UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-07896
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GAMCO Global Series Funds, Inc.
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(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
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(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
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(Name and address of agent for service)
Registrant's telephone number, including area code: 800-422-3554
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Date of fiscal year end: December 31
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Date of reporting period: July 1, 2006 - June 30, 2007
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Form N-PX is to be used by a registered management investment company,
other than a small business investment company registered on Form N-5
(ss.ss. 239.24 and 274.5 of this chapter), to file reports with the
Commission, not later than August 31 of each year, containing the
registrant's proxy voting record for the most recent twelve-month
period ended June 30, pursuant to section 30 of the Investment Company
Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The
Commission may use the information provided on Form N-PX in its
regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form
N-PX, and the Commission will make this information public. A
registrant is not required to respond to the collection of information
contained in Form N-PX unless the Form displays a currently valid
Office of Management and Budget ("OMB") control number. Please direct
comments concerning the accuracy of the information collection burden
estimate and any suggestions for reducing the burden to the Secretary,
Securities and Exchange Commission, 100 F Street, NE, Washington, DC
20549. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. ss. 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2006 TO JUNE 30, 2007
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 1 of 120
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HELLENIC TELECOMMUNICATIONS ORGANIZATION S A OGM MEETING DATE: 07/06/2006
ISSUER: X3258B102 ISIN: GRS260333000 BLOCKING
SEDOL: 5051605, B02NXN0, 5437506
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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Take No
1. APPROVE THE CANCELLATION OF 432,490 OWN SHARES Management Action *Management Position Unknown
FOLLOWING THE 3 YEAR PERIOD SINCE THEIR ACQUISITION
WITH SUBSEQUENT REDUCTION OF SHARE CAPITAL ARTICLE
5 OF THE CAA BY AN AMOUNT EQUAL TO THE ONE OF
THE SHARES CANCELLED, AS PER ARTICLE 16, PARA
12 OF CODIFIED LAW 2190/1920, TRANSFER TO THE
PURCHASE PROCEEDS TO EXTRAORDINARY RESERVES
Take No
2. AMEND THE ARTICLES 5 SHARE CAPITAL , 25 QUORUM Management Action *Management Position Unknown
AND MAJORITY , 33 PROFITS DISTRIBUTION OF THE
CURRENT COMPANYS ARTICLES OF ASSOCIATION, WHICH
AFTER THE MODIFICATION AND NEW NUMBERING AFTER
THE DECISION MADE BY THE SHAREHOLDERS OGM ON
22 JUN 2006 HAVE THE NUMBERS 5, 24 AND 32 RESPECTIVELY
AND CODIFICATION OF THE COMPANY S ARTICLES OF
ASSOCIATION
Take No
3. AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management Action *Management Position Unknown
THE COMPANYS SHARE CAPITAL OR ISSUE WITHIN 5
YEARS FROM THE RELATED RESOLUTION OF THE GENERAL
ASSEMBLY, BOND LOANS FOR AMOUNTS EQUAL TO THE
SAID SHARE CAPITAL AS IT WAS ON THE DAY OF THE
SAID RESOLUTION OF THE GENERAL ASSEMBLY ABOVE,
PURSUANT TO ARTICLE 13 PARA. 1 INTENT B IN CONJUNCTION
WITH ARTICLE 3A PARA.1 INTENT B OF THE CODIFIED
LAW 2190/1920, IN CONJUNCTION WITH THE APPROPRIATE
PROVISIONS OF THE COMPANYS ARTICLES OF ASSOCIATION
Take No
4. MISCELLANEOUS ANNOUNCEMENTS Other Action *Management Position Unknown
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BT GROUP PLC BT ANNUAL MEETING DATE: 07/12/2006
ISSUER: 05577E101 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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14 AUTHORITY FOR POLITICAL DONATIONS SPECIAL RESOLUTION Management For For
* PLEASE VISIT WWW.BT.COM/ANNUAL REPORT
13 AUTHORITY TO PURCHASE OWN SHARES SPECIAL RESOLUTION Management For For
12 AUTHORITY TO ALLOT SHARES FOR CASH SPECIAL RESOLUTION Management For For
11 AUTHORITY TO ALLOT SHARES Management For For
10 REMUNERATION OF AUDITORS Management For For
09 REAPPOINTMENT OF AUDITORS Management For For
08 ELECT PHIL HODKINSON Management For For
07 ELECT MATTI ALAHUHTA Management For For
06 RE-ELECT CLAYTON BRENDISH Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 2 of 120
05 RE-ELECT MAARTEN VAN DEN BERGH Management For For
04 RE-ELECT SIR ANTHONY GREENER Management For For
03 FINAL DIVIDEND Management For For
02 REMUNERATION REPORT Management For For
01 REPORTS AND ACCOUNTS Management For For
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AT&T INC. T SPECIAL MEETING DATE: 07/21/2006
ISSUER: 00206R102 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 APPROVE ISSUANCE OF AT&T COMMON SHARES REQUIRED Management For For
TO BE ISSUED PURSUANT TO THE MERGER AGREEMENT,
DATED AS OF MARCH 4, 2006, BY AND AMONG BELLSOUTH
CORPORATION, AT&T INC. AND ABC CONSOLIDATION
CORP., AS IT MAY BE AMENDED.
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BELLSOUTH CORPORATION BLS SPECIAL MEETING DATE: 07/21/2006
ISSUER: 079860102 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED Management For For
AS OF MARCH 4, 2006, AS AMENDED, AMONG BELLSOUTH,
AT&T INC. AND A WHOLLY-OWNED SUBSIDIARY OF AT&T
INC.
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CABLE & WIRELESS PLC AGM MEETING DATE: 07/21/2006
ISSUER: G17416127 ISIN: GB0001625572
SEDOL: 0162557, 6160986, B02S7F5, 5687129
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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1. RECEIVE THE FINANCIAL STATEMENTS AND THE STATUTORY Management For *Management Position Unknown
REPORTS
2. APPROVE THE REMUNERATION REPORT Management For *Management Position Unknown
3. APPROVE A FINAL DIVIDEND OF 3.1PENCE PER ORDINARY Management For *Management Position Unknown
SHARE
4. ELECT MR. SIMON BALL AS A DIRECTOR Management For *Management Position Unknown
5. ELECT MR. JOHN PLUTHERO AS A DIRECTOR Management For *Management Position Unknown
6. RE-ELECT MR. KASPER RORSTED AS A DIRECTOR Management For *Management Position Unknown
7. RE-APPOINT KPMG AUDIT PLC AS THE AUDITORS OF Management For *Management Position Unknown
THE COMPANY
8. AUTHORIZE THE BOARD TO FIX REMUNERATION OF THE Management For *Management Position Unknown
AUDITORS
9. APPROVE THE CABLE WIRELESS LONG TERM CASH INCENTIVE Management For *Management Position Unknown
PLAN
10. GRANT AUTHORITY TO ISSUE OF EQUITY OR EQUITY-LINKED Management For *Management Position Unknown
SECURITIES WITH PRE-EMPTIVE RIGHTS UP TO AGGREGATE
NOMINAL AMOUNT OF GBP 180,000,000
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 3 of 120
S.11 GRANT AUTHORITY TO ISSUE OF EQUITY OR EQUITY-LINKED Management For *Management Position Unknown
SECURITIES WITHOUT PRE-EMPTIVE RIGHTS UP TO AGGREGATE
NOMINAL AMOUNT OF GBP 29 ,000,000
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PRICE COMMUNICATIONS CORPORATION PR ANNUAL MEETING DATE: 07/25/2006
ISSUER: 741437305 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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02 DIRECTOR Management For
ROBERT F. ELLSWORTH Management For For
01 PROPOSAL THAT THE COMPANY SHOULD BE DISSOLVED Management For For
AFTER WE RECEIVE VERIZON COMMON STOCK IN EXCHANGE
FOR OUR INTEREST IN VERIZON WIRELESS OF THE EAST
LP
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VODAFONE GROUP PLC VOD SPECIAL MEETING DATE: 07/25/2006
ISSUER: 92857W100 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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E1 TO APPROVE THE RETURN OF CAPITAL BY WAY OF A Management For For
B SHARE SCHEME AND SHARE CONSOLIDATION AND THE
CONSEQUENTIAL AMENDMENT TO THE ARTICLES OF ASSOCIATION
A1 TO RECEIVE THE REPORT OF THE DIRECTORS AND FINANCIAL Management For For
STATEMENTS
A2 DIRECTOR Management For
SIR JOHN BOND, 2,3 Management For For
ARUN SARIN, 2 Management For For
THOMAS GEITNER Management For For
DR MICHAEL BOSKIN, 1,3 Management For For
LORD BROERS, 1,2 Management For For
JOHN BUCHANAN, 1 Management For For
ANDREW HALFORD Management For For
PROF J. SCHREMPP, 2,3 Management For For
LUC VANDEVELDE, 3 Management For For
PHILIP YEA, 3 Management For For
ANNE LAUVERGEON Management For For
ANTHONY WATSON Management For For
A14 TO APPROVE A FINAL DIVIDEND OF 3.87P PER ORDINARY Management For For
SHARE
A15 TO APPROVE THE REMUNERATION REPORT Management For For
A16 TO RE-APPOINT DELOITTE & TOUCHE LLP AS AUDITORS Management For For
A17 TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE Management For For
THE REMUNERATION OF THE AUDITORS
A18 TO ADOPT NEW ARTICLES OF ASSOCIATION + Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 4 of 120
A19 TO AUTHORISE DONATIONS UNDER THE POLITICAL PARTIES, Management For For
ELECTIONS AND REFERENDUMS ACT 2000
A20 TO RENEW AUTHORITY TO ALLOT SHARES UNDER ARTICLE Management For For
16.2 OF THE COMPANY S ARTICLES OF ASSOCIATION
A21 TO RENEW AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS Management For For
UNDER ARTICLE 16.3 OF THE COMPANY S ARTICLES
OF ASSOCIATION +
A22 TO AUTHORISE THE COMPANY S PURCHASE OF ITS OWN Management For For
SHARES (SECTION 166, COMPANIES ACT 1985) +
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EASYCALL INTERNATIONAL LTD AGM MEETING DATE: 07/28/2006
ISSUER: G29159103 ISIN: BMG291591037
SEDOL: 6282460, B1HHPL6, 6930628
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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1. RECEIVE AND APPROVE THE ANNUAL FINANCIAL STATEMENTS, Management For *Management Position Unknown
INCLUDING THE DIRECTORSREPORT, INDEPENDENT AUDITORS
REPORT, STATEMENT BY THE DIRECTORS, PROFIT AND
LOSS STATEMENT, BALANCE SHEET AND CASH FLOW STATEMENT
OF THE COMPANY FOR THE FYE 31 MAR 2006
* ANY OTHER BUSINESS Non-Voting *Management Position Unknown
2. RE-ELECT MR. EYTAN MICHAEL ULIEL AS A DIRECTOR Management For *Management Position Unknown
OF THE COMPANY, WHO RETIRES BYROTATION IN ACCORDANCE
WITH LISTING RULE 14.4 AND /OR CLAUSE 74 OF THE
COMPANY S BYE-LAWS TO SERVE UNTIL THE NEXT AGM
OF THE COMPANY
3. RE-ELECT MR. CHAN THUAN CHAI AS A DIRECTOR OF Management For *Management Position Unknown
THE COMPANY, WHO RETIRES BY ROTATION IN ACCORDANCE
WITH LISTING RULE 14.4 AND /OR CLAUSE 74 OF THE
COMPANY S BYE-LAWS TO SERVE UNTIL THE NEXT AGM
OF THE COMPANY
4. RE-ELECT MR. CHIA YEW BOON AS A DIRECTOR OF THE Management For *Management Position Unknown
COMPANY, WHO RETIRES BY ROTATION IN ACCORDANCE
WITH LISTING RULE 14.4 AND /OR CLAUSE 74 OF THE
COMPANY S BYE-LAWS TO SERVE UNTIL THE NEXT AGM
OF THE COMPANY
5. RE-ELECT MR. LOH KAI KEONG AS A DIRECTOR OF THE Management For *Management Position Unknown
COMPANY, WHO RETIRES BY ROTATION IN ACCORDANCE
WITH LISTING RULE 14.4 AND /OR CLAUSE 74 OF THE
COMPANY S BYE-LAWS TO SERVE UNTIL THE NEXT AGM
OF THE COMPANY
6. RE-ELECT MR. WONG YU LOON AS A DIRECTOR OF THE Management For *Management Position Unknown
COMPANY, WHO RETIRES BY ROTATION IN ACCORDANCE
WITH LISTING RULE 14.4 AND /OR CLAUSE 74 OF THE
COMPANY S BYE-LAWS TO SERVE UNTIL THE NEXT AGM
OF THE COMPANY
7. APPOINT MESSRS DELOITTE & TOUCHE AS THE AUDITORS Management For *Management Position Unknown
OF THE COMPANY FOR THE CURRENT FY
8. APPROVE, FOR THE PURPOSES OF ASX LISTING RULE Management For *Management Position Unknown
7.2, AS AN EXCEPTION TO THE 15%LIMIT IN THE LISTING
RULE 7.1, THE ISSUANCE FROM TIME TO TIME OF OPTIONS
TO SUBSCRIBE FOR ORDINARY SHARES IN THE COMPANY
TO EMPLOYEES UNDER THE EASYCALL EMPLOYEE SHARE
OPTION PLAN DURING THE 3 YEAR PERIOD COMMENCING
FROM 01 AUG 2006
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 5 of 120
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SINGAPORE TELECOMMUNICATIONS LTD AGM MEETING DATE: 07/28/2006
ISSUER: Y79985175 ISIN: SG1P95920093
SEDOL: B02PY22, B02VD01, B02QGD0
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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1. RECEIVE AND ADOPT THE FINANCIAL STATEMENTS FOR Management For *Management Position Unknown
THE FYE 31 MAR 2006, THE DIRECTORS REPORT AND
THE AUDITORS REPORT THEREON
2. DECLARE A 1ST AND FINAL DIVIDEND OF 10 CENTS Management For *Management Position Unknown
PER SHARE, LESS INCOME TAX, IN RESPECT OF THE
FYE 31 MAR 2006
3. RE-ELECT MR. GRAHAM JOHN BRADLEY INDEPENDENT Management For *Management Position Unknown
MEMBER OF THE AUDIT COMMITTEE , AS A DIRECTOR,
WHO RETIRES BY ROTATION IN ACCORDANCE WITH ARTICLE
97 OF THE COMPANY S ARTICLES OF ASSOCIATION
4. RE-ELECT MR. CHUMPOL NALAMLIENG AS A DIRECTOR, Management For *Management Position Unknown
WHO RETIRES BY ROTATION IN ACCORDANCE WITH ARTICLE
97 OF THE COMPANY S ARTICLES OF ASSOCIATION
5. RE-ELECT MR. LEE HSIEN YANG AS A DIRECTOR, WHO Management For *Management Position Unknown
RETIRES BY ROTATION IN ACCORDANCE WITH ARTICLE
97 OF THE COMPANY S ARTICLES OF ASSOCIATION
6. APPROVE THE DIRECTORS FEES PAYABLE BY THE COMPANY Management For *Management Position Unknown
OF SGD 1,453,000 FOR THE FYE 31 MAR 2006
* TRANSACT ANY OTHER BUSINESS Non-Voting *Management Position Unknown
7. APPOINT DELOITTE & TOUCHE AS THE NEW AUDITORS Management For *Management Position Unknown
OF THE COMPANY, IN PLACE OF THE RETIRING AUDITORS,
PRICEWATERHOUSECOOPERS, UNTIL THE NEXT AGM OF
THE COMPANY AND AUTHORIZE THE DIRECTORS TO DETERMINE
THE REMUNERATION
8. AUTHORIZE THE DIRECTORS TO ISSUE SHARES IN THE Management For *Management Position Unknown
CAPITAL OF THE COMPANY SHARES WHETHER BY WAY
OF RIGHTS, BONUS OR OTHERWISE; AND/OR MAKE OR
GRANT OFFERS, AGREEMENTS OR OPTIONS COLLECTIVELY,
INSTRUMENTS THAT MIGHT OR WOULD REQUIRE SHARES
TO BE ISSUED, INCLUDING BUT NOT LIMITED TO THE
CREATION AND ISSUE OF AS WELL AS ADJUSTMENTS
TO WARRANTS, DEBENTURES OR OTHER INSTRUMENTS
CONVERTIBLE INTO SHARES, AT ANY TIME AND UPON
SUCH TERMS AND CONDITIONS AND FOR SUCH PURPOSES
AND TO SUCH PERSONS AS THE DIRECTORS MAY IN THEIR
ABSOLUTE DISCRETION DEEM FIT; AND NOTWITHSTANDING
THE AUTHORITY CONFERRED BY THIS RESOLUTION MAY
HAVE CEASED TO BE IN FORCE ISSUE SHARES IN PURSUANCE
OF ANY INSTRUMENT MADE OR GRANTED BY THE DIRECTORS
WHILE THIS RESOLUTION WAS IN FORCE, PROVIDED
THAT: THE AGGREGATE NUMBER OF SHARES TO BE ISSUED
PURSUANT TO THIS RESOLUTION INCLUDING SHARES
TO BE ISSUED IN PURSUANCE OF INSTRUMENTS MADE
OR GRANTED PURSUANT TO THIS RESOLUTION) DOES
NOT EXCEED 50% OF THE ISSUED SHARE CAPITAL OF
THE COMPANY, OF WHICH THE AGGREGATE NUMBER OF
SHARES TO BE ISSUED OTHER THAN ON A PRO RATA
BASIS TO SHAREHOLDERS OF THE COMPANY INCLUDING
SHARES TO BE ISSUED IN PURSUANCE OF INSTRUMENTS
MADE OR GRANTED PURSUANT TO THIS RESOLUTION
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 6 of 120
DOES NOT EXCEED 15% OF THE ISSUED SHARE CAPITAL
OF THE COMPANY; SUBJECT TO SUCH MANNER OF CALCULATION
AS MAY BE PRESCRIBED BY THE SINGAPORE EXCHANGE
SECURITIES TRADING LIMITED SGXST FOR THE PURPOSE
OF DETERMINING THE AGGREGATE NUMBER OF SHARES
THAT MAY BE ISSUED, THE PERCENTAGE OF ISSUED
SHARE CAPITAL SHALL BE BASED ON THE ISSUED SHARE
CAPITAL OF THE COMPANY AT THE TIME THIS RESOLUTION
IS PASSED, AFTER ADJUSTING FOR: A) NEW SHARES
ARISING FROM THE CONVERSION OR EXERCISE OF ANY
CONVERTIBLE SECURITIES OR SHARE OPTIONS OR VESTING
OF SHARE AWARDS WHICH ARE OUTSTANDING OR SUBSISTING
AT THE TIME THIS RESOLUTION IS PASSED; AND B)
ANY SUBSEQUENT CONSOLIDATION OR SUB-DIVISION
OF SHARES; IN EXERCISING THE AUTHORITY CONFERRED
BY THIS RESOLUTION, THE COMPANY SHALL COMPLY
WITH THE PROVISIONS OF THE LISTING MANUAL OF
THE SGX-ST AND THE RULES OF ANY OTHER STOCK EXCHANGE
ON WHICH THE SHARES OF THE COMPANY MAY FOR THE
TIME BEING BE LISTED OR QUOTED OTHER EXCHANGE
FOR THE TIME BEING IN FORCE UNLESS SUCH COMPLIANCE
HAS BEEN WAIVED BY THE SGX-ST OR, AS THE CASE
MAY BE, THE OTHER EXCHANGE AND THE ARTICLES
OF ASSOCIATION FOR THE TIME BEING OF THE COMPANY;
AND AUTHORITY EXPIRES THE EARLIER OF THE OF
THE NEXT AGM OF THE COMPANY OR THE DATE BY WHICH
THE NEXT AGM OF THE COMPANY IS REQUIRED BY LAW
TO BE HELD
9. AUTHORIZE THE DIRECTORS TO ALLOT AND ISSUE FROM Management For *Management Position Unknown
TIME TO TIME SUCH NUMBER OF SHARES IN THE CAPITAL
OF THE COMPANY AS MAY BE REQUIRED TO BE ISSUED
PURSUANT TO THE EXERCISE OF OPTIONS UNDER THE
SINGAPORE TELECOM SHARE OPTION SCHEME 1999 1999
SCHEME , PROVIDED ALWAYS THAT THE AGGREGATE NUMBER
OF SHARES TO BE ISSUED PURSUANT TO THE 1999 SCHEME
SHALL NOT EXCEED 5% OF THE TOTAL NUMBER OF ISSUED
SHARES IN THE CAPITAL OF THE COMPANY FROM TIME
TO TIME AS CALCULATED IN ACCORDANCE WITH THE
RULES OF THE 1999 SCHEME
10. AUTHORIZE THE DIRECTORS TO GRANT AWARDS IN ACCORDANCE Management For *Management Position Unknown
WITH THE PROVISIONS OF THE SINGTEL PERFORMANCE
SHARE PLAN SHARE PLAN AND TO ALLOT AND ISSUE
FROM TIME TO TIME SUCH NUMBER OF FULLY PAID-UP
SHARES IN THE CAPITAL OF THE COMPANY AS MAY BE
REQUIRED TO BE ISSUED PURSUANT TO THE VESTING
OF AWARDS UNDER THE SHARE PLAN, PROVIDED ALWAYS
THAT THE AGGREGATE NUMBER OF SHARES TO BE ISSUED
PURSUANT TO THE 1999 SCHEME AND THE SHARE PLAN
SHALL NOT EXCEED 10% OF THE TOTAL NUMBER OF ISSUED
SHARES IN THE CAPITAL OF THE COMPANY FROM TIME
TO TIME
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SINGAPORE TELECOMMUNICATIONS LTD EGM MEETING DATE: 07/28/2006
ISSUER: Y79985175 ISIN: SG1P95920093
SEDOL: B02PY22, B02VD01, B02QGD0
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VOTE GROUP: GLOBAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 7 of 120
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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S.1 AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY Management For *Management Position Unknown
AS SPECIFIED
2. AUTHORIZE THE DIRECTORS OF THE COMPANY, FOR THE Management For *Management Position Unknown
PURPOSES OF SECTIONS 76C AND 76E OF THE COMPANIES
ACT, CHAPTER 50 THE COMPANIES ACT , TO PURCHASE
OR OTHERWISE ACQUIRE ISSUED ORDINARY SHARES IN
THE CAPITAL OF THE COMPANY SHARES , NOT EXCEEDING
IN AGGREGATE THE MAXIMUM LIMIT, AT SUCH PRICES
AS MAY BE DETERMINED BY THE DIRECTORS FROM TIME
TO TIME UP TO THE MAXIMUM PRICE, WHETHER BY WAY
OF MARKET PURCHASES ON THE SINGAPORE EXCHANGE
SECURITIES TRADING LIMITED SGX-ST AND/OR ANY
OTHER STOCK EXCHANGE ON WHICH THE SHARES MAY
FOR THE TIME BEING BE LISTED OR QUOTED OTHER
EXCHANGE AND/OR OFF-MARKET PURCHASES IF EFFECTED
OTHERWISE THAN ON THE SGX-ST OR, AS THE CASE
MAY BE, OTHER EXCHANGE IN ACCORDANCE WITH ANY
EQUAL ACCESS SCHEME(S) WHICH SATISFIES THE CONDITIONS
PRESCRIBED BY THE COMPANIES ACT, AND OTHERWISE
IN ACCORDANCE WITH ALL OTHER LAWS AND REGULATIONS
AND RULES OF THE SGX-ST OR OTHER EXCHANGE THE
SHARE PURCHASE MANDATE ; AND AUTHORIZE THE DIRECTORS
OF THE COMPANY AND/OR ANY OF THEM TO COMPLETE
AND DO ALL SUCH ACTS AND THINGS INCLUDING EXECUTING
SUCH DOCUMENTS AS MAY BE REQUIRED AS THEY AND/OR
HE MAY CONSIDER EXPEDIENT OR NECESSARY TO GIVE
EFFECT TO THE TRANSACTIONS CONTEMPLATED AND/OR
AUTHORIZED BY THIS RESOLUTION; AND AUTHORITY
EXPIRES THE EARLIER OF THE DATE OF THE NEXT AGM
OF THE COMPANY OR THE DATE OF THE NEXT AGM OF
THE COMPANY AS REQUIRED BY THE LAW
3. APPROVE, PURSUANT TO EXCEPTION 9 IN RULE 7.2 Management For *Management Position Unknown
OF THE LISTING RULES OF AUSTRALIAN STOCK EXCHANGE
LIMITED ASX , THE ISSUE OF SHARES UNDER THE
SINGTEL PERFORMANCE SHARE PLAN AS AN EXCEPTION
TO RULE 7.1 OF THE ASX LISTING RULES
4. APPROVE, FOR THE PURPOSES OF RULE 10.14 OF THE Management For *Management Position Unknown
ASX LISTING RULES, THE PARTICIPATION BY THE RELEVANT
PERSON IN THE SINGTEL PERFORMANCE SHARE PLAN
AS SPECIFIED
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SINGAPORE TELECOMMUNICATIONS LTD EGM MEETING DATE: 07/28/2006
ISSUER: Y79985175 ISIN: SG1P95920093
SEDOL: B02PY22, B02VD01, B02QGD0
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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S.1 APPROVE, PURSUANT TO ARTICLE 11(A) OF THE ARTICLES Management For *Management Position Unknown
OF ASSOCIATION OF THE COMPANY AND SUBJECT TOT
THE CONFIRMATION OF THE HIGH COURT OF THE REPUBLIC
OF SINGAPORE: 1) TO REDUCE THE PAID-UP SHARE
CAPITAL OF THE COMPANY OF A MAXIMUM OF SGD 4,904,381857.18
COMPRISING A MAXIMUM OF 16,772,138,403 ORDINARY
SHARES THE SHARES BY A MAXIMUM OF SGD 2,297,782,960.80,
AND SUCH REDUCTION BE MADE OUT OF THE CONTRIBUTED
CAPITAL AS HEREINAFTER DEFINED OF THE COMPANY
AND BE EFFECTED BY CANCELING, SUBJECT TO THE
ROUNDING-UP AS DEFINED , ONE SHARE FOR EVERY
20 SHARES THE REDUCTION RATIO HELD BY OR ON
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 8 of 120
BEHALF OF THE RELEVANT SHAREHOLDERS AS DEFINED
AS AT A BOOKS CLOSURE DATE TO BE DETERMINED
BY THE DIRECTORS THE BOOKS CLOSURE DATE AND
RETURNING TO EACH RELEVANT SHAREHOLDERS THE AMOUNT
OF SGD 2.74 FOR EACH SHARE HELD BY OR ON BEHALF
OF SUCH RELEVANT SHAREHOLDERS SO CANCELLED; AND
TO CANCEL THE NUMBER OF SHARES FROM EACH RELEVANT
SHAREHOLDER, PURSUANT TO THE REDUCTION RATION
BE REDUCED BY ROUNDING-UP WHERE APPLICABLE
TO THE NEAREST MULTIPLE OF 10 SHARES THE ROUNDING-UP
THE RESULTANT NUMBER OF SHARES THAT WOULD HAVE
BEEN HELD BY OR ON BEHALF OF EACH RELEVANT SHAREHOLDER
FOLLOWING THE PROPOSED CANCELLATION OF SHARES
PURSUANT TO THE REDUCTION RATIO, IN THE EVENT
THAT THE RESULTANT NUMBER OF SHARES ARISING FROM
THE ROUNDING-UP: I) IS GREATER THAN THE NUMBER
OF SHARES HELD BY OR ON BEHALF OF SUCH RELEVANT
SHAREHOLDER AS AT THE BOOKS CLOSURE DATE, NO
ROUNDING-UP WILL BE APPLIED AND THE NUMBER OF
SHARES PROPOSED TO BE CANCELED FROM SUCH RELEVANT
SHAREHOLDERS SHALL BE THE NUMBER OF SHARES CANCELLED
BASED SOLELY ON THE REDUCTION RATIO; OR II) IS
EQUAL TO THE NUMBER OF SHARES HELD BY OR ON BEHALF
OF SUCH RELEVANT SHAREHOLDER AS AT THE BOOKS
CLOSURE DATE, ON SHARES SHALL BE CANCELLED FROM
SUCH RELEVANT SHAREHOLDER; 2) AUTHORIZE THE DIRECTORS
AND EACH OF THEM TO DO ALL ACTS AND THINGS AND
TO EXECUTE ALL SUCH DOCUMENTS AS THEY OR HE MAY
CONSIDER NECESSARY OR EXPEDIENT TO GIVE EFFECT
TO THIS RESOLUTION
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HELLENIC TELECOMMUNICATIONS ORGANIZATION S A AGM MEETING DATE: 07/31/2006
ISSUER: X3258B102 ISIN: GRS260333000 BLOCKING
SEDOL: 5051605, B02NXN0, 5437506
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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* PLEASE NOTE THAT THE MEETING HELD ON 18 JUL 2006 Non-Voting *Management Position Unknown
HAS BEEN POSTPONED DUE TO LACK OF QUORUM AND
THAT THE SECOND CONVOCATION WILL BE HELD ON 31
JUL 2006. PLEASE ALSO NOTE THE NEW CUTOFF DATE
IS 20 JUL 2006. IF YOU HAVE ALREADY SENT YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
* PLEASE NOTE THAT THIS IS AN OGM. THANK YOU. Non-Voting *Management Position Unknown
Take No
1. APPROVE THE CANCELLATION OF 432,490 OWN SHARES Management Action *Management Position Unknown
FOLLOWING THE 3 YEAR PERIOD SINCE THEIR ACQUISITION
WITH SUBSEQUENT REDUCTION OF SHARE CAPITAL ARTICLE
5 OF THE COMPANY S ARTICLES OF ASSOCIATION BY
AN AMOUNT EQUAL TO THE ONE OF THE SHARES CANCELLED,
AS PER ARTICLE 16, PARAGRAPH 12 OF CODIFIED LAW
2190/1920, TRANSFER TO THE PURCHASE PROCEEDS
TO EXTRAORDINARY RESERVES
Take No
2. AMEND THE ARTICLES OF ASSOCIATION 5 SHARE CAPITAL Management Action *Management Position Unknown
, 25 QUORUM AND MAJORITY , 33 PROFITS DISTRIBUTION
OF THE CURRENT COMPANY S ARTICLES OF ASSOCIATION,
WHICH AFTER THE MODIFICATION AND NEW NUMBERING
AFTER THE DECISION MADE BY THE SHAREHOLDERS OGM
ON 22 JUN 2006 HAVE THE NUMBERS 5, 24 AND 32
RESPECTIVELY AND CODIFICATION OF THE COMPANY
S ARTICLES OF ASSOCIATION
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 9 of 120
Take No
3. AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management Action *Management Position Unknown
THE COMPANY S SHARE CAPITAL OR ISSUE WITHIN 5
YEARS FROM THE RELATED RESOLUTION OF THE GENERAL
ASSEMBLY, BOND LOANS FOR AMOUNTS EQUAL TO THE
SAID SHARE CAPITAL AS IT WAS ON THE DAY OF THE
SAID RESOLUTION OF THE GENERAL ASSEMBLY ABOVE,
PURSUANT TO ARTICLE 13 PARAGRAPH 1 INTENT B IN
CONJUNCTION WITH ARTICLE 3A PARAGRAPH 1 INTENT
B OF THE CODIFIED LAW 2190/1920, IN CONJUNCTION
WITH THE APPROPRIATE PROVISIONS OF THE COMPANY
S ARTICLES OF ASSOCIATION
Take No
4. MISCELLANEOUS ANNOUNCEMENTS Other Action *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
TIVO INC. TIVO ANNUAL MEETING DATE: 08/02/2006
ISSUER: 888706108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MICHAEL RAMSAY Management For For
RANDY KOMISAR Management For For
GEOFFREY Y. YANG Management For For
02 TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY Management For For
S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
JANUARY 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
ABC COMMUNICATIONS (HOLDINGS) LTD AGM MEETING DATE: 08/23/2006
ISSUER: G0030Z109 ISIN: BMG0030Z1095
SEDOL: B02TBT0, 6002862, 5571277
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE AUDITED STATEMENT OF THE ACCOUNTS Management For *Management Position Unknown
AND THE REPORTS OF THE DIRECTORS AND THE AUDITORS
FOR THE FYE 31 MAR 2006
2. DECLARE A FINAL DIVIDEND Management For *Management Position Unknown
3. RE-ELECT THE DIRECTORS Management For *Management Position Unknown
4. RE-APPOINT THE AUDITORS AND FIX THEIR REMUNERATION Management For *Management Position Unknown
5. APPROVE THAT FOR THE PERIOD UP UNTIL THE NEXT Management For *Management Position Unknown
AGM THAT THE DIRECTORS FEES TO BE PAID TO EACH
OF THE DIRECTORS BE OF SUCH SUM NOT EXCEEDING
HKD 50,000 AS THE BOARD OF DIRECTORS DETERMINE
6.1 AUTHORIZE THE DIRECTORS OF THE COMPANY, IN SUBSTITUTION Management For *Management Position Unknown
OF THE AUTHORITY GRANTED AT THE GENERAL MEETING
ON 16 AUG 2005, TO ALLOT, ISSUE AND DEAL WITH
ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY,
INCLUDING MAKING OR GRATING OFFERS, AGREEMENTS
AND OPTIONS WHICH WOULD OR MIGHT REQUIRE SHARES
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 10 of 120
TO BE ALLOTTED, ISSUED DEALT WITH WHETHER DURING
OR AFTER THE END OF THE RELEVANT PERIOD, OTHERWISE
THAN PURSUANT TO A RIGHTS ISSUE WHERE SHARES
ARE OFFERED TO EQUITY HOLDERS ON A FIXED RECORD
DATE IN PROPORTION TO THEIR THEN HOLDINGS OF
SUCH SHARES SUBJECT TO SUCH EXCLUSIONS OR OTHER
ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY
OR EXPEDIENT IN RELATION TO FRACTIONAL ENTITLEMENTS
OR HAVING REGARD TO ANY RESTRICTIONS OR OBLIGATIONS
UNDER THE LAWS OF OR THE REQUIREMENTS OF, ANY
RECOGNIZED REGULATORY BODY OR ANY STOCK EXCHANGE
IN, ANY TERRITORY OUT HONG KONG , NOT EXCEEDING
20% OF THE AGGREGATE NOMINAL AMOUNT OF THE SHARE
CAPITAL OF THE COMPANY IN ISSUE AT THE DATE OF
PASSING THIS RESOLUTION, OTHERWISE THAN PURSUANT
TO A RIGHTS ISSUE; AUTHORITY EXPIRES THE EARLIER
OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY
OR THE EXPIRATION OF THE PERIOD WITHIN WHICH
THE NEXT AGM OF THE COMPANY IS REQUIRED BY ANY
APPLICABLE LAW OF BERMUDA OR THE BYE-LAWS OF
THE COMPANY BYE-LAWS TO BE HELD
6.2 AUTHORIZE THE DIRECTORS OF THE COMPANY, IN SUBSTITUTION Management For *Management Position Unknown
OF THE AUTHORITY GRANTED AT THE GENERAL MEETING
OF THE COMPANY ON 16 AUG 2005, SUBJECT TO AND
IN ACCORDANCE WITH ALL APPLICABLE LAWS, RULES
AND REGULATIONS, TO REPURCHASE SHARES IN THE
CAPITAL OF THE COMPANY, DURING THE RELEVANT PERIOD,
NOT EXCEEDING 10% OF THE AGGREGATE NOMINAL AMOUNT
OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE
AT THE DATE OF PASSING THIS RESOLUTION; AUTHORITY
EXPIRES THE EARLIER OF THE CONCLUSION OF THE
NEXT AGM OF THE COMPANY OR THE EXPIRATION OF
THE PERIOD WITHIN WHICH THE NEXT AGM OF THE COMPANY
IS REQUIRED BY ANY APPLICABLE LAW OF BERMUDA
OR THE BYE-LAWS TO BE HELD
6.3 APPROVE, CONDITIONAL UPON THE PASSING OF RESOLUTIONS Management For *Management Position Unknown
6.1 AND 6.2, TO ADD AGGREGATE NOMINAL AMOUNT
OF THE SHARES REPURCHASED BY THE COMPANY PURSUANT
TO AND IN ACCORDANCE WITH RESOLUTION 6.2, TO
THE AGGREGATE NOMINAL AMOUNT OF THE SHARES THAT
MAY BE ALLOTTED BY THE DIRECTORS OF THE COMPANY
PURSUANT TO AND IN ACCORDANCE WITH RESOLUTION
6.1
S.7 AMEND THE BYE-LAW 70, 103, 104, 107 AND 112(B) Management For *Management Position Unknown
OF THE BYE-LAWS OF THE COMPANYBY DELETING ITS
ENTIRETY AND REPLACING WITH THE NEW ONES AS SPECIFIED
- ------------------------------------------------------------------------------------------------------------------------------------
CALIFORNIA MICRO DEVICES CORPORATION CAMD ANNUAL MEETING DATE: 08/24/2006
ISSUER: 130439102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT V. DICKINSON Management For For
WADE F. MEYERCORD Management For For
DR. EDWARD C. ROSS Management For For
DR. DAVID W. SEAR Management For For
DR. JOHN L. SPRAGUE Management For For
DAVID L. WITTROCK Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 11 of 120
05 PROPOSAL TO AMEND THE 1995 EMPLOYEE STOCK PURCHASE Management For For
PLAN TO INCREASE THE TOTAL NUMBER OF SHARES RESERVED
FOR ISSUANCE THEREUNDER BY 400,000 SHARES FROM
1,340,000 SHARES TO 1,740,000 SHARES.
04 PROPOSAL TO AMEND THE 2004 OMNIBUS INCENTIVE Management Against Against
COMPENSATION PLAN TO INCREASE THE TOTAL NUMBER
OF SHARES RESERVED FOR ISSUANCE THEREUNDER BY
1,000,000 SHARES FROM 2,880,390 SHARES TO 3,880,390
SHARES.
03 PROPOSAL TO AUTHORIZE AND APPROVE A CHANGE OF Management For For
THE COMPANY S DOMICILE FROM CALIFORNIA TO DELAWARE
EFFECTED BY THE MERGER OF THE COMPANY, A CALIFORNIA
CORPORATION, WITH AND INTO CMD REINCORPORATION
CORPORATION, A NEWLY FORMED WHOLLY-OWNED SUBSIDIARY
INCORPORATED UNDER THE DELAWARE GENERAL CORPORATION
LAW FOR THE PURPOSE OF EFFECTING THE CHANGE OF
DOMICILE.
02 PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT THORNTON Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
OF THE COMPANY FOR THE FISCAL YEAR ENDING MARCH
31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
CHARTER COMMUNICATIONS, INC. CHTR ANNUAL MEETING DATE: 08/29/2006
ISSUER: 16117M107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT P. MAY Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
- ------------------------------------------------------------------------------------------------------------------------------------
LUCENT TECHNOLOGIES INC. LU SPECIAL MEETING DATE: 09/07/2006
ISSUER: 549463107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF APRIL 2, 2006, BY AND AMONG LUCENT
TECHNOLOGIES INC., ALCATEL, AND AURA MERGER SUB,
INC., AND THE TRANSACTIONS CONTEMPLATED BY THE
AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL
2, 2006, BY AND AMONG LUCENT TECHNOLOGIES INC.,
ALCATEL, AND AURA MERGER SUB, INC.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 12 of 120
- ------------------------------------------------------------------------------------------------------------------------------------
TELEFONICA DE ARGENTINA S.A. TAR SPECIAL MEETING DATE: 09/07/2006
ISSUER: 879378404 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 REDUCTION OF THE CAPITAL STOCK DUE TO THE CANCELLATION Management For For
OF 2,355 CLASS B TREASURY SHARES, THAT IS, FROM
$ 1,746,052,429 TO $ 1,746,050,074, AS SET FORTH
IN AGENDA ITEM 2, OF THE COMPANY S NOTICE OF
MEETING ENCLOSED HEREWITH. NOTE: THE SYMBOL
$ MEANS ARGENTINE PESO .
03 VOLUNTARY REDUCTION OF THE CAPITAL STOCK (SECTION Management For For
203, LAW NO. 19,550) BY $ 1,047,630,044.40, THAT
IS, FROM $ 1,746,050,074 TO $ 698,420,029.6,
SUBJECT TO THE AUTHORIZATION BY THE BUENOS AIRES
STOCK EXCHANGE, ALL AS MORE FULLY DESCRIBED IN
THE AGENDA.
- ------------------------------------------------------------------------------------------------------------------------------------
TELEPHONE AND DATA SYSTEMS, INC. TDS ANNUAL MEETING DATE: 09/12/2006
ISSUER: 879433100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
C.D. O'LEARY Management For For
M.H. SARANOW Management For For
M.L. SOLOMON Management For For
H.S. WANDER Management For For
02 RATIFY ACCOUNTANTS FOR 2006 Management For For
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
C.D. O'LEARY Management For For
M.H. SARANOW Management For For
M.L. SOLOMON Management For For
H.S. WANDER Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
UNITED STATES CELLULAR CORPORATION USM ANNUAL MEETING DATE: 09/14/2006
ISSUER: 911684108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
H.J. HARCZAK, JR. Management For For
02 RATIFY ACCOUNTANTS FOR 2006. Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 13 of 120
- ------------------------------------------------------------------------------------------------------------------------------------
CENTENNIAL COMMUNICATIONS CORP. CYCL ANNUAL MEETING DATE: 09/28/2006
ISSUER: 15133V208 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ANTHONY J. DE NICOLA Management For For
JAMES R. MATTHEWS Management For For
THOMAS E. MCINERNEY Management For For
JAMES P. PELLOW Management For For
RAYMOND A. RANELLI Management For For
ROBERT D. REID Management For For
SCOTT N. SCHNEIDER Management For For
MICHAEL J. SMALL Management For For
J. STEPHEN VANDERWOUDE Management For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY Management Against Against
S 1999 STOCK OPTION AND RESTRICTED STOCK PURCHASE
PLAN TO INCREASE THE NUMBER OF SHARES ISSUABLE
THEREUNDER BY 3,000,000 SHARES.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE
COMPANY FOR THE FISCAL YEAR ENDING MAY 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOM CORPORATION OF NEW ZEALAND L NZT ANNUAL MEETING DATE: 10/05/2006
ISSUER: 879278208 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
03 TO RE-ELECT MR. MCGEOCH AS A DIRECTOR. Management For For
02 TO RE-ELECT MR. MCLEOD AS A DIRECTOR. Management For For
01 TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION Management For For
OF THE AUDITORS.
- ------------------------------------------------------------------------------------------------------------------------------------
MAGYAR TELEKOM LTD. MTA SPECIAL MEETING DATE: 10/09/2006
ISSUER: 559776109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 AMENDMENT OF THE ARTICLES OF ASSOCIATION OF THE Management For For
COMPANY
03 AMENDMENT OF THE RULES OF PROCEDURE OF THE SUPERVISORY Management For For
BOARD
04 ELECTION OF THE MEMBERS OF THE BOARDS OF DIRECTORS Management For For
05 ELECTION OF THE MEMBERS OF THE SUPERVISORY BOARD Management For For
06 ELECTION OF THE MEMBERS OF THE AUDIT COMMITTEE Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 14 of 120
- ------------------------------------------------------------------------------------------------------------------------------------
NEWS CORPORATION NWSA ANNUAL MEETING DATE: 10/20/2006
ISSUER: 65248E203 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOSE MARIA AZNAR Management For For
LACHLAN K. MURDOCH Management For For
THOMAS J. PERKINS Management For For
ARTHUR M. SISKIND Management For For
JOHN L. THORNTON Management For For
02 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY Management For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JUNE 30, 2007.
03 APPROVAL OF AMENDED AND RESTATED RIGHTS PLAN. Management Against Against
04 STOCKHOLDER PROPOSAL ON THE ANNUAL ELECTION OF Shareholder Against For
DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------------------------
BRITISH SKY BROADCASTING GROUP PLC BSY ANNUAL MEETING DATE: 11/03/2006
ISSUER: 111013108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
14 TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS (SPECIAL Management For For
RESOLUTION)
13 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES UNDER Management For For
SECTION 80 COMPANIES ACT 1985
12 TO AUTHORISE THE DIRECTORS TO MAKE EU POLITICAL Management For For
DONATIONS AND INCUR EU POLITICAL EXPENDITURE
UNDER THE PPER ACT 2000
11 TO APPROVE THE REPORT ON DIRECTORS REMUNERATION Management For For
FOR THE YEAR ENDED 30 JUNE 2006
10 TO REAPPOINT DELOITTE & TOUCHE LLP AS AUDITORS Management For For
AND TO AUTHORISE THE DIRECTORS TO AGREE THEIR
REMUNERATION
09 TO REAPPOINT ARTHUR SISKIND AS A DIRECTOR Management For For
08 TO REAPPOINT RUPERT MURDOCH AS A DIRECTOR Management For For
07 TO REAPPOINT DAVID DEVOE AS A DIRECTOR Management For For
06 TO REAPPOINT JACQUES NASSER AS A DIRECTOR (MEMBER Management For For
OF THE REMUNERATION COMMITTEE)
05 TO REAPPOINT JAMES MURDOCH AS A DIRECTOR Management For For
04 TO REAPPOINT NICHOLAS FERGUSON AS A DIRECTOR Management For For
(MEMBER OF THE REMUNERATION COMMITTEE)
03 TO REAPPOINT CHASE CAREY AS A DIRECTOR Management For For
02 TO DECLARE A FINAL DIVIDEND Management For For
01 TO RECEIVE THE FINANCIAL STATEMENTS FOR THE YEAR Management For For
ENDED 30 JUNE 2006
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 15 of 120
- ------------------------------------------------------------------------------------------------------------------------------------
FREESCALE SEMICONDUCTOR, INC. FSL SPECIAL MEETING DATE: 11/13/2006
ISSUER: 35687M206 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, Management For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
01 TO CONSIDER AND VOTE ON A PROPOSAL TO ADOPT THE Management For For
AGREEMENT AND PLAN OF MERGER, DATED AS OF SEPTEMBER
15, 2006, BY AND AMONG FREESCALE SEMICONDUCTOR,
INC., FIRESTONE HOLDINGS LLC, A DELAWARE LIMITED
LIABILITY COMPANY, AND FIRESTONE ACQUISITION
CORPORATION, A DELAWARE CORPORATION AND AN INDIRECT
WHOLLY OWNED SUBSIDIARY OF FIRESTONE HOLDINGS
LLC.
- ------------------------------------------------------------------------------------------------------------------------------------
TELE NORTE LESTE PARTICIPACOES S.A. TNE SPECIAL MEETING DATE: 11/13/2006
ISSUER: 879246106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE STOCK SWAP (INCORPORACAO DE ACOES) Management For For
OF THE PREFERRED AND ORDINARY SHARES OF TELE
NORTE LESTE PARTICIPACOES S.A. FOR THE NEWLY
ISSUED ORDINARY SHARES OF TELEMAR PARTICIPACOES
S.A., AS MORE FULLY DESCRIBED IN THE ACCOMPANYING
PROSPECTUS AND PROTOCOL FOR STOCK SWAP OF TELE
NORTE LESTE PARTICIPACOES S.A. INTO TELEMAR PARTICIPACOES
S.A.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 16 of 120
- ------------------------------------------------------------------------------------------------------------------------------------
TELE NORTE LESTE PARTICIPACOES S.A. TNE SPECIAL MEETING DATE: 11/13/2006
ISSUER: 879246106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE STOCK SWAP (INCORPORACAO DE ACOES) Management For For
OF THE PREFERRED AND ORDINARY SHARES OF TELE
NORTE LESTE PARTICIPACOES S.A. FOR THE NEWLY
ISSUED ORDINARY SHARES OF TELEMAR PARTICIPACOES
S.A., AS MORE FULLY DESCRIBED IN THE ACCOMPANYING
PROSPECTUS AND PROTOCOL FOR STOCK SWAP OF TELE
NORTE LESTE PARTICIPACOES S.A. INTO TELEMAR PARTICIPACOES
S.A.
- ------------------------------------------------------------------------------------------------------------------------------------
TELE NORTE LESTE PARTICIPACOES S.A. TNE SPECIAL MEETING DATE: 11/13/2006
ISSUER: 879246106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE STOCK SWAP (INCORPORACAO DE ACOES) Management For For
OF THE PREFERRED AND ORDINARY SHARES OF TELE
NORTE LESTE PARTICIPACOES S.A. FOR THE NEWLY
ISSUED ORDINARY SHARES OF TELEMAR PARTICIPACOES
S.A., AS MORE FULLY DESCRIBED IN THE ACCOMPANYING
PROSPECTUS AND PROTOCOL FOR STOCK SWAP OF TELE
NORTE LESTE PARTICIPACOES S.A. INTO TELEMAR PARTICIPACOES
S.A.
- ------------------------------------------------------------------------------------------------------------------------------------
JDS UNIPHASE CORPORATION JDSU ANNUAL MEETING DATE: 11/14/2006
ISSUER: 46612J101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RICHARD E. BELLUZZO Management For For
HAROLD L. COVERT Management For For
MASOOD JABBAR Management For For
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR JDS UNIPHASE CORPORATION FOR THE FISCAL
YEAR ENDING JUNE 30, 2007.
02 TO APPROVE JDS UNIPHASE CORPORATION S AMENDED Management Against Against
AND RESTATED 2003 EQUITY INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
TELSTRA CORPORATION LIMITED TLS ANNUAL MEETING DATE: 11/14/2006
ISSUER: 87969N204 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
05 THAT THE CONSTITUTION TABLED AT THE MEETING, Management For *Management Position Unknown
AND SIGNED BY THE CHAIRMAN OF THE MEETING FOR
THE PURPOSES OF IDENTIFICATION, BE ADOPTED AS
THE CONSTITUTION OF THE COMPANY, IN PLACE OF
THE PRESENT CONSTITUTION, WITH EFFECT FROM THE
CLOSE OF THE MEETING.
4I ELECTION OF DIRECTOR: MR STEPHEN MAYNE. Management For *Management Position Unknown
4H ELECTION OF DIRECTOR: MR JOHN ZEGLIS. Management For *Management Position Unknown
4G ELECTION OF DIRECTOR: MR PETER WILLCOX. Management For *Management Position Unknown
4F ELECTION OF DIRECTOR: MR GEOFFREY COUSINS. Management For *Management Position Unknown
4E ELECTION OF DIRECTOR: MR ANGE KENOS. Management For *Management Position Unknown
4D ELECTION OF DIRECTOR: MR LEONARD COOPER. Management For *Management Position Unknown
4C RE-ELECTION OF DIRECTOR: DR JOHN STOCKER. Management For *Management Position Unknown
4B RE-ELECTION OF DIRECTOR: MR. CHARLES MACEK. Management For *Management Position Unknown
4A ELECTION OF DIRECTOR: MR MERVYN VOGT. Management For *Management Position Unknown
03 TO DISCUSS THE COMPANY S FINANCIAL STATEMENTS Management For *Management Position Unknown
AND REPORTS FOR THE YEAR ENDED 30 JUNE 2006.
02 TO ADOPT THE REMUNERATION REPORT FOR THE FINANCIAL Management For *Management Position Unknown
YEAR ENDED 30 JUNE 2006.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 17 of 120
- ------------------------------------------------------------------------------------------------------------------------------------
MAGYAR TELEKOM PLC MTA SPECIAL MEETING DATE: 11/15/2006
ISSUER: 559776109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 DECISION ON THE ANNUAL REPORT OF THE COMPANY Management For For
AND ON THE USE OF THE PROFIT AFTER TAX EARNED
IN 2005.
03 ELECTION OF THE COMPANY S AUDITOR AND DETERMINATION Management For For
OF ITS REMUNERATION.
- ------------------------------------------------------------------------------------------------------------------------------------
CHAMPION TECHNOLOGY HOLDINGS LIMITED AGM MEETING DATE: 11/22/2006
ISSUER: G2033C194 ISIN: BMG2033C1947
SEDOL: B01XWF6, 6523482
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND APPROVE THE AUDITED FINANCIAL STATEMENTS Management For *Management Position Unknown
AND THE REPORTS OF THE DIRECTORS AND THE AUDITORS
FOR THE YE 30 JUN 2006
2. DECLARE A FINAL DIVIDEND OF 3.3 HONG KONG CENTS Management For *Management Position Unknown
PER SHARE FOR THE YE 30 JUN 2006
3.I ELECT MR. PAUL KAN MAN LOK AS A DIRECTOR Management For *Management Position Unknown
3.II ELECT MR. LAI YAT KWONG AS A DIRECTOR Management For *Management Position Unknown
3.iii ELECT MR. FRANK BLEACKLEY AS A DIRECTOR Management For *Management Position Unknown
3.IV AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION Management For *Management Position Unknown
OF THE DIRECTORS
4. APPOINT THE AUDITORS AND AUTHORIZE THE BOARD Management For *Management Position Unknown
OF DIRECTORS TO FIX THEIR REMUNERATION
5.A APPROVE THE CREATION OF SUCH NUMBER OF UNITS Management For *Management Position Unknown
OF WARRANTS NEW WARRANTS TO SUBSCRIBE AT ANY
TIME DURING A PERIOD OF 1 YEAR FROM THE DATE
OF ISSUE THEREOF FOR SHARES IN THE CAPITAL OF
THE COMPANY EQUAL TO 20% OF THE NUMBER OF SHARES
OF THE COMPANY IN ISSUE ON 27 FEB 2007 ON THE
TERMS AND CONDITIONS AS SPECIFIED AND AUTHORIZE
THE DIRECTORS OF THE COMPANY TO ISSUE THE NEW
WARRANTS TO SHAREHOLDERS OF THE COMPANY ON THE
REGISTER OF THE MEMBERS ON 22 NOV 2006 IN PROPORTION
AS NEARLY AS MAY BE TO THEIR THEN SHAREHOLDINGS
IN THE COMPANY SUBJECT TO THE TERMS AND CONDITIONS
AS SPECIFIED AND TO ALLOT AND ISSUE TO HOLDERS
OF ANY NEW WARRANTS UPON THE DUE EXERCISE OF
THE SUBSCRIPTION RIGHTS ATTACHING THERETO THE
APPROPRIATE NUMBER OF SHARES IN THE CAPITAL OF
THE COMPANY
5.B AUTHORIZE THE DIRECTORS OF THE COMPANY, TO ALLOT Management For *Management Position Unknown
SHARES AND TO MAKE AND GRANTOFFERS, AGREEMENTS
AND OPTIONS WHICH WOULD OR MIGHT REQUIRE SHARES
TO BE ALLOTTED DURING AND AFTER THE RELEVANT
PERIOD, NOT EXCEEDING THE 20% OF THE AGGREGATE
NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL OF
THE COMPANY, OTHERWISE THAN PURSUANT TO A RIGHTS
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 18 of 120
ISSUE OR A SCRIP DIVIDEND SCHEME OR SIMILAR ARRANGEMENT
OF THE COMPANY OR THE EXERCISE OF THE SUBSCRIPTION
RIGHTS UNDER THE EXISTING WARRANTS OF THE COMPANY
OR THE NEW WARRANTS TO BE ISSUED AS SPECIFIED
IN RESOLUTION 5.A; AUTHORITY THE EARLIER OF
THE CONCLUSION OF THE NEXT AGM OF THE COMPANY
OR THE EXPIRATION OF THE PERIOD WITHIN WHICH
THE NEXT AGM OF THE COMPANY IS REQUIRED TO BE
HELD BY THE BYE-LAWS OF THE COMPANY OR ANY APPLICABLE
LAW
5.C AUTHORIZE THE DIRECTORS OF THE COMPANY, TO PURCHASE Management For *Management Position Unknown
ITS OWN SHARES AND WARRANTS, SUBJECT TO AND IN
ACCORDANCE WITH ALL APPLICABLE LAWS DURING THE
RELEVANT PERIOD, NOT EXCEEDING 10% OF THE AGGREGATE
NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY
IN ISSUE AND 10% OF THE EXISTING WARRANTS OF
THE COMPANY OUTSTANDING AS AT THE DATE OF THIS
RESOLUTION; AUTHORITY EXPIRES THE EARLIER AT
THE CONCLUSION OF THE NEXT AGM OF THE COMPANY
OR THE EXPIRATION OF THE PERIOD WITHIN WHICH
THE NEXT AGM OF THE COMPANY IS REQUIRED TO BE
HELD BY THE BYE-LAWS OF THE COMPANY OR ANY APPLICABLE
LAW
5.D APPROVE, CONDITIONAL UPON PASSING RESOLUTION Management For *Management Position Unknown
5.C, THE AGGREGATE NOMINAL AMOUNT OF THE NUMBER
OF SHARES IN THE CAPITAL OF THE COMPANY WHICH
ARE REPURCHASED BY THE COMPANY UNDER THE AUTHORITY
GRANTED TO THE DIRECTORS OF THE COMPANY AS SPECIFIED
IN RESOLUTION 5.C SHALL BE ADDED TO THE AGGREGATE
NOMINAL AMOUNT OF SHARE CAPITAL THAT MAY BE ALLOTTED
OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO
BE ALLOTTED BY THE DIRECTORS OF THE COMPANY PURSUANT
TO RESOLUTION 5.B
- ------------------------------------------------------------------------------------------------------------------------------------
CHINA UNICOM LIMITED CHU SPECIAL MEETING DATE: 12/01/2006
ISSUER: 16945R104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 THE TRANSFER AGREEMENT DATED 26 OCTOBER 2006 Management For For
BETWEEN CHINA UNITED TELECOMMUNICATIONS, UNICOM
NEW HORIZON MOBILE TELECOMMUNICATIONS AND CHINA
UNITED TELECOMMUNICATIONS BE AND ARE HEREBY GENERALLY
AND UNCONDITIONALLY APPROVED.
02 THE TRANSFER AGREEMENT DATED 26 OCTOBER 2006 Management For For
BETWEEN THE A SHARE COMPANY AND UNICOM GROUP
BE AND ARE HEREBY APPROVED.
03 THE CAPS FOR EACH OF THE FINANCIAL YEARS ENDING Management For For
31 DECEMBER 2007, 2008 AND 2009 ON LEASING OF
THE CDMA NETWORK CAPACITY, EQUIPMENT PROCUREMENT
SERVICES, MUTUAL PROVISION OF PREMISES AND ENGINEERING
DESIGN AND TECHNICAL SERVICES BE AND ARE HEREBY
GENERALLY AND UNCONDITIONALLY APPROVED.
04 THERE BE NO CAPS ON THE TRANSACTION AMOUNT OF Management For For
SUPPLY OF TELEPHONE CARDS, INTERCONNECTION AND
ROAMING ARRANGEMENTS, LEASING OF TRANSMISSION
CHANNELS, PROVISION OF INTERNATIONAL TELECOMMUNICATION
NETWORK GATEWAY, OPERATOR-BASED VALUE-ADDED SERVICES
FOR CELLULAR SUBSCRIBER, 10010 CUSTOMER SERVICES.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 19 of 120
05 THE DIRECTORS OF THE COMPANY BE AND ARE HEREBY Management For For
AUTHORIZED TO DO ALL SUCH FURTHER ACTS AND EXECUTE
SUCH FURTHER DOCUMENTS AND TAKE ALL SUCH STEPS
WHICH IN THEIR OPINION MAY BE NECESSARY, DESIRABLE
OR EXPEDIENT TO IMPLEMENT AND/OR GIVE EFFECT
TO THE TERMS OF THE CONTINUING CONNECTED TRANSACTIONS
REFERRED TO IN ITEMS (3) AND (4) ABOVE.
- ------------------------------------------------------------------------------------------------------------------------------------
IDT CORPORATION IDT ANNUAL MEETING DATE: 12/14/2006
ISSUER: 448947101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
05 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY
31, 2007.
04 AMENDMENT TO THE IDT EMPLOYEE STOCK PURCHASE Management For For
PLAN THAT WILL INCREASE SHARES OF THE CLASS B
COMMON STOCK BY 750,000 SHARES.
03 AMENDMENTS TO THE IDT 2005 STOCK OPTION AND INCENTIVE Management Against Against
PLAN THAT WILL, AMONG OTHER THINGS, INCREASE
THE NUMBER OF SHARES OF THE CLASS B COMMON STOCK
AVAILABLE THEREUNDER BY AN ADDITIONAL 1,500,000
SHARES.
02 APPROVAL OF AN AMENDMENT TO THE COMPANY S RESTATED Management For For
CERTIFICATE OF INCORPORATION, AS AMENDED, TO
INCREASE THE NUMBER OF SHARES OF CLASS B COMMON
STOCK AUTHORIZED FOR ISSUANCE BY 100,000,000.
1G ELECTION OF DIRECTOR: JUDAH SCHORR Management For *Management Position Unknown
1F ELECTION OF DIRECTOR: MARC J. OPPENHEIMER Management For *Management Position Unknown
1E ELECTION OF DIRECTOR: JAMES R. MELLOR Management For *Management Position Unknown
1D ELECTION OF DIRECTOR: MARC E. KNOLLER Management For *Management Position Unknown
1C ELECTION OF DIRECTOR: HOWARD S. JONAS Management For *Management Position Unknown
1B ELECTION OF DIRECTOR: JAMES A. COURTER Management For *Management Position Unknown
1A ELECTION OF DIRECTOR: ALAN CLAMAN Management For *Management Position Unknown
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
05 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY
31, 2007.
04 AMENDMENT TO THE IDT EMPLOYEE STOCK PURCHASE Management For For
PLAN THAT WILL INCREASE SHARES OF THE CLASS B
COMMON STOCK BY 750,000 SHARES.
03 AMENDMENTS TO THE IDT 2005 STOCK OPTION AND INCENTIVE Management Against Against
PLAN THAT WILL, AMONG OTHER THINGS, INCREASE
THE NUMBER OF SHARES OF THE CLASS B COMMON STOCK
AVAILABLE THEREUNDER BY AN ADDITIONAL 1,500,000
SHARES.
02 APPROVAL OF AN AMENDMENT TO THE COMPANY S RESTATED Management For For
CERTIFICATE OF INCORPORATION, AS AMENDED, TO
INCREASE THE NUMBER OF SHARES OF CLASS B COMMON
STOCK AUTHORIZED FOR ISSUANCE BY 100,000,000.
1G ELECTION OF DIRECTOR: JUDAH SCHORR Management For *Management Position Unknown
1F ELECTION OF DIRECTOR: MARC J. OPPENHEIMER Management For *Management Position Unknown
1E ELECTION OF DIRECTOR: JAMES R. MELLOR Management For *Management Position Unknown
1D ELECTION OF DIRECTOR: MARC E. KNOLLER Management For *Management Position Unknown
1C ELECTION OF DIRECTOR: HOWARD S. JONAS Management For *Management Position Unknown
1B ELECTION OF DIRECTOR: JAMES A. COURTER Management For *Management Position Unknown
1A ELECTION OF DIRECTOR: ALAN CLAMAN Management For *Management Position Unknown
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Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 20 of 120
- ------------------------------------------------------------------------------------------------------------------------------------
MAGYAR TELEKOM PLC MTA SPECIAL MEETING DATE: 12/21/2006
ISSUER: 559776109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
03 DECISION ON THE APPROVAL OF THE 2005 FINANCIAL Management For For
STATEMENTS OF THE COMPANY AND ON THE RELEASE
FROM LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS
04 PROPOSAL OF THE BOARD OF DIRECTORS FOR THE USE Management For For
OF THE PROFIT AFTER TAX EARNED IN 2005
05 ELECTION OF THE COMPANY S AUDITOR AND DETERMINATION Management For For
OF ITS REMUNERATION
06 MODIFICATION OF THE ARTICLES OF ASSOCIATION OF Management For For
MAGYAR TELEKOM PLC.
07 RECALLING AND ELECTION OF MEMBERS OF THE BOARD Management For For
OF DIRECTORS
- ------------------------------------------------------------------------------------------------------------------------------------
PEGASUS COMMUNICATIONS CORPORATION XAN ANNUAL MEETING DATE: 12/29/2006
ISSUER: 705904605 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO AMEND OUR EXISTING AMENDED AND RESTATED CERTIFICATE Management For For
OF INCORPORATION TO EFFECT A REVERSE STOCK SPLIT
OF OUR ISSUED AND OUTSTANDING SHARES OF CLASS
A AND CLASS B COMMON STOCK, PAR VALUE $0.01 PER
SHARE, ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
02 DIRECTOR Management For
MARSHALL W. PAGON Management For For
RORY J. LINDGREN Management For For
MARY C. METZGER Management For For
HOWARD E. VERLIN Management For For
03 TO APPROVE THE PEGASUS COMMUNICATIONS 2006 EQUITY Management Against Against
INCENTIVE PLAN.
04 TO APPROVE CHANGING THE NAME OF THE COMPANY TO Management For For
XANADOO COMPANY.
05 TO APPROVE A REDUCTION IN THE NUMBER OF AUTHORIZED Management For For
SHARES OF PREFERRED STOCK FROM 20,000,000 TO 3,000,000.
- ------------------------------------------------------------------------------------------------------------------------------------
FIRST PACIFIC CO LTD SGM MEETING DATE: 01/08/2007
ISSUER: G34804107 ISIN: BMG348041077
SEDOL: 2104717, 5819041, B16TBB5, 4341523, 6339872
- ------------------------------------------------------------------------------------------------------------------------------------
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Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 21 of 120
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE INJECTION AND THE PLACEMENT; AND Management For *Management Position Unknown
AUTHORIZE THE BOARD OF DIRECTORSOF THE COMPANY
ON BEHALF OF THE COMPANY TO APPROVE AND IMPLEMENT
THE INJECTION AND THE PLACEMENT AND ALL INCIDENTAL
MATTERS AND TO TAKE ALL ACTIONS IN CONNECTION
THEREWITH OR ARISING THEREFROM RELATING TO THE
INJECTION AND THE PLACEMENT AS THEY SHALL THINK
FIT; FOR THIS PURPOSE: I) INJECTION MEANS THE
SEPARATE LISTING OF THE SHARES IN CITYAXIS HOLDINGS
LIMITED FORMERLY KNOWN AS ISG ASIA LIMITED CITYAXIS,
ON THE MAINBOARD OF THE SINGAPORE EXCHANGE SECURITIES
TRADING LIMITED BY MEANS OF A REVERSE TAKEOVER
OF CITYAXIS THROUGH THE TRANSFER TO CITYAXIS
OR ITS SUBSIDIARIES OF A 90% INDIRECT SHAREHOLDING
INTEREST IN PT SALIM IVOMAS PRATAMA HELD BY PT
INDOFOOD SUKSES MAKMUR TBK AND ITS SUBSIDIARIES
IN CONSIDERATION OF THE ISSUE OF NEW SHARES BY
CITYAXIS; AND II) PLACEMENT MEANS THE PROPOSED
ISSUE OF NEW SHARES IN CITYAXIS UPON COMPLETION
OF THE INJECTION FOR THE PURPOSES OF MEETING
THE SHAREHOLDING SPREAD AND DISTRIBUTION REQUIREMENTS
OF THE SINGAPORE EXCHANGE SECURITIES TRADING
LIMITED AND TO RAISE FUNDS FOR THE ENLARGED CITYAXIS
GROUP; IN EACH CASE, AS SPECIFIED, SUBJECT TO
ANY VARIATIONS OR CHANGES WHICH ARE CONSIDERED
BY THE COMPANY S DIRECTORS TO BE NECESSARY OR
DESIRABLE AND IN THE BEST INTERESTS OF THE COMPANY
AND ITS SHAREHOLDERS AS A WHOLE
- ------------------------------------------------------------------------------------------------------------------------------------
THYSSENKRUPP AG, DUISBURG/ESSEN AGM MEETING DATE: 01/19/2007
ISSUER: D8398Q119 ISIN: DE0007500001
SEDOL: B0CSZ62, 0566911, 5653841, B02NWJ9, 5636927, 7159273
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* COUNTER PROPOSALS HAVE BEEN RECEIVED FOR THIS Non-Voting *Management Position Unknown
MEETING. A LINK TO THE COUNTER PROPOSAL INFORMATION
IS AVAILABLE IN THE MATERIAL URL SECTION OF THE
APPLICATION. IF YOU WISH TO ACT ON THESE ITEMS,
YOU WILL NEED TO REQUEST A MEETING ATTEND AND
VOTE YOUR SHARES AT THE COMPANYS MEETING.
* PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS Non-Voting *Management Position Unknown
MEETING IS 29 DEC 2006, WHEREAS THE MEETING HAS
BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS
DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS
REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW.
THANK YOU.
1. PRESENTATION OF THE ADOPTED FINANCIAL STATEMENTS Non-Voting *Management Position Unknown
OF THYSSENKRUPP AG AND THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE PERIOD ENDED 30 SEP 2006,
INCLUDING THE MANAGEMENT REPORT ON THYSSENKRUPP
AG AND THE GROUP FOR THE 2005/2006 FY AND THE
REPORT BY THE SUPERVISORY BOARD
2. RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE Management For *Management Position Unknown
PROFIT OF EUR 547,768,971 AS FOLLOWS: PAYMENT
OF A DIVIDEND OF EUR 1 PER ENTITLED SHARE EUR
33,279,927 SHALL BE ALLOCATED TO THE OTHER REVENUE
RESERVES EUR 25,724,452 SHALL BE CARRIED FORWARD,
EX-DIVIDEND AND PAYABLE DATE 22 JAN 2007
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 22 of 120
3. RESOLUTION ON THE RATIFICATION OF THE ACTS OF Management For *Management Position Unknown
THE MEMBERS OF THE EXECUTIVE BOARD
4. RESOLUTION ON THE RATIFICATION OF THE ACTS OF Management For *Management Position Unknown
THE MEMBERS OF THE SUPERVISORY BOARD
5. APPOINTMENT OF THE AUDITORS FOR THE 2006/2007 Management For *Management Position Unknown
FY: KPMG DEUTSCHE TREUHAND-GESELLSCHAFT AG, BERLIN
AND FRANKFURT
6. RENEWAL OF THE AUTHORIZATION TO ACQUIRE OWN SHARE; Management For *Management Position Unknown
THE COMPANY SHALL BE AUTHORIZED TO ACQUIRE OWN
SHARES OF UP TO 10% OF ITS SHARE CAPITAL, AT
A PRICE DIFFERING NEITHER MORE THAN 5% FROM THE
MARKET PRICE OF THE SHARES IF THEY ARE ACQUIRED
THROUGH THE STOCK EXCHANGE, NOT MORE THAN 10%;
IF THEY ARE ACQUIRED BY WAY OF A REPURCHASE OFFER,
ON OR BEFORE 18 JUL 2008; THE BOARD OF MANAGING
DIRECTORS SHALL BE AUTHORIZED TO DISPOSE OF THE
SHARES IN A MANNER OTHER THAN THE STOCK EXCHANGE
OR AN OFFER TO ALL SHAREHOLDERS IF THE SHARES
ARE SOLD AT A PRICE NOT MATERIALLY BELOW THEIR
MARKET PRICE, TO USE THE SHARES IN CONNECTION
WITH MERGERS AND ACQUISITIONS OR FOR SATISFYING
EXISTING CONVERTIBLE RIGHTS AND TO RETIRE THE
SHARES
7. RESOLUTION ON THE CREATION OF AUTHORIZED CAPITAL Management For *Management Position Unknown
AND THE CORRESPONDENT AMENDMENT TO THE ARTICLES
OF ASSOCIATION; THE BOARD OF MANAGING DIRECTORS
SHALL BE AUTHORIZED, WITH THE CONSENT OF THE
SUPERVISORY BOARD, TO INCREASE THE COMPANY S
SHARE CAPITAL BY UP TO EUR 500,000,000 THROUGH
THE ISSUE OF UP TO 195,312,500 NEW BEARER NO-PAR
SHARES AGAINST PAYMENT IN CASH AND/OR KIND, ON
OR BEFORE 18 JAN 2012; SHAREHOLDERS SHALL BE
GRANTED SUBSCRIPTION RIGHTS EXCEPT FOR A CAPITAL
INCREASE OF UP TO 10% OF THE COMPANY S SHARE
CAPITAL AGAINST PAYMENT IN CASH IF THE NEW SHARES
ARE ISSUED AT A PRICE NOT MATERIALLY BELOW THEIR
MARKET PRICE, FOR A CAPITAL INCREASE AGAINST
PAYMENT IN KIND, FOR THE GRANTING OF SUCH RIGHT
SOT OTHER BONDHOLDERS, AND FOR RESIDUAL AMOUNTS
8. AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN Management For *Management Position Unknown
RESPECT OF THE SUPERVISORY BOARD INCLUDING THE
SUPERVISORY BOARD COMPRISING 20 MEMBERS OF WHICH
10 ARE ELECTED BY THE SHAREHOLDERS MEETING AND
10 PURSUANT TO THE REGULATIONS OF THE ONE-THIRD
PARTICIPATION ACT
9. RESOLUTION ON THE REMUNERATION FOR MEMBERS OF Management For *Management Position Unknown
THE SUPERVISORY BOARD AS OF THE 2006/2007 FY,
EACH MEMBER OF THE SUPERVISORY BOARD SHALL RECEIVE
A FIXED ANNUAL REMUNERATION OF EUR 50,000 A VARIABLE
REMUNERATION OF EUR 300 FOR EVERY EUR 0.01 OF
THE DIVIDEND PAYMENT PER SHARE IN EXCESS OF EUR
0.10, AND AN ADDITIONAL VARIABLE REMUNERATION
OF EUR 2,000 FOR EVERY EUR 100,000,000 OF THE
EARNINGS PER SHARE IN EXCESS OF EUR 100,000,000;
THE CHAIRMAN SHALL RECEIVE THRICE, THE DEPUTY
CHAIRMAN TWICE, THIS AMOUNT; MEMBERS OF A SUPERVISORY
BOARD COMMITTEE SHALL RECEIVE AN ADDITIONAL 25%.,
THE CHAIRMAN OF SUCH COMMITTEE AN ADDITIONAL
50% OF THIS AMOUNT
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 23 of 120
10. AMENDMENT TO THE ARTICLES OF ASSOCIATION AS FOLLOWS: Management For *Management Position Unknown
SECTION 3(1), REGARDING ANNOUNCEMENTS OF THE
COMPANY BEING PUBLISHED IN THE ELECTRONIC FEDERAL
GAZETTE; SECTION 3(2), REGARDING THE USE OF ELECTRONIC
MEANS OF COMMUNICATION FOR INFORMATION CONCERNING
SHAREHOLDERS
- ------------------------------------------------------------------------------------------------------------------------------------
COMMONWEALTH TELEPHONE ENTERPRISES, CTCO SPECIAL MEETING DATE: 01/25/2007
ISSUER: 203349105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 THE ADOPTION OF THE AGREEMENT AND PLAN OF MERGER Management For For
DATED AS OF SEPTEMBER 17, 2006 AMONG COMMONWEALTH
TELEPHONE ENTERPRISES, CITIZENS COMMUNICATIONS
COMPANY AND CF MERGER CORP., A WHOLLY OWNED SUBSIDIARY
OF CITIZENS.
- ------------------------------------------------------------------------------------------------------------------------------------
SIEMENS AG SI ANNUAL MEETING DATE: 01/25/2007
ISSUER: 826197501 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
09 TO CONSIDER AND VOTE UPON AN AMENDMENT TO THE Management For For
ARTICLES OF ASSOCIATION TO ADJUST TO NEW LEGISLATION.
08 TO CONSIDER AND VOTE UPON AMENDMENTS TO THE ARTICLES Management For For
OF ASSOCIATION IN ORDER TO MODERNIZE THEM.
07 TO CONSIDER AND VOTE UPON A RESOLUTION AUTHORIZING Management For For
THE ACQUISITION AND USE OF SIEMENS SHARES AND
THE EXCLUSION OF SHAREHOLDERS PREEMPTIVE AND
TENDER RIGHTS.
06 TO RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS Management For For
FOR THE AUDIT OF THE ANNUAL AND CONSOLIDATED
FINANCIAL STATEMENTS.
05 TO RATIFY THE ACTS OF THE SUPERVISORY BOARD. Management For For
04 TO RATIFY THE ACTS OF THE MANAGING BOARD. Management For For
03 TO CONSIDER AND VOTE UPON APPROPRIATION OF THE Management For For
NET INCOME OF SIEMENS AG TO PAY A DIVIDEND.
- ------------------------------------------------------------------------------------------------------------------------------------
GRUPO IUSACELL S A DE C V NEW EGM MEETING DATE: 02/06/2007
ISSUER: P7245P123 ISIN: MX01CE080006
SEDOL: B1277G0, 2224563
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 24 of 120
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE TO CARRY OUT THE REDUCTION IN THE COMPANY Management For *Management Position Unknown
S CORPORATE CAPITAL AND THECORRESPONDING CANCELLATION
OF SHARES AND IF RELEVANT AMEND THE CORPORATE
BYLAWS
2. GRANT POWERS Management For *Management Position Unknown
3. APPROVE THE DESIGNATION OF THE SPECIAL DELEGATES Management For *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
GRUPO IUSACELL S A DE C V NEW OGM MEETING DATE: 02/06/2007
ISSUER: P7245P123 ISIN: MX01CE080006
SEDOL: B1277G0, 2224563
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE TO CARRY OUT THE INCREASE IN THE VARIABLE Management For *Management Position Unknown
PART OF THE COMPANY S CORPORATE CAPITAL
2. APPROVE THE DISCUSSION CONCERNING THE RESTRUCTURING Management For *Management Position Unknown
OF THE DEBT AND THE GRANTING OF GUARANTEES OF
GRUPO IUSACELL CELULAR, S.A. DE C.V.
3. GRANT POWERS Management For *Management Position Unknown
4. APPROVE THE DESIGNATION OF THE SPECIAL DELEGATES Management For *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
ANDREW CORPORATION ANDW ANNUAL MEETING DATE: 02/07/2007
ISSUER: 034425108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS INDEPENDENT PUBLIC AUDITORS FOR FISCAL YEAR
2007.
01 DIRECTOR Management For
W.L. BAX Management For For
T.A. DONAHOE Management For For
R.E. FAISON Management For For
J.D. FLUNO Management For For
W.O. HUNT Management For For
G.A. POCH Management For For
A.F. POLLACK Management For For
G.O. TONEY Management For For
A.L. ZOPP Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
TELEGRAAF MEDIA GROEP NV OGM MEETING DATE: 02/08/2007
ISSUER: N8502L104 ISIN: NL0000386605 BLOCKING
SEDOL: 5062919, 5848982
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 25 of 120
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. OPENING Non-Voting *Management Position Unknown
Take No
2. APPROVE THE MINUTES OF THE MEETING OF HOLDERS Management Action *Management Position Unknown
OF CERTIFICATES OF SHARES TELEGRAAF MEDIA GROEP
N.V OF 02 FEB 2006
Take No
3. APPROVE TO LOOK BACK ON THE OGM OF SHAREHOLDERS Management Action *Management Position Unknown
OF TELEGRAAF MEDIA GROEP N.V TO BE HELD ON 19
APR 2006
Take No
4. APPROVE THE ACTIVITIES MANAGEMENT STICHTING ADMINISTRATIEKANTOOR Management Action *Management Position Unknown
VAN AANDELENTELEGRAAG MEDIA GROEP N.V. IN 2006
Take No
5. APPROVE THE CONSULTATION CONCERNING VACANCY MANAGEMENT Management Action *Management Position Unknown
STICHTING ADMINSTRATIEKANTOOR VAN AANDELEN TELEGRAAG
MEDIA GROEP N.V AND THE RE-APPOINTMENT OF MR.
W.P. MOLEVELD BY THE MANAGEMENT BOARD
6. QUESTIONS Non-Voting *Management Position Unknown
7. CLOSING Non-Voting *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
AVAYA INC. AV ANNUAL MEETING DATE: 02/15/2007
ISSUER: 053499109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 DIRECTORS PROPOSAL- RATIFICATION OF SELECTION Management For For
OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2007
01 DIRECTOR Management For
JOSEPH P. LANDY Management For For
MARK LESLIE Management For For
DANIEL C. STANZIONE Management For For
ANTHONY P. TERRACCIANO Management For For
04 SHAREHOLDER PROPOSAL- EXECUTIVE COMPENSATION Shareholder Against For
ITEM
03 DIRECTORS PROPOSAL- AMENDMENT TO THE AVAYA INC. Management Against Against
2004 LONG TERM INCENTIVE PLAN
- ------------------------------------------------------------------------------------------------------------------------------------
FIRST PACIFIC CO LTD SGM MEETING DATE: 02/28/2007
ISSUER: G34804107 ISIN: BMG348041077
SEDOL: 2104717, 5819041, B16TBB5, 4341523, 6339872
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 26 of 120
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE ACQUISITION OF 111,415 ISSUED COMMON Management For *Management Position Unknown
SHARESSALE SHARES OF PHILIPPINE TELECOMMUNICATIONS
INVESTMENT CORPORATION PTIC, REPRESENTING APPROXIMATELY
46% OF THE ISSUED COMMON SHARES IN PTIC BY THE
COMPANY AND/OR ANY SUBSIDIARYIES OF THE COMPANY
AND THE ENTRY INTO BY THE COMPANY AND/OR ANY
SUBSIDIARYIES OF THE COMPANY OF ANY AND ALL DOCUMENTS
CONSIDERED BY THE DIRECTORS OF THE COMPANY TO
BE NECESSARY OR DESIRABLE TO BE ENTERED INTO
IN CONNECTION WITH THE PURCHASE OF THE SALE SHARESINCLUDING
BUT NOT LIMITED TO A SALE AND PURCHASE AGREEMENT
(SALE AND PURCHASE AGREEMENT) PROPOSED TO BE
ENTERED INTO BETWEEN METRO PACIFIC ASSETS HOLDINGS,
INC MPAH, A SUBSIDIARY OF THE COMPANY AND PHILIPPINE
GOVERNMENT AND/OR ITS AGENCIES, INSTRUMENTALITIES
AND/OR BODIES CORPORATE FOR THE SALE OF THE SALE
SHARES BY THE PHILIPPINE GOVERNMENT AND/OR ITS
AGENCIES, INSTRUMENTALITIES AND/OR BODIES CORPORATE
TO MPAH AND AN ESCROW AGREEMENT ESCROW AGREEMENT
PROPOSED TO BE ENTERED INTO BETWEEN THE PHILIPPINE
GOVERNMENTAND/OR ITS AGENCIES, INSTRUMENTALITIES
AND/OR BODIES CORPORATE MPAH, AND THE COMPANY,
AMONGST OTHERS, FOR THE HOLDING OF ONE HALF OF
THE PURCHASE PRICE FOR THE SALE SHARES IN ESCROW
PENDING COMPLETION OF THE SALE AND PURCHASE AGREEMENT;
AND AUTHORIZE ANY EXECUTIVE DIRECTOR TO ARRANGE
FOR THE EXECUTION OF SUCH DOCUMENTSINCLUDING
BUT NOT LIMITED TO THE SALE AND PURCHASE AGREEMENT
AND THE ESCROW AGREEMENT IN SUCH MANNER AS HE
MAY CONSIDER NECESSARY OR DESIRABLE AND TO DO,
OR AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARYIES
TO DO, WHATEVER ACTS AND THINGS HE MAY CONSIDER
NECESSARY OR DESIRABLE OR EXPEDIENT FOR THE PURPOSE
OF, OR IN CONNECTION WITH, THE IMPLEMENTATION
OF THE PURCHASE OF THE SALE SHARES AND/OR THE
DOCUMENTS REFERRED TO ABOVE AND/OR ANY MATTER
RELATED THERETO AND TO MAKE OR AGREE, OR AUTHORIZE
THE COMPANY AND/OR ANY SUBSIDIARYIES TO MAKE
OR AGREE, SUCH AMENDMENTS OR VARIATIONS THERETO,
AND TO GRANT, OR AUTHORIZE THE COMPANY AND/OR
AND SUBSIDIARYIES TO GRANT, ANY WAIVERS OF ANY
CONDITIONS PRECEDENT OR OTHER PROVISIONS OF SUCH
DOCUMENTS AS ANY EXECUTIVE DIRECTOR OF THE COMPANY
IN HIS DISCRETION CONSIDERS TO BE DESIRED AND
IN THE INTEREST OF THE COMPANY
- ------------------------------------------------------------------------------------------------------------------------------------
P.T. TELEKOMUNIKASI INDONESIA, TBK TLK SPECIAL MEETING DATE: 02/28/2007
ISSUER: 715684106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 RESTRUCTURIZATION OF TELKOM S PENSION FUND. Management For For
03 APPROVAL OF THE IMPLEMENTATION OF EMPLOYEE AND Management For For
MANAGEMENT STOCK OPTION PLAN.
02 THE AMENDMENT OF THE COMPANY S PLAN TO THE SHARES Management For For
BOUGHT BACK.
05 APPROVAL OF THE CHANGES OF THE MEMBER FOR THE Management For For
COMPANY S BOARD OF DIRECTORS.
04 ADJUSTMENT OF THE COMPANY S BOARD OF COMMISSIONERS Management For For
TERMS OF OFFICE, WHICH MEMBERS WERE ELECTED IN
EXTRAORDINARY GENERAL MEETING OF SHAREHOLDERS
DATED MARCH 10, 2004, IN ACCORDANCE WITH THE
COMPANY S ARTICLE OF ASSOCIATION AND LAW NO.19/2003
REGARDING STATE-OWNED ENTERPRISE.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 27 of 120
- ------------------------------------------------------------------------------------------------------------------------------------
PORTUGAL TELECOM SGPS S A AGM MEETING DATE: 03/02/2007
ISSUER: X6769Q104 ISIN: PTPTC0AM0009 BLOCKING
SEDOL: B02P109, 5466856, 5825985, 4676203, 5760365, 5817186
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN OGM. THANK YOU. Non-Voting *Management Position Unknown
* PLEASE NOTE THAT 500 SHARES CARRY 1 VOTE. MAIL Non-Voting *Management Position Unknown
AND ELECTRONIC VOTE AVAILABLE.PLEASE BE INFORMED
THAT ARTICLE 13 MUST BE FILLED. THANK YOU.
Take No
1. ELECT THE VICE-CHAIRMAN AND SECRETARY OF THE Management Action *Management Position Unknown
GENERAL MEETING OF SHAREHOLDERS FOLLOWING THE
TERMINATION OF THE OFFICE OF THE FORMER HOLDERS
OF THESE POSITIONS
Take No
2. APPOINT A DIRECTOR TO COMPLETE THE 2006/2008 MANDATE Management Action *Management Position Unknown
Take No
3. APPROVE TO RESOLVE THE REMOVAL OF SUBPARAGRAPH Management Action *Management Position Unknown
A) NUMBER 1 OF ARTICLE 12 AND NUMBERS 7, 8, 9,
11, 12 AND 15 OF ARTICLE 13 OF THE ARTICLES OF
ASSOCIATION AS WELL AS ON THE AMENDMENTS TO SUBPARAGRAPHS
B) AND D) NUMBER 1 OF ARTICLE 12 AND NUMBERS
2 AND 3 AND SUBPARAGRAPH B) NUMBER 14 OF ARTICLE
13 OF THE ARTICLES OF ASSOCIATION; THIS RESOLUTION
ASSUMES THAT THE TERMS, CONDITIONS AND CONSIDERATION
OF THE TENDER OFFER FOR ALL OF THE SHARES OF
THE COMPANY S SHARE CAPITAL, ANNOUNCED ON 12
JAN 2007 BY SONAECOM, SGPS, S.A. AND SONAECOM,
B.V., ARE FINAL, AND THE RESOLUTION IS SUBJECT
TO THE SUCCESS OF THE OFFER
Take No
4. APPROVE TO RESOLVE ON THE AUTHORIZATION, UNDER Management Action *Management Position Unknown
THE TERMS OF NUMBER 1 OF ARTICLE 9 OF THE ARTICLES
OF ASSOCIATION, FOR SONAECOM, SGPS, S.A. AND/OR
SONAECOM, B.V. TO HOLD ORDINARY SHARES REPRESENTING
MORE THAN 10% OF THE COMPANY S SHARE CAPITAL;
THIS AUTHORIZATION IS SUBJECT TO THE OFFER S
SUCCESS AND ASSUMES THAT THE TERMS, CONDITIONS
AND CONSIDERATION OF THE TENDER OFFER FOR ALL
OF THE SHARES OF THE COMPANY S SHARE CAPITAL,
ANNOUNCE ON 12 JAN 2007 BY SONAECOM, SGPS, S.A.
AND SONAECOM, B.V., ARE FINAL
- ------------------------------------------------------------------------------------------------------------------------------------
PORTUGAL TELECOM SGPS S A EGM MEETING DATE: 03/02/2007
ISSUER: X6769Q104 ISIN: PTPTC0AM0009 BLOCKING
SEDOL: B02P109, 5466856, 5825985, 4676203, 5760365, 5817186
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 28 of 120
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
Take No
2. APPOINT A DIRECTOR TO COMPLETE THE 2006/2008 Management Action *Management Position Unknown
MANDATE.
Take No
3. APPROVE TO RESOLVE THE REMOVAL OF SUBPARAGRAPH Management Action *Management Position Unknown
A) NUMBER 1 OF ARTICLE 12 AND NUMBERS 7, 8, 9,
11, 12 AND 15 OF ARTICLE 13 OF THE ARTICLES OF
ASSOCIATION AS WELL AS ON THE AMENDMENTS TO SUBPARAGRAPHS
B) AND D) NUMBER 1 OF ARTICLE 12 AND NUMBERS
2 AND 3 AND SUBPARAGRAPH B) NUMBER 14 OF ARTICLE
13 OF THE ARTICLES OF ASSOCIATION; THIS RESOLUTION
ASSUMES THAT THE TERMS, CONDITIONS AND CONSIDERATION
OF THE TENDER OFFER FOR ALL OF THE SHARES OF
THE COMPANY S SHARE CAPITAL, ANNOUNCED ON 12
JAN 2007 BY SONAECOM, SGPS, S.A. AND SONAECOM,
B.V., ARE FINAL, AND THE RESOLUTION IS SUBJECT
TO THE SUCCESS OF THE OFFER.
Take No
4. APPROVE TO RESOLVE ON THE AUTHORIZATION, UNDER Management Action *Management Position Unknown
THE TERMS OF NUMBER 1 OF ARTICLE 9 OF THE ARTICLES
OF ASSOCIATION, FOR SONAECOM, SGPS, S.A. AND/OR
SONAECOM, B.V. TO HOLD ORDINARY SHARES REPRESENTING
MORE THAN 10% OF THE COMPANY S SHARE CAPITAL;
THIS AUTHORIZATION IS SUBJECT TO THE OFFER S
SUCCESS AND ASSUMES THAT THE TERMS, CONDITIONS
AND CONSIDERATION OF THE TENDER OFFER FOR ALL
OF THE SHARES OF THE COMPANY S SHARE CAPITAL,
ANNOUNCE ON 12 JAN 2007 BY SONAECOM, SGPS, S.A.
AND SONAECOM, B.V., ARE FINAL.
* PLEASE SEE ARTICLE 13 OF THE ARTICLES OF ASSOCIATION Non-Voting *Management Position Unknown
OF PORTUGAL TELECOM, SGPS S.A. CONCERNING THE
ATTENDANCE AND THE EXERCISE OF VOTING RIGHTS
AT THIS GENERAL MEETING OF SHAREHOLDERS. ARTICLE
13 CAN BE FOUND AT THE FOLLOWING URL: HTTP://WW3.ICS.ADP.COM/STREETLINK_DATA/DIRGPICS/SAC605.PDF
* PLEASE NOTE THAT THE ARTICLES OF ASSOCIATION Non-Voting *Management Position Unknown
ESTABLISH A LIMITATION ON THE VOTES THAT MAY
BE CAST BY EACH SHAREHOLDER, AS NUMBER 7 OF ARTICLE
13 OF THE ARTICLES OF ASSOCIATION PROVIDES THAT
VOTES EXCEEDING 10% OF THE COMPANY S VOTES CORRESPONDING
TO ITS SHARE CAPITAL SHALL NOT BE COUNTED. BY
SUBMITTING YOUR VOTE, YOU ARE CONFIRMING THAT
YOU ARE NOT VOTING 10% OR MORE OF THE COMPANY
S VOTES CORRESPONDING TO ITS SHARE CAPITAL. PLEASE
CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE
SHOULD YOU HAVE ANY QUESTIONS.
Take No
1. ELECT THE VICE-CHAIRMAN AND SECRETARY OF THE Management Action *Management Position Unknown
GENERAL MEETING OF SHAREHOLDERS FOLLOWING THE
TERMINATION OF THE OFFICE OF THE FORMER HOLDERS
OF THESE POSITIONS.
- ------------------------------------------------------------------------------------------------------------------------------------
PORTUGAL TELECOM, SGPS, S.A. PT CONTESTED SPECIAL MEETING DATE: 03/02/2007
ISSUER: 737273102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 29 of 120
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO RESOLVE ON THE RATIFICATION OF THE APPOINTMENT Management For *Management Position Unknown
OF A DIRECTOR TO FILL A VACANCY ON THE BOARD
OF DIRECTORS TO COMPLETE THE 2006/2008 MANDATE.
01 TO RESOLVE ON THE ELECTION OF THE VICE-CHAIRMAN Management For *Management Position Unknown
AND SECRETARY OF THE GENERAL MEETING OF SHAREHOLDERS
FOLLOWING THE TERMINATION OF THE OFFICE OF THE
FORMER HOLDERS OF THESE POSITIONS.
04 TO RESOLVE ON THE AUTHORISATION, UNDER THE TERMS Management For *Management Position Unknown
OF NUMBER 1 OF ARTICLE 9 OF THE ARTICLES OF ASSOCIATION,
FOR SONAECOM, SGPS, S.A. AND/OR SONAECOM, B.V.
TO HOLD ORDINARY SHARES REPRESENTING MORE THAN
10% OF THE COMPANY S SHARE CAPITAL, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATMENT.
03 TO RESOLVE ON THE REMOVAL OF SUBPARAGRAPH A), Management For *Management Position Unknown
NUMBER 1 OF ARTICLE 12 AND NUMBERS 7, 8, 9, 11,
12 AND 15 OF ARTICLE 13 OF THE ARTICLES OF ASSOCIATION,
AS WELL AS ON THE AMENDMENTS TO SUBPARAGRAPHS
B) AND D), NUMBER 1 OF ARTICLE 12 AND NUMBERS
2 AND 3 AND SUBPARAGRAPH B). NUMBER 14 OF ARTICLE
13 OF THE ARTICLES OF ASSOCIATION.
- ------------------------------------------------------------------------------------------------------------------------------------
TUT SYSTEMS, INC. TUTS SPECIAL MEETING DATE: 03/06/2007
ISSUER: 901103101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO ADJOURN THE SPECIAL MEETING, IF NECESSARY, Management For For
TO PERMIT FURTHER SOLICITATION OF PROXIES IF
THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF
THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT.
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For
AS OF DECEMBER 20, 2006, AMONG MOTOROLA, INC.,
MOTOROLA GTG SUBSIDIARY V CORP., A WHOLLY-OWNED
SUBSIDIARY OF MOTOROLA, AND TUT SYSTEMS, INC.
- ------------------------------------------------------------------------------------------------------------------------------------
HUTCHISON TELECOMMUNICATIONS INTL LTD EGM MEETING DATE: 03/09/2007
ISSUER: G46714104 ISIN: KYG467141043
SEDOL: B03H319, B039V77, B03H2N4, B032D70
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE AND RATIFY THE AGREEMENT DATED 11 FEB Management For *Management Position Unknown
2007 THE AGREEMENT ENTERED INTO BETWEEN THE COMPANY
AND VODAFONE INTERNATIONAL HOLDINGS B.V. IN RELATION
TO THE SALE OF THE SALE SHARE AND THE SALE LOANS,
EACH AS SPECIFIED; AND AUTHORIZE THE DIRECTORS
OF THE COMPANY, ACTING TOGETHER, INDIVIDUALLY
OR BY COMMITTEE, TO EXECUTE ALL SUCH DOCUMENTS
AND/OR TO DO ALL SUCH ACTS ON BEHALF OF THE COMPANY
AS THEY MAY CONSIDER NECESSARY, DESIRABLE OR
EXPEDIENT FOR THE PURPOSE OF, OR IN CONNECTION
WITH, THE IMPLEMENTATION AND COMPLETION OF THE
AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREIN
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 30 of 120
- ------------------------------------------------------------------------------------------------------------------------------------
SK TELECOM CO., LTD. SKM ANNUAL MEETING DATE: 03/09/2007
ISSUER: 78440P108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE BALANCE SHEETS, THE STATEMENTS Management For For
OF INCOME, AND STATEMENTS OF APPROPRIATIONS OF
RETAINED EARNINGS OF THE 23RD FISCAL YEAR, AS
SET FORTH IN ITEM 1 OF THE COMPANY S AGENDA ENCLOSED
HEREWITH.
02 APPROVAL OF THE CEILING AMOUNT OF THE REMUNERATION Management For For
OF DIRECTORS, AS SET FORTH IN THE COMPANY S AGENDA
ENCLOSED HEREWITH.
3A1 APPROVAL OF THE APPOINTMENT OF MR. JUNG NAM CHO, Management For For
AS EXECUTIVE DIRECTOR.
3A2 APPROVAL OF THE APPOINTMENT OF MR. SUNG MIN HA, Management For For
AS EXECUTIVE DIRECTOR.
3B APPROVAL OF THE APPOINTMENT OF MR. DAL SUP SHIM, Management For For
AS INDEPENDENT NON-EXECUTIVE DIRECTOR WHO WILL
BE A MEMBER OF THE AUDIT COMMITTEE.
- ------------------------------------------------------------------------------------------------------------------------------------
HELLENIC TELECOMMUNICATIONS ORG. S.A OTE SPECIAL MEETING DATE: 03/14/2007
ISSUER: 423325307 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 INITIATION OF A STOCK OPTION PLAN, AVAILABLE Management For For
TO THE COMPANY S CEO AND AFFILIATED COMPANIES
CEO S, IN ACCORDANCE WITH ARTICLE 42E, OF THE
LAW 2190/1920. THE PLAN WILL BE AVAILABLE TO
OTE EXECUTIVES SUBJECT TO THE RIGHT OF REFUSAL
BASED ON PERFORMANCE CRITERIA (ARTICLE 13, PARAGRAPH
9 OF THE LAW 2190/1920).
01 AMENDMENTS TO THE FOLLOWING ARTICLES OF ASSOCIATION: Management For For
9 (BOARD OF DIRECTORS), 13 (CHIEF EXECUTIVE OFFICER)
AND 23 (ABSOLUTE QUORUM AND MAJORITY OF THE GENERAL
ASSEMBLY OF SHAREHOLDERS), ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
04 MISCELLANEOUS ANNOUNCEMENTS. Management For For
03 SETTLEMENT OF THE DEBT PAYABLE TO OTE SA BY FIBRE Management For For
OPTIC TELECOMMUNICATION NETWORK LTD BY REMISSION.
- ------------------------------------------------------------------------------------------------------------------------------------
HELLENIC TELECOMMUNICATIONS ORGANIZATION S A EGM MEETING DATE: 03/14/2007
ISSUER: X3258B102 ISIN: GRS260333000 BLOCKING
SEDOL: 5051605, B02NXN0, 5437506
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 31 of 120
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
Take No
1. AMEND ARTICLE 9 BOARD OF DIRECTORS, 13 MANAGING Management Action *Management Position Unknown
DIRECTOR AND 23 GENERAL MANAGERS QUORUM AND MAJORITY,
ABOLITION TO ARTICLES 7 GREEK STATE IN GENERAL
MANAGERS, PARTICIPATION PERCENTAGE 16INCOMPATIBLE,
IMPEDIMENT OF BOARD OF DIRECTORS MEMBERS AND
17GREEK STATES RIGHTS OF THE CURRENT CAA AND
RENUMBERING FROM ARTICLE 8 AND FOLLOWING, CODIFICATION
OF THE CAA
Take No
2. APPROVE THE STOCK OPTION PLAN TO THE COMPANY Management Action *Management Position Unknown
S AND TO ASSOCIATED COMPANIES EXECUTIVE MANAGERS,
ACCORDING TO ARTICLES 42A AND 13 PARAGRAPH 9
OF C. L. 2190/1920
Take No
3. APPROVE TO ARRANGE THE COMPANY S FIBRE OPTIC Management Action *Management Position Unknown
TELECOMMUNICATION NETWORK LIMITED DEPARTMENT
WITH REMISSION
4. MISCELLANEOUS ANNOUNCEMENTS Non-Voting *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
VIVO PARTICIPACOES VIV SPECIAL MEETING DATE: 03/15/2007
ISSUER: 92855S101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
04 TO ELECT THE MEMBERS OF THE STATUTORY AUDIT COMMITTEE. Management For *Management Position Unknown
03 TO APPROVE THE CAPITAL BUDGET FOR FISCAL YEAR Management For *Management Position Unknown
2007.
02 TO DECIDE ON THE PROFIT ALLOCATION FOR THE FISCAL Management For *Management Position Unknown
YEAR AND DISTRIBUTION OF DIVIDENDS.
01 TO RECEIVE THE MANAGEMENT REPORT; TO REVIEW, Management For *Management Position Unknown
DISCUSS AND VOTE THE FINANCIAL STATEMENTS FOR
FISCAL YEAR ENDED 12.31.2006.
S2 TO RATIFY THE ELECTION OF THE DIRECTORS: A. MR. Management For *Management Position Unknown
MANOEL LUIZ FERRAO DE AMORIM, ELECTED ON 09.13.2006
B. MR. RUI MANUEL DE MEDEIROS D ESPINEY PATRICIO
C. MR. JOAO PEDRO AMADEU BAPTISTA, ELECTED ON
05.10.2006.
S1 TO RATIFY THE WORDING OF ARTICLE 5 OF THE BYLAWS, Management For *Management Position Unknown
AS SUGGESTED BY THE BOARD OF DIRECTORS AT A MEETING
HELD ON 06.08.2006, WHEN THE INCREASE OF THE
CAPITAL STOCK OF THE COMPANY WAS HOMOLOGATED.
05 TO ESTABLISH THE OVERALL ANNUAL COMPENSATION Management For *Management Position Unknown
OF MANAGEMENT AND THE INDIVIDUAL COMPENSATION
OF THE MEMBERS OF THE STATUTORY AUDIT COMMITTEE.
- ------------------------------------------------------------------------------------------------------------------------------------
KT CORPORATION KTC ANNUAL MEETING DATE: 03/16/2007
ISSUER: 48268K101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 32 of 120
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
05 APPROVAL OF LIMIT ON REMUNERATION OF DIRECTORS, Management For For
AS SET FORTH IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
4C ELECTION OF DIRECTOR: PAUL C. YI Management For For
4B ELECTION OF DIRECTOR: JEONG SOO SUH. Management For For
4A ELECTION OF DIRECTOR: JONG LOK YOON. Management For For
3B ELECTION OF THE MEMBER OF THE AUDIT COMMITTEE: Management For For
KON SIK KIM.
3A ELECTION OF THE MEMBER OF THE AUDIT COMMITTEE: Management For For
JEONG RO YOON.
02 APPROVAL OF AMENDMENT OF ARTICLES OF INCORPORATION, Management For For
AS SET FORTH IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
01 APPROVAL OF FINANCIAL STATEMENTS FOR THE 25TH Management For For
FISCAL YEAR, AS SET FORTH IN THE COMPANY S NOTICE
OF MEETING ENCLOSED HEREWITH.
- ------------------------------------------------------------------------------------------------------------------------------------
HELLENIC TELECOMMUNICATIONS ORGANIZATIONS OTE, ATHENS EGM MEETING DATE: 03/27/2007
ISSUER: X3258B102 ISIN: GRS260333000 BLOCKING
SEDOL: 5051605, B02NXN0, 5437506
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
Take No
1. AMEND ARTICLE 9 BOARD OF DIRECTORS, ARTICLE 13 Management Action *Management Position Unknown
MANAGING DIRECTOR AND ARTICLE 23 GENERAL MANAGERS
QUORUM AND MAJORITY, ABOLISH ARTICLE 7 GREEK
STATE IN GENERAL MANAGERS, PARTICIPATION PERCENTAGE,
ARTICLE 16 INCOMPATIBLE, IMPEDIMENT OF BOARD
OF DIRECTORS MEMBERS AND ARTICLE 17GREEK STATES
RIGHTS OF THE CURRENT ARTICLES OF ASSOCIATION
AND RENUMBERING FROM THE ARTICLES FOLLOWING ARTICLE
8 AND THE CODIFICATION OF THE CURRENT ARTICLES
OF ASSOCIATION
Take No
2. APPROVE THE STOCK OPTION PLAN TO THE COMPANY Management Action *Management Position Unknown
S MANAGERS AND TO ASSOCIATED COMPANIES EXECUTIVE
MANAGERS, ACCORDING TO ARTICLES 42A AND 13 PARAGRAPH
9 OF COMMERCIAL LAW 2190/1920
Take No
3. APPROVE THE ARRANGEMENT OF THE DEBT OF THE COMPANY Management Action *Management Position Unknown
S FIBRE OPTIC TELECOMMUNICATION NETWORK LIMITED
TO HELLENIC TELECOM. ORG. S.A. WITH ABOLISHMENT
4. MISCELLANEOUS ANNOUNCEMENTS Non-Voting *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
AGERE SYSTEMS INC. AGRA ANNUAL MEETING DATE: 03/29/2007
ISSUER: 00845V308 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 33 of 120
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
04 TO RATIFY THE AUDIT COMMITTEE S SELECTION OF Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
03 TO RE-APPROVE OUR SHORT TERM INCENTIVE PLAN. Management For For
02 DIRECTOR Management For
RICHARD L. CLEMMER Management For For
MICHAEL J. MANCUSO Management For For
KARI-PEKKA WILSKA Management For For
01 TO ADOPT THE MERGER AGREEMENT, DATED AS OF DECEMBER Management For For
3, 2006, WITH LSI LOGIC CORPORATION AND ATLAS
ACQUISITION CORP.
- ------------------------------------------------------------------------------------------------------------------------------------
COMPANIA ANONIMA NAC. TEL. DE VENEZU VNT ANNUAL MEETING DATE: 03/30/2007
ISSUER: 204421101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
3A7 ELECTION OF DIRECTOR: JOSE MANUEL ORTEGA (PRINCIPAL) Management For For
AND ADOLFO LEDO (ALTERNATE).
3A6 ELECTION OF DIRECTOR: LUIS ESTEBAN PALACIOS (PRINCIPAL) Management For For
AND FRANCISCO CASAS (ALTERNATE).
3A5 ELECTION OF DIRECTOR: NICOLAS VEGAS (PRINCIPAL) Management For For
AND VICTOR VERA (ALTERNATE).
3A4 ELECTION OF DIRECTOR: EDWARD MCQUAID (PRINCIPAL) Management For For
AND ARTURO BANEGAS (ALTERNATE).
3A3 ELECTION OF DIRECTOR: JOHN LACK (PRINCIPAL) AND Management For For
JON WELLS (ALTERNATE).
3A2 ELECTION OF DIRECTOR: DANIEL P. PETRI (PRINCIPAL) Management For For
AND CHRISTOPHER BENNETT (ALTERNATE).
3A1 ELECTION OF DIRECTOR: VICENTE LLATAS (PRINCIPAL) Management For For
AND ARMANDO YANES (ALTERNATE).
02 THE APPROVAL OF THE PAYMENTS OF AN ORDINARY DIVIDEND Management For For
FOR 2007 OF BS. 922.07 PER SHARE REPRESENTING
US$ 3.003 PER ADS.
01 THE APPROVAL OF THE ANNUAL REPORT AND FINANCIAL Management For For
STATEMENTS OF THE COMPANY FOR THE FISCAL YEAR
ENDED DECEMBER 31, 2006.
05 APPOINTMENT OF THE NOMINATED STATUTORY AUDITORS: Management For For
EUDORO BARRETO (PRINCIPAL) AND QUISQUEYA PLANAS
(ALTERNATE)
04 APPOINTMENT OF ESPINEIRA, SHELDON Y ASOCIADOS Management For For
- MEMBER FIRM OF PRICEWATERHOUSECOOPERS, AS EXTERNAL
AUDITORS FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
EASYCALL INTERNATIONAL LTD EGM MEETING DATE: 03/30/2007
ISSUER: G29159103 ISIN: BMG291591037
SEDOL: 6282460, B1HHPL6, 6930628
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 34 of 120
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE PRIOR ISSUE OF 38,706,784 NEW ORDINARY Management For *Management Position Unknown
SHARES TO RAFFLES EDUCATION CORPORATION LIMITED
2. APPROVE THE ISSUE OF 25,804,522 NEW ORDINARY Management For *Management Position Unknown
SHARES TO RAFFLES EDUCATION CORPORATION LIMITED
3. APPROVE TO CHANGE THE NAME OF THE COMPANY FROM Management For *Management Position Unknown
EASYCALL INTERNATIONAL LIMITEDTO CHINA EDUCATION
LIMITED WITH EFFECT FROM THE DATE OF THIS RESOLUTION
- ------------------------------------------------------------------------------------------------------------------------------------
HELLENIC TELECOMMUNICATIONS ORGANIZATIONS OTE, ATHENS EGM MEETING DATE: 04/03/2007
ISSUER: X3258B102 ISIN: GRS260333000 BLOCKING
SEDOL: 5051605, B02NXN0, 5437506
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
Take No
1. AMEND ARTICLE 9 BOARD OF DIRECTORS, ARTICLE 13 Management Action *Management Position Unknown
MANAGING DIRECTOR AND ARTICLE 23 GENERAL MANAGERS
QUORUM AND MAJORITY, ABOLISH ARTICLE 7 GREEK
STATE IN GENERAL MANAGERS, PARTICIPATION PERCENTAGE,
ARTICLE 16 INCOMPATIBLE, IMPEDIMENT OF BOARD
OF DIRECTORS MEMBERS AND ARTICLE 17GREEK STATES
RIGHTS OF THE CURRENT ARTICLES OF ASSOCIATION
AND RENUMBERING FROM THE ARTICLES FOLLOWING ARTICLE
8 AND THE CODIFICATION OF THE CURRENT ARTICLES
OF ASSOCIATION
Take No
2. APPROVE THE STOCK OPTION PLAN TO THE COMPANY Management Action *Management Position Unknown
S MANAGERS AND TO ASSOCIATED COMPANIES EXECUTIVE
MANAGERS, ACCORDING TO ARTICLES 42A AND 13 PARAGRAPH
9 OF COMMERCIAL LAW 2190/1920
Take No
3. APPROVE THE ARRANGEMENT OF THE DEBT OF THE COMPANY Management Action *Management Position Unknown
S FIBRE OPTIC TELECOMMUNICATION NETWORK LIMITED
TO HELLENIC TELECOM. ORG. S.A. WITH ABOLISHMENT
4. MISCELLANEOUS ANNOUNCEMENTS Non-Voting *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
NEWS CORPORATION NWSA SPECIAL MEETING DATE: 04/03/2007
ISSUER: 65248E203 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF THE ADJOURNMENT OR POSTPONEMENT OF Management For For
THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES FOR APPROVAL OF
THE EXCHANGE IF THERE ARE INSUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO APPROVE
THE EXCHANGE.
01 APPROVAL OF THE EXCHANGE OF ALL SHARES OF THE Management For For
COMPANY S CLASS A COMMON STOCK AND ALL SHARES
OF THE COMPANY S CLASS B COMMON STOCK, IN EACH
CASE, INDIRECTLY HELD BY LIBERTY MEDIA CORPORATION,
FOR ALL OF THE ISSUED AND OUTSTANDING SHARES
OF GREENLADY CORP., A WHOLLY-OWNED SUBSIDIARY
OF THE COMPANY, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 35 of 120
- ------------------------------------------------------------------------------------------------------------------------------------
MAROC TELECOM, MAROC AGM MEETING DATE: 04/12/2007
ISSUER: F6077E108 ISIN: MA0000011488 BLOCKING
SEDOL: B04SNG6, B058XG5, B171GR1, B171GP9, B04SJM4, B05PZC6
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
10. APPROVE TO RENEW THE MANDATE OF MR. FRANK ESSSER Management For *Management Position Unknown
AS A MEMBER OF THE BOARD OF SURVEILLANCE
11. APPROVE TO RENEW THE MANDATE OF MR. JEAN-REAN Management For *Management Position Unknown
FOURTOU AS A MEMBER OF THE BOARD OF SURVEILLANCE
12. APPROVE TO RENEW THE MANDATE OF MR. ROBERT DE Management For *Management Position Unknown
METZ AS A MEMBER OF THE BOARD OF SURVEILLANCE
13. RATIFY THE CO-OPTATION OF MR. PHILIPPE CAPRON Management For *Management Position Unknown
AS A MEMBER OF THE BOARD OF SURVEILLANCE
14. APPROVE THE NOMINATION OF THE CABINET KMPG, REPRESENTED Management For *Management Position Unknown
BY MR. FOUAD LAHGAZI,AS COMMISSAR OF THE ACCOUNTS
15. AUTHORIZE THE MANAGEMENT IN ORDER TO ISSUE OBLIGATIONS Management For *Management Position Unknown
AND ASSIMILATED SHARES
16. AUTHORIZE THE MANAGEMENT TO OPERATE ON THE SHARES Management For *Management Position Unknown
OF THE COMPANY
17. GRANT POWERS FOR THE COMPLETION OF FORMALITIES Management For *Management Position Unknown
* PLEASE NOTE THAT THIS IS AN OGM. THANK YOU. Non-Voting *Management Position Unknown
1. APPROVE THE REPORTS AND THE SUMMARIZED ANNUAL Management For *Management Position Unknown
STATEMENTS OF THE FYE 31 DEC 2006
2. APPROVE THE CONSOLIDATED ACCOUNTS OF THE FYE Management For *Management Position Unknown
31 DEC 2006
3. APPROVE THE REGULATED CONVENTIONS Management For *Management Position Unknown
4. APPROVE THE ALLOCATION OF RESULTS - DIVIDEND Management For *Management Position Unknown
5. APPROVE TO RENEW THE MANDATE OF MR. FATHALLAH Management For *Management Position Unknown
OUALALOU AS A MEMBER OF THE BOARD OF SURVEILLANCE
6. APPROVE TO RENEW THE MANDATE OF MR. JEAN-BERNARD Management For *Management Position Unknown
LEVY AS A MEMBER OF THE BOARD OF SURVEILLANCE
7. APPROVE TO RENEW THE MANDATE OF MR. CHAKIB BENMOUSSA Management For *Management Position Unknown
AS A MEMBER OF THE BOARDOF SURVEILLANCE
8. APPROVE TO RENEW THE MANDATE OF MR. ABDELAZIZ Management For *Management Position Unknown
TALBI AS A MEMBER OF THE BOARD OF SURVEILLANCE
9. APPROVE TO RENEW THE MANDATE OF MR. JACQUES ESPINASSE Management For *Management Position Unknown
AS A MEMBER OF THE BOARD OF SURVEILLANCE
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 36 of 120
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOM ITALIA MEDIA SPA, TORINO OGM MEETING DATE: 04/12/2007
ISSUER: T92765121 ISIN: IT0001389920 BLOCKING
SEDOL: 5843642, 7184833, B11JQG0, B01DRM8, 5846704
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown
YOU.
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
13 APR 2007. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU.
Take No
O.1 APPROVE TO EXAMINE THE BALANCE SHEET AS OF 31 Management Action *Management Position Unknown
DEC 2006, THE BOARD OF DIRECTORS REPORT ON THE
MANAGEMENT ACTIVITY AND THE INTERNAL AUDITORS
REPORT; RESOLUTIONS RELATED THERETO
Take No
O.2 APPROVE TO POSTPONE THE AUDITORS TERM OF OFFICE; Management Action *Management Position Unknown
RESOLUTIONS RELATED THERETO
Take No
O.3 APPOINT A NEW DIRECTOR; RESOLUTIONS RELATED THERETO Management Action *Management Position Unknown
Take No
O.4.1 APPOINT THE EFFECTIVE AND ALTERNATE AUDITORS Management Action *Management Position Unknown
Take No
O.4.2 APPOINT THE INTERNAL AUDITORS CHAIRMAN Management Action *Management Position Unknown
Take No
O.4.3 APPROVE TO STATE THE INTERNAL AUDITORS EMOLUMENTS Management Action *Management Position Unknown
Take No
O.5 AMEND THE MEETING RULES APPROVED WITH RESOLUTIONS Management Action *Management Position Unknown
OF THE SHAREHOLDERS MEETING HELD ON 05 MAY 2004
Take No
E.1 AMEND ARTICLE 5 STOCK CAPITAL, ARTICLE 6 SHARES, Management Action *Management Position Unknown
ARTICLE 7 BONDS, ARTICLE 10 MEETING CALLING,
ARTICLE 12 CHAIRMANSHIP AND MANAGEMENT DURING
MEETINGS, ARTICLE 13 BOARD OF THE DIRECTORS COMPOSITION,
ARTICLE 14 CHAIRMAN, VICE-CHAIRMAN AND SECRETARY,
ARTICLE 15 BOARD OF THE DIRECTORS MEETINGS, ARTICLE
18 BOARD OF THE DIRECTORS POWERS-PROXIES, ARTICLE
19 REPORT OF THE DELEGATE BODY, ARTICLE 20 COMPANY
LEGAL REPRESENTATIVE, ARTICLE 21 DIRECTORS EMOLUMENTS
AND REFUND OF EXPENSES, ARTICLE 22 THE INTERNAL
AUDITORS, ARTICLE 23 CLOSING OF FY, PROFIT ALLOCATION
OF THE BYLAW; NUMBERING THE SUB-SECTIONS OF THE
BYLAW; RESOLUTIONS RELATED THERETO
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 37 of 120
* PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management Position Unknown
OF RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
- ------------------------------------------------------------------------------------------------------------------------------------
COMPANIA DE TELECOMUNICACIONES DE CH CTC ANNUAL MEETING DATE: 04/13/2007
ISSUER: 204449300 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
E1 APPROVAL OF CAPITAL REDUCTION OF CH$48,815,011,335 Management For *Management Position Unknown
AS SET FORTH IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
E2 APPROVAL TO MODIFY THE COMPANY S BYLAWS, TO REFLECT Management For *Management Position Unknown
THE APPROVED AGREEMENTS, AS SET FORTH IN THE
COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH.*
E3 APPROVAL TO ADOPT THE NECESSARY PROCEDURES TO Management For *Management Position Unknown
FORMALIZE THE AGREEMENTS REACHED AT THE EXTRAORDINARY
SHAREHOLDERS MEETING.
A1 APPROVAL OF THE ANNUAL REPORT, BALANCE SHEET, Management For *Management Position Unknown
INCOME STATEMENT AND REPORTS OF ACCOUNT INSPECTORS
AND INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDED DECEMBER 31, 2006, AS SET FORTH IN THE
COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH.*
A2 APPROVAL OF DISTRIBUTION OF NET INCOME FOR FISCAL Management For *Management Position Unknown
YEAR ENDED DECEMBER 31, 2006 AND THE PAYMENT
OF A FINAL DIVIDEND, AS SET FORTH IN THE COMPANY
S NOTICE OF MEETING ENCLOSED HEREWITH.
A4 APPROVAL TO APPOINT THE INDEPENDENT AUDITORS Management For *Management Position Unknown
FOR FISCAL YEAR 2007, AND TO DETERMINE THEIR COMPENSATION.
A5 APPROVAL TO APPOINT THE DOMESTIC CREDIT RATING Management For *Management Position Unknown
AGENCIES AND TO DETERMINE THEIR COMPENSATION,
AS SET FORTH IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
A12 APPROVAL OF THE INVESTMENT AND FINANCING STRATEGY Management For *Management Position Unknown
PROPOSED BY MANAGEMENT (ACCORDING TO DECREE LAW
3,500), AS SET FORTH IN THE COMPANY S NOTICE
OF MEETING ENCLOSED HEREWITH.
A9 APPROVAL OF THE COMPENSATION FOR THE DIRECTORS Management For *Management Position Unknown
COMMITTEE MEMBERS AND OF THE DIRECTORS COMMITTEE
BUDGET, TO BE ASSIGNED UNTIL THE NEXT GENERAL
SHAREHOLDERS MEETING, AS SET FORTH IN THE COMPANY
S NOTICE OF MEETING ENCLOSED HEREWITH.
A10 APPROVAL OF THE COMPENSATION FOR THE AUDIT COMMITTEE Management For *Management Position Unknown
MEMBERS AND OF THE AUDIT COMMITTEE BUDGET, TO
BE ASSIGNED UNTIL THE NEXT GENERAL SHAREHOLDERS
MEETING, AS SET FORTH IN THE COMPANY S NOTICE
OF MEETING ENCLOSED HEREWITH.
A15 APPROVAL OF A SANTIAGO NEWSPAPER IN WHICH TO Management For *Management Position Unknown
PUBLISH THE NOTICES FOR FUTURE SHAREHOLDERS
MEETINGS AND DIVIDEND PAYMENTS, IF APPROPRIATE,
AS SET FORTH IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 38 of 120
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOM ITALIA S P A NEW EGM MEETING DATE: 04/14/2007
ISSUER: T92778108 ISIN: IT0003497168
SEDOL: B020SC5, B19RWG8, 7649882, B11RZ67, 7634394
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
APRIL 15, 2007 AND A THIRD CALL ON APRIL 16,
2007. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE ALSO NOTE THAT THE THIRD CALL
OF THIS MEETING WILL BE AT 3 VIA TOSCANA, ROZZANO
(MILAN) AT 11:00 AM. THANK YOU.
Take No
1. AMENDMENT OF THE FOLLOWING ARTICLES OF THE COMPANY Management Action *Management Position Unknown
S BYLAWS: 3 PURPOSE, 6 SAVINGS SHARES, 8 BONDS,
9 APPOINTMENT OF THE BOARD OF DIRECTORS, 10 CORPORATE
OFFICERS, 11 MEETINGS OF THE BOARD OF DIRECTORS,
12 POWERS OF THE BOARD OF DIRECTORS, 13 MANAGER
RESPONSIBLE FOR THE PREPARATION OF THE COMPANY
S FINANCIAL REPORTS, 14 INFORMATION FLOWS FROM
THE EXECUTIVE DIRECTORS TO THE OTHER DIRECTORS
AND THE MEMBERS OF THE BOARD OF AUDITORS, 15
REPRESENTATION OF THE COMPANY, 1 COMPENSATION
OF THE BOARD OF DIRECTORS, 17 BOARD OF AUDITORS,
18 CALLING OF SHAREHOLDERS? MEETINGS, 19 PARTECIPATION
IN SHAREHOLDERS MEETINGS, 20 CONDUCT OF SHAREHOLDERS
MEETINGS AND 21 ALLOCATION OF THE PROFIT, NUMBERING
OF THE PARAGRAPHS OF THE ARTOCLES OF THE BYLAWS,
AND RELATED AND CONSEQUENT RESOLUTIONS.
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOM ITALIA S P A NEW OGM MEETING DATE: 04/15/2007
ISSUER: T92778108 ISIN: IT0003497168
SEDOL: B020SC5, B19RWG8, 7649882, B11RZ67, 7634394
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
16 APR 2007. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE ALSO NOTE THAT THE SECOND
CALL OF THIS MEETING WILL BE AT 3 VIA TOSCANA,
ROZZANO (MILAN) AT 11:00 AM. THANK YOU.
Take No
1. FINANCIAL STATEMENTS FOR THE YE 31 DEC 2006, Management Action *Management Position Unknown
RELATED AND CONSEQUENT RESOLUTIONS
Take No
2. APPOINTMENT OF THE BOARD OF DIRECTORS, DETERMINATIONS Management Action *Management Position Unknown
OF THE NUMBERS OF MEMBERS OF THE BOARDS, DETERMINATION
OF THE TERM OF OFFICE OF THE BOARD, APPOINTMENT
OF THE DIRECTORS, DETERMINATION OF THE ANNUAL
COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS
Take No
3. DECISIONS CONSEQUENT ON THE RESIGNATION OF A Management Action *Management Position Unknown
MEMBER OF THE BOARD OF AUDITORS
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 39 of 120
Take No
4. PLAN FOR THE AWARD OF FREE TREASURY SHARES TO Management Action *Management Position Unknown
THE TOP MANAGEMENT OF THE TELECOM ITALIA GROUP,
AUTHORIZATION TO PURCHASE AND DISPOSE OF TREASURY
SHARES SUBJECT TO REVOCATION OF THE EXISTING
AUTHORIZATION, RELATED AND CONSEQUENT RESOLUTIONS
Take No
5. DECISION CONSEQUENT ON THE COMPLETION OF THE Management Action *Management Position Unknown
AUDIT ENGAGEMENT AWARDED TO RECONTA ERNST AND
YOUNG S.P.A
Take No
6. AMENDMENTS TO THE MEETING REGULATIONS APPROVED Management Action *Management Position Unknown
BY THE SHAREHOLDERS MEETING ON 06 MAY 2004
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOM ITALIA S P A NEW OGM MEETING DATE: 04/15/2007
ISSUER: T92778108 ISIN: IT0003497168
SEDOL: B020SC5, B19RWG8, 7649882, B11RZ67, 7634394
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
16 APR 2007. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE ALSO NOTE THAT THE SECOND
CALL OF THIS MEETING WILL BE AT 3 VIA TOSCANA,
ROZZANO (MILAN) AT 11:00 AM. THANK YOU.
Take No
1. APPROVE THE FINANCIAL STATEMENTS FOR THE YE 31 Management Action *Management Position Unknown
DEC 2006, RELATED AND CONSEQUENT RESOLUTIONS.
Take No
2. APPOINTMENT OF THE BOARD OF DIRECTORS AND DETERMINATION Management Action *Management Position Unknown
OF THE NUMBER OF MEMBERS OF THE BOARD.
Take No
3. DETERMINATION OF THE TERM OF OFFICE OF THE BOARD. Management Action *Management Position Unknown
Take No
4. APPOINTMENT OF THE DIRECTORS. Management Action *Management Position Unknown
Take No
5. DETERMINATION OF THE ANNUAL COMPENSATION OF THE Management Action *Management Position Unknown
MEMBERS OF THE BOARD OF DIRECTORS.
Take No
6. DECISIONS CONSEQUENT ON THE RESIGNATION OF A Management Action *Management Position Unknown
MEMBER OF THE BOARD OF AUDITORS.
Take No
7. PLAN FOR THE AWARD OF FREE TREASURY SHARES TO Management Action *Management Position Unknown
THE TOP MANAGEMENT OF THE TELECOM ITALIA GROUP.
AUTHORIZATION TO PURCHASE AND DISPOSE OF TREASURY
SHARES SUBJECT TO REVOCATION OF THE EXISTING
AUTHORIZATION - RELATED AND CONSEQUENT RESOLUTIONS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 40 of 120
Take No
8. DECISIONS CONSEQUENT ON THE COMPLETION OF THE Management Action *Management Position Unknown
AUDIT ENGAGEMENT AWARDED TO RECONTA ERNEST &
YOUNG S.P.A.
Take No
9. AMENDMENTS TO THE MEETING REGULATIONS APPROVED Management Action *Management Position Unknown
BY THE SHAREHOLDERS MEETING ON 6 MAY 2004.
- ------------------------------------------------------------------------------------------------------------------------------------
GRUPO IUSACELL S A DE C V NEW EGM MEETING DATE: 04/16/2007
ISSUER: P7245P123 ISIN: MX01CE080006
SEDOL: B1277G0, 2224563
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE BALANCE SHEET OF THE COMPANY TO 31 Management For *Management Position Unknown
DEC 2006 , WHICH WILL SERVE ASTHE BASIS FOR THE
MERGER TO BE DISCUSSED AND IF RELEVANT, APPROVED
IN THE RESOLUTION 3 BELOW
2. APPROVE TO INCREASE AND/OR REDUCTION OF THE CORPORATE Management For *Management Position Unknown
CAPITAL WHETHER IN ITS FIXED OR VARIABLE PART
3. APPROVE THE MERGER OF THE COMPANY AS THE SURVIVING Management For *Management Position Unknown
COMPANY WITH UNEFON HOLDINGS, S.A. DE C .V. AS
THE MERGED COMPANY AND DETERMINE THE RESOLUTIONS
TO CARRY OUT THE MERGER, AS WELL AS THE RESOLUTION
OF ANY OTHER MATTERS RELATED WITH THE PERVIOUS
ONE
4. APPROVE THE MERGER IN THE IMMEDIATE PREVIOUS Management For *Management Position Unknown
RESOLUTION IS APPROVED, IF RELEVANT, THE ADJUSTMENTS
TO THE CORPORATE CAPITAL OF THE COMPANY AS A
CONSEQUENCE OF THE MERGER
5. AMEND THE CORPORATE BYLAWS OF THE COMPANY Management For *Management Position Unknown
6. APPROVE THE DESIGNATION OF THE SPECIAL DELEGATES Management For *Management Position Unknown
WHO WILL CARRY OUT AND FORMALIZE THE RESOLUTIONS
PASSED BY THE MEETING
- ------------------------------------------------------------------------------------------------------------------------------------
GRUPO IUSACELL S A DE C V NEW OGM MEETING DATE: 04/16/2007
ISSUER: P7245P123 ISIN: MX01CE080006
SEDOL: B1277G0, 2224563
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 41 of 120
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE REPORT OF THE BOARD OF DIRECTORS Management For *Management Position Unknown
TO WHICH ARTICLE 172 OF THE GENERAL MERCANTILE
COMPANIES LAW REFERS TO, TAKING INTO ACCOUNT
THE REPORT OF THE COMMISSIONERS, REGARDING THE
OPERATION AND THE RESULTS OF THE COMPANY, FOR
THE FY THAT ENDED ON 31 DEC 2006
2. RECEIVE THE REPORT OF THE AUDIT COMMITTEE OF Management For *Management Position Unknown
THE BOARD OF DIRECTORS
3. APPROVE THE FINANCIAL STATEMENTS OF THE COMPANY Management For *Management Position Unknown
FOR THE FY THAT ENDED ON 31 DEC 2006 AND THE
ALLOCATION OF THE RESULTS OF THE FY
4. APPROVE TO SUBSTITUTE, NOMINATE AND/OR RATIFY Management For *Management Position Unknown
THE MEMBERS OF THE BOARD OF DIRECTORS OF THE
COMPANY FOR THE FY THAT WILL END ON 31 DEC 2007
5. APPROVE THE REMUNERATION FOR THE MEMBERS OF THE Management For *Management Position Unknown
BOARD OF DIRECTORS
6. APPROVE THE CAPITAL INCREASE DECREED BY THE SHAREHOLDER Management For *Management Position Unknown
MEETING ON 06 FEB 2007
7. APPROVE THE DESIGNATION OF DELEGATES WHO WILL Management For *Management Position Unknown
CARRY OUT AND FORMALIZE THE RESOLUTIONS PASSED
BY THE MEETING
- ------------------------------------------------------------------------------------------------------------------------------------
NEUF CEGETEL MIX MEETING DATE: 04/16/2007
ISSUER: F58287107 ISIN: FR0004166072
SEDOL: B1GB809, B03BXY4
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
O.3 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For *Management Position Unknown
AGREEMENTS GOVERNED BY ARTICLE L.225-38 OF THE
FRENCH COMMERCIAL CODE AND THE AGREEMENTS REFERRED
TO THEREIN
O.4 APPROVE THAT THE INCOME FOR THE FY BE APPROPRIATED Management For *Management Position Unknown
AS FOLLOWS: INCOME FOR THEFY: EUR 38,258,054.45
5% TO THE LEGAL RESERVE EUR: 1,912,902.72 BALANCE:
36,345,151.73 TO WHICH ARE ADDED THE RETAINED
EARNINGS: EUR 9,571,273.03 DISTRIBUTABLE INCOME:
EUR 45,916,424.76 DISTRIBUTABLE RESERVES: AMOUNT
DEDUCTED FROM THE ISSUE PREMIUM: EUR 35,551,906.44,
I.E. A DISTRIBUTABLE TOTAL OF EUR 81,468,331.20
DIVIDENDS: EUR 81,468,331.20 RETAINED EARNINGS:
EUR 0.00; THE SHAREHOLDERS WILL RECEIVE A NET
DIVIDEND OF EUR 0.40 FOR EACH OF THE 203,670,828
SHARES, AND WILL ENTITLE TO THE DEDUCTION PROVIDED
BY THE FRENCH TAX CODE THIS DIVIDEND WILL BE
PAID BETWEEN 01 JUL AND 15 JUL 2007
O.5 RATIFY THE APPOINTMENT OF MR. STEPHANE COURBIT Management For *Management Position Unknown
AS A DIRECTOR, TO REPLACE MR. PATRICE D OULTREMONT,
FOR THE REMAINDER OF MR. PATRICE D OULTREMONT
S TERM OF OFFICE, I.E. UNTIL THE SHAREHOLDERS
MEETING CALLED TO APPROVE THE FINANCIAL STATEMENTS
FOR THE FYE ON 31 DEC 2010, MR. JEAN-FRANCOIS
CIRELLI AS A DIRECTOR, TO REPLACE MR. PATRICK
LEFORT, FOR THE REMAINDER OF MR. PATRICK LEFORT
S TERM OF OFFICE,I.E. UNTIL THE SHAREHOLDERS
MEETING CALLED TO APPROVE THE FINANCIAL STATEMENTS
FOR THE FY 31 DEC 2009
O.6 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For *Management Position Unknown
AGREEMENTS GOVERNED BY ARTICLE L.225-42 OF THE
FRENCH COMMERCIAL CODE AND APPROVE THE AGREEMENTS
REFERRED TO THEREIN
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 42 of 120
O.7 AUTHORIZE THE BOARD OF DIRECTORS: TO BUY BACK Management For *Management Position Unknown
THE COMPANY S SHARES ON THE OPEN MARKET, SUBJECT
TO THE MAXIMUM PURCHASE PRICE: EUR 60.00, MAXIMUM
NUMBER OF SHARES TO BE ACQUIRED: 5% OF THE SHARE
CAPITAL IT IS SPECIFIED THAT THE NUMBER OF SHARES
HELD BY THE COMPANY SHALL NOT EXCEED AT ANY MOMENT
5% OF THE SHARES COMPRISING THE SHARE CAPITAL
OF THE COMPANY, MAXIMUM FUNDS INVESTED IN THE
SHARE BUYBACKS: EUR 500,000,000.00, THIS AUTHORIZATION
IS GIVEN FOR AN 18-MONTH PERIOD AND MAY BE USED
IN THE EVENT OF A PUBLIC OFFERING AND-OR EXCHANGE
BID; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
E.8 AMEND ARTICLE 11 OF THE BYLAWS-PARTICIPATIONS Management For *Management Position Unknown
IN THE SHAREHOLDERS MEETINGS
E.9 GRANT FULL POWERS TO THE BEARER OF AN ORIGINAL, Management For *Management Position Unknown
A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER
FORMALITIES PRESCRIBED BY LAW
* A VERIFICATION PERIOD EXISTS IN FRANCE. VERIFICATION Non-Voting *Management Position Unknown
PERIOD: REGISTERED SHARES: 1 TO 5 DAYS PRIOR
TO THE MEETING DATE, DEPENDS ON COMPANY S BY-LAWS.
BEARER SHARES: 6 DAYS PRIOR TO THE MEETING DATE.
FRENCH RESIDENT SHAREOWNERS MUST COMPLETE,
SIGN AND FORWARD THE PROXY CARD DIRECTLY TO THE
SUB CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN THE NECESSARY CARD,
ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING
APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY
CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED
TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED
INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN
CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD
TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER
YOUR GLOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY,
PLEASE CONTACT YOUR REPRESENTATIVE. TRADES/VOTE
INSTRUCTIONS: SINCE FRANCE MAINTAINS A VERIFICATION
PERIOD, FOR VOTE INSTRUCTIONS SUBMITTED THAT
HAVE A TRADE TRANSACTED (SELL) FOR EITHER THE
FULL SECURITY POSITION OR A PARTIAL AMOUNT AFTER
THE VOTE INSTRUCTION HAS BEEN SUBMITTED AND THE
GLOBAL CUSTODIAN ADVISES OF THE POSITION CHANGE
VIA THE ACCOUNT POSITION COLLECTION PROCESS,
THERE IS A PROCESS IN EFFECT WHICH WILL ADVISE
THE GLOBAL CUSTODIAN OF THE NEW ACCOUNT POSITION
AVAILABLE FOR VOTING. THIS WILL ENSURE THAT THE
LOCAL CUSTODIAN IS INSTRUCTED TO AMEND THE VOTE
INSTRUCTION AND RELEASE THE SHARES FOR SETTLEMENT
OF THE SALE TRANSACTION. THIS PROCEDURE PERTAINS
TO SALE TRANSACTIONS WITH A SETTLEMENT DATE PRIOR
TO MEETING DATE + 1
O.1 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS, Management For *Management Position Unknown
THE CHAIRMAN OF THE BOARD OF DIRECTORS AND THE
AUDITORS AND APPROVE THE COMPANY S FINANCIAL
STATEMENTS FOR THE YE 31 DEC 2006, AS PRESENTED,
SHOWING INCOME OF EUR 38,258,054.45 AND GRANT
PERMANENT DISCHARGE TO THE DIRECTORS FOR THE
PERFORMANCE OF THEIR DUTIES DURING THE SAID FY
O.2 APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS Management For *Management Position Unknown
FOR THE SAID FINANCIAL YEAR, INTHE FORM PRESENTED
TO THE MEETING SHOWING INCOME OF EUR 213,449,000.00
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 43 of 120
- ------------------------------------------------------------------------------------------------------------------------------------
CONVERGYS CORPORATION CVG ANNUAL MEETING DATE: 04/17/2007
ISSUER: 212485106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ZOE BAIRD Management For For
PHILIP A. ODEEN Management For For
02 TO RATIFY THE APPOINTMENT OF THE INDEPENDENT ACCOUNTANTS. Management For For
03 TO APPROVE THE ANNUAL EXECUTIVE INCENTIVE PLAN. Management For For
04 SHAREHOLDER PROPOSAL. Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE KPN N.V. KPN ANNUAL MEETING DATE: 04/17/2007
ISSUER: 780641205 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
04 PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS FOR Management For For
THE FINANCIAL YEAR 2006
06 PROPOSAL TO ADOPT A DIVIDEND OVER THE FINANCIAL Management For For
YEAR 2006
07 PROPOSAL TO DISCHARGE THE MEMBERS OF THE BOARD Management For For
OF MANAGEMENT FROM LIABILITY
08 PROPOSAL TO DISCHARGE THE MEMBERS OF THE SUPERVISORY Management For For
BOARD FROM LIABILITY
09 PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION Management For For
10 PROPOSAL TO APPOINT THE AUDITOR Management For For
12 PROPOSAL TO APPOINT MR. M. BISCHOFF AS MEMBER Management For For
OF THE SUPERVISORY BOARD
13 PROPOSAL TO APPOINT MR. J.B.M. STREPPEL AS MEMBER Management For For
OF THE SUPERVISORY BOARD
14 PROPOSAL TO APPOINT MRS. C.M. COLIJN-HOOYMANS Management For For
AS MEMBER OF THE SUPERVISORY BOARD
16 PROPOSAL TO AMEND THE REMUNERATION FOR THE SUPERVISORY Management For For
BOARD
17 PROPOSAL TO AMEND THE REMUNERATION POLICY FOR Management For For
THE BOARD OF MANAGEMENT
18 PROPOSAL TO AUTHORIZE THE BOARD OF MANAGEMENT Management For For
TO RESOLVE THAT THE COMPANY MAY ACQUIRE ITS OWN
SHARES
19 PROPOSAL TO REDUCE THE CAPITAL THROUGH CANCELLATION Management For For
OF OWN SHARES
- ------------------------------------------------------------------------------------------------------------------------------------
SEAT PAGINE GIALLE SPA, MILANO OGM MEETING DATE: 04/18/2007
ISSUER: T8380H104 ISIN: IT0003479638 BLOCKING
SEDOL: B11BPT2, 7743621, B020RD9, 7646593, B010SW6
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 44 of 120
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
19 APR 2007. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU.
* PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown
YOU.
Take No
o.1 RECEIVE THE FINANCIAL STATEMENTS AT 31 DEC 2006, Management Action *Management Position Unknown
AND BOARD OF DIRECTORS REPORT, ADJOURNMENT THEREOF
Take No
o.2 APPOINT TWO BOARD OF DIRECTORS MEMBERS, ADJOURNMENT Management Action *Management Position Unknown
THEREOF
Take No
e.1 APPROVE INTEGRATION OF ARTICLE 5, AMEND ARTICLES Management Action *Management Position Unknown
8, 14, 16, 19 AND 22 OF CORPORATE BY LAWS, ADJOURNMENT
THEREOF
* PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management Position Unknown
OF RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
- ------------------------------------------------------------------------------------------------------------------------------------
IDEARC INC. IAR ANNUAL MEETING DATE: 04/19/2007
ISSUER: 451663108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN J. MUELLER Management For For
JERRY V. ELLIOTT Management For For
KATHERINE J. HARLESS Management For For
DONALD B. REED Management For For
STEPHEN L. ROBERTSON Management For For
THOMAS S. ROGERS Management For For
PAUL E. WEAVER Management For For
02 RATIFICATION OF ERNST & YOUNG LLP AS IDEARC S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
TELEGRAAF MEDIA GROEP NV AGM MEETING DATE: 04/19/2007
ISSUER: N8502L104 ISIN: NL0000386605 BLOCKING
SEDOL: 5062919, 5848982
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 45 of 120
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. OPENING Non-Voting *Management Position Unknown
Take No
2. RECEIVE THE REPORT BY THE MANAGEMENT BOARD ABOUT Management Action *Management Position Unknown
COURSE OF THINGS OF THE COMPANY MANAGEMENT CONDUCTED
ON FY 2006
Take No
3. ADOPT THE ANNUAL ACCOUNTS ON THE FY 2006 Management Action *Management Position Unknown
Take No
4.A GRANT DISCHARGE FROM LIABILITY TO THE MANAGEMENT Management Action *Management Position Unknown
BOARD TO MANAGEMENT CONDUCTED IN 2006
Take No
4.B GRANT DISCHARGE FROM LIABILITY TO THE SUPERVISORY Management Action *Management Position Unknown
BOARD FOR SUPERVISION EXERCISED IN 2006
Take No
5.A APPROVE THE PROFIT APPROPRIATION Management Action *Management Position Unknown
Take No
5.B APPROVE THE ANNOUNCEMENT TIME AND PLACE OF DIVIDEND Management Action *Management Position Unknown
PAYMENT
Take No
6. APPROVE THE REMUNERATION POLICY OF THE MANAGEMENT Management Action *Management Position Unknown
BOARD
Take No
7.A.1 RE-APPOINT MRS. IR. M. TIEMSTRA AS A MEMBER OF Management Action *Management Position Unknown
THE SUPERVISORY BOARD
Take No
7.A.2 RE-APPOINT MR. A.J. VAN PUIJENBROEK AS A MEMBER Management Action *Management Position Unknown
OF THE SUPERVISORY BOARD
Take No
7.B APPROVE THE ANNOUNCEMENTS WITH REGARD TO THE Management Action *Management Position Unknown
COMPOSITION OF THE SUPERVISORY BOARD
Take No
8. APPOINT KPMG AS THE EXTERNAL AUDITOR Management Action *Management Position Unknown
Take No
9. APPROVE THE WITHDRAWAL PURCHASED THE COMPANY Management Action *Management Position Unknown
S OWN SHARES
Take No
10. AUTHORIZE THE MANAGEMENT BOARD FOR AN 18 MONTH Management Action *Management Position Unknown
PERIOD TO PURCHASE THE COMPANYS OWN SHARES OR
DEPOSITARY RECEIPTS THEREOF
11. QUESTIONS Non-Voting *Management Position Unknown
12. CLOSING Non-Voting *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
VIVENDI, PARIS AGM MEETING DATE: 04/19/2007
ISSUER: F97982106 ISIN: FR0000127771
SEDOL: B0CR3H6, B1G0HP4, 4834777, 4859587, B0334V4, B11SBW8, 4841379, 4863470
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 46 of 120
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS A REVISION DUE TO DELETION Non-Voting *Management Position Unknown
OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
* PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown
YOU.
O.1 RECEIVE THE REPORTS OF THE EXECUTIVE COMMITTEE Management For *Management Position Unknown
AND THE AUDITORS, APPROVE THE COMPANY S FINANCIAL
STATEMENTS FOR THE YE IN 2006, AS PRESENTED,
SHOWING EARNINGS OF EUR 4,412,354,584.59
O.2 RECEIVE THE REPORTS OF THE EXECUTIVE COMMITTEE Management For *Management Position Unknown
AND THE AUDITORS, APPROVE THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE SAID FY, IN THE FORM PRESENTED
TO THE MEETING
O.3 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For *Management Position Unknown
AGREEMENTS GOVERNED BY ARTICLE L.225-88 OF THE
FRENCH COMMERCIAL CODE, APPROVE SAID REPORT AND
THE AGREEMENTS REFERRED TO THEREIN
O.4 APPROVE THE RECOMMENDATIONS OF THE EXECUTIVE Management For *Management Position Unknown
COMMITTEE AND RESOLVES THAT THE DISTRIBUTABLE
INCOME FOR THE FY BE APPROPRIATED AS FOLLOWS:
INCOME FOR THE FY: EUR 4,412,354,584.59 RETAINED
EARNINGS: EUR 10,389,661,400.91 TOTAL: EUR 14,802,015,985.50
ALLOCATED TO: LEGAL RESERVE: EUR 1,956,028.25
DIVIDENDS: EUR 1,386,784,539.60 OTHER RESERVES:
EUR 11,213,275,417.65 RETAINED EARNINGS: EUR
2,200,000,000.00 TOTAL: EUR 14,802,015,985.50
THE SHAREHOLDERS WILL RECEIVE A NET DIVIDEND
OF EUR 1.20 PER SHARE AND WILL ENTITLE TO THE
40% DEDUCTION PROVIDED BY THE FRENCH TAX CODE;
THIS DIVIDEND WILL BE PAID ON 26 APR 2007; AS
REQUIRED BYLAW
O.5 RATIFY THE CO-OPTATION OF MR. MEHDI DAZI AS SUPERVISORY Management For *Management Position Unknown
BOARD MEMBER UNTIL THE SHAREHOLDERS MEETING
CALLED TO APPROVE THE FINANCIAL STATEMENTS FOR
THE FY 2008
O.6 AUTHORIZE THE EXECUTIVE COMMITTEE TO TRADE IN Management For *Management Position Unknown
THE COMPANY S SHARES ON THE STOCK MARKET OR OTHERWISE
SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM
PURCHASE PRICE: EUR 45.00 MAXIMUM NUMBER OF SHARES
TO BE ACQUIRED: 10% OF THE SHARE CAPITAL, MAXIMUM
FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 4,000,000,000.00;
AUTHORITY EXPIRES ON 18-MONTH PERIOD; AND TO
TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES; THIS AUTHORIZATION SUPERSEDES
THE REMAINING PERIOD OF THE AUTHORIZATION GRANTED
BY THE COMBINED SHAREHOLDERS MEETING OF 20 APR
2006 IN ITS RESOLUTION E.10
E.7 AUTHORIZE THE EXECUTIVE COMMITTEE TO DECIDE ON Management For *Management Position Unknown
1 OR MORE CAPITAL INCREASES, IN FRANCE OR ABROAD,
BY A MAXIMUM NOMINAL AMOUNT OF EUR 1,000,000,000.00,
BY ISSUANCE, WITH PREFERRED SUBSCRIPTION RIGHTS
MAINTAINED, OF COMMON SHARES AND SECURITIES GIVING
ACCESS TO THE CAPITAL; AUTHORITY EXPIRES ON 26-MONTH
PERIOD; THE NUMBER OF SECURITIES TO BE ISSUED
MAY BE INCREASED IN ACCORDANCE WITH THE CONDITIONS
GOVERNED BY ARTICLE L.225-135-1 OF THE FRENCH
COMMERCIAL CODE; AND TO CHARGE THE SHARE ISSUANCE
COSTS AGAINST THE RELATED PREMIUMS AND DEDUCT
FROM THE PREMIUMS THE AMOUNTS NECESSARY TO FUND
THE LEGAL RESERVE; THIS DELEGATION OF POWERS
SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO
THE SAME EFFECT, PARTICULARLY IN THE 1 GIVEN
BY THE SHAREHOLDERS MEETING DATED 28 APR 2005
IN THE RESOLUTION 7
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 47 of 120
E.8 AUTHORIZE THE EXECUTIVE COMMITTEE TO DECIDE ON Management For *Management Position Unknown
1 OR MORE CAPITAL INCREASES, IN FRANCE OR ABROAD,
BY A MAXIMUM NOMINAL AMOUNT OF EUR 500,000,000.00,
BY ISSUANCE, WITH CANCELLATION OF THE SHAREHOLDERS
PREFERRED SUBSCRIPTION RIGHTS, OF COMMON SHARES
AND SECURITIES GIVING ACCESS TO THE CAPITAL;
AUTHORITY EXPIRES ON 26-MONTH PERIOD; THE NUMBER
OF SECURITIES TO BE ISSUED MAY BE INCREASED IN
ACCORDANCE WITH THE CONDITIONS GOVERNED BY ARTICLE
L.225-135-1 OF THE FRENCH COMMERCIAL CODE; THE
SHAREHOLDERS MEETING AUTHORIZES, FOR THE SAME
PERIOD, THE EXECUTIVE COMMITTEE TO INCREASE THE
SHARE CAPITAL, UP TO 10% OF THE SHARE CAPITAL,
IN CONSIDERATION FOR THE CONTRIBUTIONS IN KIND
GRANTED TO THE COMPANY AND COMPRISED OF CAPITAL
SECURITIES OR SECURITIES GIVING ACCESS TO THE
SHARE CAPITAL; THE EXECUTIVE COMMITTEE MAY ALSO
PROCEED WITH A CAPITAL INCREASE IN CONSIDERATION
FOR SECURITIES TENDERED IN A PUBLIC EXCHANGE
OFFER INITIATED BY THE COMPANY CONCERNING THE
SHARES OF ANOTHER COMPANY; AND TO CHARGE THE
SHARE ISSUANCE COSTS AGAINST THE RELATED PREMIUMS
AND DEDUCT FROM THE PREMIUMS THE AMOUNTS NECESSARY
TO FUND THE LEGAL RESERVE; THIS DELEGATION OF
POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT, PARTICULARLY IN THE 1 GIVEN
BY THE SHAREHOLDERS MEETING DATED 28 APR 2005
IN THE RESOLUTION 8; THE AMOUNT OF CAPITAL INCREASES
CARRIED OUT BY VIRTUE OF THE PRESENT RESOLUTION
SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH
IN THE RESOLUTION E.7
E.9 AUTHORIZE THE EXECUTIVE COMMITTEE TO DECIDE ON Management For *Management Position Unknown
1 OR MORE CAPITAL INCREASES, UP TO A MAXIMUM
NOMINAL AMOUNT OF EUR 500,000,000.00 BY WAY OF
CAPITALIZING RESERVES, PROFITS, PREMIUMS OR OTHER
MEANS, PROVIDED THAT SUCH CAPITALIZATION IS ALLOWED
BYLAW AND UNDER THE BY-LAWS, BY ISSUING BONUS
SHARES OR RAISING THE PAR VALUE OF EXISTING SHARES;
AUTHORITY EXPIRES ON 26-MONTH PERIOD; THIS DELEGATION
OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT, PARTICULARLY THE 1 GIVEN
BY THE SHAREHOLDER S MEETING DATED 28 APR 2005
IN THE RESOLUTION 10; THE AMOUNT OF CAPITAL INCREASES
CARRIED OUT BY VIRTUE OF THE PRESENT RESOLUTION
SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH
IN THE RESOLUTION E.7
E.10 AUTHORIZE THE EXECUTIVE COMMITTEE TO INCREASE Management For *Management Position Unknown
THE SHARE CAPITAL, ON 1 OR MORE OCCASIONS, IN
FAVOUR OF EMPLOYEES, AND FORMER EMPLOYEES OF
THE COMPANY AND COMPANIES OF THE VIVENDI GROUP,
WHO ARE MEMBERS OF THE GROUP SAVINGS PLAN; AUTHORITY
EXPIRES ON 26-MONTH PERIOD; AND FOR A TOTAL NUMBER
OF SHARES THAT SHALL NOT EXCEED 1.5% OF THE SHARE
CAPITAL; AND TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES; THIS DELEGATION
OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT, PARTICULARLY THE 1 GIVEN
BY THE SHAREHOLDER S MEETING DATED 28 APR 2006
IN ITS RESOLUTION 11; THE AMOUNT OF CAPITAL INCREASES
CARRIED OUT BY VIRTUE OF THE PRESENT RESOLUTION
SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH
IN THE RESOLUTION E.7
E.11 AUTHORIZE THE EXECUTIVE COMMITTEE TO REDUCE THE Management For *Management Position Unknown
SHARE CAPITAL, ON 1 OR MORE OCCASIONS AND AT
ITS SOLE DISCRETION, BY CANCELING ALL OR PART
OF THE SHARES HELD BY THE COMPANY IN CONNECTION
WITH A STOCK REPURCHASE PLAN, UP TO A MAXIMUM
10% OF THE SHARE CAPITAL OVER A 24 MONTH PERIOD;
AUTHORITY EXPIRES ON 26-MONTH PERIOD; AND TO
TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES; THIS DELEGATION OF POWERS
SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO
THE SAME EFFECT, PARTICULARLY THE 1 GIVEN BY
THE SHAREHOLDER S MEETING DATED 20 APR 2006 IN
ITS RESOLUTION 11
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 48 of 120
E.12 APPROVE TO BRING THE ARTICLES OF THE BYLAWS INTO Management For *Management Position Unknown
CONFORMITY WITH THE PROVISIONS OF ARTICLE NO
L.225-71 OF THE FRENCH COMMERCIAL CODE MODIFIED
BY THE LAW NO 2006-1170 OF 30 DEC 2006 AND AMEND
ARTICLE 8 OF THE BYLAWS-SUPERVISORY BOARD MEMBER
ELECTED BY THE EMPLOYEES
E.13 APPROVE TO BRING THE ARTICLES OF THE BYLAWS INTO Management For *Management Position Unknown
CONFORMITY WITH THE PROVISIONS OF ARTICLES 84-1
AND 108-1 OF THE DECREE NO 67-236 OF 23 MAR 1967
MODIFIED BY THE DECREE OF 11 DEC 2006 AND AMEND
ARTICLES 10 AND 14 OF THE BYLAWS-ORGANIZATION
OF THE SUPERVISORY BOARD AND ORGANIZATION OF
THE EXECUTIVE COMMITTEE
E.14 APPROVE TO BRING THE ARTICLES OF THE BYLAWS INTO Management For *Management Position Unknown
CONFORMITY WITH THE PROVISIONS OF ARTICLE 136
OF THE DECREE NO 67-236 OF 23 MAR 1967 MODIFIED
BY THE DECREE OF 11 DEC 2006 AND AMEND ARTICLE
16 OF THE BYLAWS-SHAREHOLDERS MEETING
E.15 APPROVE TO DECIDE THE 15 DAY PERIOD APPLICABLE Management For *Management Position Unknown
FOR THE DECLARATIONS OF THE STATUTORY EXCEEDING
OF THE THRESHOLDS AND AMEND ARTICLE 5 OF THE
BYLAWS-SHARES IN ORDER TO BRING IT TO 5 MARKET
DAYS
E.16 AMEND ARTICLE 17 OF THE BYLAWS-VOTING RIGHTS Management For *Management Position Unknown
E.17 GRANT FULL POWERS TO THE BEARER OF AN ORIGINAL, Management For *Management Position Unknown
A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER
FORMALITIES PRESCRIBED BY LAW
- ------------------------------------------------------------------------------------------------------------------------------------
SUNCOM WIRELESS HOLDINGS, INC. TPC SPECIAL MEETING DATE: 04/20/2007
ISSUER: 86722Q108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE THE EXCHANGE BY SUNCOM INVESTMENT Management For For
COMPANY LLC OF 50,572,539 SHARES OF THE COMPANY
S CLASS A COMMON STOCK FOR THE SUBORDINATED NOTES
DELIVERED UNDER THE TERMS OF THE EXCHANGE AGREEMENT,
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
02 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER Management For For
BETWEEN THE COMPANY AND SUNCOM MERGER CORP.,
A NEWLY-FORMED WHOLLY-OWNED SUBSIDIARY OF THE
COMPANY, AS IT MAY BE AMENDED FROM TIME TO TIME.
03 PROPOSAL TO ADJOURN THE SPECIAL MEETING TO A Management For For
LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE
ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO APPROVE THE EXCHANGE AND ADOPT THE
MERGER AGREEMENT AS CONTEMPLATED BY PROPOSALS
1 AND 2 ABOVE.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 49 of 120
- ------------------------------------------------------------------------------------------------------------------------------------
TNT N.V. TP ANNUAL MEETING DATE: 04/20/2007
ISSUER: 87260W101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
05 ADOPTION OF THE 2006 FINANCIAL STATEMENTS. Management For For
6B DETERMINATION AND DISTRIBUTION OF DIVIDENDS. Management For For
07 APPROVAL OF THE RELEASE FROM LIABILITY OF THE Management For For
MEMBERS OF THE BOARD OF MANAGEMENT.
08 APPROVAL OF THE RELEASE FROM LIABILITY OF THE Management For For
MEMBERS OF THE SUPERVISORY BOARD.
09 ADOPTION AND AMENDMENTS TO THE REMUNERATION POLICY Management For For
FOR THE BOARD OF MANAGEMENT.
11 DIRECTOR Management For
MR. R. DAHAN Management For For
MR. V. HALBERSTADT Management For For
MR. W. KOK Management For For
MRS. M. HARRIS Management For For
16A APPROVAL OF THE EXTENSION OF THE DESIGNATION Management For For
OF THE BOARD OF MANAGEMENT TO ISSUE ORDINARY SHARES.
16B APPROVAL OF THE EXTENSION OF THE DESIGNATION Management For For
OF THE BOARD OF MANAGEMENT TO ISSUE PREFERENCE
SHARES B.
17 APPROVAL OF THE DESIGNATION OF THE BOARD OF MANAGEMENT Management For For
AS AUTHORIZED BODY TO LIMIT OR EXCLUDE THE PRE-EMPTIVE
RIGHT TO THE ISSUANCE OF ORDINARY SHARES.
18 APPROVAL OF THE AUTHORIZATION OF THE BOARD OF Management For For
MANAGEMENT TO HAVE THE COMPANY ACQUIRE ITS OWN
SHARES.
19 APPROVAL OF THE REDUCTION OF THE ISSUED CAPITAL Management For For
BY CANCELLATION OF OWN SHARES.
20A APPROVAL OF THE AMENDMENT OF CONVERSION OF THE Management For For
SPECIAL SHARE IN THE ARTICLES OF ASSOCIATION.
20B APPROVAL OF THE AMENDMENT OF OTHER AMENDMENTS Management For For
IN THE ARTICLES OF ASSOCIATION.
- ------------------------------------------------------------------------------------------------------------------------------------
ASIA SATELLITE TELECOMM. HOLDINGS LT SAT SPECIAL MEETING DATE: 04/24/2007
ISSUER: 04516X106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
C1 AT THE COURT MEETING: APPROVAL OF THE SCHEME Management For *Management Position Unknown
PROPOSED TO BE MADE BETWEEN THE COMPANY AND THE
SCHEME SHAREHOLDERS, AS DESCRIBED IN THE NOTICE
OF THE COURT MEETING.
S1 AT THE SPECIAL GENERAL MEETING: APPROVAL OF THE Management For *Management Position Unknown
CAPITAL REDUCTION BY MEANS OF THE CANCELLATION
OF THE SCHEME SHARES, ISSUE AND ALLOTMENT OF
NEW ASIASAT SHARES AND AUTHORIZING DIRECTORS,
AS DESCRIBED IN THE NOTICE OF THE SPECIAL GENERAL
MEETING.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 50 of 120
- ------------------------------------------------------------------------------------------------------------------------------------
L-3 COMMUNICATIONS HOLDINGS, INC. LLL ANNUAL MEETING DATE: 04/24/2007
ISSUER: 502424104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MICHAEL T. STRIANESE Management For For
CLAUDE R. CANIZARES Management For For
THOMAS A. CORCORAN Management For For
ALAN H. WASHKOWITZ Management For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
- ------------------------------------------------------------------------------------------------------------------------------------
SWISSCOM AG SCM ANNUAL MEETING DATE: 04/24/2007
ISSUER: 871013108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 ANNUAL REPORT, ANNUAL FINANCIAL STATEMENT AND Management For For
CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL
YEAR 2006, REPORTS OF THE STATUTORY AND GROUP
AUDITORS
02 APPROPRIATION OF RETAINED EARNINGS AND DECLARATION Management For For
OF DIVIDENDS
03 DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS Management For For
AND THE EXECUTIVE BOARD
04 CHANGE OF CLAUSE 6.1.2 OF THE ARTICLES OF INCORPORATION Management For For
5A RE-ELECTION OF FIDES P. BALDESBERGER Management For For
5B RE-ELECTION OF MICHEL GOBET Management For For
5C RE-ELECTION OF DR. TORSTEN G. KREINDL Management For For
5D RE-ELECTION OF RICHARD ROY Management For For
5E RE-ELECTION OF OTHMAR VOCK Management For For
06 RE-ELECTION OF THE STATUTORY AUDITORS AND GROUP Management For For
AUDITORS
- ------------------------------------------------------------------------------------------------------------------------------------
TELEFONICA DE ARGENTINA S.A. TAR SPECIAL MEETING DATE: 04/24/2007
ISSUER: 879378404 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 CONSIDERATION OF FINANCIAL STATEMENTS OF THE COMPANY. Management For For
03 APPROVAL OF DISCHARGE OF OFFICE OF THE MEMBERS Management For For
OF THE BOARD OF DIRECTORS.
04 CONSIDERATION OF THE REMUNERATIONS OF THE BOARD Management For For
AND THE STATUTORY COMMITTEE.
05 DETERMINATION OF THE NUMBER OF INCUMBENT AND Management For For
ALTERNATE DIRECTORS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 51 of 120
07 APPOINTMENT OF INCUMBENT AND ALTERNATE DIRECTORS Management For For
BY CLASS B SHAREHOLDERS.
08 APPOINTMENT OF THREE INCUMBENT MEMBERS AND THREE Management For For
ALTERNATE MEMBERS OF THE STATUTORY COMMITTEE.
09 REMUNERATION OF THE CERTIFIED PUBLIC ACCOUNTANT Management For For
OF THE COMPANY S FINANCIAL STATEMENTS FOR FISCAL
YEAR ENDED DECEMBER 31, 2006.
10 APPROVAL OF A BUDGET FOR THE AUDITING COMMITTEE Management For For
S OPERATION.
11 AMENDMENT TO SECTION NINE OF THE BY-LAWS. Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
TRUE CORPORATION PUBLIC COMPANY LIMITED AGM MEETING DATE: 04/24/2007
ISSUER: Y3187S100 ISIN: TH0375010012
SEDOL: B038BZ2, 6877071, 5393761
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THE COMPANY ACCEPTS BOTH SPLIT Non-Voting *Management Position Unknown
VOTING AND PARTIAL VOTING. THANK YOU.
1. ADOPT THE MINUTES OF AGM OF THE SHAREHOLDERS Management For *Management Position Unknown
FOR THE YEAR 2006
2. ACKNOWLEDGE THE REPORT ON THE RESULT OF BUSINESS Management For *Management Position Unknown
OPERATION OF THE COMPANY FORTHE YEAR 2006
3. APPROVE THE BALANCE SHEET AND THE PROFIT AND Management For *Management Position Unknown
LOSS STATEMENT OF THE COMPANY FOR THE FYE 31
DEC 2006
4. APPROVE THE PAYMENT OF DIVIDENDS AND APPROPRIATION Management For *Management Position Unknown
OF NET PROFITS FOR THE YEAR 2006 AS RESERVE
5. ELECT THE DIRECTORS IN PLACE OF THOSE WHO RETIRED Management For *Management Position Unknown
BY ROTATION
6. APPROVE THE DIRECTOR S REMUNERATION Management For *Management Position Unknown
7. APPOINT THE COMPANY S AUDITORS AND APPROVE TO Management For *Management Position Unknown
FIX THEIR REMUNERATION FOR THE YEAR 2007
8. APPROVE THE ISSUANCE AND OFFERING OF WARRANTS Management For *Management Position Unknown
TO PURCHASE THE COMPANY S ORDINARY SHARES TO
THE DIRECTORS AND EMPLOYEE AT THE EXECUTIVES
LEVEL OF THE COMPANY AND OR ITS SUBSIDIARIES
THE ESOP 2007 PROJECT
12. APPROVE THE INCREASE OF THE AUTHORIZED CAPITAL Management For *Management Position Unknown
OF THE COMPANY FROM THB 46,835,781,350 TO BE
THB 47,515,194,180 BY ISSUING 67,941,283 NEW
ORDINARY SHARES
9. APPROVE THE ISSUANCE AND OFFERING OF WARRANTS Management For *Management Position Unknown
TO THE DIRECTORS AND EMPLOYEES AT THE EXECUTIVE
LEVEL OF THE COMPANY AND OR ITS SUBSIDIARIES
WHO WILL BE ENTITLED TO RECEIVE SAID WARRANTS
UNDER THE ESOP 2007 PROJECT IN AN AMOUNT GREATER
THAN 5% OF THE TOTAL WARRANTS TO BE ISSUED AND
OFFERED UNDER THE ESOP 2007 PROJECT ON AN INDIVIDUAL
BASIS AS SPECIFIED
10. APPROVE THE REDUCTION OF THE AUTHORIZED CAPITAL Management For *Management Position Unknown
OF THE COMPANY FROM THB 47,134,724,910 TO THB
46,835,781,350 BY CANCELING 29,894,356 ORDINARY
SHARES WHICH HAVE NOT YET BEEN ISSUED
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 52 of 120
11. AMEND CLAUSE 4 OF THE MEMORANDUM OF ASSOCIATION Management For *Management Position Unknown
OF THE COMPANY WITH RESPECT TO THE AUTHORIZED
CAPITAL OF THE COMPANY TO BE IN LINE WITH THE
REDUCTION OF THE AUTHORIZED CAPITAL
13. AMEND CLAUSE 4 OF THE MEMORANDUM OF ASSOCIATION Management For *Management Position Unknown
OF THE COMPANY WITH RESPECT TO THE AUTHORIZED
CAPITAL OF THE COMPANY TO BE IN LINE WITH THE
INCREASE OF THE AUTHORIZED CAPITAL
14. APPROVE THE ALLOTMENT OF NEW ORDINARY SHARES, Management For *Management Position Unknown
PURSUANT TO THE INCREASE OF THEAUTHORIZED CAPITAL
15. OTHER BUSINESS IF ANY Other For *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
BOUYGUES, PARIS EGM MEETING DATE: 04/26/2007
ISSUER: F11487125 ISIN: FR0000120503
SEDOL: B01JBX5, 2696612, 4067528, 7164028, B0Z6VY3, B043HB4, 4002121, 4115159
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* A VERIFICATION PERIOD EXISTS IN FRANCE. VERIFICATION Non-Voting *Management Position Unknown
PERIOD: REGISTERED SHARES: 1 TO 5 DAYS PRIOR
TO THE MEETING DATE, DEPENDS ON COMPANY S BY-LAWS.
BEARER SHARES: 6 DAYS PRIOR TO THE MEETING DATE.
FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN
AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB
CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN THE NECESSARY CARD,
ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING
APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY
CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED
TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED
INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN
CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD
TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER
YOUR GLOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY,
PLEASE CONTACT YOUR REPRESENTATIVE. TRADES/VOTE
INSTRUCTIONS: SINCE FRANCE MAINTAINS A VERIFICATION
PERIOD, FOR VOTE INSTRUCTIONS SUBMITTED THAT
HAVE A TRADE TRANSACTED (SELL) FOR EITHER THE
FULL SECURITY POSITION OR A PARTIAL AMOUNT AFTER
THE VOTE INSTRUCTION HAS BEEN SUBMITTED AND THE
GLOBAL CUSTODIAN ADVISES OF THE POSITION CHANGE
VIA THE ACCOUNT POSITION COLLECTION PROCESS,
THERE IS A PROCESS IN EFFECT WHICH WILL ADVISE
THE GLOBAL CUSTODIAN OF THE NEW ACCOUNT POSITION
AVAILABLE FOR VOTING. THIS WILL ENSURE THAT THE
LOCAL CUSTODIAN IS INSTRUCTED TO AMEND THE VOTE
INSTRUCTION AND RELEASE THE SHARES FOR SETTLEMENT
OF THE SALE TRANSACTION. THIS PROCEDURE PERTAINS
TO SALE TRANSACTIONS WITH A SETTLEMENT DATE PRIOR
TO MEETING DATE + 1
* PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown
YOU.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 53 of 120
O.1 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS, Management For *Management Position Unknown
THE CHAIRMAN OF THE BOARD OF DIRECTORS AND THE
AUDITORS, APPROVE THE COMPANY S FINANCIAL STATEMENTS
FOR THE YE 2006, AS PRESENTED, SHOWING NET EARNINGS
OF EUR 603,396,472.57, GRANT PERMANENT DISCHARGE
TO THE DIRECTORS FOR THE PERFORMANCE OF THEIR
DUTIES DURING THE SAID FY
O.2 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS, Management For *Management Position Unknown
THE CHAIRMAN OF THE BOARD OF DIRECTORS AND THE
AUDITORS, APPROVE THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE SAID FINANCIAL YEAR, IN THE
FORM PRESENTED TO THE MEETING, SHOWING NET EARNINGS
GROUP SHARE OF EUR 1,246,000,000.00
O.3 APPROVE THE DISTRIBUTABLE INCOME OF EUR 838,625,254.57 Management For *Management Position Unknown
BE APPROPRIATED AS FOLLOWS: DIVIDENDS: EUR 16,738,879.15,
A DIVIDEND OF EUR 0.05 PER SHARE, ADDITIONAL
DIVIDEND: EUR 384,994,220.45, A NET DIVIDEND
OF 1.15 PER SHARE THE BALANCE WILL BE ALLOCATED
TO THE RETAINED EARNINGS ACCOUNT: EUR 436,892,154.97
THE SHAREHOLDERS WILL RECEIVE A NET DIVIDEND
OF EUR 1.20 PER SHARE AND WILL ENTITLE NATURAL
PERSONS FISCALLY DOMICILIATED IN FRANCE, TO THE
40% ALLOWANCE THIS DIVIDEND WILL BE PAID ON 03
MAR 2007 IN THE EVENT THAT THE COMPANY HOLDS
SOME OF ITS OWN SHARES ON SUCH DATE, THE AMOUNT
OF THE UNPAID DIVIDEND ON SUCH SHARES SHALL BE
ALLOCATED TO THE RETAINED EARNINGS ACCOUNT AS
REQUIRED BYLAW
O.4 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For *Management Position Unknown
AGREEMENTS GOVERNED BY ARTICLE L. 225-38 OF THE
FRENCH COMMERCIAL CODE AND THE AGREEMENTS REFERRED
TO THEREIN
O.6 APPROVE TO RENEW THE APPOINTMENT OF MR. LUCIEN Management For *Management Position Unknown
DOUROUX AS A DIRECTOR FOR A 3-YEAR PERIOD
O.5 RATIFY THE CO-OPTATION OF MR. PATRICK KRON AS Management For *Management Position Unknown
A DIRECTOR, TO REPLACE MR. ALAIN POUYAT, FOR
THE REMAINDER OF MR. ALAIN POUYAT S TERM OF OFFICE,
UNTIL THE ORDINARY SHAREHOLDERS MEETING AND
APPROVE THE FINANCIAL STATEMENTS FOR THE FY 2009
O.7 APPROVE TO RENEW THE APPOINTMENT OF MR. JEAN Management For *Management Position Unknown
PEYRELEVADE AS A DIRECTOR FOR A 3-YEAR PERIOD
O.8 APPROVE TO RENEW THE APPOINTMENT OF THE COMPANY Management For *Management Position Unknown
SCDM AS A DIRECTOR FOR A 3-YEAR PERIOD
O.9 ELECT MR. THIERRY JOURDAINE AS A DIRECTOR MEMBER Management For *Management Position Unknown
OF THE SUPERVISORY BOARD OF 1 OF THE INVESTMENT
FUNDS REPRESENTING THE EMPLOYEES WHO ARE SHAREHOLDERS,
SUBJECT TO THE ADOPTION BY THE SHAREHOLDERS
MEETING OF RESOLUTION E.27, HIS TERM OF OFFICE
WILL LAST 3 YEARS; IF SUCH RESOLUTION IS NOT
APPROVED, IT WILL LAST 2 YEARS
O.10 ELECT MR. JEAN-MICHEL GRAS AS A DIRECTOR MEMBER Management For *Management Position Unknown
OF THE SUPERVISORY BOARD OF 1OF THE INVESTMENT
FUNDS REPRESENTING THE EMPLOYEES WHO ARE SHAREHOLDERS,
SUBJECT TO THE ADOPTION BY THE SHAREHOLDERS
MEETING OF RESOLUTION E.27, HIS TERM OF OFFICE
WILL LAST 3 YEARS; IF SUCH RESOLUTION IS NOT
APPROVED, IT WILL LAST 2 YEARS
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 54 of 120
O.11 APPOINT MR. ALAIN POUYAT AS A CONTROL AGENT, Management For *Management Position Unknown
FOR A 3-YEAR PERIOD
O.12 AUTHORIZE THE BOARD OF DIRECTORS TO BUY BACK Management For *Management Position Unknown
THE COMPANY S SHARES ON THE OPENMARKET, SUBJECT
TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE
PRICE: EUR 80.00, MINIMUM SALE PRICE: EUR 30.00,
MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10%
OF THE SHARE CAPITAL, MAXIMUM FUNDS INVESTED
IN THE SHARE BUYBACKS: EUR 1,500,000,000.00;
AUTHORITY EXPIRES ON 18-MONTH PERIOD; IT SUPERSEDES
THE UNUSED FRACTION OF ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT; AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.13 AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE ON Management For *Management Position Unknown
1 OR MORE CAPITAL INCREASES, INFRANCE OR ABROAD,
BY ISSUANCE, WITH THE SHAREHOLDERS PREFERRED
SUBSCRIPTION RIGHTS MAINTAINED, OF COMPANY S
ORDINARY SHARES OR SECURITIES GIVING ACCESS TO
ORDINARY SHARES OF THE COMPANY OR A COMPANY CONTROLLED
BY IT OVER 50%; THE MAXIMAL NOMINAL AMOUNT OF
CAPITAL INCREASES TO BE CARRIED OUT UNDER THIS
DELEGATION OF AUTHORITY SHALL NOT EXCEED EUR
150,000,000.00; THE NOMINAL AMOUNT OF DEBT SECURITIES
ISSUED SHALL NOT EXCEED EUR 5,000,000,000.00;
AUTHORITY EXPIRES ON 26 MONTH PERIOD; IT SUPERSEDES
THE UNUSED FRACTION OF ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT; AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.14 AUTHORIZE THE BOARD OF DIRECTORS ALL POWERS IN Management For *Management Position Unknown
ORDER TO DECIDE ON 1 OR MORE CAPITAL INCREASES,
UP TO A MAXIMUM NOMINAL AMOUNT OF EUR 4,000,000,000.00,
BY WAY OF CAPITALIZING RESERVES, PROFITS, PREMIUMS
OR OTHER MEANS, PROVIDED THAT SUCH CAPITALIZATION
IS ALLOWED BYLAW AND UNDER THE BY-LAWS, BY ISSUING
BONUS SHARES OR RAISING THE PAR VALUE OF EXISTING
SHARES, OR BY A COMBINATION OF THESE METHODS;
AUTHORITY EXPIRES ON 26-MONTH PERIOD; IT SUPERSEDES
THE UNUSED FRACTION OF ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT; AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.15 AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE ON Management For *Management Position Unknown
1 OR MORE CAPITAL INCREASES, INFRANCE OR ABROAD,
BY ISSUANCE, WITH CANCELLATION OF THE SHAREHOLDERS
PREFERRED SUBSCRIPTION RIGHTS, OF COMPANY S
ORDINARY SHARES OR SECURITIES GIVING ACCESS TO
ORDINARY SHARES OF THE COMPANY OR A COMPANY CONTROLLED
BY IT OVER 50%; THE MAXIMAL NOMINAL AMOUNT OF
CAPITAL INCREASES TO BE CARRIED OUT UNDER THIS
DELEGATION OF AUTHORITY SHALL NOT EXCEED EUR
150,000,000.00; THE NOMINAL AMOUNT SHALL COUNT
AGAINST THE OVERALL CEILING SET FORTH IN THE
RESOLUTION E.13 THE NOMINAL AMOUNT OF DEBT SECURITIES
ISSUED SHALL NOT EXCEED EUR 5,000,000,000.00;
AUTHORITY EXPIRES ON 26 MONTH PERIOD; IT SUPERSEDES
THE UNUSED FRACTION OF ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT; AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.16 APPROVE TO RESOLVE THAT THE BOARD OF DIRECTORS Management For *Management Position Unknown
MAY DECIDE, FOR EACH OF THE ISSUES DECIDED IN
ACCORDANCE WITH THE RESOLUTIONS E.13 AND E.15,
TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED,
AT THE SAME PRICE AS THE INITIAL ISSUE, WITHIN
30 DAYS OF THE CLOSING OF THE SUBSCRIPTION PERIOD
AND UP TO A MAXIMUM OF 15% OF THE INITIAL ISSUE;
AUTHORITY EXPIRES ON 26-MONTH PERIOD
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 55 of 120
E.17 AUTHORIZE THE BOARD OF DIRECTORS, FOR EACH OF Management For *Management Position Unknown
THE ISSUES DECIDED IN ACCORDANCE WITH THE RESOLUTION
E.15, FOR A 26-MONTH PERIOD AND WITHIN THE LIMIT
OF 10% OF THE COMPANY S SHARE CAPITAL OVER A
12-MONTH PERIOD; TO SET THE ISSUE PRICE OF THE
CAPITAL SECURITIES AND, OR SECURITIES TO BE ISSUED
, BY WAY OF A PUBLIC OFFERING, IN ACCORDANCE
WITH THE TERMS AND CONDITIONS DETERMINED BY THE
SHAREHOLDERS MEETING; AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.18 AUTHORIZE THE BOARD OF DIRECTORS, ON THE BASIS Management For *Management Position Unknown
AND CONDITIONS OF THE RESOLUTION E.15, TO INCREASE
THE SHARE CAPITAL, UP TO 10% OF THE SHARE CAPITAL,
BY WAY OF ISSUING ORDINARY SHARES OR SECURITIES
GIVING ACCESS TO THE CAPITAL, IN CONSIDERATION
FOR THE CONTRIBUTIONS IN KIND GRANTED TO THE
COMPANY AND COMPRISED OF CAPITAL SECURITIES GIVING
ACCESS TO SHARE CAPITAL; THIS AMOUNT SHALL COUNT
AGAINST THE OVERALL CEILING SET FORTH IN THE
RESOLUTION E.13; AUTHORITY EXPIRES ON 26-MONTH
PERIOD; IT SUPERSEDES THE UNUSED FRACTION OF
ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT;
AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
E.19 AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE, ON Management For *Management Position Unknown
THE BASIS AND CONDITIONS OF THE RESOLUTION E.15,
ON THE ISSUANCE OF COMPANY S ORDINARY SHARES
OR SECURITIES GIVING ACCESS TO THE COMPANY S
SHARE CAPITAL, IN CONSIDERATION FOR SECURITIES
TENDERED IN A PUBLIC EXCHANGE OFFER INITIATED
IN FRANCE OR ABROAD BY THE COMPANY CONCERNING
THE SHARES OF ANOTHER COMPANY; THE AMOUNT OF
CAPITAL INCREASES TO BE CARRIED OUT BY VIRTUE
OF THE PRESENT RESOLUTION SHALL COUNT AGAINST
THE OVERALL CEILING SET FORTH IN THE RESOLUTION
E.13; AUTHORITY EXPIRES ON 26-MONTH PERIOD; IT
SUPERSEDES THE UNUSED FRACTION OF ANY AND ALL
EARLIER DELEGATIONS TO THE SAME EFFECT; AND TO
TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
E.20 AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE, AT Management For *Management Position Unknown
ITS SOLE DISCRETION, ON 1 OR MORE CAPITAL INCREASES,
IN FAVOUR OF EMPLOYEES AND CORPORATE OFFICERS
OF THE COMPANY AND RELATED COMPANIES WHO ARE
MEMBERS OF A COMPANY SAVINGS PLAN; AUTHORITY
EXPIRES ON 26-MONTH PERIOD; AND FOR AN AMOUNT
THAT SHALL NOT EXCEED 10% OF THE COMPANY CAPITAL;
THIS AMOUNT SHALL NOT COUNT AGAINST THE OVERALL
CEILING SET FORTH IN THE RESOLUTION E.13, NOR
THE CEILINGS SET FORTH IN THE RESOLUTIONS E.14
AND E.24; IT SUPERSEDES THE UNUSED FRACTION OF
ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT;
AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 56 of 120
E.21 AUTHORIZE THE BOARD OF DIRECTORS TO ISSUE ORDINARY Management For *Management Position Unknown
SHARES OF BOUYGUES CONSEQUENTLY TO THE ISSUE
OF SECURITIES ISSUED BY ANY COMPANY IN WHICH
BOUYGUES HOLDS DIRECTLY OR INDIRECTLY MORE THAN
THE HALF OF THE CAPITAL AND AUTHORIZES THE RESULTING
CAPITAL INCREASES; THESE SECURITES SHALL BE ISSUED
BY THE SUBSIDIARIES AND SHALL GIVE ACCESS TO
ORDINARY SHARES OF THE COMPANY; THEY CAN BE ISSUED
ON 1 OR MORE OCCASIONS, IN FRANCE, ABROAD AND,
OR IN THE INTERNATIONAL MARKET; THE SHAREHOLDERS
MEETING DECIDES TO CANCEL THE SHAREHOLDERS ;
PREFERENTIAL SUBSCRIPTION RIGHTS TO THE SECURITIES
ISSUED BY THE SUBSIDIARIES; THE CEILING OF THE
NOMINAL AMOUNT OF THE CAPITAL INCREASE OF THE
COMPANY, RESULTING FROM ALL THE ISSUANCES CARRIED
OUT ACCORDINGLY TO THE PRESENT DELEGATION, SHALL
COUNT AGAINST THE OVERALL CEILING SET FORTH IN
RESOLUTION E.13; AND TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES; AUTHORITY
EXPIRES ON 26-MONTH PERIOD; IT SUPERSEDES ANY
AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT
E.22 AUTHORIZE THE BOARD OF DIRECTORS TO MAKE USE, Management For *Management Position Unknown
IN THE EVENT OF A PUBLIC OFFER CONCERNING THE
COMPANY S SECURITIES, OF THE DELEGATIONS AND
AUTHORIZATIONS GRANTED TO THE BOARD BY THE PRESENT
SHAREHOLDERS MEETING TO INCREASE THE SHARE CAPITAL
ACCORDINGLY TO THE RESOLUTIONS E.13, E.14, E.15,
E.16, E.17, E.18, E.19, E.20, E.21 AND E.24;
AUTHORITY EXPIRES ON 18-MONTH PERIOD
E.23 AUTHORIZE THE BOARD OF DIRECTORS TO PROCEED, Management For *Management Position Unknown
IN 1 OR MORE ISSUES, IN THE EVENT OF A PUBLIC
OFFER CONCERNING THE COMPANY S SECURITIES, WITH
THE ISSUANCE OF WARRANTS TO SUBSCRIBE TO SHARES
IN THE COMPANY AND TO BE GRANTED FREE OF CHARGE
TO ALL THE SHAREHOLDERS OF THE COMPANY; THE MAXIMUM
NOMINAL AMOUNT OF CAPITAL INCREASE SHALL NOT
EXCEED EUR 400,000,000.00; THIS AMOUNT SHALL
NOT COUNT AGAINST THE GLOBAL CEILING FIXED IN
RESOLUTION E.13; AND TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES; AUTHORITY
EXPIRES ON 18-MONTH PERIOD; IT SUPERSEDES ANY
AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT
E.24 AUTHORIZE THE BOARD OF DIRECTORS TO GRANT, FOR Management For *Management Position Unknown
FREE, ON 1 OR MORE OCCASIONS, EXISTING OR FUTURE
SHARES IN FAVOUR OF THE EMPLOYEES OR THE CORPORATE
OFFICERS OF BOUYGUES AND RELATED COMPANIES; THEY
MAY NOT REPRESENT MORE THAN 10% OF THE SHARE
CAPITAL; THIS AMOUNT SHALL NOT COUNT AGAINST
THE CEILING FIXED IN THE RESOLUTION E.20, NOR
AGAINST THE OVERALL CEILING SET FORTH IN THE
RESOLUTION E.13; AND TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES; AUTHORITY
EXPIRES ON 38-MONTH PERIOD; IT SUPERSEDES THE
FRACTION UNUSED OF ANY AND ALL EARLIER DELEGATION
TO THE SAME EFFECT
E.25 AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE, ON Management For *Management Position Unknown
1 OR MORE OCCASIONS, AT ITS SOLE DISCRETION,
IN FRANCE OR ABROAD, THE SHARE CAPITAL UP TO
A MAXIMUM NOMINAL AMOUNT OF EUR 5,000,000,000.00,
ON THE ISSUANCE OF ANY SECURITIES GIVING RIGHT
TO THE ALLOCATION OF DEBT SECURITIES; AND TO
TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES; AUTHORITY EXPIRES ON 26-MONTH
PERIOD; IT SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 57 of 120
E.26 AUTHORIZE THE BOARD OF DIRECTORS TO REDUCE THE Management For *Management Position Unknown
SHARE CAPITAL, ON 1 OR MORE OCCASIONS, AT ITS
SOLE DISCRETION, BY CANCELING ALL OR PART OF
THE SHARES HELD BY THE COMPANY IN CONNECTION
WITH VARIOUS STOCK REPURCHASE PLANS, UP TO A
MAXIMUM OF 10% OF THE SHARE CAPITAL OVER A 24-MONTH
PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH AL NECESSARY FORMALITIES; AUTHORITY
EXPIRES ON 18-MONTH PERIOD; IT SUPERSEDES ANY
AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT
E.27 AMEND THE ARTICLES 13 COMPOSITION OF THE BOARD Management For *Management Position Unknown
OF DIRECTORS AND 19 OF THE BYLAWS
E.28 GRANT FULL POWERS TO THE BEARER OF AN ORIGINAL, Management For *Management Position Unknown
A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER
FORMALITIES PRESCRIBED BYLAW
- ------------------------------------------------------------------------------------------------------------------------------------
COLT TELECOM GROUP SA, LUXEMBOURG AGM MEETING DATE: 04/26/2007
ISSUER: L18842101 ISIN: LU0253815640 BLOCKING
SEDOL: B138NB9, B188CR3, B19CS21
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
Take No
1. RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management Action *Management Position Unknown
ON THE CONSOLIDATED AND THE UNCONSOLIDATED FINANCIAL
STATEMENTS AND ANNUAL ACCOUNTS OF THE COMPANY
FOR THE FYE 31 DEC 2006
Take No
2. RECEIVE THE CONSOLIDATED AND THE UNCONSOLIDATED Management Action *Management Position Unknown
FINANCIAL STATEMENTS AND ANNUAL ACCOUNTS OF THE
COMPANY FOR THE FYE 31 DEC 2006 AND THE INDEPENDENT
AUDITORS REPORT THEREON
Take No
3. APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS Management Action *Management Position Unknown
AND THE ANNUAL ACCOUNTS OF THE COMPANY FOR THE
FYE 31 DEC 2006
Take No
4. APPROVE THE UNCONSOLIDATED FINANCIAL STATEMENTS Management Action *Management Position Unknown
AND ANNUAL ACCOUNTS OF THE COMPANY FOR THE FYE
31 DEC 2006
Take No
5. APPROVE THE RESULTS OF THE COMPANY FOR THE FYE Management Action *Management Position Unknown
31 DEC 2006 BY ALLOCATION OF THE ANNUAL NET LOSS
TO THE CARRY FORWARD ACCOUNT
Take No
6. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management Action *Management Position Unknown
THE FYE 31 DEC 2006
Take No
7. GRANT DISCHARGE TO THE DIRECTORS AND THE INDEPENDENT Management Action *Management Position Unknown
AUDITORS FOR THE FYE 31 DEC2006
Take No
8. RE-ELECT MR. ANDREAS BARTH AS A DIRECTOR Management Action *Management Position Unknown
Take No
9. RE-ELECT MR. ANTONY BATES AS A DIRECTOR Management Action *Management Position Unknown
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 58 of 120
Take No
10. RE-ELECT MR. VINCENZO DAMIANI AS A DIRECTOR Management Action *Management Position Unknown
Take No
11. RE-ELECT MR. HANS EGGERSTEDT AS A DIRECTOR Management Action *Management Position Unknown
Take No
12. RE-ELECT MR. GENE GABBARD AS A DIRECTOR Management Action *Management Position Unknown
Take No
13. RE-ELECT MR. ROBERT HAWLEY AS A DIRECTOR Management Action *Management Position Unknown
Take No
14. RE-ELECT MR. TIMOTHY HILTON AS A DIRECTOR Management Action *Management Position Unknown
Take No
15. RE-ELECT MR. JOHN REMONDI AS A DIRECTOR Management Action *Management Position Unknown
Take No
16. RE-ELECT MR. FRANS VAN DEN HOVEN AS A DIRECTOR Management Action *Management Position Unknown
Take No
17. RE-ELECT MR. RICHARD WALSH AS A DIRECTOR Management Action *Management Position Unknown
Take No
18. APPROVE TO CONFIRM THE CO-OPTATION OF AND ELECT Management Action *Management Position Unknown
MR. RAKESH BHASIN AS A DIRECTOR
Take No
19. APPROVE TO CONFIRM THE CO-OPTATION AND ELECT Management Action *Management Position Unknown
MR. SIMON HASLAM AS A DIRECTOR
Take No
20. RE-APPOINT PRICEWATERHOUSECOOPERS S.A.R.L, AS Management Action *Management Position Unknown
THE INDEPENDENT AUDITORS OF THE COMPANY, TO HOLD
OFFICE UNTIL THE CONCLUSION OF THE NEXT AGM
Take No
21. AUTHORIZE THE DIRECTORS TO DETERMINE THE REMUNERATION Management Action *Management Position Unknown
OF THE INDEPENDENT AUDITORS
Take No
22. APPROVE, THAT THE DIRECTORS INTENTION TO ADHERE Management Action *Management Position Unknown
TO THE ABI S GUIDELINES WITH RESPECT TO THE ALLOTMENT
AND ISSUE OF ITS AUTHORIZED BUT UNISSUED ORDINARY
SHARES TO THE EXTENT THAT THE DIRECTORS ONLY
INTEND TO ISSUE THE LESSER OF ONE- THIRD OF THE
ISSUED ORDINARY SHARE CAPITAL AND THE UNISSUED
BUT AUTHORIZED ORDINARY SHARE CAPITAL AS AT THE
DATE OF THE 2007 AGM
Take No
23. AUTHORIZE THE COMPANY TO MAKE MARKET PURCHASES Management Action *Management Position Unknown
OF ITS ORDINARY SHARES OF GBP 1.25 EACH ON THE
LONDON STOCK EXCHANGE THE CONDITIONS SET OUT
UNDER THE ARTICLE 49-2 OF THE LAW OF 10 AUG 1915
ON COMMERCIAL COMPANIES AS AMEND TO THE FOLLOWING
CONDITIONS; (A) THE MAXIMUM AGGREGATE NUMBER
OF ORDINARY SHARE WHICH MAY BE PURCHASED IS 68,008,429;
(B) ORDINARY SHARES MAY NOT BE PURCHASED ON THE
LONDON STOCK EXCHANGE AT A PRICE WHICH IS MORE
THAN 5% ABOVE THE AVERAGE OF THE MIDDLE MARKET
QUOTATIONS FOR THE ORDINARY SHARES, FOR THE 5
BUSINESS DAYS PRECEDING THE DATE OF PURCHASE
OR WHICH IS LESS THAN GBP 1.25 PER ORDINARY SHARES;
(C) AUTHORITY SHALL EXPIRE NO LATER THAN 15 MONTHS
FROM THE DATE OF THE CONCLUSION OF THE 2007 AGM
OF THE COMPANY, THE COMPANY MAY BEFORE SUCH EXPIRY
ENTER INTO A CONTRACT OF PURCHASE UNDER WHICH
SUCH PURCHASE MAY BE COMPLETED OR EXECUTED WHOLLY
OR PARTLY AFTER THE EXPIRATION OF THIS AUTHORITY
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 59 of 120
- ------------------------------------------------------------------------------------------------------------------------------------
COLT TELECOM GROUP SA, LUXEMBOURG EGM MEETING DATE: 04/26/2007
ISSUER: L18842101 ISIN: LU0253815640 BLOCKING
SEDOL: B138NB9, B188CR3, B19CS21
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
Take No
1. AMEND ARTICLE 3 OF THE COMPANY S ARTICLES OF Management Action *Management Position Unknown
ASSOCIATION AS SPECIFIED
Take No
2. ACKNOWLEDGE THE BOARD OF DIRECTORS CONFIRMING Management Action *Management Position Unknown
THE PRICE AND CONDITIONS AT WHICH THE ORDINARY
SHARES IN THE COMPANY MAY BE ISSUED WHICH THE
AUTHORIZE SHARE CAPITAL, SUCH ISSUES BEING MADE
WITHOUT MEETING ANY PRE-EMPTIVE SUBSCRIPTION
RIGHTS OF EXISTING SHAREHOLDERS; IN CONNECTION
WITH THIS, THE DECISION TO WAIVE AND SUPPRESS
AND CONFIRM THE AUTHORIZATION OF THE BOARD OF
DIRECTORS TO SUPPRESS ANY PRE-EMPTIVE SUBSCRIPTION
RIGHTS IN RESPECT OF THE ISSUE OF ORDINARY SHARES
WITHIN THE AUTHORIZE SHARE CAPITAL AS PROVIDED
FOR IN ARTICLE 53 OF THE ARTICLES ASSOCIATION;
EXTENSION OF THE VALIDITY PERIOD OF THE AUTHORIZED
AND RESERVED SHARE CAPITAL OF THE COMPANY TO
BE SET AT A PERIOD OF 5 YEARS FROM THE DATE OF
THE PUBLICATION OF THE PRESENT DEED RECORDING
THE EGM IN THE MEMORIAL; CONSEQUENTIAL AMENDMENT
OF ARTICLE 5 OF THE ARTICLES OF ASSOCATION OF
THE COMPANY BY AMENDING ARTICLE 5 OF THE COMPANY
S ARTICLES OF ASSOCIATION AS SPECIFIED
Take No
3. AMEND ARTICLE 22 OF THE COMPANY S ARTICLES OF Management Action *Management Position Unknown
ASSOCIATION AS SPECIFIED
Take No
4. AMEND ARTICLE 27 OF THE COMPANY S ARTICLES OF Management Action *Management Position Unknown
ASSOCIATION AS SPECIFIED
Take No
5. AMEND ARTICLE 28 OF THE COMPANY S ARTICLES OF Management Action *Management Position Unknown
ASSOCIATION AS SPECIFIED
Take No
6. AMEND ARTICLE 31 PARAGRAPH (3) OF THE COMPANY Management Action *Management Position Unknown
S ARTICLES OF ASSOCIATION AS SPECIFIED
- ------------------------------------------------------------------------------------------------------------------------------------
D&E COMMUNICATIONS, INC. DECC ANNUAL MEETING DATE: 04/26/2007
ISSUER: 232860106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 60 of 120
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PAUL W. BRUBAKER Management For For
HUGH G. COURTNEY Management For For
STEVEN B. SILVERMAN Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
2007.
- ------------------------------------------------------------------------------------------------------------------------------------
EMBARQ CORPORATION EQ ANNUAL MEETING DATE: 04/26/2007
ISSUER: 29078E105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PETER C. BROWN Management For For
STEVEN A. DAVIS Management For For
DANIEL R. HESSE Management For For
JOHN P. MULLEN Management For For
WILLIAM A. OWENS Management For For
DINESH C. PALIWAL Management For For
STEPHANIE M. SHERN Management For For
LAURIE A. SIEGEL Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2007 FISCAL YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
FISHER COMMUNICATIONS, INC. FSCI ANNUAL MEETING DATE: 04/26/2007
ISSUER: 337756209 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Withhold
COLLEEN B. BROWN Management Withhold Against
DONALD G. GRAHAM, III Management Withhold Against
BRIAN P. MCANDREWS Management Withhold Against
02 APPROVAL OF AMENDMENTS TO THE FISHER COMMUNICATIONS, Management Against Against
INC. INCENTIVE PLAN OF 2001.
- ------------------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION LMT ANNUAL MEETING DATE: 04/26/2007
ISSUER: 539830109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 61 of 120
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
E.C.'PETE'ALDRIDGE, JR. Management For For
NOLAN D. ARCHIBALD Management For For
MARCUS C. BENNETT Management For For
JAMES O. ELLIS, JR. Management For For
GWENDOLYN S. KING Management For For
JAMES M. LOY Management For For
DOUGLAS H. MCCORKINDALE Management For For
EUGENE F. MURPHY Management For For
JOSEPH W. RALSTON Management For For
FRANK SAVAGE Management For For
JAMES M. SCHNEIDER Management For For
ANNE STEVENS Management For For
ROBERT J. STEVENS Management For For
JAMES R. UKROPINA Management For For
DOUGLAS C. YEARLEY Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS Shareholder Against For
04 STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN Shareholder Against For
05 STOCKHOLDER PROPOSAL BY THE SISTERS OF MERCY Shareholder Against For
OF THE AMERICAS, REGIONAL COMMUNITY OF DETROIT
CHARITABLE TRUST AND OTHER GROUPS
- ------------------------------------------------------------------------------------------------------------------------------------
MAGYAR TELEKOM PLC MTA ANNUAL MEETING DATE: 04/26/2007
ISSUER: 559776109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 REPORT OF THE BOARD OF DIRECTORS ON THE MANAGEMENT Management For For
OF THE COMPANY, THE BUSINESS POLICY OF MAGYAR
TELEKOM GROUP AND REPORT ON THE BUSINESS OPERATIONS
AND THE FINANCIAL SITUATION OF MAGYAR TELEKOM
GROUP IN 2006
3A APPROVAL OF THE ANNUAL REPORT PREPARED ACCORDING Management For For
TO THE HUNGARIAN ACCOUNTING RULES
3B APPROVAL OF THE MANAGEMENT REPORT (ON THE CORPORATE Management For For
GOVERNANCE PRACTICE OF THE COMPANY)
3C DECISION ON THE RELIEF FROM LIABILITY OF THE Management For For
MEMBERS OF THE BOARD OF DIRECTORS
04 PROPOSAL OF THE BOARD OF DIRECTORS FOR THE USE Management For For
OF THE PROFIT AFTER TAX EARNED IN 2006
05 MODIFICATION OF THE ARTICLES OF ASSOCIATION OF Management For For
MAGYAR TELEKOM PLC
06 MODIFICATION OF THE RULES OF PROCEDURE OF THE Management For For
SUPERVISORY BOARD
07 ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS Management For For
AND DETERMINATION OF THEIR REMUNERATION
08 ELECTION OF MEMBERS OF THE SUPERVISORY BOARD Management For For
AND DETERMINATION OF THEIR REMUNERATION
09 ELECTION OF MEMBERS OF THE AUDIT COMMITTEE Management For For
10 DESIGNATION OF THE AUDITOR WHO WILL BE PERSONALLY Management For For
RESPONSIBLE FOR THE AUDIT OF THE COMPANY AND
THE DESIGNATION OF THE DEPUTY AUDITOR *NOTE*
SUCH OTHER BUSINESS AS MAY COME BEFORE THE MEETING.
*NOTE* VOTING CUT-OFF DATE: APRIL 18, 2007 AT
3:00 P.M. EDT.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 62 of 120
- ------------------------------------------------------------------------------------------------------------------------------------
ORBITAL SCIENCES CORPORATION ORB ANNUAL MEETING DATE: 04/26/2007
ISSUER: 685564106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
EDWARD F. CRAWLEY Management For For
LENNARD A. FISK Management For For
RONALD T. KADISH Management For For
GARRETT E. PIERCE Management For For
DAVID W. THOMPSON Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
SCANA CORPORATION SCG ANNUAL MEETING DATE: 04/26/2007
ISSUER: 80589M102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
W. HAYNE HIPP Management For For
HAROLD C. STOWE Management For For
G. SMEDES YORK Management For For
02 APPROVAL OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
- ------------------------------------------------------------------------------------------------------------------------------------
SJW CORP. SJW ANNUAL MEETING DATE: 04/26/2007
ISSUER: 784305104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
M.L. CALI Management For For
J.P. DINAPOLI Management For For
D.R. KING Management For For
G.E. MOSS Management For For
W.R. ROTH Management For For
C.J. TOENISKOETTER Management For For
F.R. ULRICH, JR. Management For For
R.A. VAN VALER Management For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION
FOR FISCAL YEAR 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 63 of 120
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICA MOVIL, S.A.B. DE C.V. SPECIAL MEETING DATE: 04/27/2007
ISSUER: 02364W105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
I APPOINTMENT OR, AS THE CASE MAY BE, REELECTION Management For *Management Position Unknown
OF THE MEMBERS OF THE BOARD OF DIRECTORS OF THE
COMPANY THAT THE HOLDERS OF THE SERIES L SHARES
ARE ENTITLED TO APPOINT. ADOPTION OF RESOLUTIONS
THEREON.
II APPOINTMENT OF DELEGATES TO EXECUTE AND, IF APPLICABLE, Management For *Management Position Unknown
FORMALIZE THE RESOLUTIONS ADOPTED BY THE MEETING.
ADOPTION OF RESOLUTIONS THEREON.
- ------------------------------------------------------------------------------------------------------------------------------------
AT&T INC. T ANNUAL MEETING DATE: 04/27/2007
ISSUER: 00206R102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
A01 ELECTION OF DIRECTOR: WILLIAM F. ALDINGER III Management For For
A02 ELECTION OF DIRECTOR: GILBERT F. AMELIO Management For For
A03 ELECTION OF DIRECTOR: REUBEN V. ANDERSON Management For For
A04 ELECTION OF DIRECTOR: JAMES H. BLANCHARD Management For For
A05 ELECTION OF DIRECTOR: AUGUST A. BUSCH III Management For For
A06 ELECTION OF DIRECTOR: JAMES P. KELLY Management For For
A07 ELECTION OF DIRECTOR: CHARLES F. KNIGHT Management For For
A08 ELECTION OF DIRECTOR: JON C. MADONNA Management For For
A09 ELECTION OF DIRECTOR: LYNN M. MARTIN Management For For
A10 ELECTION OF DIRECTOR: JOHN B. MCCOY Management For For
A11 ELECTION OF DIRECTOR: MARY S. METZ Management For For
A12 ELECTION OF DIRECTOR: TONI REMBE Management For For
A13 ELECTION OF DIRECTOR: JOYCE M. ROCHE Management For For
A14 ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Management For For
A15 ELECTION OF DIRECTOR: LAURA D ANDREA TYSON Management For For
A16 ELECTION OF DIRECTOR: PATRICIA P. UPTON Management For For
A17 ELECTION OF DIRECTOR: EDWARD E. WHITACRE, JR. Management For For
B02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
B03 APPROVE THE AT&T SEVERANCE POLICY Management For For
C04 STOCKHOLDER PROPOSAL A Shareholder Against For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 64 of 120
C05 STOCKHOLDER PROPOSAL B Shareholder Against For
C06 STOCKHOLDER PROPOSAL C Shareholder Against For
C07 STOCKHOLDER PROPOSAL D Shareholder Against For
C08 STOCKHOLDER PROPOSAL E Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
PORTUGAL TELECOM SGPS S A AGM MEETING DATE: 04/27/2007
ISSUER: X6769Q104 ISIN: PTPTC0AM0009 BLOCKING
SEDOL: B02P109, 5466856, 5825985, 4676203, 5760365, 5817186
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT FOR EVERY 500 SHARES YOU HAVE Non-Voting *Management Position Unknown
1 VOTING RIGHT. THANK YOU.
* PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting *Management Position Unknown
IN MEETING TYPE. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
Take No
1. APPROVE THE YEAR 2006 ANNUAL REPORT AND THE ACCOUNTS Management Action *Management Position Unknown
OF THE COMPANY OF THE YEAR 2006
Take No
2. APPROVE THE CONSOLIDATED ANNUAL REPORT AND THE Management Action *Management Position Unknown
ACCOUNTS OF THE YEAR 2006
Take No
3. APPROVE THE PROFITS APPLICATION Management Action *Management Position Unknown
Take No
4. APPROVE TO APPRECIATE THE MANAGEMENT BOARD AND Management Action *Management Position Unknown
SUPERVISORY BOARD PERFORMANCE
Take No
5. APPROVE TO RESOLVE ON FREE ALLOTMENT OF ALL ORDINARY Management Action *Management Position Unknown
SHARES REPRESENTING THE SHARE CAPITAL OF PT MULTIMEDIA
HELD BY THE COMPANY, TO ITS SHAREHOLDERS WERE
EACH SHARESHOLDER SHALL RECEIVE THE EQUIVALENT
TO 4 PTM SHARES FOR EACH PT HELD
Take No
6. APPROVE TO RESOLVE ON THE ACQUISITION AND DISPOSAL Management Action *Management Position Unknown
OF OWN SHARES, INCLUDING THEIR ACQUISITION IN
CONNECTION WITH THE SHARE BUYBACK PROGRAMME
Take No
7. APPROVE TO RESOLVE ON A REDUCTION IN SHARE CAPITAL Management Action *Management Position Unknown
UP TO 65,191,463.05 EUROS FOR THE PURPOSE OF
RELEASING EXCESS CAPITAL IN CONNECTION WITH A
SHARE BUYBACK PROGRAMME, BY MEANS OF CANCELLATION
OF UP TO 186,261,323 SHARES REPRESENTING UP TO
16.5 OF THE SHARE CAPITAL TO BE ACQUIRED AS A
RESULT OF THE INMPLEMENTATION OF THIS RESOLUTION,
AS WELL AS ON RELATED RESERVES AND ON THE CORRESPONDING
AMENDMENT TO PARAGRAPHS 1 AND 2 OF ARTICLE 4
OF THE ARTICLES OF ASSOCIATION
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 65 of 120
Take No
8. APPROVE TO RESOLVE ON A SHARES CAPITAL INCREASE Management Action *Management Position Unknown
TO 474,119,730 EUROS BY MEANS OF INCORPORATION
OF LEGAL RESERVES IN THE AMOUNT OF 79,019,955
EUROS, THROUGH AN INCREASE IN THE PAR VALUE OF
ALL SHARES REPRESENTING THE COMPANY S SHARE CAPITAL
BY AN AMOUNT EQUAL TO 7 EURO CENTS, WHEREBY THE
PAR VALUE OF EACH SHARE WILL BE 42 EURO CENTS,
WITH THE CORRESPONDING AMENDMENT TO PARAGRAPHS
1 AND 2 OF ARTICLE 4 OF THE ARTICLES OF ASSOCIATION
Take No
9. APPROVE TO RESOLVE ON A SHARE CAPITAL REDUCTION Management Action *Management Position Unknown
TO 33,865,695 EUROS, TO BE CARRIED OUT BY MEANS
OF A REDUCTION IN THE PAR VALUE OF ALL SHARES
REPRESENTING THE SHARE CAPITAL, WHEREBY EACH
SHARE WILL HAVE A PAR VALUE OF 3 EURO CENTS,
BY REDUCING THE PAR VALUE OF ALL SHARES TO 3
EURO CENTS WITH THE CORRESPONDING AMENDMENT TO
PARAGRAPHS 1 AND 2 OF ARTICLE 4 OF THE ARTICLES
OF ASSOCIATION, THE PURPOSE OF THE CAPITAL REDUCTION
WILL BE THE RELEASE OF EXCESS CAPITAL
Take No
10. APPROVE, PURSUANT TO PARAGRAPHS 1 AND 2 OF ARTICLE Management Action *Management Position Unknown
4 OF THE ARTICLES OF ASSOCIATION, ON THE PARAMETERS
APPLICABLE IN THE EVENT OF ANY ISSUANCE OF BONDS
CONVERTIBLE INTO SAHRES THAT MAY BE RESOLVED
UPON BY THE BOARD OF DIRECTORS
Take No
11. APPROVE TO RESOLVE ON THE SUPPRESSION OF THE Management Action *Management Position Unknown
PRE-EMPTIVE RIGHT OF SHAREHOLDER IN THE SUBSCRIPTION
OF ANY ISSUANCE OF CONVERTIBLE BONDS AS REFERRED
TO UNDER ITEM 10 HEREOF AS MAY BE RESOLVED UPON
BY THE BOARD OF DIRECTORS
Take No
12. APPROVE TO RESOLVE ON THE ISSUANCE OF BONDS AND Management Action *Management Position Unknown
OTHER SECURITIES, OF WHATEVER NATURE, BY THE
BOARD OF DIRECTORS, AND NAMELY ON THE FIXING
OF THE VALUE OF SUCH SECURITIES IN ACCORDANCE
WITH PARAGRAPH 3 OF ARTICLE 8 AND PARAGRAPH 1,
E) OF ARTICLE 15 OF THE ARTICLES OF ASSOCIATION
Take No
13. APPROVE TO RESOLVE ON THE ACQUISITION AND DISPOSAL Management Action *Management Position Unknown
OF OWN BONDS AND OTHER OWN SECURITIES
- ------------------------------------------------------------------------------------------------------------------------------------
PORTUGAL TELECOM, SGPS, S.A. PT ANNUAL MEETING DATE: 04/27/2007
ISSUER: 737273102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO RESOLVE ON THE MANAGEMENT REPORT, BALANCE Management For For
SHEET AND ACCOUNTS FOR THE YEAR 2006.
02 TO RESOLVE ON THE CONSOLIDATED MANAGEMENT REPORT, Management For For
BALANCE SHEET AND ACCOUNTS FOR THE YEAR 2006.
03 TO RESOLVE ON THE PROPOSAL FOR APPLICATION OF Management For For
PROFITS.
04 TO RESOLVE ON A GENERAL APPRAISAL OF THE COMPANY Shareholder Against For
S MANAGEMENT AND SUPERVISION.
05 TO RESOLVE ON THE FREE ALLOTMENT OF ALL THE ORDINARY Management For For
SHARES REPRESENTING THE SHARE CAPITAL OF PT MULTIMEDIA.
06 TO RESOLVE ON THE ACQUISITION AND DISPOSAL OF Management For For
OWN SHARES.
07 TO RESOLVE ON A REDUCTION IN SHARE CAPITAL OF Management For For
UP TO 65,191,463.05 EUROS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 66 of 120
08 TO RESOLVE ON A SHARE CAPITAL INCREASE TO 471,119,730 Management For For
EUROS.
09 TO RESOLVE ON A SHARE CAPITAL REDUCTION TO 33,865,695 Management For For
EUROS.
10 TO RESOLVE ON THE PARAMETERS APPLICABLE IN THE Management For For
EVENT OF ANY ISSUANCE OF BONDS CONVERTIBLE INTO
SHARES.
11 TO RESOLVE ON THE SUPPRESSION OF THE PRE-EMPTIVE Management For For
RIGHT IN THE SUBSCRIPTION OF ANY ISSUANCE OF
CONVERTIBLE BONDS.
12 TO RESOLVE ON THE ISSUANCE OF BONDS AND OTHER Management For For
SECURITIES, OF WHATEVER NATURE, BY THE BOARD
OF DIRECTORS.
13 TO RESOLVE ON THE ACQUISITION AND DISPOSAL OF Management For For
OWN BONDS AND OTHER OWN SECURITIES.
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOM ARGENTINA, S.A. TEO ANNUAL MEETING DATE: 04/27/2007
ISSUER: 879273209 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPOINT TWO SHAREHOLDERS TO APPROVE AND SIGN Management For For
THE MINUTES.
02 REVIEW OF THE DOCUMENTS PROVIDED FOR IN LAW NO Management For For
19,550 AND THE LISTING REGULATIONS AND OF THE
ACCOUNTING DOCUMENTS IN ENGLISH LANGUAGE REQUIRED
BY THE U.S. SECURITIES & EXCHANGE COMMISSION
REGULATION FOR THE 18TH FISCAL YEAR ENDED ON
DECEMBER 31, 2006.
03 CONSIDERATION OF THE RETAINED EARNINGS AS OF Management For For
DECEMBER 31, 2006.
04 REVIEW OF THE PERFORMANCE OF THE BOARD OF DIRECTORS Management For For
AND THE SUPERVISORY COMMITTEE ACTING DURING THE
18TH FISCAL YEAR.
05 REVIEW OF THE BOARD OF DIRECTOR S COMPENSATION Management For For
FOR THE FISCAL YEAR ENDED ON DECEMBER 31, 2006.
06 AUTHORIZATION OF THE BOARD OF DIRECTORS TO MAKE Management For For
ADVANCE PAYMENTS OF FEES FOR UP TO P$2,000,000
PAYABLE TO DIRECTORS.
07 DETERMINATION OF THE FEES PAYABLE TO THE SUPERVISORY Management For For
COMMITTEE ACTING DURING THE 18TH FISCAL YEAR.
08 ELECTION OF THE REGULAR AND ALTERNATE DIRECTORS Management For For
FOR THE 19TH FISCAL YEAR.
09 ELECTION OF THE REGULAR AND ALTERNATE MEMBERS Management For For
OF THE SUPERVISORY COMMITTEE FOR THE 19TH FISCAL
YEAR.
10 APPOINTMENT OF THE INDEPENDENT AUDITORS OF THE Management For For
FINANCIAL STATEMENTS FOR THE 19TH FISCAL YEAR.
11 CONSIDERATION OF THE BUDGET TO BE ASSIGNED TO Management For For
THE AUDIT COMMITTEE FOR FISCAL YEAR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
DISCOVERY HOLDING COMPANY DISCA ANNUAL MEETING DATE: 05/01/2007
ISSUER: 25468Y107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 67 of 120
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PAUL A. GOULD Management For For
M. LAVOY ROBINSON Management For For
02 AUDITORS RATIFICATION Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
EARTHLINK, INC. ELNK ANNUAL MEETING DATE: 05/01/2007
ISSUER: 270321102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
TERRELL B. JONES Management For For
LINWOOD A. LACY, JR. Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
TO SERVE AS EARTHLINK S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION LCAPA ANNUAL MEETING DATE: 05/01/2007
ISSUER: 53071M104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 THE INCENTIVE PLAN PROPOSAL Management For For
02 DIRECTORS Management For
ROBERT R. BENNETT Management For For
PAUL A. GOULD Management For For
JOHN C. MALONE Management For For
03 THE AUDITORS RATIFICATION PROPOSAL Management For For
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 THE INCENTIVE PLAN PROPOSAL Management For For
02 DIRECTORS Management For
ROBERT R. BENNETT Management For For
PAUL A. GOULD Management For For
JOHN C. MALONE Management For For
03 THE AUDITORS RATIFICATION PROPOSAL Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
SHENANDOAH TELECOMMUNICATIONS COMPAN SHEN ANNUAL MEETING DATE: 05/01/2007
ISSUER: 82312B106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 68 of 120
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CHRISTOPHER E. FRENCH* Management For For
DALE S. LAM* Management For For
JAMES E. ZERKEL II* Management For For
JONELLE ST. JOHN** Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
NORTEL NETWORKS CORPORATION NT SPECIAL MEETING DATE: 05/02/2007
ISSUER: 656568508 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JALYNN H. BENNETT Management For For
DR. MANFRED BISCHOFF Management For For
HON. JAMES B. HUNT, JR. Management For For
DR. KRISTINA M. JOHNSON Management For For
JOHN A. MACNAUGHTON Management For For
HON. JOHN P. MANLEY Management For For
RICHARD D. MCCORMICK Management For For
CLAUDE MONGEAU Management For For
HARRY J. PEARCE Management For For
JOHN D. WATSON Management For For
MIKE S. ZAFIROVSKI Management For For
02 THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS. Management For For
03 THE SHAREHOLDER PROPOSAL SET OUT IN SCHEDULE Shareholder Against For
A TO THE PROXY CIRCULAR AND PROXY STATEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
CINCINNATI BELL INC. CBB ANNUAL MEETING DATE: 05/03/2007
ISSUER: 171871106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PHILLIP R. COX Management For For
MICHAEL G. MORRIS Management For For
JOHN M. ZRNO Management For For
02 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT THE FINANCIAL STATEMENTS
OF THE COMPANY FOR THE YEAR 2007.
03 THE APPROVAL OF THE CINCINNATI BELL INC. 2007 Management Against Against
LONG TERM INCENTIVE PLAN.
04 THE APPROVAL OF THE CINCINNATI BELL INC. 2007 Management Against Against
STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------------------------
DEUTSCHE TELEKOM AG DT ANNUAL MEETING DATE: 05/03/2007
ISSUER: 251566105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 69 of 120
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 RESOLUTION ON THE APPROPRIATION OF NET INCOME. Management For *Management Position Unknown
03 RESOLUTION ON THE APPROVAL OF THE ACTIONS OF Management For *Management Position Unknown
THE MEMBERS OF THE BOARD OF MANAGEMENT FOR THE
2006 FINANCIAL YEAR.
04 RESOLUTION ON THE APPROVAL OF THE ACTIONS OF Management For *Management Position Unknown
THE MEMBERS OF THE SUPERVISORY BOARD FOR THE
2006 FINANCIAL YEAR.
05 RESOLUTION ON THE APPOINTMENT OF THE INDEPENDENT Management For *Management Position Unknown
AUDITOR AND THE GROUP AUDITOR FOR THE 2007 FINANCIAL
YEAR.
06 RESOLUTION AUTHORIZING THE CORPORATION TO PURCHASE Management For *Management Position Unknown
AND USE ITS OWN SHARES WITH POSSIBLE EXCLUSION
OF SUBSCRIPTION RIGHTS AND ANY RIGHT TO PURCHASE.
07 CANCELLATION OF THE EXISTING CONTINGENT CAPITAL Management For *Management Position Unknown
I AND III AS WELL AS THE RELEVANT AMENDMENT TO
SECTION 5 OF THE ARTICLES.
08 APPROVAL OF FORWARDING INFORMATION ELECTRONICALLY Management For *Management Position Unknown
TO DEUTSCHE TELEKOM AG SHAREHOLDERS.
09 ELECTION OF A SUPERVISORY BOARD MEMBER. Management For *Management Position Unknown
10 ELECTION OF A SUPERVISORY BOARD MEMBER. Management For *Management Position Unknown
11 RESOLUTION ON THE APPROVAL OF THE CONTROL AND Management For *Management Position Unknown
PROFIT AND LOSS TRANSFER AGREEMENT WITH T-MOBILE
INTERNATIONAL AG.
12 RESOLUTION ON THE APPROVAL OF THE CONTROL AND Management For *Management Position Unknown
PROFIT AND LOSS TRANSFER AGREEMENT WITH PLINIUS
TELEKOMMUNIKATIONSDIENSTE GMBH.
13 RESOLUTION ON THE APPROVAL OF THE CONTROL AND Management For *Management Position Unknown
PROFIT AND LOSS TRANSFER AGREEMENT WITH SALLUST
TELEKOMMUNIKATIONSDIENSTE GMBH.
14 RESOLUTION ON THE APPROVAL OF THE CONTROL AND Management For *Management Position Unknown
PROFIT AND LOSS TRANSFER AGREEMENT WITH TIBULL
TELEKOMMUNIKATIONSDIENSTE GMBH.
- ------------------------------------------------------------------------------------------------------------------------------------
E.ON AKTIENGESELLSCHAFT EON, DUESSELDORF OGM MEETING DATE: 05/03/2007
ISSUER: D24909109 ISIN: DE0007614406
SEDOL: 4943208, 5009693, B0ZKY46, B1G0J58, B0395C0, 4942904, 4943190, 4943219, 7158515
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS Non-Voting *Management Position Unknown
MEETING IS 12 APR 2007, WHEREAS THE MEETING HAS
BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS
DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS
REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW.
THANK YOU.
1 PRESENTATION OF THE FINANCIAL STATEMENTS AND Non-Voting *Management Position Unknown
ANNUAL REPORT FOR THE 2006 FY WITH THE REPORT
OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL
STATEMENTS AND THE GROUP ANNUAL REPORT
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 70 of 120
2 RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE Management For *Management Position Unknown
PROFIT OF EUR 2,209,650,851.15 AS FOLLOWS: PAYMENT
OF A DIVIDEND OF EUR 3.35 PER ENTITLED SHARE;
EX-DIVIDEND AND PAYABLE DATE: 04 MAY 07
3. RATIFICATION OF THE ACTS OF THE BOARD OF MANAGING Management For *Management Position Unknown
DIRECTORS
4. RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD Management For *Management Position Unknown
5. RENEWAL OF THE AUTHORIZATION TO ACQUIRE OWN SHARES; Management For *Management Position Unknown
THE BOARD OF MANAGING DIRECTORS SHALL BE AUTHORIZED
TO ACQUIRE SHARES OF THE COMPANY OF UP TO 10%
OF ITS SHARE CAPITAL, ON OR BEFORE 03 NOV 2008;
THE SHARES MAY BE ACQUIRED THROUGH THE STOCK
EXCHANGE AT A PRICE NEITHER MORE THAN 10% ABOVE
NOR MORE THAN 20% BELOW THE MARKET PRICE OF THE
SHARES, BY WAY OF A PUBLIC REPURCHASE OFFER TO
ALL SHAREHOLDERS OR BY MEANS OF A PUBLIC OFFER
FOR THE EXCHANGE OF LIQUID SHARES WHICH ARE ADMITTED
TO TRADING ON AN ORGANIZED MARKET AT A PRICE
NOT DIFFERING MORE THAN 20% FROM THE MARKET PRICE
OF THE SHARES, AND BY USING DERIVATIVES IN THE
FORM OF CALL OR PUT OPTIONS IF THE EXERCISE PRICE
IS NEITHER MORE THAN 10% ABOVE NOR MORE THAN
20% BELOW THE MARKET PRICE OF THE SHARES; THE
BOARD OF MANAGING DIRECTORS SHALL BE AUTHORIZED
TO DISPOSE OF THE SHARES IN A MANNER OTHER THAN
THE STOCK EXCHANGE OR AN OFFER TO ALL SHAREHOLDERS
IF THE SHARES ARE SOLD AT A PRICE NOT MATERIALLY
BELOW THEIR MARKET PRICE, TO USE THE SHARES IN
CONNECTION WITH MERGERS AND ACQUISITIONS OR FOR
SATISFYING EXISTING CONVERTIBLE OR OPTION RIGHTS,
TO OFFER THE SHARES TO EXECUTIVES AND EMPLOYEES
OF THE COMPANY AND ITS AFFILIATES, AND TO RETIRE
THE SHARES
6. APPOINTMENT OF THE AUDITORS FOR THE 2007 FY: Management For *Management Position Unknown
PRICEWATERHOUSECOOPERS AG, DUESSELDORF
- ------------------------------------------------------------------------------------------------------------------------------------
NOKIA CORPORATION NOK ANNUAL MEETING DATE: 05/03/2007
ISSUER: 654902204 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE INCOME STATEMENTS AND BALANCE Management For For
SHEETS.
02 APPROVAL OF A DIVIDEND OF EUR 0.43 PER SHARE. Management For For
03 APPROVAL OF THE DISCHARGE OF THE CHAIRMAN, THE Management For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT
FROM LIABILITY.
04 APPROVAL OF THE AMENDMENT OF THE ARTICLES OF ASSOCIATION. Management For For
05 APPROVAL OF THE REMUNERATION TO BE PAID TO THE Management For For
MEMBERS OF THE BOARD.
06 APPROVAL OF THE COMPOSITION OF THE BOARD OF DIRECTORS. Management For For
07 DIRECTOR Management For
GEORG EHRNROOTH Management For For
LALITA D. GUPTE Management For For
DANIEL R. HESSE Management For For
DR. BENGT HOLMSTROM Management For For
DR. HENNING KAGERMANN Management For For
OLLI-PEKKA KALLASVUO Management For For
PER KARLSSON Management For For
JORMA OLLILA Management For For
DAME MARJORIE SCARDINO Management For For
KEIJO SUILA Management For For
VESA VAINIO Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 71 of 120
08 APPROVAL OF THE REMUNERATION TO BE PAID TO THE Management For For
AUDITOR.
09 APPROVAL OF THE RE-ELECTION OF PRICEWATERHOUSECOOPERS Management For For
OY AS THE AUDITORS FOR FISCAL YEAR 2007.
10 APPROVAL OF THE GRANT OF STOCK OPTIONS TO SELECTED Management For For
PERSONNEL.
11 APPROVAL OF THE REDUCTION OF THE SHARE ISSUE PREMIUM. Management For For
12 APPROVAL OF THE PROPOSAL OF THE BOARD ON THE Management For For
RECORDING OF THE SUBSCRIPTION PRICE FOR SHARES
ISSUED BASED ON STOCK OPTIONS
13 APPROVAL OF THE AUTHORIZATION TO THE BOARD ON Management For For
THE ISSUANCE OF SHARES AND SPECIAL RIGHTS ENTITLING
TO SHARES.
14 AUTHORIZATION TO THE BOARD TO REPURCHASE NOKIA Management For For
SHARES.
15 MARK THE FOR BOX IF YOU WISH TO INSTRUCT NOKIA Management Abstain *Management Position Unknown
S LEGAL COUNSELS TO VOTE IN THEIR DISCRETION
ON YOUR BEHALF ONLY UPON ITEM 15 *NOTE* VOTING
OPTIONS FOR PROPS 5-6, 8-9 ARE FOR OR ABSTAIN
- ------------------------------------------------------------------------------------------------------------------------------------
NOKIA CORPORATION NOK ANNUAL MEETING DATE: 05/03/2007
ISSUER: 654902204 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE INCOME STATEMENTS AND BALANCE Management For For
SHEETS.
02 APPROVAL OF A DIVIDEND OF EUR 0.43 PER SHARE. Management For For
03 APPROVAL OF THE DISCHARGE OF THE CHAIRMAN, THE Management For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT
FROM LIABILITY.
04 APPROVAL OF THE AMENDMENT OF THE ARTICLES OF ASSOCIATION. Management For For
05 APPROVAL OF THE REMUNERATION TO BE PAID TO THE Management For For
MEMBERS OF THE BOARD.
06 APPROVAL OF THE COMPOSITION OF THE BOARD OF DIRECTORS. Management For For
07 DIRECTOR Management For
GEORG EHRNROOTH Management For For
LALITA D. GUPTE Management For For
DANIEL R. HESSE Management For For
DR. BENGT HOLMSTROM Management For For
DR. HENNING KAGERMANN Management For For
OLLI-PEKKA KALLASVUO Management For For
PER KARLSSON Management For For
JORMA OLLILA Management For For
DAME MARJORIE SCARDINO Management For For
KEIJO SUILA Management For For
VESA VAINIO Management For For
08 APPROVAL OF THE REMUNERATION TO BE PAID TO THE Management For For
AUDITOR.
09 APPROVAL OF THE RE-ELECTION OF PRICEWATERHOUSECOOPERS Management For For
OY AS THE AUDITORS FOR FISCAL YEAR 2007.
10 APPROVAL OF THE GRANT OF STOCK OPTIONS TO SELECTED Management For For
PERSONNEL.
11 APPROVAL OF THE REDUCTION OF THE SHARE ISSUE PREMIUM. Management For For
12 APPROVAL OF THE PROPOSAL OF THE BOARD ON THE Management For For
RECORDING OF THE SUBSCRIPTION PRICE FOR SHARES
ISSUED BASED ON STOCK OPTIONS
13 APPROVAL OF THE AUTHORIZATION TO THE BOARD ON Management For For
THE ISSUANCE OF SHARES AND SPECIAL RIGHTS ENTITLING
TO SHARES.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 72 of 120
14 AUTHORIZATION TO THE BOARD TO REPURCHASE NOKIA Management For For
SHARES.
15 MARK THE FOR BOX IF YOU WISH TO INSTRUCT NOKIA Management For *Management Position Unknown
S LEGAL COUNSELS TO VOTE IN THEIR DISCRETION
ON YOUR BEHALF ONLY UPON ITEM 15
- ------------------------------------------------------------------------------------------------------------------------------------
R.H. DONNELLEY CORPORATION RHD ANNUAL MEETING DATE: 05/03/2007
ISSUER: 74955W307 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF CLASS II MEMBER OF THE BOARD OF DIRECTORS: Management For For
ALAN F. SCHULTZ.
1B ELECTION OF CLASS II MEMBER OF THE BOARD OF DIRECTORS: Management For For
BARRY LAWSON WILLIAMS.
1C ELECTION OF CLASS II MEMBER OF THE BOARD OF DIRECTORS: Management For For
EDWINA WOODBURY.
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
03 STOCKHOLDER PROPOSAL REGARDING CLASSIFIED BOARD Shareholder Against For
STRUCTURE.
- ------------------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. VZ ANNUAL MEETING DATE: 05/03/2007
ISSUER: 92343V104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: JAMES R. BARKER Management For For
1B ELECTION OF DIRECTOR: RICHARD L. CARRION Management For For
1C ELECTION OF DIRECTOR: M. FRANCES KEETH Management For For
1D ELECTION OF DIRECTOR: ROBERT W. LANE Management For For
1E ELECTION OF DIRECTOR: SANDRA O. MOOSE Management For For
1F ELECTION OF DIRECTOR: JOSEPH NEUBAUER Management For For
1G ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Management For For
1H ELECTION OF DIRECTOR: THOMAS H. O BRIEN Management For For
1I ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Management For For
1J ELECTION OF DIRECTOR: HUGH B. PRICE Management For For
1K ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Management For For
1L ELECTION OF DIRECTOR: WALTER V. SHIPLEY Management For For
1M ELECTION OF DIRECTOR: JOHN W. SNOW Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 73 of 120
1N ELECTION OF DIRECTOR: JOHN R. STAFFORD Management For For
1O ELECTION OF DIRECTOR: ROBERT D. STOREY Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
03 ELIMINATE STOCK OPTIONS Shareholder Against For
04 SHAREHOLDER APPROVAL OF FUTURE SEVERANCE AGREEMENTS Shareholder Against For
05 COMPENSATION CONSULTANT DISCLOSURE Shareholder Against For
06 ADVISORY VOTE ON EXECUTIVE COMPENSATION Shareholder Against For
07 LIMIT SERVICE ON OUTSIDE BOARDS Shareholder Against For
08 SHAREHOLDER APPROVAL OF FUTURE POISON PILL Shareholder For Against
09 REPORT ON CHARITABLE CONTRIBUTIONS Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
MOTOROLA, INC. MOT CONTESTED ANNUAL MEETING DATE: 05/07/2007
ISSUER: 620076109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
E. ZANDER Management For For
D. DORMAN Management For For
J. LEWENT Management For For
T. MEREDITH Management For For
N. NEGROPONTE Management For For
S. SCOTT III Management For For
R. SOMMER Management For For
J. STENGEL Management For For
D. WARNER III Management For For
J. WHITE Management For For
M. WHITE Management For For
02 APPROVAL OF AMENDMENT TO THE MOTOROLA EMPLOYEE Management For For
STOCK PURCHASE PLAN OF 1999
03 SHAREHOLDER PROPOSAL RE: SHAREHOLDER VOTE ON Shareholder Against For
EXECUTIVE PAY
04 SHAREHOLDER PROPOSAL RE: RECOUP UNEARNED MANAGEMENT Shareholder Against For
BONUSES
- ------------------------------------------------------------------------------------------------------------------------------------
ECHOSTAR COMMUNICATIONS CORPORATION DISH ANNUAL MEETING DATE: 05/08/2007
ISSUER: 278762109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 74 of 120
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES DEFRANCO Management For For
MICHAEL T. DUGAN Management For For
CANTEY ERGEN Management For For
CHARLES W. ERGEN Management For For
STEVEN R. GOODBARN Management For For
GARY S. HOWARD Management For For
DAVID K. MOSKOWITZ Management For For
TOM A. ORTOLF Management For For
C.MICHAEL SCHROEDER Management For For
CARL E. VOGEL Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR ENDING DECEMBER 31, 2007.
03 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For
COME BEFORE THE ANNUAL MEETING OR ANY ADJOURNMENT
THEREOF.
- ------------------------------------------------------------------------------------------------------------------------------------
HUTCHISON TELECOMMUNICATIONS INTL LTD EGM MEETING DATE: 05/08/2007
ISSUER: G46714104 ISIN: KYG467141043
SEDOL: B03H319, B039V77, B03H2N4, B032D70
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE, RATIFY THE SETTLEMENT AGREEMENT DATED Management For *Management Position Unknown
15 MAR 2007 THE SETTLEMENT AGREEMENT ENTERED
INTO BETWEEN THE COMPANY AND THE ESSAR COMPANIES
AS SPECIFIED; AUTHORIZE THE DIRECTORS OF THE
COMPANY, ACTING TOGETHER, INDIVIDUALLY OR BY
COMMITTEE, TO EXECUTE ALL SUCH DOCUMENTS AND/OR
TO DO ALL SUCH ACTS ON BEHALF OF THE COMPANY
AS THEY MAY CONSIDER NECESSARY, DESIRABLE OR
EXPEDIENT FOR THE PURPOSE OF, OR IN CONNECTION
WITH, THE IMPLEMENTATION AND COMPLETION OF THE
SETTLEMENT AGREEMENT AND THE TRANSACTIONS CONTEMPLATED
THEREIN
2. APPROVE, RATIFY THE HANDSET SUPPLY AGREEMENTS Management For *Management Position Unknown
BOTH DATED 27 MAR 2007 THE HANDSET AGREEMENTS
ENTERED INTO BETWEEN H3G PROCUREMENT SERVICES
S.A R.L AS SUPPLIER, AND EACH OF HUTCHISON TELEPHONE
COMPANY LIMITED OR PARTNER COMMUNICATIONS COMPANY
LTD., AS CUSTOMER DEFINED IN THE CIRCULAR AS
HTCL HANDSET SUPPLY AGREEMENT AND PARTNER
HANDSET SUPPLY AGREEMENT , AS SPECIFIED; THE
HTCL HANDSET SUPPLY ANNUAL CAPS AS DEFINED IN
THE CIRCULAR; AND AUTHORIZE THE DIRECTORS OF
THE COMPANY, ACTING TOGETHER, INDIVIDUALLY OR
BY COMMITTEE, TO EXECUTE ALL SUCH DOCUMENTS AND/OR
TO DO ALL SUCH ACTS ON BEHALF OF THE COMPANY
AS THEY MAY CONSIDER NECESSARY, DESIRABLE OR
EXPEDIENT FOR THE PURPOSE OF, OR IN CONNECTION
WITH, THE IMPLEMENTATION AND COMPLETION OF THE
HANDSET AGREEMENTS AND THE TRANSACTIONS CONTEMPLATED
THEREIN
3. APPROVE THE THAI MARKETING ANNUAL CAPS AS SPECIFIED Management For *Management Position Unknown
4. APPROVE THE PAYMENT OF THE TRANSACTION SPECIAL Management For *Management Position Unknown
DIVIDEND AS SPECIFIED, THE EXERCISE PRICE OF
THE EXISTING SHARE OPTIONS AS SPECIFIED OUTSTANDING
AS AT THE DATE OF THIS MEETING SHALL BE ADJUSTED
DOWNWARDS BY AN AMOUNT EQUAL TO THE AMOUNT OF
THE TRANSACTION SPECIAL DIVIDEND ON A DOLLAR-FOR-DOLLAR
BASIS, PROVIDED THAT I) THE ADJUSTED EXERCISE
PRICE OF SUCH EXISTING SHARE OPTIONS SHALL NOT,
IN ANY CASE, BE LESS THAN THE NOMINAL VALUE OF
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 75 of 120
THE SHARES; AND II) SUCH ADJUSTMENT SHALL TAKE
EFFECT ON THE DATE OF PAYMENT BY THE COMPANY
OF SUCH SPECIAL DIVIDEND; THE TERMS OF THE SHARE
OPTION SCHEME BE ALTERED BY ADDING THE FOLLOWING
AS A NEW PARAGRAPH 9.4: 9.4 UPON DISTRIBUTION
BY THE COMPANY TO HOLDERS OF THE SHARES OF ANY
CASH OTHER THAN THE TRANSACTION SPECIAL DIVIDEND
AS DEFINED IN THE COMPANY S CIRCULAR TO SHAREHOLDERS
DATED 04 APRIL 2007 OR DIVIDENDS IN THE ORDINARY
COURSE, THE COMPANY SHALL MAKE A DOWNWARD ADJUSTMENT
TO THE SUBSCRIPTION PRICE OF ANY OPTION GRANTED
BUT NOT EXERCISED AS AT THE DATE OF SUCH DISTRIBUTION
BY AN AMOUNT WHICH THE DIRECTORS CONSIDER AS
REFLECTING THE IMPACT SUCH DISTRIBUTION WILL
HAVE OR WILL LIKELY TO HAVE ON THE TRADING PRICE
OF THE SHARES PROVIDED THAT, THE DIRECTORS DETERMINATION
OF ANY ADJUSTMENTS SHALL BE FINAL AND BINDING
ON ALL OPTION HOLDERS; THE AMOUNT OF ADJUSTMENT
SHALL NOT EXCEED THE AMOUNT OF SUCH CASH DISTRIBUTION
TO BE MADE TO HOLDERS OF THE SHARES; SUCH ADJUSTMENT
SHALL TAKE EFFECT ON THE DATE OF PAYMENT BY THE
COMPANY OF SUCH DISTRIBUTION; ANY ADJUSTMENT
PROVIDED FOR IN THIS PARAGRAPH SHALL BE CUMULATIVE
TO ANY OTHER ADJUSTMENTS CONTEMPLATED UNDER PARAGRAPH
9.1 OR APPROVED BY THE SHAREHOLDERS OF THE COMPANY
IN GENERAL MEETING; AND THE ADJUSTED SUBSCRIPTION
PRICE SHALL NOT, IN ANY CASE, BE LESS THAN THE
NOMINAL VALUE OF THE SHARES ; AUTHORIZE THE DIRECTORS
OF THE COMPANY, ACTING TOGETHER, INDIVIDUALLY
OR BY COMMITTEE, TO EXECUTE ALL SUCH DOCUMENTS
AND/OR TO DO ALL SUCH ACTS ON BEHALF OF THE COMPANY
AS THEY MAY CONSIDER NECESSARY, DESIRABLE OR
EXPEDIENT FOR THE PURPOSE OF, OR IN CONNECTION
WITH, THE IMPLEMENTATION OF THE SHARE OPTION
TERMS CHANGE AS SPECIFIED
S.1 AMEND THE ARTICLES 86.(3), 86.(5), 87.(1) OF Management For *Management Position Unknown
THE ARTICLES OF ASSOCIATION OF THE COMPANY, AS
SPECIFIED
- ------------------------------------------------------------------------------------------------------------------------------------
HUTCHISON TELECOMMUNICATIONS INTL LTD AGM MEETING DATE: 05/08/2007
ISSUER: G46714104 ISIN: KYG467141043
SEDOL: B03H319, B039V77, B03H2N4, B032D70
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE AUDITED FINANCIAL STATEMENTS AND Management For *Management Position Unknown
THE REPORTS OF THE DIRECTORS ANDTHE AUDITORS
FOR THE YE 31 DEC 2006
2.a RE-ELECT MR. DENNIS POK MAN LUI AS A DIRECTOR Management For *Management Position Unknown
OF THE COMPANY
2.b RE-ELECT MR. MICHAEL JOHN O CONNOR AS A DIRECTOR Management For *Management Position Unknown
OF THE COMPANY
2.c RE-ELECT MR. KWAN KAI CHEONG AS A DIRECTOR OF Management For *Management Position Unknown
THE COMPANY
2.d AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS Management For *Management Position Unknown
REMUNERATION
3. RE-APPOINT PRICEWATERHOUSECOOPERS AS THE AUDITORS Management For *Management Position Unknown
OF THE COMPANY AND AUTHORIZE THE BOARD OF DIRECTORS
TO FIX THEIR REMUNERATION
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 76 of 120
4.A AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY Management For *Management Position Unknown
THE DIRECTORS, SUBJECT TO THIS RESOLUTION, TO
ALLOT, ISSUE AND OTHERWISE DEAL WITH NEW SHARES
OF THE COMPANY THE SHARES AND TO ALLOT, ISSUE
OR GRANT SECURITIES CONVERTIBLE INTO SHARES,
OR OPTIONS, WARRANTS OR SIMILAR RIGHTS TO SUBSCRIBE
FOR ANY SHARES OR SUCH CONVERTIBLE SECURITIES,
AND TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS
AND WARRANTS DURING AND AFTER THE RELEVANT PERIOD,
NOT EXCEEDING 20% OF THE AGGREGATE NOMINAL AMOUNT
OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE
AT THE DATE OF PASSING THIS RESOLUTION, OTHERWISE
THAN PURSUANT TO THE SHARES ISSUED AS A RESULT
OF A RIGHTS ISSUE, THE EXERCISE OF THE SUBSCRIPTION
OR CONVERSION RIGHTS ATTACHING TO ANY WARRANTS
OR ANY SECURITIES CONVERTIBLE INTO SHARES OR
THE EXERCISE OF THE SUBSCRIPTION RIGHTS UNDER
ANY OPTION SCHEME OR SIMILAR ARRANGEMENT FOR
THE TIME BEING ADOPTED FOR THE GRANT OR ISSUE
TO PERSONS SUCH AS OFFICERS AND/OR EMPLOYEES
OF THE COMPANY AND/OR ANY OF ITS SUBSIDIARIES
OF SHARES OR RIGHTS TO ACQUIRE SHARES OR ANY
SCRIP DIVIDEND PROVIDING FOR THE ALLOTMENT OF
SHARES IN LIEU OF THE WHOLE OR PART OF A DIVIDEND
ON SHARES IN ACCORDANCE WITH THE ARTICLES OF
ASSOCIATION OF THE COMPANY; AUTHORITY EXPIRES
THE EARLIER AT THE CONCLUSION OF THE NEXT AGM
OF THE COMPANY OR THE EXPIRATION OF THE PERIOD
WITHIN WHICH THE NEXT AGM OF THE COMPANY IS REQUIRED
BY THE ARTICLES OF ASSOCIATION OF THE COMPANY
OR ANY APPLICABLE LAW OF THE CAYMAN ISLANDS TO
BE HELD
4.B AUTHORIZE THE DIRECTORS, DURING THE RELEVANT Management For *Management Position Unknown
PERIOD, TO PURCHASE OR REPURCHASE ON THE STOCK
EXCHANGE OF HONG KONG LIMITED THE STOCK EXCHANGE,
OR ANY OTHER STOCK EXCHANGE ON WHICH THE SECURITIES
OF THE COMPANY ARE OR MAY BE LISTED AND RECOGNIZED
BY THE SECURITIES AND FUTURES COMMISSION OF HONG
KONG AND THE STOCK EXCHANGE FOR THIS PURPOSE,
SHARES INCLUDING ANY FORM OF DEPOSITARY SHARES
REPRESENTING THE RIGHT TO RECEIVE SUCH SHARES
ISSUED BY THE COMPANY AND THAT THE EXERCISE BY
THE DIRECTORS OF ALL POWERS OF THE COMPANY TO
REPURCHASE SUCH SECURITIES, SUBJECT TO AND IN
ACCORDANCE WITH ALL APPLICABLE LAWS AND THE REQUIREMENTS
OF THE RULES GOVERNING THE LISTING OF SECURITIES
ON THE STOCK EXCHANGE OR OF ANY OTHER STOCK EXCHANGE
AS AMENDED FROM TIME TO TIME, NOT EXCEED 10%
OF THE AGGREGATE NOMINAL AMOUNT OF THE SHARE
CAPITAL OF THE COMPANY IN ISSUE AT THE DATE OF
THIS RESOLUTION; AUTHORITY EXPIRES THE EARLIER
AT THE CONCLUSION OF THE NEXT AGM OF THE COMPANY
OR THE EXPIRATION OF THE PERIOD WITHIN WHICH
THE NEXT AGM OF THE COMPANY IS REQUIRED BY THE
ARTICLES OF ASSOCIATION OF THE COMPANY OR ANY
APPLICABLE LAW OF THE CAYMAN ISLANDS TO BE HELD
4.C APPROVE, SUBJECT TO THE PASSING OF RESOLUTIONS Management For *Management Position Unknown
4.A AND 4.B, TO ADD THE AGGREGATE NOMINAL AMOUNT
OF THE SHARE CAPITAL OF THE COMPANY WHICH MAY
BE PURCHASED OR REPURCHASED BY THE COMPANY PURSUANT
TO THE AUTHORITY GRANTED TO THE DIRECTORS BY
RESOLUTION 4.B, TO THE AGGREGATE NOMINAL AMOUNT
OF THE SHARE CAPITAL OF THE COMPANY THAT MAY
BE ALLOTTED OR ISSUED OR AGREED CONDITIONALLY
OR UNCONDITIONALLY TO BE ALLOTTED OR ISSUED BY
THE DIRECTORS PURSUANT TO RESOLUTION 4.A, PROVIDED
THAT SUCH SHARES SHALL NOT EXCEED 10% OF THE
AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL
OF THE COMPANY IN ISSUE AT THE DATE OF THIS RESOLUTION
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 77 of 120
- ------------------------------------------------------------------------------------------------------------------------------------
MANITOBA TELECOM SERVICES INC. MOBAF SPECIAL MEETING DATE: 05/08/2007
ISSUER: 563486109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PIERRE J. BLOUIN Management For For
JOCELYNE M. CoT>>-O'HARA Management For For
N. ASHLEIGH EVERETT Management For For
HON. GARY A. FILMON Management For For
GREGORY J. HANSON Management For For
KISHORE KAPOOR Management For For
JAMES S.A. MACDONALD Management For For
DONALD H. PENNY Management For For
ARTHUR R. SAWCHUK Management For For
D. SAMUEL SCHELLENBERG Management For For
THOMAS E. STEFANSON Management For For
02 THE APPOINTMENT OF DELOITTE & TOUCHE LLP, CHARTERED Management For For
ACCOUNTANTS, AS AUDITORS AT A REMUNERATION TO
BE DETERMINED BY THE BOARD OF DIRECTORS
03 CONFIRMATION OF AMENDMENTS TO BY-LAWS Management For For
04 APPROVAL OF AMENDMENTS TO STOCK OPTION PLAN. Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
SPRINT NEXTEL CORPORATION S ANNUAL MEETING DATE: 05/08/2007
ISSUER: 852061100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: KEITH J. BANE Management For For
1B ELECTION OF DIRECTOR: ROBERT R. BENNETT Management For For
1C ELECTION OF DIRECTOR: GORDON M. BETHUNE Management For For
1D ELECTION OF DIRECTOR: FRANK M. DRENDEL Management For For
1E ELECTION OF DIRECTOR: GARY D. FORSEE Management For For
1F ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Management For For
1G ELECTION OF DIRECTOR: V. JANET HILL Management For For
1H ELECTION OF DIRECTOR: IRVINE O. HOCKADAY, JR. Management For For
1I ELECTION OF DIRECTOR: LINDA KOCH LORIMER Management For For
1J ELECTION OF DIRECTOR: WILLIAM H. SWANSON Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 78 of 120
02 TO RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF SPRINT NEXTEL
FOR 2007.
03 TO APPROVE THE 2007 OMNIBUS INCENTIVE PLAN. Management Against Against
04 SHAREHOLDER PROPOSAL CONCERNING ADVISORY VOTE Shareholder Against For
ON COMPENSATION OF NAMED EXECUTIVE OFFICERS.
- ------------------------------------------------------------------------------------------------------------------------------------
TELEKOM MALAYSIA BERHAD AGM MEETING DATE: 05/08/2007
ISSUER: Y8578H118 ISIN: MYL4863OO006
SEDOL: 5102105, 6868398
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE AUDITED FINANCIAL STATEMENTS FOR Management For *Management Position Unknown
THE FYE 31 DEC 2006 TOGETHER WITH THE REPORTS
OF THE DIRECTORS AND THE AUDITORS THEREON
2. DECLARE A FINAL DIVIDEND OF 30 SEN PER SHARE Management For *Management Position Unknown
LESS 27% MALAYSIAN INCOME TAX IN RESPECT OF THE
FYE 31 DEC 2006
3. RE-ELECT MR. TAN SRI DATO IR MUHAMMAD RADZI Management For *Management Position Unknown
HAJI MANSOR AS A DIRECTOR, WHO RETIRE BY ROTATION
PURSUANT TO ARTICLE 103 OF THE COMPANY S ARTICLES
OF ASSOCIATION
4. RE-ELECT MR. IR PRABAHAR NK SINGAM AS A DIRECTOR, Management For *Management Position Unknown
WHO RETIRE BY ROTATION PURSUANT TO ARTICLE 103
OF THE COMPANY S ARTICLES OF ASSOCIATION
5. APPROVE THE PAYMENT OF DIRECTORS FEES OF MYR Management For *Management Position Unknown
756,890.00 FOR THE FYE 31 DEC 2006
6. RE-APPOINT MESSRS PRICEWATERHOUSECOOPERS HAVING Management For *Management Position Unknown
CONSENTED TO ACT AS THE AUDITORS OF THE COMPANY
FOR THE FYE 31 DEC 2007 AND AUTHORIZE THE DIRECTORS
TO FIX THEIR REMUNERATION
7. AUTHORIZE THE DIRECTORS, PURSUANT TO SECTION Management For *Management Position Unknown
132D OF THE COMPANIES ACT, 1965 THE ACT, TO ISSUE
SHARES IN THE CAPITAL OF THE COMPANY AT ANY TIME
UNTIL THE CONCLUSION OF THE NEXT AGM AND UPON
SUCH TERMS AND CONDITIONS AND FOR SUCH PURPOSES
AS THE DIRECTORS MAY, IN THEIR ABSOLUTE DISCRETION,
DEEM FIT PROVIDED THAT THE AGGREGATE NUMBER OF
SHARES TO BE ISSUED, DOES NOT EXCEED 10% OF THE
ISSUED SHARE CAPITAL OF THE COMPANY FOR THE TIME
BEING, SUBJECT ALWAYS TO THE APPROVALS OF THE
RELEVANT REGULATORY AUTHORITIES, WHERE SUCH APPROVAL
IS NECESSARY
* TRANSACT ANY OTHER BUSINESS Non-Voting *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
TELEKOM MALAYSIA BERHAD EGM MEETING DATE: 05/08/2007
ISSUER: Y8578H118 ISIN: MYL4863OO006
SEDOL: 5102105, 6868398
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 79 of 120
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. AUTHORIZE TELEKOM MALAYSIA BERHAD THE COMPANY Management For *Management Position Unknown
AND/OR ITS SUBSIDIARIES, IN ACCORDANCE WITH PARAGRAPH
10.09 OF THE LISTING REQUIREMENTS OF BURSA MALAYSIA
SECURITIES BERHAD, TO ENTER INTO RECURRENT RELATED
PARTY TRANSACTIONS OF A REVENUE OR TRADING NATURE,
AS SPECIFIED, WHICH ARE NECESSARY FOR THE DAY-TO-DAY
OPERATIONS PROVIDED SUCH TRANSACTIONS ARE ENTERED
INTO IN THE ORDINARY COURSE OF BUSINESS OF THE
COMPANY AND/OR ITS SUBSIDIARIES, ARE CARRIED
OUT ON AN ARM S LENGTH BASIS, ON TERMS NOT MORE
FAVOURABLE TO THE RELATED PARTY THAN THOSE GENERALLY
AVAILABLE TO THE PUBLIC AND ARE NOT DETRIMENTAL
TO THE MINORITY SHAREHOLDERS OF THE COMPANY PROPOSED
NEW SHAREHOLDERS MANDATE; AUTHORITY EXPIRES
THE EARLIER AT THE CONCLUSION OF THE NEXT AGM
OF THE COMPANY OR THE EXPIRATION OF THE PERIOD
WITHIN WHICH THE COMPANY S NEXT AGM IS REQUIRED
TO BE HELD UNDER SECTION 143(1) OF THE COMPANIES
ACT, 1965 BUT SHALL NOT EXTEND TO SUCH EXTENSION
AS MAY BE ALLOWED UNDER SECTION 143(2) OF THE
COMPANIES ACT, 1965; AND AUTHORIZE THE BOARD
OF DIRECTORS OF THE COMPANY TO COMPLETE AND DO
ALL SUCH ACTS, DEEDS AND THINGS INCLUDING EXECUTING
SUCH DOCUMENTS UNDER THE COMMON SEAL IN ACCORDANCE
WITH THE PROVISIONS OF THE ARTICLES OF ASSOCIATION
OF THE COMPANY, AS MAY BE REQUIRED TO GIVE EFFECT
TO THE PROPOSED NEW SHAREHOLDERS MANDATE
2. APPROVE TO INCREASE THE AUTHORIZED SHARE CAPITAL Management For *Management Position Unknown
FROM MYR 5,000,000,021.00 DIVIDED INTO 5,000,000,000
ORDINARY SHARES OF MYR 1.00 EACH, 1 SPECIAL RIGHTS
REDEEMABLE PREFERENCE SHARES OF MYR 1.00, 1,000
CLASS A REDEEMABLE PREFERENCE SHARES OF MYR 0.01
EACH AND 1,000 CLASS B REDEEMABLE PREFERENCE
SHARES OF MYR 0.01 EACH TO MYR 5,000,003,021.00
DIVIDED INTO 5,000,000,000 ORDINARY SHARES OF
MYR 1.00 EACH, 1 SPECIAL RIGHTS REDEEMABLE PREFERENCE
SHARES OF MYR 1.00, 1,000 CLASS A REDEEMABLE
PREFERENCE SHARES OF MYR 0.01 EACH, 1,000 CLASS
B REDEEMABLE PREFERENCE SHARES OF MYR 0.01 EACH,
2,000 CLASS C NON-CONVERTIBLE REDEEMABLE PREFERENCE
SHARES OF MYR 1.00 EACH AND 1,000 CLASS D NON-CONVERTIBLE
REDEEMABLE PREFERENCE SHARES OF MYR 1.00 EACH,
BY THE CREATION OF UP TO 2,000 CLASS C NON-CONVERTIBLE
REDEEMABLE PREFERENCE SHARES OF MYR1.00 EACH
AND UP TO 1,000 CLASS D NON-CONVERTIBLE REDEEMABLE
PREFERENCE SHARES OF MYR 1.00 EACH
3. AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY: Management For *Management Position Unknown
OF TELEKOM MALAYSIA BERHAD THE COMPANY, SUBJECT
TO THE PASSING OF EACH OF THE RESOLUTION 2, RESOLUTION
S.2 AND RESOLUTION S.3 RESPECTIVELY AND THE APPROVALS
OF THE RELEVANT AUTHORITIES, TO ISSUE UP TO 2,000
CLASS C NON-CONVERTIBLE REDEEMABLE PREFERENCE
SHARES OF MYR 1.00 EACH AT MYR 1,000 PER SHARE
ON THE TERMS AS SET OUT IN PART B OF THE CIRCULAR
TO SHAREHOLDERS DATED 16 APR 2007 AND IN ACCORDANCE
WITH THE AMENDED ARTICLES OF ASSOCIATION OF THE
COMPANY AS SPECIFIED; TO ENTER INTO ALL OTHER
AGREEMENTS, DOCUMENTS AND ARRANGEMENTS WITH ANY
PARTY OR PARTIES AND TO TAKE ANY OR ALL OTHER
ACTIONS AS THEY MAY DEEM NECESSARY, APPROPRIATE
AND DESIRABLE FOR THE PURPOSE OF THE ISSUANCE
OF THE CLASS C NON-CONVERTIBLE REDEEMABLE PREFERENCE
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 80 of 120
SHARES IN ACCORDANCE WITH THE TERMS, AS SPECIFIED,
AND IN ACCORDANCE WITH THE AMENDED ARTICLES OF
ASSOCIATION OF THE COMPANY AS SPECIFIED AND TO
PERMIT THE COMPANY TO EXERCISE ITS RIGHTS UNDER,
AND TO COMPLY WITH AND PERFORM EACH AND ALL OF
THE OBLIGATIONS IMPOSED UPON THE COMPANY BY THE
TERMS AS SPECIFIED AND IN ACCORDANCE WITH THE
AMENDED ARTICLES OF ASSOCIATION OF THE COMPANY
AS SPECIFIED AND OTHER AGREEMENTS, DOCUMENTS
AND ARRANGEMENTS EVIDENCING THE ISSUANCE OF THE
CLASS C NON-CONVERTIBLE REDEEMABLE PREFERENCE
SHARES; AND TO DO ALL SUCH ACTS, DEEDS AND THINGS
AS ARE NECESSARY AND/OR EXPEDIENT IN ORDER TO
GIVE FULL EFFECT TO THE PROPOSED ISSUANCE OF
THE CLASS C NON-CONVERTIBLE REDEEMABLE PREFERENCE
SHARES WITH FULL POWERS TO ASSENT TO ANY CONDITIONS,
MODIFICATIONS AND/OR AMENDMENTS AS MAY BE REQUIRED
BY ANY RELEVANT AUTHORITIES
4. AUTHORIZE THE BOARD OF DIRECTORS OF TELEKOM MALAYSIA Management For *Management Position Unknown
BERHAD THE COMPANY, SUBJECT TO THE PASSING OF
EACH OF THE RESOLUTIONS 2, 3, S.2 AND S.3 RESPECTIVELY
AND THE APPROVALS OF THE RELEVANT AUTHORITIES,
TO ISSUE UP TO 1,000 CLASS D NON-CONVERTIBLE
REDEEMABLE PREFERENCE SHARES OF MYR 1.00 EACH
AT MYR 1,000 PER SHARE ON THE TERMS AS SPECIFIED,
AND IN ACCORDANCE WITH THE AMENDED ARTICLES OF
ASSOCIATION OF THE COMPANY AS SPECIFIED; AUTHORIZE
THE BOARD OF DIRECTORS OF THE COMPANY TO ENTER
INTO ALL OTHER AGREEMENTS, DOCUMENTS AND ARRANGEMENTS
WITH ANY PARTY OR PARTIES AND TO TAKE ANY OR
ALL OTHER ACTIONS AS THEY MAY DEEM NECESSARY,
APPROPRIATE AND DESIRABLE FOR THE PURPOSE OF
THE ISSUANCE OF THE CLASS D NON-CONVERTIBLE REDEEMABLE
PREFERENCE SHARES IN ACCORDANCE WITH THE TERMS
AS SPECIFIED AND IN ACCORDANCE WITH THE AMENDED
ARTICLES OF ASSOCIATION OF THE COMPANY AS SPECIFIED
AND TO PERMIT THE COMPANY TO EXERCISE ITS RIGHTS
UNDER, AND TO COMPLY WITH AND PERFORM EACH AND
ALL OF THE OBLIGATIONS IMPOSED UPON THE COMPANY
BY THE TERMS AS SPECIFIED AND IN ACCORDANCE WITH
THE AMENDED ARTICLES OF ASSOCIATION OF THE COMPANY
AS SPECIFIED AND OTHER AGREEMENTS, DOCUMENTS
AND ARRANGEMENTS EVIDENCING THE ISSUANCE OF THE
CLASS D NON-CONVERTIBLE REDEEMABLE PREFERENCE
SHARES; AND TO DO ALL SUCH ACTS, DEEDS AND THINGS
AS ARE NECESSARY AND/OR EXPEDIENT IN ORDER TO
GIVE FULL EFFECT TO THE PROPOSED ISSUANCE OF
THE CLASS D NON-CONVERTIBLE REDEEMABLE PREFERENCE
SHARES WITH FULL POWERS TO ASSENT TO ANY CONDITIONS,
MODIFICATIONS AND/OR AMENDMENTS AS MAY BE REQUIRED
BY ANY RELEVANT AUTHORITIES
S.1 AMEND THE ARTICLES OF ASSOCIATION OF TELEKOM Management For *Management Position Unknown
MALAYSIA BERHAD THE COMPANY AND DELETE IN THE
FORM AND MANNER AS SPECIFIED PROPOSED GENERAL
AMENDMENTS TO THE ARTICLES; AND AUTHORIZE THE
BOARD OF DIRECTORS OF THE COMPANY TO DO ALL SUCH
ACTS, DEEDS AND THINGS AS ARE NECESSARY AND/OR
EXPEDIENT IN ORDER TO GIVE FULL EFFECT TO THE
PROPOSED GENERAL AMENDMENTS TO THE ARTICLES WITH
FULL POWERS TO ASSENT TO ANY CONDITIONS, MODIFICATIONS
AND/OR AMENDMENTS AS MAY BE REQUIRED BY ANY RELEVANT
AUTHORITIES
S.2 AMEND, SUBJECT TO THE PASSING OF RESOLUTION 2 Management For *Management Position Unknown
AND S.3, THE ARTICLES OF ASSOCIATION OF TELEKOM
MALAYSIA BERHAD THE COMPANY AND DELETED IN THE
FORM AND MANNER AS SPECIFIED PROPOSED SPECIFIC
AMENDMENTS TO THE ARTICLES; AND AUTHORIZE THE
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 81 of 120
BOARD OF DIRECTORS OF THE COMPANY TO DO ALL SUCH
ACTS, DEEDS AND THINGS AS ARE NECESSARY AND/OR
EXPEDIENT IN ORDER TO GIVE FULL EFFECT TO THE
PROPOSED SPECIFIC AMENDMENTS TO THE ARTICLES
WITH FULL POWERS TO ASSENT TO ANY CONDITIONS,
MODIFICATIONS AND/OR AMENDMENTS AS MAY BE REQUIRED
BY ANY RELEVANT AUTHORITIES
S.3 AMEND, SUBJECT TO THE PASSING OF RESOLUTION 2, Management For *Management Position Unknown
THE MEMORANDUM OF ASSOCIATION OF TELEKOM MALAYSIA
BERHAD THE COMPANY AND DELETED IN THE FORM AND
MANNER AS SPECIFIED PROPOSED SPECIFIC AMENDMENTS
TO THE MEMORANDUM; AND AUTHORIZE THE BOARD OF
DIRECTORS OF THE COMPANY TO DO ALL SUCH ACTS,
DEEDS AND THINGS AS ARE NECESSARY AND/OR EXPEDIENT
IN ORDER TO GIVE FULL EFFECT TO THE PROPOSED
SPECIFIC AMENDMENTS TO THE MEMORANDUM WITH FULL
POWERS TO ASSENT TO ANY CONDITIONS, MODIFICATIONS
AND/OR AMENDMENTS AS MAY BE REQUIRED BY ANY RELEVANT
AUTHORITIES
- ------------------------------------------------------------------------------------------------------------------------------------
UNITED STATES CELLULAR CORPORATION USM ANNUAL MEETING DATE: 05/08/2007
ISSUER: 911684108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFY ACCOUNTANTS FOR 2007. Management For For
01 DIRECTOR Management For
P.H. DENUIT Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
TELEFONICA, S.A. TEF ANNUAL MEETING DATE: 05/09/2007
ISSUER: 879382208 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 EXAMINATION AND APPROVAL, IF APPROPRIATE, OF Management For For
THE INDIVIDUAL ANNUAL ACCOUNTS, OF THE CONSOLIDATED
FINANCIAL STATEMENTS AND OF THE MANAGEMENT REPORT
OF TELEFONICA, S.A.
02 DIRECTOR Management For
MR. C. ALIERTA IZUEL+ Management For For
MR. M. CARPIO GARCIA+ Management For For
MR. G.H.F. DE ANGULO+ Management For For
MR. P.I.A. DE TEJERA+ Management For For
ENRIQUE USED AZNAR+ Management For For
G.V. GALARRAGA+ Management For For
MR. J.M.A.P. LOPEZ# Management For For
03 AUTHORIZATION TO ACQUIRE THE COMPANY S OWN SHARES, Management For For
EITHER DIRECTLY OR THROUGH GROUP COMPANIES.
04 DELEGATION TO THE BOARD OF DIRECTORS THE POWER Management For For
TO ISSUE DEBENTURES, BONDS, NOTES AND OTHER FIXED-INCOME
SECURITIES.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 82 of 120
05 REDUCTION IN SHARE CAPITAL BY MEANS OF THE REPURCHASE Management For For
OF THE COMPANY S OWN SHARES.
6A AMENDMENTS REGARDING THE GENERAL SHAREHOLDERS Management For For
MEETING.
6B AMENDMENTS REGARDING PROXY-GRANTING AND VOTING Management For For
BY MEANS OF LONG-DISTANCE COMMUNICATION AND REMOTE
ATTENDANCE.
6C AMENDMENTS REGARDING THE BOARD OF DIRECTORS. Management For For
7A AMENDMENT OF ARTICLE 5 (POWERS OF THE SHAREHOLDERS Management For For
AT THE GENERAL SHAREHOLDERS MEETING).
7B AMENDMENTS RELATING TO THE CALL TO AND PREPARATION Management For For
OF THE GENERAL SHAREHOLDERS MEETING.
7C AMENDMENTS RELATING TO PROXY-GRANTING AND VOTING Management For For
BY MEANS OF LONG-DISTANCE COMMUNICATION AND REMOTE
ATTENDANCE.
7D OTHER AMENDMENTS: AMENDMENT OF ARTICLE 21 AND Management For For
AMENDMENT OF ARTICLE 24.
08 DELEGATION OF POWERS TO FORMALIZE, INTERPRET, Management For For
CURE AND CARRY OUT THE RESOLUTIONS ADOPTED BY
THE SHAREHOLDERS.
- ------------------------------------------------------------------------------------------------------------------------------------
WINDSTREAM CORPORATION WIN ANNUAL MEETING DATE: 05/09/2007
ISSUER: 97381W104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
S.E. "SANDY" BEALL, III Management For For
DENNIS E. FOSTER Management For For
FRANCIS X. FRANTZ Management For For
JEFFERY R. GARDNER Management For For
JEFFREY T. HINSON Management For For
JUDY K. JONES Management For For
WILLIAM A. MONTGOMERY Management For For
FRANK E. REED Management For For
02 APPROVE THE WINDSTREAM PERFORMANCE INCENTIVE Management For For
COMPENSATION PLAN
03 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS WINDSTREAM S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANT FOR 2007
04 REQUIRED EQUITY AWARDS TO BE HELD Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
CENTURYTEL, INC. CTL ANNUAL MEETING DATE: 05/10/2007
ISSUER: 156700106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 83 of 120
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM R. BOLES, JR. Management For For
W. BRUCE HANKS Management For For
C.G. MELVILLE, JR. Management For For
GLEN F. POST, III Management For For
02 TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY Management For For
S INDEPENDENT AUDITOR FOR 2007.
03 TO ACT UPON A SHAREHOLDER PROPOSAL REGARDING Shareholder Against For
EXECUTIVE COMPENSATION.
- ------------------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. GOOG ANNUAL MEETING DATE: 05/10/2007
ISSUER: 38259P508 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ERIC SCHMIDT Management For For
SERGEY BRIN Management For For
LARRY PAGE Management For For
L. JOHN DOERR Management For For
JOHN L. HENNESSY Management For For
ARTHUR D. LEVINSON Management For For
ANN MATHER Management For For
PAUL S. OTELLINI Management For For
K. RAM SHRIRAM Management For For
SHIRLEY M. TILGHMAN Management For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF GOOGLE INC. FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2007.
03 APPROVAL OF AN AMENDMENT TO GOOGLE S 2004 STOCK Management For For
PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES
OF CLASS A COMMON STOCK ISSUABLE THEREUNDER BY
4,500,000.
04 APPROVAL OF GOOGLE S EXECUTIVE BONUS PLAN. Management For For
05 STOCKHOLDER PROPOSAL TO REQUEST THAT MANAGEMENT Shareholder Against For
INSTITUTE POLICIES TO HELP PROTECT FREEDOM OF
ACCESS TO THE INTERNET.
- ------------------------------------------------------------------------------------------------------------------------------------
CHINA UNICOM LIMITED CHU ANNUAL MEETING DATE: 05/11/2007
ISSUER: 16945R104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS Management For For
AND THE REPORTS OF THE DIRECTORS AND OF THE INDEPENDENT
AUDITOR.
02 TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED Management For For
31 DECEMBER 2006.
3A1 TO ELECT OR RE-ELECT MR. SHANG BING AS A DIRECTOR. Management For For
3A2 TO ELECT OR RE-ELECT MS. LI JIANGUO AS A DIRECTOR. Management For For
3A3 TO ELECT OR RE-ELECT MR. YANG XIAOWEI AS A DIRECTOR. Management For For
3A4 TO ELECT OR RE-ELECT MR. WU JINGLIAN AS A DIRECTOR. Management For For
3A5 TO ELECT OR RE-ELECT MR. SHAN WEIJIAN AS A DIRECTOR. Management For For
3B TO AUTHORIZE THE DIRECTORS TO FIX REMUNERATION Management For For
OF THE DIRECTORS FOR THE YEAR ENDING 31 DECEMBER
2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 84 of 120
04 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITORS, Management For For
AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION.
05 TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO Management For For
REPURCHASE SHARES IN THE COMPANY.
06 TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO Management For For
ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES.
07 TO EXTEND THE GENERAL MANDATE GRANTED TO THE Management For For
DIRECTORS TO ISSUE, ALLOT AND DEAL WITH SHARES
BY THE NUMBER OF SHARES REPURCHASED.
08 TO APPROVE THE AMENDMENTS TO THE SHARE OPTION Management For For
SCHEME AND THE PRE-GLOBAL OFFERING SHARE OPTION
SCHEME OF THE COMPANY.
09 TO APPROVE THE AMENDMENTS TO THE CERTAIN TERMS Management For For
OF THE OPTIONS GRANTED, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
ALLTEL CORPORATION AT ANNUAL MEETING DATE: 05/15/2007
ISSUER: 020039103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
SCOTT T. FORD Management For For
L.L GELLERSTEDT, III Management For For
EMON A. MAHONY, JR. Management For For
RONALD TOWNSEND Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
CHINA MOBILE (HONG KONG) LIMITED CHL ANNUAL MEETING DATE: 05/16/2007
ISSUER: 16941M109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL Management For *Management Position Unknown
STATEMENTS AND THE REPORTS OF THE DIRECTORS AND
AUDITORS.
2A TO DECLARE AN ORDINARY FINAL DIVIDEND FOR THE Management For *Management Position Unknown
YEAR ENDED 31 DECEMBER 2006.
2B TO DECLARE A SPECIAL FINAL DIVIDEND FOR THE YEAR Management For *Management Position Unknown
ENDED 31 DECEMBER 2006.
3A TO RE-ELECT WANG JIANZHOU AS A DIRECTOR. Management For *Management Position Unknown
3B TO RE-ELECT LI YUE AS A DIRECTOR. Management For *Management Position Unknown
3C TO RE-ELECT ZHANG CHENSHUANG AS A DIRECTOR. Management For *Management Position Unknown
3D TO RE-ELECT FRANK WONG KWONG SHING AS A DIRECTOR. Management For *Management Position Unknown
3E TO RE-ELECT PAUL MICHAEL DONOVAN AS A DIRECTOR. Management For *Management Position Unknown
04 TO RE-APPOINT MESSRS. KPMG AS AUDITORS AND TO Management For *Management Position Unknown
AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 85 of 120
05 TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO Management For *Management Position Unknown
REPURCHASE SHARES IN THE COMPANY NOT EXCEEDING
10% OF THE AGGREGATE NOMINAL AMOUNT OF THE EXISTING
ISSUED SHARE CAPITAL.
06 TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO Management For *Management Position Unknown
ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES
IN THE COMPANY.
07 TO EXTEND THE GENERAL MANDATE GRANTED TO THE Management For *Management Position Unknown
DIRECTORS TO ISSUE, ALLOT AND DEAL WITH SHARES
BY THE NUMBER OF SHARES REPURCHASED.
- ------------------------------------------------------------------------------------------------------------------------------------
GEMSTAR-TV GUIDE INTERNATIONAL, INC. GMST ANNUAL MEETING DATE: 05/16/2007
ISSUER: 36866W106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ANTHEA DISNEY Management For For
RICHARD BATTISTA Management For For
PETER CHERNIN Management For For
DAVID F. DEVOE Management For For
NICHOLAS DONATIELLO JR Management For For
JAMES E. MEYER Management For For
K. RUPERT MURDOCH Management For For
JAMES P. O'SHAUGHNESSY Management For For
RUTHANN QUINDLEN Management For For
02 FOR RATIFICATION OF ERNST & YOUNG LLP AS THE Management For For
COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007.
03 FOR ADOPTION OF THE 2007 LONG-TERM INCENTIVE Management Against Against
PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
GOLDEN TELECOM, INC. GLDN CONSENT MEETING DATE: 05/17/2007
ISSUER: 38122G107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A APPROVED BY THE COMPANY ELECTION OF DIRECTOR: Management For *Management Position Unknown
PETR AVEN
1B APPROVED BY THE COMPANY ELECTION OF DIRECTOR: Management For *Management Position Unknown
VLADIMIR BULGAK
1C APPROVED BY THE COMPANY ELECTION OF DIRECTOR: Management For *Management Position Unknown
PATRICK GALLAGHER
1D APPROVED BY THE COMPANY ELECTION OF DIRECTOR: Management For *Management Position Unknown
THOR HALVORSEN
1E APPROVED BY THE COMPANY ELECTION OF DIRECTOR: Management For *Management Position Unknown
DAVID HERMAN
1F APPROVED BY THE COMPANY ELECTION OF DIRECTOR: Management For *Management Position Unknown
KJELL JOHNSEN
1G APPROVED BY THE COMPANY ELECTION OF DIRECTOR: Management For *Management Position Unknown
OLEG MALIS
1H APPROVED BY THE COMPANY ELECTION OF DIRECTOR: Management For *Management Position Unknown
ALEXEY REZNIKOVICH
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 86 of 120
1I APPROVED BY THE COMPANY ELECTION OF DIRECTOR: Management For *Management Position Unknown
DAVID SMYTH
1J APPROVED BY THE COMPANY ELECTION OF DIRECTOR: Management For *Management Position Unknown
JEAN-PIERRE VANDROMME
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For *Management Position Unknown
LLC AS INDEPENDENT PUBLIC AUDITORS OF THE COMPANY
FOR 2007
03 APPROVAL OF AN AMENDMENT TO THE 1999 EQUITY PARTICIPATION Management For *Management Position Unknown
PLAN OF GOLDEN TELECOM, INC
04 IF PRESENTED, A SHAREHOLDER PROPOSAL TO ELECT Management Abstain For
ANDREY GAIDUK AS DIRECTOR
- ------------------------------------------------------------------------------------------------------------------------------------
HUTCHISON WHAMPOA LTD AGM MEETING DATE: 05/17/2007
ISSUER: Y38024108 ISIN: HK0013000119
SEDOL: B01DJQ6, 6448035, B16TW78, 5324910, 6448068
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND APPROVE THE STATEMENT OF AUDITED Management For *Management Position Unknown
ACCOUNTS AND REPORTS OF THE DIRECTORS AND THE
AUDITORS FOR THE YE 31 DEC 2006
2. DECLARE A FINAL DIVIDEND Management For *Management Position Unknown
3.1 RE-ELECT MR. LI KA-SHING AS A DIRECTOR Management For *Management Position Unknown
3.2 RE-ELECT MR. FRANK JOHN SIXT AS A DIRECTOR Management For *Management Position Unknown
3.3 RE-ELECT MR. MICHAEL DAVID KADOORIE AS A DIRECTOR Management For *Management Position Unknown
3.4 RE-ELECT MR. GEORGE COLIN MAGNUS AS A DIRECTOR Management For *Management Position Unknown
4. APPOINT THE AUDITORS AND AUTHORIZE THE DIRECTORS Management For *Management Position Unknown
TO FIX THE AUDITOR S REMUNERATION
5.O.1 AUTHORIZE THE DIRECTORS TO ISSUE AND DISPOSE Management For *Management Position Unknown
OF ADDITIONAL ORDINARY SHARES OFTHE COMPANY NOT
EXCEEDING 20% OF THE EXISTING ISSUED ORDINARY
SHARE CAPITAL OF THE COMPANY
5.O.2 AUTHORIZE THE DIRECTORS OF THE COMPANY, DURING Management For *Management Position Unknown
THE RELEVANT PERIOD, TO REPURCHASE ORDINARY SHARES
OF HKD 0.25 EACH IN THE CAPITAL OF THE COMPANY
IN ACCORDANCE WITH ALL APPLICABLE LAWS AND THE
REQUIREMENTS OF THE RULES GOVERNING THE LISTING
OF SECURITIES ON THE STOCK EXCHANGE OF HONG KONG
LIMITED OR OF ANY OTHER STOCK EXCHANGE, NOT EXCEEDING
10% OF THE AGGREGATE NOMINAL AMOUNT OF THE ORDINARY
SHARE CAPITAL OF THE COMPANY IN ISSUE AT THE
DATE OF THIS RESOLUTION; AUTHORITY EXPIRES AT
THE CONCLUSION OF THE NEXT AGM OF THE COMPANY
OR THE EXPIRATION OF THE PERIOD WITHIN WHICH
THE NEXT AGM OF THE COMPANY IS REQUIRED BY LAW
TO BE HELD
5.O.3 AUTHORIZE THE DIRECTORS TO ISSUE AND DISPOSE Management For *Management Position Unknown
OF ADDITIONAL ORDINARY SHARES PURSUANT TO ORDINARY
RESOLUTION NUMBER 1, TO ADD AN AMOUNT REPRESENTING
THE AGGREGATE NOMINAL AMOUNT OF THE ORDINARY
SHARE CAPITAL OF THE COMPANY REPURCHASED BY THE
COMPANY UNDER THE AUTHORITY GRANTED PURSUANT
TO ORDINARY RESOLUTION NUMBER 2, PROVIDED THAT
SUCH AMOUNT SHALL NOT EXCEED 10% OF THE AGGREGATE
NOMINAL AMOUNT OF THE ISSUED ORDINARY SHARE CAPITAL
OF THE COMPANY AT THE DATE OF THIS RESOLUTION
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 87 of 120
5.O.4 APPROVE THE RULES OF THE EMPLOYEE OPTION PLAN Management For *Management Position Unknown
OF HUTCHISON TELECOMMUNICATIONSAUSTRALIA LIMITED
A SUBSIDIARY OF THE COMPANY WHOSE SHARES ARE
LISTED ON AUSTRALIAN SECURITIES EXCHANGE LIMITED
AS SPECIFIED THE HTAL EMPLOYEE OPTION PLAN; AND
AUTHORIZE THE DIRECTORS OF THE COMPANY, ACTING
TOGETHER, INDIVIDUALLY OR BY COMMITTEE, TO APPROVE
ANY AMENDMENTS TO THE RULES OF THE HTAL EMPLOYEE
OPTION PLAN AS MAY BE ACCEPTABLE OR NOT OBJECTED
TO BY THE STOCK EXCHANGE OF HONG KONG LIMITED,
AND TO TAKE ALL SUCH STEPS AS MAY BE NECESSARY,
DESIRABLE OR EXPEDIENT TO CARRY INTO EFFECT THE
HTAL EMPLOYEE OPTION PLAN SUBJECT TO AND IN ACCORDANCE
WITH THE TERMS THEREOF WITH EFFECT FROM THE CONCLUSION
OF THE MEETING AT WHICH THIS RESOLUTION IS PASSED
5.S.1 AMEND THE ARTICLE 85 AND ARTICLE 91 OF THE ARTICLES Management For *Management Position Unknown
OF ASSOCIATION OF THE COMPANY, AS SPECIFIED
- ------------------------------------------------------------------------------------------------------------------------------------
NEXTWAVE WIRELESS INC WAVE ANNUAL MEETING DATE: 05/17/2007
ISSUER: 65337Y102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES C. BRAILEAN Management For For
WILLIAM H. WEBSTER Management For For
02 APPROVAL OF AN AMENDMENT TO THE 2005 NEXTWAVE Management Against Against
STOCK INCENTIVE PLAN, AS AMENDED, TO INCREASE
THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE
FOR ISSUANCE THEREUNDER FROM 12,500,000 TO 27,500,000.
03 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
TO AUDIT THE CONSOLIDATED FINANCIAL STATEMENTS
OF NEXTWAVE AND ITS SUBSIDIARIES FOR THE YEAR
ENDING DECEMBER 29, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
ASIA SATELLITE TELECOMM. HOLDINGS LT SAT ANNUAL MEETING DATE: 05/18/2007
ISSUER: 04516X106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO ADOPT THE AUDITED ACCOUNTS FOR THE YEAR ENDED Management For For
31 DECEMBER 2006 AND THE REPORTS OF THE DIRECTORS
AND AUDITORS THEREON.
02 TO DECLARE A FINAL DIVIDEND OF HK$0.27 PER SHARE. Management For For
FOR DETAILS, PLEASE SEE EXPLANATORY NOTE 4.1
IN THE NOTICE OF AGM.
03 TO RE-ELECT DIRECTOR AND AUTHORISE THE DIRECTORS Management For For
TO FIX THEIR REMUNERATION.
3A TO RE-ELECT DING YU CHENG AS A DIRECTOR. Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 88 of 120
3B TO RE-ELECT JU WEI MIN AS A DIRECTOR. Management For For
3C TO RE-ELECT KO FAI WONG AS A DIRECTOR. Management For For
3D TO RE-ELECT MI ZENG XIN AS A DIRECTOR. Management For For
3E TO RE-ELECT JAMES WATKINS AS A DIRECTOR. Management For For
3F TO RE-ELECT RONALD HERMAN AS A DIRECTOR. Management For For
3G TO RE-ELECT JOHN CONNELLY AS A DIRECTOR. Management For For
3H TO RE-ELECT MARK CHEN AS A DIRECTOR. Management For For
3I TO RE-ELECT NANCY KU AS A DIRECTOR. Management For For
08 TO AMEND THE BYE-LAWS OF THE COMPANY AS SET OUT Management For For
IN RESOLUTION (8) IN THE NOTICE OF AGM.
04 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITORS Management For For
OF THE COMPANY AND AUTHORISE THE DIRECTORS TO
FIX THEIR REMUNERATION FOR THE YEAR ENDING 31
DECEMBER 2007.
05 TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO Management For For
ISSUE AND DISPOSE OF ADDITIONAL SHARES IN THE
COMPANY; NOT EXCEEDING TEN PERCENT OF THE ISSUED
SHARE CAPITAL AT THE DATE OF THIS RESOLUTION.
06 TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO Management For For
EXERCISE ALL THE POWERS OF THE COMPANY TO PURCHASE
OR OTHERWISE ACQUIRE SHARES OF HK$0.10 EACH IN
THE CAPITAL OF THE COMPANY; NOT EXCEEDING TEN
PERCENT OF THE ISSUED SHARE CAPITAL AT THE DATE
OF THIS RESOLUTION.
07 TO ADD THE AGGREGATE NOMINAL AMOUNT OF THE SHARES Management For For
WHICH ARE PURCHASED OR OTHERWISE ACQUIRED UNDER
THE GENERAL MANDATE IN RESOLUTION (6) TO THE
AGGREGATE NOMINAL AMOUNT OF THE SHARES WHICH
MAY BE ISSUED UNDER THE GENERAL MANDATE IN RESOLUTION
(5).
- ------------------------------------------------------------------------------------------------------------------------------------
CITIZENS COMMUNICATIONS COMPANY CZN ANNUAL MEETING DATE: 05/18/2007
ISSUER: 17453B101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
KATHLEEN Q. ABERNATHY Management For For
LEROY T. BARNES, JR. Management For For
MICHAEL T. DUGAN Management For For
JERI B. FINARD Management For For
LAWTON WEHLE FITT Management For For
WILLIAM M. KRAUS Management For For
HOWARD L. SCHROTT Management For For
LARRAINE D. SEGIL Management For For
BRADLEY E. SINGER Management For For
DAVID H. WARD Management For For
MYRON A. WICK, III Management For For
MARY AGNES WILDEROTTER Management For For
02 TO ADOPT THE 2008 CITIZENS INCENTIVE PLAN. Management For For
03 TO ADOPT AN AMENDMENT TO THE AMENDED AND RESTATED Management For For
2000 EQUITY INCENTIVE PLAN.
04 TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 89 of 120
- ------------------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. TWX ANNUAL MEETING DATE: 05/18/2007
ISSUER: 887317105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFICATION OF AUDITORS. Management For For
03 COMPANY PROPOSAL TO AMEND THE COMPANY S RESTATED Management For For
CERTIFICATE OF INCORPORATION TO ELIMINATE CERTAIN
SUPER-MAJORITY VOTE REQUIREMENTS.
04 STOCKHOLDER PROPOSAL REGARDING ADVISORY RESOLUTION Shareholder Against For
TO RATIFY COMPENSATION OF NAMED EXECUTIVE OFFICERS.
05 STOCKHOLDER PROPOSAL REGARDING SEPARATION OF Shareholder Against For
ROLES OF CHAIRMAN AND CEO.
06 STOCKHOLDER PROPOSAL REGARDING SIMPLE MAJORITY Shareholder Against For
VOTE.
07 STOCKHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER Shareholder Against For
MEETINGS.
08 STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER RATIFICATION Shareholder Against For
OF DIRECTOR COMPENSATION WHEN A STOCKHOLDER RIGHTS
PLAN HAS BEEN ADOPTED.
01 DIRECTOR Management For
JAMES L. BARKSDALE Management For For
JEFFREY L. BEWKES Management For For
STEPHEN F. BOLLENBACH Management For For
FRANK J. CAUFIELD Management For For
ROBERT C. CLARK Management For For
MATHIAS DOPFNER Management For For
JESSICA P. EINHORN Management For For
REUBEN MARK Management For For
MICHAEL A. MILES Management For For
KENNETH J. NOVACK Management For For
RICHARD D. PARSONS Management For For
FRANCIS T. VINCENT, JR. Management For For
DEBORAH C. WRIGHT Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
COMPANIA ANONIMA NAC. TEL. DE VENEZU VNT SPECIAL MEETING DATE: 05/21/2007
ISSUER: 204421101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF MANAGEMENT S REPORT OF FINANCIAL Management For *Management Position Unknown
RESULTS FOR THE FOUR MONTH PERIOD ENDED APRIL
30, 2007.
02 PROPOSAL TO ELECT ALL DIRECTORS TO SERVE ON THE Management For
BOARD OF DIRECTORS FOR THE PERIOD 2007-2008.
- ------------------------------------------------------------------------------------------------------------------------------------
FRANCE TELECOM FTE SPECIAL MEETING DATE: 05/21/2007
ISSUER: 35177Q105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 90 of 120
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE STATUTORY FINANCIAL STATEMENTS Management For For
FOR THE FINANCIAL YEAR. FINAL DISCHARGE TO DIRECTORS.
02 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS Management For For
FOR THE FINANCIAL YEAR. FINAL DISCHARGE TO DIRECTORS.
03 ALLOCATION OF THE RESULTS. Management For For
04 APPROVAL OF THE AGREEMENTS REFERRED TO IN ARTICLE Management For For
L. 225-38 OF THE FRENCH COMMERCIAL CODE.
05 AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS Management For For
TO PURCHASE, RETAIN OR TRANSFER FRANCE TELECOM
SHARES.
06 APPOINTMENT OF A DIRECTOR: MRS CLAUDIE HAIGNERE Management For For
07 AMENDMENT OF ARTICLE 21 OF THE BY-LAWS IN ORDER Management For For
TO BRING IT INTO CONFORMITY WITH THE DECREE NO.
2007-431 OF MARCH 25, 2007.
08 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS Management For For
TO ISSUE ORDINARY SHARES OF THE COMPANY AND SECURITIES
GIVING ACCESS TO ORDINARY SHARES OF THE COMPANY
OR OF ONE OF ITS SUBSIDIARIES, WITH PREFERENTIAL
SUBSCRIPTION RIGHTS OF THE SHAREHOLDERS.
11 AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS Management For For
IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT
PREFERENTIAL SUBSCRIPTION RIGHTS FOR SHAREHOLDERS,
TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED.
09 DELEGATION OF AUTHORITY TO THE BOARD DIRECTORS Management For For
TO ISSUE ORDINARY SHARES OF THE COMPANY AND SECURITIES
GIVING ACCESS TO THE ORDINARY SHARES OF THE COMPANY
OR OF ONE OF ITS SUBSIDIARIES, WITHOUT PREFERENTIAL
SUBSCRIPTION RIGHTS OF THE SHAREHOLDERS.
10 AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS Management For For
IN THE EVENT OF THE ISSUANCE, WITHOUT PREFERENTIAL
SUBSCRIPTION RIGHTS OF SHAREHOLDERS, OF ORDINARY
SHARES OR SECURITIES GIVING ACCESS TO ORDINARY
SHARES, TO DETERMINE THE ISSUANCE PRICE IN ACCORDANCE
WITH THE TERMS AND CONDITIONS DETERMINED BY THE
GENERAL MEETING.
12 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS Management For For
TO ISSUE ORDINARY SHARES AND SECURITIES GIVING
ACCESS TO ORDINARY SHARES, IN THE EVENT OF A
PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY.
13 DELEGATION OF POWERS TO THE BOARD OF DIRECTORS Management For For
TO ISSUE ORDINARY SHARES AND SECURITIES GIVING
ACCESS TO ORDINARY SHARES, IN CONSIDERATION FOR
CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY
AND COMPRISED OF EQUITY SECURITIES OR SECURITIES
GIVING ACCESS TO SHARE CAPITAL.
14 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS Management For For
TO ISSUE ORDINARY SHARES, AS A RESULT OF THE
ISSUANCE BY THE COMPANY S SUBSIDIARIES OF SECURITIES
GIVING ACCESS TO ORDINARY SHARES OF THE COMPANY.
15 DELEGATION OF POWERS TO THE BOARD OF DIRECTORS Management For For
TO ISSUE THE SHARES RESERVED FOR PERSONS SIGNING
A LIQUIDITY CONTRACT WITH THE COMPANY IN THEIR
CAPACITY AS HOLDERS OF SHARES OR STOCK OPTIONS
OF THE FIRM ORANGE S.A.
16 DELEGATION OF POWERS TO THE BOARD OF DIRECTORS Management For For
TO PROCEED WITH THE FREE ISSUANCE OF OPTION-BASED
LIQUIDITY INSTRUMENTS RESERVED FOR HOLDERS OF
STOCK OPTIONS OF ORANGE S.A. AND BENEFICIARIES
OF A LIQUIDITY AGREEMENT.
17 OVERALL LIMITATION OF THE AUTHORIZATIONS. Management For For
18 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS Management For For
TO ISSUE SECURITIES GIVING RIGHT TO THE ALLOCATION
OF DEBT SECURITIES.
19 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS Management For For
TO INCREASE THE SHARE CAPITAL OF THE COMPANY
BY INCORPORATION OF RESERVES, PROFITS OR PREMIUMS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 91 of 120
20 AUTHORIZATION TO THE BOARD OF DIRECTORS TO ISSUE Management For For
STOCK SUBSCRIPTION AND/OR PURCHASE OPTIONS OF
ORDINARY SHARES FROM THE COMPANY.
21 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS Management For For
TO PROCEED WITH CAPITAL INCREASES RESERVED FOR
MEMBERS OF THE FRANCE TELECOM GROUP SAVINGS PLAN.
22 AUTHORIZATION TO THE BOARD OF DIRECTORS TO REDUCE Management For For
THE SHARE CAPITAL THROUGH THE CANCELLATION OF
ORDINARY SHARES.
23 POWERS FOR FORMALITIES. Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
TIME ENGINEERING BHD, KUALA LUMPUR AGM MEETING DATE: 05/22/2007
ISSUER: Y8839H105 ISIN: MYL4456OO009
SEDOL: 6891833, B02HMN5
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* RECEIVE THE AUDITED FINANCIAL STATEMENTS FOR Non-Voting *Management Position Unknown
THE YE 31 DEC 2006 TOGETHER WITHTHE REPORTS OF
THE DIRECTORS AND THE AUDITORS THEREON
1. RE-ELECT MR. DATUK HAJI MOHD KHALIL DATO HAJI Management For *Management Position Unknown
MOHD NOOR AS A DIRECTOR, WHO RETIRES BY ROTATION
IN ACCORDANCE WITH ARTICLE 96 OF THE COMPANY
S ARTICLE OF ASSOCIATION
2. RE-ELECT DATO DR. GAN KHUAN POH AS A DIRECTOR, Management For *Management Position Unknown
WHO RETIRES BY ROTATION IN ACCORDANCE WITH ARTICLE
96 OF THE COMPANY S ARTICLE OF ASSOCIATION
S.1 RE-APPOINT MR. TUAN HAJI ABDULLAH YUSOF AS A Management For *Management Position Unknown
DIRECTOR OF THE COMPANY IN ACCORDANCE WITH SECTION
129(6) OF THE COMPANIES ACT 1965 TO HOLD OFFICE
UNTIL THE CONCLUSION OF THE NEXT AGM
3. APPROVE TO SANCTION THE PAYMENT OF THE DIRECTORS Management For *Management Position Unknown
FEES FOR THE FYE 31 DEC 2006
4. REAPPOINT MESSRS. KPMG AS THE AUDITORS OF THE Management For *Management Position Unknown
COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF
THE NEXT AGM AND AUTHORIZE THE DIRECTORS TO FIX
THE AUDITORS REMUNERATION
* TRANSACT ANY OTHER BUSINESS Non-Voting *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
VISHAY INTERTECHNOLOGY, INC. VSH ANNUAL MEETING DATE: 05/22/2007
ISSUER: 928298108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 92 of 120
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DR. FELIX ZANDMAN Management For For
ZVI GRINFAS Management For For
DR. GERALD PAUL Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS VISHAY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2007.
03 TO APPROVE THE AMENDMENT TO VISHAY S 1998 STOCK Management For For
OPTION PLAN.
04 TO APPROVE VISHAY S 2007 STOCK OPTION PLAN. Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
AMPHENOL CORPORATION APH ANNUAL MEETING DATE: 05/23/2007
ISSUER: 032095101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
STANLEY L. CLARK Management For For
ANDREW E. LIETZ Management For For
MARTIN H. LOEFFLER Management For For
03 APPROVAL OF THE INCREASE IN THE NUMBER OF AUTHORIZED Management For For
SHARES.
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For
PUBLIC ACCOUNTANTS OF THE COMPANY.
- ------------------------------------------------------------------------------------------------------------------------------------
QWEST COMMUNICATIONS INTERNATIONAL I Q ANNUAL MEETING DATE: 05/23/2007
ISSUER: 749121109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Management For For
1B ELECTION OF DIRECTOR: LINDA G. ALVARADO Management For For
1C ELECTION OF DIRECTOR: CHARLES L. BIGGS Management For For
1D ELECTION OF DIRECTOR: K. DANE BROOKSHER Management For For
1E ELECTION OF DIRECTOR: PETER S. HELLMAN Management For For
1F ELECTION OF DIRECTOR: R. DAVID HOOVER Management For For
1G ELECTION OF DIRECTOR: PATRICK J. MARTIN Management For For
1H ELECTION OF DIRECTOR: CAROLINE MATTHEWS Management For For
1I ELECTION OF DIRECTOR: WAYNE W. MURDY Management For For
1J ELECTION OF DIRECTOR: FRANK P. POPOFF Management For For
1K ELECTION OF DIRECTOR: JAMES A. UNRUH Management For For
1L ELECTION OF DIRECTOR: ANTHONY WELTERS Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 93 of 120
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
OUR INDEPENDENT AUDITOR FOR 2007
03 APPROVAL OF THE AMENDED AND RESTATED EQUITY INCENTIVE Management For For
PLAN
04 STOCKHOLDER PROPOSAL - REQUESTING THAT OUR BOARD Shareholder Against For
ESTABLISH A POLICY WHEREBY AT LEAST 75% OF FUTURE
EQUITY COMPENSATION AWARDED TO SENIOR EXECUTIVES
BE PERFORMANCE-BASED AND THE RELATED PERFORMANCE
METRICS BE DISCLOSED TO STOCKHOLDERS
05 STOCKHOLDER PROPOSAL - REQUESTING THAT OUR BOARD Shareholder Against For
ESTABLISH A POLICY THAT STOCKHOLDERS HAVE THE
OPPORTUNITY AT EACH ANNUAL MEETING TO VOTE ON
AN ADVISORY RESOLUTION PROPOSED BY MANAGEMENT
TO RATIFY CERTAIN COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
06 STOCKHOLDER PROPOSAL - REQUESTING THAT WE SEEK Shareholder Against For
STOCKHOLDER APPROVAL OF CERTAIN BENEFITS FOR
SENIOR EXECUTIVES UNDER OUR NON-QUALIFIED PENSION
PLAN OR ANY SUPPLEMENTAL EXECUTIVE RETIREMENT
PLAN
07 STOCKHOLDER PROPOSAL - REQUESTING THAT OUR BOARD Shareholder Against For
ESTABLISH A POLICY OF SEPARATING THE ROLES OF
CHAIRMAN AND CHIEF EXECUTIVE OFFICER WHENEVER
POSSIBLE
- ------------------------------------------------------------------------------------------------------------------------------------
ATLANTIC TELE-NETWORK, INC. ANK ANNUAL MEETING DATE: 05/24/2007
ISSUER: 049079205 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MARTIN L. BUDD Management For For
CORNELIUS B. PRIOR, JR. Management For For
CHARLES J. ROESSLEIN Management For For
BRIAN A. SCHUCHMAN Management For For
HENRY U. WHEATLEY Management For For
02 APPROVAL OF AMENDMENTS TO 1998 STOCK OPTION PLAN. Management Against Against
- ------------------------------------------------------------------------------------------------------------------------------------
HUNGARIAN TELEPHONE AND CABLE CORP. HTC ANNUAL MEETING DATE: 05/24/2007
ISSUER: 445542103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
OLE STEEN ANDERSEN Management For For
PETER FEINER Management For For
CARSTEN DYRUP REVSBECH Management For For
ROBERT R. DOGONOWSKI Management For For
JENS DUE OLSEN Management For For
HENRIK SCHEINEMANN Management For For
JESPER THEILL ERIKSEN Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 94 of 120
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
KFT. AS AUDITORS OF THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
RURAL CELLULAR CORPORATION RCCC ANNUAL MEETING DATE: 05/25/2007
ISSUER: 781904107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES V. CONTINENZA Management For For
JACQUES LEDUC Management For For
WESLEY E. SCHULTZ Management For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For
AUDITORS FOR THE COMPANY S 2007 FISCAL YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
TELEKOM AUSTRIA AG, WIEN AGM MEETING DATE: 05/30/2007
ISSUER: A8502A102 ISIN: AT0000720008 BLOCKING
SEDOL: 4635088, B054MV1, 4695189
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
Take No
1. RECEIVE THE FINANCIAL STATEMENTS AND THE MANAGEMENT Management Action *Management Position Unknown
REPORT AS WELL AS THE CONSOLIDATED FINANCIAL
STATEMENTS INCLUDING THE CONSOLIDATED MANGEMENT
REPORT FOR THE FY 2006 AND THE SUPERVISORY BOARD
REPORT ON THE FY 2006
Take No
2. APPROVE ALLOCATION OF INCOME Management Action *Management Position Unknown
Take No
3. GRANT DISCHARGE TO THE MANAGEMENT AND OF THE Management Action *Management Position Unknown
MEMBERS OF THE SUPERVISORY BOARDFOR THE FY 2006
Take No
4. APPROVE REMUNERATION OF SUPERVISORY BOARD MEMBERS Management Action *Management Position Unknown
Take No
5. ELECT THE AUDITORS OF THE FINANCIAL STATEMENTS Management Action *Management Position Unknown
AND OF THE CONSOLIDATE FINANCIAL STATEMENTS FOR
THE FY 2007
6. RECEIVE REPORT ON SHARE REPURCHASE PROGRAM Non-Voting *Management Position Unknown
Take No
7.A GRANT AUTHORITY TO REPURCHASE THE ISSUED SHARE Management Action *Management Position Unknown
CAPITAL TO SERVICE STOCK OPTION PLAN
Take No
7.B GRANT AUTHORITY TO USE OWN SHARES FOR SETTLEMENT Management Action *Management Position Unknown
OF CONVERTIBLE BONDS
Take No
7.C GRANT AUTHORITY TO USE OWN SHARES FOR ACQUISITION Management Action *Management Position Unknown
OF COMPANIES
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 95 of 120
Take No
7.D APPROVE EUR 46 MILLION REDUCTION IN SHARE CAPITAL Management Action *Management Position Unknown
VIA CANCELLATION OF REPURCHASED SHARES
Take No
7.E GRANT AUTHORITY TO THE RE-ISSUANCE OF REPURCHASE Management Action *Management Position Unknown
SHARES
8. TO APPROVE THE SPIN-OFF OF FIXED LINE BUSINESS Non-Voting *Management Position Unknown
TO TELECOM AUSTRIA FIX NET AG,AS SPECIFIED
Take No
9. ADOPT THE NEW ARTICLES OF ASSOCIATION Management Action *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
AUSTAR UNITED COMMUNICATIONS LIMITED AGM MEETING DATE: 05/31/2007
ISSUER: Q0716Q109 ISIN: AU000000AUN4
SEDOL: B05P8Q1, 6164955, 4070526
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND APPROVE THE FINANCIAL REPORT AND Management For *Management Position Unknown
THE REPORTS OF THE DIRECTORS ANDTHE AUDITORS
FOR THE FYE 31 DEC 2006
2. ADOPT THE REMUNERATION REPORT FOR THE YE 31 DEC Management For *Management Position Unknown
2006
3.a RE-ELECT MR. TIM D. DOWNING AS A DIRECTOR OF Management For *Management Position Unknown
THE COMPANY, WHO RETIRES BY ROTATION IN ACCORDANCE
WITH THE RULE 8.1 OF THE COMPANY S CONSTITUTION
3.b RE-ELECT MR. GENE W. SCHNEIDER AS A DIRECTOR Management For *Management Position Unknown
OF THE COMPANY, WHO RETIRES BY ROTATION IN ACCORDANCE
WITH THE RULE 8.1 OF THE COMPANY S CONSTITUTION
S.4 APPROVE: A) THE BUY-BACK OF UP TO AUD 300 MILLION Management For *Management Position Unknown
OF ITS ISSUED ORDINARY SHARES BY BUY-BACK AGREEMENTS
UNDER: 1)AN OFF-MARKET TENDER BUY-BACK; AND/OR
2) ON-MARKET BUY-BACKS; AND B) THE TERMS, AND
ENTRY INTO, OF THE BUY-BACK AGREEMENTS TO THE
EXTENT THAT APPROVAL OF SUCH BUY-BACK AGREEMENTS
IS REQUIRED UNDER THE COMPANIES ACT 2001 CTH
S.5 AUTHORIZE THE COMPANY, IN ACCORDANCE WITH SECTION Management For *Management Position Unknown
256C(1) OF THE CORPORATIONSACT 2001, TO REDUCE
ITS SHARE CAPITAL BY UP TO AUD 300 MILLION BY
PAYING EACH HOLDER OF ORDINARY SHARES AN AMOUNT
THAT IS PROPORTIONAL TO THE NUMBER OF ORDINARY
SHARES HELD ON THE RECORD DATE AS SPECIFIED
S.6 APPROVE, IN ACCORDANCE WITH RULE 2.2B(I) OF THE Management For *Management Position Unknown
CONSTITUTION AND SUBJECT TO OBTAINING WRITTEN
CONSENT, OR A RESOLUTION, OF B CLASS SHAREHOLDERS
AS CONTEMPLATED BY THAT RULE, THE B CLASS SHARES
NOT BE ENTITLED TO PARTICIPATE IN ANY RETURN
OF CAPITAL APPROVED UNDER RESOLUTION S.5, AND
THAT THE RIGHTS ATTACHING TO THOSE SHARES INCLUDING
THE RIGHTS UNDER RULE 2.2B(R) BE VARIED ACCORDINGLY
* OTHER BUSINESS Non-Voting *Management Position Unknown
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 96 of 120
- ------------------------------------------------------------------------------------------------------------------------------------
GROUP 4 SECURICOR PLC, SUTTON AGM MEETING DATE: 05/31/2007
ISSUER: G4194K106 ISIN: GB00B01FLG62
SEDOL: B01FLG6, B01Y4N1, B03NQT6, B1HJPL2
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE FINANCIAL STATEMENTS OF THE COMPANY Management For *Management Position Unknown
FOR THE YE 31 DEC 2006 AND THE REPORTS OF THE
DIRECTORS AND THE AUDITOR THEREON
2. RECEIVE AND APPROVE THE DIRECTORS REMUNERATION Management For *Management Position Unknown
REPORT CONTAINED IN THE FINANCIAL STATEMENTS
FOR THE YE 31 DEC 2006
3. DECLARE THE DIVIDENDS Management For *Management Position Unknown
4. ELECT MR. MARK ELLIOTT MEMBER OF REMUNERATION Management For *Management Position Unknown
COMMITTEE AS A DIRECTOR
5.a RE-ELECT MR. NICK BUCKLES AS A DIRECTOR, WHO Management For *Management Position Unknown
RETIRE BY ROTATION
5.b RE-ELECT MR. LORD CONDON MEMBER OF REMUNERATION Management For *Management Position Unknown
AND NOMINATION COMMITTEES AS A DIRECTOR, WHO
RETIRE BY ROTATION
5.c RE-ELECT MR. ALF DUCH-PEDERSEN MEMBER OF THE Management For *Management Position Unknown
NOMINATION COMMITTEES AS A DIRECTOR, WHO RETIRE
BY ROTATION
6. RE-APPOINT KPMG AUDIT PLC AS THE AUDITOR OF THE Management For *Management Position Unknown
COMPANY FROM THE CONCLUSION OF THIS MEETING UNTIL
THE CONCLUSION OF THE NEXT GENERAL MEETING AT
WHICH ACCOUNTS ARE LAID BEFORE THE SHAREHOLDERS
AND AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION
7. AUTHORIZE THE DIRECTORS TO MAKE AMENDMENTS TO Management For *Management Position Unknown
THE GROUP 4 SECURICOR PERFORMANCE SHARE PLAN
AS DETAILED IN THE DIRECTORS REMUNERATION REPORT
OF THE COMPANY S 2006 ANNUAL REPORT AND ACCOUNTS
S.11 APPROVE TO CHANGE THE NAME OF THE COMPANY TO Management For *Management Position Unknown
G4S PLC
8. AUTHORIZE THE DIRECTORS, IN ACCORDANCE WITH SECTION Management For *Management Position Unknown
80 OF THE COMPANIES ACT 1985 THE ACT, TO ALLOT
RELEVANT SECURITIES SECTION 80(2) OF THE ACT
UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 105,500,000;
AUTHORITY EXPIRES ON 01 MAY 2012; AND THE DIRECTORS
MAY ALLOT RELEVANT SECURITIES AFTER THE EXPIRY
OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER
OR AGREEMENT MADE PRIOR TO SUCH EXPIRY
S.9 AUTHORIZE THE DIRECTORS, PURSUANT TO SECTION Management For *Management Position Unknown
95 OF THE ACT, TO ALLOT EQUITY SECURITIES SECTION
94(2) OF THE ACT FOR CASH, DISAPPLYING THE STATUTORY
PRE-EMPTION RIGHTS SECTION 89(1) OF THE ACT,
PROVIDED THAT THIS POWER IS LIMITED TO THE ALLOTMENT
OF EQUITY SECURITIES: I) IN CONNECTION WITH A
RIGHTS ISSUE, OPEN OFFER OR OTHER OFFER OF SECURITIES
IN FAVOR OF THE HOLDERS OF ORDINARY SHARES; II)
UP TO AN AGGREGATE NOMINAL VALUE OF GBP 15,995,000;
AUTHORITY EXPIRES ON 01 MAY 2012; AND THE DIRECTORS
MAY ALLOT EQUITY SECURITIES AFTER THE EXPIRY
OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER
OR AGREEMENT MADE PRIOR TO SUCH EXPIRY
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 97 of 120
S.10 AUTHORIZE THE COMPANY TO MAKE MARKET PURCHASES Management For *Management Position Unknown
SECTION 163(3) OF THE ACT OFUP TO 128,000,000
ORDINARY SHARES OF 25P EACH IN THE CAPITAL OF
THE COMPANY, AT A MINIMUM PRICE OF 25P AND UP
TO 105% OF THE AVERAGE MIDDLE MARKET QUOTATIONS
FOR SUCH SHARES DERIVED FROM THE LONDON STOCK
EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS
5 BUSINESS DAYS; AUTHORITY EXPIRES AT THE CONCLUSION
OF THE AGM OF THE COMPANY TO BE HELD IN 2008;
THE COMPANY BEFORE THE EXPIRY, MAY MAKE A CONTRACT
TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY
BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY
- ------------------------------------------------------------------------------------------------------------------------------------
PCCW LTD AGM MEETING DATE: 05/31/2007
ISSUER: Y6802P120 ISIN: HK0008011667
SEDOL: B01JC10, B17H0G6, 6574071, 7538214, 6586678
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND ADOPT THE AUDITED FINANCIAL STATEMENTS Management For *Management Position Unknown
OF THE COMPANY AND THE REPORTS OF THE DIRECTORS
AND THE AUDITORS FOR THE YE 31 DEC 2006
2. DECLARE A FINAL DIVIDEND OF 12 HK CENTS IN RESPECT Management For *Management Position Unknown
OF THE YE 31 DEC 2006
3.A RE-ELECT MR. LI TZAR KAI, RICHARD AS A DIRECTOR Management For *Management Position Unknown
3.B RE-ELECT MR. ALEXANDER ANTHONY ARENA AS A DIRECTOR Management For *Management Position Unknown
3.C RE-ELECT DR. THE HON SIR LI KWOK PO, DAVID AS Management For *Management Position Unknown
A DIRECTOR
3.D RE-ELECT MR. AMAN MEHTA AS A DIRECTOR Management For *Management Position Unknown
3.E RE-ELECT THE HON RAYMOND GEORGE HARDENBERGH SEITZ Management For *Management Position Unknown
AS A DIRECTOR
3.F AUTHORIZE THE DIRECTORS TO FIX THE REMUNERATION Management For *Management Position Unknown
OF DIRECTORS
4. RE-APPOINT MESSRS. PRICEWATERHOUSECOOPERS AS Management For *Management Position Unknown
THE AUDITORS AND AUTHORIZE THE DIRECTORS TO FIX
THEIR REMUNERATION
5. AUTHORIZE THE DIRECTORS TO ALLOT, ISSUE AND DEAL Management For *Management Position Unknown
WITH ADDITIONAL SHARES IN THE CAPITAL OF THE
COMPANY AND TO ALLOT, ISSUE OR GRANT SECURITIES
CONVERTIBLE INTO SUCH SHARES, OPTIONS, WARRANTS
OR SIMILAR RIGHTS TO SUBSCRIBE FOR ANY SHARES
IN THE COMPANY OR SUCH CONVERTIBLE SECURITIES
AND TO MAKE OR GRANT OFFERS, AGREEMENTS AND OPTIONS
DURING AND AFTER THE RELEVANT PERIOD, NOT EXCEEDING
20% OF THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED
SHARE CAPITAL OF THE COMPANY OTHERWISE THAN PURSUANT
TO: I) A RIGHTS ISSUE; OR II) THE EXERCISE OF
RIGHTS OF SUBSCRIPTION OR CONVERSION UNDER THE
TERMS OF ANY WARRANTS ISSUED BY THE COMPANY OR
ANY SECURITIES WHICH ARE CONVERTIBLE INTO SHARES
OF THE COMPANY; OR III) THE EXERCISE OF THE SUBSCRIPTION
RIGHTS UNDER ANY OPTION SCHEME OR SIMILAR ARRANGEMENT;
OR IV) ANY SCRIP DIVIDEND OR SIMILAR ARRANGEMENT;
AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION
OF THE NEXT AGM OF THE COMPANY OR THE EXPIRATION
OF THE PERIOD WITHIN WHICH THE NEXT AGM OF THE
COMPANY IS REQUIRED BY ANY APPLICABLE LAW OR
THE ARTICLES OF ASSOCIATION OF THE COMPANY TO
BE HELD
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 98 of 120
6. AUTHORIZE THE DIRECTORS OF THE COMPANY TO REPURCHASE Management For *Management Position Unknown
SECURITIES OF THE COMPANY DURING THE RELEVANT
PERIOD, ON THE STOCK EXCHANGE OF HONG KONG LIMITED
THE STOCK EXCHANGE, OR ANY OTHER STOCK EXCHANGE
ON WHICH THE SECURITIES OF THE COMPANY HAVE BEEN
OR MAY BE LISTED AND RECOGNIZED BY THE SECURITIES
AND FUTURES COMMISSION OF HONG KONG AND THE STOCK
EXCHANGE FOR SUCH PURPOSES, SHARES IN THE COMPANY
INCLUDING ANY FORM OF DEPOSITARY RECEIPT REPRESENTING
THE RIGHT TO RECEIVE SUCH SHARES ISSUED BY THE
COMPANY AND SUBJECT TO AND IN ACCORDANCE WITH
ALL APPLICABLE LAWS AND REQUIREMENTS OF THE RULES
GOVERNING THE LISTING OF SECURITIES ON THE STOCK
EXCHANGE OR OF ANY OTHER STOCK EXCHANGE AS AMENDED
FROM TIME TO TIME, NOT EXCEEDING 10% OF THE AGGREGATE
NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL OF
THE COMPANY; AUTHORITY EXPIRES THE EARLIER OF
THE CONCLUSION OF THE NEXT AGM OF THE COMPANY
OR THE EXPIRATION OF THE PERIOD WITHIN WHICH
THE NEXT AGM OF THE COMPANY IS REQUIRED BY ANY
APPLICABLE LAW OR THE ARTICLES OF ASSOCIATION
OF THE COMPANY TO BE HELD
7. APPROVE, SUBJECT TO THE PASSING OF RESOLUTION Management For *Management Position Unknown
6, TO ADD THE AGGREGATE NOMINALAMOUNT OF THE
SHARE CAPITAL OF THE COMPANY REPURCHASED BY THE
COMPANY PURSUANT TO RESOLUTION 6, TO THE AGGREGATE
NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY
THAT MAY BE ALLOTTED PURSUANT TO RESOLUTION 5,
PROVIDED THAT SUCH AMOUNT SHALL NOT EXCEED 10%
OF THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED
SHARE CAPITAL OF THE COMPANY AT THE DATE OF PASSING
THIS RESOLUTION
- ------------------------------------------------------------------------------------------------------------------------------------
ALCATEL-LUCENT ALU ANNUAL MEETING DATE: 06/01/2007
ISSUER: 013904305 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
E12 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS Management For For
TO PROCEED WITH (I) THE ISSUE WITHOUT CANCELLATION
OF PREFERENTIAL SUBSCRIPTION RIGHTS OF ORDINARY
SHARES AND OF SECURITIES CONFERRING AN IMMEDIATE
OR FUTURE RIGHT TO THE SHARE CAPITAL OF THE COMPANY
OR OF ITS AFFILIATES AND (II) THE INCREASE IN
SHARE CAPITAL THROUGH INCORPORATION OF PREMIUMS,
RESERVES, PROFITS OR OTHERWISE.
E13 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS Management For For
TO PROCEED WITH THE ISSUE OF CANCELLATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS, OF (I) ORDINARY
SHARES AND ANY SECURITIES CONFERRING AN IMMEDIATE
OR FUTURE RIGHT TO THE SHARE CAPITAL OF THE COMPANY
OR OF ITS AFFILIATES OR OF (II) COMPANY ORDINARY
SHARES WHICH CONFER A RIGHT TO THE ISSUANCE OF
SECURITIES TO BE ISSUED BY SUBSIDIARIES, INCLUDING
FOR THE PURPOSES OF REMUNERATING SECURITIES THAT
ARE TENDERED IN CONNECTION WITH AN EXCHANGE OFFER.
E14 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS Management For For
TO CARRY OUT A SHARE CAPITAL INCREASE TO REMUNERATE
CONTRIBUTIONS IN KIND OF CAPITAL STOCK OR MARKETABLE
SECURITIES GIVING ACCESS TO THE CAPITAL OF THIRD-PARTY
COMPANIES.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 99 of 120
E15 AGGREGATE LIMIT TO THE AMOUNT OF ISSUANCES CARRIED Management For For
OUT BY VIRTUE OF THE 12TH, 13TH, AND 14TH RESOLUTIONS.
E16 DELEGATION OF AUTHORITY GRANTED TO THE BOARD Management For For
OF DIRECTORS TO DECIDE ON THE DISPOSAL OR INCREASE
OF SHARE CAPITAL BY THE ISSUANCES OF SHARES RESERVED
TO THE PARTICIPANTS IN A COMPANY SAVINGS PLAN.
E17 AUTHORIZATION GIVEN TO THE BOARD OF DIRECTORS Management For For
FOR A FREE BONUS ISSUE OF EXISTING SHARES OR
OF SHARES TO BE ISSUED BY THE COMPANY.
E18 MODIFICATION OF BY-LAWS ARTICLE NUMBER 21 RELATING Management For For
TO SHAREHOLDERS MEETINGS.
E19 POWERS. Management For For
E20 RESOLUTION A PROPOSED BY SHAREHOLDERS - NOT AGREED Shareholder Against For
BY THE BOARD OF DIRECTORS: MODIFICATION OF ARTICLE
22 OF THE BY-LAWS; CANCELLATION OF THE PROVISIONS
LIMITING VOTING RIGHTS.
E21 AMENDMENTS OR NEW RESOLUTIONS PROPOSED AT THE Management For For
MEETING.
O1 APPROVAL OF THE FINANCIAL STATEMENTS FOR THE Management For For
FISCAL YEAR ENDED DECEMBER 31, 2006.
O2 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS Management For For
FOR THE FISCAL YEAR ENDED DECEMBER 31, 2006.
O3 RESULTS FOR THE FISCAL YEAR - APPROPRIATION. Management For For
O4 SETTING OF ATTENDANCE FEES ATTRIBUTED TO THE Management For For
DIRECTORS.
O5 SETTING OF THE REMUNERATION ATTRIBUTED TO THE Management For For
<<CENSEURS>>.
O6 RATIFICATION OF THE APPOINTMENT OF LADY JAY AS Management For For
MEMBER OF THE BOARD OF DIRECTORS.
O7 RATIFICATION OF THE APPOINTMENT OF MR JEAN-CYRIL Management For For
SPINETTA AS MEMBER OF THE BOARD OF DIRECTORS.
O8 APPROVAL OF RELATED PARTY AGREEMENTS ENTERED Management For For
INTO OR WHICH REMAINED IN FORCE DURING THE FISCAL
YEAR.
O9 APPROVAL OF AGREEMENTS WITH THE CHIEF EXECUTIVE Management For For
OFFICER.
O10 AUTHORIZATION TO BE GIVEN TO THE BOARD OF DIRECTORS Management For For
TO ALLOW THE COMPANY TO PURCHASE AND SELL ITS
OWN SHARES.
E11 AUTHORIZATION TO BE GIVEN TO THE BOARD OF DIRECTORS Management For For
TO REDUCE THE SHARE CAPITAL OF THE COMPANY.
- ------------------------------------------------------------------------------------------------------------------------------------
FIRST PACIFIC CO LTD AGM MEETING DATE: 06/01/2007
ISSUER: G34804107 ISIN: BMG348041077
SEDOL: 2104717, 5819041, B16TBB5, 4341523, 6339872
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND ADOPT THE AUDITED ACCOUNTS AND THE Management For *Management Position Unknown
REPORTS OF THE DIRECTORS AND THE AUDITORS FOR
THE YE 31 DEC 2006
2. DECLARE A FINAL DIVIDEND OF HKD 3.50 CENTS (USD Management For *Management Position Unknown
0.45 CENT) PER ORDINARY SHAREFOR THE YE 31 DEC
2006
3. RE-APPOINT ERNST & YOUNG AS THE AUDITORS OF THE Management For *Management Position Unknown
COMPANY AND AUTHORIZE THE BOARD OF DIRECTORS
OF THE COMPANY TO FIX THEIR REMUNERATION
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 100 of 120
4.i RE-ELECT MR. MANUEL V. PANGILINAN AS THE MANAGING Management For *Management Position Unknown
DIRECTOR AND CHIEF EXECUTIVE OFFICER OF THE COMPANY
FOR A FIXED TERM OF NOT MORE THAN 3 YEARS, COMMENCING
ON THE DATE OF THIS AGM AND ENDING ON THE EARLIER
OF THE DATE OF THE COMPANY S AGM TO BE HELD IN
THE CALENDAR YEAR 2010 OR 31 MAY 2010 OR THE
DATE ON WHICH MR. MANUEL V. PANGILINAN RETIRES
BY ROTATION PURSUANT TO THE CODE ON CORPORATE
GOVERNANCE PRACTICES ADOPTED BY THE COMPANY THE
CODE AND/OR THE BYE-LAWS
4.ii RE-ELECT MR. EDWARD A. TORTORICI AS AN EXECUTIVE Management For *Management Position Unknown
DIRECTOR OF THE COMPANY FOR A FIXED TERM OF NOT
MORE THAN 3 YEARS, COMMENCING ON THE DATE OF
THIS AGM AND ENDING ON THE EARLIER OF THE DATE
OF THE COMPANY S AGM TO BE HELD IN THE CALENDAR
YEAR 2010 OR 31 MAY 2010 OR THE DATE ON WHICH
MR. EDWARD A. TORTORICI RETIRES BY ROTATION PURSUANT
TO THE CODE AND/OR THE BYE-LAWS
4.iii RE-ELECT MR. DAVID TANG AS AN INDEPENDENT NON-EXECUTIVE Management For *Management Position Unknown
DIRECTOR OF THE COMPANY FOR A FIXED TERM OF NOT
MORE THAN 3 YEARS, COMMENCING ON THE DATE OF
THIS AGM AND ENDING ON THE EARLIER OF THE DATE
OF THE COMPANY S AGM TO BE HELD IN THE CALENDAR
YEAR 2010 OR 31 MAY 2010 OR THE DATE ON WHICH
MR. DAVID TANG RETIRES BY ROTATION PURSUANT TO
THE CODE AND/OR THE BYE-LAWS
4.iv RE-ELECT PROF. EDWARD K.Y. CHEN AS AN INDEPENDENT Management For *Management Position Unknown
NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A FIXED
TERM OF NOT MORE THAN 3 YEARS, COMMENCING ON
THE DATE OF THIS AGM AND ENDING ON THE EARLIER
OF THE DATE OF THE COMPANY S AGM TO BE HELD IN
THE CALENDAR YEAR 2010 OR 31 MAY 2010 OR THE
DATE ON WHICH PROF. EDWARD K.Y. CHEN RETIRES
BY ROTATION PURSUANT TO THE CODE AND/OR THE BYE-LAWS
5.i AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION Management For *Management Position Unknown
OF THE EXECUTIVE DIRECTORS PURSUANT TO THE COMPANY
S BYE-LAWS
5.ii APPROVE TO FIX THE REMUNERATION OF THE INDEPENDENT Management For *Management Position Unknown
NON-EXECUTIVE DIRECTORS ATTHE SUM OF USD 5,000
FOR EACH MEETING OF THE BOARD OF DIRECTORS OR
BOARD COMMITTEE WHICH HE ATTENDS IN PERSON OR
BY TELEPHONE CONFERENCE CALL, AS SHALL BE DETERMINED
FROM TIME TO TIME BY THE BOARD
6. AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY Management For *Management Position Unknown
TO RE-APPOINT ADDITIONAL DIRECTORS AS AN ADDITION
TO THE BOARD, BUT SO THAT THE MAXIMUM NUMBER
OF DIRECTORS SO APPOINTED BY THE DIRECTORS SHALL
NOT IN ANY CASE EXCEED THE MAXIMUM NUMBER OF
DIRECTORS SPECIFIED IN THE COMPANY S BYE-LAWS
FROM TIME TO TIME AND ANY PERSON SO APPOINTED
SHALL REMAIN AS A DIRECTOR ONLY UNTIL THE NEXT
FOLLOWING AGM OF THE COMPANY
7. AUTHORIZE THE DIRECTORS OF THE COMPANY TO ALLOT, Management For *Management Position Unknown
ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE
COMPANY AND TO MAKE OR GRANT OFFERS, AGREEMENTS
AND OPTIONS INCLUDING BONDS, WARRANTS AND DEBENTURES
CONVERTIBLE INTO SHARES OF THE COMPANY, DURING
THE AND AFTER THE RELEVANT PERIOD, THE AGGREGATE
NOMINAL AMOUNT OF SHARE CAPITAL ALLOTTED OR AGREED
CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED
WHETHER PURSUANT TO AN OPTION OR OTHERWISE, BY
THE DIRECTORS OF THE COMPANY, OTHERWISE THAN
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 101 of 120
PURSUANT TO I) A RIGHTS ISSUE, OR II) THE EXERCISE
OF RIGHTS OF SUBSCRIPTION OR CONVERSION UNDER
THE TERMS OF ANY WARRANTS ISSUED BY THE COMPANY
OR ANY SECURITIES WHICH ARE CONVERTIBLE INTO
SHARES OF THE COMPANY, OR III) THE EXERCISE OF
OPTIONS GRANTED UNDER ANY SHARE OPTION SCHEME
ADOPTED BY THE COMPANY, OR IV) ANY SCRIP DIVIDEND
OR SIMILAR ARRANGEMENT PROVIDING FOR THE ALLOTMENT
OF SHARES IN LIEU OF THE WHOLE OR PART OF A DIVIDEND
ON SHARES OF THE COMPANY IN ACCORDANCE WITH THE
BYE-LAWS OF THE COMPANY, SHALL NOT EXCEED 20%
OF THE AGGREGATE NOMINAL AMOUNT OF THE SHARE
CAPITAL OF THE COMPANY IN ISSUE AS AT THE DATE
OF THIS RESOLUTION; AUTHORITY EXPIRES THE EARLIER
OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY
OR THE EXPIRATION OF THE PERIOD WITHIN WHICH
THE NEXT AGM OF THE COMPANY IS REQUIRED EITHER
BY LAW OR BY THE COMPANY S BYE-LAWS TO BE HELD
8. AUTHORIZE THE DIRECTORS OF THE COMPANY TO REPURCHASE Management For *Management Position Unknown
ISSUED SHARES IN THE CAPITAL OF THE COMPANY,
DURING THE RELEVANT PERIOD, ON THE STOCK EXCHANGE
OF HONG KONG LIMITED THE STOCK EXCHANGE OR ANY
OTHER STOCK EXCHANGE ON WHICH THE SHARES MAY
BE LISTED, AND WHICH IS RECOGNIZED FOR THIS PURPOSE
BY THE SECURITIES AND FUTURES COMMISSION OF HONG
KONG AND THE STOCK EXCHANGE, IN ACCORDANCE WITH
ALL APPLICABLE LAWS, INCLUDING THE HONG KONG
CODE ON SHARE REPURCHASES AND THE RULES GOVERNING
THE LISTING OF SECURITIES ON THE STOCK EXCHANGE
OF HONG KONG LIMITED THE LISTING RULES, THE AGGREGATE
NOMINAL AMOUNT OF SHARE CAPITAL WHICH MAY BE
PURCHASED OR AGREED CONDITIONALLY OR UNCONDITIONALLY
TO BE PURCHASED BY THE DIRECTORS OF THE COMPANY
SHALL NOT EXCEED 10% OF THE AGGREGATE NOMINAL
AMOUNT OF THE SHARE CAPITAL OF THE COMPANY IN
ISSUE AS AT THE DATE OF THIS RESOLUTION; AUTHORITY
EXPIRES THE EARLIER OF THE CONCLUSION OF THE
NEXT AGM OF THE COMPANY OR THE EXPIRATION OF
THE PERIOD WITHIN WHICH THE NEXT AGM OF THE COMPANY
IS REQUIRED EITHER BY LAW OR BY THE COMPANY S
BYE-LAWS TO BE HELD
9. APPROVE, CONDITIONAL UPON THE PASSING OF RESOLUTIONS Management For *Management Position Unknown
7 AND 8, THE AGGREGATE NOMINAL AMOUNT OF THE
NUMBER OF SHARES IN THE CAPITAL OF THE COMPANY
THAT SHALL HAVE BEEN REPURCHASED BY THE COMPANY
AFTER THE DATE HEREOF PURSUANT TO AND IN ACCORDANCE
WITH THE RESOLUTION 8 SHALL BE ADDED TO THE AGGREGATE
NOMINAL AMOUNT OF SHARE CAPITAL THAT MAY BE ALLOTTED
AND ISSUED OR AGREED CONDITIONALLY OR UNCONDITIONALLY
TO BE ALLOTTED AND ISSUED BY THE DIRECTORS OF
THE COMPANY PURSUANT TO THE GENERAL MANDATE TO
ALLOT AND ISSUE SHARES GRANTED TO THE DIRECTORS
OF THE COMPANY BY THE RESOLUTION 7
* TRANSACT ANY OTHER BUSINESS Non-Voting *Management Position Unknown
10. APPROVE AND ADOPT THE NEW EXECUTIVE STOCK OPTION Management For *Management Position Unknown
PLAN OF METRO PACIFIC INVESTMENTS CORPORATION
METRO PACIFIC, THE TERMS AS SPECIFIED AND AUTHORIZE
THE DIRECTORS OF METRO PACIFIC TO GRANT OPTIONS
TO SUBSCRIBE FOR SHARES OF METRO PACIFIC THERE
UNDER, ALLOT AND ISSUE SHARES OF METRO PACIFIC
PURSUANT TO THE EXERCISE OF ANY OPTIONS WHICH
MAY BE GRANTED UNDER THE EXECUTIVE STOCK OPTION
PLAN AND EXERCISE AND PERFORM THE RIGHTS, POWERS
AND OBLIGATIONS OF METRO PACIFIC THERE UNDER
AND DO ALL SUCH THINGS AND TAKE ALL SUCH ACTIONS
AS THE DIRECTORS OF METRO PACIFIC MAY CONSIDER
TO BE NECESSARY OR DESIRABLE IN CONNECTION WITH
THE FOREGOING
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 102 of 120
- ------------------------------------------------------------------------------------------------------------------------------------
DOBSON COMMUNICATIONS CORPORATION DCEL ANNUAL MEETING DATE: 06/04/2007
ISSUER: 256069105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
FRED J. HALL Management For For
STEVEN P. DUSSEK Management For For
02 APPROVE THE 2007 PERFORMANCE BONUS PLAN FOR OFFICERS. Management For For
03 RATIFY AND APPROVE THE SELECTION OF KPMG LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR DOBSON COMMUNICATIONS CORPORATION FOR
2007.
- ------------------------------------------------------------------------------------------------------------------------------------
PT INDOSAT TBK IIT ANNUAL MEETING DATE: 06/05/2007
ISSUER: 744383100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE ANNUAL REPORT AND TO RATIFY THE Management For *Management Position Unknown
FINANCIAL STATEMENT OF THE COMPANY FOR THE FINANCIAL
YEAR ENDED DECEMBER 31, 2006 AND THEREBY RELEASES
AND DISCHARGE THE BOARD OF COMMISSIONERS FROM
THEIR SUPERVISORY RESPONSIBILITIES AND THE BOARD
OF DIRECTORS FROM THEIR MANAGERIAL RESPONSIBILITIES,
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
02 TO APPROVE THE ALLOCATIONS OF NET PROFIT FOR Management For *Management Position Unknown
RESERVE FUNDS, DIVIDENDS AND OTHER PURPOSES AND
TO APPROVE THE DETERMINATION OF THE AMOUNT, TIME
AND MANNER OF PAYMENT OF DIVIDENDS FOR THE FINANCIAL
YEAR ENDED DECEMBER 31, 2006.
03 TO DETERMINE THE REMUNERATION FOR THE BOARD OF Management For *Management Position Unknown
COMMISSIONERS OF THE COMPANY FOR 2007.
04 TO APPROVE THE APPOINTMENT OF THE COMPANY S INDEPENDENT Management For *Management Position Unknown
AUDITOR FOR THE FINANCIAL YEAR ENDED DECEMBER
31, 2007.
05 TO APPROVE THE APPOINTMENT OF THE PRESIDENT DIRECTOR, Management For *Management Position Unknown
THE CHANGE IN COMPOSITION OF THE BOARD OF DIRECTORS
AND THE APPOINTMENT OF A COMMISSIONER.
- ------------------------------------------------------------------------------------------------------------------------------------
THE DIRECTV GROUP, INC. DTV ANNUAL MEETING DATE: 06/05/2007
ISSUER: 25459L106 ISIN:
SEDOL:
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ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 103 of 120
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
NEIL R. AUSTRIAN Management For For
CHARLES R. LEE Management For For
K. RUPERT MURDOCH Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT PUBLIC Management For For
ACCOUNTANTS.
03 APPROVAL OF THE AMENDED AND RESTATED 2004 STOCK Management For For
PLAN.
04 APPROVAL OF THE AMENDED AND RESTATED EXECUTIVE Management For For
OFFICER CASH BONUS PLAN.
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BCE INC. BCE SPECIAL MEETING DATE: 06/06/2007
ISSUER: 05534B760 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
04 APPROVING THE RESOLUTION, THE FULL TEXT OF WHICH Management For For
IS REPRODUCED AS SCHEDULE B TO THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR, TO APPROVE AMENDMENTS
TO THE CORPORATION S EQUITY-BASED COMPENSATION
PLANS.
03 APPROVING THE SPECIAL RESOLUTION, THE FULL TEXT Management For For
OF WHICH IS REPRODUCED AS SCHEDULE A TO THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR, TO APPROVE THE NAME
CHANGE OF THE CORPORATION.
02 DELOITTE & TOUCHE LLP AS AUDITORS. Management For For
01 DIRECTOR Management For
A. B>>RARD Management For For
R.A. BRENNEMAN Management For For
R.J. CURRIE Management For For
A.S. FELL Management For For
D. SOBLE KAUFMAN Management For For
B.M. LEVITT Management For For
E.C. LUMLEY Management For For
J. MAXWELL Management For For
J.H. MCARTHUR Management For For
T.C. O'NEILL Management For For
J.A. PATTISON Management For For
R.C. POZEN Management For For
M.J. SABIA Management For For
P.M. TELLIER Management For For
V.L. YOUNG Management For For
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TIME WARNER TELECOM INC. TWTC ANNUAL MEETING DATE: 06/06/2007
ISSUER: 887319101 ISIN:
SEDOL:
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ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 104 of 120
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
GREGORY J. ATTORRI Management For For
SPENCER B. HAYS Management For For
LARISSA L. HERDA Management For For
KEVIN W. MOONEY Management For For
KIRBY G. PICKLE Management For For
ROSCOE C. YOUNG, II Management For For
02 APPROVE CERTAIN AMENDMENTS TO OUR RESTATED CERTIFICATE Management For For
OF INCORPORATION TO REFLECT THAT WE NO LONGER
HAVE CLASS B COMMON STOCK OUTSTANDING.
03 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For
LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
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COVAD COMMUNICATIONS GROUP, INC. DVW ANNUAL MEETING DATE: 06/07/2007
ISSUER: 222814204 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
L. DALE CRANDALL Management For For
DIANA LEONARD Management For For
ROBERT NEUMEISTER Management For For
03 RATIFICATION OF INDEPENDENT AUDITORS, PRICEWATERHOUSECOOPERS Management For For
LLP, FOR THE 2007 FISCAL YEAR
02 APPROVAL OF 2007 EQUITY INCENTIVE PLAN Management Against Against
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CHARTER COMMUNICATIONS, INC. CHTR ANNUAL MEETING DATE: 06/12/2007
ISSUER: 16117M107 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT P. MAY Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
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MEDIACOM COMMUNICATIONS CORPORATION MCCC ANNUAL MEETING DATE: 06/12/2007
ISSUER: 58446K105 ISIN:
SEDOL:
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ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 105 of 120
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROCCO B. COMMISSO Management For For
CRAIG S. MITCHELL Management For For
WILLIAM S. MORRIS III Management For For
THOMAS V. REIFENHEISER Management For For
NATALE S. RICCIARDI Management For For
MARK E. STEPHAN Management For For
ROBERT L. WINIKOFF Management For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2007.
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PHILIPPINE LONG DISTANCE TELEPHONE C PHI ANNUAL MEETING DATE: 06/12/2007
ISSUER: 718252604 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE AUDITED FINANCIAL STATEMENTS Management For For
FOR THE PERIOD ENDING DECEMBER 31, 2006 CONTAINED
IN THE COMPANY S 2006 ANNUAL REPORT.
02 DIRECTOR Management For
REV FR B.F. NEBRES S.J* Management For For
MR OSCAR S. REYES* Management For For
MR PEDRO E. ROXAS* Management For For
MR ALFRED VY TY* Management For For
MS HELEN Y. DEE Management For For
ATTY. RAY C. ESPINOSA Management For For
MR. TSUYOSHI KAWASHIMA Management For For
MR TATSU KONO Management For For
MR NAPOLEON L. NAZARENO Management For For
MR MANUEL V. PANGILINAN Management For For
MS CORAZON S. DE LA PAZ Management For For
ATTY MA L.C. RAUSA-CHAN Management For For
MR ALBERT F DEL ROSARIO Management For For
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YAHOO! INC. YHOO ANNUAL MEETING DATE: 06/12/2007
ISSUER: 984332106 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: TERRY S. SEMEL Management For For
1B ELECTION OF DIRECTOR: JERRY YANG Management For For
1C ELECTION OF DIRECTOR: ROY J. BOSTOCK Management For For
1D ELECTION OF DIRECTOR: RONALD W. BURKLE Management For For
1E ELECTION OF DIRECTOR: ERIC HIPPEAU Management For For
1F ELECTION OF DIRECTOR: VYOMESH JOSHI Management For For
1G ELECTION OF DIRECTOR: ARTHUR H. KERN Management For For
1H ELECTION OF DIRECTOR: ROBERT A. KOTICK Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 106 of 120
1I ELECTION OF DIRECTOR: EDWARD R. KOZEL Management For For
1J ELECTION OF DIRECTOR: GARY L. WILSON Management For For
02 AMENDMENTS TO THE COMPANY S AMENDED AND RESTATED Management Against Against
1995 STOCK PLAN.
03 AMENDMENT TO THE COMPANY S AMENDED AND RESTATED Management For For
1996 EMPLOYEE STOCK PURCHASE PLAN.
04 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
05 STOCKHOLDER PROPOSAL REGARDING PAY-FOR-SUPERIOR-PERFORMANCE. Shareholder Against For
06 STOCKHOLDER PROPOSAL REGARDING INTERNET CENSORSHIP. Shareholder Against For
07 STOCKHOLDER PROPOSAL REGARDING BOARD COMMITTEE Shareholder Against For
ON HUMAN RIGHTS.
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CABLEVISION SYSTEMS CORPORATION CVC ANNUAL MEETING DATE: 06/14/2007
ISSUER: 12686C109 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF THE COMPANY FOR FISCAL YEAR 2007
01 DIRECTOR Management For
GROVER C. BROWN Management For For
ZACHARY W. CARTER Management For For
CHARLES D. FERRIS Management For For
RICHARD H. HOCHMAN Management For For
VICTOR ORISTANO Management For For
THOMAS V. REIFENHEISER Management For For
JOHN R. RYAN Management For For
VINCENT TESE Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
ROSTELECOM LONG DISTANCE & TELECOMM. ROS CONSENT MEETING DATE: 06/16/2007
ISSUER: 778529107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE COMPANY S ANNUAL REPORT, ANNUAL Management For For
FINANCIAL STATEMENTS, INCLUDING PROFIT AND LOSS
STATEMENT OF THE COMPANY, AND DISTRIBUTION OF
PROFITS AND LOSSES (INCLUDING DIVIDEND PAYMENT)
UPON THE RESULTS OF THE REPORTING FISCAL YEAR
(2006).
3A ELECTION OF THE AUDIT COMMISSION OF THE COMPANY. Management For For
NATALIA YU. BELYAKOVA, DEPUTY DIRECTOR OF ECONOMY
AND FINANCE DEPARTMENT, OJSC SVYAZINVEST.
3B ELECTION OF THE AUDIT COMMISSION OF THE COMPANY. Management For For
YEKATERINA S. YEROFTEEVA, DEPUTY DIRECTOR OF
STRATEGIC DEVELOPMENT DEPARTMENT, OJSC SVYAZINVEST.
3C ELECTION OF THE AUDIT COMMISSION OF THE COMPANY. Management For For
GENNADY I. KOVALENKO, REPRESENTATIVE OF OJSC SVYAZINVEST.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 107 of 120
3D ELECTION OF THE AUDIT COMMISSION OF THE COMPANY. Management For For
OLGA G. KOROLEVA, CHIEF ACCOUNTANT, OJSC SVYAZINVEST.
3E ELECTION OF THE AUDIT COMMISSION OF THE COMPANY. Management For For
DMITRY YU. TUSHUNOV, CHIEF ECONOMIST, ASSET MANAGEMENT
COMPANY LEADER.
3F ELECTION OF THE AUDIT COMMISSION OF THE COMPANY. Management For For
NATALIA V. USTINOVA, CHIEF ACCOUNTANT, CIT FINANCE
INVESTMENT BANK.
3G ELECTION OF THE AUDIT COMMISSION OF THE COMPANY. Management For For
KIRILL V. FROLOV, HEAD OF INTERNAL AUDIT DEPARTMENT,
OJSC SVYAZINVEST.
4A APPROVE CJSC KPMG AS THE EXTERNAL AUDITOR OF Management For For
THE COMPANY FOR THE YEAR 2007.
4B APPROVE LLC ERNST & YOUNG AS THE EXTERNAL AUDITOR Management For For
OF THE COMPANY FOR THE YEAR 2007.
05 APPROVAL OF THE RESTATED CHARTER OF THE COMPANY. Management For For
06 APPROVAL OF THE RESTATED REGULATIONS ON THE BOARD Management For For
OF DIRECTORS OF THE COMPANY.
07 APPROVAL OF THE RESTATED REGULATIONS ON THE MANAGEMENT Management For For
BOARD OF THE COMPANY.
08 COMPENSATION TO THE MEMBERS OF THE BOARD OF DIRECTORS Management For For
FOR THEIR DUTIES AS MEMBERS OF THE COMPANY S
BOARD OF DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------------------------
ROSTELECOM LONG DISTANCE & TELECOMM. ROS CONSENT MEETING DATE: 06/16/2007
ISSUER: 778529107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
2A ELECTION OF DIRECTORS OF THE COMPANY. MIKHAIL Management For For
A. ALEXEEV, REPRESENTATIVE OF OJSC SVYAZINVEST.
2B ELECTION OF DIRECTORS OF THE COMPANY. VLADIMIR Management For For
N. BOBIN - DEPUTY GENERAL DIRECTOR, CIT FINANCE
INVESTMENT BANK.
2C ELECTION OF DIRECTORS OF THE COMPANY. YEKATERINA Management For For
O. VASILYEVA, DIRECTOR OF CORPORATE FINANCE DEPARTMENT,
CIT FINANCE INVESTMENT BANK.
2D ELECTION OF DIRECTORS OF THE COMPANY. VALENTINA Management For For
F. VEREMYANINA, DEPUTY DIRECTOR OF DEPARTMENT
FOR CORPORATE GOVERNANCE AND LEGAL AFFAIRS, OJSC
SVYAZINVEST.
2E ELECTION OF DIRECTORS OF THE COMPANY. ANATOLY Management For For
A. GAVRILENKO, GENERAL DIRECTOR, ASSET MANAGEMENT
COMPANY LEADER.
2F ELECTION OF DIRECTORS OF THE COMPANY. VALERY Management For For
V. DEGTYAREV - GENERAL DIRECTOR, CJSC PROFESSIONAL
TELECOMMUNICATIONS.
2G ELECTION OF DIRECTORS OF THE COMPANY. DMITRY Management For For
YE. YEROKHIN - GENERAL DIRECTOR, OJSC ROSTELECOM.
2H ELECTION OF DIRECTORS OF THE COMPANY. OLEG B. Management For For
ZYUZIN, HEAD OF IT DEPARTMENT, ASSET MANAGEMENT
COMPANY LEADER.
2I ELECTION OF DIRECTORS OF THE COMPANY. ALEXANDER Management For For
N. KISELEV - GENERAL DIRECTOR, OJSC SVYAZINVEST.
2K ELECTION OF DIRECTORS OF THE COMPANY. SERGEI Management For For
I. KUZNETSOV, REPRESENTATIVE OF OJSC SVYAZINVEST.
2J ELECTION OF DIRECTORS OF THE COMPANY. LYUDMILA Management For For
A. KORMILITSINA, HEAD OF DIVISION OF DEPARTMENT
FOR CORPORATE GOVERNANCE AND LEGAL AFFAIRS, OJSC
SVYAZINVEST.
2L ELECTION OF DIRECTORS OF THE COMPANY. YEVGENY Management For For
I. LOGOVINSKY, DEPUTY CHAIRMAN OF MANAGEMENT
BOARD, SOGAZ INSURANCE GROUP.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 108 of 120
2M ELECTION OF DIRECTORS OF THE COMPANY. NIKOLAI Management For For
L. MYLINIKOV, DIRECTOR OF LEGAL DEPARTMENT, CIT
FINANCE INVESTMENT BANK.
2N ELECTION OF DIRECTORS OF THE COMPANY. NATALIA Management For For
YU. ODINTSOVA, SENIOR ANALYST, ASSET MANAGEMENT
COMPANY LEADER.
2O ELECTION OF DIRECTORS OF THE COMPANY. STANISLAV Management For For
N. PANCHENKO - DEPUTY GENERAL DIRECTOR, OJSC SVYAZINVEST.
2P ELECTION OF DIRECTORS OF THE COMPANY. ELENA P. Management For For
SELVICH, EXECUTIVE DIRECTOR - DIRECTOR OF ECONOMY
AND FINANCE DEPARTMENT, OJSC SVYAZINVEST.
2Q ELECTION OF DIRECTORS OF THE COMPANY. NATALIA Management For For
A. TERENTYEVA, FINANCIAL EXPERT, ACCA.
2R ELECTION OF DIRECTORS OF THE COMPANY. MAXIM YU. Management For For
TSYGANOV, MANAGING DIRECTOR, MOSCOW OFFICE OF
CIT FINANCE INVESTMENT BANK.
2S ELECTION OF DIRECTORS OF THE COMPANY. YEVGENY Management For For
A. CHECHELNITSKY, DEPUTY GENERAL DIRECTOR, OJSC
SVYAZINVEST.
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LIBERTY GLOBAL, INC. LBTYA ANNUAL MEETING DATE: 06/19/2007
ISSUER: 530555101 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN W. DICK Management For For
J.C. SPARKMAN Management For For
J. DAVID WARGO Management For For
02 AUDITORS RATIFICATION Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
NTT DOCOMO,INC. DCM AGM MEETING DATE: 06/19/2007
ISSUER: J59399105 ISIN: JP3165650007
SEDOL: 5559079, 3141003, 6129277
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THIS ANNOUNCEMENT IS BEING PROVIDED Non-Voting *Management Position Unknown
TO INFORM YOU THAT THE TRUE AGENDA HAS BEEN RELEASED
AND IS AVAILABLE FOR YOUR REVIEW. (PLEASE REFER
TO THE ATTACHED PDF FILES.)
1. APPROVE APPROPRIATION OF RETAINED EARNINGS Management For *Management Position Unknown
2. APPROVE PURCHASE OF OWN SHARES Management For *Management Position Unknown
3.1 APPOINT A DIRECTOR Management For *Management Position Unknown
3.2 APPOINT A DIRECTOR Management For *Management Position Unknown
3.3 APPOINT A DIRECTOR Management For *Management Position Unknown
3.4 APPOINT A DIRECTOR Management For *Management Position Unknown
4.1 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown
4.2 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown
4.3 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 109 of 120
4.4 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
FIRST PACIFIC CO LTD SGM MEETING DATE: 06/20/2007
ISSUER: G34804107 ISIN: BMG348041077
SEDOL: 2104717, 5819041, B16TBB5, 4341523, 6339872
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE AGREEMENTS RELATING TO THE PROVISION Management For *Management Position Unknown
OF RELATED TECHNICAL SERVICES AND THE LICENSING
OF RELATED TRADEMARKS BY INDOFOOD AS SPECIFIED
FROM TIME TO TIME TO SAWABAS SPECIFIED AND THE
AGREEMENTS RELATING TO THE PROVISION OF RAW MATERIALS
OR FINISHED AND PACKAGING PRODUCTS BY THE INDOFOOD
GROUP TO SAWAB AS SPECIFIED TOGETHER THE SAWAB
AGREEMENTS AND THE ANNUAL CAPS AS SPECIFIED
IN RESPECT OF THE YEARS 2007, 2008AND 2009 IN
RESPECT OF THE SAWAB AGREEMENTS
2. APPROVE THE RENEWAL, FOR A FURTHER TERM OF 3 Management For *Management Position Unknown
YEARS, OF THE SALE AND SUPPLY AGREEMENT ENTERED
INTO BETWEEN FID AS SPECIFIED AND DUFIL AS SPECIFIED,
WHICH IS DUE TO EXPIRE IN 2008,AS SPECIFIED,
THE PERFORMANCE OF THE TRANSACTIONS CONTEMPLATED
BY THAT AGREEMENT AND THE ANNUAL CAPSAS SPECIFIED
IN RESPECT OF THE FYE 31 DEC 2008 AND 2009, APPLICABLE
TO THAT AGREEMENT AS SPECIFIED AND AUTHORIZE
THE DIRECTOR OF THE COMPANY, TO DO SUCH FURTHER
ACTS AND THINGS AND EXECUTE FURTHER DOCUMENTS
AND TAKE ALL SUCH STEPS WHICH IN HIS OPINION
MAY BE NECESSARY, DESIRABLE OR EXPEDIENT TO IMPLEMENT
AND/OR GIVE EFFECT TO THE TERMS OF SUCH AGREEMENT
3. APPROVE THE RENEWAL, FOR A FURTHER TERM OF 3 Management For *Management Position Unknown
YEARS, OF THE SALE AND SUPPLY AGREEMENT ENTERED
INTO BETWEEN CKAAS SPECIFIED AND DUFIL AS SPECIFIED,
WHICH IS DUE TO EXPIRE IN 2008, AS SPECIFIED,
THE PERFORMANCE OF THE TRANSACTIONS CONTEMPLATED
BY THAT AGREEMENT AND THE ANNUAL CAPS AS SPECIFIED
IN RESPECT OF THE FYE 31 DEC 2008 AND 2009, APPLICABLE
TO THAT AGREEMENT AS SPECIFIED AND AUTHORIZE
THE DIRECTOR OF THE COMPANY TO DO SUCH FURTHER
ACTS AND THINGS AND EXECUTE FURTHER DOCUMENTS
AND TAKE ALL SUCH STEPS WHICH IN HIS OPINION
MAY BE NECESSARY, DESIRABLE OR EXPEDIENT TO IMPLEMENT
AND/OR GIVE EFFECT TO THE TERMS OF SUCH AGREEMENT
4. APPROVE THE ANNUAL CAP IN RESPECT OF THE FYE Management For *Management Position Unknown
31 DEC 2009 IN RESPECT OF THE AGREEMENT TO BE
ENTERED INTO BETWEEN INDOFOOD AS SPECIFIED AND
DUFIL AS SPECIFIED IN RESPECT OF TRADEMARK LICENSING
AND TECHNICAL ASSISTANCE SERVICES AS SPECIFIED
5. APPROVE THE RENEWAL, FOR A FURTHER TERM OF THREE Management For *Management Position Unknown
YEARS, OF THE SALE AND SUPPLY AGREEMENT ENTERED
INTO BETWEEN FID AS SPECIFIED AND PINEHILL AS
SPECIFIED, WHICH IS DUE TO EXPIRE IN 2008, AS
SPECIFIED, THE PERFORMANCE OF THE TRANSACTIONS
CONTEMPLATED BY THAT AGREEMENT AND THE ANNUAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 110 of 120
CAPS AS DEFINED SPECIFIED IN RESPECT OF THE FYE
31 DEC 2007, 2008 AND 2009, APPLICABLE TO THAT
AGREEMENT AS SPECIFIED AND AUTHORIZE THE DIRECTOR
OF THE COMPANY, TO DO SUCH FURTHER ACTS AND THINGS
AND EXECUTE FURTHER DOCUMENTS AND TAKE ALL SUCH
STEPS WHICH IN HIS OPINION MAY BE NECESSARY,
DESIRABLE OR EXPEDIENT TO IMPLEMENT AND/OR GIVE
EFFECT TO THE TERMS OF SUCH AGREEMENT
6. APPROVE THE RENEWAL, FOR A FURTHER TERM OF 3 Management For *Management Position Unknown
YEARS, OF THE SALE AND SUPPLY AGREEMENT ENTERED
INTO BETWEEN CKA AS SPECIFIED AND PINEHILL AS
SPECIFIED, WHICH IS DUE TO EXPIRE IN 2008, AS
SPECIFIED, THE PERFORMANCE OF THE TRANSACTIONS
CONTEMPLATED BY THAT AGREEMENT AND THE ANNUAL
CAPS AS SPECIFIED IN RESPECT OF THE FYE 31 DEC
2008 AND 2009, APPLICABLE TO THAT AGREEMENT AS
SPECIFIED AND AUTHORIZE THE DIRECTOR OF THE COMPANY,
TO DO SUCH FURTHER ACTS AND THINGS AND EXECUTE
FURTHER DOCUMENTS AND TAKE ALL SUCH STEPS WHICH
IN HIS OPINION MAY BE NECESSARY, DESIRABLE OR
EXPEDIENT TO IMPLEMENT AND/OR GIVE EFFECT TO
THE TERMS OF SUCH AGREEMENT
7. APPROVE THE ANNUAL CAP IN RESPECT OF THE FYE Management For *Management Position Unknown
31 DEC 2009 IN RESPECT OF THE AGREEMENT IN RESPECT
OF TRADEMARK LICENSING ENTERED INTO BETWEEN INDOFOOD
AS SPECIFIED AND PINEHILL AS SPECIFIED
8. APPROVE THE AGREEMENT IN RESPECT OF PROVISION Management For *Management Position Unknown
OF TECHNICAL ASSISTANCE SERVICES ENTERED INTO
BETWEEN PIPS AS SPECIFIED AND PINEHILL AS SPECIFIED,
WHICH IS DUE TO EXPIRE IN 2008, AS SPECIFIED,
THE PERFORMANCE OF THE TRANSACTIONS CONTEMPLATED
BY THAT AGREEMENT AND THE ANNUAL CAPS AS SPECIFIED
IN RESPECT OF THE FYE 31 DEC 2007, 2008 AND 2009,
APPLICABLE TO THAT AGREEMENT AS SPECIFIED AND
AUTHORIZE THE DIRECTOR OF THE COMPANY, TO DO
SUCH FURTHER ACTS AND THINGS AND EXECUTE FURTHER
DOCUMENTS AND TAKE ALL SUCH STEPS WHICH IN HIS
OPINION MAY BE NECESSARY, DESIRABLE OR EXPEDIENT
TO IMPLEMENT AND/OR GIVE EFFECT TO THE TERMS
OF SUCH AGREEMENT
9. APPROVE THE NOODLES SUPPLY AND SERVICES AGREEMENT Management For *Management Position Unknown
TO BE ENTERED INTO BETWEEN INDOFOOD AS DEFINED
IN THE CIRCULAR AND SWGL AS DEFINED IN THE CIRCULAR
IN RESPECT OF EGYPT, SUDAN AND YEMEN, IN RELATION
TO CERTAIN CONTINUING CONNECTED TRANSACTIONS
BETWEEN THOSE PARTIES AND/OR MEMBERS OF THEIR
RESPECTIVE GROUPS IN RESPECT OF THE NOODLES BUSINESS
TRANSACTIONS CARRIED ON BY THE INDOFOOD GROUP
OF COMPANIESAS MORE PARTICULARLY DESCRIBED IN
TABLE E SET OUT ON PAGE 21 OF THE LETTER FROM
THE BOARD SECTION OF THE CIRCULAR, THE PERFORMANCE
OF THE TRANSACTIONS CONTEMPLATED BY THOSE AGREEMENTS
AND THE ANNUAL CAPSAS DEFINED IN THE CIRCULAR
APPLICABLE TO THAT AGREEMENT AS SPECIFIED AND
AUTHORIZE THE DIRECTOR OF THE COMPANY, TO DO
SUCH FURTHER ACTS AND THINGS AND EXECUTE FURTHER
DOCUMENTS AND TAKE ALL SUCH STEPS WHICH IN HIS
OPINION MAY BE NECESSARY, DESIRABLE OR EXPEDIENT
TO IMPLEMENT AND/OR GIVE EFFECT TO THE TERMS
OF THOSE AGREEMENTS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 111 of 120
- ------------------------------------------------------------------------------------------------------------------------------------
KDDI CORPORATION AGM MEETING DATE: 06/20/2007
ISSUER: J31843105 ISIN: JP3496400007
SEDOL: B06NQV5, 6248990, 5674444
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THIS ANNOUNCEMENT IS BEING PROVIDED Non-Voting *Management Position Unknown
TO INFORM YOU THAT THE TRUE AGENDA HAS BEEN RELEASED
AND IS AVAILABLE FOR YOUR REVIEW. (PLEASE REFER
TO THE ATTACHED PDF FILES.)
1. APPROVE APPROPRIATION OF RETAINED EARNINGS Management For *Management Position Unknown
2. AMEND THE ARTICLES OF INCORPORATION Management For *Management Position Unknown
3.1 APPOINT A DIRECTOR Management For *Management Position Unknown
3.2 APPOINT A DIRECTOR Management For *Management Position Unknown
3.3 APPOINT A DIRECTOR Management For *Management Position Unknown
3.4 APPOINT A DIRECTOR Management For *Management Position Unknown
3.5 APPOINT A DIRECTOR Management For *Management Position Unknown
3.6 APPOINT A DIRECTOR Management For *Management Position Unknown
3.7 APPOINT A DIRECTOR Management For *Management Position Unknown
3.8 APPOINT A DIRECTOR Management For *Management Position Unknown
3.9 APPOINT A DIRECTOR Management For *Management Position Unknown
3.10 APPOINT A DIRECTOR Management For *Management Position Unknown
3.11 APPOINT A DIRECTOR Management For *Management Position Unknown
4. APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown
5. APPOINT ACCOUNTING AUDITORS Management For *Management Position Unknown
6. APPROVE PAYMENT OF BONUSES TO CORPORATE OFFICERS Management For *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
COMMUNICATIONS SYSTEMS, INC. JCS ANNUAL MEETING DATE: 06/21/2007
ISSUER: 203900105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
GERALD D. PINT Management For For
CURTIS A. SAMPSON Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
HELLENIC TELECOMMUNICATIONS ORG. S.A OTE ANNUAL MEETING DATE: 06/21/2007
ISSUER: 423325307 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 SUBMISSION FOR APPROVAL OF THE MANAGEMENT REPORT Management For *Management Position Unknown
OF THE BOARD OF DIRECTORS, AND THE AUDIT REPORTS
PREPARED BY CERTIFIED AUDITORS.
02 EXONERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS Management For *Management Position Unknown
AND THE AUDITORS OF ALL LIABILITY FOR FISCAL
YEAR 2006.
03 APPOINTMENT OF CHARTERED AUDITORS FOR THE FISCAL Management For *Management Position Unknown
YEAR 2007 AND DETERMINATION OF ITS FEES.
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Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 112 of 120
04 RENEWAL OF AGREEMENT FOR THE COVERING OF CIVIL Management For *Management Position Unknown
LIABILITY OF MEMBERS OF THE BOARD OF DIRECTORS
AND THE COMPANY/S EXECUTIVE DIRECTORS.
05 APPROVAL OF REMUNERATION PAID TO THE MEMBERS Management For *Management Position Unknown
OF THE BOARD OF DIRECTORS, THE AUDIT COMMITTEE
AND HR REMUNERATION COMMITTEE.
06 APPROVAL OF THE REMUNERATION PAID IN 2006 TO Management For *Management Position Unknown
THE CHAIRMAN OF THE BOARD OF DIRECTORS AND CEO,
DETERMINATION OF A SPECIAL PREMIUM BASED ON EFFICIENCY
FOR FISCAL YEAR 2006 AND DETERMINATION OF HIS
REMUNERATION FOR 2007.
07 APPROVAL OF THE BASIC TERMS AND CONDITIONS OF Management For *Management Position Unknown
A PROJECT TO BE ASSIGNED TO A MEMBER OF THE BOARD.
08 APPROVAL OF THE SPIN-OFF OF THE BRANCH OF INTERNATIONAL Management For *Management Position Unknown
INSTALLATIONS AND INTERNATIONAL CABLE INFRASTRUCTURES
AND OF THE LICENSES OF OTE SA FOR THE USE OF
THE INTEC-ITU PRICING SYSTEM.
09 APPROVAL OF A STOCK REPURCHASE PROGRAM, OF OTE Management For *Management Position Unknown
S.A., ACCORDING TO PARAGRAPH 5 ARTICLE 16 OF
THE LAW 2190/1920.
10 APPOINTMENT OF FIVE NEW BOARD MEMBERS FOR A THREE-YEAR Management For *Management Position Unknown
TERM, FOLLOWING TERMINATION OF OFFICE OF EQUAL
NUMBER MEMBERS.
- ------------------------------------------------------------------------------------------------------------------------------------
HELLENIC TELECOMMUNICATIONS ORGANIZATIONS OTE, ATHENS AGM MEETING DATE: 06/21/2007
ISSUER: X3258B102 ISIN: GRS260333000 BLOCKING
SEDOL: 5051605, B02NXN0, 5437506
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
Take No
2. APPROVE THE EXEMPTION OF MEMBERS OF THE BOARD Management Action *Management Position Unknown
AND THE AUDITORS FROM ANY LIABILITY FOR THE FY
2006, PURSUANT TO ARTICLE 35 OF CODIFIED LAW
2190/1920
Take No
3. APPOINT THE CHARTERED AUDITORS FOR FY 2007AND Management Action *Management Position Unknown
DETERMINE THEIR FEES
Take No
4. APPROVE TO RENEW THE AGREEMENT FOR THE INSURANCE Management Action *Management Position Unknown
OF PUBLIC LIABILITY OF THE BOARD OF DIRECTORS
MEMBERS AND MANAGERS OF THE COMPANY FOR COMPETENCE,
RESPONSIBILITY AND AUTHORITY; RELEVANT AUTHORIZATION
Take No
5. APPROVE THE REMUNERATION PAID TO THE MEMBERS Management Action *Management Position Unknown
OF THE BOARD OF DIRECTORS AND THE AUDIT COMMITTEE
AND THE HR REMUNERATION COMMITTEE FOR THE FY
2006 AND DETERMINE THE SAME FOR 2007
Take No
6. APPROVE THE REMUNERATION PAID IN 2006 TO THE Management Action *Management Position Unknown
CHAIRMAN OF THE BOARD OF DIRECTORS AND CHIEF
EXECUTIVE OFFICER AND DETERMINE HIS REMUNERATION
FOR 2007; TO MODIFY THE RESPECTIVE CKUASE OF
HIS CONTRACT WITH OTE AND AUTHORIZATION TO CONCLUDE
SUCH CONTRACT
Take No
7. APPROVE THE BASIC TERMS OF THE AGREEMENT REGARDING Management Action *Management Position Unknown
ENTRUSTING A JOB TO A BOARD OF DIRECTORS MEMBER,
ACCORDING TO ARTICLE 23A OF C. L. 2190/1920 AND
RELEVANT AUTHORIZATION TO CONCLUDE THE AGREEMENT
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 113 of 120
Take No
8. APPROVE THE SECESSION OF THE INTERNATIONAL INSTALLATIONS Management Action *Management Position Unknown
AND INTERNATIONAL CABLE BRANCH AS WELL AS THE
LICENSE OF USE OF THE INVOICE SYSTEM INTEC ITU
AND CONTRIBUTION TO THE SUBSIDIARY COMPANY OTE
GLOBE SA, ACCORDING TO THE PROVISIONS OF LAW
2166/1993 AND 2937/2001; DETERMINE THE AGREEMENTS
TERMS AND DETERMINATION OF THE REPRESENTATIVE
IN ORDER TO SIGN THE DEED CONTRACT
* PLEASE NOTE THAT THIS IS AN OGM. THANK YOU. Non-Voting *Management Position Unknown
Take No
1. APPROVE THE BOARD OF DIRECTORS AND THE AUDITORS Management Action *Management Position Unknown
REPORTS ON THE ANNUAL FINANCIAL STATEMENTS AND
THE CONSOLIDATED ANNUAL FINANCIAL STATEMENTS
OF OTE ENDED ON 31 DEC 2006, AS WELL AS THE ANNUAL
FINANCIAL STATEMENTS, BOTH STAND ALONE AND CONSOLIDATED
OF 31 DEC 2006
Take No
9. APPROVE THE PURCHASE OF THE COMPANY S OWN SHARES, Management Action *Management Position Unknown
ACCORDING TO ARTICLE 16 PARAGRAPH 5 OF C.L. 2190/1920
Take No
10. APPOINT 3 YEAR OFFICE OF 5 NEW BOARD OF DIRECTORS Management Action *Management Position Unknown
MEMBERS FOLLOWING TERMINATION OF OFFICE OF EQUAL
NUMBER OF BOARD MEMBERS, PURSUANT TO ARTICLE
9 PARAGRAPH 2 OF THE ARTICLES OF ASSOCIATION
AND APPOINT NEW INDEPENDENT MEMBERS AT THE BOARD
OF DIRECTORS
- ------------------------------------------------------------------------------------------------------------------------------------
PORTUGAL TELECOM SGPS SA, LISBOA EGM MEETING DATE: 06/22/2007
ISSUER: X6769Q104 ISIN: PTPTC0AM0009 BLOCKING
SEDOL: B02P109, 5466856, 5825985, 4676203, 5760365, 5817186
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT FOR EVERY 500 SHARES YOU HAVE Non-Voting *Management Position Unknown
1 VOTING RIGHT. THANK YOU.
* PLEASE NOTE THAT THIS IS AN OGM. THANK YOU. Non-Voting *Management Position Unknown
Take No
1. AMEND: NO. 2 OF ARTICLE TWO, NO. 3 OF ARTICLE Management Action *Management Position Unknown
FOUR, NO. 8 OF ARTICLE NINE, ARTICLE TENTH, NO.
1 AND ADDING NO. 3 TO ARTICLE ELEVEN, AMENDING
THE HEADING AND PARAGRAPHS B) AND D) OF NO. 1
AND ADDING NO. 4 TO ARTICLE TWELVE, NOS. 2, 3
AND 6, ADDING NOS. 7 TO 9, RENUMBERING THE PREVIOUS
NOS. 7 AND 8, WHICH SHALL BECOME NOS. 10 AND
11, THE PREVIOUS NO. 9 WHICH SHALL BECOME NO.
12, RENUMBERING THE PREVIOUS NOS. 10 AND 11 WHICH
SHALL BECOME NOS. 13 AND 14, ELIMINATING THE
PREVIOUS NO. 12, RENUMBERING THE PREVIOUS NO.
13 WHICH SHALL BECOME NO. 15, PARAGRAPH B) OF
PREVIOUS NO. 14 WHICH SHALL BECOME NO. 16 AND
RENUMBERING THE PREVIOUS NOS. 15 AND 16 WHICH
SHALL BECOME NOS. 17 AND 18, ALL OF ARTICLE THIRTEEN,
NO. 2 OF ARTICLE FOURTEEN, PARAGRAPHS A) AND
B) OF NO. 1 OF ARTICLE FIFTEEN, NO. 3 AND ADDING
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 114 of 120
NO. 4 TO ARTICLE SIXTEEN, ARTICLE SEVENTEEN,
NO. 1 OF ARTICLE EIGHTEEN, ADDING NOS. 4 AND
7 TO ARTICLE TWENTY, AMENDING THE HEADING, ADDING
PARAGRAPH F) OF NO. 1, AMENDMENT THE PREVIOUS
PARAGRAPH F) OF NO. 1 WHICH SHALL BECOME PARAGRAPH
G) AND ADDING NOS. 2 AND 6 OF ARTICLE TWENTY
ONE, NO. 2 OF ARTICLE TWENTY THREE, NOS. 1 AND
2 OF ARTICLE TWENTY FOUR, AMENDING THE HEADING
OF SECTION IV TO CHAPTER III, ARTICLES TWENTY
SEVEN TO THIRTY, ADDING A NEW SECTION V TO CHAPTER
III OF THE ARTICLES OF ASSOCIATION AND ARTICLE
THIRTY ONE OF THE ARTICLES OF ASSOCIATION, AS
WELL AS RENUMBERING IN ACCORDANCE THE PARAGRAPHS,
NUMBERS AND ARTICLES OF THE ARTICLES OF ASSOCIATION
AS A CONSEQUENCE OF THE STATUTORY AMENDMENTS
RESOLVED IN THE PRESENT GENERAL MEETING
Take No
2. ELECT THE MEMBERS OF THE AUDIT COMMITTEE AS WELL Management Action *Management Position Unknown
AS ITS CHAIRMAN, FOR THE 2006-2008 PERIOD
Take No
3. ELECT THE STATUTORY AUDITOR EFFECTIVE AND ALTERNATE, Management Action *Management Position Unknown
FOR THE 2006-2008 PERIOD
Take No
4. AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management Action *Management Position Unknown
THE SHARE CAPITAL, WITH THE CORRESPONDING AMENDMENT
TO PARAGRAPH 3 OF ARTICLE FOUR OF THE ARTICLES
OF ASSOCIATION
- ------------------------------------------------------------------------------------------------------------------------------------
PORTUGAL TELECOM SGPS SA, LISBOA OGM MEETING DATE: 06/22/2007
ISSUER: X6769Q104 ISIN: PTPTC0AM0009 BLOCKING
SEDOL: B02P109, 5466856, 5825985, 4676203, 5760365, 5817186
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting *Management Position Unknown
ID 393217 DUE TO ADDITIONAL RESOLUTION. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
Take No
1. AMEND: NO. 2 OF ARTICLE TWO, NO. 3 OF ARTICLE Management Action *Management Position Unknown
FOUR, NO. 8 OF ARTICLE NINE, ARTICLE TENTH, NO.
1 AND ADDING NO. 3 TO ARTICLE ELEVEN, AMENDING
THE HEADING AND PARAGRAPHS B) AND D) OF NO. 1
AND ADDING NO. 4 TO ARTICLE TWELVE, NOS. 2, 3
AND 6, ADDING NOS. 7 TO 9, RENUMBERING THE PREVIOUS
NOS. 7 AND 8, WHICH SHALL BECOME NOS. 10 AND
11, THE PREVIOUS NO. 9 WHICH SHALL BECOME NO.
12, RENUMBERING THE PREVIOUS NOS. 10 AND 11 WHICH
SHALL BECOME NOS. 13 AND 14, ELIMINATING THE
PREVIOUS NO. 12, RENUMBERING THE PREVIOUS NO.
13 WHICH SHALL BECOME NO. 15, PARAGRAPH B) OF
PREVIOUS NO. 14 WHICH SHALL BECOME NO. 16 AND
RENUMBERING THE PREVIOUS NOS. 15 AND 16 WHICH
SHALL BECOME NOS. 17 AND 18, ALL OF ARTICLE THIRTEEN,
NO. 2 OF ARTICLE FOURTEEN, PARAGRAPHS A) AND
B) OF NO. 1 OF ARTICLE FIFTEEN, NO. 3 AND ADDING
NO. 4 TO ARTICLE SIXTEEN, ARTICLE SEVENTEEN,
NO. 1 OF ARTICLE EIGHTEEN, ADDING NOS. 4 AND
7 TO ARTICLE TWENTY, AMENDING THE HEADING, ADDING
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 115 of 120
PARAGRAPH F) OF NO. 1, AMENDMENT THE PREVIOUS
PARAGRAPH F) OF NO. 1 WHICH SHALL BECOME PARAGRAPH
G) AND ADDING NOS. 2 AND 6 OF ARTICLE TWENTY
ONE, NO. 2 OF ARTICLE TWENTY THREE, NOS. 1 AND
2 OF ARTICLE TWENTY FOUR, AMENDING THE HEADING
OF SECTION IV TO CHAPTER III, ARTICLES TWENTY
SEVEN TO THIRTY, ADDING A NEW SECTION V TO CHAPTER
III OF THE ARTICLES OF ASSOCIATION AND ARTICLE
THIRTY ONE OF THE ARTICLES OF ASSOCIATION, AS
WELL AS RENUMBERING IN ACCORDANCE THE PARAGRAPHS,
NUMBERS AND ARTICLES OF THE ARTICLES OF ASSOCIATION
AS A CONSEQUENCE OF THE STATUTORY AMENDMENTS
RESOLVED IN THE PRESENT GENERAL MEETING
Take No
2. APPROVE TO CHANGE IN THE COMPOSITION AND ELECT Management Action *Management Position Unknown
THE NEW MEMBERS OF THE BOARD OF DIRECTORS
Take No
3. ELECT THE MEMBERS OF THE AUDIT COMMITTEE AS WELL Management Action *Management Position Unknown
AS ITS CHAIRMAN, FOR THE 2006-2008 PERIOD
Take No
4. ELECT THE STATUTORY AUDITOR EFFECTIVE AND ALTERNATE, Management Action *Management Position Unknown
FOR THE 2006-2008 PERIOD
Take No
5. AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management Action *Management Position Unknown
THE SHARE CAPITAL, WITH THE CORRESPONDING AMENDMENT
TO PARAGRAPH 3 OF ARTICLE 4 OF THE ARTICLES OF
ASSOCIATION
- ------------------------------------------------------------------------------------------------------------------------------------
PORTUGAL TELECOM, SGPS, S.A. PT SPECIAL MEETING DATE: 06/22/2007
ISSUER: 737273102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO RESOLVE ON THE FOLLOWING AMENDMENTS TO THE Management For For
ARTICLES OF ASSOCIATION.
02 TO RESOLVE ON THE CHANGE IN THE COMPOSITION AND Management For For
ON THE ELECTION OF NEW MEMBERS OF THE BOARD OF
DIRECTORS.
03 TO RESOLVE ON THE ELECTION OF THE MEMBERS OF Management For For
THE AUDIT COMMITTEE AS WELL AS ITS CHAIRMAN,
FOR THE 2006-2008 PERIOD.
04 TO RESOLVE ON THE ELECTION OF THE STATUTORY AUDITOR Management For For
EFFECTIVE AND ALTERNATE, FOR THE 2006-2008 PERIOD.
05 TO RESOLVE ON THE AUTHORIZATION FOR THE BOARD Management For For
OF DIRECTORS TO INCREASE THE SHARE CAPITAL, WITH
THE CORRESPONDING AMENDMENT TO PARAGRAPH 3 OF
ARTICLE FOUR OF THE ARTICLES OF ASSOCIATION.
- ------------------------------------------------------------------------------------------------------------------------------------
GENERAL COMMUNICATION, INC. GNCMA ANNUAL MEETING DATE: 06/25/2007
ISSUER: 369385109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 116 of 120
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
SCOTT M. FISHER Management For For
WILLIAM P. GLASGOW Management For For
JAMES M. SCHNEIDER Management For For
02 TO APPROVE AMENDMENTS TO THE COMPANY S RESTATED Management For For
ARTICLES OF INCORPORATION EXPRESSLY AUTHORIZING
THE ISSUANCE, REISSUANCE AND TERMINATION OF ISSUANCE
OF SHARES OF COMPANY STOCK IN CERTIFICATED OR
UNCERTIFICATED FORM IN ACCORDANCE WITH PROVISIONS
TO BE SET FORTH IN THE COMPANY S BYLAWS.
03 TO APPROVE AN AMENDMENT TO INCREASE THE NUMBER Management Against Against
OF SHARES OF THE COMPANY S COMMON STOCK AUTHORIZED
AND ALLOCATED TO THE COMPANY S AMENDED AND RESTATED
1986 STOCK OPTION PLAN BY 2.5 MILLION SHARES
OF CLASS A COMMON STOCK AND AN AMENDMENT TO THE
PLAN TO REVISE THE PLAN LIMITATION ON THE OPTION
EXERCISE PRICE, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
TELEMAR NORTE LESTE SA EGM MEETING DATE: 06/26/2007
ISSUER: P9037H103 ISIN: BRTMARACNPA7
SEDOL: B02PFC9, 2789813, B02QRV5, 2803166
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THESE SHARES HAVE NO VOTING Non-Voting *Management Position Unknown
RIGHTS, SHOULD YOU WISH TO ATTEND THE MEETING
PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD
BY CONTACTING YOUR CLIENT REPRESENTATIVE AT ADP.
THANK YOU.
1. TO ELECT 1 PRINCIPLE AND 1 ALTERNATE SUPERVISORY Non-Voting *Management Position Unknown
BOARD MEMBER
- ------------------------------------------------------------------------------------------------------------------------------------
THE FURUKAWA ELECTRIC CO.,LTD. AGM MEETING DATE: 06/26/2007
ISSUER: J16464117 ISIN: JP3827200001
SEDOL: 5734133, B02DXR4, 6357562
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THIS ANNOUNCEMENT IS BEING PROVIDED Non-Voting *Management Position Unknown
TO INFORM YOU THAT THE TRUE AGENDA HAS BEEN RELEASED
AND IS AVAILABLE FOR YOUR REVIEW. (PLEASE REFER
TO THE ATTACHED PDF FILES.)
1. APPROVE APPROPRIATION OF RETAINED EARNINGS Management For *Management Position Unknown
2. AMEND THE ARTICLES OF INCORPORATION (1) Management For *Management Position Unknown
3. AMEND THE ARTICLES OF INCORPORATION (2) Management For *Management Position Unknown
4.1 APPOINT A DIRECTOR Management For *Management Position Unknown
4.2 APPOINT A DIRECTOR Management For *Management Position Unknown
4.3 APPOINT A DIRECTOR Management For *Management Position Unknown
4.4 APPOINT A DIRECTOR Management For *Management Position Unknown
4.5 APPOINT A DIRECTOR Management For *Management Position Unknown
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 117 of 120
4.6 APPOINT A DIRECTOR Management For *Management Position Unknown
4.7 APPOINT A DIRECTOR Management For *Management Position Unknown
4.8 APPOINT A DIRECTOR Management For *Management Position Unknown
4.9 APPOINT A DIRECTOR Management For *Management Position Unknown
4.10 APPOINT A DIRECTOR Management For *Management Position Unknown
4.11 APPOINT A DIRECTOR Management For *Management Position Unknown
5. APPOINT A SUBSTITUTE CORPORATE AUDITOR Other For *Management Position Unknown
6. APPOINT ACCOUNTING AUDITORS Management For *Management Position Unknown
7. APPROVE POLICY REGARDING LARGE-SCALE PURCHASES Other For *Management Position Unknown
OF COMPANY SHARES
- ------------------------------------------------------------------------------------------------------------------------------------
COVANSYS CORPORATION CVNS SPECIAL MEETING DATE: 06/27/2007
ISSUER: 22281W103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF APRIL 25, 2007, BY AND AMONG COMPUTER
SCIENCES CORPORATION, SURFSIDE ACQUISITION CORP.,
A WHOLLY OWNED SUBSIDIARY OF COMPUTER SCIENCES
CORPORATION, AND COVANSYS, AS SUCH AGREEMENT
MAY BE AMENDED FROM TIME TO TIME.
02 TO APPROVE A PROPOSAL TO ADJOURN THE SPECIAL Management For For
MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT AND APPROVE THE MERGER.
- ------------------------------------------------------------------------------------------------------------------------------------
ELISA CORPORATION, HELSINKI EGM MEETING DATE: 06/28/2007
ISSUER: X1949T102 ISIN: FI0009007884
SEDOL: B02FM40, 5701513, 4070463
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting *Management Position Unknown
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
* MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting *Management Position Unknown
OWNER INFORMATION FOR ALL VOTEDACCOUNTS. IF AN
ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL
NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL
OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION
IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED
Take No
1. APPROVE TO DECREASE THE SHARE PREMIUM FUND RECORDED Management Action *Management Position Unknown
IN THE BALANCE SHEET BY MOVING ALL THE FUNDS
IN THE SHARE PREMIUM FUND RECORDED IN THE BALANCE
SHEET ON 31 DECEMBER 2006 TO THE INVESTED FREE
EQUITY FUND
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 118 of 120
Take No
2. AUTHORIZE THE BOARD OF DIRECTORS FOR THE PAYMENT Management Action *Management Position Unknown
OF ADDITIONAL DIVIDENDS TO THE MAXIMUM AMOUNT
OF EUR 165,000,000 IN ADDITION TO THE RESOLUTION
TO PAY DIVIDENDS MADE BY THE AGM OF SHAREHOLDERS
ON 19 MAR 2007; AND THE DIVIDEND MAY BE PAID
IN ONE OR SEVERAL INSTALLMENTS
- ------------------------------------------------------------------------------------------------------------------------------------
NIPPON TELEGRAPH & TELEPHONE CORPORA NTT ANNUAL MEETING DATE: 06/28/2007
ISSUER: 654624105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DISTRIBUTION OF RETAINED EARNINGS AS DIVIDENDS Management For For
2A ELECTION OF DIRECTOR: TSUTOMU EBE Management For For
2B ELECTION OF DIRECTOR: NORITAKA UJI Management For For
2C ELECTION OF DIRECTOR: KAORU KANAZAWA Management For For
2D ELECTION OF DIRECTOR: TAKASHI HANAZAWA Management For For
2E ELECTION OF DIRECTOR: TOSHIO KOBAYASHI Management For For
3A ELECTION OF CORPORATE AUDITOR: JOHJI FUKADA Management For For
3B ELECTION OF CORPORATE AUDITOR: SUSUMU FUKUZAWA Management For For
3C ELECTION OF CORPORATE AUDITOR: YASUCHIKA NEGORO Management For For
3D ELECTION OF CORPORATE AUDITOR: MASAMICHI TANABE Management For For
3E ELECTION OF CORPORATE AUDITOR: SHIGERU IWAMOTO Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
NIPPON TELEGRAPH AND TELEPHONE CORPORATION AGM MEETING DATE: 06/28/2007
ISSUER: J59396101 ISIN: JP3735400008
SEDOL: 5168602, 0641186, 6641373, B1570S0
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THIS ANNOUNCEMENT IS BEING PROVIDED Non-Voting *Management Position Unknown
TO INFORM YOU THAT THE TRUE AGENDA HAS BEEN RELEASED
AND IS AVAILABLE FOR YOUR REVIEW. (PLEASE REFER
TO THE ATTACHED PDF FILES.)
1. APPROVE APPROPRIATION OF RETAINED EARNINGS Management For *Management Position Unknown
2.1 APPOINT A DIRECTOR Management For *Management Position Unknown
2.2 APPOINT A DIRECTOR Management For *Management Position Unknown
2.3 APPOINT A DIRECTOR Management For *Management Position Unknown
2.4 APPOINT A DIRECTOR Management For *Management Position Unknown
2.5 APPOINT A DIRECTOR Management For *Management Position Unknown
3.1 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown
3.2 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown
3.3 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown
3.4 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown
3.5 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 119 of 120
- ------------------------------------------------------------------------------------------------------------------------------------
NIPPON TELEGRAPH AND TELEPHONE CORPORATION AGM MEETING DATE: 06/28/2007
ISSUER: J59396101 ISIN: JP3735400008
SEDOL: 5168602, 0641186, 6641373, B1570S0
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE APPROPRIATION OF RETAINED EARNINGS Management For *Management Position Unknown
2.1 APPOINT A DIRECTOR Management For *Management Position Unknown
2.2 APPOINT A DIRECTOR Management For *Management Position Unknown
2.3 APPOINT A DIRECTOR Management For *Management Position Unknown
2.4 APPOINT A DIRECTOR Management For *Management Position Unknown
2.5 APPOINT A DIRECTOR Management For *Management Position Unknown
3.1 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown
3.2 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown
3.3 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown
3.4 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown
3.5 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
OPEN JOINT STOCK CO VIMPEL-COMMUNICA VIP CONTESTED CONSENT MEETING DATE: 06/29/2007
ISSUER: 68370R109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE 2006 VIMPELCOM ANNUAL REPORT PREPARED Management For *Management Position Unknown
IN ACCORDANCE WITH RUSSIAN LAW.
02 TO APPROVE VIMPELCOM S 2006 UNCONSOLIDATED ACCOUNTING Management For *Management Position Unknown
STATEMENTS, INCLUDING PROFIT AND LOSS STATEMENT
(PREPARED IN ACCORDANCE WITH RUSSIAN STATUTORY
ACCOUNTING PRINCIPLES) AUDITED BY ROSEXPERTIZA,
LLC.
03 TO PAY IN CASH ANNUAL DIVIDENDS TO HOLDERS OF Management For *Management Position Unknown
COMMON REGISTERED SHARES BASED ON 2006 RESULTS
IN THE AMOUNT OF 166.88 RUBLES PER SHARE (FOR
A TOTAL OF 8,557,776,951.36 RUBLES FOR ALL COMMON
REGISTERED SHARES IN THE AGGREGATE) WITHIN 60
DAYS FROM THE DATE OF ADOPTION OF THE RELEVANT
DECISION, AND TO PAY IN CASH ANNUAL DIVIDENDS
TO HOLDERS OF PREFERRED REGISTERED SHARES OF
TYPE A BASED ON 2006 RESULTS IN THE AMOUNT OF
0.1 KOPECK PER PREFERRED SHARE WITHIN 60 DAYS
FROM THE DATE OF THE ADOPTION OF THIS DECISION,
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
05 TO ELECT THE FOLLOWING INDIVIDUALS TO THE AUDIT Management For *Management Position Unknown
COMMISSION: ALEXANDER GERSH, HALVOR BRU AND NIGEL
ROBINSON.
06 TO APPROVE THE FIRM ERNST & YOUNG (CIS) LTD. Management For *Management Position Unknown
AS THE AUDITOR OF THE COMPANY S U.S. GAAP ACCOUNTS
AND THE FIRM ROSEXPERTIZA, LLC AS THE AUDITOR
OF THE COMPANY S ACCOUNTS PREPARED IN ACCORDANCE
WITH RUSSIAN STATUTORY ACCOUNTING PRINCIPLES
FOR THE TERM UNTIL THE ANNUAL GENERAL MEETING
OF SHAREHOLDERS BASED ON 2007 RESULTS.
07 TO APPROVE THE AMENDED CHARTER OF OPEN JOINT Management For *Management Position Unknown
STOCK COMPANY VIMPEL-COMMUNICATIONS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB TELECOM FD Page 120 of 120
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OPEN JOINT STOCK CO VIMPEL-COMMUNICA VIP ANNUAL MEETING DATE: 06/29/2007
ISSUER: 68370R109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
4J TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management *Management Position Unknown
DIRECTORS: FRIDTJOF RUSTEN
4I TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management *Management Position Unknown
DIRECTORS: ALEXEY M. REZNIKOVICH
4H TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management *Management Position Unknown
DIRECTORS: LEONID R. NOVOSELSKY
4G TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management *Management Position Unknown
DIRECTORS: OLEG A. MALIS
4F TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management For *Management Position Unknown
DIRECTORS: JO O. LUNDER
4E TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management For *Management Position Unknown
DIRECTORS: STIG HERBERN
4D TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management *Management Position Unknown
DIRECTORS: KLELL MORTEN JOHNSEN
4C TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management *Management Position Unknown
DIRECTORS: ARVE JOHANSEN
4B TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management *Management Position Unknown
DIRECTORS: MIKHAIL M. FRIDMAN
4A TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management *Management Position Unknown
DIRECTORS: DAVID J. HAINES
- ------------------------------------------------------------------------------------------------------------------------------------
P.T. TELEKOMUNIKASI INDONESIA, TBK TLK ANNUAL MEETING DATE: 06/29/2007
ISSUER: 715684106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
10 APPROVAL TO THE AMENDMENT TO THE COMPANY S ARTICLES Management For *Management Position Unknown
OF ASSOCIATION.
09 APPROVAL FOR THE SHARE BUY BACK II PROGRAM. Management For *Management Position Unknown
08 APPROVAL TO THE CHANGE AND OR ADDITIONAL OF MEMBERS Management For *Management Position Unknown
OF THE COMPANY S COMMISSIONER.
07 APPROVAL OF THE DELEGATION OF AUTHORITY TO THE Management For *Management Position Unknown
BOARD OF COMMISSIONERS TO DETERMINE THE DISTRIBUTION
OF DUTY AND AUTHORITY OF THE MEMBERS OF THE COMPANY
S DIRECTORS.
06 APPROVAL OF THE DETERMINATION OF THE AMOUNT OF Management For *Management Position Unknown
SALARY AND OTHER ALLOWANCES, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
05 DELEGATION OF AUTHORITY TO THE BOARD OF COMMISSIONERS Management For *Management Position Unknown
TO DETERMINE THE BOARD MEMBER S POST SERVICE ALLOWANCES.
04 APPOINTMENT OF AN INDEPENDENT AUDITOR TO AUDIT Management For *Management Position Unknown
THE COMPANY S FINANCIAL STATEMENTS FOR THE FINANCIAL
YEAR 2007.
03 APPROPRIATION OF COMPANY S NET INCOME FROM FINANCIAL Management For *Management Position Unknown
YEAR 2006.
02 RATIFICATION OF THE COMPANY S FINANCIAL STATEMENTS Management For *Management Position Unknown
AND PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2006.
01 APPROVAL OF THE COMPANY S ANNUAL REPORT FOR THE Management For *Management Position Unknown
FINANCIAL YEAR 2006.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 1 of 141
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LEGG MASON, INC. LM ANNUAL MEETING DATE: 07/18/2006
ISSUER: 524901105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CARL BILDT* Management For For
JOHN E. KOERNER III* Management For For
CHERYL GORDON KRONGARD* Management For For
JAMES E. UKROP* Management For For
W. ALLEN REED** Management For For
02 AMENDMENT OF THE LEGG MASON, INC. ARTICLES OF Management For For
INCORPORATION.
03 RE-APPROVAL OF THE LEGG MASON, INC. 1996 EQUITY Management For For
INCENTIVE PLAN.
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
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BANK OF IRELAND (THE GOVERNOR AND COMPANY OF THE BANK OF IRELAND) AGM MEETING DATE: 07/21/2006
ISSUER: G49374146 ISIN: IE0030606259
SEDOL: B18VMN8, 3070732, B01ZKW5, 3060625
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
S.6 APPROVE, FOR THE PURPOSES OF SECTION 209 OF THE Management For *Management Position Unknown
COMPANIES ACT, 1990 THE 1990 ACT , THE RE-ISSUE
PRICE RANGE AT WHICH ANY UNITS OF TREASURY STOCK
FOR THE TIME BEING HELD BY THE BANK IN ACCORDANCE
WITH SECTION 209 OF THE 1990 ACT MAY BE RE-ISSUED
OFF-MARKET SHALL BE DETERMINED IN ACCORDANCE
WITH BYE-LAW 41 OF THE BYE-LAWS OF THE BANK;
AUTHORITY EXPIRES AT THE EARLIER OF CONCLUSION
OF THE ANNUAL GENERAL COURT OF THE BANK OR 20
JAN 2008
S.7 AUTHORIZE THE DIRECTORS TO ISSUE, ALLOT GRANT Management For *Management Position Unknown
OPTIONS OVER OR OTHERWISE DISPOSE OF ORDINARY
STOCK OF THE BANK FOR CASH ON A NON-PRE-EMPTIVE
BASIS INCLUDING THE ISSUE OF SECURITIES CONVERTIBLE
INTO ORDINARY STOCK OR TO AGREE TO DO ANY OF
THE FOREGOING ACT; PROVIDED THAT THE POWER CONFERRED
BY THIS RESOLUTION SHALL; I) BE LIMITED TO THE
ISSUE, ALLOTMENT, GRANT OF OPTIONS OVER OR OTHER
DISPOSAL OF ORDINARY STOCK OF A NOMINAL AMOUNT
OF EUR 31.1 MILLION, AND EXPIRES AT THE EARLIER
OF 20 OCT 2007 AND THE DATE OF THE ANNUAL GENERAL
COURT OF THE BANK IN 2007
S.8 AUTHORIZE THE DIRECTORS GENERALLY EMPOWERED TO Management For *Management Position Unknown
ISSUE, ALLOT, GRANT OPTIONS OVER OR OTHERWISE
DISPOSE OF ORDINARY STOCK OF THE BANK OTHERWISE
THAN FOR CASH ON A NON-PREEMPTIVE BASIS INCLUDING
THE ISSUE OF SECURITIES CONVERTIBLE INTO ORDINARY
STOCK OR TO AGREE TO DO ANY OF THE FOREGOING
ACT; PROVIDED THAT THE POWER CONFERRED BY THIS
RESOLUTION SHALL BE LIMITED TO THE ISSUE, ALLOTMENT,
GRANT OF OPTIONS OVER OR OTHER DISPOSAL OF ORDINARY
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 2 of 141
STOCK OF A NOMINAL AMOUNT, AT THE DATE OF PASSING
OF THE RESOLUTION, OF THE LESSER OF 15% OF THE
ISSUED ORDINARY STOCK OR THE AUTHORIZED BUT UNISSUED
ORDINARY STOCK IN THE CAPITAL OF THE BANK AND
EXPIRES AT THE EARLIER OF 20 OCT 2007 OR ON THE
DATE OF THE ANNUAL GENERAL COURT OF THE BANK
IN 2007; PROVIDED FURTHER THAT ANY ORDINARY STOCK
WHICH MAY BE ISSUED PURSUANT TO ANY EMPLOYEE
STOCK ISSUE OR STOCK OPTION SCHEME APPROVED BY
A GENERAL COURT SHALL BE DISREGARDED FOR THE
PURPOSE OF BOTH THE MAXIMUM LIMIT AND THE EXPIRY
DATE SET OUT ABOVE
S.9 AUTHORIZE THE DIRECTORS, PURSUANT TO BYE-LAW Management For *Management Position Unknown
119 OF THE BYE-LAWS OF THE BANK, TO EXERCISE
THE POWERS CONTAINED IN THE SAID BYE-LAW SO THAT
THE DIRECTORS MAY OFFER TO THE HOLDERS OF ORDINARY
STOCK IN THE CAPITAL OF THE BANK THE RIGHT TO
ELECT TO RECEIVE AN ALLOTMENT OF ADDITIONAL ORDINARY
STOCK, CREDITED AS FULLY PAID INSTEAD OF CASH
IN RESPECT OF ALL OR PART OF ANY DIVIDEND OR
DIVIDENDS FALLING TO BE DECLARED OR PAID DURING
THE PERIOD COMMENCING AT THE CONCLUSION OF THE
ANNUAL GENERAL COURT ON 21 JUL 2006 AND EXPIRING
ON THE COMMENCEMENT OF THE ANNUAL GENERAL COURT
TO BE HELD IN 2011, OR SUCH PART OF SUCH DIVIDEND
OR DIVIDENDS AS THE DIRECTORS MAY DETERMINE
S.10 APPROVE THE REMUNERATION OF THE NON-EXECUTIVE Management For *Management Position Unknown
DIRECTORS FOR THE PURPOSES OF BYE-LAW 73 IS EUR
1,000,000 AND THAT THE DIRECTORS SHALL DETERMINE
HOW SUCH REMUNERATION SHALL BE DIVIDED AMONG
THEM
S.11 APPROVE THAT THE BANK OF IRELAND GROUP STAFF Management For *Management Position Unknown
STOCK ISSUE - 2006 SCHEME THE SCHEME SUBSTANTIALLY
IN THE FORM DESCRIBED IN APPENDIX 1 TO THE GOVERNOR
S LETTER TO STOCKHOLDERS DATED 22 JUN 2006, AND
PRODUCED TO THE ANNUAL GENERAL COURT AND SIGNED
BY THE CHAIRMAN OF THE COURT FOR IDENTIFICATION
PURPOSES AND AUTHORIZE THE DIRECTORS TO DO ALL
SUCH ACTS AND THINGS NECESSARY TO ESTABLISH AND
CARRY THE SAME INTO EFFECT INCLUDING THE MAKING
OF ANY AMENDMENTS THERETO NECESSARY TO OBTAIN
AND MAINTAIN APPROVAL OF THE REVENUE COMMISSIONERS
PURSUANT TO THE PROVISIONS OF THE TAXES CONSOLIDATION
ACT, 1997, AS AMENDED FROM TIME TO TIME
S.12 APPROVE THAT THE ESTABLISHMENT OF THE BANK OF Management For *Management Position Unknown
IRELAND GROUP RESTRICTED STOCK PLAN - 2006 THE
RSP , AND THE ESTABLISHMENT OF A NEW BANK OF
IRELAND US EMPLOYEE TRUST THE US EMPLOYEE TRUST
SUBSTANTIALLY IN THE FORM DESCRIBED IN APPENDIX
2 TO THE GOVERNOR S LETTER TO STOCKHOLDERS DATED
22 JUN 2006 AND PRODUCED AT THE ANNUAL GENERAL
COURT AND SIGNED BY THE CHAIRMAN OF THE COURT
FOR IDENTIFICATION PURPOSES; AND AUTHORIZE THE
DIRECTORS TO DO ALL SUCH ACTS AND THINGS NECESSARY
TO ESTABLISH AND CARRY THE SAME INTO EFFECT
1. APPROVE THE REPORT OF THE DIRECTORS AND THE ACCOUNTS Management For *Management Position Unknown
FOR THE YEAR ENDED 31 MAR 2006
2. DECLARE A DIVIDEND Management For *Management Position Unknown
3.a RE-ELECT MR. DAVID DILGER AS A DIRECTOR Management For *Management Position Unknown
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 3 of 141
3.b RE-ELECT MR. GEORGE MAGAN AS A DIRECTOR MEMBER Management For *Management Position Unknown
OF GROUP REMUNERATION COMMITTEE
3.c RE-ELECT MRS. CAROLINE MARLAND AS A DIRECTOR Management For *Management Position Unknown
3.d RE-ELECT MR. THOMAS MORAN AS A DIRECTOR Management For *Management Position Unknown
3.e RE-ELECT MR. DECLAN MCCOUNT AS A DIRECTOR MEMBER Management For *Management Position Unknown
OF GROUP REMUNERATION COMMITTEE
4. AUTHORIZE THE DIRECTORS TO DETERMINE THE REMUNERATION Management For *Management Position Unknown
OF THE AUDITORS
S.5 AUTHORIZE THE BANK AND/OR ANY SUBSIDIARY AS Management For *Management Position Unknown
SUCH EXPRESSION DEFINED BY SECTION 155 OF THE
COMPANIES ACT, 1963 OF THE BANK GENERALLY TO
MAKE MARKET PURCHASES AS DEFINED IN SECTION
212 OF THE COMPANIES ACT, 1990 THE ACT OF
UNITS OF ORDINARY STOCK OF THE BANK HAVING A
NOMINAL VALUE OF EUR 0.64 EACH ON SUCH TERMS
AND CONDITIONS AND IN SUCH MANNER AS THE DIRECTORS
OR, AS THE DIRECTORS OF SUCH SUBSIDIARY, MAY
FROM TIME TO TIME DETERMINE BUT SUBJECT, HOWEVER,
TO THE PROVISIONS OF THE 1990 ACT AND TO THE
FOLLOWING RESTRICTIONS AND PROVISIONS:; THE MAXIMUM
NUMBER OF UNITS OF ORDINARY STOCK AUTHORIZED
TO BE ACQUIRED PURSUANT TO THE TERMS OF THIS
RESOLUTION SHALL, SUBJECT TO THE PROVISIONS HEREINAFTER
SET OUT, NOT EXCEED 96,328,779 UNITS; THE MINIMUM
AND MAXIMUM PRICE WHICH MAY BE PAID FOR ANY SUCH
UNITS OF ORDINARY STOCK SHALL BE DETERMINED IN
ACCORDANCE WITH BYE-LAW 40 OF THE BYE-LAWS OF
THE BANK; AND UNITS OF NON-CUMULATIVE PREFERENCE
STOCK OF THE EUR 1 EACH OF THE BANK THE STERLING
PREFERENCE STOCK AND UNITS OF UNITS OF NON-CUMULATIVE
CONDITIONS AND IN SUCH MANNER AS THE DIRECTORS
OR, AS THE CASE MAY BE, THE DIRECTORS OR, AS
THE CASE MAY BE, THE DIRECTORS OF SUCH SUBSIDIARY,
MAY FROM TIME TO TIME DETERMINE BUT SUBJECT,
HOWEVER, TO THE PROVISIONS OF THE 1990 ACT AND
TO THE FOLLOWING RESTRICTIONS AND PROVISIONS:
THE MAXIMUM NUMBER OF UNITS OF STERLING PREFERENCE
STOCK AUTHORIZED TO BE ACQUIRED PURSUANT TO THE
TERMS OF THIS RESOLUTION SHALL, SUBJECT TO THE
PROVISIONS HEREINAFTER SET OUT NOT EXCEED 1,876,090
UNITS; THE MINIMUM AND MAXIMUM PRICES WHICH MAY
BE PAID FOR ANY SUCH UNITS OF STERLING PREFERENCE
STOCK SHALL BE DETERMINED IN ACCORDANCE WITH
BYE-LAW 40 OF THE BYE-LAWS OF THE BANK; THE MAXIMUM
NUMBER OF UNITS EURO PREFERENCE STOCK AUTHORIZED
TO BE ACQUIRED PURSUANT TO THE TERMS OF THIS
RESOLUTION SHALL, SUBJECT TO THE PROVISIONS HEREINAFTER
SET OUT, NOT EXCEED 3,026,598 UNITS; THE MINIMUM
AND MAXIMUM PRICES WHICH MAY BE PAID FOR ANY
SUCH UNITS OR EURO PREFERENCE STOCK SHALL BE
DETERMINED IN ACCORDANCE WITH BYE-LAW 40 OF THE
BYE-LAWS OF THE BANK; PROVIDED THAT THE NOMINAL
VALUE OF THE UNITS OF ORDINARY STOCK, STERLING
PREFERENCE STOCK AND EURO PREFERENCE STOCK ACQUIRED
PURSUANT TO THE TERMS OF THIS RESOLUTION SHALL
NOT EXCEED 10% OF THE NOMINAL VALUE OF THE ISSUED
CAPITAL STOCK OF THE BANK AT ANY TIME; AUTHORITY
EXPIRES AT THE EARLIER OF CONCLUSION OF THE ANNUAL
GENERAL COURT OF THE BANK OR 20 JAN 2008
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 4 of 141
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DELL INC. DELL ANNUAL MEETING DATE: 07/21/2006
ISSUER: 24702R101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DONALD J. CARTY Management For For
MICHAEL S. DELL Management For For
WILLIAM H. GRAY, III Management For For
SALLIE L. KRAWCHECK Management For For
ALAN (A.G.) LAFLEY Management For For
JUDY C. LEWENT Management For For
KLAUS S. LUFT Management For For
ALEX J. MANDL Management For For
MICHAEL A. MILES Management For For
SAMUEL A. NUNN, JR. Management For For
KEVIN B. ROLLINS Management For For
02 RATIFICATION OF INDEPENDENT AUDITOR Management For For
SH1 GLOBAL HUMAN RIGHTS STANDARD Shareholder Against For
SH2 DECLARATION OF DIVIDEND Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
ELECTRONIC ARTS INC. ERTS ANNUAL MEETING DATE: 07/27/2006
ISSUER: 285512109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
05 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Management For For
04 AMENDMENT TO THE 2000 EMPLOYEE STOCK PURCHASE Management For For
PLAN.
03 AMENDMENT TO THE 2000 EQUITY INCENTIVE PLAN. Management Against Against
02 APPROVAL OF STOCK OPTION EXCHANGE PROGRAM. Management For For
01 DIRECTOR Management For
M. RICHARD ASHER Management For For
LEONARD S. COLEMAN Management For For
GARY M. KUSIN Management For For
GREGORY B. MAFFEI Management For For
TIMOTHY MOTT Management For For
VIVEK PAUL Management For For
LAWRENCE F. PROBST III Management For For
RICHARD A. SIMONSON Management For For
LINDA J. SRERE Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 5 of 141
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KERR-MCGEE CORPORATION KMG SPECIAL MEETING DATE: 08/10/2006
ISSUER: 492386107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF JUNE 22, 2006, BY AND AMONG ANADARKO
PETROLEUM CORPORATION, APC ACQUISITION SUB, INC.
AND KERR-MCGEE CORPORATION PURSUANT TO WHICH
APC ACQUISITION SUB, INC. WOULD BE MERGED WITH
AND INTO KERR-MCGEE CORPORATION AND KERR-MCGEE
CORPORATION WOULD BECOME A WHOLLY-OWNED SUBSIDIARY
OF ANADARKO PETROLEUM CORPORATION.
02 PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF NECESSARY, Management For For
TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF ADOPTION
OF THE MERGER AGREEMENT REFERRED TO IN ITEM 1,
ABOVE.
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XSTRATA PLC, LONDON EGM MEETING DATE: 08/14/2006
ISSUER: G9826T102 ISIN: GB0031411001
SEDOL: B06JJ58, 7320790, B02QZN3, 3141100
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE ACQUISITION BY A WHOLLY-OWNED INDIRECT Management For *Management Position Unknown
SUBSIDIARY OF THE COMPANY, XSTRATA CANADA INC
THE OFFEROR OF ANY AND ALL OF THE ISSUED,
TO BE ISSUED AND OUTSTANDING FALCONBRIDGE SHARES
AS SPECIFIED IN THE COMPANY CIRCULAR DATED 20
JUL 2006, OTHER THAN ANY FALCONBRIDGE SHARES
OWNED DIRECTLY OR INDIRECTLY BY THE OFFEROR OR
ITS AFFILIATES, ON THE TERMS AND SUBJECT TO THE
CONDITIONS OF THE OFFER DOCUMENT AS DEFINED
IN THE CIRCULAR AS AMENDED AND VARIED BY THE
VARIATION DOCUMENTS AS SPECIFIED OR ON THE TERMS
AND SUBJECT TO THE CONDITIONS OF ANY AMENDED,
EXTENDED, REVISED, RENEWED, ADDITIONAL OR OTHER
OFFER OR OFFERS FOR SHARES AND/OR ASSOCIATED
RIGHTS IN THE CAPITAL OF FALCONBRIDGE LIMITED
FALCONBRIDGE ; AND AUTHORIZE THE BOARD OF
DIRECTORS OF THE COMPANY OR ANY DULY CONSTITUTED
COMMITTEE OF THE BOARD OR A COMMITTEE TO MAKE
WAIVERS, EXTENSIONS AND AMENDMENTS OR VARIATIONS
TO ANY OF THE TERMS AND CONDITIONS OF THE OFFER
AND TO DO ALL SUCH THINGS THAT IT MAY CONSIDER
NECESSARY OR DESIRABLE TO IMPLEMENT AND GIVE
EFFECT TO, OR OTHERWISE IN CONNECTION WITH, THE
OFFER AND ANY MATTERS INCIDENTAL TO THE OFFER,
INCLUDING IN RESPECT OF OPTIONS GRANTED TO EMPLOYEES
OF FALCONBRIDGE OR ITS SUBSIDIARIES
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 6 of 141
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XSTRATA PLC, LONDON EGM MEETING DATE: 08/14/2006
ISSUER: G9826T102 ISIN: GB0031411001
SEDOL: B06JJ58, 7320790, B02QZN3, 3141100
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE ACQUISITION AS SET OUT IN THE EGM Management For *Management Position Unknown
NOTICE
- ------------------------------------------------------------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED MCHP ANNUAL MEETING DATE: 08/18/2006
ISSUER: 595017104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
STEVE SANGHI Management For For
ALBERT J. HUGO-MARTINEZ Management For For
L.B. DAY Management For For
MATTHEW W. CHAPMAN Management For For
WADE F. MEYERCORD Management For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO OUR 2004 Management For For
EQUITY INCENTIVE PLAN THAT WILL REMOVE THE 30%
LIMITATION ON THE NUMBER OF SHARES THAT CAN BE
GRANTED AS RESTRICTED STOCK UNITS SO THAT WE
CAN CONTINUE GRANTING RESTRICTED STOCK UNITS
INSTEAD OF STOCK OPTIONS AS OUR PRIMARY EQUITY
COMPENSATION INCENTIVE.
03 PROPOSAL TO APPROVE AN EXECUTIVE MANAGEMENT INCENTIVE Management For For
COMPENSATION PLAN TO REPLACE OUR EXISTING PLAN
AS IT APPLIES TO EXECUTIVE OFFICERS IN ORDER
TO ENHANCE OUR ABILITY TO OBTAIN TAX DEDUCTIONS
FOR PERFORMANCE-BASED COMPENSATION UNDER 162(M)
OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF MICROCHIP FOR THE FISCAL YEAR
ENDING MARCH 31, 2007.
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MEDTRONIC, INC. MDT ANNUAL MEETING DATE: 08/24/2006
ISSUER: 585055106 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
03 TO CONSIDER AND VOTE UPON A SHAREHOLDER PROPOSAL Shareholder Against For
ENTITLED DIRECTOR ELECTION MAJORITY VOTE STANDARD
PROPOSAL.
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS MEDTRONIC S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
01 DIRECTOR Management For
RICHARD H. ANDERSON Management For For
MICHAEL R. BONSIGNORE Management For For
ROBERT C. POZEN Management For For
GORDON M. SPRENGER Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 7 of 141
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CIE FINANCIERE RICHEMONT SA, GENEVE AGM MEETING DATE: 09/14/2006
ISSUER: H25662141 ISIN: CH0012731458 BLOCKING
SEDOL: B0LBVC0, B02V8V7, B0ZC1S5, 7151116
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
Take No
1. RECEIVE THE FINANCIAL STATEMENTS AND STATUTORY Management Action *Management Position Unknown
REPORTS
Take No
2. APPROVE THE ALLOCATION OF INCOME AND DIVIDENDS Management Action *Management Position Unknown
OF EUR 0.05 PER A BEARER SHARE AND EUR 0.005
PER B REGISTERED SHARE
Take No
3. GRANT DISCHARGE TO THE BOARD AND SENIOR MANAGEMENT Management Action *Management Position Unknown
Take No
4. APPROVE TO CHANGE THE LOCATION OF REGISTERED Management Action *Management Position Unknown
OFFICE/HEADQUARTERS TO GENEVA
Take No
5.1 RE-ELECT MR. JOHANN RUPERT AS A DIRECTOR Management Action *Management Position Unknown
Take No
5.2 RE-ELECT MR. JEAN AESCHIMANN AS A DIRECTOR Management Action *Management Position Unknown
Take No
5.3 RE-ELECT DR. FRANCO COLOGNI AS A DIRECTOR Management Action *Management Position Unknown
Take No
5.4 RE-ELECT MR. LORD DOURO AS A DIRECTOR Management Action *Management Position Unknown
Take No
5.5 RE-ELECT MR. YVES ISTEL AS A DIRECTOR Management Action *Management Position Unknown
Take No
5.6 RE-ELECT MR. RICHARD LEPEU AS A DIRECTOR Management Action *Management Position Unknown
Take No
5.7 RE-ELECT MR. SIMON MURRAY AS A DIRECTOR Management Action *Management Position Unknown
Take No
5.8 RE-ELECT MR. ALAIN DOMINIQUE PERRIN AS A DIRECTOR Management Action *Management Position Unknown
Take No
5.9 RE-ELECT MR. NORBERT PLATT AS A DIRECTOR Management Action *Management Position Unknown
Take No
5.10 RE-ELECT MR. ALAN QUASHA AS A DIRECTOR Management Action *Management Position Unknown
Take No
5.11 RE-ELECT MR. LORD RENWICK OF CLIFTON AS A DIRECTOR Management Action *Management Position Unknown
Take No
5.12 RE-ELECT PROF. JUERGEN SCHREMPP AS A DIRECTOR Management Action *Management Position Unknown
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 8 of 141
Take No
5.13 RE-ELECT MS. MARTHA WIKSTROM AS A DIRECTOR Management Action *Management Position Unknown
Take No
5.14 ELECT MR. RUGGERO MAGNONI AS A DIRECTOR Management Action *Management Position Unknown
Take No
5.15 ELECT MR. JAN RUPERT AS A DIRECTOR Management Action *Management Position Unknown
Take No
6. APPOINT PRICEWATERHOUSECOOPERS AS THE AUDITORS Management Action *Management Position Unknown
* PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting *Management Position Unknown
IN MEETING TIME. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
- ------------------------------------------------------------------------------------------------------------------------------------
SASOL LIMITED SSL SPECIAL MEETING DATE: 10/03/2006
ISSUER: 803866300 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
S1 SPECIAL RESOLUTION NUMBER 1: SPECIFIC AUTHORITY Management For For
TO REPURCHASE TREASURY SHARES
S2 SPECIAL RESOLUTION NUMBER 2: GENERAL AUTHORITY Management For For
TO REPURCHASE SHARES
O3 ORDINARY RESOLUTION NUMBER 1: ANY DIRECTOR OR Management For For
SECRETARY AUTHORISED TO DO ALL THINGS NECESSARY
TO GIVE EFFECT TO SPECIAL RESOLUTION NUMBER 1
AND 2
- ------------------------------------------------------------------------------------------------------------------------------------
SASOL LTD OGM MEETING DATE: 10/03/2006
ISSUER: 803866102 ISIN: ZAE000006896
SEDOL: 5734304, 6777461, B03NQB8, 6777450
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1.S.1 AUTHORIZE THE DIRECTORS OF THE COMPANY, IN TERMS Management For *Management Position Unknown
OF SECTION 85(2) OF THE COMPANIES ACT, 1973 (ACT
61 OF 1973), AS AMENDED ACT , THE LISTINGS REQUIREMENTS
OF THE JSE LIMITED JSE AND THE ARTICLE 5 OF
THE COMPANY S ARTICLES OF ASSOCIATION, TO PURCHASE
60,111,477 ORDINARY NO PAR VALUE SHARES IN THE
ISSUED ORDINARY SHARE CAPITAL OF THE COMPANY
FROM SASOL INVESTMENT COMPANY PROPRIETARY LIMITED
AT THE CLOSING PRICE OF A SASOL ORDINARY SHARE
ON THE JSE ON THE BUSINESS DAY PRIOR TO THE REGISTRATION
OF THIS SPECIAL RESOLUTION WITH THE REGISTRAR
OF COMPANIES
2.S.2 AUTHORIZE THE DIRECTORS OF THE COMPANY, IN TERMS Management For *Management Position Unknown
OF THE AUTHORITY GRANTED IN THE ARTICLES OF ASSOCIATION
OF THE COMPANY, TO APPROVE AND IMPLEMENT THE
ProxyEdge - Investment Company Report
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PURCHASE BY THE COMPANY, OR BY ANY OF ITS SUBSIDIARIES,
OF THE COMPANY S ORDINARY SHARES, UPON SUCH TERMS
AND CONDITIONS AND IN SUCH AMOUNTS AS THE DIRECTORS
OF THE COMPANY AND, IN THE CASE OF AN ACQUISITION
BY A SUBSIDIARY(IES), THE DIRECTORS OF THE SUBSIDIARY(IES)
MAY FROM TIME TO TIME DECIDE, SUBJECT TO THE
PROVISIONS OF THE ACT AND THE LISTINGS REQUIREMENTS
OF THE JSE, PROVIDED: THAT ANY REPURCHASE OF
SHARES IN TERMS OF THIS AUTHORITY BE EFFECTED
THROUGH THE ORDER BOOK OPERATED BY THE JSE TRADING
SYSTEM AND DONE WITHOUT ANY PRIOR UNDERSTANDING
OR ARRANGEMENT BETWEEN THE COMPANY AND THE COUNTER-PARTY;
THAT AT ANY POINT IN TIME, ONLY ONE AGENT WILL
BE APPOINTED TO EFFECT THE REPURCHASES ON BEHALF
OF THE COMPANY; THAT THE REPURCHASE MAY ONLY
BE EFFECTED, AFTER THE REPURCHASE, THE COMPANY
STILL COMPLIES WITH THE MINIMUM SPREAD REQUIREMENTS
STIPULATED IN THE LISTINGS REQUIREMENTS OF THE
JSE; THAT THE ACQUISITION OF SHARES IN ANYONE
FY BE LIMITED TO 10% OF THE ISSUED SHARE CAPITAL
OF THE COMPANY AS AT THE BEGINNING OF THE FY,
PROVIDED THAT ANY SUBSIDIARY(IES) MAY ACQUIRE
SHARES TO A MAXIMUM OF 10% IN THE AGGREGATE OF
THE SHARES OF THE COMPANY; THAT ANY ACQUISITION
OF SHARES IN TERMS OF THIS AUTHORITY MAY NOT
BE MADE AT A PRICE GREATER THAN 10% ABOVE THE
WEIGHTED AVERAGE MARKET VALUE OF THE SHARES OVER
THE 5 BUSINESS DAYS IMMEDIATELY PRECEDING THE
DATE ON WHICH THE ACQUISITION IS EFFECTED; THAT
THE REPURCHASE OF SHARES MAY NOT BE EFFECTED
DURING A PROHIBITED PERIOD, AS DEFINED IN THE
LISTINGS REQUIREMENTS OF THE JSE; THAT AN ANNOUNCEMENT
CONTAINING FULL DETAILS OF THE ACQUISITIONS OF
SHARES WILL BE PUBLISHED AS SOON AS THE COMPANY
AND/OR ITS SUBSIDIARY(IES) HAS/HAVE ACQUIRED
SHARES CONSTITUTING, ON A CUMULATIVE BASIS, 3%
OF THE NUMBER OF SHARES IN ISSUE AT THE DATE
OF THE GENERAL MEETING AT WHICH THIS SPECIAL
RESOLUTION IS CONSIDERED AND, IF APPROVED, PASSED,
AND FOR EACH 3%, IN AGGREGATE, OF THE AFORESAID
INITIAL NUMBER ACQUIRED THEREAFTER; AUTHORITY
EXPIRES EARLIER OF THE CONCLUSION OF THE NEXT
AGM OF THE COMPANY OR 15 MONTHS
3.O.1 AUTHORIZE ANY DIRECTOR OR THE SECRETARY OF THE Management For *Management Position Unknown
COMPANY TO DO ALL SUCH THINGS AND SIGN ALL SUCH
DOCUMENTS AS ARE NECESSARY TO GIVE EFFECT TO
SPECIAL RESOLUTION 1 AND 2
* PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management Position Unknown
OF RECORD DATE AND DETAILED AGENDA. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 10 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY PG ANNUAL MEETING DATE: 10/10/2006
ISSUER: 742718109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVE AMENDMENT TO THE CODE OF REGULATIONS Management For For
TO DECREASE THE AUTHORIZED NUMBER OF DIRECTORS
ON THE BOARD
04 REAPPROVE AND AMEND THE MATERIAL TERMS OF THE Management For For
PERFORMANCE CRITERIA UNDER THE PROCTER & GAMBLE
2001 STOCK AND INCENTIVE COMPENSATION PLAN
05 SHAREHOLDER PROPOSAL - AWARD NO FUTURE STOCK Shareholder Against For
OPTIONS
01 DIRECTOR Management For
NORMAN R. AUGUSTINE Management For For
A.G. LAFLEY Management For For
JOHNATHAN A. RODGERS Management For For
JOHN F. SMITH, JR. Management For For
MARGARET C. WHITMAN Management For For
03 RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
- ------------------------------------------------------------------------------------------------------------------------------------
CHINA LIFE INSURANCE COMPANY LIMITED LFC SPECIAL MEETING DATE: 10/16/2006
ISSUER: 16939P106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
S1A TO APPROVE THE ALLOTMENT AND ISSUE OF A SHARES Management For For
BY THE COMPANY IN THE PRC FOR THE FOLLOWING TERMS
AND CONDITIONS: CLASS OF SHARES: A SHARES.
S1B TO APPROVE THE ALLOTMENT AND ISSUE OF A SHARES Management For For
BY THE COMPANY IN THE PRC FOR THE FOLLOWING TERMS
AND CONDITIONS: TOTAL NUMBER OF A SHARES TO BE
ISSUED: NOT MORE THAN 1,500,000,000 A SHARES.
S1C TO APPROVE THE ALLOTMENT AND ISSUE OF A SHARES Management For For
BY THE COMPANY IN THE PRC FOR THE FOLLOWING TERMS
AND CONDITIONS: NOMINAL VALUE: RMB1.00 EACH.
S1D TO APPROVE THE ALLOTMENT AND ISSUE OF A SHARES Management For For
BY THE COMPANY IN THE PRC FOR THE FOLLOWING TERMS
AND CONDITIONS: TARGET SUBSCRIBERS: (I) STRATEGIC
INVESTORS; (II) SECURITIES INVESTMENT AND (III)
OTHER INSTITUTIONAL INVESTORS.
S1E TO APPROVE THE ALLOTMENT AND ISSUE OF A SHARES Management For For
BY THE COMPANY IN THE PRC FOR THE FOLLOWING TERMS
AND CONDITIONS: ISSUE PRICE: ISSUE PRICE OF THE
A SHARE ISSUE WILL BE DETERMINED ON THE BASIS
OF MARKET CONDITIONS.
S1F TO APPROVE THE ALLOTMENT AND ISSUE OF A SHARES Management For For
BY THE COMPANY IN THE PRC FOR THE FOLLOWING TERMS
AND CONDITIONS: PLACE OF LISTING: SHANGHAI STOCK
EXCHANGE.
S1G TO APPROVE THE ALLOTMENT AND ISSUE OF A SHARES Management For For
BY THE COMPANY IN THE PRC FOR THE FOLLOWING TERMS
AND CONDITIONS: USE OF PROCEEDS: FUNDS RAISED
FROM THE A SHARE ISSUE WILL BE USED TO REPLENISH
THE CAPITAL OF THE COMPANY.
O6 TO APPROVE THE ESTABLISHMENT OF THE CHINA LIFE Management For For
CHARITY FUND (PROVISIONAL NAME).
S1H TO APPROVE THE ALLOTMENT AND ISSUE OF A SHARES Management For For
BY THE COMPANY IN THE PRC FOR THE FOLLOWING TERMS
AND CONDITIONS: THE EXISTING AND NEW SHAREHOLDERS
WHOSE NAMES APPEAR ON THE REGISTER OF MEMBERS
OF THE COMPANY AFTER COMPLETION OF THE A SHARE
ISSUE SHALL BE ENTITLED TO SHARE THE COMPANY
S ACCUMULATED RETAINED EARNINGS AT THE TIME OF
THE A SHARE ISSUE.
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S1I TO APPROVE THE ALLOTMENT AND ISSUE OF A SHARES Management For For
BY THE COMPANY IN THE PRC FOR THE FOLLOWING TERMS
AND CONDITIONS: VALIDITY PERIOD OF THIS RESOLUTION:
THIS SPECIAL RESOLUTION SHALL BE EFFECTIVE FOR
A PERIOD OF 12 MONTHS FROM THE DATE OF THE APPROVAL
BY THE EGM.
S1J TO APPROVE THE ALLOTMENT AND ISSUE OF A SHARES Management For For
BY THE COMPANY IN THE PRC FOR THE FOLLOWING TERMS
AND CONDITIONS: THE BOARD SHALL BE AND ARE AUTHORIZED
TO DETERMINE AND DEAL WITH, AT THEIR DISCRETION
AND WITH FULL AUTHORITY, MATTERS IN RELATION
TO THE A SHARE ISSUE.
S1K TO APPROVE THE ALLOTMENT AND ISSUE OF A SHARES Management For For
BY THE COMPANY IN THE PRC FOR THE FOLLOWING TERMS
AND CONDITIONS: THE BOARD SHALL BE AND ARE AUTHORIZED
TO DETERMINE MATTERS IN RELATION TO STRATEGIC
INVESTORS (INCLUDING BUT NOT LIMITED TO THE TARGET
STRATEGIC INVESTORS, NEGOTIATION AND SIGNING
OF THE RELEVANT AGREEMENTS WITH STRATEGIC INVESTORS).
S1L TO APPROVE THE ALLOTMENT AND ISSUE OF A SHARES Management For For
BY THE COMPANY IN THE PRC FOR THE FOLLOWING TERMS
AND CONDITIONS: THE BOARD SHALL BE AND ARE AUTHORIZED
TO, AT THEIR DISCRETION AND WITH FULL AUTHORITY
SIGN OR EXECUTE ALL NECESSARY DOCUMENTS, EFFECT
AND CARRY OUT NECESSARY FORMALITIES.
O3 SUBJECT TO THE PASSING OF THE ABOVE SPECIAL RESOLUTION Management For For
1 AND CONDITIONAL UPON THE COMPLETION OF THE
A SHARE ISSUE, TO APPROVE THE ADOPTION OF THE
PROCEDURAL RULES OF THE SHAREHOLDERS GENERAL
MEETINGS AS SET OUT IN APPENDIX 2 TO THE CIRCULAR.
S2 TO APPROVE (A) THE AMENDMENTS TO THE ARTICLES Management For For
OF ASSOCIATION, AND TO AUTHORISE (B) THE BOARD
(AND ITS DELEGATES) TO MAKE FURTHER AMENDMENTS
WHICH IN THEIR OPINION MAY BE NECESSARY, DESIRABLE
AND EXPEDIENT IN ACCORDANCE WITH THE REQUIREMENTS
OF THE APPLICABLE LAWS AND REGULATIONS.
O4 SUBJECT TO THE PASSING OF THE ABOVE SPECIAL RESOLUTION Management For For
1 AND CONDITIONAL UPON THE COMPLETION OF THE
A SHARE ISSUE, TO APPROVE THE ADOPTION OF THE
PROCEDURAL RULES OF THE BOARD MEETINGS AS SET
OUT IN APPENDIX 3 TO THE CIRCULAR.
O5 SUBJECT TO THE PASSING OF THE ABOVE SPECIAL RESOLUTION Management For For
1 AND CONDITIONAL UPON THE COMPLETION OF THE
A SHARE ISSUE, TO APPROVE THE ADOPTION OF THE
PROCEDURAL RULES OF THE SUPERVISORY COMMITTEE
MEETINGS AS SET OUT IN APPENDIX 4 TO THE CIRCULAR.
- ------------------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC DEO ANNUAL MEETING DATE: 10/17/2006
ISSUER: 25243Q205 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
14 AMENDMENTS TO DIAGEO EXECUTIVE SHARE OPTION PLAN Management For For
13 ADOPTION OF DIAGEO PLC 2006 IRISH PROFIT SHARING Management For For
SCHEME
12 AUTHORITY TO MAKE EU POLITICAL DONATIONS/EXPENDITURE Management For For
11 AUTHORITY TO PURCHASE OWN ORDINARY SHARES Management For For
10 DISAPPLICATION OF PRE-EMPTION RIGHTS Management For For
09 AUTHORITY TO ALLOT RELEVANT SECURITIES Management For For
08 RE-APPOINTMENT AND REMUNERATION OF AUDITOR Management For For
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07 ELECTION OF MS LM DANON (MEMBER OF AUDIT, NOMINATION, Management For For
AND REMUNERATION COMMITTEE)
06 RE-ELECTION OF MR PS WALSH (MEMBER OF EXECUTIVE Management For For
COMMITTEE AND CHAIRMAN OF BOARD)
05 RE-ELECTION OF MR HT STITZER (MEMBER OF AUDIT, Management For For
NOMINATION, AND REMUNERATION COMMITTEE)
04 RE-ELECTION OF LORD HOLLICK OF NOTTING HILL (MEMBER Management For For
OF AUDIT, NOMINATION, REMUNERATION COMMITTEE
AND CHAIRMAN OF BOARD)
03 DECLARATION OF FINAL DIVIDEND Management For For
02 DIRECTORS REMUNERATION REPORT 2006 Management For For
01 REPORTS AND ACCOUNTS 2006 Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC AGM MEETING DATE: 10/17/2006
ISSUER: G42089113 ISIN: GB0002374006
SEDOL: 0237400, 5409345, B01DFS0, 5399736, 5460494
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE DIRECTORS AND THE AUDITOR S REPORTS Management For *Management Position Unknown
AND THE ACCOUNTS FOR THE YE 30 JUN 2006
2. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For *Management Position Unknown
THE YE 30 JUN 2006
3. APPROVE THE FINAL DIVIDEND OF 19.15 PENCE PER Management For *Management Position Unknown
ORDINARY SHARE
4. RE-ELECT LORD HOLLICK OF NOTTING HILL AS A DIRECTOR Management For *Management Position Unknown
5. RE-ELECT MR. H. TODD STITZER AS A DIRECTOR Management For *Management Position Unknown
6. RE-ELECT MR. PAUL S. WALSH AS A DIRECTOR Management For *Management Position Unknown
7. RE-ELECT MR. LAURENCE M. DANON AS A DIRECTOR Management For *Management Position Unknown
8. RE-APPOINT KPMG AUDIT PLC AS THE AUDITOR OF THE Management For *Management Position Unknown
COMPANY UNTIL THE CONCLUSION OF THE NEXT AGM
AT WHICH THE ACCOUNTS ARE LAID BEFORE THE COMPANY
AND AUTHORIZE THE BOARD TO DETERMINE THEIR REMUNERATION
9. AUTHORIZE THE DIRECTORS, IN SUBSTITUTION FOR Management For *Management Position Unknown
ALL OTHER SUCH AUTHORITIES, TO ANY ISSUE OF RELEVANT
SECURITIES SECTION 80 OF THE COMPANIES ACT 1985
AS AMENDED MADE OR OFFERED OR AGREED TO BE
MADE PURSUANT TO SUCH AUTHORITIES PRIOR TO THIS
RESOLUTION BEING PASSED, TO ALLOT RELEVANT SECURITIES
UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 268,684,000
FOR THE PURPOSES AND ON THE TERMS OF THE ARTICLE
10(B) OF THE COMPANY S ARTICLE OF ASSOCIATION
AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION
OF THE NEXT AGM OF THE COMPANY OR 16 JAN 2008
14. AMEND THE DIAGEO EXECUTIVE SHARE OPTION PLAN Management For *Management Position Unknown
AS SPECIFIED
S.10 AUTHORIZE THE DIRECTORS, FOR THE PURPOSES AND Management For *Management Position Unknown
ON THE TERMS OF ARTICLE 10(C) OF THE COMPANY
S ARTICLES OF ASSOCIATION, PURSUANT TO SECTION
95 OF THE COMPANIES ACT 1985 AS AMENDED , TO
ALLOT EQUITY SECURITIES SECTION 94 OF THAT ACT
FOR CASH PURSUANT TO THE AUTHORITY CONFERRED
BY THE PREVIOUS RESOLUTION AND/OR WHERE SUCH
ALLOTMENT CONSTITUTES AN ALLOTMENT OF EQUITY
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Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 13 of 141
SECURITIES BY VIRTUE OF SECTION 94(3A) OF THAT
ACT, DISAPPLYING SECTION 89(1) OF THAT ACT, PROVIDED
THAT THIS POWER IS LIMITED TO THE ALLOTMENT OF
EQUITY SECURITIES; AUTHORITY EXPIRES THE EARLIER
OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY
OR ON 16 JAN 2008; AND THE DIRECTORS MAY SO
ALLOT IN ACCORDANCE WITH ARTICLE 10(C) THE SECTION
95 PRESCRIBED AMOUNT REFERRED TO IN ARTICLE 10
(C) SHALL BE GBP 44,140,000
S.11 AUTHORIZE THE COMPANY FOR THE PURPOSES OF SECTION Management For *Management Position Unknown
166 OF THE COMPANIES ACT 1985 AS AMENDED TO
MAKE MARKET PURCHASES SECTION 163 OF THAT ACT
OF UP TO 278,571,000 OF ITS ORDINARY SHARES
OF 28 101/108 PENCE EACH, AT A MINIMUM PRICE
OF 28 101/108 PENCE AND THE MAXIMUM PRICE WHICH
MAY BE PAID IS AN AMOUNT EQUAL TO 105% OF THE
AVERAGE MIDDLE MARKET QUOTATIONS FOR AN ORDINARY
SHARES AS DERIVED FROM THE LONDON STOCK EXCHANGE
DAILY OFFICIAL LIST, OVER THE PREVIOUS 5 BUSINESS
DAYS; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION
OF THE NEXT AGM OR ON 16 JAN 2008 ; THE COMPANY,
BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE
ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED
WHOLLY OR PARTLY AFTER SUCH EXPIRY
12. AUTHORIZE THE COMPANY, FOR THE PURPOSES OF SECTION Management For *Management Position Unknown
347C OF THE COMPANIES ACT 1985 AS AMENDED TO
MAKE DONATIONS TO EU POLITICAL ORGANIZATIONS
SECTION 347(A) OF THAT ACT NOT EXCEEDING GBP
200,000 IN TOTAL AND TO INCUR EU POLITICAL EXPENDITURE
SECTION 347(A) OF THAT ACT NOT EXCEEDING GBP
200,000 IN TOTAL DURING THE BEGINNING WITH THE
DATE OF PASSING OF THIS RESOLUTION AND ENDING
AT THE END OF THE NEXT AGM OF THE COMPANY OR
ON 16 JAN 2008; AND APPROVE THE AGGREGATE AMOUNT
OF THE DONATIONS MADE AND POLITICAL EXPENDITURE
INCURRED BY THE COMPANY PURSUANT TO THIS RESOLUTION
SHALL NOT EXCEED GBP 200,000
13. APPROVE AND ADOPT THE DIAGEO PLC 2006 IRISH PROFIT Management For *Management Position Unknown
SHARING SCHEME AS SPECIFIED; AND AUTHORIZE THE
BOARD TO DO ALL ACTS AND THINGS WHICH IT MAY
CONSIDER NECESSARY OR DESIRABLE TO CARRY THE
SAME INTO EFFECT AND TO MAKE SUCH CHANGES AS
IT MAY CONSIDER APPROPRIATE FOR THAT PURPOSE,
INCLUDING MAKING ANY CHANGES REQUIRED BY THE
IRISH REVENUE COMMISSIONERS
- ------------------------------------------------------------------------------------------------------------------------------------
BHP BILLITON PLC BBL AGM MEETING DATE: 10/26/2006
ISSUER: G10877101 ISIN: GB0000566504
SEDOL: B02S6G9, 4878333, 6016777, 0056650, 5359730
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE FINANCIAL STATEMENTS FOR BHP BILLITON Management For *Management Position Unknown
PLC FOR THE YE 30 JUN 2006, TOGETHER WITH THE
DIRECTORS REPORT, THE AUDITORS REPORT AS SET
OUT IN THE ANNUAL REPORT
ProxyEdge - Investment Company Report
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Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 14 of 141
2. RECEIVE THE FINANCIAL STATEMENTS FOR BHP BILLITON Management For *Management Position Unknown
LIMITED FOR THE YE 30 JUN 2006, TOGETHER WITH
THE DIRECTORS REPORT, THE AUDITORS REPORT AS
SET OUT IN THE ANNUAL REPORT
3. ELECT MR. PAUL M. ANDERSON AS A DIRECTOR OF BHP Management For *Management Position Unknown
BILLITON PLC
4. ELECT MR. PAUL M. ANDERSON AS A DIRECTOR OF BHP Management For *Management Position Unknown
BILLITON LIMITED
5. ELECT MR. MARIUS J. KLOPPERS AS A DIRECTOR OF Management For *Management Position Unknown
BHP BILLITON PLC
6. ELECT MR. MARIUS J. KLOPPERS AS A DIRECTOR OF Management For *Management Position Unknown
BHP BILLITON LIMITED
7. ELECT MR. CHRIS J. LYNCH AS A DIRECTOR OF BHP Management For *Management Position Unknown
BILLITON PLC
8. ELECT MR. CHRIS J. LYNCH AS A DIRECTOR OF BHP Management For *Management Position Unknown
BILLITON LIMITED
9. ELECT MR. JACQUES NASSER AS A DIRECTOR OF BHP Management For *Management Position Unknown
BILLITON PLC
10. ELECT MR. JACQUES NASSER AS A DIRECTOR OF BHP Management For *Management Position Unknown
BILLITON LIMITED
11. RE-ELECT MR. DAVID A. CRAWFORD AS A DIRECTOR Management For *Management Position Unknown
OF BHP BILLITON PLC
12. RE-ELECT MR. DAVID A. CRAWFORD AS A DIRECTOR Management For *Management Position Unknown
OF BHP BILLITON LIMITED
13. RE-ELECT MR. DON R. ARGUS AS A DIRECTOR OF BHP Management For *Management Position Unknown
BILLITON PLC, WHO RETIRES BY ROTATION
14. RE-ELECT MR. DON R. ARGUS AS A DIRECTOR OF BHP Management For *Management Position Unknown
BILLITON LIMITED, WHO RETIRES BY ROTATION
15. RE-ELECT DR. DAVID C. BRINK AS A DIRECTOR OF Management For *Management Position Unknown
BHP BILLITON PLC, WHO RETIRES BYROTATION
16. RE-ELECT DR. DAVID C. BRINK AS A DIRECTOR OF Management For *Management Position Unknown
BHP BILLITON LIMITED, WHO RETIRES BY ROTATION
17. RE-ELECT DR. JOHN G.S. BUCHANAN AS A DIRECTOR Management For *Management Position Unknown
OF BHP BILLITON PLC, WHO RETIRES BY ROTATION
18. RE-ELECT DR. JOHN G.S. BUCHANAN AS A DIRECTOR Management For *Management Position Unknown
OF BHP BILLITON LIMITED, WHO RETIRES BY ROTATION
19. RE-ELECT DR. JOHN M. SCHUBERT AS A DIRECTOR OF Management For *Management Position Unknown
BHP BILLITON PLC, WHO RETIRES BY ROTATION
20. RE-ELECT DR. JOHN M. SCHUBERT AS A DIRECTOR OF Management For *Management Position Unknown
BHP BILLITON LIMITED, WHO RETIRES BY ROTATION
26. APPROVE THE REMUNERATION REPORT FOR THE 30 JUN Management For *Management Position Unknown
2006
21. RE-APPOINT KPMG AUDIT PLC AS THE AUDITOR OF BHP Management For *Management Position Unknown
BILLITON PLC AND AUTHORIZE THE DIRECTORS TO AGREE
ITS REMUNERATION
22. APPROVE THAT THE AUTHORITY AND POWER TO ALLOT Management For *Management Position Unknown
RELEVANT SECURITIES CONFERRED ON THE DIRECTORS
BY ARTICLE 9 OF BHP BILLITON PLC S ARTICLES OF
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Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 15 of 141
ASSOCIATION BE RENEWED FOR THE PERIOD ENDING
ON THE LATER OF THE AGM OF BHP BILLITON PLC AND
THE AGM OF BHP BILLITON LIMITED IN 2007 AND FOR
SUCH PERIOD THE SECTION 80 AMOUNT UNDER THE
UNITED KINGDOM COMPANIES ACT 1985 SHALL BE USD
276,686,499.00
S.23 APPROVE THAT THE AUTHORITY AND POWER TO ALLOT Management For *Management Position Unknown
EQUITY SECURITIES FOR CASH CONFERRED ON THE DIRECTORS
BY ARTICLE 9 OF BHP BILLITON PLC S ARTICLES OF
ASSOCIATION BE RENEWED FOR THE PERIOD ENDING
ON THE LATER OF THE AGM OF BHP BILLITON PLC AND
THE AGM OF BHP BILLITON LIMITED IN 2007 AND FOR
SUCH PERIOD THE SECTION 89 AMOUNT UNDER THE
UNITED KINGDOM COMPANIES ACT 1985 SHALL BE USD
61,703,675.00
S.24 AUTHORIZE BHP BILLITON PLC, IN ACCORDANCE WITH Management For *Management Position Unknown
ARTICLE 6 OF ITS ARTICLES OF ASSOCIATION AND
SECTION 166 OF THE UNITED KINGDOM COMPANIES ACT
1985, TO MAKE MARKET PURCHASES SECTION 163 OF
THAT ACT OF ORDINARY SHARES OF USD 0.50 NOMINAL
VALUE EACH IN THE CAPITAL OF BHP BILLITON PLC
SHARES PROVIDED THAT: A) THE MAXIMUM AGGREGATE
NUMBER OF SHARES HEREBY AUTHORIZED TO BE PURCHASED
BE 246,814,700, BEING 10% OF BHP BILLITON PLC
S ISSUED CAPITAL; B) THE MINIMUM PRICE THAT MAY
BE PAID FOR EACH SHARE IS USD 0.50, BEING THE
NOMINAL VALUE OF SUCH A SHARE; C) THE MAXIMUM
PRICE THAT MAY BE PAID FOR ANY SHARE IS NOT MORE
THAN 5% ABOVE THE AVERAGE OF THE MIDDLE MARKET
QUOTATIONS FOR A SHARE TAKEN FROM THE LONDON
STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE 5
BUSINESS DAYS IMMEDIATELY PRECEDING THE DATE
OF PURCHASE OF THE SHARES; AUTHORITY EXPIRES
ON THE EARLIER OF 25 APR 2008 AND THE LATER OF
THE AGM OF BHP BILLITON PLC AND THE AGM OF BHP
BILLITON LIMITED IN 2007 ; BHP BILLITON PLC MAY
ENTER INTO A CONTRACT FOR THE PURCHASE OF SHARES
BEFORE THE EXPIRY OF THIS AUTHORITY WHICH WOULD
OR MIGHT BE COMPLETED WHOLLY OR PARTLY AFTER
SUCH EXPIRY
S25.1 APPROVE TO REDUCE THE SHARE CAPITAL OF BHP BILLITON Management For *Management Position Unknown
PLC BY THE CANCELLATION OF ALL THE ISSUED PAID
UP SHARES OF USD 0.50 NOMINAL VALUE EACH HELD
BY BHP BILLITON LIMITED OR ONE OF ITS SUBSIDIARIES
WITHIN THE MEANING OF SECTION 736(1) OF THE
UNITED KINGDOM COMPANIES ACT 1985 ON 31 DEC
2006
S25.2 APPROVE TO REDUCE THE SHARE CAPITAL OF BHP BILLITON Management For *Management Position Unknown
PLC BY THE CANCELLATION OF ALL THE ISSUED PAID
UP SHARES OF USD 0.50 NOMINAL VALUE EACH HELD
BY BHP BILLITON LIMITED OR ONE OF ITS SUBSIDIARIES
WITHIN THE MEANING OF SECTION 736(1) OF THE
UNITED KINGDOM COMPANIES ACT 1985 ON 31 MAR
2007
S25.3 APPROVE TO REDUCE THE SHARE CAPITAL OF BHP BILLITON Management For *Management Position Unknown
PLC BY THE CANCELLATION OF ALL THE ISSUED PAID
UP SHARES OF USD 0.50 NOMINAL VALUE EACH HELD
BY BHP BILLITON LIMITED OR ONE OF ITS SUBSIDIARIES
WITHIN THE MEANING OF SECTION 736(1) OF THE
UNITED KINGDOM COMPANIES ACT 1985 ON 15 MAY
2007
S25.4 APPROVE TO REDUCE THE SHARE CAPITAL OF BHP BILLITON Management For *Management Position Unknown
PLC BY THE CANCELLATION OF ALL THE ISSUED PAID
UP SHARES OF USD 0.50 NOMINAL VALUE EACH HELD
BY BHP BILLITON LIMITED OR ONE OF ITS SUBSIDIARIES
WITHIN THE MEANING OF SECTION 736(1) OF THE
UNITED KINGDOM COMPANIES ACT 1985 ON 30 JUN
2007
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S25.5 APPROVE TO REDUCE THE SHARE CAPITAL OF BHP BILLITON Management For *Management Position Unknown
PLC BY THE CANCELLATION OF ALL THE ISSUED PAID
UP SHARES OF USD 0.50 NOMINAL VALUE EACH HELD
BY BHP BILLITON LIMITED OR ONE OF ITS SUBSIDIARIES
WITHIN THE MEANING OF SECTION 736(1) OF THE
UNITED KINGDOM COMPANIES ACT 1985 ON 30 SEP
2007
S25.6 APPROVE TO REDUCE THE SHARE CAPITAL OF BHP BILLITON Management For *Management Position Unknown
PLC BY THE CANCELLATION OF ALL THE ISSUED PAID
UP SHARES OF USD 0.50 NOMINAL VALUE EACH HELD
BY BHP BILLITON LIMITED OR ONE OF ITS SUBSIDIARIES
WITHIN THE MEANING OF SECTION 736(1) OF THE
UNITED KINGDOM COMPANIES ACT 1985 ON 15 NOV
2007
27. APPROVE, FOR ALL THE PURPOSES, INCLUDING FOR Management For *Management Position Unknown
THE PURPOSE OF ASX LISTING RULE 10.14, THE GRANT
OF DEFERRED SHARES AND THE OPTIONS UNDER THE
BHP BILLITON LIMITED GROUP INCENTIVE SCHEME
GIS AND THE GRANT OF PERFORMANCE SHARES UNDER
THE BHP BILLITON LIMITED LONG TERM INCENTIVE
PLAN LTIP TO THE EXECUTIVE DIRECTOR AND THE
CHIEF EXECUTIVE OFFICER, MR. CHARLES W. GOODYEAR,
IN THE MANNER AS SPECIFIED
30. APPROVE THE ESTABLISHMENT, OPERATION AND ADMINISTRATION Management For *Management Position Unknown
OF A BHP BILLITON LIMITED GLOBAL EMPLOYEE SHARE
PLAN, AS SPECIFIED AND BHP BILLITON PLC GLOBAL
EMPLOYEE SHARE PLAN, AS SPECIFIED
28. APPROVE, FOR ALL PURPOSES, INCLUDING FOR THE Management For *Management Position Unknown
PURPOSE OF ASX LISTING RULE 10.14, THE GRANT
OF DEFERRED SHARES AND OPTIONS UNDER THE BHP
BILLITON PLC GROUP INCENTIVE SCHEME AND THE GRANT
OF PERFORMANCE SHARES UNDER THE BHP BILLITON
PLC LONG TERM INCENTIVE PLAN TO THE EXECUTIVE
DIRECTOR AND THE GROUP PRESIDENT NON-FERROUS
MATERIALS, MR. MARIUS J. KLOPPERS, IN THE MANNER
AS SPECIFIED
29. APPROVE, FOR ALL PURPOSES, INCLUDING FOR THE Management For *Management Position Unknown
PURPOSE OF ASX LISTING RULE 10.14, THE GRANT
OF DEFERRED SHARES AND OPTIONS UNDER THE BHP
BILLITON LIMITED GROUP INCENTIVE SCHEME AND THE
GRANT OF PERFORMANCE SHARES UNDER THE BHP BILLITON
LIMITED LONG TERM INCENTIVE PLAN TO THE EXECUTIVE
DIRECTOR AND THE GROUP PRESIDENT CARBON STEEL
MATERIALS, MR. CHRIS J. LYNCH, IN THE MANNER
AS SPECIFIED
31. APPROVE: TO CHANGE THE MAXIMUM AGGREGATE REMUNERATION Management For *Management Position Unknown
WHICH MAY BE PAID BY BHP BILLITON PLC TO ALL
THE NON-EXECUTIVE DIRECTORS IN ANY YEAR TOGETHER
WITH THE REMUNERATION PAID TO THOSE NON-EXECUTIVE
DIRECTORS BY BHP BILLITON LIMITED FROM AUD 3,000,000
TO USD 3,000,000; AND THAT THIS INCREASE, FOR
ALL PURPOSES, INCLUDING FOR THE PURPOSES OF ARTICLE
76 OF THE ARTICLES OF ASSOCIATION OF BHP BILLITON
PLC AND ASX LISTING RULE 10.17
32. APPROVE: TO CHANGE THE MAXIMUM AGGREGATE REMUNERATION Management For *Management Position Unknown
WHICH MAY BE PAID BY BHP BILLITON LIMITED TO
ALL THE NON-EXECUTIVE DIRECTORS IN ANY YEAR TOGETHER
WITH THE REMUNERATION PAID TO THOSE NON-EXECUTIVE
DIRECTORS BY BHP BILLITON PLC FROM AUD 3,000,000
TO USD 3,000,000; AND THAT THIS INCREASE, FOR
ALL PURPOSES, INCLUDING FOR THE PURPOSES OF RULE
76 OF THE CONSTITUTION OF BHP BILLITON LIMITED
AND ASX LISTING RULE 10.17
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 17 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
PUBLISHING AND BROADCASTING LIMITED PBL AGM MEETING DATE: 10/26/2006
ISSUER: Q7788C108 ISIN: AU000000PBL6
SEDOL: B02PBH6, 6637082, 5636820
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND APPROVE THE CONSOLIDATED FINANCIAL Non-Voting *Management Position Unknown
STATEMENTS OF THE COMPANY AND ITS CONTROLLED
ENTITIES, AND THE REPORTS OF THE DIRECTORS AND
THE AUDITORS FOR THE FYE 30 JUN 2006
2.A ELECT MR. CHRISTOPHER CORRIGAN AS A DIRECTOR, Management For *Management Position Unknown
WHO RETIRES IN ACCORDANCE WITH THE CLAUSE 6.1(E)
OF THE COMPANY S CONSTITUTION
4. ADOPT THE REMUNERATION REPORT FOR THE YE 30 JUN Management For *Management Position Unknown
2006
5. APPROVE, FOR THE PURPOSE OF ASX LISTING RULE Management For *Management Position Unknown
10.11, THE ISSUE OF 5,400,000 FULLY PAID ORDINARY
SHARES IN THE CAPITAL OF PBL TO ANCARAC PTY LIMITED
ABN 80 055 253 891, A COMPANY CONTROLLED BY MR.
JAMES PACKER, A DIRECTOR OF PBL, ON THE TERMS
SET OUT AS SPECIFIED
2.B ELECT MR. GEOFFREY DIXON AS A DIRECTOR, WHO RETIRES Management For *Management Position Unknown
IN ACCORDANCE WITH THE CLAUSE 6.1(E) OF THE COMPANY
S CONSTITUTION
2.C ELECT MR. MICHAEL JOHNSTON AS A DIRECTOR, WHO Management For *Management Position Unknown
RETIRES IN ACCORDANCE WITH THE CLAUSE 6.1(E)
OF THE COMPANY S CONSTITUTION
2.D ELECT MR. DAVID LOWY AS A DIRECTOR, WHO RETIRES Management For *Management Position Unknown
IN ACCORDANCE WITH THE CLAUSE 6.1(E) OF THE COMPANY
S CONSTITUTION
2.E ELECT MR. CHRISTOPHER MACKAY AS A DIRECTOR, WHO Management For *Management Position Unknown
RETIRES IN ACCORDANCE WITH THE CLAUSE 6.1(E)
OF THE COMPANY S CONSTITUTION
2.F RE-ELECT MR. ROWEN CRAIGIE AS A DIRECTOR, WHO Management For *Management Position Unknown
RETIRES BY ROTATION IN ACCORDANCE WITH THE CLAUSE
6.1(F) OF THE COMPANY S CONSTITUTION
2.G RE=ELECT MR. RICHARD TURNER AS A DIRECTOR, WHO Management For *Management Position Unknown
RETIRES BY ROTATION IN ACCORDANCE WITH THE CLAUSE
6.1(F) OF THE COMPANY S CONSTITUTION
3.A APPROVE, FOR THE PURPOSE OF ASX LISTING RULE Management For *Management Position Unknown
10.14, TO THE ACQUISITION OF 300,000 ORDINARY
SHARES IN THE COMPANY BY MR. CHRISTOPHER ANDERSON
UNDER AND IN ACCORDANCE WITH THE PBL EXECUTIVE
SHARE PLAN
3.B APPROVE, FOR THE PURPOSE OF ASX LISTING RULE Management For *Management Position Unknown
10.14, TO THE ACQUISITION OF 1,300,000 ORDINARY
SHARES IN THE COMPANY BY MR. JOHN ALEXANDER UNDER
AND IN ACCORDANCE WITH THE PBL EXECUTIVE SHARE
PLAN
3.C APPROVE, FOR THE PURPOSE OF ASX LISTING RULE Management For *Management Position Unknown
10.14, TO THE ACQUISITION OF 850,000 ORDINARY
SHARES IN THE COMPANY BY MR. ROWEN CRAIGIE UNDER
AND IN ACCORDANCE WITH THE PBL EXECUTIVE SHARE
PLAN
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 18 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
LINEAR TECHNOLOGY CORPORATION LLTC ANNUAL MEETING DATE: 11/01/2006
ISSUER: 535678106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY
1, 2007.
01 DIRECTOR Management For
ROBERT H. SWANSON, JR. Management For For
DAVID S. LEE Management For For
LOTHAR MAIER Management For For
RICHARD M. MOLEY Management For For
THOMAS S. VOLPE Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
COACH, INC. COH ANNUAL MEETING DATE: 11/02/2006
ISSUER: 189754104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
LEW FRANKFORT Management For For
SUSAN KROPF Management For For
GARY LOVEMAN Management For For
IVAN MENEZES Management For For
IRENE MILLER Management For For
KEITH MONDA Management For For
MICHAEL MURPHY Management For For
JIDE ZEITLIN Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
HARMAN INTERNATIONAL INDUSTRIES, INC HAR ANNUAL MEETING DATE: 11/02/2006
ISSUER: 413086109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
EDWARD H. MEYER Management For For
GINA HARMAN Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 19 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
PERNOD-RICARD, PARIS EGM MEETING DATE: 11/07/2006
ISSUER: F72027109 ISIN: FR0000120693 BLOCKING
SEDOL: B043D05, 4427100, 4682329, B030Q53, B10S419, 4682318
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown
YOU.
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE Non-Voting *Management Position Unknown
SEE HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE
INFORMATION. VERIFICATION PERIOD: REGISTERED
SHARES: 1 TO 5 DAYS PRIOR TO THE MEETING DATE,
DEPENDS ON COMPANY S BY-LAWS. BEARER SHARES:
6 DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT
SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE
PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO
OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND
DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT
SHAREOWNERS: PROXY CARDS: ADP WILL FORWARD
VOTING INSTRUCTIONS TO THE GLOBAL CUSTODIANS
THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON
ADP VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN
THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN.
IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN
ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT
ADP. TRADES/VOTE INSTRUCTIONS: SINCE FRANCE
MAINTAINS A VERIFICATION PERIOD, FOR VOTE INSTRUCTIONS
SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL)
FOR EITHER THE FULL SECURITY POSITION OR A PARTIAL
AMOUNT AFTER THE VOTE INSTRUCTION HAS BEEN SUBMITTED
TO ADP AND THE GLOBAL CUSTODIAN ADVISES ADP OF
THE POSITION CHANGE VIA THE ACCOUNT POSITION
COLLECTION PROCESS, ADP HAS A PROCESS IN EFFECT
WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE
NEW ACCOUNT POSITION AVAILABLE FOR VOTING. THIS
WILL ENSURE THAT THE LOCAL CUSTODIAN IS INSTRUCTED
TO AMEND THE VOTE INSTRUCTION AND RELEASE THE
SHARES FOR SETTLEMENT OF THE SALE TRANSACTION.
THIS PROCEDURE PERTAINS TO SALE TRANSACTIONS
WITH A SETTLEMENT DATE PRIOR TO MEETING DATE
+ 1
Take No
O.1 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management Action *Management Position Unknown
AND THE AUDITORS AND APPROVE THE COMPANY S FINANCIAL
STATEMENTS AND THE BALANCE SHEET FOR THE YE IN
2006, AS PRESENTED
Take No
O.2 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management Action *Management Position Unknown
AND THE STATUTORY AUDITORS AND APPROVE THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE SAID FY, IN THE
FORM PRESENTED TO THE MEETING
Take No
O.3 ACKNOWLEDGE THAT: (-) EARNINGS FOR THE FY AMOUNT Management Action *Management Position Unknown
TO EUR 56,193,655.94 (-) RETAINED EARNINGS AMOUNT
TO EUR 364,691,170.04 (-) DISTRIBUTABLE INCOME,
AFTER ALLOCATION TO THE LEGAL RESERVE UP TO EUR
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 20 of 141
2,809,682.80, AMOUNTS TO EUR 418,075,143.18 (-)
DECIDES TO DISTRIBUTE TO THE SHAREHOLDERS A TOTAL
DIVIDEND OF EUR 237,034,826.28, I.E. A DIVIDEND
OF EUR 2.52 PER SHARE (-) DECIDES TO ALLOCATE
THE BALANCE OF THE DISTRIBUTABLE INCOME TO THE
RETAINED EARNINGS: EUR 181,040,316.90 AS AN INTERIM
DIVIDEND OF EUR 1.12 WAS ALREADY PAID ON 05 JUL
2006, THE SHAREHOLDERS WILL RECEIVE THE BALANCE
OF EUR 1.40 ON 15 NOV 2006, THIS DIVIDEND WILL
ENTITLE TO THE 40% ALLOWANCE PROVIDED BY THE
FRENCH TAX CODE, I.E. EUR 1.008 PER SHARE IN
THE EVENT THAT THE COMPANY HOLDS SOME OF ITS
OWN SHARES ON SUCH DATE, THE AMOUNT OF THE UNPAID
DIVIDEND ON SUCH SHARES SHALL BE ALLOCATED TO
THE RETAINED EARNINGS ACCOUNT AS REQUIRED BY
LAW
Take No
O.4 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management Action *Management Position Unknown
AGREEMENTS GOVERNED BY ARTICLE L.225-38 OF THE
FRENCH COMMERCIAL CODE AND APPROVE THE AGREEMENTS
ENTERED INTO OR WHICH REMAINED IN FORCE DURING
THE FY
Take No
O.5 APPROVE TO RENEW THE APPOINTMENT OF MR. FRANCOIS Management Action *Management Position Unknown
GERARD AS A DIRECTOR FOR A 4YEAR PERIOD
Take No
O.6 APPROVE TO AWARD TOTAL ANNUAL FEES OF EUR 600,000.00 Management Action *Management Position Unknown
TO THE BOARD OF DIRECTORS
Take No
O.7 AUTHORIZE THE BOARD OF DIRECTORS: TO TRADE IN Management Action *Management Position Unknown
THE COMPANY S SHARES ON THE STOCK MARKET, SUBJECT
TO THE MAXIMUM PURCHASE PRICE: EUR 250.00, MAXIMUM
NUMBER OF SHARES TO BE ACQUIRED: 10% OF THE NUMBER
OF SHARES COMPRISING THE SHARE CAPITAL, I.E.
9,406,143 SHARES, MAXIMUM FUNDS INVESTED IN THE
SHARE BUYBACKS: EUR 2,351,535,750.00; AUTHORITY
EXPIRES AT THE END OF 18 MONTHS ; THIS AUTHORIZATION
SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS MEETING OF 10 NOV
2005; TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
Take No
E.8 AUTHORIZE THE BOARD OF DIRECTORS: TO REDUCE THE Management Action *Management Position Unknown
SHARE CAPITAL, ON ONE OR MOREOCCASIONS, BY CANCELING
ALL OR PART OF THE SHARES HELD BY THE COMPANY
IN CONNECTION WITH THE STOCK REPURCHASE PLAN
DECIDED IN RESOLUTION NO.7, UP TO A MAXIMUM OF
10% OF THE CAPITAL; AUTHORITY EXPIRES AT THE
END OF 24 MONTHS ; IT CANCELS AND REPLACES THE
ONE GRANTED BY THE SHAREHOLDERS MEETING OF 10
NOV 2005; TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
Take No
E.9 AUTHORIZE THE BOARD OF DIRECTORS: TO GRANT, IN Management Action *Management Position Unknown
ONE OR MORE TRANSACTIONS, AT ITS SOLE DISCRETION,
TO EMPLOYEES AND EXECUTIVES OF THE COMPANY AND
RELATED COMPANIES, OPTIONS GIVING THE RIGHT EITHER
TO SUBSCRIBE FOR NEW SHARES IN THE COMPANY TO
BE ISSUED, OR TO PURCHASE EXISTING SHARES, IT
BEING PROVIDED THAT THE OPTIONS SHALL NOT GIVE
RIGHTS TO A TOTAL NUMBER OF SHARES, WHICH SHALL
EXCEED 5% OF THE SHARE CAPITAL; AUTHORITY EXPIRES
AT THE END OF 38 MONTHS ; IT CANCELS AND REPLACES
THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED
BY THE SHAREHOLDERS MEETING OF 17 MAY 2004;
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 21 of 141
Take No
E.10 AUTHORIZE THE BOARD OF DIRECTORS, IN THE EVENT Management Action *Management Position Unknown
OF A PUBLIC OFFER CONCERNING THE COMPANY, IN
ORDER TO ISSUE, IN ONE OR MORE OCCASIONS, WARRANTS
TO SUBSCRIBE FOR 1 OR MORE SHARES IN THE COMPANY,
THE PAR VALUE OF THE COMMON SHARES TO BE ISSUED
THROUGH THE EXERCISE OF THESE WARRANTS SHALL
NOT EXCEED EUR 145,000,000.00 THESE WARRANTS
WILL BE ALLOCATED FOR FREE; AUTHORITY EXPIRES
AT THE END OF 18 MONTHS
Take No
E.11 AUTHORIZE THE BOARD OF DIRECTORS: TO INCREASE Management Action *Management Position Unknown
THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS,
AT ITS SOLE DISCRETION, IN FRANCE OR ABROAD,
IN FAVOR OF MEMBERS OF A COMPANY SAVINGS PLAN,
AND FOR A TOTAL NUMBER OF SHARES THAT SHALL NOT
EXCEED 2% OF THE COMPANY SHARE CAPITAL, IT CANCELS
AND REPLACES THE ONE GRANTED BY THE SHAREHOLDERS
MEETING OF 10 NOV 2005; AUTHORITY EXPIRES AT
THE END OF 26 MONTHS ; TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
Take No
E.13 AMEND THE ARTICLE NUMBER 32 OF THE BYLAWS Management Action *Management Position Unknown
Take No
E.12 APPROVE TO REDUCE THE SHARE CAPITAL OF EUR 9,947,999.20 Management Action *Management Position Unknown
BY CANCELING THE 3,209,032 SHARES TRANSFERRED
BY SANTA LINA, FROM EUR 291,590,460.90 TO EUR
281,642,461.70 AND THUS REDUCING THE NUMBER OF
SHARES IN THE COMPANY FROM 94,061,439 TO 90,852,407
AND TO CHARGE THE AMOUNT CORRESPONDING TO THE
DIFFERENCE BETWEEN THE BOOK VALUE OF THE 3,209,032
SHARES AND THE PAR VALUE OF THE SHARES, I.E.
EUR 462,036,427.36 AGAINST THE CONVERSION PREMIUM
ACCOUNT AND AUTHORIZE THE BOARD OF DIRECTORS
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
Take No
E.14 GRANT FULL POWERS TO THE BEARER OF AN ORIGINAL, Management Action *Management Position Unknown
A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER
FORMALITIES PRESCRIBED BY LAW
- ------------------------------------------------------------------------------------------------------------------------------------
GOLD FIELDS LIMITED GFI ANNUAL MEETING DATE: 11/10/2006
ISSUER: 38059T106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
S01 ACQUISITION OF COMPANY S OWN SHARES Management For For
O13 INCREASE OF DIRECTORS FEES Management For For
O12 AWARD OF RIGHTS TO NON-EXECUTIVE DIRECTORS UNDER Management For For
THE GOLD FIELDS LIMITED 2005 NON-EXECUTIVE SHARE
PLAN
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 22 of 141
O11 REVOCATION OF ERRONEOUS AND PLACEMENT OF UNISSUED Management For For
SHARES FOR THE PURPOSE OF THE GF MANAGEMENT INCENTIVE
SCHEME.
O10 REVOCATION OF ERRONEOUS AND PLACEMENT OF UNISSUED Management For For
SHARES FOR THE PURPOSE OF THE GOLD FIELDS LIMITED
2005 SHARE PLAN.
O9 ISSUING EQUITY SECURITIES FOR CASH Management For For
O8 PLACEMENT OF SHARES UNDER THE CONTROL OF THE DIRECTORS Management For For
O7 RE-ELECTION OF MR R L PENNANT-REA AS A DIRECTOR Management For For
O6 RE-ELECTION OF MR N J HOLLAND AS A DIRECTOR Management For For
O5 RE-ELECTION OF PROFESSOR G J GERWEL AS A DIRECTOR Management For For
O4 RE-ELECTION OF MR I D COCKERILL AS A DIRECTOR Management For For
O3 RE-ELECTION OF MR D M J NCUBE AS A DIRECTOR Management For For
O2 RE-ELECTION OF MR J G HOPWOOD AS A DIRECTOR Management For For
O1 ADOPTION OF FINANCIAL STATEMENTS Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION MSFT ANNUAL MEETING DATE: 11/14/2006
ISSUER: 594918104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: WILLIAM H. GATES III Management For For
1B ELECTION OF DIRECTOR: STEVEN A. BALLMER Management For For
1C ELECTION OF DIRECTOR: JAMES I. CASH JR. Management For For
1D ELECTION OF DIRECTOR: DINA DUBLON Management For For
1E ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Management For For
1F ELECTION OF DIRECTOR: DAVID F. MARQUARDT Management For For
1G ELECTION OF DIRECTOR: CHARLES H. NOSKI Management For For
1H ELECTION OF DIRECTOR: HELMUT PANKE Management For For
1I ELECTION OF DIRECTOR: JON A. SHIRLEY Management For For
02 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY S INDEPENDENT AUDITOR
03 SHAREHOLDER PROPOSAL - RESTRICTION ON SELLING Shareholder Against For
PRODUCTS AND SERVICES TO FOREIGN GOVERNMENTS
04 SHAREHOLDER PROPOSAL - SEXUAL ORIENTATION IN Shareholder Against For
EQUAL EMPLOYMENT OPPORTUNITY POLICY
05 SHAREHOLDER PROPOSAL - HIRING OF PROXY ADVISOR Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. CSCO ANNUAL MEETING DATE: 11/15/2006
ISSUER: 17275R102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CAROL A. BARTZ Management For For
M. MICHELE BURNS Management For For
MICHAEL D. CAPELLAS Management For For
LARRY R. CARTER Management For For
JOHN T. CHAMBERS Management For For
DR. JOHN L. HENNESSY Management For For
RICHARD M. KOVACEVICH Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 23 of 141
RODERICK C. MCGEARY Management For For
STEVEN M. WEST Management For For
JERRY YANG Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS CISCO S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY
28, 2007.
03 PROPOSAL SUBMITTED BY A SHAREHOLDER URGING THE Shareholder Against For
BOARD OF DIRECTORS TO ADOPT A POLICY THAT A SIGNIFICANT
PORTION OF FUTURE EQUITY COMPENSATION GRANTS
TO SENIOR EXECUTIVES SHALL BE SHARES OF STOCK
THAT REQUIRE THE ACHIEVEMENT OF PERFORMANCE GOALS
AS A PREREQUISITE TO VESTING, AS SET FORTH IN
THE ACCOMPANYING PROXY STATEMENT.
04 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shareholder Against For
THE BOARD S COMPENSATION COMMITTEE INITIATE A
REVIEW OF CISCO S EXECUTIVE COMPENSATION POLICIES
AND TO MAKE AVAILABLE, UPON REQUEST, A REPORT
OF THAT REVIEW BY JANUARY 1, 2007, AS SET FORTH
IN THE ACCOMPANYING PROXY STATEMENT.
05 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shareholder Against For
THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS
WITHIN SIX MONTHS PROVIDING A SUMMARIZED LISTING
AND ASSESSMENT OF CONCRETE STEPS CISCO COULD
REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT
ITS BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE
THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH IN
THE ACCOMPANYING PROXY STATEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
SASOL LIMITED SSL ANNUAL MEETING DATE: 11/23/2006
ISSUER: 803866300 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
06 ORDINARY RESOLUTION NUMBER 1 - TO APPROVE THE Management For For
REVISED ANNUAL FEES PAYABLE BY THE COMPANY TO
NON-EXECUTIVE DIRECTORS OF THE COMPANY AND ANY
OF ITS SUBSIDIARIES WITH EFFECT FROM 1 JULY 2006
05 SPECIAL RESOLUTION NUMBER 1 - TO AUTHORISE THE Management For For
DIRECTORS TO APPROVE THE PURCHASE BY THE COMPANY,
OR BY ANY OF ITS SUBSIDIARIES, OF UP TO 10% OF
THE COMPANY S SHARES, SUBJECT TO THE PROVISIONS
OF THE COMPANIES ACT AND THE RULES AND REQUIREMENTS
OF THE JSE LIMITED
04 TO RE-APPOINT THE AUDITORS, KPMG INC. Management For For
02 DIRECTOR Management For
E LE R BRADLEY* Management For For
B P CONNELLAN* Management For For
P V COX* Management For For
L P A DAVIES* Management For For
M S V GANTSHO* Management For For
J E SCHREMPP* Management For For
H G DIJKGRAAF** Management For For
A M MOKABA** Management For For
T S MUNDAY** Management For For
T H NYASULU** Management For For
K C RAMON** Management For For
01 TO RECEIVE AND CONSIDER THE ANNUAL FINANCIAL Management For For
STATEMENTS OF THE COMPANY AND OF THE GROUP FOR
THE YEAR ENDED 30 JUNE 2006, TOGETHER WITH THE
REPORTS OF THE DIRECTORS AND AUDITORS
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 24 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
SASOL LTD AGM MEETING DATE: 11/23/2006
ISSUER: 803866102 ISIN: ZAE000006896
SEDOL: 5734304, 6777461, B03NQB8, 6777450
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND APPROVE THE ANNUAL FINANCIAL STATEMENTS Management For *Management Position Unknown
OF THE COMPANY AND OF THE GROUP FOR THE YE 30
JUN 2006, TOGETHER WITH THE REPORTS OF THE DIRECTORS
AND THE AUDITORS
2.1 RE-ELECT MR. E. LE R. BRADLEY AS A DIRECTOR, Management For *Management Position Unknown
WHO RETIRES IN TERMS OF ARTICLES 75(D) AND 75(E)
OF THE COMPANY S ARTICLES OF ASSOCIATION
2.2 RE-ELECT MR. B. P. CONNELLAN AS A DIRECTOR, WHO Management For *Management Position Unknown
RETIRES IN TERMS OF ARTICLES 75(D) AND 75(E)
OF THE COMPANY S ARTICLES OF ASSOCIATION
2.3 RE-ELECT MR. P. V. COX AS A DIRECTOR, WHO RETIRES Management For *Management Position Unknown
IN TERMS OF ARTICLES 75(D) AND 75(E) OF THE COMPANY
S ARTICLES OF ASSOCIATION
2.4 RE-ELECT MR. L. P. A. DAVIES AS A DIRECTOR, WHO Management For *Management Position Unknown
RETIRES IN TERMS OF ARTICLES 75(D) AND 75(E)
OF THE COMPANY S ARTICLES OF ASSOCIATION
2.5 RE-ELECT MR. M. S. V. GANTSHO AS A DIRECTOR, Management For *Management Position Unknown
WHO RETIRES IN TERMS OF ARTICLES 75(D) AND 75(E)
OF THE COMPANY S ARTICLES OF ASSOCIATION
2.6 RE-ELECT MR. J. E. SCHREMPP AS A DIRECTOR, WHO Management For *Management Position Unknown
RETIRES IN TERMS OF ARTICLES 75(D) AND 75(E)
OF THE COMPANY S ARTICLES OF ASSOCIATION
3.1 RE-ELECT MR. H. G. DIJKGRAAF AS A DIRECTOR, WHO Management For *Management Position Unknown
RETIRES IN TERMS OF ARTICLE 75(H) OF THE COMPANY
S ARTICLES OF ASSOCIATION
7. TRANSACT ANY OTHER BUSINESS Non-Voting *Management Position Unknown
3.2 RE-ELECT MR. A. M. MOKABA AS A DIRECTOR, WHO Management For *Management Position Unknown
RETIRES IN TERMS OF ARTICLE 75(H) OF THE COMPANY
S ARTICLES OF ASSOCIATION
3.3 RE-ELECT MR. T. S. MUNDAY AS A DIRECTOR, WHO Management For *Management Position Unknown
RETIRES IN TERMS OF ARTICLE 75(H) OF THE COMPANY
S ARTICLES OF ASSOCIATION
3.4 RE-ELECT MR. T. H. NYASULU AS A DIRECTOR, WHO Management For *Management Position Unknown
RETIRES IN TERMS OF ARTICLE 75(H) OF THE COMPANY
S ARTICLES OF ASSOCIATION
3.5 RE-ELECT MR. K. C. RAMON AS A DIRECTOR, WHO RETIRES Management For *Management Position Unknown
IN TERMS OF ARTICLE 75(H) OF THE COMPANY S ARTICLES
OF ASSOCIATION
4. RE-APPOINT KPMG, INC AS THE AUDITORS Management For *Management Position Unknown
5.S.1 AUTHORIZE THE DIRECTORS OF THE COMPANY TO APPROVE Management For *Management Position Unknown
THE PURCHASE BY THE COMPANY, OR BY ANY OF ITS
SUBSIDIARIES OF THE COMPANY S SHARE, LIMITED
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 25 of 141
TO A MAXIMUM OF 10% OF THE COMPANY S ISSUED SHARE
CAPITAL OF THE SHARES IN THE APPLICABLE CLASS
AT THE TIME; AUTHORITY EXPIRES AT THE NEXT AGM
OF THE COMPANY
6.O.1 APPROVE THE REVISED ANNUAL FEES PAYABLE BY THE Management For *Management Position Unknown
COMPANY OR SUBSIDIARIES OF THE COMPANY TO THE
NON-EXECUTIVE DIRECTORS OF THE COMPANY WITH EFFECT
FROM 01 JUL 2006
* PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management Position Unknown
OF THE RECORD DATE AND A NON-VOTABLE RESOLUTION.
IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
- ------------------------------------------------------------------------------------------------------------------------------------
WOOLWORTHS LTD AGM MEETING DATE: 11/24/2006
ISSUER: Q98418108 ISIN: AU000000WOW2
SEDOL: 5957327, 6981239, B02Q748
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE FINANCIAL REPORT OF THE COMPANY AND Non-Voting *Management Position Unknown
THE REPORTS OF THE DIRECTORS AND THE AUDITOR
FOR THE FINANCIAL PERIOD ENDED 25 JUN 2006
2. ADOPT THE REMUNERATION REPORT FOR THE FYE 25 Management For *Management Position Unknown
JUN 2006
* PLEASE NOTE THAT ALTHOUGH THERE ARE 5 CANDIDATES Non-Voting *Management Position Unknown
TO BE ELECTED AS DIRECTORS, THERE ARE ONLY 4
VACANCIES AVAILABLE TO BE FILLED AT THE MEETING.
THE STANDING INSTRUCTIONS FOR THIS MEETING WILL
BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED
TO VOTE FOR ONLY 4 OF THE 5 DIRECTORS. THANK
YOU.
3.a ELECT MR. THOMAS WILLIAM POCKETT AS A DIRECTOR Management For *Management Position Unknown
3.b RE-ELECT MR. JOHN FREDERICK ASTBURY AS A DIRECTOR, Management For *Management Position Unknown
WHO RETIRES BY ROTATION INACCORDANCE WITH ARTICLE
10.3 OF THE COMPANY S CONSTITUTION
Take No
3.c PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: Shareholder Action *Management Position Unknown
ELECT MR. STEPHEN MAYNE AS ADIRECTOR
3.d ELECT MR. MICHAEL GERARD LUSCOMBE AS A DIRECTOR, Management For *Management Position Unknown
WHO RETIRES IN ACCORDANCE WITH ARTICLE 10.10
OF THE COMPANY S CONSTITUTION
3.e RE-ELECT MR. JAMES ALEXANDER STRONG AS A DIRECTOR, Management For *Management Position Unknown
WHO RETIRES BY ROTATION INACCORDANCE WITH ARTICLE
10.3 OF THE COMPANY S CONSTITUTION
S.5 APPROVE THAT THE CONSTITUTION OF THE COMPANY Management For *Management Position Unknown
IS REPEALED AND THE CONSTITUTIONBE ADOPTED AS
THE CONSTITUTION OF THE COMPANY, WITH EFFECT
FROM THE CLOSE OF THIS MEETING
ProxyEdge - Investment Company Report
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Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 26 of 141
4.a APPROVE, FOR ALL PURPOSES INCLUDING FOR THE PURPOSE Management For *Management Position Unknown
OF ASX LISTING RULE 10.14, THE GRANT TO THE GROUP
MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER
OF THE COMPANY MR. MICHAEL LUSCOMBE, OF UP TO
A MAXIMUM OF 1,500,000 OPTIONS TO SUBSCRIBE FOR
ORDINARY SHARES IN THE COMPANY, SUCH OPTIONS
TO BE GRANTED PURSUANT TO THE WOOLWORTHS LONG
TERM INCENTIVE PLAN PLAN IN ACCORDANCE WITH
THE TERMS OF THE PLAN
4.b APPROVE, FOR ALL PURPOSES INCLUDING FOR THE PURPOSE Management For *Management Position Unknown
OF ASX LISTING RULE 10.14, THE GRANT TO THE DIRECTOR
OF FINANCE, MR. THOMAS WILLIAM POCKETT OF UP
TO A MAXIMUM OF 750,000 OPTIONS TO SUBSCRIBE
FOR ORDINARY SHARES IN THE COMPANY, SUCH OPTIONS
TO BE GRANTED PURSUANT TO THE PLAN IN ACCORDANCE
WITH THE TERMS OF THE PLAN
* PLEASE NOTE THAT STANDING INSTRUCTIONS HAVE BEEN Non-Voting *Management Position Unknown
DISABLED FOR THIS MEETING
- ------------------------------------------------------------------------------------------------------------------------------------
PUBLISHING AND BROADCASTING LIMITED PBL OTH MEETING DATE: 12/12/2006
ISSUER: Q7788C108 ISIN: AU000000PBL6
SEDOL: B02PBH6, 6637082, 5636820
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
E.1 APPROVE, TO THE RELEASE OF THE RELEVANT GUARANTORS Management For *Management Position Unknown
FROM ANY FURTHER OBLIGATIONS UNDER THE GUARANTEE
ON AND FROM THE EFFECTIVE TIME AND ACKNOWLEDGE
THE ACCESSION OF BURSWOOD TRUST AS A NEW GUARANTOR
FROM AND INCLUDING THE EFFECTIVE TIME; THAT NO
MEMBER OF THE PBL MEDIA GROUP WILL NOW OR IN
THE FUTURE BE REQUIRED TO BECOME GUARANTORS UNDER
THE GUARANTEE; TO THE EXTENT IT IS REQUIRED TO
THE RELEVANT GUARANTORS CREATING SECURITY INTERESTS
OVER THEIR PRESENT OR FUTURE ASSETS, REVENUES
AND UNDERTAKINGS; TO COMPLETION OF THE TRANSACTION;
TO WAIVE, ANY PRESENT OR FUTURE BREACH OF THE
AUD MTN DOCUMENTATION TO THE EXTENT THAT SUCH
BREACH ARISES BY REASON OF THE ESTABLISHMENT
OR CAPITALIZATION OF THE PBL MEDIA GROUP AND/OR
BY REASON OF COMPLETION OF THE TRANSACTION; AND
THAT THE RELEVANT GUARANTORS AND EACH OTHER PRESENT
AND FUTURE MEMBER OF THE PBL MEDIA GROUP WILL
BE DEEMED NOT TO FORM PART OF THE PBL GROUP,
FOR ALL PURPOSES OF THE AUD MTN DOCUMENTATION
INCLUDING ANY CALCULATIONS REQUIRED TO BE MADE;
FOR THE AVOIDANCE OF DOUBT, HOLDERS ACKNOWLEDGE
THAT PROFORMA ADJUSTMENTS WILL BE NEED TO BE
MADE TO THE ACCOUNTS AND INTERIM ACCOUNTS WHICH
CONSOLIDATE ANY ENTITIES IN THE PBL MEDIA GROUP
FOR THE PURPOSES OF MAKING CALCULATIONS IN RESPECT
OF THE AUD MTN DOCUMENTATION; THESE AGREEMENTS,
CONSENTS AND WAVIERS ARE UNCONDITIONAL AND IRREVOCABLE
AND TAKE EFFECT FROM AND INCLUDING THE EFFECTIVE
TIME
E.2 AMEND, CONDITIONAL TO THE PASSING OF RESOLUTION Management For *Management Position Unknown
1 AND WITH EFFECT FROM AND INCLUDING THE EFFECTIVE
TIME, THE TERMS AND CONDITIONS OF THE NOTES AS
SPECIFIED; IF THE TERMS AND CONDITIONS OF THE
NOTES IS PASSED THE ISSUER WILL EXECUTE A SUPPLEMENTAL
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Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 27 of 141
DEED POLL TO EFFECT THESE AMENDMENTS; THE ISSUER
ACKNOWLEDGE AND AGREES THAT THE DEED POLL AS
VARIED BY THESE EXTRAORDINARY RESOLUTIONS CONTINUES
IN FULL FORCE FROM AND INCLUDING THE EFFECTIVE
TIME; AND AMEND THE TERMS AND CONDITIONS OF THE
GUARANTEE ON AND FROM THE EFFECTIVE TIME AS SPECIFIED,
IF THE TERMS AND CONDITIONS OF THE GUARANTEE
IS PASSED, PBL, CROWN LIMITED AND BURSWOOD TRUST
AND THE RELEVANT GUARANTORS WILL EXECUTE A SUPPLEMENTAL
GROUP GUARANTEE TO EFFECT THESE AMENDMENTS; THE
ISSUER, PBL, CROWN LIMITED AND BURSWOOD TRUST
ACKNOWLEDGE AND AGREE THAT THE GUARANTEE AS VARIED
THESE EXTRAORDINARY RESOLUTIONS CONTINUES IN
FULL FORCE FROM AND INCLUDING THE EFFECTIVE TIME
- ------------------------------------------------------------------------------------------------------------------------------------
WESTPAC BANKING CORP, SYDNEY NSW AGM MEETING DATE: 12/14/2006
ISSUER: Q97417101 ISIN: AU000000WBC1
SEDOL: 0957258, B01D654, 5412183, 6956527, 6076146, 6957393
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE ANNUAL FINANCIAL REPORT, DIRECTORS Non-Voting *Management Position Unknown
REPORT AND AUDIT REPORT OF WESTPAC FOR THE YE
30 SEP 2006
2.A RE-ELECT MR. CAROLYN JUDITH HEWSON AS A DIRECTOR Management For *Management Position Unknown
OF THE COMPANY, WHO RETIRES IN ACCORDANCE WITH
ARTICLES 9.2 AND 9.3 OF THE CONSTITUTION
2.B RE-ELECT MR. PETER DAVID WILSON AS A DIRECTOR Management For *Management Position Unknown
OF THE COMPANY, WHO RETIRES IN ACCORDANCE WITH
ARTICLES 9.2 AND 9.3 OF THE CONSTITUTION
2.C ELECT MS. ELIZABETH BLOMFIELD BRYAN AS A DIRECTOR Management For *Management Position Unknown
OF THE COMPANY PURSUANT TO ARTICLE 9.7 OF THE
CONSTITUTION
3. APPROVE TO INCREASE THE YEARLY MAXIMUM SUM AVAILABLE Management For *Management Position Unknown
TO NON-EXECUTIVE DIRECTORS OF WESTPAC BANKING
CORPORATION AS REMUNERATION FOR THEIR SERVICES
FROM AUD 2.5 MILLION TO AUD 3.0 MILLION, FROM
THE YEAR COMMENCING 01 JAN 2007, TO BE DIVIDED
AMONGST THEM IN A MANNER THEY MAY DETERMINE
4.A APPROVE THE ESTABLISHMENT OF AN EQUITY-BASED Management For *Management Position Unknown
REWARD PLAN, TO BE CALLED THE WESTPAC REWARD
PLAN WRP , FOR THE PROVISION OF LONG TERM INCENTIVES
TO EMPLOYEES OF WESTPAC AND ITS SUBSIDIARIES
4.B APPROVE THE ESTABLISHMENT OF AN EQUITY-BASED Management For *Management Position Unknown
REWARD PLAN, TO BE CALLED THE RESTRICTED SHARE
PLAN, FOR PROVISION OF A RETENTION BENEFIT TO
EMPLOYEES OF WESTPAC AND ITS SUBSIDIARIES
5. ADOPT THE ANNUAL REMUNERATION REPORT FOR THE Management For *Management Position Unknown
YE 30 SEP 2006
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 28 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
AUSTRALIA & NEW ZEALAND BANKING GROUP LTD AGM MEETING DATE: 12/15/2006
ISSUER: Q09504137 ISIN: AU000000ANZ3
SEDOL: B05J0K1, 6068079, B02K9V1, 6065586
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE FINANCIAL STATEMENTS AND STATUTORY Non-Voting *Management Position Unknown
REPORTS FOR THE YE 30 SEP 2006
2.a RE-ELECT MR. J.K. ELLIS AS A DIRECTOR Management For *Management Position Unknown
2.b RE-ELECT MS. M.A. JACKSON, AC AS A DIRECTOR Management For *Management Position Unknown
3. ADOPT THE REMUNERATION REPORT FOR THE YE 30 SEP Management For *Management Position Unknown
2006
- ------------------------------------------------------------------------------------------------------------------------------------
CHINA LIFE INSURANCE COMPANY LIMITED LFC SPECIAL MEETING DATE: 12/29/2006
ISSUER: 16939P106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO REVIEW AND APPROVE THE ADOPTION OF THE EMPLOYEE Management For For
SHARE INCENTIVE PLAN (DRAFT) AND TO AUTHORIZE
THE BOARD TO MAKE APPROPRIATE AND NECESSARY AMENDMENTS
TO THE EMPLOYEE SHARE INCENTIVE PLAN IN ACCORDANCE
WITH THE RELEVANT LAWS AND REGULATIONS, ALL AS
MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
02 TO ELECT MR. NGAI WAI FUNG AS AN INDEPENDENT Management For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY.
- ------------------------------------------------------------------------------------------------------------------------------------
WALGREEN CO. WAG ANNUAL MEETING DATE: 01/10/2007
ISSUER: 931422109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
03 APPROVAL OF THE AMENDED AND RESTATED WALGREEN Management For For
CO. RESTRICTED PERFORMANCE SHARE PLAN.
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
01 DIRECTOR Management For
DAVID W. BERNAUER Management For For
WILLIAM C. FOOTE Management For For
JAMES J. HOWARD Management For For
ALAN G. MCNALLY Management For For
CORDELL REED Management For For
JEFFREY A. REIN Management For For
NANCY M. SCHLICHTING Management For For
DAVID Y. SCHWARTZ Management For For
JAMES A. SKINNER Management For For
MARILOU M. VON FERSTEL Management For For
CHARLES R. WALGREEN III Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 29 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
COMMERCIAL METALS COMPANY CMC ANNUAL MEETING DATE: 01/25/2007
ISSUER: 201723103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
03 TO APPROVE THE COMPANY S 2006 CASH INCENTIVE PLAN. Management For For
02 AMEND AND RESTATE THE COMPANY S 1999 NON-EMPLOYEE Management For For
DIRECTOR STOCK PLAN.
01 DIRECTOR Management For
MOSES FELDMAN Management For For
STANLEY A. RABIN Management For For
RALPH E. LOEWENBERG Management For For
MURRAY R. MCCLEAN Management For For
06 SHAREHOLDER PROPOSAL REQUESTING THE ADDITION Shareholder Against For
OF SEXUAL ORIENTATION TO THE COMPANY S WRITTEN
NON-DISCRIMINATION POLICY.
05 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING AUGUST 31, 2007.
04 TO APPROVE THE COMPANY S 2006 LONG-TERM EQUITY Management Against Against
INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
LONMIN PLC AGM MEETING DATE: 01/25/2007
ISSUER: G56350112 ISIN: GB0031192486
SEDOL: B1BJTK5, 6432748, B02SYD2, 3119248
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE AUDITED ACCOUNTS AND THE REPORTS Management For *Management Position Unknown
OF THE DIRECTORS AND THE AUDITORS FOR THE YE
30 SEP 2006
2. RECEIVE AND APPROVE THE DIRECTORS REMUNERATION Management For *Management Position Unknown
REPORT FOR THE YE 30 SEP 2006
3. DECLARE A FINAL DIVIDED OF 55 US CENTS PER SHARE Management For *Management Position Unknown
IN RESPECT OF THE YE 30 SEP 2006, PAYABLE ON
09 FEB 2007 TO SHAREHOLDERS ON THE REGISTER AT
THE CLOSE OF BUSINESS ON 12 JAN 2007
4. RE-APPOINT KPMG AUDIT PLC AS THE COMPANY S AUDITORS Management For *Management Position Unknown
AND AUTHORIZE THE DIRECTORS TO AGREE THE AUDITORS
REMUNERATION
5. RE-ELECT MR. IAN FARMER AS A DIRECTOR OF THE COMPANY Management For *Management Position Unknown
6. RE-ELECT MR. PETER GODSOE AS A DIRECTOR OF THE Management For *Management Position Unknown
COMPANY
7. RE-ELECT MR. BRAD MILLS AS A DIRECTOR OF THE COMPANY Management For *Management Position Unknown
8. RE-ELECT MR. ROGER PHILLIMORE AS A DIRECTOR OF Management For *Management Position Unknown
THE COMPANY
9. AUTHORIZE THE DIRECTORS, IN ACCORDANCE WITH SECTION Management For *Management Position Unknown
80 OF THE COMPANIES ACT 1985 ACT TO EXERCISE
ALL THE POWERS OF THE COMPANY TO ALLOT RELEVANT
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 30 of 141
SECURITIES SECTION 80(2) OF THE ACT UP TO AN
AGGREGATE NOMINAL AMOUNT OF USD 49,700,000; AUTHORITY
EXPIRES ON THE DATE OF THE NEXT AGM OF THE COMPANY;
AND THE DIRECTORS MAY ALLOT RELEVANT SECURITIES
AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE
OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH
EXPIRY
S.10 AUTHORIZE THE DIRECTORS, PURSUANT TO SECTION Management For *Management Position Unknown
95 OF THE COMPANIES ACT 1985 ACT, TO ALLOT EQUITY
SECURITIES SECTION 94 OF THE ACT FOR CASH PURSUANT
TO THE AUTHORITY CONFERRED BY RESOLUTION 9, DISAPPLYING
THE STATUTORY PRE-EMPTION RIGHTS SECTION 89(1),
PROVIDED THAT THIS POWER IS LIMITED TO THE ALLOTMENT
OF EQUITY SECURITIES A) IN CONNECTION WITH A
RIGHTS ISSUE, OPEN OFFER OR OTHER OFFERS IN FAVOR
OF ORDINARY SHAREHOLDERS; AND B) UP TO AN AGGREGATE
NOMINAL AMOUNT OF USD 7,400,000; AUTHORITY EXPIRES
ON THE DATE OF THE NEXT AGM OF THE COMPANY; AND
THE DIRECTORS MAY ALLOT EQUITY SECURITIES AFTER
THE EXPIRY OF THIS AUTHORITY IN PURSUANCE OF
SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH
EXPIRY
S.11 AUTHORIZE THE COMPANY, PURSUANT TO ARTICLE 49 Management For *Management Position Unknown
OF THE COMPANY S ARTICLES OF ASSOCIATION, TO
MAKE MARKET PURCHASES SECTION 163(3) OF THE COMPANIES
ACT 1985 OF UP TO 14,900,000 ORDINARY SHARES
OF 1 USD IN THE CAPITAL OF THE COMPANY, AT A
MINIMUM PRICE OF USD 1 AND THE MAXIMUM PRICE
THAT MAY BE PAID IS EQUAL TO 105% ABOVE THE AVERAGE
MARKET VALUE FOR SUCH SHARES DERIVED FROM THE
LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER
THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES
AT THE CONCLUSION OF THE NEXT AGM OF THE COMPANY;
AND THE COMPANY, BEFORE THE EXPIRY, MAY MAKE
A CONTRACT TO PURCHASE ORDINARY SHARES WHICH
WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER
SUCH EXPIRY
12. APPROVE THE AMENDMENTS TO THE RULES RULES OF Management For *Management Position Unknown
THE LONMIN PLC SHAREHOLDER VALUE INCENTIVE PLAN
PLAN AS SPECIFIED AND AUTHORIZE THE COMPANY SECRETARY
TO TAKE ANY ACTION NECESSARY TO IMPLEMENT THE
PLAN
- ------------------------------------------------------------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION COST ANNUAL MEETING DATE: 01/31/2007
ISSUER: 22160K105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS Management For For
01 DIRECTOR Management For
BENJAMIN S. CARSON Management For For
WILLIAM H. GATES Management For For
HAMILTON E. JAMES Management For For
JILL S. RUCKELSHAUS Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 31 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
ANGLO-IRISH BANK CORP PLC AGM MEETING DATE: 02/02/2007
ISSUER: G03815118 ISIN: IE00B06H8J93
SEDOL: B07RYP6, B076LH4, B06H8J9, B07W257
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND APPROVE THE STATEMENT OF ACCOUNTS Management For *Management Position Unknown
FOR THE YE 30 SEP 2006 AND THE DIRECTORS AND
THE AUDITORS REPORTS THEREON
2. APPROVE AND DECLARE A DIVIDEND Management For *Management Position Unknown
3.A RE-ELECT MR. TOM BROWNE AS A DIRECTOR, WHO RETIRES Management For *Management Position Unknown
BY ROTATION IN ACCORDANCE WITH THE ARTICLES OF
ASSOCIATION
3.B RE-ELECT MR. DAVID DRUMM AS A DIRECTOR, WHO RETIRES Management For *Management Position Unknown
BY ROTATION IN ACCORDANCEWITH THE ARTICLES OF
ASSOCIATION
3.C RE-ELECT MR. GARY MCGANN AS A DIRECTOR, WHO RETIRES Management For *Management Position Unknown
BY ROTATION IN ACCORDANCEWITH THE ARTICLES OF
ASSOCIATION
3.D RE-ELECT MR. ANNE HERATY AS A DIRECTOR, WHO RETIRES Management For *Management Position Unknown
IN ACCORDANCE WITH THE ARTICLES OF ASSOCIATION
3.E RE-ELECT MR. DECLAN QUILLIGAN AS A DIRECTOR, Management For *Management Position Unknown
WHO RETIRES IN ACCORDANCE WITH THE ARTICLES OF
ASSOCIATION
3.F RE-ELECT MR. PAT WHELAN AS A DIRECTOR, WHO RETIRES Management For *Management Position Unknown
IN ACCORDANCE WITH THE ARTICLES OF ASSOCIATION
4. AUTHORIZE THE DIRECTORS TO DETERMINE THE REMUNERATION Management For *Management Position Unknown
OF THE AUDITORS
S.5 APPROVE TO INCREASE THE AUTHORIZED SHARE CAPITAL Management For *Management Position Unknown
OF THE COMPANY BY THE CREATION OF 440,000,000
ORDINARY SHARES OF EUR 0.16 EACH SO THAT THE
AUTHORIZED SHARE CAPITAL OF THE COMPANY SHALL
BE EUR 242,000,000, STG GBP 50,000,000 AND USD
50,000,000 AND AMEND THE CLAUSE 4 OF THE MEMORANDUM
OF ASSOCIATION; AND AMEND ARTICLE 2 OF THE ARTICLES
OF ASSOCIATION OF THE COMPANY BY DELETING IN
ITS ENTIRETY AND SUBSTITUTED THEREFORE WITH THE
SPECIFIED NEW ARTICLE AS SPECIFIED
S.6 AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY BEING Management For *Management Position Unknown
A BODY CORPORATE AS REFERRED TO IN THE EUROPEAN
COMMUNITIES PUBLIC LIMITED COMPANY SUBSIDIARIES
REGULATIONS 1997 OF THE COMPANY, TO MAKE MARKET
PURCHASES SECTION 212 OF THE COMPANIES ACT 1990
THE 1990 ACT OF SHARES OF ANY CLASS OF THE COMPANY
ON SUCH TERMS AND CONDITIONS AND IN SUCH MANNER
AS THE DIRECTORS MAY FROM TIME TO TIME DETERMINE
IN ACCORDANCE WITH AND SUBJECT TO THE PROVISIONS
OF THE 1990 ACT AND ARTICLE 8(C) OF THE ARTICLES
OF ASSOCIATION OF THE COMPANY; AND THE REISSUE
PRICE RANGE AT WHICH ANY TREASURY SHARES SECTION
209 OF THE 1990 ACT FOR THE TIME BEING HELD BY
THE COMPANY MAY BE REISSUED OFF MARKET SHALL
BE THE PRICE RANGE SPECIFIED IN ARTICLE 8 (D)
OF THE ARTICLES OF ASSOCIATION OF THE COMPANY;
AUTHORITY EXPIRE THE EARLIER OF THE DATE OF THE
NEXT AGM OF THE COMPANY OR 01 MAY 2008
ProxyEdge - Investment Company Report
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Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 32 of 141
S.7 AUTHORIZE THE DIRECTORS, FOR THE PURPOSES OF Management For *Management Position Unknown
SECTION 20 OF THE COMPANIES AMENDMENT ACT THE
1983 ACT, TO ALLOT AND ISSUE RELEVANT SECURITIES
PURSUANT TO AND IN ACCORDANCE WITH ARTICLE 8
(A) OF THE ARTICLES OF ASSOCIATION OF THE COMPANY;
AUTHORITY EXPIRES THE EARLIER AT THE CONCLUSION
OF THE NEXT AGM OF THE COMPANY OR 01 MAY 2008;
AND ARTICLE 8 (A) AND THAT ARTICLE 8 (A) (II)
BE AMENDED BY THE DELETION OF THE WORDS 27 APR
2007 AND THE SUBSTITUTION THEREFORE OF THE WORDS
01 MAY 2008
S.8 AUTHORIZE THE DIRECTORS, FOR THE PURPOSES OF Management For *Management Position Unknown
SECTION 24 OF THE COMPANIES AMENDMENT ACT 1983
THE 1983 ACT, TO ALLOT EQUITY SECURITIES FOR
CASH PURSUANT TO AND IN ACCORDANCE WITH ARTICLE
8 (B) OF THE ARTICLES OF ASSOCIATION OF THE COMPANY;
AUTHORITY EXPIRES THE EARLIER AT THE CONCLUSION
OF THE NEXT AGM OF THE COMPANY OR 01 MAY 2008
S.9 AUTHORIZE THE DIRECTORS, PURSUANT TO ARTICLE Management For *Management Position Unknown
126 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY,
TO EXERCISE THE POWERS CONTAINED IN THE SAID
ARTICLE SO THAT THE DIRECTORS MAY OFFER TO THE
HOLDERS OF ORDINARY SHARES IN THE COMPANY THE
RIGHT TO ELECT AND RECEIVE AN ALLOTMENT OF ADDITIONAL
ORDINARY SHARES, CREDITED AS FULLY PAID, IN LIEU
OF CASH IN RESPECT OF ALL OR PART OF ANY DIVIDEND
OR DIVIDENDS FALLING TO BE DECLARED DURING THE
PERIOD COMMENCING ON THE DATE OF PASSING OF THIS
RESOLUTION AND EXPIRING ON 01 MAY 2012 OR SUCH
PART OF SUCH DIVIDEND OR DIVIDENDS AS THE DIRECTORS
MAY DETERMINE, THE AUTHORITY HEREBY CONFERRED
SHALL BE IN SUBSTITUTION FOR THE PREVIOUS SUCH
AUTHORITY PASSED AS THE AGM OF THE COMPANY HELD
ON 24 JAN 2003, WHICH IS HEREBY REVOKED
- ------------------------------------------------------------------------------------------------------------------------------------
EMERSON ELECTRIC CO. EMR ANNUAL MEETING DATE: 02/06/2007
ISSUER: 291011104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
C. FERNANDEZ G Management For For
W. J. GALVIN Management For For
R. L. RIDGWAY Management For For
R. L. STEPHENSON Management For For
02 RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 33 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
ROCKWELL COLLINS, INC. COL ANNUAL MEETING DATE: 02/13/2007
ISSUER: 774341101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR Management For For
AUDITORS FOR FISCAL YEAR 2007.
01 DIRECTOR Management For
D.R. BEALL Management For For
M. DONEGAN Management For For
A.J. POLICANO Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS, INC. VAR ANNUAL MEETING DATE: 02/15/2007
ISSUER: 92220P105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS VARIAN MEDICAL SYSTEMS, INC. S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR 2007.
03 TO APPROVE AN AMENDMENT TO THE VARIAN MEDICAL Management For For
SYSTEMS, INC. MANAGEMENT INCENTIVE PLAN.
02 TO APPROVE THE VARIAN MEDICAL SYSTEMS, INC. SECOND Management Against Against
AMENDED AND RESTATED 2005 OMNIBUS STOCK PLAN.
01 DIRECTOR Management For
JOHN SEELY BROWN Management For For
R. ANDREW ECKERT Management For For
MARK R. LARET Management For For
KENT J. THIRY Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
ROCHE HOLDING AG, BASEL OGM MEETING DATE: 03/05/2007
ISSUER: H69293217 ISIN: CH0012032048 BLOCKING
SEDOL: B114HX9, 7119158, B01DPV3, 7110388, 7618086
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AGM. THANK YOU. Non-Voting *Management Position Unknown
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
Take No
1. APPROVE THE ANNUAL REPORT, FINANCIAL STATEMENTS Management Action *Management Position Unknown
AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR
2006
Take No
2. RATIFY THE BOARD OF DIRECTORS ACTIONS Management Action *Management Position Unknown
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 34 of 141
Take No
3. APPROVE TO VOTE ON THE APPROPRIATION OF AVAILABLE Management Action *Management Position Unknown
EARNINGS
Take No
4.1 ELECT PROF. PIUS BASC HERA AS A NEW MEMBER OF Management Action *Management Position Unknown
THE BOARD FOR A TERM OF 4 YEARSAS PROVIDED BY
THE ARTICLES OF INCORPORATION
Take No
4.2 ELECT DR. WOLFGANG RUT TENSTORFER AS A NEW MEMBER Management Action *Management Position Unknown
OF THE BOARD FOR A TERM OF 4 YEARS AS PROVIDED
BY THE ARTICLES OF INCORPORATION
Take No
5. ELECT THE STATUTORY AND GROUP AUDITORS Management Action *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
ROCHE HOLDING AG, BASEL AGM MEETING DATE: 03/05/2007
ISSUER: H69293217 ISIN: CH0012032048
SEDOL: B114HX9, 7119158, B01DPV3, 7110388, 7618086
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting *Management Position Unknown
ID 352271 DUE TO CHANGE IN VOTING STATUS. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON
THIS MEETING NOTICE. THANK YOU.
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
* PLEASE NOTE THAT THESE SHARES HAVE NO VOTING Non-Voting *Management Position Unknown
RIGHTS, SHOULD YOU WISH TO ATTEND THE MEETING
PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD
BY CONTACTING YOUR CLIENT REPRESENTATIVE AT ADP.
THANK YOU
1. APPROVE THE ANNUAL REPORT, FINANCIAL STATEMENTS Non-Voting *Management Position Unknown
AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR
2006
2. RATIFY THE BOARD OF DIRECTORS ACTIONS Non-Voting *Management Position Unknown
3. APPROVE THE ALLOCATION OF INCOME AND DIVIDENDS Non-Voting *Management Position Unknown
OF CHF 3.40 PER SHARE
4.1 ELECT PROF. PIUS BASCHERA AS A NEW MEMBER OF Non-Voting *Management Position Unknown
THE BOARD FOR A TERM OF 4 YEARS AS PROVIDED BY
THE ARTICLES OF INCORPORATION
4.2 ELECT DR. WOLFGANG RUTTENSTORFER AS A NEW MEMBER Non-Voting *Management Position Unknown
OF THE BOARD FOR A TERM OF 4 YEARS AS PROVIDED
BY THE ARTICLES OF INCORPORATION
5. ELECT KPMG KLYNVELD PEAT MARWICK GOERDELER SA Non-Voting *Management Position Unknown
AS THE STATUTORY AND GROUP AUDITORS
* PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management Position Unknown
OF AUDITOR NAME. PLEASE ALSO NOTE THE NEW CUT-OFF
IS 21 FEB 2007. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 35 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
WHOLE FOODS MARKET, INC. WFMI ANNUAL MEETING DATE: 03/05/2007
ISSUER: 966837106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
06 SHAREHOLDER PROPOSAL REGARDING SEPARATING THE Shareholder Against For
ROLES OF OUR COMPANY CEO AND CHAIRMAN OF THE BOARD.
05 SHAREHOLDER PROPOSAL REGARDING THE COMPANY S Shareholder Against For
ENERGY USE.
04 PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT Management For For
OF THE COMPANY S TEAM MEMBER STOCK PURCHASE PLAN.
03 PROPOSAL TO APPROVE THE CONSOLIDATION, AMENDMENT Management For For
AND RESTATEMENT OF THE COMPANY S STOCK OPTION
PLANS.
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG, Management For For
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR FISCAL
YEAR 2007.
01 DIRECTOR Management For
DAVID W. DUPREE Management For For
DR. JOHN B. ELSTROTT Management For For
GABRIELLE E. GREENE Management For For
HASS HASSAN Management For For
JOHN P. MACKEY Management For For
LINDA A. MASON Management For For
MORRIS J. SIEGEL Management For For
DR. RALPH Z. SORENSON Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG AGM MEETING DATE: 03/06/2007
ISSUER: H5820Q150 ISIN: CH0012005267 BLOCKING
SEDOL: B01DMY5, 7103065, B10S3M3, 7105083
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
Take No
1. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Swiss Action *Management Position Unknown
BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL Register
OWNER BEFORE THE RECORD DATE. PLEASE ADVISE
US NOW IF YOU INTEND TO VOTE. NOTE THAT THE
COMPANY REGISTRAR HAS DISCRETION OVER GRANTING
VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE,
A SECOND NOTIFICATION WILL BE ISSUED REQUESTING
YOUR VOTING INSTRUCTIONS.
* PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting *Management Position Unknown
IN RECORD DATE. PLEASE ALSO NOTE THE NEW CUT-OFF
IS 22 FEB 2007. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 36 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG AGM MEETING DATE: 03/06/2007
ISSUER: H5820Q150 ISIN: CH0012005267 BLOCKING
SEDOL: B01DMY5, 7103065, B10S3M3, 7105083
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
* PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting *Management Position Unknown
NOTICE SENT UNDER MEETING350514, INCLUDING THE
AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR
NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE ADP CUTOFF DATE
WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
Take No
1. APPROVE THE ANNUAL REPORT, THE FINANCIAL STATEMENTS Management Action *Management Position Unknown
OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL
STATEMENTS FOR THE YEAR 2006
Take No
2. APPROVE THE ACTIVITIES OF THE BOARD OF DIRECTORS Management Action *Management Position Unknown
Take No
3. APPROVE THE APPROPRIATION OF AVAILABLE EARNINGS Management Action *Management Position Unknown
OF NOVARTIS AG AS PER BALANCESHEET AND DECLARATION
OF DIVIDEND AS SPECIFIED AND A TOTAL DIVIDEND
PAYMENT OF CHF 3,380,588,453 IS EQUIVALENT TO
A GROSS DIVIDEND OF CHF 1.35 PER REGISTERED SHARE
OF CHF 0.50 NOMINAL VALUE ENTITLED TO DIVIDENDS
AS SPECIFIED
4.1 ACKNOWLEDGE THAT, AT HER OWN WISH, MRS. DR. H.C. Non-Voting *Management Position Unknown
BRIGIT BREUEL RETIRES FROM THE BOARD OF DIRECTORS
WITH EFFECT FROM THE AGM OF 06 MAR 2007
Take No
4.2.1 RE-ELECT MR. HANS-JOERG RUDLOFF AS A DIRECTOR Management Action *Management Position Unknown
FOR A 3-YEAR TERM
Take No
4.2.2 RE-ELECT DR. H. C. DANIEL VASELLA AS A DIRECTOR Management Action *Management Position Unknown
FOR A 3-YEAR TERM
Take No
4.3 ELECT MRS. MARJORIE M. YANG AS A NEW MEMBER FOR Management Action *Management Position Unknown
A TERM OF OFFICE BEGINNING ON01 JAN 2008 AND
ENDING ON THE DAY OF THE AGM IN 2010
Take No
5. APPROVE THE RETENTION OF THE CURRENT AUDITORS Management Action *Management Position Unknown
OF NOVARTIS AG AND GROUP AUDITORS, PRICEWATERHOUSECOOPERS
AG, FOR A FURTHER YEAR
* PLEASE NOTE THAT INSTITUTIONS SUBJECT TO THE Non-Voting *Management Position Unknown
FEDERAL LAW RELATING TO BANKS AND SAVINGS BANKS
OF 8 NOV 1934 AND PROFESSIONAL SECURITIES ADMINISTRATORS
ARE ASKED TO NOTIFY THE NUMBER OF THE SHARES
THEY REPRESENT TO THE COMPANY AS EARLY AS POSSIBLE,
AND IN ANY EVENT NOT LATER THAN THE DAY OF THE
AGM, AT THE AGM DESK GV-BURO. THANK YOU.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 37 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED QCOM ANNUAL MEETING DATE: 03/13/2007
ISSUER: 747525103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
BARBARA T. ALEXANDER Management For For
RAYMOND V. DITTAMORE Management For For
IRWIN MARK JACOBS Management For For
SHERRY LANSING Management For For
PETER M. SACERDOTE Management For For
MARC I. STERN Management For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS
FOR THE COMPANY S FISCAL YEAR ENDING SEPTEMBER
30, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION SBUX ANNUAL MEETING DATE: 03/21/2007
ISSUER: 855244109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
03 COMPANY PROPOSAL TO RATIFY THE SELECTION OF DELOITTE Management For For
AND TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2007.
02 COMPANY PROPOSAL TO APPROVE THE MATERIAL TERMS Management For For
OF THE COMPANY S EXECUTIVE MANAGEMENT BONUS PLAN.
01 DIRECTOR Management For
HOWARD SCHULTZ Management For For
BARBARA BASS Management For For
HOWARD P. BEHAR Management For For
WILLIAM W. BRADLEY Management For For
JAMES L. DONALD Management For For
MELLODY HOBSON Management For For
OLDEN LEE Management For For
JAMES G. SHENNAN, JR. Management For For
JAVIER G. TERUEL Management For For
MYRON E. ULLMAN, III Management For For
CRAIG E. WEATHERUP Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 38 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
TOKAI CARBON CO.,LTD. AGM MEETING DATE: 03/29/2007
ISSUER: J85538106 ISIN: JP3560800009
SEDOL: 6894003, B05PNS8
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE APPROPRIATION OF PROFITS Management For *Management Position Unknown
2 AMEND ARTICLES TO: ADOPT REDUCTION OF LIABILITY Management For *Management Position Unknown
SYSTEM FOR ALL DIRECTORS AND ALL AUDITORS, APPROVE
MINOR REVISIONS RELATED TO THE NEW COMMERCIAL
CODE, REDUCE TERM OF OFFICE OF DIRECTORS
3.1 APPOINT A DIRECTOR Management For *Management Position Unknown
3.2 APPOINT A DIRECTOR Management For *Management Position Unknown
3.3 APPOINT A DIRECTOR Management For *Management Position Unknown
3.4 APPOINT A DIRECTOR Management For *Management Position Unknown
3.5 APPOINT A DIRECTOR Management For *Management Position Unknown
3.6 APPOINT A DIRECTOR Management For *Management Position Unknown
3.7 APPOINT A DIRECTOR Management For *Management Position Unknown
3.8 APPOINT A DIRECTOR Management For *Management Position Unknown
3.9 APPOINT A DIRECTOR Management For *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
STRAUMANN HOLDING AG, BASEL OGM MEETING DATE: 03/30/2007
ISSUER: H8300N119 ISIN: CH0012280076 BLOCKING
SEDOL: B0QZC80, 7156832, B038BG3
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AGM. THANK YOU. Non-Voting *Management Position Unknown
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
Take No
1. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Swiss Action *Management Position Unknown
BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL Register
OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US
NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY
REGISTRAR HAS DISCRETION OVER GRANTING VOTING
RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND
NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING
INSTRUCTIONS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 39 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
STRAUMANN HOLDING AG, BASEL AGM MEETING DATE: 03/30/2007
ISSUER: H8300N119 ISIN: CH0012280076 BLOCKING
SEDOL: B0QZC80, 7156832, B038BG3
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
* PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting *Management Position Unknown
NOTICE SENT UNDER MEETING356706, INCLUDING THE
AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR
NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE ADP CUTOFF DATE
WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
Take No
1. RECEIVE THE 2006 BUSINESS REPORT AND THE REPORTS Management Action *Management Position Unknown
OF THE AUDITORS AND THE GROUP AUDITORS
Take No
2. APPROVE THE 2006 ANNUAL REPORT, THE ANNUAL FINANCIAL Management Action *Management Position Unknown
STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS
Take No
3. APPROVE THE APPROPRIATION OF THE AVAILABLE EARNINGS Management Action *Management Position Unknown
Take No
4. GRANT DISCHARGE TO THE BOARD OF DIRECTORS Management Action *Management Position Unknown
Take No
5.1 RE-ELECT MR. DOMINIK ELLENRIEDER AS A DIRECTOR Management Action *Management Position Unknown
Take No
5.2 RE-ELECT DR. H.C. THOMAS STRAUMANN AS A DIRECTOR Management Action *Management Position Unknown
Take No
6. APPOINT THE AUDITORS AND THE GROUP AUDITORS FOR Management Action *Management Position Unknown
2007
- ------------------------------------------------------------------------------------------------------------------------------------
ADOBE SYSTEMS INCORPORATED ADBE ANNUAL MEETING DATE: 04/05/2007
ISSUER: 00724F101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT K. BURGESS Management For For
CAROL MILLS Management For For
COLLEEN M. POULIOT Management For For
ROBERT SEDGEWICK Management For For
JOHN E. WARNOCK Management For For
03 STOCKHOLDER PROPOSAL. Shareholder Against For
02 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Management Against Against
THE ADOBE SYSTEMS INCORPORATED 2003 EQUITY INCENTIVE
PLAN.
04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 40 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY MS ANNUAL MEETING DATE: 04/10/2007
ISSUER: 617446448 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECT ROY J. BOSTOCK Management For For
1B ELECT ERSKINE B. BOWLES Management For For
1C ELECT HOWARD J. DAVIES Management For For
1D ELECT C. ROBERT KIDDER Management For For
1E ELECT JOHN J. MACK Management For For
1F ELECT DONALD T. NICOLAISEN Management For For
1G ELECT CHARLES H. NOSKI Management For For
1H ELECT HUTHAM S. OLAYAN Management For For
1I ELECT CHARLES E. PHILLIPS, JR. Management For For
1J ELECT O. GRIFFITH SEXTON Management For For
1K ELECT LAURA D. TYSON Management For For
1L ELECT KLAUS ZUMWINKEL Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT AUDITOR
03 TO APPROVE THE 2007 EQUITY INCENTIVE COMPENSATION Management Against Against
PLAN
04 SHAREHOLDER PROPOSAL REGARDING SIMPLE MAJORITY Shareholder Against For
VOTE
05 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION Shareholder Against For
ADVISORY VOTE
- ------------------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N SLB ANNUAL MEETING DATE: 04/11/2007
ISSUER: 806857108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
P. CAMUS Management For For
J.S. GORELICK Management For For
A. GOULD Management For For
T. ISAAC Management For For
N. KUDRYAVTSEV Management For For
A. LAJOUS Management For For
M.E. MARKS Management For For
D. PRIMAT Management For For
L.R. REIF Management For For
T.I. SANDVOLD Management For For
N. SEYDOUX Management For For
L.G. STUNTZ Management For For
R. TALWAR Management For For
02 ADOPTION AND APPROVAL OF FINANCIALS AND DIVIDENDS. Management For For
03 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING Management For For
FIRM.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 41 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. GS ANNUAL MEETING DATE: 04/11/2007
ISSUER: 38141G104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1J ELECTION OF DIRECTOR: LOIS D. JULIBER Management For For
1I ELECTION OF DIRECTOR: JAMES A. JOHNSON Management For For
1H ELECTION OF DIRECTOR: RAJAT K. GUPTA Management For For
1G ELECTION OF DIRECTOR: WILLIAM W. GEORGE Management For For
1F ELECTION OF DIRECTOR: STEPHEN FRIEDMAN Management For For
1E ELECTION OF DIRECTOR: CLAES DAHLBACK Management For For
1D ELECTION OF DIRECTOR: GARY D. COHN Management For For
1C ELECTION OF DIRECTOR: JOHN H. BRYAN Management For For
1B ELECTION OF DIRECTOR: LORD BROWNE OF MADINGLEY Management For For
1A ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Management For For
04 SHAREHOLDER PROPOSAL REGARDING A SUSTAINABILITY Shareholder Against For
REPORT
03 SHAREHOLDER PROPOSAL REGARDING A CHARITABLE CONTRIBUTIONS Shareholder Against For
REPORT
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS OUR INDEPENDENT AUDITORS FOR OUR 2007
FISCAL YEAR
1M ELECTION OF DIRECTOR: JON WINKELRIED Management For For
1L ELECTION OF DIRECTOR: RUTH J. SIMMONS Management For For
1K ELECTION OF DIRECTOR: EDWARD M. LIDDY Management For For
05 SHAREHOLDER PROPOSAL REGARDING STOCK OPTIONS Shareholder Against For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 42 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION UTX ANNUAL MEETING DATE: 04/11/2007
ISSUER: 913017109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
03 SHAREOWNER PROPOSAL: DIRECTOR TERM LIMITS Shareholder Against For
04 SHAREOWNER PROPOSAL: FOREIGN MILITARY SALES Shareholder Against For
05 SHAREOWNER PROPOSAL: POLITICAL CONTRIBUTIONS Shareholder Against For
06 SHAREOWNER PROPOSAL: ADVISORY RESOLUTION TO RATIFY Shareholder Against For
EXECUTIVE COMPENSATION
07 SHAREOWNER PROPOSAL: PAY-FOR-SUPERIOR-PERFORMANCE Shareholder Against For
01 DIRECTOR Management For
LOUIS R. CHENEVERT Management For For
GEORGE DAVID Management For For
JOHN V. FARACI Management For For
JEAN-PIERRE GARNIER Management For For
JAMIE S. GORELICK Management For For
CHARLES R. LEE Management For For
RICHARD D. MCCORMICK Management For For
HAROLD MCGRAW III Management For For
RICHARD B. MYERS Management For For
FRANK P. POPOFF Management For For
H. PATRICK SWYGERT Management For For
ANDRE VILLENEUVE Management For For
H.A. WAGNER Management For For
CHRISTINE TODD WHITMAN Management For For
02 APPOINTMENT OF INDEPENDENT AUDITORS FOR 2007 Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
BP P.L.C. BP ANNUAL MEETING DATE: 04/12/2007
ISSUER: 055622104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
S24 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT Management For For
A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTION
RIGHTS
23 TO GIVE AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED Management For For
AMOUNT
S22 SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY Management For For
FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY
21 TO AUTHORIZE THE USE OF ELECTRONIC COMMUNICATIONS Management For For
20 TO GIVE LIMITED AUTHORITY TO MAKE POLITICAL DONATIONS Management For For
AND INCUR POLITICAL EXPENDITURE
19 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS AND Management For For
AUTHORIZE THE BOARD TO SET THEIR REMUNERATION
03 DIRECTOR Management For
DR D C ALLEN Management For For
LORD BROWNE Management For For
MR A BURGMANS Management For For
SIR WILLIAM CASTELL Management For For
MR I C CONN Management For For
MR E B DAVIS, JR Management For For
MR D J FLINT Management For For
DR B E GROTE Management For For
DR A B HAYWARD Management For For
MR A G INGLIS Management For For
DR D S JULIUS Management For For
SIR TOM MCKILLOP Management For For
MR J A MANZONI Management For For
DR W E MASSEY Management For For
SIR IAN PROSSER Management For For
MR P D SUTHERLAND Management For For
02 TO APPROVE THE DIRECTORS REMUNERATION REPORT Management For For
01 TO RECEIVE THE DIRECTORS ANNUAL REPORT AND ACCOUNTS Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 43 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC. TROW ANNUAL MEETING DATE: 04/12/2007
ISSUER: 74144T108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
EDWARD C. BERNARD Management For For
JAMES T. BRADY Management For For
J. ALFRED BROADDUS, JR. Management For For
DONALD B. HEBB, JR. Management For For
JAMES A.C. KENNEDY Management For For
BRIAN C. ROGERS Management For For
DR. ALFRED SOMMER Management For For
DWIGHT S. TAYLOR Management For For
ANNE MARIE WHITTEMORE Management For For
02 APPROVAL OF THE 2007 NON-EMPLOYEE DIRECTOR EQUITY Management Against Against
PLAN.
03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
PRICE GROUP S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
04 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Management For For
TO VOTE UPON SUCH OTHER BUSINESS AND FURTHER
BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING
OR ANY ADJOURNMENTS AND POSTPONEMENTS THEREOF.
- ------------------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC RTP AGM MEETING DATE: 04/13/2007
ISSUER: G75754104 ISIN: GB0007188757
SEDOL: B0CRGK0, 0718875, 5725676, B02T7C5, 4718699, 6720595
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THAT THE AUTHORITY AND POWER CONFERRED Management For *Management Position Unknown
ON THE DIRECTORS IN RELATION TO THEIR GENERAL
AUTHORITY TO ALLOT SHARES BY PARAGRAPH (B) OF
ARTICLE 9 OF THE COMPANY S ARTICLES OF ASSOCIATION
BE RENEWED FOR THE PERIOD ENDING ON THE LATER
OF 12 APR 2008 AND THE DATE OF AGM IS 2008, BEING
NO LATER THAN 15 MONTHS FROM DATE OF THIS RESOLUTION,
AND FOR SUCH PERIOD THE SECTION 80 AMOUNT SHALL
BE GBP 33,775,000
* PLEASE NOTE THAT RESOLUTIONS 5 TO 12 WILL BE Non-Voting *Management Position Unknown
DEALT UNDER THE JOINT ELECTORAL PROCEDURE OF
RIO TINTO PLC AND RIO TINTO LIMITED. THANK YOU.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 44 of 141
S.2 APPROVE THAT THE AUTHORITY AND POWER CONFERRED Management For *Management Position Unknown
ON THE DIRECTORS IN RELATION TO RIGHTS ISSUES
AND IN RELATION TO THE SECTION 89 AMOUNT BY PARAGRAPH
(B) OF ARTICLE 9 OF THE COMPANY S ARTICLES OF
ASSOCIATION BE RENEWED FOR THE PERIOD ENDING
ON THE LATER OF 12 APR 2008 AND THE DATE OF THE
AGM IN 2008, BEING NO LATER THAN 15 MONTHS FROM
THE DATE OF THIS RESOLUTION, AND FOR SUCH PERIOD
THE SECTION 89 AMOUNT SHALL BE GBP 6,514,000
S.3 AUTHORIZE RIO TINTO PLC, RIO TINTO LIMITED AND Management For *Management Position Unknown
ANY SUBSIDIARIES OF RIO TINTO LIMITED, TO PURCHASE
ORDINARY SHARES OF 10P EACH ISSUED BY RIO TINTO
PLC RTP ORDINARY SHARES, SUCH PURCHASES TO BE
MADE IN THE CASE OF RIO TINTO PLC BY WAY OF MARKET
PURCHASES SECTION 163 OF THE COMPANIES ACT 1985
OF UP TO 101,700,000 RTP ORDINARY SHARES 10%
OF THE ISSUED, PUBLICLY HELD, ORDINARY SHARE
CAPITAL OF THE COMPANY AS AT 09 FEB 2007 AT A
MINIMUM PRICE OF 10P AND THE MAXIMUM PRICE PAYABLE
FOR EACH SUCH RTP ORDINARY SHARES SHALL BE NOT
MORE THAN 5% ABOVE THE AVERAGE OF MIDDLE MARKET
QUOTATIONS FOR RTP ORDINARY SHARES DERIVED FROM
THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST,
FOR THE 5 BUSINESS DAYS PRECEDING THE DATE OF
PURCHASE; AUTHORITY EXPIRES ON 12 APR 2008 AND
THE DATE OF THE AGM IN 2008 OR 15 MONTHS; AND
UNLESS SUCH AUTHORITY IS RENEWED PRIOR TO THAT
TIME EXCEPT IN RELATION TO THE PURCHASE OF RTP
ORDINARY SHARES, THE CONTRACT FOR WHICH WAS CONCLUDED
BEFORE THE EXPIRY OF SUCH AUTHORITY AND WHICH
MIGHT BE EXECUTED WHOLLY OF PARTLY AFTER SUCH
EXPIRY; AND AUTHORIZE RIO TINTO PLC FOR THE PURPOSES
OF SECTION 164 OF THE COMPANIES ACT 1985 TO PURCHASE
OFF-MARKET FROM RIO TINTO LIMITED AND ANY OF
ITS SUBSIDIARIES ANY RTP ORDINARY SHARES ACQUIRED
UNDER THE AUTHORITY AS SPECIFIED PURSUANT TO
ONE OR MORE CONTRACTS BETWEEN RIO TINTO PLC AND
RIO TINTTO LIMITED ON THE TERMS OF THE FORM OF
THE CONTRACT AS SPECIFIED AND PROVIDED THAT:
THE MAXIMUM NUMBER OF RTP ORDINARY SHARES TO
BE PURCHASED PURSUANT TO CONTRACTS SHALL BE 101,700,000
RTP ORDINARY SHARES; AND THE PURCHASE PRICE OF
RTP ORDINARY SHARES PURSUANT TO A CONTRACT SHALL
BE AGGREGATE PRICE EQUAL TO THE AVERAGE OF THE
MIDDLE MARKET QUOTATIONS FOR RTP ORDINARY SHARES
AS DERIVED FROM LONDON STOCK EXCHANGE DAILY OFFICIAL
LIST DURING THE PERIOD OF 5 BUSINESS DAYS IMMEDIATELY
PRICE PRIOR TO SUCH PURCHASE MULTIPLIED BY THE
NUMBER OF RTP ORDINARY SHARES THE SUBJECT OF
THE CONTRACT OR SUCH LOWER AGGREGATE PRICE AS
MAY BE AGREED BETWEEN THE COMPANY AND RIO TINTO
LIMITED BEING NOT LESS THAN 1 PENNY; AUTHORITY
EXPIRES ON 12 APR 2008 AND THE DATE OF THE AGM
IN 2008 OR 15 MONTHS
S.4 APPROVE THAT SUBJECT TO THE CONSENT IN WRITING Management For *Management Position Unknown
OF THE HOLDER OF THE SPECIAL VOTING SHARE, ARTICLE
64 OF THE COMPANY S ARTICLES OF ASSOCIATION BE
DELETED IN ITS ENTIRELY AND ARTICLE 64 AS SPECIFIED
AND BE SUBSTITUTED THEREOF AND RULE 145 OF RIO
TINTO LIMTIED S CONSTITUTION BE DELETED IN ITS
ENTIRELY AND RULE 145 AS SPECIFIED BE SUBSTITUTED
5. ELECT MR. MICHAEL FITZPATRICK AS A DIRECTOR Management For *Management Position Unknown
6. RE-ELECT MR. ASHTON CALVERT AS A DIRECTOR Management For *Management Position Unknown
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 45 of 141
7. RE-ELECT MR. GUY ELLIOTT AS A DIRECTOR Management For *Management Position Unknown
8. RE-ELECT LORD KERR AS A DIRECTOR Management For *Management Position Unknown
9. RE-ELECT SIR RICHARD SYKES AS A DIRECTOR Management For *Management Position Unknown
10. RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE Management For *Management Position Unknown
AUDITORS OF THE COMPANY TO HOLD OFFICE UNTIL
THE CONCLUSION OF THE NEXT AGM AT WHICH ACCOUNTS
ARE LAID BEFORE THE COMPANY AND AUTHORIZE THE
AUDIT COMMITTEE TO DETERMINE THE AUDITORS REMUNERATION
11. APPROVE THE REMUNERATION REPORT FOR THE YE 31 Management For *Management Position Unknown
DEC 2006 AS SET OUT IN THE 2006 ANNUAL REVIEW
AND THE 2006 ANNUAL REPORT AND FINANCIAL STATEMENTS
12. RECEIVE THE COMPANY S FINANCIAL STATEMENTS AND Management For *Management Position Unknown
THE REPORT OF THE DIRECTORS AND THE AUDITORS
FOR THE YE 31 DEC 2006
* PLEASE NOTE THAT RESOLUTION 4 REQUIRES A SEPARATE Non-Voting *Management Position Unknown
SPECIAL RESOLUTION OF THE PUBLIC SHAREHOLDERS
OF RIO TINTO PLC AND RIO TINTO LIMITED. THANK
YOU.
* PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting *Management Position Unknown
IN NUMBERING AND ADDITIONALCOMMENTS. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
* PLEASE NOTE THAT ONLY RIO TINTO PLC SHAREHOLDERS Non-Voting *Management Position Unknown
ARE ENTITLED TO VOTE ON RESOLUTIONS 1, 2 AND
3. THANK YOU.
- ------------------------------------------------------------------------------------------------------------------------------------
ANGLO AMERICAN PLC AGM MEETING DATE: 04/17/2007
ISSUER: G03764100 ISIN: GB0004901517
SEDOL: 7116784, 0490151, 5699663, 6367709, 2947473, 6152972, 6382058
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
2. DECLARE A FINAL DIVIDEND OF 75 US CENTS PER ORDINARY Management For *Management Position Unknown
SHARE PAYABLE ON 03 MAY 2007 TO THOSE SHAREHOLDERS
REGISTERED AT THE CLOSE OF BUSINESS ON 16 MAR
2007
3. ELECT MR. CYNTHIA CARROLL AS A DIRECTOR OF THE Management For *Management Position Unknown
COMPANY
4. RE-ELECT MR. CHRIS FAY AS A DIRECTOR OF THE COMPANY Management For *Management Position Unknown
5. RE-ELECT SIR ROB MARGETTS AS A DIRECTOR OF THE Management For *Management Position Unknown
COMPANY
6. RE-ELECT MR. NICKY OPPENHEIMER AS A DIRECTOR Management For *Management Position Unknown
OF THE COMPANY
7. RE-APPOINT DELOITTE & TOUCHE LLP AS THE AUDITORS Management For *Management Position Unknown
OF THE COMPANY FOR THE ENSUING YEAR
8. AUTHORIZE THE DIRECTORS TO DETERMINE THE REMUNERATION Management For *Management Position Unknown
OF THE AUDITORS
9. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For *Management Position Unknown
THE YE 31 DEC 2006 AS SPECIFIED
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 46 of 141
10. GRANT AUTHORITY TO ALLOT RELEVANT SECURITIES Management For *Management Position Unknown
CONFERRED ON THE DIRECTORS BY ARTICLE 9.2 OF
THE COMPANY S ARTICLES OF ASSOCIATION BE RENEWED
UNTIL THE DATE OF THE AGM IN 2008 UP TO AN AGGREGATE
NOMINAL AMOUNT OF USD 74 MILLION 148 MILLION
ORDINARY SHARES
S.11 APPROVE, SUBJECT TO THE PASSING OF ORDINARY RESOLUTION Management For *Management Position Unknown
NUMBER 10; TO ALLOT EQUITY SECURITIES WHOLLY
FOR CASH CONFERRED ON THE DIRECTORS BY ARTICLE
9.3 OF THE COMPANY S ARTICLES OF ASSOCIATION
BE RENEWED UNTIL THE DATE OF THE AGM IN 2008
UP TO AN USD 37 MILLION 74 MILLION ORDINARY SHARES
S.12 AUTHORIZE THE COMPANY, FOR THE PURPOSE OF SECTION Management For *Management Position Unknown
166 OF THE COMPANIES ACT 1985, TO MAKE MARKET
PURCHASES SECTION 163(3) OF THE COMPANIES ACT
1985 OF 148 MILLION ORDINARY SHARES OF USD 0.50
EACH IN THE CAPITAL OF THE COMPANY, AT A MINIMUM
PRICE OF USD 0.50 AND UP TO 105% OF THE AVERAGE
MIDDLE MARKET QUOTATIONS FOR SUCH SHARES DERIVED
FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL
LIST, OVER THE PREVIOUS 5 BUSINESS DAYS; ORDINARY
SHARE IS CONTRACTED TO BE PURCHASED AND THE AMOUNT
STIPULATED BY ARTICLE 5(1) OF THE BUY BACK AND
STABLILISATION REGULATIONS 2003; AUTHORITY EXPIRES
AT THE CONCLUSION OF THE AGM OF THE COMPANY IN
2008; THE COMPANY, BEFORE THE EXPIRY, MAY MAKE
A CONTRACT TO PURCHASE ORDINARY SHARES WHICH
WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER
SUCH EXPIRY
S.13 AUTHORIZE THE COMPANY, SUBJECT TO AND IN ACCORDANCE Management For *Management Position Unknown
WITH THE PROVISIONS OF THE COMPANIES ACT 2006
AND THE COMPANY S ARTICLES OF ASSOCIATION, TO
SEND, CONVEY OR SUPPLY ALL TYPES OF NOTICES,
DOCUMENTS OR INFORMATION TO THE MEMBERS BY MEANS
OF ELECTRONIC EQUIPMENT FOR THE PROCESSING INCLUDING
DIGITAL COMPRESSION, STORAGE AND TRANSMISSION
OF DATA, EMPLOYING WIRES, RADIO OPTICAL TECHNOLOGIES,
OR ANY OTHER ELECTROMAGNETIC MEANS, INCLUDING
BY MAKING SUCH NOTICES, DOCUMENTS OR INFORMATION
AVAILABLE ON A WEBSITE
S.14 AMEND THE COMPANY S ARTICLES OF ASSOCIATION IN Management For *Management Position Unknown
ACCORDANCE WITH THE SCHEDULE OF AMENDMENTS AS
SPECIFIED
1. RECEIVE THE FINANCIAL STATEMENTS OF THE COMPANY Management For *Management Position Unknown
AND THE GROUP AND THE REPORTSOF THE DIRECTORS
AND AUDITORS FOR THE YE 31 DEC 2006
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 47 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
JULIUS BAER HOLDING AG, ZUERICH AGM MEETING DATE: 04/17/2007
ISSUER: H4407G172 ISIN: CH0012083017 BLOCKING
SEDOL: B07CYQ2, B07W4K6, B07NF40, B10G9Y1
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
Take No
1. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Swiss Action *Management Position Unknown
BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL Register
OWNER BEFORE THE RECORD DATE. PLEASE ADVISE
US NOW IF YOU INTEND TO VOTE. NOTE THAT THE
COMPANY REGISTRAR HAS DISCRETION OVER GRANTING
VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE,
A SECOND NOTIFICATION WILL BE ISSUED REQUESTING
YOUR VOTING INSTRUCTIONS
- ------------------------------------------------------------------------------------------------------------------------------------
JULIUS BAER HOLDING AG, ZUERICH AGM MEETING DATE: 04/17/2007
ISSUER: H4407G172 ISIN: CH0012083017 BLOCKING
SEDOL: B07CYQ2, B07W4K6, B07NF40, B10G9Y1
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown
IN THIS MARKET. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
* PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting *Management Position Unknown
NOTICE SENT UNDER MEETING368162, INCLUDING THE
AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR
NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU.
Take No
1. APPROVE THE ANNUAL REPORT, ANNUAL ACCOUNTS AND Management Action *Management Position Unknown
CONSOLIDATED ACCOUNTS FOR THE YEAR 2006 AND REPORTS
OF THE AUDITORS AND THE GROUP AUDITORS
Take No
2. APPROVE THE APPROPRIATION OF THE BALANCE SHEET Management Action *Management Position Unknown
PROFIT
Take No
3. GRANT DISCHARGE TO THE BOARD OF DIRECTORS Management Action *Management Position Unknown
Take No
4.1.A RE-ELECT MR. FRAU MONIKA RIBAR BAUMANN AS A DIRECTOR Management Action *Management Position Unknown
Take No
4.1.B RE-ELECT HERRN DR. ROLF P. JETZER AS A DIRECTOR Management Action *Management Position Unknown
Take No
4.2.A ELECT HERRN DANIEL J. SAUTER AS A DIRECTOR Management Action *Management Position Unknown
Take No
4.2.B ELECT HERRN GARETH PENNY AS A DIRECTOR Management Action *Management Position Unknown
Take No
5. ELECT THE AUDITORS AND THE GROUP AUDITORS Management Action *Management Position Unknown
Take No
6. APPROVE THE STOCK SPILT 1:2 Management Action *Management Position Unknown
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 48 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION STT ANNUAL MEETING DATE: 04/18/2007
ISSUER: 857477103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
T. ALBRIGHT Management For For
K. BURNES Management For For
P. COYM Management For For
N. DAREHSHORI Management For For
A. FAWCETT Management For For
A. GOLDSTEIN Management For For
D. GRUBER Management For For
L. HILL Management For For
C. LAMANTIA Management For For
R. LOGUE Management For For
M. MISKOVIC Management For For
R. SERGEL Management For For
R. SKATES Management For For
G. SUMME Management For For
D. WALSH Management For For
R. WEISSMAN Management For For
02 TO INCREASE STATE STREET S AUTHORIZED SHARES Management For For
OF COMMON STOCK FROM 500,000,000 TO 750,000,000.
03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
UBS AG AGM MEETING DATE: 04/18/2007
ISSUER: H89231338 ISIN: CH0024899483 BLOCKING
SEDOL: B17MJS6, B18YFJ4, B17XGG6, B18XLJ3, B17MV57, B18NGG5
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
Take No
1. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Swiss Action *Management Position Unknown
BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL Register
OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US
NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY
REGISTRAR HAS DISCRETION OVER GRANTING VOTING
RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND
NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING
INSTRUCTIONS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 49 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
UBS AG UBS ANNUAL MEETING DATE: 04/18/2007
ISSUER: H89231338 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 ANNUAL REPORT, GROUP AND PARENT COMPANY ACCOUNTS Management For For
FOR FINANCIAL YEAR 2006, REPORTS OF THE GROUP
AND STATUTORY AUDITORS
02 APPROPRIATION OF RETAINED EARNINGS DIVIDEND FOR Management For For
FINANCIAL YEAR 2006
03 DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS Management For For
AND THE GROUP EXECUTIVE BOARD
4A1 RE-ELECTION OF BOARD MEMBER: STEPHAN HAERINGER Management For For
4A2 RE-ELECTION OF BOARD MEMBER: HELMUT PANKE Management For For
4A3 RE-ELECTION OF BOARD MEMBER: PETER SPUHLER Management For For
4B1 ELECTION OF NEW BOARD MEMBER: SERGIO MARCHIONNE Management For For
4C ELECTION OF THE GROUP AND STATUTORY AUDITORS Management For For
5A CAPITAL REDUCTION: CANCELLATION OF SHARES REPURCHASED Management For For
UNDER THE 2006/2007 SHARE BUYBACK PROGRAM AND
RESPECTIVE AMENDMENT OF ARTICLE 4 PARA 1 OF THE
ARTICLES OF ASSOCIATION
5B CAPITAL REDUCTION: APPROVAL OF A NEW SHARE BUYBACK Management For For
PROGRAM FOR 2007-2010
06 IN CASE OF AD-HOC SHAREHOLDERS MOTIONS DURING Management For For
THE ANNUAL GENERAL MEETING, I/WE AUTHORIZE MY/OUR
PROXY TO ACT IN ACCORDANCE WITH THE BOARD OF DIRECTORS
- ------------------------------------------------------------------------------------------------------------------------------------
UBS AG AGM MEETING DATE: 04/18/2007
ISSUER: H89231338 ISIN: CH0024899483 BLOCKING
SEDOL: B17MJS6, B18YFJ4, B17XGG6, B18XLJ3, B17MV57, B18NGG5
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown
IN THIS MARKET. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
* PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting *Management Position Unknown
NOTICE SENT UNDER MEETING332438, INCLUDING THE
AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR
NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU.
Take No
1. RECEIVE THE ANNUAL REPORT, THE GROUP AND PARENT Management Action *Management Position Unknown
COMPANY ACCOUNTS FOR FY 2006,REPORTS OF THE GROUP
AND THE STATUTORY AUDITORS
Take No
2. APPROVE THE APPROPRIATION OF RETAINED EARNINGS Management Action *Management Position Unknown
AND DIVIDEND FOR FY 2006
Take No
3. GRANT DISCHARGE TO THE MEMBERS OF THE BOARD OF Management Action *Management Position Unknown
DIRECTORS AND THE GROUP EXECUTIVE BOARD
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 50 of 141
Take No
4.1.1 RE-ELECT MR. STEPHAN HAERINGER AS A BOARD MEMBER Management Action *Management Position Unknown
Take No
4.1.2 RE-ELECT MR. HELMUT PANKE AS A BOARD MEMBER Management Action *Management Position Unknown
Take No
4.1.3 RE-ELECT MR. PETER SPUHLER AS A BOARD MEMBER Management Action *Management Position Unknown
Take No
4.2. ELECT MR. SERGIO MARCHIONNE AS A NEW BOARD MEMBER Management Action *Management Position Unknown
Take No
4.3 ELECT THE GROUP AND STATUTORY AUDITORS Management Action *Management Position Unknown
Take No
5.2 APPROVE A NEW SHARE BUYBACK PROGRAM FOR 2007-2010 Management Action *Management Position Unknown
Take No
5.1 APPROVE THE CANCELLATION OF SHARES REPURCHASED Management Action *Management Position Unknown
UNDER THE 2006/2007 SHARE BUYBACK PROGRAM AND
AMEND ARTICLE 4 PARAGRAPH 1 OF THE ARTICLES OF
ASSOCIATION AS SPECIFIED
- ------------------------------------------------------------------------------------------------------------------------------------
NESTLE SA, CHAM UND VEVEY AGM MEETING DATE: 04/19/2007
ISSUER: H57312466 ISIN: CH0012056047 BLOCKING
SEDOL: B0ZGHZ6, 3056044, 7125274, 7126578, B01F348, 7123870
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
Take No
1. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Swiss Action *Management Position Unknown
BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL Register
OWNER BEFORE THE RECORD DATE. PLEASE ADVISE
US NOW IF YOU INTEND TO VOTE. NOTE THAT THE
COMPANY REGISTRAR HAS DISCRETION OVER GRANTING
VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE,
A SECOND NOTIFICATION WILL BE ISSUED REQUESTING
YOUR VOTING INSTRUCTIONS
* PLEASE NOTE: ONLY SHARES LISTED AS REGISTERED Non-Voting *Management Position Unknown
IN THE COMPANY S REGISTER OF SHAREHOLDERS CARRY
A VOTING RIGHT. ORDERS FOR REGISTRATION OR RE-REGISTRATION
WITH THE PURPOSE OF VOTING AT THE MEETING HAVE
TO BE PLACED A SUFFICIENT AMOUNT OF TIME PRIOR
TO THE RECORD DATE. WE CANNOT GUARANTEE FOR ANY
REGISTRATIONS TO BE COMPLETED IN DUE TIME. THANK
YOU.
* PLEASE NOTE THAT THIS IS AN OGM. THANK YOU. Non-Voting *Management Position Unknown
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 51 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
NESTLE SA, CHAM UND VEVEY OGM MEETING DATE: 04/19/2007
ISSUER: H57312466 ISIN: CH0012056047 BLOCKING
SEDOL: B0ZGHZ6, 3056044, 7125274, 7126578, B01F348, 7123870
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown
IN THIS MARKET. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
* PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting *Management Position Unknown
NOTICE SENT UNDER MEETING 365869, INCLUDING THE
AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR
NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU.
Take No
1. APPROVE THE ANNUAL REPORT, ANNUAL FINANCIAL STATEMENTS Management Action *Management Position Unknown
OF NESTLE AG AND CONSOLIDATED FINANCIAL STATEMENTS
OF 2006 OF NESTLE GROUP: REPORTS OF THE AUDITORS
Take No
2. GRANT DISCHARGE TO THE BOARD OF DIRECTORS AND Management Action *Management Position Unknown
THE EXECUTIVE BOARD
Take No
3. APPROVE THE APPROPRIATION OF THE BALANCE SHEET Management Action *Management Position Unknown
OF NESTLE AG
Take No
4. APPROVE THE REDUCTION OF THE SHARE CAPITAL AND Management Action *Management Position Unknown
AMEND THE ARTICLE 5 OF THE ARTICLES OF INCORPORATION
Take No
5.1 RE-ELECT MR. PETER BRABECK-LETMATHE AS A BOARD Management Action *Management Position Unknown
OF DIRECTOR
Take No
5.2 RE-ELECT MR. EDWARD GEORGE LORD GEORGE AS A Management Action *Management Position Unknown
BOARD OF DIRECTOR
- ------------------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED TXN ANNUAL MEETING DATE: 04/19/2007
ISSUER: 882508104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: J.R. ADAMS. Management For For
1B ELECTION OF DIRECTOR: D.L. BOREN. Management For For
1C ELECTION OF DIRECTOR: D.A. CARP. Management For For
1D ELECTION OF DIRECTOR: C.S. COX. Management For For
1E ELECTION OF DIRECTOR: T.J. ENGIBOUS. Management For For
1F ELECTION OF DIRECTOR: D.R. GOODE. Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 52 of 141
1G ELECTION OF DIRECTOR: P.H. PATSLEY. Management For For
1H ELECTION OF DIRECTOR: W.R. SANDERS. Management For For
1I ELECTION OF DIRECTOR: R.J. SIMMONS. Management For For
1J ELECTION OF DIRECTOR: R.K. TEMPLETON. Management For For
1K ELECTION OF DIRECTOR: C.T. WHITMAN. Management For For
02 BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Management For For
& YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
VIVENDI, PARIS AGM MEETING DATE: 04/19/2007
ISSUER: F97982106 ISIN: FR0000127771
SEDOL: B0CR3H6, B1G0HP4, 4834777, 4859587, B0334V4, B11SBW8, 4841379, 4863470
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS A REVISION DUE TO DELETION Non-Voting *Management Position Unknown
OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
* PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown
YOU.
O.1 RECEIVE THE REPORTS OF THE EXECUTIVE COMMITTEE Management For *Management Position Unknown
AND THE AUDITORS, APPROVE THE COMPANY S FINANCIAL
STATEMENTS FOR THE YE IN 2006, AS PRESENTED,
SHOWING EARNINGS OF EUR 4,412,354,584.59
O.2 RECEIVE THE REPORTS OF THE EXECUTIVE COMMITTEE Management For *Management Position Unknown
AND THE AUDITORS, APPROVE THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE SAID FY, IN THE FORM PRESENTED
TO THE MEETING
O.3 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For *Management Position Unknown
AGREEMENTS GOVERNED BY ARTICLE L.225-88 OF THE
FRENCH COMMERCIAL CODE, APPROVE SAID REPORT AND
THE AGREEMENTS REFERRED TO THEREIN
O.4 APPROVE THE RECOMMENDATIONS OF THE EXECUTIVE Management For *Management Position Unknown
COMMITTEE AND RESOLVES THAT THE DISTRIBUTABLE
INCOME FOR THE FY BE APPROPRIATED AS FOLLOWS:
INCOME FOR THE FY: EUR 4,412,354,584.59 RETAINED
EARNINGS: EUR 10,389,661,400.91 TOTAL: EUR 14,802,015,985.50
ALLOCATED TO: LEGAL RESERVE: EUR 1,956,028.25
DIVIDENDS: EUR 1,386,784,539.60 OTHER RESERVES:
EUR 11,213,275,417.65 RETAINED EARNINGS: EUR
2,200,000,000.00 TOTAL: EUR 14,802,015,985.50
THE SHAREHOLDERS WILL RECEIVE A NET DIVIDEND
OF EUR 1.20 PER SHARE AND WILL ENTITLE TO THE
40% DEDUCTION PROVIDED BY THE FRENCH TAX CODE;
THIS DIVIDEND WILL BE PAID ON 26 APR 2007; AS
REQUIRED BYLAW
O.5 RATIFY THE CO-OPTATION OF MR. MEHDI DAZI AS SUPERVISORY Management For *Management Position Unknown
BOARD MEMBER UNTIL THE SHAREHOLDERS MEETING
CALLED TO APPROVE THE FINANCIAL STATEMENTS FOR
THE FY 2008
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 53 of 141
O.6 AUTHORIZE THE EXECUTIVE COMMITTEE TO TRADE IN Management For *Management Position Unknown
THE COMPANY S SHARES ON THE STOCK MARKET OR OTHERWISE
SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM
PURCHASE PRICE: EUR 45.00 MAXIMUM NUMBER OF SHARES
TO BE ACQUIRED: 10% OF THE SHARE CAPITAL, MAXIMUM
FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 4,000,000,000.00;
AUTHORITY EXPIRES ON 18-MONTH PERIOD; AND TO
TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES; THIS AUTHORIZATION SUPERSEDES
THE REMAINING PERIOD OF THE AUTHORIZATION GRANTED
BY THE COMBINED SHAREHOLDERS MEETING OF 20 APR
2006 IN ITS RESOLUTION E.10
E.7 AUTHORIZE THE EXECUTIVE COMMITTEE TO DECIDE ON Management For *Management Position Unknown
1 OR MORE CAPITAL INCREASES, IN FRANCE OR ABROAD,
BY A MAXIMUM NOMINAL AMOUNT OF EUR 1,000,000,000.00,
BY ISSUANCE, WITH PREFERRED SUBSCRIPTION RIGHTS
MAINTAINED, OF COMMON SHARES AND SECURITIES GIVING
ACCESS TO THE CAPITAL; AUTHORITY EXPIRES ON 26-MONTH
PERIOD; THE NUMBER OF SECURITIES TO BE ISSUED
MAY BE INCREASED IN ACCORDANCE WITH THE CONDITIONS
GOVERNED BY ARTICLE L.225-135-1 OF THE FRENCH
COMMERCIAL CODE; AND TO CHARGE THE SHARE ISSUANCE
COSTS AGAINST THE RELATED PREMIUMS AND DEDUCT
FROM THE PREMIUMS THE AMOUNTS NECESSARY TO FUND
THE LEGAL RESERVE; THIS DELEGATION OF POWERS
SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO
THE SAME EFFECT, PARTICULARLY IN THE 1 GIVEN
BY THE SHAREHOLDERS MEETING DATED 28 APR 2005
IN THE RESOLUTION 7
E.8 AUTHORIZE THE EXECUTIVE COMMITTEE TO DECIDE ON Management For *Management Position Unknown
1 OR MORE CAPITAL INCREASES, IN FRANCE OR ABROAD,
BY A MAXIMUM NOMINAL AMOUNT OF EUR 500,000,000.00,
BY ISSUANCE, WITH CANCELLATION OF THE SHAREHOLDERS
PREFERRED SUBSCRIPTION RIGHTS, OF COMMON SHARES
AND SECURITIES GIVING ACCESS TO THE CAPITAL;
AUTHORITY EXPIRES ON 26-MONTH PERIOD; THE NUMBER
OF SECURITIES TO BE ISSUED MAY BE INCREASED IN
ACCORDANCE WITH THE CONDITIONS GOVERNED BY ARTICLE
L.225-135-1 OF THE FRENCH COMMERCIAL CODE; THE
SHAREHOLDERS MEETING AUTHORIZES, FOR THE SAME
PERIOD, THE EXECUTIVE COMMITTEE TO INCREASE THE
SHARE CAPITAL, UP TO 10% OF THE SHARE CAPITAL,
IN CONSIDERATION FOR THE CONTRIBUTIONS IN KIND
GRANTED TO THE COMPANY AND COMPRISED OF CAPITAL
SECURITIES OR SECURITIES GIVING ACCESS TO THE
SHARE CAPITAL; THE EXECUTIVE COMMITTEE MAY ALSO
PROCEED WITH A CAPITAL INCREASE IN CONSIDERATION
FOR SECURITIES TENDERED IN A PUBLIC EXCHANGE
OFFER INITIATED BY THE COMPANY CONCERNING THE
SHARES OF ANOTHER COMPANY; AND TO CHARGE THE
SHARE ISSUANCE COSTS AGAINST THE RELATED PREMIUMS
AND DEDUCT FROM THE PREMIUMS THE AMOUNTS NECESSARY
TO FUND THE LEGAL RESERVE; THIS DELEGATION OF
POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT, PARTICULARLY IN THE 1 GIVEN
BY THE SHAREHOLDERS MEETING DATED 28 APR 2005
IN THE RESOLUTION 8; THE AMOUNT OF CAPITAL INCREASES
CARRIED OUT BY VIRTUE OF THE PRESENT RESOLUTION
SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH
IN THE RESOLUTION E.7
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 54 of 141
E.9 AUTHORIZE THE EXECUTIVE COMMITTEE TO DECIDE ON Management For *Management Position Unknown
1 OR MORE CAPITAL INCREASES, UP TO A MAXIMUM
NOMINAL AMOUNT OF EUR 500,000,000.00 BY WAY OF
CAPITALIZING RESERVES, PROFITS, PREMIUMS OR OTHER
MEANS, PROVIDED THAT SUCH CAPITALIZATION IS ALLOWED
BYLAW AND UNDER THE BY-LAWS, BY ISSUING BONUS
SHARES OR RAISING THE PAR VALUE OF EXISTING SHARES;
AUTHORITY EXPIRES ON 26-MONTH PERIOD; THIS DELEGATION
OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT, PARTICULARLY THE 1 GIVEN
BY THE SHAREHOLDER S MEETING DATED 28 APR 2005
IN THE RESOLUTION 10; THE AMOUNT OF CAPITAL INCREASES
CARRIED OUT BY VIRTUE OF THE PRESENT RESOLUTION
SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH
IN THE RESOLUTION E.7
E.10 AUTHORIZE THE EXECUTIVE COMMITTEE TO INCREASE Management For *Management Position Unknown
THE SHARE CAPITAL, ON 1 OR MORE OCCASIONS, IN
FAVOUR OF EMPLOYEES, AND FORMER EMPLOYEES OF
THE COMPANY AND COMPANIES OF THE VIVENDI GROUP,
WHO ARE MEMBERS OF THE GROUP SAVINGS PLAN; AUTHORITY
EXPIRES ON 26-MONTH PERIOD; AND FOR A TOTAL NUMBER
OF SHARES THAT SHALL NOT EXCEED 1.5% OF THE SHARE
CAPITAL; AND TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES; THIS DELEGATION
OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT, PARTICULARLY THE 1 GIVEN
BY THE SHAREHOLDER S MEETING DATED 28 APR 2006
IN ITS RESOLUTION 11; THE AMOUNT OF CAPITAL INCREASES
CARRIED OUT BY VIRTUE OF THE PRESENT RESOLUTION
SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH
IN THE RESOLUTION E.7
E.11 AUTHORIZE THE EXECUTIVE COMMITTEE TO REDUCE THE Management For *Management Position Unknown
SHARE CAPITAL, ON 1 OR MORE OCCASIONS AND AT
ITS SOLE DISCRETION, BY CANCELING ALL OR PART
OF THE SHARES HELD BY THE COMPANY IN CONNECTION
WITH A STOCK REPURCHASE PLAN, UP TO A MAXIMUM
10% OF THE SHARE CAPITAL OVER A 24 MONTH PERIOD;
AUTHORITY EXPIRES ON 26-MONTH PERIOD; AND TO
TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES; THIS DELEGATION OF POWERS
SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO
THE SAME EFFECT, PARTICULARLY THE 1 GIVEN BY
THE SHAREHOLDER S MEETING DATED 20 APR 2006 IN
ITS RESOLUTION 11
E.12 APPROVE TO BRING THE ARTICLES OF THE BYLAWS INTO Management For *Management Position Unknown
CONFORMITY WITH THE PROVISIONS OF ARTICLE NO
L.225-71 OF THE FRENCH COMMERCIAL CODE MODIFIED
BY THE LAW NO 2006-1170 OF 30 DEC 2006 AND AMEND
ARTICLE 8 OF THE BYLAWS-SUPERVISORY BOARD MEMBER
ELECTED BY THE EMPLOYEES
E.13 APPROVE TO BRING THE ARTICLES OF THE BYLAWS INTO Management For *Management Position Unknown
CONFORMITY WITH THE PROVISIONS OF ARTICLES 84-1
AND 108-1 OF THE DECREE NO 67-236 OF 23 MAR 1967
MODIFIED BY THE DECREE OF 11 DEC 2006 AND AMEND
ARTICLES 10 AND 14 OF THE BYLAWS-ORGANIZATION
OF THE SUPERVISORY BOARD AND ORGANIZATION OF
THE EXECUTIVE COMMITTEE
E.14 APPROVE TO BRING THE ARTICLES OF THE BYLAWS INTO Management For *Management Position Unknown
CONFORMITY WITH THE PROVISIONS OF ARTICLE 136
OF THE DECREE NO 67-236 OF 23 MAR 1967 MODIFIED
BY THE DECREE OF 11 DEC 2006 AND AMEND ARTICLE
16 OF THE BYLAWS-SHAREHOLDERS MEETING
E.15 APPROVE TO DECIDE THE 15 DAY PERIOD APPLICABLE Management For *Management Position Unknown
FOR THE DECLARATIONS OF THE STATUTORY EXCEEDING
OF THE THRESHOLDS AND AMEND ARTICLE 5 OF THE
BYLAWS-SHARES IN ORDER TO BRING IT TO 5 MARKET
DAYS
E.16 AMEND ARTICLE 17 OF THE BYLAWS-VOTING RIGHTS Management For *Management Position Unknown
E.17 GRANT FULL POWERS TO THE BEARER OF AN ORIGINAL, Management For *Management Position Unknown
A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER
FORMALITIES PRESCRIBED BY LAW
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 55 of 141
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GENENTECH, INC. DNA ANNUAL MEETING DATE: 04/20/2007
ISSUER: 368710406 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
HERBERT W. BOYER Management For For
WILLIAM M. BURNS Management For For
ERICH HUNZIKER Management For For
JONATHAN K.C. KNOWLES Management For For
ARTHUR D. LEVINSON Management For For
DEBRA L. REED Management For For
CHARLES A. SANDERS Management For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF GENENTECH FOR THE YEAR ENDING DECEMBER 31,
2007.
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY AXP ANNUAL MEETING DATE: 04/23/2007
ISSUER: 025816109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
D.F. AKERSON Management For For
C. BARSHEFSKY Management For For
U.M. BURNS Management For For
K.I. CHENAULT Management For For
P. CHERNIN Management For For
V.E. JORDAN, JR. Management For For
J. LESCHLY Management For For
R.C. LEVIN Management For For
R.A. MCGINN Management For For
E.D. MILLER Management For For
F.P. POPOFF Management For For
S.S. REINEMUND Management For For
R.D. WALTER Management For For
R.A. WILLIAMS Management For For
02 THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2007.
03 A PROPOSAL TO APPROVE THE AMERICAN EXPRESS COMPANY Management For For
2007 INCENTIVE COMPENSATION PLAN.
04 A SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE Shareholder Against For
VOTING FOR DIRECTORS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 56 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
DAVIDE CAMPARI - MILANO SPA, MILANO OGM MEETING DATE: 04/24/2007
ISSUER: T24091117 ISIN: IT0003849244 BLOCKING
SEDOL: B08H5S5, B08BR25, B1SSBL0
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
26 APR 2007. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU.
* PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management Position Unknown
OF RECORD DATE AND DELETION OF A COMMENT. PLEASE
ALSO NOTE THE NEW CUT-OFF IS 16 APR 2007. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
Take No
1. APPROVE THE FINANCIAL STATEMENTS AT 31 DEC 2006, Management Action *Management Position Unknown
AND AJOURNMENT THEREOF
Take No
2. APPOINT THE BOARD OF DIRECTORS Management Action *Management Position Unknown
Take No
3. APPOINT THE BOARD OF AUDITORS Management Action *Management Position Unknown
Take No
4. APPROVE THE EXTENSION OF COMMITMENT TO AUDIT Management Action *Management Position Unknown
FIRM
Take No
5. GRANT AUTHORITY TO BUY AND SELL OWN SHARES Management Action *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
L-3 COMMUNICATIONS HOLDINGS, INC. LLL ANNUAL MEETING DATE: 04/24/2007
ISSUER: 502424104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MICHAEL T. STRIANESE Management For For
CLAUDE R. CANIZARES Management For For
THOMAS A. CORCORAN Management For For
ALAN H. WASHKOWITZ Management For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 57 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY DD ANNUAL MEETING DATE: 04/25/2007
ISSUER: 263534109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RICHARD H. BROWN Management For For
ROBERT A. BROWN Management For For
BERTRAND P. COLLOMB Management For For
CURTIS J. CRAWFORD Management For For
JOHN T. DILLON Management For For
ELEUTHERE I. DU PONT Management For For
CHARLES O. HOLLIDAY, JR Management For For
LOIS D. JULIBER Management For For
MASAHISA NAITOH Management For For
SEAN O'KEEFE Management For For
WILLIAM K. REILLY Management For For
02 ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 ON DUPONT EQUITY AND INCENTIVE PLAN Management Against Against
04 ON GENETICALLY MODIFIED FOOD Shareholder Against For
05 ON PLANT CLOSURE Shareholder Against For
06 ON REPORT ON PFOA Shareholder Against For
07 ON COSTS Shareholder Against For
08 ON GLOBAL WARMING Shareholder Against For
09 ON CHEMICAL FACILITY SECURITY Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
ENCANA CORPORATION ECA SPECIAL MEETING DATE: 04/25/2007
ISSUER: 292505104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RALPH S. CUNNINGHAM Management For For
PATRICK D. DANIEL Management For For
IAN W. DELANEY Management For For
RANDALL K. ERESMAN Management For For
MICHAEL A. GRANDIN Management For For
BARRY W. HARRISON Management For For
DALE A. LUCAS Management For For
KEN F. MCCREADY Management For For
VALERIE A.A. NIELSEN Management For For
DAVID P. O'BRIEN Management For For
JANE L. PEVERETT Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 58 of 141
ALLAN P. SAWIN Management For For
DENNIS A. SHARP Management For For
JAMES M. STANFORD Management For For
WAYNE G. THOMSON Management For For
02 APPOINTMENT OF AUDITORS - PRICEWATERHOUSECOOPERS Management For For
LLP AT A REMUNERATION TO BE FIXED BY THE BOARD
OF DIRECTORS.
03 RECONFIRMATION OF THE SHAREHOLDER RIGHTS PLAN Management Against Against
(AS DESCRIBED ON PAGES 12-14 OF THE INFORMATION
CIRCULAR).
04 AMENDMENT NO. 1 TO THE EMPLOYEE STOCK OPTION Management For For
PLAN (AS DESCRIBED ON PAGES 14-16 OF THE INFORMATION
CIRCULAR).
05 AMENDMENT NO. 2 TO THE EMPLOYEE STOCK OPTION Management For For
PLAN (AS DESCRIBED ON PAGES 14-16 OF THE INFORMATION
CIRCULAR).
- ------------------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY GE ANNUAL MEETING DATE: 04/25/2007
ISSUER: 369604103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
09 REPORT ON PAY DIFFERENTIAL Shareholder Against For
08 ETHICAL CRITERIA FOR MILITARY CONTRACTS Shareholder Against For
07 GLOBAL WARMING REPORT Shareholder Against For
06 REPORT ON CHARITABLE CONTRIBUTIONS Shareholder Against For
05 ELIMINATE DIVIDEND EQUIVALENTS Shareholder Against For
04 INDEPENDENT BOARD CHAIRMAN Shareholder Against For
03 ONE DIRECTOR FROM THE RANKS OF RETIREES Shareholder Against For
02 CURB OVER-EXTENDED DIRECTORS Shareholder Against For
01 CUMULATIVE VOTING Shareholder Against For
E APPROVAL OF MATERIAL TERMS OF SENIOR OFFICER Management For For
PERFORMANCE GOALS
D APPROVAL OF 2007 LONG TERM INCENTIVE PLAN Management For For
A DIRECTOR Management For
JAMES I. CASH, JR. Management For For
SIR WILLIAM M. CASTELL Management For For
ANN M. FUDGE Management For For
CLAUDIO X. GONZALEZ Management For For
SUSAN HOCKFIELD Management For For
JEFFREY R. IMMELT Management For For
ANDREA JUNG Management For For
ALAN G.(A.G.) LAFLEY Management For For
ROBERT W. LANE Management For For
RALPH S. LARSEN Management For For
ROCHELLE B. LAZARUS Management For For
SAM NUNN Management For For
ROGER S. PENSKE Management For For
ROBERT J. SWIERINGA Management For For
DOUGLAS A. WARNER III Management For For
ROBERT C. WRIGHT Management For For
B RATIFICATION OF KPMG Management For For
C ADOPTION OF MAJORITY VOTING FOR DIRECTORS Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 59 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
STRYKER CORPORATION SYK ANNUAL MEETING DATE: 04/25/2007
ISSUER: 863667101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN W. BROWN Management For For
HOWARD E. COX, JR. Management For For
DONALD M. ENGELMAN Management For For
JEROME H. GROSSMAN Management For For
LOUISE L. FRANCESCONI Management For For
STEPHEN P. MACMILLAN Management For For
WILLIAM U. PARFET Management For For
RONDA E. STRYKER Management For For
02 APPROVAL OF THE EXECUTIVE BONUS PLAN. Management For For
03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT AUDITORS FOR 2007.
04 SHAREHOLDER PROPOSAL REGARDING GRANTING OF PERFORMANCE-VESTING Shareholder Against For
SHARES TO SENIOR EXECUTIVES.
- ------------------------------------------------------------------------------------------------------------------------------------
AVIVA PLC AGM MEETING DATE: 04/26/2007
ISSUER: G0683Q109 ISIN: GB0002162385
SEDOL: B02S658, 0216238, B045BR4, 4100490, 5983991, 4191007
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND CONSIDER THE COMPANY S ACCOUNTS AND Management For *Management Position Unknown
THE REPORTS OF THE DIRECTORS AND THE AUDITOR
FOR THE YE 31 DEC 2006
2. APPROVE TO DECLARE A FINAL DIVIDEND OF 19.18 Management For *Management Position Unknown
PENCE PER ORDINARY SHARE OF THE COMPANY FOR THE
YE 31 DEC 2006
3. RE-ELECT MR. GUILLERMO DE LA DEHESA AS A DIRECTOR Management For *Management Position Unknown
OF THE COMPANY
4. RE-ELECT MR. WIM DIK AS A DIRECTOR OF THE COMPANY Management For *Management Position Unknown
5. RE-ELECT MR. RICHARD KARL GOELTZ AS A DIRECTOR Management For *Management Position Unknown
OF THE COMPANY
6. RE-ELECT MR. RUSSELL WALLS AS A DIRECTOR OF THE Management For *Management Position Unknown
COMPANY
7. RE-APPOINT ERNST & YOUNG LLP AS THE AUDITORS Management For *Management Position Unknown
OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION
OF THE NEXT AGM
8. AUTHORIZE THE DIRECTORS TO DETERMINE THE AUDITOR Management For *Management Position Unknown
S REMUNERATION
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 60 of 141
9. APPROVE TO RENEW THE AUTHORITY CONFERRED ON THE Management For *Management Position Unknown
DIRECTORS BY ARTICLE 5.04A OF THE COMPANY S ARTICLES
OF ASSOCIATION WITH THE SECTION 80 AMOUNT BEING
GBP 108 MILLION AUTHORITY EXPIRES THE EARLIER
OF THE NEXT AGM OF THE COMPANY OR 15 MONTHS
S.10 APPROVE TO RENEW THE POWER CONFERRED ON THE DIRECTORS Management For *Management Position Unknown
BY ARTICLE 5.04B OF THE COMPANY S ARTICLES OF
ASSOCIATION WITH THE SECTION 89 AMOUNT BEING
GBP 32 MILLION AUTHORITY EXPIRES THE EARLIER
OF THE NEXT AGM OF THE COMPANY OR 15 MONTHS
11. APPROVE, IN ACCORDANCE TO THE SECTION 241A OF Management For *Management Position Unknown
THE COMPANIES ACT 1985, THE DIRECTORS REMUNERATION
REPORT CONTAINED WITHIN THE REPORT AND ACCOUNTS
FOR THE YE 31 DEC 2006
12. APPROVE THE RULES OF THE AVIVA PLC SAVINGS RELATED Management For *Management Position Unknown
SHARE OPTION SCHEME 2007 THE SCHEME AS SPECIFIED;
AND AUTHORIZE THE DIRECTORS TO ESTABLISH SUCH
FURTHER PLANS FOR THE BENEFIT OF EMPLOYEES OVERSEAS
BASED ON THE SCHEME SUBJECT TO SUCH MODIFICATIONS
AS MAY BE NECESSARY OR DESIRABLE TO TAKE ACCOUNT
OF OVERSEAS SECURITIES LAWS, EXCHANGE CONTROL
AND TAX LEGISLATION PROVIDED THAT ANY ORDINARY
SHARES OF THE COMPANY MADE AVAILABLE UNDER SUCH
FURTHER PLANS ARE TREATED AS COUNTING AGAINST
ANY LIMITS ON INDIVIDUAL PARTICIPATION IN THE
SCHEME OR OVERALL PARTICIPATION IN THE SCHEME
S.13 ADOPT THE NEW ARTICLE 32.12 IN THE COMPANY S Management For *Management Position Unknown
ARTICLES OF ASSOCIATION AS SPECIFIED, AND AMEND
THE ARTICLES OF ASSOCIATION PRODUCED TO THE MEETING
AND INITIALED BY THE CHAIRMAN FOR THE PURPOSE
OF IDENTIFICATION
S.14 AUTHORIZE THE COMPANY, PURSUANT TO THE AUTHORITIES Management For *Management Position Unknown
CONTAINED IN THE ARTICLES OF ASSOCIATION OF THE
COMPANY, TO MAKE ONE OR MORE MARKET PURCHASES
SECTION 163(3) OF THE COMPANIES ACT 1985 OF UP
TO 256 MILLION ORDINARY SHARES OF 25PENCE EACH
IN THE CAPITAL OF THE COMPANY, AT A MINIMUM PRICE
OF 25PENCE AND NOT MORE THAN 105% ABOVE THE AVERAGE
MARKET VALUE FOR SUCH SHARES DERIVED FROM THE
LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER
THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES
THE EARLIER OF THE CONCLUSION OF THE NEXT AGM
OF THE COMPANY OR 15 MONTHS; THE COMPANY, BEFORE
THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY
SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR
PARTLY AFTER SUCH EXPIRY
S.15 AUTHORIZE THE COMPANY, PURSUANT TO THE AUTHORITIES Management For *Management Position Unknown
CONTAINED IN THE ARTICLES OF ASSOCIATION OF THE
COMPANY, TO MAKE ONE OR MORE MARKET PURCHASES
SECTION 163(3) OF THE COMPANIES ACT 1985 OF 8
% CUMULATIVE IRREDEEMABLE PREFERENCE SHARES
UP TO 100 MILLION 8 % CUMULATIVE PREFERENCE
SHARES OF GBP 1 EACH IN THE CAPITAL OF THE COMPANY,
AT A MINIMUM PRICE OF 25PENCE AND NOT MORE THAN
105% ABOVE THE AVERAGE MARKET VALUE FOR 8 %
CUMULATIVE PREFERENCE SHARES DERIVED FROM THE
LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER
THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES
THE EARLIER OF THE CONCLUSION OF THE NEXT AGM
OF THE COMPANY OR15 MONTHS; THE COMPANY, BEFORE
THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE 8
% CUMULATIVE PREFERENCE SHARES WHICH WILL OR
MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 61 of 141
S.16 AUTHORIZE THE COMPANY, PURSUANT TO THE AUTHORITIES Management For *Management Position Unknown
CONTAINED IN THE ARTICLES OF ASSOCIATION OF THE
COMPANY, TO MAKE ONE OR MORE MARKET PURCHASES
SECTION 163(3) OF THE COMPANIES ACT 1985 OF 8
% CUMULATIVE IRREDEEMABLE PREFERENCE SHARES
UP TO 100 MILLION 8 % CUMULATIVE PREFERENCE
SHARES OF GBP 1 EACH IN THE CAPITAL OF THE COMPANY,
AT A MINIMUM PRICE OF 25 PENCE AND NOT MORE THAN
105% ABOVE THE AVERAGE MARKET VALUE FOR 8 %
CUMULATIVE PREFERENCE SHARES DERIVED FROM THE
LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER
THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES
THE EARLIER OF THE CONCLUSION OF THE NEXT AGM
OF THE COMPANY OR15 MONTHS; THE COMPANY, BEFORE
THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE 8
% CUMULATIVE PREFERENCE SHARES WHICH WILL OR
MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY
- ------------------------------------------------------------------------------------------------------------------------------------
BARCLAYS PLC BCS AGM MEETING DATE: 04/26/2007
ISSUER: G08036124 ISIN: GB0031348658
SEDOL: B021PQ1, 6507312, B02S681, 3134865
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE DIRECTORS AND THE AUDITORS REPORTS Management For *Management Position Unknown
AND THE AUDITED ACCOUNTS FORTHE YE 31 DEC 2006
2. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For *Management Position Unknown
THE YE 31 DEC 2006
3. RE-ELECT MR. MARCUS AGIUS AS A DIRECTOR OF THE Management For *Management Position Unknown
COMPANY
4. RE-ELECT MR. FREDERIK SEEGERS AS A DIRECTOR OF Management For *Management Position Unknown
THE COMPANY
5. RE-ELECT MR. CHRISTOPHER LUCAS AS A DIRECTOR Management For *Management Position Unknown
OF THE COMPANY
6. RE-ELECT MR. STEPHEN RUSSELL AS A DIRECTOR OF Management For *Management Position Unknown
THE COMPANY
7. RE-ELECT MR. RICHARD LEIGH CLIFFORD AS A DIRECTOR Management For *Management Position Unknown
OF THE COMPANY
8. RE-ELECT SIR ANDHREW LIKIERMAN AS A DIRECTOR Management For *Management Position Unknown
OF THE COMPANY
9. RE-ELECT MR. JOHN VARLEY AS A DIRECTOR OF THE Management For *Management Position Unknown
COMPANY
10. RE-ELECT SIR NIGEL RUDD AS A DIRECTOR OF THE COMPANY Management For *Management Position Unknown
11. RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE Management For *Management Position Unknown
AUDITORS OF THE COMPANY
12. AUTHORIZE THE DIRECTORS TO SET THE REMUNERATION Management For *Management Position Unknown
OF THE AUDITORS
13. AUTHORIZE BARCLAYS BANK PLC TO MAKE EU POLITICAL Management For *Management Position Unknown
DONATIONS
14. APPROVE TO RENEW THE AUTHORITY GIVEN TO THE DIRECTORS Management For *Management Position Unknown
TO ALLOT SECURITIES
S.15 APPROVE TO RENEW THE AUTHORITY GIVEN TO THE DIRECTORS Management For *Management Position Unknown
TO ALLOT SECURITIES FORCASH OTHER THAN ON A PRO-RATE
BASIS TO SHAREHOLDERS AND TO SELL TREASURY SHARES
S.16 APPROVE TO RENEW THE COMPANY S AUTHORITY TO PURCHASE Management For *Management Position Unknown
ITS OWN SHARES
S.17 ADOPT THE NEW ARTICLES OF ASSOCIATION OF THE COMPANY Management For *Management Position Unknown
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 62 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
BOUYGUES, PARIS EGM MEETING DATE: 04/26/2007
ISSUER: F11487125 ISIN: FR0000120503
SEDOL: B01JBX5, 2696612, 4067528, 7164028, B0Z6VY3, B043HB4, 4002121, 4115159
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* A VERIFICATION PERIOD EXISTS IN FRANCE. VERIFICATION Non-Voting *Management Position Unknown
PERIOD: REGISTERED SHARES: 1 TO 5 DAYS PRIOR
TO THE MEETING DATE, DEPENDS ON COMPANY S BY-LAWS.
BEARER SHARES: 6 DAYS PRIOR TO THE MEETING DATE.
FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN
AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB
CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN THE NECESSARY CARD,
ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING
APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY
CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED
TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED
INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN
CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD
TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER
YOUR GLOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY,
PLEASE CONTACT YOUR REPRESENTATIVE. TRADES/VOTE
INSTRUCTIONS: SINCE FRANCE MAINTAINS A VERIFICATION
PERIOD, FOR VOTE INSTRUCTIONS SUBMITTED THAT
HAVE A TRADE TRANSACTED (SELL) FOR EITHER THE
FULL SECURITY POSITION OR A PARTIAL AMOUNT AFTER
THE VOTE INSTRUCTION HAS BEEN SUBMITTED AND THE
GLOBAL CUSTODIAN ADVISES OF THE POSITION CHANGE
VIA THE ACCOUNT POSITION COLLECTION PROCESS,
THERE IS A PROCESS IN EFFECT WHICH WILL ADVISE
THE GLOBAL CUSTODIAN OF THE NEW ACCOUNT POSITION
AVAILABLE FOR VOTING. THIS WILL ENSURE THAT THE
LOCAL CUSTODIAN IS INSTRUCTED TO AMEND THE VOTE
INSTRUCTION AND RELEASE THE SHARES FOR SETTLEMENT
OF THE SALE TRANSACTION. THIS PROCEDURE PERTAINS
TO SALE TRANSACTIONS WITH A SETTLEMENT DATE PRIOR
TO MEETING DATE + 1
* PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown
YOU.
O.1 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS, Management For *Management Position Unknown
THE CHAIRMAN OF THE BOARD OF DIRECTORS AND THE
AUDITORS, APPROVE THE COMPANY S FINANCIAL STATEMENTS
FOR THE YE 2006, AS PRESENTED, SHOWING NET EARNINGS
OF EUR 603,396,472.57, GRANT PERMANENT DISCHARGE
TO THE DIRECTORS FOR THE PERFORMANCE OF THEIR
DUTIES DURING THE SAID FY
O.2 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS, Management For *Management Position Unknown
THE CHAIRMAN OF THE BOARD OF DIRECTORS AND THE
AUDITORS, APPROVE THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE SAID FINANCIAL YEAR, IN THE
FORM PRESENTED TO THE MEETING, SHOWING NET EARNINGS
GROUP SHARE OF EUR 1,246,000,000.00
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 63 of 141
O.3 APPROVE THE DISTRIBUTABLE INCOME OF EUR 838,625,254.57 Management For *Management Position Unknown
BE APPROPRIATED AS FOLLOWS: DIVIDENDS: EUR 16,738,879.15,
A DIVIDEND OF EUR 0.05 PER SHARE, ADDITIONAL
DIVIDEND: EUR 384,994,220.45, A NET DIVIDEND
OF 1.15 PER SHARE THE BALANCE WILL BE ALLOCATED
TO THE RETAINED EARNINGS ACCOUNT: EUR 436,892,154.97
THE SHAREHOLDERS WILL RECEIVE A NET DIVIDEND
OF EUR 1.20 PER SHARE AND WILL ENTITLE NATURAL
PERSONS FISCALLY DOMICILIATED IN FRANCE, TO THE
40% ALLOWANCE THIS DIVIDEND WILL BE PAID ON 03
MAR 2007 IN THE EVENT THAT THE COMPANY HOLDS
SOME OF ITS OWN SHARES ON SUCH DATE, THE AMOUNT
OF THE UNPAID DIVIDEND ON SUCH SHARES SHALL BE
ALLOCATED TO THE RETAINED EARNINGS ACCOUNT AS
REQUIRED BYLAW
O.4 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For *Management Position Unknown
AGREEMENTS GOVERNED BY ARTICLE L. 225-38 OF THE
FRENCH COMMERCIAL CODE AND THE AGREEMENTS REFERRED
TO THEREIN
O.6 APPROVE TO RENEW THE APPOINTMENT OF MR. LUCIEN Management For *Management Position Unknown
DOUROUX AS A DIRECTOR FOR A 3-YEAR PERIOD
O.5 RATIFY THE CO-OPTATION OF MR. PATRICK KRON AS Management For *Management Position Unknown
A DIRECTOR, TO REPLACE MR. ALAIN POUYAT, FOR
THE REMAINDER OF MR. ALAIN POUYAT S TERM OF OFFICE,
UNTIL THE ORDINARY SHAREHOLDERS MEETING AND
APPROVE THE FINANCIAL STATEMENTS FOR THE FY 2009
O.7 APPROVE TO RENEW THE APPOINTMENT OF MR. JEAN Management For *Management Position Unknown
PEYRELEVADE AS A DIRECTOR FOR A 3-YEAR PERIOD
O.8 APPROVE TO RENEW THE APPOINTMENT OF THE COMPANY Management For *Management Position Unknown
SCDM AS A DIRECTOR FOR A 3-YEAR PERIOD
O.9 ELECT MR. THIERRY JOURDAINE AS A DIRECTOR MEMBER Management For *Management Position Unknown
OF THE SUPERVISORY BOARD OF 1 OF THE INVESTMENT
FUNDS REPRESENTING THE EMPLOYEES WHO ARE SHAREHOLDERS,
SUBJECT TO THE ADOPTION BY THE SHAREHOLDERS
MEETING OF RESOLUTION E.27, HIS TERM OF OFFICE
WILL LAST 3 YEARS; IF SUCH RESOLUTION IS NOT
APPROVED, IT WILL LAST 2 YEARS
O.10 ELECT MR. JEAN-MICHEL GRAS AS A DIRECTOR MEMBER Management For *Management Position Unknown
OF THE SUPERVISORY BOARD OF 1OF THE INVESTMENT
FUNDS REPRESENTING THE EMPLOYEES WHO ARE SHAREHOLDERS,
SUBJECT TO THE ADOPTION BY THE SHAREHOLDERS
MEETING OF RESOLUTION E.27, HIS TERM OF OFFICE
WILL LAST 3 YEARS; IF SUCH RESOLUTION IS NOT
APPROVED, IT WILL LAST 2 YEARS
O.11 APPOINT MR. ALAIN POUYAT AS A CONTROL AGENT, Management For *Management Position Unknown
FOR A 3-YEAR PERIOD
O.12 AUTHORIZE THE BOARD OF DIRECTORS TO BUY BACK Management For *Management Position Unknown
THE COMPANY S SHARES ON THE OPENMARKET, SUBJECT
TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE
PRICE: EUR 80.00, MINIMUM SALE PRICE: EUR 30.00,
MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10%
OF THE SHARE CAPITAL, MAXIMUM FUNDS INVESTED
IN THE SHARE BUYBACKS: EUR 1,500,000,000.00;
AUTHORITY EXPIRES ON 18-MONTH PERIOD; IT SUPERSEDES
THE UNUSED FRACTION OF ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT; AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 64 of 141
E.13 AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE ON Management For *Management Position Unknown
1 OR MORE CAPITAL INCREASES, INFRANCE OR ABROAD,
BY ISSUANCE, WITH THE SHAREHOLDERS PREFERRED
SUBSCRIPTION RIGHTS MAINTAINED, OF COMPANY S
ORDINARY SHARES OR SECURITIES GIVING ACCESS TO
ORDINARY SHARES OF THE COMPANY OR A COMPANY CONTROLLED
BY IT OVER 50%; THE MAXIMAL NOMINAL AMOUNT OF
CAPITAL INCREASES TO BE CARRIED OUT UNDER THIS
DELEGATION OF AUTHORITY SHALL NOT EXCEED EUR
150,000,000.00; THE NOMINAL AMOUNT OF DEBT SECURITIES
ISSUED SHALL NOT EXCEED EUR 5,000,000,000.00;
AUTHORITY EXPIRES ON 26 MONTH PERIOD; IT SUPERSEDES
THE UNUSED FRACTION OF ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT; AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.14 AUTHORIZE THE BOARD OF DIRECTORS ALL POWERS IN Management For *Management Position Unknown
ORDER TO DECIDE ON 1 OR MORE CAPITAL INCREASES,
UP TO A MAXIMUM NOMINAL AMOUNT OF EUR 4,000,000,000.00,
BY WAY OF CAPITALIZING RESERVES, PROFITS, PREMIUMS
OR OTHER MEANS, PROVIDED THAT SUCH CAPITALIZATION
IS ALLOWED BYLAW AND UNDER THE BY-LAWS, BY ISSUING
BONUS SHARES OR RAISING THE PAR VALUE OF EXISTING
SHARES, OR BY A COMBINATION OF THESE METHODS;
AUTHORITY EXPIRES ON 26-MONTH PERIOD; IT SUPERSEDES
THE UNUSED FRACTION OF ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT; AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.15 AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE ON Management For *Management Position Unknown
1 OR MORE CAPITAL INCREASES, INFRANCE OR ABROAD,
BY ISSUANCE, WITH CANCELLATION OF THE SHAREHOLDERS
PREFERRED SUBSCRIPTION RIGHTS, OF COMPANY S
ORDINARY SHARES OR SECURITIES GIVING ACCESS TO
ORDINARY SHARES OF THE COMPANY OR A COMPANY CONTROLLED
BY IT OVER 50%; THE MAXIMAL NOMINAL AMOUNT OF
CAPITAL INCREASES TO BE CARRIED OUT UNDER THIS
DELEGATION OF AUTHORITY SHALL NOT EXCEED EUR
150,000,000.00; THE NOMINAL AMOUNT SHALL COUNT
AGAINST THE OVERALL CEILING SET FORTH IN THE
RESOLUTION E.13 THE NOMINAL AMOUNT OF DEBT SECURITIES
ISSUED SHALL NOT EXCEED EUR 5,000,000,000.00;
AUTHORITY EXPIRES ON 26 MONTH PERIOD; IT SUPERSEDES
THE UNUSED FRACTION OF ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT; AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.16 APPROVE TO RESOLVE THAT THE BOARD OF DIRECTORS Management For *Management Position Unknown
MAY DECIDE, FOR EACH OF THE ISSUES DECIDED IN
ACCORDANCE WITH THE RESOLUTIONS E.13 AND E.15,
TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED,
AT THE SAME PRICE AS THE INITIAL ISSUE, WITHIN
30 DAYS OF THE CLOSING OF THE SUBSCRIPTION PERIOD
AND UP TO A MAXIMUM OF 15% OF THE INITIAL ISSUE;
AUTHORITY EXPIRES ON 26-MONTH PERIOD
E.17 AUTHORIZE THE BOARD OF DIRECTORS, FOR EACH OF Management For *Management Position Unknown
THE ISSUES DECIDED IN ACCORDANCE WITH THE RESOLUTION
E.15, FOR A 26-MONTH PERIOD AND WITHIN THE LIMIT
OF 10% OF THE COMPANY S SHARE CAPITAL OVER A
12-MONTH PERIOD; TO SET THE ISSUE PRICE OF THE
CAPITAL SECURITIES AND, OR SECURITIES TO BE ISSUED,
BY WAY OF A PUBLIC OFFERING, IN ACCORDANCE
WITH THE TERMS AND CONDITIONS DETERMINED BY THE
SHAREHOLDERS MEETING; AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 65 of 141
E.18 AUTHORIZE THE BOARD OF DIRECTORS, ON THE BASIS Management For *Management Position Unknown
AND CONDITIONS OF THE RESOLUTION E.15, TO INCREASE
THE SHARE CAPITAL, UP TO 10% OF THE SHARE CAPITAL,
BY WAY OF ISSUING ORDINARY SHARES OR SECURITIES
GIVING ACCESS TO THE CAPITAL, IN CONSIDERATION
FOR THE CONTRIBUTIONS IN KIND GRANTED TO THE
COMPANY AND COMPRISED OF CAPITAL SECURITIES GIVING
ACCESS TO SHARE CAPITAL; THIS AMOUNT SHALL COUNT
AGAINST THE OVERALL CEILING SET FORTH IN THE
RESOLUTION E.13; AUTHORITY EXPIRES ON 26-MONTH
PERIOD; IT SUPERSEDES THE UNUSED FRACTION OF
ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT;
AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
E.19 AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE, ON Management For *Management Position Unknown
THE BASIS AND CONDITIONS OF THE RESOLUTION E.15,
ON THE ISSUANCE OF COMPANY S ORDINARY SHARES
OR SECURITIES GIVING ACCESS TO THE COMPANY S
SHARE CAPITAL, IN CONSIDERATION FOR SECURITIES
TENDERED IN A PUBLIC EXCHANGE OFFER INITIATED
IN FRANCE OR ABROAD BY THE COMPANY CONCERNING
THE SHARES OF ANOTHER COMPANY; THE AMOUNT OF
CAPITAL INCREASES TO BE CARRIED OUT BY VIRTUE
OF THE PRESENT RESOLUTION SHALL COUNT AGAINST
THE OVERALL CEILING SET FORTH IN THE RESOLUTION
E.13; AUTHORITY EXPIRES ON 26-MONTH PERIOD; IT
SUPERSEDES THE UNUSED FRACTION OF ANY AND ALL
EARLIER DELEGATIONS TO THE SAME EFFECT; AND TO
TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
E.20 AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE, AT Management For *Management Position Unknown
ITS SOLE DISCRETION, ON 1 OR MORE CAPITAL INCREASES,
IN FAVOUR OF EMPLOYEES AND CORPORATE OFFICERS
OF THE COMPANY AND RELATED COMPANIES WHO ARE
MEMBERS OF A COMPANY SAVINGS PLAN; AUTHORITY
EXPIRES ON 26-MONTH PERIOD; AND FOR AN AMOUNT
THAT SHALL NOT EXCEED 10% OF THE COMPANY CAPITAL;
THIS AMOUNT SHALL NOT COUNT AGAINST THE OVERALL
CEILING SET FORTH IN THE RESOLUTION E.13, NOR
THE CEILINGS SET FORTH IN THE RESOLUTIONS E.14
AND E.24; IT SUPERSEDES THE UNUSED FRACTION OF
ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT;
AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
E.21 AUTHORIZE THE BOARD OF DIRECTORS TO ISSUE ORDINARY Management For *Management Position Unknown
SHARES OF BOUYGUES CONSEQUENTLY TO THE ISSUE
OF SECURITIES ISSUED BY ANY COMPANY IN WHICH
BOUYGUES HOLDS DIRECTLY OR INDIRECTLY MORE THAN
THE HALF OF THE CAPITAL AND AUTHORIZES THE RESULTING
CAPITAL INCREASES; THESE SECURITES SHALL BE ISSUED
BY THE SUBSIDIARIES AND SHALL GIVE ACCESS TO
ORDINARY SHARES OF THE COMPANY; THEY CAN BE ISSUED
ON 1 OR MORE OCCASIONS, IN FRANCE, ABROAD AND,
OR IN THE INTERNATIONAL MARKET; THE SHAREHOLDERS
MEETING DECIDES TO CANCEL THE SHAREHOLDERS ;
PREFERENTIAL SUBSCRIPTION RIGHTS TO THE SECURITIES
ISSUED BY THE SUBSIDIARIES; THE CEILING OF THE
NOMINAL AMOUNT OF THE CAPITAL INCREASE OF THE
COMPANY, RESULTING FROM ALL THE ISSUANCES CARRIED
OUT ACCORDINGLY TO THE PRESENT DELEGATION, SHALL
COUNT AGAINST THE OVERALL CEILING SET FORTH IN
RESOLUTION E.13; AND TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES; AUTHORITY
EXPIRES ON 26-MONTH PERIOD; IT SUPERSEDES ANY
AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 66 of 141
E.22 AUTHORIZE THE BOARD OF DIRECTORS TO MAKE USE, Management For *Management Position Unknown
IN THE EVENT OF A PUBLIC OFFER CONCERNING THE
COMPANY S SECURITIES, OF THE DELEGATIONS AND
AUTHORIZATIONS GRANTED TO THE BOARD BY THE PRESENT
SHAREHOLDERS MEETING TO INCREASE THE SHARE CAPITAL
ACCORDINGLY TO THE RESOLUTIONS E.13, E.14, E.15,
E.16, E.17, E.18, E.19, E.20, E.21 AND E.24;
AUTHORITY EXPIRES ON 18-MONTH PERIOD
E.23 AUTHORIZE THE BOARD OF DIRECTORS TO PROCEED, Management For *Management Position Unknown
IN 1 OR MORE ISSUES, IN THE EVENT OF A PUBLIC
OFFER CONCERNING THE COMPANY S SECURITIES, WITH
THE ISSUANCE OF WARRANTS TO SUBSCRIBE TO SHARES
IN THE COMPANY AND TO BE GRANTED FREE OF CHARGE
TO ALL THE SHAREHOLDERS OF THE COMPANY; THE MAXIMUM
NOMINAL AMOUNT OF CAPITAL INCREASE SHALL NOT
EXCEED EUR 400,000,000.00; THIS AMOUNT SHALL
NOT COUNT AGAINST THE GLOBAL CEILING FIXED IN
RESOLUTION E.13; AND TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES; AUTHORITY
EXPIRES ON 18-MONTH PERIOD; IT SUPERSEDES ANY
AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT
E.24 AUTHORIZE THE BOARD OF DIRECTORS TO GRANT, FOR Management For *Management Position Unknown
FREE, ON 1 OR MORE OCCASIONS, EXISTING OR FUTURE
SHARES IN FAVOUR OF THE EMPLOYEES OR THE CORPORATE
OFFICERS OF BOUYGUES AND RELATED COMPANIES; THEY
MAY NOT REPRESENT MORE THAN 10% OF THE SHARE
CAPITAL; THIS AMOUNT SHALL NOT COUNT AGAINST
THE CEILING FIXED IN THE RESOLUTION E.20, NOR
AGAINST THE OVERALL CEILING SET FORTH IN THE
RESOLUTION E.13; AND TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES; AUTHORITY
EXPIRES ON 38-MONTH PERIOD; IT SUPERSEDES THE
FRACTION UNUSED OF ANY AND ALL EARLIER DELEGATION
TO THE SAME EFFECT
E.25 AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE, ON Management For *Management Position Unknown
1 OR MORE OCCASIONS, AT ITS SOLE DISCRETION,
IN FRANCE OR ABROAD, THE SHARE CAPITAL UP TO
A MAXIMUM NOMINAL AMOUNT OF EUR 5,000,000,000.00,
ON THE ISSUANCE OF ANY SECURITIES GIVING RIGHT
TO THE ALLOCATION OF DEBT SECURITIES; AND TO
TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES; AUTHORITY EXPIRES ON 26-MONTH
PERIOD; IT SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT
E.26 AUTHORIZE THE BOARD OF DIRECTORS TO REDUCE THE Management For *Management Position Unknown
SHARE CAPITAL, ON 1 OR MORE OCCASIONS, AT ITS
SOLE DISCRETION, BY CANCELING ALL OR PART OF
THE SHARES HELD BY THE COMPANY IN CONNECTION
WITH VARIOUS STOCK REPURCHASE PLANS, UP TO A
MAXIMUM OF 10% OF THE SHARE CAPITAL OVER A 24-MONTH
PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH AL NECESSARY FORMALITIES; AUTHORITY
EXPIRES ON 18-MONTH PERIOD; IT SUPERSEDES ANY
AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT
E.27 AMEND THE ARTICLES 13 COMPOSITION OF THE BOARD Management For *Management Position Unknown
OF DIRECTORS AND 19 OF THE BYLAWS
E.28 GRANT FULL POWERS TO THE BEARER OF AN ORIGINAL, Management For *Management Position Unknown
A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER
FORMALITIES PRESCRIBED BYLAW
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 67 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
GROUPE DANONE, PARIS AGM MEETING DATE: 04/26/2007
ISSUER: F12033134 ISIN: FR0000120644
SEDOL: B0ZGJH2, B01HK10, B033328, 0799085, 5983560, 5984068, B01HKG5, B018SX1, B043GP1, 5981810, 5984057, 7164437
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* A VERIFICATION PERIOD EXISTS IN FRANCE. VERIFICATION Non-Voting *Management Position Unknown
PERIOD: REGISTERED SHARES: 1 TO 5 DAYS PRIOR
TO THE MEETING DATE, DEPENDS ON COMPANY S BY-LAWS.
BEARER SHARES: 6 DAYS PRIOR TO THE MEETING DATE.
FRENCH RESIDENT SHAREOWNERS MUST COMPLETE,
SIGN AND FORWARD THE PROXY CARD DIRECTLY TO THE
SUB CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN THE NECESSARY CARD,
ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING
APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY
CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED
TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED
INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN
CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD
TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER
YOUR GLOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY,
PLEASE CONTACT YOUR REPRESENTATIVE. TRADES/VOTE
INSTRUCTIONS: SINCE FRANCE MAINTAINS A VERIFICATION
PERIOD, FOR VOTE INSTRUCTIONS SUBMITTED THAT
HAVE A TRADE TRANSACTED (SELL) FOR EITHER THE
FULL SECURITY POSITION OR A PARTIAL AMOUNT AFTER
THE VOTE INSTRUCTION HAS BEEN SUBMITTED AND THE
GLOBAL CUSTODIAN ADVISES OF THE POSITION CHANGE
VIA THE ACCOUNT POSITION COLLECTION PROCESS,
THERE IS A PROCESS IN EFFECT WHICH WILL ADVISE
THE GLOBAL CUSTODIAN OF THE NEW ACCOUNT POSITION
AVAILABLE FOR VOTING. THIS WILL ENSURE THAT THE
LOCAL CUSTODIAN IS INSTRUCTED TO AMEND THE VOTE
INSTRUCTION AND RELEASE THE SHARES FOR SETTLEMENT
OF THE SALE TRANSACTION. THIS PROCEDURE PERTAINS
TO SALE TRANSACTIONS WITH A SETTLEMENT DATE PRIOR
TO MEETING DATE + 1
* PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown
YOU
O.1 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management For *Management Position Unknown
AND THE AUDITORS AND APPROVE THE COMPANY S FINANCIAL
STATEMENTS FOR THE YE 31 DEC 2006, AS PRESENTED
O.2 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management For *Management Position Unknown
AND THE AUDITORS AND APPROVE THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE SAID FY, IN THE
FORM PRESENTED TO THE MEETING
O.3 APPROVE THAT THE EARNINGS FOR THE FY OF EUR 873,582,156.27, Management For *Management Position Unknown
PLUS THE RETAINEDEARNINGS OF EUR 1,751,850,933.96,
I.E. DISTRIBUTABLE INCOME OF EUR 2,625,433,090.23
BE APPROPRIATED AS FOLLOWS: DIVIDENDS: EUR 521,729,492.00;
RETAINED EARNINGS: EUR 2,103,703,598.23; THE
SHAREHOLDERS WILL RECEIVE A NET DIVIDEND OF EUR
2.00 PER SHARE, AND WILL ENTITLE TO THE 40% DEDUCTION
PROVIDED BY THE FRENCH TAX CODE; THIS DIVIDEND
WILL BE PAID ON 10 MAY 2007; IN THE EVENT THAT
THE COMPANY HOLDS SOME OF ITS OWN SHARES ON SUCH
DATE, THE AMOUNT OF THE UNPAID DIVIDEND ON SUCH
SHARES SHALL BE ALLOCATED TO THE RETAINED EARNINGS
ACCOUNT
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 68 of 141
O.4 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For *Management Position Unknown
AGREEMENTS GOVERNED BY ARTICLESL.225-38 ET SEQ.
OF THE FRENCH COMMERCIAL CODE AND APPROVE THE
SAID REPORT, THE AGREEMENTS REFERRED TO THEREIN
AND THE ONES AUTHORIZED EARLIER AND WHICH REMAINED
IN FORCE DURING THE FY
O.5 APPROVE TO RENEW THE APPOINTMENT OF MR. FRANCK Management For *Management Position Unknown
RIBOUD AS A DIRECTOR FOR A 3 YEAR PERIOD
O.6 APPROVE TO RENEW THE APPOINTMENT OF MR. EMMANUEL Management For *Management Position Unknown
FABER AS A DIRECTOR FOR A 3 YEAR PERIOD
O.7 RATIFY THE CO-OPTATION OF MR. NAOMASA TSURITANI Management For *Management Position Unknown
AS A DIRECTOR, UNTIL THE SHAREHOLDERS MEETING
CALLED TO APPROVE THE FINANCIAL STATEMENTS FOR
THE FY 2007
O.8 AUTHORIZE THE BOARD OF DIRECTORS TO PURCHASE, Management For *Management Position Unknown
KEEP OR TRANSFER THE COMPANY S SHARES IN CONNECTION
WITH A SHARE BUYBACK PROGRAM, SUBJECT TO THE
CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE
PRICE: EUR 160.00; MAXIMUM NUMBER OF SHARES TO
BE ACQUIRED: 10% OF THE TOTAL NUMBER OF SHARES
COMPRISING THE SHARE CAPITAL, I.E. 26,086,474
SHARES, MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS:
EUR 4,173,835,840.00; THE NUMBER OF SHARES ACQUIRED
BY THE COMPANY WITH A VIEW TO THEIR RETENTION
OR THEIR SUBSEQUENT DELIVERY IN PAYMENT OR EXCHANGE
AS PART OF AN EXTERNAL GROWTH OPERATION CANNOT
EXCEED 5% OF ITS CAPITAL, IT SUPERSEDES THE ONE
GRANTED BY THE COMBINED SHAREHOLDERS MEETING
OF 27 APR 2006 IN ITS RESOLUTION 10; AUTHORITY
EXPIRES AFTER THE END OF 18 MONTH PERIOD; AND
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
O.9 ACKNOWLEDGE THAT, IN ORDER TO CARRY ON ITS COMMITMENT, Management For *Management Position Unknown
WHICH IS FOOD FOR HEALTH FOR THE MOST OF THE
PEOPLE AND AS PART OF THE UPDATING OF ITS DUAL
COMMITMENT TO BUSINESS PERFORMANCE AND SOCIAL
PROGRESS, THE COMPANY WISHES TO LAUNCH A WORLDWIDE
PROGRAM, FOCUSING ON THE CREATION OF A COMPANY
DEVELOPMENT FUND, WITH A SOCIAL AIM, CALLED DANONE
COMMUNITIES; AND THE SUBSCRIPTION BY THE COMPANY
OF UNIT TRUST DANONE COMMUNITIES SHARES
E.10 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management Position Unknown
THE CAPITAL ON ONE OR MORE OCCASIONS, IN FRANCE
OR ABROAD, BY ISSUANCE, WITH THE SHAREHOLDERS
PREFERRED SUBSCRIPTION RIGHTS MAINTAINED, OF
SHARES IN THE COMPANY AND SECURITIES GIVING ACCESS
TO THE COMPANY S CAPITAL, THE CEILING OF THE
NOMINAL AMOUNT OF CAPITAL INCREASE TO BE CARRIED
OUT UNDER THIS DELEGATION OF AUTHORITY IS EUR
45,000,000.00; THE NOMINAL AMOUNT OF ORDINARY
SHARES TO BE ISSUED BY VIRTUE OF THE RESOLUTIONS
E.11, E.12, E.13 AND E.14 SHALL COUNT AGAINST
THIS AMOUNT, THE MAXIMUM NOMINAL AMOUNT OF DEBT
SECURITIES TO BE ISSUED SHALL NOT EXCEED EUR
2,000,000,000.00; THIS CEILING IS COMMON TO THE
ISSUANCE OF DEBT SECURITIES GIVING ACCESS TO
THE COMPANY S CAPITAL CARRIED OUT BY VIRTUE OF
THE RESOLUTIONS E.11, E.12, E.13 AND E.14, BUT
DISTINCT FROM THE CEILING OF EUR 4,000,000,000.00
CORRESPONDING TO THE ISSUANCE OF DEBT SECURITIES
DECIDED BY VIRTUE OF THE AUTHORIZATION GRANTED
BY THE SHAREHOLDERS MEETING OF 27 APR 2006 IN
ITS RESOLUTION 11, IT SUPERSEDES THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS MEETING OF 22 APR
2005 IN ITS RESOLUTION 14.; AUTHORITY EXPIRES
AFTER THE END OF A 26 MONTH PERIOD; AND TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 69 of 141
E.11 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management Position Unknown
THE CAPITAL, ON ONE OR MORE OCCASIONS, IN FRANCE
OR ABROAD AND BY WAY OF A PUBLIC OFFERING, BY
ISSUANCE, WITH CANCELLATION OF THE SHAREHOLDERS
PREFERRED SUBSCRIPTION RIGHTS BUT WITH THE OBLIGATION
TO GRANT A PRIORITY RIGHT, OF SHARES IN THE COMPANY
AND SECURITIES GIVING ACCESS TO THE COMPANY S
CAPITAL THE CEILING OF THE NOMINAL AMOUNT OF
CAPITAL INCREASES TO BE CARRIED OUT UNDER THIS
DELEGATION OF AUTHORITY IS EUR 33,000,000.00,
THIS CEILING IS COMMON TO THE CAPITAL INCREASES
TO BE CARRIED OUT BY VIRTUE OF THE RESOLUTIONS
E.12, E.13 AND E.14 AND SHALL COUNT AGAINST THE
OVERALL CEILING OF THE RESOLUTION E.10; THE MAXIMUM
NOMINAL AMOUNT OF DEBT SECURITIES TO BE ISSUED
SHALL NOT EXCEED EUR 2,000,000,000.00; THIS CEILING
IS COMMON TO THE ISSUANCE OF DEBT SECURITIES
GIVING ACCESS TO THE COMPANY S CAPITAL CARRIED
OUT BY VIRTUE OF THE RESOLUTIONS 10, 12, 13 AND
14, BUT DISTINCT FROM THE CEILING OF EUR 4,000,000,000.00
CORRESPONDING TO THE ISSUANCE OF DEBT SECURITIES
DECIDED BY VIRTUE OF THE; AUTHORIZATION GRANTED
BY THE SHAREHOLDERS MEETING OF 27 APR 2006 IN
ITS RESOLUTION 11, IT SUPERSEDES THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS MEETING OF 22 APR
2005 IN ITS RESOLUTION 15; AUTHORITY EXPIRES
AFTER THE END OF A 26 MONTH PERIOD; AND TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH AL L NECESSARY
FORMALITIES
E.12 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management Position Unknown
THE NUMBER OF SECURITIES TO BE ISSUED IN THE
EVENT OF A CAPITAL INCREASE, WITH OR WITHOUT
PREFERENTIAL SUBSCRIPTION OF SHAREHOLDERS IN
ACCORDANCE WITH THE RESOLUTIONS E.10 AND E.11,
ON THE TERMS AND CONDITIONS FIXED BY ARTICLE
L.225-135-1 SUBJECT THAT THE CEILINGS SET FORTH
IN SUCH RESOLUTIONS ARE RESPECTED, IT SUPERSEDES
THE ONE GRANTED BY THE SHAREHOLDERS MEETING
OF 22 APR 2005 IN ITS RESOLUTION 16; AUTHORITY
EXPIRES AFTER THE END OF 26 MONTH PERIOD; AND
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
E.13 AUTHORIZE THE BOARD OF DIRECTORS TO ISSUE ORDINARY Management For *Management Position Unknown
SHARES OF THE COMPANY OR SECURITIES GIVING ACCESS
BY ALL MEANS TO EXISTING OR FUTURE ORDINARY SHARES
OF THE COMPANY, IN CONSIDERATION FOR SECURITIES
TENDERED IN A PUBLIC EXCHANGE OFFER INITIATED
BY THE COMPANY IN FRANCE OR ABROAD CONCERNING
THE SHARES OF ANOTHER COMPANY, THE ISSUES CARRIED
OUT BY VIRTUE OF THE PRESENT RESOLUTION MUST
RESPECT THE CEILINGS SET FORTH IN THE RESOLUTION
E.11, IT SUPERSEDES THE DELEGATION GRANTED BY
THE SHAREHOLDERS MEETING OF 22 APR 2005 IN ITS
RESOLUTION 17; AUTHORITY EXPIRES AFTER THE END
OF 26 MONTH PERIOD; AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 70 of 141
E.14 AUTHORIZE THE BOARD OF DIRECTORS, TO INCREASE Management For *Management Position Unknown
THE SHARE UP TO 10% OF THE SHARE CAPITAL, BY
WAY OF ISSUING ORDINARY SHARES OF THE COMPANY
OR SECURITIES GIVING ACCESS TO THE COMPANY CAPITAL,
IN CONSIDERATION FOR THE CONTRIBUTIONS IN KIND
GRANTED TO THE COMPANY AND COMPRISED OF CAPITAL
SECURITIES OR SECURITIES GIVING ACCESS TO SHARE
CAPITAL THE ISSUES CARRIED OUT BY VIRTUE OF THE
PRESENT DELEGATION SHALL ALSO RESPECT THE CEILINGS
SET FORTH IN THE RESOLUTION E.11 OF THE PRESENT
SHAREHOLDERS MEETING, IT SUPERSEDES THE DELEGATION
GRANTED BY THE SHAREHOLDERS MEETING OF 22 APR
2005 IN ITS RESOLUTION 18; AUTHORITY EXPIRES
AFTER THE END OF A 26 MONTH PERIOD; AND TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
E.15 AUTHORITY THE BOARD OF DIRECTORS TO INCREASE Management For *Management Position Unknown
THE SHARE CAPITAL, IN ONE OR MORE OCCASIONS,
UP TO A MAXIMUM NOMINAL AMOUNT OF EUR 33,000,000.00,
BY WAY OF CAPITALIZING RESERVES, PROFITS OR PREMIUMS
OR OTHER MEANS, PROVIDED THAT SUCH CAPITALIZATION
IS ALLOWED BY LAW AND UNDER THE BY-LAWS, BY ISSUING
BONUS SHARES OR RAISING THE PAR VALUE OF EXISTING
SHARES, OR BY A COMBINATION OF THESE METHODS,
IT SUPERSEDES THE ONE GRANTED BY THE SHAREHOLDERS
MEETING OF 22 APR 2005 IN ITS RESOLUTION 20;
AUTHORITY EXPIRES AFTER THE END OF A 26-MONTH
PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
E.16 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management Position Unknown
THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS,
IN FAVOR OF EMPLOYEES OF THE COMPANY AND ITS
RELATED COMPANIES WHO ARE THE MEMBERS OF A COMPANY
SAVINGS PLAN, AND FOR A NOMINAL AMOUNT THAT SHALL
NOT EXCEED EUR 3,000,000.00, THIS AUTHORIZATION
SUPERSEDES THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS
MEETING OF 27 APR 2006 IN ITS RESOLUTION 12;
AUTHORITY EXPIRES AFTER THE END OF A 26 MONTH
PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
E.17 AUTHORIZE THE BOARD OF DIRECTORS TO GRANT, IN Management For *Management Position Unknown
ONE OR MORE TRANSACTIONS, TO THE EMPLOYEES AND
CORPORATE OFFICERS OF THE COMPANY AND RELATED
COMPANIES, OPTIONS GIVING THE RIGHT TO PURCHASE
EXISTING SHARES OF THE COMPANY, IT BEING PROVIDED
THAT THE OPTIONS SHALL NOT GIVE RIGHTS TO A TOTAL
NUMBER OF SHARES, WHICH SHALL EXCEED 3,000,000
COMPANY S SHARES, IT SUPERSEDES THE ONE GRANTED
BY THE SHAREHOLDERS MEETING OF 22 APR 2005 IN
ITS RESOLUTION 22; AUTHORITY EXPIRES AFTER THE
END OF A 26 MONTH PERIOD; AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.18 AUTHORIZE THE BOARD OF DIRECTORS TO GRANT, FOR Management For *Management Position Unknown
FREE, ON ONE OR MORE OCCASIONS, EXISTING OR FUTURE
SHARES, IN FAVOR OF THE EMPLOYEES OR THE CORPORATE
OFFICERS OF THE COMPANY AND RELATED COMPANIES,
THEY MAY NOT REPRESENT MORE THAN 1,000,000 SHARES,
IT SUPERSEDES THE ONE GRANTED BY THE SHAREHOLDERS
MEETING OF 22 APR 2005 IN ITS RESOLUTION 23;
AUTHORITY EXPIRES AFTER THE END OF A 26 MONTH
PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 71 of 141
E.19 AUTHORIZE THE BOARD OF DIRECTORS TO REDUCE THE Management For *Management Position Unknown
SHARE CAPITAL, ON ONE OR MORE OCCASIONS, BY CANCELING
ALL OR PART OF THE SHARES HELD BY THE COMPANY
IN CONNECTION WITH A STOCK REPURCHASE PLAN, UP
TO A MAXIMUM OF 10% OF THE SHARE CAPITAL OVER
A 24 MONTH PERIOD, IT SUPERSEDES THE ONE GRANTED
BY THE SHAREHOLDERS MEETING OF 22 APR 2005 IN
ITS RESOLUTION 24; AUTHORITY EXPIRES AFTER THE
END OF A 24 MONTH PERIOD; AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.20 APPROVE TO REDUCE THE NOMINAL VALUE OF THE, SHARES Management For *Management Position Unknown
FROM EUR 0.50 TO EUR 0.25,CONSEQUENTLY, THE MAXIMUM
PURCHASE PRICE FIXED BY THE RESOLUTION O.8 WILL
AMOUNT TO EUR 80.00, THE MAXIMUM AMOUNT OF SHARES
TO BE PURCHASED IN RESOLUTION E.17 WILL BE 6,000,000
SHARES, THE MAXIMUM AMOUNT OF SHARES TO BE GRANTED
FOR FREE IN RESOLUTION E.18 TO THE EMPLOYEES
AND THE CORPORATE OFFICERS WILL BE 2,000,000
SHARES; AND AUTHORIZE THE BOARD OF DIRECTORS
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
E.21 GRANT FULL POWERS TO THE BEARER OF AN ORIGINAL, Management For *Management Position Unknown
A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER
FORMALITIES PRESCRIBED BY LAW
- ------------------------------------------------------------------------------------------------------------------------------------
GROUPE DANONE, PARIS MIX MEETING DATE: 04/26/2007
ISSUER: F12033134 ISIN: FR0000120644
SEDOL: B0ZGJH2, B01HK10, B033328, 0799085, 5983560, 5984068, B01HKG5, B018SX1, B043GP1, 5981810, 5984057, 7164437
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN Non-Voting *Management Position Unknown
AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB
CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN THE NECESSARY CARD,
ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING
APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY
CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED
TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED
INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN
CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD
TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER
YOUR GLOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY,
PLEASE CONTACT YOUR REPRESENTATIVE
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting *Management Position Unknown
ID 366774 DUE TO RECEIPT OF ADDITIONAL RESOLUTION.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
O.1 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management For *Management Position Unknown
AND THE AUDITORS AND APPROVE THE COMPANY S FINANCIAL
STATEMENTS FOR THE YE 31 DEC 2006, AS PRESENTED
O.2 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management For *Management Position Unknown
AND THE AUDITORS AND APPROVE THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE SAID FY, IN THE
FORM PRESENTED TO THE MEETING
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 72 of 141
O.3 APPROVE THAT THE EARNINGS FOR THE FY OF EUR 873,582,156.27, Management For *Management Position Unknown
PLUS THE RETAINEDEARNINGS OF EUR 1,751,850,933.96,
I.E. DISTRIBUTABLE INCOME OF EUR 2,625,433,090.23
BE APPROPRIATED AS FOLLOWS: DIVIDENDS: EUR 521,729,492.00;
RETAINED EARNINGS: EUR 2,103,703,598.23; THE
SHAREHOLDERS WILL RECEIVE A NET DIVIDEND OF EUR
2.00 PER SHARE, AND WILL ENTITLE TO THE 40% DEDUCTION
PROVIDED BY THE FRENCH TAX CODE; THIS DIVIDEND
WILL BE PAID ON 10 MAY 2007; IN THE EVENT THAT
THE COMPANY HOLDS SOME OF ITS OWN SHARES ON SUCH
DATE, THE AMOUNT OF THE UNPAID DIVIDEND ON SUCH
SHARES SHALL BE ALLOCATED TO THE RETAINED EARNINGS
ACCOUNT
O.4 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For *Management Position Unknown
AGREEMENTS GOVERNED BY ARTICLESL.225-38 ET SEQ.
OF THE FRENCH COMMERCIAL CODE AND APPROVE THE
SAID REPORT, THE AGREEMENTS REFERRED TO THEREIN
AND THE ONES AUTHORIZED EARLIER AND WHICH REMAINED
IN FORCE DURING THE FY
O.5 APPROVE TO RENEW THE APPOINTMENT OF MR. FRANCK Management For *Management Position Unknown
RIBOUD AS A DIRECTOR FOR A 3 YEAR PERIOD
O.6 APPROVE TO RENEW THE APPOINTMENT OF MR. EMMANUEL Management For *Management Position Unknown
FABER AS A DIRECTOR FOR A 3 YEAR PERIOD
O.7 RATIFY THE CO-OPTATION OF MR. NAOMASA TSURITANI Management For *Management Position Unknown
AS A DIRECTOR, UNTIL THE SHAREHOLDERS MEETING
CALLED TO APPROVE THE FINANCIAL STATEMENTS FOR
THE FY 2007
O.8 AUTHORIZE THE BOARD OF DIRECTORS: TO PURCHASE, Management For *Management Position Unknown
KEEP OR TRANSFER THE COMPANY SSHARES IN CONNECTION
WITH A SHARE BUYBACK PROGRAM, SUBJECT TO THE
CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE
PRICE: EUR 160.00; MAXIMUM NUMBER OF SHARES TO
BE ACQUIRED: 10% OF THE TOTAL NUMBER OF SHARES
COMPRISING THE SHARE CAPITAL, I.E. 26,086,474
SHARES, MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS:
EUR 4,173,835,840.00; THE NUMBER OF SHARES ACQUIRED
BY THE COMPANY WITH A VIEW TO THEIR RETENTION
OR THEIR SUBSEQUENT DELIVERY IN PAYMENT OR EXCHANGE
AS PART OF AN EXTERNAL GROWTH OPERATION CANNOT
EXCEED 5% OF ITS CAPITAL, IT SUPERSEDES THE ONE
GRANTED BY THE COMBINED SHAREHOLDERS MEETING
OF 27 APR 2006 IN ITS RESOLUTION 10; AUTHORITY
EXPIRES AFTER THE END OF 18 MONTH PERIOD; AND
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
O.9 ACKNOWLEDGE THAT, IN ORDER TO CARRY ON ITS COMMITMENT, Management For *Management Position Unknown
WHICH IS FOOD FOR HEALTH FOR THE MOST OF THE
PEOPLE AND AS PART OF THE UPDATING OF ITS DUAL
COMMITMENT TO BUSINESS PERFORMANCE AND SOCIAL
PROGRESS, THE COMPANY WISHES TO LAUNCH A WORLDWIDE
PROGRAM, FOCUSING ON THE CREATION OF A COMPANY
DEVELOPMENT FUND, WITH A SOCIAL AIM, CALLED DANONE
COMMUNITIES; AND THE SUBSCRIPTION BY THE COMPANY
OF UNIT TRUST DANONE COMMUNITIES SHARES
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 73 of 141
E.10 AUTHORIZE THE BOARD OF DIRECTORS: TO INCREASE Management For *Management Position Unknown
THE CAPITAL ON ONE OR MORE OCCASIONS, IN FRANCE
OR ABROAD, BY ISSUANCE, WITH THE SHAREHOLDERS
PREFERRED SUBSCRIPTION RIGHTS MAINTAINED, OF
SHARES IN THE COMPANY AND SECURITIES GIVING ACCESS
TO THE COMPANY S CAPITAL, THE CEILING OF THE
NOMINAL AMOUNT OF CAPITAL INCREASE TO BE CARRIED
OUT UNDER THIS DELEGATION OF AUTHORITY IS EUR
45,000,000.00; THE NOMINAL AMOUNT OF ORDINARY
SHARES TO BE ISSUED BY VIRTUE OF THE RESOLUTIONS
E.11, E.12, E.13 AND E.14 SHALL COUNT AGAINST
THIS AMOUNT, THE MAXIMUM NOMINAL AMOUNT OF DEBT
SECURITIES TO BE ISSUED SHALL NOT EXCEED EUR
2,000,000,000.00; THIS CEILING IS COMMON TO THE
ISSUANCE OF DEBT SECURITIES GIVING ACCESS TO
THE COMPANY S CAPITAL CARRIED OUT BY VIRTUE OF
THE RESOLUTIONS E.11, E.12, E.13 AND E.14, BUT
DISTINCT FROM THE CEILING OF EUR 4,000,000,000.00
CORRESPONDING TO THE ISSUANCE OF DEBT SECURITIES
DECIDED BY VIRTUE OF THE AUTHORIZATION GRANTED
BY THE SHAREHOLDERS MEETING OF 27 APR 2006 IN
ITS RESOLUTION 11, IT SUPERSEDES THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS MEETING OF 22 APR
2005 IN ITS RESOLUTION 14; AUTHORITY EXPIRES
AFTER THE END OF A 26 MONTH PERIOD; AND TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
E.11 AUTHORIZE THE BOARD OF DIRECTORS: TO INCREASE Management For *Management Position Unknown
THE CAPITAL, ON ONE OR MORE OCCASIONS, IN FRANCE
OR ABROAD AND BY WAY OF A PUBLIC OFFERING, BY
ISSUANCE, WITH CANCELLATION OF THE SHAREHOLDERS
PREFERRED SUBSCRIPTION RIGHTS BUT WITH THE OBLIGATION
TO GRANT A PRIORITY RIGHT, OF SHARES IN THE COMPANY
AND SECURITIES GIVING ACCESS TO THE COMPANY S
CAPITAL THE CEILING OF THE NOMINAL AMOUNT OF
CAPITAL INCREASES TO BE CARRIED OUT UNDER THIS
DELEGATION OF AUTHORITY IS EUR 33,000,000.00,
THIS CEILING IS COMMON TO THE CAPITAL INCREASES
TO BE CARRIED OUT BY VIRTUE OF THE RESOLUTIONS
E.12, E.13 AND E.14 AND SHALL COUNT AGAINST THE
OVERALL CEILING OF THE RESOLUTION E.10; THE MAXIMUM
NOMINAL AMOUNT OF DEBT SECURITIES TO BE ISSUED
SHALL NOT EXCEED EUR 2,000,000,000.00; THIS CEILING
IS COMMON TO THE ISSUANCE OF DEBT SECURITIES
GIVING ACCESS TO THE COMPANY S CAPITAL CARRIED
OUT BY VIRTUE OF THE RESOLUTIONS 10, 12, 13 AND
14, BUT DISTINCT FROM THE CEILING OF EUR 4,000,000,000.00
CORRESPONDING TO THE ISSUANCE OF DEBT SECURITIES
DECIDED BY VIRTUE OF THE; AUTHORIZATION GRANTED
BY THE SHAREHOLDERS MEETING OF 27 APR 2006 IN
ITS RESOLUTION 11, IT SUPERSEDES THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS MEETING OF 22 APR
2005 IN ITS RESOLUTION 15; AUTHORITY EXPIRES
AFTER THE END OF A 26 MONTH PERIOD; AND TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
E.12 AUTHORIZE THE BOARD OF DIRECTORS: TO INCREASE Management For *Management Position Unknown
THE NUMBER OF SECURITIES TO BE ISSUED IN THE
EVENT OF A CAPITAL INCREASE, WITH OR WITHOUT
PREFERENTIAL SUBSCRIPTION OF SHAREHOLDERS IN
ACCORDANCE WITH THE RESOLUTIONS E.10 AND E.11,
ON THE TERMS AND CONDITIONS FIXED BY ARTICLE
L.225-135-1 SUBJECT THAT THE CEILINGS SET FORTH
IN SUCH RESOLUTIONS ARE RESPECTED, IT SUPERSEDES
THE ONE GRANTED BY THE SHAREHOLDERS MEETING
OF 22 APR 2005 IN ITS RESOLUTION 16; AUTHORITY
EXPIRES AFTER THE END OF 26 MONTH PERIOD; AND
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 74 of 141
E.13 AUTHORIZE THE BOARD OF DIRECTORS: TO ISSUE ORDINARY Management For *Management Position Unknown
SHARES OF THE COMPANY OR SECURITIES GIVING ACCESS
BY ALL MEANS TO EXISTING OR FUTURE ORDINARY SHARES
OF THE COMPANY, IN CONSIDERATION FOR SECURITIES
TENDERED IN A PUBLIC EXCHANGE OFFER INITIATED
BY THE COMPANY IN FRANCE OR ABROAD CONCERNING
THE SHARES OF ANOTHER COMPANY, THE ISSUES CARRIED
OUT BY VIRTUE OF THE PRESENT RESOLUTION MUST
RESPECT THE CEILINGS SET FORTH IN THE RESOLUTION
E.11, IT SUPERSEDES THE DELEGATION GRANTED BY
THE SHAREHOLDERS MEETING OF 22 APR 2005 IN ITS
RESOLUTION 17; AUTHORITY EXPIRES AFTER THE END
OF 26 MONTH PERIOD; AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.14 AUTHORIZE THE BOARD OF DIRECTORS: TO INCREASE Management For *Management Position Unknown
THE SHARE UP TO 10% OF THE SHARE CAPITAL, BY
WAY OF ISSUING ORDINARY SHARES OF THE COMPANY
OR SECURITIES GIVING ACCESS TO THE COMPANY CAPITAL,
IN CONSIDERATION FOR THE CONTRIBUTIONS IN KIND
GRANTED TO THE COMPANY AND COMPRISED OF CAPITAL
SECURITIES OR SECURITIES GIVING ACCESS TO SHARE
CAPITAL THE ISSUES CARRIED OUT BY VIRTUE OF THE
PRESENT DELEGATION SHALL ALSO RESPECT THE CEILINGS
SET FORTH IN THE RESOLUTION E.11 OF THE PRESENT
SHAREHOLDERS MEETING, IT SUPERSEDES THE DELEGATION
GRANTED BY THE SHAREHOLDERS MEETING OF 22 APR
2005 IN ITS RESOLUTION 18; AUTHORITY EXPIRES
AFTER THE END OF A 26 MONTH PERIOD; AND TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
E.15 AUTHORITY THE BOARD OF DIRECTORS: TO INCREASE Management For *Management Position Unknown
THE SHARE CAPITAL, IN ONE OR MORE OCCASIONS,
UP TO A MAXIMUM NOMINAL AMOUNT OF EUR 33,000,000.00,
BY WAY OF CAPITALIZING RESERVES, PROFITS OR PREMIUMS
OR OTHER MEANS, PROVIDED THAT SUCH CAPITALIZATION
IS ALLOWED BY LAW AND UNDER THE BY-LAWS, BY ISSUING
BONUS SHARES OR RAISING THE PAR VALUE OF EXISTING
SHARES, OR BY A COMBINATION OF THESE METHODS,
IT SUPERSEDES THE ONE GRANTED BY THE SHAREHOLDERS
MEETING OF 22 APR 2005 IN ITS RESOLUTION 20;
AUTHORITY EXPIRES AFTER THE END OF A 26-MONTH
PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
E.16 AUTHORIZE THE BOARD OF DIRECTORS: TO INCREASE Management For *Management Position Unknown
THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS,
IN FAVOR OF EMPLOYEES OF THE COMPANY AND ITS
RELATED COMPANIES WHO ARE THE MEMBERS OF A COMPANY
SAVINGS PLAN, AND FOR A NOMINAL AMOUNT THAT SHALL
NOT EXCEED EUR 3,000,000.00, THIS AUTHORIZATION
SUPERSEDES THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS
MEETING OF 27 APR 2006 IN ITS RESOLUTION 12;
AUTHORITY EXPIRES AFTER THE END OF A 26 MONTH
PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
E.17 AUTHORIZE THE BOARD OF DIRECTORS: TO GRANT, IN Management For *Management Position Unknown
ONE OR MORE TRANSACTIONS, TO THE EMPLOYEES AND
CORPORATE OFFICERS OF THE COMPANY AND RELATED
COMPANIES, OPTIONS GIVING THE RIGHT TO PURCHASE
EXISTING SHARES OF THE COMPANY, IT BEING PROVIDED
THAT THE OPTIONS SHALL NOT GIVE RIGHTS TO A TOTAL
NUMBER OF SHARES, WHICH SHALL EXCEED 3,000,000
COMPANY S SHARES, IT SUPERSEDES THE ONE GRANTED
BY THE SHAREHOLDERS MEETING OF 22 APR 2005 IN
ITS RESOLUTION 22; AUTHORITY EXPIRES AFTER THE
END OF A 26 MONTH PERIOD; AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 75 of 141
E.18 AUTHORIZE THE BOARD OF DIRECTORS: TO GRANT, FOR Management For *Management Position Unknown
FREE, ON ONE OR MORE OCCASIONS, EXISTING OR FUTURE
SHARES, IN FAVOR OF THE EMPLOYEES OR THE CORPORATE
OFFICERS OF THE COMPANY AND RELATED COMPANIES,
THEY MAY NOT REPRESENT MORE THAN 1,000,000 SHARES,
IT SUPERSEDES THE ONE GRANTED BY THE SHAREHOLDERS
MEETING OF 22 APR 2005 IN ITS RESOLUTION 23;
AUTHORITY EXPIRES AFTER THE END OF A 26 MONTH
PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
E.19 AUTHORIZE THE BOARD OF DIRECTORS: TO REDUCE THE Management For *Management Position Unknown
SHARE CAPITAL, ON ONE OR MOREOCCASIONS, BY CANCELING
ALL OR PART OF THE SHARES HELD BY THE COMPANY
IN CONNECTION WITH A STOCK REPURCHASE PLAN, UP
TO A MAXIMUM OF 10% OF THE SHARE CAPITAL OVER
A 24 MONTH PERIOD, IT SUPERSEDES THE ONE GRANTED
BY THE SHAREHOLDERS MEETING OF 22 APR 2005 IN
ITS RESOLUTION 24; AUTHORITY EXPIRES AFTER THE
END OF A 24 MONTH PERIOD; AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.20 APPROVE TO REDUCE THE NOMINAL VALUE OF THE, SHARES Management For *Management Position Unknown
FROM EUR 0.50 TO EUR 0.25,CONSEQUENTLY, THE MAXIMUM
PURCHASE PRICE FIXED BY THE RESOLUTION O.8 WILL
AMOUNT TO EUR 80.00, THE MAXIMUM AMOUNT OF SHARES
TO BE PURCHASED IN RESOLUTION E.17 WILL BE 6,000,000
SHARES, THE MAXIMUM AMOUNT OF SHARES TO BE GRANTED
FOR FREE IN RESOLUTION E.18 TO THE EMPLOYEES
AND THE CORPORATE OFFICERS WILL BE 2,000,000
SHARES; AND AUTHORIZE THE BOARD OF DIRECTORS
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
E.21 GRANT FULL POWERS TO THE BEARER OF AN ORIGINAL, Management For *Management Position Unknown
A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER
FORMALITIES PRESCRIBED BY LAW
A. PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: Shareholder Abstain *Management Position Unknown
AMEND THE ARTICLE 26.II OF THE BYLAWS IN ORDER
TO CANCEL THE PROVISIONS LIMITING THE VOTING
RIGHTS OF THE SHAREHOLDERS IN A SHAREHOLDER MEETING
TO 6% OF THE SIMPLE VOTING RIGHTS AND TO 12%
OF THE DOUBLE VOTING RIGHTS HELD BY A SHAREHOLDER
- ------------------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION LMT ANNUAL MEETING DATE: 04/26/2007
ISSUER: 539830109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
E.C.'PETE'ALDRIDGE, JR. Management For For
NOLAN D. ARCHIBALD Management For For
MARCUS C. BENNETT Management For For
JAMES O. ELLIS, JR. Management For For
GWENDOLYN S. KING Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 76 of 141
JAMES M. LOY Management For For
DOUGLAS H. MCCORKINDALE Management For For
EUGENE F. MURPHY Management For For
JOSEPH W. RALSTON Management For For
FRANK SAVAGE Management For For
JAMES M. SCHNEIDER Management For For
ANNE STEVENS Management For For
ROBERT J. STEVENS Management For For
JAMES R. UKROPINA Management For For
DOUGLAS C. YEARLEY Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS Shareholder Against For
04 STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN Shareholder Against For
05 STOCKHOLDER PROPOSAL BY THE SISTERS OF MERCY Shareholder Against For
OF THE AMERICAS, REGIONAL COMMUNITY OF DETROIT
CHARITABLE TRUST AND OTHER GROUPS
- ------------------------------------------------------------------------------------------------------------------------------------
NOBLE CORPORATION NE ANNUAL MEETING DATE: 04/26/2007
ISSUER: G65422100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MICHAEL A. CAWLEY Management For For
LUKE R. CORBETT Management For For
JACK E. LITTLE Management For For
02 APPROVAL OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT AUDITORS FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
SUNCOR ENERGY INC. SU SPECIAL MEETING DATE: 04/26/2007
ISSUER: 867229106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MEL E. BENSON Management For For
BRIAN A. CANFIELD Management For For
BRYAN P. DAVIES Management For For
BRIAN A. FELESKY Management For For
JOHN T. FERGUSON Management For For
W. DOUGLAS FORD Management For For
RICHARD L. GEORGE Management For For
JOHN R. HUFF Management For For
M. ANN MCCAIG Management For For
MICHAEL W. O'BRIEN Management For For
EIRA M. THOMAS Management For For
02 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS AUDITOR OF THE CORPORATION FOR THE ENSUING
YEAR.
03 APPROVAL OF AMENDMENTS TO EQUITY COMPENSATION Management For For
PLANS PLEASE READ THE RESOLUTION IN FULL IN THE
ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR.
04 APPROVAL OF PERFORMANCE STOCK OPTIONS PLEASE Management For For
READ THE RESOLUTION IN FULL IN THE ACCOMPANYING
MANAGEMENT INFORMATION CIRCULAR.
05 AMENDMENT OF BYLAWS PLEASE READ THE RESOLUTION Management For For
IN FULL IN THE ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 77 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
SYNTHES INC AGM MEETING DATE: 04/26/2007
ISSUER: 87162M409 ISIN: US87162M4096 BLOCKING
SEDOL: B017QZ6, B014635
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
1. RECEIVE THE REPORT ON THE BUSINESS YEAR 2006 Non-Voting *Management Position Unknown
Take No
2. APPROVE PROFESSOR DR. PIETRO RE GAZZONI, UNIVERSITY Management Action *Management Position Unknown
HOSPITAL BASEL AS A GUESTSPEAKER
Take No
3. APPROVE THE REPORT ON THE FY, THE ANNUAL ACCOUNTS Management Action *Management Position Unknown
AND THE CONSOLIDATED ACCOUNTS FOR 2006
Take No
4. RECEIVE THE REPORT ON DIVIDEND APPROVED BY THE Management Action *Management Position Unknown
BOARD OF DIRECTORS
Take No
5. AMEND THE CERTIFICATE OF INCORPORATION: NUMBER Management Action *Management Position Unknown
OF DIRECTORS OF THE BOARD
Take No
6. ELECT THE BOARD OF DIRECTORS Management Action *Management Position Unknown
Take No
7. RATIFY THE SELECTION OF HOLDING COMPANY AND THE Management Action *Management Position Unknown
GROUP AUDITORS FOR 2007
8. MISCELLANEOUS Non-Voting *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICA MOVIL, S.A.B. DE C.V. AMX SPECIAL MEETING DATE: 04/27/2007
ISSUER: 02364W105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
I APPOINTMENT OR, AS THE CASE MAY BE, REELECTION Management For *Management Position Unknown
OF THE MEMBERS OF THE BOARD OF DIRECTORS OF THE
COMPANY THAT THE HOLDERS OF THE SERIES L SHARES
ARE ENTITLED TO APPOINT. ADOPTION OF RESOLUTIONS
THEREON.
II APPOINTMENT OF DELEGATES TO EXECUTE AND, IF APPLICABLE, Management For *Management Position Unknown
FORMALIZE THE RESOLUTIONS ADOPTED BY THE MEETING.
ADOPTION OF RESOLUTIONS THEREON.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 78 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
AT&T INC. T ANNUAL MEETING DATE: 04/27/2007
ISSUER: 00206R102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
A01 ELECTION OF DIRECTOR: WILLIAM F. ALDINGER III Management For For
A02 ELECTION OF DIRECTOR: GILBERT F. AMELIO Management For For
A03 ELECTION OF DIRECTOR: REUBEN V. ANDERSON Management For For
A04 ELECTION OF DIRECTOR: JAMES H. BLANCHARD Management For For
A05 ELECTION OF DIRECTOR: AUGUST A. BUSCH III Management For For
A06 ELECTION OF DIRECTOR: JAMES P. KELLY Management For For
A07 ELECTION OF DIRECTOR: CHARLES F. KNIGHT Management For For
A08 ELECTION OF DIRECTOR: JON C. MADONNA Management For For
A09 ELECTION OF DIRECTOR: LYNN M. MARTIN Management For For
A10 ELECTION OF DIRECTOR: JOHN B. MCCOY Management For For
A11 ELECTION OF DIRECTOR: MARY S. METZ Management For For
A12 ELECTION OF DIRECTOR: TONI REMBE Management For For
A13 ELECTION OF DIRECTOR: JOYCE M. ROCHE Management For For
A14 ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Management For For
A15 ELECTION OF DIRECTOR: LAURA D ANDREA TYSON Management For For
A16 ELECTION OF DIRECTOR: PATRICIA P. UPTON Management For For
A17 ELECTION OF DIRECTOR: EDWARD E. WHITACRE, JR. Management For For
B02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
B03 APPROVE THE AT&T SEVERANCE POLICY Management For For
C04 STOCKHOLDER PROPOSAL A Shareholder Against For
C05 STOCKHOLDER PROPOSAL B Shareholder Against For
C06 STOCKHOLDER PROPOSAL C Shareholder Against For
C07 STOCKHOLDER PROPOSAL D Shareholder Against For
C08 STOCKHOLDER PROPOSAL E Shareholder Against For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 79 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
COMPANHIA VALE DO RIO DOCE RIO SPECIAL MEETING DATE: 04/27/2007
ISSUER: 204412209 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
O1 APPRECIATION OF THE MANAGEMENTS REPORT AND ANALYSIS, Management For For
DISCUSSION AND VOTE ON THE FINANCIAL STATEMENTS
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
O2 PROPOSAL FOR THE DESTINATION OF PROFITS OF THE Management For For
SAID FISCAL YEAR AND APPROVAL OF THE INVESTMENT
BUDGET OF THE COMPANY.
O3 APPOINTMENT OF THE MEMBERS OF THE BOARD OF DIRECTORS. Management For For
O4 APPOINTMENT OF THE MEMBERS OF THE FISCAL COUNCIL. Management For For
O5 ESTABLISHMENT OF THE REMUNERATION OF THE MEMBERS Management For For
OF THE BOARD OF DIRECTORS, THE BOARD OF EXECUTIVE
OFFICERS AND THE FISCAL COUNCIL.
E1 PROPOSAL FOR THE CAPITAL INCREASE, THROUGH CAPITALIZATION Management For For
OF RESERVES, WITHOUT THE ISSUANCE OF SHARES,
AND THE CONSEQUENT CHANGE OF THE HEAD OF ARTICLE
5 OF THE COMPANY S BY-LAWS.
- ------------------------------------------------------------------------------------------------------------------------------------
MARRIOTT INTERNATIONAL, INC. MAR ANNUAL MEETING DATE: 04/27/2007
ISSUER: 571903202 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: J.W. MARRIOTT, JR. Management For For
1B ELECTION OF DIRECTOR: JOHN W. MARRIOTT III Management For For
1C ELECTION OF DIRECTOR: RICHARD S. BRADDOCK Management For For
1D ELECTION OF DIRECTOR: LAWRENCE W. KELLNER Management For For
1E ELECTION OF DIRECTOR: DEBRA L. LEE Management For For
1F ELECTION OF DIRECTOR: FLORETTA DUKES MCKENZIE Management For For
1G ELECTION OF DIRECTOR: GEORGE MUNOZ Management For For
1H ELECTION OF DIRECTOR: STEVEN S REINEMUND Management For For
1I ELECTION OF DIRECTOR: HARRY J. PEARCE Management For For
1J ELECTION OF DIRECTOR: WILLIAM J. SHAW Management For For
1K ELECTION OF DIRECTOR: LAWRENCE M. SMALL Management For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 80 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC. MER ANNUAL MEETING DATE: 04/27/2007
ISSUER: 590188108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN D. FINNEGAN Management For For
JOSEPH W. PRUEHER Management For For
ANN N. REESE Management For For
02 RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
03 INSTITUTE CUMULATIVE VOTING Shareholder Against For
04 SUBMIT NAMED EXECUTIVE OFFICERS COMPENSATION Shareholder Against For
TO SHAREHOLDERS FOR ANNUAL RATIFICATION
05 ADOPT POLICY THAT SIGNIFICANT PORTION OF FUTURE Shareholder Against For
EQUITY COMPENSATION BE PERFORMANCE-VESTING SHARES
- ------------------------------------------------------------------------------------------------------------------------------------
TECHNIP (EX-TECHNIP-COFLEXIP), PARIS AGM MEETING DATE: 04/27/2007
ISSUER: F90676101 ISIN: FR0000131708
SEDOL: B06PC80, 4874160, 4122018
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE REPORTS OF THE BOARD OF DIRECTORS, Management For *Management Position Unknown
AUDITORS, COMPANY S FINANCIAL STATEMENTS FOR
THE YE ON 31 DEC 2006, AS PRESENTED SHOWING NET
INCOME OF EUR 148, 787,659.13
2. AUTHORIZE THE BOARD OF DIRECTORS TO RESOLVE THAT Management For *Management Position Unknown
THE INCOME FOR THE FY BE APPROPRIATED AS FOLLOWS:
INCOME FOR THE FYE ON 31 DEC 2006: EUR 148,787,659.00,
LEGAL RESERVE: EUR 0.00 DISTRIBUTABLE INCOME:
EUR 194,891,722.00, RETAINED EARNINGS: EUR 46,104,063.00,
OTHER RESERVES ACCOUNT: EUR: 284,849,954.00.
ALLOCATION: DIVIDENDS: EUR 337,773,933.00, I.E.
A NET DIVIDEND OF EUR 3.15 PER SHARE DISTRIBUTABLE
INCOME: EUR 194,891,722.00 OTHER RESERVES ACCOUNT:
EUR 142,882,211.00, THE AMOUNT OF WHICH WILL
BE REDUCED TO EUR 141,967,743.00, AN INTERIM
DIVIDEND OF EUR 0.50 WAS ALREADY PAID ON 21 DEC
2006, THE REMAINING DIVIDEND OF EUR 2.65 WILL
ENTITLE NATURAL PERSONS TO THE 40% ALLOWANCE,
THE BALANCE WILL BE PAID ON 03 MAY 2007, AS REQUIRED
BY LAW
3. APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS Management For *Management Position Unknown
FOR THE SAID FYE ON 31 DEC 2006, IN THE FORM
PRESENTED TO THE MEETING
4. APPROVE ON AGREEMENTS GOVERNED BY ARTICLES L. Management For *Management Position Unknown
225-38 ET SEQ OF THE FRENCH COMMERCIAL CODE,
SAID REPORT AND THE AGREEMENTS REFERRED TO THEREIN
5. APPROVE TO AWARD TOTAL ANNUAL FEES OF EUR 375,000.00 Management For *Management Position Unknown
TO THE BOARD OF DIRECTORS, AUTHORIZE THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES, THE SHAREHOLDERS
MEETING SUPERSEDES OF THE AUTHORIZATION GIVEN
TO THE BOARD OF DIRECTORS BY THE COMBINED SHAREHOLDERS
MEETING OF 28 APR 2006 IN THE RESOLUTION 6
6. APPOINT MR. THIERRY PILENKO AS A DIRECTOR FOR Management For *Management Position Unknown
A 4-YEAR PERIOD
7. APPOINT MR. PASCAL COLOMBANI AS A DIRECTOR, FOR Management For *Management Position Unknown
A 4-YEAR PERIOD
8. APPOINT MR. JOHN C.G. O LEARY AS A DIRECTOR FOR Management For *Management Position Unknown
A 4-YEAR PERIOD
9. APPOINT MRS. GERMAINE GIBARA AS A DIRECTOR, FOR Management For *Management Position Unknown
A 4-YEAR PERIOD
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 81 of 141
10. APPOINT MR. OLIVIER APPERT AS A DIRECTOR FOR Management For *Management Position Unknown
A 4-YEAR PERIOD
11. APPOINT MR. JACQUES DEYIRMENDJIAN AS A DIRECTOR Management For *Management Position Unknown
FOR A 4-YEAR PERIOD
12. APPOINT MR. JEAN-PIERRE LAMOURE AS A DIRECTOR Management For *Management Position Unknown
FOR A 4-YEAR PERIOD
13. APPOINT MR. DANIEL LEBEGUE AS A DIRECTOR FOR Management For *Management Position Unknown
A 4-YEAR PERIOD
14. APPOINT MR. ROGER M. MILGRIM AS A DIRECTOR FOR Management For *Management Position Unknown
A 4-YEAR PERIOD
15. APPOINT MR. ROLF ERIK ROLFSEN AS A DIRECTOR FOR Management For *Management Position Unknown
A 4-YEAR PERIOD
16. APPOINT MR. BRUNO WEYMULLER AS A DIRECTOR FOR Management For *Management Position Unknown
A 4-YEAR PERIOD
17. APPOINT AS DEPUTY AUDITOR, CABINET AUDITEX FOR Management For *Management Position Unknown
A 3-YEAR PERIOD TO REPLACE MR.CHRISTIAN CHOCHON
AFTER HIS RESIGNATION
18. AUTHORIZE THE BOARD OF DIRECTORS TO BUY BACK Management For *Management Position Unknown
THE COMPANY S SHARES ON THE OPENMARKET, SUBJECT
TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE
PRICE: EUR 80.00 MAXIMUM NUMBER OF SHARES TO
BE ACQUIRED: 10% OF THE SHARE CAPITAL, THIS AUTHORIZATION
IS GIVEN FOR AN 18-MONTH PERIOD, TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES, THIS AUTHORIZATION SUPERSEDES ANY
AUTHORIZATION TO THE SAME EFFECT AND THE 1 GRANTED
BY THE SHAREHOLDERS MEETING OF 28 APR 2006 IN
ITS RESOLUTION NUMBER 7
19. AMEND: ARTICLE NUMBER 14 OF THE BYLAWS CONCERNING Management For *Management Position Unknown
THE COMPOSITION OF THE BOARD OF DIRECTORS, ARTICLES
NUMBER 16 AND 23 OF THE BYLAWS
23. TO INCREASE AUTHORIZED CAPITAL BY TRANSFER OF Management For *Management Position Unknown
RESERVES. AUTHORIZE AN OPERATION UP TO (EURO) 75 000 000
IN NOMINAL VALUE. THE AUTHORIZATION IS GRANTED FOR A 26
MONTH PERIOD
20. AUTHORIZE THE BOARD OF DIRECTORS THE NECESSARY Management For *Management Position Unknown
POWERS TO INCREASE THE CAPITAL, ON 1 OR MORE
OCCASIONS, IN FRANCE OR ABROAD, BY A MAXIMUM
NOMINAL AMOUNT OF EUR 37,500,000.00, BY ISSUANCE,
WITH PREFERRED SUBSCRIPTION RIGHTS MAINTAINED,
OF SHARES AND SECURITIES GIVING ACCESS TO THE
SHARE CAPITAL, THE MAXIMUM NOMINAL AMOUNT OF
DEBT SECURITIES WHICH MAY BE ISSUED SHALL NOT
EXCEED EUR 2,500,000,000.00, THIS AUTHORIZATION
IS GRANTED FOR A 26-MONTH PERIOD, THIS AUTHORIZATION
SUPERSEDES THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS
MEETING OF 29 APR 2005 IN ITS RESOLUTION NUMBER
2
21. AUTHORIZE THE BOARD OF DIRECTORS THE NECESSARY Management For *Management Position Unknown
POWERS TO INCREASE THE CAPITAL, ON 1 OR MORE
OCCASIONS, IN FRANCE OR ABROAD, BY A MAXIMUM
NOMINAL AMOUNT OF EUR 15,000,000.00, BY ISSUANCE,
WITH CANCELLATION OF THE SHAREHOLDERS PREFERRED
SUBSCRIPTION RIGHTS (WITH THE RIGHT TO A PRIORITY
PERIOD) AND BY WAY OF A PUBLIC OFFERING, OF SECURITIES
GIVING THE RIGHT TO THE ALLOCATION OF DEBTS SECURITIES,
THIS AMOUNT SHALL COUNT AGAINST
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 82 of 141
22. AUTHORIZE THE BOARD OF DIRECTORS IN CONNECTION Management For *Management Position Unknown
WITH RESOLUTION 20 FOR A 26 MONTHS PERIOD AND
WITHIN THE LIMIT OF 10 PERCENT OF THE COMPANY
S SHARE CAPITAL PER YEAR TO SET THE ISSUE PRICEOF
THE CAPITAL SECURITIES TO BE ISSUED IN ACCORDANCE
WITH THE TERMS AND CONDITIONS DETERMINED BY BY
THE SHAREHOLDERS MEETING
24. TO AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management Position Unknown
THE SHARE CAPITAL UP TO 10 PERCENT OF ISSUED
CAPITAL FOR FUTURE ACQUISITIONS
25. TO AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management Position Unknown
SHARE CAPITAL ON ONE OR MORE OCCASSIONS AT ITS
SOLE DISCRETION IN FAVOUR OF THE MEMBERS OF A
COMAPNY SAVINGS PLAN
26. TO AUTHORIZE THE BOARD OF DIRECTORS THE NECESSARY Management For *Management Position Unknown
POWERS TO INCREASE CAPITAL ON ONE OR MORE OCCASSIONS
IN FRANCE OR ABROAD BY A MAXIMUM NOMINAL AMOUNT
REPRESENTING 3 PERCENT OF THE SHARE CAPITAL
28. TO APPROVE STOCK OPTION GRANTS Management For *Management Position Unknown
27. TO AUTHORIZE THE BOARD OF DIRECTORS TO GRANT Management For *Management Position Unknown
EXISTING OR FUTURE SHARES IN FAVOUR OF THE EMPLOYEES
OR CORPORATE OFFICERS OF THE COMPANY OR RELATED
COMPANIES
29. FOLLOWING THE READINGOF THE REPORT OF THE BOARD Management For *Management Position Unknown
OF DIRECTORS THE SHAREHOLDERSMEETING DECIDES
THAT THE DELEGATIONS GIVEN TO IT BY THE REOLSUTIONS
20, 21, 22, 23, 24, 25, 26, 27 AND 28 AT THE
PRESENT MEETING SHALL BE USED IN WHOLE OR IN
PART IN ACCORDANCE WITH THE LEGAL PROVISIONS
IN FORCE DURING PERIODS WHEN CASH OR STOCK TENDER
OFFERS ARE IN EFFECT FOR THE COMAPANYS SHARES
FOR AN EIGHTEEN MONTH PERIOD
30. DELEGATION OF POWERS FOR THE COMPLETION OF FORMALITIES Management For *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
SAIPEM SPA, SAN DONATO MILANESE OGM MEETING DATE: 04/28/2007
ISSUER: T82000117 ISIN: IT0000068525 BLOCKING
SEDOL: B020R51, 4768768, 4765996, 4769103
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
30 APR 2007. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU.
* PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown
YOU.
Take No
O.1 RECEIVE THE FINANCIAL AND CONSOLIDATED FINANCIAL Management Action *Management Position Unknown
STATEMENTS AT 31 DEC 06, THEBOARD OF DIRECTORS
AND THE BOARD OF AUDITORS REPORTS, THE AUDIT
FIRM REPORT AND APPROVE TO ALLOCATE PROFITS
Take No
O.2 APPROVE THE STOCK OPTION PLAN Management Action *Management Position Unknown
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 83 of 141
Take No
O.3 AUTHORIZE THE BOARD OF DIRECTORS IN COMPLIANCE Management Action *Management Position Unknown
WITH THE ARTICLE 2357 OF THE CIVIL CODE TO PURCHASE
MAXIMUM 2.500.000 OWN SHARES DURING A PERIOD
OF 18 MONTHS STARTING FROM THE DATE OF THE MEETING
RESOLUTION
Take No
O.4 AUTHORIZE THE BOARD OF DIRECTORS IN COMPLIANCE Management Action *Management Position Unknown
WITH THE ARTICLE 2357 OF THE CIVIL CODE TO DISPOSE
MAXIMUM 2.500.000 OWN SHARES IN FAVOUR OF INCENTIVE
STOCK OPTION PLAN 2007
Take No
O.5 APPROVE TO EXTEND THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management Action *Management Position Unknown
AS THE AUDIT FIRMFOR THE FY S 2007-2012
Take No
O.6 APPROVE THE INSURANCE POLICY AGAINST MANAGERIAL Management Action *Management Position Unknown
AND PROFESSIONAL RISKS OF THEDIRECTORS AND THE
AUDITORS
Take No
E.1 AMEND THE ARTICLES 13, 19, 20, 21, 27 OF THE Management Action *Management Position Unknown
COMPANY S BY-LAW
- ------------------------------------------------------------------------------------------------------------------------------------
PEABODY ENERGY CORPORATION BTU ANNUAL MEETING DATE: 05/01/2007
ISSUER: 704549104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM A. COLEY Management For For
IRL F. ENGELHARDT Management For For
WILLIAM C. RUSNACK Management For For
JOHN F. TURNER Management For For
ALAN H. WASHKOWITZ Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
03 SHAREHOLDER PROPOSAL REGARDING BOARD DECLASSIFICATION Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
ALLEGHENY TECHNOLOGIES INCORPORATED ATI ANNUAL MEETING DATE: 05/02/2007
ISSUER: 01741R102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
A DIRECTOR Management For
H. KENT BOWEN Management For For
L. PATRICK HASSEY Management For For
JOHN D. TURNER Management For For
B APPROVAL OF 2007 INCENTIVE PLAN. Management For For
C RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Management For For
D STOCKHOLDER PROPOSAL REGARDING SUSTAINABILITY Shareholder Against For
REPORTING.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 84 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
ALLIANZ SE, MUENCHEN OGM MEETING DATE: 05/02/2007
ISSUER: D03080112 ISIN: DE0008404005
SEDOL: 5479531, 7158333, B030T87, 0018490, 5231485, 5242487, 5766749, B1FVBS9, 0048646
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THESE SHARES MAY BE BLOCKED Non-Voting *Management Position Unknown
DEPENDING ON SOME SUBCUSTODIANSPROCESSING IN
THE MARKET. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
1. PRESENTATION OF THE APPROVED ANNUAL FINANCIAL Non-Voting *Management Position Unknown
STATEMENTS AND THE APPROVED CONSOLIDATED FINANCIAL
STATEMENTS AS OF AND FOR THE FYE 31 DEC 2006,
AND OF THE MANAGEMENT REPORTS FOR ALLIANZ SE
AND FOR THE GROUP AS WELL AS THE REPORT OF THE
SUPERVISORY BOARD FOR THE FY 2006
2. APPROPRIATION OF NET EARNINGS Management For *Management Position Unknown
3. APPROVAL OF THE ACTIONS OF THE MEMBERS OF THE Management For *Management Position Unknown
BOARD OF MANAGEMENT OF ALLIANZ AG AND OF THE
MEMBERS OF THE BOARD OF MANAGEMENT OF ALLIANZ
SE
4. APPROVAL OF THE ACTIONS OF THE MEMBERS OF THE Management For *Management Position Unknown
SUPERVISORY BOARD OF ALLIANZ AGAND OF THE MEMBERS
OF THE SUPERVISORY BOARD OF ALLIANZ SE
5.1 ELECT DR. WULF H. BERNOTAT, ESSEN AS A MEMBER Management For *Management Position Unknown
TO THE SUPERVISORY BOARD
5.2 ELECT DR. GERHARD CROMME, ESSEN AS A MEMBER OF Management For *Management Position Unknown
THE SUPERVISORY BOARD
5.3 ELECT DR. FRANZ B. HUMER, BASEL AS A MEMBER OF Management For *Management Position Unknown
THE SUPERVISORY BOARD
5.4 ELECT PROF. DR. RENATE KOCHER, KONSTANZ AS A Management For *Management Position Unknown
MEMBER OF THE SUPERVISORY BOARD
5.5 ELECT MR. IGOR LANDAU, PARIS, FRANCE AS A MEMBER Management For *Management Position Unknown
OF THE SUPERVISORY BOARD
6. REMUNERATION OF THE FIRST SUPERVISORY BOARD OF Management For *Management Position Unknown
ALLIANZ SE
5.6 ELECT DR. HENNING SCHULTE-NOELLE, MUNICH AS A Management For *Management Position Unknown
MEMBER OF THE SUPERVISORY BOARD
5.7 ELECT DR. JURGEN THAN, HOFHEIM A. TS., AS A SUBSTITUTE Management For *Management Position Unknown
MEMBER FOR THE SHAREHOLDER REPRESENTATIVES OF
THE SUPERVISORY BOARD OF ALLIANZ SE
5.8 ELECT MR. JEAN-JACQUES CETTE, GENTILLY, FRANCE Management For *Management Position Unknown
AS A MEMBER OF THE SUPERVISORYBOARD
5.9 ELECT MR. CLAUDIA EGGERT-LEHMANN, HAGEN AS A Management For *Management Position Unknown
MEMBER OF THE SUPERVISORY BOARD
7. CONSENT TO THE CONVEYANCE OF INFORMATION TO SHAREHOLDERS Management For *Management Position Unknown
BY REMOTE DATA TRANSMISSION AND CORRESPONDING
AMENDMENT TO THE STATUTES
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 85 of 141
8. AUTHORIZATION TO ACQUIRE TREASURY SHARES FOR Management For *Management Position Unknown
TRADING PURPOSES
9. AUTHORIZATION TO ACQUIRE AND UTILIZE TREASURY Management For *Management Position Unknown
SHARES FOR OTHER PURPOSES
5.10 ELECT MR. GODFREY ROBERT HAYWARD, ASHFORD, KENT, Management For *Management Position Unknown
UK AS A MEMBER OF THE SUPERVISORY BOARD
5.11 ELECT MR. PETER KOSSUBEK, BAYERBACH AS A MEMBER Management For *Management Position Unknown
OF THE SUPERVISORY BOARD
5.12 ELECT MR. JORG REINBRECHT, BERLIN AS A MEMBER Management For *Management Position Unknown
OF THE SUPERVISORY BOARD
5.13 ELECT MR. ROLF ZIMMERMANN, FRANKFURT AM MAIN Management For *Management Position Unknown
AS A MEMBER OF THE SUPERVISORY BOARD
5.14 ELECT MR. CLAUDINE LUTZ, STRASBOURG, FRANCE, Management For *Management Position Unknown
EMPLOYEE ASSURANCE GENERALES DE FRANCE S.A.,
FRANCE, AS SUBSTITUTE MEMBER FOR MR. JEAN-JACQUES
CETTE
5.15 ELECT MR. CHRISTIAN HOHN, MUNICH, EMPLOYEE AND Management For *Management Position Unknown
WORKS COUNCIL MEMBER RELEASED OF NORMAL DUTIES
DRESDNER BANK AG, AS SUBSTITUTE MEMBER FOR MR.
CLAUDIA EGGERT-LEHMANN
5.16 ELECT MR. EVAN HALL, BRISTOL, UNITED KINGDOM, Management For *Management Position Unknown
EMPLOYEE ALLIANZ CORNHILL INSURANCE PLC, UNITED
KINGDOM, AS SUBSTITUTE MEMBER FOR MR. GODFREY
ROBERT HAYWARD
5.17 ELECT MR. MARLENE WENDLER, KARLSRUHE, EMPLOYEE Management For *Management Position Unknown
ALLIANZ PRIVATE KRANKENVERSICHERUNGS-AKTIENGESELLSCHAFT,
AS SUBSTITUTE MEMBER FOR MR. PETER KOSSUBEK
5.18 ELECT MR. FRANK LEHMHAGEN, NEU WULMSTORF, EMPLOYEE Management For *Management Position Unknown
VEREINTE DIENSTLEISTUNGSGEWERKSCHAFT VER.DI,
AS SUBSTITUTE MEMBER FOR MR. JORG REINBRECHT
5.19 ELECT MR. HEINZ KONIG, DOBEL, EMPLOYEE AND WORKS Management For *Management Position Unknown
COUNCIL MEMBER RELEASED OF NORMAL DUTIES ALLIANZ
BERATUNGS-UND VETRIEBS-AG, AS SUBSTITUTE MEMBER
FOR MR. ROLF ZIMMERMANN
- ------------------------------------------------------------------------------------------------------------------------------------
APACHE CORPORATION APA ANNUAL MEETING DATE: 05/02/2007
ISSUER: 037411105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTOR: EUGENE C. FIEDOREK Management For For
02 ELECTION OF DIRECTOR: PATRICIA ALBJERG GRAHAM Management For For
03 ELECTION OF DIRECTOR: F.H. MERELLI Management For For
04 ELECTION OF DIRECTOR: RAYMOND PLANK Management For For
05 APPROVAL OF 2007 OMNIBUS EQUITY COMPENSATION PLAN Management For For
06 STOCKHOLDER PROPOSAL CONCERNING REIMBURSEMENT Shareholder Against For
OF PROXY EXPENSES
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 86 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
EXPEDITORS INT'L OF WASHINGTON, INC. EXPD ANNUAL MEETING DATE: 05/02/2007
ISSUER: 302130109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
P.J. ROSE Management For For
J.L.K. WANG Management For For
R.J. GATES Management For For
J.J. CASEY Management For For
D.P. KOURKOUMELIS Management For For
M.J. MALONE Management For For
J.W. MEISENBACH Management For For
02 APPROVAL OF THE 2007 STOCK OPTION PLAN AS DESCRIBED Management Against Against
IN THE COMPANY S PROXY STATEMENT DATED MARCH
30, 2007.
03 APPROVAL OF THE AMENDMENT TO THE 2002 EMPLOYEE Management For For
STOCK PURCHASE PLAN.
04 APPROVAL OF APPOINTMENT OF KPMG LLP AS THE COMPANY Management For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
05 SHAREHOLDER PROPOSAL TO AMEND THE COMPANY S EQUAL Shareholder Against For
EMPLOYMENT OPPORTUNITY POLICY.
- ------------------------------------------------------------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION GD ANNUAL MEETING DATE: 05/02/2007
ISSUER: 369550108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: N.D. CHABRAJA Management For For
1B ELECTION OF DIRECTOR: J.S. CROWN Management For For
1C ELECTION OF DIRECTOR: W.P. FRICKS Management For For
1D ELECTION OF DIRECTOR: C.H. GOODMAN Management For For
1E ELECTION OF DIRECTOR: J.L. JOHNSON Management For For
1F ELECTION OF DIRECTOR: G.A. JOULWAN Management For For
1G ELECTION OF DIRECTOR: P.G. KAMINSKI Management For For
1H ELECTION OF DIRECTOR: J.M. KEANE Management For For
1I ELECTION OF DIRECTOR: D.J. LUCAS Management For For
1J ELECTION OF DIRECTOR: L.L. LYLES Management For For
1K ELECTION OF DIRECTOR: C.E. MUNDY, JR. Management For For
1L ELECTION OF DIRECTOR: R. WALMSLEY Management For For
02 SELECTION OF INDEPENDENT AUDITORS Management For For
03 SHAREHOLDER PROPOSAL WITH REGARD TO PAY-FOR-SUPERIOR-PERFORMANCE Shareholder Against For
STANDARD
04 SHAREHOLDER PROPOSAL WITH REGARD TO PERFORMANCE Shareholder Against For
BASED STOCK OPTIONS
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 87 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
HESS CORPORATION HES ANNUAL MEETING DATE: 05/02/2007
ISSUER: 42809H107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
N.F. BRADY Management For For
J.B. COLLINS Management For For
T.H. KEAN Management For For
F.A. OLSON Management For For
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING
DECEMBER 31, 2007.
03 STOCKHOLDER PROPOSAL TO RECOMMEND THAT THE BOARD Shareholder Abstain *Management Position Unknown
OF DIRECTORS TAKE ACTION TO DECLASSIFY THE BOARD.
- ------------------------------------------------------------------------------------------------------------------------------------
KOHL'S CORPORATION KSS ANNUAL MEETING DATE: 05/02/2007
ISSUER: 500255104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
STEVEN A. BURD Management For For
WAYNE EMBRY Management For For
JAMES D. ERICSON Management For For
JOHN F. HERMA Management For For
WILLIAM S. KELLOGG Management For For
KEVIN MANSELL Management For For
R. LAWRENCE MONTGOMERY Management For For
FRANK V. SICA Management For For
PETER M. SOMMERHAUSER Management For For
STEPHEN E. WATSON Management For For
R. ELTON WHITE Management For For
02 RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
03 MANAGEMENT PROPOSAL TO AMEND OUR 2003 LONG TERM Management Against Against
COMPENSATION PLAN.
04 MANAGEMENT PROPOSAL TO APPROVE OUR EXECUTIVE Management For For
BONUS PLAN.
05 MANAGEMENT PROPOSAL TO AMEND OUR ARTICLES OF Management For For
INCORPORATION TO ALLOW THE BOARD OF DIRECTORS
TO INSTITUTE A MAJORITY VOTING REQUIREMENT FOR
THE ELECTION OF DIRECTORS.
06 SHAREHOLDER PROPOSAL TO INITIATE THE APPROPRIATE Shareholder Against For
PROCESS TO AMEND OUR ARTICLES OF INCORPORATION
TO INSTITUTE A MAJORITY VOTING REQUIREMENT FOR
THE ELECTION OF DIRECTORS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 88 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. PEP ANNUAL MEETING DATE: 05/02/2007
ISSUER: 713448108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1I ELECTION OF DIRECTOR: D. VASELLA Management For For
1J ELECTION OF DIRECTOR: M.D. WHITE Management For For
02 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS Management For For
03 APPROVAL OF 2007 LONG-TERM INCENTIVE PLAN (PROXY Management Against Against
STATEMENT P. 37)
04 SHAREHOLDER PROPOSAL- CHARITABLE CONTRIBUTIONS Shareholder Against For
(PROXY STATEMENT P. 44)
1A ELECTION OF DIRECTOR: D. DUBLON Management For For
1B ELECTION OF DIRECTOR: V.J. DZAU Management For For
1C ELECTION OF DIRECTOR: R.L. HUNT Management For For
1D ELECTION OF DIRECTOR: A. IBARGUEN Management For For
1E ELECTION OF DIRECTOR: A.C. MARTINEZ Management For For
1F ELECTION OF DIRECTOR: I.K. NOOYI Management For For
1G ELECTION OF DIRECTOR: S.P. ROCKEFELLER Management For For
1H ELECTION OF DIRECTOR: J.J. SCHIRO Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
ROLLS-ROYCE GROUP PLC, LONDON AGM MEETING DATE: 05/02/2007
ISSUER: G7630U109 ISIN: GB0032836487
SEDOL: B01DQ43, 7618514, 3283648
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE REPORT OF THE DIRECTORS AND THE AUDITED Management For *Management Position Unknown
FINANCIAL STATEMENTS FOR THE YE 31 DEC 2006
2. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For *Management Position Unknown
THE YE 31 DEC 2006
3. RE-ELECT PROFESSOR PETER GREGSON AS A DIRECTOR Management For *Management Position Unknown
4. ELECT MR. JOHN RISHTON AS A DIRECTOR Management For *Management Position Unknown
5. RE-ELECT MR. PETER BYROM AS A DIRECTOR Management For *Management Position Unknown
6. RE-ELECT MR. IAIN CONN AS A DIRECTOR Management For *Management Position Unknown
7. RE-ELECT MR. JAMES GUYETTE AS A DIRECTOR Management For *Management Position Unknown
8. RE-ELECT MR. SIMON ROBERTSON AS A DIRECTOR Management For *Management Position Unknown
9. RE-ELECT MR. ANDREW SHILSTON AS A DIRECTOR Management For *Management Position Unknown
10. RE-APPOINT THE AUDITORS AND APPROVE THE REMUNERATION Management For *Management Position Unknown
OF THE AUDITORS
11. APPROVE THE ALLOTMENT AND THE ISSUE OF B SHARES Management For *Management Position Unknown
12. APPROVE THE ROLLS-ROYCE GROUP PLC UK SHARESAVE Management For *Management Position Unknown
PLAN 2007
13. APPROVE THE ROLLS-ROYCE GROUP PLC INTERNATIONAL Management For *Management Position Unknown
SHARESAVE PLAN 2007
S.14 APPROVE THE ALLOTMENT OF SHARES-SECTION 80 AMOUNT Management For *Management Position Unknown
S.15 APPROVE THE DISAPPLICATION OF PRE-EMPTION RIGHTS-SECTION Management For *Management Position Unknown
89 AMOUNT
S.16 GRANT AUTHORITY TO PURCHASE OWN SHARES Management For *Management Position Unknown
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 89 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
CANADIAN NATURAL RESOURCES LIMITED CNQ SPECIAL MEETING DATE: 05/03/2007
ISSUER: 136385101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CATHERINE M. BEST Management For For
N. MURRAY EDWARDS Management For For
HON. GARY A. FILMON Management For For
AMB. GORDON D. GIFFIN Management For For
JOHN G. LANGILLE Management For For
STEVE W. LAUT Management For For
KEITH A.J. MACPHAIL Management For For
ALLAN P. MARKIN Management For For
NORMAN F. MCINTYRE Management For For
FRANK J. MCKENNA Management For For
JAMES S. PALMER Management For For
ELDON R. SMITH Management For For
DAVID A. TUER Management For For
02 THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Management For For
CHARTERED ACCOUNTANTS, CALGARY, ALBERTA, AS AUDITORS
OF THE CORPORATION FOR THE ENSUING YEAR AND THE
AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD
OF DIRECTORS OF THE CORPORATION TO FIX THEIR REMUNERATION.
03 THE ORDINARY RESOLUTION APPROVING THE AMENDMENTS Management For For
TO THE CORPORATION S AMENDED COMPILED AND RESTATED
STOCK OPTION PLAN AS OUTLINED IN THE INFORMATION
CIRCULAR.
- ------------------------------------------------------------------------------------------------------------------------------------
STANDARD CHARTERED PLC AGM MEETING DATE: 05/03/2007
ISSUER: G84228157 ISIN: GB0004082847
SEDOL: B02TBL2, 6558484, 0408284, 7032039
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE ANNUAL REPORT FOR THE YE 31 DEC 2006 Management For *Management Position Unknown
2. DECLARE A FINAL DIVIDEND OF 50.21 US CENTS PER Management For *Management Position Unknown
ORDINARY SHARE FOR THE YE 31 DEC 2006
3. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For *Management Position Unknown
THE YE 31 DEC 2006 AS SPECIFIED
4. RE-ELECT SIR CK CHOW AS A NON-EXECUTIVE DIRECTOR, Management For *Management Position Unknown
WHO RETIRES BY ROTATION
5. RE-ELECT MR. J F T DUNDAS AS A NON-EXECUTIVE Management For *Management Position Unknown
DIRECTOR, WHO RETIRES BY ROTATION
6. RE-ELECT MS. R MARKLAND AS A NON-EXECUTIVE DIRECTOR, Management For *Management Position Unknown
WHO RETIRES BY ROTATION
7. RE-ELECT MR. R H MEDDINGS AS A EXECUTIVE DIRECTOR, Management For *Management Position Unknown
WHO RETIRES BY ROTATION
8. RE-ELECT MR. K S NARGOLWALA AS A EXECUTIVE DIRECTOR, Management For *Management Position Unknown
WHO RETIRES BY ROTATION
9. RE-ELECT MR. P D SKINNER AS A NON-EXECUTIVE DIRECTOR, Management For *Management Position Unknown
WHO RETIRES BY ROTATION
10. ELECT MR. LORD ADAIR TURNER, WHO WAS APPOINTED Management For *Management Position Unknown
AS A NON-EXECUTIVE DIRECTOR BYTHE BOARD DURING
THE YEAR
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 90 of 141
11. RE-APPOINT KPMG AUDIT PLC AS THE AUDITOR TO THE Management For *Management Position Unknown
COMPANY UNTIL THE END OF NEXTYEAR S AGM
12. AUTHORIZE THE BOARD TO SET THE AUDITOR S FEES Management For *Management Position Unknown
13. AUTHORIZE THE BOARD, PURSUANT TO THE COMPANIES Management For *Management Position Unknown
ACT 1985, TO ALLOT EQUITY SECURITIES, DISAPPLYING
THE STATUTORY PRE-EMPTION RIGHTS AS DEFINED IN
THE COMPANIES ACT 1985, PROVIDED THAT THIS POWER
IS LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES
A) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 138,476,606
OF 20% EACH IN THE CAPITAL OF THE COMPANY; B)
IN CONNECTION WITH A RIGHTS ISSUE, OPEN OFFER
OR OTHER OFFERS IN FAVOR OF ORDINARY SHAREHOLDERS
UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 230,794,344
AUTHORITY TO APPLY FROM 03 MAY 2007 UNTIL THE
OF THE END OF NEXT YEARS AGM AND 02 AUG 2008;
AND AUTHORIZE THE BOARD TO ALLOT EQUITY SECURITIES
AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE
OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH
EXPIRY
14. AUTHORIZE THE BOARD TO ALLOT RELEVANT SECURITIES Management For *Management Position Unknown
UP TO A TOTAL NOMINAL VALUE OF GBP138,476,606
PURSUANT TO RESOLUTION 13 BE EXTENDED BY THE
ADDITION OF SUCH NUMBER OF ORDINARY SHARES OF
GBP 0.50 EACH REPRESENTING THE NOMINAL AMOUNT
OF THE COMPANY S SHARE CAPITAL REPURCHASED BY
THE COMPANY UNDER THE AUTHORITY GRANTED PURSUANT
TO RESOLUTION 16 AS SPECIFIED
S.15 AUTHORIZE THE BOARD, SUBJECT TO THE PASSING OF Management For *Management Position Unknown
RESOLUTION 13 AND PURSUANT TO SECTION 95 OF THE
COMPANIES ACT 1985, TO ALLOT EQUITY SECURITIES
BY VIRTUE OF SECTION 94(3A) OF THE COMPANIES
ACT 1985, FOR CASH PURSUANT TO THE AUTHORITY
CONFERRED BY RESOLUTION, DISAPPLYING THE STATUTORY
PRE-EMPTION RIGHTS SECTION 89(1) OF THE COMPANIES
ACT 1985, PROVIDED THAT THIS POWER IS LIMITED
TO THE ALLOTMENT OF EQUITY SECURITIES A) IN CONNECTION
WITH A RIGHTS ISSUE, OPEN OFFER OR OTHER OFFERS
IN FAVOR OF ORDINARY SHAREHOLDERS; AND B) UP
TO AN AGGREGATE NOMINAL AMOUNT OF GBP 34,619,151
AUTHORITY TO APPLY FROM 03 MAY 2007 UNTIL THE
OF THE END OF NEXT YEARS AGM AND 02 AUG 2008;
AND AUTHORIZE THE BOARD TO ALLOT EQUITY SECURITIES
AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE
OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH
EXPIRY
S.16 AUTHORIZE THE COMPANY, TO MAKE MARKET PURCHASES Management For *Management Position Unknown
AS DEFINED IN THE COMPANIES ACT 1985 OF UP TO
138,476,606 SHARES OF GBP 0.50 EACH IN THE CAPITAL
OF THE COMPANY, AT A MINIMUM PRICE OF GBP 0.50
AND UP TO 5% OF THE AVERAGE MIDDLE MARKET QUOTATIONS
FOR SUCH SHARES DERIVED FROM THE LONDON STOCK
EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS
5 BUSINESS DAYS; AUTHORITY EXPIRES EARLIER TO
APPLY FROM 03 MAY 2007 UNTIL THE EARLIER OF THE
END OF NEXT YEAR S AGM AND 02 AUG 2008; THE COMPANY,
BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE
ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED
WHOLLY OR PARTLY AFTER SUCH EXPIRY
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 91 of 141
S.17 AUTHORIZE THE COMPANY, TO MAKE MARKET PURCHASES Management For *Management Position Unknown
AS DEFINED IN THE COMPANIES ACT 1985 OF UP TO
7,500 DOLLAR PREFERENCE SHARES AND UP TO 195,285,000
STARLING PREFERENCE SHARES PROVIDED THAT: A)
THE COMPANY DOES NOT PAY LESS FOR EACH SHARE
BEFORE EXPENSES THAN THE NOMINAL VALUE OF THE
SHARE OR THE EQUIVALENT IN THE CURRENCY IN WHICH
THE PURCHASE IS MADE, CALCULATED BY REFERENCE
TO THE SPOT EXCHANGE RATE FOR THE PURCHASE OF
THE CURRENCY; I) FOR EACH STERLING PREFERENCE
SHARE BEFORE EXPENSES THAN 25% OF THE AVERAGE
MIDDLE MARKET QUOTATIONS FOR SUCH SHARES DERIVED
FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL
LIST, OVER THE PREVIOUS 10 BUSINESS DAYS;; AND
II) FOR EACH DOLLAR PREFERENCE SHARE BEFORE EXPENSES
THAN 25% OF THE AVERAGE MIDDLE MARKET QUOTATIONS
FOR SUCH SHARES DERIVED FROM THE LONDON STOCK
EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS
10 BUSINESS DAYS IMMEDIATELY BEFORE THE DATE
ON WHICH THE COMPANY AGREES TO BUY THE SHARES;
AUTHORITY EXPIRES EARLIER TO APPLY FROM 03 MAY
2007 UNTIL THE EARLIER OF THE END OF NEXT YEAR
S AGM OR 02 AUG 2008; THE COMPANY, BEFORE THE
EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY
SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR
PARTLY AFTER SUCH EXPIRY
18. AUTHORIZE THE COMPANY, IN ACCORDANCE WITH SECTION Management For *Management Position Unknown
347C OF THE COMPANIES ACT 1985, AS AMENDED, TO
MAKE DONATIONS TO EU POLITICAL ORGANIZATIONS
AND/OR TO INCUR EU POLITICAL EXPENDITURE AS SPECIFIED
UNDER SECTION 347A OF THE COMPANIES ACT 1985,
AS AMENDED PROVIDED THAT; I) SUCH DONATIONS TO
EU POLITICAL ORGANIZATIONS SHALL NOT WHEN AGGREGATED
WITH ANY DONATIONS TO EU POLITICAL ORGANIZATIONS
MADE BY THE STANDARD CHARTERED BANK IN THE RELEVANT
PERIOD IN TOTAL EXCEED THE SUM OF GBP 100,000
OR THE EQUIVALENT IN 1 OR MORE OTHER CURRENCIES
TRANSLATED AT SUCH RATESS AS THE DIRECTORS OF
THE COMPANY SHALL CONSIDER APPROPRIATE; AND II)
SUCH EU POLITICAL EXPENDITURE SHALL NOT WHEN
AGGREGATED WITH ANY EU POLITICAL EXPENDITURE
INCURRED BY STANDARD CHARTERED BANK IN THE RELEVANT
PERIOD IN TOTAL EXCEED THE SUM OF GBP 100,000
OR THE EQUIVALENT IN 1 OR MORE OTHER CURRENCIES
TRANSLATED AT SUCH RATES(S) AS THE DIRECTORS
OF THE COMPANY SHALL CONSIDER APPROPRIATE; AUTHORITY
EXPIRES ON THE EARLIER OF THE END OF NEXT YEAR
S AGM AND 02 AUG 2008; THE COMPANY, BEFORE THE
EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY
SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR
PARTLY AFTER SUCH EXPIRY
19. AUTHORIZE THE COMPANY, IN ACCORDANCE WITH SECTION Management For *Management Position Unknown
347D OF THE COMPANIES ACT 1985, TO MAKE DONATIONS
TO EU POLITICAL ORGANIZATIONS AND/OR TO INCUR
EU POLITICAL EXPENDITURE AS SPECIFIED UNDER SECTION
347A OF THE COMPANIES ACT 1985, AS AMENDED PROVIDED
THAT; I) SUCH DONATIONS TO EU POLITICAL ORGANIZATIONS
SHALL NOT WHEN AGGREGATED WITH ANY DONATIONS
TO EU POLITICAL ORGANIZATIONS MADE BY THE COMPANY
IN THE RELEVANT PERIOD IN TOTAL EXCEED THE SUM
OF GBP 100,000 OR THE EQUIVALENT IN 1 OR MORE
OTHER CURRENCIES TRANSLATED AT SUCH RATES(S)
AS THE DIRECTORS OF THE COMPANY SHALL CONSIDER
APPROPRIATE; AND II) SUCH EU POLITICAL EXPENDITURE
SHALL NOT WHEN AGGREGATED WITH ANY EU POLITICAL
EXPENDITURE INCURRED BY COMPANY IN THE RELEVANT
PERIOD IN TOTAL EXCEED THE SUM OF GBP 100,000
OR THE EQUIVALENT IN 1 OR MORE OTHER CURRENCIES
TRANSLATED AT SUCH RATE(S) AS THE DIRECTORS OF
THE COMPANY SHALL CONSIDER APPROPRIATE; AUTHORITY
EXPIRES ON THE EARLIER OF THE END OF NEXT YEAR
S AGM OR 02 AUG 2008; THE COMPANY, BEFORE THE
EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY
SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR
PARTLY AFTER SUCH EXPIRY
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 92 of 141
20. APPROVE THE WAIVER FROM STRICT COMPLIANCE WITH Management For *Management Position Unknown
THE REPORTING AND ANNUAL REVIEW REQUIREMENTS
OF CHAPTER 14A OF THE HONG KONG LISTING RULES
IN RESPECT ON ONGOING BANKING TRANSACTIONS WITH
ASSOCIATES OF TEMASEK HOLDINGS PRIVATE LIMITED
THAT THE COMPANY HAS NOT BEEN ABLE TO IDENTIFY,
DESPITE HAVING USED ALL REASONABLE EFFORTS TO
IDENTIFY SUCH ASSOCIATES, AS SPECIFIED
21. APPROVE THAT NO MEMBER OF THE GROUP BE REQUIRED Management For *Management Position Unknown
TO ENTER INTO A FIXED-TERM WRITTEN AGREEMENT
WITH TEMASEK HOLDINGS PRIVATE LIMITED OR ANY
OF ITS ASSOCIATES IN ACCORDANCE WITH THE HONG
KONG LISTING RULES IN RELATION TO ANY ONGOING
BANK TRANSACTIONS
22. APPROVE, A) THAT THE ONGOING BANKING TRANSACTIONS, Management For *Management Position Unknown
INCLUDING ANY MARGIN, COLLATERAL AND OTHER SIMILAR
ARRANGEMENTS ENTERED INTO IN CONNECTION WITH
THEM, AS SPECIFIED WHICH WERE OR HAVE BEEN ENTERED
INTO IN THE PERIOD FROM 20 JUL 2006 UNTIL THE
DATE OF THIS RESOLUTION; B) THAT THE TRANSACTIONS
CONTEMPLATED UNDER EACH OF THE ONGOING BANKING
TRANSACTIONS, INCLUDING ANY MARGIN, COLLATERAL
AND OTHER SIMILAR ARRANGEMENTS ENTERED INTO IN
CONNECTION WITH THEM, AND IN THE ABSENCE OF A
MAXIMUM AGGREGATE ANNUAL VALUE, FOR A PERIOD
OF 3 YEARS FROM THE DATE OF THIS RESOLUTION
- ------------------------------------------------------------------------------------------------------------------------------------
STANDARD CHARTERED PLC AGM MEETING DATE: 05/03/2007
ISSUER: G84228157 ISIN: GB0004082847
SEDOL: B02TBL2, 6558484, 0408284, 7032039
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting *Management Position Unknown
ID 371538 DUE TO ADDITION OFA RESOLUTION. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON
THIS MEETING NOTICE. THANK YOU.
1. RECEIVE THE ANNUAL REPORT FOR THE YE 31 DEC 2006 Management For *Management Position Unknown
2. DECLARE A FINAL DIVIDEND OF 50.21 US CENTS PER Management For *Management Position Unknown
ORDINARY SHARE FOR THE YE 31 DEC 2006
3. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For *Management Position Unknown
THE YE 31 DEC 2006 AS SPECIFIED
4. RE-ELECT SIR CK CHOW AS A NON-EXECUTIVE DIRECTOR, Management For *Management Position Unknown
WHO RETIRES BY ROTATION
5. RE-ELECT MR. J F T DUNDAS AS A NON-EXECUTIVE Management For *Management Position Unknown
DIRECTOR, WHO RETIRES BY ROTATION
6. RE-ELECT MS. R MARKLAND AS A NON-EXECUTIVE DIRECTOR, Management For *Management Position Unknown
WHO RETIRES BY ROTATION
7. RE-ELECT MR. R H MEDDINGS AS A EXECUTIVE DIRECTOR, Management For *Management Position Unknown
WHO RETIRES BY ROTATION
8. RE-ELECT MR. K S NARGOLWALA AS A EXECUTIVE DIRECTOR, Management For *Management Position Unknown
WHO RETIRES BY ROTATION
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 93 of 141
9. RE-ELECT MR. P D SKINNER AS A NON-EXECUTIVE DIRECTOR, Management For *Management Position Unknown
WHO RETIRES BY ROTATION
10. ELECT MR. LORD ADAIR TURNER, WHO WAS APPOINTED Management For *Management Position Unknown
AS A NON-EXECUTIVE DIRECTOR BYTHE BOARD DURING
THE YEAR
12. AUTHORIZE THE BOARD TO SET THE AUDITOR S FEES Management For *Management Position Unknown
11. RE-APPOINT KPMG AUDIT PLC AS THE AUDITOR TO THE Management For *Management Position Unknown
COMPANY UNTIL THE END OF NEXTYEAR S AGM
13. AUTHORIZE THE BOARD, PURSUANT TO THE COMPANIES Management For *Management Position Unknown
ACT 1985, TO ALLOT EQUITY SECURITIES, DISAPPLYING
THE STATUTORY PRE-EMPTION RIGHTS AS DEFINED IN
THE COMPANIES ACT 1985, PROVIDED THAT THIS POWER
IS LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES
A) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 138,476,606
OF 20% EACH IN THE CAPITAL OF THE COMPANY; B)
IN CONNECTION WITH A RIGHTS ISSUE, OPEN OFFER
OR OTHER OFFERS IN FAVOR OF ORDINARY SHAREHOLDERS
UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 230,794,344
AUTHORITY TO APPLY FROM 03 MAY 2007 UNTIL THE
OF THE END OF NEXT YEARS AGM AND 02 AUG 2008;
AND AUTHORIZE THE BOARD TO ALLOT EQUITY SECURITIES
AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE
OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH
EXPIRY
14. AUTHORIZE THE BOARD TO ALLOT RELEVANT SECURITIES Management For *Management Position Unknown
UP TO A TOTAL NOMINAL VALUE OF GBP138,476,606
PURSUANT TO RESOLUTION 13 BE EXTENDED BY THE
ADDITION OF SUCH NUMBER OF ORDINARY SHARES OF
GBP 0.50 EACH REPRESENTING THE NOMINAL AMOUNT
OF THE COMPANY S SHARE CAPITAL REPURCHASED BY
THE COMPANY UNDER THE AUTHORITY GRANTED PURSUANT
TO RESOLUTION 16 AS SPECIFIED
S.15 AUTHORIZE THE BOARD, SUBJECT TO THE PASSING OF Management For *Management Position Unknown
RESOLUTION 13 AND PURSUANT TO SECTION 95 OF THE
COMPANIES ACT 1985, TO ALLOT EQUITY SECURITIES
BY VIRTUE OF SECTION 94(3A) OF THE COMPANIES
ACT 1985, FOR CASH PURSUANT TO THE AUTHORITY
CONFERRED BY RESOLUTION, DISAPPLYING THE STATUTORY
PRE-EMPTION RIGHTS SECTION 89(1) OF THE COMPANIES
ACT 1985, PROVIDED THAT THIS POWER IS LIMITED
TO THE ALLOTMENT OF EQUITY SECURITIES A) IN CONNECTION
WITH A RIGHTS ISSUE, OPEN OFFER OR OTHER OFFERS
IN FAVOR OF ORDINARY SHAREHOLDERS; AND B) UP
TO AN AGGREGATE NOMINAL AMOUNT OF GBP 34,619,151
AUTHORITY TO APPLY FROM 03 MAY 2007 UNTIL THE
OF THE END OF NEXT YEARS AGM AND 02 AUG 2008;
AND AUTHORIZE THE BOARD TO ALLOT EQUITY SECURITIES
AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE
OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH
EXPIRY
S.16 AUTHORIZE THE COMPANY, TO MAKE MARKET PURCHASES Management For *Management Position Unknown
AS DEFINED IN THE COMPANIES ACT 1985 OF UP TO
138,476,606 SHARES OF GBP 0.50 EACH IN THE CAPITAL
OF THE COMPANY, AT A MINIMUM PRICE OF GBP 0.50
AND UP TO 5% OF THE AVERAGE MIDDLE MARKET QUOTATIONS
FOR SUCH SHARES DERIVED FROM THE LONDON STOCK
EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS
5 BUSINESS DAYS; AUTHORITY EXPIRES EARLIER TO
APPLY FROM 03 MAY 2007 UNTIL THE EARLIER OF THE
END OF NEXT YEAR S AGM AND 02 AUG 2008; THE COMPANY,
BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE
ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED
WHOLLY OR PARTLY AFTER SUCH EXPIRY
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 94 of 141
S.17 AUTHORIZE THE COMPANY, TO MAKE MARKET PURCHASES Management For *Management Position Unknown
AS DEFINED IN THE COMPANIES ACT 1985 OF UP TO
7,500 DOLLAR PREFERENCE SHARES AND UP TO 195,285,000
STARLING PREFERENCE SHARES PROVIDED THAT: A)
THE COMPANY DOES NOT PAY LESS FOR EACH SHARE
BEFORE EXPENSES THAN THE NOMINAL VALUE OF THE
SHARE OR THE EQUIVALENT IN THE CURRENCY IN WHICH
THE PURCHASE IS MADE, CALCULATED BY REFERENCE
TO THE SPOT EXCHANGE RATE FOR THE PURCHASE OF
THE CURRENCY; I) FOR EACH STERLING PREFERENCE
SHARE BEFORE EXPENSES THAN 25% OF THE AVERAGE
MIDDLE MARKET QUOTATIONS FOR SUCH SHARES DERIVED
FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL
LIST, OVER THE PREVIOUS 10 BUSINESS DAYS;; AND
II) FOR EACH DOLLAR PREFERENCE SHARE BEFORE EXPENSES
THAN 25% OF THE AVERAGE MIDDLE MARKET QUOTATIONS
FOR SUCH SHARES DERIVED FROM THE LONDON STOCK
EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS
10 BUSINESS DAYS IMMEDIATELY BEFORE THE DATE
ON WHICH THE COMPANY AGREES TO BUY THE SHARES;
AUTHORITY EXPIRES EARLIER TO APPLY FROM 03 MAY
2007 UNTIL THE EARLIER OF THE END OF NEXT YEAR
S AGM OR 02 AUG 2008; THE COMPANY, BEFORE THE
EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY
SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR
PARTLY AFTER SUCH EXPIRY
18. AUTHORIZE THE COMPANY, IN ACCORDANCE WITH SECTION Management For *Management Position Unknown
347C OF THE COMPANIES ACT 1985, AS AMENDED, TO
MAKE DONATIONS TO EU POLITICAL ORGANIZATIONS
AND/OR TO INCUR EU POLITICAL EXPENDITURE AS SPECIFIED
UNDER SECTION 347A OF THE COMPANIES ACT 1985,
AS AMENDED PROVIDED THAT; I) SUCH DONATIONS TO
EU POLITICAL ORGANIZATIONS SHALL NOT WHEN AGGREGATED
WITH ANY DONATIONS TO EU POLITICAL ORGANIZATIONS
MADE BY THE STANDARD CHARTERED BANK IN THE RELEVANT
PERIOD IN TOTAL EXCEED THE SUM OF GBP 100,000
OR THE EQUIVALENT IN 1 OR MORE OTHER CURRENCIES
TRANSLATED AT SUCH RATESS AS THE DIRECTORS OF
THE COMPANY SHALL CONSIDER APPROPRIATE; AND II)
SUCH EU POLITICAL EXPENDITURE SHALL NOT WHEN
AGGREGATED WITH ANY EU POLITICAL EXPENDITURE
INCURRED BY STANDARD CHARTERED BANK IN THE RELEVANT
PERIOD IN TOTAL EXCEED THE SUM OF GBP 100,000
OR THE EQUIVALENT IN 1 OR MORE OTHER CURRENCIES
TRANSLATED AT SUCH RATES(S) AS THE DIRECTORS
OF THE COMPANY SHALL CONSIDER APPROPRIATE; AUTHORITY
EXPIRES ON THE EARLIER OF THE END OF NEXT YEAR
S AGM AND 02 AUG 2008; THE COMPANY, BEFORE THE
EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY
SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR
PARTLY AFTER SUCH EXPIRY
19. AUTHORIZE THE COMPANY, IN ACCORDANCE WITH SECTION Management For *Management Position Unknown
347D OF THE COMPANIES ACT 1985, TO MAKE DONATIONS
TO EU POLITICAL ORGANIZATIONS AND/OR TO INCUR
EU POLITICAL EXPENDITURE AS SPECIFIED UNDER SECTION
347A OF THE COMPANIES ACT 1985, AS AMENDED PROVIDED
THAT; I) SUCH DONATIONS TO EU POLITICAL ORGANIZATIONS
SHALL NOT WHEN AGGREGATED WITH ANY DONATIONS
TO EU POLITICAL ORGANIZATIONS MADE BY THE COMPANY
IN THE RELEVANT PERIOD IN TOTAL EXCEED THE SUM
OF GBP 100,000 OR THE EQUIVALENT IN 1 OR MORE
OTHER CURRENCIES TRANSLATED AT SUCH RATES(S)
AS THE DIRECTORS OF THE COMPANY SHALL CONSIDER
APPROPRIATE; AND II) SUCH EU POLITICAL EXPENDITURE
SHALL NOT WHEN AGGREGATED WITH ANY EU POLITICAL
EXPENDITURE INCURRED BY COMPANY IN THE RELEVANT
PERIOD IN TOTAL EXCEED THE SUM OF GBP 100,000
OR THE EQUIVALENT IN 1 OR MORE OTHER CURRENCIES
TRANSLATED AT SUCH RATE(S) AS THE DIRECTORS OF
THE COMPANY SHALL CONSIDER APPROPRIATE; AUTHORITY
EXPIRES ON THE EARLIER OF THE END OF NEXT YEAR
S AGM OR 02 AUG 2008; THE COMPANY, BEFORE THE
EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY
SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR
PARTLY AFTER SUCH EXPIRY
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 95 of 141
20. APPROVE THE WAIVER FROM STRICT COMPLIANCE WITH Management For *Management Position Unknown
THE REPORTING AND ANNUAL REVIEW REQUIREMENTS
OF CHAPTER 14A OF THE HONG KONG LISTING RULES
IN RESPECT ON ONGOING BANKING TRANSACTIONS WITH
ASSOCIATES OF TEMASEK HOLDINGS PRIVATE LIMITED
THAT THE COMPANY HAS NOT BEEN ABLE TO IDENTIFY,
DESPITE HAVING USED ALL REASONABLE EFFORTS TO
IDENTIFY SUCH ASSOCIATES, AS SPECIFIED
21. APPROVE THAT NO MEMBER OF THE GROUP BE REQUIRED Management For *Management Position Unknown
TO ENTER INTO A FIXED-TERM WRITTEN AGREEMENT
WITH TEMASEK HOLDINGS PRIVATE LIMITED OR ANY
OF ITS ASSOCIATES IN ACCORDANCE WITH THE HONG
KONG LISTING RULES IN RELATION TO ANY ONGOING
BANK TRANSACTIONS
22.a APPROVE AND RATIFY THAT THE ONGOING BANKING TRANSACTIONS, Management For *Management Position Unknown
INCLUDING ANY MARGIN, COLLATERAL AND OTHER SIMILAR
ARRANGEMENTS ENTERED INTO IN CONNECTION WITH
THEM, AS SPECIFIED WHICH WERE OR HAVE BEEN ENTERED
INTO IN THE PERIOD FROM 20 JUL 2006 UNTIL THE
DATE OF THIS RESOLUTION
22.b APPROVE THAT THE TRANSACTIONS CONTEMPLATED UNDER Management For *Management Position Unknown
EACH OF THE ONGOING BANKING TRANSACTIONS, INCLUDING
ANY MARGIN, COLLATERAL AND OTHER SIMILAR ARRANGEMENTS
ENTERED INTO IN CONNECTION WITH THEM, AND IN
THE ABSENCE OF A MAXIMUM AGGREGATE ANNUAL VALUE,
FOR A PERIOD OF 3 YEARS FROM THE DATE OF THIS
RESOLUTION
- ------------------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. VZ ANNUAL MEETING DATE: 05/03/2007
ISSUER: 92343V104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: JAMES R. BARKER Management For For
1B ELECTION OF DIRECTOR: RICHARD L. CARRION Management For For
1C ELECTION OF DIRECTOR: M. FRANCES KEETH Management For For
1D ELECTION OF DIRECTOR: ROBERT W. LANE Management For For
1E ELECTION OF DIRECTOR: SANDRA O. MOOSE Management For For
1F ELECTION OF DIRECTOR: JOSEPH NEUBAUER Management For For
1G ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Management For For
1H ELECTION OF DIRECTOR: THOMAS H. O BRIEN Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 96 of 141
1I ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Management For For
1J ELECTION OF DIRECTOR: HUGH B. PRICE Management For For
1K ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Management For For
1L ELECTION OF DIRECTOR: WALTER V. SHIPLEY Management For For
1M ELECTION OF DIRECTOR: JOHN W. SNOW Management For For
1N ELECTION OF DIRECTOR: JOHN R. STAFFORD Management For For
1O ELECTION OF DIRECTOR: ROBERT D. STOREY Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
03 ELIMINATE STOCK OPTIONS Shareholder Against For
04 SHAREHOLDER APPROVAL OF FUTURE SEVERANCE AGREEMENTS Shareholder Against For
05 COMPENSATION CONSULTANT DISCLOSURE Shareholder Against For
06 ADVISORY VOTE ON EXECUTIVE COMPENSATION Shareholder Against For
07 LIMIT SERVICE ON OUTSIDE BOARDS Shareholder Against For
08 SHAREHOLDER APPROVAL OF FUTURE POISON PILL Shareholder For Against
09 REPORT ON CHARITABLE CONTRIBUTIONS Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
CREDIT SUISSE GROUP CSR ANNUAL MEETING DATE: 05/04/2007
ISSUER: 225401108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 PRESENTATION AND APPROVAL OF THE ANNUAL REPORT, Management For *Management Position Unknown
THE PARENT COMPANY S 2006 FINANCIAL STATEMENTS
AND THE GROUP S 2006 CONSOLIDATED FINANCIAL STATEMENTS
02 DISCHARGE OF THE ACTS OF THE MEMBERS OF THE BOARD Management For *Management Position Unknown
OF DIRECTORS AND EXECUTIVE BOARD
03 CAPITAL REDUCTION OWING TO COMPLETION OF THE Management For *Management Position Unknown
SHARE BUY BACK PROGRAM
4A RESOLUTION ON THE APPROPRIATION OF RETAINED EARNINGS Management For *Management Position Unknown
4B REDUCTION OF SHARE CAPITAL BY REPAYMENT OF PAR Management For *Management Position Unknown
VALUE TO SHAREHOLDERS
05 APPROVAL OF A FURTHER SHARE BUY BACK PROGRAM Management For *Management Position Unknown
6A ADDITIONAL AMENDMENTS TO THE ARTICLES OF ASSOCIATION: Management For *Management Position Unknown
RENEWAL OF AUTHORIZED CAPITAL
6B ADDITIONAL AMENDMENTS TO THE ARTICLES OF ASSOCIATION: Management For *Management Position Unknown
AMENDMENT OF ART. 7 PARAS. 4 AND 5 (RIGHT TO
ADD AN ITEM TO THE AGENDA)
6C ADDITIONAL AMENDMENTS TO THE ARTICLES OF ASSOCIATION: Management For *Management Position Unknown
AMENDMENTS AS A RESULT OF ITEM 4.2
7A1 RE-ELECTION TO THE BOARD OF DIRECTORS: NOREEN Management For *Management Position Unknown
DOYLE
7A2 RE-ELECTION TO THE BOARD OF DIRECTORS: AZIZ R.D. Management For *Management Position Unknown
SYRIANI
7A3 RE-ELECTION TO THE BOARD OF DIRECTORS: DAVID Management For *Management Position Unknown
W. SYZ
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 97 of 141
7A4 RE-ELECTION TO THE BOARD OF DIRECTORS: PETER Management For *Management Position Unknown
F. WEIBEL
7B ELECTION OF THE PARENT COMPANY S INDEPENDENT Management For *Management Position Unknown
AUDITORS AND THE GROUP S INDEPENDENT AUDITORS
7C ELECTION OF SPECIAL AUDITORS Management For *Management Position Unknown
7D IF VOTING TAKES PLACE ON PROPOSALS THAT HAVE Management For *Management Position Unknown
NOT BEEN SUBMITTED UNTIL THE ANNUAL GENERAL MEETING
ITSELF AS DEFINED IN ART. 700 PARAS. 3 AND 4
OF THE SWISS CODE OF OBLIGATIONS, OR IN THE CASE
OF CONSULTATIVE VOTES, I HEREBY AUTHORIZE THE
INDEPENDENT PROXY TO VOTE IN FAVOR OF THE PROPOSAL
OF THE BOARD OF DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION OXY ANNUAL MEETING DATE: 05/04/2007
ISSUER: 674599105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: SPENCER ABRAHAM Management For For
1B ELECTION OF DIRECTOR: RONALD W. BURKLE Management For For
1C ELECTION OF DIRECTOR: JOHN S. CHALSTY Management For For
1D ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN Management For For
1E ELECTION OF DIRECTOR: R. CHAD DREIER Management For For
1F ELECTION OF DIRECTOR: JOHN E. FEICK Management For For
1G ELECTION OF DIRECTOR: RAY R. IRANI Management For For
1H ELECTION OF DIRECTOR: IRVIN W. MALONEY Management For For
1I ELECTION OF DIRECTOR: RODOLFO SEGOVIA Management For For
1J ELECTION OF DIRECTOR: AZIZ D. SYRIANI Management For For
1K ELECTION OF DIRECTOR: ROSEMARY TOMICH Management For For
1L ELECTION OF DIRECTOR: WALTER L. WEISMAN Management For For
02 RATIFICATION OF SELECTION OF KPMG AS INDEPENDENT Management For For
AUDITORS.
03 APPROVAL OF AMENDMENT TO 2005 LONG-TERM INCENTIVE Management For For
PLAN.
04 SCIENTIFIC REPORT ON GLOBAL WARMING. Shareholder Against For
05 ADVISORY VOTE TO RATIFY EXECUTIVE COMPENSATION. Shareholder Against For
06 PERFORMANCE-BASED STOCK OPTIONS. Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
ZIMMER HOLDINGS, INC. ZMH ANNUAL MEETING DATE: 05/07/2007
ISSUER: 98956P102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Management For For
1B ELECTION OF DIRECTOR: JOHN L. MCGOLDRICK Management For For
02 AUDITOR RATIFICATION Management For For
03 AMENDMENT OF RESTATED CERTIFICATE OF INCORPORATION Management For For
TO REQUIRE ANNUAL ELECTION OF ALL DIRECTORS
04 STOCKHOLDER PROPOSAL TO ADOPT SIMPLE MAJORITY Shareholder Against For
VOTE
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 98 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
ITT CORPORATION ITT ANNUAL MEETING DATE: 05/08/2007
ISSUER: 450911102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
A DIRECTOR Management For
STEVEN R. LORANGER Management For For
CURTIS J. CRAWFORD Management For For
CHRISTINA A. GOLD Management For For
RALPH F. HAKE Management For For
JOHN J. HAMRE Management For For
RAYMOND W. LEBOEUF Management For For
FRANK T. MACINNIS Management For For
LINDA S. SANFORD Management For For
MARKOS I. TAMBAKERAS Management For For
B TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS ITT CORPORATION INDEPENDENT AUDITOR FOR
2007.
- ------------------------------------------------------------------------------------------------------------------------------------
XSTRATA PLC, LONDON AGM MEETING DATE: 05/08/2007
ISSUER: G9826T102 ISIN: GB0031411001
SEDOL: B06JJ58, 7320790, B02QZN3, 3141100
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND ADOPT THE ANNUAL REPORT AND FINANCIAL Management For *Management Position Unknown
STATEMENTS OF THE COMPANY AND THE REPORTS OF
THE DIRECTORS AND THE AUDITORS THEREON FOR THE
YE 31 DEC 2006
2. DECLARE A FINAL DIVIDEND OF USD 0.30 CENTS PER Management For *Management Position Unknown
ORDINARY SHARE IN RESPECT OF THE YE 31 DEC 2006
3. RECEIVE AND APPROVE THE DIRECTORS REMUNERATION Management For *Management Position Unknown
REPORT AS SPECIFIED FOR THE YE 31 DEC 2006
4. RE-ELECT MR. MICK DAVIS AS AN EXECUTIVE DIRECTOR, Management For *Management Position Unknown
WHO RETIRES IN ACCORDANCE WITH ARTICLE 128 OF
THE COMPANY S ARTICLES OF ASSOCIATION
5. RE-ELECT MR. TREVOR REID AS AN EXECUTIVE DIRECTOR, Management For *Management Position Unknown
WHO RETIRES IN ACCORDANCE WITH ARTICLE 128 OF
THE COMPANY S ARTICLES OF ASSOCIATION
6. RE-ELECT SIR STEVE ROBSON AS A NON-EXECUTIVE Management For *Management Position Unknown
DIRECTOR, WHO RETIRES IN ACCORDANCE WITH ARTICLE
128 OF THE COMPANY S ARTICLES OF ASSOCIATION
7. RE-ELECT MR. DAVID ROUGH AS A NON-EXECUTIVE DIRECTOR, Management For *Management Position Unknown
WHO RETIRES IN ACCORDANCE WITH ARTICLE 128 OF
THE COMPANY S ARTICLES OF ASSOCIATION
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 99 of 141
8. RE-APPOINT ERNST & YOUNG LLP AS THE AUDITORS Management For *Management Position Unknown
OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION
OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS
ARE LAID BEFORE THE COMPANY AND AUTHORIZE THE
DIRECTORS TO DETERMINE THE REMUNERATION OF THE
AUDITORS
9. AUTHORIZE THE DIRECTORS, IN SUBSTITUTION FOR Management For *Management Position Unknown
ALL EXISTING AUTHORITY, AND PURSUANT BY ARTICLE
14 OF THE COMPANY S ARTICLES OF ASSOCIATION,
TO ALLOT RELEVANT SECURITIES SECTION 80 UP TO
AN AMOUNT OF USD 161,663,784.50 EQUIVALENT TO
323,327,569 ORDINARY SHARES OF USD 0.50 EACH
IN THE CAPITAL OF THE COMPANY; AUTHORITY EXPIRES
AT THE CONCLUSION OF THE NEXT AGM OF THE COMPANY
AFTER THE PASSING OF THIS RESOLUTION
S.10 AUTHORIZE THE DIRECTORS, IN SUBSTITUTION FOR Management For *Management Position Unknown
ALL EXISTING AUTHORITY, PURSUANTBY ARTICLE 15
OF THE COMPANY S ARTICLES OF ASSOCIATION, TO
ALLOT EQUITY SECURITIES, DISAPPLYING THE STATUTORY
PRE-EMPTION RIGHTS SECTION 89(1) OF THE COMPANIES
ACT 1985, AND THE AMOUNT IS USD 24,249,567.50
EQUIVALENT TO 48,499,135 ORDINARY SHARES OF USD
0.50 EACH IN THE CAPITAL OF THE COMPANY; AUTHORITY
EXPIRES AT THE CONCLUSION OF THE NEXT AGM OF
THE COMPANY AFTER THE PASSING OF THIS RESOLUTION
S.11 GRANT AUTHORITY, TO SEND OR SUPPLY ANY DOCUMENT Management For *Management Position Unknown
OR INFORMATION THAT IS REQUIRED OR AUTHORIZED
TO BE SENT OR SUPPLIED TO A MEMBER OF ANY OTHER
PERSON BY THE COMPANY BY A PROVISION OF THE COMPANIES
ACT AS DEFINED IN SECTION 2 OF THE COMPANIES
ACT 2006 THE ACT, OR PURSUANT TO THE COMPANY
S ARTICLES OF ASSOCIATION OR TO ANY OTHER RULES
OR REGULATIONS TO WHICH THE COMPANY MAY BE SUBJECT,
BY MAKING IT AVAILABLE ON A WEBSITE, AND THE
PROVISIONS OF THE 2006 ACT WHICH APPLY TO SENDING
OR SUPPLYING A DOCUMENT OR INFORMATION REQUIRED
OR AUTHORIZED TO BE SENT BY THE COMPANIES ACTS
AS DEFINED IN SECTION 2 OF THE 2006 ACT BY MAKING
IT AVAILABLE ON A WEBSITE SHALL, THE NECESSARY
CHANGES HAVING BEEN MADE, ALSO APPLY TO SENDING
OR SUPPLYING ANY DOCUMENT OR INFORMATION REQUIRED
OR AUTHORIZED TO BE SENT BY THE COMPANY S ARTICLES
OF ASSOCIATION OR ANY OTHER RULES OF REGULATIONS
TO WHICH THE COMPANY MAY BE SUBJECT BY MAKING
IT AVAILABLE ON A WEBSITE AND THIS RESOLUTION
SHALL SUPERSEDE ANY PROVISION IN THE COMPANY
S ARTICLES OF ASSOCIATION TO THE EXTENT THAT
IT IS INCONSISTENT WITH THIS RESOLUTION
12. GRANT AUTHORITY, PURSUANT TO SECTION 121(2)(E) Management For *Management Position Unknown
OF THE COMPANIES ACT 1985, TO DIMINISH THE AUTHORIZED
SHARE CAPITAL OF THE COMPANY FROM USD 7,554,974,199.00
AND GBP 50,000 TO USD 750,000,000.50 AND GBP
50,000 DIVIDED INTO 1,500,000,000 ORDINARY SHARES
OF USD 0.50 EACH, 50,000 NON-VOTING DEFERRED
SHARES OF GBP 1.00 EACH AND ONE SPECIAL SPECIAL
VOTING SHARE OF USD 0.50, THAT 13,609,948.397
OF THE AUTHORIZED BUT UNISSUED ORDINARY SHARES
OF USD 0.50 EACH IN THE CAPITAL OF THE COMPANY
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 100 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
ALCON, INC. ACL ANNUAL MEETING DATE: 05/09/2007
ISSUER: H01301102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE 2006 ANNUAL REPORT AND ACCOUNTS Management For For
OF ALCON, INC. AND THE 2006 CONSOLIDATED FINANCIAL
STATEMENTS OF ALCON, INC. AND SUBSIDIARIES
02 APPROPRIATION OF AVAILABLE EARNINGS AND PROPOSED Management For For
DIVIDEND TO SHAREHOLDERS FOR THE FINANCIAL YEAR
2006
03 DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS Management For For
FOR THE FINANCIAL YEAR 2006
04 ELECTION OF KPMG KLYNVELD PEAT MARWICK GOERDELER Management For For
SA, ZURICH, AS GROUP AND PARENT COMPANY AUDITORS
05 ELECTION OF ZENSOR REVISIONS AG, ZUG, AS SPECIAL Management For For
AUDITORS
6A ELECTION TO THE BOARD OF DIRECTORS: WERNER J. Management For For
BAUER
6B ELECTION TO THE BOARD OF DIRECTORS: FRANCISCO Management For For
CASTANER
6C ELECTION TO THE BOARD OF DIRECTORS: LODEWIJK Management For For
J.R. DE VINK
6D ELECTION TO THE BOARD OF DIRECTORS: GERHARD N. Management For For
MAYR
07 APPROVAL OF SHARE CANCELLATION Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
ALCON, INC. ACL ANNUAL MEETING DATE: 05/09/2007
ISSUER: H01301102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
6D ELECTION TO THE BOARD OF DIRECTORS: GERHARD N. Management For For
MAYR
07 APPROVAL OF SHARE CANCELLATION Management For For
6C ELECTION TO THE BOARD OF DIRECTORS: LODEWIJK Management For For
J.R. DE VINK
6B ELECTION TO THE BOARD OF DIRECTORS: FRANCISCO Management For For
CASTANER
6A ELECTION TO THE BOARD OF DIRECTORS: WERNER J. Management For For
BAUER
05 ELECTION OF ZENSOR REVISIONS AG, ZUG, AS SPECIAL Management For For
AUDITORS
04 ELECTION OF KPMG KLYNVELD PEAT MARWICK GOERDELER Management For For
SA, ZURICH, AS GROUP AND PARENT COMPANY AUDITORS
03 DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS Management For For
FOR THE FINANCIAL YEAR 2006
02 APPROPRIATION OF AVAILABLE EARNINGS AND PROPOSED Management For For
DIVIDEND TO SHAREHOLDERS FOR THE FINANCIAL YEAR
2006
01 APPROVAL OF THE 2006 ANNUAL REPORT AND ACCOUNTS Management For For
OF ALCON, INC. AND THE 2006 CONSOLIDATED FINANCIAL
STATEMENTS OF ALCON, INC. AND SUBSIDIARIES
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 101 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
CRH PLC AGM MEETING DATE: 05/09/2007
ISSUER: G25508105 ISIN: IE0001827041
SEDOL: 5465240, 0182704, B01ZKD6, 4182249
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE FINANCIAL STATEMENTS AND REPORTS Management For *Management Position Unknown
OF THE DIRECTORS AND THE AUDITORS
2. DECLARE A DIVIDEND Management For *Management Position Unknown
3.A RE-ELECT MR. D.M. KENNEDY AS A DIRECTOR Management For *Management Position Unknown
3.B RE-ELECT MR. T.V. NEILL AS A DIRECTOR Management For *Management Position Unknown
3.C RE-ELECT MR. W.I. O MAHONY AS A DIRECTOR Management For *Management Position Unknown
3.D RE-ELECT MR. W.P. EGAN AS A DIRECTOR Management For *Management Position Unknown
3.E RE-ELECT MR. D.N. O CONNOR AS A DIRECTOR Management For *Management Position Unknown
4. APPROVE THE REMUNERATION OF THE AUDITORS Management For *Management Position Unknown
S.5 APPROVE THE DISAPPLICATION OF PRE-EMPTION RIGHTS Management For *Management Position Unknown
S.6 GRANT AUTHORITY TO PURCHASE OWN ORDINARY SHARES Management For *Management Position Unknown
S.7 GRANT AUTHORITY IN RELATION TO RE-ISSUE PRICE Management For *Management Position Unknown
RANGE OF TREASURY SHARES
S.8 AMEND THE ARTICLES OF ASSOCIATION Management For *Management Position Unknown
S.9 GRANT AUTHORITY TO RE-ISSUE TREASURY SHARES Management For *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. GILD ANNUAL MEETING DATE: 05/09/2007
ISSUER: 375558103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PAUL BERG Management For For
JOHN F. COGAN Management For For
ETIENNE F. DAVIGNON Management For For
JAMES M. DENNY Management For For
CARLA A. HILLS Management For For
JOHN W. MADIGAN Management For For
JOHN C. MARTIN Management For For
GORDON E. MOORE Management For For
NICHOLAS G. MOORE Management For For
GAYLE E. WILSON Management For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For
BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER
31, 2007.
03 TO APPROVE THE PROPOSED AMENDMENT TO GILEAD S Management Against Against
2004 EQUITY INCENTIVE PLAN.
04 TO APPROVE THE PROPOSED AMENDMENT TO GILEAD S Management For For
EMPLOYEE STOCK PURCHASE PLAN.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 102 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
APPLE INC. AAPL ANNUAL MEETING DATE: 05/10/2007
ISSUER: 037833100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM V. CAMPBELL Management For For
MILLARD S. DREXLER Management For For
ALBERT A. GORE, JR. Management For For
STEVEN P. JOBS Management For For
ARTHUR D. LEVINSON Management For For
ERIC E. SCHMIDT Management For For
JEROME B. YORK Management For For
02 TO APPROVE AMENDMENTS TO THE APPLE INC. 2003 Management Against Against
EMPLOYEE STOCK PLAN.
03 TO APPROVE AMENDMENTS TO THE APPLE INC. EMPLOYEE Management For For
STOCK PURCHASE PLAN.
04 TO APPROVE AMENDMENTS TO THE 1997 DIRECTOR STOCK Management For For
OPTION PLAN.
05 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2007.
06 TO CONSIDER A SHAREHOLDER PROPOSAL ENTITLED Shareholder Against For
OPTION DATING POLICY, IF PROPERLY PRESENTED
AT THE MEETING.
07 TO CONSIDER A SHAREHOLDER PROPOSAL ENTITLED Shareholder Against For
PAY FOR PERFORMANCE STANDARD, IF PROPERLY PRESENTED
AT THE MEETING.
08 TO CONSIDER A SHAREHOLDER PROPOSAL ENTITLED Shareholder Against For
ENVIRONMENTAL REPORT, IF PROPERLY PRESENTED
AT THE MEETING.
09 TO CONSIDER A SHAREHOLDER PROPOSAL ENTITLED Shareholder Against For
EQUITY RETENTION POLICY, IF PROPERLY PRESENTED
AT THE MEETING.
10 TO CONSIDER A SHAREHOLDER PROPOSAL ENTITLED Shareholder Against For
ELECTRONIC WASTE TAKE BACK AND RECYCLING, IF
PROPERLY PRESENTED AT THE MEETING.
11 TO CONSIDER A SHAREHOLDER PROPOSAL ENTITLED Shareholder Against For
ADVISORY VOTE ON COMPENSATION, IF PROPERLY PRESENTED
AT THE MEETING.
- ------------------------------------------------------------------------------------------------------------------------------------
CHRISTIAN DIOR SA, PARIS MIX MEETING DATE: 05/10/2007
ISSUER: F26334106 ISIN: FR0000130403
SEDOL: 4061393, 4194545, 5690097, B02PS53, 4069030
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* VERIFICATION PERIOD: REGISTERED SHARES: 1 TO Non-Voting *Management Position Unknown
5 DAYS PRIOR TO THE MEETING DATE, DEPENDS ON
COMPANY S BY-LAWS. BEARER SHARES: 6 DAYS PRIOR
TO THE MEETING DATE. FRENCH RESIDENT SHAREOWNERS
MUST COMPLETE, SIGN AND FORWARD THE PROXY CARD
DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN
THE NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 103 of 141
THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS:
PROXY CARDS: VOTING INSTRUCTIONS WILL BE
FORWARDED TO THE GLOBAL CUSTODIANS THAT HAVE
BECOME REGISTERED INTERMEDIARIES, ON THE VOTE
DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY,
THE GLOBAL CUSTODIAN WILL SIGN THE PROXY CARD
AND FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE
UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS
REGISTERED INTERMEDIARY, PLEASE CONTACT YOUR
REPRESENTATIVE. TRADES/VOTE INSTRUCTIONS:
SINCE FRANCE MAINTAINS A VERIFICATION PERIOD,
FOR VOTE INSTRUCTIONS SUBMITTED THAT HAVE A TRADE
TRANSACTED (SELL) FOR EITHER THE FULL SECURITY
POSITION OR A PARTIAL AMOUNT AFTER THE VOTE INSTRUCTION
HAS BEEN SUBMITTED AND THE GLOBAL CUSTODIAN ADVISES
OF THE POSITION CHANGE VIA THE ACCOUNT POSITION
COLLECTION PROCESS, THERE IS A PROCESS IN EFFECT
WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE
NEW ACCOUNT POSITION AVAILABLE FOR VOTING. THIS
WILL ENSURE THAT THE LOCAL CUSTODIAN IS INSTRUCTED
TO AMEND THE VOTE INSTRUCTION AND RELEASE THE
SHARES FOR SETTLEMENT OF THE SALE TRANSACTION.
THIS PROCEDURE PERTAINS TO SALE TRANSACTIONS
WITH A SETTLEMENT DATE PRIOR TO MEETING DATE
+ 1
Take No
O.1 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management Action *Management Position Unknown
AND THE AUDITORS AND APPROVE THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE FYE 31 DEC 2006,
IN THE FORM PRESENTED TO THE MEETING
Take No
O.2 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management Action *Management Position Unknown
AND THE AUDITORS AND APPROVE THE COMPANY S FINANCIAL
STATEMENTS FOR THE YEAR 2006, GRANT PERMANENT
DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS
FOR THE PERFORMANCE OF THEIR DUTIES DURING THE
SAID FY
Take No
O.3 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management Action *Management Position Unknown
AGREEMENTS GOVERNED BY THE ARTICLE L.225-38 OF
THE FRENCH COMMERCIAL CODE; APPROVE THE SAID
REPORT AND THE AGREEMENTS REFERRED TO THEREIN
Take No
O.4 APPROVE THE RECOMMENDATIONS OF THE BOARD OF DIRECTORS Management Action *Management Position Unknown
AND RESOLVES THAT THE INCOME FOR THE FY IS APPROPRIATED
AS FOLLOWS: INCOME FOR THE FY: EUR 184,249,668.52;
RETAINED EARNINGS: EUR 43,227,088.83; ORDINARY
RESERVES: EUR 28,758,380.33; TOTAL: EUR 256,235,137.68;
ALLOCATED AS FOLLOWS: DIVIDENDS: EUR 256,235,137.68
CORRESPONDING TO A DIVIDEND OF EUR 1.41 PER SHARE;
AND REMINDS THAT AN INTERIM DIVIDEND OF EUR 0.38
WAS ALREADY PAID ON 01 DEC 2006; THE REMAINING
DIVIDEND OF EUR 1.03 WILL BE PAID ON 15 MAY 2007,
AND WILL ENTITLE NATURAL PERSONS TO THE 40% ALLOWANCE;
IN THE EVENT THAT THE COMPANY HOLDS SOME OF ITS
OWN SHARES ON SUCH DATE, THE AMOUNT OF THE UNPAID
DIVIDEND ON SUCH SHARES SHALL BE ALLOCATED TO
THE RETAINED EARNING ACCOUNT; AS REQUIRED BY-LAW
Take No
O.5 APPORVE TO RENEW THE APPOINTMENT OF MR. RAYMOND Management Action *Management Position Unknown
WIBAUX AS A DIRECTOR FOR A 3 YEAR PERIOD
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 104 of 141
Take No
O.6 AUTHORIZE THE BOARD OF DIRECTORS, TO BUY BACK Management Action *Management Position Unknown
THE COMPANY S SHARES ON THE OPEN MARKET, SUBJECT
TO THE CONDITIONS AS BELOW: MAXIMUM PURCHASE
PRICE: EUR 130.00; MAXIMUM NUMBER OF SHARES TO
BE ACQUIRED: 0.5% OF THE SHARE CAPITAL ON 01
JAN 2007, I.E. 908.635 SHARES MAXIMUM FUNDS INVESTED
IN THE SHARE BUYBACKS: EUR 118,000,000.00; AUTHORITY
EXPIRES AT 18 MONTH PERIOD; TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES;
THE DELEGATION OF POWERS SUPERSEDES THE ONE GIVEN
BY THE COMBINED SHAREHOLDERS MEETING DATED 11
MAY 2006
Take No
E.7 AUTHORIZE THE BOARD OF DIRECTORS, TO REDUCE THE Management Action *Management Position Unknown
SHARE CAPITAL, ON 1 OR MORE OCCASION, BY CANCELING
ALL OR PART OF THE SHARES HELD BY THE COMPANY
IN CONNECTION WITH A STOCK REPURCHASE PLAN, UP
TO A MAXIMUM OF 10% OF THE SHARE CAPITAL OVER
A 24 MONTH PERIOD; AUTHORITY EXPIRES AT 18 MONTH
PERIOD; TO TAKE ALL NECESSARY MEASURE AND ACCOMPLISH
ALL NECESSARY FORMALITIES; THIS DELEGATION OF
POWER SUPERSEDES THE ONE GIVEN BY THE SHAREHOLDERS
MEETING DATED 11 MAY 2006
Take No
E.8 AUTHORIZE THE BOARD OF DIRECTORS, IN ORDER TO Management Action *Management Position Unknown
INCREASE THE SHARE CAPITAL IN ONE OR MORE OCCASIONS:
UP TO A MAXIMUM NOMINAL AMOUNT OF EUR 40,000,000.00
BY WAY OF ISSUING, BY WAY OF A PUBLIC OFFERING
AND WITH PREFERRED SUBSCRIPTION RIGHTS MAINTAINED;
ORDINARY SHARES AND-OR SECURITIES GIVING ACCESS
TO THE CAPITAL OR GIVING RIGHT TO A DEBT SECURITY;
UP TO A MAXIMUM NOMINAL AMOUNT OF EUR 40,000,000.00
BY WAY OF CAPITALIZING RESERVES, PROFITS, PREMIUMS,
PROVIDED THAT SUCH CAPITALIZATION IS ALLOWED
BY LAW AND UNDER THE BY-LAWS, TO BE CARRIED OUT
THROUGH THE ISSUE OF BONUS SHARES OR THE RAISE
OF THE PAR VALUE OF THE EXISTING SHARES; AUTHORITY
EXPIRES AT 26 MONTH PERIOD; TO TAKE ALL NECESSARY
MEASURE AND ACCOMPLISH ALL NECESSARY FORMALITIES;
THIS DELEGATION OF POWER SUPERSEDES THE ONE GIVEN
BY THE COMBINED SHAREHOLDERS MEETING DATED 12
MAY 2005
Take No
E.9 AUTHORIZE THE BOARD OF DIRECTORS, TO INCREASE Management Action *Management Position Unknown
ON ONE OR MORE OCCASIONS, IN FRANCE OR ABROAD,
THE SHARE CAPITAL TO A MAXIMUM NOMINAL AMOUNT
OF EUR 40,000,000.00, BY ISSUANCE, BY WAY OF
PUBLIC OFFERING AND WITH THE SHAREHOLDERS CANCELLATION
PREFERRED SUBSCRIPTION RIGHTS, OF ORDINARY SHARES
AND SECURITIES, GIVING ACCESS TO THE CAPITAL
OR GIVING RIGHT TO A DEBT SECURITY; THIS AMOUNT
SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH
IN RESOLUTIONS NUMBERS 8, 10; AUTHORITY EXPIRES
AT 26 MONTH PERIOD; TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES; THIS
DELEGATION OF POWERS SUPERSEDES THE ONE GIVEN
BY THE COMBINED SHAREHOLDERS METING DATED 12
MAY 2005
Take No
E.10 AUTHORIZE THE BOARD OF DIRECTORS, TO ISSUE SHARES Management Action *Management Position Unknown
OR SECURITIES, GIVING ACCESS TO THE COMPANY S
SHARE CAPITAL OR GIVING RIGHT TO A DEBT SECURITY,
EITHER IN CONSIDERATION FOR SECURITIES TENDERED
IN A PUBLIC EXCHANGE OFFER, OR, UP TO 10% OF
THE SHARE CAPITAL, IN CONSIDERATION FOR THE CONTRIBUTION
IN KIND GRANTED TO THE COMPANY AND COMPRISED
OF CAPITAL SECURITIES OR SECURITIES GIVING ACCESS
TO SHARE CAPITAL; AUTHORITY EXPIRES AT 26 MONTH
PERIOD; TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES; THIS DELEGATION OF
POWERS SUPERSEDES THE ONE GIVEN BY THE COMBINED
SHAREHOLDERS METING DATED 12 MAY 2005
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 105 of 141
Take No
E.11 APPROVE TO INCREASE THE NUMBER OF SECURITIES Management Action *Management Position Unknown
TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE
ACCORDANCE THE ISSUANCES WHICH SHALL BE DECIDED
IN APPLICATION TO THE CONFERRED DELEGATIONS IN
VIRTUE OF THE RESOLUTIONS NO 8 AND 9
Take No
E.12 APPROVE TO RESOLVE TO BRING THE ARTICLE 17 OF Management Action *Management Position Unknown
THE BNP PARIBAS SECURITIES SERVICES
- ------------------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. GOOG ANNUAL MEETING DATE: 05/10/2007
ISSUER: 38259P508 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ERIC SCHMIDT Management For For
SERGEY BRIN Management For For
LARRY PAGE Management For For
L. JOHN DOERR Management For For
JOHN L. HENNESSY Management For For
ARTHUR D. LEVINSON Management For For
ANN MATHER Management For For
PAUL S. OTELLINI Management For For
K. RAM SHRIRAM Management For For
SHIRLEY M. TILGHMAN Management For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF GOOGLE INC. FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2007.
03 APPROVAL OF AN AMENDMENT TO GOOGLE S 2004 STOCK Management For For
PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES
OF CLASS A COMMON STOCK ISSUABLE THEREUNDER BY
4,500,000.
04 APPROVAL OF GOOGLE S EXECUTIVE BONUS PLAN. Management For For
05 STOCKHOLDER PROPOSAL TO REQUEST THAT MANAGEMENT Shareholder Against For
INSTITUTE POLICIES TO HELP PROTECT FREEDOM OF
ACCESS TO THE INTERNET.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 106 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
TRANSOCEAN INC. RIG ANNUAL MEETING DATE: 05/10/2007
ISSUER: G90078109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: ROBERT L. LONG Management For For
1B ELECTION OF DIRECTOR: MARTIN B. MCNAMARA Management For For
1C ELECTION OF DIRECTOR: ROBERT M. SPRAGUE Management For For
1D ELECTION OF DIRECTOR: J. MICHAEL TALBERT Management For For
02 APPROVAL OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
THE SWATCH GROUP AG, NEUENBURG OGM MEETING DATE: 05/11/2007
ISSUER: H83949141 ISIN: CH0012255151 BLOCKING
SEDOL: B1CC9C5, 7184725, B038BH4, B11JJX8
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown
IN THIS MARKET. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
Take No
1.1 RECEIVE THE 2006 ANNUAL REPORT OF THE BOARD OF Management Action *Management Position Unknown
DIRECTORS
Take No
1.2 RECEIVE THE 2006 FINANCIAL STATEMENTS BALANCE Management Action *Management Position Unknown
SHEET, INCOME STATEMENT AND NOTES AND 2006 CONSOLIDATED
FINANCIAL STATEMENTS
Take No
1.3 RECEIVE THE STATUTORY AUDITORS REPORT AND THE Management Action *Management Position Unknown
REPORT OF THE GROUP AUDITORS
Take No
1.4 APPROVE THE REPORTS AND THE FINANCIAL STATEMENTS Management Action *Management Position Unknown
Take No
2. GRANT DISCHARGE TO THE BOARD OF DIRECTORS Management Action *Management Position Unknown
Take No
3. APPROVE THE ALLOCATION OF INCOME AND DIVIDENDS Management Action *Management Position Unknown
OF CHF 0.70 PER REGISTERED SHARE AND CHF 3.50
PER BEARER SHARE
Take No
4.1 RE-ELECT MS. ESTHER GRETHER AS A DIRECTOR Management Action *Management Position Unknown
Take No
4.2 RE-ELECT MS. NAYLA HAYEK AS A DIRECTOR Management Action *Management Position Unknown
Take No
4.3 RE-ELECT MR. PETER GROSS AS A DIRECTOR Management Action *Management Position Unknown
Take No
4.4 RE-ELECT MR. NICOLAS HAYEK AS A DIRECTOR Management Action *Management Position Unknown
Take No
4.5 RE-ELECT MS. CLAUDE NICOLLIER AS A DIRECTOR Management Action *Management Position Unknown
Take No
4.6 RE-ELECT MR. JOHANN SCHNEIDER-AMMANN AS A DIRECTOR Management Action *Management Position Unknown
Take No
4.7 RE-ELECT MR. ERNST TANNER AS A DIRECTOR Management Action *Management Position Unknown
Take No
5. RATIFY PRICEWATERHOUSECOOPERS AG AS THE AUDITORS Management Action *Management Position Unknown
Take No
6. APPROVE A REDUCTION IN SHARE CAPITAL OF CHF 3.1 Management Action *Management Position Unknown
MILLION VIA CANCELLATION OF REPURCHASED SHARES
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 107 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
STATOIL ASA STO ANNUAL MEETING DATE: 05/15/2007
ISSUER: 85771P102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
03 ELECTION OF A CHAIR OF THE MEETING Management For For
04 ELECTION OF A PERSON TO CO-SIGN THE MINUTES TOGETHER Management For For
WITH THE CHAIR OF THE MEETING
05 APPROVAL OF THE NOTICE AND THE AGENDA Management For For
06 APPROVAL OF THE ANNUAL REPORT AND ACCOUNTS FOR Management For For
STATOIL ASA AND THE STATOIL GROUP FOR 2006, INCLUDING
THE BOARD OF DIRECTORS PROPOSAL FOR THE DISTRIBUTION
OF THE DIVIDEND
07 DETERMINATION OF REMUNERATION FOR THE COMPANY Management For For
S AUDITOR
08 DECLARATION OF STIPULATION OF SALARY AND OTHER Management For For
REMUNERATION FOR TOP MANAGEMENT
09 AUTHORISATION TO ACQUIRE STATOIL SHARES IN THE Management For For
MARKET FOR SUBSEQUENT ANNULMENT
10 AUTHORISATION TO ACQUIRE STATOIL SHARES IN THE Management For For
MARKET IN ORDER TO CONTINUE IMPLEMENTATION OF
THE SHARE SAVING PLAN FOR EMPLOYEES
- ------------------------------------------------------------------------------------------------------------------------------------
XTO ENERGY INC. XTO ANNUAL MEETING DATE: 05/15/2007
ISSUER: 98385X106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: LANE G. COLLINS Management For For
1B ELECTION OF DIRECTOR: SCOTT G. SHERMAN Management For For
1C ELECTION OF DIRECTOR: BOB R. SIMPSON Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
THE COMPANY S INDEPENDENT AUDITOR FOR 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 108 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
CHINA MOBILE (HONG KONG) LIMITED CHL ANNUAL MEETING DATE: 05/16/2007
ISSUER: 16941M109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL Management For *Management Position Unknown
STATEMENTS AND THE REPORTS OF THE DIRECTORS AND
AUDITORS.
2A TO DECLARE AN ORDINARY FINAL DIVIDEND FOR THE Management For *Management Position Unknown
YEAR ENDED 31 DECEMBER 2006.
2B TO DECLARE A SPECIAL FINAL DIVIDEND FOR THE YEAR Management For *Management Position Unknown
ENDED 31 DECEMBER 2006.
3A TO RE-ELECT WANG JIANZHOU AS A DIRECTOR. Management For *Management Position Unknown
3B TO RE-ELECT LI YUE AS A DIRECTOR. Management For *Management Position Unknown
3C TO RE-ELECT ZHANG CHENSHUANG AS A DIRECTOR. Management For *Management Position Unknown
3D TO RE-ELECT FRANK WONG KWONG SHING AS A DIRECTOR. Management For *Management Position Unknown
3E TO RE-ELECT PAUL MICHAEL DONOVAN AS A DIRECTOR. Management For *Management Position Unknown
04 TO RE-APPOINT MESSRS. KPMG AS AUDITORS AND TO Management For *Management Position Unknown
AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION.
05 TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO Management For *Management Position Unknown
REPURCHASE SHARES IN THE COMPANY NOT EXCEEDING
10% OF THE AGGREGATE NOMINAL AMOUNT OF THE EXISTING
ISSUED SHARE CAPITAL.
06 TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO Management For *Management Position Unknown
ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES
IN THE COMPANY.
07 TO EXTEND THE GENERAL MANDATE GRANTED TO THE Management For *Management Position Unknown
DIRECTORS TO ISSUE, ALLOT AND DEAL WITH SHARES
BY THE NUMBER OF SHARES REPURCHASED.
- ------------------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION INTC ANNUAL MEETING DATE: 05/16/2007
ISSUER: 458140100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: CRAIG R. BARRETT Management For For
1B ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Management For For
1C ELECTION OF DIRECTOR: SUSAN L. DECKER Management For For
1D ELECTION OF DIRECTOR: D. JAMES GUZY Management For For
1E ELECTION OF DIRECTOR: REED E. HUNDT Management For For
1F ELECTION OF DIRECTOR: PAUL S. OTELLINI Management For For
1G ELECTION OF DIRECTOR: JAMES D. PLUMMER Management For For
1H ELECTION OF DIRECTOR: DAVID S. POTTRUCK Management For For
1I ELECTION OF DIRECTOR: JANE E. SHAW Management For For
1J ELECTION OF DIRECTOR: JOHN L. THORNTON Management For For
1K ELECTION OF DIRECTOR: DAVID B. YOFFIE Management For For
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
03 AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE Management Against Against
PLAN
04 APPROVAL OF THE 2007 EXECUTIVE OFFICER INCENTIVE Management For For
PLAN
05 STOCKHOLDER PROPOSAL REQUESTING LIMITATION ON Shareholder Against For
EXECUTIVE COMPENSATION
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 109 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
NEXT PLC, LEICESTER AGM MEETING DATE: 05/16/2007
ISSUER: G6500M106 ISIN: GB0032089863
SEDOL: B02SZZ1, 3208986, B1BQJ39
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND ADOPT THE ACCOUNTS AND THE REPORTS Management For *Management Position Unknown
OF THE DIRECTORS AND THE AUDITORS FOR THE PERIOD
ENDED 27 JAN 2007
2. APPROVE THE REMUNERATION REPORT FOR THE PERIOD Management For *Management Position Unknown
ENDED 27 JAN 2007
3. DECLARE A FINAL DIVIDEND OF 33.5P PER SHARE IN Management For *Management Position Unknown
RESPECT OF THE PERIOD ENDED 27JAN 2007
4. RE-ELECT MR. DAVID KEENS AS A DIRECTOR, WHO RETIRES Management For *Management Position Unknown
BY ROTATION ACCORDING TO ARTICLE 91
5. RE-ELECT MR. NICK BROOKES AS A DIRECTOR, WHO Management For *Management Position Unknown
RETIRES BY ROTATION ACCORDING TOARTICLE 91
6. RE-ELECT MR. DEREK NETHERTON AS A DIRECTOR Management For *Management Position Unknown
7. RE-APPOINT ERNST & YOUNG LLP AS THE AUDITORS Management For *Management Position Unknown
AND AUTHORIZE THE DIRECTORS TO SET THEIR REMUNERATION
8. APPROVE THE NEXT RISK/REWARD INVESTMENT PLAN Management For *Management Position Unknown
THE PLAN, AS SPECIFIED, AUTHORIZE THE DIRECTORS
TO TAKE ANY ACTION THEY CONSIDER NECESSARY TO
IMPLEMENT THE PLAN; AUTHORITY EXPIRES AT THE
DATE OF THE COMPANY S AGM IN 2008
9. AUTHORIZE THE DIRECTORS, FOR THE PURPOSES OF Management For *Management Position Unknown
SECTION 80 OF THE COMPANIES ACT 1985 THE ACT,
TO ALLOT RELEVANT SECURITIES SECTION 80 UP TO
AN AGGREGATE NOMINAL AMOUNT OF GBP 7,400,000;
AUTHORITY EXPIRES AT THE DATE OF THE COMPANY
S AGM IN 2008; AND THE COMPANY MAY ALLOT RELEVANT
SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY
IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE
PRIOR TO SUCH EXPIRY; AND ALL PREVIOUS AUTHORITIES
TO ALLOT SECURITIES CONFERRED BY RESOLUTION OF
THE COMPANY PURSUANT TO SECTION 80 OF THE ACT
OR OTHERWISE BE REVOKED TO EXTEND THAT THEY HAVE
NOT BEEN PREVIOUSLY UTILIZED
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 110 of 141
S.10 AUTHORIZE THE DIRECTORS, IN SUBSTITUTION FOR Management For *Management Position Unknown
ANY EXISTING AUTHORITY AND PURSUANT TO SECTION
95 OF THE COMPANIES ACT 1985 THE ACT, TO ALLOT
EQUITY SECURITIES SECTION 94 OF THE ACT PURSUANT
TO THE AUTHORITY CONFERRED BY RESOLUTION 9 SPECIFIED
IN THE NOTICE OF THIS MEETING FOR CASH AND SELL
RELEVANT SHARES SECTION 94 OF THE ACT HELD BY
THE COMPANY AS TREASURY SHARES SECTION 162A OF
THE ACT FOR CASH, DISAPPLYING THE STATUTORY PRE-EMPTION
RIGHTS SECTION 89(1), PROVIDED THAT THIS POWER
IS LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES
AND THE SALE OF TREASURY SHARES: A) IN CONNECTION
WITH A RIGHTS ISSUE , OPEN OFFER OR OTHER PRE-EMPTIVE
OFFER IN FAVOR OF ORDINARY SHAREHOLDERS; AND
B) UP TO AN AGGREGATE NOMINAL VALUE OF GBP 1,100,00
BEING LESS THAN 5% OF THE ISSUED ORDINARY SHARE
CAPITAL OUTSTANDING AT 20 MAR 2007; AUTHORITY
EXPIRES AT THE DATE OF THE COMPANY S AGM IN 2008;
AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES
OR SELL TREASURY SHARES AFTER THE EXPIRY OF THIS
AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT
MADE PRIOR TO SUCH EXPIRY
S.11 AUTHORIZE THE COMPANY, IN ACCORDANCE WITH ARTICLE Management For *Management Position Unknown
46 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY
AND SECTION 166 OF THE COMPANIES ACT 1985, TO
MAKE MARKET PURCHASES SECTION 163 OF THE ACT
OF UP TO 34,000,000 ORDINARY SHARES OF 10P EACH
OR NO MORE THAN 15% OF THE ISSUED ORDINARY SHARE
CAPITAL OUTSTANDING AT THE DATE OF THE AGM, SUCH
LIMIT TO BE REDUCED BY THE NUMBER OF ANY SHARES
PURCHASED PURSUANT TO THE AUTHORITY GRANTED BY
RESOLUTION S.12, AT A MINIMUM PRICE OF 10P AND
NOT MORE THAN 105% OF THE AVERAGE OF THE MIDDLE
MARKET PRICE FOR SUCH SHARES DERIVED FROM THE
LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER
THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES
THE EARLIER OF 15 MONTHS OR AT THE CONCLUSION
OF THE AGM OF THE COMPANY HELD IN 2008; THE COMPANY,
BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE
ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED
WHOLLY OR PARTLY AFTER SUCH EXPIRY
S.12 APPROVE, FOR THE PURPOSES OF SECTION 164 AND Management For *Management Position Unknown
165 OF THE COMPANIES ACT 1985, THE PROPOSED PROGRAMME
AGREEMENTS TO BE ENTERED INTO BETWEEN THE COMPANY
AND EACH OF GOLDMAN SACHS INTERNATIONAL, UBS
AG AND DEUTSCHE BANK AG AND BARCLAYS BANK PLC
THE PROGRAMME AGREEMENTS AND AUTHORIZE THE COMPANY
TO ENTER INTO THE PROGRAMME AGREEMENTS AND ALL
AND ANY CONTINGENT FORWARD TRADES WHICH MAY BE
EFFECTED OR MADE FROM TIME TO TIME UNDER OR PURSUANT
TO THE PROGRAMME AGREEMENTS FOR THE CONTINGENT
OFF-MARKET PURCHASE BY THE COMPANY OF ITS ORDINARY
SHARES OF 10 PENCE EACH FOR CANCELLATION, AS
SPECIFIED; AUTHORITY EXPIRES THE EARLIER OF 15
MONTHS OR AT THE CONCLUSION OF THE AGM OF THE
COMPANY TO BE HELD IN 2008; AND PROVIDED THAT
SHARES PURCHASED PURSUANT TO THIS AUTHORITY WILL
REDUCE THE NUMBER OF SHARES THAT THE COMPANY
MAY PURCHASE UNDER THE GENERAL AUTHORITY GRANTED
UNDER RESOLUTION S.12
S.13 AMEND ARTICLE 101 OF THE ARTICLES OF ASSOCIATION Management For *Management Position Unknown
OF THE COMPANY AS SPECIFIED
S.14 AMEND, BY DELETING ARTICLES 49, 130, 131 AND Management For *Management Position Unknown
136 AND REPLACE THEM WITH NEW ARTICLES AS SPECIFIED;
BY MAKING CONSEQUENTIAL CHANGES TO ARTICLES 1,
41, 72, 73, 73, 76, 100 AND 133 AS SPECIFIED,
OF THE ARTICLES OF ASSOCIATION OF THE COMPANY
15. AUTHORIZE THE COMPANY TO SEND ALL DOCUMENTS, Management For *Management Position Unknown
NOTICES AND INFORMATION BY ELECTRONIC MEANS AS
SPECIFIED INCLUDING BY MEANS OF A WEBSITE AND
IN ALL ELECTRONIC FORMS
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 111 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC. STJ ANNUAL MEETING DATE: 05/16/2007
ISSUER: 790849103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MICHAEL A. ROCCA Management For For
STEFAN K. WIDENSOHLER Management For For
02 TO APPROVE THE ST. JUDE MEDICAL, INC. 2007 STOCK Management Against Against
INCENTIVE PLAN.
03 TO APPROVE THE ST. JUDE MEDICAL, INC. 2007 EMPLOYEE Management For For
STOCK PURCHASE PLAN.
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
TIFFANY & CO. TIF ANNUAL MEETING DATE: 05/17/2007
ISSUER: 886547108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI Management For For
1B ELECTION OF DIRECTOR: ROSE MARIE BRAVO Management For For
1C ELECTION OF DIRECTOR: WILLIAM R. CHANEY Management For For
1D ELECTION OF DIRECTOR: GARY E. COSTLEY Management For For
1E ELECTION OF DIRECTOR: ABBY F. KOHNSTAMM Management For For
1F ELECTION OF DIRECTOR: CHARLES K. MARQUIS Management For For
1G ELECTION OF DIRECTOR: J. THOMAS PRESBY Management For For
1H ELECTION OF DIRECTOR: JAMES E. QUINN Management For For
1I ELECTION OF DIRECTOR: WILLIAM A. SHUTZER Management For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 112 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
LADBROKES PLC AGM MEETING DATE: 05/18/2007
ISSUER: G5337D107 ISIN: GB00B0ZSH635
SEDOL: B1321T5, B100LK3, B0ZSH63
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND ADOPT THE FINANCIAL STATEMENTS AND Management For *Management Position Unknown
STATUTORY REPORTS
2. APPROVE A FINAL DIVIDEND OF 8.60P PER ORDINARY Management For *Management Position Unknown
SHARE
3. RE-ELECT MR. CHRISTOPHER RODRIGUES AS A DIRECTOR Management For *Management Position Unknown
4. ELECT MR. JOHN JARVIS AS A DIRECTOR Management For *Management Position Unknown
5. ELECT MR. HENRY STAUNTON AS A DIRECTOR Management For *Management Position Unknown
6. ELECT MR. BRIAN WALLACE AS A DIRECTOR Management For *Management Position Unknown
7. RE-APPOINT ERNST & YOUNG LLP AS THE AUDITORS Management For *Management Position Unknown
AND AUTHORIZE THE BOARD TO DETERMINE THEIR REMUNERATION
8. APPROVE THE REMUNERATION REPORT Management For *Management Position Unknown
9. AUTHORIZE THE COMPANY TO MAKE EU POLITICAL DONATIONS Management For *Management Position Unknown
AND TO INCUR EU POLITICAL EXPENDITURES UP TO
GBP 10,000 AND AUTHORIZE LADBROKES BETTING GAMING
LTD TO MAKE EU POLITICAL DONATIONS AND TO INCUR
EU POLITICAL EXPENDITURES UP TO GBP 15,000
10. AUTHORIZE THE DIRECTORS TO ISSUE EQUITY OR EQUITY-LINKED Management For *Management Position Unknown
SECURITIES WITH PRE-EMPTIVE RIGHTS UP TO AGGREGATE
NOMINAL AMOUNT OF GBP 58,794,737
S.11 GRANT AUTHORITY TO ISSUE EQUITY OR EQUITY-LINKED Management For *Management Position Unknown
SECURITIES WITHOUT PRE-EMPTIVE RIGHTS UP TO AGGREGATE
NOMINAL AMOUNT OF GBP 8, 893,958 AND UP TO AGGREGATE
NOMINAL AMOUNT OF GBP 58,794,737 IN CONNECTION
WITH A RIGHTS ISSUE
S.12 AUTHORIZE THE COMPANY TO MAKE MARKET PURCHASE Management For *Management Position Unknown
OF 62,780,884 ORDINARY SHARES
S.13 AMEND THE ARTICLES OF ASSOCIATION REGARDING ELECTRONIC Management For *Management Position Unknown
COMMUNICATIONS
14. AUTHORIZE THE COMPANY, SUBJECT TO THE PASSING Management For *Management Position Unknown
OF RESOLUTION 13, TO USE ELECTRONIC MEANS TO
CONVEY INFORMATION TO SHAREHOLDERS
15. APPROVE THE LADBROKES PLC PERFORMANCE SHARE PLAN Management For *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. TWX ANNUAL MEETING DATE: 05/18/2007
ISSUER: 887317105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFICATION OF AUDITORS. Management For For
03 COMPANY PROPOSAL TO AMEND THE COMPANY S RESTATED Management For For
CERTIFICATE OF INCORPORATION TO ELIMINATE CERTAIN
SUPER-MAJORITY VOTE REQUIREMENTS.
04 STOCKHOLDER PROPOSAL REGARDING ADVISORY RESOLUTION Shareholder Against For
TO RATIFY COMPENSATION OF NAMED EXECUTIVE OFFICERS.
05 STOCKHOLDER PROPOSAL REGARDING SEPARATION OF Shareholder Against For
ROLES OF CHAIRMAN AND CEO.
06 STOCKHOLDER PROPOSAL REGARDING SIMPLE MAJORITY Shareholder Against For
VOTE.
07 STOCKHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER Shareholder Against For
MEETINGS.
08 STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER RATIFICATION Shareholder Against For
OF DIRECTOR COMPENSATION WHEN A STOCKHOLDER RIGHTS
PLAN HAS BEEN ADOPTED.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 113 of 141
01 DIRECTOR Management For
JAMES L. BARKSDALE Management For For
JEFFREY L. BEWKES Management For For
STEPHEN F. BOLLENBACH Management For For
FRANK J. CAUFIELD Management For For
ROBERT C. CLARK Management For For
MATHIAS DOPFNER Management For For
JESSICA P. EINHORN Management For For
REUBEN MARK Management For For
MICHAEL A. MILES Management For For
KENNETH J. NOVACK Management For For
RICHARD D. PARSONS Management For For
FRANCIS T. VINCENT, JR. Management For For
DEBORAH C. WRIGHT Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
NORDSTROM, INC. JWN ANNUAL MEETING DATE: 05/22/2007
ISSUER: 655664100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PHYLLIS J. CAMPBELL Management For For
ENRIQUE HERNANDEZ, JR. Management For For
JEANNE P. JACKSON Management For For
ROBERT G. MILLER Management For For
BLAKE W. NORDSTROM Management For For
ERIK B. NORDSTROM Management For For
PETER E. NORDSTROM Management For For
PHILIP G. SATRE Management For For
ALISON A. WINTER Management For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM
- ------------------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION CMCSA ANNUAL MEETING DATE: 05/23/2007
ISSUER: 20030N101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
S. DECKER ANSTROM Management For For
KENNETH J. BACON Management For For
SHELDON M. BONOVITZ Management For For
EDWARD D. BREEN Management For For
JULIAN A. BRODSKY Management For For
JOSEPH J. COLLINS Management For For
J. MICHAEL COOK Management For For
JEFFREY A. HONICKMAN Management For For
BRIAN L. ROBERTS Management For For
RALPH J. ROBERTS Management For For
DR. JUDITH RODIN Management For For
MICHAEL I. SOVERN Management For For
02 INDEPENDENT AUDITORS Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 114 of 141
03 PREVENT THE ISSUANCE OF NEW STOCK OPTIONS Shareholder Against For
04 REQUIRE THAT THE CHAIRMAN OF THE BOARD NOT BE Shareholder Against For
AN EMPLOYEE
05 REQUIRE SUSTAINABILITY REPORT Shareholder Against For
06 ADOPT A RECAPITALIZATION PLAN Shareholder Against For
07 REQUIRE ANNUAL VOTE ON EXECUTIVE COMPENSATION Shareholder Against For
08 REQUIRE PAY DIFFERENTIAL REPORT Shareholder Against For
09 REQUIRE DISCLOSURE OF POLITICAL CONTRIBUTIONS Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE GSK AGM MEETING DATE: 05/23/2007
ISSUER: G3910J112 ISIN: GB0009252882
SEDOL: B01DHS4, 4907657, 0925288
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND ADOPT THE DIRECTORS REPORT AND THE Management For *Management Position Unknown
FINANCIAL STATEMENTS FOR THE YE 31 DEC 2006
2. APPROVE THE REMUNERATION REPORT FOR THE YE 31 Management For *Management Position Unknown
DEC 2006
3. ELECT DR. DANIEL PODOLSKY AS A DIRECTOR OF THE Management For *Management Position Unknown
COMPANY
4. ELECT DR. STEPHANIE BURNS AS A DIRECTOR OF THE Management For *Management Position Unknown
COMPANY
5. RE- ELECT MR. JULIAN HESLOP AS A DIRECTOR OF Management For *Management Position Unknown
THE COMPANY
6. RE-ELECT SIR. DERYCK MAUGHAN AS A DIRECTOR OF Management For *Management Position Unknown
THE COMPANY
7. RE-ELECT DR. RONALDO SCHMITZ AS A DIRECTOR OF Management For *Management Position Unknown
THE COMPANY
8. RE-ELECT SIR. ROBERT WILSON AS A DIRECTOR OF Management For *Management Position Unknown
THE COMPANY
9. AUTHORIZE THE AUDIT COMMITTEE TO RE-APPOINT PRICEWATERHOUSECOOPERS Management For *Management Position Unknown
LLP AS THEAUDITORS TO THE COMPANY UNTIL THE END
OF THE NEXT MEETING AT WHICH ACCOUNTS ARE LAID
BEFORE THE COMPANY
10. AUTHORIZE THE AUDIT COMMITTEE TO DETERMINE THE Management For *Management Position Unknown
REMUNERATION OF THE AUDITORS
11. AUTHORIZE THE COMPANY, IN ACCORDANCE WITH 347C Management For *Management Position Unknown
OF THE COMPANIES ACT 1985 THEACT, TO MAKE DONATIONS
TO EU POLITICAL ORGANIZATIONS AND TO INCUR EU
POLITICAL EXPENDITURE UP TO A MAXIMUM AGGREGATE
AMOUNT OF GBP 50,000; AUTHORITY EXPIRES THE EARLIER
OF THE CONCLUSION OF THE NEXT AGM IN 2008 OR
22 NOV 2008
S.15 AMEND ARTICLE 2 AND 142 OF THE ARTICLES OF ASSOCIATION Management For *Management Position Unknown
12. AUTHORIZE THE DIRECTORS, IN SUBSTITUTION FOR Management For *Management Position Unknown
ALL SUBSTITUTING AUTHORITIES, TOALLOT RELEVANT
SECURITIES SECTION 80 OF THE ACT UP TO AN AGGREGATE
NOMINAL AMOUNT OF GBP 479,400,814; AUTHORITY
EXPIRES THE EARLIER OF THE CONCLUSION OF THE
COMPANY S AGM TO BE HELD IN 2008 OR 22 NOV 2008;
AND THE DIRECTORS MAY ALLOT RELEVANT SECURITIES
AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE
OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH
EXPIRY
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 115 of 141
S.13 AUTHORIZE THE DIRECTORS, FOR THE PURPOSES OF Management For *Management Position Unknown
ARTICLE 12 OF THE COMPANY S ARTICLES OF ASSOCIATION
AND PURSUANT TO SECTION 95 OF THE ACT, TO ALLOT
EQUITY SECURITIES SECTION 94 OF THE ACT FOR CASH
PURSUANT TO THE AUTHORITY CONFERRED ON THE DIRECTORS
BY RESOLUTION 12 AND /OR WHERE SUCH ALLOTMENT
CONSTITUTES AN ALLOTMENT OF EQUITY SECURITIES
BY VIRTUE OF SECTION 94(3A)OF THE ACT, DISAPPLYING
THE STATUTORY PRE-EMPTION RIGHTS SECTION 89(1),
PROVIDED THAT THIS POWER IS LIMITED TO THE ALLOTMENT
OF EQUITY SECURITIES: A) IN CONNECTION WITH A
RIGHTS ISSUE AS DEFINED IN ARTICLE 12.5 OF THE
COMPANY S ARTICLES OF ASSOCIATION PROVIDED THAT
AN OFFER OF EQUITY SECURITIES PURSUANT TO ANY
SUCH RIGHTS ISSUE NEED NOT BE OPEN TO ANY SHAREHOLDER
HOLDING ORDINARY SHARES AS TREASURY SHARES; AND
B) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 71,910,122;
AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION
OF THE NEXT AGM OF THE COMPANY TO BE HELD IN
2008 OR ON 22 NOV 2008; AND THE DIRECTORS TO
ALLOT EQUITY SECURITIES AFTER THE EXPIRY OF THIS
AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT
MADE PRIOR TO SUCH EXPIRY
S.14 AUTHORIZE THE COMPANY, FOR THE PURPOSES OF SECTION Management For *Management Position Unknown
166 OF THE ACT, TO MAKE MARKET PURCHASES SECTION
163 OF THE ACT OF UP TO 575,280,977 ORDINARY
SHARES OF 25P EACH, AT A MINIMUM PRICE OF 25P
AND UP TO 105% OF THE AVERAGE MIDDLE MARKET QUOTATIONS
FOR SUCH SHARES DERIVED FROM THE LONDON STOCK
EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS
5 BUSINESS DAYS AND THE HIGHER OF THE PRICE OF
THE LAST INDEPENDENT TRADE AND THE HIGHEST CURRENT
INDEPENDENT BID ON THE LONDON STOCK EXCHANGE
OFFICIAL LIST AT THE TIME THE PURCHASE IS CARRIED
OUT; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION
OF THE NEXT AGM OF THE COMPANY TO BE HELD IN
2008 OR ON 22 NOV 2008; THE COMPANY, BEFORE THE
EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY
SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR
PARTLY AFTER SUCH EXPIRY
- ------------------------------------------------------------------------------------------------------------------------------------
SEI INVESTMENTS COMPANY SEIC ANNUAL MEETING DATE: 05/23/2007
ISSUER: 784117103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ALFRED P. WEST, JR. Management For For
WILLIAM M. DORAN Management For For
HOWARD D. ROSS Management For For
02 APPROVAL OF THE SEI 2007 EQUITY COMPENSATION Management Against Against
PLAN.
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS SEI INVESTMENTS COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 116 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
CADBURY SCHWEPPES PLC CSG AGM MEETING DATE: 05/24/2007
ISSUER: G17444152 ISIN: GB0006107006
SEDOL: 0610700, 6149703, B02S7G6, 5659883
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE FINANCIAL STATEMENTS FOR THE YE 31 Management For *Management Position Unknown
DEC 2006 AND RECEIVE THE REPORTS OF THE DIRECTORS
AND THE AUDITORS
2. DECLARE THE RECOMMENDED FINAL DIVIDEND OF 9.9 Management For *Management Position Unknown
PENCE PER ORDINARY SHARE PAYABLE ON 25 MAY 2007
TO THE ORDINARY SHARES REGISTERED AT THE CLOSE
OF BUSINESS ON 27 APR 2007
3. APPROVE THE DIRECTORS REMUNERATION REPORT CONTAINED Management For *Management Position Unknown
IN THE ANNUAL REPORT ANDACCOUNTS
4. RE-APPOINT SIR. JOHN SUNDERLAND AS A DIRECTOR Management For *Management Position Unknown
OF THE COMPANY, WHO RETIRES BY ROTATION
5. RE-APPOINT MR. ROSEMARY THORNE AS A DIRECTOR Management For *Management Position Unknown
OF THE COMPANY, WHO RETIRES BY ROTATION
6. RE-APPOINT MR. DAVID THOMPSON AS A DIRECTOR OF Management For *Management Position Unknown
THE COMPANY, WHO RETIRES BY ROTATION
7. RE-APPOINT MR. SANJIV AHUJA AS A DIRECTOR OF Management For *Management Position Unknown
THE COMPANY
8. RE-APPOINT MR. RAYMOND VIAULT AS A DIRECTOR OF Management For *Management Position Unknown
THE COMPANY
9. RE-APPOINT DELOITTE & TOUCHE LLP AS THE AUDITORS Management For *Management Position Unknown
OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION
OF THE NEXT AGM AT WHICH ACCOUNTS ARE LAID BEFORE
THE COMPANY
10. AUTHORIZE THE DIRECTORS TO DETERMINE THE REMUNERATION Management For *Management Position Unknown
OF THE AUDITORS
11. AMEND THE RULES OF THE CADBURY SCHWEPPES LONG Management For *Management Position Unknown
TERM INCENTIVE PLAN 2004, THE CADBURY SCHWEPPES
SHARE OPTION PLAN 2004 AND THE CADBURY SCHWEPPES
NEW ISSUE SHARE OPTION PLAN 2004 AS SPECIFIED
AND AUTHORIZE THE DIRECTORS TO DO ALL SUCH THINGS
AS MAY BE NECESSARY TO CARRY THE SAME INTO EFFECT
12. AUTHORIZE THE COMPANY, TO SERVE ANY NOTICE OR Management For *Management Position Unknown
SEND OR SUPPLY ANY OTHER DOCUMENT OR INFORMATION
TO A MEMBER WHERE APPLICABLE A NOMINEE BY MAKING
THE NOTICE OR DOCUMENT OR INFORMATION AVAILABLE
ON THE COMPANY S WEBSITE OR BY USING OTHER ELECTRONIC
MEANS
13. AUTHORIZE THE DIRECTORS, TO ALLOT RELEVANT SECURITIES Management For *Management Position Unknown
SECTION 80 OF THE COMPANIES ACT 1985 UP TO A
MAXIMUM AGGREGATE NOMINAL AMOUNT OF GBP 86,636,438;
AUTHORITY EXPIRES AT THE CONCLUSION OF THE AGM
OF THE COMPANY; AND THE DIRECTORS MAY ALLOT RELEVANT
SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY
IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE
PRIOR TO SUCH EXPIRY
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 117 of 141
S.14 AUTHORIZE THE DIRECTORS, TO ALLOT EQUITY SECURITIES Management For *Management Position Unknown
SECTION 94(2) OF THE COMPANIES ACT 1985, FOR
CASH PURSUANT TO THE AUTHORITY CONFERRED BY RESOLUTION
13 WHERE SUCH ALLOTMENT CONSTITUTES AN ALLOTMENT
OF EQUITY SECURITIES BY VIRTUE OF SECTION 94(3A)
OF THE COMPANIES ACT 1985, DISAPPLYING THE STATUTORY
PRE-EMPTION RIGHTS SECTION 89(1), PROVIDED THAT
THIS POWER IS LIMITED TO THE ALLOTMENT OF EQUITY
SECURITIES: I) IN CONNECTION WITH A RIGHTS ISSUE,
OPEN OFFER OR ANY OTHER PRE-EMPTIVE OFFER IN
FAVOR OF ORDINARY SHARES OR OTHER EQUITY SECURITIES
EXCLUDING ANY HOLDER HOLDING SHARES AS TREASURY
SHARES WHERE THE EQUITY SECURITIES RESPECTIVELY
ATTRIBUTABLE TO THE INTERESTS OF SUCH PERSONS
ON A FIXED RECORD DATE ARE PROPORTIONATE AS NEARLY
AS MAY BE TO THE RESPECTIVE NUMBERS OF EQUITY
SECURITIES HELD BY THEM OR OTHERWISE ALLOTTED
IN ACCORDANCE WITH THE RIGHTS ATTACHING TO SUCH
EQUITY SECURITIES; II) UP TO AN AGGREGATE NOMINAL
AMOUNT OF GBP 13,126,733; AUTHORITY EXPIRES AT
THE CONCLUSION OF THE NEXT AGM OF THE COMPANY;
AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES
AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE
OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH
EXPIRY
S.15 AUTHORIZE THE COMPANY, PURSUANT TO AND IN ACCORDANCE Management For *Management Position Unknown
WITH SECTION 166 OF THE COMPANIES ACT 1985, TO
MAKE MARKET PURCHASES SECTION 163(3) OF THE COMPANIES
ACT 1985 OF ITS OWN ORDINARY SHARES UPON AND
SUBJECT TO THE FOLLOWING CONDITIONS: I) THE MAXIMUM
NUMBER OF SUCH ORDINARY SHARES IN THE COMPANY
HAS A TOTAL NOMINAL VALUE OF GBP 26,253,466;
II) THE MINIMUM PRICE, EXCLUSIVE OF EXPENSES,
WHICH MAY BE PAID FOR EACH ORDINARY SHARE IS
AN AMOUNT EQUAL TO THE NOMINAL VALUE OF EACH
SUCH ORDINARY SHARE; III) THE MAXIMUM PRICE,
EXCLUSIVE OF EXPENSES, WHICH MAY BE PAID FOR
ANY SUCH ORDINARY SHARE IS AN AMOUNT EQUAL TO
105% OF THE AVERAGE MIDDLE MARKET QUOTATIONS
FOR THE ORDINARY SHARES IN THE COMPANY DERIVED
FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL
LIST, OVER THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY
EXPIRES THE EARLIER AT THE CONCLUSION OF THE
NEXT AGM OF THE COMPANY; THE COMPANY, BEFORE
THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY
SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR
PARTLY AFTER SUCH EXPIRY
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 118 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
HILTON HOTELS CORPORATION HLT ANNUAL MEETING DATE: 05/24/2007
ISSUER: 432848109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: A. STEVEN CROWN Management For For
1B ELECTION OF DIRECTOR: JOHN H. MYERS Management For For
1C ELECTION OF DIRECTOR: DONNA F. TUTTLE Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP TO SERVE AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2007.
03 A STOCKHOLDER PROPOSAL CONCERNING AN INDEPENDENT Shareholder Against For
CHAIRMAN OF THE BOARD.
- ------------------------------------------------------------------------------------------------------------------------------------
HISAMITSU PHARMACEUTICAL CO.,INC. AGM MEETING DATE: 05/24/2007
ISSUER: J20076121 ISIN: JP3784600003
SEDOL: 6428907, 4103682, B02DZJ0
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE APPROPRIATION OF PROFITS Management For *Management Position Unknown
2.1 APPOINT A DIRECTOR Management For *Management Position Unknown
2.2 APPOINT A DIRECTOR Management For *Management Position Unknown
2.3 APPOINT A DIRECTOR Management For *Management Position Unknown
2.4 APPOINT A DIRECTOR Management For *Management Position Unknown
2.5 APPOINT A DIRECTOR Management For *Management Position Unknown
2.6 APPOINT A DIRECTOR Management For *Management Position Unknown
2.7 APPOINT A DIRECTOR Management For *Management Position Unknown
2.8 APPOINT A DIRECTOR Management For *Management Position Unknown
2.9 APPOINT A DIRECTOR Management For *Management Position Unknown
2.10 APPOINT A DIRECTOR Management For *Management Position Unknown
3 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown
4 APPROVE PROVISION OF RETIREMENT ALLOWANCE FOR Management For *Management Position Unknown
DIRECTORS AND CORPORATEAUDITORS
- ------------------------------------------------------------------------------------------------------------------------------------
SEVEN & I HOLDINGS CO.,LTD. AGM MEETING DATE: 05/24/2007
ISSUER: J7165H108 ISIN: JP3422950000
SEDOL: B0J9LH1, B0FS5D6, B0L4N67, B17PBH8
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE APPROPRIATION OF PROFITS Management For *Management Position Unknown
2 AMEND THE ARTICLES TO APPROVE MINOR CHANGES Management For *Management Position Unknown
3.1 APPOINT A DIRECTOR Management For *Management Position Unknown
3.2 APPOINT A DIRECTOR Management For *Management Position Unknown
3.3 APPOINT A DIRECTOR Management For *Management Position Unknown
3.4 APPOINT A DIRECTOR Management For *Management Position Unknown
3.5 APPOINT A DIRECTOR Management For *Management Position Unknown
3.6 APPOINT A DIRECTOR Management For *Management Position Unknown
3.7 APPOINT A DIRECTOR Management For *Management Position Unknown
3.8 APPOINT A DIRECTOR Management For *Management Position Unknown
3.9 APPOINT A DIRECTOR Management For *Management Position Unknown
3.10 APPOINT A DIRECTOR Management For *Management Position Unknown
3.11 APPOINT A DIRECTOR Management For *Management Position Unknown
3.12 APPOINT A DIRECTOR Management For *Management Position Unknown
3.13 APPOINT A DIRECTOR Management For *Management Position Unknown
3.14 APPOINT A DIRECTOR Management For *Management Position Unknown
3.15 APPOINT A DIRECTOR Management For *Management Position Unknown
4 APPOINT ACCOUNTING AUDITORS Management For *Management Position Unknown
5 APPROVE PROVISION OF RETIREMENT ALLOWANCE FOR Management For *Management Position Unknown
DIRECTORS
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 119 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
STARWOOD HOTELS & RESORTS WORLDWIDE, HOT ANNUAL MEETING DATE: 05/24/2007
ISSUER: 85590A401 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DUNCAN Management For For
ARON Management For For
BARSHEFSKY Management For For
CHAPUS Management For For
GALBREATH Management For For
HIPPEAU Management For For
QUAZZO Management For For
RYDER Management For For
YOUNGBLOOD Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2007.
03 APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE Management For For
COMPANY S CHARTER.
- ------------------------------------------------------------------------------------------------------------------------------------
TITANIUM METALS CORPORATION TIE ANNUAL MEETING DATE: 05/24/2007
ISSUER: 888339207 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
KEITH R. COOGAN Management For For
NORMAN N. GREEN Management For For
GLENN R. SIMMONS Management For For
HAROLD C. SIMMONS Management For For
THOMAS P. STAFFORD Management For For
STEVEN L. WATSON Management For For
PAUL J. ZUCCONI Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 120 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED UNH ANNUAL MEETING DATE: 05/29/2007
ISSUER: 91324P102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM C. BALLARD, JR. Management For For
RICHARD T. BURKE Management For For
STEPHEN J. HEMSLEY Management For For
ROBERT J. DARRETTA Management For For
02 AMENDMENT TO ARTICLES OF INCORPORATION REQUIRING Management For For
A MAJORITY VOTE FOR ELECTION OF DIRECTORS
03 AMENDMENT TO ARTICLES OF INCORPORATION AND BYLAWS Management For For
PROVIDING FOR THE ANNUAL ELECTION OF ALL MEMBERS
OF THE BOARD OF DIRECTORS
04 AMENDMENT TO ARTICLES OF INCORPORATION AND BYLAWS Management For For
TO ELIMINATE SUPERMAJORITY PROVISIONS FOR THE
REMOVAL OF DIRECTORS
05 AMENDMENT TO ARTICLES OF INCORPORATION TO ELIMINATE Management For For
SUPERMAJORITY PROVISIONS RELATING TO CERTAIN
BUSINESS COMBINATIONS
06 ADOPTION OF RESTATED ARTICLES OF INCORPORATION Management For For
07 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR ENDING DECEMBER 31, 2007
08 SHAREHOLDER PROPOSAL CONCERNING PERFORMANCE-VESTING Shareholder Against For
SHARES
09 SHAREHOLDER PROPOSAL CONCERNING SUPPLEMENTAL Shareholder Against For
EXECUTIVE RETIREMENT PLAN
10 SHAREHOLDER PROPOSAL CONCERNING AN ADVISORY RESOLUTION Shareholder Against For
ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
11 SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER Shareholder Against For
NOMINEES FOR ELECTION TO UNITEDHEALTH GROUP S
BOARD OF DIRECTORS
- ------------------------------------------------------------------------------------------------------------------------------------
AFFILIATED MANAGERS GROUP, INC. AMG ANNUAL MEETING DATE: 05/31/2007
ISSUER: 008252108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RICHARD E. FLOOR Management For For
SEAN M. HEALEY Management For For
HAROLD J. MEYERMAN Management For For
WILLIAM J. NUTT Management For For
RITA M. RODRIGUEZ Management For For
PATRICK T. RYAN Management For For
JIDE J. ZEITLIN Management For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 121 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
INTERCONTINENTAL HOTELS GROUP PLC, WINDSOR AGM MEETING DATE: 06/01/2007
ISSUER: G4804L114 ISIN: GB00B128LQ10
SEDOL: B128LQ1, B16CJR6, B157110
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE COMPANY S FINANCIAL STATEMENTS FOR Management For *Management Position Unknown
THE YE 31 DEC 2006, TOGETHER WITH THE REPORTS
OF THE DIRECTORS AND THE AUDITORS
2. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For *Management Position Unknown
THE YE 31 DEC 2006
3. DECLARE A FINAL DIVIDEND ON THE ORDINARY SHARE Management For *Management Position Unknown
4.A RE-ELECT MR. ROBERT C. LARSON AS A DIRECTOR OF Management For *Management Position Unknown
THE COMPANY
4.B RE-ELECT SIR DAVID PROSSER AS A DIRECTOR OF THE Management For *Management Position Unknown
COMPANY
4.C RE-ELECT MR. RICHARD SOLOMONS AS A DIRECTOR OF Management For *Management Position Unknown
THE COMPANY
4.D RE-ELECT MR. DAVID WEBSTER AS A DIRECTOR OF THE Management For *Management Position Unknown
COMPANY
5. RE-APPOINT ERNST & YOUNG LLP AS THE AUDITORS Management For *Management Position Unknown
OF THE COMPANY UNTIL THE CONCLUSION OF THE NEXT
GENERAL MEETING AT WHICH ACCOUNTS ARE TO BE LAID
BEFORE THE COMPANY
6. AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD TO Management For *Management Position Unknown
AGREE THE AUDITORS REMUNERATION
7. AUTHORIZE THE COMPANY AND ANY COMPANY THAT IS Management For *Management Position Unknown
OR BECOMES A SUBSIDIARY OF THE COMPANY DURING
THE PERIOD TO WHICH THE RESOLUTION RELATES, FOR
THE PURPOSES OF PART XA OF THE COMPANIES ACT
1985, TO: I) TO MAKE DONATIONS TO EU POLITICAL
ORGANIZATIONS; OR II) INCUR EU POLITICAL EXPENDITURE
IN AN AGGREGATE AMOUNT NOT EXCEEDING GBP 100,000
DURING THE ENDING ON THE DATE OF THE AGM IN 2008;
FOR THE PURPOSE OF THIS RESOLUTION DONATIONS
EU POLITICAL ORGANIZATIONS AND EU POLITICAL
EXPENDITURE HAVE THE MEANINGS ASCRIBED TO THEM
IN PART XA OF THE COMPANIES ACT 1985 AS AMENDED
BY THE POLITICAL PARTIES, ELECTIONS AND REFERENDUMS
ACT 2000
8. APPROVE TO RENEW THE AUTHORITY CONFERRED ON THE Management For *Management Position Unknown
DIRECTORS BY PARAGRAPH 13.2 OF ARTICLE 13 OF
THE COMPANY S ARTICLES OF ASSOCIATION TO ALLOT
RELEVANT SECURITIES BY RENEWED FOR THE PERIOD
ENDING ON THE DATE OF THE AGM IN 2008 OR 01 SEP
2008, WHICHEVER IS THE EARLIER, AND FOR SUCH
PERIOD THE SECTION 80 AMOUNT SHALL BE GBP 13,476,684
S.9 APPROVE TO RENEW THE POWER CONFERRED ON THE DIRECTORS Management For *Management Position Unknown
BY PARAGRAPH 13.3 OF ARTICLE 13 OF THE COMPANY
S ARTICLES OF ASSOCIATION BE RENEWED FOR THE
PERIOD ENDING ON THE DATE OF THE AGM IN 2008
OR 01 SEP 2008, WHICHEVER IS THE EARLIER, AND
FOR SUCH PERIOD THE SECTION 80 AMOUNT SHALL BE
GBP 2,021,502
S.10 AUTHORIZE THE COMPANY, SUBJECT TO AND IN ACCORDANCE Management For *Management Position Unknown
WITH ARTICLE 10 OF THE COMPANY S ARTICLES OF
ASSOCIATION, FOR THE PURPOSE OF SECTION 166 OF
THE COMPANIES ACT 1985, TO MAKE MARKET PURCHASES
SECTION 163 OF THAT ACT OF UP TO AN AGGREGATE
NUMBER OF 53,029,071 ORDINARY SHARES OF 11 3/7P
EACH IN THE CAPITAL OF THE COMPANY, AT A MINIMUM
PRICE OF 11 3/7P AND UP TO 105% OF THE AVERAGE
MIDDLE MARKET QUOTATIONS FOR SUCH SHARES DERIVED
FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL
LIST, OVER THE PREVIOUS 5 BUSINESS DAYS; THE
HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE
AND THE HIGHEST CURRENT BID AS STIPULATED BY
ARTICLE 5(1) OF COMMISSION REGULATION EC 22 DEC
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 122 of 141
2003 IMPLEMENTING THE MARKET ABUSE DIRECTIVE
AS REGARDS EXEMPTIONS FOR BUYBACK PROGRAMMES
AND STABILIZATION OF FINANCIAL INSTRUMENTS NO
2273/2003; AND AUTHORITY EXPIRES AT THE CONCLUSION
OF THE AGM IN 2008 OR 01 SEP 2008, WHICHEVER
IS EARLIER EXPECT IN RELATION TO THE PURCHASE
OF ORDINARY SHARES THE CONTRACT FOR WHICH WAS
CONCLUDED BEFORE SUCH DATE AND WHICH IS EXECUTED
WHOLLY OR PARTLY AFTER SUCH DATE, OF THE CONCLUSION
OF THE NEXT AGM OF THE COMPANY OR 31 OCT 2003;
THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT
TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY
BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY
S.11 AUTHORIZE THE COMPANY, SUBJECT TO AND IN ACCORDANCE Management For *Management Position Unknown
WITH THE PROVISIONS OF THE COMPANIES ACT 2006,
THE DISCLOSURE AND TRANSPARENCY RULES AND THE
ARTICLES OF ASSOCIATION, TO SEND, CONVEY OR SUPPLY
ALL TYPES OF NOTICES, DOCUMENTS OR INFORMATION
TO THE MEMBERS BY MEANS OF ELECTRONIC EQUIPMENT
FOR THE PROCESSING INCLUDING DIGITAL COMPRESSION,
STORAGE AND TRANSMISSION OF DATA, EMPLOYING WIRES,
RADIO WITHOUT OPTICAL TECHNOLOGIES, OR ANY OTHER
ELECTROMAGNETIC MEANS INCLUDING, WITHOUT LIMITATION,
BY SENDING SUCH NOTICES, DOCUMENTS OR INFORMATION
BY ELECTRONIC MAIL OR SENDING SUCH NOTICES, DOCUMENTS
OR INFORMATION BY ELECTRONIC MAIL OR BY MAKING
SUCH NOTICES, DOCUMENTS OR INFORMATION AVAILABLE
ON A WEBSITE; AND AMEND THE ARTICLES OF ASSOCIATION
OF THE COMPANY, AS SPECIFIED
- ------------------------------------------------------------------------------------------------------------------------------------
INTERCONTINENTAL HOTELS GROUP PLC, WINDSOR EGM MEETING DATE: 06/01/2007
ISSUER: G4804L114 ISIN: GB00B128LQ10
SEDOL: B128LQ1, B16CJR6, B157110
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE CONSOLIDATION OF SHARE CAPITAL Management For *Management Position Unknown
2. GRANT AUTHORITY TO PURCHASE OWN SHARES Management For *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC. NOV ANNUAL MEETING DATE: 06/05/2007
ISSUER: 637071101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
BEN A. GUILL Management For For
ROGER L. JARVIS Management For For
ERIC L. MATTSON Management For For
02 RATIFICATION OF INDEPENDENT AUDITORS. Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 123 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION DVN ANNUAL MEETING DATE: 06/06/2007
ISSUER: 25179M103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
THOMAS F. FERGUSON Management For For
DAVID M. GAVRIN Management For For
JOHN RICHELS Management For For
02 RATIFY THE APPOINTMENT OF THE COMPANY S INDEPENDENT Management For For
AUDITORS FOR 2007
- ------------------------------------------------------------------------------------------------------------------------------------
GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA OPAP OGM MEETING DATE: 06/06/2007
ISSUER: X5967A101 ISIN: GRS419003009 BLOCKING
SEDOL: B0CM8G5, 7107250
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
Take No
1. APPROVE THE SUBMISSION OF THE MANAGEMENT REPORT Management Action *Management Position Unknown
OF THE FY 2006 AND THE BOARD OF DIRECTORS REPORT
AS WELL AS THE CHARTERED ACCOUNTANTS REPORT FOR
THE FINANCIAL STATEMENTS OF THE YEAR 2006 ACCORDING
TO IFRS, INCLUDING CONSOLIDATED FINANCIAL STATEMENTS
OF THE GROUP
Take No
2. APPROVE THE FINANCIAL STATEMENTS OF THE FY 2006 Management Action *Management Position Unknown
AFTER THE PRESENTATION OF THEBOARD OF DIRECTORS
AND OF THE CHARTERED ACCOUNTANTS REPORTS
Take No
3. APPROVE THE EARNINGS DISTRIBUTION Management Action *Management Position Unknown
Take No
4. GRANT DISCHARGE TO THE BOARD OF DIRECTORS AND Management Action *Management Position Unknown
THE CHARTERED ACCOUNTANTS FROM ANY COMPETITIVE
RESPONSIBILITY FOR ACTIVITIES OF FY 2006
Take No
5. ELECT 2 ORDINARY AND 2 SUBSTITUTE CHARTERED ACCOUNTANTS Management Action *Management Position Unknown
FOR THE FY 2007 AND APPROVE TO DETERMINE THEIR
COMPENSATION
Take No
6. APPROVE THE MONTHLY PAYMENT, PRODUCTIVITY BONUS Management Action *Management Position Unknown
AND EXPENSE ACCOUNTS FOR THE PRESIDENT OF THE
BOARD OF DIRECTORS AND THE MANAGING DIRECTOR,
APPROVE THE COMPENSATION OF THE SECRETARY AND
THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE
FY 2007
Take No
7. APPROVE THE PARTICIPATION OF THE BOARD OF DIRECTORS Management Action *Management Position Unknown
MEMBERS IN COMMITTEES ANDTHE REMUNERATION FOR
THE FY 2007
Take No
8. ELECT A MEMBER OF THE BOARD OF DIRECTORS Management Action *Management Position Unknown
Take No
9. AMEND ARTICLES 51 AND 53 OF THE ARTICLES OF INCORPORATION Management Action *Management Position Unknown
10. OTHER ISSUES AND ANNOUNCEMENTS Non-Voting *Management Position Unknown
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 124 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
GLOBALSANTAFE CORPORATION GSF ANNUAL MEETING DATE: 06/07/2007
ISSUER: G3930E101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
EDWARD R. MULLER Management For For
JOHN L. WHITMIRE Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT AUDITOR FOR
THE YEAR ENDING DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
CELGENE CORPORATION CELG ANNUAL MEETING DATE: 06/12/2007
ISSUER: 151020104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
SOL J. BARER, PH.D. Management For For
ROBERT J. HUGIN Management For For
MICHAEL D. CASEY Management For For
RODMAN L. DRAKE Management For For
A. HULL HAYES, JR., MD Management For For
GILLA KAPLAN, PH.D. Management For For
JAMES J. LOUGHLIN Management For For
RICHARD C.E. MORGAN Management For For
WALTER L. ROBB, PH.D. Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
CHINA LIFE INSURANCE COMPANY LIMITED LFC ANNUAL MEETING DATE: 06/12/2007
ISSUER: 16939P106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
S8 TO GIVE A GENERAL MANDATE TO THE BOARD OF DIRECTORS Management For For
OF THE COMPANY TO ISSUE NEW DOMESTIC SHARES AND
NEW H SHARES OF NOT MORE THAN 20% OF EACH CLASS
OF THE DOMESTIC SHARES AND H SHARES OF THE COMPANY
IN ISSUE AS AT THE DATE OF PASSING THIS RESOLUTION.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 125 of 141
O7 TO APPROVE THE RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
ZHONG TIAN CPAS COMPANY LIMITED, CERTIFIED PUBLIC
ACCOUNTANTS, AND PRICEWATERHOUSECOOPERS, CERTIFIED
PUBLIC ACCOUNTANTS, RESPECTIVELY AS THE PRC AUDITORS
AND INTERNATIONAL AUDITORS OF THE COMPANY FOR
THE YEAR 2007 AND TO AUTHORIZE THE BOARD OF DIRECTORS
OF THE COMPANY TO DETERMINE THEIR REMUNERATION.
O6 TO APPROVE THE PURCHASE OF LIABILITY INSURANCE Management For For
FOR THE COMPANY S DIRECTORS AND MANAGEMENT.
O5 TO REVIEW AND APPROVE THE REMUNERATION OF THE Management For For
DIRECTORS AND SUPERVISORS OF THE COMPANY.
O4 TO REVIEW AND APPROVE THE PROFIT DISTRIBUTION Management For For
AND CASH DIVIDEND DISTRIBUTION PLAN OF THE COMPANY
FOR THE YEAR 2006.
O3 TO REVIEW AND APPROVE THE AUDITED FINANCIAL STATEMENTS Management For For
OF THE COMPANY AND THE AUDITORS REPORT.
O2 TO REVIEW AND APPROVE THE REPORT OF THE SUPERVISORY Management For For
COMMITTEE OF THE COMPANY FOR THE YEAR 2006.
O1 TO REVIEW AND APPROVE THE REPORT OF THE BOARD Management For For
OF DIRECTORS OF THE COMPANY FOR THE YEAR 2006.
- ------------------------------------------------------------------------------------------------------------------------------------
YAHOO! INC. YHOO ANNUAL MEETING DATE: 06/12/2007
ISSUER: 984332106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: TERRY S. SEMEL Management For For
1B ELECTION OF DIRECTOR: JERRY YANG Management For For
1C ELECTION OF DIRECTOR: ROY J. BOSTOCK Management For For
1D ELECTION OF DIRECTOR: RONALD W. BURKLE Management For For
1E ELECTION OF DIRECTOR: ERIC HIPPEAU Management For For
1F ELECTION OF DIRECTOR: VYOMESH JOSHI Management For For
1G ELECTION OF DIRECTOR: ARTHUR H. KERN Management For For
1H ELECTION OF DIRECTOR: ROBERT A. KOTICK Management For For
1I ELECTION OF DIRECTOR: EDWARD R. KOZEL Management For For
1J ELECTION OF DIRECTOR: GARY L. WILSON Management For For
02 AMENDMENTS TO THE COMPANY S AMENDED AND RESTATED Management Against Against
1995 STOCK PLAN.
03 AMENDMENT TO THE COMPANY S AMENDED AND RESTATED Management For For
1996 EMPLOYEE STOCK PURCHASE PLAN.
04 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
05 STOCKHOLDER PROPOSAL REGARDING PAY-FOR-SUPERIOR-PERFORMANCE. Shareholder Against For
06 STOCKHOLDER PROPOSAL REGARDING INTERNET CENSORSHIP. Shareholder Against For
07 STOCKHOLDER PROPOSAL REGARDING BOARD COMMITTEE Shareholder Against For
ON HUMAN RIGHTS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 126 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
EBAY INC. EBAY ANNUAL MEETING DATE: 06/14/2007
ISSUER: 278642103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PHILIPPE BOURGUIGNON Management For For
THOMAS J. TIERNEY Management For For
MARGARET C. WHITMAN Management For For
02 APPROVAL OF AN AMENDMENT TO OUR 1999 GLOBAL EQUITY Management For For
INCENTIVE PLAN TO FURTHER SATISFY THE REQUIREMENTS
OF SECTION 162(M) OF THE INTERNAL REVENUE CODE.
03 APPROVAL OF AN AMENDMENT TO OUR 1998 EMPLOYEE Management For For
STOCK PURCHASE PLAN TO EXTEND THE TERM OF THE
PURCHASE PLAN.
04 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL
YEAR ENDING DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
KEYENCE CORPORATION AGM MEETING DATE: 06/19/2007
ISSUER: J32491102 ISIN: JP3236200006
SEDOL: B02HPZ8, 5998735, 6490995
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE APPROPRIATION OF PROFITS Management For *Management Position Unknown
2.1 APPOINT A DIRECTOR Management For *Management Position Unknown
2.2 APPOINT A DIRECTOR Management For *Management Position Unknown
2.3 APPOINT A DIRECTOR Management For *Management Position Unknown
2.4 APPOINT A DIRECTOR Management For *Management Position Unknown
3 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown
4 APPOINT A SUPPLEMENTARY AUDITOR Management For *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
NTT DOCOMO, INC. DCM ANNUAL MEETING DATE: 06/19/2007
ISSUER: 62942M201 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
04 ELECTION OF FOUR (4) CORPORATE AUDITORS Management For *Management Position Unknown
03 ELECTION OF FOUR (4) DIRECTORS Management For *Management Position Unknown
02 REPURCHASE OF SHARES Management For *Management Position Unknown
01 APPROPRIATION OF RETAINED EARNINGS Management For *Management Position Unknown
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 127 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
COCA COLA HELLENIC BOTTLING CO SA OGM MEETING DATE: 06/20/2007
ISSUER: X1435J105 ISIN: GRS104111000 BLOCKING
SEDOL: 4420723, B0338M3, 0964850, 5890433
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
Take No
1. RECEIVE THE MANAGEMENT REPORT BY THE BOARD OF Management Action *Management Position Unknown
DIRECTORS AND THE AUDIT CERTIFICATE BY THE COMPANY
S CHARTERED AUDITOR ACCOUNTANT ON THE COMPANY
S FINANCIALS STATEMENTS AND ACTIVITIES FOR THE
FYE ON 31 DEC 2006
Take No
2. RECEIVE AND APPROVE THE COMPANY S ANNUAL FINANCIAL Management Action *Management Position Unknown
STATEMENTS FOR THE FYE ON 31 DEC 2006 AND OF
THE CONSOLIDATED FINANCIAL STATEMENTS
Take No
3. APPROVE TO RELEASE THE MEMBERS OF THE BOARD OF Management Action *Management Position Unknown
DIRECTORS AND THE AUDITORS OF THE COMPANY FROM
ANY LIABILITY FOR THEIR ACTIVITY DURING THE FYE
ON 31 DEC 2007
Take No
4. APPROVE THE SALARIES OF THE MEMBERS OF THE BOARD Management Action *Management Position Unknown
OF DIRECTORS FOR THEIR PARTICIPATION IN THE MEETINGS
OF THE BOARD OF DIRECTORS AND FOR THEIR SERVICES
TO THE COMPANY FOR THE FY 2006 AND PRE APPROVAL
OF THE SALARIES FOR THE FY 2007
Take No
5. ELECT THE STATUTORY AUDITORS FOR THE FY 2007 Management Action *Management Position Unknown
AND APPROVE TO DETERMINE THEIR SALARIES
Take No
6. APPROVE THE DISTRIBUTION OF PROFITS FOR THE FY Management Action *Management Position Unknown
2006
Take No
7. RATIFY THE APPOINTMENT OF THE NEW MEMBERS OF Management Action *Management Position Unknown
THE BOARD OF DIRECTORS, SUBSTITUTING MEMBERS
THAT HAVE RESIGNED
Take No
8. AMEND THE COMPANY S STOCK OPTION PLAN SCHEMES Management Action *Management Position Unknown
TOWARDS BOARD OF DIRECTORS MEMBERS AND COMPANY
S EXECUTIVES, AS WELL AS ANY OTHER CONNECTED
COMPANY S, ACCORDING TO ARTICLE 13 PARAGRAPH
9 OF THE LAW 2190/1920
- ------------------------------------------------------------------------------------------------------------------------------------
KDDI CORPORATION AGM MEETING DATE: 06/20/2007
ISSUER: J31843105 ISIN: JP3496400007
SEDOL: B06NQV5, 6248990, 5674444
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THIS ANNOUNCEMENT IS BEING PROVIDED Non-Voting *Management Position Unknown
TO INFORM YOU THAT THE TRUE AGENDA HAS BEEN RELEASED
AND IS AVAILABLE FOR YOUR REVIEW. (PLEASE REFER
TO THE ATTACHED PDF FILES.)
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 128 of 141
1. APPROVE APPROPRIATION OF RETAINED EARNINGS Management For *Management Position Unknown
2. AMEND THE ARTICLES OF INCORPORATION Management For *Management Position Unknown
3.1 APPOINT A DIRECTOR Management For *Management Position Unknown
3.2 APPOINT A DIRECTOR Management For *Management Position Unknown
3.3 APPOINT A DIRECTOR Management For *Management Position Unknown
3.4 APPOINT A DIRECTOR Management For *Management Position Unknown
3.5 APPOINT A DIRECTOR Management For *Management Position Unknown
3.6 APPOINT A DIRECTOR Management For *Management Position Unknown
3.7 APPOINT A DIRECTOR Management For *Management Position Unknown
3.8 APPOINT A DIRECTOR Management For *Management Position Unknown
3.9 APPOINT A DIRECTOR Management For *Management Position Unknown
3.10 APPOINT A DIRECTOR Management For *Management Position Unknown
3.11 APPOINT A DIRECTOR Management For *Management Position Unknown
4. APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown
5. APPOINT ACCOUNTING AUDITORS Management For *Management Position Unknown
6. APPROVE PAYMENT OF BONUSES TO CORPORATE OFFICERS Management For *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
HONDA MOTOR CO., LTD. HMC ANNUAL MEETING DATE: 06/22/2007
ISSUER: 438128308 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
06 PRESENTATION OF RETIREMENT ALLOWANCE TO RETIRING Management For For
DIRECTORS AND CORPORATE AUDITOR FOR THEIR RESPECTIVE
SERVICES
01 DISTRIBUTION OF DIVIDENDS Management For For
02 PARTIAL AMENDMENTS TO THE ARTICLES OF INCORPORATION Management For For
03 DIRECTOR Management For
TAKEO FUKUI Management For For
SATOSHI AOKI Management For For
MINORU HARADA Management For For
ATSUYOSHI HYOGO Management For For
SATOSHI TOSHIDA Management For For
KOKI HIRASHIMA Management For For
KOICHI KONDO Management For For
MIKIO YOSHIMI Management For For
TORU ONDA Management For For
AKIRA TAKANO Management For For
SHIGERU TAKAGI Management For For
TETSUO IWAMURA Management For For
TATSUHIRO OYAMA Management For For
SATORU KISHI Management For For
KENSAKU HOGEN Management For For
HIROYUKI YOSHINO Management For For
FUMIHIKO IKE Management For For
TAKANOBU ITO Management For For
MASAAKI KATO Management For For
SHO MINEKAWA Management For For
4A ELECTION OF CORPORATE AUDITOR: KOUKEI HIGUCHI Management For For
4B ELECTION OF CORPORATE AUDITOR: YUJI MATSUDA Management For For
05 PAYMENT OF BONUS TO DIRECTORS AND CORPORATE AUDITORS Management For For
FOR THE 83RD FISCAL YEAR
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 129 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
INFOSYS TECHNOLOGIES LIMITED INFY ANNUAL MEETING DATE: 06/22/2007
ISSUER: 456788108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO RECEIVE, CONSIDER AND ADOPT THE BALANCE SHEET Management For *Management Position Unknown
AS AT MARCH 31, 2007 AND THE PROFIT AND LOSS
ACCOUNT FOR THE YEAR.
02 TO DECLARE A FINAL DIVIDEND FOR THE FINANCIAL Management For *Management Position Unknown
YEAR ENDED MARCH 31, 2007.
03 TO APPOINT A DIRECTOR IN PLACE OF MR. DEEPAK Management For *Management Position Unknown
M. SATWALEKAR, WHO RETIRES BY ROTATION AND, OFFERS
HIMSELF FOR RE-ELECTION.
04 TO APPOINT A DIRECTOR IN PLACE OF PROF. MARTI Management For *Management Position Unknown
G. SUBRAHMANYAM, WHO RETIRES BY ROTATION AND,
OFFERS HIMSELF FOR RE-ELECTION.
05 TO APPOINT A DIRECTOR IN PLACE OF MR. S. GOPALAKRISHNAN, Management For *Management Position Unknown
WHO RETIRES BY ROTATION AND, OFFERS HIMSELF FOR
RE-ELECTION.
06 TO APPOINT A DIRECTOR IN PLACE OF MR. S.D. SHIBULAL, Management For *Management Position Unknown
WHO RETIRES BY ROTATION AND, OFFERS HIMSELF FOR
RE-ELECTION.
07 TO APPOINT A DIRECTOR IN PLACE OF MR. T.V. MOHANDAS Management For *Management Position Unknown
PAI, WHO RETIRES BY ROTATION AND, OFFERS HIMSELF
FOR RE-ELECTION.
08 TO APPOINT AUDITORS TO HOLD OFFICE FROM THE CONCLUSION Management For *Management Position Unknown
OF THE ANNUAL GENERAL MEETING HELD ON JUNE 22,
2007, AND TO FIX THEIR REMUNERATION.
09 TO APPOINT MR. N.R. NARAYANA MURTHY AS A DIRECTOR Management For *Management Position Unknown
LIABLE TO RETIRE BY ROTATION.
10 TO APPROVE THE RE-APPOINTMENT OF MR. NANDAN M. Management For *Management Position Unknown
NILEKANI AS A WHOLE-TIME DIRECTOR FOR 5 YEARS
EFFECTIVE 5/1/2007.
11 TO APPROVE THE APPOINTMENT OF MR. S. GOPALAKRISHNAN Management For *Management Position Unknown
AS THE CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR.
12 TO APPROVE THE RE-APPOINTMENT OF MR. K. DINESH Management For *Management Position Unknown
AS A WHOLE-TIME DIRECTOR FOR 5 YEARS EFFECTIVE
5/1/2007.
13 TO APPROVE THE RE-APPOINTMENT OF MR. S.D. SHIBULAL Management For *Management Position Unknown
AS A WHOLE- TIME DIRECTOR FOR A PERIOD OF 5 YEARS
EFFECTIVE 1/10/2007.
14 TO APPROVE PAYMENT OF AN ANNUAL REMUNERATION Management For *Management Position Unknown
BY COMMISSION OF A SUM NOT EXCEEDING 1% PER ANNUM
OF THE NET PROFITS.
- ------------------------------------------------------------------------------------------------------------------------------------
TOYOTA MOTOR CORPORATION TM ANNUAL MEETING DATE: 06/22/2007
ISSUER: 892331307 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DISTRIBUTION OF DIVIDENDS FROM SURPLUS Management For *Management Position Unknown
02 ELECTION OF 30 DIRECTORS Management For *Management Position Unknown
03 ELECTION OF 4 CORPORATE AUDITORS Management For *Management Position Unknown
04 ELECTION OF ACCOUNTING AUDITOR Management For *Management Position Unknown
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 130 of 141
05 ISSUE OF STOCK ACQUISITION RIGHTS WITHOUT CONSIDERATION Management For *Management Position Unknown
TO DIRECTORS, MANAGING OFFICERS AND EMPLOYEES,
ETC. OF TOYOTA MOTOR CORPORATION AND ITS AFFILIATES
06 ACQUISITION OF OWN SHARES Management For *Management Position Unknown
07 AWARD OF BONUS PAYMENTS TO RETIRING CORPORATE Management For *Management Position Unknown
AUDITORS
08 PAYMENT OF EXECUTIVE BONUSES Management For *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
ANGLO AMERICAN PLC EGM MEETING DATE: 06/25/2007
ISSUER: G03764100 ISIN: GB0004901517
SEDOL: 7116784, 0490151, 5699663, 6367709, 2947473, 6152972, 6382058
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
S.1 AMEND THE ARTICLE 113 AND ARTICLE 37 OF THE COMPANY Management For *Management Position Unknown
S ARTICLES OF ASSOCIATION AS SPECIFIED
S.2 APPROVE THE DEMERGER AS SPECIFIED AND SUBJECT Management For *Management Position Unknown
TO AND CONDITIONAL UPON: I) THE PASSING OF RESOLUTIONS
1, 3, 4, 5 AS SPECIFIED AND II) THE DEMERGER
AGREEMENT AS SPECIFIED NOT HAVING BEEN TERMINATED
IN ACCORDANCE WITH ITS TERMS BEFORE THE DEMERGER
DIVIDEND IS PAID: A) AUTHORIZE THE DIRECTOR OF
THE COMPANY TO PAY A DIVIDEND IN SPECIE ON THE
ORDINARY SHARES OF USD 0.50 EACH OF THE COMPANY
THE ANGLO AMERICAN ORDINARY SHARES EQUAL IN
AGGREGATE TO THE BOOK VALUE OF THE COMPANY S
SHAREHOLDING IN ANGLO MONDI INVESTMENT LIMITED
AS AT 02 JUL 2007 TO ORDINARY SHAREHOLDERS ON
THE REGISTER OF MEMBERS OF THE COMPANY AS SPECIFIED
ON 02 JUL 2007 OR SUCH OTHER TIME OR DATE AS
THE DIRECTORS MAY DETERMINE THE ANGLO AMERICAN
SHAREHOLDER SUCH DIVIDEND IN SPECIE TO BE SATISFIED
BY THE TRANSFER OF THE COMPANY S SHAREHOLDING
IN ANGLO MONDI INVESTMENTS LIMITED TO MONDI PLC
ON TERMS THAT MONDI PLC SHALL ALLOT AND ISSUE
MONDI PLC ORDINARY SHARES, CREDITED AS FULLY
PAID, TO THE ANGLO AMERICAN ORDINARY SHARES THEN
HELD BY SUCH SHAREHOLDER; THE DEMERGER AGREEMENT,
THE INDEMNITY AGREEMENT AS SPECIFIED AND THE
TAX AGREEMENT AS SPECIFIED AND AUTHORIZE THE
DIRECTOR TO CARRY THE SAME INTO EFFECT AND TO
MAKE SUCH NON-MATERIAL AMENDMENT TO THE DEMERGER
AGREEMENT, THE INDEMNITY AGREEMENT AND THE TAX
AGREEMENT OR ANY DOCUMENTS RELATING THERETO AS
THEY OR ANY DULY AUTHORIZED COMMITTEE OF THEM
AND AUTHORIZE THE DIRECTORS OF THE COMPANY OR
ANY DULY AUTHORIZED COMMITTEE OF THE BOARD TO
DO OR PROCURE TO BE DONE ALL SUCH ACTS AND THINGS
ON BEHALF OF THE COMPANY AND ANY OF ITS SUBSIDIARIES
AS THEY MAY, IN THEIR ABSOLUTE DISCRETION, CONSIDER
NECESSARY EXPEDIENT FOR THE PURPOSE OF GIVING
EFFECT TO THE DEMERGER
S.3 APPROVE, SUBJECT TO AND CONDITIONAL UPON THE Management For *Management Position Unknown
PASSING OF RESOLUTIONS 1 AND 2 AS SPECIFIED;
THE PAYMENT OF THE DEMERGER DIVIDEND BY THE COMPANY
IN ACCORDANCE WITH THE TERMS AS SPECIFIED AND
ADMISSION OF THE NEW ORDINARY SHARES TO THE OFFICIAL
LIST OF THE FINANCIAL SERVICES AUTHORITY AND
TO TRADING ON THE LONDON STOCK EXCHANGE PLC AND
THE JSE LIMITED BECOMING EFFECTIVE: AUTHORIZE
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 131 of 141
THE COMPANY ALL THE ORDINARY SHARES OF USD 0.50
EACH IN THE CAPITAL OF THE COMPANY AS SPECIFIED
IN 02 JUL 2007 OR SUCH OTHER TIME AS THE DIRECTORS
MAY DETERMINE, WHETHER ISSUED OR UNISSUED, SHALL
BE SUB-DIVIDED INTO NEW ORDINARY SHARES OF 50/91
US CENTS EACH IN THE CAPITAL OF THE COMPANY (THE
INTERMEDIATE SHARES ); ALL INTERMEDIATE SHARES
THAT ARE UNISSUED SHALL BE CONSOLIDATED INTO
NEW ORDINARY SHARES OF 54 86/91 US CENTS EACH
IN THE CAPITAL OF THE COMPANY THE UNISSUED NEW
ORDINARY SHARES ), PROVIDED THAT WHERE SUCH CONSOLIDATION
WOULD OTHERWISE RESULT IN A FRACTION OF AN UNISSUED
NEW ORDINARY SHARE, THAT NUMBER OF INTERMEDIATE
SHARES WHICH WOULD OTHERWISE CONSTITUTE SUCH
FRACTION SHALL BE CANCELLED PURSUANT TO SECTION
121(2)(E) OF THE COMPANIES ACT 1985 THE ACT;
AND ALL INTERMEDIATE SHARES THAT ARE IN ISSUE
SHALL BE CONSOLIDATED INTO NEW ORDINARY SHARES
OF 54 86/91 US CENTS EACH IN THE CAPITAL OF THE
COMPANY (THE NEW ORDINARY SHARES ), PROVIDED
THAT, WHERE SUCH CONSOLIDATION RESULTS IN ANY
MEMBER BEING ENTITLED TO A FRACTION OF A NEW
ORDINARY SHARE, SUCH FRACTION SHALL, SO FAR AS
POSSIBLE, BE AGGREGATED WITH THE FRACTIONS OF
A NEW ORDINARY SHARE TO WHICH OTHER MEMBERS OF
THE COMPANY MAY BE ENTITLED AND AUTHORIZE THE
DIRECTORS TO SELL (OR APPOINT ANY OTHER PERSON
TO SELL) TO ANY PERSON, ON BEHALF OF THE RELEVANT
MEMBERS, ALL THE NEW ORDINARY SHARES REPRESENTING
SUCH FRACTIONS AT THE BEST PRICE REASONABLY OBTAINABLE
TO ANY PERSON, AND TO DISTRIBUTE THE PROCEEDS
OF SALE (NET OF EXPENSES) IN DUE PROPORTION AMONG
THE RELEVANT MEMBERS ENTITLED THERETO (SAVE THAT
ANY FRACTION OF A PENNY OR CENT (AS THE CASE
MAY REQUIRE) WHICH WOULD OTHERWISE BE PAYABLE
SHALL BE ROUNDED UP OR DOWN IN ACCORDANCE WITH
THE USUAL PRACTICE OF THE REGISTRAR OF THE COMPANY)
AND THAT ANY DIRECTOR (OR ANY PERSON APPOINTED
BY THE DIRECTORS) TO EXECUTE AN INSTRUMENT OF
TRANSFER IN RESPECT OF SUCH SHARES ON BEHALF
OF THE RELEVANT MEMBERS AND TO DO ALL ACTS AND
THINGS THE DIRECTORS CONSIDER NECESSARY OR EXPEDIENT
TO EFFECT THE TRANSFER OF SUCH SHARES TO, OR
IN ACCORDANCE WITH THE DIRECTIONS OF, ANY BUYER
OF SUCH SHARES
S.4 APPROVE, SUBJECT TO AND CONDITIONAL UPON THE Management For *Management Position Unknown
PASSING OF RESOLUTIONS 2 AND 5 AS SPECIFIED,
SUCH RESOLUTION BECOMING UNCONDITIONAL AND THE
PAYMENT OF THE DEMERGER DIVIDEND, THE SHARE CONSOLIDATION
OF MONDI PLC BY SPECIAL RESOLUTION OF THE THEN
SHAREHOLDERS OF MONDI PLC ON 28 MAY 2007, A PRINT
OF WHICH HAS BEEN PRODUCED TO THIS MEETING AND
FOR THE PURPOSE OF IDENTIFICATION SIGNED BY THE
CHAIRMAN THEREOF, IN ITS ORIGINAL FORM OR WITH
ANY MODIFICATION, PURSUANT TO WHICH THE NOMINAL
VALUE OF EACH ORDINARY SHARE OF GBP 2 EACH IN
MONDI PLC IN ISSUE FOLLOWING PAYMENT OF THE DEMERGER
DIVIDEND ( MONDI PLC ORDINARY SHARES ) IS TO
BE REDUCED FROM GBP 2.00 TO GBP 0.05, AND THE
PAID UP CAPITAL OF MONDI PLC CANCELLED TO THE
EXTENT OF GBP 1.95 ON EACH OF THE MONDI PLC ORDINARY
SHARES FOR THE PURPOSES OF ENABLING MONDI PLC
TO TRANSFER THE ORDINARY HARES OF ZAR 0.20 EACH
OF MONDI LIMITED ( MONDI LIMITED ORDINARY SHARES
) TO THE ANGLO AMERICAN SHAREHOLDERS ON THE BASIS
OF 1 MONDI LIMITED ORDINARY SHARE FOR EVERY 10
MONDI PLC ORDINARY SHARES HELD (ON THE BASIS
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 132 of 141
THAT, WHERE SUCH TRANSFER WOULD RESULT IN ANY
MEMBER OF MONDI PLC BEING ENTITLED TO A FRACTION
OF SUCH MONDI LIMITED ORDINARY HARE, SUCH FRACTION
WILL, AS FAR AS POSSIBLE, BE AGGREGATED WITH
FRACTIONS OF SUCH MONDI LIMITED ORDINARY SHARES
TO WHICH OTHER MEMBERS OF MONDI PLC MAY BE ENTITLED
AND SOLD IN THE RELEVANT OPEN MARKET AS SOON
AS PRACTICABLE AT THE BEST PRICE REASONABLY OBTAINABLE
ON THE BASIS AS SPECIFIED, TO PAY ANY SOUTH AFRICAN
STAMP DUTY OR SOUTH AFRICAN UNCERTIFICATED SECURITIES
TAX PAYABLE IN RESPECT OF SUCH TRANSFER AND PROVIDING
MONDI PLC WITH APPROXIMATELY GBP 2.1 BILLION
OF DISTRIBUTABLE RESERVES TO FACILITATE THE ESTABLISHMENT
AND OPERATION OF THE DLC STRUCTURE AND TO ENABLE
MONDI PLC TO PAY DIVIDENDS IN THE FUTURE
S.5 APPROVE, SUBJECT TO AND CONDITIONAL UPON THE Management For *Management Position Unknown
PASSING OF RESOLUTIONS 2 AND 4 AND IN THE CASE
OF RESOLUTION 2, SUCH RESOLUTION BECOMING UNCONDITIONAL
AND THE PAYMENT OF THE DEMERGER DIVIDEND, THE
SHARE CONSOLIDATION OF MONDI PLC BY SPECIAL RESOLUTION
OF THE THEN SHAREHOLDERS OF MONDI PLC ON 28 MAY
2007, A PRINT OF WHICH HAS BEEN PRODUCED TO THIS
MEETING AND FOR THE PURPOSES OF IDENTIFICATION
SIGNED BY THE CHAIRMAN THEREOF, IN ITS ORIGINAL
FORM OR WITH ANY MODIFICATION, PURSUANT TO WHICH
ALL OF THE MONDI PLC ORDINARY SHARES IMMEDIATELY
AFTER GIVING EFFECT TO THE REDUCTION OF CAPITAL
AS SPECIFIED ARE TO BE CONSOLIDATED INTO NEW
ORDINARY SHARES OF GBP 0.20 EACH IN THE CAPITAL
OF MONDI PLC AS SPECIFIED, AND EACH AUTHORIZED
BUT UNISSUED ORDINARY SHARE OF GBP 2.00 EACH
AND EACH SPECIAL CONVERTING SHARE OF GBP 2.00
EACH IN THE CAPITAL OF MONDI PLC IS TO BE SUBDIVIDED
INTO 10 SHARES OF GBP 0.20 EACH OF THE RELEVANT
CLASS
S.6 AUTHORIZE THE COMPANY, SUBJECT TO AND CONDITIONAL Management For *Management Position Unknown
UPON RESOLUTION 3, FOR THE PURPOSE OF SECTION
166 OF THE ACT, TO MAKE MARKET PURCHASES SECTION
163(3) OF UP TO 134,544,000 NEW ORDINARY SHARES,
AT A MINIMUM PRICE OF 54 86/91 US CENTS AND UP
TO 105% OF THE AVERAGE MIDDLE MARKET QUOTATIONS
FOR SUCH SHARES DERIVED FROM THE LONDON STOCK
EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS
5 BUSINESS DAYS AND THE AMOUNT STIPULATED BY
ARTICLE 5(1) OF THE BUY-BACK AND STABILIZATION
REGULATIONS 2003; AUTHORITY EXPIRES THE EARLIER
OF THE CONCLUSION OF THE AGM OF THE COMPANY HELD
ON 2008; THE COMPANY, BEFORE THE EXPIRY, MAY
MAKE A CONTRACT TO PURCHASE ORDINARY SHARES WHICH
WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER
SUCH EXPIRY
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 133 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
FANUC LTD. AGM MEETING DATE: 06/27/2007
ISSUER: J13440102 ISIN: JP3802400006
SEDOL: B16TB93, 6356934, B022218, 5477557
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE APPROPRIATION OF RETAINED EARNINGS Management For *Management Position Unknown
2.1 APPOINT A DIRECTOR Management For *Management Position Unknown
2.2 APPOINT A DIRECTOR Management For *Management Position Unknown
2.3 APPOINT A DIRECTOR Management For *Management Position Unknown
2.4 APPOINT A DIRECTOR Management For *Management Position Unknown
2.5 APPOINT A DIRECTOR Management For *Management Position Unknown
2.6 APPOINT A DIRECTOR Management For *Management Position Unknown
2.7 APPOINT A DIRECTOR Management For *Management Position Unknown
2.8 APPOINT A DIRECTOR Management For *Management Position Unknown
2.9 APPOINT A DIRECTOR Management For *Management Position Unknown
2.10 APPOINT A DIRECTOR Management For *Management Position Unknown
2.11 APPOINT A DIRECTOR Management For *Management Position Unknown
2.12 APPOINT A DIRECTOR Management For *Management Position Unknown
2.13 APPOINT A DIRECTOR Management For *Management Position Unknown
3.1 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown
3.2 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown
3.3 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown
3.4 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown
4 AMEND THE COMPENSATION TO BE RECEIVED BY CORPORATE Management For *Management Position Unknown
AUDITORS
5 APPROVE PROVISION OF RETIREMENT ALLOWANCE FOR Management For *Management Position Unknown
DIRECTORS
- ------------------------------------------------------------------------------------------------------------------------------------
NOMURA HOLDINGS, INC. NMR ANNUAL MEETING DATE: 06/27/2007
ISSUER: 65535H208 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 AMENDMENT TO THE ARTICLES OF INCORPORATION Management For *Management Position Unknown
2A ELECTION OF DIRECTOR: JUNICHI UJIIE Management For *Management Position Unknown
2B ELECTION OF DIRECTOR: NOBUYUKI KOGA Management For *Management Position Unknown
2C ELECTION OF DIRECTOR: HIROSHI TODA Management For *Management Position Unknown
2D ELECTION OF DIRECTOR: KAZUTOSHI INANO Management For *Management Position Unknown
2E ELECTION OF DIRECTOR: YUKIO SUZUKI Management For *Management Position Unknown
2F ELECTION OF DIRECTOR: MASAHARU SHIBATA Management For *Management Position Unknown
2G ELECTION OF DIRECTOR: HIDEAKI KUBORI Management For *Management Position Unknown
2H ELECTION OF DIRECTOR: HARUO TSUJI Management For *Management Position Unknown
2I ELECTION OF DIRECTOR: FUMIHIDE NOMURA Management For *Management Position Unknown
2J ELECTION OF DIRECTOR: KOJI TAJIKA Management For *Management Position Unknown
2K ELECTION OF DIRECTOR: MASANORI ITATANI Management For *Management Position Unknown
03 ISSUE OF STOCK ACQUISITION RIGHTS AS STOCK OPTIONS Management For *Management Position Unknown
TO EXECUTIVES AND EMPLOYEES OF SUBSIDIARIES OF
THE COMPANY
- ------------------------------------------------------------------------------------------------------------------------------------
NOMURA HOLDINGS,INC. AGM MEETING DATE: 06/27/2007
ISSUER: J59009159 ISIN: JP3762600009
SEDOL: B0CRGP5, 4601045, 6643108, B17H033, 4644879, 6650487, B02JR69
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THIS ANNOUNCEMENT IS BEING PROVIDED Non-Voting *Management Position Unknown
TO INFORM YOU THAT THE TRUE AGENDA HAS BEEN RELEASED
AND IS AVAILABLE FOR YOUR REVIEW. (PLEASE REFER
TO THE ATTACHED PDF FILES.)
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 134 of 141
1. AMEND THE ARTICLES OF INCORPORATION Management For *Management Position Unknown
2.1 APPOINT A DIRECTOR Management For *Management Position Unknown
2.2 APPOINT A DIRECTOR Management For *Management Position Unknown
2.3 APPOINT A DIRECTOR Management For *Management Position Unknown
2.4 APPOINT A DIRECTOR Management For *Management Position Unknown
2.5 APPOINT A DIRECTOR Management For *Management Position Unknown
2.6 APPOINT A DIRECTOR Management For *Management Position Unknown
2.7 APPOINT A DIRECTOR Management For *Management Position Unknown
2.8 APPOINT A DIRECTOR Management For *Management Position Unknown
2.9 APPOINT A DIRECTOR Management For *Management Position Unknown
2.10 APPOINT A DIRECTOR Management For *Management Position Unknown
2.11 APPOINT A DIRECTOR Management For *Management Position Unknown
3. APPROVE ISSUANCE OF SHARE ACQUISITION RIGHTS Management For *Management Position Unknown
AS STOCK OPTIONS TO SUBSIDIARY DIRECTORS AND
EMPLOYEES
- ------------------------------------------------------------------------------------------------------------------------------------
SECOM CO.,LTD. AGM MEETING DATE: 06/27/2007
ISSUER: J69972107 ISIN: JP3421800008
SEDOL: B018RR8, 5798504, 6791591, B1CDZW0
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE APPROPRIATION OF PROFITS Management For *Management Position Unknown
2.1 APPOINT A DIRECTOR Management For *Management Position Unknown
2.2 APPOINT A DIRECTOR Management For *Management Position Unknown
2.3 APPOINT A DIRECTOR Management For *Management Position Unknown
2.4 APPOINT A DIRECTOR Management For *Management Position Unknown
2.5 APPOINT A DIRECTOR Management For *Management Position Unknown
2.6 APPOINT A DIRECTOR Management For *Management Position Unknown
2.7 APPOINT A DIRECTOR Management For *Management Position Unknown
2.8 APPOINT A DIRECTOR Management For *Management Position Unknown
2.9 APPOINT A DIRECTOR Management For *Management Position Unknown
2.10 APPOINT A DIRECTOR Management For *Management Position Unknown
2.11 APPOINT A DIRECTOR Management For *Management Position Unknown
2.12 APPOINT A DIRECTOR Management For *Management Position Unknown
3.1 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown
3.2 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown
3.3 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown
3.4 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown
4 APPROVE PROVISION OF RETIREMENT ALLOWANCE FOR Management For *Management Position Unknown
DIRECTORS
- ------------------------------------------------------------------------------------------------------------------------------------
AJINOMOTO CO.,INC. AGM MEETING DATE: 06/28/2007
ISSUER: J00882126 ISIN: JP3119600009
SEDOL: 5573392, B03NQ52, 6010906
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE APPROPRIATION OF PROFITS Management For *Management Position Unknown
2 APPROVE PAYMENT OF BONUSES TO DIRECTORS AND CORPORATE Management For *Management Position Unknown
AUDITORS
3.1 APPOINT A DIRECTOR Management For *Management Position Unknown
3.2 APPOINT A DIRECTOR Management For *Management Position Unknown
3.3 APPOINT A DIRECTOR Management For *Management Position Unknown
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 135 of 141
3.4 APPOINT A DIRECTOR Management For *Management Position Unknown
3.5 APPOINT A DIRECTOR Management For *Management Position Unknown
3.6 APPOINT A DIRECTOR Management For *Management Position Unknown
3.7 APPOINT A DIRECTOR Management For *Management Position Unknown
3.8 APPOINT A DIRECTOR Management For *Management Position Unknown
3.9 APPOINT A DIRECTOR Management For *Management Position Unknown
3.10 APPOINT A DIRECTOR Management For *Management Position Unknown
3.11 APPOINT A DIRECTOR Management For *Management Position Unknown
3.12 APPOINT A DIRECTOR Management For *Management Position Unknown
3.13 APPOINT A DIRECTOR Management For *Management Position Unknown
4 AMEND THE COMPENSATION TO BE RECEIVED BY DIRECTORS Management For *Management Position Unknown
AND CORPORATE AUDITORS
5 APPROVE FINAL PAYMENT ASSOCIATED WITH ABOLITION Other For *Management Position Unknown
OF RETIREMENT BENEFIT SYSTEMFOR DIRECTORS AND
AUDITORS
- ------------------------------------------------------------------------------------------------------------------------------------
BANK TOKYO-MITSUBISHI LTD AGM MEETING DATE: 06/28/2007
ISSUER: J44497105 ISIN: JP3902900004
SEDOL: B02JD72, B0P9948, 3198902, 6335171
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE APPROPRIATION OF PROFITS Management For *Management Position Unknown
2 AMEND ARTICLES TO: INCREASE AUTHORIZED CAPITAL Management For *Management Position Unknown
TO 129.9 MILLION SHARES
3.1 APPOINT A DIRECTOR Management For *Management Position Unknown
3.2 APPOINT A DIRECTOR Management For *Management Position Unknown
3.3 APPOINT A DIRECTOR Management For *Management Position Unknown
3.4 APPOINT A DIRECTOR Management For *Management Position Unknown
3.5 APPOINT A DIRECTOR Management For *Management Position Unknown
3.6 APPOINT A DIRECTOR Management For *Management Position Unknown
3.7 APPOINT A DIRECTOR Management For *Management Position Unknown
3.8 APPOINT A DIRECTOR Management For *Management Position Unknown
3.9 APPOINT A DIRECTOR Management For *Management Position Unknown
3.10 APPOINT A DIRECTOR Management For *Management Position Unknown
3.11 APPOINT A DIRECTOR Management For *Management Position Unknown
3.12 APPOINT A DIRECTOR Management For *Management Position Unknown
3.13 APPOINT A DIRECTOR Management For *Management Position Unknown
3.14 APPOINT A DIRECTOR Management For *Management Position Unknown
3.15 APPOINT A DIRECTOR Management For *Management Position Unknown
4 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown
5 APPROVE FINAL PAYMENT ASSOCIATED WITH ABOLITION Other For *Management Position Unknown
OF RETIREMENT BENEFIT SYSTEMFOR DIRECTORS AND
AUDITORS
6 AMEND THE COMPENSATION TO BE RECEIVED BY CORPORATE Management For *Management Position Unknown
OFFICERS
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 136 of 141
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FOMENTO DE CONSTRUCCIONES Y CONTRATAS SA FCC, BARCELONA OGM MEETING DATE: 06/28/2007
ISSUER: E52236143 ISIN: ES0122060314
SEDOL: B0389P8, B0ZSJ01, 5787115, 5788152
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
29 JUN 2007. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. THANK YOU.
1. APPROVE, THE ANNUAL ACCOUNTS, BALANCE SHEET, Management For *Management Position Unknown
PROFIT AND LOSS ACCOUNT AND NOTES TO THE ACCOUNTS,
AND MANAGEMENT REPORT OF FOMENTO DE CONSTRUCCIONES
Y CONTRATAS, SOCIEDAD ANONIMA, AND ITS CONSOLIDATED
GROUP, AS WELL AS THE MANAGEMENT OF THE BOARD
OF DIRECTORS; ALL OF THE FOREGOING WITH REFERENCE
TO THE FY 2006
2. APPROVE, THE APPLICATION OF 2006 PROFITS Management For *Management Position Unknown
3.1 AMEND THE ARTICLES OF ASSOCIATION IN ORDER TO Management For *Management Position Unknown
A; BRING THEM INTO LINE WITH THE DEVELOPMENTS
OF THE BOARD REGULATIONS RELATED TO THE RECOMMENDATIONS
OF THE UNIFIED CODE OF CORPORATE GOVERNANCE APPROVED
BY THE SPANISH SECURITIES EXCHANGE COMMISSION,
COMISION NACIONAL DEL MERCADO DEVALORES, CNMV,
ON 22 MAY 2006 AND B; INTRODUCE SOME TECHNICAL
IMPROVEMENTS IN ORDER TO CLARIFY AND COMPLETE
SEVERAL SUBJECTS: ARTICLES 18, ABOUT ATTENDANCE
RIGHTS, AND 23, ABOUT INFORMATION RIGHTS
3.2 AMEND ARTICLE 26, ABOUT THE BOARD OF DIRECTORS, Management For *Management Position Unknown
ARTICLE 27, ABOUT COMPOSITIONOF THE BOARD, ARTICLE
28, ABOUT APPOINTMENT OF DIRECTORS AND SEPARATION
OF DUTIES AND RESPONSIBILITIES, ARTICLE 29, ABOUT
REQUIREMENTS AND PERIOD OF APPOINTMENT, ARTICLE
35, ABOUT THE EXECUTIVE COMMITTEE AND THE CHIEF
EXECUTIVE OFFICER, ARTICLE 36, ABOUT THE EXECUTIVE
COMMITTEE AND ARTICLE 37, ABOUT REMUNERATION
3.3 AMEND THE TITLE III, SECTION III, AND ARTICLE Management For *Management Position Unknown
38, ABOUT THE AUDIT AND CONTROLCOMMITTEE, AND
ARTICLE 39, ABOUT COMPETENCIES
4.1 AMEND THE GENERAL MEETING REGULATIONS OF FOMENTO Management For *Management Position Unknown
DE CONSTRUCCIONES Y CONTRATAS, SOCIEDAD ANONIMA,
IN ORDER TO A; BRING THEM INTO LINE WITH THE
RECOMMENDATIONS OF THE UNIFIED CODE OF CORPORATE
GOVERNANCE APPROVED BY THE SPANISH SECURITIES
EXCHANGE COMMISSION ON 22 MAY 2006, AND B; INTRODUCE
SOME TECHNICAL IMPROVEMENTS IN ORDER TO CLARIFY
AND COMPLETE SEVERAL SUBJECTS; ARTICLE 5, ABOUT
GENERAL MEETING CONVENING NOTICES, ARTICLE 6,
ABOUT INFORMATION AVAILABLE FROM THE DATE OF
THE NOTICE, AND ARTICLE 8, ABOUT DELEGATION
4.2 AMEND ARTICLE 9, ABOUT ATTENDANCE RIGHTS AND Management For *Management Position Unknown
DUTIES, AND ARTICLE 15, ABOUT VOTING OF PROPOSALS
5.1 APPROVE TO SET THE NUMBER OF DIRECTORS AT TWENTY Management For *Management Position Unknown
ONE
5.2 RE-APPOINT THE B 1998, SOCIEDAD LIMITADA, AS Management For *Management Position Unknown
THE DIRECTOR REPRESENTING SUBSTANTIAL SHAREHOLDERS,
OR CONSEJERO DOMINICAL
5.3 RE-APPOINT MR. DON FRANCISCO MASSARDA CASANELLES Management For *Management Position Unknown
AS AN INDEPENDENT DIRECTOR
5.4 APPOINT MR. DON CESAR ORTEGA GOMEZ AS AN INDEPENDENT Management For *Management Position Unknown
DIRECTOR
5.5 APPOINT MR. DON LUIS MANUEL PORTILLO MUNOZ AS Management For *Management Position Unknown
A DIRECTOR REPRESENTING SUBSTANTIAL SHAREHOLDERS,
OR CONSEJERO DOMINICAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 137 of 141
5.6 APPOINT MR. DON MARIANO MIGUEL VELASCO AS A DIRECTOR Management For *Management Position Unknown
REPRESENTING SUBSTANTIALSHAREHOLDERS, OR CONSEJERO
DOMINICAL
6. ACKNOWLEDGE THE GENERAL MEETING ABOUT THE MODIFICATIONS Management For *Management Position Unknown
INTRODUCED IN THE BOARD REGULATIONS OF FOMENTO
DE CONSTRUCCIONES Y CONTRATAS, SOCIEDAD ANONIMA,
FROM THE PREVIOUS GENERAL MEETING, IN ORDER TO
A; BRING THEM INTO LINE WITH THE RECOMMENDATIONS
OF THE UNIFIED CODE OF CORPORATE GOVERNANCE APPROVED
BY THE SPANISH SECURITIES EXCHANGE COMMISSION
ON 22 MAY 2006, AND B; INTRODUCE SOME TECHNICAL
IMPROVEMENTS IN ORDER TO CLARIFY AND COMPLETE
SEVERAL SUBJECTS
7. AUTHORIZE THE BOARD OF DIRECTORS, INCLUDED THE Management For *Management Position Unknown
POWERS TO DEPUTE THE AUTHORITYRECEIVED FROM THE
GENERAL MEETING, TO PROCEED TO THE DERIVATIVE
ACQUISITION OF OWN SHARES AND TO AUTHORIZE THE
AFFILIATED COMPANIES TO ACQUIRE FOMENTO DE CONSTRUCCIONES
SHARES, ALL UNDER THE LIMITS AND REQUIREMENTS
OF SECTION 75 AND FOLLOWING OF THE SPANISH LIMITED
COMPANIES ACT, LEY DE SOCIEDADES ANONIMAS, RENDERING
VOID, FOR THE AMOUNT NOT USED, THE AUTHORITY
GRANTED THERETO BY THE GENERAL MEETING HELD ON
29 JUN 2006
8. RE-APPOINT THE AUDITORS OF THE COMPANY AND ITS Management For *Management Position Unknown
CONSOLIDATED GROUP
9. AUTHORIZE THE BOARD FOR THE DEVELOPMENT, EXECUTION, Management For *Management Position Unknown
RECORDING, RECTIFICATION AND IMPLEMENTATION OF
THE RESOLUTIONS ADOPTED
10. APPROVE, THE MINUTES OF THE PROCEEDINGS, BY ANY Management For *Management Position Unknown
OF THE METHODS PROVIDED BY SECTION 113 OF THE
SPANISH LIMITED COMPANIES CONSOLIDATION ACT;
OTHERWISE, APPLY THE PROVISIONS OF SECTION 114
OF THE SAME ACT
- ------------------------------------------------------------------------------------------------------------------------------------
NIKON CORPORATION AGM MEETING DATE: 06/28/2007
ISSUER: 654111103 ISIN: JP3657400002
SEDOL: 5725632, B020SL4, B17CJ20, 6642321
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THIS ANNOUNCEMENT IS BEING PROVIDED Non-Voting *Management Position Unknown
TO INFORM YOU THAT THE TRUE AGENDA HAS BEEN RELEASED
AND IS AVAILABLE FOR YOUR REVIEW. (PLEASE REFER
TO THE ATTACHED PDF FILES.)
1. APPROVE APPROPRIATION OF RETAINED EARNINGS Management For *Management Position Unknown
2.1 APPOINT A DIRECTOR Management For *Management Position Unknown
2.2 APPOINT A DIRECTOR Management For *Management Position Unknown
2.3 APPOINT A DIRECTOR Management For *Management Position Unknown
2.4 APPOINT A DIRECTOR Management For *Management Position Unknown
2.5 APPOINT A DIRECTOR Management For *Management Position Unknown
2.6 APPOINT A DIRECTOR Management For *Management Position Unknown
2.7 APPOINT A DIRECTOR Management For *Management Position Unknown
2.8 APPOINT A DIRECTOR Management For *Management Position Unknown
2.9 APPOINT A DIRECTOR Management For *Management Position Unknown
2.10 APPOINT A DIRECTOR Management For *Management Position Unknown
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 138 of 141
3.1 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown
3.2 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown
4. APPROVE PROVISION OF RETIREMENT ALLOWANCE FOR Management For *Management Position Unknown
RETIRING DIRECTORS
5. APPROVE PAYMENT OF BONUSES TO CORPORATE OFFICERS Management For *Management Position Unknown
6. APPROVE AMOUNT AND DETAILS OF STOCK ACQUISITION Other For *Management Position Unknown
RIGHTS AS STOCK OPTIONS FOR DIRECTORS COMPENSATION
- ------------------------------------------------------------------------------------------------------------------------------------
NIPPON TELEVISION NETWORK CORPORATION AGM MEETING DATE: 06/28/2007
ISSUER: J56171101 ISIN: JP3732200005
SEDOL: 5899805, B02JNV6, 6644060
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE APPROPRIATION OF RETAINED EARNINGS Management For *Management Position Unknown
2 AMEND ARTICLES TO: ADOPT REDUCTION OF LIABILITY Management For *Management Position Unknown
SYSTEM FOR ALL DIRECTORS ANDALL AUDITORS
3 ALLOW BOARD TO AUTHORIZE USE OF FREE SHARE PURCHASE Other For *Management Position Unknown
WARRANTS FOR EXERCISINGTHE ANTI-TAKEOVER DEFENSE
MEASURES
4.1 APPOINT A DIRECTOR Management For *Management Position Unknown
4.2 APPOINT A DIRECTOR Management For *Management Position Unknown
4.3 APPOINT A DIRECTOR Management For *Management Position Unknown
4.4 APPOINT A DIRECTOR Management For *Management Position Unknown
4.5 APPOINT A DIRECTOR Management For *Management Position Unknown
4.6 APPOINT A DIRECTOR Management For *Management Position Unknown
4.7 APPOINT A DIRECTOR Management For *Management Position Unknown
4.8 APPOINT A DIRECTOR Management For *Management Position Unknown
4.9 APPOINT A DIRECTOR Management For *Management Position Unknown
4.10 APPOINT A DIRECTOR Management For *Management Position Unknown
4.11 APPOINT A DIRECTOR Management For *Management Position Unknown
4.12 APPOINT A DIRECTOR Management For *Management Position Unknown
4.13 APPOINT A DIRECTOR Management For *Management Position Unknown
4.14 APPOINT A DIRECTOR Management For *Management Position Unknown
4.15 APPOINT A DIRECTOR Management For *Management Position Unknown
4.16 APPOINT A DIRECTOR Management For *Management Position Unknown
4.17 APPOINT A DIRECTOR Management For *Management Position Unknown
5 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown
6.1 APPOINT A SUPPLEMENTARY AUDITOR Management For *Management Position Unknown
6.2 APPOINT A SUPPLEMENTARY AUDITOR Management For *Management Position Unknown
7 APPROVE PROVISION OF RETIREMENT ALLOWANCE FOR Management For *Management Position Unknown
DIRECTORS
8 APPROVE PAYMENT OF BONUSES TO DIRECTORS Management For *Management Position Unknown
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 139 of 141
- ------------------------------------------------------------------------------------------------------------------------------------
TAKEDA PHARMACEUTICAL COMPANY LIMITED AGM MEETING DATE: 06/28/2007
ISSUER: J8129E108 ISIN: JP3463000004
SEDOL: B03FZP1, 5296752, B17MW65, 6870445, B01DRX9
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THIS ANNOUNCEMENT IS BEING PROVIDED Non-Voting *Management Position Unknown
TO INFORM YOU THAT THE TRUE AGENDA HAS BEEN RELEASED
AND IS AVAILABLE FOR YOUR REVIEW. (PLEASE REFER
TO THE ATTACHED PDF FILES.)
1. APPROPRIATION OF SURPLUS Management For *Management Position Unknown
2. PARTIAL AMENDMENTS TO THE ARTICLES OF INCORPORATION Management For *Management Position Unknown
3.1 ELECTION OF A DIRECTOR Management For *Management Position Unknown
3.2 ELECTION OF A DIRECTOR Management For *Management Position Unknown
3.3 ELECTION OF A DIRECTOR Management For *Management Position Unknown
3.4 ELECTION OF A DIRECTOR Management For *Management Position Unknown
4. ELECTION OF A CORPORATE AUDITOR Management For *Management Position Unknown
5. ELECTION OF AN INDEPENDENT AUDITOR Management For *Management Position Unknown
6. PAYMENT OF BONUS ALLOWANCES TO DIRECTORS AND Management For *Management Position Unknown
CORPORATE AUDITORS
7. PAYMENT OF RETIREMENT ALLOWANCES TO A RETIRING Management For *Management Position Unknown
DIRECTOR AND A RETIRING CORPORATE AUDITOR
- ------------------------------------------------------------------------------------------------------------------------------------
TESCO PLC AGM MEETING DATE: 06/29/2007
ISSUER: G87621101 ISIN: GB0008847096
SEDOL: 0884709, 5474860, B02S3J1, 5469491
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE ACCOUNTS AND REPORTS OF THE DIRECTORS Management For *Management Position Unknown
AND THE AUDITORS FOR THE FYE 24 FEB 2007
2. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For *Management Position Unknown
THE FYE 24 FEB 2007
3. DECLARE A FINAL DIVIDEND OF 6.83 PENCE PER SHARE Management For *Management Position Unknown
RECOMMENDED BY THE DIRECTORS
4. RE-ELECT MR. E. MERVYN DAVIES AS A DIRECTOR Management For *Management Position Unknown
5. RE-ELECT DR. HARALD EINSMANN AS A DIRECTOR Management For *Management Position Unknown
6. RE-ELECT MR. KEN HYDON AS A DIRECTOR Management For *Management Position Unknown
7. RE-ELECT MR. DAVID POTTS AS A DIRECTOR Management For *Management Position Unknown
8. RE-ELECT MR. DAVID REID AS A DIRECTOR Management For *Management Position Unknown
9. ELECT MS. LUCY NEVILLE-ROLFE AS DIRECTOR Management For *Management Position Unknown
10. REAPPOINT PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS Management For *Management Position Unknown
OF THE COMPANY UNTIL THECONCLUSION OF THE NEXT
GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE
THE COMPANY
11. APPROVE THE REMUNERATION OF PRICEWATERHOUSECOOPERS Management For *Management Position Unknown
LLP BE DETERMINED BY THE DIRECTORS
12. AUTHORIZE THE DIRECTORS, IN ACCORDANCE WITH SECTION Management For *Management Position Unknown
80 OF THE COMPANIES ACT 1985 (THE ACT), TO ALLOT
RELEVANT SECURITIES AS DEFINED IN SECTION 80(2)
OF THE ACT OF THE COMPANY UP TO AN AGGREGATE
NOMINAL AMOUNT OF GBP 130.8 MILLION WHICH IS
EQUAL TO APPROXIMATELY 33% OF THE CURRENT ISSUED
SHARE CAPITAL OF THE COMPANY AUTHORITY EXPIRES
THE EARLIER OF THE NEXT AGM OF THE COMPANY OR
29 JUN 2012; AND THE DIRECTORS MAY ALLOT RELEVANT
SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY
IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE
PRIOR TO SUCH EXPIRY
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 140 of 141
S.13 AUTHORIZE THE DIRECTORS PURSUANT TO SECTION 95 Management For *Management Position Unknown
OF THE ACT TO ALLOT EQUITY SECURITIES, FOR CASH
PURSUANT TO THE AUTHORITY GIVEN TO THE DIRECTORS,
FOR THE PURPOSES OF SECTION 80 OF THE ACT, DISAPPLYING
THE STATUTORY PRE-EMPTION RIGHTS SECTION 89(1),
PROVIDED THAT THIS POWER IS LIMITED TO THE ALLOTMENT
OF EQUITY SECURITIES: A) IN CONNECTION WITH A
RIGHTS ISSUE; B) UP TO AN AGGREGATE NOMINAL AMOUNT
OF GBP 19.8 MILLION; SUBSECTIONS 94(2) TO 94(7)
OF THE ACT APPLY FOR THE INTERPRETATION OF THIS
RESOLUTION AND THIS POWER APPLIES IN RELATION
TO A SALE OF SHARES WHICH IS INCLUDED AS AN ALLOTMENT
OF EQUITY SECURITIES BY VIRTUE OF SECTION 94(3A)
OF THE ACT AS IF ALL REFERENCES IN THIS RESOLUTION
TO ANY SUCH ALLOTMENT INCLUDED ANY SUCH SALE
AND AS IF IN THE FIRST PARAGRAPH OF THE RESOLUTION
THE WORDS PURSUANT TO THE AUTHORITY CONFERRED
ON THE DIRECTORS FOR THE PURPOSES OF SECTION
80 OF THE ACT WERE OMITTED IN RELATION TO SUCH
SALE; AUTHORITY EXPIRES AT THE EARLIER OF THE
CONCLUSION OF THE COMPANY S NEXT AGM OR 15 MONTHS
FROM THE DATE OF THE PASSING OF THIS RESOLUTION;
AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES
AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE
OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH
EXPIRY
S.14 AUTHORIZE THE COMPANY, TO MAKE MARKET PURCHASES Management For *Management Position Unknown
SECTION 163(3) OF THE ACT OF MAXIMUM NUMBER OF
ORDINARY SHARES UP TO 793.4 MILLION SHARES OF
5P EACH IN THE CAPITAL OF THE COMPANY, AT A MINIMUM
PRICE OF 5P AND UP TO 105% OF THE AVERAGE MIDDLE
MARKET QUOTATIONS FOR SUCH SHARES DERIVED FROM
THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST,
OVER THE 5 BUSINESS DAYS IMMEDIATELY PRECEDING
THE PURCHASE DATE AND THE HIGHER OF THE LAST
INDEPENDENT TRADE AND THE HIGHEST CURRENT INDEPENDENT
BID ON THE LONDON STOCK EXCHANGE DAILY OFFICIAL
LIST; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION
OF THE AGM OF THE COMPANY OR 18 MONTHS; THE COMPANY,
BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE
ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED
WHOLLY OR PARTLY AFTER SUCH EXPIRY
15. AUTHORIZE THE COMPANY: A) TO MAKE DONATIONS TO Management For *Management Position Unknown
EUROPEAN UNION (EU) POLITICAL ORGANIZATIONS NOT
EXCEEDING A TOTAL OF GBP 100,000; AND B) TO INCUR
EU POLITICAL EXPENDITURE NOT EXCEEDING A TOTAL
OF GBP 100,000; AUTHORITY EXPIRES THE EARLIER
OF THE CONCLUSION OF THE COMPANY S NEXT AGM OR
15 MONTHS FROM THE DATE OF THE PASSING OF THIS
RESOLUTION PROVIDED THAT THE DONATIONS AND EXPENDITURE
TOGETHER DURING THE PERIOD DO NOT EXCEED GBP
100,000
16. AUTHORIZE TESCO STORES LIMITED: A) TO MAKE DONATIONS Management For *Management Position Unknown
TO EUROPEAN UNION (EU) POLITICAL ORGANIZATIONS
NOT EXCEEDING A TOTAL OF GBP 100,000; AND B)
TO INCUR EU POLITICAL EXPENDITURE NOT EXCEEDING
A TOTAL OF GBP 100,000; AUTHORITY EXPIRES THE
EARLIER OF THE CONCLUSION OF THE COMPANY S NEXT
AGM OR 15 MONTHS
S.17 APPROVE THE REGULATION PRODUCED TO THE MEETING Management For *Management Position Unknown
AND SIGNED, FOR THE PURPOSE OFIDENTIFICATION,
BY THE CHAIRMAN OF MEETING; ADOPT THE ARTICLES
OF ASSOCIATION OF THE COMPANY AS SPECIFIED
18. APPROVE AND ADOPT THE RULES OF THE TESCO PLC Management For *Management Position Unknown
GROUP NEW BUSINESS INCENTIVE PLAN 2007 AS SPECIFIED
AND AUTHORIZE THE DIRECTORS OF THE COMPANY TO
DO ALL THINGS NECESSARY OR EXPEDIENT TO CARRY
THE GROUP NEW BUSINESS INCENTIVE PLAN INTO EFFECT
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 141 of 141
19. APPROVE AND ADOPT THE RULES OF THE TESCO PLC Management For *Management Position Unknown
US LONG- TERM INCENTIVE PLAN 2007 AS SPECIFIED
AND AUTHORIZE THE DIRECTORS OF THE COMPANY TO
DO ALL THINGS NECESSARY OR EXPEDIENT TO CARRY
THE US LTIP INTO EFFECT
20. AMEND THE RULES OF THE TESCO PLC PERFORMANCE Management For *Management Position Unknown
SHARE PLAN 2004 IN ORDER TO REMOVE THE REQUIREMENT
FOR PARTICIPANTS TO RETAIN SHARES SUBJECT TO
AN AWARD WHICH HAVE VESTED FOR A FURTHER 12 MONTHS
AS SPECIFIED VESTING DATE
21. APPROVE AND ADOPT THE RULES OF THE EXECUTIVE Management For *Management Position Unknown
INCENTIVE PLAN FOR US PARTICIPANTS AS SPECIFIED
AND AUTHORIZES THE DIRECTORS OF THE COMPANY TO
DO ALL THINGS NECESSARY OR EXPEDIENT TO CARRY
THE EXECUTIVE INCENTIVE PLAN INTO EFFECT
22. APPROVE AND ADOPT THE RULES OF THE INTERNATIONAL Management For *Management Position Unknown
BONUS PLAN FOR US PARTICIPANTS AS SPECIFIED AND
AUTHORIZE THE DIRECTORS OF THE COMPANY TO DO
ALL THINGS NECESSARY OR EXPEDIENT TO CARRY THE
INTERNATIONAL BONUS PLAN INTO EFFECT
23. APPROVE THE CONSCIOUS THAT THE COMPANY S ANNUAL Management For *Management Position Unknown
REVIEW FOR 2005 STATES THAT THE COMPANY OFFERS
A MARKET-LEADING PACKAGE OF PAY AND BENEFITS
AND THAT ITS CORE VALUES INCLUDE TREATING OUR
PARTNERS AS WE LIKE TO BE TREATED AND SEEKING
TO UPHOLD LABOUR STANDARDS IN THE SUPPLY CHAIN
; ACKNOWLEDGING THE REPORT PUBLISHED IN DEC 2006
BY THE DEVELOPMENT CHARITY WAR ON WANT AND ENTITLED
FASHION VICTIMS: THE TRUE COST OF CHEAP CLOTHES
AT PRIMARK, ASDA AND TESCO THAT THE COMPANY,
AMOUNT OTHER UNITED KINGDOM CORPORATE RETAILER,
SELLS CLOTHING CHEAPLY BECAUSE ITS WORKERS IN
GARMENT FACTORIES IN THE DEVELOPING WORLD ARE
PAID SUBSTANTIALLY LESS THAN A LIVING WAGE AND
NEED TO WORK EXCEPTIONALLY LONG HOURS; AND REGRETTING
THAT THE COMPANY S THIRD PARTY AUDITS HAVE FAILED
TO REGISTER SUCH UNACCEPTABLE WORKING CONDITIONS
WHICH CONTRAVENE THE COMPANY S VALUES: RESOLVES
THAT THE COMPANY TAKES APPROPRIATE MEASURES,
TO BE INDEPENDENTLY AUDITED, TO ENSURE THAT WORKERS
UN THE SUPPLIER FACTORIES ARE GUARANTEED DECENT
WORKING CONDITIONS, A LIVING WAGE, JOB SECURITY,
FREEDOM OF ASSOCIATION AND OF COLLECTIVE BARGAINING
INCLUDING, WHERE AVAILABLE, THE RIGHT TO JOIN
A TRADE UNION OF THEIR CHOICE
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 1 of 73
- ------------------------------------------------------------------------------------------------------------------------------------
BANK OF IRELAND (THE GOVERNOR AND COMPANY OF THE BANK OF IRELAND) AGM MEETING DATE: 07/21/2006
ISSUER: G49374146 ISIN: IE0030606259
SEDOL: B18VMN8, 3070732, B01ZKW5, 3060625
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
S.6 APPROVE, FOR THE PURPOSES OF SECTION 209 OF THE Management For *Management Position Unknown
COMPANIES ACT, 1990 THE 1990 ACT, THE RE-ISSUE
PRICE RANGE AT WHICH ANY UNITS OF TREASURY STOCK
FOR THE TIME BEING HELD BY THE BANK IN ACCORDANCE
WITH SECTION 209 OF THE 1990 ACT MAY BE RE-ISSUED
OFF-MARKET SHALL BE DETERMINED IN ACCORDANCE
WITH BYE-LAW 41 OF THE BYE-LAWS OF THE BANK;
AUTHORITY EXPIRES AT THE EARLIER OF CONCLUSION
OF THE ANNUAL GENERAL COURT OF THE BANK OR 20
JAN 2008
S.7 AUTHORIZE THE DIRECTORS TO ISSUE, ALLOT GRANT Management For *Management Position Unknown
OPTIONS OVER OR OTHERWISE DISPOSE OF ORDINARY
STOCK OF THE BANK FOR CASH ON A NON-PRE-EMPTIVE
BASIS INCLUDING THE ISSUE OF SECURITIES CONVERTIBLE
INTO ORDINARY STOCK OR TO AGREE TO DO ANY OF
THE FOREGOING ACT; PROVIDED THAT THE POWER CONFERRED
BY THIS RESOLUTION SHALL; I) BE LIMITED TO THE
ISSUE, ALLOTMENT, GRANT OF OPTIONS OVER OR OTHER
DISPOSAL OF ORDINARY STOCK OF A NOMINAL AMOUNT
OF EUR 31.1 MILLION, AND EXPIRES AT THE EARLIER
OF 20 OCT 2007 AND THE DATE OF THE ANNUAL GENERAL
COURT OF THE BANK IN 2007
S.8 AUTHORIZE THE DIRECTORS GENERALLY EMPOWERED TO Management For *Management Position Unknown
ISSUE, ALLOT, GRANT OPTIONS OVER OR OTHERWISE
DISPOSE OF ORDINARY STOCK OF THE BANK OTHERWISE
THAN FOR CASH ON A NON-PREEMPTIVE BASIS INCLUDING
THE ISSUE OF SECURITIES CONVERTIBLE INTO ORDINARY
STOCK OR TO AGREE TO DO ANY OF THE FOREGOING
ACT; PROVIDED THAT THE POWER CONFERRED BY THIS
RESOLUTION SHALL BE LIMITED TO THE ISSUE, ALLOTMENT,
GRANT OF OPTIONS OVER OR OTHER DISPOSAL OF ORDINARY
STOCK OF A NOMINAL AMOUNT, AT THE DATE OF PASSING
OF THE RESOLUTION, OF THE LESSER OF 15% OF THE
ISSUED ORDINARY STOCK OR THE AUTHORIZED BUT UNISSUED
ORDINARY STOCK IN THE CAPITAL OF THE BANK AND
EXPIRES AT THE EARLIER OF 20 OCT 2007 OR ON THE
DATE OF THE ANNUAL GENERAL COURT OF THE BANK
IN 2007; PROVIDED FURTHER THAT ANY ORDINARY STOCK
WHICH MAY BE ISSUED PURSUANT TO ANY EMPLOYEE
STOCK ISSUE OR STOCK OPTION SCHEME APPROVED BY
A GENERAL COURT SHALL BE DISREGARDED FOR THE
PURPOSE OF BOTH THE MAXIMUM LIMIT AND THE EXPIRY
DATE SET OUT ABOVE
S.9 AUTHORIZE THE DIRECTORS, PURSUANT TO BYE-LAW Management For *Management Position Unknown
119 OF THE BYE-LAWS OF THE BANK, TO EXERCISE
THE POWERS CONTAINED IN THE SAID BYE-LAW SO THAT
THE DIRECTORS MAY OFFER TO THE HOLDERS OF ORDINARY
STOCK IN THE CAPITAL OF THE BANK THE RIGHT TO
ELECT TO RECEIVE AN ALLOTMENT OF ADDITIONAL ORDINARY
STOCK, CREDITED AS FULLY PAID INSTEAD OF CASH
IN RESPECT OF ALL OR PART OF ANY DIVIDEND OR
DIVIDENDS FALLING TO BE DECLARED OR PAID DURING
THE PERIOD COMMENCING AT THE CONCLUSION OF THE
ANNUAL GENERAL COURT ON 21 JUL 2006 AND EXPIRING
ON THE COMMENCEMENT OF THE ANNUAL GENERAL COURT
TO BE HELD IN 2011, OR SUCH PART OF SUCH DIVIDEND
OR DIVIDENDS AS THE DIRECTORS MAY DETERMINE
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 2 of 73
S.10 APPROVE THE REMUNERATION OF THE NON-EXECUTIVE Management For *Management Position Unknown
DIRECTORS FOR THE PURPOSES OF BYE-LAW 73 IS EUR
1,000,000 AND THAT THE DIRECTORS SHALL DETERMINE
HOW SUCH REMUNERATION SHALL BE DIVIDED AMONG
THEM
S.11 APPROVE THAT THE BANK OF IRELAND GROUP STAFF Management For *Management Position Unknown
STOCK ISSUE - 2006 SCHEME THE SCHEME SUBSTANTIALLY
IN THE FORM DESCRIBED IN APPENDIX 1 TO THE GOVERNOR
S LETTER TO STOCKHOLDERS DATED 22 JUN 2006, AND
PRODUCED TO THE ANNUAL GENERAL COURT AND SIGNED
BY THE CHAIRMAN OF THE COURT FOR IDENTIFICATION
PURPOSES AND AUTHORIZE THE DIRECTORS TO DO ALL
SUCH ACTS AND THINGS NECESSARY TO ESTABLISH AND
CARRY THE SAME INTO EFFECT INCLUDING THE MAKING
OF ANY AMENDMENTS THERETO NECESSARY TO OBTAIN
AND MAINTAIN APPROVAL OF THE REVENUE COMMISSIONERS
PURSUANT TO THE PROVISIONS OF THE TAXES CONSOLIDATION
ACT, 1997, AS AMENDED FROM TIME TO TIME
S.12 APPROVE THAT THE ESTABLISHMENT OF THE BANK OF Management For *Management Position Unknown
IRELAND GROUP RESTRICTED STOCK PLAN - 2006 THE
RSP, AND THE ESTABLISHMENT OF A NEW BANK OF
IRELAND US EMPLOYEE TRUST THE US EMPLOYEE TRUST
SUBSTANTIALLY IN THE FORM DESCRIBED IN APPENDIX
2 TO THE GOVERNOR S LETTER TO STOCKHOLDERS DATED
22 JUN 2006 AND PRODUCED AT THE ANNUAL GENERAL
COURT AND SIGNED BY THE CHAIRMAN OF THE COURT
FOR IDENTIFICATION PURPOSES; AND AUTHORIZE THE
DIRECTORS TO DO ALL SUCH ACTS AND THINGS NECESSARY
TO ESTABLISH AND CARRY THE SAME INTO EFFECT
1. APPROVE THE REPORT OF THE DIRECTORS AND THE ACCOUNTS Management For *Management Position Unknown
FOR THE YEAR ENDED 31 MAR 2006
2. DECLARE A DIVIDEND Management For *Management Position Unknown
3.a RE-ELECT MR. DAVID DILGER AS A DIRECTOR Management For *Management Position Unknown
3.b RE-ELECT MR. GEORGE MAGAN AS A DIRECTOR MEMBER Management For *Management Position Unknown
OF GROUP REMUNERATION COMMITTEE
3.c RE-ELECT MRS. CAROLINE MARLAND AS A DIRECTOR Management For *Management Position Unknown
3.d RE-ELECT MR. THOMAS MORAN AS A DIRECTOR Management For *Management Position Unknown
3.e RE-ELECT MR. DECLAN MCCOUNT AS A DIRECTOR MEMBER Management For *Management Position Unknown
OF GROUP REMUNERATION COMMITTEE
4. AUTHORIZE THE DIRECTORS TO DETERMINE THE REMUNERATION Management For *Management Position Unknown
OF THE AUDITORS
S.5 AUTHORIZE THE BANK AND/OR ANY SUBSIDIARY AS Management For *Management Position Unknown
SUCH EXPRESSION DEFINED BY SECTION 155 OF THE
COMPANIES ACT, 1963 OF THE BANK GENERALLY TO
MAKE MARKET PURCHASES AS DEFINED IN SECTION
212 OF THE COMPANIES ACT, 1990 THE ACT OF
UNITS OF ORDINARY STOCK OF THE BANK HAVING A
NOMINAL VALUE OF EUR 0.64 EACH ON SUCH TERMS
AND CONDITIONS AND IN SUCH MANNER AS THE DIRECTORS
OR, AS THE DIRECTORS OF SUCH SUBSIDIARY, MAY
FROM TIME TO TIME DETERMINE BUT SUBJECT, HOWEVER,
TO THE PROVISIONS OF THE 1990 ACT AND TO THE
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 3 of 73
FOLLOWING RESTRICTIONS AND PROVISIONS:; THE MAXIMUM
NUMBER OF UNITS OF ORDINARY STOCK AUTHORIZED
TO BE ACQUIRED PURSUANT TO THE TERMS OF THIS
RESOLUTION SHALL, SUBJECT TO THE PROVISIONS HEREINAFTER
SET OUT, NOT EXCEED 96,328,779 UNITS; THE MINIMUM
AND MAXIMUM PRICE WHICH MAY BE PAID FOR ANY SUCH
UNITS OF ORDINARY STOCK SHALL BE DETERMINED IN
ACCORDANCE WITH BYE-LAW 40 OF THE BYE-LAWS OF
THE BANK; AND UNITS OF NON-CUMULATIVE PREFERENCE
STOCK OF THE EUR 1 EACH OF THE BANK THE STERLING
PREFERENCE STOCK AND UNITS OF UNITS OF NON-CUMULATIVE
CONDITIONS AND IN SUCH MANNER AS THE DIRECTORS
OR, AS THE CASE MAY BE, THE DIRECTORS OR, AS
THE CASE MAY BE, THE DIRECTORS OF SUCH SUBSIDIARY,
MAY FROM TIME TO TIME DETERMINE BUT SUBJECT,
HOWEVER, TO THE PROVISIONS OF THE 1990 ACT AND
TO THE FOLLOWING RESTRICTIONS AND PROVISIONS:
THE MAXIMUM NUMBER OF UNITS OF STERLING PREFERENCE
STOCK AUTHORIZED TO BE ACQUIRED PURSUANT TO THE
TERMS OF THIS RESOLUTION SHALL, SUBJECT TO THE
PROVISIONS HEREINAFTER SET OUT NOT EXCEED 1,876,090
UNITS; THE MINIMUM AND MAXIMUM PRICES WHICH MAY
BE PAID FOR ANY SUCH UNITS OF STERLING PREFERENCE
STOCK SHALL BE DETERMINED IN ACCORDANCE WITH
BYE-LAW 40 OF THE BYE-LAWS OF THE BANK; THE MAXIMUM
NUMBER OF UNITS EURO PREFERENCE STOCK AUTHORIZED
TO BE ACQUIRED PURSUANT TO THE TERMS OF THIS
RESOLUTION SHALL, SUBJECT TO THE PROVISIONS HEREINAFTER
SET OUT, NOT EXCEED 3,026,598 UNITS; THE MINIMUM
AND MAXIMUM PRICES WHICH MAY BE PAID FOR ANY
SUCH UNITS OR EURO PREFERENCE STOCK SHALL BE
DETERMINED IN ACCORDANCE WITH BYE-LAW 40 OF THE
BYE-LAWS OF THE BANK; PROVIDED THAT THE NOMINAL
VALUE OF THE UNITS OF ORDINARY STOCK, STERLING
PREFERENCE STOCK AND EURO PREFERENCE STOCK ACQUIRED
PURSUANT TO THE TERMS OF THIS RESOLUTION SHALL
NOT EXCEED 10% OF THE NOMINAL VALUE OF THE ISSUED
CAPITAL STOCK OF THE BANK AT ANY TIME; AUTHORITY
EXPIRES AT THE EARLIER OF CONCLUSION OF THE ANNUAL
GENERAL COURT OF THE BANK OR 20 JAN 2008
- ------------------------------------------------------------------------------------------------------------------------------------
PRECISION CASTPARTS CORP. PCP ANNUAL MEETING DATE: 08/16/2006
ISSUER: 740189105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MARK DONEGAN Management For For
VERNON E. OECHSLE Management For For
03 REAPPROVING THE 2001 STOCK INCENTIVE PLAN Management For For
02 AMENDING THE RESTATED ARTICLES OF INCORPORATION Management For For
TO INCREASE AUTHORIZED COMMON STOCK TO 450,000,000
SHARES
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 4 of 73
- ------------------------------------------------------------------------------------------------------------------------------------
TELEPHONE AND DATA SYSTEMS, INC. TDS ANNUAL MEETING DATE: 09/12/2006
ISSUER: 879433100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
C.D. O'LEARY Management For For
M.H. SARANOW Management For For
M.L. SOLOMON Management For For
H.S. WANDER Management For For
02 RATIFY ACCOUNTANTS FOR 2006 Management For For
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
C.D. O'LEARY Management For For
M.H. SARANOW Management For For
M.L. SOLOMON Management For For
H.S. WANDER Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
CIE FINANCIERE RICHEMONT SA, GENEVE AGM MEETING DATE: 09/14/2006
ISSUER: H25662141 ISIN: CH0012731458 BLOCKING
SEDOL: B0LBVC0, B02V8V7, B0ZC1S5, 7151116
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
Take No
1. RECEIVE THE FINANCIAL STATEMENTS AND STATUTORY Management Action *Management Position Unknown
REPORTS
Take No
2. APPROVE THE ALLOCATION OF INCOME AND DIVIDENDS Management Action *Management Position Unknown
OF EUR 0.05 PER A BEARER SHARE AND EUR 0.005
PER B REGISTERED SHARE
Take No
3. GRANT DISCHARGE TO THE BOARD AND SENIOR MANAGEMENT Management Action *Management Position Unknown
Take No
4. APPROVE TO CHANGE THE LOCATION OF REGISTERED Management Action *Management Position Unknown
OFFICE/HEADQUARTERS TO GENEVA
Take No
5.1 RE-ELECT MR. JOHANN RUPERT AS A DIRECTOR Management Action *Management Position Unknown
Take No
5.2 RE-ELECT MR. JEAN AESCHIMANN AS A DIRECTOR Management Action *Management Position Unknown
Take No
5.3 RE-ELECT DR. FRANCO COLOGNI AS A DIRECTOR Management Action *Management Position Unknown
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 5 of 73
Take No
5.4 RE-ELECT MR. LORD DOURO AS A DIRECTOR Management Action *Management Position Unknown
Take No
5.5 RE-ELECT MR. YVES ISTEL AS A DIRECTOR Management Action *Management Position Unknown
Take No
5.6 RE-ELECT MR. RICHARD LEPEU AS A DIRECTOR Management Action *Management Position Unknown
Take No
5.7 RE-ELECT MR. SIMON MURRAY AS A DIRECTOR Management Action *Management Position Unknown
Take No
5.8 RE-ELECT MR. ALAIN DOMINIQUE PERRIN AS A DIRECTOR Management Action *Management Position Unknown
Take No
5.9 RE-ELECT MR. NORBERT PLATT AS A DIRECTOR Management Action *Management Position Unknown
Take No
5.10 RE-ELECT MR. ALAN QUASHA AS A DIRECTOR Management Action *Management Position Unknown
Take No
5.11 RE-ELECT MR. LORD RENWICK OF CLIFTON AS A DIRECTOR Management Action *Management Position Unknown
Take No
5.12 RE-ELECT PROF. JUERGEN SCHREMPP AS A DIRECTOR Management Action *Management Position Unknown
Take No
5.13 RE-ELECT MS. MARTHA WIKSTROM AS A DIRECTOR Management Action *Management Position Unknown
Take No
5.14 ELECT MR. RUGGERO MAGNONI AS A DIRECTOR Management Action *Management Position Unknown
Take No
5.15 ELECT MR. JAN RUPERT AS A DIRECTOR Management Action *Management Position Unknown
Take No
6. APPOINT PRICEWATERHOUSECOOPERS AS THE AUDITORS Management Action *Management Position Unknown
* PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting *Management Position Unknown
IN MEETING TIME. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
- ------------------------------------------------------------------------------------------------------------------------------------
UNITED STATES CELLULAR CORPORATION USM ANNUAL MEETING DATE: 09/14/2006
ISSUER: 911684108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
H.J. HARCZAK, JR. Management For For
02 RATIFY ACCOUNTANTS FOR 2006. Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 6 of 73
- ------------------------------------------------------------------------------------------------------------------------------------
NIWS CO HQ LTD, TOKYO AGM MEETING DATE: 09/21/2006
ISSUER: J58784109 ISIN: JP3654200009
SEDOL: 6513784
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE APPROPRIATION OF PROFITS Management For *Management Position Unknown
2 AMEND ARTICLES TO: ADOPT REDUCTION OF LIABILITY Management For *Management Position Unknown
SYSTEM FOR OUTSIDE AUDITORS,ALLOW USE OF ELECTRONIC
SYSTEMS FOR PUBLIC NOTIFICATIONS, APPROVE MINOR
REVISIONS RELATED TO THE NEW COMMERCIAL
CODE, EXPAND BUSINESS LINES, APPOINT AN INDEPENDENT
AUDITOR
3.1 APPOINT A DIRECTOR Management For *Management Position Unknown
3.2 APPOINT A DIRECTOR Management For *Management Position Unknown
3.3 APPOINT A DIRECTOR Management For *Management Position Unknown
3.4 APPOINT A DIRECTOR Management For *Management Position Unknown
3.5 APPOINT A DIRECTOR Management For *Management Position Unknown
4.1 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown
5 AMEND THE COMPENSATION TO BE RECEIVED BY CORPORATE Management For *Management Position Unknown
OFFICERS
- ------------------------------------------------------------------------------------------------------------------------------------
GENERAL MILLS, INC. GIS ANNUAL MEETING DATE: 09/25/2006
ISSUER: 370334104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PAUL DANOS Management For For
WILLIAM T. ESREY Management For For
RAYMOND V. GILMARTIN Management For For
JUDITH RICHARDS HOPE Management For For
HEIDI G. MILLER Management For For
H. OCHOA-BRILLEMBOURG Management For For
STEVE ODLAND Management For For
KENDALL J. POWELL Management For For
MICHAEL D. ROSE Management For For
ROBERT L. RYAN Management For For
STEPHEN W. SANGER Management For For
A. MICHAEL SPENCE Management For For
DOROTHY A. TERRELL Management For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS GENERAL Management For For
MILLS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 ADOPT THE 2006 COMPENSATION PLAN FOR NON-EMPLOYEE Management Against Against
DIRECTORS.
04 STOCKHOLDER PROPOSAL ON LABELING OF GENETICALLY Shareholder Against For
ENGINEERED FOOD PRODUCTS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 7 of 73
- ------------------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY PG ANNUAL MEETING DATE: 10/10/2006
ISSUER: 742718109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVE AMENDMENT TO THE CODE OF REGULATIONS Management For For
TO DECREASE THE AUTHORIZED NUMBER OF DIRECTORS
ON THE BOARD
04 REAPPROVE AND AMEND THE MATERIAL TERMS OF THE Management For For
PERFORMANCE CRITERIA UNDER THE PROCTER & GAMBLE
2001 STOCK AND INCENTIVE COMPENSATION PLAN
05 SHAREHOLDER PROPOSAL - AWARD NO FUTURE STOCK Shareholder Against For
OPTIONS
01 DIRECTOR Management For
NORMAN R. AUGUSTINE Management For For
A.G. LAFLEY Management For For
JOHNATHAN A. RODGERS Management For For
JOHN F. SMITH, JR. Management For For
MARGARET C. WHITMAN Management For For
03 RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
- ------------------------------------------------------------------------------------------------------------------------------------
COCHLEAR LIMITED AGM MEETING DATE: 10/24/2006
ISSUER: Q25953102 ISIN: AU000000COH5
SEDOL: B02NSS0, 6211798, 4020554
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND APPROVE THE COMPANY S FINANCIAL REPORT, Management For *Management Position Unknown
DIRECTORS REPORT AND THE AUDITOR S REPORT IN
RESPECT OF THE YE 30 JUN 2006
3.1 RE-ELECT MR. RICK HOLLIDAY-SMITH AS A DIRECTOR Management For *Management Position Unknown
OF THE COMPANY, WHO RETIRES BY ROTATION IN ACCORDANCE
WITH THE COMPANY S CONSTITUTION
3.2 RE-ELECT MR. PAUL RONALD BELL AS A DIRECTOR OF Management For *Management Position Unknown
THE COMPANY, WHO RETIRES BY ROTATION IN ACCORDANCE
WITH THE COMPANY S CONSTITUTION
4. APPROVE THE GRANT TO DR. CHRISTOPHER GRAHAM ROBERTS, Management For *Management Position Unknown
THE CHIEF EXECUTIVE OFFICER/PRESIDENT OF THE
COMPANY OF OPTIONS CALCULATED IN ACCORDANCE WITH
THE FORMULA AND ON THE TERMS AS SPECIFIED; AND
THE ISSUE TO DR. ROBERTS OF ANY SHARES UPON THE
EXERCISE OF ANY OPTIONS
5. APPROVE THE GRANT TO DR. JOHN LOUIS PARKER, AN Management For *Management Position Unknown
EXECUTIVE DIRECTOR OF THE COMPANY OF OPTIONS
CALCULATED IN ACCORDANCE WITH THE FORMULA AND
ON THE TERMS AS SPECIFIED; AND THE ISSUE TO DR.
PARKER OF ANY SHARES UPON THE EXERCISE OF ANY
OPTIONS
S.6 ADOPT THE PROPOSED VERSION OF ARTICLE 7.7 AND Management For *Management Position Unknown
SCHEDULE 1 OF THE COMPANY S CONSTITUTION TABLED
AT THE MEETING REGARDING PROPORTIONAL TAKEOVERS
FOR A PERIOD OF 3 YEARS
2. ADOPT THE REMUNERATION REPORT Management For *Management Position Unknown
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 8 of 73
- ------------------------------------------------------------------------------------------------------------------------------------
PUBLISHING AND BROADCASTING LIMITED PBL AGM MEETING DATE: 10/26/2006
ISSUER: Q7788C108 ISIN: AU000000PBL6
SEDOL: B02PBH6, 6637082, 5636820
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND APPROVE THE CONSOLIDATED FINANCIAL Non-Voting *Management Position Unknown
STATEMENTS OF THE COMPANY AND ITS CONTROLLED
ENTITIES, AND THE REPORTS OF THE DIRECTORS AND
THE AUDITORS FOR THE FYE 30 JUN 2006
2.A ELECT MR. CHRISTOPHER CORRIGAN AS A DIRECTOR, Management For *Management Position Unknown
WHO RETIRES IN ACCORDANCE WITH THE CLAUSE 6.1(E)
OF THE COMPANY S CONSTITUTION
4. ADOPT THE REMUNERATION REPORT FOR THE YE 30 JUN Management For *Management Position Unknown
2006
5. APPROVE, FOR THE PURPOSE OF ASX LISTING RULE Management For *Management Position Unknown
10.11, THE ISSUE OF 5,400,000 FULLY PAID ORDINARY
SHARES IN THE CAPITAL OF PBL TO ANCARAC PTY LIMITED
ABN 80 055 253 891, A COMPANY CONTROLLED BY MR.
JAMES PACKER, A DIRECTOR OF PBL, ON THE TERMS
SET OUT AS SPECIFIED
2.B ELECT MR. GEOFFREY DIXON AS A DIRECTOR, WHO RETIRES Management For *Management Position Unknown
IN ACCORDANCE WITH THE CLAUSE 6.1(E) OF THE COMPANY
S CONSTITUTION
2.C ELECT MR. MICHAEL JOHNSTON AS A DIRECTOR, WHO Management For *Management Position Unknown
RETIRES IN ACCORDANCE WITH THE CLAUSE 6.1(E)
OF THE COMPANY S CONSTITUTION
2.D ELECT MR. DAVID LOWY AS A DIRECTOR, WHO RETIRES Management For *Management Position Unknown
IN ACCORDANCE WITH THE CLAUSE 6.1(E) OF THE COMPANY
S CONSTITUTION
2.E ELECT MR. CHRISTOPHER MACKAY AS A DIRECTOR, WHO Management For *Management Position Unknown
RETIRES IN ACCORDANCE WITH THE CLAUSE 6.1(E)
OF THE COMPANY S CONSTITUTION
2.F RE-ELECT MR. ROWEN CRAIGIE AS A DIRECTOR, WHO Management For *Management Position Unknown
RETIRES BY ROTATION IN ACCORDANCE WITH THE CLAUSE
6.1(F) OF THE COMPANY S CONSTITUTION
2.G RE=ELECT MR. RICHARD TURNER AS A DIRECTOR, WHO Management For *Management Position Unknown
RETIRES BY ROTATION IN ACCORDANCE WITH THE CLAUSE
6.1(F) OF THE COMPANY S CONSTITUTION
3.A APPROVE, FOR THE PURPOSE OF ASX LISTING RULE Management For *Management Position Unknown
10.14, TO THE ACQUISITION OF 300,000 ORDINARY
SHARES IN THE COMPANY BY MR. CHRISTOPHER ANDERSON
UNDER AND IN ACCORDANCE WITH THE PBL EXECUTIVE
SHARE PLAN
3.B APPROVE, FOR THE PURPOSE OF ASX LISTING RULE Management For *Management Position Unknown
10.14, TO THE ACQUISITION OF 1,300,000 ORDINARY
SHARES IN THE COMPANY BY MR. JOHN ALEXANDER UNDER
AND IN ACCORDANCE WITH THE PBL EXECUTIVE SHARE
PLAN
3.C APPROVE, FOR THE PURPOSE OF ASX LISTING RULE Management For *Management Position Unknown
10.14, TO THE ACQUISITION OF 850,000 ORDINARY
SHARES IN THE COMPANY BY MR. ROWEN CRAIGIE UNDER
AND IN ACCORDANCE WITH THE PBL EXECUTIVE SHARE
PLAN
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 9 of 73
- ------------------------------------------------------------------------------------------------------------------------------------
MEDIOBANCA - BANCA DI CREDITO FINANZIARIO SPA, MILANO OGM MEETING DATE: 10/28/2006
ISSUER: T10584117 ISIN: IT0000062957 BLOCKING
SEDOL: B10QPY3, 4578268, 4574813
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management Position Unknown
OF RECORD DATE AND DETAILED AGENDA. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
30 OCT 2006 AT 11:00 A.M. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL
CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE
ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED
UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED.
THANK YOU
Take No
1. APPROVE THE FINANCIAL STATEMENT AT 30 JUN 2006, Management Action *Management Position Unknown
THE BOARD OF DIRECTORS AND THE AUDITORS REPORT;
ANY ADJOURNMENT THEREOF
Take No
2. APPOINT THE DIRECTORS Management Action *Management Position Unknown
Take No
3. APPOINT INTERNAL STATUTORY AUDITORS AND THEIR Management Action *Management Position Unknown
CHAIRMAN AND THE REMUNERATION OF AUDITORS
Take No
4. APPOINT THE INDEPENDENT AUDITORS AND EXTEND THE Management Action *Management Position Unknown
MANDATE OF THE EXTERNAL AUDITORS RECONTA ERNST
YOUNG SPA FOR THE THREE-YEAR TERM JUN 2007 TO
JUN 2009
- ------------------------------------------------------------------------------------------------------------------------------------
LINEAR TECHNOLOGY CORPORATION LLTC ANNUAL MEETING DATE: 11/01/2006
ISSUER: 535678106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY
1, 2007.
01 DIRECTOR Management For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 10 of 73
ROBERT H. SWANSON, JR. Management For For
DAVID S. LEE Management For For
LOTHAR MAIER Management For For
RICHARD M. MOLEY Management For For
THOMAS S. VOLPE Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
GOLD FIELDS LIMITED GFI ANNUAL MEETING DATE: 11/10/2006
ISSUER: 38059T106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
S01 ACQUISITION OF COMPANY S OWN SHARES Management For For
O13 INCREASE OF DIRECTORS FEES Management For For
O12 AWARD OF RIGHTS TO NON-EXECUTIVE DIRECTORS UNDER Management For For
THE GOLD FIELDS LIMITED 2005 NON-EXECUTIVE SHARE
PLAN
O11 REVOCATION OF ERRONEOUS AND PLACEMENT OF UNISSUED Management For For
SHARES FOR THE PURPOSE OF THE GF MANAGEMENT INCENTIVE
SCHEME.
O10 REVOCATION OF ERRONEOUS AND PLACEMENT OF UNISSUED Management For For
SHARES FOR THE PURPOSE OF THE GOLD FIELDS LIMITED
2005 SHARE PLAN.
O9 ISSUING EQUITY SECURITIES FOR CASH Management For For
O8 PLACEMENT OF SHARES UNDER THE CONTROL OF THE DIRECTORS Management For For
O7 RE-ELECTION OF MR R L PENNANT-REA AS A DIRECTOR Management For For
O6 RE-ELECTION OF MR N J HOLLAND AS A DIRECTOR Management For For
O5 RE-ELECTION OF PROFESSOR G J GERWEL AS A DIRECTOR Management For For
O4 RE-ELECTION OF MR I D COCKERILL AS A DIRECTOR Management For For
O3 RE-ELECTION OF MR D M J NCUBE AS A DIRECTOR Management For For
O2 RE-ELECTION OF MR J G HOPWOOD AS A DIRECTOR Management For For
O1 ADOPTION OF FINANCIAL STATEMENTS Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
HARMONY GOLD MINING CO LTD AGM MEETING DATE: 11/10/2006
ISSUER: S34320101 ISIN: ZAE000015228
SEDOL: B01DJL1, 6410562, B0CRH18, 0410568, 7413021, 4410564
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AGM. THANK YOU. Non-Voting *Management Position Unknown
1. RECEIVE AND ADOPT THE AUDITED FINANCIAL STATEMENTS Management For *Management Position Unknown
OF THE COMPANY FOR THE YE 30 JUN 2006, INCLUDING
THE REPORTS OF THE DIRECTORS AND THE AUDITORS
2. RE-ELECT MS. F.T. DE BUCK AS A DIRECTOR, IN TERMS Management For *Management Position Unknown
OF THE COMPANY S ARTICLES OF ASSOCIATION
3. RE-ELECT DR. D.S. LUSHABA AS A DIRECTOR, IN TERMS Management For *Management Position Unknown
OF THE ARTICLES OF ASSOCIATION OF THE COMPANY,
WHO RETIRES BY ROTATION
4. RE-ELECT MR. M. MOTLOBA AS A DIRECTOR, IN TERMS Management For *Management Position Unknown
OF THE ARTICLES OF ASSOCIATION OF THE COMPANY,
WHO RETIRES BY ROTATION
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 11 of 73
5. APPROVE TO INCREASES AND FIX THE REMUNERATION Management For *Management Position Unknown
OF THE NON-EXECUTIVE DIRECTORS AS SPECIFIED
6.S.1 APPROVE, IN TERMS OF SECTION 85(2) OF THE COMPANIES Management For *Management Position Unknown
ACT 1973 ACT 61 IF 1973, AS AMENDED COMPANIES
ACT, ACQUIRE, FROM TIME TO TIME, SUCH NUMBER
OF ITS SECURITIES AT SUCH PRICE OR PRICES AND
ON SUCH OTHER TERMS AND CONDITIONS AS THE DIRECTORS
MAY FROM TIME TO TIME DETERMINE, BUT SUBJECT
TO THE REQUIREMENTS FROM TIME TO TIME OF ANY
STOCK EXCHANGE UPON WHICH THE COMPANY S SECURITIES
MAY BE QUOTED OR LISTED AND TO THE FOLLOWING
REQUIREMENTS OF THE JSE LIMITED JSE : THE REPURCHASE
OF SECURITIES SHALL BE EFFECTED THROUGH THE ORDER
BOOK OPERATED BY THE JSE TRADING SYSTEM AND DONE
WITHOUT ANY PRIOR UNDERSTANDING OR ARRANGEMENT
BETWEEN THE COMPANY AND THE COUNTER PARTY; THE
REPURCHASE OF SECURITIES MUST BE AUTHORIZED BY
THE COMPANY S ARTICLES OF ASSOCIATION; AUTHORITY
EXPIRES AT THE EARLIER OF THE NEXT AGM OF THE
COMPANY OR 15 MONTHS ; REPURCHASES MAY NOT BE
MADE AT A PRICE MORE THAN 10% ABOVE THE WEIGHTED
AVERAGE OF THE MARKET VALUE FOR THE SECURITIES
FOR THE 5 BUSINESS DAYS IMMEDIATELY PRECEDING
THE DATE ON WHICH THE TRANSACTION IS EFFECTED;
AT ANY POINT IN TIME, THE COMPANY MAY ONLY APPOINT
ONE AGENT TO EFFECT ANY REPURCHASE(S) ON THE
COMPANY S BEHALF; THE COMPANY MAY ONLY UNDERTAKE
A REPURCHASE OF THE SECURITIES IF, AFTER SUCH
REPURCHASE, IT STILL COMPLIES WITH THE LISTINGS
REQUIREMENTS OF THE JSE CONCERNING SHAREHOLDER
SPREAD REQUIREMENTS; AND THE COMPANY OR ITS SUBSIDIARIES
MAY NOT REPURCHASE THE COMPANY S SHARES DURING
A PROHIBITED PERIOD, AS DEFINED IN THE LISTINGS
REQUIREMENTS OF THE JSE; THE COMPANY WILL ONLY
TRANSACT IN DERIVATIVE TRANSACTIONS RELATING
TO THE REPURCHASE OF SECURITIES IF, WITH REGARD
TO THE PRICE OF THE DERIVATIVE: I) THE STRIKE
PRICE OF ANY PUT OPTION WRITTEN BY THE COMPANY
LESS THE VALUE OF THE PREMIUM RECEIVED BY THE
COMPANY FOR THAT PUT OPTION MAY NOT BE GREATER
THAN THE FAIR VALUE OF A FORWARD AGREEMENT BASED
ON A SPOT PRICE NOT GREATER THAN 10% ABOVE THE
WEIGHTED AVERAGE OF THE MARKET VALUE FOR THE
SECURITIES FOR THE 5 BUSINESS DAYS IMMEDIATELY
PRECEDING THE DATE ON WHICH THE TRANSACTION IS
EFFECTED; II) THE STRIKE PRICE OF ANY CALL OPTION
MAY BE GREATER THAN 10% ABOVE THE WEIGHTED AVERAGE
OF THE MARKET VALUE FOR THE SECURITIES FOR THE
5 BUSINESS DAYS IMMEDIATELY PRECEDING THE DATE
ON WHICH THE TRANSACTION IS EFFECTED AT THE TIME
OF ENTERING INTO THE DERIVATIVE AGREEMENT, BUT
THE COMPANY MAY NOT EXERCISE THE CALL OPTION
IF IT IS MORE THAN 10% OUT THE MONEY ; AND III)
THE STRIKE PRICE OF THE FORWARD AGREEMENT MAY
BE GREATER THAN 10% ABOVE THE WEIGHTED AVERAGE
OF THE MARKET VALUE FOR THE SECURITIES FOR THE
5 BUSINESS DAYS IMMEDIATELY PRECEDING THE DATE
ON WHICH THE TRANSACTION IS EFFECTED BUT LIMITED
TO THE FAIR VALUE OF A FORWARD AGREEMENT CALCULATED
FROM A SPOT PRICE NOT GREATER THAN 10% ABOVE
THE WEIGHTED AVERAGE OF THE MARKET VALUE FOR
THE SECURITIES FOR THE 5 BUSINESS DAYS IMMEDIATELY
PRECEDING THE DATE ON WHICH THE TRANSACTION IS
EFFECTED
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 12 of 73
7.O.1 APPROVE THE DEED EMBODYING THE HARMONY 2006 SHARE Management For *Management Position Unknown
PLAN AS SPECIFIED
8.O.2 AUTHORIZE THE DIRECTORS OF THE COMPANY, SUBJECT Management For *Management Position Unknown
TO THE PROVISIONS OF THE COMPANIES ACT AND THE
LISTINGS REQUIREMENTS OF THE JSE, TO ALLOT AND
ISSUE, AFTER PROVIDING FOR THE REQUIREMENTS OF
THE HARMONY 1994 SHARE OPTION SCHEME, THE HARMONY
2001 SHARE OPTION SCHEME, THE HARMONY 2003
SHARE OPTION SCHEME AND THE HARMONY 2006 SHARE
PLAN, 10% OF THE REMAINING UNISSUED SECURITIES
IN THE CAPITAL OF THE COMPANY, BEING 80,285,115
ORDINARY SHARES OF 50 CENTS EACH AS AT 13 SEP
2006, AT SUCH TIME OR TIMES TO SUCH PERSON OR
PERSONS; OR BODIES CORPORATE UPON SUCH TERMS
AND CONDITIONS AS THE DIRECTORS MAY FROM TIME
TO TIME AT THEIR SOLE DISCRETION DETERMINE
9.O.3 AUTHORIZE THE DIRECTORS OF THE COMPANY TO ALLOT Management For *Management Position Unknown
AND ISSUE EQUITY SECURITIES INCLUDING THE GRANT
OR ISSUE OF OPTIONS OR SECURITIES THAT ARE CONVERTIBLE
INTO AN EXISTING CLASS OF EQUITY SECURITIES
OF UP TO 5% FOR CASH ON SUCH TERMS AND CONDITIONS
AS THE DIRECTORS MAY FROM TIME TO TIME AT THEIR
SOLE DISCRETION, NOT EXCEEDING 5% OF THE RELEVANT
NUMBER OF EQUITY SECURITIES IN ISSUE OF THAT
CLASS IN ANY 1 FY
CLASS IN ANY
1 FY; AUTHORIZE THE DIRECTORS OF THE COMPANY
TO ALLOT AND ISSUE EQUITY SECURITIES INCLUDING
THE GRANT OR ISSUE OF OPTIONS OR SECURITIES THAT
ARE CONVERTIBLE INTO AN EXISTING CLASS OF EQUITY
SECURITIES OF UP TO 5% FOR CASH OR THE EXTINCTION
OF A LIABILITY, OBLIGATION OR COMMITMENT, RESTRAINT
S, OR SETTLEMENT OF EXPENSES ON SUCH TERMS
AND CONDITIONS AS THE DIRECTORS MAY FROM TIME
TO TIME AT THEIR SOLE DISCRETION DEEM FIT, AS
AND WHEN SUITABLE OPPORTUNITIES ARISE THEREFORE,
BUT SUBJECT TO THE FOLLOWING REQUIREMENTS: A)
THE EQUITY SECURITIES WHICH ARE THE SUBJECT OF
THE ISSUE FOR CASH MUST BE OF A CLASS ALREADY
IN ISSUE, OR WHERE THIS IS NOT THE CASE, MUST
BE LIMITED TO SUCH SECURITIES OR RIGHTS THAT
ARE CONVERTIBLE INTO A CLASS ALREADY IN ISSUE;
B) THE EQUITY SECURITIES MUST BE ISSUED TO PUBLIC
SHAREHOLDERS, AS DEFINED IN THE LISTINGS REQUIREMENTS
OF THE JSE AND NOT TO RELATED PARTIES; C) EQUITY
SECURITIES WHICH ARE THE SUBJECT OF GENERAL ISSUES
FOR CASH IN THE AGGREGATE IN ANY 1 FY MAY NOT
EXCEED 5% OF THE RELEVANT NUMBER OF EQUITY SECURITIES
IN ISSUE OF THAT CLASS FOR PURPOSES OF DETERMINING
THE SECURITIES COMPRISING THE 5% IN ANY 1 YEAR,
ACCOUNT MUST BE TAKEN OF THE DILUTION EFFECT,
IN THE YEAR OF ISSUE OF OPTIONS/CONVERTIBLE SECURITIES,
BY INCLUDING THE NUMBER OF ANY EQUITY SECURITIES
WHICH MAY BE ISSUED IN FUTURE ARISING OUT OF
THE ISSUE OF SUCH OPTIONS/CONVERTIBLE SECURITIES
; OF A PARTICULAR CLASS, WILL BE AGGREGATED WITH
ANY SECURITIES THAT ARE COMPULSORY CONVERTIBLE
INTO SECURITIES OF THAT CLASS, AND, IN THE CASE
OF THE ISSUE OF COMPULSORY CONVERTIBLE SECURITIES,
AGGREGATED WITH THE SECURITIES OF THAT CLASS
INTO WHICH THEY ARE COMPULSORY CONVERTIBLE; AND
AS REGARDS THE NUMBER OF SECURITIES WHICH MAY
BE ISSUED 15%, SHALL BE BASED ON THE NUMBER
OF SECURITIES OF THAT CLASS IN ISSUE ADDED TO
THOSE THAT MAY BE ISSUED IN FUTURE ARISING FROM
THE CONVERSION OF OPTIONS/CONVERTIBLE SECURITIES,
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 13 of 73
AT THE DATE OF SUCH APPLICATION: 1) LESS ANY
SECURITIES OF THE CLASS ISSUED, OR TO BE ISSUED
IN FUTURE ARISING FROM OPTIONS/CONVERTIBLE SECURITIES
ISSUED, DURING THE CURRENT FY; 2) PLUS ANY SECURITIES
OF THAT CLASS TO BE ISSUED PURSUANT TO A RIGHTS
ISSUE WHICH HAS BEEN ANNOUNCED, IS IRREVOCABLE
AND IS FULLY UNDERWRITTEN; OR AN ACQUISITION
WHICH HAS HAD FINAL TERMS ANNOUNCED MAY BE INCLUDED,
AS THOUGH THEY WERE SECURITIES IN ISSUE AS AT
THE DATE OF APPLICATION; D) THE MAXIMUM DISCOUNT
AT WHICH EQUITY SECURITIES MAY BE ISSUED IS 10%
OF THE WEIGHTED AVERAGE TRADED PRICE OF SUCH
SECURITIES MEASURED OVER THE 30 BUSINESS DAYS
PRIOR TO THE DATE THAT THE PRICE OF THE ISSUE
IS DETERMINED OR AGREED BY THE DIRECTORS OF THE
COMPANY; THE JSE WILL BE CONSULTED FOR A RULING
IF THE COMPANY S SECURITIES HAVE NOT TRADED IN
SUCH 30-BUSINESS-DAY PERIOD; E) THE APPROVAL
OF A 75% MAJORITY OF THE VOTES CAST BY SHAREHOLDERS
PRESENT OR REPRESENTED BY PROXY AT THE AGM IS
REQUIRED FOR THIS RESOLUTION; AND AUTHORITY
EXPIRES AT THE EARLIER UNTIL THE COMPANY S NEXT
AGM OR FOR 15 MONTHS ; AND F) AFTER THE COMPANY
HAS ISSUED EQUITY SECURITIES IN TERMS OF THIS
GENERAL AUTHORITY REPRESENTING, ON A CUMULATIVE
BASIS WITHIN THE CURRENT FY, 5% OR MORE OF THE
NUMBER OF EQUITY SECURITIES IN ISSUE PRIOR TO
THAT ISSUE, THE COMPANY WILL PUBLISH AN ANNOUNCEMENT
CONTAINING FULL DETAILS OF THE ISSUE IN ACCORDANCE
WITH RULE 11.22 OF THE LISTINGS REQUIREMENTS
OF THE JSE
* PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management Position Unknown
OF THE RECORD DATE AND CHANGE IN MEETING TYPE.
IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
- ------------------------------------------------------------------------------------------------------------------------------------
HARMONY GOLD MINING COMPANY LIMITED HMY ANNUAL MEETING DATE: 11/10/2006
ISSUER: 413216300 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
O1 TO AUTHORISE THE IMPLEMENTATION OF THE HARMONY Management For For
2006 SHARE PLAN, THE SALIENT FEATURES OF WHICH
ARE SET OUT IN THE ANNEXURE.
S1 TO GRANT AUTHORITY FOR SHARE REPURCHASES. Management For For
05 TO INCREASE AND FIX THE REMUNERATION OF NON-EXECUTIVE Management For For
DIRECTORS.
04 TO RE-ELECT MR M MOTLOBA IN TERMS OF HARMONY Management For For
S ARTICLES OF ASSOCIATION.
03 TO RE-ELECT DR D S LUSHABA IN TERMS OF HARMONY Management For For
S ARTICLES OF ASSOCIATION.
02 TO RE-ELECT MS F T DE BUCK IN TERMS OF THE COMPANY Management For For
S ARTICLES OF ASSOCIATION.
01 ADOPTION OF 2005/2006 AUDITED FINANCIAL STATEMENTS, Management For For
INCLUDING THE REPORTS OF THE DIRECTORS AND AUDITORS.
O3 TO GRANT AUTHORITY TO THE DIRECTORS TO ALLOT Management For For
AND ISSUE EQUITY SECURITIES FOR CASH OF UP TO
5%.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 14 of 73
O2 TO PLACE 10% OF THE UNISSUED ORDINARY SHARES Management For For
OF THE COMPANY UNDER DIRECTORS CONTROL.
- ------------------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION MSFT ANNUAL MEETING DATE: 11/14/2006
ISSUER: 594918104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: WILLIAM H. GATES III Management For For
1B ELECTION OF DIRECTOR: STEVEN A. BALLMER Management For For
1C ELECTION OF DIRECTOR: JAMES I. CASH JR. Management For For
1D ELECTION OF DIRECTOR: DINA DUBLON Management For For
1E ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Management For For
1F ELECTION OF DIRECTOR: DAVID F. MARQUARDT Management For For
1G ELECTION OF DIRECTOR: CHARLES H. NOSKI Management For For
1H ELECTION OF DIRECTOR: HELMUT PANKE Management For For
1I ELECTION OF DIRECTOR: JON A. SHIRLEY Management For For
02 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY S INDEPENDENT AUDITOR
03 SHAREHOLDER PROPOSAL - RESTRICTION ON SELLING Shareholder Against For
PRODUCTS AND SERVICES TO FOREIGN GOVERNMENTS
04 SHAREHOLDER PROPOSAL - SEXUAL ORIENTATION IN Shareholder Against For
EQUAL EMPLOYMENT OPPORTUNITY POLICY
05 SHAREHOLDER PROPOSAL - HIRING OF PROXY ADVISOR Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
PUBLISHING AND BROADCASTING LIMITED PBL OTH MEETING DATE: 12/12/2006
ISSUER: Q7788C108 ISIN: AU000000PBL6
SEDOL: B02PBH6, 6637082, 5636820
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
E.1 APPROVE, TO THE RELEASE OF THE RELEVANT GUARANTORS Management For *Management Position Unknown
FROM ANY FURTHER OBLIGATIONS UNDER THE GUARANTEE
ON AND FROM THE EFFECTIVE TIME AND ACKNOWLEDGE
THE ACCESSION OF BURSWOOD TRUST AS A NEW GUARANTOR
FROM AND INCLUDING THE EFFECTIVE TIME; THAT NO
MEMBER OF THE PBL MEDIA GROUP WILL NOW OR IN
THE FUTURE BE REQUIRED TO BECOME GUARANTORS UNDER
THE GUARANTEE; TO THE EXTENT IT IS REQUIRED TO
THE RELEVANT GUARANTORS CREATING SECURITY INTERESTS
OVER THEIR PRESENT OR FUTURE ASSETS, REVENUES
AND UNDERTAKINGS; TO COMPLETION OF THE TRANSACTION;
TO WAIVE, ANY PRESENT OR FUTURE BREACH OF THE
AUD MTN DOCUMENTATION TO THE EXTENT THAT SUCH
BREACH ARISES BY REASON OF THE ESTABLISHMENT
OR CAPITALIZATION OF THE PBL MEDIA GROUP AND/OR
BY REASON OF COMPLETION OF THE TRANSACTION; AND
THAT THE RELEVANT GUARANTORS AND EACH OTHER PRESENT
AND FUTURE MEMBER OF THE PBL MEDIA GROUP WILL
BE DEEMED NOT TO FORM PART OF THE PBL GROUP,
FOR ALL PURPOSES OF THE AUD MTN DOCUMENTATION
INCLUDING ANY CALCULATIONS REQUIRED TO BE MADE;
FOR THE AVOIDANCE OF DOUBT, HOLDERS ACKNOWLEDGE
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 15 of 73
THAT PROFORMA ADJUSTMENTS WILL BE NEED TO BE
MADE TO THE ACCOUNTS AND INTERIM ACCOUNTS WHICH
CONSOLIDATE ANY ENTITIES IN THE PBL MEDIA GROUP
FOR THE PURPOSES OF MAKING CALCULATIONS IN RESPECT
OF THE AUD MTN DOCUMENTATION; THESE AGREEMENTS,
CONSENTS AND WAVIERS ARE UNCONDITIONAL AND IRREVOCABLE
AND TAKE EFFECT FROM AND INCLUDING THE EFFECTIVE
TIME
E.2 AMEND, CONDITIONAL TO THE PASSING OF RESOLUTION Management For *Management Position Unknown
1 AND WITH EFFECT FROM AND INCLUDING THE EFFECTIVE
TIME, THE TERMS AND CONDITIONS OF THE NOTES AS
SPECIFIED; IF THE TERMS AND CONDITIONS OF THE
NOTES IS PASSED THE ISSUER WILL EXECUTE A SUPPLEMENTAL
DEED POLL TO EFFECT THESE AMENDMENTS; THE ISSUER
ACKNOWLEDGE AND AGREES THAT THE DEED POLL AS
VARIED BY THESE EXTRAORDINARY RESOLUTIONS CONTINUES
IN FULL FORCE FROM AND INCLUDING THE EFFECTIVE
TIME; AND AMEND THE TERMS AND CONDITIONS OF THE
GUARANTEE ON AND FROM THE EFFECTIVE TIME AS SPECIFIED,
IF THE TERMS AND CONDITIONS OF THE GUARANTEE
IS PASSED, PBL, CROWN LIMITED AND BURSWOOD TRUST
AND THE RELEVANT GUARANTORS WILL EXECUTE A SUPPLEMENTAL
GROUP GUARANTEE TO EFFECT THESE AMENDMENTS; THE
ISSUER, PBL, CROWN LIMITED AND BURSWOOD TRUST
ACKNOWLEDGE AND AGREE THAT THE GUARANTEE AS VARIED
THESE EXTRAORDINARY RESOLUTIONS CONTINUES IN
FULL FORCE FROM AND INCLUDING THE EFFECTIVE TIME
- ------------------------------------------------------------------------------------------------------------------------------------
WALGREEN CO. WAG ANNUAL MEETING DATE: 01/10/2007
ISSUER: 931422109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
03 APPROVAL OF THE AMENDED AND RESTATED WALGREEN Management For For
CO. RESTRICTED PERFORMANCE SHARE PLAN.
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
01 DIRECTOR Management For
DAVID W. BERNAUER Management For For
WILLIAM C. FOOTE Management For For
JAMES J. HOWARD Management For For
ALAN G. MCNALLY Management For For
CORDELL REED Management For For
JEFFREY A. REIN Management For For
NANCY M. SCHLICHTING Management For For
DAVID Y. SCHWARTZ Management For For
JAMES A. SKINNER Management For For
MARILOU M. VON FERSTEL Management For For
CHARLES R. WALGREEN III Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 16 of 73
- ------------------------------------------------------------------------------------------------------------------------------------
MEDIOBANCA - BANCA DI CREDITO FINANZIARIO SPA, MILANO OGM MEETING DATE: 01/29/2007
ISSUER: T10584117 ISIN: IT0000062957 BLOCKING
SEDOL: B10QPY3, 4578268, 4574813
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management Position Unknown
OF FUTURE RECORD DATE. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
30 JAN 2007 AT 10:00 A.M. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL
CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE
ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED
UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED.
THANK YOU
Take No
1. APPROVE RESOLUTIONS ACCORDING TO ARTICLE 6 MINISTERIAL Management Action *Management Position Unknown
DECREE 18 MAR 1998, N.161
- ------------------------------------------------------------------------------------------------------------------------------------
ROCHE HOLDING AG, BASEL OGM MEETING DATE: 03/05/2007
ISSUER: H69293217 ISIN: CH0012032048 BLOCKING
SEDOL: B114HX9, 7119158, B01DPV3, 7110388, 7618086
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AGM. THANK YOU. Non-Voting *Management Position Unknown
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
Take No
1. APPROVE THE ANNUAL REPORT, FINANCIAL STATEMENTS Management Action *Management Position Unknown
AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR
2006
Take No
2. RATIFY THE BOARD OF DIRECTORS ACTIONS Management Action *Management Position Unknown
Take No
3. APPROVE TO VOTE ON THE APPROPRIATION OF AVAILABLE Management Action *Management Position Unknown
EARNINGS
Take No
4.1 ELECT PROF. PIUS BASC HERA AS A NEW MEMBER OF Management Action *Management Position Unknown
THE BOARD FOR A TERM OF 4 YEARSAS PROVIDED BY
THE ARTICLES OF INCORPORATION
Take No
4.2 ELECT DR. WOLFGANG RUT TENSTORFER AS A NEW MEMBER Management Action *Management Position Unknown
OF THE BOARD FOR A TERM OF 4 YEARS AS PROVIDED
BY THE ARTICLES OF INCORPORATION
Take No
5. ELECT THE STATUTORY AND GROUP AUDITORS Management Action *Management Position Unknown
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 17 of 73
- ------------------------------------------------------------------------------------------------------------------------------------
ROCHE HOLDING AG, BASEL AGM MEETING DATE: 03/05/2007
ISSUER: H69293217 ISIN: CH0012032048
SEDOL: B114HX9, 7119158, B01DPV3, 7110388, 7618086
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting *Management Position Unknown
ID 352271 DUE TO CHANGE IN VOTING STATUS. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON
THIS MEETING NOTICE. THANK YOU.
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
* PLEASE NOTE THAT THESE SHARES HAVE NO VOTING Non-Voting *Management Position Unknown
RIGHTS, SHOULD YOU WISH TO ATTEND THE MEETING
PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD
BY CONTACTING YOUR CLIENT REPRESENTATIVE AT ADP.
THANK YOU
1. APPROVE THE ANNUAL REPORT, FINANCIAL STATEMENTS Non-Voting *Management Position Unknown
AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR
2006
2. RATIFY THE BOARD OF DIRECTORS ACTIONS Non-Voting *Management Position Unknown
3. APPROVE THE ALLOCATION OF INCOME AND DIVIDENDS Non-Voting *Management Position Unknown
OF CHF 3.40 PER SHARE
4.1 ELECT PROF. PIUS BASCHERA AS A NEW MEMBER OF Non-Voting *Management Position Unknown
THE BOARD FOR A TERM OF 4 YEARS AS PROVIDED BY
THE ARTICLES OF INCORPORATION
4.2 ELECT DR. WOLFGANG RUTTENSTORFER AS A NEW MEMBER Non-Voting *Management Position Unknown
OF THE BOARD FOR A TERM OF 4 YEARS AS PROVIDED
BY THE ARTICLES OF INCORPORATION
5. ELECT KPMG KLYNVELD PEAT MARWICK GOERDELER SA Non-Voting *Management Position Unknown
AS THE STATUTORY AND GROUP AUDITORS
* PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management Position Unknown
OF AUDITOR NAME. PLEASE ALSO NOTE THE NEW CUT-OFF
IS 21 FEB 2007. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 18 of 73
- ------------------------------------------------------------------------------------------------------------------------------------
WHOLE FOODS MARKET, INC. WFMI ANNUAL MEETING DATE: 03/05/2007
ISSUER: 966837106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
06 SHAREHOLDER PROPOSAL REGARDING SEPARATING THE Shareholder Against For
ROLES OF OUR COMPANY CEO AND CHAIRMAN OF THE BOARD.
05 SHAREHOLDER PROPOSAL REGARDING THE COMPANY S Shareholder Against For
ENERGY USE.
04 PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT Management For For
OF THE COMPANY S TEAM MEMBER STOCK PURCHASE PLAN.
03 PROPOSAL TO APPROVE THE CONSOLIDATION, AMENDMENT Management For For
AND RESTATEMENT OF THE COMPANY S STOCK OPTION
PLANS.
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG, Management For For
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR FISCAL
YEAR 2007.
01 DIRECTOR Management For
DAVID W. DUPREE Management For For
DR. JOHN B. ELSTROTT Management For For
GABRIELLE E. GREENE Management For For
HASS HASSAN Management For For
JOHN P. MACKEY Management For For
LINDA A. MASON Management For For
MORRIS J. SIEGEL Management For For
DR. RALPH Z. SORENSON Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG AGM MEETING DATE: 03/06/2007
ISSUER: H5820Q150 ISIN: CH0012005267 BLOCKING
SEDOL: B01DMY5, 7103065, B10S3M3, 7105083
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
Swiss Take No
1. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Register Action *Management Position Unknown
BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL
OWNER BEFORE THE RECORD DATE. PLEASE ADVISE
US NOW IF YOU INTEND TO VOTE. NOTE THAT THE
COMPANY REGISTRAR HAS DISCRETION OVER GRANTING
VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE,
A SECOND NOTIFICATION WILL BE ISSUED REQUESTING
YOUR VOTING INSTRUCTIONS.
* PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting *Management Position Unknown
IN RECORD DATE. PLEASE ALSO NOTE THE NEW CUT-OFF
IS 22 FEB 2007. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 19 of 73
- ------------------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG AGM MEETING DATE: 03/06/2007
ISSUER: H5820Q150 ISIN: CH0012005267 BLOCKING
SEDOL: B01DMY5, 7103065, B10S3M3, 7105083
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
* PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting *Management Position Unknown
NOTICE SENT UNDER MEETING350514, INCLUDING THE
AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR
NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE ADP CUTOFF DATE
WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
Take No
1. APPROVE THE ANNUAL REPORT, THE FINANCIAL STATEMENTS Management Action *Management Position Unknown
OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL
STATEMENTS FOR THE YEAR 2006
Take No
2. APPROVE THE ACTIVITIES OF THE BOARD OF DIRECTORS Management Action *Management Position Unknown
Take No
3. APPROVE THE APPROPRIATION OF AVAILABLE EARNINGS Management Action *Management Position Unknown
OF NOVARTIS AG AS PER BALANCESHEET AND DECLARATION
OF DIVIDEND AS SPECIFIED AND A TOTAL DIVIDEND
PAYMENT OF CHF 3,380,588,453 IS EQUIVALENT TO
A GROSS DIVIDEND OF CHF 1.35 PER REGISTERED SHARE
OF CHF 0.50 NOMINAL VALUE ENTITLED TO DIVIDENDS
AS SPECIFIED
4.1 ACKNOWLEDGE THAT, AT HER OWN WISH, MRS. DR. H.C. Non-Voting *Management Position Unknown
BRIGIT BREUEL RETIRES FROM THE BOARD OF DIRECTORS
WITH EFFECT FROM THE AGM OF 06 MAR 2007
Take No
4.2.1 RE-ELECT MR. HANS-JOERG RUDLOFF AS A DIRECTOR Management Action *Management Position Unknown
FOR A 3-YEAR TERM
Take No
4.2.2 RE-ELECT DR. H. C. DANIEL VASELLA AS A DIRECTOR Management Action *Management Position Unknown
FOR A 3-YEAR TERM
Take No
4.3 ELECT MRS. MARJORIE M. YANG AS A NEW MEMBER FOR Management Action *Management Position Unknown
A TERM OF OFFICE BEGINNING ON01 JAN 2008 AND
ENDING ON THE DAY OF THE AGM IN 2010
Take No
5. APPROVE THE RETENTION OF THE CURRENT AUDITORS Management Action *Management Position Unknown
OF NOVARTIS AG AND GROUP AUDITORS, PRICEWATERHOUSECOOPERS
AG, FOR A FURTHER YEAR
* PLEASE NOTE THAT INSTITUTIONS SUBJECT TO THE Non-Voting *Management Position Unknown
FEDERAL LAW RELATING TO BANKS AND SAVINGS BANKS
OF 8 NOV 1934 AND PROFESSIONAL SECURITIES ADMINISTRATORS
ARE ASKED TO NOTIFY THE NUMBER OF THE SHARES
THEY REPRESENT TO THE COMPANY AS EARLY AS POSSIBLE,
AND IN ANY EVENT NOT LATER THAN THE DAY OF THE
AGM, AT THE AGM DESK GV-BURO. THANK YOU.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 20 of 73
- ------------------------------------------------------------------------------------------------------------------------------------
MUELLER WATER PRODUCTS INC. MWA ANNUAL MEETING DATE: 03/22/2007
ISSUER: 624758108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
D. BOYCE Management For For
H. CLARK, JR. Management For For
G. HYLAND Management For For
J. KOLB Management For For
J. LEONARD Management For For
M. O'BRIEN Management For For
B. RETHORE Management For For
N. SPRINGER Management For For
M. TOKARZ Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
KANTO NATURAL GAS DEVELOPMENT CO.,LTD. AGM MEETING DATE: 03/29/2007
ISSUER: J30470116 ISIN: JP3232200000
SEDOL: 6483906
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE APPROPRIATION OF PROFITS Management For *Management Position Unknown
2 AMEND ARTICLES TO: ALLOW DISCLOSURE OF SHAREHOLDER Management For *Management Position Unknown
MEETING MATERIALS ON THEINTERNET, ALLOW USE OF
ELECTRONIC SYSTEMS FOR PUBLIC NOTIFICATIONS,
APPROVE MINOR REVISIONS RELATED TO THE NEW
COMMERCIAL CODE, REDUCE BOARD SIZE
3.1 APPOINT A DIRECTOR Management For *Management Position Unknown
3.2 APPOINT A DIRECTOR Management For *Management Position Unknown
3.3 APPOINT A DIRECTOR Management For *Management Position Unknown
3.4 APPOINT A DIRECTOR Management For *Management Position Unknown
3.5 APPOINT A DIRECTOR Management For *Management Position Unknown
3.6 APPOINT A DIRECTOR Management For *Management Position Unknown
3.7 APPOINT A DIRECTOR Management For *Management Position Unknown
4.1 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown
5 APPROVE PROVISION OF RETIREMENT ALLOWANCE FOR Management For *Management Position Unknown
CORPORATE AUDITORS
6 APPROVE PAYMENT OF BONUSES TO DIRECTORS Management For *Management Position Unknown
7 AMEND THE COMPENSATION TO BE RECEIVED BY CORPORATE Management For *Management Position Unknown
OFFICERS
- ------------------------------------------------------------------------------------------------------------------------------------
TOKAI CARBON CO.,LTD. AGM MEETING DATE: 03/29/2007
ISSUER: J85538106 ISIN: JP3560800009
SEDOL: 6894003, B05PNS8
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE APPROPRIATION OF PROFITS Management For *Management Position Unknown
2 AMEND ARTICLES TO: ADOPT REDUCTION OF LIABILITY Management For *Management Position Unknown
SYSTEM FOR ALL DIRECTORS AND ALL AUDITORS, APPROVE
MINOR REVISIONS RELATED TO THE NEW COMMERCIAL
CODE, REDUCE TERM OF OFFICE OF DIRECTORS
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 21 of 73
3.1 APPOINT A DIRECTOR Management For *Management Position Unknown
3.2 APPOINT A DIRECTOR Management For *Management Position Unknown
3.3 APPOINT A DIRECTOR Management For *Management Position Unknown
3.4 APPOINT A DIRECTOR Management For *Management Position Unknown
3.5 APPOINT A DIRECTOR Management For *Management Position Unknown
3.6 APPOINT A DIRECTOR Management For *Management Position Unknown
3.7 APPOINT A DIRECTOR Management For *Management Position Unknown
3.8 APPOINT A DIRECTOR Management For *Management Position Unknown
3.9 APPOINT A DIRECTOR Management For *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
STRAUMANN HOLDING AG, BASEL OGM MEETING DATE: 03/30/2007
ISSUER: H8300N119 ISIN: CH0012280076 BLOCKING
SEDOL: B0QZC80, 7156832, B038BG3
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AGM. THANK YOU. Non-Voting *Management Position Unknown
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
Swiss Take No
1. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Register Action *Management Position Unknown
BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL
OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US
NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY
REGISTRAR HAS DISCRETION OVER GRANTING VOTING
RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND
NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING
INSTRUCTIONS.
- ------------------------------------------------------------------------------------------------------------------------------------
STRAUMANN HOLDING AG, BASEL AGM MEETING DATE: 03/30/2007
ISSUER: H8300N119 ISIN: CH0012280076 BLOCKING
SEDOL: B0QZC80, 7156832, B038BG3
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
* PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting *Management Position Unknown
NOTICE SENT UNDER MEETING356706, INCLUDING THE
AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR
NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE ADP CUTOFF DATE
WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 22 of 73
Take No
1. RECEIVE THE 2006 BUSINESS REPORT AND THE REPORTS Management Action *Management Position Unknown
OF THE AUDITORS AND THE GROUP AUDITORS
Take No
2. APPROVE THE 2006 ANNUAL REPORT, THE ANNUAL FINANCIAL Management Action *Management Position Unknown
STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS
Take No
3. APPROVE THE APPROPRIATION OF THE AVAILABLE EARNINGS Management Action *Management Position Unknown
Take No
4. GRANT DISCHARGE TO THE BOARD OF DIRECTORS Management Action *Management Position Unknown
Take No
5.1 RE-ELECT MR. DOMINIK ELLENRIEDER AS A DIRECTOR Management Action *Management Position Unknown
Take No
5.2 RE-ELECT DR. H.C. THOMAS STRAUMANN AS A DIRECTOR Management Action *Management Position Unknown
Take No
6. APPOINT THE AUDITORS AND THE GROUP AUDITORS FOR Management Action *Management Position Unknown
2007
- ------------------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS PBRA SPECIAL MEETING DATE: 04/02/2007
ISSUER: 71654V408 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
O1 MANAGEMENT REPORT, FINANCIAL STATEMENTS AND AUDIT Management For For
COMMITTEE S OPINION FOR THE FISCAL YEAR 2006
O2 CAPITAL EXPENDITURE BUDGET FOR THE FISCAL YEAR Management For For
2007
O3 DISTRIBUTION OF RESULTS FOR THE FISCAL YEAR 2006 Management For For
O4 ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS Management For For
O5 ELECTION OF CHAIRMAN OF THE BOARD OF DIRECTORS Management For For
O6 ELECTION OF MEMBERS OF THE FISCAL COUNCIL AND Management For For
THEIR RESPECTIVE SUBSTITUTES
O7 ESTABLISHMENT OF THE MANAGEMENT COMPENSATION, Management For For
AS WELL AS THEIR PARTICIPATION IN THE PROFITS
PURSUANT TO ARTICLES 41 AND 56 OF THE COMPANY
S BYLAWS, AS WELL AS OF MEMBERS OF THE FISCAL
COUNCIL
E1 INCREASE IN THE CAPITAL STOCK THROUGH THE INCORPORATION Management For For
OF PART OF THE REVENUE RESERVES CONSTITUTED IN
PREVIOUS FISCAL YEARS AMOUNTING TO R$ 4.380 MILLION,
INCREASING THE CAPITAL STOCK FROM R$ 48.264 MILLION
TO R$ 52.644 MILLION WITHOUT ANY CHANGE TO THE
NUMBER OF ISSUED SHARES PURSUANT TO ARTICLE 40,
ITEM III, OF THE COMPANY S BYLAWS
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 23 of 73
- ------------------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N SLB ANNUAL MEETING DATE: 04/11/2007
ISSUER: 806857108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
P. CAMUS Management For For
J.S. GORELICK Management For For
A. GOULD Management For For
T. ISAAC Management For For
N. KUDRYAVTSEV Management For For
A. LAJOUS Management For For
M.E. MARKS Management For For
D. PRIMAT Management For For
L.R. REIF Management For For
T.I. SANDVOLD Management For For
N. SEYDOUX Management For For
L.G. STUNTZ Management For For
R. TALWAR Management For For
02 ADOPTION AND APPROVAL OF FINANCIALS AND DIVIDENDS. Management For For
03 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING Management For For
FIRM.
- ------------------------------------------------------------------------------------------------------------------------------------
JULIUS BAER HOLDING AG, ZUERICH AGM MEETING DATE: 04/17/2007
ISSUER: H4407G172 ISIN: CH0012083017 BLOCKING
SEDOL: B07CYQ2, B07W4K6, B07NF40, B10G9Y1
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
Swiss Take No
1. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Register Action *Management Position Unknown
BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL
OWNER BEFORE THE RECORD DATE. PLEASE ADVISE
US NOW IF YOU INTEND TO VOTE. NOTE THAT THE
COMPANY REGISTRAR HAS DISCRETION OVER GRANTING
VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE,
A SECOND NOTIFICATION WILL BE ISSUED REQUESTING
YOUR VOTING INSTRUCTIONS
- ------------------------------------------------------------------------------------------------------------------------------------
JULIUS BAER HOLDING AG, ZUERICH AGM MEETING DATE: 04/17/2007
ISSUER: H4407G172 ISIN: CH0012083017 BLOCKING
SEDOL: B07CYQ2, B07W4K6, B07NF40, B10G9Y1
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown
IN THIS MARKET. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 24 of 73
* PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting *Management Position Unknown
NOTICE SENT UNDER MEETING368162, INCLUDING THE
AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR
NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU.
Take No
1. APPROVE THE ANNUAL REPORT, ANNUAL ACCOUNTS AND Management Action *Management Position Unknown
CONSOLIDATED ACCOUNTS FOR THE YEAR 2006 AND REPORTS
OF THE AUDITORS AND THE GROUP AUDITORS
Take No
2. APPROVE THE APPROPRIATION OF THE BALANCE SHEET Management Action *Management Position Unknown
PROFIT
Take No
3. GRANT DISCHARGE TO THE BOARD OF DIRECTORS Management Action *Management Position Unknown
Take No
4.1.A RE-ELECT MR. FRAU MONIKA RIBAR BAUMANN AS A DIRECTOR Management Action *Management Position Unknown
Take No
4.1.B RE-ELECT HERRN DR. ROLF P. JETZER AS A DIRECTOR Management Action *Management Position Unknown
Take No
4.2.A ELECT HERRN DANIEL J. SAUTER AS A DIRECTOR Management Action *Management Position Unknown
Take No
4.2.B ELECT HERRN GARETH PENNY AS A DIRECTOR Management Action *Management Position Unknown
Take No
5. ELECT THE AUDITORS AND THE GROUP AUDITORS Management Action *Management Position Unknown
Take No
6. APPROVE THE STOCK SPILT 1:2 Management Action *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
MEDIASET S P A OGM MEETING DATE: 04/18/2007
ISSUER: T6688Q107 ISIN: IT0001063210 BLOCKING
SEDOL: B10QPS7, 5474774, B020D31, 5077946
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
19 APR 2007. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU.
* PLEASE NOTE THAT, IN ADDITION TO INTESA SANPAOLO Non-Voting *Management Position Unknown
S STANDARD FEES FOR THE ISSUING OF COMMUNICATIONS
TO THE COMPANIES TO ATTEND THE MEETINGS, YOU
WILL BE CHARGED DIRECTLY AND ON A SEPARATE BASIS
WITH THE PROXY AGENT S FEES, WHICH RANGE FROM
EUR 300 TO EUR 500 PER MEETING. THANK YOU.
Take No
1. RECEIVE THE FINANCIAL STATEMENTS AS AT 31 DEC Management Action *Management Position Unknown
2006, THE REPORT OF THE AUDITORS AND THE BOARD
OF DIRECTORS; INHERENT AND CONSEQUENT RESOLUTIONS
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 25 of 73
Take No
2. APPROVE, THE CASH DIVIDEND DISTRIBUTION, INHERENT Management Action *Management Position Unknown
RESOLUTIONS; RECEIVE THE CONSOLIDATED FINANCIAL
STATEMENT AS AT 31 DEC 2006 AND REPORT OF THE
MANAGEMENT AND THE AUDITORS; AND AUTHORIZE THE
BOARD OF DIRECTORS TO BUY BACK PLAN
Take No
3. GRANT AUTHORITY TO PURCHASE AND DISPOSE ITS OWN Management Action *Management Position Unknown
SHARES ALSO FOR THE STOCK OPTION PLAN PROGRAM,
INHERENT AND CONSEQUENT RESOLUTIONS
* PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management Position Unknown
OF RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
- ------------------------------------------------------------------------------------------------------------------------------------
UBS AG UBS ANNUAL MEETING DATE: 04/18/2007
ISSUER: H89231338 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 ANNUAL REPORT, GROUP AND PARENT COMPANY ACCOUNTS Management For For
FOR FINANCIAL YEAR 2006, REPORTS OF THE GROUP
AND STATUTORY AUDITORS
02 APPROPRIATION OF RETAINED EARNINGS DIVIDEND FOR Management For For
FINANCIAL YEAR 2006
03 DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS Management For For
AND THE GROUP EXECUTIVE BOARD
4A1 RE-ELECTION OF BOARD MEMBER: STEPHAN HAERINGER Management For For
4A2 RE-ELECTION OF BOARD MEMBER: HELMUT PANKE Management For For
4A3 RE-ELECTION OF BOARD MEMBER: PETER SPUHLER Management For For
4B1 ELECTION OF NEW BOARD MEMBER: SERGIO MARCHIONNE Management For For
4C ELECTION OF THE GROUP AND STATUTORY AUDITORS Management For For
5A CAPITAL REDUCTION: CANCELLATION OF SHARES REPURCHASED Management For For
UNDER THE 2006/2007 SHARE BUYBACK PROGRAM AND
RESPECTIVE AMENDMENT OF ARTICLE 4 PARA 1 OF THE
ARTICLES OF ASSOCIATION
5B CAPITAL REDUCTION: APPROVAL OF A NEW SHARE BUYBACK Management For For
PROGRAM FOR 2007-2010
06 IN CASE OF AD-HOC SHAREHOLDERS MOTIONS DURING Management For For
THE ANNUAL GENERAL MEETING, I/WE AUTHORIZE MY/OUR
PROXY TO ACT IN ACCORDANCE WITH THE BOARD OF DIRECTORS
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 26 of 73
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY AXP ANNUAL MEETING DATE: 04/23/2007
ISSUER: 025816109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
D.F. AKERSON Management For For
C. BARSHEFSKY Management For For
U.M. BURNS Management For For
K.I. CHENAULT Management For For
P. CHERNIN Management For For
V.E. JORDAN, JR. Management For For
J. LESCHLY Management For For
R.C. LEVIN Management For For
R.A. MCGINN Management For For
E.D. MILLER Management For For
F.P. POPOFF Management For For
S.S. REINEMUND Management For For
R.D. WALTER Management For For
R.A. WILLIAMS Management For For
02 THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2007.
03 A PROPOSAL TO APPROVE THE AMERICAN EXPRESS COMPANY Management For For
2007 INCENTIVE COMPENSATION PLAN.
04 A SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE Shareholder Against For
VOTING FOR DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------------------------
FORTUNE BRANDS, INC. FO ANNUAL MEETING DATE: 04/24/2007
ISSUER: 349631101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ANNE M. TATLOCK Management For For
NORMAN H. WESLEY Management For For
PETER M. WILSON Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
03 RE-APPROVAL OF THE FORTUNE BRANDS, INC. ANNUAL Management For For
EXECUTIVE INCENTIVE PLAN.
04 APPROVAL OF THE FORTUNE BRANDS, INC. 2007 LONG-TERM Management Against Against
INCENTIVE PLAN.
05 IF PRESENTED, A SHAREHOLDER PROPOSAL ENTITLED Shareholder Against For
ELECT EACH DIRECTOR ANNUALLY.
06 IF PRESENTED, A SHAREHOLDER PROPOSAL ENTITLED Shareholder Against For
PAY-FOR-SUPERIOR PERFORMANCE.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 27 of 73
- ------------------------------------------------------------------------------------------------------------------------------------
L-3 COMMUNICATIONS HOLDINGS, INC. LLL ANNUAL MEETING DATE: 04/24/2007
ISSUER: 502424104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MICHAEL T. STRIANESE Management For For
CLAUDE R. CANIZARES Management For For
THOMAS A. CORCORAN Management For For
ALAN H. WASHKOWITZ Management For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
- ------------------------------------------------------------------------------------------------------------------------------------
NEWMONT MINING CORPORATION NEM ANNUAL MEETING DATE: 04/24/2007
ISSUER: 651639106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
G.A. BARTON Management For For
V.A. CALARCO Management For For
N. DOYLE Management For For
V.M. HAGEN Management For For
M.S. HAMSON Management For For
P. LASSONDE Management For For
R.J. MILLER Management For For
W.W. MURDY Management For For
R.A. PLUMBRIDGE Management For For
J.B. PRESCOTT Management For For
D.C. ROTH Management For For
J.V. TARANIK Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS. Management For For
03 STOCKHOLDER PROPOSAL REGARDING NEWMONT S INDONESIAN Shareholder Against For
OPERATIONS, IF INTRODUCED AT THE MEETING.
04 STOCKHOLDER PROPOSAL REGARDING A REPORT TO STOCKHOLDERS Shareholder For For
REGARDING NEWMONT S POLICIES AND PRACTICES IN
COMMUNITIES AROUND ITS OPERATIONS, IF INTRODUCED
AT THE MEETING.
05 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT BOARD Shareholder Against For
CHAIRMAN.
- ------------------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY GE ANNUAL MEETING DATE: 04/25/2007
ISSUER: 369604103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
09 REPORT ON PAY DIFFERENTIAL Shareholder Against For
08 ETHICAL CRITERIA FOR MILITARY CONTRACTS Shareholder Against For
07 GLOBAL WARMING REPORT Shareholder Against For
06 REPORT ON CHARITABLE CONTRIBUTIONS Shareholder Against For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 28 of 73
05 ELIMINATE DIVIDEND EQUIVALENTS Shareholder Against For
04 INDEPENDENT BOARD CHAIRMAN Shareholder Against For
03 ONE DIRECTOR FROM THE RANKS OF RETIREES Shareholder Against For
02 CURB OVER-EXTENDED DIRECTORS Shareholder Against For
01 CUMULATIVE VOTING Shareholder Against For
E APPROVAL OF MATERIAL TERMS OF SENIOR OFFICER Management For For
PERFORMANCE GOALS
D APPROVAL OF 2007 LONG TERM INCENTIVE PLAN Management For For
A DIRECTOR Management For
JAMES I. CASH, JR. Management For For
SIR WILLIAM M. CASTELL Management For For
ANN M. FUDGE Management For For
CLAUDIO X. GONZALEZ Management For For
SUSAN HOCKFIELD Management For For
JEFFREY R. IMMELT Management For For
ANDREA JUNG Management For For
ALAN G.(A.G.) LAFLEY Management For For
ROBERT W. LANE Management For For
RALPH S. LARSEN Management For For
ROCHELLE B. LAZARUS Management For For
SAM NUNN Management For For
ROGER S. PENSKE Management For For
ROBERT J. SWIERINGA Management For For
DOUGLAS A. WARNER III Management For For
ROBERT C. WRIGHT Management For For
B RATIFICATION OF KPMG Management For For
C ADOPTION OF MAJORITY VOTING FOR DIRECTORS Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
BOUYGUES, PARIS EGM MEETING DATE: 04/26/2007
ISSUER: F11487125 ISIN: FR0000120503
SEDOL: B01JBX5, 2696612, 4067528, 7164028, B0Z6VY3, B043HB4, 4002121, 4115159
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* A VERIFICATION PERIOD EXISTS IN FRANCE. VERIFICATION Non-Voting *Management Position Unknown
PERIOD: REGISTERED SHARES: 1 TO 5 DAYS PRIOR
TO THE MEETING DATE, DEPENDS ON COMPANY S BY-LAWS.
BEARER SHARES: 6 DAYS PRIOR TO THE MEETING DATE.
FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN
AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB
CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN THE NECESSARY CARD,
ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING
APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY
CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED
TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED
INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN
CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD
TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER
YOUR GLOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY,
PLEASE CONTACT YOUR REPRESENTATIVE. TRADES/VOTE
INSTRUCTIONS: SINCE FRANCE MAINTAINS A VERIFICATION
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 29 of 73
PERIOD, FOR VOTE INSTRUCTIONS SUBMITTED THAT
HAVE A TRADE TRANSACTED (SELL) FOR EITHER THE
FULL SECURITY POSITION OR A PARTIAL AMOUNT AFTER
THE VOTE INSTRUCTION HAS BEEN SUBMITTED AND THE
GLOBAL CUSTODIAN ADVISES OF THE POSITION CHANGE
VIA THE ACCOUNT POSITION COLLECTION PROCESS,
THERE IS A PROCESS IN EFFECT WHICH WILL ADVISE
THE GLOBAL CUSTODIAN OF THE NEW ACCOUNT POSITION
AVAILABLE FOR VOTING. THIS WILL ENSURE THAT THE
LOCAL CUSTODIAN IS INSTRUCTED TO AMEND THE VOTE
INSTRUCTION AND RELEASE THE SHARES FOR SETTLEMENT
OF THE SALE TRANSACTION. THIS PROCEDURE PERTAINS
TO SALE TRANSACTIONS WITH A SETTLEMENT DATE PRIOR
TO MEETING DATE + 1
* PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown
YOU.
O.1 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS, Management For *Management Position Unknown
THE CHAIRMAN OF THE BOARD OF DIRECTORS AND THE
AUDITORS, APPROVE THE COMPANY S FINANCIAL STATEMENTS
FOR THE YE 2006, AS PRESENTED, SHOWING NET EARNINGS
OF EUR 603,396,472.57, GRANT PERMANENT DISCHARGE
TO THE DIRECTORS FOR THE PERFORMANCE OF THEIR
DUTIES DURING THE SAID FY
O.2 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS, Management For *Management Position Unknown
THE CHAIRMAN OF THE BOARD OF DIRECTORS AND THE
AUDITORS, APPROVE THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE SAID FINANCIAL YEAR, IN THE
FORM PRESENTED TO THE MEETING, SHOWING NET EARNINGS
GROUP SHARE OF EUR 1,246,000,000.00
O.3 APPROVE THE DISTRIBUTABLE INCOME OF EUR 838,625,254.57 Management For *Management Position Unknown
BE APPROPRIATED AS FOLLOWS: DIVIDENDS: EUR 16,738,879.15,
A DIVIDEND OF EUR 0.05 PER SHARE, ADDITIONAL
DIVIDEND: EUR 384,994,220.45, A NET DIVIDEND
OF 1.15 PER SHARE THE BALANCE WILL BE ALLOCATED
TO THE RETAINED EARNINGS ACCOUNT: EUR 436,892,154.97
THE SHAREHOLDERS WILL RECEIVE A NET DIVIDEND
OF EUR 1.20 PER SHARE AND WILL ENTITLE NATURAL
PERSONS FISCALLY DOMICILIATED IN FRANCE, TO THE
40% ALLOWANCE THIS DIVIDEND WILL BE PAID ON 03
MAR 2007 IN THE EVENT THAT THE COMPANY HOLDS
SOME OF ITS OWN SHARES ON SUCH DATE, THE AMOUNT
OF THE UNPAID DIVIDEND ON SUCH SHARES SHALL BE
ALLOCATED TO THE RETAINED EARNINGS ACCOUNT AS
REQUIRED BYLAW
O.4 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For *Management Position Unknown
AGREEMENTS GOVERNED BY ARTICLE L. 225-38 OF THE
FRENCH COMMERCIAL CODE AND THE AGREEMENTS REFERRED
TO THEREIN
O.6 APPROVE TO RENEW THE APPOINTMENT OF MR. LUCIEN Management For *Management Position Unknown
DOUROUX AS A DIRECTOR FOR A 3-YEAR PERIOD
O.5 RATIFY THE CO-OPTATION OF MR. PATRICK KRON AS Management For *Management Position Unknown
A DIRECTOR, TO REPLACE MR. ALAIN POUYAT, FOR
THE REMAINDER OF MR. ALAIN POUYAT S TERM OF OFFICE,
UNTIL THE ORDINARY SHAREHOLDERS MEETING AND
APPROVE THE FINANCIAL STATEMENTS FOR THE FY 2009
O.7 APPROVE TO RENEW THE APPOINTMENT OF MR. JEAN Management For *Management Position Unknown
PEYRELEVADE AS A DIRECTOR FOR A 3-YEAR PERIOD
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 30 of 73
O.8 APPROVE TO RENEW THE APPOINTMENT OF THE COMPANY Management For *Management Position Unknown
SCDM AS A DIRECTOR FOR A 3-YEAR PERIOD
O.9 ELECT MR. THIERRY JOURDAINE AS A DIRECTOR MEMBER Management For *Management Position Unknown
OF THE SUPERVISORY BOARD OF 1 OF THE INVESTMENT
FUNDS REPRESENTING THE EMPLOYEES WHO ARE SHAREHOLDERS,
SUBJECT TO THE ADOPTION BY THE SHAREHOLDERS
MEETING OF RESOLUTION E.27, HIS TERM OF OFFICE
WILL LAST 3 YEARS; IF SUCH RESOLUTION IS NOT
APPROVED, IT WILL LAST 2 YEARS
O.10 ELECT MR. JEAN-MICHEL GRAS AS A DIRECTOR MEMBER Management For *Management Position Unknown
OF THE SUPERVISORY BOARD OF 1OF THE INVESTMENT
FUNDS REPRESENTING THE EMPLOYEES WHO ARE SHAREHOLDERS,
SUBJECT TO THE ADOPTION BY THE SHAREHOLDERS
MEETING OF RESOLUTION E.27, HIS TERM OF OFFICE
WILL LAST 3 YEARS; IF SUCH RESOLUTION IS NOT
APPROVED, IT WILL LAST 2 YEARS
O.11 APPOINT MR. ALAIN POUYAT AS A CONTROL AGENT, Management For *Management Position Unknown
FOR A 3-YEAR PERIOD
O.12 AUTHORIZE THE BOARD OF DIRECTORS TO BUY BACK Management For *Management Position Unknown
THE COMPANY S SHARES ON THE OPENMARKET, SUBJECT
TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE
PRICE: EUR 80.00, MINIMUM SALE PRICE: EUR 30.00,
MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10%
OF THE SHARE CAPITAL, MAXIMUM FUNDS INVESTED
IN THE SHARE BUYBACKS: EUR 1,500,000,000.00;
AUTHORITY EXPIRES ON 18-MONTH PERIOD; IT SUPERSEDES
THE UNUSED FRACTION OF ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT; AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.13 AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE ON Management For *Management Position Unknown
1 OR MORE CAPITAL INCREASES, INFRANCE OR ABROAD,
BY ISSUANCE, WITH THE SHAREHOLDERS PREFERRED
SUBSCRIPTION RIGHTS MAINTAINED, OF COMPANY S
ORDINARY SHARES OR SECURITIES GIVING ACCESS TO
ORDINARY SHARES OF THE COMPANY OR A COMPANY CONTROLLED
BY IT OVER 50%; THE MAXIMAL NOMINAL AMOUNT OF
CAPITAL INCREASES TO BE CARRIED OUT UNDER THIS
DELEGATION OF AUTHORITY SHALL NOT EXCEED EUR
150,000,000.00; THE NOMINAL AMOUNT OF DEBT SECURITIES
ISSUED SHALL NOT EXCEED EUR 5,000,000,000.00;
AUTHORITY EXPIRES ON 26 MONTH PERIOD; IT SUPERSEDES
THE UNUSED FRACTION OF ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT; AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.14 AUTHORIZE THE BOARD OF DIRECTORS ALL POWERS IN Management For *Management Position Unknown
ORDER TO DECIDE ON 1 OR MORE CAPITAL INCREASES,
UP TO A MAXIMUM NOMINAL AMOUNT OF EUR 4,000,000,000.00,
BY WAY OF CAPITALIZING RESERVES, PROFITS, PREMIUMS
OR OTHER MEANS, PROVIDED THAT SUCH CAPITALIZATION
IS ALLOWED BYLAW AND UNDER THE BY-LAWS, BY ISSUING
BONUS SHARES OR RAISING THE PAR VALUE OF EXISTING
SHARES, OR BY A COMBINATION OF THESE METHODS;
AUTHORITY EXPIRES ON 26-MONTH PERIOD; IT SUPERSEDES
THE UNUSED FRACTION OF ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT; AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 31 of 73
E.15 AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE ON Management For *Management Position Unknown
1 OR MORE CAPITAL INCREASES, INFRANCE OR ABROAD,
BY ISSUANCE, WITH CANCELLATION OF THE SHAREHOLDERS
PREFERRED SUBSCRIPTION RIGHTS, OF COMPANY S
ORDINARY SHARES OR SECURITIES GIVING ACCESS TO
ORDINARY SHARES OF THE COMPANY OR A COMPANY CONTROLLED
BY IT OVER 50%; THE MAXIMAL NOMINAL AMOUNT OF
CAPITAL INCREASES TO BE CARRIED OUT UNDER THIS
DELEGATION OF AUTHORITY SHALL NOT EXCEED EUR
150,000,000.00; THE NOMINAL AMOUNT SHALL COUNT
AGAINST THE OVERALL CEILING SET FORTH IN THE
RESOLUTION E.13 THE NOMINAL AMOUNT OF DEBT SECURITIES
ISSUED SHALL NOT EXCEED EUR 5,000,000,000.00;
AUTHORITY EXPIRES ON 26 MONTH PERIOD; IT SUPERSEDES
THE UNUSED FRACTION OF ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT; AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.16 APPROVE TO RESOLVE THAT THE BOARD OF DIRECTORS Management For *Management Position Unknown
MAY DECIDE, FOR EACH OF THE ISSUES DECIDED IN
ACCORDANCE WITH THE RESOLUTIONS E.13 AND E.15,
TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED,
AT THE SAME PRICE AS THE INITIAL ISSUE, WITHIN
30 DAYS OF THE CLOSING OF THE SUBSCRIPTION PERIOD
AND UP TO A MAXIMUM OF 15% OF THE INITIAL ISSUE;
AUTHORITY EXPIRES ON 26-MONTH PERIOD
E.17 AUTHORIZE THE BOARD OF DIRECTORS, FOR EACH OF Management For *Management Position Unknown
THE ISSUES DECIDED IN ACCORDANCE WITH THE RESOLUTION
E.15, FOR A 26-MONTH PERIOD AND WITHIN THE LIMIT
OF 10% OF THE COMPANY S SHARE CAPITAL OVER A
12-MONTH PERIOD; TO SET THE ISSUE PRICE OF THE
CAPITAL SECURITIES AND, OR SECURITIES TO BE ISSUED,
BY WAY OF A PUBLIC OFFERING, IN ACCORDANCE
WITH THE TERMS AND CONDITIONS DETERMINED BY THE
SHAREHOLDERS MEETING; AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.18 AUTHORIZE THE BOARD OF DIRECTORS, ON THE BASIS Management For *Management Position Unknown
AND CONDITIONS OF THE RESOLUTION E.15, TO INCREASE
THE SHARE CAPITAL, UP TO 10% OF THE SHARE CAPITAL,
BY WAY OF ISSUING ORDINARY SHARES OR SECURITIES
GIVING ACCESS TO THE CAPITAL, IN CONSIDERATION
FOR THE CONTRIBUTIONS IN KIND GRANTED TO THE
COMPANY AND COMPRISED OF CAPITAL SECURITIES GIVING
ACCESS TO SHARE CAPITAL; THIS AMOUNT SHALL COUNT
AGAINST THE OVERALL CEILING SET FORTH IN THE
RESOLUTION E.13; AUTHORITY EXPIRES ON 26-MONTH
PERIOD; IT SUPERSEDES THE UNUSED FRACTION OF
ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT;
AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
E.19 AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE, ON Management For *Management Position Unknown
THE BASIS AND CONDITIONS OF THE RESOLUTION E.15,
ON THE ISSUANCE OF COMPANY S ORDINARY SHARES
OR SECURITIES GIVING ACCESS TO THE COMPANY S
SHARE CAPITAL, IN CONSIDERATION FOR SECURITIES
TENDERED IN A PUBLIC EXCHANGE OFFER INITIATED
IN FRANCE OR ABROAD BY THE COMPANY CONCERNING
THE SHARES OF ANOTHER COMPANY; THE AMOUNT OF
CAPITAL INCREASES TO BE CARRIED OUT BY VIRTUE
OF THE PRESENT RESOLUTION SHALL COUNT AGAINST
THE OVERALL CEILING SET FORTH IN THE RESOLUTION
E.13; AUTHORITY EXPIRES ON 26-MONTH PERIOD; IT
SUPERSEDES THE UNUSED FRACTION OF ANY AND ALL
EARLIER DELEGATIONS TO THE SAME EFFECT; AND TO
TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 32 of 73
E.20 AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE, AT Management For *Management Position Unknown
ITS SOLE DISCRETION, ON 1 OR MORE CAPITAL INCREASES,
IN FAVOUR OF EMPLOYEES AND CORPORATE OFFICERS
OF THE COMPANY AND RELATED COMPANIES WHO ARE
MEMBERS OF A COMPANY SAVINGS PLAN; AUTHORITY
EXPIRES ON 26-MONTH PERIOD; AND FOR AN AMOUNT
THAT SHALL NOT EXCEED 10% OF THE COMPANY CAPITAL;
THIS AMOUNT SHALL NOT COUNT AGAINST THE OVERALL
CEILING SET FORTH IN THE RESOLUTION E.13, NOR
THE CEILINGS SET FORTH IN THE RESOLUTIONS E.14
AND E.24; IT SUPERSEDES THE UNUSED FRACTION OF
ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT;
AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
E.21 AUTHORIZE THE BOARD OF DIRECTORS TO ISSUE ORDINARY Management For *Management Position Unknown
SHARES OF BOUYGUES CONSEQUENTLY TO THE ISSUE
OF SECURITIES ISSUED BY ANY COMPANY IN WHICH
BOUYGUES HOLDS DIRECTLY OR INDIRECTLY MORE THAN
THE HALF OF THE CAPITAL AND AUTHORIZES THE RESULTING
CAPITAL INCREASES; THESE SECURITES SHALL BE ISSUED
BY THE SUBSIDIARIES AND SHALL GIVE ACCESS TO
ORDINARY SHARES OF THE COMPANY; THEY CAN BE ISSUED
ON 1 OR MORE OCCASIONS, IN FRANCE, ABROAD AND,
OR IN THE INTERNATIONAL MARKET; THE SHAREHOLDERS
MEETING DECIDES TO CANCEL THE SHAREHOLDERS ;
PREFERENTIAL SUBSCRIPTION RIGHTS TO THE SECURITIES
ISSUED BY THE SUBSIDIARIES; THE CEILING OF THE
NOMINAL AMOUNT OF THE CAPITAL INCREASE OF THE
COMPANY, RESULTING FROM ALL THE ISSUANCES CARRIED
OUT ACCORDINGLY TO THE PRESENT DELEGATION, SHALL
COUNT AGAINST THE OVERALL CEILING SET FORTH IN
RESOLUTION E.13; AND TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES; AUTHORITY
EXPIRES ON 26-MONTH PERIOD; IT SUPERSEDES ANY
AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT
E.22 AUTHORIZE THE BOARD OF DIRECTORS TO MAKE USE, Management For *Management Position Unknown
IN THE EVENT OF A PUBLIC OFFER CONCERNING THE
COMPANY S SECURITIES, OF THE DELEGATIONS AND
AUTHORIZATIONS GRANTED TO THE BOARD BY THE PRESENT
SHAREHOLDERS MEETING TO INCREASE THE SHARE CAPITAL
ACCORDINGLY TO THE RESOLUTIONS E.13, E.14, E.15,
E.16, E.17, E.18, E.19, E.20, E.21 AND E.24;
AUTHORITY EXPIRES ON 18-MONTH PERIOD
E.23 AUTHORIZE THE BOARD OF DIRECTORS TO PROCEED, Management For *Management Position Unknown
IN 1 OR MORE ISSUES, IN THE EVENT OF A PUBLIC
OFFER CONCERNING THE COMPANY S SECURITIES, WITH
THE ISSUANCE OF WARRANTS TO SUBSCRIBE TO SHARES
IN THE COMPANY AND TO BE GRANTED FREE OF CHARGE
TO ALL THE SHAREHOLDERS OF THE COMPANY; THE MAXIMUM
NOMINAL AMOUNT OF CAPITAL INCREASE SHALL NOT
EXCEED EUR 400,000,000.00; THIS AMOUNT SHALL
NOT COUNT AGAINST THE GLOBAL CEILING FIXED IN
RESOLUTION E.13; AND TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES; AUTHORITY
EXPIRES ON 18-MONTH PERIOD; IT SUPERSEDES ANY
AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT
E.24 AUTHORIZE THE BOARD OF DIRECTORS TO GRANT, FOR Management For *Management Position Unknown
FREE, ON 1 OR MORE OCCASIONS, EXISTING OR FUTURE
SHARES IN FAVOUR OF THE EMPLOYEES OR THE CORPORATE
OFFICERS OF BOUYGUES AND RELATED COMPANIES; THEY
MAY NOT REPRESENT MORE THAN 10% OF THE SHARE
CAPITAL; THIS AMOUNT SHALL NOT COUNT AGAINST
THE CEILING FIXED IN THE RESOLUTION E.20, NOR
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 33 of 73
AGAINST THE OVERALL CEILING SET FORTH IN THE
RESOLUTION E.13; AND TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES; AUTHORITY
EXPIRES ON 38-MONTH PERIOD; IT SUPERSEDES THE
FRACTION UNUSED OF ANY AND ALL EARLIER DELEGATION
TO THE SAME EFFECT
E.25 AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE, ON Management For *Management Position Unknown
1 OR MORE OCCASIONS, AT ITS SOLE DISCRETION,
IN FRANCE OR ABROAD, THE SHARE CAPITAL UP TO
A MAXIMUM NOMINAL AMOUNT OF EUR 5,000,000,000.00,
ON THE ISSUANCE OF ANY SECURITIES GIVING RIGHT
TO THE ALLOCATION OF DEBT SECURITIES; AND TO
TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES; AUTHORITY EXPIRES ON 26-MONTH
PERIOD; IT SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT
E.26 AUTHORIZE THE BOARD OF DIRECTORS TO REDUCE THE Management For *Management Position Unknown
SHARE CAPITAL, ON 1 OR MORE OCCASIONS, AT ITS
SOLE DISCRETION, BY CANCELING ALL OR PART OF
THE SHARES HELD BY THE COMPANY IN CONNECTION
WITH VARIOUS STOCK REPURCHASE PLANS, UP TO A
MAXIMUM OF 10% OF THE SHARE CAPITAL OVER A 24-MONTH
PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH AL NECESSARY FORMALITIES; AUTHORITY
EXPIRES ON 18-MONTH PERIOD; IT SUPERSEDES ANY
AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT
E.27 AMEND THE ARTICLES 13 COMPOSITION OF THE BOARD Management For *Management Position Unknown
OF DIRECTORS AND 19 OF THE BYLAWS
E.28 GRANT FULL POWERS TO THE BEARER OF AN ORIGINAL, Management For *Management Position Unknown
A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER
FORMALITIES PRESCRIBED BYLAW
- ------------------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION LMT ANNUAL MEETING DATE: 04/26/2007
ISSUER: 539830109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
E.C.'PETE'ALDRIDGE, JR. Management For For
NOLAN D. ARCHIBALD Management For For
MARCUS C. BENNETT Management For For
JAMES O. ELLIS, JR. Management For For
GWENDOLYN S. KING Management For For
JAMES M. LOY Management For For
DOUGLAS H. MCCORKINDALE Management For For
EUGENE F. MURPHY Management For For
JOSEPH W. RALSTON Management For For
FRANK SAVAGE Management For For
JAMES M. SCHNEIDER Management For For
ANNE STEVENS Management For For
ROBERT J. STEVENS Management For For
JAMES R. UKROPINA Management For For
DOUGLAS C. YEARLEY Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS Shareholder Against For
04 STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN Shareholder Against For
05 STOCKHOLDER PROPOSAL BY THE SISTERS OF MERCY Shareholder Against For
OF THE AMERICAS, REGIONAL COMMUNITY OF DETROIT
CHARITABLE TRUST AND OTHER GROUPS
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 34 of 73
- ------------------------------------------------------------------------------------------------------------------------------------
SUNCOR ENERGY INC. SU SPECIAL MEETING DATE: 04/26/2007
ISSUER: 867229106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MEL E. BENSON Management For For
BRIAN A. CANFIELD Management For For
BRYAN P. DAVIES Management For For
BRIAN A. FELESKY Management For For
JOHN T. FERGUSON Management For For
W. DOUGLAS FORD Management For For
RICHARD L. GEORGE Management For For
JOHN R. HUFF Management For For
M. ANN MCCAIG Management For For
MICHAEL W. O'BRIEN Management For For
EIRA M. THOMAS Management For For
02 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS AUDITOR OF THE CORPORATION FOR THE ENSUING
YEAR.
03 APPROVAL OF AMENDMENTS TO EQUITY COMPENSATION Management For For
PLANS PLEASE READ THE RESOLUTION IN FULL IN THE
ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR.
04 APPROVAL OF PERFORMANCE STOCK OPTIONS PLEASE Management For For
READ THE RESOLUTION IN FULL IN THE ACCOMPANYING
MANAGEMENT INFORMATION CIRCULAR.
05 AMENDMENT OF BYLAWS PLEASE READ THE RESOLUTION Management For For
IN FULL IN THE ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR.
- ------------------------------------------------------------------------------------------------------------------------------------
SYNTHES INC AGM MEETING DATE: 04/26/2007
ISSUER: 87162M409 ISIN: US87162M4096 BLOCKING
SEDOL: B017QZ6, B014635
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
1. RECEIVE THE REPORT ON THE BUSINESS YEAR 2006 Non-Voting *Management Position Unknown
Take No
2. APPROVE PROFESSOR DR. PIETRO RE GAZZONI, UNIVERSITY Management Action *Management Position Unknown
HOSPITAL BASEL AS A GUESTSPEAKER
Take No
3. APPROVE THE REPORT ON THE FY, THE ANNUAL ACCOUNTS Management Action *Management Position Unknown
AND THE CONSOLIDATED ACCOUNTS FOR 2006
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 35 of 73
Take No
4. RECEIVE THE REPORT ON DIVIDEND APPROVED BY THE Management Action *Management Position Unknown
BOARD OF DIRECTORS
Take No
5. AMEND THE CERTIFICATE OF INCORPORATION: NUMBER Management Action *Management Position Unknown
OF DIRECTORS OF THE BOARD
Take No
6. ELECT THE BOARD OF DIRECTORS Management Action *Management Position Unknown
Take No
7. RATIFY THE SELECTION OF HOLDING COMPANY AND THE Management Action *Management Position Unknown
GROUP AUDITORS FOR 2007
8. MISCELLANEOUS Non-Voting *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
SAIPEM SPA, SAN DONATO MILANESE OGM MEETING DATE: 04/28/2007
ISSUER: T82000117 ISIN: IT0000068525 BLOCKING
SEDOL: B020R51, 4768768, 4765996, 4769103
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
30 APR 2007. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU.
* PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown
YOU.
Take No
O.1 RECEIVE THE FINANCIAL AND CONSOLIDATED FINANCIAL Management Action *Management Position Unknown
STATEMENTS AT 31 DEC 06, THEBOARD OF DIRECTORS
AND THE BOARD OF AUDITORS REPORTS, THE AUDIT
FIRM REPORT AND APPROVE TO ALLOCATE PROFITS
Take No
O.2 APPROVE THE STOCK OPTION PLAN Management Action *Management Position Unknown
Take No
O.3 AUTHORIZE THE BOARD OF DIRECTORS IN COMPLIANCE Management Action *Management Position Unknown
WITH THE ARTICLE 2357 OF THE CIVIL CODE TO PURCHASE
MAXIMUM 2.500.000 OWN SHARES DURING A PERIOD
OF 18 MONTHS STARTING FROM THE DATE OF THE MEETING
RESOLUTION
Take No
O.4 AUTHORIZE THE BOARD OF DIRECTORS IN COMPLIANCE Management Action *Management Position Unknown
WITH THE ARTICLE 2357 OF THE CIVIL CODE TO DISPOSE
MAXIMUM 2.500.000 OWN SHARES IN FAVOUR OF INCENTIVE
STOCK OPTION PLAN 2007
Take No
O.5 APPROVE TO EXTEND THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management Action *Management Position Unknown
AS THE AUDIT FIRMFOR THE FY S 2007-2012
Take No
O.6 APPROVE THE INSURANCE POLICY AGAINST MANAGERIAL Management Action *Management Position Unknown
AND PROFESSIONAL RISKS OF THEDIRECTORS AND THE
AUDITORS
Take No
E.1 AMEND THE ARTICLES 13, 19, 20, 21, 27 OF THE Management Action *Management Position Unknown
COMPANY S BY-LAW
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 36 of 73
- ------------------------------------------------------------------------------------------------------------------------------------
PEABODY ENERGY CORPORATION BTU ANNUAL MEETING DATE: 05/01/2007
ISSUER: 704549104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM A. COLEY Management For For
IRL F. ENGELHARDT Management For For
WILLIAM C. RUSNACK Management For For
JOHN F. TURNER Management For For
ALAN H. WASHKOWITZ Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
03 SHAREHOLDER PROPOSAL REGARDING BOARD DECLASSIFICATION Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
UST INC. UST ANNUAL MEETING DATE: 05/01/2007
ISSUER: 902911106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DECLASSIFICATION OF THE BOARD OF DIRECTORS Management For For
02 DIRECTOR Management For
J.D. BARR* Management For For
J.P. CLANCEY* Management For For
P. DIAZ DENNIS* Management For For
V.A. GIERER, JR.* Management For For
J.E. HEID* Management For For
M.S. KESSLER* Management For For
P.J. NEFF* Management For For
A.J. PARSONS* Management For For
R.J. ROSSI* Management For For
J.P. CLANCEY** Management For For
V.A. GIERER, JR.** Management For For
J.E. HEID** Management For For
03 TO RATIFY AND APPROVE ERNST & YOUNG LLP AS INDEPENDENT Management For For
AUDITORS OF THE COMPANY FOR THE YEAR 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 37 of 73
- ------------------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. PEP ANNUAL MEETING DATE: 05/02/2007
ISSUER: 713448108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1I ELECTION OF DIRECTOR: D. VASELLA Management For For
1J ELECTION OF DIRECTOR: M.D. WHITE Management For For
02 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS Management For For
03 APPROVAL OF 2007 LONG-TERM INCENTIVE PLAN (PROXY Management Against Against
STATEMENT P. 37)
04 SHAREHOLDER PROPOSAL- CHARITABLE CONTRIBUTIONS Shareholder Against For
(PROXY STATEMENT P. 44)
1A ELECTION OF DIRECTOR: D. DUBLON Management For For
1B ELECTION OF DIRECTOR: V.J. DZAU Management For For
1C ELECTION OF DIRECTOR: R.L. HUNT Management For For
1D ELECTION OF DIRECTOR: A. IBARGUEN Management For For
1E ELECTION OF DIRECTOR: A.C. MARTINEZ Management For For
1F ELECTION OF DIRECTOR: I.K. NOOYI Management For For
1G ELECTION OF DIRECTOR: S.P. ROCKEFELLER Management For For
1H ELECTION OF DIRECTOR: J.J. SCHIRO Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
CONNECTICUT WATER SERVICE, INC. CTWS ANNUAL MEETING DATE: 05/08/2007
ISSUER: 207797101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
HEATHER HUNT Management For For
ARTHUR C. REEDS Management For For
ERIC W. THORNBURG Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
SPRINT NEXTEL CORPORATION S ANNUAL MEETING DATE: 05/08/2007
ISSUER: 852061100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: KEITH J. BANE Management For For
1B ELECTION OF DIRECTOR: ROBERT R. BENNETT Management For For
1C ELECTION OF DIRECTOR: GORDON M. BETHUNE Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 38 of 73
1D ELECTION OF DIRECTOR: FRANK M. DRENDEL Management For For
1E ELECTION OF DIRECTOR: GARY D. FORSEE Management For For
1F ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Management For For
1G ELECTION OF DIRECTOR: V. JANET HILL Management For For
1H ELECTION OF DIRECTOR: IRVINE O. HOCKADAY, JR. Management For For
1I ELECTION OF DIRECTOR: LINDA KOCH LORIMER Management For For
1J ELECTION OF DIRECTOR: WILLIAM H. SWANSON Management For For
02 TO RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF SPRINT NEXTEL
FOR 2007.
03 TO APPROVE THE 2007 OMNIBUS INCENTIVE PLAN. Management Against Against
04 SHAREHOLDER PROPOSAL CONCERNING ADVISORY VOTE Shareholder Against For
ON COMPENSATION OF NAMED EXECUTIVE OFFICERS.
- ------------------------------------------------------------------------------------------------------------------------------------
UNITED STATES CELLULAR CORPORATION USM ANNUAL MEETING DATE: 05/08/2007
ISSUER: 911684108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFY ACCOUNTANTS FOR 2007. Management For For
01 DIRECTOR Management For
P.H. DENUIT Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
CRH PLC AGM MEETING DATE: 05/09/2007
ISSUER: G25508105 ISIN: IE0001827041
SEDOL: 5465240, 0182704, B01ZKD6, 4182249
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE FINANCIAL STATEMENTS AND REPORTS Management For *Management Position Unknown
OF THE DIRECTORS AND THE AUDITORS
2. DECLARE A DIVIDEND Management For *Management Position Unknown
3.A RE-ELECT MR. D.M. KENNEDY AS A DIRECTOR Management For *Management Position Unknown
3.B RE-ELECT MR. T.V. NEILL AS A DIRECTOR Management For *Management Position Unknown
3.C RE-ELECT MR. W.I. O MAHONY AS A DIRECTOR Management For *Management Position Unknown
3.D RE-ELECT MR. W.P. EGAN AS A DIRECTOR Management For *Management Position Unknown
3.E RE-ELECT MR. D.N. O CONNOR AS A DIRECTOR Management For *Management Position Unknown
4. APPROVE THE REMUNERATION OF THE AUDITORS Management For *Management Position Unknown
S.5 APPROVE THE DISAPPLICATION OF PRE-EMPTION RIGHTS Management For *Management Position Unknown
S.6 GRANT AUTHORITY TO PURCHASE OWN ORDINARY SHARES Management For *Management Position Unknown
S.7 GRANT AUTHORITY IN RELATION TO RE-ISSUE PRICE Management For *Management Position Unknown
RANGE OF TREASURY SHARES
S.8 AMEND THE ARTICLES OF ASSOCIATION Management For *Management Position Unknown
S.9 GRANT AUTHORITY TO RE-ISSUE TREASURY SHARES Management For *Management Position Unknown
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 39 of 73
- ------------------------------------------------------------------------------------------------------------------------------------
CHRISTIAN DIOR SA, PARIS MIX MEETING DATE: 05/10/2007
ISSUER: F26334106 ISIN: FR0000130403
SEDOL: 4061393, 4194545, 5690097, B02PS53, 4069030
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* VERIFICATION PERIOD: REGISTERED SHARES: 1 TO Non-Voting *Management Position Unknown
5 DAYS PRIOR TO THE MEETING DATE, DEPENDS ON
COMPANY S BY-LAWS. BEARER SHARES: 6 DAYS PRIOR
TO THE MEETING DATE. FRENCH RESIDENT SHAREOWNERS
MUST COMPLETE, SIGN AND FORWARD THE PROXY CARD
DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN
THE NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS.
THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS:
PROXY CARDS: VOTING INSTRUCTIONS WILL BE
FORWARDED TO THE GLOBAL CUSTODIANS THAT HAVE
BECOME REGISTERED INTERMEDIARIES, ON THE VOTE
DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY,
THE GLOBAL CUSTODIAN WILL SIGN THE PROXY CARD
AND FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE
UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS
REGISTERED INTERMEDIARY, PLEASE CONTACT YOUR
REPRESENTATIVE. TRADES/VOTE INSTRUCTIONS:
SINCE FRANCE MAINTAINS A VERIFICATION PERIOD,
FOR VOTE INSTRUCTIONS SUBMITTED THAT HAVE A TRADE
TRANSACTED (SELL) FOR EITHER THE FULL SECURITY
POSITION OR A PARTIAL AMOUNT AFTER THE VOTE INSTRUCTION
HAS BEEN SUBMITTED AND THE GLOBAL CUSTODIAN ADVISES
OF THE POSITION CHANGE VIA THE ACCOUNT POSITION
COLLECTION PROCESS, THERE IS A PROCESS IN EFFECT
WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE
NEW ACCOUNT POSITION AVAILABLE FOR VOTING. THIS
WILL ENSURE THAT THE LOCAL CUSTODIAN IS INSTRUCTED
TO AMEND THE VOTE INSTRUCTION AND RELEASE THE
SHARES FOR SETTLEMENT OF THE SALE TRANSACTION.
THIS PROCEDURE PERTAINS TO SALE TRANSACTIONS
WITH A SETTLEMENT DATE PRIOR TO MEETING DATE
+ 1
Take No
O.1 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management Action *Management Position Unknown
AND THE AUDITORS AND APPROVE THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE FYE 31 DEC 2006,
IN THE FORM PRESENTED TO THE MEETING
Take No
O.2 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management Action *Management Position Unknown
AND THE AUDITORS AND APPROVE THE COMPANY S FINANCIAL
STATEMENTS FOR THE YEAR 2006, GRANT PERMANENT
DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS
FOR THE PERFORMANCE OF THEIR DUTIES DURING THE
SAID FY
Take No
O.3 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management Action *Management Position Unknown
AGREEMENTS GOVERNED BY THE ARTICLE L.225-38 OF
THE FRENCH COMMERCIAL CODE; APPROVE THE SAID
REPORT AND THE AGREEMENTS REFERRED TO THEREIN
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 40 of 73
Take No
O.4 APPROVE THE RECOMMENDATIONS OF THE BOARD OF DIRECTORS Management Action *Management Position Unknown
AND RESOLVES THAT THE INCOME FOR THE FY IS APPROPRIATED
AS FOLLOWS: INCOME FOR THE FY: EUR 184,249,668.52;
RETAINED EARNINGS: EUR 43,227,088.83; ORDINARY
RESERVES: EUR 28,758,380.33; TOTAL: EUR 256,235,137.68;
ALLOCATED AS FOLLOWS: DIVIDENDS: EUR 256,235,137.68
CORRESPONDING TO A DIVIDEND OF EUR 1.41 PER SHARE;
AND REMINDS THAT AN INTERIM DIVIDEND OF EUR 0.38
WAS ALREADY PAID ON 01 DEC 2006; THE REMAINING
DIVIDEND OF EUR 1.03 WILL BE PAID ON 15 MAY 2007,
AND WILL ENTITLE NATURAL PERSONS TO THE 40% ALLOWANCE;
IN THE EVENT THAT THE COMPANY HOLDS SOME OF ITS
OWN SHARES ON SUCH DATE, THE AMOUNT OF THE UNPAID
DIVIDEND ON SUCH SHARES SHALL BE ALLOCATED TO
THE RETAINED EARNING ACCOUNT; AS REQUIRED BY-LAW
Take No
O.5 APPORVE TO RENEW THE APPOINTMENT OF MR. RAYMOND Management Action *Management Position Unknown
WIBAUX AS A DIRECTOR FOR A 3 YEAR PERIOD
Take No
O.6 AUTHORIZE THE BOARD OF DIRECTORS, TO BUY BACK Management Action *Management Position Unknown
THE COMPANY S SHARES ON THE OPEN MARKET, SUBJECT
TO THE CONDITIONS AS BELOW: MAXIMUM PURCHASE
PRICE: EUR 130.00; MAXIMUM NUMBER OF SHARES TO
BE ACQUIRED: 0.5% OF THE SHARE CAPITAL ON 01
JAN 2007, I.E. 908.635 SHARES MAXIMUM FUNDS INVESTED
IN THE SHARE BUYBACKS: EUR 118,000,000.00; AUTHORITY
EXPIRES AT 18 MONTH PERIOD; TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES;
THE DELEGATION OF POWERS SUPERSEDES THE ONE GIVEN
BY THE COMBINED SHAREHOLDERS MEETING DATED 11
MAY 2006
Take No
E.7 AUTHORIZE THE BOARD OF DIRECTORS, TO REDUCE THE Management Action *Management Position Unknown
SHARE CAPITAL, ON 1 OR MORE OCCASION, BY CANCELING
ALL OR PART OF THE SHARES HELD BY THE COMPANY
IN CONNECTION WITH A STOCK REPURCHASE PLAN, UP
TO A MAXIMUM OF 10% OF THE SHARE CAPITAL OVER
A 24 MONTH PERIOD; AUTHORITY EXPIRES AT 18 MONTH
PERIOD; TO TAKE ALL NECESSARY MEASURE AND ACCOMPLISH
ALL NECESSARY FORMALITIES; THIS DELEGATION OF
POWER SUPERSEDES THE ONE GIVEN BY THE SHAREHOLDERS
MEETING DATED 11 MAY 2006
Take No
E.8 AUTHORIZE THE BOARD OF DIRECTORS, IN ORDER TO Management Action *Management Position Unknown
INCREASE THE SHARE CAPITAL IN ONE OR MORE OCCASIONS:
UP TO A MAXIMUM NOMINAL AMOUNT OF EUR 40,000,000.00
BY WAY OF ISSUING, BY WAY OF A PUBLIC OFFERING
AND WITH PREFERRED SUBSCRIPTION RIGHTS MAINTAINED;
ORDINARY SHARES AND-OR SECURITIES GIVING ACCESS
TO THE CAPITAL OR GIVING RIGHT TO A DEBT SECURITY;
UP TO A MAXIMUM NOMINAL AMOUNT OF EUR 40,000,000.00
BY WAY OF CAPITALIZING RESERVES, PROFITS, PREMIUMS,
PROVIDED THAT SUCH CAPITALIZATION IS ALLOWED
BY LAW AND UNDER THE BY-LAWS, TO BE CARRIED OUT
THROUGH THE ISSUE OF BONUS SHARES OR THE RAISE
OF THE PAR VALUE OF THE EXISTING SHARES; AUTHORITY
EXPIRES AT 26 MONTH PERIOD; TO TAKE ALL NECESSARY
MEASURE AND ACCOMPLISH ALL NECESSARY FORMALITIES;
THIS DELEGATION OF POWER SUPERSEDES THE ONE GIVEN
BY THE COMBINED SHAREHOLDERS MEETING DATED 12
MAY 2005
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 41 of 73
Take No
E.9 AUTHORIZE THE BOARD OF DIRECTORS, TO INCREASE Management Action *Management Position Unknown
ON ONE OR MORE OCCASIONS, IN FRANCE OR ABROAD,
THE SHARE CAPITAL TO A MAXIMUM NOMINAL AMOUNT
OF EUR 40,000,000.00, BY ISSUANCE, BY WAY OF
PUBLIC OFFERING AND WITH THE SHAREHOLDERS CANCELLATION
PREFERRED SUBSCRIPTION RIGHTS, OF ORDINARY SHARES
AND SECURITIES, GIVING ACCESS TO THE CAPITAL
OR GIVING RIGHT TO A DEBT SECURITY; THIS AMOUNT
SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH
IN RESOLUTIONS NUMBERS 8, 10; AUTHORITY EXPIRES
AT 26 MONTH PERIOD; TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES; THIS
DELEGATION OF POWERS SUPERSEDES THE ONE GIVEN
BY THE COMBINED SHAREHOLDERS METING DATED 12
MAY 2005
Take No
E.10 AUTHORIZE THE BOARD OF DIRECTORS, TO ISSUE SHARES Management Action *Management Position Unknown
OR SECURITIES, GIVING ACCESS TO THE COMPANY S
SHARE CAPITAL OR GIVING RIGHT TO A DEBT SECURITY,
EITHER IN CONSIDERATION FOR SECURITIES TENDERED
IN A PUBLIC EXCHANGE OFFER, OR, UP TO 10% OF
THE SHARE CAPITAL, IN CONSIDERATION FOR THE CONTRIBUTION
IN KIND GRANTED TO THE COMPANY AND COMPRISED
OF CAPITAL SECURITIES OR SECURITIES GIVING ACCESS
TO SHARE CAPITAL; AUTHORITY EXPIRES AT 26 MONTH
PERIOD; TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES; THIS DELEGATION OF
POWERS SUPERSEDES THE ONE GIVEN BY THE COMBINED
SHAREHOLDERS METING DATED 12 MAY 2005
Take No
E.11 APPROVE TO INCREASE THE NUMBER OF SECURITIES Management Action *Management Position Unknown
TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE
ACCORDANCE THE ISSUANCES WHICH SHALL BE DECIDED
IN APPLICATION TO THE CONFERRED DELEGATIONS IN
VIRTUE OF THE RESOLUTIONS NO 8 AND 9
Take No
E.12 APPROVE TO RESOLVE TO BRING THE ARTICLE 17 OF Management Action *Management Position Unknown
THE BNP PARIBAS SECURITIES SERVICES
- ------------------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. GOOG ANNUAL MEETING DATE: 05/10/2007
ISSUER: 38259P508 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ERIC SCHMIDT Management For For
SERGEY BRIN Management For For
LARRY PAGE Management For For
L. JOHN DOERR Management For For
JOHN L. HENNESSY Management For For
ARTHUR D. LEVINSON Management For For
ANN MATHER Management For For
PAUL S. OTELLINI Management For For
K. RAM SHRIRAM Management For For
SHIRLEY M. TILGHMAN Management For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF GOOGLE INC. FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 42 of 73
03 APPROVAL OF AN AMENDMENT TO GOOGLE S 2004 STOCK Management For For
PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES
OF CLASS A COMMON STOCK ISSUABLE THEREUNDER BY
4,500,000.
04 APPROVAL OF GOOGLE S EXECUTIVE BONUS PLAN. Management For For
05 STOCKHOLDER PROPOSAL TO REQUEST THAT MANAGEMENT Shareholder Against For
INSTITUTE POLICIES TO HELP PROTECT FREEDOM OF
ACCESS TO THE INTERNET.
- ------------------------------------------------------------------------------------------------------------------------------------
TRANSOCEAN INC. RIG ANNUAL MEETING DATE: 05/10/2007
ISSUER: G90078109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: ROBERT L. LONG Management For For
1B ELECTION OF DIRECTOR: MARTIN B. MCNAMARA Management For For
1C ELECTION OF DIRECTOR: ROBERT M. SPRAGUE Management For For
1D ELECTION OF DIRECTOR: J. MICHAEL TALBERT Management For For
02 APPROVAL OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
ESCADA AG, ASCHEIM OGM MEETING DATE: 05/14/2007
ISSUER: D25191111 ISIN: DE0005692107
SEDOL: 4317193
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS Non-Voting *Management Position Unknown
MEETING IS 23 APR 2007, WHEREAS THE MEETING HAS
BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS
DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS
REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW.
THANK YOU
1. PRESENTATION OF THE FINANCIAL STATEMENTS AND Non-Voting *Management Position Unknown
ANNUAL REPORT FOR THE 2005/2006 FY WITH THE REPORT
OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL
STATEMENTS AND GROUP ANNUAL REPORT
2. RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE Management For *Management Position Unknown
PROFIT OF EUR 16,257,076.15 AS FOLLOWS: EUR 8,000,000
SHALL BE ALLOCATED TO THE REVENUE RESERVES EUR
8,257,076.15 SHALL BE CARRIED FORWARD
3. RATIFICATION OF THE ACTS OF THE BOARD OF MANAGING Management For *Management Position Unknown
DIRECTORS
4. RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD Management For *Management Position Unknown
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 43 of 73
5. APPOINTMENT OF AUDITORS FOR THE 2006/2007 FY: Management For *Management Position Unknown
AWT HORWATH GMBH, MUNICH
6.1 ELECT MR. RUSTAM AKSENENKO TO THE SUPERVISORY Management For *Management Position Unknown
BOARD
6.2 ELECT MR. JEAN-CHRISTOPHE HOCKE TO THE SUPERVISORY Management For *Management Position Unknown
BOARD
6.3 ELECT DR. MARTIN KUHN TO THE SUPERVISORY BOARD Management For *Management Position Unknown
6.4 ELECT MR. JEAN-MARC LOUBIER TO THE SUPERVISORY Management For *Management Position Unknown
BOARD
6.5 ELECT MR. CLAUS MINGERS TO THE SUPERVISORY BOARD Management For *Management Position Unknown
6.6 ELECT MR. HANS-JOERG RUDLOFF TO THE SUPERVISORY Management For *Management Position Unknown
BOARD
7. APPROVAL OF THE TRANSFER OF THE COMPANY S GERMAN Management For *Management Position Unknown
DISTRIBUTION DIVISION TO ITSWHOLLY OWNED SUBSIDIARY
ESCADA DEUTSCHLAND VERTRIEBS GMBH
8. APPROVAL OF THE PROFIT TRANSFER AGREEMENT WITH Management For *Management Position Unknown
ESCADA DEUTSCHLAND VERTRIEBS GMBH
9. APPROVAL OF THE PROFIT TRANSFER AGREEMENT WITH Management For *Management Position Unknown
PRIMERA AG, ANOTHER OF THE COMPANY S WHOLLY OWNED
SUBSIDIARIES
- ------------------------------------------------------------------------------------------------------------------------------------
ALLTEL CORPORATION AT ANNUAL MEETING DATE: 05/15/2007
ISSUER: 020039103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
SCOTT T. FORD Management For For
L.L GELLERSTEDT, III Management For For
EMON A. MAHONY, JR. Management For For
RONALD TOWNSEND Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC. STJ ANNUAL MEETING DATE: 05/16/2007
ISSUER: 790849103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MICHAEL A. ROCCA Management For For
STEFAN K. WIDENSOHLER Management For For
02 TO APPROVE THE ST. JUDE MEDICAL, INC. 2007 STOCK Management Against Against
INCENTIVE PLAN.
03 TO APPROVE THE ST. JUDE MEDICAL, INC. 2007 EMPLOYEE Management For For
STOCK PURCHASE PLAN.
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 44 of 73
- ------------------------------------------------------------------------------------------------------------------------------------
INDEPENDENT NEWS AND MEDIA PLC EGM MEETING DATE: 05/18/2007
ISSUER: G4755S126 ISIN: IE0004614818
SEDOL: B01ZKS1, 0461481, 6459639, 4699103, B014WP9
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE TRANSACTION, AS SPECIFIED, AND AUTHORIZE Management For *Management Position Unknown
THE DIRECTORS OF THE COMPANY OR COMMITTEE THEREOF
TO DO, OR PROCURE TO BE DONE, ALL SUCH ACTS AND
THINGS ON BEHALF OF THE COMPANY AND ANY SUBSIDIARIES
AS SHALL BE REQUIRED OR AS SHALL SEEM TO THEM
TO BE DESIRABLE TO GIVE EFFECT THERETO WITH SUCH
NON-MATERIAL MODIFICATIONS IF ANY AS THEY MAY
IN THEIR ABSOLUTE DISCRETION THINK FIT, AND WITHOUT
PREJUDICE TO THE GENERALITY OF FOREGOING, INCLUDING
ENTERING INTO THE SCHEME IMPLEMENTATION AGREEMENT
AND IMPLEMENTING THE SCHEME EACH AS SPECIFIED
- ------------------------------------------------------------------------------------------------------------------------------------
LADBROKES PLC AGM MEETING DATE: 05/18/2007
ISSUER: G5337D107 ISIN: GB00B0ZSH635
SEDOL: B1321T5, B100LK3, B0ZSH63
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND ADOPT THE FINANCIAL STATEMENTS AND Management For *Management Position Unknown
STATUTORY REPORTS
2. APPROVE A FINAL DIVIDEND OF 8.60P PER ORDINARY Management For *Management Position Unknown
SHARE
3. RE-ELECT MR. CHRISTOPHER RODRIGUES AS A DIRECTOR Management For *Management Position Unknown
4. ELECT MR. JOHN JARVIS AS A DIRECTOR Management For *Management Position Unknown
5. ELECT MR. HENRY STAUNTON AS A DIRECTOR Management For *Management Position Unknown
6. ELECT MR. BRIAN WALLACE AS A DIRECTOR Management For *Management Position Unknown
7. RE-APPOINT ERNST & YOUNG LLP AS THE AUDITORS Management For *Management Position Unknown
AND AUTHORIZE THE BOARD TO DETERMINE THEIR REMUNERATION
8. APPROVE THE REMUNERATION REPORT Management For *Management Position Unknown
9. AUTHORIZE THE COMPANY TO MAKE EU POLITICAL DONATIONS Management For *Management Position Unknown
AND TO INCUR EU POLITICAL EXPENDITURES UP TO
GBP 10,000 AND AUTHORIZE LADBROKES BETTING GAMING
LTD TO MAKE EU POLITICAL DONATIONS AND TO INCUR
EU POLITICAL EXPENDITURES UP TO GBP 15,000
10. AUTHORIZE THE DIRECTORS TO ISSUE EQUITY OR EQUITY-LINKED Management For *Management Position Unknown
SECURITIES WITH PRE-EMPTIVE RIGHTS UP TO AGGREGATE
NOMINAL AMOUNT OF GBP 58,794,737
S.11 GRANT AUTHORITY TO ISSUE EQUITY OR EQUITY-LINKED Management For *Management Position Unknown
SECURITIES WITHOUT PRE-EMPTIVE RIGHTS UP TO AGGREGATE
NOMINAL AMOUNT OF GBP 8, 893,958 AND UP TO AGGREGATE
NOMINAL AMOUNT OF GBP 58,794,737 IN CONNECTION
WITH A RIGHTS ISSUE
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 45 of 73
S.12 AUTHORIZE THE COMPANY TO MAKE MARKET PURCHASE Management For *Management Position Unknown
OF 62,780,884 ORDINARY SHARES
S.13 AMEND THE ARTICLES OF ASSOCIATION REGARDING ELECTRONIC Management For *Management Position Unknown
COMMUNICATIONS
14. AUTHORIZE THE COMPANY, SUBJECT TO THE PASSING Management For *Management Position Unknown
OF RESOLUTION 13, TO USE ELECTRONIC MEANS TO
CONVEY INFORMATION TO SHAREHOLDERS
15. APPROVE THE LADBROKES PLC PERFORMANCE SHARE PLAN Management For *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. TWX ANNUAL MEETING DATE: 05/18/2007
ISSUER: 887317105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFICATION OF AUDITORS. Management For For
03 COMPANY PROPOSAL TO AMEND THE COMPANY S RESTATED Management For For
CERTIFICATE OF INCORPORATION TO ELIMINATE CERTAIN
SUPER-MAJORITY VOTE REQUIREMENTS.
04 STOCKHOLDER PROPOSAL REGARDING ADVISORY RESOLUTION Shareholder Against For
TO RATIFY COMPENSATION OF NAMED EXECUTIVE OFFICERS.
05 STOCKHOLDER PROPOSAL REGARDING SEPARATION OF Shareholder Against For
ROLES OF CHAIRMAN AND CEO.
06 STOCKHOLDER PROPOSAL REGARDING SIMPLE MAJORITY Shareholder Against For
VOTE.
07 STOCKHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER Shareholder Against For
MEETINGS.
08 STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER RATIFICATION Shareholder Against For
OF DIRECTOR COMPENSATION WHEN A STOCKHOLDER RIGHTS
PLAN HAS BEEN ADOPTED.
01 DIRECTOR Management For
JAMES L. BARKSDALE Management For For
JEFFREY L. BEWKES Management For For
STEPHEN F. BOLLENBACH Management For For
FRANK J. CAUFIELD Management For For
ROBERT C. CLARK Management For For
MATHIAS DOPFNER Management For For
JESSICA P. EINHORN Management For For
REUBEN MARK Management For For
MICHAEL A. MILES Management For For
KENNETH J. NOVACK Management For For
RICHARD D. PARSONS Management For For
FRANCIS T. VINCENT, JR. Management For For
DEBORAH C. WRIGHT Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 46 of 73
- ------------------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE GSK AGM MEETING DATE: 05/23/2007
ISSUER: G3910J112 ISIN: GB0009252882
SEDOL: B01DHS4, 4907657, 0925288
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND ADOPT THE DIRECTORS REPORT AND THE Management For *Management Position Unknown
FINANCIAL STATEMENTS FOR THE YE 31 DEC 2006
2. APPROVE THE REMUNERATION REPORT FOR THE YE 31 Management For *Management Position Unknown
DEC 2006
3. ELECT DR. DANIEL PODOLSKY AS A DIRECTOR OF THE Management For *Management Position Unknown
COMPANY
4. ELECT DR. STEPHANIE BURNS AS A DIRECTOR OF THE Management For *Management Position Unknown
COMPANY
5. RE- ELECT MR. JULIAN HESLOP AS A DIRECTOR OF Management For *Management Position Unknown
THE COMPANY
6. RE-ELECT SIR. DERYCK MAUGHAN AS A DIRECTOR OF Management For *Management Position Unknown
THE COMPANY
7. RE-ELECT DR. RONALDO SCHMITZ AS A DIRECTOR OF Management For *Management Position Unknown
THE COMPANY
8. RE-ELECT SIR. ROBERT WILSON AS A DIRECTOR OF Management For *Management Position Unknown
THE COMPANY
9. AUTHORIZE THE AUDIT COMMITTEE TO RE-APPOINT PRICEWATERHOUSECOOPERS Management For *Management Position Unknown
LLP AS THEAUDITORS TO THE COMPANY UNTIL THE END
OF THE NEXT MEETING AT WHICH ACCOUNTS ARE LAID
BEFORE THE COMPANY
10. AUTHORIZE THE AUDIT COMMITTEE TO DETERMINE THE Management For *Management Position Unknown
REMUNERATION OF THE AUDITORS
11. AUTHORIZE THE COMPANY, IN ACCORDANCE WITH 347C Management For *Management Position Unknown
OF THE COMPANIES ACT 1985 THEACT, TO MAKE DONATIONS
TO EU POLITICAL ORGANIZATIONS AND TO INCUR EU
POLITICAL EXPENDITURE UP TO A MAXIMUM AGGREGATE
AMOUNT OF GBP 50,000; AUTHORITY EXPIRES THE EARLIER
OF THE CONCLUSION OF THE NEXT AGM IN 2008 OR
22 NOV 2008
S.15 AMEND ARTICLE 2 AND 142 OF THE ARTICLES OF ASSOCIATION Management For *Management Position Unknown
12. AUTHORIZE THE DIRECTORS, IN SUBSTITUTION FOR Management For *Management Position Unknown
ALL SUBSTITUTING AUTHORITIES, TOALLOT RELEVANT
SECURITIES SECTION 80 OF THE ACT UP TO AN AGGREGATE
NOMINAL AMOUNT OF GBP 479,400,814; AUTHORITY
EXPIRES THE EARLIER OF THE CONCLUSION OF THE
COMPANY S AGM TO BE HELD IN 2008 OR 22 NOV 2008;
AND THE DIRECTORS MAY ALLOT RELEVANT SECURITIES
AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE
OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH
EXPIRY
S.13 AUTHORIZE THE DIRECTORS, FOR THE PURPOSES OF Management For *Management Position Unknown
ARTICLE 12 OF THE COMPANY S ARTICLES OF ASSOCIATION
AND PURSUANT TO SECTION 95 OF THE ACT, TO ALLOT
EQUITY SECURITIES SECTION 94 OF THE ACT FOR CASH
PURSUANT TO THE AUTHORITY CONFERRED ON THE DIRECTORS
BY RESOLUTION 12 AND /OR WHERE SUCH ALLOTMENT
CONSTITUTES AN ALLOTMENT OF EQUITY SECURITIES
BY VIRTUE OF SECTION 94(3A)OF THE ACT, DISAPPLYING
THE STATUTORY PRE-EMPTION RIGHTS SECTION 89(1),
PROVIDED THAT THIS POWER IS LIMITED TO THE ALLOTMENT
OF EQUITY SECURITIES: A) IN CONNECTION WITH A
RIGHTS ISSUE AS DEFINED IN ARTICLE 12.5 OF THE
COMPANY S ARTICLES OF ASSOCIATION PROVIDED THAT
AN OFFER OF EQUITY SECURITIES PURSUANT TO ANY
SUCH RIGHTS ISSUE NEED NOT BE OPEN TO ANY SHAREHOLDER
HOLDING ORDINARY SHARES AS TREASURY SHARES; AND
B) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 71,910,122;
AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION
OF THE NEXT AGM OF THE COMPANY TO BE HELD IN
2008 OR ON 22 NOV 2008; AND THE DIRECTORS TO
ALLOT EQUITY SECURITIES AFTER THE EXPIRY OF THIS
AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT
MADE PRIOR TO SUCH EXPIRY
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 47 of 73
S.14 AUTHORIZE THE COMPANY, FOR THE PURPOSES OF SECTION Management For *Management Position Unknown
166 OF THE ACT, TO MAKE MARKET PURCHASES SECTION
163 OF THE ACT OF UP TO 575,280,977 ORDINARY
SHARES OF 25P EACH, AT A MINIMUM PRICE OF 25P
AND UP TO 105% OF THE AVERAGE MIDDLE MARKET QUOTATIONS
FOR SUCH SHARES DERIVED FROM THE LONDON STOCK
EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS
5 BUSINESS DAYS AND THE HIGHER OF THE PRICE OF
THE LAST INDEPENDENT TRADE AND THE HIGHEST CURRENT
INDEPENDENT BID ON THE LONDON STOCK EXCHANGE
OFFICIAL LIST AT THE TIME THE PURCHASE IS CARRIED
OUT; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION
OF THE NEXT AGM OF THE COMPANY TO BE HELD IN
2008 OR ON 22 NOV 2008; THE COMPANY, BEFORE THE
EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY
SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR
PARTLY AFTER SUCH EXPIRY
- ------------------------------------------------------------------------------------------------------------------------------------
CADBURY SCHWEPPES PLC CSG AGM MEETING DATE: 05/24/2007
ISSUER: G17444152 ISIN: GB0006107006
SEDOL: 0610700, 6149703, B02S7G6, 5659883
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE FINANCIAL STATEMENTS FOR THE YE 31 Management For *Management Position Unknown
DEC 2006 AND RECEIVE THE REPORTS OF THE DIRECTORS
AND THE AUDITORS
2. DECLARE THE RECOMMENDED FINAL DIVIDEND OF 9.9 Management For *Management Position Unknown
PENCE PER ORDINARY SHARE PAYABLE ON 25 MAY 2007
TO THE ORDINARY SHARES REGISTERED AT THE CLOSE
OF BUSINESS ON 27 APR 2007
3. APPROVE THE DIRECTORS REMUNERATION REPORT CONTAINED Management For *Management Position Unknown
IN THE ANNUAL REPORT ANDACCOUNTS
4. RE-APPOINT SIR. JOHN SUNDERLAND AS A DIRECTOR Management For *Management Position Unknown
OF THE COMPANY, WHO RETIRES BY ROTATION
5. RE-APPOINT MR. ROSEMARY THORNE AS A DIRECTOR Management For *Management Position Unknown
OF THE COMPANY, WHO RETIRES BY ROTATION
6. RE-APPOINT MR. DAVID THOMPSON AS A DIRECTOR OF Management For *Management Position Unknown
THE COMPANY, WHO RETIRES BY ROTATION
7. RE-APPOINT MR. SANJIV AHUJA AS A DIRECTOR OF Management For *Management Position Unknown
THE COMPANY
8. RE-APPOINT MR. RAYMOND VIAULT AS A DIRECTOR OF Management For *Management Position Unknown
THE COMPANY
9. RE-APPOINT DELOITTE & TOUCHE LLP AS THE AUDITORS Management For *Management Position Unknown
OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION
OF THE NEXT AGM AT WHICH ACCOUNTS ARE LAID BEFORE
THE COMPANY
10. AUTHORIZE THE DIRECTORS TO DETERMINE THE REMUNERATION Management For *Management Position Unknown
OF THE AUDITORS
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 48 of 73
11. AMEND THE RULES OF THE CADBURY SCHWEPPES LONG Management For *Management Position Unknown
TERM INCENTIVE PLAN 2004, THE CADBURY SCHWEPPES
SHARE OPTION PLAN 2004 AND THE CADBURY SCHWEPPES
NEW ISSUE SHARE OPTION PLAN 2004 AS SPECIFIED
AND AUTHORIZE THE DIRECTORS TO DO ALL SUCH THINGS
AS MAY BE NECESSARY TO CARRY THE SAME INTO EFFECT
12. AUTHORIZE THE COMPANY, TO SERVE ANY NOTICE OR Management For *Management Position Unknown
SEND OR SUPPLY ANY OTHER DOCUMENT OR INFORMATION
TO A MEMBER WHERE APPLICABLE A NOMINEE BY MAKING
THE NOTICE OR DOCUMENT OR INFORMATION AVAILABLE
ON THE COMPANY S WEBSITE OR BY USING OTHER ELECTRONIC
MEANS
13. AUTHORIZE THE DIRECTORS, TO ALLOT RELEVANT SECURITIES Management For *Management Position Unknown
SECTION 80 OF THE COMPANIES ACT 1985 UP TO A
MAXIMUM AGGREGATE NOMINAL AMOUNT OF GBP 86,636,438;
AUTHORITY EXPIRES AT THE CONCLUSION OF THE AGM
OF THE COMPANY; AND THE DIRECTORS MAY ALLOT RELEVANT
SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY
IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE
PRIOR TO SUCH EXPIRY
S.14 AUTHORIZE THE DIRECTORS, TO ALLOT EQUITY SECURITIES Management For *Management Position Unknown
SECTION 94(2) OF THE COMPANIES ACT 1985, FOR
CASH PURSUANT TO THE AUTHORITY CONFERRED BY RESOLUTION
13 WHERE SUCH ALLOTMENT CONSTITUTES AN ALLOTMENT
OF EQUITY SECURITIES BY VIRTUE OF SECTION 94(3A)
OF THE COMPANIES ACT 1985, DISAPPLYING THE STATUTORY
PRE-EMPTION RIGHTS SECTION 89(1), PROVIDED THAT
THIS POWER IS LIMITED TO THE ALLOTMENT OF EQUITY
SECURITIES: I) IN CONNECTION WITH A RIGHTS ISSUE,
OPEN OFFER OR ANY OTHER PRE-EMPTIVE OFFER IN
FAVOR OF ORDINARY SHARES OR OTHER EQUITY SECURITIES
EXCLUDING ANY HOLDER HOLDING SHARES AS TREASURY
SHARES WHERE THE EQUITY SECURITIES RESPECTIVELY
ATTRIBUTABLE TO THE INTERESTS OF SUCH PERSONS
ON A FIXED RECORD DATE ARE PROPORTIONATE AS NEARLY
AS MAY BE TO THE RESPECTIVE NUMBERS OF EQUITY
SECURITIES HELD BY THEM OR OTHERWISE ALLOTTED
IN ACCORDANCE WITH THE RIGHTS ATTACHING TO SUCH
EQUITY SECURITIES; II) UP TO AN AGGREGATE NOMINAL
AMOUNT OF GBP 13,126,733; AUTHORITY EXPIRES AT
THE CONCLUSION OF THE NEXT AGM OF THE COMPANY;
AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES
AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE
OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH
EXPIRY
S.15 AUTHORIZE THE COMPANY, PURSUANT TO AND IN ACCORDANCE Management For *Management Position Unknown
WITH SECTION 166 OF THE COMPANIES ACT 1985, TO
MAKE MARKET PURCHASES SECTION 163(3) OF THE COMPANIES
ACT 1985 OF ITS OWN ORDINARY SHARES UPON AND
SUBJECT TO THE FOLLOWING CONDITIONS: I) THE MAXIMUM
NUMBER OF SUCH ORDINARY SHARES IN THE COMPANY
HAS A TOTAL NOMINAL VALUE OF GBP 26,253,466;
II) THE MINIMUM PRICE, EXCLUSIVE OF EXPENSES,
WHICH MAY BE PAID FOR EACH ORDINARY SHARE IS
AN AMOUNT EQUAL TO THE NOMINAL VALUE OF EACH
SUCH ORDINARY SHARE; III) THE MAXIMUM PRICE,
EXCLUSIVE OF EXPENSES, WHICH MAY BE PAID FOR
ANY SUCH ORDINARY SHARE IS AN AMOUNT EQUAL TO
105% OF THE AVERAGE MIDDLE MARKET QUOTATIONS
FOR THE ORDINARY SHARES IN THE COMPANY DERIVED
FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL
LIST, OVER THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY
EXPIRES THE EARLIER AT THE CONCLUSION OF THE
NEXT AGM OF THE COMPANY; THE COMPANY, BEFORE
THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY
SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR
PARTLY AFTER SUCH EXPIRY
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 49 of 73
- ------------------------------------------------------------------------------------------------------------------------------------
SEVEN & I HOLDINGS CO.,LTD. AGM MEETING DATE: 05/24/2007
ISSUER: J7165H108 ISIN: JP3422950000
SEDOL: B0J9LH1, B0FS5D6, B0L4N67, B17PBH8
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE APPROPRIATION OF PROFITS Management For *Management Position Unknown
2 AMEND THE ARTICLES TO APPROVE MINOR CHANGES Management For *Management Position Unknown
3.1 APPOINT A DIRECTOR Management For *Management Position Unknown
3.2 APPOINT A DIRECTOR Management For *Management Position Unknown
3.3 APPOINT A DIRECTOR Management For *Management Position Unknown
3.4 APPOINT A DIRECTOR Management For *Management Position Unknown
3.5 APPOINT A DIRECTOR Management For *Management Position Unknown
3.6 APPOINT A DIRECTOR Management For *Management Position Unknown
3.7 APPOINT A DIRECTOR Management For *Management Position Unknown
3.8 APPOINT A DIRECTOR Management For *Management Position Unknown
3.9 APPOINT A DIRECTOR Management For *Management Position Unknown
3.10 APPOINT A DIRECTOR Management For *Management Position Unknown
3.11 APPOINT A DIRECTOR Management For *Management Position Unknown
3.12 APPOINT A DIRECTOR Management For *Management Position Unknown
3.13 APPOINT A DIRECTOR Management For *Management Position Unknown
3.14 APPOINT A DIRECTOR Management For *Management Position Unknown
3.15 APPOINT A DIRECTOR Management For *Management Position Unknown
4 APPOINT ACCOUNTING AUDITORS Management For *Management Position Unknown
5 APPROVE PROVISION OF RETIREMENT ALLOWANCE FOR Management For *Management Position Unknown
DIRECTORS
- ------------------------------------------------------------------------------------------------------------------------------------
INTERCONTINENTAL HOTELS GROUP PLC, WINDSOR AGM MEETING DATE: 06/01/2007
ISSUER: G4804L114 ISIN: GB00B128LQ10
SEDOL: B128LQ1, B16CJR6, B157110
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE COMPANY S FINANCIAL STATEMENTS FOR Management For *Management Position Unknown
THE YE 31 DEC 2006, TOGETHER WITH THE REPORTS
OF THE DIRECTORS AND THE AUDITORS
2. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For *Management Position Unknown
THE YE 31 DEC 2006
3. DECLARE A FINAL DIVIDEND ON THE ORDINARY SHARE Management For *Management Position Unknown
4.A RE-ELECT MR. ROBERT C. LARSON AS A DIRECTOR OF Management For *Management Position Unknown
THE COMPANY
4.B RE-ELECT SIR DAVID PROSSER AS A DIRECTOR OF THE Management For *Management Position Unknown
COMPANY
4.C RE-ELECT MR. RICHARD SOLOMONS AS A DIRECTOR OF Management For *Management Position Unknown
THE COMPANY
4.D RE-ELECT MR. DAVID WEBSTER AS A DIRECTOR OF THE Management For *Management Position Unknown
COMPANY
5. RE-APPOINT ERNST & YOUNG LLP AS THE AUDITORS Management For *Management Position Unknown
OF THE COMPANY UNTIL THE CONCLUSION OF THE NEXT
GENERAL MEETING AT WHICH ACCOUNTS ARE TO BE LAID
BEFORE THE COMPANY
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 50 of 73
6. AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD TO Management For *Management Position Unknown
AGREE THE AUDITORS REMUNERATION
7. AUTHORIZE THE COMPANY AND ANY COMPANY THAT IS Management For *Management Position Unknown
OR BECOMES A SUBSIDIARY OF THE COMPANY DURING
THE PERIOD TO WHICH THE RESOLUTION RELATES, FOR
THE PURPOSES OF PART XA OF THE COMPANIES ACT
1985, TO: I) TO MAKE DONATIONS TO EU POLITICAL
ORGANIZATIONS; OR II) INCUR EU POLITICAL EXPENDITURE
IN AN AGGREGATE AMOUNT NOT EXCEEDING GBP 100,000
DURING THE ENDING ON THE DATE OF THE AGM IN 2008;
FOR THE PURPOSE OF THIS RESOLUTION DONATIONS
EU POLITICAL ORGANIZATIONS AND EU POLITICAL
EXPENDITURE HAVE THE MEANINGS ASCRIBED TO THEM
IN PART XA OF THE COMPANIES ACT 1985 AS AMENDED
BY THE POLITICAL PARTIES, ELECTIONS AND REFERENDUMS
ACT 2000
8. APPROVE TO RENEW THE AUTHORITY CONFERRED ON THE Management For *Management Position Unknown
DIRECTORS BY PARAGRAPH 13.2 OF ARTICLE 13 OF
THE COMPANY S ARTICLES OF ASSOCIATION TO ALLOT
RELEVANT SECURITIES BY RENEWED FOR THE PERIOD
ENDING ON THE DATE OF THE AGM IN 2008 OR 01 SEP
2008, WHICHEVER IS THE EARLIER, AND FOR SUCH
PERIOD THE SECTION 80 AMOUNT SHALL BE GBP 13,476,684
S.9 APPROVE TO RENEW THE POWER CONFERRED ON THE DIRECTORS Management For *Management Position Unknown
BY PARAGRAPH 13.3 OF ARTICLE 13 OF THE COMPANY
S ARTICLES OF ASSOCIATION BE RENEWED FOR THE
PERIOD ENDING ON THE DATE OF THE AGM IN 2008
OR 01 SEP 2008, WHICHEVER IS THE EARLIER, AND
FOR SUCH PERIOD THE SECTION 80 AMOUNT SHALL BE
GBP 2,021,502
S.10 AUTHORIZE THE COMPANY, SUBJECT TO AND IN ACCORDANCE Management For *Management Position Unknown
WITH ARTICLE 10 OF THE COMPANY S ARTICLES OF
ASSOCIATION, FOR THE PURPOSE OF SECTION 166 OF
THE COMPANIES ACT 1985, TO MAKE MARKET PURCHASES
SECTION 163 OF THAT ACT OF UP TO AN AGGREGATE
NUMBER OF 53,029,071 ORDINARY SHARES OF 11 3/7P
EACH IN THE CAPITAL OF THE COMPANY, AT A MINIMUM
PRICE OF 11 3/7P AND UP TO 105% OF THE AVERAGE
MIDDLE MARKET QUOTATIONS FOR SUCH SHARES DERIVED
FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL
LIST, OVER THE PREVIOUS 5 BUSINESS DAYS; THE
HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE
AND THE HIGHEST CURRENT BID AS STIPULATED BY
ARTICLE 5(1) OF COMMISSION REGULATION EC 22 DEC
2003 IMPLEMENTING THE MARKET ABUSE DIRECTIVE
AS REGARDS EXEMPTIONS FOR BUYBACK PROGRAMMES
AND STABILIZATION OF FINANCIAL INSTRUMENTS NO
2273/2003; AND AUTHORITY EXPIRES AT THE CONCLUSION
OF THE AGM IN 2008 OR 01 SEP 2008, WHICHEVER
IS EARLIER EXPECT IN RELATION TO THE PURCHASE
OF ORDINARY SHARES THE CONTRACT FOR WHICH WAS
CONCLUDED BEFORE SUCH DATE AND WHICH IS EXECUTED
WHOLLY OR PARTLY AFTER SUCH DATE, OF THE CONCLUSION
OF THE NEXT AGM OF THE COMPANY OR 31 OCT 2003;
THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT
TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY
BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 51 of 73
S.11 AUTHORIZE THE COMPANY, SUBJECT TO AND IN ACCORDANCE Management For *Management Position Unknown
WITH THE PROVISIONS OF THE COMPANIES ACT 2006,
THE DISCLOSURE AND TRANSPARENCY RULES AND THE
ARTICLES OF ASSOCIATION, TO SEND, CONVEY OR SUPPLY
ALL TYPES OF NOTICES, DOCUMENTS OR INFORMATION
TO THE MEMBERS BY MEANS OF ELECTRONIC EQUIPMENT
FOR THE PROCESSING INCLUDING DIGITAL COMPRESSION,
STORAGE AND TRANSMISSION OF DATA, EMPLOYING WIRES,
RADIO WITHOUT OPTICAL TECHNOLOGIES, OR ANY OTHER
ELECTROMAGNETIC MEANS INCLUDING, WITHOUT LIMITATION,
BY SENDING SUCH NOTICES, DOCUMENTS OR INFORMATION
BY ELECTRONIC MAIL OR SENDING SUCH NOTICES, DOCUMENTS
OR INFORMATION BY ELECTRONIC MAIL OR BY MAKING
SUCH NOTICES, DOCUMENTS OR INFORMATION AVAILABLE
ON A WEBSITE; AND AMEND THE ARTICLES OF ASSOCIATION
OF THE COMPANY, AS SPECIFIED
- ------------------------------------------------------------------------------------------------------------------------------------
INTERCONTINENTAL HOTELS GROUP PLC, WINDSOR EGM MEETING DATE: 06/01/2007
ISSUER: G4804L114 ISIN: GB00B128LQ10
SEDOL: B128LQ1, B16CJR6, B157110
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE CONSOLIDATION OF SHARE CAPITAL Management For *Management Position Unknown
2. GRANT AUTHORITY TO PURCHASE OWN SHARES Management For *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA OPAP OGM MEETING DATE: 06/06/2007
ISSUER: X5967A101 ISIN: GRS419003009 BLOCKING
SEDOL: B0CM8G5, 7107250
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
Take No
1. APPROVE THE SUBMISSION OF THE MANAGEMENT REPORT Management Action *Management Position Unknown
OF THE FY 2006 AND THE BOARD OF DIRECTORS REPORT
AS WELL AS THE CHARTERED ACCOUNTANTS REPORT FOR
THE FINANCIAL STATEMENTS OF THE YEAR 2006 ACCORDING
TO IFRS, INCLUDING CONSOLIDATED FINANCIAL STATEMENTS
OF THE GROUP
Take No
2. APPROVE THE FINANCIAL STATEMENTS OF THE FY 2006 Management Action *Management Position Unknown
AFTER THE PRESENTATION OF THEBOARD OF DIRECTORS
AND OF THE CHARTERED ACCOUNTANTS REPORTS
Take No
3. APPROVE THE EARNINGS DISTRIBUTION Management Action *Management Position Unknown
Take No
4. GRANT DISCHARGE TO THE BOARD OF DIRECTORS AND Management Action *Management Position Unknown
THE CHARTERED ACCOUNTANTS FROM ANY COMPETITIVE
RESPONSIBILITY FOR ACTIVITIES OF FY 2006
Take No
5. ELECT 2 ORDINARY AND 2 SUBSTITUTE CHARTERED ACCOUNTANTS Management Action *Management Position Unknown
FOR THE FY 2007 AND APPROVE TO DETERMINE THEIR
COMPENSATION
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 52 of 73
Take No
6. APPROVE THE MONTHLY PAYMENT, PRODUCTIVITY BONUS Management Action *Management Position Unknown
AND EXPENSE ACCOUNTS FOR THE PRESIDENT OF THE
BOARD OF DIRECTORS AND THE MANAGING DIRECTOR,
APPROVE THE COMPENSATION OF THE SECRETARY AND
THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE
FY 2007
Take No
7. APPROVE THE PARTICIPATION OF THE BOARD OF DIRECTORS Management Action *Management Position Unknown
MEMBERS IN COMMITTEES ANDTHE REMUNERATION FOR
THE FY 2007
Take No
8. ELECT A MEMBER OF THE BOARD OF DIRECTORS Management Action *Management Position Unknown
Take No
9. AMEND ARTICLES 51 AND 53 OF THE ARTICLES OF INCORPORATION Management Action *Management Position Unknown
10. OTHER ISSUES AND ANNOUNCEMENTS Non-Voting *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
ANDSBERG LTD AGM MEETING DATE: 06/12/2007
ISSUER: G0366Y106 ISIN: GB0033529792
SEDOL: 3352979
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND APPROVE THE ANNUAL ACCOUNTS, THE Management For *Management Position Unknown
DIRECTORS REPORT AND THE AUDITOR S REPORT ON
THOSE ACCOUNTS
2. RE-APPOINT MR. GUILLERMO LUKSIC CRAIG AS A DIRECTOR Management For *Management Position Unknown
OF THE COMPANY
3. RE-APPOINT MR. MARK LIGHTBOWN AS A DIRECTOR OF Management For *Management Position Unknown
THE COMPANY
4. RE-APPOINT ERNST & YOUNG LLP AS THE AUDITORS Management For *Management Position Unknown
OF THE COMPANY, UNTIL THE CONCLUSION OF THE NEXT
AGM
5. AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY Management For *Management Position Unknown
TO FIX THE REMUNERATION OF THE AUDITORS
- ------------------------------------------------------------------------------------------------------------------------------------
YAHOO! INC. YHOO ANNUAL MEETING DATE: 06/12/2007
ISSUER: 984332106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: TERRY S. SEMEL Management For For
1B ELECTION OF DIRECTOR: JERRY YANG Management For For
1C ELECTION OF DIRECTOR: ROY J. BOSTOCK Management For For
1D ELECTION OF DIRECTOR: RONALD W. BURKLE Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 53 of 73
1E ELECTION OF DIRECTOR: ERIC HIPPEAU Management For For
1F ELECTION OF DIRECTOR: VYOMESH JOSHI Management For For
1G ELECTION OF DIRECTOR: ARTHUR H. KERN Management For For
1H ELECTION OF DIRECTOR: ROBERT A. KOTICK Management For For
1I ELECTION OF DIRECTOR: EDWARD R. KOZEL Management For For
1J ELECTION OF DIRECTOR: GARY L. WILSON Management For For
02 AMENDMENTS TO THE COMPANY S AMENDED AND RESTATED Management Against Against
1995 STOCK PLAN.
03 AMENDMENT TO THE COMPANY S AMENDED AND RESTATED Management For For
1996 EMPLOYEE STOCK PURCHASE PLAN.
04 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
05 STOCKHOLDER PROPOSAL REGARDING PAY-FOR-SUPERIOR-PERFORMANCE. Shareholder Against For
06 STOCKHOLDER PROPOSAL REGARDING INTERNET CENSORSHIP. Shareholder Against For
07 STOCKHOLDER PROPOSAL REGARDING BOARD COMMITTEE Shareholder Against For
ON HUMAN RIGHTS.
- ------------------------------------------------------------------------------------------------------------------------------------
ANTOFAGASTA P L C AGM MEETING DATE: 06/13/2007
ISSUER: G0398N128 ISIN: GB0000456144
SEDOL: B02S5P1, B00KNM2, 0045614
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND ADOPT THE REPORTS OF THE DIRECTORS Management For *Management Position Unknown
AND THE AUDITORS AND THE FINANCIAL STATEMENTS
FOR THE YE 31 DEC 2006
2. APPROVE THE DIRECTORS REPORT ON REMUNERATION Management For *Management Position Unknown
AND RELATED MATTERS FOR THE YE 31 DEC 2006
3. DECLARE A FINAL DIVIDEND Management For *Management Position Unknown
4. RE-ELECT MR. D.E. YARUR AS A DIRECTOR Management For *Management Position Unknown
5. RE-ELECT MR. C.H. BAILEY AS A DIRECTOR Management For *Management Position Unknown
6. RE-ELECT MR. G.S. MENENDEZ AS A DIRECTOR Management For *Management Position Unknown
7. RE-ELECT MR. W.M. HAYES AS A DIRECTOR Management For *Management Position Unknown
8. RE-APPOINT DELOITTE & TOUCHE LLP AS THE AUDITORS Management For *Management Position Unknown
OF THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION
OF THIS METING UNTIL THE CONCLUSION OF THE NEXT
GENERAL MEETING AT WHICH THE ACCOUNTS ARE LAID
BEFORE THE COMPANY AND AUTHORIZE THE DIRECTORS
TO FIX THEIR REMUNERATION
S.9 AUTHORIZE THE COMPANY, TO MAKE ONE OR MORE MARKET Management For *Management Position Unknown
PURCHASES SECTION 163(3) OF THE COMPANIES ACT
1985 OF UP TO 98,585,669 REPRESENTING 10% OF
THE ISSUED ORDINARY SHARE CAPITAL OF THE COMPANY
ORDINARY SHARES OF 5P IN THE CAPITAL OF THE COMPANY,
AT A MINIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY
SHARE IS 5P EQUAL TO THE NOMINAL VALUE AND NOT
MORE THAN 105% OF THE AVERAGE OF THE MIDDLE MARKET
QUOTATIONS FOR SUCH SHARES DERIVED FROM THE LONDON
STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 54 of 73
PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES THE
EARLIER OF THE CONCLUSION OF THE NEXT AGM OF
THE COMPANY IN 2008 OR 15 MONTHS; AND THE COMPANY
MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES
UNDER THIS AUTHORITY BEFORE THE EXPIRY OF THE
AUTHORITY WHICH WILL OR MAY BE EXECUTED WHOLLY
OR PARTLY AFTER THE EXPIRY OF THE AUTHORITY
- ------------------------------------------------------------------------------------------------------------------------------------
INDEPENDENT NEWS AND MEDIA PLC EGM MEETING DATE: 06/13/2007
ISSUER: G4755S126 ISIN: IE0004614818
SEDOL: B01ZKS1, 0461481, 6459639, 4699103, B014WP9
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AGM. THANK YOU. Non-Voting *Management Position Unknown
1. ADOPT THE REPORTS AND FINANCIAL STATEMENTS Management For *Management Position Unknown
2. DECLARE A FINAL DIVIDEND Management For *Management Position Unknown
3.1 RE-ELECT MR. V.C. CROWLEY AS A DIRECTOR Management For *Management Position Unknown
3.2 RE-ELECT MR. P.M. COSGROVE AS A DIRECTOR Management For *Management Position Unknown
3.3 RE-ELECT MR. J.C. DAVY AS A DIRECTOR Management For *Management Position Unknown
3.4 RE-ELECT MR. I.G. FALLON AS A DIRECTOR Management For *Management Position Unknown
3.5 RE-ELECT SENATOR M.N. HAYES AS A DIRECTOR Management For *Management Position Unknown
3.6 RE-ELECT MR. L.P. HEALY AS A DIRECTOR Management For *Management Position Unknown
3.7 RE-ELECT DR. B.J. HILLERY AS A DIRECTOR Management For *Management Position Unknown
3.8 RE-ELECT MR. BARONESS M. JAY AS A DIRECTOR Management For *Management Position Unknown
3.9 RE-ELECT DR. IE KENNY AS A DIRECTOR Management For *Management Position Unknown
3.10 RE-ELECT MR. F. MURRAY AS A DIRECTOR Management For *Management Position Unknown
3.11 RE-ELECT MR. A.C. O REILLY AS A DIRECTOR Management For *Management Position Unknown
3.12 RE-ELECT MR. G.K. O REILLY AS A DIRECTOR Management For *Management Position Unknown
4. APPROVE TO FIX THE REMUNERATION OF DIRECTORS Management For *Management Position Unknown
5. AUTHORIZE THE DIRECTORS TO FIX THE REMUNERATION Management For *Management Position Unknown
OF AUDITORS
6. AUTHORIZE THE COMPANY TO CONVENE THE NEXT AGM Management For *Management Position Unknown
AT ANY LOCATION OUTSIDE THE STATE
- ------------------------------------------------------------------------------------------------------------------------------------
INDEPENDENT NEWS AND MEDIA PLC EGM MEETING DATE: 06/13/2007
ISSUER: G4755S126 ISIN: IE0004614818
SEDOL: B01ZKS1, 0461481, 6459639, 4699103, B014WP9
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. AUTHORIZE THE DIRECTORS, FOR THE PURPOSES OF Management For *Management Position Unknown
SECTION 20 OF THE COMPANIES AMENDMENT ACT 1983,
THE 1983 ACT TO ALLOT AND ISSUE RELEVANT SECURITIES
PURSUANT TO AND IN ACCORDANCE WITH ARTICLE 6
OF THE ARTICLES OF ASSOCIATION OF THE COMPANY
AND THE MAXIMUM AMOUNT OF RELEVANT SECURITIES
WHICH MAY BE ALLOTTED UNDER THE AUTHORITY SHALL
BE AUTHORIZED BUT AS YET UNISSUED SHARE CAPITAL
OF THE COMPANY AS AT THE CLOSE OF BUSINESS ON
THE DATE OF PASSING OF THIS RESOLUTION; AUTHORITY
SHALL, SUBJECT TO ARTICLES 6 OF THE ARTICLES
OF ASSOCIATION OF THE COMPANY, EXPIRE AT THE
CLOSE OF BUSINESS ON 12 JUN 2012 UNLESS PREVIOUSLY
REVOKED OR RENEWED IN ACCORDANCE WITH THE PROVISIONS
OF THE 1983 ACT
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Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 55 of 73
S.2 AUTHORIZE THE DIRECTORS, FOR THE PURPOSE OF SECTION Management For *Management Position Unknown
24 OF THE COMPANIES AMENDMENT ACT 1983 THE ACT
TO ALLOT AND ISSUE EQUITY SECURITIES FOR CASH
PURSUANT TO AND IN ACCORDANCE WITH AND SUBJECT
TO THE TERMS AND CONDITIONS AS SPECIFIED IN ARTICLE
6 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY
AND THAT SUCH DATE AS IS REFERRED TO IN ARTICLE
6(C)(II) SHALL BE 13 JUN 2007; AUTHORITY SHALL
EXPIRE AT THE CLOSE OF BUSINESS ON THE EARLIER
OF THE DATE OF THE AGM OF THE COMPANY AFTER THE
PASSING OF THIS RESOLUTION OR 12 SEP 2008, UNLESS
PREVIOUSLY REVOKED OR RENEWED IN ACCORDANCE WITH
THE PROVISIONS OF THE 1983 ACT
S.3 AMEND THE ARTICLE 3(A)(D)(III) BE DELETED AND Management For *Management Position Unknown
SUBSTITUTED AS SPECIFIED
S.4 AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY BEING Management For *Management Position Unknown
A BODY CORPORATE AS REFERRED TO IN THE EUROPEAN
COMMUNITIES PUBLIC LIMITED COMPANY SUBSIDIARIES
REGULATIONS 1997 OF THE COMPANY, TO MAKE MARKET
PURCHASES AS DEFINED BY SECTION 212 OF THE COMPANIES
ACT 1990 THE 1990 ACT OF SHARES OF ANY CLASS
OF THE COMPANY ON SUCH TERMS AND CONDITIONS AND
IN SUCH MANNER AS THE DIRECTORS MAY FROM TIME
TO TIME DETERMINE IN ACCORDANCE WITH AND SUBJECT
TO THE PROVISIONS OF THE 1990 ACT, AND ARTICLE
3(A) OF THE ARTICLES OF ASSOCIATION OF THE COMPANY;
THE RE-ISSUE PRICE RANGE AT WHICH ANY TREASURY
SHARES AS DEFINED BY SECTION 209 OF THE 1990
ACT FOR THE TIME BEING HELD BY THE COMPANY MAY
BE RE-ISSUED OFF MARKET SHALL BE THE PRICE RANGE
SET OUT IN ARTICLE 3(A)(E) OF THE ARTICLES OF
ASSOCIATION OF THE COMPANY; AND AUTHORITY SHALL
EXPIRE AT THE CLOSE OF BUSINESS ON THE EARLIER
OF THE DATE OF THE NEXT AGM OF THE COMPANY AFTER
THE PASSING OF THIS RESOLUTION OR 12 DEC 2008
UNLESS, IN ANY SUCH CASE, PREVIOUSLY REVOKED
OR RENEWED IN ACCORDANCE WITH THE PROVISIONS
OF THE 1990 ACT
S.5 AMEND THE ARTICLES OF ASSOCIATION BY THE DELETION Management For *Management Position Unknown
OF ARTICLES 8(D) THEREOF; THE REDESIGNATION OF
PARAGRAPH (E), (F) AND (G) AS (D), (E) AND (F)
RESPECTIVELY AND THE INSERTION OF ARTICLE 8(G)
AND ARTICLE 8(A) AS SPECIFIED
S.6 AMEND ARTICLE 75 OF THE ARTICLES OF ASSOCIATION Management For *Management Position Unknown
OF THE COMPANY BY THE DELETION OF THE WORDS
TWENTY-FIVE ON THE SECOND LINE THEREOF AND THE
SUBSTITUTION OF THE WORD TWENTY THEREFORE SO
THAT ARTICLE 75 SHALL HENCEFORTH READ AS SPECIFIED
* PLEASE NOTE THAT DETAILED INFORMATION ABOUT THE Non-Voting *Management Position Unknown
PROPOSALS CAN BE FOUND AT: HTTP://WW3.ICS.ADP.COM/STREETLINK_DATA/DIRGPICS/SAFBAA.PDF
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Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 56 of 73
- ------------------------------------------------------------------------------------------------------------------------------------
MARINE HARVEST ASA AGM MEETING DATE: 06/13/2007
ISSUER: R2326D105 ISIN: NO0003054108
SEDOL: 4153762, B02L486, B11XQM8, B1DN336, 5285181
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting *Management Position Unknown
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
* MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting *Management Position Unknown
OWNER INFORMATION FOR ALL VOTEDACCOUNTS. IF AN
ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL
NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL
OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION
IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED
Take No
1. OPEN OF THE MEETING AND REGISTRATION OF ATTENDING Management Action *Management Position Unknown
SHAREHOLDERS AND PROXIES
Take No
2. ELECT THE CHAIRMAN OF MEETING AND THE DESIGNATE Management Action *Management Position Unknown
INSPECTOR OR SHAREHOLDER REPRESENTATIVE(S) FOR
THE MINUTES OF MEETING
Take No
3. APPROVE THE NOTICE OF MEETING AND AGENDA Management Action *Management Position Unknown
Take No
4. APPROVE THE FINANCIAL STATEMENTS AND STATUTORY Management Action *Management Position Unknown
REPORTS SHAREHOLDER PROPOSAL
Take No
5. PLEASE NOTE THAT THIS IS A SHARHOLDERS PROPOSAL: Shareholder Action *Management Position Unknown
APPROVE TO LIMIT THE BOARD S ABILITY TO CHANGE
TERMS OF ONGOING OPTIONS PROGRAMS
Take No
6. APPROVE THE REMUNERATION POLICY AND OTHER TERMS Management Action *Management Position Unknown
OF EMPLOYMENT FOR THE EXECUTIVE MANAGEMENT
Take No
7. APPROVE THE STOCK OPTION PLAN AND THE CREATION Management Action *Management Position Unknown
OF POOL OF CONDITIONAL CAPITALTO GUARANTEE CONVERSION
RIGHTS
Take No
8. APPROVE THE INSTRUCTIONS FOR THE NOMINATING COMMITTEE Management Action *Management Position Unknown
Take No
9. APPROVE THE REMUNERATION OF THE NOMINATING COMMITTEE Management Action *Management Position Unknown
IN THE AMOUNT OF NOK 20,000 FOR THE CHAIRMAN
AND NOK 10,000 FOR EACH OF THE OTHER MEMBERS
Take No
10. APPROVE THE REMUNERATION OF THE DIRECTORS IN Management Action *Management Position Unknown
THE AMOUNT OF NOK 750,000 FOR THE CHAIRMAN AND
NOK 275,000 FOR EACH OF THE OTHER DIRECTORS
Take No
11. APPROVE THE REMUNERATION OF THE AUDITORS Management Action *Management Position Unknown
Take No
12. RE-ELECT THE MEMBERS OF THE NOMINATING COMMITTEE Management Action *Management Position Unknown
Take No
13.1 ELECT MR. SVEIN AASER CHAIRMAN AS A DIRECTOR Management Action *Management Position Unknown
Take No
13.2 ELECT MR. LEIF ONARHEIM DEPUTY CHAIRMAN AS A DIRECTOR Management Action *Management Position Unknown
Take No
13.3 ELECT MR. STURE ELDBJOERG AS A DIRECTOR Management Action *Management Position Unknown
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Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 57 of 73
Take No
13.4 ELECT MS. KATHRINE MO AS A DIRECTOR Management Action *Management Position Unknown
Take No
13.5 RE-ELECT MR. SOLVEIG STRAND AS A DIRECTOR Management Action *Management Position Unknown
Take No
13.6 RE-ELECT MR. TOR TROEIM AS A DIRECTOR Management Action *Management Position Unknown
Take No
13.7 ELECT MS. CECILIE FREDRIKSEN AS THE DEPUTY DIRECTOR Management Action *Management Position Unknown
Take No
14. AMEND THE ARTICLES RE: AUTHORIZATION TO THE GENERAL Management Action *Management Position Unknown
MEETING TO ELECT THE VICE-CHAIRMAN
Take No
17. GRANT AUTHORITY FOR THE REPURCHASE OF UP TO 10% Management Action *Management Position Unknown
OF ISSUED SHARE CAPITAL
Take No
15. AMEND THE ARTICLES RE: AUTHORIZATION TO THE GENERAL Management Action *Management Position Unknown
MEETING TO ELECT THE NOMINATING COMMITTEE NUMBER
OF NOMINATING COMMITTEE MEMBERS, LENGTH OF TERM,
AND NOMINATING COMMITTEE PROPOSALS
Take No
16. APPROVE THE CREATION OF NOK 652.3 MILLION POOL Management Action *Management Position Unknown
OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
Take No
18. APPROVE THE ISSUANCE OF 41.3 MILLION SHARES PURSUANT Management Action *Management Position Unknown
TO A SHARE OPTION SCHEME
- ------------------------------------------------------------------------------------------------------------------------------------
CABLEVISION SYSTEMS CORPORATION CVC ANNUAL MEETING DATE: 06/14/2007
ISSUER: 12686C109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF THE COMPANY FOR FISCAL YEAR 2007
01 DIRECTOR Management For
GROVER C. BROWN Management For For
ZACHARY W. CARTER Management For For
CHARLES D. FERRIS Management For For
RICHARD H. HOCHMAN Management For For
VICTOR ORISTANO Management For For
THOMAS V. REIFENHEISER Management For For
JOHN R. RYAN Management For For
VINCENT TESE Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 58 of 73
- ------------------------------------------------------------------------------------------------------------------------------------
NIKKO CORDIAL CORPORATION AGM MEETING DATE: 06/22/2007
ISSUER: J51656122 ISIN: JP3670000003
SEDOL: 4576875, 6640284, B03TC41, 5485345, 6646464
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THIS ANNOUNCEMENT IS BEING PROVIDED Non-Voting *Management Position Unknown
TO INFORM YOU THAT THE TRUE AGENDA HAS BEEN RELEASED
AND IS AVAILABLE FOR YOUR REVIEW. (PLEASE REFER
TO THE ATTACHED PDF FILES.)
1.1 APPOINT A DIRECTOR Management For *Management Position Unknown
1.2 APPOINT A DIRECTOR Management For *Management Position Unknown
1.3 APPOINT A DIRECTOR Management For *Management Position Unknown
1.4 APPOINT A DIRECTOR Management For *Management Position Unknown
1.5 APPOINT A DIRECTOR Management For *Management Position Unknown
1.6 APPOINT A DIRECTOR Management For *Management Position Unknown
1.7 APPOINT A DIRECTOR Management For *Management Position Unknown
1.8 APPOINT A DIRECTOR Management For *Management Position Unknown
1.9 APPOINT A DIRECTOR Management For *Management Position Unknown
1.10 APPOINT A DIRECTOR Management For *Management Position Unknown
2. APPOINT ACCOUNTING AUDITORS Management For *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
SQUARE ENIX CO.,LTD. AGM MEETING DATE: 06/23/2007
ISSUER: J7659R109 ISIN: JP3164630000
SEDOL: B01ZWM9, 5798418, B0221S8, 6309262
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THIS ANNOUNCEMENT IS BEING PROVIDED Non-Voting *Management Position Unknown
TO INFORM YOU THAT THE TRUE AGENDA HAS BEEN RELEASED
AND IS AVAILABLE FOR YOUR REVIEW. (PLEASE REFER
TO THE ATTACHED PDF FILES.)
1. APPROVE APPROPRIATION OF RETAINED EARNINGS Management For *Management Position Unknown
2.1 APPOINT A DIRECTOR Management For *Management Position Unknown
2.2 APPOINT A DIRECTOR Management For *Management Position Unknown
2.3 APPOINT A DIRECTOR Management For *Management Position Unknown
2.4 APPOINT A DIRECTOR Management For *Management Position Unknown
2.5 APPOINT A DIRECTOR Management For *Management Position Unknown
3.1 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown
3.2 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown
3.3 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown
3.4 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown
3.5 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown
4. APPROVE PROVISION OF RETIREMENT ALLOWANCE FOR Management For *Management Position Unknown
RETIRING CORPORATE OFFICERS
5. APPROVE THE GRANT OF STOCK OPTIONS TO DIRECTORS Other For *Management Position Unknown
AS COMPENSATION
- ------------------------------------------------------------------------------------------------------------------------------------
THE SHIZUOKA BANK,LTD. AGM MEETING DATE: 06/26/2007
ISSUER: J74444100 ISIN: JP3351200005
SEDOL: 6805328, B05PMZ8, 5861310
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THIS ANNOUNCEMENT IS BEING PROVIDED Non-Voting *Management Position Unknown
TO INFORM YOU THAT THE TRUE AGENDA HAS BEEN RELEASED
AND IS AVAILABLE FOR YOUR REVIEW. (PLEASE REFER
TO THE ATTACHED PDF FILES.)
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 59 of 73
1. APPROVE APPROPRIATION OF RETAINED EARNINGS Management For *Management Position Unknown
2. AMEND THE ARTICLES OF INCORPORATION Management For *Management Position Unknown
3.1 APPOINT A DIRECTOR Management For *Management Position Unknown
3.2 APPOINT A DIRECTOR Management For *Management Position Unknown
3.3 APPOINT A DIRECTOR Management For *Management Position Unknown
3.4 APPOINT A DIRECTOR Management For *Management Position Unknown
3.5 APPOINT A DIRECTOR Management For *Management Position Unknown
3.6 APPOINT A DIRECTOR Management For *Management Position Unknown
3.7 APPOINT A DIRECTOR Management For *Management Position Unknown
3.8 APPOINT A DIRECTOR Management For *Management Position Unknown
3.9 APPOINT A DIRECTOR Management For *Management Position Unknown
3.10 APPOINT A DIRECTOR Management For *Management Position Unknown
4. APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown
5. APPROVE RETIREMENT ALLOWANCE FOR RETIRING DIRECTORS, Management For *Management Position Unknown
AND PAYMENT OF ACCRUED BENEFITS ASSOCIATED WITH
ABOLITION OF RETIREMENT BENEFIT SYSTEM FOR CURRENT
CORPORATE OFFICERS
8. APPROVE DETAILS OF COMPENSATION AS STOCK OPTIONS Other For *Management Position Unknown
FOR DIRECTORS
6. APPROVE PAYMENT OF BONUSES TO CORPORATE OFFICERS Management For *Management Position Unknown
7. AMEND THE COMPENSATION TO BE RECEIVED BY CORPORATE Management For *Management Position Unknown
OFFICERS
- ------------------------------------------------------------------------------------------------------------------------------------
ALTADIS SA AGM MEETING DATE: 06/27/2007
ISSUER: E0432C106 ISIN: ES0177040013
SEDOL: B02T9V8, 5843114, B0YLW13, 5444012, 5860652
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
28 JUN 2007. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. THANK YOU.
* PLEASE NOTE THAT THIS IS AN OGM. THANK YOU. Non-Voting *Management Position Unknown
1. APPROVE AND ADOPT THE ANNUAL ACCOUNTS, BALANCE Management For *Management Position Unknown
SHEET, PROFIT AND LOSS ACCOUNTAND NOTES TO THE
ACCOUNT AND MANAGEMENT REPORT OF ALTADIS, SOCIEDAD
A NONIMA AND ITS CONSOLIDATED GROUP, AS WELL
AS THE PROPOSED APPLICATION OF PROFITS AND DIVIDEND
DISTRIBUTION, ALL OF THE FOREGOING WITH REFERENCE
TO THE FY 2006
2. RE-APPOINT MR. JEAN PIERRE TIROUFLET AS A DIRECTOR Management For *Management Position Unknown
3. RE-APPOINT OR APPOINT THE AUDITORS OF THE COMPANY Management For *Management Position Unknown
AND ITS CONSOLIDATED GROUP FOR THE FY 2007
4. APPROVE THE CAPITAL REDUCTION THROUGH AMORTIZATION Management For *Management Position Unknown
OF OWN SHARES, RESTATING THE ARTICLE CORRESPONDING
TO THE CORPORATE CAPITAL OF THE ARTICLES OF ASSOCIATION
5. AMEND THE ARTICLES 8, ABOUT CONVENING NOTICES, Management For *Management Position Unknown
14, ABOUT PROXY AND REPRESENTATION AND 22, ABOUT
VOTING OF PROPOSALS OF THE GENERAL MEETING REGULATIONS,
IN ORDER TO BRING THEM INTO LINE WITH THE UNIFIED
CODE OF CORPORATE GOVERNANCE FOR LISTED COMPANIES
APPROVED BY THE SPANISH SECURITIES EXCHANGE COMMISSION,
COMISION NACIONAL DEL MERCADO DE VALORES, CNMV,
IN 2006
ProxyEdge - Investment Company Report
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Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 60 of 73
7. AUTHORIZE THE BOARD FOR THE EXECUTION, CONSTRUCTION, Management For *Management Position Unknown
RECTIFICATION AND IMPLEMENTATION OF THE RESOLUTIONS
ADOPTED BY THE GENERAL MEETING OF SHAREHOLDERS
6. GRANT AUTHORITY TO THE BOARD OF DIRECTORS TO Management For *Management Position Unknown
CARRY OUT THE DERIVATIVE ACQUISITION OF OWN SHARES,
EITHER DIRECTLY OR VIA AFFILIATED COMPANIES,
WITHIN THE LEGAL LIMITS AND REQUIREMENTS, FOR
AN 18 MONTH PERIOD, AS WELL AS TO DISPOSE OF
THE BOUGHT BACK SHARES OR TO APPLY THEM TO THE
REMUNERATION PROGRAMS PROVIDED BY SECTION 75
OF THE SPANISH LIMITED COMPANIES ACT, LEY DE
SOCIEDADES ANONIMAS
- ------------------------------------------------------------------------------------------------------------------------------------
CAPITALIA SPA, ROMA EGM MEETING DATE: 06/27/2007
ISSUER: T2432A100 ISIN: IT0003121495 BLOCKING
SEDOL: B0QZ9G7, B0Z6WG2, 7126181, B0203G4, 7154609
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
28 JUN 2007, AT 1030. CONSEQUENTLY, YOUR VOTING
INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS
UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL
THE QUORUM IS MET OR THE MEETING IS CANCELLED.
THANK YOU.
Take No
1. AMEND ARTICLES 6, 7, 8, 9, 12, 15, 17, 18, 20, Management Action *Management Position Unknown
21, 22 OF THE CORPORATE BY-LAWS AND APPROVE TO
INTRODUCE NEW ARTICLE 19 BIS; INHERENT AND CONSEQUENT
RESOLUTIONS
- ------------------------------------------------------------------------------------------------------------------------------------
ALTADIS SA OGM MEETING DATE: 06/28/2007
ISSUER: E0432C106 ISIN: ES0177040013
SEDOL: B02T9V8, 5843114, B0YLW13, 5444012, 5860652
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE BE ADVISED THAT ADDITIONAL INFORMATION Non-Voting *Management Position Unknown
CONCERNING ALTADIS, S.A. CAN ALSO BE VIEWED ON
THE COMPANY S WEBSITE: HTTP://WWW.ALTADIS.COM/EN/INDEX.PHP
* PLEASE NOTE THAT THE FIRST CALL FOR THE MEETING Non-Voting *Management Position Unknown
IS 27 JUN 2007, BUT THE MEETING IS GOING TO BE
HELD ON SECOND CONVOCATION DATE I.E. 28 JUN 2007.
IF YOU HAVE ALREADY SENT YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 61 of 73
1. EXAMINATION AND APPROVAL, IF APPROPRIATE, OF Management For *Management Position Unknown
THE ANNUAL ACCOUNTS BALANCE SHEET, PROFIT AND
LOSS STATEMENT AND REPORT AND MANAGEMENT REPORT,
AS WELL AS THE MANAGEMENT EFFECTED BY THE BOARD
OF DIRECTORS OF ALTADIS, S.A. AND ITS CONSOLIDATED
GROUP FOR THE 2006 FINANCIAL YEAR, AND THE PROPOSAL
FOR ALLOCATION OF PROFITS AND THE DISTRIBUTION
OF DIVIDENDS. TO APPROVE THE ANNUAL ACCOUNTS
BALANCE SHEET, PROFIT AND LOSS STATEMENT AND
REPORT AND MANAGEMENT REPORT FOR THE FINANCIAL
YEAR ENDING ON DECEMBER 31ST, 2006, FOR THE COMPANY
AND ITS CONSOLIDATED GROUP, TO APPROVE CORPORATE
MANAGEMENT AND PAYMENT TO DIRECTORS, IN ACCORDANCE
WITH EPIGRAPH 19 OF THE REPORT, AND TO RESOLVE
ON THE ALLOCATION OF PROFITS, CONSISTING OF THE
PAYMENT OF A DIVIDEND OF 1,10 EUROS PER SHARE
CHARGED TO PROFITS FOR THE YEAR 312.506 THOUSAND
EUROS. THE REMAINING AMOUNT SHALL BE ALLOCATED
TO THE VOLUNTARY RESERVES OF ALTADIS, S.A. THE
RESOLUTION OF THE BOARD OF DIRECTORS DATED FEBRUARY
21ST, 2007, FOR THE PAYMENT OF AN INTERIM DIVIDEND
OF 0.50 EUROS PER SHARE IS RATIFIED, AND A COMPLEMENTARY
DIVIDEND OF 0.60 EUROS PER SHARE, TO BE PAID
ON JULY 9, 2007, IS PROPOSED. TOTAL DIVIDEND
PAYMENTS FOR THE FINANCIAL YEAR WILL THEREFORE
BE 1,10 EUROS PER SHARE
2. RE-ELECTION OF THE DIRECTOR MR. JEAN-PIERRE TIROUFLET. Management For *Management Position Unknown
AT THE PROPOSAL OF THEBOARD OF DIRECTORS AND
SUBJECT TO A FAVORABLE REPORT FROM THE STRATEGY,
ETHICS AND GOOD GOVERNANCE COMMITTEE, THE GENERAL
MEETING OF SHAREHOLDERS HAS ADOPTED THE AGREEMENT
TO RE-ELECT THE DIRECTOR MR. JEAN PIERRE TIROUFLET
FOR A MAXIMUM STATUTORY PERIOD OF FIVE YEARS
IN ACCORDANCE WITH ARTICLE 126 OF THE CORPORATIONS
ACT AND ARTICLE 33 OF THE ARTICLES OF ASSOCIATION.
BEING PRESENT IN THE MEETING, THE RE-ELECTED
DIRECTOR EXPRESSLY ACCEPTS HIS APPOINTMENT AND
DECLARES THAT HE IS NOT INVOLVED IN CURRENT LEGAL
PROCEEDINGS THAT WOULD AFFECT HIM HOLDING THE
POST, IN ACCORDANCE WITH EXISTING REGULATIONS.
MR. TIROUFLET HAS BEEN, AND WILL CONTINUE TO
BE, AN INDEPENDENT DIRECTOR. IN ACCORDANCE WITH
THE PROVISIONS IN ARTICLE 146 OF THE BUSINESS
REGISTER REGULATIONS, IT IS EXPRESSLY STATED
THAT, HAVING BEEN RE-ELECTED AS DIRECTOR, HE
WILL CONTINUE TO FULFIL THE DUTIES HE WAS PERFORMING
BEFOREHAND ON THE BOARD OF DIRECTORS AND ITS
COMMITTEES
3. APPOINTMENT OR REAPPOINTMENT OF THE ACCOUNTS Management For *Management Position Unknown
AUDITOR FOR ALTADIS, S.A. AND ITS CONSOLIDATED
GROUP FOR THE 2007 FINANCIAL YEAR. IT IS PROPOSED
TO REAPPOINT THE COMPANY DELOITTE, S.L. AS
ACCOUNTS AUDITOR FOR THE COMPANY AND ITS CONSOLIDATED
GROUP TO UNDERTAKE THE AUDIT WORK FOR THE 2007
FINANCIAL YEAR, EMPOWERING THE BOARD OF DIRECTORS,
WHICH TO THIS EFFECT MAY DELEGATE TO THE AUDIT
AND CONTROL COMMITTEE, TO ENTER INTO THE RELEVANT
SERVICE PROVISION AGREEMENT, BASED ON PAYMENT
FOR THE PREVIOUS FINANCIAL YEAR, WITH THE CLAUSES
AND CONDITIONS IT DEEMS APPROPRIATE, AS WELL
AS TO MAKE THE MODIFICATIONS IN SUCH AGREEMENT
AS MAY BE RELEVANT PURSUANT TO THE LEGISLATION
IN EFFECT AT EACH MOMENT
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4. REDUCTION OF COMPANY SHARE CAPITAL THROUGH THE Management For *Management Position Unknown
REDEMPTION OF OWN SHARES, THUSAMENDING THE WORDING
OF THE ARTICLE OF THE COMPANY BY-LAWS WHICH REFERS
TO SHARE CAPITAL. TO REDUCE COMPANY SHARE CAPITAL
BY 368,457 EUROS, THROUGH THE REDEMPTION OF 3,684,570
SHARES OF TREASURY STOCK, PREVIOUSLY ACQUIRED
PURSUANT TO AUTHORIZATION FROM THE GENERAL SHAREHOLDERS
MEETING, WITHIN THE LIMITS ESTABLISHED IN ARTICLES
75 AND SUBSEQUENT AND IN ADDITIONAL PROVISION
1, SECTION 2 OF THE PUBLIC LIMITED-LIABILITY
COMPANIES ACT. THUS, THE REFERENCE TO THE SHARE
CAPITAL FIGURE SET OUT IN ARTICLE 5 OF THE COMPANY
BYLAWS WILL BE AMENDED TO READ AS FOLLOWS: ARTICLE
5. - SHARE CAPITAL SHARE CAPITAL IS 25,243,685
EUROS AND 60 CENTS, REPRESENTED BY 252,436,856
SHARES OF 0.10 EURO NOMINAL VALUE EACH, ALL OF
THE SAME TYPE, NUMBERED FROM 1 TO 252,436,856
INCLUSIVE, FULLY SUBSCRIBED AND PAID UP. THE
AFOREMENTIONED REDUCTION SHALL BE EXECUTED WITHIN
A PERIOD OF SIX MONTHS FROM THE DATE OF THE PRESENT
RESOLUTION. THE SHARE CAPITAL REDUCTION SHALL
BE CHARGED TO RESERVES, CANCELLING THE UNAVAILABLE
RESERVE ENVISAGED IN ARTICLE 79.3 OF THE PUBLIC
LIMITED-LIABILITY COMPANIES ACT. SUCH REDUCTION
SHALL NOT INVOLVE THE REIMBURSEMENT OF CASH CONTRIBUTIONS,
GIVEN THAT THE COMPANY ITSELF IS HOLDER OF THE
REDEEMED SHARES. THEREFORE, THE PURPOSE OF THE
SAID REDUCTION SHALL BE TO AMORTIZE THE COMPANY
S OWN SHARES. IT IS PROPOSED THAT THE BOARD OF
DIRECTORS BE COMMISSIONED TO UNDERTAKE THE ADMINISTRATIVE
STEPS AND PROCESSES LEGALLY NECESSARY TO COMPLETE
AND, IF APPROPRIATE, CORRECT THE RESOLUTION ADOPTED,
AND SPECIFICALLY TO: REQUEST EXCLUSION FROM QUOTATION
OF THE AMORTIZED STOCK, DRAW UP AND, IF NECESSARY,
PUBLISH ANNOUNCEMENTS ESTABLISHED IN ARTICLE
165 OF THE PUBLIC LIMITED-LIABILITY COMPANIES
ACT; IN THE EVENT OF EXERCISE OF THE RIGHT TO
CHALLENGE BY CREDITOR HOLDERS OF THE SAME, IF
THE CASE MAY BE, TO COMPLY WITH THE REQUIREMENTS
SET OUT IN ARTICLE 166, SECTION 3, OF THE AFOREMENTIONED
ACT, AND IN GENERAL, TO ADOPT ANY RESOLUTIONS
THAT MAY BE NECESSARY AND UNDERTAKE THE ACTS
REQUIRED TO EFFECT THE SHARE CAPITAL REDUCTION
AND AMORTIZATION OF THE SHARES, WITH THE EXPRESS
POWER TO CORRECT OR SUPPLEMENT THE ABOVE RESOLUTIONS
IN THE LIGHT OF COMMENTS OR QUALIFICATIONS FROM
THE MERCANTILE REGISTRAR, GRANTING THE RELEVANT
PUBLIC DEEDS AND APPOINTING THE PERSON OR PERSONS
WHO SHALL ACT IN THE FORMALIZATION OF THE SAME.
LIKEWISE, IT IS PROPOSED THAT THE POWERS NECESSARY
TO FORMALIZE THE PRESENT RESOLUTION BE DELEGATED
TO THE CHAIRMAN OF THE BOARD OF DIRECTORS AND
THE SECRETARY TO THE BOARD INDISTINCTLY, ENABLING
THEM TO EFFECT ALL PUBLIC AND PRIVATE DOCUMENTS
TO THIS EFFECT, AND TO SUPPLEMENT OR CORRECT
THE PRESENT RESOLUTION, AND TO PROCEED TO REGISTER
THE SAME WITH THE CORRESPONDING MERCANTILE REGISTRY
AND ALL OTHER ENTITIES WHERE REQUIRED. REPORT
FROM THE BOARD OF DIRECTORS OF ALTADIS, S.A.
IN RELATION TO THE PROPOSAL TO REDUCE THE SHARE
CAPITAL BY REDEMPTION OF TREASURY STOCK, REDRAFTING
THE ARTICLE OF THE COMPANY ARTICLES OF ASSOCIATION
RELATING TO THE SHARE CAPITAL. ARTICLE 164 OF
THE PUBLIC LIMITED COMPANIES ACT ESTABLISHES
THAT THE SHARE CAPITAL REDUCTION MUST BE AGREED
BY THE GENERAL MEETING WITH THE REQUIREMENTS
OF THE MODIFICATIONS OF THE ARTICLES OF ASSOCIATION;
ON THE OTHER HAND ARTICLE 144 OF THE SAME LAW
MENTIONS, AMONGST OTHER REQUIREMENTS FOR THE
VALID ADOPTION OF THE AGREEMENT TO MODIFY THE
ARTICLES OF ASSOCIATION, THAT THE DIRECTORS FORMULATE
A WRITTEN REPORT JUSTIFYING THE MODIFICATION
PROPOSAL. THE SAID REPORT, TOGETHER WITH THE
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FULL TEXT OF THE PROPOSAL MODIFICATION, MUST
BE MADE AVAILABLE TO THE SHAREHOLDERS AS SET
OUT IN THE SAID ARTICLE. THIS REPORT IS PREPARED
IN ORDER TO COMPLY WITH THE AFOREMENTIONED LEGAL
REQUIREMENT. A. JUSTIFICATION FOR THE PROPOSAL
THE BOARD OF DIRECTORS CONSIDERS THAT IT IS APPROPRIATE
TO REDUCE THE SHARE CAPITAL BY THE AMOUNT THAT
CORRESPONDS TO THE NOMINAL VALUE OF CERTAIN SHARES
IN THE TREASURY STOCK, BY THEIR REDEMPTION, IN
ORDER TO ADAPT TO THE REAL STRUCTURE OF THE COMPANY
S SHARE CAPITAL, CONCENTRATE THE CAPITAL IN THE
EXTERNAL SHAREHOLDERS AND INCREASE THE PROFIT
PER COMPANY SHARE. ON THE BASIS OF THE ABOVE
PREMISE, IT IS PROPOSED TO THE GENERAL MEETING
OF SHAREHOLDERS TO REDUCE THE SHARE CAPITAL BY
368,457 EUROS BY REDEEMING 3,684,570 OWNED SHARES
IN THE TREASURY STOCK WHICH CORRESPONDS TO APPROXIMATELY
1,43% OF THE COMPANY S CURRENT SHARE CAPITAL.
B. AGREEMENT PROPOSAL TO REDUCE THE SHARE CAPITAL
BY REDEMPTION OF TREASURY STOCK, REDRAFTING THE
ARTICLE OF THE COMPANY ARTICLES OF ASSOCIATION
RELATING TO THE SHARE CAPITAL THE AGREEMENT THAT
THE BOARD OF DIRECTORS PROPOSES FOR THE APPROVAL
OF THE ORDINARY GENERAL MEETING OF SHAREHOLDERS
IN RELATION TO THIS ISSUES IS AS FOLLOWS: REDUCE
THE COMPANY S SHARE CAPITAL BY THE AMOUNT OF
368,457 EUROS, BY REDEEMING THE 3,684,570 OWNED
SHARES IN THE TREASURY STOCK, WHICH WERE PREVIOUSLY
ACQUIRED ON THE BASIS OF THE AUTHORIZATION AT
THE TIME BY THE GENERAL MEETING OF SHAREHOLDERS,
WITHIN THE LIMITS SET OUT IN ARTICLES 75 AND
BELOW AND IN THE 1ST ADDITIONAL REGULATION, SECTION
2, OF THE PUBLIC LIMITED COMPANIES ACT. AS A
RESULT, ARTICLE 5 OF THE COMPANY ARTICLES OF
ASSOCIATION IS MODIFIED IN RELATION TO THE AMOUNT
OF THE SHARE CAPITAL, WHICH SHALL BE DRAFTED
AS FOLLOWS: ARTICLE 5. - SHARE CAPITAL: SHARE
CAPITAL IS 25,243,685 EUROS AND 60 CENTS, REPRESENTED
BY 252,436,856 SHARES OF 0.10 EURO NOMINAL VALUE
EACH, ALL OF THE SAME TYPE, NUMBERED FROM 1 TO
252,436,856 INCLUSIVE, FULLY SUBSCRIBED AND PAID
UP. THE REDUCTION WILL BE EXECUTED IN A MAXIMUM
PERIOD OF SIX MONTHS FROM THE DATE OF THIS AGREEMENT.
THE CAPITAL REDUCTION IS DONE CHARGED TO THE
RESERVES, CANCELLING THE UNAVAILABLE RESERVE
REFERRED TO IN ARTICLE 79.3 OF THE PUBLIC LIMITED
COMPANIES ACT. THE REDUCTION WILL NOT INVOLVE
THE REFUND OF INVESTMENTS AS IT IS THE COMPANY
ITSELF THAT OWNS THE REDEEMED SHARES. AS SUCH,
THE PURPOSE OF THE REDUCTION SHALL BE TO REDEEM
THE TREASURY STOCK. IT IS PROPOSED TO DELEGATE
TO THE BOARD OF DIRECTORS THE PERFORMANCE OF
ALL STEPS AND ACTIONS THAT ARE NECESSARY IN ACCORDANCE
WITH THE ACT IN ORDER TO COMPLETE AND IF APPROPRIATE
CORRECT THAT ADOPTED HEREIN AND, IN PARTICULAR,
SO THAT IT CAN: REQUEST THE QUOTING OF THE REDEEMED
SHARES, IN THE MANNER ESTABLISHED BY THE APPLICABLE
REGULATIONS; DRAFT AND PUBLISH, IF APPLICABLE,
THE ANNOUNCEMENTS REFERRED TO IN ARTICLE 165
OF THE PUBLIC LIMITED COMPANIES ACT; IN THE CASE
OF THE EXERCISE OF THE RIGHT TO OPPOSE BY ANY
OF THE CREDITORS HOLDING THE SAME, IF APPLICABLE,
TO COMPLY WITH THE REQUIREMENTS ESTABLISHED IN
ARTICLE 166, SECTION 3, OF THE SAID ACT, AND
IN GENERAL, ADOPT AS MANY AGREEMENTS AS NECESSARY
AND DO ALL ACTS THAT ARE NECESSARY FOR THE REDUCTION
OF THE CAPITAL AND SHARE REDEMPTION, WITH THE
EXPRESS AUTHORIZATION TO CORRECT AND COMPLEMENT
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THE ABOVE AGREEMENTS IN LIGHT OF THE VERBAL OR
WRITTEN CLASSIFICATION FROM THE TRADE REGISTRAR,
GRANTING THE CORRESPONDING PUBLIC DEED(S), AND
APPOINTING THE PERSON WHO WILL ACT IN THEIR FORMALIZATION.
IT IS ALSO PROPOSED TO DELEGATE TO BOTH THE CHAIRMAN
AND TO THE SECRETARY OF THE BOARD OF DIRECTORS
THE POWERS NECESSARY IN ORDER TO FORMALIZE THIS
AGREEMENT, BEING ABLE FOR SUCH PURPOSE TO GRANT
ALL KINDS OF PUBLIC OR PRIVATE DOCUMENTS, EVEN
THOSE TO COMPLETE OR CORRECT THIS AGREEMENT,
AND TO PROCEED TO ENTER IT IN THE CORRESPONDING
TRADE REGISTRY AND IN THE OTHER ENTITIES AS APPROPRIATE
5. PARTIAL ALTERATION OF ARTICLES 8 (OFFICIAL CALL), Management For *Management Position Unknown
14 (DELEGATION AND REPRESENTATION) AND 22 (VOTING
ON PROPOSED RESOLUTIONS) OF THE REGULATIONS OF
THE GENERAL MEETING FOR THEIR ADAPTATION TO THE
UNIFIED CODE OF GOOD GOVERNANCE OF LISTED COMPANIES
APPROVED BY THE CNMV (SPANISH NATIONAL SECURITIES
MARKET COMMISSION) IN 2006. ALTERATION OF THE
FOLLOWING ARTICLES OF THE REGULATIONS OF THE
ALTADIS, S.A. GENERAL MEETING HAS BEEN PROPOSED
FOR THEIR ADAPTATION TO THE NEW UNIFIED CODE
OF GOOD GOVERNANCE OF LISTED COMPANIES APPROVED
BY THE COMMISSION NACIONAL DEL MERCADO DE VALORES
IN 2006: ARTICLE 8 OFFICIAL CALL, WHICH HAS THE
NEW SECTION 8.3 ADDED; ARTICLE 14 (DELEGATION
AND REPRESENTATION), WHICH HAS THE NEW SECTION
14.5 ADDED; AND ARTICLE 22 VOTING ON PROPOSED
RESOLUTIONS, WHICH HAS ADDED A NEW PARAGRAPH
TO SECTION 22.2. THE REST OF THE SECTIONS OF
EACH OF THE ARTICLES REMAIN UNALTERED. ALTERATION
OF THE ARTICLES STATED IS PREVIOUSLY AGREED THROUGH
A WRITTEN REPORT FROM THE DIRECTORS, EXPLAINING
THEIR ALTERATION, AND AFTER THE PROPOSAL OF THE
STRATEGY, ETHICS AND GOOD GOVERNANCE COMMITTEE.
ALTERED ARTICLES WILL BE WORDED LITERALLY ALTERATIONS
ARE UNDERLINED: ARTICLE 8. OFFICIAL CALL 8.1.
THE GENERAL SHAREHOLDERS MEETINGS, WHETHER ORDINARY
OR EXTRAORDINARY, SHALL BE CALLED BY THE BOARD
OF DIRECTORS. 8.2. THE BOARD OF DIRECTORS MAY
CALL THE GENERAL SHAREHOLDERS MEETING WHENEVER
IT DEEMS APPROPRIATE OR NECESSARY FOR THE COMPANY
S INTERESTS, BUT IS OBLIGED, NONETHELESS, TO
CALL THE ORDINARY GENERAL SHAREHOLDERS MEETING
WITHIN THE FIRST SIX MONTHS OF EACH FISCAL YEAR
AND TO CALL THE EXTRAORDINARY GENERAL SHAREHOLDERS
MEETING WHEN SO REQUESTED IN WRITING BY SHAREHOLDERS
HOLDING A MINIMUM OF FIVE PERCENT OF THE COMPANY
SHARE CAPITAL. SUCH REQUEST SHALL INCLUDE THE
MATTERS TO BE DELIBERATED AT THE MEETING TO BE
CALLED. IN THIS CASE, THE GENERAL SHAREHOLDERS
MEETING SHALL BE HELD WITHIN THE THIRTY DAYS
FOLLOWING THE DATE ON WHICH NOTIFICATION BY NOTARY
OF THE CALL IS RECEIVED, INCLUDING NECESSARILY
THE PROPOSED AGENDA, OR THE MATTERS THAT GAVE
RISE TO SUCH REQUEST. 8.3.THOSE MATTERS WHICH
ARE SIGNIFICANTLY INDEPENDENT, SUCH AS THE APPOINTMENT,
RE-ELECTION OR RATIFICATION OF EACH BOARD MEMBER
OR, IN THE CASE OF AMENDMENT OF THE COMPANY BY-LAWS,
EACH ARTICLE OR GROUP OF INDEPENDENT ARTICLES,
SHALL BE INCLUDED SEPARATELY ON THE AGENDA AND
VOTED ON INDIVIDUALLY. ARTICLE 14. DELEGATION
AND REPRESENTATION 14.1 ALL SHAREHOLDERS SHALL
BE ENTITLED TO BE REPRESENTED AT THE GENERAL
SHAREHOLDERS MEETING BY ANOTHER SHAREHOLDER WITH
THE RIGHT TO ATTEND. SUCH REPRESENTATION SHALL
BE SPECIFIC FOR EACH MEETING, EXPRESSED THROUGH
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THE DELEGATION FORM PRINTED ON THE ATTENDANCE
CARD OR THROUGH ANY OTHER MEANS ACCEPTED BY LAW,
WITHOUT PREJUDICE TO THE PROVISIONS OF ARTICLE
108 OF THE JOINT STOCK COMPANIES ACT WITH RESPECT
TO FAMILY REPRESENTATION AND THE CONFERRING OF
GENERAL POWERS. SUCH DOCUMENTS OF DELEGATION
OR REPRESENTATION FOR THE GENERAL SHAREHOLDERS
MEETING SHALL REFLECT THE RELEVANT INSTRUCTIONS
WITH REGARDS TO THE VOTE TO BE ISSUED. SHOULD
NO EXPRESS INSTRUCTIONS BE GIVEN, IT SHALL BE
UNDERSTOOD THAT THE REPRESENTATIVE SHALL VOTE
IN FAVOUR OF THE PROPOSALS SUBMITTED BY THE BOARD
OF DIRECTORS WITH RESPECT TO THE MATTERS INCLUDED
ON THE AGENDA. SHOULD NO INSTRUCTIONS HAVE BEEN
ISSUED BECAUSE THE GENERAL SHAREHOLDERS MEETING
RESOLVES MATTERS THAT ARE NOT INCLUDED ON THE
AGENDA AND ARE THEREFORE UNKNOWN AT THE DATE
OF DELEGATION, AND SHOULD SUCH MATTERS BE PUT
TO A VOTE, THE REPRESENTATIVE SHALL VOTE AS HE/SHE
DEEMS APPROPRIATE, TAKING INTO ACCOUNT THE INTERESTS
OF THE COMPANY AND THE REPRESENTED PARTY. THE
SAME PRINCIPLE SHALL APPLY WHEN THE RELEVANT
PROPOSAL OR PROPOSALS SUBMITTED FOR DECISION
BY THE MEETING HAVE NOT BEEN PRESENTED BY THE
BOARD OF DIRECTORS. IN THE EVENT THE REPRESENTATION
OR DELEGATION DOCUMENT DOES NOT INDICATE THE
SPECIFIC INDIVIDUAL TO WHOM THE SHAREHOLDER CONFERS
REPRESENTATION, SUCH REPRESENTATION SHALL BE
CONSIDERED TO HAVE BEEN GRANTED IN FAVOUR OF
THE CHAIRMAN OF THE COMPANY BOARD OF DIRECTORS
OR WHOMEVER SUBSTITUTES THE CHAIRMAN IN PRESIDING
THE GENERAL SHAREHOLDERS MEETING. IN THE CASES
OF PUBLIC REQUESTS FOR REPRESENTATION, IN CASES
OF CONFLICT OF INTEREST THE ADMINISTRATOR TO
WHOM SUCH REPRESENTATION IS GRANTED SHALL BE
LIMITED BY THE RESTRICTIONS ON THE EXERCISE OF
VOTING RIGHTS ESTABLISHED IN ARTICLE 114 OF THE
SECURITIES MARKET ACT. IN THESE CASES, THE ADMINISTRATOR
TO WHOM SUCH REPRESENTATION WERE GRANTED MAY
APPOINT ANOTHER ADMINISTRATOR OR A THIRD PARTY
IN WHICH NO CONFLICT OF INTEREST OCURR TO THE
EFFECT THAT SUCH PERSONS EXERCISE LAWFULLY THE
AFORESAID REPRESENTATION. THE APPOINTMENT, UNLESS
ANYTHING IS EXPRESSED TO THE CONTRARY, SHALL
EXTEND TO THOSE MATTERS THAT EVEN IF NOT INDICATED
IN THE AGENDA OF CALL MAY BE, BY MINISTRY OF
LAW, RESOLVED BY THE GENERAL MEETING OF SHAREHOLDERS;
IN THESE CASES SHALL ALSO APPLY THE AFOREMENTIONED
DISPOSITIONS REGARDING THE CONFLICT OF INTEREST.
REPRESENTATION IS ALWAYS REVOCABLE. PERSONAL
ATTENDANCE BY THE REPRESENTED PARTY AT THE GENERAL
SHAREHOLDERS MEETING SHALL BE CONSIDERED AS REVOCATION
OF SUCH REPRESENTATION. 14.2. INDIVIDUAL SHAREHOLDERS
WHO ARE NOT FULLY ABLE TO ACT AND LEGAL ENTITY
SHAREHOLDERS SHALL BE REPRESENTED BY THOSE EXERCISING
THEIR REPRESENTATION IN ACCORDANCE WITH THE LAW,
WITH DUE ACCREDITATION. 14.3. IN THE CASES OF
BOTH VOLUNTARY REPRESENTATION AND LEGAL REPRESENTATION,
SHAREHOLDERS ARE ENTITLED TO ONLY ONE REPRESENTATIVE
AT THE MEETING. 14.4. THE CHAIRMAN OF THE GENERAL
SHAREHOLDERS MEETING OR, IF SO DELEGATED, THE
SECRETARY OF THE SAME, SHALL RESOLVE ALL DOUBTS
WHICH MAY ARISE WITH RESPECT TO THE VALIDITY
AND EFFECTIVENESS OF THE DOCUMENTS GRANTING THE
RIGHT TO ATTEND PRESENTED BY ALL SHAREHOLDERS,
WHETHER INDIVIDUALLY OR GROUPING THEIR SHARES
WITH OTHER SHAREHOLDERS, AS WELL AS THE DELEGATION
OR REPRESENTATION IN FAVOUR OF ANOTHER PARTY,
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ENDEAVOURING TO CONSIDER INVALID OR INEFFECTIVE
ONLY THOSE DOCUMENTS THAT DO NOT MEET THE MINIMUM
ESSENTIAL REQUIREMENTS, AND PROVIDED THAT SUCH
NON-FULFILMENT HAS NOT BEEN REMEDIED. 14.5. IN
PARTICULAR, FINANCIAL INTERMEDIARIES, WHO HAVE
BEEN DULY ACCREDITED TO THE COMPANY, AND WHO
ARE LEGITIMIZED AS SHAREHOLDERS IN ORDER TO ACT
ON BEHALF OF DIFFERENT CLIENTS, SHALL BE PERMITTED
TO EXERCISE SPLIT VOTES, IN ACCORDANCE WITH THE
INSTRUCTIONS OF THEIR CLIENTS. ARTICLE 22. VOTING
ON PROPOSED RESOLUTIONS. 22.1. AFTER THE SHAREHOLDERS
INTERVENTIONS AND WHEN THE REQUESTED RESPONSES
HAVE BEEN DULY PROVIDED, VOTING SHALL TAKE PLACE
ON THE RELEVANT PROPOSED RESOLUTIONS IN ACCORDANCE
WITH THE PROVISIONS OF THE PRESENT REGULATIONS.
VOTING ON EACH OF THE PROPOSED RESOLUTIONS SHALL
OCCUR FOLLOWING THE AGENDA INDICATED ON THE CALL.
SHOULD PROPOSALS NOT INCLUDED ON THE AGENDA BE
SUBMITTED FOR A VOTE, SUCH PROPOSALS SHALL BE
PUT TO VOTE AFTER THE PROPOSALS ON THE AGENDA,
UNLESS OTHERWISE INDICATED BY THE CHAIRMAN. 22.2.
AFTER A COMPLETE OR SUMMARISED READING BY THE
SECRETARY, A PROCEDURE WHICH MAY BE OMITTED WHEN
THE TEXT OF THE RELEVANT PROPOSED RESOLUTION
REGARDING THE MATTER ON THE AGENDA HAS BEEN FURNISHED
TO THE SHAREHOLDERS AT THE OPENING OF THE MEETING,
THE FIRST RESOLUTIONS PUT TO VOTE SHALL BE THOSE
PROPOSED BY THE BOARD OF DIRECTORS AND, IN THE
ABSENCE OF SUCH PROPOSALS, PROPOSALS SUBMITTED
BY OTHER BODIES WILL BE SUBMITTED TO A VOTE,
IN THE ORDER DETERMINED TO THIS EFFECT BY THE
CHAIRMAN. CONTD..
* CONTD.. WHEN A RESOLUTION HAS BEEN APPROVE RELATED Non-Voting *Management Position Unknown
TO AND INCOMPATIBLE WITH THE SAME SHALL AUTOMATICALLY
BE REJECTED WITHOUT THEIR SUBMISSION TO A VOTE,
AND SHALL BE SO DECLARED BY THE CHAIRMAN OF THE
MEETING. THOSE MATTERS WHICH ARE SIGNIFICANTLY
INDEPENDENT, SUCH AS THE APPOINTMENT, RE-ELECTION
OR RATIFICATION OF EACH BOARD MEMBER OR, IN THE
CASE OF AMENDMENT OF THE COMPANY BY-LAWS, EACH
ARTICLE OR GROUP OF INDEPENDENT ARTICLES, SHALL
BE VOTED ON SEPARATELY. 22.3. VOTING ON THE PROPOSED
RESOLUTIONS SHALL BE DETERMINED ACCORDING TO
THE FOLLOWING SYSTEM: WHEN VOTING ON RESOLUTIONS
RELATED TO MATTERS INCLUDED IN THE AGENDA OF
THE GENERAL SHAREHOLDERS MEETING, FAVOURABLE
VOTES SHALL BE CONSIDERED TO BE THOSE CORRESPONDING
TO ALL THE SHARES PRESENT OR REPRESENTED AT THE
MEETING ACCORDING TO THE ATTENDANCE LIST, EXCEPT
FOR THOSE VOTES CORRESPONDING TO THE SHARES WHOSE
OWNERS OR REPRESENTATIVES MAKE THEIR UNFAVOURABLE
VOTE, BLANK VOTE OR ABSTENTION KNOWN TO THE REPORTING
OFFICERS AND OTHER MEMBERS OF THE PANEL OR, IF
THE CASE MAY BE, TO THE NOTARY PRESENT, EITHER
IN WRITING OR BY PERSONAL STATEMENT. WHEN VOTING
ON RESOLUTIONS RELATED TO MATTERS NOT INCLUDED
IN THE AGENDA OF THE GENERAL SHAREHOLDERS MEETING,
UNFAVOURABLE VOTES SHALL BE CONSIDERED ALL THOSE
CORRESPONDING TO ALL THE SHARES PRESENT OR REPRESENTED
AT THE MEETING ACCORDING TO THE ATTENDANCE LIST,
EXCEPT FOR THOSE VOTES CORRESPONDING TO THE SHARES
WHOSE OWNERS OR REPRESENTATIVES MAKE THEIR FAVOURABLE
VOTE, BLANK VOTE OR ABSTENTION KNOWN TO THE REPORTING
OFFICERS AND OTHER MEMBERS OF THE PANEL OR, IF
THE CASE MAY BE, TO THE NOTARY PRESENT, EITHER
IN WRITING OR BY PERSONAL STATEMENT. TO THE EFFECTS
OF THE PROVISIONS SET OUT IN PARAGRAPHS A) AND
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B) ABOVE, FOR EACH OF THE PROPOSALS SUBMITTED
TO A VOTE, THE SHARES PRESENT OR REPRESENTED
AT THE MEETING SHALL BE CONSIDERED THOSE THAT
APPEAR ON THE ATTENDANCE LIST AFTER DEDUCTING
THOSE SHARES THAT, AS STIPULATED BY THE LEGISLATION
IN EFFECT AND IN FUNCTION OF THE PROPOSED RESOLUTION
TO BE SUBMITTED TO A VOTE, CANNOT EXERCISE THE
RELEVANT RIGHT TO VOTE. 22.4. WHATEVER THE SYSTEM
USED TO DETERMINE THE VOTE, THE GENERAL SHAREHOLDERS
MEETING PANEL OR, IN THE EVENT SUCH PANEL HAS
NOT BEEN CONSTITUTED, THE SECRETARY OF THE MEETING
SHALL VERIFY THE EXISTENCE OF A SUFFICIENT NUMBER
OF FAVOURABLE VOTES TO REACH THE NECESSARY MAJORITY
IN EACH CASE, THEREBY ALLOWING THE CHAIRMAN TO
DECLARE THE CORRESPONDING RESOLUTION APPROVED;
REPORT FROM THE BOARD OF DIRECTORS OF ALTADIS,
S.A. IN RELATION TO THE PROPOSAL TO THE GENERAL
MEETING OF SHAREHOLDERS TO PARTIALLY MODIFY ARTICLES
8 (OFFICIAL CALL), 14 (DELEGATION AND REPRESENTATION)
AND 22 (VOTING ON PROPOSED RESOLUTIONS) OF THE
REGULATIONS OF THE GENERAL MEETING, IN ORDER
TO ADAPT THEM TO THE UNIFIED CODE OF GOOD GOVERNANCE
FOR LISTED COMPANIES APPROVED BY THE NATIONAL
STOCK MARKET COMMISSION IN 2006 1. PURPOSE OF
THE REPORT IN COMPLIANCE WITH THAT STATED IN
ARTICLE 3 OF THE REGULATIONS OF THE GENERAL MEETING,
THE BOARD OF DIRECTORS OF ALTADIS, S.A. (HEREINAFTER
THE COMPANY ) FORMULATES THIS REPORT TO JUSTIFY
THE PROPOSAL TO MODIFY THE ARTICLES OF THE REGULATIONS
OF THE GENERAL MEETING OF SHAREHOLDERS WHICH
IS SUBMITTED TO THE APPROVAL OF THE GENERAL MEETING.
2. GENERAL JUSTIFICATION FOR THE PROPOSAL ALL
OF THE MODIFICATIONS THAT ARE SUBMITTED FOR THE
APPROVAL OF THE MEETING ARE AIMED AT ADAPTING
THE REGULATIONS OF THE GENERAL MEETING OF SHAREHOLDERS
TO THE UNIFIED CODE FOR GOOD GOVERNANCE PUBLISHED
BY THE NATIONAL STOCK MARKET COMMISSION AS APPENDIX
I TO THE REPORT FROM THE SPECIAL WORKING GROUP
IN GOOD GOVERNANCE FOR LISTED COMPANIES OF 19TH
MAY 2006 AND APPROVED BY AGREEMENT OF THE BOARD
OF THE NATIONAL STOCK MARKET COMMISSION ON 22ND
MAY 2006. 3. DETAILED JUSTIFICATION FOR THE PROPOSAL
THE MODIFICATIONS THAT ARE PROPOSED TO ARTICLES
8 AND 22 OF THE REGULATIONS OF THE MEETING HAVE
THE SAME OBJECTIVE, WHICH IS THAT IN THE SETTING
OF THE AGENDA AND IN THE VOTING ON THE AGREEMENT
PROPOSALS, SUBSTANTIALLY INDEPENDENT ISSUES SHALL
BE INCLUDED SEPARATELY AND VOTED INDEPENDENTLY,
LIKE THE APPOINTMENT, RE-ELECTION OR RATIFICATION
OF EACH DIRECTOR OR, IN THE CASE OF MODIFICATION
OF THE ARTICLES OF ASSOCIATION, EACH ARTICLES
OF GROUP OF ARTICLES INDEPENDENTLY. THE AIM IS
THAT THE SHAREHOLDERS KNOW, ASSESS AND VOTE SEPARATELY,
WITHOUT BEING PUT IN CLOSED LISTS, IN PARTICULAR
THE APPOINTMENT OF DIRECTORS AND THE MODIFICATION
OF THE ARTICLES OF ASSOCIATION, WHERE IT SEEMS
APPROPRIATE THAT DECISIONS CAN BE MADE INDIVIDUALLY
ON EACH DIRECTORS AND OPENLY ON THE VARIOUS ARTICLES
OF ASSOCIATION SUBMITTED FOR THEIR CONSIDERATION.
AS REGARDS FINANCIAL INTERMEDIARIES EXERCISING
THEIR VOTING RIGHTS (ARTICLE 14 OF THE REGULATIONS
OF THE BOARD) AND THE POSSIBILITY OF THEM DOING
SO IN A FRAGMENTED MANNER, ACCORDING TO THE INSTRUCTIONS
FROM THEIR CLIENTS, THE REASON FOR THE PROPOSAL
LIES IN THE FACT THAT MOST OF THE FOREIGN SHAREHOLDERS
INVEST IN THE SPANISH MARKET THROUGH A CHAIN
OF BROKERS WHO ACT AS BENEFICIAL OWNERS ON BEHALF
OF THE INVESTOR. IF THE VOTING RIGHT OF THE ULTIMATE
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OWNER IS TO BE RESPECTED IT MUST BE ALLOWED THAT
THE FINANCIAL INTERMEDIARIES WHO ACT AS TRUSTEES
CAN VOTE IN ACCORDANCE WITH THE INSTRUCTIONS
FROM EACH OF THEIR CLIENTS; THIS WOULD OFTEN
INVOLVE THE SAME BENEFICIAL OWNER ISSUING DIFFERENT
VOTES. THIS IS A POSSIBILITY WHICH IS IN PRACTICE
ALREADY ACCEPTED ALTHOUGH NOT EXPRESSLY COVERED
EITHER IN THE ACT OR IN THE CORPORATE GOVERNANCE
RULES, UNTIL ITS INCORPORATION IN THE RECOMMENDATIONS
OF THE UNIFIED CODE. 4. FULL TEXT OF THE PROPOSAL
THE PROPOSAL THAT THE BOARD OF DIRECTORS SUBMITS
TO THE GENERAL MEETING OF SHAREHOLDERS IS AS
FOLLOWS: GOVERNANCE OF LISTED COMPANIES APPROVED
BY THE COMMISSION NACIONAL DEL MERCADO DE VALORES
IN 2006: ARTICLE 8 (OFFICIAL CALL), WHICH HAS
THE NEW SECTION 8.3 ADDED; ARTICLE 14 (DELEGATION
AND REPRESENTATION), WHICH HAS THE NEW SECTION
14.5 ADDED; AND ARTICLE 22 (VOTING ON PROPOSED
RESOLUTIONS), WHICH HAS ADDED A NEW PARAGRAPH
TO SECTION 22.2. THE REST OF THE SECTIONS OF
EACH OF THE ARTICLES REMAIN UNALTERED. ALTERATION
OF THE ARTICLES STATED IS PREVIOUSLY AGREED THROUGH
A WRITTEN REPORT FROM THE DIRECTORS, EXPLAINING
THEIR ALTERATION, AND AFTER THE PROPOSAL OF THE
STRATEGY, ETHICS AND GOOD GOVERNANCE COMMITTEE.
ALTERED ARTICLES WILL BE WORDED LITERALLY (ALTERATIONS
ARE UNDERLINED): ARTICLE 8. OFFICIAL CALL. 8.1.
THE GENERAL SHAREHOLDERS MEETINGS, WHETHER ORDINARY
OR EXTRAORDINARY, SHALL BE CALLED BY THE BOARD
OF DIRECTORS. 8.2. THE BOARD OF DIRECTORS MAY
CALL THE GENERAL SHAREHOLDERS MEETING WHENEVER
IT DEEMS APPROPRIATE OR NECESSARY FOR THE COMPANY
S INTERESTS, BUT IS OBLIGED, NONETHELESS, TO
CALL THE ORDINARY GENERAL SHAREHOLDERS MEETING
WITHIN THE FIRST SIX MONTHS OF EACH FISCAL YEAR
AND TO CALL THE EXTRAORDINARY GENERAL SHAREHOLDERS
MEETING WHEN SO REQUESTED IN WRITING BY SHAREHOLDERS
HOLDING A MINIMUM OF FIVE PERCENT OF THE COMPANY
SHARE CAPITAL. SUCH REQUEST SHALL INCLUDE THE
MATTERS TO BE DELIBERATED AT THE MEETING TO BE
CALLED. IN THIS CASE, THE GENERAL SHAREHOLDERS
MEETING SHALL BE HELD WITHIN THE THIRTY DAYS
FOLLOWING THE DATE ON WHICH NOTIFICATION BY NOTARY
OF THE CALL IS RECEIVED, INCLUDING NECESSARILY
THE PROPOSED AGENDA, OR THE MATTERS THAT GAVE
RISE TO SUCH REQUEST. CONTD..
* CONTD.. 8.3. THOSE MATTERS WHICH ARE SIGNIFICANTLY Non-Voting *Management Position Unknown
INDEPENDENT, SUCH AS THE APPOINTMENT, RE-ELECTION
OR RATIFICATION OF EACH BOARD MEMBER OR, IN THE
CASE OF AMENDMENT OF THE COMPANY BY-LAWS, EACH
ARTICLE OR GROUP OF INDEPENDENT ARTICLES, SHALL
BE INCLUDED SEPARATELY ON THE AGENDA AND VOTED
ON INDIVIDUALLY. ARTICLE 14. DELEGATION AND REPRESENTATION.
14.1 ALL SHAREHOLDERS SHALL BE ENTITLED TO BE
REPRESENTED AT THE GENERAL SHAREHOLDERS MEETING
BY ANOTHER SHAREHOLDER WITH THE RIGHT TO ATTEND.
SUCH REPRESENTATION SHALL BE SPECIFIC FOR EACH
MEETING, EXPRESSED THROUGH THE DELEGATION FORM
PRINTED ON THE ATTENDANCE CARD OR THROUGH ANY
OTHER MEANS ACCEPTED BY LAW, WITHOUT PREJUDICE
TO THE PROVISIONS OF ARTICLE 108 OF THE JOINT
STOCK COMPANIES ACT WITH RESPECT TO FAMILY REPRESENTATION
AND THE CONFERRING OF GENERAL POWERS. SUCH DOCUMENTS
OF DELEGATION OR REPRESENTATION FOR THE GENERAL
SHAREHOLDERS MEETING SHALL REFLECT THE RELEVANT
INSTRUCTIONS WITH REGARDS TO THE VOTE TO BE ISSUED.
SHOULD NO EXPRESS INSTRUCTIONS BE GIVEN, IT SHALL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 69 of 73
BE UNDERSTOOD THAT THE REPRESENTATIVE SHALL VOTE
IN FAVOUR OF THE PROPOSALS SUBMITTED BY THE BOARD
OF DIRECTORS WITH RESPECT TO THE MATTERS INCLUDED
ON THE AGENDA. SHOULD NO INSTRUCTIONS HAVE BEEN
ISSUED BECAUSE THE GENERAL SHAREHOLDERS MEETING
RESOLVES MATTERS THAT ARE NOT INCLUDED ON THE
AGENDA AND ARE THEREFORE UNKNOWN AT THE DATE
OF DELEGATION, AND SHOULD SUCH MATTERS BE PUT
TO A VOTE, THE REPRESENTATIVE SHALL VOTE AS HE/SHE
DEEMS APPROPRIATE, TAKING INTO ACCOUNT THE INTERESTS
OF THE COMPANY AND THE REPRESENTED PARTY. THE
SAME PRINCIPLE SHALL APPLY WHEN THE RELEVANT
PROPOSAL OR PROPOSALS SUBMITTED FOR DECISION
BY THE MEETING HAVE NOT BEEN PRESENTED BY THE
BOARD OF DIRECTORS. IN THE EVENT THE REPRESENTATION
OR DELEGATION DOCUMENT DOES NOT INDICATE THE
SPECIFIC INDIVIDUAL TO WHOM THE SHAREHOLDER CONFERS
REPRESENTATION, SUCH REPRESENTATION SHALL BE
CONSIDERED TO HAVE BEEN GRANTED IN FAVOUR OF
THE CHAIRMAN OF THE COMPANY BOARD OF DIRECTORS
OR WHOMEVER SUBSTITUTES THE CHAIRMAN IN PRESIDING
THE GENERAL SHAREHOLDERS MEETING. IN THE CASES
OF PUBLIC REQUESTS FOR REPRESENTATION, IN CASES
OF CONFLICT OF INTEREST THE ADMINISTRATOR TO
WHOM SUCH REPRESENTATION IS GRANTED SHALL BE
LIMITED BY THE RESTRICTIONS ON THE EXERCISE OF
VOTING RIGHTS ESTABLISHED IN ARTICLE 114 OF THE
SECURITIES MARKET ACT. IN THESE CASES, THE ADMINISTRATOR
TO WHOM SUCH REPRESENTATION WERE GRANTED MAY
APPOINT ANOTHER ADMINISTRATOR OR A THIRD PARTY
IN WHICH NO CONFLICT OF INTEREST OCURR TO THE
EFFECT THAT SUCH PERSONS EXERCISE LAWFULLY THE
AFORESAID REPRESENTATION. THE APPOINTMENT, UNLESS
ANYTHING IS EXPRESSED TO THE CONTRARY, SHALL
EXTEND TO THOSE MATTERS THAT EVEN IF NOT INDICATED
IN THE AGENDA OF CALL MAY BE, BY MINISTRY OF
LAW, RESOLVED BY THE GENERAL MEETING OF SHAREHOLDERS;
IN THESE CASES SHALL ALSO APPLY THE AFOREMENTIONED
DISPOSITIONS REGARDING THE CONFLICT OF INTEREST.
REPRESENTATION IS ALWAYS REVOCABLE. PERSONAL
ATTENDANCE BY THE REPRESENTED PARTY AT THE GENERAL
SHAREHOLDERS MEETING SHALL BE CONSIDERED AS REVOCATION
OF SUCH REPRESENTATION. 14.2. INDIVIDUAL SHAREHOLDERS
WHO ARE NOT FULLY ABLE TO ACT AND LEGAL ENTITY
SHAREHOLDERS SHALL BE REPRESENTED BY THOSE EXERCISING
THEIR REPRESENTATION IN ACCORDANCE WITH THE LAW,
WITH DUE ACCREDITATION. 14.3. IN THE CASES OF
BOTH VOLUNTARY REPRESENTATION AND LEGAL REPRESENTATION,
SHAREHOLDERS ARE ENTITLED TO ONLY ONE REPRESENTATIVE
AT THE MEETING. 14.4. THE CHAIRMAN OF THE GENERAL
SHAREHOLDERS MEETING OR, IF SO DELEGATED, THE
SECRETARY OF THE SAME, SHALL RESOLVE ALL DOUBTS
WHICH MAY ARISE WITH RESPECT TO THE VALIDITY
AND EFFECTIVENESS OF THE DOCUMENTS GRANTING THE
RIGHT TO ATTEND PRESENTED BY ALL SHAREHOLDERS,
WHETHER INDIVIDUALLY OR GROUPING THEIR SHARES
WITH OTHER SHAREHOLDERS, AS WELL AS THE DELEGATION
OR REPRESENTATION IN FAVOUR OF ANOTHER PARTY,
ENDEAVOURING TO CONSIDER INVALID OR INEFFECTIVE
ONLY THOSE DOCUMENTS THAT DO NOT MEET THE MINIMUM
ESSENTIAL REQUIREMENTS, AND PROVIDED THAT SUCH
NON-FULFILMENT HAS NOT BEEN REMEDIED. 14.5. IN
PARTICULAR, FINANCIAL INTERMEDIARIES, WHO HAVE
BEEN DULY ACCREDITED TO THE COMPANY, AND WHO
ARE LEGITIMIZED AS SHAREHOLDERS IN ORDER TO ACT
ON BEHALF OF DIFFERENT CLIENTS, SHALL BE PERMITTED
TO EXERCISE SPLIT VOTES, IN ACCORDANCE WITH THE
INSTRUCTIONS OF THEIR CLIENTS. ARTICLE 22. VOTING
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 70 of 73
ON PROPOSED RESOLUTIONS 22.1. AFTER THE SHAREHOLDERS
INTERVENTIONS AND WHEN THE REQUESTED RESPONSES
HAVE BEEN DULY PROVIDED, VOTING SHALL TAKE PLACE
ON THE RELEVANT PROPOSED RESOLUTIONS IN ACCORDANCE
WITH THE PROVISIONS OF THE PRESENT REGULATIONS.
VOTING ON EACH OF THE PROPOSED RESOLUTIONS SHALL
OCCUR FOLLOWING THE AGENDA INDICATED ON THE CALL.
SHOULD PROPOSALS NOT INCLUDED ON THE AGENDA BE
SUBMITTED FOR A VOTE, SUCH PROPOSALS SHALL BE
PUT TO VOTE AFTER THE PROPOSALS ON THE AGENDA,
UNLESS OTHERWISE INDICATED BY THE CHAIRMAN. 22.2.
AFTER A COMPLETE OR SUMMARISED READING BY THE
SECRETARY, A PROCEDURE WHICH MAY BE OMITTED WHEN
THE TEXT OF THE RELEVANT PROPOSED RESOLUTION
REGARDING THE MATTER ON THE AGENDA HAS BEEN FURNISHED
TO THE SHAREHOLDERS AT THE OPENING OF THE MEETING,
THE FIRST RESOLUTIONS PUT TO VOTE SHALL BE THOSE
PROPOSED BY THE BOARD OF DIRECTORS AND, IN THE
ABSENCE OF SUCH PROPOSALS, PROPOSALS SUBMITTED
BY OTHER BODIES WILL BE SUBMITTED TO A VOTE,
IN THE ORDER DETERMINED TO THIS EFFECT BY THE
CHAIRMAN. WHEN A RESOLUTION HAS BEEN APPROVED,
ALL OTHER PROPOSALS RELATED TO AND INCOMPATIBLE
WITH THE SAME SHALL AUTOMATICALLY BE REJECTED
WITHOUT THEIR SUBMISSION TO A VOTE, AND SHALL
BE SO DECLARED BY THE CHAIRMAN OF THE MEETING.
THOSE MATTERS WHICH ARE SIGNIFICANTLY INDEPENDENT,
SUCH AS THE APPOINTMENT, RE-ELECTION OR RATIFICATION
OF EACH BOARD MEMBER OR, IN THE CASE OF AMENDMENT
OF THE COMPANY BY-LAWS, EACH ARTICLE OR GROUP
OF INDEPENDENT ARTICLES, SHALL BE VOTED ON SEPARATELY.
22.3. VOTING ON THE PROPOSED RESOLUTIONS SHALL
BE DETERMINED ACCORDING TO THE FOLLOWING SYSTEM:
WHEN VOTING ON RESOLUTIONS RELATED TO MATTERS
INCLUDED IN THE AGENDA OF THE GENERAL SHAREHOLDERS
MEETING, FAVOURABLE VOTES SHALL BE CONSIDERED
TO BE THOSE CORRESPONDING TO ALL THE SHARES PRESENT
OR REPRESENTED AT THE MEETING ACCORDING TO THE
ATTENDANCE LIST, EXCEPT FOR THOSE VOTES CORRESPONDING
TO THE SHARES WHOSE OWNERS OR REPRESENTATIVES
MAKE THEIR UNFAVOURABLE VOTE, BLANK VOTE OR ABSTENTION
KNOWN TO THE REPORTING OFFICERS AND OTHER MEMBERS
OF THE PANEL OR, IF THE CASE MAY BE, TO THE NOTARY
PRESENT, EITHER IN WRITING OR BY PERSONAL STATEMENT.
WHEN VOTING ON RESOLUTIONS RELATED TO MATTERS
NOT INCLUDED IN THE AGENDA OF THE GENERAL SHAREHOLDERS
MEETING, UNFAVOURABLE VOTES SHALL BE CONSIDERED
ALL THOSE CORRESPONDING TO ALL THE SHARES PRESENT
OR REPRESENTED AT THE MEETING ACCORDING TO THE
ATTENDANCE LIST, EXCEPT FOR THOSE VOTES CORRESPONDING
TO THE SHARES WHOSE OWNERS OR REPRESENTATIVES
MAKE THEIR FAVOURABLE VOTE, BLANK VOTE OR ABSTENTION
KNOWN TO THE REPORTING OFFICERS AND OTHER MEMBERS
OF THE PANEL OR, IF THE CASE MAY BE, TO THE NOTARY
PRESENT, EITHER IN WRITING OR BY PERSONAL STATEMENT.
TO THE EFFECTS OF THE PROVISIONS SET OUT IN PARAGRAPHS
A) AND B) ABOVE, FOR EACH OF THE PROPOSALS SUBMITTED
TO A VOTE, THE SHARES PRESENT OR REPRESENTED
AT THE MEETING SHALL BE CONSIDERED THOSE THAT
APPEAR ON THE ATTENDANCE LIST AFTER DEDUCTING
THOSE SHARES THAT, AS STIPULATED BY THE LEGISLATION
IN EFFECT AND IN FUNCTION OF THE PROPOSED RESOLUTION
TO BE SUBMITTED TO A VOTE, CANNOT EXERCISE THE
RELEVANT RIGHT TO VOTE. CONTD..
* CONTD..22.4. WHATEVER THE SYSTEM USED TO DETERMINE Non-Voting *Management Position Unknown
THE VOTE, THE GENERAL SHAREHOLDERS MEETING PANEL
OR, IN THE EVENT SUCH PANEL HAS NOT BEEN CONSTITUTED,
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 71 of 73
THE SECRETARY OF THE MEETING SHALL VERIFY THE
EXISTENCE OF A SUFFICIENT NUMBER OF FAVOURABLE
VOTES TO REACH THE NECESSARY MAJORITY IN EACH
CASE, THEREBY ALLOWING THE CHAIRMAN TO DECLARE
THE CORRESPONDING RESOLUTION APPROVED.
6. AUTHORISATION TO THE BOARD OF DIRECTORS FOR THE Management For *Management Position Unknown
DERIVATIVE ACQUISITION OF OWNSHARES, EITHER DIRECTLY
OR THROUGH GROUP AFFILIATES, WITHIN THE LEGAL
LIMITS AND REQUIREMENTS, FOR A MAXIMUM TERM OF
EIGHTEEN MONTHS, AS WELL AS AUTHORISATION FOR
THEIR TRANSFER AND/OR THE APPLICATION OF THE
REMUNERATION SYSTEMS ENVISAGED IN ARTICLE 75
OF THE PUBLIC LIMITED-LIABILITY COMPANIES ACT.
IT IS PROPOSED TO EXPRESSLY AUTHORISE THE BOARD
OF DIRECTORS, IN ACCORDANCE WITH THE PROVISIONS
ESTABLISHED IN ARTICLE 75 OF THE REVISED TEXT
OF THE PUBLIC LIMITED-LIABILITY COMPANIES ACT
CURRENTLY IN EFFECT, TO EFFECT THE DERIVATIVE
ACQUISITION OF ALTADIS, S.A. SHARES, EITHER DIRECTLY
BY THE COMPANY OR INDIRECTLY THROUGH AFFILIATE
COMPANIES, UP TO A SHARE CEILING THAT REPRESENTS
5% OF THE COMPANY SHARE CAPITAL, AT A PRICE AND
COMPENSATION VALUE THAT SHALL NOT BE LESS THAT
THE PAR VALUE OF THE SHARES, NOR EXCEED THE LISTED
SHARE PRICE. THE ACQUISITION FOR WHICH AUTHORISATION
IS REQUESTED MAY BE EFFECTED BY MEANS OF SALE-PURCHASE,
SWAP, DONATION OR AWARD OR AS APPROPRIATION FOR
PAYMENT, AND IN GENERAL BY ANY OTHER MEANS OF
ACQUISITION FOR PAYMENT OF SHARES THAT HAVE BEEN
ISSUED AND FULLY PAID-UP, INCLUDING THE USE OF
FINANCIAL DERIVATIVE INSTRUMENTS, AND PARTICULARLY
TRANSACTIONS INVOLVING ALL TYPES OF OPTIONS (PUT
AND CALL), FOR A MAXIMUM TERM OF EIGHTEEN MONTHS
FROM THE DATE OF ADOPTION OF THE PRESENT RESOLUTION.
THE SHARES SO ACQUIRED SHALL NOT BEAR ANY RIGHTS
WHATSOEVER, INCLUDING THE RIGHT TO VOTE. THE
RELEVANT ECONOMIC RIGHTS SHALL BE PROPORTIONALLY
ATTRIBUTED TO THE REMAINING SHARES IN ACCORDANCE
WITH THE PROVISIONS ESTABLISHED IN ARTICLE 70
OF THE AFOREMENTIONED ACT. THE BOARD IS HEREBY
AUTHORISED TO CREATE A SPECIAL RESERVE ENTERED
AS A LIABILITY ON THE BALANCE SHEET TO BE CHARGED
TO THE FREELY DISPOSABLE RESERVE, IN THE AMOUNT
EQUALLING THE ACQUISITION PRICE OF THE SAID SHARES.
THE PRESENT AUTHORISATION RENDERS NULL AND VOID
THE RESOLUTION OF THE GENERAL SHAREHOLDERS MEETING
OF JUNE 7TH, 2006. LIKEWISE, AND TO THE EFFECTS
ENVISAGED IN PARAGRAPH TWO OF NUMBER 1 IN ARTICLE
75 OF THE PUBLIC LIMITED-LIABILITY COMPANIES
ACT, EXPRESS AUTHORISATION IS HEREBY GRANTED
FOR THE ACQUISITION OF COMPANY SHARES BY ANY
OF THE AFFILIATE COMPANIES, IN THE SAME TERMS
AS THOSE SET OUT HERE IN. IT IS EXPRESSLY STATED
THAT THE SHARES ACQUIRED SUBSEQUENT TO THE PRESENT
AUTHORISATION MAY DE ALLOCATED TO SALE OR TO
THE APPLICATION OF THE REMUNERATION SYSTEMS CONTEMPLATED
IN PARAGRAPH THREE, SECTION 1 OF ARTICLE 75 OF
THE PUBLIC LIMITED-LIABILITY COMPANIES ACT. THE
BOARD SHALL DECIDE WHETHER TO SELL, MAINTAIN
OR REDEEM THE SHARES SO ACQUIRED IN DUE TIME
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 72 of 73
7. DELEGATIONS OF POWERS TO FORMALISE, INTERPRET, Management For *Management Position Unknown
CORRECT, REGISTER AND EXECUTE THE RESOLUTIONS
ADOPTED BY THE GENERAL SHAREHOLDERS MEETING.
TO DELEGATE TO THE BOARD OF DIRECTORS THE BROADEST
POWERS ENVISAGED BY LAW TO SUPPLEMENT, DEVELOP,
EXECUTE AND CORRECT THE RESOLUTIONS ADOPTED BY
THE GENERAL SHAREHOLDERS MEETING, INCLUDING
THE POWER TO TOTALLY OR PARTIALLY DELEGATE THE
AFOREMENTIONED POWERS TO THE EXECUTIVE COMMITTEE.
THE POWER TO CORRECT SHALL ENCOMPASS THE POWER
TO MAKE THE MODIFICATIONS, AMENDMENTS AND ADDITIONS
THAT MAY BE NECESSARY OR APPROPRIATE SUBSEQUENT
TO OBJECTIONS OR COMMENTS ARISING FROM THE SECURITIES
MARKET REGULATORY BODIES, THE STOCK EXCHANGE,
THE MERCANTILE REGISTRY AND ALL OTHER PUBLIC
AUTHORITIES COMPETENT IN RELATION TO THE RESOLUTIONS
ADOPTED. LIKEWISE, TO DELEGATE TO THE CHAIRMAN
OF THE BOARD, THE CHAIRMAN OF THE EXECUTIVE COMMITTEE
AND THE SECRETARY TO THE BOARD INDISTINCTLY,
THE POWERS NECESSARY TO FORMALISE THE RESOLUTIONS
ADOPTED BY THE GENERAL SHAREHOLDERS MEETING
AND TO REGISTER THOSE SUBJECT TO SUCH REQUIREMENT,
TOTALLY OR PARTIALLY, AND TO THIS EFFECT, TO
GRANT ALL TYPES OF PUBLIC AND PRIVATE DOCUMENTS,
INCLUDING THOSE REQUIRED TO SUPPLEMENT OR CORRECT
SUCH RESOLUTIONS
- ------------------------------------------------------------------------------------------------------------------------------------
MATSUMOTOKIYOSHI CO.,LTD. AGM MEETING DATE: 06/28/2007
ISSUER: J40885105 ISIN: JP3869000004
SEDOL: B02HTB2, 6572581, 5082724
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1 APPROVE APPROPRIATION OF PROFITS Management For *Management Position Unknown
2 APPROVE STOCK TRANSFER TO CREATE HOLDING COMPANY Management For *Management Position Unknown
3.1 APPOINT A DIRECTOR Management For *Management Position Unknown
3.2 APPOINT A DIRECTOR Management For *Management Position Unknown
3.3 APPOINT A DIRECTOR Management For *Management Position Unknown
3.4 APPOINT A DIRECTOR Management For *Management Position Unknown
3.5 APPOINT A DIRECTOR Management For *Management Position Unknown
3.6 APPOINT A DIRECTOR Management For *Management Position Unknown
3.7 APPOINT A DIRECTOR Management For *Management Position Unknown
3.8 APPOINT A DIRECTOR Management For *Management Position Unknown
3.9 APPOINT A DIRECTOR Management For *Management Position Unknown
3.10 APPOINT A DIRECTOR Management For *Management Position Unknown
4.1 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown
4.2 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown
5 APPROVE PROVISION OF RETIREMENT ALLOWANCE FOR Management For *Management Position Unknown
DIRECTORS
6 APPROVE ADOPTION OF ANTI-TAKEOVER DEFENSE MEASURES Other Against *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
TAKEDA PHARMACEUTICAL COMPANY LIMITED AGM MEETING DATE: 06/28/2007
ISSUER: J8129E108 ISIN: JP3463000004
SEDOL: B03FZP1, 5296752, B17MW65, 6870445, B01DRX9
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THIS ANNOUNCEMENT IS BEING PROVIDED Non-Voting *Management Position Unknown
TO INFORM YOU THAT THE TRUE AGENDA HAS BEEN RELEASED
AND IS AVAILABLE FOR YOUR REVIEW. (PLEASE REFER
TO THE ATTACHED PDF FILES.)
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 73 of 73
1. APPROPRIATION OF SURPLUS Management For *Management Position Unknown
2. PARTIAL AMENDMENTS TO THE ARTICLES OF INCORPORATION Management For *Management Position Unknown
3.1 ELECTION OF A DIRECTOR Management For *Management Position Unknown
3.2 ELECTION OF A DIRECTOR Management For *Management Position Unknown
3.3 ELECTION OF A DIRECTOR Management For *Management Position Unknown
3.4 ELECTION OF A DIRECTOR Management For *Management Position Unknown
4. ELECTION OF A CORPORATE AUDITOR Management For *Management Position Unknown
5. ELECTION OF AN INDEPENDENT AUDITOR Management For *Management Position Unknown
6. PAYMENT OF BONUS ALLOWANCES TO DIRECTORS AND Management For *Management Position Unknown
CORPORATE AUDITORS
7. PAYMENT OF RETIREMENT ALLOWANCES TO A RETIRING Management For *Management Position Unknown
DIRECTOR AND A RETIRING CORPORATE AUDITOR
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GAB GLB CONVERTIBLE SEC FD Page 1 of 1
- ------------------------------------------------------------------------------------------------------------------------------------
ASHLAND INC. ASH Annual Meeting Date: 01/25/2007
ISSUER: 044209104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
03 SHAREHOLDER PROPOSAL TO INITIATE THE APPROPRIATE Shareholder Against For
PROCESS TO IMPLEMENT MAJORITY VOTING FOR ELECTION
OF DIRECTORS.
02 RATIFICATION OF ERNST & YOUNG AS INDEPENDENT Management For For
AUDITORS FOR FISCAL 2007.
01 DIRECTOR Management For
ERNEST H. DREW* Management For For
MANNIE L. JACKSON* Management For For
THEODORE M. SOLSO* Management For For
MICHAEL J. WARD* Management For For
JOHN F. TURNER** Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
CINCINNATI BELL INC. CBB Annual Meeting Date: 05/03/2007
ISSUER: 171871403 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PHILLIP R. COX Management For For
MICHAEL G. MORRIS Management For For
JOHN M. ZRNO Management For For
02 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT THE FINANCIAL STATEMENTS
OF THE COMPANY FOR THE YEAR 2007.
03 THE APPROVAL OF THE CINCINNATI BELL INC. 2007 Management Against Against
LONG TERM INCENTIVE PLAN.
04 THE APPROVAL OF THE CINCINNATI BELL INC. 2007 Management Against Against
STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940,
the registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
Registrant GAMCO Global Series Funds, Inc.
------------------------------------------------------------
By (Signature and Title)* /s/ Bruce N. Alpert
--------------------------------------------
Bruce N. Alpert, Principal Executive Officer
Date August 22, 2007
------------------------------------------------------------------
*Print the name and title of each signing officer under his or her
signature.