UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-06367
---------
Gabelli Equity Series Funds, Inc.
- --------------------------------------------------------------------------------
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
- --------------------------------------------------------------------------------
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
- --------------------------------------------------------------------------------
(Name and address of agent for service)
Registrant's telephone number, including area code: 800-422-3554
------------
Date of fiscal year end: September 31
------------
Date of reporting period: July 1, 2006 - June 30, 2007
----------------------------
Form N-PX is to be used by a registered management investment company,
other than a small business investment company registered on Form N-5
(ss.ss. 239.24 and 274.5 of this chapter), to file reports with the
Commission, not later than August 31 of each year, containing the
registrant's proxy voting record for the most recent twelve-month
period ended June 30, pursuant to section 30 of the Investment Company
Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The
Commission may use the information provided on Form N-PX in its
regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form
N-PX, and the Commission will make this information public. A
registrant is not required to respond to the collection of information
contained in Form N-PX unless the Form displays a currently valid
Office of Management and Budget ("OMB") control number. Please direct
comments concerning the accuracy of the information collection burden
estimate and any suggestions for reducing the burden to the Secretary,
Securities and Exchange Commission, 100 F Street, NE, Washington, DC
20549. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. ss. 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2006 TO JUNE 30, 2007
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 1 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
SNIA SPA AGM MEETING DATE: 07/06/2006
ISSUER: T85795226 ISIN: IT0001495271 BLOCKING
SEDOL: B020RJ5, 4473114, 4457594
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
07 JUL 2006. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE ALSO BE ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU.
1. RECEIVE THE INDUSTRIAL PLAN OF THE SINA GROUP Management Take No Action *Management Position Unknown
2006 TO 2010
2. APPROVE TO DETERMINE THE NUMBER OF BOARD OF DIRECTORS Management Take No Action *Management Position Unknown
MEMBER AND RELATED RESOLUTIONS
3. APPOINT THE POSSIBLE DIRECTORS; RELATED RESOLUTIONS Management Take No Action *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
BANKGESELLSCHAFT BERLIN AG, BERLIN AGM MEETING DATE: 07/14/2006
ISSUER: D09408135 ISIN: DE0008023227
SEDOL: 5107854, 4093772
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS Non-Voting *Management Position Unknown
MEETING IS 23 JUN 2006, WHEREAS THE MEETING
HAS BEEN SETUP USING THE ACTUAL RECORD DATE -
1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL
POSITIONS REPORTED ARE IN CONCURRENCE WITH THE
GERMAN LAW. THANK YOU
1. PRESENTATION OF THE FINANCIAL STATEMENTS AND Non-Voting *Management Position Unknown
THE ANNUAL REPORT FOR THE FY 2005 WITH THE REPORT
OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL
STATEMENTS AND THE GROUP ANNUAL REPORT
2. RATIFICATION OF THE ACTS OF THE BOARD OF MANAGING Management For *Management Position Unknown
DIRECTORS
3. RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD Management For *Management Position Unknown
4. APPOINTMENT OF AUDITORS FOR THE FY 2006: PRICEWATERHOUSECOOPERS Management For *Management Position Unknown
AG, BERLIN
5. RENEWAL OF THE AUTHORIZATION TO ACQUIRE OWN SHARES Management For *Management Position Unknown
FOR TRADING PURPOSES; THE COMPANY SHALL BE AUTHORIZED
TO ACQUIRE AND SELL OWN SHARES, AT PRICES NOT
DEVIATING MORE THAN 10% FROM THE MARKET PRICE
OF THE SHARES, ON OR BEFORE 30 SEP 2007; THE
TRADING PORTFOLIO OF SHARES TO BE ACQUIRED FOR
SUCH PURPOSE SHALL NOT EXCEED 5% OF THE SHARE
CAPITAL AT THE END OF ANY GIVEN DAY
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 2 of 178
6. RENEWAL OF THE AUTHORIZATION TO ACQUIRE OWN SHARES Management For *Management Position Unknown
FOR OTHER PURPOSES; THE COMPANY SHALL BE AUTHORIZED
TO ACQUIRE OWN SHARES OF UP TO 10% OF ITS SHARE
CAPITAL, AT A PRICE NOT DEVIATING MORE THAN 10%
FROM THE MARKET PRICE OF THE SHARES, ON OR BEFORE
30 SEP 2007; THE BOARD OF MANAGING DIRECTORS
SHALL BE AUTHORIZED TO RETIRE THE SHARES
8. APPROVAL OF THE PROFIT TRANSFER AGREEMENT WITH Management For *Management Position Unknown
LANDESBANK BERLIN AG AS THE TRANSFERRING COMPANY,
EFFECTIVE FOR AT LEAST 5 YEARS
7. RESOLUTION ON A SHARE CAPITAL REDUCTION, AND Management For *Management Position Unknown
THE CORRESPONDING AMENDMENTS TO THE ARTICLES
OF ASSOCIATION; THE SHARE CAPITAL OF EUR 2,554,741,
132.93 SHALL BE REDUCED TO EUR 2,05 6,650,000,
TO OFFSET THE LOSS CARRIED FORWARD AND FOR THE
TRANSFER OF THE REST TO THE CAPITAL RESERVES,
THROUGH THE REDUCTION OF THE THEORETICAL PAR
VALUE PER SHARE
9. APPROVAL OF THE TRANSFER AGREEMENT WITH LANDESBANK Management For *Management Position Unknown
BERLIN AG AS THE ACQUIRINGCOMPANY, PURSUANT TO
WHICH THE COMPANY SHALL TRANSFER VIRTUALLY ALL
OF ITS ASSETS TO THE ACQUIRING COMPANY, OF WHICH
IT IS THE SOLE SHAREHOLDER, WITH RETROSPECTIVE
EFFECT AS PER 01 JAN 2006
10. APPROVAL OF THE AGENCY AGREEMENT WITH LANDESBANK Management For *Management Position Unknown
BERLIN AG, PURSUANT TO WHICHLANDESBANK BERLIN
AG SHALL MANAGE THE BUSINESS OF THE COMPANY REMAINING
AFTER THE TRANSFER
11. FURTHER AMENDMENTS TO THE ARTICLES OF ASSOCIATION, Management For *Management Position Unknown
IN PARTICULAR IN RESPECT OF THE CHANGE OF THE
COMPANY S NAME TO LANDESBANK BERLIN HOLDING AG
AND THE ADJUSTMENT OF THE OBJECT OF THE COMPANY
- ------------------------------------------------------------------------------------------------------------------------------------
WILLAMETTE VALLEY VINEYARDS, INC. WVVI ANNUAL MEETING DATE: 07/16/2006
ISSUER: 969136100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES W. BERNAU Management For For
JAMES L. ELLIS Management For For
THOMAS M. BRIAN Management For For
DELNA L. JONES Management For For
LISA M. MATICH Management For For
BETTY M. O'BRIEN Management For For
STAN G. TUREL Management For For
02 RATIFICATION OF APPOINTMENT OF MOSS ADAMS, LLP Management For For
AS AUDITORS.
- ------------------------------------------------------------------------------------------------------------------------------------
ASHWORTH, INC. ASHW ANNUAL MEETING DATE: 07/17/2006
ISSUER: 04516H101 ISIN:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 3 of 178
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN M. HANSON, JR.* Management For For
JAMES B. HAYES* Management For For
RANDALL L. HERREL, SR.* Management For For
DETLEF H. ADLER** Management For For
PETER M. WEIL** Management For For
DAVID M. MEYER*** Management For For
JOHN W. RICHARDSON*** Management For For
02 TO RATIFY THE SELECTION OF MOSS ADAMS LLP AS Management For For
OUR INDEPENDENT AUDITOR FOR OUR FISCAL YEAR ENDING
OCTOBER 31, 2006.
- ------------------------------------------------------------------------------------------------------------------------------------
SPANISH BROADCASTING SYSTEM, INC. SBSA ANNUAL MEETING DATE: 07/18/2006
ISSUER: 846425882 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RAUL ALARCON, JR. Management For For
ANTONIO S. FERNANDEZ Management For For
PABLO RAUL ALARCON, SR. Management For For
JOSE A. VILLAMIL Management For For
DAN MASON Management For For
JASON L. SHRINSKY Management For For
02 APPROVAL OF THE SPANISH BROADCASTING SYSTEM, Management For For
INC. 2006 OMNIBUS EQUITY COMPENSATION PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
MODINE MANUFACTURING COMPANY MOD ANNUAL MEETING DATE: 07/19/2006
ISSUER: 607828100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
FRANK W. JONES Management For For
DENNIS J. KUESTER Management For For
MICHAEL T. YONKER Management For For
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
- ------------------------------------------------------------------------------------------------------------------------------------
PARK ELECTROCHEMICAL CORP. PKE ANNUAL MEETING DATE: 07/19/2006
ISSUER: 700416209 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 4 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DALE BLANCHFIELD Management For For
ANTHONY CHIESA Management For For
LLOYD FRANK Management For For
BRIAN E. SHORE Management For For
STEVEN T. WARSHAW Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
OPENTV CORP. OPTV ANNUAL MEETING DATE: 07/20/2006
ISSUER: G67543101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT R. BENNETT Management For For
J. TIMOTHY BRYAN Management For For
JAMES A. CHIDDIX Management For For
JERRY MACHOVINA Management For For
J. DAVID WARGO Management For For
ANTHONY G. WERNER Management For For
MICHAEL ZEISSER Management For For
02 RATIFY OUR BOARD OF DIRECTORS SELECTION OF KPMG Management For For
LLP AS OUR INDEPENDENT AUDITORS FOR OUR 2006
FISCAL YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
SSL INTERNATIONAL PLC AGM MEETING DATE: 07/20/2006
ISSUER: G8401X108 ISIN: GB0007981128
SEDOL: B02TBJ0, 5848067, 0798112
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE DIRECTOR S REPORTS AND THE COMPANY Management For *Management Position Unknown
S ANNUAL ACCOUNTS FOR THE YE 31 MAR 2006 TOGETHER
WITH THE AUDITORS REPORT ON THOSE ACCOUNTS AND
THE AUDITABLE PART OF THE DIRECTORS REMUNERATION
REPORT
2. APPROVE THE DIRECTORS REMUNERATION REPORT AS Management For *Management Position Unknown
CONTAINED IN THE REPORT AND ACCOUNTS FOR THE
YE 31 MAR 2006
3. APPROVE THAT THE FINAL DIVIDEND RECOMMENDED BY Management For *Management Position Unknown
THE DIRECTORS OF 4.4 PENCE PERORDINARY SHARE,
FOR THE YE 31 MAR 2006, BE DECLARED PAYABLE ON
07 SEP 2006 TO HOLDERS OF ORDINARY SHARES ON
THE REGISTER ON 18 AUG 2006
4. RE-ELECT MR. IAN ADAMSON AS A DIRECTOR WHO RETIRES Management For *Management Position Unknown
BY ROTATION
5. RE-ELECT MR. MARK MORAN AS A DIRECTOR WHO RETIRES Management For *Management Position Unknown
BY ROTATION
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 5 of 178
6. RE-ELECT MR. MIKE PILKINGTON AS A DIRECTOR WHO Management For *Management Position Unknown
RETIRES BY ROTATION
7. ELECT MR. GERALD CORBETT AS A DIRECTOR WHO WAS Management For *Management Position Unknown
APPOINTED TO THE BOARD SINCE THE LAST AGM
8. RE-APPOINT KPMG AUDIT PLC AS THE AUDITORS OF Management For *Management Position Unknown
THE COMPANY UNTIL THE CONCLUSIONOF THE NEXT AGM
AT WHICH ACCOUNTS ARE LAID
9. AUTHORIZE THE DIRECTORS TO SET THE AUDITORS REMUNERATION Management For *Management Position Unknown
10. AUTHORIZE THE DIRECTORS, IN SUBSTITUTION OF ALL Management For *Management Position Unknown
EXISTING AUTHORITIES AND IN ACCORDANCE WITH SECTION
80 OF THE COMPANIES ACT 1985 THE ACT, TO EXERCISE
ALL POWERS OF THE COMPANY AND TO ALLOT RELEVANT
SECURITIES WITHIN THE MEANING OF THAT SECTION
UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 5,000,000;
AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION
OF THE NEXT AGM OF THE COMPANY OR 15 MONTHS;
AND THE DIRECTORS MAY ALLOT RELEVANT SECURITIES
AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE
OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH
EXPIRY
S.11 AUTHORIZE THE DIRECTORS, IN SUBSTITUTION FOR Management For *Management Position Unknown
ANY EXISTING AUTHORITY AND PURSUANT TO SECTION
95 OF THE ACT, SUBJECT TO THE PASSING OF RESOLUTION
10, TO ALLOT EQUITY SECURITIES SECTION 94(2)OF
THE ACT WHOLLY FOR CASH PURSUANT TO THE AUTHORITY
CONFERRED BY RESOLUTION 10 AND TO SELL EQUITY
SECURITIES SECTION 94(2) OF THE ACT FOR CASH
WHICH BEFORE THE SALE WERE HELD BY THE COMPANY
AS TREASURY SHARES SECTIONS 162A OF THE ACT,
DISAPPLYING THE STATUTORY PRE-EMPTION RIGHTS
SECTION 89(1), PROVIDED THAT THIS POWER IS
LIMITED TO THE ALLOTMENT OR SALE OF EQUITY SECURITIES:
I) BY WAY OF RIGHTS ISSUE, OPEN OFFER OR OTHERWISE
TO THE HOLDERS OF ORDINARY SHARES; II) UP TO
AN AGGREGATE NOMINAL AMOUNT OF GBP 950,619;
AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION
OF THE NEXT AGM OF THE COMPANY OR 15 MONTHS;
AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES
AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE
OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH
EXPIRY
S.12 AUTHORIZE THE COMPANY, PURSUANT TO ARTICLE 45 Management For *Management Position Unknown
OF THE COMPANY S ARTICLES OF ASSOCIATION AND
FOR THE PURPOSE OF SECTION 166 OF THE COMPANIES
ACT 1985, TO MAKE ONE OR MORE MARKET PURCHASES
SECTION 163(3) OF UP TO 18,950,000 ORDINARY
SHARES OF 10 PENCE EACH IN THE CAPITAL OF THE
COMPANY, AT A MINIMUM PRICE WHICH MAY BE PAID
FOR EACH ORDINARY SHARES IS THE AMOUNT OF THAT
SHARE EXCLUSIVE OF EXPENSES PAYABLE BY THE COMPANY
AND UP TO 105% OF THE AVERAGE MIDDLE MARKET QUOTATIONS
FOR SUCH SHARES DERIVED FROM THE LONDON STOCK
EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS
5 BUSINESS DAYS; AUTHORITY EXPIRES THE EARLIER
OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY
OR 20 JAN 2008; THE COMPANY, BEFORE THE EXPIRY,
MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES
WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY
AFTER SUCH EXPIRY
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 6 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
PRICE COMMUNICATIONS CORPORATION PR ANNUAL MEETING DATE: 07/25/2006
ISSUER: 741437305 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 DIRECTOR Management For
ROBERT F. ELLSWORTH Management For For
01 PROPOSAL THAT THE COMPANY SHOULD BE DISSOLVED Management For For
AFTER WE RECEIVE VERIZON COMMON STOCK IN EXCHANGE
FOR OUR INTEREST IN VERIZON WIRELESS OF THE EAST
LP
- ------------------------------------------------------------------------------------------------------------------------------------
KEMET CORPORATION KEM ANNUAL MEETING DATE: 07/26/2006
ISSUER: 488360108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
GURMINDER S. BEDI* Management For For
PER-OLOF LOOF* Management For For
ROBERT G. PAUL** Management For For
02 THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING MARCH 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
PLANTRONICS, INC. PLT ANNUAL MEETING DATE: 07/26/2006
ISSUER: 727493108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MARV TSEU Management For For
KEN KANNAPPAN Management For For
GREGG HAMMANN Management For For
MARSHALL MOHR Management For For
TRUDE TAYLOR Management For For
ROGER WERY Management For For
JOHN HART Management For For
03 PROPOSAL TO RATIFY AND APPROVE AN INCREASE OF Management For For
200,000 SHARES IN THE COMMON STOCK ISSUABLE UNDER
THE 2002 EMPLOYEE STOCK PURCHASE PLAN.
02 PROPOSAL TO RATIFY AND APPROVE AN INCREASE OF Management Against Against
1.8 MILLION SHARES IN THE COMMON STOCK ISSUABLE
UNDER THE 2003 STOCK PLAN AND TO BE USED SOLELY
FOR STOCK OPTION GRANT AWARDS.
05 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR FISCAL 2007.
04 PROPOSAL TO APPROVE THE PERFORMANCE BONUS PLAN. Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 7 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
BROWN-FORMAN CORPORATION BFA ANNUAL MEETING DATE: 07/27/2006
ISSUER: 115637100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
P. BOUSQUET-CHAVANNE Management For For
BARRY D. BRAMLEY Management For For
GEO. GARVIN BROWN IV Management For For
MARTIN S. BROWN, JR. Management For For
OWSLEY BROWN II Management For For
DONALD G. CALDER Management For For
SANDRA A. FRAZIER Management For For
RICHARD P. MAYER Management For For
STEPHEN E. O'NEIL Management For For
MATTHEW R. SIMMONS Management For For
WILLIAM M. STREET Management For For
DACE BROWN STUBBS Management For For
PAUL C. VARGA Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
THE TOPPS COMPANY, INC. TOPP CONTESTED ANNUAL MEETING DATE: 07/28/2006
ISSUER: 890786106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR
ARTHUR SHORIN Management For For
TIMOTHY E. BROG Opposition For
JOHN J. JONES Opposition For
02 PROPOSAL TO AMEND THE COMPANY S RESTATED CERTIFICATE Management For For
OF INCORPORATION TO ELIMINATE THE CLASSIFICATION
OF THE BOARD OF DIRECTORS.
03 PROPOSAL TO AMEND THE COMPANY S RESTATED CERTIFICATE Management For For
OF INCORPORATION TO PERMIT STOCKHOLDERS HOLDING
IN THE AGGREGATE AT LEAST 25% OF THE OUTSTANDING
COMMON STOCK OF THE COMPANY TO REQUIRE THE CALL
OF A SPECIAL MEETING.
04 PROPOSAL TO AMEND THE COMPANY S RESTATED BY-LAWS Management For For
TO PERMIT STOCKHOLDERS HOLDING IN THE AGGREGATE
AT LEAST 25% OF THE OUTSTANDING COMMON STOCK
OF THE COMPANY TO REQUIRE THE CALL OF A SPECIAL
MEETING.
05 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP, AS INDEPENDENT AUDITORS FOR THE COMPANY
FOR THE FISCAL YEAR ENDING MARCH 3, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
TIVO INC. TIVO ANNUAL MEETING DATE: 08/02/2006
ISSUER: 888706108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 8 of 178
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MICHAEL RAMSAY Management For For
RANDY KOMISAR Management For For
GEOFFREY Y. YANG Management For For
02 TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY Management For For
S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
JANUARY 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
FARGO ELECTRONICS, INC. FRGO SPECIAL MEETING DATE: 08/03/2006
ISSUER: 30744P102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
03 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Management For For
TO VOTE UPON SUCH OTHER BUSINESS, AS MAY PROPERLY
COME BEFORE THE MEETING.
02 PROPOSAL TO APPROVE THE ADJOURNMENT OR POSTPONEMENT Management For For
OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE
THE AGREEMENT AND PLAN OF MERGER.
01 PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF Management For For
MERGER DATED AS OF MAY 22, 2006 AMONG FARGO ELECTRONICS,
INC., ASSA ABLOY, INC., HID GLOBAL CORPORATION
AND DAKOTA ACQUISITION SUB, INC.
- ------------------------------------------------------------------------------------------------------------------------------------
HAWKINS, INC. HWKN ANNUAL MEETING DATE: 08/03/2006
ISSUER: 420261109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN S. MCKEON Management For For
JOHN R. HAWKINS Management For For
HOWARD M. HAWKINS Management For For
DUANE M. JERGENSON Management For For
G. ROBERT GEY Management For For
DARYL I. SKAAR Management For For
EAPEN CHACKO Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
NWH, INC. NWIR SPECIAL MEETING DATE: 08/07/2006
ISSUER: 62946E106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 9 of 178
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO CONSIDER AND VOTE ON A PROPOSAL TO ADOPT THE Management For For
AGREEMENT AND PLAN OF MERGER, DATED MAY 25, 2006
BY AND AMONG INGENIX, INC., MOGUL ACQUISITION
CORPORATION AND NWH, INC., PURSUANT TO WHICH
MOGUL ACQUISITION CORPORATION WILL MERGE WITH
AND INTO NWH AND NWH WILL BECOME A WHOLLY OWNED
SUBSIDIARY OF INGENIX, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
MONRO MUFFLER BRAKE, INC. MNRO ANNUAL MEETING DATE: 08/08/2006
ISSUER: 610236101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO RATIFY THE PROPOSAL REGARDING EVALUATING THE Management For For
SELECTION OF INDEPENDENT PUBLIC ACCOUNTANTS.
01 DIRECTOR Management For
RICHARD A. BERENSON Management For For
DONALD GLICKMAN Management For For
ROBERT E. MELLOR Management For For
LIONEL B. SPIRO Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
AIRGAS, INC. ARG ANNUAL MEETING DATE: 08/09/2006
ISSUER: 009363102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVE THE 2006 EQUITY INCENTIVE PLAN. Management Against Against
01 DIRECTOR Management For
JAMES W. HOVEY Management For For
PAULA A. SNEED Management For For
DAVID M. STOUT Management For For
04 RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY Management For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
03 APPROVE THE AMENDED AND RESTATED 2003 EMPLOYEE Management For For
STOCK PURCHASE PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
CNS, INC. CNXS ANNUAL MEETING DATE: 08/15/2006
ISSUER: 126136100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DANIEL E. COHEN Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 10 of 178
KAREN T. BECKWITH Management For For
PATRICK DELANEY Management For For
ANDREW J. GREENSHIELDS Management For For
H. ROBERT HAWTHORNE Management For For
MARTI MORFITT Management For For
RICHARD PERKINS Management For For
MORRIS J. SIEGEL Management For For
02 APPROVAL OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITORS.
- ------------------------------------------------------------------------------------------------------------------------------------
LA-Z-BOY INCORPORATED LZB ANNUAL MEETING DATE: 08/16/2006
ISSUER: 505336107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN H. FOSS Management For For
RICHARD M. GABRYS Management For For
NIDO R. QUBEIN Management For For
02 RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
- ------------------------------------------------------------------------------------------------------------------------------------
PRECISION CASTPARTS CORP. PCP ANNUAL MEETING DATE: 08/16/2006
ISSUER: 740189105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MARK DONEGAN Management For For
VERNON E. OECHSLE Management For For
03 REAPPROVING THE 2001 STOCK INCENTIVE PLAN Management For For
02 AMENDING THE RESTATED ARTICLES OF INCORPORATION Management For For
TO INCREASE AUTHORIZED COMMON STOCK TO 450,000,000
SHARES
- ------------------------------------------------------------------------------------------------------------------------------------
THE J. M. SMUCKER COMPANY SJMB CONTESTED ANNUAL MEETING DATE: 08/17/2006
ISSUER: 832696405 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PAUL J. DOLAN Management For For
NANCY LOPEZ Management For For
GARY A. OATEY Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 11 of 178
TIMOTHY P. SMUCKER Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
03 APPROVAL OF THE J. M. SMUCKER COMPANY 2006 EQUITY Management For For
COMPENSATION PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
CAPSTONE TURBINE CORPORATION CPST ANNUAL MEETING DATE: 08/18/2006
ISSUER: 14067D102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ELIOT G. PROTSCH Management For For
RICHARD ATKINSON Management For For
JOHN JAGGERS Management For For
NOAM LOTAN Management For For
GARY SIMON Management For For
JOHN TUCKER Management For For
DARRELL WILK Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
CALIFORNIA MICRO DEVICES CORPORATION CAMD ANNUAL MEETING DATE: 08/24/2006
ISSUER: 130439102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT V. DICKINSON Management For For
WADE F. MEYERCORD Management For For
DR. EDWARD C. ROSS Management For For
DR. DAVID W. SEAR Management For For
DR. JOHN L. SPRAGUE Management For For
DAVID L. WITTROCK Management For For
05 PROPOSAL TO AMEND THE 1995 EMPLOYEE STOCK PURCHASE Management For For
PLAN TO INCREASE THE TOTAL NUMBER OF SHARES RESERVED
FOR ISSUANCE THEREUNDER BY 400,000 SHARES FROM
1,340,000 SHARES TO 1,740,000 SHARES.
04 PROPOSAL TO AMEND THE 2004 OMNIBUS INCENTIVE Management Against Against
COMPENSATION PLAN TO INCREASE THE TOTAL NUMBER
OF SHARES RESERVED FOR ISSUANCE THEREUNDER BY
1,000,000 SHARES FROM 2,880,390 SHARES TO 3,880,390
SHARES.
03 PROPOSAL TO AUTHORIZE AND APPROVE A CHANGE OF Management For For
THE COMPANY S DOMICILE FROM CALIFORNIA TO DELAWARE
EFFECTED BY THE MERGER OF THE COMPANY, A CALIFORNIA
CORPORATION, WITH AND INTO CMD REINCORPORATION
CORPORATION, A NEWLY FORMED WHOLLY-OWNED SUBSIDIARY
INCORPORATED UNDER THE DELAWARE GENERAL CORPORATION
LAW FOR THE PURPOSE OF EFFECTING THE CHANGE OF
DOMICILE.
02 PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT THORNTON Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
OF THE COMPANY FOR THE FISCAL YEAR ENDING MARCH
31, 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 12 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
FLOWSERVE CORPORATION FLS ANNUAL MEETING DATE: 08/24/2006
ISSUER: 34354P105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF THE AMENDMENTS TO CERTAIN STOCK OPTION Management For For
AND INCENTIVE PLANS.
01 DIRECTOR Management For
ROGER L. FIX* Management For For
LEWIS M. KLING* Management For For
MICHAEL F. JOHNSTON* Management For For
CHARLES M. RAMPACEK* Management For For
KEVIN E. SHEEHAN* Management For For
ROGER L. FIX** Management For For
DIANE C. HARRIS** Management For For
LEWIS M. KLING** Management For For
JAMES O. ROLLANS** Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
PSS WORLD MEDICAL, INC. PSSI ANNUAL MEETING DATE: 08/24/2006
ISSUER: 69366A100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
T. O'NEAL DOUGLAS Management For For
CLARK A. JOHNSON Management For For
02 APPROVAL OF THE 2006 INCENTIVE PLAN Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
THE TOPPS COMPANY, INC. TOPP ANNUAL MEETING DATE: 08/25/2006
ISSUER: 890786106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ARTHUR T. SHORIN Management For For
TIMOTHY E. BROG Management For For
ARNAUD AJDLER Management For For
JOHN J. JONES Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
VALUE LINE, INC. VALU ANNUAL MEETING DATE: 08/25/2006
ISSUER: 920437100 ISIN:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 13 of 178
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
H.A. BRECHER Management For For
E.A. BUTTNER Management For For
J.B. BUTTNER Management For For
D.T. HENIGSON Management For For
H. PARDES Management For For
M.N. RUTH Management For For
E.J. SHANAHAN Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
KERZNER INTERNATIONAL LIMITED KZL SPECIAL MEETING DATE: 08/28/2006
ISSUER: P6065Y107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO ADJOURN THE EXTRAORDINARY GENERAL MEETING Management For For
AND TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF
APPROVAL OF THE MERGER AGREEMENT IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE MEETING
TO APPROVE THE MERGER AGREEMENT.
01 TO APPROVE THE AMENDED AND RESTATED AGREEMENT Management For For
AND PLAN OF MERGER DATED AS OF APRIL 30, 2006
(THE MERGER AGREEMENT), BY AND AMONG K-TWO
HOLDCO LIMITED, ITS WHOLLY-OWNED SUBSIDIARY K-TWO
SUBCO LIMITED AND KERZNER INTERNATIONAL LIMITED.
- ------------------------------------------------------------------------------------------------------------------------------------
SCHOOL SPECIALTY, INC. SCHS ANNUAL MEETING DATE: 08/29/2006
ISSUER: 807863105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DAVID J. VANDER ZANDEN Management For For
02 RATIFY DELOITTE & TOUCHE LLP AS SCHOOL SPECIALTY Management For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
FISHER SCIENTIFIC INTERNATIONAL INC. FSH SPECIAL MEETING DATE: 08/30/2006
ISSUER: 338032204 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 14 of 178
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 ADJOURNMENT OF THE FISHER SPECIAL MEETING, IF Management For For
NECESSARY, TO SOLICIT ADDITIONAL PROXIES.
01 APPROVAL AND ADOPTION OF THE AGREEMENT AND PLAN Management For For
OF MERGER, DATED AS OF MAY 7, 2006, BY AND AMONG
THERMO ELECTRON CORPORATION, TRUMPET MERGER CORPORATION
AND FISHER.
- ------------------------------------------------------------------------------------------------------------------------------------
TRANSMONTAIGNE INC. TMG SPECIAL MEETING DATE: 08/31/2006
ISSUER: 893934109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF JUNE 22, 2006, BY AND AMONG TRANSMONTAIGNE
INC., MORGAN STANLEY CAPITAL GROUP INC. AND BUFFALO
MERGER SUB INC.
- ------------------------------------------------------------------------------------------------------------------------------------
MVC CAPITAL, INC. MVC ANNUAL MEETING DATE: 09/07/2006
ISSUER: 553829102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
EMILIO DOMINIANNI Management For For
GERALD HELLERMAN Management For For
ROBERT KNAPP Management For For
WILLIAM TAYLOR Management For For
MICHAEL TOKARZ Management For For
02 TO APPROVE AN INVESTMENT ADVISORY AND MANAGEMENT Management For For
AGREEMENT BETWEEN THE FUND AND THE TOKARZ GROUP
ADVISERS LLC AS DESCRIBED IN THE PROXY STATEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
FLEETWOOD ENTERPRISES, INC. FLE ANNUAL MEETING DATE: 09/12/2006
ISSUER: 339099103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MARGARET S. DANO Management For For
DR. JAMES L. DOTI Management For For
DAVID S. ENGELMAN Management For For
DANIEL D. VILLANUEVA Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2007.
03 TO CONSIDER AND ACT UPON SUCH OTHER BUSINESS Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 15 of 178
THAT MAY PROPERLY COME BEFORE THE MEETING.
- ------------------------------------------------------------------------------------------------------------------------------------
NATHAN'S FAMOUS, INC. NATH ANNUAL MEETING DATE: 09/12/2006
ISSUER: 632347100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT J. EIDE Management For For
ERIC GATOFF Management For For
BRIAN S. GENSON Management For For
BARRY LEISTNER Management For For
HOWARD M. LORBER Management For For
WAYNE NORBITZ Management For For
DONALD L. PERLYN Management For For
A.F. PETROCELLI Management For For
CHARLES D. RAICH Management For For
03 SHAREHOLDER PROPOSAL RELATING TO REPORTING ON Shareholder Against For
HEALTHY-OPTION INITIATIVE.
02 RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON Management For For
LLP AS AUDITORS FOR FISCAL 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
WORLD WRESTLING ENTERTAINMENT, INC. WWE ANNUAL MEETING DATE: 09/14/2006
ISSUER: 98156Q108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
VINCENT K. MCMAHON Management For For
LINDA E. MCMAHON Management For For
ROBERT A. BOWMAN Management For For
DAVID KENIN Management For For
JOSEPH PERKINS Management For For
MICHAEL B. SOLOMON Management For For
LOWELL P. WEICKER, JR. Management For For
MICHAEL SILECK Management For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
03 SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE Management For For
THE MEETING OR ANY ADJOURNMENT THEREOF.
- ------------------------------------------------------------------------------------------------------------------------------------
CASEY'S GENERAL STORES, INC. CASY ANNUAL MEETING DATE: 09/15/2006
ISSUER: 147528103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 16 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DONALD F. LAMBERTI Management For For
RONALD M. LAMB Management For For
ROBERT J. MYERS Management For For
JACK P. TAYLOR Management For For
JOHNNY DANOS Management For For
JOHN R. FITZGIBBON Management For For
PATRICIA CLARE SULLIVAN Management For For
KENNETH H. HAYNIE Management For For
WILLIAM C. KIMBALL Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
EARL SCHEIB, INC. ESHB ANNUAL MEETING DATE: 09/15/2006
ISSUER: 806398103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CHRISTIAN K. BEMENT Management For For
JAMES P. BURRA Management For For
ROBERT M. SMILAND Management For For
SALVATORE J. ZIZZA Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
AVIALL, INC. AVL SPECIAL MEETING DATE: 09/19/2006
ISSUER: 05366B102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF APRIL 30, 2006, BY AND AMONG THE
BOEING COMPANY, BOEING-AVENGER, INC., A WHOLLY
OWNED SUBSIDIARY OF BOEING, AND AVIALL, INC.
02 ADJOURNMENT OR POSTPONEMENT TO ALLOW FURTHER Management For For
SOLICITATION OF PROXIES IN FAVOR OF ITEM 1, IF
NECESSARY.
- ------------------------------------------------------------------------------------------------------------------------------------
ALLERGAN, INC. AGN SPECIAL MEETING DATE: 09/20/2006
ISSUER: 018490102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE AN AMENDMENT TO ALLERGAN S RESTATED Management For For
CERTIFICATE OF INCORPORATION, AS AMENDED, TO
INCREASE THE TOTAL NUMBER OF SHARES OF COMMON
STOCK ALLERGAN IS AUTHORIZED TO ISSUE FROM 300,000,000
TO 500,000,000.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 17 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
BIOMET, INC. BMET ANNUAL MEETING DATE: 09/20/2006
ISSUER: 090613100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JERRY L. FERGUSON Management For For
DANIEL P. HANN Management For For
THOMAS F. KEARNS, JR. Management For For
02 APPROVE THE BIOMET, INC. 2006 EQUITY INCENTIVE Management For For
PLAN.
03 RATIFY THE SELECTION OF ERNST & YOUNG, LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE COMPANY FOR THE FISCAL YEAR ENDING MAY
31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
DEL MONTE FOODS COMPANY DLM ANNUAL MEETING DATE: 09/21/2006
ISSUER: 24522P103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
SAMUEL H. ARMACOST Management For For
TERENCE D. MARTIN Management For For
RICHARD G. WOLFORD Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP, AN INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM, AS DEL MONTE
FOODS COMPANY S INDEPENDENT AUDITORS FOR ITS
FISCAL YEAR ENDING APRIL 29, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
GERBER SCIENTIFIC, INC. GRB ANNUAL MEETING DATE: 09/21/2006
ISSUER: 373730100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DONALD P. AIKEN Management For For
MARC T. GILES Management For For
EDWARD G. JEPSEN Management For For
RANDALL D. LEDFORD Management For For
JOHN R. LORD Management For For
CAROLE F. ST. MARK Management For For
A. ROBERT TOWBIN Management For For
W. JERRY VEREEN Management For For
02 2006 OMNIBUS INCENTIVE PLAN: PROPOSAL TO APPROVE Management For For
THE ADOPTION OF THE 2006 OMNIBUS INCENTIVE PLAN
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 18 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
JOHN WILEY & SONS, INC. JWA ANNUAL MEETING DATE: 09/21/2006
ISSUER: 968223305 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For
AS INDEPENDENT ACCOUNTANTS.
01 DIRECTOR Management For
WARREN J. BAKER Management For For
MATTHEW S. KISSNER Management For For
WILLIAM J. PESCE Management For For
BRADFORD WILEY II Management For For
PETER BOOTH WILEY Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
SKYLINE CORPORATION SKY ANNUAL MEETING DATE: 09/22/2006
ISSUER: 830830105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ARTHUR J. DECIO Management For For
THOMAS G. DERANEK Management For For
JOHN C. FIRTH Management For For
JERRY HAMMES Management For For
RONALD F. KLOSKA Management For For
WILLIAM H. LAWSON Management For For
DAVID T. LINK Management For For
ANDREW J. MCKENNA Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
CENTENNIAL COMMUNICATIONS CORP. CYCL ANNUAL MEETING DATE: 09/28/2006
ISSUER: 15133V208 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ANTHONY J. DE NICOLA Management For For
JAMES R. MATTHEWS Management For For
THOMAS E. MCINERNEY Management For For
JAMES P. PELLOW Management For For
RAYMOND A. RANELLI Management For For
ROBERT D. REID Management For For
SCOTT N. SCHNEIDER Management For For
MICHAEL J. SMALL Management For For
J. STEPHEN VANDERWOUDE Management For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY Management Against Against
S 1999 STOCK OPTION AND RESTRICTED STOCK PURCHASE
PLAN TO INCREASE THE NUMBER OF SHARES ISSUABLE
THEREUNDER BY 3,000,000 SHARES.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 19 of 178
03 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE
COMPANY FOR THE FISCAL YEAR ENDING MAY 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
STRATTEC SECURITY CORPORATION STRT ANNUAL MEETING DATE: 10/03/2006
ISSUER: 863111100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DAVID R. ZIMMER* Management For For
HAROLD M. STRATTON II** Management For For
ROBERT FEITLER** Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
THE MARCUS CORPORATION MCS ANNUAL MEETING DATE: 10/04/2006
ISSUER: 566330106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
STEPHEN H. MARCUS Management For For
DIANE MARCUS GERSHOWITZ Management For For
DANIEL F. MCKEITHAN, JR Management For For
ALLAN H. SELIG Management For For
TIMOTHY E. HOEKSEMA Management For For
BRUCE J. OLSON Management For For
PHILIP L. MILSTEIN Management For For
BRONSON J. HAASE Management For For
JAMES D. ERICSON Management For For
GREGORY S. MARCUS Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
THE MOSAIC COMPANY MOS ANNUAL MEETING DATE: 10/04/2006
ISSUER: 61945A107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
02 APPROVAL OF AMENDMENT TO THE COMPANY S 2004 OMNIBUS Management For For
STOCK AND INCENTIVE PLAN TO INCREASE THE NUMBER
OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN
FROM 10,000,000 SHARES TO 25,000,000 SHARES.
01 DIRECTOR Management For
PHYLLIS E. COCHRAN Management For For
ROBERT L. LUMPKINS Management For For
HAROLD H. MACKAY Management For For
WILLIAM T. MONAHAN Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 20 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
MGP INGREDIENTS, INC. MGPI ANNUAL MEETING DATE: 10/12/2006
ISSUER: 55302G103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 PROPOSAL TO APPROVE THE COMPANY S NON-EMPLOYEE Management For For
DIRECTORS RESTRICTED STOCK PLAN
01 DIRECTOR Management For
LINDA E. MILLER Management For For
D.R. SCHALLER, PH.D. Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
AZTAR CORPORATION AZR SPECIAL MEETING DATE: 10/17/2006
ISSUER: 054802103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF ANY PROPOSAL TO ADJOURN, POSTPONE Management For For
OR CONTINUE THE SPECIAL MEETING TO A LATER DATE
TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF ITEM
1 IN THE EVENT THAT THERE ARE NOT SUFFICIENT
VOTES FOR APPROVAL OF ITEM 1 AT THE SPECIAL MEETING.
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF MAY 19, 2006, BY AND AMONG AZTAR
CORPORATION, COLUMBIA SUSSEX CORPORATION, WIMAR
TAHOE CORPORATION D/B/A COLUMBIA ENTERTAINMENT
AND WT-COLUMBIA DEVELOPMENT, INC.
- ------------------------------------------------------------------------------------------------------------------------------------
SOUTHERN ENERGY HOMES, INC. SEHI SPECIAL MEETING DATE: 10/17/2006
ISSUER: 842814105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, BY Management For For
AND BETWEEN CMH MANUFACTURING, INC., ITS WHOLLY
OWNED SUBSIDIARY S MERGER SUB, INC., AND SOUTHERN
ENERGY HOMES, INC., DATED AS OF AUGUST 16, 2006,
AS IT MAY BE AMENDED FROM TIME TO TIME, PURSUANT
TO WHICH S MERGER SUB WILL BE MERGED WITH AND
INTO SOUTHERN ENERGY HOMES, AS DESCRIBED IN THE
PROXY STATEMENT.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 21 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
AAR CORP. AIR ANNUAL MEETING DATE: 10/18/2006
ISSUER: 000361105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MICHAEL R. BOYCE Management For For
J.G. BROCKSMITH, JR. Management For For
DAVID P. STORCH Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR FISCAL YEAR ENDING MAY 31, 2007.
03 APPROVAL OF THE PERFORMANCE GOALS UNDER THE AAR Management For For
CORP. SECTION 162(M) INCENTIVE GOAL PROGRAM.
- ------------------------------------------------------------------------------------------------------------------------------------
THE PEP BOYS - MANNY, MOE & JACK PBY ANNUAL MEETING DATE: 10/19/2006
ISSUER: 713278109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM LEONARD Management For For
PETER A. BASSI Management For For
JANE SCACCETTI Management For For
JOHN T. SWEETWOOD Management For For
M. SHAN ATKINS Management For For
ROBERT H. HOTZ Management For For
MAX L. LUKENS Management For For
JAMES A. MITAROTONDA Management For For
NICK WHITE Management For For
JAMES A. WILLIAMS Management For For
THOMAS R. HUDSON JR. Management For For
03 SHAREHOLDER PROPOSAL REGARDING OUR SHAREHOLDER Shareholder For Against
RIGHTS PLAN.
02 TO APPROVE THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
- ------------------------------------------------------------------------------------------------------------------------------------
ANGIODYNAMICS, INC. ANGO ANNUAL MEETING DATE: 10/24/2006
ISSUER: 03475V101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
EAMONN P. HOBBS Management For For
PETER J. GRAHAM Management For For
DAVID P. MEYERS Management For For
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF ANGIODYNAMICS, INC. FOR THE FISCAL YEAR
ENDING JUNE 2, 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 22 of 178
02 TO APPROVE THE AMENDMENT TO THE ANGIODYNAMICS, Management Against Against
INC. 2004 STOCK AND INCENTIVE AWARD PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
SCHIFF NUTRITION INTERNATIONAL, INC. WNI ANNUAL MEETING DATE: 10/24/2006
ISSUER: 806693107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF THE AMENDMENT TO THE COMPANY S 2004 Management For For
INCENTIVE AWARD PLAN.
01 DIRECTOR Management For
ERIC WEIDER Management For For
GEORGE F. LENGVARI Management For For
BRUCE J. WOOD Management For For
RONALD L. COREY Management For For
ROGER H. KIMMEL Management For For
BRIAN P. MCDERMOTT Management For For
H.F. POWELL Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
DIGENE CORPORATION DIGE ANNUAL MEETING DATE: 10/25/2006
ISSUER: 253752109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
07 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2007.
06 APPROVAL OF THE EMPLOYEE INCENTIVE PLAN FOR PURPOSES Management For For
OF SECTION 162(M) OF THE INTERNAL REVENUE CODE.
05 APPROVAL OF THE AMENDMENT TO OUR EMPLOYEE INCENTIVE Management For For
PLAN TO EXTEND THE TERMINATION DATE OF THE EMPLOYEE
INCENTIVE PLAN TO OCTOBER 25, 2011.
04 APPROVAL OF THE AMENDMENT OF OUR EMPLOYEE INCENTIVE Management For For
PLAN TO ADD STOCK APPRECIATION RIGHTS TO THE
TYPE OF AWARDS WHICH CAN BE MADE UNDER THE EMPLOYEE
INCENTIVE PLAN BY ADDING A NEW ARTICLE IX TO
THE EMPLOYEE INCENTIVE PLAN, AS SUCH ARTICLE
IX IS SET FORTH IN APPENDIX D TO THE ACCOMPANYING
PROXY STATEMENT.
03 APPROVAL OF THE AMENDMENT TO OUR AMENDED AND Management Against Against
RESTATED 1999 INCENTIVE PLAN, AS AMENDED (THE
EMPLOYEE INCENTIVE PLAN), TO INCREASE THE NUMBER
OF SHARES OF COMMON STOCK AVAILABLE FOR GRANTS
AND AWARDS UNDER THE EMPLOYEE INCENTIVE PLAN
BY 500,000 SHARES.
02 APPROVAL OF THE AMENDMENT TO OUR AMENDED AND Management Against Against
RESTATED DIRECTORS EQUITY COMPENSATION PLAN,
AS AMENDED (THE DIRECTORS PLAN), TO INCREASE
THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE
FOR GRANTS AND AWARDS UNDER THE DIRECTORS PLAN
BY 100,000 SHARES.
01 DIRECTOR Management For
JOHN H. LANDON Management For For
KENNETH R. WEISSHAAR Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 23 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
MAGNETEK, INC. MAG ANNUAL MEETING DATE: 10/25/2006
ISSUER: 559424106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP TO SERVE AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2007.
01 DIRECTOR Management For
ANDREW G. GALEF Management For For
THOMAS G. BOREN Management For For
DEWAIN K. CROSS Management For For
YON YOON JORDEN Management For For
PAUL J. KOFMEHL Management For For
MITCHELL I. QUAIN Management For For
ROBERT E. WYCOFF Management For For
03 APPROVAL OF THE SECOND AMENDMENT TO THE MAGNETEK, Management For For
INC. AMENDED AND RESTATED DIRECTOR COMPENSATION
AND DEFERRAL INVESTMENT PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
NOVELIS INC. NVL ANNUAL MEETING DATE: 10/26/2006
ISSUER: 67000X106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
03 APPROVAL OF THE NOVELIS INC. 2006 INCENTIVE PLAN. Management Against Against
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
AND AUTHORIZE DIRECTORS TO FIX REMUNERATION
01 DIRECTOR Management For
WILLIAM T. MONAHAN Management For For
EDWARD A. BLECHSCHMIDT Management For For
JACQUES BOUGIE, O.C. Management For For
CHARLES G. CAVELL Management For For
CLARENCE J. CHANDRAN Management For For
C. ROBERTO CORDARO Management For For
HELMUT ESCHWEY Management For For
DAVID J. FITZPATRICK Management For For
SUZANNE LABARGE Management For For
RUDOLF RUPPRECHT Management For For
KEVIN M. TWOMEY Management For For
JOHN D. WATSON Management For For
EDWARD V. YANG Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
THE L.S. STARRETT COMPANY SCX ANNUAL MEETING DATE: 10/26/2006
ISSUER: 855668109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 24 of 178
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
R.L. MONTGOMERY, JR. Management For For
DOUGLAS A. STARRETT Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
DIONEX CORPORATION DNEX ANNUAL MEETING DATE: 10/27/2006
ISSUER: 254546104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
03 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
ITS FISCAL YEAR ENDING JUNE 30, 2007.
02 TO APPROVE AN INCREASE IN THE NUMBER OF SHARES Management Against Against
OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER
THE DIONEX CORPORATION 2004 EQUITY INCENTIVE
PLAN BY 1,500,000 SHARES TO 5,020,119 SHARES.
01 DIRECTOR Management For
DAVID L. ANDERSON Management For For
A. BLAINE BOWMAN Management For For
LUKAS BRAUNSCHWEILER Management For For
RODERICK MCGEARY Management For For
RICCARDO PIGLIUCCI Management For For
MICHAEL W. POPE Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
STANDEX INTERNATIONAL CORPORATION SXI ANNUAL MEETING DATE: 10/31/2006
ISSUER: 854231107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
H.N. MULLER, III* Management For For
C.H. CANNON, JR.** Management For For
CHRISTIAN STORCH** Management For For
EDWARD J. TRAINOR** Management For For
02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Management For For
OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS.
- ------------------------------------------------------------------------------------------------------------------------------------
CHECKFREE CORPORATION CKFR ANNUAL MEETING DATE: 11/01/2006
ISSUER: 162813109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MARK A. JOHNSON Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 25 of 178
EUGENE F. QUINN Management For For
02 APPROVAL OF THE CHECKFREE CORPORATION 2006 ASSOCIATE Management For For
STOCK PURCHASE PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
GENERAL MAGNAPLATE CORPORATION ANNUAL MEETING DATE: 11/01/2006
ISSUER: 370262206 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CANDIDA C. AVERSENTI Management For For
EDMUND V. AVERSENTI, JR Management For For
CHARLES P. COVINO Management For For
BERNARD D'AVELLA, JR. Management For For
JAMES JONES III Management For For
VINCENT L. MERINGOLO Management For For
JAMES H. WALLWORK Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
FERRO CORPORATION FOE ANNUAL MEETING DATE: 11/03/2006
ISSUER: 315405100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JENNIE S. HWANG, PH.D. Management For For
JAMES F. KIRSCH Management For For
WILLIAM J. SHARP Management For For
02 APPROVAL OF THE 2006 LONG-TERM INCENTIVE PLAN. Management Against Against
03 APPROVAL OF THE AMENDMENT TO FERRO CORPORATION Management For For
S CODE OF REGULATIONS.
- ------------------------------------------------------------------------------------------------------------------------------------
MEREDITH CORPORATION MDP ANNUAL MEETING DATE: 11/08/2006
ISSUER: 589433101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
HERBERT M. BAUM Management For For
JAMES R. CRAIGIE Management For For
FREDERICK B. HENRY Management For For
WILLIAM T. KERR Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 26 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
ALBERTO-CULVER COMPANY ACV SPECIAL MEETING DATE: 11/10/2006
ISSUER: 013068101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE INVESTMENT AGREEMENT, DATED AS Management For For
OF JUNE 19, 2006, AND APPROVAL OF THE TRANSACTIONS
CONTEMPLATED BY THE INVESTMENT AGREEMENT, INCLUDING
THE HOLDING COMPANY MERGER AND THE NEW SALLY
SHARE ISSUANCE.
- ------------------------------------------------------------------------------------------------------------------------------------
CADIZ INC. CDZI ANNUAL MEETING DATE: 11/10/2006
ISSUER: 127537207 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
04 APPROVAL OF THE ISSUANCE OF SHARES OF CADIZ COMMON Management For For
STOCK UPON CONVERSION OF THE PELOTON LOAN IN
AN AMOUNT IN EXCESS OF THE 19.99% EXCHANGE CAP
PROVIDED FOR IN THE PELOTON CREDIT AGREEMENT.
03 APPROVAL OF OUTSIDE DIRECTORS COMPENSATION PLAN. Management For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT AUDITOR.
01 DIRECTOR Management For
KEITH BRACKPOOL Management For For
MURRAY H. HUTCHISON Management For For
TIMOTHY J. SHAHEEN Management For For
STEPHEN J. DUFFY Management For For
WINSTON HICKOX Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
HARBOR GLOBAL COMPANY LTD. HRBGF SPECIAL MEETING DATE: 11/13/2006
ISSUER: G4285W100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE FOLLOWING RESOLUTION: RESOLVED, Management For For
THAT (I) THE AGREEMENT AND PLAN OF AMALGAMATION,
DATED AS OF AUGUST 18, 2006 (THE TRANSACTION
AGREEMENT), (II) THE AMALGAMATION AGREEMENT,
DATED AS OF AUGUST 18, 2006 (THE AMALGAMATION
AGREEMENT), AND (III) THE AMALGAMATION OF HARBOR
GLOBAL COMPANY LTD. WITH AMALGAMATION SUB, AS
MORE FULLY DESCRIBED IN THE STATEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
BALDWIN TECHNOLOGY COMPANY, INC. BLD ANNUAL MEETING DATE: 11/14/2006
ISSUER: 058264102 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 27 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JUDITH A. MULHOLLAND Management For For
S.B. FORTENBAUGH III Management For For
ROLF BERGSTROM Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
ELIZABETH ARDEN, INC. RDEN ANNUAL MEETING DATE: 11/15/2006
ISSUER: 28660G106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
E. SCOTT BEATTIE Management For For
FRED BERENS Management For For
MAURA J. CLARK Management For For
RICHARD C.W. MAURAN Management For For
WILLIAM M. TATHAM Management For For
J.W. NEVIL THOMAS Management For For
PAUL WEST Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
GSE SYSTEMS, INC. GVP ANNUAL MEETING DATE: 11/15/2006
ISSUER: 36227K106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO RATIFY THE APPOINTMENT OF KPMG LLP, AN INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM, AS THE COMPANY
S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE CURRENT
FISCAL YEAR.
01 DIRECTOR Management For
SCOTT N. GREENBERG Management For For
JOSEPH W. LEWIS Management For For
O. LEE TAWES, III. Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
COVANTA HOLDING CORPORATION CVA SPECIAL MEETING DATE: 11/16/2006
ISSUER: 22282E102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO APPROVE THE AMENDMENT TO THE COMPANY S CERTIFICATE Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 28 of 178
OF INCORPORATION TO DELETE SECTION 4.3.
01 TO APPROVE THE AMENDMENT TO THE COMPANY S CERTIFICATE Management For For
OF INCORPORATION TO DELETE ARTICLE FIFTH.
- ------------------------------------------------------------------------------------------------------------------------------------
LIFECORE BIOMEDICAL, INC. LCBM ANNUAL MEETING DATE: 11/16/2006
ISSUER: 532187101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DENNIS J. ALLINGHAM Management For For
ORWIN L. CARTER, PH.D. Management For For
MARTIN J. EMERSON Management For For
THOMAS H. GARRETT Management For For
LUTHER T. GRIFFITH Management For For
RICHARD W. PERKINS Management For For
JOHN E. RUNNELLS Management For For
02 PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT Management For For
OF GRANT THORNTON LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE
CURRENT FISCAL YEAR ENDING JUNE 30, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
DEL GLOBAL TECHNOLOGIES CORP. DGTC SPECIAL MEETING DATE: 11/17/2006
ISSUER: 245073101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO AMEND THE COMPANY S CERTIFICATE OF Management For For
INCORPORATION TO INCREASE FROM 20,000,000 SHARES
TO 50,000,000 SHARES THE AGGREGATE NUMBER OF
SHARES OF COMMON STOCK AUTHORIZED TO BE ISSUED
BY THE COMPANY.
- ------------------------------------------------------------------------------------------------------------------------------------
DONALDSON COMPANY, INC. DCI ANNUAL MEETING DATE: 11/17/2006
ISSUER: 257651109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JACK W. EUGSTER Management For For
JOHN F. GRUNDHOFER Management For For
PAUL DAVID MILLER Management For For
02 RATIFY APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS DONALDSON COMPANY, INC S INDEPENDENT REGISTERED
ACCOUNTING FIRM.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 29 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
FARMER BROS. CO. FARM ANNUAL MEETING DATE: 11/27/2006
ISSUER: 307675108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CAROL FARMER WAITE Management For For
JOHN H. MERRELL Management For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF THE COMPANY FOR THE FISCAL YEAR ENDING JUNE
30, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
TRIPLE CROWN MEDIA INC. TCMI ANNUAL MEETING DATE: 11/29/2006
ISSUER: 89675K102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT S. PRATHER, JR Management For For
GERALD N. AGRANOFF Management For For
JAMES W. BUSBY Management For For
HILTON H. HOWELL, JR. Management For For
MONTE C. JOHNSON Management For For
G.E. "NICK" NICHOLSON Management For For
THOMAS J. STULTZ Management For For
02 RATIFICATION OF THE SELECTION OF BDO SEIDMAN, Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR FISCAL YEAR 2007
- ------------------------------------------------------------------------------------------------------------------------------------
EPOCH HOLDING CORPORATION EPHC ANNUAL MEETING DATE: 11/30/2006
ISSUER: 29428R103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ALLAN R. TESSLER Management For For
WILLIAM W. PRIEST Management For For
ENRIQUE R. ARZAC Management For For
JEFFREY L. BERENSON Management For For
PETER A. FLAHERTY Management For For
EUGENE M. FREEDMAN Management For For
DAVID R. MARKIN Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 30 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
IVANHOE MINES LTD. IVN SPECIAL MEETING DATE: 11/30/2006
ISSUER: 46579N103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO CONSIDER AND, IF THOUGHT APPROPRIATE, PASS Management For For
AN ORDINARY RESOLUTION AUTHORIZING AND APPROVING
THE RIGHT OF RIO TINTO INTERNATIONAL HOLDINGS
LIMITED (RIO TINTO), AND/OR ANY OTHER MEMBER
OF THE RIO TINTO GROUP TO WHICH ANY OF SUCH WARRANTS
MAY HAVE BEEN VALIDLY TRANSFERRED, TO EXERCISE
SERIES A WARRANTS AND SERIES B WARRANTS ISSUED
TO RIO TINTO ON OCTOBER 27, 2006 UNDER THE TERMS
OF A PRIVATE PLACEMENT AGREEMENT ENTERED INTO
BY THE CORPORATION AND RIO TINTO ON OCTOBER 18,
2006 (THE PRIVATE PLACEMENT WARRANTS).
- ------------------------------------------------------------------------------------------------------------------------------------
SWS GROUP, INC. SWS ANNUAL MEETING DATE: 11/30/2006
ISSUER: 78503N107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DON A. BUCHHOLZ Management For For
DONALD W. HULTGREN Management For For
BRODIE L. COBB Management For For
LARRY A. JOBE Management For For
DR. R. JAN LECROY Management For For
FREDERICK R. MEYER Management For For
DR. MIKE MOSES Management For For
JON L. MOSLE, JR. Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
THE HAIN CELESTIAL GROUP, INC. HAIN ANNUAL MEETING DATE: 11/30/2006
ISSUER: 405217100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO APPROVE THE AMENDMENT TO THE AMENDED AND RESTATED Management Against Against
2002 LONG TERM INCENTIVE AND STOCK AWARD PLAN
TO INCREASE THE NUMBER OF SHARES ISSUABLE OVER
THE TERM OF THE PLAN BY 2,000,000 SHARES TO 5,850,000
SHARES IN THE AGGREGATE.
01 DIRECTOR Management For
IRWIN D. SIMON Management For For
BARRY J. ALPERIN Management For For
BETH L. BRONNER Management For For
JACK FUTTERMAN Management For For
DANIEL R. GLICKMAN Management For For
MARINA HAHN Management For For
ANDREW R. HEYER Management For For
ROGER MELTZER Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 31 of 178
MITCHELL A. RING Management For For
LEWIS D. SCHILIRO Management For For
LARRY S. ZILAVY Management For For
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, Management For For
TO ACT AS REGISTERED INDEPENDENT ACCOUNTANTS
OF THE COMPANY FOR THE FISCAL YEAR ENDING JUNE
30, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
LIN TV CORP. TVL SPECIAL MEETING DATE: 12/01/2006
ISSUER: 532774106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE THIRD AMENDED AND RESTATED 2002 Management Against Against
NON-EMPLOYEE DIRECTOR STOCK PLAN, WHICH WILL
(I) INCREASE THE NUMBER OF SHARES OF CLASS A
COMMON STOCK AND (II) PROVIDE THE COMPENSATION
COMMITTEE OF THE BOARD OF DIRECTORS WITH DISCRETION
REGARDING THE SIZE AND TIMING OF STOCK OPTION
GRANTS AND RESTRICTED STOCK AWARDS.
- ------------------------------------------------------------------------------------------------------------------------------------
COLLECTORS UNIVERSE, INC. CLCT ANNUAL MEETING DATE: 12/05/2006
ISSUER: 19421R200 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
03 RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
02 APPROVAL OF THE 2006 EQUITY INCENTIVE PLAN Management For For
01 DIRECTOR Management For
A. CLINTON ALLEN Management For For
DEBORAH A. FARRINGTON Management For For
DAVID G. HALL Management For For
MICHAEL R. HAYNES Management For For
A.J. "BERT" MOYER Management For For
VAN D. SIMMONS Management For For
BRUCE A. STEVENS Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
DUQUESNE LIGHT HOLDINGS, INC. DQE SPECIAL MEETING DATE: 12/05/2006
ISSUER: 266233105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF MERGER AGREEMENT - THE PROPOSAL TO Management For For
ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED
AS OF JULY 5, 2006, BY AND AMONG DUQUESNE LIGHT
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 32 of 178
HOLDINGS, INC., A PENNSYLVANIA CORPORATION, DQE
HOLDINGS LLC, A DELAWARE LIMITED LIABILITY COMPANY,
AND DQE MERGER SUB INC., A PENNSYLVANIA CORPORATION
AND A WHOLLY OWNED SUBSIDIARY OF DQE HOLDINGS
LLC.
- ------------------------------------------------------------------------------------------------------------------------------------
OIL-DRI CORPORATION OF AMERICA ODC ANNUAL MEETING DATE: 12/05/2006
ISSUER: 677864100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
03 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT AUDITOR FOR
THE FISCAL YEAR ENDING JULY 31, 2007.
02 APPROVAL OF THE OIL-DRI CORPORATION OF AMERICA Management Against Against
2006 LONG TERM INCENTIVE PLAN.
01 DIRECTOR Management For
J. STEVEN COLE Management For For
ARNOLD W. DONALD Management For For
DANIEL S. JAFFEE Management For For
RICHARD M. JAFFEE Management For For
JOSEPH C. MILLER Management For For
MICHAEL A. NEMEROFF Management For For
ALLAN H. SELIG Management For For
PAUL E. SUCKOW Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
THOR INDUSTRIES, INC. THO ANNUAL MEETING DATE: 12/05/2006
ISSUER: 885160101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
NEIL D. CHRISMAN Management For For
ALAN SIEGEL Management For For
GEOFFREY A. THOMPSON Management For For
02 THE APPROVAL OF THE THOR INDUSTRIES, INC. 2006 Management For For
EQUITY INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
A. SCHULMAN, INC. SHLM ANNUAL MEETING DATE: 12/07/2006
ISSUER: 808194104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
HOWARD R. CURD Management For For
JAMES S. MARLEN Management For For
MICHAEL A. MCMANUS, JR Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 33 of 178
ERNEST J. NOVAK, JR. Management For For
03 TO APPROVE THE A. SCHULMAN, INC. 2006 INCENTIVE Management Against Against
PLAN.
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE YEAR ENDING AUGUST 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
GYRODYNE COMPANY OF AMERICA, INC. GYRO CONTESTED ANNUAL MEETING DATE: 12/07/2006
ISSUER: 403820103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
TIMOTHY BROG Management For *Management Position Unknown
PHILLIP GOLDSTEIN Management For *Management Position Unknown
ANDREW DAKOS Management For *Management Position Unknown
03 A PROPOSAL TO DISMANTLE THE COMPANY S POISON PILL Management For *Management Position Unknown
02 RATIFICATION OF THE SELECTION OF HOLTZ RUBENSTEIN Management For *Management Position Unknown
REMINICK LLP AS AUDITORS FOR THE FISCAL YEAR
ENDING APRIL 30, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
GLOBAL TRAFFIC NETWORK, INC. GNET ANNUAL MEETING DATE: 12/08/2006
ISSUER: 37947B103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 PROPOSAL TO RATIFY THE APPOINTMENT OF BDO AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
JUNE 30, 2007.
01 DIRECTOR Management For
WILLIAM L. YDE III Management For For
DALE C. ARFMAN Management For For
GARY O. BENSON Management For For
SHANE E. COPPOLA Management For For
ROBERT L. JOHANDER Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
WD-40 COMPANY WDFC ANNUAL MEETING DATE: 12/12/2006
ISSUER: 929236107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
J.C. ADAMS JR. Management For For
G.H. BATEMAN Management For For
P.D. BEWLEY Management For For
R.A. COLLATO Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 34 of 178
M.L. CRIVELLO Management For For
L.A. LANG Management For For
G.L. LUICK Management For For
K.E. OLSON Management For For
G.O. RIDGE Management For For
N.E. SCHMALE Management For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS
FOR FISCAL YEAR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
ELONG, INC. LONG ANNUAL MEETING DATE: 12/13/2006
ISSUER: 290138205 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO RATIFY THE SELECTION OF KPMG AS AUDITORS FOR Management For For
THE FISCAL YEAR ENDING DECEMBER 31, 2006.
01 DIRECTOR Management For
BARNEY HARFORD Management For For
THOMAS SOOHOO Management For For
JUSTIN TANG Management For For
MARTIN POMPADUR Management For For
DAVID GOLDHILL Management For For
THOMAS GURNEE Management For For
MICHAEL DOYLE Management For For
DERMOT HALPIN Management For For
CAMERON JONES Management For For
ARTHUR HOFFMAN Management For For
HENRIK V. KJELLBERG Management For For
JOHAN SVANSTROM Management For For
HIDEMARU SATO Management For For
03 TO APPROVE THE AMENDMENT OF THE COMPANY S 2004 Management For For
STOCK AND INCENTIVE PLAN TO PERMIT THE ISSUANCE
OF PERFORMANCE UNITS TO CERTAIN NON-EMPLOYEES
TO BE DETERMINED BY THE BOARD OF DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------------------------
POSSIS MEDICAL, INC. POSS ANNUAL MEETING DATE: 12/13/2006
ISSUER: 737407106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 PROPOSAL TO RATIFY SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS OUR INDEPENDENT AUDITORS.
01 DIRECTOR Management For
ROBERT G. DUTCHER Management For For
MARY K. BRAINERD Management For For
SEYMOUR J. MANSFIELD Management For For
W.C. MATTISON, JR. Management For For
WHITNEY A. MCFARLIN Management For For
DONALD C. WEGMILLER Management For For
RODNEY A. YOUNG Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 35 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
GRUPO CONTINENTAL SA CONTAL EGM MEETING DATE: 12/14/2006
ISSUER: P3091R172 ISIN: MXP3091R1239
SEDOL: B02V9X6, 2415066
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPOINT RETURNING OFFICERS, CARRYING OUT THEIR Management For *Management Position Unknown
FUNCTIONS AND DECLARTION OF THE INSTATEMENT OF
THE MEETING
2. APPROVE, IF RELEVANT, THE COMPLETE REFORM OF Management For *Management Position Unknown
THE CORPORATE BY-LAWS TO ADAPT THEM TO THE NEW
SECURITIES MARKET LAW
3. ELECT THE CHAIRPERSON OF THE AUDIT AND CORPORATE Management For *Management Position Unknown
PRACTICES COMMITTEE
4. APPOINT THE DELEGATES TO FORMALIZE AND TO GIVE Management For *Management Position Unknown
EXECUTION TO THOSE ADOPTED RESOLUTIONS FOR THE
MEETING
5. APPROVE THE MEETING MINUTES Management For *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
INVERNESS MEDICAL INNOVATIONS, INC. IMA SPECIAL MEETING DATE: 12/15/2006
ISSUER: 46126P106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVE AN INCREASE TO THE NUMBER OF SHARES OF Management Against Against
COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE
INVERNESS MEDICAL INNOVATIONS, INC. 2001 STOCK
OPTION AND INCENTIVE PLAN BY 2,000,000, FROM
6,074,871 TO 8,074,871. EVEN IF THIS PROPOSAL
IS APPROVED BY OUR STOCKHOLDERS AT THE SPECIAL
MEETING, WE DO NOT INTEND TO IMPLEMENT IT UNLESS
PROPOSAL 1 IS APPROVED.
01 APPROVE AN AMENDMENT TO INVERNESS MEDICAL INNOVATIONS, Management For For
INC S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION
TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK BY 50,000,000, FROM 50,000,000 TO
100,000,000.
- ------------------------------------------------------------------------------------------------------------------------------------
LAMSON & SESSIONS CO. LMS SPECIAL MEETING DATE: 12/15/2006
ISSUER: 513696104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF AMENDMENT TO AMENDED ARTICLES OF Management For For
INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
COMMON SHARES FROM TWENTY MILLION (20,000,000)
TO FORTY MILLION (40,000,000).
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 36 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
SNIA SPA, MILANO AGM MEETING DATE: 12/16/2006
ISSUER: T85795226 ISIN: IT0001495271 BLOCKING
SEDOL: B020RJ5, 4473114, 4457594
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
18 DEC 2006 (AND A THIRD CALL ON 20 DEC 2006)
ONLY FOR RESOLUTION E.1. CONSEQUENTLY, YOUR VOTING
INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS
UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO
ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL
THE QUORUM IS MET OR THE MEETING IS CANCELLED.
THANK YOU.
* PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown
YOU.
O.1 RECEIVE THE INFORMATION ON THE PROGRESS OF THE Management Take No Action *Management Position Unknown
SINA GROUP 2006 2010 INDUSTRIAL PLAN
O.2 APPROVE THE MEASURES PURSUANT TO ARTICLE 2446 Management Take No Action *Management Position Unknown
OF THE ITALIAN CIVIL CODE; RELATED AND CONSEQUENTIAL
RESOLUTIONS
E.1 APPROVE CORPORATE CAPITAL REDUCTION PURSUANT Management Take No Action *Management Position Unknown
TO ARTICLE 2446 OF THE ITALIAN CIVIL CODE; RELATED
AND CONSEQUENTIAL RESOLUTIONS
- ------------------------------------------------------------------------------------------------------------------------------------
CNS, INC. CNXS SPECIAL MEETING DATE: 12/19/2006
ISSUER: 126136100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO ACT UPON ANY OTHER MATTERS PROPERLY BROUGHT Management For For
BEFORE THE SPECIAL MEETING, OR ANY ADJOURNMENT(S)
OR POSTPONEMENT(S) THEREOF, INCLUDING THE APPROVAL
OF ANY PROPOSAL TO POSTPONE OR ADJOURN THE SPECIAL
MEETING, ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For
AS OF OCTOBER 8, 2006, AMONG GLAXOSMITHKLINE
PLC, PLATFORM ACQUISITION CORPORATION AND CNS,
INC., AS AMENDED.
- ------------------------------------------------------------------------------------------------------------------------------------
BANCSHARES OF FLORIDA, INC. BOFL SPECIAL MEETING DATE: 12/20/2006
ISSUER: 05976U102 ISIN:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 37 of 178
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
III THE ADJOURNMENT OF THE SPECIAL MEETING TO SOLICIT Management For For
ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT
SUFFICIENT VOTES TO APPROVE PROPOSAL I AND II.
II APPROVAL OF AN AMENDMENT TO BANCSHARES RESTATED Management For For
ARTICLES OF INCORPORATION WHEREBY THE CORPORATE
NAME SHALL BE CHANGED TO BANK OF FLORIDA CORPORATION.
I APPROVAL OF THE ISSUANCE OF SHARES OF BANCSHARES Management For For
COMMON STOCK IN CONNECTION WITH THE MERGER OF
OLD FLORIDA BANKSHARES, INC. WITH AND INTO BANCSHARES
PURSUANT TO AN AGREEMENT AND PLAN OF MERGER DATED
AUGUST 28, 2006.
- ------------------------------------------------------------------------------------------------------------------------------------
CASE POMEROY & COMPANY INC CASPA SPECIAL MEETING DATE: 12/20/2006
ISSUER: 147447106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management Against Against
DATED AS OF AUGUST 23, 2006, AS AMENDED ON NOVEMBER
2, 2006, BY AND AMONG CP NEWCO, INC. AND CASE,
POMEROY & COMPANY, INC. AND APPROVAL OF THE MERGER
OF CP NEWCO, INC. WITH AND INTO CASE, POMEROY
& COMPANY, INC. AND THE OTHER TRANSACTIONS CONTEMPLATED
THEREBY.
- ------------------------------------------------------------------------------------------------------------------------------------
PEGASUS COMMUNICATIONS CORPORATION XAN ANNUAL MEETING DATE: 12/29/2006
ISSUER: 705904605 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO AMEND OUR EXISTING AMENDED AND RESTATED CERTIFICATE Management For For
OF INCORPORATION TO EFFECT A REVERSE STOCK SPLIT
OF OUR ISSUED AND OUTSTANDING SHARES OF CLASS
A AND CLASS B COMMON STOCK, PAR VALUE $0.01 PER
SHARE, ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
02 DIRECTOR Management For
MARSHALL W. PAGON Management For For
RORY J. LINDGREN Management For For
MARY C. METZGER Management For For
HOWARD E. VERLIN Management For For
03 TO APPROVE THE PEGASUS COMMUNICATIONS 2006 EQUITY Management Against Against
INCENTIVE PLAN.
04 TO APPROVE CHANGING THE NAME OF THE COMPANY TO Management For For
XANADOO COMPANY.
05 TO APPROVE A REDUCTION IN THE NUMBER OF AUTHORIZED Management For For
SHARES OF PREFERRED STOCK FROM 20,000,000 TO 3,000,000.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 38 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
MOOG INC. MOGA ANNUAL MEETING DATE: 01/10/2007
ISSUER: 615394202 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 DIRECTOR Management For
ROBERT R. BANTA Management For For
01 AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION. Management For For
03 RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS Management For For
FOR THE YEAR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
ROBBINS & MYERS, INC. RBN ANNUAL MEETING DATE: 01/10/2007
ISSUER: 770196103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
04 APPROVAL OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING
AUGUST 31, 2007.
03 AN AMENDMENT TO THE COMPANY S REGULATIONS MAKING Management For For
THE OHIO CONTROL SHARE ACQUISITION STATUTE INAPPLICABLE
TO THE COMPANY.
02 REAPPROVAL OF THE COMPANY S SENIOR EXECUTIVE Management For For
CASH BONUS PLAN.
01 DIRECTOR Management For
DANIEL W. DUVAL Management For For
THOMAS P. LOFTIS Management For For
DALE L. MEDFORD Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
ACUITY BRANDS, INC. AYI ANNUAL MEETING DATE: 01/11/2007
ISSUER: 00508Y102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM
01 DIRECTOR Management For
VERNON J. NAGEL Management For For
JOHN L. CLENDENIN Management For For
JULIA B. NORTH Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 39 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
ENZO BIOCHEM, INC. ENZ ANNUAL MEETING DATE: 01/23/2007
ISSUER: 294100102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY S FISCAL YEAR
ENDING JULY 31, 2007.
01 DIRECTOR Management For
SHAHRAM K. RABBANI Management For For
IRWIN C. GERSON Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
PENTON MEDIA, INC. PTON SPECIAL MEETING DATE: 01/23/2007
ISSUER: 709668107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING, Management For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE
TIME OF THE MEETING TO ADOPT THE MERGER AGREEMENT.
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER Management For For
AMONG PRISM MEDIA BUSINESS HOLDINGS INC., PRISM
ACQUISITION CO. AND PENTON MEDIA, INC. DATED
AS OF NOVEMBER 1, 2006, AS DESCRIBED IN THE PROXY
STATEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
TECH/OPS SEVCON, INC. TO ANNUAL MEETING DATE: 01/23/2007
ISSUER: 878293109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
HEMSLEY Management For For
SCHORR Management For For
STEADMAN Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
CRAZY WOMAN CREEK BANCORP INCORPORAT CRZY ANNUAL MEETING DATE: 01/24/2007
ISSUER: 225233105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 40 of 178
GREG L. GODDARD Management For For
DOUGLAS D. OSBORN Management For For
GARY J. HAVENS Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
PENFORD CORPORATION PENX ANNUAL MEETING DATE: 01/24/2007
ISSUER: 707051108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
01 DIRECTOR Management For
JEFFREY T. COOK Management For For
THOMAS D. MALKOSKI Management For For
SALLY G. NARODICK Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
WOODWARD GOVERNOR COMPANY WGOV ANNUAL MEETING DATE: 01/24/2007
ISSUER: 980745103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN D. COHN Management For For
MICHAEL H. JOYCE Management For For
JAMES R. RULSEH Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING SEPTEMBER 30, 2007
- ------------------------------------------------------------------------------------------------------------------------------------
COMMONWEALTH TELEPHONE ENTERPRISES, CTCO SPECIAL MEETING DATE: 01/25/2007
ISSUER: 203349105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 THE ADOPTION OF THE AGREEMENT AND PLAN OF MERGER Management For For
DATED AS OF SEPTEMBER 17, 2006 AMONG COMMONWEALTH
TELEPHONE ENTERPRISES, CITIZENS COMMUNICATIONS
COMPANY AND CF MERGER CORP., A WHOLLY OWNED SUBSIDIARY
OF CITIZENS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 41 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
JACUZZI BRANDS, INC. JJZ ANNUAL MEETING DATE: 01/25/2007
ISSUER: 469865109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE AGREEMENT AND PLAN OF MERGER, Management Abstain Against
DATED AS OF OCTOBER 11, 2006 BY AND AMONG JACUZZI
BRANDS, INC., JUPITER ACQUISITION LLC AND JUPITER
MERGER SUB, INC. PURSUANT TO WHICH EACH STOCKHOLDER
OF JACUZZI BRANDS, INC. WILL BE ENTITLED TO RECEIVE
$12.50 IN CASH, WITHOUT INTEREST, AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT
03 RATIFY APPOINTMENT OF ERNST & YOUNG, LLP AS INDEPENDENT Management Abstain Against
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2007
02 DIRECTOR Management Withhold
ALEX P. MARINI Management Withhold Against
CLAUDIA E. MORF Management Withhold Against
ROBERT R. WOMACK Management Withhold Against
04 PROPOSAL TO APPROVE ADJOURNMENTS OR POSTPONEMENTS Management Abstain Against
OF THE 2007 ANNUAL MEETING, IF NECESSARY OR APPROPRIATE,
TO PERMIT THE FURTHER SOLICITATION OF PROXIES
IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME
OF THE MEETING TO ADOPT THE MERGER AGREEMENT
- ------------------------------------------------------------------------------------------------------------------------------------
THE SCOTTS MIRACLE-GRO CO. SMG ANNUAL MEETING DATE: 01/25/2007
ISSUER: 810186106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 ADOPTION OF THE SHAREHOLDER PROPOSAL DESCRIBED Shareholder Against For
IN THE PROXY STATEMENT.
01 DIRECTOR Management For
MARK R. BAKER Management For For
JOSEPH P. FLANNERY Management For For
K. HAGEDORN LITTLEFIELD Management For For
PATRICK J. NORTON Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
ANGIODYNAMICS, INC. ANGO SPECIAL MEETING DATE: 01/29/2007
ISSUER: 03475V101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE THE ISSUANCE OF SHARES OF Management For For
COMMON STOCK OF ANGIODYNAMICS, INC. PURSUANT
TO THE AGREEMENT AND PLAN OF MERGER, DATED AS
OF NOVEMBER 27, 2006, AS AMENDED DECEMBER 7,
2006, BY AND AMONG ANGIODYNAMICS, INC., ROYAL
I, LLC AND RITA MEDICAL SYSTEMS, INC.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 42 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
LINDSAY CORPORATION LNN ANNUAL MEETING DATE: 01/29/2007
ISSUER: 535555106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
HOWARD G. BUFFETT Management For For
WILLIAM F. WELSH II Management For For
MICHAEL C. NAHL Management For For
02 AUDITOR. RATIFICATION OF THE APPOINTMENT OF KPMG Management For For
LLP AS THE INDEPENDENT AUDITOR FOR THE FISCAL
YEAR ENDING AUGUST 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
ESCO TECHNOLOGIES INC. ESE ANNUAL MEETING DATE: 02/02/2007
ISSUER: 296315104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
V.L RICHEY, JR. Management For For
J.M. STOLZE Management For For
02 RATIFICATION OF COMPANY S SELECTION OF KPMG LLP Management For For
AS INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING
SEPTEMBER 30, 2007
- ------------------------------------------------------------------------------------------------------------------------------------
GRIFFON CORPORATION GFF ANNUAL MEETING DATE: 02/02/2007
ISSUER: 398433102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
HENRY A. ALPERT Management For For
BLAINE V. FOGG Management For For
CLARENCE A. HILL, JR. Management For For
WILLIAM H. WALDORF Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
OSHKOSH TRUCK CORPORATION OSK ANNUAL MEETING DATE: 02/06/2007
ISSUER: 688239201 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 43 of 178
TOUCHE LLP, AN INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS THE COMPANY S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING SEPTEMBER
30, 2007.
01 DIRECTOR Management For
J. WILLIAM ANDERSEN Management For For
ROBERT G. BOHN Management For For
ROBERT A. CORNOG Management For For
RICHARD M. DONNELLY Management For For
DONALD V. FITES Management For For
FREDERICK M. FRANKS, JR Management For For
MICHAEL W. GREBE Management For For
KATHLEEN J. HEMPEL Management For For
HARVEY N. MEDVIN Management For For
J. PETER MOSLING, JR. Management For For
RICHARD G. SIM Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
ANDREW CORPORATION ANDW ANNUAL MEETING DATE: 02/07/2007
ISSUER: 034425108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS INDEPENDENT PUBLIC AUDITORS FOR FISCAL YEAR
2007.
01 DIRECTOR Management For
W.L. BAX Management For For
T.A. DONAHOE Management For For
R.E. FAISON Management For For
J.D. FLUNO Management For For
W.O. HUNT Management For For
G.A. POCH Management For For
A.F. POLLACK Management For For
G.O. TONEY Management For For
A.L. ZOPP Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
FLORIDA ROCK INDUSTRIES, INC. FRK ANNUAL MEETING DATE: 02/07/2007
ISSUER: 341140101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 THE RATIFICATION OF THE AUDIT COMMITTEE S SELECTION Management For For
OF KPMG LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM (AUDITORS) FOR 2007.
01 DIRECTOR Management For
THOMPSON S. BAKER II Management For For
JOHN A. DELANEY Management For For
LUKE E. FICHTHORN III Management For For
FRANCIS X. KNOTT Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 44 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
J & J SNACK FOODS CORP. JJSF ANNUAL MEETING DATE: 02/07/2007
ISSUER: 466032109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DENNIS G. MOORE Management For For
02 THE INCREASE IN THE NUMBER OF SHARES OF COMMON Management Against Against
STOCK FOR ISSUANCE UNDER THE COMPANY S STOCK
OPTION PLAN
- ------------------------------------------------------------------------------------------------------------------------------------
MWI VETERINARY SUPPLY, INC. MWIV ANNUAL MEETING DATE: 02/07/2007
ISSUER: 55402X105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
01 DIRECTOR Management For
KEITH E. ALESSI Management For For
BRUCE C. BRUCKMANN Management For For
JAMES F. CLEARY, JR. Management For For
JOHN F. MCNAMARA Management For For
A. CRAIG OLSON Management For For
ROBERT N. REBHOLTZ, JR. Management For For
WILLIAM J. ROBISON Management For For
04 APPROVAL OF THE AMENDMENT TO THE COMPANY S AMENDED Management For For
AND RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED SHARES
03 APPROVAL OF AMENDMENT TO THE COMPANY S 2005 STOCK-BASED Management For For
INCENTIVE COMPENSATION PLAN TO PERMIT NON-EMPLOYEE
DIRECTORS TO PARTICIPATE AND RECEIVE AWARDS
- ------------------------------------------------------------------------------------------------------------------------------------
THE STEAK N SHAKE COMPANY SNS ANNUAL MEETING DATE: 02/07/2007
ISSUER: 857873103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PETER M. DUNN Management For For
ALAN B. GILMAN Management For For
WAYNE L. KELLEY Management For For
RUTH J. PERSON Management For For
JOHN W. RYAN Management For For
STEVEN M. SCHMIDT Management For For
EDWARD W. WILHELM Management For For
JAMES WILLIAMSON, JR. Management For For
03 PROPOSAL TO APPROVE THE COMPANY S 2007 NON-EMPLOYEE Management Against Against
DIRECTOR RESTRICTED STOCK PLAN, AS ADOPTED BY
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 45 of 178
THE BOARD OF DIRECTORS.
02 PROPOSAL TO RATIFY THE SELECTION OF DELOITTE Management For For
& TOUCHE, LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING SEPTEMBER 26, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
ENODIS PLC, LONDON AGM MEETING DATE: 02/08/2007
ISSUER: G01616104 ISIN: GB0000931526
SEDOL: B02S5F1, 0093152, B1HKN00, 5829976
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND ADOPT THE FINANCIAL STATEMENTS FOR Management For *Management Position Unknown
THE YE 30 SEP 2006 TOGETHER WITH THE DIRECTORS
REPORT AND THE AUDITORS REPORT THEREON
2. DECLARE A FINAL DIVIDEND OF 2.17P PER SHARE Management For *Management Position Unknown
3. RE-APPOINT MR. MICHAEL R. ARROWSMITH AS A DIRECTOR Management For *Management Position Unknown
IN ACCORDANCE WITH ARTICLE98 OF THE ARTICLES
OF ASSOCIATION OF THE COMPANY, WHO RETIRES IN
ACCORDANCE WITH ARTICLE 97 OF THE ARTICLES OF
ASSOCIATION OF THE COMPANY
4. RE-APPOINT MR. PETER M. BROOKS AS A DIRECTOR Management For *Management Position Unknown
IN ACCORDANCE WITH ARTICLE 98 OFTHE ARTICLES
OF ASSOCIATION OF THE COMPANY, WHO RETIRES IN
ACCORDANCE WITH ARTICLE 97 OF THE ARTICLES OF
ASSOCIATION OF THE COMPANY
5. RE-APPOINT MR. DAVID S. MCCULLOCH AS A DIRECTOR Management For *Management Position Unknown
IN ACCORDANCE WITH ARTICLE 98OF THE ARTICLES
OF ASSOCIATION OF THE COMPANY, WHO RETIRES IN
ACCORDANCE WITH ARTICLE 97 OF THE ARTICLES OF
ASSOCIATION OF THE COMPANY
6. RE-APPOINT DELOITTE & TOUCHE LLP AS THE AUDITORS Management For *Management Position Unknown
OF THE COMPANY, UNTIL THE CONCLUSION OF THE NEXT
AGM OF THE COMPANY
7. AUTHORIZE THE DIRECTORS TO DETERMINE THE REMUNERATION Management For *Management Position Unknown
OF THE AUDITORS
8. AUTHORIZE THE DIRECTORS, IN SUBSTITUTION FOR Management For *Management Position Unknown
THE AUTHORITY GIVEN TO THEM AT THE AGM ON 16
FEB 2006 BUT WITHOUT PREJUDICE TO ANY PREVIOUS
ALLOTMENTS UNDER SUCH SUBSTITUTED AUTHORITY AND
IN ACCORDANCE WITH SECTION 80 OF THE COMPANIES
ACT 1985 THE ACT, TO ALLOT RELEVANT SECURITIES
SECTION 80(2) OF THE ACT UP TO AN AGGREGATE NOMINAL
AMOUNT OF GBP 13,513,098; AUTHORITY EXPIRES THE
EARLIER OF THE CONCLUSION OF THE NEXT AGM OF
THE COMPANY TO BE HELD IN 2008 OR 15 MONTHS;
AND THE DIRECTORS MAY ALLOT RELEVANT SECURITIES
AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE
OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH
EXPIRY
S.9 AUTHORIZE THE DIRECTORS, SUBJECT TO THE PASSING Management For *Management Position Unknown
OF RESOLUTION 8, PURSUANT TO SECTION 95 OF THE
ACT, TO ALLOT EQUITY SECURITIES SECTION 94(2)
OF THE ACT OF THE COMPANY FOR CASH PURSUANT TO
THE GENERAL AUTHORITY CONFERRED BY RESOLUTION
8 AND SELL RELEVANT SHARES SECTION 94(5) OF THE
ACT HELD BY THE COMPANY AS TREASURY SHARES SECTION
94(3) OF THE ACT FOR CASH SECTION 162D(2) OF
THE ACT, DISAPPLYING THE STATUTORY PRE-EMPTION
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 46 of 178
RIGHTS SECTION 89(1) OF THE ACT, PROVIDED THAT
THE POWER CONFERRED BY THIS RESOLUTION SHALL
BE LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES:
A) IN CONNECTION WITH AN OFFER OF SECURITIES,
OPEN FOR ACCEPTANCE FOR A FIXED PERIOD, BY THE
DIRECTORS TO HOLDERS OF ORDINARY SHAREHOLDERS;
AND B) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP
2,026,964; AUTHORITY EXPIRES THE EARLIER OF THE
CONCLUSION OF THE NEXT AGM OF THE COMPANY TO
BE HELD IN 2008 OR 15 MONTHS; AND THE DIRECTORS
MAY ALLOT EQUITY SECURITIES AFTER THE EXPIRY
OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER
OR AGREEMENT MADE PRIOR TO SUCH EXPIRY
S.10 AUTHORIZE THE COMPANY, FOR THE PURPOSES OF SECTION Management For *Management Position Unknown
166 OF THE ACT, TO MAKE ONE OR MORE MARKET PURCHASES
SECTION 163(3) OF THE ACT OF UP TO 40,539,294
ORDINARY SHARES, AT A MINIMUM PRICE WHICH MAY
BE PAID FOR AN ORDINARY SHARES IS AN AMOUNT EQUAL
TO ITS NOMINAL VALUE WHICH AMOUNT SHALL BE EXCLUSIVE
OF EXPENSES, IF ANY, AND THE MAXIMUM PRICE WHICH
MAY BE PAID FOR AN ORDINARY SHARES IS AN AMOUNT
EQUAL TO 105% OF THE AVERAGE MIDDLE MARKET QUOTATIONS
FOR AN ORDINARY SHARES OF THE COMPANY AS DERIVED
FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL
LIST, FOR THE PREVIOUS 5 BUSINESS DAYS IMMEDIATELY
PRECEDING THE DAY ON WHICH THAT ORDINARY SHARE
IS PURCHASED; AUTHORITY EXPIRES THE EARLIER OF
THE CONCLUSION OF THE NEXT AGM OF THE COMPANY
TO BE HELD IN 2008 OR 15 MONTHS; THE COMPANY,
BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE
ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED
WHOLLY OR PARTLY AFTER SUCH EXPIRY
11. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For *Management Position Unknown
THE YE 30 SEP 2006
12. APPROVE THE ENODIS PERFORMANCE SHARE PLAN PLAN, Management For *Management Position Unknown
AS SPECIFIED; AUTHORIZE THEDIRECTOR TO DO ALL
SUCH ACTS AND THINGS AS THEY CONSIDER NECESSARY
OR EXPEDIENT TO CARRY THE PLAN INTO EFFECT AND
TO VOTE AND BE COUNTED IN THE QUORUM, ON ANY
MATTER CONNECTED WITH THE PLAN, NOTWITHSTANDING
THAT THEY MAY BE INTERESTED IN THE SAME EXCEPT
THAT NO DIRECTOR MAY BE COUNTED IN A QUORUM OR
VOTE IN RESPECT OF HIS OWN PARTICIPATION; TO
ESTABLISH SUCH FURTHER PLANS, BASED ON THE PLAN,
FOR THE BENEFIT OF EMPLOYEES OUTSIDE THE UK SUBJECT
TO SUCH MODIFICATIONS AS MAY BE NECESSARY OR
DESIRABLE TO TAKE ACCOUNT OF THE SECURITIES LAWS,
EXCHANGE CONTROL OR TAX LEGISLATION OF ANY COUNTRY,
PROVIDED THAT ANY SHARES MADE AVAILABLE UNDER
THE PLAN ARE TREATED AS COUNTING AGAINST ANY
LIMITS ON INDIVIDUAL PARTICIPATION IN ANY SUCH
FURTHER PLANS AND ANY NEW SHARES MADE AVAILABLE
UNDER SUCH PLANS ARE TREATED AS COUNTING AGAINST
ANY LIMITS ON OVERALL PARTICIPATION IN THE PLAN
13. APPROVE THE AMENDMENTS TO THE 2001 EXECUTIVE Management For *Management Position Unknown
SHARE OPTION SCHEME, AS SPECIFIED
S.14 APPROVE THE DRAFT AMENDMENTS TO THE ARTICLES Management For *Management Position Unknown
OF ASSOCIATION, AS SPECIFIED
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 47 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
LANDAUER, INC. LDR ANNUAL MEETING DATE: 02/08/2007
ISSUER: 51476K103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DR. DE PLANQUE Management For For
MR. WINFIELD Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY.
- ------------------------------------------------------------------------------------------------------------------------------------
RALCORP HOLDINGS, INC. RAH ANNUAL MEETING DATE: 02/08/2007
ISSUER: 751028101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
03 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
RALCORP HOLDINGS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER
30, 2007
01 DIRECTOR Management For
BILL G. ARMSTRONG Management For For
RICHARD A. LIDDY Management For For
WILLIAM P. STIRITZ Management For For
02 PROPOSAL TO APPROVE THE 2007 INCENTIVE STOCK PLAN Management Against Against
- ------------------------------------------------------------------------------------------------------------------------------------
PHOENIX TECHNOLOGIES LTD. PTEC CONTESTED ANNUAL MEETING DATE: 02/12/2007
ISSUER: 719153108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR.
01 DIRECTOR Management For
DAVID S. DURY Management For For
TAHER ELGAMAL Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
INGLES MARKETS, INCORPORATED IMKTA ANNUAL MEETING DATE: 02/13/2007
ISSUER: 457030104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 48 of 178
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
FRED D. AYERS Management For For
JOHN O. POLLARD Management For For
02 STOCKHOLDER PROPOSAL Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
INSTEEL INDUSTRIES, INC. IIIN ANNUAL MEETING DATE: 02/13/2007
ISSUER: 45774W108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
HOWARD O. WOLTZ, JR. Management For For
C. RICHARD VAUGHN Management For For
LOUIS E. HANNEN Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
MATTHEWS INTERNATIONAL CORPORATION MATW ANNUAL MEETING DATE: 02/15/2007
ISSUER: 577128101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM TO AUDIT THE RECORDS OF THE COMPANY FOR
THE FISCAL YEAR ENDING SEPTEMBER 30, 2007.
01 DIRECTOR Management For
DAVID J. DECARLO Management For For
JOHN P. O'LEARY, JR. Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
@ROAD, INC. ARDI SPECIAL MEETING DATE: 02/16/2007
ISSUER: 04648K105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER (MERGER Management For For
AGREEMENT), DATED AS OF DECEMBER 10, 2006, BY
AND AMONG TRIMBLE NAVIGATION LIMITED (TRIMBLE),
ROADRUNNER ACQUISITION CORP., A WHOLLY OWNED
SUBSIDIARY OF TRIMBLE, AND @ROAD, INC. AND THE
TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT,
INCLUDING THE MERGER.
02 TO GRANT THE PERSONS NAMED AS PROXIES DISCRETIONARY Management For For
AUTHORITY TO VOTE TO ADJOURN THE SPECIAL MEETING,
IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF ADOPTING
THE MERGER AGREEMENT AND THE TRANSACTIONS CONTEMPLATED
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 49 of 178
BY THE MERGER AGREEMENT, INCLUDING THE MERGER.
- ------------------------------------------------------------------------------------------------------------------------------------
HERLEY INDUSTRIES, INC. HRLY ANNUAL MEETING DATE: 02/21/2007
ISSUER: 427398102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
REAR ADM EK WALKER, JR. Management For For
REAR ADM ROBERT M MOORE Management For For
03 UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME Management For For
BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF.
02 RATIFICATION OF THE APPOINTMENT OF MARCUM & KLIEGMAN, Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING JULY 29, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
LEE ENTERPRISES, INCORPORATED LEE ANNUAL MEETING DATE: 02/21/2007
ISSUER: 523768109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 IN THEIR DISCRETION, UPON SUCH OTHER MATTERS Management For For
AS MAY PROPERLY COME BEFORE THE MEETING.
01 DIRECTOR Management For
MARY E. JUNCK Management For For
ANDREW E. NEWMAN Management For For
GORDON D. PRICHETT Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
GREIF, INC. GEF ANNUAL MEETING DATE: 02/26/2007
ISSUER: 397624206 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
III PROPOSAL TO REAFFIRM APPROVAL OF THE MATERIAL Management For For
TERMS OF THE PERFORMANCE-BASED INCENTIVE COMPENSATION
PLAN (SHORT-TERM PLAN). THE TERMS OF THE SHORT-TERM
PLAN WERE LAST APPROVED BY THE SHAREHOLDERS IN
2002. THERE ARE NO AMENDMENTS TO THE SHORT-TERM
PLAN BEING PROPOSED.
II PROPOSAL TO APPROVE AMENDMENT TO THE COMPANY Management For For
S CERTIFICATE OF INCORPORATION TO AUTHORIZE ADDITIONAL
SHARES OF CLASS A COMMON STOCK AND CLASS B COMMON
STOCK. THE TOTAL NUMBER OF AUTHORIZED SHARES
OF CAPITAL STOCK OF THE CORPORATION WILL BE INCREASED
TO 197,120,000. CLASS A COMMON STOCK WILL BE
INCREASED TO 128,000,000, ALL AS MORE FULLY DESCRIBED
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 50 of 178
IN THE PROXY STATEMENT.
I DIRECTOR Management For
VICKI L. AVRIL Management For For
CHARLES R. CHANDLER Management For For
MICHAEL H. DEMPSEY Management For For
BRUCE A. EDWARDS Management For For
MICHAEL J. GASSER Management For For
DANIEL J. GUNSETT Management For For
JUDITH D. HOOK Management For For
PATRICK J. NORTON Management For For
WILLIAM B. SPARKS, JR. Management For For
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
II PROPOSAL TO APPROVE AMENDMENT TO THE COMPANY Management For For
S CERTIFICATE OF INCORPORATION TO AUTHORIZE ADDITIONAL
SHARES OF CLASS A COMMON STOCK AND CLASS B COMMON
STOCK. THE TOTAL NUMBER OF AUTHORIZED SHARES
OF CAPITAL STOCK OF THE CORPORATION WILL BE INCREASED
TO 197,120,000. CLASS A COMMON STOCK WILL BE
INCREASED TO 128,000,000, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
PHOENIX TECHNOLOGIES LTD. PTEC ANNUAL MEETING DATE: 02/26/2007
ISSUER: 719153108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN MUTCH Management For For
ROBERT J. MAJTELES Management For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
SIRONA DENTAL SYSTEMS, INC. SIRO ANNUAL MEETING DATE: 02/27/2007
ISSUER: 82966C103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
SIMONE BLANK Management For For
TIMOTHY D. SHEEHAN Management For For
TIMOTHY P. SULLIVAN Management For For
02 TO RATIFY THE SIRONA DENTAL SYSTEMS, INC. EQUITY Management For For
INCENTIVE PLAN.
03 PROPOSAL TO RATIFY THE SELECTION OF KPMG DEUTSCHE Management For For
TREUHAND-GESELLSCHAFT, AKTIENGESELLSCHAFT, WIRTSCHAFTSPRUEFUNGSGESELLSCHAFT,
GERMANY AS THE COMPANY S INDEPENDENT AUDITOR
FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 51 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
UNIVERSAL TECHNICAL INSTITUTE, INC. UTI ANNUAL MEETING DATE: 02/28/2007
ISSUER: 913915104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF THE COMPANY S 2003 INCENTIVE COMPENSATION Management For For
PLAN, AS AMENDED.
01 DIRECTOR Management For
A. RICHARD CAPUTO, JR. Management For For
ALLAN D. GILMOUR Management For For
ROBERT D. HARTMAN Management For For
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
DEL GLOBAL TECHNOLOGIES CORP. DGTC ANNUAL MEETING DATE: 03/20/2007
ISSUER: 245073101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
GERALD M. CZARNECKI Management For For
JAMES R. HENDERSON Management For For
GEN MERRILL A. MCPEAK Management For For
JAMES A. RISHER Management For For
03 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
OF THE COMPANY FOR THE FISCAL YEAR ENDING JULY
31, 2007.
02 TO APPROVE THE COMPANY S 2007 INCENTIVE STOCK Management Against Against
PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
GRUPO CONTL S A OGM MEETING DATE: 03/22/2007
ISSUER: P3091R172 ISIN: MXP3091R1239
SEDOL: B02V9X6, 2415066
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPOINT THE RETURNING OFFICERS, CARRYING OUT Management For *Management Position Unknown
THEIR FUNCTIONS AND DECLARE THE INSTATEMENT OF
THE MEETING
2.a APPROVE, THE ANNUAL REPORT MESSAGE FROM THE CHAIRMAN Management For *Management Position Unknown
OF THE BOARD OF DIRECTORS REPORT OF THE DIRECTOR
GENERAL THAT INCLUDES THE INDIVIDUAL AND CONSOLIDATED
FINANCIAL STATEMENTS OF GRUPO CONTINENTAL, S.A.B.
AND SUBSIDIARY COMPANIES, TO 31 DEC 2006; AND
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 52 of 178
THE REPORT OF THE BOARD OF DIRECTORS
2.b RECEIVE THE DIRECTOR GENERAL S REPORT Management For *Management Position Unknown
3. RECEIVE THE REPORT OF THE AUDIT AND CORPORATE Management For *Management Position Unknown
PRACTICES COMMITTEE
4. RATIFY THE ACTS OF THE BOARD OF DIRECTORS DURING Management For *Management Position Unknown
THE 2006 FY
5. APPROVE THE ALLOCATION OF RESULTS AND TO PAY Management For *Management Position Unknown
A CASH DIVIDEND
6. RECEIVE THE REPORT REGARDING THE PURCHASE OF Management For *Management Position Unknown
OWN SHARES
7. APPROVE TO SET THE MAXIMUM AMOUNT ALLOCATED FOR Management For *Management Position Unknown
THE PURCHASE OF OWN SHARES
8. ELECT THE BOARD OF DIRECTORS Management For *Management Position Unknown
9. ELECT THE CHAIRMAN OF THE AUDIT AND CORPORATE Management For *Management Position Unknown
PRACTICES COMMITTEE
10. APPROVE TO SET COMPENSATION FOR THE MEMBERS OF Management For *Management Position Unknown
THE BOARD OF DIRECTORS
11. APPROVE THE MINUTES OF THE MEETING Management For *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
OMNOVA SOLUTIONS INC. OMN ANNUAL MEETING DATE: 03/22/2007
ISSUER: 682129101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
03 APPROVAL OF THE OMNOVA SOLUTIONS INC. SECOND Management Against Against
AMENDED AND RESTATED 1999 EQUITY AND PERFORMANCE
INCENTIVE PLAN.
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDED NOVEMBER
30, 2007.
01 DIRECTOR Management For
DAVID J. D'ANTONI Management For For
DIANE E. MCGARRY Management For For
STEVEN W. PERCY Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
CLARCOR INC. CLC ANNUAL MEETING DATE: 03/26/2007
ISSUER: 179895107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MR. R.J. BURGSTAHLER Management For For
MR. PAUL DONOVAN Management For For
MR. NORMAN E. JOHNSON Management For For
02 ADOPTION OF THE CLARCOR VALUE ADDED INCENTIVE Management For For
PLAN
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 53 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
ADESA, INC. KAR SPECIAL MEETING DATE: 03/28/2007
ISSUER: 00686U104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL MEETING, Management For For
IF NECESSARY, TO PERMIT FURTHER SOLICITATION
OF PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT
AND APPROVE THE MERGER AGREEMENT.
01 PROPOSAL TO ADOPT AND APPROVE THE AGREEMENT AND Management For For
PLAN OF MERGER, DATED AS OF DECEMBER 22, 2006,
BY AND AMONG ADESA, INC., KAR HOLDINGS II, LLC,
KAR HOLDINGS, INC. AND KAR ACQUISITION, INC.,
PURSUANT TO WHICH KAR ACQUISITION, INC. WILL
MERGE WITH AND INTO ADESA, INC., ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
GENCORP INC. GY ANNUAL MEETING DATE: 03/28/2007
ISSUER: 368682100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 AMEND AMENDED ARTICLES OF INCORPORATION- OPT Management For For
OUT OF OHIO S CONTROL SHARE ACQUISITIONS ACT.
03 AMEND AMENDED ARTICLES OF INCORPORATION- OPT Management For For
OUT OF OHIO S INTERESTED SHAREHOLDERS TRANSACTIONS
LAW.
04 AMEND AMENDED CODE OF REGULATIONS- NON-EXECUTIVE Management For For
CHAIRMAN.
05A ELECTION OF DIRECTOR- CHARLES F. BOLDEN JR. TO Management For For
SERVE FOR 1 YEAR IF PROPOSAL 1 IS APPROVED, TO
SERVE FOR 3 YEARS IF PROPOSAL 1 IS NOT APPROVED.
05B ELECTION OF DIRECTOR- TERRY L. HALL TO SERVE Management For For
FOR 1 YEAR IF PROPOSAL 1 IS APPROVED, TO SERVE
FOR 3 YEARS IF PROPOSAL 1 IS NOT APPROVED.
05C ELECTION OF DIRECTOR- TIMOTHY A. WICKS TO SERVE Management For For
FOR 1 YEAR IF PROPOSAL 1 IS APPROVED, TO SERVE
FOR 3 YEARS IF PROPOSAL 1 IS NOT APPROVED.
06 DIRECTOR Management For
JAMES J. DIDION Management For For
DAVID A. LORBER Management For For
JAMES M. OSTERHOFF Management For For
TODD R. SNYDER Management For For
SHEILA E. WIDNALL Management For For
ROBERT C. WOODS Management For For
07 RATIFICATION OF THE AUDIT COMMITTEE S APPOINTMENT Management For For
OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
AUDITORS OF THE COMPANY.
01 AMEND AMENDED ARTICLES OF INCORPORATION AND CODE Management For For
OF REGULATIONS- DECLASSIFY THE BOARD OF DIRECTORS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 54 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
INTRALASE CORP. ILSE SPECIAL MEETING DATE: 03/30/2007
ISSUER: 461169104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 IF NECESSARY OR APPROPRIATE, TO APPROVE THE POSTPONEMENT Management For For
OR ADJOURNMENT OF THE SPECIAL MEETING FOR, AMONG
OTHER REASONS, THE SOLICITATION OF ADDITIONAL
PROXIES IN THE EVENT THAT THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE
THE PROPOSAL TO ADOPT THE MERGER AGREEMENT AND
APPROVE THE MERGER.
01 TO CONSIDER AND VOTE UPON A PROPOSAL TO ADOPT Management For For
THE AGREEMENT AND PLAN OF MERGER, DATED AS OF
JANUARY 5, 2007 (THE MERGER AGREEMENT), BY
AND AMONG INTRALASE, ADVANCED MEDICAL OPTICS,
INC. (AMO) AND IRONMAN MERGER CORPORATION
(MERGER SUB), PURSUANT TO WHICH MERGER SUB WILL
BE MERGED WITH AND INTO INTRALASE, WITH INTRALASE
SURVIVING THE MERGER (THE MERGER).
- ------------------------------------------------------------------------------------------------------------------------------------
STRAUMANN HOLDING AG, BASEL OGM MEETING DATE: 03/30/2007
ISSUER: H8300N119 ISIN: CH0012280076 BLOCKING
SEDOL: B0QZC80, 7156832, B038BG3
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AGM. THANK YOU. Non-Voting *Management Position Unknown
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 55 of 178
Swiss
1. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Register Take No Action *Management Position Unknown
BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL
OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US
NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY
REGISTRAR HAS DISCRETION OVER GRANTING VOTING
RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND
NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING
INSTRUCTIONS.
- ------------------------------------------------------------------------------------------------------------------------------------
STRAUMANN HOLDING AG, BASEL AGM MEETING DATE: 03/30/2007
ISSUER: H8300N119 ISIN: CH0012280076 BLOCKING
SEDOL: B0QZC80, 7156832, B038BG3
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
* PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting *Management Position Unknown
NOTICE SENT UNDER MEETING356706, INCLUDING THE
AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR
NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE ADP CUTOFF DATE
WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
1. RECEIVE THE 2006 BUSINESS REPORT AND THE REPORTS Management Take No Action *Management Position Unknown
OF THE AUDITORS AND THE GROUP AUDITORS
2. APPROVE THE 2006 ANNUAL REPORT, THE ANNUAL FINANCIAL Management Take No Action *Management Position Unknown
STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS
3. APPROVE THE APPROPRIATION OF THE AVAILABLE EARNINGS Management Take No Action *Management Position Unknown
4. GRANT DISCHARGE TO THE BOARD OF DIRECTORS Management Take No Action *Management Position Unknown
5.1 RE-ELECT MR. DOMINIK ELLENRIEDER AS A DIRECTOR Management Take No Action *Management Position Unknown
5.2 RE-ELECT DR. H.C. THOMAS STRAUMANN AS A DIRECTOR Management Take No Action *Management Position Unknown
6. APPOINT THE AUDITORS AND THE GROUP AUDITORS FOR Management Take No Action *Management Position Unknown
2007
- ------------------------------------------------------------------------------------------------------------------------------------
IDEX CORPORATION IEX ANNUAL MEETING DATE: 04/03/2007
ISSUER: 45167R104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF DELOITTE & TOUCHE LLP AS AUDITORS Management For For
OF THE COMPANY.
01 DIRECTOR Management For
RUBY R. CHANDY Management For For
NEIL A. SPRINGER Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
H.B. FULLER COMPANY FUL ANNUAL MEETING DATE: 04/05/2007
ISSUER: 359694106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
KNUT KLEEDEHN Management For For
JOHN C. VAN RODEN, JR. Management For For
MICHELE VOLPI Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 56 of 178
COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 1, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
HARRAH'S ENTERTAINMENT, INC. HET SPECIAL MEETING DATE: 04/05/2007
ISSUER: 413619107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF DECEMBER 19, 2006, AMONG HAMLET HOLDINGS
LLC, HAMLET MERGER INC. AND HARRAH S ENTERTAINMENT,
INC.
02 PROPOSAL TO APPROVE THE ADJOURNMENT OR POSTPONEMENT Management For For
OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE MEETING TO ADOPT THE
MERGER AGREEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
STEWART ENTERPRISES, INC. STEI ANNUAL MEETING DATE: 04/05/2007
ISSUER: 860370105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
THOMAS J. CRAWFORD Management For For
THOMAS M. KITCHEN Management For For
ALDEN J. MCDONALD, JR. Management For For
JAMES W. MCFARLAND Management For For
RONALD H. PATRON Management For For
MICHAEL O. READ Management For For
ASHTON J. RYAN, JR. Management For For
FRANK B. STEWART, JR. Management For For
03 TO ADOPT THE STEWART ENTERPRISES, INC. EXECUTIVE Management For For
OFFICER ANNUAL INCENTIVE PLAN
02 TO ADOPT THE STEWART ENTERPRISES, INC. 2007 STOCK Management For For
INCENTIVE PLAN
- ------------------------------------------------------------------------------------------------------------------------------------
A.O. SMITH CORPORATION SAOSA ANNUAL MEETING DATE: 04/09/2007
ISSUER: 831865100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RONALD D. BROWN Management For For
WILLIAM F. BUEHLER Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 57 of 178
PAUL W. JONES Management For For
BRUCE M. SMITH Management For For
MARK D. SMITH Management For For
GENE C. WULF Management For For
02 PROPOSAL TO APPROVE THE ADOPTION OF THE A.O. Management For For
SMITH COMBINED INCENTIVE COMPENSATION PLAN AND
RESERVATION OF 1,250,000 SHARES OF COMMON STOCK
UNDER THE PLAN.
03 PROPOSAL TO APPROVE THE RATIFICATION OF ERNST Management For For
& YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE CORPORATION.
- ------------------------------------------------------------------------------------------------------------------------------------
ALBEMARLE CORPORATION ALB ANNUAL MEETING DATE: 04/11/2007
ISSUER: 012653101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
J. ALFRED BROADDUS, JR. Management For For
JOHN D. GOTTWALD Management For For
WILLIAM M. GOTTWALD Management For For
R. WILLIAM IDE III Management For For
RICHARD L. MORRILL Management For For
SEYMOUR S. PRESTON III Management For For
MARK C. ROHR Management For For
JOHN SHERMAN, JR. Management For For
CHARLES E. STEWART Management For For
HARRIETT TEE TAGGART Management For For
ANNE MARIE WHITTEMORE Management For For
02 THE PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
HARTMARX CORPORATION HMX ANNUAL MEETING DATE: 04/11/2007
ISSUER: 417119104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MICHAEL F. ANTHONY Management For For
JEFFREY A. COLE Management For For
JAMES P. DOLLIVE Management For For
RAYMOND F. FARLEY Management For For
ELBERT O. HAND Management For For
DIPAK C. JAIN Management For For
HOMI B. PATEL Management For For
MICHAEL B. ROHLFS Management For For
STUART L. SCOTT Management For For
02 TO RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS. Management For For
(ITEM (2) OF PROXY STATEMENT)
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 58 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
WEIS MARKETS, INC. WMK ANNUAL MEETING DATE: 04/11/2007
ISSUER: 948849104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT F. WEIS Management For For
JONATHAN H. WEIS Management For For
NORMAN S. RICH Management For For
WILLIAM R. MILLS Management For For
MATTHEW NIMETZ Management For For
RICHARD E. SHULMAN Management For For
STEVEN C. SMITH Management For For
02 PROPOSAL TO APPROVE THE APPOINTMENT OF GRANT Management For For
THORNTON LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE CORPORATION.
- ------------------------------------------------------------------------------------------------------------------------------------
IRISH CONTINENTAL GROUP PLC EGM MEETING DATE: 04/12/2007
ISSUER: G49406146 ISIN: IE0033336516
SEDOL: 3339455, B1GKL63, B06L4G0, 3333651
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE SCHEME OF ARRANGEMENT DATED 20 MAR Management For *Management Position Unknown
2007, BETWEEN THE COMPANY AND THE HOLDERS OF
THE SCHEME SHARES AS SPECIFIED AS SPECIFIED OR
WITH OR SUBJECT TO ANY MODIFICATION, ADDITION
OR CONDITION APPROVED OR IMPOSED BY THE HIGH
COURT SCHEME AND AUTHORIZE THE DIRECTORS OF THE
COMPANY TO TAKE ALL SUCH ACTION AS THEY CONSIDER
NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME
INTO EFFECT
S.2 APPROVE, SUBJECT TO THE CONFIRMATION OF THE HIGH Management For *Management Position Unknown
COURT, THE ISSUED CAPITAL OFTHE COMPANY BE REDUCED
BY CANCELING AND EXTINGUISHING ALL THE CANCELLATION
SHARES BUT NOT THEREBY REDUCING THE AUTHORIZED
SHARE CAPITAL OF THE COMPANY
3. AUTHORIZE THE DIRECTORS OF THE COMPANY, SUBJECT Management For *Management Position Unknown
TO AND FORTHWITH UPON THE REDUCTION OF CAPITAL
REFERRED TO IN RESOLUTION 2, PURSUANT TO AND
IN ACCORDANCE WITH SECTION 20 OF THE COMPANIES
AMENDMENT ACT 1983 TO GIVE EFFECT TO THIS RESOLUTION
AND ACCORDINGLY TO EFFECT THE ALLOTMENT OF THE
NEW ICG UNITS AS SPECIFIED, THE MAXIMUM AGGREGATE
NOMINAL AMOUNT OF SHARES WHICH MAY BE ALLOTTED
HEREUNDER SHALL BE EUR 20,000,000; AND AUTHORITY
SHALL EXPIRE ON 12 APR 2008 AND THIS AUTHORITY
SHALL BE WITHOUT PREJUDICE TO ANY OTHER AUTHORITY
UNDER THE SAID SECTION 20 PREVIOUSLY GRANTED
BEFORE THE DATE ON WHICH THIS RESOLUTION IS PASSED;
AND THE RESERVE CREDIT ARISING IN THE BOOKS OF
ACCOUNT OF THE COMPANY AS THE RESULT OF THE CANCELLATION
OF THE CANCELLATION SHARES BE APPLIED IN PAYING
UP IN FULL AT PAR SUM OF ICG UNITS BEING 3 REDEEMABLE
SHARES AND 1 ORDINARY SHARE AS SHALL BE EQUAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 59 of 178
TO THE AGGREGATE OF THE NUMBER OF CANCELLATION
SHARES CANCELLED PURSUANT TO RESOLUTION 2, SUCH
NEW ICG UNITS TO BE ALLOTTED AND ISSUED TO AELLA
PLC AND/OR ITS NOMINEES CREDITED AS FULLY PAID
UP AND FREE FROM ALL LIENS, CHARGES, ENCUMBRANCES,
RIGHTS OF PRE-EMPTION AND ANY OTHER THIRD PARTY
RIGHTS OF ANY NATURE WHATSOEVER
S.4 AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY Management For *Management Position Unknown
BY ADDING THE SPECIFIED NEW ARTICLE 158
- ------------------------------------------------------------------------------------------------------------------------------------
IRISH CONTINENTAL GROUP PLC CRT MEETING DATE: 04/12/2007
ISSUER: G49406146 ISIN: IE0033336516
SEDOL: 3339455, B1GKL63, B06L4G0, 3333651
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE SCHEME OF AGREEMENT Management For *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
IRISH CONTINENTAL GROUP PLC CRT MEETING DATE: 04/12/2007
ISSUER: G49406146 ISIN: IE0033336516
SEDOL: 3339455, B1GKL63, B06L4G0, 3333651
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE SCHEME OF ARRANGEMENT Management For *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
MACDERMID, INCORPORATED MRD SPECIAL MEETING DATE: 04/12/2007
ISSUER: 554273102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF DECEMBER 15, 2006, AMONG MACDERMID,
INCORPORATED, MDI HOLDINGS, LLC. AND MATRIX ACQUISITION
CORP. (THE MERGER AGREEMENT).
02 TO APPROVE THE ADJOURNMENT OF THE MEETING, IF Management For For
NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE
TIME OF THE MEETING TO APPROVE THE MERGER AGREEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
THE SPAIN FUND, INC. SNF ANNUAL MEETING DATE: 04/13/2007
ISSUER: 846330108 ISIN:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 60 of 178
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
I. DE HABSBURGO-LORENA Management For For
LUIS ABRIL PEREZ Management For For
B.F. JAQUOTOT Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
INTERPUMP GROUP SPA, SANT'ILARIO (RE) OGM MEETING DATE: 04/16/2007
ISSUER: T5513W107 ISIN: IT0001078911 BLOCKING
SEDOL: 5161407, 5849004
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown
YOU.
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
18 APR 2007 FOR THE OGM AND SECOND AND THIRD
CALLS ON 17 APR 2007 AND 18 APR 2007, RESPECTIVELY
FOR THE EGM. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU.
O.1 APPROVE OF FINANCIAL STATEMENTS AT 31 DEC 2006 Management Take No Action *Management Position Unknown
ENCLOSED WITH DIRECTORS MANAGEMENT REPORT AND
BOARD OF AUDITORS REPORT, RECEIVE THE GROUP CONSOLIDATED
FINANCIAL STATEMENT AT 31 DEC 2006 ENCLOSED WITH
DIRECTORS REPORT AND BOARD OF AUDITORS REPORT
ADJOURNMENT THEREOF
O.2 APPROVE TO DETERMINE THE DIRECTOR COMPENSATION Management Take No Action *Management Position Unknown
FOR 2007 AND THE TOTAL AMOUNT OF COMPENSATION
FOR DIRECTORS WITH PARTICULAR ASSIGNMENTS FOR
2007
O.3 GRANT AUTHORITY TO BUY AND EVENTUALLY ALIENATE Management Take No Action *Management Position Unknown
OWN SHARES EX ARTICLE 2357 CIVIL CODE
O.4 APPROVE, THE EXTENSION OF ASSIGNMENT TO AUDIT Management Take No Action *Management Position Unknown
FINANCIAL STATEMENT AND CONSOLIDATED FINANCIAL
STATEMENT AT 31 DEC 2008 AND FOLLOWING 5 YEARS
AND TO AUDIT SEMESTRAL REPORT AT 30 JUN 2008,
2009, 2010, 2011, 2012 AND 2013
E.1 ADOPT THE CORPORATE BY-LAW EX LAW 262 AND EX Management Take No Action *Management Position Unknown
NEW CODE OF SELF DISCIPLINE OF QUOTED FIRMS WITH
AMENDMENTS OF ARTICLES N. 14 AND N.19
E.3 APPROVE THE INTEGRATION OF ARTICLE 15 OF CORPORATE Management Take No Action *Management Position Unknown
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 61 of 178
BY-LAW WITH PREVIEW FOR BOARD OF DIRECTORS TO
APPOINT A COMPENSATION BOARD AND AN INTERNAL
INSPECTION
E.2 APPROVE THE INTEGRATION OF ARTICLE 14 OF CORPORATE Management Take No Action *Management Position Unknown
BY-LAW WITH SPECIFICATION THAT DIRECTORS OF CONTROLLED
FIRMS CAN BE APPOINTED WITHOUT AUTHORIZED GENERAL
MEETING
- ------------------------------------------------------------------------------------------------------------------------------------
EMBOTELLADORA ANDINA S.A. AKOA ANNUAL MEETING DATE: 04/17/2007
ISSUER: 29081P204 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
05 APPOINT THE COMPANY S INDEPENDENT AUDITORS FOR Management For *Management Position Unknown
THE YEAR 2007.
06 APPOINT THE COMPANY S RATING AGENCIES. Management For *Management Position Unknown
07 REPORT ON BOARD AGREEMENTS WHICH TOOK PLACE AFTER Management For *Management Position Unknown
THAT LAST SHAREHOLDERS MEETING.
08 IN GENERAL, TO RESOLVE EVERY OTHER MATTER UNDER Management For *Management Position Unknown
ITS COMPETENCY AND ANY OTHER MATTER OF COMPANY
INTEREST.
01 THE ANNUAL REPORT, BALANCE AND FINANCIAL STATEMENTS Management For *Management Position Unknown
FOR 2006; AS WELL AS THE REPORT OF INDEPENDENT
AUDITORS.
2A EARNINGS DISTRIBUTION AND DIVIDEND PAYMENTS1. Management For *Management Position Unknown
DEFINITIVE DIVIDEND FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2006: A) CH$11.120 (ELEVEN PESOS
AND 120/100) PER SERIES A SHARES, B) CH$12.232
(TWELVE PESOS AND 232/100) PER SERIES B SHARES.
2B EARNINGS DISTRIBUTION AND DIVIDEND PAYMENTS1. Management For *Management Position Unknown
PROPOSAL OF AN ADDITIONAL DIVIDEND ON ACCOUNT
OF RETAINED EARNING OF PREVIOUS FINAL YEAR2:
A) CH$65.190 PER EACH SERIES A SHARE, B) CH$71.709
PER EACH SERIES B SHARE.
03 PRESENT COMPANY DIVIDEND DISTRIBUTION POLICY. Management For *Management Position Unknown
04 DETERMINE THE COMPENSATION FOR DIRECTORS AND Management For *Management Position Unknown
COMMITTEE MEMBERS PURSUANT TO LAW NO 19,705;
AND THE AUDIT COMMITTEE ESTABLISH BY THE SARBANES
OXLEY ACT.
- ------------------------------------------------------------------------------------------------------------------------------------
KAMAN CORPORATION KAMN ANNUAL MEETING DATE: 04/17/2007
ISSUER: 483548103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
EILEEN S. KRAUS Management For For
RICHARD J. SWIFT Management For For
02 RATIFICATION OF SELECTION OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 62 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
SONOCO PRODUCTS COMPANY SON ANNUAL MEETING DATE: 04/18/2007
ISSUER: 835495102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
F.L.H. COKER Management For For
C.C. FORT Management For For
J.H. MULLIN, III Management For For
T.E. WHIDDON Management For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY.
- ------------------------------------------------------------------------------------------------------------------------------------
UNIVERSAL FOREST PRODUCTS, INC. UFPI ANNUAL MEETING DATE: 04/18/2007
ISSUER: 913543104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM G. CURRIE Management For For
JOHN M. ENGLER Management For For
MICHAEL B. GLENN Management For For
LOUIS A. SMITH Management For For
02 APPROVE THE COMPANY S AMENDED DIRECTOR RETAINER Management Against Against
STOCK PLAN.
03 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS OF THE
COMPANY FOR FISCAL 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
BASSETT FURNITURE INDUSTRIES, INC. BSET ANNUAL MEETING DATE: 04/19/2007
ISSUER: 070203104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PETER W. BROWN, M.D. Management For For
PAUL FULTON Management For For
HOWARD H. HAWORTH Management For For
G.W. HENDERSON, III Management For For
DALE C. POND Management For For
ROBERT H. SPILMAN, JR. Management For For
WILLIAM C. WAMPLER, JR. Management For For
WILLIAM C. WARDEN, JR. Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG Management For For
LLP AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 63 of 178
FOR THE FISCAL YEAR ENDING NOVEMBER 24, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
CYTEC INDUSTRIES INC. CYT ANNUAL MEETING DATE: 04/19/2007
ISSUER: 232820100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CHRIS A. DAVIS Management For For
LOUIS L. HOYNES, JR. Management For For
WILLIAM P. POWELL Management For For
02 RATIFICATION OF KPMG LLP AS THE COMPANY S AUDITORS Management For For
FOR 2007
- ------------------------------------------------------------------------------------------------------------------------------------
HERCULES INCORPORATED HPC ANNUAL MEETING DATE: 04/19/2007
ISSUER: 427056106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN C. HUNTER, III Management For For
ROBERT D. KENNEDY Management For For
CRAIG A. ROGERSON Management For For
02 RATIFICATION OF BDO SEIDMAN, LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTANTS FOR 2007.
03 AMENDMENTS TO HERCULES AMENDED AND RESTATED Management For For
CERTIFICATE OF INCORPORATION AND HERCULES REVISED
AND AMENDED BY-LAWS.
- ------------------------------------------------------------------------------------------------------------------------------------
INVITROGEN CORPORATION IVGN ANNUAL MEETING DATE: 04/19/2007
ISSUER: 46185R100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PER A. PETERSON PH.D.* Management For For
BRADLEY G. LORIMIER** Management For For
RAYMOND V. DITTAMORE** Management For For
D.C. U'PRICHARD, PH.D** Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
AS INDEPENDENT AUDITORS OF THE COMPANY FOR FISCAL
YEAR 2007
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 64 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
THE GENLYTE GROUP, INC. GLYT ANNUAL MEETING DATE: 04/19/2007
ISSUER: 372302109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
LARRY K. POWERS Management For For
ZIA EFTEKHAR Management For For
WILLIAM A. TROTMAN Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
WAUSAU PAPER CORPORATION WPP ANNUAL MEETING DATE: 04/19/2007
ISSUER: 943315101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ANDREW N. BAUR Management For For
DENNIS J. KUESTER Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
WILMINGTON TRUST CORPORATION WL ANNUAL MEETING DATE: 04/19/2007
ISSUER: 971807102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
R. KEITH ELLIOTT Management For For
GAILEN KRUG Management For For
STACEY J. MOBLEY Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
WOLVERINE WORLD WIDE, INC. WWW ANNUAL MEETING DATE: 04/19/2007
ISSUER: 978097103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JEFFREY M. BOROMISA Management For For
DAVID T. KOLLAT Management For For
DAVID P. MEHNEY Management For For
TIMOTHY J. O'DONOVAN Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 65 of 178
02 PROPOSAL TO APPROVE THE AMENDED AND RESTATED Management For For
EXECUTIVE SHORT-TERM INCENTIVE PLAN (ANNUAL BONUS
PLAN).
03 PROPOSAL TO APPROVE THE AMENDED AND RESTATED Management For For
EXECUTIVE LONG-TERM INCENTIVE PLAN (3-YEAR PLAN).
04 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR THE CURRENT
FISCAL YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
GRACO INC. GGG ANNUAL MEETING DATE: 04/20/2007
ISSUER: 384109104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
J. KEVIN GILLIGAN Management For For
MARK H. RAUENHORST Management For For
WILLIAM G. VAN DYKE Management For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
03 APPROVAL OF THE EXECUTIVE OFFICER ANNUAL INCENTIVE Management For For
BONUS PLAN
- ------------------------------------------------------------------------------------------------------------------------------------
SUNCOM WIRELESS HOLDINGS, INC. TPC SPECIAL MEETING DATE: 04/20/2007
ISSUER: 86722Q108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE THE EXCHANGE BY SUNCOM INVESTMENT Management For For
COMPANY LLC OF 50,572,539 SHARES OF THE COMPANY
S CLASS A COMMON STOCK FOR THE SUBORDINATED NOTES
DELIVERED UNDER THE TERMS OF THE EXCHANGE AGREEMENT,
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
02 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER Management For For
BETWEEN THE COMPANY AND SUNCOM MERGER CORP.,
A NEWLY-FORMED WHOLLY-OWNED SUBSIDIARY OF THE
COMPANY, AS IT MAY BE AMENDED FROM TIME TO TIME.
03 PROPOSAL TO ADJOURN THE SPECIAL MEETING TO A Management For For
LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE
ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO APPROVE THE EXCHANGE AND ADOPT THE
MERGER AGREEMENT AS CONTEMPLATED BY PROPOSALS
1 AND 2 ABOVE.
- ------------------------------------------------------------------------------------------------------------------------------------
CRANE CO. CR ANNUAL MEETING DATE: 04/23/2007
ISSUER: 224399105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 66 of 178
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
K.E. DYKSTRA* Management For For
R.S. FORTE* Management For For
W.E. LIPNER* Management For For
J.L.L. TULLIS* Management For For
P.R. LOCHNER** Management For For
02 APPROVAL OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For
AUDITORS FOR THE COMPANY FOR 2007
03 APPROVAL OF 2007 STOCK INCENTIVE PLAN. Management Abstain Against
04 APPROVAL OF 2007 NON-EMPLOYEE DIRECTOR COMPENSATION Management Abstain Against
PLAN
05 APPROVAL OF SHAREHOLDER PROPOSAL CONCERNING ADOPTION Shareholder Against For
OF THE MACBRIDE PRINCIPLES
- ------------------------------------------------------------------------------------------------------------------------------------
EMBRAER-EMPRESA BRASILEIRA ERJ ANNUAL MEETING DATE: 04/23/2007
ISSUER: 29081M102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
A1 EXAMINE, DISCUSS AND VOTE ON THE FINANCIAL STATEMENTS Management For For
FOR THE YEAR ENDED DECEMBER 31, 2006
A2 ALLOCATE THE NET PROFITS RECORDED IN SUCH FISCAL Management For For
YEAR
A3 APPOINT THE MEMBERS OF THE FISCAL COMMITTEE FOR Management For For
THE 2007/2008 TERM OF OFFICE
A4 SET THE AGGREGATE ANNUAL COMPENSATION TO BE RECEIVED Management For For
BY THE COMPANY S OFFICERS AND MEMBERS OF THE
COMMITTEE OF ITS BOARD OF DIRECTORS
A5 SET THE COMPENSATION OF THE MEMBERS OF THE FISCAL Management For For
COMMITTEE
E1 CONFIRM THE INCREASE IN THE COMPANY S CAPITAL Management For For
STOCK IN THE AMOUNT OF R$ 11,119,509.06, AS APPROVED
BY THE BOARD OF DIRECTORS AT ITS MEETINGS HELD
IN SEPTEMBER AND DECEMBER 2006 AND MARCH 2007.
E2 AMEND ARTICLE 6 OF THE COMPANY S BYLAWS, AS A Management For For
RESULT OF THE CONFIRMATION OF THE INCREASE IN
CAPITAL STOCK
E3 AMEND THE COMPANY S BYLAWS IN ORDER TO REMOVE Management For For
ARTICLE 10 AND ITS SOLE PARAGRAPH AND INCLUDE
THEM, WITH AMENDMENTS, AS PARAGRAPH 3 AND PARAGRAPH
4 OF ARTICLE 7, RENUMBERING, AS A CONSEQUENCE,
THE REMAINING ARTICLES OF THE BYLAWS
E4 CONSOLIDATE THE COMPANY S BYLAWS Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
HUTTIG BUILDING PRODUCTS, INC. HBP ANNUAL MEETING DATE: 04/23/2007
ISSUER: 448451104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 67 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
E. THAYER BIGELOW Management For For
RICHARD S. FORTE Management For For
DONALD L. GLASS Management For For
JON P. VRABELY Management For For
02 APPROVAL OF AMENDMENT AND RESTATEMENT OF 2005 Management Against Against
EXECUTIVE EQUITY INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK RESERVED FOR
ISSUANCE BY 750,000 SHARES.
03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
VALMONT INDUSTRIES, INC. VMI ANNUAL MEETING DATE: 04/23/2007
ISSUER: 920253101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
THOMAS F. MADISON Management For For
STEPHEN R. LEWIS, JR. Management For For
KAJ DEN DAAS Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS INDEPENDENT AUDITORS FOR FISCAL
2007.
- ------------------------------------------------------------------------------------------------------------------------------------
VINA CONCHA Y TORO S.A. VCO ANNUAL MEETING DATE: 04/23/2007
ISSUER: 927191106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
08 APPROVAL OF OTHER MATTERS RELEVANT TO THE ORDINARY Management For *Management Position Unknown
SHAREHOLDERS MEETINGS.
07 REPORT ON COMPANY TRANSACTIONS AS STIPULATED Management For *Management Position Unknown
IN ARTICLE 44 OF LAW NO. 18.046.
06 DETERMINE THE NEWSPAPER IN WHICH NOTIFICATION Management For *Management Position Unknown
OF THE NEXT SHAREHOLDERS MEETING WILL BE PUBLISHED.
05 SET COMPENSATION FOR THE MEMBERS OF THE BOARD Management For *Management Position Unknown
OF DIRECTORS COMMITTEE, AS REFERRED TO IN ARTICLE
50BIS OF LAW 18.046; AND ESTABLISH THE BUDGET
FOR COMMITTEE EXPENDITURE FOR FISCAL YEAR 2007.
04 SET THE COMPENSATION OF THE BOARD OF DIRECTORS. Management For *Management Position Unknown
03 DESIGNATE THE INDEPENDENT ACCOUNTANTS THAT WILL Management For *Management Position Unknown
EXERCISE THE FUNCTION OF EXTERNAL AUDITORS FOR
FISCAL 2007.
02 APPROVAL OF THE PROFIT DISTRIBUTION AND DIVIDEND Management For *Management Position Unknown
POLICY.
01 APPROVAL OF THE ANNUAL REPORT, BALANCE SHEET, Management For *Management Position Unknown
FINANCIAL STATEMENTS AND INDEPENDENT EXTERNAL
AUDITORS REPORT, CORRESPONDING TO THE PERIOD
BEGINNING JANUARY 1, AND ENDING DECEMBER 31, 2006.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 68 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
AMETEK, INC. AME ANNUAL MEETING DATE: 04/24/2007
ISSUER: 031100100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CHARLES D. KLEIN Management For For
STEVEN W. KOHLHAGEN Management For For
02 PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION Management For For
INCREASING AUTHORIZED SHARES OF COMMON STOCK
FROM 200,000,000 TO 400,000,000.
03 PROPOSAL TO APPROVE THE AMETEK, INC. 2007 OMNIBUS Management For For
INCENTIVE COMPENSATION PLAN.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
BIO-RAD LABORATORIES, INC. BIOB ANNUAL MEETING DATE: 04/24/2007
ISSUER: 090572207 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
LOUIS DRAPEAU Management For For
ALBERT J. HILLMAN Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF DELOITTE Management For For
& TOUCHE LLP TO SERVE AS THE COMPANY S INDEPENDENT
AUDITORS.
03 PROPOSAL TO APPROVE THE BIO-RAD LABORATORIES, Management Against Against
INC. 2007 INCENTIVE AWARD PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
CH ENERGY GROUP, INC. CHG ANNUAL MEETING DATE: 04/24/2007
ISSUER: 12541M102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
STEVEN V. LANT Management For For
JEFFREY D. TRANEN Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
CNA SURETY CORPORATION SUR ANNUAL MEETING DATE: 04/24/2007
ISSUER: 12612L108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 69 of 178
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PHILIP H. BRITT Management For For
JAMES R. LEWIS Management For For
ROBERT TINSTMAN Management For For
JOHN F. WELCH Management For For
DAVID B. EDELSON Management For For
D. CRAIG MENSE Management For For
ANTHONY S. CLEBERG Management For For
02 TO RATIFY THE AUDIT COMMITTEE S APPOINTMENT OF Management For For
THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, DELOITTE & TOUCHE, FOR FISCAL YEAR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
DAVIDE CAMPARI - MILANO SPA, MILANO OGM MEETING DATE: 04/24/2007
ISSUER: T24091117 ISIN: IT0003849244 BLOCKING
SEDOL: B08H5S5, B08BR25, B1SSBL0
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
26 APR 2007. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU.
* PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management Position Unknown
OF RECORD DATE AND DELETION OF A COMMENT. PLEASE
ALSO NOTE THE NEW CUT-OFF IS 16 APR 2007. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
1. APPROVE THE FINANCIAL STATEMENTS AT 31 DEC 2006, Management Take No Action *Management Position Unknown
AND AJOURNMENT THEREOF
2. APPOINT THE BOARD OF DIRECTORS Management Take No Action *Management Position Unknown
3. APPOINT THE BOARD OF AUDITORS Management Take No Action *Management Position Unknown
4. APPROVE THE EXTENSION OF COMMITMENT TO AUDIT Management Take No Action *Management Position Unknown
FIRM
5. GRANT AUTHORITY TO BUY AND SELL OWN SHARES Management Take No Action *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
MARINE PRODUCTS CORPORATION MPX ANNUAL MEETING DATE: 04/24/2007
ISSUER: 568427108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 70 of 178
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILTON LOONEY Management For For
GARY W. ROLLINS Management For For
JAMES A. LANE, JR. Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
NEWALLIANCE BANCSHARES, INC. NAL ANNUAL MEETING DATE: 04/24/2007
ISSUER: 650203102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CARLTON L. HIGHSMITH Management For For
JOSEPH H. ROSSI Management For For
NATHANIEL D. WOODSON Management For For
JOSEPH A. ZACCAGNINO Management For For
02 TO RATIFY THE APPOINTMENT OF THE FIRM OF PRICEWATERHOUSECOOPERS, Management For For
LLP AS INDEPENDENT AUDITORS (PROPOSAL 2).
03 THE PROXIES ARE AUTHORIZED TO VOTE UPON ANY OTHER Management For For
BUSINESS THAT PROPERLY COMES BEFORE THE ANNUAL
MEETING OR ANY ADJOURNMENTS OF THE MEETING, IN
ACCORDANCE WITH THE DETERMINATION OF A MAJORITY
OF THE BOARD OF DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------------------------
REGENERATION TECHNOLOGIES, INC. RTIX ANNUAL MEETING DATE: 04/24/2007
ISSUER: 75886N100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
BRIAN K. HUTCHISON Management For For
DAVID J. SIMPSON Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
ROLLINS, INC. ROL ANNUAL MEETING DATE: 04/24/2007
ISSUER: 775711104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILTON LOONEY Management For For
BILL DISMUKE Management For For
THOMAS LAWLEY, M.D. Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 71 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
RPC, INC. RES ANNUAL MEETING DATE: 04/24/2007
ISSUER: 749660106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILTON LOONEY Management For For
GARY W. ROLLINS Management For For
JAMES A. LANE, JR. Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
VASCULAR SOLUTIONS, INC. VASC ANNUAL MEETING DATE: 04/24/2007
ISSUER: 92231M109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN ERB Management For For
MICHAEL KOPP Management For For
RICHARD NIGON Management For For
PAUL O'CONNELL Management For For
J. ROBERT PAULSON, JR. Management For For
HOWARD ROOT Management For For
JORGE SAUCEDO Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF VIRCHOW, Management For For
KRAUSE & COMPANY, LLP AS INDEPENDENT AUDITOR
OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31,
2007.
- ------------------------------------------------------------------------------------------------------------------------------------
AMPCO-PITTSBURGH CORPORATION AP ANNUAL MEETING DATE: 04/25/2007
ISSUER: 032037103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
LAURENCE E. PAUL Management For For
LEONARD M. CARROLL Management For For
ERNEST G. SIDDONS Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
BORGWARNER INC. BWA ANNUAL MEETING DATE: 04/25/2007
ISSUER: 099724106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 72 of 178
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JERE A. DRUMMOND Management For For
TIMOTHY M. MANGANELLO Management For For
ERNEST J. NOVAK, JR. Management For For
02 TO VOTE UPON A STOCKHOLDER PROPOSAL CONCERNING Shareholder Against For
DIRECTOR ELECTIONS.
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
CHEMTURA CORPORATION CEM ANNUAL MEETING DATE: 04/25/2007
ISSUER: 163893100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MARTIN M. HALE Management For For
C.A. (LANCE) PICCOLO Management For For
BRUCE F. WESSON Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
DOVER DOWNS GAMING & ENTERTAINMENT, DDE ANNUAL MEETING DATE: 04/25/2007
ISSUER: 260095104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN W. ROLLINS, JR. Management For For
PATRICK J. BAGLEY Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
DOVER MOTORSPORTS, INC. DVD ANNUAL MEETING DATE: 04/25/2007
ISSUER: 260174107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN W. ROLLINS, JR. Management For For
EUGENE W. WEAVER Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
PROVIDENCE AND WORCESTER RAILROAD CO PWX ANNUAL MEETING DATE: 04/25/2007
ISSUER: 743737108 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 73 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RICHARD ANDERSON Management For For
ROBERT EDER Management For For
JOHN HEALY Management For For
02 AMENDMENT TO THE COMPANY S EMPLOYEE STOCK PURCHASE Management For For
PLAN EXTENDING THE TERM THEREOF FOR AN ADDITIONAL
TEN YEARS.
- ------------------------------------------------------------------------------------------------------------------------------------
STRYKER CORPORATION SYK ANNUAL MEETING DATE: 04/25/2007
ISSUER: 863667101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN W. BROWN Management For For
HOWARD E. COX, JR. Management For For
DONALD M. ENGELMAN Management For For
JEROME H. GROSSMAN Management For For
LOUISE L. FRANCESCONI Management For For
STEPHEN P. MACMILLAN Management For For
WILLIAM U. PARFET Management For For
RONDA E. STRYKER Management For For
02 APPROVAL OF THE EXECUTIVE BONUS PLAN. Management For For
03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT AUDITORS FOR 2007.
04 SHAREHOLDER PROPOSAL REGARDING GRANTING OF PERFORMANCE-VESTING Shareholder Against For
SHARES TO SENIOR EXECUTIVES.
- ------------------------------------------------------------------------------------------------------------------------------------
ARCH CHEMICALS, INC. ARJ ANNUAL MEETING DATE: 04/26/2007
ISSUER: 03937R102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RICHARD E. CAVANAGH Management For For
MICHAEL O. MAGDOL Management For For
DOUGLAS J. WETMORE Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
- ------------------------------------------------------------------------------------------------------------------------------------
BANK OF FLORIDA CORPORATION BOFL ANNUAL MEETING DATE: 04/26/2007
ISSUER: 062128103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 74 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
I DIRECTOR Management For
DONALD R. BARBER Management For For
JOHN B. JAMES Management For For
MICHAEL L. MCMULLAN Management For For
RAMON A. RODRIGUEZ Management For For
JOE B. COX Management For For
LAVONNE JOHNSON Management For For
HARRY K. MOON, M.D. Management For For
TERRY W. STILES Management For For
H. WAYNE HUIZENGA, JR. Management For For
EDWARD KALOUST Management For For
MICHAEL T. PUTZIGER Management For For
II THE RATIFICATION OF THE SELECTION OF HACKER, Management For For
JOHNSON & SMITH, P.A., AS THE INDEPENDENT AUDITORS
FOR BOFL FOR 2007.
III THE ADJOURNMENT OF THE ANNUAL MEETING TO SOLICIT Management For For
ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT
SUFFICIENT VOTES TO APPROVE PROPOSALS I OR II.
- ------------------------------------------------------------------------------------------------------------------------------------
CROWN HOLDINGS, INC. CCK ANNUAL MEETING DATE: 04/26/2007
ISSUER: 228368106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JENNE K. BRITELL Management For For
JOHN W. CONWAY Management For For
ARNOLD W. DONALD Management For For
WILLIAM G. LITTLE Management For For
HANS J. LOLIGER Management For For
THOMAS A. RALPH Management For For
HUGUES DU ROURET Management For For
ALAN W. RUTHERFORD Management For For
JIM L. TURNER Management For For
WILLIAM S. URKIEL Management For For
02 TO RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS Management For For
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007,
WHICH THE BOARD OF DIRECTORS UNANIMOUSLY RECOMMENDS.
03 TO CONSIDER AND ACT UPON A SHAREHOLDER S PROPOSAL Shareholder Against For
REGARDING MANAGEMENT REMUNERATION, WHICH PROPOSAL
THE BOARD OF DIRECTORS UNANIMOUSLY OPPOSES.
- ------------------------------------------------------------------------------------------------------------------------------------
D&E COMMUNICATIONS, INC. DECC ANNUAL MEETING DATE: 04/26/2007
ISSUER: 232860106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PAUL W. BRUBAKER Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 75 of 178
HUGH G. COURTNEY Management For For
STEVEN B. SILVERMAN Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
2007.
- ------------------------------------------------------------------------------------------------------------------------------------
FISHER COMMUNICATIONS, INC. FSCI ANNUAL MEETING DATE: 04/26/2007
ISSUER: 337756209 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Withhold
COLLEEN B. BROWN Management Withhold Against
DONALD G. GRAHAM, III Management Withhold Against
BRIAN P. MCANDREWS Management Withhold Against
02 APPROVAL OF AMENDMENTS TO THE FISHER COMMUNICATIONS, Management Against Against
INC. INCENTIVE PLAN OF 2001.
- ------------------------------------------------------------------------------------------------------------------------------------
HARRAH'S ENTERTAINMENT, INC. HET ANNUAL MEETING DATE: 04/26/2007
ISSUER: 413619107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
STEPHEN F. BOLLENBACH Management For For
RALPH HORN Management For For
GARY W. LOVEMAN Management For For
BOAKE A. SELLS Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE 2007
CALENDAR YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
MEDIA GENERAL, INC. MEG ANNUAL MEETING DATE: 04/26/2007
ISSUER: 584404107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Withhold
CHARLES A. DAVIS Management Withhold Against
RODNEY A. SMOLLA Management Withhold Against
WALTER E. WILLIAMS Management Withhold Against
02 APPROVE AMENDMENTS TO THE 1995 LONG-TERM INCENTIVE Management Against Against
PLAN.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 76 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
NICOR INC. GAS ANNUAL MEETING DATE: 04/26/2007
ISSUER: 654086107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
R.M. BEAVERS, JR. Management For For
B.P. BICKNER Management For For
J.H. BIRDSALL, III Management For For
N.R. BOBINS Management For For
T.A. DONAHOE Management For For
B.J. GAINES Management For For
R.A. JEAN Management For For
D.J. KELLER Management For For
R.E. MARTIN Management For For
G.R. NELSON Management For For
J. RAU Management For For
J.F. RIORDAN Management For For
R.M. STROBEL Management For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
03 SHAREHOLDER PROPOSAL FOR A SIMPLE MAJORITY VOTE Shareholder Against For
OF SHAREHOLDERS.
- ------------------------------------------------------------------------------------------------------------------------------------
NOBEL BIOCARE HOLDING AG, KLOTEN AGM MEETING DATE: 04/26/2007
ISSUER: H5783Q106 ISIN: CH0014030040 BLOCKING
SEDOL: 7389713, 7385722, 7413322, B02VBF2
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN OGM. THANK YOU. Non-Voting *Management Position Unknown
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown
IN THIS MARKET. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
1. RECEIVE THE ANNUAL REPORT AND THE CONSOLIDATED Management Take No Action *Management Position Unknown
FINANCIAL STATEMENTS FOR 2006 REPORT OF THE GROUP
AUDITORS
2. APPROVE THE STATUTORY FINANCIAL STATEMENTS OF Management Take No Action *Management Position Unknown
NOBEL BIOCARE HOLDING AG FOR 2006, THE REPORT
OF THE STATUTORY AUDITORS
3. APPROVE THE APPROPRIATION OF AVAILABLE EARNINGS Management Take No Action *Management Position Unknown
DIVIDEND FOR 2006
4. GRANT DISCHARGE OF THE BOARD OF DIRECTORS Management Take No Action *Management Position Unknown
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 77 of 178
5.1 RE-ELECT MR. STIG ERIKKSON AS A MEMBER OF THE Management Take No Action *Management Position Unknown
BOARD OF DIRECTORS
5.2 RE-ELECT MR. ANTOINE FIRMENICH AS A MEMBER OF Management Take No Action *Management Position Unknown
THE BOARD OF DIRECTORS
5.3 RE-ELECT MR. ROBERT LILJA AS A MEMBER OF THE Management Take No Action *Management Position Unknown
BOARD OF DIRECTORS
5.4 RE-ELECT MR. JANE ROYSTON AS A MEMBER OF THE Management Take No Action *Management Position Unknown
BOARD OF DIRECTORS
5.5 RE-ELECT MR. DOMENICO SCALA AS A MEMBER OF THE Management Take No Action *Management Position Unknown
BOARD OF DIRECTORS
5.6 RE-ELECT MR. ROLF SOIRON AS A MEMBER OF THE BOARD Management Take No Action *Management Position Unknown
OF DIRECTORS
5.7 RE-ELECT MR. ERNST ZAENGERLE AS A MEMBER OF THE Management Take No Action *Management Position Unknown
BOARD OF DIRECTORS
6. ELECT MR ROLF WATTER AS A NEW MEMBER OF THE BOARD Management Take No Action *Management Position Unknown
OF DIRECTORS FOR 1 YEAR TERM OF OFFICE
7. RE-ELECT KPMG AG AS THE AUDITORS AND THE GROUP Management Take No Action *Management Position Unknown
AUDITORS
* PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management Position Unknown
OF RECORD DATE AND AUDITORS NAME. PLEASE ALSO
NOTE THE NEW CUT-OFF IS 10 APR 2007. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
- ------------------------------------------------------------------------------------------------------------------------------------
OLIN CORPORATION OLN ANNUAL MEETING DATE: 04/26/2007
ISSUER: 680665205 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
C. ROBERT BUNCH Management For For
RANDALL W. LARRIMORE Management For For
ANTHONY W. RUGGIERO Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
- ------------------------------------------------------------------------------------------------------------------------------------
PEPSIAMERICAS, INC. PAS ANNUAL MEETING DATE: 04/26/2007
ISSUER: 71343P200 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 78 of 178
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1J ELECTION OF DIRECTOR: DEBORAH E. POWELL. Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTANTS.
1A ELECTION OF DIRECTOR: HERBERT M. BAUM. Management For For
1B ELECTION OF DIRECTOR: RICHARD G. CLINE. Management For For
1C ELECTION OF DIRECTOR: MICHAEL J. CORLISS. Management For For
1D ELECTION OF DIRECTOR: PIERRE S. DU PONT. Management For For
1E ELECTION OF DIRECTOR: ARCHIE R. DYKES. Management For For
1F ELECTION OF DIRECTOR: JAROBIN GILBERT, JR. Management For For
1G ELECTION OF DIRECTOR: JAMES R. KACKLEY. Management For For
1H ELECTION OF DIRECTOR: MATTHEW M. MCKENNA. Management For For
1I ELECTION OF DIRECTOR: ROBERT C. POHLAD. Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
SALLY BEAUTY HOLDINGS, INC. SBH ANNUAL MEETING DATE: 04/26/2007
ISSUER: 79546E104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
04 PROPOSAL TO APPROVE THE SALLY BEAUTY HOLDINGS, Management For For
INC. ANNUAL INCENTIVE PLAN.
03 PROPOSAL TO APPROVE THE SALLY BEAUTY HOLDINGS, Management For For
INC. 2007 OMNIBUS INCENTIVE PLAN.
02 RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For For
THE CORPORATION S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR 2007.
01 DIRECTOR Management For
JAMES G. BERGES Management For For
MARSHALL E. EISENBERG Management For For
JOHN A. MILLER Management For For
RICHARD J. SCHNALL Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
SCHWEITZER-MAUDUIT INTERNATIONAL, IN SWM ANNUAL MEETING DATE: 04/26/2007
ISSUER: 808541106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WAYNE H. DEITRICH Management For For
LARRY B. STILLMAN Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
SENSIENT TECHNOLOGIES CORPORATION SXT ANNUAL MEETING DATE: 04/26/2007
ISSUER: 81725T100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 79 of 178
HANK BROWN Management For For
FERGUS M. CLYDESDALE Management For For
JAMES A.D. CROFT Management For For
WILLIAM V. HICKEY Management For For
KENNETH P. MANNING Management For For
PETER M. SALMON Management For For
ELAINE R. WEDRAL Management For For
ESSIE WHITELAW Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP, CERTIFIED PUBLIC ACCOUNTANTS, AS THE
INDEPENDENT AUDITORS OF THE COMPANY FOR 2007.
03 PROPOSAL TO APPROVE THE SENSIENT TECHNOLOGIES Management Against Against
CORPORATION 2007 RESTRICTED STOCK PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
SJW CORP. SJW ANNUAL MEETING DATE: 04/26/2007
ISSUER: 784305104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
M.L. CALI Management For For
J.P. DINAPOLI Management For For
D.R. KING Management For For
G.E. MOSS Management For For
W.R. ROTH Management For For
C.J. TOENISKOETTER Management For For
F.R. ULRICH, JR. Management For For
R.A. VAN VALER Management For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION
FOR FISCAL YEAR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
THE GORMAN-RUPP COMPANY GRC ANNUAL MEETING DATE: 04/26/2007
ISSUER: 383082104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES C. GORMAN Management For For
JEFFREY S. GORMAN Management For For
THOMAS E. HOAGLIN Management For For
CHRISTOPHER H. LAKE Management For For
DR. PETER B. LAKE Management For For
RICK R. TAYLOR Management For For
W. WAYNE WALSTON Management For For
JOHN A. WALTER Management For For
02 AMENDMENT TO THE COMPANY S AMENDED ARTICLES OF Management For For
INCORPORATION
03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 80 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
THE MIDLAND COMPANY MLAN ANNUAL MEETING DATE: 04/26/2007
ISSUER: 597486109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
J.P. HAYDEN, JR. Management For For
WILLIAM T. HAYDEN Management For For
JOHN M. O'MARA Management For For
F.M. THRAILKILL, OSU Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS MIDLAND S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
ALLEGHANY CORPORATION Y ANNUAL MEETING DATE: 04/27/2007
ISSUER: 017175100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ALLAN P. KIRBY, JR. Management For For
THOMAS S. JOHNSON Management For For
JAMES F. WILL Management For For
02 PROPOSAL TO APPROVE THE 2007 LONG-TERM INCENTIVE Management For For
PLAN OF ALLEGHANY CORPORATION.
03 RATIFICATION OF KPMG LLP AS ALLEGHANY CORPORATION Management For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
BADGER METER, INC. BMI ANNUAL MEETING DATE: 04/27/2007
ISSUER: 056525108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
KENNETH P. MANNING Management For For
JOHN J. STOLLENWERK Management For For
02 APPROVAL OF THE BADGER METER, INC. 2007 DIRECTOR Management Against Against
STOCK GRANT PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
FERRO CORPORATION FOE ANNUAL MEETING DATE: 04/27/2007
ISSUER: 315405100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 81 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MICHAEL H. BULKIN Management For For
MICHAEL F. MEE Management For For
PERRY W. PREMDAS Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
FRANKLIN ELECTRIC CO., INC. FELE ANNUAL MEETING DATE: 04/27/2007
ISSUER: 353514102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
R. SCOTT TRUMBULL Management For For
THOMAS L. YOUNG Management For For
02 FOR APPROVAL OF AN AMENDMENT TO THE COMPANY S Management For For
RESTATED ARTICLES OF INCORPORATION TO INCREASE
THE NUMBER OF SHARES OF AUTHORIZED COMMON STOCK.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2007 FISCAL YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
GATX CORPORATION GMT ANNUAL MEETING DATE: 04/27/2007
ISSUER: 361448103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES M. DENNY Management For For
RICHARD FAIRBANKS Management For For
DEBORAH M. FRETZ Management For For
MARLA C. GOTTSCHALK Management For For
ERNST A. HABERLI Management For For
BRIAN A. KENNEY Management For For
MARK G. MCGRATH Management For For
MICHAEL E. MURPHY Management For For
CASEY J. SYLLA Management For For
02 APPROVAL OF APPOINTMENT OF AUDITORS Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
GEHL COMPANY GEHL ANNUAL MEETING DATE: 04/27/2007
ISSUER: 368483103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 82 of 178
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MARCEL-CLAUDE BRAUD Management For For
WILLIAM D. GEHL Management For For
JOHN W. SPLUDE Management For For
02 APPROVAL OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
LITTELFUSE, INC. LFUS ANNUAL MEETING DATE: 04/27/2007
ISSUER: 537008104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN P. DRISCOLL Management For For
ANTHONY GRILLO Management For For
GORDON HUNTER Management For For
JOHN E. MAJOR Management For For
WILLIAM P. NOGLOWS Management For For
RONALD L. SCHUBEL Management For For
02 APPROVAL AND RATIFICATION OF THE DIRECTORS APPOINTMENT Management For For
OF ERNST & YOUNG LLP AS THE COMPANY S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER
29, 2007.
03 APPROVAL OF THE AMENDMENT, RESTATEMENT AND RENAMING Management For For
OF THE LITTELFUSE, INC. OUTSIDE DIRECTORS STOCK
OPTION PLAN TO THE LITTELFUSE, INC. OUTSIDE DIRECTORS
EQUITY PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
MYERS INDUSTRIES, INC. MYE ANNUAL MEETING DATE: 04/27/2007
ISSUER: 628464109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
KEITH A. BROWN Management For For
VINCENT C. BYRD Management For For
RICHARD P. JOHNSTON Management For For
EDWARD W. KISSEL Management For For
STEPHEN E. MYERS Management For For
JOHN C. ORR Management For For
RICHARD L. OSBORNE Management For For
JON H. OUTCALT Management For For
ROBERT A. STEFANKO Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
OWENS & MINOR, INC. OMI ANNUAL MEETING DATE: 04/27/2007
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 83 of 178
ISSUER: 690732102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
A. MARSHALL ACUFF, JR. Management For For
ANNE MARIE WHITTEMORE Management For For
02 APPROVAL OF THE PROPOSED OWENS & MINOR, INC. Management For For
2007 TEAMMATE STOCK PURCHASE PLAN.
03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTANTS.
04 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Management For For
TO VOTE UPON SUCH OTHER MATTERS AS MAY PROPERLY
COME BEFORE THE MEETING.
- ------------------------------------------------------------------------------------------------------------------------------------
HARLEY-DAVIDSON, INC. HOG ANNUAL MEETING DATE: 04/28/2007
ISSUER: 412822108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
BARRY K. ALLEN Management For For
RICHARD I. BEATTIE Management For For
JUDSON C. GREEN Management For For
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP, Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM,
TO BE THE AUDITORS.
- ------------------------------------------------------------------------------------------------------------------------------------
ALLERGAN, INC. AGN ANNUAL MEETING DATE: 05/01/2007
ISSUER: 018490102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MICHAEL R. GALLAGHER Management For For
GAVIN S. HERBERT Management For For
STEPHEN J. RYAN, M.D. Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2007
- ------------------------------------------------------------------------------------------------------------------------------------
DISCOVERY HOLDING COMPANY DISCA ANNUAL MEETING DATE: 05/01/2007
ISSUER: 25468Y107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 84 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PAUL A. GOULD Management For For
M. LAVOY ROBINSON Management For For
02 AUDITORS RATIFICATION Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
GARDNER DENVER, INC. GDI ANNUAL MEETING DATE: 05/01/2007
ISSUER: 365558105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
FRANK J. HANSEN Management For For
THOMAS M. MCKENNA Management For For
DIANE K. SCHUMACHER Management For For
CHARLES L. SZEWS Management For For
02 TO AMEND AND RESTATE THE LONG-TERM INCENTIVE Management For For
PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL DISTRIBUTION GROUP, INC. IDGR ANNUAL MEETING DATE: 05/01/2007
ISSUER: 456061100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RICHARD M. SEIGEL Management For For
AJITA G. RAJENDRA Management For For
02 TO APPROVE THE COMPANY S 2007 STOCK INCENTIVE Management Against Against
PLAN, WHICH AUTHORIZES AN AGGREGATE OF 1,122,180
SHARES OF COMMON STOCK, TO BE ISSUED PURSUANT
TO THE PLAN.
03 TO APPROVE AN AMENDMENT TO THE COMPANY S MANAGEMENT Management Against Against
INCENTIVE PROGRAM TO INCREASE THE NUMBER OF SHARES
OF COMMON STOCK, FROM 250,000 TO 450,000, THAT
MAY BE ISSUED PURSUANT TO THE PLAN AND TO REAPPROVE
THE PERFORMANCE CRITERIA UNDER THE PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION LCAPA ANNUAL MEETING DATE: 05/01/2007
ISSUER: 53071M302 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 85 of 178
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 THE INCENTIVE PLAN PROPOSAL Management For For
02 DIRECTORS Management For
ROBERT R. BENNETT Management For For
PAUL A. GOULD Management For For
JOHN C. MALONE Management For For
03 THE AUDITORS RATIFICATION PROPOSAL Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
LIN TV CORP. TVL ANNUAL MEETING DATE: 05/01/2007
ISSUER: 532774106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
W.S. BANOWSKY, JR. Management For For
DR. W.H. CUNNINGHAM Management For For
PATTI S. HART Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
MERIDIAN GOLD INC. MDG SPECIAL MEETING DATE: 05/01/2007
ISSUER: 589975101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
EDWARD C. DOWLING Management For For
RICHARD P. GRAFF Management For For
BRIAN J. KENNEDY Management For For
ROBERT A. HORN Management For For
CHRISTOPHER R. LATTANZI Management For For
MALCOLM W. MACNAUGHT Management For For
GERARD E. MUNERA Management For For
CARL L. RENZONI Management For For
02 IN THE APPOINTMENT OF KPMG LLP AS AUDITORS OF Management For For
THE CORPORATION AND TO AUTHORIZE THE BOARD OF
DIRECTORS TO FIX THEIR REMUNERATION.
03 IN THE APPROVAL OF THE 2007 SHARE INCENTIVE PLAN Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
SHENANDOAH TELECOMMUNICATIONS COMPAN SHEN ANNUAL MEETING DATE: 05/01/2007
ISSUER: 82312B106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CHRISTOPHER E. FRENCH* Management For For
DALE S. LAM* Management For For
JAMES E. ZERKEL II* Management For For
JONELLE ST. JOHN** Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 86 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
SOUTHERN UNION COMPANY SUG ANNUAL MEETING DATE: 05/01/2007
ISSUER: 844030106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DAVID BRODSKY Management For For
FRANK W. DENIUS Management For For
KURT A. GITTER, M.D. Management For For
HERBERT H. JACOBI Management For For
ADAM M. LINDEMANN Management For For
GEORGE L. LINDEMANN Management For For
THOMAS N. MCCARTER, III Management For For
GEORGE ROUNTREE, III Management For For
ALLAN D. SCHERER Management For For
02 THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERCOOPERS Management For For
LLP AS SOUTHERN UNION S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
TESORO CORPORATION TSO ANNUAL MEETING DATE: 05/01/2007
ISSUER: 881609101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN F. BOOKOUT, III Management For For
RODNEY F. CHASE Management For For
ROBERT W. GOLDMAN Management For For
STEVEN H. GRAPSTEIN Management For For
WILLIAM J. JOHNSON Management For For
J.W. (JIM) NOKES Management For For
DONALD H. SCHMUDE Management For For
BRUCE A. SMITH Management For For
MICHAEL E. WILEY Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
YOUNG BROADCASTING INC. YBTVA ANNUAL MEETING DATE: 05/01/2007
ISSUER: 987434107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: 1
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 87 of 178
ALFRED J. HICKEY, JR. Management For For
DAVID C. LEE Management For For
LEIF LOMO Management For For
RICHARD C. LOWE Management Withhold Against
ALEXANDER T. MASON Management For For
DEBORAH A. MCDERMOTT Management Withhold Against
JAMES A. MORGAN Management Withhold Against
REID MURRAY Management For For
VINCENT J. YOUNG Management Withhold Against
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE YOUNG Management For For
BROADCASTING INC. 2003 NON-EMPLOYEE DIRECTORS
DEFERRED STOCK UNIT PLAN TO INCREASE THE TOTAL
NUMBER OF SHARES OF COMMON STOCK WITH RESPECT
TO WHICH DEFERRED STOCK UNITS MAY BE GRANTED
THEREUNDER FROM 100,000 TO 250,000.
03 PROPOSAL TO RATIFY SELECTION OF ERNST & YOUNG Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
AGL RESOURCES INC. ATG ANNUAL MEETING DATE: 05/02/2007
ISSUER: 001204106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
THOMAS D. BELL, JR. Management For For
MICHAEL J. DURHAM Management For For
CHARLES H. MCTIER Management For For
DEAN R. O'HARE Management For For
D. RAYMOND RIDDLE Management For For
FELKER W. WARD, JR. Management For For
02 APPROVAL OF THE 2007 OMNIBUS PERFORMANCE INCENTIVE Management Against Against
PLAN.
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
AQUILA, INC. ILA ANNUAL MEETING DATE: 05/02/2007
ISSUER: 03840P102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
IRVINE O. HOCKADAY, JR. Management For For
HEIDI E. HUTTER Management For For
DR. S.O. IKENBERRY Management For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITORS FOR 2007
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 88 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
BARRICK GOLD CORPORATION ABX SPECIAL MEETING DATE: 05/02/2007
ISSUER: 067901108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
H.L. BECK Management For For
C.W.D. BIRCHALL Management For For
D.J. CARTY Management For For
G. CISNEROS Management For For
M.A. COHEN Management For For
P.A. CROSSGROVE Management For For
J.W. CROW Management For For
R.M. FRANKLIN Management For For
P.C. GODSOE Management For For
J.B. HARVEY Management For For
B. MULRONEY Management For For
A. MUNK Management For For
P. MUNK Management For For
S.J. SHAPIRO Management For For
G.C. WILKINS Management For For
02 RESOLUTION APPROVING THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE AUDITORS OF BARRICK AND AUTHORIZING
THE DIRECTORS TO FIX THEIR REMUNERATION.
03 SPECIAL RESOLUTION APPROVING THE AMENDMENT OF Management For For
THE STOCK OPTION PLAN (2004) OF BARRICK AS SET
OUT IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
- ------------------------------------------------------------------------------------------------------------------------------------
CHAMPION ENTERPRISES, INC. CHB ANNUAL MEETING DATE: 05/02/2007
ISSUER: 158496109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT W. ANESTIS Management For For
ERIC S. BELSKY Management For For
WILLIAM C. GRIFFITHS Management For For
SELWYN ISAKOW Management For For
BRIAN D. JELLISON Management For For
G. MICHAEL LYNCH Management For For
THOMAS A. MADDEN Management For For
SHIRLEY D. PETERSON Management For For
DAVID S. WEISS Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE UTILITIES CORPORATION CPK ANNUAL MEETING DATE: 05/02/2007
ISSUER: 165303108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 89 of 178
RALPH J. ADKINS Management For For
RICHARD BERNSTEIN Management For For
J. PETER MARTIN Management For For
02 RATIFICATION OF THE SELECTION OF BEARD MILLER Management For For
COMPANY LLP AS THE COMPANY S INDEPENDENT AUDITORS.
- ------------------------------------------------------------------------------------------------------------------------------------
CIRCOR INTERNATIONAL, INC. CIR ANNUAL MEETING DATE: 05/02/2007
ISSUER: 17273K109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JEROME D. BRADY Management For For
DEWAIN K. CROSS Management For For
02 TO RATIFY THE SELECTION OF GRANT THORNTON LLP Management For For
AS THE COMPANY S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
DELTA PLC AGM MEETING DATE: 05/02/2007
ISSUER: G27076119 ISIN: GB0002615069
SEDOL: 0261506, B02SH33
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND APPROVE THE ACCOUNTS AND THE REPORTS Management For *Management Position Unknown
OF THE DIRECTORS AND THE AUDITORS FOR THE FYE
31 DEC 2006
2. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For *Management Position Unknown
THE YE 30 DEC 2006
3. APPROVE TO DECLARE A FINAL DIVIDEND ON THE ORDINARY Management For *Management Position Unknown
SHARES
4. RE-ELECT MR. TODD ATKINSON AS A DIRECTOR OF THE Management For *Management Position Unknown
COMPANY
5. ELECT MR. JON KEMPSTER AS A DIRECTOR OF THE COMPANY Management For *Management Position Unknown
6. ELECT MR. MARK LEJMAN AS A DIRECTOR OF THE COMPANY Management For *Management Position Unknown
7. RE-APPOINT DELOITTE & TOUCHE LLP AS THE AUDITORS Management For *Management Position Unknown
OF THE COMPANY FOR THE ENSUING YEAR
8. AUTHORIZE THE DIRECTORS TO DETERMINE THE REMUNERATION Management For *Management Position Unknown
OF THE AUDITORS
9. APPROVE THAT THE COMPANY MAY A) USE ELECTRONIC Management For *Management Position Unknown
MEANS AS SPECIFIED TO CONVEY INFORMATION TO
ITS SHAREHOLDERS AND B) SEND OR SUPPLY ANY DOCUMENT
OR INFORMATION TO MEMBERS BY MAKING IT AVAILABLE
ON A WEBSITE
S.10 AUTHORIZE THE COMPANY, BY A SPECIAL RESOLUTION Management For *Management Position Unknown
PASSED AT THE EGM HELD ON 25 APR 1990, IN ACCORDANCE
WITH SECTION 166 OF THE COMPANIES ACT 1985, TO
MAKE MARKET PURCHASES SECTION 163(3) OF THE COMPANIES
ACT 1985 AS AMENDED OF UP TO 15,000,000 ORDINARY
SHARES OF 25P EACH, AT A MINIMUM PRICE WHICH
MAY BE PAID FOR SUCH ORDINARY SHARES IS NOT MORE
THAN 5% ABOVE THE AVERAGE MARKET VALUE FOR SUCH
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 90 of 178
SHARES DERIVED FROM THE LONDON STOCK EXCHANGE
DAILY OFFICIAL LIST, FOR THE 5 BUSINESS DAYS
PRECEDING THE DATE OF PURCHASE; AUTHORITY EXPIRES
THE EARLIER OF THE CONCLUSION OF THE AGM OF THE
COMPANY TO BE HELD IN 2008 OR 01 AUG 2008; THE
COMPANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT
TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY
BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY
- ------------------------------------------------------------------------------------------------------------------------------------
DUCOMMUN INCORPORATED DCO ANNUAL MEETING DATE: 05/02/2007
ISSUER: 264147109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
H. FREDERICK CHRISTIE Management For For
ROBERT C. DUCOMMUN Management For For
ERIC K. SHINSEKI Management For For
02 APPROVAL OF 2007 STOCK INCENTIVE PLAN Management Against Against
03 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE CORPORATION S INDEPENDENT ACCOUNTANTS
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
EL PASO ELECTRIC COMPANY EE ANNUAL MEETING DATE: 05/02/2007
ISSUER: 283677854 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
GEORGE W. EDWARDS, JR. Management For For
JOHN ROBERT BROWN Management For For
JAMES W. CICCONI Management For For
P.Z. HOLLAND-BRANCH Management For For
02 APPROVAL OF THE EL PASO ELECTRIC COMPANY S 2007 Management For For
LONG-TERM INCENTIVE PLAN.
03 RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY Management For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
GRAY TELEVISION, INC. GTN ANNUAL MEETING DATE: 05/02/2007
ISSUER: 389375106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RICHARD L. BOGER Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 91 of 178
RAY M. DEAVER Management For For
T.L. ELDER Management For For
HILTON H. HOWELL, JR. Management For For
WILLIAM E. MAYHER, III Management For For
ZELL B. MILLER Management For For
HOWELL W. NEWTON Management For For
HUGH E. NORTON Management For For
ROBERT S. PRATHER, JR. Management For For
HARRIETT J. ROBINSON Management For For
J. MACK ROBINSON Management For For
02 THE PROPOSAL TO APPROVE THE GRAY TELEVISION, Management For For
INC. 2007 LONG TERM INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
GRAY TELEVISION, INC. GTN ANNUAL MEETING DATE: 05/02/2007
ISSUER: 389375205 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RICHARD L. BOGER Management For For
RAY M. DEAVER Management For For
T.L. ELDER Management For For
HILTON H. HOWELL, JR. Management For For
WILLIAM E. MAYHER, III Management For For
ZELL B. MILLER Management For For
HOWELL W. NEWTON Management For For
HUGH E. NORTON Management For For
ROBERT S. PRATHER, JR. Management For For
HARRIETT J. ROBINSON Management For For
J. MACK ROBINSON Management For For
02 THE PROPOSAL TO APPROVE THE GRAY TELEVISION, Management For For
INC. 2007 LONG TERM INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
JOURNAL REGISTER COMPANY JRC ANNUAL MEETING DATE: 05/02/2007
ISSUER: 481138105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
BURTON B. STANIAR Management For For
JAMES W. HALL Management For For
STEPHEN P. MUMBLOW Management For For
02 PROPOSAL TO APPROVE THE AMENDED AND RESTATED Management For For
1997 STOCK INCENTIVE PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT THORNTON Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
KINROSS GOLD CORPORATION KGC SPECIAL MEETING DATE: 05/02/2007
ISSUER: 496902404 ISIN:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 92 of 178
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 A SPECIAL RESOLUTION TO SET THE NUMBER OF DIRECTORS Management For For
TO BE ELECTED AT THE MEETING AND TO EMPOWER THE
DIRECTORS TO FIX THE NUMBER OF DIRECTORS IN BETWEEN
SHAREHOLDERS MEETINGS, AS DESCRIBED IN THE MANAGEMENT
INFORMATION CIRCULAR
02 DIRECTOR Management For
JOHN A. BROUGH Management For For
TYE W. BURT Management For For
JOHN K. CARRINGTON Management For For
RICHARD S. HALLISEY Management For For
JOHN M.H. HUXLEY Management For For
JOHN A. KEYES Management For For
COLE E. MCFARLAND Management For For
C. MCLEOD-SELTZER Management For For
GEORGE F. MICHALS Management For For
JOHN E. OLIVER Management For For
TERENCE C.W. REID Management For For
03 TO APPROVE THE APPOINTMENT OF KPMG LLP, CHARTERED Management For For
ACCOUNTANTS, AS AUDITORS OF THE COMPANY FOR THE
ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS TO
FIX THEIR REMUNERATION
04 A RESOLUTION CONFIRMING CERTAIN REVISIONS TO Management For For
THE BY-LAWS OF THE COMPANY, AS DESCRIBED IN THE
MANAGEMENT INFORMATION CIRCULAR.
- ------------------------------------------------------------------------------------------------------------------------------------
LUFKIN INDUSTRIES, INC. LUFK ANNUAL MEETING DATE: 05/02/2007
ISSUER: 549764108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
J.H. LOLLAR Management For For
B.H. O'NEAL Management For For
T.E. WIENER Management For For
L.M. HOES Management For For
02 THE AMENDMENT AND RESTATEMENT OF THE COMPANY Management Against Against
S INCENTIVE STOCK COMPENSATION PLAN 2000 TO INCREASE
THE NUMBER OF SHARES OF COMMON STOCK OF THE COMPANY
AS TO WHICH OPTIONS MAY BE GRANTED UNDER THE
PLAN FROM 1,800,000 TO 2,800,000.
- ------------------------------------------------------------------------------------------------------------------------------------
THOMAS & BETTS CORPORATION TNB ANNUAL MEETING DATE: 05/02/2007
ISSUER: 884315102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
E.H. DREW Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 93 of 178
J.K. HAUSWALD Management For For
D. JERNIGAN Management For For
R.B. KALICH SR. Management For For
K.R. MASTERSON Management For For
D.J. PILEGGI Management For For
J.P. RICHARD Management For For
K.L. ROBERG Management For For
D.D. STEVENS Management For For
W.H. WALTRIP Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
- ------------------------------------------------------------------------------------------------------------------------------------
TRACTOR SUPPLY COMPANY TSCO ANNUAL MEETING DATE: 05/02/2007
ISSUER: 892356106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOSEPH H. SCARLETT, JR. Management For For
JAMES F. WRIGHT Management For For
JACK C. BINGLEMAN Management For For
S.P. BRAUD Management For For
CYNTHIA T. JAMISON Management For For
GERARD E. JONES Management For For
JOSEPH D. MAXWELL Management For For
EDNA K. MORRIS Management For For
JOE M. RODGERS Management For For
02 TO RATIFY THE REAPPOINTMENT OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT AUDITOR FOR THE FISCAL YEAR
ENDING DECEMBER 29, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
WATTS WATER TECHNOLOGIES, INC. WTS ANNUAL MEETING DATE: 05/02/2007
ISSUER: 942749102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT L. AYERS Management For For
TIMOTHY P. HORNE Management For For
RALPH E. JACKSON, JR. Management For For
KENNETH J. MCAVOY Management For For
JOHN K. MCGILLICUDDY Management For For
GORDON W. MORAN Management For For
DANIEL J. MURPHY, III Management For For
PATRICK S. O'KEEFE Management For For
02 TO APPROVE AN AMENDMENT TO OUR RESTATED CERTIFICATE, Management For For
AS AMENDED, TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF CLASS A COMMON STOCK FROM 80,000,000
SHARES TO 200,000,000 SHARES AND TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF CAPITAL STOCK
FROM 110,000,000 SHARES TO 230,000,000 SHARES.
03 TO AMEND OUR MANAGEMENT STOCK PURCHASE PLAN, Management For For
AS AMENDED AND RESTATED, TO INCREASE THE NUMBER
OF SHARES OF CLASS A COMMON STOCK AVAILABLE FOR
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 94 of 178
ISSUANCE THEREUNDER FROM 1,000,000 SHARES TO
2,000,000 SHARES.
04 TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT
FISCAL YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
CALLON PETROLEUM COMPANY CPE ANNUAL MEETING DATE: 05/03/2007
ISSUER: 13123X102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN C. WALLACE Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
- ------------------------------------------------------------------------------------------------------------------------------------
CHURCH & DWIGHT CO., INC. CHD ANNUAL MEETING DATE: 05/03/2007
ISSUER: 171340102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
BRADLEY C. IRWIN Management For For
JOHN O. WHITNEY Management For For
J. RICHARD LEAMAN, JR. Management For For
02 APPROVAL OF THE CHURCH & DWIGHT CO, INC. ANNUAL Management For For
INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM TO AUDIT THE COMPANY S 2007 CONSOLIDATED
FINANCIAL STATEMENTS.
- ------------------------------------------------------------------------------------------------------------------------------------
CINCINNATI BELL INC. CBB ANNUAL MEETING DATE: 05/03/2007
ISSUER: 171871106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PHILLIP R. COX Management For For
MICHAEL G. MORRIS Management For For
JOHN M. ZRNO Management For For
02 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT THE FINANCIAL STATEMENTS
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 95 of 178
OF THE COMPANY FOR THE YEAR 2007.
03 THE APPROVAL OF THE CINCINNATI BELL INC. 2007 Management Against Against
LONG TERM INCENTIVE PLAN.
04 THE APPROVAL OF THE CINCINNATI BELL INC. 2007 Management Against Against
STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------------------------
COACHMEN INDUSTRIES, INC. COA ANNUAL MEETING DATE: 05/03/2007
ISSUER: 189873102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT J. DEPUTY Management For For
RICHARD M. LAVERS Management For For
EDWIN W. MILLER Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
GAYLORD ENTERTAINMENT COMPANY GET ANNUAL MEETING DATE: 05/03/2007
ISSUER: 367905106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Withheld
E.K. GAYLORD II Management Withheld Against
E. GORDON GEE Management Withheld Against
ELLEN LEVINE Management Withheld Against
RALPH HORN Management Withheld Against
MICHAEL J. BENDER Management Withheld Against
R. BRAD MARTIN Management Withheld Against
MICHAEL D. ROSE Management Withheld Against
COLIN V. REED Management Withheld Against
MICHAEL I. ROTH Management Withheld Against
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
- ------------------------------------------------------------------------------------------------------------------------------------
HEARST-ARGYLE TELEVISION, INC. HTV ANNUAL MEETING DATE: 05/03/2007
ISSUER: 422317107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DAVID PULVER Management For For
02 APPROVAL OF INCENTIVE COMPENSATION PLAN PROPOSAL. Management Against Against
03 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For
EXTERNAL AUDITORS.
04 SHAREHOLDER PROPOSAL. Shareholder Against For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 96 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
JOURNAL COMMUNICATIONS, INC. JRN ANNUAL MEETING DATE: 05/03/2007
ISSUER: 481130102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: DON H. DAVIS, JR. Management For For
1B ELECTION OF DIRECTOR: DAVID G. MEISSNER. Management For For
1C ELECTION OF DIRECTOR: ELLEN F. SIMINOFF. Management For For
02 PROPOSAL TO APPROVE THE JOURNAL COMMUNICATIONS, Management For For
INC. 2007 OMNIBUS INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
MUELLER INDUSTRIES, INC. MLI ANNUAL MEETING DATE: 05/03/2007
ISSUER: 624756102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ALEXANDER P. FEDERBUSH Management For For
GENNARO J. FULVIO Management For For
GARY S. GLADSTEIN Management For For
TERRY HERMANSON Management For For
ROBERT B. HODES Management For For
HARVEY L. KARP Management For For
WILLIAM D. O'HAGAN Management For For
02 APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS INDEPENDENT AUDITORS OF THE COMPANY.
- ------------------------------------------------------------------------------------------------------------------------------------
PROLIANCE INTERNATIONAL, INC. PLI ANNUAL MEETING DATE: 05/03/2007
ISSUER: 74340R104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES R. RULSEH Management For For
F. ALAN SMITH Management For For
02 APPOINTMENT OF BDO SEIDMAN, LLP AS PROLIANCE Management For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
- ------------------------------------------------------------------------------------------------------------------------------------
R.H. DONNELLEY CORPORATION RHD ANNUAL MEETING DATE: 05/03/2007
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 97 of 178
ISSUER: 74955W307 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF CLASS II MEMBER OF THE BOARD OF DIRECTORS: Management For For
ALAN F. SCHULTZ.
1B ELECTION OF CLASS II MEMBER OF THE BOARD OF DIRECTORS: Management For For
BARRY LAWSON WILLIAMS.
1C ELECTION OF CLASS II MEMBER OF THE BOARD OF DIRECTORS: Management For For
EDWINA WOODBURY.
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
03 STOCKHOLDER PROPOSAL REGARDING CLASSIFIED BOARD Shareholder Against For
STRUCTURE.
- ------------------------------------------------------------------------------------------------------------------------------------
SEQUA CORPORATION SQAA ANNUAL MEETING DATE: 05/03/2007
ISSUER: 817320104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
E.E. BARR Management For For
G. BINDERMAN Management For For
R.S. LEFRAK Management For For
M.I. SOVERN Management For For
F.R. SULLIVAN Management For For
G. TSAI Management For For
R.F. WEINBERG Management For For
M. WEINSTEIN Management For For
S.R. ZAX. Management For For
02 RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITORS FOR 2007
03 ADOPT THE SEQUA CORPORATION 2007 LONG-TERM STOCK Management For For
INCENTIVE PLAN
04 APPROVE AN INCREASE IN THE AUTHORIZED NUMBER Management For For
OF SHARES OF CLASS B COMMON STOCK
05 APPROVE THE MANAGEMENT INCENTIVE BONUS PROGRAM Management For For
FOR CORPORATE EXECUTIVE OFFICERS
06 APPROVE THE AMENDMENT TO THE 2003 DIRECTORS STOCK Management For For
AWARD PLAN
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
E.E. BARR Management For For
G. BINDERMAN Management For For
R.S. LEFRAK Management For For
M.I. SOVERN Management For For
F.R. SULLIVAN Management For For
G. TSAI Management For For
R.F. WEINBERG Management For For
M. WEINSTEIN Management For For
S.R. ZAX. Management For For
02 RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITORS FOR 2007
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 98 of 178
03 ADOPT THE SEQUA CORPORATION 2007 LONG-TERM STOCK Management For For
INCENTIVE PLAN
04 APPROVE AN INCREASE IN THE AUTHORIZED NUMBER Management For For
OF SHARES OF CLASS B COMMON STOCK
05 APPROVE THE MANAGEMENT INCENTIVE BONUS PROGRAM Management For For
FOR CORPORATE EXECUTIVE OFFICERS
06 APPROVE THE AMENDMENT TO THE 2003 DIRECTORS STOCK Management For For
AWARD PLAN
- ------------------------------------------------------------------------------------------------------------------------------------
SOUTHWEST GAS CORPORATION SWX ANNUAL MEETING DATE: 05/03/2007
ISSUER: 844895102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
GEORGE C. BIEHL Management For For
THOMAS E. CHESTNUT Management For For
STEPHEN C. COMER Management For For
RICHARD M. GARDNER Management For For
LEROY C. HANNEMAN, JR. Management For For
JAMES J. KROPID Management For For
MICHAEL O. MAFFIE Management For For
ANNE L. MARIUCCI Management For For
MICHAEL J. MELARKEY Management For For
JEFFREY W. SHAW Management For For
CAROLYN M. SPARKS Management For For
TERRENCE L. WRIGHT Management For For
02 TO APPROVE THE 2006 RESTRICTED STOCK/UNIT PLAN. Management For For
03 TO APPROVE AMENDING THE ARTICLES OF INCORPORATION Management For For
TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK.
04 TO APPROVE THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY.
- ------------------------------------------------------------------------------------------------------------------------------------
STERLING BANCORP STL ANNUAL MEETING DATE: 05/03/2007
ISSUER: 859158107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT ABRAMS Management For For
JOSEPH M. ADAMKO Management For For
LOUIS J. CAPPELLI Management For For
WALTER FELDESMAN Management For For
FERNANDO FERRER Management For For
ALLAN F. HERSHFIELD Management For For
HENRY J. HUMPHREYS Management For For
ROBERT W. LAZAR Management For For
JOHN C. MILLMAN Management For For
EUGENE ROSSIDES Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT BY THE AUDIT Management For For
COMMITTEE OF THE BOARD OF DIRECTORS OF KPMG LLP
AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS
FOR THE FISCAL YEAR 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 99 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
STILLWATER MINING COMPANY SWC ANNUAL MEETING DATE: 05/03/2007
ISSUER: 86074Q102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CRAIG L. FULLER Management For For
PATRICK M. JAMES Management For For
STEVEN S. LUCAS Management For For
JOSEPH P. MAZUREK Management For For
FRANCIS R. MCALLISTER Management For For
SHERYL K. PRESSLER Management For For
DONALD W. RIEGLE, JR. Management For For
TODD D. SCHAFER Management For For
02 TO APPROVE PERFORMANCE GOALS WITH RESPECT TO Management For For
THE COMPANY S 2004 EQUITY INCENTIVE PLAN FOR
PURPOSES OF GRANTING AWARDS INTENDED TO COMPLY
WITH SECTION 162(M) OF THE INTERNAL REVENUE CODE.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY S INDEPENDENT REGISTERED ACCOUNTING FIRM
FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
TENNANT COMPANY TNC ANNUAL MEETING DATE: 05/03/2007
ISSUER: 880345103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM F. AUSTEN Management For For
JAMES T. HALE Management For For
H. CHRIS KILLINGSTAD Management For For
PAMELA K. KNOUS Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF THE COMPANY.
03 TO APPROVE THE 2007 STOCK INCENTIVE PLAN. Management Against Against
- ------------------------------------------------------------------------------------------------------------------------------------
THE MIDDLEBY CORPORATION MIDD ANNUAL MEETING DATE: 05/03/2007
ISSUER: 596278101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
SELIM A. BASSOUL Management For For
ROBERT B. LAMB Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 100 of 178
RYAN LEVENSON Management For For
JOHN R. MILLER III Management For For
GORDON O'BRIEN Management For For
PHILIP G. PUTNAM Management For For
SABIN C. STREETER Management For For
ROBERT L. YOHE Management For For
02 RATIFICATION OF SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT AUDITOR FOR FISCAL YEAR ENDED
DECEMBER 29, 2007.
03 APPROVE AN AMENDMENT TO THE COMPANY S RESTATED Management For For
CERTIFICATE OF INCORPORATION.
04 APPROVE THE MIDDLEBY CORPORATION 2007 STOCK INCENTIVE Management Against Against
PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
CURTISS-WRIGHT CORPORATION CW ANNUAL MEETING DATE: 05/04/2007
ISSUER: 231561101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MARTIN R. BENANTE Management For For
JAMES B. BUSEY IV Management For For
S. MARCE FULLER Management For For
ALLEN A. KOZINSKI Management For For
CARL G. MILLER Management For For
WILLIAM B. MITCHELL Management For For
JOHN R. MYERS Management For For
WILLIAM W. SIHLER Management For For
ALBERT E. SMITH Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS
FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
IMS HEALTH INCORPORATED RX ANNUAL MEETING DATE: 05/04/2007
ISSUER: 449934108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES D. EDWARDS Management For For
WILLIAM C. VAN FAASEN Management For For
BRET W. WISE Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
03 APPROVAL OF THE SHAREHOLDER PROPOSAL RELATING Shareholder Against For
TO THE ELECTION OF EACH DIRECTOR ANNUALLY.
- ------------------------------------------------------------------------------------------------------------------------------------
NASHUA CORPORATION NSHA ANNUAL MEETING DATE: 05/04/2007
ISSUER: 631226107 ISIN:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 101 of 178
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ANDREW B. ALBERT Management For For
L. SCOTT BARNARD Management For For
THOMAS G. BROOKER Management For For
AVRUM GRAY Management For For
MICHAEL T. LEATHERMAN Management For For
GEORGE R. MRKONIC, JR. Management For For
MARK E. SCHWARZ Management For For
02 APPROVE THE 2007 VALUE CREATION INCENTIVE PLAN Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
OCEANEERING INTERNATIONAL, INC. OII ANNUAL MEETING DATE: 05/04/2007
ISSUER: 675232102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DAVID S. HOOKER Management For For
HARRIS J. PAPPAS Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR
ENDING DECEMBER 31, 2007
- ------------------------------------------------------------------------------------------------------------------------------------
TELEFLEX INCORPORATED TFX ANNUAL MEETING DATE: 05/04/2007
ISSUER: 879369106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PATRICIA C. BARRON Management For For
JEFFREY A. GRAVES Management For For
JAMES W. ZUG Management For For
02 APPROVAL OF AMENDMENT OF CERTIFICATE OF INCORPORATION Management For For
TO INCREASE AUTHORIZED SHARES OF COMMON STOCK.
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2007 FISCAL YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
THE BRINK'S COMPANY BCO ANNUAL MEETING DATE: 05/04/2007
ISSUER: 109696104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 102 of 178
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES R. BARKER* Management For For
THOMAS R. HUDSON JR.** Management For For
MURRAY D. MARTIN** Management For For
TIMOTHY SMART** Management For For
RONALD L. TURNER** Management For For
02 APPROVE THE SELECTION OF KPMG LLP AS AN INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE
ACCOUNTS OF THE COMPANY AND ITS SUBSIDIARIES
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
MKS INSTRUMENTS, INC. MKSI ANNUAL MEETING DATE: 05/07/2007
ISSUER: 55306N104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CRISTINA H. AMON Management For For
RICHARD S. CHUTE Management For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
THE YEAR ENDING DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
QUIDEL CORPORATION QDEL ANNUAL MEETING DATE: 05/07/2007
ISSUER: 74838J101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
THOMAS D. BROWN Management For For
RODNEY F. DAMMEYER Management For For
D.S. HARRINGTON, M.D. Management For For
CAREN L. MASON Management For For
M.L. POLAN, MD,PHD,MPH Management For For
MARK A. PULIDO Management For For
JACK W. SCHULER Management For For
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Management For For
OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2007.
03 TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE Management Against Against
QUIDEL CORPORATION 2001 EQUITY INCENTIVE PLAN
TO INCREASE THE AUTHORIZED SHARES, AMONG OTHER
MATTERS.
04 TO APPROVE THE PERFORMANCE GOALS USED TO ESTABLISH Management For For
COMPENSATION PROGRAMS AND AWARDS UNDER THE QUIDEL
CORPORATION 2001 EQUITY INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
STARTEK, INC. SRT ANNUAL MEETING DATE: 05/07/2007
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 103 of 178
ISSUER: 85569C107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ED ZSCHAU Management For For
KAY NORTON Management For For
ALBERT C. YATES Management For For
A. LAURENCE JONES Management For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG, LLP Management For For
AS INDEPENDENT AUDITORS FOR THE COMPANY.
03 TO AMEND THE STOCK OPTION PLAN TO INCREASE THE Management Against Against
MAXIMUM NUMBER OF SHARES AVAILABLE FOR AWARD
UNDER THE PLAN FROM 2,100,000 TO 2,588,000.
04 TO AMEND THE DIRECTORS OPTION PLAN TO INCREASE Management Against Against
THE MAXIMUM NUMBER OF SHARES AVAILABLE FOR AWARD
UNDER THE PLAN FROM 140,000 TO 152,000 AND TO
INCREASE THE NUMBER OF SHARES FOR WHICH OPTIONS
ARE GRANTED TO A PARTICIPANT UPON INITIAL ELECTION
TO THE BOARD OF DIRECTORS AND UPON RE-ELECTION
TO THE BOARD OF DIRECTORS FROM 3,000 TO 6,000.
- ------------------------------------------------------------------------------------------------------------------------------------
TOOTSIE ROLL INDUSTRIES, INC. TR ANNUAL MEETING DATE: 05/07/2007
ISSUER: 890516107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MELVIN J. GORDON Management For For
ELLEN R. GORDON Management For For
LANA JANE LEWIS-BRENT Management For For
BARRE A. SEIBERT Management For For
RICHARD P. BERGEMAN Management For For
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
AARON RENTS, INC. RNT ANNUAL MEETING DATE: 05/08/2007
ISSUER: 002535300 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
R.C. LOUDERMILK, SR. Management For For
R.C. LOUDERMILK, JR. Management For For
GILBERT L. DANIELSON Management For For
WILLIAM K. BUTLER, JR. Management For For
RONALD W. ALLEN Management For For
LEO BENATAR Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 104 of 178
EARL DOLIVE Management For For
DAVID L. KOLB Management For For
RAY M. ROBINSON Management For For
JOHN B. SCHUERHOLZ Management For For
JOHN C. PORTMAN, JR. Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
AQUANTIVE, INC. AQNT ANNUAL MEETING DATE: 05/08/2007
ISSUER: 03839G105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
LINDA J. SRERE Management For For
JAYNIE M. STUDENMUND Management For For
02 RATIFICATION OF SELECTION OF KPMG AS INDEPENDENT Management For For
AUDITOR
- ------------------------------------------------------------------------------------------------------------------------------------
ARGONAUT GROUP, INC. AGII ANNUAL MEETING DATE: 05/08/2007
ISSUER: 040157109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
H. BERRY CASH Management For For
HECTOR DELEON Management For For
ALLAN W. FULKERSON Management For For
DAVID HARTOCH Management For For
FRANK W. MARESH Management For For
JOHN R. POWER, JR. Management For For
FAYEZ S. SAROFIM Management For For
MARK E. WATSON III Management For For
GARY V. WOODS Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
CONNECTICUT WATER SERVICE, INC. CTWS ANNUAL MEETING DATE: 05/08/2007
ISSUER: 207797101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
HEATHER HUNT Management For For
ARTHUR C. REEDS Management For For
ERIC W. THORNBURG Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 105 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
FALCONSTOR SOFTWARE, INC. FALC ANNUAL MEETING DATE: 05/08/2007
ISSUER: 306137100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
REIJANE HUAI* Management For For
LAWRENCE S. DOLIN* Management For For
02 TO APPROVE AN AMENDMENT TO THE FALCONSTOR SOFTWARE, Management Against Against
INC., 2006 INCENTIVE STOCK PLAN.
03 TO APPROVE THE FALCONSTOR SOFTWARE, INC., 2007 Management Against Against
OUTSIDE DIRECTOR EQUITY COMPENSATION PLAN.
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
FLORIDA PUBLIC UTILITIES COMPANY FPU ANNUAL MEETING DATE: 05/08/2007
ISSUER: 341135101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RICHARD C. HITCHINS Management For For
TROY W. MASCHMEYER, JR. Management For For
02 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP Management For For
AS THE COMPANY S REGISTERED INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
FOSTER WHEELER LTD. FWLT ANNUAL MEETING DATE: 05/08/2007
ISSUER: G36535139 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
EUGENE D. ATKINSON Management For For
STEPHANIE HANBURY-BROWN Management For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
FOSTER WHEELER LTD. S INDEPENDENT AUDITORS AND
AUTHORIZATION OF THE BOARD OF DIRECTORS, ACTING
THROUGH THE AUDIT COMMITTEE, TO SET THE INDEPENDENT
AUDITORS REMUNERATION, IN EACH CASE FOR THE
FISCAL YEAR ENDING DECEMBER 28, 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 106 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
MIDAS, INC. MDS ANNUAL MEETING DATE: 05/08/2007
ISSUER: 595626102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ARCHIE R. DYKES Management For For
ALAN D. FELDMAN Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
THE INDEPENDENT AUDITORS OF MIDAS, INC. FOR THE
FISCAL YEAR ENDING DECEMBER 29, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
PINNACLE ENTERTAINMENT, INC. PNK ANNUAL MEETING DATE: 05/08/2007
ISSUER: 723456109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DANIEL R. LEE Management For For
JOHN V. GIOVENCO Management For For
RICHARD J. GOEGLEIN Management For For
ELLIS LANDAU Management For For
BRUCE A. LESLIE Management For For
JAMES L. MARTINEAU Management For For
MICHAEL ORNEST Management For For
LYNN P. REITNOUER Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR THE 2007 FISCAL YEAR
- ------------------------------------------------------------------------------------------------------------------------------------
TENNECO INC. TEN ANNUAL MEETING DATE: 05/08/2007
ISSUER: 880349105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CHARLES W. CRAMB Management For For
FRANK E. MACHER Management For For
ROGER B. PORTER Management For For
DAVID B. PRICE, JR. Management For For
GREGG SHERRILL Management For For
PAUL T. STECKO Management For For
JANE L. WARNER Management For For
MITSUNOBU TAKEUCHI Management For For
02 APPROVE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS INDEPENDENT PUBLIC ACCOUNTANTS FOR 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 107 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
WYNN RESORTS, LIMITED WYNN ANNUAL MEETING DATE: 05/08/2007
ISSUER: 983134107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
STEPHEN A. WYNN Management For For
ALVIN V. SHOEMAKER Management For For
D. BOONE WAYSON Management For For
02 TO APPROVE THE COMPANY S ANNUAL PERFORMANCE BASED Management For For
INCENTIVE PLAN, INCLUDING INCREASING THE MAXIMUM
PAYABLE THEREUNDER TO ANY INDIVIDUAL TO $10,000,000.
03 TO RATIFY THE COMPANY S DESIGNATION OF ERNST Management For For
& YOUNG LLP AS THE INDEPENDENT AUDITORS FOR THE
COMPANY AND ALL SUBSIDIARIES FOR THE 2007 FISCAL
YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
YOUNG INNOVATIONS, INC. YDNT ANNUAL MEETING DATE: 05/08/2007
ISSUER: 987520103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
GEORGE E. RICHMOND Management For For
P.J. FERRILLO, JR. Management For For
ALFRED E. BRENNAN Management For For
RICHARD J. BLISS Management For For
BRIAN F. BREMER Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
ASTRONICS CORPORATION ATRO ANNUAL MEETING DATE: 05/09/2007
ISSUER: 046433108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RAYMOND W. BOUSHIE Management For For
ROBERT T. BRADY Management For For
JOHN B. DRENNING Management For For
PETER J. GUNDERMANN Management For For
KEVIN T. KEANE Management For For
ROBERT J. MCKENNA Management For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT AUDITORS FOR FISCAL YEAR 2007.
03 TO CONSIDER AND VOTE UPON A SHAREHOLDER PROPOSAL Shareholder Against For
RECOMMENDING THE BOARD OF DIRECTORS TAKE ACTION
TO CONVERT ALL OF THE COMPANY S SHARES OF CLASS
B STOCK INTO SHARES OF CLASS A STOCK.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 108 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
BARNES GROUP INC. B ANNUAL MEETING DATE: 05/09/2007
ISSUER: 067806109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
01 DIRECTOR Management For
JOHN W. ALDEN Management For For
GEORGE T. CARPENTER Management For For
FRANK E. GRZELECKI Management For For
WILLIAM J. MORGAN Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
ENTEGRIS, INC. ENTG ANNUAL MEETING DATE: 05/09/2007
ISSUER: 29362U104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
GIDEON ARGOV Management For For
MICHAEL A. BRADLEY Management For For
MICHAEL P.C. CARNS Management For For
DANIEL W. CHRISTMAN Management For For
JAMES E. DAUWALTER Management For For
GARY F. KLINGL Management For For
ROGER D. MCDANIEL Management For For
PAUL L.H. OLSON Management For For
THOMAS O. PYLE Management For For
BRIAN F. SULLIVAN Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
MAGNA ENTERTAINMENT CORP. MECA ANNUAL MEETING DATE: 05/09/2007
ISSUER: 559211107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
A DIRECTOR Management For
JERRY D. CAMPBELL Management For For
JOSEPH DE FRANCIS Management For For
JENNIFER JACKSON Management For For
WILLIAM J. MENEAR Management For For
DENNIS MILLS Management For For
MICHAEL NEUMAN Management For For
FRANK STRONACH Management For For
FRANK VASILKIOTI Management For For
CHARLIE WILLIAMS Management For For
B IN RESPECT OF THE RATIFICATION OF THE AUDIT COMMITTEE Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 109 of 178
S APPOINTMENT OF ERNST & YOUNG LLP, CERTIFIED
PUBLIC ACCOUNTANTS, AS MEC S AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2007.
C IN RESPECT OF THE PROPOSED AMENDMENTS TO MEC Management For For
S LONG-TERM INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
QUAKER CHEMICAL CORPORATION KWR ANNUAL MEETING DATE: 05/09/2007
ISSUER: 747316107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOSEPH B. ANDERSON, JR. Management For For
PATRICIA C. BARRON Management For For
EDWIN J. DELATTRE Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
SPECTRUM BRANDS INC SPC ANNUAL MEETING DATE: 05/09/2007
ISSUER: 84762L105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
THOMAS R. SHEPHERD Management For For
CHARLES A. BRIZIUS Management For For
SCOTT A. SCHOEN Management For For
02 TO RATIFY THE APPOINTMENT BY THE BOARD OF DIRECTORS Management For For
OF KPMG LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2007 THE BOARD
OF DIRECTORS RECOMMENDS A VOTE AGAINST PROPOSAL
3.
03 SHAREHOLDER PROPOSAL - REGARDING DECLASSIFICATION Shareholder Against For
OF THE BOARD OF DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------------------------
W-H ENERGY SERVICES, INC. WHQ ANNUAL MEETING DATE: 05/09/2007
ISSUER: 92925E108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
KENNETH T. WHITE, JR. Management For For
ROBERT H. WHILDEN, JR. Management For For
JAMES D. LIGHTNER Management For For
MILTON L. SCOTT Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 110 of 178
CHRISTOPHER MILLS Management For For
JOHN R. BROCK Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
WINDSTREAM CORPORATION WIN ANNUAL MEETING DATE: 05/09/2007
ISSUER: 97381W104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
S.E. "SANDY" BEALL, III Management For For
DENNIS E. FOSTER Management For For
FRANCIS X. FRANTZ Management For For
JEFFERY R. GARDNER Management For For
JEFFREY T. HINSON Management For For
JUDY K. JONES Management For For
WILLIAM A. MONTGOMERY Management For For
FRANK E. REED Management For For
02 APPROVE THE WINDSTREAM PERFORMANCE INCENTIVE Management For For
COMPENSATION PLAN
03 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS WINDSTREAM S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANT FOR 2007
04 REQUIRED EQUITY AWARDS TO BE HELD Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
BASIN WATER INC. BWTR ANNUAL MEETING DATE: 05/10/2007
ISSUER: 07011T306 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO RATIFY THE APPOINTMENT OF SINGER LEWAK GREENBAUM Management For For
& GOLDSTEIN, LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2007.
01 DIRECTOR Management For
PETER L. JENSEN Management For For
KEITH R. SOLAR Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION EW ANNUAL MEETING DATE: 05/10/2007
ISSUER: 28176E108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT A. INGRAM Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 111 of 178
VERNON R. LOUCKS JR. Management For For
02 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Management Against Against
THE LONG-TERM STOCK INCENTIVE COMPENSATION PROGRAM
03 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Management For For
THE 2001 EMPLOYEE STOCK PURCHASE PLAN
04 RATIFICATION OF APPOINTMENT OF THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM
- ------------------------------------------------------------------------------------------------------------------------------------
FRANKLIN BANK CORP. FBTX ANNUAL MEETING DATE: 05/10/2007
ISSUER: 352451108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
L. CHIMERINE, PH.D. Management For For
JAMES A. HOWARD Management For For
ANTHONY J. NOCELLA Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
NOVELIS INC. NVL SPECIAL MEETING DATE: 05/10/2007
ISSUER: 67000X106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 THE ARRANGEMENT RESOLUTION TO APPROVE THE ARRANGEMENT Management For For
UNDER SECTION 192 OF THE CBCA INVOLVING NOVELIS,
ITS SHAREHOLDERS AND OTHER SECURITYHOLDERS, HINDALCO
AND ACQUISITION SUB.
- ------------------------------------------------------------------------------------------------------------------------------------
ORTHOLOGIC CORP. OLGC ANNUAL MEETING DATE: 05/10/2007
ISSUER: 68750J107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
F.J. FELDMAN, PH.D. Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG, LLP, Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 112 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
POPE & TALBOT, INC. POP ANNUAL MEETING DATE: 05/10/2007
ISSUER: 732827100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MICHAEL FLANNERY Management For For
ROBERT G. FUNARI Management For For
J. KEITH MATHENEY Management For For
02 THE PROPOSAL TO RATIFY THE SELECTION OF KPMG Management For For
LLP TO CONTINUE AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
2007.
- ------------------------------------------------------------------------------------------------------------------------------------
SINCLAIR BROADCAST GROUP, INC. SBGI ANNUAL MEETING DATE: 05/10/2007
ISSUER: 829226109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DAVID D. SMITH Management For For
FREDERICK G. SMITH Management For For
J. DUNCAN SMITH Management For For
ROBERT E. SMITH Management For For
BASIL A. THOMAS Management For For
LAWRENCE E. MCCANNA Management For For
DANIEL C. KEITH Management For For
MARTIN R. LEADER Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2007.
03 APPROVE THE MATERIAL TERMS OF EXECUTIVE OFFICER Management For For
PERFORMANCE GOALS TO QUALIFY AS PERFORMANCE-BASED
COMPENSATION.
- ------------------------------------------------------------------------------------------------------------------------------------
SONIC INNOVATIONS, INC. SNCI ANNUAL MEETING DATE: 05/10/2007
ISSUER: 83545M109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT W. MILLER Management For For
KEVIN J. RYAN Management For For
SAMUEL L. WESTOVER Management For For
02 PROPOSAL TO RATIFY APPOINTMENT OF KPMG LLP AS Management For For
THE COMPANY S INDEPENDENT AUDITORS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 113 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
BEL FUSE INC. BELFA ANNUAL MEETING DATE: 05/11/2007
ISSUER: 077347201 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DANIEL BERNSTEIN Management For For
PETER GILBERT Management For For
JOHN S. JOHNSON Management For For
02 THE RATIFICATION OF THE DESIGNATION OF DELOITTE Management For For
& TOUCHE LLP TO AUDIT BEL S BOOKS AND ACCOUNTS
FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
CONSOLIDATED WATER CO. LTD. CWCO ANNUAL MEETING DATE: 05/11/2007
ISSUER: G23773107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM T. ANDREWS Management For For
BRIAN E. BUTLER Management For For
STEVEN A. CARR Management For For
02 TO VOTE IN FAVOR OF THE ISSUANCE OF THE COMPANY Management For For
S ORDINARY SHARES TO DAVID W. SASNETT, EXECUTIVE
VICE PRESIDENT AND CHIEF FINANCIAL OFFICER, AND
RAMJEET JERRYBANDAN, VICE PRESIDENT OF OVERSEES
OPERATIONS OF THE COMPANY, IN ACCORDANCE WITH
THEIR RESPECTIVE EMPLOYMENT AGREEMENTS.
03 TO VOTE IN FAVOR OF THE AMENDMENT TO THE COMPANY Management For For
S AMENDED AND RESTATED ARTICLES OF ASSOCIATION
TO PROVIDE FOR THE ISSUANCE OF UNCERTIFIED SHARES.
04 TO RATIFY THE SELECTION OF RACHLIN COHEN & HOLTZ Management For For
LLP AS THE INDEPENDENT ACCOUNTANTS FOR FISCAL
YEAR ENDING DECEMBER 31, 2007.
05 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For
COME BEFORE THE MEETING AND ANY POSTPONEMENTS
OR ADJOURNMENTS THEREOF.
- ------------------------------------------------------------------------------------------------------------------------------------
ICU MEDICAL, INC. ICUI ANNUAL MEETING DATE: 05/11/2007
ISSUER: 44930G107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
GEORGE A. LOPEZ, M.D. Management For For
ROBERT S. SWINNEY, M.D. Management For For
02 PROPOSAL TO RATIFY SELECTION OF MCGLADREY & PULLEN Management For For
LLP AS AUDITORS FOR THE COMPANY
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 114 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
IVANHOE MINES LTD. IVN ANNUAL MEETING DATE: 05/11/2007
ISSUER: 46579N103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT M. FRIEDLAND Management For For
R. EDWARD FLOOD Management For For
KJELD THYGESEN Management For For
ROBERT HANSON Management For For
JOHN WEATHERALL Management For For
MARKUS FABER Management For For
JOHN MACKEN Management For For
DAVID HUBERMAN Management For For
HOWARD BALLOCH Management For For
PETER MEREDITH Management For For
DAVID KORBIN Management For For
BRET CLAYTON Management For For
02 TO APPOINT DELOITTE & TOUCHE, LLP, CHARTERED Management For For
ACCOUNTANTS, AS AUDITORS OF THE CORPORATION AT
A REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS.
03 TO APPROVE THE AMENDED AND RESTATED EMPLOYEE Management For For
S AND DIRECTORS EQUITY INCENTIVE PLAN AS MORE
PARTICULARLY DEFINED IN THE MANAGEMENT PROXY CIRCULAR.
04 TO APPROVE AND CONFIRM REVISIONS TO THE BY-LAWS Management For For
TO ALLOW FOR THE CORPORATION S SHARES TO BE ISSUED
ELECTRONICALLY, WITHOUT A CERTIFICATE, AS WILL
BE REQUIRED FOR SHARES LISTED ON A U.S. STOCK
EXCHANGE.
- ------------------------------------------------------------------------------------------------------------------------------------
K-TRON INTERNATIONAL, INC. KTII ANNUAL MEETING DATE: 05/11/2007
ISSUER: 482730108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT A. ENGEL Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
WORLD WRESTLING ENTERTAINMENT, INC. WWE ANNUAL MEETING DATE: 05/11/2007
ISSUER: 98156Q108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
VINCENT K. MCMAHON Management For For
LINDA E. MCMAHON Management For For
ROBERT A. BOWMAN Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 115 of 178
DAVID KENIN Management For For
JOSEPH PERKINS Management For For
MICHAEL B. SOLOMON Management For For
LOWELL P. WEICKER, JR. Management For For
MICHAEL SILECK Management For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
03 SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE Management For For
THE MEETING OR ANY ADJOURNMENT THEREOF.
- ------------------------------------------------------------------------------------------------------------------------------------
ESCADA AG, ASCHEIM OGM MEETING DATE: 05/14/2007
ISSUER: D25191111 ISIN: DE0005692107
SEDOL: 4317193
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS Non-Voting *Management Position Unknown
MEETING IS 23 APR 2007, WHEREAS THE MEETING HAS
BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS
DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS
REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW.
THANK YOU
1. PRESENTATION OF THE FINANCIAL STATEMENTS AND Non-Voting *Management Position Unknown
ANNUAL REPORT FOR THE 2005/2006 FY WITH THE REPORT
OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL
STATEMENTS AND GROUP ANNUAL REPORT
2. RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE Management For *Management Position Unknown
PROFIT OF EUR 16,257,076.15 AS FOLLOWS: EUR 8,000,000
SHALL BE ALLOCATED TO THE REVENUE RESERVES EUR
8,257,076.15 SHALL BE CARRIED FORWARD
3. RATIFICATION OF THE ACTS OF THE BOARD OF MANAGING Management For *Management Position Unknown
DIRECTORS
4. RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD Management For *Management Position Unknown
5. APPOINTMENT OF AUDITORS FOR THE 2006/2007 FY: Management For *Management Position Unknown
AWT HORWATH GMBH, MUNICH
6.1 ELECT MR. RUSTAM AKSENENKO TO THE SUPERVISORY Management For *Management Position Unknown
BOARD
6.2 ELECT MR. JEAN-CHRISTOPHE HOCKE TO THE SUPERVISORY Management For *Management Position Unknown
BOARD
6.3 ELECT DR. MARTIN KUHN TO THE SUPERVISORY BOARD Management For *Management Position Unknown
6.4 ELECT MR. JEAN-MARC LOUBIER TO THE SUPERVISORY Management For *Management Position Unknown
BOARD
6.5 ELECT MR. CLAUS MINGERS TO THE SUPERVISORY BOARD Management For *Management Position Unknown
6.6 ELECT MR. HANS-JOERG RUDLOFF TO THE SUPERVISORY Management For *Management Position Unknown
BOARD
7. APPROVAL OF THE TRANSFER OF THE COMPANY S GERMAN Management For *Management Position Unknown
DISTRIBUTION DIVISION TO ITSWHOLLY OWNED SUBSIDIARY
ESCADA DEUTSCHLAND VERTRIEBS GMBH
8. APPROVAL OF THE PROFIT TRANSFER AGREEMENT WITH Management For *Management Position Unknown
ESCADA DEUTSCHLAND VERTRIEBS GMBH
9. APPROVAL OF THE PROFIT TRANSFER AGREEMENT WITH Management For *Management Position Unknown
PRIMERA AG, ANOTHER OF THE COMPANY S WHOLLY OWNED
SUBSIDIARIES
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 116 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
ACCO BRANDS CORPORATION ABD ANNUAL MEETING DATE: 05/15/2007
ISSUER: 00081T108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
GORDON R. LOHMAN Management For For
DR. PATRICIA O. EWERS Management For For
GEORGE V. BAYLY Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY IN 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
ADAMS GOLF, INC. ADGO ANNUAL MEETING DATE: 05/15/2007
ISSUER: 006228100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
B.H. (BARNEY) ADAMS Management For For
PAUL F. BROWN JR. Management For For
MARK R. MULVOY Management For For
02 DIRECTORS PROPOSAL - RATIFY THE APPOINTMENT Management For For
OF KBA GROUP LLP AS THE COMPANY S INDEPENDENT
AUDITORS FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
ALLTEL CORPORATION AT ANNUAL MEETING DATE: 05/15/2007
ISSUER: 020039103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
SCOTT T. FORD Management For For
L.L GELLERSTEDT, III Management For For
EMON A. MAHONY, JR. Management For For
RONALD TOWNSEND Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
DANAHER CORPORATION DHR ANNUAL MEETING DATE: 05/15/2007
ISSUER: 235851102 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 117 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
STEVEN M. RALES Management For For
JOHN T. SCHWIETERS Management For For
ALAN G. SPOON Management For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For
AS DANAHER S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2007.
03 TO APPROVE AN AMENDMENT TO DANAHER S CERTIFICATE Management For For
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK OF DANAHER TO A TOTAL
OF ONE BILLION (1,000,000,000) SHARES, $.01 PAR
VALUE PER SHARE.
04 TO APPROVE THE 2007 STOCK INCENTIVE PLAN. Management Against Against
05 TO APPROVE THE 2007 EXECUTIVE CASH INCENTIVE Management For For
COMPENSATION PLAN.
06 TO APPROVE AN AMENDMENT TO DANAHER S AMENDED Management Against Against
AND RESTATED EXECUTIVE DEFERRED INCENTIVE PROGRAM.
07 TO ACT UPON A SHAREHOLDER PROPOSAL URGING THE Shareholder Against For
COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS
TO ADOPT A POLICY REQUIRING THAT SENIOR EXECUTIVES
RETAIN A SIGNIFICANT PERCENTAGE OF SHARES ACQUIRED
THROUGH EQUITY COMPENSATION PROGRAMS DURING THEIR
EMPLOYMENT, AND TO REPORT TO SHAREHOLDERS REGARDING
THE POLICY BEFORE DANAHER S 2008 ANNUAL MEETING
OF SHAREHOLDERS.
- ------------------------------------------------------------------------------------------------------------------------------------
FLUSHING FINANCIAL CORPORATION FFIC ANNUAL MEETING DATE: 05/15/2007
ISSUER: 343873105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
GERARD P. TULLY, SR. Management For For
JOHN R. BURAN Management For For
JAMES D. BENNETT Management For For
VINCENT F. NICOLOSI Management For For
02 RATIFICATION OF APPOINTMENT OF GRANT THORNTON, Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR YEAR ENDING DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
GRIFFIN LAND & NURSERIES, INC. GRIF ANNUAL MEETING DATE: 05/15/2007
ISSUER: 398231100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 118 of 178
W.J. CHURCHILL, JR. Management For For
EDGAR M. CULLMAN Management For For
DAVID M. DANZIGER Management For For
FREDERICK M. DANZIGER Management For For
THOMAS C. ISRAEL Management For For
ALAN PLOTKIN Management For For
DAVID F. STEIN Management For For
02 AUTHORIZATION OF THE SELECTION OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTANTS.
- ------------------------------------------------------------------------------------------------------------------------------------
HENRY SCHEIN, INC. HSIC ANNUAL MEETING DATE: 05/15/2007
ISSUER: 806407102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
STANLEY M. BERGMAN Management For For
GERALD A. BENJAMIN Management For For
JAMES P. BRESLAWSKI Management For For
MARK E. MLOTEK Management For For
STEVEN PALADINO Management For For
BARRY J. ALPERIN Management For For
PAUL BRONS Management For For
DR. MARGARET A. HAMBURG Management For For
DONALD J. KABAT Management For For
PHILIP A. LASKAWY Management For For
NORMAN S. MATTHEWS Management For For
MARVIN H. SCHEIN Management For For
DR. LOUIS W. SULLIVAN Management For For
02 PROPOSAL TO AMEND AND RESTATE THE COMPANY S 1994 Management Against Against
STOCK INCENTIVE PLAN.
03 PROPOSAL TO RATIFY THE SELECTION OF BDO SEIDMAN, Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 29, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
LABRANCHE & CO INC. LAB ANNUAL MEETING DATE: 05/15/2007
ISSUER: 505447102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
K. DIETZE COURAGE Management For For
DONALD E. KIERNAN Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For
AS LABRANCHE S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
LANDAMERICA FINANCIAL GROUP, INC. LFG ANNUAL MEETING DATE: 05/15/2007
ISSUER: 514936103 ISIN:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 119 of 178
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
T.L. CHANDLER, JR. Management For For
CHARLES H. FOSTER, JR. Management For For
DIANNE M. NEAL Management For For
ROBERT T. SKUNDA Management For For
MARSHALL B. WISHNACK Management For For
02 APPROVAL OF AN AMENDMENT TO LANDAMERICA FINANCIAL Management For For
GROUP, INC. S ARTICLES OF INCORPORATION TO MODIFY
THE ARTICLE PERTAINING TO SHAREHOLDER APPROVAL
OF CERTAIN MATTERS.
03 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY Management For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2007 FISCAL YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
LEUCADIA NATIONAL CORPORATION LUK ANNUAL MEETING DATE: 05/15/2007
ISSUER: 527288104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
IAN M. CUMMING Management For For
PAUL M. DOUGAN Management For For
LAWRENCE D. GLAUBINGER Management For For
ALAN J. HIRSCHFIELD Management For For
JAMES E. JORDAN Management For For
JEFFREY C. KEIL Management For For
J. CLYDE NICHOLS, III Management For For
JOSEPH S. STEINBERG Management For For
02 APPROVAL OF THE AMENDMENT TO THE COMPANY S CERTIFICATE Management For For
OF INCORPORATION INCREASING THE NUMBER OF THE
COMPANY S COMMON SHARES AUTHORIZED FOR ISSUANCE
TO 600,000,000 COMMON SHARES.
03 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY
FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
PETROQUEST ENERGY, INC. PQ ANNUAL MEETING DATE: 05/15/2007
ISSUER: 716748108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CHARLES T. GOODSON Management For For
WILLIAM W. RUCKS, IV Management For For
E. WAYNE NORDBERG Management For For
MICHAEL L. FINCH Management For For
W.J. GORDON, III Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 120 of 178
C.F. MITCHELL, II, M.D. Management For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2007.
03 IN THEIR DISCRETION, UPON SUCH OTHER MATTERS Management For For
AS MAY PROPERLY COME BEFORE THE MEETING; HEREBY
REVOKING ANY PROXY OR PROXIES HERETOFORE GIVEN
BY THE UNDERSIGNED.
- ------------------------------------------------------------------------------------------------------------------------------------
BRUKER BIOSCIENCES CORPORATION BRKR ANNUAL MEETING DATE: 05/16/2007
ISSUER: 116794108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
W.D. EMMERICH, PH.D. Management For For
BRENDA J. FURLONG Management For For
FRANK H. LAUKIEN, PH.D. Management For For
RICHARD A. PACKER Management For For
02 TO CONSIDER AND ACT UPON A PROPOSAL TO RATIFY, Management For For
CONFIRM AND APPROVE THE SELECTION OF ERNST &
YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF BRUKER BIOSCIENCES FOR FISCAL
2007.
- ------------------------------------------------------------------------------------------------------------------------------------
CORE MOLDING TECHNOLOGIES, INC. CMT ANNUAL MEETING DATE: 05/16/2007
ISSUER: 218683100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
KEVIN L. BARNETT Management For For
THOMAS R. CELLITTI Management For For
JAMES F. CROWLEY Management For For
RALPH O. HELLMOLD Management For For
MALCOM M. PRINE Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER
31, 2007.
03 TO CONSIDER AND ACT UPON OTHER BUSINESS AS MAY Management For For
PROPERLY COME BEFORE THE MEETING AND ANY ADJOURNMENTS
OR POSTPONEMENTS OF THE MEETING.
- ------------------------------------------------------------------------------------------------------------------------------------
CORN PRODUCTS INTERNATIONAL, INC. CPO ANNUAL MEETING DATE: 05/16/2007
ISSUER: 219023108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 121 of 178
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
KAREN L. HENDRICKS Management For For
BERNARD H. KASTORY Management For For
BARBARA A. KLEIN Management For For
SAMUEL C. SCOTT III Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITORS FOR THE COMPANY FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
EXACTECH, INC. EXAC ANNUAL MEETING DATE: 05/16/2007
ISSUER: 30064E109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WYNN KEARNEY, JR., M.D* Management For For
PAUL METTS, CPA* Management For For
JAMES G. BINCH** Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
GEMSTAR-TV GUIDE INTERNATIONAL, INC. GMST ANNUAL MEETING DATE: 05/16/2007
ISSUER: 36866W106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ANTHEA DISNEY Management For For
RICHARD BATTISTA Management For For
PETER CHERNIN Management For For
DAVID F. DEVOE Management For For
NICHOLAS DONATIELLO JR Management For For
JAMES E. MEYER Management For For
K. RUPERT MURDOCH Management For For
JAMES P. O'SHAUGHNESSY Management For For
RUTHANN QUINDLEN Management For For
02 FOR RATIFICATION OF ERNST & YOUNG LLP AS THE Management For For
COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007.
03 FOR ADOPTION OF THE 2007 LONG-TERM INCENTIVE Management Against Against
PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
INTERMEC, INC. IN ANNUAL MEETING DATE: 05/16/2007
ISSUER: 458786100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 122 of 178
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
LARRY D. BRADY Management For For
CLAIRE W. GARGALLI Management For For
GREGORY K. HINCKLEY Management For For
LYDIA H. KENNARD Management For For
ALLEN J. LAUER Management For For
STEPHEN P. REYNOLDS Management For For
STEVEN B. SAMPLE Management For For
OREN G. SHAFFER Management For For
LARRY D. YOST Management For For
02 RATIFICATION OF SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT AUDITORS
- ------------------------------------------------------------------------------------------------------------------------------------
LENOX GROUP, INC. LNX ANNUAL MEETING DATE: 05/16/2007
ISSUER: 526262100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES E. BLOOM Management For For
CONRAD L. BRINGSJORD Management For For
GLENDA B. GLOVER Management For For
CHARLES N. HAYSSEN Management For For
STEWART M. KASEN Management For For
REATHA CLARK KING Management For For
DOLORES A. KUNDA Management For For
JOHN VINCENT WEBER Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2007
- ------------------------------------------------------------------------------------------------------------------------------------
MARTHA STEWART LIVING OMNIMEDIA, INC MSO ANNUAL MEETING DATE: 05/16/2007
ISSUER: 573083102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RICK BOYKO Management For For
MICHAEL GOLDSTEIN Management For For
JILL A. GREENTHAL Management For For
CHARLES A. KOPPELMAN Management For For
SUSAN LYNE Management For For
WENDA HARRIS MILLARD Management For For
THOMAS C. SIEKMAN Management For For
BRADLEY E. SINGER Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
SL INDUSTRIES, INC. SLI ANNUAL MEETING DATE: 05/16/2007
ISSUER: 784413106 ISIN:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 123 of 178
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WARREN G. LICHTENSTEIN Management For For
MARK E. SCHWARZ Management For For
GLEN M. KASSAN Management For For
AVRUM GRAY Management For For
J. DWANE BAUMGARDNER Management For For
JAMES A. RISHER Management For For
JAMES R. HENDERSON Management For For
02 RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON Management For For
LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF
THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
THE MCCLATCHY COMPANY MNI ANNUAL MEETING DATE: 05/16/2007
ISSUER: 579489105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ELIZABETH BALLANTINE Management For For
K. FOLEY FELDSTEIN Management For For
P. ANTHONY RIDDER Management For For
MAGGIE WILDEROTTER Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS MCCLATCHY S INDEPENDENT AUDITORS FOR
THE 2007 FISCAL YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
UNITED-GUARDIAN, INC. UG ANNUAL MEETING DATE: 05/16/2007
ISSUER: 910571108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 PROPOSAL TO RATIFY THE APPOINTMENT OF EISNER Management For For
LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF
THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2007.
01 DIRECTOR Management For
DR. ALFRED R. GLOBUS Management For For
HENRY P. GLOBUS Management For For
ROBERT S. RUBINGER Management For For
KENNETH H. GLOBUS Management For For
LAWRENCE F. MAIETTA Management For For
ARTHUR M. DRESNER Management For For
ANDREW A. BOCCONE Management For For
C.W. NOLAN, SR. Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 124 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
VIRGIN MEDIA INC VMED ANNUAL MEETING DATE: 05/16/2007
ISSUER: 92769L101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JEFFREY D. BENJAMIN Management For For
DAVID ELSTEIN Management For For
GORDON MCCALLUM Management For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2007.
03 APPROVAL OF THE VIRGIN MEDIA 2007 SHARESAVE PLAN. Management Against Against
- ------------------------------------------------------------------------------------------------------------------------------------
ALLIED WASTE INDUSTRIES, INC. AW ANNUAL MEETING DATE: 05/17/2007
ISSUER: 019589308 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT M. AGATE Management For For
CHARLES H. COTROS Management For For
JAMES W. CROWNOVER Management For For
STEPHANIE DRESCHER Management For For
WILLIAM J. FLYNN Management For For
DAVID I. FOLEY Management For For
NOLAN LEHMANN Management For For
STEVEN MARTINEZ Management For For
JAMES A. QUELLA Management For For
JOHN M. TRANI Management For For
JOHN J. ZILLMER Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM (INDEPENDENT AUDITOR) FOR FISCAL
YEAR 2007.
03 PROPOSAL ON MAJORITY VOTING FOR DIRECTOR NOMINEES. Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
ANIXTER INTERNATIONAL INC. AXE ANNUAL MEETING DATE: 05/17/2007
ISSUER: 035290105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
LORD JAMES BLYTH Management For For
LINDA WALKER BYNOE Management For For
ROBERT L. CRANDALL Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 125 of 178
ROBERT W. GRUBBS JR. Management For For
F. PHILIP HANDY Management For For
MELVYN N. KLEIN Management For For
GEORGE MUNOZ Management For For
STUART M. SLOAN Management For For
THOMAS C. THEOBALD Management For For
MATTHEW ZELL Management For For
SAMUEL ZELL Management For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
AUDITORS.
- ------------------------------------------------------------------------------------------------------------------------------------
BOYD GAMING CORPORATION BYD ANNUAL MEETING DATE: 05/17/2007
ISSUER: 103304101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT L. BOUGHNER Management For For
WILLIAM R. BOYD Management For For
WILLIAM S. BOYD Management For For
THOMAS V. GIRARDI Management For For
MARIANNE BOYD JOHNSON Management For For
LUTHER W. MACK, JR. Management For For
MICHAEL O. MAFFIE Management For For
BILLY G. MCCOY Management For For
FREDERICK J. SCHWAB Management For For
KEITH E. SMITH Management For For
PETER M. THOMAS Management For For
VERONICA J. WILSON Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
CAREER EDUCATION CORPORATION CECO ANNUAL MEETING DATE: 05/17/2007
ISSUER: 141665109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PATRICK W. GROSS Management For For
THOMAS B. LALLY Management For For
STEVEN H. LESNIK Management For For
GARY E. MCCULLOUGH Management For For
KEITH K. OGATA Management For For
LESLIE T. THORNTON Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
THE YEAR ENDING DECEMBER 31, 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 126 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
CONMED CORPORATION CNMD ANNUAL MEETING DATE: 05/17/2007
ISSUER: 207410101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
EUGENE R. CORASANTI Management For For
BRUCE F. DANIELS Management For For
WILLIAM D. MATTHEWS Management For For
STUART J. SCHWARTZ Management For For
JOSEPH J. CORASANTI Management For For
STEPHEN M. MANDIA Management For For
JO ANN GOLDEN Management For For
MARK E. TRYNISKI Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT ACCOUNTANTS FOR THE COMPANY
FOR 2007.
03 APPROVAL OF THE 2007 NON-EMPLOYEE DIRECTOR EQUITY Management Against Against
COMPENSATION PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
FLOWSERVE CORPORATION FLS ANNUAL MEETING DATE: 05/17/2007
ISSUER: 34354P105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CHRISTOPHER A. BARTLETT Management For For
WILLIAM C. RUSNACK Management For For
RICK J. MILLS Management For For
02 APPROVAL OF 2007 FLOWSERVE CORPORATION ANNUAL Management For For
INCENTIVE PLAN, A PERFORMANCE BASED CASH INCENTIVE
PLAN
03 APPROVAL OF 2007 FLOWSERVE CORPORATION LONG-TERM Management For For
INCENTIVE PLAN, A PERFORMANCE BASED STOCK INCENTIVE
PLAN
- ------------------------------------------------------------------------------------------------------------------------------------
INTEGRA LIFESCIENCES HOLDINGS CORP. IART ANNUAL MEETING DATE: 05/17/2007
ISSUER: 457985208 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: THOMAS J. BALTIMORE, JR. Management For For
1B ELECTION OF DIRECTOR: KEITH BRADLEY Management For For
1C ELECTION OF DIRECTOR: RICHARD E. CARUSO Management For For
1D ELECTION OF DIRECTOR: STUART M. ESSIG Management For For
1E ELECTION OF DIRECTOR: NEAL MOSZKOWSKI Management For For
1F ELECTION OF DIRECTOR: CHRISTIAN S. SCHADE Management For For
1G ELECTION OF DIRECTOR: JAMES M. SULLIVAN Management For For
1H ELECTION OF DIRECTOR: ANNE M. VANLENT Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 127 of 178
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
INVERNESS MEDICAL INNOVATIONS, INC. IMA ANNUAL MEETING DATE: 05/17/2007
ISSUER: 46126P106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT P. KHEDERIAN* Management For For
DAVID SCOTT, PH.D.* Management For For
PETER TOWNSEND* Management For For
02 APPROVAL OF GRANT OF OPTIONS UNDER OUR 2001 STOCK Management For For
OPTION AND INCENTIVE PLAN TO CERTAIN EXECUTIVE
OFFICERS.
- ------------------------------------------------------------------------------------------------------------------------------------
JARDEN CORPORATION JAH ANNUAL MEETING DATE: 05/17/2007
ISSUER: 471109108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
IAN G.H. ASHKEN Management For For
RICHARD L. MOLEN Management For For
CHARLES R. KAYE Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS JARDEN CORPORATION S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
MONACO COACH CORPORATION MNC ANNUAL MEETING DATE: 05/17/2007
ISSUER: 60886R103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN F. COGAN Management For For
RICHARD E. COLLIVER Management For For
ROBERT P. HANAFEE, JR. Management For For
DENNIS D. OKLAK Management For For
ROGER A. VANDENBERG Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2007 FISCAL YEAR.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 128 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
NEXTWAVE WIRELESS INC NEXT ANNUAL MEETING DATE: 05/17/2007
ISSUER: 65337Y102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES C. BRAILEAN Management For For
WILLIAM H. WEBSTER Management For For
02 APPROVAL OF AN AMENDMENT TO THE 2005 NEXTWAVE Management Against Against
STOCK INCENTIVE PLAN, AS AMENDED, TO INCREASE
THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE
FOR ISSUANCE THEREUNDER FROM 12,500,000 TO 27,500,000.
03 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
TO AUDIT THE CONSOLIDATED FINANCIAL STATEMENTS
OF NEXTWAVE AND ITS SUBSIDIARIES FOR THE YEAR
ENDING DECEMBER 29, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
REPUBLIC SERVICES, INC. RSG ANNUAL MEETING DATE: 05/17/2007
ISSUER: 760759100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES E. O'CONNOR Management For For
HARRIS W. HUDSON Management For For
JOHN W. CROGHAN Management For For
W. LEE NUTTER Management For For
RAMON A. RODRIGUEZ Management For For
ALLAN C. SORENSEN Management For For
MICHAEL W. WICKHAM Management For For
02 APPROVAL AND ADOPTION OF REPUBLIC SERVICES, INC. Management Against Against
2007 STOCK INCENTIVE PLAN
03 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
PUBLIC ACCOUNTANTS
- ------------------------------------------------------------------------------------------------------------------------------------
STANDARD MOTOR PRODUCTS, INC. SMP ANNUAL MEETING DATE: 05/17/2007
ISSUER: 853666105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT M. GERRITY Management For For
ARTHUR S. SILLS Management For For
LAWRENCE I. SILLS Management For For
PETER J. SILLS Management For For
FREDERICK D. STURDIVANT Management For For
WILLAM H. TURNER Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 129 of 178
RICHARD S. WARD Management For For
ROGER M. WIDMANN Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT THORNTON Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
TREDEGAR CORPORATION TG ANNUAL MEETING DATE: 05/17/2007
ISSUER: 894650100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DONALD T. COWLES Management For For
JOHN D. GOTTWALD Management For For
THOMAS G. SLATER, JR. Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR TREDEGAR FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
TRIMBLE NAVIGATION LIMITED TRMB ANNUAL MEETING DATE: 05/17/2007
ISSUER: 896239100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
STEVEN W. BERGLUND Management For For
ROBERT S. COOPER Management For For
JOHN B. GOODRICH Management For For
WILLIAM HART Management For For
ULF J. JOHANSSON Management For For
BRADFORD W. PARKINSON Management For For
NICKOLAS W. VANDE STEEG Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR
THE CURRENT FISCAL YEAR ENDING DECEMBER 28, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
TYLER TECHNOLOGIES, INC. TYL ANNUAL MEETING DATE: 05/17/2007
ISSUER: 902252105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DONALD R. BRATTAIN Management For For
J. LUTHER KING, JR. Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 130 of 178
JOHN S. MARR, JR. Management For For
G. STUART REEVES Management For For
MICHAEL D. RICHARDS Management For For
DUSTIN R. WOMBLE Management For For
JOHN M. YEAMAN Management For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
AUDITORS.
- ------------------------------------------------------------------------------------------------------------------------------------
WESTAR ENERGY, INC. WR ANNUAL MEETING DATE: 05/17/2007
ISSUER: 95709T100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
B. ANTHONY ISAAC Management For For
MICHAEL F. MORRISSEY Management For For
JOHN C. NETTLES, JR. Management For For
02 RATIFICATION AND CONFIRMATION OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
WRIGHT MEDICAL GROUP, INC. WMGI ANNUAL MEETING DATE: 05/17/2007
ISSUER: 98235T107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
F. BARRY BAYS Management For For
MARTIN J. EMERSON Management For For
LAWRENCE W. HAMILTON Management For For
GARY D. HENLEY Management For For
JOHN L. MICLOT Management For For
ROBERT J. QUILLINAN Management For For
DAVID D. STEVENS Management For For
THOMAS E. TIMBIE Management For For
JAMES T. TREACE Management For For
02 TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT Management For For
AUDITOR FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
XANSER CORPORATION XNR ANNUAL MEETING DATE: 05/17/2007
ISSUER: 98389J103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
SANGWOO AHN Management For For
JOHN R. BARNES Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 131 of 178
CHARLES R. COX Management For For
HANS KESSLER Management For For
02 TO APPROVE AN AMENDMENT TO THE CERTIFICATE OF Management For For
INCORPORATION TO CHANGE THE NAME OF THE COMPANY.
- ------------------------------------------------------------------------------------------------------------------------------------
CITIZENS COMMUNICATIONS COMPANY CZN ANNUAL MEETING DATE: 05/18/2007
ISSUER: 17453B101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
KATHLEEN Q. ABERNATHY Management For For
LEROY T. BARNES, JR. Management For For
MICHAEL T. DUGAN Management For For
JERI B. FINARD Management For For
LAWTON WEHLE FITT Management For For
WILLIAM M. KRAUS Management For For
HOWARD L. SCHROTT Management For For
LARRAINE D. SEGIL Management For For
BRADLEY E. SINGER Management For For
DAVID H. WARD Management For For
MYRON A. WICK, III Management For For
MARY AGNES WILDEROTTER Management For For
02 TO ADOPT THE 2008 CITIZENS INCENTIVE PLAN. Management For For
03 TO ADOPT AN AMENDMENT TO THE AMENDED AND RESTATED Management For For
2000 EQUITY INCENTIVE PLAN.
04 TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
CMS ENERGY CORPORATION CMS ANNUAL MEETING DATE: 05/18/2007
ISSUER: 125896100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MERRIBEL S. AYRES Management For For
JON E. BARFIELD Management For For
RICHARD M. GABRYS Management For For
DAVID W. JOOS Management For For
PHILIP R. LOCHNER, JR. Management For For
MICHAEL T. MONAHAN Management For For
JOSEPH F. PAQUETTE, JR. Management For For
PERCY A. PIERRE Management For For
KENNETH L. WAY Management For For
KENNETH WHIPPLE Management For For
JOHN B. YASINSKY Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 132 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
INDEPENDENT NEWS AND MEDIA PLC EGM MEETING DATE: 05/18/2007
ISSUER: G4755S126 ISIN: IE0004614818
SEDOL: B01ZKS1, 0461481, 6459639, 4699103, B014WP9
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE TRANSACTION, AS SPECIFIED, AND AUTHORIZE Management For *Management Position Unknown
THE DIRECTORS OF THE COMPANY OR COMMITTEE THEREOF
TO DO, OR PROCURE TO BE DONE, ALL SUCH ACTS AND
THINGS ON BEHALF OF THE COMPANY AND ANY SUBSIDIARIES
AS SHALL BE REQUIRED OR AS SHALL SEEM TO THEM
TO BE DESIRABLE TO GIVE EFFECT THERETO WITH SUCH
NON-MATERIAL MODIFICATIONS IF ANY AS THEY MAY
IN THEIR ABSOLUTE DISCRETION THINK FIT, AND WITHOUT
PREJUDICE TO THE GENERALITY OF FOREGOING, INCLUDING
ENTERING INTO THE SCHEME IMPLEMENTATION AGREEMENT
AND IMPLEMENTING THE SCHEME EACH AS SPECIFIED
- ------------------------------------------------------------------------------------------------------------------------------------
NABI BIOPHARMACEUTICALS NABI ANNUAL MEETING DATE: 05/18/2007
ISSUER: 629519109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JASON M. ARYEH Management For For
DAVID L. CASTALDI Management For For
GEOFFREY F. COX, PH.D. Management For For
PETER B. DAVIS Management For For
RICHARD A. HARVEY, JR. Management For For
LESLIE HUDSON, PH.D. Management For For
LINDA JENCKES Management For For
TIMOTHY P. LYNCH Management For For
STEPHEN G. SUDOVAR Management For For
02 FOR THE PROPOSAL TO AMEND AND RESTATE THE 2000 Management Against Against
EQUITY INCENTIVE PLAN INTO THE 2007 OMNIBUS EQUITY
AND INCENTIVE PLAN.
03 FOR THE PROPOSAL TO AMEND AND RESTATE THE 2000 Management For For
EMPLOYEE STOCK PURCHASE PLAN.
04 FOR THE PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
ERNST & YOUNG LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 29, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
THORATEC CORPORATION THOR ANNUAL MEETING DATE: 05/18/2007
ISSUER: 885175307 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 133 of 178
GERHARD F. BURBACH Management For For
HOWARD E. CHASE Management For For
J. DANIEL COLE Management For For
NEIL F. DIMICK Management For For
D. KEITH GROSSMAN Management For For
J. DONALD HILL Management For For
DANIEL M. MULVENA Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR ITS FISCAL YEAR ENDING DECEMBER 29, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
BALDOR ELECTRIC COMPANY BEZ ANNUAL MEETING DATE: 05/21/2007
ISSUER: 057741100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JEAN A. MAULDIN Management For For
R.L. QUALLS Management For For
BARRY K. ROGSTAD Management For For
RONALD E. TUCKER Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
CENTRAL PARKING CORPORATION CPC SPECIAL MEETING DATE: 05/21/2007
ISSUER: 154785109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 THE PROPOSAL TO APPROVE A MERGER PROVIDING FOR Management For For
THE ACQUISITION OF CENTRAL PARKING CORPORATION
AS CONTEMPLATED BY THE AGREEMENT AND PLAN OF
MERGER, DATED AS OF FEBRUARY 20, 2007, BY AND
AMONG CENTRAL PARKING CORPORATION, KCPC HOLDINGS,
INC., A DELAWARE CORPORATION, AND KCPC ACQUISITION,
INC., ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
02 THE PROPOSAL TO APPROVE THE ADJOURNMENT OR POSTPONEMENT Management For For
OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE MEETING TO ADOPT THE
MERGER AGREEMENT AND APPROVE THE MERGER.
- ------------------------------------------------------------------------------------------------------------------------------------
CHEMED CORPORATION CHE ANNUAL MEETING DATE: 05/21/2007
ISSUER: 16359R103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 134 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
EDWARD L. HUTTON Management For For
KEVIN J. MCNAMARA Management For For
CHARLES H. ERHART, JR. Management For For
JOEL F. GEMUNDER Management For For
PATRICK P. GRACE Management For For
THOMAS C. HUTTON Management For For
WALTER L. KREBS Management For For
SANDRA E. LANEY Management For For
TIMOTHY S. O'TOOLE Management For For
DONALD E. SAUNDERS Management For For
GEORGE J. WALSH III Management For For
FRANK E.WOOD Management For For
02 TO RATIFY THE SELECTION OF INDEPENDENT ACCOUNTANTS Management For For
BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------------------------
SIX FLAGS, INC. PKS ANNUAL MEETING DATE: 05/21/2007
ISSUER: 83001P109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
C.E. ANDREWS Management For For
MARK JENNINGS Management For For
JACK KEMP Management For For
ROBERT MCGUIRE Management For For
PERRY ROGERS Management For For
DWIGHT SCHAR Management For For
MARK SHAPIRO Management For For
DANIEL M. SNYDER Management For For
HARVEY WEINSTEIN Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For
AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS
FOR THE YEAR ENDING DECEMBER 31, 2007.
03 PROPOSAL TO APPROVE THE ADOPTION OF THE COMPANY Management Against Against
S 2007 STOCK OPTION AND INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
GREATBATCH INC. GB ANNUAL MEETING DATE: 05/22/2007
ISSUER: 39153L106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
THOMAS J. HOOK Management For For
EDWARD F. VOBORIL Management For For
PAMELA G. BAILEY Management For For
JOSEPH A. MILLER, JR. Management For For
BILL R. SANFORD Management For For
PETER H. SODERBERG Management For For
THOMAS S. SUMMER Management For For
WILLIAM B. SUMMERS, JR. Management For For
JOHN P. WAREHAM Management For For
02 APPROVE THE ADOPTION OF THE GREATBATCH, INC. Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 135 of 178
EXECUTIVE SHORT-TERM INCENTIVE COMPENSATION PLAN.
03 APPROVE AN AMENDMENT TO THE GREATBATCH, INC. Management Against Against
2005 STOCK INCENTIVE PLAN TO INCREASE THE NUMBER
OF SHARES AVAILABLE FOR ISSUANCE.
04 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR GREATBATCH, INC. FOR FISCAL YEAR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
NAVTEQ CORPORATION NVT ANNUAL MEETING DATE: 05/22/2007
ISSUER: 63936L100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RICHARD J.A. DE LANGE Management For For
CHRISTOPHER GALVIN Management For For
ANDREW J. GREEN Management For For
JUDSON C. GREEN Management For For
WILLIAM L. KIMSEY Management For For
SCOTT D. MILLER Management For For
DIRK-JAN VAN OMMEREN Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
THE CHEESECAKE FACTORY INCORPORATED CAKE ANNUAL MEETING DATE: 05/22/2007
ISSUER: 163072101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
THOMAS L. GREGORY Management For For
DAVID R. KLOCK Management For For
02 RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY
1, 2008.
- ------------------------------------------------------------------------------------------------------------------------------------
ALIGN TECHNOLOGY, INC. ALGN ANNUAL MEETING DATE: 05/23/2007
ISSUER: 016255101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
H. KENT BOWEN Management For For
DAVID E. COLLINS Management For For
JOSEPH LACOB Management For For
C. RAYMOND LARKIN, JR. Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 136 of 178
GEORGE J. MORROW Management For For
THOMAS M. PRESCOTT Management For For
GREG J. SANTORA Management For For
WARREN S. THALER Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS ALIGN TECHNOLOGY, INC. S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
DENNY'S CORPORATION DENN ANNUAL MEETING DATE: 05/23/2007
ISSUER: 24869P104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: VERA K. FARRIS Management For For
1B ELECTION OF DIRECTOR: BRENDA J. LAUDERBACK Management For For
1C ELECTION OF DIRECTOR: NELSON J. MARCHIOLI Management For For
1D ELECTION OF DIRECTOR: ROBERT E. MARKS Management For For
1E ELECTION OF DIRECTOR: MICHAEL MONTELONGO Management For For
1F ELECTION OF DIRECTOR: HENRY J. NASELLA Management For For
1G ELECTION OF DIRECTOR: DONALD R. SHEPHERD Management For For
1H ELECTION OF DIRECTOR: DEBRA SMITHART-OGLESBY Management For For
02 A PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF DENNY S CORPORATION AND ITS SUBSIDIARIES
FOR THE YEAR ENDING DECEMBER 26, 2007.
03 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON THE Shareholder Against For
USE OF CONTROLLED-ATMOSPHERE KILLING BY POULTRY
SUPPLIERS.
- ------------------------------------------------------------------------------------------------------------------------------------
DEXCOM INC DXCM ANNUAL MEETING DATE: 05/23/2007
ISSUER: 252131107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO AMEND THE 2005 EQUITY INCENTIVE PLAN REGARDING Management For For
DIRECTOR OPTION GRANTS.
01 DIRECTOR Management For
DONALD L. LUCAS Management For For
DONALD A. LUCAS Management For For
JAY S. SKYLER, M.D Management For For
03 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Management For For
OF OUR BOARD OF DIRECTORS OF ERNST & YOUNG LLP
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
GRAFTECH INTERNATIONAL LTD. GTI ANNUAL MEETING DATE: 05/23/2007
ISSUER: 384313102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 137 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
R. EUGENE CARTLEDGE Management For For
MARY B. CRANSTON Management For For
JOHN R. HALL Management For For
HAROLD E. LAYMAN Management For For
FERRELL P. MCCLEAN Management For For
MICHAEL C. NAHL Management For For
FRANK A. RIDDICK III Management For For
CRAIG S. SHULAR Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
INTERACTIVE DATA CORPORATION IDC ANNUAL MEETING DATE: 05/23/2007
ISSUER: 45840J107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
STUART J. CLARK Management For For
MYRA R. DRUCKER Management For For
WILLIAM T. ETHRIDGE Management For For
RONA A. FAIRHEAD Management For For
DONALD P. GREENBERG Management For For
CASPAR J.A. HOBBS Management For For
PHILIP J. HOFFMAN Management For For
ROBERT C. LAMB, JR. Management For For
JOHN C. MAKINSON Management For For
CARL SPIELVOGEL Management For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
MIDDLESEX WATER COMPANY MSEX ANNUAL MEETING DATE: 05/23/2007
ISSUER: 596680108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ANNETTE CATINO Management For For
WALTER G. REINHARD Management For For
02 APPROVAL OF AN AMENDMENT TO THE RESTATED CERTIFICATE Management For For
OF INCORPORATION TO INCREASE THE TOTAL AUTHORIZED
COMMON STOCK, NO PAR VALUE FROM 20,000,000 TO
40,000,000 SHARES.
- ------------------------------------------------------------------------------------------------------------------------------------
NEUROMETRIX, INC. NURO ANNUAL MEETING DATE: 05/23/2007
ISSUER: 641255104 ISIN:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 138 of 178
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DAVID E. GOODMAN, M.D. Management For For
W. MARK LORTZ Management For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP TO SERVE AS THE COMPANY S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
PRIMEDIA INC. PRM ANNUAL MEETING DATE: 05/23/2007
ISSUER: 74157K101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DAVID A. BELL Management For For
BEVERLY C. CHELL Management For For
DAN CIPORIN Management For For
MEYER FELDBERG Management For For
PERRY GOLKIN Management For For
H. JOHN GREENIAUS Management For For
DEAN B. NELSON Management For For
KEVIN SMITH Management For For
THOMAS UGER Management For For
02 TO RATIFY AND APPROVE THE SELECTION BY THE BOARD Management For For
OF DIRECTORS OF DELOITTE & TOUCHE LLP AS INDEPENDENT
PUBLIC ACCOUNTANTS FOR THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
SORIN SPA, MILANO MIX MEETING DATE: 05/23/2007
ISSUER: T8782F102 ISIN: IT0003544431 BLOCKING
SEDOL: B1BK931, B020RN9, 7744709
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
24 MAY 2007. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU.
O.1 APPROVE THE FINANCIAL STATEMENTS AS AT 31 DEC Management Take No Action *Management Position Unknown
2006 ALONG WITH THE REPORT ON THE OPERATIONS,
INHERENT AND CONSEQUENT RESOLUTIONS
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 139 of 178
O.2 APPOINT THE BOARD OF DIRECTORS MEMBERS AFTER Management Take No Action *Management Position Unknown
FIXING THEIR NUMBER AND RELEVANT FEES, INHERENT
RESOLUTIONS
O.3 APPOINT THE BOARD OF STATUTORY AUDITORS AND CHAIRMAN; Management Take No Action *Management Position Unknown
APPROVE TO FIX THEIR FEES
O.4 APPROVE THE END OF THE AUDIT MANDATE ALREADY Management Take No Action *Management Position Unknown
GRANTED TO RECONTA ERNST AND YOUNG SPA
O.5 APPROVE THE STOCK OPTION PLAN; INHERENT AND CONSEQUENT Management Take No Action *Management Position Unknown
RESOLUTIONS
E.1 AUTHORIZE THE BOARD OF DIRECTORS, TO INCREASE Management Take No Action *Management Position Unknown
THE SHARE CAPITAL UP TO MAXIMUM EUR 10 MILLION
BY ISSUING MAXIMUM NUMBER 10,000,000 SHARES TO
BE OFFERED IN OPTION TO THE CEO AND THE EMPLOYEES
OF SORIN SPA AND TO THE ONES OF THE CONSOLIDATED
COMPANIES EXCLUSION OF RIGHT OF OPTION AS PER
ARTICLE 2441, PARAGRAPH 5 AND 8 OF THE COMPANY
CODE AND ARTICLE 134, PARAGRAPH 2 OF THE LEGISLATIVE
DECREE NUMBER 58 OF 24 FEB 1998; AMEND ARTICLE
5 OF THE BY-LAWS
* PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management Position Unknown
OF THE RECORD DATE. IF YOUHAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
- ------------------------------------------------------------------------------------------------------------------------------------
SPARTAN MOTORS, INC. SPAR ANNUAL MEETING DATE: 05/23/2007
ISSUER: 846819100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DAVID R. WILSON Management For For
GEORGE TESSERIS Management For For
02 PROPOSAL TO APPROVE THE AMENDMENT TO THE ARTICLES Management For For
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK.
03 PROPOSAL TO APPROVE THE STOCK INCENTIVE PLAN Management For For
OF 2007.
04 PROPOSAL TO RATIFY THE AUDIT COMMITTEE S APPOINTMENT Management For For
OF BDO SEIDMAN LLP AS INDEPENDENT AUDITORS FOR
THE CURRENT FISCAL YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
ARTHROCARE CORPORATION ARTC ANNUAL MEETING DATE: 05/24/2007
ISSUER: 043136100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 140 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MICHAEL A. BAKER Management For For
BARBARA D. BOYAN, PHD Management For For
DAVID F. FITZGERALD Management For For
JAMES G. FOSTER Management For For
TERRENCE E. GEREMSKI Management For For
TORD B. LENDAU Management For For
PETER L. WILSON Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2007 FISCAL YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
ATLANTIC TELE-NETWORK, INC. ANK ANNUAL MEETING DATE: 05/24/2007
ISSUER: 049079205 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MARTIN L. BUDD Management For For
CORNELIUS B. PRIOR, JR. Management For For
CHARLES J. ROESSLEIN Management For For
BRIAN A. SCHUCHMAN Management For For
HENRY U. WHEATLEY Management For For
02 APPROVAL OF AMENDMENTS TO 1998 STOCK OPTION PLAN. Management Against Against
- ------------------------------------------------------------------------------------------------------------------------------------
BELDEN CDT INC. BDC ANNUAL MEETING DATE: 05/24/2007
ISSUER: 077454106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DAVID ALDRICH Management For For
LORNE D. BAIN Management For For
LANCE C. BALK Management For For
BRYAN C. CRESSEY Management For For
MICHAEL F.O. HARRIS Management For For
GLENN KALNASY Management For For
JOHN M. MONTER Management For For
BERNARD G. RETHORE Management For For
JOHN S. STROUP Management For For
02 TO APPROVE PERFORMANCE GOALS FOR PERFORMANCE-BASED Management For For
AWARDS MADE UNDER CABLE DESIGN TECHNOLOGIES CORPORATION
2001 LONG-TERM PERFORMANCE INCENTIVE PLAN TO
ENABLE THE COMPANY TO SEEK A DEDUCTION FOR SUCH
AWARDS UNDER SECTION 162(M) OF THE INTERNAL REVENUE
CODE (IRC).
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 141 of 178
03 TO APPROVE PERFORMANCE GOALS FOR AWARDS MADE Management For For
UNDER THE COMPANY S ANNUAL CASH INCENTIVE PLAN
TO ENABLE THE COMPANY TO SEEK A DEDUCTION FOR
SUCH AWARDS UNDER SECTION 162(M) OF THE IRC.
- ------------------------------------------------------------------------------------------------------------------------------------
GAMESA CORPORACION TECNOLOGICA SA OGM MEETING DATE: 05/24/2007
ISSUER: E54667113 ISIN: ES0143416115
SEDOL: B0ZYQK8, B01D7H3, B01CP21, B01QLN6
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
25 MAY 2007. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. THANK YOU.
1. APPROVE, AS THE CASE MAY BE, THE ANNUAL ACCOUNTS, Management For *Management Position Unknown
BALANCE SHEET, PROFIT AND LOSS ACCOUNT AND NOTES
TO THE ACCOUNTS AND THE MANAGEMENT REPORT FOR
FY 2006, OF THE COMPANY, GAMESA CORPORACION TECNOLOGICA,
SOCIEDAD ANONIMA, AND ITS CONSOLIDATED GROUP,
AS WELL AS THE COMPANY MANAGEMENT FOR THE SAME
PERIOD AND THE APPLICATION OF PROFITS
2. AMEND THE ARTICLES 10, 11, 13, 13A, 15, 16, 17, Management For *Management Position Unknown
18A, 18B Y 18C OF THE ARTICLES OF ASSOCIATION,
IN ORDER TO BRING THEM INTO LINE WITH THE RECOMMENDATIONS
OF THE UNIFIED CODE OF CONDUCT FOR LISTED COMPANIES
OF 22 MAY 2006 AND OTHER APPLICABLE LAW, RESTATEMENT
AND RENUMBERING OF THE ARTICLES OF ASSOCIATION
3. AMEND THE ARTICLES 3, 4, 5, 6, 7, 8, 9, 10, 11,13, Management For *Management Position Unknown
14, 16, 17, 18, 19, 19A, 20, 23, 24 AND THE FINAL
PROVISION OF THE GENERAL MEETING REGULATIONS,
TO BRING THEM INTO LINE WITH THE RECOMMENDATIONS
OF THE UNIFIED CODE OF CONDUCT FOR LISTED COMPANIES
OF 22 MAY 2006 AND OTHER APPLICABLE LAW, RESTATEMENT
AND RENUMBERING OF THE GENERAL MEETING REGULATIONS
4.1.a RE-APPOINT MR. DON GUILLERMO ULACIA ARNAIZ AS Management For *Management Position Unknown
A DIRECTOR
4.1.B RE-APPOINT MR. DON CARLOS RODRIGUEZ QUIROGA MENENDEZ Management For *Management Position Unknown
AS A DIRECTOR
4.1.C RE-APPOINT MR. DON SANTIAGO BERGARECHE BUSQUET Management For *Management Position Unknown
AS A DIRECTOR
4.1.D RE-APPOINT MR. DON JORGE CALVET SPINATSCH AS Management For *Management Position Unknown
A DIRECTOR
4.1.E RE-APPOINT MR. DON JUAN LUIS ARREGUI CIARSOLO Management For *Management Position Unknown
AS A DIRECTOR
4.1.F RE-APPOINT CORPORACION IBV, SERVICIOS Y TECNOLOGIAS, Management For *Management Position Unknown
S.A. AS A DIRECTOR
4.2.A APPOINT MR. DON JOSE MARIA VAZQUEZ EGUSKIZA A Management For *Management Position Unknown
DIRECTOR
4.2.B APPOINT MR. DON PASCUAL FERNANDEZ MARTINEZ AS Management For *Management Position Unknown
A DIRECTOR
4.2.C APPOINT MR. DON JUAN CARVAJAL ARGUELLES AS A DIRECTOR Management For *Management Position Unknown
4.2.D APPOINT MR. DON RAFAEL DEL VALLE ITURRIAGA MIRANDA Management For *Management Position Unknown
AS A DIRECTOR
5. APPOINT THE AUDITORS OF THE COMPANY AND ITS CONSOLIDATED Management For *Management Position Unknown
GROUP
6. AUTHORIZE THE BOARD OF DIRECTORS TO CARRY OUT Management For *Management Position Unknown
THE DERIVATIVE ACQUISITION OF OWN SHARES, EITHER
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 142 of 178
DIRECTLY OR VIA AFFILIATED COMPANIES, UNDER THE
TERMS THAT THE GENERAL MEETING MAY APPROVE AND
WITHIN THE LEGAL LIMITS AND REQUIREMENTS, AND
TO DISPOSE THE BOUGHT BACK SHARES
7. APPROVE THE DELEGATION OF POWERS FOR THE EXECUTION, Management For *Management Position Unknown
PUBLIC RECORDING AND FULLDEVELOPMENT OF THE RESOLUTIONS
ADOPTED BY THE GENERAL MEETING
- ------------------------------------------------------------------------------------------------------------------------------------
INVACARE CORPORATION IVC ANNUAL MEETING DATE: 05/24/2007
ISSUER: 461203101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN R. KASICH Management For For
DAN T. MOORE, III Management For For
JOSEPH B. RICHEY, II Management For For
GENERAL JAMES L. JONES Management For For
02 PROPOSAL TO APPROVE AND ADOPT AMENDMENTS TO THE Management For For
COMPANY S AMENDED AND RESTATED ARTICLES OF INCORPORATION
TO PERMIT THE COMPANY TO ISSUE NON-CERTIFICATED
SHARES.
03 PROPOSAL TO RATIFY APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE COMPANY S INDEPENDENT AUDITORS.
04 PROPOSAL TO ADOPT A SHAREHOLDER PROPOSAL, IF Shareholder Against For
PROPERLY PRESENTED AT THE ANNUAL MEETING.
- ------------------------------------------------------------------------------------------------------------------------------------
PARK-OHIO HOLDINGS CORP. PKOH ANNUAL MEETING DATE: 05/24/2007
ISSUER: 700666100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PATRICK V. AULETTA Management For For
DAN T. MOORE III Management For For
JAMES W. WERT Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
SIRIUS SATELLITE RADIO INC. SIRI ANNUAL MEETING DATE: 05/24/2007
ISSUER: 82966U103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 143 of 178
LEON D. BLACK Management For For
JOSEPH P. CLAYTON Management For For
LAWRENCE F. GILBERTI Management For For
JAMES P. HOLDEN Management For For
MEL KARMAZIN Management For For
WARREN N. LIEBERFARB Management For For
MICHAEL J. MCGUINESS Management For For
JAMES F. MOONEY Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY S REGISTERED PUBLIC ACCOUNTANTS
FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
SUPERIOR INDUSTRIES INTERNATIONAL, I SUP ANNUAL MEETING DATE: 05/24/2007
ISSUER: 868168105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
SHELDON I. AUSMAN Management For For
V. BOND EVANS Management For For
MICHAEL J. JOYCE Management For For
02 APPROVAL OF SHAREHOLDER PROPOSAL TO CHANGE VOTING Shareholder Against For
STANDARD FOR DIRECTOR ELECTIONS IF PROPERLY PRESENTED
AT THE ANNUAL MEETING.
- ------------------------------------------------------------------------------------------------------------------------------------
WOLVERINE TUBE, INC. WLVT ANNUAL MEETING DATE: 05/24/2007
ISSUER: 978093102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
STEVEN S. ELBAUM Management For For
JACK L. DUNCAN Management For For
BRETT YOUNG Management For For
02 TO AMEND THE COMPANY S RESTATED CERTIFICATE OF Management For For
INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS
SO THAT ALL DIRECTORS ARE ELECTED ANNUALLY, BEGINNING
WITH THIS 2007 ANNUAL MEETING OF STOCKHOLDERS.
03 TO AMEND THE COMPANY S RESTATED CERTIFICATE OF Management For For
INCORPORATION TO INCREASE THE NUMBER OF COMMON
SHARES AUTHORIZED FROM 40,000,000 TO 180,000,000.
04 RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For
AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
DYNASTY FINE WINES GROUP LTD AGM MEETING DATE: 05/25/2007
ISSUER: G2950W108 ISIN: KYG2950W1087
SEDOL: B05M185, B08K3L3, B05R395
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 144 of 178
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE AUDITED CONSOLIDATED ACCOUNTS OF Management For *Management Position Unknown
THE COMPANY AND ITS SUBSIDIARIESAND THE REPORTS
OF THE DIRECTORS AND THE AUDITORS FOR THE YE
31 DEC 2006
2. DECLARE A FINAL DIVIDEND FOR THE YE 31 DEC 2006 Management For *Management Position Unknown
3.A RE-ELECT MR. CHEN NAIMING AS A DIRECTOR Management For *Management Position Unknown
3.B RE-ELECT MR. HERIARD-DUBREUIL FRANCOIS AS A DIRECTOR Management For *Management Position Unknown
3.C RE-ELECT MR. CHEUNG WAI YING, BENNY AS A DIRECTOR Management For *Management Position Unknown
3.D RE-ELECT MR. LAI MING, JOSEPH AS A DIRECTOR Management For *Management Position Unknown
4. AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION Management For *Management Position Unknown
OF THE DIRECTORS
5. RE-APPOINT THE COMPANY S AUDITORS AND AUTHORIZE Management For *Management Position Unknown
THE BOARD OF DIRECTORS TO FIXTHEIR REMUNERATION
6. AUTHORIZE THE DIRECTORS OF THE COMPANY TO ALLOT, Management For *Management Position Unknown
ISSUE AND DEAL WITH ADDITIONAL SHARES OF HKD
0.10 EACH IN THE CAPITAL OF THE COMPANY AND MAKE
OR GRANT OFFERS, AGREEMENTS AND OPTIONS INCLUDING
BONDS, WARRANTS AND DEBENTURES CONVERTIBLE INTO
SHARES OF THE COMPANY DURING THE RELEVANT PERIOD,
NOT EXCEEDING 20% OF THE AGGREGATE NOMINAL AMOUNT
OF THE ISSUED SHARE CAPITAL OF THE COMPANY AS
AT THE DATE OF PASSING THIS RESOLUTION; OTHERWISE
THAN PURSUANT TO I) A RIGHTS ISSUE; OR II) AN
ISSUE OF SHARES UNDER ANY OPTION SCHEME OR SIMILAR
ARRANGEMENT; OR III) AN ISSUE OF SHARES UPON
THE EXERCISE OF THE SUBSCRIPTION OR CONVERSION
RIGHTS UNDER THE TERMS OF ANY WARRANTS AND SECURITIES;
OR IV) ANY SCRIP DIVIDENDS OR SIMILAR ARRANGEMENT;
AUTHORITY EXPIRES THE EARLIEST OF THE CONCLUSION
OF THE NEXT AGM OF THE COMPANY OR THE EXPIRATION
OF THE PERIOD WITHIN WHICH THE NEXT AGM OF THE
COMPANY IS REQUIRED BY THE ARTICLES OF ASSOCIATION
OF THE COMPANY OR ANY APPLICABLE LAWS TO HELD
7. AUTHORIZE THE DIRECTORS OF THE COMPANY DURING Management For *Management Position Unknown
THE RELEVANT PERIOD TO REPURCHASE ISSUED SHARES
OF THE COMPANY OF HKD 0.10 EACH ON THE STOCK
EXCHANGE OF HONG KONG LIMITED THE STOCK EXCHANGE
OR ANY OTHER STOCK EXCHANGE ON WHICH THE SHARES
OF THE COMPANY MAY BE LISTED AND RECOGNIZED BY
THE SECURITIES AND FUTURES COMMISSION OF HONG
KONG AND THE STOCK EXCHANGE THIS PURPOSE, SUBJECT
TO AND IN ACCORDANCE WITH ALL APPLICABLE LAWS
AND REQUIREMENTS OF THE RULES GOVERNING THE LISTING
OF SECURITIES ON THE STOCK EXCHANGE AS AMENDED
FROM TIME TO TIME, NOT EXCEEDING 10% OF THE AGGREGATE
NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL OF
THE COMPANY AS AT THE DATE OF THIS RESOLUTION;
AUTHORITY EXPIRES THE EARLIEST OF THE CONCLUSION
OF THE AGM OF THE COMPANY OR THE EXPIRATION OF
THE PERIOD WITHIN WHICH THE NEXT AGM OF THE COMPANY
IS REQUIRED BY THE ARTICLES OF ASSOCIATION OF
THE COMPANY OR ANY APPLICABLE LAWS TO HELD
8. APPROVE, SUBJECT TO THE PASSING OF RESOLUTIONS Management For *Management Position Unknown
6 AND 7, TO EXTEND THE GENERALMANDATE GRANTED
TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH
ADDITIONAL SHARES PURSUANT TO RESOLUTION 6 AS
SPECIFIED, BY AN AMOUNT REPRESENTING THE AGGREGATE
NOMINAL AMOUNT OF SHARES IN THE CAPITAL OF THE
COMPANY REPURCHASED BY THE COMPANY PURSUANT TO
RESOLUTION 7, PROVIDED THAT SUCH AMOUNT OF SHARES
SO REPURCHASED DOES NOT EXCEED 10% OF THE AGGREGATE
NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL OF
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 145 of 178
THE COMPANY AS AT THE DATE OF PASSING THIS RESOLUTION
- ------------------------------------------------------------------------------------------------------------------------------------
RURAL CELLULAR CORPORATION RCCC ANNUAL MEETING DATE: 05/25/2007
ISSUER: 781904107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES V. CONTINENZA Management For For
JACQUES LEDUC Management For For
WESLEY E. SCHULTZ Management For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For
AUDITORS FOR THE COMPANY S 2007 FISCAL YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
STEVEN MADDEN, LTD. SHOO ANNUAL MEETING DATE: 05/25/2007
ISSUER: 556269108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMIESON A. KARSON Management For For
JEFFREY BIRNBAUM Management For For
MARC S. COOPER Management For For
HAROLD D. KAHN Management For For
JOHN L. MADDEN Management For For
PETER MIGLIORINI Management For For
RICHARD P. RANDALL Management For For
THOMAS H. SCHWARTZ Management For For
WALTER YETNIKOFF Management For For
02 APPROVAL OF AN AMENDMENT TO THE 2006 STOCK INCENTIVE Management Against Against
PLAN TO INCREASE THE MAXIMUM NUMBER OF SHARES
OF COMMON STOCK AVAILABLE FOR ISSUANCE UNDER
SUCH PLAN FROM 1,200,000 SHARES TO 1,550,000 SHARES
03 RATIFICATION OF THE APPOINTMENT OF EISNER LLP Management For For
AS THE COMPANY S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2007
- ------------------------------------------------------------------------------------------------------------------------------------
WATSCO, INC. WSOB ANNUAL MEETING DATE: 05/25/2007
ISSUER: 942622101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
FREDERICK H. JOSEPH* Management For For
BOB L. MOSS* Management For For
GEORGE P. SAPE* Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 146 of 178
CESAR L. ALVAREZ** Management For For
PAUL F. MANLEY** Management For For
ALBERT H. NAHMAD** Management For For
02 TO APPROVE, ADOPT AND RATIFY AMENDMENTS TO THE Management For For
COMPANY S THIRD AMENDED AND RESTATED 1996 QUALIFIED
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE
AMOUNT OF SHARES OF COMMON STOCK OF THE COMPANY
RESERVED FOR ISSUANCE FROM 900,000 TO 1,000,000
SHARES.
- ------------------------------------------------------------------------------------------------------------------------------------
XM SATELLITE RADIO HOLDINGS INC. XMSR ANNUAL MEETING DATE: 05/25/2007
ISSUER: 983759101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
GARY M. PARSONS Management For For
HUGH PANERO Management For For
NATHANIEL A. DAVIS Management For For
JOAN L. AMBLE Management For For
THOMAS J. DONOHUE Management For For
EDDY W. HARTENSTEIN Management For For
CHESTER A. HUBER, JR. Management For For
JOHN MENDEL Management For For
JARL MOHN Management For For
JACK SHAW Management For For
JEFFREY D. ZIENTS Management For For
02 APPROVE THE ADOPTION OF THE XM SATELLITE RADIO Management Against Against
HOLDINGS INC. 2007 STOCK INCENTIVE PLAN.
03 RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITORS.
- ------------------------------------------------------------------------------------------------------------------------------------
SNIA SPA, MILANO MIX MEETING DATE: 05/26/2007
ISSUER: T85795226 ISIN: IT0001495271 BLOCKING
SEDOL: B020RJ5, 4473114, 4457594
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
28 MAY 2007(AND A THIRD CALL ON 29 MAY 2007).
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN
VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.
PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL
BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU.
O.1 APPROVE THE BALANCE SHEET AS OF 31 DEC 2006, Management Take No Action *Management Position Unknown
THE REPORT ON MANAGEMENT ACTIVITIES, RESOLUTIONS
RELATED THERETO; APPROVE THE KPMG TERM OF OFFICE
END AS EXTERNAL AUDITORS
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 147 of 178
O.2 APPROVE THE CAPITAL DECREASE FOR LOSSES AS PER Management Take No Action *Management Position Unknown
ARTICLE 2446 OF THE ITALIAN CIVIL CODE, RESOLUTIONS
RELATED THERETO
O.3 APPROVE TO MEETING REGULATIONS, RESOLUTIONS RELATED Management Take No Action *Management Position Unknown
THERETO
E.1 APPROVE THE GROUPING OF ORDINARY SHARES, RESOLUTIONS Management Take No Action *Management Position Unknown
RELATED THERETO
E.2 APPROVE TO DECREASE THE STOCK CAPITAL FROM EUR Management Take No Action *Management Position Unknown
32.720.840,89 TO EUR 8.291.910,21, RESOLUTIONS
RELATED THERETO
E.3 APPROVE THE STOCK CAPITAL INCREASE, AS PER ARTICLE Management Take No Action *Management Position Unknown
2441, SUB 1 OF THE ITALIANCIVIL CODE, BY ISSUING
NEW ORDINARY SHARES CUM WARRANTS AND THE STOCK
CAPITAL INCREASE TO SUPPLY WARRANTS EXERCISE,
RESOLUTIONS RELATED THERETO
E.4 AMEND THE BY-LAW IN ACCORDANCE WITH THE LAW NO. Management Take No Action *Management Position Unknown
262/2006 AND THE LEGISLATIVE DECREE NO. 303/2006,
RESOLUTIONS RELATED THERETO
- ------------------------------------------------------------------------------------------------------------------------------------
BORLAND SOFTWARE CORPORATION BORL ANNUAL MEETING DATE: 05/29/2007
ISSUER: 099849101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
TOD NIELSEN Management For For
JOHN F. OLSEN Management For For
WILLIAM K. HOOPER Management For For
ROBERT M. TARKOFF Management For For
MARK GARRETT Management For For
T. MICHAEL NEVENS Management For For
02 APPROVE AN AMENDMENT TO OUR 1999 EMPLOYEE STOCK Management For For
PURCHASE PLAN TO AUTHORIZE FOR ISSUANCE AN ADDITIONAL
2,500,000 SHARES OF OUR COMMON STOCK UNDER SUCH
PLAN.
03 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS BORLAND S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
COVANTA HOLDING CORPORATION CVA ANNUAL MEETING DATE: 05/30/2007
ISSUER: 22282E102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 148 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DAVID M. BARSE Management For For
RONALD J. BROGLIO Management For For
PETER C.B. BYNOE Management For For
RICHARD L. HUBER Management For For
ANTHONY J. ORLANDO Management For For
WILLIAM C. PATE Management For For
ROBERT S. SILBERMAN Management For For
JEAN SMITH Management For For
CLAYTON YEUTTER Management For For
SAMUEL ZELL Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS COVANTA HOLDING CORPORATION S INDEPENDENT
AUDITORS FOR THE 2007 FISCAL YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
NEXSTAR BROADCASTING GROUP, INC. NXST ANNUAL MEETING DATE: 05/30/2007
ISSUER: 65336K103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PERRY A. SOOK Management For For
BLAKE R. BATTAGLIA Management For For
ERIK BROOKS Management For For
JAY M. GROSSMAN Management For For
BRENT STONE Management For For
ROYCE YUDKOFF Management For For
GEOFF ARMSTRONG Management For For
MICHAEL DONOVAN Management For For
I. MARTIN POMPADUR Management For For
LISBETH MCNABB Management For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
NORTHWEST PIPE COMPANY NWPX ANNUAL MEETING DATE: 05/30/2007
ISSUER: 667746101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF THE COMPANY S 2007 STOCK INCENTIVE Management Against Against
PLAN
01 DIRECTOR Management For
MICHAEL C. FRANSON Management For For
WAYNE B. KINGSLEY Management For For
KEITH R. LARSON Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
WPT ENTERPRISES, INC. WPTE ANNUAL MEETING DATE: 05/30/2007
ISSUER: 98211W108 ISIN:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 149 of 178
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
LYLE BERMAN Management For For
STEVEN LIPSCOMB Management For For
MICHAEL BEINDORFF Management For For
BRADLEY BERMAN Management For For
JOSEPH S. CARSON, JR. Management For For
TIMOTHY J. COPE Management For For
RAY M. MOBERG Management For For
GLENN PADNICK Management For For
MIMI ROGERS Management For For
02 APPROVAL OF THE APPOINTMENT OF PIERCY, BOWLER, Management For For
TAYLOR & KERN AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2007 FISCAL YEAR.
03 UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME Management For For
BEFORE THE MEETING OR ANY ADJOURNMENTS THEREOF.
- ------------------------------------------------------------------------------------------------------------------------------------
BEASLEY BROADCAST GROUP, INC. BBGI ANNUAL MEETING DATE: 05/31/2007
ISSUER: 074014101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
GEORGE G. BEASLEY Management For For
BRUCE G. BEASLEY Management For For
CAROLINE BEASLEY Management For For
BRIAN E. BEASLEY Management For For
JOE B. COX Management For For
ALLEN B. SHAW Management For For
MARK S. FOWLER Management For For
HERBERT W. MCCORD Management For For
02 APPROVAL OF THE 2007 EQUITY INCENTIVE PLAN Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
DREW INDUSTRIES INCORPORATED DW ANNUAL MEETING DATE: 05/31/2007
ISSUER: 26168L205 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
EDWARD W. ROSE, III Management For For
LEIGH J. ABRAMS Management For For
DAVID L. WEBSTER Management For For
L. DOUGLAS LIPPERT Management For For
JAMES F. GERO Management For For
FREDERICK B. HEGI, JR. Management For For
DAVID A. REED Management For For
JOHN B. LOWE, JR. Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITORS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 150 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
KATY INDUSTRIES, INC. KATY ANNUAL MEETING DATE: 05/31/2007
ISSUER: 486026107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CHRISTOPHER W. ANDERSON Management For For
WILLIAM F. ANDREWS Management For For
SAMUEL P. FRIEDER Management For For
CHRISTOPHER LACOVARA Management For For
SHANT MARDIROSSIAN Management For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF KATY.
- ------------------------------------------------------------------------------------------------------------------------------------
THE BOSTON BEER COMPANY, INC. SAM ANNUAL MEETING DATE: 05/31/2007
ISSUER: 100557107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DAVID A. BURWICK Management For For
PEARSON C. CUMMIN, III Management For For
JEAN-MICHEL VALETTE Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
TRANS-LUX CORPORATION TLX ANNUAL MEETING DATE: 05/31/2007
ISSUER: 893247106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Withheld
GENE JANKOWSKI* Management Withheld Against
JEAN FIRSTENBERG* Management Withheld Against
VICTOR LISS* Management Withheld Against
RICHARD BRANDT** Management Withheld Against
02 RATIFY THE RETENTION OF EISNER LLP AS THE INDEPENDENT Management For For
AUDITORS FOR THE CORPORATION FOR THE ENSUING YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
ACME COMMUNICATIONS, INC. ACME ANNUAL MEETING DATE: 06/01/2007
ISSUER: 004631107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 151 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMIE KELLNER Management For For
DOUGLAS GEALY Management For For
THOMAS ALLEN Management For For
JOHN CONLIN Management For For
MICHAEL CORRIGAN Management For For
THOMAS EMBRESCIA Management For For
BRIAN MCNEILL Management For For
FREDERICK WASSERMAN Management For For
02 TO RATIFY THE APPOINTMENT OF MAYER HOFFMAN MCCANN Management For For
P.C. AS THE INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
ANIKA THERAPEUTICS, INC. ANIK ANNUAL MEETING DATE: 06/01/2007
ISSUER: 035255108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RAYMOND J. LAND Management For For
JOHN C. MORAN Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
CRUCELL N.V. CRXL ANNUAL MEETING DATE: 06/01/2007
ISSUER: 228769105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
4A PROPOSAL TO MAINTAIN THE USE OF THE ENGLISH LANGUAGE Management For For
FOR THE ANNUAL ACCOUNTS OF THE COMPANY.
4B PROPOSAL TO ADOPT THE ANNUAL ACCOUNTS FOR THE Management For For
FINANCIAL YEAR 2006 ENDED 31 DECEMBER 2006.
6A GRANT RELEASE FROM LIABILITY TO THE MEMBERS OF Management For For
THE BOARD OF MANAGEMENT FOR THEIR MANAGEMENT.
6B GRANT RELEASE FROM LIABILITY TO THE MEMBERS OF Management For For
THE SUPERVISORY BOARD FOR THEIR SUPERVISION.
07 PROPOSAL TO RE-APPOINT DELOITTE & TOUCHE AS THE Management For For
EXTERNAL AUDITOR OF THE COMPANY
08 EXTEND AUTHORITY TO THE BOARD OF MANAGEMENT TO Management For For
REPURCHASE SHARES IN THE COMPANY S SHARE CAPITAL
FOR A PERIOD OF 18 MONTHS.
09 RESIGNATION OF MR. SEAN LANCE AS MEMBER OF THE Management For For
SUPERVISORY BOARD AND PROPOSAL TO RE-APPOINT
HIM AS MEMBER OF THE SUPERVISORY BOARD.
10 RESIGNATION OF MR. WILHELMSSON AS MEMBER OF THE Management For For
SUPERVISORY BOARD AND PROPOSAL TO RE-APPOINT
HIM AS MEMBER OF THE SUPERVISORY BOARD.
11 RESIGNATION OF MR. JUERG WITMER AS MEMBER OF Management For For
THE SUPERVISORY BOARD AND PROPOSAL TO GRANT DISCHARGE
TO HIM.
12 RESIGNATION OF MR. CLAUDE THOMANN AS MEMBER OF Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 152 of 178
THE SUPERVISORY BOARD AND PROPOSAL TO GRANT DISCHARGE
TO HIM.
- ------------------------------------------------------------------------------------------------------------------------------------
FLOWERS FOODS, INC. FLO ANNUAL MEETING DATE: 06/01/2007
ISSUER: 343498101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
FRANKLIN L. BURKE Management For For
GEORGE E. DEESE Management For For
MANUEL A. FERNANDEZ Management For For
MELVIN T. STITH, PH.D. Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FLOWERS FOODS, INC. FOR THE 2007 FISCAL
YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
MDC PARTNERS INC. MDCA SPECIAL MEETING DATE: 06/01/2007
ISSUER: 552697104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MILES S. NADAL Management For For
THOMAS N. DAVIDSON Management For For
STEVEN BERNS Management For For
ROBERT J. KAMERSCHEN Management For For
SCOTT L. KAUFFMAN Management For For
SENATOR M.J.L. KIRBY Management For For
STEPHEN M. PUSTIL Management For For
FRAN,OIS R. ROY Management For For
02 A RESOLUTION APPOINTING BDO SEIDMAN, LLP TO ACT Management For For
AS AUDITORS OF MDC PARTNERS AND TO AUTHORIZE
THE DIRECTORS TO FIX THEIR REMUNERATION.
03 A RESOLUTION APPROVING THE PROPOSED AMENDMENTS Management Against Against
TO THE COMPANY S 2005 STOCK INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
JUPITERMEDIA CORPORATION JUPM ANNUAL MEETING DATE: 06/04/2007
ISSUER: 48207D101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ALAN M. MECKLER Management For For
CHRISTOPHER S. CARDELL Management For For
MICHAEL J. DAVIES Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 153 of 178
GILBERT F. BACH Management For For
WILLIAM A. SHUTZER Management For For
JOHN R. PATRICK Management For For
02 APPROVAL OF DELOITTE & TOUCHE LLP, INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM, AS OUR INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER
31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
ALPHARMA INC. ALO ANNUAL MEETING DATE: 06/05/2007
ISSUER: 020813101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
FINN BERG JACOBSEN Management For For
PETER W. LADELL Management For For
DEAN J. MITCHELL Management For For
RAMON M. PEREZ Management For For
DAVID C. U'PRICHARD Management For For
PETER G. TOMBROS Management For For
02 RATIFICATION OF THE APPOINTMENT OF BDO SEIDMAN, Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2007 FISCAL YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
AMICAS, INC. AMCS ANNUAL MEETING DATE: 06/05/2007
ISSUER: 001712108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PHILLIP M. BERMAN, M.D. Management For For
STEPHEN J. DENELSKY Management For For
S.N. KAHANE, M.D., M.S. Management For For
STEPHEN J. LIFSHATZ Management For For
DAVID B. SHEPHERD Management For For
JOHN J. SVIOKLA Management For For
02 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR AMICAS, INC. FOR THE YEAR ENDING DECEMBER
31, 2007.
03 TO APPROVE THE 2007 EMPLOYEE STOCK PURCHASE PLAN. Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
REVLON, INC. REV ANNUAL MEETING DATE: 06/05/2007
ISSUER: 761525500 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 154 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RONALD O. PERELMAN Management For For
ALAN S. BERNIKOW Management For For
PAUL J. BOHAN Management For For
MEYER FELDBERG Management For For
HOWARD GITTIS Management For For
DAVID L. KENNEDY Management For For
EDWARD J. LANDAU Management For For
DEBRA L. LEE Management For For
LINDA GOSDEN ROBINSON Management For For
KATHI P. SEIFERT Management For For
KENNETH L. WOLFE Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
SPANISH BROADCASTING SYSTEM, INC. SBSA ANNUAL MEETING DATE: 06/05/2007
ISSUER: 846425882 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RAUL ALARCON, JR. Management For For
PABLO RAUL ALARCON, SR. Management For For
ANTONIO S. FERNANDEZ Management For For
JOSE A. VILLAMIL Management For For
JASON L. SHRINSKY Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
TRIARC COMPANIES, INC. TRY ANNUAL MEETING DATE: 06/05/2007
ISSUER: 895927101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
NELSON PELTZ Management For For
PETER W. MAY Management For For
HUGH L. CAREY Management For For
CLIVE CHAJET Management For For
EDWARD P. GARDEN Management For For
JOSEPH A. LEVATO Management For For
DAVID E. SCHWAB II Management For For
ROLAND C. SMITH Management For For
RAYMOND S. TROUBH Management For For
GERALD TSAI, JR. Management For For
RUSSELL V UMPHENOUR, JR Management For For
JACK G. WASSERMAN Management For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY S AMENDED Management For For
AND RESTATED 2002 EQUITY PARTICIPATION PLAN AND
TO REAPPROVE THE PERFORMANCE BASED PROVISIONS
OF THAT PLAN AS DESCRIBED IN THE PROXY STATEMENT.
03 TO APPROVE AN AMENDMENT TO THE COMPANY S 1999 Management For For
EXECUTIVE BONUS PLAN AS DESCRIBED IN THE PROXY
STATEMENT.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 155 of 178
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS.
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
NELSON PELTZ Management For For
PETER W. MAY Management For For
HUGH L. CAREY Management For For
CLIVE CHAJET Management For For
EDWARD P. GARDEN Management For For
JOSEPH A. LEVATO Management For For
DAVID E. SCHWAB II Management For For
ROLAND C. SMITH Management For For
RAYMOND S. TROUBH Management For For
GERALD TSAI, JR. Management For For
RUSSELL V UMPHENOUR, JR Management For For
JACK G. WASSERMAN Management For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY S AMENDED Management For For
AND RESTATED 2002 EQUITY PARTICIPATION PLAN AND
TO REAPPROVE THE PERFORMANCE BASED PROVISIONS
OF THAT PLAN AS DESCRIBED IN THE PROXY STATEMENT.
03 TO APPROVE AN AMENDMENT TO THE COMPANY S 1999 Management For For
EXECUTIVE BONUS PLAN AS DESCRIBED IN THE PROXY
STATEMENT.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS.
- ------------------------------------------------------------------------------------------------------------------------------------
AFTERMARKET TECHNOLOGY CORP. ATAC ANNUAL MEETING DATE: 06/06/2007
ISSUER: 008318107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT L. EVANS Management For For
CURTLAND E. FIELDS Management For For
DR. MICHAEL J. HARTNETT Management For For
DONALD T. JOHNSON, JR. Management For For
MICHAEL D. JORDAN Management For For
S. LAWRENCE PRENDERGAST Management For For
EDWARD STEWART Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
C&D TECHNOLOGIES, INC. CHP ANNUAL MEETING DATE: 06/06/2007
ISSUER: 124661109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM HARRAL, III Management For For
PAMELA L. DAVIES Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 156 of 178
KEVIN P. DOWD Management For For
JEFFREY A. GRAVES Management For For
ROBERT I. HARRIES Management For For
MICHAEL H. KALB Management For For
GEORGE MACKENZIE Management For For
JOHN A.H. SHOBER Management For For
STANLEY W. SILVERMAN Management For For
ELLEN C. WOLF Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2008.
- ------------------------------------------------------------------------------------------------------------------------------------
EDGEWATER TECHNOLOGY, INC. EDGW ANNUAL MEETING DATE: 06/06/2007
ISSUER: 280358102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CLETE T. BREWER Management For For
PAUL E. FLYNN Management For For
PAUL GUZZI Management For For
NANCY L. LEAMING Management For For
MICHAEL R. LOEB Management For For
SHIRLEY SINGLETON Management For For
BARRY B. WHITE Management For For
WAYNE WILSON Management For For
02 TO RATIFY AND APPROVE THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE COMPANY.
- ------------------------------------------------------------------------------------------------------------------------------------
EXPEDIA, INC. EXPE ANNUAL MEETING DATE: 06/06/2007
ISSUER: 30212P105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
A.G. (SKIP) BATTLE* Management For For
SIMON J. BREAKWELL Management For For
BARRY DILLER Management For For
JONATHAN L. DOLGEN Management For For
WILLIAM R. FITZGERALD Management For For
DAVID GOLDHILL* Management For For
VICTOR A. KAUFMAN Management For For
PETER M. KERN* Management For For
DARA KHOSROWSHAHI Management For For
JOHN C. MALONE Management For For
02 APPROVAL OF THE EXPEDIA, INC. 2005 STOCK AND Management For For
ANNUAL INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 157 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
KBW, INC. KBW ANNUAL MEETING DATE: 06/06/2007
ISSUER: 482423100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
THOMAS B. MICHAUD Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
LAKES ENTERTAINMENT, INC. LACO ANNUAL MEETING DATE: 06/06/2007
ISSUER: 51206P109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
LYLE BERMAN Management For For
TIMOTHY J. COPE Management For For
MORRIS GOLDFARB Management For For
NEIL I. SELL Management For For
RAY MOBERG Management For For
LARRY C. BARENBAUM Management For For
RICHARD D. WHITE Management For For
02 TO APPROVE THE ADOPTION OF THE LAKES ENTERTAINMENT, Management Against Against
INC. 2007 STOCK OPTION AND COMPENSATION PLAN.
03 TO RATIFY THE APPOINTMENT OF PIERCY, BOWLER, Management For For
TAYLOR & KERN AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2007 FISCAL YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
MET-PRO CORPORATION MPR ANNUAL MEETING DATE: 06/06/2007
ISSUER: 590876306 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RAYMOND J. DE HONT Management For For
NICHOLAS DEBENEDICTIS Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF MARGOLIS Management For For
& COMPANY P.C. AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS
- ------------------------------------------------------------------------------------------------------------------------------------
OUTDOOR CHANNEL HOLDINGS, INC. OUTD ANNUAL MEETING DATE: 06/06/2007
ISSUER: 690027206 ISIN:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 158 of 178
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PERRY T. MASSIE Management For For
T. BAHNSON STANLEY Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
PENN NATIONAL GAMING, INC. PENN ANNUAL MEETING DATE: 06/06/2007
ISSUER: 707569109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT P. LEVY Management For For
BARBARA Z. SHATTUCK Management For For
02 APPROVAL OF 2007 EMPLOYEES LONG TERM INCENTIVE Management Against Against
COMPENSATION PLAN.
03 APPROVAL OF 2007 LONG TERM INCENTIVE COMPENSATION Management Against Against
PLAN FOR NON-EMPLOYEE DIRECTORS.
04 APPROVAL OF ANNUAL INCENTIVE PLAN AND PERFORMANCE Management For For
GOALS THEREUNDER.
- ------------------------------------------------------------------------------------------------------------------------------------
ROPER INDUSTRIES, INC. ROP ANNUAL MEETING DATE: 06/06/2007
ISSUER: 776696106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
BRIAN D. JELLISON Management For For
W. LAWRENCE BANKS Management For For
DAVID DEVONSHIRE Management For For
JOHN F. FORT III Management For For
02 APPROVAL OF THE AMENDMENT TO THE RESTATED CERTIFICATE Management For For
OF INCORPORATION OF THE COMPANY, AS AMENDED,
TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK OF THE COMPANY.
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY.
04 TO TRANSACT ANY OTHER BUSINESS PROPERLY BROUGHT Management For For
BEFORE THE MEETING.
- ------------------------------------------------------------------------------------------------------------------------------------
SALEM COMMUNICATIONS CORPORATION SALM ANNUAL MEETING DATE: 06/06/2007
ISSUER: 794093104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 159 of 178
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
STUART W. EPPERSON Management For For
EDWARD G. ATSINGER III Management For For
DAVID DAVENPORT* Management For For
ERIC H. HALVORSON Management For For
ROLAND S. HINZ Management For For
PAUL PRESSLER* Management For For
RICHARD A. RIDDLE Management For For
DENNIS M. WEINBERG Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
STAMPS.COM INC. STMP ANNUAL MEETING DATE: 06/06/2007
ISSUER: 852857200 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MOHAN ANANDA Management For For
KEVIN DOUGLAS Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
CANTERBURY PARK HOLDING CORPORATION ECP ANNUAL MEETING DATE: 06/07/2007
ISSUER: 13811E101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PATRICK R. CRUZEN Management For For
CARIN J. OFFERMAN Management For For
CURTIS A. SAMPSON Management For For
RANDALL D. SAMPSON Management For For
DALE H. SCHENIAN Management For For
BURTON F. DAHLBERG Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
LAS VEGAS SANDS CORP. LVS ANNUAL MEETING DATE: 06/07/2007
ISSUER: 517834107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
SHELDON G. ADELSON Management For For
IRWIN CHAFETZ Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 160 of 178
JAMES L. PURCELL Management For For
02 TO CONSIDER AND ACT UPON THE RATIFICATION OF Management For For
THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
- ------------------------------------------------------------------------------------------------------------------------------------
SEMCO ENERGY, INC. SEN SPECIAL MEETING DATE: 06/07/2007
ISSUER: 78412D109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 A PROPOSAL TO APPROVE THE AGREEMENT AND PLAN Management For For
OF SHARE EXCHANGE (THE EXCHANGE AGREEMENT),
PURSUANT TO WHICH EACH ISSUED AND OUTSTANDING
SHARE OF COMMON STOCK SHALL BE TRANSFERRED BY
OPERATION OF LAW TO PARENT IN EXCHANGE FOR THE
RIGHT TO RECEIVE $8.15 IN CASH, WITHOUT INTEREST,
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
02 ANY PROPOSAL TO POSTPONE OR ADJOURN THE SPECIAL Management For For
MEETING TO A LATER DATE OR TIME, TO SOLICIT ADDITIONAL
PROXIES IN FAVOR OF THE APPROVAL OF THE EXCHANGE
AGREEMENT, IF THERE ARE NOT SUFFICIENT VOTES
FOR APPROVAL OF THE EXCHANGE AGREEMENT AT THE
SPECIAL MEETING.
- ------------------------------------------------------------------------------------------------------------------------------------
BIOMET, INC. BMET SPECIAL MEETING DATE: 06/08/2007
ISSUER: 090613100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF DECEMBER 18, 2006, BY AND
AMONG BIOMET, INC., AN INDIANA CORPORATION, LVB
ACQUISITION, LLC, A DELAWARE LIMITED LIABILITY
COMPANY, AND LVB ACQUISITION MERGER SUB, INC.,
AN INDIANA CORPORATION AND A WHOLLY-OWNED SUBSIDIARY
OF LVB ACQUISITION, LLC.
02 ANY PROPOSAL TO ADJOURN THE SPECIAL MEETING TO Management For For
A LATER DATE IF NECESSARY OR APPROPRIATE, INCLUDING
AN ADJOURNMENT TO PROVIDE ADDITIONAL INFORMATION
TO SHAREHOLDERS OR TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF
THE APPROVAL OF THE MERGER AGREEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
COLDWATER CREEK INC. CWTR ANNUAL MEETING DATE: 06/09/2007
ISSUER: 193068103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 161 of 178
01 DIRECTOR Management For
JAMES R. ALEXANDER Management For For
JERRY GRAMAGLIA Management For For
KAY ISAACSON-LEIBOWITZ Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY
2, 2008.
- ------------------------------------------------------------------------------------------------------------------------------------
EDO CORPORATION EDO ANNUAL MEETING DATE: 06/12/2007
ISSUER: 281347104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT E. ALLEN Management For For
ROBERT ALVINE Management For For
JOHN A. GORDON Management For For
ROBERT M. HANISEE Management For For
MICHAEL J. HEGARTY Management For For
LESLIE F. KENNE Management For For
PAUL J. KERN Management For For
JAMES ROTH Management For For
JAMES M. SMITH Management For For
ROBERT S. TYRER Management For For
ROBERT WALMSLEY Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY S INDEPENDENT AUDITOR FOR THE
YEAR ENDING DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
GANDER MOUNTAIN COMPANY GMTN ANNUAL MEETING DATE: 06/13/2007
ISSUER: 36471P108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MARK R. BAKER Management For For
KAREN M. BOHN Management For For
MARSHALL L. DAY Management For For
RICHARD C. DELL Management For For
GERALD A. ERICKSON Management For For
RONALD A. ERICKSON Management For For
DAVID C. PRATT Management For For
02 PROPOSAL TO RATIFY ERNST & YOUNG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT
FISCAL YEAR.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 162 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
IAC/INTERACTIVECORP IACI ANNUAL MEETING DATE: 06/13/2007
ISSUER: 44919P300 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM H. BERKMAN Management For For
EDGAR BRONFMAN, JR. Management For For
BARRY DILLER Management For For
VICTOR A. KAUFMAN Management For For
DONALD R. KEOUGH* Management For For
BRYAN LOURD* Management For For
JOHN C. MALONE Management For For
ARTHUR C. MARTINEZ Management For For
STEVEN RATTNER Management For For
GEN. H.N. SCHWARZKOPF* Management For For
ALAN G. SPOON Management For For
DIANE VON FURSTENBERG Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS IAC S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2007 FISCAL YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
INDEPENDENT NEWS AND MEDIA PLC EGM MEETING DATE: 06/13/2007
ISSUER: G4755S126 ISIN: IE0004614818
SEDOL: B01ZKS1, 0461481, 6459639, 4699103, B014WP9
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AGM. THANK YOU. Non-Voting *Management Position Unknown
1. ADOPT THE REPORTS AND FINANCIAL STATEMENTS Management For *Management Position Unknown
2. DECLARE A FINAL DIVIDEND Management For *Management Position Unknown
3.1 RE-ELECT MR. V.C. CROWLEY AS A DIRECTOR Management For *Management Position Unknown
3.2 RE-ELECT MR. P.M. COSGROVE AS A DIRECTOR Management For *Management Position Unknown
3.3 RE-ELECT MR. J.C. DAVY AS A DIRECTOR Management For *Management Position Unknown
3.4 RE-ELECT MR. I.G. FALLON AS A DIRECTOR Management For *Management Position Unknown
3.5 RE-ELECT SENATOR M.N. HAYES AS A DIRECTOR Management For *Management Position Unknown
3.6 RE-ELECT MR. L.P. HEALY AS A DIRECTOR Management For *Management Position Unknown
3.7 RE-ELECT DR. B.J. HILLERY AS A DIRECTOR Management For *Management Position Unknown
3.8 RE-ELECT MR. BARONESS M. JAY AS A DIRECTOR Management For *Management Position Unknown
3.9 RE-ELECT DR. IE KENNY AS A DIRECTOR Management For *Management Position Unknown
3.10 RE-ELECT MR. F. MURRAY AS A DIRECTOR Management For *Management Position Unknown
3.11 RE-ELECT MR. A.C. O REILLY AS A DIRECTOR Management For *Management Position Unknown
3.12 RE-ELECT MR. G.K. O REILLY AS A DIRECTOR Management For *Management Position Unknown
4. APPROVE TO FIX THE REMUNERATION OF DIRECTORS Management For *Management Position Unknown
5. AUTHORIZE THE DIRECTORS TO FIX THE REMUNERATION Management For *Management Position Unknown
OF AUDITORS
6. AUTHORIZE THE COMPANY TO CONVENE THE NEXT AGM Management For *Management Position Unknown
AT ANY LOCATION OUTSIDE THE STATE
- ------------------------------------------------------------------------------------------------------------------------------------
INDEPENDENT NEWS AND MEDIA PLC EGM MEETING DATE: 06/13/2007
ISSUER: G4755S126 ISIN: IE0004614818
SEDOL: B01ZKS1, 0461481, 6459639, 4699103, B014WP9
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 163 of 178
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. AUTHORIZE THE DIRECTORS, FOR THE PURPOSES OF Management For *Management Position Unknown
SECTION 20 OF THE COMPANIES AMENDMENT ACT 1983,
THE 1983 ACT TO ALLOT AND ISSUE RELEVANT SECURITIES
PURSUANT TO AND IN ACCORDANCE WITH ARTICLE 6
OF THE ARTICLES OF ASSOCIATION OF THE COMPANY
AND THE MAXIMUM AMOUNT OF RELEVANT SECURITIES
WHICH MAY BE ALLOTTED UNDER THE AUTHORITY SHALL
BE AUTHORIZED BUT AS YET UNISSUED SHARE CAPITAL
OF THE COMPANY AS AT THE CLOSE OF BUSINESS ON
THE DATE OF PASSING OF THIS RESOLUTION; AUTHORITY
SHALL, SUBJECT TO ARTICLES 6 OF THE ARTICLES
OF ASSOCIATION OF THE COMPANY, EXPIRE AT THE
CLOSE OF BUSINESS ON 12 JUN 2012 UNLESS PREVIOUSLY
REVOKED OR RENEWED IN ACCORDANCE WITH THE PROVISIONS
OF THE 1983 ACT
S.2 AUTHORIZE THE DIRECTORS, FOR THE PURPOSE OF SECTION Management For *Management Position Unknown
24 OF THE COMPANIES AMENDMENT ACT 1983 THE ACT
TO ALLOT AND ISSUE EQUITY SECURITIES FOR CASH
PURSUANT TO AND IN ACCORDANCE WITH AND SUBJECT
TO THE TERMS AND CONDITIONS AS SPECIFIED IN ARTICLE
6 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY
AND THAT SUCH DATE AS IS REFERRED TO IN ARTICLE
6(C)(II) SHALL BE 13 JUN 2007; AUTHORITY SHALL
EXPIRE AT THE CLOSE OF BUSINESS ON THE EARLIER
OF THE DATE OF THE AGM OF THE COMPANY AFTER THE
PASSING OF THIS RESOLUTION OR 12 SEP 2008, UNLESS
PREVIOUSLY REVOKED OR RENEWED IN ACCORDANCE WITH
THE PROVISIONS OF THE 1983 ACT
S.3 AMEND THE ARTICLE 3(A)(D)(III) BE DELETED AND Management For *Management Position Unknown
SUBSTITUTED AS SPECIFIED
S.4 AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY BEING Management For *Management Position Unknown
A BODY CORPORATE AS REFERRED TO IN THE EUROPEAN
COMMUNITIES PUBLIC LIMITED COMPANY SUBSIDIARIES
REGULATIONS 1997 OF THE COMPANY, TO MAKE MARKET
PURCHASES AS DEFINED BY SECTION 212 OF THE COMPANIES
ACT 1990 THE 1990 ACT OF SHARES OF ANY CLASS
OF THE COMPANY ON SUCH TERMS AND CONDITIONS AND
IN SUCH MANNER AS THE DIRECTORS MAY FROM TIME
TO TIME DETERMINE IN ACCORDANCE WITH AND SUBJECT
TO THE PROVISIONS OF THE 1990 ACT, AND ARTICLE
3(A) OF THE ARTICLES OF ASSOCIATION OF THE COMPANY;
THE RE-ISSUE PRICE RANGE AT WHICH ANY TREASURY
SHARES AS DEFINED BY SECTION 209 OF THE 1990
ACT FOR THE TIME BEING HELD BY THE COMPANY MAY
BE RE-ISSUED OFF MARKET SHALL BE THE PRICE RANGE
SET OUT IN ARTICLE 3(A)(E) OF THE ARTICLES OF
ASSOCIATION OF THE COMPANY; AND AUTHORITY SHALL
EXPIRE AT THE CLOSE OF BUSINESS ON THE EARLIER
OF THE DATE OF THE NEXT AGM OF THE COMPANY AFTER
THE PASSING OF THIS RESOLUTION OR 12 DEC 2008
UNLESS, IN ANY SUCH CASE, PREVIOUSLY REVOKED
OR RENEWED IN ACCORDANCE WITH THE PROVISIONS
OF THE 1990 ACT
S.5 AMEND THE ARTICLES OF ASSOCIATION BY THE DELETION Management For *Management Position Unknown
OF ARTICLES 8(D) THEREOF; THE REDESIGNATION OF
PARAGRAPH (E), (F) AND (G) AS (D), (E) AND (F)
RESPECTIVELY AND THE INSERTION OF ARTICLE 8(G)
AND ARTICLE 8(A) AS SPECIFIED
S.6 AMEND ARTICLE 75 OF THE ARTICLES OF ASSOCIATION Management For *Management Position Unknown
OF THE COMPANY BY THE DELETION OF THE WORDS
TWENTY-FIVE ON THE SECOND LINE THEREOF AND THE
SUBSTITUTION OF THE WORD TWENTY THEREFORE SO
THAT ARTICLE 75 SHALL HENCEFORTH READ AS SPECIFIED
* PLEASE NOTE THAT DETAILED INFORMATION ABOUT THE Non-Voting *Management Position Unknown
PROPOSALS CAN BE FOUND AT: HTTP://WW3.ICS.ADP.COM/STREETLINK_DATA/DIRGPICS/SAFBAA.PDF
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 164 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
PENWEST PHARMACEUTICALS CO. PPCO ANNUAL MEETING DATE: 06/13/2007
ISSUER: 709754105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PAUL E. FREIMAN* Management For For
JENNIFER L. GOOD* Management For For
DAVID P. MEEKER** Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE CURRENT FISCAL YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
YOUBET.COM, INC. UBET ANNUAL MEETING DATE: 06/13/2007
ISSUER: 987413101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CHARLES F. CHAMPION Management For For
DAVID M. MARSHALL Management For For
GARY ADELSON Management For For
JOSEPH F. BARLETTA Management For For
MICHAEL BRODSKY Management For For
JAMES EDGAR Management For For
STEVEN C. GOOD Management For For
F. JACK LIEBAU Management For For
JAY R. PRITZKER Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
CABLEVISION SYSTEMS CORPORATION CVC ANNUAL MEETING DATE: 06/14/2007
ISSUER: 12686C109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF THE COMPANY FOR FISCAL YEAR 2007
01 DIRECTOR Management For
GROVER C. BROWN Management For For
ZACHARY W. CARTER Management For For
CHARLES D. FERRIS Management For For
RICHARD H. HOCHMAN Management For For
VICTOR ORISTANO Management For For
THOMAS V. REIFENHEISER Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 165 of 178
JOHN R. RYAN Management For For
VINCENT TESE Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
MOVADO GROUP, INC. MOV ANNUAL MEETING DATE: 06/14/2007
ISSUER: 624580106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
GEDALIO GRINBERG Management For For
EFRAIM GRINBERG Management For For
MARGARET HAYES-ADAME Management For For
RICHARD COTE Management For For
ALAN H. HOWARD Management For For
RICHARD ISSERMAN Management For For
NATHAN LEVENTHAL Management For For
DONALD ORESMAN Management For For
LEONARD L. SILVERSTEIN Management For For
02 TO RATIFY AND APPROVE THE SELECTION BY THE AUDIT Management For For
COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE
COMPANY FOR THE FISCAL YEAR ENDING JANUARY 31,
2008.
- ------------------------------------------------------------------------------------------------------------------------------------
PAXAR CORPORATION PXR ANNUAL MEETING DATE: 06/14/2007
ISSUER: 704227107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED MARCH 22, 2007, BY AND AMONG PAXAR CORPORATION,
AVERY DENNISON CORPORATION AND ALPHA ACQUISITION
CORP.
02 DIRECTOR Management For
JACK BECKER Management For For
LEO BENATAR Management For For
VICTOR HERSHAFT Management For For
DAVID E. MCKINNEY Management For For
JAMES R. PAINTER Management For For
ROGER M. WIDMANN Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
THE PEP BOYS - MANNY, MOE & JACK PBY ANNUAL MEETING DATE: 06/14/2007
ISSUER: 713278109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 166 of 178
WILLIAM LEONARD Management For For
PETER A. BASSI Management For For
JANE SCACCETTI Management For For
JOHN T. SWEETWOOD Management For For
M. SHAN ATKINS Management For For
ROBERT H. HOTZ Management For For
MAX L. LUKENS Management For For
JAMES A. MITAROTONDA Management For For
NICK WHITE Management For For
JAMES A. WILLIAMS Management For For
THOMAS R. HUDSON JR. Management For For
JEFFREY C. RACHOR Management For For
02 TO APPROVE THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 SHAREHOLDER PROPOSAL REGARDING OUR SHAREHOLDER Shareholder For Against
RIGHTS PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
TOREADOR RESOURCES CORPORATION TRGL ANNUAL MEETING DATE: 06/14/2007
ISSUER: 891050106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ALAN D. BELL Management For For
DAVID M. BREWER Management For For
HERBERT L. BREWER Management For For
PETER L. FALB Management For For
WILLIAM I. LEE Management For For
NIGEL J.B. LOVETT Management For For
JOHN MARK MCLAUGHLIN Management For For
NICHOLAS ROSTOW Management For For
H.R. SANDERS, JR. Management For For
H.C. WILLIAMSON III Management For For
02 RATIFICATION OF THE SELECTION OF GRANT THORNTON, Management For For
LLP AS INDEPENDENT AUDITORS FOR THE YEAR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
CADIZ INC. CLCI ANNUAL MEETING DATE: 06/15/2007
ISSUER: 127537207 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
KEITH BRACKPOOL Management For For
MURRAY H. HUTCHISON Management For For
TIMOTHY J. SHAHEEN Management For For
STEPHEN J. DUFFY Management For For
WINSTON HICKOX Management For For
GEOFFREY GRANT Management For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT AUDITOR.
03 APPROVAL OF 2007 MANAGEMENT EQUITY INCENTIVE Management Against Against
PLAN.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 167 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
GSI COMMERCE, INC. GSIC ANNUAL MEETING DATE: 06/15/2007
ISSUER: 36238G102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MICHAEL G. RUBIN Management For For
M. JEFFREY BRANMAN Management For For
MICHAEL J. DONAHUE Management For For
RONALD D. FISHER Management For For
JOHN A. HUNTER Management For For
MARK S. MENELL Management For For
JEFFREY F. RAYPORT Management For For
ANDREA M. WEISS Management For For
02 TO APPROVE THE AMENDMENT TO GSI S 2005 EQUITY Management Against Against
INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES
OF GSI S COMMON STOCK, PAR VALUE $.01 PER SHARE,
RESERVED AND ISSUABLE UNDER THE 2005 EQUITY INCENTIVE
PLAN BY 3,000,000 SHARES.
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
GLOBAL SOURCES LTD. GSOL ANNUAL MEETING DATE: 06/18/2007
ISSUER: G39300101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
EDDIE HENG TENG HUA Management For For
SARAH BENECKE Management For For
02 TO FIX THE NUMBER OF DIRECTORS THAT COMPRISE Management For For
THE WHOLE BOARD AT NINE (9) PERSONS, DECLARE
ANY VACANCIES ON THE BOARD TO BE CASUAL VACANCIES
AND AUTHORIZE THE BOARD TO FILL THESE VACANCIES
ON THE BOARD AS AND WHEN IT DEEMS FIT.
03 TO APPROVE THE AMENDMENT OF BYE-LAW 113 OF THE Management For For
COMPANY S BYE-LAWS WITH RESPECT TO THE PLACE
OF BOARD OF DIRECTORS (OR ITS COMMITTEES) MEETINGS.
04 TO APPROVE AMENDMENTS TO THE COMPANY S BYE-LAWS Management For For
TO AUTHORIZE THE COMPANY TO ACQUIRE ITS OWN SHARES,
TO BE HELD AS TREASURY SHARES.
05 TO RE-APPOINT ERNST & YOUNG AS THE COMPANY S Management For For
INDEPENDENT AUDITORS UNTIL THE NEXT ANNUAL GENERAL
MEETING.
- ------------------------------------------------------------------------------------------------------------------------------------
BIG 5 SPORTING GOODS CORPORATION BGFV ANNUAL MEETING DATE: 06/19/2007
ISSUER: 08915P101 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 168 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
SANDRA N. BANE Management For For
MICHAEL D. MILLER Management For For
02 APPROVAL OF THE 2007 EQUITY AND PERFORMANCE INCENTIVE Management For For
PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
LIBERTY GLOBAL, INC. LBTYA ANNUAL MEETING DATE: 06/19/2007
ISSUER: 530555101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN W. DICK Management For For
J.C. SPARKMAN Management For For
J. DAVID WARGO Management For For
02 AUDITORS RATIFICATION Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
GENERAL MAGNAPLATE CORPORATION SPECIAL MEETING DATE: 06/20/2007
ISSUER: 370262206 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO CONSIDER AND ACT UPON A PROPOSAL TO APPROVE Management Against Against
AND ADOPT THE AGREEMENT AND PLAN OF MERGER, A
FORM OF WHICH IS ATTACHED AS EXHIBIT A TO THE
PROXY STATEMENT, BY AND BETWEEN THE COMPANY AND
NEW GMC CORP., A NEW JERSEY CORPORATION, PROVIDING
FOR THE MERGER OF THE NEWCO WITH AND INTO THE
COMPANY.
- ------------------------------------------------------------------------------------------------------------------------------------
ORTHOFIX INTERNATIONAL N.V. OFIX ANNUAL MEETING DATE: 06/20/2007
ISSUER: N6748L102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES F. GERO Management For For
PETER J. HEWETT Management For For
JERRY C. BENJAMIN Management For For
CHARLES W. FEDERICO Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 169 of 178
GUY J. JORDAN Management For For
THOMAS J. KESTER Management For For
ALAN W. MILINAZZO Management For For
WALTER P. VON WARTBURG Management For For
KENNETH R. WEISSHAAR Management For For
03 PROPOSAL TO APPROVE AMENDMENTS TO SECTION 8.3 Management For For
OF THE ARTICLES OF ASSOCIATION.
02 PROPOSAL TO APPROVE AMENDMENT AND RESTATEMENT Management Against Against
OF THE AMENDED AND RESTATED 2004 LONG-TERM INCENTIVE
PLAN.
06 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR ORTHOFIX AND ITS SUBSIDIARIES FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2007.
05 PROPOSAL TO APPROVE THE BALANCE SHEET AND INCOME Management For For
STATEMENT AT AND FOR THE YEAR ENDED DECEMBER
31, 2006.
04 PROPOSAL TO APPROVE AMENDMENTS TO ARTICLE 14 Management For For
OF THE ARTICLES OF ASSOCIATION.
- ------------------------------------------------------------------------------------------------------------------------------------
VICOR CORPORATION VICR ANNUAL MEETING DATE: 06/20/2007
ISSUER: 925815102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
SAMUEL ANDERSON Management For For
ESTIA J. EICHTEN Management For For
BARRY KELLEHER Management For For
DAVID T. RIDDIFORD Management For For
CLAUDIO TUOZZOLO Management For For
PATRIZIO VINCIARELLI Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
COMMUNICATIONS SYSTEMS, INC. JCS ANNUAL MEETING DATE: 06/21/2007
ISSUER: 203900105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
GERALD D. PINT Management For For
CURTIS A. SAMPSON Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
NET PERCEPTIONS, INC. NETP ANNUAL MEETING DATE: 06/21/2007
ISSUER: 64107U101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 170 of 178
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
04 TO CONSIDER AND VOTE UPON A PROPOSAL TO ADOPT Management For For
A NEW ANNUAL INCENTIVE PLAN DESIGNED TO ALLOW
FOR THE AWARD OF PERFORMANCE BASED COMPENSATION
UNDER SECTION 162(M) OF THE INTERNAL REVENUE CODE.
03 TO CONSIDER AND VOTE UPON A PROPOSAL TO ADOPT Management Against Against
A NEW LONG-TERM STOCK INCENTIVE PLAN PURSUANT
TO WHICH AN AGGREGATE OF 10,000,000 SHARES OF
NET PERCEPTIONS COMMON STOCK WILL BE RESERVED
FOR ISSUANCE AND AVAILABLE UNDER SUCH PLAN (SUBJECT
TO ANNUAL INCREASE OF FOUR PERCENT OF OUTSTANDING
SHARES).
02 TO APPROVE A PROPOSAL TO AMEND THE COMPANY S Management For For
CERTIFICATE OF INCORPORATION TO CHANGE THE COMPANY
S NAME FROM NET PERCEPTIONS, INC. TO STAMFORD
INDUSTRIAL GROUP, INC.
01 DIRECTOR Management For
WARREN B. KANDERS Management For For
NICHOLAS SOKOLOW Management For For
DAVID A. JONES Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
WHX CORPORATION WXCP.PK ANNUAL MEETING DATE: 06/21/2007
ISSUER: 929248508 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WARREN G. LICHTENSTEIN Management For For
JACK L. HOWARD Management For For
GLEN M. KASSAN Management For For
LOUIS KLEIN, JR. Management For For
DANIEL P. MURPHY, JR. Management For For
JOHN J. QUICKE Management For For
JOSHUA E. SCHECHTER Management For For
GAREN W. SMITH Management For For
02 PROPOSAL TO AMEND WHX S AMENDED AND RESTATED Management For For
CERTIFICATE OF INCORPORATION TO INCREASE WHX
S AUTHORIZED CAPITAL STOCK FROM 45,000,000 SHARES
TO A TOTAL OF 55,000,000 SHARES, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
03 PROPOSAL TO APPROVE THE ADOPTION OF WHX CORPORATION Management For For
S 2007 INCENTIVE STOCK PLAN.
04 RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON Management For For
LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF
THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
LIFEWAY FOODS, INC. LWAY ANNUAL MEETING DATE: 06/22/2007
ISSUER: 531914109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 171 of 178
LUDMILA SMOLYANSKY Management For For
JULIE SMOLYANSKY Management For For
POL SIKAR Management For For
RENZO BERNARDI Management For For
JUAN CARLOS DALTO Management For For
JULIE OBERWEIS Management For For
02 RATIFICATION OF PLANTE & MORAN, PLLC, AS INDEPENDENT Management For For
AUDITORS.
- ------------------------------------------------------------------------------------------------------------------------------------
BIOVERIS CORPORATION BIOV SPECIAL MEETING DATE: 06/25/2007
ISSUER: 090676107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF APRIL 4, 2007, BY AND AMONG BIOVERIS,
ROCHE HOLDING LTD AND LILI ACQUISITION CORPORATION.
02 PROPOSAL TO APPROVE THE ADJOURNMENT OR POSTPONEMENT Management For For
OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE
THE AGREEMENT AND PLAN OF MERGER.
- ------------------------------------------------------------------------------------------------------------------------------------
EUROPEAN EQUITY FUND INC. EEA ANNUAL MEETING DATE: 06/25/2007
ISSUER: 298768102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MR. JOHN A. BULT Management For For
AMB. RICHARD R. BURT Management For For
MR. ROBERT H. WADSWORTH Management For For
02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Management For For
AND THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS
LLP, AN INDEPENDENT PUBLIC ACCOUNTING FIRM, AS
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
INTERPUMP GROUP SPA, SANT'ILARIO (RE) EGM MEETING DATE: 06/25/2007
ISSUER: T5513W107 ISIN: IT0001078911 BLOCKING
SEDOL: 5161407, 5849004
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
26 JUN 2007 (AND A THIRD CALL ON 27 JUN 2007).
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 172 of 178
VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.
PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL
BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING
IS CANCELLED. THANK YOU.
1. AMEND: SEVERAL ARTICLES OF THE BY-LAWS AS PER Management Take No Action *Management Position Unknown
THE LAW NO. 262/2005 AMENDED BYTHE LEGISLATIVE
DECREE NO. 303/2006; AND THE NEW CODE OF CONDUCTED
OF THE LISTED COMPANIES
2. APPROVE TO IMPROVE THE NEW ARTICLE 14 OF THE Management Take No Action *Management Position Unknown
BY-LAWS EX. ARTICLE 2390 C.C
3. APPROVE THE INTEGRATION OF THE ARTICLE 15 OF Management Take No Action *Management Position Unknown
THE BY-LAWS
* PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management Position Unknown
OF RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
- ------------------------------------------------------------------------------------------------------------------------------------
THE CENTRAL EUROPE AND RUSSIA FUND, CEE ANNUAL MEETING DATE: 06/25/2007
ISSUER: 153436100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MR. DETLEF BIERBAUM Management For For
AMB. RICHARD R. BURT Management For For
MR. JOHN H. CANNON Management For For
02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Management For For
AND THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS
LLP, AN INDEPENDENT PUBLIC ACCOUNTING FIRM, AS
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
OCTOBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
THE NEW GERMANY FUND, INC. GF ANNUAL MEETING DATE: 06/25/2007
ISSUER: 644465106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
AMBASSADOR R.R. BURT Management For For
MR. RICHARD KARL GOELTZ Management For For
MR. C.H. STRENGER Management For For
MR. R.H. WADSWORTH Management For For
02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Management For For
AND THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS
LLP, AN INDEPENDENT PUBLIC ACCOUNTING FIRM, AS
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2007.
03 TO APPROVE AN ADVISORY PROPOSAL THAT THE FUND Shareholder Against For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 173 of 178
CONDUCT A SELF-TENDER OFFER.
- ------------------------------------------------------------------------------------------------------------------------------------
CAVCO INDUSTRIES, INC. CVCO ANNUAL MEETING DATE: 06/26/2007
ISSUER: 149568107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JACQUELINE DOUT Management For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
AUDITOR FOR FISCAL 2008.
- ------------------------------------------------------------------------------------------------------------------------------------
COVANSYS CORPORATION CVNS SPECIAL MEETING DATE: 06/27/2007
ISSUER: 22281W103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF APRIL 25, 2007, BY AND AMONG COMPUTER
SCIENCES CORPORATION, SURFSIDE ACQUISITION CORP.,
A WHOLLY OWNED SUBSIDIARY OF COMPUTER SCIENCES
CORPORATION, AND COVANSYS, AS SUCH AGREEMENT
MAY BE AMENDED FROM TIME TO TIME.
02 TO APPROVE A PROPOSAL TO ADJOURN THE SPECIAL Management For For
MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT AND APPROVE THE MERGER.
- ------------------------------------------------------------------------------------------------------------------------------------
MATERIAL SCIENCES CORPORATION MSC ANNUAL MEETING DATE: 06/27/2007
ISSUER: 576674105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
AVRUM GRAY Management For For
FRANK L. HOHMANN III Management For For
SAMUEL LICAVOLI Management For For
PATRICK J. MCDONNELL Management For For
DR. RONALD A. MITSCH Management For For
CLIFFORD D. NASTAS Management For For
JOHN P. REILLY Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING FEBRUARY 29, 2008.
03 TO APPROVE THE 2007 EMPLOYEE STOCK PURCHASE PLAN. Management For For
04 TO APPROVE THE 2007 INCENTIVE PLAN. Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 174 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
OPENTV CORP. OPTV ANNUAL MEETING DATE: 06/27/2007
ISSUER: G67543101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES A. CHIDDIX Management For For
JOSEPH DEISS Management For For
LUCIEN GANI Management For For
ALAN A. GUGGENHEIM Management For For
ANDRE KUDELSKI Management For For
JERRY MACHOVINA Management For For
MERCER REYNOLDS Management For For
PIERRE ROY Management For For
CLAUDE SMADJA Management For For
02 RATIFY OUR BOARD OF DIRECTORS SELECTION OF GRANT Management For For
THORNTON LLP AS OUR INDEPENDENT AUDITORS FOR
OUR 2007 FISCAL YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
CHURCHILL DOWNS INCORPORATED CHDN ANNUAL MEETING DATE: 06/28/2007
ISSUER: 171484108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RICHARD L. DUCHOSSOIS Management For For
J. DAVID GRISSOM Management For For
SETH W. HANCOCK Management For For
SUSAN E. PACKARD Management For For
02 TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE Management For For
GOALS ESTABLISHED BY THE COMPENSATION COMMITTEE
OF THE BOARD OF DIRECTORS FOR THE PAYMENT OF
COMPENSATION TO ROBERT L. EVANS AND WILLIAM C.
CARSTANJEN UNDER THE CHURCHILL DOWNS INCORPORATED
AMENDED AND RESTATED INCENTIVE COMPENSATION PLAN
(1997).
03 TO APPROVE THE CHURCHILL DOWNS INCORPORATED 2007 Management Against Against
OMNIBUS STOCK INCENTIVE PLAN.
04 TO APPROVE CERTAIN STOCK OPTION AND RESTRICTED Management For For
STOCK GRANTS TO ROBERT L. EVANS.
05 TO APPROVE AN AMENDMENT TO THE CHURCHILL DOWNS Management For For
INCORPORATED 2005 DEFERRED COMPENSATION PLAN
TO INCREASE THE NUMBER OF SHARES IN WHICH DIRECTORS
MAY INVEST.
06 TO APPROVE OR DISAPPROVE THE MINUTES OF THE 2006 Management For For
ANNUAL MEETING OF SHAREHOLDERS, APPROVAL OF WHICH
DOES NOT AMOUNT TO RATIFICATION OF ACTIONS TAKEN
AT SUCH MEETING.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 175 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
CROWN MEDIA HOLDINGS, INC. CRWN ANNUAL MEETING DATE: 06/28/2007
ISSUER: 228411104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILFORD V. BANE, JR. Management For For
GLENN CURTIS Management For For
FRED M. DRESSLER Management For For
BRIAN E. GARDNER Management For For
HERBERT A. GRANATH Management For For
DAVID E. HALL Management For For
DONALD J. HALL, JR. Management For For
IRVINE O. HOCKADAY, JR. Management For For
ANIL JAGTIANI Management For For
A. DRUE JENNINGS Management For For
PETER A. LUND Management For For
HENRY S. SCHLEIFF Management For For
DEANNE R. STEDEM Management For For
02 APPROVAL OF CHIEF EXECUTIVE OFFICER S AND OTHER Management For For
EXECUTIVE OFFICERS PERFORMANCE-BASED COMPENSATION
- ------------------------------------------------------------------------------------------------------------------------------------
CTS CORPORATION CTS ANNUAL MEETING DATE: 06/28/2007
ISSUER: 126501105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF THE CTS CORPORATION 2007 MANAGEMENT Management For For
INCENTIVE PLAN
01 DIRECTOR Management For
W.S. CATLOW Management For For
L.J. CIANCIA Management For For
T.G. CODY Management For For
G.H. FRIELING, JR. Management For For
R.R. HEMMINGHAUS Management For For
M.A. HENNING Management For For
R.A. PROFUSEK Management For For
D.K. SCHWANZ Management For For
P.K. VINCENT Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
GSE SYSTEMS, INC. GVP ANNUAL MEETING DATE: 06/28/2007
ISSUER: 36227K106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JEROME I. FELDMAN Management For For
JOHN V. MORAN Management For For
GEORGE J. PEDERSEN Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP, AN INDEPENDENT Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 176 of 178
REGISTERED PUBLIC ACCOUNTING FIRM, AS THE COMPANY
S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE CURRENT
FISCAL YEAR.
03 RATIFICATION OF THE 1998 GRANT OF NON-PLAN OPTIONS Management For For
AWARDED TO CERTAIN DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------------------------
MVC CAPITAL, INC. MVC ANNUAL MEETING DATE: 06/28/2007
ISSUER: 553829102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
EMILIO DOMINIANNI Management For For
GERALD HELLERMAN Management For For
WARREN HOLTSBERG Management For For
ROBERT KNAPP Management For For
WILLIAM TAYLOR Management For For
MICHAEL TOKARZ Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
OMI CORPORATION OMM ANNUAL MEETING DATE: 06/28/2007
ISSUER: Y6476W104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MICHAEL KLABANOFF Management For For
DONALD C. TRAUSCHT Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS AUDITORS OF THE CORPORATION FOR
THE YEAR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
PIER 1 IMPORTS, INC. PIR ANNUAL MEETING DATE: 06/28/2007
ISSUER: 720279108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN H. BURGOYNE Management For For
MICHAEL R. FERRARI Management For For
ROBERT B. HOLLAND, III Management For For
KAREN W. KATZ Management For For
TERRY E. LONDON Management For For
ALEXANDER W. SMITH Management For For
CECE SMITH Management For For
TOM M. THOMAS Management For For
02 SHAREHOLDER PROPOSAL - PAY-FOR-SUPERIOR-PERFORMANCE Shareholder Against For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 177 of 178
- ------------------------------------------------------------------------------------------------------------------------------------
OPEN JOINT STOCK CO VIMPEL-COMMUNICA VIP CONTESTED CONSENT MEETING DATE: 06/29/2007
ISSUER: 68370R109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE 2006 VIMPELCOM ANNUAL REPORT PREPARED Management For *Management Position Unknown
IN ACCORDANCE WITH RUSSIAN LAW.
02 TO APPROVE VIMPELCOM S 2006 UNCONSOLIDATED ACCOUNTING Management For *Management Position Unknown
STATEMENTS, INCLUDING PROFIT AND LOSS STATEMENT
(PREPARED IN ACCORDANCE WITH RUSSIAN STATUTORY
ACCOUNTING PRINCIPLES) AUDITED BY ROSEXPERTIZA,
LLC.
03 TO PAY IN CASH ANNUAL DIVIDENDS TO HOLDERS OF Management For *Management Position Unknown
COMMON REGISTERED SHARES BASED ON 2006 RESULTS
IN THE AMOUNT OF 166.88 RUBLES PER SHARE (FOR
A TOTAL OF 8,557,776,951.36 RUBLES FOR ALL COMMON
REGISTERED SHARES IN THE AGGREGATE) WITHIN 60
DAYS FROM THE DATE OF ADOPTION OF THE RELEVANT
DECISION, AND TO PAY IN CASH ANNUAL DIVIDENDS
TO HOLDERS OF PREFERRED REGISTERED SHARES OF
TYPE A BASED ON 2006 RESULTS IN THE AMOUNT OF
0.1 KOPECK PER PREFERRED SHARE WITHIN 60 DAYS
FROM THE DATE OF THE ADOPTION OF THIS DECISION,
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
05 TO ELECT THE FOLLOWING INDIVIDUALS TO THE AUDIT Management For *Management Position Unknown
COMMISSION: ALEXANDER GERSH, HALVOR BRU AND NIGEL
ROBINSON.
06 TO APPROVE THE FIRM ERNST & YOUNG (CIS) LTD. Management For *Management Position Unknown
AS THE AUDITOR OF THE COMPANY S U.S. GAAP ACCOUNTS
AND THE FIRM ROSEXPERTIZA, LLC AS THE AUDITOR
OF THE COMPANY S ACCOUNTS PREPARED IN ACCORDANCE
WITH RUSSIAN STATUTORY ACCOUNTING PRINCIPLES
FOR THE TERM UNTIL THE ANNUAL GENERAL MEETING
OF SHAREHOLDERS BASED ON 2007 RESULTS.
07 TO APPROVE THE AMENDED CHARTER OF OPEN JOINT Management For *Management Position Unknown
STOCK COMPANY VIMPEL-COMMUNICATIONS.
- ------------------------------------------------------------------------------------------------------------------------------------
OPEN JOINT STOCK CO VIMPEL-COMMUNICA VIP ANNUAL MEETING DATE: 06/29/2007
ISSUER: 68370R109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
4J TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management *Management Position Unknown
DIRECTORS: FRIDTJOF RUSTEN
4I TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management *Management Position Unknown
DIRECTORS: ALEXEY M. REZNIKOVICH
4H TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management *Management Position Unknown
DIRECTORS: LEONID R. NOVOSELSKY
4G TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management *Management Position Unknown
DIRECTORS: OLEG A. MALIS
4F TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management For *Management Position Unknown
DIRECTORS: JO O. LUNDER
4E TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management For *Management Position Unknown
DIRECTORS: STIG HERBERN
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/25/2007
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 178 of 178
4D TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management *Management Position Unknown
DIRECTORS: KLELL MORTEN JOHNSEN
4C TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management *Management Position Unknown
DIRECTORS: ARVE JOHANSEN
4B TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management *Management Position Unknown
DIRECTORS: MIKHAIL M. FRIDMAN
4A TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management *Management Position Unknown
DIRECTORS: DAVID J. HAINES
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 1 of 196
- ------------------------------------------------------------------------------------------------------------------------------------
BT GROUP PLC BT ANNUAL MEETING DATE: 07/12/2006
ISSUER: 05577E101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
14 AUTHORITY FOR POLITICAL DONATIONS SPECIAL RESOLUTION Management For For
* PLEASE VISIT WWW.BT.COM/ANNUAL REPORT
13 AUTHORITY TO PURCHASE OWN SHARES SPECIAL RESOLUTION Management For For
12 AUTHORITY TO ALLOT SHARES FOR CASH SPECIAL RESOLUTION Management For For
11 AUTHORITY TO ALLOT SHARES Management For For
10 REMUNERATION OF AUDITORS Management For For
09 REAPPOINTMENT OF AUDITORS Management For For
08 ELECT PHIL HODKINSON Management For For
07 ELECT MATTI ALAHUHTA Management For For
06 RE-ELECT CLAYTON BRENDISH Management For For
05 RE-ELECT MAARTEN VAN DEN BERGH Management For For
04 RE-ELECT SIR ANTHONY GREENER Management For For
03 FINAL DIVIDEND Management For For
02 REMUNERATION REPORT Management For For
01 REPORTS AND ACCOUNTS Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
BT GROUP PLC AGM MEETING DATE: 07/12/2006
ISSUER: G16612106 ISIN: GB0030913577
SEDOL: B014679, 3091357, B02S7B1
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE ACCOUNTS AND REPORTS OF THE DIRECTORS Management For *Management Position Unknown
AND THE AUDITORS FOR THE YE31 MAR 2006
2. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For *Management Position Unknown
THE YE 31 MAR 2006
3. DECLARE THE FINAL DIVIDEND OF 7.6 PENCE PER SHARE Management For *Management Position Unknown
RECOMMENDED BY THE DIRECTORS, PAYABLE ON 11 SEP
2006 TO HOLDERS OF ORDINARY SHARES REGISTERED
AT THE CLOSE OF BUSINESS ON 18 AUG 2006
4. ELECT SIR ANTHONY GREENER AS A DIRECTOR Management For *Management Position Unknown
5. RE-ELECT MR. MAARTEN VAN DEN BERGH AS A DIRECTOR Management For *Management Position Unknown
6. RE-ELECT MR. CLAYTON BRENDISH AS A DIRECTOR Management For *Management Position Unknown
7. ELECT MR. MATTI ALAHUHTA AS A DIRECTOR Management For *Management Position Unknown
8. ELECT MR. PHIL HODKINSON AS A DIRECTOR Management For *Management Position Unknown
9. RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE Management For *Management Position Unknown
AUDITORS OF THE COMPANY, UNTIL THE CONCLUSION
OF THE NEXT GENERAL MEETING AT WHICH THE ACCOUNTS
ARE LAID BEFORE THE COMPANY
10. AUTHORIZE THE DIRECTORS TO DECIDE THE AUDITORS Management For *Management Position Unknown
REMUNERATION
11. APPROVE TO RENEW THE AUTHORITY AND POWER CONFERRED Management For *Management Position Unknown
ON THE DIRECTORS IN RELATION TO THE SECTION 80
AMOUNT BY ARTICLE 74 OF THE COMPANY S ARTICLES
OF ASSOCIATION; AUTHORITY EXPIRES ON 11 OCT
2007 ; AND FOR THAT PERIOD THE SECTION 80 AMOUNT
SHALL BE GBP 137 MILLION
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 2 of 196
S.12 APPROVE TO EXTEND THE AUTHORITY AND POWER CONFERRED Management For *Management Position Unknown
ON THE DIRECTORS BY ARTICLE 74 OF THE COMPANY
S ARTICLES OF ASSOCIATION BE: TO ANY SALE OF
SHARES WHICH THE COMPANY MAY HOLD AS TREASURY
SHARES; AND RENEW UNTIL 11 OCT 2007 AND FOR THAT
THE PERIOD THE SECTION 89 AMOUNT SHALL BE GBP
21 MILLION
S.13 AUTHORIZE THE COMPANY, TO MAKE MARKET PURCHASES Management For *Management Position Unknown
SECTION 163(3) OF THE COMPANIES ACT 1985 OF
UP TO A MAXIMUM NUMBER OF 834 MILLION SHARES
OF 5P EACH IN THE CAPITAL OF THE COMPANY, AT
A MINIMUM PRICE OF 5P AND UP TO 105% OF THE AVERAGE
MIDDLE MARKET QUOTATIONS OF SHARES DERIVED FROM
THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST,
OVER THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY
EXPIRES THE EARLIER OF THE CLOSE OF THE AGM OF
THE COMPANY OR 11 OCT 2007 ; THE COMPANY, BEFORE
THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY
SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR
PARTLY AFTER SUCH EXPIRY
14. AUTHORIZE THE BRITISH TELECOMMUNICATIONS PLC, Management For *Management Position Unknown
A WHOLLY-OWNED SUBSIDIARY OF THE COMPANY, TO
MAKE DONATIONS TO EU EUROPEAN UNION POLITICAL
ORGANIZATIONS, NOT EXCEEDING GBP 1,00,000 IN
TOTAL; AUTHORITY EXPIRES AT THE CONCLUSION OF
AGM IN 2007
- ------------------------------------------------------------------------------------------------------------------------------------
BANKGESELLSCHAFT BERLIN AG, BERLIN AGM MEETING DATE: 07/14/2006
ISSUER: D09408135 ISIN: DE0008023227
SEDOL: 5107854, 4093772
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS Non-Voting *Management Position Unknown
MEETING IS 23 JUN 2006 , WHEREAS THE MEETING
HAS BEEN SETUP USING THE ACTUAL RECORD DATE -
1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL
POSITIONS REPORTED ARE IN CONCURRENCE WITH THE
GERMAN LAW. THANK YOU
1. PRESENTATION OF THE FINANCIAL STATEMENTS AND Non-Voting *Management Position Unknown
THE ANNUAL REPORT FOR THE FY 2005 WITH THE REPORT
OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL
STATEMENTS AND THE GROUP ANNUAL REPORT
2. RATIFICATION OF THE ACTS OF THE BOARD OF MANAGING Management For *Management Position Unknown
DIRECTORS
3. RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD Management For *Management Position Unknown
4. APPOINTMENT OF AUDITORS FOR THE FY 2006: PRICEWATERHOUSECOOPERS Management For *Management Position Unknown
AG, BERLIN
5. RENEWAL OF THE AUTHORIZATION TO ACQUIRE OWN SHARES Management For *Management Position Unknown
FOR TRADING PURPOSES; THE COMPANY SHALL BE AUTHORIZED
TO ACQUIRE AND SELL OWN SHARES, AT PRICES NOT
DEVIATING MORE THAN 10% FROM THE MARKET PRICE
OF THE SHARES, ON OR BEFORE 30 SEP 2007; THE
TRADING PORTFOLIO OF SHARES TO BE ACQUIRED FOR
SUCH PURPOSE SHALL NOT EXCEED 5% OF THE SHARE
CAPITAL AT THE END OF ANY GIVEN DAY
6. RENEWAL OF THE AUTHORIZATION TO ACQUIRE OWN SHARES Management For *Management Position Unknown
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 3 of 196
FOR OTHER PURPOSES; THE COMPANY SHALL BE AUTHORIZED
TO ACQUIRE OWN SHARES OF UP TO 10% OF ITS SHARE
CAPITAL, AT A PRICE NOT DEVIATING MORE THAN 10%
FROM THE MARKET PRICE OF THE SHARES, ON OR BEFORE
30 SEP 2007; THE BOARD OF MANAGING DIRECTORS
SHALL BE AUTHORIZED TO RETIRE THE SHARES
8. APPROVAL OF THE PROFIT TRANSFER AGREEMENT WITH Management For *Management Position Unknown
LANDESBANK BERLIN AG AS THE TRANSFERRING COMPANY,
EFFECTIVE FOR AT LEAST 5 YEARS
7. RESOLUTION ON A SHARE CAPITAL REDUCTION, AND Management For *Management Position Unknown
THE CORRESPONDING AMENDMENTS TO THE ARTICLES
OF ASSOCIATION; THE SHARE CAPITAL OF EUR 2,554,741,
132.93 SHALL BE REDUCED TO EUR 2,05 6,650,000,
TO OFFSET THE LOSS CARRIED FORWARD AND FOR THE
TRANSFER OF THE REST TO THE CAPITAL RESERVES,
THROUGH THE REDUCTION OF THE THEORETICAL PAR
VALUE PER SHARE
9. APPROVAL OF THE TRANSFER AGREEMENT WITH LANDESBANK Management For *Management Position Unknown
BERLIN AG AS THE ACQUIRINGCOMPANY, PURSUANT TO
WHICH THE COMPANY SHALL TRANSFER VIRTUALLY ALL
OF ITS ASSETS TO THE ACQUIRING COMPANY, OF WHICH
IT IS THE SOLE SHAREHOLDER, WITH RETROSPECTIVE
EFFECT AS PER 01 JAN 2006
10. APPROVAL OF THE AGENCY AGREEMENT WITH LANDESBANK Management For *Management Position Unknown
BERLIN AG, PURSUANT TO WHICHLANDESBANK BERLIN
AG SHALL MANAGE THE BUSINESS OF THE COMPANY REMAINING
AFTER THE TRANSFER
11. FURTHER AMENDMENTS TO THE ARTICLES OF ASSOCIATION, Management For *Management Position Unknown
IN PARTICULAR IN RESPECT OF THE CHANGE OF THE
COMPANY S NAME TO LANDESBANK BERLIN HOLDING AG
AND THE ADJUSTMENT OF THE OBJECT OF THE COMPANY
- ------------------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED MA ANNUAL MEETING DATE: 07/18/2006
ISSUER: 57636Q104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
M.L. FERRAO DE AMORIM Management For For
EDWARD SU-NING TIAN Management For For
BERNARD S.Y. FUNG Management For For
MARC OLIVIE Management For For
MARK SCHWARTZ Management For For
DAVID R. CARLUCCI Management For For
RICHARD HAYTHORNTHWAITE Management For For
ROBERT W. SELANDER Management For For
03 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2006
02 APPROVE THE 2006 NON-EMPLOYEE DIRECTOR EQUITY Management For For
COMPENSATION PLAN
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 4 of 196
- ------------------------------------------------------------------------------------------------------------------------------------
MODINE MANUFACTURING COMPANY MOD ANNUAL MEETING DATE: 07/19/2006
ISSUER: 607828100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
FRANK W. JONES Management For For
DENNIS J. KUESTER Management For For
MICHAEL T. YONKER Management For For
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
- ------------------------------------------------------------------------------------------------------------------------------------
AT&T INC. T SPECIAL MEETING DATE: 07/21/2006
ISSUER: 00206R102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVE ISSUANCE OF AT&T COMMON SHARES REQUIRED Management For For
TO BE ISSUED PURSUANT TO THE MERGER AGREEMENT,
DATED AS OF MARCH 4, 2006, BY AND AMONG BELLSOUTH
CORPORATION, AT&T INC. AND ABC CONSOLIDATION
CORP., AS IT MAY BE AMENDED.
- ------------------------------------------------------------------------------------------------------------------------------------
BELLSOUTH CORPORATION BLS SPECIAL MEETING DATE: 07/21/2006
ISSUER: 079860102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED Management For For
AS OF MARCH 4, 2006, AS AMENDED, AMONG BELLSOUTH,
AT&T INC. AND A WHOLLY-OWNED SUBSIDIARY OF AT&T
INC.
- ------------------------------------------------------------------------------------------------------------------------------------
CABLE & WIRELESS PLC AGM MEETING DATE: 07/21/2006
ISSUER: G17416127 ISIN: GB0001625572
SEDOL: B02S7F5, 5687129, 6160986, 0162557
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE FINANCIAL STATEMENTS AND THE STATUTORY Management For *Management Position Unknown
REPORTS
2. APPROVE THE REMUNERATION REPORT Management For *Management Position Unknown
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 5 of 196
3. APPROVE A FINAL DIVIDEND OF 3.1PENCE PER ORDINARY Management For *Management Position Unknown
SHARE
4. ELECT MR. SIMON BALL AS A DIRECTOR Management For *Management Position Unknown
5. ELECT MR. JOHN PLUTHERO AS A DIRECTOR Management For *Management Position Unknown
6. RE-ELECT MR. KASPER RORSTED AS A DIRECTOR Management For *Management Position Unknown
7. RE-APPOINT KPMG AUDIT PLC AS THE AUDITORS OF Management For *Management Position Unknown
THE COMPANY
8. AUTHORIZE THE BOARD TO FIX REMUNERATION OF THE Management For *Management Position Unknown
AUDITORS
9. APPROVE THE CABLE WIRELESS LONG TERM CASH INCENTIVE Management For *Management Position Unknown
PLAN
10. GRANT AUTHORITY TO ISSUE OF EQUITY OR EQUITY-LINKED Management For *Management Position Unknown
SECURITIES WITH PRE-EMPTIVE RIGHTS UP TO AGGREGATE
NOMINAL AMOUNT OF GBP 180,000,000
S.11 GRANT AUTHORITY TO ISSUE OF EQUITY OR EQUITY-LINKED Management For *Management Position Unknown
SECURITIES WITHOUT PRE-EMPTIVE RIGHTS UP TO AGGREGATE
NOMINAL AMOUNT OF GBP 29 ,000,000
- ------------------------------------------------------------------------------------------------------------------------------------
SCOTTISH POWER PLC SPI ANNUAL MEETING DATE: 07/26/2006
ISSUER: 81013T804 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
S12 TO RENEW AUTHORITY OF THE COMPANY TO PURCHASE Management For For
ITS OWN SHARES.
S11 TO RENEW THE AUTHORITY OF THE DIRECTORS TO DISAPPLY Management For For
PRE-EMPTION RIGHTS.
O10 TO RENEW THE GENERAL AUTHORITY OF THE DIRECTORS Management For For
TO ALLOT SHARES.
O9 TO AUTHORIZE THE COMPANY TO MAKE DONATIONS TO Management For For
EU POLITICAL ORGANIZATIONS AND TO INCUR EU POLITICAL
EXPENDITURE.
O8 TO AUTHORIZE THE INTRODUCTION OF THE LONG-TERM Management For For
INCENTIVE PLAN 2006.
O7 TO AUTHORIZE THE DIRECTORS TO SET THE REMUNERATION Management For For
OF THE AUDITORS.
O6 TO APPOINT DELOITTE & TOUCHE LLP AS AUDITORS Management For For
OF THE COMPANY.
O5 TO RE-ELECT NICK ROSE AS A DIRECTOR. Management For For
O4 TO RE-ELECT CHARLES MILLER SMITH AS A DIRECTOR. Management For For
O3 TO ELECT PHILIP BOWMAN AS A DIRECTOR. Management For For
O2 TO APPROVE THE REMUNERATION REPORT. Management For For
O1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS FOR Management For For
THE YEAR ENDED MARCH 31, 2006.
- ------------------------------------------------------------------------------------------------------------------------------------
BROWN-FORMAN CORPORATION BFA ANNUAL MEETING DATE: 07/27/2006
ISSUER: 115637100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
P. BOUSQUET-CHAVANNE Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 6 of 196
BARRY D. BRAMLEY Management For For
GEO. GARVIN BROWN IV Management For For
MARTIN S. BROWN, JR. Management For For
OWSLEY BROWN II Management For For
DONALD G. CALDER Management For For
SANDRA A. FRAZIER Management For For
RICHARD P. MAYER Management For For
STEPHEN E. O'NEIL Management For For
MATTHEW R. SIMMONS Management For For
WILLIAM M. STREET Management For For
DACE BROWN STUBBS Management For For
PAUL C. VARGA Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
KOREA ELECTRIC POWER CORPORATION KEP SPECIAL MEETING DATE: 08/09/2006
ISSUER: 500631106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECT MR. JONG HWAK PARK, MANAGER SECRETARIAT, Management For For
AS A STANDING DIRECTOR.
02 ELECT MR. MYOUNG CHUL JANG, GENERAL MANAGER, Management For For
PERSONAL & GENERAL AFFAIRS DEPARTMENT, AS A STANDING
DIRECTOR.
03 ELECT MR. HO MUN, GENERAL MANAGER, CHOONGNAM Management For For
DISTRICT HEAD OFFICE, AS A STANDING DIRECTOR.
- ------------------------------------------------------------------------------------------------------------------------------------
KERR-MCGEE CORPORATION KMG SPECIAL MEETING DATE: 08/10/2006
ISSUER: 492386107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF JUNE 22, 2006, BY AND AMONG ANADARKO
PETROLEUM CORPORATION, APC ACQUISITION SUB, INC.
AND KERR-MCGEE CORPORATION PURSUANT TO WHICH
APC ACQUISITION SUB, INC. WOULD BE MERGED WITH
AND INTO KERR-MCGEE CORPORATION AND KERR-MCGEE
CORPORATION WOULD BECOME A WHOLLY-OWNED SUBSIDIARY
OF ANADARKO PETROLEUM CORPORATION.
02 PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF NECESSARY, Management For For
TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF ADOPTION
OF THE MERGER AGREEMENT REFERRED TO IN ITEM 1,
ABOVE.
- ------------------------------------------------------------------------------------------------------------------------------------
H.J. HEINZ COMPANY HNZ CONTESTED ANNUAL MEETING DATE: 08/16/2006
ISSUER: 423074103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 7 of 196
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management
W.R. JOHNSON Management For For
C.E. BUNCH Management For For
M.C. CHOKSI Management For For
P.H. COORS Management For For
J.G. DROSDICK Management For For
E.E. HOLIDAY Management For For
C. KENDLE Management For For
D.H. REILLEY Management For For
L.C. SWANN Management For For
T.J. USHER Management For For
NELSON PELTZ Opposition For
MICHAEL F. WEINSTEIN Opposition For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
- ------------------------------------------------------------------------------------------------------------------------------------
KEYSPAN CORPORATION KSE ANNUAL MEETING DATE: 08/17/2006
ISSUER: 49337W100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF FEBRUARY 25, 2006, BETWEEN
NATIONAL GRID PLC, NATIONAL GRID US8, INC. AND
KEYSPAN CORPORATION, AS IT MAY BE AMENDED.
02 DIRECTOR Management For
ROBERT B. CATELL Management For For
ANDREA S. CHRISTENSEN Management For For
ROBERT J. FANI Management For For
ALAN H. FISHMAN Management For For
JAMES R. JONES Management For For
JAMES L. LAROCCA Management For For
GLORIA C. LARSON Management For For
STEPHEN W. MCKESSY Management For For
EDWARD D. MILLER Management For For
VIKKI L. PRYOR Management For For
03 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For
REGISTERED ACCOUNTANTS.
04 SHAREHOLDER PROPOSAL TO ADOPT SIMPLE MAJORITY Shareholder Against For
VOTE.
- ------------------------------------------------------------------------------------------------------------------------------------
WESTERN GAS RESOURCES, INC. WGR SPECIAL MEETING DATE: 08/23/2006
ISSUER: 958259103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF JUNE 22, 2006, AS AMENDED, AMONG
ANADARKO PETROLEUM CORPORATION ( ANADARKO ),
APC MERGER SUB, INC. ( MERGER SUB ) AND WESTERN,
AND APPROVE THE MERGER OF MERGER SUB WITH AND
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 8 of 196
INTO WESTERN, WITH WESTERN CONTINUING AS THE
SURVIVING CORPORATION, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
FLOWSERVE CORPORATION FLS ANNUAL MEETING DATE: 08/24/2006
ISSUER: 34354P105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF THE AMENDMENTS TO CERTAIN STOCK OPTION Management For For
AND INCENTIVE PLANS.
01 DIRECTOR Management For
ROGER L. FIX* Management For For
LEWIS M. KLING* Management For For
MICHAEL F. JOHNSTON* Management For For
CHARLES M. RAMPACEK* Management For For
KEVIN E. SHEEHAN* Management For For
ROGER L. FIX** Management For For
DIANE C. HARRIS** Management For For
LEWIS M. KLING** Management For For
JAMES O. ROLLANS** Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
THERMO ELECTRON CORPORATION TMO SPECIAL MEETING DATE: 08/30/2006
ISSUER: 883556102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE ISSUANCE OF SHARES OF THERMO COMMON Management For For
STOCK IN CONNECTION WITH THE MERGER CONTEMPLATED
BY THE AGREEMENT AND PLAN OF MERGER, DATED AS
OF MAY 7, 2006, BY AND AMONG THERMO, TRUMPET
MERGER CORPORATION AND FISHER SCIENTIFIC INTERNATIONAL
INC.
02 TO AMEND THE AMENDED AND RESTATED CERTIFICATE Management For For
OF INCORPORATION OF THERMO, TO INCREASE THE AUTHORIZED
NUMBER OF SHARES OF THERMO COMMON STOCK FROM
350,000,000 TO 1.2 BILLION AND TO CHANGE THE
NAME OF THERMO ELECTRON CORPORATION UPON COMPLETION
OF THE MERGER TO THERMO FISHER SCIENTIFIC INC.
- ------------------------------------------------------------------------------------------------------------------------------------
WACHOVIA CORPORATION WB SPECIAL MEETING DATE: 08/31/2006
ISSUER: 929903102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE ISSUANCE OF SHARES OF WACHOVIA Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 9 of 196
COMMON STOCK AS CONSIDERATION IN THE PROPOSED
MERGER OF GOLDEN WEST FINANCIAL CORPORATION WITH
AND INTO A WHOLLY-OWNED SUBSIDIARY OF WACHOVIA,
PURSUANT TO AN AGREEMENT AND PLAN OF MERGER,
DATED AS OF MAY 7, 2006, BY AND AMONG WACHOVIA,
GOLDEN WEST, AND SUCH WHOLLY-OWNED SUBSIDIARY
OF WACHOVIA.
02 TO APPROVE THE AMENDED AND RESTATED WACHOVIA Management For For
CORPORATION 2003 STOCK INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
MUNICIPAL MORTGAGE & EQUITY, LLC MMA ANNUAL MEETING DATE: 09/05/2006
ISSUER: 62624B101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
04 ANY OTHER MATTERS THAT MAY PROPERLY BE BROUGHT Management For For
BEFORE THE MEETING.
03 APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE Management For For
COMPANY S 2001 SHARE INCENTIVE PLAN IN ORDER
TO ELIMINATE THE SUB-LIMITS ON EQUITY COMPENSATION
AWARDS CONTAINED THEREIN AND TO MAKE CERTAIN
AMENDMENTS TO CONFORM THE 2001 SHARE INCENTIVE
PLAN TO THE 2004 SHARE INCENTIVE PLAN.
02 APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE Management For For
COMPANY S 2004 SHARE INCENTIVE PLAN IN ORDER
TO ELIMINATE THE SUB-LIMITS ON EQUITY COMPENSATION
AWARDS CONTAINED THEREIN.
01 DIRECTOR Management For
RICHARD O. BERNDT Management For For
MICHAEL L. FALCONE Management For For
ROBERT S. HILLMAN Management For For
BARBARA B. LUCAS Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
H&R BLOCK, INC. HRB ANNUAL MEETING DATE: 09/07/2006
ISSUER: 093671105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JERRY D. CHOATE Management For For
HENRY F. FRIGON Management For For
ROGER W. HALE Management For For
LEN J. LAUER Management For For
03 APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE Management For For
GOALS FOR PERFORMANCE SHARES ISSUED PURSUANT
TO THE 2003 LONG-TERM EXECUTIVE COMPENSATION PLAN.
02 APPROVAL OF AN AMENDMENTS TO THE 1999 STOCK OPTION Management For For
PLAN FOR SEASONAL EMPLOYEES TO EXTEND THE PLAN
FOR THREE YEARS, SUCH THAT IT WILL TERMINATE,
UNLESS FURTHER EXTENDED, ON DECEMBER 31, 2009.
04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
THE COMPANY S INDEPENDENT ACCOUNTANTS FOR THE
YEAR ENDING APRIL 30, 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 10 of 196
- ------------------------------------------------------------------------------------------------------------------------------------
DEL MONTE FOODS COMPANY DLM ANNUAL MEETING DATE: 09/21/2006
ISSUER: 24522P103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
SAMUEL H. ARMACOST Management For For
TERENCE D. MARTIN Management For For
RICHARD G. WOLFORD Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP, AN INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM, AS DEL MONTE
FOODS COMPANY S INDEPENDENT AUDITORS FOR ITS
FISCAL YEAR ENDING APRIL 29, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
GENERAL MILLS, INC. GIS ANNUAL MEETING DATE: 09/25/2006
ISSUER: 370334104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PAUL DANOS Management For For
WILLIAM T. ESREY Management For For
RAYMOND V. GILMARTIN Management For For
JUDITH RICHARDS HOPE Management For For
HEIDI G. MILLER Management For For
H. OCHOA-BRILLEMBOURG Management For For
STEVE ODLAND Management For For
KENDALL J. POWELL Management For For
MICHAEL D. ROSE Management For For
ROBERT L. RYAN Management For For
STEPHEN W. SANGER Management For For
A. MICHAEL SPENCE Management For For
DOROTHY A. TERRELL Management For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS GENERAL Management For For
MILLS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 ADOPT THE 2006 COMPENSATION PLAN FOR NON-EMPLOYEE Management Against Against
DIRECTORS.
04 STOCKHOLDER PROPOSAL ON LABELING OF GENETICALLY Shareholder Against For
ENGINEERED FOOD PRODUCTS.
- ------------------------------------------------------------------------------------------------------------------------------------
THE MOSAIC COMPANY MOS ANNUAL MEETING DATE: 10/04/2006
ISSUER: 61945A107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 11 of 196
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
02 APPROVAL OF AMENDMENT TO THE COMPANY S 2004 OMNIBUS Management For For
STOCK AND INCENTIVE PLAN TO INCREASE THE NUMBER
OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN
FROM 10,000,000 SHARES TO 25,000,000 SHARES.
01 DIRECTOR Management For
PHYLLIS E. COCHRAN Management For For
ROBERT L. LUMPKINS Management For For
HAROLD H. MACKAY Management For For
WILLIAM T. MONAHAN Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY PG ANNUAL MEETING DATE: 10/10/2006
ISSUER: 742718109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVE AMENDMENT TO THE CODE OF REGULATIONS Management For For
TO DECREASE THE AUTHORIZED NUMBER OF DIRECTORS
ON THE BOARD
04 REAPPROVE AND AMEND THE MATERIAL TERMS OF THE Management For For
PERFORMANCE CRITERIA UNDER THE PROCTER & GAMBLE
2001 STOCK AND INCENTIVE COMPENSATION PLAN
05 SHAREHOLDER PROPOSAL - AWARD NO FUTURE STOCK Shareholder Against For
OPTIONS
01 DIRECTOR Management For
NORMAN R. AUGUSTINE Management For For
A.G. LAFLEY Management For For
JOHNATHAN A. RODGERS Management For For
JOHN F. SMITH, JR. Management For For
MARGARET C. WHITMAN Management For For
03 RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
- ------------------------------------------------------------------------------------------------------------------------------------
CARPENTER TECHNOLOGY CORPORATION CRS ANNUAL MEETING DATE: 10/16/2006
ISSUER: 144285103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
05 APPROVAL OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
04 APPROVAL OF THE EXECUTIVE BONUS COMPENSATION Management For For
PLAN, AS AMENDED.
03 APPROVAL OF THE STOCK-BASED INCENTIVE COMPENSATION Management Against Against
PLAN FOR OFFICERS AND KEY EMPLOYEES, AS AMENDED.
02 APPROVAL OF THE STOCK-BASED COMPENSATION PLAN Management Against Against
FOR NON-EMPLOYEE DIRECTORS, AS AMENDED.
01 DIRECTOR Management For
CARL G. ANDERSON Management For For
ROBERT J. TORCOLINI Management For For
JEFFREY WADSWORTH Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 12 of 196
- ------------------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC DEO ANNUAL MEETING DATE: 10/17/2006
ISSUER: 25243Q205 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
14 AMENDMENTS TO DIAGEO EXECUTIVE SHARE OPTION PLAN Management For For
13 ADOPTION OF DIAGEO PLC 2006 IRISH PROFIT SHARING Management For For
SCHEME
12 AUTHORITY TO MAKE EU POLITICAL DONATIONS/EXPENDITURE Management For For
11 AUTHORITY TO PURCHASE OWN ORDINARY SHARES Management For For
10 DISAPPLICATION OF PRE-EMPTION RIGHTS Management For For
09 AUTHORITY TO ALLOT RELEVANT SECURITIES Management For For
08 RE-APPOINTMENT AND REMUNERATION OF AUDITOR Management For For
07 ELECTION OF MS LM DANON (MEMBER OF AUDIT, NOMINATION, Management For For
AND REMUNERATION COMMITTEE)
06 RE-ELECTION OF MR PS WALSH (MEMBER OF EXECUTIVE Management For For
COMMITTEE AND CHAIRMAN OF BOARD)
05 RE-ELECTION OF MR HT STITZER (MEMBER OF AUDIT, Management For For
NOMINATION, AND REMUNERATION COMMITTEE)
04 RE-ELECTION OF LORD HOLLICK OF NOTTING HILL (MEMBER Management For For
OF AUDIT, NOMINATION, REMUNERATION COMMITTEE
AND CHAIRMAN OF BOARD)
03 DECLARATION OF FINAL DIVIDEND Management For For
02 DIRECTORS REMUNERATION REPORT 2006 Management For For
01 REPORTS AND ACCOUNTS 2006 Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
THE PEP BOYS - MANNY, MOE & JACK PBY ANNUAL MEETING DATE: 10/19/2006
ISSUER: 713278109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM LEONARD Management For For
PETER A. BASSI Management For For
JANE SCACCETTI Management For For
JOHN T. SWEETWOOD Management For For
M. SHAN ATKINS Management For For
ROBERT H. HOTZ Management For For
MAX L. LUKENS Management For For
JAMES A. MITAROTONDA Management For For
NICK WHITE Management For For
JAMES A. WILLIAMS Management For For
THOMAS R. HUDSON JR. Management For For
03 SHAREHOLDER PROPOSAL REGARDING OUR SHAREHOLDER Shareholder For Against
RIGHTS PLAN.
02 TO APPROVE THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 13 of 196
- ------------------------------------------------------------------------------------------------------------------------------------
NEWS CORPORATION NWSA ANNUAL MEETING DATE: 10/20/2006
ISSUER: 65248E203 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOSE MARIA AZNAR Management For For
LACHLAN K. MURDOCH Management For For
THOMAS J. PERKINS Management For For
ARTHUR M. SISKIND Management For For
JOHN L. THORNTON Management For For
02 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY Management For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JUNE 30, 2007.
03 APPROVAL OF AMENDED AND RESTATED RIGHTS PLAN. Management Against Against
04 STOCKHOLDER PROPOSAL ON THE ANNUAL ELECTION OF Shareholder Against For
DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------------------------
THE REYNOLDS AND REYNOLDS COMPANY REY SPECIAL MEETING DATE: 10/23/2006
ISSUER: 761695105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
I TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF AUGUST 7, 2006, BY AND AMONG
UNIVERSAL COMPUTER SYSTEMS HOLDING, INC., RACECAR
ACQUISITION CO. AND THE REYNOLDS AND REYNOLDS
COMPANY.
II TO APPROVE THE ADJOURNMENT OR POSTPONEMENT OF Management For For
THE SPECIAL MEETING OF SHAREHOLDERS, IF NECESSARY
OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IN THE EVENT THAT THERE ARE NOT SUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO APPROVE
PROPOSAL I.
- ------------------------------------------------------------------------------------------------------------------------------------
DUKE ENERGY CORPORATION DUK ANNUAL MEETING DATE: 10/24/2006
ISSUER: 26441C105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROGER AGNELLI Management For For
PAUL M. ANDERSON Management For For
WILLIAM BARNET, III Management For For
G. ALEX BERNHARDT, SR. Management For For
MICHAEL G. BROWNING Management For For
PHILLIP R. COX Management For For
WILLIAM T. ESREY Management For For
ANN MAYNARD GRAY Management For For
JAMES H. HANCE, JR. Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 14 of 196
DENNIS R. HENDRIX Management For For
MICHAEL E.J. PHELPS Management For For
JAMES T. RHODES Management For For
JAMES E. ROGERS Management For For
MARY L. SCHAPIRO Management For For
DUDLEY S. TAFT Management For For
02 APPROVAL OF THE DUKE ENERGY CORPORATION 2006 Management For For
LONG-TERM INCENTIVE PLAN.
03 RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE Management For For
ENERGY S INDEPENDENT PUBLIC ACCOUNTANT FOR 2006.
- ------------------------------------------------------------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION PH ANNUAL MEETING DATE: 10/25/2006
ISSUER: 701094104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT J. KOHLHEPP Management For For
GIULIO MAZZALUPI Management For For
KLAUS-PETER MUELLER Management For For
MARKOS I. TAMBAKERAS Management For For
03 A SHAREHOLDER PROPOSAL TO DECLASSIFY THE ELECTION Shareholder Against For
OF DIRECTORS.
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FY07.
- ------------------------------------------------------------------------------------------------------------------------------------
PETROCHINA COMPANY LIMITED PTR SPECIAL MEETING DATE: 11/01/2006
ISSUER: 71646E100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
O1 THAT THE CONTINUING CONNECTED TRANSACTIONS ARISING Management For *Management Position Unknown
AS A RESULT OF THE ACQUISITION OF A 67% INTEREST
IN PETROKAZAKHSTAN INC. BY PETROCHINA THROUGH
CNPC EXPLORATION AND DEVELOPMENT COMPANY LIMITED
( ACQUISITION ), AS SET OUT IN THE CIRCULAR OF
PETROCHINA DATED 14 SEPTEMBER 2006 (CIRCULAR).
O3 THAT THE PROPOSED REVISION TO THE EXISTING ANNUAL Management For *Management Position Unknown
CAPS FOR THE THREE YEARS FROM 1 JANUARY 2006
TO 31 DECEMBER 2008 OF EACH OF THE CONTINUING
CONNECTED TRANSACTION UNDER THE AMENDED COMPREHENSIVE
AGREEMENT AS A RESULT OF CHANGES TO PETROCHINA
S PRODUCTION AND OPERATIONAL ENVIRONMENT, AS
SET OUT IN THE CIRCULAR, BE AND IS HEREBY APPROVED,
RATIFIED AND CONFIRMED.
O2 THAT THE PROPOSED REVISION TO THE EXISTING ANNUAL Management For *Management Position Unknown
CAPS FOR THE THREE YEARS FROM 1 JANUARY 2006
TO 31 DECEMBER 2008 OF EACH OF THE CONTINUING
CONNECTED TRANSACTION UNDER THE AMENDED COMPREHENSIVE
AGREEMENT AS A RESULT OF THE ACQUISITION, AS
SET OUT IN THE CIRCULAR, BE AND IS HEREBY APPROVED,
RATIFIED AND CONFIRMED.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 15 of 196
S5 THAT THE PROPOSED AMENDMENTS TO THE ARTICLES Management For *Management Position Unknown
OF ASSOCIATION OF PETROCHINA AS SET OUT IN THE
CIRCULAR BE AND ARE HEREBY GENERALLY UNCONDITIONALLY
APPROVED.
O4 THAT THE PROPOSED REVISION TO THE EXISTING ANNUAL Management For *Management Position Unknown
CAPS FOR THE THREE YEARS FROM 1 JANUARY 2006
TO 31 DECEMBER 2008 IN RESPECT OF THE PRODUCTS
AND SERVICES TO BE PROVIDED BY PETROCHINA AND
ITS SUBSIDIARIES TO CHINA RAILWAY MATERIALS AND
SUPPLIERS CORPORATION, AS SET OUT IN THE CIRCULAR,
BE AND IS HEREBY APPROVED, RATIFIED AND CONFIRMED.
- ------------------------------------------------------------------------------------------------------------------------------------
FERRO CORPORATION FOE ANNUAL MEETING DATE: 11/03/2006
ISSUER: 315405100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JENNIE S. HWANG, PH.D. Management For For
JAMES F. KIRSCH Management For For
WILLIAM J. SHARP Management For For
02 APPROVAL OF THE 2006 LONG-TERM INCENTIVE PLAN. Management Against Against
03 APPROVAL OF THE AMENDMENT TO FERRO CORPORATION Management For For
S CODE OF REGULATIONS.
- ------------------------------------------------------------------------------------------------------------------------------------
PERNOD-RICARD, PARIS EGM MEETING DATE: 11/07/2006
ISSUER: F72027109 ISIN: FR0000120693 BLOCKING
SEDOL: B043D05, 4427100, 4682329, B030Q53, B10S419, 4682318
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown
YOU.
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE Non-Voting *Management Position Unknown
SEE HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE
INFORMATION. VERIFICATION PERIOD: REGISTERED
SHARES: 1 TO 5 DAYS PRIOR TO THE MEETING DATE,
DEPENDS ON COMPANY S BY-LAWS. BEARER SHARES:
6 DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT
SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE
PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO
OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND
DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT
SHAREOWNERS: PROXY CARDS: ADP WILL FORWARD
VOTING INSTRUCTIONS TO THE GLOBAL CUSTODIANS
THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON
ADP VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN
THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN.
IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN
ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT
ADP. TRADES/VOTE INSTRUCTIONS: SINCE FRANCE
MAINTAINS A VERIFICATION PERIOD, FOR VOTE INSTRUCTIONS
SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL)
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 16 of 196
FOR EITHER THE FULL SECURITY POSITION OR A PARTIAL
AMOUNT AFTER THE VOTE INSTRUCTION HAS BEEN SUBMITTED
TO ADP AND THE GLOBAL CUSTODIAN ADVISES ADP OF
THE POSITION CHANGE VIA THE ACCOUNT POSITION
COLLECTION PROCESS, ADP HAS A PROCESS IN EFFECT
WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE
NEW ACCOUNT POSITION AVAILABLE FOR VOTING. THIS
WILL ENSURE THAT THE LOCAL CUSTODIAN IS INSTRUCTED
TO AMEND THE VOTE INSTRUCTION AND RELEASE THE
SHARES FOR SETTLEMENT OF THE SALE TRANSACTION.
THIS PROCEDURE PERTAINS TO SALE TRANSACTIONS
WITH A SETTLEMENT DATE PRIOR TO MEETING DATE
+ 1
Take
O.1 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management No Action *Management Position Unknown
AND THE AUDITORS AND APPROVE THE COMPANY S FINANCIAL
STATEMENTS AND THE BALANCE SHEET FOR THE YE IN
2006, AS PRESENTED
Take
O.2 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management No Action *Management Position Unknown
AND THE STATUTORY AUDITORS AND APPROVE THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE SAID FY, IN THE
FORM PRESENTED TO THE MEETING
Take
O.3 ACKNOWLEDGE THAT: (-) EARNINGS FOR THE FY AMOUNT Management No Action *Management Position Unknown
TO EUR 56,193,655.94 (-) RETAINED EARNINGS AMOUNT
TO EUR 364,691,170.04 (-) DISTRIBUTABLE INCOME,
AFTER ALLOCATION TO THE LEGAL RESERVE UP TO EUR
2,809,682.80, AMOUNTS TO EUR 418,075,143.18 (-)
DECIDES TO DISTRIBUTE TO THE SHAREHOLDERS A TOTAL
DIVIDEND OF EUR 237,034,826.28, I.E. A DIVIDEND
OF EUR 2.52 PER SHARE (-) DECIDES TO ALLOCATE
THE BALANCE OF THE DISTRIBUTABLE INCOME TO THE
RETAINED EARNINGS: EUR 181,040,316.90 AS AN INTERIM
DIVIDEND OF EUR 1.12 WAS ALREADY PAID ON 05 JUL
2006, THE SHAREHOLDERS WILL RECEIVE THE BALANCE
OF EUR 1.40 ON 15 NOV 2006, THIS DIVIDEND WILL
ENTITLE TO THE 40% ALLOWANCE PROVIDED BY THE
FRENCH TAX CODE, I.E. EUR 1.008 PER SHARE IN
THE EVENT THAT THE COMPANY HOLDS SOME OF ITS
OWN SHARES ON SUCH DATE, THE AMOUNT OF THE UNPAID
DIVIDEND ON SUCH SHARES SHALL BE ALLOCATED TO
THE RETAINED EARNINGS ACCOUNT AS REQUIRED BY
LAW
Take
O.4 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management No Action *Management Position Unknown
AGREEMENTS GOVERNED BY ARTICLE L.225-38 OF THE
FRENCH COMMERCIAL CODE AND APPROVE THE AGREEMENTS
ENTERED INTO OR WHICH REMAINED IN FORCE DURING
THE FY
Take
O.5 APPROVE TO RENEW THE APPOINTMENT OF MR. FRANCOIS Management No Action *Management Position Unknown
GERARD AS A DIRECTOR FOR A 4YEAR PERIOD
Take
O.6 APPROVE TO AWARD TOTAL ANNUAL FEES OF EUR 600,000.00 Management No Action *Management Position Unknown
TO THE BOARD OF DIRECTORS
Take
O.7 AUTHORIZE THE BOARD OF DIRECTORS: TO TRADE IN Management No Action *Management Position Unknown
THE COMPANY S SHARES ON THE STOCK MARKET, SUBJECT
TO THE MAXIMUM PURCHASE PRICE: EUR 250.00, MAXIMUM
NUMBER OF SHARES TO BE ACQUIRED: 10% OF THE NUMBER
OF SHARES COMPRISING THE SHARE CAPITAL, I.E.
9,406,143 SHARES, MAXIMUM FUNDS INVESTED IN THE
SHARE BUYBACKS: EUR 2,351,535,750.00; AUTHORITY
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 17 of 196
EXPIRES AT THE END OF 18 MONTHS; THIS AUTHORIZATION
SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS MEETING OF 10 NOV
2005; TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
Take
E.8 AUTHORIZE THE BOARD OF DIRECTORS: TO REDUCE THE Management No Action *Management Position Unknown
SHARE CAPITAL, ON ONE OR MOREOCCASIONS, BY CANCELING
ALL OR PART OF THE SHARES HELD BY THE COMPANY
IN CONNECTION WITH THE STOCK REPURCHASE PLAN
DECIDED IN RESOLUTION NO.7, UP TO A MAXIMUM OF
10% OF THE CAPITAL; AUTHORITY EXPIRES AT THE
END OF 24 MONTHS ; IT CANCELS AND REPLACES THE
ONE GRANTED BY THE SHAREHOLDERS MEETING OF 10
NOV 2005; TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
Take
E.9 AUTHORIZE THE BOARD OF DIRECTORS: TO GRANT, IN Management No Action *Management Position Unknown
ONE OR MORE TRANSACTIONS, AT ITS SOLE DISCRETION,
TO EMPLOYEES AND EXECUTIVES OF THE COMPANY AND
RELATED COMPANIES, OPTIONS GIVING THE RIGHT EITHER
TO SUBSCRIBE FOR NEW SHARES IN THE COMPANY TO
BE ISSUED, OR TO PURCHASE EXISTING SHARES, IT
BEING PROVIDED THAT THE OPTIONS SHALL NOT GIVE
RIGHTS TO A TOTAL NUMBER OF SHARES, WHICH SHALL
EXCEED 5% OF THE SHARE CAPITAL; AUTHORITY EXPIRES
AT THE END OF 38 MONTHS ; IT CANCELS AND REPLACES
THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED
BY THE SHAREHOLDERS MEETING OF 17 MAY 2004;
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
Take
E.10 AUTHORIZE THE BOARD OF DIRECTORS, IN THE EVENT Management No Action *Management Position Unknown
OF A PUBLIC OFFER CONCERNING THE COMPANY, IN
ORDER TO ISSUE, IN ONE OR MORE OCCASIONS, WARRANTS
TO SUBSCRIBE FOR 1 OR MORE SHARES IN THE COMPANY,
THE PAR VALUE OF THE COMMON SHARES TO BE ISSUED
THROUGH THE EXERCISE OF THESE WARRANTS SHALL
NOT EXCEED EUR 145,000,000.00 THESE WARRANTS
WILL BE ALLOCATED FOR FREE; AUTHORITY EXPIRES
AT THE END OF 18 MONTHS
Take
E.11 AUTHORIZE THE BOARD OF DIRECTORS: TO INCREASE Management No Action *Management Position Unknown
THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS,
AT ITS SOLE DISCRETION, IN FRANCE OR ABROAD,
IN FAVOR OF MEMBERS OF A COMPANY SAVINGS PLAN,
AND FOR A TOTAL NUMBER OF SHARES THAT SHALL NOT
EXCEED 2% OF THE COMPANY SHARE CAPITAL, IT CANCELS
AND REPLACES THE ONE GRANTED BY THE SHAREHOLDERS
MEETING OF 10 NOV 2005; AUTHORITY EXPIRES AT
THE END OF 26 MONTHS ; TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
Take
E.13 AMEND THE ARTICLE NUMBER 32 OF THE BYLAWS Management No Action *Management Position Unknown
Take
E.12 APPROVE TO REDUCE THE SHARE CAPITAL OF EUR 9,947,999.20 Management No Action *Management Position Unknown
BY CANCELING THE 3,209,032 SHARES TRANSFERRED
BY SANTA LINA, FROM EUR 291,590,460.90 TO EUR
281,642,461.70 AND THUS REDUCING THE NUMBER OF
SHARES IN THE COMPANY FROM 94,061,439 TO 90,852,407
AND TO CHARGE THE AMOUNT CORRESPONDING TO THE
DIFFERENCE BETWEEN THE BOOK VALUE OF THE 3,209,032
SHARES AND THE PAR VALUE OF THE SHARES, I.E.
EUR 462,036,427.36 AGAINST THE CONVERSION PREMIUM
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 18 of 196
ACCOUNT AND AUTHORIZE THE BOARD OF DIRECTORS
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
Take
E.14 GRANT FULL POWERS TO THE BEARER OF AN ORIGINAL, Management No Action *Management Position Unknown
A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER
FORMALITIES PRESCRIBED BY LAW
- ------------------------------------------------------------------------------------------------------------------------------------
FREESCALE SEMICONDUCTOR, INC. FSL SPECIAL MEETING DATE: 11/13/2006
ISSUER: 35687M206 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, Management For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
01 TO CONSIDER AND VOTE ON A PROPOSAL TO ADOPT THE Management For For
AGREEMENT AND PLAN OF MERGER, DATED AS OF SEPTEMBER
15, 2006, BY AND AMONG FREESCALE SEMICONDUCTOR,
INC., FIRESTONE HOLDINGS LLC, A DELAWARE LIMITED
LIABILITY COMPANY, AND FIRESTONE ACQUISITION
CORPORATION, A DELAWARE CORPORATION AND AN INDIRECT
WHOLLY OWNED SUBSIDIARY OF FIRESTONE HOLDINGS
LLC.
- ------------------------------------------------------------------------------------------------------------------------------------
HARBOR GLOBAL COMPANY LTD. HRBGF SPECIAL MEETING DATE: 11/13/2006
ISSUER: G4285W100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE FOLLOWING RESOLUTION: RESOLVED, Management For For
THAT (I) THE AGREEMENT AND PLAN OF AMALGAMATION,
DATED AS OF AUGUST 18, 2006 (THE TRANSACTION
AGREEMENT ), (II) THE AMALGAMATION AGREEMENT,
DATED AS OF AUGUST 18, 2006 (THE AMALGAMATION
AGREEMENT ), AND (III) THE AMALGAMATION OF HARBOR
GLOBAL COMPANY LTD. WITH AMALGAMATION SUB, AS
MORE FULLY DESCRIBED IN THE STATEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC. ADP ANNUAL MEETING DATE: 11/14/2006
ISSUER: 053015103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 19 of 196
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
GREGORY D. BRENNEMAN Management For For
LESLIE A. BRUN Management For For
GARY C. BUTLER Management For For
LEON G. COOPERMAN Management For For
R. GLENN HUBBARD Management For For
JOHN P. JONES Management For For
ANN DIBBLE JORDAN Management For For
FREDERIC V. MALEK Management For For
HENRY TAUB Management For For
ARTHUR F. WEINBACH Management For For
03 APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
02 APPROVAL OF THE COMPANY S AMENDED AND RESTATED Management For For
EXECUTIVE INCENTIVE COMPENSATION PLAN
- ------------------------------------------------------------------------------------------------------------------------------------
GRUPO BIMBO SA DE CV BIMBO, MEXICO EGM MEETING DATE: 11/14/2006
ISSUER: P49521126 ISIN: MXP495211262
SEDOL: B02VBK7, 2392471
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THESE SHARES HAVE NO VOTING Non-Voting *Management Position Unknown
RIGHTS, SHOULD YOU WISH TO ATTEND THE MEETING
PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD
BY CONTACTING YOUR CLIENT REPRESENTATIVE AT ADP.
THANK YOU.
1. AMEND THE COMPANY S CORPORATE BY-LAWS, INCLUDING Non-Voting *Management Position Unknown
THE FORMATION OF VARIOUS INTERMEDIARY ADMINISTRATIVE
ORGANIZATIONS AND ADAPT THEM TO THE NEW PROVISIONS
OF THE CAPITAL MARKETS LAW
2. APPROVE THE PAYMENT OF A CASH DIVIDEND OF MXN Non-Voting *Management Position Unknown
0.31, FOR EACH OF THE SHARES REPRESENTATIVE OF
THE COMPANY S CORPORATE CAPITAL THAT ARE IN CIRCULATION
3. APPOINT SPECIAL DELEGATES Non-Voting *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
THE CLOROX COMPANY CLX ANNUAL MEETING DATE: 11/15/2006
ISSUER: 189054109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECT DANIEL BOGGAN, JR. AS A DIRECTOR. Management For For
1B ELECT TULLY M. FRIEDMAN AS A DIRECTOR. Management For For
1C ELECT GEORGE J. HARAD AS A DIRECTOR. Management For For
1D ELECT DONALD R. KNAUSS AS A DIRECTOR. Management For For
1E ELECT ROBERT W. MATSCHULLAT AS A DIRECTOR. Management For For
1F ELECT GARY G. MICHAEL AS A DIRECTOR. Management For For
1G ELECT JAN L. MURLEY AS A DIRECTOR. Management For For
1H ELECT MICHAEL E. SHANNON AS A DIRECTOR. Management For For
1I ELECT PAMELA THOMAS-GRAHAM AS A DIRECTOR. Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 20 of 196
1J ELECT CAROLYN M. TICKNOR AS A DIRECTOR. Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG Management For For
LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, FOR THE FISCAL YEAR ENDING JUNE 30, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
CAMPBELL SOUP COMPANY CPB ANNUAL MEETING DATE: 11/16/2006
ISSUER: 134429109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
EDMUND M. CARPENTER Management For For
PAUL R. CHARRON Management For For
DOUGLAS R. CONANT Management For For
BENNETT DORRANCE Management For For
KENT B. FOSTER Management For For
HARVEY GOLUB Management For For
RANDALL W. LARRIMORE Management For For
PHILIP E. LIPPINCOTT Management For For
MARY ALICE D. MALONE Management For For
SARA MATHEW Management For For
DAVID C. PATTERSON Management For For
CHARLES R. PERRIN Management For For
A. BARRY RAND Management For For
GEORGE STRAWBRIDGE, JR. Management For For
LES C. VINNEY Management For For
CHARLOTTE C. WEBER Management For For
02 RATIFICATION OF APPOINTMENT OF THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
03 SHAREOWNER PROPOSAL ON SUSTAINABILITY REPORT. Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
READER'S DIGEST ASSOCIATION, INC. RDA ANNUAL MEETING DATE: 11/17/2006
ISSUER: 755267101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JONATHAN B. BULKELEY Management For For
HERMAN CAIN Management For For
WILLIAM E. MAYER Management For For
ERIC W. SCHRIER Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS INDEPENDENT AUDITOR FOR FISCAL 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
PAGESJAUNES, SEVRES OGM MEETING DATE: 11/20/2006
ISSUER: F6954U126 ISIN: FR0010096354 BLOCKING
SEDOL: B01N3F3, B02TRX6, B01TNH3
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 21 of 196
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE Non-Voting *Management Position Unknown
SEE HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE
INFORMATION. VERIFICATION PERIOD: REGISTERED
SHARES: 1 TO 5 DAYS PRIOR TO THE MEETING DATE,
DEPENDS ON COMPANY S BY-LAWS. BEARER SHARES:
6 DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT
SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE
PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO
OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND
DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT
SHAREOWNERS: PROXY CARDS: ADP WILL FORWARD
VOTING INSTRUCTIONS TO THE GLOBAL CUSTODIANS
THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON
ADP VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN
THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN.
IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN
ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT
ADP. TRADES/VOTE INSTRUCTIONS: SINCE FRANCE
MAINTAINS A VERIFICATION PERIOD, FOR VOTE INSTRUCTIONS
SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL)
FOR EITHER THE FULL SECURITY POSITION OR A PARTIAL
AMOUNT AFTER THE VOTE INSTRUCTION HAS BEEN SUBMITTED
TO ADP AND THE GLOBAL CUSTODIAN ADVISES ADP OF
THE POSITION CHANGE VIA THE ACCOUNT POSITION
COLLECTION PROCESS, ADP HAS A PROCESS IN EFFECT
WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE
NEW ACCOUNT POSITION AVAILABLE FOR VOTING. THIS
WILL ENSURE THAT THE LOCAL CUSTODIAN IS INSTRUCTED
TO AMEND THE VOTE INSTRUCTION AND RELEASE THE
SHARES FOR SETTLEMENT OF THE SALE TRANSACTION.
THIS PROCEDURE PERTAINS TO SALE TRANSACTIONS
WITH A SETTLEMENT DATE PRIOR TO MEETING DATE
+ 1
Take
1. RATIFY THE CO-OPTATION OF MR. JACQUES GARAIALDE Management No Action *Management Position Unknown
AS A DIRECTOR, UNTIL THE OGM CALLED IN 2009 AND
APPROVE THE FINANCIAL STATEMENTS FOR THE 2008
FY
Take
2. RATIFY THE CO-OPTATION OF THE COMPANY MEDIANNUAIRE Management No Action *Management Position Unknown
REPRESENTED BY MR. AHMET FARALYALI AS A DIRECTOR
UNTIL THE OGM CALLED IN 2011 AND APPROVE THE
FINANCIAL STATEMENTS FOR THE 2010 FY
Take
3. RATIFY THE CO-OPTATION OF MR. MATTIA CAPRIOLI Management No Action *Management Position Unknown
AS A DIRECTOR UNTIL THE OGM CALLED IN 2009 AND
APPROVE THE FINANCIAL STATEMENTS FOR THE 2008
FY
Take
4. RATIFY THE CO-OPTATION OF MR. REINHARD GORENFLOS Management No Action *Management Position Unknown
AS A DIRECTOR UNTIL THE OGM CALLED IN 2009 AND
APPROVE THE FINANCIAL STATEMENTS FOR THE 2008
FY
Take
5. RATIFY THE CO-OPTATION OF MR. JOHANNES HUTH AS Management No Action *Management Position Unknown
A DIRECTOR UNTIL THE OGM CALLED IN 2009 AND APPROVE
THE FINANCIAL STATEMENTS FOR THE 2008 FY
Take
6. RATIFY THE CO-OPTATION OF MR. MICHEL DATCHARY Management No Action *Management Position Unknown
AS A DIRECTOR UNTIL THE OGM CALLED IN 2009 AND
APPROVE THE FINANCIAL STATEMENTS FOR THE 2008
FY
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 22 of 196
Take
7. RATIFY THE CO-OPTATION OF MR. HUGHES LEPIC AS Management No Action *Management Position Unknown
A DIRECTOR UNTIL THE OGM CALLED IN 2011 AND APPROVE
THE FINANCIAL STATEMENTS FOR THE 2010 FY
Take
8. APPOINT MR. JEAN-CHRISTOPHE GERMANI AS A DIRECTOR Management No Action *Management Position Unknown
FOR A 5-YEAR PERIOD
Take
9. APPROVE TO TRANSFER THE AMOUNT OF EUR 2,500,000,000.00 Management No Action *Management Position Unknown
POSTED TO THE RETAINED EARNINGS ACCOUNT THUS
REDUCED TO EUR 1,147,301,636.04 TO THE OTHER
RESERVES ACCOUNT, THUS AMOUNTING TO EUR 2,538,100,074.59
Take
10. APPROVE, SUBJECT TO THE ADOPTION OF THE RESOLUTION Management No Action *Management Position Unknown
9, TO PROCEED WITH AN EXTRAORDINARY DISTRIBUTION
OF EUR 9.00 PER SHARE FOR EACH SHARE COMPRISING
THE SHARE CAPITAL, I.E. AN AMOUNT OF EUR 2,509,106,490.00
FOR THE 278,789,610 SHARES COMPRISING THE COMPANY
CAPITAL, THIS SUM WILL BE WITHHELD FROM THE OTHER
RESERVES ACCOUNT
Take
11. APPROVE THAT THE EXTRAORDINARY DISTRIBUTION WILL Management No Action *Management Position Unknown
BE CARRIED OUT BY CASH FOR THE BENEFIT OF ALL
BEARERS, ON THE PAYMENT DATE, OF ONE OR MORE
SHARES COMPRISING THE SHARE CAPITAL ON THE DAY
OF THE PRESENT MEETING AND AUTHORIZE THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
Take
12. GRANT FULL POWERS TO THE BEARER OF AN ORIGINAL, Management No Action *Management Position Unknown
A COPY OR AN EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILLINGS, PUBLICATIONS AND OTHER
FORMALITIES PRESCRIBED BY LAW
- ------------------------------------------------------------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INC. PEG ANNUAL MEETING DATE: 11/21/2006
ISSUER: 744573106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT AUDITOR FOR THE YEAR
2006.
01 DIRECTOR Management For
CAROLINE DORSA * Management For For
E. JAMES FERLAND * Management For For
ALBERT R. GAMPER, JR. * Management For For
RALPH IZZO ** Management For For
03 STOCKHOLDER PROPOSAL RELATING TO EXECUTIVE COMPENSATION. Shareholder Against For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 23 of 196
- ------------------------------------------------------------------------------------------------------------------------------------
COCA-COLA FEMSA, S.A. DE C.V. KOF ANNUAL MEETING DATE: 12/05/2006
ISSUER: 191241108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
O4 MINUTES OF THE SHAREHOLDERS MEETING. Management For *Management Position Unknown
O3 APPOINTMENT OF DELEGATES TO EXECUTE AND FORMALIZE Management For *Management Position Unknown
THE RESOLUTIONS ADOPTED DURING THE MEETING.
O2 PROPOSAL TO FORM COMMITTEES OF THE BOARD OF DIRECTORS, Management For *Management Position Unknown
INCLUDING THE AUDIT AND CORPORATE PRACTICES COMMITTEES,
APPOINTMENT OF THE CHAIRMAN FOR SUCH COMMITTEES,
AND RESOLUTION WITH RESPECT TO THEIR REMUNERATION.
O1 ELECTION AND/OR RATIFICATION OF MEMBERS OF THE Management For *Management Position Unknown
BOARD OF DIRECTORS AND SECRETARY AND THEIR ALTERNATES;
QUALIFICATION OF THEIR INDEPENDENCE IN ACCORDANCE
TO THE MEXICAN SECURITIES MARKET LAW, AND RESOLUTION
WITH RESPECT TO THEIR REMUNERATION.
E3 MINUTES OF THE SHAREHOLDERS MEETING. Management For *Management Position Unknown
E2 APPOINTMENT OF DELEGATES TO EXECUTE AND FORMALIZE Management For *Management Position Unknown
THE RESOLUTIONS ADOPTED DURING THE MEETING.
E1 TO AMEND THE BY-LAWS OF THE COMPANY TO INCLUDE Management For *Management Position Unknown
THE FORMATION OF COMMITTEES, AND OTHER ADJUSTS
TO COMPLY WITH THE PROVISIONS OF THE MEXICAN
SECURITIES MARKET LAW (LEY DEL MERCADO DE VALORES).
- ------------------------------------------------------------------------------------------------------------------------------------
DUQUESNE LIGHT HOLDINGS, INC. DQE SPECIAL MEETING DATE: 12/05/2006
ISSUER: 266233105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF MERGER AGREEMENT - THE PROPOSAL TO Management For For
ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED
AS OF JULY 5, 2006, BY AND AMONG DUQUESNE LIGHT
HOLDINGS, INC., A PENNSYLVANIA CORPORATION, DQE
HOLDINGS LLC, A DELAWARE LIMITED LIABILITY COMPANY,
AND DQE MERGER SUB INC., A PENNSYLVANIA CORPORATION
AND A WHOLLY OWNED SUBSIDIARY OF DQE HOLDINGS
LLC.
- ------------------------------------------------------------------------------------------------------------------------------------
PEOPLES ENERGY CORPORATION PGL SPECIAL MEETING DATE: 12/06/2006
ISSUER: 711030106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 A PROPOSAL TO ADJOURN THE SPECIAL MEETING IF Management For For
NECESSARY TO PERMIT FURTHER SOLICITATION OF PROXIES
IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING TO APPROVE THE
AGREEMENT AND PLAN OF MERGER REFERRED TO IN PROPOSAL
1.
01 PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF Management For For
MERGER DATED AS OF JULY 8, 2006 AMONG WPS RESOURCES
CORPORATION, WEDGE ACQUISITION CORP. AND PEOPLES
ENERGY CORPORATION.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 24 of 196
- ------------------------------------------------------------------------------------------------------------------------------------
FOMENTO ECONOMICO MEXICANO, S.A. DE FMX SPECIAL MEETING DATE: 12/07/2006
ISSUER: 344419106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
E1 TO AMEND THE BY-LAWS OF THE COMPANY TO INCLUDE Management For *Management Position Unknown
THE FORMATION OF COMMITTEES, AND OTHER ADJUSTS
TO COMPLY WITH THE PROVISIONS OF THE MEXICAN
SECURITIES MARKET LAW (LEY DEL MERCADO DE VALORES).
E2 APPOINTMENT OF DELEGATES TO EXECUTE AND FORMALIZE Management For *Management Position Unknown
THE RESOLUTIONS ADOPTED DURING THE MEETING.
E3 MINUTES OF THE SHAREHOLDERS MEETING. Management For *Management Position Unknown
O1 ELECTION AND/OR RATIFICATION OF MEMBERS OF THE Management For *Management Position Unknown
BOARD OF DIRECTORS AND SECRETARY AND THEIR ALTERNATES;
QUALIFICATION OF THEIR INDEPENDENCE IN ACCORDANCE
TO THE MEXICAN SECURITIES MARKET LAW, AND RESOLUTION
WITH RESPECT TO THEIR REMUNERATION.
O2 PROPOSAL TO FORM COMMITTEES OF THE BOARD OF DIRECTORS, Management For *Management Position Unknown
INCLUDING THE AUDIT AND CORPORATE PRACTICES COMMITTEES,
APPOINTMENT OF THE CHAIRMAN FOR SUCH COMMITTEES,
AND RESOLUTION WITH RESPECT TO THEIR REMUNERATION.
O3 APPOINTMENT OF DELEGATES TO EXECUTE AND FORMALIZE Management For *Management Position Unknown
THE RESOLUTIONS ADOPTED DURING THE MEETING.
O4 MINUTES OF THE SHAREHOLDERS MEETING. Management For *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
CONSTELLATION ENERGY GROUP, INC. CEG ANNUAL MEETING DATE: 12/08/2006
ISSUER: 210371100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
03 SHAREHOLDER PROPOSAL. Shareholder Abstain For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2006.
01 DIRECTOR Management For
DOUGLAS L. BECKER Management For For
EDWARD A. CROOKE Management For For
MAYO A. SHATTUCK III Management For For
MICHAEL D. SULLIVAN Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
FPL GROUP, INC. FPL ANNUAL MEETING DATE: 12/15/2006
ISSUER: 302571104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 25 of 196
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
0A DIRECTOR Management For
SHERRY S. BARRAT Management For For
ROBERT M. BEALL, II Management For For
J. HYATT BROWN Management For For
JAMES L. CAMAREN Management For For
J. BRIAN FERGUSON Management For For
LEWIS HAY, III Management For For
RUDY E. SCHUPP Management For For
MICHAEL H. THAMAN Management For For
HANSEL E. TOOKES II Management For For
PAUL R. TREGURTHA Management For For
0B RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR 2006.
- ------------------------------------------------------------------------------------------------------------------------------------
KINDER MORGAN, INC. KMI SPECIAL MEETING DATE: 12/19/2006
ISSUER: 49455P101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO ADJOURN THE SPECIAL MEETING TO A LATER DATE Management For For
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE
PROPOSAL NUMBER 1.
01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF Management For For
MERGER AMONG KINDER MORGAN, INC., KNIGHT HOLDCO
LLC AND KNIGHT ACQUISITION CO., AS IT MAY BE
AMENDED FROM TIME TO TIME.
- ------------------------------------------------------------------------------------------------------------------------------------
DELTA AND PINE LAND COMPANY DLP SPECIAL MEETING DATE: 12/21/2006
ISSUER: 247357106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO APPROVE THE ADJOURNMENT OR POSTPONEMENT OF Management For For
THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT
VOTES CAST AT THE TIME OF THE SPECIAL MEETING
TO ADOPT THE MERGER AGREEMENT.
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For
AS OF AUGUST 14, 2006, BY AND AMONG MONSANTO
COMPANY, MONSANTO SUB, INC. AND DELTA AND PINE
LANE COMPANY.
- ------------------------------------------------------------------------------------------------------------------------------------
RANK GROUP PLC EGM MEETING DATE: 01/08/2007
ISSUER: G7377H105 ISIN: GB0007240764
SEDOL: 0724076, B02T134, 5909470
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 26 of 196
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE PROPOSED DISPOSAL BY THE COMPANY Management For *Management Position Unknown
AND ITS SUBSIDIARIES OF THE HARDROCK BUSINESSES
SUBJECT TO THE TERMS AND CONDITIONS OF THE DISPOSAL
AGREEMENT SIGNED ON 07 DEC 2006 AND AUTHORIZE
THE DIRECTORS TO DO ALL THINGS NECESSARY TO IMPLEMENT
THE DISPOSAL AGREEMENT
2. APPROVE THE SHARE SUB-DIVISION OF ALL THE ORDINARY Management For *Management Position Unknown
SHARES OF 10 PENCE EACH INTO NEW ORDINARY SHARES
OF 1 PENCE EACH AND THE SHARE CONSOLIDATION OF
ALL ISSUED AND UNISSUED INTERMEDIATE SHARES INTO
NEW ORDINARY SHARES OF 13 8/9 PENCE EACH
- ------------------------------------------------------------------------------------------------------------------------------------
SYMBOL TECHNOLOGIES, INC. SBL SPECIAL MEETING DATE: 01/09/2007
ISSUER: 871508107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT AND Management For For
PLAN OF MERGER, DATED AS OF SEPTEMBER 18, 2006,
AS AMENDED OF OCTOBER 30, 2006, BY AND AMONG
SYMBOL TECHNOLOGIES, INC., MOTOROLA, INC., AND
MOTOROLA GTG SUBSIDIARY I CORP. AS SUCH AGREEMENT
MAY BE AMENDED FROM TIME TO TIME, AND THE MERGER
PROVIDED FOR THEREIN.
- ------------------------------------------------------------------------------------------------------------------------------------
ACUITY BRANDS, INC. AYI ANNUAL MEETING DATE: 01/11/2007
ISSUER: 00508Y102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM
01 DIRECTOR Management For
VERNON J. NAGEL Management For For
JOHN L. CLENDENIN Management For For
JULIA B. NORTH Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
TANOX, INC. TNOX SPECIAL MEETING DATE: 01/15/2007
ISSUER: 87588Q109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 27 of 196
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF NOVEMBER 9, 2006, AMONG GENENTECH,
INC., GREEN ACQUISITION CORPORATION, A WHOLLY-OWNED
SUBSIDIARY OF GENENTECH, INC., AND TANOX, INC.,
PURSUANT TO WHICH GREEN ACQUISITION CORPORATION
WILL BE MERGED INTO TANOX, INC., ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY MON ANNUAL MEETING DATE: 01/17/2007
ISSUER: 61166W101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
FRANK V. ATLEE III Management For For
ARTHUR H. HARPER Management For For
GWENDOLYN S. KING Management For For
SHARON R. LONG, PH.D. Management For For
03 APPROVAL OF SHAREOWNER PROPOSAL Shareholder Against For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
- ------------------------------------------------------------------------------------------------------------------------------------
ENERGIZER HOLDINGS, INC. ENR ANNUAL MEETING DATE: 01/22/2007
ISSUER: 29266R108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
R. DAVID HOOVER Management For For
JOHN C. HUNTER Management For For
JOHN E. KLEIN Management For For
JOHN R. ROBERTS Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
JOHNSON CONTROLS, INC. JCI ANNUAL MEETING DATE: 01/24/2007
ISSUER: 478366107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
03 APPROVAL OF THE JOHNSON CONTROLS, INC. 2007 STOCK Management Against Against
OPTION PLAN.
02 RATIFICATION OF PRICEWATERHOUSECOOPERS AS INDEPENDENT Management For For
AUDITORS FOR 2007.
01 DIRECTOR Management For
ROBERT L. BARNETT Management For For
EUGENIO C. REYES-RETANA Management For For
JEFFREY A. JOERRES Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 28 of 196
RICHARD F. TEERLINK Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
ASHLAND INC. ASH ANNUAL MEETING DATE: 01/25/2007
ISSUER: 044209104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
03 SHAREHOLDER PROPOSAL TO INITIATE THE APPROPRIATE Shareholder Against For
PROCESS TO IMPLEMENT MAJORITY VOTING FOR ELECTION
OF DIRECTORS.
02 RATIFICATION OF ERNST & YOUNG AS INDEPENDENT Management For For
AUDITORS FOR FISCAL 2007.
01 DIRECTOR Management For
ERNEST H. DREW* Management For For
MANNIE L. JACKSON* Management For For
THEODORE M. SOLSO* Management For For
MICHAEL J. WARD* Management For For
JOHN F. TURNER** Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
ARVINMERITOR, INC. ARM ANNUAL MEETING DATE: 01/26/2007
ISSUER: 043353101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RHONDA L. BROOKS Management For For
IVOR J. EVANS Management For For
CHARLES G. MCCLURE, JR. Management For For
WILLIAM R. NEWLIN Management For For
03 APPROVAL OF ADOPTION OF THE 2007 LONG-TERM INCENTIVE Management Against Against
PLAN
02 THE SELECTION OF AUDITORS Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY BDX ANNUAL MEETING DATE: 01/30/2007
ISSUER: 075887109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
01 DIRECTOR Management For
CLAIRE FRASER-LIGGETT Management For For
HENRY P. BECTON, JR. Management For For
EDWARD F. DEGRAAN Management For For
ADEL A.F. MAHMOUD Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 29 of 196
JAMES F. ORR Management For For
04 CUMULATIVE VOTING Shareholder Against For
03 AMENDMENT TO THE 2004 EMPLOYEE AND DIRECTOR EQUITY-BASED Management Against Against
COMPENSATION PLAN
- ------------------------------------------------------------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION COST ANNUAL MEETING DATE: 01/31/2007
ISSUER: 22160K105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS Management For For
01 DIRECTOR Management For
BENJAMIN S. CARSON Management For For
WILLIAM H. GATES Management For For
HAMILTON E. JAMES Management For For
JILL S. RUCKELSHAUS Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
THE READER'S DIGEST ASSOCIATION, INC RDA SPECIAL MEETING DATE: 02/02/2007
ISSUER: 755267101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For
AS OF NOVEMBER 16, 2006, AMONG DOCTOR ACQUISITION
HOLDING CO., DOCTOR ACQUISITION CO. AND THE READER
S DIGEST ASSOCIATION, INC. (THE MERGER AGREEMENT).
02 TO ADJOURN OR POSTPONE THE SPECIAL MEETING, IF Management For For
NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE
TIME OF THE MEETING TO ADOPT THE MERGER AGREEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
ATMOS ENERGY CORPORATION ATO ANNUAL MEETING DATE: 02/07/2007
ISSUER: 049560105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF AMENDMENT TO THE 1998 LONG-TERM INCENTIVE Management For For
PLAN
01 DIRECTOR Management For
ROBERT W. BEST Management For For
THOMAS J. GARLAND Management For For
PHILLIP E. NICHOL Management For For
CHARLES K. VAUGHAN Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 30 of 196
03 APPROVAL OF AMENDMENT TO THE ANNUAL INCENTIVE Management For For
PLAN FOR MANAGEMENT
- ------------------------------------------------------------------------------------------------------------------------------------
EQUITY OFFICE PROPERTIES TRUST EOP SPECIAL MEETING DATE: 02/07/2007
ISSUER: 294741103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
Take
01 TO APPROVE THE MERGER OF EQUITY OFFICE PROPERTIES Management No Action N/A
TRUST WITH AND INTO BLACKHAWK ACQUISITION TRUST
AND THE AGREEMENT AND PLAN OF MERGER, DATED AS
OF NOVEMBER 19, 2006, AS AMENDED, AMONG EQUITY
OFFICE PROPERTIES TRUST, EOP OPERATING LIMITED
PARTNERSHIP, BLACKHAWK PARENT LLC, BLACKHAWK
ACQUISITION TRUST AND BLACKHAWK ACQUISITION L.P.,
AS FULLY DESCRIBED IN THE ENCLOSED STATEMENT.
Take
02 TO APPROVE ANY ADJOURNMENTS OF THE SPECIAL MEETING Management No Action N/A
FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES
IF THERE ARE NOT SUFFICIENT VOTES AT THE SPECIAL
MEETING TO APPROVE THE MERGER AND THE AGREEMENT
AND PLAN OF MERGER, AS AMENDED.
- ------------------------------------------------------------------------------------------------------------------------------------
ROCKWELL AUTOMATION, INC. ROK ANNUAL MEETING DATE: 02/07/2007
ISSUER: 773903109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
0A DIRECTOR Management For
BARRY C. JOHNSON Management For For
WILLIAM T. MCCORMICK JR Management For For
KEITH D. NOSBUSCH Management For For
0B APPROVE THE SELECTION OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
- ------------------------------------------------------------------------------------------------------------------------------------
LANDAUER, INC. LDR ANNUAL MEETING DATE: 02/08/2007
ISSUER: 51476K103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DR. DE PLANQUE Management For For
MR. WINFIELD Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 31 of 196
- ------------------------------------------------------------------------------------------------------------------------------------
INGLES MARKETS, INCORPORATED IMKTA ANNUAL MEETING DATE: 02/13/2007
ISSUER: 457030104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
FRED D. AYERS Management For For
JOHN O. POLLARD Management For For
02 STOCKHOLDER PROPOSAL Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
ROCKWELL COLLINS, INC. COL ANNUAL MEETING DATE: 02/13/2007
ISSUER: 774341101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR Management For For
AUDITORS FOR FISCAL YEAR 2007.
01 DIRECTOR Management For
D.R. BEALL Management For For
M. DONEGAN Management For For
A.J. POLICANO Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
NATIONAL FUEL GAS COMPANY NFG ANNUAL MEETING DATE: 02/15/2007
ISSUER: 636180101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
01 DIRECTOR Management For
PHILIP C. ACKERMAN* Management For For
CRAIG G. MATTHEWS* Management For For
RICHARD G. REITEN* Management For For
DAVID F. SMITH* Management For For
STEPHEN E. EWING** Management For For
05 ADOPTION OF, IF PRESENTED AT THE MEETING, A SHAREHOLDER Shareholder Against For
PROPOSAL.
04 APPROVAL OF AMENDMENTS TO THE 1997 AWARD AND Management Against Against
OPTION PLAN.
03 APPROVAL OF THE ANNUAL AT RISK COMPENSATION INCENTIVE Management For For
PROGRAM.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 32 of 196
- ------------------------------------------------------------------------------------------------------------------------------------
DELTA AND PINE LAND COMPANY DLP ANNUAL MEETING DATE: 02/20/2007
ISSUER: 247357106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOSEPH M. MURPHY Management For For
RUDI E. SCHEIDT Management For For
02 TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Management For For
AUDITORS FOR THE FISCAL YEAR ENDING AUGUST 31,
2007
- ------------------------------------------------------------------------------------------------------------------------------------
LEE ENTERPRISES, INCORPORATED LEE ANNUAL MEETING DATE: 02/21/2007
ISSUER: 523768109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 IN THEIR DISCRETION, UPON SUCH OTHER MATTERS Management For For
AS MAY PROPERLY COME BEFORE THE MEETING.
01 DIRECTOR Management For
MARY E. JUNCK Management For For
ANDREW E. NEWMAN Management For For
GORDON D. PRICHETT Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
GIANT INDUSTRIES, INC. GI SPECIAL MEETING DATE: 02/27/2007
ISSUER: 374508109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO ACT UPON SUCH OTHER BUSINESS AS MAY PROPERLY Management For For
COME BEFORE THE SPECIAL MEETING OR ANY ADJOURNMENT
OR POSTPONEMENT OF THE MEETING, INCLUDING TO
CONSIDER ANY PROCEDURAL MATTERS INCIDENT TO THE
CONDUCT OF THE SPECIAL MEETING, SUCH AS ADJOURNMENT
OR POSTPONEMENT TO SOLICIT ADDITIONAL PROXIES
IN FAVOR OF THE PROPOSAL, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER DATED Management For For
AS OF AUGUST 26, 2006, BY AND AMONG WESTERN REFINING,
INC., NEW ACQUISITION CORPORATION AND GIANT INDUSTRIES,
INC., AS AMENDED BY AMENDMENT NO. 1 TO THE AGREEMENT
AND PLAN OF MERGER DATED AS OF NOVEMBER 12, 2006
AND APPROVE THE MERGER AS MORE FULLY DESCRIBED
IN THE ACCOMPANYING PROXY STATEMENT.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 33 of 196
- ------------------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY DE ANNUAL MEETING DATE: 02/28/2007
ISSUER: 244199105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2007
1C ELECTION OF DIRECTOR: AULANA L. PETERS Management For For
1B ELECTION OF DIRECTOR: ANTONIO MADERO B. Management For For
1A ELECTION OF DIRECTOR: ROBERT W. LANE Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL GAME TECHNOLOGY IGT ANNUAL MEETING DATE: 03/06/2007
ISSUER: 459902102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
NEIL BARSKY Management For For
ROBERT A. BITTMAN Management For For
RICHARD R. BURT Management For For
PATTI S. HART Management For For
LESLIE S. HEISZ Management For For
ROBERT A. MATHEWSON Management For For
THOMAS J. MATTHEWS Management For For
ROBERT MILLER Management For For
FREDERICK B. RENTSCHLER Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS IGT S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING SEPTEMBER 30, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG NVS ANNUAL MEETING DATE: 03/06/2007
ISSUER: 66987V109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
06 VOTES REGARDING ADDITIONAL AND/OR COUNTER-PROPOSALS Management For For
AT THE AGM OF NOVARTIS AG IF YOU GIVE NO INSTRUCTIONS
ON AGENDA ITEM 6, YOUR VOTES WILL BE CAST IN
ACCORDANCE WITH THE PROPOSALS OF THE BOARD OF
DIRECTORS. MARKING THE BOX FOR IS A VOTE FOR
THE PROPOSALS OF THE BOARD. MARKING THE BOX
AGAINST OR ABSTAIN IS A VOTE TO ABSTAIN
05 APPOINTMENT OF THE AUDITORS AND THE GROUP AUDITORS Management For For
4C ELECTION TO THE BOARD OF DIRECTORS: ELECTION Management For For
OF NEW MEMBER MARJORIE M. YANG FOR A TERM OF
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 34 of 196
OFFICE BEGINNING ON 1 JANUARY 2008 AND ENDING
ON THE DAY OF THE AGM IN 2010
4B ELECTION TO THE BOARD OF DIRECTORS: RE-ELECTION Management For For
OF DR. DANIEL VASELLA FOR A THREE-YEAR TERM
4A ELECTION TO THE BOARD OF DIRECTORS: RE-ELECTION Management For For
OF HANS-JOERG RUDLOFF FOR A THREE-YEAR TERM
03 APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS Management For For
AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND
02 APPROVAL OF THE ACTIVITIES OF THE BOARD OF DIRECTORS Management For For
01 APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL Management For For
STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED
FINANCIAL STATEMENTS FOR THE YEAR 2006.
- ------------------------------------------------------------------------------------------------------------------------------------
PIEDMONT NATURAL GAS COMPANY, INC. PNY ANNUAL MEETING DATE: 03/07/2007
ISSUER: 720186105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2007
01 DIRECTOR Management For
JERRY W. AMOS* Management For For
D. HAYES CLEMENT* Management For For
THOMAS E. SKAINS* Management For For
VICKI MCELREATH* Management For For
E. JAMES BURTON** Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY DIS ANNUAL MEETING DATE: 03/08/2007
ISSUER: 254687106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
06 TO APPROVE THE SHAREHOLDER PROPOSAL TO AMEND Shareholder For Against
THE BYLAWS RELATING TO STOCKHOLDER RIGHTS PLANS.
05 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING Shareholder Against For
TO GREENMAIL.
04 TO APPROVE THE TERMS OF THE AMENDED AND RESTATED Management For For
2002 EXECUTIVE PERFORMANCE PLAN.
03 TO APPROVE THE AMENDMENTS TO THE AMENDED AND Management Against Against
RESTATED 2005 STOCK INCENTIVE PLAN.
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S REGISTERED PUBLIC ACCOUNTANTS
FOR 2007.
01 DIRECTOR Management For
JOHN E. BRYSON Management For For
JOHN S. CHEN Management For For
JUDITH L. ESTRIN Management For For
ROBERT A. IGER Management For For
STEVEN P. JOBS Management For For
FRED H. LANGHAMMER Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 35 of 196
AYLWIN B. LEWIS Management For For
MONICA C. LOZANO Management For For
ROBERT W. MATSCHULLAT Management For For
JOHN E. PEPPER, JR. Management For For
ORIN C. SMITH Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD. TYC ANNUAL MEETING DATE: 03/08/2007
ISSUER: 902124106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 RE-APPOINTMENT OF DELOITTE & TOUCHE LLP AS TYCO Management For For
S INDEPENDENT AUDITORS AND AUTHORIZATION FOR
THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
TO SET THE AUDITORS REMUNERATION.
01 DIRECTOR Management For
DENNIS C. BLAIR Management For For
EDWARD D. BREEN Management For For
BRIAN DUPERREAULT Management For For
BRUCE S. GORDON Management For For
RAJIV L. GUPTA Management For For
JOHN A. KROL Management For For
H. CARL MCCALL Management For For
BRENDAN R. O'NEILL Management For For
WILLIAM S. STAVROPOULOS Management For For
SANDRA S. WIJNBERG Management For For
JEROME B. YORK Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD. TYC SPECIAL MEETING DATE: 03/08/2007
ISSUER: 902124106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A APPROVAL OF REVERSE STOCK SPLIT OF THE COMPANY Management For For
S COMMON SHARES AT A SPLIT RATIO OF 1 FOR 4.
1B APPROVAL OF CONSEQUENTIAL AMENDMENT TO THE COMPANY Management For For
S AMENDED AND RESTATED BYE-LAWS.
- ------------------------------------------------------------------------------------------------------------------------------------
GALLAHER GROUP PLC GLH SPECIAL MEETING DATE: 03/09/2007
ISSUER: 363595109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
E1 SPECIAL RESOLUTION GIVING EFFECT TO THE SCHEME Management For For
C1 TO APPROVE THE PROPOSED SCHEME OF ARRANGEMENT Management For For
REFERRED TO IN THE NOTICE
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 36 of 196
- ------------------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC. FCXA SPECIAL MEETING DATE: 03/14/2007
ISSUER: 35671D857 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE PROPOSED AMENDMENT TO THE FREEPORT-MCMORAN Management For For
COPPER & GOLD INC. CERTIFICATE OF INCORPORATION
TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF
FREEPORT-MCMORAN CAPITAL STOCK TO 750,000,000,
TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF
CLASS B COMMON STOCK TO 700,000,000, ALL AS MORE
FULLY DESCRIBED IN THE JOINT PROXY STATEMENT/PROSPECTUS
DATED FEBRUARY 12, 2007.
03 APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING, Management For For
IF NECESSARY, TO PERMIT SOLICITATION OF ADDITIONAL
PROXIES IN FAVOR OF EACH OF PROPOSAL 1 AND PROPOSAL
2.
02 APPROVAL OF THE PROPOSED ISSUANCE OF SHARES OF Management For For
FREEPORT-MCMORAN COMMON STOCK IN CONNECTION WITH
THE TRANSACTION CONTEMPLATED BY THE AGREEMENT
AND PLAN OF MERGER, DATED AS OF NOVEMBER 18,
2006, AMONG FREEPORT-MCMORAN, PHELPS DODGE CORPORATION
AND PANTHER ACQUISITION CORPORATION.
- ------------------------------------------------------------------------------------------------------------------------------------
WM. WRIGLEY JR. COMPANY WWY ANNUAL MEETING DATE: 03/14/2007
ISSUER: 982526105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
THOMAS A. KNOWLTON Management For For
STEVEN B. SAMPLE Management For For
ALEX SHUMATE Management For For
WILLIAM D. PEREZ Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 37 of 196
03 TO RATIFY THE APPOINTMENT OF THE COMPANY S INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM (INDEPENDENT
AUDITORS) FOR THE YEAR ENDING DECEMBER 31, 2007.
02 AMENDMENT TO THE SECOND RESTATED CERTIFICATE Management For For
OF INCORPORATION TO PERMIT AMENDMENT OF THE BYLAWS
OF THE COMPANY TO ADOPT MAJORITY VOTING FOR THE
ELECTION OF DIRECTORS.
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
THOMAS A. KNOWLTON Management For For
STEVEN B. SAMPLE Management For For
ALEX SHUMATE Management For For
WILLIAM D. PEREZ Management For For
03 TO RATIFY THE APPOINTMENT OF THE COMPANY S INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM (INDEPENDENT
AUDITORS) FOR THE YEAR ENDING DECEMBER 31, 2007.
02 AMENDMENT TO THE SECOND RESTATED CERTIFICATE Management For For
OF INCORPORATION TO PERMIT AMENDMENT OF THE BYLAWS
OF THE COMPANY TO ADOPT MAJORITY VOTING FOR THE
ELECTION OF DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------------------------
MUELLER WATER PRODUCTS INC. MWA ANNUAL MEETING DATE: 03/22/2007
ISSUER: 624758207 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
D. BOYCE Management For For
H. CLARK, JR. Management For For
G. HYLAND Management For For
J. KOLB Management For For
J. LEONARD Management For For
M. O'BRIEN Management For For
B. RETHORE Management For For
N. SPRINGER Management For For
M. TOKARZ Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
OMNOVA SOLUTIONS INC. OMN ANNUAL MEETING DATE: 03/22/2007
ISSUER: 682129101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
03 APPROVAL OF THE OMNOVA SOLUTIONS INC. SECOND Management Against Against
AMENDED AND RESTATED 1999 EQUITY AND PERFORMANCE
INCENTIVE PLAN.
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDED NOVEMBER
30, 2007.
01 DIRECTOR Management For
DAVID J. D'ANTONI Management For For
DIANE E. MCGARRY Management For For
STEVEN W. PERCY Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
COCA-COLA FEMSA, S.A.B DE C.V. KOF SPECIAL MEETING DATE: 03/27/2007
ISSUER: 191241108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 38 of 196
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
05 ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS, Management For *Management Position Unknown
QUALIFICATION OF THEIR INDEPENDENCE IN ACCORDANCE
WITH THE MEXICAN SECURITIES MARKET LAW, AND RESOLUTION
WITH RESPECT TO THEIR REMUNERATION.
- ------------------------------------------------------------------------------------------------------------------------------------
GENCORP INC. GY ANNUAL MEETING DATE: 03/28/2007
ISSUER: 368682100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 AMEND AMENDED ARTICLES OF INCORPORATION- OPT Management For For
OUT OF OHIO S CONTROL SHARE ACQUISITIONS ACT.
03 AMEND AMENDED ARTICLES OF INCORPORATION- OPT Management For For
OUT OF OHIO S INTERESTED SHAREHOLDERS TRANSACTIONS
LAW.
04 AMEND AMENDED CODE OF REGULATIONS- NON-EXECUTIVE Management For For
CHAIRMAN.
05A ELECTION OF DIRECTOR- CHARLES F. BOLDEN JR. TO Management For For
SERVE FOR 1 YEAR IF PROPOSAL 1 IS APPROVED, TO
SERVE FOR 3 YEARS IF PROPOSAL 1 IS NOT APPROVED.
05B ELECTION OF DIRECTOR- TERRY L. HALL TO SERVE Management For For
FOR 1 YEAR IF PROPOSAL 1 IS APPROVED, TO SERVE
FOR 3 YEARS IF PROPOSAL 1 IS NOT APPROVED.
05C ELECTION OF DIRECTOR- TIMOTHY A. WICKS TO SERVE Management For For
FOR 1 YEAR IF PROPOSAL 1 IS APPROVED, TO SERVE
FOR 3 YEARS IF PROPOSAL 1 IS NOT APPROVED.
06 DIRECTOR Management For
JAMES J. DIDION Management For For
DAVID A. LORBER Management For For
JAMES M. OSTERHOFF Management For For
TODD R. SNYDER Management For For
SHEILA E. WIDNALL Management For For
ROBERT C. WOODS Management For For
07 RATIFICATION OF THE AUDIT COMMITTEE S APPOINTMENT Management For For
OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
AUDITORS OF THE COMPANY.
01 AMEND AMENDED ARTICLES OF INCORPORATION AND CODE Management For For
OF REGULATIONS- DECLASSIFY THE BOARD OF DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------------------------
AGERE SYSTEMS INC. AGRA ANNUAL MEETING DATE: 03/29/2007
ISSUER: 00845V308 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
04 TO RATIFY THE AUDIT COMMITTEE S SELECTION OF Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
03 TO RE-APPROVE OUR SHORT TERM INCENTIVE PLAN. Management For For
02 DIRECTOR Management For
RICHARD L. CLEMMER Management For For
MICHAEL J. MANCUSO Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 39 of 196
KARI-PEKKA WILSKA Management For For
01 TO ADOPT THE MERGER AGREEMENT, DATED AS OF DECEMBER Management For For
3, 2006, WITH LSI LOGIC CORPORATION AND ATLAS
ACQUISITION CORP.
- ------------------------------------------------------------------------------------------------------------------------------------
FOMENTO ECONOMICO MEXICANO S.A.B. DE FMX SPECIAL MEETING DATE: 03/29/2007
ISSUER: 344419106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
04 DETERMINE THE MAXIMUM AMOUNT TO BE USED IN THE Management For *Management Position Unknown
SHARE REPURCHASE PROGRAM IN THE AMOUNT OF PS.
3,000,000,000.00 MEXICAN PESOS.
05 DIVIDE ALL THE SERIES B AND SERIES D SHARES Management For *Management Position Unknown
OF STOCK OUTSTANDING.
06 ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS. Management For *Management Position Unknown
07 PROPOSAL TO FORM THE COMMITTEES OF THE BOARD Management For *Management Position Unknown
OF DIRECTORS: (I) FINANCE AND PLANNING, (II)
AUDIT, AND (III) CORPORATE PRACTICES; APPOINTMENT
OF THERI RESPECTIVE CHAIRPERSON, AND RESOLUTION
WITH RESPECT TO THEIR REMUNERATION.
08 APPOINTMENT OF DELEGATES FOR THE SHAREHOLDERS Management For *Management Position Unknown
MEETING.
09 MINUTES OF THE SHAREHOLDERS MEETING. Management For *Management Position Unknown
01 REPORT OF THE BOARD OF DIRECTORS: PRESENTATION Management For *Management Position Unknown
OF THE FINANCIAL STATEMENTS OF FOMENTO ECONOMICO
MEXICANO, S.A.B. DE C.V., ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
02 REPORT OF THE EXTERNAL AUDITOR WITH RESPECT TO Management For *Management Position Unknown
THE COMPLIANCE OF TAX OBLIGATIONS OF THE COMPANY.
03 APPLICATION OF THE RESULTS FOR THE 2006 FISCAL Management For *Management Position Unknown
YEAR, INCLUDING THE PAYMENT OF A CASH DIVIDEND,
IN MEXICAN PESOS, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
SCOTTISH POWER PLC SPI SPECIAL MEETING DATE: 03/30/2007
ISSUER: 81013T804 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO CONSIDER AND, IF THOUGHT FIT, PASS A SPECIAL Management For For
RESOLUTION TO APPROVE: (I) THE REORGANISATION
OF THE COMPANY S SHARE CAPITAL REFERRED TO IN
THE SCHEME; (II) THE CAPITAL REDUCTION AND THE
ISSUE OF NEW SCOTTISHPOWER SHARES TO IBERDROLA
PROVIDED FOR IN THE SCHEME; AND (III) THE AMENDMENTS
TO THE ARTICLES IN ACCORDANCE WITH THE SCHEME
AND IN THE MANNER DESCRIBED.
01 TO APPROVE THE SCHEME OF ARRANGEMENT DATED FEBRUARY Management For For
26, 2007 BETWEEN THE COMPANY AND THE SCHEME SHAREHOLDERS
AND TO AUTHORISE THE DIRECTORS TO TAKE ALL SUCH
ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE
FOR CARRYING THE SCHEME INTO EFFECT.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 40 of 196
- ------------------------------------------------------------------------------------------------------------------------------------
BANDAG, INCORPORATED BDG SPECIAL MEETING DATE: 04/03/2007
ISSUER: 059815100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF DECEMBER 5, 2006, BY AND AMONG BANDAG,
INCORPORATED, BRIDGESTONE AMERICAS HOLDING, INC.
AND GRIP ACQUISITION, INC.
02 TO ADJOURN OR POSTPONE THE SPECIAL MEETING IF Management For For
NECESSARY OR APPROPRIATE TO PERMIT FURTHER SOLICITATION
OF PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE
THE AGREEMENT AND PLAN OF MERGER REFERRED TO
IN ITEM 1.
- ------------------------------------------------------------------------------------------------------------------------------------
BANDAG, INCORPORATED BDGA SPECIAL MEETING DATE: 04/03/2007
ISSUER: 059815308 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO ADJOURN OR POSTPONE THE SPECIAL MEETING IF Management For For
NECESSARY OR APPROPRIATE TO PERMIT FURTHER SOLICITATION
OF PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE
THE AGREEMENT AND PLAN OF MERGER REFERRED TO
IN ITEM 1.
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF DECEMBER 5, 2006, BY AND AMONG BANDAG,
INCORPORATED, BRIDGESTONE AMERICAS HOLDING, INC.
AND GRIP ACQUISITION, INC.
- ------------------------------------------------------------------------------------------------------------------------------------
NEWS CORPORATION NWSA SPECIAL MEETING DATE: 04/03/2007
ISSUER: 65248E203 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF THE ADJOURNMENT OR POSTPONEMENT OF Management For For
THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES FOR APPROVAL OF
THE EXCHANGE IF THERE ARE INSUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO APPROVE
THE EXCHANGE.
01 APPROVAL OF THE EXCHANGE OF ALL SHARES OF THE Management For For
COMPANY S CLASS A COMMON STOCK AND ALL SHARES
OF THE COMPANY S CLASS B COMMON STOCK, IN EACH
CASE, INDIRECTLY HELD BY LIBERTY MEDIA CORPORATION,
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 41 of 196
FOR ALL OF THE ISSUED AND OUTSTANDING SHARES
OF GREENLADY CORP., A WHOLLY-OWNED SUBSIDIARY
OF THE COMPANY, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
A.O. SMITH CORPORATION SAOSA ANNUAL MEETING DATE: 04/09/2007
ISSUER: 831865209 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM P. GREUBEL Management For For
ROBERT J. O'TOOLE Management For For
IDELLE K. WOLF Management For For
02 PROPOSAL TO APPROVE THE ADOPTION OF THE A.O. Management For For
SMITH COMBINED INCENTIVE COMPENSATION PLAN AND
RESERVATION OF 1,250,000 SHARES OF COMMON STOCK
UNDER THE PLAN.
03 PROPOSAL TO APPROVE THE RATIFICATION OF ERNST Management For For
& YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE CORPORATION.
- ------------------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY MS ANNUAL MEETING DATE: 04/10/2007
ISSUER: 617446448 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECT ROY J. BOSTOCK Management For For
1B ELECT ERSKINE B. BOWLES Management For For
1C ELECT HOWARD J. DAVIES Management For For
1D ELECT C. ROBERT KIDDER Management For For
1E ELECT JOHN J. MACK Management For For
1F ELECT DONALD T. NICOLAISEN Management For For
1G ELECT CHARLES H. NOSKI Management For For
1H ELECT HUTHAM S. OLAYAN Management For For
1I ELECT CHARLES E. PHILLIPS, JR. Management For For
1J ELECT O. GRIFFITH SEXTON Management For For
1K ELECT LAURA D. TYSON Management For For
1L ELECT KLAUS ZUMWINKEL Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT AUDITOR
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 42 of 196
03 TO APPROVE THE 2007 EQUITY INCENTIVE COMPENSATION Management Against Against
PLAN
04 SHAREHOLDER PROPOSAL REGARDING SIMPLE MAJORITY Shareholder Against For
VOTE
05 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION Shareholder Against For
ADVISORY VOTE
- ------------------------------------------------------------------------------------------------------------------------------------
THE BANK OF NEW YORK COMPANY, INC. BK ANNUAL MEETING DATE: 04/10/2007
ISSUER: 064057102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MR. BIONDI Management For For
MR. DONOFRIO Management For For
MR. HASSELL Management For For
MR. KOGAN Management For For
MR. KOWALSKI Management For For
MR. LUKE Management For For
MS. REIN Management For For
MR. RENYI Management For For
MR. RICHARDSON Management For For
MR. SCOTT Management For For
MR. VAUGHAN Management For For
03 SHAREHOLDER PROPOSAL WITH RESPECT TO SIMPLE MAJORITY Shareholder Against For
VOTING
02 A VOTE FOR RATIFICATION OF AUDITORS Management For For
05 SHAREHOLDER PROPOSAL WITH RESPECT TO EXECUTIVE Shareholder Against For
COMPENSATION.
04 SHAREHOLDER PROPOSAL WITH RESPECT TO CUMULATIVE Shareholder Against For
VOTING.
- ------------------------------------------------------------------------------------------------------------------------------------
ALBEMARLE CORPORATION ALB ANNUAL MEETING DATE: 04/11/2007
ISSUER: 012653101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
J. ALFRED BROADDUS, JR. Management For For
JOHN D. GOTTWALD Management For For
WILLIAM M. GOTTWALD Management For For
R. WILLIAM IDE III Management For For
RICHARD L. MORRILL Management For For
SEYMOUR S. PRESTON III Management For For
MARK C. ROHR Management For For
JOHN SHERMAN, JR. Management For For
CHARLES E. STEWART Management For For
HARRIETT TEE TAGGART Management For For
ANNE MARIE WHITTEMORE Management For For
02 THE PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 43 of 196
- ------------------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N SLB ANNUAL MEETING DATE: 04/11/2007
ISSUER: 806857108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
P. CAMUS Management For For
J.S. GORELICK Management For For
A. GOULD Management For For
T. ISAAC Management For For
N. KUDRYAVTSEV Management For For
A. LAJOUS Management For For
M.E. MARKS Management For For
D. PRIMAT Management For For
L.R. REIF Management For For
T.I. SANDVOLD Management For For
N. SEYDOUX Management For For
L.G. STUNTZ Management For For
R. TALWAR Management For For
02 ADOPTION AND APPROVAL OF FINANCIALS AND DIVIDENDS. Management For For
03 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING Management For For
FIRM.
- ------------------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION UTX ANNUAL MEETING DATE: 04/11/2007
ISSUER: 913017109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
03 SHAREOWNER PROPOSAL: DIRECTOR TERM LIMITS Shareholder Against For
04 SHAREOWNER PROPOSAL: FOREIGN MILITARY SALES Shareholder Against For
05 SHAREOWNER PROPOSAL: POLITICAL CONTRIBUTIONS Shareholder Against For
06 SHAREOWNER PROPOSAL: ADVISORY RESOLUTION TO RATIFY Shareholder Against For
EXECUTIVE COMPENSATION
07 SHAREOWNER PROPOSAL: PAY-FOR-SUPERIOR-PERFORMANCE Shareholder Against For
01 DIRECTOR Management For
LOUIS R. CHENEVERT Management For For
GEORGE DAVID Management For For
JOHN V. FARACI Management For For
JEAN-PIERRE GARNIER Management For For
JAMIE S. GORELICK Management For For
CHARLES R. LEE Management For For
RICHARD D. MCCORMICK Management For For
HAROLD MCGRAW III Management For For
RICHARD B. MYERS Management For For
FRANK P. POPOFF Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 44 of 196
H. PATRICK SWYGERT Management For For
ANDRE VILLENEUVE Management For For
H.A. WAGNER Management For For
CHRISTINE TODD WHITMAN Management For For
02 APPOINTMENT OF INDEPENDENT AUDITORS FOR 2007 Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
WADDELL & REED FINANCIAL, INC. WDR ANNUAL MEETING DATE: 04/11/2007
ISSUER: 930059100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
HENRY J. HERRMANN Management For For
JAMES M. RAINES Management For For
WILLIAM L. ROGERS Management For For
02 APPROVAL OF AN AMENDMENT TO THE WADDELL & REED Management For For
FINANCIAL, INC. STOCK INCENTIVE PLAN, AS AMENDED
AND RESTATED, TO ELIMINATE (1) THE COMPANY S
ABILITY TO ISSUE INCENTIVE STOCK OPTIONS, (2)
THE TEN-YEAR TERM OF THE PLAN, AND (3) THE COMPANY
S ABILITY TO ADD BACK TO THE POOL OF SHARES RESERVED
FOR ISSUANCE UNDER THE PLAN, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
03 RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
WEIS MARKETS, INC. WMK ANNUAL MEETING DATE: 04/11/2007
ISSUER: 948849104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT F. WEIS Management For For
JONATHAN H. WEIS Management For For
NORMAN S. RICH Management For For
WILLIAM R. MILLS Management For For
MATTHEW NIMETZ Management For For
RICHARD E. SHULMAN Management For For
STEVEN C. SMITH Management For For
02 PROPOSAL TO APPROVE THE APPOINTMENT OF GRANT Management For For
THORNTON LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE CORPORATION.
- ------------------------------------------------------------------------------------------------------------------------------------
BP P.L.C. BP ANNUAL MEETING DATE: 04/12/2007
ISSUER: 055622104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 45 of 196
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
S24 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT Management For For
A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTION
RIGHTS
23 TO GIVE AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED Management For For
AMOUNT
S22 SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY Management For For
FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY
21 TO AUTHORIZE THE USE OF ELECTRONIC COMMUNICATIONS Management For For
20 TO GIVE LIMITED AUTHORITY TO MAKE POLITICAL DONATIONS Management For For
AND INCUR POLITICAL EXPENDITURE
19 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS AND Management For For
AUTHORIZE THE BOARD TO SET THEIR REMUNERATION
03 DIRECTOR Management For
DR D C ALLEN Management For For
LORD BROWNE Management For For
MR A BURGMANS Management For For
SIR WILLIAM CASTELL Management For For
MR I C CONN Management For For
MR E B DAVIS, JR Management For For
MR D J FLINT Management For For
DR B E GROTE Management For For
DR A B HAYWARD Management For For
MR A G INGLIS Management For For
DR D S JULIUS Management For For
SIR TOM MCKILLOP Management For For
MR J A MANZONI Management For For
DR W E MASSEY Management For For
SIR IAN PROSSER Management For For
MR P D SUTHERLAND Management For For
02 TO APPROVE THE DIRECTORS REMUNERATION REPORT Management For For
01 TO RECEIVE THE DIRECTORS ANNUAL REPORT AND ACCOUNTS Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC. TROW ANNUAL MEETING DATE: 04/12/2007
ISSUER: 74144T108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
EDWARD C. BERNARD Management For For
JAMES T. BRADY Management For For
J. ALFRED BROADDUS, JR. Management For For
DONALD B. HEBB, JR. Management For For
JAMES A.C. KENNEDY Management For For
BRIAN C. ROGERS Management For For
DR. ALFRED SOMMER Management For For
DWIGHT S. TAYLOR Management For For
ANNE MARIE WHITTEMORE Management For For
02 APPROVAL OF THE 2007 NON-EMPLOYEE DIRECTOR EQUITY Management Against Against
PLAN.
03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
PRICE GROUP S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
04 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Management For For
TO VOTE UPON SUCH OTHER BUSINESS AND FURTHER
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 46 of 196
BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING
OR ANY ADJOURNMENTS AND POSTPONEMENTS THEREOF.
- ------------------------------------------------------------------------------------------------------------------------------------
TELECOM ITALIA MEDIA SPA, TORINO OGM MEETING DATE: 04/12/2007
ISSUER: T92765121 ISIN: IT0001389920 BLOCKING
SEDOL: 5843642, 7184833, B11JQG0, B01DRM8, 5846704
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown
YOU.
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
13 APR 2007. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU.
Take
O.1 APPROVE TO EXAMINE THE BALANCE SHEET AS OF 31 Management No Action *Management Position Unknown
DEC 2006, THE BOARD OF DIRECTORS REPORT ON THE
MANAGEMENT ACTIVITY AND THE INTERNAL AUDITORS
REPORT; RESOLUTIONS RELATED THERETO
Take
O.2 APPROVE TO POSTPONE THE AUDITORS TERM OF OFFICE; Management No Action *Management Position Unknown
RESOLUTIONS RELATED THERETO
Take
O.3 APPOINT A NEW DIRECTOR; RESOLUTIONS RELATED THERETO Management No Action *Management Position Unknown
Take
O.4.1 APPOINT THE EFFECTIVE AND ALTERNATE AUDITORS Management No Action *Management Position Unknown
Take
O.4.2 APPOINT THE INTERNAL AUDITORS CHAIRMAN Management No Action *Management Position Unknown
Take
O.4.3 APPROVE TO STATE THE INTERNAL AUDITORS EMOLUMENTS Management No Action *Management Position Unknown
Take
O.5 AMEND THE MEETING RULES APPROVED WITH RESOLUTIONS Management No Action *Management Position Unknown
OF THE SHAREHOLDERS MEETING HELD ON 05 MAY 2004
Take
E.1 AMEND ARTICLE 5 STOCK CAPITAL, ARTICLE 6 SHARES, Management No Action *Management Position Unknown
ARTICLE 7 BONDS, ARTICLE 10 MEETING CALLING,
ARTICLE 12 CHAIRMANSHIP AND MANAGEMENT DURING
MEETINGS, ARTICLE 13 BOARD OF THE DIRECTORS COMPOSITION,
ARTICLE 14 CHAIRMAN, VICE-CHAIRMAN AND SECRETARY,
ARTICLE 15 BOARD OF THE DIRECTORS MEETINGS, ARTICLE
18 BOARD OF THE DIRECTORS POWERS-PROXIES, ARTICLE
19 REPORT OF THE DELEGATE BODY, ARTICLE 20 COMPANY
LEGAL REPRESENTATIVE, ARTICLE 21 DIRECTORS EMOLUMENTS
AND REFUND OF EXPENSES, ARTICLE 22 THE INTERNAL
AUDITORS, ARTICLE 23 CLOSING OF FY, PROFIT ALLOCATION
OF THE BYLAW; NUMBERING THE SUB-SECTIONS OF THE
BYLAW; RESOLUTIONS RELATED THERETO
* PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management Position Unknown
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 47 of 196
OF RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
- ------------------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY LLY ANNUAL MEETING DATE: 04/16/2007
ISSUER: 532457108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
W. BISCHOFF Management For For
J.M. COOK Management For For
F.G. PRENDERGAST Management For For
K.P. SEIFERT Management For For
02 RATIFICATION OF THE APPOINTMENT BY THE AUDIT Management For For
COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST
& YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS
FOR 2007.
03 APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION Management For For
TO PROVIDE FOR ANNUAL ELECTION OF DIRECTORS.
04 REAPPROVE PERFORMANCE GOALS FOR THE COMPANY S Management For For
STOCK PLANS.
05 PROPOSAL BY SHAREHOLDERS ON EXTENDING THE COMPANY Shareholder Against For
S ANIMAL CARE AND USE POLICY TO CONTRACT LABS.
06 PROPOSAL BY SHAREHOLDERS ON INTERNATIONAL OUTSOURCING Shareholder Against For
OF ANIMAL RESEARCH.
07 PROPOSAL BY SHAREHOLDERS ON SEPARATING THE ROLES Shareholder Against For
OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER.
08 PROPOSAL BY SHAREHOLDERS ON AMENDING THE ARTICLES Shareholder Against For
OF INCORPORATION TO ALLOW SHAREHOLDERS TO AMEND
THE BYLAWS.
09 PROPOSAL BY SHAREHOLDERS ON ADOPTING A SIMPLE Shareholder Against For
MAJORITY VOTE STANDARD.
- ------------------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. C ANNUAL MEETING DATE: 04/17/2007
ISSUER: 172967101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: C. MICHAEL ARMSTRONG. Management For For
1B ELECTION OF DIRECTOR: ALAIN J.P. BELDA. Management For For
1C ELECTION OF DIRECTOR: GEORGE DAVID. Management For For
1D ELECTION OF DIRECTOR: KENNETH T. DERR. Management For For
1E ELECTION OF DIRECTOR: JOHN M. DEUTCH. Management For For
1F ELECTION OF DIRECTOR: ROBERTO HERNANDEZ RAMIREZ. Management For For
1G ELECTION OF DIRECTOR: KLAUS KLEINFELD. Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 48 of 196
1H ELECTION OF DIRECTOR: ANDREW N. LIVERIS. Management For For
1I ELECTION OF DIRECTOR: ANNE MULCAHY. Management For For
1J ELECTION OF DIRECTOR: RICHARD D. PARSONS. Management For For
1K ELECTION OF DIRECTOR: CHARLES PRINCE. Management For For
1L ELECTION OF DIRECTOR: JUDITH RODIN. Management For For
1M ELECTION OF DIRECTOR: ROBERT E. RUBIN. Management For For
1N ELECTION OF DIRECTOR: FRANKLIN A. THOMAS. Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For
AS CITIGROUP S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
03 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON PRIOR Shareholder Against For
GOVERNMENTAL SERVICE OF CERTAIN INDIVIDUALS.
04 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL Shareholder Against For
CONTRIBUTIONS.
05 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON CHARITABLE Shareholder Against For
CONTRIBUTIONS.
06 SHAREOWNER PROPOSAL REQUESTING AN ADVISORY RESOLUTION Shareholder Against For
TO RATIFY EXECUTIVE COMPENSATION.
07 STOCKHOLDER PROPOSAL REQUESTING THAT CEO COMPENSATION Shareholder Against For
BE LIMITED TO NO MORE THAN 100 TIMES THE AVERAGE
COMPENSATION PAID TO WORLDWIDE EMPLOYEES.
08 STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN Shareholder Against For
OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES
OR RESPONSIBILITIES.
09 STOCKHOLDER PROPOSAL REQUESTING THAT STOCK OPTIONS Shareholder Against For
BE SUBJECT TO A FIVE-YEAR SALES RESTRICTION.
10 STOCKHOLDER PROPOSAL REQUESTING CUMULATIVE VOTING. Shareholder Against For
11 STOCKHOLDER PROPOSAL REQUESTING THAT STOCKHOLDERS Shareholder Against For
HAVE THE RIGHT TO CALL SPECIAL SHAREHOLDER MEETINGS.
- ------------------------------------------------------------------------------------------------------------------------------------
MELLON FINANCIAL CORPORATION MEL ANNUAL MEETING DATE: 04/17/2007
ISSUER: 58551A108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JARED L. COHON Management For For
IRA J. GUMBERG Management For For
ROBERT P. KELLY Management For For
DAVID S. SHAPIRA Management For For
JOHN P. SURMA Management For For
02 PROPOSAL TO AMEND THE BY-LAWS OF MELLON FINANCIAL Management For For
CORPORATION.
03 PROPOSAL TO APPROVE THE ADOPTION OF AMENDMENTS Management Against Against
TO MELLON FINANCIAL CORPORATION LONG TERM PROFIT
INCENTIVE PLAN (2004).
04 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
PUBLIC ACCOUNTANTS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 49 of 196
- ------------------------------------------------------------------------------------------------------------------------------------
NORTHERN TRUST CORPORATION NTRS ANNUAL MEETING DATE: 04/17/2007
ISSUER: 665859104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
LINDA WALKER BYNOE Management For For
NICHOLAS D. CHABRAJA Management For For
SUSAN CROWN Management For For
DIPAK C. JAIN Management For For
ARTHUR L. KELLY Management For For
ROBERT C. MCCORMACK Management For For
EDWARD J. MOONEY Management For For
WILLIAM A. OSBORN Management For For
JOHN W. ROWE Management For For
HAROLD B. SMITH Management For For
WILLIAM D. SMITHBURG Management For For
ENRIQUE J. SOSA Management For For
CHARLES A. TRIBBETT III Management For For
FREDERICK H. WADDELL Management For For
03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
THE CORPORATION S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2007.
02 APPROVAL OF THE AMENDED AND RESTATED NORTHERN Management Against Against
TRUST CORPORATION 2002 STOCK PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INC. PEG ANNUAL MEETING DATE: 04/17/2007
ISSUER: 744573106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
07 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT AUDITOR FOR THE YEAR
2007.
06 APPROVE AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION Management For For
TO ELIMINATE PRE-EMPTIVE RIGHTS.
05 APPROVE AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION Management For For
TO ELIMINATE CUMULATIVE VOTING IF THE ELIMINATION
OF THE CLASSIFIED BOARD PURSUANT TO PROPOSAL
4 IS APPROVED.
04 APPROVE AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION Management For For
TO ELIMINATE CLASSIFICATION OF THE BOARD OF DIRECTORS,
IF ELIMINATION OF CUMULATIVE VOTING PURSUANT
TO PROPOSAL 5 IS APPROVED.
03 APPROVE THE ADOPTION OF THE 2007 EQUITY COMPENSATION Management For For
PLAN FOR OUTSIDE DIRECTORS.
02 APPROVE AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION Management For For
TO INCREASE THE AUTHORIZED COMMON STOCK FROM
500 MILLION TO 1 BILLION SHARES.
01 DIRECTOR Management For
ERNEST H. DREW* Management For For
WILLIAM V. HICKEY** Management For For
RALPH IZZO** Management For For
RICHARD J. SWIFT** Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 50 of 196
- ------------------------------------------------------------------------------------------------------------------------------------
SUNTRUST BANKS, INC. STI ANNUAL MEETING DATE: 04/17/2007
ISSUER: 867914103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
05 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR 2007.
04 SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING Shareholder Against For
FOR THE ELECTION OF DIRECTORS.
03 PROPOSAL TO AMEND THE BYLAWS OF THE COMPANY TO Management For For
PROVIDE THAT DIRECTORS BE ELECTED ANNUALLY.
02 PROPOSAL TO AMEND THE ARTICLES OF INCORPORATION Management For For
OF THE COMPANY REGARDING THE RIGHTS AND PREFERENCES
OF PREFERRED STOCK.
01 DIRECTOR Management For
ROBERT M. BEALL, II* Management For For
JEFFREY C. CROWE* Management For For
J. HICKS LANIER* Management For For
LARRY L. PRINCE* Management For For
FRANK S. ROYAL, M.D.* Management For For
PHAIL WYNN, JR.* Management For For
JAMES M. WELLS III** Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
THE HERSHEY COMPANY HSY ANNUAL MEETING DATE: 04/17/2007
ISSUER: 427866108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
J.A. BOSCIA Management For For
R.H. CAMPBELL Management For For
R.F. CAVANAUGH Management For For
G.P. COUGHLAN Management For For
H. EDELMAN Management For For
B.G. HILL Management For For
A.F. KELLY, JR. Management For For
R.H. LENNY Management For For
M.J. MCDONALD Management For For
M.J. TOULANTIS Management For For
02 RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITORS FOR 2007.
03 APPROVE THE HERSHEY COMPANY EQUITY AND INCENTIVE Management Against Against
COMPENSATION PLAN.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 51 of 196
- ------------------------------------------------------------------------------------------------------------------------------------
WACHOVIA CORPORATION WB ANNUAL MEETING DATE: 04/17/2007
ISSUER: 929903102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
06 A STOCKHOLDER PROPOSAL REGARDING QUALIFICATIONS Shareholder Against For
OF DIRECTOR NOMINEES.
05 A STOCKHOLDER PROPOSAL REGARDING NON-BINDING Shareholder Against For
STOCKHOLDER VOTE RATIFYING EXECUTIVE COMPENSATION.
04 A WACHOVIA PROPOSAL TO RATIFY THE APPOINTMENT Management For For
OF KPMG LLP AS AUDITORS FOR THE YEAR 2007.
03 A WACHOVIA PROPOSAL TO AMEND WACHOVIA S ARTICLES Management For For
OF INCORPORATION TO PROVIDE FOR MAJORITY VOTING
IN UNCONTESTED DIRECTOR ELECTIONS.
02 A WACHOVIA PROPOSAL TO AMEND WACHOVIA S ARTICLES Management For For
OF INCORPORATION TO ELIMINATE THE PROVISIONS
CLASSIFYING THE TERMS OF ITS BOARD OF DIRECTORS.
01 DIRECTOR Management For
ERNEST S. RADY*** Management For For
JERRY GITT** Management For For
JOHN T. CASTEEN, III* Management For For
MARYELLEN C. HERRINGER* Management For For
JOSEPH NEUBAUER* Management For For
TIMOTHY D. PROCTOR* Management For For
VAN L. RICHEY* Management For For
DONA DAVIS YOUNG* Management For For
08 A STOCKHOLDER PROPOSAL REGARDING SEPARATING THE Shareholder Against For
OFFICES OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER.
07 A STOCKHOLDER PROPOSAL REGARDING REPORTING POLITICAL Shareholder Against For
CONTRIBUTIONS.
- ------------------------------------------------------------------------------------------------------------------------------------
DOW JONES & COMPANY, INC. DJ ANNUAL MEETING DATE: 04/18/2007
ISSUER: 260561105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JON E. BARFIELD Management For For
LEWIS B. CAMPBELL Management For For
EDUARDO CASTRO-WRIGHT Management For For
JOHN M. ENGLER Management For For
HARVEY GOLUB Management For For
DIETER VON HOLTZBRINCK Management For For
FRANK N. NEWMAN Management For For
CHRISTOPHER BANCROFT Management For For
JOHN F. BROCK Management For For
MICHAEL B. ELEFANTE Management For For
LESLIE HILL Management For For
M. PETER MCPHERSON Management For For
DAVID K.P. LI Management For For
PAUL SAGAN Management For For
ELIZABETH STEELE Management For For
RICHARD F. ZANNINO Management For For
02 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS Management For For
FOR 2007.
03 APPROVING THE DOW JONES 2001 LONG-TERM INCENTIVE Management Against Against
PLAN AS AMENDED AND RESTATED, INCLUDING AN INCREASE
IN THE NUMBER OF SHARES OF COMMON STOCK RESERVED
FOR ISSUANCE THEREUNDER BY 2,100,000 SHARES FROM
10,500,000 TO 12,600,000 SHARES.
04 STOCKHOLDER PROPOSAL TO REQUIRE THAT DIFFERENT Shareholder Against For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 52 of 196
PERSONS SERVE IN THE POSITIONS OF CHAIRMAN OF
THE BOARD AND CHIEF EXECUTIVE OFFICER AND THAT
THE CHAIRMAN NOT BE A CURRENT OR FORMER EXECUTIVE
OF THE COMPANY.
- ------------------------------------------------------------------------------------------------------------------------------------
SEAT PAGINE GIALLE SPA, MILANO OGM MEETING DATE: 04/18/2007
ISSUER: T8380H104 ISIN: IT0003479638 BLOCKING
SEDOL: B11BPT2, 7743621, B020RD9, 7646593, B010SW6
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
19 APR 2007. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU.
* PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown
YOU.
Take
o.1 RECEIVE THE FINANCIAL STATEMENTS AT 31 DEC 2006, Management No Action *Management Position Unknown
AND BOARD OF DIRECTORS REPORT, ADJOURNMENT THEREOF
Take
o.2 APPOINT TWO BOARD OF DIRECTORS MEMBERS, ADJOURNMENT Management No Action *Management Position Unknown
THEREOF
Take
e.1 APPROVE INTEGRATION OF ARTICLE 5, AMEND ARTICLES Management No Action *Management Position Unknown
8, 14, 16, 19 AND 22 OF CORPORATE BY LAWS, ADJOURNMENT
THEREOF
* PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management Position Unknown
OF RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
- ------------------------------------------------------------------------------------------------------------------------------------
THE BEAR STEARNS COMPANIES INC. BSC ANNUAL MEETING DATE: 04/18/2007
ISSUER: 073902108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES E. CAYNE Management For For
HENRY S. BIENEN Management For For
CARL D. GLICKMAN Management For For
MICHAEL GOLDSTEIN Management For For
ALAN C. GREENBERG Management For For
DONALD J. HARRINGTON Management For For
FRANK T. NICKELL Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 53 of 196
PAUL A. NOVELLY Management For For
FREDERIC V. SALERNO Management For For
ALAN D. SCHWARTZ Management For For
WARREN J. SPECTOR Management For For
VINCENT TESE Management For For
WESLEY S. WILLIAMS JR. Management For For
02 APPROVAL OF AN AMENDMENT TO THE STOCK AWARD PLAN. Management Against Against
03 APPROVAL OF AMENDMENTS TO THE RESTRICTED STOCK Management Against Against
UNIT PLAN.
04 APPROVAL OF AMENDMENTS TO THE CAPITAL ACCUMULATION Management For For
PLAN FOR SENIOR MANAGING DIRECTORS.
05 APPROVAL OF THE 2007 PERFORMANCE COMPENSATION Management For For
PLAN.
06 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING NOVEMBER 30, 2007.
07 STOCKHOLDER PROPOSAL REGARDING A PAY-FOR-SUPERIOR-PERFORMANCE Shareholder Against For
STANDARD.
- ------------------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY KO ANNUAL MEETING DATE: 04/18/2007
ISSUER: 191216100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: HERBERT A. ALLEN Management For For
1B ELECTION OF DIRECTOR: RONALD W. ALLEN Management For For
1C ELECTION OF DIRECTOR: CATHLEEN P. BLACK Management For For
1D ELECTION OF DIRECTOR: BARRY DILLER Management For For
1E ELECTION OF DIRECTOR: E. NEVILLE ISDELL Management For For
1F ELECTION OF DIRECTOR: DONALD R. KEOUGH Management For For
1G ELECTION OF DIRECTOR: DONALD F. MCHENRY Management For For
1H ELECTION OF DIRECTOR: SAM NUNN Management For For
1I ELECTION OF DIRECTOR: JAMES D. ROBINSON III Management For For
1J ELECTION OF DIRECTOR: PETER V. UEBERROTH Management For For
1K ELECTION OF DIRECTOR: JAMES B. WILLIAMS Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT AUDITORS
03 APPROVAL OF THE PERFORMANCE INCENTIVE PLAN OF Management For For
THE COCA-COLA COMPANY
04 SHAREOWNER PROPOSAL REGARDING MANAGEMENT COMPENSATION Shareholder Against For
05 SHAREOWNER PROPOSAL REGARDING AN ADVISORY VOTE Shareholder Against For
ON THE COMPENSATION COMMITTEE REPORT
06 SHAREOWNER PROPOSAL REGARDING CHEMICAL AND BIOLOGICAL Shareholder Against For
TESTING
07 SHAREOWNER PROPOSAL REGARDING STUDY AND REPORT Shareholder Against For
ON EXTRACTION OF WATER IN INDIA
08 SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK Shareholder Against For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 54 of 196
- ------------------------------------------------------------------------------------------------------------------------------------
GRUPO BIMBO SA DE CV BIMBO, MEXICO OGM MEETING DATE: 04/19/2007
ISSUER: P49521126 ISIN: MXP495211262
SEDOL: B02VBK7, 2392471
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THESE SHARES HAVE NO VOTING Non-Voting *Management Position Unknown
RIGHTS, SHOULD YOU WISH TO ATTEND THE MEETING
PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD
BY CONTACTING YOUR CLIENT REPRESENTATIVE. THANK
YOU.
1. RECEIVE, APPROVE OR AMEND THE REPORT OF THE BOARD Non-Voting *Management Position Unknown
OF DIRECTORS TO WHICH THE MAIN SECTION OF ARTICLE
172 OF THE GENERAL MERCANTILE COMPANIES LAW REFERS,
INCLUDING THE SUBSIDIARY FINANCIAL STATEMENTS,
FOR THE FYE ON 31 DEC 2006, PREVIOUS READING
OF THE REPORTS OF THE CHAIRPERSON OF THE BOARD
OF DIRECTORS, THE CHIEF EXECUTIVE OFFICER, THE
EXTERNAL AUDITOR AND THE CHAIRPERSONS OF THE
AUDIT AND CORPORATE PRACTICES COMMITTEES OF THE
COMPANY
2. RECEIVE THE REPORT TO WHICH ARTICLE 86(XX) OF Non-Voting *Management Position Unknown
THE INCOME TAX LAW REFERS, CONCERNING THE COMPLIANCE
WITH THE TAX OBLIGATIONS OF THE COMPANY
3. RECEIVE AND APPROVE THE ALLOCATION OF RESULTS Non-Voting *Management Position Unknown
FROM THE FYE ON 31 DEC 2006
4. RECEIVE AND APPROVE THE PAYMENT OF ANY CASH DIVIDEND Non-Voting *Management Position Unknown
IN THE AMOUNT OF MXN 0.40, FOR EACH ONE OF THE
SHARES REPRESENTING THE CORPORATE CAPITAL OF
THE COMPANY THAT ARE IN CIRCULATION
5. RECEIVE AND APPROVE THE CANCELLATION OF THE CERTIFICATES Non-Voting *Management Position Unknown
THAT REPRESENT THE SHARES OF THE COMPANY THAT
ARE IN CIRCULATION
6. APPROVE AND RATIFY THE NOMINATIONS OF THE MEMBERS Non-Voting *Management Position Unknown
OF THE BOARD OF DIRECTORS AND SETTING OF THEIR
COMPENSATION
9. APPROVE THE DESIGNATION OF THE SPECIAL DELEGATES Non-Voting *Management Position Unknown
7. APPROVE AND RATIFY THE NOMINATIONS OF THE CHAIRPERSONS Non-Voting *Management Position Unknown
AND MEMBERS OF THE AUDIT AND CORPORATE PRACTICES
COMMITTEES OF THE COMPANY, AS WELL AS SETTING
OF THEIR COMPENSATION
8. RECEIVE AND APPROVE THE REPORT ON THE PURCHASE Non-Voting *Management Position Unknown
OF OWN SHARES OF THE COMPANY, AS WELL AS SETTING
OF THE MAXIMUM AMOUNT OF RESOURCES THAT THE COMPANY
MAY ALLOCATE FOR THE PURCHASE OF OWN SHARES,
UNDER THE TERMS OF ARTICLE 56(IV) OF THE SECURITIES
MARKET LAW
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 55 of 196
- ------------------------------------------------------------------------------------------------------------------------------------
HEINEKEN NV AGM MEETING DATE: 04/19/2007
ISSUER: N39427211 ISIN: NL0000009165 BLOCKING
SEDOL: B0339D1, B010VP0, 7792559, B0CM7C4
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT BLOCKING CONDITIONS FOR VOTING Non-Voting *Management Position Unknown
AT THIS GENERAL MEETING ARE RELAXED. BLOCKING
PERIOD ENDS ONE DAY AFTER THE REGISTRATION DATE
SET ON 12 APR 2007. SHARES CAN BE TRADED THEREAFTER.
THANK YOU.
Take
1.A ADOPT THE BALANCE SHEET AS AT 31 DEC 2006, THE Management No Action *Management Position Unknown
INCOME STATEMENT FOR THE YEAR 2006 AND NOTES
THERETO
Take
1.B APPROVE A NEW RESERVE AND DIVIDEND POLICY Management No Action *Management Position Unknown
Take
1.C APPROVE THE APPROPRIATION OF THE BALANCE OF THE Management No Action *Management Position Unknown
INCOME STATEMENT IN ACCORDANCE WITH ARTICLE 12,
PARAGRAPH 7 OF THE COMPANY S ARTICLES OF ASSOCIATION
Take
1.D GRANT DISCHARGE TO THE MEMBERS OF THE EXECUTIVE Management No Action *Management Position Unknown
BOARD
Take
1.E GRANT DISCHARGE TO THE MEMBERS OF THE SUPERVISORY Management No Action *Management Position Unknown
BOARD
Take
2. AMEND THE ARTICLES OF ASSOCIATION Management No Action *Management Position Unknown
Take
3.A AMEND THE REMUNERATION POLICY FOR THE EXECUTIVE Management No Action *Management Position Unknown
BOARD
Take
3.B AMEND THE LONG-TERM INCENTIVE PLAN FOR THE EXECUTIVE Management No Action *Management Position Unknown
BOARD
Take
4. APPROVE THE EXTENSION OF THE AUTHORIZATION OF Management No Action *Management Position Unknown
THE EXECUTIVE BOARD TO ACQUIRE OWN SHARES
Take
5. APPROVE THE EXTENSION OF THE AUTHORIZATION OF Management No Action *Management Position Unknown
THE EXECUTIVE BOARD TO ISSUE RIGHT TO SHARES
AND TO RESTRICT OR EXCLUDE SHAREHOLDERS PRE-EMPTIVE
RIGHTS
Take
6. RE-APPOINT MR. M.R. DE CARVALHO AS THE MEMBER Management No Action *Management Position Unknown
OF THE SUPERVISORY BOARD
- ------------------------------------------------------------------------------------------------------------------------------------
HERCULES INCORPORATED HPC ANNUAL MEETING DATE: 04/19/2007
ISSUER: 427056106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN C. HUNTER, III Management For For
ROBERT D. KENNEDY Management For For
CRAIG A. ROGERSON Management For For
02 RATIFICATION OF BDO SEIDMAN, LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTANTS FOR 2007.
03 AMENDMENTS TO HERCULES AMENDED AND RESTATED Management For For
CERTIFICATE OF INCORPORATION AND HERCULES REVISED
AND AMENDED BY-LAWS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 56 of 196
- ------------------------------------------------------------------------------------------------------------------------------------
IDEARC INC. IAR ANNUAL MEETING DATE: 04/19/2007
ISSUER: 451663108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN J. MUELLER Management For For
JERRY V. ELLIOTT Management For For
KATHERINE J. HARLESS Management For For
DONALD B. REED Management For For
STEPHEN L. ROBERTSON Management For For
THOMAS S. ROGERS Management For For
PAUL E. WEAVER Management For For
02 RATIFICATION OF ERNST & YOUNG LLP AS IDEARC S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
NESTLE SA, CHAM UND VEVEY AGM MEETING DATE: 04/19/2007
ISSUER: H57312466 ISIN: CH0012056047 BLOCKING
SEDOL: B0ZGHZ6, 3056044, 7125274, 7126578, B01F348, 7123870
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
Swiss Take
1. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Register No Action *Management Position Unknown
BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL
OWNER BEFORE THE RECORD DATE. PLEASE ADVISE
US NOW IF YOU INTEND TO VOTE. NOTE THAT THE
COMPANY REGISTRAR HAS DISCRETION OVER GRANTING
VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE,
A SECOND NOTIFICATION WILL BE ISSUED REQUESTING
YOUR VOTING INSTRUCTIONS
* PLEASE NOTE: ONLY SHARES LISTED AS REGISTERED Non-Voting *Management Position Unknown
IN THE COMPANY S REGISTER OF SHAREHOLDERS CARRY
A VOTING RIGHT. ORDERS FOR REGISTRATION OR RE-REGISTRATION
WITH THE PURPOSE OF VOTING AT THE MEETING HAVE
TO BE PLACED A SUFFICIENT AMOUNT OF TIME PRIOR
TO THE RECORD DATE. WE CANNOT GUARANTEE FOR ANY
REGISTRATIONS TO BE COMPLETED IN DUE TIME. THANK
YOU.
* PLEASE NOTE THAT THIS IS AN OGM. THANK YOU. Non-Voting *Management Position Unknown
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 57 of 196
- ------------------------------------------------------------------------------------------------------------------------------------
NESTLE SA, CHAM UND VEVEY OGM MEETING DATE: 04/19/2007
ISSUER: H57312466 ISIN: CH0012056047 BLOCKING
SEDOL: B0ZGHZ6, 3056044, 7125274, 7126578, B01F348, 7123870
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown
IN THIS MARKET. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
* PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting *Management Position Unknown
NOTICE SENT UNDER MEETING 365869, INCLUDING THE
AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR
NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU.
Take
1. APPROVE THE ANNUAL REPORT, ANNUAL FINANCIAL STATEMENTS Management No Action *Management Position Unknown
OF NESTLE AG AND CONSOLIDATED FINANCIAL STATEMENTS
OF 2006 OF NESTLE GROUP: REPORTS OF THE AUDITORS
Take
2. GRANT DISCHARGE TO THE BOARD OF DIRECTORS AND Management No Action *Management Position Unknown
THE EXECUTIVE BOARD
Take
3. APPROVE THE APPROPRIATION OF THE BALANCE SHEET Management No Action *Management Position Unknown
OF NESTLE AG
Take
4. APPROVE THE REDUCTION OF THE SHARE CAPITAL AND Management No Action *Management Position Unknown
AMEND THE ARTICLE 5 OF THE ARTICLES OF INCORPORATION
Take
5.1 RE-ELECT MR. PETER BRABECK-LETMATHE AS A BOARD Management No Action *Management Position Unknown
OF DIRECTOR
Take
5.2 RE-ELECT MR. EDWARD GEORGE LORD GEORGE AS A Management No Action *Management Position Unknown
BOARD OF DIRECTOR
- ------------------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED TXN ANNUAL MEETING DATE: 04/19/2007
ISSUER: 882508104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: J.R. ADAMS. Management For For
1B ELECTION OF DIRECTOR: D.L. BOREN. Management For For
1C ELECTION OF DIRECTOR: D.A. CARP. Management For For
1D ELECTION OF DIRECTOR: C.S. COX. Management For For
1E ELECTION OF DIRECTOR: T.J. ENGIBOUS. Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 58 of 196
1F ELECTION OF DIRECTOR: D.R. GOODE. Management For For
1G ELECTION OF DIRECTOR: P.H. PATSLEY. Management For For
1H ELECTION OF DIRECTOR: W.R. SANDERS. Management For For
1I ELECTION OF DIRECTOR: R.J. SIMMONS. Management For For
1J ELECTION OF DIRECTOR: R.K. TEMPLETON. Management For For
1K ELECTION OF DIRECTOR: C.T. WHITMAN. Management For For
02 BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Management For For
& YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
VIVENDI, PARIS AGM MEETING DATE: 04/19/2007
ISSUER: F97982106 ISIN: FR0000127771
SEDOL: B0CR3H6, B1G0HP4, 4834777, 4859587, B0334V4, B11SBW8, 4841379, 4863470
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS A REVISION DUE TO DELETION Non-Voting *Management Position Unknown
OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
* PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown
YOU.
O.1 RECEIVE THE REPORTS OF THE EXECUTIVE COMMITTEE Management For *Management Position Unknown
AND THE AUDITORS, APPROVE THE COMPANY S FINANCIAL
STATEMENTS FOR THE YE IN 2006, AS PRESENTED,
SHOWING EARNINGS OF EUR 4,412,354,584.59
O.2 RECEIVE THE REPORTS OF THE EXECUTIVE COMMITTEE Management For *Management Position Unknown
AND THE AUDITORS, APPROVE THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE SAID FY, IN THE FORM PRESENTED
TO THE MEETING
O.3 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For *Management Position Unknown
AGREEMENTS GOVERNED BY ARTICLE L.225-88 OF THE
FRENCH COMMERCIAL CODE, APPROVE SAID REPORT AND
THE AGREEMENTS REFERRED TO THEREIN
O.4 APPROVE THE RECOMMENDATIONS OF THE EXECUTIVE Management For *Management Position Unknown
COMMITTEE AND RESOLVES THAT THE DISTRIBUTABLE
INCOME FOR THE FY BE APPROPRIATED AS FOLLOWS:
INCOME FOR THE FY: EUR 4,412,354,584.59 RETAINED
EARNINGS: EUR 10,389,661,400.91 TOTAL: EUR 14,802,015,985.50
ALLOCATED TO: LEGAL RESERVE: EUR 1,956,028.25
DIVIDENDS: EUR 1,386,784,539.60 OTHER RESERVES:
EUR 11,213,275,417.65 RETAINED EARNINGS: EUR
2,200,000,000.00 TOTAL: EUR 14,802,015,985.50
THE SHAREHOLDERS WILL RECEIVE A NET DIVIDEND
OF EUR 1.20 PER SHARE AND WILL ENTITLE TO THE
40% DEDUCTION PROVIDED BY THE FRENCH TAX CODE;
THIS DIVIDEND WILL BE PAID ON 26 APR 2007; AS
REQUIRED BYLAW
O.5 RATIFY THE CO-OPTATION OF MR. MEHDI DAZI AS SUPERVISORY Management For *Management Position Unknown
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 59 of 196
BOARD MEMBER UNTIL THE SHAREHOLDERS MEETING
CALLED TO APPROVE THE FINANCIAL STATEMENTS FOR
THE FY 2008
O.6 AUTHORIZE THE EXECUTIVE COMMITTEE TO TRADE IN Management For *Management Position Unknown
THE COMPANY S SHARES ON THE STOCK MARKET OR OTHERWISE
SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM
PURCHASE PRICE: EUR 45.00 MAXIMUM NUMBER OF SHARES
TO BE ACQUIRED: 10% OF THE SHARE CAPITAL, MAXIMUM
FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 4,000,000,000.00;
AUTHORITY EXPIRES ON 18-MONTH PERIOD; AND TO
TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES; THIS AUTHORIZATION SUPERSEDES
THE REMAINING PERIOD OF THE AUTHORIZATION GRANTED
BY THE COMBINED SHAREHOLDERS MEETING OF 20 APR
2006 IN ITS RESOLUTION E.10
E.7 AUTHORIZE THE EXECUTIVE COMMITTEE TO DECIDE ON Management For *Management Position Unknown
1 OR MORE CAPITAL INCREASES, IN FRANCE OR ABROAD,
BY A MAXIMUM NOMINAL AMOUNT OF EUR 1,000,000,000.00,
BY ISSUANCE, WITH PREFERRED SUBSCRIPTION RIGHTS
MAINTAINED, OF COMMON SHARES AND SECURITIES GIVING
ACCESS TO THE CAPITAL; AUTHORITY EXPIRES ON 26-MONTH
PERIOD; THE NUMBER OF SECURITIES TO BE ISSUED
MAY BE INCREASED IN ACCORDANCE WITH THE CONDITIONS
GOVERNED BY ARTICLE L.225-135-1 OF THE FRENCH
COMMERCIAL CODE; AND TO CHARGE THE SHARE ISSUANCE
COSTS AGAINST THE RELATED PREMIUMS AND DEDUCT
FROM THE PREMIUMS THE AMOUNTS NECESSARY TO FUND
THE LEGAL RESERVE; THIS DELEGATION OF POWERS
SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO
THE SAME EFFECT, PARTICULARLY IN THE 1 GIVEN
BY THE SHAREHOLDERS MEETING DATED 28 APR 2005
IN THE RESOLUTION 7
E.8 AUTHORIZE THE EXECUTIVE COMMITTEE TO DECIDE ON Management For *Management Position Unknown
1 OR MORE CAPITAL INCREASES, IN FRANCE OR ABROAD,
BY A MAXIMUM NOMINAL AMOUNT OF EUR 500,000,000.00,
BY ISSUANCE, WITH CANCELLATION OF THE SHAREHOLDERS
PREFERRED SUBSCRIPTION RIGHTS, OF COMMON SHARES
AND SECURITIES GIVING ACCESS TO THE CAPITAL;
AUTHORITY EXPIRES ON 26-MONTH PERIOD; THE NUMBER
OF SECURITIES TO BE ISSUED MAY BE INCREASED IN
ACCORDANCE WITH THE CONDITIONS GOVERNED BY ARTICLE
L.225-135-1 OF THE FRENCH COMMERCIAL CODE; THE
SHAREHOLDERS MEETING AUTHORIZES, FOR THE SAME
PERIOD, THE EXECUTIVE COMMITTEE TO INCREASE THE
SHARE CAPITAL, UP TO 10% OF THE SHARE CAPITAL,
IN CONSIDERATION FOR THE CONTRIBUTIONS IN KIND
GRANTED TO THE COMPANY AND COMPRISED OF CAPITAL
SECURITIES OR SECURITIES GIVING ACCESS TO THE
SHARE CAPITAL; THE EXECUTIVE COMMITTEE MAY ALSO
PROCEED WITH A CAPITAL INCREASE IN CONSIDERATION
FOR SECURITIES TENDERED IN A PUBLIC EXCHANGE
OFFER INITIATED BY THE COMPANY CONCERNING THE
SHARES OF ANOTHER COMPANY; AND TO CHARGE THE
SHARE ISSUANCE COSTS AGAINST THE RELATED PREMIUMS
AND DEDUCT FROM THE PREMIUMS THE AMOUNTS NECESSARY
TO FUND THE LEGAL RESERVE; THIS DELEGATION OF
POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT, PARTICULARLY IN THE 1 GIVEN
BY THE SHAREHOLDERS MEETING DATED 28 APR 2005
IN THE RESOLUTION 8; THE AMOUNT OF CAPITAL INCREASES
CARRIED OUT BY VIRTUE OF THE PRESENT RESOLUTION
SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH
IN THE RESOLUTION E.7
E.9 AUTHORIZE THE EXECUTIVE COMMITTEE TO DECIDE ON Management For *Management Position Unknown
1 OR MORE CAPITAL INCREASES, UP TO A MAXIMUM
NOMINAL AMOUNT OF EUR 500,000,000.00 BY WAY OF
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 60 of 196
CAPITALIZING RESERVES, PROFITS, PREMIUMS OR OTHER
MEANS, PROVIDED THAT SUCH CAPITALIZATION IS ALLOWED
BYLAW AND UNDER THE BY-LAWS, BY ISSUING BONUS
SHARES OR RAISING THE PAR VALUE OF EXISTING SHARES;
AUTHORITY EXPIRES ON 26-MONTH PERIOD; THIS DELEGATION
OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT, PARTICULARLY THE 1 GIVEN
BY THE SHAREHOLDER S MEETING DATED 28 APR 2005
IN THE RESOLUTION 10; THE AMOUNT OF CAPITAL INCREASES
CARRIED OUT BY VIRTUE OF THE PRESENT RESOLUTION
SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH
IN THE RESOLUTION E.7
E.10 AUTHORIZE THE EXECUTIVE COMMITTEE TO INCREASE Management For *Management Position Unknown
THE SHARE CAPITAL, ON 1 OR MORE OCCASIONS, IN
FAVOUR OF EMPLOYEES, AND FORMER EMPLOYEES OF
THE COMPANY AND COMPANIES OF THE VIVENDI GROUP,
WHO ARE MEMBERS OF THE GROUP SAVINGS PLAN; AUTHORITY
EXPIRES ON 26-MONTH PERIOD; AND FOR A TOTAL NUMBER
OF SHARES THAT SHALL NOT EXCEED 1.5% OF THE SHARE
CAPITAL; AND TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES; THIS DELEGATION
OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT, PARTICULARLY THE 1 GIVEN
BY THE SHAREHOLDER S MEETING DATED 28 APR 2006
IN ITS RESOLUTION 11; THE AMOUNT OF CAPITAL INCREASES
CARRIED OUT BY VIRTUE OF THE PRESENT RESOLUTION
SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH
IN THE RESOLUTION E.7
E.11 AUTHORIZE THE EXECUTIVE COMMITTEE TO REDUCE THE Management For *Management Position Unknown
SHARE CAPITAL, ON 1 OR MORE OCCASIONS AND AT
ITS SOLE DISCRETION, BY CANCELING ALL OR PART
OF THE SHARES HELD BY THE COMPANY IN CONNECTION
WITH A STOCK REPURCHASE PLAN, UP TO A MAXIMUM
10% OF THE SHARE CAPITAL OVER A 24 MONTH PERIOD;
AUTHORITY EXPIRES ON 26-MONTH PERIOD; AND TO
TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES; THIS DELEGATION OF POWERS
SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO
THE SAME EFFECT, PARTICULARLY THE 1 GIVEN BY
THE SHAREHOLDER S MEETING DATED 20 APR 2006 IN
ITS RESOLUTION 11
E.12 APPROVE TO BRING THE ARTICLES OF THE BYLAWS INTO Management For *Management Position Unknown
CONFORMITY WITH THE PROVISIONS OF ARTICLE NO
L.225-71 OF THE FRENCH COMMERCIAL CODE MODIFIED
BY THE LAW NO 2006-1170 OF 30 DEC 2006 AND AMEND
ARTICLE 8 OF THE BYLAWS-SUPERVISORY BOARD MEMBER
ELECTED BY THE EMPLOYEES
E.13 APPROVE TO BRING THE ARTICLES OF THE BYLAWS INTO Management For *Management Position Unknown
CONFORMITY WITH THE PROVISIONS OF ARTICLES 84-1
AND 108-1 OF THE DECREE NO 67-236 OF 23 MAR 1967
MODIFIED BY THE DECREE OF 11 DEC 2006 AND AMEND
ARTICLES 10 AND 14 OF THE BYLAWS-ORGANIZATION
OF THE SUPERVISORY BOARD AND ORGANIZATION OF
THE EXECUTIVE COMMITTEE
E.14 APPROVE TO BRING THE ARTICLES OF THE BYLAWS INTO Management For *Management Position Unknown
CONFORMITY WITH THE PROVISIONS OF ARTICLE 136
OF THE DECREE NO 67-236 OF 23 MAR 1967 MODIFIED
BY THE DECREE OF 11 DEC 2006 AND AMEND ARTICLE
16 OF THE BYLAWS-SHAREHOLDERS MEETING
E.15 APPROVE TO DECIDE THE 15 DAY PERIOD APPLICABLE Management For *Management Position Unknown
FOR THE DECLARATIONS OF THE STATUTORY EXCEEDING
OF THE THRESHOLDS AND AMEND ARTICLE 5 OF THE
BYLAWS-SHARES IN ORDER TO BRING IT TO 5 MARKET
DAYS
E.16 AMEND ARTICLE 17 OF THE BYLAWS-VOTING RIGHTS Management For *Management Position Unknown
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 61 of 196
E.17 GRANT FULL POWERS TO THE BEARER OF AN ORIGINAL, Management For *Management Position Unknown
A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER
FORMALITIES PRESCRIBED BY LAW
- ------------------------------------------------------------------------------------------------------------------------------------
WILMINGTON TRUST CORPORATION WL ANNUAL MEETING DATE: 04/19/2007
ISSUER: 971807102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
R. KEITH ELLIOTT Management For For
GAILEN KRUG Management For For
STACEY J. MOBLEY Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
ALCOA INC. AA ANNUAL MEETING DATE: 04/20/2007
ISSUER: 013817101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ALAIN J.P. BELDA Management For For
CARLOS GHOSN Management For For
HENRY B. SCHACHT Management For For
FRANKLIN A. THOMAS Management For For
02 PROPOSAL TO RATIFY THE INDEPENDENT AUDITOR Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
LAIDLAW INTERNATIONAL, INC. LI SPECIAL MEETING DATE: 04/20/2007
ISSUER: 50730R102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF FEBRUARY 8, 2007, BY AND AMONG FIRSTGROUP
PLC, A PUBLIC LIMITED COMPANY INCORPORATED UNDER
THE LAWS OF SCOTLAND, FIRSTGROUP ACQUISITION
CORPORATION (FORMERLY KNOWN AS FEM ACQUISITION
VEHICLE CORPORATION), A DELAWARE CORPORATION
AND WHOLLY OWNED SUBSIDIARY OF FIRSTGROUP, AND
LAIDLAW INTERNATIONAL, INC.
02 TO ADJOURN OR POSTPONE THE SPECIAL MEETING, INCLUDING, Management For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 62 of 196
PROXIES IF THERE ARE NOT SUFFICIENT VOTES IN
FAVOR OF THE FOREGOING PROPOSAL.
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY AXP ANNUAL MEETING DATE: 04/23/2007
ISSUER: 025816109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
D.F. AKERSON Management For For
C. BARSHEFSKY Management For For
U.M. BURNS Management For For
K.I. CHENAULT Management For For
P. CHERNIN Management For For
V.E. JORDAN, JR. Management For For
J. LESCHLY Management For For
R.C. LEVIN Management For For
R.A. MCGINN Management For For
E.D. MILLER Management For For
F.P. POPOFF Management For For
S.S. REINEMUND Management For For
R.D. WALTER Management For For
R.A. WILLIAMS Management For For
02 THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2007.
03 A PROPOSAL TO APPROVE THE AMERICAN EXPRESS COMPANY Management For For
2007 INCENTIVE COMPENSATION PLAN.
04 A SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE Shareholder Against For
VOTING FOR DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------------------------
GENUINE PARTS COMPANY GPC ANNUAL MEETING DATE: 04/23/2007
ISSUER: 372460105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DR. MARY B. BULLOCK Management For For
RICHARD W. COURTS II Management For For
JEAN DOUVILLE Management For For
THOMAS C. GALLAGHER Management For For
GEORGE C. "JACK" GUYNN Management For For
JOHN D. JOHNS Management For For
MICHAEL M.E. JOHNS, MD Management For For
J. HICKS LANIER Management For For
WENDY B. NEEDHAM Management For For
JERRY W. NIX Management For For
LARRY L. PRINCE Management For For
GARY W. ROLLINS Management For For
LAWRENCE G. STEINER Management For For
02 AMEND THE GENUINE PARTS COMPANY AMENDED AND RESTATED Management For For
ARTICLES OF INCORPORATION TO ELIMINATE ALL SHAREHOLDER
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 63 of 196
SUPERMAJORITY VOTING PROVISIONS.
03 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For For
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. HON ANNUAL MEETING DATE: 04/23/2007
ISSUER: 438516106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
07 SIX SIGMA Shareholder Against For
05 PERFORMANCE BASED STOCK OPTIONS Shareholder Against For
04 RECOUP UNEARNED MANAGEMENT BONUSES Shareholder Against For
03 2007 HONEYWELL GLOBAL EMPLOYEE STOCK PLAN Management For For
02 APPROVAL OF INDEPENDENT ACCOUNTANTS Management For For
1L ELECTION OF DIRECTOR: MICHAEL W. WRIGHT Management For For
1K ELECTION OF DIRECTOR: JOHN R. STAFFORD Management For For
1J ELECTION OF DIRECTOR: ERIC K. SHINSEKI Management For For
1I ELECTION OF DIRECTOR: BRADLEY T. SHEARES Management For For
1H ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Management For For
1G ELECTION OF DIRECTOR: JAMES J. HOWARD Management For For
1F ELECTION OF DIRECTOR: CLIVE R. HOLLICK Management For For
1E ELECTION OF DIRECTOR: LINNET F. DEILY Management For For
06 SPECIAL SHAREHOLDER MEETINGS Shareholder Against For
1D ELECTION OF DIRECTOR: D. SCOTT DAVIS Management For For
1C ELECTION OF DIRECTOR: DAVID M. COTE Management For For
1B ELECTION OF DIRECTOR: JAIME CHICO PARDO Management For For
1A ELECTION OF DIRECTOR: GORDON M. BETHUNE Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC AEP ANNUAL MEETING DATE: 04/24/2007
ISSUER: 025537101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 64 of 196
E.R. BROOKS Management For For
D.M. CARLTON Management For For
R.D. CROSBY, JR. Management For For
J.P. DESBARRES Management For For
R.W. FRI Management For For
L.A. GOODSPEED Management For For
W.R. HOWELL Management For For
L.A. HUDSON, JR. Management For For
M.G. MORRIS Management For For
L.L. NOWELL III Management For For
R.L. SANDOR Management For For
D.G. SMITH Management For For
K.D. SULLIVAN Management For For
02 APPROVAL OF AEP SENIOR OFFICER INCENTIVE PLAN. Management For For
03 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
- ------------------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER CHILE SAN SPECIAL MEETING DATE: 04/24/2007
ISSUER: 05965X109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
E1 MODIFY ARTICLE ONE OF THE BANK S BYLAWS. TO THE Management For *Management Position Unknown
EXISTING LEGAL AND BUSINESS NAMES THAT CAN BE
USED BY THE BANK.
E2 APPROVE THE ISSUANCE OF A PLEDGE OVER THE BANK Management For *Management Position Unknown
S SHARES IN THE COMPANY ADMINISTRADOR FINANCIERO
DE TRANSANTIAGO S.A. TO GUARANTEE THIS COMPANY
S OBLIGATIONS.
E3 ADOPT ALL MEASURES NEEDED TO PUT INTO EFFECT Management For *Management Position Unknown
THE RESOLUTIONS APPROVED IN THE EXTRAORDINARY
SHAREHOLDERS MEETING.
O1 SUBMIT FOR APPROVAL THE ANNUAL REPORT, BALANCE Management For *Management Position Unknown
SHEET AND CONSOLIDATED FINANCIAL STATEMENTS OF
THE BANK, THE INDEPENDENT REPORT OF THE EXTERNAL
AUDITORS.
O2 ALLOCATION OF 2006 EARNINGS. Management For *Management Position Unknown
O3 DESIGNATION OF EXTERNAL AUDITORS. Management For *Management Position Unknown
O4 NOMINATION OF THE NEW BOARD MEMBER. Management For *Management Position Unknown
O5 DETERMINE THE BOARD OF DIRECTOR S REMUNERATION. Management For *Management Position Unknown
O6 AUDIT COMMITTEE S REPORT AND APPROVAL OF THE Management For *Management Position Unknown
AUDIT COMMITTEE S BUDGET.
O7 GIVE ACCOUNT OF ALL OPERATIONS SUBJECT TO ARTICLE Management For *Management Position Unknown
44 OF LAW 18,046 AND (RELATED PARTY TRANSACTIONS).
O8 DISCUSS ANY MATTER OF INTEREST THAT CORRESPONDS Management For *Management Position Unknown
TO BE DISCUSSED IN AN ORDINARY SHAREHOLDERS MEETING
ACCORDING TO CURRENT LAWS AND THE BANK S BYLAWS.
- ------------------------------------------------------------------------------------------------------------------------------------
BIO-RAD LABORATORIES, INC. BIOB ANNUAL MEETING DATE: 04/24/2007
ISSUER: 090572108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 65 of 196
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES J. BENNETT Management For For
R. NAUMANN-ETIENNE Management For For
ALICE N. SCHWARTZ Management For For
DAVID SCHWARTZ Management For For
NORMAN SCHWARTZ Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF DELOITTE Management For For
& TOUCHE LLP TO SERVE AS THE COMPANY S INDEPENDENT
AUDITORS.
03 PROPOSAL TO APPROVE THE BIO-RAD LABORATORIES, Management Against Against
INC. 2007 INCENTIVE AWARD PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
CH ENERGY GROUP, INC. CHG ANNUAL MEETING DATE: 04/24/2007
ISSUER: 12541M102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
STEVEN V. LANT Management For For
JEFFREY D. TRANEN Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
COOPER INDUSTRIES, LTD. CBE ANNUAL MEETING DATE: 04/24/2007
ISSUER: G24182100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
S.G. BUTLER Management For For
D.F. SMITH Management For For
G.B. SMITH Management For For
M.S. THOMPSON Management For For
L.D. KINGSLEY Management For For
02 APPOINT ERNST & YOUNG LLP AS INDEPENDENT AUDITORS Management For For
FOR THE YEAR ENDING 12/31/2007.
03 AMENDMENT TO COOPER S BYE-LAWS TO INCREASE AUTHORIZED Management For For
SHARES.
04 SHAREHOLDER PROPOSAL REQUESTING COOPER TO IMPLEMENT Shareholder Against For
A CODE OF CONDUCT BASED ON INTERNATIONAL LABOR
ORGANIZATION HUMAN RIGHTS STANDARDS.
- ------------------------------------------------------------------------------------------------------------------------------------
FMC CORPORATION FMC ANNUAL MEETING DATE: 04/24/2007
ISSUER: 302491303 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 66 of 196
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM F. REILLY Management For For
WILLIAM G. WALTER Management For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
- ------------------------------------------------------------------------------------------------------------------------------------
FORTUNE BRANDS, INC. FO ANNUAL MEETING DATE: 04/24/2007
ISSUER: 349631101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ANNE M. TATLOCK Management For For
NORMAN H. WESLEY Management For For
PETER M. WILSON Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
03 RE-APPROVAL OF THE FORTUNE BRANDS, INC. ANNUAL Management For For
EXECUTIVE INCENTIVE PLAN.
04 APPROVAL OF THE FORTUNE BRANDS, INC. 2007 LONG-TERM Management Against Against
INCENTIVE PLAN.
05 IF PRESENTED, A SHAREHOLDER PROPOSAL ENTITLED Shareholder Against For
ELECT EACH DIRECTOR ANNUALLY .
06 IF PRESENTED, A SHAREHOLDER PROPOSAL ENTITLED Shareholder Against For
PAY-FOR-SUPERIOR PERFORMANCE .
- ------------------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP IBM ANNUAL MEETING DATE: 04/24/2007
ISSUER: 459200101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
C. BLACK Management For For
K.I. CHENAULT Management For For
J. DORMANN Management For For
M.L. ESKEW Management For For
S.A. JACKSON Management For For
M. MAKIHARA Management For For
L.A. NOTO Management For For
J.W. OWENS Management For For
S.J. PALMISANO Management For For
J.E. SPERO Management For For
S. TAUREL Management For For
L.H. ZAMBRANO Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
03 AMENDMENT TO CERTIFICATE TO ELIMINATE STATUTORY Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 67 of 196
SUPERMAJORITY VOTING: MERGER OR CONSOLIDATION
04 AMENDMENT TO CERTIFICATE TO ELIMINATE STATUTORY Management For For
SUPERMAJORITY VOTING: DISPOSITION OF ALL OR SUBSTANTIALLY
ALL OF THE ASSETS OF THE CORPORATION OUTSIDE
THE ORDINARY COURSE OF BUSINESS
05 AMENDMENT TO CERTIFICATE TO ELIMINATE STATUTORY Management For For
SUPERMAJORITY VOTING: PLAN FOR THE EXCHANGE OF
SHARES OF THE CORPORATION
06 AMENDMENT TO CERTIFICATE TO ELIMINATE STATUTORY Management For For
SUPERMAJORITY VOTING: AUTHORIZATION OF DISSOLUTION
OF THE CORPORATION
07 STOCKHOLDER PROPOSAL ON: CUMULATIVE VOTING Shareholder Against For
08 STOCKHOLDER PROPOSAL ON: PENSION AND RETIREMENT Shareholder Against For
MEDICAL
09 STOCKHOLDER PROPOSAL ON: EXECUTIVE COMPENSATION Shareholder Against For
10 STOCKHOLDER PROPOSAL ON: OFFSHORING Shareholder Against For
11 STOCKHOLDER PROPOSAL ON: MAJORITY VOTING FOR Shareholder Against For
DIRECTORS
- ------------------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. MRK ANNUAL MEETING DATE: 04/24/2007
ISSUER: 589331107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RICHARD T. CLARK Management For For
JOHNNETTA B. COLE Management For For
W.B. HARRISON, JR. Management For For
WILLIAM N. KELLEY Management For For
ROCHELLE B. LAZARUS Management For For
THOMAS E. SHENK Management For For
ANNE M. TATLOCK Management For For
SAMUEL O. THIER Management For For
WENDELL P. WEEKS Management For For
PETER C. WENDELL Management For For
02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY Management For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2007.
03 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For For
INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING
REQUIREMENTS CONTAINED IN THE RESTATED CERTIFICATE
OF INCORPORATION.
04 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For For
INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING
REQUIREMENTS IMPOSED UNDER NEW JERSEY LAW ON
CORPORATIONS ORGANIZED BEFORE 1969.
05 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For For
INCORPORATION TO LIMIT THE SIZE OF THE BOARD
TO NO MORE THAN 18 DIRECTORS.
06 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For For
INCORPORATION TO REPLACE ITS CUMULATIVE VOTING
FEATURE WITH A MAJORITY VOTE STANDARD FOR THE
ELECTION OF DIRECTORS.
07 STOCKHOLDER PROPOSAL CONCERNING PUBLICATION OF Shareholder Against For
POLITICAL CONTRIBUTIONS
08 STOCKHOLDER PROPOSAL CONCERNING AN ADVISORY VOTE Shareholder Against For
ON EXECUTIVE COMPENSATION
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 68 of 196
- ------------------------------------------------------------------------------------------------------------------------------------
MOODY'S CORPORATION MCO ANNUAL MEETING DATE: 04/24/2007
ISSUER: 615369105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
I DIRECTOR Management For
BASIL L. ANDERSON Management For For
RAYMOND W MCDANIEL, JR Management For For
II APPROVAL OF THE AMENDED AND RESTATED 2001 MOODY Management Against Against
S CORPORATION KEY EMPLOYEES STOCK INCENTIVE PLAN.
III RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007.
IV STOCKHOLDER PROPOSAL TO ELECT EACH DIRECTOR ANNUALLY. Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
NEWMONT MINING CORPORATION NEM ANNUAL MEETING DATE: 04/24/2007
ISSUER: 651639106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
G.A. BARTON Management For For
V.A. CALARCO Management For For
N. DOYLE Management For For
V.M. HAGEN Management For For
M.S. HAMSON Management For For
P. LASSONDE Management For For
R.J. MILLER Management For For
W.W. MURDY Management For For
R.A. PLUMBRIDGE Management For For
J.B. PRESCOTT Management For For
D.C. ROTH Management For For
J.V. TARANIK Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS. Management For For
03 STOCKHOLDER PROPOSAL REGARDING NEWMONT S INDONESIAN Shareholder Against For
OPERATIONS, IF INTRODUCED AT THE MEETING.
04 STOCKHOLDER PROPOSAL REGARDING A REPORT TO STOCKHOLDERS Shareholder For For
REGARDING NEWMONT S POLICIES AND PRACTICES IN
COMMUNITIES AROUND ITS OPERATIONS, IF INTRODUCED
AT THE MEETING.
05 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT BOARD Shareholder Against For
CHAIRMAN.
- ------------------------------------------------------------------------------------------------------------------------------------
ROLLINS, INC. ROL ANNUAL MEETING DATE: 04/24/2007
ISSUER: 775711104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 69 of 196
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILTON LOONEY Management For For
BILL DISMUKE Management For For
THOMAS LAWLEY, M.D. Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
THE NEW YORK TIMES COMPANY NYT ANNUAL MEETING DATE: 04/24/2007
ISSUER: 650111107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RAUL E. CESAN Management For For
WILLIAM E. KENNARD Management For For
JAMES M. KILTS Management For For
DOREEN A. TOBEN Management For For
02 RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, IN PNC ANNUAL MEETING DATE: 04/24/2007
ISSUER: 693475105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MR. BERNDT Management For For
MR. BUNCH Management For For
MR. CHELLGREN Management For For
MR. CLAY Management For For
MR. DAVIDSON Management For For
MS. JAMES Management For For
MR. KELSON Management For For
MR. LINDSAY Management For For
MR. MASSARO Management For For
MS. PEPPER Management For For
MR. ROHR Management For For
MR. SHEPARD Management For For
MS. STEFFES Management For For
MR. STRIGL Management For For
MR. THIEKE Management For For
MR. USHER Management For For
MR. WALLS Management For For
MR. WEHMEIER Management For For
02 APPROVAL OF THE PNC FINANCIAL SERVICES GROUP, Management For For
INC. 1996 EXECUTIVE INCENTIVE AWARD PLAN, AS
AMENDED AND RESTATED.
03 RATIFICATION OF THE AUDIT COMMITTEE S SELECTION Management For For
OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 70 of 196
- ------------------------------------------------------------------------------------------------------------------------------------
AMERIPRISE FINANCIAL, INC. AMP ANNUAL MEETING DATE: 04/25/2007
ISSUER: 03076C106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: JAMES M. CRACCHIOLO. Management For For
1B ELECTION OF DIRECTOR: WARREN D. KNOWLTON. Management For For
1C ELECTION OF DIRECTOR: H. JAY SARLES. Management For For
1D ELECTION OF DIRECTOR: ROBERT F. SHARPE, JR. Management For For
02 PROPOSAL TO APPROVE THE AMENDED AND RESTATED Management For For
AMERIPRISE FINANCIAL 2005 INCENTIVE COMPENSATION
PLAN.
03 PROPOSAL TO RATIFY THE AUDIT COMMITTEE S SELECTION Management For For
OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH COMPANIES, INC. BUD ANNUAL MEETING DATE: 04/25/2007
ISSUER: 035229103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
AUGUST A. BUSCH III Management For For
AUGUST A. BUSCH IV Management For For
CARLOS FERNANDEZ G. Management For For
JAMES R. JONES Management For For
ANDREW C. TAYLOR Management For For
DOUGLAS A. WARNER III Management For For
02 APPROVAL OF THE 2007 EQUITY AND INCENTIVE PLAN Management Against Against
03 APPROVAL OF THE GLOBAL EMPLOYEE STOCK PURCHASE Management For For
PLAN
04 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING Management For For
FIRM
05 STOCKHOLDER PROPOSAL CONCERNING A REPORT ON CHARITABLE Shareholder Against For
CONTRIBUTIONS
- ------------------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION BAC ANNUAL MEETING DATE: 04/25/2007
ISSUER: 060505104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: WILLIAM BARNET, III Management For For
1B ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Management For For
1C ELECTION OF DIRECTOR: JOHN T. COLLINS Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 71 of 196
1D ELECTION OF DIRECTOR: GARY L. COUNTRYMAN Management For For
1E ELECTION OF DIRECTOR: TOMMY R. FRANKS Management For For
1F ELECTION OF DIRECTOR: CHARLES K. GIFFORD Management For For
1G ELECTION OF DIRECTOR: W. STEVEN JONES Management For For
1H ELECTION OF DIRECTOR: KENNETH D. LEWIS Management For For
1I ELECTION OF DIRECTOR: MONICA C. LOZANO Management For For
1J ELECTION OF DIRECTOR: WALTER E. MASSEY Management For For
1K ELECTION OF DIRECTOR: THOMAS J. MAY Management For For
1L ELECTION OF DIRECTOR: PATRICIA E. MITCHELL Management For For
1M ELECTION OF DIRECTOR: THOMAS M. RYAN Management For For
1N ELECTION OF DIRECTOR: O. TEMPLE SLOAN, JR. Management For For
1O ELECTION OF DIRECTOR: MEREDITH R. SPANGLER Management For For
1P ELECTION OF DIRECTOR: ROBERT L. TILLMAN Management For For
1Q ELECTION OF DIRECTOR: JACKIE M. WARD Management For For
02 RATIFICATION OF THE INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM FOR 2007
03 STOCKHOLDER PROPOSAL - STOCK OPTIONS Shareholder Against For
04 STOCKHOLDER PROPOSAL - NUMBER OF DIRECTORS Shareholder Against For
05 STOCKHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
CHEMTURA CORPORATION CEM ANNUAL MEETING DATE: 04/25/2007
ISSUER: 163893100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MARTIN M. HALE Management For For
C.A. (LANCE) PICCOLO Management For For
BRUCE F. WESSON Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION CVX ANNUAL MEETING DATE: 04/25/2007
ISSUER: 166764100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1B ELECTION OF DIRECTOR: L.F. DEILY Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 72 of 196
1C ELECTION OF DIRECTOR: R.E. DENHAM Management For For
1D ELECTION OF DIRECTOR: R.J. EATON Management For For
1E ELECTION OF DIRECTOR: S. GINN Management For For
1F ELECTION OF DIRECTOR: F.G. JENIFER Management For For
1G ELECTION OF DIRECTOR: S. NUNN Management For For
1H ELECTION OF DIRECTOR: D.J. O REILLY Management For For
1I ELECTION OF DIRECTOR: D.B. RICE Management For For
1J ELECTION OF DIRECTOR: P.J. ROBERTSON Management For For
1K ELECTION OF DIRECTOR: K.W. SHARER Management For For
1L ELECTION OF DIRECTOR: C.R. SHOEMATE Management For For
1M ELECTION OF DIRECTOR: R.D. SUGAR Management For For
1N ELECTION OF DIRECTOR: C. WARE Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 PROPOSAL TO AMEND CHEVRON S RESTATED CERTIFICATE Management For For
OF INCORPORATION TO REPEAL THE SUPERMAJORITY
VOTE PROVISIONS
04 ADOPT POLICY AND REPORT ON HUMAN RIGHTS Shareholder Against For
05 ADOPT GOALS AND REPORT ON GREENHOUSE GAS EMISSIONS Shareholder Against For
06 ADOPT POLICY AND REPORT ON ANIMAL WELFARE Shareholder Against For
07 RECOMMEND AMENDMENT TO THE BY-LAWS TO SEPARATE Shareholder Against For
THE CEO/CHAIRMAN POSITIONS
08 AMEND THE BY-LAWS REGARDING THE STOCKHOLDER RIGHTS Shareholder For Against
PLAN POLICY
09 REPORT ON HOST COUNTRY ENVIRONMENTAL LAWS Shareholder Against For
1A ELECTION OF DIRECTOR: S.H. ARMACOST Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY DD ANNUAL MEETING DATE: 04/25/2007
ISSUER: 263534109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RICHARD H. BROWN Management For For
ROBERT A. BROWN Management For For
BERTRAND P. COLLOMB Management For For
CURTIS J. CRAWFORD Management For For
JOHN T. DILLON Management For For
ELEUTHERE I. DU PONT Management For For
CHARLES O. HOLLIDAY, JR Management For For
LOIS D. JULIBER Management For For
MASAHISA NAITOH Management For For
SEAN O'KEEFE Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 73 of 196
WILLIAM K. REILLY Management For For
02 ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 ON DUPONT EQUITY AND INCENTIVE PLAN Management Against Against
04 ON GENETICALLY MODIFIED FOOD Shareholder Against For
05 ON PLANT CLOSURE Shareholder Against For
06 ON REPORT ON PFOA Shareholder Against For
07 ON COSTS Shareholder Against For
08 ON GLOBAL WARMING Shareholder Against For
09 ON CHEMICAL FACILITY SECURITY Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY GE ANNUAL MEETING DATE: 04/25/2007
ISSUER: 369604103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
09 REPORT ON PAY DIFFERENTIAL Shareholder Against For
08 ETHICAL CRITERIA FOR MILITARY CONTRACTS Shareholder Against For
07 GLOBAL WARMING REPORT Shareholder Against For
06 REPORT ON CHARITABLE CONTRIBUTIONS Shareholder Against For
05 ELIMINATE DIVIDEND EQUIVALENTS Shareholder Against For
04 INDEPENDENT BOARD CHAIRMAN Shareholder Against For
03 ONE DIRECTOR FROM THE RANKS OF RETIREES Shareholder Against For
02 CURB OVER-EXTENDED DIRECTORS Shareholder Against For
01 CUMULATIVE VOTING Shareholder Against For
E APPROVAL OF MATERIAL TERMS OF SENIOR OFFICER Management For For
PERFORMANCE GOALS
D APPROVAL OF 2007 LONG TERM INCENTIVE PLAN Management For For
A DIRECTOR Management For
JAMES I. CASH, JR. Management For For
SIR WILLIAM M. CASTELL Management For For
ANN M. FUDGE Management For For
CLAUDIO X. GONZALEZ Management For For
SUSAN HOCKFIELD Management For For
JEFFREY R. IMMELT Management For For
ANDREA JUNG Management For For
ALAN G.(A.G.) LAFLEY Management For For
ROBERT W. LANE Management For For
RALPH S. LARSEN Management For For
ROCHELLE B. LAZARUS Management For For
SAM NUNN Management For For
ROGER S. PENSKE Management For For
ROBERT J. SWIERINGA Management For For
DOUGLAS A. WARNER III Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 74 of 196
ROBERT C. WRIGHT Management For For
B RATIFICATION OF KPMG Management For For
C ADOPTION OF MAJORITY VOTING FOR DIRECTORS Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
THE MCGRAW-HILL COMPANIES, INC. MHP ANNUAL MEETING DATE: 04/25/2007
ISSUER: 580645109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PEDRO ASPE Management For For
ROBERT P. MCGRAW Management For For
H. OCHOA-BRILLEMBOURG Management For For
EDWARD B. RUST, JR. Management For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007.
03 SHAREHOLDER PROPOSAL REQUESTING THE ANNUAL ELECTION Shareholder Against For
OF EACH DIRECTOR.
04 SHAREHOLDER PROPOSAL REQUESTING ADOPTION OF A Shareholder Against For
SIMPLE MAJORITY VOTE.
05 SHAREHOLDER PROPOSAL REQUESTING PUBLIC DISCLOSURE Shareholder Against For
OF CORPORATE POLICIES AND PROCEDURES REGARDING
POLITICAL CONTRIBUTIONS AND THE AMOUNT OF SUCH
CONTRIBUTIONS.
- ------------------------------------------------------------------------------------------------------------------------------------
WALTER INDUSTRIES, INC. WLT ANNUAL MEETING DATE: 04/25/2007
ISSUER: 93317Q105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
HOWARD L. CLARK, JR. Management For For
JERRY W. KOLB Management For For
PATRICK A. KRIEGSHAUSER Management For For
MARK J. O'BRIEN Management For For
VICTOR P. PATRICK Management For For
BERNARD G. RETHORE Management For For
GEORGE R. RICHMOND Management For For
MICHAEL T. TOKARZ Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. MO ANNUAL MEETING DATE: 04/26/2007
ISSUER: 02209S103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 75 of 196
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ELIZABETH E. BAILEY Management For For
HAROLD BROWN Management For For
MATHIS CABIALLAVETTA Management For For
LOUIS C. CAMILLERI Management For For
J. DUDLEY FISHBURN Management For For
ROBERT E.R. HUNTLEY Management For For
THOMAS W. JONES Management For For
GEORGE MUNOZ Management For For
LUCIO A. NOTO Management For For
JOHN S. REED Management For For
STEPHEN M. WOLF Management For For
02 RATIFICATION OF THE SELECTION OF INDEPENDENT Management For For
AUDITORS
03 STOCKHOLDER PROPOSAL 1 - CUMULATIVE VOTING Shareholder Against For
04 STOCKHOLDER PROPOSAL 2 - INFORMING CHILDREN OF Shareholder Against For
THEIR RIGHTS IF FORCED TO INCUR SECONDHAND SMOKE
05 STOCKHOLDER PROPOSAL 3 - STOP ALL COMPANY-SPONSORED Shareholder Against For
CAMPAIGNS ALLEGEDLY ORIENTED TO PREVENT YOUTH
FROM SMOKING
06 STOCKHOLDER PROPOSAL 4 - GET OUT OF TRADITIONAL Shareholder Against For
TOBACCO BUSINESS BY 2010
07 STOCKHOLDER PROPOSAL 5 - ANIMAL WELFARE POLICY Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED GLW ANNUAL MEETING DATE: 04/26/2007
ISSUER: 219350105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT F. CUMMINGS, JR. Management For For
EUGENE C. SIT Management For For
WILLIAM D. SMITHBURG Management For For
HANSEL E. TOOKES II Management For For
WENDELL P. WEEKS Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS CORNING S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2007.
03 SHAREHOLDER PROPOSAL RELATING TO THE ELECTION Shareholder Against For
OF EACH DIRECTOR ANNUALLY.
- ------------------------------------------------------------------------------------------------------------------------------------
EMBARQ CORPORATION EQ ANNUAL MEETING DATE: 04/26/2007
ISSUER: 29078E105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PETER C. BROWN Management For For
STEVEN A. DAVIS Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 76 of 196
DANIEL R. HESSE Management For For
JOHN P. MULLEN Management For For
WILLIAM A. OWENS Management For For
DINESH C. PALIWAL Management For For
STEPHANIE M. SHERN Management For For
LAURIE A. SIEGEL Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2007 FISCAL YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
FIDELITY SOUTHERN CORPORATION LION ANNUAL MEETING DATE: 04/26/2007
ISSUER: 316394105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES B. MILLER, JR. Management For For
DAVID R. BOCKEL Management For For
EDWARD G. BOWEN, M.D. Management For For
KEVIN S. KING Management For For
JAMES H. MILLER III Management For For
H. PALMER PROCTOR, JR. Management For For
ROBERT J. RUTLAND Management For For
W. CLYDE SHEPHERD III Management For For
RANKIN M. SMITH, JR. Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
GROUPE DANONE, PARIS AGM MEETING DATE: 04/26/2007
ISSUER: F12033134 ISIN: FR0000120644
SEDOL: B0ZGJH2, B01HK10, B033328, 0799085, 5983560, 5984068, B01HKG5, B018SX1, B043GP1, 5981810, 5984057, 7164437
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* A VERIFICATION PERIOD EXISTS IN FRANCE. VERIFICATION Non-Voting *Management Position Unknown
PERIOD: REGISTERED SHARES: 1 TO 5 DAYS PRIOR
TO THE MEETING DATE, DEPENDS ON COMPANY S BY-LAWS.
BEARER SHARES: 6 DAYS PRIOR TO THE MEETING DATE.
FRENCH RESIDENT SHAREOWNERS MUST COMPLETE,
SIGN AND FORWARD THE PROXY CARD DIRECTLY TO THE
SUB CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN THE NECESSARY CARD,
ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING
APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY
CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED
TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED
INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN
CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD
TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER
YOUR GLOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY,
PLEASE CONTACT YOUR REPRESENTATIVE. TRADES/VOTE
INSTRUCTIONS: SINCE FRANCE MAINTAINS A VERIFICATION
PERIOD, FOR VOTE INSTRUCTIONS SUBMITTED THAT
HAVE A TRADE TRANSACTED (SELL) FOR EITHER THE
FULL SECURITY POSITION OR A PARTIAL AMOUNT AFTER
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 77 of 196
THE VOTE INSTRUCTION HAS BEEN SUBMITTED AND THE
GLOBAL CUSTODIAN ADVISES OF THE POSITION CHANGE
VIA THE ACCOUNT POSITION COLLECTION PROCESS,
THERE IS A PROCESS IN EFFECT WHICH WILL ADVISE
THE GLOBAL CUSTODIAN OF THE NEW ACCOUNT POSITION
AVAILABLE FOR VOTING. THIS WILL ENSURE THAT THE
LOCAL CUSTODIAN IS INSTRUCTED TO AMEND THE VOTE
INSTRUCTION AND RELEASE THE SHARES FOR SETTLEMENT
OF THE SALE TRANSACTION. THIS PROCEDURE PERTAINS
TO SALE TRANSACTIONS WITH A SETTLEMENT DATE PRIOR
TO MEETING DATE + 1
* PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown
YOU
O.1 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management For *Management Position Unknown
AND THE AUDITORS AND APPROVE THE COMPANY S FINANCIAL
STATEMENTS FOR THE YE 31 DEC 2006, AS PRESENTED
O.2 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management For *Management Position Unknown
AND THE AUDITORS AND APPROVE THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE SAID FY, IN THE
FORM PRESENTED TO THE MEETING
O.3 APPROVE THAT THE EARNINGS FOR THE FY OF EUR 873,582,156.27, Management For *Management Position Unknown
PLUS THE RETAINEDEARNINGS OF EUR 1,751,850,933.96,
I.E. DISTRIBUTABLE INCOME OF EUR 2,625,433,090.23
BE APPROPRIATED AS FOLLOWS: DIVIDENDS: EUR 521,729,492.00;
RETAINED EARNINGS: EUR 2,103,703,598.23; THE
SHAREHOLDERS WILL RECEIVE A NET DIVIDEND OF EUR
2.00 PER SHARE, AND WILL ENTITLE TO THE 40% DEDUCTION
PROVIDED BY THE FRENCH TAX CODE; THIS DIVIDEND
WILL BE PAID ON 10 MAY 2007; IN THE EVENT THAT
THE COMPANY HOLDS SOME OF ITS OWN SHARES ON SUCH
DATE, THE AMOUNT OF THE UNPAID DIVIDEND ON SUCH
SHARES SHALL BE ALLOCATED TO THE RETAINED EARNINGS
ACCOUNT
O.4 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For *Management Position Unknown
AGREEMENTS GOVERNED BY ARTICLESL.225-38 ET SEQ.
OF THE FRENCH COMMERCIAL CODE AND APPROVE THE
SAID REPORT, THE AGREEMENTS REFERRED TO THEREIN
AND THE ONES AUTHORIZED EARLIER AND WHICH REMAINED
IN FORCE DURING THE FY
O.5 APPROVE TO RENEW THE APPOINTMENT OF MR. FRANCK Management For *Management Position Unknown
RIBOUD AS A DIRECTOR FOR A 3 YEAR PERIOD
O.6 APPROVE TO RENEW THE APPOINTMENT OF MR. EMMANUEL Management For *Management Position Unknown
FABER AS A DIRECTOR FOR A 3 YEAR PERIOD
O.7 RATIFY THE CO-OPTATION OF MR. NAOMASA TSURITANI Management For *Management Position Unknown
AS A DIRECTOR, UNTIL THE SHAREHOLDERS MEETING
CALLED TO APPROVE THE FINANCIAL STATEMENTS FOR
THE FY 2007
O.8 AUTHORIZE THE BOARD OF DIRECTORS TO PURCHASE, Management For *Management Position Unknown
KEEP OR TRANSFER THE COMPANY S SHARES IN CONNECTION
WITH A SHARE BUYBACK PROGRAM, SUBJECT TO THE
CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE
PRICE: EUR 160.00; MAXIMUM NUMBER OF SHARES TO
BE ACQUIRED: 10% OF THE TOTAL NUMBER OF SHARES
COMPRISING THE SHARE CAPITAL, I.E. 26,086,474
SHARES, MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS:
EUR 4,173,835,840.00; THE NUMBER OF SHARES ACQUIRED
BY THE COMPANY WITH A VIEW TO THEIR RETENTION
OR THEIR SUBSEQUENT DELIVERY IN PAYMENT OR EXCHANGE
AS PART OF AN EXTERNAL GROWTH OPERATION CANNOT
EXCEED 5% OF ITS CAPITAL, IT SUPERSEDES THE ONE
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 78 of 196
GRANTED BY THE COMBINED SHAREHOLDERS MEETING
OF 27 APR 2006 IN ITS RESOLUTION 10; AUTHORITY
EXPIRES AFTER THE END OF 18 MONTH PERIOD; AND
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
O.9 ACKNOWLEDGE THAT, IN ORDER TO CARRY ON ITS COMMITMENT, Management For *Management Position Unknown
WHICH IS FOOD FOR HEALTH FOR THE MOST OF THE
PEOPLE AND AS PART OF THE UPDATING OF ITS DUAL
COMMITMENT TO BUSINESS PERFORMANCE AND SOCIAL
PROGRESS, THE COMPANY WISHES TO LAUNCH A WORLDWIDE
PROGRAM, FOCUSING ON THE CREATION OF A COMPANY
DEVELOPMENT FUND, WITH A SOCIAL AIM, CALLED DANONE
COMMUNITIES; AND THE SUBSCRIPTION BY THE COMPANY
OF UNIT TRUST DANONE COMMUNITIES SHARES
E.10 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management Position Unknown
THE CAPITAL ON ONE OR MORE OCCASIONS, IN FRANCE
OR ABROAD, BY ISSUANCE, WITH THE SHAREHOLDERS
PREFERRED SUBSCRIPTION RIGHTS MAINTAINED, OF
SHARES IN THE COMPANY AND SECURITIES GIVING ACCESS
TO THE COMPANY S CAPITAL, THE CEILING OF THE
NOMINAL AMOUNT OF CAPITAL INCREASE TO BE CARRIED
OUT UNDER THIS DELEGATION OF AUTHORITY IS EUR
45,000,000.00; THE NOMINAL AMOUNT OF ORDINARY
SHARES TO BE ISSUED BY VIRTUE OF THE RESOLUTIONS
E.11, E.12, E.13 AND E.14 SHALL COUNT AGAINST
THIS AMOUNT, THE MAXIMUM NOMINAL AMOUNT OF DEBT
SECURITIES TO BE ISSUED SHALL NOT EXCEED EUR
2,000,000,000.00; THIS CEILING IS COMMON TO THE
ISSUANCE OF DEBT SECURITIES GIVING ACCESS TO
THE COMPANY S CAPITAL CARRIED OUT BY VIRTUE OF
THE RESOLUTIONS E.11, E.12, E.13 AND E.14, BUT
DISTINCT FROM THE CEILING OF EUR 4,000,000,000.00
CORRESPONDING TO THE ISSUANCE OF DEBT SECURITIES
DECIDED BY VIRTUE OF THE AUTHORIZATION GRANTED
BY THE SHAREHOLDERS MEETING OF 27 APR 2006 IN
ITS RESOLUTION 11, IT SUPERSEDES THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS MEETING OF 22 APR
2005 IN ITS RESOLUTION 14.; AUTHORITY EXPIRES
AFTER THE END OF A 26 MONTH PERIOD; AND TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES.
E.11 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management Position Unknown
THE CAPITAL, ON ONE OR MORE OCCASIONS, IN FRANCE
OR ABROAD AND BY WAY OF A PUBLIC OFFERING, BY
ISSUANCE, WITH CANCELLATION OF THE SHAREHOLDERS
PREFERRED SUBSCRIPTION RIGHTS BUT WITH THE OBLIGATION
TO GRANT A PRIORITY RIGHT, OF SHARES IN THE COMPANY
AND SECURITIES GIVING ACCESS TO THE COMPANY S
CAPITAL THE CEILING OF THE NOMINAL AMOUNT OF
CAPITAL INCREASES TO BE CARRIED OUT UNDER THIS
DELEGATION OF AUTHORITY IS EUR 33,000,000.00,
THIS CEILING IS COMMON TO THE CAPITAL INCREASES
TO BE CARRIED OUT BY VIRTUE OF THE RESOLUTIONS
E.12, E.13 AND E.14 AND SHALL COUNT AGAINST THE
OVERALL CEILING OF THE RESOLUTION E.10; THE MAXIMUM
NOMINAL AMOUNT OF DEBT SECURITIES TO BE ISSUED
SHALL NOT EXCEED EUR 2,000,000,000.00; THIS CEILING
IS COMMON TO THE ISSUANCE OF DEBT SECURITIES
GIVING ACCESS TO THE COMPANY S CAPITAL CARRIED
OUT BY VIRTUE OF THE RESOLUTIONS 10, 12, 13 AND
14, BUT DISTINCT FROM THE CEILING OF EUR 4,000,000,000.00
CORRESPONDING TO THE ISSUANCE OF DEBT SECURITIES
DECIDED BY VIRTUE OF THE; AUTHORIZATION GRANTED
BY THE SHAREHOLDERS MEETING OF 27 APR 2006 IN
ITS RESOLUTION 11, IT SUPERSEDES THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS MEETING OF 22 APR
2005 IN ITS RESOLUTION 15; AUTHORITY EXPIRES
AFTER THE END OF A 26 MONTH PERIOD; AND TO TAKE
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 79 of 196
ALL NECESSARY MEASURES AND ACCOMPLISH AL L NECESSARY
FORMALITIES
E.12 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management Position Unknown
THE NUMBER OF SECURITIES TO BE ISSUED IN THE
EVENT OF A CAPITAL INCREASE, WITH OR WITHOUT
PREFERENTIAL SUBSCRIPTION OF SHAREHOLDERS IN
ACCORDANCE WITH THE RESOLUTIONS E.10 AND E.11,
ON THE TERMS AND CONDITIONS FIXED BY ARTICLE
L.225-135-1 SUBJECT THAT THE CEILINGS SET FORTH
IN SUCH RESOLUTIONS ARE RESPECTED, IT SUPERSEDES
THE ONE GRANTED BY THE SHAREHOLDERS MEETING
OF 22 APR 2005 IN ITS RESOLUTION 16; AUTHORITY
EXPIRES AFTER THE END OF 26 MONTH PERIOD; AND
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
E.13 AUTHORIZE THE BOARD OF DIRECTORS TO ISSUE ORDINARY Management For *Management Position Unknown
SHARES OF THE COMPANY OR SECURITIES GIVING ACCESS
BY ALL MEANS TO EXISTING OR FUTURE ORDINARY SHARES
OF THE COMPANY, IN CONSIDERATION FOR SECURITIES
TENDERED IN A PUBLIC EXCHANGE OFFER INITIATED
BY THE COMPANY IN FRANCE OR ABROAD CONCERNING
THE SHARES OF ANOTHER COMPANY, THE ISSUES CARRIED
OUT BY VIRTUE OF THE PRESENT RESOLUTION MUST
RESPECT THE CEILINGS SET FORTH IN THE RESOLUTION
E.11, IT SUPERSEDES THE DELEGATION GRANTED BY
THE SHAREHOLDERS MEETING OF 22 APR 2005 IN ITS
RESOLUTION 17; AUTHORITY EXPIRES AFTER THE END
OF 26 MONTH PERIOD; AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.14 AUTHORIZE THE BOARD OF DIRECTORS, TO INCREASE Management For *Management Position Unknown
THE SHARE UP TO 10% OF THE SHARE CAPITAL, BY
WAY OF ISSUING ORDINARY SHARES OF THE COMPANY
OR SECURITIES GIVING ACCESS TO THE COMPANY CAPITAL,
IN CONSIDERATION FOR THE CONTRIBUTIONS IN KIND
GRANTED TO THE COMPANY AND COMPRISED OF CAPITAL
SECURITIES OR SECURITIES GIVING ACCESS TO SHARE
CAPITAL THE ISSUES CARRIED OUT BY VIRTUE OF THE
PRESENT DELEGATION SHALL ALSO RESPECT THE CEILINGS
SET FORTH IN THE RESOLUTION E.11 OF THE PRESENT
SHAREHOLDERS MEETING, IT SUPERSEDES THE DELEGATION
GRANTED BY THE SHAREHOLDERS MEETING OF 22 APR
2005 IN ITS RESOLUTION 18; AUTHORITY EXPIRES
AFTER THE END OF A 26 MONTH PERIOD; AND TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
E.15 AUTHORITY THE BOARD OF DIRECTORS TO INCREASE Management For *Management Position Unknown
THE SHARE CAPITAL, IN ONE OR MORE OCCASIONS,
UP TO A MAXIMUM NOMINAL AMOUNT OF EUR 33,000,000.00,
BY WAY OF CAPITALIZING RESERVES, PROFITS OR PREMIUMS
OR OTHER MEANS, PROVIDED THAT SUCH CAPITALIZATION
IS ALLOWED BY LAW AND UNDER THE BY-LAWS, BY ISSUING
BONUS SHARES OR RAISING THE PAR VALUE OF EXISTING
SHARES, OR BY A COMBINATION OF THESE METHODS,
IT SUPERSEDES THE ONE GRANTED BY THE SHAREHOLDERS
MEETING OF 22 APR 2005 IN ITS RESOLUTION 20;
AUTHORITY EXPIRES AFTER THE END OF A 26-MONTH
PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
E.16 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management Position Unknown
THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS,
IN FAVOR OF EMPLOYEES OF THE COMPANY AND ITS
RELATED COMPANIES WHO ARE THE MEMBERS OF A COMPANY
SAVINGS PLAN, AND FOR A NOMINAL AMOUNT THAT SHALL
NOT EXCEED EUR 3,000,000.00, THIS AUTHORIZATION
SUPERSEDES THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS
MEETING OF 27 APR 2006 IN ITS RESOLUTION 12;
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 80 of 196
AUTHORITY EXPIRES AFTER THE END OF A 26 MONTH
PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
E.17 AUTHORIZE THE BOARD OF DIRECTORS TO GRANT, IN Management For *Management Position Unknown
ONE OR MORE TRANSACTIONS, TO THE EMPLOYEES AND
CORPORATE OFFICERS OF THE COMPANY AND RELATED
COMPANIES, OPTIONS GIVING THE RIGHT TO PURCHASE
EXISTING SHARES OF THE COMPANY, IT BEING PROVIDED
THAT THE OPTIONS SHALL NOT GIVE RIGHTS TO A TOTAL
NUMBER OF SHARES, WHICH SHALL EXCEED 3,000,000
COMPANY S SHARES, IT SUPERSEDES THE ONE GRANTED
BY THE SHAREHOLDERS MEETING OF 22 APR 2005 IN
ITS RESOLUTION 22; AUTHORITY EXPIRES AFTER THE
END OF A 26 MONTH PERIOD; AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.18 AUTHORIZE THE BOARD OF DIRECTORS TO GRANT, FOR Management For *Management Position Unknown
FREE, ON ONE OR MORE OCCASIONS, EXISTING OR FUTURE
SHARES, IN FAVOR OF THE EMPLOYEES OR THE CORPORATE
OFFICERS OF THE COMPANY AND RELATED COMPANIES,
THEY MAY NOT REPRESENT MORE THAN 1,000,000 SHARES,
IT SUPERSEDES THE ONE GRANTED BY THE SHAREHOLDERS
MEETING OF 22 APR 2005 IN ITS RESOLUTION 23;
AUTHORITY EXPIRES AFTER THE END OF A 26 MONTH
PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
E.19 AUTHORIZE THE BOARD OF DIRECTORS TO REDUCE THE Management For *Management Position Unknown
SHARE CAPITAL, ON ONE OR MORE OCCASIONS, BY CANCELING
ALL OR PART OF THE SHARES HELD BY THE COMPANY
IN CONNECTION WITH A STOCK REPURCHASE PLAN, UP
TO A MAXIMUM OF 10% OF THE SHARE CAPITAL OVER
A 24 MONTH PERIOD, IT SUPERSEDES THE ONE GRANTED
BY THE SHAREHOLDERS MEETING OF 22 APR 2005 IN
ITS RESOLUTION 24; AUTHORITY EXPIRES AFTER THE
END OF A 24 MONTH PERIOD; AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.20 APPROVE TO REDUCE THE NOMINAL VALUE OF THE, SHARES Management For *Management Position Unknown
FROM EUR 0.50 TO EUR 0.25,CONSEQUENTLY, THE MAXIMUM
PURCHASE PRICE FIXED BY THE RESOLUTION O.8 WILL
AMOUNT TO EUR 80.00, THE MAXIMUM AMOUNT OF SHARES
TO BE PURCHASED IN RESOLUTION E.17 WILL BE 6,000,000
SHARES, THE MAXIMUM AMOUNT OF SHARES TO BE GRANTED
FOR FREE IN RESOLUTION E.18 TO THE EMPLOYEES
AND THE CORPORATE OFFICERS WILL BE 2,000,000
SHARES; AND AUTHORIZE THE BOARD OF DIRECTORS
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
E.21 GRANT FULL POWERS TO THE BEARER OF AN ORIGINAL, Management For *Management Position Unknown
A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER
FORMALITIES PRESCRIBED BY LAW
- ------------------------------------------------------------------------------------------------------------------------------------
GROUPE DANONE, PARIS MIX MEETING DATE: 04/26/2007
ISSUER: F12033134 ISIN: FR0000120644
SEDOL: B0ZGJH2, B01HK10, B033328, 0799085, 5983560, 5984068, B01HKG5, B018SX1, B043GP1, 5981810, 5984057, 7164437
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 81 of 196
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN Non-Voting *Management Position Unknown
AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB
CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN THE NECESSARY CARD,
ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING
APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY
CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED
TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED
INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN
CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD
TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER
YOUR GLOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY,
PLEASE CONTACT YOUR REPRESENTATIVE
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting *Management Position Unknown
ID 366774 DUE TO RECEIPT OF ADDITIONAL RESOLUTION.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
O.1 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management For *Management Position Unknown
AND THE AUDITORS AND APPROVE THE COMPANY S FINANCIAL
STATEMENTS FOR THE YE 31 DEC 2006, AS PRESENTED
O.2 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management For *Management Position Unknown
AND THE AUDITORS AND APPROVE THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE SAID FY, IN THE
FORM PRESENTED TO THE MEETING
O.3 APPROVE THAT THE EARNINGS FOR THE FY OF EUR 873,582,156.27, Management For *Management Position Unknown
PLUS THE RETAINEDEARNINGS OF EUR 1,751,850,933.96,
I.E. DISTRIBUTABLE INCOME OF EUR 2,625,433,090.23
BE APPROPRIATED AS FOLLOWS: DIVIDENDS: EUR 521,729,492.00;
RETAINED EARNINGS: EUR 2,103,703,598.23; THE
SHAREHOLDERS WILL RECEIVE A NET DIVIDEND OF EUR
2.00 PER SHARE, AND WILL ENTITLE TO THE 40% DEDUCTION
PROVIDED BY THE FRENCH TAX CODE; THIS DIVIDEND
WILL BE PAID ON 10 MAY 2007; IN THE EVENT THAT
THE COMPANY HOLDS SOME OF ITS OWN SHARES ON SUCH
DATE, THE AMOUNT OF THE UNPAID DIVIDEND ON SUCH
SHARES SHALL BE ALLOCATED TO THE RETAINED EARNINGS
ACCOUNT
O.4 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For *Management Position Unknown
AGREEMENTS GOVERNED BY ARTICLESL.225-38 ET SEQ.
OF THE FRENCH COMMERCIAL CODE AND APPROVE THE
SAID REPORT, THE AGREEMENTS REFERRED TO THEREIN
AND THE ONES AUTHORIZED EARLIER AND WHICH REMAINED
IN FORCE DURING THE FY
O.5 APPROVE TO RENEW THE APPOINTMENT OF MR. FRANCK Management For *Management Position Unknown
RIBOUD AS A DIRECTOR FOR A 3 YEAR PERIOD
O.6 APPROVE TO RENEW THE APPOINTMENT OF MR. EMMANUEL Management For *Management Position Unknown
FABER AS A DIRECTOR FOR A 3 YEAR PERIOD
O.7 RATIFY THE CO-OPTATION OF MR. NAOMASA TSURITANI Management For *Management Position Unknown
AS A DIRECTOR, UNTIL THE SHAREHOLDERS MEETING
CALLED TO APPROVE THE FINANCIAL STATEMENTS FOR
THE FY 2007
O.8 AUTHORIZE THE BOARD OF DIRECTORS: TO PURCHASE, Management For *Management Position Unknown
KEEP OR TRANSFER THE COMPANY SSHARES IN CONNECTION
WITH A SHARE BUYBACK PROGRAM, SUBJECT TO THE
CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE
PRICE: EUR 160.00; MAXIMUM NUMBER OF SHARES TO
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 82 of 196
BE ACQUIRED: 10% OF THE TOTAL NUMBER OF SHARES
COMPRISING THE SHARE CAPITAL, I.E. 26,086,474
SHARES, MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS:
EUR 4,173,835,840.00; THE NUMBER OF SHARES ACQUIRED
BY THE COMPANY WITH A VIEW TO THEIR RETENTION
OR THEIR SUBSEQUENT DELIVERY IN PAYMENT OR EXCHANGE
AS PART OF AN EXTERNAL GROWTH OPERATION CANNOT
EXCEED 5% OF ITS CAPITAL, IT SUPERSEDES THE ONE
GRANTED BY THE COMBINED SHAREHOLDERS MEETING
OF 27 APR 2006 IN ITS RESOLUTION 10; AUTHORITY
EXPIRES AFTER THE END OF 18 MONTH PERIOD; AND
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
O.9 ACKNOWLEDGE THAT, IN ORDER TO CARRY ON ITS COMMITMENT, Management For *Management Position Unknown
WHICH IS FOOD FOR HEALTH FOR THE MOST OF THE
PEOPLE AND AS PART OF THE UPDATING OF ITS DUAL
COMMITMENT TO BUSINESS PERFORMANCE AND SOCIAL
PROGRESS, THE COMPANY WISHES TO LAUNCH A WORLDWIDE
PROGRAM, FOCUSING ON THE CREATION OF A COMPANY
DEVELOPMENT FUND, WITH A SOCIAL AIM, CALLED DANONE
COMMUNITIES; AND THE SUBSCRIPTION BY THE COMPANY
OF UNIT TRUST DANONE COMMUNITIES SHARES
E.10 AUTHORIZE THE BOARD OF DIRECTORS: TO INCREASE Management For *Management Position Unknown
THE CAPITAL ON ONE OR MORE OCCASIONS, IN FRANCE
OR ABROAD, BY ISSUANCE, WITH THE SHAREHOLDERS
PREFERRED SUBSCRIPTION RIGHTS MAINTAINED, OF
SHARES IN THE COMPANY AND SECURITIES GIVING ACCESS
TO THE COMPANY S CAPITAL, THE CEILING OF THE
NOMINAL AMOUNT OF CAPITAL INCREASE TO BE CARRIED
OUT UNDER THIS DELEGATION OF AUTHORITY IS EUR
45,000,000.00; THE NOMINAL AMOUNT OF ORDINARY
SHARES TO BE ISSUED BY VIRTUE OF THE RESOLUTIONS
E.11, E.12, E.13 AND E.14 SHALL COUNT AGAINST
THIS AMOUNT, THE MAXIMUM NOMINAL AMOUNT OF DEBT
SECURITIES TO BE ISSUED SHALL NOT EXCEED EUR
2,000,000,000.00; THIS CEILING IS COMMON TO THE
ISSUANCE OF DEBT SECURITIES GIVING ACCESS TO
THE COMPANY S CAPITAL CARRIED OUT BY VIRTUE OF
THE RESOLUTIONS E.11, E.12, E.13 AND E.14, BUT
DISTINCT FROM THE CEILING OF EUR 4,000,000,000.00
CORRESPONDING TO THE ISSUANCE OF DEBT SECURITIES
DECIDED BY VIRTUE OF THE AUTHORIZATION GRANTED
BY THE SHAREHOLDERS MEETING OF 27 APR 2006 IN
ITS RESOLUTION 11, IT SUPERSEDES THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS MEETING OF 22 APR
2005 IN ITS RESOLUTION 14; AUTHORITY EXPIRES
AFTER THE END OF A 26 MONTH PERIOD; AND TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
E.11 AUTHORIZE THE BOARD OF DIRECTORS: TO INCREASE Management For *Management Position Unknown
THE CAPITAL, ON ONE OR MORE OCCASIONS, IN FRANCE
OR ABROAD AND BY WAY OF A PUBLIC OFFERING, BY
ISSUANCE, WITH CANCELLATION OF THE SHAREHOLDERS
PREFERRED SUBSCRIPTION RIGHTS BUT WITH THE OBLIGATION
TO GRANT A PRIORITY RIGHT, OF SHARES IN THE COMPANY
AND SECURITIES GIVING ACCESS TO THE COMPANY S
CAPITAL THE CEILING OF THE NOMINAL AMOUNT OF
CAPITAL INCREASES TO BE CARRIED OUT UNDER THIS
DELEGATION OF AUTHORITY IS EUR 33,000,000.00,
THIS CEILING IS COMMON TO THE CAPITAL INCREASES
TO BE CARRIED OUT BY VIRTUE OF THE RESOLUTIONS
E.12, E.13 AND E.14 AND SHALL COUNT AGAINST THE
OVERALL CEILING OF THE RESOLUTION E.10; THE MAXIMUM
NOMINAL AMOUNT OF DEBT SECURITIES TO BE ISSUED
SHALL NOT EXCEED EUR 2,000,000,000.00; THIS CEILING
IS COMMON TO THE ISSUANCE OF DEBT SECURITIES
GIVING ACCESS TO THE COMPANY S CAPITAL CARRIED
OUT BY VIRTUE OF THE RESOLUTIONS 10, 12, 13 AND
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 83 of 196
14, BUT DISTINCT FROM THE CEILING OF EUR 4,000,000,000.00
CORRESPONDING TO THE ISSUANCE OF DEBT SECURITIES
DECIDED BY VIRTUE OF THE; AUTHORIZATION GRANTED
BY THE SHAREHOLDERS MEETING OF 27 APR 2006 IN
ITS RESOLUTION 11, IT SUPERSEDES THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS MEETING OF 22 APR
2005 IN ITS RESOLUTION 15; AUTHORITY EXPIRES
AFTER THE END OF A 26 MONTH PERIOD; AND TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
E.12 AUTHORIZE THE BOARD OF DIRECTORS: TO INCREASE Management For *Management Position Unknown
THE NUMBER OF SECURITIES TO BE ISSUED IN THE
EVENT OF A CAPITAL INCREASE, WITH OR WITHOUT
PREFERENTIAL SUBSCRIPTION OF SHAREHOLDERS IN
ACCORDANCE WITH THE RESOLUTIONS E.10 AND E.11,
ON THE TERMS AND CONDITIONS FIXED BY ARTICLE
L.225-135-1 SUBJECT THAT THE CEILINGS SET FORTH
IN SUCH RESOLUTIONS ARE RESPECTED, IT SUPERSEDES
THE ONE GRANTED BY THE SHAREHOLDERS MEETING
OF 22 APR 2005 IN ITS RESOLUTION 16; AUTHORITY
EXPIRES AFTER THE END OF 26 MONTH PERIOD; AND
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
E.13 AUTHORIZE THE BOARD OF DIRECTORS: TO ISSUE ORDINARY Management For *Management Position Unknown
SHARES OF THE COMPANY OR SECURITIES GIVING ACCESS
BY ALL MEANS TO EXISTING OR FUTURE ORDINARY SHARES
OF THE COMPANY, IN CONSIDERATION FOR SECURITIES
TENDERED IN A PUBLIC EXCHANGE OFFER INITIATED
BY THE COMPANY IN FRANCE OR ABROAD CONCERNING
THE SHARES OF ANOTHER COMPANY, THE ISSUES CARRIED
OUT BY VIRTUE OF THE PRESENT RESOLUTION MUST
RESPECT THE CEILINGS SET FORTH IN THE RESOLUTION
E.11, IT SUPERSEDES THE DELEGATION GRANTED BY
THE SHAREHOLDERS MEETING OF 22 APR 2005 IN ITS
RESOLUTION 17; AUTHORITY EXPIRES AFTER THE END
OF 26 MONTH PERIOD; AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.14 AUTHORIZE THE BOARD OF DIRECTORS: TO INCREASE Management For *Management Position Unknown
THE SHARE UP TO 10% OF THE SHARE CAPITAL, BY
WAY OF ISSUING ORDINARY SHARES OF THE COMPANY
OR SECURITIES GIVING ACCESS TO THE COMPANY CAPITAL,
IN CONSIDERATION FOR THE CONTRIBUTIONS IN KIND
GRANTED TO THE COMPANY AND COMPRISED OF CAPITAL
SECURITIES OR SECURITIES GIVING ACCESS TO SHARE
CAPITAL THE ISSUES CARRIED OUT BY VIRTUE OF THE
PRESENT DELEGATION SHALL ALSO RESPECT THE CEILINGS
SET FORTH IN THE RESOLUTION E.11 OF THE PRESENT
SHAREHOLDERS MEETING, IT SUPERSEDES THE DELEGATION
GRANTED BY THE SHAREHOLDERS MEETING OF 22 APR
2005 IN ITS RESOLUTION 18; AUTHORITY EXPIRES
AFTER THE END OF A 26 MONTH PERIOD; AND TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
E.15 AUTHORITY THE BOARD OF DIRECTORS: TO INCREASE Management For *Management Position Unknown
THE SHARE CAPITAL, IN ONE OR MORE OCCASIONS,
UP TO A MAXIMUM NOMINAL AMOUNT OF EUR 33,000,000.00,
BY WAY OF CAPITALIZING RESERVES, PROFITS OR PREMIUMS
OR OTHER MEANS, PROVIDED THAT SUCH CAPITALIZATION
IS ALLOWED BY LAW AND UNDER THE BY-LAWS, BY ISSUING
BONUS SHARES OR RAISING THE PAR VALUE OF EXISTING
SHARES, OR BY A COMBINATION OF THESE METHODS,
IT SUPERSEDES THE ONE GRANTED BY THE SHAREHOLDERS
MEETING OF 22 APR 2005 IN ITS RESOLUTION 20;
AUTHORITY EXPIRES AFTER THE END OF A 26-MONTH
PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 84 of 196
E.16 AUTHORIZE THE BOARD OF DIRECTORS: TO INCREASE Management For *Management Position Unknown
THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS,
IN FAVOR OF EMPLOYEES OF THE COMPANY AND ITS
RELATED COMPANIES WHO ARE THE MEMBERS OF A COMPANY
SAVINGS PLAN, AND FOR A NOMINAL AMOUNT THAT SHALL
NOT EXCEED EUR 3,000,000.00, THIS AUTHORIZATION
SUPERSEDES THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS
MEETING OF 27 APR 2006 IN ITS RESOLUTION 12;
AUTHORITY EXPIRES AFTER THE END OF A 26 MONTH
PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
E.17 AUTHORIZE THE BOARD OF DIRECTORS: TO GRANT, IN Management For *Management Position Unknown
ONE OR MORE TRANSACTIONS, TO THE EMPLOYEES AND
CORPORATE OFFICERS OF THE COMPANY AND RELATED
COMPANIES, OPTIONS GIVING THE RIGHT TO PURCHASE
EXISTING SHARES OF THE COMPANY, IT BEING PROVIDED
THAT THE OPTIONS SHALL NOT GIVE RIGHTS TO A TOTAL
NUMBER OF SHARES, WHICH SHALL EXCEED 3,000,000
COMPANY S SHARES, IT SUPERSEDES THE ONE GRANTED
BY THE SHAREHOLDERS MEETING OF 22 APR 2005 IN
ITS RESOLUTION 22; AUTHORITY EXPIRES AFTER THE
END OF A 26 MONTH PERIOD; AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.18 AUTHORIZE THE BOARD OF DIRECTORS: TO GRANT, FOR Management For *Management Position Unknown
FREE, ON ONE OR MORE OCCASIONS, EXISTING OR FUTURE
SHARES, IN FAVOR OF THE EMPLOYEES OR THE CORPORATE
OFFICERS OF THE COMPANY AND RELATED COMPANIES,
THEY MAY NOT REPRESENT MORE THAN 1,000,000 SHARES,
IT SUPERSEDES THE ONE GRANTED BY THE SHAREHOLDERS
MEETING OF 22 APR 2005 IN ITS RESOLUTION 23;
AUTHORITY EXPIRES AFTER THE END OF A 26 MONTH
PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
E.19 AUTHORIZE THE BOARD OF DIRECTORS: TO REDUCE THE Management For *Management Position Unknown
SHARE CAPITAL, ON ONE OR MOREOCCASIONS, BY CANCELING
ALL OR PART OF THE SHARES HELD BY THE COMPANY
IN CONNECTION WITH A STOCK REPURCHASE PLAN, UP
TO A MAXIMUM OF 10% OF THE SHARE CAPITAL OVER
A 24 MONTH PERIOD, IT SUPERSEDES THE ONE GRANTED
BY THE SHAREHOLDERS MEETING OF 22 APR 2005 IN
ITS RESOLUTION 24; AUTHORITY EXPIRES AFTER THE
END OF A 24 MONTH PERIOD; AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.20 APPROVE TO REDUCE THE NOMINAL VALUE OF THE, SHARES Management For *Management Position Unknown
FROM EUR 0.50 TO EUR 0.25,CONSEQUENTLY, THE MAXIMUM
PURCHASE PRICE FIXED BY THE RESOLUTION O.8 WILL
AMOUNT TO EUR 80.00, THE MAXIMUM AMOUNT OF SHARES
TO BE PURCHASED IN RESOLUTION E.17 WILL BE 6,000,000
SHARES, THE MAXIMUM AMOUNT OF SHARES TO BE GRANTED
FOR FREE IN RESOLUTION E.18 TO THE EMPLOYEES
AND THE CORPORATE OFFICERS WILL BE 2,000,000
SHARES; AND AUTHORIZE THE BOARD OF DIRECTORS
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
E.21 GRANT FULL POWERS TO THE BEARER OF AN ORIGINAL, Management For *Management Position Unknown
A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER
FORMALITIES PRESCRIBED BY LAW
A. PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: Shareholder Abstain *Management Position Unknown
AMEND THE ARTICLE 26.II OF THE BYLAWS IN ORDER
TO CANCEL THE PROVISIONS LIMITING THE VOTING
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 85 of 196
RIGHTS OF THE SHAREHOLDERS IN A SHAREHOLDER MEETING
TO 6% OF THE SIMPLE VOTING RIGHTS AND TO 12%
OF THE DOUBLE VOTING RIGHTS HELD BY A SHAREHOLDER
- ------------------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON JNJ ANNUAL MEETING DATE: 04/26/2007
ISSUER: 478160104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MARY S. COLEMAN Management For For
JAMES G. CULLEN Management For For
MICHAEL M.E. JOHNS Management For For
ARNOLD G. LANGBO Management For For
SUSAN L. LINDQUIST Management For For
LEO F. MULLIN Management For For
CHRISTINE A. POON Management For For
CHARLES PRINCE Management For For
STEVEN S REINEMUND Management For For
DAVID SATCHER Management For For
WILLIAM C. WELDON Management For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
03 PROPOSAL ON MAJORITY VOTING REQUIREMENTS FOR Shareholder Against For
DIRECTOR NOMINEES
04 PROPOSAL ON SUPPLEMENTAL RETIREMENT PLAN Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION LMT ANNUAL MEETING DATE: 04/26/2007
ISSUER: 539830109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
E.C.'PETE'ALDRIDGE, JR. Management For For
NOLAN D. ARCHIBALD Management For For
MARCUS C. BENNETT Management For For
JAMES O. ELLIS, JR. Management For For
GWENDOLYN S. KING Management For For
JAMES M. LOY Management For For
DOUGLAS H. MCCORKINDALE Management For For
EUGENE F. MURPHY Management For For
JOSEPH W. RALSTON Management For For
FRANK SAVAGE Management For For
JAMES M. SCHNEIDER Management For For
ANNE STEVENS Management For For
ROBERT J. STEVENS Management For For
JAMES R. UKROPINA Management For For
DOUGLAS C. YEARLEY Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS Shareholder Against For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 86 of 196
04 STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN Shareholder Against For
05 STOCKHOLDER PROPOSAL BY THE SISTERS OF MERCY Shareholder Against For
OF THE AMERICAS, REGIONAL COMMUNITY OF DETROIT
CHARITABLE TRUST AND OTHER GROUPS
- ------------------------------------------------------------------------------------------------------------------------------------
NEWMARKET CORPORATION NEU ANNUAL MEETING DATE: 04/26/2007
ISSUER: 651587107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PHYLLIS L. COTHRAN Management For For
BRUCE C. GOTTWALD Management For For
THOMAS E. GOTTWALD Management For For
PATRICK D. HANLEY Management For For
JAMES E. ROGERS Management For For
SIDNEY BUFORD SCOTT Management For For
CHARLES B. WALKER Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CORPORATION FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
NOBEL BIOCARE HOLDING AG, KLOTEN AGM MEETING DATE: 04/26/2007
ISSUER: H5783Q106 ISIN: CH0014030040 BLOCKING
SEDOL: 7389713, 7385722, 7413322, B02VBF2
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN OGM. THANK YOU. Non-Voting *Management Position Unknown
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown
IN THIS MARKET. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
Take
1. RECEIVE THE ANNUAL REPORT AND THE CONSOLIDATED Management No Action *Management Position Unknown
FINANCIAL STATEMENTS FOR 2006 REPORT OF THE GROUP
AUDITORS
Take
2. APPROVE THE STATUTORY FINANCIAL STATEMENTS OF Management No Action *Management Position Unknown
NOBEL BIOCARE HOLDING AG FOR 2006, THE REPORT
OF THE STATUTORY AUDITORS
Take
3. APPROVE THE APPROPRIATION OF AVAILABLE EARNINGS Management No Action *Management Position Unknown
DIVIDEND FOR 2006
Take
4. GRANT DISCHARGE OF THE BOARD OF DIRECTORS Management No Action *Management Position Unknown
Take
5.1 RE-ELECT MR. STIG ERIKKSON AS A MEMBER OF THE Management No Action *Management Position Unknown
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 87 of 196
BOARD OF DIRECTORS
Take
5.2 RE-ELECT MR. ANTOINE FIRMENICH AS A MEMBER OF Management No Action *Management Position Unknown
THE BOARD OF DIRECTORS
Take
5.3 RE-ELECT MR. ROBERT LILJA AS A MEMBER OF THE Management No Action *Management Position Unknown
BOARD OF DIRECTORS
Take
5.4 RE-ELECT MR. JANE ROYSTON AS A MEMBER OF THE Management No Action *Management Position Unknown
BOARD OF DIRECTORS
Take
5.5 RE-ELECT MR. DOMENICO SCALA AS A MEMBER OF THE Management No Action *Management Position Unknown
BOARD OF DIRECTORS
Take
5.6 RE-ELECT MR. ROLF SOIRON AS A MEMBER OF THE BOARD Management No Action *Management Position Unknown
OF DIRECTORS
Take
5.7 RE-ELECT MR. ERNST ZAENGERLE AS A MEMBER OF THE Management No Action *Management Position Unknown
BOARD OF DIRECTORS
Take
6. ELECT MR ROLF WATTER AS A NEW MEMBER OF THE BOARD Management No Action *Management Position Unknown
OF DIRECTORS FOR 1 YEAR TERM OF OFFICE
Take
7. RE-ELECT KPMG AG AS THE AUDITORS AND THE GROUP Management No Action *Management Position Unknown
AUDITORS
* PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management Position Unknown
OF RECORD DATE AND AUDITORS NAME. PLEASE ALSO
NOTE THE NEW CUT-OFF IS 10 APR 2007. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
- ------------------------------------------------------------------------------------------------------------------------------------
PAGESJAUNES, SEVRES AGM MEETING DATE: 04/26/2007
ISSUER: F6954U126 ISIN: FR0010096354
SEDOL: B01N3F3, B02TRX6, B01TNH3
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE Non-Voting *Management Position Unknown
SEE HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE
INFORMATION. VERIFICATION PERIOD: REGISTERED
SHARES: 1 TO 5 DAYS PRIOR TO THE MEETING DATE,
DEPENDS ON COMPANY S BY-LAWS. BEARER SHARES:
6 DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT
SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE
PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO
OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND
DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT
SHAREOWNERS: PROXY CARDS: ADP WILL FORWARD
VOTING INSTRUCTIONS TO THE GLOBAL CUSTODIANS
THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON
ADP VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN
THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN.
IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN
ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT
ADP. TRADES/VOTE INSTRUCTIONS: SINCE FRANCE
MAINTAINS A VERIFICATION PERIOD, FOR VOTE INSTRUCTIONS
SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL)
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 88 of 196
FOR EITHER THE FULL SECURITY POSITION OR A PARTIAL
AMOUNT AFTER THE VOTE INSTRUCTION HAS BEEN SUBMITTED
TO ADP AND THE GLOBAL CUSTODIAN ADVISES ADP OF
THE POSITION CHANGE VIA THE ACCOUNT POSITION
COLLECTION PROCESS, ADP HAS A PROCESS IN EFFECT
WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE
NEW ACCOUNT POSITION AVAILABLE FOR VOTING. THIS
WILL ENSURE THAT THE LOCAL CUSTODIAN IS INSTRUCTED
TO AMEND THE VOTE INSTRUCTION AND RELEASE THE
SHARES FOR SETTLEMENT OF THE SALE TRANSACTION.
THIS PROCEDURE PERTAINS TO SALE TRANSACTIONS
WITH A SETTLEMENT DATE PRIOR TO MEETING DATE
+ 1
* PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown
YOU.
Take
O.1 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management No Action *Management Position Unknown
AND THE AUDITORS AND APPROVE THE COMPANY S FINANCIAL
STATEMENTS FOR THE YE ON 31 DEC 2006, AND SHOWING
INCOME OF EUR 226,726,373.38 AND GRANT DISCHARGE
TO THE MEMBERS OF THE BOARD OF DIRECTORS FOR
THE PERFORMANCE OF THEIR DUTIES DURING THE SAID
FY
Take
O.2 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management No Action *Management Position Unknown
AND THE AUDITORS AND APPROVE THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE SAID FY, IN THE
FORM PRESENTED TO THE MEETING
Take
O.3 APPROVE THE RECOMMENDATIONS OF THE BOARD OF DIRECTORS Management No Action *Management Position Unknown
AND RESOLVES THAT THE INCOME FOR THE FY BE APPROPRIATED
AS FOLLOWS: INCOME FOR THE FY: EUR 226,726,373.38,
RETAINED EARNINGS: EUR 1,147,301,636.04, I.E.,
A DISTRIBUTABLE INCOME OF EUR 1,374,028,009.42
TO BE ALLOCATED AS FOLLOWS: EUR 29,543.40 TO
THE LEGAL RESERVE, THUS AMOUNTING TO EUR 5,605,335.60,
THE BALANCE WILL BE ALLOCATED TO THE RETAINED
EARNINGS ACCOUNT, GLOBAL DIVIDEND: EUR 302,959,924.92,
THE SHAREHOLDERS WILL RECEIVE A NET DIVIDEND
OF EUR 1.08 PER SHARE, AND WILL ENTITLE NATURAL
PERSONS FISCALLY DOMICILIATED IN FRANCE TO THE
40% DEDUCTION PROVIDE BY THE FRENCH TAX CODE,
THIS DIVIDEND WILL BE PAID ON 04 MAY 2007, THAT
THE SHARES HELD BY THE COMPANY ON THE DAY THE
DIVIDEND IS PAID WILL NOT BE ENTITLED TO IT AND
AUTHORIZE THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES, AS REQUIRED BY-LAW
Take
O.4 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management No Action *Management Position Unknown
AGREEMENTS GOVERNED BY THE ARTICLE L.225-38 OF
THE FRENCH COMMERCIAL CODE AND APPROVE THE SAID
REPORT AND THE AGREEMENTS REFERRED TO THEREIN
Take
O.6 APPROVE TO AWARD TOTAL ANNUAL FEES OF EUR 350,000.00 Management No Action *Management Position Unknown
TO THE MEMBERS OF THE BOARD OF DIRECTORS
Take
O.5 AUTHORIZE THE COMPANY TO BUY BACK ITS OWN SHARES, Management No Action *Management Position Unknown
SUBJECT TO THE MAXIMUM PURCHASE PRICE: EUR 25.00,
MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10%
OF THE SHARE CAPITAL, MAXIMUM FUNDS INVESTED
IN THE SHARE BUYBACKS: EUR 700,666,950.00, THE
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 89 of 196
NUMBER OF SHARES ACQUIRED BY THE COMPANY WITH
A VIEW TO THEIR RETENTION OR THEIR SUBSEQUENT
DELIVERY IN PAYMENT OR EXCHANGE AS PART OF A
MERGER, DIVESTMENT OR CAPITAL CONTRIBUTION CANNOT
EXCEED 5 PER CENT OF ITS CAPITAL THIS AUTHORIZATION
IS GIVEN FOR AN 18-MONTH PERIOD IT SUPERSEDES
THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED
BY THE COMBINED SHAREHOLDERS MEETING OF19 APR
2006 IN ITS RESOLUTION NO.5 AND AUTHORIZE THE
BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
Take
E.7 AUTHORIZE THE BOARD OF DIRECTORS: TO INCREASE Management No Action *Management Position Unknown
THE CAPITAL ON 1 OR MORE OCCASIONS, IN FRANCE
OR ABROAD, BY A MAXIMUM NOMINAL AMOUNT OF EUR
20,000,000.00, BY ISSUANCE, WITH THE SHAREHOLDERS
PREFERRED SUBSCRIPTION RIGHTS MAINTAINED, OF
ORDINARY SHARES OF THE COMPANY AND SECURITIES
GIVING ACCESS TO ORDINARY SHARES OF THE COMPANY
OR 1 OF ITS SUBSIDIARIES, THE MAXIMUM NOMINAL
AMOUNT OF DEBT SECURITIES WHICH MAY BE ISSUED
SHALL NOT EXCEED EUR 300,000,000.00, THIS DELEGATION
IS GRANTED FOR A 26-MONTH PERIOD IT SUPERSEDES
THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED
BY THE COMBINED SHAREHOLDERS MEETING OF 12 APR
2005 IN ITS RESOLUTION NO.10; AND TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
Take
E.8 AUTHORIZE THE BOARD OF DIRECTORS: TO INCREASE Management No Action *Management Position Unknown
THE CAPITAL, ON 1 OR MORE OCCASIONS IN FRANCE
OR ABROAD, BY A MAXIMUM NOMINAL AMOUNT OF EUR
20,000,000.00, BY ISSUANCE WITH CANCELLATION
OF THE SHAREHOLDERS PREFERRED SUBSCRIPTION RIGHTS,
OF ORDINARY SHARES OF THE COMPANY AND SECURITIES
GIVING ACCESS TO ORDINARY SHARES OF THE COMPANY
OR 1 OF ITS SUBSIDIARIES, THE MAXIMUM NOMINAL
AMOUNT OF DEBT SECURITIES WHICH MAY BE ISSUED
SHALL NOT EXCEED EUR 300,000,000.00, THIS DELEGATION
IS GRANTED FOR A 26-MONTH PERIOD IT SUPERSEDES
THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED
BY THE COMBINED SHAREHOLDERS MEETING OF 12 APR
2005 IN ITS RESOLUTION NO.11; AND TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
Take
E.9 AUTHORIZE THE BOARD OF DIRECTORS, FOR A 26-MONTH Management No Action *Management Position Unknown
PERIOD, FOR EACH OR THE ISSUES WITH CANCELLATION
OF THE SHAREHOLDERS PREFERRED SUBSCRIPTION RIGHT
DECIDED ACCORDINGLY TO THE PREVIOUS RESOLUTION
NO.8 AND WITHIN THE LIMIT OF 10% OF THE COMPANY
S SHARE CAPITAL OVER A 12-MONTH PERIOD, TO SET
THE ISSUE PRICE OF THE ORDINARY SHARES AND, OR
SECURITIES TO BE ISSUED, IN ACCORDANCE WITH THE
TERMS AND CONDITIONS DETERMINED BY THE SHAREHOLOERS
MEETING, THE TOTAL AMOUNT OF CAPITAL INCREASE
RESULTING FROM THE ISSUES CARRIED OUT BY VIRTUE
OF THE PRESENT RESOLUTION SHALL COUNT AGAINST
THE OVERALL VALUE SET FORTH IN RESOLUTION NO.8
Take
E.10 AUTHORIZE THE BOARD OF DIRECTORS, TO INCREASE Management No Action *Management Position Unknown
THE NUMBER OF SECURITIES TO BE ISSUED IN THE
EVENT OF A CAPITAL INCREASE WITH OR WITHOUT PREFERENTIAL
SUBSCRIPTION RIGHT OF SHAREHOLDERS FOR EACH OF
THE ISSUES DECIDED ACCORDINGLY TO THE PREVIOUS
RESOLUTIONS NO.7 AND 8, ACCORDINGLY TO THE ARTICLE
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 90 of 196
NO L. 225-135-1, THIS DELEGATION IS GRANTED FOR
A 26-MONTH PERIOD
Take
E.11 AUTHORIZE THE BOARD OF DIRECTORS TO ISSUE, IN Management No Action *Management Position Unknown
THE CONDITIONS OF THE PREVIOUS RESOLUTION 8,
COMPANY S ORDINARY SHARES OR SECURITIES GIVING
ACCESS TO THE COMPANY S SHARE CAPITAL, IN CONSIDERATION
FOR SECURITIES TENDERED IN A PUBLIC EXCHANGE
OFFER INITIATED IN FRANCE OR ABROAD BY THE COMPANY
CONCERNING THE SHARES OF ANOTHER COMPANY, THE
CEILING OF THE CAPITAL INCREASE NOMINAL AMOUNT
RESULTING FROM THE ISSUANCE CARRIED OUT BY VIRTUE
OF THE PRESENT RESOLUTION IS EUR 20,000,000.0
AND SHALL COUNT AGAINST THE OVERALL VALUE SET
FORTH IN RESOLUTION NO.8, THIS AUTHORIZATION
IS GRANTED FOR A 26-MONTH PERIOD; AND TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
Take
E.12 AUTHORIZE THE BOARD OF DIRECTORS: TO INCREASE Management No Action *Management Position Unknown
THE SHARE CAPITAL, UP TO 10 PERCENT OF THE SHARE
CAPITAL, I.E. EUR 5,605,335.00, BY WAY OF ISSUING
ORDINARY SHARES OR SECURITIES GIVING ACCESS TO
THE CAPITAL, IN CONSIDERATION FOR THE CONTRIBUTIONS
IN KIND GRANTED TO THE COMPANY AND COMPRISED
OF CAPITAL SECURITIES OR SECURITIES GIVING ACCESS
TO SHARE CAPITAL, THIS AUTHORIZATION IS GRANTED
FOR A 26-MONTH PERIOD; AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
Take
E.13 AUTHORIZE THE BOARD OF DIRECTORS: IN ACCORDANCE Management No Action *Management Position Unknown
WITH THE PREVIOUS RESOLUTION 11, TO INCREASE
ON 1 OR MORE OCCASIONS, IN FRANCE OR ABROAD,
THE SHARE CAPITAL TO A MAXIMUM NOMINAL AMOUNT
OF EUR 20,000,000.00, BY ISSUANCE OF ORDINARY
SHARES, CONSEQUENTLY TO THE ISSUANCE BY A SUBSIDIARY
OF THE COMPANY OR A COMPANY CONTROLLING THE COMPANY
OF SECURITIES GIVING ACCESS TO COMPANY S ORDINARY
SHARES, THIS AMOUNT SHALL COUNT AGAINST THE OVERALL
VALUE SET FORTH IN RESOLUTION NO.8, THE PRESENT
DELEGATION IS GIVEN FOR A 26-MONTH PERIOD; AND
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
Take
E.14 ADOPT THE PREVIOUS RESOLUTIONS NO.7 TO 13, THE Management No Action *Management Position Unknown
SHAREHOLDERS MEETING DECIDES THAT THE OVERALL
NOMINAL AMOUNT PERTAINING TO THE CAPITAL INCREASES
TO BE CARRIED OUT WITH THE USE OF THE DELEGATIONS
GIVEN BY RESOLUTIONS 7 TO 13 SHALL NOT EXCEED
EUR 20,000,000.00
Take
E.15 AUTHORIZE THE BOARD OF DIRECTORS: TO INCREASE Management No Action *Management Position Unknown
ON 1 OR MORE OCCASIONS, IN FRANCE OR ABROAD,
THE SHARE CAPITAL TO A MAXIMUM NOMINAL AMOUNT
OF EUR 300,000,000.00 BY ISSUANCE OF SECURITIES
GIVING RIGHT TO THE ALLOCATION OF DEBT SECURITIES,
THE PRESENT DELEGATION IS GIVEN FOR A 26-MONTH
PERIOD IT SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GRANTED BY THE COMBINED SHAREHOLDERS
MEETING OF 12 APR 2005 IN ITS RESOLUTION NO.
18; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 91 of 196
Take
E.16 AUTHORIZE THE BOARD OF DIRECTORS: IN ORDER TO Management No Action *Management Position Unknown
INCREASE THE SHARE CAPITAL, IN 1 OR MORE OCCASIONS,
TO A MAXIMUM NOMINAL AMOUNT OF EUR 20,000,000.00,
BY WAY OF CAPITALIZING RESERVES, PROFITS OR PREMIUMS,
BY ISSUING BONUS SHARES OR RAISING THE PAR VALUE
OF EXISTING SHARES, OR BY A COMBINATION OF THESE
METHODS, THIS AUTHORIZATION IS GIVEN FOR A 26-MONTH
PERIOD IT SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GRANTED BY THE COMBINED SHAREHOLDERS
MEETING OF 12 APR 2005 IN ITS RESOLUTION NO.18;
AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
Take
E.17 AUTHORIZE THE BOARD OF DIRECTORS: FOR THE AUTHORIZATION Management No Action *Management Position Unknown
GRANTED FOR A 26-MONTH PERIOD IT SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION GRANTED
BY THE COMBINED SHAREHOLDERS MEETING OF 12 APR
2005 IN ITS RESOLUTION NUMBER 20, TO INCREASE
THE SHARE CAPITAL, ON 1 OR MORE OCCASIONS, AT
ITS SOLE DISCRETION, IN FAVOR OF EMPLOYEES AND
FORMER EMPLOYEES WHO ARE MEMBERS OF THE PAGESJAUNES
GROUP SAVINGS PLAN, THIS DELEGATION IS GIVEN
FOR A 26-MONTH PERIOD AND FOR A NOMINAL AMOUNT
THAT SHALL NOT EXCEED EUR 1,120,000.00; AND TO
TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
Take
E.18 AUTHORIZE THE BOARD OF DIRECTORS, TO REDUCE THE Management No Action *Management Position Unknown
SHARE CAPITAL ON 1 OR MORE OCCASIONS AND AT ITS
SOLE DISCRETION, BY CANCELING ALL OR PART OF
THE SHARES HELD BY THE COMPANY IN CONNECTION
WITH THE STOCK REPURCHASE PLAN AUTHORIZED ACCORDINGLY
TO RESOLUTION NO.5 OR EARLIER AND LATER PLANS,
UP TO A MAXIMUM OF 10% OF THE SHARE CAPITAL OVER
A 24-MONTH PERIOD, THIS AUTHORIZATION IS GIVEN
FOR AN 16-MONTH PERIOD IT SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS
MEETING OF 19 APR 2006 IN ITS RESOLUTION NO.
11
Take
E.19 AMEND THE ARTICLE 26 - SHAREHOLDERS MEETINGS, Management No Action *Management Position Unknown
ARTICLE 27 - VOTING RIGHT, ARTICLE 28 - CONVENING
FORMS AND DEADLINES OF THE BYLAWS IN ORDER TO
COMPLY WITH DECREE NO. 2006-1566 OF 11 DEC 2006
Take
E.20 GRANT FULL POWERS TO THE BEARER OF AN ORIGINAL, Management No Action *Management Position Unknown
A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER
FORMALITIES PRESCRIBED BY LAW
- ------------------------------------------------------------------------------------------------------------------------------------
PFIZER INC. PFE ANNUAL MEETING DATE: 04/26/2007
ISSUER: 717081103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 92 of 196
DENNIS A. AUSIELLO Management For For
MICHAEL S. BROWN Management For For
M. ANTHONY BURNS Management For For
ROBERT N. BURT Management For For
W. DON CORNWELL Management For For
WILLIAM H. GRAY, III Management For For
CONSTANCE J. HORNER Management For For
WILLIAM R. HOWELL Management For For
JEFFREY B. KINDLER Management For For
GEORGE A. LORCH Management For For
DANA G. MEAD Management For For
WILLIAM C. STEERE, JR. Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2007.
03 SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE VOTING. Shareholder Against For
04 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON THE Shareholder Against For
RATIONALE FOR EXPORTING ANIMAL EXPERIMENTATION.
05 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON THE Shareholder Against For
FEASIBILITY OF AMENDING PFIZER S CORPORATE POLICY
ON LABORATORY ANIMAL CARE AND USE.
06 SHAREHOLDER PROPOSAL RELATING TO QUALIFICATIONS Shareholder Against For
FOR DIRECTOR NOMINEES.
- ------------------------------------------------------------------------------------------------------------------------------------
SENSIENT TECHNOLOGIES CORPORATION SXT ANNUAL MEETING DATE: 04/26/2007
ISSUER: 81725T100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
HANK BROWN Management For For
FERGUS M. CLYDESDALE Management For For
JAMES A.D. CROFT Management For For
WILLIAM V. HICKEY Management For For
KENNETH P. MANNING Management For For
PETER M. SALMON Management For For
ELAINE R. WEDRAL Management For For
ESSIE WHITELAW Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP, CERTIFIED PUBLIC ACCOUNTANTS, AS THE
INDEPENDENT AUDITORS OF THE COMPANY FOR 2007.
03 PROPOSAL TO APPROVE THE SENSIENT TECHNOLOGIES Management Against Against
CORPORATION 2007 RESTRICTED STOCK PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
SUNCOR ENERGY INC. SU SPECIAL MEETING DATE: 04/26/2007
ISSUER: 867229106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MEL E. BENSON Management For For
BRIAN A. CANFIELD Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 93 of 196
BRYAN P. DAVIES Management For For
BRIAN A. FELESKY Management For For
JOHN T. FERGUSON Management For For
W. DOUGLAS FORD Management For For
RICHARD L. GEORGE Management For For
JOHN R. HUFF Management For For
M. ANN MCCAIG Management For For
MICHAEL W. O'BRIEN Management For For
EIRA M. THOMAS Management For For
02 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS AUDITOR OF THE CORPORATION FOR THE ENSUING
YEAR.
03 APPROVAL OF AMENDMENTS TO EQUITY COMPENSATION Management For For
PLANS PLEASE READ THE RESOLUTION IN FULL IN THE
ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR.
04 APPROVAL OF PERFORMANCE STOCK OPTIONS PLEASE Management For For
READ THE RESOLUTION IN FULL IN THE ACCOMPANYING
MANAGEMENT INFORMATION CIRCULAR.
05 AMENDMENT OF BYLAWS PLEASE READ THE RESOLUTION Management For For
IN FULL IN THE ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR.
- ------------------------------------------------------------------------------------------------------------------------------------
THE E.W. SCRIPPS COMPANY SSP ANNUAL MEETING DATE: 04/26/2007
ISSUER: 811054204 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DAVID A. GALLOWAY Management For For
NICHOLAS B. PAUMGARTEN Management For For
RONALD W. TYSOE Management For For
JULIE A. WRIGLEY Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
THE PHOENIX COMPANIES, INC. PNX ANNUAL MEETING DATE: 04/26/2007
ISSUER: 71902E109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JEAN S. BLACKWELL Management For For
ARTHUR P. BYRNE Management For For
ANN MAYNARD GRAY Management For For
DONA D. YOUNG Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 94 of 196
- ------------------------------------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES ABT ANNUAL MEETING DATE: 04/27/2007
ISSUER: 002824100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
R.S. AUSTIN Management For For
W.M. DALEY Management For For
W.J. FARRELL Management For For
H.L. FULLER Management For For
R.A. GONZALEZ Management For For
D.A.L. OWEN Management For For
B. POWELL JR. Management For For
W.A. REYNOLDS Management For For
R.S. ROBERTS Management For For
S.C. SCOTT III Management For For
W.D. SMITHBURG Management For For
G.F. TILTON Management For For
M.D. WHITE Management For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS Management For For
03 SHAREHOLDER PROPOSAL - ADVISORY VOTE Shareholder Against For
04 SHAREHOLDER PROPOSAL - THE ROLES OF CHAIR AND Shareholder Against For
CEO
- ------------------------------------------------------------------------------------------------------------------------------------
AETNA INC. AET ANNUAL MEETING DATE: 04/27/2007
ISSUER: 00817Y108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
FRANK M. CLARK Management For For
BETSY Z. COHEN Management For For
MOLLY J. COYE, M.D. Management For For
BARBARA H. FRANKLIN Management For For
JEFFREY E. GARTEN Management For For
EARL G. GRAVES Management For For
GERALD GREENWALD Management For For
ELLEN M. HANCOCK Management For For
EDWARD J. LUDWIG Management For For
JOSEPH P. NEWHOUSE Management For For
RONALD A. WILLIAMS Management For For
02 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING Management For For
FIRM
03 APPROVAL OF AMENDMENT TO ARTICLES OF INCORPORATION Management For For
04 SHAREHOLDER PROPOSAL ON CUMULATIVE VOTING Shareholder Against For
05 SHAREHOLDER PROPOSAL ON NOMINATING A DIRECTOR Shareholder Against For
FROM THE EXECUTIVE RETIREE RANKS
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 95 of 196
- ------------------------------------------------------------------------------------------------------------------------------------
ALLEGHANY CORPORATION Y ANNUAL MEETING DATE: 04/27/2007
ISSUER: 017175100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ALLAN P. KIRBY, JR. Management For For
THOMAS S. JOHNSON Management For For
JAMES F. WILL Management For For
02 PROPOSAL TO APPROVE THE 2007 LONG-TERM INCENTIVE Management For For
PLAN OF ALLEGHANY CORPORATION.
03 RATIFICATION OF KPMG LLP AS ALLEGHANY CORPORATION Management For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
AT&T INC. T ANNUAL MEETING DATE: 04/27/2007
ISSUER: 00206R102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
A01 ELECTION OF DIRECTOR: WILLIAM F. ALDINGER III Management For For
A02 ELECTION OF DIRECTOR: GILBERT F. AMELIO Management For For
A03 ELECTION OF DIRECTOR: REUBEN V. ANDERSON Management For For
A04 ELECTION OF DIRECTOR: JAMES H. BLANCHARD Management For For
A05 ELECTION OF DIRECTOR: AUGUST A. BUSCH III Management For For
A06 ELECTION OF DIRECTOR: JAMES P. KELLY Management For For
A07 ELECTION OF DIRECTOR: CHARLES F. KNIGHT Management For For
A08 ELECTION OF DIRECTOR: JON C. MADONNA Management For For
A09 ELECTION OF DIRECTOR: LYNN M. MARTIN Management For For
A10 ELECTION OF DIRECTOR: JOHN B. MCCOY Management For For
A11 ELECTION OF DIRECTOR: MARY S. METZ Management For For
A12 ELECTION OF DIRECTOR: TONI REMBE Management For For
A13 ELECTION OF DIRECTOR: JOYCE M. ROCHE Management For For
A14 ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Management For For
A15 ELECTION OF DIRECTOR: LAURA D ANDREA TYSON Management For For
A16 ELECTION OF DIRECTOR: PATRICIA P. UPTON Management For For
A17 ELECTION OF DIRECTOR: EDWARD E. WHITACRE, JR. Management For For
B02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
B03 APPROVE THE AT&T SEVERANCE POLICY Management For For
C04 STOCKHOLDER PROPOSAL A Shareholder Against For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 96 of 196
C05 STOCKHOLDER PROPOSAL B Shareholder Against For
C06 STOCKHOLDER PROPOSAL C Shareholder Against For
C07 STOCKHOLDER PROPOSAL D Shareholder Against For
C08 STOCKHOLDER PROPOSAL E Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
DOMINION RESOURCES, INC. D ANNUAL MEETING DATE: 04/27/2007
ISSUER: 25746U109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PETER W. BROWN Management For For
GEORGE A. DAVIDSON, JR. Management For For
THOMAS F. FARRELL, II Management For For
JOHN W. HARRIS Management For For
ROBERT S. JEPSON, JR. Management For For
MARK J. KINGTON Management For For
BENJAMIN J. LAMBERT III Management For For
MARGARET A. MCKENNA Management For For
FRANK S. ROYAL Management For For
DAVID A. WOLLARD Management For For
02 RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS Management For For
FOR THE 2007 FINANCIAL STATEMENTS.
03 SHAREHOLDER PROPOSAL - ENVIRONMENTAL REPORT. Shareholder Against For
04 SHAREHOLDER PROPOSAL - TRANSMISSION LINE REPORT. Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
DPL INC. DPL ANNUAL MEETING DATE: 04/27/2007
ISSUER: 233293109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT D. BIGGS Management For For
W AUGUST HILLENBRAND Management For For
NED J. SIFFERLEN Management For For
02 APPROVAL OF THE AMENDMENT TO THE REGULATIONS Management For For
OF DPL INC. REGARDING MAJORITY VOTE ALTERNATIVE
FOR THE ELECTION OF DIRECTORS.
03 SHAREHOLDER PROPOSAL ON EXECUTIVE BONUSES. Shareholder Against For
04 SHAREHOLDER PROPOSAL ON MAJORITY VOTE REINCORPORATION Shareholder Against For
PROPOSAL.
05 RATIFICATION OF KPMG LLP AS INDEPENDENT AUDITORS. Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 97 of 196
- ------------------------------------------------------------------------------------------------------------------------------------
FERRO CORPORATION FOE ANNUAL MEETING DATE: 04/27/2007
ISSUER: 315405100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MICHAEL H. BULKIN Management For For
MICHAEL F. MEE Management For For
PERRY W. PREMDAS Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
GATX CORPORATION GMT ANNUAL MEETING DATE: 04/27/2007
ISSUER: 361448103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES M. DENNY Management For For
RICHARD FAIRBANKS Management For For
DEBORAH M. FRETZ Management For For
MARLA C. GOTTSCHALK Management For For
ERNST A. HABERLI Management For For
BRIAN A. KENNEY Management For For
MARK G. MCGRATH Management For For
MICHAEL E. MURPHY Management For For
CASEY J. SYLLA Management For For
02 APPROVAL OF APPOINTMENT OF AUDITORS Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
KELLOGG COMPANY K ANNUAL MEETING DATE: 04/27/2007
ISSUER: 487836108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
BENJAMIN S. CARSON, SR. Management For For
GORDON GUND Management For For
DOROTHY A. JOHNSON Management For For
A. MCLAUGHLIN KOROLOGOS Management For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT AUDITOR FOR 2007
03 SHAREOWNER PROPOSAL TO PREPARE A SUSTAINABILITY Shareholder Against For
REPORT
04 SHAREOWNER PROPOSAL TO ENACT A MAJORITY VOTE Shareholder Against For
REQUIREMENT
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 98 of 196
- ------------------------------------------------------------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC. MER ANNUAL MEETING DATE: 04/27/2007
ISSUER: 590188108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN D. FINNEGAN Management For For
JOSEPH W. PRUEHER Management For For
ANN N. REESE Management For For
02 RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
03 INSTITUTE CUMULATIVE VOTING Shareholder Against For
04 SUBMIT NAMED EXECUTIVE OFFICERS COMPENSATION Shareholder Against For
TO SHAREHOLDERS FOR ANNUAL RATIFICATION
05 ADOPT POLICY THAT SIGNIFICANT PORTION OF FUTURE Shareholder Against For
EQUITY COMPENSATION BE PERFORMANCE-VESTING SHARES
- ------------------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY BA ANNUAL MEETING DATE: 04/30/2007
ISSUER: 097023105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: JOHN H. BIGGS Management For For
1B ELECTION OF DIRECTOR: JOHN E. BRYSON Management For For
1C ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. Management For For
1D ELECTION OF DIRECTOR: LINDA Z. COOK Management For For
1E ELECTION OF DIRECTOR: WILLIAM M. DALEY Management For For
1F ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Management For For
1G ELECTION OF DIRECTOR: JOHN F. MCDONNELL Management For For
1H ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. Management For For
1I ELECTION OF DIRECTOR: RICHARD D. NANULA Management For For
1J ELECTION OF DIRECTOR: ROZANNE L. RIDGWAY Management For For
1K ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Management For For
02 ADVISORY VOTE ON APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT AUDITORS.
03 PREPARE A REPORT ON FOREIGN MILITARY SALES. Shareholder Against For
04 DEVELOP AND ADOPT HUMAN RIGHTS POLICIES. Shareholder Against For
05 PREPARE A REPORT ON CHARITABLE CONTRIBUTIONS. Shareholder Against For
06 PREPARE A REPORT ON POLITICAL CONTRIBUTIONS. Shareholder Against For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 99 of 196
07 SEPARATE THE ROLES OF CEO AND CHAIRMAN. Shareholder Against For
08 SUBJECT RIGHTS PLANS TO SHAREHOLDER VOTE. Shareholder For Against
09 ADVISORY VOTE ON COMPENSATION DISCUSSION AND Shareholder Against For
ANALYSIS.
10 ADOPT A POLICY ON PERFORMANCE-BASED STOCK OPTIONS. Shareholder Against For
11 RECOUP UNEARNED MANAGEMENT BONUSES. Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC. BAX ANNUAL MEETING DATE: 05/01/2007
ISSUER: 071813109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: BLAKE E. DEVITT Management For For
1B ELECTION OF DIRECTOR: JOHN D. FORSYTH Management For For
1C ELECTION OF DIRECTOR: GAIL D. FOSLER Management For For
1D ELECTION OF DIRECTOR: CAROLE J. SHAPAZIAN Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 APPROVAL OF 2007 INCENTIVE PLAN Management Against Against
- ------------------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY BMY ANNUAL MEETING DATE: 05/01/2007
ISSUER: 110122108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: L.B. CAMPBELL Management For For
1B ELECTION OF DIRECTOR: J.M. CORNELIUS Management For For
1C ELECTION OF DIRECTOR: L.J. FREEH Management For For
1D ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. Management For For
1E ELECTION OF DIRECTOR: M. GROBSTEIN Management For For
1F ELECTION OF DIRECTOR: L. JOHANSSON Management For For
1G ELECTION OF DIRECTOR: J.D. ROBINSON III Management For For
1H ELECTION OF DIRECTOR: V.L. SATO, PH.D. Management For For
1I ELECTION OF DIRECTOR: R.S. WILLIAMS, M.D. Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 100 of 196
03 2007 STOCK AWARD AND INCENTIVE PLAN Management Against Against
04 SENIOR EXECUTIVE PERFORMANCE INCENTIVE PLAN Management For For
05 EXECUTIVE COMPENSATION DISCLOSURE Shareholder Against For
06 RECOUPMENT Shareholder Against For
07 CUMULATIVE VOTING Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
GREAT PLAINS ENERGY INCORPORATED GXP ANNUAL MEETING DATE: 05/01/2007
ISSUER: 391164100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
D.L. BODDE Management For For
M.J. CHESSER Management For For
W.H. DOWNEY Management For For
M.A. ERNST Management For For
R.C. FERGUSON, JR. Management For For
W.K. HALL Management For For
L.A. JIMENEZ Management For For
J.A. MITCHELL Management For For
W.C. NELSON Management For For
L.H. TALBOTT Management For For
R.H. WEST Management For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT AUDITORS FOR 2007.
03 APPROVE AMENDMENTS TO LONG-TERM INCENTIVE PLAN. Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
PEABODY ENERGY CORPORATION BTU ANNUAL MEETING DATE: 05/01/2007
ISSUER: 704549104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM A. COLEY Management For For
IRL F. ENGELHARDT Management For For
WILLIAM C. RUSNACK Management For For
JOHN F. TURNER Management For For
ALAN H. WASHKOWITZ Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
03 SHAREHOLDER PROPOSAL REGARDING BOARD DECLASSIFICATION Shareholder Against For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 101 of 196
- ------------------------------------------------------------------------------------------------------------------------------------
POPULAR, INC. BPOP ANNUAL MEETING DATE: 05/01/2007
ISSUER: 733174106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MICHAEL MASIN Management For For
MANUEL MORALES JR. Management For For
JOSE R. VIZCARRONDO Management For For
02 TO RATIFY THE SELECTION OF THE CORPORATION S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
SOUTHERN UNION COMPANY SUG ANNUAL MEETING DATE: 05/01/2007
ISSUER: 844030106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DAVID BRODSKY Management For For
FRANK W. DENIUS Management For For
KURT A. GITTER, M.D. Management For For
HERBERT H. JACOBI Management For For
ADAM M. LINDEMANN Management For For
GEORGE L. LINDEMANN Management For For
THOMAS N. MCCARTER, III Management For For
GEORGE ROUNTREE, III Management For For
ALLAN D. SCHERER Management For For
02 THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERCOOPERS Management For For
LLP AS SOUTHERN UNION S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC. TRV ANNUAL MEETING DATE: 05/01/2007
ISSUER: 89417E109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ALAN L. BELLER Management For For
JOHN H. DASBURG Management For For
JANET M. DOLAN Management For For
KENNETH M. DUBERSTEIN Management For For
JAY S. FISHMAN Management For For
LAWRENCE G. GRAEV Management For For
PATRICIA L. HIGGINS Management For For
THOMAS R. HODGSON Management For For
C.L. KILLINGSWORTH, JR. Management For For
ROBERT I. LIPP Management For For
BLYTHE J. MCGARVIE Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 102 of 196
GLEN D. NELSON, MD Management For For
LAURIE J. THOMSEN Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For
AS TRAVELERS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
03 PROPOSAL TO APPROVE AN AMENDMENT TO OUR ARTICLES Management For For
OF INCORPORATION TO REQUIRE A MAJORITY VOTE FOR
THE ELECTION OF DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------------------------
UST INC. UST ANNUAL MEETING DATE: 05/01/2007
ISSUER: 902911106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DECLASSIFICATION OF THE BOARD OF DIRECTORS Management For For
02 DIRECTOR Management For
J.D. BARR* Management For For
J.P. CLANCEY* Management For For
P. DIAZ DENNIS* Management For For
V.A. GIERER, JR.* Management For For
J.E. HEID* Management For For
M.S. KESSLER* Management For For
P.J. NEFF* Management For For
A.J. PARSONS* Management For For
R.J. ROSSI* Management For For
J.P. CLANCEY** Management For For
V.A. GIERER, JR.** Management For For
J.E. HEID** Management For For
03 TO RATIFY AND APPROVE ERNST & YOUNG LLP AS INDEPENDENT Management For For
AUDITORS OF THE COMPANY FOR THE YEAR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
AGL RESOURCES INC. ATG ANNUAL MEETING DATE: 05/02/2007
ISSUER: 001204106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
THOMAS D. BELL, JR. Management For For
MICHAEL J. DURHAM Management For For
CHARLES H. MCTIER Management For For
DEAN R. O'HARE Management For For
D. RAYMOND RIDDLE Management For For
FELKER W. WARD, JR. Management For For
02 APPROVAL OF THE 2007 OMNIBUS PERFORMANCE INCENTIVE Management Against Against
PLAN.
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 103 of 196
- ------------------------------------------------------------------------------------------------------------------------------------
AQUILA, INC. ILA ANNUAL MEETING DATE: 05/02/2007
ISSUER: 03840P102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
IRVINE O. HOCKADAY, JR. Management For For
HEIDI E. HUTTER Management For For
DR. S.O. IKENBERRY Management For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITORS FOR 2007
- ------------------------------------------------------------------------------------------------------------------------------------
CHAMPION ENTERPRISES, INC. CHB ANNUAL MEETING DATE: 05/02/2007
ISSUER: 158496109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT W. ANESTIS Management For For
ERIC S. BELSKY Management For For
WILLIAM C. GRIFFITHS Management For For
SELWYN ISAKOW Management For For
BRIAN D. JELLISON Management For For
G. MICHAEL LYNCH Management For For
THOMAS A. MADDEN Management For For
SHIRLEY D. PETERSON Management For For
DAVID S. WEISS Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
EL PASO ELECTRIC COMPANY EE ANNUAL MEETING DATE: 05/02/2007
ISSUER: 283677854 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
GEORGE W. EDWARDS, JR. Management For For
JOHN ROBERT BROWN Management For For
JAMES W. CICCONI Management For For
P.Z. HOLLAND-BRANCH Management For For
02 APPROVAL OF THE EL PASO ELECTRIC COMPANY S 2007 Management For For
LONG-TERM INCENTIVE PLAN.
03 RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY Management For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 104 of 196
- ------------------------------------------------------------------------------------------------------------------------------------
HYDRIL COMPANY HYDL SPECIAL MEETING DATE: 05/02/2007
ISSUER: 448774109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF FEBRUARY 11, 2007, AMONG HYDRIL COMPANY,
TENARIS S.A. AND HOKKAIDO ACQUISITION, INC.
02 ADJOURN THE SPECIAL MEETING IF NECESSARY OR APPROPRIATE Management For For
TO PERMIT FURTHER SOLICITAION OF PROXIES IF THERE
ARE NOT SUFFICIENT VOTES AT THE TIME OF THE MEETING
TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF
MERGER.
- ------------------------------------------------------------------------------------------------------------------------------------
NORTEL NETWORKS CORPORATION NT SPECIAL MEETING DATE: 05/02/2007
ISSUER: 656568508 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JALYNN H. BENNETT Management For For
DR. MANFRED BISCHOFF Management For For
HON. JAMES B. HUNT, JR. Management For For
DR. KRISTINA M. JOHNSON Management For For
JOHN A. MACNAUGHTON Management For For
HON. JOHN P. MANLEY Management For For
RICHARD D. MCCORMICK Management For For
CLAUDE MONGEAU Management For For
HARRY J. PEARCE Management For For
JOHN D. WATSON Management For For
MIKE S. ZAFIROVSKI Management For For
02 THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS. Management For For
03 THE SHAREHOLDER PROPOSAL SET OUT IN SCHEDULE Shareholder Against For
A TO THE PROXY CIRCULAR AND PROXY STATEMENT.
- ------------------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. PEP ANNUAL MEETING DATE: 05/02/2007
ISSUER: 713448108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1I ELECTION OF DIRECTOR: D. VASELLA Management For For
1J ELECTION OF DIRECTOR: M.D. WHITE Management For For
02 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS Management For For
03 APPROVAL OF 2007 LONG-TERM INCENTIVE PLAN (PROXY Management Against Against
STATEMENT P. 37)
04 SHAREHOLDER PROPOSAL- CHARITABLE CONTRIBUTIONS Shareholder Against For
(PROXY STATEMENT P. 44)
1A ELECTION OF DIRECTOR: D. DUBLON Management For For
1B ELECTION OF DIRECTOR: V.J. DZAU Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 105 of 196
1C ELECTION OF DIRECTOR: R.L. HUNT Management For For
1D ELECTION OF DIRECTOR: A. IBARGUEN Management For For
1E ELECTION OF DIRECTOR: A.C. MARTINEZ Management For For
1F ELECTION OF DIRECTOR: I.K. NOOYI Management For For
1G ELECTION OF DIRECTOR: S.P. ROCKEFELLER Management For For
1H ELECTION OF DIRECTOR: J.J. SCHIRO Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
RAYTHEON COMPANY RTN ANNUAL MEETING DATE: 05/02/2007
ISSUER: 755111507 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: BARBARA M. BARRETT Management For For
1B ELECTION OF DIRECTOR: VERNON E. CLARK Management For For
1C ELECTION OF DIRECTOR: JOHN M. DEUTCH Management For For
1D ELECTION OF DIRECTOR: FREDERIC M. POSES Management For For
1E ELECTION OF DIRECTOR: MICHAEL C. RUETTGERS Management For For
1F ELECTION OF DIRECTOR: RONALD L. SKATES Management For For
1G ELECTION OF DIRECTOR: WILLIAM R. SPIVEY Management For For
1H ELECTION OF DIRECTOR: LINDA G. STUNTZ Management For For
1I ELECTION OF DIRECTOR: WILLIAM H. SWANSON Management For For
02 RATIFICATION OF INDEPENDENT AUDITORS Management For For
03 SEPARATE THE CEO AND CHAIRMAN ROLES Shareholder Against For
04 ADOPT CUMULATIVE VOTING Shareholder Against For
05 SEEK STOCKHOLDER APPROVAL OF SENIOR EXECUTIVE Shareholder Against For
RETIREMENT BENEFITS
- ------------------------------------------------------------------------------------------------------------------------------------
ROLLS-ROYCE GROUP PLC, LONDON AGM MEETING DATE: 05/02/2007
ISSUER: G7630U109 ISIN: GB0032836487
SEDOL: B01DQ43, 7618514, 3283648
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE REPORT OF THE DIRECTORS AND THE AUDITED Management For *Management Position Unknown
FINANCIAL STATEMENTS FOR THE YE 31 DEC 2006
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 106 of 196
2. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For *Management Position Unknown
THE YE 31 DEC 2006
3. RE-ELECT PROFESSOR PETER GREGSON AS A DIRECTOR Management For *Management Position Unknown
4. ELECT MR. JOHN RISHTON AS A DIRECTOR Management For *Management Position Unknown
5. RE-ELECT MR. PETER BYROM AS A DIRECTOR Management For *Management Position Unknown
6. RE-ELECT MR. IAIN CONN AS A DIRECTOR Management For *Management Position Unknown
7. RE-ELECT MR. JAMES GUYETTE AS A DIRECTOR Management For *Management Position Unknown
8. RE-ELECT MR. SIMON ROBERTSON AS A DIRECTOR Management For *Management Position Unknown
9. RE-ELECT MR. ANDREW SHILSTON AS A DIRECTOR Management For *Management Position Unknown
10. RE-APPOINT THE AUDITORS AND APPROVE THE REMUNERATION Management For *Management Position Unknown
OF THE AUDITORS
11. APPROVE THE ALLOTMENT AND THE ISSUE OF B SHARES Management For *Management Position Unknown
12. APPROVE THE ROLLS-ROYCE GROUP PLC UK SHARESAVE Management For *Management Position Unknown
PLAN 2007
13. APPROVE THE ROLLS-ROYCE GROUP PLC INTERNATIONAL Management For *Management Position Unknown
SHARESAVE PLAN 2007
S.14 APPROVE THE ALLOTMENT OF SHARES-SECTION 80 AMOUNT Management For *Management Position Unknown
S.15 APPROVE THE DISAPPLICATION OF PRE-EMPTION RIGHTS-SECTION Management For *Management Position Unknown
89 AMOUNT
S.16 GRANT AUTHORITY TO PURCHASE OWN SHARES Management For *Management Position Unknown
- ------------------------------------------------------------------------------------------------------------------------------------
TECO ENERGY, INC. TE ANNUAL MEETING DATE: 05/02/2007
ISSUER: 872375100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOSEPH P. LACHER Management For For
TOM L. RANKIN Management For For
WILLIAM D. ROCKFORD Management For For
J. THOMAS TOUCHTON Management For For
02 RATIFICATION OF THE CORPORATION S INDEPENDENT Management For For
AUDITOR
- ------------------------------------------------------------------------------------------------------------------------------------
THE DUN & BRADSTREET CORPORATION DNB ANNUAL MEETING DATE: 05/02/2007
ISSUER: 26483E100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN W. ALDEN Management For For
CHRISTOPHER J. COUGHLIN Management For For
VICTOR A. PELSON Management For For
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 APPROVE AN AMENDMENT TO THE NON-EMPLOYEE DIRECTORS Management Against Against
STOCK INCENTIVE PLAN.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 107 of 196
- ------------------------------------------------------------------------------------------------------------------------------------
THOMAS & BETTS CORPORATION TNB ANNUAL MEETING DATE: 05/02/2007
ISSUER: 884315102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
E.H. DREW Management For For
J.K. HAUSWALD Management For For
D. JERNIGAN Management For For
R.B. KALICH SR. Management For For
K.R. MASTERSON Management For For
D.J. PILEGGI Management For For
J.P. RICHARD Management For For
K.L. ROBERG Management For For
D.D. STEVENS Management For For
W.H. WALTRIP Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
- ------------------------------------------------------------------------------------------------------------------------------------
TRACTOR SUPPLY COMPANY TSCO ANNUAL MEETING DATE: 05/02/2007
ISSUER: 892356106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOSEPH H. SCARLETT, JR. Management For For
JAMES F. WRIGHT Management For For
JACK C. BINGLEMAN Management For For
S.P. BRAUD Management For For
CYNTHIA T. JAMISON Management For For
GERARD E. JONES Management For For
JOSEPH D. MAXWELL Management For For
EDNA K. MORRIS Management For For
JOE M. RODGERS Management For For
02 TO RATIFY THE REAPPOINTMENT OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT AUDITOR FOR THE FISCAL YEAR
ENDING DECEMBER 29, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
UNITRIN, INC. UTR ANNUAL MEETING DATE: 05/02/2007
ISSUER: 913275103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES E. ANNABLE Management For For
ERIC J. DRAUT Management For For
DONALD V. FITES Management For For
DOUGLAS G. GEOGA Management For For
REUBEN L. HEDLUND Management For For
JERROLD V. JEROME Management For For
WILLIAM E. JOHNSTON JR. Management For For
WAYNE KAUTH Management For For
FAYEZ S. SAROFIM Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 108 of 196
DONALD G. SOUTHWELL Management For For
RICHARD C. VIE Management For For
ANN E. ZIEGLER Management For For
02 RATIFICATION OF SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANT
FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
ABB LTD ABB ANNUAL MEETING DATE: 05/03/2007
ISSUER: 000375204 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF THE ANNUAL REPORT, THE CONSOLIDATED Management For For
FINANCIAL STATEMENTS AND THE ANNUAL FINANCIAL
STATEMENTS FOR 2006.
03 APPROVAL OF THE DISCHARGE OF THE BOARD OF DIRECTORS Management For For
AND THE PERSONS ENTRUSTED WITH MANAGEMENT.
04 APPROVAL OF APPROPRIATION OF AVAILABLE EARNINGS, Management For For
AS SET FORTH IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
05 APPROVAL OF THE CREATION OF THE AUTHORIZED SHARE Management For For
CAPITAL, AS SET FORTH IN THE COMPANY S NOTICE
OF MEETING ENCLOSED HEREWITH.
6A ROGER AGNELLI, BRAZILIAN, RE-ELECT AS A DIRECTOR. Management For For
6B LOUIS R. HUGHES, AMERICAN, RE-ELECT AS A DIRECTOR. Management For For
6C HANS ULRICH MARKI, SWISS, RE-ELECT AS A DIRECTOR. Management For For
6D MICHEL DE ROSEN, FRENCH, RE-ELECT AS A DIRECTOR. Management For For
6E MICHAEL TRESCHOW, SWEDISH, RE-ELECT AS A DIRECTOR. Management For For
6F BERND W. VOSS, GERMAN, RE-ELECT AS A DIRECTOR. Management For For
6G JACOB WALLENBERG, SWEDISH, RE-ELECT AS A DIRECTOR. Management For For
6H HUBERTUS VON GRUNBERG, GERMAN, ELECTED AS DIRECTOR. Management For For
07 APPROVAL OF THE ELECTION OF THE AUDITORS, GROUP Management For For
AUDITORS AND SPECIAL AUDITORS, AS SET FORTH IN
THE NOTICE OF MEETING ENCLOSED HEREWITH.
- ------------------------------------------------------------------------------------------------------------------------------------
AVON PRODUCTS, INC. AVP ANNUAL MEETING DATE: 05/03/2007
ISSUER: 054303102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
W. DON CORNWELL Management For For
EDWARD T. FOGARTY Management For For
FRED HASSAN Management For For
ANDREA JUNG Management For For
MARIA ELENA LAGOMASINO Management For For
ANN S. MOORE Management For For
PAUL S. PRESSLER Management For For
GARY M. RODKIN Management For For
PAULA STERN Management For For
LAWRENCE A. WEINBACH Management For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM
03 AMENDMENTS TO THE COMPANY S RESTATED CERTIFICATE Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 109 of 196
OF INCORPORATION AND BY-LAWS
04 RESOLUTION REGARDING BENCHMARKING OF INCENTIVE Shareholder Against For
COMPENSATION GOALS AGAINST PEER GROUP PERFORMANCE
- ------------------------------------------------------------------------------------------------------------------------------------
CINCINNATI BELL INC. CBB ANNUAL MEETING DATE: 05/03/2007
ISSUER: 171871403 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PHILLIP R. COX Management For For
MICHAEL G. MORRIS Management For For
JOHN M. ZRNO Management For For
02 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT THE FINANCIAL STATEMENTS
OF THE COMPANY FOR THE YEAR 2007.
03 THE APPROVAL OF THE CINCINNATI BELL INC. 2007 Management Against Against
LONG TERM INCENTIVE PLAN.
04 THE APPROVAL OF THE CINCINNATI BELL INC. 2007 Management Against Against
STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------------------------
CINCINNATI BELL INC. CBB ANNUAL MEETING DATE: 05/03/2007
ISSUER: 171871106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PHILLIP R. COX Management For For
MICHAEL G. MORRIS Management For For
JOHN M. ZRNO Management For For
02 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT THE FINANCIAL STATEMENTS
OF THE COMPANY FOR THE YEAR 2007.
03 THE APPROVAL OF THE CINCINNATI BELL INC. 2007 Management Against Against
LONG TERM INCENTIVE PLAN.
04 THE APPROVAL OF THE CINCINNATI BELL INC. 2007 Management Against Against
STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY CL ANNUAL MEETING DATE: 05/03/2007
ISSUER: 194162103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: J.T. CAHILL Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 110 of 196
1B ELECTION OF DIRECTOR: J.K. CONWAY Management For For
1C ELECTION OF DIRECTOR: E.M. HANCOCK Management For For
1D ELECTION OF DIRECTOR: D.W. JOHNSON Management For For
1E ELECTION OF DIRECTOR: R.J. KOGAN Management For For
1F ELECTION OF DIRECTOR: D.E. LEWIS Management For For
1G ELECTION OF DIRECTOR: R. MARK Management For For
1H ELECTION OF DIRECTOR: J.P. REINHARD Management For For
02 RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
03 STOCKHOLDER PROPOSAL ON SPECIAL SHAREHOLDER MEETINGS Shareholder Against For
04 STOCKHOLDER PROPOSAL ON EXECUTIVE COMPENSATION Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
DEUTSCHE TELEKOM AG DT ANNUAL MEETING DATE: 05/03/2007
ISSUER: 251566105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 RESOLUTION ON THE APPROPRIATION OF NET INCOME. Management For *Management Position Unknown
03 RESOLUTION ON THE APPROVAL OF THE ACTIONS OF Management For *Management Position Unknown
THE MEMBERS OF THE BOARD OF MANAGEMENT FOR THE
2006 FINANCIAL YEAR.
04 RESOLUTION ON THE APPROVAL OF THE ACTIONS OF Management For *Management Position Unknown
THE MEMBERS OF THE SUPERVISORY BOARD FOR THE
2006 FINANCIAL YEAR.
05 RESOLUTION ON THE APPOINTMENT OF THE INDEPENDENT Management For *Management Position Unknown
AUDITOR AND THE GROUP AUDITOR FOR THE 2007 FINANCIAL
YEAR.
06 RESOLUTION AUTHORIZING THE CORPORATION TO PURCHASE Management For *Management Position Unknown
AND USE ITS OWN SHARES WITH POSSIBLE EXCLUSION
OF SUBSCRIPTION RIGHTS AND ANY RIGHT TO PURCHASE.
07 CANCELLATION OF THE EXISTING CONTINGENT CAPITAL Management For *Management Position Unknown
I AND III AS WELL AS THE RELEVANT AMENDMENT TO
SECTION 5 OF THE ARTICLES.
08 APPROVAL OF FORWARDING INFORMATION ELECTRONICALLY Management For *Management Position Unknown
TO DEUTSCHE TELEKOM AG SHAREHOLDERS.
09 ELECTION OF A SUPERVISORY BOARD MEMBER. Management For *Management Position Unknown
10 ELECTION OF A SUPERVISORY BOARD MEMBER. Management For *Management Position Unknown
11 RESOLUTION ON THE APPROVAL OF THE CONTROL AND Management For *Management Position Unknown
PROFIT AND LOSS TRANSFER AGREEMENT WITH T-MOBILE
INTERNATIONAL AG.
12 RESOLUTION ON THE APPROVAL OF THE CONTROL AND Management For *Management Position Unknown
PROFIT AND LOSS TRANSFER AGREEMENT WITH PLINIUS
TELEKOMMUNIKATIONSDIENSTE GMBH.
13 RESOLUTION ON THE APPROVAL OF THE CONTROL AND Management For *Management Position Unknown
PROFIT AND LOSS TRANSFER AGREEMENT WITH SALLUST
TELEKOMMUNIKATIONSDIENSTE GMBH.
14 RESOLUTION ON THE APPROVAL OF THE CONTROL AND Management For *Management Position Unknown
PROFIT AND LOSS TRANSFER AGREEMENT WITH TIBULL
TELEKOMMUNIKATIONSDIENSTE GMBH.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 111 of 196
- ------------------------------------------------------------------------------------------------------------------------------------
DTE ENERGY COMPANY DTE ANNUAL MEETING DATE: 05/03/2007
ISSUER: 233331107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ANTHONY F. EARLEY, JR. Management For For
ALLAN D. GILMOUR Management For For
FRANK M. HENNESSEY Management For For
GAIL J. MCGOVERN Management For For
JAMES H. VANDENBERGHE Management For For
02 INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Management For For
DELOITTE & TOUCHE LLP
- ------------------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION EMC ANNUAL MEETING DATE: 05/03/2007
ISSUER: 268648102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MICHAEL W. BROWN Management For For
JOHN R. EGAN Management For For
DAVID N. STROHM Management For For
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Management For For
OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS
LLP AS EMC S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2007.
03 TO APPROVE AN AMENDED AND RESTATED EMC CORPORATION Management Against Against
2003 STOCK PLAN TO INCREASE BY 100,000,000.
04 TO APPROVE AN AMENDMENT TO EMC S 1989 EMPLOYEE Management For For
STOCK PURCHASE PLAN TO INCREASE BY 25,000,000.
05 TO ELIMINATE EMC S CLASSIFIED BOARD STRUCTURE Management For For
AND PROVIDE FOR THE ANNUAL ELECTION OF EACH DIRECTOR.
06 TO ACT UPON A SHAREHOLDER PROPOSAL RELATING TO Shareholder Against For
EMC S AUDIT COMMITTEE, AS DESCRIBED IN EMC S
PROXY STATEMENT.
07 TO ACT UPON A SHAREHOLDER PROPOSAL RELATING TO Shareholder Against For
ELECTION OF DIRECTORS BY MAJORITY VOTE, AS DESCRIBED
IN EMC S PROXY STATEMENT.
08 TO ACT UPON A SHAREHOLDER PROPOSAL RELATING TO Shareholder Against For
SIMPLE MAJORITY VOTE, AS DESCRIBED IN EMC S PROXY
STATEMENT.
09 TO ACT UPON A SHAREHOLDER PROPOSAL RELATING TO Shareholder Against For
PAY-FOR-SUPERIOR PERFORMANCE, AS DESCRIBED IN
EMC S PROXY STATEMENT.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 112 of 196
- ------------------------------------------------------------------------------------------------------------------------------------
MANULIFE FINANCIAL CORPORATION MFC ANNUAL MEETING DATE: 05/03/2007
ISSUER: 56501R106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN M. CASSADAY Management For For
LINO J. CELESTE Management For For
GAIL C.A. COOK-BENNETT Management For For
DOMINIC D'ALESSANDRO Management For For
THOMAS P. D'AQUINO Management For For
RICHARD B. DEWOLFE Management For For
ROBERT E. DINEEN, JR. Management For For
PIERRE Y. DUCROS Management For For
ALLISTER P. GRAHAM Management For For
SCOTT M. HAND Management For For
LUTHER S. HELMS Management For For
THOMAS E. KIERANS Management For For
LORNA R. MARSDEN Management For For
ARTHUR R. SAWCHUK Management For For
HUGH W. SLOAN, JR. Management For For
GORDON G. THIESSEN Management For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS Management For For
03 SHAREHOLDER PROPOSAL. Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
MUELLER INDUSTRIES, INC. MLI ANNUAL MEETING DATE: 05/03/2007
ISSUER: 624756102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ALEXANDER P. FEDERBUSH Management For For
GENNARO J. FULVIO Management For For
GARY S. GLADSTEIN Management For For
TERRY HERMANSON Management For For
ROBERT B. HODES Management For For
HARVEY L. KARP Management For For
WILLIAM D. O'HAGAN Management For For
02 APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS INDEPENDENT AUDITORS OF THE COMPANY.
- ------------------------------------------------------------------------------------------------------------------------------------
NSTAR NST ANNUAL MEETING DATE: 05/03/2007
ISSUER: 67019E107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
GARY L. COUNTRYMAN Management For For
DANIEL DENNIS Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 113 of 196
THOMAS J. MAY Management For For
02 APPROVAL OF THE NSTAR 2007 LONG TERM INCENTIVE Management For For
PLAN.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS
FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
PROLIANCE INTERNATIONAL, INC. PLI ANNUAL MEETING DATE: 05/03/2007
ISSUER: 74340R104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES R. RULSEH Management For For
F. ALAN SMITH Management For For
02 APPOINTMENT OF BDO SEIDMAN, LLP AS PROLIANCE Management For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
- ------------------------------------------------------------------------------------------------------------------------------------
R.H. DONNELLEY CORPORATION RHD ANNUAL MEETING DATE: 05/03/2007
ISSUER: 74955W307 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF CLASS II MEMBER OF THE BOARD OF DIRECTORS: Management For For
ALAN F. SCHULTZ.
1B ELECTION OF CLASS II MEMBER OF THE BOARD OF DIRECTORS: Management For For
BARRY LAWSON WILLIAMS.
1C ELECTION OF CLASS II MEMBER OF THE BOARD OF DIRECTORS: Management For For
EDWINA WOODBURY.
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
03 STOCKHOLDER PROPOSAL REGARDING CLASSIFIED BOARD Shareholder Against For
STRUCTURE.
- ------------------------------------------------------------------------------------------------------------------------------------
RANK GROUP PLC AGM MEETING DATE: 05/03/2007
ISSUER: G7377H121 ISIN: GB00B1L5QH97
SEDOL: B1L5QH9, B1VNTC9, B1VQFP3
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE REPORT OF THE DIRECTORS AND THE AUDITED Management For *Management Position Unknown
ACCOUNTS FYE 31 DEC 2006
2. APPROVE THE DIRECTORS REMUNERATION REPORT FYE Management For *Management Position Unknown
31 DEC 2006
3. DECLARE A FINAL DIVIDEND Management For *Management Position Unknown
4. RE-APPOINT MR. PETER JOHNSON AS A DIRECTOR Management For *Management Position Unknown
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 114 of 196
5. RE-APPOINT MR. RICHARD GREENHALGH AS A DIRECTOR Management For *Management Position Unknown
6. RE-APPOINT MR. BRENDAN O NEILL AS A DIRECTOR Management For *Management Position Unknown
7. RE-APPOINT THE AUDITORS Management For *Management Position Unknown
8. AUTHORIZE THE DIRECTORS TO AGREE THE REMUNERATION Management For *Management Position Unknown
OF THE AUDITORS
9. AUTHORIZE THE DIRECTORS TO ALLOT RELEVANT SECURITIES Management For *Management Position Unknown
S.10 AUTHORIZE THE DIRECTORS TO DISAPPLY PRE-EMPTION Management For *Management Position Unknown
RIGHTS
S.11 AUTHORIZE THE COMPANY TO MAKE MARKET PURCHASES Management For *Management Position Unknown
OF ITS ORDINARY SHARES
12. AUTHORIZE THE COMPANY TO MAKE EU POLITICAL DONATIONS Management For *Management Position Unknown
13. AUTHORIZE THE COMPANY TO SUPPLY DOCUMENTS AND Management For *Management Position Unknown
INFORMATION USING ELECTRONIC MEANS
14. AMEND THE RULES OF THE 2005 LONG TERM INCENTIVE Management For *Management Position Unknown
PLAN
- ------------------------------------------------------------------------------------------------------------------------------------
RECKITT BENCKISER PLC AGM MEETING DATE: 05/03/2007
ISSUER: G7420A107 ISIN: GB0007278715
SEDOL: 0727871, B02T156, 5861268
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. ADOPT THE ANNUAL FINANCIAL STATEMENTS FOR THE Management For *Management Position Unknown
FY 2006, WHICH ENDED ON 31 DEC 2006, AND THE
REPORTS OF THE DIRECTORS AND THE AUDITORS THEREON
2. APPROVE THE DIRECTOR S REMUNERATION REPORT AND Management For *Management Position Unknown
THAT PART OF THE REPORT OF THEAUDITORS WHICH
REPORTS THEREON
3. APPROVE A FINAL DIVIDEND OF 25P PER ORDINARY Management For *Management Position Unknown
SHARE BE PAID ON 31 MAY 2007 TO ALL ORDINARY
SHAREHOLDERS ON THE REGISTER AT THE CLOSE OF
BUSINESS ON 02 MAR 2007
4. RE-ELECT MR. COLIN DAY AS A DIRECTOR, WHO RETIRES Management For *Management Position Unknown
BY ROTATION
5. RE-ELECT MR. JUDITH SPRIESER AS A DIRECTOR MEMBER Management For *Management Position Unknown
OF THE REMUNERATION COMMITTEE, WHO RETIRES BY
ROTATION
6. RE-ELECT MR. KENNETH HYDON AS A DIRECTOR MEMBER Management For *Management Position Unknown
OF THE AUDIT COMMITTEE, WHORETIRES BY ROTATION
7. RE-ELECT MR. PETER WHITE AS A DIRECTOR MEMBER Management For *Management Position Unknown
OF THE AUDIT COMMITTEE, WHO RETIRES IN ACCORDANCE
WITH COMBINED CODE PROVISION A.7.2
8. ELECT MR. DAVID TYLER AS A DIRECTOR, WHO WAS Management For *Management Position Unknown
APPOINTED TO THE BOARD SINCE THEDATE OF THE LAST
AGM
10. AUTHORIZE THE DIRECTORS TO FIX THE REMUNERATION Management For *Management Position Unknown
OF THE AUDITORS
9. RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE Management For *Management Position Unknown
AUDITORS OF THE COMPANY TO HOLD THE OFFICE UNTIL
THE CONCLUSION OF THE NEXT GENERAL MEETING AT
WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 115 of 196
11. AUTHORIZE THE DIRECTORS, IN SUBSTITUTION FOR Management For *Management Position Unknown
ALL EXISTING AUTHORITY AND FOR THE PURPOSE OF
SECTION 80 OF THE COMPANIES ACT 1985, TO ALLOT
RELEVANT SECURITIES UP TO AN AGGREGATE NOMINAL
AMOUNT OF GBP 25,160,000; AUTHORITY EXPIRES 5
YEARS FROM THE DATE OF PASSING OF THIS RESOLUTION;
AND THE DIRECTORS MAY ALLOT RELEVANT SECURITIES
AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE
OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH
EXPIRY
S.12 AUTHORIZE THE DIRECTORS, SUBJECT TO THE PASSING Management For *Management Position Unknown
OF RESOLUTION 11 AND PURSUANTTO SECTION 95 OF
THE COMPANIES ACT 1985, TO ALLOT EQUITY SECURITIES
SECTION 94 OF THE ACT FOR CASH PURSUANT TO THE
AUTHORITY CONFERRED BY THE PREVIOUS RESOLUTION
AND/OR WHERE SUCH ALLOTMENT CONSTITUTE ALLOTMENT
OF EQUITY SECURITIES BY VIRTUE OF SECTION 94
(3A) OF THE ACT, DISAPPLYING THE STATUTORY PRE-EMPTION
RIGHTS SECTION 89(1), PROVIDED THAT THIS POWER
IS LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES:
A) IN CONNECTION WITH A RIGHTS ISSUE IN FAVOR
OF ORDINARY SHAREHOLDERS, B) UP TO AN AGGREGATE
NOMINAL AMOUNT OF GBP 3,700,000; AUTHORITY EXPIRES
AT THE CONCLUSION OF THE NEXT AGM OF THE COMPANY
AFTER PASSING OF THIS RESOLUTION; AND THE DIRECTORS
MAY ALLOT EQUITY SECURITIES AFTER THE EXPIRY
OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER
OR AGREEMENT MADE PRIOR TO SUCH EXPIRY
S.13 AUTHORIZE THE COMPANY, PURSUANT AUTHORITIES CONTAINED Management For *Management Position Unknown
IN THE ARTICLE 7 OF THEARTICLES OF ASSOCIATION
OF THE COMPANY AND PURSUANT SECTION 166 OF COMPANIES
ACT 1985, TO MAKE MARKET PURCHASES SECTION 163(3)
OF THE ACT OF UP TO 72,000,000 ORDINARY SHARES
OF 1010/19P EACH IN THE CAPITAL OF THE COMPANY
ORDINARY SHARES REPRESENTING LESS THAN 10% OF
THE COMPANY S ISSUED SHARE CAPITAL AS AT 2 MAR
2007, AT A MINIMUM PRICE OF 1010/19P AND NOT
MORE THAN 5% ABOVE THE AVERAGE MARKET VALUE FOR
SUCH SHARES DERIVED FROM THE LONDON STOCK EXCHANGE
DAILY OFFICIAL LIST, OVER THE PREVIOUS 5 BUSINESS
DAYS; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION
OF THE NEXT AGM OF THE COMPANY OR 03 NOV 2008;
THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT
TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY
BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY,
ALL ORDINARY SHARES PURCHASED PURSUANT TO THE
SAID AUTHORITY SHALL BE EITHER I) CANCELLED IMMEDIATELY
UPON COMPLETION OF THE PURCHASE; OR II) HELD,
SOLD, TRANSFERRED OR OTHERWISE DEALT WITH AS
TREASURY SHARES IN ACCORDANCE WITH THE PROVISIONS
OF THE COMPANIES ACT 1985
- ------------------------------------------------------------------------------------------------------------------------------------
SEQUA CORPORATION SQAA ANNUAL MEETING DATE: 05/03/2007
ISSUER: 817320104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 116 of 196
E.E. BARR Management For For
G. BINDERMAN Management For For
R.S. LEFRAK Management For For
M.I. SOVERN Management For For
F.R. SULLIVAN Management For For
G. TSAI Management For For
R.F. WEINBERG Management For For
M. WEINSTEIN Management For For
S.R. ZAX. Management For For
02 RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITORS FOR 2007
03 ADOPT THE SEQUA CORPORATION 2007 LONG-TERM STOCK Management For For
INCENTIVE PLAN
04 APPROVE AN INCREASE IN THE AUTHORIZED NUMBER Management For For
OF SHARES OF CLASS B COMMON STOCK
05 APPROVE THE MANAGEMENT INCENTIVE BONUS PROGRAM Management For For
FOR CORPORATE EXECUTIVE OFFICERS
06 APPROVE THE AMENDMENT TO THE 2003 DIRECTORS STOCK Management For For
AWARD PLAN
- ------------------------------------------------------------------------------------------------------------------------------------
SOUTHWEST GAS CORPORATION SWX ANNUAL MEETING DATE: 05/03/2007
ISSUER: 844895102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
GEORGE C. BIEHL Management For For
THOMAS E. CHESTNUT Management For For
STEPHEN C. COMER Management For For
RICHARD M. GARDNER Management For For
LEROY C. HANNEMAN, JR. Management For For
JAMES J. KROPID Management For For
MICHAEL O. MAFFIE Management For For
ANNE L. MARIUCCI Management For For
MICHAEL J. MELARKEY Management For For
JEFFREY W. SHAW Management For For
CAROLYN M. SPARKS Management For For
TERRENCE L. WRIGHT Management For For
02 TO APPROVE THE 2006 RESTRICTED STOCK/UNIT PLAN. Management For For
03 TO APPROVE AMENDING THE ARTICLES OF INCORPORATION Management For For
TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK.
04 TO APPROVE THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY.
- ------------------------------------------------------------------------------------------------------------------------------------
STERLING BANCORP STL ANNUAL MEETING DATE: 05/03/2007
ISSUER: 859158107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT ABRAMS Management For For
JOSEPH M. ADAMKO Management For For
LOUIS J. CAPPELLI Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 117 of 196
WALTER FELDESMAN Management For For
FERNANDO FERRER Management For For
ALLAN F. HERSHFIELD Management For For
HENRY J. HUMPHREYS Management For For
ROBERT W. LAZAR Management For For
JOHN C. MILLMAN Management For For
EUGENE ROSSIDES Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT BY THE AUDIT Management For For
COMMITTEE OF THE BOARD OF DIRECTORS OF KPMG LLP
AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS
FOR THE FISCAL YEAR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. VZ ANNUAL MEETING DATE: 05/03/2007
ISSUER: 92343V104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: JAMES R. BARKER Management For For
1B ELECTION OF DIRECTOR: RICHARD L. CARRION Management For For
1C ELECTION OF DIRECTOR: M. FRANCES KEETH Management For For
1D ELECTION OF DIRECTOR: ROBERT W. LANE Management For For
1E ELECTION OF DIRECTOR: SANDRA O. MOOSE Management For For
1F ELECTION OF DIRECTOR: JOSEPH NEUBAUER Management For For
1G ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Management For For
1H ELECTION OF DIRECTOR: THOMAS H. O BRIEN Management For For
1I ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Management For For
1J ELECTION OF DIRECTOR: HUGH B. PRICE Management For For
1K ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Management For For
1L ELECTION OF DIRECTOR: WALTER V. SHIPLEY Management For For
1M ELECTION OF DIRECTOR: JOHN W. SNOW Management For For
1N ELECTION OF DIRECTOR: JOHN R. STAFFORD Management For For
1O ELECTION OF DIRECTOR: ROBERT D. STOREY Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
03 ELIMINATE STOCK OPTIONS Shareholder Against For
04 SHAREHOLDER APPROVAL OF FUTURE SEVERANCE AGREEMENTS Shareholder Against For
05 COMPENSATION CONSULTANT DISCLOSURE Shareholder Against For
06 ADVISORY VOTE ON EXECUTIVE COMPENSATION Shareholder Against For
07 LIMIT SERVICE ON OUTSIDE BOARDS Shareholder Against For
08 SHAREHOLDER APPROVAL OF FUTURE POISON PILL Shareholder For Against
09 REPORT ON CHARITABLE CONTRIBUTIONS Shareholder Against For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 118 of 196
- ------------------------------------------------------------------------------------------------------------------------------------
CURTISS-WRIGHT CORPORATION CW ANNUAL MEETING DATE: 05/04/2007
ISSUER: 231561101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MARTIN R. BENANTE Management For For
JAMES B. BUSEY IV Management For For
S. MARCE FULLER Management For For
ALLEN A. KOZINSKI Management For For
CARL G. MILLER Management For For
WILLIAM B. MITCHELL Management For For
JOHN R. MYERS Management For For
WILLIAM W. SIHLER Management For For
ALBERT E. SMITH Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS
FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION OXY ANNUAL MEETING DATE: 05/04/2007
ISSUER: 674599105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: SPENCER ABRAHAM Management For For
1B ELECTION OF DIRECTOR: RONALD W. BURKLE Management For For
1C ELECTION OF DIRECTOR: JOHN S. CHALSTY Management For For
1D ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN Management For For
1E ELECTION OF DIRECTOR: R. CHAD DREIER Management For For
1F ELECTION OF DIRECTOR: JOHN E. FEICK Management For For
1G ELECTION OF DIRECTOR: RAY R. IRANI Management For For
1H ELECTION OF DIRECTOR: IRVIN W. MALONEY Management For For
1I ELECTION OF DIRECTOR: RODOLFO SEGOVIA Management For For
1J ELECTION OF DIRECTOR: AZIZ D. SYRIANI Management For For
1K ELECTION OF DIRECTOR: ROSEMARY TOMICH Management For For
1L ELECTION OF DIRECTOR: WALTER L. WEISMAN Management For For
02 RATIFICATION OF SELECTION OF KPMG AS INDEPENDENT Management For For
AUDITORS.
03 APPROVAL OF AMENDMENT TO 2005 LONG-TERM INCENTIVE Management For For
PLAN.
04 SCIENTIFIC REPORT ON GLOBAL WARMING. Shareholder Against For
05 ADVISORY VOTE TO RATIFY EXECUTIVE COMPENSATION. Shareholder Against For
06 PERFORMANCE-BASED STOCK OPTIONS. Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
OCEANEERING INTERNATIONAL, INC. OII ANNUAL MEETING DATE: 05/04/2007
ISSUER: 675232102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 119 of 196
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DAVID S. HOOKER Management For For
HARRIS J. PAPPAS Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR
ENDING DECEMBER 31, 2007
- ------------------------------------------------------------------------------------------------------------------------------------
SEARS HOLDINGS CORPORATION SHLD ANNUAL MEETING DATE: 05/04/2007
ISSUER: 812350106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM C. CROWLEY Management For For
EDWARD S. LAMPERT Management For For
AYLWIN B. LEWIS Management For For
STEVEN T. MNUCHIN Management For For
RICHARD C. PERRY Management For For
ANN N. REESE Management For For
EMILY SCOTT Management For For
THOMAS J. TISCH Management For For
02 APPROVE THE FIRST AMENDMENT TO THE SEARS HOLDINGS Management For For
CORPORATION UMBRELLA INCENTIVE PROGRAM
03 RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Management For For
OF DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT
PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2007
- ------------------------------------------------------------------------------------------------------------------------------------
WASTE MANAGEMENT, INC. WMI ANNUAL MEETING DATE: 05/04/2007
ISSUER: 94106L109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A PROPOSAL TO ELECT: PASTORA SAN JUAN CAFFERTY Management For For
1B PROPOSAL TO ELECT: FRANK M. CLARK, JR. Management For For
1C PROPOSAL TO ELECT: PATRICK W. GROSS Management For For
1D PROPOSAL TO ELECT: THOMAS I. MORGAN Management For For
1E PROPOSAL TO ELECT: JOHN C. POPE Management For For
1F PROPOSAL TO ELECT: W. ROBERT REUM Management For For
1G PROPOSAL TO ELECT: STEVEN G. ROTHMEIER Management For For
1H PROPOSAL TO ELECT: DAVID P. STEINER Management For For
1I PROPOSAL TO ELECT: THOMAS H. WEIDEMEYER Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 120 of 196
- ------------------------------------------------------------------------------------------------------------------------------------
HELIX ENERGY SOLUTIONS GROUP, INC. HELX ANNUAL MEETING DATE: 05/07/2007
ISSUER: 42330P107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
OWEN KRATZ Management For For
JOHN V. LOVOI Management For For
BERNARD J. DUROC-DANNER Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
MOTOROLA, INC. MOT CONTESTED ANNUAL MEETING DATE: 05/07/2007
ISSUER: 620076109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
E. ZANDER Management For For
D. DORMAN Management For For
J. LEWENT Management For For
T. MEREDITH Management For For
N. NEGROPONTE Management For For
S. SCOTT III Management For For
R. SOMMER Management For For
J. STENGEL Management For For
D. WARNER III Management For For
J. WHITE Management For For
M. WHITE Management For For
02 APPROVAL OF AMENDMENT TO THE MOTOROLA EMPLOYEE Management For For
STOCK PURCHASE PLAN OF 1999
03 SHAREHOLDER PROPOSAL RE: SHAREHOLDER VOTE ON Shareholder Against For
EXECUTIVE PAY
04 SHAREHOLDER PROPOSAL RE: RECOUP UNEARNED MANAGEMENT Shareholder Against For
BONUSES
- ------------------------------------------------------------------------------------------------------------------------------------
TOOTSIE ROLL INDUSTRIES, INC. TR ANNUAL MEETING DATE: 05/07/2007
ISSUER: 890516107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MELVIN J. GORDON Management For For
ELLEN R. GORDON Management For For
LANA JANE LEWIS-BRENT Management For For
BARRE A. SEIBERT Management For For
RICHARD P. BERGEMAN Management For For
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 121 of 196
- ------------------------------------------------------------------------------------------------------------------------------------
TRINITY INDUSTRIES, INC. TRN ANNUAL MEETING DATE: 05/07/2007
ISSUER: 896522109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN L. ADAMS Management For For
RHYS J. BEST Management For For
DAVID W. BIEGLER Management For For
RONALD J. GAFFORD Management For For
RONALD W. HADDOCK Management For For
JESS T. HAY Management For For
ADRIAN LAJOUS Management For For
DIANA S. NATALICIO Management For For
TIMOTHY R. WALLACE Management For For
02 TO APPROVE AN AMENDMENT TO THE CERTIFICATE OF Management For For
INCORPORATION TO INCREASE THE AUTHORIZED SHARES
OF COMMON STOCK FROM 100,000,000 TO 200,000,000.
03 TO APPROVE RATIFICATION OF ERNST & YOUNG LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR ENDING DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
ZIMMER HOLDINGS, INC. ZMH ANNUAL MEETING DATE: 05/07/2007
ISSUER: 98956P102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Management For For
1B ELECTION OF DIRECTOR: JOHN L. MCGOLDRICK Management For For
02 AUDITOR RATIFICATION Management For For
03 AMENDMENT OF RESTATED CERTIFICATE OF INCORPORATION Management For For
TO REQUIRE ANNUAL ELECTION OF ALL DIRECTORS
04 STOCKHOLDER PROPOSAL TO ADOPT SIMPLE MAJORITY Shareholder Against For
VOTE
- ------------------------------------------------------------------------------------------------------------------------------------
3M COMPANY MMM ANNUAL MEETING DATE: 05/08/2007
ISSUER: 88579Y101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
LINDA G. ALVARADO Management For For
GEORGE W. BUCKLEY Management For For
VANCE D. COFFMAN Management For For
MICHAEL L. ESKEW Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 122 of 196
W. JAMES FARRELL Management For For
HERBERT L. HENKEL Management For For
EDWARD M. LIDDY Management For For
ROBERT S. MORRISON Management For For
AULANA L. PETERS Management For For
ROZANNE L. RIDGWAY Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS 3M S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
03 AMENDMENT OF THE COMPANY S RESTATED CERTIFICATE Management For For
OF INCORPORATION TO ELIMINATE THE SUPERMAJORITY
VOTE REQUIREMENTS
04 AMENDMENT OF THE COMPANY S RESTATED CERTIFICATE Management For For
OF INCORPORATION TO ELIMINATE THE FAIR PRICE PROVISION
05 APPROVAL OF THE EXECUTIVE ANNUAL INCENTIVE PLAN Management For For
06 APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE Management For For
CRITERIA UNDER THE PERFORMANCE UNIT PLAN
07 EXECUTIVE COMPENSATION BASED ON THE PERFORMANCE Shareholder Against For
OF PEER COMPANIES.
- ------------------------------------------------------------------------------------------------------------------------------------
ARGONAUT GROUP, INC. AGII ANNUAL MEETING DATE: 05/08/2007
ISSUER: 040157109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
H. BERRY CASH Management For For
HECTOR DELEON Management For For
ALLAN W. FULKERSON Management For For
DAVID HARTOCH Management For For
FRANK W. MARESH Management For For
JOHN R. POWER, JR. Management For For
FAYEZ S. SAROFIM Management For For
MARK E. WATSON III Management For For
GARY V. WOODS Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
ECHOSTAR COMMUNICATIONS CORPORATION DISH ANNUAL MEETING DATE: 05/08/2007
ISSUER: 278762109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES DEFRANCO Management For For
MICHAEL T. DUGAN Management For For
CANTEY ERGEN Management For For
CHARLES W. ERGEN Management For For
STEVEN R. GOODBARN Management For For
GARY S. HOWARD Management For For
DAVID K. MOSKOWITZ Management For For
TOM A. ORTOLF Management For For
C.MICHAEL SCHROEDER Management For For
CARL E. VOGEL Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 123 of 196
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR ENDING DECEMBER 31, 2007.
03 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For
COME BEFORE THE ANNUAL MEETING OR ANY ADJOURNMENT
THEREOF.
- ------------------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL FLAVORS & FRAGRANCES I IFF ANNUAL MEETING DATE: 05/08/2007
ISSUER: 459506101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MARGARET HAYES ADAME Management For For
ROBERT M. AMEN Management For For
GUNTER BLOBEL Management For For
J. MICHAEL COOK Management For For
PETER A. GEORGESCU Management For For
ALEXANDRA A. HERZAN Management For For
HENRY W. HOWELL, JR. Management For For
ARTHUR C. MARTINEZ Management For For
BURTON M. TANSKY Management For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
03 TO REAPPROVE THE BUSINESS CRITERIA USED FOR SETTING Management For For
PERFORMANCE GOALS UNDER THE 2000 STOCK AWARD
AND INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
ITT CORPORATION ITT ANNUAL MEETING DATE: 05/08/2007
ISSUER: 450911102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
A DIRECTOR Management For
STEVEN R. LORANGER Management For For
CURTIS J. CRAWFORD Management For For
CHRISTINA A. GOLD Management For For
RALPH F. HAKE Management For For
JOHN J. HAMRE Management For For
RAYMOND W. LEBOEUF Management For For
FRANK T. MACINNIS Management For For
LINDA S. SANFORD Management For For
MARKOS I. TAMBAKERAS Management For For
B TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS ITT CORPORATION INDEPENDENT AUDITOR FOR
2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 124 of 196
- ------------------------------------------------------------------------------------------------------------------------------------
MIRANT CORPORATION MIR ANNUAL MEETING DATE: 05/08/2007
ISSUER: 60467R100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
THOMAS W. CASON Management For For
A.D. (PETE) CORRELL Management For For
TERRY G. DALLAS Management For For
THOMAS H. JOHNSON Management For For
JOHN T. MILLER Management For For
EDWARD R. MULLER Management For For
ROBERT C. MURRAY Management For For
JOHN M. QUAIN Management For For
WILLIAM L. THACKER Management For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPEDENT Management For For
AUDITOR FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
NORTHEAST UTILITIES NU ANNUAL MEETING DATE: 05/08/2007
ISSUER: 664397106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RICHARD H. BOOTH Management For For
COTTON MATHER CLEVELAND Management For For
SANFORD CLOUD, JR. Management For For
JAMES F. CORDES Management For For
E. GAIL DE PLANQUE Management For For
JOHN G. GRAHAM Management For For
ELIZABETH T. KENNAN Management For For
KENNETH R. LEIBLER Management For For
ROBERT E. PATRICELLI Management For For
CHARLES W. SHIVERY Management For For
JOHN F. SWOPE Management For For
02 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS OUR INDEPENDENT AUDITORS FOR 2007.
03 TO APPROVE THE ADOPTION OF THE NORTHEAST UTILITIES Management For For
INCENTIVE PLAN, AS AMENDED AND RESTATED.
- ------------------------------------------------------------------------------------------------------------------------------------
SPRINT NEXTEL CORPORATION S ANNUAL MEETING DATE: 05/08/2007
ISSUER: 852061100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: KEITH J. BANE Management For For
1B ELECTION OF DIRECTOR: ROBERT R. BENNETT Management For For
1C ELECTION OF DIRECTOR: GORDON M. BETHUNE Management For For
1D ELECTION OF DIRECTOR: FRANK M. DRENDEL Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 125 of 196
1E ELECTION OF DIRECTOR: GARY D. FORSEE Management For For
1F ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Management For For
1G ELECTION OF DIRECTOR: V. JANET HILL Management For For
1H ELECTION OF DIRECTOR: IRVINE O. HOCKADAY, JR. Management For For
1I ELECTION OF DIRECTOR: LINDA KOCH LORIMER Management For For
1J ELECTION OF DIRECTOR: WILLIAM H. SWANSON Management For For
02 TO RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF SPRINT NEXTEL
FOR 2007.
03 TO APPROVE THE 2007 OMNIBUS INCENTIVE PLAN. Management Against Against
04 SHAREHOLDER PROPOSAL CONCERNING ADVISORY VOTE Shareholder Against For
ON COMPENSATION OF NAMED EXECUTIVE OFFICERS.
- ------------------------------------------------------------------------------------------------------------------------------------
TRONOX INCORPORATED TRX ANNUAL MEETING DATE: 05/08/2007
ISSUER: 897051207 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: THOMAS W. ADAMS Management For For
1B ELECTION OF DIRECTOR: PETER D. KINNEAR Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY S INDEPENDENT AUDITORS.
- ------------------------------------------------------------------------------------------------------------------------------------
BARNES GROUP INC. B ANNUAL MEETING DATE: 05/09/2007
ISSUER: 067806109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
01 DIRECTOR Management For
JOHN W. ALDEN Management For For
GEORGE T. CARPENTER Management For For
FRANK E. GRZELECKI Management For For
WILLIAM J. MORGAN Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
CAMERON INTERNATIONAL CORPORATION CAM ANNUAL MEETING DATE: 05/09/2007
ISSUER: 13342B105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 126 of 196
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MICHAEL E. PATRICK Management For For
BRUCE W. WILKINSON Management For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTANTS FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS COP ANNUAL MEETING DATE: 05/09/2007
ISSUER: 20825C104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF CLASS II DIRECTOR: JAMES E. COPELAND, Management For For
JR.
1B ELECTION OF CLASS II DIRECTOR: KENNETH M. DUBERSTEIN Management For For
1C ELECTION OF CLASS II DIRECTOR: RUTH R. HARKIN Management For For
1D ELECTION OF CLASS II DIRECTOR: WILLIAM R. RHODES Management For For
1E ELECTION OF CLASS II DIRECTOR: J. STAPLETON ROY Management For For
1F ELECTION OF CLASS II DIRECTOR: WILLIAM E. WADE, Management For For
JR.
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007
03 CORPORATE POLITICAL CONTRIBUTIONS Shareholder Against For
04 GLOBAL WARMING-RENEWABLES Shareholder Against For
05 QUALIFICATION FOR DIRECTOR NOMINEES Shareholder Against For
06 DRILLING IN SENSITIVE/PROTECTED AREAS Shareholder Against For
07 REPORT ON RECOGNITION OF INDIGENOUS RIGHTS Shareholder Against For
08 COMMUNITY ACCOUNTABILITY Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
EASTMAN KODAK COMPANY EK ANNUAL MEETING DATE: 05/09/2007
ISSUER: 277461109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MICHAEL J. HAWLEY Management For For
WILLIAM H. HERNANDEZ Management For For
HECTOR DE J. RUIZ Management For For
LAURA D'ANDREA TYSON Management For For
02 RATIFICATION OF THE AUDIT COMMITTEE S SELECTION Management For For
OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 127 of 196
REGISTERED PUBLIC ACCOUNTING FIRM.
03 SHAREHOLDER PROPOSAL REQUESTING A MONETARY LIMIT Shareholder Against For
ON EXECUTIVE COMPENSATION.
- ------------------------------------------------------------------------------------------------------------------------------------
PROGRESS ENERGY, INC. PGN ANNUAL MEETING DATE: 05/09/2007
ISSUER: 743263105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: J. BOSTIC. Management For For
1B ELECTION OF DIRECTOR: D. BURNER. Management For For
1C ELECTION OF DIRECTOR: R. DAUGHERTY. Management For For
1D ELECTION OF DIRECTOR: H. DELOACH. Management For For
1E ELECTION OF DIRECTOR: R. JONES. Management For For
1F ELECTION OF DIRECTOR: W. JONES. Management For For
1G ELECTION OF DIRECTOR: R. MCGEHEE. Management For For
1H ELECTION OF DIRECTOR: E. MCKEE. Management For For
1I ELECTION OF DIRECTOR: J. MULLIN. Management For For
1J ELECTION OF DIRECTOR: C. SALADRIGAS. Management For For
1K ELECTION OF DIRECTOR: T. STONE. Management For For
1L ELECTION OF DIRECTOR: A. TOLLISON. Management For For
01 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS PROGRESS ENERGY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2007.
02 THE PROPOSAL RELATING TO THE APPROVAL OF THE Management For For
PROGRESS ENERGY, INC. 2007 EQUITY INCENTIVE PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
QUAKER CHEMICAL CORPORATION KWR ANNUAL MEETING DATE: 05/09/2007
ISSUER: 747316107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOSEPH B. ANDERSON, JR. Management For For
PATRICIA C. BARRON Management For For
EDWIN J. DELATTRE Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 128 of 196
- ------------------------------------------------------------------------------------------------------------------------------------
REPSOL YPF, S.A. REP ANNUAL MEETING DATE: 05/09/2007
ISSUER: 76026T205 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS AND Management For For
THE MANAGEMENT REPORT OF REPSOL YPF, S.A.
02 AMENDMENT OF THE ARTICLES OF ASSOCIATION. Management For For
03 AMENDMENT OF THE REGULATIONS OF THE GENERAL SHAREHOLDERS Management For For
MEETING.
4A DETERMINATION OF THE NUMBER OF DIRECTORS WITHIN Management For For
THE LIMITS PROVIDED FOR IN ARTICLE 31 OF THE
ARTICLES OF ASSOCIATION.
4B RATIFICATION AND APPOINTMENT AS DIRECTOR OF MR. Management For For
JUAN ABELLO GALLO
4C RATIFICATION AND APPOINTMENT AS DIRECTOR OF MR. Management For For
LUIS FERNANDO DEL RIVERO ASENSIO.
4D RATIFICATION AND APPOINTMENT AS DIRECTOR OF MR. Management For For
MANUEL RAVENTOS NEGRA.
4E RATIFICATION AND APPOINTMENT AS DIRECTOR OF MR. Management For For
JOSE MANUEL LOUREDA MANTINAN.
4F RE-ELECTION OF MR. ANTONIO BRUFAU NIUBO AS DIRECTOR. Management For For
4G RE-ELECTION OF MR. CARMELO DE LAS MORENAS LOPEZ Management For For
AS DIRECTOR.
4H APPOINTMENT OF MR. LUIS CARLOS CROISSIER BATISTA Management For For
AS DIRECTOR.
4I APPOINTMENT OF MR. ANGEL DURANDEZ ADEVA AS DIRECTOR. Management For For
05 APPOINTMENT OF THE ACCOUNTS AUDITOR OF REPSOL Management For For
YPF, S.A. AND OF ITS CONSOLIDATED GROUP.
06 AUTHORISATION TO THE BOARD OF DIRECTORS FOR THE Management For For
DERIVATIVE ACQUISITION OF SHARES OF REPSOL YPF,
S.A.
07 DELEGATION OF POWERS TO SUPPLEMENT, DEVELOP, Management For For
EXECUTE, RECTIFY AND FORMALIZE THE RESOLUTIONS.
- ------------------------------------------------------------------------------------------------------------------------------------
TELEFONICA, S.A. TEF ANNUAL MEETING DATE: 05/09/2007
ISSUER: 879382208 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 EXAMINATION AND APPROVAL, IF APPROPRIATE, OF Management For For
THE INDIVIDUAL ANNUAL ACCOUNTS, OF THE CONSOLIDATED
FINANCIAL STATEMENTS AND OF THE MANAGEMENT REPORT
OF TELEFONICA, S.A.
02 DIRECTOR Management For
MR. C. ALIERTA IZUEL+ Management For For
MR. M. CARPIO GARCIA+ Management For For
MR. G.H.F. DE ANGULO+ Management For For
MR. P.I.A. DE TEJERA+ Management For For
ENRIQUE USED AZNAR+ Management For For
G.V. GALARRAGA+ Management For For
MR. J.M.A.P. LOPEZ# Management For For
03 AUTHORIZATION TO ACQUIRE THE COMPANY S OWN SHARES, Management For For
EITHER DIRECTLY OR THROUGH GROUP COMPANIES.
04 DELEGATION TO THE BOARD OF DIRECTORS THE POWER Management For For
TO ISSUE DEBENTURES, BONDS, NOTES AND OTHER FIXED-INCOME
SECURITIES.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 129 of 196
05 REDUCTION IN SHARE CAPITAL BY MEANS OF THE REPURCHASE Management For For
OF THE COMPANY S OWN SHARES.
6A AMENDMENTS REGARDING THE GENERAL SHAREHOLDERS Management For For
MEETING.
6B AMENDMENTS REGARDING PROXY-GRANTING AND VOTING Management For For
BY MEANS OF LONG-DISTANCE COMMUNICATION AND REMOTE
ATTENDANCE.
6C AMENDMENTS REGARDING THE BOARD OF DIRECTORS. Management For For
7A AMENDMENT OF ARTICLE 5 (POWERS OF THE SHAREHOLDERS Management For For
AT THE GENERAL SHAREHOLDERS MEETING).
7B AMENDMENTS RELATING TO THE CALL TO AND PREPARATION Management For For
OF THE GENERAL SHAREHOLDERS MEETING.
7C AMENDMENTS RELATING TO PROXY-GRANTING AND VOTING Management For For
BY MEANS OF LONG-DISTANCE COMMUNICATION AND REMOTE
ATTENDANCE.
7D OTHER AMENDMENTS: AMENDMENT OF ARTICLE 21 AND Management For For
AMENDMENT OF ARTICLE 24.
08 DELEGATION OF POWERS TO FORMALIZE, INTERPRET, Management For For
CURE AND CARRY OUT THE RESOLUTIONS ADOPTED BY
THE SHAREHOLDERS.
- ------------------------------------------------------------------------------------------------------------------------------------
TRIBUNE COMPANY TRB ANNUAL MEETING DATE: 05/09/2007
ISSUER: 896047107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JEFFREY CHANDLER Management For For
WILLIAM A. OSBORN Management For For
MILES D. WHITE Management For For
02 RATIFICATION OF INDEPENDENT ACCOUNTANTS. Management For For
03 SHAREHOLDER PROPOSAL CONCERNING TRIBUNE S CLASSIFIED Shareholder Against For
BOARD OF DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------------------------
UIL HOLDINGS CORPORATION UIL ANNUAL MEETING DATE: 05/09/2007
ISSUER: 902748102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
THELMA R. ALBRIGHT Management For For
MARC C. BRESLAWSKY Management For For
ARNOLD L. CHASE Management For For
JOHN F. CROWEAK Management For For
BETSY HENLEY-COHN Management For For
JOHN L. LAHEY Management For For
F.P. MCFADDEN, JR. Management For For
DANIEL J. MIGLIO Management For For
WILLIAM F. MURDY Management For For
JAMES A. THOMAS Management For For
JAMES P. TORGERSON Management For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 130 of 196
LLP AS UIL HOLDINGS CORPORATION S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007.
03 PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION Management For For
OF UIL HOLDINGS CORPORATION TO INCREASE THE NUMBER
OF SHARES AUTHORIZED.
- ------------------------------------------------------------------------------------------------------------------------------------
WINDSTREAM CORPORATION WIN ANNUAL MEETING DATE: 05/09/2007
ISSUER: 97381W104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
S.E. "SANDY" BEALL, III Management For For
DENNIS E. FOSTER Management For For
FRANCIS X. FRANTZ Management For For
JEFFERY R. GARDNER Management For For
JEFFREY T. HINSON Management For For
JUDY K. JONES Management For For
WILLIAM A. MONTGOMERY Management For For
FRANK E. REED Management For For
02 APPROVE THE WINDSTREAM PERFORMANCE INCENTIVE Management For For
COMPENSATION PLAN
03 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS WINDSTREAM S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANT FOR 2007
04 REQUIRED EQUITY AWARDS TO BE HELD Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
CENTURYTEL, INC. CTL ANNUAL MEETING DATE: 05/10/2007
ISSUER: 156700106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM R. BOLES, JR. Management For For
W. BRUCE HANKS Management For For
C.G. MELVILLE, JR. Management For For
GLEN F. POST, III Management For For
02 TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY Management For For
S INDEPENDENT AUDITOR FOR 2007.
03 TO ACT UPON A SHAREHOLDER PROPOSAL REGARDING Shareholder Against For
EXECUTIVE COMPENSATION.
- ------------------------------------------------------------------------------------------------------------------------------------
DUKE ENERGY CORPORATION DUK ANNUAL MEETING DATE: 05/10/2007
ISSUER: 26441C105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 131 of 196
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM BARNET, III Management For For
G. ALEX BERNHARDT, SR. Management For For
MICHAEL G. BROWNING Management For For
PHILLIP R. COX Management For For
ANN MAYNARD GRAY Management For For
JAMES H. HANCE, JR. Management For For
JAMES T. RHODES Management For For
JAMES E. ROGERS Management For For
MARY L. SCHAPIRO Management For For
DUDLEY S. TAFT Management For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE Management For For
ENERGY S INDEPENDENT PUBLIC ACCOUNTANT FOR 2007
- ------------------------------------------------------------------------------------------------------------------------------------
KEYCORP KEY ANNUAL MEETING DATE: 05/10/2007
ISSUER: 493267108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ALEXANDER M. CUTLER Management For For
EDUARDO R. MENASCE Management For For
HENRY L. MEYER III Management For For
PETER G. TEN EYCK, II Management For For
02 AMENDMENT TO CODE OF REGULATIONS TO REDUCE BOARD Management For For
SIZE.
03 SHAREHOLDER PROPOSAL REQUESTING NECESSARY STEPS Shareholder Against For
TO CAUSE ANNUAL ELECTION OF DIRECTORS.
04 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
AUDITORS.
- ------------------------------------------------------------------------------------------------------------------------------------
NOVELIS INC. NVL SPECIAL MEETING DATE: 05/10/2007
ISSUER: 67000X106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 THE ARRANGEMENT RESOLUTION TO APPROVE THE ARRANGEMENT Management For For
UNDER SECTION 192 OF THE CBCA INVOLVING NOVELIS,
ITS SHAREHOLDERS AND OTHER SECURITYHOLDERS, HINDALCO
AND ACQUISITION SUB.
- ------------------------------------------------------------------------------------------------------------------------------------
TENET HEALTHCARE CORPORATION THC ANNUAL MEETING DATE: 05/10/2007
ISSUER: 88033G100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 132 of 196
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
TREVOR FETTER Management For For
JOHN ELLIS (JEB) BUSH Management For For
BRENDA J. GAINES Management For For
KAREN M. GARRISON Management For For
EDWARD A. KANGAS Management For For
J. ROBERT KERREY Management For For
FLOYD D. LOOP, M.D. Management For For
RICHARD R. PETTINGILL Management For For
JAMES A. UNRUH Management For For
J. MCDONALD WILLIAMS Management For For
02 PROPOSAL TO APPROVE THE AMENDED ANNUAL INCENTIVE Management For For
PLAN.
03 PROPOSAL TO RATIFY THE SELECTION OF DELOITTE Management For For
& TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY DOW ANNUAL MEETING DATE: 05/10/2007
ISSUER: 260543103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ARNOLD A. ALLEMANG Management For For
JACQUELINE K. BARTON Management For For
JAMES A. BELL Management For For
JEFF M. FETTIG Management For For
BARBARA H. FRANKLIN Management For For
JOHN B. HESS Management For For
ANDREW N. LIVERIS Management For For
GEOFFERY E. MERSZEI Management For For
WITHDRAWN Management For For
JAMES M. RINGLER Management For For
RUTH G. SHAW Management For For
PAUL G. STERN Management For For
02 RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
03 AMENDMENT OF THE RESTATED CERTIFICATE OF INCORPORATION. Management For For
04 STOCKHOLDER PROPOSAL ON BHOPAL. Shareholder Against For
05 STOCKHOLDER PROPOSAL ON GENETICALLY ENGINEERED Shareholder Against For
SEED.
06 STOCKHOLDER PROPOSAL ON ENVIRONMENTAL REMEDIATION Shareholder Against For
IN THE MIDLAND AREA.
07 STOCKHOLDER PROPOSAL ON CHEMICALS WITH LINKS Shareholder Against For
TO RESPIRATORY PROBLEMS.
- ------------------------------------------------------------------------------------------------------------------------------------
THE WASHINGTON POST COMPANY WPO ANNUAL MEETING DATE: 05/10/2007
ISSUER: 939640108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 133 of 196
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CHRISTOPHER C. DAVIS Management For For
JOHN L. DOTSON JR. Management For For
RONALD L. OLSON Management For For
02 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For
COME BEFORE SAID MEETING OR ANY ADJOURNMENT THEREOF.
- ------------------------------------------------------------------------------------------------------------------------------------
TRANSOCEAN INC. RIG ANNUAL MEETING DATE: 05/10/2007
ISSUER: G90078109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: ROBERT L. LONG Management For For
1B ELECTION OF DIRECTOR: MARTIN B. MCNAMARA Management For For
1C ELECTION OF DIRECTOR: ROBERT M. SPRAGUE Management For For
1D ELECTION OF DIRECTOR: J. MICHAEL TALBERT Management For For
02 APPROVAL OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
TOTAL S.A. TOT ANNUAL MEETING DATE: 05/11/2007
ISSUER: 89151E109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
O1 APPROVAL OF PARENT COMPANY FINANCIAL STATEMENTS Management For For
O2 APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS Management For For
O3 ALLOCATION OF EARNINGS, DECLARATION OF DIVIDEND Management For For
O4 AGREEMENTS COVERED BY ARTICLE L. 225-38 OF THE Management For For
FRENCH COMMERCIAL CODE
O5 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE Management For For
SHARES OF THE COMPANY
O6 RENEWAL OF THE APPOINTMENT OF MR. THIERRY DESMAREST Management For For
AS A DIRECTOR
O7 RENEWAL OF THE APPOINTMENT OF MR. THIERRY DE Management For For
RUDDER AS A DIRECTOR
O8 RENEWAL OF THE APPOINTMENT OF MR. SERGE TCHURUK Management For For
AS A DIRECTOR
O9 APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE Management For For
SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF
THE ARTICLES OF ASSOCIATION
O10 APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE Management Against For
SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 134 of 196
THE ARTICLES OF ASSOCIATION
O11 APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE Management Against For
SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF
THE ARTICLES OF ASSOCIATION
O12 DETERMINATION OF THE TOTAL AMOUNT OF DIRECTORS Management For For
COMPENSATION
E13 DELEGATION OF AUTHORITY GRANTED TO THE BOARD Management For For
OF DIRECTORS TO INCREASE CAPITAL BY ISSUING COMMON
SHARES OR ANY SECURITIES PROVIDING ACCESS TO
CAPITAL WHILE MAINTAINING SHAREHOLDERS PREFERENTIAL
SUBSCRIPTION RIGHTS
E14 DELEGATION OF AUTHORITY GRANTED TO THE BOARD Management For For
OF DIRECTORS TO INCREASE CAPITAL BY ISSUING COMMON
SHARES OR ANY SECURITIES PROVIDING ACCESS TO
CAPITAL WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS
E15 DELEGATION OF AUTHORITY GRANTED TO THE BOARD Management For For
OF DIRECTORS TO INCREASE CAPITAL UNDER THE CONDITIONS
PROVIDED FOR IN ARTICLE 443-5 OF THE FRENCH LABOR
CODE
E16 AUTHORIZATION TO GRANT SUBSCRIPTION OR PURCHASE Management For For
OPTIONS FOR THE COMPANY S STOCK TO CERTAIN EMPLOYEES
OF THE GROUP AS WELL AS TO THE MANAGEMENT OF
THE COMPANY OR OF OTHER GROUP COMPANIES
E17 AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS Management For For
TO REDUCE CAPITAL BY CANCELING SHARES
E18 AMENDMENT OF ARTICLE 13, PARAGRAPH 2, OF THE Management For For
COMPANY S ARTICLES OF ASSOCIATION WITH REGARD
TO THE METHODS THAT MAY BE USED TO PARTICIPATE
IN BOARD OF DIRECTORS MEETINGS
E20 AMENDMENT OF ARTICLE 17-2 OF THE COMPANY S ARTICLES Management For For
OF ASSOCIATION TO TAKE INTO ACCOUNT RULES RELATING
TO ELECTRONIC SIGNATURES IN THE EVENT OF A VOTE
CAST VIA TELECOMMUNICATION
E19 AMENDMENT OF ARTICLE 17-2 OF THE COMPANY S ARTICLES Management For For
OF ASSOCIATION TO TAKE INTO ACCOUNT NEW RULES
FROM THE DECREE OF DECEMBER 11, 2006 RELATING
TO THE COMPANY S BOOK-BASED SYSTEM FOR RECORDING
SHARES FOR SHAREHOLDERS WISHING TO PARTICIPATE
IN ANY FORM WHATSOEVER IN A GENERAL MEETING OF
THE COMPANY
A NEW PROCEDURE TO NOMINATE THE EMPLOYEE-SHAREHOLDER Management Against *Management Position Unknown
DIRECTOR
B AUTHORIZATION TO GRANT RESTRICTED SHARES OF THE Management Against *Management Position Unknown
COMPANY TO GROUP EMPLOYEES
C AMENDMENT OF ARTICLE 18, PARAGRAPH 7 OF THE COMPANY Management Against *Management Position Unknown
S ARTICLES OF ASSOCIATION IN VIEW OF DELETING
THE STATUTORY CLAUSE LIMITING VOTING RIGHTS
- ------------------------------------------------------------------------------------------------------------------------------------
ALLTEL CORPORATION AT ANNUAL MEETING DATE: 05/15/2007
ISSUER: 020039103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
SCOTT T. FORD Management For For
L.L GELLERSTEDT, III Management For For
EMON A. MAHONY, JR. Management For For
RONALD TOWNSEND Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 135 of 196
- ------------------------------------------------------------------------------------------------------------------------------------
BNP PARIBAS, PARIS AGM MEETING DATE: 05/15/2007
ISSUER: F1058Q238 ISIN: FR0000131104
SEDOL: B0Z5388, B19GH59, 7309692, 7310070, 7529757, 7309681, 7309766, 4144681, 6222187, 7166057, B0CRJ34, B01DCX4, 4133667,
4904357, 6507000
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN Non-Voting *Management Position Unknown
AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB
CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN THE NECESSARY CARD,
ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING
APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY
CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED
TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED
INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN
CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD
TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER
YOUR GLOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY,
PLEASE CONTACT YOUR REPRESENTATIVE
* PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown
YOU.
O.1 APPROVE THE CONSOLIDATED BALANCE SHEET AT 31 Management For *Management Position Unknown
DEC 2006 AND THE CONSOLIDATED PROFIT AND LOSS
ACCOUNT FOR 2006, PREPARED IN ACCORDANCE WITH
THE INTERNATIONAL ACCOUNTING STANDARDS (IFRS)
ADOPTED BY THE EUROPEAN UNION
O.2 APPROVE THE BANK S BALANCE SHEET AT 31 DEC 2006 Management For *Management Position Unknown
AND THE PROFIT AND LOSS ACCOUNT FOR THE YEAR
THEN ENDED, PREPARED IN ACCORDANCE WITH FRENCH
ACCOUNTING STANDARDS AND THE NET INCOME FIGURE
OF EUR 5,375,377,317.47
O.3 APPROVE TO APPROPRIATION OF NET INCOME AS SPECIFIED; Management For *Management Position Unknown
THE TOTAL DIVIDEND OF EUR 2,891,923,319.00 TO
BE PAID TO BNP PARIBAS SHAREHOLDERS CORRESPONDS
TO A DIVIDEND OF EUR 3.10 PER SHARE WITH A PAR
VALUE OF EUR 2.00; AUTHORIZE THE BOARD OF DIRECTORS
TO CREDIT DIVIDENDS PAYABLE ON SHARES HELD IN
TREASURY STOCK TO UN APPROPRIATED RETAINED EARNINGS
THE PROPOSED DIVIDEND IS ELIGIBLE FOR THE TAX
ALLOWANCE GRANTED TO INDIVIDUALS DOMICILED FOR
TAX PURPOSES IN FRANCE AS PROVIDED FOR BY ARTICLE
158-3-2 OF THE FRENCH TAX CODE; AUTHORIZE THE
BOARD OF DIRECTORS TO DEDUCT FROM UNAPPROPRIATED
RETAINED EARNINGS THE AMOUNT NECESSARY TO PAY
THE SPECIFIED DIVIDEND ON SHARES ISSUED ON THE
EXERCISE OF STOCK OPTIONS PRIOR TO THE EX-DIVIDEND
DATE
O.4 RECEIVE THE TERMS OF THE AUDITORS SPECIAL REPORT Management For *Management Position Unknown
ON TRANSACTIONS AND AGREEMENTS GOVERNED BY ARTICLE
L. 225-38 OF THE FRENCH COMMERCIAL CODE AND APPROVE
THE TRANSACTIONS AND AGREEMENTS ENTERED INTO
DURING THE YEAR, AS APPROVED IN ADVANCE BY THE
BOARD OF DIRECTORS AND AS SPECIFIED
O.5 AUTHORIZE THE BOARD, IN ACCORDANCE WITH ARTICLE Management For *Management Position Unknown
L. 225-209 ET SEQ OF THE FRENCH COMMERCIAL CODE,
TO BUY BACK A NUMBER OF SHARES REPRESENTING UP
TO 10% OF THE BANK S ISSUED CAPITAL, I.E., A
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 136 of 196
MAXIMUM OF 93,287,849 SHARES AT 22 JAN 2007;
THESE SHARES MAY BE ACQUIRED FOR THE PURPOSES
AS SPECIFIED; THE SHARES MAY BE PURCHASED AT
ANY TIME, UNLESS A PUBLIC OFFER IS MADE IN RESPECT
OF THE BANK S SHARES, SUBJECT TO THE APPLICABLE
REGULATIONS, AND BY ANY APPROPRIATE METHOD, INCLUDING
IN THE FORM OF BLOCK PURCHASES OR BY MEANS OF
DERIVATIVE INSTRUMENTS TRADED ON A REGULATED
MARKET OR OVER THE-COUNTER; THE PRICE AT WHICH
SHARES MAY BE ACQUIRED UNDER THIS AUTHORIZATION
MAY NOT EXCEED EUR 105 PER SHARE, REPRESENTING
A MAXIMUM PURCHASE PRICE OF EUR 9,795,224,145
BASED ON THE BANK S ISSUED CAPITAL AT 22 JAN
2007; THIS PRICE MAY, HOWEVER, BE ADJUSTED TO
TAKE INTO ACCOUNT THE EFFECTS OF ANY CORPORATE
ACTIONS; AUTHORIZE THE BOARD OF DIRECTORS, WITH
THE OPTION OF DELEGATING SAID POWERS SUBJECT
TO COMPLIANCE WITH THE APPLICABLE LAW, TO USE
THIS AUTHORIZATION AND, IN PARTICULAR, TO PLACE
ORDERS ON THE STOCK EXCHANGE, ENTER INTO ALL
AGREEMENTS REGARDING THE KEEPING OF SHARE PURCHASE
AND SALE REGISTERS, TO CARRY OUT ALL FORMALITIES
AND MAKE ALL DECLARATIONS
O.6 RATIFY THE BOARD OF DIRECTORS 08 MAR 2007 APPOINTMENT Management For *Management Position Unknown
OF MR. SUZANNE BERGER KENISTON AS A DIRECTOR
AUTHORITY EXPIRES AT THE CLOSE OF GENERAL MEETING
CALLED IN 2008 AND APPROVE THE 2007 FINANCIAL
STATEMENTS
O.7 APPROVE TO RENEW MR. LOUIS SCHWEITZER S AS A Management For *Management Position Unknown
DIRECTOR FOR A PERIOD OF 3 YEARS, EXPIRING AT
THE CLOSE OF THE GENERAL MEETING TO BE CALLED
IN 20I0 AND APPROVE THE 2009 FINANCIAL STATEMENTS
O.8 AUTHORIZE THE BEARER OF AN ORIGINAL, COPY OR Management For *Management Position Unknown
EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY
OUT ALL LEGAL AND ADMINISTRATIVE FORMALITIES
AND TO MAKE ALL FILINGS AND PUBLISH ALL NOTICES
REQUIRED BY THE APPLICABLE LAW
E.9 AMEND THE 38-MONTH AUTHORIZATION GIVEN IN THE Management For *Management Position Unknown
15TH RESOLUTION ADOPTED BY THE EGM OF 18 MAY
2005; THE AMENDMENT IS TO PROVIDE FOR THE EARLY
TERMINATION OF THE APPLICABLE VESTING AND HOLDING
PERIODS IN THE EVENT OF DISABILITY OF A BENEFICIARY,
IN ACCORDANCE WITH ACT 1770-2006 OF 30 DEC 2006
RELATING TO THE PROMOTION OF EMPLOYEE PROFIT-SHARING
AND SHARE OWNERSHIP
E.10 AMEND THE 26-MONTH AUTHORIZATION GIVEN TO THE Management For *Management Position Unknown
BOARD OF DIRECTORS IN THE 22ND RESOLUTION ADOPTED
BY THE EGM OF 23 MAY 2006 TO INCREASE THE BANK
S CAPITAL VIA THE ISSUE OF SHARES RESERVED FOR
MEMBERS OF THE BNP PARIBAS CORPORATE SAVINGS
PLAN AS SPECIFIED
E.11 AUTHORIZE THE BOARD OF DIRECTORS IN ACCORDANCE Management For *Management Position Unknown
WITH ARTICLE L.225-209 OF THE FRENCH COMMERCIAL
CODE, TO CANCEL, ON ONE OR SEVERAL OCCASIONS,
SOME OR ALL OF THE BNP PARIBAS SHARES THAT THE
BANK CURRENTLY HOLDS OR THAT IT MAY ACQUIRE IN
ACCORDANCE WITH THE CONDITIONS LAID DOWN BY THE
OGM, PROVIDED THAT THE NUMBER OF SHARES CANCELLED
IN ANY 24 MONTH PERIOD DOES NOT EXCEED 10% OF
THE TOTAL NUMBER OF SHARES OUTSTANDING; THE DIFFERENCE
BETWEEN THE PURCHASE PRICE OF THE CANCELLED SHARES
AND THEIR PAR VALUE WILL BE DEDUCTED FROM ADDITIONAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 137 of 196
PAID-IN CAPITAL AND RESERVES AVAILABLE FOR DISTRIBUTION,
WITH AN AMOUNT CORRESPONDING TO 10% OF THE CAPITAL
REDUCTION BEING DEDUCTED FROM THE LEGAL RESERVE;
AUTHORIZE THE BOARD OF DIRECTORS TO IMPLEMENT
THIS AUTHORIZATION, CARRY OUT ALL ACTS, FORMALITIES
AND DECLARATIONS, INCLUDING THE AMENDMENT OF
THE ARTICLES OF ASSOCIATION, AND GENERALLY, DO
ALL THAT IS NECESSARY, WITH THE OPTION OF DELEGATING
SAID POWERS SUBJECT TO COMPLIANCE WITH THE APPLICABLE
LAW; AUTHORITY EXPIRES AT THE END OF 18 MONTHS;
IN ADDITION, AUTHORIZE THE BOARD OF DIRECTORS,
IN ACCORDANCE WITH ARTICLE L. 225-204 OF THE
FRENCH COMMERCIAL CODE, TO REDUCE BNP PARIBAS
CAPITAL BY CANCELING THE 2,638,403 BNP PARIBAS
SHARES ACQUIRED FOLLOWING THE FULL ASSET TRANSFER
THAT TOOK PLACE IN CONNECTION WITH THE MERGER
OF SOCIETE CENTRALE D INVESTISSEMENTS INTO BNP
PARIBAS ON 23 MAY 2006; AUTHORIZE THE BOARD OF
DIRECTORS FOR AN I8-MONTH PERIOD TO DEDUCT THE
DIFFERENCE BETWEEN THE CARRYING AMOUNT OF THE
CANCELLED SHARES AND THEIR PAR VALUE FROM ADDITIONAL
PAID-IN CAPITAL AND RESERVES AVAILABLE FOR DISTRIBUTION,
WITH AN AMOUNT CORRESPONDING TO 10% OF THE CAPITAL
REDUCTION BEING DEDUCTED FROM THE LEGAL RESERVE
E.12 APPROVE THE MERGER IN ACCORDANCE WITH THE SPECIFIED Management For *Management Position Unknown
TERMS AND CONDITIONS, TO BE CARRIED OUT BY BNL
TRANSFERRING TO BNP PARIBAS ALL OF ITS ASSETS,
IN RETURN FOR BNP PARIBAS ASSUMING ALL OF BNL
S LIABILITIES; AUTHORIZE THE BOARD OF DIRECTORS
TO CARRY OUT A CAPITAL INCREASE IN CONNECTION
WITH THE MERGER, WHEREBY BNL SHAREHOLDERS WILL
BE GRANTED A TOTAL NUMBER OF BNP PARIBAS SHARES
WITH A PAR VALUE OF EUR 2 EACH, RANGING FROM
402,735 TO 1,539,740 (REPRESENTING BETWEEN EUR
805,470 AND EUR 3,079,480) DEPENDING ON THE NUMBER
OF BNL SHARES HELD BY THIRD PARTIES ON THE MERGER
COMPLETION DATE; THESE NEWLY-ISSUED SHARES WILL
BE ALLOCATED BASED ON A RATIO OF ONE (1) BNP
PARIBAS SHARE FOR 27 BNL SHARES AT THE MERGER
COMPLETION DATE, TAKING INTO ACCOUNT THE FACT
THAT NO BNL SHARES HELD BY BNP PARIBAS WILL BE
EXCHANGED FOR THE BANK S OWN SHARES, IN ACCORDANCE
WITH ARTICLE L. 236-3 OF THE FRENCH COMMERCIAL
CODE; APPROVE THE COMPLETION DATE FOR SAID MERGER,
AS SPECIFIED IN THE DRAFT MERGER AGREEMENT; AS
FROM THE MERGER COMPLETION DATE - WHICH MUST
BE NO LATER THAN 31 DEC 2007 - ALL OPERATIONS
CARRIED OUT BY BNL WILL BE CONSIDERED FOR ACCOUNTING
PURPOSES AS HAVING BEEN PERFORMED BY BNP PARIBAS;
NOTES THAT THE DIFFERENCE BETWEEN THE VALUE OF
THE TRANSFERRED NET ASSETS AT 31 DEC 2006, CORRESPONDING
TO BNP PARIBAS SHARE OF THE UNDERLYING NET ASSETS
(REPRESENTING BETWEEN EUR 4,415 MILLION AND EUR
4,476 MILLION) AND THE ESTIMATED CARRYING AMOUNT
OF BNP PARIBAS INTEREST IN BNL AS RECORDED IN
BNP PARIBAS ACCOUNTS AT THE MERGER COMPLETION
DATE, REPRESENTS A TECHNICAL MERGER GOODWILL
OF BETWEEN EUR 4,536 MILLION AND EUR 4,597 MILLION;
APPROVE ANY ADJUSTMENTS TO BE MADE TO THE ABOVE-MENTIONED
TECHNICAL MERGER GOODWILL BASED ON THE ACTUAL
AMOUNT OF THE NET ASSETS TRANSFERRED AND THE
CARRYING AMOUNT OF BNP PARIBAS INTEREST IN BNL
AT THE MERGER COMPLETION DATE, AND APPROVES THE
ALLOCATION OF THE ADJUSTED TECHNICAL MERGER GOODWILL
AS PROVIDED FOR IN THE DRAFT MERGER AGREEMENT;
APPROVE THAT, AS FROM THE MERGER COMPLETION DATE,
THE NEW SHARES TO BE ISSUED AS CONSIDERATION
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 138 of 196
FOR THE ASSETS TRANSFERRED TO BNP PARIBAS IN
CONNECTION WITH THE MERGER WILL CARRY THE SAME
RIGHTS AND BE SUBJECT TO THE SAME LEGAL REQUIREMENTS
AS EXISTING SHARES, AND THAT AN APPLICATION WILL
BE MADE FOR THEM TO BE LISTED ON THE EURO LIST
MARKET OF EURO NEXT PARIS (COMPARTMENT A); AUTHORIZE
THE BOARD OF DIRECTORS TO SELL ALL THE BNP PARIBAS
SHARES CORRESPONDING TO FRACTIONS OF SHARES AS
PROVIDED FOR IN THE DRAFT MERGER AGREEMENT; APPROVE
THAT THE DIFFERENCE BETWEEN THE AMOUNT CORRESPONDING
TO THE PORTION OF THE NET ASSETS TRANSFERRED
TO BNP PARIBAS HELD BY SHAREHOLDERS OTHER THAN
BNP PARIBAS AND BNL AT THE MERGER COMPLETION
DATE, AND THE AGGREGATE PAR VALUE OF THE SHARES
REMITTED AS CONSIDERATION FOR SAID ASSET TRANSFER
(REPRESENTING BETWEEN EUR 14.7 MILLION AND EUR
57.4 MILLION) WILL BE CREDITED TO A MERGER PREMIUM
ACCOUNT TO WHICH ALL SHAREHOLDERS SHALL HAVE
EQUIVALENT RIGHTS; AUTHORIZE (I) THE ADJUSTMENT
OF SAID PREMIUM AT THE MERGER COMPLETION DATE
IN ORDER TO REFLECT THE DEFINITIVE VALUE OF THE
NET ASSETS TRANSFERRED TO BNP PARIBAS AND THE
NUMBER OF BNP PARIBAS SHARES ACTUALLY ISSUED,
AND (II) THE ALLOCATION OF THE ADJUSTED MERGER
PREMIUM, AS PROVIDED FOR IN THE DRAFT MERGER
AGREEMENT; AS A RESULT OF THE MERGER OF BNL INTO
BNP PARIBAS, APPROVES THE DISSOLUTION OF BNL
WITHOUT LIQUIDATION AT THE MERGER COMPLETION
DATE, AND AS FROM THAT DATE THE REPLACEMENT OF
BNL BY BNP PARIBAS IN RELATION TO ALL OF BNL
S RIGHTS AND OBLIGATIONS; AS A RESULT OF THE
MERGER OF BNL INTO BNP PARIBAS AND SUBJECT TO
THE TERMS AND CONDITIONS OF THE DRAFT MERGER
AGREEMENT, AUTHORIZES BNP PARIBAS TO TAKE OVER
BNL S COMMITMENTS ARISING FROM THE STOCK OPTIONS
AWARDED TO THE EMPLOYEES AND CORPORATE OFFICERS
OF BNL AND ITS SUBSIDIARIES UNDER THE STOCK OPTION
PLANS LISTED IN THE APPENDIX TO THE DRAFT MERGER
AGREEMENT; APPROVE THE AUDITORS SPECIAL REPORT,
RESOLVES TO WAIVE IN FAVOUR OF HOLDERS OF THE
ABOVE STOCK OPTIONS, ALL PRE-EMPTIVE RIGHTS TO
SUBSCRIBE FOR THE SHARES TO BE ISSUED ON EXERCISE
OF THE OPTIONS; GRANT FULL POWERS TO THE BOARD
OF DIRECTORS TO USE THIS AUTHORIZATION, WITH
THE OPTION OF DELEGATING SAID POWERS SUBJECT
TO COMPLIANCE WITH THE APPLICABLE LAW; THIS INCLUDES
(I) PLACING ON RECORD THE NUMBER AND PAR VALUE
OF THE SHARES TO BE ISSUED ON COMPLETION OF THE
MERGER AND, WHERE APPROPRIATE, THE EXERCISE OF
OPTIONS, (II) CARRYING OUT THE FORMALITIES RELATED
TO THE CORRESPONDING CAPITAL INCREASES, (III)
AMENDING THE BANK S ARTICLES OF ASSOCIATION ACCORDINGLY,
AND (IV) MORE GENERALLY, TAKING ANY AND ALL MEASURES
AND CARRYING OUT ANY AND ALL FORMALITIES APPROPRIATE
OR NECESSARY IN RELATION TO THE TRANSACTION
E.13 APPROVE: THE TERMS OF THE MERGER AGREEMENT AND Management For *Management Position Unknown
AUTHORIZES THE MERGER OF COMPAGNIE IMMOBILIERE
DE FRANCE INTO BNP PARIBAS; THE TRANSFER OF COMPAGNIE
IMMOBILIERE DE FRANCE S ENTIRE ASSET BASE TO
BNP PARIBAS; NOTES THAT SINCE THE DRAFT MERGER
AGREEMENT WAS FILED WITH THE PARIS COMMERCIAL
COURT, BNP PARIBAS HAS HELD ALL OF THE SHARES
MAKING UP THE CAPITAL OF COMPAGNIE IMMOBILIERE
DE FRANCE AND CONSEQUENTLY THE MERGER WILL NOT
LEAD TO AN INCREASE IN BNP PARIBAS SHARE CAPITAL
NOR TO AN EXCHANGE OF COMPAGNIE IMMOBILIERE DE
FRANCE SHARES FOR BNP PARIBAS SHARES, IN ACCORDANCE
WITH ARTICLE L.236-II OF THE FRENCH COMMERCIAL
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 139 of 196
CODE; THE AMOUNT OF THE ASSETS TRANSFERRED BY
COMPAGNIE IMMOBILIERE DE FRANCE AND THE VALUATION
THEREOF, AS WELL AS THE AMOUNT OF THE TECHNICAL
MERGER GOODWILL AND ITS ALLOCATION AS PROVIDED
FOR IN THE MERGER AGREEMENT; AS A RESULT OF THE
FOREGOING AND SUBJECT TO THE CONDITIONS PRECEDENT
PROVIDED FOR IN THE MERGER AGREEMENT, COMPAGNIE
IMMOBILIERE DE FRANCE WILL BE AUTOMATICALLY DISSOLVED
WITHOUT LIQUIDATION AND BNP PARIBAS WILL SIMPLY
REPLACE COMPAGNIE IMMOBILIERE DE FRANCE IN RELATION
TO ALL OF ITS RIGHTS AND OBLIGATIONS AND AUTHORIZE
THE BOARD OF DIRECTORS TO RECORD THE FULFILLMENT
OF THE CONDITIONS PRECEDENT SET OUT IN THE MERGER
AGREEMENT AND TO TAKE ANY AND ALL MEASURES AND
CARRY OUT ANY AND ALL FORMALITIES APPROPRIATE
OR NECESSARY IN RELATION TO THE TRANSACTION,
WITH THE OPTION OF DELEGATING SAID POWERS TO
THE CHIEF EXECUTIVE OFFICER
E.14 APPROVE; THE TERMS OF THE MERGER AGREEMENT AND Management For *Management Position Unknown
AUTHORIZES THE MERGER OF SOCIETE IMMOBILIERE
DU 36 AVENUE DE L OPERA INTO BNP PARIBAS; THE
TRANSFER OF SOCIETE IMMOBILIERE DU 36 AVENUE
DE L OPERA S ENTIRE ASSET BASE TO BNP PARIBAS;
NOTES THAT SINCE THE DRAFT MERGER AGREEMENT WAS
FILED WITH THE PARIS COMMERCIAL COURT, BNP PARIBAS
HAS HELD ALL OF THE SHARES MAKING UP THE CAPITAL
OF SOCIETE IMMOBILIERE DU 36 AVENUE DE L OPERA
AND CONSEQUENTLY THE MERGER WILL NOT LEAD TO
AN INCREASE IN BNP PARIBAS SHARE CAPITAL NOR
TO AN EXCHANGE OF SOCIETE IMMOBILIERE DU 36 AVENUE
DE L OPERA SHARES FOR BNP PARIBAS SHARES, IN
ACCORDANCE WITH ARTICLE L.236- II OF THE FRENCH
COMMERCIAL CODE; THE AMOUNT OF THE ASSETS TRANSFERRED
BY SOCIETE IMMOBILIERE DU 36 AVENUE DE L OPERA
AND THE VALUATION THEREOF, AS WELL AS THE AMOUNT
OF THE TECHNICAL MERGER GOODWILL AND ITS ALLOCATION
AS PROVIDED FOR IN THE MERGER AGREEMENT; THAT,
AS A RESULT OF THE FOREGOING, SOCIETE IMMOBILIERE
DU 36 AVENUE DE L OPERA IS DISSOLVED WITHOUT
LIQUIDATION AS FROM THE DATE OF THIS MEETING
AND THAT BNP PARIBAS WILL HENCEFORTH SIMPLY REPLACE
SOCIETE IMMOBILIERE DU 36 AVENUE DE L OPERA IN
RELATION TO ALL OF ITS RIGHTS AND OBLIGATIONS
AND AUTHORIZE THE BOARD OF DIRECTORS TO TAKE
ANY AND ALL MEASURES AND CARRY OUT ANY AND ALL
FORMALITIES APPROPRIATE OR NECESSARY IN RELATION
TO THE TRANSACTION, WITH THE OPTION OF DELEGATING
SAID POWERS TO THE CHIEF EXECUTIVE OFFICER
E.15 APPROVE: THE TERMS OF THE MERGER AGREEMENT AND Management For *Management Position Unknown
AUTHORIZES THE MERGER OF CAPEFI INTO BNP PARIBAS;
THE TRANSFER OF CAPEFI S ENTIRE ASSET BASE TO
BNP PARIBAS; NOTES THAT SINCE THE DRAFT MERGER
AGREEMENT WAS FILED WITH THE PARIS COMMERCIAL
COURT, BNP PARIBAS HAS HELD ALL OF THE SHARES
MAKING UP THE CAPITAL OF CAPEFI AND CONSEQUENTLY
THE MERGER WILL NOT LEAD TO AN INCREASE IN BNP
PARIBAS SHARE CAPITAL NOR TO AN EXCHANGE OF
CAPEFI SHARES FOR BNP PARIBAS SHARES, IN ACCORDANCE
WITH ARTICLE L.236- II OF THE FRENCH COMMERCIAL
CODE; THE AMOUNT OF THE ASSETS TRANSFERRED BY
CAPEFI AND THE VALUATION THEREOF, AS WELL AS
THE AMOUNT OF THE TECHNICAL MERGER GOODWILL AND
ITS ALLOCATION AS PROVIDED FOR IN THE MERGER
AGREEMENT; THAT, AS A RESULT OF THE FOREGOING,
CAPEFI IS DISSOLVED WITHOUT LIQUIDATION AS FROM
THE DATE OF THIS MEETING AND BNP PARIBAS WILL
HENCEFORTH SIMPLY REPLACE CAPEFI IN RELATION
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 140 of 196
TO ALL OF ITS RIGHTS AND OBLIGATIONS; AUTHORIZE
THE BOARD OF DIRECTORS TO TAKE ANY AND ALL MEASURES
AND CARRY OUT ANY AND ALL FORMALITIES APPROPRIATE
OR NECESSARY IN RELATION TO THE TRANSACTION,
WITH THE OPTION OF DELEGATING SAID POWERS TO
THE CHIEF EXECUTIVE OFFICER
E.16 AMEND THE BANK S ARTICLES OF ASSOCIATION IN ACCORDANCE Management For *Management Position Unknown
WITH DECREE NO. 2006-1566 OF 11 DEC 2006 WHICH
AMENDS THE TERMS AND CONDITIONS RELATING TO ATTENDANCE
AT SHAREHOLDERS MEETINGS PROVIDED FOR IN THE
DECREE OF 23 MAR 1967 CONCERNING COMMERCIAL COMPANIES;
CONSEQUENTLY, ARTICLE 18 OF SECTION V OF THE
ARTICLES OF ASSOCIATION IS AMENDED TO READ AS
SPECIFIED
E.17 AUTHORIZE THE BEARER OF AN ORIGINAL, COPY OR Management For *Management Position Unknown
EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY
OUT ALL LEGAL AND ADMINISTRATIVE FORMALITIES
AND TO MAKE ALL FILINGS AND PUBLISH ALL NOTICES
REQUIRED THE APPLICABLE LAW
- ------------------------------------------------------------------------------------------------------------------------------------
GRIFFIN LAND & NURSERIES, INC. GRIF ANNUAL MEETING DATE: 05/15/2007
ISSUER: 398231100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
W.J. CHURCHILL, JR. Management For For
EDGAR M. CULLMAN Management For For
DAVID M. DANZIGER Management For For
FREDERICK M. DANZIGER Management For For
THOMAS C. ISRAEL Management For For
ALAN PLOTKIN Management For For
DAVID F. STEIN Management For For
02 AUTHORIZATION OF THE SELECTION OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTANTS.
- ------------------------------------------------------------------------------------------------------------------------------------
HENRY SCHEIN, INC. HSIC ANNUAL MEETING DATE: 05/15/2007
ISSUER: 806407102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
STANLEY M. BERGMAN Management For For
GERALD A. BENJAMIN Management For For
JAMES P. BRESLAWSKI Management For For
MARK E. MLOTEK Management For For
STEVEN PALADINO Management For For
BARRY J. ALPERIN Management For For
PAUL BRONS Management For For
DR. MARGARET A. HAMBURG Management For For
DONALD J. KABAT Management For For
PHILIP A. LASKAWY Management For For
NORMAN S. MATTHEWS Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 141 of 196
MARVIN H. SCHEIN Management For For
DR. LOUIS W. SULLIVAN Management For For
02 PROPOSAL TO AMEND AND RESTATE THE COMPANY S 1994 Management Against Against
STOCK INCENTIVE PLAN.
03 PROPOSAL TO RATIFY THE SELECTION OF BDO SEIDMAN, Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 29, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
HOSPIRA, INC. HSP ANNUAL MEETING DATE: 05/15/2007
ISSUER: 441060100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CONNIE R. CURRAN Management For For
MARK F. WHEELER Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS AUDITORS FOR HOSPIRA FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. JPM ANNUAL MEETING DATE: 05/15/2007
ISSUER: 46625H100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CRANDALL C. BOWLES Management For For
STEPHEN B. BURKE Management For For
JAMES S. CROWN Management For For
JAMES DIMON Management For For
ELLEN V. FUTTER Management For For
WILLIAM H. GRAY, III Management For For
LABAN P. JACKSON, JR. Management For For
ROBERT I. LIPP Management For For
DAVID C. NOVAK Management For For
LEE R. RAYMOND Management For For
WILLIAM C. WELDON Management For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 STOCK OPTIONS Shareholder Against For
04 PERFORMANCE-BASED RESTRICTED STOCK Shareholder Against For
05 EXECUTIVE COMPENSATION APPROVAL Shareholder Against For
06 SEPARATE CHAIRMAN Shareholder Against For
07 CUMULATIVE VOTING Shareholder Against For
08 MAJORITY VOTING FOR DIRECTORS Shareholder Against For
09 POLITICAL CONTRIBUTIONS REPORT Shareholder Against For
10 SLAVERY APOLOGY REPORT Shareholder Against For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 142 of 196
- ------------------------------------------------------------------------------------------------------------------------------------
LEUCADIA NATIONAL CORPORATION LUK ANNUAL MEETING DATE: 05/15/2007
ISSUER: 527288104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
IAN M. CUMMING Management For For
PAUL M. DOUGAN Management For For
LAWRENCE D. GLAUBINGER Management For For
ALAN J. HIRSCHFIELD Management For For
JAMES E. JORDAN Management For For
JEFFREY C. KEIL Management For For
J. CLYDE NICHOLS, III Management For For
JOSEPH S. STEINBERG Management For For
02 APPROVAL OF THE AMENDMENT TO THE COMPANY S CERTIFICATE Management For For
OF INCORPORATION INCREASING THE NUMBER OF THE
COMPANY S COMMON SHARES AUTHORIZED FOR ISSUANCE
TO 600,000,000 COMMON SHARES.
03 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY
FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC RDSA ANNUAL MEETING DATE: 05/15/2007
ISSUER: 780259206 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF ANNUAL REPORT AND ACCOUNTS Management For For
02 APPROVAL OF REMUNERATION REPORT Management For For
03 ELECTION OF RIJKMAN GROENINK AS A DIRECTOR OF Management For For
THE COMPANY
04 RE-ELECTION OF MALCOLM BRINDED AS A DIRECTOR Management For For
OF THE COMPANY
05 RE-ELECTION OF LINDA COOK AS A DIRECTOR OF THE Management For For
COMPANY
06 RE-ELECTION OF MAARTEN VAN DEN BERGH AS A DIRECTOR Management For For
OF THE COMPANY
07 RE-ELECTION OF NINA HENDERSON AS A DIRECTOR OF Management For For
THE COMPANY
08 RE-ELECTION OF CHRISTINE MORIN-POSTEL AS A DIRECTOR Management For For
OF THE COMPANY
09 RE-APPOINTMENT OF AUDITORS Management For For
10 REMUNERATION OF AUDITORS Management For For
11 AUTHORITY TO ALLOT SHARES Management For For
12 DISAPPLICATION OF PRE-EMPTION RIGHTS Management For For
13 AUTHORITY TO PURCHASE OWN SHARES Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 143 of 196
14 AUTHORITY FOR CERTAIN DONATIONS AND EXPENDITURE Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
STATOIL ASA STO ANNUAL MEETING DATE: 05/15/2007
ISSUER: 85771P102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
03 ELECTION OF A CHAIR OF THE MEETING Management For For
04 ELECTION OF A PERSON TO CO-SIGN THE MINUTES TOGETHER Management For For
WITH THE CHAIR OF THE MEETING
05 APPROVAL OF THE NOTICE AND THE AGENDA Management For For
06 APPROVAL OF THE ANNUAL REPORT AND ACCOUNTS FOR Management For For
STATOIL ASA AND THE STATOIL GROUP FOR 2006, INCLUDING
THE BOARD OF DIRECTORS PROPOSAL FOR THE DISTRIBUTION
OF THE DIVIDEND
07 DETERMINATION OF REMUNERATION FOR THE COMPANY Management For For
S AUDITOR
08 DECLARATION OF STIPULATION OF SALARY AND OTHER Management For For
REMUNERATION FOR TOP MANAGEMENT
09 AUTHORISATION TO ACQUIRE STATOIL SHARES IN THE Management For For
MARKET FOR SUBSEQUENT ANNULMENT
10 AUTHORISATION TO ACQUIRE STATOIL SHARES IN THE Management For For
MARKET IN ORDER TO CONTINUE IMPLEMENTATION OF
THE SHARE SAVING PLAN FOR EMPLOYEES
- ------------------------------------------------------------------------------------------------------------------------------------
THE ALLSTATE CORPORATION ALL ANNUAL MEETING DATE: 05/15/2007
ISSUER: 020002101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: F. DUANE ACKERMAN Management For For
1B ELECTION OF DIRECTOR: JAMES G. ANDRESS Management For For
1C ELECTION OF DIRECTOR: ROBERT D. BEYER Management For For
1D ELECTION OF DIRECTOR: W. JAMES FARRELL Management For For
1E ELECTION OF DIRECTOR: JACK M. GREENBERG Management For For
1F ELECTION OF DIRECTOR: RONALD T. LEMAY Management For For
1G ELECTION OF DIRECTOR: EDWARD M. LIDDY Management For For
1H ELECTION OF DIRECTOR: J. CHRISTOPHER REYES Management For For
1I ELECTION OF DIRECTOR: H. JOHN RILEY, JR. Management For For
1J ELECTION OF DIRECTOR: JOSHUA I. SMITH Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 144 of 196
1K ELECTION OF DIRECTOR: JUDITH A. SPRIESER Management For For
1L ELECTION OF DIRECTOR: MARY ALICE TAYLOR Management For For
1M ELECTION OF DIRECTOR: THOMAS J. WILSON Management For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For
AUDITORS FOR 2007.
03 AMENDMENTS TO THE RESTATED CERTIFICATE OF INCORPORATION Management For For
TO ELIMINATE THE SUPERMAJORITY VOTE REQUIREMENTS.
- ------------------------------------------------------------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC. TMO ANNUAL MEETING DATE: 05/15/2007
ISSUER: 883556102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS: MARIJN E. DEKKERS Management For For
02 APPROVAL AND ADOPTION OF THE THERMO FISHER SCIENTIFIC Management For For
INC. 2007 EMPLOYEES STOCK PURCHASE PLAN.
03 RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
UNILEVER N.V. UN ANNUAL MEETING DATE: 05/15/2007
ISSUER: 904784709 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 ADOPTION OF THE ANNUAL ACCOUNTS AND APPROPRIATION Management For For
OF THE PROFIT FOR THE 2006 FINANCIAL YEAR.
04 DISCHARGE OF THE EXECUTIVE DIRECTORS. Management For For
05 DISCHARGE OF THE NON-EXECUTIVE DIRECTORS. Management For For
06 DIRECTOR Management For
PJ CESCAU* Management For For
CJ VAN DER GRAAF* Management For For
RD KUGLER* Management For For
THE LORD BRITTAN** Management For For
PROFESSOR W DIK** Management For For
CE GOLDEN** Management For For
DR BE GROTE** Management For For
LORD SIMON** Management For For
J-C SPINETTA** Management For For
KJ STORM** Management For For
J VAN DER VEER** Management For For
PROF. G. BERGER** Management For For
N MURTHY** Management For For
H NYASULU** Management For For
M TRESCHOW** Management For For
08 REMUNERATION OF EXECUTIVE DIRECTORS. Management For For
09 REMUNERATION OF NON-EXECUTIVE DIRECTORS. Management For For
10 ALTERATION TO THE ARTICLES OF ASSOCIATION. Management For For
11 APPOINTMENT OF AUDITORS CHARGED WITH THE AUDITING Management For For
OF THE ANNUAL ACCOUNTS FOR THE 2007 FINANCIAL
YEAR.
12 DESIGNATION OF THE BOARD OF DIRECTORS AS THE Management For For
COMPANY BODY AUTHORIZED IN RESPECT OF THE ISSUE
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 145 of 196
OF SHARES IN THE COMPANY.
13 AUTHORIZATION OF THE BOARD OF DIRECTORS TO PURCHASE Management For For
SHARES IN THE COMPANY AND DEPOSITARY RECEIPTS
THEREFOR.
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. AIG ANNUAL MEETING DATE: 05/16/2007
ISSUER: 026874107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MARSHALL A. COHEN Management For For
MARTIN S. FELDSTEIN Management For For
ELLEN V. FUTTER Management For For
STEPHEN L. HAMMERMAN Management For For
RICHARD C. HOLBROOKE Management For For
FRED H. LANGHAMMER Management For For
GEORGE L. MILES, JR. Management For For
MORRIS W. OFFIT Management For For
JAMES F. ORR III Management For For
VIRGINIA M. ROMETTY Management For For
MARTIN J. SULLIVAN Management For For
MICHAEL H. SUTTON Management For For
EDMUND S.W. TSE Management For For
ROBERT B. WILLUMSTAD Management For For
FRANK G. ZARB Management For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS AIG S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
03 ADOPTION OF THE AMERICAN INTERNATIONAL GROUP, Management For For
INC. 2007 STOCK INCENTIVE PLAN.
04 SHAREHOLDER PROPOSAL RELATING TO PERFORMANCE-BASED Shareholder Against For
STOCK OPTIONS.
- ------------------------------------------------------------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION APC ANNUAL MEETING DATE: 05/16/2007
ISSUER: 032511107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
LARRY BARCUS Management For For
JAMES L. BRYAN Management For For
H. PAULETT EBERHART Management For For
JAMES T. HACKETT Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 146 of 196
- ------------------------------------------------------------------------------------------------------------------------------------
CORN PRODUCTS INTERNATIONAL, INC. CPO ANNUAL MEETING DATE: 05/16/2007
ISSUER: 219023108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
KAREN L. HENDRICKS Management For For
BERNARD H. KASTORY Management For For
BARBARA A. KLEIN Management For For
SAMUEL C. SCOTT III Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITORS FOR THE COMPANY FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY HAL ANNUAL MEETING DATE: 05/16/2007
ISSUER: 406216101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: K.M. BADER Management For For
1B ELECTION OF DIRECTOR: A.M. BENNETT Management For For
1C ELECTION OF DIRECTOR: J.R. BOYD Management For For
1D ELECTION OF DIRECTOR: M. CARROLL Management For For
1E ELECTION OF DIRECTOR: R.L. CRANDALL Management For For
1F ELECTION OF DIRECTOR: K.T DERR Management For For
1G ELECTION OF DIRECTOR: S.M. GILLIS Management For For
1H ELECTION OF DIRECTOR: W.R. HOWELL Management For For
1I ELECTION OF DIRECTOR: D.J. LESAR Management For For
1J ELECTION OF DIRECTOR: J.L. MARTIN Management For For
1K ELECTION OF DIRECTOR: J.A. PRECOURT Management For For
1L ELECTION OF DIRECTOR: D.L. REED Management For For
02 PROPOSAL FOR RATIFICATION OF THE SELECTION OF Management For For
AUDITORS.
03 PROPOSAL ON HUMAN RIGHTS REVIEW. Shareholder Against For
04 PROPOSAL ON POLITICAL CONTRIBUTIONS. Shareholder Against For
05 PROPOSAL ON STOCKHOLDER RIGHTS PLAN. Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION INTC ANNUAL MEETING DATE: 05/16/2007
ISSUER: 458140100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 147 of 196
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: CRAIG R. BARRETT Management For For
1B ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Management For For
1C ELECTION OF DIRECTOR: SUSAN L. DECKER Management For For
1D ELECTION OF DIRECTOR: D. JAMES GUZY Management For For
1E ELECTION OF DIRECTOR: REED E. HUNDT Management For For
1F ELECTION OF DIRECTOR: PAUL S. OTELLINI Management For For
1G ELECTION OF DIRECTOR: JAMES D. PLUMMER Management For For
1H ELECTION OF DIRECTOR: DAVID S. POTTRUCK Management For For
1I ELECTION OF DIRECTOR: JANE E. SHAW Management For For
1J ELECTION OF DIRECTOR: JOHN L. THORNTON Management For For
1K ELECTION OF DIRECTOR: DAVID B. YOFFIE Management For For
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
03 AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE Management Against Against
PLAN
04 APPROVAL OF THE 2007 EXECUTIVE OFFICER INCENTIVE Management For For
PLAN
05 STOCKHOLDER PROPOSAL REQUESTING LIMITATION ON Shareholder Against For
EXECUTIVE COMPENSATION
- ------------------------------------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION NOC ANNUAL MEETING DATE: 05/16/2007
ISSUER: 666807102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: LEWIS W. COLEMAN Management For For
1B ELECTION OF DIRECTOR: VICTOR H. FAZIO Management For For
1C ELECTION OF DIRECTOR: DONALD E. FELSINGER Management For For
1D ELECTION OF DIRECTOR: STEPHEN E. FRANK Management For For
1E ELECTION OF DIRECTOR: CHARLES R. LARSON Management For For
1F ELECTION OF DIRECTOR: RICHARD B. MYERS Management For For
1G ELECTION OF DIRECTOR: PHILIP A. ODEEN Management For For
1H ELECTION OF DIRECTOR: AULANA L. PETERS Management For For
1I ELECTION OF DIRECTOR: KEVIN W. SHARER Management For For
1J ELECTION OF DIRECTOR: RONALD D. SUGAR Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITOR.
03 PROPOSAL TO AMEND THE COMPANY S 1995 STOCK PLAN Management For For
FOR NON-EMPLOYEE DIRECTORS.
04 SHAREHOLDER PROPOSAL REGARDING A REPORT ON FOREIGN Shareholder Against For
MILITARY SALES.
05 SHAREHOLDER PROPOSAL REGARDING A VOTE ON EXECUTIVE Shareholder Against For
COMPENSATION.
06 SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT Shareholder Against For
BOARD CHAIRMAN.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 148 of 196
- ------------------------------------------------------------------------------------------------------------------------------------
PETROCHINA COMPANY LIMITED PTR ANNUAL MEETING DATE: 05/16/2007
ISSUER: 71646E100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO CONSIDER AND APPROVE THE REPORT OF THE BOARD Management For For
OF DIRECTORS.
02 TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY Management For For
COMMITTEE.
03 TO CONSIDER AND APPROVE THE AUDITED FINANCIAL Management For For
STATEMENTS.
04 TO CONSIDER AND APPROVE THE DECLARATION AND PAYMENT Management For For
OF THE FINAL DIVIDENDS FOR THE YEAR ENDED 31
DECEMBER 2006.
05 TO CONSIDER AND APPROVE THE AUTHORISATION OF Management For For
THE BOARD OF DIRECTORS TO DETERMINE THE DISTRIBUTION
OF INTERIM DIVIDENDS.
06 APPOINTMENT OF PRICEWATERHOUSECOOPERS AS THE Management For For
INTERNATIONAL AUDITORS OF THE COMPANY.
07 TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. Management For For
JIANG JIEMIN AS DIRECTOR OF THE COMPANY.
08 TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. Management For For
ZHOU JIPING AS DIRECTOR OF THE COMPANY.
09 TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. Management For For
DUAN WENDE AS DIRECTOR OF THE COMPANY.
10 TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. Management For For
SUN XIANFENG AS SUPERVISOR OF THE COMPANY.
11 TO CONSIDER AND APPROVE THE ELECTION OF MR. ZHANG Management For For
JINZHU AS SUPERVISOR OF THE COMPANY.
12 TO GRANT A GENERAL MANDATE TO THE BOARD TO ISSUE, Management For For
ALLOT AND DEAL WITH ADDITIONAL DOMESTIC AND OVERSEAS
LISTED FOREIGN SHARES.
13 TO CONSIDER AND APPROVE THE EQUITY INTEREST TRANSFER Management For For
AGREEMENT DATED 18 MARCH 2007.
14 TO CONSIDER AND APPROVE OTHER MATTERS, IF ANY. Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
SAFEWAY INC. SWY ANNUAL MEETING DATE: 05/16/2007
ISSUER: 786514208 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: STEVEN A. BURD Management For For
1B ELECTION OF DIRECTOR: JANET E. GROVE Management For For
1C ELECTION OF DIRECTOR: MOHAN GYANI Management For For
1D ELECTION OF DIRECTOR: PAUL HAZEN Management For For
1E ELECTION OF DIRECTOR: ROBERT I. MACDONNELL Management For For
1F ELECTION OF DIRECTOR: DOUGLAS J. MACKENZIE Management For For
1G ELECTION OF DIRECTOR: REBECCA A. STIRN Management For For
1H ELECTION OF DIRECTOR: WILLIAM Y. TAUSCHER Management For For
1I ELECTION OF DIRECTOR: RAYMOND G. VIAULT Management For For
02 APPROVAL OF SAFEWAY INC. 2007 EQUITY AND INCENTIVE Management Against Against
AWARD PLAN.
03 APPROVAL OF AMENDED AND RESTATED CAPITAL PERFORMANCE Management For For
BONUS PLAN FOR EXECUTIVE OFFICERS AND KEY EMPLOYEES
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 149 of 196
OF SAFEWAY INC.
04 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2007.
05 STOCKHOLDER PROPOSAL REQUESTING CUMULATIVE VOTING. Shareholder Against For
06 STOCKHOLDER PROPOSAL REQUESTING THAT AN INDEPENDENT Shareholder Against For
DIRECTOR SERVE AS CHAIRMAN OF THE BOARD.
07 STOCKHOLDER PROPOSAL REQUESTING THE LABELING Shareholder Against For
OF PRODUCTS OF CLONING OR GENETIC ENGINEERING.
08 STOCKHOLDER PROPOSAL REQUESTING THAT THE COMPANY Shareholder Against For
ISSUE A SUSTAINABILITY REPORT.
09 STOCKHOLDER PROPOSAL REQUESTING THAT THE COMPANY Shareholder Against For
ISSUE A REPORT ON CONTROLLED-ATMOSPHERE KILLING.
- ------------------------------------------------------------------------------------------------------------------------------------
THE MCCLATCHY COMPANY MNI ANNUAL MEETING DATE: 05/16/2007
ISSUER: 579489105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ELIZABETH BALLANTINE Management For For
K. FOLEY FELDSTEIN Management For For
P. ANTHONY RIDDER Management For For
MAGGIE WILDEROTTER Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS MCCLATCHY S INDEPENDENT AUDITORS FOR
THE 2007 FISCAL YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
ALLEGHENY ENERGY, INC. AYE ANNUAL MEETING DATE: 05/17/2007
ISSUER: 017361106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
H. FURLONG BALDWIN Management For For
ELEANOR BAUM Management For For
PAUL J. EVANSON Management For For
CYRUS F. FREIDHEIM, JR. Management For For
JULIA L. JOHNSON Management For For
TED J. KLEISNER Management For For
STEVEN H. RICE Management For For
GUNNAR E. SARSTEN Management For For
MICHAEL H. SUTTON Management For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 STOCKHOLDER PROPOSAL TO RECOUP UNEARNED MANAGEMENT Shareholder Against For
BONUSES.
04 STOCKHOLDER PROPOSAL TO SEPARATE THE ROLES OF Shareholder Against For
CEO AND CHAIRMAN.
05 STOCKHOLDER PROPOSAL REQUESTING A DIRECTOR ELECTION Shareholder Against For
MAJORITY VOTE STANDARD.
06 STOCKHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER Shareholder Against For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 150 of 196
MEETINGS.
07 STOCKHOLDER PROPOSAL REGARDING PERFORMANCE BASED Shareholder Against For
STOCK OPTIONS.
08 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON UTILIZING Shareholder Against For
THE NIETC.
09 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shareholder Against For
CLIMATE CHANGE.
- ------------------------------------------------------------------------------------------------------------------------------------
FLOWSERVE CORPORATION FLS ANNUAL MEETING DATE: 05/17/2007
ISSUER: 34354P105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CHRISTOPHER A. BARTLETT Management For For
WILLIAM C. RUSNACK Management For For
RICK J. MILLS Management For For
02 APPROVAL OF 2007 FLOWSERVE CORPORATION ANNUAL Management For For
INCENTIVE PLAN, A PERFORMANCE BASED CASH INCENTIVE
PLAN
03 APPROVAL OF 2007 FLOWSERVE CORPORATION LONG-TERM Management For For
INCENTIVE PLAN, A PERFORMANCE BASED STOCK INCENTIVE
PLAN
- ------------------------------------------------------------------------------------------------------------------------------------
INTEGRYS ENERGY GROUP INC TEG ANNUAL MEETING DATE: 05/17/2007
ISSUER: 45822P105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
P. SAN JUAN CAFFERTY Management For For
ELLEN CARNAHAN Management For For
MICHAEL E. LAVIN Management For For
WILLIAM F. PROTZ, JR. Management For For
LARRY L. WEYERS Management For For
02 APPROVE THE INTEGRYS ENERGY GROUP 2007 OMNIBUS Management For For
INCENTIVE COMPENSATION PLAN, WHICH AUTHORIZES
3.5 MILLION SHARES OF COMMON STOCK FOR FUTURE
GRANTS.
03 APPROVE AN AMENDMENT TO THE INTEGRYS ENERGY GROUP Management For For
DEFERRED COMPENSATION PLAN THAT AUTHORIZES THE
ISSUANCE OF AN ADDITIONAL 0.7 MILLION SHARES
OF COMMON STOCK UNDER THE PLAN.
04 RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR INTEGRYS ENERGY GROUP AND ITS SUBSIDIARIES
FOR 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 151 of 196
- ------------------------------------------------------------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC. MMC ANNUAL MEETING DATE: 05/17/2007
ISSUER: 571748102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: ZACHARY W. CARTER Management For For
1B ELECTION OF DIRECTOR: OSCAR FANJUL Management For For
02 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
03 APPROVAL OF AMENDMENT OF STOCK PURCHASE PLAN Management For For
FOR INTERNATIONAL EMPLOYEES
04 STOCKHOLDER PROPOSAL: POLITICAL CONTRIBUTIONS Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
OGE ENERGY CORP. OGE ANNUAL MEETING DATE: 05/17/2007
ISSUER: 670837103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
LUKE R. CORBETT Management For For
PETER B. DELANEY Management For For
ROBERT KELLEY Management For For
J.D. WILLIAMS Management For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
OUR PRINCIPAL INDEPENDENT ACCOUNTANTS.
- ------------------------------------------------------------------------------------------------------------------------------------
ONEOK, INC. OKE ANNUAL MEETING DATE: 05/17/2007
ISSUER: 682680103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM M. BELL Management For For
JOHN W. GIBSON Management For For
PATTYE L. MOORE Management For For
DAVID J. TIPPECONNIC Management For For
02 A SHAREHOLDER PROPOSAL RELATING TO THE SEPARATION Shareholder Against For
OF THE POSITIONS OF CHAIRMAN OF THE BOARD AND
CHIEF EXECUTIVE OFFICER.
- ------------------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION SCHW ANNUAL MEETING DATE: 05/17/2007
ISSUER: 808513105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 152 of 196
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM F. ALDINGER III Management For For
DONALD G. FISHER Management For For
PAULA A. SNEED Management For For
02 APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN Management For For
03 APPROVAL OF AMENDMENTS TO 2004 STOCK INCENTIVE Management For For
PLAN
04 STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS Shareholder Against For
05 STOCKHOLDER PROPOSAL TO REQUIRE A BYLAW AMENDMENT Shareholder Against For
FOR MAJORITY VOTING
- ------------------------------------------------------------------------------------------------------------------------------------
WESTAR ENERGY, INC. WR ANNUAL MEETING DATE: 05/17/2007
ISSUER: 95709T100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
B. ANTHONY ISAAC Management For For
MICHAEL F. MORRISSEY Management For For
JOHN C. NETTLES, JR. Management For For
02 RATIFICATION AND CONFIRMATION OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
CONSTELLATION ENERGY GROUP, INC. CEG ANNUAL MEETING DATE: 05/18/2007
ISSUER: 210371100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A THE ELECTION OF YVES C. DE BALMANN FOR A TERM Management For For
TO EXPIRE IN 2008.
1B THE ELECTION OF DOUGLAS L. BECKER FOR A TERM Management For For
TO EXPIRE IN 2008.
1C THE ELECTION OF JAMES T. BRADY FOR A TERM TO Management For For
EXPIRE IN 2008.
1D THE ELECTION OF EDWARD A. CROOKE FOR A TERM TO Management For For
EXPIRE IN 2008.
1E THE ELECTION OF JAMES R. CURTISS FOR A TERM TO Management For For
EXPIRE IN 2008.
1F THE ELECTION OF FREEMAN A. HRABOWSKI, III FOR Management For For
A TERM TO EXPIRE IN 2008.
1G THE ELECTION OF NANCY LAMPTON FOR A TERM TO EXPIRE Management For For
IN 2008.
1H THE ELECTION OF ROBERT J. LAWLESS FOR A TERM Management For For
TO EXPIRE IN 2008.
1I THE ELECTION OF LYNN M. MARTIN FOR A TERM TO Management For For
EXPIRE IN 2008.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 153 of 196
1J THE ELECTION OF MAYO A. SHATTUCK III FOR A TERM Management For For
TO EXPIRE IN 2008.
1K THE ELECTION OF MICHAEL D. SULLIVAN FOR A TERM Management For For
TO EXPIRE IN 2008.
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2007.
03 APPROVAL OF THE 2007 LONG-TERM INCENTIVE PLAN. Management For For
04 APPROVAL OF THE EXECUTIVE ANNUAL INCENTIVE PLAN. Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
LADBROKES PLC AGM MEETING DATE: 05/18/2007
ISSUER: G5337D107 ISIN: GB00B0ZSH635
SEDOL: B1321T5, B100LK3, B0ZSH63
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND ADOPT THE FINANCIAL STATEMENTS AND Management For *Management Position Unknown
STATUTORY REPORTS
2. APPROVE A FINAL DIVIDEND OF 8.60P PER ORDINARY Management For *Management Position Unknown
SHARE
3. RE-ELECT MR. CHRISTOPHER RODRIGUES AS A DIRECTOR Management For *Management Position Unknown
4. ELECT MR. JOHN JARVIS AS A DIRECTOR Management For *Management Position Unknown
5. ELECT MR. HENRY STAUNTON AS A DIRECTOR Management For *Management Position Unknown
6. ELECT MR. BRIAN WALLACE AS A DIRECTOR Management For *Management Position Unknown
7. RE-APPOINT ERNST & YOUNG LLP AS THE AUDITORS Management For *Management Position Unknown
AND AUTHORIZE THE BOARD TO DETERMINE THEIR REMUNERATION
8. APPROVE THE REMUNERATION REPORT Management For *Management Position Unknown
9. AUTHORIZE THE COMPANY TO MAKE EU POLITICAL DONATIONS Management For *Management Position Unknown
AND TO INCUR EU POLITICAL EXPENDITURES UP TO
GBP 10,000 AND AUTHORIZE LADBROKES BETTING GAMING
LTD TO MAKE EU POLITICAL DONATIONS AND TO INCUR
EU POLITICAL EXPENDITURES UP TO GBP 15,000
10. AUTHORIZE THE DIRECTORS TO ISSUE EQUITY OR EQUITY-LINKED Management For *Management Position Unknown
SECURITIES WITH PRE-EMPTIVE RIGHTS UP TO AGGREGATE
NOMINAL AMOUNT OF GBP 58,794,737
S.11 GRANT AUTHORITY TO ISSUE EQUITY OR EQUITY-LINKED Management For *Management Position Unknown
SECURITIES WITHOUT PRE-EMPTIVE RIGHTS UP TO AGGREGATE
NOMINAL AMOUNT OF GBP 8, 893,958 AND UP TO AGGREGATE
NOMINAL AMOUNT OF GBP 58,794,737 IN CONNECTION
WITH A RIGHTS ISSUE
S.12 AUTHORIZE THE COMPANY TO MAKE MARKET PURCHASE Management For *Management Position Unknown
OF 62,780,884 ORDINARY SHARES
S.13 AMEND THE ARTICLES OF ASSOCIATION REGARDING ELECTRONIC Management For *Management Position Unknown
COMMUNICATIONS
14. AUTHORIZE THE COMPANY, SUBJECT TO THE PASSING Management For *Management Position Unknown
OF RESOLUTION 13, TO USE ELECTRONIC MEANS TO
CONVEY INFORMATION TO SHAREHOLDERS
15. APPROVE THE LADBROKES PLC PERFORMANCE SHARE PLAN Management For *Management Position Unknown
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 154 of 196
- ------------------------------------------------------------------------------------------------------------------------------------
PACTIV CORP. PTV ANNUAL MEETING DATE: 05/18/2007
ISSUER: 695257105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1G ELECTION OF DIRECTOR: RICHARD L. WAMBOLD Management For For
1H ELECTION OF DIRECTOR: NORMAN H. WESLEY Management For For
02 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT PUBLIC ACCOUNTANTS
1A ELECTION OF DIRECTOR: LARRY D. BRADY Management For For
1B ELECTION OF DIRECTOR: K. DANE BROOKSHER Management For For
1C ELECTION OF DIRECTOR: ROBERT J. DARNALL Management For For
1D ELECTION OF DIRECTOR: MARY R. (NINA) HENDERSON Management For For
1E ELECTION OF DIRECTOR: N. THOMAS LINEBARGER Management For For
1F ELECTION OF DIRECTOR: ROGER B. PORTER Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
SCHERING-PLOUGH CORPORATION SGP ANNUAL MEETING DATE: 05/18/2007
ISSUER: 806605101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
HANS W. BECHERER Management For For
THOMAS J. COLLIGAN Management For For
FRED HASSAN Management For For
C. ROBERT KIDDER Management For For
PHILIP LEDER, M.D. Management For For
EUGENE R. MCGRATH Management For For
CARL E. MUNDY, JR. Management For For
ANTONIO M. PEREZ Management For For
PATRICIA F. RUSSO Management For For
JACK L. STAHL Management For For
KATHRYN C. TURNER Management For For
ROBERT F.W. VAN OORDT Management For For
ARTHUR F. WEINBACH Management For For
02 RATIFY THE DESIGNATION OF DELOITTE & TOUCHE LLP Management For For
TO AUDIT THE BOOKS AND ACCOUNTS FOR 2007
03 APPROVE AMENDMENTS TO THE CERTIFICATE OF INCORPORATION Management For For
AND BY-LAWS TO REDUCE SHAREHOLDER SUPERMAJORITY
VOTE REQUIREMENTS TO A MAJORITY VOTE
04 APPROVE AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION Management For For
TO ELECT DIRECTORS BY A MAJORITY VOTE RATHER
THAN A PLURALITY VOTE
05 SHAREHOLDER PROPOSAL RELATING TO EQUITY GRANTS Shareholder Against For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 155 of 196
- ------------------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. TWX ANNUAL MEETING DATE: 05/18/2007
ISSUER: 887317105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFICATION OF AUDITORS. Management For For
03 COMPANY PROPOSAL TO AMEND THE COMPANY S RESTATED Management For For
CERTIFICATE OF INCORPORATION TO ELIMINATE CERTAIN
SUPER-MAJORITY VOTE REQUIREMENTS.
04 STOCKHOLDER PROPOSAL REGARDING ADVISORY RESOLUTION Shareholder Against For
TO RATIFY COMPENSATION OF NAMED EXECUTIVE OFFICERS.
05 STOCKHOLDER PROPOSAL REGARDING SEPARATION OF Shareholder Against For
ROLES OF CHAIRMAN AND CEO.
06 STOCKHOLDER PROPOSAL REGARDING SIMPLE MAJORITY Shareholder Against For
VOTE.
07 STOCKHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER Shareholder Against For
MEETINGS.
08 STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER RATIFICATION Shareholder Against For
OF DIRECTOR COMPENSATION WHEN A STOCKHOLDER RIGHTS
PLAN HAS BEEN ADOPTED.
01 DIRECTOR Management For
JAMES L. BARKSDALE Management For For
JEFFREY L. BEWKES Management For For
STEPHEN F. BOLLENBACH Management For For
FRANK J. CAUFIELD Management For For
ROBERT C. CLARK Management For For
MATHIAS DOPFNER Management For For
JESSICA P. EINHORN Management For For
REUBEN MARK Management For For
MICHAEL A. MILES Management For For
KENNETH J. NOVACK Management For For
RICHARD D. PARSONS Management For For
FRANCIS T. VINCENT, JR. Management For For
DEBORAH C. WRIGHT Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
BALDOR ELECTRIC COMPANY BEZ ANNUAL MEETING DATE: 05/21/2007
ISSUER: 057741100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JEAN A. MAULDIN Management For For
R.L. QUALLS Management For For
BARRY K. ROGSTAD Management For For
RONALD E. TUCKER Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
FRANCE TELECOM FTE SPECIAL MEETING DATE: 05/21/2007
ISSUER: 35177Q105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 156 of 196
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE STATUTORY FINANCIAL STATEMENTS Management For For
FOR THE FINANCIAL YEAR. FINAL DISCHARGE TO DIRECTORS.
02 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS Management For For
FOR THE FINANCIAL YEAR. FINAL DISCHARGE TO DIRECTORS.
03 ALLOCATION OF THE RESULTS. Management For For
04 APPROVAL OF THE AGREEMENTS REFERRED TO IN ARTICLE Management For For
L. 225-38 OF THE FRENCH COMMERCIAL CODE.
05 AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS Management For For
TO PURCHASE, RETAIN OR TRANSFER FRANCE TELECOM
SHARES.
06 APPOINTMENT OF A DIRECTOR: MRS CLAUDIE HAIGNERE Management For For
07 AMENDMENT OF ARTICLE 21 OF THE BY-LAWS IN ORDER Management For For
TO BRING IT INTO CONFORMITY WITH THE DECREE NO.
2007-431 OF MARCH 25, 2007.
08 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS Management For For
TO ISSUE ORDINARY SHARES OF THE COMPANY AND SECURITIES
GIVING ACCESS TO ORDINARY SHARES OF THE COMPANY
OR OF ONE OF ITS SUBSIDIARIES, WITH PREFERENTIAL
SUBSCRIPTION RIGHTS OF THE SHAREHOLDERS.
11 AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS Management For For
IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT
PREFERENTIAL SUBSCRIPTION RIGHTS FOR SHAREHOLDERS,
TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED.
09 DELEGATION OF AUTHORITY TO THE BOARD DIRECTORS Management For For
TO ISSUE ORDINARY SHARES OF THE COMPANY AND SECURITIES
GIVING ACCESS TO THE ORDINARY SHARES OF THE COMPANY
OR OF ONE OF ITS SUBSIDIARIES, WITHOUT PREFERENTIAL
SUBSCRIPTION RIGHTS OF THE SHAREHOLDERS.
10 AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS Management For For
IN THE EVENT OF THE ISSUANCE, WITHOUT PREFERENTIAL
SUBSCRIPTION RIGHTS OF SHAREHOLDERS, OF ORDINARY
SHARES OR SECURITIES GIVING ACCESS TO ORDINARY
SHARES, TO DETERMINE THE ISSUANCE PRICE IN ACCORDANCE
WITH THE TERMS AND CONDITIONS DETERMINED BY THE
GENERAL MEETING.
12 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS Management For For
TO ISSUE ORDINARY SHARES AND SECURITIES GIVING
ACCESS TO ORDINARY SHARES, IN THE EVENT OF A
PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY.
13 DELEGATION OF POWERS TO THE BOARD OF DIRECTORS Management For For
TO ISSUE ORDINARY SHARES AND SECURITIES GIVING
ACCESS TO ORDINARY SHARES, IN CONSIDERATION FOR
CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY
AND COMPRISED OF EQUITY SECURITIES OR SECURITIES
GIVING ACCESS TO SHARE CAPITAL.
14 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS Management For For
TO ISSUE ORDINARY SHARES, AS A RESULT OF THE
ISSUANCE BY THE COMPANY S SUBSIDIARIES OF SECURITIES
GIVING ACCESS TO ORDINARY SHARES OF THE COMPANY.
15 DELEGATION OF POWERS TO THE BOARD OF DIRECTORS Management For For
TO ISSUE THE SHARES RESERVED FOR PERSONS SIGNING
A LIQUIDITY CONTRACT WITH THE COMPANY IN THEIR
CAPACITY AS HOLDERS OF SHARES OR STOCK OPTIONS
OF THE FIRM ORANGE S.A.
16 DELEGATION OF POWERS TO THE BOARD OF DIRECTORS Management For For
TO PROCEED WITH THE FREE ISSUANCE OF OPTION-BASED
LIQUIDITY INSTRUMENTS RESERVED FOR HOLDERS OF
STOCK OPTIONS OF ORANGE S.A. AND BENEFICIARIES
OF A LIQUIDITY AGREEMENT.
17 OVERALL LIMITATION OF THE AUTHORIZATIONS. Management For For
18 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS Management For For
TO ISSUE SECURITIES GIVING RIGHT TO THE ALLOCATION
OF DEBT SECURITIES.
19 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS Management For For
TO INCREASE THE SHARE CAPITAL OF THE COMPANY
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 157 of 196
BY INCORPORATION OF RESERVES, PROFITS OR PREMIUMS.
20 AUTHORIZATION TO THE BOARD OF DIRECTORS TO ISSUE Management For For
STOCK SUBSCRIPTION AND/OR PURCHASE OPTIONS OF
ORDINARY SHARES FROM THE COMPANY.
21 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS Management For For
TO PROCEED WITH CAPITAL INCREASES RESERVED FOR
MEMBERS OF THE FRANCE TELECOM GROUP SAVINGS PLAN.
22 AUTHORIZATION TO THE BOARD OF DIRECTORS TO REDUCE Management For For
THE SHARE CAPITAL THROUGH THE CANCELLATION OF
ORDINARY SHARES.
23 POWERS FOR FORMALITIES. Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
ADVANCED MEDICAL OPTICS, INC. EYE ANNUAL MEETING DATE: 05/22/2007
ISSUER: 00763M108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO APPROVE RATIFICATION OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
01 DIRECTOR Management For
CHRISTOPHER G. CHAVEZ Management For For
ELIZABETH H. DAVILA Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
CBS CORPORATION CBSA ANNUAL MEETING DATE: 05/23/2007
ISSUER: 124857103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DAVID R. ANDELMAN Management For For
JOSEPH A. CALIFANO, JR. Management For For
WILLIAM S. COHEN Management For For
GARY L. COUNTRYMAN Management For For
CHARLES K. GIFFORD Management For For
LEONARD GOLDBERG Management For For
BRUCE S. GORDON Management For For
LINDA M. GRIEGO Management For For
ARNOLD KOPELSON Management For For
LESLIE MOONVES Management For For
DOUG MORRIS Management For For
SHARI REDSTONE Management For For
SUMNER M. REDSTONE Management For For
FREDERIC V. SALERNO Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP TO SERVE AS CBS CORPORATION S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 158 of 196
- ------------------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC GSK ANNUAL MEETING DATE: 05/23/2007
ISSUER: 37733W105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
O1 TO RECEIVE AND ADOPT THE DIRECTORS REPORT AND Management For For
THE FINANCIAL STATEMENTS
O2 TO APPROVE THE REMUNERATION REPORT Management For For
O3 TO ELECT DR DANIEL PODOLSKY AS A DIRECTOR Management For For
O4 TO ELECT DR STEPHANIE BURNS AS A DIRECTOR Management For For
O5 TO RE-ELECT MR JULIAN HESLOP AS A DIRECTOR Management For For
O6 TO RE-ELECT SIR DERYCK MAUGHAN AS A DIRECTOR Management For For
O7 TO RE-ELECT DR RONALDO SCHMITZ AS A DIRECTOR Management For For
O8 TO RE-ELECT SIR ROBERT WILSON AS A DIRECTOR Management For For
O9 RE-APPOINTMENT OF AUDITORS Management For For
O10 REMUNERATION OF AUDITORS Management For For
S11 TO AUTHORISE THE COMPANY TO MAKE DONATIONS TO Management For For
EU POLITICAL ORGANISATIONS AND INCUR EU POLITICAL
EXPENDITURE
S12 AUTHORITY TO ALLOT SHARES Management For For
S13 DISAPPLICATION OF PRE-EMPTION RIGHTS (SPECIAL Management For For
RESOLUTION)
S14 AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN Management For For
SHARES (SPECIAL RESOLUTION)
S15 AMENDMENT OF THE ARTICLES OF ASSOCIATION (SPECIAL Management For For
RESOLUTION)
- ------------------------------------------------------------------------------------------------------------------------------------
MINERALS TECHNOLOGIES INC. MTX ANNUAL MEETING DATE: 05/23/2007
ISSUER: 603158106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOSEPH C. MUSCARI Management For For
WILLIAM C. STIVERS Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
- ------------------------------------------------------------------------------------------------------------------------------------
QWEST COMMUNICATIONS INTERNATIONAL I Q ANNUAL MEETING DATE: 05/23/2007
ISSUER: 749121109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Management For For
1B ELECTION OF DIRECTOR: LINDA G. ALVARADO Management For For
1C ELECTION OF DIRECTOR: CHARLES L. BIGGS Management For For
1D ELECTION OF DIRECTOR: K. DANE BROOKSHER Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 159 of 196
1E ELECTION OF DIRECTOR: PETER S. HELLMAN Management For For
1F ELECTION OF DIRECTOR: R. DAVID HOOVER Management For For
1G ELECTION OF DIRECTOR: PATRICK J. MARTIN Management For For
1H ELECTION OF DIRECTOR: CAROLINE MATTHEWS Management For For
1I ELECTION OF DIRECTOR: WAYNE W. MURDY Management For For
1J ELECTION OF DIRECTOR: FRANK P. POPOFF Management For For
1K ELECTION OF DIRECTOR: JAMES A. UNRUH Management For For
1L ELECTION OF DIRECTOR: ANTHONY WELTERS Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
OUR INDEPENDENT AUDITOR FOR 2007
03 APPROVAL OF THE AMENDED AND RESTATED EQUITY INCENTIVE Management For For
PLAN
04 STOCKHOLDER PROPOSAL - REQUESTING THAT OUR BOARD Shareholder Against For
ESTABLISH A POLICY WHEREBY AT LEAST 75% OF FUTURE
EQUITY COMPENSATION AWARDED TO SENIOR EXECUTIVES
BE PERFORMANCE-BASED AND THE RELATED PERFORMANCE
METRICS BE DISCLOSED TO STOCKHOLDERS
05 STOCKHOLDER PROPOSAL - REQUESTING THAT OUR BOARD Shareholder Against For
ESTABLISH A POLICY THAT STOCKHOLDERS HAVE THE
OPPORTUNITY AT EACH ANNUAL MEETING TO VOTE ON
AN ADVISORY RESOLUTION PROPOSED BY MANAGEMENT
TO RATIFY CERTAIN COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
06 STOCKHOLDER PROPOSAL - REQUESTING THAT WE SEEK Shareholder Against For
STOCKHOLDER APPROVAL OF CERTAIN BENEFITS FOR
SENIOR EXECUTIVES UNDER OUR NON-QUALIFIED PENSION
PLAN OR ANY SUPPLEMENTAL EXECUTIVE RETIREMENT
PLAN
07 STOCKHOLDER PROPOSAL - REQUESTING THAT OUR BOARD Shareholder Against For
ESTABLISH A POLICY OF SEPARATING THE ROLES OF
CHAIRMAN AND CHIEF EXECUTIVE OFFICER WHENEVER
POSSIBLE
- ------------------------------------------------------------------------------------------------------------------------------------
AQUA AMERICA, INC. WTR ANNUAL MEETING DATE: 05/24/2007
ISSUER: 03836W103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM P. HANKOWSKY Management For For
RICHARD L. SMOOT Management For For
ANDREW J. SORDONI, III Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
CADBURY SCHWEPPES PLC CSG ANNUAL MEETING DATE: 05/24/2007
ISSUER: 127209302 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 160 of 196
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 FINANCIAL STATEMENTS Management For For
02 DECLARATION OF FINAL DIVIDEND 2006 Management For For
03 DIRECTORS REMUNERATION REPORT Management For For
04 RE-APPOINTMENT OF SIR JOHN SUNDERLAND Management For For
05 RE-APPOINTMENT OF ROSEMARY THORNE Management For For
06 RE-APPOINTMENT OF DAVID THOMPSON Management For For
07 RE-APPOINTMENT OF SANJIV AHUJA Management For For
08 RE-APPOINTMENT OF RAYMOND VIAULT Management For For
09 RE-APPOINTMENT OF AUDITORS Management For For
10 REMUNERATION OF AUDITORS Management For For
11 APPROVE PROPOSED AMENDMENTS TO THE GROUP SHARE Management For For
PLANS
12 AUTHORITY TO ALLOT RELEVANT SECURITIES Management For For
13 AUTHORITY TO SERVE COMMUNICATIONS BY ELECTRONIC Management For For
MEANS
14 AUTHORITY TO ALLOT EQUITY SECURITIES Management For For
15 AUTHORITY TO MAKE MARKET PURCHASES Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
DEUTSCHE BANK AG DB ANNUAL MEETING DATE: 05/24/2007
ISSUER: D18190898 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROPRIATION OF DISTRIBUTABLE PROFIT Management For For
03 RATIFICATION OF THE ACTS OF MANAGEMENT OF THE Management For For
MANAGEMENT BOARD FOR THE 2006 FINANCIAL YEAR
04 RATIFICATION OF THE ACTS OF MANAGEMENT OF THE Management For For
SUPERVISORY BOARD FOR THE 2006 FINANCIAL YEAR
05 ELECTION OF THE AUDITOR FOR THE 2007 FINANCIAL Management For For
YEAR, INTERIM ACCOUNT
06 AUTHORIZATION TO ACQUIRE OWN SHARES FOR TRADING Management For For
PURPOSES (SECTION 71 (1) NO. 7 STOCK CORPORATION
ACT)
07 AUTHORIZATION TO ACQUIRE OWN SHARES PURSUANT Management For For
TO SECTION 71 (1) NO. 8 STOCK CORPORATION ACT
AS WELL AS FOR THEIR USE
08 AUTHORIZATION TO USE DERIVATIVES WITHIN THE FRAMEWORK Management For For
OF THE PURCHASE OF OWN SHARES
09 ELECTION TO THE SUPERVISORY BOARD Management For For
10 RESOLUTION PURSUANT TO SECTION 244 STOCK CORPORATION Management For For
ACT CONFIRMING THE RESOLUTION RE AGENDA ITEM 8
11 RESOLUTION ON AN AMENDMENT TO SECTION 14 OF THE Management For For
ARTICLES OF ASSOCIATION CONCERNING THE REMUNERATION
OF THE SUPERVISORY BOARD
12 RESOLUTION ON AN AMENDMENT TO SECTION 3 OF THE Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 161 of 196
ARTICLES OF ASSOCIATION
13 RESOLUTION ON THE AMENDMENT OF SECTION 8 OF THE Management For For
ARTICLES OF ASSOCIATION ON THE REORGANIZATION
OF THE ADVISORY BODIES
14 CREATION OF NEW AUTHORIZED CAPITAL AND AMENDMENT Management For For
TO THE ARTICLES OF ASSOCIATION
- ------------------------------------------------------------------------------------------------------------------------------------
EL PASO CORPORATION EP ANNUAL MEETING DATE: 05/24/2007
ISSUER: 28336L109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECT DIRECTOR : JUAN CARLOS BRANIFF Management For For
1B ELECT DIRECTOR : JAMES L. DUNLAP Management For For
1C ELECT DIRECTOR : DOUGLAS L. FOSHEE Management For For
1D ELECT DIRECTOR : ROBERT W. GOLDMAN Management For For
1E ELECT DIRECTOR : ANTHONY W. HALL, JR. Management For For
1F ELECT DIRECTOR : THOMAS R. HIX Management For For
1G ELECT DIRECTOR : WILLIAM H. JOYCE Management For For
1H ELECT DIRECTOR : RONALD L. KUEHN, JR. Management For For
1I ELECT DIRECTOR : FERRELL P. MCCLEAN Management For For
1J ELECT DIRECTOR : STEVEN J. SHAPIRO Management For For
1K ELECT DIRECTOR : J. MICHAEL TALBERT Management For For
1L ELECT DIRECTOR : ROBERT F. VAGT Management For For
1M ELECT DIRECTOR : JOHN L. WHITMIRE Management For For
1N ELECT DIRECTOR : JOE B. WYATT Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2007.
03 APPROVAL OF THE STOCKHOLDER PROPOSAL SEEKING Shareholder Against For
AN AMENDMENT TO THE BY-LAWS FOR SPECIAL SHAREHOLDER
MEETINGS.
04 APPROVAL OF THE STOCKHOLDER PROPOSAL SEEKING Shareholder Against For
AN AMENDMENT TO THE BY-LAWS ON POLICY-ABANDONING
DECISIONS.
- ------------------------------------------------------------------------------------------------------------------------------------
ENI SPA, ROMA OGM MEETING DATE: 05/24/2007
ISSUER: T3643A145 ISIN: IT0003132476 BLOCKING
SEDOL: 7146059, B0ZNKV4, B020CR8, B07LWK9, 7145056
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 162 of 196
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management Position Unknown
OF RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
* PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown
YOU.
* PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting *Management Position Unknown
IN MEETING DATE. PLEASE ALSO NOTE THE NEW CUT-OFF
DATE IS 23 MAY 2007. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
Take
O.1 APPROVE THE FINANCIAL STATEMENT OF THE INCORPORATED Management No Action *Management Position Unknown
COMPANY ENIFIN S.P.A AS AT 31 DEC 2006; RECEIVE
THE REPORTS OF THE BOARD OF DIRECTORS, OF THE
STATUTORY AUDITORS AND OF THE AUDITING FIRM;
APPROPRIATION OF NET INCOME
Take
O.2 APPROVE THE FINANCIAL STATEMENTS OF THE INCORPORATED Management No Action *Management Position Unknown
ENI PORTUGAL INVESTMENT S.P.A AS AT 31 DEC 2006;
RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS,
OF THE STATUTORY AUDITORS AND OF THE AUDITING
FIRM; APPROPRIATION OF NET INCOME
Take
O.3 APPROVE THE FINANCIAL STATEMENTS AND CONSOLIDATED Management No Action *Management Position Unknown
BALANCE SHEET OF ENI SPA AS AT 31 DEC 2006; RECEIVE
THE REPORTS OF THE BOARD OF DIRECTORS, OF THE
STATUTORY AUDITORS AND OF THE AUDITING FIRM
Take
O.4 APPROVE THE APPROPRIATION OF NET INCOME Management No Action *Management Position Unknown
Take
E.1 AMEND ARTICLES NO. 6.2, 13, 17, 24 AND 28 OF Management No Action *Management Position Unknown
THE BY-LAWS
Take
O.5 APPROVE THE AUTHORIZATION FOR THE ACQUISITION Management No Action *Management Position Unknown
OF OWN SHARES, AFTER HAVING REVOKED THE REMAINING
PART RELATED TO THE AUTHORIZATION FOR THE ACQUISITION
OF OWN SHARES RESOLVED BY THE MEETING CALLED
ON 25 MAY 2006
Take
O.6 APPROVE THE EXTENSION OF THE AUDIT MANDATE GIVEN Management No Action *Management Position Unknown
TO PRICEWATERHOUSECOOPERS S.P.A FOR THE 3 YEARS
2007-2009 CONFIRMED BY THE MEETING CALLED ON
28 MAY 2004
- ------------------------------------------------------------------------------------------------------------------------------------
HILTON HOTELS CORPORATION HLT ANNUAL MEETING DATE: 05/24/2007
ISSUER: 432848109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: A. STEVEN CROWN Management For For
1B ELECTION OF DIRECTOR: JOHN H. MYERS Management For For
1C ELECTION OF DIRECTOR: DONNA F. TUTTLE Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP TO SERVE AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 163 of 196
03 A STOCKHOLDER PROPOSAL CONCERNING AN INDEPENDENT Shareholder Against For
CHAIRMAN OF THE BOARD.
- ------------------------------------------------------------------------------------------------------------------------------------
MEDCO HEALTH SOLUTIONS, INC. MHS ANNUAL MEETING DATE: 05/24/2007
ISSUER: 58405U102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
HOWARD W. BARKER, JR. Management For For
DAVID B. SNOW, JR. Management For For
02 TO AMEND THE COMPANY S SECOND AMENDED AND RESTATED Management For For
CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE
PHASE-IN OF THE ANNUAL ELECTION OF DIRECTORS.
03 TO APPROVE THE 2007 EMPLOYEE STOCK PURCHASE PLAN. Management For For
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 29, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
MELLON FINANCIAL CORPORATION MEL SPECIAL MEETING DATE: 05/24/2007
ISSUER: 58551A108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO ADOPT THE AMENDED AND RESTATED AGREEMENT AND Management For For
PLAN OF MERGER, DATED AS OF DECEMBER 3, 2006,
AND AMENDED AND RESTATED AS OF FEBRUARY 23, 2007,
AND FURTHER AMENDED AND RESTATED AS OF MARCH
30, 2007, BY AND BETWEEN MELLON FINANCIAL CORPORATION,
THE BANK OF NEW YORK COMPANY, INC. AND THE BANK
OF NEW YORK MELLON CORPORATION, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
02 TO APPROVE A PROVISION IN THE CERTIFICATE OF Management For For
INCORPORATION OF NEWCO REQUIRING THE AFFIRMATIVE
VOTE OF THE HOLDERS OF AT LEAST 75 PERCENT OF
THE VOTING POWER REPRESENTED BY THE OUTSTANDING
VOTING SHARES OF NEWCO, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
03 TO APPROVE THE NUMBER OF AUTHORIZED SHARES OF Management For For
NEWCO CAPITAL STOCK AS SET FORTH IN NEWCO S CERTIFICATE
OF INCORPORATION.
04 TO ADJOURN THE MELLON SPECIAL MEETING, IF NECESSARY Management For For
OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL
PROXIES.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 164 of 196
- ------------------------------------------------------------------------------------------------------------------------------------
STARWOOD HOTELS & RESORTS WORLDWIDE, HOT ANNUAL MEETING DATE: 05/24/2007
ISSUER: 85590A401 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DUNCAN Management For For
ARON Management For For
BARSHEFSKY Management For For
CHAPUS Management For For
GALBREATH Management For For
HIPPEAU Management For For
QUAZZO Management For For
RYDER Management For For
YOUNGBLOOD Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2007.
03 APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE Management For For
COMPANY S CHARTER.
- ------------------------------------------------------------------------------------------------------------------------------------
SUPERVALU INC. SVU ANNUAL MEETING DATE: 05/24/2007
ISSUER: 868536103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: A. GARY AMES Management For For
1B ELECTION OF DIRECTOR: CHARLES M. LILLIS Management For For
1C ELECTION OF DIRECTOR: JEFFREY NODDLE Management For For
1D ELECTION OF DIRECTOR: STEVEN S. ROGERS Management For For
1E ELECTION OF DIRECTOR: WAYNE C. SALES Management For For
1F ELECTION OF DIRECTOR: KATHI P. SEIFERT Management For For
02 APPROVAL OF THE SUPERVALU INC. 2007 STOCK PLAN Management Against Against
03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTANTS
04 TO CONSIDER AND VOTE ON A STOCKHOLDER PROPOSAL Shareholder Against For
AS DESCRIBED IN THE ATTACHED PROXY STATEMENT
05 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For
COME BEFORE THE MEETING
- ------------------------------------------------------------------------------------------------------------------------------------
THE BANK OF NEW YORK COMPANY, INC. BK SPECIAL MEETING DATE: 05/24/2007
ISSUER: 064057102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 165 of 196
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
03 TO APPROVE THE NUMBER OF AUTHORIZED SHARES OF Management For For
NEWCO CAPITAL STOCK AS SET FORTH IN NEWCO S CERTIFICATE
OF INCORPORATION.
02 TO APPROVE A PROVISION IN THE CERTIFICATE OF Management For For
INCORPORATION OF NEWCO REQUIRING THE AFFIRMATIVE
VOTE OF THE HOLDERS OF AT LEAST 75 PERCENT OF
THE OUTSTANDING VOTING SHARES OF NEWCO FOR DIRECT
SHAREHOLDER AMENDMENT OF ARTICLE V OF THE BY-LAWS,
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
01 TO ADOPT THE AMENDED AND RESTATED AGREEMENT AND Management For For
PLAN OF MERGER, DATED AS OF 12/3/06, AMENDED
AND RESTATED AS OF 2/23/07, AND FURTHER AMENDED
AND RESTATED AS OF 3/30/07, BY AND BETWEEN MELLON
FINANCIAL CORPORATION, THE BANK OF NEW YORK COMPANY,
INC. AND THE BANK OF NEW YORK MELLON CORPORATION,
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
04 TO ADJOURN THE BANK OF NEW YORK SPECIAL MEETING, Management For For
IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT
ADDITIONAL PROXIES.
- ------------------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. HD ANNUAL MEETING DATE: 05/24/2007
ISSUER: 437076102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1D ELECTION OF DIRECTOR: JOHN L. CLENDENIN Management For For
1E ELECTION OF DIRECTOR: CLAUDIO X. GONZALEZ Management For For
1F ELECTION OF DIRECTOR: MILLEDGE A. HART, III Management For For
1G ELECTION OF DIRECTOR: BONNIE G. HILL Management For For
1H ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Management For For
1I ELECTION OF DIRECTOR: HELEN JOHNSON-LEIPOLD Management For For
1J ELECTION OF DIRECTOR: LAWRENCE R. JOHNSTON Management For For
1K ELECTION OF DIRECTOR: KENNETH G. LANGONE Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR ENDING FEBRUARY 3, 2008
03 SHAREHOLDER PROPOSAL REGARDING POISON PILL IMPLEMENTATION Shareholder For Against
04 SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY Shareholder Against For
REPORT DISCLOSURE
05 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE OFFICER Shareholder Against For
COMPENSATION
06 SHAREHOLDER PROPOSAL REGARDING MANAGEMENT BONUSES Shareholder Against For
07 SHAREHOLDER PROPOSAL REGARDING RETIREMENT BENEFITS Shareholder Against For
08 SHAREHOLDER PROPOSAL REGARDING EQUITY COMPENSATION Shareholder Against For
09 SHAREHOLDER PROPOSAL REGARDING PAY-FOR-SUPERIOR Shareholder Against For
PERFORMANCE
10 SHAREHOLDER PROPOSAL REGARDING POLITICAL NONPARTISANSHIP Shareholder Against For
1A ELECTION OF DIRECTOR: DAVID H. BATCHELDER Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 166 of 196
1B ELECTION OF DIRECTOR: FRANCIS S. BLAKE Management For For
1C ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Management For For
11 SHAREHOLDER PROPOSAL REGARDING CHAIRMAN AND CEO Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
XEROX CORPORATION XRX ANNUAL MEETING DATE: 05/24/2007
ISSUER: 984121103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
GLENN A. BRITT Management For For
URSULA M. BURNS Management For For
WILLIAM CURT HUNTER Management For For
VERNON E. JORDAN, JR. Management For For
RICHARD J. HARRINGTON Management For For
ROBERT A. MCDONALD Management For For
ANNE M. MULCAHY Management For For
RALPH S. LARSEN Management For For
ANN N. REESE Management For For
MARY AGNES WILDEROTTER Management For For
N.J. NICHOLAS, JR. Management For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
03 AMENDMENT OF THE 2004 PERFORMANCE INCENTIVE PLAN. Management For For
04 SHAREHOLDER PROPOSAL RELATING TO THE ADOPTION Shareholder Against For
OF A VENDOR CODE OF CONDUCT.
- ------------------------------------------------------------------------------------------------------------------------------------
FPL GROUP, INC. FPL ANNUAL MEETING DATE: 05/25/2007
ISSUER: 302571104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
SHERRY S. BARRAT Management For For
ROBERT M. BEALL, II Management For For
J. HYATT BROWN Management For For
JAMES L. CAMAREN Management For For
J. BRIAN FERGUSON Management For For
LEWIS HAY, III Management For For
TONI JENNINGS Management For For
OLIVER D. KINGSLEY, JR. Management For For
RUDY E. SCHUPP Management For For
MICHAEL H. THAMAN Management For For
HANSEL E. TOOKES, II Management For For
PAUL R. TREGURTHA Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 167 of 196
03 APPROVAL OF THE 2007 NON-EMPLOYEE DIRECTORS STOCK Management For For
PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
BANCO POPULAR ESPANOL SA, MADRID OGM MEETING DATE: 05/29/2007
ISSUER: E19550206 ISIN: ES0113790531
SEDOL: B0XHWN4, B0BXD53, B0BV6K3, B0BXHX9, B0BXNY2, B0Z4ZR8
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
30 MAY 2007. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. THANK YOU
1. APPROVAL OF ANNUAL ACCOUNTS BALANCE SHEET, PROFIT Management For *Management Position Unknown
AND LOSS STATEMENT AND ANNUAL REPORT AND MANAGEMENT
REPORT OF BANCO POPULAR ESPANOL, S.A. AND ITS
CONSOLIDATED GROUP, AS WELL AS OF THE PROPOSAL
FOR DISTRIBUTION OF PROFITS AND BOARD S MANAGEMENT
FOR 2006.
2.1 AMENDMENT OF ARTICLE 14 RELATIVE TO THE LIMITATIONS Management For *Management Position Unknown
ON ATTENDING THE GENERAL MEETING OF SHAREHOLDERS.
2.2 AMENDMENT OF ARTICLE 16 RELATIVE TO THE VICE Management For *Management Position Unknown
PRESIDENT OF THE BOARD OF DIRECTORS.
2.3 AMENDMENT OF ARTICLE 18 IN RELATION TO THE FUNCTIONS Management For *Management Position Unknown
OF THE SECRETARY OF THE BOARD OF DIRECTORS.
2.4 AMENDMENT OF ARTICLE 21 TO REGULATE, IN SEPARATE, Management For *Management Position Unknown
NEWLY CREATED ARTICLES, THE COMMITTEES OF THE
BOARD OF DIRECTORS.
2.5 AMENDMENT OF ARTICLES 22 AND 23 AND ELIMINATION Management For *Management Position Unknown
OF ARTICLE 24 IN RELATION TO THE COMPOSITION
AND POWERS OF GENERAL MANAGEMENT.
2.6 ELIMINATION OF ARTICLE 25 RELATIVE TO THE GENERAL Management For *Management Position Unknown
SECRETARY.
3.1 AMENDMENT OF ARTICLE 8 IN RELATION TO THE INFORMATION Management For *Management Position Unknown
TO BE INCLUDED ON THE CORPORATE WEBSITE.
3.2 AMENDMENT OF ARTICLE 9 TO INCLUDE NEW POWERS Management For *Management Position Unknown
OF THE GENERAL MEETING.
3.3 AMENDMENT OF ARTICLES 12 MEETING ANNOUNCEMENT Management For *Management Position Unknown
AND 28 VOTING ON RESOLUTIONS IN RELATION TO SEPARATE
VOTING ON SUBSTANTIALLY INDEPENDENT MATTERS.
3.4 AMENDMENT OF ARTICLE 28 IN RELATION TO THE SPLITTING Management For *Management Position Unknown
OF VOTES AT THE GENERAL MEETING.
4.1 APPOINTMENT OF MR. NICOLAS OSUNA GARCIA AS AN Management For *Management Position Unknown
INDEPENDENT DIRECTOR.
4.2 APPOINTMENT OF MS. HELENA REVOREDO DELVECCIO Management For *Management Position Unknown
AS AN INDEPENDENT DIRECTOR.
4.3 RE-ELECTION OF MR. LUIS HERRANDO PRAT DE LA RIBA Management For *Management Position Unknown
AS AN INDEPENDENT DIRECTOR.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 168 of 196
4.4 RE-ELECTION OF MR. FRANCISCO APARICIO VALLS AS Management For *Management Position Unknown
THE CHIEF EXECUTIVE OFFICER.
4.5 RE-ELECTION OF THE SINDICATURA DE ACCIONISTAS Management For *Management Position Unknown
DE BPE AS A NOMINEE DIRECTOR.
5. RE-ELECTION OF PRICEWATERHOUSECOOPERS AUDITORES, Management For *Management Position Unknown
S.L. AS THE AUDITORS FOR THE REVIEW AND LEGAL
AUDITING OF THE FINANCIAL STATEMENTS OF THE BANK
AND ITS CONSOLIDATED GROUP.
6. AUTHORIZATION TO BUY TREASURY STOCK ACCORDING Management For *Management Position Unknown
TO LAW AND TO WRITE IT DOWN AGAINST EQUITY AND
CONSEQUENT CAPITAL REDUCTION UP TO A LIMIT OF
5 PER CENT OF THE CAPITAL.
7. AUTHORIZATION TO THE BOARD OF DIRECTORS TO ISSUE Management For *Management Position Unknown
PROMISSORY NOTES, BONDS AND DEBENTURE, ORDINARY
OR SUBORDINATED, SECURED OR UNSECURED, NON CONVERTIBLE,
PREFERRED OWNERSHIP INTEREST SECURITIES, MORTGAGE
BONDS CEDULAS AND MORTGAGE INTEREST SECURITIES,
MORTGAGE TRANSFER NOTES, REGIONAL OR LOCAL BONDS
CEDULAS TERRITORIALES OR ANY FIXED INTEREST-BEARING
SECURITIES OF WHATSOEVER NATURE, IN EUROS OR
IN FOREIGN CURRENCY, AT FIXED OR UNSTABLE INTEREST
RATE, WITHIN THE MAXIMUM LEGAL PERIOD OF FIVE
YEARS.
8. REPORT ON REMUNERATION POLICY OF THE MEMBERS Management For *Management Position Unknown
OF THE BOARD, WHICH SHALL BE VOTED ON ADVISORY
BASIS.
9. REPORT ON THE AMENDMENTS INTRODUCED IN THE BOARD Management For *Management Position Unknown
OF DIRECTORS RULES TO BE VOTED AT THE MEETING.
10. TAX FILING UNDER THE TAX CONSOLIDATION SCHEME Management For *Management Position Unknown
PROVIDED FOR IN CHAPTER VII, TITLE VII OF THE
REVISED TEXT OF THE CORPORATE INCOME TAX ACT
APPROVED BY ROYAL LEGISLATIVE DECREE 4/2004 OF
5 MARCH.
11. EMPOWERMENT OF THE BOARD OF DIRECTORS WITH THE Management For *Management Position Unknown
AUTHORITY TO FORMALIZE, INTERPRET, REMEDY AND
EXECUTE THE RESOLUTIONS PASSED BY THE GENERAL
MEETING OF SHAREHOLDERS AND TO APPROVE THE REVISED
TEXT OF THE ARTICLES OF ASSOCIATION.
* PLEASE NOTE THAT THIS MEETING BEING REVISED AS Non-Voting *Management Position Unknown
AN ISSUER PAY MEETING AND CHANGE IN MEETING DATE.
IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
- ------------------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED UNH ANNUAL MEETING DATE: 05/29/2007
ISSUER: 91324P102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM C. BALLARD, JR. Management For For
RICHARD T. BURKE Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 169 of 196
STEPHEN J. HEMSLEY Management For For
ROBERT J. DARRETTA Management For For
02 AMENDMENT TO ARTICLES OF INCORPORATION REQUIRING Management For For
A MAJORITY VOTE FOR ELECTION OF DIRECTORS
03 AMENDMENT TO ARTICLES OF INCORPORATION AND BYLAWS Management For For
PROVIDING FOR THE ANNUAL ELECTION OF ALL MEMBERS
OF THE BOARD OF DIRECTORS
04 AMENDMENT TO ARTICLES OF INCORPORATION AND BYLAWS Management For For
TO ELIMINATE SUPERMAJORITY PROVISIONS FOR THE
REMOVAL OF DIRECTORS
05 AMENDMENT TO ARTICLES OF INCORPORATION TO ELIMINATE Management For For
SUPERMAJORITY PROVISIONS RELATING TO CERTAIN
BUSINESS COMBINATIONS
06 ADOPTION OF RESTATED ARTICLES OF INCORPORATION Management For For
07 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR ENDING DECEMBER 31, 2007
08 SHAREHOLDER PROPOSAL CONCERNING PERFORMANCE-VESTING Shareholder Against For
SHARES
09 SHAREHOLDER PROPOSAL CONCERNING SUPPLEMENTAL Shareholder Against For
EXECUTIVE RETIREMENT PLAN
10 SHAREHOLDER PROPOSAL CONCERNING AN ADVISORY RESOLUTION Shareholder Against For
ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
11 SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER Shareholder Against For
NOMINEES FOR ELECTION TO UNITEDHEALTH GROUP S
BOARD OF DIRECTORS
- ------------------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION XOM ANNUAL MEETING DATE: 05/30/2007
ISSUER: 30231G102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
M.J. BOSKIN Management For For
W.W. GEORGE Management For For
J.R. HOUGHTON Management For For
W.R. HOWELL Management For For
R.C. KING Management For For
P.E. LIPPINCOTT Management For For
M.C. NELSON Management For For
S.J. PALMISANO Management For For
S.S. REINEMUND Management For For
W.V. SHIPLEY Management For For
J.S. SIMON Management For For
R.W. TILLERSON Management For For
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 44) Management For For
03 CUMULATIVE VOTING (PAGE 45) Shareholder Against For
04 SPECIAL SHAREHOLDER MEETINGS (PAGE 47) Shareholder Against For
05 BOARD CHAIRMAN AND CEO (PAGE 47) Shareholder Against For
06 DIVIDEND STRATEGY (PAGE 48) Shareholder Against For
07 SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION Shareholder Against For
(PAGE 50)
08 CEO COMPENSATION DECISIONS (PAGE 51) Shareholder Against For
09 EXECUTIVE COMPENSATION REPORT (PAGE 52) Shareholder Against For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 170 of 196
10 EXECUTIVE COMPENSATION LIMIT (PAGE 53) Shareholder Against For
11 INCENTIVE PAY RECOUPMENT (PAGE 54) Shareholder Against For
12 POLITICAL CONTRIBUTIONS REPORT (PAGE 55) Shareholder Against For
13 AMENDMENT OF EEO POLICY (PAGE 57) Shareholder Against For
14 COMMUNITY ENVIRONMENTAL IMPACT (PAGE 58) Shareholder Against For
15 GREENHOUSE GAS EMISSIONS GOALS (PAGE 60) Shareholder Against For
16 CO2 INFORMATION AT THE PUMP (PAGE 61) Shareholder Against For
17 RENEWABLE ENERGY INVESTMENT LEVELS (PAGE 62) Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED HBAN ANNUAL MEETING DATE: 05/30/2007
ISSUER: 446150104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE ISSUANCE OF THE CORPORATION S Management For For
COMMON STOCK, WITHOUT PAR VALUE, IN CONNECTION
WITH THE MERGER CONTEMPLATED BY THE AGREEMENT
AND PLAN OF MERGER, DATED AS OF DECEMBER 20,
2006, BY AND AMONG THE CORPORATION, PENGUIN ACQUISITION,
LLC, A MARYLAND LIMITED LIABILITY COMPANY AND
WHOLLY OWNED SUBSIDIARY OF THE CORPORATION, AND
SKY FINANCIAL GROUP, INC.
02 DIRECTOR Management For
THOMAS E. HOAGLIN Management For For
DAVID P. LAUER Management For For
KATHLEEN H. RANSIER Management For For
03 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE, Management For For
LLP TO SERVE AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CORPORATION FOR THE YEAR
2007.
04 APPROVAL OF THE 2007 STOCK AND LONG-TERM INCENTIVE Management For For
PLAN.
05 APPROVAL OF THE FIRST AMENDMENT TO THE MANAGEMENT Management For For
INCENTIVE PLAN.
06 APPROVAL TO AMEND THE CORPORATION S CHARTER TO Management For For
INCREASE THE AUTHORIZED COMMON STOCK OF THE CORPORATION
FROM 500,000,000 TO 1,000,000,000 SHARES.
07 IN THEIR DISCRETION TO VOTE UPON SUCH OTHER MATTERS Management For For
AS MAY PROPERLY COME BEFORE THE MEETING OR ANY
ADJOURNMENTS OR POSTPONEMENTS THEREOF.
- ------------------------------------------------------------------------------------------------------------------------------------
VIACOM INC. VIA ANNUAL MEETING DATE: 05/30/2007
ISSUER: 92553P102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 171 of 196
VOTE GROUP: FUNDPVC
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
GEORGE S. ABRAMS Management For For
PHILIPPE P. DAUMAN Management For For
THOMAS E. DOOLEY Management For For
ALAN C. GREENBERG Management For For
ROBERT K. KRAFT Management For For
BLYTHE J. MCGARVIE Management For For
CHARLES E. PHILLIPS JR. Management For For
SHARI REDSTONE Management For For
SUMNER M. REDSTONE Management For For
FREDERIC V. SALERNO Management For For
WILLIAM SCHWARTZ Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP TO SERVE AS INDEPENDENT AUDITOR FOR VIACOM
INC. FOR FISCAL YEAR 2007.
03 APPROVAL OF THE VIACOM INC. SENIOR EXECUTIVE Management For For
SHORT-TERM INCENTIVE PLAN.
04 APPROVAL OF THE VIACOM INC. 2006 LONG-TERM MANAGEMENT Management For For
INCENTIVE PLAN.
05 STOCKHOLDER PROPOSAL TO DIVEST PARAMOUNT. Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
WEATHERFORD INTERNATIONAL LTD. WFT ANNUAL MEETING DATE: 05/30/2007
ISSUER: G95089101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION AS DIRECTOR: NICHOLAS F. BRADY Management For For
1B ELECTION AS DIRECTOR: WILLIAM E. MACAULAY Management For For
1C ELECTION AS DIRECTOR: DAVID J. BUTTERS Management For For
1D ELECTION AS DIRECTOR: ROBERT B. MILLARD Management For For
1E ELECTION AS DIRECTOR: BERNARD J. DUROC-DANNER Management For For
1F ELECTION AS DIRECTOR: ROBERT K. MOSES, JR. Management For For
1G ELECTION AS DIRECTOR: SHELDON B. LUBAR Management For For
1H ELECTION AS DIRECTOR: ROBERT A. RAYNE Management For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2007,
AND AUTHORIZATION OF THE AUDIT COMMITTEE OF THE
BOARD OF DIRECTORS TO SET ERNST & YOUNG LLP S
REMUNERATION.
- ------------------------------------------------------------------------------------------------------------------------------------
WAL-MART STORES, INC. WMT ANNUAL MEETING DATE: 06/01/2007
ISSUER: 931142103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 172 of 196
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: AIDA M. ALVAREZ Management For For
1B ELECTION OF DIRECTOR: JAMES W. BREYER Management For For
1C ELECTION OF DIRECTOR: M. MICHELE BURNS Management For For
1D ELECTION OF DIRECTOR: JAMES I. CASH, JR. Management For For
1E ELECTION OF DIRECTOR: ROGER C. CORBETT Management For For
1F ELECTION OF DIRECTOR: DOUGLAS N. DAFT Management For For
1G ELECTION OF DIRECTOR: DAVID D. GLASS Management For For
1H ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ Management For For
1I ELECTION OF DIRECTOR: ALLEN I. QUESTROM Management For For
1J ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Management For For
1K ELECTION OF DIRECTOR: JACK C. SHEWMAKER Management For For
1L ELECTION OF DIRECTOR: JIM C. WALTON Management For For
1M ELECTION OF DIRECTOR: S. ROBSON WALTON Management For For
1N ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS Management For For
1O ELECTION OF DIRECTOR: LINDA S. WOLF Management For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
ACCOUNTANTS
03 CHARITABLE CONTRIBUTIONS REPORT Shareholder Against For
04 UNIVERSAL HEALTH CARE POLICY Shareholder Against For
05 PAY-FOR-SUPERIOR-PERFORMANCE Shareholder Against For
06 EQUITY COMPENSATION GLASS CEILING Shareholder Against For
07 COMPENSATION DISPARITY Shareholder Against For
08 BUSINESS SOCIAL RESPONSIBILITY REPORT Shareholder Against For
09 EXECUTIVE COMPENSATION VOTE Shareholder Against For
10 POLITICAL CONTRIBUTIONS REPORT Shareholder Against For
11 SOCIAL AND REPUTATION IMPACT REPORT Shareholder Against For
12 CUMULATIVE VOTING Shareholder Against For
13 QUALIFICATIONS FOR DIRECTOR NOMINEES Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS CORPORATION GM ANNUAL MEETING DATE: 06/05/2007
ISSUER: 370442105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 173 of 196
P.N. BARNEVIK Management For For
E.B. BOWLES Management For For
J.H. BRYAN Management For For
A.M. CODINA Management For For
E.B. DAVIS, JR. Management For For
G.M.C. FISHER Management For For
K. KATEN Management For For
K. KRESA Management For For
E.J. KULLMAN Management For For
P.A. LASKAWY Management For For
K.V. MARINELLO Management For For
E. PFEIFFER Management For For
G.R. WAGONER, JR. Management For For
02 RATIFICATION OF SELECTION OF DELOITTE & TOUCHE Management For For
FOR YEAR 2007
03 2007 ANNUAL INCENTIVE PLAN Management For For
04 2007 LONG-TERM INCENTIVE PLAN Management Against Against
05 DISCLOSURE OF POLITICAL CONTRIBUTIONS Shareholder Against For
06 LIMIT ON DIRECTORSHIPS OF GM BOARD MEMBERS Shareholder Against For
07 GREENHOUSE GAS EMISSIONS Shareholder Against For
08 CUMULATIVE VOTING Shareholder Against For
09 STOCKHOLDER APPROVAL OF A POISON PILL Shareholder For Against
10 SPECIAL STOCKHOLDER MEETINGS Shareholder Against For
11 PERFORMANCE-BASED EQUITY COMPENSATION Shareholder Against For
12 RECOUPING UNEARNED INCENTIVE BONUSES Shareholder Against For
13 OPTIMUM BOARD SIZE Shareholder Against For
14 SIMPLE MAJORITY VOTE Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
RAIFFEISEN INTERNATIONAL BANK-HOLDING AG, WIEN AGM MEETING DATE: 06/05/2007
ISSUER: A7111G104 ISIN: AT0000606306 BLOCKING
SEDOL: B07ZH40, B0704T9, B07T0L0
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN OGM. THANK YOU. Non-Voting *Management Position Unknown
Take
1. RECEIVE THE ANNUAL STATEMENT OF ACCOUNTS AND Management No Action *Management Position Unknown
THE REPORT BY THE BOARD OF DIRECTORS AND SUPERVISORY
BOARD
Take
2. APPROVE THE USAGE OF THE EARNINGS FOR 2006 Management No Action *Management Position Unknown
Take
3. GRANT DISCHARGE TO THE BOARD OF DIRECTORS Management No Action *Management Position Unknown
Take
4. GRANT DISCHARGE TO THE SUPERVISORY BOARD Management No Action *Management Position Unknown
Take
5. APPROVE THE REMUNERATION FOR THE SUPERVISORY BOARD Management No Action *Management Position Unknown
Take
6. ELECT THE BALANCE SHEET AUDITOR Management No Action *Management Position Unknown
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 174 of 196
Take
7. APPROVE THE CAPITAL INCREASE FROM THE COMPANY Management No Action *Management Position Unknown
S OWN RESOURCES BY 931.108,69 TO EUR 435,448,500
WITHOUT ISSUING NEW SHARES FOR THE SMOOTHING
OF STAKE OF EACH SHARE ON THE SHARE CAPITAL
Take
8. APPROVE THE CANCELLATION OF THE AUTHORIZATION Management No Action *Management Position Unknown
OF THE BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL AND AT THE SAME TIME AUTHORIZE THE BOARD
OF DIRECTORS TO INCREASE THE SHARE CAPITAL WITHIN
5 YEARS AFTER REGISTRATION BY UP TO EUR 217,724,250
BY ISSUING UP TO 71,385,000 NEW SHARES WITHOUT
EXCLUSION OF PREEMPTIVE RIGHTS AGAINST CONTRIBUTION
IN KIND OR CASH; AND TO FIX THE TERMS OF THE
CAPITAL INCREASE; AND AUTHORIZE THE SUPERVISORY
BOARD TO AMEND THE BYLAWS ACCORDINGLY
Take
9. AMEND PARAGRAPH 4 AND 19 OF THE BYLAWS Management No Action *Management Position Unknown
Take
10. AUTHORIZE THE BOARD OF DIRECTORS TO BUY BACK Management No Action *Management Position Unknown
OWN SHARES WITHIN 18 MONTHS AFTER APPROVAL TO
THE EXTENT OF MAXIMUM 10% OF THE SHARE CAPITAL;
AND TO SELL THESE SHARES BY ANY OTHER MEANS THAN
THE STOCK EXCHANGE OR A PUBLIC OFFER; IT DISPLACE
THE AUTHORIZATION GIVEN AT THE GENERAL MEETING
AS OF 07 JUN 2006
- ------------------------------------------------------------------------------------------------------------------------------------
THE DIRECTV GROUP, INC. DTV ANNUAL MEETING DATE: 06/05/2007
ISSUER: 25459L106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
NEIL R. AUSTRIAN Management For For
CHARLES R. LEE Management For For
K. RUPERT MURDOCH Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT PUBLIC Management For For
ACCOUNTANTS.
03 APPROVAL OF THE AMENDED AND RESTATED 2004 STOCK Management For For
PLAN.
04 APPROVAL OF THE AMENDED AND RESTATED EXECUTIVE Management For For
OFFICER CASH BONUS PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
BCE INC. SPECIAL MEETING DATE: 06/06/2007
ISSUER: 05534B760 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
04 APPROVING THE RESOLUTION, THE FULL TEXT OF WHICH Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 175 of 196
IS REPRODUCED AS SCHEDULE B TO THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR, TO APPROVE AMENDMENTS
TO THE CORPORATION S EQUITY-BASED COMPENSATION
PLANS.
03 APPROVING THE SPECIAL RESOLUTION, THE FULL TEXT Management For For
OF WHICH IS REPRODUCED AS SCHEDULE A TO THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR, TO APPROVE THE NAME
CHANGE OF THE CORPORATION.
02 DELOITTE & TOUCHE LLP AS AUDITORS. Management For For
01 DIRECTOR Management For
A. B>>RARD Management For For
R.A. BRENNEMAN Management For For
R.J. CURRIE Management For For
A.S. FELL Management For For
D. SOBLE KAUFMAN Management For For
B.M. LEVITT Management For For
E.C. LUMLEY Management For For
J. MAXWELL Management For For
J.H. MCARTHUR Management For For
T.C. O'NEILL Management For For
J.A. PATTISON Management For For
R.C. POZEN Management For For
M.J. SABIA Management For For
P.M. TELLIER Management For For
V.L. YOUNG Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION DVN ANNUAL MEETING DATE: 06/06/2007
ISSUER: 25179M103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
THOMAS F. FERGUSON Management For For
DAVID M. GAVRIN Management For For
JOHN RICHELS Management For For
02 RATIFY THE APPOINTMENT OF THE COMPANY S INDEPENDENT Management For For
AUDITORS FOR 2007
- ------------------------------------------------------------------------------------------------------------------------------------
INGERSOLL-RAND COMPANY LIMITED IR ANNUAL MEETING DATE: 06/06/2007
ISSUER: G4776G101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
04 SHAREHOLDER PROPOSAL TO REQUIRE A SHAREHOLDER Shareholder Against For
VOTE ON AN ADVISORY RESOLUTION WITH RESPECT TO
EXECUTIVE COMPENSATION.
03 APPOINTMENT OF INDEPENDENT AUDITORS AND AUTHORIZATION Management For For
OF BOARD OF DIRECTORS TO FIX THE AUDITORS REMUNERATION.
02 ADOPTION OF THE INCENTIVE STOCK PLAN OF 2007. Management Against Against
01 DIRECTOR Management For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 176 of 196
G.D. FORSEE Management For For
P.C. GODSOE Management For For
C.J. HORNER Management For For
T.E. MARTIN Management For For
P. NACHTIGAL Management For For
O.R. SMITH Management For For
R.J. SWIFT Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
LAS VEGAS SANDS CORP. LVS ANNUAL MEETING DATE: 06/07/2007
ISSUER: 517834107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
SHELDON G. ADELSON Management For For
IRWIN CHAFETZ Management For For
JAMES L. PURCELL Management For For
02 TO CONSIDER AND ACT UPON THE RATIFICATION OF Management For For
THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
- ------------------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED MA ANNUAL MEETING DATE: 06/07/2007
ISSUER: 57636Q104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
NANCY J. KARCH Management For For
EDWARD SUNING TIAN Management For For
02 APPROVAL OF THE AMENDED AND RESTATED MASTERCARD Management For For
INCORPORATED 2006 LONG TERM INCENTIVE PLAN
03 APPROVAL OF THE AMENDMENT OF SECTION 4.3 OF MASTERCARD Management For For
INCORPORATED S AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007
- ------------------------------------------------------------------------------------------------------------------------------------
SEMCO ENERGY, INC. SEN SPECIAL MEETING DATE: 06/07/2007
ISSUER: 78412D109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 A PROPOSAL TO APPROVE THE AGREEMENT AND PLAN Management For For
OF SHARE EXCHANGE (THE EXCHANGE AGREEMENT ),
PURSUANT TO WHICH EACH ISSUED AND OUTSTANDING
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 177 of 196
SHARE OF COMMON STOCK SHALL BE TRANSFERRED BY
OPERATION OF LAW TO PARENT IN EXCHANGE FOR THE
RIGHT TO RECEIVE $8.15 IN CASH, WITHOUT INTEREST,
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
02 ANY PROPOSAL TO POSTPONE OR ADJOURN THE SPECIAL Management For For
MEETING TO A LATER DATE OR TIME, TO SOLICIT ADDITIONAL
PROXIES IN FAVOR OF THE APPROVAL OF THE EXCHANGE
AGREEMENT, IF THERE ARE NOT SUFFICIENT VOTES
FOR APPROVAL OF THE EXCHANGE AGREEMENT AT THE
SPECIAL MEETING.
- ------------------------------------------------------------------------------------------------------------------------------------
YAHOO! INC. YHOO ANNUAL MEETING DATE: 06/12/2007
ISSUER: 984332106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: TERRY S. SEMEL Management For For
1B ELECTION OF DIRECTOR: JERRY YANG Management For For
1C ELECTION OF DIRECTOR: ROY J. BOSTOCK Management For For
1D ELECTION OF DIRECTOR: RONALD W. BURKLE Management For For
1E ELECTION OF DIRECTOR: ERIC HIPPEAU Management For For
1F ELECTION OF DIRECTOR: VYOMESH JOSHI Management For For
1G ELECTION OF DIRECTOR: ARTHUR H. KERN Management For For
1H ELECTION OF DIRECTOR: ROBERT A. KOTICK Management For For
1I ELECTION OF DIRECTOR: EDWARD R. KOZEL Management For For
1J ELECTION OF DIRECTOR: GARY L. WILSON Management For For
02 AMENDMENTS TO THE COMPANY S AMENDED AND RESTATED Management Against Against
1995 STOCK PLAN.
03 AMENDMENT TO THE COMPANY S AMENDED AND RESTATED Management For For
1996 EMPLOYEE STOCK PURCHASE PLAN.
04 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
05 STOCKHOLDER PROPOSAL REGARDING PAY-FOR-SUPERIOR-PERFORMANCE. Shareholder Against For
06 STOCKHOLDER PROPOSAL REGARDING INTERNET CENSORSHIP. Shareholder Against For
07 STOCKHOLDER PROPOSAL REGARDING BOARD COMMITTEE Shareholder Against For
ON HUMAN RIGHTS.
- ------------------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. CAT ANNUAL MEETING DATE: 06/13/2007
ISSUER: 149123101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 178 of 196
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN T. DILLON Management For For
JUAN GALLARDO Management For For
WILLIAM A. OSBORN Management For For
EDWARD B. RUST, JR. Management For For
02 RATIFY AUDITORS Management For For
03 STOCKHOLDER PROPOSAL-SEPARATE CEO & CHAIR Shareholder Against For
04 STOCKHOLDER PROPOSAL-MAJORITY VOTE STANDARD Shareholder Against For
- ------------------------------------------------------------------------------------------------------------------------------------
TOMKINS PLC AGM MEETING DATE: 06/13/2007
ISSUER: G89158136 ISIN: GB0008962655
SEDOL: B02S379, 5626906, 0896265
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE DIRECTORS REPORT AND FINANCIAL STATEMENTS Management For *Management Position Unknown
FOR THE YE 30 DEC 2006TOGETHER WITH THE INDEPENDENT
AUDITORS REPORT
2. APPROVE THE REMUNERATION COMMITTEE REPORT FOR Management For *Management Position Unknown
THE YE 30 DEC 2006
3. DECLARE A FINAL DIVIDEND OF 8.75 PENCE PER ORDINARY Management For *Management Position Unknown
SHARE FOR THE YE 30 DEC 2006
4. RE-APPOINT MR. DAVID B. NEWLANDS AS A DIRECTOR Management For *Management Position Unknown
5. RE-APPOINT DELOITTE & TOUCHE LLP AS THE INDEPENDENT Management For *Management Position Unknown
AUDITORS
6. AUTHORIZE THE DIRECTORS TO DETERMINE THE INDEPENDENT Management For *Management Position Unknown
AUDITORS REMUNERATION
7. AUTHORIZE THE DIRECTORS, IN ACCORDANCE WITH AND Management For *Management Position Unknown
SUBJECT TO THE TERMS OF ARTICLE 5 OF THE COMPANY
S ARTICLES OF ASSOCIATION, TO ALLOT RELEVANT
SECURITIES UP TO AN AGGREGATE NOMINAL AMOUNT
OF GBP 14,265,337
S.8 AUTHORIZE THE DIRECTORS, IN ACCORDANCE WITH AND Management For *Management Position Unknown
SUBJECT TO THE TERMS OF ARTICLE 6 OF THE COMPANY
S ARTICLES OF ASSOCIATION, TO ALLOT SHARES FOR
CASH FOR THE PURPOSES OF PARAGRAPH (II) OF ARTICLE
6 UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 2,145,727
S.9 AUTHORIZE THE COMPANY, IN SUBSTITUTION FOR ANY Management For *Management Position Unknown
AUTHORITY TO PURCHASE ORDINARYSHARES OF 5P EACH
IN THE CAPITAL OF THE COMPANY PREVIOUSLY CONFERRED
SAVE TO THE EXTENT THE SAME HAS BEEN EXERCISED,
TO MAKE MARKET PURCHASES SECTION 163(3) OF THE
COMPANIES ACT 1985 OF UP TO 85,829,110 SHARES
OR, IF LOWER SUCH NUMBER OF SHARES AS IS EQUAL
TO 10% OF THE ISSUED ORDINARY SHARE CAPITAL OF
THE COMPANY AT THE CLOSE OF BUSINESS ON 12 JUN
2007 OF 5P EACH IN THE CAPITAL OF THE COMPANY,
NOT MORE THAN 105% OF THE AVERAGE OF THE MIDDLE
MARKET QUOTATIONS FOR A SHARE DERIVED FROM THE
LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER
THE PREVIOUS 5 BUSINESS DAYS AND THE MINIMUM
PRICE WHICH MAY BE PAID FOR ANY SUCH SHARE SHALL
BE THE NOMINAL VALUE OF THAT SHARE; AUTHORITY
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 179 of 196
EXPIRES THE EARLIER OF THE CONCLUSION OF THE
AGM OF THE COMPANY TO BE HELD IN 2008 OR 30 JUN
2008; THE COMPANY, BEFORE THE EXPIRY, MAY MAKE
A CONTRACT TO PURCHASE ORDINARY SHARES WHICH
WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER
SUCH EXPIRY
10. APPROVE THAT THE COMPANY MAY SERVE ANY NOTICE Management For *Management Position Unknown
OR SEND OR SUPPLY ANY OTHER DOCUMENT OR INFORMATION
TO A MEMBER BY MAKING THE NOTICE, DOCUMENT OR
INFORMATION AVAILABLE ON A WEBSITE OR BY SENDING
OR SUPPLYING IT IN ELECTRONIC FORM WITHIN THE
MEANING OF SECTION 1168 OF THE COMPANIES ACT
2006
- ------------------------------------------------------------------------------------------------------------------------------------
CABLEVISION SYSTEMS CORPORATION CVC ANNUAL MEETING DATE: 06/14/2007
ISSUER: 12686C109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF THE COMPANY FOR FISCAL YEAR 2007
01 DIRECTOR Management For
GROVER C. BROWN Management For For
ZACHARY W. CARTER Management For For
CHARLES D. FERRIS Management For For
RICHARD H. HOCHMAN Management For For
VICTOR ORISTANO Management For For
THOMAS V. REIFENHEISER Management For For
JOHN R. RYAN Management For For
VINCENT TESE Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
ENERGY EAST CORPORATION EAS ANNUAL MEETING DATE: 06/14/2007
ISSUER: 29266M109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES H. BRANDI Management For For
JOHN T. CARDIS Management For For
THOMAS B. HOGAN, JR. Management For For
G. JEAN HOWARD Management For For
DAVID M. JAGGER Management For For
SETH A. KAPLAN Management For For
BEN E. LYNCH Management For For
PETER J. MOYNIHAN Management For For
PATRICIA M. NAZEMETZ Management For For
WALTER G. RICH Management For For
WESLEY W. VON SCHACK Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 180 of 196
- ------------------------------------------------------------------------------------------------------------------------------------
THE PEP BOYS - MANNY, MOE & JACK PBY ANNUAL MEETING DATE: 06/14/2007
ISSUER: 713278109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM LEONARD Management For For
PETER A. BASSI Management For For
JANE SCACCETTI Management For For
JOHN T. SWEETWOOD Management For For
M. SHAN ATKINS Management For For
ROBERT H. HOTZ Management For For
MAX L. LUKENS Management For For
JAMES A. MITAROTONDA Management For For
NICK WHITE Management For For
JAMES A. WILLIAMS Management For For
THOMAS R. HUDSON JR. Management For For
JEFFREY C. RACHOR Management For For
02 TO APPROVE THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 SHAREHOLDER PROPOSAL REGARDING OUR SHAREHOLDER Shareholder For Against
RIGHTS PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
WHX CORPORATION WXCP.PK ANNUAL MEETING DATE: 06/21/2007
ISSUER: 929248508 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WARREN G. LICHTENSTEIN Management For For
JACK L. HOWARD Management For For
GLEN M. KASSAN Management For For
LOUIS KLEIN, JR. Management For For
DANIEL P. MURPHY, JR. Management For For
JOHN J. QUICKE Management For For
JOSHUA E. SCHECHTER Management For For
GAREN W. SMITH Management For For
02 PROPOSAL TO AMEND WHX S AMENDED AND RESTATED Management For For
CERTIFICATE OF INCORPORATION TO INCREASE WHX
S AUTHORIZED CAPITAL STOCK FROM 45,000,000 SHARES
TO A TOTAL OF 55,000,000 SHARES, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
03 PROPOSAL TO APPROVE THE ADOPTION OF WHX CORPORATION Management For For
S 2007 INCENTIVE STOCK PLAN.
04 RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON Management For For
LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF
THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 181 of 196
- ------------------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER CENTRAL HISPANO S.A. STD ANNUAL MEETING DATE: 06/23/2007
ISSUER: 05964H105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 EXAMINATION AND APPROVAL, IF DEEMED APPROPRIATE, Management For For
OF THE ANNUAL ACCOUNTS (BALANCE SHEET, PROFIT
AND LOSS STATEMENT, STATEMENTS OF CHANGES IN
NET ASSETS AND CASH FLOWS, AND NOTES) AND OF
THE CORPORATE MANAGEMENT OF BANCO SANTANDER CENTRAL
HISPANO, S.A. AND ITS CONSOLIDATED GROUP FOR
THE FISCAL YEAR ENDED 31 DECEMBER 2006.
02 APPLICATION OF RESULTS FROM FISCAL YEAR 2006. Management For For
03 DIRECTOR Management For
MS. I.T. BISCAROLASAGA Management For For
A. GENERALI S.P.A. Management For For
MR. A.B. GARCIA-TUNON Management For For
MR. A. ESCAMEZ TORRES Management For For
MR. F. LUZON LOPEZ Management For For
04 RE-ELECTION OF THE AUDITOR OF ACCOUNTS FOR FISCAL Management For For
YEAR 2007.
05 AUTHORIZATION FOR THE BANK AND ITS SUBSIDIARIES Management For For
TO ACQUIRE THEIR OWN STOCK PURSUANT TO THE PROVISIONS
OF SECTION 75 AND THE FIRST ADDITIONAL PROVISION
OF THE BUSINESS CORPORATIONS LAW.
6A BYLAWS: AMENDMENT OF THE FIRST PARAGRAPH OF ARTICLE Management For For
1.
6B BYLAWS: AMENDMENT OF ARTICLE 28. Management For For
6C BYLAWS: AMENDMENT OF THE SECOND PARAGRAPH OF Management For For
ARTICLE 36.
6D BYLAWS: AMENDMENT OF THE LAST PARAGRAPH OF ARTICLE Management For For
37.
6E BYLAWS: AMENDMENT OF THE FIRST PARAGRAPH OF ARTICLE Management For For
40.
7A RULES AND REGULATIONS FOR THE GENERAL SHAREHOLDERS Management For For
MEETING: AMENDMENT OF THE PREAMBLE.
7B RULES AND REGULATIONS FOR THE GENERAL SHAREHOLDERS Management For For
MEETING: AMENDMENT OF ARTICLE 2.
7C RULES AND REGULATIONS FOR THE GENERAL SHAREHOLDERS Management For For
MEETING: AMENDMENT OF ARTICLE 21 AND CORRESPONDING
AMENDMENT OF PARAGRAPH 1 OF THE CURRENT ARTICLE
22.
7D RULES AND REGULATIONS FOR THE GENERAL SHAREHOLDERS Management For For
MEETING: ADDITION OF A NEW ARTICLE 22 AND RENUMBERING
OF CURRENT ARTICLE 22 ET SEQ.
08 DELEGATION TO THE BOARD OF THE POWER TO CARRY Management For For
OUT THE RESOLUTION TO BE ADOPTED TO INCREASE
THE SHARE CAPITAL, PURSUANT TO THE PROVISIONS
OF SECTION 153.1A) OF THE BUSINESS CORPORATIONS
LAW.
09 DELEGATION TO THE BOARD OF THE POWER TO ISSUE Management For For
FIXED INCOME SECURITIES NOT CONVERTIBLE INTO SHARES.
10 AUTHORIZATION TO DELIVER, WITHOUT CHARGE, 100 Management For For
SANTANDER SHARES TO EACH OF THE EMPLOYEES OF
COMPANIES OF THE GROUP WHO SATISFY THE CONDITIONS
ESTABLISHED IN THE RESOLUTION TO BE ADOPTED.
11 AMENDMENT OF THE INCENTIVE PLAN FOR ABBEY MANAGERS Management For For
BY MEANS OF THE DELIVERY OF SANTANDER SHARES
APPROVED BY THE SHAREHOLDERS AT THE MEETING OF
22 JUNE 2006 AND LINKED TO THE ATTAINMENT OF
REVENUE AND PROFIT TARGETS OF SUCH BRITISH ENTITY.
12 APPROVAL, IN CONNECTION WITH THE LONG-TERM INCENTIVE Management For For
POLICY APPROVED BY THE BOARD, OF VARIOUS PLANS
FOR THE DELIVERY OF SANTANDER SHARES, FOR IMPLEMENTATION
THEREOF BY THE BANK AND COMPANIES WITHIN THE
SANTANDER GROUP.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 182 of 196
13 AUTHORIZATION TO THE BOARD TO INTERPRET, REMEDY, Management For For
SUPPLEMENT, CARRY OUT AND FURTHER DEVELOP THE
RESOLUTIONS ADOPTED BY THE SHAREHOLDERS AT THE
MEETING, AS WELL AS TO SUBSTITUTE THE POWERS
RECEIVED FROM THE SHAREHOLDERS AT THE MEETING,
AND GRANT OF POWERS TO CONVERT SUCH RESOLUTIONS
INTO NOTARIAL INSTRUMENTS.
- ------------------------------------------------------------------------------------------------------------------------------------
THE AES CORPORATION AES ANNUAL MEETING DATE: 06/25/2007
ISSUER: 00130H105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Management For For
01 DIRECTOR Management For
RICHARD DARMAN Management For For
PAUL HANRAHAN Management For For
KRISTINA M. JOHNSON Management For For
JOHN A. KOSKINEN Management For For
PHILIP LADER Management For For
JOHN H. MCARTHUR Management For For
SANDRA O. MOOSE Management For For
PHILIP A. ODEEN Management For For
CHARLES O. ROSSOTTI Management For For
SVEN SANDSTROM Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
ALTADIS SA AGM MEETING DATE: 06/27/2007
ISSUER: E0432C106 ISIN: ES0177040013
SEDOL: B02T9V8, 5843114, B0YLW13, 5444012, 5860652
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
28 JUN 2007. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. THANK YOU.
* PLEASE NOTE THAT THIS IS AN OGM. THANK YOU. Non-Voting *Management Position Unknown
1. APPROVE AND ADOPT THE ANNUAL ACCOUNTS, BALANCE Management For *Management Position Unknown
SHEET, PROFIT AND LOSS ACCOUNTAND NOTES TO THE
ACCOUNT AND MANAGEMENT REPORT OF ALTADIS, SOCIEDAD
A NONIMA AND ITS CONSOLIDATED GROUP, AS WELL
AS THE PROPOSED APPLICATION OF PROFITS AND DIVIDEND
DISTRIBUTION, ALL OF THE FOREGOING WITH REFERENCE
TO THE FY 2006
2. RE-APPOINT MR. JEAN PIERRE TIROUFLET AS A DIRECTOR Management For *Management Position Unknown
3. RE-APPOINT OR APPOINT THE AUDITORS OF THE COMPANY Management For *Management Position Unknown
AND ITS CONSOLIDATED GROUP FOR THE FY 2007
4. APPROVE THE CAPITAL REDUCTION THROUGH AMORTIZATION Management For *Management Position Unknown
OF OWN SHARES, RESTATING THE ARTICLE CORRESPONDING
TO THE CORPORATE CAPITAL OF THE ARTICLES OF ASSOCIATION
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 183 of 196
5. AMEND THE ARTICLES 8, ABOUT CONVENING NOTICES, Management For *Management Position Unknown
14, ABOUT PROXY AND REPRESENTATION AND 22, ABOUT
VOTING OF PROPOSALS OF THE GENERAL MEETING REGULATIONS,
IN ORDER TO BRING THEM INTO LINE WITH THE UNIFIED
CODE OF CORPORATE GOVERNANCE FOR LISTED COMPANIES
APPROVED BY THE SPANISH SECURITIES EXCHANGE COMMISSION,
COMISION NACIONAL DEL MERCADO DE VALORES, CNMV,
IN 2006
7. AUTHORIZE THE BOARD FOR THE EXECUTION, CONSTRUCTION, Management For *Management Position Unknown
RECTIFICATION AND IMPLEMENTATION OF THE RESOLUTIONS
ADOPTED BY THE GENERAL MEETING OF SHAREHOLDERS
6. GRANT AUTHORITY TO THE BOARD OF DIRECTORS TO Management For *Management Position Unknown
CARRY OUT THE DERIVATIVE ACQUISITION OF OWN SHARES,
EITHER DIRECTLY OR VIA AFFILIATED COMPANIES,
WITHIN THE LEGAL LIMITS AND REQUIREMENTS, FOR
AN 18 MONTH PERIOD, AS WELL AS TO DISPOSE OF
THE BOUGHT BACK SHARES OR TO APPLY THEM TO THE
REMUNERATION PROGRAMS PROVIDED BY SECTION 75
OF THE SPANISH LIMITED COMPANIES ACT, LEY DE
SOCIEDADES ANONIMAS
- ------------------------------------------------------------------------------------------------------------------------------------
WIMM BILL DANN FOODS WBD ANNUAL MEETING DATE: 06/27/2007
ISSUER: 97263M109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF MEMBER OF WBD FOODS OJSC COUNTING Management For *Management Position Unknown
COMMISSION: LIMONOVA, OLGA MIKHAILOVNA
1B ELECTION OF MEMBER OF WBD FOODS OJSC COUNTING Management For *Management Position Unknown
COMMISSION: MUKHIN, MIKHAIL MIKHAILOVICH
1C ELECTION OF MEMBER OF WBD FOODS OJSC COUNTING Management For *Management Position Unknown
COMMISSION: NOVGORODOVA, MARINA ALEXANDROVNA
1D ELECTION OF MEMBER OF WBD FOODS OJSC COUNTING Management For *Management Position Unknown
COMMISSION: SONTSEVA, EVGENIYA SOLOMONOVNA
1E ELECTION OF MEMBER OF WBD FOODS OJSC COUNTING Management For *Management Position Unknown
COMMISSION: TYUSINA, IRINA ANATOLIEVNA
2A APPROVAL OF WBD FOODS OJSC ANNUAL REPORT. BE Management For *Management Position Unknown
IT RESOLVED THAT WBD FOODS OJSC ANNUAL REPORT
PREPARED ON THE BASIS OF ACCOUNTING DATA ACCORDING
TO RUSSIAN STANDARDS FOR 2006, BE APPROVED.
3A APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS, Management For *Management Position Unknown
INCLUDING THE INCOME STATEMENT (PROFIT AND LOSS
ACCOUNTS) OF WBD FOODS OJSC. BE IT RESOLVED THAT
THE ANNUAL FINANCIAL STATEMENTS FOR (Y2006),
INCLUDING THE INCOME STATEMENT (PROFIT AND LOSS
ACCOUNTS) OF WBD FOODS OJSC, BE APPROVED.
4A DISTRIBUTION OF THE PROFIT (INCLUDING PAYMENT/DECLARATION Management For *Management Position Unknown
OF DIVIDENDS) AND LOSSES OF WBD FOODS OJSC. THE
PART OF NET PROFIT REFLECTED IN Y2006 FINANCIAL
STATEMENTS IN ACCORDANCE WITH RUSSIAN STANDARDS,
IN THE AMOUNT OF 10 852 382 RUR 65 KOP. BE TRANSFERRED
TO THE RESERVE FUND.
4B DISTRIBUTION OF THE PROFIT (INCLUDING PAYMENT/DECLARATION Management For *Management Position Unknown
OF DIVIDENDS) AND LOSSES OF WBD FOODS OJSC. UPON
Y2006 FINANCIAL YEAR RESULTS DIVIDENDS PAYMENT
ON WBD FOODS ORDINARY NOMINAL SHARES BE ANNOUNCED,
IN THE DIVIDEND AMOUNT OF 3 (THREE) RUBLES 18
KOPECKS PER 1 ORDINARY NOMINAL SHARE.
4C DISTRIBUTION OF THE PROFIT (INCLUDING PAYMENT/DECLARATION Management For *Management Position Unknown
OF DIVIDENDS) AND LOSSES OF WBD FOODS OJSC. THAT
THE FOLLOWING TERMS AND CONDITIONS OF DIVIDENDS
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 184 of 196
PAYMENT (ANNOUNCEMENT) BE SET: 4.3.1. METHOD
OF DIVIDENDS PAYMENT CASH; 4.3.2. TERM OF DIVIDEND
PAYMENT: TERM OF DIVIDEND SHOULD NOT EXCEED 60
DAYS FROM THE DATE OF GSM APPROVAL OF DIVIDENDS
PAYMENT; 4.3.3. PROCEDURE OF DIVIDENDS PAYMENT,
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
05 APPROVAL OF ERNST & YOUNG LLC AS WBD FOODS OJSC Management For *Management Position Unknown
AUDITOR FOR 2007.
6A ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Management For *Management Position Unknown
OF DIRECTORS: BRANIS, ALEXANDER MARKOVICH
6B ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Management For *Management Position Unknown
OF DIRECTORS: MAZALOV, IVAN NIKOLAEVICH
6C ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Management For *Management Position Unknown
OF DIRECTORS: FIL KIN ROMAN ALEXEEVICH
6D ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Management For *Management Position Unknown
OF DIRECTORS: STATSENKO, SERGEY OLEGOVICH
6E ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Management For *Management Position Unknown
OF DIRECTORS: IVASHKOVSKY, SERGEY STANISLAVOVICH
6F ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Management For *Management Position Unknown
OF DIRECTORS: DE SELLIERS, GUY
6H ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Management For *Management Position Unknown
OF DIRECTORS: O NEILL, MICHAEL
6G ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Management For *Management Position Unknown
OF DIRECTORS: DUBININ, MIKHAIL VLADIMIROVICH
6I ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Management For *Management Position Unknown
OF DIRECTORS: ORLOV, ALEXANDER SERGEEVICH
6J ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Management For *Management Position Unknown
OF DIRECTORS: PLASTININ, SERGEI ARKADIEVICH
6K ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Management For *Management Position Unknown
OF DIRECTORS: TUTELYAN, VIKTOR ALEKSANDROVICH
6L ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Management For *Management Position Unknown
OF DIRECTORS: SHERBAK, VLADIMIR NIKOLAEVICH
6M ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Management For *Management Position Unknown
OF DIRECTORS: YUSHVAEV, GAVRIL ABRAMOVICH
6N ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Management For *Management Position Unknown
OF DIRECTORS: LAKOBACHVILI, DAVID
6O ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Management For *Management Position Unknown
OF DIRECTORS: YASIN, EVGENY GRIGORIEVICH
6P ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Management For *Management Position Unknown
OF DIRECTORS: TIPTON, E. LINWOOD (TIP)
6Q ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Management For *Management Position Unknown
OF DIRECTORS: KOSTIKOV, IGOR VLADIMIROVICH
6R ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Management For *Management Position Unknown
OF DIRECTORS: NOTKIN, BORIS ISAEVICH
6S ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Management For *Management Position Unknown
OF DIRECTORS: SKOPINOV, VICTOR GRIGORIEVICH
6T ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Management For *Management Position Unknown
OF DIRECTORS: VINCENT, JACQUES
7A ELECTION OF THE MEMBER OF WBD FOODS OJSC AUDITING Management For *Management Position Unknown
COMMISSION LESHKINA, IRINA NIKOLAEVNA
7B ELECTION OF THE MEMBER OF WBD FOODS OJSC AUDITING Management For *Management Position Unknown
COMMISSION: LVANOVA, OLGA SERGEEVNA
7C ELECTION OF THE MEMBER OF WBD FOODS OJSC AUDITING Management For *Management Position Unknown
COMMISSION: KOLESNKOVA, NATALYA NILKOLAEVNA
7D ELECTION OF THE MEMBER OF WBD FOODS OJSC AUDITING Management For *Management Position Unknown
COMMISSION: DZHEMELINSKAYA, VICTORIA VALERIEVNA
7E ELECTION OF THE MEMBER OF WBD FOODS OJSC AUDITING Management For *Management Position Unknown
COMMISSION: DAVIDIUK, ALEXANDER ANATOLIEVICH
7F ELECTION OF THE MEMBER OF WBD FOODS OJSC AUDITING Management For *Management Position Unknown
COMMISSION: NAZAROVA, TATIANA ANATOLIEVNA
7G ELECTION OF THE MEMBER OF WBD FOODS OJSC AUDITING Management For *Management Position Unknown
COMMISSION: GAVRILENKO, LASYA MIKHAILOVNA
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 185 of 196
- ------------------------------------------------------------------------------------------------------------------------------------
ALTADIS SA OGM MEETING DATE: 06/28/2007
ISSUER: E0432C106 ISIN: ES0177040013
SEDOL: B02T9V8, 5843114, B0YLW13, 5444012, 5860652
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
* PLEASE BE ADVISED THAT ADDITIONAL INFORMATION Non-Voting *Management Position Unknown
CONCERNING ALTADIS, S.A. CAN ALSO BE VIEWED ON
THE COMPANY S WEBSITE: HTTP://WWW.ALTADIS.COM/EN/INDEX.PHP
* PLEASE NOTE THAT THE FIRST CALL FOR THE MEETING Non-Voting *Management Position Unknown
IS 27 JUN 2007, BUT THE MEETING IS GOING TO BE
HELD ON SECOND CONVOCATION DATE I.E. 28 JUN 2007.
IF YOU HAVE ALREADY SENT YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
1. EXAMINATION AND APPROVAL, IF APPROPRIATE, OF Management For *Management Position Unknown
THE ANNUAL ACCOUNTS BALANCE SHEET, PROFIT AND
LOSS STATEMENT AND REPORT AND MANAGEMENT REPORT,
AS WELL AS THE MANAGEMENT EFFECTED BY THE BOARD
OF DIRECTORS OF ALTADIS, S.A. AND ITS CONSOLIDATED
GROUP FOR THE 2006 FINANCIAL YEAR, AND THE PROPOSAL
FOR ALLOCATION OF PROFITS AND THE DISTRIBUTION
OF DIVIDENDS. TO APPROVE THE ANNUAL ACCOUNTS
BALANCE SHEET, PROFIT AND LOSS STATEMENT AND
REPORT AND MANAGEMENT REPORT FOR THE FINANCIAL
YEAR ENDING ON DECEMBER 31ST, 2006, FOR THE COMPANY
AND ITS CONSOLIDATED GROUP, TO APPROVE CORPORATE
MANAGEMENT AND PAYMENT TO DIRECTORS, IN ACCORDANCE
WITH EPIGRAPH 19 OF THE REPORT, AND TO RESOLVE
ON THE ALLOCATION OF PROFITS, CONSISTING OF THE
PAYMENT OF A DIVIDEND OF 1,10 EUROS PER SHARE
CHARGED TO PROFITS FOR THE YEAR 312.506 THOUSAND
EUROS. THE REMAINING AMOUNT SHALL BE ALLOCATED
TO THE VOLUNTARY RESERVES OF ALTADIS, S.A. THE
RESOLUTION OF THE BOARD OF DIRECTORS DATED FEBRUARY
21ST, 2007, FOR THE PAYMENT OF AN INTERIM DIVIDEND
OF 0.50 EUROS PER SHARE IS RATIFIED, AND A COMPLEMENTARY
DIVIDEND OF 0.60 EUROS PER SHARE, TO BE PAID
ON JULY 9, 2007, IS PROPOSED. TOTAL DIVIDEND
PAYMENTS FOR THE FINANCIAL YEAR WILL THEREFORE
BE 1,10 EUROS PER SHARE
2. RE-ELECTION OF THE DIRECTOR MR. JEAN-PIERRE TIROUFLET. Management For *Management Position Unknown
AT THE PROPOSAL OF THEBOARD OF DIRECTORS AND
SUBJECT TO A FAVORABLE REPORT FROM THE STRATEGY,
ETHICS AND GOOD GOVERNANCE COMMITTEE, THE GENERAL
MEETING OF SHAREHOLDERS HAS ADOPTED THE AGREEMENT
TO RE-ELECT THE DIRECTOR MR. JEAN PIERRE TIROUFLET
FOR A MAXIMUM STATUTORY PERIOD OF FIVE YEARS
IN ACCORDANCE WITH ARTICLE 126 OF THE CORPORATIONS
ACT AND ARTICLE 33 OF THE ARTICLES OF ASSOCIATION.
BEING PRESENT IN THE MEETING, THE RE-ELECTED
DIRECTOR EXPRESSLY ACCEPTS HIS APPOINTMENT AND
DECLARES THAT HE IS NOT INVOLVED IN CURRENT LEGAL
PROCEEDINGS THAT WOULD AFFECT HIM HOLDING THE
POST, IN ACCORDANCE WITH EXISTING REGULATIONS.
MR. TIROUFLET HAS BEEN, AND WILL CONTINUE TO
BE, AN INDEPENDENT DIRECTOR. IN ACCORDANCE WITH
THE PROVISIONS IN ARTICLE 146 OF THE BUSINESS
REGISTER REGULATIONS, IT IS EXPRESSLY STATED
THAT, HAVING BEEN RE-ELECTED AS DIRECTOR, HE
WILL CONTINUE TO FULFIL THE DUTIES HE WAS PERFORMING
BEFOREHAND ON THE BOARD OF DIRECTORS AND ITS
COMMITTEES
3. APPOINTMENT OR REAPPOINTMENT OF THE ACCOUNTS Management For *Management Position Unknown
AUDITOR FOR ALTADIS, S.A. AND ITS CONSOLIDATED
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 186 of 196
GROUP FOR THE 2007 FINANCIAL YEAR. IT IS PROPOSED
TO REAPPOINT THE COMPANY DELOITTE, S.L. AS
ACCOUNTS AUDITOR FOR THE COMPANY AND ITS CONSOLIDATED
GROUP TO UNDERTAKE THE AUDIT WORK FOR THE 2007
FINANCIAL YEAR, EMPOWERING THE BOARD OF DIRECTORS,
WHICH TO THIS EFFECT MAY DELEGATE TO THE AUDIT
AND CONTROL COMMITTEE, TO ENTER INTO THE RELEVANT
SERVICE PROVISION AGREEMENT, BASED ON PAYMENT
FOR THE PREVIOUS FINANCIAL YEAR, WITH THE CLAUSES
AND CONDITIONS IT DEEMS APPROPRIATE, AS WELL
AS TO MAKE THE MODIFICATIONS IN SUCH AGREEMENT
AS MAY BE RELEVANT PURSUANT TO THE LEGISLATION
IN EFFECT AT EACH MOMENT
4. REDUCTION OF COMPANY SHARE CAPITAL THROUGH THE Management For *Management Position Unknown
REDEMPTION OF OWN SHARES, THUSAMENDING THE WORDING
OF THE ARTICLE OF THE COMPANY BY-LAWS WHICH REFERS
TO SHARE CAPITAL. TO REDUCE COMPANY SHARE CAPITAL
BY 368,457 EUROS, THROUGH THE REDEMPTION OF 3,684,570
SHARES OF TREASURY STOCK, PREVIOUSLY ACQUIRED
PURSUANT TO AUTHORIZATION FROM THE GENERAL SHAREHOLDERS
MEETING, WITHIN THE LIMITS ESTABLISHED IN ARTICLES
75 AND SUBSEQUENT AND IN ADDITIONAL PROVISION
1, SECTION 2 OF THE PUBLIC LIMITED-LIABILITY
COMPANIES ACT. THUS, THE REFERENCE TO THE SHARE
CAPITAL FIGURE SET OUT IN ARTICLE 5 OF THE COMPANY
BYLAWS WILL BE AMENDED TO READ AS FOLLOWS: ARTICLE
5. - SHARE CAPITAL SHARE CAPITAL IS 25,243,685
EUROS AND 60 CENTS, REPRESENTED BY 252,436,856
SHARES OF 0.10 EURO NOMINAL VALUE EACH, ALL OF
THE SAME TYPE, NUMBERED FROM 1 TO 252,436,856
INCLUSIVE, FULLY SUBSCRIBED AND PAID UP. THE
AFOREMENTIONED REDUCTION SHALL BE EXECUTED WITHIN
A PERIOD OF SIX MONTHS FROM THE DATE OF THE PRESENT
RESOLUTION. THE SHARE CAPITAL REDUCTION SHALL
BE CHARGED TO RESERVES, CANCELLING THE UNAVAILABLE
RESERVE ENVISAGED IN ARTICLE 79.3 OF THE PUBLIC
LIMITED-LIABILITY COMPANIES ACT. SUCH REDUCTION
SHALL NOT INVOLVE THE REIMBURSEMENT OF CASH CONTRIBUTIONS,
GIVEN THAT THE COMPANY ITSELF IS HOLDER OF THE
REDEEMED SHARES. THEREFORE, THE PURPOSE OF THE
SAID REDUCTION SHALL BE TO AMORTIZE THE COMPANY
S OWN SHARES. IT IS PROPOSED THAT THE BOARD OF
DIRECTORS BE COMMISSIONED TO UNDERTAKE THE ADMINISTRATIVE
STEPS AND PROCESSES LEGALLY NECESSARY TO COMPLETE
AND, IF APPROPRIATE, CORRECT THE RESOLUTION ADOPTED,
AND SPECIFICALLY TO: REQUEST EXCLUSION FROM QUOTATION
OF THE AMORTIZED STOCK, DRAW UP AND, IF NECESSARY,
PUBLISH ANNOUNCEMENTS ESTABLISHED IN ARTICLE
165 OF THE PUBLIC LIMITED-LIABILITY COMPANIES
ACT; IN THE EVENT OF EXERCISE OF THE RIGHT TO
CHALLENGE BY CREDITOR HOLDERS OF THE SAME, IF
THE CASE MAY BE, TO COMPLY WITH THE REQUIREMENTS
SET OUT IN ARTICLE 166, SECTION 3, OF THE AFOREMENTIONED
ACT, AND IN GENERAL, TO ADOPT ANY RESOLUTIONS
THAT MAY BE NECESSARY AND UNDERTAKE THE ACTS
REQUIRED TO EFFECT THE SHARE CAPITAL REDUCTION
AND AMORTIZATION OF THE SHARES, WITH THE EXPRESS
POWER TO CORRECT OR SUPPLEMENT THE ABOVE RESOLUTIONS
IN THE LIGHT OF COMMENTS OR QUALIFICATIONS FROM
THE MERCANTILE REGISTRAR, GRANTING THE RELEVANT
PUBLIC DEEDS AND APPOINTING THE PERSON OR PERSONS
WHO SHALL ACT IN THE FORMALIZATION OF THE SAME.
LIKEWISE, IT IS PROPOSED THAT THE POWERS NECESSARY
TO FORMALIZE THE PRESENT RESOLUTION BE DELEGATED
TO THE CHAIRMAN OF THE BOARD OF DIRECTORS AND
THE SECRETARY TO THE BOARD INDISTINCTLY, ENABLING
THEM TO EFFECT ALL PUBLIC AND PRIVATE DOCUMENTS
TO THIS EFFECT, AND TO SUPPLEMENT OR CORRECT
THE PRESENT RESOLUTION, AND TO PROCEED TO REGISTER
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 187 of 196
THE SAME WITH THE CORRESPONDING MERCANTILE REGISTRY
AND ALL OTHER ENTITIES WHERE REQUIRED. REPORT
FROM THE BOARD OF DIRECTORS OF ALTADIS, S.A.
IN RELATION TO THE PROPOSAL TO REDUCE THE SHARE
CAPITAL BY REDEMPTION OF TREASURY STOCK, REDRAFTING
THE ARTICLE OF THE COMPANY ARTICLES OF ASSOCIATION
RELATING TO THE SHARE CAPITAL. ARTICLE 164 OF
THE PUBLIC LIMITED COMPANIES ACT ESTABLISHES
THAT THE SHARE CAPITAL REDUCTION MUST BE AGREED
BY THE GENERAL MEETING WITH THE REQUIREMENTS
OF THE MODIFICATIONS OF THE ARTICLES OF ASSOCIATION;
ON THE OTHER HAND ARTICLE 144 OF THE SAME LAW
MENTIONS, AMONGST OTHER REQUIREMENTS FOR THE
VALID ADOPTION OF THE AGREEMENT TO MODIFY THE
ARTICLES OF ASSOCIATION, THAT THE DIRECTORS FORMULATE
A WRITTEN REPORT JUSTIFYING THE MODIFICATION
PROPOSAL. THE SAID REPORT, TOGETHER WITH THE
FULL TEXT OF THE PROPOSAL MODIFICATION, MUST
BE MADE AVAILABLE TO THE SHAREHOLDERS AS SET
OUT IN THE SAID ARTICLE. THIS REPORT IS PREPARED
IN ORDER TO COMPLY WITH THE AFOREMENTIONED LEGAL
REQUIREMENT. A. JUSTIFICATION FOR THE PROPOSAL
THE BOARD OF DIRECTORS CONSIDERS THAT IT IS APPROPRIATE
TO REDUCE THE SHARE CAPITAL BY THE AMOUNT THAT
CORRESPONDS TO THE NOMINAL VALUE OF CERTAIN SHARES
IN THE TREASURY STOCK, BY THEIR REDEMPTION, IN
ORDER TO ADAPT TO THE REAL STRUCTURE OF THE COMPANY
S SHARE CAPITAL, CONCENTRATE THE CAPITAL IN THE
EXTERNAL SHAREHOLDERS AND INCREASE THE PROFIT
PER COMPANY SHARE. ON THE BASIS OF THE ABOVE
PREMISE, IT IS PROPOSED TO THE GENERAL MEETING
OF SHAREHOLDERS TO REDUCE THE SHARE CAPITAL BY
368,457 EUROS BY REDEEMING 3,684,570 OWNED SHARES
IN THE TREASURY STOCK WHICH CORRESPONDS TO APPROXIMATELY
1,43% OF THE COMPANY S CURRENT SHARE CAPITAL.
B. AGREEMENT PROPOSAL TO REDUCE THE SHARE CAPITAL
BY REDEMPTION OF TREASURY STOCK, REDRAFTING THE
ARTICLE OF THE COMPANY ARTICLES OF ASSOCIATION
RELATING TO THE SHARE CAPITAL THE AGREEMENT THAT
THE BOARD OF DIRECTORS PROPOSES FOR THE APPROVAL
OF THE ORDINARY GENERAL MEETING OF SHAREHOLDERS
IN RELATION TO THIS ISSUES IS AS FOLLOWS: REDUCE
THE COMPANY S SHARE CAPITAL BY THE AMOUNT OF
368,457 EUROS, BY REDEEMING THE 3,684,570 OWNED
SHARES IN THE TREASURY STOCK, WHICH WERE PREVIOUSLY
ACQUIRED ON THE BASIS OF THE AUTHORIZATION AT
THE TIME BY THE GENERAL MEETING OF SHAREHOLDERS,
WITHIN THE LIMITS SET OUT IN ARTICLES 75 AND
BELOW AND IN THE 1ST ADDITIONAL REGULATION, SECTION
2, OF THE PUBLIC LIMITED COMPANIES ACT. AS A
RESULT, ARTICLE 5 OF THE COMPANY ARTICLES OF
ASSOCIATION IS MODIFIED IN RELATION TO THE AMOUNT
OF THE SHARE CAPITAL, WHICH SHALL BE DRAFTED
AS FOLLOWS: ARTICLE 5. - SHARE CAPITAL: SHARE
CAPITAL IS 25,243,685 EUROS AND 60 CENTS, REPRESENTED
BY 252,436,856 SHARES OF 0.10 EURO NOMINAL VALUE
EACH, ALL OF THE SAME TYPE, NUMBERED FROM 1 TO
252,436,856 INCLUSIVE, FULLY SUBSCRIBED AND PAID
UP . THE REDUCTION WILL BE EXECUTED IN A MAXIMUM
PERIOD OF SIX MONTHS FROM THE DATE OF THIS AGREEMENT.
THE CAPITAL REDUCTION IS DONE CHARGED TO THE
RESERVES, CANCELLING THE UNAVAILABLE RESERVE
REFERRED TO IN ARTICLE 79.3 OF THE PUBLIC LIMITED
COMPANIES ACT. THE REDUCTION WILL NOT INVOLVE
THE REFUND OF INVESTMENTS AS IT IS THE COMPANY
ITSELF THAT OWNS THE REDEEMED SHARES. AS SUCH,
THE PURPOSE OF THE REDUCTION SHALL BE TO REDEEM
THE TREASURY STOCK. IT IS PROPOSED TO DELEGATE
TO THE BOARD OF DIRECTORS THE PERFORMANCE OF
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 188 of 196
ALL STEPS AND ACTIONS THAT ARE NECESSARY IN ACCORDANCE
WITH THE ACT IN ORDER TO COMPLETE AND IF APPROPRIATE
CORRECT THAT ADOPTED HEREIN AND, IN PARTICULAR,
SO THAT IT CAN: REQUEST THE QUOTING OF THE REDEEMED
SHARES, IN THE MANNER ESTABLISHED BY THE APPLICABLE
REGULATIONS; DRAFT AND PUBLISH, IF APPLICABLE,
THE ANNOUNCEMENTS REFERRED TO IN ARTICLE 165
OF THE PUBLIC LIMITED COMPANIES ACT; IN THE CASE
OF THE EXERCISE OF THE RIGHT TO OPPOSE BY ANY
OF THE CREDITORS HOLDING THE SAME, IF APPLICABLE,
TO COMPLY WITH THE REQUIREMENTS ESTABLISHED IN
ARTICLE 166, SECTION 3, OF THE SAID ACT, AND
IN GENERAL, ADOPT AS MANY AGREEMENTS AS NECESSARY
AND DO ALL ACTS THAT ARE NECESSARY FOR THE REDUCTION
OF THE CAPITAL AND SHARE REDEMPTION, WITH THE
EXPRESS AUTHORIZATION TO CORRECT AND COMPLEMENT
THE ABOVE AGREEMENTS IN LIGHT OF THE VERBAL OR
WRITTEN CLASSIFICATION FROM THE TRADE REGISTRAR,
GRANTING THE CORRESPONDING PUBLIC DEED(S), AND
APPOINTING THE PERSON WHO WILL ACT IN THEIR FORMALIZATION.
IT IS ALSO PROPOSED TO DELEGATE TO BOTH THE CHAIRMAN
AND TO THE SECRETARY OF THE BOARD OF DIRECTORS
THE POWERS NECESSARY IN ORDER TO FORMALIZE THIS
AGREEMENT, BEING ABLE FOR SUCH PURPOSE TO GRANT
ALL KINDS OF PUBLIC OR PRIVATE DOCUMENTS, EVEN
THOSE TO COMPLETE OR CORRECT THIS AGREEMENT,
AND TO PROCEED TO ENTER IT IN THE CORRESPONDING
TRADE REGISTRY AND IN THE OTHER ENTITIES AS APPROPRIATE
5. PARTIAL ALTERATION OF ARTICLES 8 (OFFICIAL CALL), Management For *Management Position Unknown
14 (DELEGATION AND REPRESENTATION) AND 22 (VOTING
ON PROPOSED RESOLUTIONS) OF THE REGULATIONS OF
THE GENERAL MEETING FOR THEIR ADAPTATION TO THE
UNIFIED CODE OF GOOD GOVERNANCE OF LISTED COMPANIES
APPROVED BY THE CNMV (SPANISH NATIONAL SECURITIES
MARKET COMMISSION) IN 2006. ALTERATION OF THE
FOLLOWING ARTICLES OF THE REGULATIONS OF THE
ALTADIS, S.A. GENERAL MEETING HAS BEEN PROPOSED
FOR THEIR ADAPTATION TO THE NEW UNIFIED CODE
OF GOOD GOVERNANCE OF LISTED COMPANIES APPROVED
BY THE COMMISSION NACIONAL DEL MERCADO DE VALORES
IN 2006: ARTICLE 8 OFFICIAL CALL, WHICH HAS THE
NEW SECTION 8.3 ADDED; ARTICLE 14 (DELEGATION
AND REPRESENTATION), WHICH HAS THE NEW SECTION
14.5 ADDED; AND ARTICLE 22 VOTING ON PROPOSED
RESOLUTIONS, WHICH HAS ADDED A NEW PARAGRAPH
TO SECTION 22.2. THE REST OF THE SECTIONS OF
EACH OF THE ARTICLES REMAIN UNALTERED. ALTERATION
OF THE ARTICLES STATED IS PREVIOUSLY AGREED THROUGH
A WRITTEN REPORT FROM THE DIRECTORS, EXPLAINING
THEIR ALTERATION, AND AFTER THE PROPOSAL OF THE
STRATEGY, ETHICS AND GOOD GOVERNANCE COMMITTEE.
ALTERED ARTICLES WILL BE WORDED LITERALLY ALTERATIONS
ARE UNDERLINED: ARTICLE 8. OFFICIAL CALL 8.1.
THE GENERAL SHAREHOLDERS MEETINGS, WHETHER ORDINARY
OR EXTRAORDINARY, SHALL BE CALLED BY THE BOARD
OF DIRECTORS. 8.2. THE BOARD OF DIRECTORS MAY
CALL THE GENERAL SHAREHOLDERS MEETING WHENEVER
IT DEEMS APPROPRIATE OR NECESSARY FOR THE COMPANY
S INTERESTS, BUT IS OBLIGED, NONETHELESS, TO
CALL THE ORDINARY GENERAL SHAREHOLDERS MEETING
WITHIN THE FIRST SIX MONTHS OF EACH FISCAL YEAR
AND TO CALL THE EXTRAORDINARY GENERAL SHAREHOLDERS
MEETING WHEN SO REQUESTED IN WRITING BY SHAREHOLDERS
HOLDING A MINIMUM OF FIVE PERCENT OF THE COMPANY
SHARE CAPITAL. SUCH REQUEST SHALL INCLUDE THE
MATTERS TO BE DELIBERATED AT THE MEETING TO BE
CALLED. IN THIS CASE, THE GENERAL SHAREHOLDERS
MEETING SHALL BE HELD WITHIN THE THIRTY DAYS
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 189 of 196
FOLLOWING THE DATE ON WHICH NOTIFICATION BY NOTARY
OF THE CALL IS RECEIVED, INCLUDING NECESSARILY
THE PROPOSED AGENDA, OR THE MATTERS THAT GAVE
RISE TO SUCH REQUEST. 8.3.THOSE MATTERS WHICH
ARE SIGNIFICANTLY INDEPENDENT, SUCH AS THE APPOINTMENT,
RE-ELECTION OR RATIFICATION OF EACH BOARD MEMBER
OR, IN THE CASE OF AMENDMENT OF THE COMPANY BY-LAWS,
EACH ARTICLE OR GROUP OF INDEPENDENT ARTICLES,
SHALL BE INCLUDED SEPARATELY ON THE AGENDA AND
VOTED ON INDIVIDUALLY. ARTICLE 14. DELEGATION
AND REPRESENTATION 14.1 ALL SHAREHOLDERS SHALL
BE ENTITLED TO BE REPRESENTED AT THE GENERAL
SHAREHOLDERS MEETING BY ANOTHER SHAREHOLDER WITH
THE RIGHT TO ATTEND. SUCH REPRESENTATION SHALL
BE SPECIFIC FOR EACH MEETING, EXPRESSED THROUGH
THE DELEGATION FORM PRINTED ON THE ATTENDANCE
CARD OR THROUGH ANY OTHER MEANS ACCEPTED BY LAW,
WITHOUT PREJUDICE TO THE PROVISIONS OF ARTICLE
108 OF THE JOINT STOCK COMPANIES ACT WITH RESPECT
TO FAMILY REPRESENTATION AND THE CONFERRING OF
GENERAL POWERS. SUCH DOCUMENTS OF DELEGATION
OR REPRESENTATION FOR THE GENERAL SHAREHOLDERS
MEETING SHALL REFLECT THE RELEVANT INSTRUCTIONS
WITH REGARDS TO THE VOTE TO BE ISSUED. SHOULD
NO EXPRESS INSTRUCTIONS BE GIVEN, IT SHALL BE
UNDERSTOOD THAT THE REPRESENTATIVE SHALL VOTE
IN FAVOUR OF THE PROPOSALS SUBMITTED BY THE BOARD
OF DIRECTORS WITH RESPECT TO THE MATTERS INCLUDED
ON THE AGENDA. SHOULD NO INSTRUCTIONS HAVE BEEN
ISSUED BECAUSE THE GENERAL SHAREHOLDERS MEETING
RESOLVES MATTERS THAT ARE NOT INCLUDED ON THE
AGENDA AND ARE THEREFORE UNKNOWN AT THE DATE
OF DELEGATION, AND SHOULD SUCH MATTERS BE PUT
TO A VOTE, THE REPRESENTATIVE SHALL VOTE AS HE/SHE
DEEMS APPROPRIATE, TAKING INTO ACCOUNT THE INTERESTS
OF THE COMPANY AND THE REPRESENTED PARTY. THE
SAME PRINCIPLE SHALL APPLY WHEN THE RELEVANT
PROPOSAL OR PROPOSALS SUBMITTED FOR DECISION
BY THE MEETING HAVE NOT BEEN PRESENTED BY THE
BOARD OF DIRECTORS. IN THE EVENT THE REPRESENTATION
OR DELEGATION DOCUMENT DOES NOT INDICATE THE
SPECIFIC INDIVIDUAL TO WHOM THE SHAREHOLDER CONFERS
REPRESENTATION, SUCH REPRESENTATION SHALL BE
CONSIDERED TO HAVE BEEN GRANTED IN FAVOUR OF
THE CHAIRMAN OF THE COMPANY BOARD OF DIRECTORS
OR WHOMEVER SUBSTITUTES THE CHAIRMAN IN PRESIDING
THE GENERAL SHAREHOLDERS MEETING. IN THE CASES
OF PUBLIC REQUESTS FOR REPRESENTATION, IN CASES
OF CONFLICT OF INTEREST THE ADMINISTRATOR TO
WHOM SUCH REPRESENTATION IS GRANTED SHALL BE
LIMITED BY THE RESTRICTIONS ON THE EXERCISE OF
VOTING RIGHTS ESTABLISHED IN ARTICLE 114 OF THE
SECURITIES MARKET ACT. IN THESE CASES, THE ADMINISTRATOR
TO WHOM SUCH REPRESENTATION WERE GRANTED MAY
APPOINT ANOTHER ADMINISTRATOR OR A THIRD PARTY
IN WHICH NO CONFLICT OF INTEREST OCURR TO THE
EFFECT THAT SUCH PERSONS EXERCISE LAWFULLY THE
AFORESAID REPRESENTATION. THE APPOINTMENT, UNLESS
ANYTHING IS EXPRESSED TO THE CONTRARY, SHALL
EXTEND TO THOSE MATTERS THAT EVEN IF NOT INDICATED
IN THE AGENDA OF CALL MAY BE, BY MINISTRY OF
LAW, RESOLVED BY THE GENERAL MEETING OF SHAREHOLDERS;
IN THESE CASES SHALL ALSO APPLY THE AFOREMENTIONED
DISPOSITIONS REGARDING THE CONFLICT OF INTEREST.
REPRESENTATION IS ALWAYS REVOCABLE. PERSONAL
ATTENDANCE BY THE REPRESENTED PARTY AT THE GENERAL
SHAREHOLDERS MEETING SHALL BE CONSIDERED AS REVOCATION
OF SUCH REPRESENTATION. 14.2. INDIVIDUAL SHAREHOLDERS
WHO ARE NOT FULLY ABLE TO ACT AND LEGAL ENTITY
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 190 of 196
SHAREHOLDERS SHALL BE REPRESENTED BY THOSE EXERCISING
THEIR REPRESENTATION IN ACCORDANCE WITH THE LAW,
WITH DUE ACCREDITATION. 14.3. IN THE CASES OF
BOTH VOLUNTARY REPRESENTATION AND LEGAL REPRESENTATION,
SHAREHOLDERS ARE ENTITLED TO ONLY ONE REPRESENTATIVE
AT THE MEETING. 14.4. THE CHAIRMAN OF THE GENERAL
SHAREHOLDERS MEETING OR, IF SO DELEGATED, THE
SECRETARY OF THE SAME, SHALL RESOLVE ALL DOUBTS
WHICH MAY ARISE WITH RESPECT TO THE VALIDITY
AND EFFECTIVENESS OF THE DOCUMENTS GRANTING THE
RIGHT TO ATTEND PRESENTED BY ALL SHAREHOLDERS,
WHETHER INDIVIDUALLY OR GROUPING THEIR SHARES
WITH OTHER SHAREHOLDERS, AS WELL AS THE DELEGATION
OR REPRESENTATION IN FAVOUR OF ANOTHER PARTY,
ENDEAVOURING TO CONSIDER INVALID OR INEFFECTIVE
ONLY THOSE DOCUMENTS THAT DO NOT MEET THE MINIMUM
ESSENTIAL REQUIREMENTS, AND PROVIDED THAT SUCH
NON-FULFILMENT HAS NOT BEEN REMEDIED. 14.5. IN
PARTICULAR, FINANCIAL INTERMEDIARIES, WHO HAVE
BEEN DULY ACCREDITED TO THE COMPANY, AND WHO
ARE LEGITIMIZED AS SHAREHOLDERS IN ORDER TO ACT
ON BEHALF OF DIFFERENT CLIENTS, SHALL BE PERMITTED
TO EXERCISE SPLIT VOTES, IN ACCORDANCE WITH THE
INSTRUCTIONS OF THEIR CLIENTS. ARTICLE 22. VOTING
ON PROPOSED RESOLUTIONS. 22.1. AFTER THE SHAREHOLDERS
INTERVENTIONS AND WHEN THE REQUESTED RESPONSES
HAVE BEEN DULY PROVIDED, VOTING SHALL TAKE PLACE
ON THE RELEVANT PROPOSED RESOLUTIONS IN ACCORDANCE
WITH THE PROVISIONS OF THE PRESENT REGULATIONS.
VOTING ON EACH OF THE PROPOSED RESOLUTIONS SHALL
OCCUR FOLLOWING THE AGENDA INDICATED ON THE CALL.
SHOULD PROPOSALS NOT INCLUDED ON THE AGENDA BE
SUBMITTED FOR A VOTE, SUCH PROPOSALS SHALL BE
PUT TO VOTE AFTER THE PROPOSALS ON THE AGENDA,
UNLESS OTHERWISE INDICATED BY THE CHAIRMAN. 22.2.
AFTER A COMPLETE OR SUMMARISED READING BY THE
SECRETARY, A PROCEDURE WHICH MAY BE OMITTED WHEN
THE TEXT OF THE RELEVANT PROPOSED RESOLUTION
REGARDING THE MATTER ON THE AGENDA HAS BEEN FURNISHED
TO THE SHAREHOLDERS AT THE OPENING OF THE MEETING,
THE FIRST RESOLUTIONS PUT TO VOTE SHALL BE THOSE
PROPOSED BY THE BOARD OF DIRECTORS AND, IN THE
ABSENCE OF SUCH PROPOSALS, PROPOSALS SUBMITTED
BY OTHER BODIES WILL BE SUBMITTED TO A VOTE,
IN THE ORDER DETERMINED TO THIS EFFECT BY THE
CHAIRMAN. CONTD..
* CONTD.. WHEN A RESOLUTION HAS BEEN APPROVE RELATED Non-Voting *Management Position Unknown
TO AND INCOMPATIBLE WITH THE SAME SHALL AUTOMATICALLY
BE REJECTED WITHOUT THEIR SUBMISSION TO A VOTE,
AND SHALL BE SO DECLARED BY THE CHAIRMAN OF THE
MEETING. THOSE MATTERS WHICH ARE SIGNIFICANTLY
INDEPENDENT, SUCH AS THE APPOINTMENT, RE-ELECTION
OR RATIFICATION OF EACH BOARD MEMBER OR, IN THE
CASE OF AMENDMENT OF THE COMPANY BY-LAWS, EACH
ARTICLE OR GROUP OF INDEPENDENT ARTICLES, SHALL
BE VOTED ON SEPARATELY. 22.3. VOTING ON THE PROPOSED
RESOLUTIONS SHALL BE DETERMINED ACCORDING TO
THE FOLLOWING SYSTEM: WHEN VOTING ON RESOLUTIONS
RELATED TO MATTERS INCLUDED IN THE AGENDA OF
THE GENERAL SHAREHOLDERS MEETING, FAVOURABLE
VOTES SHALL BE CONSIDERED TO BE THOSE CORRESPONDING
TO ALL THE SHARES PRESENT OR REPRESENTED AT THE
MEETING ACCORDING TO THE ATTENDANCE LIST, EXCEPT
FOR THOSE VOTES CORRESPONDING TO THE SHARES WHOSE
OWNERS OR REPRESENTATIVES MAKE THEIR UNFAVOURABLE
VOTE, BLANK VOTE OR ABSTENTION KNOWN TO THE REPORTING
OFFICERS AND OTHER MEMBERS OF THE PANEL OR, IF
THE CASE MAY BE, TO THE NOTARY PRESENT, EITHER
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 191 of 196
IN WRITING OR BY PERSONAL STATEMENT. WHEN VOTING
ON RESOLUTIONS RELATED TO MATTERS NOT INCLUDED
IN THE AGENDA OF THE GENERAL SHAREHOLDERS MEETING,
UNFAVOURABLE VOTES SHALL BE CONSIDERED ALL THOSE
CORRESPONDING TO ALL THE SHARES PRESENT OR REPRESENTED
AT THE MEETING ACCORDING TO THE ATTENDANCE LIST,
EXCEPT FOR THOSE VOTES CORRESPONDING TO THE SHARES
WHOSE OWNERS OR REPRESENTATIVES MAKE THEIR FAVOURABLE
VOTE, BLANK VOTE OR ABSTENTION KNOWN TO THE REPORTING
OFFICERS AND OTHER MEMBERS OF THE PANEL OR, IF
THE CASE MAY BE, TO THE NOTARY PRESENT, EITHER
IN WRITING OR BY PERSONAL STATEMENT. TO THE EFFECTS
OF THE PROVISIONS SET OUT IN PARAGRAPHS A) AND
B) ABOVE, FOR EACH OF THE PROPOSALS SUBMITTED
TO A VOTE, THE SHARES PRESENT OR REPRESENTED
AT THE MEETING SHALL BE CONSIDERED THOSE THAT
APPEAR ON THE ATTENDANCE LIST AFTER DEDUCTING
THOSE SHARES THAT, AS STIPULATED BY THE LEGISLATION
IN EFFECT AND IN FUNCTION OF THE PROPOSED RESOLUTION
TO BE SUBMITTED TO A VOTE, CANNOT EXERCISE THE
RELEVANT RIGHT TO VOTE. 22.4. WHATEVER THE SYSTEM
USED TO DETERMINE THE VOTE, THE GENERAL SHAREHOLDERS
MEETING PANEL OR, IN THE EVENT SUCH PANEL HAS
NOT BEEN CONSTITUTED, THE SECRETARY OF THE MEETING
SHALL VERIFY THE EXISTENCE OF A SUFFICIENT NUMBER
OF FAVOURABLE VOTES TO REACH THE NECESSARY MAJORITY
IN EACH CASE, THEREBY ALLOWING THE CHAIRMAN TO
DECLARE THE CORRESPONDING RESOLUTION APPROVED;
REPORT FROM THE BOARD OF DIRECTORS OF ALTADIS,
S.A. IN RELATION TO THE PROPOSAL TO THE GENERAL
MEETING OF SHAREHOLDERS TO PARTIALLY MODIFY ARTICLES
8 (OFFICIAL CALL), 14 (DELEGATION AND REPRESENTATION)
AND 22 (VOTING ON PROPOSED RESOLUTIONS) OF THE
REGULATIONS OF THE GENERAL MEETING, IN ORDER
TO ADAPT THEM TO THE UNIFIED CODE OF GOOD GOVERNANCE
FOR LISTED COMPANIES APPROVED BY THE NATIONAL
STOCK MARKET COMMISSION IN 2006 1. PURPOSE OF
THE REPORT IN COMPLIANCE WITH THAT STATED IN
ARTICLE 3 OF THE REGULATIONS OF THE GENERAL MEETING,
THE BOARD OF DIRECTORS OF ALTADIS, S.A. (HEREINAFTER
THE COMPANY ) FORMULATES THIS REPORT TO JUSTIFY
THE PROPOSAL TO MODIFY THE ARTICLES OF THE REGULATIONS
OF THE GENERAL MEETING OF SHAREHOLDERS WHICH
IS SUBMITTED TO THE APPROVAL OF THE GENERAL MEETING.
2. GENERAL JUSTIFICATION FOR THE PROPOSAL ALL
OF THE MODIFICATIONS THAT ARE SUBMITTED FOR THE
APPROVAL OF THE MEETING ARE AIMED AT ADAPTING
THE REGULATIONS OF THE GENERAL MEETING OF SHAREHOLDERS
TO THE UNIFIED CODE FOR GOOD GOVERNANCE PUBLISHED
BY THE NATIONAL STOCK MARKET COMMISSION AS APPENDIX
I TO THE REPORT FROM THE SPECIAL WORKING GROUP
IN GOOD GOVERNANCE FOR LISTED COMPANIES OF 19TH
MAY 2006 AND APPROVED BY AGREEMENT OF THE BOARD
OF THE NATIONAL STOCK MARKET COMMISSION ON 22ND
MAY 2006. 3. DETAILED JUSTIFICATION FOR THE PROPOSAL
THE MODIFICATIONS THAT ARE PROPOSED TO ARTICLES
8 AND 22 OF THE REGULATIONS OF THE MEETING HAVE
THE SAME OBJECTIVE, WHICH IS THAT IN THE SETTING
OF THE AGENDA AND IN THE VOTING ON THE AGREEMENT
PROPOSALS, SUBSTANTIALLY INDEPENDENT ISSUES SHALL
BE INCLUDED SEPARATELY AND VOTED INDEPENDENTLY,
LIKE THE APPOINTMENT, RE-ELECTION OR RATIFICATION
OF EACH DIRECTOR OR, IN THE CASE OF MODIFICATION
OF THE ARTICLES OF ASSOCIATION, EACH ARTICLES
OF GROUP OF ARTICLES INDEPENDENTLY. THE AIM IS
THAT THE SHAREHOLDERS KNOW, ASSESS AND VOTE SEPARATELY,
WITHOUT BEING PUT IN CLOSED LISTS , IN PARTICULAR
THE APPOINTMENT OF DIRECTORS AND THE MODIFICATION
OF THE ARTICLES OF ASSOCIATION, WHERE IT SEEMS
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 192 of 196
APPROPRIATE THAT DECISIONS CAN BE MADE INDIVIDUALLY
ON EACH DIRECTORS AND OPENLY ON THE VARIOUS ARTICLES
OF ASSOCIATION SUBMITTED FOR THEIR CONSIDERATION.
AS REGARDS FINANCIAL INTERMEDIARIES EXERCISING
THEIR VOTING RIGHTS (ARTICLE 14 OF THE REGULATIONS
OF THE BOARD) AND THE POSSIBILITY OF THEM DOING
SO IN A FRAGMENTED MANNER, ACCORDING TO THE INSTRUCTIONS
FROM THEIR CLIENTS, THE REASON FOR THE PROPOSAL
LIES IN THE FACT THAT MOST OF THE FOREIGN SHAREHOLDERS
INVEST IN THE SPANISH MARKET THROUGH A CHAIN
OF BROKERS WHO ACT AS BENEFICIAL OWNERS ON BEHALF
OF THE INVESTOR. IF THE VOTING RIGHT OF THE ULTIMATE
OWNER IS TO BE RESPECTED IT MUST BE ALLOWED THAT
THE FINANCIAL INTERMEDIARIES WHO ACT AS TRUSTEES
CAN VOTE IN ACCORDANCE WITH THE INSTRUCTIONS
FROM EACH OF THEIR CLIENTS; THIS WOULD OFTEN
INVOLVE THE SAME BENEFICIAL OWNER ISSUING DIFFERENT
VOTES. THIS IS A POSSIBILITY WHICH IS IN PRACTICE
ALREADY ACCEPTED ALTHOUGH NOT EXPRESSLY COVERED
EITHER IN THE ACT OR IN THE CORPORATE GOVERNANCE
RULES, UNTIL ITS INCORPORATION IN THE RECOMMENDATIONS
OF THE UNIFIED CODE. 4. FULL TEXT OF THE PROPOSAL
THE PROPOSAL THAT THE BOARD OF DIRECTORS SUBMITS
TO THE GENERAL MEETING OF SHAREHOLDERS IS AS
FOLLOWS: GOVERNANCE OF LISTED COMPANIES APPROVED
BY THE COMMISSION NACIONAL DEL MERCADO DE VALORES
IN 2006: ARTICLE 8 (OFFICIAL CALL), WHICH HAS
THE NEW SECTION 8.3 ADDED; ARTICLE 14 (DELEGATION
AND REPRESENTATION), WHICH HAS THE NEW SECTION
14.5 ADDED; AND ARTICLE 22 (VOTING ON PROPOSED
RESOLUTIONS), WHICH HAS ADDED A NEW PARAGRAPH
TO SECTION 22.2. THE REST OF THE SECTIONS OF
EACH OF THE ARTICLES REMAIN UNALTERED. ALTERATION
OF THE ARTICLES STATED IS PREVIOUSLY AGREED THROUGH
A WRITTEN REPORT FROM THE DIRECTORS, EXPLAINING
THEIR ALTERATION, AND AFTER THE PROPOSAL OF THE
STRATEGY, ETHICS AND GOOD GOVERNANCE COMMITTEE.
ALTERED ARTICLES WILL BE WORDED LITERALLY (ALTERATIONS
ARE UNDERLINED): ARTICLE 8. OFFICIAL CALL. 8.1.
THE GENERAL SHAREHOLDERS MEETINGS, WHETHER ORDINARY
OR EXTRAORDINARY, SHALL BE CALLED BY THE BOARD
OF DIRECTORS. 8.2. THE BOARD OF DIRECTORS MAY
CALL THE GENERAL SHAREHOLDERS MEETING WHENEVER
IT DEEMS APPROPRIATE OR NECESSARY FOR THE COMPANY
S INTERESTS, BUT IS OBLIGED, NONETHELESS, TO
CALL THE ORDINARY GENERAL SHAREHOLDERS MEETING
WITHIN THE FIRST SIX MONTHS OF EACH FISCAL YEAR
AND TO CALL THE EXTRAORDINARY GENERAL SHAREHOLDERS
MEETING WHEN SO REQUESTED IN WRITING BY SHAREHOLDERS
HOLDING A MINIMUM OF FIVE PERCENT OF THE COMPANY
SHARE CAPITAL. SUCH REQUEST SHALL INCLUDE THE
MATTERS TO BE DELIBERATED AT THE MEETING TO BE
CALLED. IN THIS CASE, THE GENERAL SHAREHOLDERS
MEETING SHALL BE HELD WITHIN THE THIRTY DAYS
FOLLOWING THE DATE ON WHICH NOTIFICATION BY NOTARY
OF THE CALL IS RECEIVED, INCLUDING NECESSARILY
THE PROPOSED AGENDA, OR THE MATTERS THAT GAVE
RISE TO SUCH REQUEST. CONTD..
* CONTD.. 8.3. THOSE MATTERS WHICH ARE SIGNIFICANTLY Non-Voting *Management Position Unknown
INDEPENDENT, SUCH AS THE APPOINTMENT, RE-ELECTION
OR RATIFICATION OF EACH BOARD MEMBER OR, IN THE
CASE OF AMENDMENT OF THE COMPANY BY-LAWS, EACH
ARTICLE OR GROUP OF INDEPENDENT ARTICLES, SHALL
BE INCLUDED SEPARATELY ON THE AGENDA AND VOTED
ON INDIVIDUALLY. ARTICLE 14. DELEGATION AND REPRESENTATION.
14.1 ALL SHAREHOLDERS SHALL BE ENTITLED TO BE
REPRESENTED AT THE GENERAL SHAREHOLDERS MEETING
BY ANOTHER SHAREHOLDER WITH THE RIGHT TO ATTEND.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 193 of 196
SUCH REPRESENTATION SHALL BE SPECIFIC FOR EACH
MEETING, EXPRESSED THROUGH THE DELEGATION FORM
PRINTED ON THE ATTENDANCE CARD OR THROUGH ANY
OTHER MEANS ACCEPTED BY LAW, WITHOUT PREJUDICE
TO THE PROVISIONS OF ARTICLE 108 OF THE JOINT
STOCK COMPANIES ACT WITH RESPECT TO FAMILY REPRESENTATION
AND THE CONFERRING OF GENERAL POWERS. SUCH DOCUMENTS
OF DELEGATION OR REPRESENTATION FOR THE GENERAL
SHAREHOLDERS MEETING SHALL REFLECT THE RELEVANT
INSTRUCTIONS WITH REGARDS TO THE VOTE TO BE ISSUED.
SHOULD NO EXPRESS INSTRUCTIONS BE GIVEN, IT SHALL
BE UNDERSTOOD THAT THE REPRESENTATIVE SHALL VOTE
IN FAVOUR OF THE PROPOSALS SUBMITTED BY THE BOARD
OF DIRECTORS WITH RESPECT TO THE MATTERS INCLUDED
ON THE AGENDA. SHOULD NO INSTRUCTIONS HAVE BEEN
ISSUED BECAUSE THE GENERAL SHAREHOLDERS MEETING
RESOLVES MATTERS THAT ARE NOT INCLUDED ON THE
AGENDA AND ARE THEREFORE UNKNOWN AT THE DATE
OF DELEGATION, AND SHOULD SUCH MATTERS BE PUT
TO A VOTE, THE REPRESENTATIVE SHALL VOTE AS HE/SHE
DEEMS APPROPRIATE, TAKING INTO ACCOUNT THE INTERESTS
OF THE COMPANY AND THE REPRESENTED PARTY. THE
SAME PRINCIPLE SHALL APPLY WHEN THE RELEVANT
PROPOSAL OR PROPOSALS SUBMITTED FOR DECISION
BY THE MEETING HAVE NOT BEEN PRESENTED BY THE
BOARD OF DIRECTORS. IN THE EVENT THE REPRESENTATION
OR DELEGATION DOCUMENT DOES NOT INDICATE THE
SPECIFIC INDIVIDUAL TO WHOM THE SHAREHOLDER CONFERS
REPRESENTATION, SUCH REPRESENTATION SHALL BE
CONSIDERED TO HAVE BEEN GRANTED IN FAVOUR OF
THE CHAIRMAN OF THE COMPANY BOARD OF DIRECTORS
OR WHOMEVER SUBSTITUTES THE CHAIRMAN IN PRESIDING
THE GENERAL SHAREHOLDERS MEETING. IN THE CASES
OF PUBLIC REQUESTS FOR REPRESENTATION, IN CASES
OF CONFLICT OF INTEREST THE ADMINISTRATOR TO
WHOM SUCH REPRESENTATION IS GRANTED SHALL BE
LIMITED BY THE RESTRICTIONS ON THE EXERCISE OF
VOTING RIGHTS ESTABLISHED IN ARTICLE 114 OF THE
SECURITIES MARKET ACT. IN THESE CASES, THE ADMINISTRATOR
TO WHOM SUCH REPRESENTATION WERE GRANTED MAY
APPOINT ANOTHER ADMINISTRATOR OR A THIRD PARTY
IN WHICH NO CONFLICT OF INTEREST OCURR TO THE
EFFECT THAT SUCH PERSONS EXERCISE LAWFULLY THE
AFORESAID REPRESENTATION. THE APPOINTMENT, UNLESS
ANYTHING IS EXPRESSED TO THE CONTRARY, SHALL
EXTEND TO THOSE MATTERS THAT EVEN IF NOT INDICATED
IN THE AGENDA OF CALL MAY BE, BY MINISTRY OF
LAW, RESOLVED BY THE GENERAL MEETING OF SHAREHOLDERS;
IN THESE CASES SHALL ALSO APPLY THE AFOREMENTIONED
DISPOSITIONS REGARDING THE CONFLICT OF INTEREST.
REPRESENTATION IS ALWAYS REVOCABLE. PERSONAL
ATTENDANCE BY THE REPRESENTED PARTY AT THE GENERAL
SHAREHOLDERS MEETING SHALL BE CONSIDERED AS REVOCATION
OF SUCH REPRESENTATION. 14.2. INDIVIDUAL SHAREHOLDERS
WHO ARE NOT FULLY ABLE TO ACT AND LEGAL ENTITY
SHAREHOLDERS SHALL BE REPRESENTED BY THOSE EXERCISING
THEIR REPRESENTATION IN ACCORDANCE WITH THE LAW,
WITH DUE ACCREDITATION. 14.3. IN THE CASES OF
BOTH VOLUNTARY REPRESENTATION AND LEGAL REPRESENTATION,
SHAREHOLDERS ARE ENTITLED TO ONLY ONE REPRESENTATIVE
AT THE MEETING. 14.4. THE CHAIRMAN OF THE GENERAL
SHAREHOLDERS MEETING OR, IF SO DELEGATED, THE
SECRETARY OF THE SAME, SHALL RESOLVE ALL DOUBTS
WHICH MAY ARISE WITH RESPECT TO THE VALIDITY
AND EFFECTIVENESS OF THE DOCUMENTS GRANTING THE
RIGHT TO ATTEND PRESENTED BY ALL SHAREHOLDERS,
WHETHER INDIVIDUALLY OR GROUPING THEIR SHARES
WITH OTHER SHAREHOLDERS, AS WELL AS THE DELEGATION
OR REPRESENTATION IN FAVOUR OF ANOTHER PARTY,
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 194 of 196
ENDEAVOURING TO CONSIDER INVALID OR INEFFECTIVE
ONLY THOSE DOCUMENTS THAT DO NOT MEET THE MINIMUM
ESSENTIAL REQUIREMENTS, AND PROVIDED THAT SUCH
NON-FULFILMENT HAS NOT BEEN REMEDIED. 14.5. IN
PARTICULAR, FINANCIAL INTERMEDIARIES, WHO HAVE
BEEN DULY ACCREDITED TO THE COMPANY, AND WHO
ARE LEGITIMIZED AS SHAREHOLDERS IN ORDER TO ACT
ON BEHALF OF DIFFERENT CLIENTS, SHALL BE PERMITTED
TO EXERCISE SPLIT VOTES, IN ACCORDANCE WITH THE
INSTRUCTIONS OF THEIR CLIENTS. ARTICLE 22. VOTING
ON PROPOSED RESOLUTIONS 22.1. AFTER THE SHAREHOLDERS
INTERVENTIONS AND WHEN THE REQUESTED RESPONSES
HAVE BEEN DULY PROVIDED, VOTING SHALL TAKE PLACE
ON THE RELEVANT PROPOSED RESOLUTIONS IN ACCORDANCE
WITH THE PROVISIONS OF THE PRESENT REGULATIONS.
VOTING ON EACH OF THE PROPOSED RESOLUTIONS SHALL
OCCUR FOLLOWING THE AGENDA INDICATED ON THE CALL.
SHOULD PROPOSALS NOT INCLUDED ON THE AGENDA BE
SUBMITTED FOR A VOTE, SUCH PROPOSALS SHALL BE
PUT TO VOTE AFTER THE PROPOSALS ON THE AGENDA,
UNLESS OTHERWISE INDICATED BY THE CHAIRMAN. 22.2.
AFTER A COMPLETE OR SUMMARISED READING BY THE
SECRETARY, A PROCEDURE WHICH MAY BE OMITTED WHEN
THE TEXT OF THE RELEVANT PROPOSED RESOLUTION
REGARDING THE MATTER ON THE AGENDA HAS BEEN FURNISHED
TO THE SHAREHOLDERS AT THE OPENING OF THE MEETING,
THE FIRST RESOLUTIONS PUT TO VOTE SHALL BE THOSE
PROPOSED BY THE BOARD OF DIRECTORS AND, IN THE
ABSENCE OF SUCH PROPOSALS, PROPOSALS SUBMITTED
BY OTHER BODIES WILL BE SUBMITTED TO A VOTE,
IN THE ORDER DETERMINED TO THIS EFFECT BY THE
CHAIRMAN. WHEN A RESOLUTION HAS BEEN APPROVED,
ALL OTHER PROPOSALS RELATED TO AND INCOMPATIBLE
WITH THE SAME SHALL AUTOMATICALLY BE REJECTED
WITHOUT THEIR SUBMISSION TO A VOTE, AND SHALL
BE SO DECLARED BY THE CHAIRMAN OF THE MEETING.
THOSE MATTERS WHICH ARE SIGNIFICANTLY INDEPENDENT,
SUCH AS THE APPOINTMENT, RE-ELECTION OR RATIFICATION
OF EACH BOARD MEMBER OR, IN THE CASE OF AMENDMENT
OF THE COMPANY BY-LAWS, EACH ARTICLE OR GROUP
OF INDEPENDENT ARTICLES, SHALL BE VOTED ON SEPARATELY.
22.3. VOTING ON THE PROPOSED RESOLUTIONS SHALL
BE DETERMINED ACCORDING TO THE FOLLOWING SYSTEM:
WHEN VOTING ON RESOLUTIONS RELATED TO MATTERS
INCLUDED IN THE AGENDA OF THE GENERAL SHAREHOLDERS
MEETING, FAVOURABLE VOTES SHALL BE CONSIDERED
TO BE THOSE CORRESPONDING TO ALL THE SHARES PRESENT
OR REPRESENTED AT THE MEETING ACCORDING TO THE
ATTENDANCE LIST, EXCEPT FOR THOSE VOTES CORRESPONDING
TO THE SHARES WHOSE OWNERS OR REPRESENTATIVES
MAKE THEIR UNFAVOURABLE VOTE, BLANK VOTE OR ABSTENTION
KNOWN TO THE REPORTING OFFICERS AND OTHER MEMBERS
OF THE PANEL OR, IF THE CASE MAY BE, TO THE NOTARY
PRESENT, EITHER IN WRITING OR BY PERSONAL STATEMENT.
WHEN VOTING ON RESOLUTIONS RELATED TO MATTERS
NOT INCLUDED IN THE AGENDA OF THE GENERAL SHAREHOLDERS
MEETING, UNFAVOURABLE VOTES SHALL BE CONSIDERED
ALL THOSE CORRESPONDING TO ALL THE SHARES PRESENT
OR REPRESENTED AT THE MEETING ACCORDING TO THE
ATTENDANCE LIST, EXCEPT FOR THOSE VOTES CORRESPONDING
TO THE SHARES WHOSE OWNERS OR REPRESENTATIVES
MAKE THEIR FAVOURABLE VOTE, BLANK VOTE OR ABSTENTION
KNOWN TO THE REPORTING OFFICERS AND OTHER MEMBERS
OF THE PANEL OR, IF THE CASE MAY BE, TO THE NOTARY
PRESENT, EITHER IN WRITING OR BY PERSONAL STATEMENT.
TO THE EFFECTS OF THE PROVISIONS SET OUT IN PARAGRAPHS
A) AND B) ABOVE, FOR EACH OF THE PROPOSALS SUBMITTED
TO A VOTE, THE SHARES PRESENT OR REPRESENTED
AT THE MEETING SHALL BE CONSIDERED THOSE THAT
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 195 of 196
APPEAR ON THE ATTENDANCE LIST AFTER DEDUCTING
THOSE SHARES THAT, AS STIPULATED BY THE LEGISLATION
IN EFFECT AND IN FUNCTION OF THE PROPOSED RESOLUTION
TO BE SUBMITTED TO A VOTE, CANNOT EXERCISE THE
RELEVANT RIGHT TO VOTE. CONTD..
* CONTD..22.4. WHATEVER THE SYSTEM USED TO DETERMINE Non-Voting *Management Position Unknown
THE VOTE, THE GENERAL SHAREHOLDERS MEETING PANEL
OR, IN THE EVENT SUCH PANEL HAS NOT BEEN CONSTITUTED,
THE SECRETARY OF THE MEETING SHALL VERIFY THE
EXISTENCE OF A SUFFICIENT NUMBER OF FAVOURABLE
VOTES TO REACH THE NECESSARY MAJORITY IN EACH
CASE, THEREBY ALLOWING THE CHAIRMAN TO DECLARE
THE CORRESPONDING RESOLUTION APPROVED.
6. AUTHORISATION TO THE BOARD OF DIRECTORS FOR THE Management For *Management Position Unknown
DERIVATIVE ACQUISITION OF OWNSHARES, EITHER DIRECTLY
OR THROUGH GROUP AFFILIATES, WITHIN THE LEGAL
LIMITS AND REQUIREMENTS, FOR A MAXIMUM TERM OF
EIGHTEEN MONTHS, AS WELL AS AUTHORISATION FOR
THEIR TRANSFER AND/OR THE APPLICATION OF THE
REMUNERATION SYSTEMS ENVISAGED IN ARTICLE 75
OF THE PUBLIC LIMITED-LIABILITY COMPANIES ACT.
IT IS PROPOSED TO EXPRESSLY AUTHORISE THE BOARD
OF DIRECTORS, IN ACCORDANCE WITH THE PROVISIONS
ESTABLISHED IN ARTICLE 75 OF THE REVISED TEXT
OF THE PUBLIC LIMITED-LIABILITY COMPANIES ACT
CURRENTLY IN EFFECT, TO EFFECT THE DERIVATIVE
ACQUISITION OF ALTADIS, S.A. SHARES, EITHER DIRECTLY
BY THE COMPANY OR INDIRECTLY THROUGH AFFILIATE
COMPANIES, UP TO A SHARE CEILING THAT REPRESENTS
5% OF THE COMPANY SHARE CAPITAL, AT A PRICE AND
COMPENSATION VALUE THAT SHALL NOT BE LESS THAT
THE PAR VALUE OF THE SHARES, NOR EXCEED THE LISTED
SHARE PRICE. THE ACQUISITION FOR WHICH AUTHORISATION
IS REQUESTED MAY BE EFFECTED BY MEANS OF SALE-PURCHASE,
SWAP, DONATION OR AWARD OR AS APPROPRIATION FOR
PAYMENT, AND IN GENERAL BY ANY OTHER MEANS OF
ACQUISITION FOR PAYMENT OF SHARES THAT HAVE BEEN
ISSUED AND FULLY PAID-UP, INCLUDING THE USE OF
FINANCIAL DERIVATIVE INSTRUMENTS, AND PARTICULARLY
TRANSACTIONS INVOLVING ALL TYPES OF OPTIONS (PUT
AND CALL), FOR A MAXIMUM TERM OF EIGHTEEN MONTHS
FROM THE DATE OF ADOPTION OF THE PRESENT RESOLUTION.
THE SHARES SO ACQUIRED SHALL NOT BEAR ANY RIGHTS
WHATSOEVER, INCLUDING THE RIGHT TO VOTE. THE
RELEVANT ECONOMIC RIGHTS SHALL BE PROPORTIONALLY
ATTRIBUTED TO THE REMAINING SHARES IN ACCORDANCE
WITH THE PROVISIONS ESTABLISHED IN ARTICLE 70
OF THE AFOREMENTIONED ACT. THE BOARD IS HEREBY
AUTHORISED TO CREATE A SPECIAL RESERVE ENTERED
AS A LIABILITY ON THE BALANCE SHEET TO BE CHARGED
TO THE FREELY DISPOSABLE RESERVE, IN THE AMOUNT
EQUALLING THE ACQUISITION PRICE OF THE SAID SHARES.
THE PRESENT AUTHORISATION RENDERS NULL AND VOID
THE RESOLUTION OF THE GENERAL SHAREHOLDERS MEETING
OF JUNE 7TH, 2006. LIKEWISE, AND TO THE EFFECTS
ENVISAGED IN PARAGRAPH TWO OF NUMBER 1 IN ARTICLE
75 OF THE PUBLIC LIMITED-LIABILITY COMPANIES
ACT, EXPRESS AUTHORISATION IS HEREBY GRANTED
FOR THE ACQUISITION OF COMPANY SHARES BY ANY
OF THE AFFILIATE COMPANIES, IN THE SAME TERMS
AS THOSE SET OUT HERE IN. IT IS EXPRESSLY STATED
THAT THE SHARES ACQUIRED SUBSEQUENT TO THE PRESENT
AUTHORISATION MAY DE ALLOCATED TO SALE OR TO
THE APPLICATION OF THE REMUNERATION SYSTEMS CONTEMPLATED
IN PARAGRAPH THREE, SECTION 1 OF ARTICLE 75 OF
THE PUBLIC LIMITED-LIABILITY COMPANIES ACT. THE
BOARD SHALL DECIDE WHETHER TO SELL, MAINTAIN
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007
Selected Accounts: NPX GABELLI EQUITY INCOME FUND Page 196 of 196
OR REDEEM THE SHARES SO ACQUIRED IN DUE TIME
7. DELEGATIONS OF POWERS TO FORMALISE, INTERPRET, Management For *Management Position Unknown
CORRECT, REGISTER AND EXECUTE THE RESOLUTIONS
ADOPTED BY THE GENERAL SHAREHOLDERS MEETING.
TO DELEGATE TO THE BOARD OF DIRECTORS THE BROADEST
POWERS ENVISAGED BY LAW TO SUPPLEMENT, DEVELOP,
EXECUTE AND CORRECT THE RESOLUTIONS ADOPTED BY
THE GENERAL SHAREHOLDERS MEETING, INCLUDING
THE POWER TO TOTALLY OR PARTIALLY DELEGATE THE
AFOREMENTIONED POWERS TO THE EXECUTIVE COMMITTEE.
THE POWER TO CORRECT SHALL ENCOMPASS THE POWER
TO MAKE THE MODIFICATIONS, AMENDMENTS AND ADDITIONS
THAT MAY BE NECESSARY OR APPROPRIATE SUBSEQUENT
TO OBJECTIONS OR COMMENTS ARISING FROM THE SECURITIES
MARKET REGULATORY BODIES, THE STOCK EXCHANGE,
THE MERCANTILE REGISTRY AND ALL OTHER PUBLIC
AUTHORITIES COMPETENT IN RELATION TO THE RESOLUTIONS
ADOPTED. LIKEWISE, TO DELEGATE TO THE CHAIRMAN
OF THE BOARD, THE CHAIRMAN OF THE EXECUTIVE COMMITTEE
AND THE SECRETARY TO THE BOARD INDISTINCTLY,
THE POWERS NECESSARY TO FORMALISE THE RESOLUTIONS
ADOPTED BY THE GENERAL SHAREHOLDERS MEETING
AND TO REGISTER THOSE SUBJECT TO SUCH REQUIREMENT,
TOTALLY OR PARTIALLY, AND TO THIS EFFECT, TO
GRANT ALL TYPES OF PUBLIC AND PRIVATE DOCUMENTS,
INCLUDING THOSE REQUIRED TO SUPPLEMENT OR CORRECT
SUCH RESOLUTIONS
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 08/20/2007
Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 1 of 18
- ------------------------------------------------------------------------------------------------------------------------------------
ALLIANT TECHSYSTEMS INC. ATK ANNUAL MEETING DATE: 08/01/2006
ISSUER: 018804104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
05 STOCKHOLDER PROPOSAL - REPORT ON DEPLETED URANIUM Shareholder Against For
WEAPONS AND COMPONENTS
04 STOCKHOLDER PROPOSAL - ETHICAL CRITERIA FOR MILITARY Shareholder Against For
CONTRACTS
03 APPROVAL OF EXECUTIVE OFFICER INCENTIVE PLAN Management For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
01 DIRECTOR Management For
FRANCES D. COOK Management For For
GILBERT F. DECKER Management For For
RONALD R. FOGLEMAN Management For For
CYNTHIA L LESHER Management For For
DOUGLAS L. MAINE Management For For
ROMAN MARTINEZ IV Management For For
DANIEL J. MURPHY Management For For
MICHAEL T. SMITH Management For For
WILLIAM G. VAN DYKE Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
STELLENT, INC. STEL ANNUAL MEETING DATE: 08/01/2006
ISSUER: 85856W105 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP Management For For
AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE
FISCAL YEAR ENDING MARCH 31, 2007.
01 DIRECTOR Management For
ROBERT F. OLSON Management For For
WILLIAM B. BINCH Management For For
KENNETH H. HOLEC Management For For
ALAN B. MENKES Management For For
PHILIP E. SORAN Management For For
RAYMOND A. TUCKER Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
CNS, INC. CNXS ANNUAL MEETING DATE: 08/15/2006
ISSUER: 126136100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DANIEL E. COHEN Management For For
KAREN T. BECKWITH Management For For
PATRICK DELANEY Management For For
ANDREW J. GREENSHIELDS Management For For
H. ROBERT HAWTHORNE Management For For
MARTI MORFITT Management For For
RICHARD PERKINS Management For For
MORRIS J. SIEGEL Management For For
02 APPROVAL OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITORS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 08/20/2007
Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 2 of 18
- ------------------------------------------------------------------------------------------------------------------------------------
H.J. HEINZ COMPANY HNZ CONTESTED ANNUAL MEETING
DATE: 08/16/2006
ISSUER: 423074103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management
W.R. JOHNSON Management For For
C.E. BUNCH Management For For
M.C. CHOKSI Management For For
P.H. COORS Management For For
J.G. DROSDICK Management For For
E.E. HOLIDAY Management For For
C. KENDLE Management For For
D.H. REILLEY Management For For
L.C. SWANN Management For For
T.J. USHER Management For For
NELSON PELTZ Opposition For
MICHAEL F. WEINSTEIN Opposition For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
- ------------------------------------------------------------------------------------------------------------------------------------
ANORMED INC. AOM SPECIAL MEETING DATE: 09/19/2006
ISSUER: 035910108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 TO FIX THE NUMBER OF OUR DIRECTORS AT TEN (10) Management For For
04 TO APPROVE THE ADOPTION OF OUR 2006 ANORMED INCENTIVE Management Against Against
STOCK OPTION PLAN.
03 TO APPOINT KPMG LLP AS OUR AUDITOR TO HOLD OFFICE Management For For
UNTIL THE CLOSE OF OUR NEXT ANNUAL MEETING OF
SHAREHOLDERS AND TO AUTHORIZE THE BOARD OF DIRECTORS
TO FIX THE REMUNERATION TO BE PAID TO THE AUDITOR
02 DIRECTOR Management For
KENNETH H. GALBRAITH Management For For
FELIX J. BAKER Management For For
PAUL A. BRENNAN Management For For
JOSEPH P. DOUGHERTY Management For For
HENRY J. FUCHS Management For For
WILLIAM L. HUNTER Management For For
JACQUES R. LAPOINTE Management For For
I. BERL NADLER Management For For
KELVIN M. NEU Management For For
KLAUS R. VEITINGER Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 08/20/2007
Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 3 of 18
- ------------------------------------------------------------------------------------------------------------------------------------
POLYMEDICA CORPORATION PLMD ANNUAL MEETING DATE: 09/19/2006
ISSUER: 731738100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WALTER R. MAUPAY, JR. Management For For
PATRICK T. RYAN Management For For
WILLIAM C. VANFAASEN Management For For
02 TO RATIFY THE SELECTION BY THE BOARD OF DIRECTORS Management For For
OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S
INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING MARCH 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
KIMBALL INTERNATIONAL, INC. KBALB ANNUAL MEETING DATE: 10/17/2006
ISSUER: 494274103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DR. JACK R. WENTWORTH Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
TEXAS INDUSTRIES, INC. TXI ANNUAL MEETING DATE: 10/17/2006
ISSUER: 882491103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO APPROVE THE MASTER PERFORMANCE-BASED INCENTIVE Management For For
PLAN.
04 TO TRANSACT ANY OTHER BUSINESS THAT MAY PROPERLY Management For For
COME BEFORE THE ANNUAL MEETING OR ANY ADJOURNMENT
THEREOF.
01 DIRECTOR Management For
GORDON E. FORWARD Management For For
KEITH W. HUGHES Management For For
HENRY H. MAUZ, JR. Management For For
03 TO APPROVE THE SELECTION OF ERNST & YOUNG LLP Management For For
AS OUR INDEPENDENT AUDITORS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 08/20/2007
Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 4 of 18
- ------------------------------------------------------------------------------------------------------------------------------------
LAWSON SOFTWARE, INC. LWSN ANNUAL MEETING DATE: 10/26/2006
ISSUER: 52078P102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
STEVEN C. CHANG Management For For
HARRY DEBES Management For For
PETER GYENES Management For For
DAVID R. HUBERS Management For For
H. RICHARD LAWSON Management For For
MICHAEL A. ROCCA Management For For
ROBERT A. SCHRIESHEIM Management For For
ROMESH WADHWANI Management For For
PAUL WAHL Management For For
03 PROPOSAL TO RATIFY AND APPROVE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MAY 31, 2007
02 PROPOSAL TO RENEW 2001 EMPLOYEE STOCK PURCHASE Management For For
PLAN AND AMEND ELIGIBILITY
- ------------------------------------------------------------------------------------------------------------------------------------
ALBERTO-CULVER COMPANY ACV SPECIAL MEETING DATE: 11/10/2006
ISSUER: 013068101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE INVESTMENT AGREEMENT, DATED AS Management For For
OF JUNE 19, 2006, AND APPROVAL OF THE TRANSACTIONS
CONTEMPLATED BY THE INVESTMENT AGREEMENT, INCLUDING
THE HOLDING COMPANY MERGER AND THE NEW SALLY
SHARE ISSUANCE.
- ------------------------------------------------------------------------------------------------------------------------------------
ZALE CORPORATION ZLC ANNUAL MEETING DATE: 11/15/2006
ISSUER: 988858106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JULY 31, 2007.
01 DIRECTOR Management For
RICHARD C. MARCUS Management For For
MARY E. BURTON Management For For
J. GLEN ADAMS Management For For
JOHN B. LOWE, JR. Management For For
GEORGE R. MIHALKO, JR. Management For For
THOMAS C. SHULL Management For For
CHARLES M. SONSTEBY Management For For
DAVID M. SZYMANSKI Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 08/20/2007
Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 5 of 18
- ------------------------------------------------------------------------------------------------------------------------------------
LIFECORE BIOMEDICAL, INC. LCBM ANNUAL MEETING DATE: 11/16/2006
ISSUER: 532187101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DENNIS J. ALLINGHAM Management For For
ORWIN L. CARTER, PH.D. Management For For
MARTIN J. EMERSON Management For For
THOMAS H. GARRETT Management For For
LUTHER T. GRIFFITH Management For For
RICHARD W. PERKINS Management For For
JOHN E. RUNNELLS Management For For
02 PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT Management For For
OF GRANT THORNTON LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE
CURRENT FISCAL YEAR ENDING JUNE 30, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
VAIL RESORTS, INC. MTN ANNUAL MEETING DATE: 01/04/2007
ISSUER: 91879Q109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
04 IN THEIR DISCRETION, SUCH OTHER BUSINESS AS MAY Management For For
PROPERLY COME BEFORE THE MEETING
03 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
02 APPROVE THE ADOPTION OF THE AMENDED AND RESTATED Management Against Against
2002 LONG-TERM INCENTIVE AND SHARE AWARD PLAN
01 DIRECTOR Management For
JOHN J. HANNAN Management For For
ROLAND A. HERNANDEZ Management For For
THOMAS D. HYDE Management For For
ROBERT A. KATZ Management For For
RICHARD D. KINCAID Management For For
JOE R. MICHELETTO Management For For
JOHN F. SORTE Management For For
WILLIAM P. STIRITZ Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
FSI INTERNATIONAL, INC. FSII ANNUAL MEETING DATE: 01/17/2007
ISSUER: 302633102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS OUR Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR ENDING AUGUST 25, 2007.
01 DIRECTOR Management For
WILLEM D. MARIS Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 08/20/2007
Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 6 of 18
- ------------------------------------------------------------------------------------------------------------------------------------
JACUZZI BRANDS, INC. JJZ ANNUAL MEETING DATE: 01/25/2007
ISSUER: 469865109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE AGREEMENT AND PLAN OF MERGER, Management Abstain Against
DATED AS OF OCTOBER 11, 2006 BY AND AMONG JACUZZI
BRANDS, INC., JUPITER ACQUISITION LLC AND JUPITER
MERGER SUB, INC. PURSUANT TO WHICH EACH STOCKHOLDER
OF JACUZZI BRANDS, INC. WILL BE ENTITLED TO RECEIVE
$12.50 IN CASH, WITHOUT INTEREST, AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT
03 RATIFY APPOINTMENT OF ERNST & YOUNG, LLP AS INDEPENDENT Management Abstain Against
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2007
02 DIRECTOR Management Withhold
ALEX P. MARINI Management Withhold Against
CLAUDIA E. MORF Management Withhold Against
ROBERT R. WOMACK Management Withhold Against
04 PROPOSAL TO APPROVE ADJOURNMENTS OR POSTPONEMENTS Management Abstain Against
OF THE 2007 ANNUAL MEETING, IF NECESSARY OR APPROPRIATE,
TO PERMIT THE FURTHER SOLICITATION OF PROXIES
IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME
OF THE MEETING TO ADOPT THE MERGER AGREEMENT
- ------------------------------------------------------------------------------------------------------------------------------------
SURMODICS, INC. SRDX ANNUAL MEETING DATE: 01/29/2007
ISSUER: 868873100 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 SET THE NUMBER OF DIRECTORS AT NINE (9). Management For For
02 DIRECTOR Management For
JOHN W. BENSON Management For For
GERALD B. FISCHER Management For For
KENDRICK B. MELROSE Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
GRIFFON CORPORATION GFF ANNUAL MEETING DATE: 02/02/2007
ISSUER: 398433102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
HENRY A. ALPERT Management For For
BLAINE V. FOGG Management For For
CLARENCE A. HILL, JR. Management For For
WILLIAM H. WALDORF Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 08/20/2007
Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 7 of 18
- ------------------------------------------------------------------------------------------------------------------------------------
THE TORO COMPANY TTC ANNUAL MEETING DATE: 03/13/2007
ISSUER: 891092108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
03 RATIFY SELECTION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
02 RE-APPROVE THE TORO COMPANY PERFORMANCE SHARE Management For For
PLAN
01 DIRECTOR Management For
R.C. BUHRMASTER Management For For
W.H. BUXTON Management For For
R.H. NASSAU Management For For
C.A. TWOMEY Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
MUELLER WATER PRODUCTS INC. MWA ANNUAL MEETING DATE: 03/22/2007
ISSUER: 624758207 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
D. BOYCE Management For For
H. CLARK, JR. Management For For
G. HYLAND Management For For
J. KOLB Management For For
J. LEONARD Management For For
M. O'BRIEN Management For For
B. RETHORE Management For For
N. SPRINGER Management For For
M. TOKARZ Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
ADESA, INC. KAR SPECIAL MEETING DATE: 03/28/2007
ISSUER: 00686U104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL MEETING, Management For For
IF NECESSARY, TO PERMIT FURTHER SOLICITATION
OF PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT
AND APPROVE THE MERGER AGREEMENT.
01 PROPOSAL TO ADOPT AND APPROVE THE AGREEMENT AND Management For For
PLAN OF MERGER, DATED AS OF DECEMBER 22, 2006,
BY AND AMONG ADESA, INC., KAR HOLDINGS II, LLC,
KAR HOLDINGS, INC. AND KAR ACQUISITION, INC.,
PURSUANT TO WHICH KAR ACQUISITION, INC. WILL
MERGE WITH AND INTO ADESA, INC., ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 08/20/2007
Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 8 of 18
- ------------------------------------------------------------------------------------------------------------------------------------
JOHN H. HARLAND COMPANY JH SPECIAL MEETING DATE: 03/28/2007
ISSUER: 412693103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 TO APPROVE THE ADJOURNMENT OR POSTPONEMENT OF Management For For
THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE
THE AGREEMENT AND PLAN OF MERGER.
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF DECEMBER 19, 2006, AMONG M & F WORLDWIDE
CORP., H ACQUISITION CORP. AND JOHN H. HARLAND
COMPANY.
- ------------------------------------------------------------------------------------------------------------------------------------
USI HOLDINGS CORPORATION USIH SPECIAL MEETING DATE: 03/29/2007
ISSUER: 90333H101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING, Management For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE
TIME OF THE MEETING TO ADOPT THE MERGER AGREEMENT.
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF JANUARY 15, 2007, BY AND AMONG USI
HOLDINGS CORPORATION, COMPASS ACQUISITION HOLDINGS
CORP. AND COMPASS MERGER SUB INC.
- ------------------------------------------------------------------------------------------------------------------------------------
FMC CORPORATION FMC ANNUAL MEETING DATE: 04/24/2007
ISSUER: 302491303 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM F. REILLY Management For For
WILLIAM G. WALTER Management For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 08/20/2007
Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 9 of 18
- ------------------------------------------------------------------------------------------------------------------------------------
NEWALLIANCE BANCSHARES, INC. NAL ANNUAL MEETING DATE: 04/24/2007
ISSUER: 650203102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CARLTON L. HIGHSMITH Management For For
JOSEPH H. ROSSI Management For For
NATHANIEL D. WOODSON Management For For
JOSEPH A. ZACCAGNINO Management For For
02 TO RATIFY THE APPOINTMENT OF THE FIRM OF PRICEWATERHOUSECOOPERS, Management For For
LLP AS INDEPENDENT AUDITORS (PROPOSAL 2).
03 THE PROXIES ARE AUTHORIZED TO VOTE UPON ANY OTHER Management For For
BUSINESS THAT PROPERLY COMES BEFORE THE ANNUAL
MEETING OR ANY ADJOURNMENTS OF THE MEETING, IN
ACCORDANCE WITH THE DETERMINATION OF A MAJORITY
OF THE BOARD OF DIRECTORS.
- ------------------------------------------------------------------------------------------------------------------------------------
DELUXE CORPORATION DLX ANNUAL MEETING DATE: 04/25/2007
ISSUER: 248019101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CHARLES A. HAGGERTY Management For For
ISAIAH HARRIS, JR. Management For For
WILLIAM A. HAWKINS, III Management For For
C. MAYBERRY MCKISSACK Management For For
STEPHEN P. NACHTSHEIM Management For For
MARY ANN O'DWYER Management For For
MARTYN R. REDGRAVE Management For For
LEE J. SCHRAM Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
ARCH CHEMICALS, INC. ARJ ANNUAL MEETING DATE: 04/26/2007
ISSUER: 03937R102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RICHARD E. CAVANAGH Management For For
MICHAEL O. MAGDOL Management For For
DOUGLAS J. WETMORE Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 08/20/2007
Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 10 of 18
- ------------------------------------------------------------------------------------------------------------------------------------
ERESEARCH TECHNOLOGY, INC. ERES ANNUAL MEETING DATE: 04/26/2007
ISSUER: 29481V108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
SHELDON M. BONOVITZ Management For For
G.A. FAICH, MD, MPH Management For For
ELAM M. HITCHNER Management For For
02 APPROVAL AND ADOPTION OF AMENDED AND RESTATED Management For For
2003 EQUITY INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS.
- ------------------------------------------------------------------------------------------------------------------------------------
PEPSIAMERICAS, INC. PAS ANNUAL MEETING DATE: 04/26/2007
ISSUER: 71343P200 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
1J ELECTION OF DIRECTOR: DEBORAH E. POWELL. Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTANTS.
1A ELECTION OF DIRECTOR: HERBERT M. BAUM. Management For For
1B ELECTION OF DIRECTOR: RICHARD G. CLINE. Management For For
1C ELECTION OF DIRECTOR: MICHAEL J. CORLISS. Management For For
1D ELECTION OF DIRECTOR: PIERRE S. DU PONT. Management For For
1E ELECTION OF DIRECTOR: ARCHIE R. DYKES. Management For For
1F ELECTION OF DIRECTOR: JAROBIN GILBERT, JR. Management For For
1G ELECTION OF DIRECTOR: JAMES R. KACKLEY. Management For For
1H ELECTION OF DIRECTOR: MATTHEW M. MCKENNA. Management For For
1I ELECTION OF DIRECTOR: ROBERT C. POHLAD. Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
SALLY BEAUTY HOLDINGS, INC. SBH ANNUAL MEETING DATE: 04/26/2007
ISSUER: 79546E104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
04 PROPOSAL TO APPROVE THE SALLY BEAUTY HOLDINGS, Management For For
INC. ANNUAL INCENTIVE PLAN.
03 PROPOSAL TO APPROVE THE SALLY BEAUTY HOLDINGS, Management For For
INC. 2007 OMNIBUS INCENTIVE PLAN.
02 RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For For
THE CORPORATION S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR 2007.
01 DIRECTOR Management For
JAMES G. BERGES Management For For
MARSHALL E. EISENBERG Management For For
JOHN A. MILLER Management For For
RICHARD J. SCHNALL Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 08/20/2007
Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 11 of 18
- ------------------------------------------------------------------------------------------------------------------------------------
STEINWAY MUSICAL INSTRUMENTS, INC. LVB ANNUAL MEETING DATE: 04/27/2007
ISSUER: 858495104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
KYLE R. KIRKLAND Management For For
DANA D. MESSINA Management For For
BRUCE A. STEVENS Management For For
JOHN M. STONER, JR. Management For For
CLINTON ALLEN Management For For
RUDOLPH K. KLUIBER Management For For
PETER MCMILLAN Management For For
02 APPROVAL AND ADOPTION OF THE COMPANY S 2006 EMPLOYEE Management For For
STOCK PURCHASE PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
DISCOVERY HOLDING COMPANY DISCA ANNUAL MEETING DATE: 05/01/2007
ISSUER: 25468Y107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PAUL A. GOULD Management For For
M. LAVOY ROBINSON Management For For
02 AUDITORS RATIFICATION Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
HILB ROGAL & HOBBS COMPANY HRH ANNUAL MEETING DATE: 05/01/2007
ISSUER: 431294107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ANTHONY F. MARKEL Management For For
SCOTT R. ROYSTER Management For For
ROBERT S. UKROP Management For For
02 APPROVAL OF AMENDMENTS TO ARTICLES OF INCORPORATION Management For For
03 APPROVAL OF HILB ROGAL & HOBBS COMPANY 2007 STOCK Management Against Against
INCENTIVE PLAN
04 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT AUDITORS OF THE COMPANY S
2007 FINANCIAL STATEMENTS
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 08/20/2007
Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 12 of 18
- ------------------------------------------------------------------------------------------------------------------------------------
BUCA, INC. BUCA ANNUAL MEETING DATE: 05/02/2007
ISSUER: 117769109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PAUL J. ZEPF Management For For
WALLACE B. DOOLIN Management For For
02 APPROVAL OF THE AMENDMENTS TO THE BUCA, INC. Management For For
EMPLOYEE STOCK PURCHASE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2007 FISCAL YEAR.
- ------------------------------------------------------------------------------------------------------------------------------------
IMATION CORP. IMN ANNUAL MEETING DATE: 05/02/2007
ISSUER: 45245A107 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CHARLES A. HAGGERTY Management For For
GLEN A. TAYLOR Management For For
DARYL J. WHITE Management For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
- ------------------------------------------------------------------------------------------------------------------------------------
CHURCH & DWIGHT CO., INC. CHD ANNUAL MEETING DATE: 05/03/2007
ISSUER: 171340102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
BRADLEY C. IRWIN Management For For
JOHN O. WHITNEY Management For For
J. RICHARD LEAMAN, JR. Management For For
02 APPROVAL OF THE CHURCH & DWIGHT CO, INC. ANNUAL Management For For
INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM TO AUDIT THE COMPANY S 2007 CONSOLIDATED
FINANCIAL STATEMENTS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 08/20/2007
Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 13 of 18
- ------------------------------------------------------------------------------------------------------------------------------------
COMSTOCK RESOURCES, INC. CRK ANNUAL MEETING DATE: 05/03/2007
ISSUER: 205768203 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CECIL E. MARTIN Management For For
NANCY E. UNDERWOOD Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
GAYLORD ENTERTAINMENT COMPANY GET ANNUAL MEETING DATE: 05/03/2007
ISSUER: 367905106 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Withheld
E.K. GAYLORD II Management Withheld Against
E. GORDON GEE Management Withheld Against
ELLEN LEVINE Management Withheld Against
RALPH HORN Management Withheld Against
MICHAEL J. BENDER Management Withheld Against
R. BRAD MARTIN Management Withheld Against
MICHAEL D. ROSE Management Withheld Against
COLIN V. REED Management Withheld Against
MICHAEL I. ROTH Management Withheld Against
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
- ------------------------------------------------------------------------------------------------------------------------------------
TENNANT COMPANY TNC ANNUAL MEETING DATE: 05/03/2007
ISSUER: 880345103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM F. AUSTEN Management For For
JAMES T. HALE Management For For
H. CHRIS KILLINGSTAD Management For For
PAMELA K. KNOUS Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF THE COMPANY.
03 TO APPROVE THE 2007 STOCK INCENTIVE PLAN. Management Against Against
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 08/20/2007
Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 14 of 18
- ------------------------------------------------------------------------------------------------------------------------------------
THE BRINK'S COMPANY BCO ANNUAL MEETING DATE: 05/04/2007
ISSUER: 109696104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES R. BARKER* Management For For
THOMAS R. HUDSON JR.** Management For For
MURRAY D. MARTIN** Management For For
TIMOTHY SMART** Management For For
RONALD L. TURNER** Management For For
02 APPROVE THE SELECTION OF KPMG LLP AS AN INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE
ACCOUNTS OF THE COMPANY AND ITS SUBSIDIARIES
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
ALLETE, INC. ALE ANNUAL MEETING DATE: 05/08/2007
ISSUER: 018522300 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
BREKKEN Management For For
EDDINS Management For For
EMERY Management For For
HOOLIHAN Management For For
LUDLOW Management For For
MAYER Management For For
PEIRCE Management For For
RAJALA Management For For
SHIPPAR Management For For
STENDER Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS ALLETE S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
- ------------------------------------------------------------------------------------------------------------------------------------
MIDAS, INC. MDS ANNUAL MEETING DATE: 05/08/2007
ISSUER: 595626102 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ARCHIE R. DYKES Management For For
ALAN D. FELDMAN Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
THE INDEPENDENT AUDITORS OF MIDAS, INC. FOR THE
FISCAL YEAR ENDING DECEMBER 29, 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 08/20/2007
Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 15 of 18
- ------------------------------------------------------------------------------------------------------------------------------------
FRANKLIN BANK CORP. FBTX ANNUAL MEETING DATE: 05/10/2007
ISSUER: 352451108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
L. CHIMERINE, PH.D. Management For For
JAMES A. HOWARD Management For For
ANTHONY J. NOCELLA Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
STEINWAY MUSICAL INSTRUMENTS, INC. LVB ANNUAL MEETING DATE: 05/11/2007
ISSUER: 858495104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
KYLE R. KIRKLAND Management For For
DANA D. MESSINA Management For For
BRUCE A. STEVENS Management For For
JOHN M. STONER, JR. Management For For
A. CLINTON ALLEN Management For For
RUDOLPH K. KLUIBER Management For For
PETER MCMILLAN Management For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP TO SERVE Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT THE COMPANY S FINANCIAL
STATEMENTS AND INTERNAL CONTROLS FOR 2007.
- ------------------------------------------------------------------------------------------------------------------------------------
XANSER CORPORATION XNR ANNUAL MEETING DATE: 05/17/2007
ISSUER: 98389J103 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
SANGWOO AHN Management For For
JOHN R. BARNES Management For For
CHARLES R. COX Management For For
HANS KESSLER Management For For
02 TO APPROVE AN AMENDMENT TO THE CERTIFICATE OF Management For For
INCORPORATION TO CHANGE THE NAME OF THE COMPANY.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 08/20/2007
Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 16 of 18
- ------------------------------------------------------------------------------------------------------------------------------------
AMICAS, INC. AMCS ANNUAL MEETING DATE: 06/05/2007
ISSUER: 001712108 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PHILLIP M. BERMAN, M.D. Management For For
STEPHEN J. DENELSKY Management For For
S.N. KAHANE, M.D., M.S. Management For For
STEPHEN J. LIFSHATZ Management For For
DAVID B. SHEPHERD Management For For
JOHN J. SVIOKLA Management For For
02 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR AMICAS, INC. FOR THE YEAR ENDING DECEMBER
31, 2007.
03 TO APPROVE THE 2007 EMPLOYEE STOCK PURCHASE PLAN. Management For For
- ------------------------------------------------------------------------------------------------------------------------------------
CALLAWAY GOLF COMPANY ELY ANNUAL MEETING DATE: 06/05/2007
ISSUER: 131193104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
GEORGE FELLOWS Management For For
SAMUEL H. ARMACOST Management For For
RONALD S. BEARD Management For For
JOHN C. CUSHMAN, III Management For For
YOTARO KOBAYASHI Management For For
RICHARD L. ROSENFIELD Management For For
ANTHONY S. THORNLEY Management For For
03 RATIFICATION OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
02 APPROVAL OF THE AMENDED AND RESTATED 2004 INCENTIVE Management Against Against
PLAN.
- ------------------------------------------------------------------------------------------------------------------------------------
TRIARC COMPANIES, INC. TRY ANNUAL MEETING DATE: 06/05/2007
ISSUER: 895927101 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
NELSON PELTZ Management For For
PETER W. MAY Management For For
HUGH L. CAREY Management For For
CLIVE CHAJET Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 08/20/2007
Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 17 of 18
EDWARD P. GARDEN Management For For
JOSEPH A. LEVATO Management For For
DAVID E. SCHWAB II Management For For
ROLAND C. SMITH Management For For
RAYMOND S. TROUBH Management For For
GERALD TSAI, JR. Management For For
RUSSELL V UMPHENOUR, JR Management For For
JACK G. WASSERMAN Management For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY S AMENDED Management For For
AND RESTATED 2002 EQUITY PARTICIPATION PLAN AND
TO REAPPROVE THE PERFORMANCE BASED PROVISIONS
OF THAT PLAN AS DESCRIBED IN THE PROXY STATEMENT.
03 TO APPROVE AN AMENDMENT TO THE COMPANY S 1999 Management For For
EXECUTIVE BONUS PLAN AS DESCRIBED IN THE PROXY
STATEMENT.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS.
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
NELSON PELTZ Management For For
PETER W. MAY Management For For
HUGH L. CAREY Management For For
CLIVE CHAJET Management For For
EDWARD P. GARDEN Management For For
JOSEPH A. LEVATO Management For For
DAVID E. SCHWAB II Management For For
ROLAND C. SMITH Management For For
RAYMOND S. TROUBH Management For For
GERALD TSAI, JR. Management For For
RUSSELL V UMPHENOUR, JR Management For For
JACK G. WASSERMAN Management For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY S AMENDED Management For For
AND RESTATED 2002 EQUITY PARTICIPATION PLAN AND
TO REAPPROVE THE PERFORMANCE BASED PROVISIONS
OF THAT PLAN AS DESCRIBED IN THE PROXY STATEMENT.
03 TO APPROVE AN AMENDMENT TO THE COMPANY S 1999 Management For For
EXECUTIVE BONUS PLAN AS DESCRIBED IN THE PROXY
STATEMENT.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS.
- ------------------------------------------------------------------------------------------------------------------------------------
C&D TECHNOLOGIES, INC. CHP ANNUAL MEETING DATE: 06/06/2007
ISSUER: 124661109 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM HARRAL, III Management For For
PAMELA L. DAVIES Management For For
KEVIN P. DOWD Management For For
JEFFREY A. GRAVES Management For For
ROBERT I. HARRIES Management For For
MICHAEL H. KALB Management For For
GEORGE MACKENZIE Management For For
JOHN A.H. SHOBER Management For For
STANLEY W. SILVERMAN Management For For
ELLEN C. WOLF Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 08/20/2007
Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 18 of 18
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2008.
- ------------------------------------------------------------------------------------------------------------------------------------
EDO CORPORATION EDO ANNUAL MEETING DATE: 06/12/2007
ISSUER: 281347104 ISIN:
SEDOL:
- ------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT E. ALLEN Management For For
ROBERT ALVINE Management For For
JOHN A. GORDON Management For For
ROBERT M. HANISEE Management For For
MICHAEL J. HEGARTY Management For For
LESLIE F. KENNE Management For For
PAUL J. KERN Management For For
JAMES ROTH Management For For
JAMES M. SMITH Management For For
ROBERT S. TYRER Management For For
ROBERT WALMSLEY Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY S INDEPENDENT AUDITOR FOR THE
YEAR ENDING DECEMBER 31, 2007.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940,
the registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
Registrant Gabelli Equity Series Funds, Inc.
------------------------------------------------------------
By (Signature and Title)* /s/ Bruce N. Alpert
--------------------------------------------
Bruce N. Alpert, Principal Executive Officer
Date August 22, 2007
------------------------------------------------------------------
*Print the name and title of each signing officer under his or her
signature.