UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-09397
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The Gabelli Utilities Fund
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(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
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(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
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(Name and address of agent for service)
Registrant's telephone number, including area code: 800-422-3554
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Date of fiscal year end: December 31
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Date of reporting period: July 1, 2006 - June 30, 2007
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Form N-PX is to be used by a registered management investment company,
other than a small business investment company registered on Form N-5
(ss.ss. 239.24 and 274.5 of this chapter), to file reports with the
Commission, not later than August 31 of each year, containing the
registrant's proxy voting record for the most recent twelve-month
period ended June 30, pursuant to section 30 of the Investment Company
Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The
Commission may use the information provided on Form N-PX in its
regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form
N-PX, and the Commission will make this information public. A
registrant is not required to respond to the collection of information
contained in Form N-PX unless the Form displays a currently valid
Office of Management and Budget ("OMB") control number. Please direct
comments concerning the accuracy of the information collection burden
estimate and any suggestions for reducing the burden to the Secretary,
Securities and Exchange Commission, 100 F Street, NE, Washington, DC
20549. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. ss. 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2006 TO JUNE 30, 2007
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 1 of 115
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AT&T INC. T SPECIAL MEETING DATE: 07/21/2006
ISSUER: 00206R102 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 APPROVE ISSUANCE OF AT&T COMMON SHARES REQUIRED Management For For
TO BE ISSUED PURSUANT TO THE MERGER AGREEMENT,
DATED AS OF MARCH 4, 2006, BY AND AMONG BELLSOUTH
CORPORATION, AT&T INC. AND ABC CONSOLIDATION
CORP., AS IT MAY BE AMENDED.
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BELLSOUTH CORPORATION BLS SPECIAL MEETING DATE: 07/21/2006
ISSUER: 079860102 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED Management For For
AS OF MARCH 4, 2006, AS AMENDED, AMONG BELLSOUTH,
AT&T INC. AND A WHOLLY-OWNED SUBSIDIARY OF AT&T
INC.
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EIRCOM GROUP PLC CRT MEETING DATE: 07/26/2006
ISSUER: G3087T109 ISIN: GB0034341890
SEDOL: B01ZKL4, 3434189, 3434190, B0771Q6
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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1. APPROVE THE SCHEME OF ARRANGEMENT TO BE MADE Management For *Management Position Unknown
BETWEEN THE COMPANY AND THE HOLDERS OF THE SCHEME
SHARES
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EIRCOM GROUP PLC EGM MEETING DATE: 07/26/2006
ISSUER: G3087T109 ISIN: GB0034341890
SEDOL: B01ZKL4, 3434189, 3434190, B0771Q6
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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S.1 AUTHORIZE THE DIRECTORS TO TAKE ALL SUCH ACTION Management For *Management Position Unknown
AS THEY CONSIDER NECESSARY OR APPROPRIATE FOR
CARRYING THE SCHEME INTO EFFECTS; APPROVE THE
REDUCTION OF THE SHARE CAPITAL OF THE COMPANY
BY CANCELLING ALL THE SCHEME CONVERTIBLE PREFERENCE
SHARES AND ALL THE CANCELLATION SHARES AS DEFINED
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 2 of 115
IN THE SCHEME ; APPROVE, FORTHWITH AND CONTINGENTLY
UPON THE REDUCTION OF THE SHARE CAPITAL OF THE
COMPANY REFERRED TO IN PARAGRAPH (B), TO APPROVE
THE INCREASE IN THE AUTHORIZED SHARE CAPITAL
OF THE COMPANY BY THE CREATION OF NEW ORDINARY
SHARES AND THE APPLICATION OF THE RESERVES ARISING
IN THE BOOKS OF THE COMPANY AS A RESULT OF THE
REDUCTIONS OF CAPITAL IN PAYING UP IN FULL AT
PAR THE NEW ORDINARY SHARES CREATED AND ALLOTTING
AND ISSUING THE NAME CREDITED AS HILLY PAID TO
BCMIH AND/OR ITS NOMINEES; AUTHORIZE THE DIRECTORS
FOR THE PURPOSES OF SECTION 80 OF THE COMPANIES
ACT TO ALLOT RELEVANT SECURITIES TO BCMIH; AMEND
THE ARTICLES OF ASSOCIATION OF THE COMPANY BY
THE ADOPTION AND INCLUSION OF NEW ARTICLE 230;
AND AMEND THE ARTICLES OF ASSOCIATION OF THE
COMPANY BY THE DELETION OF EXISTING ARTICLE 20(B)
AND THE ADOPTION AND INCLUSION OF NEW ARTICLE
20(B)
S.2 AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY Management For *Management Position Unknown
BY DELETING THE EXISTING ARTICLE 23(G)(III) AND
ADOPT AND INCLUSIVE A NEW ARTICLE 23(G)(III)
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EIRCOM GROUP PLC AGM MEETING DATE: 07/26/2006
ISSUER: G3087T109 ISIN: GB0034341890
SEDOL: B01ZKL4, 3434189, 3434190, B0771Q6
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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1. RECEIVE AND ADOPT THE REPORT AND THE ACCOUNTS Management For *Management Position Unknown
FOR THE FYE 31 MAR 2006
2. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For *Management Position Unknown
THE FYE 31 MAR 2006
3. RE-ELECT MR. DAVID MCREDMOND AS A DIRECTOR Management For *Management Position Unknown
4. RE-ELECT MR. PETER E. LYNCH AS A DIRECTOR Management For *Management Position Unknown
5. RE-ELECT MR. CATHAL MAGEE AS A DIRECTOR Management For *Management Position Unknown
6. RE-ELECT MR. DONAL ROCHE AS A DIRECTOR Management For *Management Position Unknown
7. RE-ELECT MR. JOHN CONROY AS A DIRECTOR Management For *Management Position Unknown
8. RE-APPOINT PRICEWATERHOUSECOOPERS AS THE AUDITORS Management For *Management Position Unknown
OF THE COMPANY
9. AUTHORIZE THE DIRECTORS TO DETERMINE THE REMUNERATION Management For *Management Position Unknown
OF THE AUDITORS
S.10 AUTHORIZE THE DIRECTORS , SECTION 80, TO ALLOT Management For *Management Position Unknown
SHARES
S.11 AUTHORIZE THE DIRECTORS, SECTION 89, TO ALLOT Management For *Management Position Unknown
EQUITY SECURITIES FOR CASH WITHOUT MAKING A PRE-EMPTIVE
OFFER TO SHAREHOLDERS
S.12 AUTHORIZE THE COMPANY TO PURCHASE ITS OWN SHARES Management For *Management Position Unknown
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SCOTTISH POWER PLC SPI ANNUAL MEETING DATE: 07/26/2006
ISSUER: 81013T804 ISIN:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 3 of 115
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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S12 TO RENEW AUTHORITY OF THE COMPANY TO PURCHASE Management For For
ITS OWN SHARES.
S11 TO RENEW THE AUTHORITY OF THE DIRECTORS TO DISAPPLY Management For For
PRE-EMPTION RIGHTS.
O10 TO RENEW THE GENERAL AUTHORITY OF THE DIRECTORS Management For For
TO ALLOT SHARES.
O9 TO AUTHORIZE THE COMPANY TO MAKE DONATIONS TO Management For For
EU POLITICAL ORGANIZATIONS AND TO INCUR EU POLITICAL
EXPENDITURE.
O8 TO AUTHORIZE THE INTRODUCTION OF THE LONG-TERM Management For For
INCENTIVE PLAN 2006.
O7 TO AUTHORIZE THE DIRECTORS TO SET THE REMUNERATION Management For For
OF THE AUDITORS.
O6 TO APPOINT DELOITTE & TOUCHE LLP AS AUDITORS Management For For
OF THE COMPANY.
O5 TO RE-ELECT NICK ROSE AS A DIRECTOR. Management For For
O4 TO RE-ELECT CHARLES MILLER SMITH AS A DIRECTOR. Management For For
O3 TO ELECT PHILIP BOWMAN AS A DIRECTOR. Management For For
O2 TO APPROVE THE REMUNERATION REPORT. Management For For
O1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS FOR Management For For
THE YEAR ENDED MARCH 31, 2006.
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SCOTTISH POWER PLC AGM MEETING DATE: 07/26/2006
ISSUER: G7932E126 ISIN: GB00B125RK88
SEDOL: B154HB3, B125RK8, B155ZM3
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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1. APPROVE THE FINANCIAL STATEMENTS AND THE STATUTORY Management For *Management Position Unknown
REPORTS
2. APPROVE THE REMUNERATION REPORT Management For *Management Position Unknown
3. ELECT MR. PHILIP BOWMAN AS DIRECTOR Management For *Management Position Unknown
4. RE-ELECT MR. CHARLES SMITH AS A DIRECTOR Management For *Management Position Unknown
5. RE-ELECT MR. NICK ROSE AS A DIRECTOR Management For *Management Position Unknown
6. RE-APPOINT DELOITTE TOUCHE LLP AS THE AUDITORS Management For *Management Position Unknown
OF THE COMPANY
7. AUTHORIZE THE BOARD TO FIX THE REMUNERATION OF Management For *Management Position Unknown
THE AUDITORS
8. APPROVE THE LONG TERM INCENTIVE PLAN 2006 Management For *Management Position Unknown
9. APPROVE EU POLITICAL ORGANIZATIONS DONATIONS Management For *Management Position Unknown
UP TO GBP 80,000 AND TO INCUR EU POLITICAL EXPENDITURE
UP TO GBP 20,000
10. GRANT AUTHORITY TO ISSUE EQUITY OR EQUITY-LINKED Management For *Management Position Unknown
SECURITIES WITH PRE-EMPTIVE RIGHTS UP TO AGGREGATE
NOMINAL AMOUNT OF GBP 208,039,563
S.11 GRANT AUTHORITY TO ISSUE EQUITY OR EQUITY-LINKED Management For *Management Position Unknown
SECURITIES WITHOUT PRE-EMPTIVE RIGHTS UP TO AGGREGATE
NOMINAL AMOUNT OF GBP 31,205,934
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 4 of 115
S.12 GRANT AUTHORITY TO 148,599,688 ORDINARY SHARES Management For *Management Position Unknown
FOR MARKET PURCHASE
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NATIONAL GRID PLC NGG ANNUAL MEETING DATE: 07/31/2006
ISSUER: 636274300 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Management For For
02 TO DECLARE A FINAL DIVIDEND Management For For
03 TO RE-ELECT SIR JOHN PARKER Management For For
04 TO RE-ELECT STEVE LUCAS Management For For
05 TO RE-ELECT NICK WINSER Management For For
06 TO RE-ELECT KEN HARVEY Management For For
07 TO RE-ELECT STEPHEN PETTIT Management For For
08 TO RE-ELECT GEORGE ROSE Management For For
09 TO RE-ELECT STEVE HOLLIDAY Management For For
10 TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS Management For For
AND SET THEIR REMUNERATION
11 TO APPROVE THE DIRECTORS REMUNERATION REPORT Management For For
12 TO AUTHORISE THE DIRECTORS TO ISSUE ORDINARY SHARES Management For For
13 TO DISAPPLY PRE-EMPTION RIGHTS Management For For
14 TO AUTHORISE THE DIRECTORS TO PURCHASE THE COMPANY Management For For
S ORDINARY SHARES
15 TO AUTHORISE THE DIRECTORS TO PURCHASE THE COMPANY Management For For
S B SHARES
16 TO AUTHORISE THE DIRECTORS TO APPROVE THE BROKER Management For For
CONTRACT FOR THE REPURCHASE OF B SHARES
17 TO AMEND THE ARTICLES OF ASSOCIATION Management For For
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NATIONAL GRID PLC NGG SPECIAL MEETING DATE: 07/31/2006
ISSUER: 636274300 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 TO APPROVE THE ACQUISITION Management For For
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NORTHWESTERN CORPORATION NWEC ANNUAL MEETING DATE: 08/02/2006
ISSUER: 668074305 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF APRIL 25, 2006, AMONG BABCOCK & BROWN
INFRASTRUCTURE LIMITED AND THE COMPANY, AS THE
SAME MAY BE AMENDED FROM TIME TO TIME.
04 ANY PROPOSAL TO ADJOURN THE ANNUAL MEETING TO Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 5 of 115
A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE
MEETING TO ADOPT THE MERGER AGREEMENT.
03 RATIFICATION OF SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT REGISTERED ACCOUNTING FIRM
FOR FISCAL YEAR ENDED DECEMBER 31, 2006.
02 DIRECTOR Management For
STEPHEN P. ADIK Management For For
E. LINN DRAPER, JR. Management For For
JON S. FOSSEL Management For For
MICHAEL J. HANSON Management For For
JULIA L. JOHNSON Management For For
PHILIP L. MASLOWE Management For For
D. LOUIS PEOPLES Management For For
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KOREA ELECTRIC POWER CORPORATION KEP SPECIAL MEETING DATE: 08/09/2006
ISSUER: 500631106 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 ELECT MR. JONG HWAK PARK, MANAGER SECRETARIAT, Management For For
AS A STANDING DIRECTOR.
02 ELECT MR. MYOUNG CHUL JANG, GENERAL MANAGER, Management For For
PERSONAL & GENERAL AFFAIRS DEPARTMENT, AS A STANDING
DIRECTOR.
03 ELECT MR. HO MUN, GENERAL MANAGER, CHOONGNAM Management For For
DISTRICT HEAD OFFICE, AS A STANDING DIRECTOR.
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KERR-MCGEE CORPORATION KMG SPECIAL MEETING DATE: 08/10/2006
ISSUER: 492386107 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF JUNE 22, 2006, BY AND AMONG ANADARKO
PETROLEUM CORPORATION, APC ACQUISITION SUB, INC.
AND KERR-MCGEE CORPORATION PURSUANT TO WHICH
APC ACQUISITION SUB, INC. WOULD BE MERGED WITH
AND INTO KERR-MCGEE CORPORATION AND KERR-MCGEE
CORPORATION WOULD BECOME A WHOLLY-OWNED SUBSIDIARY
OF ANADARKO PETROLEUM CORPORATION.
02 PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF NECESSARY, Management For For
TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF ADOPTION
OF THE MERGER AGREEMENT REFERRED TO IN ITEM 1,
ABOVE.
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BOC GROUP PLC EGM MEETING DATE: 08/16/2006
ISSUER: G12068113 ISIN: GB0001081206
SEDOL: 0108120, 6114110, B02S6Q9, 5498279
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 6 of 115
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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S.1 AUTHORIZE THE DIRECTORS OF THE COMPANY, FOR THE Management For *Management Position Unknown
PURPOSE OF GIVING EFFECT TO THE SCHEME OF ARRANGEMENT
DATED 22 JUL 2006 SCHEME IN ITS ORIGINAL FORM
OR WITH OR SUBJECT TO ANY MODIFICATION, ADDITION
OR CONDITION INCLUDING, WITHOUT LIMITATION ANY
MODIFICATION OR ADDITION WHICH REPRESENTS AN
IMPROVEMENT IN THE VALUE AND/OR TERMS OF THE
OFFER TO BOC SHAREHOLDERS , TO TAKE ALL SUCH
ACTION AS THEY CONSIDER NECESSARY OR APPROPRIATE
FOR CARRYING THE SCHEME INTO EFFECT; APPROVE,
TO REDUCE THE SHARE CAPITAL OF THE COMPANY BY
CANCELING AND EXTINGUISHING ALL THE CANCELLATION
SHARES AS DEFINED IN SCHEME ; FORTHWITH AND
CONTINGENTLY ON SUCH REDUCTION OF CAPITAL TAKING
EFFECT AND NOTWITHSTANDING ANYTHING TO THE CONTRARY
IN THE ARTICLES OF ASSOCIATION OF THE COMPANY
: I) TO INCREASE THE AUTHORISED SHARE CAPITAL
OF THE COMPANY TO ITS FORMER AMOUNT BY THE CREATION
OF SUCH NUMBER OF NEW ORDINARY SHARES OF 25 PENCE
EACH AS SHALL BE EQUAL TO THE NUMBER OF CANCELLATION
SHARES CANCELLED AS SPECIFIED; II) THE RESERVE
ARISING IN THE BOOKS OF ACCOUNT OF THE COMPANY
AS A RESULT OF THE CANCELLATION OF THE CANCELLATION
SHARES BE APPLIED IN PAYING UP IN FULL AT PAR
THE NEW ORDINARY SHARES OF 25 PENCE EACH AS SPECIFIED,
SUCH NEW ORDINARY SHARES TO BE ALLOTTED AND ISSUED,
CREATED AS FULLY PAID UP TO LINDE AND/OR ITS
NOMINEE(S) IN ACCORDANCE WITH THE SCHEME; AND
III) AUTHORIZE THE DIRECTORS OF THE COMPANY,
IN ACCORDANCE WITH SECTION 80 OF THE COMPANIES
ACT, TO GIVE EFFECT TO THIS RESOLUTION AND ACCORDINGLY
TO EFFECT THE ALLOTMENT OF THE NEW ORDINARY SHARES
UP TO THE MAXIMUM AGGREGATE NOMINAL AMOUNT OF
SHARES WHICH MAY BE ALLOTTED SHALL BE 590,000,000;
AUTHORITY EXPIRES AT THE AT THE END OF 5TH ANNIVERSARY
; THIS AUTHORITY SHALL BE WITHOUT PREJUDICE AND
IN ADDITION TO ANY OTHER AUTHORITY UNDER THE
SECTION 80 PREVIOUSLY GRANTED BEFORE THE DATE
ON WHICH THIS RESOLUTION PASSED; AND AMEND THE
ARTICLES OF ASSOCIATION BY ADOPTION AND INCLUSION
OF NEW ARTICLE 147 AND DELETING ARTICLE 85 SHAREHOLDING
QUALIFICATION AND THE CONSEQUENTIAL NUMBERING
OF AND UPDATING OF CROSS-REFERENCES IN THE REMAINING
ARTICLES AS SPECIFIED
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BOC GROUP PLC CRT MEETING DATE: 08/16/2006
ISSUER: G12068113 ISIN: GB0001081206
SEDOL: 0108120, 6114110, B02S6Q9, 5498279
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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1. APPROVE WITH OR WITHOUT MODIFICATIONS THE PROPOSED Management For *Management Position Unknown
SCHEME OF ARRANGEMENT ASSPECIFIED IN THE NOTICE
CONVENING THE COURT MEETING DATED 22 JUL 2006
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 7 of 115
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KEYSPAN CORPORATION KSE ANNUAL MEETING DATE: 08/17/2006
ISSUER: 49337W100 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF FEBRUARY 25, 2006, BETWEEN
NATIONAL GRID PLC, NATIONAL GRID US8, INC. AND
KEYSPAN CORPORATION, AS IT MAY BE AMENDED.
02 DIRECTOR Management For
ROBERT B. CATELL Management For For
ANDREA S. CHRISTENSEN Management For For
ROBERT J. FANI Management For For
ALAN H. FISHMAN Management For For
JAMES R. JONES Management For For
JAMES L. LAROCCA Management For For
GLORIA C. LARSON Management For For
STEPHEN W. MCKESSY Management For For
EDWARD D. MILLER Management For For
VIKKI L. PRYOR Management For For
03 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For
REGISTERED ACCOUNTANTS.
04 SHAREHOLDER PROPOSAL TO ADOPT SIMPLE MAJORITY Shareholder Against For
VOTE.
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WESTERN GAS RESOURCES, INC. WGR SPECIAL MEETING DATE: 08/23/2006
ISSUER: 958259103 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF JUNE 22, 2006, AS AMENDED, AMONG
ANADARKO PETROLEUM CORPORATION ( ANADARKO ),
APC MERGER SUB, INC. ( MERGER SUB ) AND WESTERN,
AND APPROVE THE MERGER OF MERGER SUB WITH AND
INTO WESTERN, WITH WESTERN CONTINUING AS THE
SURVIVING CORPORATION, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
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TELEPHONE AND DATA SYSTEMS, INC. TDS ANNUAL MEETING DATE: 09/12/2006
ISSUER: 879433100 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 DIRECTOR Management For
C.D. O'LEARY Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
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M.H. SARANOW Management For For
M.L. SOLOMON Management For For
H.S. WANDER Management For For
02 RATIFY ACCOUNTANTS FOR 2006 Management For For
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 DIRECTOR Management For
C.D. O'LEARY Management For For
M.H. SARANOW Management For For
M.L. SOLOMON Management For For
H.S. WANDER Management For For
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UNITED STATES CELLULAR CORPORATION USM ANNUAL MEETING DATE: 09/14/2006
ISSUER: 911684108 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 DIRECTOR Management For
H.J. HARCZAK, JR. Management For For
02 RATIFY ACCOUNTANTS FOR 2006. Management For For
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DUKE ENERGY CORPORATION DUK ANNUAL MEETING DATE: 10/24/2006
ISSUER: 26441C105 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 DIRECTOR Management For
ROGER AGNELLI Management For For
PAUL M. ANDERSON Management For For
WILLIAM BARNET, III Management For For
G. ALEX BERNHARDT, SR. Management For For
MICHAEL G. BROWNING Management For For
PHILLIP R. COX Management For For
WILLIAM T. ESREY Management For For
ANN MAYNARD GRAY Management For For
JAMES H. HANCE, JR. Management For For
DENNIS R. HENDRIX Management For For
MICHAEL E.J. PHELPS Management For For
JAMES T. RHODES Management For For
JAMES E. ROGERS Management For For
MARY L. SCHAPIRO Management For For
DUDLEY S. TAFT Management For For
02 APPROVAL OF THE DUKE ENERGY CORPORATION 2006 Management For For
LONG-TERM INCENTIVE PLAN.
03 RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE Management For For
ENERGY S INDEPENDENT PUBLIC ACCOUNTANT FOR 2006.
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Selected Accounts: NPX GABELLI UTILITIES FUND Page 9 of 115
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 DIRECTOR Management For
ROGER AGNELLI Management For For
PAUL M. ANDERSON Management For For
WILLIAM BARNET, III Management For For
G. ALEX BERNHARDT, SR. Management For For
MICHAEL G. BROWNING Management For For
PHILLIP R. COX Management For For
WILLIAM T. ESREY Management For For
ANN MAYNARD GRAY Management For For
JAMES H. HANCE, JR. Management For For
DENNIS R. HENDRIX Management For For
MICHAEL E.J. PHELPS Management For For
JAMES T. RHODES Management For For
JAMES E. ROGERS Management For For
MARY L. SCHAPIRO Management For For
DUDLEY S. TAFT Management For For
02 APPROVAL OF THE DUKE ENERGY CORPORATION 2006 Management For For
LONG-TERM INCENTIVE PLAN.
03 RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE Management For For
ENERGY S INDEPENDENT PUBLIC ACCOUNTANT FOR 2006.
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CASCADE NATURAL GAS CORPORATION CGC SPECIAL MEETING DATE: 10/27/2006
ISSUER: 147339105 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 THE APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF JULY 8, 2006, AMONG CASCADE, MDU
RESOURCES GROUP, INC. AND FIREMOON ACQUISITION,
INC., A WHOLLY-OWNED SUBSIDIARY OF MDU RESOURCES
GROUP, INC., PURSUANT TO WHICH FIREMOON WILL
MERGE WITH AND INTO CASCADE, WITH CASCADE CONTINUING
AS THE SURVIVING CORPORATION AND BECOMING A WHOLLY
OWNED SUBSIDIARY OF MDU RESOURCES GROUP, INC.
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GREEN MOUNTAIN POWER CORPORATION GMP SPECIAL MEETING DATE: 10/31/2006
ISSUER: 393154109 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 THE PROPOSAL TO APPROVE THE AGREEMENT AND PLAN Management For For
OF MERGER, DATED AS OF JUNE 21, 2006, BY AND
AMONG NORTHERN NEW ENGLAND ENERGY CORPORATION,
NORTHSTARS MERGER SUBSIDIARY CORPORATION, AND
GREEN MOUNTAIN POWER CORPORATION, PURSUANT TO
WHICH NORTHSTARS MERGER SUBSIDIARY CORPORATION
WILL MERGE WITH AND INTO GREEN MOUNTAIN POWER
CORPORATION.
02 THE PROPOSAL TO GRANT TO THE PROXY HOLDERS THE Management For For
AUTHORITY TO VOTE IN THEIR DISCRETION WITH RESPECT
TO THE APPROVAL OF ANY PROPOSAL TO POSTPONE OR
ADJOURN THE SPECIAL MEETING TO A LATER DATE FOR
A REASONABLE BUSINESS PURPOSE, INCLUDING TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE APPROVAL OF
THE AGREEMENT AND PLAN OF MERGER IF THERE ARE
NOT SUFFICIENT VOTES FOR THE MERGER.
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COMPANIA DE MINAS BUENAVENTURA S.A.A BVN ANNUAL MEETING DATE: 11/02/2006
ISSUER: 204448104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 THE APPROVAL TO MERGE INVERSIONES MINERAS DE Management For *Management Position Unknown
SUR S.A. (INMINSUR) INTO COMPANIA DE MINAS BUENAVENTURA
S.A.A. (BUENAVENTURA) BY THE ABSORPTION OF THE
FIRST BY THE SECOND.
- ------------------------------------------------------------------------------------------------------------------------------------
JAMES RIVER COAL COMPANY JRCC ANNUAL MEETING DATE: 11/03/2006
ISSUER: 470355207 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
W.D. BLACKBURN JR.* Management For For
RONALD J. FLORJANCIC** Management For For
JOSEPH H. VIPPERMAN*** Management For For
MATTHEW GOLDFARB*** Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
SMARTONE TELECOMMUNICATIONS HOLDINGS LTD AGM MEETING DATE: 11/07/2006
ISSUER: G8219Z105 ISIN: BMG8219Z1059
SEDOL: B17MHY8, 6856995, B02V4Z3, 5611496
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND APPROVE THE AUDITED FINANCIAL STATEMENTS Management For *Management Position Unknown
AND THE REPORTS OF THE DIRECTORS AND THE AUDITORS
FOR THE YE 30 JUN 2006
2. APPROVE THE FINAL DIVIDEND AS RECOMMENDED BY Management For *Management Position Unknown
THE DIRECTORS IN RESPECT OF THE YE 30 JUN 2006
3.1 RE-ELECT MR. RAYMOND KWOK PING-LUEN AS A DIRECTOR Management For *Management Position Unknown
3.2 RE-ELECT MR. MICHAEL WONG YICK-KAM AS A DIRECTOR Management For *Management Position Unknown
3.3 RE-ELECT MR. CHEUNG WING-YUI AS A DIRECTOR Management For *Management Position Unknown
3.4 RE-ELECT MR. YANG XIANG-DONG AS A DIRECTOR Management For *Management Position Unknown
3.5 RE-ELECT MR. ERIC GAN FOCK-KIN AS A DIRECTOR Management For *Management Position Unknown
AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
3.6 AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE FEES Management For *Management Position Unknown
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OF THE DIRECTORS
4. RE-APPOINT PRICEWATERHOUSECOOPERS AS THE AUDITORS Management For *Management Position Unknown
FOR THE ENSUING YEAR AND AUTHORIZE THE BOARD
TO FIX THEIR REMUNERATION
5. AUTHORIZE THE DIRECTORS OF THE COMPANY TO ALLOT Management For *Management Position Unknown
AND ISSUE ADDITIONAL SHARES IN THE SHARE CAPITAL
OF THE COMPANY AND MAKE OR GRANT OFFERS, AGREEMENTS
AND OPTIONS DURING AND AFTER THE RELEVANT PERIOD,
NOT EXCEEDING 10% OF THE AGGREGATE NOMINAL AMOUNT
OF THE ISSUED SHARE CAPITAL OF THE COMPANY OTHERWISE
THAN PURSUANT TO: I) A RIGHTS ISSUE; OR II) THE
EXERCISE OF RIGHTS OF SUBSCRIPTION OR CONVERSION
UNDER THE TERMS OF ANY WARRANTS ISSUED BY THE
COMPANY OR ANY SECURITIES WHICH ARE CONVERTIBLE
INTO SHARES OF THE COMPANY; OR III) ANY SCRIP
DIVIDEND OR SIMILAR ARRANGEMENT; OR IV) THE SHARE
OPTION SCHEME OF THE COMPANY; AND AUTHORITY
EXPIRES THE EARLIER OF THE CONCLUSION OF THE
NEXT AGM OF THE COMPANY OR THE EXPIRATION OF
THE PERIOD WITHIN WHICH THE NEXT AGM IS TO BE
HELD BY LAW
S.8 AMEND BYE-LAWS 78, 79, 108, 110, 116 AND 125 Management For *Management Position Unknown
OF THE BYE-LAWS OF THE COMPANY
6. AUTHORIZE THE DIRECTORS OF THE COMPANY TO REPURCHASE Management For *Management Position Unknown
ISSUED SHARES IN THE CAPITAL OF THE COMPANY DURING
THE RELEVANT PERIOD, ON THE STOCK EXCHANGE OF
HONG KONG LIMITED OR ANY OTHER STOCK EXCHANGE
ON WHICH THE SHARES OF THE COMPANY HAVE BEEN
OR MAY BE LISTED AND RECOGNIZED BY THE SECURITIES
AND FUTURES COMMISSION OF HONG KONG AND THE STOCK
EXCHANGE OF HONG KONG LIMITED UNDER THE HONG
KONG CODE ON SHARE REPURCHASES FOR SUCH PURPOSES,
SUBJECT TO AND IN ACCORDANCE WITH ALL APPLICABLE
LAWS, NOT EXCEEDING 10% OF THE AGGREGATE NOMINAL
AMOUNT OF THE ISSUED SHARE CAPITAL OF THE COMPANY;
AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION
OF THE NEXT AGM OF THE COMPANY OR THE EXPIRATION
OF THE PERIOD WITHIN WHICH THE NEXT AGM OF THE
COMPANY IS TO BE HELD BY LAW
7. APPROVE, CONDITIONAL UPON THE PASSING OF RESOLUTIONS Management For *Management Position Unknown
5 AND 6, TO EXTEND THE GENERAL MANDATE GRANTED
TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH
SHARES PURSUANT TO RESOLUTION 5, BY AN AMOUNT
REPRESENTING THE AGGREGATE NOMINAL AMOUNT OF
THE SHARE CAPITAL REPURCHASED PURSUANT TO RESOLUTION
6, PROVIDED THAT SUCH AMOUNT DOES NOT EXCEED
10% OF THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED
SHARE CAPITAL OF THE COMPANY AT THE DATE OF PASSING
THIS RESOLUTION
- ------------------------------------------------------------------------------------------------------------------------------------
VIRIDIAN GROUP PLC EGM MEETING DATE: 11/20/2006
ISSUER: G9371M122 ISIN: GB00B09XD336
SEDOL: B0H5CV2, B0H1RF9, B09XD33
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
S.1 APPROVE THE SCHEME OF ARRANGEMENT DATED 27 OCT Management For *Management Position Unknown
2006 THE SCHEME TO BE MADE BETWEEN THE COMPANY
AND HOLDERS OF SCHEME SHARES IN THE MANNER AND
ON THE TERMS AND CONDITIONS AS SPECIFIED, AND
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AUTHORIZE THE DIRECTORS OF THE COMPANY TO AGREE
TO ANY NON-MATERIAL VARIATION OR AMENDMENT OF
THE TERMS OF THE SCHEME INSOFAR AS APPROVED
OR IMPOSED BY THE COURT AS THE DIRECTORS OF
THE COMPANY THINK FIT AND TO TAKE ALL SUCH ACTION
ON BEHALF OF THE COMPANY AS THEY DEEM NECESSARY
OR DESIRABLE FOR CARRYING INTO EFFECT THE SCHEME;
FOR THE PURPOSE OF GIVING EFFECT TO THE SCHEME
IN ITS ORIGINAL FORM, OR WITH OR SUBJECT TO ANY
NON-MATERIAL VARIATION OR AMENDMENT AGREED BY
THE COMPANY AND ELECTRICINVEST ACQUISITIONS LIMITED
AND APPROVED, OR IMPOSED BY THE COURT: I) THE
SHARE CAPITAL OF THE COMPANY BE REDUCED BY CANCELING
AND EXTINGUISHING ALL THE CANCELLATION SHARES;
II) FORTHWITH AND CONTINGENT UPON SUCH REDUCTION
OF CAPITAL TAKING EFFECT: A) THE SHARE CAPITAL
OF THE COMPANY BE INCREASED TO ITS FORMER AMOUNT
BY THE CREATION OF SUCH NUMBER OF NEW ORDINARY
SHARES OF 27 7/9 PENCE EACH NEW SHARES AS SHALL
BE EQUAL TO THE AGGREGATE NUMBER OF CANCELLATION
SHARES SO CANCELLED; AND B) THE RESERVE ARISING
IN THE BOOKS OF ACCOUNT OF THE COMPANY AS A RESULT
OF THE CANCELLATION OF THE CANCELLATION SHARES
BE APPLIED IN PAYING UP IN FULL AT PAR THE NEW
SHARES CREATED PURSUANT TO THIS RESOLUTION ABOVE,
WHICH SHALL BE ALLOTTED AND ISSUED, CREDITED
AS FULLY PAID, TO ELECTRICINVEST ACQUISITIONS
LIMITED AND/OR ANY NOMINEE(S) OF IT IN ACCORDANCE
WITH THE SCHEME; AND III) CONDITIONALLY UPON
THE SCHEME BECOMING EFFECTIVE, AUTHORIZE THE
DIRECTORS OF THE COMPANY PURSUANT TO AND IN ACCORDANCE
WITH ARTICLE 90 OF THE COMPANIES NORTHERN IRELAND
ORDER 1986 AS AMENDED TO GIVE EFFECT TO THIS
SPECIAL RESOLUTION AND ACCORDINGLY TO EFFECT
THE ALLOTMENT OF RELEVANT SECURITIES ARTICLE
90(2) OF THE COMPANIES ORDER IN THE FORM OF
THE NEW SHARES, AUTHORITY EXPIRES ON 31 MAR
2007 ; II) THE MAXIMUM AGGREGATE NOMINAL AMOUNT
OF RELEVANT SECURITIES WHICH MAY BE ALLOTTED
HEREUNDER SHALL BE GBP 54,000,000; AND III) THIS
AUTHORITY SHALL BE WITHOUT PREJUDICE TO ANY OTHER
AUTHORITY UNDER THE SAID ARTICLE 90 PREVIOUSLY
GRANTED AND IN FORCE ON THE DATE ON WHICH THIS
SPECIAL RESOLUTION IS PASSED; AND FORTHWITH UPON
THE PASSING OF THIS SPECIAL RESOLUTION, AMEND
THE ARTICLES OF ASSOCIATION OF THE COMPANY BY
THE ADOPTION AND INCLUSION OF THE NEW ARTICLE
164 AS SPECIFIED
- ------------------------------------------------------------------------------------------------------------------------------------
VIRIDIAN GROUP PLC CRT MEETING DATE: 11/20/2006
ISSUER: G9371M122 ISIN: GB00B09XD336
SEDOL: B0H5CV2, B0H1RF9, B09XD33
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE SCHEME OF ARRANGEMENT PURSUANT TO Management For *Management Position Unknown
ARTICLE 418 OF THE COMPANIES ACT NORTHERN IRELAND
ORDER 1986 AS AMENDED THE COMPANIES ORDER
DATED 27 OCT 2006 SCHEME OF ARRANGEMENT TO
BE MADE BETWEEN VIRIDIAN GROUP PLC THE COMPANY
AND THE HOLDERS OF SCHEME SHARES
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- ------------------------------------------------------------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INC. PEG ANNUAL MEETING DATE: 11/21/2006
ISSUER: 744573106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT AUDITOR FOR THE YEAR
2006.
01 DIRECTOR Management For
CAROLINE DORSA * Management For For
E. JAMES FERLAND * Management For For
ALBERT R. GAMPER, JR. * Management For For
RALPH IZZO ** Management For For
03 STOCKHOLDER PROPOSAL RELATING TO EXECUTIVE COMPENSATION. Shareholder Against For
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT AUDITOR FOR THE YEAR
2006.
01 DIRECTOR Management For
CAROLINE DORSA * Management For For
E. JAMES FERLAND * Management For For
ALBERT R. GAMPER, JR. * Management For For
RALPH IZZO ** Management For For
03 STOCKHOLDER PROPOSAL RELATING TO EXECUTIVE COMPENSATION. Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
CHINA UNICOM LIMITED CHU SPECIAL MEETING DATE: 12/01/2006
ISSUER: 16945R104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 THE TRANSFER AGREEMENT DATED 26 OCTOBER 2006 Management For For
BETWEEN CHINA UNITED TELECOMMUNICATIONS, UNICOM
NEW HORIZON MOBILE TELECOMMUNICATIONS AND CHINA
UNITED TELECOMMUNICATIONS BE AND ARE HEREBY GENERALLY
AND UNCONDITIONALLY APPROVED.
02 THE TRANSFER AGREEMENT DATED 26 OCTOBER 2006 Management For For
BETWEEN THE A SHARE COMPANY AND UNICOM GROUP
BE AND ARE HEREBY APPROVED.
03 THE CAPS FOR EACH OF THE FINANCIAL YEARS ENDING Management For For
31 DECEMBER 2007, 2008 AND 2009 ON LEASING OF
THE CDMA NETWORK CAPACITY, EQUIPMENT PROCUREMENT
SERVICES, MUTUAL PROVISION OF PREMISES AND ENGINEERING
DESIGN AND TECHNICAL SERVICES BE AND ARE HEREBY
GENERALLY AND UNCONDITIONALLY APPROVED.
04 THERE BE NO CAPS ON THE TRANSACTION AMOUNT OF Management For For
SUPPLY OF TELEPHONE CARDS, INTERCONNECTION AND
ROAMING ARRANGEMENTS, LEASING OF TRANSMISSION
CHANNELS, PROVISION OF INTERNATIONAL TELECOMMUNICATION
NETWORK GATEWAY, OPERATOR-BASED VALUE-ADDED SERVICES
FOR CELLULAR SUBSCRIBER, 10010 CUSTOMER SERVICES.
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05 THE DIRECTORS OF THE COMPANY BE AND ARE HEREBY Management For For
AUTHORIZED TO DO ALL SUCH FURTHER ACTS AND EXECUTE
SUCH FURTHER DOCUMENTS AND TAKE ALL SUCH STEPS
WHICH IN THEIR OPINION MAY BE NECESSARY, DESIRABLE
OR EXPEDIENT TO IMPLEMENT AND/OR GIVE EFFECT
TO THE TERMS OF THE CONTINUING CONNECTED TRANSACTIONS
REFERRED TO IN ITEMS (3) AND (4) ABOVE.
- ------------------------------------------------------------------------------------------------------------------------------------
COMPANIA DE MINAS BUENAVENTURA S.A.A BVN SPECIAL MEETING DATE: 12/04/2006
ISSUER: 204448104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 A VOLUNTARY CONTRIBUTION HAS BEEN UNDER NEGOTIATION Management For *Management Position Unknown
WITH THE PERUVIAN GOVERNMENT AND WILL BE THE
EQUIVALENT TO 3.75% OF THE NET INCOME TAKING
AWAY THE 64.4% OF THE MINING ROYALTIES PAID.
THIS CONTRIBUTION WILL BE ADMINISTERED BY THE
MINING COMPANIES. APPROVAL OF THE GRANTING OF
A VOLUNTARY CONTRIBUTION FOR EXPENSES IN SOCIAL
LIABILITY TO BE PRIVATELY ADMINISTERED.
01 APPROVAL OF THE MERGER OF MINAS PORACOTA S.A. Management For *Management Position Unknown
INTO COMPANIA DE MINAS BUENAVENTURA S.A.A. BY
THE ABSORPTION OF THE FIRST BY THE SECOND.
- ------------------------------------------------------------------------------------------------------------------------------------
JLG INDUSTRIES, INC. JLG SPECIAL MEETING DATE: 12/04/2006
ISSUER: 466210101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For
AS OF OCTOBER 15, 2006, BY AND AMONG OSHKOSH
TRUCK CORPORATION, A WISCONSIN CORPORATION, STEEL
ACQUISITION CORP., A PENNSYLVANIA CORPORATION
AND A WHOLLY-OWNED SUBSIDIARY OF OSHKOSH TRUCK
CORPORATION, AND JLG INDUSTRIES, INC., ALL AS
MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
03 WITH RESPECT TO THE USE OF THEIR DISCRETION IN Management For For
SUCH OTHER BUSINESS AS MAY COME BEFORE THE MEETING
OR ANY ADJOURNMENTS THEREOF.
02 TO APPROVE A PROPOSAL TO ADJOURN THE SPECIAL Management For For
MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES IN FAVOR OF ADOPTION OF THE MERGER AGREEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
DUQUESNE LIGHT HOLDINGS, INC. DQE SPECIAL MEETING DATE: 12/05/2006
ISSUER: 266233105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
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Selected Accounts: NPX GABELLI UTILITIES FUND Page 15 of 115
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF MERGER AGREEMENT - THE PROPOSAL TO Management For For
ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED
AS OF JULY 5, 2006, BY AND AMONG DUQUESNE LIGHT
HOLDINGS, INC., A PENNSYLVANIA CORPORATION, DQE
HOLDINGS LLC, A DELAWARE LIMITED LIABILITY COMPANY,
AND DQE MERGER SUB INC., A PENNSYLVANIA CORPORATION
AND A WHOLLY OWNED SUBSIDIARY OF DQE HOLDINGS
LLC.
- ------------------------------------------------------------------------------------------------------------------------------------
PEOPLES ENERGY CORPORATION PGL SPECIAL MEETING DATE: 12/06/2006
ISSUER: 711030106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 A PROPOSAL TO ADJOURN THE SPECIAL MEETING IF Management For For
NECESSARY TO PERMIT FURTHER SOLICITATION OF PROXIES
IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING TO APPROVE THE
AGREEMENT AND PLAN OF MERGER REFERRED TO IN PROPOSAL
1.
01 PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF Management For For
MERGER DATED AS OF JULY 8, 2006 AMONG WPS RESOURCES
CORPORATION, WEDGE ACQUISITION CORP. AND PEOPLES
ENERGY CORPORATION.
- ------------------------------------------------------------------------------------------------------------------------------------
PIKE ELECTRIC CORPORATION PEC ANNUAL MEETING DATE: 12/06/2006
ISSUER: 721283109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
J. ERIC PIKE Management For For
CHARLES E. BAYLESS Management For For
JAMES R. HELVEY III Management For For
ROBERT D. LINDSAY Management For For
LOUIS F. TERHAR Management For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE
30, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
WPS RESOURCES CORPORATION WPS SPECIAL MEETING DATE: 12/06/2006
ISSUER: 92931B106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
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Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVE THE ISSUANCE OF SHARES OF WPS RESOURCES Management For For
CORPORATION S COMMON STOCK AS CONTEMPLATED BY
THE AGREEMENT AND PLAN OF MERGER, DATED AS OF
JULY 8, 2006, AMONG WPS RESOURCES CORPORATION,
WEDGE ACQUISITION CORP., AND PEOPLES ENERGY CORPORATION.
03 ADJOURN THE SPECIAL MEETING IF NECESSARY TO PERMIT Management For For
FURTHER SOLICITATION OF PROXIES IN THE EVENT
THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF
THE SPECIAL MEETING TO APPROVE THE ISSUANCE OF
SHARES AND/OR THE AMENDMENT TO THE RESTATED ARTICLES
OF INCORPORATION.
02 APPROVE AN AMENDMENT TO WPS RESOURCES CORPORATION Management For For
S RESTATED ARTICLES OF INCORPORATION TO CHANGE
THE NAME OF WPS RESOURCES CORPORATION TO INTEGRYS
ENERGY GROUP, INC.
- ------------------------------------------------------------------------------------------------------------------------------------
CONSTELLATION ENERGY GROUP, INC. CEG ANNUAL MEETING DATE: 12/08/2006
ISSUER: 210371100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
03 SHAREHOLDER PROPOSAL. Shareholder Abstain For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2006.
01 DIRECTOR Management For
DOUGLAS L. BECKER Management For For
EDWARD A. CROOKE Management For For
MAYO A. SHATTUCK III Management For For
MICHAEL D. SULLIVAN Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
FPL GROUP, INC. FPL ANNUAL MEETING DATE: 12/15/2006
ISSUER: 302571104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
0A DIRECTOR Management For
SHERRY S. BARRAT Management For For
ROBERT M. BEALL, II Management For For
J. HYATT BROWN Management For For
JAMES L. CAMAREN Management For For
J. BRIAN FERGUSON Management For For
LEWIS HAY, III Management For For
RUDY E. SCHUPP Management For For
MICHAEL H. THAMAN Management For For
HANSEL E. TOOKES II Management For For
PAUL R. TREGURTHA Management For For
0B RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR 2006.
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- ------------------------------------------------------------------------------------------------------------------------------------
KINDER MORGAN, INC. KMI SPECIAL MEETING DATE: 12/19/2006
ISSUER: 49455P101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO ADJOURN THE SPECIAL MEETING TO A LATER DATE Management For For
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE
PROPOSAL NUMBER 1.
01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF Management For For
MERGER AMONG KINDER MORGAN, INC., KNIGHT HOLDCO
LLC AND KNIGHT ACQUISITION CO., AS IT MAY BE
AMENDED FROM TIME TO TIME.
- ------------------------------------------------------------------------------------------------------------------------------------
SYMBOL TECHNOLOGIES, INC. SBL SPECIAL MEETING DATE: 01/09/2007
ISSUER: 871508107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT AND Management For For
PLAN OF MERGER, DATED AS OF SEPTEMBER 18, 2006,
AS AMENDED OF OCTOBER 30, 2006, BY AND AMONG
SYMBOL TECHNOLOGIES, INC., MOTOROLA, INC., AND
MOTOROLA GTG SUBSIDIARY I CORP. AS SUCH AGREEMENT
MAY BE AMENDED FROM TIME TO TIME, AND THE MERGER
PROVIDED FOR THEREIN.
- ------------------------------------------------------------------------------------------------------------------------------------
THE LACLEDE GROUP, INC. LG ANNUAL MEETING DATE: 01/25/2007
ISSUER: 505597104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANT
FOR FISCAL YEAR 2007
01 DIRECTOR Management For
ANTHONY V. LENESS Management For For
BRENDA D. NEWBERRY Management For For
MARY ANN VAN LOKEREN Management For For
DOUGLAS H. YAEGER Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
ENERGYSOUTH, INC. ENSI ANNUAL MEETING DATE: 01/26/2007
ISSUER: 292970100 ISIN:
SEDOL:
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- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
C.S. 'DEAN' LIOLLIO Management For For
J.D. WOODWARD Management For For
ROBERT H. ROUSE Management For For
02 APPROVAL OF REINCORPORATION IN DELAWARE AS DESCRIBED Management For For
IN PROXY STATEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
ATMOS ENERGY CORPORATION ATO ANNUAL MEETING DATE: 02/07/2007
ISSUER: 049560105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF AMENDMENT TO THE 1998 LONG-TERM INCENTIVE Management For For
PLAN
01 DIRECTOR Management For
ROBERT W. BEST Management For For
THOMAS J. GARLAND Management For For
PHILLIP E. NICHOL Management For For
CHARLES K. VAUGHAN Management For For
03 APPROVAL OF AMENDMENT TO THE ANNUAL INCENTIVE Management For For
PLAN FOR MANAGEMENT
- ------------------------------------------------------------------------------------------------------------------------------------
NATIONAL FUEL GAS COMPANY NFG ANNUAL MEETING DATE: 02/15/2007
ISSUER: 636180101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
01 DIRECTOR Management For
PHILIP C. ACKERMAN* Management For For
CRAIG G. MATTHEWS* Management For For
RICHARD G. REITEN* Management For For
DAVID F. SMITH* Management For For
STEPHEN E. EWING** Management For For
05 ADOPTION OF, IF PRESENTED AT THE MEETING, A SHAREHOLDER Shareholder Against For
PROPOSAL.
04 APPROVAL OF AMENDMENTS TO THE 1997 AWARD AND Management Against Against
OPTION PLAN.
03 APPROVAL OF THE ANNUAL AT RISK COMPENSATION INCENTIVE Management For For
PROGRAM.
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Selected Accounts: NPX GABELLI UTILITIES FUND Page 19 of 115
- ------------------------------------------------------------------------------------------------------------------------------------
COSMOTE MOBILE TELECOMMUNICATIONS S A EGM MEETING DATE: 02/28/2007
ISSUER: X9724G104 ISIN: GRS408333003 BLOCKING
SEDOL: B1BDG73, 4499013
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
Take No
1. APPROVE THE MODIFICATION AND CODIFICATION TO Management Action *Management Position Unknown
THE COMPANY S STOCK OPTION PLAN
Take No
2. APPROVE THE BASIC TERMS OF THE CONTRACT BETWEEN Management Action *Management Position Unknown
THE COMPANY AND HELL.TELECOMUNICATIONS SA REGARDING
THE PRINTING, ENVELOPING AND DELIVERY OF THE
COMPANY S SUBSCRIBERS STATEMENTS TO HELLENIC
POST FOR DISTRIBUTION, ARTICLE 23 A OF CODE LAW
2190/1920
Take No
3. APPROVE THE HARMONIZATION OF ARTICLE 5 PARAGRAPH Management Action *Management Position Unknown
1 OF THE COMPANY S ARTICLES OF ASSOCIATION WITH
BOARD OF DIRECTORS DECISION WITH REFERENCE NUMBER
238/22. 12.2006 FOR SHARE CAPITAL INCREASE WITHOUT
MODIFICATION OF THE COMPANY S ARTICLES OF ASSOCIATION,
DUE TO THE STOCK OPTION PLAN, ACCORDING TO THE
ARTICLE 13 PARAGRAPH 9 OF THE CODE LAW 2190/1920;
CODIFICATION OF THE COMPANY S ARTICLES OF ASSOCIATION
- ------------------------------------------------------------------------------------------------------------------------------------
PORTUGAL TELECOM SGPS S A AGM MEETING DATE: 03/02/2007
ISSUER: X6769Q104 ISIN: PTPTC0AM0009 BLOCKING
SEDOL: B02P109, 5466856, 5825985, 4676203, 5760365, 5817186
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN OGM. THANK YOU. Non-Voting *Management Position Unknown
* PLEASE NOTE THAT 500 SHARES CARRY 1 VOTE. MAIL Non-Voting *Management Position Unknown
AND ELECTRONIC VOTE AVAILABLE.PLEASE BE INFORMED
THAT ARTICLE 13 MUST BE FILLED. THANK YOU.
Take No
1. ELECT THE VICE-CHAIRMAN AND SECRETARY OF THE Management Action *Management Position Unknown
GENERAL MEETING OF SHAREHOLDERS FOLLOWING THE
TERMINATION OF THE OFFICE OF THE FORMER HOLDERS
OF THESE POSITIONS
Take No
2. APPOINT A DIRECTOR TO COMPLETE THE 2006/2008 MANDATE Management Action *Management Position Unknown
Take No
3. APPROVE TO RESOLVE THE REMOVAL OF SUBPARAGRAPH Management Action *Management Position Unknown
A) NUMBER 1 OF ARTICLE 12 AND NUMBERS 7, 8, 9,
11, 12 AND 15 OF ARTICLE 13 OF THE ARTICLES OF
ASSOCIATION AS WELL AS ON THE AMENDMENTS TO SUBPARAGRAPHS
B) AND D) NUMBER 1 OF ARTICLE 12 AND NUMBERS
2 AND 3 AND SUBPARAGRAPH B) NUMBER 14 OF ARTICLE
13 OF THE ARTICLES OF ASSOCIATION; THIS RESOLUTION
ASSUMES THAT THE TERMS, CONDITIONS AND CONSIDERATION
OF THE TENDER OFFER FOR ALL OF THE SHARES OF
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THE COMPANY S SHARE CAPITAL, ANNOUNCED ON 12
JAN 2007 BY SONAECOM, SGPS, S.A. AND SONAECOM,
B.V., ARE FINAL, AND THE RESOLUTION IS SUBJECT
TO THE SUCCESS OF THE OFFER
Take No
4. APPROVE TO RESOLVE ON THE AUTHORIZATION, UNDER Management Action *Management Position Unknown
THE TERMS OF NUMBER 1 OF ARTICLE 9 OF THE ARTICLES
OF ASSOCIATION, FOR SONAECOM, SGPS, S.A. AND/OR
SONAECOM, B.V. TO HOLD ORDINARY SHARES REPRESENTING
MORE THAN 10% OF THE COMPANY S SHARE CAPITAL;
THIS AUTHORIZATION IS SUBJECT TO THE OFFER S
SUCCESS AND ASSUMES THAT THE TERMS, CONDITIONS
AND CONSIDERATION OF THE TENDER OFFER FOR ALL
OF THE SHARES OF THE COMPANY S SHARE CAPITAL,
ANNOUNCE ON 12 JAN 2007 BY SONAECOM, SGPS, S.A.
AND SONAECOM, B.V., ARE FINAL
- ------------------------------------------------------------------------------------------------------------------------------------
PORTUGAL TELECOM SGPS S A EGM MEETING DATE: 03/02/2007
ISSUER: X6769Q104 ISIN: PTPTC0AM0009 BLOCKING
SEDOL: B02P109, 5466856, 5825985, 4676203, 5760365, 5817186
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
Take No
2. APPOINT A DIRECTOR TO COMPLETE THE 2006/2008 Management Action *Management Position Unknown
MANDATE.
Take No
3. APPROVE TO RESOLVE THE REMOVAL OF SUBPARAGRAPH Management Action *Management Position Unknown
A) NUMBER 1 OF ARTICLE 12 AND NUMBERS 7, 8, 9,
11, 12 AND 15 OF ARTICLE 13 OF THE ARTICLES OF
ASSOCIATION AS WELL AS ON THE AMENDMENTS TO SUBPARAGRAPHS
B) AND D) NUMBER 1 OF ARTICLE 12 AND NUMBERS
2 AND 3 AND SUBPARAGRAPH B) NUMBER 14 OF ARTICLE
13 OF THE ARTICLES OF ASSOCIATION; THIS RESOLUTION
ASSUMES THAT THE TERMS, CONDITIONS AND CONSIDERATION
OF THE TENDER OFFER FOR ALL OF THE SHARES OF
THE COMPANY S SHARE CAPITAL, ANNOUNCED ON 12
JAN 2007 BY SONAECOM, SGPS, S.A. AND SONAECOM,
B.V., ARE FINAL, AND THE RESOLUTION IS SUBJECT
TO THE SUCCESS OF THE OFFER.
Take No
4. APPROVE TO RESOLVE ON THE AUTHORIZATION, UNDER Management Action *Management Position Unknown
THE TERMS OF NUMBER 1 OF ARTICLE 9 OF THE ARTICLES
OF ASSOCIATION, FOR SONAECOM, SGPS, S.A. AND/OR
SONAECOM, B.V. TO HOLD ORDINARY SHARES REPRESENTING
MORE THAN 10% OF THE COMPANY S SHARE CAPITAL;
THIS AUTHORIZATION IS SUBJECT TO THE OFFER S
SUCCESS AND ASSUMES THAT THE TERMS, CONDITIONS
AND CONSIDERATION OF THE TENDER OFFER FOR ALL
OF THE SHARES OF THE COMPANY S SHARE CAPITAL,
ANNOUNCE ON 12 JAN 2007 BY SONAECOM, SGPS, S.A.
AND SONAECOM, B.V., ARE FINAL.
* PLEASE SEE ARTICLE 13 OF THE ARTICLES OF ASSOCIATION Non-Voting *Management Position Unknown
OF PORTUGAL TELECOM, SGPS S.A. CONCERNING THE
ATTENDANCE AND THE EXERCISE OF VOTING RIGHTS
AT THIS GENERAL MEETING OF SHAREHOLDERS. ARTICLE
13 CAN BE FOUND AT THE FOLLOWING URL: HTTP://WW3.ICS.ADP.COM/STREETLINK_DATA/DIRGPICS/SAC605.PDF
* PLEASE NOTE THAT THE ARTICLES OF ASSOCIATION Non-Voting *Management Position Unknown
ESTABLISH A LIMITATION ON THE VOTES THAT MAY
BE CAST BY EACH SHAREHOLDER, AS NUMBER 7 OF ARTICLE
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13 OF THE ARTICLES OF ASSOCIATION PROVIDES THAT
VOTES EXCEEDING 10% OF THE COMPANY S VOTES CORRESPONDING
TO ITS SHARE CAPITAL SHALL NOT BE COUNTED. BY
SUBMITTING YOUR VOTE, YOU ARE CONFIRMING THAT
YOU ARE NOT VOTING 10% OR MORE OF THE COMPANY
S VOTES CORRESPONDING TO ITS SHARE CAPITAL. PLEASE
CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE
SHOULD YOU HAVE ANY QUESTIONS.
Take No
1. ELECT THE VICE-CHAIRMAN AND SECRETARY OF THE Management Action *Management Position Unknown
GENERAL MEETING OF SHAREHOLDERS FOLLOWING THE
TERMINATION OF THE OFFICE OF THE FORMER HOLDERS
OF THESE POSITIONS.
- ------------------------------------------------------------------------------------------------------------------------------------
PORTUGAL TELECOM, SGPS, S.A. PT CONTESTED SPECIAL MEETING DATE: 03/02/2007
ISSUER: 737273102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO RESOLVE ON THE RATIFICATION OF THE APPOINTMENT Management For *Management Position Unknown
OF A DIRECTOR TO FILL A VACANCY ON THE BOARD
OF DIRECTORS TO COMPLETE THE 2006/2008 MANDATE.
01 TO RESOLVE ON THE ELECTION OF THE VICE-CHAIRMAN Management For *Management Position Unknown
AND SECRETARY OF THE GENERAL MEETING OF SHAREHOLDERS
FOLLOWING THE TERMINATION OF THE OFFICE OF THE
FORMER HOLDERS OF THESE POSITIONS.
04 TO RESOLVE ON THE AUTHORISATION, UNDER THE TERMS Management For *Management Position Unknown
OF NUMBER 1 OF ARTICLE 9 OF THE ARTICLES OF ASSOCIATION,
FOR SONAECOM, SGPS, S.A. AND/OR SONAECOM, B.V.
TO HOLD ORDINARY SHARES REPRESENTING MORE THAN
10% OF THE COMPANY S SHARE CAPITAL, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATMENT.
03 TO RESOLVE ON THE REMOVAL OF SUBPARAGRAPH A), Management For *Management Position Unknown
NUMBER 1 OF ARTICLE 12 AND NUMBERS 7, 8, 9, 11,
12 AND 15 OF ARTICLE 13 OF THE ARTICLES OF ASSOCIATION,
AS WELL AS ON THE AMENDMENTS TO SUBPARAGRAPHS
B) AND D), NUMBER 1 OF ARTICLE 12 AND NUMBERS
2 AND 3 AND SUBPARAGRAPH B). NUMBER 14 OF ARTICLE
13 OF THE ARTICLES OF ASSOCIATION.
- ------------------------------------------------------------------------------------------------------------------------------------
PIEDMONT NATURAL GAS COMPANY, INC. PNY ANNUAL MEETING DATE: 03/07/2007
ISSUER: 720186105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2007
01 DIRECTOR Management For
JERRY W. AMOS* Management For For
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D. HAYES CLEMENT* Management For For
THOMAS E. SKAINS* Management For For
VICKI MCELREATH* Management For For
E. JAMES BURTON** Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
HUTCHISON TELECOMMUNICATIONS INTL LTD EGM MEETING DATE: 03/09/2007
ISSUER: G46714104 ISIN: KYG467141043
SEDOL: B03H319, B039V77, B03H2N4, B032D70
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE AND RATIFY THE AGREEMENT DATED 11 FEB Management For *Management Position Unknown
2007 THE AGREEMENT ENTERED INTO BETWEEN THE COMPANY
AND VODAFONE INTERNATIONAL HOLDINGS B.V. IN RELATION
TO THE SALE OF THE SALE SHARE AND THE SALE LOANS,
EACH AS SPECIFIED; AND AUTHORIZE THE DIRECTORS
OF THE COMPANY, ACTING TOGETHER, INDIVIDUALLY
OR BY COMMITTEE, TO EXECUTE ALL SUCH DOCUMENTS
AND/OR TO DO ALL SUCH ACTS ON BEHALF OF THE COMPANY
AS THEY MAY CONSIDER NECESSARY, DESIRABLE OR
EXPEDIENT FOR THE PURPOSE OF, OR IN CONNECTION
WITH, THE IMPLEMENTATION AND COMPLETION OF THE
AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREIN
- ------------------------------------------------------------------------------------------------------------------------------------
SK TELECOM CO., LTD. SKM ANNUAL MEETING DATE: 03/09/2007
ISSUER: 78440P108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE BALANCE SHEETS, THE STATEMENTS Management For For
OF INCOME, AND STATEMENTS OF APPROPRIATIONS OF
RETAINED EARNINGS OF THE 23RD FISCAL YEAR, AS
SET FORTH IN ITEM 1 OF THE COMPANY S AGENDA ENCLOSED
HEREWITH.
02 APPROVAL OF THE CEILING AMOUNT OF THE REMUNERATION Management For For
OF DIRECTORS, AS SET FORTH IN THE COMPANY S AGENDA
ENCLOSED HEREWITH.
3A1 APPROVAL OF THE APPOINTMENT OF MR. JUNG NAM CHO, Management For For
AS EXECUTIVE DIRECTOR.
3A2 APPROVAL OF THE APPOINTMENT OF MR. SUNG MIN HA, Management For For
AS EXECUTIVE DIRECTOR.
3B APPROVAL OF THE APPOINTMENT OF MR. DAL SUP SHIM, Management For For
AS INDEPENDENT NON-EXECUTIVE DIRECTOR WHO WILL
BE A MEMBER OF THE AUDIT COMMITTEE.
- ------------------------------------------------------------------------------------------------------------------------------------
ENDESA SA, MADRID EGM MEETING DATE: 03/20/2007
ISSUER: E41222113 ISIN: ES0130670112
SEDOL: 2615424, 5271782, B0389N6, 5788806, 4315368, 5285501, B0ZNJC8
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
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Selected Accounts: NPX GABELLI UTILITIES FUND Page 23 of 115
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THE AGENDA FOR THIS MEETING MAY BE Non-Voting *Management Position Unknown
VIEWED IN ENGLISH, FRENCH, AND GERMAN AT THE
FOLLOWING LINK: HTTP://WW3.ICS.ADP.COM/STREETLINK_DATA/DIRGPICS/SA27F2.PDF
* PLEASE NOTE THE BOARD OF DIRECTORS OF ENDESA Non-Voting *Management Position Unknown
HAS DETERMINED UNANIMOUSLY TO CANCEL THE EXTRAORDINARY
GENERAL MEETING OF SHAREHOLDERS (EGM) THAT HAD
BEEN CALLED FOR 20 MARCH 2007 AT FIRST CALL AND
FOR THE FOLLOWING DAY AT SECOND CALL. REGARDLESS
OF THIS ENDESA HAS DECIDED TO PAY THE 0.15 CENT
GROSS PER SHARE PREMIUM TO ALL INVESTORS WHO
ARE ELIGIBLE HOLDERS ON RECORD DATE AND PARTICIPATE
BY SENDING THEIR INSTRUCTIONS, THEREFORE SEND
YOUR INSTRUCTIONS ACCORDING TO THE ESTABLISHED
VOTING PROCEDURES. PLEASE NOTE ADDITIONAL INFORMATION
REGARDING THE CANCELLATION OF THIS MEETING AND
THE ATTENDANCE FEE CAN BE VIEWED AT HTTP://WW3.ICS.ADP.COM/STREETLINK_DATA/DIRGPICS/SA1794.DOC
1. TO AMEND THE PRESENT ARTICLE 32 OF THE CORPORATE Management For *Management Position Unknown
BYLAWS (LIMITATION OF VOTING RIGHTS), BY RE-WORDING
IT IN THE FOLLOWING TERMS: ARTICLE 32: VOTING
RIGHTS. THE SHAREHOLDERS SHALL BE ENTITLED TO
ONE VOTE FOR EACH SHARE THEY OWN OR REPRESENT,
EXCEPT FOR NON-VOTING SHARES, WHICH SHALL BE
GOVERNED BY THE PROVISIONS OF ARTICLE 8 OF THESE
BYLAWS. THIS BYLAW AMENDMENT SHALL BE EFFECTIVE
AS FROM THE TIME IT IS REGISTERED WITH THE MERCANTILE
REGISTRY.
2. TO AMEND THE PRESENT ARTICLE 37 OF THE CORPORATE Management For *Management Position Unknown
BYLAWS (NUMBER AND CLASSES OF DIRECTORS), BY
RE-WORDING IT IN THE FOLLOWING TERMS: ARTICLE
37: NUMBER OF DIRECTORS. THE BOARD OF DIRECTORS
SHALL BE FORMED BY NINE MEMBERS MINIMUM AND FIFTEEN
MAXIMUM. THE GENERAL MEETING SHALL BE RESPONSIBLE
FOR BOTH THE APPOINTMENT AND THE REMOVAL OF THE
MEMBERS OF THE BOARD OF DIRECTORS. THE POSITION
OF DIRECTOR IS ELIGIBLE FOR RESIGNATION, REVOCATION
AND RE-ELECTION. THIS BYLAW AMENDMENT SHALL BE
EFFECTIVE AS FROM THE TIME IT IS REGISTERED WITH
THE MERCANTILE REGISTRY.
3. TO AMEND THE PRESENT ARTICLE 38 OF THE CORPORATE Management For *Management Position Unknown
BYLAWS (TERM OF OFFICE OF DIRECTOR), BY RE-WORDING
IT IN THE FOLLOWING TERMS: ARTICLE 38: TERM OF
OFFICE OF DIRECTOR. THE TERM OF OFFICE OF DIRECTORS
SHALL BE FOUR YEARS. THEY MAY BE RE-ELECTED FOR
PERIODS OF LIKE DURATION. FOR THE PURPOSE OF
COMPUTING THE TERM OF OFFICE OF THE MANDATE OF
DIRECTORS, THE YEAR SHALL BE DEEMED TO BEGIN
AND END ON THE DATE ON WHICH THE ANNUAL GENERAL
MEETING IS HELD, OR THE LAST DAY POSSIBLE ON
WHICH IT SHOULD HAVE BEEN HELD. IF DURING THE
TERM TO WHICH THE DIRECTORS WERE APPOINTED VACANCIES
SHOULD TAKE PLACE, THE BOARD MAY APPOINT, FROM
AMONG THE SHAREHOLDERS, THOSE PERSONS TO FILL
THEM UNTIL THE FIRST GENERAL MEETING MEETS. THIS
BYLAW AMENDMENT SHALL BE EFFECTIVE AS FROM THE
TIME IT IS REGISTERED WITH THE MERCANTILE REGISTRY.
4. TO AMEND THE PRESENT ARTICLE 42 OF THE CORPORATE Management For *Management Position Unknown
BYLAWS (INCOMPATIBILITIES OF DIRECTORS), BY RE-WORDING
IT IN THE FOLLOWING TERMS: ARTICLE 42: INCOMPATIBILITIES
OF DIRECTORS. THOSE PERSONS SUBJECT TO THE PROHIBITIONS
OF ARTICLE 124 OF THE SPANISH CORPORATIONS LAW
(LEY DE SOCIEDADES ANONIMAS) AND OTHER LEGAL
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PROVISIONS MAY NOT BE APPOINTED AS DIRECTORS.
THIS BYLAW AMENDMENT SHALL BE EFFECTIVE AS FROM
THE TIME IT IS REGISTERED WITH THE MERCANTILE
REGISTRY.
5. TO DELEGATE TO THE COMPANY S BOARD OF DIRECTORS Management For *Management Position Unknown
THE BROADEST AUTHORITIES TO ADOPT SUCH RESOLUTIONS
AS MAY BE NECESSARY OR APPROPRIATE FOR THE EXECUTION,
IMPLEMENTATION, EFFECTIVENESS AND SUCCESSFUL
CONCLUSION OF THE GENERAL MEETING RESOLUTIONS
AND, IN PARTICULAR, FOR THE FOLLOWING ACTS, WITHOUT
LIMITATION: (I) CLARIFY, SPECIFY AND COMPLETE
THE RESOLUTIONS OF THIS GENERAL MEETING AND RESOLVE
SUCH DOUBTS OR ASPECTS AS ARE PRESENTED, REMEDYING
AND COMPLETING SUCH DEFECTS OR OMISSIONS AS MAY
PREVENT OR IMPAIR THE EFFECTIVENESS OR REGISTRATION
OF THE PERTINENT RESOLUTIONS; (II) EXECUTE SUCH
PUBLIC AND/OR PRIVATE DOCUMENTS AND CARRY OUT
SUCH ACTS, LEGAL BUSINESSES, CONTRACTS, DECLARATIONS
AND TRANSACTIONS AS MAY BE NECESSARY OR APPROPRIATE
FOR THE EXECUTION AND IMPLEMENTATION OF THE RESOLUTIONS
ADOPTED AT THIS GENERAL MEETING; AND (III) DELEGATE,
IN TURN, TO THE EXECUTIVE COMMITTEE OR TO ONE
OR MORE DIRECTORS, WHO MAY ACT SEVERALLY AND
INDISTINCTLY, THE POWERS CONFERRED IN THE PRECEDING
PARAGRAPHS. TO EMPOWER THE CHAIRMAN OF THE BOARD
OF DIRECTORS, MR. MANUEL PIZARRO MORENO, THE
CHIEF EXECUTIVE OFFICER (CEO) MR. RAFAEL MIRANDA
ROBREDO AND THE SECRETARY OF THE BOARD OF DIRECTORS
AND SECRETARY GENERAL MR. SALVADOR MONTEJO VELILLA,
IN ORDER THAT, ANY OF THEM, INDISTINCTLY, MAY:
(I) CARRY OUT SUCH ACTS, LEGAL BUSINESSES, CONTRACTS
AND TRANSACTIONS AS MAY BE APPROPRIATE IN ORDER
TO REGISTER THE PRECEDING RESOLUTIONS WITH THE
MERCANTILE REGISTRY, INCLUDING, IN PARTICULAR,
INTER ALIA, THE POWERS TO APPEAR BEFORE A NOTARY
PUBLIC IN ORDER TO EXECUTE THE PUBLIC DEEDS OR
NOTARIAL RECORDS WHICH ARE NECESSARY OR APPROPRIATE
FOR SUCH PURPOSE, TO PUBLISH THE PERTINENT LEGAL
NOTICES AND FORMALIZE ANY OTHER PUBLIC OR PRIVATE
DOCUMENTS WHICH MAY BE NECESSARY OR APPROPRIATE
FOR THE REGISTRATION OF SUCH RESOLUTIONS, WITH
THE EXPRESS POWER TO REMEDY THEM, WITHOUT ALTERING
THEIR NATURE, SCOPE OR MEANING; AND APPEAR BEFORE
THE COMPETENT ADMINISTRATIVE AUTHORITIES, IN
PARTICULAR, THE MINISTRIES OF ECONOMY AND FINANCE
AND INDUSTRY, TOURISM AND COMMERCE, AS WELL AS
BEFORE OTHER AUTHORITIES, ADMINISTRATIONS AND
INSTITUTIONS, ESPECIALLY THE SPANISH SECURITIES
MARKET COMMISSION ( COMISION NACIONAL DEL MERCADO
DE VALORES ), THE SECURITIES EXCHANGE GOVERNING
COMPANIES AND ANY OTHER WHICH MAY BE COMPETENT
IN RELATION TO ANY OF THE RESOLUTIONS ADOPTED,
IN ORDER TO CARRY OUT THE NECESSARY FORMALITIES
AND ACTIONS FOR THE MOST COMPLETE IMPLEMENTATION
AND EFFECTIVENESS THEREOF.
* PLEASE NOTE THAT SHAREHOLDERS WHO PARTICIPATE Non-Voting *Management Position Unknown
IN ANY FORM AT THE EGM, WHETHER DIRECTLY, BY
PROXY, OR BY LONG-DISTANCE VOTING, SHALL BE ENTITLED
TO RECEIVE AN ATTENDANCE PREMIUM OF FIFTEEN EURO
CENTS GROSS PER SHARE 0.15 EUROS GROSS PER SHARE,
TO BE PAID THROUGH THE MEMBER ENTITIES OF THE
CLEARINGHOUSE SOCIEDAD DE GESTION DE LOS SISTEMAS
DE REGISTRO, COMPENSACION Y LIQUIDACION DE VAIORES
IBERCLEAR. PLEASE BE ADVISED THAT ADDITIONAL
INFORMATION CONCERNING ENDESA, S.A. CAN ALSO
BE VIEWED ON THE COMPANY S WEBSITE: HTTP://WWW.ENDESA.ES/PORTAL/PORTADA?URL=/PORTAL/EN/DEFAULT.HTM&IDIOMA=EN&.
THANK YOU.
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- ------------------------------------------------------------------------------------------------------------------------------------
MUELLER WATER PRODUCTS INC. MWA ANNUAL MEETING DATE: 03/22/2007
ISSUER: 624758108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
D. BOYCE Management For For
H. CLARK, JR. Management For For
G. HYLAND Management For For
J. KOLB Management For For
J. LEONARD Management For For
M. O'BRIEN Management For For
B. RETHORE Management For For
N. SPRINGER Management For For
M. TOKARZ Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
COMPANIA DE MINAS BUENAVENTURA S.A.A BVN ANNUAL MEETING DATE: 03/28/2007
ISSUER: 204448104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE ANNUAL REPORT, BALANCE SHEET, Management For For
PROFIT AND LOSS STATEMENT AND OTHER FINANCIAL
STATEMENTS OF THE YEAR ENDED DECEMBER 31, 2006.
02 DELEGATION TO THE AUDIT COMMITTEE OF THE DESIGNATION Management For For
OF THE EXTERNAL AUDITORS FOR THE YEAR 2007.
03 DISTRIBUTION OF DIVIDENDS. Management For For
04 RATIFICATION OF THE AGREEMENTS ADOPTED BY THE Management For For
GENERAL SHAREHOLDERS MEETING HELD ON DECEMBER
4, 2006.
- ------------------------------------------------------------------------------------------------------------------------------------
IBERDROLA SA, BILBAO OGM MEETING DATE: 03/28/2007
ISSUER: E6164R104 ISIN: ES0144580018
SEDOL: B108RX2, 4444842, B02TMK8, 4424640
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE Management For *Management Position Unknown
INDIVIDUAL ANNUAL FINANCIAL STATEMENTS (BALANCE
SHEET, PROFIT AND LOSS STATEMENT AND NOTES) OF
IBERDROLA, S.A. AND OF THE CONSOLIDATED FINANCIAL
STATEMENTS OF IBERDROLA, S.A. AND ITS CONTROLLED
COMPANIES FOR THE FISCAL YEAR ENDED ON DECEMBER
31, 2006.
2. EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE Management For *Management Position Unknown
PROPOSALS FOR THE ALLOCATION OF PROFITS/LOSSES
AND THE DISTRIBUTION OF DIVIDENDS FOR THE FISCAL
YEAR ENDED ON DECEMBER 31, 2006.
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3. EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE Management For *Management Position Unknown
INDIVIDUAL MANAGEMENT REPORT OF IBERDROLA, S.A.
AND OF THE CONSOLIDATED MANAGEMENT REPORT OF
IBERDROLA, S.A. AND ITS CONTROLLED COMPANIES.
4. EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE Management For *Management Position Unknown
MANAGEMENT AND ACTIONS OF THEBOARD OF DIRECTORS
DURING THE ABOVE-MENTIONED FISCAL YEAR ENDED
ON DECEMBER 31, 2006.
5.a APPROVE TO RATIFY THE APPOINTMENT AS DIRECTOR Management For *Management Position Unknown
OF MR. IGO V CTOR DE ORIOL IBARRA.
5.b APPROVE TO RATIFY THE APPOINTMENT AS DIRECTOR Management For *Management Position Unknown
OF MS. IN S MACHO STADLER.
5.c APPROVE TO RATIFY THE APPOINTMENT AS DIRECTOR Management For *Management Position Unknown
OF MR. BRAULIO MEDEL C MARA.
5.d APPROVE TO RATIFY THE APPOINTMENT AS DIRECTOR Management For *Management Position Unknown
OF MR. JOS CARLOS PLA ROYO.
6.a APPROVE TO RE-ELECT MR. JOS ORBEGOZO ARROYO Management For *Management Position Unknown
AS DIRECTOR.
6.b APPROVE TO RE-ELECT MR. LUCAS MAR A DE ORIOL Management For *Management Position Unknown
L PEZ-MONTENEGRO AS DIRECTOR.
6.c APPROVE TO RE-ELECT MR. MARIANO DE YBARRA Y ZUBIR Management For *Management Position Unknown
A AS DIRECTOR.
6.d APPROVE TO RE-ELECT MR. XABIER DE IRALA EST VEZ Management For *Management Position Unknown
AS DIRECTOR.
6.e APPROVE TO RE-ELECT MR. IGO V CTOR DE ORIOL Management For *Management Position Unknown
IBARRA AS DIRECTOR.
6.f APPROVE TO RE-ELECT MS. IN S MACHO STADLER AS Management For *Management Position Unknown
DIRECTOR.
6.g APPROVE TO RE-ELECT MR. BRAULIO MEDEL C MARA Management For *Management Position Unknown
AS DIRECTOR.
7.a APPROVE TO APPOINT MR. NICOL S OSUNA GARC A AS Management For *Management Position Unknown
DIRECTOR.
8. APPROVE THE REDUCTION OF THE PAR VALUE OF THE Management For *Management Position Unknown
SHARES FROM THREE (3) EUROS TO SEVENTY-FIVE EURO
CENTS (0.75) PER SHARE, BY SPLITTING THE NUMBER
OF OUTSTANDING SHARES AT A RATE OF 4 NEW SHARES
PER EACH OLD SHARE, WITHOUT CHANGING THE AMOUNT
OF THE CAPITAL STOCK; ENSUING AMENDMENT OF ARTICLE
5 OF THE BY-LAWS (AS TO THE NUMBER AND PAR VALUE
OF THE SHARES THAT REPRESENT THE CAPITAL STOCK)
AND DELEGATION TO THE BOARD OF DIRECTORS OF ALL
SUCH POWERS AS MAY BE REQUIRED, WITH THE EXPRESS
POWER OF DELEGATION, TO EXECUTE THIS RESOLUTION
AFTER THE FULL EXECUTION, IF APPLICABLE, OF THE
RESOLUTION INCLUDED IN ITEM SIXTEEN BELOW.
9. APPROVE THE AUTHORIZATION TO THE BOARD OF DIRECTORS, Management For *Management Position Unknown
WITH THE EXPRESS POWER OF DELEGATION, FOR THE
DERIVATIVE ACQUISITION OF THE COMPANYS OWN SHARES
BY THE COMPANY ITSELF AND/OR BY ITS CONTROLLED
COMPANIES, PURSUANT TO APPLICABLE LAW, FOR WHICH
PURPOSE THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS
AT THE GENERAL SHAREHOLDERS; MEETING OF MARCH
30, 2006 IS HEREBY DEPRIVED OF EFFECT TO THE
EXTENT OF THE UNUSED AMOUNT.
10. APPROVE THE DELEGATION TO THE BOARD OF DIRECTORS, Management For *Management Position Unknown
WITH THE EXPRESS POWER OF SUBSTITUTION, FOR A
TERM OF FIVE YEARS, OF THE POWER TO ISSUE: A)
BONDS OR SIMPLE DEBENTURES AND OTHER FIXED-INCOME
SECURITIES OF A LIKE NATURE (OTHER THAN NOTES),
AS WELL AS PREFERRED STOCK, UP TO A MAXIMUM AMOUNT
OF 20,000 MILLION EUROS, AND B) NOTES UP TO A
ProxyEdge - Investment Company Report
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Selected Accounts: NPX GABELLI UTILITIES FUND Page 27 of 115
MAXIMUM AMOUNT, INDEPENDENTLY OF THE FOREGOING,
OF 4,000 MILLION EUROS; AND AUTHORIZATION FOR
THE COMPANY TO GUARANTEE, WITHIN THE LIMITS SET
FORTH ABOVE, NEW ISSUANCES OF SECURITIES BY CONTROLLED
COMPANIES, FOR WHICH PURPOSE THE DELEGATION APPROVED
BY THE SHAREHOLDERS AT THE GENERAL SHAREHOLDERS;
MEETING HELD ON MARCH 30, 2006 IS HEREBY DEPRIVED
OF EFFECT TO THE EXTENT OF THE UNUSED AMOUNT.
11. APPROVE THE AUTHORIZATION TO THE BOARD OF DIRECTORS, Management For *Management Position Unknown
WITH THE EXPRESS POWER OF DELEGATION, TO APPLY
FOR THE LISTING ON AND DELISTING FROM SPANISH
OR FOREIGN, OFFICIAL OR UNOFFICIAL, ORGANIZED
OR OTHER SECONDARY MARKETS OF THE SHARES, DEBENTURES,
BONDS, NOTES, PREFERRED STOCK OR ANY OTHER SECURITIES
ISSUED OR TO BE ISSUED, AND TO ADOPT SUCH RESOLUTIONS
AS MAY BE NECESSARY TO ENSURE THE CONTINUED LISTING
OF THE SHARES, DEBENTURES OR OTHER SECURITIES
OF THE COMPANY THAT MAY THEN BE OUTSTANDING,
FOR WHICH PURPOSE THE AUTHORIZATION GRANTED BY
THE SHAREHOLDERS AT THE GENERAL SHAREHOLDERS;
MEETING OF MARCH 30, 2006 IS HEREBY DEPRIVED
OF EFFECT.
12. APPROVE THE AUTHORIZATION TO THE BOARD OF DIRECTORS, Management For *Management Position Unknown
WITH THE EXPRESS POWER OF DELEGATION, TO CREATE
AND FUND ASSOCIATIONS AND FOUNDATIONS, PURSUANT
TO APPLICABLE LEGAL PROVISIONS, FOR WHICH PURPOSE
THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS
AT THE GENERAL SHAREHOLDERS; MEETING OF MARCH
30, 2006 IS HEREBY DEPRIVED OF EFFECT TO THE
EXTENT OF THE UNUSED AMOUNT.
13. AMENDMENT OF THE BY-LAWS IN ORDER TO (A) ALIGN Non-Voting *Management Position Unknown
THE CONTENTS THEREOF WITH THE RECOMMENDATIONS
INTRODUCED BY THE UNIFORM GOOD GOVERNANCE CODE,
WHICH WAS APPROVED, AS THE SOLE DOCUMENT FOR
PURPOSES OF CORPORATE GOOD GOVERNANCE RECOMMENDATIONS,
BY THE NATIONAL SECURITIES MARKET COMMISSION
COMISI N NACIONAL DEL MERCADO DE VALORES (CNMV)
ON MAY 22, 2006, AND (B) UPDATE THE BY-LAWS IN
ORDER TO COMPLETE AND CLARIFY REGULATIONS ON
CERTAIN MATTERS, AND APPROVAL, IF APPLICABLE,
OF A NEW RESTATED TEXT OF SUCH BY-LAWS:
13.a APPROVE THE AMENDMENT OF ARTICLES 5, 6, 11, 12, Management For *Management Position Unknown
13, 14 AND 15 OF TITLE I OF THE BY-LAWS.
13.b APPROVE THE AMENDMENT OF ARTICLES 16, 17, 18, Management For *Management Position Unknown
19, 20, 21, 22, 23, 24, 25, 27,28, 29, 32, 33,
34, 36, 37, 38, 39, 40, 43, 44, 45, 46, 47, INCLUSION
OF A NEW TEXT FOR ARTICLE 48, RENUMBERING OF
THE CURRENT ARTICLE 48 AS ARTICLE 49 AND AMENDMENT
THEREOF, DELETION OF THE TEXT OF THE CURRENT
ARTICLE 49, AMENDMENT OF ARTICLES 50, 51, 52,
53 AND OF THE HEADING FOR CHAPTER II, AS WELL
AS THE HEADING FOR SECTION 5 OF CHAPTER II OF
TITLE II OF THE BY-LAWS.
13.c APPROVE THE AMENDMENT OF ARTICLES 57, 58, 59, Management For *Management Position Unknown
60, 62 AND 63 OF TITLE IV OF THE BY-LAWS.
13.d APPROVE THE INSERTION OF A NEW TITLE V, RELATING Management For *Management Position Unknown
TO FINAL PROVISIONS, INTO THE BY-LAWS, CONSISTING
OF A SOLE FINAL PROVISION.
13.e IN VIEW OF ALL THE FOREGOING AMENDMENTS AND ON Management For *Management Position Unknown
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Selected Accounts: NPX GABELLI UTILITIES FUND Page 28 of 115
THE BASIS THEREOF, APPROVAL OFA NEW RESTATED
TEXT OF THE BY-LAWS.
14. APPROVE THE AMENDMENT OF THE REGULATIONS FOR Management For *Management Position Unknown
THE GENERAL SHAREHOLDERS; MEETING IN ORDER TO
(A) ALIGN THE CONTENTS THEREOF WITH THE RECOMMENDATIONS
INTRODUCED BY THE UNIFORM GOOD GOVERNANCE CODE
AND (B) UPDATE SUCH REGULATIONS FOR THE PURPOSE
OF COMPLETING AND CLARIFYING THE PROVISIONS GOVERNING
CERTAIN MATTERS, AND APPROVAL, IF APPLICABLE,
OF A NEW RESTATED TEXT OF THE REGULATIONS FOR
THE GENERAL SHAREHOLDERS MEETING.
15. INFORMATION ON THE AMENDMENT AND APPROVAL OF Management For *Management Position Unknown
A NEW RESTATED TEXT OF THE REGULATIONS OF THE
BOARD OF DIRECTORS PREPARED IN ACCORDANCE WITH
THE PROVISIONS OF SECTION 115 OF THE SECURITIES
MARKET LAW, IN ORDER TO (A) ALIGN SUCH REGULATIONS
WITH THE RECOMMENDATIONS INTRODUCED BY THE UNIFORM
GOOD GOVERNANCE CODE AND (B) UPDATE THEM TO COMPLETE
AND CLARIFY THE SPECIFIC MEASURES DESIGNED TO
GUARANTEE THE BEST MANAGEMENT OF THE COMPANY.
16. APPROVE THE INCREASE IN CAPITAL STOCK IN THE Management For *Management Position Unknown
NOMINAL AMOUNT OF 790,132,239 EUROS, THROUGH
THE ISSUANCE AND FLOTATION OF 263,377,413 NEW
COMMON SHARES WITH A PAR VALUE OF (3) EUROS EACH
AND AN ISSUE PREMIUM TO BE DETERMINED BY THE
BOARD OF DIRECTORS, WITH THE EXPRESS POWER OF
DELEGATION, PURSUANT TO THE PROVISIONS OF SECTION
159.1.C) IN FINE OF THE COMPANIES LAW, NOT LATER
THAN THE DATE OF EXECUTION OF THE RESOLUTION
WHICH, IN ANY EVENT, WILL BE WITHIN (I) THE MINIMUM
ISSUE PREMIUM THAT RESULTS FROM DEDUCTING THREE
EUROS (THE PAR VALUE OF THE IBERDROLA SHARES)
FROM THE MINIMUM ISSUE PRICE (WHICH IS EQUAL
TO THE NET EQUITY VALUE PER SHARE RESULTING FROM
THE CONSOLIDATED FINANCIAL STATEMENTS PREPARED
BY THE BOARD OF DIRECTORS OF IBERDROLA AND AUDITED
BY THE EXTERNAL AUDITOR PLUS ONE EURO CENT) AND
(II) A MAXIMUM OF 29.75 EUROS PER SHARE. THE
NEW SHARES WILL BE SUBSCRIBED FOR AND PAID UP
IN FULL THROUGH NON-MONETARY CONTRIBUTIONS CONSISTING
OF COMMON SHARES OF SCOTTISH POWER PLC. EXCLUSION
OF PRE-EMPTIVE RIGHTS AND EXPRESS PROVISION FOR
THE POSSIBILITY OF INCOMPLETE SUBSCRIPTION. IF
APPROPRIATE, ELECTION OF THE TAX SYSTEM ESTABLISHED
IN CHAPTER VIII OF TITLE VII AND ADDITIONAL PROVISION
TWO OF THE RESTATED TEXT OF THE CORPORATE TAX
LAW LEY DEL IMPUESTO SOBRE SOCIEDADES APPROVED
BY LEGISLATIVE ROYAL DECREE 4/2004 OF MARCH 5.
DELEGATION OF POWERS TO THE BOARD OF DIRECTORS,
WITH THE EXPRESS POWER OF DELEGATION, TO SET
THE CONDITIONS FOR THE INCREASE REGARDING ALL
MATTERS NOT CONTEMPLATED BY THE SHAREHOLDERS
AT THE GENERAL SHAREHOLDERS; MEETING, CARRY OUT
THE ACTIONS REQUIRED FOR EXECUTION THEREOF, AMEND
THE TEXT OF ARTICLE 5 OF THE BY-LAWS TO ADJUST
IT TO THE NEW AMOUNT OF THE CAPITAL STOCK, EXECUTE
ALL SUCH PUBLIC OR PRIVATE DOCUMENTS AS MAY BE
REQUIRED TO CARRY OUT THE INCREASE AND, IN CONNECTION
WITH THE NON-MONETARY CONTRIBUTION OF SHARES
OF SCOTTISH POWER PLC, ELECT, IF APPROPRIATE,
THE SPECIAL TAX SYSTEM ESTABLISHED IN CHAPTER
VIII OF TITLE VII AND ADDITIONAL PROVISION TWO
OF THE RESTATED CORPORATE TAX LAW LEY DEL IMPUESTO
SOBRE SOCIEDADES, APPROVED BY LEGISLATIVE ROYAL
DECREE 4/2004. APPLICATION TO THE APPROPRIATE
AUTHORITIES FOR INCLUSION OF THE NEW SHARES ON
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THE ACCOUNTING RECORDS OF THE SOCIEDAD DE GESTI
N DE LOS SISTEMAS DE REGISTRO, COMPENSACI N Y
LIQUIDACI N DE VALORES, S.A.U. (IBERCLEAR) AND
FOR ADMISSION TO LISTING OF SUCH SHARES ON THE
MADRID, BARCELONA, BILBAO AND VALENCIA STOCK
EXCHANGES, THROUGH THE AUTOMATED QUOTATION SYSTEM
SISTEMA DE INTERCONEXI N BURS TIL (CONTINUOUS
MARKET) IN ACCORDANCE WITH THE REQUIREMENTS OF
EACH.
17. APPROVE THE ISSUANCE OF SIMPLE LOAN NOTES OBLIGACIONES Management For *Management Position Unknown
SIMPLES IN A MINIMUMNOMINAL AMOUNT OF 20 MILLION
POUNDS STERLING (29.51 MILLION EUROS) AND A MAXIMUM
NOMINAL AMOUNT OF 750 MILLION POUNDS STERLING
(1,106.63 MILLION EUROS). DELEGATION OF POWERS
TO THE BOARD OF DIRECTORS, WITH THE EXPRESS POWER
OF DELEGATION, TO SET THE TERMS AND CONDITIONS
OF THE ISSUANCE OF LOAN NOTES AND TO EXECUTE
ALL SUCH PUBLIC OR PRIVATE DOCUMENTS AS MAY BE
REQUIRED TO CARRY OUT SUCH ISSUANCE.
18. APPROVE THE AUTHORIZATION, WITHIN THE FRAMEWORK Management For *Management Position Unknown
OF THE SCOTTISH POWER PLC TRANSACTION, OF (I)
THE CONTINUITY, FOLLOWING COMPLETION THEREOF,
OF THE PLANS ESTABLISHED FOR THE SCOTTISH POWER
GROUP EMPLOYEES, WHEREUNDER THERE ARE REMAINING
RIGHTS TO ACQUIRE SHARES OF SCOTTISH POWER PLC
FOLLOWING THE TRANSACTION, FOR THE SOLE PURPOSE
OF MANAGING SUCH REMAINING RIGHTS IN ACCORDANCE
WITH THE RULES SET FORTH IN THE RESPECTIVE PLANS,
AND OF (II) THE DELIVERY OF IBERDROLA, S.A. SHARES
UNDER THE TERMS ESTABLISHED IN THE SCOTTISH POWER
PLC TRANSACTION, IN CONNECTION WITH THE SCOTTISH
POWER PLC SHARES TO BE ISSUED FOLLOWING COMPLETION
OF THE SCOTTISH POWER PLC TRANSACTION TO THE
HOLDERS OF SUCH REMAINING RIGHTS AS A RESULT
OF THE SETTLEMENT THEREOF. DELEGATION TO THE
BOARD OF DIRECTORS, WITH THE EXPRESS POWER OF
SUBSTITUTION, OF THE POWER TO EXECUTE THIS RESOLUTION.
19. APPROVE THE INCREASE IN CAPITAL STOCK FOR MONETARY Management For *Management Position Unknown
CONSIDERATION, BY A NOMINAL AMOUNT OF 34,947,798
EUROS, THROUGH THE ISSUANCE AND FLOTATION OF
11,649,266 NEW COMMON SHARES WITH A PAR VALUE
OF THREE (3) EUROS EACH (OR OF 46,597,064 NEW
COMMON SHARES WITH A PAR VALUE OF SEVENTY-FIVE
EURO CENTS (0.75) EACH, IN THE EVENT THAT THE
INCREASE IS CARRIED OUT FOLLOWING EXECUTION OF
THE RESOLUTION CONTEMPLATED IN ITEM EIGHT ON
THE AGENDA) AND AN ISSUE PREMIUM TO BE DETERMINED,
PURSUANT TO THE PROVISIONS OF SECTION 159.1.C)
IN FINE OF THE COMPANIES LAW, BY THE BOARD OF
DIRECTORS, WITH EXPRESS POWERS OF DELEGATION,
ON THE DATE OF EXECUTION OF THE RESOLUTION. THE
PURPOSE OF THE INCREASE IN CAPITAL STOCK IS TO
FULFILL THE COMMITMENTS ASSUMED BY IBERDROLA,
S.A. WITHIN THE FRAMEWORK OF THE SCOTTISH POWER
PLC TRANSACTION REGARDING MAINTENANCE IN THE
FUTURE OF THE POLICY OF SCOTTISH POWER PLC TO
COMPENSATE ITS EMPLOYEES IN SHARES, THUS ALLOWING
THE BOARD OF DIRECTORS TO IMPLEMENT, DEVELOP
AND EXECUTE ONE OR MORE PLANS FOR THE EMPLOYEES
OF THE SCOTTISH POWER PLC GROUP (FOLLOWING COMPLETION
OF THE SCOTTISH POWER PLC TRANSACTION) AND TO
EXTEND THEM TO ALL OF THE EMPLOYEES OF THE NEW
IBERDROLA GROUP, CONSISTING OF THE DELIVERY TO
SUCH EMPLOYEES OR THE ACQUISITION BY THEM OF
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Selected Accounts: NPX GABELLI UTILITIES FUND Page 30 of 115
OPTIONS ON SHARES OF IBERDROLA, S.A., THE ALLOCATION
OF COMPENSATION RIGHTS LINKED TO THE VALUE OF
THE IBERDROLA, S.A. SHARES, PAYABLE IN CASH OR
IN SHARES, AND THE ACQUISITION AND/OR DELIVERY
OF SHARES OF IBERDROLA, S.A. EXCLUSION OF PRE-EMPTIVE
RIGHTS AND EXPRESS PROVISION FOR THE POSSIBILITY
OF INCOMPLETE SUBSCRIPTION. AMENDMENT OF ARTICLE
5 OF THE BY-LAWS REGARDING THE AMOUNT OF CAPITAL
STOCK AS A RESULT.
20. APPROVE THE DELEGATION OF POWERS TO FORMALIZE Management For *Management Position Unknown
AND EXECUTE ALL RESOLUTIONS ADOPTED BY THE SHAREHOLDERS
AT THE GENERAL SHAREHOLDERS MEETING, FOR CONVERSION
THEREOF INTO A PUBLIC INSTRUMENT, AND FOR THE
INTERPRETATION, CORRECTION AND SUPPLEMENTATION
THEREOF OR FURTHER ELABORATION THEREON UNTIL
THE REQUIRED REGISTRATIONS ARE MADE.
* SHAREHOLDERS WHO PARTICIPATE IN ANY FORM AT THIS Non-Voting *Management Position Unknown
ORDINARY GENERAL MEETING, WHETHER DIRECTLY, BY
PROXY, OR BY LONG DISTANCE VOTING, SHALL BE ENTITLED
TO RECEIVE AN ATTENDANCE PREMIUM OF 0.02 EUROS
GROSS PER SHARE. PLEASE BE ADVISED THAT ADDITIONAL
INFORMATION CONCERNING IBERDROLA, S.A. CAN ALSO
BE VIEWED ON THE COMPANY S WEBSITE: HTTP://WWW.IBERDROLA.COM/WEBCORP/GC/EN/HTML/HOME/INDEX.HTM
- ------------------------------------------------------------------------------------------------------------------------------------
AGERE SYSTEMS INC. AGRA ANNUAL MEETING DATE: 03/29/2007
ISSUER: 00845V308 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
04 TO RATIFY THE AUDIT COMMITTEE S SELECTION OF Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
03 TO RE-APPROVE OUR SHORT TERM INCENTIVE PLAN. Management For For
02 DIRECTOR Management For
RICHARD L. CLEMMER Management For For
MICHAEL J. MANCUSO Management For For
KARI-PEKKA WILSKA Management For For
01 TO ADOPT THE MERGER AGREEMENT, DATED AS OF DECEMBER Management For For
3, 2006, WITH LSI LOGIC CORPORATION AND ATLAS
ACQUISITION CORP.
- ------------------------------------------------------------------------------------------------------------------------------------
DYNEGY INC. DYN SPECIAL MEETING DATE: 03/29/2007
ISSUER: 26816QUTH ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPT THE MERGER AGREEMENT, BY AND AMONG DYNEGY Management For For
INC., DYNEGY ACQUISITION, INC., FALCON MERGER
SUB CO., LSP GEN INVESTORS, L.P., LS POWER PARTNERS,
L.P., LS POWER EQUITY PARTNERS PIE I, L.P., LS
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POWER EQUITY PARTNERS, L.P. AND LS POWER ASSOCIATES,
L.P. AND TO APPROVE THE MERGER OF MERGER SUB
WITH AND INTO DYNEGY INC., ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
SCOTTISH POWER PLC SPI SPECIAL MEETING DATE: 03/30/2007
ISSUER: 81013T804 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO CONSIDER AND, IF THOUGHT FIT, PASS A SPECIAL Management For For
RESOLUTION TO APPROVE: (I) THE REORGANISATION
OF THE COMPANY S SHARE CAPITAL REFERRED TO IN
THE SCHEME; (II) THE CAPITAL REDUCTION AND THE
ISSUE OF NEW SCOTTISHPOWER SHARES TO IBERDROLA
PROVIDED FOR IN THE SCHEME; AND (III) THE AMENDMENTS
TO THE ARTICLES IN ACCORDANCE WITH THE SCHEME
AND IN THE MANNER DESCRIBED.
01 TO APPROVE THE SCHEME OF ARRANGEMENT DATED FEBRUARY Management For For
26, 2007 BETWEEN THE COMPANY AND THE SCHEME SHAREHOLDERS
AND TO AUTHORISE THE DIRECTORS TO TAKE ALL SUCH
ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE
FOR CARRYING THE SCHEME INTO EFFECT.
- ------------------------------------------------------------------------------------------------------------------------------------
SCOTTISH PWR PLC EGM MEETING DATE: 03/30/2007
ISSUER: G7932E126 ISIN: GB00B125RK88
SEDOL: B154HB3, B125RK8, B155ZM3
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
S.1 APPROVE THE SCHEME OF ARRANGEMENT DATED 26 FEB Management For *Management Position Unknown
2007 THE SCHEME, BETWEEN THE COMPANY AND THE
SCHEME SHAREHOLDERS AS SPECIFIED IN THE SCHEME,
FOR THE PURPOSES OF IDENTIFICATION SIGNED BY
THE CHAIRMAN OF THE MEETING IN ITS ORIGINAL FORM
OR WITH OR SUBJECT TO ANY MODIFICATION, ADDITION
OR CONDITION APPROVED OR IMPOSED BY THE COURT
AND AUTHORIZE THE DIRECTORS OF THE COMPANY TO
TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY
OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT;
FOR THE PURPOSE OF GIVING EFFECT TO THE SCHEME,
SUBJECT TO THE SCHEME BEING SANCTIONED BY THE
COURT: AT THE REORGANIZATION RECORD TIME AS SPECIFIED
IN THE SCHEME EACH OF THE SCHEME SHARES AS SPECIFIED
IN THE SCHEME BE SUBDIVIDED AND RECLASSIFIED
AS SPECIFIED; WITH EFFECT FROM THE SUBDIVISION
AND RECLASSIFICATION REFERRED TO IN THIS RESOLUTION
ABOVE, THE ARTICLE 5 OF THE SCOTTISH POWER ARTICLES
AS SPECIFIED IN THE SCHEME SHALL BE REPLACED
WITH THE NEW ARTICLE 5 AS SPECIFIED; WITH EFFECT
FROM THE EFFECTIVE DATE (AS DEFINED IN THE SCHEME),
THE CAPITAL OF THE COMPANY BE REDUCED BY CANCELING
AND EXTINGUISHING ALL THE AL SHARES; SUBJECT
TO AND FORTH WITH UPON THE CAPITAL REDUCTION
OF THE AL SHARES REFERRED TO IN THIS RESOLUTION
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TAKING EFFECT AND NOTWITHSTANDING ANY OTHER PROVISION
IN THE SCOTTISH POWER ARTICLES: THE AUTHORIZED
SHARE CAPITAL OF THE COMPANY BE INCREASED TO
ITS FORMER AMOUNT BY THE CREATION OF SUCH NUMBER
OF NEW SCOTTISH POWER SHARES AS SPECIFIED IN
THE SCHEME AS SHALL BE EQUAL TO THE AGGREGATE
NUMBER OF AL SHARES CANCELLED PURSUANT TO THIS
RESOLUTION ABOVE; THE RESERVE ARISING IN THE
BOOKS OF THE COMPANY AS A RESULT OF THE CAPITAL
REDUCTION OF THE AL SHARES BE CAPITALIZED AND
APPLIED BY THE COMPANY IN PAYING UP IN FULL AT
PAR THE NEW SCOTTISH POWER SHARES CREATED PURSUANT
TO THIS RESOLUTION ABOVE, WHICH SHALL BE ALLOTTED
AND ISSUED FREE FROM ALL LIENS, CHARGES, ENCUMBRANCES,
RIGHTS OF PRE-EMPTION AND ANY OTHER THIRD POLICY
RIGHTS OF ANY NATURE WHATSOEVER CREDITED AS FULLY
PAID TO IBERDROLA, S.A. IBERDROLA AND/OR ITS
NOMINEE IN ACCORDANCE WITH THE TERMS OF THE SCHEME;
AND AUTHORIZE THE DIRECTORS OF THE COMPANY FOR
THE PURPOSES OF AND IN ACCORDANCE WITH THE SECTION
80 OF THE COMPANIES ACT 1985 TO GIVE EFFECT TO
THIS RESOLUTION AND ACCORDINGLY TO ALLOT THE
NEW SCOTTISH POWER SHARES REFERRED TO IN THIS
RESOLUTION ABOVE, PROVIDED THAT THE MAXIMUM AGGREGATE
NOMINAL AMOUNT OF SHARES WHICH MAY BE ALLOTTED
HEREUNDER AND UNDER THIS RESOLUTION BELOW IS
GBP 1,500,000,000.84, AUTHORITY EXPIRES ON 26
FEB 2010 AND THIS AUTHORITY SHALL BE IN ADDITION
AND WITHOUT PREJUDICE TO ANY OTHER AUTHORITY
UNDER THE SAID SECTION 80 PREVIOUSLY GRANTED
AND IN FORCE ON THE DATE ON WHICH THIS RESOLUTION
IS PASSED; FORTHWITH AND CONTINGENTLY UPON THE
INCREASE IN AUTHORIZED SHARE CAPITAL REFERRED
TO IN THIS RESOLUTION, THE SCOTTISH POWER ARTICLES
AS AMENDED IN THE FORM REFERRED TO IN THIS RESOLUTION
ABOVE SHALL BE FURTHER AMENDED BY THE DELETION
OF NEW THE ARTICLE 5 REFERRED TO THIS RESOLUTION
ABOVE AND ITS REPLACEMENT WITH THE ARTICLE 5
AS SPECIFIED; FORTHWITH AND CONTINGENTLY UPON
THE CAPITAL REDUCTION OF THE AL SHARES REFERRED
TO IN THIS RESOLUTION AND THE ISSUE OF NEW SCOTTISH
POWER SHARES TO IBERDROLA AND/OR ITS NOMINEE
PURSUANT TO THIS RESOLUTION, THE ISSUED ORDINARY
SHARE CAPITAL OF THE COMPANY SHALL BE REDUCED
BY CANCELING AND EXTINGUISHING ALL THE A2 SHARES;
FORTHWITH AND CONTINGENTLY UPON THE CAPITAL REDUCTION
OF THE A2 SHARES REFERRED TO IN THIS RESOLUTION
TAKING EFFECT AND NOTWITHSTANDING ANY OTHER PROVISION
IN THE SCOTTISH POWER ARTICLES: THE AUTHORIZED
SHARE CAPITAL OF THE COMPANY SHALL BE INCREASED
TO ITS FORMER AMOUNT BY THE CREATION OF SUCH
NUMBER OF NEW SCOTTISH POWER SHARES AS SHALL
BE EQUAL TO THE AGGREGATE NUMBER OF A2 SHARES
CANCELLED PURSUANT TO THIS RESOLUTION; THE RESERVE
ARISING IN THE BOOKS OF ACCOUNT OF THE COMPANY
AS A RESULT OF THE CAPITAL REDUCTION OF THE A2
SHARES SHALL BE CAPITALIZED AND APPLIED BY THE
COMPANY IN PAYING UP IN FULL AT PAR THE NEW SCOTTISH
POWER SHARES CREATED PURSUANT THIS RESOLUTION
WHICH SHALL BE ALLOTTED AND ISSUED FREE FROM
ALL LIENS, CHARGES, ENCUMBRANCES, RIGHTS OF PRE-EMPTION
AND ANY OTHER THIRD PARTY RIGHTS OF ANY NATURE
WHATSOEVER CREDITED AS FULLY PAID TO IBERDROLA
AND /OR ITS NOMINEE IN ACCORDANCE WITH THE TERMS
OF THE SCHEME; AND AUTHORIZE THE DIRECTORS OF
THE COMPANY FOR THE PURPOSES OF AND IN ACCORDANCE
WITH SECTION 80 OF THE COMPANIES ACT 1985 TO
GIVE EFFECT TO THIS RESOLUTION AND ACCORDINGLY
TO ALLOT THE NEW SCOTTISH POWER SHARES REFERRED
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TO THIS RESOLUTION ABOVE, PROVIDED THAT THE MAXIMUM
AGGREGATE NOMINAL AMOUNT OF SHARES WHICH MAY
BE ALLOTTED HEREUNDER AND UNDER THIS RESOLUTION
IS GBP1,500,000,000.84, AUTHORITY EXPIRES ON
26 FEB 2010 AND THIS AUTHORITY SHAL1 BE IN ADDITION
AND WITHOUT PREJUDICE TO ANY OTHER AUTHORITY
UNDER THE SAID SECTION 80 PREVIOUSLY GRANTED
AND IN FORCE ON THE DATE ON WHICH THIS RESOLUTION
IS PASSED; FORTHWITH AND CONTINGENTLY UPON THE
INCREASE IN AUTHORIZED SHARE CAPITAL REFERRED
TO IN THIS RESOLUTION, THE SCOTTISH POWER ARTICLES
AS AMENDED IN THE FORM REFERRED TO THIS RESOLUTION
ABOVE SHALL BE FURTHER AMENDED BY THE DELETION
OF NEW ARTICLE 5 REFERRED TO THIS RESOLUTION
ABOVE AND ITS REPLACEMENT WITH THE NEW ARTICLE
AS SPECIFIED; CONTD..
* CONTD.. FORTHWITH AND CONTINGENTLY UPON THE CAPITAL Non-Voting *Management Position Unknown
REDUCTION OF THE A1 AND A2 SHARES REFERRED TO
IN THIS RESOLUTION AND THE ISSUE OF NEW SCOTTISH
POWER SHARES TO IBERDROLA AND/OR ITS NOMINEE
PURSUANT TO THIS RESOLUTION, THE ISSUED ORDINARY
SHARE CAPITAL OF THE COMPANY SHALL BE REDUCED
BY CANCELING AND EXTINGUISHING ALL THE A3 SHARES;
FORTHWITH AND CONTINGENTLY UPON THE CAPITAL REDUCTION
OF THE A3 SHARES REFERRED TO IN THIS RESOLUTION
TAKING EFFECT AND NOTWITHSTANDING ANY OTHER PROVISION
IN THE SCOTTISH POWER ARTICLES: THE AUTHORIZED
SHARE CAPITAL OF THE COMPANY SHALL BE INCREASED
TO ITS FORMER AMOUNT BY THE CREATION OF SUCH
NUMBER OF NEW SCOTTISH POWER SHARES AS SHALL
BE EQUAL TO THE AGGREGATE NUMBER OF A3 SHARES
CANCELLED PURSUANT TO THIS RESOLUTION; THE RESERVE
ARISING IN THE BOOKS OF ACCOUNT OF THE COMPANY
AS A RESULT OF THE CAPITAL REDUCTION OF THE A3
SHARES SHALL BE CAPITALIZED AND APPLIED BY THE
COMPANY IN PAYING UP IN FULL AT PAR THE NEW SCOTTISH
POWER SHARES CREATED PURSUANT THIS RESOLUTION
WHICH SHALL BE ALLOTTED AND ISSUED FREE FROM
ALL LIENS, CHARGES, ENCUMBRANCES, RIGHTS OF PRE-EMPTION
AND ANY OTHER THIRD PARTY RIGHTS OF ANY NATURE
WHATSOEVER CREDITED AS FULLY PAID TO IBERDROLA
AND /OR ITS NOMINEE IN ACCORDANCE WITH THE TERMS
OF THE SCHEME; AND AUTHORIZE THE DIRECTORS OF
THE COMPANY FOR THE PURPOSES OF AND IN ACCORDANCE
WITH SECTION 80 OF THE COMPANIES ACT 1985 TO
GIVE EFFECT TO THIS RESOLUTION AND ACCORDINGLY
TO ALLOT THE NEW SCOTTISH POWER SHARES REFERRED
TO THIS RESOLUTION ABOVE, PROVIDED THAT THE MAXIMUM
AGGREGATE NOMINAL AMOUNT OF SHARES WHICH MAY
BE ALLOTTED HEREUNDER AND UNDER THIS RESOLUTION
IS GBP1,500,000,000.84, AUTHORITY EXPIRES ON
26 FEB 2010 AND THIS AUTHORITY SHAL1 BE IN ADDITION
AND WITHOUT PREJUDICE TO ANY OTHER AUTHORITY
UNDER THE SAID SECTION 80 PREVIOUSLY GRANTED
AND IN FORCE ON THE DATE ON WHICH THIS RESOLUTION
IS PASSED; FORTHWITH AND CONTINGENTLY UPON THE
INCREASE IN AUTHORIZED SHARE CAPITAL REFERRED
TO IN THIS RESOLUTION, THE SCOTTISH POWER ARTICLES
AS AMENDED IN THE FORM REFERRED TO THIS RESOLUTION
ABOVE SHALL BE FURTHER AMENDED BY THE DELETION
OF NEW ARTICLE 5 REFERRED TO THIS RESOLUTION
ABOVE AND ITS REPLACEMENT WITH THE NEW ARTICLE
AS SPECIFIED
- ------------------------------------------------------------------------------------------------------------------------------------
SCOTTISH PWR PLC CRT MEETING DATE: 03/30/2007
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ISSUER: G7932E126 ISIN: GB00B125RK88
SEDOL: B154HB3, B125RK8, B155ZM3
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE SCHEME OF ARRANGEMENT DATED 26 FEB Management For *Management Position Unknown
2007THE SCHEME , BETWEEN THE COMPANY AND THE
SCHEME SHAREHOLDERSAS DEFINED IN THE SCHEME,
AS SPECIFIED, AUTHORIZE THE DIRECTORS OF THE
COMPANY TO TAKE ALL SUCH ACTIONS AS THEY CONSIDER
NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME
INTO EFFECT
- ------------------------------------------------------------------------------------------------------------------------------------
MOBILEONE LTD EGM MEETING DATE: 04/03/2007
ISSUER: Y8838Q122 ISIN: SG1Q46922213
SEDOL: B04KJ97, B05J0N4
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
S.1 APPROVE, PURSUANT TO ARTICLE 10(A) OF THE ARTICLES Management For *Management Position Unknown
OF ASSOCIATION OF THE COMPANY AND SUBJECT TO
THE CONFIRMATION OF THE HIGH COURT OF THE REPUBLIC
OF SINGAPORE: 1) CAPITALIZATION OF RETAINED PROFITS
(A) UP TO A MAXIMUM SUM OF SGD 160 MILLION FORMING
PART OF THE RETAINED PROFITS OF THE COMPANY BE
CAPITALIZED AND APPLIED IN PAYING UP FOR THE
ALLOTMENT AND ISSUANCE OF APPROXIMATELY 99.8
MILLION NEW SHARES ADDITIONAL SHARES AT THE PRICE
OF SGD 1.6026 PER ADDITIONAL SHARE; SUCH ADDITIONAL
SHARES SHALL BE ALLOTTED AND ISSUED CREDITED
AS FULLY PAID-UP TO THE SHAREHOLDERS IN THE PROPORTION
OF ONE ADDITIONAL SHARE TO ONE SHARE HELD BY
A SHAREHOLDER WHICH IS CANCELLED PURSUANT TO
PARAGRAPH (2) BELOW, DISREGARDING ANY/FRACTIONAL
INTERESTS; FORTHWITH UPON THE ALLOTMENT AND ISSUE
OF THE ADDITIONAL SHARES, THE ADDITIONAL SHARES
WILL BE IMMEDIATELY CANCELLED IN THEIR ENTIRETY
WITHOUT ANY DISTRIBUTION TO SHAREHOLDERS; THE
MAXIMUM SUM OF SGD 160 MILLION CREATED IN THE
ISSUED AND PAID-UP SHARE CAPITAL OF THE COMPANY
SHALL BE UTILIZED FOR DISTRIBUTION TO SHAREHOLDERS
PURSUANT TO PARAGRAPH (2)(A) BELOW; AND B) AUTHORIZE
THE DIRECTORS, TO DISPOSE OF OR DEAL WITH, IN
SUCH MANNER AND FOR SUCH PURPOSE AS THEY MAY
DEEM FIT IN THE INTERESTS OF THE COMPANY, THE
AGGREGATE NUMBER OF ADDITIONAL SHARES REPRESENTING
FRACTIONAL INTERESTS ARISING FROM THE CAPITALIZATION
OF THE RETAINED PROFITS PURSUANT TO PARAGRAPH
(1 )(A) ABOVE BE DISPOSED OF OR DEALT, AND TO
GIVE INSTRUCTIONS FOR THE DISPOSAL OF OR DEALING
WITH SUCH ORDINARY SHARES AND TO AUTHORIZE ANY
PERSON TO EXECUTE ANY INSTRUMENT OF TRANSFER
IN RELATION TO SUCH ORDINARY SHARES; AND 2) APPROVE
THE REDUCTION OF ISSUED AND PAID-UP SHARE CAPITAL:
A) SEPARATELY AND CONTINGENT UPON THE CAPITALIZATION
AND CANCELLATION OF ADDITIONAL SHARES CONTEMPLATED
IN THE PRECEDING PARAGRAPH (1) TAKING EFFECT,
THE ISSUED AND PAID-UP SHARE CAPITAL OF THE COMPANY
BE REDUCED BY UP TO A MAXIMUM OF SGD 221.6 MILLION
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Selected Accounts: NPX GABELLI UTILITIES FUND Page 35 of 115
THROUGH THE CANCELLATION OF UP TO A MAXIMUM OF
99.8 MILLION SHARES, WITH SUCH CANCELLATION TO
BE EFFECTED BY CANCELLING, SUBJECT TO THE ROUNDING-UP
AS DEFINED BELOW, ONE SHARE FOR EVERY 10 SHARES
THE REDUCTION PROPORTION HELD BY OR ON BEHALF
OF EACH SHAREHOLDER AS AT THE BOOKS CLOSURE DATE,
DISREGARDING ANY FRACTIONAL INTERESTS THE CAPITAL
REDUCTION; FORTHWITH UPON SUCH CANCELLATION TAKING
EFFECT, UP TO A MAXIMUM SUM OF SGD 221.6 MILLION
ARISING FROM THE CAPITAL REDUCTION SHALL BE RETURNED
TO THE SHAREHOLDERS ON THE BASIS OF SGD2.22 FOR
EACH SHARE HELD BY OR ON BEHALF OF SUCH SHAREHOLDER
AS AT THE BOOKS CLOSURE DATE AND SO CANCELLED;
SHAREHOLDERS WHO HOLD LESS THAN 10 SHARES AS
AT THE BOOKS CLOSURE DATE WILL NOT BE SUBJECT
TO SUCH CANCELLATION, AND THEIR SHARES WILL NOT
BE SO CANCELLED; AND B) THE NUMBER OF SHARES
PROPOSED TO BE CANCELLED FROM EACH SHAREHOLDER
UNDER THE PRECEDING PARAGRAPH 2(A) PURSUANT TO
THE REDUCTION PROPORTION BE REDUCED BY ROUNDING-UP
WHERE APPLICABLE TO THE NEAREST MULTIPLE OF 10
SHARES THE ROUNDING-UP THE RESULTANT NUMBER OF
SHARES THAT WOULD HAVE BEEN HELD BY OR ON BEHALF
OF EACH SHAREHOLDER FOLLOWING THE PROPOSED CANCELLATION
OF SHARES PURSUANT TO THE REDUCTION PROPORTION;
IN THE EVENT THAT THE RESULTANT NUMBER OF SHARES
RESULTING FROM THE ROUNDING-UP: I) IS GREATER
THAN THE NUMBER OF SHARES HELD BY OR ON BEHALF
OF SUCH SHAREHOLDER AS AT THE BOOKS CLOSURE DATE,
NO ROUNDING-UP WILL BE APPLIED AND THE NUMBER
OF SHARES PROPOSED TO BE CANCELLED FROM SUCH
SHAREHOLDER SHALL BE THE NUMBER OF SHARES CANCELLED
BASED SOLELY ON THE REDUCTION PROPORTION, DISREGARDING
ANY FRACTIONAL INTERESTS IN A SHARE; OR II) IS
EQUAL TO THE NUMBER OF SHARES HELD BY OR BEHALF
OF SUCH SHAREHOLDER AS AT THE BOOKS CLOSURE DATE,
NO SHARES SHALL BE CANCELLED FROM SUCH SHAREHOLDER;
AND AUTHORIZE THE DIRECTORS AND EACH OF THEM,
TO DO ALL ACTS AND THINGS AND TO EXECUTE ALL
SUCH DOCUMENTS AS THEY OR HE MAY CONSIDER NECESSARY
OR EXPEDIENT TO GIVE EFFECT TO THE PRECEDING
PARAGRAPHS (1) AND (2), ALL OTHER MATTERS DESCRIBED
IN THE CIRCULAR TO SHAREHOLDERS DATED 12 MAR
2007 AND SUCH OTHER ANCILLARY MATTERS AS THE
DIRECTORS DEEM FIT INCLUDING BUT NOT LIMITED
TO ADJUSTING THE RESULTANT AGGREGATE AMOUNT OF
THE CASH DISTRIBUTION TO BE PAID TO EACH SHAREHOLDER
PURSUANT TO THE PRECEDING PARAGRAPHS (1) AND
(2) BY ROUNDING ANY FRACTIONS OF A CENT TO THE
NEAREST CENT, WHERE APPLICABLE
- ------------------------------------------------------------------------------------------------------------------------------------
MOBILEONE LTD AGM MEETING DATE: 04/03/2007
ISSUER: Y8838Q122 ISIN: SG1Q46922213
SEDOL: B04KJ97, B05J0N4
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND ADOPT THE DIRECTORS REPORT AND AUDITED Management For *Management Position Unknown
ACCOUNTS FOR THE YE 31 DEC 2006
2. DECLARE A FINAL TAX EXEMPT ONE-TIER DIVIDEND Management For *Management Position Unknown
OF 7.5C PER SHARE FOR THE YE 31 DEC 2006
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3. RE-APPOINT, PURSUANT TO SECTION 153(6) OF THE Management For *Management Position Unknown
COMPANIES ACT CHAPTER 50, MR.HSUAN OWYANG AS
A DIRECTOR OF THE COMPANY TO HOLD SUCH OFFICE
UNTIL THE NEXT AGM OF THE COMPANY
4. RE-ELECT, PURSUANT TO ARTICLE 92, MR. ROGER BARLOW Management For *Management Position Unknown
AS A DIRECTOR, WHO RETIRESIN ACCORDANCE WITH
ARTICLE 91 OF THE COMPANY S ARTICLES OF ASSOCIATION
5. RE-ELECT, PURSUANT TO ARTICLE 92, MR. LIM CHEE Management For *Management Position Unknown
ONN AS A DIRECTOR, WHO RETIRE IN ACCORDANCE WITH
ARTICLE 91 OF THE COMPANY S ARTICLES OF ASSOCIATION
6. RE-ELECT, PURSUANT TO ARTICLE 92, MR. LOW HUAN Management For *Management Position Unknown
PING AS A DIRECTOR, WHO RETIREIN ACCORDANCE WITH
ARTICLE 91 OF THE COMPANY S ARTICLES OF ASSOCIATION
7. RE-ELECT, PURSUANT TO ARTICLE 92, MR. NEIL MONTEFIORE Management For *Management Position Unknown
AS A DIRECTOR, WHO RETIRE IN ACCORDANCE WITH
ARTICLE 91 OF THE COMPANY S ARTICLES OF ASSOCIATION
8. APPROVE THE DIRECTORS FEES OF SGD 398,858 FOR Management For *Management Position Unknown
THE YE 31 DEC 2006
9. RE-APPOINT THE AUDITORS AND AUTHORIZE THE DIRECTORS Management For *Management Position Unknown
TO FIX THEIR REMUNERATION
10. APPROVE, FOR THE CHAPTER 9 AND THE LISTING MANUAL Management For *Management Position Unknown
OF THE SINGAPORE EXCHANGE SECURITIES TRADING
LIMITED THE LISTING MANUAL FOR THE COMPANY, ITS
SUBSIDIARIES AND ASSOCIATED COMPANIES THAT ARE
ENTITIES AT RISK AS THE TERM IS USED IN CHAPTER
9 OF THE LISTING MANUAL, OR ANY OF THEM, TO ENTER
INTO ANY OF THE TRANSACTIONS FALLING WITHIN THE
TYPES OF INTERESTED PERSON TRANSACTIONS AS SPECIFIED
THE CIRCULAR WITH ANY PARTY WHO IS OF THE CLASS
OF INTERESTED PERSONS AS SPECIFIED, PROVIDED
THAT SUCH TRANSACTIONS ARE MADE ON NORMAL COMMERCIAL
TERMS AND IN ACCORDANCE WITH THE REVIEW PROCEDURE
FOR SUCH INTERESTED PERSON TRANSACTIONS; C)AUTHORIZE
THE DIRECTORS OF THE COMPANY AND EACH OF THEM
TO COMPLETE AND DO ALL SUCH ACTS AND THINGS INCLUDING
EXECUTING ALL SUCH DOCUMENTS AS MAY BE REQUIRED
AS THEY OR HE MAY CONSIDER EXPEDIENT OR NECESSARY
OR IN THE INTERESTS OF THE COMPANY TO GIVE EFFECT
TO THE SHAREHOLDERS MANDATE AND/OR THIS RESOLUTION;
AUTHORITY EXPIRES AT THE CONCLUSION OF THE NEXT
AGM OF THE COMPANY
11. AUTHORIZE THE DIRECTORS, TO OFFER AND GRANT OPTIONS Management For *Management Position Unknown
IN ACCORDANCE WITH THE PROVISIONS OF THE MOBILEONE
SHARE OPTION SCHEME THE SCHEME AND TO ALLOT AND
ISSUE SUCH SHARES AS MAY BE ISSUED PURSUANT TO
THE EXERCISE OF THE OPTIONS UNDER THE SCHEME,
PROVIDED ALWAYS THAT THE AGGREGATED NUMBER OF
SHARES TO BE ISSUED PURSUANT TO THE SCHEME SHALL
NOT EXCEED 10% OF THE ISSUED ORDINARY SHARE CAPITAL
OF THE COMPANY FROM TIME TO TIME
12. AUTHORIZE THE DIRECTORS OF THE COMPANY: A) I) Management For *Management Position Unknown
TO ISSUE SHARES IN THE CAPITAL OF THE COMPANY
SHARES WHETHER BY WAY OF RIGHTS, BONUS OR OTHERWISE;
AND/OR II) MAKE OR GRANT OFFERS, AGREEMENTS OR
OPTIONS COLLECTIVELY, INSTRUMENTS THAT MIGHT
OR WOULD REQUIRE SHARES TO BE ISSUED, INCLUDING
BUT NOT LIMITED TO THE CREATION AND ISSUE OF
AS WELL AS ADJUSTMENTS TO WARRANTS, DEBENTURES
OR OTHER INSTRUMENTS CONVERTIBLE INTO SHARES;
AT ANY TIME AND UPON SUCH TERMS AND CONDITIONS
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Selected Accounts: NPX GABELLI UTILITIES FUND Page 37 of 115
AND FOR SUCH PURPOSES AND TO SUCH PERSONS AS
THE DIRECTORS MAY IN THEIR ABSOLUTE DISCRETION
DEEM FIT; AND B) NOTWITHSTANDING THE AUTHORITY
CONFERRED BY THIS RESOLUTION MAY HAVE CEASED
TO BE IN FORCE ISSUE SHARES IN PURSUANCE OF ANY
INSTRUMENT MADE OR GRANTED BY THE DIRECTORS WHILE
THIS RESOLUTION WAS IN FORCE, PROVIDED THAT:
1) THE AGGREGATE NUMBER OF SHARES TO BE ISSUED
PURSUANT TO THIS RESOLUTION INCLUDING SHARES
TO BE ISSUED IN PURSUANCE OF INSTRUMENTS MADE
OR GRANTED PURSUANT TO THIS RESOLUTION DOES NOT
EXCEED 50% OF THE ISSUED SHARE CAPITAL OF THE
COMPANY, OF WHICH THE AGGREGATE NUMBER OF SHARES
TO BE ISSUED OTHER THAN ON A PRO RATA BASIS TO
SHAREHOLDERS OF THE COMPANY INCLUDING SHARES
TO BE ISSUED IN PURSUANCE OF INSTRUMENTS MADE
OR GRANTED PURSUANT TO THIS RESOLUTION DOES NOT
EXCEED 20% OF THE ISSUED SHARE CAPITAL OF THE
COMPANY; 2) SUBJECT TO SUCH MANNER OF CALCULATION
AS MAY BE PRESCRIBED BY THE SINGAPORE EXCHANGE
SECURITIES TRADING LIMITED (SGX-ST) FOR THE PURPOSE
OF DETERMINING THE AGGREGATE NUMBER OF SHARES
THAT MAY BE ISSUED, THE PERCENTAGE OF ISSUED
SHARE CAPITAL SHALL BE BASED ON THE NUMBER OF
ISSUED SHARES IN THE CAPITAL OF THE COMPANY AT
THE TIME THIS RESOLUTION IS PASSED, AFTER ADJUSTING
FOR: I) NEW SHARES ARISING FROM THE CONVERSION
OR EXERCISE OF ANY CONVERTIBLE SECURITIES OR
SHARE OPTIONS OR VESTING OF SHARE AWARDS WHICH
ARE OUTSTANDING OR SUBSISTING AT THE TIME THIS
RESOLUTION IS PASSED; AND II) ANY SUBSEQUENT
CONSOLIDATION OR SUBDIVISION OF SHARES; 3) IN
EXERCISING THE AUTHORITY CONFERRED BY THIS RESOLUTION,
THE COMPANY SHALL COMPLY WITH THE PROVISIONS
OF THE LISTING MANUAL OF THE SGX-ST FOR THE TIME
BEING IN FORCE UNLESS SUCH COMPLIANCE HAS BEEN
WAIVED BY THE SGX-ST AND THE ARTICLES OF ASSOCIATION
FOR THE TIME BEING OF THE COMPANY; AUTHORITY
EXPIRES AT THE EARLIER OF THE CONCLUSION OF THE
NEXT AGM OF THE COMPANY OR THE DATE BY WHICH
THE NEXT AGM OF THE COMPANY IS REQUIRED BY LAW
13. AUTHORIZE THE DIRECTORS OF THE COMPANY, FOR THE Management For *Management Position Unknown
PURPOSES OF SECTIONS 76C AND 76E OF THE COMPANIES
ACT, CHAPTER 50 THE COMPANIES ACT, TO PURCHASE
OR OTHERWISE ACQUIRE ISSUED ORDINARY SHARES IN
THE CAPITAL OF THE COMPANY ORDINARY SHARES, NOT
EXCEEDING IN AGGREGATE THE MAXIMUM PERCENTAGE
AS HEREAFTER DEFINED, AT SUCH PRICE OR PRICES
AS MAY BE DETERMINED FROM TIME TO TIME UP TO
THE MAXIMUM PRICE WHETHER BY WAY OF: I) MARKET
PURCHASE(S) ON THE SINGAPORE EXCHANGE SECURITIES
TRADING LIMITED SGX-ST; AND/OR II) OFF-MARKET
PURCHASE(S) IF EFFECTED OTHERWISE THAN ON THE
SGX-ST AS THE CASE MAY BE, OTHER EXCHANGE IN
ACCORDANCE WITH ANY EQUAL ACCESS SCHEME(S) AS
MAY BE DETERMINED OR FORMULATED BY THE DIRECTORS
AS THEY CONSIDER FIT, WHICH SATISFIES THE CONDITIONS
PRESCRIBED BY THE ACT AND OTHERWISE IN ACCORDANCE
WITH ALL OTHER LAWS AND REGULATIONS AND RULES
OF THE SGX-ST OR, AS THE CASE MAY BE, OTHER EXCHANGE
AS MAY FOR THE TIME BEING APPLICABLE THE SHARE
PURCHASES MANDATE; AUTHORITY EXPIRES THE EARLIER
OF THE DATE OF THE NEXT AGM IS HELD AND THE DATE
BY WHICH NEXT AGM IS REQUIRED BY THE LAW; AND
DO ALL SUCH ACTS AND THINGS INCLUDING EXECUTING
SUCH DOCUMENTS AS MAY BE REQUIRED AS THEY AND/OR
HE MAY CONSIDER EXPEDIENT OR NECESSARY TO GIVE
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EFFECT TO THE TRANSACTIONS CONTEMPLATED AND/OR
AUTHORIZED BY THIS RESOLUTION
* TRANSACT ANY OTHER BUSINESS Non-Voting *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
URASIA ENERGY LTD. UAEYF SPECIAL MEETING DATE: 04/05/2007
ISSUER: 91703W108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE ARRANGEMENT RESOLUTION. Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
OTTER TAIL CORPORATION OTTR ANNUAL MEETING DATE: 04/09/2007
ISSUER: 689648103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 THE RATIFICATION OF DELOITTE & TOUCHE LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
01 DIRECTOR Management For
ARVID R. LIEBE Management For For
JOHN C. MACFARLANE Management For For
GARY J. SPIES Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
EDP-ENERGIAS DE PORTUGAL, S.A. EDP ANNUAL MEETING DATE: 04/12/2007
ISSUER: 268353109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 RESOLVE ON THE INDIVIDUAL AND CONSOLIDATED ACCOUNTS Management For *Management Position Unknown
REPORTING DOCUMENTS FOR THE 2006 FINANCIAL YEAR,
INCLUDING THE SOLE MANAGEMENT REPORT, THE INDIVIDUAL
ACCOUNTS AND THE CONSOLIDATED ACCOUNTS, THE ANNUAL
REPORT AND THE OPINION OF THE GENERAL AND SUPERVISORY
BOARD AND THE SOLE LEGAL CERTIFICATION OF THE
ACCOUNTS
02 RESOLVE ON THE PROPOSAL FOR THE ALLOCATION OF Management For *Management Position Unknown
PROFITS IN RELATION TO THE 2006 FINANCIAL YEAR
03 RESOLVE ON THE GENERAL APPRAISAL OF THE MANAGEMENT Management For *Management Position Unknown
AND SUPERVISION OF THE COMPANY, IN ACCORDANCE
WITH ARTICLE 455 OF PORTUGUESE COMPANIES CODE
04 GRANT AUTHORIZATION TO THE EXECUTIVE BOARD OF Management For *Management Position Unknown
DIRECTORS FOR THE ACQUISITION AND SALE OF OWN
SHARES BY EDP AND SUBSIDIARIES OF EDP
05 GRANT AUTHORIZATION TO THE EXECUTIVE BOARD OF Management For *Management Position Unknown
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DIRECTORS FOR THE ACQUISITION AND SALE OF OWN
BONDS BY EDP AND SUBSIDIARIES OF EDP
06 RESOLVE ON THE ELECTION OF MEMBERS OF CORPORATE Management For *Management Position Unknown
BODIES
07 RESOLVE ON THE APPRAISAL, FOR CONSULTATION PURPOSES, Management For *Management Position Unknown
OF THE STATEMENT ISSUED BY THE REMUNERATION COMMITTEE
OF THE GENERAL AND SUPERVISORY BOARD IN RELATION
TO THE POLICY OF REMUNERATION OF THE MEMBERS
OF THE EXECUTIVE BOARD OF DIRECTORS
- ------------------------------------------------------------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INC. PEG ANNUAL MEETING DATE: 04/17/2007
ISSUER: 744573106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
07 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT AUDITOR FOR THE YEAR
2007.
06 APPROVE AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION Management For For
TO ELIMINATE PRE-EMPTIVE RIGHTS.
05 APPROVE AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION Management For For
TO ELIMINATE CUMULATIVE VOTING IF THE ELIMINATION
OF THE CLASSIFIED BOARD PURSUANT TO PROPOSAL
4 IS APPROVED.
04 APPROVE AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION Management For For
TO ELIMINATE CLASSIFICATION OF THE BOARD OF DIRECTORS,
IF ELIMINATION OF CUMULATIVE VOTING PURSUANT
TO PROPOSAL 5 IS APPROVED.
03 APPROVE THE ADOPTION OF THE 2007 EQUITY COMPENSATION Management For For
PLAN FOR OUTSIDE DIRECTORS.
02 APPROVE AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION Management For For
TO INCREASE THE AUTHORIZED COMMON STOCK FROM
500 MILLION TO 1 BILLION SHARES.
01 DIRECTOR Management For
ERNEST H. DREW* Management For For
WILLIAM V. HICKEY** Management For For
RALPH IZZO** Management For For
RICHARD J. SWIFT** Management For For
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
07 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT AUDITOR FOR THE YEAR
2007.
06 APPROVE AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION Management For For
TO ELIMINATE PRE-EMPTIVE RIGHTS.
05 APPROVE AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION Management For For
TO ELIMINATE CUMULATIVE VOTING IF THE ELIMINATION
OF THE CLASSIFIED BOARD PURSUANT TO PROPOSAL
4 IS APPROVED.
04 APPROVE AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION Management For For
TO ELIMINATE CLASSIFICATION OF THE BOARD OF DIRECTORS,
IF ELIMINATION OF CUMULATIVE VOTING PURSUANT
TO PROPOSAL 5 IS APPROVED.
03 APPROVE THE ADOPTION OF THE 2007 EQUITY COMPENSATION Management For For
PLAN FOR OUTSIDE DIRECTORS.
02 APPROVE AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION Management For For
TO INCREASE THE AUTHORIZED COMMON STOCK FROM
500 MILLION TO 1 BILLION SHARES.
01 DIRECTOR Management For
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ERNEST H. DREW* Management For For
WILLIAM V. HICKEY** Management For For
RALPH IZZO** Management For For
RICHARD J. SWIFT** Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
PG&E CORPORATION PCG ANNUAL MEETING DATE: 04/18/2007
ISSUER: 69331C108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DAVID R. ANDREWS Management For For
LESLIE S. BILLER Management For For
DAVID A. COULTER Management For For
C. LEE COX Management For For
PETER A. DARBEE Management For For
MARYELLEN C. HERRINGER Management For For
RICHARD A. MESERVE Management For For
MARY S. METZ Management For For
BARBARA L. RAMBO Management For For
BARRY LAWSON WILLIAMS Management For For
02 RATIFICATION OF APPOINTMENT OF THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM
03 PERFORMANCE-BASED STOCK OPTIONS Shareholder Against For
04 CUMULATIVE VOTING Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
IDEARC INC. IAR ANNUAL MEETING DATE: 04/19/2007
ISSUER: 451663108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
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Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 41 of 115
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN J. MUELLER Management For For
JERRY V. ELLIOTT Management For For
KATHERINE J. HARLESS Management For For
DONALD B. REED Management For For
STEPHEN L. ROBERTSON Management For For
THOMAS S. ROGERS Management For For
PAUL E. WEAVER Management For For
02 RATIFICATION OF ERNST & YOUNG LLP AS IDEARC S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
UNITIL CORPORATION UTL ANNUAL MEETING DATE: 04/19/2007
ISSUER: 913259107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MICHAEL J. DALTON Management For For
EDWARD F. GODFREY Management For For
EBEN S. MOULTON Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
VIVENDI, PARIS AGM MEETING DATE: 04/19/2007
ISSUER: F97982106 ISIN: FR0000127771
SEDOL: B0CR3H6, B1G0HP4, 4834777, 4859587, B0334V4, B11SBW8, 4841379, 4863470
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS A REVISION DUE TO DELETION Non-Voting *Management Position Unknown
OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
* PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown
YOU.
O.1 RECEIVE THE REPORTS OF THE EXECUTIVE COMMITTEE Management For *Management Position Unknown
AND THE AUDITORS, APPROVE THE COMPANY S FINANCIAL
STATEMENTS FOR THE YE IN 2006, AS PRESENTED,
SHOWING EARNINGS OF EUR 4,412,354,584.59
O.2 RECEIVE THE REPORTS OF THE EXECUTIVE COMMITTEE Management For *Management Position Unknown
AND THE AUDITORS, APPROVE THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE SAID FY, IN THE FORM PRESENTED
TO THE MEETING
O.3 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For *Management Position Unknown
AGREEMENTS GOVERNED BY ARTICLE L.225-88 OF THE
FRENCH COMMERCIAL CODE, APPROVE SAID REPORT AND
THE AGREEMENTS REFERRED TO THEREIN
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O.4 APPROVE THE RECOMMENDATIONS OF THE EXECUTIVE Management For *Management Position Unknown
COMMITTEE AND RESOLVES THAT THE DISTRIBUTABLE
INCOME FOR THE FY BE APPROPRIATED AS FOLLOWS:
INCOME FOR THE FY: EUR 4,412,354,584.59 RETAINED
EARNINGS: EUR 10,389,661,400.91 TOTAL: EUR 14,802,015,985.50
ALLOCATED TO: LEGAL RESERVE: EUR 1,956,028.25
DIVIDENDS: EUR 1,386,784,539.60 OTHER RESERVES:
EUR 11,213,275,417.65 RETAINED EARNINGS: EUR
2,200,000,000.00 TOTAL: EUR 14,802,015,985.50
THE SHAREHOLDERS WILL RECEIVE A NET DIVIDEND
OF EUR 1.20 PER SHARE AND WILL ENTITLE TO THE
40% DEDUCTION PROVIDED BY THE FRENCH TAX CODE;
THIS DIVIDEND WILL BE PAID ON 26 APR 2007; AS
REQUIRED BYLAW
O.5 RATIFY THE CO-OPTATION OF MR. MEHDI DAZI AS SUPERVISORY Management For *Management Position Unknown
BOARD MEMBER UNTIL THE SHAREHOLDERS MEETING
CALLED TO APPROVE THE FINANCIAL STATEMENTS FOR
THE FY 2008
O.6 AUTHORIZE THE EXECUTIVE COMMITTEE TO TRADE IN Management For *Management Position Unknown
THE COMPANY S SHARES ON THE STOCK MARKET OR OTHERWISE
SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM
PURCHASE PRICE: EUR 45.00 MAXIMUM NUMBER OF SHARES
TO BE ACQUIRED: 10% OF THE SHARE CAPITAL, MAXIMUM
FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 4,000,000,000.00;
AUTHORITY EXPIRES ON 18-MONTH PERIOD; AND TO
TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES; THIS AUTHORIZATION SUPERSEDES
THE REMAINING PERIOD OF THE AUTHORIZATION GRANTED
BY THE COMBINED SHAREHOLDERS MEETING OF 20 APR
2006 IN ITS RESOLUTION E.10
E.7 AUTHORIZE THE EXECUTIVE COMMITTEE TO DECIDE ON Management For *Management Position Unknown
1 OR MORE CAPITAL INCREASES, IN FRANCE OR ABROAD,
BY A MAXIMUM NOMINAL AMOUNT OF EUR 1,000,000,000.00,
BY ISSUANCE, WITH PREFERRED SUBSCRIPTION RIGHTS
MAINTAINED, OF COMMON SHARES AND SECURITIES GIVING
ACCESS TO THE CAPITAL; AUTHORITY EXPIRES ON 26-MONTH
PERIOD; THE NUMBER OF SECURITIES TO BE ISSUED
MAY BE INCREASED IN ACCORDANCE WITH THE CONDITIONS
GOVERNED BY ARTICLE L.225-135-1 OF THE FRENCH
COMMERCIAL CODE; AND TO CHARGE THE SHARE ISSUANCE
COSTS AGAINST THE RELATED PREMIUMS AND DEDUCT
FROM THE PREMIUMS THE AMOUNTS NECESSARY TO FUND
THE LEGAL RESERVE; THIS DELEGATION OF POWERS
SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO
THE SAME EFFECT, PARTICULARLY IN THE 1 GIVEN
BY THE SHAREHOLDERS MEETING DATED 28 APR 2005
IN THE RESOLUTION 7
E.8 AUTHORIZE THE EXECUTIVE COMMITTEE TO DECIDE ON Management For *Management Position Unknown
1 OR MORE CAPITAL INCREASES, IN FRANCE OR ABROAD,
BY A MAXIMUM NOMINAL AMOUNT OF EUR 500,000,000.00,
BY ISSUANCE, WITH CANCELLATION OF THE SHAREHOLDERS
PREFERRED SUBSCRIPTION RIGHTS, OF COMMON SHARES
AND SECURITIES GIVING ACCESS TO THE CAPITAL;
AUTHORITY EXPIRES ON 26-MONTH PERIOD; THE NUMBER
OF SECURITIES TO BE ISSUED MAY BE INCREASED IN
ACCORDANCE WITH THE CONDITIONS GOVERNED BY ARTICLE
L.225-135-1 OF THE FRENCH COMMERCIAL CODE; THE
SHAREHOLDERS MEETING AUTHORIZES, FOR THE SAME
PERIOD, THE EXECUTIVE COMMITTEE TO INCREASE THE
SHARE CAPITAL, UP TO 10% OF THE SHARE CAPITAL,
IN CONSIDERATION FOR THE CONTRIBUTIONS IN KIND
GRANTED TO THE COMPANY AND COMPRISED OF CAPITAL
SECURITIES OR SECURITIES GIVING ACCESS TO THE
SHARE CAPITAL; THE EXECUTIVE COMMITTEE MAY ALSO
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PROCEED WITH A CAPITAL INCREASE IN CONSIDERATION
FOR SECURITIES TENDERED IN A PUBLIC EXCHANGE
OFFER INITIATED BY THE COMPANY CONCERNING THE
SHARES OF ANOTHER COMPANY; AND TO CHARGE THE
SHARE ISSUANCE COSTS AGAINST THE RELATED PREMIUMS
AND DEDUCT FROM THE PREMIUMS THE AMOUNTS NECESSARY
TO FUND THE LEGAL RESERVE; THIS DELEGATION OF
POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT, PARTICULARLY IN THE 1 GIVEN
BY THE SHAREHOLDERS MEETING DATED 28 APR 2005
IN THE RESOLUTION 8; THE AMOUNT OF CAPITAL INCREASES
CARRIED OUT BY VIRTUE OF THE PRESENT RESOLUTION
SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH
IN THE RESOLUTION E.7
E.9 AUTHORIZE THE EXECUTIVE COMMITTEE TO DECIDE ON Management For *Management Position Unknown
1 OR MORE CAPITAL INCREASES, UP TO A MAXIMUM
NOMINAL AMOUNT OF EUR 500,000,000.00 BY WAY OF
CAPITALIZING RESERVES, PROFITS, PREMIUMS OR OTHER
MEANS, PROVIDED THAT SUCH CAPITALIZATION IS ALLOWED
BYLAW AND UNDER THE BY-LAWS, BY ISSUING BONUS
SHARES OR RAISING THE PAR VALUE OF EXISTING SHARES;
AUTHORITY EXPIRES ON 26-MONTH PERIOD; THIS DELEGATION
OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT, PARTICULARLY THE 1 GIVEN
BY THE SHAREHOLDER S MEETING DATED 28 APR 2005
IN THE RESOLUTION 10; THE AMOUNT OF CAPITAL INCREASES
CARRIED OUT BY VIRTUE OF THE PRESENT RESOLUTION
SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH
IN THE RESOLUTION E.7
E.10 AUTHORIZE THE EXECUTIVE COMMITTEE TO INCREASE Management For *Management Position Unknown
THE SHARE CAPITAL, ON 1 OR MORE OCCASIONS, IN
FAVOUR OF EMPLOYEES, AND FORMER EMPLOYEES OF
THE COMPANY AND COMPANIES OF THE VIVENDI GROUP,
WHO ARE MEMBERS OF THE GROUP SAVINGS PLAN; AUTHORITY
EXPIRES ON 26-MONTH PERIOD; AND FOR A TOTAL NUMBER
OF SHARES THAT SHALL NOT EXCEED 1.5% OF THE SHARE
CAPITAL; AND TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES; THIS DELEGATION
OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT, PARTICULARLY THE 1 GIVEN
BY THE SHAREHOLDER S MEETING DATED 28 APR 2006
IN ITS RESOLUTION 11; THE AMOUNT OF CAPITAL INCREASES
CARRIED OUT BY VIRTUE OF THE PRESENT RESOLUTION
SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH
IN THE RESOLUTION E.7
E.11 AUTHORIZE THE EXECUTIVE COMMITTEE TO REDUCE THE Management For *Management Position Unknown
SHARE CAPITAL, ON 1 OR MORE OCCASIONS AND AT
ITS SOLE DISCRETION, BY CANCELING ALL OR PART
OF THE SHARES HELD BY THE COMPANY IN CONNECTION
WITH A STOCK REPURCHASE PLAN, UP TO A MAXIMUM
10% OF THE SHARE CAPITAL OVER A 24 MONTH PERIOD;
AUTHORITY EXPIRES ON 26-MONTH PERIOD; AND TO
TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES; THIS DELEGATION OF POWERS
SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO
THE SAME EFFECT, PARTICULARLY THE 1 GIVEN BY
THE SHAREHOLDER S MEETING DATED 20 APR 2006 IN
ITS RESOLUTION 11
E.12 APPROVE TO BRING THE ARTICLES OF THE BYLAWS INTO Management For *Management Position Unknown
CONFORMITY WITH THE PROVISIONS OF ARTICLE NO
L.225-71 OF THE FRENCH COMMERCIAL CODE MODIFIED
BY THE LAW NO 2006-1170 OF 30 DEC 2006 AND AMEND
ARTICLE 8 OF THE BYLAWS-SUPERVISORY BOARD MEMBER
ELECTED BY THE EMPLOYEES
E.13 APPROVE TO BRING THE ARTICLES OF THE BYLAWS INTO Management For *Management Position Unknown
CONFORMITY WITH THE PROVISIONS OF ARTICLES 84-1
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AND 108-1 OF THE DECREE NO 67-236 OF 23 MAR 1967
MODIFIED BY THE DECREE OF 11 DEC 2006 AND AMEND
ARTICLES 10 AND 14 OF THE BYLAWS-ORGANIZATION
OF THE SUPERVISORY BOARD AND ORGANIZATION OF
THE EXECUTIVE COMMITTEE
E.14 APPROVE TO BRING THE ARTICLES OF THE BYLAWS INTO Management For *Management Position Unknown
CONFORMITY WITH THE PROVISIONS OF ARTICLE 136
OF THE DECREE NO 67-236 OF 23 MAR 1967 MODIFIED
BY THE DECREE OF 11 DEC 2006 AND AMEND ARTICLE
16 OF THE BYLAWS-SHAREHOLDERS MEETING
E.15 APPROVE TO DECIDE THE 15 DAY PERIOD APPLICABLE Management For *Management Position Unknown
FOR THE DECLARATIONS OF THE STATUTORY EXCEEDING
OF THE THRESHOLDS AND AMEND ARTICLE 5 OF THE
BYLAWS-SHARES IN ORDER TO BRING IT TO 5 MARKET
DAYS
E.16 AMEND ARTICLE 17 OF THE BYLAWS-VOTING RIGHTS Management For *Management Position Unknown
E.17 GRANT FULL POWERS TO THE BEARER OF AN ORIGINAL, Management For *Management Position Unknown
A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER
FORMALITIES PRESCRIBED BY LAW
- ------------------------------------------------------------------------------------------------------------------------------------
CLECO CORPORATION CNL ANNUAL MEETING DATE: 04/20/2007
ISSUER: 12561W105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
SHERIAN G. CADORIA Management For For
RICHARD B. CROWELL Management For For
MICHAEL H. MADISON Management For For
W.L. WESTBROOK Management For For
02 TO RATIFY THE AUDIT COMMITTEE S APPOINTMENT OF Management For For
THE FIRM OF PRICEWATERHOUSECOOPERS LLP AS CLECO
CORPORATION S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
SOUTH JERSEY INDUSTRIES, INC. SJI ANNUAL MEETING DATE: 04/20/2007
ISSUER: 838518108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
HELEN R. BOSLEY, CFA Management For For
EDWARD J. GRAHAM Management For For
AMBASSADOR W.J. HUGHES Management For For
HERMAN D. JAMES, PH.D. Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
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- ------------------------------------------------------------------------------------------------------------------------------------
AMEREN CORPORATION AEE ANNUAL MEETING DATE: 04/24/2007
ISSUER: 023608102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
STEPHEN F. BRAUER Management For For
SUSAN S. ELLIOTT Management For For
GAYLE P.W. JACKSON Management For For
JAMES C. JOHNSON Management For For
RICHARD A. LIDDY Management For For
GORDON R. LOHMAN Management For For
CHARLES W. MUELLER Management For For
DOUGLAS R. OBERHELMAN Management For For
GARY L. RAINWATER Management For For
HARVEY SALIGMAN Management For For
PATRICK T. STOKES Management For For
JACK D. WOODARD Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTANTS
03 SHAREHOLDER PROPOSAL RELATING TO REPORT ON CALLAWAY Shareholder Against For
PLANT RELEASES
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC AEP ANNUAL MEETING DATE: 04/24/2007
ISSUER: 025537101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
E.R. BROOKS Management For For
D.M. CARLTON Management For For
R.D. CROSBY, JR. Management For For
J.P. DESBARRES Management For For
R.W. FRI Management For For
L.A. GOODSPEED Management For For
W.R. HOWELL Management For For
L.A. HUDSON, JR. Management For For
M.G. MORRIS Management For For
L.L. NOWELL III Management For For
R.L. SANDOR Management For For
D.G. SMITH Management For For
K.D. SULLIVAN Management For For
02 APPROVAL OF AEP SENIOR OFFICER INCENTIVE PLAN. Management For For
03 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
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E.R. BROOKS Management For For
D.M. CARLTON Management For For
R.D. CROSBY, JR. Management For For
J.P. DESBARRES Management For For
R.W. FRI Management For For
L.A. GOODSPEED Management For For
W.R. HOWELL Management For For
L.A. HUDSON, JR. Management For For
M.G. MORRIS Management For For
L.L. NOWELL III Management For For
R.L. SANDOR Management For For
D.G. SMITH Management For For
K.D. SULLIVAN Management For For
02 APPROVAL OF AEP SENIOR OFFICER INCENTIVE PLAN. Management For For
03 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
- ------------------------------------------------------------------------------------------------------------------------------------
CH ENERGY GROUP, INC. CHG ANNUAL MEETING DATE: 04/24/2007
ISSUER: 12541M102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
STEVEN V. LANT Management For For
JEFFREY D. TRANEN Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
COOPER INDUSTRIES, LTD. CBE ANNUAL MEETING DATE: 04/24/2007
ISSUER: G24182100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
S.G. BUTLER Management For For
D.F. SMITH Management For For
G.B. SMITH Management For For
M.S. THOMPSON Management For For
L.D. KINGSLEY Management For For
02 APPOINT ERNST & YOUNG LLP AS INDEPENDENT AUDITORS Management For For
FOR THE YEAR ENDING 12/31/2007.
03 AMENDMENT TO COOPER S BYE-LAWS TO INCREASE AUTHORIZED Management For For
SHARES.
04 SHAREHOLDER PROPOSAL REQUESTING COOPER TO IMPLEMENT Shareholder Against For
A CODE OF CONDUCT BASED ON INTERNATIONAL LABOR
ORGANIZATION HUMAN RIGHTS STANDARDS.
- ------------------------------------------------------------------------------------------------------------------------------------
ENDESA SA, MADRID EGM MEETING DATE: 04/24/2007
ISSUER: E41222113 ISIN: ES0130670112
SEDOL: 2615424, 5271782, B0389N6, 5788806, 4315368, 5285501, B0ZNJC8
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Selected Accounts: NPX GABELLI UTILITIES FUND Page 47 of 115
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. AMEND ARTICLE 32 OF THE CORPORATE BYLAWS LIMITATION Management For *Management Position Unknown
OF VOTING RIGHTS
2. AMEND ARTICLE 37 OF THE CORPORATE BYLAWS NUMBER Management For *Management Position Unknown
OF CLASSES OF THE DIRECTORS
3. AMEND ARTICLE 38 OF THE CORPORATE BYLAWS TERM Management For *Management Position Unknown
OF OFFICE OF THE DIRECTOR
4. AMEND ARTICLE 42 OF THE CORPORATE BYLAWS INCOMPATIBILITIES Management For *Management Position Unknown
OF THE DIRECTORS
5. AUTHORIZE THE BOARD OF DIRECTORS TO EXECUTE AND Management For *Management Position Unknown
IMPLEMENT THE RESOLUTIONS ADOPTED BY THE GENERAL
MEETING, AS WELL AS TO SUBSTITUTE THE AUTHORITIES
IT RECEIVES FROM THE GENERAL MEETING, AND GRANT
AUTHORITY FOR PROCESSING THE SAID RESOLUTIONS
AS A PUBLIC INSTRUMENT, REGISTRATION THEREOF
AND, AS THE CAUSE MAY BE, CORRECTION THEREOF
- ------------------------------------------------------------------------------------------------------------------------------------
HAWAIIAN ELECTRIC INDUSTRIES, INC. HE ANNUAL MEETING DATE: 04/24/2007
ISSUER: 419870100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
THOMAS B. FARGO Management For For
DIANE J. PLOTTS Management For For
KELVIN H. TAKETA Management For For
JEFFREY N. WATANABE Management For For
02 RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
- ------------------------------------------------------------------------------------------------------------------------------------
CALIFORNIA WATER SERVICE GROUP CWT ANNUAL MEETING DATE: 04/25/2007
ISSUER: 130788102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DOUGLAS M. BROWN Management For For
ROBERT W. FOY Management For For
E.D. HARRIS, JR., M.D. Management For For
BONNIE G. HILL Management For For
DAVID N. KENNEDY Management For For
RICHARD P. MAGNUSON Management For For
LINDA R. MEIER Management For For
PETER C. NELSON Management For For
GEORGE A. VERA Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG, LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE GROUP FOR 2007.
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- ------------------------------------------------------------------------------------------------------------------------------------
ENERGEN CORPORATION EGN ANNUAL MEETING DATE: 04/25/2007
ISSUER: 29265N108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
STEPHEN D. BAN Management For For
JULIAN W. BANTON Management For For
T. MICHAEL GOODRICH Management For For
WM. MICHAEL WARREN, JR. Management For For
JAMES T. MCMANUS, II Management For For
02 PROPOSAL TO APPROVE AMENDMENTS TO AND RATIFY Management For For
ENERGEN CORPORATION S 1997 STOCK INCENTIVE PLAN
03 PROPOSAL TO APPROVE ENERGEN CORPORATION S ANNUAL Management For For
INCENTIVE COMPENSATION PLAN
04 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
- ------------------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY GE ANNUAL MEETING DATE: 04/25/2007
ISSUER: 369604103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
09 REPORT ON PAY DIFFERENTIAL Shareholder Against For
08 ETHICAL CRITERIA FOR MILITARY CONTRACTS Shareholder Against For
07 GLOBAL WARMING REPORT Shareholder Against For
06 REPORT ON CHARITABLE CONTRIBUTIONS Shareholder Against For
05 ELIMINATE DIVIDEND EQUIVALENTS Shareholder Against For
04 INDEPENDENT BOARD CHAIRMAN Shareholder Against For
03 ONE DIRECTOR FROM THE RANKS OF RETIREES Shareholder Against For
02 CURB OVER-EXTENDED DIRECTORS Shareholder Against For
01 CUMULATIVE VOTING Shareholder Against For
E APPROVAL OF MATERIAL TERMS OF SENIOR OFFICER Management For For
PERFORMANCE GOALS
D APPROVAL OF 2007 LONG TERM INCENTIVE PLAN Management For For
A DIRECTOR Management For
JAMES I. CASH, JR. Management For For
SIR WILLIAM M. CASTELL Management For For
ANN M. FUDGE Management For For
CLAUDIO X. GONZALEZ Management For For
SUSAN HOCKFIELD Management For For
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Selected Accounts: NPX GABELLI UTILITIES FUND Page 49 of 115
JEFFREY R. IMMELT Management For For
ANDREA JUNG Management For For
ALAN G.(A.G.) LAFLEY Management For For
ROBERT W. LANE Management For For
RALPH S. LARSEN Management For For
ROCHELLE B. LAZARUS Management For For
SAM NUNN Management For For
ROGER S. PENSKE Management For For
ROBERT J. SWIERINGA Management For For
DOUGLAS A. WARNER III Management For For
ROBERT C. WRIGHT Management For For
B RATIFICATION OF KPMG Management For For
C ADOPTION OF MAJORITY VOTING FOR DIRECTORS Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
HERA SPA, BOLOGNA MIX MEETING DATE: 04/25/2007
ISSUER: T5250M106 ISIN: IT0001250932 BLOCKING
SEDOL: 7598003, B020CX4, 7620508
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
26 APR 2007. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU.
* PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management Position Unknown
OF RECORD DATE AND DELETION OF A COMMENT. PLEASE
ALSO NOTE THE NEW CUT-OFF IS 16 APR 2007. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
Take No
E.1 AMEND PARAGRAPH 7.3 OF ARTICLE NO. 7 AND PARAGRAPH Management Action *Management Position Unknown
17.1(A).1, 17.1(A).3, 17.1(A).4, 17.1(A).5, 17.1(B).1
AND 17.1(B).4 OF ARTICLE NO.17 BY-LAWS
Take No
E.2 AMEND PARAGRAPH 17.1(B).1, 17.1(B).2 AND 17.1(B).3 Management Action *Management Position Unknown
OF ARTICLE NO. 17 AND ARTICLE NO. 18, 26, 27
AND 29 OF THE COMPANY BY-LAWS
Take No
O.1 APPROVE THE FINANCIAL STATEMENT AS AT 31 DEC Management Action *Management Position Unknown
2006, REPORT ON THE OPERATIONS, PROPOSAL OF INCOME
DISTRIBUTION, REPORT OF THE BOARD OF STATUTORY
AUDITORS
Take No
O.2 APPROVE TO DISTRIBUTE THE RESERVES Management Action *Management Position Unknown
Take No
O.3 GRANT AUTHORITY TO PURCHASE AND DISPOSE ITS OWN Management Action *Management Position Unknown
SHARES
Take No
O.4 APPOINT A NEW MEMBER OF THE BOARD OF DIRECTORS Management Action *Management Position Unknown
AS PER EX ARTICLE 2449 CIVIL CODE
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Take No
O.5 APPROVE TO EXTEND THE AUDIT MANDATE GIVEN TO Management Action *Management Position Unknown
THE AUDITING FIRM FOR THE PERIOD FROM 2012 TO
2014
- ------------------------------------------------------------------------------------------------------------------------------------
NRG ENERGY, INC. NRG ANNUAL MEETING DATE: 04/25/2007
ISSUER: 629377508 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DAVID CRANE Management For For
STEPHEN L. CROPPER Management For For
MAUREEN MISKOVIC Management For For
THOMAS H. WEIDEMEYER Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
- ------------------------------------------------------------------------------------------------------------------------------------
EDISON INTERNATIONAL EIX ANNUAL MEETING DATE: 04/26/2007
ISSUER: 281020107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
J.E. BRYSON Management For For
V.C.L. CHANG Management For For
F.A. CORDOVA Management For For
C.B. CURTIS Management For For
B.M. FREEMAN Management For For
L.G. NOGALES Management For For
R.L. OLSON Management For For
J.M. ROSSER Management For For
R.T. SCHLOSBERG, III Management For For
R.H. SMITH Management For For
T.C. SUTTON Management For For
02 RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Management For For
PUBLIC ACCOUNTING FIRM.
03 MANAGEMENT PROPOSAL TO APPROVE THE EDISON INTERNATIONAL Management For For
2007 PERFORMANCE INCENTIVE PLAN.
04 SHAREHOLDER PROPOSAL REGARDING PERFORMANCE-BASED Shareholder Against For
STOCK OPTIONS.
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
J.E. BRYSON Management For For
V.C.L. CHANG Management For For
F.A. CORDOVA Management For For
C.B. CURTIS Management For For
B.M. FREEMAN Management For For
L.G. NOGALES Management For For
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R.L. OLSON Management For For
J.M. ROSSER Management For For
R.T. SCHLOSBERG, III Management For For
R.H. SMITH Management For For
T.C. SUTTON Management For For
02 RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Management For For
PUBLIC ACCOUNTING FIRM.
03 MANAGEMENT PROPOSAL TO APPROVE THE EDISON INTERNATIONAL Management For For
2007 PERFORMANCE INCENTIVE PLAN.
04 SHAREHOLDER PROPOSAL REGARDING PERFORMANCE-BASED Shareholder Against For
STOCK OPTIONS.
- ------------------------------------------------------------------------------------------------------------------------------------
NICOR INC. GAS ANNUAL MEETING DATE: 04/26/2007
ISSUER: 654086107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
R.M. BEAVERS, JR. Management For For
B.P. BICKNER Management For For
J.H. BIRDSALL, III Management For For
N.R. BOBINS Management For For
T.A. DONAHOE Management For For
B.J. GAINES Management For For
R.A. JEAN Management For For
D.J. KELLER Management For For
R.E. MARTIN Management For For
G.R. NELSON Management For For
J. RAU Management For For
J.F. RIORDAN Management For For
R.M. STROBEL Management For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
03 SHAREHOLDER PROPOSAL FOR A SIMPLE MAJORITY VOTE Shareholder Against For
OF SHAREHOLDERS.
- ------------------------------------------------------------------------------------------------------------------------------------
SCANA CORPORATION SCG ANNUAL MEETING DATE: 04/26/2007
ISSUER: 80589M102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
W. HAYNE HIPP Management For For
HAROLD C. STOWE Management For For
G. SMEDES YORK Management For For
02 APPROVAL OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
- ------------------------------------------------------------------------------------------------------------------------------------
SJW CORP. SJW ANNUAL MEETING DATE: 04/26/2007
ISSUER: 784305104 ISIN:
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Selected Accounts: NPX GABELLI UTILITIES FUND Page 52 of 115
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
M.L. CALI Management For For
J.P. DINAPOLI Management For For
D.R. KING Management For For
G.E. MOSS Management For For
W.R. ROTH Management For For
C.J. TOENISKOETTER Management For For
F.R. ULRICH, JR. Management For For
R.A. VAN VALER Management For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION
FOR FISCAL YEAR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
SNAM RETE GAS SPA, SAN DONATO MILANESE (MI) MIX MEETING DATE: 04/26/2007
ISSUER: T8578L107 ISIN: IT0003153415 BLOCKING
SEDOL: B01DR17, 7251470, B16NNY4
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management Position Unknown
OF RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
27 APR 2007 AND A THIRD CALL ON 30 APR 2007 SAME
TIME AND PLACE. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU.
* PLEASE NOTE THAT THE FEES: IN ADDITION TO INTESA Non-Voting *Management Position Unknown
SANPAOLO S STANDARD FEES FOR THE ISSUING OF COMMUNICATIONS
TO THE COMPANIES TO ATTEND THE MEETINGS, YOU
WILL BE CHARGED DIRECTLY AND ON A SEPARATE BASIS
WITH THE PROXY AGENT S FEES, WHICH RANGE FROM
EUR 300 TO EUR 500 PER MEETING. PLEASE REFER
TO THE CONTRACTUAL ARRANGEMENTS IN FORCE AT PRESENT.
THANK YOU.
Take No
e.1 AMEND THE ARTILCES 11, 12, 15, 16, 18, 19, 20 Management Action *Management Position Unknown
AND 22 OF THE ARTICLES OF THE BY-LAWS
Take No
o.1 APPROVE THE FINANCIAL STATEMENTS AS OF 31 DEC Management Action *Management Position Unknown
2006, CONSOLIDATED BALANCE SHEET AS AT 31 DEC
2006, DIRECTORS REPORT AND REPORT OF THE AUDITORS
ALONG WITH THE AUDITING FIRM REPORT
Take No
o.2 APPROVE THE ALLOTMENT OF NET INCOME AND DIVIDEND Management Action *Management Position Unknown
DISTRIBUTION
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 53 of 115
Take No
o.3 APPOINT THE DIRECTORS, PRIOR DECISIONS RELATED Management Action *Management Position Unknown
TO NUMBERS, THE PERIOD OF THEIR OFFICE AND THE
FIXATION OF THE EMOLUMENTS
Take No
o.4 APPOINT OF THE CHAIRMAN OF THE BOARD OF DIRECTORS Management Action *Management Position Unknown
Take No
o.5 APPOINT THE BOARD OF STATUTORY AUDITORS AND APPROVE Management Action *Management Position Unknown
TO FIX THE EMOLUMENTS
Take No
o.6 APPROVE TO EXTENT THE AUDIT MANDATE FOR A 5 YEAR Management Action *Management Position Unknown
PERIOD FROM 2005 TO 2012 GRANTED TO THE AUDITING
FIRM PRICEWATERHOUSECOOPERS FOR THE SAME PERIOD
- ------------------------------------------------------------------------------------------------------------------------------------
THE EMPIRE DISTRICT ELECTRIC COMPANY EDE ANNUAL MEETING DATE: 04/26/2007
ISSUER: 291641108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROSS C. HARTLEY Management For For
JULIO S. LEON Management For For
ALLAN T. THOMS Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS EMPIRE S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICA MOVIL, S.A.B. DE C.V. AMX SPECIAL MEETING DATE: 04/27/2007
ISSUER: 02364W105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
I APPOINTMENT OR, AS THE CASE MAY BE, REELECTION Management For *Management Position Unknown
OF THE MEMBERS OF THE BOARD OF DIRECTORS OF THE
COMPANY THAT THE HOLDERS OF THE SERIES L SHARES
ARE ENTITLED TO APPOINT. ADOPTION OF RESOLUTIONS
THEREON.
II APPOINTMENT OF DELEGATES TO EXECUTE AND, IF APPLICABLE, Management For *Management Position Unknown
FORMALIZE THE RESOLUTIONS ADOPTED BY THE MEETING.
ADOPTION OF RESOLUTIONS THEREON.
- ------------------------------------------------------------------------------------------------------------------------------------
AT&T INC. T ANNUAL MEETING DATE: 04/27/2007
ISSUER: 00206R102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 54 of 115
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
A01 ELECTION OF DIRECTOR: WILLIAM F. ALDINGER III Management For For
A02 ELECTION OF DIRECTOR: GILBERT F. AMELIO Management For For
A03 ELECTION OF DIRECTOR: REUBEN V. ANDERSON Management For For
A04 ELECTION OF DIRECTOR: JAMES H. BLANCHARD Management For For
A05 ELECTION OF DIRECTOR: AUGUST A. BUSCH III Management For For
A06 ELECTION OF DIRECTOR: JAMES P. KELLY Management For For
A07 ELECTION OF DIRECTOR: CHARLES F. KNIGHT Management For For
A08 ELECTION OF DIRECTOR: JON C. MADONNA Management For For
A09 ELECTION OF DIRECTOR: LYNN M. MARTIN Management For For
A10 ELECTION OF DIRECTOR: JOHN B. MCCOY Management For For
A11 ELECTION OF DIRECTOR: MARY S. METZ Management For For
A12 ELECTION OF DIRECTOR: TONI REMBE Management For For
A13 ELECTION OF DIRECTOR: JOYCE M. ROCHE Management For For
A14 ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Management For For
A15 ELECTION OF DIRECTOR: LAURA D ANDREA TYSON Management For For
A16 ELECTION OF DIRECTOR: PATRICIA P. UPTON Management For For
A17 ELECTION OF DIRECTOR: EDWARD E. WHITACRE, JR. Management For For
B02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
B03 APPROVE THE AT&T SEVERANCE POLICY Management For For
C04 STOCKHOLDER PROPOSAL A Shareholder Against For
C05 STOCKHOLDER PROPOSAL B Shareholder Against For
C06 STOCKHOLDER PROPOSAL C Shareholder Against For
C07 STOCKHOLDER PROPOSAL D Shareholder Against For
C08 STOCKHOLDER PROPOSAL E Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
DOMINION RESOURCES, INC. D ANNUAL MEETING DATE: 04/27/2007
ISSUER: 25746UUTH ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PETER W. BROWN Management For For
GEORGE A. DAVIDSON, JR. Management For For
THOMAS F. FARRELL, II Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 55 of 115
JOHN W. HARRIS Management For For
ROBERT S. JEPSON, JR. Management For For
MARK J. KINGTON Management For For
BENJAMIN J. LAMBERT III Management For For
MARGARET A. MCKENNA Management For For
FRANK S. ROYAL Management For For
DAVID A. WOLLARD Management For For
02 RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS Management For For
FOR THE 2007 FINANCIAL STATEMENTS.
03 SHAREHOLDER PROPOSAL - ENVIRONMENTAL REPORT. Shareholder Against For
04 SHAREHOLDER PROPOSAL - TRANSMISSION LINE REPORT. Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
DPL INC. DPL ANNUAL MEETING DATE: 04/27/2007
ISSUER: 233293109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT D. BIGGS Management For For
W AUGUST HILLENBRAND Management For For
NED J. SIFFERLEN Management For For
02 APPROVAL OF THE AMENDMENT TO THE REGULATIONS Management For For
OF DPL INC. REGARDING MAJORITY VOTE ALTERNATIVE
FOR THE ELECTION OF DIRECTORS.
03 SHAREHOLDER PROPOSAL ON EXECUTIVE BONUSES. Shareholder Against For
04 SHAREHOLDER PROPOSAL ON MAJORITY VOTE REINCORPORATION Shareholder Against For
PROPOSAL.
05 RATIFICATION OF KPMG LLP AS INDEPENDENT AUDITORS. Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
GATX CORPORATION GMT ANNUAL MEETING DATE: 04/27/2007
ISSUER: 361448103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES M. DENNY Management For For
RICHARD FAIRBANKS Management For For
DEBORAH M. FRETZ Management For For
MARLA C. GOTTSCHALK Management For For
ERNST A. HABERLI Management For For
BRIAN A. KENNEY Management For For
MARK G. MCGRATH Management For For
MICHAEL E. MURPHY Management For For
CASEY J. SYLLA Management For For
02 APPROVAL OF APPOINTMENT OF AUDITORS Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 56 of 115
- ------------------------------------------------------------------------------------------------------------------------------------
PORTUGAL TELECOM SGPS S A AGM MEETING DATE: 04/27/2007
ISSUER: X6769Q104 ISIN: PTPTC0AM0009 BLOCKING
SEDOL: B02P109, 5466856, 5825985, 4676203, 5760365, 5817186
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT FOR EVERY 500 SHARES YOU HAVE Non-Voting *Management Position Unknown
1 VOTING RIGHT. THANK YOU.
* PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting *Management Position Unknown
IN MEETING TYPE. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
Take No
1. APPROVE THE YEAR 2006 ANNUAL REPORT AND THE ACCOUNTS Management Action *Management Position Unknown
OF THE COMPANY OF THE YEAR 2006
Take No
2. APPROVE THE CONSOLIDATED ANNUAL REPORT AND THE Management Action *Management Position Unknown
ACCOUNTS OF THE YEAR 2006
Take No
3. APPROVE THE PROFITS APPLICATION Management Action *Management Position Unknown
Take No
4. APPROVE TO APPRECIATE THE MANAGEMENT BOARD AND Management Action *Management Position Unknown
SUPERVISORY BOARD PERFORMANCE
Take No
5. APPROVE TO RESOLVE ON FREE ALLOTMENT OF ALL ORDINARY Management Action *Management Position Unknown
SHARES REPRESENTING THE SHARE CAPITAL OF PT MULTIMEDIA
HELD BY THE COMPANY, TO ITS SHAREHOLDERS WERE
EACH SHARESHOLDER SHALL RECEIVE THE EQUIVALENT
TO 4 PTM SHARES FOR EACH PT HELD
Take No
6. APPROVE TO RESOLVE ON THE ACQUISITION AND DISPOSAL Management Action *Management Position Unknown
OF OWN SHARES, INCLUDING THEIR ACQUISITION IN
CONNECTION WITH THE SHARE BUYBACK PROGRAMME
Take No
7. APPROVE TO RESOLVE ON A REDUCTION IN SHARE CAPITAL Management Action *Management Position Unknown
UP TO 65,191,463.05 EUROS FOR THE PURPOSE OF
RELEASING EXCESS CAPITAL IN CONNECTION WITH A
SHARE BUYBACK PROGRAMME, BY MEANS OF CANCELLATION
OF UP TO 186,261,323 SHARES REPRESENTING UP TO
16.5 OF THE SHARE CAPITAL TO BE ACQUIRED AS A
RESULT OF THE INMPLEMENTATION OF THIS RESOLUTION,
AS WELL AS ON RELATED RESERVES AND ON THE CORRESPONDING
AMENDMENT TO PARAGRAPHS 1 AND 2 OF ARTICLE 4
OF THE ARTICLES OF ASSOCIATION
Take No
8. APPROVE TO RESOLVE ON A SHARES CAPITAL INCREASE Management Action *Management Position Unknown
TO 474,119,730 EUROS BY MEANS OF INCORPORATION
OF LEGAL RESERVES IN THE AMOUNT OF 79,019,955
EUROS, THROUGH AN INCREASE IN THE PAR VALUE OF
ALL SHARES REPRESENTING THE COMPANY S SHARE CAPITAL
BY AN AMOUNT EQUAL TO 7 EURO CENTS, WHEREBY THE
PAR VALUE OF EACH SHARE WILL BE 42 EURO CENTS,
WITH THE CORRESPONDING AMENDMENT TO PARAGRAPHS
1 AND 2 OF ARTICLE 4 OF THE ARTICLES OF ASSOCIATION
Take No
9. APPROVE TO RESOLVE ON A SHARE CAPITAL REDUCTION Management Action *Management Position Unknown
TO 33,865,695 EUROS, TO BE CARRIED OUT BY MEANS
OF A REDUCTION IN THE PAR VALUE OF ALL SHARES
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 57 of 115
REPRESENTING THE SHARE CAPITAL, WHEREBY EACH
SHARE WILL HAVE A PAR VALUE OF 3 EURO CENTS,
BY REDUCING THE PAR VALUE OF ALL SHARES TO 3
EURO CENTS WITH THE CORRESPONDING AMENDMENT TO
PARAGRAPHS 1 AND 2 OF ARTICLE 4 OF THE ARTICLES
OF ASSOCIATION, THE PURPOSE OF THE CAPITAL REDUCTION
WILL BE THE RELEASE OF EXCESS CAPITAL
Take No
10. APPROVE, PURSUANT TO PARAGRAPHS 1 AND 2 OF ARTICLE Management Action *Management Position Unknown
4 OF THE ARTICLES OF ASSOCIATION, ON THE PARAMETERS
APPLICABLE IN THE EVENT OF ANY ISSUANCE OF BONDS
CONVERTIBLE INTO SAHRES THAT MAY BE RESOLVED
UPON BY THE BOARD OF DIRECTORS
Take No
11. APPROVE TO RESOLVE ON THE SUPPRESSION OF THE Management Action *Management Position Unknown
PRE-EMPTIVE RIGHT OF SHAREHOLDER IN THE SUBSCRIPTION
OF ANY ISSUANCE OF CONVERTIBLE BONDS AS REFERRED
TO UNDER ITEM 10 HEREOF AS MAY BE RESOLVED UPON
BY THE BOARD OF DIRECTORS
Take No
12. APPROVE TO RESOLVE ON THE ISSUANCE OF BONDS AND Management Action *Management Position Unknown
OTHER SECURITIES, OF WHATEVER NATURE, BY THE
BOARD OF DIRECTORS, AND NAMELY ON THE FIXING
OF THE VALUE OF SUCH SECURITIES IN ACCORDANCE
WITH PARAGRAPH 3 OF ARTICLE 8 AND PARAGRAPH 1,
E) OF ARTICLE 15 OF THE ARTICLES OF ASSOCIATION
Take No
13. APPROVE TO RESOLVE ON THE ACQUISITION AND DISPOSAL Management Action *Management Position Unknown
OF OWN BONDS AND OTHER OWN SECURITIES
- ------------------------------------------------------------------------------------------------------------------------------------
PORTUGAL TELECOM, SGPS, S.A. PT ANNUAL MEETING DATE: 04/27/2007
ISSUER: 737273102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO RESOLVE ON THE MANAGEMENT REPORT, BALANCE Management For For
SHEET AND ACCOUNTS FOR THE YEAR 2006.
02 TO RESOLVE ON THE CONSOLIDATED MANAGEMENT REPORT, Management For For
BALANCE SHEET AND ACCOUNTS FOR THE YEAR 2006.
03 TO RESOLVE ON THE PROPOSAL FOR APPLICATION OF Management For For
PROFITS.
04 TO RESOLVE ON A GENERAL APPRAISAL OF THE COMPANY Shareholder Against For
S MANAGEMENT AND SUPERVISION.
05 TO RESOLVE ON THE FREE ALLOTMENT OF ALL THE ORDINARY Management For For
SHARES REPRESENTING THE SHARE CAPITAL OF PT MULTIMEDIA.
06 TO RESOLVE ON THE ACQUISITION AND DISPOSAL OF Management For For
OWN SHARES.
07 TO RESOLVE ON A REDUCTION IN SHARE CAPITAL OF Management For For
UP TO 65,191,463.05 EUROS.
08 TO RESOLVE ON A SHARE CAPITAL INCREASE TO 471,119,730 Management For For
EUROS.
09 TO RESOLVE ON A SHARE CAPITAL REDUCTION TO 33,865,695 Management For For
EUROS.
10 TO RESOLVE ON THE PARAMETERS APPLICABLE IN THE Management For For
EVENT OF ANY ISSUANCE OF BONDS CONVERTIBLE INTO
SHARES.
11 TO RESOLVE ON THE SUPPRESSION OF THE PRE-EMPTIVE Management For For
RIGHT IN THE SUBSCRIPTION OF ANY ISSUANCE OF
CONVERTIBLE BONDS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 58 of 115
12 TO RESOLVE ON THE ISSUANCE OF BONDS AND OTHER Management For For
SECURITIES, OF WHATEVER NATURE, BY THE BOARD
OF DIRECTORS.
13 TO RESOLVE ON THE ACQUISITION AND DISPOSAL OF Management For For
OWN BONDS AND OTHER OWN SECURITIES.
- ------------------------------------------------------------------------------------------------------------------------------------
CENTRAL VERMONT PUBLIC SERVICE CORP. CV ANNUAL MEETING DATE: 05/01/2007
ISSUER: 155771108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
BRUCE M. LISMAN Management For For
JANICE L. SCITES Management For For
WILLIAM J. STENGER Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR FISCAL YEAR ENDING DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
GREAT PLAINS ENERGY INCORPORATED GXP ANNUAL MEETING DATE: 05/01/2007
ISSUER: 391164100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
D.L. BODDE Management For For
M.J. CHESSER Management For For
W.H. DOWNEY Management For For
M.A. ERNST Management For For
R.C. FERGUSON, JR. Management For For
W.K. HALL Management For For
L.A. JIMENEZ Management For For
J.A. MITCHELL Management For For
W.C. NELSON Management For For
L.H. TALBOTT Management For For
R.H. WEST Management For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT AUDITORS FOR 2007.
03 APPROVE AMENDMENTS TO LONG-TERM INCENTIVE PLAN. Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
PEABODY ENERGY CORPORATION BTU ANNUAL MEETING DATE: 05/01/2007
ISSUER: 704549104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 59 of 115
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM A. COLEY Management For For
IRL F. ENGELHARDT Management For For
WILLIAM C. RUSNACK Management For For
JOHN F. TURNER Management For For
ALAN H. WASHKOWITZ Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
03 SHAREHOLDER PROPOSAL REGARDING BOARD DECLASSIFICATION Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
SOUTHERN UNION COMPANY SUG ANNUAL MEETING DATE: 05/01/2007
ISSUER: 844030106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DAVID BRODSKY Management For For
FRANK W. DENIUS Management For For
KURT A. GITTER, M.D. Management For For
HERBERT H. JACOBI Management For For
ADAM M. LINDEMANN Management For For
GEORGE L. LINDEMANN Management For For
THOMAS N. MCCARTER, III Management For For
GEORGE ROUNTREE, III Management For For
ALLAN D. SCHERER Management For For
02 THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERCOOPERS Management For For
LLP AS SOUTHERN UNION S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
AQUILA, INC. ILA ANNUAL MEETING DATE: 05/02/2007
ISSUER: 03840P102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
IRVINE O. HOCKADAY, JR. Management For For
HEIDI E. HUTTER Management For For
DR. S.O. IKENBERRY Management For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITORS FOR 2007
- ------------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE UTILITIES CORPORATION CPK ANNUAL MEETING DATE: 05/02/2007
ISSUER: 165303108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 60 of 115
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RALPH J. ADKINS Management For For
RICHARD BERNSTEIN Management For For
J. PETER MARTIN Management For For
02 RATIFICATION OF THE SELECTION OF BEARD MILLER Management For For
COMPANY LLP AS THE COMPANY S INDEPENDENT AUDITORS.
- ------------------------------------------------------------------------------------------------------------------------------------
EL PASO ELECTRIC COMPANY EE ANNUAL MEETING DATE: 05/02/2007
ISSUER: 283677854 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
GEORGE W. EDWARDS, JR. Management For For
JOHN ROBERT BROWN Management For For
JAMES W. CICCONI Management For For
P.Z. HOLLAND-BRANCH Management For For
02 APPROVAL OF THE EL PASO ELECTRIC COMPANY S 2007 Management For For
LONG-TERM INCENTIVE PLAN.
03 RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY Management For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
HYDRIL COMPANY HYDL SPECIAL MEETING DATE: 05/02/2007
ISSUER: 448774109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF FEBRUARY 11, 2007, AMONG HYDRIL COMPANY,
TENARIS S.A. AND HOKKAIDO ACQUISITION, INC.
02 ADJOURN THE SPECIAL MEETING IF NECESSARY OR APPROPRIATE Management For For
TO PERMIT FURTHER SOLICITAION OF PROXIES IF THERE
ARE NOT SUFFICIENT VOTES AT THE TIME OF THE MEETING
TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF
MERGER.
- ------------------------------------------------------------------------------------------------------------------------------------
NORTEL NETWORKS CORPORATION NT SPECIAL MEETING DATE: 05/02/2007
ISSUER: 656568508 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JALYNN H. BENNETT Management For For
DR. MANFRED BISCHOFF Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 61 of 115
HON. JAMES B. HUNT, JR. Management For For
DR. KRISTINA M. JOHNSON Management For For
JOHN A. MACNAUGHTON Management For For
HON. JOHN P. MANLEY Management For For
RICHARD D. MCCORMICK Management For For
CLAUDE MONGEAU Management For For
HARRY J. PEARCE Management For For
JOHN D. WATSON Management For For
MIKE S. ZAFIROVSKI Management For For
02 THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS. Management For For
03 THE SHAREHOLDER PROPOSAL SET OUT IN SCHEDULE Shareholder Against For
A TO THE PROXY CIRCULAR AND PROXY STATEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
ROLLS-ROYCE GROUP PLC, LONDON AGM MEETING DATE: 05/02/2007
ISSUER: G7630U109 ISIN: GB0032836487
SEDOL: B01DQ43, 7618514, 3283648
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE REPORT OF THE DIRECTORS AND THE AUDITED Management For *Management Position Unknown
FINANCIAL STATEMENTS FOR THE YE 31 DEC 2006
2. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For *Management Position Unknown
THE YE 31 DEC 2006
3. RE-ELECT PROFESSOR PETER GREGSON AS A DIRECTOR Management For *Management Position Unknown
4. ELECT MR. JOHN RISHTON AS A DIRECTOR Management For *Management Position Unknown
5. RE-ELECT MR. PETER BYROM AS A DIRECTOR Management For *Management Position Unknown
6. RE-ELECT MR. IAIN CONN AS A DIRECTOR Management For *Management Position Unknown
7. RE-ELECT MR. JAMES GUYETTE AS A DIRECTOR Management For *Management Position Unknown
8. RE-ELECT MR. SIMON ROBERTSON AS A DIRECTOR Management For *Management Position Unknown
9. RE-ELECT MR. ANDREW SHILSTON AS A DIRECTOR Management For *Management Position Unknown
10. RE-APPOINT THE AUDITORS AND APPROVE THE REMUNERATION Management For *Management Position Unknown
OF THE AUDITORS
11. APPROVE THE ALLOTMENT AND THE ISSUE OF B SHARES Management For *Management Position Unknown
12. APPROVE THE ROLLS-ROYCE GROUP PLC UK SHARESAVE Management For *Management Position Unknown
PLAN 2007
13. APPROVE THE ROLLS-ROYCE GROUP PLC INTERNATIONAL Management For *Management Position Unknown
SHARESAVE PLAN 2007
S.14 APPROVE THE ALLOTMENT OF SHARES-SECTION 80 AMOUNT Management For *Management Position Unknown
S.15 APPROVE THE DISAPPLICATION OF PRE-EMPTION RIGHTS-SECTION Management For *Management Position Unknown
89 AMOUNT
S.16 GRANT AUTHORITY TO PURCHASE OWN SHARES Management For *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
TECO ENERGY, INC. TE ANNUAL MEETING DATE: 05/02/2007
ISSUER: 872375100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOSEPH P. LACHER Management For For
TOM L. RANKIN Management For For
WILLIAM D. ROCKFORD Management For For
J. THOMAS TOUCHTON Management For For
02 RATIFICATION OF THE CORPORATION S INDEPENDENT Management For For
AUDITOR
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 62 of 115
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ABB LTD ABB ANNUAL MEETING DATE: 05/03/2007
ISSUER: 000375204 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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02 APPROVAL OF THE ANNUAL REPORT, THE CONSOLIDATED Management For For
FINANCIAL STATEMENTS AND THE ANNUAL FINANCIAL
STATEMENTS FOR 2006.
03 APPROVAL OF THE DISCHARGE OF THE BOARD OF DIRECTORS Management For For
AND THE PERSONS ENTRUSTED WITH MANAGEMENT.
04 APPROVAL OF APPROPRIATION OF AVAILABLE EARNINGS, Management For For
AS SET FORTH IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
05 APPROVAL OF THE CREATION OF THE AUTHORIZED SHARE Management For For
CAPITAL, AS SET FORTH IN THE COMPANY S NOTICE
OF MEETING ENCLOSED HEREWITH.
6A ROGER AGNELLI, BRAZILIAN, RE-ELECT AS A DIRECTOR. Management For For
6B LOUIS R. HUGHES, AMERICAN, RE-ELECT AS A DIRECTOR. Management For For
6C HANS ULRICH MARKI, SWISS, RE-ELECT AS A DIRECTOR. Management For For
6D MICHEL DE ROSEN, FRENCH, RE-ELECT AS A DIRECTOR. Management For For
6E MICHAEL TRESCHOW, SWEDISH, RE-ELECT AS A DIRECTOR. Management For For
6F BERND W. VOSS, GERMAN, RE-ELECT AS A DIRECTOR. Management For For
6G JACOB WALLENBERG, SWEDISH, RE-ELECT AS A DIRECTOR. Management For For
6H HUBERTUS VON GRUNBERG, GERMAN, ELECTED AS DIRECTOR. Management For For
07 APPROVAL OF THE ELECTION OF THE AUDITORS, GROUP Management For For
AUDITORS AND SPECIAL AUDITORS, AS SET FORTH IN
THE NOTICE OF MEETING ENCLOSED HEREWITH.
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AREVA - SOCIETE DES PARTICIPATIONS DU COMMISSARIAT A L'ENERGIE ATOMIQU EGM MEETING DATE: 05/03/2007
ISSUER: F84742109 ISIN: FR0004275832
SEDOL: B033566, B0WHZD6, 4174116
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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* FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN Non-Voting *Management Position Unknown
AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB
CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN THE NECESSARY CARD,
ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING
APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY
CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED
TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED
INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN
CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD
TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER
YOUR GLOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY,
PLEASE CONTACT YOUR REPRESENTATIVE.
* PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown
YOU.
Take No
O.1 APPROVE THE ANNUAL AND CONSOLIDATED FINANCIAL Management Action *Management Position Unknown
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 63 of 115
STATEMENTS FOR THE FY CLOSED 31DEC 2005 AND GRANT
FINAL DISCHARGE TO THE MEMBERS OF THE DIRECTORY,
SUPERVISORY BOARD AND THE AUDITORS
Take No
O.2 APPROVE TO ALLOCATE THE RESULTS Management Action *Management Position Unknown
Take No
O.3 APPROVE THE CONVENTIONS GOVERNED BY ARTICLE L225-86 Management Action *Management Position Unknown
OF THE FRENCH COMMERCIAL CODE
Take No
O.4 RATIFY THE TRANSFER OF THE HEAD OFFICE Management Action *Management Position Unknown
Take No
O.5 APPROVE TO FIX THE ATTENDANCE FEES Management Action *Management Position Unknown
Take No
O.6 RE-APPOINT DELOITTE ASSOCIES AND MAZARS AS PERMANENT Management Action *Management Position Unknown
AUDITORS AND BEAS AND MR. MAX DUSART AS A SUBSTITUTE
AUDITORS
Take No
E.7 APPROVE THE MODIFICATION OF STATUTES Management Action *Management Position Unknown
Take No
E.8 APPROVE THE PROJECT FOR THE INCREASE OF THE CAPITAL Management Action *Management Position Unknown
IN FAVOUR OF THE EMPLOYEES
Take No
E.9 GRANT AUTHORITY FOR THE ACCOMPLISHMENT OF FORMALITIES Management Action *Management Position Unknown
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CINCINNATI BELL INC. CBB ANNUAL MEETING DATE: 05/03/2007
ISSUER: 171871403 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 DIRECTOR Management For
PHILLIP R. COX Management For For
MICHAEL G. MORRIS Management For For
JOHN M. ZRNO Management For For
02 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT THE FINANCIAL STATEMENTS
OF THE COMPANY FOR THE YEAR 2007.
03 THE APPROVAL OF THE CINCINNATI BELL INC. 2007 Management Against Against
LONG TERM INCENTIVE PLAN.
04 THE APPROVAL OF THE CINCINNATI BELL INC. 2007 Management Against Against
STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS.
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CINCINNATI BELL INC. CBB ANNUAL MEETING DATE: 05/03/2007
ISSUER: 171871106 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 DIRECTOR Management For
PHILLIP R. COX Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 64 of 115
MICHAEL G. MORRIS Management For For
JOHN M. ZRNO Management For For
02 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT THE FINANCIAL STATEMENTS
OF THE COMPANY FOR THE YEAR 2007.
03 THE APPROVAL OF THE CINCINNATI BELL INC. 2007 Management Against Against
LONG TERM INCENTIVE PLAN.
04 THE APPROVAL OF THE CINCINNATI BELL INC. 2007 Management Against Against
STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS.
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DTE ENERGY COMPANY DTE ANNUAL MEETING DATE: 05/03/2007
ISSUER: 233331107 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 DIRECTOR Management For
ANTHONY F. EARLEY, JR. Management For For
ALLAN D. GILMOUR Management For For
FRANK M. HENNESSEY Management For For
GAIL J. MCGOVERN Management For For
JAMES H. VANDENBERGHE Management For For
02 INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Management For For
DELOITTE & TOUCHE LLP
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NSTAR NST ANNUAL MEETING DATE: 05/03/2007
ISSUER: 67019E107 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 DIRECTOR Management For
GARY L. COUNTRYMAN Management For For
DANIEL DENNIS Management For For
THOMAS J. MAY Management For For
02 APPROVAL OF THE NSTAR 2007 LONG TERM INCENTIVE Management For For
PLAN.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS
FOR 2007.
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PENNICHUCK CORPORATION PNNW ANNUAL MEETING DATE: 05/03/2007
ISSUER: 708254206 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 DIRECTOR Management For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 65 of 115
MICHELLE L. CHICOINE Management For For
JOHN R. KREICK Management For For
DUANE C. MONTOPOLI Management For For
MARTHA E. O'NEILL Management For For
02 TO APPROVE THE PROPOSED AMENDMENT AND RESTATEMENT Management For For
OF THE PENNICHUCK CORPORATION 2000 STOCK OPTION
PLAN.
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SEQUA CORPORATION SQAA ANNUAL MEETING DATE: 05/03/2007
ISSUER: 817320104 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 DIRECTOR Management For
E.E. BARR Management For For
G. BINDERMAN Management For For
R.S. LEFRAK Management For For
M.I. SOVERN Management For For
F.R. SULLIVAN Management For For
G. TSAI Management For For
R.F. WEINBERG Management For For
M. WEINSTEIN Management For For
S.R. ZAX. Management For For
02 RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITORS FOR 2007
03 ADOPT THE SEQUA CORPORATION 2007 LONG-TERM STOCK Management For For
INCENTIVE PLAN
04 APPROVE AN INCREASE IN THE AUTHORIZED NUMBER Management For For
OF SHARES OF CLASS B COMMON STOCK
05 APPROVE THE MANAGEMENT INCENTIVE BONUS PROGRAM Management For For
FOR CORPORATE EXECUTIVE OFFICERS
06 APPROVE THE AMENDMENT TO THE 2003 DIRECTORS STOCK Management For For
AWARD PLAN
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SOUTHWEST GAS CORPORATION SWX ANNUAL MEETING DATE: 05/03/2007
ISSUER: 844895102 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 DIRECTOR Management For
GEORGE C. BIEHL Management For For
THOMAS E. CHESTNUT Management For For
STEPHEN C. COMER Management For For
RICHARD M. GARDNER Management For For
LEROY C. HANNEMAN, JR. Management For For
JAMES J. KROPID Management For For
MICHAEL O. MAFFIE Management For For
ANNE L. MARIUCCI Management For For
MICHAEL J. MELARKEY Management For For
JEFFREY W. SHAW Management For For
CAROLYN M. SPARKS Management For For
TERRENCE L. WRIGHT Management For For
02 TO APPROVE THE 2006 RESTRICTED STOCK/UNIT PLAN. Management For For
03 TO APPROVE AMENDING THE ARTICLES OF INCORPORATION Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 66 of 115
TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK.
04 TO APPROVE THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY.
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VERIZON COMMUNICATIONS INC. VZ ANNUAL MEETING DATE: 05/03/2007
ISSUER: 92343V104 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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1A ELECTION OF DIRECTOR: JAMES R. BARKER Management For For
1B ELECTION OF DIRECTOR: RICHARD L. CARRION Management For For
1C ELECTION OF DIRECTOR: M. FRANCES KEETH Management For For
1D ELECTION OF DIRECTOR: ROBERT W. LANE Management For For
1E ELECTION OF DIRECTOR: SANDRA O. MOOSE Management For For
1F ELECTION OF DIRECTOR: JOSEPH NEUBAUER Management For For
1G ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Management For For
1H ELECTION OF DIRECTOR: THOMAS H. O BRIEN Management For For
1I ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Management For For
1J ELECTION OF DIRECTOR: HUGH B. PRICE Management For For
1K ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Management For For
1L ELECTION OF DIRECTOR: WALTER V. SHIPLEY Management For For
1M ELECTION OF DIRECTOR: JOHN W. SNOW Management For For
1N ELECTION OF DIRECTOR: JOHN R. STAFFORD Management For For
1O ELECTION OF DIRECTOR: ROBERT D. STOREY Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
03 ELIMINATE STOCK OPTIONS Shareholder Against For
04 SHAREHOLDER APPROVAL OF FUTURE SEVERANCE AGREEMENTS Shareholder Against For
05 COMPENSATION CONSULTANT DISCLOSURE Shareholder Against For
06 ADVISORY VOTE ON EXECUTIVE COMPENSATION Shareholder Against For
07 LIMIT SERVICE ON OUTSIDE BOARDS Shareholder Against For
08 SHAREHOLDER APPROVAL OF FUTURE POISON PILL Shareholder For Against
09 REPORT ON CHARITABLE CONTRIBUTIONS Shareholder Against For
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WISCONSIN ENERGY CORPORATION WEC ANNUAL MEETING DATE: 05/03/2007
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 67 of 115
ISSUER: 976657106 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 DIRECTOR Management For
JOHN F. AHEARNE Management For For
JOHN F. BERGSTROM Management For For
BARBARA L. BOWLES Management For For
PATRICIA W. CHADWICK Management For For
ROBERT A. CORNOG Management For For
CURT S. CULVER Management For For
THOMAS J. FISCHER Management For For
GALE E. KLAPPA Management For For
ULICE PAYNE JR Management For For
FREDERICK P STRATTON JR Management For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For
AUDITORS FOR 2007.
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ENTERGY CORPORATION ETR ANNUAL MEETING DATE: 05/04/2007
ISSUER: 29364G103 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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1A ELECTION OF DIRECTOR: M.S. BATEMAN Management For For
1B ELECTION OF DIRECTOR: W.F. BLOUNT Management For For
1C ELECTION OF DIRECTOR: S.D. DEBREE Management For For
1D ELECTION OF DIRECTOR: G.W. EDWARDS Management For For
1E ELECTION OF DIRECTOR: A.M. HERMAN Management For For
1F ELECTION OF DIRECTOR: D.C. HINTZ Management For For
1G ELECTION OF DIRECTOR: J.W. LEONARD Management For For
1H ELECTION OF DIRECTOR: S.L. LEVENICK Management For For
1I ELECTION OF DIRECTOR: J.R. NICHOLS Management For For
1J ELECTION OF DIRECTOR: W.A. PERCY, II Management For For
1K ELECTION OF DIRECTOR: W.J. TAUZIN Management For For
1L ELECTION OF DIRECTOR: S.V. WILKINSON Management For For
02 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTANTS FOR 2007.
03 SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTION Shareholder Against For
POLICY.
04 SHAREHOLDER PROPOSAL RELATING TO LIMITATIONS Shareholder Against For
ON MANAGEMENT COMPENSATION.
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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1A ELECTION OF DIRECTOR: M.S. BATEMAN Management For For
1B ELECTION OF DIRECTOR: W.F. BLOUNT Management For For
1C ELECTION OF DIRECTOR: S.D. DEBREE Management For For
1D ELECTION OF DIRECTOR: G.W. EDWARDS Management For For
1E ELECTION OF DIRECTOR: A.M. HERMAN Management For For
1F ELECTION OF DIRECTOR: D.C. HINTZ Management For For
1G ELECTION OF DIRECTOR: J.W. LEONARD Management For For
1H ELECTION OF DIRECTOR: S.L. LEVENICK Management For For
1I ELECTION OF DIRECTOR: J.R. NICHOLS Management For For
1J ELECTION OF DIRECTOR: W.A. PERCY, II Management For For
1K ELECTION OF DIRECTOR: W.J. TAUZIN Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 68 of 115
1L ELECTION OF DIRECTOR: S.V. WILKINSON Management For For
02 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTANTS FOR 2007.
03 SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTION Shareholder Against For
POLICY.
04 SHAREHOLDER PROPOSAL RELATING TO LIMITATIONS Shareholder Against For
ON MANAGEMENT COMPENSATION.
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PUGET ENERGY, INC. PSD ANNUAL MEETING DATE: 05/04/2007
ISSUER: 745310102 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 DIRECTOR Management For
PHYLLIS J. CAMPBELL Management For For
STEPHEN E. FRANK Management For For
DR. KENNETH P. MORTIMER Management For For
STEPHEN P. REYNOLDS Management For For
GEORGE W. WATSON Management For For
02 APPROVAL OF AMENDMENTS TO THE COMPANY S ARTICLES Management For For
OF INCORPORATION TO ADOPT A MAJORITY VOTING STANDARD
IN UNCONTESTED ELECTIONS OF PUGET ENERGY, INC.
DIRECTORS.
03 APPROVAL OF AMENDMENTS TO THE PUGET ENERGY, INC. Management For For
EMPLOYEE STOCK PURCHASE PLAN, INCLUDING INCREASING
THE NUMBER OF SHARES AVAILABLE FOR PURCHASE UNDER
THE PLAN.
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS PUGET ENERGY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
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THE YORK WATER COMPANY YORW ANNUAL MEETING DATE: 05/07/2007
ISSUER: 987184108 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 DIRECTOR Management For
WILLIAM T. MORRIS P.E. Management For For
IRVIN S. NAYLOR Management For For
JEFFREY S. OSMAN Management For For
02 APPOINT BEARD MILLER COMPANY LLP AS AUDITORS. Management For For
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ALLETE, INC. ALE ANNUAL MEETING DATE: 05/08/2007
ISSUER: 018522300 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 69 of 115
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 DIRECTOR Management For
BREKKEN Management For For
EDDINS Management For For
EMERY Management For For
HOOLIHAN Management For For
LUDLOW Management For For
MAYER Management For For
PEIRCE Management For For
RAJALA Management For For
SHIPPAR Management For For
STENDER Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS ALLETE S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
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ECHOSTAR COMMUNICATIONS CORPORATION DISH ANNUAL MEETING DATE: 05/08/2007
ISSUER: 278762109 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 DIRECTOR Management For
JAMES DEFRANCO Management For For
MICHAEL T. DUGAN Management For For
CANTEY ERGEN Management For For
CHARLES W. ERGEN Management For For
STEVEN R. GOODBARN Management For For
GARY S. HOWARD Management For For
DAVID K. MOSKOWITZ Management For For
TOM A. ORTOLF Management For For
C.MICHAEL SCHROEDER Management For For
CARL E. VOGEL Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR ENDING DECEMBER 31, 2007.
03 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For
COME BEFORE THE ANNUAL MEETING OR ANY ADJOURNMENT
THEREOF.
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EXELON CORPORATION EXC ANNUAL MEETING DATE: 05/08/2007
ISSUER: 30161N101 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: MR. N. DEBENEDICTIS Management For For
1B ELECTION OF DIRECTOR: MS. SUE L. GIN Management For For
1C ELECTION OF DIRECTOR: MR. W.C. RICHARDSON PHD Management For For
1D ELECTION OF DIRECTOR: MR. THOMAS J. RIDGE Management For For
1E ELECTION OF DIRECTOR: MR. DON THOMPSON Management For For
1F ELECTION OF DIRECTOR: MR. STEPHEN D. STEINOUR Management For For
02 RATIFICATION OF INDEPENDENT ACCOUNTANT Management For For
03 AMENDMENT TO ARTICLES OF INCORPORATION TO ALLOW Management For For
FOR THE ANNUAL ELECTION OF ALL DIRECTORS BEGINNING
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 70 of 115
IN 2008
04 SHAREHOLDER PROPOSAL TO REQUIRE SHAREHOLDER APPROVAL Shareholder Against For
OF FUTURE EXECUTIVE SEVERANCE BENEFITS
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: MR. N. DEBENEDICTIS Management For For
1B ELECTION OF DIRECTOR: MS. SUE L. GIN Management For For
1C ELECTION OF DIRECTOR: MR. W.C. RICHARDSON PHD Management For For
1D ELECTION OF DIRECTOR: MR. THOMAS J. RIDGE Management For For
1E ELECTION OF DIRECTOR: MR. DON THOMPSON Management For For
1F ELECTION OF DIRECTOR: MR. STEPHEN D. STEINOUR Management For For
02 RATIFICATION OF INDEPENDENT ACCOUNTANT Management For For
03 AMENDMENT TO ARTICLES OF INCORPORATION TO ALLOW Management For For
FOR THE ANNUAL ELECTION OF ALL DIRECTORS BEGINNING
IN 2008
04 SHAREHOLDER PROPOSAL TO REQUIRE SHAREHOLDER APPROVAL Shareholder Against For
OF FUTURE EXECUTIVE SEVERANCE BENEFITS
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FLORIDA PUBLIC UTILITIES COMPANY FPU ANNUAL MEETING DATE: 05/08/2007
ISSUER: 341135101 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RICHARD C. HITCHINS Management For For
TROY W. MASCHMEYER, JR. Management For For
02 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP Management For For
AS THE COMPANY S REGISTERED INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR 2007.
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HUTCHISON TELECOMMUNICATIONS INTL LTD EGM MEETING DATE: 05/08/2007
ISSUER: G46714104 ISIN: KYG467141043
SEDOL: B03H319, B039V77, B03H2N4, B032D70
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE, RATIFY THE SETTLEMENT AGREEMENT DATED Management For *Management Position Unknown
15 MAR 2007 THE SETTLEMENT AGREEMENT ENTERED
INTO BETWEEN THE COMPANY AND THE ESSAR COMPANIES
AS SPECIFIED; AUTHORIZE THE DIRECTORS OF THE
COMPANY, ACTING TOGETHER, INDIVIDUALLY OR BY
COMMITTEE, TO EXECUTE ALL SUCH DOCUMENTS AND/OR
TO DO ALL SUCH ACTS ON BEHALF OF THE COMPANY
AS THEY MAY CONSIDER NECESSARY, DESIRABLE OR
EXPEDIENT FOR THE PURPOSE OF, OR IN CONNECTION
WITH, THE IMPLEMENTATION AND COMPLETION OF THE
SETTLEMENT AGREEMENT AND THE TRANSACTIONS CONTEMPLATED
THEREIN
2. APPROVE, RATIFY THE HANDSET SUPPLY AGREEMENTS Management For *Management Position Unknown
BOTH DATED 27 MAR 2007 THE HANDSET AGREEMENTS
ENTERED INTO BETWEEN H3G PROCUREMENT SERVICES
S.A R.L AS SUPPLIER, AND EACH OF HUTCHISON TELEPHONE
COMPANY LIMITED OR PARTNER COMMUNICATIONS COMPANY
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 71 of 115
LTD., AS CUSTOMER DEFINED IN THE CIRCULAR AS
HTCL HANDSET SUPPLY AGREEMENT AND PARTNER
HANDSET SUPPLY AGREEMENT , AS SPECIFIED; THE
HTCL HANDSET SUPPLY ANNUAL CAPS AS DEFINED IN
THE CIRCULAR; AND AUTHORIZE THE DIRECTORS OF
THE COMPANY, ACTING TOGETHER, INDIVIDUALLY OR
BY COMMITTEE, TO EXECUTE ALL SUCH DOCUMENTS AND/OR
TO DO ALL SUCH ACTS ON BEHALF OF THE COMPANY
AS THEY MAY CONSIDER NECESSARY, DESIRABLE OR
EXPEDIENT FOR THE PURPOSE OF, OR IN CONNECTION
WITH, THE IMPLEMENTATION AND COMPLETION OF THE
HANDSET AGREEMENTS AND THE TRANSACTIONS CONTEMPLATED
THEREIN
3. APPROVE THE THAI MARKETING ANNUAL CAPS AS SPECIFIED Management For *Management Position Unknown
4. APPROVE THE PAYMENT OF THE TRANSACTION SPECIAL Management For *Management Position Unknown
DIVIDEND AS SPECIFIED, THE EXERCISE PRICE OF
THE EXISTING SHARE OPTIONS AS SPECIFIED OUTSTANDING
AS AT THE DATE OF THIS MEETING SHALL BE ADJUSTED
DOWNWARDS BY AN AMOUNT EQUAL TO THE AMOUNT OF
THE TRANSACTION SPECIAL DIVIDEND ON A DOLLAR-FOR-DOLLAR
BASIS, PROVIDED THAT I) THE ADJUSTED EXERCISE
PRICE OF SUCH EXISTING SHARE OPTIONS SHALL NOT,
IN ANY CASE, BE LESS THAN THE NOMINAL VALUE OF
THE SHARES; AND II) SUCH ADJUSTMENT SHALL TAKE
EFFECT ON THE DATE OF PAYMENT BY THE COMPANY
OF SUCH SPECIAL DIVIDEND; THE TERMS OF THE SHARE
OPTION SCHEME BE ALTERED BY ADDING THE FOLLOWING
AS A NEW PARAGRAPH 9.4: 9.4 UPON DISTRIBUTION
BY THE COMPANY TO HOLDERS OF THE SHARES OF ANY
CASH OTHER THAN THE TRANSACTION SPECIAL DIVIDEND
AS DEFINED IN THE COMPANY S CIRCULAR TO SHAREHOLDERS
DATED 04 APRIL 2007 OR DIVIDENDS IN THE ORDINARY
COURSE, THE COMPANY SHALL MAKE A DOWNWARD ADJUSTMENT
TO THE SUBSCRIPTION PRICE OF ANY OPTION GRANTED
BUT NOT EXERCISED AS AT THE DATE OF SUCH DISTRIBUTION
BY AN AMOUNT WHICH THE DIRECTORS CONSIDER AS
REFLECTING THE IMPACT SUCH DISTRIBUTION WILL
HAVE OR WILL LIKELY TO HAVE ON THE TRADING PRICE
OF THE SHARES PROVIDED THAT, THE DIRECTORS DETERMINATION
OF ANY ADJUSTMENTS SHALL BE FINAL AND BINDING
ON ALL OPTION HOLDERS; THE AMOUNT OF ADJUSTMENT
SHALL NOT EXCEED THE AMOUNT OF SUCH CASH DISTRIBUTION
TO BE MADE TO HOLDERS OF THE SHARES; SUCH ADJUSTMENT
SHALL TAKE EFFECT ON THE DATE OF PAYMENT BY THE
COMPANY OF SUCH DISTRIBUTION; ANY ADJUSTMENT
PROVIDED FOR IN THIS PARAGRAPH SHALL BE CUMULATIVE
TO ANY OTHER ADJUSTMENTS CONTEMPLATED UNDER PARAGRAPH
9.1 OR APPROVED BY THE SHAREHOLDERS OF THE COMPANY
IN GENERAL MEETING; AND THE ADJUSTED SUBSCRIPTION
PRICE SHALL NOT, IN ANY CASE, BE LESS THAN THE
NOMINAL VALUE OF THE SHARES ; AUTHORIZE THE DIRECTORS
OF THE COMPANY, ACTING TOGETHER, INDIVIDUALLY
OR BY COMMITTEE, TO EXECUTE ALL SUCH DOCUMENTS
AND/OR TO DO ALL SUCH ACTS ON BEHALF OF THE COMPANY
AS THEY MAY CONSIDER NECESSARY, DESIRABLE OR
EXPEDIENT FOR THE PURPOSE OF, OR IN CONNECTION
WITH, THE IMPLEMENTATION OF THE SHARE OPTION
TERMS CHANGE AS SPECIFIED
S.1 AMEND THE ARTICLES 86.(3), 86.(5), 87.(1) OF Management For *Management Position Unknown
THE ARTICLES OF ASSOCIATION OF THE COMPANY, AS
SPECIFIED
- ------------------------------------------------------------------------------------------------------------------------------------
HUTCHISON TELECOMMUNICATIONS INTL LTD AGM MEETING DATE: 05/08/2007
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 72 of 115
ISSUER: G46714104 ISIN: KYG467141043
SEDOL: B03H319, B039V77, B03H2N4, B032D70
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE AUDITED FINANCIAL STATEMENTS AND Management For *Management Position Unknown
THE REPORTS OF THE DIRECTORS ANDTHE AUDITORS
FOR THE YE 31 DEC 2006
2.a RE-ELECT MR. DENNIS POK MAN LUI AS A DIRECTOR Management For *Management Position Unknown
OF THE COMPANY
2.b RE-ELECT MR. MICHAEL JOHN O CONNOR AS A DIRECTOR Management For *Management Position Unknown
OF THE COMPANY
2.c RE-ELECT MR. KWAN KAI CHEONG AS A DIRECTOR OF Management For *Management Position Unknown
THE COMPANY
2.d AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS Management For *Management Position Unknown
REMUNERATION
3. RE-APPOINT PRICEWATERHOUSECOOPERS AS THE AUDITORS Management For *Management Position Unknown
OF THE COMPANY AND AUTHORIZE THE BOARD OF DIRECTORS
TO FIX THEIR REMUNERATION
4.A AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY Management For *Management Position Unknown
THE DIRECTORS, SUBJECT TO THIS RESOLUTION, TO
ALLOT, ISSUE AND OTHERWISE DEAL WITH NEW SHARES
OF THE COMPANY THE SHARES AND TO ALLOT, ISSUE
OR GRANT SECURITIES CONVERTIBLE INTO SHARES,
OR OPTIONS, WARRANTS OR SIMILAR RIGHTS TO SUBSCRIBE
FOR ANY SHARES OR SUCH CONVERTIBLE SECURITIES,
AND TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS
AND WARRANTS DURING AND AFTER THE RELEVANT PERIOD,
NOT EXCEEDING 20% OF THE AGGREGATE NOMINAL AMOUNT
OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE
AT THE DATE OF PASSING THIS RESOLUTION, OTHERWISE
THAN PURSUANT TO THE SHARES ISSUED AS A RESULT
OF A RIGHTS ISSUE, THE EXERCISE OF THE SUBSCRIPTION
OR CONVERSION RIGHTS ATTACHING TO ANY WARRANTS
OR ANY SECURITIES CONVERTIBLE INTO SHARES OR
THE EXERCISE OF THE SUBSCRIPTION RIGHTS UNDER
ANY OPTION SCHEME OR SIMILAR ARRANGEMENT FOR
THE TIME BEING ADOPTED FOR THE GRANT OR ISSUE
TO PERSONS SUCH AS OFFICERS AND/OR EMPLOYEES
OF THE COMPANY AND/OR ANY OF ITS SUBSIDIARIES
OF SHARES OR RIGHTS TO ACQUIRE SHARES OR ANY
SCRIP DIVIDEND PROVIDING FOR THE ALLOTMENT OF
SHARES IN LIEU OF THE WHOLE OR PART OF A DIVIDEND
ON SHARES IN ACCORDANCE WITH THE ARTICLES OF
ASSOCIATION OF THE COMPANY; AUTHORITY EXPIRES
THE EARLIER AT THE CONCLUSION OF THE NEXT AGM
OF THE COMPANY OR THE EXPIRATION OF THE PERIOD
WITHIN WHICH THE NEXT AGM OF THE COMPANY IS REQUIRED
BY THE ARTICLES OF ASSOCIATION OF THE COMPANY
OR ANY APPLICABLE LAW OF THE CAYMAN ISLANDS TO
BE HELD
4.B AUTHORIZE THE DIRECTORS, DURING THE RELEVANT Management For *Management Position Unknown
PERIOD, TO PURCHASE OR REPURCHASE ON THE STOCK
EXCHANGE OF HONG KONG LIMITED THE STOCK EXCHANGE,
OR ANY OTHER STOCK EXCHANGE ON WHICH THE SECURITIES
OF THE COMPANY ARE OR MAY BE LISTED AND RECOGNIZED
BY THE SECURITIES AND FUTURES COMMISSION OF HONG
KONG AND THE STOCK EXCHANGE FOR THIS PURPOSE,
SHARES INCLUDING ANY FORM OF DEPOSITARY SHARES
REPRESENTING THE RIGHT TO RECEIVE SUCH SHARES
ISSUED BY THE COMPANY AND THAT THE EXERCISE BY
THE DIRECTORS OF ALL POWERS OF THE COMPANY TO
REPURCHASE SUCH SECURITIES, SUBJECT TO AND IN
ACCORDANCE WITH ALL APPLICABLE LAWS AND THE REQUIREMENTS
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 73 of 115
OF THE RULES GOVERNING THE LISTING OF SECURITIES
ON THE STOCK EXCHANGE OR OF ANY OTHER STOCK EXCHANGE
AS AMENDED FROM TIME TO TIME, NOT EXCEED 10%
OF THE AGGREGATE NOMINAL AMOUNT OF THE SHARE
CAPITAL OF THE COMPANY IN ISSUE AT THE DATE OF
THIS RESOLUTION; AUTHORITY EXPIRES THE EARLIER
AT THE CONCLUSION OF THE NEXT AGM OF THE COMPANY
OR THE EXPIRATION OF THE PERIOD WITHIN WHICH
THE NEXT AGM OF THE COMPANY IS REQUIRED BY THE
ARTICLES OF ASSOCIATION OF THE COMPANY OR ANY
APPLICABLE LAW OF THE CAYMAN ISLANDS TO BE HELD
4.C APPROVE, SUBJECT TO THE PASSING OF RESOLUTIONS Management For *Management Position Unknown
4.A AND 4.B, TO ADD THE AGGREGATE NOMINAL AMOUNT
OF THE SHARE CAPITAL OF THE COMPANY WHICH MAY
BE PURCHASED OR REPURCHASED BY THE COMPANY PURSUANT
TO THE AUTHORITY GRANTED TO THE DIRECTORS BY
RESOLUTION 4.B, TO THE AGGREGATE NOMINAL AMOUNT
OF THE SHARE CAPITAL OF THE COMPANY THAT MAY
BE ALLOTTED OR ISSUED OR AGREED CONDITIONALLY
OR UNCONDITIONALLY TO BE ALLOTTED OR ISSUED BY
THE DIRECTORS PURSUANT TO RESOLUTION 4.A, PROVIDED
THAT SUCH SHARES SHALL NOT EXCEED 10% OF THE
AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL
OF THE COMPANY IN ISSUE AT THE DATE OF THIS RESOLUTION
- ------------------------------------------------------------------------------------------------------------------------------------
MAINE & MARITIMES CORPORATION MAM ANNUAL MEETING DATE: 05/08/2007
ISSUER: 560377103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RICHARD G. DAIGLE Management For For
DAVID N. FELCH Management For For
BRIAN N. HAMEL Management For For
02 RATIFICATION OF THE SELECTION OF VITALE, CATURANO Management For For
& COMPANY AS THE COMPANY S INDEPENDENT AUDITORS
FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
MIRANT CORPORATION MIR ANNUAL MEETING DATE: 05/08/2007
ISSUER: 60467R100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
THOMAS W. CASON Management For For
A.D. (PETE) CORRELL Management For For
TERRY G. DALLAS Management For For
THOMAS H. JOHNSON Management For For
JOHN T. MILLER Management For For
EDWARD R. MULLER Management For For
ROBERT C. MURRAY Management For For
JOHN M. QUAIN Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 74 of 115
WILLIAM L. THACKER Management For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPEDENT Management For For
AUDITOR FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
NISOURCE INC. NI ANNUAL MEETING DATE: 05/08/2007
ISSUER: 65473P105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A TO ELECT STEVEN C. BEERING TO SERVE ON THE BOARD Management For For
OF DIRECTORS FOR A ONE-YEAR TERM
1B TO ELECT DENNIS E. FOSTER TO SERVE ON THE BOARD Management For For
OF DIRECTORS FOR A ONE-YEAR TERM
1C TO ELECT MARTY K. KITTRELL TO SERVE ON THE BOARD Management For For
OF DIRECTORS FOR A ONE-YEAR TERM
1D TO ELECT PETER MCCAUSLAND TO SERVE ON THE BOARD Management For For
OF DIRECTORS FOR A ONE-YEAR TERM
1E TO ELECT STEVEN R. MCCRACKEN TO SERVE ON THE Management For For
BOARD OF DIRECTORS FOR A ONE-YEAR TERM
1F TO ELECT W. LEE NUTTER TO SERVE ON THE BOARD Management For For
OF DIRECTORS FOR A ONE-YEAR TERM
1G TO ELECT IAN M. ROLLAND TO SERVE ON THE BOARD Management For For
OF DIRECTORS FOR A ONE-YEAR TERM
1H TO ELECT ROBERT C. SKAGGS, JR. TO SERVE ON THE Management For For
BOARD OF DIRECTORS FOR A ONE-YEAR TERM
1I TO ELECT RICHARD L. THOMPSON TO SERVE ON THE Management For For
BOARD OF DIRECTORS FOR A ONE-YEAR TERM
1J TO ELECT CAROLYN Y. WOO TO SERVE ON THE BOARD Management For For
OF DIRECTORS FOR A ONE-YEAR TERM
1K TO ELECT ROGER A. YOUNG TO SERVE ON THE BOARD Management For For
OF DIRECTORS FOR A ONE-YEAR TERM
02 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS. Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
NORTHEAST UTILITIES NU ANNUAL MEETING DATE: 05/08/2007
ISSUER: 664397106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RICHARD H. BOOTH Management For For
COTTON MATHER CLEVELAND Management For For
SANFORD CLOUD, JR. Management For For
JAMES F. CORDES Management For For
E. GAIL DE PLANQUE Management For For
JOHN G. GRAHAM Management For For
ELIZABETH T. KENNAN Management For For
KENNETH R. LEIBLER Management For For
ROBERT E. PATRICELLI Management For For
CHARLES W. SHIVERY Management For For
JOHN F. SWOPE Management For For
02 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS OUR INDEPENDENT AUDITORS FOR 2007.
03 TO APPROVE THE ADOPTION OF THE NORTHEAST UTILITIES Management For For
INCENTIVE PLAN, AS AMENDED AND RESTATED.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 75 of 115
- ------------------------------------------------------------------------------------------------------------------------------------
ORMAT TECHNOLOGIES, INC. ORA ANNUAL MEETING DATE: 05/08/2007
ISSUER: 686688102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
LUCIEN BRONICKI Management For For
DAN FALK Management For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR
ITS FISCAL YEAR ENDING DECEMBER 31, 2007.
03 TO APPROVE AN AMENDMENT TO THE COMPANY S 2004 Management For For
INCENTIVE COMPENSATION PLAN TO INCREASE THE NUMBER
OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE
PURSUANT TO THE PLAN BY 2,500,000.
- ------------------------------------------------------------------------------------------------------------------------------------
SPRINT NEXTEL CORPORATION S ANNUAL MEETING DATE: 05/08/2007
ISSUER: 852061100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: KEITH J. BANE Management For For
1B ELECTION OF DIRECTOR: ROBERT R. BENNETT Management For For
1C ELECTION OF DIRECTOR: GORDON M. BETHUNE Management For For
1D ELECTION OF DIRECTOR: FRANK M. DRENDEL Management For For
1E ELECTION OF DIRECTOR: GARY D. FORSEE Management For For
1F ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Management For For
1G ELECTION OF DIRECTOR: V. JANET HILL Management For For
1H ELECTION OF DIRECTOR: IRVINE O. HOCKADAY, JR. Management For For
1I ELECTION OF DIRECTOR: LINDA KOCH LORIMER Management For For
1J ELECTION OF DIRECTOR: WILLIAM H. SWANSON Management For For
02 TO RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF SPRINT NEXTEL
FOR 2007.
03 TO APPROVE THE 2007 OMNIBUS INCENTIVE PLAN. Management Against Against
04 SHAREHOLDER PROPOSAL CONCERNING ADVISORY VOTE Shareholder Against For
ON COMPENSATION OF NAMED EXECUTIVE OFFICERS.
- ------------------------------------------------------------------------------------------------------------------------------------
UNITED STATES CELLULAR CORPORATION USM ANNUAL MEETING DATE: 05/08/2007
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 76 of 115
ISSUER: 911684108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFY ACCOUNTANTS FOR 2007. Management For For
01 DIRECTOR Management For
P.H. DENUIT Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
CAMERON INTERNATIONAL CORPORATION CAM ANNUAL MEETING DATE: 05/09/2007
ISSUER: 13342B105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MICHAEL E. PATRICK Management For For
BRUCE W. WILKINSON Management For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTANTS FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
PROGRESS ENERGY, INC. PGN ANNUAL MEETING DATE: 05/09/2007
ISSUER: 743263105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: J. BOSTIC. Management For For
1B ELECTION OF DIRECTOR: D. BURNER. Management For For
1C ELECTION OF DIRECTOR: R. DAUGHERTY. Management For For
1D ELECTION OF DIRECTOR: H. DELOACH. Management For For
1E ELECTION OF DIRECTOR: R. JONES. Management For For
1F ELECTION OF DIRECTOR: W. JONES. Management For For
1G ELECTION OF DIRECTOR: R. MCGEHEE. Management For For
1H ELECTION OF DIRECTOR: E. MCKEE. Management For For
1I ELECTION OF DIRECTOR: J. MULLIN. Management For For
1J ELECTION OF DIRECTOR: C. SALADRIGAS. Management For For
1K ELECTION OF DIRECTOR: T. STONE. Management For For
1L ELECTION OF DIRECTOR: A. TOLLISON. Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 77 of 115
01 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS PROGRESS ENERGY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2007.
02 THE PROPOSAL RELATING TO THE APPROVAL OF THE Management For For
PROGRESS ENERGY, INC. 2007 EQUITY INCENTIVE PLAN.
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: J. BOSTIC. Management For For
1B ELECTION OF DIRECTOR: D. BURNER. Management For For
1C ELECTION OF DIRECTOR: R. DAUGHERTY. Management For For
1D ELECTION OF DIRECTOR: H. DELOACH. Management For For
1E ELECTION OF DIRECTOR: R. JONES. Management For For
1F ELECTION OF DIRECTOR: W. JONES. Management For For
1G ELECTION OF DIRECTOR: R. MCGEHEE. Management For For
1H ELECTION OF DIRECTOR: E. MCKEE. Management For For
1I ELECTION OF DIRECTOR: J. MULLIN. Management For For
1J ELECTION OF DIRECTOR: C. SALADRIGAS. Management For For
1K ELECTION OF DIRECTOR: T. STONE. Management For For
1L ELECTION OF DIRECTOR: A. TOLLISON. Management For For
01 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS PROGRESS ENERGY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2007.
02 THE PROPOSAL RELATING TO THE APPROVAL OF THE Management For For
PROGRESS ENERGY, INC. 2007 EQUITY INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
TELEFONICA, S.A. TEF ANNUAL MEETING DATE: 05/09/2007
ISSUER: 879382208 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 EXAMINATION AND APPROVAL, IF APPROPRIATE, OF Management For For
THE INDIVIDUAL ANNUAL ACCOUNTS, OF THE CONSOLIDATED
FINANCIAL STATEMENTS AND OF THE MANAGEMENT REPORT
OF TELEFONICA, S.A.
02 DIRECTOR Management For
MR. C. ALIERTA IZUEL+ Management For For
MR. M. CARPIO GARCIA+ Management For For
MR. G.H.F. DE ANGULO+ Management For For
MR. P.I.A. DE TEJERA+ Management For For
ENRIQUE USED AZNAR+ Management For For
G.V. GALARRAGA+ Management For For
MR. J.M.A.P. LOPEZ# Management For For
03 AUTHORIZATION TO ACQUIRE THE COMPANY S OWN SHARES, Management For For
EITHER DIRECTLY OR THROUGH GROUP COMPANIES.
04 DELEGATION TO THE BOARD OF DIRECTORS THE POWER Management For For
TO ISSUE DEBENTURES, BONDS, NOTES AND OTHER FIXED-INCOME
SECURITIES.
05 REDUCTION IN SHARE CAPITAL BY MEANS OF THE REPURCHASE Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 78 of 115
OF THE COMPANY S OWN SHARES.
6A AMENDMENTS REGARDING THE GENERAL SHAREHOLDERS Management For For
MEETING.
6B AMENDMENTS REGARDING PROXY-GRANTING AND VOTING Management For For
BY MEANS OF LONG-DISTANCE COMMUNICATION AND REMOTE
ATTENDANCE.
6C AMENDMENTS REGARDING THE BOARD OF DIRECTORS. Management For For
7A AMENDMENT OF ARTICLE 5 (POWERS OF THE SHAREHOLDERS Management For For
AT THE GENERAL SHAREHOLDERS MEETING).
7B AMENDMENTS RELATING TO THE CALL TO AND PREPARATION Management For For
OF THE GENERAL SHAREHOLDERS MEETING.
7C AMENDMENTS RELATING TO PROXY-GRANTING AND VOTING Management For For
BY MEANS OF LONG-DISTANCE COMMUNICATION AND REMOTE
ATTENDANCE.
7D OTHER AMENDMENTS: AMENDMENT OF ARTICLE 21 AND Management For For
AMENDMENT OF ARTICLE 24.
08 DELEGATION OF POWERS TO FORMALIZE, INTERPRET, Management For For
CURE AND CARRY OUT THE RESOLUTIONS ADOPTED BY
THE SHAREHOLDERS.
- ------------------------------------------------------------------------------------------------------------------------------------
UIL HOLDINGS CORPORATION UIL ANNUAL MEETING DATE: 05/09/2007
ISSUER: 902748102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
THELMA R. ALBRIGHT Management For For
MARC C. BRESLAWSKY Management For For
ARNOLD L. CHASE Management For For
JOHN F. CROWEAK Management For For
BETSY HENLEY-COHN Management For For
JOHN L. LAHEY Management For For
F.P. MCFADDEN, JR. Management For For
DANIEL J. MIGLIO Management For For
WILLIAM F. MURDY Management For For
JAMES A. THOMAS Management For For
JAMES P. TORGERSON Management For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS UIL HOLDINGS CORPORATION S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007.
03 PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION Management For For
OF UIL HOLDINGS CORPORATION TO INCREASE THE NUMBER
OF SHARES AUTHORIZED.
- ------------------------------------------------------------------------------------------------------------------------------------
VECTREN CORPORATION VVC ANNUAL MEETING DATE: 05/09/2007
ISSUER: 92240G101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN M. DUNN Management For For
NIEL C. ELLERBROOK Management For For
JOHN D. ENGELBRECHT Management For For
ANTON H. GEORGE Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 79 of 115
MARTIN C. JISCHKE Management For For
ROBERT L. KOCH II Management For For
WILLIAM G. MAYS Management For For
J. TIMOTHY MCGINLEY Management For For
RICHARD P. RECHTER Management For For
R. DANIEL SADLIER Management For For
RICHARD W. SHYMANSKI Management For For
MICHAEL L. SMITH Management For For
JEAN L. WOJTOWICZ Management For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
ALLIANT ENERGY CORPORATION LNT ANNUAL MEETING DATE: 05/10/2007
ISSUER: 018802108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES A. LEACH* Management For For
MICHAEL L. BENNETT** Management For For
DARRYL B. HAZEL** Management For For
DAVID A. PERDUE** Management For For
JUDITH D. PYLE** Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
AVISTA CORP. AVA ANNUAL MEETING DATE: 05/10/2007
ISSUER: 05379B107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
03 RATIFICATION OF THE APPOINTMENT OF THE FIRM OF Management For For
DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR 2007.
01 DIRECTOR Management For
ERIC J. ANDERSON Management For For
KRISTIANNE BLAKE Management For For
JACK W. GUSTAVEL Management For For
MICHAEL L. NOEL Management For For
SCOTT L. MORRIS Management For For
02 AMENDMENT OF THE COMPANY S RESTATED ARTICLES Shareholder Abstain For
OF INCORPORATION AND BYLAWS TO PROVIDE FOR ANNUAL
ELECTION OF THE BOARD OF DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------------------------
DUKE ENERGY CORPORATION DUK ANNUAL MEETING DATE: 05/10/2007
ISSUER: 26441C105 ISIN:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 80 of 115
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM BARNET, III Management For For
G. ALEX BERNHARDT, SR. Management For For
MICHAEL G. BROWNING Management For For
PHILLIP R. COX Management For For
ANN MAYNARD GRAY Management For For
JAMES H. HANCE, JR. Management For For
JAMES T. RHODES Management For For
JAMES E. ROGERS Management For For
MARY L. SCHAPIRO Management For For
DUDLEY S. TAFT Management For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE Management For For
ENERGY S INDEPENDENT PUBLIC ACCOUNTANT FOR 2007
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM BARNET, III Management For For
G. ALEX BERNHARDT, SR. Management For For
MICHAEL G. BROWNING Management For For
PHILLIP R. COX Management For For
ANN MAYNARD GRAY Management For For
JAMES H. HANCE, JR. Management For For
JAMES T. RHODES Management For For
JAMES E. ROGERS Management For For
MARY L. SCHAPIRO Management For For
DUDLEY S. TAFT Management For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE Management For For
ENERGY S INDEPENDENT PUBLIC ACCOUNTANT FOR 2007
- ------------------------------------------------------------------------------------------------------------------------------------
VEOLIA ENVIRONNEMENT, PARIS MIX MEETING DATE: 05/10/2007
ISSUER: F9686M107 ISIN: FR0000124141
SEDOL: B03XMB0, 4031879, 7188761, B0335V1, 4104704
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN Non-Voting *Management Position Unknown
AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB
CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN THE NECESSARY CARD,
ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING
APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY
CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED
TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED
INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN
CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD
TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER
YOUR GLOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY,
PLEASE CONTACT YOUR REPRESENTATIVE.
Take No
O.1 RECEIVE THE REPORT OF THE CHAIRMAN OF THE BOARD Management Action *Management Position Unknown
ProxyEdge - Investment Company Report
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Selected Accounts: NPX GABELLI UTILITIES FUND Page 81 of 115
OF DIRECTORS ON THE WORK OF THE BOARD AND ON
THE INTERNAL AUDIT PROCEDURES, THE MANAGEMENT
REPORT OF THE BOARD OF DIRECTORS AND THE REPORT
OF THE AUDITORS; APPROVAL THE COMPANY S FINANCIAL
STATEMENTS FOR THE FY 2006
Take No
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS Management Action *Management Position Unknown
FOR THE FY DRAWN UP IN ACCORDANCE WITH THE PROVISION
OF ARTICLES L. 233-16 ET SEQ OF THE FRENCH COMMERCIAL
CODE AS SPECIFIED
Take No
O.3 APPROVAL OF THE CHARGES AND EXPENSES COVERED Management Action *Management Position Unknown
BY THE ARTICLES 39-4 OF THE FRENCH GENERAL TAX
CODE AMOUNTED TO EUR 2,415,732.00
Take No
O.4 APPROVE THE RECOMMENDATIONS OF THE BOARD OF DIRECTORS Management Action *Management Position Unknown
AND RESOLVES THAT THE INCOME FOR THE FY BE APPROPRIATED
AS FOLLOWS: EARNINGS FOR THE FY: EUR 414,945,460.00,
PRIOR RETAINED EARNINGS: EUR 732,650,010.00,
TOTAL: EUR 1,147,595,470.00, ALLOCATION: LEGAL
RESERVE: EUR 20,747,273.00, DIVIDENDS: EUR 417,240,854.00,
RETAINED EARNINGS: EUR 709,607,342.00, THE SHAREHOLDERS
WILL RECEIVE A NET DIVIDEND OF EUR 1.05 PER SHARE
FOR 397,372,242 SHARES, AND WILL ENTITLE TO THE
40% DEDUCTION PROVIDED BY THE FRENCH TAX CODE,
THIS DIVIDEND WILL BE PAID ON 15 MAY 2007, IN
THE EVENT THAT THE COMPANY HOLDS SOME OF ITS
OWN SHARES ON SUCH DATE, THE AMOUNT OF THE UNPAID
DIVIDEND ON SUCH SHARES SHALL BE ALLOCATED TO
THE RETAINED EARNINGS ACCOUNT, AS REQUIRED BY
LAW
Take No
O.5 APPROVAL, OF THE AGREEMENTS AND COMMITMENTS IN Management Action *Management Position Unknown
ACCORDANCE WITH THE ARTICLE L.225-40 OF THE COMMERCIAL
LAW AND THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS AND COMMITMENTS GOVERNED BY ARTICLE
L. 225-38 OF THE FRANCE COMMERCIAL CODE
Take No
E.14 AMEND THE PARAGRAPH 3 OF THE ARTICLE 22 OF THE Management Action *Management Position Unknown
BY-LAWS
Take No
O.6 APPOINT MR. PAOLO SCARONI AS A DIRECTOR, TO REPLACE Management Action *Management Position Unknown
MR. ARTHUR LAFFER, FOR THE REMAINDER OF MR. ARTHUR
LAFFER S UNTIL THE SHAREHOLDERS MEETING CALLED
TO APPROVE THE FINANCIAL STATEMENTS FOR THE FY
2008
Take No
O.7 RATIFY THE NOMINATION OF MR. AUGUSTIN DE ROMANET Management Action *Management Position Unknown
DE BEAUNE, AS A MEMBER OF THE BOARD OF DIRECTORS,
DONE BY THIS ONE IN ITS MEETING OF THE 29 MAR
2007, AS A SUBSTITUTE OF MR. FRANCIS MAYER
Take No
O.8 APPOINT THE COMPANY KPMG SA, MEMBER OF THE COMPAGNIE Management Action *Management Position Unknown
REGIONALE DE VERSAILLES , AS THE PERMANENT STATUTORY
AUDITOR
Take No
O.9 APPOINT MR. PHILIPPE MATHIS, OF THE COMPAGNIE Management Action *Management Position Unknown
REGIONALE DE PARIS, AS THE SUBSTITUTE STATUTORY
AUDITOR
Take No
O.10 AUTHORIZE THE BOARD OF DIRECTORS TO TRADE IN Management Action *Management Position Unknown
THE COMPANY S SHARES ON THE STOCK MARKET, SUBJECT
TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE
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Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 82 of 115
PRICE: EUR 90.00, MAXIMUM NUMBER OF SHARES TO
BE ACQUIRED: 10% OF THE NUMBER OF SHARES COMPRISING
THE COMPANY CAPITAL, I.E, 412,626,550 SHARES,
THE NUMBER OF SHARES ACQUIRED BY THE COMPANY
WITH A VIEW TO THEIR RETENTION OR THEIR SUBSEQUENT
DELIVERY IN PAYMENT OR EXCHANGE AS PART OF A
MERGER, DIVESTMENT OR CAPITAL CONTRIBUTION CANNOT
EXCEED 5% OF ITS CAPITAL, MAXIMUM FUNDS INVESTED
IN THE SHARE BUYBACKS: EUR 1,500,000,000.00,
THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD,
IT SUPERSEDES THE FRACTION UNUSED OF ANY AND
ALL EFFECT, TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
Take No
E.11 AUTHORIZE THE BOARD OF DIRECTORS ITS AUTHORITY Management Action *Management Position Unknown
TO DECIDE ON A SHARE CAPITAL INCREASE, ON 1 OR
MORE OCCASIONS, BY WAY OF ISSUING SHARES AND
SECURITIES GIVING ACCESS TO THE CAPITAL IN FAVOUR
OF MEMBERS OF 1 OR MORE COMPANY SAVINGS PLANS,
THIS DELEGATION IS GIVEN FOR A 26-MONTH PERIOD
AND FOR A MAXIMUM AMOUNT THAT SHALL NOT EXCEED
1% OF THE SHARE CAPITAL, THE MAXIMUM NOMINAL
AMOUNT OF CAPITAL INCREASES TO BE CARRIEDOUT
BY VIRTUE OF THE PRESENT RESOLUTION SHALL COUNT
AGAINST THE OVERALL CEILING PROVIDED FOR IN RESOLUTION
17 APPROVED BY THE EGM OF 11 MAY 2006 OR IN AN
EARLIER RESOLUTION TO THE SAME EFFECT, TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES, THIS DELEGATION OF POWERS SUPERSEDES
THE FRACTION UNUSED OF ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT
Take No
O.E17 POWER FOR FORMALITIES Management Action *Management Position Unknown
Take No
E.12 AUTHORIZE THE BOARD OF DIRECTORS WITH NECESSARY Management Action *Management Position Unknown
POWERS TO INCREASE THE SHARE CAPITAL, ON 1 OR
MORE OCCASIONS, BY ISSUING SHARES FOR A TOTAL
NUMBER OF SHARES WHICH SHALL NOT EXCEED 2% OF
THE SHARE CAPITAL, THE MAXIMUM NOMINAL AMOUNT
OF CAPITAL INCREASES WHICH MAY BE CARRIED OUT
BY VIRTUE OF THE PRESENT DELEGATION SHALL COUNT
AGAINST THE OVERALL CEILING SET FORTH IN THE
RESOLUTION 17, APPROVED BY THE EGM OF 11 MAY
2006 OR AGAINST THE OVERALL CEILING SET FORTH
IN ANY LATER RESOLUTION TO THE SAME EFFECT, THE
SHAREHOLDERS MEETING DECIDES TO CANCEL THE SHAREHOLDERS
PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOUR OF
ANY COMPANY HELD BY A CREDIT INSTITUTION WHICH
WILL IMPLEMENT A STRUCTURED OFFER OF SHARES IN
FAVOUR OF EMPLOYEES AND CORPORATE OFFICERS OF
COMPANIES RELATED TO THE COMPANY, LOCATED OUTSIDE
FRANCE, THE PURPOSE IS TO SUBSCRIBE THE ISSUERS
SHARES AS THIS SUBSCRIPTION WILL ALLOW THE EMPLOYEES
AND CORPORATE OFFICERS TO BENEFIT FROM THE SAME
EMPLOYEE SHAREHOLDING FORMULA AS THE ONES OF
VEOLIA ENVIRONMENT GROUP, THIS AUTHORIZATION
IS GRANTED FOR AN 18-MONTH PERIOD
Take No
E.13 AUTHORIZE THE BOARD OF DIRECTORS TO GRANT, FOR Management Action *Management Position Unknown
FREE, ON ONE OR MORE OCCASIONS, EXISTING OR FUTURE
SHARES, IN FAVOUR OF THE EMPLOYEES OR THE CORPORATE
OFFICERS OF THE COMPANY AND RELATED COMPANIES,
THEY MAY NOT REPRESENT MORE THAN 0.5% OF THE
SHARE CAPITAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 83 of 115
Take No
E.15 AUTHORIZE THE BOARD OF DIRECTORS TO ISSUE IN Management Action *Management Position Unknown
ONE OR SEVERAL TIMES, COMPANY SHARES EQUITY WARRANTS
AND THEIR FREE ALLOCATION TO ALL OF THE COMPANY
SHAREHOLDERS
Take No
E.16 AUTHORIZE THE BOARD OF DIRECTORS TO CARRY OUT Management Action *Management Position Unknown
THE AUTHORIZATIONS AND DELEGATIONS WHICH WERE
GRANTED TO IT IN THE RESOLUTION 10, 11, 12 AND
13 OF THIS MEETING AND OF THE RESOLUTIONS 17,
18, 19, 20, 22, 24 AND 26 VOTED BY THE EGM OF
THE 11 MAY 2006
- ------------------------------------------------------------------------------------------------------------------------------------
CHINA UNICOM LIMITED CHU ANNUAL MEETING DATE: 05/11/2007
ISSUER: 16945R104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS Management For For
AND THE REPORTS OF THE DIRECTORS AND OF THE INDEPENDENT
AUDITOR.
02 TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED Management For For
31 DECEMBER 2006.
3A1 TO ELECT OR RE-ELECT MR. SHANG BING AS A DIRECTOR. Management For For
3A2 TO ELECT OR RE-ELECT MS. LI JIANGUO AS A DIRECTOR. Management For For
3A3 TO ELECT OR RE-ELECT MR. YANG XIAOWEI AS A DIRECTOR. Management For For
3A4 TO ELECT OR RE-ELECT MR. WU JINGLIAN AS A DIRECTOR. Management For For
3A5 TO ELECT OR RE-ELECT MR. SHAN WEIJIAN AS A DIRECTOR. Management For For
3B TO AUTHORIZE THE DIRECTORS TO FIX REMUNERATION Management For For
OF THE DIRECTORS FOR THE YEAR ENDING 31 DECEMBER
2007.
04 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITORS, Management For For
AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION.
05 TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO Management For For
REPURCHASE SHARES IN THE COMPANY.
06 TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO Management For For
ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES.
07 TO EXTEND THE GENERAL MANDATE GRANTED TO THE Management For For
DIRECTORS TO ISSUE, ALLOT AND DEAL WITH SHARES
BY THE NUMBER OF SHARES REPURCHASED.
08 TO APPROVE THE AMENDMENTS TO THE SHARE OPTION Management For For
SCHEME AND THE PRE-GLOBAL OFFERING SHARE OPTION
SCHEME OF THE COMPANY.
09 TO APPROVE THE AMENDMENTS TO THE CERTAIN TERMS Management For For
OF THE OPTIONS GRANTED, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
CONSOLIDATED WATER CO. LTD. CWCO ANNUAL MEETING DATE: 05/11/2007
ISSUER: G23773107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 84 of 115
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM T. ANDREWS Management For For
BRIAN E. BUTLER Management For For
STEVEN A. CARR Management For For
02 TO VOTE IN FAVOR OF THE ISSUANCE OF THE COMPANY Management For For
S ORDINARY SHARES TO DAVID W. SASNETT, EXECUTIVE
VICE PRESIDENT AND CHIEF FINANCIAL OFFICER, AND
RAMJEET JERRYBANDAN, VICE PRESIDENT OF OVERSEES
OPERATIONS OF THE COMPANY, IN ACCORDANCE WITH
THEIR RESPECTIVE EMPLOYMENT AGREEMENTS.
03 TO VOTE IN FAVOR OF THE AMENDMENT TO THE COMPANY Management For For
S AMENDED AND RESTATED ARTICLES OF ASSOCIATION
TO PROVIDE FOR THE ISSUANCE OF UNCERTIFIED SHARES.
04 TO RATIFY THE SELECTION OF RACHLIN COHEN & HOLTZ Management For For
LLP AS THE INDEPENDENT ACCOUNTANTS FOR FISCAL
YEAR ENDING DECEMBER 31, 2007.
05 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For
COME BEFORE THE MEETING AND ANY POSTPONEMENTS
OR ADJOURNMENTS THEREOF.
- ------------------------------------------------------------------------------------------------------------------------------------
UNISOURCE ENERGY CORPORATION UNS ANNUAL MEETING DATE: 05/11/2007
ISSUER: 909205106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES S. PIGNATELLI Management For For
LAWRENCE J. ALDRICH Management For For
BARBARA M. BAUMANN Management For For
LARRY W. BICKLE Management For For
ELIZABETH T. BILBY Management For For
HAROLD W. BURLINGAME Management For For
JOHN L. CARTER Management For For
ROBERT A. ELLIOTT Management For For
DANIEL W.L. FESSLER Management For For
KENNETH HANDY Management For For
WARREN Y. JOBE Management For For
JOAQUIN RUIZ Management For For
02 RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Management For For
PUBLIC ACCOUNTING FIRM
- ------------------------------------------------------------------------------------------------------------------------------------
ALLTEL CORPORATION AT ANNUAL MEETING DATE: 05/15/2007
ISSUER: 020039103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
SCOTT T. FORD Management For For
L.L GELLERSTEDT, III Management For For
EMON A. MAHONY, JR. Management For For
RONALD TOWNSEND Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For
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Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 85 of 115
- ------------------------------------------------------------------------------------------------------------------------------------
FIRSTENERGY CORP. FE ANNUAL MEETING DATE: 05/15/2007
ISSUER: 337932107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PAUL T. ADDISON Management For For
ANTHONY J. ALEXANDER Management For For
MICHAEL J. ANDERSON Management For For
DR. CAROL A. CARTWRIGHT Management For For
WILLIAM T. COTTLE Management For For
ROBERT B. HEISLER, JR. Management For For
ERNEST J. NOVAK, JR. Management For For
CATHERINE A. REIN Management For For
GEORGE M. SMART Management For For
WES M. TAYLOR Management For For
JESSE T. WILLIAMS, SR. Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 APPROVAL OF THE FIRSTENERGY CORP. 2007 INCENTIVE Management Against Against
PLAN
04 SHAREHOLDER PROPOSAL Shareholder Against For
05 SHAREHOLDER PROPOSAL Shareholder Against For
06 SHAREHOLDER PROPOSAL Shareholder Against For
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PAUL T. ADDISON Management For For
ANTHONY J. ALEXANDER Management For For
MICHAEL J. ANDERSON Management For For
DR. CAROL A. CARTWRIGHT Management For For
WILLIAM T. COTTLE Management For For
ROBERT B. HEISLER, JR. Management For For
ERNEST J. NOVAK, JR. Management For For
CATHERINE A. REIN Management For For
GEORGE M. SMART Management For For
WES M. TAYLOR Management For For
JESSE T. WILLIAMS, SR. Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 APPROVAL OF THE FIRSTENERGY CORP. 2007 INCENTIVE Management Against Against
PLAN
04 SHAREHOLDER PROPOSAL Shareholder Against For
05 SHAREHOLDER PROPOSAL Shareholder Against For
06 SHAREHOLDER PROPOSAL Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
CHINA MOBILE (HONG KONG) LIMITED CHL ANNUAL MEETING DATE: 05/16/2007
ISSUER: 16941M109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 86 of 115
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL Management For *Management Position Unknown
STATEMENTS AND THE REPORTS OF THE DIRECTORS AND
AUDITORS.
2A TO DECLARE AN ORDINARY FINAL DIVIDEND FOR THE Management For *Management Position Unknown
YEAR ENDED 31 DECEMBER 2006.
2B TO DECLARE A SPECIAL FINAL DIVIDEND FOR THE YEAR Management For *Management Position Unknown
ENDED 31 DECEMBER 2006.
3A TO RE-ELECT WANG JIANZHOU AS A DIRECTOR. Management For *Management Position Unknown
3B TO RE-ELECT LI YUE AS A DIRECTOR. Management For *Management Position Unknown
3C TO RE-ELECT ZHANG CHENSHUANG AS A DIRECTOR. Management For *Management Position Unknown
3D TO RE-ELECT FRANK WONG KWONG SHING AS A DIRECTOR. Management For *Management Position Unknown
3E TO RE-ELECT PAUL MICHAEL DONOVAN AS A DIRECTOR. Management For *Management Position Unknown
04 TO RE-APPOINT MESSRS. KPMG AS AUDITORS AND TO Management For *Management Position Unknown
AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION.
05 TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO Management For *Management Position Unknown
REPURCHASE SHARES IN THE COMPANY NOT EXCEEDING
10% OF THE AGGREGATE NOMINAL AMOUNT OF THE EXISTING
ISSUED SHARE CAPITAL.
06 TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO Management For *Management Position Unknown
ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES
IN THE COMPANY.
07 TO EXTEND THE GENERAL MANDATE GRANTED TO THE Management For *Management Position Unknown
DIRECTORS TO ISSUE, ALLOT AND DEAL WITH SHARES
BY THE NUMBER OF SHARES REPURCHASED.
- ------------------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY HAL ANNUAL MEETING DATE: 05/16/2007
ISSUER: 406216101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: K.M. BADER Management For For
1B ELECTION OF DIRECTOR: A.M. BENNETT Management For For
1C ELECTION OF DIRECTOR: J.R. BOYD Management For For
1D ELECTION OF DIRECTOR: M. CARROLL Management For For
1E ELECTION OF DIRECTOR: R.L. CRANDALL Management For For
1F ELECTION OF DIRECTOR: K.T DERR Management For For
1G ELECTION OF DIRECTOR: S.M. GILLIS Management For For
1H ELECTION OF DIRECTOR: W.R. HOWELL Management For For
1I ELECTION OF DIRECTOR: D.J. LESAR Management For For
1J ELECTION OF DIRECTOR: J.L. MARTIN Management For For
1K ELECTION OF DIRECTOR: J.A. PRECOURT Management For For
1L ELECTION OF DIRECTOR: D.L. REED Management For For
02 PROPOSAL FOR RATIFICATION OF THE SELECTION OF Management For For
AUDITORS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 87 of 115
03 PROPOSAL ON HUMAN RIGHTS REVIEW. Shareholder Against For
04 PROPOSAL ON POLITICAL CONTRIBUTIONS. Shareholder Against For
05 PROPOSAL ON STOCKHOLDER RIGHTS PLAN. Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
RELIANT ENERGY, INC. RRI ANNUAL MEETING DATE: 05/16/2007
ISSUER: 75952BUTH ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION Management For For
TO REMOVE UNNECESSARY AND OUTDATED PROVISIONS.
02 PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION Management For For
TO ELIMINATE THE CLASSIFIED STRUCTURE OF THE BOARD.
3A ELECTION OF DIRECTOR (IF STOCKHOLDERS APPROVE Management For For
ITEM 2): E. WILLIAM BARNETT
3B ELECTION OF DIRECTOR (IF STOCKHOLDERS APPROVE Management For For
ITEM 2): SARAH M. BARPOULIS
3C ELECTION OF DIRECTOR (IF STOCKHOLDERS APPROVE Management For For
ITEM 2): DONALD J. BREEDING
3D ELECTION OF DIRECTOR (IF STOCKHOLDERS APPROVE Management For For
ITEM 2): KIRBYJON H. CALDWELL
3E ELECTION OF DIRECTOR (IF STOCKHOLDERS APPROVE Management For For
ITEM 2): STEVEN L. MILLER
3F ELECTION OF DIRECTOR (IF STOCKHOLDERS APPROVE Management For For
ITEM 2): LAREE E. PEREZ
3G ELECTION OF DIRECTOR (IF STOCKHOLDERS APPROVE Management For For
ITEM 2): EVAN J. SILVERSTEIN
3H ELECTION OF DIRECTOR (IF STOCKHOLDERS APPROVE Management For For
ITEM 2): JOEL V. STAFF
3I ELECTION OF DIRECTOR (IF STOCKHOLDERS APPROVE Management For For
ITEM 2): WILLIAM L. TRANSIER
4A ELECTION OF DIRECTOR (IF STOCKHOLDERS DO NOT Management For For
APPROVE ITEM 2): SARAH M. BARPOULIS
4B ELECTION OF DIRECTOR (IF STOCKHOLDERS DO NOT Management For For
APPROVE ITEM 2): LAREE E. PEREZ
4C ELECTION OF DIRECTOR (IF STOCKHOLDERS DO NOT Management For For
APPROVE ITEM 2): WILLIAM L. TRANSIER
05 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For
AS RELIANT ENERGY, INC. S INDEPENDENT AUDITOR.
- ------------------------------------------------------------------------------------------------------------------------------------
ALLEGHENY ENERGY, INC. AYE ANNUAL MEETING DATE: 05/17/2007
ISSUER: 017361106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
H. FURLONG BALDWIN Management For For
ELEANOR BAUM Management For For
PAUL J. EVANSON Management For For
CYRUS F. FREIDHEIM, JR. Management For For
JULIA L. JOHNSON Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 88 of 115
TED J. KLEISNER Management For For
STEVEN H. RICE Management For For
GUNNAR E. SARSTEN Management For For
MICHAEL H. SUTTON Management For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 STOCKHOLDER PROPOSAL TO RECOUP UNEARNED MANAGEMENT Shareholder Against For
BONUSES.
04 STOCKHOLDER PROPOSAL TO SEPARATE THE ROLES OF Shareholder Against For
CEO AND CHAIRMAN.
05 STOCKHOLDER PROPOSAL REQUESTING A DIRECTOR ELECTION Shareholder Against For
MAJORITY VOTE STANDARD.
06 STOCKHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER Shareholder Against For
MEETINGS.
07 STOCKHOLDER PROPOSAL REGARDING PERFORMANCE BASED Shareholder Against For
STOCK OPTIONS.
08 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON UTILIZING Shareholder Against For
THE NIETC.
09 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shareholder Against For
CLIMATE CHANGE.
- ------------------------------------------------------------------------------------------------------------------------------------
INTEGRYS ENERGY GROUP INC TEG ANNUAL MEETING DATE: 05/17/2007
ISSUER: 45822P105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
P. SAN JUAN CAFFERTY Management For For
ELLEN CARNAHAN Management For For
MICHAEL E. LAVIN Management For For
WILLIAM F. PROTZ, JR. Management For For
LARRY L. WEYERS Management For For
02 APPROVE THE INTEGRYS ENERGY GROUP 2007 OMNIBUS Management For For
INCENTIVE COMPENSATION PLAN, WHICH AUTHORIZES
3.5 MILLION SHARES OF COMMON STOCK FOR FUTURE
GRANTS.
03 APPROVE AN AMENDMENT TO THE INTEGRYS ENERGY GROUP Management For For
DEFERRED COMPENSATION PLAN THAT AUTHORIZES THE
ISSUANCE OF AN ADDITIONAL 0.7 MILLION SHARES
OF COMMON STOCK UNDER THE PLAN.
04 RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR INTEGRYS ENERGY GROUP AND ITS SUBSIDIARIES
FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
OGE ENERGY CORP. OGE ANNUAL MEETING DATE: 05/17/2007
ISSUER: 670837103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
LUKE R. CORBETT Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 89 of 115
PETER B. DELANEY Management For For
ROBERT KELLEY Management For For
J.D. WILLIAMS Management For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
OUR PRINCIPAL INDEPENDENT ACCOUNTANTS.
- ------------------------------------------------------------------------------------------------------------------------------------
ONEOK, INC. OKE ANNUAL MEETING DATE: 05/17/2007
ISSUER: 682680103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM M. BELL Management For For
JOHN W. GIBSON Management For For
PATTYE L. MOORE Management For For
DAVID J. TIPPECONNIC Management For For
02 A SHAREHOLDER PROPOSAL RELATING TO THE SEPARATION Shareholder Against For
OF THE POSITIONS OF CHAIRMAN OF THE BOARD AND
CHIEF EXECUTIVE OFFICER.
- ------------------------------------------------------------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC. WMB ANNUAL MEETING DATE: 05/17/2007
ISSUER: 969457UTH ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: KATHLEEN B. COOPER. Management For For
1B ELECTION OF DIRECTOR: WILLIAM R. GRANBERRY. Management For For
1C ELECTION OF DIRECTOR: CHARLES M. LILLIS. Management For For
1D ELECTION OF DIRECTOR: WILLIAM G. LOWRIE. Management For For
02 RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS Management For For
FOR 2007.
03 APPROVAL OF THE WILLIAMS COMPANIES, INC. 2007 Management For For
INCENTIVE PLAN.
04 APPROVAL OF THE WILLIAMS COMPANIES, INC. 2007 Management For For
EMPLOYEE STOCK PURCHASE PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
WESTAR ENERGY, INC. WR ANNUAL MEETING DATE: 05/17/2007
ISSUER: 95709T100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
B. ANTHONY ISAAC Management For For
MICHAEL F. MORRISSEY Management For For
JOHN C. NETTLES, JR. Management For For
02 RATIFICATION AND CONFIRMATION OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 90 of 115
- ------------------------------------------------------------------------------------------------------------------------------------
CMS ENERGY CORPORATION CMS ANNUAL MEETING DATE: 05/18/2007
ISSUER: 125896100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MERRIBEL S. AYRES Management For For
JON E. BARFIELD Management For For
RICHARD M. GABRYS Management For For
DAVID W. JOOS Management For For
PHILIP R. LOCHNER, JR. Management For For
MICHAEL T. MONAHAN Management For For
JOSEPH F. PAQUETTE, JR. Management For For
PERCY A. PIERRE Management For For
KENNETH L. WAY Management For For
KENNETH WHIPPLE Management For For
JOHN B. YASINSKY Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
- ------------------------------------------------------------------------------------------------------------------------------------
CONSTELLATION ENERGY GROUP, INC. CEG ANNUAL MEETING DATE: 05/18/2007
ISSUER: 210371100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A THE ELECTION OF YVES C. DE BALMANN FOR A TERM Management For For
TO EXPIRE IN 2008.
1B THE ELECTION OF DOUGLAS L. BECKER FOR A TERM Management For For
TO EXPIRE IN 2008.
1C THE ELECTION OF JAMES T. BRADY FOR A TERM TO Management For For
EXPIRE IN 2008.
1D THE ELECTION OF EDWARD A. CROOKE FOR A TERM TO Management For For
EXPIRE IN 2008.
1E THE ELECTION OF JAMES R. CURTISS FOR A TERM TO Management For For
EXPIRE IN 2008.
1F THE ELECTION OF FREEMAN A. HRABOWSKI, III FOR Management For For
A TERM TO EXPIRE IN 2008.
1G THE ELECTION OF NANCY LAMPTON FOR A TERM TO EXPIRE Management For For
IN 2008.
1H THE ELECTION OF ROBERT J. LAWLESS FOR A TERM Management For For
TO EXPIRE IN 2008.
1I THE ELECTION OF LYNN M. MARTIN FOR A TERM TO Management For For
EXPIRE IN 2008.
1J THE ELECTION OF MAYO A. SHATTUCK III FOR A TERM Management For For
TO EXPIRE IN 2008.
1K THE ELECTION OF MICHAEL D. SULLIVAN FOR A TERM Management For For
TO EXPIRE IN 2008.
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2007.
03 APPROVAL OF THE 2007 LONG-TERM INCENTIVE PLAN. Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 91 of 115
04 APPROVAL OF THE EXECUTIVE ANNUAL INCENTIVE PLAN. Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
PEPCO HOLDINGS, INC. POM ANNUAL MEETING DATE: 05/18/2007
ISSUER: 713291102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JACK B. DUNN, IV Management For For
TERENCE C. GOLDEN Management For For
FRANK O. HEINTZ Management For For
BARBARA J. KRUMSIEK Management For For
GEORGE F. MACCORMACK Management For For
RICHARD B. MCGLYNN Management For For
LAWRENCE C. NUSSDORF Management For For
FRANK K. ROSS Management For For
LESTER P. SILVERMAN Management For For
WILLIAM T. TORGERSON Management For For
02 A PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR 2007
- ------------------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. TWX ANNUAL MEETING DATE: 05/18/2007
ISSUER: 887317105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFICATION OF AUDITORS. Management For For
03 COMPANY PROPOSAL TO AMEND THE COMPANY S RESTATED Management For For
CERTIFICATE OF INCORPORATION TO ELIMINATE CERTAIN
SUPER-MAJORITY VOTE REQUIREMENTS.
04 STOCKHOLDER PROPOSAL REGARDING ADVISORY RESOLUTION Shareholder Against For
TO RATIFY COMPENSATION OF NAMED EXECUTIVE OFFICERS.
05 STOCKHOLDER PROPOSAL REGARDING SEPARATION OF Shareholder Against For
ROLES OF CHAIRMAN AND CEO.
06 STOCKHOLDER PROPOSAL REGARDING SIMPLE MAJORITY Shareholder Against For
VOTE.
07 STOCKHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER Shareholder Against For
MEETINGS.
08 STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER RATIFICATION Shareholder Against For
OF DIRECTOR COMPENSATION WHEN A STOCKHOLDER RIGHTS
PLAN HAS BEEN ADOPTED.
01 DIRECTOR Management For
JAMES L. BARKSDALE Management For For
JEFFREY L. BEWKES Management For For
STEPHEN F. BOLLENBACH Management For For
FRANK J. CAUFIELD Management For For
ROBERT C. CLARK Management For For
MATHIAS DOPFNER Management For For
JESSICA P. EINHORN Management For For
REUBEN MARK Management For For
MICHAEL A. MILES Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 92 of 115
KENNETH J. NOVACK Management For For
RICHARD D. PARSONS Management For For
FRANCIS T. VINCENT, JR. Management For For
DEBORAH C. WRIGHT Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
CONSOLIDATED EDISON, INC. ED ANNUAL MEETING DATE: 05/21/2007
ISSUER: 209115104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
K. BURKE Management For For
V.A. CALARCO Management For For
G. CAMPBELL, JR. Management For For
G.J. DAVIS Management For For
M.J. DEL GIUDICE Management For For
E.V. FUTTER Management For For
S. HERNANDEZ Management For For
P.W. LIKINS Management For For
E.R. MCGRATH Management For For
L.F. SUTHERLAND Management For For
S.R. VOLK Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS. Management For For
03 ADDITIONAL COMPENSATION INFORMATION. Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICAN STATES WATER COMPANY AWR ANNUAL MEETING DATE: 05/22/2007
ISSUER: 029899101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 93 of 115
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES L. ANDERSON Management For For
DIANA M. BONTA Management For For
ANNE M. HOLLOWAY Management For For
FLOYD E. WICKS Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT AUDITORS.
- ------------------------------------------------------------------------------------------------------------------------------------
BLACK HILLS CORPORATION BKH ANNUAL MEETING DATE: 05/22/2007
ISSUER: 092113109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JACK W. EUGSTER Management For For
GARY L. PECHOTA Management For For
THOMAS J. ZELLER Management For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
TO SERVE AS BLACK HILLS CORPORATION S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
CLEAR CHANNEL COMMUNICATIONS, INC. CCU ANNUAL MEETING DATE: 05/22/2007
ISSUER: 184502102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: ALAN D. FELD Management For For
1B ELECTION OF DIRECTOR: PERRY J. LEWIS Management For For
1C ELECTION OF DIRECTOR: L. LOWRY MAYS Management For For
1D ELECTION OF DIRECTOR: MARK P. MAYS Management For For
1E ELECTION OF DIRECTOR: RANDALL T. MAYS Management For For
1F ELECTION OF DIRECTOR: B.J. MCCOMBS Management For For
1G ELECTION OF DIRECTOR: PHYLLIS B. RIGGINS Management For For
1H ELECTION OF DIRECTOR: THEODORE H. STRAUSS Management For For
1I ELECTION OF DIRECTOR: J.C. WATTS Management For For
1J ELECTION OF DIRECTOR: JOHN H. WILLIAMS Management For For
1K ELECTION OF DIRECTOR: JOHN B. ZACHRY Management For For
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2007.
03 APPROVAL AND ADOPTION OF THE SHAREHOLDER PROPOSAL Shareholder Against For
REGARDING PAY FOR SUPERIOR PERFORMANCE.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 94 of 115
04 APPROVAL AND ADOPTION OF THE SHAREHOLDER PROPOSAL Shareholder Against For
REGARDING CORPORATE POLITICAL CONTRIBUTIONS.
05 APPROVAL AND ADOPTION OF THE SHAREHOLDER PROPOSAL Shareholder Against For
REGARDING COMPENSATION COMMITTEE INDEPENDENCE.
06 APPROVAL AND ADOPTION OF THE SHAREHOLDER PROPOSAL Shareholder Against For
REGARDING EXECUTIVE COMPENSATION.
- ------------------------------------------------------------------------------------------------------------------------------------
HUANENG POWER INTERNATIONAL, INC. HNP ANNUAL MEETING DATE: 05/22/2007
ISSUER: 443304100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
O1 TO CONSIDER AND APPROVE THE WORKING REPORT FROM Management For For
THE BOARD OF DIRECTORS OF THE COMPANY FOR YEAR
2006.
O2 TO CONSIDER AND APPROVE THE WORKING REPORT FROM Management For For
THE SUPERVISORY COMMITTEE OF THE COMPANY FOR
YEAR 2006.
O3 TO CONSIDER AND APPROVE THE AUDITED FINANCIAL Management For For
STATEMENTS OF THE COMPANY FOR YEAR 2006.
O4 TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION Management For For
PLAN OF THE COMPANY FOR YEAR 2006.
O5 TO CONSIDER AND APPROVE THE PROPOSAL REGARDING Management For For
THE RE-APPOINTMENT OF THE COMPANY S AUDITORS
FOR YEAR 2007.
O6 TO CONSIDER AND APPROVE THE PROPOSAL REGARDING Management For For
TAKING OUT INSURANCE FOR DIRECTORS AND SENIOR
MANAGEMENT S LIABILITIES, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
S7 TO CONSIDER AND APPROVE THE PROPOSAL REGARDING Management For For
THE ISSUE OF SHORT-TERM DEBENTURES, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
MGE ENERGY, INC. MGEE ANNUAL MEETING DATE: 05/22/2007
ISSUER: 55277P104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RICHARD E. BLANEY Management For For
FREDERIC E. MOHS Management For For
F. CURTIS HASTINGS Management For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP FOR Management For For
2007
- ------------------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION CMCSA ANNUAL MEETING DATE: 05/23/2007
ISSUER: 20030N101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 95 of 115
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
S. DECKER ANSTROM Management For For
KENNETH J. BACON Management For For
SHELDON M. BONOVITZ Management For For
EDWARD D. BREEN Management For For
JULIAN A. BRODSKY Management For For
JOSEPH J. COLLINS Management For For
J. MICHAEL COOK Management For For
JEFFREY A. HONICKMAN Management For For
BRIAN L. ROBERTS Management For For
RALPH J. ROBERTS Management For For
DR. JUDITH RODIN Management For For
MICHAEL I. SOVERN Management For For
02 INDEPENDENT AUDITORS Management For For
03 PREVENT THE ISSUANCE OF NEW STOCK OPTIONS Shareholder Against For
04 REQUIRE THAT THE CHAIRMAN OF THE BOARD NOT BE Shareholder Against For
AN EMPLOYEE
05 REQUIRE SUSTAINABILITY REPORT Shareholder Against For
06 ADOPT A RECAPITALIZATION PLAN Shareholder Against For
07 REQUIRE ANNUAL VOTE ON EXECUTIVE COMPENSATION Shareholder Against For
08 REQUIRE PAY DIFFERENTIAL REPORT Shareholder Against For
09 REQUIRE DISCLOSURE OF POLITICAL CONTRIBUTIONS Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
ENEL ENTE NAZIONALE PER L'ENERGIA ELETTRICA SPA, ROMA OGM MEETING DATE: 05/23/2007
ISSUER: T3679P115 ISIN: IT0003128367 BLOCKING
SEDOL: B07J3F5, 7588123, 7144569, B0ZNK70
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN MIX. THANK YOU. Non-Voting *Management Position Unknown
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL FOR
OGM ON 25 MAY 2007, FOR EGM ON 24 MAY 2007 AND
THIRD CALL FOR EMG ON 25 MAY 2007 . CONSEQUENTLY,
YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE
BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED
UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED.
THANK YOU.
Take No
O.1 RECEIVE THE FINANCIAL STATEMENT AT 31 DEC 06, Management Action *Management Position Unknown
REPORT OF THE BOARD OF DIRECTORS, AUDITORS AND
INDEPENDENT AUDITORS; INHERENT RESOLUTIONS RELATED
TO FINANCIAL STATEMENT AS AT 31 DEC 2006
Take No
O.2 APPROVE THE ALLOCATION OF THE NET PROFIT Management Action *Management Position Unknown
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 96 of 115
Take No
O.3 APPOINT THE BOARD OF STATUTORY AUDITORS Management Action *Management Position Unknown
Take No
O.4 APPROVE THE EMOLUMENTS OF THE BOARD OF AUDITORS Management Action *Management Position Unknown
Take No
O.5 APPROVE THE EXTENSION OF THE AUDIT MANDATE FOR Management Action *Management Position Unknown
THE YEARS 2008-2009 AND 2010
Take No
O.6 APPROVE THE STOCK OPTION PLAN RESERVED TO THE Management Action *Management Position Unknown
COMPANY MANAGERS OF ENEL SPA AND TO THOSE OF
THE CONSOLIDATED COMPANIES, AS PER ARTICLE 2359
OF THE COMPANIES CONSTITUTION
Take No
E.1 AMEND ARTICLES NO. 14.3, 14.5 AND 20.4 OF THE Management Action *Management Position Unknown
BY-LAWS AS PER THE LEGISLATIVE LAW NO. 262 OF
29 DEC 2006 NO. 303
Take No
E.2 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management Action *Management Position Unknown
THE SHARE CAPITAL RESERVED TO THE STOCK OPTION
PLAN 2007 UP TO MAXIMUM EUR 27,920,000 BY ISSUE
OF ORDINARY SHARES TO THE COMPANY S MANAGERS
AND TO THOSE OF THE CONSOLIDATED COMPANIES, TO
BE OFFERED IN OPTION WITHOUT THE RIGHTS OF OPTION
AS PER ARTICLE 2441, LAST PARAGRAPH OF COMPANIES
CONSTITUTION, AS PER ARTICLE 134, PARAGRAPH 2
OF THE LEGISLATIVE DECREE NO. 58 OF 24 FEB 1998;
INHERENT AND CONSEQUENT RESOLUTION; AMEND THE
ARTICLE 5 OF THE BY-LAWS
* PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management Position Unknown
OF RECORD DATE AND CHANGE IN THE SECOND CALL
DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
- ------------------------------------------------------------------------------------------------------------------------------------
MIDDLESEX WATER COMPANY MSEX ANNUAL MEETING DATE: 05/23/2007
ISSUER: 596680108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ANNETTE CATINO Management For For
WALTER G. REINHARD Management For For
02 APPROVAL OF AN AMENDMENT TO THE RESTATED CERTIFICATE Management For For
OF INCORPORATION TO INCREASE THE TOTAL AUTHORIZED
COMMON STOCK, NO PAR VALUE FROM 20,000,000 TO
40,000,000 SHARES.
- ------------------------------------------------------------------------------------------------------------------------------------
PINNACLE WEST CAPITAL CORPORATION PNW ANNUAL MEETING DATE: 05/23/2007
ISSUER: 723484101 ISIN:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 97 of 115
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVE AN AMENDMENT TO THE COMPANY S ARTICLES Management For For
OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS
SO THAT ALL DIRECTORS WILL BE ELECTED ANNUALLY.
IN THE EVENT PROPOSAL 1 IS APPROVED, ALL DIRECTORS
WHO WOULD BE SUBJECT TO RE-ELECTION IN 2008 AND
2009 HAVE TENDERED RESIGNATIONS.
02 DIRECTOR Management For
ROY A. HERBERGER, JR. Management For For
HUMBERTO S. LOPEZ Management For For
KATHRYN L. MUNRO Management For For
WILLIAM L. STEWART Management For For
EDWARD N. BASHA, JR. Management For For
JACK E. DAVIS Management For For
MICHAEL L. GALLAGHER Management For For
PAMELA GRANT Management For For
W.S. JAMIESON, JR. Management For For
BRUCE J. NORDSTROM Management For For
WILLIAM J. POST Management For For
03 APPROVE THE PINNACLE WEST CAPITAL CORPORATION Management Against Against
2007 LONG-TERM INCENTIVE PLAN.
04 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS THE COMPANY S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
PPL CORPORATION PPL ANNUAL MEETING DATE: 05/23/2007
ISSUER: 69351T106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
STUART HEYDT Management For For
CRAIG A. ROGERSON Management For For
W. KEITH SMITH Management For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM
03 SHAREOWNER PROPOSAL Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
THE SOUTHERN COMPANY SO ANNUAL MEETING DATE: 05/23/2007
ISSUER: 842587107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
J.P. BARANCO Management For For
D.J. BERN Management For For
F.S. BLAKE Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 98 of 115
T.F. CHAPMAN Management For For
H.W. HABERMEYER, JR. Management For For
D.M. JAMES Management For For
J.N. PURCELL Management For For
D.M. RATCLIFFE Management For For
W.G. SMITH, JR. Management For For
G.J. ST. PE Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2007
03 STOCKHOLDER PROPOSAL ON ENVIRONMENTAL REPORT Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
XCEL ENERGY INC. XEL ANNUAL MEETING DATE: 05/23/2007
ISSUER: 98389B100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
C. CONEY BURGESS Management For For
FREDRIC W. CORRIGAN Management For For
RICHARD K. DAVIS, Management For For
ROGER R. HEMMINGHAUS Management For For
A. BARRY HIRSCHFELD Management For For
RICHARD C. KELLY, Management For For
DOUGLAS W. LEATHERDALE Management For For
ALBERT F. MORENO Management For For
DR. MARGARET R. PRESKA, Management For For
A. PATRICIA SAMPSON Management For For
RICHARD H. TRULY Management For For
DAVID A. WESTERLUND Management For For
TIMOTHY V. WOLF Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS XCEL ENERGY INC. S PRINCIPAL INDEPENDENT
ACCOUNTANTS FOR 2007
03 SHAREHOLDER PROPOSAL RELATING TO THE SEPARATION Shareholder Against For
OF THE ROLE OF CHAIRMAN OF THE BOARD AND CHIEF
EXECUTIVE OFFICER
04 SHAREHOLDER PROPOSAL RELATING TO FINANCIAL PERFORMANCE Shareholder Against For
CRITERIA FOR THE COMPANY S EXECUTIVE COMPENSATION
PLANS
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 99 of 115
- ------------------------------------------------------------------------------------------------------------------------------------
AQUA AMERICA, INC. WTR ANNUAL MEETING DATE: 05/24/2007
ISSUER: 03836W103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM P. HANKOWSKY Management For For
RICHARD L. SMOOT Management For For
ANDREW J. SORDONI, III Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
CENTERPOINT ENERGY, INC. CNP ANNUAL MEETING DATE: 05/24/2007
ISSUER: 15189TUTH ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MICHAEL E. SHANNON* Management For For
DONALD R. CAMPBELL** Management For For
MILTON CARROLL** Management For For
PETER S. WAREING** Management For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS INDEPENDENT AUDITORS FOR 2007.
03 SHAREHOLDER PROPOSAL RELATING TO ELECTING ALL Shareholder Against For
DIRECTORS ANNUALLY AND ELIMINATING DIRECTOR CLASSES
WITH STAGGERED TERMS.
04 WITHHOLD GRANTING OF AUTHORITY TO VOTE ON ALL Management For *Management Position Unknown
OTHER MATTERS THAT MAY PROPERLY COME BEFORE THE
ANNUAL MEETING.
- ------------------------------------------------------------------------------------------------------------------------------------
EL PASO CORPORATION EP ANNUAL MEETING DATE: 05/24/2007
ISSUER: 28336L109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECT DIRECTOR : JUAN CARLOS BRANIFF Management For For
1B ELECT DIRECTOR : JAMES L. DUNLAP Management For For
1C ELECT DIRECTOR : DOUGLAS L. FOSHEE Management For For
1D ELECT DIRECTOR : ROBERT W. GOLDMAN Management For For
1E ELECT DIRECTOR : ANTHONY W. HALL, JR. Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 100 of 115
1F ELECT DIRECTOR : THOMAS R. HIX Management For For
1G ELECT DIRECTOR : WILLIAM H. JOYCE Management For For
1H ELECT DIRECTOR : RONALD L. KUEHN, JR. Management For For
1I ELECT DIRECTOR : FERRELL P. MCCLEAN Management For For
1J ELECT DIRECTOR : STEVEN J. SHAPIRO Management For For
1K ELECT DIRECTOR : J. MICHAEL TALBERT Management For For
1L ELECT DIRECTOR : ROBERT F. VAGT Management For For
1M ELECT DIRECTOR : JOHN L. WHITMIRE Management For For
1N ELECT DIRECTOR : JOE B. WYATT Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2007.
03 APPROVAL OF THE STOCKHOLDER PROPOSAL SEEKING Shareholder Against For
AN AMENDMENT TO THE BY-LAWS FOR SPECIAL SHAREHOLDER
MEETINGS.
04 APPROVAL OF THE STOCKHOLDER PROPOSAL SEEKING Shareholder Against For
AN AMENDMENT TO THE BY-LAWS ON POLICY-ABANDONING
DECISIONS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 101 of 115
- ------------------------------------------------------------------------------------------------------------------------------------
ELECTRICITE DE FRANCE EDF MIX MEETING DATE: 05/24/2007
ISSUER: F2940H113 ISIN: FR0010242511
SEDOL: B0NJJ17, B0V9RZ9, B0R0B21, B1FFMP5
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* A VERIFICATION PERIOD EXISTS IN FRANCE. VERIFICATION Non-Voting *Management Position Unknown
PERIOD: REGISTERED SHARES: 1 TO 5 DAYS PRIOR
TO THE MEETING DATE, DEPENDS ON COMPANY S BY-LAWS.
BEARER SHARES: 6 DAYS PRIOR TO THE MEETING DATE.
FRENCH RESIDENT SHAREOWNERS MUST COMPLETE,
SIGN AND FORWARD THE PROXY CARD DIRECTLY TO THE
SUB CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN THE NECESSARY CARD,
ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING
APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY
CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED
TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED
INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN
CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD
TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER
YOUR GLOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY,
PLEASE CONTACT YOUR REPRESENTATIVE. TRADES/VOTE
INSTRUCTIONS: SINCE FRANCE MAINTAINS A VERIFICATION
PERIOD, FOR VOTE INSTRUCTIONS SUBMITTED THAT
HAVE A TRADE TRANSACTED (SELL) FOR EITHER THE
FULL SECURITY POSITION OR A PARTIAL AMOUNT AFTER
THE VOTE INSTRUCTION HAS BEEN SUBMITTED AND THE
GLOBAL CUSTODIAN ADVISES OF THE POSITION CHANGE
VIA THE ACCOUNT POSITION COLLECTION PROCESS,
THERE IS A PROCESS IN EFFECT WHICH WILL ADVISE
THE GLOBAL CUSTODIAN OF THE NEW ACCOUNT POSITION
AVAILABLE FOR VOTING. THIS WILL ENSURE THAT THE
LOCAL CUSTODIAN IS INSTRUCTED TO AMEND THE VOTE
INSTRUCTION AND RELEASE THE SHARES FOR SETTLEMENT
OF THE SALE TRANSACTION. THIS PROCEDURE PERTAINS
TO SALE TRANSACTIONS WITH A SETTLEMENT DATE PRIOR
TO MEETING DATE + 1
Take No
1. RECEIVE THE MANAGEMENT REPORT OF THE BOARD OF Management Action *Management Position Unknown
DIRECTORS AND OF THE STATUTORY AUDITORS REPORTS
AND APPROVE THE FINANCIAL STATEMENTS FOR THE
FYE ON 31 DEC 2006
Take No
2. RECEIVE THE STATUTORY AUDITORS REPORT ABOUT CONSOLIDATED Management Action *Management Position Unknown
STATEMENTS AND APPROVE THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE FYE ON 31 DEC 2006
Take No
3. APPROVE THE APPROPRIATION OF THE INCOME AND SETTING Management Action *Management Position Unknown
THE DIVIDEND TO BE PAID WITHIN 30 DAYS AFTER
THE GENERAL MEETING
Take No
4. RECEIVE THE STATUTORY AUDITORS SPECIAL REPORT Management Action *Management Position Unknown
ABOUT THE AGREEMENTS COVERED BYTHE ARTICLE L225-38
OF THE COMMERCIAL LAW AND APPROVE THE DRAFT AGREEMENT
CONCLUDED BETWEEN THE STATE, BNP PARIBAS SECURITIES
SERVICES AND THE COMPANY, REGARDING THE SALE
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 102 of 115
OFFER OF SHARES OF EDF BY THE FRENCH REPUBLIC
RESERVED FOR EMPLOYEES AND FORMER EMPLOYEES OF
COMPANIES OF EDF GROUP
Take No
5. RECEIVE THE STATUTORY AUDITORS SPECIAL REPORT Management Action *Management Position Unknown
ABOUT THE AGREEMENTS COVERED BYTHE ARTICLE L225-38
OF THE COMMERCIAL LAW AND APPROVE THE CONTRACTS
REGARDING THE TRANSFERT OF EGYPTIAN ASSETS CONCLUDED
BY EDF INTERNATIONAL AND THE COMPANY
Take No
6. APPROVE THE MEMBERS OF THE SUPERVISORY BOARD Management Action *Management Position Unknown
FEES FOR THE CURRENT FY AND THE FOLLOWINGS, UNTIL
NEW DECISION OF THE GENERAL MEETING
Take No
7. AUTHORIZE THE BOARD OF DIRECTORS TO BUY SHARES Management Action *Management Position Unknown
OF THE COMPANY, WITHIN THE LIMIT OF 10% OF THE
CAPITAL, IN ORDER NOTABLY TO REDUCE THE CAPITAL
BY CANCELLATION OF ALL OR PART OF THE BOUGHT
SECURITIES, SUBJECT TO THE ADOPTION OF RESOLUTION
16, SETTING THE MAXIMUM PURCHASE PRICE PER SHARE;
GRANT ALL POWERS TO THE BOARD OF DIRECTORS
Take No
E.8 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management Action *Management Position Unknown
THE CAPITAL BY ISSUANCE OF SHARES OF THE COMPANY,
OF INVESTMENT SECURITIES ENTITLING BY ALL MEANS,
IMMEDIATELY OR IN TERM, TO EXISTING OR TO BE
ISSUED SHARES OF THE COMPANY OR OF A SUBSIDIARY,
WITH MAINTENANCE OF THE SHAREHOLDERS PREFERENTIAL
SUBSCRIPTION RIGHT AND TO DECIDE THE ISSUANCE
OF INVESTMENT SECURITIES ENTITLING TO THE ALLOTMENT
OF DEBT SECURITIES OF THE COMPANY, SETTING THE
MAXIMUM NOMINAL AMOUNT OF THE CAPITAL INCREASES;
GRANT ALL POWERS TO THE BOARD OF DIRECTORS
Take No
E.9 APPROVE THE DELEGATION OF AUTHORITY TO THE BOARD Management Action *Management Position Unknown
OF DIRECTORS TO DECIDE THE ISSUANCE, WITHOUT
PREFERENTIAL SUBSCRIPTION RIGHT AND BY THE WAY
OF PUBLIC SAVINGS CALL, IN ONE OR SEVERAL TIMES,
OF SHARES OF THE COMPANY OF INVESTMENT SECURITIES
ENTITLING BY ALL MEANS, IMMEDIATELY OR IN TERM,
TO EXISTING OR TO BE ISSUED SHARES OF THE COMPANY
OR OF A SUBSIDIARY. DELEGATION OF AUTHORITY TO
THE BOARD OF DIRECTORS TO DECIDE THE ISSUANCE
OF SHARES OF THE COMPANY, FURTHER TO OR IN CONSEQUENCE
OF THE ISSUANCE BY A SUBSIDIARY OF INVESTMENT
SECURITIES ENTILING BY ALL MEANS, IMMEDIATELY
OR IN TERM, TO ORDINARY SHARES OF THE COMPANY
AND TO DECIDE THE ISSUANCE OF INVESTMENT SECURITIES
ENTITLING TO THE ALLOTMENT OF DEBT SECURITIES
OF THE COMPANY, SETTING THE MAXIMUM NOMINAL AMOUNT
OF THE CAPITAL INCREASING THE SUPPRESSION OF
THE SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHT
TO THE SHARES AND INVESTMENT SECURITIES ISSUED
ACCORDING TO THIS RESOLUTION, ALL POWERS TO THE
BOARD OF DIRECTORS
Take No
E.10 AUTHORIZE THE BOARD OF DIRECTORS IN ORDER TO Management Action *Management Position Unknown
INCREASE THE NUMBER OF SECURITIES TO ISSUE, FOR
EACH ISSUANCE WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION
RIGHT, ACCORDING TO THE RESOLUTIONS 8 AND 9,
WITHIN THE LIMIT OF 15% OF THE INITIAL ISSUANCE
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 103 of 115
AND AT THE SAME PRICE AS THE INITIAL ISSUANCE
ONE
Take No
E.11 AUTHORIZE TO THE BOARD OF DIRECTORS IN ORDER Management Action *Management Position Unknown
TO INCREASE THE CAPITAL, IN 1 ORSEVERAL TIMES,
BY INCORPORATION OF RESERVES, EARNINGS, PREMIUMS
OR OTHER SUMS WHICH CAPITALIZATION WOULD BE ADMITTED,
SETTING THE MAXIMUM NOMINAL AMOUNT OF THE CAPITAL
INCREASES; GRANT ALL POWERS TO THE BOARD OF DIRECTORS
Take No
E.12 AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE, ACCORDING Management Action *Management Position Unknown
TO THE TERMS OF THE RESOLUTION 9, THE ISSUANCE
OF SHARES OF THE COMPANY OR INVESTMENT SECURITIES
ENTITLING BY ALL MEANS, IMMEDIATELY OR IN TERM,
TO EXISTING OR TO BE ISSUED SHARES OF THE COMPANY,
AS REMUNERATION OF THE SECURITIES BROUGHT TO
AN EXCHANGE PUBLIC OFFER LAUNCHED IN FRANCE AND
ABROAD, BY THE COMPANY ON SECURITIES OF ANOTHER
COMPANY LISTED ON THE STOCK EXCHANGE ON ONE OF
THE REGULATED MARKETS COVERED BY THE ARTICLE
L225-148 OF THE COMMERCIAL LAW, DECISION TO CANCEL,
FOR THE BENEFIT OF THE HOLDERS OF THESE SECURITIES,
THE SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHT
TO THESE SHARES AND INVESTMENT SECURITIES, SETTING
THE MAXIMUM NOMINAL AMOUNT OF THE CAPITAL INCREASES;
GRANT ALL POWERS TO THE BOARD OF DIRECTORS
Take No
E.13 AUTHORIZE THE BOARD OF DIRECTORS IN ORDER TO Management Action *Management Position Unknown
INCREASE THE CAPITAL, WITHIN THELIMIT OF 10%
OF THE CAPITAL, ON THE CONTRIBUTION AUDITORS
REPORT, IN ORDER TO REMUNERATE CONTRIBUTIONS
IN KIND GRANTED TO THE COMPANY AND MADE OF CAPITAL
SECURITIES OR INVESTMENT SECURITIES ENTITLING
TO THE CAPITAL, WHEN THE TERMS OF THE ARTICLE
L225-148 OF THE COMMERCIAL LAW ARE NOT APPLICABLE,
DECISION TO CANCEL THE SHAREHOLDERS PREFERENTIAL
SUBSCRIPTION RIGHT TO THE ISSUED SHARES AND INVESTMENT
SECURITIES; GRANT ALL POWERS TO THE BOARD OF
DIRECTORS
Take No
E.14 AUTHORIZE THE BOARD OF DIRECTORS IN ORDER TO Management Action *Management Position Unknown
INCREASE, IN ONE OR SEVERAL TIMES, THE CAPITAL
OF THE COMPANY, BY ISSUANCE OF SHARES OF THE
COMPANY OR INVESTMENT SECURITIES ENTITLING BY
ALL MEANS, IMMEDIATELY OR IN TERM, TO EXISTING
OR TO BE ISSUED SHARES OF THE COMPANY, RESERVED
FOR MEMBERS OF A SAVINGS PLAN OF THE COMPANY
AND OF RELATED COMPANIES, SETTING THE MAXIMUM
NOMINAL AMOUNT OF THE CAPITAL INCREASES, DECISION
TO CANCEL THE SHAREHOLDERS PREFERENTIAL SUBSCRIPTION
RIGHT; GRANT ALL POWERS TO THE BOARD OF DIRECTORS
Take No
E.15 AUTHORIZE THE BOARD OF DIRECTORS TO CARRY OUT, Management Action *Management Position Unknown
IN ONE OR SEVERAL TIMES, FREE OF CHARGE ALLOTMENTS
OF ORDINARY SHARES OF THE COMPANY, EXISTING OR
TO BE ISSUED ACCORDING TO THE LAWS AND REGULATIONS
IN FORCE, WITHIN THE LIMIT OF 0.2% OF THE CAPITAL,
FOR THE BENEFIT OF MEMBERS OF STAFF OR MANAGERS
OR SOME CATEGORIES OF THEM, OF THE COMPANY OR
OF RELATED COMPANIES, WAIVING OF THE SHARESHOLDERS
PREFERENTIAL SUSBCRIPTION RIGHT; GRANT ALL POWERS
TO THE BOARD OF DIRECTORS
Take No
E.16 AUTHORIZE THE BOARD OF DIRECTORS TO REDUCE THE Management Action *Management Position Unknown
CAPITAL, IN ONE OR SEVERAL TIMES, BY CANCELLATION
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 104 of 115
OF ALL OR PART OF THE SHARES PREVIOUSLY BOUGHT
ACCORDING TO A BUY-BACK PROGRAM OF ITS OWN SHARES
BY THE COMPANY, WITHIN THE LIMIT OF 10% OF THE
CAPITAL PER 24 MONTH PERIOD; GRANT ALL POWERS
TO THE BOARD OF DIRECTORS
Take No
E.17 AMEND THE ARTICLE 21 OF THE BY-LAWS REGARDING Management Action *Management Position Unknown
GENERAL MEETINGS, IN ORDER TO COMPANY WITH THE
DECREE NO 2006-1566 DATED 11 DEC 2006
Take No
E.18 GRANT POWERS FOR THE LEGAL FORMALITIES Management Action *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
FPL GROUP, INC. FPL ANNUAL MEETING DATE: 05/25/2007
ISSUER: 302571104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
SHERRY S. BARRAT Management For For
ROBERT M. BEALL, II Management For For
J. HYATT BROWN Management For For
JAMES L. CAMAREN Management For For
J. BRIAN FERGUSON Management For For
LEWIS HAY, III Management For For
TONI JENNINGS Management For For
OLIVER D. KINGSLEY, JR. Management For For
RUDY E. SCHUPP Management For For
MICHAEL H. THAMAN Management For For
HANSEL E. TOOKES, II Management For For
PAUL R. TREGURTHA Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR 2007.
03 APPROVAL OF THE 2007 NON-EMPLOYEE DIRECTORS STOCK Management For For
PLAN.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 105 of 115
- ------------------------------------------------------------------------------------------------------------------------------------
WEATHERFORD INTERNATIONAL LTD. WFT ANNUAL MEETING DATE: 05/30/2007
ISSUER: G95089101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION AS DIRECTOR: NICHOLAS F. BRADY Management For For
1B ELECTION AS DIRECTOR: WILLIAM E. MACAULAY Management For For
1C ELECTION AS DIRECTOR: DAVID J. BUTTERS Management For For
1D ELECTION AS DIRECTOR: ROBERT B. MILLARD Management For For
1E ELECTION AS DIRECTOR: BERNARD J. DUROC-DANNER Management For For
1F ELECTION AS DIRECTOR: ROBERT K. MOSES, JR. Management For For
1G ELECTION AS DIRECTOR: SHELDON B. LUBAR Management For For
1H ELECTION AS DIRECTOR: ROBERT A. RAYNE Management For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2007,
AND AUTHORIZATION OF THE AUDIT COMMITTEE OF THE
BOARD OF DIRECTORS TO SET ERNST & YOUNG LLP S
REMUNERATION.
- ------------------------------------------------------------------------------------------------------------------------------------
CORNING NATURAL GAS CORPORATION CNIG ANNUAL MEETING DATE: 05/31/2007
ISSUER: 219381100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MATTHEW C. BENESH Management For For
MICHAEL I. GERMAN Management For For
TED W. GIBSON Management For For
RICHARD M. OSBORNE Management For For
STEPHEN G. RIGO Management For For
THOMAS J. SMITH Management For For
GEORGE J. WELCH Management For For
02 APPROVAL OF THE CORNING NATURAL GAS CORPORATION Management Against Against
2007 STOCK PLAN.
3A APPROVAL OF AMENDMENT TO CORNING S CERTIFICATE Management For For
OF INCORPORATION: ENLARGE CORNING S BUSINESS PURPOSE.
3B APPROVAL OF AMENDMENT TO CORNING S CERTIFICATE Management For For
OF INCORPORATION: INCREASE THE NUMBER OF SHARES
OF COMMON STOCK AUTHORIZED.
3C APPROVAL OF AMENDMENT TO CORNING S CERTIFICATE Management For For
OF INCORPORATION: AUTHORIZE SHARES OF PREFERRED
STOCK.
3D APPROVAL OF AMENDMENT TO CORNING S CERTIFICATE Management For For
OF INCORPORATION: LIMIT THE PERSONAL LIABILITY
OF CORNING S DIRECTORS.
3E APPROVAL OF AMENDMENT TO CORNING S CERTIFICATE Management For For
OF INCORPORATION: ELIMINATE PREEMPTIVE RIGHTS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 106 of 115
3F APPROVAL OF AMENDMENT TO CORNING S CERTIFICATE Management For For
OF INCORPORATION: ALLOW SHAREHOLDERS TO ACT BY
LESS THAN UNANIMOUS WRITTEN CONSENT.
3G APPROVAL OF AMENDMENT TO CORNING S CERTIFICATE Management For For
OF INCORPORATION: CHANGE THE SHAREHOLDER VOTE
REQUIRED TO APPROVE CERTAIN CORPORATE ACTIONS.
04 APPROVAL OF AMENDMENTS TO CORNING S BY-LAWS. Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
PT INDOSAT TBK AGM MEETING DATE: 06/05/2007
ISSUER: Y7130D110 ISIN: ID1000097405
SEDOL: B05PQG7, B00FYK2, B00HLZ2
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE ANNUAL REPORT AND RATIFY THE FINANCIAL Management For *Management Position Unknown
STATEMENTS OF THE COMPANY FOR THE FY 2006 AND
RELEASE AND GRANT DISCHARGE TO THE BOARD OF COMMISSIONER
FROM THEIR SUPERVISORY RESPONSIBILITIES FOR FYE
31 DEC 2006 TO THE EXTEND THAT THEIR ACTIONS
ARE REFLECTED IN THE FINANCIAL STATEMENTS OF
THE COMPAMY FOR THE FYE 31 DEC 2006 ON THE BASICS
THAT SUCH ACTIONS DO NOT CONFLICT WITH OR VOILATE
PREVAILING LAWS AND REGULATIONS
2. APPROVE THE ALLOCATIONS OF NET PROFIT FOR THE Management For *Management Position Unknown
RESERVE FUNDS, DIVIDENDS AND OTHER PURPOSES AND
THE DETERMINATION OF THE AMOUNT, TIME AND THE
MANNER OF THE PAYMENT OF DIVIDENDS FOR THE FYE
31 DEC 2006
3. APPROVE TO DETERMINE THE REMUNERATION FOR THE Management For *Management Position Unknown
BOARD OF COMMISSIONERS OF THE COMPANY FOR 2007
4. APPROVE THE APPOINTMENT OF THE COMPANY S INDEPENDENT Management For *Management Position Unknown
AUDITOR FOR THE FYE 31 DEC 2007
5. APPROVE THE APPOINTMENT OF THE PRESIDENT DIRECTOR Management For *Management Position Unknown
AND COMMISSIONERS, CHANGE IN COMPOSITION OF THE
BOARD OF DIRECTORS AND THE BOARD OF COMMISSIONERS
OF THE COMPANY
- ------------------------------------------------------------------------------------------------------------------------------------
THE DIRECTV GROUP, INC. DTV ANNUAL MEETING DATE: 06/05/2007
ISSUER: 25459L106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
NEIL R. AUSTRIAN Management For For
CHARLES R. LEE Management For For
K. RUPERT MURDOCH Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT PUBLIC Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 107 of 115
ACCOUNTANTS.
03 APPROVAL OF THE AMENDED AND RESTATED 2004 STOCK Management For For
PLAN.
04 APPROVAL OF THE AMENDED AND RESTATED EXECUTIVE Management For For
OFFICER CASH BONUS PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
SEMCO ENERGY, INC. SEN SPECIAL MEETING DATE: 06/07/2007
ISSUER: 78412D109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 A PROPOSAL TO APPROVE THE AGREEMENT AND PLAN Management For For
OF SHARE EXCHANGE (THE EXCHANGE AGREEMENT ),
PURSUANT TO WHICH EACH ISSUED AND OUTSTANDING
SHARE OF COMMON STOCK SHALL BE TRANSFERRED BY
OPERATION OF LAW TO PARENT IN EXCHANGE FOR THE
RIGHT TO RECEIVE $8.15 IN CASH, WITHOUT INTEREST,
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
02 ANY PROPOSAL TO POSTPONE OR ADJOURN THE SPECIAL Management For For
MEETING TO A LATER DATE OR TIME, TO SOLICIT ADDITIONAL
PROXIES IN FAVOR OF THE APPROVAL OF THE EXCHANGE
AGREEMENT, IF THERE ARE NOT SUFFICIENT VOTES
FOR APPROVAL OF THE EXCHANGE AGREEMENT AT THE
SPECIAL MEETING.
- ------------------------------------------------------------------------------------------------------------------------------------
SXR URANIUM ONE INC. SXRFF SPECIAL MEETING DATE: 06/07/2007
ISSUER: 87112P106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ANDREW B. ADAMS Management For For
DR. MASSIMO C. CARELLO Management For For
NEAL J. FRONEMAN Management For For
DAVID HODGSON Management For For
TERRY ROSENBERG Management For For
PHILLIP SHIRVINGTON Management For For
IAN TELFER Management For For
MARK WHEATLEY Management For For
KENNETH WILLIAMSON Management For For
02 TO APPOINT DELOITTE & TOUCHE LLP, CHARTERED ACCOUNTANTS Management For For
AS AUDITORS OF THE CORPORATION FOR THE ENSUING
YEAR, AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR
REMUNERATION.
03 TO APPROVE, BY SPECIAL RESOLUTION, THE AMENDMENT Management For For
OF THE ARTICLES OF THE CORPORATION TO CHANGE
THE NUMBER OF DIRECTORS FROM A MINIMUM OF THREE
AND A MAXIMUM OF 10 TO A MINIMUM OF THREE AND
A MAXIMUM OF 12, AS MORE PARTICULARLY DESCRIBED
IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR.
04 TO APPROVE, BY SPECIAL RESOLUTION, THE CHANGE Management For For
OF THE CORPORATION S NAME TO URANIUM ONE INC.
OR TO SUCH OTHER NAME AS MAY BE ACCEPTABLE TO
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 108 of 115
THE BOARD OF DIRECTORS OF THE CORPORATION AND
TO THE REGULATORS HAVING JURISDICTION OVER THE
CORPORATION.
05 TO APPROVE, BY ORDINARY RESOLUTION, THE AMENDMENT Management For For
TO THE RESTRICTED SHARE PLAN OF THE CORPORATION
TO INCREASE THE MAXIMUM NUMBER OF COMMON SHARES
ISSUABLE THEREUNDER, AS MORE PARTICULARLY DESCRIBED
IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR.
- ------------------------------------------------------------------------------------------------------------------------------------
COSMOTE MOBILE TELECOMMUNICATIONS S A OGM MEETING DATE: 06/08/2007
ISSUER: X9724G104 ISIN: GRS408333003 BLOCKING
SEDOL: B1BDG73, 4499013
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
Take No
1. APPROVE: THE BOARD OF DIRECTOR S AND THE AUDITORS Management Action *Management Position Unknown
REPORTS ON THE ANNUAL FINANCIAL STATEMENTS FOR
THE FY 2006 AND THE DIVIDEND
Take No
2. GRANT DISCHARGE TO THE BOARD OF DIRECTORS MEMBERS Management Action *Management Position Unknown
AND THE AUDITORS FROM ANY LIABILITY FOR INDEMNITY
FOR THE YEAR 2006, ACCORDING TO ARTICLE 35 OF
CODE LAW 2190/1920
Take No
3. APPROVE THE BOARD OF DIRECTORS AND MANAGING DIRECTORS, Management Action *Management Position Unknown
FEES EXPENSES AND REMUNERATIONS FOR THE YEAR
2006 AND THE DETERMINATION OF THE SAME FOR THE
YEAR 2007
Take No
4. ELECT THE CERTIFIED AUDITORS, REGULAR AND SUBSTITUTE, Management Action *Management Position Unknown
AND AN INTERNATIONAL PRESTIGE AUDITOR FOR THE
FY 2006 AND APPROVE TO DETERMINE THEIR FEES
Take No
5. AUTHORIZE THE BOARD OF DIRECTOR MEMBERS AND THE Management Action *Management Position Unknown
COMPANY S MANAGERS, ACCORDINGTO ARTICLE 23 PARAGARPH
1 OF CODE LAW 2190/1920 AND ARTICLE 22 OF THE
COMPANY S ARTICLE OF ASSOCIATION, FOR THEIR PARTICIPATION
IN HELL TELECOM GROUP OF COMPANIES, BOARD OF
DIRECTOR OR MANAGEMENT PURSUING THE SAME OR SIMILAR
BUSINESS GOALS
Take No
6. AMEND THE COMPANY S ARTICLE OF ASSOCIATION WITH Management Action *Management Position Unknown
ABOLITION OF PARAGRAPH 2 AND 3, ARTICLE 8 AND
PARAGRAPH 2 OF ARTICLE 21 CODIFICATION OF THE
COMPANY S ARTICLE OF ASSOCIATION
- ------------------------------------------------------------------------------------------------------------------------------------
MEDIACOM COMMUNICATIONS CORPORATION MCCC ANNUAL MEETING DATE: 06/12/2007
ISSUER: 58446K105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 109 of 115
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROCCO B. COMMISSO Management For For
CRAIG S. MITCHELL Management For For
WILLIAM S. MORRIS III Management For For
THOMAS V. REIFENHEISER Management For For
NATALE S. RICCIARDI Management For For
MARK E. STEPHAN Management For For
ROBERT L. WINIKOFF Management For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
PHILIPPINE LONG DISTANCE TELEPHONE C PHI ANNUAL MEETING DATE: 06/12/2007
ISSUER: 718252604 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE AUDITED FINANCIAL STATEMENTS Management For For
FOR THE PERIOD ENDING DECEMBER 31, 2006 CONTAINED
IN THE COMPANY S 2006 ANNUAL REPORT.
02 DIRECTOR Management For
REV FR B.F. NEBRES S.J* Management For For
MR OSCAR S. REYES* Management For For
MR PEDRO E. ROXAS* Management For For
MR ALFRED VY TY* Management For For
MS HELEN Y. DEE Management For For
ATTY. RAY C. ESPINOSA Management For For
MR. TSUYOSHI KAWASHIMA Management For For
MR TATSU KONO Management For For
MR NAPOLEON L. NAZARENO Management For For
MR MANUEL V. PANGILINAN Management For For
MS CORAZON S. DE LA PAZ Management For For
ATTY MA L.C. RAUSA-CHAN Management For For
MR ALBERT F DEL ROSARIO Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
CABLEVISION SYSTEMS CORPORATION CVC ANNUAL MEETING DATE: 06/14/2007
ISSUER: 12686C109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF THE COMPANY FOR FISCAL YEAR 2007
01 DIRECTOR Management For
GROVER C. BROWN Management For For
ZACHARY W. CARTER Management For For
CHARLES D. FERRIS Management For For
RICHARD H. HOCHMAN Management For For
VICTOR ORISTANO Management For For
THOMAS V. REIFENHEISER Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 110 of 115
JOHN R. RYAN Management For For
VINCENT TESE Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
ENERGY EAST CORPORATION EAS ANNUAL MEETING DATE: 06/14/2007
ISSUER: 29266M109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES H. BRANDI Management For For
JOHN T. CARDIS Management For For
THOMAS B. HOGAN, JR. Management For For
G. JEAN HOWARD Management For For
DAVID M. JAGGER Management For For
SETH A. KAPLAN Management For For
BEN E. LYNCH Management For For
PETER J. MOYNIHAN Management For For
PATRICIA M. NAZEMETZ Management For For
WALTER G. RICH Management For For
WESLEY W. VON SCHACK Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
LIBERTY GLOBAL, INC. LBTYA ANNUAL MEETING DATE: 06/19/2007
ISSUER: 530555101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN W. DICK Management For For
J.C. SPARKMAN Management For For
J. DAVID WARGO Management For For
02 AUDITORS RATIFICATION Management For For
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ENDESA SA, MADRID AGM MEETING DATE: 06/20/2007
ISSUER: E41222113 ISIN: ES0130670112
SEDOL: 2615424, 5271782, B0389N6, 5788806, 4315368, 5285501, B0ZNJC8
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
21 JUN 2007. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. THANK YOU.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 111 of 115
* PLEASE NOTE THAT THIS IS AN OGM. THANK YOU. Non-Voting *Management Position Unknown
1. EXAMINATION AND APPROVAL, AS THE CASE MAY BE, Management For *Management Position Unknown
OF THE ANNUAL ACCOUNTS BALANCESHEET, INCOME STATEMENT
AND ANNUAL REPORT AND OF THE MANAGEMENT REPORT
OF THE COMPANY AND ITS CONSOLIDATED GROUP FOR
THE FYE 31 DEC 2006, AS WELL AS OF THE CORPORATE
MANAGEMENT DURING SAID FY
2. APPLICATION OF FY EARNINGS AND DIVIDEND DISTRIBUTION Management For *Management Position Unknown
3. APPOINTMENT OF THE AUDITOR FOR THE COMPANY AND Management For *Management Position Unknown
ITS CONSOLIDATED GROUP
4. AUTHORIZATION FOR THE COMPANY AND ITS SUBSIDIARIES Management For *Management Position Unknown
TO BE ABLE TO ACQUIRE TREASURY STOCK IN ACCORDANCE
WITH THE PROVISIONS OF ARTICLE 75 AND ADDITIONAL
PROVISION 1 OF THE SPANISH CORPORATIONS LAW LEY
DE SOCIEDADES ANONIMAS
5. TO SET AT 10 THE NUMBER OF MEMBERS OF THE BOARD Management For *Management Position Unknown
OF DIRECTORS, IN ACCORDANCE WITH THE PROVISIONS
OF ARTICLE 37 OF THE CORPORATE BYLAWS
6. APPOINTMENT OF A COMPANY DIRECTOR Management For *Management Position Unknown
7. APPOINTMENT OF A COMPANY DIRECTOR Management For *Management Position Unknown
8. AUTHORIZATION TO THE BOARD OF DIRECTORS FOR THE Management For *Management Position Unknown
EXECUTION AND IMPLEMENTATION MAY BE, OF THE RESOLUTIONS
ADOPTED BY THE GENERAL MEETING, AS WELL AS TO
SUBSTITUTE THE AUTHORITIES IT RECEIVES FROM THE
GENERAL MEETING, AND GRANTING OF AUTHORITIES
FOR PROCESSING THE SAID RESOLUTIONS AS A PUBLIC
INSTRUMENT, REGISTRATION THEREOF AND, AS THE
CASE MAY BE, CORRECTION THEREOF
* PLEASE BE ADVISED THAT ADDITIONAL INFORMATION Non-Voting *Management Position Unknown
CONCERNING ENDESA, S.A. CAN ALSO BE VIEWED ON
THE COMPANY S WEBSITE: HTTP://WWW.ENDESA.ES/PORTAL/EN/CORPORATE_GOVERNANCE/GENERAL_SHAREHOLDERS_MEETING/DEFAULT.HTM
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PORTUGAL TELECOM SGPS SA, LISBOA EGM MEETING DATE: 06/22/2007
ISSUER: X6769Q104 ISIN: PTPTC0AM0009 BLOCKING
SEDOL: B02P109, 5466856, 5825985, 4676203, 5760365, 5817186
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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* PLEASE NOTE THAT FOR EVERY 500 SHARES YOU HAVE Non-Voting *Management Position Unknown
1 VOTING RIGHT. THANK YOU.
* PLEASE NOTE THAT THIS IS AN OGM. THANK YOU. Non-Voting *Management Position Unknown
Take No
1. AMEND: NO. 2 OF ARTICLE TWO, NO. 3 OF ARTICLE Management Action *Management Position Unknown
FOUR, NO. 8 OF ARTICLE NINE, ARTICLE TENTH, NO.
1 AND ADDING NO. 3 TO ARTICLE ELEVEN, AMENDING
THE HEADING AND PARAGRAPHS B) AND D) OF NO. 1
AND ADDING NO. 4 TO ARTICLE TWELVE, NOS. 2, 3
AND 6, ADDING NOS. 7 TO 9, RENUMBERING THE PREVIOUS
NOS. 7 AND 8, WHICH SHALL BECOME NOS. 10 AND
11, THE PREVIOUS NO. 9 WHICH SHALL BECOME NO.
12, RENUMBERING THE PREVIOUS NOS. 10 AND 11 WHICH
SHALL BECOME NOS. 13 AND 14, ELIMINATING THE
PREVIOUS NO. 12, RENUMBERING THE PREVIOUS NO.
13 WHICH SHALL BECOME NO. 15, PARAGRAPH B) OF
PREVIOUS NO. 14 WHICH SHALL BECOME NO. 16 AND
RENUMBERING THE PREVIOUS NOS. 15 AND 16 WHICH
SHALL BECOME NOS. 17 AND 18, ALL OF ARTICLE THIRTEEN,
NO. 2 OF ARTICLE FOURTEEN, PARAGRAPHS A) AND
B) OF NO. 1 OF ARTICLE FIFTEEN, NO. 3 AND ADDING
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 112 of 115
NO. 4 TO ARTICLE SIXTEEN, ARTICLE SEVENTEEN,
NO. 1 OF ARTICLE EIGHTEEN, ADDING NOS. 4 AND
7 TO ARTICLE TWENTY, AMENDING THE HEADING, ADDING
PARAGRAPH F) OF NO. 1, AMENDMENT THE PREVIOUS
PARAGRAPH F) OF NO. 1 WHICH SHALL BECOME PARAGRAPH
G) AND ADDING NOS. 2 AND 6 OF ARTICLE TWENTY
ONE, NO. 2 OF ARTICLE TWENTY THREE, NOS. 1 AND
2 OF ARTICLE TWENTY FOUR, AMENDING THE HEADING
OF SECTION IV TO CHAPTER III, ARTICLES TWENTY
SEVEN TO THIRTY, ADDING A NEW SECTION V TO CHAPTER
III OF THE ARTICLES OF ASSOCIATION AND ARTICLE
THIRTY ONE OF THE ARTICLES OF ASSOCIATION, AS
WELL AS RENUMBERING IN ACCORDANCE THE PARAGRAPHS,
NUMBERS AND ARTICLES OF THE ARTICLES OF ASSOCIATION
AS A CONSEQUENCE OF THE STATUTORY AMENDMENTS
RESOLVED IN THE PRESENT GENERAL MEETING
Take No
2. ELECT THE MEMBERS OF THE AUDIT COMMITTEE AS WELL Management Action *Management Position Unknown
AS ITS CHAIRMAN, FOR THE 2006-2008 PERIOD
Take No
3. ELECT THE STATUTORY AUDITOR EFFECTIVE AND ALTERNATE, Management Action *Management Position Unknown
FOR THE 2006-2008 PERIOD
Take No
4. AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management Action *Management Position Unknown
THE SHARE CAPITAL, WITH THE CORRESPONDING AMENDMENT
TO PARAGRAPH 3 OF ARTICLE FOUR OF THE ARTICLES
OF ASSOCIATION
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PORTUGAL TELECOM SGPS SA, LISBOA OGM MEETING DATE: 06/22/2007
ISSUER: X6769Q104 ISIN: PTPTC0AM0009 BLOCKING
SEDOL: B02P109, 5466856, 5825985, 4676203, 5760365, 5817186
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting *Management Position Unknown
ID 393217 DUE TO ADDITIONAL RESOLUTION. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
Take No
1. AMEND: NO. 2 OF ARTICLE TWO, NO. 3 OF ARTICLE Management Action *Management Position Unknown
FOUR, NO. 8 OF ARTICLE NINE, ARTICLE TENTH, NO.
1 AND ADDING NO. 3 TO ARTICLE ELEVEN, AMENDING
THE HEADING AND PARAGRAPHS B) AND D) OF NO. 1
AND ADDING NO. 4 TO ARTICLE TWELVE, NOS. 2, 3
AND 6, ADDING NOS. 7 TO 9, RENUMBERING THE PREVIOUS
NOS. 7 AND 8, WHICH SHALL BECOME NOS. 10 AND
11, THE PREVIOUS NO. 9 WHICH SHALL BECOME NO.
12, RENUMBERING THE PREVIOUS NOS. 10 AND 11 WHICH
SHALL BECOME NOS. 13 AND 14, ELIMINATING THE
PREVIOUS NO. 12, RENUMBERING THE PREVIOUS NO.
13 WHICH SHALL BECOME NO. 15, PARAGRAPH B) OF
PREVIOUS NO. 14 WHICH SHALL BECOME NO. 16 AND
RENUMBERING THE PREVIOUS NOS. 15 AND 16 WHICH
SHALL BECOME NOS. 17 AND 18, ALL OF ARTICLE THIRTEEN,
NO. 2 OF ARTICLE FOURTEEN, PARAGRAPHS A) AND
B) OF NO. 1 OF ARTICLE FIFTEEN, NO. 3 AND ADDING
NO. 4 TO ARTICLE SIXTEEN, ARTICLE SEVENTEEN,
NO. 1 OF ARTICLE EIGHTEEN, ADDING NOS. 4 AND
7 TO ARTICLE TWENTY, AMENDING THE HEADING, ADDING
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 113 of 115
PARAGRAPH F) OF NO. 1, AMENDMENT THE PREVIOUS
PARAGRAPH F) OF NO. 1 WHICH SHALL BECOME PARAGRAPH
G) AND ADDING NOS. 2 AND 6 OF ARTICLE TWENTY
ONE, NO. 2 OF ARTICLE TWENTY THREE, NOS. 1 AND
2 OF ARTICLE TWENTY FOUR, AMENDING THE HEADING
OF SECTION IV TO CHAPTER III, ARTICLES TWENTY
SEVEN TO THIRTY, ADDING A NEW SECTION V TO CHAPTER
III OF THE ARTICLES OF ASSOCIATION AND ARTICLE
THIRTY ONE OF THE ARTICLES OF ASSOCIATION, AS
WELL AS RENUMBERING IN ACCORDANCE THE PARAGRAPHS,
NUMBERS AND ARTICLES OF THE ARTICLES OF ASSOCIATION
AS A CONSEQUENCE OF THE STATUTORY AMENDMENTS
RESOLVED IN THE PRESENT GENERAL MEETING
Take No
2. APPROVE TO CHANGE IN THE COMPOSITION AND ELECT Management Action *Management Position Unknown
THE NEW MEMBERS OF THE BOARD OF DIRECTORS
Take No
3. ELECT THE MEMBERS OF THE AUDIT COMMITTEE AS WELL Management Action *Management Position Unknown
AS ITS CHAIRMAN, FOR THE 2006-2008 PERIOD
Take No
4. ELECT THE STATUTORY AUDITOR EFFECTIVE AND ALTERNATE, Management Action *Management Position Unknown
FOR THE 2006-2008 PERIOD
Take No
5. AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management Action *Management Position Unknown
THE SHARE CAPITAL, WITH THE CORRESPONDING AMENDMENT
TO PARAGRAPH 3 OF ARTICLE 4 OF THE ARTICLES OF
ASSOCIATION
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PORTUGAL TELECOM, SGPS, S.A. PT SPECIAL MEETING DATE: 06/22/2007
ISSUER: 737273102 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 TO RESOLVE ON THE FOLLOWING AMENDMENTS TO THE Management For For
ARTICLES OF ASSOCIATION.
02 TO RESOLVE ON THE CHANGE IN THE COMPOSITION AND Management For For
ON THE ELECTION OF NEW MEMBERS OF THE BOARD OF
DIRECTORS.
03 TO RESOLVE ON THE ELECTION OF THE MEMBERS OF Management For For
THE AUDIT COMMITTEE AS WELL AS ITS CHAIRMAN,
FOR THE 2006-2008 PERIOD.
04 TO RESOLVE ON THE ELECTION OF THE STATUTORY AUDITOR Management For For
EFFECTIVE AND ALTERNATE, FOR THE 2006-2008 PERIOD.
05 TO RESOLVE ON THE AUTHORIZATION FOR THE BOARD Management For For
OF DIRECTORS TO INCREASE THE SHARE CAPITAL, WITH
THE CORRESPONDING AMENDMENT TO PARAGRAPH 3 OF
ARTICLE FOUR OF THE ARTICLES OF ASSOCIATION.
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THE AES CORPORATION AES ANNUAL MEETING DATE: 06/25/2007
ISSUER: 00130H105 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 114 of 115
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Management For For
01 DIRECTOR Management For
RICHARD DARMAN Management For For
PAUL HANRAHAN Management For For
KRISTINA M. JOHNSON Management For For
JOHN A. KOSKINEN Management For For
PHILIP LADER Management For For
JOHN H. MCARTHUR Management For For
SANDRA O. MOOSE Management For For
PHILIP A. ODEEN Management For For
CHARLES O. ROSSOTTI Management For For
SVEN SANDSTROM Management For For
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OPEN JOINT STOCK CO VIMPEL-COMMUNICA VIP CONTESTED CONSENT MEETING DATE: 06/29/2007
ISSUER: 68370R109 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 TO APPROVE THE 2006 VIMPELCOM ANNUAL REPORT PREPARED Management For *Management Position Unknown
IN ACCORDANCE WITH RUSSIAN LAW.
02 TO APPROVE VIMPELCOM S 2006 UNCONSOLIDATED ACCOUNTING Management For *Management Position Unknown
STATEMENTS, INCLUDING PROFIT AND LOSS STATEMENT
(PREPARED IN ACCORDANCE WITH RUSSIAN STATUTORY
ACCOUNTING PRINCIPLES) AUDITED BY ROSEXPERTIZA,
LLC.
03 TO PAY IN CASH ANNUAL DIVIDENDS TO HOLDERS OF Management For *Management Position Unknown
COMMON REGISTERED SHARES BASED ON 2006 RESULTS
IN THE AMOUNT OF 166.88 RUBLES PER SHARE (FOR
A TOTAL OF 8,557,776,951.36 RUBLES FOR ALL COMMON
REGISTERED SHARES IN THE AGGREGATE) WITHIN 60
DAYS FROM THE DATE OF ADOPTION OF THE RELEVANT
DECISION, AND TO PAY IN CASH ANNUAL DIVIDENDS
TO HOLDERS OF PREFERRED REGISTERED SHARES OF
TYPE A BASED ON 2006 RESULTS IN THE AMOUNT OF
0.1 KOPECK PER PREFERRED SHARE WITHIN 60 DAYS
FROM THE DATE OF THE ADOPTION OF THIS DECISION,
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
05 TO ELECT THE FOLLOWING INDIVIDUALS TO THE AUDIT Management For *Management Position Unknown
COMMISSION: ALEXANDER GERSH, HALVOR BRU AND NIGEL
ROBINSON.
06 TO APPROVE THE FIRM ERNST & YOUNG (CIS) LTD. Management For *Management Position Unknown
AS THE AUDITOR OF THE COMPANY S U.S. GAAP ACCOUNTS
AND THE FIRM ROSEXPERTIZA, LLC AS THE AUDITOR
OF THE COMPANY S ACCOUNTS PREPARED IN ACCORDANCE
WITH RUSSIAN STATUTORY ACCOUNTING PRINCIPLES
FOR THE TERM UNTIL THE ANNUAL GENERAL MEETING
OF SHAREHOLDERS BASED ON 2007 RESULTS.
07 TO APPROVE THE AMENDED CHARTER OF OPEN JOINT Management For *Management Position Unknown
STOCK COMPANY VIMPEL-COMMUNICATIONS.
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OPEN JOINT STOCK CO VIMPEL-COMMUNICA VIP ANNUAL MEETING DATE: 06/29/2007
ISSUER: 68370R109 ISIN:
SEDOL:
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ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007
Selected Accounts: NPX GABELLI UTILITIES FUND Page 115 of 115
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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4J TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management *Management Position Unknown
DIRECTORS: FRIDTJOF RUSTEN
4I TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management *Management Position Unknown
DIRECTORS: ALEXEY M. REZNIKOVICH
4H TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management *Management Position Unknown
DIRECTORS: LEONID R. NOVOSELSKY
4G TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management *Management Position Unknown
DIRECTORS: OLEG A. MALIS
4F TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management For *Management Position Unknown
DIRECTORS: JO O. LUNDER
4E TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management For *Management Position Unknown
DIRECTORS: STIG HERBERN
4D TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management *Management Position Unknown
DIRECTORS: KLELL MORTEN JOHNSEN
4C TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management *Management Position Unknown
DIRECTORS: ARVE JOHANSEN
4B TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management *Management Position Unknown
DIRECTORS: MIKHAIL M. FRIDMAN
4A TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management *Management Position Unknown
DIRECTORS: DAVID J. HAINES
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940,
the registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
Registrant The Gabelli Utilities Fund
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By (Signature and Title)* /s/ Bruce N. Alpert
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Bruce N. Alpert, Principal Executive Officer
Date August 22, 2007
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*Print the name and title of each signing officer under his or her
signature.