW FOR BOARD OF DIRECTORS TO Action
APPOINT A COMPENSATION BOARD AND AN INTERNAL
INSPECTION
E.2 APPROVE THE INTEGRATION OF ARTICLE 14 OF CORPORATE Management Take No *Management Position Unknown
BY-LAW WITH SPECIFICATION THAT DIRECTORS OF CONTROLLED Action
FIRMS CAN BE APPOINTED WITHOUT AUTHORIZED GENERAL
MEETING
- ------------------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. ANNUAL MEETING DATE: 04/17/2007
ISSUER: 172967101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: C. MICHAEL ARMSTRONG. Management For For
1B ELECTION OF DIRECTOR: ALAIN J.P. BELDA. Management For For
1C ELECTION OF DIRECTOR: GEORGE DAVID. Management For For
1D ELECTION OF DIRECTOR: KENNETH T. DERR. Management For For
1E ELECTION OF DIRECTOR: JOHN M. DEUTCH. Management For For
1F ELECTION OF DIRECTOR: ROBERTO HERNANDEZ RAMIREZ. Management For For
1G ELECTION OF DIRECTOR: KLAUS KLEINFELD. Management For For
1H ELECTION OF DIRECTOR: ANDREW N. LIVERIS. Management For For
1I ELECTION OF DIRECTOR: ANNE MULCAHY. Management For For
1J ELECTION OF DIRECTOR: RICHARD D. PARSONS. Management For For
1K ELECTION OF DIRECTOR: CHARLES PRINCE. Management For For
1L ELECTION OF DIRECTOR: JUDITH RODIN. Management For For
1M ELECTION OF DIRECTOR: ROBERT E. RUBIN. Management For For
1N ELECTION OF DIRECTOR: FRANKLIN A. THOMAS. Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For
AS CITIGROUP S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
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Selected Accounts: NPX GABELLI ASSET FUND Page 64 of 234
03 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON PRIOR Shareholder Against For
GOVERNMENTAL SERVICE OF CERTAIN INDIVIDUALS.
04 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL Shareholder Against For
CONTRIBUTIONS.
05 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON CHARITABLE Shareholder Against For
CONTRIBUTIONS.
06 SHAREOWNER PROPOSAL REQUESTING AN ADVISORY RESOLUTION Shareholder Against For
TO RATIFY EXECUTIVE COMPENSATION.
07 STOCKHOLDER PROPOSAL REQUESTING THAT CEO COMPENSATION Shareholder Against For
BE LIMITED TO NO MORE THAN 100 TIMES THE AVERAGE
COMPENSATION PAID TO WORLDWIDE EMPLOYEES.
08 STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN Shareholder Against For
OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES
OR RESPONSIBILITIES.
09 STOCKHOLDER PROPOSAL REQUESTING THAT STOCK OPTIONS Shareholder Against For
BE SUBJECT TO A FIVE-YEAR SALES RESTRICTION.
10 STOCKHOLDER PROPOSAL REQUESTING CUMULATIVE VOTING. Shareholder Against For
11 STOCKHOLDER PROPOSAL REQUESTING THAT STOCKHOLDERS Shareholder Against For
HAVE THE RIGHT TO CALL SPECIAL SHAREHOLDER MEETINGS.
- ------------------------------------------------------------------------------------------------------------------------------------
KAMAN CORPORATION KAMN ANNUAL MEETING DATE: 04/17/2007
ISSUER: 483548103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
EILEEN S. KRAUS Management For For
RICHARD J. SWIFT Management For For
02 RATIFICATION OF SELECTION OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY.
- ------------------------------------------------------------------------------------------------------------------------------------
MELLON FINANCIAL CORPORATION MEL ANNUAL MEETING DATE: 04/17/2007
ISSUER: 58551A108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JARED L. COHON Management For For
IRA J. GUMBERG Management For For
ROBERT P. KELLY Management For For
DAVID S. SHAPIRA Management For For
JOHN P. SURMA Management For For
02 PROPOSAL TO AMEND THE BY-LAWS OF MELLON FINANCIAL Management For For
CORPORATION.
03 PROPOSAL TO APPROVE THE ADOPTION OF AMENDMENTS Management Against Against
TO MELLON FINANCIAL CORPORATION LONG TERM PROFIT
INCENTIVE PLAN (2004).
04 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
PUBLIC ACCOUNTANTS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 65 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
SUNTRUST BANKS, INC. STI ANNUAL MEETING DATE: 04/17/2007
ISSUER: 867914103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
05 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR 2007.
04 SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING Shareholder Against For
FOR THE ELECTION OF DIRECTORS.
03 PROPOSAL TO AMEND THE BYLAWS OF THE COMPANY TO Management For For
PROVIDE THAT DIRECTORS BE ELECTED ANNUALLY.
02 PROPOSAL TO AMEND THE ARTICLES OF INCORPORATION Management For For
OF THE COMPANY REGARDING THE RIGHTS AND PREFERENCES
OF PREFERRED STOCK.
01 DIRECTOR Management For
ROBERT M. BEALL, II* Management For For
JEFFREY C. CROWE* Management For For
J. HICKS LANIER* Management For For
LARRY L. PRINCE* Management For For
FRANK S. ROYAL, M.D.* Management For For
PHAIL WYNN, JR.* Management For For
JAMES M. WELLS III** Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
THE HERSHEY COMPANY HSY ANNUAL MEETING DATE: 04/17/2007
ISSUER: 427866108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
J.A. BOSCIA Management For For
R.H. CAMPBELL Management For For
R.F. CAVANAUGH Management For For
G.P. COUGHLAN Management For For
H. EDELMAN Management For For
B.G. HILL Management For For
A.F. KELLY, JR. Management For For
R.H. LENNY Management For For
M.J. MCDONALD Management For For
M.J. TOULANTIS Management For For
02 RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITORS FOR 2007.
03 APPROVE THE HERSHEY COMPANY EQUITY AND INCENTIVE Management Against Against
COMPENSATION PLAN.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 66 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
DOW JONES & COMPANY, INC. DJ ANNUAL MEETING DATE: 04/18/2007
ISSUER: 260561105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JON E. BARFIELD Management For For
LEWIS B. CAMPBELL Management For For
EDUARDO CASTRO-WRIGHT Management For For
JOHN M. ENGLER Management For For
HARVEY GOLUB Management For For
DIETER VON HOLTZBRINCK Management For For
FRANK N. NEWMAN Management For For
CHRISTOPHER BANCROFT Management For For
JOHN F. BROCK Management For For
MICHAEL B. ELEFANTE Management For For
LESLIE HILL Management For For
M. PETER MCPHERSON Management For For
DAVID K.P. LI Management For For
PAUL SAGAN Management For For
ELIZABETH STEELE Management For For
RICHARD F. ZANNINO Management For For
02 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS Management For For
FOR 2007.
03 APPROVING THE DOW JONES 2001 LONG-TERM INCENTIVE Management Against Against
PLAN AS AMENDED AND RESTATED, INCLUDING AN INCREASE
IN THE NUMBER OF SHARES OF COMMON STOCK RESERVED
FOR ISSUANCE THEREUNDER BY 2,100,000 SHARES FROM
10,500,000 TO 12,600,000 SHARES.
04 STOCKHOLDER PROPOSAL TO REQUIRE THAT DIFFERENT Shareholder Against For
PERSONS SERVE IN THE POSITIONS OF CHAIRMAN OF
THE BOARD AND CHIEF EXECUTIVE OFFICER AND THAT
THE CHAIRMAN NOT BE A CURRENT OR FORMER EXECUTIVE
OF THE COMPANY.
- ------------------------------------------------------------------------------------------------------------------------------------
SEAT PAGINE GIALLE SPA, MILANO OGM MEETING DATE: 04/18/2007
ISSUER: T8380H104 ISIN: IT0003479638 BLOCKING
SEDOL: B11BPT2, 7743621, B020RD9, 7646593, B010SW6
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
19 APR 2007. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU.
* PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown
YOU.
o.1 RECEIVE THE FINANCIAL STATEMENTS AT 31 DEC 2006, Management Take No *Management Position Unknown
AND BOARD OF DIRECTORS REPORT, ADJOURNMENT THEREOF Action
o.2 APPOINT TWO BOARD OF DIRECTORS MEMBERS, ADJOURNMENT Management Take No *Management Position Unknown
THEREOF Action
e.1 APPROVE INTEGRATION OF ARTICLE 5, AMEND ARTICLES Management Take No *Management Position Unknown
8, 14, 16, 19 AND 22 OF CORPORATE BY LAWS, ADJOURNMENT Action
THEREOF
* PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management Position Unknown
OF RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 67 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION STT ANNUAL MEETING DATE: 04/18/2007
ISSUER: 857477103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
T. ALBRIGHT Management For For
K. BURNES Management For For
P. COYM Management For For
N. DAREHSHORI Management For For
A. FAWCETT Management For For
A. GOLDSTEIN Management For For
D. GRUBER Management For For
L. HILL Management For For
C. LAMANTIA Management For For
R. LOGUE Management For For
M. MISKOVIC Management For For
R. SERGEL Management For For
R. SKATES Management For For
G. SUMME Management For For
D. WALSH Management For For
R. WEISSMAN Management For For
02 TO INCREASE STATE STREET S AUTHORIZED SHARES Management For For
OF COMMON STOCK FROM 500,000,000 TO 750,000,000.
03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
TD BANKNORTH INC. BNK SPECIAL MEETING DATE: 04/18/2007
ISSUER: 87235A101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT AND Management For For
PLAN OF MERGER, DATED AS OF NOVEMBER 19, 2006,
AMONG TD BANKNORTH INC., THE TORONTO-DOMINION
BANK AND BONN MERGER CO.
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Selected Accounts: NPX GABELLI ASSET FUND Page 68 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY KO ANNUAL MEETING DATE: 04/18/2007
ISSUER: 191216100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: HERBERT A. ALLEN Management For For
1B ELECTION OF DIRECTOR: RONALD W. ALLEN Management For For
1C ELECTION OF DIRECTOR: CATHLEEN P. BLACK Management For For
1D ELECTION OF DIRECTOR: BARRY DILLER Management For For
1E ELECTION OF DIRECTOR: E. NEVILLE ISDELL Management For For
1F ELECTION OF DIRECTOR: DONALD R. KEOUGH Management For For
1G ELECTION OF DIRECTOR: DONALD F. MCHENRY Management For For
1H ELECTION OF DIRECTOR: SAM NUNN Management For For
1I ELECTION OF DIRECTOR: JAMES D. ROBINSON III Management For For
1J ELECTION OF DIRECTOR: PETER V. UEBERROTH Management For For
1K ELECTION OF DIRECTOR: JAMES B. WILLIAMS Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT AUDITORS
03 APPROVAL OF THE PERFORMANCE INCENTIVE PLAN OF Management For For
THE COCA-COLA COMPANY
04 SHAREOWNER PROPOSAL REGARDING MANAGEMENT COMPENSATION Shareholder Against For
05 SHAREOWNER PROPOSAL REGARDING AN ADVISORY VOTE Shareholder Against For
ON THE COMPENSATION COMMITTEE REPORT
06 SHAREOWNER PROPOSAL REGARDING CHEMICAL AND BIOLOGICAL Shareholder Against For
TESTING
07 SHAREOWNER PROPOSAL REGARDING STUDY AND REPORT Shareholder Against For
ON EXTRACTION OF WATER IN INDIA
08 SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
GRUPO BIMBO SA DE CV BIMBO, MEXICO OGM MEETING DATE: 04/19/2007
ISSUER: P49521126 ISIN: MXP495211262
SEDOL: B02VBK7, 2392471
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THESE SHARES HAVE NO VOTING Non-Voting *Management Position Unknown
RIGHTS, SHOULD YOU WISH TO ATTEND THE MEETING
PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD
BY CONTACTING YOUR CLIENT REPRESENTATIVE. THANK
YOU.
1. RECEIVE, APPROVE OR AMEND THE REPORT OF THE BOARD Non-Voting *Management Position Unknown
OF DIRECTORS TO WHICH THE MAIN SECTION OF ARTICLE
172 OF THE GENERAL MERCANTILE COMPANIES LAW REFERS,
INCLUDING THE SUBSIDIARY FINANCIAL STATEMENTS,
FOR THE FYE ON 31 DEC 2006, PREVIOUS READING
OF THE REPORTS OF THE CHAIRPERSON OF THE BOARD
OF DIRECTORS, THE CHIEF EXECUTIVE OFFICER, THE
EXTERNAL AUDITOR AND THE CHAIRPERSONS OF THE
AUDIT AND CORPORATE PRACTICES COMMITTEES OF THE
COMPANY
2. RECEIVE THE REPORT TO WHICH ARTICLE 86(XX) OF Non-Voting *Management Position Unknown
THE INCOME TAX LAW REFERS, CONCERNING THE COMPLIANCE
WITH THE TAX OBLIGATIONS OF THE COMPANY
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3. RECEIVE AND APPROVE THE ALLOCATION OF RESULTS Non-Voting *Management Position Unknown
FROM THE FYE ON 31 DEC 2006
4. RECEIVE AND APPROVE THE PAYMENT OF ANY CASH DIVIDEND Non-Voting *Management Position Unknown
IN THE AMOUNT OF MXN 0.40, FOR EACH ONE OF THE
SHARES REPRESENTING THE CORPORATE CAPITAL OF
THE COMPANY THAT ARE IN CIRCULATION
5. RECEIVE AND APPROVE THE CANCELLATION OF THE CERTIFICATES Non-Voting *Management Position Unknown
THAT REPRESENT THE SHARES OF THE COMPANY THAT
ARE IN CIRCULATION
6. APPROVE AND RATIFY THE NOMINATIONS OF THE MEMBERS Non-Voting *Management Position Unknown
OF THE BOARD OF DIRECTORS AND SETTING OF THEIR
COMPENSATION
9. APPROVE THE DESIGNATION OF THE SPECIAL DELEGATES Non-Voting *Management Position Unknown
7. APPROVE AND RATIFY THE NOMINATIONS OF THE CHAIRPERSONS Non-Voting *Management Position Unknown
AND MEMBERS OF THE AUDIT AND CORPORATE PRACTICES
COMMITTEES OF THE COMPANY, AS WELL AS SETTING
OF THEIR COMPENSATION
8. RECEIVE AND APPROVE THE REPORT ON THE PURCHASE Non-Voting *Management Position Unknown
OF OWN SHARES OF THE COMPANY, AS WELL AS SETTING
OF THE MAXIMUM AMOUNT OF RESOURCES THAT THE COMPANY
MAY ALLOCATE FOR THE PURCHASE OF OWN SHARES,
UNDER THE TERMS OF ARTICLE 56(IV) OF THE SECURITIES
MARKET LAW
- ------------------------------------------------------------------------------------------------------------------------------------
HEINEKEN NV AGM MEETING DATE: 04/19/2007
ISSUER: N39427211 ISIN: NL0000009165 BLOCKING
SEDOL: B0339D1, B010VP0, 7792559, B0CM7C4
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT BLOCKING CONDITIONS FOR VOTING Non-Voting *Management Position Unknown
AT THIS GENERAL MEETING ARE RELAXED. BLOCKING
PERIOD ENDS ONE DAY AFTER THE REGISTRATION DATE
SET ON 12 APR 2007. SHARES CAN BE TRADED THEREAFTER.
THANK YOU.
1.A ADOPT THE BALANCE SHEET AS AT 31 DEC 2006, THE Management Take No *Management Position Unknown
INCOME STATEMENT FOR THE YEAR 2006 AND NOTES Action
THERETO
1.B APPROVE A NEW RESERVE AND DIVIDEND POLICY Management Take No *Management Position Unknown
Action
1.C APPROVE THE APPROPRIATION OF THE BALANCE OF THE Management Take No *Management Position Unknown
INCOME STATEMENT IN ACCORDANCE WITH ARTICLE 12, Action
PARAGRAPH 7 OF THE COMPANY S ARTICLES OF ASSOCIATION
1.D GRANT DISCHARGE TO THE MEMBERS OF THE EXECUTIVE Management Take No *Management Position Unknown
BOARD Action
1.E GRANT DISCHARGE TO THE MEMBERS OF THE SUPERVISORY Management Take No *Management Position Unknown
BOARD Action
2. AMEND THE ARTICLES OF ASSOCIATION Management Take No *Management Position Unknown
Action
3.A AMEND THE REMUNERATION POLICY FOR THE EXECUTIVE Management Take No *Management Position Unknown
BOARD Action
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Selected Accounts: NPX GABELLI ASSET FUND Page 70 of 234
3.B AMEND THE LONG-TERM INCENTIVE PLAN FOR THE EXECUTIVE Management Take No *Management Position Unknown
BOARD Action
4. APPROVE THE EXTENSION OF THE AUTHORIZATION OF Management Take No *Management Position Unknown
THE EXECUTIVE BOARD TO ACQUIRE OWN SHARES Action
5. APPROVE THE EXTENSION OF THE AUTHORIZATION OF Management Take No *Management Position Unknown
THE EXECUTIVE BOARD TO ISSUE RIGHT TO SHARES Action
AND TO RESTRICT OR EXCLUDE SHAREHOLDERS PRE-EMPTIVE
RIGHTS
6. RE-APPOINT MR. M.R. DE CARVALHO AS THE MEMBER Management Take No *Management Position Unknown
OF THE SUPERVISORY BOARD Action
- ------------------------------------------------------------------------------------------------------------------------------------
HERCULES INCORPORATED HPC ANNUAL MEETING DATE: 04/19/2007
ISSUER: 427056106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN C. HUNTER, III Management For For
ROBERT D. KENNEDY Management For For
CRAIG A. ROGERSON Management For For
02 RATIFICATION OF BDO SEIDMAN, LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTANTS FOR 2007.
03 AMENDMENTS TO HERCULES AMENDED AND RESTATED Management For For
CERTIFICATE OF INCORPORATION AND HERCULES REVISED
AND AMENDED BY-LAWS.
- ------------------------------------------------------------------------------------------------------------------------------------
IDEARC INC. IAR ANNUAL MEETING DATE: 04/19/2007
ISSUER: 451663108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN J. MUELLER Management For For
JERRY V. ELLIOTT Management For For
KATHERINE J. HARLESS Management For For
DONALD B. REED Management For For
STEPHEN L. ROBERTSON Management For For
THOMAS S. ROGERS Management For For
PAUL E. WEAVER Management For For
02 RATIFICATION OF ERNST & YOUNG LLP AS IDEARC S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2007.
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Selected Accounts: NPX GABELLI ASSET FUND Page 71 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
INVITROGEN CORPORATION IVGN ANNUAL MEETING DATE: 04/19/2007
ISSUER: 46185R100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PER A. PETERSON PH.D.* Management For For
BRADLEY G. LORIMIER** Management For For
RAYMOND V. DITTAMORE** Management For For
D.C. U'PRICHARD, PH.D** Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
AS INDEPENDENT AUDITORS OF THE COMPANY FOR FISCAL
YEAR 2007
- ------------------------------------------------------------------------------------------------------------------------------------
NESTLE SA, CHAM UND VEVEY AGM MEETING DATE: 04/19/2007
ISSUER: H57312466 ISIN: CH0012056047 BLOCKING
SEDOL: B0ZGHZ6, 3056044, 7125274, 7126578, B01F348, 7123870
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
1. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Swiss Take No *Management Position Unknown
BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL Register Action
OWNER BEFORE THE RECORD DATE. PLEASE ADVISE
US NOW IF YOU INTEND TO VOTE. NOTE THAT THE
COMPANY REGISTRAR HAS DISCRETION OVER GRANTING
VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE,
A SECOND NOTIFICATION WILL BE ISSUED REQUESTING
YOUR VOTING INSTRUCTIONS
* PLEASE NOTE: ONLY SHARES LISTED AS REGISTERED Non-Voting *Management Position Unknown
IN THE COMPANY S REGISTER OF SHAREHOLDERS CARRY
A VOTING RIGHT. ORDERS FOR REGISTRATION OR RE-REGISTRATION
WITH THE PURPOSE OF VOTING AT THE MEETING HAVE
TO BE PLACED A SUFFICIENT AMOUNT OF TIME PRIOR
TO THE RECORD DATE. WE CANNOT GUARANTEE FOR ANY
REGISTRATIONS TO BE COMPLETED IN DUE TIME. THANK
YOU.
* PLEASE NOTE THAT THIS IS AN OGM. THANK YOU. Non-Voting *Management Position Unknown
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Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 72 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
NESTLE SA, CHAM UND VEVEY OGM MEETING DATE: 04/19/2007
ISSUER: H57312466 ISIN: CH0012056047 BLOCKING
SEDOL: B0ZGHZ6, 3056044, 7125274, 7126578, B01F348, 7123870
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown
IN THIS MARKET. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
* PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting *Management Position Unknown
NOTICE SENT UNDER MEETING 365869, INCLUDING THE
AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR
NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU.
1. APPROVE THE ANNUAL REPORT, ANNUAL FINANCIAL STATEMENTS Management Take No *Management Position Unknown
OF NESTLE AG AND CONSOLIDATED FINANCIAL STATEMENTS Action
OF 2006 OF NESTLE GROUP: REPORTS OF THE AUDITORS
2. GRANT DISCHARGE TO THE BOARD OF DIRECTORS AND Management Take No *Management Position Unknown
THE EXECUTIVE BOARD Action
3. APPROVE THE APPROPRIATION OF THE BALANCE SHEET Management Take No *Management Position Unknown
OF NESTLE AG Action
4. APPROVE THE REDUCTION OF THE SHARE CAPITAL AND Management Take No *Management Position Unknown
AMEND THE ARTICLE 5 OF THE ARTICLES OF INCORPORATION Action
5.1 RE-ELECT MR. PETER BRABECK-LETMATHE AS A BOARD Management Take No *Management Position Unknown
OF DIRECTOR Action
5.2 RE-ELECT MR. EDWARD GEORGE LORD GEORGE AS A Management Take No *Management Position Unknown
BOARD OF DIRECTOR Action
- ------------------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED TXN ANNUAL MEETING DATE: 04/19/2007
ISSUER: 882508104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: J.R. ADAMS. Management For For
1B ELECTION OF DIRECTOR: D.L. BOREN. Management For For
1C ELECTION OF DIRECTOR: D.A. CARP. Management For For
1D ELECTION OF DIRECTOR: C.S. COX. Management For For
1E ELECTION OF DIRECTOR: T.J. ENGIBOUS. Management For For
1F ELECTION OF DIRECTOR: D.R. GOODE. Management For For
1G ELECTION OF DIRECTOR: P.H. PATSLEY. Management For For
1H ELECTION OF DIRECTOR: W.R. SANDERS. Management For For
1I ELECTION OF DIRECTOR: R.J. SIMMONS. Management For For
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Selected Accounts: NPX GABELLI ASSET FUND Page 73 of 234
1J ELECTION OF DIRECTOR: R.K. TEMPLETON. Management For For
1K ELECTION OF DIRECTOR: C.T. WHITMAN. Management For For
02 BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Management For For
& YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
VIVENDI, PARIS AGM MEETING DATE: 04/19/2007
ISSUER: F97982106 ISIN: FR0000127771
SEDOL: B0CR3H6, B1G0HP4, 4834777, 4859587, B0334V4, B11SBW8, 4841379, 4863470
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS A REVISION DUE TO DELETION Non-Voting *Management Position Unknown
OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
* PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown
YOU.
O.1 RECEIVE THE REPORTS OF THE EXECUTIVE COMMITTEE Management For *Management Position Unknown
AND THE AUDITORS, APPROVE THE COMPANY S FINANCIAL
STATEMENTS FOR THE YE IN 2006, AS PRESENTED,
SHOWING EARNINGS OF EUR 4,412,354,584.59
O.2 RECEIVE THE REPORTS OF THE EXECUTIVE COMMITTEE Management For *Management Position Unknown
AND THE AUDITORS, APPROVE THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE SAID FY, IN THE FORM PRESENTED
TO THE MEETING
O.3 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For *Management Position Unknown
AGREEMENTS GOVERNED BY ARTICLE L.225-88 OF THE
FRENCH COMMERCIAL CODE, APPROVE SAID REPORT AND
THE AGREEMENTS REFERRED TO THEREIN
O.4 APPROVE THE RECOMMENDATIONS OF THE EXECUTIVE Management For *Management Position Unknown
COMMITTEE AND RESOLVES THAT THE DISTRIBUTABLE
INCOME FOR THE FY BE APPROPRIATED AS FOLLOWS:
INCOME FOR THE FY: EUR 4,412,354,584.59 RETAINED
EARNINGS: EUR 10,389,661,400.91 TOTAL: EUR 14,802,015,985.50
ALLOCATED TO: LEGAL RESERVE: EUR 1,956,028.25
DIVIDENDS: EUR 1,386,784,539.60 OTHER RESERVES:
EUR 11,213,275,417.65 RETAINED EARNINGS: EUR
2,200,000,000.00 TOTAL: EUR 14,802,015,985.50
THE SHAREHOLDERS WILL RECEIVE A NET DIVIDEND
OF EUR 1.20 PER SHARE AND WILL ENTITLE TO THE
40% DEDUCTION PROVIDED BY THE FRENCH TAX CODE;
THIS DIVIDEND WILL BE PAID ON 26 APR 2007; AS
REQUIRED BYLAW
O.5 RATIFY THE CO-OPTATION OF MR. MEHDI DAZI AS SUPERVISORY Management For *Management Position Unknown
BOARD MEMBER UNTIL THE SHAREHOLDERS MEETING
CALLED TO APPROVE THE FINANCIAL STATEMENTS FOR
THE FY 2008
O.6 AUTHORIZE THE EXECUTIVE COMMITTEE TO TRADE IN Management For *Management Position Unknown
THE COMPANY S SHARES ON THE STOCK MARKET OR OTHERWISE
SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM
PURCHASE PRICE: EUR 45.00 MAXIMUM NUMBER OF SHARES
TO BE ACQUIRED: 10% OF THE SHARE CAPITAL, MAXIMUM
FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 4,000,000,000.00;
AUTHORITY EXPIRES ON 18-MONTH PERIOD; AND TO
TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES; THIS AUTHORIZATION SUPERSEDES
THE REMAINING PERIOD OF THE AUTHORIZATION GRANTED
BY THE COMBINED SHAREHOLDERS MEETING OF 20 APR
2006 IN ITS RESOLUTION E.10
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E.7 AUTHORIZE THE EXECUTIVE COMMITTEE TO DECIDE ON Management For *Management Position Unknown
1 OR MORE CAPITAL INCREASES, IN FRANCE OR ABROAD,
BY A MAXIMUM NOMINAL AMOUNT OF EUR 1,000,000,000.00,
BY ISSUANCE, WITH PREFERRED SUBSCRIPTION RIGHTS
MAINTAINED, OF COMMON SHARES AND SECURITIES GIVING
ACCESS TO THE CAPITAL; AUTHORITY EXPIRES ON 26-MONTH
PERIOD; THE NUMBER OF SECURITIES TO BE ISSUED
MAY BE INCREASED IN ACCORDANCE WITH THE CONDITIONS
GOVERNED BY ARTICLE L.225-135-1 OF THE FRENCH
COMMERCIAL CODE; AND TO CHARGE THE SHARE ISSUANCE
COSTS AGAINST THE RELATED PREMIUMS AND DEDUCT
FROM THE PREMIUMS THE AMOUNTS NECESSARY TO FUND
THE LEGAL RESERVE; THIS DELEGATION OF POWERS
SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO
THE SAME EFFECT, PARTICULARLY IN THE 1 GIVEN
BY THE SHAREHOLDERS MEETING DATED 28 APR 2005
IN THE RESOLUTION 7
E.8 AUTHORIZE THE EXECUTIVE COMMITTEE TO DECIDE ON Management For *Management Position Unknown
1 OR MORE CAPITAL INCREASES, IN FRANCE OR ABROAD,
BY A MAXIMUM NOMINAL AMOUNT OF EUR 500,000,000.00,
BY ISSUANCE, WITH CANCELLATION OF THE SHAREHOLDERS
PREFERRED SUBSCRIPTION RIGHTS, OF COMMON SHARES
AND SECURITIES GIVING ACCESS TO THE CAPITAL;
AUTHORITY EXPIRES ON 26-MONTH PERIOD; THE NUMBER
OF SECURITIES TO BE ISSUED MAY BE INCREASED IN
ACCORDANCE WITH THE CONDITIONS GOVERNED BY ARTICLE
L.225-135-1 OF THE FRENCH COMMERCIAL CODE; THE
SHAREHOLDERS MEETING AUTHORIZES, FOR THE SAME
PERIOD, THE EXECUTIVE COMMITTEE TO INCREASE THE
SHARE CAPITAL, UP TO 10% OF THE SHARE CAPITAL,
IN CONSIDERATION FOR THE CONTRIBUTIONS IN KIND
GRANTED TO THE COMPANY AND COMPRISED OF CAPITAL
SECURITIES OR SECURITIES GIVING ACCESS TO THE
SHARE CAPITAL; THE EXECUTIVE COMMITTEE MAY ALSO
PROCEED WITH A CAPITAL INCREASE IN CONSIDERATION
FOR SECURITIES TENDERED IN A PUBLIC EXCHANGE
OFFER INITIATED BY THE COMPANY CONCERNING THE
SHARES OF ANOTHER COMPANY; AND TO CHARGE THE
SHARE ISSUANCE COSTS AGAINST THE RELATED PREMIUMS
AND DEDUCT FROM THE PREMIUMS THE AMOUNTS NECESSARY
TO FUND THE LEGAL RESERVE; THIS DELEGATION OF
POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT, PARTICULARLY IN THE 1 GIVEN
BY THE SHAREHOLDERS MEETING DATED 28 APR 2005
IN THE RESOLUTION 8; THE AMOUNT OF CAPITAL INCREASES
CARRIED OUT BY VIRTUE OF THE PRESENT RESOLUTION
SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH
IN THE RESOLUTION E.7
E.9 AUTHORIZE THE EXECUTIVE COMMITTEE TO DECIDE ON Management For *Management Position Unknown
1 OR MORE CAPITAL INCREASES, UP TO A MAXIMUM
NOMINAL AMOUNT OF EUR 500,000,000.00 BY WAY OF
CAPITALIZING RESERVES, PROFITS, PREMIUMS OR OTHER
MEANS, PROVIDED THAT SUCH CAPITALIZATION IS ALLOWED
BYLAW AND UNDER THE BY-LAWS, BY ISSUING BONUS
SHARES OR RAISING THE PAR VALUE OF EXISTING SHARES;
AUTHORITY EXPIRES ON 26-MONTH PERIOD; THIS DELEGATION
OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT, PARTICULARLY THE 1 GIVEN
BY THE SHAREHOLDER S MEETING DATED 28 APR 2005
IN THE RESOLUTION 10; THE AMOUNT OF CAPITAL INCREASES
CARRIED OUT BY VIRTUE OF THE PRESENT RESOLUTION
SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH
IN THE RESOLUTION E.7
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E.10 AUTHORIZE THE EXECUTIVE COMMITTEE TO INCREASE Management For *Management Position Unknown
THE SHARE CAPITAL, ON 1 OR MORE OCCASIONS, IN
FAVOUR OF EMPLOYEES, AND FORMER EMPLOYEES OF
THE COMPANY AND COMPANIES OF THE VIVENDI GROUP,
WHO ARE MEMBERS OF THE GROUP SAVINGS PLAN; AUTHORITY
EXPIRES ON 26-MONTH PERIOD; AND FOR A TOTAL NUMBER
OF SHARES THAT SHALL NOT EXCEED 1.5% OF THE SHARE
CAPITAL; AND TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES; THIS DELEGATION
OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT, PARTICULARLY THE 1 GIVEN
BY THE SHAREHOLDER S MEETING DATED 28 APR 2006
IN ITS RESOLUTION 11; THE AMOUNT OF CAPITAL INCREASES
CARRIED OUT BY VIRTUE OF THE PRESENT RESOLUTION
SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH
IN THE RESOLUTION E.7
E.11 AUTHORIZE THE EXECUTIVE COMMITTEE TO REDUCE THE Management For *Management Position Unknown
SHARE CAPITAL, ON 1 OR MORE OCCASIONS AND AT
ITS SOLE DISCRETION, BY CANCELING ALL OR PART
OF THE SHARES HELD BY THE COMPANY IN CONNECTION
WITH A STOCK REPURCHASE PLAN, UP TO A MAXIMUM
10% OF THE SHARE CAPITAL OVER A 24 MONTH PERIOD;
AUTHORITY EXPIRES ON 26-MONTH PERIOD; AND TO
TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES; THIS DELEGATION OF POWERS
SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO
THE SAME EFFECT, PARTICULARLY THE 1 GIVEN BY
THE SHAREHOLDER S MEETING DATED 20 APR 2006 IN
ITS RESOLUTION 11
E.12 APPROVE TO BRING THE ARTICLES OF THE BYLAWS INTO Management For *Management Position Unknown
CONFORMITY WITH THE PROVISIONS OF ARTICLE NO
L.225-71 OF THE FRENCH COMMERCIAL CODE MODIFIED
BY THE LAW NO 2006-1170 OF 30 DEC 2006 AND AMEND
ARTICLE 8 OF THE BYLAWS-SUPERVISORY BOARD MEMBER
ELECTED BY THE EMPLOYEES
E.13 APPROVE TO BRING THE ARTICLES OF THE BYLAWS INTO Management For *Management Position Unknown
CONFORMITY WITH THE PROVISIONS OF ARTICLES 84-1
AND 108-1 OF THE DECREE NO 67-236 OF 23 MAR 1967
MODIFIED BY THE DECREE OF 11 DEC 2006 AND AMEND
ARTICLES 10 AND 14 OF THE BYLAWS-ORGANIZATION
OF THE SUPERVISORY BOARD AND ORGANIZATION OF
THE EXECUTIVE COMMITTEE
E.14 APPROVE TO BRING THE ARTICLES OF THE BYLAWS INTO Management For *Management Position Unknown
CONFORMITY WITH THE PROVISIONS OF ARTICLE 136
OF THE DECREE NO 67-236 OF 23 MAR 1967 MODIFIED
BY THE DECREE OF 11 DEC 2006 AND AMEND ARTICLE
16 OF THE BYLAWS-SHAREHOLDERS MEETING
E.15 APPROVE TO DECIDE THE 15 DAY PERIOD APPLICABLE Management For *Management Position Unknown
FOR THE DECLARATIONS OF THE STATUTORY EXCEEDING
OF THE THRESHOLDS AND AMEND ARTICLE 5 OF THE
BYLAWS-SHARES IN ORDER TO BRING IT TO 5 MARKET
DAYS
E.16 AMEND ARTICLE 17 OF THE BYLAWS-VOTING RIGHTS Management For *Management Position Unknown
E.17 GRANT FULL POWERS TO THE BEARER OF AN ORIGINAL, Management For *Management Position Unknown
A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER
FORMALITIES PRESCRIBED BY LAW
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Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 76 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
VOLKSWAGEN AG, WOLFSBURG OGM MEETING DATE: 04/19/2007
ISSUER: D94523145 ISIN: DE0007664005
SEDOL: 4930857, 5493382, B01DRL7, 0930549, 4930556, 4931496, 5496994, 5497016,08, 4930318, 4930794, 5497061, 5497072, 5497094,
5497102, 5497919, 5497931, 6122351, 6930703, 7159336
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT VOTING INSTRUCTIONS HAVE TO Non-Voting *Management Position Unknown
BE RECEIVED IN WRITTEN FORM FOR VOTING RIGHTS
TO BE EXERCISED AT THIS MEETING. IF YOU WISH
TO VOTE, PLEASE EMAIL KATHARINA MUELLER (KATHARINA_MUELLER@ADP.COM)
AND SIMONE KORN (SIMONE_KORN@ADP.COM) AT ADP
ICS EUROPE TO REQUEST THE NECESSARY FORMS. WHEN
REQUESTING FORMS, PLEASE STATE YOUR PROXYEDGE
INSTITUTION ID TO MAKE SURE YOU RECEIVE THE CORRECT
DOCUMENTATION FOR YOUR ACCOUNTS. IF YOU ONLY
WANT TO VOTE A SUBSET OF YOUR ACCOUNTS, PLEASE
LIST ALL ACCOUNTS TO BE VOTED IN ADDITION TO
YOUR PROXYEDGE ID. VOTES INPUT INTO PROXYEDGE
WILL BE RECORDED FOR RECORD KEEPING PURPOSES
BUT WILL NOT BE ACTED ON IN THE GERMAN MARKET.
* PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS Non-Voting *Management Position Unknown
MEETING IS 29 MAR 2007, WHEREAS THE MEETING HAS
BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS
DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS
REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW.
THANK YOU.
* COUNTER PROPOSALS HAVE BEEN RECEIVED FOR THIS Non-Voting *Management Position Unknown
MEETING. A LINK TO THE COUNTER PROPOSAL INFORMATION
IS AVAILABLE IN THE MATERIAL URL SECTION OF THE
APPLICATION. IF YOU WISH TO ACT ON THESE ITEMS,
YOU WILL NEED TO REQUEST A MEETING ATTEND AND
VOTE YOUR SHARES AT THE COMPANYS MEETING.
1. PRESENTATION OF THE ADOPTED ANNUAL FINANCIAL Non-Voting *Management Position Unknown
STATEMENTS AND CONSOLIDATED FINANCIAL STATEMENTS,
THE MANAGEMENT REPORT AND GROUP MANAGEMENT REPORT
FOR THE YEAR ENDED DECEMBER 31, 2006, AS WELL
AS THE REPORT OF THE SUPERVISORY BOARD FOR FY
2006
2. RESOLUTION ON THE APPROPRIATION OF THE NET PROFIT Management Take No *Management Position Unknown
OF VOLKSWAGEN AG Action
3. RESOLUTION ON FORMAL APPROVAL OF THE ACTIONS Management Take No *Management Position Unknown
OF THE MEMBERS OF THE BOARD OF MANAGEMENT FOR Action
FY 2006
4. RESOLUTION ON FORMAL APPROVAL OF THE ACTIONS Management Take No *Management Position Unknown
OF FORMER MEMBER OF THE BOARD OF MANAGEMENT DR. Action
PETER HARTZ FOR FY 2005
5. RESOLUTION ON FORMAL APPROVAL OF THE ACTIONS Management Take No *Management Position Unknown
OF THE MEMBERS OF THE SUPERVISORY BOARD FOR FY Action
2006
6. ELECTION OF MEMBERS OF THE SUPERVISORY BOARD Management Take No *Management Position Unknown
Action
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 77 of 234
7. RESOLUTION ON THE AUTHORIZATION TO PURCHASE AND Management Take No *Management Position Unknown
UTILIZE OWN SHARES Action
8. RESOLUTION ON AN AMENDMENT TO THE ARTICLES OF Management Take No *Management Position Unknown
ASSOCIATION TO ENSURE ALIGNMENT WITH THE Action
TRANSPARENZRICHTLINIE-UMSETZSETZ
TUG - GERMAN TRANSPARENCY DIRECTIVE IMPLEMENTATION
ACT
9. ELECTION OF THE AUDITORS FOR FY 2007 Management Take No *Management Position Unknown
Action
- ------------------------------------------------------------------------------------------------------------------------------------
WOLVERINE WORLD WIDE, INC. WWW ANNUAL MEETING DATE: 04/19/2007
ISSUER: 978097103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JEFFREY M. BOROMISA Management For For
DAVID T. KOLLAT Management For For
DAVID P. MEHNEY Management For For
TIMOTHY J. O'DONOVAN Management For For
02 PROPOSAL TO APPROVE THE AMENDED AND RESTATED Management For For
EXECUTIVE SHORT-TERM INCENTIVE PLAN (ANNUAL BONUS
PLAN).
03 PROPOSAL TO APPROVE THE AMENDED AND RESTATED Management For For
EXECUTIVE LONG-TERM INCENTIVE PLAN (3-YEAR PLAN).
04 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR THE CURRENT
FISCAL YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
ALCOA INC. AA ANNUAL MEETING DATE: 04/20/2007
ISSUER: 013817101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ALAIN J.P. BELDA Management For For
CARLOS GHOSN Management For For
HENRY B. SCHACHT Management For For
FRANKLIN A. THOMAS Management For For
02 PROPOSAL TO RATIFY THE INDEPENDENT AUDITOR Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 78 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY AXP ANNUAL MEETING DATE: 04/23/2007
ISSUER: 025816109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
D.F. AKERSON Management For For
C. BARSHEFSKY Management For For
U.M. BURNS Management For For
K.I. CHENAULT Management For For
P. CHERNIN Management For For
V.E. JORDAN, JR. Management For For
J. LESCHLY Management For For
R.C. LEVIN Management For For
R.A. MCGINN Management For For
E.D. MILLER Management For For
F.P. POPOFF Management For For
S.S. REINEMUND Management For For
R.D. WALTER Management For For
R.A. WILLIAMS Management For For
02 THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2007.
03 A PROPOSAL TO APPROVE THE AMERICAN EXPRESS COMPANY Management For For
2007 INCENTIVE COMPENSATION PLAN.
04 A SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE Shareholder Against For
VOTING FOR DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------------------------
CRANE CO. CR ANNUAL MEETING DATE: 04/23/2007
ISSUER: 224399105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
K.E. DYKSTRA* Management For For
R.S. FORTE* Management For For
W.E. LIPNER* Management For For
J.L.L. TULLIS* Management For For
P.R. LOCHNER** Management For For
02 APPROVAL OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For
AUDITORS FOR THE COMPANY FOR 2007
03 APPROVAL OF 2007 STOCK INCENTIVE PLAN. Management Abstain Against
04 APPROVAL OF 2007 NON-EMPLOYEE DIRECTOR COMPENSATION Management Abstain Against
PLAN
05 APPROVAL OF SHAREHOLDER PROPOSAL CONCERNING ADOPTION Shareholder Against For
OF THE MACBRIDE PRINCIPLES
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 79 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
GENUINE PARTS COMPANY GPC ANNUAL MEETING DATE: 04/23/2007
ISSUER: 372460105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DR. MARY B. BULLOCK Management For For
RICHARD W. COURTS II Management For For
JEAN DOUVILLE Management For For
THOMAS C. GALLAGHER Management For For
GEORGE C. "JACK" GUYNN Management For For
JOHN D. JOHNS Management For For
MICHAEL M.E. JOHNS, MD Management For For
J. HICKS LANIER Management For For
WENDY B. NEEDHAM Management For For
JERRY W. NIX Management For For
LARRY L. PRINCE Management For For
GARY W. ROLLINS Management For For
LAWRENCE G. STEINER Management For For
02 AMEND THE GENUINE PARTS COMPANY AMENDED AND RESTATED Management For For
ARTICLES OF INCORPORATION TO ELIMINATE ALL SHAREHOLDER
SUPERMAJORITY VOTING PROVISIONS.
03 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For For
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. HON ANNUAL MEETING DATE: 04/23/2007
ISSUER: 438516106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
07 SIX SIGMA Shareholder Against For
05 PERFORMANCE BASED STOCK OPTIONS Shareholder Against For
04 RECOUP UNEARNED MANAGEMENT BONUSES Shareholder Against For
03 2007 HONEYWELL GLOBAL EMPLOYEE STOCK PLAN Management For For
02 APPROVAL OF INDEPENDENT ACCOUNTANTS Management For For
1L ELECTION OF DIRECTOR: MICHAEL W. WRIGHT Management For For
1K ELECTION OF DIRECTOR: JOHN R. STAFFORD Management For For
1J ELECTION OF DIRECTOR: ERIC K. SHINSEKI Management For For
1I ELECTION OF DIRECTOR: BRADLEY T. SHEARES Management For For
1H ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Management For For
1G ELECTION OF DIRECTOR: JAMES J. HOWARD Management For For
1F ELECTION OF DIRECTOR: CLIVE R. HOLLICK Management For For
1E ELECTION OF DIRECTOR: LINNET F. DEILY Management For For
06 SPECIAL SHAREHOLDER MEETINGS Shareholder Against For
1D ELECTION OF DIRECTOR: D. SCOTT DAVIS Management For For
1C ELECTION OF DIRECTOR: DAVID M. COTE Management For For
1B ELECTION OF DIRECTOR: JAIME CHICO PARDO Management For For
1A ELECTION OF DIRECTOR: GORDON M. BETHUNE Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 80 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
HUTTIG BUILDING PRODUCTS, INC. HBP ANNUAL MEETING DATE: 04/23/2007
ISSUER: 448451104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
E. THAYER BIGELOW Management For For
RICHARD S. FORTE Management For For
DONALD L. GLASS Management For For
JON P. VRABELY Management For For
02 APPROVAL OF AMENDMENT AND RESTATEMENT OF 2005 Management Against Against
EXECUTIVE EQUITY INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK RESERVED FOR
ISSUANCE BY 750,000 SHARES.
03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
VALMONT INDUSTRIES, INC. VMI ANNUAL MEETING DATE: 04/23/2007
ISSUER: 920253101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
THOMAS F. MADISON Management For For
STEPHEN R. LEWIS, JR. Management For For
KAJ DEN DAAS Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS INDEPENDENT AUDITORS FOR FISCAL
2007.
- ------------------------------------------------------------------------------------------------------------------------------------
AMETEK, INC. AME ANNUAL MEETING DATE: 04/24/2007
ISSUER: 031100100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CHARLES D. KLEIN Management For For
STEVEN W. KOHLHAGEN Management For For
02 PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION Management For For
INCREASING AUTHORIZED SHARES OF COMMON STOCK
FROM 200,000,000 TO 400,000,000.
03 PROPOSAL TO APPROVE THE AMETEK, INC. 2007 OMNIBUS Management For For
INCENTIVE COMPENSATION PLAN.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 81 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
CH ENERGY GROUP, INC. CHG ANNUAL MEETING DATE: 04/24/2007
ISSUER: 12541M102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
STEVEN V. LANT Management For For
JEFFREY D. TRANEN Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
COCA-COLA ENTERPRISES INC. CCE ANNUAL MEETING DATE: 04/24/2007
ISSUER: 191219104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
04 SHAREOWNER PROPOSAL TO REQUEST SHAREOWNER APPROVAL Shareholder Against For
OF CERTAIN SEVERANCE AGREEMENTS.
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2007 FISCAL YEAR.
02 FOR THE APPROVAL OF THE 2007 INCENTIVE AWARD Management For For
PLAN.
01 DIRECTOR Management For
GARY P. FAYARD Management For For
MARVIN J. HERB Management For For
L. PHILLIP HUMANN Management For For
PAULA R. REYNOLDS Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
COOPER INDUSTRIES, LTD. CBE ANNUAL MEETING DATE: 04/24/2007
ISSUER: G24182100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
S.G. BUTLER Management For For
D.F. SMITH Management For For
G.B. SMITH Management For For
M.S. THOMPSON Management For For
L.D. KINGSLEY Management For For
02 APPOINT ERNST & YOUNG LLP AS INDEPENDENT AUDITORS Management For For
FOR THE YEAR ENDING 12/31/2007.
03 AMENDMENT TO COOPER S BYE-LAWS TO INCREASE AUTHORIZED Management For For
SHARES.
04 SHAREHOLDER PROPOSAL REQUESTING COOPER TO IMPLEMENT Shareholder Against For
A CODE OF CONDUCT BASED ON INTERNATIONAL LABOR
ORGANIZATION HUMAN RIGHTS STANDARDS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 82 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
DAVIDE CAMPARI - MILANO SPA, MILANO OGM MEETING DATE: 04/24/2007
ISSUER: T24091117 ISIN: IT0003849244 BLOCKING
SEDOL: B08H5S5, B08BR25, B1SSBL0
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
26 APR 2007. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU.
* PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management Position Unknown
OF RECORD DATE AND DELETION OF A COMMENT. PLEASE
ALSO NOTE THE NEW CUT-OFF IS 16 APR 2007. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
1. APPROVE THE FINANCIAL STATEMENTS AT 31 DEC 2006, Management Take No *Management Position Unknown
AND AJOURNMENT THEREOF Action
2. APPOINT THE BOARD OF DIRECTORS Management Take No *Management Position Unknown
Action
3. APPOINT THE BOARD OF AUDITORS Management Take No *Management Position Unknown
Action
4. APPROVE THE EXTENSION OF COMMITMENT TO AUDIT Management Take No *Management Position Unknown
FIRM Action
5. GRANT AUTHORITY TO BUY AND SELL OWN SHARES Management Take No *Management Position Unknown
Action
- ------------------------------------------------------------------------------------------------------------------------------------
EOG RESOURCES, INC. EOG ANNUAL MEETING DATE: 04/24/2007
ISSUER: 26875P101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
GEORGE A. ALCORN Management For For
CHARLES R. CRISP Management For For
MARK G. PAPA Management For For
EDMUND P. SEGNER, III Management For For
WILLIAM D. STEVENS Management For For
H. LEIGHTON STEWARD Management For For
DONALD F. TEXTOR Management For For
FRANK G. WISNER Management For For
02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Management For For
OF THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE
LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS,
AS AUDITORS FOR THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 83 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
FMC CORPORATION FMC ANNUAL MEETING DATE: 04/24/2007
ISSUER: 302491303 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM F. REILLY Management For For
WILLIAM G. WALTER Management For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
- ------------------------------------------------------------------------------------------------------------------------------------
FORTUNE BRANDS, INC. FO ANNUAL MEETING DATE: 04/24/2007
ISSUER: 349631101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ANNE M. TATLOCK Management For For
NORMAN H. WESLEY Management For For
PETER M. WILSON Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
03 RE-APPROVAL OF THE FORTUNE BRANDS, INC. ANNUAL Management For For
EXECUTIVE INCENTIVE PLAN.
04 APPROVAL OF THE FORTUNE BRANDS, INC. 2007 LONG-TERM Management Against Against
INCENTIVE PLAN.
05 IF PRESENTED, A SHAREHOLDER PROPOSAL ENTITLED Shareholder Against For
ELECT EACH DIRECTOR ANNUALLY .
06 IF PRESENTED, A SHAREHOLDER PROPOSAL ENTITLED Shareholder Against For
PAY-FOR-SUPERIOR PERFORMANCE .
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 84 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. MRK ANNUAL MEETING DATE: 04/24/2007
ISSUER: 589331107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RICHARD T. CLARK Management For For
JOHNNETTA B. COLE Management For For
W.B. HARRISON, JR. Management For For
WILLIAM N. KELLEY Management For For
ROCHELLE B. LAZARUS Management For For
THOMAS E. SHENK Management For For
ANNE M. TATLOCK Management For For
SAMUEL O. THIER Management For For
WENDELL P. WEEKS Management For For
PETER C. WENDELL Management For For
02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY Management For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2007.
03 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For For
INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING
REQUIREMENTS CONTAINED IN THE RESTATED CERTIFICATE
OF INCORPORATION.
04 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For For
INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING
REQUIREMENTS IMPOSED UNDER NEW JERSEY LAW ON
CORPORATIONS ORGANIZED BEFORE 1969.
05 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For For
INCORPORATION TO LIMIT THE SIZE OF THE BOARD
TO NO MORE THAN 18 DIRECTORS.
06 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For For
INCORPORATION TO REPLACE ITS CUMULATIVE VOTING
FEATURE WITH A MAJORITY VOTE STANDARD FOR THE
ELECTION OF DIRECTORS.
07 STOCKHOLDER PROPOSAL CONCERNING PUBLICATION OF Shareholder Against For
POLITICAL CONTRIBUTIONS
08 STOCKHOLDER PROPOSAL CONCERNING AN ADVISORY VOTE Shareholder Against For
ON EXECUTIVE COMPENSATION
- ------------------------------------------------------------------------------------------------------------------------------------
NEWALLIANCE BANCSHARES, INC. NAL ANNUAL MEETING DATE: 04/24/2007
ISSUER: 650203102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CARLTON L. HIGHSMITH Management For For
JOSEPH H. ROSSI Management For For
NATHANIEL D. WOODSON Management For For
JOSEPH A. ZACCAGNINO Management For For
02 TO RATIFY THE APPOINTMENT OF THE FIRM OF PRICEWATERHOUSECOOPERS, Management For For
LLP AS INDEPENDENT AUDITORS (PROPOSAL 2).
03 THE PROXIES ARE AUTHORIZED TO VOTE UPON ANY OTHER Management For For
BUSINESS THAT PROPERLY COMES BEFORE THE ANNUAL
MEETING OR ANY ADJOURNMENTS OF THE MEETING, IN
ACCORDANCE WITH THE DETERMINATION OF A MAJORITY
OF THE BOARD OF DIRECTORS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 85 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
NEWMONT MINING CORPORATION NEM ANNUAL MEETING DATE: 04/24/2007
ISSUER: 651639106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
G.A. BARTON Management For For
V.A. CALARCO Management For For
N. DOYLE Management For For
V.M. HAGEN Management For For
M.S. HAMSON Management For For
P. LASSONDE Management For For
R.J. MILLER Management For For
W.W. MURDY Management For For
R.A. PLUMBRIDGE Management For For
J.B. PRESCOTT Management For For
D.C. ROTH Management For For
J.V. TARANIK Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS. Management For For
03 STOCKHOLDER PROPOSAL REGARDING NEWMONT S INDONESIAN Shareholder Against For
OPERATIONS, IF INTRODUCED AT THE MEETING.
04 STOCKHOLDER PROPOSAL REGARDING A REPORT TO STOCKHOLDERS Shareholder For For
REGARDING NEWMONT S POLICIES AND PRACTICES IN
COMMUNITIES AROUND ITS OPERATIONS, IF INTRODUCED
AT THE MEETING.
05 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT BOARD Shareholder Against For
CHAIRMAN.
- ------------------------------------------------------------------------------------------------------------------------------------
PACCAR INC PCAR ANNUAL MEETING DATE: 04/24/2007
ISSUER: 693718108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ALISON J. CARNWATH Management For For
ROBERT T. PARRY Management For For
HAROLD A. WAGNER Management For For
02 STOCKHOLDER PROPOSAL REGARDING THE SHAREHOLDER Shareholder For Against
RIGHTS PLAN
03 STOCKHOLDER PROPOSAL REGARDING A DIRECTOR VOTE Shareholder Against For
THRESHOLD
- ------------------------------------------------------------------------------------------------------------------------------------
ROLLINS, INC. ROL ANNUAL MEETING DATE: 04/24/2007
ISSUER: 775711104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILTON LOONEY Management For For
BILL DISMUKE Management For For
THOMAS LAWLEY, M.D. Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 86 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
THE NEW YORK TIMES COMPANY NYT ANNUAL MEETING DATE: 04/24/2007
ISSUER: 650111107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RAUL E. CESAN Management For For
WILLIAM E. KENNARD Management For For
JAMES M. KILTS Management For For
DOREEN A. TOBEN Management For For
02 RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, IN PNC ANNUAL MEETING DATE: 04/24/2007
ISSUER: 693475105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MR. BERNDT Management For For
MR. BUNCH Management For For
MR. CHELLGREN Management For For
MR. CLAY Management For For
MR. DAVIDSON Management For For
MS. JAMES Management For For
MR. KELSON Management For For
MR. LINDSAY Management For For
MR. MASSARO Management For For
MS. PEPPER Management For For
MR. ROHR Management For For
MR. SHEPARD Management For For
MS. STEFFES Management For For
MR. STRIGL Management For For
MR. THIEKE Management For For
MR. USHER Management For For
MR. WALLS Management For For
MR. WEHMEIER Management For For
02 APPROVAL OF THE PNC FINANCIAL SERVICES GROUP, Management For For
INC. 1996 EXECUTIVE INCENTIVE AWARD PLAN, AS
AMENDED AND RESTATED.
03 RATIFICATION OF THE AUDIT COMMITTEE S SELECTION Management For For
OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 87 of 234
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AMERIPRISE FINANCIAL, INC. AMP ANNUAL MEETING DATE: 04/25/2007
ISSUER: 03076C106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: JAMES M. CRACCHIOLO. Management For For
1B ELECTION OF DIRECTOR: WARREN D. KNOWLTON. Management For For
1C ELECTION OF DIRECTOR: H. JAY SARLES. Management For For
1D ELECTION OF DIRECTOR: ROBERT F. SHARPE, JR. Management For For
02 PROPOSAL TO APPROVE THE AMENDED AND RESTATED Management For For
AMERIPRISE FINANCIAL 2005 INCENTIVE COMPENSATION
PLAN.
03 PROPOSAL TO RATIFY THE AUDIT COMMITTEE S SELECTION Management For For
OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION BAC ANNUAL MEETING DATE: 04/25/2007
ISSUER: 060505104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: WILLIAM BARNET, III Management For For
1B ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Management For For
1C ELECTION OF DIRECTOR: JOHN T. COLLINS Management For For
1D ELECTION OF DIRECTOR: GARY L. COUNTRYMAN Management For For
1E ELECTION OF DIRECTOR: TOMMY R. FRANKS Management For For
1F ELECTION OF DIRECTOR: CHARLES K. GIFFORD Management For For
1G ELECTION OF DIRECTOR: W. STEVEN JONES Management For For
1H ELECTION OF DIRECTOR: KENNETH D. LEWIS Management For For
1I ELECTION OF DIRECTOR: MONICA C. LOZANO Management For For
1J ELECTION OF DIRECTOR: WALTER E. MASSEY Management For For
1K ELECTION OF DIRECTOR: THOMAS J. MAY Management For For
1L ELECTION OF DIRECTOR: PATRICIA E. MITCHELL Management For For
1M ELECTION OF DIRECTOR: THOMAS M. RYAN Management For For
1N ELECTION OF DIRECTOR: O. TEMPLE SLOAN, JR. Management For For
1O ELECTION OF DIRECTOR: MEREDITH R. SPANGLER Management For For
1P ELECTION OF DIRECTOR: ROBERT L. TILLMAN Management For For
1Q ELECTION OF DIRECTOR: JACKIE M. WARD Management For For
02 RATIFICATION OF THE INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM FOR 2007
03 STOCKHOLDER PROPOSAL - STOCK OPTIONS Shareholder Against For
04 STOCKHOLDER PROPOSAL - NUMBER OF DIRECTORS Shareholder Against For
05 STOCKHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN Shareholder Against For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 88 of 234
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BORGWARNER INC. BWA ANNUAL MEETING DATE: 04/25/2007
ISSUER: 099724106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JERE A. DRUMMOND Management For For
TIMOTHY M. MANGANELLO Management For For
ERNEST J. NOVAK, JR. Management For For
02 TO VOTE UPON A STOCKHOLDER PROPOSAL CONCERNING Shareholder Against For
DIRECTOR ELECTIONS.
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
CHEMTURA CORPORATION CEM ANNUAL MEETING DATE: 04/25/2007
ISSUER: 163893100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MARTIN M. HALE Management For For
C.A. (LANCE) PICCOLO Management For For
BRUCE F. WESSON Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION CVX ANNUAL MEETING DATE: 04/25/2007
ISSUER: 166764100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1B ELECTION OF DIRECTOR: L.F. DEILY Management For For
1C ELECTION OF DIRECTOR: R.E. DENHAM Management For For
1D ELECTION OF DIRECTOR: R.J. EATON Management For For
1E ELECTION OF DIRECTOR: S. GINN Management For For
1F ELECTION OF DIRECTOR: F.G. JENIFER Management For For
1G ELECTION OF DIRECTOR: S. NUNN Management For For
1H ELECTION OF DIRECTOR: D.J. O REILLY Management For For
1I ELECTION OF DIRECTOR: D.B. RICE Management For For
1J ELECTION OF DIRECTOR: P.J. ROBERTSON Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 89 of 234
1K ELECTION OF DIRECTOR: K.W. SHARER Management For For
1L ELECTION OF DIRECTOR: C.R. SHOEMATE Management For For
1M ELECTION OF DIRECTOR: R.D. SUGAR Management For For
1N ELECTION OF DIRECTOR: C. WARE Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 PROPOSAL TO AMEND CHEVRON S RESTATED CERTIFICATE Management For For
OF INCORPORATION TO REPEAL THE SUPERMAJORITY
VOTE PROVISIONS
04 ADOPT POLICY AND REPORT ON HUMAN RIGHTS Shareholder Against For
05 ADOPT GOALS AND REPORT ON GREENHOUSE GAS EMISSIONS Shareholder Against For
06 ADOPT POLICY AND REPORT ON ANIMAL WELFARE Shareholder Against For
07 RECOMMEND AMENDMENT TO THE BY-LAWS TO SEPARATE Shareholder Against For
THE CEO/CHAIRMAN POSITIONS
08 AMEND THE BY-LAWS REGARDING THE STOCKHOLDER RIGHTS Shareholder For Against
PLAN POLICY
09 REPORT ON HOST COUNTRY ENVIRONMENTAL LAWS Shareholder Against For
1A ELECTION OF DIRECTOR: S.H. ARMACOST Management For For
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CLEAR CHANNEL OUTDOOR HOLDINGS CCO ANNUAL MEETING DATE: 04/25/2007
ISSUER: 18451C109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
L. LOWRY MAYS Management For For
JAMES M. RAINES Management For For
02 APPROVE THE ADOPTION OF THE CLEAR CHANNEL OUTDOOR Management For For
HOLDINGS, INC. 2006 ANNUAL INCENTIVE PLAN
03 APPROVE THE ADOPTION OF THE CLEAR CHANNEL OUTDOOR Management For For
HOLDINGS, INC. 2005 STOCK INCENTIVE PLAN
- ------------------------------------------------------------------------------------------------------------------------------------
PROVIDENCE AND WORCESTER RAILROAD CO PWX ANNUAL MEETING DATE: 04/25/2007
ISSUER: 743737108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RICHARD ANDERSON Management For For
ROBERT EDER Management For For
JOHN HEALY Management For For
02 AMENDMENT TO THE COMPANY S EMPLOYEE STOCK PURCHASE Management For For
PLAN EXTENDING THE TERM THEREOF FOR AN ADDITIONAL
TEN YEARS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 90 of 234
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STRYKER CORPORATION SYK ANNUAL MEETING DATE: 04/25/2007
ISSUER: 863667101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN W. BROWN Management For For
HOWARD E. COX, JR. Management For For
DONALD M. ENGELMAN Management For For
JEROME H. GROSSMAN Management For For
LOUISE L. FRANCESCONI Management For For
STEPHEN P. MACMILLAN Management For For
WILLIAM U. PARFET Management For For
RONDA E. STRYKER Management For For
02 APPROVAL OF THE EXECUTIVE BONUS PLAN. Management For For
03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT AUDITORS FOR 2007.
04 SHAREHOLDER PROPOSAL REGARDING GRANTING OF PERFORMANCE-VESTING Shareholder Against For
SHARES TO SENIOR EXECUTIVES.
- ------------------------------------------------------------------------------------------------------------------------------------
THE MCGRAW-HILL COMPANIES, INC. MHP ANNUAL MEETING DATE: 04/25/2007
ISSUER: 580645109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PEDRO ASPE Management For For
ROBERT P. MCGRAW Management For For
H. OCHOA-BRILLEMBOURG Management For For
EDWARD B. RUST, JR. Management For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007.
03 SHAREHOLDER PROPOSAL REQUESTING THE ANNUAL ELECTION Shareholder Against For
OF EACH DIRECTOR.
04 SHAREHOLDER PROPOSAL REQUESTING ADOPTION OF A Shareholder Against For
SIMPLE MAJORITY VOTE.
05 SHAREHOLDER PROPOSAL REQUESTING PUBLIC DISCLOSURE Shareholder Against For
OF CORPORATE POLICIES AND PROCEDURES REGARDING
POLITICAL CONTRIBUTIONS AND THE AMOUNT OF SUCH
CONTRIBUTIONS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 91 of 234
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ALTRIA GROUP, INC. MO ANNUAL MEETING DATE: 04/26/2007
ISSUER: 02209S103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ELIZABETH E. BAILEY Management For For
HAROLD BROWN Management For For
MATHIS CABIALLAVETTA Management For For
LOUIS C. CAMILLERI Management For For
J. DUDLEY FISHBURN Management For For
ROBERT E.R. HUNTLEY Management For For
THOMAS W. JONES Management For For
GEORGE MUNOZ Management For For
LUCIO A. NOTO Management For For
JOHN S. REED Management For For
STEPHEN M. WOLF Management For For
02 RATIFICATION OF THE SELECTION OF INDEPENDENT Management For For
AUDITORS
03 STOCKHOLDER PROPOSAL 1 - CUMULATIVE VOTING Shareholder Against For
04 STOCKHOLDER PROPOSAL 2 - INFORMING CHILDREN OF Shareholder Against For
THEIR RIGHTS IF FORCED TO INCUR SECONDHAND SMOKE
05 STOCKHOLDER PROPOSAL 3 - STOP ALL COMPANY-SPONSORED Shareholder Against For
CAMPAIGNS ALLEGEDLY ORIENTED TO PREVENT YOUTH
FROM SMOKING
06 STOCKHOLDER PROPOSAL 4 - GET OUT OF TRADITIONAL Shareholder Against For
TOBACCO BUSINESS BY 2010
07 STOCKHOLDER PROPOSAL 5 - ANIMAL WELFARE POLICY Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED GLW ANNUAL MEETING DATE: 04/26/2007
ISSUER: 219350105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT F. CUMMINGS, JR. Management For For
EUGENE C. SIT Management For For
WILLIAM D. SMITHBURG Management For For
HANSEL E. TOOKES II Management For For
WENDELL P. WEEKS Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS CORNING S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2007.
03 SHAREHOLDER PROPOSAL RELATING TO THE ELECTION Shareholder Against For
OF EACH DIRECTOR ANNUALLY.
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JENNE K. BRITELL Management For For
JOHN W. CONWAY Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 92 of 234
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CROWN HOLDINGS, INC. CCK ANNUAL MEETING DATE: 04/26/2007
ISSUER: 228368106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
ARNOLD W. DONALD Management For For
WILLIAM G. LITTLE Management For For
HANS J. LOLIGER Management For For
THOMAS A. RALPH Management For For
HUGUES DU ROURET Management For For
ALAN W. RUTHERFORD Management For For
JIM L. TURNER Management For For
WILLIAM S. URKIEL Management For For
02 TO RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS Management For For
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007,
WHICH THE BOARD OF DIRECTORS UNANIMOUSLY RECOMMENDS.
03 TO CONSIDER AND ACT UPON A SHAREHOLDER S PROPOSAL Shareholder Against For
REGARDING MANAGEMENT REMUNERATION, WHICH PROPOSAL
THE BOARD OF DIRECTORS UNANIMOUSLY OPPOSES.
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EDISON INTERNATIONAL EIX ANNUAL MEETING DATE: 04/26/2007
ISSUER: 281020107 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
J.E. BRYSON Management For For
V.C.L. CHANG Management For For
F.A. CORDOVA Management For For
C.B. CURTIS Management For For
B.M. FREEMAN Management For For
L.G. NOGALES Management For For
R.L. OLSON Management For For
J.M. ROSSER Management For For
R.T. SCHLOSBERG, III Management For For
R.H. SMITH Management For For
T.C. SUTTON Management For For
02 RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Management For For
PUBLIC ACCOUNTING FIRM.
03 MANAGEMENT PROPOSAL TO APPROVE THE EDISON INTERNATIONAL Management For For
2007 PERFORMANCE INCENTIVE PLAN.
04 SHAREHOLDER PROPOSAL REGARDING PERFORMANCE-BASED Shareholder Against For
STOCK OPTIONS.
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EMBARQ CORPORATION EQ ANNUAL MEETING DATE: 04/26/2007
ISSUER: 29078E105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PETER C. BROWN Management For For
STEVEN A. DAVIS Management For For
DANIEL R. HESSE Management For For
JOHN P. MULLEN Management For For
WILLIAM A. OWENS Management For For
DINESH C. PALIWAL Management For For
STEPHANIE M. SHERN Management For For
LAURIE A. SIEGEL Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2007 FISCAL YEAR.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 93 of 234
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FISHER COMMUNICATIONS, INC. FSCI ANNUAL MEETING DATE: 04/26/2007
ISSUER: 337756209 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Withhold
COLLEEN B. BROWN Management Withhold Against
DONALD G. GRAHAM, III Management Withhold Against
BRIAN P. MCANDREWS Management Withhold Against
02 APPROVAL OF AMENDMENTS TO THE FISHER COMMUNICATIONS, Management Against Against
INC. INCENTIVE PLAN OF 2001.
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GROUPE DANONE DA ANNUAL MEETING DATE: 04/26/2007
ISSUER: 399449107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
O1 APPROVAL OF THE STATUTORY FINANCIAL STATEMENTS Management For *Management Position Unknown
FOR THE FISCAL YEAR ENDED DECEMBER 31, 2006,
AS SET FORTH IN THE FIRST RESOLUTION OF THE COMPANY
S NOTICE OF MEETING ENCLOSED HEREWITH.
O2 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS Management For *Management Position Unknown
FOR THE FISCAL YEAR ENDED DECEMBER 31, 2006,
AS SET FORTH IN THE SECOND RESOLUTION OF THE
COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH.
O3 APPROVAL OF THE ALLOCATION OF THE EARNINGS FOR Management For *Management Position Unknown
THE FISCAL YEAR ENDED DECEMBER 31, 2006, AS STATED
IN THE STATUTORY FINANCIAL ACCOUNTS, AND SETTING
OF DIVIDEND AT EURO2.00 PER SHARE, AS SET FORTH
IN THE THIRD RESOLUTION OF THE COMPANY S NOTICE
OF MEETING ENCLOSED HEREWITH.
O4 APPROVAL OF THE AGREEMENTS REFERRED TO IN THE Management For *Management Position Unknown
SPECIAL REPORT OF THE STATUTORY AUDITORS, AS
SET FORTH IN THE FOURTH RESOLUTION OF THE COMPANY
S NOTICE OF MEETING ENCLOSED HEREWITH.
O5 RENEWAL OF THE APPOINTMENT OF MR. FRANCK RIBOUD Management For *Management Position Unknown
AS DIRECTOR, AS SET FORTH IN THE FIFTH RESOLUTION
OF THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH.
O6 RENEWAL OF THE APPOINTMENT OF MR. EMMANUEL FABER Management For *Management Position Unknown
AS DIRECTOR, AS SET FORTH IN THE SIXTH RESOLUTION
OF THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH.
O7 RATIFICATION OF THE COOPTATION OF MR. NAOMASA Management For *Management Position Unknown
TSURITANI AS DIRECTOR, AS SET FORTH IN THE SEVENTH
RESOLUTION OF THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
O8 AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS Management For *Management Position Unknown
TO PURCHASE, RETAIN OR TRANSFER THE COMPANY S
SHARES, AS SET FORTH IN THE EIGHTH RESOLUTION
OF THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH.
O9 APPROVAL OF PROJECT DANONE COMMUNITIES, AS SET Management For *Management Position Unknown
FORTH IN THE NINTH RESOLUTION OF THE COMPANY
S NOTICE OF MEETING ENCLOSED HEREWITH.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 94 of 234
E10 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS Management For *Management Position Unknown
TO ISSUE ORDINARY SHARES AND SECURITIES GIVING
ACCESS TO SHARE CAPITAL WITH PREFERENTIAL SUBSCRIPTION
RIGHT OF THE SHAREHOLDERS, AS SET FORTH IN THE
TENTH RESOLUTION OF THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
E11 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS Management For *Management Position Unknown
TO ISSUE ORDINARY SHARES AND SECURITIES GIVING
ACCESS TO SHARE CAPITAL, WITHOUT PREFERENTIAL
SUBSCRIPTION RIGHT OF THE SHAREHOLDERS, BUT WITH
THE RIGHT TO A PRIORITY PERIOD, AS SET FORTH
IN THE ELEVENTH RESOLUTION OF THE COMPANY S NOTICE
OF MEETING ENCLOSED HEREWITH.
E12 AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS Management For *Management Position Unknown
TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED
IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT
PREFERENTIAL SUBSCRIPTION RIGHT OF THE SHAREHOLDERS,
AS SET FORTH IN THE TWELFTH RESOLUTION OF THE
COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH.
E13 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS Management For *Management Position Unknown
TO ISSUE EQUITY SECURITIES AND SECURITIES GIVING
ACCESS TO THE COMPANY S SHARE CAPITAL IN THE
EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY
THE COMPANY, AS SET FORTH IN THE THIRTEENTH RESOLUTION
OF THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH.
E14 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS Management For *Management Position Unknown
TO ISSUE ORDINARY SHARES AND SECURITIES GIVING
ACCESS TO SHARE CAPITAL IN CONSIDERATION FOR
THE CONTRIBUTIONS-IN-KIND GRANTED TO THE COMPANY
AND COMPRISED OF EQUITY SECURITIES OR SECURITIES
GIVING ACCESS TO SHARE CAPITAL, AS SET FORTH
IN THE FOURTEENTH RESOLUTION OF THE COMPANY S
NOTICE OF MEETING ENCLOSED HEREWITH.
E15 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS Management For *Management Position Unknown
TO INCREASE THE COMPANY S SHARE CAPITAL THROUGH
INCORPORATION OF RESERVES, PROFITS, PREMIUMS
OR ANY OTHER AMOUNTS THAT MAY BE CAPITALIZED,
AS SET FORTH IN THE FIFTEENTH RESOLUTION OF THE
COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH.
E16 DELEGATION OF COMPETENCE TO THE BOARD OF DIRECTORS Management For *Management Position Unknown
TO INCREASE THE SHARE CAPITAL IN FAVOR OF THE
MEMBERS OF A COMPANY SAVINGS PLAN, AS SET FORTH
IN THE SIXTEENTH RESOLUTION OF THE COMPANY S
NOTICE OF MEETING ENCLOSED HEREWITH.
E17 AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS Management For *Management Position Unknown
TO GRANT OPTIONS GIVING RIGHT TO PURCHASE SHARES,
AS SET FORTH IN THE SEVENTEENTH RESOLUTION OF
THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH.
E18 AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS Management For *Management Position Unknown
TO ALLOCATE ORDINARY SHARES OF THE COMPANY FREE
OF CHARGE, AS SET FORTH IN THE EIGHTEENTH RESOLUTION
OF THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH.
E19 AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS Management For *Management Position Unknown
TO REDUCE THE SHARE CAPITAL BY CANCELING SHARES,
AS SET FORTH IN THE NINETEENTH RESOLUTION OF
THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH.
E20 DIVISION OF NOMINAL VALUE OF SHARES OF GROUPE Management For *Management Position Unknown
DANONE BY TWO, AS SET FORTH IN THE TWENTIETH
RESOLUTION OF THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
E21 APPROVAL OF POWERS TO EFFECT FORMALITIES, AS Management For *Management Position Unknown
SET FORTH IN THE TWENTY-FIRST RESOLUTION OF THE
COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH.
E22 APPROVAL TO MODIFY THE BYLAWS TO DELETE THE PROVISION Management For *Management Position Unknown
LIMITING SHAREHOLDERS VOTING RIGHTS (RESOLUTION
BY SHAREHOLDERS AND NOT APPROVED BY THE BOARD
OF DIRECTORS), AS SET FORTH IN THE TWENTY-SECOND
RESOLUTION OF THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 95 of 234
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GROUPE DANONE, PARIS AGM MEETING DATE: 04/26/2007
ISSUER: F12033134 ISIN: FR0000120644
SEDOL: B0ZGJH2, B01HK10, B033328, 0799085, 5983560, 5984068, B01HKG5, B018SX1,P1, 5981810, 5984057, 7164437
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* A VERIFICATION PERIOD EXISTS IN FRANCE. VERIFICATION Non-Voting *Management Position Unknown
PERIOD: REGISTERED SHARES: 1 TO 5 DAYS PRIOR
TO THE MEETING DATE, DEPENDS ON COMPANY S BY-LAWS.
BEARER SHARES: 6 DAYS PRIOR TO THE MEETING DATE.
FRENCH RESIDENT SHAREOWNERS MUST COMPLETE,
SIGN AND FORWARD THE PROXY CARD DIRECTLY TO THE
SUB CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN THE NECESSARY CARD,
ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING
APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY
CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED
TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED
INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN
CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD
TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER
YOUR GLOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY,
PLEASE CONTACT YOUR REPRESENTATIVE. TRADES/VOTE
INSTRUCTIONS: SINCE FRANCE MAINTAINS A VERIFICATION
PERIOD, FOR VOTE INSTRUCTIONS SUBMITTED THAT
HAVE A TRADE TRANSACTED (SELL) FOR EITHER THE
FULL SECURITY POSITION OR A PARTIAL AMOUNT AFTER
THE VOTE INSTRUCTION HAS BEEN SUBMITTED AND THE
GLOBAL CUSTODIAN ADVISES OF THE POSITION CHANGE
VIA THE ACCOUNT POSITION COLLECTION PROCESS,
THERE IS A PROCESS IN EFFECT WHICH WILL ADVISE
THE GLOBAL CUSTODIAN OF THE NEW ACCOUNT POSITION
AVAILABLE FOR VOTING. THIS WILL ENSURE THAT THE
LOCAL CUSTODIAN IS INSTRUCTED TO AMEND THE VOTE
INSTRUCTION AND RELEASE THE SHARES FOR SETTLEMENT
OF THE SALE TRANSACTION. THIS PROCEDURE PERTAINS
TO SALE TRANSACTIONS WITH A SETTLEMENT DATE PRIOR
TO MEETING DATE + 1
* PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown
YOU
O.1 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management For *Management Position Unknown
AND THE AUDITORS AND APPROVE THE COMPANY S FINANCIAL
STATEMENTS FOR THE YE 31 DEC 2006, AS PRESENTED
O.2 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management For *Management Position Unknown
AND THE AUDITORS AND APPROVE THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE SAID FY, IN THE
FORM PRESENTED TO THE MEETING
O.3 APPROVE THAT THE EARNINGS FOR THE FY OF EUR 873,582,156.27, Management For *Management Position Unknown
PLUS THE RETAINEDEARNINGS OF EUR 1,751,850,933.96,
I.E. DISTRIBUTABLE INCOME OF EUR 2,625,433,090.23
BE APPROPRIATED AS FOLLOWS: DIVIDENDS: EUR 521,729,492.00;
RETAINED EARNINGS: EUR 2,103,703,598.23; THE
SHAREHOLDERS WILL RECEIVE A NET DIVIDEND OF EUR
2.00 PER SHARE, AND WILL ENTITLE TO THE 40% DEDUCTION
PROVIDED BY THE FRENCH TAX CODE; THIS DIVIDEND
WILL BE PAID ON 10 MAY 2007; IN THE EVENT THAT
THE COMPANY HOLDS SOME OF ITS OWN SHARES ON SUCH
DATE, THE AMOUNT OF THE UNPAID DIVIDEND ON SUCH
SHARES SHALL BE ALLOCATED TO THE RETAINED EARNINGS
ACCOUNT
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 96 of 234
O.4 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For *Management Position Unknown
AGREEMENTS GOVERNED BY ARTICLESL.225-38 ET SEQ.
OF THE FRENCH COMMERCIAL CODE AND APPROVE THE
SAID REPORT, THE AGREEMENTS REFERRED TO THEREIN
AND THE ONES AUTHORIZED EARLIER AND WHICH REMAINED
IN FORCE DURING THE FY
O.5 APPROVE TO RENEW THE APPOINTMENT OF MR. FRANCK Management For *Management Position Unknown
RIBOUD AS A DIRECTOR FOR A 3 YEAR PERIOD
O.6 APPROVE TO RENEW THE APPOINTMENT OF MR. EMMANUEL Management For *Management Position Unknown
FABER AS A DIRECTOR FOR A 3 YEAR PERIOD
O.7 RATIFY THE CO-OPTATION OF MR. NAOMASA TSURITANI Management For *Management Position Unknown
AS A DIRECTOR, UNTIL THE SHAREHOLDERS MEETING
CALLED TO APPROVE THE FINANCIAL STATEMENTS FOR
THE FY 2007
O.8 AUTHORIZE THE BOARD OF DIRECTORS TO PURCHASE, Management For *Management Position Unknown
KEEP OR TRANSFER THE COMPANY S SHARES IN CONNECTION
WITH A SHARE BUYBACK PROGRAM, SUBJECT TO THE
CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE
PRICE: EUR 160.00; MAXIMUM NUMBER OF SHARES TO
BE ACQUIRED: 10% OF THE TOTAL NUMBER OF SHARES
COMPRISING THE SHARE CAPITAL, I.E. 26,086,474
SHARES, MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS:
EUR 4,173,835,840.00; THE NUMBER OF SHARES ACQUIRED
BY THE COMPANY WITH A VIEW TO THEIR RETENTION
OR THEIR SUBSEQUENT DELIVERY IN PAYMENT OR EXCHANGE
AS PART OF AN EXTERNAL GROWTH OPERATION CANNOT
EXCEED 5% OF ITS CAPITAL, IT SUPERSEDES THE ONE
GRANTED BY THE COMBINED SHAREHOLDERS MEETING
OF 27 APR 2006 IN ITS RESOLUTION 10; AUTHORITY
EXPIRES AFTER THE END OF 18 MONTH PERIOD; AND
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
O.9 ACKNOWLEDGE THAT, IN ORDER TO CARRY ON ITS COMMITMENT, Management For *Management Position Unknown
WHICH IS FOOD FOR HEALTH FOR THE MOST OF THE
PEOPLE AND AS PART OF THE UPDATING OF ITS DUAL
COMMITMENT TO BUSINESS PERFORMANCE AND SOCIAL
PROGRESS, THE COMPANY WISHES TO LAUNCH A WORLDWIDE
PROGRAM, FOCUSING ON THE CREATION OF A COMPANY
DEVELOPMENT FUND, WITH A SOCIAL AIM, CALLED DANONE
COMMUNITIES; AND THE SUBSCRIPTION BY THE COMPANY
OF UNIT TRUST DANONE COMMUNITIES SHARES
E.10 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management Position Unknown
THE CAPITAL ON ONE OR MORE OCCASIONS, IN FRANCE
OR ABROAD, BY ISSUANCE, WITH THE SHAREHOLDERS
PREFERRED SUBSCRIPTION RIGHTS MAINTAINED, OF
SHARES IN THE COMPANY AND SECURITIES GIVING ACCESS
TO THE COMPANY S CAPITAL, THE CEILING OF THE
NOMINAL AMOUNT OF CAPITAL INCREASE TO BE CARRIED
OUT UNDER THIS DELEGATION OF AUTHORITY IS EUR
45,000,000.00; THE NOMINAL AMOUNT OF ORDINARY
SHARES TO BE ISSUED BY VIRTUE OF THE RESOLUTIONS
E.11, E.12, E.13 AND E.14 SHALL COUNT AGAINST
THIS AMOUNT, THE MAXIMUM NOMINAL AMOUNT OF DEBT
SECURITIES TO BE ISSUED SHALL NOT EXCEED EUR
2,000,000,000.00; THIS CEILING IS COMMON TO THE
ISSUANCE OF DEBT SECURITIES GIVING ACCESS TO
THE COMPANY S CAPITAL CARRIED OUT BY VIRTUE OF
THE RESOLUTIONS E.11, E.12, E.13 AND E.14, BUT
DISTINCT FROM THE CEILING OF EUR 4,000,000,000.00
CORRESPONDING TO THE ISSUANCE OF DEBT SECURITIES
DECIDED BY VIRTUE OF THE AUTHORIZATION GRANTED
BY THE SHAREHOLDERS MEETING OF 27 APR 2006 IN
ITS RESOLUTION 11, IT SUPERSEDES THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS MEETING OF 22 APR
2005 IN ITS RESOLUTION 14.; AUTHORITY EXPIRES
AFTER THE END OF A 26 MONTH PERIOD; AND TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 97 of 234
E.11 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management Position Unknown
THE CAPITAL, ON ONE OR MORE OCCASIONS, IN FRANCE
OR ABROAD AND BY WAY OF A PUBLIC OFFERING, BY
ISSUANCE, WITH CANCELLATION OF THE SHAREHOLDERS
PREFERRED SUBSCRIPTION RIGHTS BUT WITH THE OBLIGATION
TO GRANT A PRIORITY RIGHT, OF SHARES IN THE COMPANY
AND SECURITIES GIVING ACCESS TO THE COMPANY S
CAPITAL THE CEILING OF THE NOMINAL AMOUNT OF
CAPITAL INCREASES TO BE CARRIED OUT UNDER THIS
DELEGATION OF AUTHORITY IS EUR 33,000,000.00,
THIS CEILING IS COMMON TO THE CAPITAL INCREASES
TO BE CARRIED OUT BY VIRTUE OF THE RESOLUTIONS
E.12, E.13 AND E.14 AND SHALL COUNT AGAINST THE
OVERALL CEILING OF THE RESOLUTION E.10; THE MAXIMUM
NOMINAL AMOUNT OF DEBT SECURITIES TO BE ISSUED
SHALL NOT EXCEED EUR 2,000,000,000.00; THIS CEILING
IS COMMON TO THE ISSUANCE OF DEBT SECURITIES
GIVING ACCESS TO THE COMPANY S CAPITAL CARRIED
OUT BY VIRTUE OF THE RESOLUTIONS 10, 12, 13 AND
14, BUT DISTINCT FROM THE CEILING OF EUR 4,000,000,000.00
CORRESPONDING TO THE ISSUANCE OF DEBT SECURITIES
DECIDED BY VIRTUE OF THE; AUTHORIZATION GRANTED
BY THE SHAREHOLDERS MEETING OF 27 APR 2006 IN
ITS RESOLUTION 11, IT SUPERSEDES THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS MEETING OF 22 APR
2005 IN ITS RESOLUTION 15; AUTHORITY EXPIRES
AFTER THE END OF A 26 MONTH PERIOD; AND TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH AL L NECESSARY
FORMALITIES
E.12 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management Position Unknown
THE NUMBER OF SECURITIES TO BE ISSUED IN THE
EVENT OF A CAPITAL INCREASE, WITH OR WITHOUT
PREFERENTIAL SUBSCRIPTION OF SHAREHOLDERS IN
ACCORDANCE WITH THE RESOLUTIONS E.10 AND E.11,
ON THE TERMS AND CONDITIONS FIXED BY ARTICLE
L.225-135-1 SUBJECT THAT THE CEILINGS SET FORTH
IN SUCH RESOLUTIONS ARE RESPECTED, IT SUPERSEDES
THE ONE GRANTED BY THE SHAREHOLDERS MEETING
OF 22 APR 2005 IN ITS RESOLUTION 16; AUTHORITY
EXPIRES AFTER THE END OF 26 MONTH PERIOD; AND
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
E.13 AUTHORIZE THE BOARD OF DIRECTORS TO ISSUE ORDINARY Management For *Management Position Unknown
SHARES OF THE COMPANY OR SECURITIES GIVING ACCESS
BY ALL MEANS TO EXISTING OR FUTURE ORDINARY SHARES
OF THE COMPANY, IN CONSIDERATION FOR SECURITIES
TENDERED IN A PUBLIC EXCHANGE OFFER INITIATED
BY THE COMPANY IN FRANCE OR ABROAD CONCERNING
THE SHARES OF ANOTHER COMPANY, THE ISSUES CARRIED
OUT BY VIRTUE OF THE PRESENT RESOLUTION MUST
RESPECT THE CEILINGS SET FORTH IN THE RESOLUTION
E.11, IT SUPERSEDES THE DELEGATION GRANTED BY
THE SHAREHOLDERS MEETING OF 22 APR 2005 IN ITS
RESOLUTION 17; AUTHORITY EXPIRES AFTER THE END
OF 26 MONTH PERIOD; AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 98 of 234
E.14 AUTHORIZE THE BOARD OF DIRECTORS, TO INCREASE Management For *Management Position Unknown
THE SHARE UP TO 10% OF THE SHARE CAPITAL, BY
WAY OF ISSUING ORDINARY SHARES OF THE COMPANY
OR SECURITIES GIVING ACCESS TO THE COMPANY CAPITAL,
IN CONSIDERATION FOR THE CONTRIBUTIONS IN KIND
GRANTED TO THE COMPANY AND COMPRISED OF CAPITAL
SECURITIES OR SECURITIES GIVING ACCESS TO SHARE
CAPITAL THE ISSUES CARRIED OUT BY VIRTUE OF THE
PRESENT DELEGATION SHALL ALSO RESPECT THE CEILINGS
SET FORTH IN THE RESOLUTION E.11 OF THE PRESENT
SHAREHOLDERS MEETING, IT SUPERSEDES THE DELEGATION
GRANTED BY THE SHAREHOLDERS MEETING OF 22 APR
2005 IN ITS RESOLUTION 18; AUTHORITY EXPIRES
AFTER THE END OF A 26 MONTH PERIOD; AND TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
E.15 AUTHORITY THE BOARD OF DIRECTORS TO INCREASE Management For *Management Position Unknown
THE SHARE CAPITAL, IN ONE OR MORE OCCASIONS,
UP TO A MAXIMUM NOMINAL AMOUNT OF EUR 33,000,000.00,
BY WAY OF CAPITALIZING RESERVES, PROFITS OR PREMIUMS
OR OTHER MEANS, PROVIDED THAT SUCH CAPITALIZATION
IS ALLOWED BY LAW AND UNDER THE BY-LAWS, BY ISSUING
BONUS SHARES OR RAISING THE PAR VALUE OF EXISTING
SHARES, OR BY A COMBINATION OF THESE METHODS,
IT SUPERSEDES THE ONE GRANTED BY THE SHAREHOLDERS
MEETING OF 22 APR 2005 IN ITS RESOLUTION 20;
AUTHORITY EXPIRES AFTER THE END OF A 26-MONTH
PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
E.16 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management Position Unknown
THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS,
IN FAVOR OF EMPLOYEES OF THE COMPANY AND ITS
RELATED COMPANIES WHO ARE THE MEMBERS OF A COMPANY
SAVINGS PLAN, AND FOR A NOMINAL AMOUNT THAT SHALL
NOT EXCEED EUR 3,000,000.00, THIS AUTHORIZATION
SUPERSEDES THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS
MEETING OF 27 APR 2006 IN ITS RESOLUTION 12;
AUTHORITY EXPIRES AFTER THE END OF A 26 MONTH
PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
E.17 AUTHORIZE THE BOARD OF DIRECTORS TO GRANT, IN Management For *Management Position Unknown
ONE OR MORE TRANSACTIONS, TO THE EMPLOYEES AND
CORPORATE OFFICERS OF THE COMPANY AND RELATED
COMPANIES, OPTIONS GIVING THE RIGHT TO PURCHASE
EXISTING SHARES OF THE COMPANY, IT BEING PROVIDED
THAT THE OPTIONS SHALL NOT GIVE RIGHTS TO A TOTAL
NUMBER OF SHARES, WHICH SHALL EXCEED 3,000,000
COMPANY S SHARES, IT SUPERSEDES THE ONE GRANTED
BY THE SHAREHOLDERS MEETING OF 22 APR 2005 IN
ITS RESOLUTION 22; AUTHORITY EXPIRES AFTER THE
END OF A 26 MONTH PERIOD; AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.18 AUTHORIZE THE BOARD OF DIRECTORS TO GRANT, FOR Management For *Management Position Unknown
FREE, ON ONE OR MORE OCCASIONS, EXISTING OR FUTURE
SHARES, IN FAVOR OF THE EMPLOYEES OR THE CORPORATE
OFFICERS OF THE COMPANY AND RELATED COMPANIES,
THEY MAY NOT REPRESENT MORE THAN 1,000,000 SHARES,
IT SUPERSEDES THE ONE GRANTED BY THE SHAREHOLDERS
MEETING OF 22 APR 2005 IN ITS RESOLUTION 23;
AUTHORITY EXPIRES AFTER THE END OF A 26 MONTH
PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 99 of 234
E.19 AUTHORIZE THE BOARD OF DIRECTORS TO REDUCE THE Management For *Management Position Unknown
SHARE CAPITAL, ON ONE OR MORE OCCASIONS, BY CANCELING
ALL OR PART OF THE SHARES HELD BY THE COMPANY
IN CONNECTION WITH A STOCK REPURCHASE PLAN, UP
TO A MAXIMUM OF 10% OF THE SHARE CAPITAL OVER
A 24 MONTH PERIOD, IT SUPERSEDES THE ONE GRANTED
BY THE SHAREHOLDERS MEETING OF 22 APR 2005 IN
ITS RESOLUTION 24; AUTHORITY EXPIRES AFTER THE
END OF A 24 MONTH PERIOD; AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.20 APPROVE TO REDUCE THE NOMINAL VALUE OF THE, SHARES Management For *Management Position Unknown
FROM EUR 0.50 TO EUR 0.25,CONSEQUENTLY, THE MAXIMUM
PURCHASE PRICE FIXED BY THE RESOLUTION O.8 WILL
AMOUNT TO EUR 80.00, THE MAXIMUM AMOUNT OF SHARES
TO BE PURCHASED IN RESOLUTION E.17 WILL BE 6,000,000
SHARES, THE MAXIMUM AMOUNT OF SHARES TO BE GRANTED
FOR FREE IN RESOLUTION E.18 TO THE EMPLOYEES
AND THE CORPORATE OFFICERS WILL BE 2,000,000
SHARES; AND AUTHORIZE THE BOARD OF DIRECTORS
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
E.21 GRANT FULL POWERS TO THE BEARER OF AN ORIGINAL, Management For *Management Position Unknown
A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER
FORMALITIES PRESCRIBED BY LAW
- ------------------------------------------------------------------------------------------------------------------------------------
GROUPE DANONE, PARIS MIX MEETING DATE: 04/26/2007
ISSUER: F12033134 ISIN: FR0000120644
SEDOL: B0ZGJH2, B01HK10, B033328, 0799085, 5983560, 5984068, B01HKG5, B018SX1,P1, 5981810, 5984057, 7164437
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN Non-Voting *Management Position Unknown
AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB
CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN THE NECESSARY CARD,
ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING
APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY
CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED
TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED
INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN
CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD
TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER
YOUR GLOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY,
PLEASE CONTACT YOUR REPRESENTATIVE
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting *Management Position Unknown
ID 366774 DUE TO RECEIPT OF ADDITIONAL RESOLUTION.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
O.1 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management For *Management Position Unknown
AND THE AUDITORS AND APPROVE THE COMPANY S FINANCIAL
STATEMENTS FOR THE YE 31 DEC 2006, AS PRESENTED
O.2 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management For *Management Position Unknown
AND THE AUDITORS AND APPROVE THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE SAID FY, IN THE
FORM PRESENTED TO THE MEETING
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 100 of 234
O.3 APPROVE THAT THE EARNINGS FOR THE FY OF EUR 873,582,156.27, Management For *Management Position Unknown
PLUS THE RETAINEDEARNINGS OF EUR 1,751,850,933.96,
I.E. DISTRIBUTABLE INCOME OF EUR 2,625,433,090.23
BE APPROPRIATED AS FOLLOWS: DIVIDENDS: EUR 521,729,492.00;
RETAINED EARNINGS: EUR 2,103,703,598.23; THE
SHAREHOLDERS WILL RECEIVE A NET DIVIDEND OF EUR
2.00 PER SHARE, AND WILL ENTITLE TO THE 40% DEDUCTION
PROVIDED BY THE FRENCH TAX CODE; THIS DIVIDEND
WILL BE PAID ON 10 MAY 2007; IN THE EVENT THAT
THE COMPANY HOLDS SOME OF ITS OWN SHARES ON SUCH
DATE, THE AMOUNT OF THE UNPAID DIVIDEND ON SUCH
SHARES SHALL BE ALLOCATED TO THE RETAINED EARNINGS
ACCOUNT
O.4 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For *Management Position Unknown
AGREEMENTS GOVERNED BY ARTICLESL.225-38 ET SEQ.
OF THE FRENCH COMMERCIAL CODE AND APPROVE THE
SAID REPORT, THE AGREEMENTS REFERRED TO THEREIN
AND THE ONES AUTHORIZED EARLIER AND WHICH REMAINED
IN FORCE DURING THE FY
O.5 APPROVE TO RENEW THE APPOINTMENT OF MR. FRANCK Management For *Management Position Unknown
RIBOUD AS A DIRECTOR FOR A 3 YEAR PERIOD
O.6 APPROVE TO RENEW THE APPOINTMENT OF MR. EMMANUEL Management For *Management Position Unknown
FABER AS A DIRECTOR FOR A 3 YEAR PERIOD
O.7 RATIFY THE CO-OPTATION OF MR. NAOMASA TSURITANI Management For *Management Position Unknown
AS A DIRECTOR, UNTIL THE SHAREHOLDERS MEETING
CALLED TO APPROVE THE FINANCIAL STATEMENTS FOR
THE FY 2007
O.8 AUTHORIZE THE BOARD OF DIRECTORS: TO PURCHASE, Management For *Management Position Unknown
KEEP OR TRANSFER THE COMPANY SSHARES IN CONNECTION
WITH A SHARE BUYBACK PROGRAM, SUBJECT TO THE
CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE
PRICE: EUR 160.00; MAXIMUM NUMBER OF SHARES TO
BE ACQUIRED: 10% OF THE TOTAL NUMBER OF SHARES
COMPRISING THE SHARE CAPITAL, I.E. 26,086,474
SHARES, MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS:
EUR 4,173,835,840.00; THE NUMBER OF SHARES ACQUIRED
BY THE COMPANY WITH A VIEW TO THEIR RETENTION
OR THEIR SUBSEQUENT DELIVERY IN PAYMENT OR EXCHANGE
AS PART OF AN EXTERNAL GROWTH OPERATION CANNOT
EXCEED 5% OF ITS CAPITAL, IT SUPERSEDES THE ONE
GRANTED BY THE COMBINED SHAREHOLDERS MEETING
OF 27 APR 2006 IN ITS RESOLUTION 10; AUTHORITY
EXPIRES AFTER THE END OF 18 MONTH PERIOD; AND
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
O.9 ACKNOWLEDGE THAT, IN ORDER TO CARRY ON ITS COMMITMENT, Management For *Management Position Unknown
WHICH IS FOOD FOR HEALTH FOR THE MOST OF THE
PEOPLE AND AS PART OF THE UPDATING OF ITS DUAL
COMMITMENT TO BUSINESS PERFORMANCE AND SOCIAL
PROGRESS, THE COMPANY WISHES TO LAUNCH A WORLDWIDE
PROGRAM, FOCUSING ON THE CREATION OF A COMPANY
DEVELOPMENT FUND, WITH A SOCIAL AIM, CALLED DANONE
COMMUNITIES; AND THE SUBSCRIPTION BY THE COMPANY
OF UNIT TRUST DANONE COMMUNITIES SHARES
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 101 of 234
E.10 AUTHORIZE THE BOARD OF DIRECTORS: TO INCREASE Management For *Management Position Unknown
THE CAPITAL ON ONE OR MORE OCCASIONS, IN FRANCE
OR ABROAD, BY ISSUANCE, WITH THE SHAREHOLDERS
PREFERRED SUBSCRIPTION RIGHTS MAINTAINED, OF
SHARES IN THE COMPANY AND SECURITIES GIVING ACCESS
TO THE COMPANY S CAPITAL, THE CEILING OF THE
NOMINAL AMOUNT OF CAPITAL INCREASE TO BE CARRIED
OUT UNDER THIS DELEGATION OF AUTHORITY IS EUR
45,000,000.00; THE NOMINAL AMOUNT OF ORDINARY
SHARES TO BE ISSUED BY VIRTUE OF THE RESOLUTIONS
E.11, E.12, E.13 AND E.14 SHALL COUNT AGAINST
THIS AMOUNT, THE MAXIMUM NOMINAL AMOUNT OF DEBT
SECURITIES TO BE ISSUED SHALL NOT EXCEED EUR
2,000,000,000.00; THIS CEILING IS COMMON TO THE
ISSUANCE OF DEBT SECURITIES GIVING ACCESS TO
THE COMPANY S CAPITAL CARRIED OUT BY VIRTUE OF
THE RESOLUTIONS E.11, E.12, E.13 AND E.14, BUT
DISTINCT FROM THE CEILING OF EUR 4,000,000,000.00
CORRESPONDING TO THE ISSUANCE OF DEBT SECURITIES
DECIDED BY VIRTUE OF THE AUTHORIZATION GRANTED
BY THE SHAREHOLDERS MEETING OF 27 APR 2006 IN
ITS RESOLUTION 11, IT SUPERSEDES THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS MEETING OF 22 APR
2005 IN ITS RESOLUTION 14; AUTHORITY EXPIRES
AFTER THE END OF A 26 MONTH PERIOD; AND TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
E.11 AUTHORIZE THE BOARD OF DIRECTORS: TO INCREASE Management For *Management Position Unknown
THE CAPITAL, ON ONE OR MORE OCCASIONS, IN FRANCE
OR ABROAD AND BY WAY OF A PUBLIC OFFERING, BY
ISSUANCE, WITH CANCELLATION OF THE SHAREHOLDERS
PREFERRED SUBSCRIPTION RIGHTS BUT WITH THE OBLIGATION
TO GRANT A PRIORITY RIGHT, OF SHARES IN THE COMPANY
AND SECURITIES GIVING ACCESS TO THE COMPANY S
CAPITAL THE CEILING OF THE NOMINAL AMOUNT OF
CAPITAL INCREASES TO BE CARRIED OUT UNDER THIS
DELEGATION OF AUTHORITY IS EUR 33,000,000.00,
THIS CEILING IS COMMON TO THE CAPITAL INCREASES
TO BE CARRIED OUT BY VIRTUE OF THE RESOLUTIONS
E.12, E.13 AND E.14 AND SHALL COUNT AGAINST THE
OVERALL CEILING OF THE RESOLUTION E.10; THE MAXIMUM
NOMINAL AMOUNT OF DEBT SECURITIES TO BE ISSUED
SHALL NOT EXCEED EUR 2,000,000,000.00; THIS CEILING
IS COMMON TO THE ISSUANCE OF DEBT SECURITIES
GIVING ACCESS TO THE COMPANY S CAPITAL CARRIED
OUT BY VIRTUE OF THE RESOLUTIONS 10, 12, 13 AND
14, BUT DISTINCT FROM THE CEILING OF EUR 4,000,000,000.00
CORRESPONDING TO THE ISSUANCE OF DEBT SECURITIES
DECIDED BY VIRTUE OF THE; AUTHORIZATION GRANTED
BY THE SHAREHOLDERS MEETING OF 27 APR 2006 IN
ITS RESOLUTION 11, IT SUPERSEDES THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS MEETING OF 22 APR
2005 IN ITS RESOLUTION 15; AUTHORITY EXPIRES
AFTER THE END OF A 26 MONTH PERIOD; AND TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
E.12 AUTHORIZE THE BOARD OF DIRECTORS: TO INCREASE Management For *Management Position Unknown
THE NUMBER OF SECURITIES TO BE ISSUED IN THE
EVENT OF A CAPITAL INCREASE, WITH OR WITHOUT
PREFERENTIAL SUBSCRIPTION OF SHAREHOLDERS IN
ACCORDANCE WITH THE RESOLUTIONS E.10 AND E.11,
ON THE TERMS AND CONDITIONS FIXED BY ARTICLE
L.225-135-1 SUBJECT THAT THE CEILINGS SET FORTH
IN SUCH RESOLUTIONS ARE RESPECTED, IT SUPERSEDES
THE ONE GRANTED BY THE SHAREHOLDERS MEETING
OF 22 APR 2005 IN ITS RESOLUTION 16; AUTHORITY
EXPIRES AFTER THE END OF 26 MONTH PERIOD; AND
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
E.13 AUTHORIZE THE BOARD OF DIRECTORS: TO ISSUE ORDINARY Management For *Management Position Unknown
SHARES OF THE COMPANY OR SECURITIES GIVING ACCESS
BY ALL MEANS TO EXISTING OR FUTURE ORDINARY SHARES
OF THE COMPANY, IN CONSIDERATION FOR SECURITIES
TENDERED IN A PUBLIC EXCHANGE OFFER INITIATED
BY THE COMPANY IN FRANCE OR ABROAD CONCERNING
THE SHARES OF ANOTHER COMPANY, THE ISSUES CARRIED
OUT BY VIRTUE OF THE PRESENT RESOLUTION MUST
RESPECT THE CEILINGS SET FORTH IN THE RESOLUTION
E.11, IT SUPERSEDES THE DELEGATION GRANTED BY
THE SHAREHOLDERS MEETING OF 22 APR 2005 IN ITS
RESOLUTION 17; AUTHORITY EXPIRES AFTER THE END
OF 26 MONTH PERIOD; AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 102 of 234
E.14 AUTHORIZE THE BOARD OF DIRECTORS: TO INCREASE Management For *Management Position Unknown
THE SHARE UP TO 10% OF THE SHARE CAPITAL, BY
WAY OF ISSUING ORDINARY SHARES OF THE COMPANY
OR SECURITIES GIVING ACCESS TO THE COMPANY CAPITAL,
IN CONSIDERATION FOR THE CONTRIBUTIONS IN KIND
GRANTED TO THE COMPANY AND COMPRISED OF CAPITAL
SECURITIES OR SECURITIES GIVING ACCESS TO SHARE
CAPITAL THE ISSUES CARRIED OUT BY VIRTUE OF THE
PRESENT DELEGATION SHALL ALSO RESPECT THE CEILINGS
SET FORTH IN THE RESOLUTION E.11 OF THE PRESENT
SHAREHOLDERS MEETING, IT SUPERSEDES THE DELEGATION
GRANTED BY THE SHAREHOLDERS MEETING OF 22 APR
2005 IN ITS RESOLUTION 18; AUTHORITY EXPIRES
AFTER THE END OF A 26 MONTH PERIOD; AND TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
E.15 AUTHORITY THE BOARD OF DIRECTORS: TO INCREASE Management For *Management Position Unknown
THE SHARE CAPITAL, IN ONE OR MORE OCCASIONS,
UP TO A MAXIMUM NOMINAL AMOUNT OF EUR 33,000,000.00,
BY WAY OF CAPITALIZING RESERVES, PROFITS OR PREMIUMS
OR OTHER MEANS, PROVIDED THAT SUCH CAPITALIZATION
IS ALLOWED BY LAW AND UNDER THE BY-LAWS, BY ISSUING
BONUS SHARES OR RAISING THE PAR VALUE OF EXISTING
SHARES, OR BY A COMBINATION OF THESE METHODS,
IT SUPERSEDES THE ONE GRANTED BY THE SHAREHOLDERS
MEETING OF 22 APR 2005 IN ITS RESOLUTION 20;
AUTHORITY EXPIRES AFTER THE END OF A 26-MONTH
PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
E.16 AUTHORIZE THE BOARD OF DIRECTORS: TO INCREASE Management For *Management Position Unknown
THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS,
IN FAVOR OF EMPLOYEES OF THE COMPANY AND ITS
RELATED COMPANIES WHO ARE THE MEMBERS OF A COMPANY
SAVINGS PLAN, AND FOR A NOMINAL AMOUNT THAT SHALL
NOT EXCEED EUR 3,000,000.00, THIS AUTHORIZATION
SUPERSEDES THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS
MEETING OF 27 APR 2006 IN ITS RESOLUTION 12;
AUTHORITY EXPIRES AFTER THE END OF A 26 MONTH
PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
E.17 AUTHORIZE THE BOARD OF DIRECTORS: TO GRANT, IN Management For *Management Position Unknown
ONE OR MORE TRANSACTIONS, TO THE EMPLOYEES AND
CORPORATE OFFICERS OF THE COMPANY AND RELATED
COMPANIES, OPTIONS GIVING THE RIGHT TO PURCHASE
EXISTING SHARES OF THE COMPANY, IT BEING PROVIDED
THAT THE OPTIONS SHALL NOT GIVE RIGHTS TO A TOTAL
NUMBER OF SHARES, WHICH SHALL EXCEED 3,000,000
COMPANY S SHARES, IT SUPERSEDES THE ONE GRANTED
BY THE SHAREHOLDERS MEETING OF 22 APR 2005 IN
ITS RESOLUTION 22; AUTHORITY EXPIRES AFTER THE
END OF A 26 MONTH PERIOD; AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.18 AUTHORIZE THE BOARD OF DIRECTORS: TO GRANT, FOR Management For *Management Position Unknown
FREE, ON ONE OR MORE OCCASIONS, EXISTING OR FUTURE
SHARES, IN FAVOR OF THE EMPLOYEES OR THE CORPORATE
OFFICERS OF THE COMPANY AND RELATED COMPANIES,
THEY MAY NOT REPRESENT MORE THAN 1,000,000 SHARES,
IT SUPERSEDES THE ONE GRANTED BY THE SHAREHOLDERS
MEETING OF 22 APR 2005 IN ITS RESOLUTION 23;
AUTHORITY EXPIRES AFTER THE END OF A 26 MONTH
PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 103 of 234
E.19 AUTHORIZE THE BOARD OF DIRECTORS: TO REDUCE THE Management For *Management Position Unknown
SHARE CAPITAL, ON ONE OR MOREOCCASIONS, BY CANCELING
ALL OR PART OF THE SHARES HELD BY THE COMPANY
IN CONNECTION WITH A STOCK REPURCHASE PLAN, UP
TO A MAXIMUM OF 10% OF THE SHARE CAPITAL OVER
A 24 MONTH PERIOD, IT SUPERSEDES THE ONE GRANTED
BY THE SHAREHOLDERS MEETING OF 22 APR 2005 IN
ITS RESOLUTION 24; AUTHORITY EXPIRES AFTER THE
END OF A 24 MONTH PERIOD; AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.20 APPROVE TO REDUCE THE NOMINAL VALUE OF THE, SHARES Management For *Management Position Unknown
FROM EUR 0.50 TO EUR 0.25,CONSEQUENTLY, THE MAXIMUM
PURCHASE PRICE FIXED BY THE RESOLUTION O.8 WILL
AMOUNT TO EUR 80.00, THE MAXIMUM AMOUNT OF SHARES
TO BE PURCHASED IN RESOLUTION E.17 WILL BE 6,000,000
SHARES, THE MAXIMUM AMOUNT OF SHARES TO BE GRANTED
FOR FREE IN RESOLUTION E.18 TO THE EMPLOYEES
AND THE CORPORATE OFFICERS WILL BE 2,000,000
SHARES; AND AUTHORIZE THE BOARD OF DIRECTORS
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
E.21 GRANT FULL POWERS TO THE BEARER OF AN ORIGINAL, Management For *Management Position Unknown
A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER
FORMALITIES PRESCRIBED BY LAW
A. PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: Shareholder Abstain *Management Position Unknown
AMEND THE ARTICLE 26.II OF THE BYLAWS IN ORDER
TO CANCEL THE PROVISIONS LIMITING THE VOTING
RIGHTS OF THE SHAREHOLDERS IN A SHAREHOLDER MEETING
TO 6% OF THE SIMPLE VOTING RIGHTS AND TO 12%
OF THE DOUBLE VOTING RIGHTS HELD BY A SHAREHOLDER
- ------------------------------------------------------------------------------------------------------------------------------------
HARRAH'S ENTERTAINMENT, INC. HET ANNUAL MEETING DATE: 04/26/2007
ISSUER: 413619107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
STEPHEN F. BOLLENBACH Management For For
RALPH HORN Management For For
GARY W. LOVEMAN Management For For
BOAKE A. SELLS Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE 2007
CALENDAR YEAR.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 104 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON JNJ ANNUAL MEETING DATE: 04/26/2007
ISSUER: 478160104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MARY S. COLEMAN Management For For
JAMES G. CULLEN Management For For
MICHAEL M.E. JOHNS Management For For
ARNOLD G. LANGBO Management For For
SUSAN L. LINDQUIST Management For For
LEO F. MULLIN Management For For
CHRISTINE A. POON Management For For
CHARLES PRINCE Management For For
STEVEN S REINEMUND Management For For
DAVID SATCHER Management For For
WILLIAM C. WELDON Management For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
03 PROPOSAL ON MAJORITY VOTING REQUIREMENTS FOR Shareholder Against For
DIRECTOR NOMINEES
04 PROPOSAL ON SUPPLEMENTAL RETIREMENT PLAN Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION LMT ANNUAL MEETING DATE: 04/26/2007
ISSUER: 539830109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
E.C.'PETE'ALDRIDGE, JR. Management For For
NOLAN D. ARCHIBALD Management For For
MARCUS C. BENNETT Management For For
JAMES O. ELLIS, JR. Management For For
GWENDOLYN S. KING Management For For
JAMES M. LOY Management For For
DOUGLAS H. MCCORKINDALE Management For For
EUGENE F. MURPHY Management For For
JOSEPH W. RALSTON Management For For
FRANK SAVAGE Management For For
JAMES M. SCHNEIDER Management For For
ANNE STEVENS Management For For
ROBERT J. STEVENS Management For For
JAMES R. UKROPINA Management For For
DOUGLAS C. YEARLEY Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS Shareholder Against For
04 STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN Shareholder Against For
05 STOCKHOLDER PROPOSAL BY THE SISTERS OF MERCY Shareholder Against For
OF THE AMERICAS, REGIONAL COMMUNITY OF DETROIT
CHARITABLE TRUST AND OTHER GROUPS
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 105 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
MEDIA GENERAL, INC. MEG ANNUAL MEETING DATE: 04/26/2007
ISSUER: 584404107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Withhold
CHARLES A. DAVIS Management Withhold Against
RODNEY A. SMOLLA Management Withhold Against
WALTER E. WILLIAMS Management Withhold Against
02 APPROVE AMENDMENTS TO THE 1995 LONG-TERM INCENTIVE Management Against Against
PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
NOBEL BIOCARE HOLDING AG, KLOTEN AGM MEETING DATE: 04/26/2007
ISSUER: H5783Q106 ISIN: CH0014030040 BLOCKING
SEDOL: 7389713, 7385722, 7413322, B02VBF2
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN OGM. THANK YOU. Non-Voting *Management Position Unknown
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown
IN THIS MARKET. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
1. RECEIVE THE ANNUAL REPORT AND THE CONSOLIDATED Management Take No *Management Position Unknown
FINANCIAL STATEMENTS FOR 2006 REPORT OF THE GROUP Action
AUDITORS
2. APPROVE THE STATUTORY FINANCIAL STATEMENTS OF Management Take No *Management Position Unknown
NOBEL BIOCARE HOLDING AG FOR 2006, THE REPORT Action
OF THE STATUTORY AUDITORS
3. APPROVE THE APPROPRIATION OF AVAILABLE EARNINGS Management Take No *Management Position Unknown
DIVIDEND FOR 2006 Action
4. GRANT DISCHARGE OF THE BOARD OF DIRECTORS Management Take No *Management Position Unknown
Action
5.1 RE-ELECT MR. STIG ERIKKSON AS A MEMBER OF THE Management Take No *Management Position Unknown
BOARD OF DIRECTORS Action
5.2 RE-ELECT MR. ANTOINE FIRMENICH AS A MEMBER OF Management Take No *Management Position Unknown
THE BOARD OF DIRECTORS Action
5.3 RE-ELECT MR. ROBERT LILJA AS A MEMBER OF THE Management Take No *Management Position Unknown
BOARD OF DIRECTORS Action
5.4 RE-ELECT MR. JANE ROYSTON AS A MEMBER OF THE Management Take No *Management Position Unknown
BOARD OF DIRECTORS Action
5.5 RE-ELECT MR. DOMENICO SCALA AS A MEMBER OF THE Management Take No *Management Position Unknown
BOARD OF DIRECTORS Action
5.6 RE-ELECT MR. ROLF SOIRON AS A MEMBER OF THE BOARD Management Take No *Management Position Unknown
OF DIRECTORS Action
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 106 of 234
5.7 RE-ELECT MR. ERNST ZAENGERLE AS A MEMBER OF THE Management Take No *Management Position Unknown
BOARD OF DIRECTORS Action
6. ELECT MR ROLF WATTER AS A NEW MEMBER OF THE BOARD Management Take No *Management Position Unknown
OF DIRECTORS FOR 1 YEAR TERM OF OFFICE Action
7. RE-ELECT KPMG AG AS THE AUDITORS AND THE GROUP Management Take No *Management Position Unknown
AUDITORS Action
* PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management Position Unknown
OF RECORD DATE AND AUDITORS NAME. PLEASE ALSO
NOTE THE NEW CUT-OFF IS 10 APR 2007. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
- ------------------------------------------------------------------------------------------------------------------------------------
PEPSIAMERICAS, INC. PAS ANNUAL MEETING DATE: 04/26/2007
ISSUER: 71343P200 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1J ELECTION OF DIRECTOR: DEBORAH E. POWELL. Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTANTS.
1A ELECTION OF DIRECTOR: HERBERT M. BAUM. Management For For
1B ELECTION OF DIRECTOR: RICHARD G. CLINE. Management For For
1C ELECTION OF DIRECTOR: MICHAEL J. CORLISS. Management For For
1D ELECTION OF DIRECTOR: PIERRE S. DU PONT. Management For For
1E ELECTION OF DIRECTOR: ARCHIE R. DYKES. Management For For
1F ELECTION OF DIRECTOR: JAROBIN GILBERT, JR. Management For For
1G ELECTION OF DIRECTOR: JAMES R. KACKLEY. Management For For
1H ELECTION OF DIRECTOR: MATTHEW M. MCKENNA. Management For For
1I ELECTION OF DIRECTOR: ROBERT C. POHLAD. Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
PFIZER INC. PFE ANNUAL MEETING DATE: 04/26/2007
ISSUER: 717081103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DENNIS A. AUSIELLO Management For For
MICHAEL S. BROWN Management For For
M. ANTHONY BURNS Management For For
ROBERT N. BURT Management For For
W. DON CORNWELL Management For For
WILLIAM H. GRAY, III Management For For
CONSTANCE J. HORNER Management For For
WILLIAM R. HOWELL Management For For
JEFFREY B. KINDLER Management For For
GEORGE A. LORCH Management For For
DANA G. MEAD Management For For
WILLIAM C. STEERE, JR. Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 107 of 234
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2007.
03 SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE VOTING. Shareholder Against For
04 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON THE Shareholder Against For
RATIONALE FOR EXPORTING ANIMAL EXPERIMENTATION.
05 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON THE Shareholder Against For
FEASIBILITY OF AMENDING PFIZER S CORPORATE POLICY
ON LABORATORY ANIMAL CARE AND USE.
06 SHAREHOLDER PROPOSAL RELATING TO QUALIFICATIONS Shareholder Against For
FOR DIRECTOR NOMINEES.
- ------------------------------------------------------------------------------------------------------------------------------------
SALLY BEAUTY HOLDINGS, INC. SBH ANNUAL MEETING DATE: 04/26/2007
ISSUER: 79546E104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
04 PROPOSAL TO APPROVE THE SALLY BEAUTY HOLDINGS, Management For For
INC. ANNUAL INCENTIVE PLAN.
03 PROPOSAL TO APPROVE THE SALLY BEAUTY HOLDINGS, Management For For
INC. 2007 OMNIBUS INCENTIVE PLAN.
02 RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For For
THE CORPORATIONS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR 2007.
01 DIRECTOR Management For
JAMES G. BERGES Management For For
MARSHALL E. EISENBERG Management For For
JOHN A. MILLER Management For For
RICHARD J. SCHNALL Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
SENSIENT TECHNOLOGIES CORPORATION SXT ANNUAL MEETING DATE: 04/26/2007
ISSUER: 81725T100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
HANK BROWN Management For For
FERGUS M. CLYDESDALE Management For For
JAMES A.D. CROFT Management For For
WILLIAM V. HICKEY Management For For
KENNETH P. MANNING Management For For
PETER M. SALMON Management For For
ELAINE R. WEDRAL Management For For
ESSIE WHITELAW Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP, CERTIFIED PUBLIC ACCOUNTANTS, AS THE
INDEPENDENT AUDITORS OF THE COMPANY FOR 2007.
03 PROPOSAL TO APPROVE THE SENSIENT TECHNOLOGIES Management Against Against
CORPORATION 2007 RESTRICTED STOCK PLAN.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 108 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
SJW CORP. SJW ANNUAL MEETING DATE: 04/26/2007
ISSUER: 784305104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
M.L. CALI Management For For
J.P. DINAPOLI Management For For
D.R. KING Management For For
G.E. MOSS Management For For
W.R. ROTH Management For For
C.J. TOENISKOETTER Management For For
F.R. ULRICH, JR. Management For For
R.A. VAN VALER Management For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION
FOR FISCAL YEAR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
THE E.W. SCRIPPS COMPANY SSP ANNUAL MEETING DATE: 04/26/2007
ISSUER: 811054204 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DAVID A. GALLOWAY Management For For
NICHOLAS B. PAUMGARTEN Management For For
RONALD W. TYSOE Management For For
JULIE A. WRIGLEY Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
THE MIDLAND COMPANY MLAN ANNUAL MEETING DATE: 04/26/2007
ISSUER: 597486109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
J.P. HAYDEN, JR. Management For For
WILLIAM T. HAYDEN Management For For
JOHN M. O'MARA Management For For
F.M. THRAILKILL, OSU Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS MIDLAND S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 109 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
THE PHOENIX COMPANIES, INC. PNX ANNUAL MEETING DATE: 04/26/2007
ISSUER: 71902E109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JEAN S. BLACKWELL Management For For
ARTHUR P. BYRNE Management For For
ANN MAYNARD GRAY Management For For
DONA D. YOUNG Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
- ------------------------------------------------------------------------------------------------------------------------------------
WYETH WYE ANNUAL MEETING DATE: 04/26/2007
ISSUER: 983024100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: ROBERT ESSNER Management For For
1B ELECTION OF DIRECTOR: JOHN D. FEERICK Management For For
1C ELECTION OF DIRECTOR: FRANCES D. FERGUSSON, PH.D. Management For For
1D ELECTION OF DIRECTOR: VICTOR F. GANZI Management For For
1E ELECTION OF DIRECTOR: ROBERT LANGER, SC.D. Management For For
1F ELECTION OF DIRECTOR: JOHN P. MASCOTTE Management For For
1G ELECTION OF DIRECTOR: RAYMOND J. MCGUIRE Management For For
1H ELECTION OF DIRECTOR: MARY LAKE POLAN, M.D., Management For For
PH.D., M.P.H.
1I ELECTION OF DIRECTOR: BERNARD POUSSOT Management For For
1J ELECTION OF DIRECTOR: GARY L. ROGERS Management For For
1K ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Management For For
1L ELECTION OF DIRECTOR: WALTER V. SHIPLEY Management For For
1M ELECTION OF DIRECTOR: JOHN R. TORELL III Management For For
02 VOTE TO RATIFY PRICEWATERHOUSECOOPERS LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007
03 VOTE TO AMEND THE CERTIFICATE OF INCORPORATION Management For For
TO ELIMINATE SUPERMAJORITY VOTE REQUIREMENTS
04 VOTE TO AMEND AND RESTATE THE 2005 STOCK INCENTIVE Management For For
PLAN FOR TAX COMPLIANCE
05 DISCLOSURE OF ANIMAL WELFARE POLICY Shareholder Against For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 110 of 234
06 REPORT ON LIMITING SUPPLY OF PRESCRIPTION DRUGS Shareholder Against For
IN CANADA
07 DISCLOSURE OF POLITICAL CONTRIBUTIONS Shareholder Against For
08 RECOUPMENT OF INCENTIVE BONUSES Shareholder Against For
09 INTERLOCKING DIRECTORSHIPS Shareholder Against For
10 PROPOSAL WITHDRAWN. NO VOTE REQUIRED Management *Management Position Unknown
11 SEPARATING THE ROLES OF CHAIRMAN AND CEO Shareholder Against For
12 STOCKHOLDER ADVISORY VOTE ON COMPENSATION Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
WYNDHAM WORLDWIDE CORPORATION WYN ANNUAL MEETING DATE: 04/26/2007
ISSUER: 98310W108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RT. HON BRIAN MULRONEY Management For For
MICHAEL H. WARGOTZ Management For For
02 TO RATIFY AND APPROVE THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS WYNDHAM WORLDWIDE CORPORATION
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
ALLEGHANY CORPORATION Y ANNUAL MEETING DATE: 04/27/2007
ISSUER: 017175100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ALLAN P. KIRBY, JR. Management For For
THOMAS S. JOHNSON Management For For
JAMES F. WILL Management For For
02 PROPOSAL TO APPROVE THE 2007 LONG-TERM INCENTIVE Management For For
PLAN OF ALLEGHANY CORPORATION.
03 RATIFICATION OF KPMG LLP AS ALLEGHANY CORPORATION Management For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 111 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICA MOVIL, S.A.B. DE C.V. AMX SPECIAL MEETING DATE: 04/27/2007
ISSUER: 02364W105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
I APPOINTMENT OR, AS THE CASE MAY BE, REELECTION Management For *Management Position Unknown
OF THE MEMBERS OF THE BOARD OF DIRECTORS OF THE
COMPANY THAT THE HOLDERS OF THE SERIES L SHARES
ARE ENTITLED TO APPOINT. ADOPTION OF RESOLUTIONS
THEREON.
II APPOINTMENT OF DELEGATES TO EXECUTE AND, IF APPLICABLE, Management For *Management Position Unknown
FORMALIZE THE RESOLUTIONS ADOPTED BY THE MEETING.
ADOPTION OF RESOLUTIONS THEREON.
- ------------------------------------------------------------------------------------------------------------------------------------
AT&T INC. T ANNUAL MEETING DATE: 04/27/2007
ISSUER: 00206R102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
A01 ELECTION OF DIRECTOR: WILLIAM F. ALDINGER III Management For For
A02 ELECTION OF DIRECTOR: GILBERT F. AMELIO Management For For
A03 ELECTION OF DIRECTOR: REUBEN V. ANDERSON Management For For
A04 ELECTION OF DIRECTOR: JAMES H. BLANCHARD Management For For
A05 ELECTION OF DIRECTOR: AUGUST A. BUSCH III Management For For
A06 ELECTION OF DIRECTOR: JAMES P. KELLY Management For For
A07 ELECTION OF DIRECTOR: CHARLES F. KNIGHT Management For For
A08 ELECTION OF DIRECTOR: JON C. MADONNA Management For For
A09 ELECTION OF DIRECTOR: LYNN M. MARTIN Management For For
A10 ELECTION OF DIRECTOR: JOHN B. MCCOY Management For For
A11 ELECTION OF DIRECTOR: MARY S. METZ Management For For
A12 ELECTION OF DIRECTOR: TONI REMBE Management For For
A13 ELECTION OF DIRECTOR: JOYCE M. ROCHE Management For For
A14 ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Management For For
A15 ELECTION OF DIRECTOR: LAURA D ANDREA TYSON Management For For
A16 ELECTION OF DIRECTOR: PATRICIA P. UPTON Management For For
A17 ELECTION OF DIRECTOR: EDWARD E. WHITACRE, JR. Management For For
B02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
B03 APPROVE THE AT&T SEVERANCE POLICY Management For For
C04 STOCKHOLDER PROPOSAL A Shareholder Against For
C05 STOCKHOLDER PROPOSAL B Shareholder Against For
C06 STOCKHOLDER PROPOSAL C Shareholder Against For
C07 STOCKHOLDER PROPOSAL D Shareholder Against For
C08 STOCKHOLDER PROPOSAL E Shareholder Against For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 112 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
DPL INC. DPL ANNUAL MEETING DATE: 04/27/2007
ISSUER: 233293109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT D. BIGGS Management For For
W AUGUST HILLENBRAND Management For For
NED J. SIFFERLEN Management For For
02 APPROVAL OF THE AMENDMENT TO THE REGULATIONS Management For For
OF DPL INC. REGARDING MAJORITY VOTE ALTERNATIVE
FOR THE ELECTION OF DIRECTORS.
03 SHAREHOLDER PROPOSAL ON EXECUTIVE BONUSES. Shareholder Against For
04 SHAREHOLDER PROPOSAL ON MAJORITY VOTE REINCORPORATION Shareholder Against For
PROPOSAL.
05 RATIFICATION OF KPMG LLP AS INDEPENDENT AUDITORS. Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
FERRO CORPORATION FOE ANNUAL MEETING DATE: 04/27/2007
ISSUER: 315405100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MICHAEL H. BULKIN Management For For
MICHAEL F. MEE Management For For
PERRY W. PREMDAS Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
GATX CORPORATION GMT ANNUAL MEETING DATE: 04/27/2007
ISSUER: 361448103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES M. DENNY Management For For
RICHARD FAIRBANKS Management For For
DEBORAH M. FRETZ Management For For
MARLA C. GOTTSCHALK Management For For
ERNST A. HABERLI Management For For
BRIAN A. KENNEY Management For For
MARK G. MCGRATH Management For For
MICHAEL E. MURPHY Management For For
CASEY J. SYLLA Management For For
02 APPROVAL OF APPOINTMENT OF AUDITORS Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 113 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
KELLOGG COMPANY K ANNUAL MEETING DATE: 04/27/2007
ISSUER: 487836108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
BENJAMIN S. CARSON, SR. Management For For
GORDON GUND Management For For
DOROTHY A. JOHNSON Management For For
A. MCLAUGHLIN KOROLOGOS Management For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT AUDITOR FOR 2007
03 SHAREOWNER PROPOSAL TO PREPARE A SUSTAINABILITY Shareholder Against For
REPORT
04 SHAREOWNER PROPOSAL TO ENACT A MAJORITY VOTE Shareholder Against For
REQUIREMENT
- ------------------------------------------------------------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC. MER ANNUAL MEETING DATE: 04/27/2007
ISSUER: 590188108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN D. FINNEGAN Management For For
JOSEPH W. PRUEHER Management For For
ANN N. REESE Management For For
02 RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
03 INSTITUTE CUMULATIVE VOTING Shareholder Against For
04 SUBMIT NAMED EXECUTIVE OFFICERS COMPENSATION Shareholder Against For
TO SHAREHOLDERS FOR ANNUAL RATIFICATION
05 ADOPT POLICY THAT SIGNIFICANT PORTION OF FUTURE Shareholder Against For
EQUITY COMPENSATION BE PERFORMANCE-VESTING SHARES
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 114 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
MYERS INDUSTRIES, INC. MYE ANNUAL MEETING DATE: 04/27/2007
ISSUER: 628464109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
KEITH A. BROWN Management For For
VINCENT C. BYRD Management For For
RICHARD P. JOHNSTON Management For For
EDWARD W. KISSEL Management For For
STEPHEN E. MYERS Management For For
JOHN C. ORR Management For For
RICHARD L. OSBORNE Management For For
JON H. OUTCALT Management For For
ROBERT A. STEFANKO Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
HARLEY-DAVIDSON, INC. HOG ANNUAL MEETING DATE: 04/28/2007
ISSUER: 412822108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
BARRY K. ALLEN Management For For
RICHARD I. BEATTIE Management For For
JUDSON C. GREEN Management For For
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP, Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM,
TO BE THE AUDITORS.
- ------------------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY BA ANNUAL MEETING DATE: 04/30/2007
ISSUER: 097023105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: JOHN H. BIGGS Management For For
1B ELECTION OF DIRECTOR: JOHN E. BRYSON Management For For
1C ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. Management For For
1D ELECTION OF DIRECTOR: LINDA Z. COOK Management For For
1E ELECTION OF DIRECTOR: WILLIAM M. DALEY Management For For
1F ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Management For For
1G ELECTION OF DIRECTOR: JOHN F. MCDONNELL Management For For
1H ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. Management For For
1I ELECTION OF DIRECTOR: RICHARD D. NANULA Management For For
1J ELECTION OF DIRECTOR: ROZANNE L. RIDGWAY Management For For
1K ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 115 of 234
02 ADVISORY VOTE ON APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT AUDITORS.
03 PREPARE A REPORT ON FOREIGN MILITARY SALES. Shareholder Against For
04 DEVELOP AND ADOPT HUMAN RIGHTS POLICIES. Shareholder Against For
05 PREPARE A REPORT ON CHARITABLE CONTRIBUTIONS. Shareholder Against For
06 PREPARE A REPORT ON POLITICAL CONTRIBUTIONS. Shareholder Against For
07 SEPARATE THE ROLES OF CEO AND CHAIRMAN. Shareholder Against For
08 SUBJECT RIGHTS PLANS TO SHAREHOLDER VOTE. Shareholder For Against
09 ADVISORY VOTE ON COMPENSATION DISCUSSION AND Shareholder Against For
ANALYSIS.
10 ADOPT A POLICY ON PERFORMANCE-BASED STOCK OPTIONS. Shareholder Against For
11 RECOUP UNEARNED MANAGEMENT BONUSES. Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
ALLERGAN, INC. AGN ANNUAL MEETING DATE: 05/01/2007
ISSUER: 018490102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MICHAEL R. GALLAGHER Management For For
GAVIN S. HERBERT Management For For
STEPHEN J. RYAN, M.D. Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2007
- ------------------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY BMY ANNUAL MEETING DATE: 05/01/2007
ISSUER: 110122108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: L.B. CAMPBELL Management For For
1B ELECTION OF DIRECTOR: J.M. CORNELIUS Management For For
1C ELECTION OF DIRECTOR: L.J. FREEH Management For For
1D ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. Management For For
1E ELECTION OF DIRECTOR: M. GROBSTEIN Management For For
1F ELECTION OF DIRECTOR: L. JOHANSSON Management For For
1G ELECTION OF DIRECTOR: J.D. ROBINSON III Management For For
1H ELECTION OF DIRECTOR: V.L. SATO, PH.D. Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 116 of 234
1I ELECTION OF DIRECTOR: R.S. WILLIAMS, M.D. Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 2007 STOCK AWARD AND INCENTIVE PLAN Management Against Against
04 SENIOR EXECUTIVE PERFORMANCE INCENTIVE PLAN Management For For
05 EXECUTIVE COMPENSATION DISCLOSURE Shareholder Against For
06 RECOUPMENT Shareholder Against For
07 CUMULATIVE VOTING Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
CHOICEPOINT INC. CPS ANNUAL MEETING DATE: 05/01/2007
ISSUER: 170388102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RAY M. ROBINSON Management For For
DEREK V. SMITH Management For For
M. ANNE SZOSTAK Management For For
02 PROPOSAL TO AMEND THE COMPANY S ARTICLES OF INCORPORATION Management For For
AND THE AMENDED AND RESTATED BYLAWS TO PROVIDE
FOR MAJORITY VOTING FOR DIRECTORS IN UNCONTESTED
ELECTIONS.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE CHOICEPOINT Management Against Against
INC. 2006 OMNIBUS INCENTIVE PLAN TO INCREASE
THE SHARES AVAILABLE FOR GRANT FROM 1,500,000
TO 2,700,000.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS INDEPENDENT PUBLIC ACCOUNTANTS
FOR CHOICEPOINT FOR THE YEAR ENDING DECEMBER
31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
DISCOVERY HOLDING COMPANY DISCA ANNUAL MEETING DATE: 05/01/2007
ISSUER: 25468Y107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PAUL A. GOULD Management For For
M. LAVOY ROBINSON Management For For
02 AUDITORS RATIFICATION Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 117 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
GARDNER DENVER, INC. GDI ANNUAL MEETING DATE: 05/01/2007
ISSUER: 365558105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
FRANK J. HANSEN Management For For
THOMAS M. MCKENNA Management For For
DIANE K. SCHUMACHER Management For For
CHARLES L. SZEWS Management For For
02 TO AMEND AND RESTATE THE LONG-TERM INCENTIVE Management For For
PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
JANUS CAPITAL GROUP INC. JNS ANNUAL MEETING DATE: 05/01/2007
ISSUER: 47102X105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: G. ANDREW COX Management For For
1B ELECTION OF DIRECTOR: DEBORAH R. GATZEK Management For For
1C ELECTION OF DIRECTOR: ROBERT T. PARRY Management For For
1D ELECTION OF DIRECTOR: JOCK PATTON Management For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS OUR INDEPENDENT AUDITORS
- ------------------------------------------------------------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION LCAPA Annual Meeting Date: 05/01/2007
ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 THE INCENTIVE PLAN PROPOSAL Management For For
02 DIRECTORS Management For
ROBERT R. BENNETT Management For For
PAUL A. GOULD Management For For
JOHN C. MALONE Management For For
03 THE AUDITORS RATIFICATION PROPOSAL Management For For
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 THE INCENTIVE PLAN PROPOSAL Management For For
02 DIRECTORS Management For
ROBERT R. BENNETT Management For For
PAUL A. GOULD Management For For
JOHN C. MALONE Management For For
03 THE AUDITORS RATIFICATION PROPOSAL Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 118 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
LIN TV CORP. TVL ANNUAL MEETING DATE: 05/01/2007
ISSUER: 532774106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
W.S. BANOWSKY, JR. Management For For
DR. W.H. CUNNINGHAM Management For For
PATTI S. HART Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
PEABODY ENERGY CORPORATION BTU ANNUAL MEETING DATE: 05/01/2007
ISSUER: 704549104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM A. COLEY Management For For
IRL F. ENGELHARDT Management For For
WILLIAM C. RUSNACK Management For For
JOHN F. TURNER Management For For
ALAN H. WASHKOWITZ Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
03 SHAREHOLDER PROPOSAL REGARDING BOARD DECLASSIFICATION Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
THE MANITOWOC COMPANY, INC. MTW ANNUAL MEETING DATE: 05/01/2007
ISSUER: 563571108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
VIRGIS W. COLBERT Management For For
KENNETH W. KRUEGER Management For For
ROBERT C. STIFT Management For For
02 APPROVAL OF THE COMPANY S SHORT-TERM INCENTIVE Management For For
PLAN AS AMENDED EFFECTIVE JANUARY 1, 2007.
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS, Management For For
LLP, AS THE COMPANY S REGISTERED PUBLIC ACCOUNTANTS
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 119 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC. TRV ANNUAL MEETING DATE: 05/01/2007
ISSUER: 89417E109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ALAN L. BELLER Management For For
JOHN H. DASBURG Management For For
JANET M. DOLAN Management For For
KENNETH M. DUBERSTEIN Management For For
JAY S. FISHMAN Management For For
LAWRENCE G. GRAEV Management For For
PATRICIA L. HIGGINS Management For For
THOMAS R. HODGSON Management For For
C.L. KILLINGSWORTH, JR. Management For For
ROBERT I. LIPP Management For For
BLYTHE J. MCGARVIE Management For For
GLEN D. NELSON, MD Management For For
LAURIE J. THOMSEN Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For
AS TRAVELERS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
03 PROPOSAL TO APPROVE AN AMENDMENT TO OUR ARTICLES Management For For
OF INCORPORATION TO REQUIRE A MAJORITY VOTE FOR
THE ELECTION OF DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------------------------
YOUNG BROADCASTING INC. YBTVA ANNUAL MEETING DATE: 05/01/2007
ISSUER: 987434107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: 1
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ALFRED J. HICKEY, JR. Management For For
DAVID C. LEE Management For For
LEIF LOMO Management For For
RICHARD C. LOWE Management Withhold Against
ALEXANDER T. MASON Management For For
DEBORAH A. MCDERMOTT Management Withhold Against
JAMES A. MORGAN Management Withhold Against
REID MURRAY Management For For
VINCENT J. YOUNG Management Withhold Against
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE YOUNG Management For For
BROADCASTING INC. 2003 NON-EMPLOYEE DIRECTORS
DEFERRED STOCK UNIT PLAN TO INCREASE THE TOTAL
NUMBER OF SHARES OF COMMON STOCK WITH RESPECT
TO WHICH DEFERRED STOCK UNITS MAY BE GRANTED
THEREUNDER FROM 100,000 TO 250,000.
03 PROPOSAL TO RATIFY SELECTION OF ERNST & YOUNG Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 120 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
AGL RESOURCES INC. ATG ANNUAL MEETING DATE: 05/02/2007
ISSUER: 001204106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
THOMAS D. BELL, JR. Management For For
MICHAEL J. DURHAM Management For For
CHARLES H. MCTIER Management For For
DEAN R. O'HARE Management For For
D. RAYMOND RIDDLE Management For For
FELKER W. WARD, JR. Management For For
02 APPROVAL OF THE 2007 OMNIBUS PERFORMANCE INCENTIVE Management Against Against
PLAN.
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
AQUILA, INC. ILA ANNUAL MEETING DATE: 05/02/2007
ISSUER: 03840P102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
IRVINE O. HOCKADAY, JR. Management For For
HEIDI E. HUTTER Management For For
DR. S.O. IKENBERRY Management For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITORS FOR 2007
- ------------------------------------------------------------------------------------------------------------------------------------
BARRICK GOLD CORPORATION ABX SPECIAL MEETING DATE: 05/02/2007
ISSUER: 067901108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
H.L. BECK Management For For
C.W.D. BIRCHALL Management For For
D.J. CARTY Management For For
G. CISNEROS Management For For
M.A. COHEN Management For For
P.A. CROSSGROVE Management For For
J.W. CROW Management For For
R.M. FRANKLIN Management For For
P.C. GODSOE Management For For
J.B. HARVEY Management For For
B. MULRONEY Management For For
A. MUNK Management For For
P. MUNK Management For For
S.J. SHAPIRO Management For For
G.C. WILKINS Management For For
02 RESOLUTION APPROVING THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE AUDITORS OF BARRICK AND AUTHORIZING
THE DIRECTORS TO FIX THEIR REMUNERATION.
03 SPECIAL RESOLUTION APPROVING THE AMENDMENT OF Management For For
THE STOCK OPTION PLAN (2004) OF BARRICK AS SET
OUT IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 121 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
CHAMPION ENTERPRISES, INC. CHB ANNUAL MEETING DATE: 05/02/2007
ISSUER: 158496109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT W. ANESTIS Management For For
ERIC S. BELSKY Management For For
WILLIAM C. GRIFFITHS Management For For
SELWYN ISAKOW Management For For
BRIAN D. JELLISON Management For For
G. MICHAEL LYNCH Management For For
THOMAS A. MADDEN Management For For
SHIRLEY D. PETERSON Management For For
DAVID S. WEISS Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
CIRCOR INTERNATIONAL, INC. CIR ANNUAL MEETING DATE: 05/02/2007
ISSUER: 17273K109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JEROME D. BRADY Management For For
DEWAIN K. CROSS Management For For
02 TO RATIFY THE SELECTION OF GRANT THORNTON LLP Management For For
AS THE COMPANY S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
EL PASO ELECTRIC COMPANY EE ANNUAL MEETING DATE: 05/02/2007
ISSUER: 283677854 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
GEORGE W. EDWARDS, JR. Management For For
JOHN ROBERT BROWN Management For For
JAMES W. CICCONI Management For For
P.Z. HOLLAND-BRANCH Management For For
02 APPROVAL OF THE EL PASO ELECTRIC COMPANY S 2007 Management For For
LONG-TERM INCENTIVE PLAN.
03 RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY Management For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 122 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
GRAY TELEVISION, INC. GTN ANNUAL MEETING DATE: 05/02/2007
ISSUER: 389375106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RICHARD L. BOGER Management For For
RAY M. DEAVER Management For For
T.L. ELDER Management For For
HILTON H. HOWELL, JR. Management For For
WILLIAM E. MAYHER, III Management For For
ZELL B. MILLER Management For For
HOWELL W. NEWTON Management For For
HUGH E. NORTON Management For For
ROBERT S. PRATHER, JR. Management For For
HARRIETT J. ROBINSON Management For For
J. MACK ROBINSON Management For For
02 THE PROPOSAL TO APPROVE THE GRAY TELEVISION, Management For For
INC. 2007 LONG TERM INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
IMATION CORP. IMN ANNUAL MEETING DATE: 05/02/2007
ISSUER: 45245A107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CHARLES A. HAGGERTY Management For For
GLEN A. TAYLOR Management For For
DARYL J. WHITE Management For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
- ------------------------------------------------------------------------------------------------------------------------------------
KINROSS GOLD CORPORATION KGC SPECIAL MEETING DATE: 05/02/2007
ISSUER: 496902404 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 A SPECIAL RESOLUTION TO SET THE NUMBER OF DIRECTORS Management For For
TO BE ELECTED AT THE MEETING AND TO EMPOWER THE
DIRECTORS TO FIX THE NUMBER OF DIRECTORS IN BETWEEN
SHAREHOLDERS MEETINGS, AS DESCRIBED IN THE MANAGEMENT
INFORMATION CIRCULAR
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 123 of 234
02 DIRECTOR Management For
JOHN A. BROUGH Management For For
TYE W. BURT Management For For
JOHN K. CARRINGTON Management For For
RICHARD S. HALLISEY Management For For
JOHN M.H. HUXLEY Management For For
JOHN A. KEYES Management For For
COLE E. MCFARLAND Management For For
C. MCLEOD-SELTZER Management For For
GEORGE F. MICHALS Management For For
JOHN E. OLIVER Management For For
TERENCE C.W. REID Management For For
03 TO APPROVE THE APPOINTMENT OF KPMG LLP, CHARTERED Management For For
ACCOUNTANTS, AS AUDITORS OF THE COMPANY FOR THE
ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS TO
FIX THEIR REMUNERATION
04 A RESOLUTION CONFIRMING CERTAIN REVISIONS TO Management For For
THE BY-LAWS OF THE COMPANY, AS DESCRIBED IN THE
MANAGEMENT INFORMATION CIRCULAR.
- ------------------------------------------------------------------------------------------------------------------------------------
LUFKIN INDUSTRIES, INC. LUFK ANNUAL MEETING DATE: 05/02/2007
ISSUER: 549764108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
J.H. LOLLAR Management For For
B.H. O'NEAL Management For For
T.E. WIENER Management For For
L.M. HOES Management For For
02 THE AMENDMENT AND RESTATEMENT OF THE COMPANY Management Against Against
S INCENTIVE STOCK COMPENSATION PLAN 2000 TO INCREASE
THE NUMBER OF SHARES OF COMMON STOCK OF THE COMPANY
AS TO WHICH OPTIONS MAY BE GRANTED UNDER THE
PLAN FROM 1,800,000 TO 2,800,000.
- ------------------------------------------------------------------------------------------------------------------------------------
NORTEL NETWORKS CORPORATION NT SPECIAL MEETING DATE: 05/02/2007
ISSUER: 656568508 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JALYNN H. BENNETT Management For For
DR. MANFRED BISCHOFF Management For For
HON. JAMES B. HUNT, JR. Management For For
DR. KRISTINA M. JOHNSON Management For For
JOHN A. MACNAUGHTON Management For For
HON. JOHN P. MANLEY Management For For
RICHARD D. MCCORMICK Management For For
CLAUDE MONGEAU Management For For
HARRY J. PEARCE Management For For
JOHN D. WATSON Management For For
MIKE S. ZAFIROVSKI Management For For
02 THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS. Management For For
03 THE SHAREHOLDER PROPOSAL SET OUT IN SCHEDULE Shareholder Against For
A TO THE PROXY CIRCULAR AND PROXY STATEMENT.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 124 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. PEP ANNUAL MEETING DATE: 05/02/2007
ISSUER: 713448108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1I ELECTION OF DIRECTOR: D. VASELLA Management For For
1J ELECTION OF DIRECTOR: M.D. WHITE Management For For
02 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS Management For For
03 APPROVAL OF 2007 LONG-TERM INCENTIVE PLAN (PROXY Management Against Against
STATEMENT P. 37)
04 SHAREHOLDER PROPOSAL- CHARITABLE CONTRIBUTIONS Shareholder Against For
(PROXY STATEMENT P. 44)
1A ELECTION OF DIRECTOR: D. DUBLON Management For For
1B ELECTION OF DIRECTOR: V.J. DZAU Management For For
1C ELECTION OF DIRECTOR: R.L. HUNT Management For For
1D ELECTION OF DIRECTOR: A. IBARGUEN Management For For
1E ELECTION OF DIRECTOR: A.C. MARTINEZ Management For For
1F ELECTION OF DIRECTOR: I.K. NOOYI Management For For
1G ELECTION OF DIRECTOR: S.P. ROCKEFELLER Management For For
1H ELECTION OF DIRECTOR: J.J. SCHIRO Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
ROLLS-ROYCE GROUP PLC, LONDON AGM MEETING DATE: 05/02/2007
ISSUER: G7630U109 ISIN: GB0032836487
SEDOL: B01DQ43, 7618514, 3283648
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE REPORT OF THE DIRECTORS AND THE AUDITED Management For *Management Position Unknown
FINANCIAL STATEMENTS FOR THE YE 31 DEC 2006
2. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For *Management Position Unknown
THE YE 31 DEC 2006
3. RE-ELECT PROFESSOR PETER GREGSON AS A DIRECTOR Management For *Management Position Unknown
4. ELECT MR. JOHN RISHTON AS A DIRECTOR Management For *Management Position Unknown
5. RE-ELECT MR. PETER BYROM AS A DIRECTOR Management For *Management Position Unknown
6. RE-ELECT MR. IAIN CONN AS A DIRECTOR Management For *Management Position Unknown
7. RE-ELECT MR. JAMES GUYETTE AS A DIRECTOR Management For *Management Position Unknown
8. RE-ELECT MR. SIMON ROBERTSON AS A DIRECTOR Management For *Management Position Unknown
9. RE-ELECT MR. ANDREW SHILSTON AS A DIRECTOR Management For *Management Position Unknown
10. RE-APPOINT THE AUDITORS AND APPROVE THE REMUNERATION Management For *Management Position Unknown
OF THE AUDITORS
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 125 of 234
11. APPROVE THE ALLOTMENT AND THE ISSUE OF B SHARES Management For *Management Position Unknown
12. APPROVE THE ROLLS-ROYCE GROUP PLC UK SHARESAVE Management For *Management Position Unknown
PLAN 2007
13. APPROVE THE ROLLS-ROYCE GROUP PLC INTERNATIONAL Management For *Management Position Unknown
SHARESAVE PLAN 2007
S.14 APPROVE THE ALLOTMENT OF SHARES-SECTION 80 AMOUNT Management For *Management Position Unknown
S.15 APPROVE THE DISAPPLICATION OF PRE-EMPTION RIGHTS-SECTION Management For *Management Position Unknown
89 AMOUNT
S.16 GRANT AUTHORITY TO PURCHASE OWN SHARES Management For *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
THOMAS & BETTS CORPORATION TNB ANNUAL MEETING DATE: 05/02/2007
ISSUER: 884315102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
E.H. DREW Management For For
J.K. HAUSWALD Management For For
D. JERNIGAN Management For For
R.B. KALICH SR. Management For For
K.R. MASTERSON Management For For
D.J. PILEGGI Management For For
J.P. RICHARD Management For For
K.L. ROBERG Management For For
D.D. STEVENS Management For For
W.H. WALTRIP Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
- ------------------------------------------------------------------------------------------------------------------------------------
UNITRIN, INC. UTR ANNUAL MEETING DATE: 05/02/2007
ISSUER: 913275103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES E. ANNABLE Management For For
ERIC J. DRAUT Management For For
DONALD V. FITES Management For For
DOUGLAS G. GEOGA Management For For
REUBEN L. HEDLUND Management For For
JERROLD V. JEROME Management For For
WILLIAM E. JOHNSTON JR. Management For For
WAYNE KAUTH Management For For
FAYEZ S. SAROFIM Management For For
DONALD G. SOUTHWELL Management For For
RICHARD C. VIE Management For For
ANN E. ZIEGLER Management For For
02 RATIFICATION OF SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANT
FOR 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 126 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
WATTS WATER TECHNOLOGIES, INC. WTS ANNUAL MEETING DATE: 05/02/2007
ISSUER: 942749102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT L. AYERS Management For For
TIMOTHY P. HORNE Management For For
RALPH E. JACKSON, JR. Management For For
KENNETH J. MCAVOY Management For For
JOHN K. MCGILLICUDDY Management For For
GORDON W. MORAN Management For For
DANIEL J. MURPHY, III Management For For
PATRICK S. O'KEEFE Management For For
02 TO APPROVE AN AMENDMENT TO OUR RESTATED CERTIFICATE, Management For For
AS AMENDED, TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF CLASS A COMMON STOCK FROM 80,000,000
SHARES TO 200,000,000 SHARES AND TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF CAPITAL STOCK
FROM 110,000,000 SHARES TO 230,000,000 SHARES.
03 TO AMEND OUR MANAGEMENT STOCK PURCHASE PLAN, Management For For
AS AMENDED AND RESTATED, TO INCREASE THE NUMBER
OF SHARES OF CLASS A COMMON STOCK AVAILABLE FOR
ISSUANCE THEREUNDER FROM 1,000,000 SHARES TO
2,000,000 SHARES.
04 TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT
FISCAL YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
AVON PRODUCTS, INC. AVP ANNUAL MEETING DATE: 05/03/2007
ISSUER: 054303102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
W. DON CORNWELL Management For For
EDWARD T. FOGARTY Management For For
FRED HASSAN Management For For
ANDREA JUNG Management For For
MARIA ELENA LAGOMASINO Management For For
ANN S. MOORE Management For For
PAUL S. PRESSLER Management For For
GARY M. RODKIN Management For For
PAULA STERN Management For For
LAWRENCE A. WEINBACH Management For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM
03 AMENDMENTS TO THE COMPANY S RESTATED CERTIFICATE Management For For
OF INCORPORATION AND BY-LAWS
04 RESOLUTION REGARDING BENCHMARKING OF INCENTIVE Shareholder Against For
COMPENSATION GOALS AGAINST PEER GROUP PERFORMANCE
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 127 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
CHURCH & DWIGHT CO., INC. CHD ANNUAL MEETING DATE: 05/03/2007
ISSUER: 171340102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
BRADLEY C. IRWIN Management For For
JOHN O. WHITNEY Management For For
J. RICHARD LEAMAN, JR. Management For For
02 APPROVAL OF THE CHURCH & DWIGHT CO, INC. ANNUAL Management For For
INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM TO AUDIT THE COMPANY S 2007 CONSOLIDATED
FINANCIAL STATEMENTS.
- ------------------------------------------------------------------------------------------------------------------------------------
CINCINNATI BELL INC. CBB ANNUAL MEETING DATE: 05/03/2007
ISSUER: 171871106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PHILLIP R. COX Management For For
MICHAEL G. MORRIS Management For For
JOHN M. ZRNO Management For For
02 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT THE FINANCIAL STATEMENTS
OF THE COMPANY FOR THE YEAR 2007.
03 THE APPROVAL OF THE CINCINNATI BELL INC. 2007 Management Against Against
LONG TERM INCENTIVE PLAN.
04 THE APPROVAL OF THE CINCINNATI BELL INC. 2007 Management Against Against
STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------------------------
COACHMEN INDUSTRIES, INC. COA ANNUAL MEETING DATE: 05/03/2007
ISSUER: 189873102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT J. DEPUTY Management For For
RICHARD M. LAVERS Management For For
EDWIN W. MILLER Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 128 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY CL ANNUAL MEETING DATE: 05/03/2007
ISSUER: 194162103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: J.T. CAHILL Management For For
1B ELECTION OF DIRECTOR: J.K. CONWAY Management For For
1C ELECTION OF DIRECTOR: E.M. HANCOCK Management For For
1D ELECTION OF DIRECTOR: D.W. JOHNSON Management For For
1E ELECTION OF DIRECTOR: R.J. KOGAN Management For For
1F ELECTION OF DIRECTOR: D.E. LEWIS Management For For
1G ELECTION OF DIRECTOR: R. MARK Management For For
1H ELECTION OF DIRECTOR: J.P. REINHARD Management For For
02 RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
03 STOCKHOLDER PROPOSAL ON SPECIAL SHAREHOLDER MEETINGS Shareholder Against For
04 STOCKHOLDER PROPOSAL ON EXECUTIVE COMPENSATION Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
DEUTSCHE TELEKOM AG DT ANNUAL MEETING DATE: 05/03/2007
ISSUER: 251566105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 RESOLUTION ON THE APPROPRIATION OF NET INCOME. Management For *Management Position Unknown
03 RESOLUTION ON THE APPROVAL OF THE ACTIONS OF Management For *Management Position Unknown
THE MEMBERS OF THE BOARD OF MANAGEMENT FOR THE
2006 FINANCIAL YEAR.
04 RESOLUTION ON THE APPROVAL OF THE ACTIONS OF Management For *Management Position Unknown
THE MEMBERS OF THE SUPERVISORY BOARD FOR THE
2006 FINANCIAL YEAR.
05 RESOLUTION ON THE APPOINTMENT OF THE INDEPENDENT Management For *Management Position Unknown
AUDITOR AND THE GROUP AUDITOR FOR THE 2007 FINANCIAL
YEAR.
06 RESOLUTION AUTHORIZING THE CORPORATION TO PURCHASE Management For *Management Position Unknown
AND USE ITS OWN SHARES WITH POSSIBLE EXCLUSION
OF SUBSCRIPTION RIGHTS AND ANY RIGHT TO PURCHASE.
07 CANCELLATION OF THE EXISTING CONTINGENT CAPITAL Management For *Management Position Unknown
I AND III AS WELL AS THE RELEVANT AMENDMENT TO
SECTION 5 OF THE ARTICLES.
08 APPROVAL OF FORWARDING INFORMATION ELECTRONICALLY Management For *Management Position Unknown
TO DEUTSCHE TELEKOM AG SHAREHOLDERS.
09 ELECTION OF A SUPERVISORY BOARD MEMBER. Management For *Management Position Unknown
10 ELECTION OF A SUPERVISORY BOARD MEMBER. Management For *Management Position Unknown
11 RESOLUTION ON THE APPROVAL OF THE CONTROL AND Management For *Management Position Unknown
PROFIT AND LOSS TRANSFER AGREEMENT WITH T-MOBILE
INTERNATIONAL AG.
12 RESOLUTION ON THE APPROVAL OF THE CONTROL AND Management For *Management Position Unknown
PROFIT AND LOSS TRANSFER AGREEMENT WITH PLINIUS
TELEKOMMUNIKATIONSDIENSTE GMBH.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 129 of 234
13 RESOLUTION ON THE APPROVAL OF THE CONTROL AND Management For *Management Position Unknown
PROFIT AND LOSS TRANSFER AGREEMENT WITH SALLUST
TELEKOMMUNIKATIONSDIENSTE GMBH.
14 RESOLUTION ON THE APPROVAL OF THE CONTROL AND Management For *Management Position Unknown
PROFIT AND LOSS TRANSFER AGREEMENT WITH TIBULL
TELEKOMMUNIKATIONSDIENSTE GMBH.
- ------------------------------------------------------------------------------------------------------------------------------------
DTE ENERGY COMPANY DTE ANNUAL MEETING DATE: 05/03/2007
ISSUER: 233331107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ANTHONY F. EARLEY, JR. Management For For
ALLAN D. GILMOUR Management For For
FRANK M. HENNESSEY Management For For
GAIL J. MCGOVERN Management For For
JAMES H. VANDENBERGHE Management For For
02 INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Management For For
DELOITTE & TOUCHE LLP
- ------------------------------------------------------------------------------------------------------------------------------------
GAYLORD ENTERTAINMENT COMPANY GET ANNUAL MEETING DATE: 05/03/2007
ISSUER: 367905106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Withheld
E.K. GAYLORD II Management Withheld Against
E. GORDON GEE Management Withheld Against
ELLEN LEVINE Management Withheld Against
RALPH HORN Management Withheld Against
MICHAEL J. BENDER Management Withheld Against
R. BRAD MARTIN Management Withheld Against
MICHAEL D. ROSE Management Withheld Against
COLIN V. REED Management Withheld Against
MICHAEL I. ROTH Management Withheld Against
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 130 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
KANSAS CITY SOUTHERN KSU ANNUAL MEETING DATE: 05/03/2007
ISSUER: 485170302 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
TERRENCE P. DUNN Management For For
JAMES R. JONES Management For For
KAREN L. PLETZ Management For For
02 RATIFICATION OF THE AUDIT COMMITTEE S SELECTION Management For For
OF KPMG LLP AS KCS S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
NSTAR NST ANNUAL MEETING DATE: 05/03/2007
ISSUER: 67019E107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
GARY L. COUNTRYMAN Management For For
DANIEL DENNIS Management For For
THOMAS J. MAY Management For For
02 APPROVAL OF THE NSTAR 2007 LONG TERM INCENTIVE Management For For
PLAN.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS
FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
PENTAIR, INC. PNR ANNUAL MEETING DATE: 05/03/2007
ISSUER: 709631105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
GLYNIS A. BRYAN Management For For
WILLIAM T. MONAHAN Management For For
T. MICHAEL GLENN Management For For
DAVID H.Y. HO Management For For
02 TO AMEND OUR ARTICLES OF INCORPORATION TO ADOPT Management For For
A MAJORITY VOTING STANDARD FOR THE ELECTION OF
DIRECTORS.
03 TO AMEND OUR ARTICLES OF INCORPORATION AND OUR Management For For
BY-LAWS TO PROVIDE FOR THE ELECTION OF UP TO
ELEVEN DIRECTORS.
04 TO VOTE UPON A PROPOSAL PUT FORTH BY ONE OF OUR Shareholder Against For
SHAREHOLDERS THAT WE ADD SEXUAL ORIENTATION TO
OUR WRITTEN NON-DISCRIMINATION POLICY.
05 TO VOTE UPON A PROPOSAL PUT FORTH BY ONE OF OUR Shareholder Against For
SHAREHOLDERS THAT WE ISSUE A SUSTAINABILITY REPORT
TO SHAREHOLDERS.
06 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 131 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
POTASH CORPORATION OF SASKATCHEWAN I POT SPECIAL MEETING DATE: 05/03/2007
ISSUER: 73755L107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
F.J. BLESI Management For For
W.J. DOYLE Management For For
J.W. ESTEY Management For For
W. FETZER III Management For For
D.J. HOWE Management For For
A.D. LABERGE Management For For
K.G. MARTELL Management For For
J.J. MCCAIG Management For For
M. MOGFORD Management For For
P.J. SCHOENHALS Management For For
E.R. STROMBERG Management For For
E. VIYELLA DE PALIZA Management For For
02 THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS AUDITORS Management For For
OF THE CORPORATION
03 THE RESOLUTION (ATTACHED AS APPENDIX B TO THE Management For For
ACCOMPANYING MANAGEMENT PROXY CIRCULAR) APPROVING
THE ADOPTION OF A NEW PERFORMANCE OPTION PLAN,
THE FULL TEXT OF WHICH IS ATTACHED AS APPENDIX
C TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
- ------------------------------------------------------------------------------------------------------------------------------------
PROLIANCE INTERNATIONAL, INC. PLI ANNUAL MEETING DATE: 05/03/2007
ISSUER: 74340R104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES R. RULSEH Management For For
F. ALAN SMITH Management For For
02 APPOINTMENT OF BDO SEIDMAN, LLP AS PROLIANCE Management For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
- ------------------------------------------------------------------------------------------------------------------------------------
RANK GROUP PLC AGM MEETING DATE: 05/03/2007
ISSUER: G7377H121 ISIN: GB00B1L5QH97
SEDOL: B1L5QH9, B1VNTC9, B1VQFP3
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE REPORT OF THE DIRECTORS AND THE AUDITED Management For *Management Position Unknown
ACCOUNTS FYE 31 DEC 2006
2. APPROVE THE DIRECTORS REMUNERATION REPORT FYE Management For *Management Position Unknown
31 DEC 2006
3. DECLARE A FINAL DIVIDEND Management For *Management Position Unknown
4. RE-APPOINT MR. PETER JOHNSON AS A DIRECTOR Management For *Management Position Unknown
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 132 of 234
5. RE-APPOINT MR. RICHARD GREENHALGH AS A DIRECTOR Management For *Management Position Unknown
6. RE-APPOINT MR. BRENDAN O NEILL AS A DIRECTOR Management For *Management Position Unknown
7. RE-APPOINT THE AUDITORS Management For *Management Position Unknown
8. AUTHORIZE THE DIRECTORS TO AGREE THE REMUNERATION Management For *Management Position Unknown
OF THE AUDITORS
9. AUTHORIZE THE DIRECTORS TO ALLOT RELEVANT SECURITIES Management For *Management Position Unknown
S.10 AUTHORIZE THE DIRECTORS TO DISAPPLY PRE-EMPTION Management For *Management Position Unknown
RIGHTS
S.11 AUTHORIZE THE COMPANY TO MAKE MARKET PURCHASES Management For *Management Position Unknown
OF ITS ORDINARY SHARES
12. AUTHORIZE THE COMPANY TO MAKE EU POLITICAL DONATIONS Management For *Management Position Unknown
13. AUTHORIZE THE COMPANY TO SUPPLY DOCUMENTS AND Management For *Management Position Unknown
INFORMATION USING ELECTRONIC MEANS
14. AMEND THE RULES OF THE 2005 LONG TERM INCENTIVE Management For *Management Position Unknown
PLAN
- ------------------------------------------------------------------------------------------------------------------------------------
RECKITT BENCKISER PLC AGM MEETING DATE: 05/03/2007
ISSUER: G7420A107 ISIN: GB0007278715
SEDOL: 0727871, B02T156, 5861268
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. ADOPT THE ANNUAL FINANCIAL STATEMENTS FOR THE Management For *Management Position Unknown
FY 2006, WHICH ENDED ON 31 DEC 2006, AND THE
REPORTS OF THE DIRECTORS AND THE AUDITORS THEREON
2. APPROVE THE DIRECTOR S REMUNERATION REPORT AND Management For *Management Position Unknown
THAT PART OF THE REPORT OF THEAUDITORS WHICH
REPORTS THEREON
3. APPROVE A FINAL DIVIDEND OF 25P PER ORDINARY Management For *Management Position Unknown
SHARE BE PAID ON 31 MAY 2007 TO ALL ORDINARY
SHAREHOLDERS ON THE REGISTER AT THE CLOSE OF
BUSINESS ON 02 MAR 2007
4. RE-ELECT MR. COLIN DAY AS A DIRECTOR, WHO RETIRES Management For *Management Position Unknown
BY ROTATION
5. RE-ELECT MR. JUDITH SPRIESER AS A DIRECTOR MEMBER Management For *Management Position Unknown
OF THE REMUNERATION COMMITTEE, WHO RETIRES BY
ROTATION
6. RE-ELECT MR. KENNETH HYDON AS A DIRECTOR MEMBER Management For *Management Position Unknown
OF THE AUDIT COMMITTEE, WHORETIRES BY ROTATION
7. RE-ELECT MR. PETER WHITE AS A DIRECTOR MEMBER Management For *Management Position Unknown
OF THE AUDIT COMMITTEE, WHO RETIRES IN ACCORDANCE
WITH COMBINED CODE PROVISION A.7.2
8. ELECT MR. DAVID TYLER AS A DIRECTOR, WHO WAS Management For *Management Position Unknown
APPOINTED TO THE BOARD SINCE THEDATE OF THE LAST
AGM
10. AUTHORIZE THE DIRECTORS TO FIX THE REMUNERATION Management For *Management Position Unknown
OF THE AUDITORS
9. RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE Management For *Management Position Unknown
AUDITORS OF THE COMPANY TO HOLD THE OFFICE UNTIL
THE CONCLUSION OF THE NEXT GENERAL MEETING AT
WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 133 of 234
11. AUTHORIZE THE DIRECTORS, IN SUBSTITUTION FOR Management For *Management Position Unknown
ALL EXISTING AUTHORITY AND FOR THE PURPOSE OF
SECTION 80 OF THE COMPANIES ACT 1985, TO ALLOT
RELEVANT SECURITIES UP TO AN AGGREGATE NOMINAL
AMOUNT OF GBP 25,160,000; AUTHORITY EXPIRES 5
YEARS FROM THE DATE OF PASSING OF THIS RESOLUTION;
AND THE DIRECTORS MAY ALLOT RELEVANT SECURITIES
AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE
OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH
EXPIRY
S.12 AUTHORIZE THE DIRECTORS, SUBJECT TO THE PASSING Management For *Management Position Unknown
OF RESOLUTION 11 AND PURSUANTTO SECTION 95 OF
THE COMPANIES ACT 1985, TO ALLOT EQUITY SECURITIES
SECTION 94 OF THE ACT FOR CASH PURSUANT TO THE
AUTHORITY CONFERRED BY THE PREVIOUS RESOLUTION
AND/OR WHERE SUCH ALLOTMENT CONSTITUTE ALLOTMENT
OF EQUITY SECURITIES BY VIRTUE OF SECTION 94
(3A) OF THE ACT, DISAPPLYING THE STATUTORY PRE-EMPTION
RIGHTS SECTION 89(1), PROVIDED THAT THIS POWER
IS LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES:
A) IN CONNECTION WITH A RIGHTS ISSUE IN FAVOR
OF ORDINARY SHAREHOLDERS, B) UP TO AN AGGREGATE
NOMINAL AMOUNT OF GBP 3,700,000; AUTHORITY EXPIRES
AT THE CONCLUSION OF THE NEXT AGM OF THE COMPANY
AFTER PASSING OF THIS RESOLUTION; AND THE DIRECTORS
MAY ALLOT EQUITY SECURITIES AFTER THE EXPIRY
OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER
OR AGREEMENT MADE PRIOR TO SUCH EXPIRY
S.13 AUTHORIZE THE COMPANY, PURSUANT AUTHORITIES CONTAINED Management For *Management Position Unknown
IN THE ARTICLE 7 OF THEARTICLES OF ASSOCIATION
OF THE COMPANY AND PURSUANT SECTION 166 OF COMPANIES
ACT 1985, TO MAKE MARKET PURCHASES SECTION 163(3)
OF THE ACT OF UP TO 72,000,000 ORDINARY SHARES
OF 1010/19P EACH IN THE CAPITAL OF THE COMPANY
ORDINARY SHARES REPRESENTING LESS THAN 10% OF
THE COMPANY S ISSUED SHARE CAPITAL AS AT 2 MAR
2007, AT A MINIMUM PRICE OF 1010/19P AND NOT
MORE THAN 5% ABOVE THE AVERAGE MARKET VALUE FOR
SUCH SHARES DERIVED FROM THE LONDON STOCK EXCHANGE
DAILY OFFICIAL LIST, OVER THE PREVIOUS 5 BUSINESS
DAYS; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION
OF THE NEXT AGM OF THE COMPANY OR 03 NOV 2008;
THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT
TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY
BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY,
ALL ORDINARY SHARES PURCHASED PURSUANT TO THE
SAID AUTHORITY SHALL BE EITHER I) CANCELLED IMMEDIATELY
UPON COMPLETION OF THE PURCHASE; OR II) HELD,
SOLD, TRANSFERRED OR OTHERWISE DEALT WITH AS
TREASURY SHARES IN ACCORDANCE WITH THE PROVISIONS
OF THE COMPANIES ACT 1985
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 134 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
SEQUA CORPORATION SQAA ANNUAL MEETING DATE: 05/03/2007
ISSUER: 817320104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
E.E. BARR Management For For
G. BINDERMAN Management For For
R.S. LEFRAK Management For For
M.I. SOVERN Management For For
F.R. SULLIVAN Management For For
G. TSAI Management For For
R.F. WEINBERG Management For For
M. WEINSTEIN Management For For
S.R. ZAX. Management For For
02 RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITORS FOR 2007
03 ADOPT THE SEQUA CORPORATION 2007 LONG-TERM STOCK Management For For
INCENTIVE PLAN
04 APPROVE AN INCREASE IN THE AUTHORIZED NUMBER Management For For
OF SHARES OF CLASS B COMMON STOCK
05 APPROVE THE MANAGEMENT INCENTIVE BONUS PROGRAM Management For For
FOR CORPORATE EXECUTIVE OFFICERS
06 APPROVE THE AMENDMENT TO THE 2003 DIRECTORS STOCK Management For For
AWARD PLAN
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
E.E. BARR Management For For
G. BINDERMAN Management For For
R.S. LEFRAK Management For For
M.I. SOVERN Management For For
F.R. SULLIVAN Management For For
G. TSAI Management For For
R.F. WEINBERG Management For For
M. WEINSTEIN Management For For
S.R. ZAX. Management For For
02 RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITORS FOR 2007
03 ADOPT THE SEQUA CORPORATION 2007 LONG-TERM STOCK Management For For
INCENTIVE PLAN
04 APPROVE AN INCREASE IN THE AUTHORIZED NUMBER Management For For
OF SHARES OF CLASS B COMMON STOCK
05 APPROVE THE MANAGEMENT INCENTIVE BONUS PROGRAM Management For For
FOR CORPORATE EXECUTIVE OFFICERS
06 APPROVE THE AMENDMENT TO THE 2003 DIRECTORS STOCK Management For For
AWARD PLAN
- ------------------------------------------------------------------------------------------------------------------------------------
SOUTHWEST GAS CORPORATION SWX ANNUAL MEETING DATE: 05/03/2007
ISSUER: 844895102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
GEORGE C. BIEHL Management For For
THOMAS E. CHESTNUT Management For For
STEPHEN C. COMER Management For For
RICHARD M. GARDNER Management For For
LEROY C. HANNEMAN, JR. Management For For
JAMES J. KROPID Management For For
MICHAEL O. MAFFIE Management For For
ANNE L. MARIUCCI Management For For
MICHAEL J. MELARKEY Management For For
JEFFREY W. SHAW Management For For
CAROLYN M. SPARKS Management For For
TERRENCE L. WRIGHT Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 135 of 234
02 TO APPROVE THE 2006 RESTRICTED STOCK/UNIT PLAN. Management For For
03 TO APPROVE AMENDING THE ARTICLES OF INCORPORATION Management For For
TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK.
04 TO APPROVE THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY.
- ------------------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. VZ ANNUAL MEETING DATE: 05/03/2007
ISSUER: 92343V104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: JAMES R. BARKER Management For For
1B ELECTION OF DIRECTOR: RICHARD L. CARRION Management For For
1C ELECTION OF DIRECTOR: M. FRANCES KEETH Management For For
1D ELECTION OF DIRECTOR: ROBERT W. LANE Management For For
1E ELECTION OF DIRECTOR: SANDRA O. MOOSE Management For For
1F ELECTION OF DIRECTOR: JOSEPH NEUBAUER Management For For
1G ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Management For For
1H ELECTION OF DIRECTOR: THOMAS H. O BRIEN Management For For
1I ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Management For For
1J ELECTION OF DIRECTOR: HUGH B. PRICE Management For For
1K ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Management For For
1L ELECTION OF DIRECTOR: WALTER V. SHIPLEY Management For For
1M ELECTION OF DIRECTOR: JOHN W. SNOW Management For For
1N ELECTION OF DIRECTOR: JOHN R. STAFFORD Management For For
1O ELECTION OF DIRECTOR: ROBERT D. STOREY Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
03 ELIMINATE STOCK OPTIONS Shareholder Against For
04 SHAREHOLDER APPROVAL OF FUTURE SEVERANCE AGREEMENTS Shareholder Against For
05 COMPENSATION CONSULTANT DISCLOSURE Shareholder Against For
06 ADVISORY VOTE ON EXECUTIVE COMPENSATION Shareholder Against For
07 LIMIT SERVICE ON OUTSIDE BOARDS Shareholder Against For
08 SHAREHOLDER APPROVAL OF FUTURE POISON PILL Shareholder For Against
09 REPORT ON CHARITABLE CONTRIBUTIONS Shareholder Against For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 136 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
CURTISS-WRIGHT CORPORATION CW ANNUAL MEETING DATE: 05/04/2007
ISSUER: 231561101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MARTIN R. BENANTE Management For For
JAMES B. BUSEY IV Management For For
S. MARCE FULLER Management For For
ALLEN A. KOZINSKI Management For For
CARL G. MILLER Management For For
WILLIAM B. MITCHELL Management For For
JOHN R. MYERS Management For For
WILLIAM W. SIHLER Management For For
ALBERT E. SMITH Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS
FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
ECOLAB INC. ECL ANNUAL MEETING DATE: 05/04/2007
ISSUER: 278865100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RICHARD U. DE SCHUTTER Management For For
JOEL W. JOHNSON Management For For
BETH M. PRITCHARD Management For For
HANS VAN BYLEN Management For For
02 RATIFY APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
- ------------------------------------------------------------------------------------------------------------------------------------
IMS HEALTH INCORPORATED RX ANNUAL MEETING DATE: 05/04/2007
ISSUER: 449934108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES D. EDWARDS Management For For
WILLIAM C. VAN FAASEN Management For For
BRET W. WISE Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
03 APPROVAL OF THE SHAREHOLDER PROPOSAL RELATING Shareholder Against For
TO THE ELECTION OF EACH DIRECTOR ANNUALLY.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 137 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
NASHUA CORPORATION NSHA ANNUAL MEETING DATE: 05/04/2007
ISSUER: 631226107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ANDREW B. ALBERT Management For For
L. SCOTT BARNARD Management For For
THOMAS G. BROOKER Management For For
AVRUM GRAY Management For For
MICHAEL T. LEATHERMAN Management For For
GEORGE R. MRKONIC, JR. Management For For
MARK E. SCHWARZ Management For For
02 APPROVE THE 2007 VALUE CREATION INCENTIVE PLAN Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
OCEANEERING INTERNATIONAL, INC. OII ANNUAL MEETING DATE: 05/04/2007
ISSUER: 675232102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DAVID S. HOOKER Management For For
HARRIS J. PAPPAS Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR
ENDING DECEMBER 31, 2007
- ------------------------------------------------------------------------------------------------------------------------------------
WASTE MANAGEMENT, INC. WMI ANNUAL MEETING DATE: 05/04/2007
ISSUER: 94106L109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A PROPOSAL TO ELECT: PASTORA SAN JUAN CAFFERTY Management For For
1B PROPOSAL TO ELECT: FRANK M. CLARK, JR. Management For For
1C PROPOSAL TO ELECT: PATRICK W. GROSS Management For For
1D PROPOSAL TO ELECT: THOMAS I. MORGAN Management For For
1E PROPOSAL TO ELECT: JOHN C. POPE Management For For
1F PROPOSAL TO ELECT: W. ROBERT REUM Management For For
1G PROPOSAL TO ELECT: STEVEN G. ROTHMEIER Management For For
1H PROPOSAL TO ELECT: DAVID P. STEINER Management For For
1I PROPOSAL TO ELECT: THOMAS H. WEIDEMEYER Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 138 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
MOTOROLA, INC. MOT CONTESTED ANNUAL MEETING DATE: 05/07/2007
ISSUER: 620076109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
E. ZANDER Management For For
D. DORMAN Management For For
J. LEWENT Management For For
T. MEREDITH Management For For
N. NEGROPONTE Management For For
S. SCOTT III Management For For
R. SOMMER Management For For
J. STENGEL Management For For
D. WARNER III Management For For
J. WHITE Management For For
M. WHITE Management For For
02 APPROVAL OF AMENDMENT TO THE MOTOROLA EMPLOYEE Management For For
STOCK PURCHASE PLAN OF 1999
03 SHAREHOLDER PROPOSAL RE: SHAREHOLDER VOTE ON Shareholder Against For
EXECUTIVE PAY
04 SHAREHOLDER PROPOSAL RE: RECOUP UNEARNED MANAGEMENT Shareholder Against For
BONUSES
- ------------------------------------------------------------------------------------------------------------------------------------
TOOTSIE ROLL INDUSTRIES, INC. TR ANNUAL MEETING DATE: 05/07/2007
ISSUER: 890516107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MELVIN J. GORDON Management For For
ELLEN R. GORDON Management For For
LANA JANE LEWIS-BRENT Management For For
BARRE A. SEIBERT Management For For
RICHARD P. BERGEMAN Management For For
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
TRINITY INDUSTRIES, INC. TRN ANNUAL MEETING DATE: 05/07/2007
ISSUER: 896522109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN L. ADAMS Management For For
RHYS J. BEST Management For For
DAVID W. BIEGLER Management For For
RONALD J. GAFFORD Management For For
RONALD W. HADDOCK Management For For
JESS T. HAY Management For For
ADRIAN LAJOUS Management For For
DIANA S. NATALICIO Management For For
TIMOTHY R. WALLACE Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 139 of 234
02 TO APPROVE AN AMENDMENT TO THE CERTIFICATE OF Management For For
INCORPORATION TO INCREASE THE AUTHORIZED SHARES
OF COMMON STOCK FROM 100,000,000 TO 200,000,000.
03 TO APPROVE RATIFICATION OF ERNST & YOUNG LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR ENDING DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
ZIMMER HOLDINGS, INC. ZMH ANNUAL MEETING DATE: 05/07/2007
ISSUER: 98956P102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Management For For
1B ELECTION OF DIRECTOR: JOHN L. MCGOLDRICK Management For For
02 AUDITOR RATIFICATION Management For For
03 AMENDMENT OF RESTATED CERTIFICATE OF INCORPORATION Management For For
TO REQUIRE ANNUAL ELECTION OF ALL DIRECTORS
04 STOCKHOLDER PROPOSAL TO ADOPT SIMPLE MAJORITY Shareholder Against For
VOTE
- ------------------------------------------------------------------------------------------------------------------------------------
AARON RENTS, INC. RNT ANNUAL MEETING DATE: 05/08/2007
ISSUER: 002535300 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
R.C. LOUDERMILK, SR. Management For For
R.C. LOUDERMILK, JR. Management For For
GILBERT L. DANIELSON Management For For
WILLIAM K. BUTLER, JR. Management For For
RONALD W. ALLEN Management For For
LEO BENATAR Management For For
EARL DOLIVE Management For For
DAVID L. KOLB Management For For
RAY M. ROBINSON Management For For
JOHN B. SCHUERHOLZ Management For For
JOHN C. PORTMAN, JR. Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 140 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
ARGONAUT GROUP, INC. AGII ANNUAL MEETING DATE: 05/08/2007
ISSUER: 040157109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
H. BERRY CASH Management For For
HECTOR DELEON Management For For
ALLAN W. FULKERSON Management For For
DAVID HARTOCH Management For For
FRANK W. MARESH Management For For
JOHN R. POWER, JR. Management For For
FAYEZ S. SAROFIM Management For For
MARK E. WATSON III Management For For
GARY V. WOODS Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
BELO CORP. BLC ANNUAL MEETING DATE: 05/08/2007
ISSUER: 080555105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
LOUIS E. CALDERA Management For For
J.L. CRAVEN M.D.,M.P.H. Management For For
DEALEY D. HERNDON Management For For
WAYNE R. SANDERS Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 SHAREHOLDER PROPOSAL RELATING TO REPEAL OF THE Shareholder Against For
CLASSIFIED BOARD OF DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------------------------
ECHOSTAR COMMUNICATIONS CORPORATION DISH ANNUAL MEETING DATE: 05/08/2007
ISSUER: 278762109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES DEFRANCO Management For For
MICHAEL T. DUGAN Management For For
CANTEY ERGEN Management For For
CHARLES W. ERGEN Management For For
STEVEN R. GOODBARN Management For For
GARY S. HOWARD Management For For
DAVID K. MOSKOWITZ Management For For
TOM A. ORTOLF Management For For
C.MICHAEL SCHROEDER Management For For
CARL E. VOGEL Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR ENDING DECEMBER 31, 2007.
03 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For
COME BEFORE THE ANNUAL MEETING OR ANY ADJOURNMENT
THEREOF.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 141 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL FLAVORS & FRAGRANCES I IFF ANNUAL MEETING DATE: 05/08/2007
ISSUER: 459506101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MARGARET HAYES ADAME Management For For
ROBERT M. AMEN Management For For
GUNTER BLOBEL Management For For
J. MICHAEL COOK Management For For
PETER A. GEORGESCU Management For For
ALEXANDRA A. HERZAN Management For For
HENRY W. HOWELL, JR. Management For For
ARTHUR C. MARTINEZ Management For For
BURTON M. TANSKY Management For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
03 TO REAPPROVE THE BUSINESS CRITERIA USED FOR SETTING Management For For
PERFORMANCE GOALS UNDER THE 2000 STOCK AWARD
AND INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
ITT CORPORATION ITT ANNUAL MEETING DATE: 05/08/2007
ISSUER: 450911102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
A DIRECTOR Management For
STEVEN R. LORANGER Management For For
CURTIS J. CRAWFORD Management For For
CHRISTINA A. GOLD Management For For
RALPH F. HAKE Management For For
JOHN J. HAMRE Management For For
RAYMOND W. LEBOEUF Management For For
FRANK T. MACINNIS Management For For
LINDA S. SANFORD Management For For
MARKOS I. TAMBAKERAS Management For For
B TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS ITT CORPORATION INDEPENDENT AUDITOR FOR
2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 142 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
MIDAS, INC. MDS ANNUAL MEETING DATE: 05/08/2007
ISSUER: 595626102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ARCHIE R. DYKES Management For For
ALAN D. FELDMAN Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
THE INDEPENDENT AUDITORS OF MIDAS, INC. FOR THE
FISCAL YEAR ENDING DECEMBER 29, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
NISOURCE INC. NI ANNUAL MEETING DATE: 05/08/2007
ISSUER: 65473P105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A TO ELECT STEVEN C. BEERING TO SERVE ON THE BOARD Management For For
OF DIRECTORS FOR A ONE-YEAR TERM
1B TO ELECT DENNIS E. FOSTER TO SERVE ON THE BOARD Management For For
OF DIRECTORS FOR A ONE-YEAR TERM
1C TO ELECT MARTY K. KITTRELL TO SERVE ON THE BOARD Management For For
OF DIRECTORS FOR A ONE-YEAR TERM
1D TO ELECT PETER MCCAUSLAND TO SERVE ON THE BOARD Management For For
OF DIRECTORS FOR A ONE-YEAR TERM
1E TO ELECT STEVEN R. MCCRACKEN TO SERVE ON THE Management For For
BOARD OF DIRECTORS FOR A ONE-YEAR TERM
1F TO ELECT W. LEE NUTTER TO SERVE ON THE BOARD Management For For
OF DIRECTORS FOR A ONE-YEAR TERM
1G TO ELECT IAN M. ROLLAND TO SERVE ON THE BOARD Management For For
OF DIRECTORS FOR A ONE-YEAR TERM
1H TO ELECT ROBERT C. SKAGGS, JR. TO SERVE ON THE Management For For
BOARD OF DIRECTORS FOR A ONE-YEAR TERM
1I TO ELECT RICHARD L. THOMPSON TO SERVE ON THE Management For For
BOARD OF DIRECTORS FOR A ONE-YEAR TERM
1J TO ELECT CAROLYN Y. WOO TO SERVE ON THE BOARD Management For For
OF DIRECTORS FOR A ONE-YEAR TERM
1K TO ELECT ROGER A. YOUNG TO SERVE ON THE BOARD Management For For
OF DIRECTORS FOR A ONE-YEAR TERM
02 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS. Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
NORTHEAST UTILITIES NU ANNUAL MEETING DATE: 05/08/2007
ISSUER: 664397106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RICHARD H. BOOTH Management For For
COTTON MATHER CLEVELAND Management For For
SANFORD CLOUD, JR. Management For For
JAMES F. CORDES Management For For
E. GAIL DE PLANQUE Management For For
JOHN G. GRAHAM Management For For
ELIZABETH T. KENNAN Management For For
KENNETH R. LEIBLER Management For For
ROBERT E. PATRICELLI Management For For
CHARLES W. SHIVERY Management For For
JOHN F. SWOPE Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 143 of 234
02 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS OUR INDEPENDENT AUDITORS FOR 2007.
03 TO APPROVE THE ADOPTION OF THE NORTHEAST UTILITIES Management For For
INCENTIVE PLAN, AS AMENDED AND RESTATED.
- ------------------------------------------------------------------------------------------------------------------------------------
PINNACLE ENTERTAINMENT, INC. PNK ANNUAL MEETING DATE: 05/08/2007
ISSUER: 723456109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DANIEL R. LEE Management For For
JOHN V. GIOVENCO Management For For
RICHARD J. GOEGLEIN Management For For
ELLIS LANDAU Management For For
BRUCE A. LESLIE Management For For
JAMES L. MARTINEAU Management For For
MICHAEL ORNEST Management For For
LYNN P. REITNOUER Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR THE 2007 FISCAL YEAR
- ------------------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC. PRU ANNUAL MEETING DATE: 05/08/2007
ISSUER: 744320102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
FREDERIC K. BECKER Management For For
GORDON M. BETHUNE Management For For
GASTON CAPERTON Management For For
GILBERT F. CASELLAS Management For For
JAMES G. CULLEN Management For For
WILLIAM H. GRAY III Management For For
JON F. HANSON Management For For
CONSTANCE J. HORNER Management For For
KARL J. KRAPEK Management For For
CHRISTINE A. POON Management For For
ARTHUR F. RYAN Management For For
JAMES A. UNRUH Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT AUDITOR FOR THE YEAR ENDING
DECEMBER 31, 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 144 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
SPRINT NEXTEL CORPORATION S ANNUAL MEETING DATE: 05/08/2007
ISSUER: 852061100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: KEITH J. BANE Management For For
1B ELECTION OF DIRECTOR: ROBERT R. BENNETT Management For For
1C ELECTION OF DIRECTOR: GORDON M. BETHUNE Management For For
1D ELECTION OF DIRECTOR: FRANK M. DRENDEL Management For For
1E ELECTION OF DIRECTOR: GARY D. FORSEE Management For For
1F ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Management For For
1G ELECTION OF DIRECTOR: V. JANET HILL Management For For
1H ELECTION OF DIRECTOR: IRVINE O. HOCKADAY, JR. Management For For
1I ELECTION OF DIRECTOR: LINDA KOCH LORIMER Management For For
1J ELECTION OF DIRECTOR: WILLIAM H. SWANSON Management For For
02 TO RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF SPRINT NEXTEL
FOR 2007.
03 TO APPROVE THE 2007 OMNIBUS INCENTIVE PLAN. Management Against Against
04 SHAREHOLDER PROPOSAL CONCERNING ADVISORY VOTE Shareholder Against For
ON COMPENSATION OF NAMED EXECUTIVE OFFICERS.
- ------------------------------------------------------------------------------------------------------------------------------------
TENNECO INC. TEN ANNUAL MEETING DATE: 05/08/2007
ISSUER: 880349105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CHARLES W. CRAMB Management For For
FRANK E. MACHER Management For For
ROGER B. PORTER Management For For
DAVID B. PRICE, JR. Management For For
GREGG SHERRILL Management For For
PAUL T. STECKO Management For For
JANE L. WARNER Management For For
MITSUNOBU TAKEUCHI Management For For
02 APPROVE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS INDEPENDENT PUBLIC ACCOUNTANTS FOR 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 145 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
TRONOX INCORPORATED TRX ANNUAL MEETING DATE: 05/08/2007
ISSUER: 897051207 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: THOMAS W. ADAMS Management For For
1B ELECTION OF DIRECTOR: PETER D. KINNEAR Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY S INDEPENDENT AUDITORS.
- ------------------------------------------------------------------------------------------------------------------------------------
UNITED STATES CELLULAR CORPORATION USM ANNUAL MEETING DATE: 05/08/2007
ISSUER: 911684108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFY ACCOUNTANTS FOR 2007. Management For For
01 DIRECTOR Management For
P.H. DENUIT Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
YOUNG INNOVATIONS, INC. YDNT ANNUAL MEETING DATE: 05/08/2007
ISSUER: 987520103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
GEORGE E. RICHMOND Management For For
P.J. FERRILLO, JR. Management For For
ALFRED E. BRENNAN Management For For
RICHARD J. BLISS Management For For
BRIAN F. BREMER Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
AMGEN INC. AMGN ANNUAL MEETING DATE: 05/09/2007
ISSUER: 031162100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, JR. Management For For
1B ELECTION OF DIRECTOR: MR. JERRY D. CHOATE Management For For
1C ELECTION OF DIRECTOR: MR. FRANK C. HERRINGER Management For For
1D ELECTION OF DIRECTOR: DR. GILBERT S. OMENN Management For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2007.
ProxyEdge - Investment Company Report
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Selected Accounts: NPX GABELLI ASSET FUND Page 146 of 234
03 TO APPROVE THE AMENDMENTS TO THE COMPANY S RESTATED Management For For
CERTIFICATE OF INCORPORATION ELIMINATING THE
CLASSIFICATION OF THE BOARD OF DIRECTORS.
04 TO APPROVE THE AMENDMENTS TO THE COMPANY S AMENDED Management For For
AND RESTATED BYLAWS ELIMINATING THE CLASSIFICATION
OF THE BOARD OF DIRECTORS.
5A STOCKHOLDER PROPOSAL #1 (ANIMAL WELFARE POLICY). Shareholder Against For
5B STOCKHOLDER PROPOSAL #2 (SUSTAINABILITY REPORT). Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
AUTONATION, INC. AN ANNUAL MEETING DATE: 05/09/2007
ISSUER: 05329W102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MIKE JACKSON Management For For
ROBERT J. BROWN Management For For
RICK L. BURDICK Management For For
WILLIAM C. CROWLEY Management For For
KIM C. GOODMAN Management For For
ROBERT R. GRUSKY Management For For
MICHAEL E. MAROONE Management For For
CARLOS A. MIGOYA Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT AUDITOR FOR 2007
03 APPROVAL OF THE 2007 NON-EMPLOYEE DIRECTOR STOCK Management Against Against
OPTION PLAN
04 APPROVAL OF THE AUTONATION, INC. SENIOR EXECUTIVE Management For For
INCENTIVE BONUS PLAN
05 ADOPTION OF STOCKHOLDER PROPOSAL ON GIVING CERTAIN Shareholder Against For
STOCKHOLDERS THE RIGHT TO CALL A SPECIAL MEETING
- ------------------------------------------------------------------------------------------------------------------------------------
CAMERON INTERNATIONAL CORPORATION CAM ANNUAL MEETING DATE: 05/09/2007
ISSUER: 13342B105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MICHAEL E. PATRICK Management For For
BRUCE W. WILKINSON Management For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTANTS FOR 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 147 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS COP ANNUAL MEETING DATE: 05/09/2007
ISSUER: 20825C104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF CLASS II DIRECTOR: JAMES E. COPELAND, Management For For
JR.
1B ELECTION OF CLASS II DIRECTOR: KENNETH M. DUBERSTEIN Management For For
1C ELECTION OF CLASS II DIRECTOR: RUTH R. HARKIN Management For For
1D ELECTION OF CLASS II DIRECTOR: WILLIAM R. RHODES Management For For
1E ELECTION OF CLASS II DIRECTOR: J. STAPLETON ROY Management For For
1F ELECTION OF CLASS II DIRECTOR: WILLIAM E. WADE, Management For For
JR.
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007
03 CORPORATE POLITICAL CONTRIBUTIONS Shareholder Against For
04 GLOBAL WARMING-RENEWABLES Shareholder Against For
05 QUALIFICATION FOR DIRECTOR NOMINEES Shareholder Against For
06 DRILLING IN SENSITIVE/PROTECTED AREAS Shareholder Against For
07 REPORT ON RECOGNITION OF INDIGENOUS RIGHTS Shareholder Against For
08 COMMUNITY ACCOUNTABILITY Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
DREAMWORKS ANIMATION SKG, INC. DWA ANNUAL MEETING DATE: 05/09/2007
ISSUER: 26153C103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JEFFREY KATZENBERG Management For For
LEWIS COLEMAN Management For For
ROGER A. ENRICO Management For For
DAVID GEFFEN Management For For
JUDSON C. GREEN Management For For
MELLODY HOBSON Management For For
MICHAEL MONTGOMERY Management For For
NATHAN MYHRVOLD Management For For
HOWARD SCHULTZ Management For For
MARGARET C. WHITMAN Management For For
KARL M. VON DER HEYDEN Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 148 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
EASTMAN KODAK COMPANY EK ANNUAL MEETING DATE: 05/09/2007
ISSUER: 277461109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MICHAEL J. HAWLEY Management For For
WILLIAM H. HERNANDEZ Management For For
HECTOR DE J. RUIZ Management For For
LAURA D'ANDREA TYSON Management For For
02 RATIFICATION OF THE AUDIT COMMITTEE S SELECTION Management For For
OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
03 SHAREHOLDER PROPOSAL REQUESTING A MONETARY LIMIT Shareholder Against For
ON EXECUTIVE COMPENSATION.
- ------------------------------------------------------------------------------------------------------------------------------------
MANDARIN ORIENTAL INTERNATIONAL LTD AGM MEETING DATE: 05/09/2007
ISSUER: G57848106 ISIN: BMG578481068
SEDOL: 0561563, 6560713, B02V2Q0, 0561585, 2841616, 0564647, 6560694, 6560757
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE FINANCIAL STATEMENTS AND THE INDEPENDENT Management For *Management Position Unknown
AUDITORS REPORT FOR THEYE 31 DEC 2006 AND DECLARE
A FINAL DIVIDEND
2. RE-ELECT MR. JONATHAN GOULD AS A DIRECTOR Management For *Management Position Unknown
3. RE-ELECT MR. MARK GREENBERG AS A DIRECTOR Management For *Management Position Unknown
4. RE-ELECT MS. JULIAN HUI AS A DIRECTOR Management For *Management Position Unknown
5. RE-ELECT LORD LEACH OF FAIRFORD AS A DIRECTOR Management For *Management Position Unknown
6. RE-ELECT LORD POWELL OF BAYSWATER AS A DIRECTOR Management For *Management Position Unknown
7. RE-APPOINT THE AUDITORS AND AUTHORIZE THE DIRECTORS Management For *Management Position Unknown
TO FIX THEIR REMUNERATION
8. AUTHORIZE THE DIRECTORS TO ALLOT OR ISSUE SHARES Management For *Management Position Unknown
AND TO MAKE OR GRANT OFFERS,AGREEMENTS AND OPTIONS
DURING AND AFTER THE RELEVANT PERIOD, NOT EXCEEDING
USD 16.5 MILLION, OTHERWISE THAN PURSUANT TO
I) A RIGHTS ISSUE; OR II) OR THE ISSUE OF THE
SHARES PURSUANT TO THE COMPANY S EMPLOYEE SHARE
PURCHASE TRUST, SHALL NOT EXCEED USD 2.4 MILLION,
AND THE SAID APPROVAL SHALL BE LIMITED ACCORDINGLY;
AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION
OF THE NEXT AGM OR THE EXPIRATION OF THE PERIOD
WITHIN WHICH THE NEXT AGM IS TO BE HELD BY LAW
9. AUTHORIZE THE DIRECTORS OF THE COMPANY TO PURCHASE Management For *Management Position Unknown
SHARES IN THE CAPITAL OF THE COMPANY DURING THE
RELEVANT PERIOD, SUBJECT TO AND IN ACCORDANCE
WITH ALL APPLICABLE LAWS AND REGULATIONS; NOT
EXCEEDING 15% OF THE AGGREGATE NOMINAL AMOUNT
OF THE ISSUED SHARE CAPITAL; THE APPROVAL IN
PARAGRAPH (A) WHERE PERMITTED BY APPLICABLE LAWS
AND REGULATIONS AND IN PARAGRAPH (B) EXTEND TO
PERMIT THE PURCHASE OF SHARES OF THE COMPANY
(I) BY SUBSIDIARIES OF THE COMPANY AND (II) PURSUANT
TO THE TERMS OF PUT WARRANTS OR FINANCIAL INSTRUMENTS
HAVING SIMILAR EFFECT PUT WARRANTS WHEREBY THE
COMPANY CAN BE REQUIRED TO PURCHASE ITS OWN SHARES,
PROVIDED THAT WHERE PUT WARRANTS ARE ISSUED OR
OFFERED PURSUANT TO A RIGHTS ISSUE AND THE PRICE
WHICH THE COMPANY MAY PAY FOR THE SHARES PURCHASED
ON EXERCISE OF PUT WARRANTS SHALL NOT EXCEED
15% MORE THAN THE AVERAGE OF THE MARKET QUOTATIONS
FOR THE SHARES FOR A PERIOD OF NOT MORE THAN
30 NOR LESS THAN THE 5 DEALING DAYS FALLING 1
DAY PRIOR TO THE DATE OF ANY PUBLIC ANNOUNCEMENT
BY THE COMPANY OF THE PROPOSED ISSUE OF THE PUT
WARRANT; AUTHORITY EXPIRES THE EARLIER OF THE
CONCLUSION OF THE NEXT AGM OF THE COMPANY OR
THE EXPIRATION OF THE PERIOD WITHIN WHICH THE
MEETING ID REQUIRED IS TO BE HELD BY LAW
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Selected Accounts: NPX GABELLI ASSET FUND Page 149 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
REGAL ENTERTAINMENT GROUP RGC ANNUAL MEETING DATE: 05/09/2007
ISSUER: 758766109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
THOMAS D. BELL, JR. Management For For
DAVID H. KEYTE Management For For
LEE M. THOMAS Management For For
02 RATIFICATION OF THE AUDIT COMMITTEE S SELECTION Management For For
OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
27, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
SPECTRUM BRANDS INC SPC ANNUAL MEETING DATE: 05/09/2007
ISSUER: 84762L105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
THOMAS R. SHEPHERD Management For For
CHARLES A. BRIZIUS Management For For
SCOTT A. SCHOEN Management For For
02 TO RATIFY THE APPOINTMENT BY THE BOARD OF DIRECTORS Management For For
OF KPMG LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2007 THE BOARD
OF DIRECTORS RECOMMENDS A VOTE AGAINST PROPOSAL
3.
03 SHAREHOLDER PROPOSAL - REGARDING DECLASSIFICATION Shareholder Against For
OF THE BOARD OF DIRECTORS.
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Selected Accounts: NPX GABELLI ASSET FUND Page 150 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
TELEFONICA, S.A. TEF ANNUAL MEETING DATE: 05/09/2007
ISSUER: 879382208 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 EXAMINATION AND APPROVAL, IF APPROPRIATE, OF Management For For
THE INDIVIDUAL ANNUAL ACCOUNTS, OF THE CONSOLIDATED
FINANCIAL STATEMENTS AND OF THE MANAGEMENT REPORT
OF TELEFONICA, S.A.
02 DIRECTOR Management For
MR. C. ALIERTA IZUEL+ Management For For
MR. M. CARPIO GARCIA+ Management For For
MR. G.H.F. DE ANGULO+ Management For For
MR. P.I.A. DE TEJERA+ Management For For
ENRIQUE USED AZNAR+ Management For For
G.V. GALARRAGA+ Management For For
MR. J.M.A.P. LOPEZ# Management For For
03 AUTHORIZATION TO ACQUIRE THE COMPANY S OWN SHARES, Management For For
EITHER DIRECTLY OR THROUGH GROUP COMPANIES.
04 DELEGATION TO THE BOARD OF DIRECTORS THE POWER Management For For
TO ISSUE DEBENTURES, BONDS, NOTES AND OTHER FIXED-INCOME
SECURITIES.
05 REDUCTION IN SHARE CAPITAL BY MEANS OF THE REPURCHASE Management For For
OF THE COMPANY S OWN SHARES.
6A AMENDMENTS REGARDING THE GENERAL SHAREHOLDERS Management For For
MEETING.
6B AMENDMENTS REGARDING PROXY-GRANTING AND VOTING Management For For
BY MEANS OF LONG-DISTANCE COMMUNICATION AND REMOTE
ATTENDANCE.
6C AMENDMENTS REGARDING THE BOARD OF DIRECTORS. Management For For
7A AMENDMENT OF ARTICLE 5 (POWERS OF THE SHAREHOLDERS Management For For
AT THE GENERAL SHAREHOLDERS MEETING).
7B AMENDMENTS RELATING TO THE CALL TO AND PREPARATION Management For For
OF THE GENERAL SHAREHOLDERS MEETING.
7C AMENDMENTS RELATING TO PROXY-GRANTING AND VOTING Management For For
BY MEANS OF LONG-DISTANCE COMMUNICATION AND REMOTE
ATTENDANCE.
7D OTHER AMENDMENTS: AMENDMENT OF ARTICLE 21 AND Management For For
AMENDMENT OF ARTICLE 24.
08 DELEGATION OF POWERS TO FORMALIZE, INTERPRET, Management For For
CURE AND CARRY OUT THE RESOLUTIONS ADOPTED BY
THE SHAREHOLDERS.
- ------------------------------------------------------------------------------------------------------------------------------------
TRIBUNE COMPANY TRB ANNUAL MEETING DATE: 05/09/2007
ISSUER: 896047107 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JEFFREY CHANDLER Management For For
WILLIAM A. OSBORN Management For For
MILES D. WHITE Management For For
02 RATIFICATION OF INDEPENDENT ACCOUNTANTS. Management For For
03 SHAREHOLDER PROPOSAL CONCERNING TRIBUNE S CLASSIFIED Shareholder Against For
BOARD OF DIRECTORS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 151 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
UIL HOLDINGS CORPORATION UIL ANNUAL MEETING DATE: 05/09/2007
ISSUER: 902748102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
THELMA R. ALBRIGHT Management For For
MARC C. BRESLAWSKY Management For For
ARNOLD L. CHASE Management For For
JOHN F. CROWEAK Management For For
BETSY HENLEY-COHN Management For For
JOHN L. LAHEY Management For For
F.P. MCFADDEN, JR. Management For For
DANIEL J. MIGLIO Management For For
WILLIAM F. MURDY Management For For
JAMES A. THOMAS Management For For
JAMES P. TORGERSON Management For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS UIL HOLDINGS CORPORATION S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007.
03 PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION Management For For
OF UIL HOLDINGS CORPORATION TO INCREASE THE NUMBER
OF SHARES AUTHORIZED.
- ------------------------------------------------------------------------------------------------------------------------------------
WEIR GROUP PLC AGM MEETING DATE: 05/09/2007
ISSUER: G95248137 ISIN: GB0009465807
SEDOL: 0946580, B02R8M6
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND ADOPT THE REPORT AND FINANCIAL STATEMENTS Management For *Management Position Unknown
2. DECLARE A DIVIDEND Management For *Management Position Unknown
3. APPROVE THE REMUNERATION COMMITTEE REPORT Management For *Management Position Unknown
4. ELECT MR. KEITH COCHRANE AS A DIRECTOR Management For *Management Position Unknown
5. RE-ELECT SIR ROBERT SMITH AS A DIRECTOR Management For *Management Position Unknown
6. RE-ELECT MR. ALAN MITCHELSON AS A DIRECTOR Management For *Management Position Unknown
7. RE-ELECT PROFESSOR IAN PERCY AS A DIRECTOR Management For *Management Position Unknown
8. RE-APPOINT ERNST & YOUNG LLP AS THE AUDITORS Management For *Management Position Unknown
9. AUTHORIZE THE DIRECTORS TO FIX THE REMUNERATION Management For *Management Position Unknown
OF THE AUDITORS
10. APPROVE TO RENEW THE DIRECTORS GENERAL POWER Management For *Management Position Unknown
TO ALLOT SHARES
S.11 APPROVE TO DISPLAY THE STATUTORY PRE-EMPTION PROVISIONS Management For *Management Position Unknown
S.12 APPROVE TO RENEW THE COMPANY S AUTHORITY TO PURCHASE Management For *Management Position Unknown
ITS OWN SHARES
S.13 APPROVE TO ALLOW THE COMPANY TO DEFAULT TO ELECTRONIC Management For *Management Position Unknown
COMMUNICATIONS AND THE SUBSEQUENT AMENDMENT TO
THE ARTICLES OF ASSOCIATION
S.14 AMEND THE ARTICLES OF ASSOCIATION Management For *Management Position Unknown
ProxyEdge - Investment Company Report
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- ------------------------------------------------------------------------------------------------------------------------------------
WINDSTREAM CORPORATION WIN ANNUAL MEETING DATE: 05/09/2007
ISSUER: 97381W104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
S.E. "SANDY" BEALL, III Management For For
DENNIS E. FOSTER Management For For
FRANCIS X. FRANTZ Management For For
JEFFERY R. GARDNER Management For For
JEFFREY T. HINSON Management For For
JUDY K. JONES Management For For
WILLIAM A. MONTGOMERY Management For For
FRANK E. REED Management For For
02 APPROVE THE WINDSTREAM PERFORMANCE INCENTIVE Management For For
COMPENSATION PLAN
03 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS WINDSTREAM S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANT FOR 2007
04 REQUIRED EQUITY AWARDS TO BE HELD Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
CENTURYTEL, INC. CTL ANNUAL MEETING DATE: 05/10/2007
ISSUER: 156700106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM R. BOLES, JR. Management For For
W. BRUCE HANKS Management For For
C.G. MELVILLE, JR. Management For For
GLEN F. POST, III Management For For
02 TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY Management For For
S INDEPENDENT AUDITOR FOR 2007.
03 TO ACT UPON A SHAREHOLDER PROPOSAL REGARDING Shareholder Against For
EXECUTIVE COMPENSATION.
- ------------------------------------------------------------------------------------------------------------------------------------
CHRISTIAN DIOR SA, PARIS MIX MEETING DATE: 05/10/2007
ISSUER: F26334106 ISIN: FR0000130403
SEDOL: 4061393, 4194545, 5690097, B02PS53, 4069030
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* VERIFICATION PERIOD: REGISTERED SHARES: 1 TO Non-Voting *Management Position Unknown
5 DAYS PRIOR TO THE MEETING DATE, DEPENDS ON
COMPANY S BY-LAWS. BEARER SHARES: 6 DAYS PRIOR
TO THE MEETING DATE. FRENCH RESIDENT SHAREOWNERS
MUST COMPLETE, SIGN AND FORWARD THE PROXY CARD
DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN
THE NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS.
THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS:
PROXY CARDS: VOTING INSTRUCTIONS WILL BE
FORWARDED TO THE GLOBAL CUSTODIANS THAT HAVE
BECOME REGISTERED INTERMEDIARIES, ON THE VOTE
DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY,
THE GLOBAL CUSTODIAN WILL SIGN THE PROXY CARD
AND FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE
UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS
REGISTERED INTERMEDIARY, PLEASE CONTACT YOUR
ProxyEdge - Investment Company Report
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Selected Accounts: NPX GABELLI ASSET FUND Page 153 of 234
REPRESENTATIVE. TRADES/VOTE INSTRUCTIONS:
SINCE FRANCE MAINTAINS A VERIFICATION PERIOD,
FOR VOTE INSTRUCTIONS SUBMITTED THAT HAVE A TRADE
TRANSACTED (SELL) FOR EITHER THE FULL SECURITY
POSITION OR A PARTIAL AMOUNT AFTER THE VOTE INSTRUCTION
HAS BEEN SUBMITTED AND THE GLOBAL CUSTODIAN ADVISES
OF THE POSITION CHANGE VIA THE ACCOUNT POSITION
COLLECTION PROCESS, THERE IS A PROCESS IN EFFECT
WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE
NEW ACCOUNT POSITION AVAILABLE FOR VOTING. THIS
WILL ENSURE THAT THE LOCAL CUSTODIAN IS INSTRUCTED
TO AMEND THE VOTE INSTRUCTION AND RELEASE THE
SHARES FOR SETTLEMENT OF THE SALE TRANSACTION.
THIS PROCEDURE PERTAINS TO SALE TRANSACTIONS
WITH A SETTLEMENT DATE PRIOR TO MEETING DATE
+ 1
O.1 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management Take No *Management Position Unknown
AND THE AUDITORS AND APPROVE THE CONSOLIDATED Action
FINANCIAL STATEMENTS FOR THE FYE 31 DEC 2006,
IN THE FORM PRESENTED TO THE MEETING
O.2 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management Take No *Management Position Unknown
AND THE AUDITORS AND APPROVE THE COMPANY S FINANCIAL Action
STATEMENTS FOR THE YEAR 2006, GRANT PERMANENT
DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS
FOR THE PERFORMANCE OF THEIR DUTIES DURING THE
SAID FY
O.3 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management Take No *Management Position Unknown
AGREEMENTS GOVERNED BY THE ARTICLE L.225-38 OF Action
THE FRENCH COMMERCIAL CODE; APPROVE THE SAID
REPORT AND THE AGREEMENTS REFERRED TO THEREIN
O.4 APPROVE THE RECOMMENDATIONS OF THE BOARD OF DIRECTORS Management Take No *Management Position Unknown
AND RESOLVES THAT THE INCOME FOR THE FY IS APPROPRIATED Action
AS FOLLOWS: INCOME FOR THE FY: EUR 184,249,668.52;
RETAINED EARNINGS: EUR 43,227,088.83; ORDINARY
RESERVES: EUR 28,758,380.33; TOTAL: EUR 256,235,137.68;
ALLOCATED AS FOLLOWS: DIVIDENDS: EUR 256,235,137.68
CORRESPONDING TO A DIVIDEND OF EUR 1.41 PER SHARE;
AND REMINDS THAT AN INTERIM DIVIDEND OF EUR 0.38
WAS ALREADY PAID ON 01 DEC 2006; THE REMAINING
DIVIDEND OF EUR 1.03 WILL BE PAID ON 15 MAY 2007,
AND WILL ENTITLE NATURAL PERSONS TO THE 40% ALLOWANCE;
IN THE EVENT THAT THE COMPANY HOLDS SOME OF ITS
OWN SHARES ON SUCH DATE, THE AMOUNT OF THE UNPAID
DIVIDEND ON SUCH SHARES SHALL BE ALLOCATED TO
THE RETAINED EARNING ACCOUNT; AS REQUIRED BY-LAW
O.5 APPORVE TO RENEW THE APPOINTMENT OF MR. RAYMOND Management Take No *Management Position Unknown
WIBAUX AS A DIRECTOR FOR A 3 YEAR PERIOD Action
O.6 AUTHORIZE THE BOARD OF DIRECTORS, TO BUY BACK Management Take No *Management Position Unknown
THE COMPANY S SHARES ON THE OPEN MARKET, SUBJECT Action
TO THE CONDITIONS AS BELOW: MAXIMUM PURCHASE
PRICE: EUR 130.00; MAXIMUM NUMBER OF SHARES TO
BE ACQUIRED: 0.5% OF THE SHARE CAPITAL ON 01
JAN 2007, I.E. 908.635 SHARES MAXIMUM FUNDS INVESTED
IN THE SHARE BUYBACKS: EUR 118,000,000.00; AUTHORITY
EXPIRES AT 18 MONTH PERIOD; TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES;
THE DELEGATION OF POWERS SUPERSEDES THE ONE GIVEN
BY THE COMBINED SHAREHOLDERS MEETING DATED 11
MAY 2006
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E.7 AUTHORIZE THE BOARD OF DIRECTORS, TO REDUCE THE Management Take No *Management Position Unknown
SHARE CAPITAL, ON 1 OR MORE OCCASION, BY CANCELING Action
ALL OR PART OF THE SHARES HELD BY THE COMPANY
IN CONNECTION WITH A STOCK REPURCHASE PLAN, UP
TO A MAXIMUM OF 10% OF THE SHARE CAPITAL OVER
A 24 MONTH PERIOD; AUTHORITY EXPIRES AT 18 MONTH
PERIOD; TO TAKE ALL NECESSARY MEASURE AND ACCOMPLISH
ALL NECESSARY FORMALITIES; THIS DELEGATION OF
POWER SUPERSEDES THE ONE GIVEN BY THE SHAREHOLDERS
MEETING DATED 11 MAY 2006
E.8 AUTHORIZE THE BOARD OF DIRECTORS, IN ORDER TO Management Take No *Management Position Unknown
INCREASE THE SHARE CAPITAL IN ONE OR MORE OCCASIONS: Action
UP TO A MAXIMUM NOMINAL AMOUNT OF EUR 40,000,000.00
BY WAY OF ISSUING, BY WAY OF A PUBLIC OFFERING
AND WITH PREFERRED SUBSCRIPTION RIGHTS MAINTAINED;
ORDINARY SHARES AND-OR SECURITIES GIVING ACCESS
TO THE CAPITAL OR GIVING RIGHT TO A DEBT SECURITY;
UP TO A MAXIMUM NOMINAL AMOUNT OF EUR 40,000,000.00
BY WAY OF CAPITALIZING RESERVES, PROFITS, PREMIUMS,
PROVIDED THAT SUCH CAPITALIZATION IS ALLOWED
BY LAW AND UNDER THE BY-LAWS, TO BE CARRIED OUT
THROUGH THE ISSUE OF BONUS SHARES OR THE RAISE
OF THE PAR VALUE OF THE EXISTING SHARES; AUTHORITY
EXPIRES AT 26 MONTH PERIOD; TO TAKE ALL NECESSARY
MEASURE AND ACCOMPLISH ALL NECESSARY FORMALITIES;
THIS DELEGATION OF POWER SUPERSEDES THE ONE GIVEN
BY THE COMBINED SHAREHOLDERS MEETING DATED 12
MAY 2005
E.9 AUTHORIZE THE BOARD OF DIRECTORS, TO INCREASE Management Take No *Management Position Unknown
ON ONE OR MORE OCCASIONS, IN FRANCE OR ABROAD, Action
THE SHARE CAPITAL TO A MAXIMUM NOMINAL AMOUNT
OF EUR 40,000,000.00, BY ISSUANCE, BY WAY OF
PUBLIC OFFERING AND WITH THE SHAREHOLDERS CANCELLATION
PREFERRED SUBSCRIPTION RIGHTS, OF ORDINARY SHARES
AND SECURITIES, GIVING ACCESS TO THE CAPITAL
OR GIVING RIGHT TO A DEBT SECURITY; THIS AMOUNT
SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH
IN RESOLUTIONS NUMBERS 8, 10; AUTHORITY EXPIRES
AT 26 MONTH PERIOD; TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES; THIS
DELEGATION OF POWERS SUPERSEDES THE ONE GIVEN
BY THE COMBINED SHAREHOLDERS METING DATED 12
MAY 2005
E.10 AUTHORIZE THE BOARD OF DIRECTORS, TO ISSUE SHARES Management Take No *Management Position Unknown
OR SECURITIES, GIVING ACCESS TO THE COMPANYS Action
SHARE CAPITAL OR GIVING RIGHT TO A DEBT SECURITY,
EITHER IN CONSIDERATION FOR SECURITIES TENDERED
IN A PUBLIC EXCHANGE OFFER, OR, UP TO 10% OF
THE SHARE CAPITAL, IN CONSIDERATION FOR THE CONTRIBUTION
IN KIND GRANTED TO THE COMPANY AND COMPRISED
OF CAPITAL SECURITIES OR SECURITIES GIVING ACCESS
TO SHARE CAPITAL; AUTHORITY EXPIRES AT 26 MONTH
PERIOD; TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES; THIS DELEGATION OF
POWERS SUPERSEDES THE ONE GIVEN BY THE COMBINED
SHAREHOLDERS METING DATED 12 MAY 2005
E.11 APPROVE TO INCREASE THE NUMBER OF SECURITIES Management Take No *Management Position Unknown
TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE Action
ACCORDANCE THE ISSUANCES WHICH SHALL BE DECIDED
IN APPLICATION TO THE CONFERRED DELEGATIONS IN
VIRTUE OF THE RESOLUTIONS NO 8 AND 9
E.12 APPROVE TO RESOLVE TO BRING THE ARTICLE 17 OF Management Take No *Management Position Unknown
THE BNP PARIBAS SECURITIES SERVICES Action
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Selected Accounts: NPX GABELLI ASSET FUND Page 155 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
DUKE ENERGY CORPORATION DUK ANNUAL MEETING DATE: 05/10/2007
ISSUER: 26441C105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM BARNET, III Management For For
G. ALEX BERNHARDT, SR. Management For For
MICHAEL G. BROWNING Management For For
PHILLIP R. COX Management For For
ANN MAYNARD GRAY Management For For
JAMES H. HANCE, JR. Management For For
JAMES T. RHODES Management For For
JAMES E. ROGERS Management For For
MARY L. SCHAPIRO Management For For
DUDLEY S. TAFT Management For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE Management For For
ENERGY S INDEPENDENT PUBLIC ACCOUNTANT FOR 2007
- ------------------------------------------------------------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON, PARIS MIX MEETING DATE: 05/10/2007
ISSUER: F58485115 ISIN: FR0000121014
SEDOL: 4617439, B0B24M4, B1P1HX6, 2731364, 4061434, B043D61, B10LQS9, 4061412,19
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN Non-Voting *Management Position Unknown
AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB
CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN THE NECESSARY CARD,
ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING
APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY
CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED
TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED
INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN
CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD
TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER
YOUR GLOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY,
PLEASE CONTACT YOUR REPRESENTATIVE.
* PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown
YOU.
O.1 RECEIVE THE BOARD OF THE DIRECTORS AND STATUTORY Management Take No *Management Position Unknown
AUDITORS REPORTS, APPROVE THE CONSOLIDATED FINANCIAL Action
STATEMENTS FOR THE FYE ON 31 DEC 2006
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O.2 APPROVE THE FINANCIAL STATEMENTS FOR THE FYE Management Take No *Management Position Unknown
ON 31 DEC 2006, GRANT FINAL DISCHARGE TO THE Action
BOARD OF DIRECTORS
O.3 RECEIVE THE STATUTORY AUDITORS SPECIAL REPORT, Management Take No *Management Position Unknown
APPROVE THE AGREEMENTS NOTIFIED IN THE REPORT, Action
COVERED BY THE ARTICLE L. 225-38 OF THE COMMERCIAL
LAW
O.4 APPROVE THE APPROPRIATION OF THE INCOME, SETTING Management Take No *Management Position Unknown
OF THE FINAL DIVIDEND, TO BEPAID 15 MAY 2007 Action
O.5 APPROVE TO RENEW MR. BERNARD ARNAULT S MANDATE Management Take No *Management Position Unknown
AS A DIRECTOR, THE CURRENT ONECOMING TO EXPIRE Action
O.6 APPROVE TO RENEW MRS. DELPHINE ARNAULT-GANCIA Management Take No *Management Position Unknown
S MANDATE AS A DIRECTOR, THE CURRENT ONE COMING Action
TO EXPIRE
O.7 APPROVE TO RENEW MR. JEAN ARNAULT S MANDATE AS Management Take No *Management Position Unknown
A DIRECTOR, THE CURRENT ONE COMING TO EXPIRE Action
O.8 APPROVE TO RENEW MR. M. NICHOLAS CLIVE-WORMS Management Take No *Management Position Unknown
MANDATE AS A DIRECTOR, THE CURRENT ONE COMING Action
TO EXPIRE
O.9 APPROVE TO RENEW MR. M. PATRICK HOUEL S MANDATE Management Take No *Management Position Unknown
AS A DIRECTOR, THE CURRENT ONE COMING TO EXPIRE Action
O.10 APPROVE TO RENEW MR. M. FELIX G. ROHATYN S MANDATE Management Take No *Management Position Unknown
AS A DIRECTOR, THE CURRENTONE COMING TO EXPIRE Action
O.11 APPROVE TO RENEW MR. M. HUBERT VEDRINE S MANDATE Management Take No *Management Position Unknown
AS A DIRECTOR, THE CURRENT ONE COMING TO EXPIRE Action
O.12 APPROVE TO RENEW MR. M. KILIAN HENNESSY S MANDATE Management Take No *Management Position Unknown
AS A DIRECTOR, THE CURRENT ONE COMING TO EXPIRE Action
O.13 AUTHORIZE THE BOARD OF DIRECTORS TO PURCHASE Management Take No *Management Position Unknown
COMPANY SHARES WITHIN THE LIMIT OF 10% OF THE Action
CAPITAL
E.14 AUTHORIZE THE BOARD OF DIRECTORS TO DECREASE Management Take No *Management Position Unknown
THE CAPITAL, IN 1 OR SEVERAL TIMES, BY CANCELLATION Action
OF PURCHASED SHARES WITHIN THE LIMIT OF 10% OF
THE CAPITAL
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E.15 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management Take No *Management Position Unknown
THE CAPITAL, IN 1 OR SEVERAL TIMES AND AT ANY Action
MOMENT, EITHER BY ISSUANCE OF ORDINARY SHARES
OR INVESTMENT SECURITIES, GIVING ACCESS TO THE
CAPITAL OR RIGHT TO A DEBT SECURITY, OR BY A
DEBT COMPENSATION, OR BY INCORPORATION OF EARNINGS,
PREMIUMS AND RESERVES, WITH THE MAINTAINANCE
OF THE SHAREHOLDERS PREFERENTIAL RIGHTS OF SUBSCRIPTION,
SETTING OF A MAXIMUM NOMINAL AMOUNT OF THE CAPITAL
E.16 AUTHORIZE THE BOARD OF DIRECTORS TO DECREASE Management Take No *Management Position Unknown
THE CAPITAL, IN 1 OR SEVERAL TIMES, AND AT ANY Action
TIME, BY ISSUANCE OF ORDINARY SHARES OR INVESTMENT
SECURITIES, GIVING ACCESS TO THE CAPITAL OR RIGHT
TO A DEBT SECURITY, WITH CANCELLATION OF SHAREHOLDERS
PREFERENTIAL RIGHT OF SUBSCRIPTION, SETTING
OF A MAXIMUM NOMINAL AMOUNT OF THE CAPITAL
E.17 AUTHORIZE THE BOARD OF DIRECTIONS TO DECREASE Management Take No *Management Position Unknown
THE CAPITAL, IN 1 OR SEVERAL TIMES, BY ISSUANCE Action
OF ORDINARY SHARES OR INVESTMENT SECURITIES,
GIVING ACCESS TO THE CAPITAL OR RIGHT TO A DEBT
SECURITY IN ORDER TO REMUNERATE CONTRIBUTIONS
IN KIND, WITHIN THE LIMIT OF 10% OF THE CAPITAL
E.18 AUTHORIZE THE BOARD OF DIRECTORS TO DECREASE Management Take No *Management Position Unknown
THE CAPITAL, IN 1 OR SEVERAL TIMES, AND AT ANY Action
TIME, BY ISSUANCE OF ORDINARY SHARES OR INVESTMENT
SECURITIES, GIVING ACCESS TO THE CAPITAL OR RIGHT
TO A DEBT SECURITY, RESERVED FOR CREDIT INSTITUTIONS
OR COMPANY SUPERVISED BY INSURANCE LAW, WITH
CANCELLATION OF SHAREHOLDERS PREFERENTIAL RIGHT
OF SUBSCRIPTION, SETTING OF A MAXIMUM NOMINAL
AMOUNT OF THE CAPITAL
E.19 APPROVE TO INCREASE THE NUMBER OF SHARES TO BE Management Take No *Management Position Unknown
ISSUED IN CASE OF EXCESS REQUESTS Action
E.20 AUTHORIZE THE BOARD OF DIRECTORS FOR 1 OR SEVERAL Management Take No *Management Position Unknown
CAPITAL INCREASE(S) IN CASHRESERVED FOR THE COMPANY Action
STAFF EMPLOYEES AND RELATED COMPANIES, MEMBERS
OF A CORPORATE SAVING PLAN, WITHIN THE LIMIT
OF 3% OF THE CAPITAL
E.21 AMEND THE ARTICLE 23 IDENT 1 OF BY-LAWS ABOUT Management Take No *Management Position Unknown
GENERAL MEETINGS TO COMPLY WITHTHE LAWS Action
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- ------------------------------------------------------------------------------------------------------------------------------------
ORTHOLOGIC CORP. OLGC ANNUAL MEETING DATE: 05/10/2007
ISSUER: 68750J107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
F.J. FELDMAN, PH.D. Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG, LLP, Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
SINCLAIR BROADCAST GROUP, INC. SBGI ANNUAL MEETING DATE: 05/10/2007
ISSUER: 829226109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DAVID D. SMITH Management For For
FREDERICK G. SMITH Management For For
J. DUNCAN SMITH Management For For
ROBERT E. SMITH Management For For
BASIL A. THOMAS Management For For
LAWRENCE E. MCCANNA Management For For
DANIEL C. KEITH Management For For
MARTIN R. LEADER Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2007.
03 APPROVE THE MATERIAL TERMS OF EXECUTIVE OFFICER Management For For
PERFORMANCE GOALS TO QUALIFY AS PERFORMANCE-BASED
COMPENSATION.
- ------------------------------------------------------------------------------------------------------------------------------------
TRANSOCEAN INC. RIG ANNUAL MEETING DATE: 05/10/2007
ISSUER: G90078109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: ROBERT L. LONG Management For For
1B ELECTION OF DIRECTOR: MARTIN B. MCNAMARA Management For For
1C ELECTION OF DIRECTOR: ROBERT M. SPRAGUE Management For For
1D ELECTION OF DIRECTOR: J. MICHAEL TALBERT Management For For
02 APPROVAL OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
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- ------------------------------------------------------------------------------------------------------------------------------------
IVANHOE MINES LTD. IVN ANNUAL MEETING DATE: 05/11/2007
ISSUER: 46579N103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT M. FRIEDLAND Management For For
R. EDWARD FLOOD Management For For
KJELD THYGESEN Management For For
ROBERT HANSON Management For For
JOHN WEATHERALL Management For For
MARKUS FABER Management For For
JOHN MACKEN Management For For
DAVID HUBERMAN Management For For
HOWARD BALLOCH Management For For
PETER MEREDITH Management For For
DAVID KORBIN Management For For
BRET CLAYTON Management For For
02 TO APPOINT DELOITTE & TOUCHE, LLP, CHARTERED Management For For
ACCOUNTANTS, AS AUDITORS OF THE CORPORATION AT
A REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS.
03 TO APPROVE THE AMENDED AND RESTATED EMPLOYEE Management For For
S AND DIRECTORS EQUITY INCENTIVE PLAN AS MORE
PARTICULARLY DEFINED IN THE MANAGEMENT PROXY CIRCULAR.
04 TO APPROVE AND CONFIRM REVISIONS TO THE BY-LAWS Management For For
TO ALLOW FOR THE CORPORATION S SHARES TO BE ISSUED
ELECTRONICALLY, WITHOUT A CERTIFICATE, AS WILL
BE REQUIRED FOR SHARES LISTED ON A U.S. STOCK
EXCHANGE.
- ------------------------------------------------------------------------------------------------------------------------------------
WORLD WRESTLING ENTERTAINMENT, INC. WWE ANNUAL MEETING DATE: 05/11/2007
ISSUER: 98156Q108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
VINCENT K. MCMAHON Management For For
LINDA E. MCMAHON Management For For
ROBERT A. BOWMAN Management For For
DAVID KENIN Management For For
JOSEPH PERKINS Management For For
MICHAEL B. SOLOMON Management For For
LOWELL P. WEICKER, JR. Management For For
MICHAEL SILECK Management For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
03 SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE Management For For
THE MEETING OR ANY ADJOURNMENT THEREOF.
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Selected Accounts: NPX GABELLI ASSET FUND Page 160 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
ACCOR SA, COURCOURONNES AGM MEETING DATE: 05/14/2007
ISSUER: F00189120 ISIN: FR0000120404
SEDOL: 5852842, 7163713, B02PR67, 4024363, B0YBKW0, B03QY79, 4112321, 5853726
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN MIX MEETING. THANK Non-Voting *Management Position Unknown
YOU.
* FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN Non-Voting *Management Position Unknown
AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB
CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN THE NECESSARY CARD,
ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING
APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY
CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED
TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED
INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN
CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD
TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER
YOUR GLOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY,
PLEASE CONTACT YOUR REPRESENTATIVE.
1. RECEIVE THE REPORT OF THE CHAIRMAN OF THE BOARD Management Take No *Management Position Unknown
OF DIRECTORS ON THE BOARD S ACTIVITIES AND INTERNAL Action
CONTROL PROCEDURES, AS WELL AS THE MANAGEMENT
REPORT PREPARED BY THE BOARD OF DIRECTORS AND
THE AUDITORS REPORT ON THE FINANCIAL STATEMENTS
OF ACCOR SA, APPROVE THE FINANCIAL STATEMENTS
OF THE COMPANY FOR THE YE 31 DEC 2006, AS PRESENTED;
THE TRANSACTIONS REFLECTED IN THE FINANCIAL STATEMENTS
AND THE MANAGEMENT MEASURES TAKEN BY THE BOARD
OF DIRECTORS DURING THE YEAR
2. RECEIVE THE MANAGEMENT REPORT OF THE BOARD OF Management Take No *Management Position Unknown
DIRECTORS AND THE AUDITORS REPORT ON THE CONSOLIDATED Action
FINANCIAL STATEMENTS, APPROVE THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE YE 31 DEC 2006,
AS PRESENTED
3. APPROVE THE RECOMMENDATION OF THE BOARD OF DIRECTORS Management Take No *Management Position Unknown
AND RESOLVES TO APPROPRIATE: 2006 NET PROFIT Action
EUR 487,209,582.31; RETAINED EARNINGS: EUR 389,775,930.57;
PRIOR YEAR DIVIDENDS NOT PAID OUT ON TREASURY
STOCK: EUR 2,350,268.80; TOTAL PROFIT AVAILABLE
FOR DISTRIBUTION: EUR 879,335,781.68; AS FOLLOWS,
BASED ON THE 212,077,160 SHARES OUTSTANDING TO
ORDINARY DIVIDENDS: EUR 307,511,882.00 EUR 1.45
PER SHARE; TO THE PAYMENT OF A SPECIAL DIVIDEND:
EUR 318,115,740.00 EUR 1.50 PER SHARE; TO RETAINED
EARNINGS: EUR 253,708,159.68; ACCORDINGLY, AFTER
NOTING THE EXISTENCE OF PROFIT AVAILABLE FOR
DISTRIBUTION, THE ORDINARY MEETING RESOLVES TO
PAY AN ORDINARY DIVIDEND OF EUR 1.45, AS WELL
AS A SPECIAL DIVIDEND OF EUR 1.50 PER SHARE,
IF THE NUMBER OF SHARES CARRYING RIGHTS TO THE
2006 DIVIDEND EXCEEDS 212,077,160, THE AMOUNT
OF THE ORDINARY AND SPECIAL DIVIDENDS WILL BE
RAISED AND THE AMOUNT ALLOCATED RETAINED EARNINGS
WILL BE ADJUSTED ON THE BASIS OF THE TOTAL AMOUNT
OF DIVIDENDS ACTUALLY PAID; UNDER THE TERMS OF
THE 2007 FINANCE ACT, ELIGIBLE SHAREHOLDERS MAY
CLAIM THE 40% TAX ALLOWANCE PROVIDED FOR IN ARTICLE
158.3.2 OF THE FRENCH GENERAL TAX CODE ON THE
TOTAL DIVIDEND
4. ELECT MR. AUGUSTIN DE ROMANET DE BEAUNE AS A Management Take No *Management Position Unknown
DIRECTOR, WITH EFFECT FROM THE CLOSE OF THIS Action
MEETING, FOR A 3-YEAR TERM EXPIRING AT THE CLOSE
OF THE SHAREHOLDERS MEETING TO BE CALLED TO
APPROVE THE 2009 FINANCIAL STATEMENTS
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5. RE-APPOINT DELOITTE & ASSOCIES AS STATUTORY AUDITORS, Management Take No *Management Position Unknown
FOR A 6-YEAR TERM EXPIRING AT THE CLOSE OF THE Action
SHAREHOLDERS MEETING TO BE CALLED TO APPROVE
THE 2012 FINANCIAL STATEMENTS
6. RE-APPOINT BEAS AS ALTERNATE AUDITORS, FOR A Management Take No *Management Position Unknown
6-YEAR TERM EXPIRING AT THE CLOSE OF THE SHAREHOLDERS Action
MEETING TO BE CALLED TO APPROVE THE 2012 FINANCIAL
STATEMENTS
7. RE-APPOINT ERNST & YOUNG ET AUTRES AS STATUTORY Management Take No *Management Position Unknown
AUDITORS FOR A 6-YEAR TERM EXPIRING AT THE CLOSE Action
OF THE SHAREHOLDERS MEETING TO BE CALLED TO
APPROVE THE 2012 FINANCIAL STATEMENTS
8. APPOINT AUDITEX, 11 ALLEE DE L ARCHE, FAUBOURG Management Take No *Management Position Unknown
DE L ARCHE, 92400 COURBEVOIE, FRANCE, AS AN ALTERNATE Action
AUTIDOR, FOR A 6-YEAR TERM EXPIRING AT THE CLOSE
OF THE SHAREHOLDERS MEETING TO BE CALLED TO
APPROVE THE 2012 FINANCIAL STATEMENTS
9. RECEIVE THE AUDITORS SPECIAL REPORT ON AGREEMENTS Management Take No *Management Position Unknown
GOVERNED BY ARTICLES L.225-38 ET SEQUENCE OF Action
THE COMMERCIAL CODE AND APPROVE THE AGREEMENT
ENTERED INTO WITH COMPAGNIE DES ALPES AND SOJER
10. RECEIVE THE AUDITORS SPECIAL REPORT ON AGREEMENTS Management Take No *Management Position Unknown
GOVERNED BY ARTICLES L.225-38 ET SEQUENCE OF Action
THE COMMERCIAL CODE AND APPROVE THE AGREEMENT
ENTERED INTO WITH OLYMPIQUE LYONNAIS
11. RECEIVE THE AUDITORS SPECIAL REPORT ON AGREEMENTS Management Take No *Management Position Unknown
GOVERNED BY ARTICLES L.225-38 ET SEQUENCE OF Action
THE COMMERCIAL CODE, AND APPROVE THE AGREEMENT
ENTERED INTO WITH CLUB MEDITERRANEE AND LCADE
12. RECEIVE THE AUDITORS SPECIAL REPORT ON AGREEMENTS Management Take No *Management Position Unknown
GOVERNED BY ARTICLES L.225-38 ET SEQUENCE OF Action
THE COMMERCIAL CODE AND APPROVE THE AGREEMENT
ENTERED INTO WITH MESSRS. PAUL DUBRULE AND GERARD
PELISSION
13. RECEIVE THE AUDITORS SPECIAL REPORT ON AGREEMENTS Management Take No *Management Position Unknown
GOVERNED BY ARTICLES L.225-38 ET SEQUENCE OF Action
THE COMMERCIAL CODE AND APPROVE THE AGREEMENT
ENTERED INTO WITH MR. GILLES PELISSON
14. RECEIVE THE AUDITORS SPECIAL REPORT ON AGREEMENTS Management Take No *Management Position Unknown
GOVERNED BY ARTICLES L.225-38 ET SEQUENCE OF Action
THE COMMERCIAL CODE AND AUTHORIZE THE CONTINUED
APPLICATION OF AGREEMENTS AUTHORIZED IN PRIOR
PERIODS
15. AUTHORIZE THE BOARD: TO TRADE IN THE COMPANY Management Take No *Management Position Unknown
S SHARES IN ACCORDANCE WITH ARTICLES L.225-209 Action
ET SEQUENCE OF THE COMMERCIAL CODE, SUBJECT TO
THE CONDITIONS SET OUT BELOW: THE BOARD OF DIRECTORS
MAY PURCHASE, SELL OR TRANSFER SHARES UNDER THIS
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AUTHORIZATION, SUBJECT TO COMPLIANCE WITH THE
ABOVE-MENTIONED CODE AND IN ACCORDANCE WITH THE
PRACTICES AUTHORIZED BY THE AUTORITE DES MARCHES
FINANCIERS, FOR THE FOLLOWING PURPOSES: TO PURCHASE
SHARES FOR CANCELLATION IN CONNECTION WITH A
CAPITAL REDUCTION DECIDED OR AUTHORIZED BY THE
SHAREHOLDERS IN EGM; TO PURCHASE SHARES FOR ALLOCATION
UPON EXERCISE OF STOCK OPTIONS GRANTED UNDER
PLANS GOVERNED BY ARTICLES L.225-177 ET SEQUENCE
OF THE COMMERCIAL CODE, OR TO MEMBERS OF AN EMPLOYEE
STOCK OWNERSHIP PLAN GOVERNED BY ARTICLES L.443-1
ET SEQUENCE OF THE LABOR CODE OR TO RECIPIENTS
OF STOCK GRANTS MADE UNDER PLANS GOVERNED BY
ARTICLES L.225-197-1 ET SEQUENCE OF THE COMMERCIAL
CODE; TO PURCHASE SHARES FOR ALLOCATION ON CONVERSION,
REDEMPTION, EXCHANGE OR EXERCISE OF SHARE EQUIVALENTS;
TO HOLD SHARES IN TREASURY STOCK FOR SUBSEQUENT
REMITTANCE IN EXCHANGE OR PAYMENT OR OTHERWISE
IN CONNECTION WITH EXTERNAL GROWTH TRANSACTIONS;
THE NUMBER OF SHARES ACQUIRED FOR DELIVERY IN
CONNECTION WITH A MERGER, DEMERGER OR ASSET CONTRIBUTION
MAY NOT EXCEED 5% OF THE COMPANY S CAPITAL; TO
BE USED UNDER A LIQUIDITY CONTRACT THAT COMPLIES
WITH THE CODE OF ETHICS RECOGNIZED BY THE AUTORITE
DES MARCHES FINANCIERS; THE SHARE BUYBACK PROGRAM
MAY ALSO BE USED FOR ANY OTHER PURPOSES AUTHORIZED
BY CURRENT OR FUTURE LAWS AND REGULATIONS, PROVIDED
THAT THE COMPANY INFORMS SHAREHOLDERS OF THE
PURPOSE OF THE BUYBACKS IN A SPECIFIC PRESS RELEASE;
THE SHARES MAY NOT BE BOUGHT BACK AT A PRICE
OF MORE THAN EUR 100 PER SHARE AND MAY NOT BE
SOLD AT A PRICE OF LESS THAN EUR 45 PER SHARE;
HOWEVER, THE MINIMUM PRICE WILL NOT APPLY TO
SHARES SOLD UPON EXERCISE OF STOCK OPTIONS OR
ALLOCATED TO EMPLOYEES IN THE FORM OF STOCK GRANTS;
IN SUCH CASES, THE SALE PRICE OR CONSIDERATION
WILL BE DETERMINED IN ACCORDANCE WITH THE PROVISIONS
OF THE PLAN CONCERNED; THE MAXIMUM PURCHASE PRICE
AND THE MINIMUM SALE PRICE WILL BE ADJUSTED TO
REFLECT THE IMPACT OF ANY CORPORATE ACTIONS,
INCLUDING ANY BONUS SHARE ISSUE, OR ANY STOCK-SPLIT
OR REVERSE STOCK-SPLIT; IN APPLICATION OF ARTICLE
179-1 OF THE DECREE OF 23 MAR 1967 ON COMMERCIAL
COMPANIES, THE MAXIMUM NUMBER OF SHARES THAT
MAY BE ACQUIRED UNDER THIS AUTHORIZATION IS SET
AT 20,650,000, CORRESPONDING TO A TOTAL INVESTMENT
OF NO MORE THAN EUR 2,065 MILLION BASED ON THE
MAXIMUM PURCHASE PRICE OF EUR 100 PER SHARE AUTHORIZED
ABOVE; THE ORDINARY MEETING RESOLVES THAT THE
PURCHASE, SALE OR TRANSFER OF SHARES MAY BE EFFECTED
AND SETTLED BY ANY METHOD ALLOWED UNDER THE LAWS
AND REGULATIONS IN FORCE AT THE TRANSACTION DATE,
IN ONE OR SEVERAL INSTALLMENTS, ON THE MARKET
OR OVER-THE-COUNTER, INCLUDING THROUGH THE USE
OF OPTIONS, DERIVATIVES -- PARTICULARLY,
THE PURCHASE OR SALE OF CALL AND PUT OPTIONS
-- OR SECURITIES CARRYING RIGHTS TO COMPANY
SHARES, AND THAT THE ENTIRE BUYBACK PROGRAM MAY
BE IMPLEMENTED THROUGH A BLOCK TRADE; AND TO
PLACE ANY AND ALL BUY AND SELL ORDER, ENTER INTO
ANY AND ALL AGREEMENTS, CARRY OUT ANY AND ALL
REPORTING AND OTHER FORMALITIES, AND GENERALLY
DO WHATEVER IS NECESSARY TO IMPLEMENT THIS RESOLUTION;
THESE POWERS MAY BE DELEGATED SUBJECT TO COMPLIANCE
WITH THE LAW; AUTHORITY IS FOR A 18-MONTH PERIOD,
TERMINATES, WITH IMMEDIATE EFFECT THE UNUSED
PORTION OF THE PREVIOUS AUTHORIZATION GIVEN IN
THE RESOLUTION NO.21OF THE ORDINARY SHAREHOLDERS
MEETING HELD ON 09 JAN 2006
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16. AUTHORIZE THE BOARD OF DIRECTORS, IN ACCORDANCE Management Take No *Management Position Unknown
WITH ARTICLE L.225-209 OF THECOMMERCIAL CODE Action
TO REDUCE THE COMPANY S CAPITAL, ON 1 OR SEVERAL
OCCASIONS, BY CANCELING SOME OR ALL OF THE ACCOR
SHARES HELD BY THE COMPANY, PROVIDED THAT THE
NUMBER OF SHARES CANCELLED IN ANY 24-MONTH PERIOD
DOES NOT EXCEED 10% OF THE COMPANY S TOTAL SHARE
CAPITAL AS AT THE DATE OF THIS MEETING; AND TO:
EFFECT THE CAPITAL REDUCTION(S); DETERMINE THE
AMOUNT AND TERMS THEREOF, PLACE ON RECORD THE
CAPITAL REDUCTION(S) RESULTING FROM THE CANCELLATION
OF SHARES UNDER THIS RESOLUTION; CHARGE THE DIFFERENCE
BETWEEN THE CARRYING AMOUNT OF THE CANCELLED
SHARES AND THEIR PAR VALUE AGAINST ADDITIONAL
PAID-IN CAPITAL OR RESERVES; AMEND THE BYLAWS
TO REFLECT THE NEW CAPITAL AND GENERALLY CARRY
OUT ANY NECESSARY REPORTING AND OTHER FORMALITIES;
ALL IN COMPLIANCE WITH THE LAWS AND REGULATIONS
IN FORCE WHEN THIS AUTHORIZATION IS USED; TERMINATE,
WITH IMMEDIATE EFFECT, THE UNUSED PORTION OF
THE PREVIOUS AUTHORIZATION GIVEN IN THE RESOLUTION
NO. 22 OF THE EXTRAORDINARY SHAREHOLDERS MEETING
HELD ON 09 JAN 2006; AUTHORITY IS FOR AN 18-MONTH
PERIOD
17. AUTHORIZE THE BOARD OF DIRECTORS: IN ACCORDANCE Management Take No *Management Position Unknown
WITH ARTICLES L.225-129, L.225-129-2, L.228-92 Action
AND L. 228-93 AND OTHER RELEVANT PROVISIONS OF
THE COMMERCIAL CODE, TO ISSUE SHARES EXCLUDING
PREFERENCE SHARES AND/OR SHARE EQUIVALENTS, REPRESENTED
BY SECURITIES CARRYING IMMEDIATE AND/OR SECURITIES
CARRYING RIGHTS TO DEBT SECURITIES, GOVERNED
BY ARTICLES L.228-91 ET SEQUENCE OF THE COMMERCIAL
CODE, TO BE PAID UP IN CASH OR BY CAPITALIZING
LIQUID AND CALLABLE DEBT; TO DETERMINE THE AMOUNT
AND TIMING OF SAID ISSUES, WHICH MAY BE CARRIED
OUT IN FRANCE OR ON THE INTERNATIONAL MARKET,
PROVIDED THAT EXISTING SHAREHOLDERS ARE GIVEN
A PRE-EMPTIVE SUBSCRIPTION RIGHT; THE SECURITIES
MAY BE CARRIED OUT IN GIVEN A PRE-EMPTIVE SUBSCRIPTION
RIGHT; THE SECURITIES MAY BE DENOMINATED IN EUROS,
FOREIGN CURRENCIES OR ANY MONETARY UNIT DETERMINED
BY REFERENCE TO A BASKET OF CURRENCIES; THAT
THE MAXIMUM AGGREGATE AMOUNT BY WHICH THE CAPITAL
MAY BE INCREASED UNDER THIS AUTHORIZATION, DIRECTLY
AND/OR ON CONVERSION, EXCHANGE, REDEMPTION OR
EXERCISE OF SHARE EQUIVALENTS, MAY NOT EXCEED
EUR 200 MILLION; THIS CEILING SHALL NOT INCLUDE
THE PAR VALUE OF ANY SHARES TO BE ISSUED PURSUANT
TO THE LAW TO PROTECT THE RIGHTS OF EXISTING
HOLDERS OF SHARE EQUIVALENTS IN THE EVENT OF
FUTURE CORPORATE ACTIONS; THAT THE MAXIMUM AGGREGATE
FACE VALUE OF DEBT SECURITIES CARRYING RIGHTS
TO SHARES THAT ARE ISSUED UNDER THIS AUTHORIZATION
MAY NOT EXCEED EUR 4 BILLION OR THE EQUIVALENT
IN FOREIGN CURRENCIES OR IN ANY MONETARY UNIT
DETERMINED BY REFERENCE TO A BASKET OF CURRENCIES;
THAT SHAREHOLDERS WILL HAVE A PRE-EMPTIVE RIGHT
TO SUBSCRIBE FOR THE SHARES AND/OR SHARE EQUIVALENTS
ISSUED UNDER THIS AUTHORIZATION, AS PROVIDED
FOR BY LAW, PRO RATE TO THEIR EXISTING HOLDINGS;
IN ADDITION, THE BOARD OF DIRECTORS MAY GRANT
SHAREHOLDERS A PRE-EMPTIVE RIGHT TO SUBSCRIBE
FOR ANY SHARES AND/OR SHARE EQUIVALENTS NOT TAKEN
UP BY OTHER SHAREHOLDERS, IF THE ISSUE IS OVERSUBSCRIBED,
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SUCH ADDITIONAL PRE-EMPTIVE RIGHTS SHALL ALSO
BE EXERCISABLE PRO RATE TO THE EXISTING INTEREST
IN THE COMPANY S CAPITAL OF THE SHAREHOLDERS
CONCERNED; IF AN ISSUE IS NOT TAKEN UP IN FULL
BY SHAREHOLDERS EXERCISING THEIR PRE-EMPTIVE
RIGHTS AS DESCRIBED ABOVE, THE BOARD OF DIRECTORS
MAY TAKE 1 OR OTHER OF THE FOLLOWING COURSES
OF ACTION, IN THE ORDER OF ITS CHOICE; LIMIT
THE AMOUNT OF THE ISSUE TO THE SUBSCRIPTIONS
RECEIVED PROVIDED THAT AT LEAST THREE-QUARTERS
OF THE ISSUE IS TAKEN UP; FREELY ALLOCATE ALL
OR SOME OF THE UNSUBSCRIBED SHARES AND/OR SHARE
EQUIVALENTS AMONG THE INVESTORS OF ITS CHOICE;
OFFER ALL OR SOME OF THE UNSUBSCRIBED SHARES
AND/OR SHARE EQUIVALENTS FOR SUBSCRIPTION BY
THE PUBLIC; THAT WARRANTS TO SUBSCRIBE FOR THE
COMPANY S SHARES MAY BE OFFERED FOR SUBSCRIPTION
ON THE ABOVE BASIS OR ALLOCATED AMONG EXISTING
SHAREHOLDERS WITHOUT CONSIDERATION; THAT THIS
AUTHORIZATION WILL AUTOMATICALLY ENTAIL THE WAIVER
OF SHAREHOLDERS PRE-EMPTIVE RIGHTS TO SUBSCRIBE
FOR THE SHARES TO BE ISSUED ON CONVERSION, EXCHANGE,
REDEMPTION OR EXERCISE OF THE SHARE EQUIVALENTS;
AND TO USE THIS AUTHORIZATION AND TO DELEGATE
SAID POWERS SUBJECT TO COMPLIANCE WITH THE LAW;
AND TO: DECIDE TO CARRY OUT A CAPITAL INCREASE
AND DETERMINE THE TYPE OF SECURITIES TO BE ISSUED;
DECIDE ON THE AMOUNT OF EACH ISSUE, THE ISSUE
PRICE AND ANY ISSUE PREMIUM; DECIDE ON THE TIMING
AND OTHER TERMS OF THE ISSUES, INCLUDING THE
FORM AND CHARACTERISTICS OF THE SECURITIES, IN
THE CASE OF ISSUE OF DEBT SECURITIES, THE BOARD
OF DIRECTORS SHALL DETERMINE WHETHER THE DEBT
SHOULD BE SUBORDINATED OR UNSUBORDINATED AND
THE RANKING OF ANY SUBORDINATED DEBT IN ACCORDANCE
WITH ARTICLE L.228-97 OF THE COMMERCIAL CODE;
THE INTEREST RATE I.E., FIXED OR VARIABLE, INDEXED
OR ZERO COUPON; THE CONDITIONS UNDER WHICH INTEREST
PAYMENTS MAY BE CANCELLED OR SUSPENDED; THE LIFE
OF THE SECURITIES I.E., DATED OR UNDATED; WHETHER
THE NOMINAL AMOUNT OF THE SECURITIES MAY BE REDUCED
OR INCREASED; AND ALL OTHER TERMS AND CONDITIONS
OF THE ISSUE, INCLUDING ANY GUARANTEES IN THE
FORM OF COLLATERAL, AND ANY REPAYMENT CONDITIONS
SUCH AS REPAYMENT IN ASSETS; THE ISSUED SECURITIES
MAY HAVE WARRANTS ATTACHED THAT ARE EXERCISABLE
FOR OTHER DEBT SECURITIES, THEY MAY ALSO INCLUDE
THE OPTION FOR THE COMPANY TO ISSUE DEBT SECURITIES
IN SETTLEMENT OF INTEREST WHOSE PAYMENT HAS BEEN
SUSPENDED BY THE COMPANY OR THEY MAY TAKE THE
FORM OF COMPLEX BONDS AS DEFINED BY THE STOCK
MARKET AUTHORITIES FOR EXAMPLE AS A RESULT OF
THEIR INTEREST OR REPAYMENT TERMS OR WHETHER
THEY ARE INDEXED OR INCLUDE EMBEDDED OPTIONS;
AMEND ANY OF THE ABOVE TERMS AND CONDITIONS DURING
THE LIFE OF THE SECURITIES, PROVIDED THAT THE
APPLICABLE FORMALITIES ARE CARRIED OUT; DETERMINE
THE METHOD BY WHICH THE SHARES AND/OR SHARE EQUIVALENTS
WILL BE PAID UP; DETERMINE WHERE APPROPRIATE,
THE TERMS AND CONDITIONS FOR EXERCISING THE RIGHTS
ATTACHED TO THE SHARES AND/OR SHARE EQUIVALENTS,
NOTABLY BY SETTING THE DATE -- WHICH MAY
BE RETROACTIVE -- FROM WHICH NEW SHARES WILL
CARRY RIGHTS; AND EXERCISING ANY CONVERSION,
EXCHANGE AND REDEMPTION RIGHTS, INCLUDING REDEMPTION
IN EXCHANGE FOR ASSETS SUCH AS OTHER SECURITIES
OF THE COMPANY; AS WELL AS ANY OTHER TERMS AND
CONDITIONS APPLICABLE TO SUCH ISSUES; SET THE
TERMS AND CONDITIONS UNDER WHICH THE COMPANY
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MAY BUY BACK OR EXCHANGE ON THE OPEN MARKET THE
ISSUED SHARES AND/OR SHARE EQUIVALENTS, AT ANY
TIME OR WITHIN SPECIFIED PERIODS, WITH A VIEW
TO HOLDING THEM OR CANCELING THEM IN ACCORDANCE
WITH THE APPLICABLE LAWS; SUSPEND THE EXERCISE
OF THE RIGHTS ATTACHED TO THE SECURITIES, IN
ACCORDANCE WITH THE APPLICABLE LAWS AND REGULATIONS;
AT ITS SOLE DISCRETION, CHARGE ANY AND ALL COSTS
INCURRED IN CONNECTION WITH SAID ISSUES AGAINST
THE RELATED PREMIUMS, AND DEDUCT FROM THESE PREMIUMS
THE NECESSARY AMOUNTS TO BE CREDITED TO THE LEGAL
RESERVE; MAKE ANY AND ALL ADJUSTMENTS TO TAKE
INTO ACCOUNT THE IMPACT OF CORPORATE ACTIONS,
INCLUDING A CHANGE IN THE PAR VALUE OF THE SHARES;
A BONUS SHARE ISSUE PAID UP BY CAPITALIZING RESERVES,
A STOCK-SPLIT OR REVERSE STOCK-SPLIT, A DISTRIBUTION
OF RESERVES OR OTHER ASSETS, OR A RETURN OF CAPITAL,
AND DETERMINE THE METHOD TO BE USED TO ENSURE
THAT THE RIGHTS OF EXISTING HOLDERS OF SHARE
EQUIVALENTS ARE PROTECTED; PLACE ON RECORD THE
CAPITAL INCREASES RESULTING FROM THE USE OF THIS
AUTHORIZATION AND AMEND THE BYLAWS TO REFLECT
THE NEW CAPITAL; GENERALLY, ENTER INTO ANY AND
ALL AGREEMENTS, TAKE ALL APPROPRIATE STEPS AND
CARRY OUT ALL FORMALITIES NECESSARY FOR THE ISSUE,
LISTING AND SERVICE OF THE SECURITIES ISSUED
PURSUANT TO THIS AUTHORIZATION AND FOR THE EXERCISE
OF ANY RELATED RIGHTS; TO TERMINATE, WITH IMMEDIATE
EFFECT, THE AUTHORIZATION GIVEN IN THE RESOLUTION
NO. 23 OF THE EGM OF 09 JAN 2006; AUTHORITY IS
FOR A 26-MONTH PERIOD
18. AUTHORIZE THE BOARD OF DIRECTORS: IN ACCORDANCE Management Take No *Management Position Unknown
WITH ARTICLES L.225-129 TO L.225-129-6, L.225-135, Action
L.225-136, L.225-148, L.228-92 AND L.228-93 AND
OTHER RELEVANT PROVISIONS OF THE COMMERCIAL CODE,
TO ISSUE, THROUGH A PUBLIC PLACEMENT, SHARES
EXCLUDING PREFERENCE SHARES AND/OR SHARE EQUIVALENTS,
REPRESENTED BY SECURITIES CARRYING IMMEDIATE
AND/OR FURTHER RIGHTS TO SHARES OF THE COMPANY
OR OF ANY COMPANY THAT IS MORE THAN 50% OWNED,
DIRECTLY OR INDIRECTLY, AND/OR SECURITIES CARRYING
RIGHTS TO DEBT SECURITIES, GOVERNED BY ARTICLES
L.228-91 ET SEQUENCE OF THE COMMERCIAL CODE,
TO BE PAID UP IN CASH OR BY CAPITALIZING LIQUID
AND CALLABLE DEBT; TO DETERMINE THE AMOUNT AND
TIMING OF SAID ISSUES, WHICH MAY BE CARRIED OUT
IN FRANCE OR ON THE INTERNATIONAL MARKET, PROVIDED
THAT EXISTING SHAREHOLDERS ARE GIVEN A PRE-EMPTIVE
SUBSCRIPTION RIGHT; THE SECURITIES MAY BE DENOMINATED
IN EUROS, FOREIGN CURRENCIES OR ANY MONETARY
UNIT DETERMINED BY REFERENCE TO A BASKET OF CURRENCIES
THESE SECURITIES MAY BE USED AS PAYMENT FOR SECURITIES
COMPLYING WITH ARTICLE L.225-148 OF THE COMMERCIAL
CODE THAT ARE TENDERED TO A PUBLIC EXCHANGE OFFER
CARRIED OUT IN FRANCE OR ABROAD IN ACCORDANCE
WITH LOCAL REGULATIONS, SUCH AS IN THE CASE OF
A REVERSE MERGER; THAT THE MAXIMUM AGGREGATE
AMOUNT BY WHICH THE CAPITAL MAY BE INCREASED
UNDER THIS AUTHORIZATION, DIRECTLY AND/OR ON
CONVERSION, EXCHANGE, REDEMPTION OR EXERCISE
OF SHARE EQUIVALENTS, MAY NOT EXCEED EUR 100
MILLION; THIS CEILING SHALL NOT INCLUDE THE PAR
VALUE OF ANY SHARES TO BE ISSUED PURSUANT TO
THE LAW TO PROTECT THE RIGHTS OF EXISTING HOLDERS
OF SHARE EQUIVALENTS IN THE EVENT OF FUTURE CORPORATE
ACTIONS; THAT SHARES MAY BE ISSUED UPON EXERCISE
OF RIGHTS ATTACHED TO SECURITIES ISSUED BY ANY
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ENTITY IN WHICH THE COMPANY OWNS OVER ONE HALF
OF THE CAPITAL, DIRECTLY OR INDIRECTLY, THAT
ARE CONVERTIBLE, EXCHANGEABLE, REDEEMABLE OR
OTHERWISE EXERCISABLE FOR SHARES OF THE COMPANY,
SUBJECT TO THE LATTER S APPROVE; THAT THE MAXIMUM
AGGREGATE FACE VALUE OF DEBT SECURITIES CARRYING
RIGHTS TO SHARES THAT ARE ISSUED UNDER THIS AUTHORIZATION
MAY NOT EXCEED EUR 2 BILLION OR THE EQUIVALENT
IN FOREIGN CURRENCIES; TO WAIVE SHAREHOLDERS
PRE-EMPTIVE RIGHTS TO SUBSCRIBE FOR THE SHARES
OR OTHER SECURITIES TO BE ISSUED UNDER THIS AUTHORIZATION,
HOWEVER, IN ACCORDANCE WITH PARAGRAPH 2 OF ARTICLE
L.225-135 OF THE COMMERCIAL CODE, THE BOARD OF
DIRECTORS MAY OFFER SHAREHOLDERS A PRIORITY RIGHT
TO SUBSCRIBE FOR ALL OR PART OF ANY ISSUE, FOR
A SPECIFIED PERIOD AND SUBJECT TO TERMS AND CONDITIONS
TO BE SET IN ACCORDANCE WITH THE APPLICABLE LAWS
AND REGULATIONS; THIS PRIORITY SUBSCRIPTION RIGHT
WILL NOT BE TRANSFERABLE AND THE SECURITIES WILL
BE ALLOCATED PRO RATA TO SHAREHOLDERS EXISTING
INTERESTS; IF ANY SHAREHOLDERS ELECT NOT TO EXERCISE
THIS RIGHT, THE BOARD OF DIRECTORS MAY OFFER
THE UNSUBSCRIBED SECURITIES TO THE OTHER SHAREHOLDERS,
AND ANY REMAINING UNSUBSCRIBED SECURITIES WILL
BE PLACED ON THE MARKET IN FRANCE AND/OR ABROAD,
AND/OR ON THE INTERNATIONAL MARKET; THAT IF AN
ISSUE IS NOT TAKEN UP IN FULL BY SHAREHOLDERS
AND THE PUBLIC, THE BOARD OF DIRECTORS MAY TAKE
ONE OR OTHER OF THE FOLLOWING COURSES OF ACTION,
IN THE ORDER OF ITS CHOICE: LIMIT THE AMOUNT
OF THE ISSUE TO THE SUBSCRIPTIONS RECEIVED PROVIDED
THAT AT LEAST THREE-QUARTERS OF THE ISSUE IS
TAKEN UP; FREELY ALLOCATE ALL OR SOME OF THE
UNSUBSCRIBED SHARES AND/OR OTHER SECURITIES AMONG
THE INVESTORS OF ITS CHOICE; THAT THIS AUTHORIZATION
WILL AUTOMATICALLY ENTAIL THE WAIVER OF SHAREHOLDERS
PRE-EMPTIVE RIGHT TO SUBSCRIBE FOR THE SHARES
TO BE ISSUED ON CONVERSION, EXCHANGE REDEMPTION
OR EXERCISE OF THE SHARE EQUIVALENTS; NOTES THAT,
IN ACCORDANCE WITH PARAGRAPH 1 OF ARTICLE L.225-136-1
OF THE COMMERCIAL CODE: THE ISSUE PRICE OF SHARES
ISSUED DIRECTLY UNDER THIS AUTHORIZATION WILL
AT LEAST EQUAL THE MINIMUM PRICE SET BY THE APPLICABLE
REGULATIONS ON THE ISSUE DATE CURRENTLY CORRESPONDING
TO THE WEIGHTED AVERAGE OF THE PRICES QUOTED
FOR THE COMPANY S SHARES ON EURO LIST BY EURO
NEXT OVER THE 3 TRADING DAYS PRECEDING THE PRICING
DATE LESS A 5% DISCOUNT, AS ADJUSTED FOR ANY
DIFFERENCE IN CUM-DIVIDEND DATES; THE ISSUE PRICE
OF SHARE EQUIVALENTS SHALL BE SET IN SUCH A WAY
THAT THE AMOUNT RECEIVED BY THE COMPANY AT THE
TIME OF ISSUE PLUS THE AMOUNT TO BE RECEIVED
ON CONVERSION, EXCHANGE, REDEMPTION OR EXERCISE
OF SAID SHARE EQUIVALENTS IS AT LEAST EQUIVALENTS
IS AT LEAST EQUAL TO THE MINIMUM PRICE DEFINED
ABOVE FOR EACH ISSUED SHARE; THE NUMBER OF SHARES
TO BE ISSUED ON THE CONVERSION, EXCHANGE, REDEMPTION
OR EXERCISE OF SHARE EQUIVALENTS ISSUED UNDER
THIS AUTHORIZATION SHALL BE DETERMINED IN SUCH
A WAY AS TO ENSURE THAT THE AMOUNT RECEIVED BY
THE COMPANY -- TAKING INTO ACCOUNT THE FACE
VALUE OF SAID SHARE EQUIVALENT -- IS AT LEAST
EQUAL TO THE MINIMUM ISSUE PRICE SET OUT ABOVE;
AND TO USE THIS AUTHORIZATION AND TO DELEGATE
SAID POWERS SUBJECT TO COMPLIANCE WITH THE LAW,
ACCORDINGLY; AND TO: DECIDE TO CARRY OUT A CAPITAL
INCREASE AND DETERMINE THE TYPE OF SECURITIES
TO BE ISSUED; DECIDE ON THE AMOUNT OF EACH ISSUE,
THE ISSUE PRICE AND ANY ISSUE PREMIUM; DECIDE
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ON THE TIMING AND OTHER TERMS OF THE ISSUES,
INCLUDING THE FORM AND CHARACTERISTICS OF THE
SECURITIES, IN THE CASE OF ISSUE OF DEBT SECURITIES
INCLUDING SECURITIES CARRYING RIGHTS TO DEBT
SECURITIES GOVERNED BY ARTICLE L.228-91 OF THE
COMMERCIAL CODE, THE BOARD OF DIRECTORS SHALL
DETERMINE WHETHER THE DEBT SHOULD BE SUBORDINATED
OR UNSUBORDINATED AND THE RANKING OF ANY SUBORDINATED
DEBT IN ACCORDANCE WITH ARTICLE L.228-97 OF THE
COMMERCIAL CODE; THE INTEREST RATE I.E., FIXED
OR VARIABLE, INDEXED OR ZERO COUPON; THE CONDITIONS
UNDER WHICH INTEREST PAYMENTS MAY BE CANCELLED
OR SUSPENDED; THE LIFE OF THE SECURITIES I.E.,
DATED OR UNDATED; WHETHER THE NOMINAL AMOUNT
OF THE SECURITIES MAY BE REDUCED OR INCREASED;
AND ALL OTHER TERMS AND CONDITIONS OF THE ISSUE,
INCLUDING ANY GUARANTEES IN THE FORM OF COLLATERAL,
AND ANY REPAYMENT CONDITIONS SUCH AS REPAYMENT
IN ASSETS; THE ISSUED SECURITIES MAY HAVE WARRANTS
ATTACHED THAT THE EXERCISABLE FOR OTHER DEBT
SECURITIES; THEY MAY ALSO INCLUDE THE OPTION
FOR THE COMPANY TO ISSUE DEBT SECURITIES IN SETTLEMENT
OF INTEREST WHOSE PAYMENT HAS BEEN SUSPENDED
BY THE STOCK MARKET AUTHORITIES FOR EXAMPLE AS
A RESULT OF THEIR INTEREST OR REPAYMENT TERMS
OR WHETHER THEY ARE INDEXED OR INCLUDE EMBEDDED
OPTIONS; THE BOARD OF DIRECTORS MAY AMEND ANY
OF THE ABOVE TERMS AND CONDITIONS DURING THE
LIFE OF THE SECURITIES, PROVIDED THAT THE APPLICABLE
FORMALITIES ARE CARRIED OUT; DETERMINE THE METHOD
BY WHICH THE SHARES AND/OR SHARE EQUIVALENTS
WILL BE PAID UP; DETERMINE, WHERE APPROPRIATE,
THE TERMS AND CONDITIONS FOR EXERCISING THE RIGHTS
ATTACHED TO THE SHARES AND/OR SHARE EQUIVALENTS,
NOTABLY BY SETTING THE DATE -- WHICH MAY
BE RETROACTIVE -- FROM WHICH NEW SHARES WILL
CARRY RIGHTS; AND EXERCISING ANY CONVERSION,
EXCHANGE AND REDEMPTION RIGHTS, INCLUDING REDEMPTION
IN EXCHANGE FOR ASSETS SUCH AS OTHER SECURITIES
OF THE COMPANY; AS WELL AS ANY OTHER TERMS AND
CONDITIONS APPLICABLE TO SUCH ISSUES; SET THE
TERMS AND CONDITIONS UNDER WHICH THE COMPANY
MAY BUY BACK OR EXCHANGE ON THE OPEN MARKET THE
ISSUED SHARES AND/OR SHARE EQUIVALENTS, AT ANY
TIME OR WITHIN SPECIFIED PERIOD, WITH A VIEW
TO HOLDING THEM OR CANCELING THEM IN ACCORDANCE
WITH THE APPLICABLE LAWS; SUSPEND THE EXERCISE
OF THE RIGHTS ATTACHED TO THE SECURITIES, IN
ACCORDANCE WITH THE APPLICABLE LAWS AND REGULATIONS;
IN THE CASE OF SHARES AN
19. AUTHORIZE THE BOARD OF DIRECTORS, IN ACCORDANCE Management Take No *Management Position Unknown
WITH ARTICLES L.225-129 ET SEQUENCE OF THE COMMERCIAL Action
CODE AND NOTABLY PARAGRAPH 6 OF ARTICLE L.225-147,
TO ISSUE SHARES AND/OR SHARE EQUIVALENTS CONTRIBUTED
TO THE COMPANY IN TRANSACTIONS NOT GOVERNED BY
ARTICLE L.225-148 OF THE COMMERCIAL CODE; THE
SHARES ISSUED DIRECTLY OR INDIRECTLY UNDER THIS
AUTHORIZATION MAY NOT EXCEED 10% OF THE COMPANY
S CAPITAL AT THE TIME OF THE RELATED ISSUE; SUBJECT
TO COMPLIANCE WITH THE LAW, ACCORDINGLY, TO APPROVE
THE VALUE ATTRIBUTED TO CONTRIBUTED ASSETS AS
WELL AS THE GRANTING OF SPECIFIC BENEFITS; TO
PLACE THE CAPITAL CONTRIBUTION ON RECORD; TO
CHARGE ANY RELATED FEES AND EXPENSES TO THE SHARE
PREMIUM; AND TO INCREASE THE COMPANY S CAPITAL
AND AMEND THE BYLAWS ACCORDINGLY; IN ACCORDANCE
WITH THE LAW, THE BOARD OF DIRECTORS DECISION
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TO CARRY OUT ANY ISSUES UNDER THIS AUTHORIZATION
WILL BE BASED ON THE REPORT OF ONE OR SEVERAL
APPRAISAL AUDITORS, AS REQUIRED BY ARTICLE L.225-147
OF THE COMMERCIAL CODE; THAT THIS AUTHORIZATION
TERMINATES, WITH IMMEDIATE EFFECT, THE PREVIOUS
AUTHORIZATION GIVEN IN THE RESOLUTION NO. 25
OF THE EGM OF 09 JAN 2006; AUTHORITY IS FOR A
26 MONTHS PERIOD
20. AUTHORIZE THE BOARD OF DIRECTORS, SUBJECT TO Management Take No *Management Position Unknown
THE ADOPTION OF THE RESOLUTION 17 AND/OR 18, Action
AND HAVING CONSIDERED THE REPORT OF THE BOARD
OF DIRECTORS AND THE AUDITORS SPECIAL REPORT,
IN ACCORDANCE WITH ARTICLE L.225-135-1 OF THE
COMMERCIAL CODE, TO INCREASE THE NUMBER OF SECURITIES
INCLUDED IN AN ISSUE OF SHARES AND/OR SHARE EQUIVALENTS
WITH OR WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS,
NOTABLY IN ORDER TO GRANT A GREENSHOE OPTION
IN ACCORDANCE WITH STANDARD MARKET PRACTICES,
SAID ADDITIONAL SECURITIES WILL BE ISSUED AT
THE SAME PRICE AS FOR THE ORIGINAL ISSUE IN ACCORDANCE
WITH THE CONDITION AND CEILINGS SPECIFIED IN
THE APPLICABLE REGULATIONS CURRENTLY THE ADDITIONAL
SECURITIES MUST BE ISSUED WITHIN 30 DAYS OF THE
CLOSE OF THE ORIGINAL SUBSCRIPTION PERIOD AND
MAY NOT REPRESENT MORE THAN 15% OF THE ORIGINAL
ISSUE AMOUNT; SUCH ADDITIONAL ISSUES ARE ALSO
SUBJECT TO THE BLANKET CEILING SET IN THE RESOLUTION
NO. 22; THAT THIS AUTHORIZATION-WHICH MAY BE
DELEGATED SUBJECT TO COMPLIANCE WITH THE LAW-TERMINATES,
WITH IMMEDIATE EFFECT, THE UNUSED PORTION OF
THE PREVIOUS AUTHORIZATION GIVEN IN THE RESOLUTION
NO. 26 OF THE EGM OF 09 JAN 2006; AUTHORITY IS
FOR A 26-MONTH PERIOD
21. AUTHORIZE THE BOARD OF DIRECTORS: IN ACCORDANCE Management Take No *Management Position Unknown
WITH THE QUORUM AND MAJORITY RULES APPLICABLE Action
TO ORDINARY RESOLUTIONS, AND IN ACCORDANCE WITH
ARTICLES L.225-129, L.225-129-2 AND L.225-130
OF THE COMMERCIAL CODE, TO INCREASE THE CAPITAL
BY CAPITALIZING RETAINED EARNINGS, PROFIT, ADDITIONAL
PAID-IN CAPITAL OR OTHER ELIGIBLE AMOUNTS, INCLUDING
IN CONJUNCTION WITH A SHARE ISSUE FOR CASH CARRIED
OUT UNDER THE RESOLUTION 17 OR 18, AND TO ISSUE
BONUS SHARES AND/OR INCREASE THE PAR VALUE OF
EXISTING SHARES, AS WELL AS TO DETERMINE THE
AMOUNT AND TIMING OF SUCH INCREASES; THAT THE
MAXIMUM AGGREGATE AMOUNT BY WHICH THE CAPITAL
MAY BE INCREASED UNDER THIS AUTHORIZATION MAY
NOT EXCEED EUR 200 MILLION, THIS CEILING SHALL
NOT INCLUDE THE PAR VALUE OF ANY SHARES TO BE
ISSUED, PURSUANT TO THE LAW TO PROTECT THE RIGHTS
OF EXISTING HOLDERS OF SHARE EQUIVALENTS IN THE
EVENT OF FURTHER CORPORATE ACTIONS; TO USE THIS
AUTHORIZATION AND TO DELEGATE SAID POWERS SUBJECT
TO COMPLIANCE WITH THE LAW, ACCORDINGLY, AND
TO: SET THE TERMS AND CONDITIONS OF THE AUTHORIZED
OPERATIONS, DECIDE THE AMOUNT AND TYPES OF ITEMS
TO BE CAPITALIZED, THE NUMBER OF NEW SHARES TO
BE ISSUED OR THE AMOUNT BY WHICH THE PAR VALUE
OF EXISTING SHARES IS TO BE INCREASED, SET THE
RETROSPECTIVE OR FUTURE DATE FROM WHICH THE NEW
SHARES WILL CARRY DIVIDEND AND VOTING RIGHTS
OR THE DATE ON WHICH THE INCREASE IN PAR VALUE
WILL BE EFFECTIVE, AND TO CHARGE THE SHARE ISSUANCE
COSTS AND ANY OTHER COSTS AGAINST THE RELATED
PREMIUM; DECIDE THAT, IN ACCORDANCE WITH THE
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PROVISIONS OF ARTICLE L.225-130 OF THE COMMERCIAL
CODE, RIGHTS TO FRACTIONS OF SHARES WILL BE NON-TRANSFERABLE
AND THAT THE CORRESPONDING SHARES WILL BE SOLD;
WITH THE PROCEEDS OF SUCH SALE ATTRIBUTED TO
HOLDERS OF RIGHTS IN ACCORDANCE WITH THE APPLICABLE
LAW AND REGULATIONS; TAKE ALL NECESSARY MEASURES
AND ENTER INTO ANY AND ALL AGREEMENTS TO PERMIT
THE EXECUTION OF THE PLANNED TRANSACTION OR TRANSACTIONS,
AND GENERALLY DO WHATEVER IS NECESSARY, CARRY
OUT ALL ACTIONS AND FORMALITIES REQUIRED TO IMPLEMENT
THE CAPITAL INCREASE OR INCREASES CARRIED OUT
UNDER THIS AUTHORIZATION AND AMEND THE BYLAWS
TO REFLECT THE NEW CAPITAL; AUTHORITY IS FOR
A 26-MONTHS AS FROM THE DATE OF THIS MEETING
AND TERMINATES, WITH IMMEDIATE EFFECT, THE PREVIOUS
AUTHORIZATION GIVEN IN THE 27 RESOLUTION OF THE
EGM OF 09 JAN2006
22. APPROVE, BY VIRTUE OF THE ADOPTION OF THE 17,18, Management Take No *Management Position Unknown
19, 20 AND 21 RESOLUTIONS, TO SET AT EUR 300 Action
MILLION THE MAXIMUM AGGREGATE PAR VALUE OF SHARES
TO BE ISSUED DIRECTLY OR ON CONVERSION, EXCHANGE,
REDEMPTION OR EXERCISE OF SHARE EQUIVALENTS PURSUANT
TO THE ABOVE AUTHORIZATIONS; SAID CEILING SHALL
NOT INCLUDE THE PAR VALUE OF ANY ADDITIONAL SHARES
TO BE ISSUED PURSUANT TO THE LAW TO PROTECT THE
RIGHTS OF EXISTING HOLDERS OF SHARE EQUIVALENTS
IN THE EVENT OF FURTHER CORPORATE ACTIONS
23. AUTHORIZE THE BOARD OF DIRECTORS: IN ACCORDANCE Management Take No *Management Position Unknown
WITH ARTICLES L.225-129-6 ANDL.225-138-1 OF THE Action
COMMERCIAL CODE AND ARTICLES L.443-1 ET SEQUENCE
OF THE LABOR CODE, TO ISSUE SHARES AND/OR SHARE
EQUIVALENTS ON 1 OR MORE OCCASIONS TO EMPLOYEES
OF THE COMPANY AND FRENCH AND FOREIGN RELATED
COMPANIES WITHIN THE MEANING OF ARTICLE L.225-180
OF THE COMMERCIAL CODE, WHO ARE MEMBERS OF AN
ACCOR GROUP EMPLOYEE STOCK OWNERSHIP PLAN PLAN
D EPARGNE D ENTREPRISE; TO GRANT SHARES AND/OR
SHARE EQUIVALENTS TO EMPLOYEES FREE OF CONSIDERATION,
WITHIN THE LIMITS PRESCRIBED IN ARTICLE L.443-5,
PARAGRAPH 4, OF THE LABOR CODE, WITHIN THE FRAMEWORK
OF THIS OR THESE CAPITAL INCREASES; THAT THE
TOTAL NUMBER OF SHARES THAT MAY BE ISSUED DIRECTLY
OR INDIRECTLY UNDER THIS AUTHORIZATION MAY NOT
EXCEED THE EQUIVALENT OF 2% OF THE COMPANY S
CAPITAL AS OF THE DATE OF THIS MEETING; THAT
THE MAXIMUM SUBSCRIPTION PRICE FOR THE SECURITIES
ISSUED UNDER THIS AUTHORIZATION MAY NOT EXCEED
THE AVERAGE OF THE PRICE QUOTED FOR ACCOR SHARES
DURING THE 20 TRADING DAYS PRECEDING THE BOARD
OF DIRECTORS DECISION SETTING THE OPENING DATE
OF THE SUBSCRIPTION PERIOD AND THE MINIMUM PRICE
MAY NOT REPRESENT SAID AVERAGE LESS THE MAXIMUM
DISCOUNT AUTHORIZED BY LAW, AND THAT THE CHARACTERISTICS
OF ANY SHARE EQUIVALENTS ISSUED WILL BE SET IN
ACCORDANCE WITH THE APPLICABLE REGULATIONS; THAT
THESE DECISIONS WILL AUTOMATICALLY ENTAIL THE
WAVIER BY SHAREHOLDERS OF THEIR PRE-EMPTIVE TO
SUBSCRIBE FOR ANY SHARES AND\OR SHARE EQUIVALENTS
TO BE ISSUED IN ACCORDANCE WITH THIS AUTHORIZATION,
AS WELL AS THEIR RIGHTS CONCERNING ANY SHARES
AND\OR SHARE EQUIVALENTS OFFERED TO EMPLOYEES
FREE OF CONSIDERATION PURSUANT TO THIS AUTHORIZATION;
AND TO USE THIS AUTHORIZATION AND TO DELEGATE
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Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 170 of 234
SAID POWERS SUBJECT TO COMPLIANCE WITH THE LAW;
ACCORDINGLY, TO; DRAW UP THE LIST OF COMPANIES
WHOSE EMPLOYEES WILL BE ENTITLED TO SUBSCRIBE
FOR THE SHARES AND\OR SHARE EQUIVALENTS; DECIDE
THAT THE SECURITIES MAY BE ACQUIRED EITHER THROUGH
A CORPORATE MUTUAL FUND OR DIRECTLY; ALLOW EMPLOYEES
A SPECIFIED PERIOD OF TIME TO PAY UP THEIR SECURITIES;
SET THE TERMS AND CONDITIONS OF MEMBERSHIP OF
THE EMPLOYEE STOCK OWNERSHIP PLAN, AS WELL AS
DRAW UP OR AMEND THE PLANS RULES; SET THE OPENING
AND CLOSING DATES OF THE SUBSCRIPTION PERIOD
AND THE ISSUE PRICE OF THE SECURITIES; DETERMINE
THE NUMBER OF NEW SHARES TO BE ISSUED; PLACE
ON RECORD THE CAPITAL INCREASES; CARRY OUT ANY
AND ALL TRANSACTIONS AND FORMALITIES, DIRECTLY
OR THROUGH A DULY AUTHORIZED REPRESENTATIVE;
AMEND THE COMPANY S BYLAWS TO REFLECT THE NEW
CAPITAL AND, GENERALLY, TAKE ALL APPROPRIATE
ACTION AND DO WHATEVER IN NECESSARY TO COMPLY
WITH THE APPLICABLE LAWS AND REGULATIONS; THAT
THIS AUTHORIZATION TERMINATES, WITH IMMEDIATE
EFFECT, THE UNUSED PORTION OF THE PREVIOUS AUTHORIZATION
GIVEN IN THE RESOLUTION 29 OF THE EXTRAORDINARY
SHAREHOLDERS MEETING OF 09 JAN 2006; AUTHORITY
IS FOR A 28-MONTH PERIOD
24. AMEND THE COMPANY S BY LAWS IN ORDER TO ALIGN Management Take No *Management Position Unknown
THEM WITH ARTICLE 35 OF DECREE 2006-1566 DATED Action
11 DEC 2006 RELATING TO THE SHAREHOLDERS MEETING
AND CONSEQUENTLY AMEND THE WORDING OF ARTICLE
24 OF THE BY LAWS ENTITLED NOTICE OF SHAREHOLDERS
MEETINGS, AS SPECIFIED
25. AMEND THE COMPANY S BYLAWS TO ALIGN THEM WITH Management Take No *Management Position Unknown
PARAGRAPH 2 OF ARTICLE 30 OF DECREE 2006-1566 Action
DATED 11 DEC 2006 CONCERNING PARTICIPATION IN
SHAREHOLDER S MEETING VIA VIDEO OR TELECOMMUNICATION
LINK, AND CONSEQUENTLY AMEND THE WORDING OF THE
THIRD PARAGRAPH OF ARTICLE 25 OF THE BYLAWS,
ENTITLED ORGANIZATION OF SHAREHOLDERS MEETING
, AS SPECIFIED
26. GRANT FULL POWERS TO THE BEARER OF AN ORIGINAL, Management Take No *Management Position Unknown
EXTRACT OR COPY OF THE MINUTES OF THIS MEETING Action
TO CARRY OUT ANY AND ALL FILING AND OTHER FORMALITIES
REQUIRED BY LAW
- ------------------------------------------------------------------------------------------------------------------------------------
ACCO BRANDS CORPORATION ABD ANNUAL MEETING DATE: 05/15/2007
ISSUER: 00081T108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
GORDON R. LOHMAN Management For For
DR. PATRICIA O. EWERS Management For For
GEORGE V. BAYLY Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY IN 2007.
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Selected Accounts: NPX GABELLI ASSET FUND Page 171 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
ALLTEL CORPORATION AT ANNUAL MEETING DATE: 05/15/2007
ISSUER: 020039103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
SCOTT T. FORD Management For For
L.L GELLERSTEDT, III Management For For
EMON A. MAHONY, JR. Management For For
RONALD TOWNSEND Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
DANAHER CORPORATION DHR ANNUAL MEETING DATE: 05/15/2007
ISSUER: 235851102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
STEVEN M. RALES Management For For
JOHN T. SCHWIETERS Management For For
ALAN G. SPOON Management For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For
AS DANAHER S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2007.
03 TO APPROVE AN AMENDMENT TO DANAHER S CERTIFICATE Management For For
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK OF DANAHER TO A TOTAL
OF ONE BILLION (1,000,000,000) SHARES, $.01 PAR
VALUE PER SHARE.
04 TO APPROVE THE 2007 STOCK INCENTIVE PLAN. Management Against Against
05 TO APPROVE THE 2007 EXECUTIVE CASH INCENTIVE Management For For
COMPENSATION PLAN.
06 TO APPROVE AN AMENDMENT TO DANAHER S AMENDED Management Against Against
AND RESTATED EXECUTIVE DEFERRED INCENTIVE PROGRAM.
07 TO ACT UPON A SHAREHOLDER PROPOSAL URGING THE Shareholder Against For
COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS
TO ADOPT A POLICY REQUIRING THAT SENIOR EXECUTIVES
RETAIN A SIGNIFICANT PERCENTAGE OF SHARES ACQUIRED
THROUGH EQUITY COMPENSATION PROGRAMS DURING THEIR
EMPLOYMENT, AND TO REPORT TO SHAREHOLDERS REGARDING
THE POLICY BEFORE DANAHER S 2008 ANNUAL MEETING
OF SHAREHOLDERS.
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Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 172 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
DENTSPLY INTERNATIONAL INC. XRAY ANNUAL MEETING DATE: 05/15/2007
ISSUER: 249030107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PAULA H. CHOLMONDELEY Management For For
MICHAEL J. COLEMAN Management For For
JOHN C. MILES II Management For For
W. KEITH SMITH Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP, INDEPENDENT ACCOUNTANTS, TO AUDIT THE BOOKS
AND ACCOUNTS OF THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2007.
03 PROPOSAL TO APPROVE AMENDMENTS TO THE 2002 EQUITY Management For For
INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
GRIFFIN LAND & NURSERIES, INC. GRIF ANNUAL MEETING DATE: 05/15/2007
ISSUER: 398231100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
W.J. CHURCHILL, JR. Management For For
EDGAR M. CULLMAN Management For For
DAVID M. DANZIGER Management For For
FREDERICK M. DANZIGER Management For For
THOMAS C. ISRAEL Management For For
ALAN PLOTKIN Management For For
DAVID F. STEIN Management For For
02 AUTHORIZATION OF THE SELECTION OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTANTS.
- ------------------------------------------------------------------------------------------------------------------------------------
HENRY SCHEIN, INC. HSIC ANNUAL MEETING DATE: 05/15/2007
ISSUER: 806407102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
STANLEY M. BERGMAN Management For For
GERALD A. BENJAMIN Management For For
JAMES P. BRESLAWSKI Management For For
MARK E. MLOTEK Management For For
STEVEN PALADINO Management For For
BARRY J. ALPERIN Management For For
PAUL BRONS Management For For
DR. MARGARET A. HAMBURG Management For For
DONALD J. KABAT Management For For
PHILIP A. LASKAWY Management For For
NORMAN S. MATTHEWS Management For For
MARVIN H. SCHEIN Management For For
DR. LOUIS W. SULLIVAN Management For For
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Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 173 of 234
02 PROPOSAL TO AMEND AND RESTATE THE COMPANY S 1994 Management Against Against
STOCK INCENTIVE PLAN.
03 PROPOSAL TO RATIFY THE SELECTION OF BDO SEIDMAN, Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 29, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
HOSPIRA, INC. HSP ANNUAL MEETING DATE: 05/15/2007
ISSUER: 441060100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CONNIE R. CURRAN Management For For
MARK F. WHEELER Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS AUDITORS FOR HOSPIRA FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. JPM ANNUAL MEETING DATE: 05/15/2007
ISSUER: 46625H100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CRANDALL C. BOWLES Management For For
STEPHEN B. BURKE Management For For
JAMES S. CROWN Management For For
JAMES DIMON Management For For
ELLEN V. FUTTER Management For For
WILLIAM H. GRAY, III Management For For
LABAN P. JACKSON, JR. Management For For
ROBERT I. LIPP Management For For
DAVID C. NOVAK Management For For
LEE R. RAYMOND Management For For
WILLIAM C. WELDON Management For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 STOCK OPTIONS Shareholder Against For
04 PERFORMANCE-BASED RESTRICTED STOCK Shareholder Against For
05 EXECUTIVE COMPENSATION APPROVAL Shareholder Against For
06 SEPARATE CHAIRMAN Shareholder Against For
07 CUMULATIVE VOTING Shareholder Against For
08 MAJORITY VOTING FOR DIRECTORS Shareholder Against For
09 POLITICAL CONTRIBUTIONS REPORT Shareholder Against For
10 SLAVERY APOLOGY REPORT Shareholder Against For
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Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 174 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
LEUCADIA NATIONAL CORPORATION LUK ANNUAL MEETING DATE: 05/15/2007
ISSUER: 527288104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
IAN M. CUMMING Management For For
PAUL M. DOUGAN Management For For
LAWRENCE D. GLAUBINGER Management For For
ALAN J. HIRSCHFIELD Management For For
JAMES E. JORDAN Management For For
JEFFREY C. KEIL Management For For
J. CLYDE NICHOLS, III Management For For
JOSEPH S. STEINBERG Management For For
02 APPROVAL OF THE AMENDMENT TO THE COMPANY S CERTIFICATE Management For For
OF INCORPORATION INCREASING THE NUMBER OF THE
COMPANY S COMMON SHARES AUTHORIZED FOR ISSUANCE
TO 600,000,000 COMMON SHARES.
03 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY
FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
PROLOGIS PLD ANNUAL MEETING DATE: 05/15/2007
ISSUER: 743410102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
K. DANE BROOKSHER Management For For
STEPHEN L. FEINBERG Management For For
GEORGE L. FOTIADES Management For For
CHRISTINE N. GARVEY Management For For
DONALD P. JACOBS Management For For
WALTER C. RAKOWICH Management For For
NELSON C. RISING Management For For
JEFFREY H. SCHWARTZ Management For For
D. MICHAEL STEUERT Management For For
J. ANDRE TEIXEIRA Management For For
WILLIAM D. ZOLLARS Management For For
ANDREA M. ZULBERTI Management For For
02 RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM FOR 2007.
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Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 175 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC RDSA ANNUAL MEETING DATE: 05/15/2007
ISSUER: 780259206 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF ANNUAL REPORT AND ACCOUNTS Management For For
02 APPROVAL OF REMUNERATION REPORT Management For For
03 ELECTION OF RIJKMAN GROENINK AS A DIRECTOR OF Management For For
THE COMPANY
04 RE-ELECTION OF MALCOLM BRINDED AS A DIRECTOR Management For For
OF THE COMPANY
05 RE-ELECTION OF LINDA COOK AS A DIRECTOR OF THE Management For For
COMPANY
06 RE-ELECTION OF MAARTEN VAN DEN BERGH AS A DIRECTOR Management For For
OF THE COMPANY
07 RE-ELECTION OF NINA HENDERSON AS A DIRECTOR OF Management For For
THE COMPANY
08 RE-ELECTION OF CHRISTINE MORIN-POSTEL AS A DIRECTOR Management For For
OF THE COMPANY
09 RE-APPOINTMENT OF AUDITORS Management For For
10 REMUNERATION OF AUDITORS Management For For
11 AUTHORITY TO ALLOT SHARES Management For For
12 DISAPPLICATION OF PRE-EMPTION RIGHTS Management For For
13 AUTHORITY TO PURCHASE OWN SHARES Management For For
14 AUTHORITY FOR CERTAIN DONATIONS AND EXPENDITURE Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
THE ALLSTATE CORPORATION ALL ANNUAL MEETING DATE: 05/15/2007
ISSUER: 020002101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: F. DUANE ACKERMAN Management For For
1B ELECTION OF DIRECTOR: JAMES G. ANDRESS Management For For
1C ELECTION OF DIRECTOR: ROBERT D. BEYER Management For For
1D ELECTION OF DIRECTOR: W. JAMES FARRELL Management For For
1E ELECTION OF DIRECTOR: JACK M. GREENBERG Management For For
1F ELECTION OF DIRECTOR: RONALD T. LEMAY Management For For
1G ELECTION OF DIRECTOR: EDWARD M. LIDDY Management For For
1H ELECTION OF DIRECTOR: J. CHRISTOPHER REYES Management For For
1I ELECTION OF DIRECTOR: H. JOHN RILEY, JR. Management For For
1J ELECTION OF DIRECTOR: JOSHUA I. SMITH Management For For
1K ELECTION OF DIRECTOR: JUDITH A. SPRIESER Management For For
1L ELECTION OF DIRECTOR: MARY ALICE TAYLOR Management For For
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1M ELECTION OF DIRECTOR: THOMAS J. WILSON Management For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For
AUDITORS FOR 2007.
03 AMENDMENTS TO THE RESTATED CERTIFICATE OF INCORPORATION Management For For
TO ELIMINATE THE SUPERMAJORITY VOTE REQUIREMENTS.
- ------------------------------------------------------------------------------------------------------------------------------------
THE ST. JOE COMPANY JOE ANNUAL MEETING DATE: 05/15/2007
ISSUER: 790148100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MICHAEL L. AINSLIE Management For For
HUGH M. DURDEN Management For For
THOMAS A. FANNING Management For For
HARRY H. FRAMPTON, III Management For For
ADAM W. HERBERT, JR. Management For For
DELORES M. KESLER Management For For
JOHN S. LORD Management For For
WALTER L. REVELL Management For For
PETER S. RUMMELL Management For For
WILLIAM H. WALTON, III Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT AUDITORS OF THE ST. JOE COMPANY FOR
THE 2007 FISCAL YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. AIG ANNUAL MEETING DATE: 05/16/2007
ISSUER: 026874107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MARSHALL A. COHEN Management For For
MARTIN S. FELDSTEIN Management For For
ELLEN V. FUTTER Management For For
STEPHEN L. HAMMERMAN Management For For
RICHARD C. HOLBROOKE Management For For
FRED H. LANGHAMMER Management For For
GEORGE L. MILES, JR. Management For For
MORRIS W. OFFIT Management For For
JAMES F. ORR III Management For For
VIRGINIA M. ROMETTY Management For For
MARTIN J. SULLIVAN Management For For
MICHAEL H. SUTTON Management For For
EDMUND S.W. TSE Management For For
ROBERT B. WILLUMSTAD Management For For
FRANK G. ZARB Management For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS AIG S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
03 ADOPTION OF THE AMERICAN INTERNATIONAL GROUP, Management For For
INC. 2007 STOCK INCENTIVE PLAN.
04 SHAREHOLDER PROPOSAL RELATING TO PERFORMANCE-BASED Shareholder Against For
STOCK OPTIONS.
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Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 177 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
AMR CORPORATION AMR ANNUAL MEETING DATE: 05/16/2007
ISSUER: 001765106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
GERARD J. ARPEY Management For For
JOHN W. BACHMANN Management For For
DAVID L. BOREN Management For For
ARMANDO M. CODINA Management For For
EARL G. GRAVES Management For For
ANN M. KOROLOGOS Management For For
MICHAEL A. MILES Management For For
PHILIP J. PURCELL Management For For
RAY M. ROBINSON Management For For
JUDITH RODIN Management For For
MATTHEW K. ROSE Management For For
ROGER T. STAUBACH Management For For
02 RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE Management For For
OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS
FOR THE YEAR 2007
03 STOCKHOLDER PROPOSAL RELATING TO CUMULATIVE VOTING Shareholder Against For
FOR THE ELECTION OF DIRECTORS
04 STOCKHOLDER PROPOSAL RELATING TO SPECIAL SHAREHOLDER Shareholder Against For
MEETINGS
05 STOCKHOLDER PROPOSAL RELATING TO PERFORMANCE Shareholder Against For
BASED STOCK OPTIONS
06 STOCKHOLDER PROPOSAL RELATING TO ADVISORY RESOLUTION Shareholder Against For
TO RATIFY EXECUTIVE COMPENSATION
- ------------------------------------------------------------------------------------------------------------------------------------
COMMERZBANK AG, FRANKFURT AGM MEETING DATE: 05/16/2007
ISSUER: D15642107 ISIN: DE0008032004
SEDOL: 4213439, 4213871, B033823, 0214124, 4213440, 4214045, 4214603, 4325538,48, 6223641, 0213499, 4213428, 7158418
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS Non-Voting *Management Position Unknown
MEETING IS 25 APR 2007, WHEREAS THE MEETING HAS
BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS
DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS
REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW.
THANK YOU.
1. PRESENTATION OF THE FINANCIAL STATEMENTS AND Non-Voting *Management Position Unknown
ANNUAL REPORT FOR THE 2006 FY, WITH THE REPORT
OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL
STATEMENTS AND ANNUAL REPORT AND THE CORPORATE
GOVERNANCE AND REMUNERATION REPORTS
2. RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE Management For *Management Position Unknown
PROFIT OF EUR 492,876,405.75 AS FOLLOWS: PAYMENT
OF A DIVIDEND OF EUR 0.75 PER SHARE EX-DIVIDEND
AND PAYABLE DATE: 17 MAY 2007
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Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 178 of 234
3. RATIFICATION OF THE ACTS OF THE BOARD OF MANAGING Management For *Management Position Unknown
DIRECTORS
4. RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD Management For *Management Position Unknown
5. APPOINTMENT OF THE AUDITORS FOR THE 2007 FY: Management For *Management Position Unknown
PRICEWATERHOUSECOOPERS AG, FRANKFURT
6. ELECTIONS TO THE SUPERVISORY BOARD: MR. FRIEDRICH Management For *Management Position Unknown
LURSSEN
7. AUTHORIZATION TO ACQUIRE OWN SHARES FOR TRADING Management For *Management Position Unknown
PURPOSES; THE COMPANY SHALL BE AUTHORIZED TO
ACQUIRE AND SELL OWN SHARES, AT PRICES NOT DEVIATING
MORE THAN 10%; FROM THEIR AVERAGE MARKET PRICE,
ON OR BEFORE 31 OCT 2008; THE TRADING PORTFOLIO
OF SHARES ACQUIRED FOR THIS PURPOSE SHALL NOT
EXCEED 5% OF THE SHARE CAPITAL AT THE END OF
ANY GIVEN DAY
8. AUTHORIZATION TO ACQUIRE OWN SHARES FOR PURPOSES Management For *Management Position Unknown
OTHER THAN TRADING ; THE COMPANY SHALL BE AUTHORIZED
TO ACQUIRE OWN SHARES OF UP TO 10% OF ITS SHARE
CAPITAL, AT PRICES NOT DEVIATING MORE THAN 10%
FROM THEIR AVERAGE MARKET PRICE, ON OR BEFORE
31 OCT 2008; THE SHARES MAY BE DISPOSED OF IN
A MANNER OTHER THAN THE STOCK EXCHANGE OR A RIGHTS
OFFERING IF THEY ARE SOLD AT A PRICE NOT MATERIALLY
BELOW THEIR MARKET PRICE, OR IF THEY ARE USED
FOR ACQUISITION PURPOSES OR AS EMPLOYEE SHARES;
THE BOARD OF MANAGING DIRECTORS SHALL ALSO BE
AUTHORIZED TO RETIRE THE SHARES
9. AMENDMENT TO THE ARTICLES OF ASSOCIATION IN ACCORDANCE Management For *Management Position Unknown
WITH THE NEW TRANSPARENCY DIRECTIVE IMPLEMENTATION
LAW TUG; THE COMPANY SHALL BE AUTHORIZED TO TRANSMIT
INFORMATION TO SHAREHOLDERS BY ELECTRONIC MEANS
10. AMENDMENT TO THE ARTICLES OF ASSOCIATION IN RESPECT Management For *Management Position Unknown
OF THE ADJUSTMENT OF THE SUPERVISORY BOARD REMUNERATION
AS OF THE SECOND HALF OF THE 2007 FY, THE MEMBERS
OF THE SUPERVISORY BOARD SHALL RECEIVE A BASIC
ANNUAL REMUNERATION OF EUR 40,000 PLUS EUR 3,000
PER EUR 0.05 OF THE DIVIDEND IN EXCESS OF EUR
0.10 PER SHARE; THE CHAIRMAN SHALL RECEIVE 3
TIMES AND THE DEPUTY CHAIRMAN TWICE, THESE AMOUNTS
COMMITTEE CHAIRMEN SHALL RECEIVE AN ADDITIONAL
AMOUNT EQUAL TO THE BASIC REMUNERATION, WHILE
COMMITTEE MEMBERS SHALL RECEIVE AN ADDITIONAL
HALF OF THE BASIC REMUNERATION; ALL MEMBERS OF
THE SUPERVISORY BOARD SHALL RECEIVE AN ATTENDANCE
FEE OF EUR 1,500 PER MEETING
11. APPROVAL OF THE PROFIT TRANSFER AGREEMENT WITH Management For *Management Position Unknown
THE COMPANY S WHOLLY OWNED SUBSIDIARY COMMERZ
GRUNDBESITZGESELLSCHAFT MBH
* COUNTER PROPOSALS HAVE BEEN RECEIVED FOR THIS Non-Voting *Management Position Unknown
MEETING. A LINK TO THE COUNTER PROPOSAL INFORMATION
IS AVAILABLE IN THE MATERIAL URL SECTION OF THE
APPLICATION. IF YOU WISH TO ACT ON THESE ITEMS,
YOU WILL NEED TO REQUEST A MEETING ATTEND AND
VOTE YOUR SHARES AT THE COMPANYS MEETING.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 179 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
CORN PRODUCTS INTERNATIONAL, INC. CPO ANNUAL MEETING DATE: 05/16/2007
ISSUER: 219023108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
KAREN L. HENDRICKS Management For For
BERNARD H. KASTORY Management For For
BARBARA A. KLEIN Management For For
SAMUEL C. SCOTT III Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITORS FOR THE COMPANY FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
EXACTECH, INC. EXAC ANNUAL MEETING DATE: 05/16/2007
ISSUER: 30064E109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WYNN KEARNEY, JR., M.D* Management For For
PAUL METTS, CPA* Management For For
JAMES G. BINCH** Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
GEMSTAR-TV GUIDE INTERNATIONAL, INC. GMST ANNUAL MEETING DATE: 05/16/2007
ISSUER: 36866W106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ANTHEA DISNEY Management For For
RICHARD BATTISTA Management For For
PETER CHERNIN Management For For
DAVID F. DEVOE Management For For
NICHOLAS DONATIELLO JR Management For For
JAMES E. MEYER Management For For
K. RUPERT MURDOCH Management For For
JAMES P. O'SHAUGHNESSY Management For For
RUTHANN QUINDLEN Management For For
02 FOR RATIFICATION OF ERNST & YOUNG LLP AS THE Management For For
COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007.
03 FOR ADOPTION OF THE 2007 LONG-TERM INCENTIVE Management Against Against
PLAN.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 180 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY HAL ANNUAL MEETING DATE: 05/16/2007
ISSUER: 406216101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: K.M. BADER Management For For
1B ELECTION OF DIRECTOR: A.M. BENNETT Management For For
1C ELECTION OF DIRECTOR: J.R. BOYD Management For For
1D ELECTION OF DIRECTOR: M. CARROLL Management For For
1E ELECTION OF DIRECTOR: R.L. CRANDALL Management For For
1F ELECTION OF DIRECTOR: K.T DERR Management For For
1G ELECTION OF DIRECTOR: S.M. GILLIS Management For For
1H ELECTION OF DIRECTOR: W.R. HOWELL Management For For
1I ELECTION OF DIRECTOR: D.J. LESAR Management For For
1J ELECTION OF DIRECTOR: J.L. MARTIN Management For For
1K ELECTION OF DIRECTOR: J.A. PRECOURT Management For For
1L ELECTION OF DIRECTOR: D.L. REED Management For For
02 PROPOSAL FOR RATIFICATION OF THE SELECTION OF Management For For
AUDITORS.
03 PROPOSAL ON HUMAN RIGHTS REVIEW. Shareholder Against For
04 PROPOSAL ON POLITICAL CONTRIBUTIONS. Shareholder Against For
05 PROPOSAL ON STOCKHOLDER RIGHTS PLAN. Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION INTC ANNUAL MEETING DATE: 05/16/2007
ISSUER: 458140100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: CRAIG R. BARRETT Management For For
1B ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Management For For
1C ELECTION OF DIRECTOR: SUSAN L. DECKER Management For For
1D ELECTION OF DIRECTOR: D. JAMES GUZY Management For For
1E ELECTION OF DIRECTOR: REED E. HUNDT Management For For
1F ELECTION OF DIRECTOR: PAUL S. OTELLINI Management For For
1G ELECTION OF DIRECTOR: JAMES D. PLUMMER Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 181 of 234
1H ELECTION OF DIRECTOR: DAVID S. POTTRUCK Management For For
1I ELECTION OF DIRECTOR: JANE E. SHAW Management For For
1J ELECTION OF DIRECTOR: JOHN L. THORNTON Management For For
1K ELECTION OF DIRECTOR: DAVID B. YOFFIE Management For For
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
03 AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE Management Against Against
PLAN
04 APPROVAL OF THE 2007 EXECUTIVE OFFICER INCENTIVE Management For For
PLAN
05 STOCKHOLDER PROPOSAL REQUESTING LIMITATION ON Shareholder Against For
EXECUTIVE COMPENSATION
- ------------------------------------------------------------------------------------------------------------------------------------
LENOX GROUP, INC. LNX ANNUAL MEETING DATE: 05/16/2007
ISSUER: 526262100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES E. BLOOM Management For For
CONRAD L. BRINGSJORD Management For For
GLENDA B. GLOVER Management For For
CHARLES N. HAYSSEN Management For For
STEWART M. KASEN Management For For
REATHA CLARK KING Management For For
DOLORES A. KUNDA Management For For
JOHN VINCENT WEBER Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2007
- ------------------------------------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION NOC ANNUAL MEETING DATE: 05/16/2007
ISSUER: 666807102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: LEWIS W. COLEMAN Management For For
1B ELECTION OF DIRECTOR: VICTOR H. FAZIO Management For For
1C ELECTION OF DIRECTOR: DONALD E. FELSINGER Management For For
1D ELECTION OF DIRECTOR: STEPHEN E. FRANK Management For For
1E ELECTION OF DIRECTOR: CHARLES R. LARSON Management For For
1F ELECTION OF DIRECTOR: RICHARD B. MYERS Management For For
1G ELECTION OF DIRECTOR: PHILIP A. ODEEN Management For For
1H ELECTION OF DIRECTOR: AULANA L. PETERS Management For For
1I ELECTION OF DIRECTOR: KEVIN W. SHARER Management For For
1J ELECTION OF DIRECTOR: RONALD D. SUGAR Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITOR.
03 PROPOSAL TO AMEND THE COMPANY S 1995 STOCK PLAN Management For For
FOR NON-EMPLOYEE DIRECTORS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 182 of 234
04 SHAREHOLDER PROPOSAL REGARDING A REPORT ON FOREIGN Shareholder Against For
MILITARY SALES.
05 SHAREHOLDER PROPOSAL REGARDING A VOTE ON EXECUTIVE Shareholder Against For
COMPENSATION.
06 SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT Shareholder Against For
BOARD CHAIRMAN.
- ------------------------------------------------------------------------------------------------------------------------------------
PETROCHINA COMPANY LIMITED PTR ANNUAL MEETING DATE: 05/16/2007
ISSUER: 71646E100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO CONSIDER AND APPROVE THE REPORT OF THE BOARD Management For For
OF DIRECTORS.
02 TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY Management For For
COMMITTEE.
03 TO CONSIDER AND APPROVE THE AUDITED FINANCIAL Management For For
STATEMENTS.
04 TO CONSIDER AND APPROVE THE DECLARATION AND PAYMENT Management For For
OF THE FINAL DIVIDENDS FOR THE YEAR ENDED 31
DECEMBER 2006.
05 TO CONSIDER AND APPROVE THE AUTHORISATION OF Management For For
THE BOARD OF DIRECTORS TO DETERMINE THE DISTRIBUTION
OF INTERIM DIVIDENDS.
06 APPOINTMENT OF PRICEWATERHOUSECOOPERS AS THE Management For For
INTERNATIONAL AUDITORS OF THE COMPANY.
07 TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. Management For For
JIANG JIEMIN AS DIRECTOR OF THE COMPANY.
08 TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. Management For For
ZHOU JIPING AS DIRECTOR OF THE COMPANY.
09 TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. Management For For
DUAN WENDE AS DIRECTOR OF THE COMPANY.
10 TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. Management For For
SUN XIANFENG AS SUPERVISOR OF THE COMPANY.
11 TO CONSIDER AND APPROVE THE ELECTION OF MR. ZHANG Management For For
JINZHU AS SUPERVISOR OF THE COMPANY.
12 TO GRANT A GENERAL MANDATE TO THE BOARD TO ISSUE, Management For For
ALLOT AND DEAL WITH ADDITIONAL DOMESTIC AND OVERSEAS
LISTED FOREIGN SHARES.
13 TO CONSIDER AND APPROVE THE EQUITY INTEREST TRANSFER Management For For
AGREEMENT DATED 18 MARCH 2007.
14 TO CONSIDER AND APPROVE OTHER MATTERS, IF ANY. Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
SAFEWAY INC. SWY ANNUAL MEETING DATE: 05/16/2007
ISSUER: 786514208 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: STEVEN A. BURD Management For For
1B ELECTION OF DIRECTOR: JANET E. GROVE Management For For
1C ELECTION OF DIRECTOR: MOHAN GYANI Management For For
1D ELECTION OF DIRECTOR: PAUL HAZEN Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 183 of 234
1E ELECTION OF DIRECTOR: ROBERT I. MACDONNELL Management For For
1F ELECTION OF DIRECTOR: DOUGLAS J. MACKENZIE Management For For
1G ELECTION OF DIRECTOR: REBECCA A. STIRN Management For For
1H ELECTION OF DIRECTOR: WILLIAM Y. TAUSCHER Management For For
1I ELECTION OF DIRECTOR: RAYMOND G. VIAULT Management For For
02 APPROVAL OF SAFEWAY INC. 2007 EQUITY AND INCENTIVE Management Against Against
AWARD PLAN.
03 APPROVAL OF AMENDED AND RESTATED CAPITAL PERFORMANCE Management For For
BONUS PLAN FOR EXECUTIVE OFFICERS AND KEY EMPLOYEES
OF SAFEWAY INC.
04 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2007.
05 STOCKHOLDER PROPOSAL REQUESTING CUMULATIVE VOTING. Shareholder Against For
06 STOCKHOLDER PROPOSAL REQUESTING THAT AN INDEPENDENT Shareholder Against For
DIRECTOR SERVE AS CHAIRMAN OF THE BOARD.
07 STOCKHOLDER PROPOSAL REQUESTING THE LABELING Shareholder Against For
OF PRODUCTS OF CLONING OR GENETIC ENGINEERING.
08 STOCKHOLDER PROPOSAL REQUESTING THAT THE COMPANY Shareholder Against For
ISSUE A SUSTAINABILITY REPORT.
09 STOCKHOLDER PROPOSAL REQUESTING THAT THE COMPANY Shareholder Against For
ISSUE A REPORT ON CONTROLLED-ATMOSPHERE KILLING.
- ------------------------------------------------------------------------------------------------------------------------------------
THE MCCLATCHY COMPANY MNI ANNUAL MEETING DATE: 05/16/2007
ISSUER: 579489105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ELIZABETH BALLANTINE Management For For
K. FOLEY FELDSTEIN Management For For
P. ANTHONY RIDDER Management For For
MAGGIE WILDEROTTER Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS MCCLATCHY S INDEPENDENT AUDITORS FOR
THE 2007 FISCAL YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
ALLEGHENY ENERGY, INC. AYE ANNUAL MEETING DATE: 05/17/2007
ISSUER: 017361106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
H. FURLONG BALDWIN Management For For
ELEANOR BAUM Management For For
PAUL J. EVANSON Management For For
CYRUS F. FREIDHEIM, JR. Management For For
JULIA L. JOHNSON Management For For
TED J. KLEISNER Management For For
STEVEN H. RICE Management For For
GUNNAR E. SARSTEN Management For For
MICHAEL H. SUTTON Management For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 184 of 234
03 STOCKHOLDER PROPOSAL TO RECOUP UNEARNED MANAGEMENT Shareholder Against For
BONUSES.
04 STOCKHOLDER PROPOSAL TO SEPARATE THE ROLES OF Shareholder Against For
CEO AND CHAIRMAN.
05 STOCKHOLDER PROPOSAL REQUESTING A DIRECTOR ELECTION Shareholder Against For
MAJORITY VOTE STANDARD.
06 STOCKHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER Shareholder Against For
MEETINGS.
07 STOCKHOLDER PROPOSAL REGARDING PERFORMANCE BASED Shareholder Against For
STOCK OPTIONS.
08 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON UTILIZING Shareholder Against For
THE NIETC.
09 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shareholder Against For
CLIMATE CHANGE.
- ------------------------------------------------------------------------------------------------------------------------------------
ALLIED WASTE INDUSTRIES, INC. AW ANNUAL MEETING DATE: 05/17/2007
ISSUER: 019589308 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT M. AGATE Management For For
CHARLES H. COTROS Management For For
JAMES W. CROWNOVER Management For For
STEPHANIE DRESCHER Management For For
WILLIAM J. FLYNN Management For For
DAVID I. FOLEY Management For For
NOLAN LEHMANN Management For For
STEVEN MARTINEZ Management For For
JAMES A. QUELLA Management For For
JOHN M. TRANI Management For For
JOHN J. ZILLMER Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM (INDEPENDENT AUDITOR) FOR FISCAL
YEAR 2007.
03 PROPOSAL ON MAJORITY VOTING FOR DIRECTOR NOMINEES. Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
ANIXTER INTERNATIONAL INC. AXE ANNUAL MEETING DATE: 05/17/2007
ISSUER: 035290105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
LORD JAMES BLYTH Management For For
LINDA WALKER BYNOE Management For For
ROBERT L. CRANDALL Management For For
ROBERT W. GRUBBS JR. Management For For
F. PHILIP HANDY Management For For
MELVYN N. KLEIN Management For For
GEORGE MUNOZ Management For For
STUART M. SLOAN Management For For
THOMAS C. THEOBALD Management For For
MATTHEW ZELL Management For For
SAMUEL ZELL Management For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
AUDITORS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 185 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
CONMED CORPORATION CNMD ANNUAL MEETING DATE: 05/17/2007
ISSUER: 207410101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
EUGENE R. CORASANTI Management For For
BRUCE F. DANIELS Management For For
WILLIAM D. MATTHEWS Management For For
STUART J. SCHWARTZ Management For For
JOSEPH J. CORASANTI Management For For
STEPHEN M. MANDIA Management For For
JO ANN GOLDEN Management For For
MARK E. TRYNISKI Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT ACCOUNTANTS FOR THE COMPANY
FOR 2007.
03 APPROVAL OF THE 2007 NON-EMPLOYEE DIRECTOR EQUITY Management Against Against
COMPENSATION PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
FLOWSERVE CORPORATION FLS ANNUAL MEETING DATE: 05/17/2007
ISSUER: 34354P105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CHRISTOPHER A. BARTLETT Management For For
WILLIAM C. RUSNACK Management For For
RICK J. MILLS Management For For
02 APPROVAL OF 2007 FLOWSERVE CORPORATION ANNUAL Management For For
INCENTIVE PLAN, A PERFORMANCE BASED CASH INCENTIVE
PLAN
03 APPROVAL OF 2007 FLOWSERVE CORPORATION LONG-TERM Management For For
INCENTIVE PLAN, A PERFORMANCE BASED STOCK INCENTIVE
PLAN
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 186 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
HOST HOTELS & RESORTS, INC. HST ANNUAL MEETING DATE: 05/17/2007
ISSUER: 44107P104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: ROBERT M. BAYLIS Management For For
1B ELECTION OF DIRECTOR: TERENCE C. GOLDEN Management For For
1C ELECTION OF DIRECTOR: ANN M. KOROLOGOS Management For For
1D ELECTION OF DIRECTOR: RICHARD E. MARRIOTT Management For For
1E ELECTION OF DIRECTOR: JUDITH A. MCHALE Management For For
1F ELECTION OF DIRECTOR: JOHN B. MORSE, JR. Management For For
1G ELECTION OF DIRECTOR: CHRISTOPHER J. NASSETTA Management For For
02 RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITORS.
- ------------------------------------------------------------------------------------------------------------------------------------
INVERNESS MEDICAL INNOVATIONS, INC. IMA ANNUAL MEETING DATE: 05/17/2007
ISSUER: 46126P106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT P. KHEDERIAN* Management For For
DAVID SCOTT, PH.D.* Management For For
PETER TOWNSEND* Management For For
02 APPROVAL OF GRANT OF OPTIONS UNDER OUR 2001 STOCK Management For For
OPTION AND INCENTIVE PLAN TO CERTAIN EXECUTIVE
OFFICERS.
- ------------------------------------------------------------------------------------------------------------------------------------
REPUBLIC SERVICES, INC. RSG ANNUAL MEETING DATE: 05/17/2007
ISSUER: 760759100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES E. O'CONNOR Management For For
HARRIS W. HUDSON Management For For
JOHN W. CROGHAN Management For For
W. LEE NUTTER Management For For
RAMON A. RODRIGUEZ Management For For
ALLAN C. SORENSEN Management For For
MICHAEL W. WICKHAM Management For For
02 APPROVAL AND ADOPTION OF REPUBLIC SERVICES, INC. Management Against Against
2007 STOCK INCENTIVE PLAN
03 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
PUBLIC ACCOUNTANTS
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 187 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
STANDARD MOTOR PRODUCTS, INC. SMP ANNUAL MEETING DATE: 05/17/2007
ISSUER: 853666105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT M. GERRITY Management For For
ARTHUR S. SILLS Management For For
LAWRENCE I. SILLS Management For For
PETER J. SILLS Management For For
FREDERICK D. STURDIVANT Management For For
WILLAM H. TURNER Management For For
RICHARD S. WARD Management For For
ROGER M. WIDMANN Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT THORNTON Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
WRIGHT MEDICAL GROUP, INC. WMGI ANNUAL MEETING DATE: 05/17/2007
ISSUER: 98235T107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
F. BARRY BAYS Management For For
MARTIN J. EMERSON Management For For
LAWRENCE W. HAMILTON Management For For
GARY D. HENLEY Management For For
JOHN L. MICLOT Management For For
ROBERT J. QUILLINAN Management For For
DAVID D. STEVENS Management For For
THOMAS E. TIMBIE Management For For
JAMES T. TREACE Management For For
02 TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT Management For For
AUDITOR FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
CITIZENS COMMUNICATIONS COMPANY CZN ANNUAL MEETING DATE: 05/18/2007
ISSUER: 17453B101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
KATHLEEN Q. ABERNATHY Management For For
LEROY T. BARNES, JR. Management For For
MICHAEL T. DUGAN Management For For
JERI B. FINARD Management For For
LAWTON WEHLE FITT Management For For
WILLIAM M. KRAUS Management For For
HOWARD L. SCHROTT Management For For
LARRAINE D. SEGIL Management For For
BRADLEY E. SINGER Management For For
DAVID H. WARD Management For For
MYRON A. WICK, III Management For For
MARY AGNES WILDEROTTER Management For For
02 TO ADOPT THE 2008 CITIZENS INCENTIVE PLAN. Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 188 of 234
03 TO ADOPT AN AMENDMENT TO THE AMENDED AND RESTATED Management For For
2000 EQUITY INCENTIVE PLAN.
04 TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
CONSTELLATION ENERGY GROUP, INC. CEG ANNUAL MEETING DATE: 05/18/2007
ISSUER: 210371100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A THE ELECTION OF YVES C. DE BALMANN FOR A TERM Management For For
TO EXPIRE IN 2008.
1B THE ELECTION OF DOUGLAS L. BECKER FOR A TERM Management For For
TO EXPIRE IN 2008.
1C THE ELECTION OF JAMES T. BRADY FOR A TERM TO Management For For
EXPIRE IN 2008.
1D THE ELECTION OF EDWARD A. CROOKE FOR A TERM TO Management For For
EXPIRE IN 2008.
1E THE ELECTION OF JAMES R. CURTISS FOR A TERM TO Management For For
EXPIRE IN 2008.
1F THE ELECTION OF FREEMAN A. HRABOWSKI, III FOR Management For For
A TERM TO EXPIRE IN 2008.
1G THE ELECTION OF NANCY LAMPTON FOR A TERM TO EXPIRE Management For For
IN 2008.
1H THE ELECTION OF ROBERT J. LAWLESS FOR A TERM Management For For
TO EXPIRE IN 2008.
1I THE ELECTION OF LYNN M. MARTIN FOR A TERM TO Management For For
EXPIRE IN 2008.
1J THE ELECTION OF MAYO A. SHATTUCK III FOR A TERM Management For For
TO EXPIRE IN 2008.
1K THE ELECTION OF MICHAEL D. SULLIVAN FOR A TERM Management For For
TO EXPIRE IN 2008.
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2007.
03 APPROVAL OF THE 2007 LONG-TERM INCENTIVE PLAN. Management For For
04 APPROVAL OF THE EXECUTIVE ANNUAL INCENTIVE PLAN. Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
INDEPENDENT NEWS AND MEDIA PLC EGM MEETING DATE: 05/18/2007
ISSUER: G4755S126 ISIN: IE0004614818
SEDOL: B01ZKS1, 0461481, 6459639, 4699103, B014WP9
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE TRANSACTION, AS SPECIFIED, AND AUTHORIZE Management For *Management Position Unknown
THE DIRECTORS OF THE COMPANY OR COMMITTEE THEREOF
TO DO, OR PROCURE TO BE DONE, ALL SUCH ACTS AND
THINGS ON BEHALF OF THE COMPANY AND ANY SUBSIDIARIES
AS SHALL BE REQUIRED OR AS SHALL SEEM TO THEM
TO BE DESIRABLE TO GIVE EFFECT THERETO WITH SUCH
NON-MATERIAL MODIFICATIONS IF ANY AS THEY MAY
IN THEIR ABSOLUTE DISCRETION THINK FIT, AND WITHOUT
PREJUDICE TO THE GENERALITY OF FOREGOING, INCLUDING
ENTERING INTO THE SCHEME IMPLEMENTATION AGREEMENT
AND IMPLEMENTING THE SCHEME EACH AS SPECIFIED
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 189 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
KERRY GROUP PLC AGM MEETING DATE: 05/18/2007
ISSUER: G52416107 ISIN: IE0004906560
SEDOL: B014WT3, 4519579, B01ZKX6, 0490656
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND APPROVE THE ACCOUNTS FOR THE YE 31 Management For *Management Position Unknown
DEC 2006 AND THE DIRECTORS AND THE AUDITORS
REPORTS THEREON
2. DECLARE A FINAL DIVIDEND AS RECOMMENDED BY THE Management For *Management Position Unknown
DIRECTORS
3.ai RE-ELECT MR. DENIS BUCKLEY, WHO RETIRES IN ACCORDANCE Management For *Management Position Unknown
IN ACCORDANCE WITH THE PROVISIONS OF THE COMBINED
CODE ON CORPORATE GOVERNANCE
3aii RE-ELECT MR. MICHAEL DOWLING, WHO RETIRES IN Management For *Management Position Unknown
ACCORDANCE IN ACCORDANCE WITH THE PROVISIONS
OF THE COMBINED CODE ON CORPORATE GOVERNANCE
3aiii RE-ELECT MR. EUGENE MCSWEENEY, WHO RETIRES IN Management For *Management Position Unknown
ACCORDANCE IN ACCORDANCE WITH THE PROVISIONS
OF THE COMBINED CODE ON CORPORATE GOVERNANCE
3bi RE-ELECT MR. BRIAN MEHIGAN, WHO RETIRES IN ACCORDANCE Management For *Management Position Unknown
IN ACCORDANCE WITH ARTICLE 97 OF THE ARTICLES
OF ASSOCIATION OF THE COMPANY
3bii RE-ELECT MR. FLOR HEALY, WHO RETIRES IN ACCORDANCE Management For *Management Position Unknown
IN ACCORDANCE WITH ARTICLE 97 OF THE ARTICLES
OF ASSOCIATION OF THE COMPANY
3biii RE-ELECT MR. DESMOND O CONNOR, WHO RETIRES IN Management For *Management Position Unknown
ACCORDANCE IN ACCORDANCE WITH ARTICLE 97 OF THE
ARTICLES OF ASSOCIATION OF THE COMPANY
3biv RE-ELECT MR. MICHAEL J SULLIVAN, RETIRES IN Management For *Management Position Unknown
ACCORDANCE IN ACCORDANCE WITH ARTICLE 97 OF THE
ARTICLES OF ASSOCIATION OF THE COMPANY
3ci RE-ELECT MR. JAMES, O CONNELL, WHO RETIRES IN Management For *Management Position Unknown
ACCORDANCE WITH ARTICLE 102 ANDARTICLE OF ASSOCIATION
OF THE COMPANY
3cii RE-ELECT MR. MICHAEL O CONNOR, WHO RETIRES IN Management For *Management Position Unknown
ACCORDANCE WITH ARTICLE 102 ANDARTICLE OF ASSOCIATION
OF THE COMPANY
3ciii RE-ELECT MR. GERARD O HANLON, WHO RETIRES IN Management For *Management Position Unknown
ACCORDANCE WITH ARTICLE 102 AND ARTICLE OF ASSOCIATION
OF THE COMPANY
4. AUTHORIZE THE DIRECTORS TO FIX THE REMUNERATION Management For *Management Position Unknown
OF THE AUDITORS
5. AUTHORIZE THE DIRECTORS TO EXERCISE ALL THE POWERS Management For *Management Position Unknown
OF THE COMPANY TO ALLOT RELEVANT SECURITIES WITHIN
THE MEANING OF SECTION 20 OF THE COMPANIES AMENDMENT
ACT 1983; THE MAXIMUM AMOUNT OF THE RELEVANT
SECURITIES WHICH MAY BE ALLOTTED UNDER THE AUTHORITY
HEREBY CONFERRED SHALL BE THE AUTHORIZED BUT
UNISSUED A ORDINARY SHARES IN THE CAPITAL OF
THE COMPANY; AUTHORITY SHALL EXPIRE ON 18 AUG
2008; THE DIRECTORS MAY ALLOT RELEVANT SECURITIES
IN PURSUANCE OF SUCH OFFER OR AGREEMENT, NOTWITHSTANDING
THAT THE AUTHORITY HEREBY CONFERRED HAS EXPIRED
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 190 of 234
s.6 AUTHORIZE THE DIRECTORS, PURSUANT TO SECTIONS Management For *Management Position Unknown
23 AND 24(1) OF THE COMPANIES AMENDMENT ACT,
1983 TO ALLOT EQUITY SECURITIES WITHIN THE MEANING
OF THE SAID SECTION 23 FOR CASH AS IF SECTION
23(1) OF THE SAID ACT DID NOT APPLY TO ANY SUCH
ALLOTMENT; AND AUTHORITY SHALL EXPIRE ON 18 AUG
2008 AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES
IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT AS
IF THE POWER CONFERRED BY THIS PARAGRAPH HAD
NOT EXPIRED AND PROVIDED THAT THE MAXIMUM AMOUNT
OF EQUITY SECURITIES WITHIN THE MEANING OF THE
SAID SECTION 23 WHICH MAY BE ALLOTTED UNDER THIS
AUTHORITY SHALL NOT EXCEED IN AGGREGATE THE EQUIVALENT
OF 5% OF THE ISSUED A ORDINARY SHARE CAPITAL
OF THE COMPANY AT THE DATE HEREOF
s.7 AUTHORIZE THE COMPANY TO PURCHASE A ORDINARY Management For *Management Position Unknown
SHARES ON THE MARKET SECTION 212 OF THE COMPANIES
ACT 1990, IN THE MANNER PROVIDED FOR IN ARTICLE
13A OF THE ARTICLES OF ASSOCIATION OF THE COMPANY,
UP TO A MAXIMUM OF 5% OF THE A ORDINARY SHARE
IN ISSUE AT THE DATE OF PASSING OF THIS RESOLUTION;
AUTHORITY EXPIRES AT THE END OF THE NEXT AGM
IN 2008
- ------------------------------------------------------------------------------------------------------------------------------------
LADBROKES PLC AGM MEETING DATE: 05/18/2007
ISSUER: G5337D107 ISIN: GB00B0ZSH635
SEDOL: B1321T5, B100LK3, B0ZSH63
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND ADOPT THE FINANCIAL STATEMENTS AND Management For *Management Position Unknown
STATUTORY REPORTS
2. APPROVE A FINAL DIVIDEND OF 8.60P PER ORDINARY Management For *Management Position Unknown
SHARE
3. RE-ELECT MR. CHRISTOPHER RODRIGUES AS A DIRECTOR Management For *Management Position Unknown
4. ELECT MR. JOHN JARVIS AS A DIRECTOR Management For *Management Position Unknown
5. ELECT MR. HENRY STAUNTON AS A DIRECTOR Management For *Management Position Unknown
6. ELECT MR. BRIAN WALLACE AS A DIRECTOR Management For *Management Position Unknown
7. RE-APPOINT ERNST & YOUNG LLP AS THE AUDITORS Management For *Management Position Unknown
AND AUTHORIZE THE BOARD TO DETERMINE THEIR REMUNERATION
8. APPROVE THE REMUNERATION REPORT Management For *Management Position Unknown
9. AUTHORIZE THE COMPANY TO MAKE EU POLITICAL DONATIONS Management For *Management Position Unknown
AND TO INCUR EU POLITICAL EXPENDITURES UP TO
GBP 10,000 AND AUTHORIZE LADBROKES BETTING GAMING
LTD TO MAKE EU POLITICAL DONATIONS AND TO INCUR
EU POLITICAL EXPENDITURES UP TO GBP 15,000
10. AUTHORIZE THE DIRECTORS TO ISSUE EQUITY OR EQUITY-LINKED Management For *Management Position Unknown
SECURITIES WITH PRE-EMPTIVE RIGHTS UP TO AGGREGATE
NOMINAL AMOUNT OF GBP 58,794,737
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 191 of 234
S.11 GRANT AUTHORITY TO ISSUE EQUITY OR EQUITY-LINKED Management For *Management Position Unknown
SECURITIES WITHOUT PRE-EMPTIVE RIGHTS UP TO AGGREGATE
NOMINAL AMOUNT OF GBP 8, 893,958 AND UP TO AGGREGATE
NOMINAL AMOUNT OF GBP 58,794,737 IN CONNECTION
WITH A RIGHTS ISSUE
S.12 AUTHORIZE THE COMPANY TO MAKE MARKET PURCHASE Management For *Management Position Unknown
OF 62,780,884 ORDINARY SHARES
S.13 AMEND THE ARTICLES OF ASSOCIATION REGARDING ELECTRONIC Management For *Management Position Unknown
COMMUNICATIONS
14. AUTHORIZE THE COMPANY, SUBJECT TO THE PASSING Management For *Management Position Unknown
OF RESOLUTION 13, TO USE ELECTRONIC MEANS TO
CONVEY INFORMATION TO SHAREHOLDERS
15. APPROVE THE LADBROKES PLC PERFORMANCE SHARE PLAN Management For *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
MATTEL, INC. MAT ANNUAL MEETING DATE: 05/18/2007
ISSUER: 577081102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MICHAEL J. DOLAN Management For For
ROBERT A. ECKERT Management For For
DR. FRANCES FERGUSSON Management For For
TULLY M. FRIEDMAN Management For For
DOMINIC NG Management For For
DR. ANDREA L. RICH Management For For
RONALD L. SARGENT Management For For
DEAN A. SCARBOROUGH Management For For
CHRISTOPHER A. SINCLAIR Management For For
G. CRAIG SULLIVAN Management For For
KATHY BRITTAIN WHITE Management For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS MATTEL S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2007.
03 BOARD ADOPTION OF DIRECTOR ELECTION MAJORITY Management For For
VOTING STANDARD AND STOCKHOLDER APPROVAL OF AMENDMENT
TO THE CERTIFICATE OF INCORPORATION ELIMINATING
CUMULATIVE VOTING.
04 APPROVAL OF THE MATTEL INCENTIVE PLAN AND THE Management For For
MATERIAL TERMS OF ITS PERFORMANCE GOALS.
05 STOCKHOLDER PROPOSAL REGARDING COMPENSATION OF Shareholder Against For
THE TOP FIVE MEMBERS OF MANAGEMENT.
06 STOCKHOLDER PROPOSAL TO SEPARATE THE ROLES OF Shareholder Against For
CEO AND CHAIRMAN.
07 STOCKHOLDER PROPOSAL REGARDING CERTAIN REPORTS Shareholder Against For
BY THE BOARD OF DIRECTORS.
08 STOCKHOLDER PROPOSAL REGARDING PAY-FOR-SUPERIOR-PERFORMANCE. Shareholder Against For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 192 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
SCHERING-PLOUGH CORPORATION SGP ANNUAL MEETING DATE: 05/18/2007
ISSUER: 806605101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
HANS W. BECHERER Management For For
THOMAS J. COLLIGAN Management For For
FRED HASSAN Management For For
C. ROBERT KIDDER Management For For
PHILIP LEDER, M.D. Management For For
EUGENE R. MCGRATH Management For For
CARL E. MUNDY, JR. Management For For
ANTONIO M. PEREZ Management For For
PATRICIA F. RUSSO Management For For
JACK L. STAHL Management For For
KATHRYN C. TURNER Management For For
ROBERT F.W. VAN OORDT Management For For
ARTHUR F. WEINBACH Management For For
02 RATIFY THE DESIGNATION OF DELOITTE & TOUCHE LLP Management For For
TO AUDIT THE BOOKS AND ACCOUNTS FOR 2007
03 APPROVE AMENDMENTS TO THE CERTIFICATE OF INCORPORATION Management For For
AND BY-LAWS TO REDUCE SHAREHOLDER SUPERMAJORITY
VOTE REQUIREMENTS TO A MAJORITY VOTE
04 APPROVE AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION Management For For
TO ELECT DIRECTORS BY A MAJORITY VOTE RATHER
THAN A PLURALITY VOTE
05 SHAREHOLDER PROPOSAL RELATING TO EQUITY GRANTS Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
SEALED AIR CORPORATION SEE ANNUAL MEETING DATE: 05/18/2007
ISSUER: 81211K100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF HANK BROWN AS A DIRECTOR. Management For For
02 ELECTION OF MICHAEL CHU AS A DIRECTOR. Management For For
03 ELECTION OF LAWRENCE R. CODEY AS A DIRECTOR. Management For For
04 ELECTION OF T.J. DERMOT DUNPHY AS A DIRECTOR. Management For For
05 ELECTION OF CHARLES F. FARRELL, JR. AS A DIRECTOR. Management For For
06 ELECTION OF WILLIAM V. HICKEY AS A DIRECTOR. Management For For
07 ELECTION OF JACQUELINE B. KOSECOFF AS A DIRECTOR. Management For For
08 ELECTION OF KENNETH P. MANNING AS A DIRECTOR. Management For For
09 ELECTION OF WILLIAM J. MARINO AS A DIRECTOR. Management For For
10 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
THE INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER
31, 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 193 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
THORATEC CORPORATION THOR ANNUAL MEETING DATE: 05/18/2007
ISSUER: 885175307 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
GERHARD F. BURBACH Management For For
HOWARD E. CHASE Management For For
J. DANIEL COLE Management For For
NEIL F. DIMICK Management For For
D. KEITH GROSSMAN Management For For
J. DONALD HILL Management For For
DANIEL M. MULVENA Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR ITS FISCAL YEAR ENDING DECEMBER 29, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. TWX ANNUAL MEETING DATE: 05/18/2007
ISSUER: 887317105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFICATION OF AUDITORS. Management For For
03 COMPANY PROPOSAL TO AMEND THE COMPANY S RESTATED Management For For
CERTIFICATE OF INCORPORATION TO ELIMINATE CERTAIN
SUPER-MAJORITY VOTE REQUIREMENTS.
04 STOCKHOLDER PROPOSAL REGARDING ADVISORY RESOLUTION Shareholder Against For
TO RATIFY COMPENSATION OF NAMED EXECUTIVE OFFICERS.
05 STOCKHOLDER PROPOSAL REGARDING SEPARATION OF Shareholder Against For
ROLES OF CHAIRMAN AND CEO.
06 STOCKHOLDER PROPOSAL REGARDING SIMPLE MAJORITY Shareholder Against For
VOTE.
07 STOCKHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER Shareholder Against For
MEETINGS.
08 STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER RATIFICATION Shareholder Against For
OF DIRECTOR COMPENSATION WHEN A STOCKHOLDER RIGHTS
PLAN HAS BEEN ADOPTED.
01 DIRECTOR Management For
JAMES L. BARKSDALE Management For For
JEFFREY L. BEWKES Management For For
STEPHEN F. BOLLENBACH Management For For
FRANK J. CAUFIELD Management For For
ROBERT C. CLARK Management For For
MATHIAS DOPFNER Management For For
JESSICA P. EINHORN Management For For
REUBEN MARK Management For For
MICHAEL A. MILES Management For For
KENNETH J. NOVACK Management For For
RICHARD D. PARSONS Management For For
FRANCIS T. VINCENT, JR. Management For For
DEBORAH C. WRIGHT Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 194 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
AVIS BUDGET GROUP INC. CAR ANNUAL MEETING DATE: 05/21/2007
ISSUER: 053774105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE AUDITORS OF THE COMPANY S FINANCIAL
STATEMENTS FOR FISCAL YEAR 2007.
03 TO APPROVE THE AVIS BUDGET GROUP, INC. 2007 EQUITY Management Against Against
AND INCENTIVE PLAN.
01 DIRECTOR Management For
RONALD L. NELSON Management For For
MARY C. CHOKSI Management For For
LEONARD S. COLEMAN Management For For
LYNN KROMINGA Management For For
MARTIN L . EDELMAN Management For For
SHELI Z. ROSENBERG Management For For
F. ROBERT SALERNO Management For For
STENDER E. SWEENEY Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
BALDOR ELECTRIC COMPANY BEZ ANNUAL MEETING DATE: 05/21/2007
ISSUER: 057741100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JEAN A. MAULDIN Management For For
R.L. QUALLS Management For For
BARRY K. ROGSTAD Management For For
RONALD E. TUCKER Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
CHEMED CORPORATION CHE ANNUAL MEETING DATE: 05/21/2007
ISSUER: 16359R103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
EDWARD L. HUTTON Management For For
KEVIN J. MCNAMARA Management For For
CHARLES H. ERHART, JR. Management For For
JOEL F. GEMUNDER Management For For
PATRICK P. GRACE Management For For
THOMAS C. HUTTON Management For For
WALTER L. KREBS Management For For
SANDRA E. LANEY Management For For
TIMOTHY S. O'TOOLE Management For For
DONALD E. SAUNDERS Management For For
GEORGE J. WALSH III Management For For
FRANK E.WOOD Management For For
02 TO RATIFY THE SELECTION OF INDEPENDENT ACCOUNTANTS Management For For
BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 195 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
FRANCE TELECOM FTE SPECIAL MEETING DATE: 05/21/2007
ISSUER: 35177Q105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE STATUTORY FINANCIAL STATEMENTS Management For For
FOR THE FINANCIAL YEAR. FINAL DISCHARGE TO DIRECTORS.
02 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS Management For For
FOR THE FINANCIAL YEAR. FINAL DISCHARGE TO DIRECTORS.
03 ALLOCATION OF THE RESULTS. Management For For
04 APPROVAL OF THE AGREEMENTS REFERRED TO IN ARTICLE Management For For
L. 225-38 OF THE FRENCH COMMERCIAL CODE.
05 AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS Management For For
TO PURCHASE, RETAIN OR TRANSFER FRANCE TELECOM
SHARES.
06 APPOINTMENT OF A DIRECTOR: MRS CLAUDIE HAIGNERE Management For For
07 AMENDMENT OF ARTICLE 21 OF THE BY-LAWS IN ORDER Management For For
TO BRING IT INTO CONFORMITY WITH THE DECREE NO.
2007-431 OF MARCH 25, 2007.
08 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS Management For For
TO ISSUE ORDINARY SHARES OF THE COMPANY AND SECURITIES
GIVING ACCESS TO ORDINARY SHARES OF THE COMPANY
OR OF ONE OF ITS SUBSIDIARIES, WITH PREFERENTIAL
SUBSCRIPTION RIGHTS OF THE SHAREHOLDERS.
11 AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS Management For For
IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT
PREFERENTIAL SUBSCRIPTION RIGHTS FOR SHAREHOLDERS,
TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED.
09 DELEGATION OF AUTHORITY TO THE BOARD DIRECTORS Management For For
TO ISSUE ORDINARY SHARES OF THE COMPANY AND SECURITIES
GIVING ACCESS TO THE ORDINARY SHARES OF THE COMPANY
OR OF ONE OF ITS SUBSIDIARIES, WITHOUT PREFERENTIAL
SUBSCRIPTION RIGHTS OF THE SHAREHOLDERS.
10 AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS Management For For
IN THE EVENT OF THE ISSUANCE, WITHOUT PREFERENTIAL
SUBSCRIPTION RIGHTS OF SHAREHOLDERS, OF ORDINARY
SHARES OR SECURITIES GIVING ACCESS TO ORDINARY
SHARES, TO DETERMINE THE ISSUANCE PRICE IN ACCORDANCE
WITH THE TERMS AND CONDITIONS DETERMINED BY THE
GENERAL MEETING.
12 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS Management For For
TO ISSUE ORDINARY SHARES AND SECURITIES GIVING
ACCESS TO ORDINARY SHARES, IN THE EVENT OF A
PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY.
13 DELEGATION OF POWERS TO THE BOARD OF DIRECTORS Management For For
TO ISSUE ORDINARY SHARES AND SECURITIES GIVING
ACCESS TO ORDINARY SHARES, IN CONSIDERATION FOR
CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY
AND COMPRISED OF EQUITY SECURITIES OR SECURITIES
GIVING ACCESS TO SHARE CAPITAL.
14 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS Management For For
TO ISSUE ORDINARY SHARES, AS A RESULT OF THE
ISSUANCE BY THE COMPANY S SUBSIDIARIES OF SECURITIES
GIVING ACCESS TO ORDINARY SHARES OF THE COMPANY.
15 DELEGATION OF POWERS TO THE BOARD OF DIRECTORS Management For For
TO ISSUE THE SHARES RESERVED FOR PERSONS SIGNING
A LIQUIDITY CONTRACT WITH THE COMPANY IN THEIR
CAPACITY AS HOLDERS OF SHARES OR STOCK OPTIONS
OF THE FIRM ORANGE S.A.
16 DELEGATION OF POWERS TO THE BOARD OF DIRECTORS Management For For
TO PROCEED WITH THE FREE ISSUANCE OF OPTION-BASED
LIQUIDITY INSTRUMENTS RESERVED FOR HOLDERS OF
STOCK OPTIONS OF ORANGE S.A. AND BENEFICIARIES
OF A LIQUIDITY AGREEMENT.
17 OVERALL LIMITATION OF THE AUTHORIZATIONS. Management For For
18 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS Management For For
TO ISSUE SECURITIES GIVING RIGHT TO THE ALLOCATION
OF DEBT SECURITIES.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 196 of 234
19 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS Management For For
TO INCREASE THE SHARE CAPITAL OF THE COMPANY
BY INCORPORATION OF RESERVES, PROFITS OR PREMIUMS.
20 AUTHORIZATION TO THE BOARD OF DIRECTORS TO ISSUE Management For For
STOCK SUBSCRIPTION AND/OR PURCHASE OPTIONS OF
ORDINARY SHARES FROM THE COMPANY.
21 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS Management For For
TO PROCEED WITH CAPITAL INCREASES RESERVED FOR
MEMBERS OF THE FRANCE TELECOM GROUP SAVINGS PLAN.
22 AUTHORIZATION TO THE BOARD OF DIRECTORS TO REDUCE Management For For
THE SHARE CAPITAL THROUGH THE CANCELLATION OF
ORDINARY SHARES.
23 POWERS FOR FORMALITIES. Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
SIX FLAGS, INC. PKS ANNUAL MEETING DATE: 05/21/2007
ISSUER: 83001P109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
C.E. ANDREWS Management For For
MARK JENNINGS Management For For
JACK KEMP Management For For
ROBERT MCGUIRE Management For For
PERRY ROGERS Management For For
DWIGHT SCHAR Management For For
MARK SHAPIRO Management For For
DANIEL M. SNYDER Management For For
HARVEY WEINSTEIN Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For
AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS
FOR THE YEAR ENDING DECEMBER 31, 2007.
03 PROPOSAL TO APPROVE THE ADOPTION OF THE COMPANY Management Against Against
S 2007 STOCK OPTION AND INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
ADVANCED MEDICAL OPTICS, INC. EYE ANNUAL MEETING DATE: 05/22/2007
ISSUER: 00763M108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO APPROVE RATIFICATION OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
01 DIRECTOR Management For
CHRISTOPHER G. CHAVEZ Management For For
ELIZABETH H. DAVILA Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 197 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
CAVALIER HOMES, INC. CAV ANNUAL MEETING DATE: 05/22/2007
ISSUER: 149507105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
T.A. BROUGHTON, III Management For For
BARRY B. DONNELL Management For For
LEE ROY JORDAN Management For For
JOHN W LOWE Management For For
DAVID A. ROBERSON Management For For
BOBBY TESNEY Management For For
J. DON WILLIAMS Management For For
02 PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT Management For For
OF CARR, RIGGS & INGRAM, LLC AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR CAVALIER HOMES, INC.
03 IN THEIR DISCRETION, UPON SUCH OTHER MATTERS Management For For
AS MAY PROPERLY COME BEFORE THE MEETING.
- ------------------------------------------------------------------------------------------------------------------------------------
CLEAR CHANNEL COMMUNICATIONS, INC. CCU ANNUAL MEETING DATE: 05/22/2007
ISSUER: 184502102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: ALAN D. FELD Management For For
1B ELECTION OF DIRECTOR: PERRY J. LEWIS Management For For
1C ELECTION OF DIRECTOR: L. LOWRY MAYS Management For For
1D ELECTION OF DIRECTOR: MARK P. MAYS Management For For
1E ELECTION OF DIRECTOR: RANDALL T. MAYS Management For For
1F ELECTION OF DIRECTOR: B.J. MCCOMBS Management For For
1G ELECTION OF DIRECTOR: PHYLLIS B. RIGGINS Management For For
1H ELECTION OF DIRECTOR: THEODORE H. STRAUSS Management For For
1I ELECTION OF DIRECTOR: J.C. WATTS Management For For
1J ELECTION OF DIRECTOR: JOHN H. WILLIAMS Management For For
1K ELECTION OF DIRECTOR: JOHN B. ZACHRY Management For For
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2007.
03 APPROVAL AND ADOPTION OF THE SHAREHOLDER PROPOSAL Shareholder Against For
REGARDING PAY FOR SUPERIOR PERFORMANCE.
04 APPROVAL AND ADOPTION OF THE SHAREHOLDER PROPOSAL Shareholder Against For
REGARDING CORPORATE POLITICAL CONTRIBUTIONS.
05 APPROVAL AND ADOPTION OF THE SHAREHOLDER PROPOSAL Shareholder Against For
REGARDING COMPENSATION COMMITTEE INDEPENDENCE.
06 APPROVAL AND ADOPTION OF THE SHAREHOLDER PROPOSAL Shareholder Against For
REGARDING EXECUTIVE COMPENSATION.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 198 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
MGM MIRAGE MGM ANNUAL MEETING DATE: 05/22/2007
ISSUER: 552953101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT H. BALDWIN Management For For
WILLIE D. DAVIS Management For For
KENNY G. GUINN Management For For
ALEXANDER M. HAIG, JR. Management For For
ALEXIS M. HERMAN Management For For
ROLAND HERNANDEZ Management For For
GARY N. JACOBS Management For For
KIRK KERKORIAN Management For For
J. TERRENCE LANNI Management For For
ANTHONY MANDEKIC Management For For
ROSE MCKINNEY-JAMES Management For For
JAMES J. MURREN Management For For
RONALD M. POPEIL Management For For
JOHN T. REDMOND Management For For
DANIEL J. TAYLOR Management For For
MELVIN B. WOLZINGER Management For For
02 RATIFICATION OF THE SELECTION OF THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2007
- ------------------------------------------------------------------------------------------------------------------------------------
AMPHENOL CORPORATION APH ANNUAL MEETING DATE: 05/23/2007
ISSUER: 032095101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
STANLEY L. CLARK Management For For
ANDREW E. LIETZ Management For For
MARTIN H. LOEFFLER Management For For
03 APPROVAL OF THE INCREASE IN THE NUMBER OF AUTHORIZED Management For For
SHARES.
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For
PUBLIC ACCOUNTANTS OF THE COMPANY.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 199 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
CBS CORPORATION CBSA ANNUAL MEETING DATE: 05/23/2007
ISSUER: 124857103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DAVID R. ANDELMAN Management For For
JOSEPH A. CALIFANO, JR. Management For For
WILLIAM S. COHEN Management For For
GARY L. COUNTRYMAN Management For For
CHARLES K. GIFFORD Management For For
LEONARD GOLDBERG Management For For
BRUCE S. GORDON Management For For
LINDA M. GRIEGO Management For For
ARNOLD KOPELSON Management For For
LESLIE MOONVES Management For For
DOUG MORRIS Management For For
SHARI REDSTONE Management For For
SUMNER M. REDSTONE Management For For
FREDERIC V. SALERNO Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP TO SERVE AS CBS CORPORATION S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION CMCSA ANNUAL MEETING DATE: 05/23/2007
ISSUER: 20030N101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
S. DECKER ANSTROM Management For For
KENNETH J. BACON Management For For
SHELDON M. BONOVITZ Management For For
EDWARD D. BREEN Management For For
JULIAN A. BRODSKY Management For For
JOSEPH J. COLLINS Management For For
J. MICHAEL COOK Management For For
JEFFREY A. HONICKMAN Management For For
BRIAN L. ROBERTS Management For For
RALPH J. ROBERTS Management For For
DR. JUDITH RODIN Management For For
MICHAEL I. SOVERN Management For For
02 INDEPENDENT AUDITORS Management For For
03 PREVENT THE ISSUANCE OF NEW STOCK OPTIONS Shareholder Against For
04 REQUIRE THAT THE CHAIRMAN OF THE BOARD NOT BE Shareholder Against For
AN EMPLOYEE
05 REQUIRE SUSTAINABILITY REPORT Shareholder Against For
06 ADOPT A RECAPITALIZATION PLAN Shareholder Against For
07 REQUIRE ANNUAL VOTE ON EXECUTIVE COMPENSATION Shareholder Against For
08 REQUIRE PAY DIFFERENTIAL REPORT Shareholder Against For
09 REQUIRE DISCLOSURE OF POLITICAL CONTRIBUTIONS Shareholder Against For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 200 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
GRAFTECH INTERNATIONAL LTD. GTI ANNUAL MEETING DATE: 05/23/2007
ISSUER: 384313102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
R. EUGENE CARTLEDGE Management For For
MARY B. CRANSTON Management For For
JOHN R. HALL Management For For
HAROLD E. LAYMAN Management For For
FERRELL P. MCCLEAN Management For For
MICHAEL C. NAHL Management For For
FRANK A. RIDDICK III Management For For
CRAIG S. SHULAR Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
PRIMEDIA INC. PRM ANNUAL MEETING DATE: 05/23/2007
ISSUER: 74157K101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DAVID A. BELL Management For For
BEVERLY C. CHELL Management For For
DAN CIPORIN Management For For
MEYER FELDBERG Management For For
PERRY GOLKIN Management For For
H. JOHN GREENIAUS Management For For
DEAN B. NELSON Management For For
KEVIN SMITH Management For For
THOMAS UGER Management For For
02 TO RATIFY AND APPROVE THE SELECTION BY THE BOARD Management For For
OF DIRECTORS OF DELOITTE & TOUCHE LLP AS INDEPENDENT
PUBLIC ACCOUNTANTS FOR THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
QWEST COMMUNICATIONS INTERNATIONAL I Q ANNUAL MEETING DATE: 05/23/2007
ISSUER: 749121109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Management For For
1B ELECTION OF DIRECTOR: LINDA G. ALVARADO Management For For
1C ELECTION OF DIRECTOR: CHARLES L. BIGGS Management For For
1D ELECTION OF DIRECTOR: K. DANE BROOKSHER Management For For
1E ELECTION OF DIRECTOR: PETER S. HELLMAN Management For For
1F ELECTION OF DIRECTOR: R. DAVID HOOVER Management For For
1G ELECTION OF DIRECTOR: PATRICK J. MARTIN Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 201 of 234
1H ELECTION OF DIRECTOR: CAROLINE MATTHEWS Management For For
1I ELECTION OF DIRECTOR: WAYNE W. MURDY Management For For
1J ELECTION OF DIRECTOR: FRANK P. POPOFF Management For For
1K ELECTION OF DIRECTOR: JAMES A. UNRUH Management For For
1L ELECTION OF DIRECTOR: ANTHONY WELTERS Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
OUR INDEPENDENT AUDITOR FOR 2007
03 APPROVAL OF THE AMENDED AND RESTATED EQUITY INCENTIVE Management For For
PLAN
04 STOCKHOLDER PROPOSAL - REQUESTING THAT OUR BOARD Shareholder Against For
ESTABLISH A POLICY WHEREBY AT LEAST 75% OF FUTURE
EQUITY COMPENSATION AWARDED TO SENIOR EXECUTIVES
BE PERFORMANCE-BASED AND THE RELATED PERFORMANCE
METRICS BE DISCLOSED TO STOCKHOLDERS
05 STOCKHOLDER PROPOSAL - REQUESTING THAT OUR BOARD Shareholder Against For
ESTABLISH A POLICY THAT STOCKHOLDERS HAVE THE
OPPORTUNITY AT EACH ANNUAL MEETING TO VOTE ON
AN ADVISORY RESOLUTION PROPOSED BY MANAGEMENT
TO RATIFY CERTAIN COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
06 STOCKHOLDER PROPOSAL - REQUESTING THAT WE SEEK Shareholder Against For
STOCKHOLDER APPROVAL OF CERTAIN BENEFITS FOR
SENIOR EXECUTIVES UNDER OUR NON-QUALIFIED PENSION
PLAN OR ANY SUPPLEMENTAL EXECUTIVE RETIREMENT
PLAN
07 STOCKHOLDER PROPOSAL - REQUESTING THAT OUR BOARD Shareholder Against For
ESTABLISH A POLICY OF SEPARATING THE ROLES OF
CHAIRMAN AND CHIEF EXECUTIVE OFFICER WHENEVER
POSSIBLE
- ------------------------------------------------------------------------------------------------------------------------------------
ARTHROCARE CORPORATION ARTC ANNUAL MEETING DATE: 05/24/2007
ISSUER: 043136100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MICHAEL A. BAKER Management For For
BARBARA D. BOYAN, PHD Management For For
DAVID F. FITZGERALD Management For For
JAMES G. FOSTER Management For For
TERRENCE E. GEREMSKI Management For For
TORD B. LENDAU Management For For
PETER L. WILSON Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2007 FISCAL YEAR.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 202 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
CADBURY SCHWEPPES PLC CSG ANNUAL MEETING DATE: 05/24/2007
ISSUER: 127209302 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 FINANCIAL STATEMENTS Management For For
02 DECLARATION OF FINAL DIVIDEND 2006 Management For For
03 DIRECTORS REMUNERATION REPORT Management For For
04 RE-APPOINTMENT OF SIR JOHN SUNDERLAND Management For For
05 RE-APPOINTMENT OF ROSEMARY THORNE Management For For
06 RE-APPOINTMENT OF DAVID THOMPSON Management For For
07 RE-APPOINTMENT OF SANJIV AHUJA Management For For
08 RE-APPOINTMENT OF RAYMOND VIAULT Management For For
09 RE-APPOINTMENT OF AUDITORS Management For For
10 REMUNERATION OF AUDITORS Management For For
11 APPROVE PROPOSED AMENDMENTS TO THE GROUP SHARE Management For For
PLANS
12 AUTHORITY TO ALLOT RELEVANT SECURITIES Management For For
13 AUTHORITY TO SERVE COMMUNICATIONS BY ELECTRONIC Management For For
MEANS
14 AUTHORITY TO ALLOT EQUITY SECURITIES Management For For
15 AUTHORITY TO MAKE MARKET PURCHASES Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
DEUTSCHE BANK AG DB ANNUAL MEETING DATE: 05/24/2007
ISSUER: D18190898 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROPRIATION OF DISTRIBUTABLE PROFIT Management For For
03 RATIFICATION OF THE ACTS OF MANAGEMENT OF THE Management For For
MANAGEMENT BOARD FOR THE 2006 FINANCIAL YEAR
04 RATIFICATION OF THE ACTS OF MANAGEMENT OF THE Management For For
SUPERVISORY BOARD FOR THE 2006 FINANCIAL YEAR
05 ELECTION OF THE AUDITOR FOR THE 2007 FINANCIAL Management For For
YEAR, INTERIM ACCOUNT
06 AUTHORIZATION TO ACQUIRE OWN SHARES FOR TRADING Management For For
PURPOSES (SECTION 71 (1) NO. 7 STOCK CORPORATION
ACT)
07 AUTHORIZATION TO ACQUIRE OWN SHARES PURSUANT Management For For
TO SECTION 71 (1) NO. 8 STOCK CORPORATION ACT
AS WELL AS FOR THEIR USE
08 AUTHORIZATION TO USE DERIVATIVES WITHIN THE FRAMEWORK Management For For
OF THE PURCHASE OF OWN SHARES
09 ELECTION TO THE SUPERVISORY BOARD Management For For
10 RESOLUTION PURSUANT TO SECTION 244 STOCK CORPORATION Management For For
ACT CONFIRMING THE RESOLUTION RE AGENDA ITEM 8
11 RESOLUTION ON AN AMENDMENT TO SECTION 14 OF THE Management For For
ARTICLES OF ASSOCIATION CONCERNING THE REMUNERATION
OF THE SUPERVISORY BOARD
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 203 of 234
12 RESOLUTION ON AN AMENDMENT TO SECTION 3 OF THE Management For For
ARTICLES OF ASSOCIATION
13 RESOLUTION ON THE AMENDMENT OF SECTION 8 OF THE Management For For
ARTICLES OF ASSOCIATION ON THE REORGANIZATION
OF THE ADVISORY BODIES
14 CREATION OF NEW AUTHORIZED CAPITAL AND AMENDMENT Management For For
TO THE ARTICLES OF ASSOCIATION
- ------------------------------------------------------------------------------------------------------------------------------------
EL PASO CORPORATION EP ANNUAL MEETING DATE: 05/24/2007
ISSUER: 28336L109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECT DIRECTOR : JUAN CARLOS BRANIFF Management For For
1B ELECT DIRECTOR : JAMES L. DUNLAP Management For For
1C ELECT DIRECTOR : DOUGLAS L. FOSHEE Management For For
1D ELECT DIRECTOR : ROBERT W. GOLDMAN Management For For
1E ELECT DIRECTOR : ANTHONY W. HALL, JR. Management For For
1F ELECT DIRECTOR : THOMAS R. HIX Management For For
1G ELECT DIRECTOR : WILLIAM H. JOYCE Management For For
1H ELECT DIRECTOR : RONALD L. KUEHN, JR. Management For For
1I ELECT DIRECTOR : FERRELL P. MCCLEAN Management For For
1J ELECT DIRECTOR : STEVEN J. SHAPIRO Management For For
1K ELECT DIRECTOR : J. MICHAEL TALBERT Management For For
1L ELECT DIRECTOR : ROBERT F. VAGT Management For For
1M ELECT DIRECTOR : JOHN L. WHITMIRE Management For For
1N ELECT DIRECTOR : JOE B. WYATT Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2007.
03 APPROVAL OF THE STOCKHOLDER PROPOSAL SEEKING Shareholder Against For
AN AMENDMENT TO THE BY-LAWS FOR SPECIAL SHAREHOLDER
MEETINGS.
04 APPROVAL OF THE STOCKHOLDER PROPOSAL SEEKING Shareholder Against For
AN AMENDMENT TO THE BY-LAWS ON POLICY-ABANDONING
DECISIONS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 204 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
HILTON HOTELS CORPORATION HLT ANNUAL MEETING DATE: 05/24/2007
ISSUER: 432848109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: A. STEVEN CROWN Management For For
1B ELECTION OF DIRECTOR: JOHN H. MYERS Management For For
1C ELECTION OF DIRECTOR: DONNA F. TUTTLE Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP TO SERVE AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2007.
03 A STOCKHOLDER PROPOSAL CONCERNING AN INDEPENDENT Shareholder Against For
CHAIRMAN OF THE BOARD.
- ------------------------------------------------------------------------------------------------------------------------------------
MEDCO HEALTH SOLUTIONS, INC. MHS ANNUAL MEETING DATE: 05/24/2007
ISSUER: 58405U102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
HOWARD W. BARKER, JR. Management For For
DAVID B. SNOW, JR. Management For For
02 TO AMEND THE COMPANY S SECOND AMENDED AND RESTATED Management For For
CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE
PHASE-IN OF THE ANNUAL ELECTION OF DIRECTORS.
03 TO APPROVE THE 2007 EMPLOYEE STOCK PURCHASE PLAN. Management For For
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 29, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
MELLON FINANCIAL CORPORATION MEL SPECIAL MEETING DATE: 05/24/2007
ISSUER: 58551A108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO ADOPT THE AMENDED AND RESTATED AGREEMENT AND Management For For
PLAN OF MERGER, DATED AS OF DECEMBER 3, 2006,
AND AMENDED AND RESTATED AS OF FEBRUARY 23, 2007,
AND FURTHER AMENDED AND RESTATED AS OF MARCH
30, 2007, BY AND BETWEEN MELLON FINANCIAL CORPORATION,
THE BANK OF NEW YORK COMPANY, INC. AND THE BANK
OF NEW YORK MELLON CORPORATION, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
02 TO APPROVE A PROVISION IN THE CERTIFICATE OF Management For For
INCORPORATION OF NEWCO REQUIRING THE AFFIRMATIVE
VOTE OF THE HOLDERS OF AT LEAST 75 PERCENT OF
THE VOTING POWER REPRESENTED BY THE OUTSTANDING
VOTING SHARES OF NEWCO, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
03 TO APPROVE THE NUMBER OF AUTHORIZED SHARES OF Management For For
NEWCO CAPITAL STOCK AS SET FORTH IN NEWCO S CERTIFICATE
OF INCORPORATION.
04 TO ADJOURN THE MELLON SPECIAL MEETING, IF NECESSARY Management For For
OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL
PROXIES.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 205 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
STARWOOD HOTELS & RESORTS WORLDWIDE, HOT ANNUAL MEETING DATE: 05/24/2007
ISSUER: 85590A401 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DUNCAN Management For For
ARON Management For For
BARSHEFSKY Management For For
CHAPUS Management For For
GALBREATH Management For For
HIPPEAU Management For For
QUAZZO Management For For
RYDER Management For For
YOUNGBLOOD Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2007.
03 APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE Management For For
COMPANY S CHARTER.
- ------------------------------------------------------------------------------------------------------------------------------------
SUPERIOR INDUSTRIES INTERNATIONAL, I SUP ANNUAL MEETING DATE: 05/24/2007
ISSUER: 868168105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
SHELDON I. AUSMAN Management For For
V. BOND EVANS Management For For
MICHAEL J. JOYCE Management For For
02 APPROVAL OF SHAREHOLDER PROPOSAL TO CHANGE VOTING Shareholder Against For
STANDARD FOR DIRECTOR ELECTIONS IF PROPERLY PRESENTED
AT THE ANNUAL MEETING.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 206 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
SUPERVALU INC. SVU ANNUAL MEETING DATE: 05/24/2007
ISSUER: 868536103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: A. GARY AMES Management For For
1B ELECTION OF DIRECTOR: CHARLES M. LILLIS Management For For
1C ELECTION OF DIRECTOR: JEFFREY NODDLE Management For For
1D ELECTION OF DIRECTOR: STEVEN S. ROGERS Management For For
1E ELECTION OF DIRECTOR: WAYNE C. SALES Management For For
1F ELECTION OF DIRECTOR: KATHI P. SEIFERT Management For For
02 APPROVAL OF THE SUPERVALU INC. 2007 STOCK PLAN Management Against Against
03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTANTS
04 TO CONSIDER AND VOTE ON A STOCKHOLDER PROPOSAL Shareholder Against For
AS DESCRIBED IN THE ATTACHED PROXY STATEMENT
05 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For
COME BEFORE THE MEETING
- ------------------------------------------------------------------------------------------------------------------------------------
THE BANK OF NEW YORK COMPANY, INC. BK SPECIAL MEETING DATE: 05/24/2007
ISSUER: 064057102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
03 TO APPROVE THE NUMBER OF AUTHORIZED SHARES OF Management For For
NEWCO CAPITAL STOCK AS SET FORTH IN NEWCO S CERTIFICATE
OF INCORPORATION.
02 TO APPROVE A PROVISION IN THE CERTIFICATE OF Management For For
INCORPORATION OF NEWCO REQUIRING THE AFFIRMATIVE
VOTE OF THE HOLDERS OF AT LEAST 75 PERCENT OF
THE OUTSTANDING VOTING SHARES OF NEWCO FOR DIRECT
SHAREHOLDER AMENDMENT OF ARTICLE V OF THE BY-LAWS,
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
01 TO ADOPT THE AMENDED AND RESTATED AGREEMENT AND Management For For
PLAN OF MERGER, DATED AS OF 12/3/06, AMENDED
AND RESTATED AS OF 2/23/07, AND FURTHER AMENDED
AND RESTATED AS OF 3/30/07, BY AND BETWEEN MELLON
FINANCIAL CORPORATION, THE BANK OF NEW YORK COMPANY,
INC. AND THE BANK OF NEW YORK MELLON CORPORATION,
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
04 TO ADJOURN THE BANK OF NEW YORK SPECIAL MEETING, Management For For
IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT
ADDITIONAL PROXIES.
- ------------------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. HD ANNUAL MEETING DATE: 05/24/2007
ISSUER: 437076102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1D ELECTION OF DIRECTOR: JOHN L. CLENDENIN Management For For
1E ELECTION OF DIRECTOR: CLAUDIO X. GONZALEZ Management For For
1F ELECTION OF DIRECTOR: MILLEDGE A. HART, III Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 207 of 234
1G ELECTION OF DIRECTOR: BONNIE G. HILL Management For For
1H ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Management For For
1I ELECTION OF DIRECTOR: HELEN JOHNSON-LEIPOLD Management For For
1J ELECTION OF DIRECTOR: LAWRENCE R. JOHNSTON Management For For
1K ELECTION OF DIRECTOR: KENNETH G. LANGONE Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR ENDING FEBRUARY 3, 2008
03 SHAREHOLDER PROPOSAL REGARDING POISON PILL IMPLEMENTATION Shareholder For Against
04 SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY Shareholder Against For
REPORT DISCLOSURE
05 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE OFFICER Shareholder Against For
COMPENSATION
06 SHAREHOLDER PROPOSAL REGARDING MANAGEMENT BONUSES Shareholder Against For
07 SHAREHOLDER PROPOSAL REGARDING RETIREMENT BENEFITS Shareholder Against For
08 SHAREHOLDER PROPOSAL REGARDING EQUITY COMPENSATION Shareholder Against For
09 SHAREHOLDER PROPOSAL REGARDING PAY-FOR-SUPERIOR Shareholder Against For
PERFORMANCE
10 SHAREHOLDER PROPOSAL REGARDING POLITICAL NONPARTISANSHIP Shareholder Against For
1A ELECTION OF DIRECTOR: DAVID H. BATCHELDER Management For For
1B ELECTION OF DIRECTOR: FRANCIS S. BLAKE Management For For
1C ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Management For For
11 SHAREHOLDER PROPOSAL REGARDING CHAIRMAN AND CEO Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
CALAMOS ASSET MANAGEMENT, INC. CLMS ANNUAL MEETING DATE: 05/25/2007
ISSUER: 12811R104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
G. BRADFORD BULKLEY Management For For
MITCHELL S. FEIGER Management For For
RICHARD W. GILBERT Management For For
ARTHUR L. KNIGHT Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY S FISCAL YEAR ENDING DECEMBER
31, 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 208 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
FPL GROUP, INC. FPL ANNUAL MEETING DATE: 05/25/2007
ISSUER: 302571104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
SHERRY S. BARRAT Management For For
ROBERT M. BEALL, II Management For For
J. HYATT BROWN Management For For
JAMES L. CAMAREN Management For For
J. BRIAN FERGUSON Management For For
LEWIS HAY, III Management For For
TONI JENNINGS Management For For
OLIVER D. KINGSLEY, JR. Management For For
RUDY E. SCHUPP Management For For
MICHAEL H. THAMAN Management For For
HANSEL E. TOOKES, II Management For For
PAUL R. TREGURTHA Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR 2007.
03 APPROVAL OF THE 2007 NON-EMPLOYEE DIRECTORS STOCK Management For For
PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED UNH ANNUAL MEETING DATE: 05/29/2007
ISSUER: 91324P102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM C. BALLARD, JR. Management For For
RICHARD T. BURKE Management For For
STEPHEN J. HEMSLEY Management For For
ROBERT J. DARRETTA Management For For
02 AMENDMENT TO ARTICLES OF INCORPORATION REQUIRING Management For For
A MAJORITY VOTE FOR ELECTION OF DIRECTORS
03 AMENDMENT TO ARTICLES OF INCORPORATION AND BYLAWS Management For For
PROVIDING FOR THE ANNUAL ELECTION OF ALL MEMBERS
OF THE BOARD OF DIRECTORS
04 AMENDMENT TO ARTICLES OF INCORPORATION AND BYLAWS Management For For
TO ELIMINATE SUPERMAJORITY PROVISIONS FOR THE
REMOVAL OF DIRECTORS
05 AMENDMENT TO ARTICLES OF INCORPORATION TO ELIMINATE Management For For
SUPERMAJORITY PROVISIONS RELATING TO CERTAIN
BUSINESS COMBINATIONS
06 ADOPTION OF RESTATED ARTICLES OF INCORPORATION Management For For
07 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR ENDING DECEMBER 31, 2007
08 SHAREHOLDER PROPOSAL CONCERNING PERFORMANCE-VESTING Shareholder Against For
SHARES
09 SHAREHOLDER PROPOSAL CONCERNING SUPPLEMENTAL Shareholder Against For
EXECUTIVE RETIREMENT PLAN
10 SHAREHOLDER PROPOSAL CONCERNING AN ADVISORY RESOLUTION Shareholder Against For
ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
11 SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER Shareholder Against For
NOMINEES FOR ELECTION TO UNITEDHEALTH GROUP S
BOARD OF DIRECTORS
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 209 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION XOM ANNUAL MEETING DATE: 05/30/2007
ISSUER: 30231G102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
M.J. BOSKIN Management For For
W.W. GEORGE Management For For
J.R. HOUGHTON Management For For
W.R. HOWELL Management For For
R.C. KING Management For For
P.E. LIPPINCOTT Management For For
M.C. NELSON Management For For
S.J. PALMISANO Management For For
S.S. REINEMUND Management For For
W.V. SHIPLEY Management For For
J.S. SIMON Management For For
R.W. TILLERSON Management For For
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 44) Management For For
03 CUMULATIVE VOTING (PAGE 45) Shareholder Against For
04 SPECIAL SHAREHOLDER MEETINGS (PAGE 47) Shareholder Against For
05 BOARD CHAIRMAN AND CEO (PAGE 47) Shareholder Against For
06 DIVIDEND STRATEGY (PAGE 48) Shareholder Against For
07 SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION Shareholder Against For
(PAGE 50)
08 CEO COMPENSATION DECISIONS (PAGE 51) Shareholder Against For
09 EXECUTIVE COMPENSATION REPORT (PAGE 52) Shareholder Against For
10 EXECUTIVE COMPENSATION LIMIT (PAGE 53) Shareholder Against For
11 INCENTIVE PAY RECOUPMENT (PAGE 54) Shareholder Against For
12 POLITICAL CONTRIBUTIONS REPORT (PAGE 55) Shareholder Against For
13 AMENDMENT OF EEO POLICY (PAGE 57) Shareholder Against For
14 COMMUNITY ENVIRONMENTAL IMPACT (PAGE 58) Shareholder Against For
15 GREENHOUSE GAS EMISSIONS GOALS (PAGE 60) Shareholder Against For
16 CO2 INFORMATION AT THE PUMP (PAGE 61) Shareholder Against For
17 RENEWABLE ENERGY INVESTMENT LEVELS (PAGE 62) Shareholder Against For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 210 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
TELEVISION BROADCASTS LTD AGM MEETING DATE: 05/30/2007
ISSUER: Y85830100 ISIN: HK0511001957
SEDOL: B01Y6R9, 6881674, 5274190
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND APPROVE THE AUDITED ACCOUNTS AND Management Take No *Management Position Unknown
THE REPORTS OF THE DIRECTORS ANDTHE AUDITORS Action
FOR THE YE 31 DEC 2006
2. DECLARE A FINAL DIVIDEND FOR THE YE 31 DEC 2006 Management Take No *Management Position Unknown
Action
3. ELECT MR. EDWARD CHENG WAI SUN AS A DIRECTOR Management Take No *Management Position Unknown
Action
4.1 RE-ELECT DR. NORMAN LEUNG NAI PANG, WHO IS RETIRING Management Take No *Management Position Unknown
AS A DIRECTOR Action
4.2 RE-ELECT MRS. CHRISTINA LEE LOOK NGAN KWAN, WHO Management Take No *Management Position Unknown
IS RETIRING AS A DIRECTOR Action
4.3 RE-ELECT MR. ROBERT SZE TSAI TO, WHO IS RETIRING Management Take No *Management Position Unknown
AS A DIRECTOR Action
5. RE-APPOINT PRICEWATERHOUSECOOPERS AS THE AUDITORS Management Take No *Management Position Unknown
OF THE COMPANY AND AUTHORIZE THE DIRECTORS TO Action
FIX THEIR REMUNERATION
6. AUTHORIZE THE DIRECTORS OF THE COMPANY, IN SUBSTITUTION Management Take No *Management Position Unknown
OF ALL PREVIOUS AUTHORITIES, DURING OR AFTER Action
THE RELEVANT PERIOD, TO ALLOT, ISSUE AND DEAL
WITH UNISSUED SHARES IN THE CAPITAL OF THE COMPANY
AND TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS
AND OTHER RIGHTS, OR ISSUE SECURITIES, WHICH
MIGHT REQUIRE THE EXERCISE OF SUCH POWERS, THE
AGGREGATE NOMINAL AMOUNT OF SHARE CAPITAL ALLOTTED
OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO
BE ALLOTTED OR ISSUED WHETHER PURSUANT TO AN
OPTION OR OTHERWISE BY THE DIRECTORS OF THE COMPANY,
OTHERWISE THAN PURSUANT TO I) A RIGHTS ISSUE;
OR II) ANY SCRIP DIVIDEND OR SIMILAR ARRANGEMENT
PROVIDING FOR ALLOTMENT OF SHARES IN LIEU OF
THE WHOLE OR PART OF A DIVIDEND ON THE ORDINARY
SHARES IN THE COMPANY SUCH ORDINARY SHARES BEING
DEFINED IN THIS AND THE FOLLOWING RESOLUTION
7, SHARES IN ACCORDANCE WITH THE ARTICLES OF
ASSOCIATION OF THE COMPANY, SHALL NOT EXCEED
THE AGGREGATE OF: I) 10% OF THE AGGREGATE NOMINAL
AMOUNT OF THE SHARE CAPITAL OF THE COMPANY IN
ISSUE AT THE DATE OF PASSING OF THIS RESOLUTION;
AND II) IF THE DIRECTORS OF THE COMPANY ARE SO
AUTHORIZED BY A SEPARATE ORDINARY RESOLUTION
OF THE SHAREHOLDERS OF THE COMPANY THE NOMINAL
AMOUNT OF ANY SHARE CAPITAL OF THE COMPANY REPURCHASED
BY THE COMPANY SUBSEQUENT TO THE PASSING OF THIS
RESOLUTION UP TO A MAXIMUM EQUIVALENT TO 10%
OF THE AGGREGATE NOMINAL AMOUNT OF THE SHARE
CAPITAL OF THE COMPANY IN ISSUE AT THE DATE OF
PASSING OF THIS RESOLUTION; AUTHORITY EXPIRES
THE EARLIER OF THE CONCLUSION OF THE NEXT AGM
OF THE COMPANY OR THE EXPIRY OF THE PERIOD WITHIN
WHICH THE NEXT AGM OF THE COMPANY IS REQUIRED
BY THE ARTICLES OF ASSOCIATION OF THE COMPANY
OR ANY OTHER APPLICABLE LAW TO BE HELD
7. AUTHORIZE THE DIRECTORS OF THE COMPANY, DURING Management Take No *Management Position Unknown
THE RELEVANT PERIOD OF ALL POWERS OF THE COMPANY Action
TO PURCHASE SHARES ON THE STOCK EXCHANGE OF HONG
ProxyEdge - Investment Company Report
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Selected Accounts: NPX GABELLI ASSET FUND Page 211 of 234
KONG LIMITED OR ANY OTHER STOCK EXCHANGE ON WHICH
THE SHARES MAY BE LISTED AND RECOGNIZED BY THE
SECURITIES AND FUTURES COMMISSION AND THE STOCK
EXCHANGE OF HONG KONG LIMITED; THE AGGREGATE
NOMINAL AMOUNT OF SHARES WHICH MAY BE PURCHASED
BY THE COMPANY SHALL NOT EXCEED 10% OF THE AGGREGATE
NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL OF
THE COMPANY AT THE DATE OF PASSING OF THIS RESOLUTION;
AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION
OF THE NEXT AGM OF THE COMPANY OR THE EXPIRY
OF THE PERIOD WITHIN WHICH THE NEXT AGM OF THE
COMPANY IS REQUIRED BY THE ARTICLES OF ASSOCIATION
OF THE COMPANY OR ANY OTHER APPLICABLE LAW TO
BE HELD
8. AUTHORIZE THE DIRECTORS OF THE COMPANY, TO EXERCISE Management Take No *Management Position Unknown
THE POWERS OF THE COMPANYREFERRED TO RESOLUTION Action
6 IN RESPECT OF THE SHARE CAPITAL OF THE COMPANY
AS SPECIFIED
9. APPROVE TO EXTEND THE PERIOD OF 30 DAYS DURING Management Take No *Management Position Unknown
WHICH THE COMPANY S REGISTER OF MEMBERS MAY BE Action
CLOSED UNDER SECTION 99(1) OF THE COMPANIES ORDINANCE
DURING THE CALENDAR YEAR 2007 TO 60 DAYS PURSUANT
TO SECTION 99(2) OF THE COMPANIES ORDINANCE
- ------------------------------------------------------------------------------------------------------------------------------------
VIACOM INC. VIA ANNUAL MEETING DATE: 05/30/2007
ISSUER: 92553P102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: FUNDPVC
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
GEORGE S. ABRAMS Management For For
PHILIPPE P. DAUMAN Management For For
THOMAS E. DOOLEY Management For For
ALAN C. GREENBERG Management For For
ROBERT K. KRAFT Management For For
BLYTHE J. MCGARVIE Management For For
CHARLES E. PHILLIPS JR. Management For For
SHARI REDSTONE Management For For
SUMNER M. REDSTONE Management For For
FREDERIC V. SALERNO Management For For
WILLIAM SCHWARTZ Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP TO SERVE AS INDEPENDENT AUDITOR FOR VIACOM
INC. FOR FISCAL YEAR 2007.
03 APPROVAL OF THE VIACOM INC. SENIOR EXECUTIVE Management For For
SHORT-TERM INCENTIVE PLAN.
04 APPROVAL OF THE VIACOM INC. 2006 LONG-TERM MANAGEMENT Management For For
INCENTIVE PLAN.
05 STOCKHOLDER PROPOSAL TO DIVEST PARAMOUNT. Shareholder Against For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 212 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
WEATHERFORD INTERNATIONAL LTD. WFT ANNUAL MEETING DATE: 05/30/2007
ISSUER: G95089101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION AS DIRECTOR: NICHOLAS F. BRADY Management For For
1B ELECTION AS DIRECTOR: WILLIAM E. MACAULAY Management For For
1C ELECTION AS DIRECTOR: DAVID J. BUTTERS Management For For
1D ELECTION AS DIRECTOR: ROBERT B. MILLARD Management For For
1E ELECTION AS DIRECTOR: BERNARD J. DUROC-DANNER Management For For
1F ELECTION AS DIRECTOR: ROBERT K. MOSES, JR. Management For For
1G ELECTION AS DIRECTOR: SHELDON B. LUBAR Management For For
1H ELECTION AS DIRECTOR: ROBERT A. RAYNE Management For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2007,
AND AUTHORIZATION OF THE AUDIT COMMITTEE OF THE
BOARD OF DIRECTORS TO SET ERNST & YOUNG LLP S
REMUNERATION.
- ------------------------------------------------------------------------------------------------------------------------------------
BIOGEN IDEC INC. BIIB ANNUAL MEETING DATE: 05/31/2007
ISSUER: 09062X103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES C. MULLEN Management For For
BRUCE R. ROSS Management For For
MARIJN E. DEKKERS Management For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
FLORIDA EAST COAST INDUSTRIES, INC. FLA ANNUAL MEETING DATE: 05/31/2007
ISSUER: 340632108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ARMANDO CODINA Management For For
DAVID M. FOSTER Management For For
ADOLFO HENRIQUES Management For For
GILBERT H. LAMPHERE Management For For
JOSEPH NEMEC Management For For
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Selected Accounts: NPX GABELLI ASSET FUND Page 213 of 234
JORGE PEREZ Management For For
WELLFORD L. SANDERS, JR Management For For
ROSA SUGRANES Management For For
GEORGE R. ZOFFINGER Management For For
02 THE RATIFICATION OF KPMG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2007
FISCAL YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
KATY INDUSTRIES, INC. KATY ANNUAL MEETING DATE: 05/31/2007
ISSUER: 486026107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CHRISTOPHER W. ANDERSON Management For For
WILLIAM F. ANDREWS Management For For
SAMUEL P. FRIEDER Management For For
CHRISTOPHER LACOVARA Management For For
SHANT MARDIROSSIAN Management For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF KATY.
- ------------------------------------------------------------------------------------------------------------------------------------
ALCATEL-LUCENT ALU ANNUAL MEETING DATE: 06/01/2007
ISSUER: 013904305 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
E12 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS Management For For
TO PROCEED WITH (I) THE ISSUE WITHOUT CANCELLATION
OF PREFERENTIAL SUBSCRIPTION RIGHTS OF ORDINARY
SHARES AND OF SECURITIES CONFERRING AN IMMEDIATE
OR FUTURE RIGHT TO THE SHARE CAPITAL OF THE COMPANY
OR OF ITS AFFILIATES AND (II) THE INCREASE IN
SHARE CAPITAL THROUGH INCORPORATION OF PREMIUMS,
RESERVES, PROFITS OR OTHERWISE.
E13 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS Management For For
TO PROCEED WITH THE ISSUE OF CANCELLATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS, OF (I) ORDINARY
SHARES AND ANY SECURITIES CONFERRING AN IMMEDIATE
OR FUTURE RIGHT TO THE SHARE CAPITAL OF THE COMPANY
OR OF ITS AFFILIATES OR OF (II) COMPANY ORDINARY
SHARES WHICH CONFER A RIGHT TO THE ISSUANCE OF
SECURITIES TO BE ISSUED BY SUBSIDIARIES, INCLUDING
FOR THE PURPOSES OF REMUNERATING SECURITIES THAT
ARE TENDERED IN CONNECTION WITH AN EXCHANGE OFFER.
E14 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS Management For For
TO CARRY OUT A SHARE CAPITAL INCREASE TO REMUNERATE
CONTRIBUTIONS IN KIND OF CAPITAL STOCK OR MARKETABLE
SECURITIES GIVING ACCESS TO THE CAPITAL OF THIRD-PARTY
COMPANIES.
E15 AGGREGATE LIMIT TO THE AMOUNT OF ISSUANCES CARRIED Management For For
OUT BY VIRTUE OF THE 12TH, 13TH, AND 14TH RESOLUTIONS.
E16 DELEGATION OF AUTHORITY GRANTED TO THE BOARD Management For For
OF DIRECTORS TO DECIDE ON THE DISPOSAL OR INCREASE
OF SHARE CAPITAL BY THE ISSUANCES OF SHARES RESERVED
TO THE PARTICIPANTS IN A COMPANY SAVINGS PLAN.
ProxyEdge - Investment Company Report
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Selected Accounts: NPX GABELLI ASSET FUND Page 214 of 234
E17 AUTHORIZATION GIVEN TO THE BOARD OF DIRECTORS Management For For
FOR A FREE BONUS ISSUE OF EXISTING SHARES OR
OF SHARES TO BE ISSUED BY THE COMPANY.
E18 MODIFICATION OF BY-LAWS ARTICLE NUMBER 21 RELATING Management For For
TO SHAREHOLDERS MEETINGS.
E19 POWERS. Management For For
E20 RESOLUTION A PROPOSED BY SHAREHOLDERS - NOT AGREED Shareholder Against For
BY THE BOARD OF DIRECTORS: MODIFICATION OF ARTICLE
22 OF THE BY-LAWS; CANCELLATION OF THE PROVISIONS
LIMITING VOTING RIGHTS.
E21 AMENDMENTS OR NEW RESOLUTIONS PROPOSED AT THE Management For For
MEETING.
O1 APPROVAL OF THE FINANCIAL STATEMENTS FOR THE Management For For
FISCAL YEAR ENDED DECEMBER 31, 2006.
O2 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS Management For For
FOR THE FISCAL YEAR ENDED DECEMBER 31, 2006.
O3 RESULTS FOR THE FISCAL YEAR - APPROPRIATION. Management For For
O4 SETTING OF ATTENDANCE FEES ATTRIBUTED TO THE Management For For
DIRECTORS.
O5 SETTING OF THE REMUNERATION ATTRIBUTED TO THE Management For For
<<CENSEURS>>.
O6 RATIFICATION OF THE APPOINTMENT OF LADY JAY AS Management For For
MEMBER OF THE BOARD OF DIRECTORS.
O7 RATIFICATION OF THE APPOINTMENT OF MR JEAN-CYRIL Management For For
SPINETTA AS MEMBER OF THE BOARD OF DIRECTORS.
O8 APPROVAL OF RELATED PARTY AGREEMENTS ENTERED Management For For
INTO OR WHICH REMAINED IN FORCE DURING THE FISCAL
YEAR.
O9 APPROVAL OF AGREEMENTS WITH THE CHIEF EXECUTIVE Management For For
OFFICER.
O10 AUTHORIZATION TO BE GIVEN TO THE BOARD OF DIRECTORS Management For For
TO ALLOW THE COMPANY TO PURCHASE AND SELL ITS
OWN SHARES.
E11 AUTHORIZATION TO BE GIVEN TO THE BOARD OF DIRECTORS Management For For
TO REDUCE THE SHARE CAPITAL OF THE COMPANY.
- ------------------------------------------------------------------------------------------------------------------------------------
FLOWERS FOODS, INC. FLO ANNUAL MEETING DATE: 06/01/2007
ISSUER: 343498101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
FRANKLIN L. BURKE Management For For
GEORGE E. DEESE Management For For
MANUEL A. FERNANDEZ Management For For
MELVIN T. STITH, PH.D. Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FLOWERS FOODS, INC. FOR THE 2007 FISCAL
YEAR.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 215 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
JUPITERMEDIA CORPORATION JUPM ANNUAL MEETING DATE: 06/04/2007
ISSUER: 48207D101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ALAN M. MECKLER Management For For
CHRISTOPHER S. CARDELL Management For For
MICHAEL J. DAVIES Management For For
GILBERT F. BACH Management For For
WILLIAM A. SHUTZER Management For For
JOHN R. PATRICK Management For For
02 APPROVAL OF DELOITTE & TOUCHE LLP, INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM, AS OUR INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER
31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
ALPHARMA INC. ALO ANNUAL MEETING DATE: 06/05/2007
ISSUER: 020813101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
FINN BERG JACOBSEN Management For For
PETER W. LADELL Management For For
DEAN J. MITCHELL Management For For
RAMON M. PEREZ Management For For
DAVID C. U'PRICHARD Management For For
PETER G. TOMBROS Management For For
02 RATIFICATION OF THE APPOINTMENT OF BDO SEIDMAN, Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2007 FISCAL YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS CORPORATION GM ANNUAL MEETING DATE: 06/05/2007
ISSUER: 370442105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
P.N. BARNEVIK Management For For
E.B. BOWLES Management For For
J.H. BRYAN Management For For
A.M. CODINA Management For For
E.B. DAVIS, JR. Management For For
G.M.C. FISHER Management For For
K. KATEN Management For For
K. KRESA Management For For
E.J. KULLMAN Management For For
P.A. LASKAWY Management For For
K.V. MARINELLO Management For For
E. PFEIFFER Management For For
G.R. WAGONER, JR. Management For For
ProxyEdge - Investment Company Report
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Selected Accounts: NPX GABELLI ASSET FUND Page 216 of 234
02 RATIFICATION OF SELECTION OF DELOITTE & TOUCHE Management For For
FOR YEAR 2007
03 2007 ANNUAL INCENTIVE PLAN Management For For
04 2007 LONG-TERM INCENTIVE PLAN Management Against Against
05 DISCLOSURE OF POLITICAL CONTRIBUTIONS Shareholder Against For
06 LIMIT ON DIRECTORSHIPS OF GM BOARD MEMBERS Shareholder Against For
07 GREENHOUSE GAS EMISSIONS Shareholder Against For
08 CUMULATIVE VOTING Shareholder Against For
09 STOCKHOLDER APPROVAL OF A POISON PILL Shareholder For Against
10 SPECIAL STOCKHOLDER MEETINGS Shareholder Against For
11 PERFORMANCE-BASED EQUITY COMPENSATION Shareholder Against For
12 RECOUPING UNEARNED INCENTIVE BONUSES Shareholder Against For
13 OPTIMUM BOARD SIZE Shareholder Against For
14 SIMPLE MAJORITY VOTE Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
THE DIRECTV GROUP, INC. DTV ANNUAL MEETING DATE: 06/05/2007
ISSUER: 25459L106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
NEIL R. AUSTRIAN Management For For
CHARLES R. LEE Management For For
K. RUPERT MURDOCH Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT PUBLIC Management For For
ACCOUNTANTS.
03 APPROVAL OF THE AMENDED AND RESTATED 2004 STOCK Management For For
PLAN.
04 APPROVAL OF THE AMENDED AND RESTATED EXECUTIVE Management For For
OFFICER CASH BONUS PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION DVN ANNUAL MEETING DATE: 06/06/2007
ISSUER: 25179M103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
THOMAS F. FERGUSON Management For For
DAVID M. GAVRIN Management For For
JOHN RICHELS Management For For
02 RATIFY THE APPOINTMENT OF THE COMPANY S INDEPENDENT Management For For
AUDITORS FOR 2007
ProxyEdge - Investment Company Report
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Selected Accounts: NPX GABELLI ASSET FUND Page 217 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
INGERSOLL-RAND COMPANY LIMITED IR ANNUAL MEETING DATE: 06/06/2007
ISSUER: G4776G101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
04 SHAREHOLDER PROPOSAL TO REQUIRE A SHAREHOLDER Shareholder Against For
VOTE ON AN ADVISORY RESOLUTION WITH RESPECT TO
EXECUTIVE COMPENSATION.
03 APPOINTMENT OF INDEPENDENT AUDITORS AND AUTHORIZATION Management For For
OF BOARD OF DIRECTORS TO FIX THE AUDITORS REMUNERATION.
02 ADOPTION OF THE INCENTIVE STOCK PLAN OF 2007. Management Against Against
01 DIRECTOR Management For
G.D. FORSEE Management For For
P.C. GODSOE Management For For
C.J. HORNER Management For For
T.E. MARTIN Management For For
P. NACHTIGAL Management For For
O.R. SMITH Management For For
R.J. SWIFT Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
MET-PRO CORPORATION MPR ANNUAL MEETING DATE: 06/06/2007
ISSUER: 590876306 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RAYMOND J. DE HONT Management For For
NICHOLAS DEBENEDICTIS Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF MARGOLIS Management For For
& COMPANY P.C. AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS
- ------------------------------------------------------------------------------------------------------------------------------------
TENARIS, S.A. TS ANNUAL MEETING DATE: 06/06/2007
ISSUER: 88031M109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
A1 CONSIDERATION OF THE BOARD S AND INDEPENDENT Management For For
AUDITOR S REPORTS. APPROVAL OF THE COMPANY S
CONSOLIDATED FINANCIAL STATEMENTS.
A2 CONSIDERATION OF THE BOARD OF DIRECTORS AND Management For For
INDEPENDENT AUDITORS REPORTS ON THE COMPANYS
ANNUAL ACCOUNTS. APPROVAL OF THE COMPANYS
ANNUAL ACCOUNTS AS AT DECEMBER 31, 2006.
ProxyEdge - Investment Company Report
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Selected Accounts: NPX GABELLI ASSET FUND Page 218 of 234
A3 ALLOCATION OF RESULTS AND APPROVAL OF DIVIDEND Management For For
PAYMENT.
A4 DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS. Management For For
A5 ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS. Management For For
A6 COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS. Management For For
A7 AUTHORIZATION TO THE BOARD OF DIRECTORS TO CAUSE Management For For
THE DISTRIBUTION OF ALL SHAREHOLDER COMMUNICATIONS.
A8 APPOINTMENT OF THE INDEPENDENT AUDITORS AND APPROVAL Management For For
OF THEIR FEES.
E1 THE RENEWAL OF THE VALIDITY PERIOD OF THE COMPANY Management For For
S AUTHORIZED SHARE CAPITAL TO ISSUE SHARES FROM
TIME TO TIME WITHIN THE LIMITS. THE WAIVER OF
ANY PREFERENTIAL SUBSCRIPTION RIGHTS OF EXISTING
SHAREHOLDERS PROVIDED FOR BY LAW AND THE AUTHORIZATION
TO THE BOARD TO SUPPRESS ANY PREFERENTIAL SUBSCRIPTION
RIGHTS OF EXISTING SHAREHOLDERS.
- ------------------------------------------------------------------------------------------------------------------------------------
GLOBALSANTAFE CORPORATION GSF ANNUAL MEETING DATE: 06/07/2007
ISSUER: G3930E101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
EDWARD R. MULLER Management For For
JOHN L. WHITMIRE Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT AUDITOR FOR
THE YEAR ENDING DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
LAS VEGAS SANDS CORP. LVS ANNUAL MEETING DATE: 06/07/2007
ISSUER: 517834107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
SHELDON G. ADELSON Management For For
IRWIN CHAFETZ Management For For
JAMES L. PURCELL Management For For
02 TO CONSIDER AND ACT UPON THE RATIFICATION OF Management For For
THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 219 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED MA ANNUAL MEETING DATE: 06/07/2007
ISSUER: 57636Q104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
NANCY J. KARCH Management For For
EDWARD SUNING TIAN Management For For
02 APPROVAL OF THE AMENDED AND RESTATED MASTERCARD Management For For
INCORPORATED 2006 LONG TERM INCENTIVE PLAN
03 APPROVAL OF THE AMENDMENT OF SECTION 4.3 OF MASTERCARD Management For For
INCORPORATED S AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007
- ------------------------------------------------------------------------------------------------------------------------------------
BIOMET, INC. BMET SPECIAL MEETING DATE: 06/08/2007
ISSUER: 090613100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF DECEMBER 18, 2006, BY AND
AMONG BIOMET, INC., AN INDIANA CORPORATION, LVB
ACQUISITION, LLC, A DELAWARE LIMITED LIABILITY
COMPANY, AND LVB ACQUISITION MERGER SUB, INC.,
AN INDIANA CORPORATION AND A WHOLLY-OWNED SUBSIDIARY
OF LVB ACQUISITION, LLC.
02 ANY PROPOSAL TO ADJOURN THE SPECIAL MEETING TO Management For For
A LATER DATE IF NECESSARY OR APPROPRIATE, INCLUDING
AN ADJOURNMENT TO PROVIDE ADDITIONAL INFORMATION
TO SHAREHOLDERS OR TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF
THE APPROVAL OF THE MERGER AGREEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
COLDWATER CREEK INC. CWTR ANNUAL MEETING DATE: 06/09/2007
ISSUER: 193068103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES R. ALEXANDER Management For For
JERRY GRAMAGLIA Management For For
KAY ISAACSON-LEIBOWITZ Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY
2, 2008.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 220 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
SMITHS GROUP PLC, LONDON EGM MEETING DATE: 06/11/2007
ISSUER: G82401103 ISIN: GB0008182700
SEDOL: 0818270, B01DQZ4, 5848056
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
S.1 APPROVE, CONDITIONAL ON THE ADMISSION TO THE Management For *Management Position Unknown
DAILY OFFICIAL LIST OF THE UK LISTING AUTHORITY
AND TO TRADING ON THE LONDON STOCK EXCHANGE PLC
S MAIN MARKET FOR LISTED SECURITIES BECOMING
EFFECTIVE LISTING BY 8.00 A.M. ON 18 JUN 2007
OR SUCH LATER TIME AND/OR DATE AS THE DIRECTORS
OF THE COMPANY MAY DETERMINE OF NON-CUMULATIVE
PREFERENCE SHARES OF 1 PENCE EACH THE B SHARES
AND ORDINARY SHARES OF 1 PENCE EACH THE NEW
ORDINARY SHARES , EACH OF SUCH CLASS OF SHARES
HAVING THE RIGHTS AND BEING SUBJECT TO THE RESTRICTIONS
SET OUT IN THE ARTICLES OF ASSOCIATION OF THE
COMPANY AS PROPOSED TO BE AMENDED PURSUANT TO
THIS RESOLUTION BELOW: A) TO INCREASE THE AUTHORIZED
SHARE CAPITAL OF THE COMPANY FROM GBP 200 MILLION
TO GBP 206 MILLION BY THE CREATION OF 600 MILLION
B SHARES OF 1 PENCE EACH; B) AUTHORIZE THE DIRECTORS
TO CAPITALIZE A SUM NOT EXCEEDING GBP 6 MILLION
STANDING TO THE CREDIT OF THE COMPANY S SHARE
PREMIUM ACCOUNT AND TO APPROPRIATE SUCH SUM TO
THE MEMBERS OF THE COMPANY BY APPLYING SUCH SUM
IN PAYING UP IN FULL THE NUMBER OF B SHARES STATED
IN THIS RESOLUTION BELOW AND PURSUANT TO SECTION
80 OF THE COMPANIES ACT 1985 AS AMENDED THE
COMPANIES A TO ALLOT AND ISSUE SUCH B SHARES
CREDITED AS FULLY PAID UP, UP TO AN AGGREGATE
NOMINAL AMOUNT OF GBP 6 MILLION, TO THE HOLDERS
OF THE ORDINARY SHARES OF 25 PENCE EACH IN THE
COMPANY THE EXISTING ORDINARY SHARES ON THE
BASIS OF 1 B SHARE FOR EACH EXISTING ORDINARY
SHARE HELD AND RECORDED ON THE REGISTER OF MEMBERS
OF THE COMPANY AT 5.00 P.M. ON 15 JUN 2007 OR
SUCH OTHER TIME AND/OR DATE AS THE DIRECTORS
MAY DETERMINE; AUTHORITY EXPIRES THE EARLIER
OF THE CONCLUSION OF THE AGM OF THE COMPANY IN
2008 OR 15 MONTHS; C) TO SUBDIVIDE, EACH EXISTING
ORDINARY SHARE AS SHOWN IN THE REGISTER OF MEMBERS
OF THE COMPANY AT 5.00 P.M. ON 15 JUN 2007 OR
SUCH OTHER TIME AND/OR DATE AS THE DIRECTORS
MAY DETERMINE AND INTO TWO SHARES OF 12.5 PENCE
EACH AND FORTHWITH UPON SUCH SUBDIVISION EVERY
3 SHARES OF 12.5 PENCE EACH RESULTING FROM SUCH
SUBDIVISION, CONSOLIDATED INTO 1 NEW ORDINARY
SHARE, PROVIDED THAT NO MEMBER SHALL BE ENTITLED
TO A FRACTION OF A SHARE AND ALL FRACTIONAL ENTITLEMENTS
ARISING OUT OF SUCH SUBDIVISION OR CONSOLIDATION
SHALL BE AGGREGATED INTO NEW ORDINARY SHARES
AND THE WHOLE NUMBER OF NEW ORDINARY SHARES SO
ARISING SOLD AND THE NET PROCEEDS OF SALE IN
EXCESS OF GBP 1 DISTRIBUTED IN DUE PROPORTION
ROUNDED DOWN TO THE NEAREST PENNY AMONG THOSE
MEMBERS WHO WOULD OTHERWISE BE ENTITLED TO SUCH
FRACTIONAL ENTITLEMENTS AND ANY PROCEEDS OF SALES
NOT EXCEEDING GBP 1 BE RETAINED BY THE COMPANY
AND DONATED TO A CHARITY OF THE COMPANY S CHOICE;
D) TO SUBDIVIDE, FOLLOWING THE CAPITALIZATION
ISSUE REFERRED IN THIS RESOLUTION AND THE SUBDIVISION
AND THE CONSOLIDATION REFERRED TO IN THIS PARAGRAPH,
EACH AUTHORIZED BUT UNISSUED EXISTING ORDINARY
ProxyEdge - Investment Company Report
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Selected Accounts: NPX GABELLI ASSET FUND Page 221 of 234
SHARE UP TO SUCH NUMBER AS WILL RESULT IN THE
MAXIMUM WHOLE NUMBER OF NEW ORDINARY SHARES,
WITH ANY BALANCE REMAINING UNCONSOLIDATED INTO
TWO SHARES OF 12.5 PENCE EACH AND FORTHWITH UPON
SUCH SUBDIVISION EVERY 3 SHARES OF 12.5 PENCE
EACH RESULTING FROM SUCH SUBDIVISION AND ARE
CONSOLIDATED INTO 1 NEW ORDINARY SHARE PROVIDED
THAT THE THE BALANCE OF THE UNCONSOLIDATED EXISTING
ORDINARY SHARES SHALL IMMEDIATELY THEREAFTER
BE CANCELLED IN ACCORDANCE WITH SECTION 121(2)(E)
OF THE COMPANIES ACT AND THE AMOUNT OF THE COMPANY
S AUTHORIZED BUT UNISSUED SHARE CAPITAL SHALL
BE DIMINISHED ACCORDINGLY; E) APPROVE THE TERMS
OF THE PROPOSED CONTRACT BETWEEN: 1) JPMORGAN
CAZENOVE LIMITED JPMORGAN CAZENOVE AND 2) THE
COMPANY UNDER WHICH JPMORGAN CAZENOVE WILL BE
ENTITLED TO REQUIRE THE COMPANY TO PURCHASE B
SHARES FROM IT A DRAFT OF WHICH IS PRODUCED TO
THE MEETING AND SIGNED FOR THE PURPOSES OF IDENTIFICATION
BY THE CHAIRMAN AND GRANT AUTHORITY AUTHORITY
FOR THE PURPOSES OF SECTION 165 OF THE COMPANIES
ACT AND OTHERWISE BUT SO THAT SUCH APPROVAL AND
AUTHORITY SHALL EXPIRE 18 MONTHS FROM THE DATE
OF THE PASSING OF THIS RESOLUTION; AND F) ADOPT
NEW ARTICLES OF ASSOCIATION AS SPECIFIED
S.2 AUTHORIZE THE COMPANY, SUBJECT TO THE PASSING Management For *Management Position Unknown
OF RESOLUTION 1 AND SUCH RESOLUTION BECOMING
UNCONDITIONAL IN ACCORDANCE WITH ITS TERMS, AND
IN ACCORDANCE WITH ARTICLE 11 OF THE ARTICLES
OF ASSOCIATION OF THE COMPANY, TO MAKE MARKET
PURCHASES SECTION 163 OF UP TO 38,426,886 ORDINARY
SHARES OF 37.5 PENCE EACH IN THE CAPITAL OF THE
COMPANY, AT A MINIMUM PRICE OF 37.5 PENCE PER
ORDINARY SHARE AND UP TO 105% OF THE AVERAGE
MIDDLE MARKET QUOTATIONS FOR SUCH SHARES DERIVED
FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL
LIST, OVER THE PREVIOUS 5 BUSINESS DAYS AND THE
AMOUNT STIPULATED BY ARTICLE 5(1) OF THE BUY-BACK
AND STABILISATION REGULATION 2003; AUTHORITY
EXPIRES THE EARLIER OF THE CONCLUSION OF THE
NEXT AGM OF THE COMPANY OR 11 SEP 2008; THE COMPANY,
BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE
ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED
WHOLLY OR PARTLY AFTER SUCH EXPIRY
3. APPROVE: A) PURSUANT TO PARAGRAPH 10(2) OF SCHEDULE Management For *Management Position Unknown
5 OF THE COMPANIES ACT 2006, AND WITHOUT PREJUDICE
TO THE EXISTING PROVISIONS OF THE ARTICLES OF
ASSOCIATION OF THE COMPANY, THE COMPANY MAY SEND
OR SUPPLY DOCUMENTS OR INFORMATION TO MEMBERS
BY MAKING THEM AVAILABLE ON A WEBSITE; AND B)
THE COMPANY MAY USE ELECTRONIC MEANS (WITHIN
THE MEANING OF THE DISCLOSURE AND TRANSPARENCY
RULES PUBLISHED BY THE FINANCIAL SERVICES AUTHORITY)
TO SEND OR SUPPLY DOCUMENTS OR INFORMATION TO
MEMBERS
ProxyEdge - Investment Company Report
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Selected Accounts: NPX GABELLI ASSET FUND Page 222 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
EDO CORPORATION EDO ANNUAL MEETING DATE: 06/12/2007
ISSUER: 281347104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT E. ALLEN Management For For
ROBERT ALVINE Management For For
JOHN A. GORDON Management For For
ROBERT M. HANISEE Management For For
MICHAEL J. HEGARTY Management For For
LESLIE F. KENNE Management For For
PAUL J. KERN Management For For
JAMES ROTH Management For For
JAMES M. SMITH Management For For
ROBERT S. TYRER Management For For
ROBERT WALMSLEY Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY S INDEPENDENT AUDITOR FOR THE
YEAR ENDING DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
YAHOO! INC. YHOO ANNUAL MEETING DATE: 06/12/2007
ISSUER: 984332106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: TERRY S. SEMEL Management For For
1B ELECTION OF DIRECTOR: JERRY YANG Management For For
1C ELECTION OF DIRECTOR: ROY J. BOSTOCK Management For For
1D ELECTION OF DIRECTOR: RONALD W. BURKLE Management For For
1E ELECTION OF DIRECTOR: ERIC HIPPEAU Management For For
1F ELECTION OF DIRECTOR: VYOMESH JOSHI Management For For
1G ELECTION OF DIRECTOR: ARTHUR H. KERN Management For For
1H ELECTION OF DIRECTOR: ROBERT A. KOTICK Management For For
1I ELECTION OF DIRECTOR: EDWARD R. KOZEL Management For For
1J ELECTION OF DIRECTOR: GARY L. WILSON Management For For
02 AMENDMENTS TO THE COMPANY S AMENDED AND RESTATED Management Against Against
1995 STOCK PLAN.
03 AMENDMENT TO THE COMPANY S AMENDED AND RESTATED Management For For
1996 EMPLOYEE STOCK PURCHASE PLAN.
04 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
05 STOCKHOLDER PROPOSAL REGARDING PAY-FOR-SUPERIOR-PERFORMANCE. Shareholder Against For
06 STOCKHOLDER PROPOSAL REGARDING INTERNET CENSORSHIP. Shareholder Against For
07 STOCKHOLDER PROPOSAL REGARDING BOARD COMMITTEE Shareholder Against For
ON HUMAN RIGHTS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 223 of 234
- ------------------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. CAT ANNUAL MEETING DATE: 06/13/2007
ISSUER: 149123101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN T. DILLON Management For For
JUAN GALLARDO Management For For
WILLIAM A. OSBORN Management For For
EDWARD B. RUST, JR. Management For For
02 RATIFY AUDITORS Management For For
03 STOCKHOLDER PROPOSAL-SEPARATE CEO & CHAIR Shareholder Against For
04 STOCKHOLDER PROPOSAL-MAJORITY VOTE STANDARD Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
IAC/INTERACTIVECORP IACI ANNUAL MEETING DATE: 06/13/2007
ISSUER: 44919P300 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM H. BERKMAN Management For For
EDGAR BRONFMAN, JR. Management For For
BARRY DILLER Management For For
VICTOR A. KAUFMAN Management For For
DONALD R. KEOUGH* Management For For
BRYAN LOURD* Management For For
JOHN C. MALONE Management For For
ARTHUR C. MARTINEZ Management For For
STEVEN RATTNER Management For For
GEN. H.N. SCHWARZKOPF* Management For For
ALAN G. SPOON Management For For
DIANE VON FURSTENBERG Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS IAC S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2007 FISCAL YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
INDEPENDENT NEWS AND MEDIA PLC EGM MEETING DATE: 06/13/2007
ISSUER: G4755S126 ISIN: IE0004614818
SEDOL: B01ZKS1, 0461481, 6459639, 4699103, B014WP9
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AGM. THANK YOU. Non-Voting *Management Position Unknown
1. ADOPT THE REPORTS AND FINANCIAL STATEMENTS Management For *Management Position Unknown
2. DECLARE A FINAL DIVIDEND Management For *Management Position Unknown
3.1 RE-ELECT MR. V.C. CROWLEY AS A DIRECTOR Management For *Management Position Unknown
3.2 RE-ELECT MR. P.M. COSGROVE AS A DIRECTOR Management For *Management Position Unknown
3.3 RE-ELECT MR. J.C. DAVY AS A DIRECTOR Management For *Management Position Unknown
3.4 RE-ELECT MR. I.G. FALLON AS A DIRECTOR Management For *Management Position Unknown
3.5 RE-ELECT SENATOR M.N. HAYES AS A DIRECTOR Management For *Management Position Unknown
ProxyEdge - Investment Company Report
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Selected Accounts: NPX GABELLI ASSET FUND Page 224 of 234
3.6 RE-ELECT MR. L.P. HEALY AS A DIRECTOR Management For *Management Position Unknown
3.7 RE-ELECT DR. B.J. HILLERY AS A DIRECTOR Management For *Management Position Unknown
3.8 RE-ELECT MR. BARONESS M. JAY AS A DIRECTOR Management For *Management Position Unknown
3.9 RE-ELECT DR. IE KENNY AS A DIRECTOR Management For *Management Position Unknown
3.10 RE-ELECT MR. F. MURRAY AS A DIRECTOR Management For *Management Position Unknown
3.11 RE-ELECT MR. A.C. O REILLY AS A DIRECTOR Management For *Management Position Unknown
3.12 RE-ELECT MR. G.K. O REILLY AS A DIRECTOR Management For *Management Position Unknown
4. APPROVE TO FIX THE REMUNERATION OF DIRECTORS Management For *Management Position Unknown
5. AUTHORIZE THE DIRECTORS TO FIX THE REMUNERATION Management For *Management Position Unknown
OF AUDITORS
6. AUTHORIZE THE COMPANY TO CONVENE THE NEXT AGM Management For *Management Position Unknown
AT ANY LOCATION OUTSIDE THE STATE
- ------------------------------------------------------------------------------------------------------------------------------------
INDEPENDENT NEWS AND MEDIA PLC EGM MEETING DATE: 06/13/2007
ISSUER: G4755S126 ISIN: IE0004614818
SEDOL: B01ZKS1, 0461481, 6459639, 4699103, B014WP9
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. AUTHORIZE THE DIRECTORS, FOR THE PURPOSES OF Management For *Management Position Unknown
SECTION 20 OF THE COMPANIES AMENDMENT ACT 1983,
THE 1983 ACT TO ALLOT AND ISSUE RELEVANT SECURITIES
PURSUANT TO AND IN ACCORDANCE WITH ARTICLE 6
OF THE ARTICLES OF ASSOCIATION OF THE COMPANY
AND THE MAXIMUM AMOUNT OF RELEVANT SECURITIES
WHICH MAY BE ALLOTTED UNDER THE AUTHORITY SHALL
BE AUTHORIZED BUT AS YET UNISSUED SHARE CAPITAL
OF THE COMPANY AS AT THE CLOSE OF BUSINESS ON
THE DATE OF PASSING OF THIS RESOLUTION; AUTHORITY
SHALL, SUBJECT TO ARTICLES 6 OF THE ARTICLES
OF ASSOCIATION OF THE COMPANY, EXPIRE AT THE
CLOSE OF BUSINESS ON 12 JUN 2012 UNLESS PREVIOUSLY
REVOKED OR RENEWED IN ACCORDANCE WITH THE PROVISIONS
OF THE 1983 ACT
S.2 AUTHORIZE THE DIRECTORS, FOR THE PURPOSE OF SECTION Management For *Management Position Unknown
24 OF THE COMPANIES AMENDMENT ACT 1983 THE ACT
TO ALLOT AND ISSUE EQUITY SECURITIES FOR CASH
PURSUANT TO AND IN ACCORDANCE WITH AND SUBJECT
TO THE TERMS AND CONDITIONS AS SPECIFIED IN ARTICLE
6 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY
AND THAT SUCH DATE AS IS REFERRED TO IN ARTICLE
6(C)(II) SHALL BE 13 JUN 2007; AUTHORITY SHALL
EXPIRE AT THE CLOSE OF BUSINESS ON THE EARLIER
OF THE DATE OF THE AGM OF THE COMPANY AFTER THE
PASSING OF THIS RESOLUTION OR 12 SEP 2008, UNLESS
PREVIOUSLY REVOKED OR RENEWED IN ACCORDANCE WITH
THE PROVISIONS OF THE 1983 ACT
S.3 AMEND THE ARTICLE 3(A)(D)(III) BE DELETED AND Management For *Management Position Unknown
SUBSTITUTED AS SPECIFIED
S.4 AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY BEING Management For *Management Position Unknown
A BODY CORPORATE AS REFERRED TO IN THE EUROPEAN
COMMUNITIES PUBLIC LIMITED COMPANY SUBSIDIARIES
REGULATIONS 1997 OF THE COMPANY, TO MAKE MARKET
PURCHASES AS DEFINED BY SECTION 212 OF THE COMPANIES
ACT 1990 THE 1990 ACT OF SHARES OF ANY CLASS
OF THE COMPANY ON SUCH TERMS AND CONDITIONS AND
IN SUCH MANNER AS THE DIRECTORS MAY FROM TIME
TO TIME DETERMINE IN ACCORDANCE WITH AND SUBJECT
TO THE PROVISIONS OF THE 1990 ACT, AND ARTICLE
3(A) OF THE ARTICLES OF ASSOCIATION OF THE COMPANY;
THE RE-ISSUE PRICE RANGE AT WHICH ANY TREASURY
ProxyEdge - Investment Company Report
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Selected Accounts: NPX GABELLI ASSET FUND Page 225 of 234
SHARES AS DEFINED BY SECTION 209 OF THE 1990
ACT FOR THE TIME BEING HELD BY THE COMPANY MAY
BE RE-ISSUED OFF MARKET SHALL BE THE PRICE RANGE
SET OUT IN ARTICLE 3(A)(E) OF THE ARTICLES OF
ASSOCIATION OF THE COMPANY; AND AUTHORITY SHALL
EXPIRE AT THE CLOSE OF BUSINESS ON THE EARLIER
OF THE DATE OF THE NEXT AGM OF THE COMPANY AFTER
THE PASSING OF THIS RESOLUTION OR 12 DEC 2008
UNLESS, IN ANY SUCH CASE, PREVIOUSLY REVOKED
OR RENEWED IN ACCORDANCE WITH THE PROVISIONS
OF THE 1990 ACT
S.5 AMEND THE ARTICLES OF ASSOCIATION BY THE DELETION Management For *Management Position Unknown
OF ARTICLES 8(D) THEREOF; THE REDESIGNATION OF
PARAGRAPH (E), (F) AND (G) AS (D), (E) AND (F)
RESPECTIVELY AND THE INSERTION OF ARTICLE 8(G)
AND ARTICLE 8(A) AS SPECIFIED
S.6 AMEND ARTICLE 75 OF THE ARTICLES OF ASSOCIATION Management For *Management Position Unknown
OF THE COMPANY BY THE DELETION OF THE WORDS
TWENTY-FIVE ON THE SECOND LINE THEREOF AND THE
SUBSTITUTION OF THE WORD TWENTY THEREFORE SO
THAT ARTICLE 75 SHALL HENCEFORTH READ AS SPECIFIED
* PLEASE NOTE THAT DETAILED INFORMATION ABOUT THE Non-Voting *Management Position Unknown
PROPOSALS CAN BE FOUND AT: HTTP://WW3.ICS.ADP.COM/STREETLINK_DATA/DIRSAFBAA.PDF
- ------------------------------------------------------------------------------------------------------------------------------------
CABLEVISION SYSTEMS CORPORATION CVC ANNUAL MEETING DATE: 06/14/2007
ISSUER: 12686C109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF THE COMPANY FOR FISCAL YEAR 2007
01 DIRECTOR Management For
GROVER C. BROWN Management For For
ZACHARY W. CARTER Management For For
CHARLES D. FERRIS Management For For
RICHARD H. HOCHMAN Management For For
VICTOR ORISTANO Management For For
THOMAS V. REIFENHEISER Management For For
JOHN R. RYAN Management For For
VINCENT TESE Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
EBAY INC. EBAY ANNUAL MEETING DATE: 06/14/2007
ISSUER: 278642103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PHILIPPE BOURGUIGNON Management For For
THOMAS J. TIERNEY Management For For
MARGARET C. WHITMAN Management For For
ProxyEdge - Investment Company Report
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02 APPROVAL OF AN AMENDMENT TO OUR 1999 GLOBAL EQUITY Management For For
INCENTIVE PLAN TO FURTHER SATISFY THE REQUIREMENTS
OF SECTION 162(M) OF THE INTERNAL REVENUE CODE.
03 APPROVAL OF AN AMENDMENT TO OUR 1998 EMPLOYEE Management For For
STOCK PURCHASE PLAN TO EXTEND THE TERM OF THE
PURCHASE PLAN.
04 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL
YEAR ENDING DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
ENERGY EAST CORPORATION EAS ANNUAL MEETING DATE: 06/14/2007
ISSUER: 29266M109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES H. BRANDI Management For For
JOHN T. CARDIS Management For For
THOMAS B. HOGAN, JR. Management For For
G. JEAN HOWARD Management For For
DAVID M. JAGGER Management For For
SETH A. KAPLAN Management For For
BEN E. LYNCH Management For For
PETER J. MOYNIHAN Management For For
PATRICIA M. NAZEMETZ Management For For
WALTER G. RICH Management For For
WESLEY W. VON SCHACK Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
ORIENT-EXPRESS HOTELS LTD. OEH ANNUAL MEETING DATE: 06/15/2007
ISSUER: G67743107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN D. CAMPBELL Management For For
JAMES B. HURLOCK Management For For
PRUDENCE M. LEITH Management For For
J. ROBERT LOVEJOY Management For For
GEORG R. RAFAEL Management For For
JAMES B. SHERWOOD Management For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANYS Management For For
S AUDITOR, AND AUTHORIZATION TO FIX THE AUDITOR
S REMUNERATION
03 APPROVAL OF AMENDMENTS TO THE COMPANY S 2004 Management For For
STOCK OPTION PLAN
04 APPROVAL OF THE COMPANY S 2007 PERFORMANCE SHARE Management For For
PLAN
05 APPROVAL OF AMENDMENTS TO THE COMPANY S MEMORANDUM Management For For
OF ASSOCIATION CONFERRING UNRESTRICTED COMPANY
S OBJECTS AND POWERS
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 227 of 234
06 CONFIRMATION OF AMENDMENTS TO THE COMPANY S BYE-LAWS Management For For
TO DELETE ALL REFERENCES IN THE BYE-LAWS TO SEA
CONTAINERS LTD
07 CONFIRMATION OF AMENDMENTS TO THE COMPANY S BYE-LAWS Management For For
TO PERMIT ELECTRONIC DELIVERY OF SHAREHOLDER COMMUNICATIONS
08 CONFIRMATION OF AMENDMENTS TO THE COMPANY S BYE-LAWS Management For For
NOT TO REQUIRE TWO OFFICERS ALSO SERVE AS DIRECTORS
09 CONFIRMATION OF AMENDMENTS TO THE COMPANY S BYE-LAWS Management For For
TO ALLOW EXECUTION OF DOCUMENTS WITHOUT THE COMPANY
S SEAL
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LIBERTY GLOBAL, INC. LBTYA ANNUAL MEETING DATE: 06/19/2007
ISSUER: 530555101 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 DIRECTOR Management For
JOHN W. DICK Management For For
J.C. SPARKMAN Management For For
J. DAVID WARGO Management For For
02 AUDITORS RATIFICATION Management For For
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COCA-COLA HBC S.A. CCH ANNUAL MEETING DATE: 06/20/2007
ISSUER: 1912EP104 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 SUBMISSION OF THE MANAGEMENT REPORT BY THE BOARD Management For For
OF DIRECTORS AND OF THE AUDIT CERTIFICATE BY
THE COMPANY S CHARTERED AUDITOR- ACCOUNTANT ON
THE COMPANY S FINANCIAL STATEMENTS AND ACTIVITIES
FOR THE FISCAL YEAR WHICH ENDED 31.12.2006.
02 SUBMISSION AND APPROVAL OF THE COMPANY S ANNUAL Management For For
FINANCIAL STATEMENTS AND OF THE CONSOLIDATED
FINANCIAL STATEMENTS.
03 RELEASE OF THE MEMBERS OF THE BOARD OF DIRECTORS Management For For
AND OF THE AUDITORS OF THE COMPANY FROM ANY LIABILITY
FOR THEIR ACTIVITY DURING THE FISCAL YEAR ENDED
ON 31.12.2006.
04 APPROVAL OF THE REMUNERATION OF THE MEMBERS OF Management For For
THE BOARD OF DIRECTORS FOR THEIR PARTICIPATION
IN THE MEETINGS OF THE BOARD OF DIRECTORS AND
FOR THEIR SERVICES TO THE COMPANY FOR THE FISCAL
YEAR 2006 AND PRE-APPROVAL OF THE REMUNERATION
FOR THE FISCAL YEAR 2007 (1.1.2007-31.12.2007).
05 ELECTION OF STATUTORY AUDITORS FOR THE FISCAL Management For For
YEAR 2007 (1.1.2007-31.12.2007) AND DETERMINATION
OF THEIR FEES.
06 APPROVAL OF DISTRIBUTION OF PROFITS (DIVIDEND) Management For For
FOR THE FISCAL YEAR 2006.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 228 of 234
07 RATIFICATION OF APPOINTMENT OF NEW MEMBERS OF Management For For
THE BOARD (SUBSTITUTING MEMBERS THAT HAVE RESIGNED).
08 AMENDMENTS TO THE COMPANY S STOCK OPTION PLAN Management For For
SCHEMES.
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ORTHOFIX INTERNATIONAL N.V. OFIX ANNUAL MEETING DATE: 06/20/2007
ISSUER: N6748L102 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 DIRECTOR Management For
JAMES F. GERO Management For For
PETER J. HEWETT Management For For
JERRY C. BENJAMIN Management For For
CHARLES W. FEDERICO Management For For
GUY J. JORDAN Management For For
THOMAS J. KESTER Management For For
ALAN W. MILINAZZO Management For For
WALTER P. VON WARTBURG Management For For
KENNETH R. WEISSHAAR Management For For
03 PROPOSAL TO APPROVE AMENDMENTS TO SECTION 8.3 Management For For
OF THE ARTICLES OF ASSOCIATION.
02 PROPOSAL TO APPROVE AMENDMENT AND RESTATEMENT Management Against Against
OF THE AMENDED AND RESTATED 2004 LONG-TERM INCENTIVE
PLAN.
06 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR ORTHOFIX AND ITS SUBSIDIARIES FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2007.
05 PROPOSAL TO APPROVE THE BALANCE SHEET AND INCOME Management For For
STATEMENT AT AND FOR THE YEAR ENDED DECEMBER
31, 2006.
04 PROPOSAL TO APPROVE AMENDMENTS TO ARTICLE 14 Management For For
OF THE ARTICLES OF ASSOCIATION.
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SONY CORPORATION SNE ANNUAL MEETING DATE: 06/21/2007
ISSUER: 835699307 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 DIRECTOR Management For
HOWARD STRINGER Management For For
RYOJI CHUBACHI Management For For
KATSUMI IHARA Management For For
AKISHIGE OKADA Management For For
HIROBUMI KAWANO Management For For
YOTARO KOBAYASHI Management For For
SAKIE T. FUKUSHIMA Management For For
YOSHIHIKO MIYAUCHI Management For For
YOSHIAKI YAMAUCHI Management For For
PETER BONFIELD Management For For
FUEO SUMITA Management For For
FUJIO CHO Management For For
NED LAUTENBACH Management For For
RYUJI YASUDA Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 229 of 234
02 TO ELECT THE INDEPENDENT AUDITOR. Management For For
03 TO ISSUE STOCK ACQUISITION RIGHTS FOR THE PURPOSE Management For For
OF GRANTING STOCK OPTIONS. PROPOSALS 1, 2, 3
ABOVE ARE CORPORATION S PROPOSALS. PROPOSAL 4
BELOW IS A SHAREHOLDERS PROPOSAL.
04 TO AMEND THE ARTICLES OF INCORPORATION WITH RESPECT Shareholder For *Management Position Unknown
TO DISCLOSURE TO SHAREHOLDERS REGARDING REMUNERATION
PAID TO EACH DIRECTOR.
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CHINA MENGNIU DAIRY CO LTD AGM MEETING DATE: 06/22/2007
ISSUER: G21096105 ISIN: KYG210961051
SEDOL: B01FW07, B01B1L9, B01VKZ6
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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1. RECEIVE AND APPROVE THE AUDITED FINANCIAL STATEMENTS Management For *Management Position Unknown
AND THE REPORT OF THE DIRECTORS AND THE AUDITORS
FOR THE YE 31 DEC 2006
2. APPROVE THE FINAL DIVIDEND Management For *Management Position Unknown
3.a RE-ELECT MR. JIAO SHUGE ALIAS JIAO ZHEN AS A Management For *Management Position Unknown
DIRECTOR AND AUTHORIZE THE BOARD OF DIRECTORS
OF THE COMPANY TO FIX HIS REMUNERATION
3.b RE-ELECT MS. LU JUN AS A DIRECTOR AND AUTHORIZE Management For *Management Position Unknown
THE DIRECTORS OF THE COMPANY TO FIX HER REMUNERATION
3.c RE-ELECT MR. WANG HUIBAO AS A DIRECTOR AND AUTHORIZE Management For *Management Position Unknown
THE DIRECTORS TO FIX HISREMUNERATION
4. RE-APPOINT ERNST & YOUNG AS THE AUDITORS AND Management For *Management Position Unknown
AUTHORIZE THE BOARD OF DIRECTORSOF THE COMPANY
TO FIX THEIR REMUNERATION
5. AUTHORIZE THE DIRECTORS OF THE COMPANY, DURING Management For *Management Position Unknown
THE RELEVANT PERIOD, TO REPURCHASE SHARES OF
HKD 0.10 EACH IN THE CAPITAL OF THE COMPANY SHARES
ON THE STOCK EXCHANGE OF HONG KONG LIMITED THE
STOCK EXCHANGE OR ON ANY OTHER STOCK EXCHANGE
ON WHICH THE SECURITIES OF THE COMPANY MAY BE
LISTED AND RECOGNIZED BY THE SECURITIES AND FUTURES
COMMISSION OF HONG KONG AND THE STOCK EXCHANGE
FOR THIS PURPOSE, SUBJECT TO AND IN ACCORDANCE
WITH APPLICABLE LAWS AND THE REQUIREMENTS OF
THE RULES GOVERNING THE LISTING OF SECURITIES
ON THE STOCK EXCHANGE OR OF ANY OTHER STOCK EXCHANGE
AS AMENDED FROM TIME TO TIME; SHALL NOT EXCEED
10% OF THE AGGREGATE NOMINAL AMOUNT OF THE SHARE
CAPITAL OF THE COMPANY IN ISSUE AT THE DATE OF
PASSING THIS RESOLUTION 5 AS SPECIFIED; AND AUTHORITY
EXPIRES AT THE EARLIER OF THE CONCLUSION OF THE
NEXT AGM OF THE COMPANY OR THE EXPIRATION OF
THE PERIOD WITHIN WHICH THE NEXT AGM OF THE COMPANY
IS REQUIRED BY ITS ARTICLES OF ASSOCIATION OR
BY ANY APPLICABLE LAW(S) TO BE HELD
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 230 of 234
6. AUTHORIZE THE DIRECTORS, TO ALLOT, ISSUE AND Shareholder For *Management Position Unknown
DEAL WITH ADDITIONAL SHARES AND TO MAKE OR GRANT
OFFERS, AGREEMENTS, OPTIONS AND WARRANTS WHICH
MIGHT REQUIRE THE EXERCISE OF SUCH POWER, DURING
AND AFTER THE RELEVANT PERIOD; SHALL NOT EXCEED
OF 20% OF THE AGGREGATE NOMINAL AMOUNT OF THE
SHARE CAPITAL OF THE COMPANY IN ISSUE AT THE
DATE OF PASSING THIS RESOLUTION 6, OTHERWISE
THAN PURSUANT TO, (I) A RIGHTS ISSUE AS SPECIFIED,
(II) ANY OPTION SCHEME OR SIMILAR ARRANGEMENT
FOR THE TIME BEING ADOPTED FOR THE GRANT OR ISSUE
TO OFFICERS AND/OR EMPLOYEES OF THE COMPANY AND/OR
ANY OF ITS SUBSIDIARIES OF SHARES OR RIGHTS TO
ACQUIRE SHARES OR (III) ANY SCRIP DIVIDEND OR
SIMILAR ARRANGEMENT PROVIDING FOR THE ALLOTMENT
OF SHARES IN LIEU OF THE WHOLE OR PART OF A DIVIDEND
ON SHARES IN ACCORDANCE WITH THE ARTICLES OF
ASSOCIATION OF THE COMPANY; AUTHORITY EXPIRES
AT THE EARLIER OF THE CONCLUSION OF THE NEXT
AGM OF THE COMPANY OR THE EXPIRATION OF THE PERIOD
WITHIN WHICH THE NEXT AGM OF THE COMPANY IS REQUIRED
BY ITS ARTICLES OF ASSOCIATION OR BY ANY APPLICABLE
LAW(S) TO BE HELD
7. APPROVE, SUBJECT TO THE PASSING OF RESOLUTIONS Management For *Management Position Unknown
5 AND 6, TO EXTEND BY THE ADDITION TO THE AGGREGATE
NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY
WHICH MAY BE ALLOTTED OR AGREED TO BE ALLOTTED
BY THE DIRECTORS OF THE COMPANY PURSUANT TO SUCH
GENERAL MANDATE AN AMOUNT REPRESENTING THE AGGREGATE
NOMINAL AMOUNT OF SHARES REPURCHASED BY THE COMPANY
PURSUANT TO THE GENERAL MANDATE REFERRED TO IN
RESOLUTION 5 ABOVE PROVIDED THAT SUCH AMOUNT
SHALL NOT EXCEED 10% OF THE EXISTING ISSUED SHARE
CAPITAL OF THE COMPANY AT THE DATE OF PASSING
THIS RESOLUTION 7
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INTERPUMP GROUP SPA, SANT'ILARIO (RE) EGM MEETING DATE: 06/25/2007
ISSUER: T5513W107 ISIN: IT0001078911 BLOCKING
SEDOL: 5161407, 5849004
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
26 JUN 2007 (AND A THIRD CALL ON 27 JUN 2007).
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN
VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.
PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL
BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU.
1. AMEND: SEVERAL ARTICLES OF THE BY-LAWS AS PER Management Take No *Management Position Unknown
THE LAW NO. 262/2005 AMENDED BYTHE LEGISLATIVE Action
DECREE NO. 303/2006; AND THE NEW CODE OF CONDUCTED
OF THE LISTED COMPANIES
2. APPROVE TO IMPROVE THE NEW ARTICLE 14 OF THE Management Take No *Management Position Unknown
BY-LAWS EX. ARTICLE 2390 C.C Action
3. APPROVE THE INTEGRATION OF THE ARTICLE 15 OF Management Take No *Management Position Unknown
THE BY-LAWS Action
* PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management Position Unknown
OF RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 231 of 234
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THE AES CORPORATION AES ANNUAL MEETING DATE: 06/25/2007
ISSUER: 00130H105 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Management For For
01 DIRECTOR Management For
RICHARD DARMAN Management For For
PAUL HANRAHAN Management For For
KRISTINA M. JOHNSON Management For For
JOHN A. KOSKINEN Management For For
PHILIP LADER Management For For
JOHN H. MCARTHUR Management For For
SANDRA O. MOOSE Management For For
PHILIP A. ODEEN Management For For
CHARLES O. ROSSOTTI Management For For
SVEN SANDSTROM Management For For
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CAVCO INDUSTRIES, INC. CVCO ANNUAL MEETING DATE: 06/26/2007
ISSUER: 149568107 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 DIRECTOR Management For
JACQUELINE DOUT Management For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
AUDITOR FOR FISCAL 2008.
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KYOCERA CORPORATION KYO ANNUAL MEETING DATE: 06/27/2007
ISSUER: 501556203 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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04 ELECTION OF ACCOUNTING AUDITOR. (PLEASE SEE PAGE Management For For
9 OF THE COMPANY S NOTICE OF MEETING ENCLOSED
HEREWITH). (A) KYOTO AUDIT CORPORATION
05 APPROVAL OF BONUSES TO DIRECTORS AND CORPORATE Management For For
AUDITORS. (PLEASE SEE PAGE 10 OF THE COMPANY
S NOTICE OF MEETING ENCLOSED HEREWITH).
06 APPROVAL OF PAYMENT OF RETIREMENT ALLOWANCE TO Management For For
A RETIRING DIRECTOR. (PLEASE SEE PAGE 10 OF THE
COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH).
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 232 of 234
01 APPROVAL OF THE DISPOSITION OF SURPLUS. (PLEASE Management For For
SEE PAGE 3 OF THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH).
2A ELECTION OF DIRECTOR: KENSUKE ITOH Management For For
2B ELECTION OF DIRECTOR: NOBORU NAKAMURA Management For For
2C ELECTION OF DIRECTOR: MASAHIRO UMEMURA Management For For
2D ELECTION OF DIRECTOR: YUZO YAMAMURA Management For For
2E ELECTION OF DIRECTOR: NAOYUKI MORITA Management For For
2F ELECTION OF DIRECTOR: MAKOTO KAWAMURA Management For For
2G ELECTION OF DIRECTOR: KOJI SEKI Management For For
2H ELECTION OF DIRECTOR: MICHIHISA YAMAMOTO Management For For
2J ELECTION OF DIRECTOR: HISAO HISAKI Management For For
2I ELECTION OF DIRECTOR: ISAO KISHIMOTO Management For For
2K ELECTION OF DIRECTOR: RODNEY N. LANTHORNE Management For For
2L ELECTION OF DIRECTOR: JOHN S. GILNERTSON Management For For
03 ELECTION OF ONE (1) CORPORATE AUDITOR. (PLEASE Management For For
SEE PAGE 8 OF THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH). (A) YASUO AKASHI
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MATERIAL SCIENCES CORPORATION MSC ANNUAL MEETING DATE: 06/27/2007
ISSUER: 576674105 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 DIRECTOR Management For
AVRUM GRAY Management For For
FRANK L. HOHMANN III Management For For
SAMUEL LICAVOLI Management For For
PATRICK J. MCDONNELL Management For For
DR. RONALD A. MITSCH Management For For
CLIFFORD D. NASTAS Management For For
JOHN P. REILLY Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING FEBRUARY 29, 2008.
03 TO APPROVE THE 2007 EMPLOYEE STOCK PURCHASE PLAN. Management For For
04 TO APPROVE THE 2007 INCENTIVE PLAN. Management For For
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CHURCHILL DOWNS INCORPORATED CHDN ANNUAL MEETING DATE: 06/28/2007
ISSUER: 171484108 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 DIRECTOR Management For
RICHARD L. DUCHOSSOIS Management For For
J. DAVID GRISSOM Management For For
SETH W. HANCOCK Management For For
SUSAN E. PACKARD Management For For
02 TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE Management For For
GOALS ESTABLISHED BY THE COMPENSATION COMMITTEE
OF THE BOARD OF DIRECTORS FOR THE PAYMENT OF
COMPENSATION TO ROBERT L. EVANS AND WILLIAM C.
CARSTANJEN UNDER THE CHURCHILL DOWNS INCORPORATED
AMENDED AND RESTATED INCENTIVE COMPENSATION PLAN
(1997).
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 233 of 234
03 TO APPROVE THE CHURCHILL DOWNS INCORPORATED 2007 Management Against Against
OMNIBUS STOCK INCENTIVE PLAN.
04 TO APPROVE CERTAIN STOCK OPTION AND RESTRICTED Management For For
STOCK GRANTS TO ROBERT L. EVANS.
05 TO APPROVE AN AMENDMENT TO THE CHURCHILL DOWNS Management For For
INCORPORATED 2005 DEFERRED COMPENSATION PLAN
TO INCREASE THE NUMBER OF SHARES IN WHICH DIRECTORS
MAY INVEST.
06 TO APPROVE OR DISAPPROVE THE MINUTES OF THE 2006 Management For For
ANNUAL MEETING OF SHAREHOLDERS, APPROVAL OF WHICH
DOES NOT AMOUNT TO RATIFICATION OF ACTIONS TAKEN
AT SUCH MEETING.
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CTS CORPORATION CTS ANNUAL MEETING DATE: 06/28/2007
ISSUER: 126501105 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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02 APPROVAL OF THE CTS CORPORATION 2007 MANAGEMENT Management For For
INCENTIVE PLAN
01 DIRECTOR Management For
W.S. CATLOW Management For For
L.J. CIANCIA Management For For
T.G. CODY Management For For
G.H. FRIELING, JR. Management For For
R.R. HEMMINGHAUS Management For For
M.A. HENNING Management For For
R.A. PROFUSEK Management For For
D.K. SCHWANZ Management For For
P.K. VINCENT Management For For
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THE KROGER CO. KR ANNUAL MEETING DATE: 06/28/2007
ISSUER: 501044101 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 DIRECTOR Management For
REUBEN V. ANDERSON Management For For
JOHN L. CLENDENIN Management For For
DAVID B. DILLON Management For For
DAVID B. LEWIS Management For For
DON W. MCGEORGE Management For For
W. RODNEY MCMULLEN Management For For
JORGE P. MONTOYA Management For For
CLYDE R. MOORE Management For For
SUSAN M. PHILLIPS Management For For
STEVEN R. ROGEL Management For For
JAMES A. RUNDE Management For For
RONALD L. SARGENT Management For For
02 APPROVAL OF KROGER CASH BONUS PLAN. Management For For
03 RULES OF CONDUCT FOR SHAREHOLDER MEETINGS; MEETINGS Management For For
OUTSIDE OF CINCINNATI.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/05/2007
Selected Accounts: NPX GABELLI ASSET FUND Page 234 of 234
04 APPROVAL OF PRICEWATERHOUSECOOPERS LLP, AS AUDITORS. Management For For
05 APPROVE SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED, Shareholder Against For
TO RECOMMEND THE PREPARATION OF CLIMATE CHANGE
REPORT.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940,
the registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
Registrant The Gabelli Asset Fund
------------------------------------------------------------
By (Signature and Title)* /s/ Bruce N. Alpert
-----------------------------------------------
Bruce N. Alpert, Principal Executive Officer
Date August 22, 2007
------------------------------------------------------------------
*Print the name and title of each signing officer under his or her
signature.