UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-06367
Gabelli Equity Series Funds, Inc.
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant's telephone number, including area code: 800-422-3554
Date of fiscal year end: September 30
Date of reporting period: July 1, 2007 - June 30, 2008
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (Sections 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC
20549. The OMB has reviewed this collection of information under the clearance
requirements of 44 U.S.C. Section 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2007 TO JUNE 30, 2008
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 1 of 178
BED BATH & BEYOND INC. BBBY ANNUAL MEETING DATE: 07/10/2007
ISSUER: 075896100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
WARREN EISENBERG Management For For
STANLEY F. BARSHAY Management For For
PATRICK R. GASTON Management For For
VICTORIA A. MORRISON Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Management For For
03 SHAREHOLDER PROPOSAL: CLIMATE CHANGE REPORT Shareholder Against For
04 SHAREHOLDER PROPOSAL: EXECUTIVE COMPENSATION Shareholder Against For
VOTE
05 SHAREHOLDER PROPOSAL: PRODUCT CONTENT REPORT Shareholder Against For
STRATOS INTERNATIONAL, INC. STLW SPECIAL MEETING DATE: 07/12/2007
ISSUER: 863100202 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF MAY 14, 2007, AMONG STRATOS
INTERNATIONAL, INC., EMERSON NETWORK POWER CONNECTIVITY
SOLUTIONS, INC. AND EMERSUB C, INC.
URANIUM RESOURCES, INC. URRE ANNUAL MEETING DATE: 07/12/2007
ISSUER: 916901507 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
PAUL K. WILLMOTT Management For For
DAVID N. CLARK Management For For
GEORGE R. IRELAND Management For For
LELAND O. ERDAHL Management For For
TERENCE J. CRYAN Management For For
02 PROPOSAL TO APPROVE THE 2007 RESTRICTED STOCK Management Against Against
PLAN AUTHORIZING THE GRANT OF UP TO 1,500,000
SHARES OF COMMON STOCK TO EMPLOYEES COVERED BY
THE PLAN.
3A PROPOSAL TO APPROVE THE AMENDMENTS TO THE 2004 Management For For
AMENDED AND RESTATED DIRECTORS STOCK OPTION
PLAN. THE LEAD IN SENTENCE TO SECTION 5 OF THE
PLAN IS HEREBY AMENDED, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
3B PROPOSAL TO APPROVE THE AMENDMENTS TO THE 2004 Management For For
AMENDED AND RESTATED DIRECTORS STOCK OPTION
PLAN. THE LEAD IN SENTENCE TO SECTION 6.4.2
OF THE PLAN IS HEREBY AMENDED, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
04 PROPOSAL TO RATIFY THE SELECTION OF HEIN + ASSOCIATES, Management For For
LLP, INDEPENDENT ACCOUNTANTS, AS THE INDEPENDENT
AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 2 of 178
MODINE MANUFACTURING COMPANY MOD ANNUAL MEETING DATE: 07/18/2007
ISSUER: 607828100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
CHARLES P. COOLEY Management For For
GARY L. NEALE Management For For
DAVID B. RAYBURN Management For For
02 APPROVE THE MODINE MANUFACTURING COMPANY 2007 Management Abstain Against
INCENTIVE COMPENSATION PLAN.
03 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
PARK ELECTROCHEMICAL CORP. PKE ANNUAL MEETING DATE: 07/18/2007
ISSUER: 700416209 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
DALE BLANCHFIELD Management For For
ANTHONY CHIESA Management For For
LLOYD FRANK Management For For
BRIAN E. SHORE Management For For
STEVEN T. WARSHAW Management For For
ZORAN CORPORATION ZRAN ANNUAL MEETING DATE: 07/18/2007
ISSUER: 98975F101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2007.
01 DIRECTOR Management For
LEVY GERZBERG, PH.D. Management For For
UZIA GALIL Management For For
RAYMOND A. BURGESS Management For For
JAMES D. MEINDL, PH.D. Management For For
JAMES B. OWENS, JR. Management For For
DAVID RYNNE Management For For
ARTHUR B. STABENOW Management For For
PHILIP M. YOUNG Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 3 of 178
WILLAMETTE VALLEY VINEYARDS, INC. WVVI ANNUAL MEETING DATE: 07/22/2007
ISSUER: 969136100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 RATIFICATION OF APPOINTMENT OF MOSS ADAMS, LLP Management For For
AS AUDITORS.
01 DIRECTOR Management For
JAMES W. BERNAU Management For For
JAMES L. ELLIS Management For For
THOMAS M. BRIAN Management For For
DELNA L. JONES Management For For
LISA M. MATICH Management For For
BETTY M. O'BRIEN Management For For
STAN G. TUREL Management For For
IRISH CONTINENTAL GROUP PLC IR5.IR AGM Meeting Date: 07/23/2007
ISSUER: G49406146 ISIN: IE0033336516
SEDOL:
B06L4G0, 3333651, B1GKL63, 3339455
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
1. RECEIVE AND APPROVE THE FINANCIAL STATEMENTS Management For *Management Position Unknown
AND REPORTS
2.a RE-APPOINT MR. PETER CROWLEY AS A DIRECTOR Management For *Management Position Unknown
2.b RE-APPOINT MR. BERNARD SOMERS AS A DIRECTOR Management For *Management Position Unknown
3. APPROVE THE REMUNERATION OF THE AUDITORS Management For *Management Position Unknown
S.4 GRANT AUTHORITY TO ALLOT SHARES Management For *Management Position Unknown
5. APPROVE THE DIS-APPLICATION OF STATUTORY PRE-EMPTION Management For *Management Position Unknown
PROVISIONS
S.6 GRANT AUTHORITY FOR THE MARKET PURCHASES OF THE Management For *Management Position Unknown
COMPANY S SHARES AND REISSUE OF TREASURY SHARES
MYERS INDUSTRIES, INC. MYE SPECIAL MEETING DATE: 07/23/2007
ISSUER: 628464109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 TO ADOPT AND APPROVE THE AGREEMENT AND PLAN OF Management Against Against
MERGER DATED AS OF APRIL 24, 2007, BY AND AMONG
MYERS INDUSTRIES, INC., MERGER SUB AND BUYER.
02 TO ADJOURN OR POSTPONE THE SPECIAL MEETING OF Management Against Against
SHAREHOLDERS, IF NECESSARY, TO PERMIT FURTHER
SOLICITATION OF PROXIES IN THE EVENT THERE ARE
NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING OF SHAREHOLDERS TO APPROVE PROPOSAL 1.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 4 of 178
ARGONAUT GROUP, INC. AGII SPECIAL MEETING DATE: 07/25/2007
ISSUER: 040157109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 APPROVAL OF ADJOURNMENT OF THE SPECIAL MEETING Management For For
TO A LATER DATE IF NECESSARY, TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE
THE ABOVE PROPOSAL.
01 APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF MARCH 14, 2007 AND AMENDED AND RESTATED
AS OF JUNE 8, 2007, BY AND AMONG PXRE GROUP LTD.,
PXMS INC., A DIRECT, WHOLLY OWNED SUBSIDIARY
OF PXRE GROUP LTD., AND ARGONAUT, WHEREBY PXMS
INC. WILL MERGE WITH AND INTO ARGONAUT, WITH
ARGONAUT AS THE SURVIVING COMPANY.
KEMET CORPORATION KEM ANNUAL MEETING DATE: 07/25/2007
ISSUER: 488360108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING MARCH 31, 2008.
01 DIRECTOR Management For
ROBERT G. PAUL Management For For
JOSEPH D. SWANN Management For For
SSL INTERNATIONAL PLC SSL.L AGM Meeting Date: 07/25/2007
ISSUER: G8401X108 ISIN: GB0007981128
SEDOL: B02TBJ0, 0798112, 5848067
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
* PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management Position Unknown
OF DETAILED AGENDA. ALSO NOTE THE NEW CUT-OFF
IS 16 JUL 2007. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
1. RECEIVE AND APPROVE THE DIRECTOR S REPORTS AND Management For *Management Position Unknown
THE COMPANY S ACCOUNTS FOR THE YE 31 MAR 2007
TOGETHER WITH THE AUDITORS REPORT ON THOSE ACCOUNTS
AND THE AUDITABLE PART OF THE DIRECTORS REMUNERATION
REPORT
2. APPROVE THE DIRECTORS REMUNERATION REPORT AS Management For *Management Position Unknown
CONTAINED IN THE REPORT AND ACCOUNTS FOR THE
YE 31 MAR 2007
3. APPROVE TO DECLARE THE FINAL DIVIDEND RECOMMENDED Management For *Management Position Unknown
BY THE DIRECTORS OF 4.7 PENCE PER ORDINARY SHARE,
FOR THE YE 31 MAR 2006, PAYABLE ON 06 SEP 2007
TO HOLDERS OF ORDINARY SHARES ON THE REGISTER
ON 10 AUG 2007
4. RE-ELECT MR. ANNA CATALANO AS A DIRECTOR, WHO Management For *Management Position Unknown
RETIRES BY ROTATION
5. RE-ELECT MS. SUSAN MURRAY AS A DIRECTOR, WHO Management For *Management Position Unknown
RETIRES BY ROTATION
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 5 of 178
6. RE-APPOINT KPMG AUDIT PLC AS THE AUDITORS OF Management For *Management Position Unknown
THE COMPANY UNTIL THE CONCLUSION OF THE NEXT
AGM AT WHICH ACCOUNTS ARE LAID
7. AUTHORIZE THE DIRECTORS TO SET THE AUDITORS Management For *Management Position Unknown
REMUNERATION
8. AUTHORIZE THE DIRECTORS, IN SUBSTITUTION OF ALL Management For *Management Position Unknown
EXISTING UNEXERCISED AUTHORITIES AND IN ACCORDANCE
WITH SECTION 80 OF THE COMPANIES ACT 1985 THE
ACT, TO ALLOT RELEVANT SECURITIES WITHIN THE
MEANING OF THAT SECTION UP TO AN AGGREGATE NOMINAL
AMOUNT OF GBP 5,000,000; AUTHORITY EXPIRES AT
THE EARLIER OF THE CONCLUSION OF THE NEXT AGM
OF THE COMPANY OR 15 MONTHS; AND THE DIRECTORS
MAY ALLOT RELEVANT SECURITIES AFTER THE EXPIRY
OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER
OR AGREEMENT MADE PRIOR TO SUCH EXPIRY
S.9 AUTHORIZE THE DIRECTORS, IN SUBSTITUTION FOR Management For *Management Position Unknown
ANY EXISTING AUTHORITY AND PURSUANT TO SECTION
95 OF THE ACT, SUBJECT TO THE PASSING OF RESOLUTION
8, TO ALLOT EQUITY SECURITIES SECTION 94(2)OF
THE ACT WHOLLY FOR CASH PURSUANT TO THE AUTHORITY
CONFERRED BY RESOLUTION 8 AND TO SELL EQUITY
SECURITIES SECTION 94(2) OF THE ACT FOR CASH
WHICH BEFORE THE SALE WERE HELD BY THE COMPANY
AS TREASURY SHARES SECTIONS 162A OF THE ACT,
DISAPPLYING THE STATUTORY PRE-EMPTION RIGHTS
SECTION 89(1) OF THE ACT, PROVIDED THAT THIS
POWER IS LIMITED TO THE ALLOTMENT OR SALE OF
EQUITY SECURITIES: I) WHERE SUCH SECURITIES HAVE
BEEN OFFERED WHETHER BY WAY OF RIGHTS ISSUE,
OPEN OFFER OR OTHERWISE TO THE HOLDERS OF ORDINARY
SHARES; II) UP TO AN AGGREGATE NOMINAL AMOUNT
OF GBP 952,486; AUTHORITY EXPIRES AT THE EARLIER
OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY
OR 15 MONTHS; AND THE DIRECTORS MAY ALLOT OR
SELL FROM TREASURY EQUITY SECURITIES AFTER THE
EXPIRY OF THIS AUTHORITY IN PURSUANCE OF SUCH
AN OFFER OR AGREEMENT MADE PRIOR TO SUCH EXPIRY
S.10 AMEND THE COMPANY S ARTICLES OF ASSOCIATION BY Management For *Management Position Unknown
DELETING THE EXISTING ARTICLE 100
S.11 AMEND THE COMPANY S ARTICLES OF ASSOCIATION BY Management For *Management Position Unknown
DELETING THE EXISTING ARTICLE 130 AND BY INSERTING
THE NEW SPECIFIED ARTICLE 130
S.12 AUTHORIZE THE COMPANY, PURSUANT TO ARTICLE 45 Management For *Management Position Unknown
OF THE COMPANY S ARTICLES OF ASSOCIATION AND
FOR THE PURPOSE OF SECTION 166 OF THE COMPANIES
ACT 1985, TO MAKE ONE OR MORE MARKET PURCHASES
SECTION 163(3) OF THAT ACT OF UP TO 18,950,000
ORDINARY SHARES OF 10 PENCE EACH IN THE CAPITAL
OF THE COMPANY, AT A MINIMUM PRICE WHICH MAY
BE PAID FOR EACH ORDINARY SHARES IS THE NOMINAL
AMOUNT OF THAT SHARE EXCLUSIVE OF EXPENSES PAYABLE
BY THE COMPANY AND AN AMOUNT EQUAL TO 105% OF
THE AVERAGE MIDDLE MARKET QUOTATIONS FOR SUCH
SHARES DERIVED FROM THE LONDON STOCK EXCHANGE
DAILY OFFICIAL LIST, OVER THE PREVIOUS 5 BUSINESS
DAYS; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION
OF THE NEXT AGM OF THE COMPANY OR 25 JAN 2009;
THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT
TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY
BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 6 of 178
BROWN-FORMAN CORPORATION BFA ANNUAL MEETING DATE: 07/26/2007
ISSUER: 115637100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
P. BOUSQUET-CHAVANNE Management For For
BARRY D. BRAMLEY Management For For
GEO. GARVIN BROWN IV Management For For
MARTIN S. BROWN, JR. Management For For
OWSLEY BROWN II Management For For
DONALD G. CALDER Management For For
SANDRA A. FRAZIER Management For For
RICHARD P. MAYER Management For For
WILLIAM E. MITCHELL Management For For
MATTHEW R. SIMMONS Management For For
WILLIAM M. STREET Management For For
DACE BROWN STUBBS Management For For
PAUL C. VARGA Management For For
JAMES S. WELCH, JR. Management For For
FIRST REPUBLIC BANK FRC SPECIAL MEETING DATE: 07/26/2007
ISSUER: 336158100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 TO APPROVE THE PLAN OF MERGER CONTAINED IN THE Management For For
AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY
29, 2007, AMONG MERRILL LYNCH & CO., INC., FIRST
REPUBLIC BANK AND MERRILL LYNCH BANK & TRUST
CO., FSB, A WHOLLY OWNED SUBSIDIARY OF MERRILL
LYNCH & CO., INC., AS IT MAY BE AMENDED FROM
TIME TO TIME, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
02 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For
COME BEFORE THE SPECIAL MEETING OR ANY ADJOURNMENT
OR POSTPONEMENT OF THE SPECIAL MEETING, IF NECESSARY
INCLUDING TO SOLICIT ADDITIONAL PROXIES.
SYCAMORE NETWORKS, INC. SCMR ANNUAL MEETING DATE: 07/30/2007
ISSUER: 871206108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 TO RATIFY THE SELECTION OF THE FIRM OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE CORPORATION S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JULY 31, 2007.
01 DIRECTOR Management For
ROBERT E. DONAHUE Management For For
JOHN W. GERDELMAN Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 7 of 178
TIVO INC. TIVO ANNUAL MEETING DATE: 08/01/2007
ISSUER: 888706108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
CHARLES B. FRUIT Management For For
JEFFREY T. HINSON Management For For
DAVID M. ZASLAV Management For For
03 TO APPROVE AN AMENDMENT TO THE COMPANY S AMENDED Management For For
& RESTATED CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF SHARES AUTHORIZED TO BE ISSUED
UNDER THE CERTIFICATE OF INCORPORATION BY 125,000,000
SHARES.
02 TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY Management For For
S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
JANUARY 31, 2008.
GETTY IMAGES, INC. GYI ANNUAL MEETING DATE: 08/02/2007
ISSUER: 374276103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2007.
01 DIRECTOR Management For
JAMES N. BAILEY Management For For
ANDREW S. GARB Management For For
ALAN G. SPOON Management For For
AIRGAS, INC. ARG ANNUAL MEETING DATE: 08/07/2007
ISSUER: 009363102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
W. THACHER BROWN Management For For
RICHARD C. III Management For For
PETER MCCAUSLAND Management For For
JOHN C. VAN RODEN, JR. Management For For
02 RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY Management For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
HAWKINS, INC. HWKN ANNUAL MEETING DATE: 08/07/2007
ISSUER: 420261109 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 8 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
JOHN S. MCKEON Management For For
JOHN R. HAWKINS Management For For
HOWARD M. HAWKINS Management For For
DUANE M. JERGENSON Management For For
G. ROBERT GEY Management For For
DARYL I. SKAAR Management For For
EAPEN CHACKO Management For For
JAMES A. FAULCONBRIDGE Management For For
AQUANTIVE, INC. AQNT SPECIAL MEETING DATE: 08/09/2007
ISSUER: 03839G105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 TO APPROVE ANY PROPOSAL TO ADJOURN THE SPECIAL Management For For
MEETING TO SOLICIT ADDITIONAL PROXIES IF THERE
ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO APPROVE THE MERGER AGREEMENT OR IF
OTHERWISE DEEMED NECESSARY OR APPROPRIATE.
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF MAY 17, 2007, BY AND AMONG AQUANTIVE,
INC., MICROSOFT CORPORATION AND ARROW ACQUISITION
COMPANY.
STATION CASINOS, INC. STN SPECIAL MEETING DATE: 08/13/2007
ISSUER: 857689103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF FEBRUARY 23, 2007 AND AMENDED
AS OF MAY 4, 2007, AMONG STATION CASINOS, INC.,
FERTITTA COLONY PARTNERS LLC AND FCP ACQUISITION
SUB, AS IT MAY BE AMENDED FROM TIME TO TIME.
02 MOTION TO ADJOURN THE SPECIAL MEETING TO A LATER Management For For
DATE, IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE
PROPOSAL NUMBER 1.
FLORIDA ROCK INDUSTRIES, INC. FRK SPECIAL MEETING DATE: 08/14/2007
ISSUER: 341140101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 APPROVAL OF A PROPOSAL TO ADJOURN THE SPECIAL Management For For
MEETING, IF NECESSARY OR APPROPRIATE, TO PERMIT
FURTHER SOLICITATION OF PROXIES IF THERE ARE
NOT SUFFICIENT VOTES AT THE SPECIAL MEETING TO
APPROVE THE FIRST PROPOSAL.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 9 of 178
01 THE APPROVAL OF THE AGREEMENT AND PLAN OF MERGER Management For For
DATED AS OF FEBRUARY 19, 2007, AS AMENDED ON
APRIL 9, 2007, BY AND AMONG VULCAN MATERIALS
COMPANY, FLORIDA ROCK INDUSTRIES, INC., VIRGINIA
HOLDCO, INC., VIRGINIA MERGER SUB, INC. AND FRESNO
MERGER SUB, INC.
PRECISION CASTPARTS CORP. PCP ANNUAL MEETING DATE: 08/14/2007
ISSUER: 740189105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 APPROVING THE EXECUTIVE PERFORMANCE INCENTIVE Management For For
PLAN
01 DIRECTOR Management For
PETER R. BRIDENBAUGH Management For For
STEVEN G. ROTHMEIER Management For For
RICK SCHMIDT Management For For
DANIEL J. MURPHY Management For For
LA-Z-BOY INCORPORATED LZB ANNUAL MEETING DATE: 08/15/2007
ISSUER: 505336107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
01 DIRECTOR Management For
DAVID K. HEHL* Management For For
ROCQUE E. LIPFORD* Management For For
JACK L. THOMPSON* Management For For
W. ALAN MCCOLLOUGH** Management For For
NEOPHARM, INC. NEOL ANNUAL MEETING DATE: 08/16/2007
ISSUER: 640919106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
JOHN N. KAPOOR Management For For
FRANK C. BECKER Management For For
BERNARD A. FOX Management For For
PAUL E. FREIMAN Management For For
LAURENCE P. BIRCH Management For For
03 PROPOSAL TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
02 PROPOSAL TO AMEND THE 2006 EQUITY INCENTIVE PLAN Management Against Against
TO INCREASE AUTHORIZED SHARES AND MAXIMUM AWARD
OF SHARES TO ANY INDIVIDUAL IN A YEAR.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 10 of 178
THE J.M. SMUCKER COMPANY SJM ANNUAL MEETING DATE: 08/16/2007
ISSUER: 832696405 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
01 DIRECTOR Management For
KATHRYN W. DINDO Management For For
RICHARD K. SMUCKER Management For For
WILLIAM H. STEINBRINK Management For For
PLANTRONICS, INC. PLT ANNUAL MEETING DATE: 08/17/2007
ISSUER: 727493108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
MARV TSEU Management For For
KEN KANNAPPAN Management For For
GREGG HAMMANN Management For For
JOHN HART Management For For
MARSHALL MOHR Management For For
TRUDE TAYLOR Management For For
ROGER WERY Management For For
04 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF PLANTRONICS FOR FISCAL 2008.
03 RATIFY AND APPROVE AMENDMENTS TO THE 2002 EMPLOYEE Management For For
STOCK PURCHASE PLAN, WHICH INCLUDE AN INCREASE
OF 400,000 SHARES OF THE COMMON STOCK ISSUABLE
THEREUNDER.
02 RATIFY AND APPROVE AN INCREASE OF 1,700,000 SHARES Management Against Against
OF THE COMMON STOCK ISSUABLE UNDER THE 2003 STOCK
PLAN.
MONRO MUFFLER BRAKE, INC. MNRO ANNUAL MEETING DATE: 08/21/2007
ISSUER: 610236101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
04 TO RATIFY THE PROPOSAL REGARDING REEVALUATING Management For For
THE SELECTION OF INDEPENDENT PUBLIC ACCOUNTANTS.
03 TO RATIFY THE ADOPTION OF THE MONRO MUFFLER BRAKE, Management Against Against
INC. 2007 STOCK INCENTIVE PLAN.
02 TO APPROVE AN AMENDMENT TO THE COMPANY S RESTATED Management For For
CERTIFICATE OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM
20,000,000 TO 45,000,000.
01 DIRECTOR Management For
FREDERICK M. DANZIGER Management For For
ROBERT G. GROSS Management For For
PETER J. SOLOMON Management For For
FRANCIS R. STRAWBRIDGE Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 11 of 178
PSS WORLD MEDICAL, INC. PSSI ANNUAL MEETING DATE: 08/21/2007
ISSUER: 69366A100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
JEFFREY C. CROWE Management For For
MELVIN L. HECKTMAN Management For For
DELORES P. KESLER Management For For
DAVID A. SMITH Management For For
LANDESBANK BERLIN HOLDING AG, BERLIN OLB.F AGM Meeting Date: 08/23/2007
ISSUER: D7212K282 ISIN: DE0008023227
SEDOL:
4093772, B28JX81, 5107854
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
* PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS Non-Voting *Management Position Unknown
MEETING IS 02 AUG 2007, WHEREAS THE MEETING HAS
BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS
DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS
REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW.
THANK YOU.
1. PRESENTATION OF THE FINANCIAL STATEMENTS AND Non-Voting *Management Position Unknown
ANNUAL REPORT FOR THE 2006 FY WITH THE REPORT
OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL
STATEMENTS AND ANNUAL REPORT, AND THE REPORT
PURSUANT TO SECTIONS 289(4) AND 315(4) OF THE
GERMAN COMMERCIAL CODE
2. RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE Management For *Management Position Unknown
PROFIT OF EUR 152,583,692.27 AS FOLLOWS: PAYMENT
OF A DIVIDEND OF EUR 0.06 PER SHARE EUR 90,000,000
SHALL BE ALLOCATED TO THE OTHER REVENUE RESERVES
EUR 2,624,020.07 SHALL BE CARRIED FORWARD EX-DIVIDEND
AND PAYABLE DATE: 24 AUG 2007
3. RATIFICATION OF THE ACTS OF THE BOARD OF MANAGING Management For *Management Position Unknown
DIRECTORS
4. RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD Management For *Management Position Unknown
5. APPOINTMENT OF THE AUDITORS FOR THE 2007 FY: Management For *Management Position Unknown
PRICEWATERHOUSECOOPERS AG, BERLIN
6. RENEWAL OF THE AUTHORIZATION TO ACQUIRE OWN SHARES Management For *Management Position Unknown
FOR TRADING PURPOSES, THE COMPANY SHALL BE AUTHORIZED
TO ACQUIRE AND SELL OWN SHARES AT PRICES NOT
DEVIATING MORE THAN 10% FROM THEIR MARKET PRICE,
ON OR BEFORE 30 SEP 2008, THE PORTFOLIO OF SHARES
ACQUIRED FOR SUCH PURPOSE SHALL NOT EXCEED 5%
OF THE COMPANY S SHARE CAPITAL AT THE END OF
ANY GIVEN DAY
7. RENEWAL OF THE AUTHORIZATION TO ACQUIRE OWN SHARES Management For *Management Position Unknown
FOR OTHER PURPOSES, THE COMPANY SHALL BE AUTHORIZED
TO ACQUIRE OWN SHARES OF UP TO 10% OF ITS SHARE
CAPITAL, AT PRICES NOT DEVIATING MORE THAN 10%
FROM THE MARKET PRICE, ON OR BEFORE 30 SEP 2008,
THE BOARD OF MANAGING DIRECTORS SHALL BE AUTHORIZED
TO RETIRE THE SHARES
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 12 of 178
CALIFORNIA MICRO DEVICES CORPORATION CAMD ANNUAL MEETING DATE: 08/24/2007
ISSUER: 130439102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT THORNTON Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
OF THE COMPANY FOR THE FISCAL YEAR ENDING MARCH
31, 2008.
01 DIRECTOR Management For
ROBERT V. DICKINSON Management For For
WADE F. MEYERCORD Management For For
DR. EDWARD C. ROSS Management For For
DR. DAVID W. SEAR Management For For
DR. JOHN L. SPRAGUE Management For For
DAVID L. WITTROCK Management For For
CAPSTONE TURBINE CORPORATION CPST ANNUAL MEETING DATE: 08/24/2007
ISSUER: 14067D102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
ELIOT G. PROTSCH Management For For
RICHARD K. ATKINSON Management For For
JOHN V. JAGGERS Management For For
DARREN R. JAMISON Management For For
NOAM LOTAN Management For For
GARY D. SIMON Management For For
DARRELL J. WILK Management For For
ALLTEL CORPORATION AT SPECIAL MEETING DATE: 08/29/2007
ISSUER: 020039103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 BOARD PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL Management For For
MEETING TO A LATER DATE OR TIME, IF NECESSARY
OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IN FAVOR OF PROPOSAL NUMBER 1 IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF SUCH ADJOURNMENT OR POSTPONEMENT
TO APPROVE PROPOSAL NUMBER 1.
01 BOARD PROPOSAL TO ADOPT THE AGREEMENT AND PLAN Management For For
OF MERGER, DATED AS OF MAY 20, 2007, BY AND AMONG
ALLTEL CORPORATION, ATLANTIS HOLDINGS LLC AND
ATLANTIS MERGER SUB, INC. AS IT MAY BE AMENDED
FROM TIME TO TIME.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 13 of 178
SCHOOL SPECIALTY, INC. SCHS ANNUAL MEETING DATE: 08/29/2007
ISSUER: 807863105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
A. JACQUELINE DOUT Management For For
TERRY L. LAY Management For For
H.A. TRUCKSESS, III Management For For
02 APPROVAL OF THE AMENDED AND RESTATED SCHOOL SPECIALTY, Management For For
INC. INCENTIVE BONUS PLAN.
03 APPROVAL OF THE AMENDED AND RESTATED SCHOOL SPECIALTY, Management For For
INC. 2002 STOCK INCENTIVE PLAN.
04 RATIFY DELOITTE & TOUCHE LLP AS SCHOOL SPECIALTY, Management For For
INC. S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2008.
ASHWORTH, INC. ASHW ANNUAL MEETING DATE: 08/30/2007
ISSUER: 04516H101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 RATIFY THE SELECTION OF MOSS ADAMS LLP AS THE Management For For
COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR FISCAL YEAR ENDING OCTOBER 31, 2007.
01 DIRECTOR Management For
DETLEF H. ADLER** Management For For
STEPHEN G. CARPENTER** Management For For
MICHAEL S. KOENEKE** Management For For
ERIC S. SALUS** Management For For
PETER M. WEIL* Management For For
VALUE LINE, INC. VALU ANNUAL MEETING DATE: 08/30/2007
ISSUER: 920437100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
H.A. BRECHER Management For For
E.A. BUTTNER Management For For
J.B. BUTTNER Management For For
J. EAKMAN Management For For
D.T. HENIGSON Management For For
H. PARDES Management For For
M.N. RUTH Management For For
E. SHANAHAN Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 14 of 178
EARL SCHEIB, INC. ESHB ANNUAL MEETING DATE: 09/06/2007
ISSUER: 806398103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 RATIFICATION OF THE APPOINTMENT OF BDO SEIDMAN Management For For
LLP AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING APRIL 30, 2008
01 DIRECTOR Management For
CHRISTIAN K. BEMENT Management For For
JAMES P. BURRA Management For For
ROBERT M. SMILAND Management For For
SALVATORE J. ZIZZA Management For For
ENVIRONMENTAL POWER CORPORATION EPG ANNUAL MEETING DATE: 09/10/2007
ISSUER: 29406L201 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 TO APPROVE THE AMENDMENT TO THE COMPANY S RESTATED Management For For
CERTIFICATE OF INCORPORATION, AS DESCRIBED IN
THE ACCOMPANYING PROXY STATEMENT.
01 DIRECTOR Management For
JOHN R. COOPER Management For For
JOSEPH E. CRESCI Management For For
LON HATAMIYA Management For For
STEVEN KESSNER Management For For
AUGUST SCHUMACHER, JR. Management For For
KAMLESH R. TEJWANI Management For For
ROBERT I. WEISBERG Management For For
RICHARD E. KESSEL Management For For
ROGER S. BALLENTINE Management For For
04 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Management For For
OF VITALE, CATURANO & COMPANY, LTD. AS THE COMPANY
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007.
03 TO APPROVE THE AMENDMENT TO THE COMPANY S 2006 Management Against Against
EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER
OF SHARES RESERVED FOR ISSUANCE THEREUNDER, AS
DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT.
IMAX CORPORATION IMAX ANNUAL MEETING DATE: 09/10/2007
ISSUER: 45245E109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 IN RESPECT OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS AUDITORS OF THE COMPANY AND AUTHORIZING
THE DIRECTORS TO FIX THEIR REMUNERATION.
01 DIRECTOR Management For
RICHARD L. GELFOND Management For For
BRADLEY J. WECHSLER Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 15 of 178
FLEETWOOD ENTERPRISES, INC. FLE ANNUAL MEETING DATE: 09/11/2007
ISSUER: 339099103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
PAUL D. BORGHESANI Management For For
ELDEN L. SMITH Management For For
THOMAS B. PITCHER Management For For
02 TO APPROVE THE 2007 STOCK INCENTIVE PLAN. Management Against Against
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2008.
04 TO CONSIDER AND ACT UPON SUCH OTHER BUSINESS Management For For
THAT MAY PROPERLY COME BEFORE THE MEETING.
NATHAN'S FAMOUS, INC. NATH ANNUAL MEETING DATE: 09/12/2007
ISSUER: 632347100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
03 RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON Management For For
LLP AS AUDITORS FOR FISCAL 2008.
02 AN AMENDMENT TO THE NATHAN S FAMOUS, INC. 2001 Management Against Against
STOCK OPTION PLAN, AS AMENDED.
01 DIRECTOR Management For
ROBERT J. EIDE Management For For
ERIC GATOFF Management For For
BRIAN S. GENSON Management For For
BARRY LEISTNER Management For For
HOWARD M. LORBER Management For For
WAYNE NORBITZ Management For For
DONALD L. PERLYN Management For For
A.F. PETROCELLI Management For For
CHARLES RAICH Management For For
METHODE ELECTRONICS, INC. METH ANNUAL MEETING DATE: 09/13/2007
ISSUER: 591520200 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
04 THE APPROVAL OF THE METHODE ELECTRONICS, INC. Management For For
2007 STOCK PLAN.
03 THE APPROVAL OF THE METHODE ELECTRONICS, INC. Management For For
2007 CASH INCENTIVE PLAN.
02 THE RATIFICATION OF THE AUDIT COMMITTEE S SELECTION Management For For
OF ERNST & YOUNG LLP TO SERVE AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING MAY 3, 2008.
01 DIRECTOR Management For
WARREN L. BATTS Management For For
J. EDWARD COLGATE Management For For
DARREN M. DAWSON Management For For
DONALD W. DUDA Management For For
ISABELLE C. GOOSSEN Management For For
CHRISTOPHER J. HORNUNG Management For For
PAUL G. SHELTON Management For For
LAWRENCE B. SKATOFF Management For For
GEORGE S. SPINDLER Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 16 of 178
CASEY'S GENERAL STORES, INC. CASY ANNUAL MEETING DATE: 09/14/2007
ISSUER: 147528103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
DONALD F. LAMBERTI Management For For
RONALD M. LAMB Management For For
ROBERT J. MYERS Management For For
DIANE C. BRIDGEWATER Management For For
JOHNNY DANOS Management For For
JOHN R. FITZGIBBON Management For For
PATRICIA CLARE SULLIVAN Management For For
KENNETH H. HAYNIE Management For For
WILLIAM C. KIMBALL Management For For
SEQUA CORPORATION SQAA SPECIAL MEETING DATE: 09/17/2007
ISSUER: 817320104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING, Management For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE
TIME OF THE MEETING TO ADOPT THE MERGER AGREEMENT
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF JULY 8, 2007, BY AND AMONG, BLUE
JAY ACQUISITION CORPORATION, BLUE JAY MERGER
CORPORATION AND THE COMPANY
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING, Management For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE
TIME OF THE MEETING TO ADOPT THE MERGER AGREEMENT
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF JULY 8, 2007, BY AND AMONG, BLUE
JAY ACQUISITION CORPORATION, BLUE JAY MERGER
CORPORATION AND THE COMPANY
THE TOPPS COMPANY, INC. TOPP Contested SPECIAL MEETING DATE: 09/19/2007
ISSUER: 890786106 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 17 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT AND Management For For
PLAN OF MERGER, DATED AS OF MARCH 5, 2007, BY
AND AMONG TORNANTE-MDP JOE HOLDING LLC, TORNANTE-MDP
JOE ACQUISITION CORP. AND THE COMPANY (THE MERGER
AGREEMENT) AND THE TRANSACTIONS CONTEMPLATED
THEREBY.
02 PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL Management For For
MEETING FOR, AMONG OTHER THINGS, THE SOLICITATION
OF ADDITIONAL PROXIES IN THE EVENT THAT THERE
ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO APPROVE AND ADOPT THE MERGER AGREEMENT
AND THE TRANSACTION CONTEMPLATED THEREBY.
GERBER SCIENTIFIC, INC. GRB ANNUAL MEETING DATE: 09/20/2007
ISSUER: 373730100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
DONALD P. AIKEN Management For For
MARC T. GILES Management For For
EDWARD G. JEPSEN Management For For
RANDALL D. LEDFORD Management For For
JOHN R. LORD Management For For
CAROLE F. ST. MARK Management For For
W. JERRY VEREEN Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2008 FISCAL YEAR
JOHN WILEY & SONS, INC. JWA ANNUAL MEETING DATE: 09/20/2007
ISSUER: 968223305 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For
AS INDEPENDENT ACCOUNTANTS.
01 DIRECTOR Management For
WARREN J. BAKER Management For For
RICHARD M. HOCHHAUSER Management For For
MATTHEW S. KISSNER Management For For
EDUARDO MENASCE Management For For
WILLIAM J. PESCE Management For For
BRADFORD WILEY II Management For For
PETER BOOTH WILEY Management For For
SKYLINE CORPORATION SKY ANNUAL MEETING DATE: 09/20/2007
ISSUER: 830830105 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 18 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
ARTHUR J. DECIO Management For For
THOMAS G. DERANEK Management For For
JOHN C. FIRTH Management For For
JERRY HAMMES Management For For
RONALD F. KLOSKA Management For For
WILLIAM H. LAWSON Management For For
DAVID T. LINK Management For For
ANDREW J. MCKENNA Management For For
SORL AUTO PARTS, INC. SORL ANNUAL MEETING DATE: 09/24/2007
ISSUER: 78461U101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 RATIFICATION OF AUDITORS. TO RATIFY THE APPOINTMENT Management For For
BY THE BOARD OF DIRECTORS OF ROTENBERG & CO.,
LLP AS THE INDEPENDENT ACCOUNTANTS OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007.
01 DIRECTOR Management For
XIAO PING ZHANG Management For For
XIAO FENG ZHANG Management For For
JUNG KANG CHANG Management For For
LI MIN ZHANG Management For For
ZHI ZHONG WANG Management For For
YI GUANG HUO Management For For
JIANG HUA FENG Management For For
BIW LIMITED BIW ANNUAL MEETING DATE: 09/26/2007
ISSUER: 05547U102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
04 APPROVAL OF ADJOURNMENT OF THE MEETING, IF NECESSARY, Management For For
TO SOLICIT ADDITIONAL PROXIES WITH RESPECT TO
THE AGREEMENT AND PLAN OF MERGER IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE ANNUAL
MEETING TO APPROVE THE AGREEMENT AND PLAN OF MERGER.
03 APPROVAL OF AGREEMENT AND PLAN OF MERGER DATED Management For For
JUNE 29, 2007 AMONG THE SOUTH CENTRAL CONNECTICUT
REGIONAL WATER AUTHORITY, RWA21, LTD. AND THE
COMPANY.
02 APPROVAL OF APPOINTMENT OF DWORKEN, HILLMAN, Management For For
LAMORTE & STERCZALA, P.C AS THE COMPANY S INDEPENDENT
AUDITORS.
01 DIRECTOR Management For
MARY JANE BURT Management For For
JAMES E. COHEN Management For For
BETSY HENLEY-COHN Management For For
JURI HENLEY-COHN Management For For
ALVARO DA SILVA Management For For
B. LANCE SAUERTEIG Management For For
KENNETH E. SCHAIBLE Management For For
JOHN S. TOMAC Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 19 of 178
IRISH CONTINENTAL GROUP PLC IR5.IR EGM Meeting Date: 09/26/2007
ISSUER: G49406146 ISIN: IE0033336516
SEDOL: B06L4G0, 3333651, B1GKL63, 3339455
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
1. APPROVE THE SCHEME OF ARRANGEMENT Management For *Management Position Unknown
2. APPROVE THE CANCELLATION OF THE CANCELLATION SHARES Management For *Management Position Unknown
3. AUTHORIZE THE DIRECTORS TO ALLOT SECURITIES AND Management For *Management Position Unknown
APPLICATION OF RESERVES
4. AMEND THE ARTICLES Management For *Management Position Unknown
IRISH CONTINENTAL GROUP PLC IR5.IR EGM Meeting Date: 09/26/2007
ISSUER: G49406146 ISIN: IE0033336516
SEDOL: B06L4G0, 3333651, B1GKL63, 3339455
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
1. APPROVE THE PROPOSALS RELATING TO THE 1988 SHARE Management For *Management Position Unknown
OPTION SCHEME
IRISH CONTINENTAL GROUP PLC IR5.IR CRT Meeting Date: 09/26/2007
ISSUER: G49406146 ISIN: IE0033336516
SEDOL: B06L4G0, 3333651, B1GKL63, 3339455
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
1. APPROVE THE SCHEME OF ARRANGEMENT AS REVISED Management For *Management Position Unknown
CATALYTICA ENERGY SYSTEMS, INC. CESI SPECIAL MEETING DATE: 09/27/2007
ISSUER: 148884109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 ADOPT THE CONTRIBUTION AND MERGER AGREEMENT, Management For For
AS AMENDED, BY AND AMONG CATALYTICA ENERGY SYSTEMS,
INC., RENEGY HOLDINGS, INC., OR RENEGY, SNOWFLAKE
ACQUISITION CORPORATION, RENEGY TRUCKING, LLC,
SNOWFLAKE WHITE MOUNTAIN POWER, LLC, ROBERT M.
WORSLEY, CHRISTI M. WORSLEY AND THE ROBERT M.
WORSLEY AND CHRISTI M. WORSLEY REVOCABLE TRUST.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 20 of 178
CENTENNIAL COMMUNICATIONS CORP. CYCL ANNUAL MEETING DATE: 09/27/2007
ISSUER: 15133V208 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
DARREN C. BATTISTONI Management For For
ANTHONY J. DE NICOLA Management For For
THOMAS E. MCINERNEY Management For For
JAMES P. PELLOW Management For For
RAYMOND A. RANELLI Management For For
ROBERT D. REID Management For For
SCOTT N. SCHNEIDER Management For For
MICHAEL J. SMALL Management For For
J. STEPHEN VANDERWOUDE Management For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY Management Against Against
S 1999 STOCK OPTION AND RESTRICTED STOCK PURCHASE
PLAN TO INCREASE THE NUMBER OF SHARES ISSUABLE
THEREUNDER BY 3,000,000 SHARES.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE
COMPANY FOR THE FISCAL YEAR ENDING MAY 31, 2008.
DEL MONTE FOODS COMPANY DLM ANNUAL MEETING DATE: 09/27/2007
ISSUER: 24522P103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
03 TO RATIFY THE APPOINTMENT OF KPMG LLP, AN INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM, AS DEL MONTE
FOODS COMPANY S INDEPENDENT AUDITORS FOR ITS
FISCAL YEAR ENDING APRIL 27, 2008.
02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE Management Against Against
DEL MONTE FOODS COMPANY 2002 STOCK INCENTIVE PLAN.
1C TO ELECT DAVID R. WILLIAMS AS A CLASS I DIRECTOR Management For For
TO HOLD OFFICE FOR THREE-YEAR TERM.
1B TO ELECT JOE L. MORGAN AS A CLASS I DIRECTOR Management For For
TO HOLD OFFICE FOR THREE-YEAR TERM.
1A TO ELECT VICTOR L. LUND AS A CLASS I DIRECTOR Management For For
TO HOLD OFFICE FOR THREE-YEAR TERM.
RURAL CELLULAR CORPORATION RCCC SPECIAL MEETING DATE: 10/04/2007
ISSUER: 781904107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 TO APPROVE THE ADOPTION OF THE AGREEMENT AND Management For For
PLAN OF MERGER, DATED JULY 29, 2007, BY AND AMONG
CELLCO PARTNERSHIP, AIRTOUCH CELLULAR, RHINO
MERGER SUB CORPORATION AND RURAL CELLULAR CORPORATION,
AND THE TRANSACTIONS CONTEMPLATED THEREBY.
02 TO ADJOURN OR POSTPONE THE SPECIAL MEETING, INCLUDING, Management For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES, IF THERE ARE NOT SUFFICIENT VOTES IN
FAVOR OF THE FOREGOING PROPOSAL.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 21 of 178
THE MOSAIC COMPANY MOS ANNUAL MEETING DATE: 10/04/2007
ISSUER: 61945A107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
F. GUILLAUME BASTIAENS Management For For
RAYMOND F. BENTELE Management For For
RICHARD D. FRASCH Management For For
WILLIAM R. GRABER Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
AQUILA, INC. ILA SPECIAL MEETING DATE: 10/09/2007
ISSUER: 03840P102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 ADJOURNMENT AND POSTPONEMENT OF THE SPECIAL MEETING, Management For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE
TIME OF THE MEETING TO ADOPT THE AGREEMENT AND
PLAN OF MERGER.
01 ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For
AS OF FEBRUARY 6, 2007, AMONG AQUILA, INC., GREAT
PLAINS ENERGY INCORPORATED, GREGORY ACQUISITION
CORP., AND BLACK HILLS CORPORATION.
STRATTEC SECURITY CORPORATION STRT ANNUAL MEETING DATE: 10/09/2007
ISSUER: 863111100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
FRANK J. KREJCI Management For For
THE L.S. STARRETT COMPANY SCX ANNUAL MEETING DATE: 10/10/2007
ISSUER: 855668109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
II APPROVAL OF 2007 EMPLOYEES STOCK PURCHASE PLAN. Management For For
I DIRECTOR Management For
RICHARD B. KENNEDY Management For For
TERRY A. PIPER Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 22 of 178
THE MARCUS CORPORATION MCS ANNUAL MEETING DATE: 10/16/2007
ISSUER: 566330106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
STEPHEN H. MARCUS Management For For
DIANE MARCUS GERSHOWITZ Management For For
DANIEL F MCKEITHAN, JR Management For For
ALLAN H. SELIG Management For For
TIMOTHY E. HOEKSEMA Management For For
BRUCE J. OLSON Management For For
PHILIP L. MILSTEIN Management For For
BRONSON J. HAASE Management For For
JAMES D. ERICSON Management For For
GREGORY S. MARCUS Management For For
AAR CORP. AIR ANNUAL MEETING DATE: 10/17/2007
ISSUER: 000361105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY Management For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR
FISCAL YEAR ENDING MAY 31, 2008.
01 DIRECTOR Management For
NORMAN R. BOBINS Management For For
GERALD F FITZGERALD, JR Management For For
JAMES E. GOODWIN Management For For
MARC J. WALFISH Management For For
CABLEVISION SYSTEMS CORPORATION CVC SPECIAL MEETING DATE: 10/17/2007
ISSUER: 12686C109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
03 TO APPROVE ANY MOTION TO ADJOURN THE SPECIAL Management For For
MEETING TO A LATER DATE TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL
1 OR PROPOSAL 2.
02 TO APPROVE AN AMENDMENT TO CABLEVISION SYSTEMS Management For For
CORPORATION S AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION, WHICH WOULD MAKE SECTION A.X.
OF ARTICLE FOURTH OF THE AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION INAPPLICABLE TO
THE MERGER AND THE OTHER TRANSACTIONS CONTEMPLATED
BY THE MERGER AGREEMENT.
01 TO ADOPT AND APPROVE THE AGREEMENT AND PLAN OF Management Against Against
MERGER, DATED AS OF MAY 2, 2007, BY AND AMONG
CENTRAL PARK HOLDING COMPANY, LLC, CENTRAL PARK
MERGER SUB, INC. AND CABLEVISION SYSTEMS CORPORATION
AS IT MAY BE AMENDED FROM TIME TO TIME, ALL AS
MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 23 of 178
MGP INGREDIENTS, INC. MGPI ANNUAL MEETING DATE: 10/18/2007
ISSUER: 55302G103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
JOHN R. SPEIRS Management For For
ANGIODYNAMICS, INC. ANGO ANNUAL MEETING DATE: 10/22/2007
ISSUER: 03475V101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
PAUL S. ECHENBERG Management For For
JEFFREY GOLD Management For For
DENNIS S. METENY Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF ANGIODYNAMICS, INC. FOR THE FISCAL YEAR
ENDING MAY 31, 2008.
LAMSON & SESSIONS CO. LMS SPECIAL MEETING DATE: 10/22/2007
ISSUER: 513696104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF AUGUST 15, 2007, AMONG THE LAMSON
& SESSIONS CO., THOMAS & BETTS CORPORATION AND
T&B ACQUISITION II CORP.
02 APPROVAL OF ADJOURNMENT OR POSTPONEMENT OF THE Management For For
SPECIAL MEETING, IF DEEMED NECESSARY OR APPROPRIATE
BY THE PROXY HOLDERS, INCLUDING, IF NECESSARY,
TO PERMIT FURTHER SOLICITATION OF PROXIES.
CHECKFREE CORPORATION CKFR SPECIAL MEETING DATE: 10/23/2007
ISSUER: 162813109 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 24 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF AUGUST 2, 2007, AMONG FISERV, INC.,
BRAVES ACQUISITION CORP. AND CHECKFREE CORPORATION,
AS IT MAY BE AMENDED FROM TIME TO TIME.
02 ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL MEETING Management For For
TO A LATER DATE OR TIME, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF SUCH ADJOURNMENT OR POSTPONEMENT
TO APPROVE THE MERGER AGREEMENT.
LIBERTY MEDIA CORPORATION LINTA SPECIAL MEETING DATE: 10/23/2007
ISSUER: 53071M302 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
04 GROUP DISPOSITION PROPOSAL. (SEE PAGE 55 OF THE Management For For
PROXY STATEMENT/PROSPECTUS)
03 OPTIONAL CONVERSION PROPOSAL. (SEE PAGE 55 OF Management For For
THE PROXY STATEMENT/PROSPECTUS)
02 RECAPITALIZATION PROPOSAL. (SEE PAGE 55 OF THE Management For For
PROXY STATEMENT/PROSPECTUS)
01 NEW TRACKING STOCK PROPOSAL. (SEE PAGE 54 OF Management For For
THE PROXY STATEMENT/PROSPECTUS)
CABLEVISION SYSTEMS CORPORATION CVC SPECIAL MEETING DATE: 10/24/2007
ISSUER: 12686C109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 TO APPROVE AN AMENDMENT TO CABLEVISION SYSTEMS Management For For
CORPORATION S AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION, WHICH WOULD MAKE SECTION A.X.
OF ARTICLE FOURTH OF THE AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION INAPPLICABLE TO
THE MERGER AND THE OTHER TRANSACTIONS CONTEMPLATED
BY THE MERGER AGREEMENT.
01 TO ADOPT AND APPROVE THE AGREEMENT AND PLAN OF Management Against Against
MERGER, DATED AS OF MAY 2, 2007, BY AND AMONG
CENTRAL PARK HOLDING COMPANY, LLC, CENTRAL PARK
MERGER SUB, INC. AND CABLEVISION SYSTEMS CORPORATION
AS IT MAY BE AMENDED FROM TIME TO TIME, ALL AS
MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
03 TO APPROVE ANY MOTION TO ADJOURN THE SPECIAL Management For For
MEETING TO A LATER DATE TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL
1 OR PROPOSAL 2.
LAMSON & SESSIONS CO. LMS SPECIAL MEETING DATE: 10/24/2007
ISSUER: 513696104 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 25 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 APPROVAL OF ADJOURNMENT OR POSTPONEMENT OF THE Management For For
SPECIAL MEETING, IF DEEMED NECESSARY OR APPROPRIATE
BY THE PROXY HOLDERS, INCLUDING, IF NECESSARY,
TO PERMIT FURTHER SOLICITATION OF PROXIES.
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF AUGUST 15, 2007, AMONG THE LAMSON
& SESSIONS CO., THOMAS & BETTS CORPORATION AND
T&B ACQUISITION II CORP.
SCHIFF NUTRITION INTERNATIONAL, INC. WNI ANNUAL MEETING DATE: 10/25/2007
ISSUER: 806693107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 APPROVAL OF THE AMENDMENT TO THE COMPANY S 2004 Management Against Against
INCENTIVE AWARD PLAN.
01 DIRECTOR Management For
ERIC WEIDER Management For For
GEORGE F. LENGVARI Management For For
BRUCE J. WOOD Management For For
RONALD L. COREY Management For For
ROGER H. KIMMEL Management For For
BRIAN P. MCDERMOTT Management For For
H.F. POWELL Management For For
DIONEX CORPORATION DNEX ANNUAL MEETING DATE: 10/30/2007
ISSUER: 254546104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
DAVID L. ANDERSON Management For For
A. BLAINE BOWMAN Management For For
LUKAS BRAUNSCHWEILER Management For For
RODERICK MCGEARY Management For For
RICCARDO PIGLIUCCI Management For For
MICHAEL W. POPE Management For For
02 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
ITS FISCAL YEAR ENDING JUNE 30, 2008.
STANDEX INTERNATIONAL CORPORATION SXI ANNUAL MEETING DATE: 10/30/2007
ISSUER: 854231107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 TO APPROVE AN AMENDMENT TO THE EMPLOYEE STOCK Management For For
PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES
AVAILABLE FOR PURCHASE BY 200,000.
01 DIRECTOR Management For
H. NICHOLAS MULLER, III Management For For
WILLIAM FENOGLIO Management For For
DEBORAH A. ROSEN Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 26 of 178
03 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Management For For
OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS.
MAGNETEK, INC. MAG ANNUAL MEETING DATE: 11/02/2007
ISSUER: 559424106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
DEWAIN K. CROSS Management For For
YON YOON JORDEN Management For For
MITCHELL I. QUAIN Management For For
DAVID P. REILAND Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP TO SERVE AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2008.
DJO INCORPORATED DJO SPECIAL MEETING DATE: 11/06/2007
ISSUER: 23325G104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF JULY 15, 2007, AMONG REABLE THERAPEUTICS
FINANCE LLC, REACTION ACQUISITION MERGER SUB,
INC. AND DJO INCORPORATED, AS IT MAY BE AMENDED
FROM TIME TO TIME.
02 APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING, Management For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO ADOPT THE AGREEMENT
AND PLAN OF MERGER REFERRED TO IN 1.
MEREDITH CORPORATION MDP ANNUAL MEETING DATE: 11/07/2007
ISSUER: 589433101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
MARY SUE COLEMAN* Management For For
D.M. MEREDITH FRAZIER* Management For For
JOEL W. JOHNSON* Management For For
STEPHEN M. LACY* Management For For
ALFRED H. DREWES** Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 27 of 178
OAKLEY, INC. OO SPECIAL MEETING DATE: 11/07/2007
ISSUER: 673662102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 TO POSTPONE OR ADJOURN THE SPECIAL MEETING TO Management For For
A LATER DATE TO SOLICIT ADDITIONAL PROXIES IN
FAVOR OF THE APPROVAL OF THE MERGER AGREEMENT
AND THE TRANSACTIONS CONTEMPLATED THEREBY, INCLUDING
THE MERGER, IF THERE ARE NOT SUFFICIENT VOTES
FOR SUCH APPROVAL AT THE TIME OF THE SPECIAL MEETING.
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF JUNE 20, 2007, BY AND AMONG LUXOTTICA
GROUP S.P.A., NORMA ACQUISITION CORP. AND OAKLEY,
INC.
CSK AUTO CORPORATION CAO ANNUAL MEETING DATE: 11/08/2007
ISSUER: 125965103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
LAWRENCE N. MONDRY Management For For
JAMES G. BAZLEN Management For For
MORTON GODLAS Management For For
TERILYN A. HENDERSON Management For For
CHARLES K. MARQUIS Management For For
CHARLES J. PHILIPPIN Management For For
WILLIAM A. SHUTZER Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITOR Management For For
03 APPROVE AMENDMENT TO 2004 STOCK AND INCENTIVE Management Against Against
PLAN
NABI BIOPHARMACEUTICALS NABI SPECIAL MEETING DATE: 11/08/2007
ISSUER: 629519109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 TO APPROVE ADJOURNMENT OF THE SPECIAL MEETING, Management For For
IF NECESSARY, TO FACILITATE THE APPROVAL OF THE
PRECEDING PROPOSAL, INCLUDING TO PERMIT THE SOLICITATION
OF ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE
THE PRECEDING PROPOSAL.
01 TO APPROVE THE SALE OF OUR BIOLOGICS STRATEGIC Management For For
BUSINESS UNIT, AND CERTAIN OF OUR CORPORATE SHARED
SERVICES ASSETS, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 28 of 178
ARGO GROUP INTERNATIONAL HOLDINGS, LTD. AGII ANNUAL MEETING DATE: 11/13/2007
ISSUER: G0464B107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
03 APPROVAL OF THE ARGO GROUP INTERNATIONAL HOLDINGS, Management For For
LTD. 2007 ANNUAL INCENTIVE COMPENSATION PLAN.
02 APPROVAL OF THE ARGO GROUP INTERNATIONAL HOLDINGS, Management For For
LTD. 2007 EMPLOYEE STOCK PURCHASE PLAN.
01 DIRECTOR Management For
F. SEDGWICK BROWNE Management For For
HECTOR DE LEON Management For For
FRANK W. MARESH Management For For
JOHN R. POWER, JR. Management For For
GARY V. WOODS Management For For
05 APPROVAL OF THE RECOMMENDATION OF THE AUDIT COMMITTEE Management For For
OF OUR BOARD OF DIRECTORS THAT ERNST & YOUNG
LLP BE APPOINTED AS OUR INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007
AND REFERRAL OF THE DETERMINATION OF THE INDEPENDENT
AUDITORS REMUNERATION TO THE AUDIT COMMITTEE
OF OUR BOARD OF DIRECTORS.
04 APPROVAL OF THE ARGO GROUP INTERNATIONAL HOLDINGS, Management Against Against
LTD. 2007 LONG-TERM INCENTIVE PLAN.
BALDWIN TECHNOLOGY COMPANY, INC. BLD ANNUAL MEETING DATE: 11/13/2007
ISSUER: 058264102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 TO AMEND THE COMPANY S RESTATED CERTIFICATE OF Management Against Against
INCORPORATION TO AUTHORIZE A CLASS OF SERIAL
PREFERRED STOCK.
01 DIRECTOR Management For
MARK T. BECKER Management For For
RONALD B. SALVAGIO Management For For
GERALD A. NATHE Management For For
NATIONAL PRESTO INDUSTRIES, INC. NPK ANNUAL MEETING DATE: 11/13/2007
ISSUER: 637215104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
RICHARD N. CARDOZO Management For For
PATRICK J. QUINN Management For For
NORTH PITTSBURGH SYSTEMS, INC. NPSI ANNUAL MEETING DATE: 11/13/2007
ISSUER: 661562108 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 29 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 APPROVAL AND ADOPTION OF THE AGREEMENT AND PLAN Management For For
OF MERGER, DATED AS OF JULY 1, 2007, BY AND AMONG
NORTH PITTSBURGH SYSTEMS, INC., CONSOLIDATED
COMMUNICATIONS HOLDINGS, INC., A DELAWARE CORPORATION
( CONSOLIDATED ), AND FORT PITT ACQUISITION SUB
INC., A PENNSYLVANIA CORPORATION AND A WHOLLY-OWNED
SUBSIDIARY OF CONSOLIDATED.
02 DIRECTOR Management For
HARRY R. BROWN Management For For
CHARLES E. COLE Management For For
FREDERICK J. CROWLEY Management For For
ALLEN P. KIMBLE Management For For
STEPHEN G. KRASKIN Management For For
DAVID E. NELSEN Management For For
CHARLES E. THOMAS, JR. Management For For
SIRIUS SATELLITE RADIO INC. SIRI SPECIAL MEETING DATE: 11/13/2007
ISSUER: 82966U103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 TO AMEND SIRIUS S CERTIFICATE OF INCORPORATION Management For For
TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF
SIRIUS COMMON STOCK.
03 TO APPROVE ANY MOTION TO ADJOURN THE SPECIAL Management For For
MEETING TO A LATER DATE OR DATES, IF NECESSARY,
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING.
02 TO APPROVE THE ISSUANCE OF SIRIUS COMMON STOCK, Management For For
PAR VALUE $0.001 PER SHARE, AND THE ISSUANCE
OF A NEW SERIES OF SIRIUS PREFERRED STOCK, PAR
VALUE $0.001 PER SHARE, PURSUANT TO THE MERGER
AGREEMENT, DATED AS OF FEBRUARY 19, 2007, BY
AND AMONG SIRIUS SATELLITE RADIO INC., VERNON
MERGER CORPORATION AND XM SATELLITE RADIO HOLDINGS
INC., AS THE SAME MAY BE AMENDED.
XM SATELLITE RADIO HOLDINGS INC. XMSR SPECIAL MEETING DATE: 11/13/2007
ISSUER: 983759101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 APPROVE ANY MOTION TO ADJOURN OR POSTPONE THE Management For For
SPECIAL MEETING TO A LATER DATE OR DATES, IF
NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE
ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO APPROVE THE PROPOSAL TO ADOPT THE
AGREEMENT AND PLAN OF MERGER.
01 ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For
AS OF FEBRUARY 19, 2007, BY AND AMONG SIRIUS
SATELLITE RADIO INC., VERNON MERGER CORPORATION
AND XM SATELLITE RADIO HOLDINGS INC.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 30 of 178
ELIZABETH ARDEN, INC. RDEN ANNUAL MEETING DATE: 11/14/2007
ISSUER: 28660G106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2008.
02 APPROVAL OF THE AMENDMENT TO THE 2004 STOCK INCENTIVE Management Against Against
PLAN.
01 DIRECTOR Management For
E. SCOTT BEATTIE Management For For
FRED BERENS Management For For
MAURA J. CLARK Management For For
RICHARD C.W. MAURAN Management For For
WILLIAM M. TATHAM Management For For
J.W. NEVIL THOMAS Management For For
PAUL WEST Management For For
LIFECORE BIOMEDICAL, INC. LCBM ANNUAL MEETING DATE: 11/14/2007
ISSUER: 532187101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT Management For For
OF GRANT THORNTON LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE
CURRENT FISCAL YEAR ENDING JUNE 30, 2008.
01 DIRECTOR Management For
DENNIS J. ALLINGHAM Management For For
MARTIN J. EMERSON Management For For
THOMAS H. GARRETT Management For For
LUTHER T. GRIFFITH Management For For
RICHARD W. PERKINS Management For For
JOHN E. RUNNELLS Management For For
DONALDSON COMPANY, INC. DCI ANNUAL MEETING DATE: 11/16/2007
ISSUER: 257651109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS DONALDSON COMPANY, INC S INDEPENDENT REGISTERED
ACCOUNTING FIRM TO AUDIT THE COMPANY S FINANCIAL
STATEMENTS FOR THE FISCAL YEAR ENDING JULY 31,
2008.
01 DIRECTOR Management For
WILLIAM M. COOK Management For For
MICHAEL J. HOFFMAN Management For For
WILLARD D. OBERTON Management For For
JOHN P. WIEHOFF Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 31 of 178
ANIMAL HEALTH INTERNATIONAL INC. AHII ANNUAL MEETING DATE: 11/20/2007
ISSUER: 03525N109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
MICHAEL EISENSON Management For For
JAMES C. ROBISON Management For For
TRIDENT MICROSYSTEMS, INC. TRID ANNUAL MEETING DATE: 11/20/2007
ISSUER: 895919108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
MILLARD PHELPS* Management For For
BRIAN R. BACHMAN* Management For For
GLEN M. ANTLE** Management For For
SYLVIA D. SUMMERS** Management For For
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE
30, 2008.
TRIPLE CROWN MEDIA INC. TCMI ANNUAL MEETING DATE: 11/28/2007
ISSUER: 89675K102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 RATIFICATION OF THE SELECTION OF BDO SEIDMAN, Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR FISCAL YEAR 2008
01 DIRECTOR Management For
ROBERT S. PRATHER, JR. Management For For
GERALD N. AGRANOFF Management For For
JAMES W. BUSBY Management For For
HILTON H. HOWELL, JR. Management For For
MONTE C. JOHNSON Management For For
G.E. "NICK" NICHOLSON Management For For
THOMAS J. STULTZ Management For For
EPOCH HOLDING CORPORATION EPHC ANNUAL MEETING DATE: 11/29/2007
ISSUER: 29428R103 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 32 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
ALLAN R. TESSLER Management For For
WILLIAM W. PRIEST Management For For
ENRIQUE R. ARZAC Management For For
JEFFREY L. BERENSON Management For For
PETER A. FLAHERTY Management For For
EUGENE M. FREEDMAN Management For For
SWS GROUP, INC. SWS ANNUAL MEETING DATE: 11/29/2007
ISSUER: 78503N107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 THE APPROVAL OF THE AMENDMENT TO THE SWS GROUP, Management For For
INC. 2003 RESTRICTED STOCK PLAN.
01 DIRECTOR Management For
DON A. BUCHHOLZ Management For For
DONALD W. HULTGREN Management For For
BRODIE L. COBB Management For For
I.D. FLORES III Management For For
LARRY A. JOBE Management For For
DR. R. JAN LECROY Management For For
FREDERICK R. MEYER Management For For
DR. MIKE MOSES Management For For
JON L. MOSLE, JR. Management For For
1-800-FLOWERS.COM, INC. FLWS ANNUAL MEETING DATE: 12/04/2007
ISSUER: 68243Q106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM PROPOSAL TO RATIFY THE APPOINTMENT
OF ERNST & YOUNG LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JUNE 29, 2008 AS DESCRIBED IN THE
PROXY STATEMENT.
01 DIRECTOR Management For
JOHN J. CONEFRY, JR. Management For For
LEONARD J. ELMORE Management For For
JAN L. MURLEY Management For For
OIL-DRI CORPORATION OF AMERICA ODC ANNUAL MEETING DATE: 12/04/2007
ISSUER: 677864100 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 33 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
J. STEVEN COLE Management For For
ARNOLD W. DONALD Management For For
DANIEL S. JAFFEE Management For For
RICHARD M. JAFFEE Management For For
JOSEPH C. MILLER Management For For
MICHAEL A. NEMEROFF Management For For
ALLAN H. SELIG Management For For
PAUL E. SUCKOW Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT AUDITOR FOR
THE FISCAL YEAR ENDING JULY 31, 2008.
THOR INDUSTRIES, INC. THO ANNUAL MEETING DATE: 12/04/2007
ISSUER: 885160101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
H. COLEMAN DAVIS III Management For For
PETER B. ORTHWEIN Management For For
WILLIAM C. TOMSON Management For For
COLLECTORS UNIVERSE, INC. CLCT ANNUAL MEETING DATE: 12/05/2007
ISSUER: 19421R200 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
A. CLINTON ALLEN Management For For
DEBORAH A. FARRINGTON Management For For
DAVID G. HALL Management For For
MICHAEL R. HAYNES Management For For
MICHAEL J. MCCONNELL Management For For
A.J. "BERT" MOYER Management For For
VAN D. SIMMONS Management For For
BRUCE A. STEVENS Management For For
02 RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON Management For For
AS COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
GYRODYNE COMPANY OF AMERICA, INC. GYRO Contested ANNUAL MEETING DATE: 12/05/2007
ISSUER: 403820103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
TIMOTHY BROG Management For *Management Position Unknown
PHILLIP GOLDSTEIN Management For *Management Position Unknown
ANDREW DAKOS Management For *Management Position Unknown
02 RATIFICATION OF THE SELECTION OF HOLTZ RUBENSTEIN Management For *Management Position Unknown
REMINICK LLP AS AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2007.
03 A PROPOSAL TO ELIMINATE THE COMPANY S POISON PILL. Management For *Management Position Unknown
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 34 of 178
COPART, INC. CPRT ANNUAL MEETING DATE: 12/06/2007
ISSUER: 217204106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
03 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT AUDITORS FOR THE COMPANY FOR THE
CURRENT FISCAL YEAR ENDING JULY 31, 2008.
02 APPROVAL OF THE ADOPTION OF THE 2007 EQUITY INCENTIVE Management Against Against
PLAN.
01 DIRECTOR Management For
WILLIS J. JOHNSON Management For For
A. JAYSON ADAIR Management For For
JAMES E. MEEKS Management For For
STEVEN D. COHAN Management For For
DANIEL J. ENGLANDER Management For For
BARRY ROSENSTEIN Management For For
THOMAS W. SMITH Management For For
FARMER BROS. CO. FARM ANNUAL MEETING DATE: 12/06/2007
ISSUER: 307675108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
ROGER M. LAVERTY III Management For For
MARTIN A. LYNCH Management For For
JAMES J. MCGARRY Management For For
03 TO APPROVE THE FARMER BROS. CO. 2007 OMNIBUS PLAN. Management For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
JUNE 30, 2008.
VILLAGE SUPER MARKET, INC. VLGEA ANNUAL MEETING DATE: 12/07/2007
ISSUER: 927107409 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
JAMES SUMAS Management For For
PERRY SUMAS Management For For
ROBERT SUMAS Management For For
WILLIAM SUMAS Management For For
JOHN P. SUMAS Management For For
JOHN J. MCDERMOTT Management For For
STEVEN CRYSTAL Management For For
DAVID C. JUDGE Management For For
02 APPROVAL OF KPMG LLP TO BE THE INDEPENDENT AUDITORS Management For For
OF THE COMPANY FOR FISCAL 2008.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 35 of 178
ANDREW CORPORATION ANDW SPECIAL MEETING DATE: 12/10/2007
ISSUER: 034425108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For
AS OF JUNE 26, 2007, BY AND AMONG COMMSCOPE,
INC., A DELAWARE CORPORATION, DJROSS, INC., A
DELAWARE CORPORATION AND AN INDIRECT WHOLLY OWNED
SUBSIDIARY OF COMMSCOPE, AND THE COMPANY, AS
THE SAME MAY BE AMENDED FROM TIME TO TIME.
02 TO ADJOURN THE SPECIAL MEETING TO SOLICIT ADDITIONAL Management For For
PROXIES FOR APPROVAL OF THE AGREEMENT AND PLAN
OF MERGER, IF NECESSARY.
GP STRATEGIES CORPORATION GPX ANNUAL MEETING DATE: 12/10/2007
ISSUER: 36225V104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
HARVEY P. EISEN Management For For
MARSHALL S. GELLER Management For For
SCOTT N. GREENBERG Management For For
SUE W. KELLY Management For For
R.C. PFENNIGER, JR. Management For For
A. MARVIN STRAIT Management For For
GENE A. WASHINGTON Management For For
03 TO RATIFY THE BOARD OF DIRECTORS APPOINTMENT Management For For
OF KPMG LLP, AN INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS THE COMPANY S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER
31, 2007.
02 TO AMEND THE COMPANY S RESTATED CERTIFICATE OF Management For For
INCORPORATION, AS AMENDED, TO INCREASE THE AUTHORIZED
NUMBER OF SHARES OF COMMON STOCK FROM 25 TO 35
MILLION SHARES.
SUNCOM WIRELESS HOLDINGS, INC. TI5A.F SPECIAL MEETING DATE: 12/10/2007
ISSUER: 86722Q207 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF SEPTEMBER 16, 2007, BY AND AMONG
SUNCOM WIRELESS HOLDINGS, INC., T-MOBILE USA,
INC. AND TANGO MERGER SUB, INC., A WHOLLY OWNED
SUBSIDIARY OF T-MOBILE USA, INC., AS SUCH AGREEMENT
MAY BE AMENDED FROM TIME TO TIME.
02 APPROVAL OF ANY ADJOURNMENTS OF THE SPECIAL MEETING Management For For
TO A LATER DATE OR TIME, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE
PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER
DESCRIBED IN PROPOSAL 1 IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF ANY SUCH ADJOURNMENT TO
ADOPT THE AGREEMENT AND PLAN OF MERGER DESCRIBED
IN PROPOSAL 1.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 36 of 178
ELONG, INC. LONG ANNUAL MEETING DATE: 12/11/2007
ISSUER: 290138205 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 TO RATIFY THE SELECTION OF KPMG AS AUDITORS FOR Management For For
THE FISCAL YEAR ENDING DECEMBER 31, 2007.
01 DIRECTOR Management For
HENRIK V. KJELLBERG Management For For
JUSTIN TANG Management For For
THOMAS GURNEE Management For For
MICHAEL DOYLE Management For For
ARTHUR HOFFMAN Management For For
BARRY HARFORD Management For For
JOHAN SVANSTROM Management For For
WD-40 COMPANY WDFC ANNUAL MEETING DATE: 12/11/2007
ISSUER: 929236107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
J.C. ADAMS JR. Management For For
G.H. BATEMAN Management For For
P.D. BEWLEY Management For For
R.A. COLLATO Management For For
M.L. CRIVELLO Management For For
L.A. LANG Management For For
K.E. OLSON Management For For
G.O. RIDGE Management For For
N.E. SCHMALE Management For For
02 TO APPROVE WD-40 COMPANY 2007 STOCK INCENTIVE Management Against Against
PLAN.
03 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS
FOR FISCAL YEAR 2008.
NAVTEQ CORPORATION NVT SPECIAL MEETING DATE: 12/12/2007
ISSUER: 63936L100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 ADOPT THE AGREEMENT AND PLAN OF MERGER DATED Management For For
AS OF OCTOBER 1, 2007 BY AND AMONG NOKIA INC.,
NORTH ACQUISITION CORP., NOKIA CORPORATION AND
NAVTEQ CORPORATION.
02 APPROVE ANY PROPOSAL TO ADJOURN THE SPECIAL MEETING, Management For For
IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF PROPOSAL
1.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 37 of 178
PENN NATIONAL GAMING, INC. PENN SPECIAL MEETING DATE: 12/12/2007
ISSUER: 707569109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF JUNE 15, 2007, BY AND AMONG PENN
NATIONAL GAMING, INC., PNG ACQUISITION COMPANY
INC. AND PNG MERGER SUB INC.
02 ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL MEETING, Management For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE
TIME OF THE MEETING TO ADOPT THE MERGER AGREEMENT.
GSE SYSTEMS, INC. GVP SPECIAL MEETING DATE: 12/13/2007
ISSUER: 36227K106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
03 TO APPROVE THE COMPANY S 1995 LONG-TERM INCENTIVE Management Against Against
PLAN (AS AMENDED AND RESTATED, EFFECTIVE SEPTEMBER
25, 2007).
02 TO APPROVE THE COMPANY S FOURTH AMENDED AND RESTATED Management For For
CERTIFICATE OF INCORPORATION.
01 TO APPROVE THE COMPANY S SECOND AMENDED AND RESTATED Management For For
BYLAWS.
POSSIS MEDICAL, INC. POSS ANNUAL MEETING DATE: 12/13/2007
ISSUER: 737407106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
ROBERT G. DUTCHER Management For For
MARY K. BRAINERD Management For For
SEYMOUR J. MANSFIELD Management For For
W.C. MATTISON, JR. Management For For
WHITNEY A. MCFARLIN Management For For
DONALD C. WEGMILLER Management For For
RODNEY A. YOUNG Management For For
03 IN HIS DISCRETION, THE PROXY IS HEREBY AUTHORIZED Management For For
TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY
COME BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF.
02 PROPOSAL TO RATIFY SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS OUR INDEPENDENT AUDITORS.
INTERPUMP GROUP SPA, SANT'ILARIO (RE) IP.MI EGM Meeting Date: 12/18/2007
ISSUER: T5513W107 ISIN: IT00010BLOCKING
SEDOL: B28JL43, 5849004, 5161407
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 38 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
19 DEC 2007 AND A THIRD CALL ON 20 DEC 2007 CONSEQUENTLY,
YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE
BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED
UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED.
THANK YOU.
1. APPROVE THE CAPITAL DECREASE FROM EUR 41,558,535.20 Management Take No
TO EUR 39,962,438.88 BY CANCELLATION OF N. 3,069,416 Action
OWN SHARES, PURSUANT TO ARTICLE 2445 OF THE ITALIAN
CIVIL CODE
INVERNESS MEDICAL INNOVATIONS, INC. IMA SPECIAL MEETING DATE: 12/20/2007
ISSUER: 46126P106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 APPROVE AN INCREASE TO THE NUMBER OF SHARES OF Management Against Against
COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE
INVERNESS MEDICAL INNOVATIONS, INC. 2001 STOCK
OPTION AND INCENTIVE PLAN BY 3,000,000, FROM
8,074,871 TO 11,074,871.
NATIONAL PATENT DEV CORP NPDV.OB ANNUAL MEETING DATE: 12/20/2007
ISSUER: 637132101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
HARVEY P. EISEN Management For For
JOHN C. BELKNAP Management For For
TALTON R. EMBRY Management For For
S. LESLIE FLEGEL Management For For
SCOTT N. GREENBERG Management For For
LAWRENCE G. SCHAFRAN Management For For
02 TO AMEND THE COMPANY S 2003 INCENTIVE STOCK PLAN Management Against Against
TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR
GRANT UNDER THE PLAN BY 1,750,000 SHARES AND
THE AGGREGATE NUMBER OF SHARES AVAILABLE FOR
GRANT ANNUALLY TO AN INDIVIDUAL BY 2,250,000.
03 TO APPROVE AND ADOPT THE COMPANY S 2007 INCENTIVE Management Against Against
STOCK PLAN.
04 TO RATIFY THE APPOINTMENT OF EISNER LLP AS THE Management For For
COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2007 FISCAL YEAR.
SYCAMORE NETWORKS, INC. SCMR ANNUAL MEETING DATE: 12/20/2007
ISSUER: 871206108 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 39 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
CRAIG R. BENSON Management For For
GURURAJ DESHPANDE Management For For
03 TO RATIFY THE SELECTION OF THE FIRM OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE CORPORATION S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JULY 31, 2008.
02 TO AUTHORIZE THE BOARD OF DIRECTORS, IN ITS DISCRETION, Management For For
TO AMEND SYCAMORE S AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO EFFECT A REVERSE STOCK SPLIT
OF ITS OUTSTANDING COMMON STOCK AT A RATIO OF
(I) ONE-FOR-FIVE, (II) ONE-FOR-SEVEN, OR (III)
ONE-FOR-TEN, ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
PHOENIX TECHNOLOGIES LTD. PTEC ANNUAL MEETING DATE: 01/02/2008
ISSUER: 719153108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
05 TO APPROVE AMENDMENTS TO THE COMPANY S 2001 EMPLOYEE Management For For
STOCK PURCHASE PLAN (THE ESPP ) TO (A) INCREASE
THE NUMBER OF SHARES ISSUABLE UNDER THE ESPP
BY 500,000 SHARES TO AN AGGREGATE OF 1,750,000
SHARES AND (B) EXTEND THE TERM OF THE ESPP.
04 TO APPROVE THE COMPANY S 2007 EQUITY INCENTIVE Management Against Against
PLAN.
03 TO APPROVE AMENDMENTS TO OUR AMENDED AND RESTATED Management For For
CERTIFICATE OF INCORPORATION TO ELIMINATE THE
CLASSIFICATION OF THE COMPANY S BOARD OF DIRECTORS
AND THEREBY ENSURE THAT EACH DIRECTOR WILL STAND
FOR ELECTION ANNUALLY AND TO REMOVE ALL REFERENCES
TO SERIES A JUNIOR PARTICIPATING PREFERRED STOCK.
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Management For For
OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2008 FISCAL YEAR.
01 DIRECTOR Management For
DALE FULLER Management For For
DOUGLAS BARNETT Management For For
RICHARD NOLING Management For For
06 TO APPROVE THE MATERIAL TERMS OF PERFORMANCE Management For For
VESTING STOCK OPTION GRANTS TO CERTAIN EXECUTIVE
OFFICERS AND RELATED AMENDMENTS TO THE COMPANY
S 1999 STOCK PLAN.
FOSTER WHEELER LTD. FWLT SPECIAL MEETING DATE: 01/08/2008
ISSUER: G36535139 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 INCREASE IN THE AUTHORIZED SHARE CAPITAL OF THE Management For For
COMPANY DESCRIBED IN THE PROXY STATEMENT.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 40 of 178
MOOG INC. MOGA ANNUAL MEETING DATE: 01/09/2008
ISSUER: 615394202 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 APPROVAL OF THE 2008 STOCK APPRECIATION RIGHTS Management For For
PLAN.
01 DIRECTOR Management For
ROBERT T. BRADY Management For For
03 RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS Management For For
FOR THE YEAR 2008.
ROBBINS & MYERS, INC. RBN ANNUAL MEETING DATE: 01/09/2008
ISSUER: 770196103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 AMENDMENT TO THE COMPANY S SENIOR EXECUTIVE ANNUAL Management For For
CASH BONUS PLAN.
01 DIRECTOR Management For
DAVID T. GIBBONS Management For For
STEPHEN F. KIRK Management For For
PETER C. WALLACE Management For For
03 APPROVAL OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING
AUGUST 31, 2008.
A. SCHULMAN, INC. SHLM Contested ANNUAL MEETING DATE: 01/10/2008
ISSUER: 808194104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING AUGUST 31, 2008.
01 DIRECTOR Management For
JOSEPH M. GINGO Management For For
JAMES A. KARMAN Management For For
JAMES A. MITAROTONDA Management For For
STANLEY W. SILVERMAN Management For For
03 TO APPROVE A STOCKHOLDER PROPOSAL TO HAVE THE Shareholder For Against
BOARD OF DIRECTORS CREATE A SPECIAL COMMITTEE
OF INDEPENDENT DIRECTORS TO ENGAGE AN INVESTMENT
BANKING FIRM TO EVALUATE STRATEGIC ALTERNATIVES
FOR THE CORPORATION.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 41 of 178
ACUITY BRANDS, INC. AYI ANNUAL MEETING DATE: 01/10/2008
ISSUER: 00508Y102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
ROBERT F. MCCULLOUGH Management For For
NEIL WILLIAMS Management For For
02 APPROVAL OF THE AMENDED AND RESTATED ACUITY BRANDS, Management Against Against
INC. LONG-TERM INCENTIVE PLAN
03 APPROVAL OF THE ACUITY BRANDS, INC. 2007 MANAGEMENT Management For For
COMPENSATION AND INCENTIVE PLAN
04 RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM
TECH/OPS SEVCON, INC. TO ANNUAL MEETING DATE: 01/22/2008
ISSUER: 878293109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
BOYLE Management For For
STUMP Management For For
CRAZY WOMAN CREEK BANCORP INCORPORATED CRZY ANNUAL MEETING DATE: 01/23/2008
ISSUER: 225233105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
RICHARD REIMANN Management For For
SANDRA K. TODD Management For For
02 THE RATIFICATION OF THE APPOINTMENT OF DOOLEY Management For For
& JELLY, CPA AS INDEPENDENT AUDITORS OF CRAZY
WOMAN CREEK BANCORP INCORPORATED FOR THE FISCAL
YEAR ENDING SEPTEMBER 30, 2008.
WOODWARD GOVERNOR COMPANY WGOV ANNUAL MEETING DATE: 01/23/2008
ISSUER: 980745103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING SEPTEMBER
30, 2008
01 DIRECTOR Management For
MARY L. PETROVICH Management For For
LARRY E. RITTENBERG Management For For
MICHAEL T. YONKER Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 42 of 178
03 PROPOSAL TO AMEND ARTICLE FOURTH OF THE CERTIFICATE Management For For
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK FROM 100,000,000 TO 150,000,000
AS WELL AS TO EFFECT A TWO-FOR-ONE STOCK SPLIT
OF THE COMMON STOCK
ALBERTO-CULVER COMPANY ACV ANNUAL MEETING DATE: 01/24/2008
ISSUER: 013078100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
THOMAS A. DATTILO Management For For
JIM EDGAR Management For For
SAM J. SUSSER Management For For
02 APPROVAL OF THE EMPLOYEE STOCK OPTION PLAN OF Management For For
2006, AS AMENDED.
03 APPROVAL OF THE MANAGEMENT INCENTIVE PLAN, AS Management For For
AMENDED.
04 APPROVAL OF THE 2006 SHAREHOLDER VALUE INCENTIVE Management For For
PLAN, AS AMENDED.
05 APPROVAL OF THE 2006 RESTRICTED STOCK PLAN, AS Management For For
AMENDED.
BALDWIN TECHNOLOGY COMPANY, INC. BLD ANNUAL MEETING DATE: 01/24/2008
ISSUER: 058264102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
MARK T. BECKER Management For For
RONALD B. SALVAGIO Management For For
GERALD A. NATHE Management For For
SALLY BEAUTY HOLDINGS, INC. SBH ANNUAL MEETING DATE: 01/24/2008
ISSUER: 79546E104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For For
THE CORPORATION S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR 2008.
01 DIRECTOR Management For
KATHLEEN J. AFFELDT Management For For
WALTER L. METCALFE, JR. Management For For
EDWARD W. RABIN Management For For
GARY G. WINTERHALTER Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 43 of 178
LINDSAY CORPORATION LNN ANNUAL MEETING DATE: 01/28/2008
ISSUER: 535555106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 AUDITOR. RATIFICATION OF THE APPOINTMENT OF KPMG Management For For
LLP AS THE INDEPENDENT AUDITOR FOR THE FISCAL
YEAR ENDING AUGUST 31, 2008.
01 DIRECTOR Management For
MICHAEL N. CHRISTODOLOU Management For For
J. DAVID MCINTOSH Management For For
PENFORD CORPORATION PENX ANNUAL MEETING DATE: 01/30/2008
ISSUER: 707051108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
WILLIAM E. BUCHHOLZ Management For For
JOHN C. HUNTER III Management For For
JAMES E. WARJONE Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
THE SCOTTS MIRACLE-GRO CO. SMG ANNUAL MEETING DATE: 01/31/2008
ISSUER: 810186106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
JAMES HAGEDORN Management For For
KAREN G. MILLS Management For For
NANCY G. MISTRETTA Management For For
STEPHANIE M. SHERN Management For For
WHX CORPORATION WXCP SPECIAL MEETING DATE: 01/31/2008
ISSUER: 929248508 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 PROPOSAL TO AUTHORIZE THE BOARD OF DIRECTORS, Management For For
AT ITS DISCRETION, TO AMEND WHX S AMENDED AND
RESTATED CERTIFICATE OF INCORPORATION TO INCREASE
WHX S AUTHORIZED CAPITAL STOCK FROM 55,000,000
SHARES, CONSISTING OF 50,000,000 SHARES OF COMMON
STOCK, PAR VALUE $0.01 PER SHARE, AND 5,000,000
SHARES OF PREFERRED STOCK, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 44 of 178
ADAMS GOLF, INC. ADGO SPECIAL MEETING DATE: 02/04/2008
ISSUER: 006228100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTORS PROPOSAL - TO AMEND THE COMPANY S CERTIFICATE Management For For
OF INCORPORATION TO EFFECT A ONE FOR FOUR REVERSE
STOCK SPLIT OF THE OUTSTANDING SHARES OF THE
COMPANY S COMMON STOCK.
J & J SNACK FOODS CORP. JJSF ANNUAL MEETING DATE: 02/05/2008
ISSUER: 466032109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
SIDNEY R. BROWN Management For For
OSHKOSH TRUCK CORPORATION OSK ANNUAL MEETING DATE: 02/05/2008
ISSUER: 688239201 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
04 SHAREHOLDER PROPOSAL - TO REDEEM OR BRING TO Shareholder For Against
SHAREHOLDER VOTE THE COMPANY S SHAREHOLDER RIGHTS
PLAN.
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP, AS INDEPENDENT AUDITORS.
02 AMEND THE RESTATED ARTICLES OF INCORPORATION Management For For
TO CHANGE THE NAME OF THE COMPANY TO OSHKOSH
CORPORATION.
1L ELECTION OF DIRECTOR: CHARLES L. SZEWS Management For For
1K ELECTION OF DIRECTOR: RICHARD G. SIM Management For For
1J ELECTION OF DIRECTOR: TIMOTHY J. ROEMER Management For For
1I ELECTION OF DIRECTOR: J. PETER MOSLING, JR. Management For For
1H ELECTION OF DIRECTOR: HARVEY N. MEDVIN Management For For
1G ELECTION OF DIRECTOR: KATHLEEN J. HEMPEL Management For For
1F ELECTION OF DIRECTOR: MICHAEL W. GREBE Management For For
1E ELECTION OF DIRECTOR: FREDERICK M. FRANKS, JR. Management For For
1D ELECTION OF DIRECTOR: RICHARD M. DONNELLY Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 45 of 178
1C ELECTION OF DIRECTOR: ROBERT A. CORNOG Management For For
1B ELECTION OF DIRECTOR: ROBERT G. BOHN Management For For
1A ELECTION OF DIRECTOR: J. WILLIAM ANDERSEN Management For For
RALCORP HOLDINGS, INC. RAH ANNUAL MEETING DATE: 02/05/2008
ISSUER: 751028101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
DAVID R. BANKS Management For For
KEVIN J. HUNT Management For For
DAVID W. KEMPER Management For For
J. PATRICK MULCAHY Management For For
DAVID R. WENZEL Management For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
RALCORP HOLDINGS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER
30, 2008.
ESCO TECHNOLOGIES INC. ESE ANNUAL MEETING DATE: 02/06/2008
ISSUER: 296315104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
03 RATIFICATION OF COMPANY S SELECTION OF KPMG LLP Management For For
AS INDEPENDENT PUBLIC ACCOUNTANTS FOR FISCAL
YEAR ENDING SEPTEMBER 30, 2008.
01 DIRECTOR Management For
L.W. SOLLEY Management For For
J.D. WOODS Management For For
02 APPROVAL OF AMENDMENTS TO THE COMPANY S 2004 Management For For
INCENTIVE COMPENSATION PLAN, 2001 STOCK INCENTIVE
PLAN AND 1999 STOCK OPTION PLAN.
GRIFFON CORPORATION GFF ANNUAL MEETING DATE: 02/06/2008
ISSUER: 398433102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
BERTRAND M. BELL* Management For For
ROBERT G. HARRISON* Management For For
RONALD J. KRAMER* Management For For
MARTIN S. SUSSMAN* Management For For
JOSEPH J. WHALEN* Management For For
GORDON E. FORNELL** Management For For
JAMES A. MITAROTONDA** Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 46 of 178
03 APPROVAL OF AMENDMENT TO THE GRIFFON CORPORATION Management For For
2006 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER
OF SHARES OF COMMON STOCK AVAILABLE FOR GRANT
UNDER THE PLAN BY 300,000 SHARES.
02 APPROVAL OF AMENDMENT OF THE GRIFFON CORPORATION Management For For
CERTIFICATE OF INCORPORATION TO REDUCE THE SUPERMAJORITY
VOTE REQUIRED BY ARTICLE TWELFTH TO A MAJORITY
VOTE.
04 RATIFICATION OF THE SELECTION BY OUR AUDIT COMMITTEE Management For For
OF GRANT THORNTON LLP TO SERVE AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008.
MWI VETERINARY SUPPLY, INC. MWIV ANNUAL MEETING DATE: 02/06/2008
ISSUER: 55402X105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
KEITH E. ALESSI Management For For
BRUCE C. BRUCKMANN Management For For
JAMES F. CLEARY Management For For
JOHN F. MCNAMARA Management For For
A. CRAIG OLSON Management For For
ROBERT N. REBHOLTZ, JR. Management For For
WILLIAM J. ROBISON Management For For
03 APPROVAL OF 2008 EMPLOYEE STOCK PURCHASE PLAN Management For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
ENODIS PLC, LONDON ENO.L AGM Meeting Date: 02/07/2008
ISSUER: G01616104 ISIN: GB0000931526
SEDOL: B1HKN00, B02S5F1, 0093152, 5829976
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
1. RECEIVE AND ADOPT THE FINANCIAL STATEMENTS FOR Management For For
THE YE 29 SEP 2007 TOGETHER WITH THE DIRECTORS
REPORT AND THE AUDITORS REPORT THEREON
2. DECLARE A FINAL DIVIDEND OF 3.0P PER ORDINARY Management For For
SHARE
3. RE-APPOINT MR. P. M. BROOKS AS A DIRECTOR, PURSUANT Management For For
TO THE COMBINED CODE PROVISION A.7.2
4. RE-APPOINT MR. R. C. EIMERS AS A DIRECTOR, IN Management For For
ACCORDANCE WITH ARTICLE 98 OF THE ARTICLES OF
ASSOCIATION OF THE COMPANY, WHO RETIRES IN ACCORDANCE
WITH ARTICLE 97 OF THE ARTICLES OF ASSOCIATION
OF THE COMPANY
5. RE-APPOINT MR. J. J. ROSS AS A DIRECTOR IN ACCORDANCE Management For For
WITH ARTICLE 98 OF THE ARTICLES OF ASSOCIATION
OF THE COMPANY, WHO RETIRES IN ACCORDANCE WITH
ARTICLE 97 OF THE ARTICLES OF ASSOCIATION OF
THE COMPANY
6. RE-APPOINT MR. W. D. WRENCH AS A DIRECTOR IN Management For For
ACCORDANCE WITH ARTICLE 98 OF THE ARTICLES OF
ASSOCIATION OF THE COMPANY, WHO RETIRES IN ACCORDANCE
WITH ARTICLE 97 OF THE ARTICLES OF ASSOCIATION
OF THE COMPANY
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 47 of 178
7. RE-APPOINT DELOITTE & TOUCHE LLP AS THE AUDITORS Management For For
OF THE COMPANY FOR THE FYE 27 SEP 2008
8. AUTHORIZE THE DIRECTORS TO DETERMINE THE REMUNERATION Management For For
OF THE AUDITORS
12. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For For
THE YE 29 SEP 2007
9. AUTHORIZE THE DIRECTORS, IN SUBSTITUTION FOR Management For For
THE AUTHORITY GIVEN TO THEM AT THE AGM ON 08
FEB 2007 BUT WITHOUT PREJUDICE TO ANY PREVIOUS
ALLOTMENTS UNDER SUCH SUBSTITUTED AUTHORITY AND
IN ACCORDANCE WITH SECTION 80 OF THE COMPANIES
ACT 1985 THE 1985 ACT , TO ALLOT RELEVANT SECURITIES
SECTION 80(2) OF THE 1985 ACT UP TO AN AGGREGATE
NOMINAL AMOUNT OF GBP 12,283,307; AUTHORITY EXPIRES
THE EARLIER OF THE CONCLUSION OF THE NEXT AGM
OF THE COMPANY TO BE HELD IN 2009 OR 15 MONTHS;
AND THE DIRECTORS MAY ALLOT RELEVANT SECURITIES
AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE
OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH
EXPIRY
S.10 AUTHORIZE THE DIRECTORS, SUBJECT TO THE PASSING Management For For
OF RESOLUTION 9, PURSUANT TO SECTION 95 OF THE
1985 ACT, TO ALLOT EQUITY SECURITIES SECTION
94(2) OF THE 1985 ACT OF THE COMPANY FOR CASH
PURSUANT TO THE GENERAL AUTHORITY CONFERRED BY
RESOLUTION 9 AND SELL RELEVANT SHARES SECTION
94(5) OF THE 1985 ACT HELD BY THE COMPANY AS
TREASURY SHARES SECTION 94(3) OF THE 1985 ACT
FOR CASH SECTION 162D(2) OF THE 1985 ACT, DISAPPLYING
THE STATUTORY PRE-EMPTION RIGHTS SECTION 89(1)
OF THE 1985 ACT, PROVIDED THAT THE POWER CONFERRED
BY THIS RESOLUTION SHALL BE LIMITED TO THE ALLOTMENT
OF EQUITY SECURITIES: A) IN CONNECTION WITH AN
OFFER OF SECURITIES, OPEN FOR ACCEPTANCE FOR
A FIXED PERIOD, BY THE DIRECTORS TO HOLDERS OF
ORDINARY SHAREHOLDERS; AND B) UP TO AN AGGREGATE
NOMINAL AMOUNT OF GBP 1,842,496; AUTHORITY EXPIRES
THE EARLIER OF THE CONCLUSION OF THE NEXT AGM
OF THE COMPANY TO BE HELD IN 2009 OR 15 MONTHS;
AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES
AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE
OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH
EXPIRY
S.11 AUTHORIZE THE COMPANY, FOR THE PURPOSE OF SECTION Management For For
166 OF THE 1985 ACT, TO MAKE ONE OR MORE MARKET
PURCHASES SECTION 163(3) OF THE 1985 ACT OF UP
TO 36,849,923 ORDINARY SHARES 10% OF THE ISSUED
ORDINARY SHARE CAPITAL OF 10P EACH IN THE CAPITAL
OF THE COMPANY, AT A MINIMUM PRICE EQUAL TO ITS
NOMINAL VALUE WHICH AMOUNT SHALL BE EXCLUSIVE
OF EXPENSES AND UP TO 105% OF THE AVERAGE MIDDLE
MARKET QUOTATIONS FOR AN ORDINARY SHARES OF THE
COMPANY AS DERIVED FROM THE LONDON STOCK EXCHANGE
DAILY OFFICIAL LIST, OVER THE PREVIOUS 5 BUSINESS
DAYS; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION
OF THE NEXT AGM OF THE COMPANY TO BE HELD IN
2009 OR 15 MONTHS; THE COMPANY, BEFORE THE EXPIRY,
MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES
WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY
AFTER SUCH EXPIRY
13. APPROVE THE AMENDMENTS TO THE ENODIS PLC PERFORMANCE Management For For
SHARE PLAN THE PSP , AS SPECIFIED; AUTHORIZE
THE DIRECTOR TO DO ALL SUCH ACTS AND THINGS AS
THEY CONSIDER NECESSARY OR EXPEDIENT TO CARRY
THE AMENDMENTS INTO EFFECT AND TO VOTE AND BE
COUNTED IN THE QUORUM, ON ANY MATTER CONNECTED
WITH THE PSP, NOTWITHSTANDING THAT THEY MAY BE
INTERESTED IN THE SAME EXCEPT THAT NO DIRECTOR
MAY BE COUNTED IN A QUORUM OR VOTE IN RESPECT
OF HIS OWN PARTICIPATION
S.14 APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION Management For For
OF THE COMPANY, AS SPECIFIED
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 48 of 178
LANDAUER, INC. LDR ANNUAL MEETING DATE: 02/07/2008
ISSUER: 51476K103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
03 PROPOSAL TO APPROVE THE LANDAUER, INC. INCENTIVE Management For For
COMPENSATION PLAN.
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY.
01 DIRECTOR Management For
MR. CRONIN Management For For
MR. RISK Management For For
MR. SAXELBY Management For For
INGLES MARKETS, INCORPORATED IMKTA ANNUAL MEETING DATE: 02/12/2008
ISSUER: 457030104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
FRED D. AYERS Management For For
JOHN O. POLLARD Management For For
INSTEEL INDUSTRIES, INC. IIIN ANNUAL MEETING DATE: 02/19/2008
ISSUER: 45774W108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
GARY L. PECHOTA Management For For
W. ALLEN ROGERS II Management For For
WILLIAM J. SHIELDS Management For For
GLOBAL TRAFFIC NETWORK, INC. GNET ANNUAL MEETING DATE: 02/20/2008
ISSUER: 37947B103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
03 PROPOSAL TO RATIFY THE APPOINTMENT OF BDO KENDALLS Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
JUNE 30, 2008.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 49 of 178
02 DIRECTOR Management For
WILLIAM L. YDE III Management For For
DALE C. ARFMAN Management For For
GARY O. BENSON Management For For
SHANE E. COPPOLA Management For For
STUART R. ROMENESKO Management For For
GARY L. WOROBOW Management For For
01 PROPOSAL TO CHANGE THE COMPANY S STATE OF INCORPORATION Management For For
FROM DELAWARE TO NEVADA BY MERGING THE COMPANY
WITH A WHOLLY-OWNED SUBSIDIARY PURSUANT AN AGREEMENT
AND PLAN OF MERGER IN THE FORM ATTACHED AS APPENDIX
A TO THE PROXY STATEMENT FOR THE ANNUAL MEETING.
LEE ENTERPRISES, INCORPORATED LEE ANNUAL MEETING DATE: 02/20/2008
ISSUER: 523768109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
RICHARD R. COLE Management For For
NANCY S. DONOVAN Management For For
LEONARD J. ELMORE Management For For
HERBERT W. MOLONEY III Management For For
02 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For
COME BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF.
INNOVATIVE SOLUTIONS AND SUPPORT, INC. ISSC ANNUAL MEETING DATE: 02/21/2008
ISSUER: 45769N105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 APPROVAL OF THE 2008 STOCK-BASED INCENTIVE COMPENSATION Management Against Against
PLAN.
01 DIRECTOR Management For
GLEN R. BRESSNER Management For For
R.E. MITTELSTAEDT, JR. Management For For
RAYMOND J. WILSON Management For For
MATTHEWS INTERNATIONAL CORPORATION MATW ANNUAL MEETING DATE: 02/21/2008
ISSUER: 577128101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 TO APPROVE THE ADOPTION OF THE 2007 EQUITY INCENTIVE Management Against Against
PLAN.
01 DIRECTOR Management For
ROBERT G. NEUBERT Management For For
MARTIN SCHLATTER Management For For
JOHN D. TURNER Management For For
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM TO AUDIT THE RECORDS OF THE COMPANY FOR
THE FISCAL YEAR ENDING SEPTEMBER 30, 2008.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 50 of 178
BRUKER BIOSCIENCES CORPORATION BRKR SPECIAL MEETING DATE: 02/25/2008
ISSUER: 116794108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
07 DIRECTOR Management For
DIRK D. LAUKIEN, PH.D.* Management For For
TONY KELLER** Management For For
06 TO AMEND THE CERTIFICATE OF INCORPORATION TO Management For For
CHANGE THE NAME OF BRUKER BIOSCIENCES CORPORATION
TO BRUKER CORPORATION.
05 TO APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED Management For For
STOCK OPTION PLAN TO INCREASE THE NUMBER OF SHARES
OF COMMON STOCK FOR WHICH OPTIONS MAY BE GRANTED.
04 TO AMEND THE CERTIFICATE OF INCORPORATION TO Management For For
INCREASE THE NUMBER OF AUTHORIZED SHARES THAT
MAY BE ISSUED BY THE COMPANY.
03 TO APPROVE THE TRANSACTIONS CONTEMPLATED BY THE Management For For
MERGER AGREEMENT, BY AND AMONG BRUKER BIOSCIENCES
AND BRUKER BIOSPIN INVEST AG, BRUKER BIOSPIN
BETEILIGUNGS AG AND THE STOCKHOLDERS OF BRUKER
BIOSPIN INVEST AG RELATING TO THE ACQUISITION
OF BRUKER BIOSPIN INVEST AG BY BRUKER BIOSCIENCES.
02 TO APPROVE THE TRANSACTIONS CONTEMPLATED BY THE Management For For
SHARE PURCHASE AGREEMENT, BY AND AMONG BRUKER
BIOSCIENCES, BRUKER PHYSIK GMBH AND TECHNEON
AG AND THE SHAREHOLDERS OF BRUKER PHYSIK AND
TECHNEON RELATING TO THE ACQUISITION OF BRUKER
PHYSIK BY BRUKER BIOSCIENCES.
01 TO APPROVE THE TRANSACTIONS CONTEMPLATED BY THE Management For For
STOCK PURCHASE AGREEMENT, BY AND AMONG BRUKER
BIOSCIENCES AND BRUKER BIOSPIN INC. AND THE STOCKHOLDERS
OF BRUKER BIOSPIN INC. RELATING TO THE ACQUISITION
OF BRUKER BIOSPIN INC. BY BRUKER BIOSCIENCES.
GREIF INC. GEF ANNUAL MEETING DATE: 02/25/2008
ISSUER: 397624206 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
I DIRECTOR Management For
VICKI L. AVRIL Management For For
MICHAEL H. DEMPSEY Management For For
BRUCE A. EDWARDS Management For For
MARK A. EMKES Management For For
JOHN F. FINN Management For For
MICHAEL J. GASSER Management For For
DANIEL J. GUNSETT Management For For
JUDITH D. HOOK Management For For
PATRICK J. NORTON Management For For
DEL GLOBAL TECHNOLOGIES CORP. DGTC ANNUAL MEETING DATE: 02/26/2008
ISSUER: 245073101 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 51 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
OF THE COMPANY FOR THE FISCAL YEAR ENDING AUGUST
2, 2008.
01 DIRECTOR Management For
GERALD M. CZARNECKI Management For For
JAMES R. HENDERSON Management For For
GEN. MERRILL A. MCPEAK Management For For
JAMES A. RISHER Management For For
HERLEY INDUSTRIES, INC. HRLY ANNUAL MEETING DATE: 02/26/2008
ISSUER: 427398102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
03 RATIFICATION OF THE APPOINTMENT OF MARCUM & KLIEGMAN Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING AUGUST 3, 2008.
02 APPROVAL OF AN AMENDMENT TO THE BY-LAWS TO PROVIDE Management For For
FOR THE RESIGNATION OF ANY DIRECTOR NOMINEE WHO
RECEIVES MORE WITHHELD THAN FOR VOTES IN AN
UNCONTESTED ELECTION.
01 DIRECTOR Management For
MYRON LEVY Management For For
DR. EDWARD A. BOGUCZ Management For For
SIRONA DENTAL SYSTEMS, INC. SIRO ANNUAL MEETING DATE: 02/26/2008
ISSUER: 82966C103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG DEUTSCHE Management For For
TREUHAND-GESELLSCHAFT, AKTIENGESELLSCHAFT, WIRTSCHAFTSPRUEFUNGSGESELLSCHAFT,
GERMANY AS THE COMPANY S INDEPENDENT AUDITOR
FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2008.
01 DIRECTOR Management For
WILLIAM K. HOOD Management For For
H.M. JANSEN KRAEMER, JR Management For For
JEFFREY T. SLOVIN Management For For
REGENERATION TECHNOLOGIES, INC. RTIX SPECIAL MEETING DATE: 02/27/2008
ISSUER: 75886N100 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 52 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 AMENDMENT OF CERTIFICATE OF INCORPORATION TO Management For For
INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK AND CHANGE NAME
03 POSSIBLE ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL Management For For
MEETING
02 ISSUANCE OF COMMON STOCK TO FORMER STOCKHOLDERS Management For For
OF TUTOGEN MEDICAL, INC.
UNIVERSAL TECHNICAL INSTITUTE, INC. UTI ANNUAL MEETING DATE: 02/27/2008
ISSUER: 913915104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Management For For
01 DIRECTOR Management For
CONRAD A. CONRAD Management For For
KIMBERLY J. MCWATERS Management For For
NOBILITY HOMES, INC. NOBH ANNUAL MEETING DATE: 02/29/2008
ISSUER: 654892108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
TERRY E. TREXLER Management For For
RICHARD C. BARBERIE Management For For
ROBERT P. HOLLIDAY Management For For
ROBERT P. SALTSMAN Management For For
THOMAS W. TREXLER Management For For
THE STEAK N SHAKE COMPANY SNS Contested ANNUAL MEETING DATE: 03/07/2008
ISSUER: 857873103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
SARDAR BIGLARI Management For *Management Position Unknown
PHILIP L. COOLEY Management For *Management Position Unknown
03 THE COMPANY S PROPOSAL TO APPROVE THE 2008 EQUITY Management Against *Management Position Unknown
INCENTIVE PLAN.
02 THE COMPANY S PROPOSAL TO RATIFY THE SELECTION Management For *Management Position Unknown
OF DELOITTE & TOUCHE, LLP AS THE COMPANY S INDEPENDENT
AUDITORS.
OMNOVA SOLUTIONS INC. OMN ANNUAL MEETING DATE: 03/19/2008
ISSUER: 682129101 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 53 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDED NOVEMBER
30, 2008.
01 DIRECTOR Management For
EDWARD P. CAMPBELL Management For For
MICHAEL J. MERRIMAN Management For For
WILLIAM R. SEELBACH Management For For
MVC CAPITAL, INC. MVC ANNUAL MEETING DATE: 03/24/2008
ISSUER: 553829102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
EMILIO DOMINIANNI Management For For
GERALD HELLERMAN Management For For
WARREN HOLTSBERG Management For For
ROBERT KNAPP Management For For
WILLIAM TAYLOR Management For For
MICHAEL TOKARZ Management For For
THE MIDLAND COMPANY MLAN SPECIAL MEETING DATE: 03/24/2008
ISSUER: 597486109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 TO ADOPT THE AGREEMENT AND THE PLAN OF MERGER, Management For For
DATED AS OF OCTOBER 16, 2007, BY AND AMONG MUNICH-AMERICAN
HOLDING CORPORATION, MONUMENT CORPORATION AND
THE MIDLAND COMPANY.
02 TO APPROVE THE ADJOURNMENT OR POSTPONEMENT OF Management For For
THE SPECIAL MEETING OF SHAREHOLDERS, IF NECESSARY
OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL
1.
GENCORP INC. GY ANNUAL MEETING DATE: 03/26/2008
ISSUER: 368682100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
JAMES R. HENDERSON Management For For
WARREN G. LICHTENSTEIN Management For For
DAVID A. LORBER Management For For
TODD R. SNYDER Management For For
MARTIN TURCHIN Management For For
TIMOTHY A. WICKS Management For For
SHEILA E. WIDNALL Management For For
ROBERT C. WOODS Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 54 of 178
02 RATIFICATION OF THE AUDIT COMMITTEE S APPOINTMENT Management For For
OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
AUDITORS OF THE COMPANY.
STERLING FINANCIAL CORPORATION-PA SLFI SPECIAL MEETING DATE: 03/26/2008
ISSUER: 859317109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
03 TO APPROVE SUCH OTHER MATTERS AS MAY BE APPROPRIATE Management For For
IN CONNECTION WITH THE APPROVAL OF THE PLAN OF
MERGER AND THE TRANSACTIONS CONTEMPLATED THEREBY.
02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, Management For For
IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES,
IN THE EVENT THAT THERE ARE NOT SUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO APPROVE
THE PROPOSAL TO ADOPT THE PLAN OF MERGER.
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For
AS OF JULY 19, 2007, BETWEEN THE PNC FINANCIAL
SERVICES GROUP, INC. AND STERLING FINANCIAL CORPORATION,
AS IT MAY BE AMENDED FROM TIME TO TIME (THE
PLAN OF MERGER ), WHICH PROVIDES FOR, AMONG OTHER
THINGS, THE MERGER OF STERLING FINANCIAL CORPORATION
WITH AND INTO THE PNC FINANCIAL SERVICES GROUP,
INC.
NOBEL BIOCARE HOLDING AG NOBN.VX AGM Meeting Date: 03/27/2008
ISSUER: H5783Q106 ISIN: CH00140BLOCKING
SEDOL: 7385722, 7413322, B02VBF2, B28ZVV8, 7389713
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
* PLEASE NOTE THAT THE MEETING IS HELD IN Z RICH Non-Voting *Management Position Unknown
AND SEB WILL NOT ARRANGE WITH AN REPRESENTATIVE.
TO BE ABLE TO VOTE A SHAREHOLDER NEED TO BE TEMPORARILY
REGISTERED IN THE SHARE REGISTER.
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown
IN THIS MARKET. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
1. RECEIVE THE ANNUAL REPORT AND CONSOLIDATED FINANCIAL Management Take No
STATEMENTS FOR 2007, REPORT OF THE GROUP AUDITORS Action
2. APPROVE THE STATUTORY FINANCIAL STATEMENTS OF Management Take No
NOBEL BIOCARE HOLDINGS AG FOR 2007 INCLUDING Action
REMUNERATION REPORT, REPORT OF THE STATUTORY
AUDITORS
3. APPROVE THE APPROPRIATION OF THE AVAILABLE EARNINGS/DIVIDEND Management Take No
FOR 2007 Action
4. GRANT DISCHARGE TO THE BOARD OF DIRECTORS Management Take No
Action
5.A RE-ELECT MR. STIG ERIKSSON AS A MEMBER OF THE Management Take No
BOARD OF DIRECTORS FOR A 1-YEAR TERM OF OFFICE Action
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 55 of 178
5.B RE-ELECT MR. ANTOINE FIRMENCH AS A MEMBER OF Management Take No
THE BOARD OF DIRECTORS FOR A 1-YEAR TERM OF OFFICE Action
7. RE-ELECT THE AUDITORS AND GROUP AUDITORS Management Take No
Action
5.C RE-ELECT MR. ROBERT LILJA AS A MEMBER OF THE Management Take No
BOARD OF DIRECTORS FOR A 1-YEAR TERM OF OFFICE Action
5.D RE-ELECT MRS. JANE ROYSTON AS A MEMBER OF THE Management Take No
BOARD OF DIRECTORS FOR A 1-YEAR TERM OF OFFICE Action
5.E RE-ELECT MR. ROLF SOIRON AS A MEMBER OF THE BOARD Management Take No
OF DIRECTORS FOR A 1-YEAR TERM OF OFFICE Action
5.F RE-ELECT MR. ROLF WATTER AS A MEMBER OF THE BOARD Management Take No
OF DIRECTORS FOR A 1-YEAR TERM OF OFFICE Action
5.G RE-ELECT MR. ERNST ZAENGERLE AS A MEMBER OF THE Management Take No
BOARD OF DIRECTORS FOR A 1-YEAR TERM OF OFFICE Action
6. ELECT DR. EDGAR FLURI AS A BOARD OF DIRECTOR Management Take No
AS OF 01 JUL 2008 FOR A TENURE ENDING AT THE Action
NEXT ANNUAL GENERAL SHAREHOLDERS MEETING
8. APPROVE THE SPLIT OF SHARES AND CONVERSION OF Management Take No
BEARER SHARES INTO REGISTERED SHARES Action
9. APPROVE TO ADJUST THE ARTICLES OF INCORPORATION Management Take No
DUE TO MODIFIED REQUIREMENTS Action
10. APPROVE TO REDUCE THE SHARE CAPITAL Management Take No
Action
11. APPROVE THE CONVERSION OF SHARE PREMIUM INTO Management Take No
FREE RESERVES AND THE SHARE BUY-BACK PROGRAM Action
STRAUMANN HOLDING AG, BASEL STMN.SW OGM MEETING DATE: 03/28/2008
ISSUER: H8300N119 ISIN: CH00122BLOCKING
SEDOL: B0QZC80, 7156832, B038BG3
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown
IN THIS MARKET. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
1. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Swiss Register Take No
BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL Action
OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US
NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY
REGISTRAR HAS DISCRETION OVER GRANTING VOTING
RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND
NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING
INSTRUCTIONS
* PLEASE NOTE THAT THIS IS AN AGM. THANK YOU. Non-Voting *Management Position Unknown
* PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management Position Unknown
OF ACTUAL RECORD DATE. PLEASE ALSO NOTE THAT
THE NEW CUT-OFF DATE IS 22 FEB 2008. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 56 of 178
STRAUMANN HOLDING AG, BASEL STMN.SW OGM MEETING DATE: 03/28/2008
ISSUER: H8300N119 ISIN: CH00122BLOCKING
SEDOL: B0QZC80, 7156832, B038BG3
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown
IN THIS MARKET. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
* PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting *Management Position Unknown
NOTICE SENT UNDER MEETING 436832, INCLUDING THE
AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR
NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU.
1. RECEIVE THE 2007 BUSINESS REPORT AND THE REPORTS Management Take No
OF THE AUDITORS AND THE GROUP AUDITORS Action
2. APPROVE THE 2007 ANNUAL REPORT, 2007 ANNUAL FINANCIAL Management Take No
STATEMENTS AND THE 2007 CONSOLIDATED FINANCIAL Action
STATEMENTS
3. APPROVE THE APPROPRIATION OF THE AVAILABLE EARNINGS Management Take No
Action
4. GRANT DISCHARGE TO THE BOARD OF DIRECTORS Management Take No
Action
5.1 ELECT DR. H. C. RUDOLF MAAG AS A DIRECTOR FOR Management Take No
A TERM OF 3 YEARS Action
5.2 ELECT DR. SEBASTIAN BURCHHARDT AS A DIRECTOR Management Take No
FOR A TERM OF 3 YEARS Action
5.3 ELECT MR. JUERG MORANT AS A DIRECTOR FOR A TERM Management Take No
OF 3 YEARS Action
6. APPOINT THE AUDITORS AND THE GROUP AUDITORS FOR Management Take No
02008 Action
7.1 AMEND ARTICLE 2.1.2 OF THE ARTICLE OF ASSOCIATION Management Take No
AS SPECIFIED Action
7.2 APPROVE TO EXTEND THE TRANSFERABILITY RESTRICTIONS Management Take No
ON THE CONDITIONAL SHARE CAPITAL IN ACCORDANCE Action
WITH THE ARTICLES OF ASSOCIATION THROUGH THE
REPLACEMENT OF ARTICLE 2.3 OF THE ARTICLES OF
ASSOCIATION
* PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting *Management Position Unknown
IN RECORD DATE. IF YOU HAVEALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
CLARCOR INC. CLC ANNUAL MEETING DATE: 03/31/2008
ISSUER: 179895107 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 57 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY.
01 DIRECTOR Management For
MR. ROBERT H. JENKINS Management For For
MR. P.R. LOCHNER, JR. Management For For
THE HAIN CELESTIAL GROUP, INC. HAIN ANNUAL MEETING DATE: 04/01/2008
ISSUER: 405217100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
IRWIN D. SIMON Management For For
BARRY J. ALPERIN Management For For
RICHARD C. BERKE Management For For
BETH L. BRONNER Management For For
JACK FUTTERMAN Management For For
DANIEL R. GLICKMAN Management For For
MARINA HAHN Management For For
ANDREW R. HEYER Management For For
ROGER MELTZER Management For For
LEWIS D. SCHILIRO Management For For
LAWRENCE S. ZILAVY Management For For
02 TO APPROVE THE STOCKHOLDER PROPOSAL REGARDING Shareholder Against For
STOCKHOLDER RATIFICATION OF EXECUTIVE COMPENSATION.
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, Management For For
TO ACT AS REGISTERED INDEPENDENT ACCOUNTANTS
OF THE COMPANY FOR THE FISCAL YEAR ENDING JUNE
30, 2008.
VESTAS WIND SYSTEMS A/S, RANDERS VWS AGM Meeting Date: 04/02/2008
ISSUER: K9773J128 ISIN: DK0010268606
SEDOL: 2723770, 5966419, B0XZ2T4, 5964651
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
* IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting *Management Position Unknown
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1. RECEIVE THE REPORT FROM THE BOARD OF DIRECTORS Non-Voting *Management Position Unknown
ON THE COMPANY S ACTIVITIES DURING THE PAST YEAR
2. ADOPT THE ANNUAL REPORT Management For For
3. APPROVE TO APPLY ANNUAL REPORT OF DKK 275M AS Management For For
FOLLOWS: TRANSFER TO RESERVE FOR THE REVALUATION
ACCORDING TO THE EQUITY METHOD-DKK 287M; DIVIDEND-DKK
0M AND RETAINED EARNINGS DKK-(12)M
4.1 RE-ELECT MR. BENT ERIK CARLSEN AS A MEMBER OF Management For For
THE BOARD OF DIRECTORS
4.2 ELECT MR. TORSTEN ERIK RASMUSSEN AS A MEMBER Management For For
OF THE BOARD OF DIRECTORS
4.3 ELECT MR. ARNE PEDERSEN AS A MEMBER OF THE BOARD Management For For
OF DIRECTORS
4.4 ELECT MR. FREDDY FRANDSEN AS A MEMBER OF THE Management For For
BOARD OF DIRECTORS
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 58 of 178
4.5 ELECT MR. JORGEN HUNO RASMUSSEN AS A MEMBER OF Management For For
THE BOARD OF DIRECTORS
4.6 ELECT MR. JORN ANKAER THOMSEN AS A MEMBER OF Management For For
THE BOARD OF DIRECTORS
4.7 ELECT MR. KURT ANKER NIELSEN AS A MEMBERS OF Management For For
THE BOARD OF DIRECTORS
5. ELECT PRICEWATERHOUSECOOPERS, STATSAUTORISERET Management For For
REVISIONSAKTIESELSKAB AND KPMGSTATSAUTORISERET
REVISIONSPARTNERSKAB AS THE AUDITORS OF THE COMPANY
6. AUTHORIZE THE BOARD OF DIRECTORS TO LET THE COMPANY Management For For
ACQUIRE TREASURY SHARES UP TO A TOTAL NOMINAL
VALUE OF 10% OF THE VALUE OF THE COMPANY S SHARE
CAPITAL AT THE TIME IN THE QUESTION, CF. ARTICLE
48 OF THE DANISH PUBLIC COMPANIES ACT, IN THE
PERIOD UP UNTIL THE NEXT AGM; THE PAYMENT FOR
THE SHARES MUST NOT DEVIATE MORE THAN 10% FROM
THE CLOSING PRICE QUOTED AT THE OMX NORDIC EXCHANGE
COPENHAGEN AT THE TIME OF ACQUISITION
* ANY OTHER BUSINESS Non-Voting *Management Position Unknown
H.B. FULLER COMPANY FUL ANNUAL MEETING DATE: 04/03/2008
ISSUER: 359694106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
J. MICHAEL LOSH Management For For
LEE R. MITAU Management For For
R. WILLIAM VAN SANT Management For For
03 TO APPROVE THE AMENDED AND RESTATED H.B. FULLER Management For For
COMPANY ANNUAL AND LONG-TERM INCENTIVE PLAN.
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING NOVEMBER 29, 2008.
STEWART ENTERPRISES, INC. STEI ANNUAL MEETING DATE: 04/03/2008
ISSUER: 860370105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
THOMAS J. CRAWFORD Management For For
THOMAS M. KITCHEN Management For For
ALDEN J. MCDONALD, JR. Management For For
JAMES W. MCFARLAND Management For For
RONALD H. PATRON Management For For
MICHAEL O. READ Management For For
ASHTON J. RYAN, JR. Management For For
FRANK B. STEWART, JR. Management For For
02 TO APPROVE AN AMENDMENT TO ARTICLE III(A) OF Management For For
OUR AMENDED AND RESTATED ARTICLES OF INCORPORATION
INCREASING THE NUMBER OF AUTHORIZED SHARES OF
THE COMPANY S CLASS A COMMON STOCK BY 50 MILLION
SHARES TO 200 MILLION SHARES
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 59 of 178
THE SPAIN FUND, INC. SNF ANNUAL MEETING DATE: 04/04/2008
ISSUER: 846330108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
B. FALCONES JAQUOTOT Management For For
D. DE FERNANDO GARCIA Management For For
IDEX CORPORATION IEX ANNUAL MEETING DATE: 04/08/2008
ISSUER: 45167R104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
BRADLEY J. BELL Management For For
LAWRENCE D. KINGSLEY Management For For
GREGORY F. MILZCIK Management For For
02 TO VOTE IN FAVOR OF AN AMENDMENT AND RESTATEMENT Management Against Against
OF THE IDEX CORPORATION INCENTIVE AWARD PLAN.
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS AUDITORS OF THE COMPANY FOR 2008.
WADDELL & REED FINANCIAL, INC. WDR ANNUAL MEETING DATE: 04/09/2008
ISSUER: 930059100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
ALAN W. KOSLOFF Management For For
JERRY W. WALTON Management For For
02 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Management For For
THE WADDELL & REED FINANCIAL, INC. 2003 EXECUTIVE
INCENTIVE PLAN, AS AMENDED AND RESTATED, ALL
AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
03 RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR 2008.
04 STOCKHOLDER PROPOSAL TO REQUIRE AN ADVISORY VOTE Shareholder Against For
ON EXECUTIVE COMPENSATION.
A.O. SMITH CORPORATION SAOSA ANNUAL MEETING DATE: 04/14/2008
ISSUER: 831865100 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 60 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
RONALD D. BROWN Management For For
WILLIAM F. BUEHLER Management For For
GLOSTER B. CURRENT, JR. Management For For
PAUL W. JONES Management For For
BRUCE M. SMITH Management For For
MARK D. SMITH Management For For
GENE C. WULF Management For For
02 PROPOSAL TO APPROVE THE RATIFICATION OF ERNST Management For For
& YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE CORPORATION.
EMBRAER-EMPRESA BRASILEIRA ERJ ANNUAL MEETING DATE: 04/14/2008
ISSUER: 29081M102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
A1 EXAMINE, DISCUSS AND VOTE ON THE FINANCIAL STATEMENTS Management For For
FOR THE YEAR ENDED DECEMBER 31, 2007
A2 ALLOCATE THE NET PROFITS RECORDED IN SUCH FISCAL Management For For
YEAR AND VOTE ON THE DESTINATION OF UNCLAIMED
DIVIDENDS
A3 APPOINT THE MEMBERS OF THE FISCAL COMMITTEE FOR Management For For
THE 2008/2009 TERM OF OFFICE, AND TO DECIDE WHICH
MEMBER WILL BE APPOINTED AS CHAIRPERSON, ALTERNATE
(VICE-CHAIRPERSON) AND FINANCIAL EXPERT OF THE
FISCAL COMMITTEE
A4 SET THE AGGREGATE ANNUAL COMPENSATION TO BE RECEIVED Management For For
BY THE COMPANY S OFFICERS AND MEMBERS OF THE
COMMITTEES OF ITS BOARD OF DIRECTORS
A5 SET THE COMPENSATION OF THE MEMBERS OF THE FISCAL Management For For
COMMITTEE
E1 AMEND ARTICLE 6 OF THE COMPANY S BYLAWS, AS A Management For For
RESULT OF THE CONFIRMATION OF THE INCREASE IN
CAPITAL STOCK, ARISING FROM THE EXERCISE OF STOCK
OPTIONS
BASSETT FURNITURE INDUSTRIES, INC. BSET Contested ANNUAL MEETING DATE: 04/15/2008
ISSUER: 070203104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
DAVID S. BRODY Management For *Management Position Unknown
NEIL CHELO Management For *Management Position Unknown
EUGENE I. DAVIS Management For *Management Position Unknown
SETH W. HAMOT Management For *Management Position Unknown
KENT F. HEYMAN Management For *Management Position Unknown
PETER HIRSCH Management For *Management Position Unknown
ANDREW R. SIEGEL Management For *Management Position Unknown
02 REIMBURSEMENT OF EXPENSES. TO AUTHORIZE THE COMPANY, Management For *Management Position Unknown
IF ANY OF THE COSTA BRAVA NOMINEES ARE ELECTED
TO THE BOARD OF DIRECTORS, TO REIMBURSE THE COST
AN EXPENSES OF COSTA BRAVA AND THE COSTA BRAVA
NOMINEES IN UNDERTAKING THIS SOLICITATION, INCLUDING
THOSE INCURRED IN CONNECTION WITH THE NOMINATION
OF THE COSTA BRAVA NOMINEES AND THE COSTS ASSOCIATED
WITH THE RELATED LITIGATION DESCRIBED IN THE
PROXY STATEMENT.
03 RATIFICATION OF SELECTION OF INDEPENDENT PUBLIC Management For *Management Position Unknown
ACCOUNTANTS. TO RATIFY THE SELETION OF ERNST
& YOUNG LLP AS THE COMPANY S INDEPEDENT PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING NOVEMBER
29, 2008.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 61 of 178
EMBOTELLADORA ANDINA S.A. AKOA ANNUAL MEETING DATE: 04/15/2008
ISSUER: 29081P204 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 THE ANNUAL REPORT, BALANCE AND FINANCIAL STATEMENTS Management For *Management Position Unknown
FOR 2007, AS WELL AS THE REPORT OF INDEPENDENT
AUDITORS.
2A EARNINGS DISTRIBUTION AND DIVIDEND PAYMENTS. Management For *Management Position Unknown
FINAL DIVIDEND FOR THE FISCAL YEAR ENDING DECEMBER
31, 2007: A) CH$9.13 (NINE PESOS AND 13/100)
PER SERIES A SHARES, B) CH$10.043 (TEN PESOS
AND 43/1000) PER SERIES B SHARES.
2B EARNINGS DISTRIBUTION AND DIVIDEND PAYMENTS. Management For *Management Position Unknown
PROPOSAL OF AN ADDITIONAL DIVIDEND ON ACCOUNT
OF RETAINED EARNING OF PREVIOUS FISCAL YEAR:
A) CH$60 (SIXTY PESOS) PER SERIES A SHARES, B)
CH$66 (SIXTY SIX PESOS) PER SERIES B SHARES.
03 PRESENT COMPANY DIVIDEND DISTRIBUTION POLICY Management For *Management Position Unknown
AND INFORM ABOUT THE DISTRIBUTION AND PAYMENT
PROCEDURES UTILIZED.
04 DETERMINE THE COMPENSATION FOR DIRECTORS AND Management For *Management Position Unknown
COMMITTEE MEMBERS PURSUANT TO LAW N*19,705 AND
THE AUDIT COMMITTEE ESTABLISHED BY THE SARBANES
& OXLEY ACT.
05 APPOINT THE COMPANY S INDEPENDENT AUDITORS FOR Management For *Management Position Unknown
THE YEAR 2008.
06 APPOINT THE COMPANY S RATING AGENCIES. Management For *Management Position Unknown
07 REPORT ON BOARD AGREEMENTS WHICH TOOK PLACE AFTER Management For *Management Position Unknown
THE SHAREHOLDERS MEETING.
08 IN GENERAL, TO RESOLVE EVERY OTHER MATTER UNDER Management For *Management Position Unknown
ITS COMPETENCY AND ANY OTHER MATTER OF COMPANY
INTEREST.
HARTMARX CORPORATION HMX ANNUAL MEETING DATE: 04/16/2008
ISSUER: 417119104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
MICHAEL F. ANTHONY Management For For
JEFFREY A. COLE Management For For
JAMES P. DOLLIVE Management For For
RAYMOND F. FARLEY Management For For
ELBERT O. HAND Management For For
DIPAK C. JAIN Management For For
HOMI B. PATEL Management For For
MICHAEL B. ROHLFS Management For For
STUART L. SCOTT Management For For
02 TO RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS Management For For
(ITEM (2) OF PROXY STATEMENT)
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 62 of 178
KAMAN CORPORATION KAMN ANNUAL MEETING DATE: 04/16/2008
ISSUER: 483548103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
NEAL J. KEATING Management For For
BRIAN E. BARENTS Management For For
EDWIN A. HUSTON Management For For
THOMAS W. RABAUT Management For For
02 TO APPROVE THE COMPANY S CASH BONUS PLAN (AMENDED Management For For
AND RESTATED AS OF JANUARY 1, 2008).
03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY.
SONOCO PRODUCTS COMPANY SON ANNUAL MEETING DATE: 04/16/2008
ISSUER: 835495102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
C.J. BRADSHAW* Management For For
J.L. COKER* Management For For
L.W. NEWTON* Management For For
M.D. OKEN* Management For For
P.R. ROLLIER** Management For For
02 TO APPROVE THE 2008 LONG-TERM INCENTIVE PLAN. Management Against Against
03 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY.
UNIVERSAL FOREST PRODUCTS, INC. UFPI ANNUAL MEETING DATE: 04/16/2008
ISSUER: 913543104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 APPROVE THE COMPANY S AMENDED EMPLOYEE STOCK Management For For
PURCHASE PLAN.
01 DIRECTOR Management For
JOHN W. GARSIDE Management For For
GARY F. GOODE Management For For
MARK A. MURRAY Management For For
03 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS OF THE
COMPANY FOR FISCAL 2008.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 63 of 178
CYTEC INDUSTRIES INC. CYT ANNUAL MEETING DATE: 04/17/2008
ISSUER: 232820100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
ANTHONY G. FERNANDES Management For For
DAVID LILLEY Management For For
JERRY R. SATRUM Management For For
RAYMOND P. SHARPE Management For For
02 RATIFICATION OF KPMG LLP AS THE COMPANY S AUDITORS Management For For
FOR 2008
03 APPROVAL OF THE AMENDED AND RESTATED 1993 STOCK Management Against Against
AWARD AND INCENTIVE PLAN
ESCADA AG ESCO AGM Meeting Date: 04/17/2008
ISSUER: D25191111 ISIN: DE0005692107
SEDOL: 4317193, B28H1B4
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
* AS A CONDITION OF VOTING, GERMAN MARKET REGULATIONS Non-Voting *Management Position Unknown
REQUIRE THAT YOU DISCLOSEWHETHER YOU HAVE A CONTROLLING
OR PERSONAL INTEREST IN THIS COMPANY. SHOULD
EITHER BE THE CASE, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE SO THAT WE MAY LODGE YOUR
INSTRUCTIONS ACCORDINGLY. IF YOU DO NOT HAVE
A CONTROLLING OR PERSONAL INTEREST, SUBMIT YOUR
VOTE AS NORMAL. THANK YOU
* PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS Non-Voting *Management Position Unknown
MEETING IS 27 MAR 2008, WHEREAS THE MEETING HAS
BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS
DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS
REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW.
THANK YOU
1. PRESENTATION OF THE APPROVED ANNUAL FINANCIAL Non-Voting *Management Position Unknown
STATEMENTS AND ANNUAL REPORT, THE CONSOLIDATED
FINANCIAL STATEMENTS, THE CONSOLIDATED ANNUAL
REPORT, INCLUDING THE EXPLANATIONS BY THE BOARD
OF MANAGEMENT ON INFORMATION PROVIDED UNDER SECTIONS
289 PARAGRAPH 4,315 PARAGRAPH 4 OF THE GERMAN
COMMERCIAL CODE HGB AS WELL AS THE REPORT OF
THE SUPERVISORY BOARD FOR THE FY 2006/2007
2. RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE Management For For
PROFIT OF EUR 3,529,743.86 AS FOLLOWS: EUR 3,529,743.86
SHALL BE CARRIED FORWARD
3. RELEASE OF THE MEMBERS OF THE MANAGEMENT BOARD Management For For
4. RELEASE OF THE MEMBERS OF THE SUPERVISORY BOARD Management For For
5. ELECTION OF INDEPENDENT AUDITORS FOR THE FY 2007/2008: Management For For
AWT HORWATH GMBH WIRTSCHAFTSPRUFUNGSGESELLSCHAFT,
MUNICH
6. ELECTION OF A NEW SUPERVISORY BOARD MEMBER: MR. Management For For
RAFFAELLO NAPOLEONE, FLORENCE, ITALY, CEO PITTI
IMMAGINE S.R.L., FLORENCE, ITALY
7. RESOLUTION ON THE REVOCATION OF THE EXISTING Management For For
AUTHORIZED CAPITAL 2003/2008, THE CREATION OF
A NEW AUTHORIZED CAPITAL 2008/2013, AND THE CORRESPONDENCE,
AMENDMENT TO THE ARTICLES OF ASSOCIATION, THE
BOARD OF MANAGING DIRECTORS SHALL BE AUTHORIZED,
WITH THE CONSENT OF THE SUPERVISORY BOARD, TO
INCREASE THE COMPANY S SHARE CAPITAL BY UP TO
EUR 40,000,000 THROUGH THE ISSUE OF NEW SHARES
AGAINST PAYMENT IN CASH, ON OR BEFORE 16 APR
2013, SHAREHOLDERS SHALL BE GRANTED SUBSCRIPTION
RIGHTS EXCEPT FOR A CAPITAL INCREASE OF UP TO
10% OF THE COMPANY S SHARE CAPITAL AGAINST PAYMENT
IN CASH IF THE NEW SHARES ARE ISSUED AT A PRICE
NOT MATERIALLY BELOW THEIR MARKET PRICE AND FOR
RESIDUAL AMOUNTS
8. RESOLUTION ON THE AUTHORIZATION TO GRANT STOCK Management For For
OPTIONS, THE CREATION OF A CONTINGENT CAPITAL
2008/I, AND THE CORRESPONDING AMENDMENTS TO THE
ARTICLES OF ASSOCIATION OF THE COMPANY SHALL
BE AUTHORIZED TO GRANT STOCK OPTIONS FOR UP TO
650,000 NEW SHARES OF THE COMPANY TO EXECUTIVES
OF THE COMPANY, ON OR BEFORE 31 OCT 2013 STOCK
OPTION PLAN 2007/2008, THE COMPANY S SHARE CAPITAL
SHALL BE INCREASED ACCORDINGLY BY UP TO EUR 6,656,000
THROUGH THE ISSUE OF UP TO 1,300,000 NEW SHARES,
INSOFAR AS STOCK OPTIONS ARE EXERCISED
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 64 of 178
HERCULES INCORPORATED HPC ANNUAL MEETING DATE: 04/17/2008
ISSUER: 427056106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
ALLAN H. COHEN Management For For
BURTON M. JOYCE Management For For
JEFFREY M. LIPTON Management For For
JOHN K. WULFF Management For For
02 APPROVAL OF THE PROVISIONS OF THE AMENDED AND Management For For
RESTATED HERCULES INCORPORATED ANNUAL MANAGEMENT
INCENTIVE COMPENSATION PLAN.
03 RATIFICATION OF BDO SEIDMAN, LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTANTS FOR 2008.
INTERPUMP GROUP SPA, SANT'ILARIO (RE) IP.MI OGM MEETING DATE: 04/17/2008
ISSUER: T5513W107 ISIN: IT00010BLOCKING
SEDOL: B28JL43, 5849004, 5161407
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
* PLEASE NOTE THAT THE MEETING HELD ON 16 APR 08 Non-Voting *Management Position Unknown
HAS BEEN POSTPONED AND THAT THE SECOND CONVOCATION
WILL BE HELD ON 17 APR 08. IF YOU HAVE ALREADY
SENT YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
1. APPROVE THE FINANCIAL STATEMENT AT 31 DEC 2007 Management Take No
OF THE BOARD OF DIRECTORS AND THE AUDITORS REPORT, Action
CONSOLIDATED FINANCIAL STATEMENT AT 31 DEC 2007
OF THE BOARD OF DIRECTORS AND THE AUDITORS REPORT,
ANY ADJOURNMENT THEREOF
2. APPOINT THE NUMBER OF DIRECTORS Management Take No
Action
3. APPROVE THE EMOLUMENTS OF THE DIRECTORS Management Take No
Action
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 65 of 178
4. APPOINT THE AUDITORS Management Take No
Action
5. AUTHORIZE THE BUY BACK Management Take No
Action
NEWALLIANCE BANCSHARES, INC. NAL ANNUAL MEETING DATE: 04/17/2008
ISSUER: 650203102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
DOUGLAS K. ANDERSON Management For For
ROXANNE J. COADY Management For For
JOHN F. CROWEAK Management For For
SHEILA B. FLANAGAN Management For For
02 TO APPROVE THE NEWALLIANCE BANK EXECUTIVE INCENTIVE Management For For
PLAN (PROPOSAL 2).
03 TO RATIFY THE APPOINTMENT OF THE FIRM OF Management For For
PRICEWATERHOUSECOOPERS, LLP AS INDEPENDENT AUDITORS
(PROPOSAL 3).
04 THE PROXIES ARE AUTHORIZED TO VOTE UPON ANY OTHER Management For For
BUSINESS THAT PROPERLY COMES BEFORE THE ANNUAL
MEETING OR ANY ADJOURNMENTS OF THE MEETING, IN
ACCORDANCE WITH THE DETERMINATION OF A MAJORITY
OF THE BOARD OF DIRECTORS.
VALUECLICK, INC. VCLK ANNUAL MEETING DATE: 04/17/2008
ISSUER: 92046N102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
JAMES R. ZARLEY Management For For
DAVID S. BUZBY Management For For
MARTIN T. HART Management For For
TOM A. VADNAIS Management For For
JEFFREY F. RAYPORT Management For For
JAMES R. PETERS Management For For
JAMES A. CROUTHAMEL Management For For
WAUSAU PAPER CORP. WPP ANNUAL MEETING DATE: 04/17/2008
ISSUER: 943315101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
G. WATTS HUMPHREY, JR.* Management For For
GARY W. FREELS** Management For For
THOMAS J. HOWATT** Management For For
MICHAEL M. KNETTER** Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 66 of 178
WILMINGTON TRUST CORPORATION WL ANNUAL MEETING DATE: 04/17/2008
ISSUER: 971807102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
CAROLYN S. BURGER Management For For
ROBERT V.A. HARRA, JR. Management For For
REX L. MEARS Management For For
ROBERT W. TUNNELL, JR. Management For For
SUSAN D. WHITING Management For For
02 APPROVAL OF 2008 EMPLOYEE STOCK PURCHASE PLAN Management For For
03 APPROVAL OF 2008 LONG-TERM INCENTIVE PLAN Management Against Against
WOLVERINE WORLD WIDE, INC. WWW ANNUAL MEETING DATE: 04/17/2008
ISSUER: 978097103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
WILLIAM K. GERBER Management For For
BLAKE W. KRUEGER Management For For
MICHAEL A. VOLKEMA Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR THE CURRENT
FISCAL YEAR.
CRANE CO. CR ANNUAL MEETING DATE: 04/21/2008
ISSUER: 224399105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
E. THAYER BIGELOW Management For For
PHILIP R. LOCHNER, JR. Management For For
RONALD F. MCKENNA Management For For
CHARLES J. QUEENAN, JR. Management For For
02 RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP Management For For
AS INDEPENDENT AUDITORS FOR THE COMPANY FOR 2008
03 APPROVAL OF SHAREHOLDER PROPOSAL CONCERNING ADOPTION Shareholder Against For
OF THE MACBRIDE PRINCIPLES
HUTTIG BUILDING PRODUCTS, INC. HBP ANNUAL MEETING DATE: 04/21/2008
ISSUER: 448451104 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 67 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
R.S. EVANS Management For For
J. KEITH MATHENEY Management For For
STEVEN A. WISE Management For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008.
IL SOLE 24 ORE SPA, MILANO S24.MI AGM Meeting Date: 04/21/2008
ISSUER: T52689105 ISIN: IT0004269723 BLOCKING
SEDOL: B29HYD6, B2N6X09, B29VSY7
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
22 APR 2008. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU.
1. APPROVE THE FINANCIAL STATEMENT AT 31DEC 2007, Management Take No
REPORT OF THE BOARD OF DIRECTORS, REPORT OF THE Action
BOARD OF AUDITORS AND REPORT OF THE AUDITING
COMPANY, INHERENT AND CONSEQUENT DELIBERATIONS
2. APPROVE THE CESSATION OF ONE DIRECTOR(S) OFFICE Management Take No
ACCORDING TO ARTICLE 2386, FIRST COMMA OF CIVIL Action
CODE, AND APPOINT A NEW DIRECTOR
3. APPROVE THE INTEGRATION OF THE BOARD OF DIRECTORS Management Take No
WITH CHE FIFTEENTH MEMBER, ACCORDING TO THE PROVISIONAL Action
REGULATION OF THE ARTICLES OF ASSOCIATION
4. APPROVE TO DETERMINE THE REMUNERATION OF THE Management Take No
SECRETARY OF THE BOARD OF DIRECTORS, INHERENT Action
AND CONSEQUENT DELIBERATIONS
* PLEASE NOTE THAT THIS IS AN OGM. THANK YOU. Non-Voting *Management Position Unknown
AMETEK, INC. AME ANNUAL MEETING DATE: 04/22/2008
ISSUER: 031100100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
SHELDON S. GORDON Management For For
FRANK S. HERMANCE Management For For
DAVID P. STEINMANN Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR 2008.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 68 of 178
BIO-RAD LABORATORIES, INC. BIO ANNUAL MEETING DATE: 04/22/2008
ISSUER: 090572207 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
LOUIS DRAPEAU Management For For
ALBERT J. HILLMAN Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF DELOITTE Management For For
& TOUCHE LLP TO SERVE AS THE COMPANY S INDEPENDENT
AUDITORS.
CH ENERGY GROUP, INC. CHG ANNUAL MEETING DATE: 04/22/2008
ISSUER: 12541M102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management Withheld
MARGARITA K. DILLEY Management Withheld Against
STEVEN M. FETTER Management Withheld Against
STANLEY J. GRUBEL Management Withheld Against
02 SHAREHOLDER PROPOSAL REQUESTING NECESSARY STEPS Shareholder For Against
TO DECLASSIFY THE BOARD OF DIRECTORS.
MARINE PRODUCTS CORPORATION MPX ANNUAL MEETING DATE: 04/22/2008
ISSUER: 568427108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
R. RANDALL ROLLINS Management For For
HENRY B. TIPPIE Management For For
JAMES B. WILLIAMS Management For For
02 TO CONSIDER A PROPOSAL TO APPROVE THE PERFORMANCE-BASED Management For For
COMPENSATION AGREEMENT FOR MR. JAMES A. LANE,
JR.
ROLLINS, INC. ROL ANNUAL MEETING DATE: 04/22/2008
ISSUER: 775711104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
R. RANDALL ROLLINS Management For For
JAMES B. WILLIAMS Management For For
02 FOR THE APPROVAL OF THE PERFORMANCE-BASED INCENTIVE Management For For
CASH COMPENSATION PLAN FOR EXECUTIVE OFFICERS
03 FOR THE APPROVAL OF THE PROPOSED 2008 STOCK INCENTIVE Management For For
PLAN
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 69 of 178
RPC, INC. RES ANNUAL MEETING DATE: 04/22/2008
ISSUER: 749660106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
R. RANDALL ROLLINS Management For For
HENRY B. TIPPIE Management For For
JAMES B. WILLIAMS Management For For
VASCULAR SOLUTIONS, INC. VASC ANNUAL MEETING DATE: 04/22/2008
ISSUER: 92231M109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
JOHN ERB Management For For
MICHAEL KOPP Management For For
RICHARD NIGON Management For For
PAUL O'CONNELL Management For For
HOWARD ROOT Management For For
JORGE SAUCEDO Management For For
CHARMAINE SUTTON Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF VIRCHOW, Management For For
KRAUSE & COMPANY, LLP AS INDEPENDENT AUDITOR
OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31,
2008.
AMPCO-PITTSBURGH CORPORATION AP ANNUAL MEETING DATE: 04/23/2008
ISSUER: 032037103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
WILLIAM K. LIEBERMAN Management For For
STEPHEN E. PAUL Management For For
C.H. PFORZHEIMER, III Management For For
02 A PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2008.
03 A PROPOSAL TO APPROVE THE AMPCO-PITTSBURGH CORPORATION Management For For
2008 OMNIBUS INCENTIVE PLAN.
DOVER DOWNS GAMING & ENTERTAINMENT, INC. DDE ANNUAL MEETING DATE: 04/23/2008
ISSUER: 260095104 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 70 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
DENIS MCGLYNN Management For For
JEFFREY W. ROLLINS Management For For
KENNETH K. CHALMERS Management For For
DOVER MOTORSPORTS, INC. DVD ANNUAL MEETING DATE: 04/23/2008
ISSUER: 260174107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
DENIS MCGLYNN Management For For
JEFFREY W. ROLLINS Management For For
KENNETH K. CHALMERS Management For For
ROCKWOOD HOLDINGS, INC. ROC ANNUAL MEETING DATE: 04/23/2008
ISSUER: 774415103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
BRIAN F. CARROLL Management For For
TODD A. FISHER Management For For
DOUGLAS L. MAINE Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2008.
03 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Management For For
TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY
COME BEFORE THE MEETING.
STRYKER CORPORATION SYK ANNUAL MEETING DATE: 04/23/2008
ISSUER: 863667101 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 71 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
JOHN W. BROWN Management For For
HOWARD E. COX, JR. Management For For
DONALD M. ENGELMAN Management For For
JEROME H. GROSSMAN Management For For
LOUISE L. FRANCESCONI Management For For
STEPHEN P. MACMILLAN Management For For
WILLIAM U. PARFET Management For For
RONDA E. STRYKER Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2008.
03 APPROVAL OF THE 2008 EMPLOYEE STOCK PURCHASE Management For For
PLAN.
WEIS MARKETS, INC. WMK ANNUAL MEETING DATE: 04/23/2008
ISSUER: 948849104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
ROBERT F. WEIS Management For For
JONATHAN H. WEIS Management For For
NORMAN S. RICH Management For For
WILLIAM R. MILLS Management For For
MATTHEW NIMETZ Management For For
RICHARD E. SHULMAN Management For For
STEVEN C. SMITH Management For For
02 PROPOSAL TO APPROVE THE APPOINTMENT OF GRANT Management For For
THORNTON LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE CORPORATION.
BANK OF FLORIDA CORPORATION BOFL ANNUAL MEETING DATE: 04/24/2008
ISSUER: 062128103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
DONALD R. BARBER Management For For
JOE B. COX Management For For
BRADFORD F. DOUGLAS Management For For
JOHN B. JAMES Management For For
LAVONNE JOHNSON Management For For
EDWARD KALOUST Management For For
MICHAEL L. MCMULLAN Management For For
EDWARD A. MORTON Management For For
PIERCE T. NEESE Management For For
MICHAEL T. PUTZIGER Management For For
RAMON A. RODRIGUEZ Management For For
L. FRANCIS ROONEY, III Management For For
TERRY W. STILES Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF HACKER, Management For For
JOHNSON & SMITH, P.A., AS THE INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
03 PROPOSAL TO PERMIT THE ADJOURNMENT OF THE ANNUAL Management For For
MEETING TO SOLICIT ADDITIONAL PROXIES IN THE
EVENT THERE ARE INSUFFICIENT VOTES TO APPROVE
EITHER OF THE FOREGOING MATTERS.
CNA SURETY CORPORATION SUR ANNUAL MEETING DATE: 04/24/2008
ISSUER: 12612L108 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 72 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
PHILIP H. BRITT Management For For
JAMES R. LEWIS Management For For
ROBERT TINSTMAN Management For For
JOHN F. WELCH Management For For
DAVID B. EDELSON Management For For
D. CRAIG MENSE Management For For
ANTHONY S. CLEBERG Management For For
02 TO RATIFY THE AUDIT COMMITTEE S APPOINTMENT OF Management For For
THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, DELOITTE & TOUCHE, FOR FISCAL YEAR 2008.
CROWN HOLDINGS, INC. CCK ANNUAL MEETING DATE: 04/24/2008
ISSUER: 228368106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
JENNE K. BRITELL Management For For
JOHN W. CONWAY Management For For
ARNOLD W. DONALD Management For For
WILLIAM G. LITTLE Management For For
HANS J. LOLIGER Management For For
THOMAS A. RALPH Management For For
HUGUES DU ROURET Management For For
ALAN W. RUTHERFORD Management For For
JIM L. TURNER Management For For
WILLIAM S. URKIEL Management For For
02 TO RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS Management For For
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008,
WHICH THE BOARD OF DIRECTORS UNANIMOUSLY RECOMMENDS.
D&E COMMUNICATIONS, INC. DECC ANNUAL MEETING DATE: 04/24/2008
ISSUER: 232860106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
JOHN AMOS* Management For For
JOHN C. LONG* Management For For
G. WILLIAM RUHL* Management For For
W. GARTH SPRECHER* Management For For
RICHARD G. WEIDNER** Management For For
03 PROPOSAL TO APPROVE THE 2008 LONG-TERM INCENTIVE Management Against Against
PLAN.
04 PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
2008.
GRUPO CONTL S A CONTAL.MX OGM MEETING DATE: 04/24/2008
ISSUER: P3091R172 ISIN: MXP3091R1239
SEDOL: B02V9X6, 2415066
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 73 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
II. APPROVE THE ANNUAL REPORT, MESSAGE FROM THE CHAIRMAN Management For For
OF THE BOARD OF DIRECTORS, REPORT OF THE DIRECTOR
GENERAL THAT INCLUDES THE INDIVIDUAL AND CONSOLIDATED
FINANCIAL STATEMENTS FROM GRUPO CONTINENTAL,
S.A.B. AND SUBSIDIARY COMPANIES, TO 31 DEC 2007,
THE REPORT OF THE BOARD OF DIRECTORS; AND THE
OPINION OF THE BOARD OF DIRECTORS REGARDING THE
CONTENT OF THE REPORT FROM THE DIRECTOR GENERAL
III. RECEIVE THE REPORT OF THE AUDIT AND CORPORATE Management For For
PRACTICES COMMITTEE
IV. RATIFY THE RESOLUTIONS AND ACTS OF THE BOARD Management For For
OF DIRECTORS DURING THE 2007 FY
V. APPROVE THE ALLOCATION OF RESULTS AND TO PAY Management For For
A CASH DIVIDEND
VI. RECEIVE THE REPORT REGARDING THE PURCHASE OF Management For For
OWN SHARES
VII. APPROVE TO SET THE MAXIMUM AMOUNT ALLOCATED FOR Management For For
THE PURCHASE OF OWN SHARES
VIII. ELECT THE BOARD OF DIRECTORS Management For For
IX. ELECT THE CHAIRMAN OF THE AUDIT AND CORPORATE Management For For
PRACTICES COMMITTEE
X. APPROVE TO SET THE COMPENSATION FOR THE MEMBERS Management For For
OF THE BOARD OF DIRECTORS
XI. APPROVE THE MINUTES OF THE MEETING Management For For
I. APPOINT THE RETURNING OFFICERS, CARRYING OUT Management For For
THEIR DUTIES AND DECLARE THE INSTATEMENT OF THE
MEETING
MEDIA GENERAL, INC. MEG Contested ANNUAL MEETING DATE: 04/24/2008
ISSUER: 584404107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTORS Management For
EUGENE I. DAVIS Management For *Management Position Unknown
F. JACK LIEBEU, JR. Management For *Management Position Unknown
DANIEL SULLIVAN Management For *Management Position Unknown
MYERS INDUSTRIES, INC. MYE ANNUAL MEETING DATE: 04/24/2008
ISSUER: 628464109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management Withheld
KEITH A. BROWN Management Withheld Against
VINCENT C. BYRD Management Withheld Against
RICHARD P. JOHNSTON Management Withheld Against
EDWARD W. KISSEL Management Withheld Against
STEPHEN E. MYERS Management Withheld Against
JOHN C. ORR Management Withheld Against
RICHARD L. OSBORNE Management Withheld Against
JON H. OUTCALT Management Withheld Against
ROBERT A. STEFANKO Management Withheld Against
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2008.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 74 of 178
NICOR INC. GAS ANNUAL MEETING DATE: 04/24/2008
ISSUER: 654086107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
R.M. BEAVERS, JR. Management For For
B.P. BICKNER Management For For
J.H. BIRDSALL, III Management For For
N.R. BOBINS Management For For
B.J. GAINES Management For For
R.A. JEAN Management For For
D.J. KELLER Management For For
R.E. MARTIN Management For For
G.R. NELSON Management For For
J. RAU Management For For
R.M. STROBEL Management For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS NICOR S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2008.
03 AMEND ARTICLE TWELVE OF NICOR S ARTICLES OF INCORPORATION Shareholder For *Management Position Unknown
TO REDUCE THE SUPERMAJORITY VOTING REQUIREMENTS
TO SIMPLE MAJORITY VOTES.
04 DELETION OF THE TEXT OF ARTICLE THIRTEEN OF NICOR Shareholder For *Management Position Unknown
S ARTICLES OF INCORPORATION.
05 OPT-OUT OF SECTIONS OF GOVERNING STATE LAW IMPOSING Shareholder For *Management Position Unknown
A SUPERMAJORITY VOTING REQUIREMENT.
06 AMEND ARTICLE FOURTEEN OF NICOR S ARTICLES OF Shareholder For *Management Position Unknown
INCORPORATION TO REDUCE THE SUPERMAJORITY VOTING
REQUIREMENT TO A SIMPLE MAJORITY VOTE.
OLIN CORPORATION OLN ANNUAL MEETING DATE: 04/24/2008
ISSUER: 680665205 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
RICHARD M. ROMPALA Management For For
JOSEPH D. RUPP Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
PEPSIAMERICAS, INC. PAS ANNUAL MEETING DATE: 04/24/2008
ISSUER: 71343P200 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 75 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
1G ELECTION OF DIRECTOR: JAMES R. KACKLEY Management For For
1H ELECTION OF DIRECTOR: MATTHEW M. MCKENNA Management For For
1I ELECTION OF DIRECTOR: ROBERT C. POHLAD Management For For
1J ELECTION OF DIRECTOR: DEBORAH E. POWELL Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTANTS.
1A ELECTION OF DIRECTOR: HERBERT M. BAUM Management For For
1B ELECTION OF DIRECTOR: RICHARD G. CLINE Management For For
1C ELECTION OF DIRECTOR: MICHAEL J. CORLISS Management For For
1D ELECTION OF DIRECTOR: PIERRE S. DU PONT Management For For
1E ELECTION OF DIRECTOR: ARCHIE R. DYKES Management For For
1F ELECTION OF DIRECTOR: JAROBIN GILBERT, JR. Management For For
SCHWEITZER-MAUDUIT INTERNATIONAL, INC. SWM ANNUAL MEETING DATE: 04/24/2008
ISSUER: 808541106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
CLAIRE L. ARNOLD Management For For
ROBERT F. MCCULLOUGH Management For For
02 APPROVAL OF THE SCHWEITZER-MAUDUIT INTERNATIONAL, Management For For
INC. RESTRICTED STOCK PLAN.
SENSIENT TECHNOLOGIES CORPORATION SXT ANNUAL MEETING DATE: 04/24/2008
ISSUER: 81725T100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
HANK BROWN Management For For
FERGUS M. CLYDESDALE Management For For
JAMES A.D. CROFT Management For For
WILLIAM V. HICKEY Management For For
KENNETH P. MANNING Management For For
PETER M. SALMON Management For For
ELAINE R. WEDRAL Management For For
ESSIE WHITELAW Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP, CERTIFIED PUBLIC ACCOUNTANTS, AS THE
INDEPENDENT AUDITORS OF THE COMPANY FOR 2008.
THE GORMAN-RUPP COMPANY GRC ANNUAL MEETING DATE: 04/24/2008
ISSUER: 383082104 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 76 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
JAMES C. GORMAN Management For For
JEFFREY S. GORMAN Management For For
THOMAS E. HOAGLIN Management For For
CHRISTOPHER H. LAKE Management For For
DR. PETER B. LAKE Management For For
RICK R. TAYLOR Management For For
W. WAYNE WALSTON Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS.
VINA CONCHA Y TORO S.A. VCO ANNUAL MEETING DATE: 04/24/2008
ISSUER: 927191106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
A1 APPROVAL OF THE ANNUAL REPORT, BALANCE SHEET, Management For *Management Position Unknown
FINANCIAL STATEMENTS AND INDEPENDENT EXTERNAL
AUDITORS REPORT.
A2 APPROVAL OF THE PROFIT DISTRIBUTION AND DIVIDEND Management For *Management Position Unknown
POLICY.
A3 ELECTION OF THE BOARD OF DIRECTORS. Management For *Management Position Unknown
A4 DESIGNATE THE INDEPENDENT ACCOUNTANTS THAT-WILL Management For *Management Position Unknown
EXERCISE THE FUNCTION OF EXTERNAL AUDITORS FOR
FISCAL 2008.
A5 SET THE COMPENSATION OF THE BOARD OF DIRECTORS. Management For *Management Position Unknown
A6 SET COMPENSATION FOR THE MEMBERS OF THE DIRECTORS Management For *Management Position Unknown
COMMITTEE.
A7 DETERMINE THE NEWSPAPER IN WHICH NOTIFICATION Management For *Management Position Unknown
OF THE NEXT SHAREHOLDERS MEETING WILL BE PUBLISHED.
A8 REPORT ON COMPANY TRANSACTIONS AS STIPULATED Management For *Management Position Unknown
IN ARTICLE 44 OF LAW NO. 18.046.
A9 APPROVAL OF OTHER MATTERS RELEVANT TO THE ORDINARY Management For *Management Position Unknown
SHAREHOLDERS MEETINGS.
E1 TO ESTABLISH THE BUY BACK SHARE PROGRAM ( PROGRAM Management For *Management Position Unknown
): AIM IS THE INVESTMENT THROUGH THE ACQUISITION
AND SALE OF OUR OWN SHARES.
E2 THE PROGRAM CONTEMPLATES ACQUIRING A MAXIMUM Management For *Management Position Unknown
OF 3% OF THE FULLY SUBSCRIBED AND PAID-IN SHARES;
THIS IS UP TO 21,575,122 SHARES.
E4 THE PROGRAM SHALL RUN FOR THREE YEARS ONCE APPROVED Management For *Management Position Unknown
AT THE EXTRAORDINARY SHAREHOLDERS MEETING.
E3 MINIMUM PRICE PROPOSED FOR BUYING SHARES IS CH$309.68 Management For *Management Position Unknown
PER SHARE AND MAXIMUM BE 15% ABOVE THE AVERAGE
WEIGHTED CLOSING PRICE.
E5 THE EXTRAORDINARY SHAREHOLDERS MEETING MAY ADOPT Management For *Management Position Unknown
ANY FURTHER MEASURES DEEMED NECESSARY.
ALLEGHANY CORPORATION Y ANNUAL MEETING DATE: 04/25/2008
ISSUER: 017175100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
1A ELECTION OF DIRECTOR: REX D. ADAMS Management For For
1B ELECTION OF DIRECTOR: WESTON M. HICKS Management For For
1C ELECTION OF DIRECTOR: JEFFERSON W. KIRBY Management For For
02 RATIFICATION OF KPMG LLP AS ALLEGHANY CORPORATION Management For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR 2008.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 77 of 178
ARCH CHEMICALS, INC. ARJ ANNUAL MEETING DATE: 04/25/2008
ISSUER: 03937R102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
MICHAEL E. CAMPBELL Management For For
DAVID LILLEY Management For For
WILLIAM H. POWELL Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
BADGER METER, INC. BMI ANNUAL MEETING DATE: 04/25/2008
ISSUER: 056525108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
RONALD H. DIX Management For For
THOMAS J. FISCHER Management For For
RICHARD A. MEEUSEN Management For For
02 APPROVAL OF THE BADGER METER, INC. 2008 RESTRICTED Management For For
STOCK PLAN.
03 APPROVAL OF THE AMENDMENT TO THE RESTATED ARTICLES Management For For
OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS.
CINCINNATI BELL INC. CBB ANNUAL MEETING DATE: 04/25/2008
ISSUER: 171871106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
JOHN F. CASSIDY* Management For For
ROBERT W. MAHONEY* Management For For
DANIEL J. MEYER* Management For For
BRUCE L. BYRNES** Management For For
02 THE APPROVAL OF AN AMENDMENT TO THE COMPANY S Management For For
RESTATED AMENDED ARTICLES OF INCORPORATION TO
DECLASSIFY THE BOARD OF DIRECTORS AND TO APPROVE
AN AMENDMENT TO THE COMPANY S AMENDED REGULATIONS
TO REQUIRE ANNUAL ELECTION OF DIRECTORS.
03 THE APPROVAL OF AN AMENDMENT TO THE COMPANY S Management For For
RESTATED AMENDED ARTICLES OF INCORPORATION TO
REQUIRE A MAJORITY VOTE FOR THE ELECTION OF A
DIRECTOR AND TO APPROVE AN AMENDMENT TO THE COMPANY
S AMENDED REGULATIONS ADDRESSING HOLDOVER DIRECTORS.
04 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT THE FINANCIAL STATEMENTS
OF THE COMPANY FOR THE YEAR 2008.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 78 of 178
FERRO CORPORATION FOE ANNUAL MEETING DATE: 04/25/2008
ISSUER: 315405100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
SANDRA AUSTIN CRAYTON Management For For
RICHARD J. HIPPLE Management For For
WILLIAM B. LAWRENCE Management For For
DENNIS W. SULLIVAN Management For For
GATX CORPORATION GMT ANNUAL MEETING DATE: 04/25/2008
ISSUER: 361448103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
01 DIRECTOR Management For
JAMES M. DENNY Management For For
RICHARD FAIRBANKS Management For For
DEBORAH M. FRETZ Management For For
ERNST A. HABERLI Management For For
BRIAN A. KENNEY Management For For
MARK G. MCGRATH Management For For
MICHAEL E. MURPHY Management For For
DAVID S. SUTHERLAND Management For For
CASEY J. SYLLA Management For For
GEHL COMPANY GEHL ANNUAL MEETING DATE: 04/25/2008
ISSUER: 368483103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
THOMAS J. BOLDT Management For For
BRUCE D. HERTZKE Management For For
02 APPROVAL OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2008.
GRACO INC. GGG ANNUAL MEETING DATE: 04/25/2008
ISSUER: 384109104 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 79 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
PATRICK J. MCHALE Management For For
LEE R. MITAU Management For For
MARTI MORFITT Management For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
LITTELFUSE, INC. LFUS ANNUAL MEETING DATE: 04/25/2008
ISSUER: 537008104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
T.J. CHUNG Management For For
JOHN P. DRISCOLL Management For For
ANTHONY GRILLO Management For For
GORDON HUNTER Management For For
JOHN E. MAJOR Management For For
WILLIAM P. NOGLOWS Management For For
RONALD L. SCHUBEL Management For For
02 APPROVE AND RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2008 FISCAL YEAR.
03 APPROVE THE LITTELFUSE, INC. 2008 ANNUAL INCENTIVE Management For For
PLAN.
OWENS & MINOR, INC. OMI ANNUAL MEETING DATE: 04/25/2008
ISSUER: 690732102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
G. GILMER MINOR, III Management For For
J. ALFRED BROADDUS, JR. Management For For
EDDIE N. MOORE, JR. Management For For
PETER S. REDDING Management For For
ROBERT C. SLEDD Management For For
CRAIG R. SMITH Management For For
02 APPROVAL OF AMENDMENTS TO THE COMPANY S AMENDED Management For For
AND RESTATED ARTICLES OF INCORPORATION TO DECLASSIFY
THE BOARD OF DIRECTORS.
03 APPROVAL OF AMENDMENTS TO THE COMPANY S AMENDED Management For For
AND RESTATED ARTICLES OF INCORPORATION TO ELIMINATE
PROVISIONS AUTHORIZING THE SERIES B CUMULATIVE
PREFERRED STOCK.
04 RATIFICATION OF KPMG LLP AS THE COMPANY S INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008.
HARLEY-DAVIDSON, INC. HOG ANNUAL MEETING DATE: 04/26/2008
ISSUER: 412822108 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 80 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
GEORGE H. CONRADES Management For For
SARA L. LEVINSON Management For For
GEORGE L. MILES, JR. Management For For
JOCHEN ZEITZ Management For For
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP, Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM,
TO BE THE AUDITORS.
BALDOR ELECTRIC COMPANY BEZ ANNUAL MEETING DATE: 04/28/2008
ISSUER: 057741100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
JEFFERSON W. ASHER, JR. Management For For
RICHARD E. JAUDES Management For For
ROBERT J. MESSEY Management For For
02 RATIFY APPOINTMENT OF AUDITORS Management For For
03 TO CONSIDER SHAREHOLDER PROPOSAL Shareholder Against For
NASHUA CORPORATION NSHA ANNUAL MEETING DATE: 04/28/2008
ISSUER: 631226107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
ANDREW B. ALBERT Management For For
L. SCOTT BARNARD Management For For
THOMAS G. BROOKER Management For For
AVRUM GRAY Management For For
MICHAEL T. LEATHERMAN Management For For
GEORGE R. MRKONIC, JR. Management For For
MARK E. SCHWARZ Management For For
02 APPROVE THE 2008 VALUE CREATION INCENTIVE PLAN Management For For
03 APPROVE THE 2008 DIRECTORS PLAN Management For For
04 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2008
VALMONT INDUSTRIES, INC. VMI ANNUAL MEETING DATE: 04/28/2008
ISSUER: 920253101 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 81 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
MOGENS C. BAY Management For For
WALTER SCOTT, JR. Management For For
02 PROPOSAL TO APPROVE THE VALMONT 2008 STOCK PLAN. Management Against Against
03 PROPOSAL TO APPROVE THE VALMONT 2008 EXECUTIVE Management For For
INCENTIVE PLAN.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS INDEPENDENT AUDITORS FOR FISCAL
2008.
DAVIDE CAMPARI - MILANO SPA, MILANO DVDCY.PK OGM MEETING DATE: 04/29/2008
ISSUER: T24091117 ISIN: IT00038BLOCKING
SEDOL: B08H5S5, B28GQ16, B08BR25, B1SSBL0
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
30 APR 2008 CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU.
1. APPROVE TO CONFIRM THE BOARD OF DIRECTORS APPOINTMENT Management Take No
Action
2. APPROVE THE FINANCIAL STATEMENT AT 31 DEC 2007, Management Take No
ADJOURNMENT THEREOF Action
3. GRANT AUTHORITY TO BUY BACK OWN SHARES Management Take No
Action
GEMSTAR-TV GUIDE INTERNATIONAL, INC. GMST SPECIAL MEETING DATE: 04/29/2008
ISSUER: 36866W106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 PROPOSAL TO COMBINE MACROVISION CORPORATION AND Management For For
GEMSTAR-TV GUIDE INTERNATIONAL, INC. THROUGH
THE ADOPTION OF THE AGREEMENT AND PLAN OF MERGERS,
DATED AS OF DECEMBER 6, 2007, BY AND AMONG MACROVISION
CORPORATION, GEMSTAR-TV GUIDE INTERNATIONAL,
INC., MACROVISION SOLUTIONS CORPORATION, GALAXY
MERGER SUB, INC. AND AND MARS MERGER SUB, INC.,
AS MORE DESCRIBED IN THE STATEMENT.
02 PROPOSAL TO ADJOURN OF THE SPECIAL MEETING TO Management For For
PERMIT FURTHER SOLICITATION OF PROXIES IF THERE
ARE NOT SUFFICIENT VOTES AT THE SPECIAL MEETING
TO APPROVE THE FIRST PROPOSAL DESCRIBED ABOVE.
03 IN THEIR DISCRETION, UPON SUCH OTHER MATTERS Management For For
THAT MAY PROPERLY COME BEFORE THE SPECIAL MEETING
OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF.
SPECTRUM BRANDS INC SPC ANNUAL MEETING DATE: 04/29/2008
ISSUER: 84762L105 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 82 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
BARBARA S. THOMAS Management For For
JOHN S. LUPO Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2008.
03 SHAREHOLDER PROPOSAL - REGARDING DECLASSIFICATION Shareholder Against For
OF THE BOARD OF DIRECTORS.
TENNANT COMPANY TNC ANNUAL MEETING DATE: 04/29/2008
ISSUER: 880345103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
DAVID MATHIESON Management For For
STEPHEN G. SHANK Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF THE COMPANY.
03 TO APPROVE THE 2009 SHORT-TERM INCENTIVE PLAN. Management For For
AGL RESOURCES INC. ATG ANNUAL MEETING DATE: 04/30/2008
ISSUER: 001204106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2008.
01 DIRECTOR Management For
SANDRA N. BANE Management For For
ARTHUR E. JOHNSON Management For For
JAMES A. RUBRIGHT Management For For
JOHN W. SOMERHALDER II Management For For
BETTINA M. WHYTE Management For For
ALBEMARLE CORPORATION ALB ANNUAL MEETING DATE: 04/30/2008
ISSUER: 012653101 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 83 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
J. ALFRED BROADDUS, JR. Management For For
WILLIAM M. GOTTWALD Management For For
R. WILLIAM IDE III Management For For
RICHARD L. MORRILL Management For For
MARK C. ROHR Management For For
JOHN SHERMAN, JR. Management For For
CHARLES E. STEWART Management For For
HARRIETT TEE TAGGART Management For For
ANNE MARIE WHITTEMORE Management For For
02 THE PROPOSAL TO APPROVE THE ALBEMARLE CORPORATION Management For For
2008 INCENTIVE PLAN.
03 THE PROPOSAL TO APPROVE THE 2008 STOCK COMPENSATION Management For For
PLAN FOR NON-EMPLOYEE DIRECTORS OF ALBEMARLE CORPORATION.
04 THE PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2008.
BORGWARNER INC. BWA ANNUAL MEETING DATE: 04/30/2008
ISSUER: 099724106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
ROBIN J. ADAMS Management For For
DAVID T. BROWN Management For For
02 TO APPROVE THE AMENDMENT TO THE COMPANY S RESTATED Management For For
CERTIFICATE OF INCORPORATION TO INCREASE THE
AUTHORIZED COMMON STOCK OF THE COMPANY FROM 150,000,000
SHARES TO 390,000,000 SHARES.
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR 2008.
CIRCOR INTERNATIONAL, INC. CIR ANNUAL MEETING DATE: 04/30/2008
ISSUER: 17273K109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
DAVID A. BLOSS, SR. Management For For
A. WILLIAM HIGGINS Management For For
C. WILLIAM ZADEL Management For For
02 TO RATIFY THE SELECTION OF GRANT THORNTON LLP Management For For
AS THE COMPANY S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2008.
FISHER COMMUNICATIONS, INC. FSCI ANNUAL MEETING DATE: 04/30/2008
ISSUER: 337756209 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 84 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management Withheld
RICHARD L. HAWLEY Management Withheld Against
GEORGE F. WARREN, JR. Management Withheld Against
WILLIAM W. WARREN, JR. Management Withheld Against
MICHAEL D. WORTSMAN Management Withheld Against
02 APPROVAL OF THE FISHER COMMUNICATIONS, INC. 2008 Management Against Against
EQUITY INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
INVITROGEN CORPORATION IVGN ANNUAL MEETING DATE: 04/30/2008
ISSUER: 46185R100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
BALAKRISHNAN S. IYER Management For For
RONALD A. MATRICARIA Management For For
W. ANN REYNOLDS, PH.D. Management For For
03 AMENDMENT OF THE COMPANY S 1998 EMPLOYEE STOCK Management For For
PURCHASE PLAN
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR
FISCAL YEAR 2008
04 AMENDMENT OF THE COMPANY S 2004 EQUITY INCENTIVE Management Against Against
PLAN
PROVIDENCE AND WORCESTER RAILROAD CO. PWX ANNUAL MEETING DATE: 04/30/2008
ISSUER: 743737108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
RICHARD ANDERSON Management For For
ROBERT EDER Management For For
JOHN HEALY Management For For
PAUL TITTERTON Management For For
SJW CORP. SJW ANNUAL MEETING DATE: 04/30/2008
ISSUER: 784305104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
04 RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION
FOR FISCAL YEAR 2008.
01 DIRECTOR Management For
M.L. CALI Management For For
J.P. DINAPOLI Management For For
D.R. KING Management For For
N.Y. MINETA Management For For
W.R. ROTH Management For For
C.J. TOENISKOETTER Management For For
F.R. ULRICH, JR. Management For For
R.A. VAN VALER Management For For
02 APPROVE THE EXECUTIVE OFFICER SHORT-TERM INCENTIVE Management For For
PLAN.
03 APPROVE THE AMENDED AND RESTATED LONG-TERM INCENTIVE Management For For
PLAN.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 85 of 178
CALLON PETROLEUM COMPANY CPE ANNUAL MEETING DATE: 05/01/2008
ISSUER: 13123X102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
LARRY D. MCVAY Management For For
B.F. WEATHERLY Management For For
RICHARD O. WILSON Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
CHESAPEAKE UTILITIES CORPORATION CPK ANNUAL MEETING DATE: 05/01/2008
ISSUER: 165303108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
THOMAS J. BRESNAN Management For For
JOSEPH E. MOORE Management For For
JOHN R. SCHIMKAITIS Management For For
02 RATIFICATION OF THE SELECTION OF BEARD MILLER Management For For
COMPANY LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
03 PROPOSAL RELATING TO ELECTION OF ALL DIRECTORS Shareholder Against For
ANNUALLY AND ELIMINATION OF DIRECTOR CLASSES
WITH STAGGERED TERMS.
CHURCH & DWIGHT CO., INC. CHD ANNUAL MEETING DATE: 05/01/2008
ISSUER: 171340102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
JAMES R. CRAIGIE Management For For
ROBERT A. DAVIES, III Management For For
ROSINA B. DIXON Management For For
ROBERT D. LEBLANC Management For For
02 APPROVAL OF AN AMENDMENT TO CHURCH & DWIGHT S Management For For
RESTATED CERTIFICATE OF INCORPORATION TO INCREASE
THE AUTHORIZED COMMON STOCK FROM 150 MILLION
SHARES TO 300 MILLION SHARES.
03 APPROVAL OF THE CHURCH & DWIGHT CO., INC. OMNIBUS Management Against Against
EQUITY COMPENSATION PLAN.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM TO AUDIT THE CHURCH & DWIGHT CO., INC. 2008
CONSOLIDATED FINANCIAL STATEMENTS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 86 of 178
COACHMEN INDUSTRIES, INC. COA ANNUAL MEETING DATE: 05/01/2008
ISSUER: 189873102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
GEOFFREY B. BLOOM Management For For
WILLIAM P. JOHNSON Management For For
COVANTA HOLDING CORPORATION CVA ANNUAL MEETING DATE: 05/01/2008
ISSUER: 22282E102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
DAVID M. BARSE Management For For
RONALD J. BROGLIO Management For For
PETER C.B. BYNOE Management For For
LINDA J. FISHER Management For For
RICHARD L. HUBER Management For For
ANTHONY J. ORLANDO Management For For
WILLIAM C. PATE Management For For
ROBERT S. SILBERMAN Management For For
JEAN SMITH Management For For
CLAYTON YEUTTER Management For For
SAMUEL ZELL Management For For
02 TO AMEND THE EQUITY AWARD PLAN FOR EMPLOYEES Management For For
AND OFFICERS TO INCREASE BY 6,000,000 THE NUMBER
OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE
THEREUNDER.
03 TO AMEND THE EQUITY AWARD PLAN FOR EMPLOYEES Management For For
AND OFFICERS TO INCREASE THE MAXIMUM AWARD THAT
A PARTICIPANT MAY RECEIVE IN A CALENDER YEAR
TO 250,000 SHARES OF RESTRICTED STOCK AND OPTIONS
TO PURCHASE 650,000 SHARES OF COMMON STOCK.
04 TO AMEND THE EQUITY AWARD PLAN FOR DIRECTORS Management For For
TO INCREASE BY 300,000 THE NUMBER OF SHARES OF
COMMON STOCK AUTHORIZED FOR ISSUANCE THEREUNDER.
05 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS COVANTA HOLDING CORPORATION S INDEPENDENT
AUDITORS FOR THE 2008 FISCAL YEAR.
IRISH CONTINENTAL GROUP PLC IR5.IR AGM Meeting Date: 05/01/2008
ISSUER: G49406146 ISIN: IE0033336516
SEDOL: B06L4G0, 3333651, B1GKL63, 3339455
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 87 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
1. RECEIVE THE FINANCIAL STATEMENTS AND REPORTS Management For For
2.A RE-APPOINT MR. JOHN B MCGUCKIAN AS A DIRECTOR Management For For
OF THE COMPANY
2.B RE-APPOINT MR. GEAROID O DEA AS A DIRECTOR Management For For
3. APPROVE THE REMUNERATION OF THE AUDITORS Management For For
4. GRANT AUTHORITY TO ALLOT SHARES Management For For
S.5 APPROVE TO DISAPPLY THE STATUTORY PRE-EMPTION Management For For
PROVISIONS
S.6 GRANT AUTHORITY FOR THE MARKET PURCHASE OF THE Management For For
COMPANYS SHARES AND APPROVE TO REISSUE TREASURY
SHARES
7. APPROVE THE IRISH CONTINENTAL GROUP PLC 2008 Management For For
SHARE OPTION PLAN
* PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting *Management Position Unknown
IN THE NUMBERING OF RESOLUTION 7. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
JOURNAL COMMUNICATIONS, INC. JRN ANNUAL MEETING DATE: 05/01/2008
ISSUER: 481130102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
STEVEN J. SMITH Management For For
MARY ELLEN STANEK Management For For
OWEN SULLIVAN Management For For
JEANETTE TULLY Management For For
02 PROPOSAL PUT FORTH BY ONE OF OUR SHAREHOLDERS Management Against For
THAT THE BOARD OF DIRECTORS CONSIDER USING FREE
CASH FLOW FOR QUARTERLY DIVIDENDS AND DIVIDEND
INCREASES BEFORE BEGINNING NEW SHARE REPURCHASE
PROGRAMS OR OUTSIDE ACQUISITIONS.
LIN TV CORP. TVL ANNUAL MEETING DATE: 05/01/2008
ISSUER: 532774106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
PETER S. BRODSKY Management For For
DOUGLAS W. MCCORMICK Management For For
MICHAEL A. PAUSIC Management For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF LIN TV CORP. FOR THE YEAR ENDING DECEMBER
31, 2008.
MUELLER INDUSTRIES, INC. MLI ANNUAL MEETING DATE: 05/01/2008
ISSUER: 624756102 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 88 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
ALEXANDER P. FEDERBUSH Management For For
PAUL J. FLAHERTY Management For For
GENNARO J. FULVIO Management For For
GARY S. GLADSTEIN Management For For
SCOTT J. GOLDMAN Management For For
TERRY HERMANSON Management For For
HARVEY L. KARP Management For For
WILLIAM D. O'HAGAN Management For For
02 APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS INDEPENDENT AUDITORS OF THE COMPANY.
03 STOCKHOLDER PROPOSAL REGARDING BOARD INCLUSIVENESS. Shareholder Against For
ODYSSEY HEALTHCARE, INC. ODSY ANNUAL MEETING DATE: 05/01/2008
ISSUER: 67611V101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
PAUL J. FELDSTEIN Management For For
ROBERT A. LEFTON Management For For
SHAWN S. SCHABEL Management For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For
AS INDEPENDENT AUDITORS FOR THE COMPANY FOR THE
YEAR ENDING DECEMBER 31, 2008.
STERLING BANCORP STL ANNUAL MEETING DATE: 05/01/2008
ISSUER: 859158107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
ROBERT ABRAMS Management For For
JOSEPH M. ADAMKO Management For For
LOUIS J. CAPPELLI Management For For
FERNANDO FERRER Management For For
ALLAN F. HERSHFIELD Management For For
HENRY J. HUMPHREYS Management For For
ROBERT W. LAZAR Management For For
JOHN C. MILLMAN Management For For
EUGENE ROSSIDES Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT BY THE AUDIT Management For For
COMMITTEE OF THE BOARD OF DIRECTORS OF KPMG LLP
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR 2008.
TELEFLEX INCORPORATED TFX ANNUAL MEETING DATE: 05/01/2008
ISSUER: 879369106 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 89 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
WILLIAM R. COOK Management For For
GEORGE BABICH, JR. Management For For
STEPHEN K. KLASKO Management For For
BENSON F. SMITH Management For For
02 APPROVAL OF THE TELEFLEX INCORPORATED 2008 STOCK Management Against Against
INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2008 FISCAL YEAR.
TRACTOR SUPPLY COMPANY TSCO ANNUAL MEETING DATE: 05/01/2008
ISSUER: 892356106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
JAMES F. WRIGHT Management For For
JOHNSTON C. ADAMS Management For For
WILLIAM BASS Management For For
JACK C. BINGLEMAN Management For For
S.P. BRAUD Management For For
RICHARD W. FROST Management For For
CYNTHIA T. JAMISON Management For For
GERARD E. JONES Management For For
GEORGE MACKENZIE Management For For
EDNA K. MORRIS Management For For
02 TO RATIFY THE REAPPOINTMENT OF ERNST & YOUNG Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 27, 2008.
VERIZON COMMUNICATIONS INC. VZANNUAL MEETING DATE: 05/01/2008
ISSUER: 92343V104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
1A ELECTION OF DIRECTOR: RICHARD L. CARRION Management For For
1B ELECTION OF DIRECTOR: M. FRANCES KEETH Management For For
1C ELECTION OF DIRECTOR: ROBERT W. LANE Management For For
1D ELECTION OF DIRECTOR: SANDRA O. MOOSE Management For For
1E ELECTION OF DIRECTOR: JOSEPH NEUBAUER Management For For
1F ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Management For For
1G ELECTION OF DIRECTOR: THOMAS H. O BRIEN Management For For
1H ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Management For For
1I ELECTION OF DIRECTOR: HUGH B. PRICE Management For For
1J ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Management For For
1K ELECTION OF DIRECTOR: JOHN W. SNOW Management For For
1L ELECTION OF DIRECTOR: JOHN R. STAFFORD Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
03 ELIMINATE STOCK OPTIONS Shareholder Against For
04 GENDER IDENTITY NONDISCRIMINATION POLICY Shareholder Against For
05 SEPARATE OFFICES OF CHAIRMAN AND CEO Shareholder Against For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 90 of 178
CURTISS-WRIGHT CORPORATION CWANNUAL MEETING DATE: 05/02/2008
ISSUER: 231561101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
MARTIN R. BENANTE Management For For
S. MARCE FULLER Management For For
ALLEN A. KOZINSKI Management For For
CARL G. MILLER Management For For
WILLIAM B. MITCHELL Management For For
JOHN R. MYERS Management For For
JOHN B. NATHMAN Management For For
WILLIAM W. SIHLER Management For For
ALBERT E. SMITH Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS
FOR 2008.
FRANKLIN ELECTRIC CO., INC. FELE ANNUAL MEETING DATE: 05/02/2008
ISSUER: 353514102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
DAVID T. BROWN Management For For
DAVID A. ROBERTS Management For For
HOWARD B. WITT Management For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE, Management For For
LLP, AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2008 FISCAL YEAR.
IMS HEALTH INCORPORATED RX ANNUAL MEETING DATE: 05/02/2008
ISSUER: 449934108 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 91 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
1A ELECTION OF DIRECTOR: DAVID R. CARLUCCI Management For For
1B ELECTION OF DIRECTOR: CONSTANTINE L. CLEMENTE Management For For
1C ELECTION OF DIRECTOR: KATHRYN E. GIUSTI Management For For
1D ELECTION OF DIRECTOR: M. BERNARD PUCKETT Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2008.
03 APPROVAL OF THE AMENDMENTS TO THE RESTATED CERTIFICATE Management For For
OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS.
04 REAPPROVAL OF THE BUSINESS CRITERIA USED FOR Management For For
PERFORMANCE GOALS UNDER THE EXECUTIVE ANNUAL
INCENTIVE PLAN.
JOURNAL REGISTER COMPANY JRC ANNUAL MEETING DATE: 05/02/2008
ISSUER: 481138105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
L. GODWIN-HUTCHINSON Management For For
JOSEPH A. LAWRENCE Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT THORNTON Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2008.
THE BRINK'S COMPANY BCO ANNUAL MEETING DATE: 05/02/2008
ISSUER: 109696104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
MARC C. BRESLAWSKY Management For For
JOHN S. BRINZO Management For For
MICHAEL T. DAN Management For For
LAWRENCE J. MOSNER Management For For
CARROLL R. WETZEL, JR. Management For For
02 APPROVE THE THE BRINK S COMPANY NON-EMPLOYEE Management Against Against
DIRECTORS EQUITY PLAN.
03 APPROVE THE SELECTION OF KPMG LLP AS AN INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE
ACCOUNTS OF THE COMPANY AND ITS SUBSIDIARIES
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
MKS INSTRUMENTS, INC. MKSI ANNUAL MEETING DATE: 05/05/2008
ISSUER: 55306N104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
ROBERT R. ANDERSON Management For For
GREGORY R. BEECHER Management For For
JOHN R. BERTUCCI Management For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
THE YEAR ENDING DECEMBER 31, 2008.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 92 of 178
PENNICHUCK CORPORATION PNNW ANNUAL MEETING DATE: 05/05/2008
ISSUER: 708254206 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
JANET M. HANSEN Management For For
HANNAH M. MCCARTHY Management For For
JAMES M. MURPHY Management For For
02 TO APPROVE THE PROPOSED AMENDMENT AND RESTATEMENT Management For For
OF THE PENNICHUCK CORPORATION 2000 STOCK OPTION
PLAN.
STARTEK, INC. SRT ANNUAL MEETING DATE: 05/05/2008
ISSUER: 85569C107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
ED ZSCHAU Management For For
P. KAY NORTON Management For For
ALBERT C. YATES Management For For
A. LAURENCE JONES Management For For
HARVEY A. WAGNER Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG, LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2008.
03 TO APPROVE THE STARTEK, INC. EMPLOYEE STOCK PURCHASE Management For For
PLAN.
04 TO APPROVE THE STARTEK, INC. 2008 EQUITY INCENTIVE Management Against Against
PLAN.
STONERIDGE, INC. SRI ANNUAL MEETING DATE: 05/05/2008
ISSUER: 86183P102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
JOHN C. COREY Management For For
KIM KORTH Management For For
JEFFREY P. DRAIME Management For For
WILLIAM M. LASKY Management For For
SHELDON J. EPSTEIN Management For For
EARL L. LINEHAN Management For For
DOUGLAS C. JACOBS Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2008.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 93 of 178
TOOTSIE ROLL INDUSTRIES, INC. TR ANNUAL MEETING DATE: 05/05/2008
ISSUER: 890516107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
MELVIN J. GORDON Management For For
ELLEN R. GORDON Management For For
LANE JANE LEWIS-BRENT Management For For
BARRE A. SEIBERT Management For For
RICHARD P. BERGEMAN Management For For
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR 2008.
AARON RENTS, INC. RNTA ANNUAL MEETING DATE: 05/06/2008
ISSUER: 002535300 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
R.C. LOUDERMILK, SR. Management For For
R.C. LOUDERMILK, JR. Management For For
GILBERT L. DANIELSON Management For For
WILLIAM K. BUTLER, JR. Management For For
RONALD W. ALLEN Management For For
LEO BENATAR Management For For
EARL DOLIVE Management For For
DAVID L. KOLB Management For For
RAY M. ROBINSON Management For For
JOHN B. SCHUERHOLZ Management For For
JOHN C. PORTMAN, JR. Management For For
ALLERGAN, INC. AGN ANNUAL MEETING DATE: 05/06/2008
ISSUER: 018490102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
DEBORAH DUNSIRE, M.D Management For For
TREVOR M. JONES, PH.D. Management For For
LOUIS J. LAVIGNE, JR. Management For For
LEONARD D. SCHAEFFER Management For For
02 TO APPROVE THE ALLERGAN, INC. 2008 INCENTIVE Management Against Against
AWARD PLAN
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2008
4A TO APPROVE STOCKHOLDER PROPOSAL NO. 1 REGARDING Shareholder Against For
THE ADOPTION OF A PAY-FOR-SUPERIOR-PERFORMANCE
EXECUTIVE COMPENSATION PLAN
4B TO APPROVE STOCKHOLDER PROPOSAL NO. 2 REGARDING Shareholder Against For
ADDITIONAL ANIMAL TESTING DISCLOSURE
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 94 of 178
ARGO GROUP INTERNATIONAL HOLDINGS, LTD. AGII ANNUAL MEETING DATE: 05/06/2008
ISSUER: G0464B107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
H. BERRY CASH Management For For
BRADLEY E. COOPER Management For For
FAYEZ S. SAROFIM Management For For
MARK E. WATSON III Management For For
02 TO CONSIDER AND APPROVE THE RECOMMENDATION OF Management For For
THE AUDIT COMMITTEE OF OUR BOARD OF DIRECTORS
THAT ERNST & YOUNG LLP BE APPOINTED AS OUR INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER
31, 2008 AND TO REFER THE DETERMINATION OF THE
INDEPENDENT AUDITORS REMUNERATION TO THE AUDIT
COMMITTEE OF OUR BOARD OF DIRECTORS.
ASTRONICS CORPORATION ATRO ANNUAL MEETING DATE: 05/06/2008
ISSUER: 046433108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
RAYMOND W. BOUSHIE Management For For
ROBERT T. BRADY Management For For
JOHN B. DRENNING Management For For
PETER J. GUNDERMANN Management For For
KEVIN T. KEANE Management For For
ROBERT J. MCKENNA Management For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT AUDITORS FOR FISCAL YEAR 2008.
03 TO CONSIDER AND VOTE UPON A SHAREHOLDER PROPOSAL Shareholder Against For
RECOMMENDING THE BOARD OF DIRECTORS TAKE ACTION
TO CONVERT ALL OF THE COMPANY S SHARES OF CLASS
B STOCK INTO SHARES OF COMMON STOCK.
BARRICK GOLD CORPORATION ABX SPECIAL MEETING DATE: 05/06/2008
ISSUER: 067901108 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 95 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
H.L. BECK Management For For
C.W.D. BIRCHALL Management For For
D.J. CARTY Management For For
G. CISNEROS Management For For
M.A. COHEN Management For For
P.A. CROSSGROVE Management For For
R.M. FRANKLIN Management For For
P.C. GODSOE Management For For
J.B. HARVEY Management For For
B. MULRONEY Management For For
A. MUNK Management For For
P. MUNK Management For For
S.J. SHAPIRO Management For For
G.C. WILKINS Management For For
02 RESOLUTION APPROVING THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS OF BARRICK AND
AUTHORIZING
THE DIRECTORS TO FIX THEIR REMUNERATION.
03 SPECIAL RESOLUTION CONFIRMING THE REPEAL AND Management For For
REPLACEMENT OF BY-LAW NO. 1 OF BARRICK AS SET
OUT IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
04 SHAREHOLDER RESOLUTION SET OUT IN SCHEDULE C Shareholder Against For
TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
BASIN WATER INC. BWTR ANNUAL MEETING DATE: 05/06/2008
ISSUER: 07011T306 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
VICTOR J. FRYLING Management For For
SCOTT A. KATZMANN Management For For
02 TO RATIFY THE APPOINTMENT OF SINGER LEWAK GREENBAUM Management For For
& GOLDSTEIN LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2008.
CONSOLIDATED COMMUNICATIONS HLDGS, INC. CNSL ANNUAL MEETING DATE: 05/06/2008
ISSUER: 209034107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
ROBERT J. CURREY Management For For
MARIBETH S. RAHE Management For For
02 APPROVAL OF ERNST & YOUNG, LLP, AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
DANAHER CORPORATION DHR ANNUAL MEETING DATE: 05/06/2008
ISSUER: 235851102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
1A ELECTION OF DIRECTOR: H. LAWRENCE CULP, JR. Management For For
1B ELECTION OF DIRECTOR: MITCHELL P. RALES Management For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For
AS DANAHER S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2008.
03 TO ACT UPON A SHAREHOLDER PROPOSAL URGING THE Shareholder Against For
COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS
TO ADOPT SPECIFIED PRINCIPLES RELATING TO THE
EMPLOYMENT OF ANY NAMED EXECUTIVE OFFICER.
03 TO ACT UPON A SHAREHOLDER PROPOSAL URGING THE Shareholder Against For
COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS
TO ADOPT SPECIFIED PRINCIPLES RELATING TO THE
EMPLOYMENT OF ANY NAMED EXECUTIVE OFFICER.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 96 of 178
DELTA PLC DLTA.L AGM Meeting Date: 05/06/2008
ISSUER: G27076119 ISIN: GB0002615069
SEDOL: 0261506, B02SH33
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
* PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting *Management Position Unknown
IN THE TEXT OF RESOLUTION. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
1. RECEIVE AND APPROVE THE ACCOUNTS AND THE REPORTS Management For For
OF THE DIRECTORS AND THE AUDITORS FOR THE FYE
39447
2. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For For
THE FYE 31 DEC 2007
3. DECLARE A FINAL DIVIDEND 3.4 PENCE PER ORDINARY Management For For
SHARE, PAYABLE ON 09 MAY 2008 TO SHAREHOLDERS
REGISTERED AT CLOSE OF BUSINESS ON 04 MAY 2008
4. RE-ELECT MR. ANDREW WALKER AS A DIRECTOR OF THE Management For For
COMPANY
5. RE-APPOINT DELOITTE & TOUCHE LLP AS THE AUDITORS Management For For
OF THE COMPANY UNTIL THE CONCLUSION OF THE NEXT
AGM
6. AUTHORIZE THE DIRECTORS TO DETERMINE THE REMUNERATION Management For For
OF THE AUDITORS
7. AUTHORIZE THE DIRECTORS, IN ACCORDANCE WITH SECTION Management For For
80 OF THE COMPANIES ACT 1985, TO ALLOT RELEVANT
SECURITIES UP TO AN AGGREGATE NOMINAL AMOUNT
OF GBP 8,559,061; AUTHORITY EXPIRES THE EARLIER
OF THE NEXT AGM IN 2009 OF THE COMPANY OR 31
JUL 2009; AND THE DIRECTORS MAY ALLOT RELEVANT
SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY
IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE
PRIOR TO SUCH EXPIRY; FOR THE PURPOSES OF THIS
RESOLUTION, WORDS AND EXPRESSIONS DEFINED IN
OR FOR THE PURPOSES OF THE SAID SECTION 80 SHALL
BEAR THE SAME MEANINGS
S.11 AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY Management For For
AS SPECIFIED
S.8 AUTHORIZE THE DIRECTORS, PURSUANT TO SECTION Management For For
891 OF THE COMPANIES ACT 1985, TO ALLOT EQUITY
SECURITIES FOR CASH PURSUANT, DISAPPLYING THE
STATUTORY PRE-EMPTION RIGHTS SECTION 891, PROVIDED
THAT THIS POWER IS LIMITED TO THE ALLOTMENT OF
EQUITY SECURITIES: A IN CONNECTION WITH A RIGHTS;
B UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 1,922,046;
AND C) PURSUANT TO ANY APPROVED AND UNAPPROVED
SHARE OPTION SCHEME; AUTHORITY EXPIRES AT THE
DATE OF THE NEXT AGM OF THE COMPANY IN 2009 OR
31 JUL 2009; AND THE DIRECTORS MAY ALLOT EQUITY
SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY
IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE
PRIOR TO SUCH EXPIRY; THE POWER IN PARAGRAPH
A ABOVE, INSOFAR AS IT RELATES TO THE ALLOTMENT
OF EQUITY SECURITIES RATHER THAN THE SALE OF
TREASURY SHARES, IS GRANTED PURSUANT TO THE RESOLUTION
CONFERRING AUTHORITY UNDER SECTION 80 OF THE
ACT PASSED ON THE DATE HEREOF
S.9 AUTHORIZE THE COMPANY, BY A SPECIAL RESOLUTION Management For For
PASSED AT THE EGM HELD ON 25 APR 1990, AND SUBSEQUENTLY
RENEWED ANNUALLY TO MAKE MARKED PURCHASES SECTION
163(3) OF THE COMPANIES ACT 1985 AS AMENDED OF
UP TO 15,000,000 ORDINARY SHARES OF 25P EACH,
AT A MINIMUM PRICE WHICH MAY BE PAID FOR SUCH
ORDINARY SHARES IS NOT MORE THAN 5% ABOVE THE
AVERAGE MARKET VALUE FOR SUCH SHARES DERIVED
FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL
LIST, FOR THE 5 BUSINESS DAYS PRECEDING THE DATE
OF PURCHASE; AUTHORITY EXPIRES THE EARLIER OF
THE CONCLUSION OF THE AGM OF THE COMPANY TO BE
HELD IN 2009 OR 31 JUL 2009; THE COMPANY, BEFORE
THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY
SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR
PARTLY AFTER SUCH EXPIRY
S.10 AMEND THE MEMORANDUM AND ARTICLES OF ASSOCIATION Management For For
OF THE COMPANY TO REFLECT COMPANY LAW CHANGES,
INCLUDING THE IMPLEMENTATION OF THE COMPANIES
ACT 2006 AS SPECIFIED
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 97 of 178
FOSTER WHEELER LTD. FWLT ANNUAL MEETING DATE: 05/06/2008
ISSUER: G36535139 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
JACK A. FUSCO Management For For
EDWARD G. GALANTE Management For For
RAYMOND J. MILCHOVICH Management For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
FOSTER WHEELER LTD S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2008 AND AUTHORIZATION OF
THE BOARD, THROUGH THE AUDIT COMMITTEE, TO SET
THE FIRM S REMUNERATION.
GARDNER DENVER, INC. GDI ANNUAL MEETING DATE: 05/06/2008
ISSUER: 365558105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
DONALD G. BARGER, JR. Management For For
RAYMOND R. HIPP Management For For
DAVID D. PETRATIS Management For For
GAYLORD ENTERTAINMENT COMPANY GET ANNUAL MEETING DATE: 05/06/2008
ISSUER: 367905106 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 98 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management Withheld
E.K. GAYLORD II Management Withheld Against
E. GORDON GEE Management Withheld Against
ELLEN LEVINE Management Withheld Against
RALPH HORN Management Withheld Against
MICHAEL J. BENDER Management Withheld Against
R. BRAD MARTIN Management Withheld Against
MICHAEL D. ROSE Management Withheld Against
COLIN V. REED Management Withheld Against
MICHAEL I. ROTH Management Withheld Against
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
HEARST-ARGYLE TELEVISION, INC. HTV ANNUAL MEETING DATE: 05/06/2008
ISSUER: 422317107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
CAROLINE L. WILLIAMS Management For For
02 APPROVAL OF INCENTIVE COMPENSATION PLAN PROPOSAL. Management For For
03 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For
EXTERNAL AUDITORS.
HICKORYTECH CORPORATION HTCO ANNUAL MEETING DATE: 05/06/2008
ISSUER: 429060106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
ROBERT D. ALTON JR. Management For For
JAMES W. BRACKE Management For For
R. WYNN KEARNEY JR. Management For For
DALE E. PARKER Management For For
ITRON, INC. ITRI ANNUAL MEETING DATE: 05/06/2008
ISSUER: 465741106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
JON E. ELIASSEN Management For For
CHARLES H. GAYLORD Management For For
GARY E. PRUITT Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE COMPANY S INDEPENDENT ACCOUNTING FIRM.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 99 of 178
MAGNA ENTERTAINMENT CORP. ("MEC") MECA SPECIAL MEETING DATE: 05/06/2008
ISSUER: 559211107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
04 TO AUTHORIZE THE BOARD OF DIRECTORS OF MEC, IN Management For For
ITS DISCRETION, TO AMEND MEC S RESTATED CERTIFICATE
OF INCORPORATION TO AUTHORIZE THE CREATION OF
A CLASS OF PREFERRED STOCK.
03 TO APPROVE A PROPOSAL TO AUTHORIZE THE BOARD Management For For
OF DIRECTORS OF MEC, IN ITS DISCRETION, TO AMEND
MEC S RESTATED CERTIFICATE OF INCORPORATION TO
EFFECT A REVERSE STOCK SPLIT FOR ONE TIME ONLY,
PRIOR TO MAY 6, 2009, IN ANY WHOLE NUMBER CONSOLIDATION
RATIO FROM 1:10 TO 1:20.
02 TO VOTE IN RESPECT OF THE RATIFICATION OF THE Management For For
AUDIT COMMITTEE S APPOINTMENT OF ERNST & YOUNG
LLP, CERTIFIED PUBLIC ACCOUNTANTS, AS MEC S AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
01 DIRECTOR Management For
ANTHONY R. CAMPBELL Management For For
JERRY D. CAMPBELL Management For For
RON CHARLES Management For For
JENNIFER JACKSON Management For For
WILLIAM J. MENEAR Management For For
FRANK STRONACH Management For For
FRANK VASILKIOTI Management For For
CHARLIE WILLIAMS Management For For
MIDAS, INC. MDS ANNUAL MEETING DATE: 05/06/2008
ISSUER: 595626102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
THOMAS L. BINDLEY Management For For
ROBERT R. SCHOEBERL Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
THE INDEPENDENT AUDITORS OF MIDAS, INC. FOR THE
FISCAL YEAR ENDING JANUARY 3, 2009.
O'REILLY AUTOMOTIVE, INC. ORLY ANNUAL MEETING DATE: 05/06/2008
ISSUER: 686091109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
DAVID E. O'REILLY Management For For
JAY D. BURCHFIELD Management For For
PAUL R. LEDERER Management For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG, Management For For
LLP AS INDEPENDENT AUDITORS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 100 of 178
SHENANDOAH TELECOMMUNICATIONS COMPANY SHEN ANNUAL MEETING DATE: 05/06/2008
ISSUER: 82312B106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
DOUGLAS C. ARTHUR Management For For
TRACY FITZSIMMONS Management For For
JOHN W. FLORA Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2008.
TENNECO INC. TEN ANNUAL MEETING DATE: 05/06/2008
ISSUER: 880349105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
1A ELECTION OF DIRECTOR: CHARLES W. CRAMB Management For For
1B ELECTION OF DIRECTOR: DENNIS J. LETHAM Management For For
1C ELECTION OF DIRECTOR: FRANK E. MACHER Management For For
1D ELECTION OF DIRECTOR: ROGER B. PORTER Management For For
1E ELECTION OF DIRECTOR: DAVID B. PRICE, JR. Management For For
1F ELECTION OF DIRECTOR: GREGG M. SHERRILL Management For For
1G ELECTION OF DIRECTOR: PAUL T. STECKO Management For For
1H ELECTION OF DIRECTOR: MITSUNOBU TAKEUCHI Management For For
1I ELECTION OF DIRECTOR: JANE L. WARNER Management For For
02 APPROVE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS INDEPENDENT PUBLIC ACCOUNTANTS FOR 2008.
TESORO CORPORATION TSO ANNUAL MEETING DATE: 05/06/2008
ISSUER: 881609101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
ROBERT W. GOLDMAN Management For For
STEVEN H. GRAPSTEIN Management For For
WILLIAM J. JOHNSON Management For For
RODNEY F. CHASE Management For For
DONALD H. SCHMUDE Management For For
BRUCE A. SMITH Management For For
JOHN F. BOOKOUT III Management For For
MICHAEL E. WILEY Management For For
J.W. (JIM) NOKES Management For For
03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
2008.
02 TO APPROVE AMENDMENTS TO THE TESORO CORPORATION Management For For
S 2006 LONG-TERM INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER
THE PLAN FROM 3,000,000 TO 6,000,000 SHARES OF
COMMON STOCK, TO INCREASE THE SHARES AVAILABLE
FOR OPTION GRANTS FROM 2,250,000 TO 5,250,000
SHARES, ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 101 of 178
WYNN RESORTS, LIMITED WYNN ANNUAL MEETING DATE: 05/06/2008
ISSUER: 983134107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
KAZUO OKADA Management For For
ROBERT J. MILLER Management For For
ALLAN ZEMAN Management For For
02 TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE Management For For
GOALS IN THE WYNN RESORTS, LIMITED 2002 STOCK
INCENTIVE PLAN UNDER SECTION 162(M) OF THE INTERNAL
REVENUE CODE.
03 THE AUDIT COMMITTEE S APPOINTMENT OF ERNST & Management For For
YOUNG, LLP AS THE INDEPENDENT AUDITORS FOR THE
COMPANY AND ALL OF ITS SUBSIDIARIES.
YOUNG BROADCASTING INC. YBTVA ANNUAL MEETING DATE: 05/06/2008
ISSUER: 987434107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management
JEFFREY S. AMLING Management For For
ALFRED J. HICKEY, JR. Management For For
RICHARD C. LOWE Management Withheld Against
ALEXANDER T. MASON Management For For
DEBORAH A. MCDERMOTT Management Withheld Against
JAMES A. MORGAN Management Withheld Against
REID MURRAY Management For For
VINCENT J. YOUNG Management Withheld Against
02 TO APPROVE AN AMENDMENT OF OUR 2004 EQUITY INCENTIVE Management Against Against
PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON
STOCK AVAILABLE FOR ISSUANCE THEREUNDER.
YOUNG INNOVATIONS, INC. YDNT ANNUAL MEETING DATE: 05/06/2008
ISSUER: 987520103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
GEORGE E. RICHMOND Management For For
ALFRED E. BRENNAN Management For For
BRIAN F. BREMER Management For For
P.J. FERRILLO, JR. Management For For
RICHARD J. BLISS Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 102 of 178
AQUILA, INC. ILA ANNUAL MEETING DATE: 05/07/2008
ISSUER: 03840P102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
HERMAN CAIN Management For For
PATRICK J. LYNCH Management For For
NICHOLAS SINGER Management For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITORS FOR 2008.
CHAMPION ENTERPRISES, INC. CHB ANNUAL MEETING DATE: 05/07/2008
ISSUER: 158496109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
ROBERT W. ANESTIS Management For For
ERIC S. BELSKY Management For For
WILLIAM C. GRIFFITHS Management For For
SELWYN ISAKOW Management For For
BRIAN D. JELLISON Management For For
G. MICHAEL LYNCH Management For For
THOMAS A. MADDEN Management For For
SHIRLEY D. PETERSON Management For For
DUCOMMUN INCORPORATED DCO ANNUAL MEETING DATE: 05/07/2008
ISSUER: 264147109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
JOSEPH C. BERENATO Management For For
ROBERT D. PAULSON Management For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE CORPORATION S INDEPENDENT ACCOUNTANTS
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
EL PASO ELECTRIC COMPANY EE ANNUAL MEETING DATE: 05/07/2008
ISSUER: 283677854 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 103 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
GARY R. HEDRICK Management For For
KENNETH R. HEITZ Management For For
MICHAEL K. PARKS Management For For
ERIC B. SIEGEL Management For For
02 RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY Management For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
ENTEGRIS, INC. ENTG ANNUAL MEETING DATE: 05/07/2008
ISSUER: 29362U104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
GIDEON ARGOV Management For For
MICHAEL A. BRADLEY Management For For
MICHAEL P.C. CARNS Management For For
DANIEL W. CHRISTMAN Management For For
GARY F. KLINGL Management For For
ROGER D. MCDANIEL Management For For
PAUL L.H. OLSON Management For For
BRIAN F. SULLIVAN Management For For
02 RATIFY APPOINTMENT OF KPMG LLP AS ENTEGRIS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
03 APPROVE AMENDED AND RESTATED ENTEGRIS INCENTIVE Management For For
PLAN TO ADD PERFORMANCE CRITERIA AND LIMITATIONS
ON AWARDS.
04 APPROVE AMENDMENTS TO THE 2001 EQUITY INCENTIVE Management For For
PLAN AND THE 1999 LONG TERM INCENTIVE AND STOCK
OPTION PLAN TO ADD PERFORMANCE CRITERIA AND LIMITATIONS
ON AWARDS.
KINROSS GOLD CORPORATION KGC SPECIAL MEETING DATE: 05/07/2008
ISSUER: 496902404 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
JOHN A. BROUGH Management For For
TYE W. BURT Management For For
JOHN K. CARRINGTON Management For For
RICHARD S. HALLISEY Management For For
JOHN M.H. HUXLEY Management For For
JOHN A. KEYES Management For For
C. MCLEOD-SELTZER Management For For
GEORGE F. MICHALS Management For For
JOHN E. OLIVER Management For For
TERENCE C.W. REID Management For For
02 TO APPROVE THE APPOINTMENT OF KPMG LLP, CHARTERED Management For For
ACCOUNTANTS, AS AUDITORS OF THE COMPANY FOR THE
ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS TO
FIX THEIR REMUNERATION
03 TO APPROVE AN AMENDMENT TO THE SHARE INCENTIVE Management For For
PLAN OF THE COMPANY TO INCREASE THE NUMBER OF
COMMON SHARES ISSUABLE THEREUNDER FROM 12,833,333
TO 22,833,333 AND TO AMEND THE AMENDMENT PROVISIONS
OF THE PLAN AS FULLY DESCRIBED IN THE ATTACHED
MANAGEMENT INFORMATION CIRCULAR
04 TO APPROVE AN AMENDMENT TO THE RESTRICTED SHARE Management For For
PLAN OF THE COMPANY TO INCREASE THE NUMBER OF
COMMON SHARES ISSUABLE THEREUNDER FROM 4,000,000
TO 8,000,000, AND TO AMEND THE AMENDMENT PROVISIONS
OF THE PLAN AS FULLY DESCRIBED IN THE ACCOMPANYING
MANAGEMENT INFORMATION CIRCULAR.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 104 of 178
LUFKIN INDUSTRIES, INC. LUFK ANNUAL MEETING DATE: 05/07/2008
ISSUER: 549764108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
H.J. TROUT, JR. Management For For
J.T. JONGEBLOED Management For For
S.V. BAER Management For For
NABI BIOPHARMACEUTICALS NABI ANNUAL MEETING DATE: 05/07/2008
ISSUER: 629519109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
JASON M. ARYEH Management For For
DAVID L. CASTALDI Management For For
GEOFFREY F. COX, PH.D. Management For For
PETER B. DAVIS Management For For
RAAFAT E.F. FAHIM Management For For
RICHARD A. HARVEY, JR. Management For For
LESLIE HUDSON, PH.D. Management For For
LINDA JENCKES Management For For
TIMOTHY P. LYNCH Management For For
STEPHEN G. SUDOVAR Management For For
02 THE PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Management For For
& YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 27, 2008.
QUAKER CHEMICAL CORPORATION KWR ANNUAL MEETING DATE: 05/07/2008
ISSUER: 747316107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
ROBERT E. CHAPPELL Management For For
RONALD J. NAPLES Management For For
ROBERT H. ROCK Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2008.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 105 of 178
THOMAS & BETTS CORPORATION TNB ANNUAL MEETING DATE: 05/07/2008
ISSUER: 884315102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
JEANANNE K. HAUSWALD Management For For
DEAN JERNIGAN Management For For
RONALD B. KALICH Management For For
KENNETH R. MASTERSON Management For For
DOMINIC J. PILEGGI Management For For
JEAN PAUL RICHARD Management For For
KEVIN L. ROBERG Management For For
DAVID D. STEVENS Management For For
WILLIAM H. WALTRIP Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
03 APPROVAL OF THE MANAGEMENT INCENTIVE PLAN Management For For
04 APPROVAL OF THE THOMAS AND BETTS 2008 STOCK INCENTIVE Management Against Against
PLAN
ALPHARMA INC. ALO ANNUAL MEETING DATE: 05/08/2008
ISSUER: 020813101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
FINN BERG JACOBSEN Management For For
PETER W. LADELL Management For For
DEAN J. MITCHELL Management For For
RAMON M. PEREZ Management For For
DAVID C. U'PRICHARD Management For For
PETER G. TOMBROS Management For For
02 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Management Against Against
THE ALPHARMA INC. 2003 OMNIBUS INCENTIVE COMPENSATION
PLAN.
03 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Management For For
THE ALPHARMA INC. EMPLOYEE STOCK PURCHASE PLAN.
04 RATIFICATION OF THE APPOINTMENT OF BDO SEIDMAN, Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2008 FISCAL YEAR.
BARNES GROUP INC. B ANNUAL MEETING DATE: 05/08/2008
ISSUER: 067806109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
WILLIAM S. BRISTOW, JR. Management For For
WILLIAM C. DENNINGER Management For For
GREGORY F. MILZCIK Management For For
02 APPROVE AMENDMENT TO THE BARNES GROUP INC. EMPLOYEE Management For For
STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF
SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE
03 RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 106 of 178
BRUKER CORPORATION BRKR ANNUAL MEETING DATE: 05/08/2008
ISSUER: 116794108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
COLLIN J. D'SILVA Management For For
STEPHEN W. FESIK Management For For
DIRK D. LAUKIEN Management For For
RICHARD M. STEIN Management For For
BERNHARD WANGLER Management For For
02 TO CONSIDER AND ACT UPON A PROPOSAL TO RATIFY, Management For For
CONFIRM AND APPROVE THE SELECTION OF ERNST &
YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF BRUKER CORPORATION FOR FISCAL
2008.
EDWARDS LIFESCIENCES CORPORATION EW ANNUAL MEETING DATE: 05/08/2008
ISSUER: 28176E108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
1A ELECTION OF DIRECTOR: JOHN T. CARDIS Management For For
1B ELECTION OF DIRECTOR: PHILIP M. NEAL Management For For
1C ELECTION OF DIRECTOR: DAVID E.I. PYOTT Management For For
02 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Management Against Against
THE LONG-TERM STOCK INCENTIVE COMPENSATION PROGRAM.
03 RATIFICATION OF APPOINTMENT OF THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
FALCONSTOR SOFTWARE, INC. FALC ANNUAL MEETING DATE: 05/08/2008
ISSUER: 306137100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
STEVEN R. FISCHER Management For For
ALAN W. KAUFMAN Management For For
02 TO APPROVE AN AMENDMENT TO THE FALCONSTOR SOFTWARE, Management For For
INC., 2006 INCENTIVE STOCK PLAN.
03 TO APPROVE AN AMENDMENT TO THE FALCONSTOR SOFTWARE, Management For For
INC., 2007 OUTSIDE DIRECTORS EQUITY COMPENSATION
PLAN.
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2008.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 107 of 178
K-TRON INTERNATIONAL, INC. KTII ANNUAL MEETING DATE: 05/08/2008
ISSUER: 482730108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
NORMAN COHEN Management For For
RICHARD J. PINOLA Management For For
LEAR CORPORATION LEA ANNUAL MEETING DATE: 05/08/2008
ISSUER: 521865105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
VINCENT J. INTRIERI Management For For
CONRAD L. MALLETT, JR. Management For For
ROBERT R. ROSSITER Management For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
LEAR CORPORATION S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2008.
03 STOCKHOLDER PROPOSAL TO ADOPT SIMPLE MAJORITY Shareholder Against For
VOTE STANDARDS.
NUCO2 INC. NUCO SPECIAL MEETING DATE: 05/08/2008
ISSUER: 629428103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF JANUARY 29, 2008 (THE MERGER
AGREEMENT ), BY AND AMONG NUCO2 ACQUISITION CORP.
( PARENT ), NUCO2 MERGER CO. ( MERGER SUB ) AND
NUCO2 INC. (THE COMPANY ) AND APPROVE THE MERGER
OF MERGER SUB WITH AND INTO THE COMPANY, ALL
AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
02 TO APPROVE THE TRANSFER OF SUBSTANTIALLY ALL Management For For
OF THE COMPANY S ASSETS TO ITS NEWLY-CREATED,
WHOLLY OWNED SUBSIDIARIES.
03 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, Management For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO (A) APPROVE AND
ADOPT THE MERGER AGREEMENT AND APPROVE THE MERGER
OR (B) APPROVE THE ASSET TRANSFER.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 108 of 178
PROLIANCE INTERNATIONAL, INC. PLI ANNUAL MEETING DATE: 05/08/2008
ISSUER: 74340R104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
BARRY R. BANDUCCI Management For For
CHARLES E. JOHNSON Management For For
VINCENT L. MARTIN Management For For
02 APPOINTMENT OF BDO SEIDMAN, LLP AS PROLIANCE Management For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
SONIC INNOVATIONS, INC. SNCI ANNUAL MEETING DATE: 05/08/2008
ISSUER: 83545M109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
JAMES M. CALLAHAN Management For For
CRAIG L. MCKNIGHT Management For For
SOUTHWEST GAS CORPORATION SWX ANNUAL MEETING DATE: 05/08/2008
ISSUER: 844895102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
GEORGE C. BIEHL Management For For
THOMAS E. CHESTNUT Management For For
STEPHEN C. COMER Management For For
RICHARD M. GARDNER Management For For
JAMES J. KROPID Management For For
MICHAEL O. MAFFIE Management For For
ANNE L. MARIUCCI Management For For
MICHAEL J. MELARKEY Management For For
JEFFREY W. SHAW Management For For
CAROLYN M. SPARKS Management For For
TERRENCE L. WRIGHT Management For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR FISCAL YEAR 2008.
STILLWATER MINING COMPANY SWC ANNUAL MEETING DATE: 05/08/2008
ISSUER: 86074Q102 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 109 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
CRAIG L. FULLER Management For For
PATRICK M. JAMES Management For For
STEVEN S. LUCAS Management For For
JOSEPH P. MAZUREK Management For For
FRANCIS R. MCALLISTER Management For For
SHERYL K. PRESSLER Management For For
DONALD W. RIEGLE, JR. Management For For
TODD D. SCHAFER Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY S INDEPENDENT REGISTERED ACCOUNTING FIRM
FOR 2008.
TREDEGAR CORPORATION TG ANNUAL MEETING DATE: 05/08/2008
ISSUER: 894650100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
GEORGE A. NEWBILL Management For For
NORMAN A. SCHER Management For For
R. GREGORY WILLIAMS Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR TREDEGAR FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2008.
WINDSTREAM CORPORATION WIN ANNUAL MEETING DATE: 05/08/2008
ISSUER: 97381W104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
CAROL B. ARMITAGE Management For For
SAMUEL E. BEALL, III Management For For
DENNIS E. FOSTER Management For For
FRANCIS X. FRANTZ Management For For
JEFFERY R. GARDNER Management For For
JEFFREY T. HINSON Management For For
JUDY K. JONES Management For For
WILLIAM A. MONTGOMERY Management For For
FRANK E. REED Management For For
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS WINDSTREAM S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2008
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Shareholder Against For
ALBANY INTERNATIONAL CORP. AIN ANNUAL MEETING DATE: 05/09/2008
ISSUER: 012348108 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 110 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
JOHN F. CASSIDY, JR. Management For For
PAULA H.J. CHOLMONDELEY Management For For
EDGAR G. HOTARD Management For For
ERLAND E. KAILBOURNE Management For For
JOSEPH G. MORONE Management For For
JUHANI PAKKALA Management For For
CHRISTINE L. STANDISH Management For For
JOHN C. STANDISH Management For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT AUDITOR.
BEL FUSE INC. BELFA ANNUAL MEETING DATE: 05/09/2008
ISSUER: 077347201 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
AVI EDEN Management For For
ROBERT H. SIMANDL Management For For
02 WITH RESPECT TO THE RATIFICATION OF THE DESIGNATION Management For For
OF DELOITTE & TOUCHE LLP TO AUDIT BEL S BOOKS
AND ACCOUNTS FOR 2008.
CADIZ INC. CLCI ANNUAL MEETING DATE: 05/09/2008
ISSUER: 127537207 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
KEITH BRACKPOOL Management For For
MURRAY H. HUTCHISON Management For For
TIMOTHY J. SHAHEEN Management For For
STEPHEN J. DUFFY Management For For
WINSTON HICKOX Management For For
GEOFFREY GRANT Management For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT AUDITOR.
IVANHOE MINES LTD. IVN ANNUAL MEETING DATE: 05/09/2008
ISSUER: 46579N103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
ROBERT M. FRIEDLAND Management For For
DAVID HUBERMAN Management For For
JOHN MACKEN Management For For
PETER MEREDITH Management For For
BRET CLAYTON Management For For
KJELD THYGESEN Management For For
ROBERT HANSON Management For For
MARKUS FABER Management For For
HOWARD BALLOCH Management For For
DAVID KORBIN Management For For
R. EDWARD FLOOD Management For For
02 TO APPOINT DELOITTE & TOUCHE, LLP CHARTERED ACCOUNTANTS, Management For For
AS AUDITORS OF THE CORPORATION AT A REMUNERATION
TO BE FIXED BY THE BOARD OF DIRECTORS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 111 of 178
ORTHOLOGIC CORP. OLGC ANNUAL MEETING DATE: 05/09/2008
ISSUER: 68750J107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
JOHN M. HOLLIMAN III Management For For
A.A. WHITE III, MD, PHD Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP, AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2008
THE MIDDLEBY CORPORATION MIDD ANNUAL MEETING DATE: 05/09/2008
ISSUER: 596278101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
SELIM A. BASSOUL Management For For
ROBERT B. LAMB Management For For
RYAN LEVENSON Management For For
JOHN R. MILLER III Management For For
GORDON O'BRIEN Management For For
PHILIP G. PUTNAM Management For For
SABIN C. STREETER Management For For
ROBERT L. YOHE Management For For
02 RATIFICATION OF SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT AUDITOR FOR FISCAL YEAR ENDED
JANUARY 3, 2009.
03 APPROVE AN AMENDMENT TO THE MIDDLEBY CORPORATION Management For For
2007 STOCK INCENTIVE PLAN.
04 APPROVE THE AMENDMENT TO THE MIDDLEBY CORPORATION Management For For
EXECUTIVE OFFICER INCENTIVE PLAN.
WORLD WRESTLING ENTERTAINMENT, INC. WWE ANNUAL MEETING DATE: 05/09/2008
ISSUER: 98156Q108 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 112 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
VINCENT K. MCMAHON Management For For
LINDA E. MCMAHON Management For For
ROBERT A. BOWMAN Management For For
DAVID KENIN Management For For
JOSEPH PERKINS Management For For
MICHAEL B. SOLOMON Management For For
LOWELL P. WEICKER, JR. Management For For
MICHAEL SILECK Management For For
02 APPROVAL OF THE 2007 OMNIBUS INCENTIVE PLAN. Management Against Against
03 RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
04 SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE Management For For
THE MEETING OR ANY ADJOURNMENT THEREOF.
FURMANITE CORPORATION ANNUAL MEETING DATE: 05/12/2008
ISSUER: 361086101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
SANGWOO AHN Management For For
JOHN R. BARNES Management For For
CHARLES R. COX Management For For
HANS KESSLER Management For For
ACCO BRANDS CORPORATION ABD ANNUAL MEETING DATE: 05/13/2008
ISSUER: 00081T108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
NORMAN H. WESLEY Management For For
ROBERT J. KELLER Management For For
ROBERT H. JENKINS Management For For
02 PROPOSAL TO APPROVE THE AMENDMENT TO THE RESTATED Management For For
CERTIFICATE OF INCORPORATION OF ACCO BRANDS CORPORATION
REGARDING THE DECLASSIFICATION OF THE BOARD OF
DIRECTORS.
03 PROPOSAL TO APPROVE THE AMENDMENT TO THE AMENDED Management Against Against
AND RESTATED 2005 INCENTIVE PLAN TO INCREASE
THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR ACCO BRANDS CORPORATION IN 2008.
ANIXTER INTERNATIONAL INC. AXE ANNUAL MEETING DATE: 05/13/2008
ISSUER: 035290105 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 113 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
LORD JAMES BLYTH Management For For
LINDA WALKER BYNOE Management For For
ROBERT L. CRANDALL Management For For
ROBERT J. ECK Management For For
ROBERT W. GRUBBS JR. Management For For
F. PHILIP HANDY Management For For
MELVYN N. KLEIN Management For For
GEORGE MUNOZ Management For For
STUART M. SLOAN Management For For
THOMAS C. THEOBALD Management For For
MATTHEW ZELL Management For For
SAMUEL ZELL Management For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
AUDITORS.
BELO CORP. BLC ANNUAL MEETING DATE: 05/13/2008
ISSUER: 080555105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
ROBERT W. DECHERD Management For For
DUNIA A. SHIVE Management For For
M. ANNE SZOSTAK Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 SHAREHOLDER PROPOSAL RELATING TO REPEAL OF THE Shareholder Against For
CLASSIFIED BOARD OF DIRECTORS.
CAREER EDUCATION CORPORATION CECO ANNUAL MEETING DATE: 05/13/2008
ISSUER: 141665109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
1E ELECTION OF DIRECTOR: STEVEN H. LESNIK Management For For
1F ELECTION OF DIRECTOR: GARY E. MCCULLOUGH Management For For
1G ELECTION OF DIRECTOR: EDWARD A. SNYDER Management For For
1H ELECTION OF DIRECTOR: LESLIE T. THORNTON Management For For
02 APPROVAL OF THE CAREER EDUCATION CORPORATION Management Against Against
2008 INCENTIVE COMPENSATION PLAN.
03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
THE YEAR ENDING DECEMBER 31, 2008.
1A ELECTION OF DIRECTOR: DENNIS H. CHOOKASZIAN Management For For
1B ELECTION OF DIRECTOR: DAVID W. DEVONSHIRE Management For For
1C ELECTION OF DIRECTOR: PATRICK W. GROSS Management For For
1D ELECTION OF DIRECTOR: THOMAS B. LALLY Management For For
FLORIDA PUBLIC UTILITIES COMPANY FPU ANNUAL MEETING DATE: 05/13/2008
ISSUER: 341135101 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 114 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
PAUL L. MADDOCK, JR. Management For For
DENNIS S. HUDSON III Management For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY S EMPLOYEE Management For For
STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF
SHARES OF COMMON STOCK AVAILABLE IN THIS PLAN
BY 125,000 SHARES.
03 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP Management For For
AS THE COMPANY S REGISTERED INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR 2008.
GRIFFIN LAND & NURSERIES, INC. GRIF ANNUAL MEETING DATE: 05/13/2008
ISSUER: 398231100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
W.J. CHURCHILL, JR. Management For For
EDGAR M. CULLMAN Management For For
DAVID M. DANZIGER Management For For
FREDERICK M. DANZIGER Management For For
THOMAS C. ISRAEL Management For For
ALAN PLOTKIN Management For For
DAVID F. STEIN Management For For
02 RATIFICATION OF THE SELECTION OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTANTS.
LANDAMERICA FINANCIAL GROUP, INC. LFG ANNUAL MEETING DATE: 05/13/2008
ISSUER: 514936103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
ROBERT F. NORFLEET, JR. Management For For
JULIOUS P. SMITH, JR. Management For For
THOMAS G. SNEAD, JR. Management For For
EUGENE P. TRANI Management For For
02 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY Management For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2008 FISCAL YEAR.
LEUCADIA NATIONAL CORPORATION LUK ANNUAL MEETING DATE: 05/13/2008
ISSUER: 527288104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
IAN M. CUMMING Management For For
PAUL M. DOUGAN Management For For
LAWRENCE D. GLAUBINGER Management For For
ALAN J. HIRSCHFIELD Management For For
JAMES E. JORDAN Management For For
JEFFREY C. KEIL Management For For
J. CLYDE NICHOLS, III Management For For
JOSEPH S. STEINBERG Management For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY
FOR 2008.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 115 of 178
NORTHWEST PIPE COMPANY NWPX ANNUAL MEETING DATE: 05/13/2008
ISSUER: 667746101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
WILLIAM R. TAGMYER Management For For
QUIDEL CORPORATION QDEL ANNUAL MEETING DATE: 05/13/2008
ISSUER: 74838J101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
THOMAS D. BROWN Management For For
K.F. BUECHLER, PH.D. Management For For
ROD F. DAMMEYER Management For For
CAREN L. MASON Management For For
M.L POLAN, MD, PHD, MPH Management For For
MARK A. PULIDO Management For For
JACK W. SCHULER Management For For
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Management For For
OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2008.
SOUTHERN UNION COMPANY SUG ANNUAL MEETING DATE: 05/13/2008
ISSUER: 844030106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
GEORGE L. LINDEMANN Management For For
MICHAL BARZUZA Management For For
DAVID BRODSKY Management For For
FRANK W. DENIUS Management For For
KURT A. GITTER, M.D. Management For For
HERBERT H. JACOBI Management For For
ADAM M. LINDEMANN Management For For
THOMAS N. MCCARTER, III Management For For
GEORGE ROUNTREE, III Management For For
ALLAN D. SCHERER Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS SOUTHERN UNION S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2008.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 116 of 178
THE FAIRCHILD CORPORATION FA ANNUAL MEETING DATE: 05/13/2008
ISSUER: 303698104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
DIDIER CHOIX Management For For
ROBERT E. EDWARDS Management For For
ANDREA GOREN Management For For
DANIEL LEBARD Management For For
GLENN MYLES Management For For
PHILIP S. SASSOWER Management For For
ERIC I. STEINER Management For For
JEFFREY J. STEINER Management For For
MICHAEL J. VANTUSKO Management For For
THE MCCLATCHY COMPANY MNI ANNUAL MEETING DATE: 05/13/2008
ISSUER: 579489105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
ELIZABETH BALLANTINE Management For For
K. FOLEY FELDSTEIN Management For For
S. DONLEY RITCHEY Management For For
FREDERICK R. RUIZ Management For For
02 TO APPROVE THE AMENDED AND RESTATED 2004 STOCK Management Against Against
INCENTIVE PLAN.
03 TO APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED Management For For
LONG-TERM INCENTIVE PLAN.
04 TO APPROVE THE AMENDED AND RESTATED CEO BONUS Management For For
PLAN.
05 TO APPROVE THE AMENDED AND RESTATED EMPLOYEE Management For For
STOCK PURCHASE PLAN.
06 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS MCCLATCHY S INDEPENDENT AUDITORS FOR THE
2008 FISCAL YEAR.
BIOLASE TECHNOLOGY, INC. BLTI ANNUAL MEETING DATE: 05/14/2008
ISSUER: 090911108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
1A ELECTION OF DIRECTOR: ROBERT M. ANDERTON, DDS Management For For
1B ELECTION OF DIRECTOR: GEORGE V. D ARBELOFF Management For For
1C ELECTION OF DIRECTOR: DANIEL S. DURRIE, M.D. Management For For
1D ELECTION OF DIRECTOR: NEIL J. LAIRD Management For For
1E ELECTION OF DIRECTOR: JAMES R. LARGENT Management For For
1F ELECTION OF DIRECTOR: FEDERICO PIGNATELLI Management For For
1G ELECTION OF DIRECTOR: JAKE ST. PHILIP Management For For
02 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 117 of 178
CHEMTURA CORPORATION CEM ANNUAL MEETING DATE: 05/14/2008
ISSUER: 163893100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
NIGEL D.T. ANDREWS Management For For
ROBERT A. FOX Management For For
MARTIN M. HALE Management For For
C.A. (LANCE) PICCOLO Management For For
BRUCE F. WESSON Management For For
ROBERT L. WOOD Management For For
02 PROPOSAL TO RATIFY CHEMTURA CORPORATION S SELECTION Management For For
FOR THE CALENDAR YEAR 2008 OF KPMG LLP AS ITS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
CONSOLIDATED WATER COMPANY LIMITED CWCO ANNUAL MEETING DATE: 05/14/2008
ISSUER: G23773107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
CARSON K. EBANKS Management For For
RICHARD L. FINLAY Management For For
CLARENCE B. FLOWERS JR. Management For For
FREDERICK W. MCTAGGART Management For For
JEFFREY M. PARKER Management For For
02 TO APPROVE THE COMPANY S 2008 EQUITY INCENTIVE Management Against Against
PLAN.
03 TO APPROVE THE INCREASE IN THE SHARE CAPITAL Management For For
OF THE COMPANY TO CI $ 12,500,000 DIVIDEND INTO
24,800,000 ORDINARY SHARES AND 200,000 REDEEMABLE
PREFERENCE SHARES.
04 TO RATIFY THE SELCTION OF RACHLIN LLP AS THE Management For For
INDEPENDENT ACCOUNTANTS FOR FISCAL YEAR ENDING
DECEMBER 31, 2008.
CORE MOLDING TECHNOLOGIES, INC. CMT ANNUAL MEETING DATE: 05/14/2008
ISSUER: 218683100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
KEVIN L. BARNETT Management For For
THOMAS R. CELLITTI Management For For
JAMES F. CROWLEY Management For For
RALPH O. HELLMOLD Management For For
MALCOLM M. PRINE Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 118 of 178
HENRY SCHEIN, INC. HSIC ANNUAL MEETING DATE: 05/14/2008
ISSUER: 806407102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
STANLEY M. BERGMAN Management For For
GERALD A. BENJAMIN Management For For
JAMES P. BRESLAWSKI Management For For
MARK E. MLOTEK Management For For
STEVEN PALADINO Management For For
BARRY J. ALPERIN Management For For
PAUL BRONS Management For For
M.A. HAMBURG, M.D. Management For For
DONALD J. KABAT Management For For
PHILIP A. LASKAWY Management For For
KARYN MASHIMA Management For For
NORMAN S. MATTHEWS Management For For
LOUIS W. SULLIVAN, M.D. Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF BDO SEIDMAN, Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 27, 2008.
MONACO COACH CORPORATION MNC ANNUAL MEETING DATE: 05/14/2008
ISSUER: 60886R103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
KAY L. TOOLSON Management For For
RICHARD A. ROUSE Management For For
DANIEL C. USTIAN Management For For
02 TO APPROVE THE 2007 EMPLOYEE STOCK PURCHASE PLAN. Management For For
03 TO APPROVE THE AMENDED AND RESTATED EXECUTIVE Management For For
VARIABLE COMPENSATION PLAN.
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2008 FISCAL YEAR.
NEXTWAVE WIRELESS INC WAVE ANNUAL MEETING DATE: 05/14/2008
ISSUER: 65337Y102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
JACK ROSEN Management For For
WILLIAM J. JONES Management For For
02 APPROVE THE ISSUANCE OF UP TO 7.5 MILLION SHARES Management Against Against
OF OUR COMMON STOCK TO THE FORMER STOCKHOLDERS
OF IPWIRELESS INC. AND PARTICIPANTS IN THE IPWIRELESS,
INC. EMPLOYEE INCENTIVE PLAN IN RESPECT OF ANY
FUTURE EARN-OUT PAYMENTS UNDER THE MERGER AGREEMENT
PURSUANT TO WHICH NEXTWAVE ACQUIRED IPWIRELESS.
03 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
TO AUDIT THE CONSOLIDATED FINANCIAL STATEMENTS
OF NEXTWAVE AND ITS SUBSIDIARIES FOR THE YEAR
ENDING DECEMBER 27, 2008.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 119 of 178
PALOMAR MEDICAL TECHNOLOGIES, INC. PMTI ANNUAL MEETING DATE: 05/14/2008
ISSUER: 697529303 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
JOSEPH P. CARUSO Management For For
JEANNE COHANE Management For For
NICHOLAS P. ECONOMOU Management For For
JAMES G. MARTIN Management For For
A. NEIL PAPPALARDO Management For For
LOUIS P. VALENTE Management For For
02 TO RATIFY ERNST & YOUNG LLP AS THE COMPANY S Management For For
INDEPENDENT AUDITORS FOR FISCAL 2008.
03 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For
COME BEFORE THE MEETING.
PETROQUEST ENERGY, INC. PQ ANNUAL MEETING DATE: 05/14/2008
ISSUER: 716748108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
CHARLES T. GOODSON Management For For
WILLIAM W. RUCKS, IV Management For For
E. WAYNE NORDBERG Management For For
MICHAEL L. FINCH Management For For
W.J. GORDON, III Management For For
C.F. MITCHELL, II, M.D. Management For For
02 VOTE TO APPROVE AN AMENDMENT TO OUR CERTIFICATE Management For For
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK FROM 75,000,000 TO 150,000,000.
03 VOTE TO ADOPT THE AMENDED AND RESTATED 1998 INCENTIVE Management For For
PLAN.
04 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
SL INDUSTRIES, INC. SLI ANNUAL MEETING DATE: 05/14/2008
ISSUER: 784413106 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 120 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management
GLEN M. KASSAN Management For For
J. DWANE BAUMGARDNER Management For For
JAMES R. HENDERSON Management Withheld Against
JOHN H. MCNAMARA, JR. Management For For
MARK E. SCHWARZ Management Withheld Against
AVRUM GRAY Management For For
JAMES A. RISHER Management For For
02 APPROVAL OF 2008 INCENTIVE STOCK PLAN. Management For For
03 RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON Management For For
LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF
THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2008.
UNITED-GUARDIAN, INC. UG ANNUAL MEETING DATE: 05/14/2008
ISSUER: 910571108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
DR. ALFRED R. GLOBUS Management For For
HENRY P. GLOBUS Management For For
ROBERT S. RUBINGER Management For For
KENNETH H. GLOBUS Management For For
LAWRENCE F. MAIETTA Management For For
ARTHUR M. DRESNER Management For For
ANDREW A. BOCCONE Management For For
C.W. NOLAN, SR. Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF EISNER Management For For
LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF
THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2007.
WATTS WATER TECHNOLOGIES, INC. WTS ANNUAL MEETING DATE: 05/14/2008
ISSUER: 942749102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
ROBERT L. AYERS Management For For
RICHARD J. CATHCART Management For For
TIMOTHY P. HORNE Management For For
RALPH E. JACKSON, JR. Management For For
KENNETH J. MCAVOY Management For For
JOHN K. MCGILLICUDDY Management For For
GORDON W. MORAN Management For For
DANIEL J. MURPHY, III Management For For
PATRICK S. O'KEEFE Management For For
02 TO APPROVE THE COMPANY S EXECUTIVE INCENTIVE Management For For
BONUS PLAN.
03 TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY Management For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE CURRENT FISCAL YEAR.
WRIGHT MEDICAL GROUP, INC. WMGI ANNUAL MEETING DATE: 05/14/2008
ISSUER: 98235T107 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 121 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
GARY D. BLACKFORD Management For For
MARTIN J. EMERSON Management For For
LAWRENCE W. HAMILTON Management For For
GARY D. HENLEY Management For For
JOHN L. MICLOT Management For For
AMY S. PAUL Management For For
ROBERT J. QUILLINAN Management For For
DAVID D. STEVENS Management For For
JAMES T. TREACE Management For For
02 TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT Management For For
AUDITOR FOR 2008.
03 TO APPROVE THE AMENDMENT TO OUR FOURTH AMENDED Management Against Against
AND RESTATED 1999 EQUITY INCENTIVE PLAN TO (A)
INCREASE BY 700,000 THE NUMBER OF SHARES OF COMMON
STOCK AVAILABLE FOR AWARDS THEREUNDER AND (B)
MAKE CERTAIN ADMINISTRATIVE CHANGES TO THE PLAN.
YAMANA GOLD INC. AUY SPECIAL MEETING DATE: 05/14/2008
ISSUER: 98462Y100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
A IN RESPECT OF THE INCREASE IN THE MAXIMUM NUMBER Management For For
OF DIRECTORS FROM 10 TO 15
B DIRECTOR Management For
PETER MARRONE Management For For
VICTOR H. BRADLEY Management For For
PATRICK J. MARS Management For For
JUVENAL MESQUITA FILHO Management For For
ANTENOR F. SILVA, JR. Management For For
NIGEL LEES Management For For
DINO TITARO Management For For
JOHN BEGEMAN Management For For
ROBERT HORN Management For For
RICHARD GRAFF Management For For
CARL RENZONI Management For For
C IN RESPECT OF THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS AUDITORS
D IN RESPECT OF THE ADOPTION OF THE RESTRICTED Management For For
SHARE UNIT PLAN
E IN RESPECT OF THE CONFIRMATION OF THE NEW GENERAL Management For For
BY-LAW.
ALIGN TECHNOLOGY, INC. ALGN ANNUAL MEETING DATE: 05/15/2008
ISSUER: 016255101 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 122 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
DAVID E. COLLINS Management For For
JOSEPH LACOB Management For For
C. RAYMOND LARKIN, JR. Management For For
GEORGE J. MORROW Management For For
THOMAS M. PRESCOTT Management For For
GREG J. SANTORA Management For For
WARREN S. THALER Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS ALIGN TECHNOLOGY, INC S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2008.
ATLANTIC TELE-NETWORK, INC. ATNI ANNUAL MEETING DATE: 05/15/2008
ISSUER: 049079205 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
MARTIN L. BUDD Management For For
THOMAS V. CUNNINGHAM Management For For
CORNELIUS B. PRIOR, JR. Management For For
MICHAEL T. PRIOR Management For For
CHARLES J. ROESSLEIN Management For For
BRIAN A. SCHUCHMAN Management For For
HENRY U. WHEATLEY Management For For
02 APPROVAL OF THE 2008 EQUITY INCENTIVE PLAN Management Against Against
03 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT AUDITORS FOR 2008
BOYD GAMING CORPORATION BYD ANNUAL MEETING DATE: 05/15/2008
ISSUER: 103304101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
ROBERT L. BOUGHNER Management For For
WILLIAM R. BOYD Management For For
WILLIAM S. BOYD Management For For
THOMAS V. GIRARDI Management For For
MARIANNE BOYD JOHNSON Management For For
LUTHER W. MACK, JR. Management For For
MICHAEL O. MAFFIE Management For For
BILLY G. MCCOY Management For For
FREDERICK J. SCHWAB Management For For
KEITH E. SMITH Management For For
PETER M. THOMAS Management For For
VERONICA J. WILSON Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2008.
03 TO APPROVE AN AMENDMENT TO THE COMPANY S 2002 Management Against Against
STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF
SHARES OF THE COMPANY S COMMON STOCK SUBJECT
TO THE 2002 STOCK INCENTIVE PLAN FROM 12,000,000
SHARES TO 17,000,000 SHARES.
CITIZENS COMMUNICATIONS COMPANY CZN ANNUAL MEETING DATE: 05/15/2008
ISSUER: 17453B101 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 123 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
KATHLEEN Q. ABERNATHY Management For For
LEROY T. BARNES, JR. Management For For
PETER C.B. BYNOE Management For For
MICHAEL T. DUGAN Management For For
JERI B. FINARD Management For For
LAWTON WEHLE FITT Management For For
WILLIAM M. KRAUS Management For For
HOWARD L. SCHROTT Management For For
LARRAINE D. SEGIL Management For For
DAVID H. WARD Management For For
MYRON A. WICK, III Management For For
MARY AGNES WILDEROTTER Management For For
02 TO ADOPT AN AMENDMENT TO THE COMPANY S RESTATED Management For For
CERTIFICATE OF INCORPORATION TO CHANGE THE COMPANY
S NAME TO FRONTIER COMMUNICATIONS CORPORATION.
03 TO ADOPT AN AMENDMENT TO THE COMPANY S RESTATED Management For For
CERTIFICATE OF INCORPORATION TO REPLACE THE ENUMERATED
PURPOSES CLAUSE WITH A GENERAL PURPOSES CLAUSE.
04 TO CONSIDER AND VOTE UPON A STOCKHOLDER PROPOSAL, Management Against For
IF PRESENTED AT THE MEETING.
05 TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008.
CONMED CORPORATION CNMD ANNUAL MEETING DATE: 05/15/2008
ISSUER: 207410101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
EUGENE R. CORASANTI Management For For
JOSEPH J. CORASANTI Management For For
BRUCE F. DANIELS Management For For
JO ANN GOLDEN Management For For
STEPHEN M. MANDIA Management For For
STUART J. SCHWARTZ Management For For
MARK E. TRYNISKI Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT ACCOUNTANTS FOR THE COMPANY
FOR 2008.
CONNECTICUT WATER SERVICE, INC. CTWS ANNUAL MEETING DATE: 05/15/2008
ISSUER: 207797101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
MARY ANN HANLEY Management For For
MARK G. KACHUR Management For For
DAVID A. LENTINI Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS,
AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER
31, 2008.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 124 of 178
DUFF & PHELPS CORPORATION DUF ANNUAL MEETING DATE: 05/15/2008
ISSUER: 26433B107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
NOAH GOTTDIENER Management For For
GERARD CREAGH Management For For
ROBERT BELKE Management For For
PETER CALAMARI Management For For
WILLIAM CARAPEZZI Management For For
HARVEY KRUEGER Management For For
SANDER LEVY Management For For
JEFFREY LOVELL Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
EXACTECH, INC. EXAC ANNUAL MEETING DATE: 05/15/2008
ISSUER: 30064E109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
WILLIAM B. LOCANDER Management For For
JAMES G. BINCH Management For For
DAVID PETTY Management For For
R.H. DONNELLEY CORPORATION RHD ANNUAL MEETING DATE: 05/15/2008
ISSUER: 74955W307 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
1A ELECTION OF DIRECTOR: MICHAEL P. CONNORS Management For For
1B ELECTION OF DIRECTOR: THOMAS J. REDDIN Management For For
1C ELECTION OF DIRECTOR: DAVID M. VEIT Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2008.
03 APPROVAL OF THE EXCHANGE PROGRAM PROPOSAL. Management Against Against
04 STOCKHOLDER PROPOSAL REGARDING CLASSIFIED BOARD Shareholder Against For
STRUCTURE.
05 MANAGEMENT PROPOSAL TO AMEND THE COMPANY S CERTIFICATE Management For For
OF INCORPORATION IN ORDER TO DECLASSIFY ITS BOARD.
SINCLAIR BROADCAST GROUP, INC. SBGI ANNUAL MEETING DATE: 05/15/2008
ISSUER: 829226109 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 125 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
DAVID D. SMITH Management For For
FREDERICK G. SMITH Management For For
J. DUNCAN SMITH Management For For
ROBERT E. SMITH Management For For
BASIL A. THOMAS Management For For
LAWRENCE E. MCCANNA Management For For
DANIEL C. KEITH Management For For
MARTIN R. LEADER Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2008.
03 APPROVAL OF THE AMENDMENT TO THE EMPLOYEE STOCK Management For For
PURCHASE PLAN EXTENDING THE TERM OF THE PLAN INDEFINITELY.
STANDARD MOTOR PRODUCTS, INC. SMP ANNUAL MEETING DATE: 05/15/2008
ISSUER: 853666105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
ROBERT M. GERRITY Management For For
PAMELA FORBES LIEBERMAN Management For For
ARTHUR S. SILLS Management For For
LAWRENCE I. SILLS Management For For
PETER J. SILLS Management For For
FREDERICK D. STURDIVANT Management For For
WILLAM H. TURNER Management For For
RICHARD S. WARD Management For For
ROGER M. WIDMANN Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT THORNTON Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2008.
TOREADOR RESOURCES CORPORATION TRGL ANNUAL MEETING DATE: 05/15/2008
ISSUER: 891050106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
ALAN BELL Management For For
DAVID M. BREWER Management For For
PETER L. FALB Management For For
NIGEL J. LOVETT Management For For
JOHN MARK MCLAUGHLIN Management For For
NICHOLAS ROSTOW Management For For
H.C. WILLIAMSON III Management For For
02 PROPOSAL TO APPROVE THE AMENDMENT TO THE 2005 Management For For
LONG-TERM INCENTIVE PLAN.
03 RATIFICATION OF THE SELECTION OF GRANT THORNTON, Management For For
LLP AS INDEPENDENT AUDITORS FOR THE YEAR 2008.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 126 of 178
TYLER TECHNOLOGIES, INC. TYL ANNUAL MEETING DATE: 05/15/2008
ISSUER: 902252105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
DONALD R. BRATTAIN Management For For
J. LUTHER KING, JR. Management For For
JOHN S. MARR, JR. Management For For
G. STUART REEVES Management For For
MICHAEL D. RICHARDS Management For For
DUSTIN R. WOMBLE Management For For
JOHN M. YEAMAN Management For For
02 AMENDMENT TO THE TYLER STOCK OPTION PLAN. Management Against Against
03 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
AUDITORS.
WESTAR ENERGY, INC. WR ANNUAL MEETING DATE: 05/15/2008
ISSUER: 95709T100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
MOLLIE H. CARTER Management For For
JERRY B. FARLEY Management For For
ARTHUR B. KRAUSE Management For For
WILLIAM B. MOORE Management For For
02 RATIFICATION AND CONFIRMATION OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2008.
CMS ENERGY CORPORATION CMS ANNUAL MEETING DATE: 05/16/2008
ISSUER: 125896100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
MERRIBEL S. AYRES, Management For For
JON E. BARFIELD, Management For For
RICHARD M. GABRYS, Management For For
DAVID W. JOOS, Management For For
PHILIP R. LOCHNER, JR., Management For For
MICHAEL T. MONAHAN, Management For For
J.F. PAQUETTE, JR., Management For For
PERCY A. PIERRE, Management For For
KENNETH L. WAY, Management For For
KENNETH WHIPPLE Management For For
JOHN B. YASINSKY. Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 127 of 178
ICU MEDICAL, INC. ICUI ANNUAL MEETING DATE: 05/16/2008
ISSUER: 44930G107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
JOHN J. CONNORS Management For For
M.T KOVALCHIK, III, M.D Management For For
JOSEPH R. SAUCEDO Management For For
02 PROPOSAL TO APPROVE PERFORMANCE-BASED BONUSES Management For For
FOR EXECUTIVE OFFICERS
OCEANEERING INTERNATIONAL, INC. OII ANNUAL MEETING DATE: 05/16/2008
ISSUER: 675232102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
T. JAY COLLINS Management For For
D. MICHAEL HUGHES Management For For
02 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For For
INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF CAPITAL STOCK FROM 93,000,000 TO 183,000,000
AND INCREASE THE NUMBER OF AUTHORIZED SHARES
OF COMMON STOCK FROM 90,000,000 TO 180,000,000.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR
ENDING DECEMBER 31, 2008.
REPUBLIC SERVICES, INC. RSG ANNUAL MEETING DATE: 05/16/2008
ISSUER: 760759100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
JAMES E. O'CONNOR Management For For
HARRIS W. HUDSON Management For For
JOHN W. CROGHAN Management For For
W. LEE NUTTER Management For For
RAMON A. RODRIGUEZ Management For For
ALLAN C. SORENSEN Management For For
MICHAEL W. WICKHAM Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS
FOR 2008.
TRIDENT MICROSYSTEMS, INC. TRID SPECIAL MEETING DATE: 05/16/2008
ISSUER: 895919108 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 128 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 TO APPROVE AN AMENDMENT TO INCREASE THE MAXIMUM Management Against Against
NUMBER OF SHARES OF COMMON STOCK THAT MAY BE
ISSUED UNDER OUR 2006 EQUITY INCENTIVE PLAN BY
4 MILLION SHARES.
CHEMED CORPORATION CHE ANNUAL MEETING DATE: 05/19/2008
ISSUER: 16359R103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
EDWARD L. HUTTON Management For For
KEVIN J. MCNAMARA Management For For
JOEL F. GEMUNDER Management For For
PATRICK P. GRACE Management For For
THOMAS C. HUTTON Management For For
WALTER L. KREBS Management For For
SANDRA E. LANEY Management For For
ANDREA R. LINDELL Management For For
TIMOTHY S. O'TOOLE Management For For
DONALD E. SAUNDERS Management For For
GEORGE J. WALSH III Management For For
FRANK E. WOOD Management For For
02 TO RATIFY THE SELECTION OF INDEPENDENT ACCOUNTANTS Management For For
BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS.
DEXCOM INC DXCM ANNUAL MEETING DATE: 05/19/2008
ISSUER: 252131107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
SEAN D. CARNEY Management For For
03 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Management For For
OF OUR BOARD OF DIRECTORS OF ERNST & YOUNG LLP
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
02 TO AMEND TO OUR 2005 EQUITY INCENTIVE PLAN TO Management Against Against
INCREASE THE NUMBER OF AUTHORIZED SHARES UNDER
THE PLAN BY 1,250,000.
INSITUFORM TECHNOLOGIES, INC. INSU Contested ANNUAL MEETING DATE: 05/19/2008
ISSUER: 457667103 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 129 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 ADOPTION OF A RESOLUTION AMENDING THE COMPANY Management For *Management Position Unknown
S AMENDED AND RESTATED BY-LAWS TO FIX THE NUMBER
OF DIRECTORS TO SIX.
02 DIRECTOR: Management For
SEN. ALFONSE M. D'AMATO Management For *Management Position Unknown
MR. DISQUE D. DEANE, JR Management For *Management Position Unknown
MR. MATTHEW J. DISERIO Management For *Management Position Unknown
MR. RICHARD ONSES Management For *Management Position Unknown
MR. N.W. VANDE STEEG Management For *Management Position Unknown
03 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For *Management Position Unknown
INDEPENDENT ACCOUNTANTS FOR 2008.
ADAMS GOLF, INC. ADGF ANNUAL MEETING DATE: 05/20/2008
ISSUER: 006228209 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
JOHN M. GREGORY Management For For
ROBERT D. ROGERS Management For For
02 DIRECTORS PROPOSAL - RATIFY THE APPOINTMENT Management For For
OF KBA GROUP LLP AS THE COMPANY S INDEPENDENT
AUDITORS FOR 2008.
CAVALIER HOMES, INC. CAV ANNUAL MEETING DATE: 05/20/2008
ISSUER: 149507105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
T.A. BROUGHTON, III Management For For
BARRY B. DONNELL Management For For
LEE ROY JORDAN Management For For
DAVID A. ROBERSON Management For For
BOBBY TESNEY Management For For
J. DON WILLIAMS Management For For
02 PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT Management For For
OF CARR, RIGGS & INGRAM, LLC AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR CAVALIER HOMES, INC.
FLUSHING FINANCIAL CORPORATION FFIC ANNUAL MEETING DATE: 05/20/2008
ISSUER: 343873105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
MICHAEL J. HEGARTY Management For For
JOHN J. MCCABE Management For For
DONNA M. O'BRIEN Management For For
MICHAEL J. RUSSO Management For For
02 APPROVAL OF AN AMENDMENT TO THE COMPANY S 2005 Management Against Against
OMNIBUS INCENTIVE PLAN.
03 RATIFICATION OF APPOINTMENT OF GRANT THORNTON, Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR YEAR ENDING DECEMBER 31, 2008.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 130 of 178
GRAFTECH INTERNATIONAL LTD. GTI ANNUAL MEETING DATE: 05/20/2008
ISSUER: 384313102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
MARY B. CRANSTON Management For For
HAROLD E. LAYMAN Management For For
FERRELL P. MCCLEAN Management For For
MICHAEL C. NAHL Management For For
FRANK A. RIDDICK III Management For For
CRAIG S. SHULAR Management For For
GREATBATCH INC. GB ANNUAL MEETING DATE: 05/20/2008
ISSUER: 39153L106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
PAMELA G. BAILEY Management For For
THOMAS J. HOOK Management For For
KEVIN C. MELIA Management For For
DR. J.A. MILLER, JR. Management For For
BILL R. SANFORD Management For For
PETER H. SODERBERG Management For For
WILLIAM B. SUMMERS, JR. Management For For
JOHN P. WAREHAM Management For For
DR. H.S. WISNIEWSKI Management For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR GREATBATCH, INC. FOR FISCAL YEAR 2008.
LABRANCHE & CO INC. LAB ANNUAL MEETING DATE: 05/20/2008
ISSUER: 505447102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
STUART M. ROBBINS Management For For
ROBERT E. TORRAY Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For
AS LABRANCHE S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2008.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 131 of 178
MARTHA STEWART LIVING OMNIMEDIA, INC. MSO ANNUAL MEETING DATE: 05/20/2008
ISSUER: 573083102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
CHARLOTTE BEERS Management For For
RICK BOYKO Management For For
MICHAEL GOLDSTEIN Management For For
CHARLES A. KOPPELMAN Management For For
SUSAN LYNE Management For For
THOMAS C. SIEKMAN Management For For
TODD SLOTKIN Management For For
02 A PROPOSAL TO APPROVE THE MARTHA STEWART LIVING Management Against Against
OMNIMEDIA, INC. OMNIBUS STOCK AND OPTION COMPENSATION
PLAN.
NATIONAL PRESTO INDUSTRIES, INC. NPK ANNUAL MEETING DATE: 05/20/2008
ISSUER: 637215104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
MELVIN S. COHEN Management For For
JOSEPH G. STIENESSEN Management For For
PARK-OHIO HOLDINGS CORP. PKOH ANNUAL MEETING DATE: 05/20/2008
ISSUER: 700666100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
EDWARD F. CRAWFORD Management For For
KEVIN R. GREENE Management For For
DAN T. MOORE III Management For For
PINNACLE ENTERTAINMENT, INC. PNK ANNUAL MEETING DATE: 05/20/2008
ISSUER: 723456109 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 132 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 PROPOSAL TO AMEND THE COMPANY S 2005 EQUITY AND Management Against Against
PERFORMANCE INCENTIVE PLAN.
01 DIRECTOR Management For
DANIEL R. LEE Management For For
STEPHEN C. COMER Management For For
JOHN V. GIOVENCO Management For For
RICHARD J. GOEGLEIN Management For For
ELLIS LANDAU Management For For
BRUCE A. LESLIE Management For For
JAMES L. MARTINEAU Management For For
MICHAEL ORNEST Management For For
LYNN P. REITNOUER Management For For
05 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR THE 2008 FISCAL YEAR.
04 PROPOSAL TO AMEND THE COMPANY S AMENDED AND RESTATED Management Against Against
DIRECTORS DEFERRED COMPENSATION PLAN.
03 PROPOSAL TO RE-APPROVE THE PERFORMANCE-BASED Management For For
COMPENSATION PROVISIONS OF THE COMPANY S 2005
EQUITY AND PERFORMANCE INCENTIVE PLAN.
RUSH ENTERPRISES, INC. RUSHB ANNUAL MEETING DATE: 05/20/2008
ISSUER: 781846308 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
W. MARVIN RUSH Management For For
W.M. "RUSTY" RUSH Management For For
RONALD J. KRAUSE Management For For
JAMES C. UNDERWOOD Management For For
HAROLD D. MARSHALL Management For For
THOMAS A. AKIN Management For For
02 PROPOSAL TO APPROVE THE ADOPTION OF THE AMENDED Management For For
AND RESTATED 2006 NON-EMPLOYEE DIRECTOR STOCK
PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP TO SERVE AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2008.
THORATEC CORPORATION THOR ANNUAL MEETING DATE: 05/20/2008
ISSUER: 885175307 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
NEIL F. DIMICK Management For For
J. DONALD HILL Management For For
GERHARD F. BURBACH Management For For
HOWARD E. CHASE Management For For
J. DANIEL COLE Management For For
STEVEN H. COLLIS Management For For
ELISHA W. FINNEY Management For For
D. KEITH GROSSMAN Management For For
DANIEL M. MULVENA Management For For
02 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Management Against Against
THE THORATEC CORPORATION 2006 INCENTIVE STOCK
PLAN.
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR ITS FISCAL YEAR ENDING JANUARY 3, 2009.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 133 of 178
BERU AG, LUDWIGSBURG BRUXF.PK AGM Meeting Date: 05/21/2008
ISSUER: D1015D108 ISIN: DE0005072102
SEDOL: B28FFK5, 5340314
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
* PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS Non-Voting *Management Position Unknown
MEETING IS 30 APR 2008, WHEREAS THE MEETING HAS
BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS
DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS
REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW.
THANK YOU
* AS A CONDITION OF VOTING, GERMAN MARKET REGULATIONS Non-Voting *Management Position Unknown
REQUIRE THAT YOU DISCLOSEWHETHER YOU HAVE A CONTROLLING
OR PERSONAL INTEREST IN THIS COMPANY. SHOULD
EITHER BE THE CASE, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE SO THAT WE MAY LODGE YOUR
INSTRUCTIONS ACCORDINGLY. IF YOU DO NOT HAVE
A CONTROLLING OR PERSONAL INTEREST, SUBMIT YOUR
VOTE AS NORMAL. THANK YOU
1. PRESENTATION OF THE FINANCIAL STATEMENTS AND Non-Voting *Management Position Unknown
ANNUAL REPORT FOR THE 2007 FY WITH THE REPORT
OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL
STATEMENTS AND ANNUAL REPORT, AND THE REPORT
PURSUANT TO SECTIONS 289(4) AND 315(4) OF THE
GERMAN COMMERCIAL CODE
2. RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE Management For For
PROFIT OF EUR 11,000,000AS FOLLOWS: PAYMENT OF
A DIVIDEND OF EUR 1.10 PER SHARE EX-DIVIDEND
AND PAYABLE DATE: 22 MAY 2008
3. RATIFICATION OF THE ACTS OF THE BOARD OF MANAGING Management For For
DIRECTORS
4. RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD Management For For
5. APPOINTMENT OF AUDITORS FOR THE 2008 FY: KPMG, Management For For
BERLIN
8. APPROVAL OF THE CONTROL AND PROFIT TRANSFER AGREEMENT Management For For
WITH BERU ELECTRONICS GBMH, A WHOLLY OWNED SUBSIDIARY
OF THE COMPANY, EFFECTIVE FOR AN INITIAL PERIOD
OF 5 YEARS
6. AUTHORIZATION TO ACQUIRE OWN SHARES THE COMPANY Management For For
SHALL BE AUTHORIZED TO ACQUIRE OWN SHARES OF
UP TO 10% OF ITS SHARE CAPITAL, AT PRICES NO
T DEVIATING MORE THAN 20% FROM THE MARKET PRICE,
ON OR BEFORE 31 OCT 2009, THE BOARD OF MANAGING
DIRECTORS SHALL BE AUTHORIZED TO SELL THE SHARES
ON THE STOCK EXCHANGE, TO OFFER THE SHARES TO
THE SHAREHOLDERS, AND TO RETIRE THE SHARES.
7. APPROVAL OF THE CONTROL AND PROFIT TRANSFER AGREEMENT Management For For
WITH BORG WARNER GERMANY GMBH THE COMPANY SHALL
TRANSFER ITS MANAGEMENT AND ITS ENTIRE PROFITS
TO BORGWARNER GERMANY GMBH, FOR AN INITIAL PERIOD
OF 5 YEARS FROM THE ENTRY OF THIS AGREEMENT IN
THE COMPANY S COMMERCIAL REGISTER, AS COMPENSATION
FOR THE TRANSFER, THE OUTSIDE SHAREHOLDERS OF
THE COMPANY SHALL RECEIVE ANNUAL COMPENSATION
OF EUR 4.73 PER SHARE FOR THE DURATION OF THE
AGREEMENT, THE CONTROLLING COMPANY SHALL ALSO
BE OBLIGED TO ACQUIRE THE SHARES OF ANY OUTSIDE
SHAREHOLDER, UPON REQUEST AND FREE OF CHARGE,
AGAINST CASH CONSIDERATION OF EUR 71.32 PER SHARE
9. AMENDMENT TO SECTION 10 OF THE ARTICLES OF ASSOCIATION Management For For
THE VARIABLE SUPERVISORY BOARD REMUNERATION SHALL
BE REVOKED, THE FIXED REMUNERATION BEING INCREASED
TO EUR 28,000 PER MEMBER PER YEAR, THE CHAIRMAN
SHALL RECEIVE 3.5 TIMES THE AMOUNT
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 134 of 178
COMMUNICATIONS SYSTEMS, INC. JCS ANNUAL MEETING DATE: 05/21/2008
ISSUER: 203900105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
EDWIN C. FREEMAN Management For For
LUELLA GROSS GOLDBERG Management For For
RANDALL D. SAMPSON Management For For
CORN PRODUCTS INTERNATIONAL, INC. CPO ANNUAL MEETING DATE: 05/21/2008
ISSUER: 219023108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
RICHARD J. ALMEIDA Management For For
GREGORY B. KENNY Management For For
JAMES M. RINGLER Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTANTS FIRM FOR THE COMPANY
FOR 2008.
DENNY'S CORPORATION DENN ANNUAL MEETING DATE: 05/21/2008
ISSUER: 24869P104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
1A ELECTION OF DIRECTOR: VERA K. FARRIS Management For For
1B ELECTION OF DIRECTOR: BRENDA J. LAUDERBACK Management For For
1C ELECTION OF DIRECTOR: NELSON J. MARCHIOLI Management For For
1D ELECTION OF DIRECTOR: ROBERT E. MARKS Management For For
1E ELECTION OF DIRECTOR: MICHAEL MONTELONGO Management For For
1F ELECTION OF DIRECTOR: LOUIS P. NEEB Management For For
1G ELECTION OF DIRECTOR: DONALD C. ROBINSON Management For For
1H ELECTION OF DIRECTOR: DONALD R. SHEPHERD Management For For
1I ELECTION OF DIRECTOR: DEBRA SMITHART-OGLESBY Management For For
02 A PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF DENNY S CORPORATION AND ITS SUBSIDIARIES
FOR THE YEAR ENDING DECEMBER 31, 2008
03 A PROPOSAL TO APPROVE THE DENNY S CORPORATION Management Against Against
2008 OMNIBUS INCENTIVE PLAN.
INTERACTIVE DATA CORPORATION IDC ANNUAL MEETING DATE: 05/21/2008
ISSUER: 45840J107 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 135 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
STUART J. CLARK Management For For
MYRA R. DRUCKER Management For For
WILLIAM T. ETHRIDGE Management For For
RONA A. FAIRHEAD Management For For
DONALD P. GREENBERG Management For For
CASPAR J.A. HOBBS Management For For
PHILIP J. HOFFMAN Management For For
ROBERT C. LAMB, JR. Management For For
CARL SPIELVOGEL Management For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDED DECEMBER 31, 2008.
03 APPROVE THE AMENDMENTS TO OUR 2000 LONG-TERM Management Against Against
INCENTIVE PLAN.
04 APPROVE OUR EXECUTIVE INCENTIVE PLAN. Management For For
LENOX GROUP, INC. LNX ANNUAL MEETING DATE: 05/21/2008
ISSUER: 526262100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
JAMES E. BLOOM Management For For
GLENDA B. GLOVER Management For For
CHARLES N. HAYSSEN Management For For
STEWART M. KASEN Management For For
REATHA CLARK KING Management For For
DOLORES A. KUNDA Management For For
JOHN VINCENT WEBER Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2008
MIDDLESEX WATER COMPANY MSEX ANNUAL MEETING DATE: 05/21/2008
ISSUER: 596680108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
J.R. MIDDLETON, M.D. Management For For
JEFFRIES SHEIN Management For For
J. RICHARD TOMPKINS Management For For
02 APPROVAL OF THE NEW 2008 RESTRICTED STOCK PLAN. Management For For
03 APPROVAL OF THE OUTSIDE DIRECTOR STOCK COMPENSATION Management For For
PLAN.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 136 of 178
PRIMEDIA INC. PRM ANNUAL MEETING DATE: 05/21/2008
ISSUER: 74157K846 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31,
2008.
01 DIRECTOR Management For
DAVID A. BELL Management For For
BEVERLY C. CHELL Management For For
DANIEL T. CIPORIN Management For For
MEYER FELDBERG Management For For
PERRY GOLKIN Management For For
H. JOHN GREENIAUS Management For For
DEAN B. NELSON Management For For
KEVIN J. SMITH Management For For
THOMAS C. UGER Management For For
SMART BALANCE INC SMBL ANNUAL MEETING DATE: 05/21/2008
ISSUER: 83169Y108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
WILLIAM E. HOOPER Management For For
GERALD J. LABER Management For For
JAMES B. LEIGHTON Management For For
02 TO RATIFY THE APPOINTMENT OF EHRHARDT KEEFE STEINER Management For For
& HOTTMAN PC AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2008.
03 TO CONSIDER AND VOTE ON A PROPOSED AMENDMENT Management Against Against
TO THE COMPANY S STOCK AND AWARDS PLAN TO INCREASE
THE NUMBER OF SHARES AVAILABLE FOR AWARD BY 2,500,000
SHARES TO A TOTAL OF 12,150,000 SHARES.
04 TO ADJOURN THE ANNUAL MEETING TO A LATER DATE Management For For
OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION
AND VOTE OF PROXIES IN THE EVENT THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE ANNUAL MEETING
TO APPROVE PROPOSAL 3, THE PROPOSED AMENDMENT
TO THE COMPANY S STOCK AND AWARDS PLAN.
SPARTAN MOTORS, INC. SPAR ANNUAL MEETING DATE: 05/21/2008
ISSUER: 846819100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
WILLIAM F. FOSTER Management For For
HUGH W. SLOAN, JR. Management For For
02 PROPOSAL TO RATIFY THE AUDIT COMMITTEE S APPOINTMENT Management For For
OF BDO SEIDMAN LLP AS INDEPENDENT AUDITORS FOR
THE CURRENT FISCAL YEAR.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 137 of 178
W-H ENERGY SERVICES, INC. WHQ ANNUAL MEETING DATE: 05/21/2008
ISSUER: 92925E108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
KENNETH T. WHITE, JR. Management For For
ROBERT H. WHILDEN, JR. Management For For
JAMES D. LIGHTNER Management For For
MILTON L. SCOTT Management For For
CHRISTOPHER MILLS Management For For
JOHN R. BROCK Management For For
ALLIED WASTE INDUSTRIES, INC. AW ANNUAL MEETING DATE: 05/22/2008
ISSUER: 019589308 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
DAVID P. ABNEY Management For For
CHARLES H. COTROS Management For For
JAMES W. CROWNOVER Management For For
WILLIAM J. FLYNN Management For For
DAVID I. FOLEY Management For For
NOLAN LEHMANN Management For For
LEON J. LEVEL Management For For
JAMES A. QUELLA Management For For
JOHN M. TRANI Management For For
JOHN J. ZILLMER Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM (INDEPENDENT AUDITORS) FOR FISCAL
YEAR 2008.
BELDEN INC. BDC ANNUAL MEETING DATE: 05/22/2008
ISSUER: 077454106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
DAVID ALDRICH Management For For
LORNE D. BAIN Management For For
LANCE C. BALK Management For For
JUDY BROWN Management For For
BRYAN C. CRESSEY Management For For
MICHAEL F.O. HARRIS Management For For
GLENN KALNASY Management For For
MARY S. MCLEOD Management For For
JOHN M. MONTER Management For For
BERNARD G. RETHORE Management For For
JOHN S. STROUP Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 138 of 178
CABLEVISION SYSTEMS CORPORATION CVC ANNUAL MEETING DATE: 05/22/2008
ISSUER: 12686C109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
ZACHARY W. CARTER Management For For
CHARLES D. FERRIS Management For For
THOMAS V. REIFENHEISER Management For For
JOHN R. RYAN Management For For
VINCENT TESE Management For For
LEONARD TOW Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF THE COMPANY FOR FISCAL YEAR 2008.
CARMIKE CINEMAS, INC. CKEC ANNUAL MEETING DATE: 05/22/2008
ISSUER: 143436400 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
MICHAEL W. PATRICK Management For For
ALAN J. HIRSCHFIELD Management For For
S. DAVID PASSMAN III Management For For
CARL L. PATRICK, JR. Management For For
ROLAND C. SMITH Management For For
FRED W. VAN NOY Management For For
PATRICIA A. WILSON Management For For
02 APPROVAL OF AN AMENDMENT TO THE FOR CARMIKE CINEMAS, Management Against Against
INC. 2004 INCENTIVE STOCK PLAN TO INCREASE THE
MAXIMUM NUMBER OF SHARES OF COMMON STOCK THAT
MAY BE ISSUED PURSUANT TO STOCK GRANTS.
03 APPROVAL OF AN AMENDMENT TO THE CARMIKE CINEMAS, Management Against Against
INC. 2004 INCENTIVE STOCK PLAN TO INCREASE THE
AGGREGATE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED
FOR ISSUANCE UNDER THE PLAN.
04 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM: DELOITTE & TOUCHE LLP.
INVACARE CORPORATION IVC ANNUAL MEETING DATE: 05/22/2008
ISSUER: 461203101 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 139 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
MICHAEL F. DELANEY Management For For
BERNADINE P. HEALY M.D. Management For For
C. MARTIN HARRIS, M.D. Management For For
A. MALACHI MIXON, III Management For For
02 APPROVE AND ADOPT AN AMENDMENT TO THE COMPANY Management For For
S ARTICLES OF INCORPORATION TO ELIMINATE CERTAIN
SUPERMAJORITY VOTING REQUIREMENTS.
03 RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY S INDEPENDENT AUDITORS.
04 DECLASSIFY BOARD OF DIRECTORS. Shareholder Against For
05 MAJORITY VOTING FOR DIRECTORS. Shareholder Against For
NEUROMETRIX, INC. NURO ANNUAL MEETING DATE: 05/22/2008
ISSUER: 641255104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
03 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP TO SERVE AS THE COMPANY S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
02 TO APPROVE THE COMPANY S SECOND AMENDED AND RESTATED Management Against Against
2004 STOCK OPTION AND INCENTIVE PLAN TO, AMONG
OTHER THINGS, INCREASE THE NUMBER OF SHARES OF
THE COMPANY S COMMON STOCK, $0.0001 PAR VALUE
PER SHARE, RESERVED FOR ISSUANCE THEREUNDER BY
1,000,000 SHARES.
01 DIRECTOR Management For
ALLEN J. HINKLE, M.D. Management For For
PAIN THERAPEUTICS, INC. PTIE ANNUAL MEETING DATE: 05/22/2008
ISSUER: 69562K100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
ROBERT Z. GUSSIN, PH.D. Management For For
02 TO APPROVE ADOPTION OF THE 2008 EQUITY INCENTIVE Management Against Against
PLAN AND THE NUMBER OF SHARES RESERVED FOR ISSUANCE
THEREUNDER (PROPOSAL TWO).
03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
TO THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2008 (PROPOSAL THREE).
PRIVATEBANCORP, INC. PVTB ANNUAL MEETING DATE: 05/22/2008
ISSUER: 742962103 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 140 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
WILLIAM A. CASTELLANO Management For For
PATRICK F. DALY Management For For
C. MAYBERRY MCKISSACK Management For For
RALPH B. MANDELL Management For For
EDWARD W. RABIN, JR. Management For For
LARRY D. RICHMAN Management For For
02 PROPOSAL TO APPROVE THE PRIVATEBANCORP, INC. Management Against Against
2007 LONG-TERM INCENTIVE COMPENSATION PLAN.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY Management For For
S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION
TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK FROM 39 MILLION TO 89 MILLION.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS OUR INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2008.
SIX FLAGS INC. SIX ANNUAL MEETING DATE: 05/22/2008
ISSUER: 83001P109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
C.E. ANDREWS Management For For
MARK JENNINGS Management For For
JACK KEMP Management For For
ROBERT MCGUIRE Management For For
PERRY ROGERS Management For For
DWIGHT SCHAR Management For For
MARK SHAPIRO Management For For
DANIEL M. SNYDER Management For For
HARVEY WEINSTEIN Management For For
02 RATIFICATION OF KPMG LLP AS SIX FLAGS, INC. S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2008.
03 APPROVAL OF THE ADOPTION OF SIX FLAGS, INC. S Management Against Against
2008 STOCK OPTION AND INCENTIVE PLAN.
STAMPS.COM INC. STMP ANNUAL MEETING DATE: 05/22/2008
ISSUER: 852857200 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
KENNETH MCBRIDE Management For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY S AMENDED Management For For
AND RESTATED CERTIFICATE OF INCORPORATION WHICH
SHALL EFFECT, UPON FILING, CERTAIN RESTRICTIONS
UPON CERTAIN PERSONS SEEKING TO BECOME FIVE PERCENT
STOCKHOLDERS IN ORDER TO PRESERVE TAX TREATMENT
OF THE COMPANY S TAX NET OPERATING LOSSES.
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS INDEPENDENT AUDITORS OF THE COMPANY FOR 2008.
THE CHEESECAKE FACTORY INCORPORATED CAKE ANNUAL MEETING DATE: 05/22/2008
ISSUER: 163072101 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 141 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
DAVID OVERTON Management For For
AGNIESZKA WINKLER Management For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY S AMENDED Management For For
AND RESTATED 2001 OMNIBUS STOCK INCENTIVE PLAN.
03 TO APPROVE AMENDMENTS TO THE COMPANY S CERTIFICATE Management For For
OF INCORPORATION TO ELIMINATE THE CLASSIFIED
BOARD OF DIRECTORS AND MAKE CONFORMING CHANGES
TO THE COMPANY S CERTIFICATE OF INCORPORATION.
04 RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
30, 2008.
THE INTERPUBLIC GROUP OF COMPANIES, INC. IPG ANNUAL MEETING DATE: 05/22/2008
ISSUER: 460690100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
FRANK J. BORELLI Management For For
REGINALD K. BRACK Management For For
JOCELYN CARTER-MILLER Management For For
JILL M. CONSIDINE Management For For
RICHARD A. GOLDSTEIN Management For For
M.J. STEELE GUILFOILE Management For For
H. JOHN GREENIAUS Management For For
WILLIAM T. KERR Management For For
MICHAEL I. ROTH Management For For
DAVID M. THOMAS Management For For
02 CONFIRM THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2008.
03 SHAREHOLDER PROPOSAL ON SPECIAL SHAREHOLDER MEETINGS. Shareholder Against For
04 SHAREHOLDER PROPOSAL ON AN ADVISORY VOTE ON EXECUTIVE Shareholder Against For
COMPENSATION.
WPT ENTERPRISES, INC. WPTE ANNUAL MEETING DATE: 05/22/2008
ISSUER: 98211W108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
LYLE BERMAN Management For For
STEVEN LIPSCOMB Management For For
MICHAEL BEINDORFF Management For For
BRADLEY BERMAN Management For For
JOSEPH S. CARSON, JR. Management For For
TIMOTHY J. COPE Management For For
RAY M. MOBERG Management For For
GLENN PADNICK Management For For
MIMI ROGERS Management For For
02 APPROVAL OF THE APPOINTMENT OF PIERCY, BOWLER, Management For For
TAYLOR & KERN AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2008 FISCAL YEAR.
03 UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME Management For For
BEFORE THE MEETING OR ANY ADJOURNMENTS THEREOF.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 142 of 178
INTERMEC, INC. IN ANNUAL MEETING DATE: 05/23/2008
ISSUER: 458786100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
PATRICK J. BYRNE Management For For
GREGORY K. HINCKLEY Management For For
LYDIA H. KENNARD Management For For
ALLEN J. LAUER Management For For
STEPHEN P. REYNOLDS Management For For
STEVEN B. SAMPLE Management For For
OREN G. SHAFFER Management For For
LARRY D. YOST Management For For
02 RATIFY SELECTION OF DELOITTE & TOUCHE LLP AS Management For For
INTERMEC, INC. S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2008.
03 APPROVE THE INTERMEC, INC. 2008 EMPLOYEE STOCK Management For For
PURCHASE PLAN.
04 APPROVE THE INTERMEC, INC. 2008 OMNIBUS INCENTIVE Management Against Against
PLAN.
SORIN SPA, MILANO SORJF.PK OGM Meeting Date: 05/23/2008
ISSUER: T8782F102 ISIN: IT0003544431 BLOCKING
SEDOL: B1BK931, 7744709, B020RN9, B28MLK8
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
26 MAY 2008. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU.
1. APPROVE THE FINANCIAL STATEMENTS AT 31 DEC 2007 Management Take No
AND MANAGEMENT REPORT; ADJOURNMENT THEREOF Action
2. APPROVE THE TERMINATION OF THE DIRECTOR APPOINTED Management Take No
EX. ARTICLE 2386 CIVIL CODE: ADJOURNMENT THEREOF Action
STEVEN MADDEN, LTD. SHOO ANNUAL MEETING DATE: 05/23/2008
ISSUER: 556269108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
EDWARD R. ROSENFELD Management For For
JOHN L. MADDEN Management For For
PETER MIGLIORINI Management For For
RICHARD P. RANDALL Management For For
THOMAS H. SCHWARTZ Management For For
WALTER YETNIKOFF Management For For
02 RATIFICATION OF THE APPOINTMENT OF EISNER LLP Management For For
AS THE COMPANY S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2008.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 143 of 178
THE BOSTON BEER COMPANY, INC. SAM ANNUAL MEETING DATE: 05/23/2008
ISSUER: 100557107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
DAVID A. BURWICK Management For For
PEARSON C. CUMMIN, III Management For For
JEAN-MICHEL VALETTE Management For For
OCH-ZIFF CAP MGMT GROUP LLC OZM ANNUAL MEETING DATE: 05/27/2008
ISSUER: 67551U105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
ALLAN S. BUFFERD Management For For
JOEL FRANK Management For For
02 TO RATIFY THE ACTION OF THE AUDIT COMMITTEE OF Management For For
THE BOARD OF DIRECTORS IN APPOINTING ERNST &
YOUNG LLP AS OCH-ZIFF S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
SONESTA INTERNATIONAL HOTELS CORPORATION SNSTA ANNUAL MEETING DATE: 05/27/2008
ISSUER: 835438409 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
G. ABRAMS Management For For
J. BOWER Management For For
C. CLARK Management For For
I. MANN Management For For
P. SONNABEND Management For For
R. SONNABEND Management For For
STEPHANIE SONNABEND Management For For
STEPHEN SONNABEND Management For For
J. TEMPEL Management For For
BORLAND SOFTWARE CORPORATION BORL ANNUAL MEETING DATE: 05/28/2008
ISSUER: 099849101 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 144 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 TO PROVIDE OUR BOARD OF DIRECTORS WITH DISCRETION Management For For
TO EFFECT A REVERSE STOCK SPLIT.
02 DIRECTOR Management For
TOD NIELSEN Management For For
JOHN F. OLSEN Management For For
WILLIAM K. HOOPER Management For For
CHARLES F. KANE Management For For
BRYAN LEBLANC Management For For
T. MICHAEL NEVENS Management For For
ROBERT M. TARKOFF Management For For
03 RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For For
BORLAND S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
DREW INDUSTRIES INCORPORATED DW ANNUAL MEETING DATE: 05/28/2008
ISSUER: 26168L205 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
EDWARD W. ROSE, III Management For For
LEIGH J. ABRAMS Management For For
DAVID L. WEBSTER Management For For
JAMES F. GERO Management For For
FREDERICK B. HEGI, JR. Management For For
DAVID A. REED Management For For
JOHN B. LOWE, JR. Management For For
JASON D. LIPPERT Management For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY S RESTATED Management For For
CERTIFICATE OF INCORPORATION TO INCREASE THE
AUTHORIZED NUMBER OF SHARES.
03 TO ADOPT AN AMENDMENT TO THE COMPANY S 2002 EQUITY Management Against Against
AWARD AND INCENTIVE PLAN TO INCREASE THE NUMBER
OF SHARES SUBJECT TO AWARDS.
04 TO RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT Management For For
AUDITORS FOR THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2008.
PNM RESOURCES, INC. PNM ANNUAL MEETING DATE: 05/28/2008
ISSUER: 69349H107 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 145 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
ADELMO E. ARCHULETA Management For For
JULIE A. DOBSON Management For For
WOODY L. HUNT Management For For
ROBERT R. NORDHAUS Management For For
MANUEL T. PACHECO Management For For
ROBERT M. PRICE Management For For
BONNIE S. REITZ Management For For
JEFFRY E. STERBA Management For For
JOAN B. WOODARD Management For For
02 APPROVE AN AMENDMENT TO PNM RESOURCES, INC. EMPLOYEE Management For For
STOCK PURCHASE PLAN.
03 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS INDEPENDENT PUBLIC ACCOUNTANTS FOR 2008.
TRANSACT TECHNOLOGIES INCORPORATED TACT ANNUAL MEETING DATE: 05/28/2008
ISSUER: 892918103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
01 DIRECTOR Management For
THOMAS R. SCHWARZ Management For For
BART C. SHULDMAN Management For For
ADVANCED MEDICAL OPTICS, INC. EYE ANNUAL MEETING DATE: 05/29/2008
ISSUER: 00763M108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
JAMES V. MAZZO Management For For
ROBERT J. PALMISANO Management For For
JAMES O. ROLLANS Management For For
02 TO APPROVE RATIFICATION OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
03 TO RE-APPROVE THE ADVANCED MEDICAL OPTICS, INC. Management For For
2002 BONUS PLAN
04 TO APPROVE THE 2004 STOCK INCENTIVE PLAN TO ALLOW Management For For
BROADER UTILIZATION
ARTHROCARE CORPORATION ARTC ANNUAL MEETING DATE: 05/29/2008
ISSUER: 043136100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
MICHAEL A. BAKER Management For For
BARBARA D. BOYAN, PH.D. Management For For
DAVID F. FITZGERALD Management For For
JAMES G. FOSTER Management For For
TERRENCE E. GEREMSKI Management For For
TORD B. LENDAU Management For For
PETER L. WILSON Management For For
02 TO APPROVE THE AMENDMENT OF THE COMPANY S 2003 Management Against Against
AMENDED AND RESTATED INCENTIVE STOCK PLAN TO,
AMONG OTHER MODIFICATIONS, INCREASE THE NUMBER
OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE
THEREUNDER BY 1,200,000.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS
FOR THE 2008 FISCAL YEAR.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 146 of 178
ASHWORTH, INC. ASHW ANNUAL MEETING DATE: 05/29/2008
ISSUER: 04516H101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
DAVID M. MEYER Management For For
JAMES G. O'CONNOR Management For For
JOHN W. RICHARDSON Management For For
02 APPROVE AMENDMENTS TO THE COMPANY S AMENDED AND Management Against Against
RESTATED (THE 2000 INCENTIVE PLAN ) TO (I) INCREASE
THE NUMBER OF SHARES AVAILABLE THEREUNDER BY
500,000, (II) EXTEND THE TERM BY AN ADDITIONAL
EIGHT YEARS AND (III) RE-APPROVE THE MATERIAL
TERMS OF THE PERFORMANCE GOALS.
03 RATIFY THE SELECTION OF MOSS ADAMS LLP AS THE Management For For
COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR FISCAL YEAR ENDING OCTOBER 31, 2008.
BEASLEY BROADCAST GROUP, INC. BBGI ANNUAL MEETING DATE: 05/29/2008
ISSUER: 074014101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
GEORGE G. BEASLEY* Management For For
BRUCE G. BEASLEY* Management For For
CAROLINE BEASLEY* Management For For
BRIAN E. BEASLEY* Management For For
JOE B. COX* Management For For
ALLEN B. SHAW* Management For For
MARK S. FOWLER** Management For For
HERBERT W. MCCORD** Management For For
GAMESA CORPORACION TECNOLOGICA SA GAM.MC OGM Meeting Date: 05/29/2008
ISSUER: E54667113 ISIN: ES0143416115
SEDOL: B01CP21, B01QLN6, B0ZYQK8, B01D7H3
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 147 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
30 MAY 2008. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. THANK YOU.
1. APPROVE THE ANNUAL ACCOUNTS AND MANAGEMENT REPORT Management For For
2007
2. APPROVE THE APPLICATION OF EARNING AND PROPOSAL Management For For
TO DISTRIBUTE DIVIDENDS FOR 2007
3. APPROVE THE MANAGEMENT OF THE BOARD FOR 2007 Management For For
4. APPOINT THE CONFIRMATION OF THE MR. PEDRO VELASCO Management For For
GOMEZ AS A BOARD MEMBER
5. APPOINT THE ACCOUNTS AUDITOR FOR 2008 Management For For
6. AUTHORIZE THE BOARD FOR THE ACQUISITION OF OWN Management For For
SHARES UP TO THE VALUE OF 5 %OF THE SHARE CAPITAL
7. ADOPT THE DELEGATION OF POWERS TO EXECUTE RESOLUTIONS Management For For
IN THE GENERAL MANAGER
8. RECEIVE THE REPORT OF MODIFICATIONS OF RULES Management For For
OF THE BOARD
9. APPROVE THE REPORT ACCORDING TO ARTICLE116B Management For For
GSE SYSTEMS, INC. GVP ANNUAL MEETING DATE: 05/29/2008
ISSUER: 36227K106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
MICHAEL D. FELDMAN Management For For
SHELDON L. GLASHOW Management For For
ROGER L. HAGENGRUBER Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP, AN INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM, AS THE COMPANY
S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE CURRENT
FISCAL YEAR.
NARA BANCORP, INC. NARA ANNUAL MEETING DATE: 05/29/2008
ISSUER: 63080P105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
HOWARD N. GOULD Management For For
MIN J. KIM Management For For
JESUN PAIK Management For For
H.M. PARK (J.H. PARK) Management For For
KI SUH PARK Management For For
TERRY SCHWAKOPF Management For For
JAMES P. STAES Management For For
SCOTT YOON-SUK WHANG Management For For
02 THE RATIFICATION OF THE SELECTION OF CROWE CHIZEK Management For For
AND COMPANY LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2008.
NEW ULM TELECOM, INC. NULM ANNUAL MEETING DATE: 05/29/2008
ISSUER: 649060100 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 148 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
PAUL ERICK Management For For
DUANE LAMBRECHT Management For For
NEXSTAR BROADCASTING GROUP, INC. NXST ANNUAL MEETING DATE: 05/29/2008
ISSUER: 65336K103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
PERRY A. SOOK Management For For
BLAKE R. BATTAGLIA Management For For
ERIK BROOKS Management For For
JAY M. GROSSMAN Management For For
BRENT STONE Management For For
ROYCE YUDKOFF Management For For
GEOFF ARMSTRONG Management For For
MICHAEL DONOVAN Management For For
I. MARTIN POMPADUR Management For For
LISBETH MCNABB Management For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2008.
CRUCELL N.V. CRXL ANNUAL MEETING DATE: 05/30/2008
ISSUER: 228769105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
3A PROPOSAL TO MAINTAIN THE USE OF THE ENGLISH LANGUAGE Management For For
FOR THE ANNUAL ACCOUNTS OF THE COMPANY.
3B PROPOSAL TO ADOPT THE ANNUAL ACCOUNTS FOR THE Management For For
FINANCIAL YEAR 2007 THAT ENDED 31 DECEMBER 2007.
5A PROPOSAL TO GRANT RELEASE FROM LIABILITY TO THE Management For For
MEMBERS OF THE BOARD OF MANAGEMENT FOR THEIR
MANAGEMENT, INSOFAR AS THE EXERCISE OF THEIR
DUTIES IS REFLECTED IN THE FINANCIAL REPORTING.
5B PROPOSAL TO GRANT RELEASE FROM LIABILITY TO THE Management For For
MEMBERS OF THE SUPERVISORY BOARD FOR THEIR SUPERVISION,
INSOFAR AS THE EXERCISE OF SUCH DUTIES IS REFLECTED
IN THE FINANCIAL REPORTING.
06 PROPOSAL TO RE-APPOINT DELOITTE ACCOUNTANTS BV Management For For
AS THE EXTERNAL AUDITOR OF THE COMPANY.
07 RESIGNATION OF MR. DOMINIK KOECHLIN AS MEMBER Management For For
OF THE SUPERVISORY BOARD AND PROPOSAL TO GRANT
DISCHARGE TO HIM.
08 PROPOSAL TO APPOINT MR. STEVE DAVIS AS MEMBER Management For For
OF THE SUPERVISORY BOARD, SUCH IN ACCORDANCE
WITH THE NOMINATION DRAWN UP BY THE SUPERVISORY
BOARD.
9A PROPOSAL TO RE-APPOINT MR. RONALD BRUS AS MEMBER Management For For
OF THE BOARD OF MANAGEMENT FOR A TERM OF FOUR
(4) YEARS, SUCH IN ACCORDANCE WITH THE NOMINATION
DRAWN UP BY THE SUPERVISORY BOARD.
9B PROPOSAL TO RE-APPOINT MR. LEONARD KRUIMER AS Management For For
MEMBER OF THE BOARD OF MANAGEMENT FOR A TERM
OF FOUR (4) YEARS, SUCH IN ACCORDANCE WITH THE
NOMINATION DRAWN UP BY THE SUPERVISORY BOARD.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 149 of 178
9C PROPOSAL TO RE-APPOINT MR. JAAP GOUDSMIT AS MEMBER Management For For
OF THE BOARD OF MANAGEMENT FOR A TERM OF FOUR
(4) YEARS, SUCH IN ACCORDANCE WITH THE NOMINATION
DRAWN UP BY THE SUPERVISORY BOARD.
9D PROPOSAL TO APPOINT MR. CEES DE JONG AS MEMBER Management For For
OF THE BOARD OF MANAGEMENT FOR A TERM OF FOUR
(4) YEARS, SUCH IN ACCORDANCE WITH THE NOMINATION
DRAWN UP BY THE SUPERVISORY BOARD.
10 PROPOSAL TO ADOPT THE REMUNERATION OF EACH MEMBER Management For For
OF THE SUPERVISORY BOARD AND PROPOSAL TO APPROVE
THE REMUNERATION BASED ON SHARES OF THE SUPERVISORY
BOARD.
11A PROPOSAL TO APPROVE THE REMUNERATION POLICY OF Management For For
THE BOARD OF MANAGEMENT.
11B PROPOSAL TO APPROVE THE INCENTIVE PLAN OF MEMBERS Management For For
OF THE BOARD OF MANAGEMENT.
12 PROPOSAL TO GRANT AUTHORITY TO THE BOARD OF MANAGEMENT Management For For
TO REPURCHASE SHARES IN THE COMPANY S SHARE CAPITAL
FOR A PERIOD OF 18 MONTHS (UNTIL 30 NOVEMBER 2009).
13A PROPOSAL TO EXTEND THE PERIOD IN WHICH THE BOARD Management For For
OF MANAGEMENT IS AUTHORIZED TO ISSUE SHARES AND
TO GRANT RIGHTS TO SUBSCRIBE FOR SHARES.
13B PROPOSAL TO EXTEND THE PERIOD IN WHICH THE BOARD Management For For
OF MANAGEMENT IS AUTHORIZED TO LIMIT OR EXCLUDE
PRE-EMPTIVE RIGHTS WHEN SHARES ARE ISSUED.
14 PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION Management For For
IN CONNECTION WITH MODERN ELECTRONIC MEANS OF
COMMUNICATION.
CTS CORPORATION CTS ANNUAL MEETING DATE: 05/30/2008
ISSUER: 126501105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
W.S. CATLOW Management For For
L.J. CIANCIA Management For For
T.G. CODY Management For For
P.K. COLLAWN Management For For
G.H. FRIELING, JR. Management For For
R.R. HEMMINGHAUS Management For For
M.A. HENNING Management For For
V.M. KHILNANI Management For For
R.A. PROFUSEK Management For For
02 RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON Management For For
LLP AS CTS INDEPENDENT PUBLIC AUDIT FIRM.
DYNASTY FINE WINES GROUP LTD DPK.BE AGM Meeting Date: 05/30/2008
ISSUER: G2950W108 ISIN: KYG2950W1087
SEDOL: B05M185, B08K3L3, B05R395
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
1. RECEIVE AND APPROVE THE AUDITED CONSOLIDATED Management For For
FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES
AND THE REPORTS OF THE DIRECTORS AND THE AUDITORS
FOR THE YE 31 DEC 2007
2. DECLARE A FINAL DIVIDEND FOR THE YE 31 DEC 2007 Management For For
3.a RE-ELECT MR. BAI ZHISHENG AS A DIRECTOR Management For For
3.b R-ELECT MR. ZHANG WENLIN AS A DIRECTOR Management For For
3.c RE-ELECT MR. WONG CHING CHUNG AS A DIRECTOR Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 150 of 178
3.d RE-ELECT MR. CHAU KA WAH, ARTHUR AS A DIRECTOR Management For For
4. AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR Management For For
REMUNERATION OF THE DIRECTORS
5. RE-APPOINT THE COMPANY S AUDITORS AND AUTHORIZE Management For For
THE BOARD OF DIRECTORS TO FIXTHEIR REMUNERATION
6. AUTHORIZE THE DIRECTORS OF THE COMPANY TO ALLOT, Management For For
ISSUE AND DEAL WITH ADDITIONAL SHARES OF HKD
0.10 EACH IN THE CAPITAL OF THE COMPANY AND MAKE
OR GRANT OFFERS, AGREEMENTS AND OPTIONS INCLUDING
BONDS, WARRANTS AND DEBENTURES CONVERTIBLE INTO
SHARES OF THE COMPANY DURING THE RELEVANT PERIOD,
NOT EXCEEDING 20% OF THE AGGREGATE NOMINAL AMOUNT
OF THE ISSUED SHARE CAPITAL OF THE COMPANY AS
AT THE DATE OF PASSING THIS RESOLUTION; OTHERWISE
THAN PURSUANT TO I) A RIGHTS ISSUE; OR II) AN
ISSUE OF SHARES UNDER ANY OPTION SCHEME OR SIMILAR
ARRANGEMENT; OR III) AN ISSUE OF SHARES UPON
THE EXERCISE OF THE SUBSCRIPTION OR CONVERSION
RIGHTS UNDER THE TERMS OF ANY WARRANTS AND SECURITIES;
OR IV) ANY SCRIP DIVIDENDS OR SIMILAR ARRANGEMENT;
AUTHORITY EXPIRES THE EARLIEST OF THE CONCLUSION
OF THE NEXT AGM OF THE COMPANY OR THE EXPIRATION
OF THE PERIOD WITHIN WHICH THE NEXT AGM OF THE
COMPANY IS REQUIRED BY THE ARTICLES OF ASSOCIATION
OF THE COMPANY OR ANY APPLICABLE LAWS TO HELD
7. AUTHORIZE THE DIRECTORS OF THE COMPANY DURING Management For For
THE RELEVANT PERIOD TO REPURCHASE ISSUED SHARES
OF THE COMPANY OF HKD 0.10 SHARES EACH ON THE
STOCK EXCHANGE OF HONG KONG LIMITED THE STOCK
EXCHANGE OR ANY OTHER STOCK EXCHANGE ON WHICH
THE SHARES OF THE COMPANY MAY BE LISTED AND RECOGNIZED
BY THE SECURITIES AND FUTURES COMMISSION OF HONG
KONG AND THE STOCK EXCHANGE THIS PURPOSE, SUBJECT
TO AND IN ACCORDANCE WITH ALL APPLICABLE LAWS
AND REQUIREMENTS OF THE RULES GOVERNING THE LISTING
OF SECURITIES ON THE STOCK EXCHANGE AS AMENDED
FROM TIME TO TIME, NOT EXCEEDING 10% OF THE AGGREGATE
NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL OF
THE COMPANY AS AT THE DATE OF THIS RESOLUTION;
AUTHORITY EXPIRES THE EARLIEST OF THE CONCLUSION
OF THE AGM OF THE COMPANY OR THE EXPIRATION OF
THE PERIOD WITHIN WHICH THE NEXT AGM OF THE COMPANY
IS REQUIRED BY THE ARTICLES OF ASSOCIATION OF
THE COMPANY OR ANY APPLICABLE LAWS TO HELD
8. APPROVE, SUBJECT TO THE PASSING OF RESOLUTIONS Management For For
6 AND 7 AS SPECIFIED, TO EXTEND THE GENERAL MANDATE
GRANTED TO THE DIRECTORS TO ALLOT, ISSUE AND
DEAL WITH ADDITIONAL SHARES PURSUANT TO RESOLUTION
6 AS SPECIFIED, BY THE ADDITION THERETO OF AN
AMOUNT REPRESENTING THE AGGREGATE NOMINAL AMOUNT
OF SHARES IN THE CAPITAL OF THE COMPANY REPURCHASED
BY THE COMPANY PURSUANT TO RESOLUTION 7 AS SPECIFIED,
PROVIDED THAT SUCH AMOUNT OF SHARES SO REPURCHASED
DOES NOT EXCEED 10% OF THE AGGREGATE NOMINAL
AMOUNT OF THE ISSUED SHARE CAPITAL OF THE COMPANY
AS AT THE DATE OF PASSING THIS RESOLUTION
FLOWERS FOODS, INC. FLO ANNUAL MEETING DATE: 05/30/2008
ISSUER: 343498101 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 151 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
B.H. GRISWOLD, IV Management For For
JOSEPH L. LANIER, JR. Management For For
JACKIE M. WARD Management For For
C. MARTIN WOOD III Management For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY S RESTATED Management For For
ARTICLES OF INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF COMMON STOCK TO 500,000,000
SHARES.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FLOWERS FOODS, INC. FOR THE 2008 FISCAL
YEAR.
FLOWSERVE CORPORATION FLS ANNUAL MEETING DATE: 05/30/2008
ISSUER: 34354P105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
JOHN R. FRIEDERY** Management For For
JOE E. HARLAN** Management For For
MICHAEL F. JOHNSTON** Management For For
KEVIN E. SHEEHAN** Management For For
GAYLA J. DELLY* Management For For
CHARLES M. RAMPACEK* Management For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP TO Management For For
SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2008
MDC PARTNERS INC. MDCA ANNUAL MEETING DATE: 05/30/2008
ISSUER: 552697104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
MILES S. NADAL Management For For
ROBERT J. KAMERSCHEN Management For For
CLARE COPELAND Management For For
THOMAS N. DAVIDSON Management For For
JEFFREY EPSTEIN Management For For
SCOTT L. KAUFFMAN Management For For
MICHAEL J.L. KIRBY Management For For
STEPHEN M. PUSTIL Management For For
02 A RESOLUTION APPOINTING BDO SEIDMAN, LLP TO ACT Management For For
AS AUDITORS OF MDC PARTNERS AND TO AUTHORIZE
THE DIRECTORS TO FIX THEIR REMUNERATION.
03 A RESOLUTION APPROVING THE PROPOSED THE COMPANY Management Abstain Against
S 2008 KEY PARTNER INCENTIVE PLAN.
SUPERIOR INDUSTRIES INTERNATIONAL, INC. SUP ANNUAL MEETING DATE: 05/30/2008
ISSUER: 868168105 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 152 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
LOUIS L. BORICK Management For For
STEVEN J. BORICK Management For For
FRANCISCO S. URANGA Management For For
02 APPROVAL OF 2008 EQUITY INCENTIVE PLAN. Management Against Against
03 APPROVAL OF SHAREHOLDER PROPOSAL TO CHANGE VOTING Shareholder Against For
STANDARD FOR DIRECTOR ELECTIONS.
WATSCO, INC. WSOB ANNUAL MEETING DATE: 05/30/2008
ISSUER: 942622101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
FREDERICK H. JOSEPH* Management For For
BOB L. MOSS* Management For For
GEORGE P. SAPE* Management For For
CESAR L. ALVAREZ** Management For For
PAUL F. MANLEY** Management For For
ALBERT H. NAHMAD** Management For For
STAMFORD INDUSTRIAL GROUP, INC. STMF.PK ANNUAL MEETING DATE: 06/02/2008
ISSUER: 852685106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
WARREN B. KANDERS Management For For
NICHOLAS SOKOLOW Management For For
DAVID A. JONES Management For For
02 TO APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED Management For For
CERTIFICATE OF INCORPORATION TO EFFECT A REVERSE
STOCK SPLIT OF OUR COMMON STOCK, AT AN EXCHANGE
RATIO RANGING FROM ONE-TO-TWO TO ONE-TO-FIVE.
ACME COMMUNICATIONS, INC. ACME ANNUAL MEETING DATE: 06/03/2008
ISSUER: 004631107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
JAMIE KELLNER Management For For
DOUGLAS GEALY Management For For
THOMAS ALLEN Management For For
JOHN CONLIN Management For For
MICHAEL CORRIGAN Management For For
THOMAS EMBRESCIA Management For For
FREDERICK WASSERMAN Management For For
02 TO RATIFY THE APPOINTMENT OF MAYER HOFFMAN MCCANN Management For For
P.C. AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2008.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 153 of 178
AFTERMARKET TECHNOLOGY CORP. ATAC ANNUAL MEETING DATE: 06/03/2008
ISSUER: 008318107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
ROBERT L. EVANS Management For For
CURTLAND E. FIELDS Management For For
DR. MICHAEL J. HARTNETT Management For For
DONALD T. JOHNSON, JR. Management For For
MICHAEL D. JORDAN Management For For
S. LAWRENCE PRENDERGAST Management For For
EDWARD STEWART Management For For
AMICAS, INC. AMCS ANNUAL MEETING DATE: 06/03/2008
ISSUER: 001712108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
PHILLIP M. BERMAN, M.D. Management For For
STEPHEN J. DENELSKY Management For For
JOSEPH D. HILL Management For For
S.N. KAHANE, M.D., M.S. Management For For
STEPHEN J. LIFSHATZ Management For For
DAVID B. SHEPHERD Management For For
JOHN J. SVIOKLA Management For For
02 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR AMICAS, INC. FOR THE YEAR ENDING DECEMBER
31, 2008.
ANIKA THERAPEUTICS, INC. ANIK ANNUAL MEETING DATE: 06/03/2008
ISSUER: 035255108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
C.H. SHERWOOD, PH.D. Management For For
STEVEN E. WHEELER Management For For
JUPITERMEDIA CORPORATION JUPM ANNUAL MEETING DATE: 06/03/2008
ISSUER: 48207D101 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 154 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
ALAN M. MECKLER Management For For
CHRISTOPHER S. CARDELL Management For For
MICHAEL J. DAVIES Management For For
GILBERT F. BACH Management For For
WILLIAM A. SHUTZER Management For For
JOHN R. PATRICK Management For For
02 APPROVAL OF THE ADOPTION OF THE JUPITERMEDIA Management Against Against
CORPORATION 2008 STOCK INCENTIVE PLAN.
03 APPROVAL OF DELOITTE & TOUCHE LLP, INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM, AS OUR INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER
31, 2008.
KBW, INC. KBW ANNUAL MEETING DATE: 06/03/2008
ISSUER: 482423100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
ANDREW M. SENCHAK Management For For
CHRISTOPHER M. CONDRON Management For For
02 APPROVAL OF THE KBW, INC. EMPLOYEE STOCK PURCHASE Management For For
PLAN.
03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2008.
SPANISH BROADCASTING SYSTEM, INC. SBSA ANNUAL MEETING DATE: 06/03/2008
ISSUER: 846425882 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
RAUL ALARCON, JR. Management For For
RAUL ALARCON, SR. Management For For
ANTONIO S. FERNANDEZ Management For For
JOSE A. VILLAMIL Management For For
MITCHELL A. YELEN Management For For
JASON L. SHRINSKY Management For For
JOSEPH A. GARCIA Management For For
THE DIRECTV GROUP, INC. DTV ANNUAL MEETING DATE: 06/03/2008
ISSUER: 25459L106 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 155 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
RALPH F. BOYD, JR. Management For For
JAMES M. CORNELIUS Management For For
GREGORY B. MAFFEI Management For For
JOHN C. MALONE Management For For
NANCY S. NEWCOMB Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT PUBLIC Management For For
ACCOUNTANTS.
COMSCORE, INC. SCOR ANNUAL MEETING DATE: 06/04/2008
ISSUER: 20564W105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
MAGID M. ABRAHAM Management For For
WILLIAM KATZ Management For For
JARL MOHN Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2008.
GRAY TELEVISION INC GTN ANNUAL MEETING DATE: 06/04/2008
ISSUER: 389375106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
RICHARD L. BOGER Management For For
RAY M. DEAVER Management For For
T.L. ELDER Management For For
HILTON H. HOWELL, JR. Management For For
WILLIAM E. MAYHER, III Management For For
ZELL B. MILLER Management For For
HOWELL W. NEWTON Management For For
HUGH E. NORTON Management For For
ROBERT S. PRATHER, JR. Management For For
HARRIETT J. ROBINSON Management For For
J. MACK ROBINSON Management For For
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
RICHARD L. BOGER Management For For
RAY M. DEAVER Management For For
T.L. ELDER Management For For
HILTON H. HOWELL, JR. Management For For
WILLIAM E. MAYHER, III Management For For
ZELL B. MILLER Management For For
HOWELL W. NEWTON Management For For
HUGH E. NORTON Management For For
ROBERT S. PRATHER, JR. Management For For
HARRIETT J. ROBINSON Management For For
J. MACK ROBINSON Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 156 of 178
HAWK CORPORATION HWK ANNUAL MEETING DATE: 06/04/2008
ISSUER: 420089104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
ANDREW T. BERLIN Management For For
PAUL R. BISHOP Management For For
JACK F. KEMP Management For For
RICHARD T. MARABITO Management For For
DAN T. MOORE, III Management For For
02 APPROVAL OF AMENDMENTS TO AND THE RESTATEMENT Management Against Against
OF THE HAWK CORPORATION 2000 LONG TERM INCENTIVE
PLAN.
03 APPROVAL OF THE ANNUAL INCENTIVE PLAN AS PERFORMANCE-BASED Management For For
COMPENSATION.
LAKES ENTERTAINMENT, INC. LACO ANNUAL MEETING DATE: 06/04/2008
ISSUER: 51206P109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
LYLE BERMAN Management For For
TIMOTHY J. COPE Management For For
MORRIS GOLDFARB Management For For
NEIL I. SELL Management For For
RAY MOBERG Management For For
LARRY C. BARENBAUM Management For For
RICHARD D. WHITE Management For For
02 TO RATIFY THE APPOINTMENT OF PIERCY, BOWLER, Management For For
TAYLOR & KERN AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2008 FISCAL YEAR.
MET-PRO CORPORATION MPR ANNUAL MEETING DATE: 06/04/2008
ISSUER: 590876306 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 PROPOSAL TO AMEND ARTICLES OF INCORPORATION TO Management For For
INCREASE THE NUMBER OF AUTHORIZED COMMON SHARES
FROM 18,000,000 TO 36,000,000
01 DIRECTOR Management For
MICHAEL J. MORRIS Management For For
C.N. PAPADAKIS, PH.D. Management For For
04 PROPOSAL TO RATIFY THE APPOINTMENT OF MARGOLIS Management For For
& COMPANY P.C. AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS
03 PROPOSAL TO APPROVE THE ADOPTION OF THE MET-PRO Management Against Against
CORPORATION 2008 EQUITY INCENTIVE PLAN
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 157 of 178
ORIENT-EXPRESS HOTELS LTD. OEH ANNUAL MEETING DATE: 06/04/2008
ISSUER: G67743107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
JOHN D. CAMPBELL Management For For
JAMES B. HURLOCK Management For For
PRUDENCE M. LEITH Management For For
J. ROBERT LOVEJOY Management For For
GEORG R. RAFAEL Management For For
JAMES B. SHERWOOD Management For For
PAUL M. WHITE Management For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY Management For For
S INDEPENDENT AUDITOR, AND AUTHORIZATION OF THE
AUDIT COMMITTEE OF THE COMPANY S BOARD OF DIRECTORS
TO FIX THE AUDITOR S REMUNERATION.
SALEM COMMUNICATIONS CORPORATION SALM ANNUAL MEETING DATE: 06/04/2008
ISSUER: 794093104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
1A ELECTION OF DIRECTOR: STUART W. EPPERSON Management For For
1B ELECTION OF DIRECTOR: EDWARD G. ATSINGER III Management For For
1C ELECTION OF DIRECTOR: DAVID DAVENPORT Management For For
1D ELECTION OF DIRECTOR: ERIC H. HALVORSON Management For For
1E ELECTION OF DIRECTOR: ROLAND S. HINZ Management For For
1F ELECTION OF DIRECTOR: PAUL PRESSLER Management For For
1G ELECTION OF DIRECTOR: RICHARD A. RIDDLE Management For For
1H ELECTION OF DIRECTOR: DENNIS M. WEINBERG Management For For
TRANS-LUX CORPORATION TLX ANNUAL MEETING DATE: 06/04/2008
ISSUER: 893247106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTORS Management For
MATTHEW BRANDT Management For For
HOWARD S. MODLIN Management For For
MICHAEL R. MULCAHY Management For For
02 RATIFY THE RETENTION OF EISNER LLP AS THE INDEPENDENT Management For For
AUDITORS FOR THE CORPORATION FOR THE ENSUING YEAR.
URANIUM RESOURCES, INC. URRE ANNUAL MEETING DATE: 06/04/2008
ISSUER: 916901507 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 158 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
PAUL K. WILLMOTT Management For For
DAVID N. CLARK Management For For
GEORGE R. IRELAND Management For For
LELAND O. ERDAHL Management For For
TERENCE J. CRYAN Management For For
MARVIN K. KAISER Management For For
02 RATIFICATION OF HEIN & ASSOCIATES, LLP. PROPOSAL Management For For
TO RATIFY THE SELECTION OF HEIN & ASSOCIATES,
LLP, INDEPENDENT ACCOUNTANTS, AS THE INDEPENDENT
AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2008.
C&D TECHNOLOGIES, INC. CHP ANNUAL MEETING DATE: 06/05/2008
ISSUER: 124661109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
WILLIAM HARRAL III Management For For
PAMELA L. DAVIES Management For For
KEVIN P. DOWD Management For For
JEFFREY A. GRAVES Management For For
ROBERT I. HARRIES Management For For
MICHAEL H. KALB Management For For
GEORGE MACKENZIE Management For For
JOHN A.H. SHOBER Management For For
STANLEY W. SILVERMAN Management For For
ELLEN C. WOLF Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2009.
CANTERBURY PARK HOLDING CORPORATION ECP ANNUAL MEETING DATE: 06/05/2008
ISSUER: 13811E101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
PATRICK R. CRUZEN Management For For
CARIN J. OFFERMAN Management For For
CURTIS A. SAMPSON Management For For
RANDALL D. SAMPSON Management For For
DALE H. SCHENIAN Management For For
BURTON F. DAHLBERG Management For For
ENODIS PLC, LONDON ENO.L CRT Meeting Date: 06/05/2008
ISSUER: G01616104 ISIN: GB0000931526
SEDOL: B1HKN00, B02S5F1, 0093152, 5829976
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 159 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
1. APPROVE THE SCHEME OF ARRANGEMENT Management For For
* PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE Non-Voting *Management Position Unknown
OPTION FOR THIS MEETING TYPE. PLEASE CHOOSE BETWEEN
FOR AND AGAINST ONLY. SHOULD YOU CHOOSE TO
VOTE ABSTAIN FOR THIS MEETING THEN YOUR VOTE
WILL BE DISREGARDED BY THE ISSUER OR ISSUERS
AGENT
ENODIS PLC, LONDON ENO.L OGM Meeting Date: 06/05/2008
ISSUER: G01616104 ISIN: GB0000931526
SEDOL: B1HKN00, B02S5F1, 0093152, 5829976
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
1. APPROVE THE AMENDMENT OF RULE 10 OF THE ENODIS Management For For
PLC PERFORMANCE SHARE PLAN
S.2 AUTHORIZE THE DIRECTORS TO TAKE ANY ACTION TO Management For For
CARRY OUT THE SCHEME, APPROVE THE ALLOTMENT OF
ORDINARY SHARES AND APPROVE THE AMENDMENT OF
ARTICLES OF ASSOCIATION
LAS VEGAS SANDS CORP. LVS ANNUAL MEETING DATE: 06/05/2008
ISSUER: 517834107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
CHARLES D. FORMAN Management For For
GEORGE P. KOO Management For For
IRWIN A. SIEGEL Management For For
02 TO CONSIDER AND ACT UPON THE RATIFICATION OF Management For For
THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
03 TO APPROVE THE PERFORMANCE-BASED PROVISIONS OF Management For For
THE LAS VEGAS SANDS CORP. 2004 EQUITY AWARD PLAN.
04 TO APPROVE THE PERFORMANCE-BASED PROVISIONS OF Management For For
THE LAS VEGAS SANDS CORP. EXECUTIVE CASH INCENTIVE
PLAN.
REVLON, INC. REV ANNUAL MEETING DATE: 06/05/2008
ISSUER: 761525500 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 160 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
RONALD O. PERELMAN Management For For
ALAN S. BERNIKOW Management For For
PAUL J. BOHAN Management For For
MEYER FELDBERG Management For For
DAVID L. KENNEDY Management For For
DEBRA L. LEE Management For For
BARRY F. SCHWARTZ Management For For
KATHI P. SEIFERT Management For For
KENNETH L. WOLFE Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2008.
LIBERTY MEDIA CORPORATION LINTA ANNUAL MEETING DATE: 06/06/2008
ISSUER: 53071M302 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
MR. DAVID E. RAPLEY Management For For
MR. LARRY E. ROMRELL Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For
AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2008.
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
MR. DAVID E. RAPLEY Management For For
MR. LARRY E. ROMRELL Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For
AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2008.
ROPER INDUSTRIES, INC. ROP ANNUAL MEETING DATE: 06/06/2008
ISSUER: 776696106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
RICHARD WALLMAN Management For For
CHRISTOPHER WRIGHT Management For For
02 APPROVAL TO AUTHORIZE AN AMENDMENT TO THE ROPER Management Against Against
INDUSTRIES, INC. 2006 INCENTIVE PLAN TO INCREASE
THE NUMBER OF SHARES AVAILABLE BY 5,000,000 AND
RE-APPROVE A LIST OF QUALIFIED BUSINESS CRITERIA
FOR PERFORMANCE-BASED AWARDS IN ORDER TO PRESERVE
FEDERAL INCOME TAX DEDUCTIONS.
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED ACCOUNTING
FIRM OF THE COMPANY.
ROWAN COMPANIES, INC. RDC ANNUAL MEETING DATE: 06/06/2008
ISSUER: 779382100 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 161 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
1A ELECTION OF DIRECTOR: D.F. MCNEASE Management For For
1B ELECTION OF DIRECTOR: LORD MOYNIHAN Management For For
1C ELECTION OF DIRECTOR: R.G. CROYLE Management For For
02 THE RATIFICATION OF APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS
VIMPEL-COMMUNICATIONS VIP ANNUAL MEETING DATE: 06/09/2008
Contested
ISSUER: 68370R109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 APPROVAL OF THE 2007 VIMPELCOM ANNUAL REPORT Management For *Management Position Unknown
PREPARED IN ACCORDANCE WITH RUSSIAN LAW
02 APPROVAL OF VIMPELCOM S UNCONSOLIDATED ACCOUNTING Management For *Management Position Unknown
STATEMENTS, INCLUDING PROFIT AND LOSS STATEMENT
FOR 2007 (PREPARED IN ACCORDANCE WITH RUSSIAN
STATUTORY ACCOUNTING PRINCIPLES)
03 ALLOCATION OF PROFITS AND LOSSES RESULTING FROM Management For *Management Position Unknown
2007 FINANCIAL YEAR OPERATIONS INCLUDING ADOPTION
OF THE DECISION (DECLARATION) ON PAYMENT OF DIVIDENDS
ON THE FINANCIAL YEAR RESULTS
05 ELECTION OF THE AUDIT COMMISSION Management For *Management Position Unknown
06 APPROVAL OF EXTERNAL AUDITORS Management For *Management Position Unknown
07 APPROVAL OF A CHANGE IN THE COMPENSATION OF THE Management For *Management Position Unknown
MEMBERS OF THE BOARD OF DIRECTORS
08 APPROVAL OF REORGANIZATION OF VIMPELCOM THROUGH Management For *Management Position Unknown
THE STATUTORY MERGER OF CERTAIN OF ITS SUBSIDIARIES
INTO VIMPELCOM AND OF THE MERGER AGREEMENTS
09 APPROVAL OF THE AMENDMENTS TO THE CHARTER OF Management For *Management Position Unknown
VIMPELCOM
JARDEN CORPORATION JAH ANNUAL MEETING DATE: 06/10/2008
ISSUER: 471109108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
RICHARD J. HECKMANN Management For For
DOUGLAS W. HUEMME Management For For
IRWIN D. SIMON Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS JARDEN CORPORATION S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2008.
NATIONAL PATENT DEV CORP NPDV ANNUAL MEETING DATE: 06/10/2008
ISSUER: 637132101 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 162 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
HARVEY P. EISEN Management For For
JOHN C. BELKNAP Management For For
TALTON R. EMBRY Management For For
SCOTT N. GREENBERG Management For For
LAWRENCE G. SCHAFRAN Management For For
02 TO RATIFY THE APPOINTMENT OF EISNER LLP AS THE Management For For
COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2008 FISCAL YEAR.
OUTDOOR CHANNEL HOLDINGS, INC. OUTD ANNUAL MEETING DATE: 06/10/2008
ISSUER: 690027206 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
AJIT M. DALVI Management For For
DAVID D. KINLEY Management For For
MICHAEL L. PANDZIK Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2008.
03 TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE Management Against Against
COMPANY S 2004 LONG-TERM INCENTIVE PLAN.
UNION DRILLING INC. UDRL ANNUAL MEETING DATE: 06/10/2008
ISSUER: 90653P105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
THOMAS H. O'NEILL, JR. Management For For
GREGORY D. MYERS Management For For
CHRISTOPHER D. STRONG Management For For
02 TO APPROVE THE AMENDMENTS TO THE UNION DRILLING, Management For For
INC. AMENDED 2005 STOCK OPTION PLAN.
03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For
AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2008.
EDGEWATER TECHNOLOGY, INC. EDGW ANNUAL MEETING DATE: 06/11/2008
ISSUER: 280358102 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 163 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
05 TO RATIFY AND APPROVE THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE COMPANY.
04 APPROVAL OF THE EDGEWATER TECHNOLOGY, INC. 2008 Management Against Against
INTERIM INCENTIVE PLAN.
03 APPROVAL OF THE EDGEWATER TECHNOLOGY, INC. 2008 Management Against Against
OMNIBUS INCENTIVE PLAN.
02 APPROVAL OF THE EDGEWATER TECHNOLOGY, INC. 2008 Management For For
EMPLOYEE STOCK PURCHASE PLAN.
01 DIRECTOR Management For
CLETE T. BREWER Management For For
PAUL E. FLYNN Management For For
PAUL GUZZI Management For For
NANCY L. LEAMING Management For For
MICHAEL R. LOEB Management For For
SHIRLEY SINGLETON Management For For
BARRY B. WHITE Management For For
WAYNE WILSON Management For For
ENVIRONMENTAL POWER CORPORATION EPG ANNUAL MEETING DATE: 06/11/2008
ISSUER: 29406L201 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
JOHN R. COOPER Management For For
JOSEPH E. CRESCI Management For For
LON HATAMIYA Management For For
STEVEN KESSNER Management For For
AUGUST SCHUMACHER, JR. Management For For
KAMLESH R. TEJWANI Management For For
ROBERT I. WEISBERG Management For For
RICHARD E. KESSEL Management For For
ROGER S. BALLENTINE Management For For
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Management For For
OF VITALE, CATURANO & COMPANY, LTD. AS THE COMPANY
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
EXPEDIA, INC. EXPE ANNUAL MEETING DATE: 06/11/2008
ISSUER: 30212P105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
A.G. (SKIP) BATTLE Management For For
SIMON J. BREAKWELL Management For For
BARRY DILLER Management For For
JONATHAN L. DOLGEN Management For For
WILLIAM R. FITZGERALD Management For For
CRAIG A. JACOBSON Management For For
VICTOR A. KAUFMAN Management For For
PETER M. KERN Management For For
DARA KHOSROWSHAHI Management For For
JOHN C. MALONE Management For For
02 APPROVAL OF AN AMENDMENT TO THE EXPEDIA, INC. Management Against Against
2005 STOCK AND ANNUAL INCENTIVE PLAN TO INCREASE
THE NUMBER OF SHARES OF EXPEDIA COMMON STOCK
AUTHORIZED FOR THE ISSUANCE THEREUNDER BY 7,500,000.
03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS EXPEDIA S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2008.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 164 of 178
GANDER MOUNTAIN COMPANY GMTN ANNUAL MEETING DATE: 06/11/2008
ISSUER: 36471P108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
MARK R. BAKER Management For For
KAREN M. BOHN Management For For
MARSHALL L. DAY Management For For
RICHARD C. DELL Management For For
GERALD A. ERICKSON Management For For
RONALD A. ERICKSON Management For For
DAVID C. PRATT Management For For
02 PROPOSAL TO RATIFY ERNST & YOUNG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT
FISCAL YEAR.
GLOBAL SOURCES LTD. GSOL ANNUAL MEETING DATE: 06/11/2008
ISSUER: G39300101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
05 TO APPROVE THE AMENDMENT OF BYE-LAW 151 OF THE Management For For
COMPANY S BYE-LAWS, WITH RESPECT TO THE ADVANCEMENT
OF FUNDS TO DIRECTORS, OFFICERS AND OTHERS, FOR
DEFENDING LEGAL PROCEEDINGS.
04 TO APPROVE THE AMENDMENT OF BYE-LAW 99 OF THE Management For For
COMPANY S BYE-LAWS, WITH RESPECT TO THE POWERS
OF THE DIRECTORS.
03 TO FIX THE NUMBER OF DIRECTORS THAT COMPRISE Management For For
THE WHOLE BOARD AT NINE (9) PERSONS, DECLARE
ANY VACANCIES ON THE BOARD TO BE CASUAL VACANCIES
AND AUTHORIZE THE BOARD TO FILL THESE VACANCIES
ON THE BOARD AS AND WHEN IT DEEMS FIT.
02 TO RE-ELECT MR. ROBERT LEES, A CASUAL DIRECTOR, Management For For
WHO WAS APPOINTED ON JULY 30, 2007, TO SERVE
AS A MEMBER OF THE BOARD.
1B TO RE-ELECT JAMES WATKINS AS THE BOARD OF DIRECTORS Management For For
1A TO RE-ELECT DAVID JONES AS THE BOARD OF DIRECTORS Management For For
06 TO RE-APPOINT ERNST & YOUNG AS THE COMPANY S Management For For
INDEPENDENT AUDITORS UNTIL THE NEXT ANNUAL GENERAL
MEETING.
INDEPENDENT NEWS AND MEDIA PLC INNZF.PK AGM Meeting Date: 06/11/2008
ISSUER: G4755S126 ISIN: IE0004614818
SEDOL: 6459639, B014WP9, 4699103, B01ZKS1, 0461481
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 165 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
3.vi RE-ELECT DR. I.E. KENNY AS A DIRECTOR Management For For
3.vii RE-ELECT MR. B. MULRONEY AS A DIRECTOR Management For For
3viii RE-ELECT MR. A.C. O REILLY AS A DIRECTOR Management For For
3.ix RE-ELECT MR. B.E. SOMERS AS A DIRECTOR Management For For
3.x RE-ELECT MR. K. CLARKE AS A DIRECTOR Management For For
4. APPROVE TO FIX THE REMUNERATION OF THE DIRECTORS Management For For
5. AUTHORIZE THE DIRECTORS TO FIX THERE REMUNERATION Management For For
OF THE AUDITORS
1. RECEIVE AND ADOPT THE DIRECTORS REPORT AND FINANCIAL Management For For
STATEMENTS FOR THE YE 31 DEC 2007 AND THE INDEPENDENT
AUDITORS REPORT THEREON
2. APPROVE TO DECLARE A FINAL DIVIDEND ON THE ORDINARY Management For For
SHARES
3.i RE-ELECT MR. P.M. COSGROVE AS A DIRECTOR Management For For
3.ii RE-ELECT MR. J.C. DAVY AS A DIRECTOR Management For For
3.iii RE-ELECT MR. MN. HAYES AS A DIRECTOR Management For For
3.iv RE-ELECT MR. LP. HEALY AS A DIRECTOR Management For For
3.v RE-ELECT MR. B.M.A. HOPKINS AS A DIRECTOR Management For For
OPKO HEALTH INC OPK ANNUAL MEETING DATE: 06/11/2008
ISSUER: 68375N103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
PHILLIP FROST, M.D. Management For For
JANE H. HSIAO, PH.D. Management For For
STEVEN D. RUBIN Management For For
ROBERT A. BARON Management For For
THOMAS E. BEIER Management For For
P.J. GOLDSCHMIDT, M.D. Management For For
RICHARD A. LERNER, M.D. Management For For
JOHN A. PAGANELLI Management For For
R.C. PFENNIGER, JR. Management For For
MICHAEL REICH Management For For
PENWEST PHARMACEUTICALS CO. PPCO ANNUAL MEETING DATE: 06/11/2008
ISSUER: 709754105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
CHRISTOPHE BIANCHI* Management For For
PETER F. DRAKE** Management For For
DAVID P. MEEKER** Management For For
ANNE M. VANLENT** Management For For
W. JAMES O'SHEA*** Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE CURRENT FISCAL YEAR.
03 APPROVAL OF THE AMENDMENT TO THE COMPANY S 2005 Management Against Against
STOCK INCENTIVE PLAN.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 166 of 178
CUTERA, INC. CUTR ANNUAL MEETING DATE: 06/12/2008
ISSUER: 232109108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
KEVIN P. CONNORS Management For For
DAVID A. GOLLNICK Management For For
02 APPROVAL OF ADOPTION OF 2004 EQUITY INCENTIVE Management For For
PLAN (AS AMENDED).
03 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
INVERNESS MEDICAL INNOVATIONS, INC. IMA ANNUAL MEETING DATE: 06/12/2008
ISSUER: 46126P106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
JOHN F. LEVY Management For For
JERRY MCALEER, PH.D. Management For For
JOHN A. QUELCH Management For For
02 APPROVE AN AMENDMENT TO INVERNESS MEDICAL INNOVATIONS, Management For For
INC. S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION,
AS AMENDED, TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK BY 50,000,000, FROM 100,000,000
TO 150,000,000.
03 APPROVE AN INCREASE TO THE NUMBER OF SHARES OF Management For For
COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE
INVERNESS MEDICAL INNOVATIONS, INC. 2001 EMPLOYEE
STOCK PURCHASE PLAN BY 500,000, FROM 500,000
TO 1,000,000.
04 APPROVE OUR ABILITY TO ISSUE AS MANY SHARES OF Management For For
COMMON STOCK AS MAY BE REQUIRED TO ALLOW FOR
THE FULL CONVERSION OF OUR PROPOSED SERIES B
CONVERTIBLE PERPETUAL PREFERRED STOCK ( SERIES
B PREFERRED STOCK ) AND FULL PAYMENT OF THE DIVIDENDS
ON THE SERIES B PREFERRED STOCK, ALL IN ACCORDANCE
WITH THE TERMS OF THE SERIES B PREFERRED STOCK.
05 RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2008.
LIBERTY GLOBAL, INC. LBTYA ANNUAL MEETING DATE: 06/12/2008
ISSUER: 530555101 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 167 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
MICHAEL T. FRIES Management For For
PAUL A. GOULD Management For For
JOHN C. MALONE Management For For
LARRY E. ROMRELL Management For For
02 RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For For
THE COMPANY S INDEPENDENT AUDITORS FOR THE YEAR
ENDING DECEMBER 31, 2008.
LIMELIGHT NETWORKS INC LLNW ANNUAL MEETING DATE: 06/12/2008
ISSUER: 53261M104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
WALTER D. AMARAL Management For For
JEFFREY W. LUNSFORD Management For For
PETER J. PERRONE Management For For
02 TO VOTE FOR AND RATIFY THE APPOINTMENT OF ERNST Management For For
& YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR EXPIRING
ON DECEMBER 31, 2008.
YOUBET.COM, INC. UBET ANNUAL MEETING DATE: 06/12/2008
ISSUER: 987413101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
GARY ADELSON Management For For
MICHAEL BRODSKY Management For For
JAMES EDGAR Management For For
F. JACK LIEBAU Management For For
JAY R. PRITZKER Management For For
MICHAEL D. SANDS Management For For
MICHAEL SOENEN Management For For
02 TO APPROVE AN AMENDMENT TO THE YOUBET.COM, INC. Management Against Against
EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER
OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN.
ZORAN CORPORATION ZRAN ANNUAL MEETING DATE: 06/12/2008
ISSUER: 98975F101 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 168 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
LEVY GERZBERG, PH.D. Management For For
UZIA GALIL Management For For
RAYMOND A. BURGESS Management For For
JAMES D. MEINDL, PH.D. Management For For
JAMES B. OWENS, JR. Management For For
DAVID RYNNE Management For For
ARTHUR B. STABENOW Management For For
PHILIP M. YOUNG Management For For
02 TO APPROVE AN INCREASE IN THE MAXIMUM AGGREGATE Management Against Against
NUMBER OF SHARES THAT MAY BE ISSUED UNDER THE
COMPANY S 2005 EQUITY INCENTIVE PLAN BY 2,500,000
SHARES.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2008.
COLDWATER CREEK INC. CWTR ANNUAL MEETING DATE: 06/14/2008
ISSUER: 193068103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
CURT HECKER Management For For
MICHAEL J. POTTER Management For For
GEORGIA SHONK-SIMMONS Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY
31, 2009
THE BON-TON STORES, INC. BONT ANNUAL MEETING DATE: 06/17/2008
ISSUER: 09776J101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
LUCINDA M. BAIER Management For For
ROBERT B. BANK Management For For
BYRON L. BERGREN Management For For
PHILIP M. BROWNE Management For For
SHIRLEY A. DAWE Management For For
MARSHA M. EVERTON Management For For
MICHAEL L. GLEIM Management For For
TIM GRUMBACHER Management For For
THOMAS K. HERNQUIST Management For For
TODD C. MCCARTY Management For For
02 AMENDMENT OF THE BON-TON STORES, INC. 2000 AMENDED Management Against Against
AND RESTATED STOCK INCENTIVE PLAN.
03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY S INDEPENDENT AUDITOR.
WOLVERINE TUBE, INC. WLVT ANNUAL MEETING DATE: 06/17/2008
ISSUER: 978093102 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 169 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
JOHN L. DUNCAN Management For For
STEVEN S. ELBAUM Management For For
WILLIAM F. EVANS Management For For
DAVID M. GILCHRIST, JR. Management For For
ALAN KESTENBAUM Management For For
K. MITCHELL POSNER Management For For
BRETT A. YOUNG Management For For
02 TO AMEND THE COMPANY S CERTIFICATE OF DESIGNATIONS Management For For
OF SERIES A CONVERTIBLE PREFERRED STOCK.
03 RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For
AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2008.
BIG 5 SPORTING GOODS CORPORATION BGFV ANNUAL MEETING DATE: 06/18/2008
ISSUER: 08915P101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
JENNIFER HOLDEN DUNBAR Management For For
STEVEN G. MILLER Management For For
FAIRPOINT COMMUNICATIONS, INC. FRP ANNUAL MEETING DATE: 06/18/2008
ISSUER: 305560104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
CLAUDE C. LILLY Management For For
ROBERT S. LILIEN Management For For
THOMAS F. GILBANE, JR. Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
03 TO APPROVE THE FAIRPOINT COMMUNICATIONS, INC. Management Against Against
2008 LONG TERM INCENTIVE PLAN.
04 TO APPROVE THE FAIRPOINT COMMUNICATIONS, INC. Management For For
2008 ANNUAL INCENTIVE PLAN.
IMAX CORPORATION IMAX SPECIAL MEETING DATE: 06/18/2008
ISSUER: 45245E109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
02 IN RESPECT OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS AUDITORS OF THE COMPANY AND AUTHORIZING
THE DIRECTORS TO FIX THEIR REMUNERATION. NOTE:
VOTING WITHHOLD IS THE EQUIVALENT TO VOTING ABSTAIN.
01 DIRECTOR Management For
DAVID W. LEEBRON Management For For
MARC A. UTAY Management For For
03 IN RESPECT OF THE ORDINARY RESOLUTION SET FORTH Management Against Against
IN APPENDIX A TO THE PROXY CIRCULAR AND PROXY
STATEMENT TO APPROVE CERTAIN AMENDMENTS TO THE
COMPANY S STOCK OPTION PLAN. NOTE: VOTING WITHHOLD
IS THE EQUIVALENT TO VOTING ABSTAIN.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 170 of 178
INDUSTRIAL DISTRIBUTION GROUP, INC. IDGR SPECIAL MEETING DATE: 06/18/2008
ISSUER: 456061100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF APRIL 25, 2008, AMONG EIGER HOLDCO,
LLC ( EIGER ), EIGER MERGER CORPORATION ( MERGER
SUB ), A WHOLLY-OWNED SUBSIDIARY OF EIGER, AND
INDUSTRIAL DISTRIBUTION GROUP, INC. (THE MERGER
AGREEMENT ).
02 ADJOURNMENT OR POSTPONEMENT THE SPECIAL MEETING, Management For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT ( ADJOURNMENT OR POSTPONEMENT ).
OPENTV CORP. OPTV ANNUAL MEETING DATE: 06/18/2008
ISSUER: G67543101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
JAMES A. CHIDDIX Management For For
JOSEPH DEISS Management For For
LUCIEN GANI Management For For
ANDRE KUDELSKI Management For For
JERRY MACHOVINA Management For For
PIERRE ROY Management For For
MAURO SALADINI Management For For
CLAUDE SMADJA Management For For
ERIC TVETER Management For For
02 RATIFY OUR BOARD OF DIRECTORS SELECTION OF GRANT Management For For
THORNTON LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR OUR 2008 FISCAL YEAR.
ZYMOGENETICS, INC. ZGEN ANNUAL MEETING DATE: 06/18/2008
ISSUER: 98985T109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
J.A. HEMBERGER, PH.D. Management For For
JONATHAN S. LEFF Management For For
LARS REBIEN SORENSEN Management For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 171 of 178
CHURCHILL DOWNS INCORPORATED CHDN ANNUAL MEETING DATE: 06/19/2008
ISSUER: 171484108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
ROBERT L. FEALY Management For For
DANIEL P. HARRINGTON Management For For
CARL F. POLLARD Management For For
DARRELL R. WELLS Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR CHURCHILL DOWNS INCORPORATED
FOR THE YEAR ENDING DECEMBER 31, 2008.
03 APPROVE THE MATERIAL TERMS OF THE PERFORMANCE Management For For
GOALS AND MAXIMUM AWARDS PAYABLE AS ESTABLISHED
BY THE SPECIAL SUBCOMMITTEE OF THE COMPENSATION
COMMITTEE OF THE BOARD OF DIRECTORS FOR THE PAYMENT
OF COMPENSATION TO ROBERT L. EVANS, WILLIAM C.
CARSTANJEN, WILLIAM E. MUDD, VERNON D. NIVEN
III AND STEVEN P. SEXTON UNDER THE AMENDED AND
RESTATED INCENTIVE COMPENSATION PLAN (1997).
GSI COMMERCE, INC. GSIC ANNUAL MEETING DATE: 06/19/2008
ISSUER: 36238G102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
MICHAEL G. RUBIN Management For For
M. JEFFREY BRANMAN Management For For
MICHAEL J. DONAHUE Management For For
RONALD D. FISHER Management For For
JOHN A. HUNTER Management For For
MARK S. MENELL Management For For
JEFFREY F. RAYPORT Management For For
LAWRENCE S. SMITH Management For For
ANDREA M. WEISS Management For For
02 TO APPROVE THE AMENDMENT TO GSI S 2005 EQUITY Management Against Against
INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES
OF GSI S COMMON STOCK, PAR VALUE $.01 PER SHARE,
RESERVED AND ISSUABLE UNDER THE 2005 EQUITY INCENTIVE
PLAN BY 2,250,000 SHARES.
03 TO APPROVE THE GSI COMMERCE, INC. LEADERSHIP Management For For
TEAM INCENTIVE PLAN.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2008.
MOVADO GROUP, INC. MOV ANNUAL MEETING DATE: 06/19/2008
ISSUER: 624580106 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 172 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
RICHARD COTE Management For For
EFRAIM GRINBERG Management For For
GEDALIO GRINBERG Management For For
MARGARET HAYES-ADAME Management For For
ALAN H. HOWARD Management For For
RICHARD ISSERMAN Management For For
NATHAN LEVENTHAL Management For For
DONALD ORESMAN Management For For
LEONARD L. SILVERSTEIN Management For For
02 PROPOSAL TO RATIFY AND APPROVE THE SELECTION Management For For
BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
PUBLIC ACCOUNTANTS FOR THE COMPANY FOR THE FISCAL
YEAR ENDING JANUARY 31, 2009.
ORTHOFIX INTERNATIONAL N.V. OFIX ANNUAL MEETING DATE: 06/19/2008
ISSUER: N6748L102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
JAMES F. GERO Management For For
PETER J. HEWETT Management For For
JERRY C. BENJAMIN Management For For
CHARLES W. FEDERICO Management For For
GUY J. JORDAN Management For For
THOMAS J. KESTER Management For For
ALAN W. MILINAZZO Management For For
MARIA SAINZ Management For For
WALTER P. VON WARTBURG Management For For
KENNETH R. WEISSHAAR Management For For
02 PROPOSAL TO APPROVE AMENDMENT OF THE AMENDED Management Against Against
AND RESTATED 2004 LONG-TERM INCENTIVE PLAN.
03 PROPOSAL TO APPROVE AMENDED AND RESTATED STOCK Management For For
PURCHASE PLAN.
04 PROPOSAL TO APPROVE AMENDMENT AND RESTATEMENT Management For For
OF SECTION 8.3 OF THE ARTICLES OF ASSOCIATION.
05 PROPOSAL TO APPROVE THE BALANCE SHEET AND INCOME Management For For
STATEMENT AT AND FOR THE YEAR ENDED DECEMBER
31, 2007.
06 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR ORTHOFIX AND ITS SUBSIDIARIES FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2008.
THE PEP BOYS - MANNY, MOE & JACK PBY ANNUAL MEETING DATE: 06/19/2008
ISSUER: 713278109 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 173 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
WILLIAM LEONARD Management For For
PETER A. BASSI Management For For
JANE SCACCETTI Management For For
JOHN T. SWEETWOOD Management For For
M. SHAN ATKINS Management For For
ROBERT H. HOTZ Management For For
JAMES A. MITAROTONDA Management For For
NICK WHITE Management For For
JAMES A. WILLIAMS Management For For
THOMAS R. HUDSON JR. Management For For
DR. IRVIN D. REID Management For For
02 TO APPROVE THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 THE AMENDMENT OF OUR ARTICLES OF INCORPORATION Management For For
TO PROVIDE FOR MAJORITY VOTING IN UNCONTESTED
ELECTIONS OF DIRECTORS.
EUROPEAN EQUITY FUND INC. EEA ANNUAL MEETING DATE: 06/20/2008
ISSUER: 298768102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
DR. KURT W. BOCK Management For For
MR. RICHARD KARL GOELTZ Management For For
DR. FRANZ WILHELM HOPP Management For For
MR. C.H. STRENGER Management For For
MR. WERNER WALBROL Management For For
MR. PETER ZUHLSDORFF Management For For
02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Management For For
AND THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS
LLP, AN INDEPENDENT PUBLIC ACCOUNTING FIRM, AS
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2008.
LIFEWAY FOODS, INC. LWAY ANNUAL MEETING DATE: 06/20/2008
ISSUER: 531914109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
LUDMILA SMOLYANSKY Management For For
JULIE SMOLYANSKY Management For For
POL SIKAR Management For For
RENZO BERNARDI Management For For
JUAN CARLOS DALTO Management For For
JULIE OBERWEIS Management For For
02 RATIFICATION OF PLANTE & MORAN, PLLC, AS INDEPENDENT Management For For
AUDITORS.
PIER 1 IMPORTS, INC. PIR ANNUAL MEETING DATE: 06/20/2008
ISSUER: 720279108 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 174 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
1A ELECTION OF DIRECTOR: JOHN H. BURGOYNE Management For For
1B ELECTION OF DIRECTOR: MICHAEL R. FERRARI Management For For
1C ELECTION OF DIRECTOR: ROBERT B. HOLLAND, III Management For For
1D ELECTION OF DIRECTOR: KAREN W. KATZ Management For For
1E ELECTION OF DIRECTOR: TERRY E. LONDON Management For For
1F ELECTION OF DIRECTOR: ALEXANDER W. SMITH Management For For
1G ELECTION OF DIRECTOR: CECE SMITH Management For For
1H ELECTION OF DIRECTOR: TOM M. THOMAS Management For For
02 PROPOSAL TO APPROVE A RESTATEMENT AND AMENDMENT Management For For
OF THE PIER 1 IMPORTS, INC. STOCK PURCHASE PLAN.
03 PROPOSAL TO RATIFY THE AUDIT COMMITTEE S APPROVAL Management For For
TO ENGAGE ERNST & YOUNG LLP AS PIER 1 IMPORTS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL 2009.
04 SHAREHOLDER PROPOSAL - PAY-FOR-SUPERIOR-PERFORMANCE. Shareholder Against For
THE CENTRAL EUROPE AND RUSSIA FUND, INC. CEE ANNUAL MEETING DATE: 06/20/2008
ISSUER: 153436100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
DR. KURT W. BOCK Management For For
MR. JOHN BULT Management For For
MR. RICHARD KARL GOELTZ Management For For
DR. FRANZ WILHELM HOPP Management For For
DR. FRIEDBERT H. MALT Management For For
MR. ROBERT H. WADSWORTH Management For For
MR. PETER ZUHLSDORFF Management For For
02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Management For For
AND THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS
LLP, AN INDEPENDENT PUBLIC ACCOUNTING FIRM, AS
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
OCTOBER 31, 2008.
THE NEW GERMANY FUND, INC. GF ANNUAL MEETING DATE: 06/20/2008
ISSUER: 644465106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
MR. DETLEF BIERBAUM Management For For
DR. KURT W. BOCK Management For For
MR. JOHN BULT Management For For
MR. JOHN H. CANNON Management For For
MR. WERNER WALBROL Management For For
MR. PETER ZUHLSDORFF Management For For
02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Management For For
AND THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS
LLP, AN INDEPENDENT PUBLIC ACCOUNTING FIRM, AS
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2008.
WONDER AUTO TECHNOLOGY INC. WATG ANNUAL MEETING DATE: 06/20/2008
ISSUER: 978166106 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 175 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
QINGJIE ZHAO Management For For
MEIRONG YUAN Management For For
LARRY GOLDMAN Management For For
DAVID MURPHY Management For For
XINGYE ZHANG Management For For
02 APPROVE THE RATIFICATION OF PKF AS THE COMPANY Management For For
S ACCOUNTANT FOR FISCAL YEAR 2008.
03 APPROVE THE ADOPTION OF THE COMPANY S 2008 EQUITY Management Against Against
INCENTIVE PLAN.
SNIA SPA, MILANO SN.MI AGM Meeting Date: 06/23/2008
ISSUER: T85795309 ISIN: IT0004239510 BLOCKING
SEDOL: B1Z9871, 4457594, B2NPDM8, 4473114
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
24 JUN 2008. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU.
1. APPROVE THE BALANCE SHEET AS OF 31 DEC 2007 AND Management Take No
REPORT ON MANAGEMENT; RELATEDAND CONSEQUENTIAL Action
RESOLUTIONS
2. APPOINT THE BOARD OF DIRECTORS, UPON DETERMINATION Management Take No
OF ITS NUMBER AND OF THE RELATED EMOLUMENTS; Action
RELATED RESOLUTIONS
3. APPOINT THE BOARD OF AUDITORS AND OF ITS CHAIRMAN;; Management Take No
AND APPROVE TO DETERMINE OF THE RELATED EMOLUMENTS Action
CROWN MEDIA HOLDINGS, INC. CRWN ANNUAL MEETING DATE: 06/24/2008
ISSUER: 228411104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
DWIGHT C. ARN Management For For
WILLIAM CELLA Management For For
GLENN CURTIS Management For For
STEVE DOYAL Management For For
BRIAN E. GARDNER Management For For
HERBERT GRANATH Management For For
DAVID HALL Management For For
DONALD HALL, JR. Management For For
IRVINE O. HOCKADAY, JR. Management For For
A. DRUE JENNINGS Management For For
PETER A. LUND Management For For
BRAD R. MOORE Management For For
HENRY SCHLEIFF Management For For
DEANNE STEDEM Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 176 of 178
XM SATELLITE RADIO HOLDINGS INC. XMSR ANNUAL MEETING DATE: 06/24/2008
ISSUER: 983759101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
GARY M. PARSONS Management For For
NATHANIEL A. DAVIS Management For For
JOAN L. AMBLE Management For For
THOMAS J. DONOHUE Management For For
EDDY W. HARTENSTEIN Management For For
CHESTER A. HUBER, JR. Management For For
JOHN MENDEL Management For For
JARL MOHN Management For For
JACK SHAW Management For For
JEFFREY D. ZIENTS Management For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITORS.
CHINA AUTOMOTIVE SYSTEMS, INC. CAAS ANNUAL MEETING DATE: 06/26/2008
ISSUER: 16936R105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 TO APPROVE THE ISSUANCE OF 1,853,542 SHARES OF Management For For
THE COMPANY S OUTSTANDING SHARES AS THE REMAINING
CONSIDERATION TO BE PAID IN CONNECTION WITH THE
ACQUISITION OF 35.5% EQUITY INTEREST IN JINGZHOU
HENGLONG AUTOMOTIVE PARTS CO., LTD. BY GREAT
GENESIS HOLDINGS LIMITED, A WHOLLY-OWNED SUBSIDIARY
OF THE COMPANY.
02 DIRECTOR Management For
HANLIN CHEN Management For For
QIZHOU WU Management For For
ROBERT TUNG Management For For
DR. HAIMIAN CAI Management For For
WILLIAM E. THOMSON Management For For
03 TO RATIFY THE APPOINTMENT OF SCHWARTZ LEVITSKY Management For For
FELDMAN LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
KATY INDUSTRIES, INC. KATY ANNUAL MEETING DATE: 06/26/2008
ISSUER: 486026107 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 177 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
ROBERT M. BARATTA Management For For
DANIEL B. CARROLL Management For For
WALLACE E. CARROLL, JR. Management For For
DAVID J. FELDMAN Management For For
02 TO RATIFY THE SELECTION OF UHY LLP AS THE INDEPENDENT Management For For
PUBLIC ACCOUNTANTS OF KATY.
MATERIAL SCIENCES CORPORATION MSC ANNUAL MEETING DATE: 06/26/2008
ISSUER: 576674105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
AVRUM GRAY Management For For
FRANK L. HOHMANN III Management For For
SAMUEL LICAVOLI Management For For
PATRICK J. MCDONNELL Management For For
DR. RONALD A. MITSCH Management For For
CLIFFORD D. NASTAS Management For For
JOHN P. REILLY Management For For
DOMINICK J. SCHIANO Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING FEBRUARY 28, 2009.
QIAGEN N.V. QGEN ANNUAL MEETING DATE: 06/26/2008
ISSUER: N72482107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 PROPOSAL TO ADOPT THE ANNUAL ACCOUNTS FOR THE Management For For
YEAR ENDED DECEMBER 31, 2007 ( FISCAL YEAR 2007).
02 PROPOSAL TO APPROVE THE PERFORMANCE OF THE MANAGING Management For For
BOARD DURING FISCAL YEAR 2007, INCLUDING A DISCHARGE
FROM LIABILITY WITH RESPECT TO THE EXERCISE OF
THEIR DUTIES DURING FISCAL YEAR 2007.
03 PROPOSAL TO APPROVE THE PERFORMANCE OF THE SUPERVISORY Management For For
BOARD DURING FISCAL YEAR 2007, INCLUDING A DISCHARGE
FROM LIABILITY.
04 TO REAPPOINT SIX SUPERVISORY DIRECTORS OF THE Management For For
COMPANY FOR A TERM ENDING ON THE DATE OF THE
ANNUAL GENERAL MEETING IN 2009.
05 PROPOSAL TO REAPPOINT FOUR MANAGING DIRECTORS Management For For
OF THE COMPANY FOR A TERM ENDING ON THE DATE
OF THE ANNUAL GENERAL MEETING IN 2009.
06 TO APPROVE THE CASH REMUNERATION OF THE SUPERVISORY Management For For
BOARD.
07 PROPOSAL TO REAPPOINT ERNST & YOUNG ACCOUNTANTS Management For For
AS AUDITORS OF THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2008.
08 TO AUTHORIZE THE MANAGING BOARD, UNTIL DECEMBER Management For For
26, 2009, TO ACQUIRE SHARES IN THE COMPANY S
OWN SHARE CAPITAL.
09 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY Management For For
S ARTICLES OF ASSOCIATION.
THE GREAT ATLANTIC & PACIFIC TEA CO INC. GAP SPECIAL MEETING DATE: 06/26/2008
ISSUER: 390064103 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 178 of 178
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
05 PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL MEETING, Management For For
IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES.
04 PROPOSAL TO APPROVE THE ADOPTION OF THE COMPANY Management Against Against
S 2008 LONG TERM INCENTIVE AND SHARE AWARD PLAN.
03 PROPOSAL TO APPROVE THE ISSUANCE OF AN ADDITIONAL Management For For
1,577,569 SHARES OF THE COMPANY S COMMON STOCK
PURSUANT TO THE SHARE LENDING AGREEMENTS DESCRIBED
IN THE ACCOMPANYING PROXY STATEMENT.
02 PROPOSAL TO APPROVE THE ISSUANCE OF THE COMPANY Management For For
S COMMON STOCK PURSUANT TO A NET SHARE SETTLEMENT
OF THE WARRANTS DESCRIBED IN THE ACCOMPANYING
PROXY STATEMENT.
01 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY Management For For
S CHARTER IN THE FORM ATTACHED TO THE ACCOMPANYING
PROXY STATEMENT AS APPENDIX A AND INCORPORATED
HEREIN BY REFERENCE TO INCREASE THE TOTAL NUMBER
OF SHARES OF COMMON STOCK WHICH THE COMPANY HAS
AUTHORITY TO ISSUE FROM 80,000,000 SHARES TO
160,000,000 SHARES.
VICOR CORPORATION VICR ANNUAL MEETING DATE: 06/26/2008
ISSUER: 925815102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ----------------------------------------------------------- ------------ ------- ----------------------------
01 DIRECTOR Management For
SAMUEL J. ANDERSON Management For For
ESTIA J. EICHTEN Management For For
BARRY KELLEHER Management For For
DAVID T. RIDDIFORD Management For For
JAMES A. SIMMS Management For For
CLAUDIO TUOZZOLO Management For For
PATRIZIO VINCIARELLI Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 1 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
STATOIL ASA STO SPECIAL MEETING DATE: 07/05/2007
ISSUER: 85771P102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
03 ELECTION OF THE CHAIR. Management For
04 ELECTION OF PERSON TO CO-SIGN THE MINUTES TOGETHER Management For For
WITH THE CHAIR.
05 APPROVAL OF INVITATION AND AGENDA. Management For For
07 APPROVAL OF THE PLAN TO MERGE STATOIL AND HYDRO Management For For
S PETROLEUM ACTIVITIES.
8A CAPITAL INCREASE - SHARES AS CONSIDERATION. Management For For
8B AMENDMENTS TO THE ARTICLES OF ASSOCIATION AS Management For For
A CONSEQUENCE OF THE MERGER ETC.
8C ELECTION OF SHAREHOLDER-ELECTED MEMBERS TO THE Management For For
CORPORATE ASSEMBLY.
8D ELECTION OF THE ELECTION COMMITTEE. Management For For
09 CAPITAL REDUCTION - STRIKING-OFF OF TREASURY Management For For
SHARES AND REDEMPTION OF SHARES HELD BY THE STATE.
FREEPORT-MCMORAN COPPER & GOLD INC. FCX ANNUAL MEETING DATE: 07/10/2007
ISSUER: 35671D857 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
RICHARD C. ADKERSON Management For For
ROBERT J. ALLISON, JR. Management For For
ROBERT A. DAY Management For For
GERALD J. FORD Management For For
H. DEVON GRAHAM, JR. Management For For
J. BENNETT JOHNSTON Management For For
CHARLES C. KRULAK Management For For
BOBBY LEE LACKEY Management For For
JON C. MADONNA Management For For
DUSTAN E. MCCOY Management For For
GABRIELLE K. MCDONALD Management For For
JAMES R. MOFFETT Management For For
B.M. RANKIN, JR. Management For For
J. STAPLETON ROY Management For For
STEPHEN H. SIEGELE Management For For
J. TAYLOR WHARTON Management For For
03 ADOPTION OF THE PROPOSED AMENDMENTS TO THE 2006 Management Against Against
STOCK INCENTIVE PLAN.
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT AUDITORS.
MODINE MANUFACTURING COMPANY MOD ANNUAL MEETING DATE: 07/18/2007
ISSUER: 607828100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 2 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
CHARLES P. COOLEY Management For For
GARY L. NEALE Management For For
DAVID B. RAYBURN Management For For
02 APPROVE THE MODINE MANUFACTURING COMPANY 2007 Management Abstain Against
INCENTIVE COMPENSATION PLAN.
03 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
BT GROUP PLC BT ANNUAL MEETING DATE: 07/19/2007
ISSUER: 05577E101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 REPORTS AND ACCOUNTS Management For For
02 REMUNERATION REPORT Management For For
03 FINAL DIVIDEND Management For For
04 RE-ELECT SIR CHRISTOPHER BLAND Management For For
05 RE-ELECT ANDY GREEN Management For For
06 RE-ELECT IAN LIVINGSTON Management For For
07 RE-ELECT JOHN NELSON Management For For
08 ELECT DEBORAH LATHEN Management For For
09 ELECT FRANCOIS BARRAULT Management For For
10 REAPPOINTMENT OF AUDITORS Management For For
11 REMUNERATION OF AUDITORS Management For For
12 AUTHORITY TO ALLOT SHARES Management For For
13 AUTHORITY TO ALLOT SHARES FOR CASH SPECIAL RESOLUTION Management For For
14 AUTHORITY TO PURCHASE OWN SHARES SPECIAL RESOLUTION Management For For
15 AUTHORISE ELECTRONIC COMMUNICATIONS SPECIAL RESOLUTION Management For For
16 AUTHORITY FOR POLITICAL DONATIONS Management For For
BT GROUP PLC, LONDON BT AGM MEETING DATE: 07/19/2007
ISSUER: G16612106 ISIN: GB0030913577
SEDOL: B014679, 3091357, B02S7B1
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1. RECEIVE THE FINANCIAL STATEMENTS AND THE STATUTORY Management For *Management Position Unknown
REPORTS
2. APPROVE THE REMUNERATION REPORT Management For *Management Position Unknown
3. APPROVE THE FINAL DIVIDEND OF 10 PENCE PER SHARE Management For *Management Position Unknown
4. RE-ELECT SIR CHRISTOPHER BLAND AS A DIRECTOR Management For *Management Position Unknown
5. RE-ELECT MR. ANDY GREEN AS A DIRECTOR Management For *Management Position Unknown
6. RE-ELECT MR. IAN LIVINGSTON AS A DIRECTOR Management For *Management Position Unknown
7. RE-ELECT MR. JOHN NELSON AS A DIRECTOR Management For *Management Position Unknown
8. ELECT MR. DEBORAH LATHEN AS A DIRECTOR Management For *Management Position Unknown
9. ELECT MR. FRANCOIS BARRAULT AS A DIRECTOR Management For *Management Position Unknown
10. RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE Management For *Management Position Unknown
AUDITORS OF THE COMPANY
11. AUTHORIZE THE BOARD TO FIX THE REMUNERATION OF Management For *Management Position Unknown
THE AUDITORS
12. GRANT AUTHORITY TO ISSUE EQUITY OR EQUITY LINKED Management For *Management Position Unknown
SECUIRITIES WITH PRE-EMPTIVERIGHTS UP TO AN AGGREGATE
NOMINAL AMOUNT OF GBP 136,000,000
S.13 GRANT AUTHORITY TO ISSUE EQUITY OR EQUITY-LINKED Management For *Management Position Unknown
SECQURITIES WITHOUT PRE-EMPTIVE RIGHTSUP TO AN
AGGREGATE NOMINAL AMOUNT OF GBP 21,000,000 SHARES
FOR MARKET PURCHASE
S.14 GRANT AUTHORITY TO MAKE MARKER PURCHASES OF 827,000,000 Management For *Management Position Unknown
SHARES
S.15 AUTHORIZE THE COMPANY TO COMMUNICATE WITH SHAREHOLDERS Management For *Management Position Unknown
BY MAKING DOCUMENTS AND INFORMATION AVAILABLE
ON A WEBSITE
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 3 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
16. AUTHORIZE BRITISH TELECOMMUNICATIONS PLC TO MAKE Management For *Management Position Unknown
EU POLITICAL ORGANIZATION DONATIONS UP TO GBP 100,000
CABLE & WIRELESS PLC CWL AGM MEETING DATE: 07/20/2007
ISSUER: G17416127 ISIN: GB0001625572
SEDOL: 0162557, 5687129, B02S7F5, 6160986
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1. RECEIVE THE GROUP ACCOUNTS FOR THE FYE 31 MAR Management For *Management Position Unknown
2007 AND THE REPORTS OF THE DIRECTORS AND THE AUDITOR THEREON
2. APPROVE THE DIRECTOR S REMUNERATION REPORT FOR Management For *Management Position Unknown
THE YE 31 MAR 2007 AS CONTAINED WITHIN THE ANNUAL REPORT
3. DECLARE A FINAL DIVIDEND FOR THE YE 31 MAR 2007 Management For *Management Position Unknown
4. RE-ELECT MR. RICHARD LAPTHORNE AS A DIRECTOR Management For *Management Position Unknown
5. RE-ELECT MR. CLIVE BUTLER AS A DIRECTOR Management For *Management Position Unknown
6. RE-ELECT MR. HARRIS JONES AS A DIRECTOR Management For *Management Position Unknown
7. RE-APPOINT KPMG AUDIT PLC AS THE AUDITOR OF THE Management For *Management Position Unknown
COMPANY
8. AUTHORIZE THE DIRECTORS TO SET THE AUDITOR S REMUNERATION Management For *Management Position Unknown
9. AUTHORIZE THE DIRECTORS, IN SUBSTITUTION FOR Management For *Management Position Unknown
ALL PREVIOUS AUTHORITIES UNDER ARTICLE 10(B) ARE REVOKED, SUBJECT
TO ARTICLE 10(D), TO ALLOT RELEVANT SECURITIES IN ACCORDANCE WITH
ARTICLE 10 OF THE COMPANY S ARTICLE OF ASSOCIATION SHALL APPLY
UNTIL 19 OCT 2008, AND FOR THAT PERIOD THE SECTION 80 AMOUNT SHALL
BE GBP 195 MILLION
S.10 AUTHORIZE THE DIRECTORS, IN SUBSTITUTION FOR Management For *Management Position Unknown
ALL PREVIOUS AUTHORITIES UNDER ARTICLE 10(C)
ARE REVOKED, SUBJECT TO ARTICLE 10(D), TO ALLOT EQUITY SECURITIES
FOR CASH IN ACCORDANCE WITH ARTICLE 10 OF THE COMPANY S ARTICLES OF
ASSOCIATION SHALL APPLY UNTIL 19 OCT 2008, AND FOR THAT PERIOD THE
SECTION 89 AMOUNT SHALL BE GBP 29 MILLION
11. AMEND THE RULES OF THE CABLE AND WIRELESS LONG Management For *Management Position Unknown
CASH INCENTIVE PLAN AS SPECIFIED
S.12 AUTHORIZE THE COMPANY TO SEND OR SUPPLY ANY DOCUMENT Management For *Management Position Unknown
OR INFORMATION THAT IS: REQUIRED OR AUTHORIZED TO BE SENT OR
SUPPLIED BY THE COMPANY UNDER THE COMPANIES ACTS AS SPECIFIED IN
SECTION 2 OF THE COMPANIES ACT 2006 THE 2006 ACT; OR PURSUANT TO
THE COMPANY S ARTICLES OF ASSOCIATION OR PURSUANT TO ANY OTHER
RULES OR REGULATIONS TO WHICH THE COMPANY MAY BE SUBJECT; BY MAKING
IT AVAILABLE ON A WEBSITE; THE RELEVANT PROVISIONS OF THE 2006 ACT,
WHICH APPLY WHEN DOCUMENTS SEND UNDER THE COMPANIES ACTS ARE MADE
AVAILABLE IN A WEBSITE, SHALL BE ALSO APPLY, WITH ANY NECESSARY
CHANGES, WHEN ANY DOCUMENT OR INFORMATION IS SEND OR SUPPLIED UNDER
THE COMPANY S ARTICLES OF ASSOCIATION OR OTHER RULES OR REGULATIONS
TO WHICH THE COMPANY MAY BE SUBJECT; AND THIS RESOLUTION 12 SHALL
BE SUPERSEDE ANY PROVISION OF THE COMPANY S ARTICLES OF ASSOCIATION
TO EXTENT THAT IF IS INCONSISTENT WITH THIS RESOLUTION
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 4 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
S.13 AUTHORIZE THE COMPANY, TO MAKE MARKET PURCHASES Management For *Management Position Unknown
SECTION 163(3) OF THE COMPANIES ACT 1985 OF UP TO 238 MILLION ORDINARY
SHARES OF 25P EACH IN THE CAPITAL OF THE COMPANY, AT A MINIMUM PRICE
OF 25P AND NOT MORE THAN 5% OVER THE AVERAGE MIDDLE MARKET VALUE FOR
SUCH SHARES DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL
LIST, FOR THE 5 BUSINESS DAYS PRECEDING THE DATE OF PURCHASE; AND THE
PRICE STIPULATED BY ARTICLE 5(1) OF THE BUYBACK AND STABILISATION
REGULATIONS EC NO. 2273/2003; AUTHORITY EXPIRES THE EARLIER OF THE
CONCLUSION OF THE AGM OF THE COMPANY IN 2008 OR 19 OCT 2008; THE
COMPANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY
SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH
EXPIRY
14 AUTHORIZE THE COMPANY AND ANY COMPANY WHICH IS Management For *Management Position Unknown
OR BECOMES A SUBSIDIARY OF THECOMPANY DURING THE PERIOD TO WHICH THIS
RESOLUTION, IN ACCORDANCE WITH SECTION 347C OF THE COMPANIES ACT 1985,
TO MAKE DONATIONS TO EU POLITICAL ORGANISATIONS NOT EXCEEDING GBP
100,000 IN TOTAL AND TO INCUR EU POLITICAL EXPENDITURE NOT EXCEEDING
GBP 100,000 IN TOTAL; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION
OF THE AGM OF THE COMPANY IN 2008 OR 31 JUL 2008
ARGONAUT GROUP, INC. AGII SPECIAL MEETING DATE: 07/25/2007
ISSUER: 040157109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
02 APPROVAL OF ADJOURNMENT OF THE SPECIAL MEETING Management For For
TO A LATER DATE IF NECESSARY, TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO APPROVE THE ABOVE PROPOSAL.
01 APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF MARCH 14, 2007 AND AMENDED AND RESTATED
AS OF JUNE 8, 2007, BY AND AMONG PXRE GROUP LTD.,
PXMS INC., A DIRECT, WHOLLY OWNED SUBSIDIARY
OF PXRE GROUP LTD., AND ARGONAUT, WHEREBY PXMS
INC. WILL MERGE WITH AND INTO ARGONAUT, WITH
ARGONAUT AS THE SURVIVING COMPANY.
BANCO SANTANDER CENTRAL HISPANO S.A. STD SPECIAL MEETING DATE: 07/26/2007
ISSUER: 05964H105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 AUTHORISATION TO THE BOARD OF DIRECTORS TO INCREASE Management For For
CAPITAL ON ONE OR MORE OCCASIONS AND AT ANY TIME,
WITHIN A PERIOD OF THREE YEARS, BY MEANS OF CASH CONTRIBUTIONS AND UP
TO THE MAXIMUM NOMINAL AMOUNT OF 1,563,574,144.5 EUROS, DELEGATION OF
POWERS TO EXCLUDE PRE-EMPTIVE RIGHTS.
02 AN ISSUANCE OF DEBENTURES MANDATORILY CONVERTIBLE Management For For
INTO BANCO SANTANDER SHARES IN THE AMOUNT OF
5,000,000,000 EUROS. PROVISION FOR INCOMPLETE
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 5 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
SUBSCRIPTION AND EXCLUSION OF PRE-EMPTIVE RIGHTS.
DETERMINATION OF THE BASIS FOR AND TERMS OF THE
CONVERSION AND INCREASE IN SHARE CAPITAL IN THE
AMOUNT REQUIRED TO SATISFY THE REQUESTS FOR CONVERSION.
03 AUTHORISATION TO THE BOARD OF DIRECTORS TO INTERPRET, Management For For
REMEDY, SUPPLEMENT, CARRY OUT AND FURTHER DEVELOP
THE RESOLUTIONS ADOPTED BY THE SHAREHOLDERS AT
THE MEETING, AS WELL AS TO SUBSTITUTE THE POWERS RECEIVED FROM THE
SHAREHOLDERS AT THE MEETING, AND GRANT OF POWERS TO CONVERT SUCH
RESOLUTIONS INTO NOTARIAL INSTRUMENTS.
BROWN-FORMAN CORPORATION BFA ANNUAL MEETING DATE: 07/26/2007
ISSUER: 115637100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
P. BOUSQUET-CHAVANNE Management For For
BARRY D. BRAMLEY Management For For
GEO. GARVIN BROWN IV Management For For
MARTIN S. BROWN, JR. Management For For
OWSLEY BROWN II Management For For
DONALD G. CALDER Management For For
SANDRA A. FRAZIER Management For For
RICHARD P. MAYER Management For For
WILLIAM E. MITCHELL Management For For
MATTHEW R. SIMMONS Management For For
WILLIAM M. STREET Management For For
DACE BROWN STUBBS Management For For
PAUL C. VARGA Management For For
JAMES S. WELCH, JR. Management For For
REMY COINTREAU SA, COGNAC RCO.PA EGM MEETING DATE: 07/31/2007
ISSUER: F7725A100 ISIN: FR0000130395
SEDOL: 4721352, B01DPS0, 4741714
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
* FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN Non-Voting *Management Position Unknown
AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB
CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN
THE NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING
APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED
INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN THE PROXY CARD AND
FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER YOUR GLOBAL
CUSTODIAN ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT YOUR
REPRESENTATIVE
O.1 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management For *Management Position Unknown
AND THE AUDITORS, APPROVE THE COMPANY S FINANCIAL
STATEMENTS FOR THE YEAR ENDING IN 2006, AS PRESENTED;
EARNINGS
O.2 APPROVE THE RECOMMENDATIONS OF THE BOARD OF DIRECTORS Management For *Management Position Unknown
AND THE INCOME FOR THE FY BE APPROPRIATED AS
FOLLOWS: EARNINGS FOR THE FY: EUR 175,629,723.44,
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 6 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
PRIOR RETAINED EARNINGS: EUR 37,696,670.24, DISTRIBUTABLE
INCOME: EUR 213,326,393.68, LEGAL RESERVES: EUR
78,985.28, DIVIDENDS: EUR 55,199,762.40, RETAINED
EARNINGS: EUR 158,047,646.00, GLOBAL AMOUNT:
EUR 213,326,393.68, IN THE EVENT THAT THE COMPANY
HOLDS SOME OF ITS OWN SHARES ON SUCH DATE, THE
AMOUNT OF THE UNPAID DIVIDEND ON SUCH SHARES
SHALL BE ALLOCATED TO THE RETAINED EARNINGS ACCOUNT;
AUTHORIZE THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
O.3 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management For *Management Position Unknown
AND THE AUDITORS, APPROVE THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE SAID YE, IN THE FORM PRESENTED
TO THE MEETING; LOSS FOR THE FY: EUR - 23,031,000.00
O.4 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For *Management Position Unknown
AGREEMENTS GOVERNED BY THE ARTICLE L.225-38 AND
L.225-40 OF THE FRENCH COMMERCIAL CODE, APPROVE
THE AGREEMENTS ENTERED INTO OR WHICH REMAINED
IN FORCE DURING THE FY
O.5 GRANT PERMANENT DISCHARGE TO THE BOARD OF DIRECTORS Management For *Management Position Unknown
FOR THE PERFORMANCE OF THEIR DUTIES DURING THE
FY
O.8 APPOINT MR. TIM JONES AS AN EXECUTIVE DIRECTOR Management For *Management Position Unknown
FOR A 3 YEAR PERIOD
O.6 APPROVE TO RENEW THE APPOINTMENT OF MR. MARC Management For *Management Position Unknown
HERIARD DUBREUIL AS AN EXECUTIVEDIRECTOR FOR
A 3 YEAR PERIOD
O.7 APPROVE TO RENEW THE APPOINTMENT OF MR. JEAN Management For *Management Position Unknown
BURELLE AS AN EXECUTIVE DIRECTORFOR A 3 YEAR
PERIOD
O.9 APPROVE TO AWARD TOTAL ANNUAL FEES OF EUR 294,000.00 Management For *Management Position Unknown
TO THE BOARD OF DIRECTORS
O.10 AUTHORIZE THE BOARD OF DIRECTORS TO BUY BACK Management For *Management Position Unknown
THE COMPANY S SHARES ON THE OPENMARKET, SUBJECT
TO THE CONDITIONS: MAXIMUM PURCHASE PRICE: EUR
60.00, MINIMUM SALE PRICE: 30.00, MAXIMUM NUMBER
OF SHARES TO BE ACQUIRED: 10% OF THE SHARE CAPITAL,
MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS:
EUR 241,738,800.00; AUTHORITY EXPIRES AFTER 18
MONTHS; AND THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION GRANTED
BY THE SHAREHOLDERS MEETING OF 27 JUL 2006 IN
ITS RESOLUTION 13 AND TO TAKE ALL NECESSARY FORMALITIES
O.11 GRANT FULL POWERS TO THE BEARER OF AN ORIGINAL, Management For *Management Position Unknown
A COPY OR EXTRACT OF THE MINUTES OF THE MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER
FORMALITIES PRESCRIBED BY THE LAW
E.12 AMEND, AS A CONSEQUENCE OF THE REGULATION CHANGES, Management For *Management Position Unknown
THE ARTICLE 23.1 OF THE BY-LAWS CONCERNING THE
MODALITIES OF CONVENING AND ATTENDANCE OF THE
SHAREHOLDERS TO THE GENERAL MEETINGS OF THE COMPANY
E.13 AMEND, AS A CONSEQUENCE OF THE REGULATION CHANGES, Management For *Management Position Unknown
THE ARTICLE 23.6 OF THE BY-LAWS CONCERNING THE
MODALITIES OF CONVENING AND ATTENDANCE OF THE
SHAREHOLDERS TO THE GENERAL MEETINGS OF THE COMPANY
* PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown
YOU.
E.14 AUTHORIZE THE BOARD OF DIRECTORS TO REDUCE THE Management For *Management Position Unknown
CAPITAL, ON 1 OR MORE OCCASIONS AND ITS SOLE
DISCRETION, BY CANCELING ALL OR PART OF THE COMPANY S OWN SHARES IN
CONNECTION WITH A STOCK REPURCHASE PLAN, UP TO A MAXIMUM OF 10% OF THE
SHARE CAPITAL OVER A 24 MONTH PERIOD, AUTHORITY EXPIRES AFTER 18
MONTHS; THIS AUTHORIZATIONS SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 27 JUL 2006 IN
ITS RESOLUTION 19
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 7 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
E.15 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL, ON 1 OR Management For *Management Position Unknown
MORE OCCASIONS, IN FRANCE OR ABROAD, BY A MAXIMUM NOMINAL AMOUNT OF
EUR 30,000,000.00, WHICH IS COMMON WITH THE RESOLUTION 16, BY
ISSUANCE, WITH PREFERRED SUBSCRIPTION RIGHTS MAINTAINED, OF SHARES
AND OR DEBT SECURITIES; THE MAXIMUM NOMINAL AMOUNT OF DEBT
SECURITIES WHICH MAY BE ISSUED SHALL NOT EXCEED EUR 750,000,000.00;
AUTHORITY EXPIRES AFTER 26 MONTHS AND TO TAKE ALL NECESSARY
FORMALITIES; THIS DELEGATION OF POWERS SUPERSEDES ANY AND ALL
EARLIER DELEGATIONS TO THE SAME EFFECT
E.16 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL, ON 1 OR Management For *Management Position Unknown
MORE OCCASIONS, IN FRANCE OR ABROAD, BY A MAXIMUM NOMINAL AMOUNT OF
EUR 30,000,000.00, BY ISSUANCE, WITHOUT PREFERRED SUBSCRIPTION
RIGHTS MAINTAINED, OF SHARES AND OR DEBT SECURITIES; THE MAXIMUM
NOMINAL AMOUNT OF DEBT SECURITIES WHICH MAY BE ISSUED SHALL NOT
EXCEED EUR 750,000,000.00; AUTHORITY EXPIRES AFTER 26 MONTHS AND TO
TAKE ALL NECESSARY FORMALITIES; THIS DELEGATION OF POWERS
SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT
E.17 AUTHORIZE THE BOARD OF DIRECTORS TO GRANT, IN 1 OR MORE Management For *Management Position Unknown
TRANSACTIONS, TO BENEFICIARIES TO BE CHOSEN BY IT, OPTIONS GIVING
THE RIGHT EITHER TO SUBSCRIBE FOR NEW SHARES IN THE COMPANY TO BE
ISSUED THROUGH A SHARE CAPITAL INCREASE, OR TO PURCHASE EXISTING
SHARES PURCHASED BY THE COMPANY, IT BEING PROVIDED THAT THE OPTIONS
SHALL NOT GIVE RIGHTS TO A TOTAL NUMBER OF SHARES, WHICH SHALL
EXCEED 3% OF THE SHARE CAPITAL; AUTHORITY EXPIRES AFTER 38 MONTHS;
AND APPROVE TO CANCEL THE SHAREHOLDERS PREFERENTIAL SUBSCRIPTION
RIGHTS; AUTHORIZE THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY
FORMALITIES; THIS AUTHORIZATIONS SUPERSEDES THE FRACTION UNUSED OF
THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 07 SEP
2004 IN ITS RESOLUTION 7
E.18 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management Position Unknown
THE CAPITAL, ON 1 OR MORE OCCASIONS, AT ITS SOLE
DISCRETION, IN FAVOUR OF EMPLOYEES AND CORPORATE OFFICERS OF THE
COMPANY WHO ARE MEMBERS OF A COMPANY SAVING PLAN; AUTHORITY EXPIRES
AFTER 26 MONTHS AND FOR A NOMINAL AMOUNT THAT SHALL NOT EXCEED EUR
1,400,000.00; AND TO TAKE ALL NECESSARY FORMALITIES
E.19 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management Position Unknown
THE NUMBER OF SECURITIES TO BE ISSUED IN THE
EVENT OF A CAPITAL INCREASE IN CASE OF AN EXCESS DEMAND, AT THE SAME
PRICE AS THE INITIAL ISSUE, WITHIN 30 DAYS OF THE CLOSING OF
SUBSCRIPTION PERIOD AND UP TO A MAXIMUM OF 15% OF THE INITIAL ISSUE;
AUTHORITY EXPIRES AFTER 26 MONTHS AND TO TAKE ALL NECESSARY
FORMALITIES; THIS AUTHORIZATIONS SUPERSEDES THE FRACTION UNUSED OF
THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 28 JUL 2006
IN ITS RESOLUTION 19
E.20 AUTHORIZE THE BOARD OF DIRECTORS, FOLLOWING THE Management For *Management Position Unknown
APPROVAL OF THE RESOLUTIONS 15 AND 16, FOR A 26- MONTH PERIOD AND
WITHIN THE LIMIT OF 10% OF THE COMPANY S SHARE CAPITAL, TO SET THE
ISSUE PRICE OF THE ORDINARY SHARES OR SECURITIES TO BE ISSUED, IN
ACCORDANCE WITH THE TERMS AND CONDITIONS AS SPECIFIED; APPROVE TO
CANCEL THE PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOUR
E.21 AUTHORIZE THE BOARD OF DIRECTORS TO REDUCE THE Management For *Management Position Unknown
CAPITAL, ON 1 OR MORE OCCASIONS AND AT ITS SOLE
DISCRETION, BY CANCELING ALL OR PART OF THE SHARES HELD BY THE
COMPANY IN CONNECTION WITH A STOCK
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 8 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
REPURCHASE PLAN, UP TO A MAXIMUM OF 30% OF
THE SHARE CAPITAL; AUTHORITY EXPIRES AFTER 36 MONTHS AND TO TAKE ALL
NECESSARY FORMALITIES; THIS AUTHORIZATIONS SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 07
SEP 2004 IN ITS RESOLUTION 16
E.22 RECEIVE THE REPORT OF THE BOARD OF DIRECTORS, Management For *Management Position Unknown
APPROVE VARIOUS DELEGATIONS GIVEN TO IT AT THE
PRESENT MEETING SHALL BE USED IN WHOLE OR IN PART IN ACCORDANCE WITH
THE LEGAL PROVISIONS IN FORCE, DURING PERIODS WHEN CASH OR STOCK
TENDER OFFERS ARE IN EFFECT FOR THE COMPANY S SHARES FOR A 18- MONTH
PERIOD, STARTING FROM THE DATE OF THE PRESENT MEETING AND BY THE
SHAREHOLDER S MEETING OF 27 JUL 2006
E.23 AUTHORIZE THE BOARD OF DIRECTORS TO CHARGE THE Management For *Management Position Unknown
SHARE ISSUANCE COSTS AGAINST THE RELATED PREMIUMS
AND DEDUCT FROM THE PREMIUMS THE AMOUNTS NECESSARY
TO RAISE THE LEGAL RESERVE TO 1/10 OF THE NEW
CAPITAL AFTER EACH INCREASE
E.24 GRANT FULL POWERS TO THE BEARER OF AN ORIGINAL, Management For *Management Position Unknown
A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER
FORMALITIES PRESCRIBED BY THE LAW
AQUANTIVE, INC. AQNT SPECIAL MEETING DATE: 08/09/2007
ISSUER: 03839G105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
02 TO APPROVE ANY PROPOSAL TO ADJOURN THE SPECIAL Management For For
MEETING TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE MERGER AGREEMENT OR
IF OTHERWISE DEEMED NECESSARY OR APPROPRIATE.
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF MAY 17, 2007, BY AND AMONG AQUANTIVE,
INC., MICROSOFT CORPORATION AND ARROW ACQUISITION
COMPANY.
PETROCHINA COMPANY LIMITED PTR SPECIAL MEETING DATE: 08/10/2007
ISSUER: 71646E100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 THAT CONDITIONAL UPON THE OBTAINING OF APPROVALS Management For For
FROM THE CSRC AND OTHER RELEVANT REGULATORY AUTHORITIES,
THE ALLOTMENT AND ISSUE OF A SHARES BY THE COMPANY IN THE PRC BY WAY
OF PUBLIC OFFERING OF NEW A SHARES AND THE FOLLOWING TERMS AND
CONDITIONS OF THE A SHARE ISSUE BE AND ARE HEREBY APPROVED.
02 THAT THE BOARD AND ITS ATTORNEY SHALL BE AND Management For For
ARE AUTHORIZED TO DEAL WITH MATTERS IN RELATION
TO THE A SHARE ISSUE AND THE LISTING OF A SHARES INCLUDING BUT NOT
LIMITED TO THE FOLLOWING.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 9 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
H.J. HEINZ COMPANY HNZ ANNUAL MEETING DATE: 08/15/2007
ISSUER: 423074103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
07 TO AMEND THE COMPANY ARTICLES OF INCORPORATION Management For For
TO REQUIRE A MAJORITY VOTING STANDARD IN THE
ELECTION OF DIRECTORS.
06 TO AMEND THE COMPANY ARTICLES OF INCORPORATION Management For For
TO REDUCE THE SHAREHOLDER VOTE REQUIRED TO APPROVE
CERTAIN BUSINESS COMBINATIONS.
05 TO AMEND THE COMPANY BY-LAWS AND ARTICLES OF Management For For
INCORPORATION TO REDUCE THE SHAREHOLDER VOTE REQUIRED TO AMEND
LIMITATION OF DIRECTOR LIABILITY AND DIRECTOR AND OFFICER
INDEMNIFICATION.
04 TO APPROVE PERFORMANCE METRICS UNDER THE FISCAL Management For For
YEAR 2003 STOCK INCENTIVE PLAN.
03 TO AMEND AND EXTEND THE AMENDED AND RESTATED Management For For
GLOBAL STOCK PURCHASE PLAN.
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
01 DIRECTOR Management For
W.R. JOHNSON Management For For
C.E. BUNCH Management For For
L.S. COLEMAN, JR. Management For For
J.G. DROSDICK Management For For
E.E. HOLIDAY Management For For
C. KENDLE Management For For
D.R. O'HARE Management For For
N. PELTZ Management For For
D.H. REILLEY Management For For
L.C. SWANN Management For For
T.J. USHER Management For For
M.F. WEINSTEIN Management For For
TRIBUNE COMPANY TRB SPECIAL MEETING DATE: 08/21/2007
ISSUER: 896047107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 BOARD PROPOSAL TO ADOPT THE AGREEMENT AND PLAN Management For For
OF MERGER, DATED AS OF APRIL 1, 2007, BY AND
AMONG TRIBUNE COMPANY, GREATBANC TRUST COMPANY, SOLELY AS TRUSTEE OF
THE TRIBUNE EMPLOYEE STOCK OWNERSHIP TRUST, WHICH FORMS A PART OF THE
TRIBUNE EMPLOYEE STOCK OWNERSHIP PLAN, TESOP CORPORATION, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
02 BOARD PROPOSAL TO ADJOURN THE SPECIAL MEETING Management For For
TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO
APPROVE PROPOSAL NUMBER 1.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 10 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
LANDESBANK BERLIN HOLDING AG, BERLIN OLB.BE AGM MEETING DATE: 08/23/2007
ISSUER: D7212K282 ISIN: DE0008023227
SEDOL: 4093772, B28JX81, 5107854
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
* PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS Non-Voting *Management Position Unknown
MEETING IS 02 AUG 2007, WHEREAS THE MEETING HAS
BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS
DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS
REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW.
THANK YOU.
1. PRESENTATION OF THE FINANCIAL STATEMENTS AND Non-Voting *Management Position Unknown
ANNUAL REPORT FOR THE 2006 FY WITH THE REPORT
OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL
STATEMENTS AND ANNUAL REPORT, AND THE REPORT
PURSUANT TO SECTIONS 289(4) AND 315(4) OF THE
GERMAN COMMERCIAL CODE
2. RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE Management For *Management Position Unknown
PROFIT OF EUR 152,583,692.27 AS FOLLOWS:
PAYMENT
OF A DIVIDEND OF EUR 0.06 PER SHARE EUR 90,000,000 SHALL BE ALLOCATED
TO THE OTHER REVENUE RESERVES EUR 2,624,020.07 SHALL BE CARRIED
FORWARD EX-DIVIDEND AND PAYABLE DATE: 24 AUG 2007
3. RATIFICATION OF THE ACTS OF THE BOARD OF MANAGING Management For *Management Position Unknown
DIRECTORS
4. RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD Management For *Management Position Unknown
5. APPOINTMENT OF THE AUDITORS FOR THE 2007 FY: Management For *Management Position Unknown
PRICEWATERHOUSECOOPERS AG, BERLIN
6. RENEWAL OF THE AUTHORIZATION TO ACQUIRE OWN SHARES Management For *Management Position Unknown
FOR TRADING PURPOSES, THE COMPANY SHALL
BE AUTHORIZED
TO ACQUIRE AND SELL OWN SHARES AT PRICES NOT DEVIATING MORE THAN 10%
FROM THEIR MARKET PRICE, ON OR BEFORE 30 SEP 2008, THE PORTFOLIO OF
SHARES ACQUIRED FOR SUCH PURPOSE SHALL NOT EXCEED 5% OF THE COMPANY S
SHARE CAPITAL AT THE END OF ANY GIVEN DAY
7. RENEWAL OF THE AUTHORIZATION TO ACQUIRE OWN SHARES Management For *Management Position Unknown
FOR OTHER PURPOSES, THE COMPANY SHALL BE
AUTHORIZED
TO ACQUIRE OWN SHARES OF UP TO 10% OF ITS SHARE CAPITAL, AT PRICES NOT
DEVIATING MORE THAN 10% FROM THE MARKET PRICE, ON OR BEFORE 30 SEP
2008, THE BOARD OF MANAGING DIRECTORS SHALL BE AUTHORIZED TO RETIRE
THE SHARES
ALLTEL CORPORATION AT SPECIAL MEETING DATE: 08/29/2007
ISSUER: 020039103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
02 BOARD PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL Management For For
MEETING TO A LATER DATE OR TIME, IF NECESSARY
OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF PROPOSAL
NUMBER 1 IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF SUCH
ADJOURNMENT OR POSTPONEMENT TO APPROVE PROPOSAL NUMBER 1.
01 BOARD PROPOSAL TO ADOPT THE AGREEMENT AND PLAN Management For For
OF MERGER, DATED AS OF MAY 20, 2007, BY AND AMONG
ALLTEL CORPORATION, ATLANTIS HOLDINGS LLC AND
ATLANTIS MERGER SUB, INC. AS IT MAY BE AMENDED
FROM TIME TO TIME.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 11 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
VALUE LINE, INC. VALU ANNUAL MEETING DATE: 08/30/2007
ISSUER: 920437100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
H.A. BRECHER Management For For
E.A. BUTTNER Management For For
J.B. BUTTNER Management For For
J. EAKMAN Management For For
D.T. HENIGSON Management For For
H. PARDES Management For For
M.N. RUTH Management For For
E. SHANAHAN Management For For
H&R BLOCK, INC. HRB CONTESTED ANNUAL MEETING DATE: 09/06/2007
ISSUER: 093671105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1C ELECTION OF CLASS III DIRECTOR: RAYFORD WILKINS, Management For For
JR.
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
THE COMPANY S INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING
APRIL 30, 2008.
03 APPROVAL OF A SHAREHOLDER PROPOSAL RELATED TO Shareholder Against For
THE COMPANY S CHAIRMAN OF THE BOARD POSITION.
1A ELECTION OF CLASS III DIRECTOR: DONNA R. ECTON Management For For
1B ELECTION OF CLASS III DIRECTOR: LOUIS W. SMITH Management For For
TXU CORP. TXU ANNUAL MEETING DATE: 09/07/2007
ISSUER: 873168108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
04 APPROVAL OF INDEPENDENT AUDITOR - DELOITTE & Management For For
TOUCHE LLP.
03 DIRECTOR Management For
LELDON E. ECHOLS Management For For
KERNEY LADAY Management For For
JACK E. LITTLE Management For For
GERARDO I. LOPEZ Management For For
J.E. OESTERREICHER Management For For
MICHAEL W. RANGER Management For For
LEONARD H. ROBERTS Management For For
GLENN F. TILTON Management For For
C. JOHN WILDER Management For For
02 TO APPROVE ANY PROPOSAL BY TXU CORP. TO ADJOURN Management For For
OR POSTPONE THE ANNUAL MEETING, IF DETERMINED
TO BE NECESSARY.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 12 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF FEBRUARY 25, 2007 (AS AMENDED FROM
TIME TO TIME, THE MERGER AGREEMENT ) AMONG TXU
CORP., TEXAS ENERGY FUTURE HOLDINGS LIMITED PARTNERSHIP,
A DELAWARE LIMITED PARTNERSHIP, AND TEXAS ENERGY
FUTURE MERGER SUB CORP., A TEXAS CORPORATION,
INCLUDING THE PLAN OF MERGER CONTAINED IN THE
MERGER AGREEMENT.
06 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON TXU Shareholder Against For
CORP. S POLITICAL CONTRIBUTIONS AND EXPENDITURES.
05 SHAREHOLDER PROPOSAL RELATED TO TXU CORP. S ADOPTION Shareholder Against For
OF QUANTITATIVE GOALS FOR EMISSIONS AT ITS EXISTING
AND PROPOSED PLANTS.
PATTERSON COMPANIES, INC. PDCO ANNUAL MEETING DATE: 09/10/2007
ISSUER: 703395103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
02 TO APPROVE THE AMENDMENT TO OUR EQUITY INCENTIVE Management For For
PLAN TO INCLUDE OUR NON-EMPLOYEE DIRECTORS AS
A CLASS OF PERSONS ELIGIBLE TO RECEIVE AWARDS
UNDER THE PLAN.
01 DIRECTOR Management For
JOHN D. BUCK Management For For
PETER L. FRECHETTE Management For For
CHARLES REICH Management For For
03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING APRIL 26, 2008.
SEQUA CORPORATION SQAA SPECIAL MEETING DATE: 09/17/2007
ISSUER: 817320104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
02 APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING, Management For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE
TIME OF THE MEETING TO ADOPT THE MERGER AGREEMENT
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF JULY 8, 2007, BY AND AMONG, BLUE
JAY ACQUISITION CORPORATION, BLUE JAY MERGER
CORPORATION AND THE COMPANY
HILTON HOTELS CORPORATION HLT SPECIAL MEETING DATE: 09/18/2007
ISSUER: 432848109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For
AS OF JULY 3, 2007, BY AND AMONG HILTON HOTELS
CORPORATION, A DELAWARE CORPORATION, BH HOTELS
LLC, A DELAWARE LIMITED LIABILITY COMPANY, AND
BH HOTELS ACQUISITION INC., A DELAWARE CORPORATION.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 13 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
02 TO APPROVE AN ADJOURNMENT OF THE SPECIAL MEETING, Management For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES.
NUVEEN INVESTMENTS, INC. JNC SPECIAL MEETING DATE: 09/18/2007
ISSUER: 67090F106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
02 PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL Management For For
MEETING, IF NECESSARY TO PERMIT FURTHER SOLICITATION
OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT.
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF JUNE 19, 2007, AMONG NUVEEN INVESTMENTS,
INC., WINDY CITY INVESTMENTS, INC. AND WINDY
CITY ACQUISITION CORP., AS MAY BE AMENDED FROM
TIME TO TIME, WHICH PROVIDES FOR THE MERGER OF
WINDY CITY ACQUISITION CORP., INTO NUVEEN INVESTMENTS,
INC., AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT
ABN AMRO HOLDING NV ABN-PE EGM MEETING DATE: 09/20/2007
ISSUER: N0030P459 ISIN: NL0000301109
SEDOL: B02NY48, 0276920, B1G0HX2, 5250769, 5250770, 5250792, 6004114, 5250781, 5254589
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
3. OVERVIEW OF THE CONSORTIUM S PUBLIC OFFER ON Non-Voting *Management Position Unknown
ALL OUTSTANDING SHARES OF ABN AMRO CONSORTIUM
CONSISTING OF FORTIS, RBS AND SANTANDER
4. OVERVIEW OF BARCLAY S PUBLIC OFFER ON ALL OUTSTANDING Non-Voting *Management Position Unknown
SHARES OF ABN AMRO
5. REASONED OPINION OF THE MANAGING BOARD AND THE Non-Voting *Management Position Unknown
SUPERVISORY BOARD ON THE CONSORTIUM S OFFER AND THE BARCLAYS OFFER
6. ANY OTHER BUSINESS Non-Voting *Management Position Unknown
* PLEASE NOTE THAT THESE SHARES HAVE NO VOTING Non-Voting *Management Position Unknown
RIGHTS, SHOULD YOU WISH TO ATTEND THE MEETING
PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD
BY CONTACTING YOUR CLIENT REPRESENTATIVE. THANK
YOU.
1. OPENING OF THE EGM OF SHAREHOLDERS AND ANNOUNCEMENTS Non-Voting *Management Position Unknown
2. THE MANAGING BOARD S AND THE SUPERVISORY BOARD Non-Voting *Management Position Unknown
S ASSESSMENT OF RECENT CORPORATE DEVELOPMENTS
AND STRATEGIC OPTIONS
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 14 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
BCE INC. BCE SPECIAL MEETING DATE: 09/21/2007
ISSUER: 05534B760 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 APPROVING THE SPECIAL RESOLUTION, THE FULL TEXT Management For For
OF WHICH IS REPRODUCED AS APPENDIX A TO THE MANAGEMENT PROXY
CIRCULAR OF BCE DATED AUGUST 7, 2007, TO APPROVE THE PLAN OF
ARRANGEMENT UNDER SECTION 192 OF THE CANADA BUSINESS CORPORATIONS
ACT INVOLVING BCE, ITS COMMON AND PREFERRED SHAREHOLDERS AND
6796508 CANADA INC. (THE PURCHASER ). PLEASE REFER TO THE VOTING
INSTRUCTION FORM FOR A COMPLETE DESCRIPTION OF THIS RESOLUTION.
GENERAL MILLS, INC. GIS ANNUAL MEETING DATE: 09/24/2007
ISSUER: 370334104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1G ELECTION OF DIRECTOR: STEVE ODLAND Management For For
1F ELECTION OF DIRECTOR: HILDA OCHOA-BRILLEMBOURG Management For For
1E ELECTION OF DIRECTOR: HEIDI G. MILLER Management For For
1D ELECTION OF DIRECTOR: JUDITH RICHARDS HOPE Management For For
1C ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Management For For
1B ELECTION OF DIRECTOR: WILLIAM T. ESREY Management For For
1A ELECTION OF DIRECTOR: PAUL DANOS Management For For
03 ADOPT THE 2007 STOCK COMPENSATION PLAN. Management Against Against
02 RATIFY THE APPOINTMENT OF KPMG LLP AS GENERAL Management For For
MILLS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
1M ELECTION OF DIRECTOR: DOROTHY A. TERRELL Management For For
1L ELECTION OF DIRECTOR: A. MICHAEL SPENCE Management For For
1K ELECTION OF DIRECTOR: STEPHEN W. SANGER Management For For
1J ELECTION OF DIRECTOR: ROBERT L. RYAN Management For For
1I ELECTION OF DIRECTOR: MICHAEL D. ROSE Management For For
1H ELECTION OF DIRECTOR: KENDALL J. POWELL Management For For
CLEAR CHANNEL COMMUNICATIONS, INC. CCU SPECIAL MEETING DATE: 09/25/2007
ISSUER: 184502102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 APPROVAL AND ADOPTION OF THE AGREEMENT AND PLAN Management For For
OF MERGER, DATED NOVEMBER 16, 2006, BY AND AMONG
CLEAR CHANNEL COMMUNICATIONS, INC., BT TRIPLE
CROWN MERGER CO., INC., B TRIPLE CROWN FINCO,
LLC, AND T TRIPLE CROWN FINCO, LLC, AS AMENDED
BY AMENDMENT NO. 1, DATED APRIL 18, 2007, ALL
AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 15 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
03 IN THE DISCRETION OF THE PROXY HOLDERS, ON ANY Management For For
OTHER MATTER THAT MAY PROPERLY COME BEFORE THE
SPECIAL MEETING.
02 APPROVAL OF THE ADJOURNMENT OR POSTPONEMENT OF Management For For
THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO APPROVE AND ADOPT THE AMENDED AGREEMENT
AND PLAN OF MERGER.
PHH CORPORATION PHH SPECIAL MEETING DATE: 09/26/2007
ISSUER: 693320202 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 PROPOSAL TO APPROVE THE MERGER OF JADE MERGER Management For For
SUB, INC., AN INDIRECT WHOLLY OWNED SUBSIDIARY OF GENERAL ELECTRIC
CAPITAL CORPORATION, WITH AND INTO PHH CORPORATION PURSUANT TO THE
AGREEMENT AND PLAN OF MERGER, DATED AS OF MARCH 15, 2007, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
02 PROPOSAL TO GRANT DISCRETIONARY AUTHORITY TO Management For For
EACH OF THE PROXY HOLDERS NAMED ON THE REVERSE
SIDE OF THIS PROXY CARD TO ADJOURN THE SPECIAL MEETING TO ANOTHER TIME
AND PLACE FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES.
DEL MONTE FOODS COMPANY DLM ANNUAL MEETING DATE: 09/27/2007
ISSUER: 24522P103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
03 TO RATIFY THE APPOINTMENT OF KPMG LLP, AN INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM, AS DEL MONTE FOODS COMPANY S
INDEPENDENT AUDITORS FOR ITS FISCAL YEAR ENDING APRIL 27, 2008.
02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE Management Against Against
DEL MONTE FOODS COMPANY 2002 STOCK INCENTIVE PLAN.
1C TO ELECT DAVID R. WILLIAMS AS A CLASS I DIRECTOR Management For For
TO HOLD OFFICE FOR THREE-YEAR TERM.
1B TO ELECT JOE L. MORGAN AS A CLASS I DIRECTOR Management For For
TO HOLD OFFICE FOR THREE-YEAR TERM.
1A TO ELECT VICTOR L. LUND AS A CLASS I DIRECTOR Management For For
TO HOLD OFFICE FOR THREE-YEAR TERM.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 16 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
RECKITT BENCKISER PLC, SLOUGH BERKSHIRE RB.L EGM MEETING DATE: 10/04/2007
ISSUER: G7420A107 ISIN: GB0007278715
SEDOL: 0727871, B02T156, 5861268
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
S.1 AUTHORIZE THE DIRECTORS OF THE COMPANY TO TAKE Management For *Management Position Unknown
ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY
OR APPROPRIATE FOR CARRYING INTO EFFECT THE SCHEME OF ARRANGEMENT
DATED 11 SEP 2007, BETWEEN THE COMPANY AND THE HOLDERS OF THE COMPANY
S ORDINARY SHARES EXPRESSED TO BE SUBJECT TO THAT SCHEME OF
ARRANGEMENT, IN ITS ORIGINAL FORM OR WITH OR SUBJECT TO ANY
MODIFICATION, ADDITION OR CONDITION APPROVED OR IMPOSED BY THE COURT
THE SCHEME; AND APPROVE, FOR THE PURPOSE OF GIVING EFFECT TO THE
SCHEME, TO REDUCE THE CAPITAL OF THE COMPANY BY CANCELING AND
EXTINGUISHING THE ORDINARY SHARES IN THE COMPANY SUBJECT TO THE SCHEME
THE SCHEME ORDINARY SHARES; AND APPROVE, FORTHWITH AND CONTINGENTLY
UPON THE SAID REDUCTION OF CAPITAL TAKING EFFECT: TO INCREASE THE
AUTHORIZED SHARE CAPITAL OF THE COMPANY TO ITS FORMER AMOUNT BY THE
CREATION OF THE SAME NUMBER OF NEW ORDINARY SHARES IN THE COMPANY THE
NEW RECKITT BENCKISER ORDINARY SHARE AS IS EQUAL TO THE NUMBER OF
SCHEME ORDINARY SHARES CANCELLED PURSUANT TO THIS RESOLUTION AS
SPECIFIED BEING EQUAL IN THEIR AGGREGATE NOMINAL AMOUNT TO THE
AGGREGATE NOMINAL AMOUNT OF THE SCHEME ORDINARY SHARES CANCELLED
PURSUANT TO THIS RESOLUTION AS SPECIFIED; THE COMPANY SHALL APPLY THE
CREDIT ARISING IN ITS BOOKS OF ACCOUNT AS A RESULT OF SUCH REDUCTION
OF CAPITAL IN PAYING UP, IN FULL AT PAR, THE NEW SHARES CREATED
PURSUANT TO THIS RESOLUTION AS SPECIFIED AND SHALL ALLOT AND ISSUE THE
SAME, CREDITED AS FULLY PAID, TO RECKITT BENCKISER GROUP PLC AND/OR
ITS NOMINEE OR NOMINEES; AND AUTHORIZE THE DIRECTORS OF THE COMPANY,
FOR THE PURPOSE OF SECTION 80 OF THE COMPANIES ACT 1985, TO ALLOT NEW
RECKITT BENCKISER ORDINARY SHARES AS SPECIFIED; PROVIDED THAT: THE
MAXIMUM NUMBER OF SHARES WHICH MAY BE ALLOTTED HEREUNDER IS THE NUMBER
NOT EXCEEDING 945,500,000 NECESSARY TO EFFECT SUCH ALLOTMENTS;
AUTHORITY EXPIRES ON 31 MAR 2008; AND THIS AUTHORITY SHALL BE IN
ADDITION TO ANY SUBSISTING AUTHORITY CONFERRED ON THE DIRECTORS OF THE
COMPANY PURSUANT TO THE SAID SECTION 80; AND AMEND THE ARTICLES OF
ASSOCIATION OF THE COMPANY BY THE ADOPTION AND INCLUSION OF THE NEW
ARTICLE 145 AS SPECIFIED; APPROVE THE REDUCTION OF CAPITA OF RECKITT
BENCKISER GROUP PLC APPROVED AT AN EGM OF RECKITT BENCKISER GROUP PLC
AS SPECIFIED
S.2 APPROVE TO REDUCE THE CAPITAL OF THE COMPANY Management For *Management Position Unknown
BY CANCELLING AND EXTINGUISHING ALL THE 5% CUMULATIVE
PREFERENCE SHARES OF GBP 1 EACH THE RECKITT BENCKISER PREFERENCE
SHARES IN THE CAPITAL OF THE COMPANY, IN CONSIDERATION FOR WHICH THERE
SHALL BE REPAID TO THE HOLDERS OF SUCH RECKITT BENCKISER PREFERENCE
SHARES, WHOSE NAMES APPEAR ON THE REGISTER OF THE MEMBERS AS SUCH AT
THE CLOSE OF BUSINESS ON THE DAY PRECEDING THE EFFECTIVE DATE OF THE
SAID REDUCTION OF CAPITAL, THE NOMINAL VALUE OF SUCH RECKITT
BENCEKISER PREFERENCE SHARES TOGETHER WITH AN AMOUNT EQUAL TO ANY
ARREARS OR DEFICIENCY OF THE FIXED DIVIDEND THEREON
S.3 APPROVE TO CANCEL THE SHARE PREMIUM ACCOUNT OF Management For *Management Position Unknown
THE COMPANY
S.4 APPROVE TO CANCEL THE CAPITAL REDEMPTION RESERVE Management For *Management Position Unknown
OF THE COMPANY
5. APPROVE, SUBJECT TO AND CONDITIONAL UPON THE Management For *Management Position Unknown
RESOLUTION S.1 BEING APPROVED, THE OPERATION BY RECKITT BENCKISER
GROUP PLC OF THE RECKITT BENCKISER GROUP 2007 SENIOR EXECUTIVE
SHARE OWNERSHIP POLICY PLAN, AS SPECIFIED
6. APPROVE, SUBJECT TO AND CONDITIONAL UPON THE Management For *Management Position Unknown
RESOLUTION S.1 BEING APPROVED, THE OPERATION BY RECKITT BENCKISER
GROUP PLC OF THE RECKITT BENCKISER GROUP 2007 SAVINGS RELATED SHARE
OPTION PLAN, AS SPECIFIED
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 17 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
7. APPROVE, SUBJECT TO AND CONDITIONAL UPON THE Management For *Management Position Unknown
RESOLUTION S.1 BEING APPROVED, THE
OPERATION
BY RECKITT BENCKISER GROUP PLC OF THE RECKITT
BENCKISER GROUP 2007 GLOBAL STOCK PROFIT PLAN,
AS SPECIFIED
8. APPROVE, SUBJECT TO AND CONDITIONAL UPON THE Management For *Management Position Unknown
RESOLUTION S.1 BEING APPROVED, THE
OPERATION
BY RECKITT BENCKISER GROUP PLC OF THE RECKITT
BENCKISER GROUP 2007 US SAVINGS-RELATED SHARE
OPTION PLAN, AS SPECIFIED
9. APPROVE, SUBJECT TO AND CONDITIONAL UPON THE Management For *Management Position Unknown
RESOLUTION S.1 BEING APPROVED, THE OPERATION
BY RECKITT BENCKISER GROUP PLC OF THE RECKITT
BENCKISER GROUP 2007 LONG TERM INCENTIVE PLAN,
AS SPECIFIED
RECKITT BENCKISER PLC, SLOUGH BERKSHIRE RB.L CRT MEETING DATE: 10/04/2007
ISSUER: G7420A107 ISIN: GB0007278715
SEDOL: 0727871, B02T156, 5861268
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1. APPROVE THE SCHEME OF ARRANGEMENT TO BE MADE Management For *Management Position Unknown
BETWEEN THE COMPANY AND THE SCHEME
ORDINARY SHAREHOLDERS
EXPRESSED TO BE SUBJECT TO THAT SCHEME OF ARRANGEMENT
THE MOSAIC COMPANY MOS ANNUAL MEETING DATE: 10/04/2007
ISSUER: 61945A107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
F. GUILLAUME BASTIAENS Management For For
RAYMOND F. BENTELE Management For For
RICHARD D. FRASCH Management For For
WILLIAM R. GRABER Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
AQUILA, INC. ILA SPECIAL MEETING DATE: 10/09/2007
ISSUER: 03840P102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
02 ADJOURNMENT AND POSTPONEMENT OF THE SPECIAL MEETING, Management For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE
ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO ADOPT THE
AGREEMENT AND PLAN OF MERGER.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 18 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
01 ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For
AS OF FEBRUARY 6, 2007, AMONG AQUILA, INC., GREAT
PLAINS ENERGY INCORPORATED, GREGORY ACQUISITION
CORP., AND BLACK HILLS CORPORATION.
THE PROCTER & GAMBLE COMPANY PG ANNUAL MEETING DATE: 10/09/2007
ISSUER: 742718109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
RAJAT K. GUPTA Management For For
A.G. LAFLEY Management For For
LYNN M. MARTIN Management For For
JOHNATHAN A. RODGERS Management For For
JOHN F. SMITH, JR. Management For For
RALPH SNYDERMAN, M.D. Management For For
MARGARET C. WHITMAN Management For For
02 RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
03 SHAREHOLDER PROPOSAL #1 - AWARD NO FUTURE STOCK Shareholder Against For
OPTIONS
04 SHAREHOLDER PROPOSAL #2 - REPORT ON COMPANY POLICIES Shareholder Against For
AND ACTIVITIES
05 SHAREHOLDER PROPOSAL #3 - ANIMAL TESTING Shareholder Against For
GREAT PLAINS ENERGY INCORPORATED GXP SPECIAL MEETING DATE: 10/10/2007
ISSUER: 391164100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
02 APPROVAL OF AUTHORITY OF THE PROXY HOLDERS TO Management For For
VOTE IN FAVOR OF A MOTION TO ADJOURN THE MEETING
FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES.
01 APPROVAL OF THE ISSUANCE OF SHARES OF GREAT PLAINS Management For For
ENERGY INCORPORATED COMMON STOCK AS CONTEMPLATED BY THE AGREEMENT AND
PLAN OF MERGER, DATED AS OF FEBRUARY 6, 2007, BY AND AMONG AQUILA,
INC., GREAT PLAINS ENERGY INCORPORATED, GREGORY ACQUISITION CORP. AND
BLACK HILLS CORPORATION, INCLUDING ALL EXHIBITS AND SCHEDULES THERETO.
CARPENTER TECHNOLOGY CORPORATION CRS ANNUAL MEETING DATE: 10/15/2007
ISSUER: 144285103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
02 APPROVAL OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
01 DIRECTOR Management For
I. MARTIN INGLIS Management For For
PETER N. STEPHANS Management For For
KATHRYN C. TURNER Management For For
STEPHEN M. WARD, JR. Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 19 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
DIAGEO PLC DEO ANNUAL MEETING DATE: 10/16/2007
ISSUER: 25243Q205 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
13 AMENDMENTS TO THE ARTICLES OF ASSOCIATION Management For For
12 ADOPTION OF DIAGEO PLC 2007 UNITED STATES EMPLOYEE Management For For
STOCK PURCHASE PLAN
11 AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR Management For For
TO INCUR POLITICAL EXPENDITURE
10 AUTHORITY TO PURCHASE OWN ORDINARY SHARES Management For For
09 DISAPPLICATION OF PRE-EMPTION RIGHTS Management For For
08 AUTHORITY TO ALLOT RELEVANT SECURITIES Management For For
07 RE-APPOINTMENT AND REMUNERATION OF AUDITOR Management For For
06 RE-ELECTION OF MR PA WALKER (MEMBER OF AUDIT, Management For For
NOMINATION, AND REMUNERATION COMMITTEE)
05 RE-ELECTION OF MR NC ROSE (MEMBER OF EXECUTIVE Management For For
COMMITTEE)
04 RE-ELECTION OF MS M LILJA (MEMBER OF AUDIT, NOMINATION, Management For For
REMUNERATION COMMITTEE)
03 DECLARATION OF FINAL DIVIDEND Management For For
01 REPORTS AND ACCOUNTS 2007 Management For For
02 DIRECTORS REMUNERATION REPORT 2007 Management For For
CABLEVISION SYSTEMS CORPORATION CVC SPECIAL MEETING DATE: 10/17/2007
ISSUER: 12686C109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
03 TO APPROVE ANY MOTION TO ADJOURN THE SPECIAL Management For For
MEETING TO A LATER DATE TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO APPROVE PROPOSAL 1 OR PROPOSAL 2.
02 TO APPROVE AN AMENDMENT TO CABLEVISION SYSTEMS Management For For
CORPORATION S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, WHICH
WOULD MAKE SECTION A.X. OF ARTICLE FOURTH OF THE AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION INAPPLICABLE TO THE MERGER AND THE OTHER
TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT.
01 TO ADOPT AND APPROVE THE AGREEMENT AND PLAN OF Management Against Against
MERGER, DATED AS OF MAY 2, 2007, BY AND AMONG
CENTRAL PARK HOLDING COMPANY, LLC, CENTRAL PARK MERGER SUB, INC. AND
CABLEVISION SYSTEMS CORPORATION AS IT MAY BE AMENDED FROM TIME TO
TIME, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 20 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
NEWS CORPORATION NWSA ANNUAL MEETING DATE: 10/19/2007
ISSUER: 65248E203 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
04 STOCKHOLDER PROPOSAL REGARDING THE ELIMINATION Shareholder Against For
OF THE COMPANY S DUAL CLASS CAPITAL STRUCTURE.
03 STOCKHOLDER PROPOSAL REGARDING THE ANNUAL ELECTION Shareholder Against For
OF DIRECTORS.
02 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY Management For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2008.
01 DIRECTOR Management For
K. RUPERT MURDOCH Management For For
PETER L. BARNES Management For For
KENNETH E. COWLEY Management For For
DAVID F. DEVOE Management For For
VIET DINH Management For For
CABLEVISION SYSTEMS CORPORATION CVC SPECIAL MEETING DATE: 10/24/2007
ISSUER: 12686C109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
02 TO APPROVE AN AMENDMENT TO CABLEVISION SYSTEMS Management For For
CORPORATION S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, WHICH
WOULD MAKE SECTION A.X. OF ARTICLE FOURTH OF THE AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION INAPPLICABLE TO THE MERGER AND THE OTHER
TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT.
01 TO ADOPT AND APPROVE THE AGREEMENT AND PLAN OF Management Against Against
MERGER, DATED AS OF MAY 2, 2007, BY AND AMONG
CENTRAL PARK HOLDING COMPANY, LLC, CENTRAL PARK MERGER SUB, INC. AND
CABLEVISION SYSTEMS CORPORATION AS IT MAY BE AMENDED FROM TIME TO
TIME, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
03 TO APPROVE ANY MOTION TO ADJOURN THE SPECIAL Management For For
MEETING TO A LATER DATE TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO APPROVE PROPOSAL 1 OR PROPOSAL 2.
PARKER-HANNIFIN CORPORATION PH ANNUAL MEETING DATE: 10/24/2007
ISSUER: 701094104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
LINDA S. HARTY Management For For
CANDY M. OBOURN Management For For
DONALD E. WASHKEWICZ Management For For
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FY08
02 A MANAGEMENT PROPOSAL TO DECLASSIFY THE BOARD Management For For
OF DIRECTORS
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 21 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
SPECTRA ENERGY CORP SE ANNUAL MEETING DATE: 10/31/2007
ISSUER: 847560109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
PAMELA L. CARTER Management For For
WILLIAM T. ESREY Management For For
FRED J. FOWLER Management For For
DENNIS R. HENDRIX Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF DELOITTE Management For For
& TOUCHE LLP AS SPECTRA ENERGY S INDEPENDENT
PUBLIC ACCOUNTANTS FOR 2007.
PERNOD-RICARD, PARIS RI.PA MIX Meeting Date: 11/07/2007
ISSUER: F72027109 ISIN: FR0000120693
SEDOL: B043D05, 4427100, B030Q53, B10S419, 4682318, 4682329
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
O.1 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management For For
AND THE AUDITORS, THE COMPANY S FINANCIAL STATEMENTS
FOR THE YE IN 30 JUN 2007, AS PRESENTED, EARNINGS
FOR THE FYE: EUR 597,492,980.80 THE SHAREHOLDERS
MEETING APPROVES THE REPORTS OF THE CHAIRMAN OF THE BOARD OF
DIRECTORS ON THE CONDITIONS FOR THE PREPARATION AND THE ORGANIZATION
OF THE WORK OF THE BOARD, AND THE AUDITORS ON THE INTERNAL AUDIT
PROCEDURES IN ACCOUNTING AND FINANCIAL MATTERS, THE SHAREHOLDERS
MEETING APPROVES THE EXPENSES AND CHARGES THAT WERE NOT TAX-DEDUCTIBLE
OF EUR 58,497.00 WITH A CORRESPONDING TAX OF EUR 20,142.00
O.2 APPROVE THE REPORTS OF THE BOARD OF DIRECTORS Management For For
AND THE AUDITORS, THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE SAID FY, IN THE FORM PRESENTED
TO THE MEETING
O.3 APPROVE THE RECOMMENDATIONS OF THE BOARD OF DIRECTORS Management For For
AND RESOLVES THAT THE INCOME FOR THE FY BE APPROPRIATED
AS FOLLOWS: EARNINGS FOR THE FYE: EUR 597,492,980.80
LEGAL RESERVE: EUR 9,319,934.58 TOTAL: EUR 588,173,046.22
PRIOR RETAINED EARNINGS : EUR 193,340,423.46
DISTRIBUTABLE INCOME: EUR 781,513,469.68 DIVIDENDS:
EUR 276,221,935.08 :70 RETAINED EARNINGS: EUR
505,291,534.60 THE SHAREHOLDERS MEETING REMINDS
THAT AN INTERIM DIVIDEND OF EUR 1.26 WAS ALREADY
PAID ON 04 JUL 2007 THE REMAINING DIVIDEND OF
EUR 1.26 WILL BE PAID ON 14 NOV 2007, AND WILL
ENTITLE NATURAL PERSONS TO THE 50 % ALLOWANCE
IN THE EVENT THAT THE COMPANY HOLDS SOME OF ITS
OWN SHARES ON SUCH DATE, THE AMOUNT OF THE UNPAID
DIVIDEND ON SUCH SHARES SHALL BE ALLOCATED TO
THE RETAINED EARNINGS ACCOUNT AS REQUIRED BY
LAW, IT IS REMINDED THAT, FOR THE LAST 3 FY,
THE DIVIDENDS PAID, WERE AS FOLLOWS: EUR 2.52
FOR FY 2005 2006 EUR 3.22 FOR FY 2004 2005 EUR
1.96 FOR FY 2003
O.4 APPROVE THE SPECIAL REPORT OF THE AUDITORS ON Management For For
AGREEMENTS GOVERNED BY ARTICLE L.338-42 OF THE
FRENCH COMMERCIAL CODE, APPROVES SAID REPORT
AND THE AGREEMENTS REFERRED TO THEREIN
ProxyEdge - Investment Company Report Report Date: 07209/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 22 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
O.5 APPROVE THE SPECIAL REPORT OF THE AUDITORS ON Management For For
AGREEMENTS GOVERNED BY ARTICLE L.225-42-1 OF
THE FRENCH COMMERCIAL CODE, APPROVES SAID REPORT
AND THE AGREEMENTS REFERRED TO THEREIN
O.6 APPOINT MR. NICOLE BOUTON AS A DIRECTOR FOR 4 Management For For
YEAR PERIOD
O.7 APPROVE TO AWARD TOTAL ANNUAL FEES OF EUR 670,000.00 Management For For
TO THE BOARD OF DIRECTORS
E.21 AMEND ARTICLE 32 OF THE BYLAWS Management For For
O.8 AUTHORIZE THE BOARD OF DIRECTORS TO TRADE IN Management For For
THE COMPANY S SHARES ON THE STOCK MARKET, SUBJECT
TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE
PRICE: EUR 250.00, MAXIMUM NUMBER OF SHARES TO
BE ACQUIRED: 10,961,187 SHARES, MAXIMUM FUNDS
INVESTED IN THE SHARE BUYBACKS: EUR 2,740,296,750.00
THIS AUTHORIZATION IS GIVEN FOR A 18-MONTH PERIOD
THE SHAREHOLDERS MEETING, TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED
OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS
MEETING OF 07 NOV 2006 IN ITS RESOLUTION 7
* FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN Non-Voting *Management Position Unknown
AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB
CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN
THE NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING
APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED
INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN THE PROXY CARD AND
FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER YOUR GLOBAL
CUSTODIAN ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT YOUR
REPRESENTATIVE
E.9 AUTHORIZE THE BOARD OF DIRECTORS TO REDUCE THE Management For For
SHARE CAPITAL, ON ONE OR MORE OCCASIONS AND AT
ITS SOLE DISCRETION, BY CANCELLING ALL OR PART OF THE SHARES HELD BY
THE COMPANY IN CONNECTION WITH A STOCK REPURCHASE PLAN, UP TO A
MAXIMUM OF 10% OF THE SHARE CAPITAL OVER A 24-MONTH PERIOD THIS
AUTHORIZATION IS GIVEN FOR A 24-MONTH PERIOD THE SURPLUS OF THE COST
PRICE OF THE CANCELLED SHARES ON THEIR NOMINAL VALUE WILL BE IMPUTED
ON THE POST ISSUANCE PREMIUM, OR TO ANY OVER AVAILABLE RESERVES,
INCLUDED THE LEGAL RESERVES THE SHAREHOLDERS MEETING, TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES THIS
AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS
MEETING OF 07 NOV 2006 IN ITS RESOLUTION 8
E.10 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For For
THE CAPITAL, ON ONE OR MORE OCCASIONS, IN FRANCE
OR ABROAD, BY A MAXIMUM NOMINAL AMOUNT OF EUR 170,000,000.00, BY
ISSUANCE, WITH PREFERRED SUBSCRIPTION RIGHTS MAINTAINED, OF SHARES AND
OR DEBT SECURITIES THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE
SET FORTH IN RESOLUTIONS 11, 12, 13, 14, 16 AND 20, THE MAXIMUM
NOMINAL AMOUNT OF DEBT SECURITIES WHICH MAY BE ISSUED SHALL NOT EXCEED
EUR 5,000,000,000.00, THIS AMOUNT SHALL NOT COUNT AGAINST THE OVERALL
VALUE SET FORTH IN RESOLUTION 15; AUTHORITY EXPIRES AT THE END OF
26-MONTH PERIOD; THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF
THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 10 NOV 2005
IN ITS RESOLUTION 18 AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 23 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
E.11 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For For
THE CAPITAL, ON ONE OR MORE OCCASIONS, IN FRANCE
OR ABROAD, BY A MAXIMUM NOMINAL AMOUNT OF EUR 68,000,000.00, BY
ISSUANCE, WITHOUT PREFERRED SUBSCRIPTION RIGHTS MAINTAINED, OF SHARES
AND OR DEBT SECURITIES THIS AMOUNT SHALL COUNT AGAINST THE OVERALL
VALUE SET FORTH IN RESOLUTIONS 12, 13, 14 AND 20 THE MAXIMUM NOMINAL
AMOUNT OF DEBT SECURITIES WHICH MAY BE ISSUED SHALL NOT EXCEED EUR
4,000,000,000.00 THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE SET
FORTH IN RESOLUTION NUMBER 10 THIS AMOUNT SHALL NOT COUNT AGAINST THE
OVERALL VALUE SET FORTH IN RESOLUTION NUMBER 15 THIS AUTHORIZATION IS
GRANTED FOR A 26-MONTH PERIOD THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS
MEETING OF 10 NOV 2005 IN ITS RESOLUTION NUMBER
19 THE SHAREHOLDERS MEETING, TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.12 APPROVE THAT THE BOARD OF DIRECTOR MAY DECIDE Management For For
TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED
IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT PREFERENTIAL
SUBSCRIPTION RIGHT OF SHAREHOLDERS, AT THE SAME PRICE AS THE INITIAL
ISSUE, WITHIN 30 DAYS OF THE CLOSING OF THE SUBSCRIPTION PERIOD AND UP
TO A MAXIMUM OF 15% OF THE INITIAL ISSUE, THIS AMOUNT SHALL COUNT
AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTION 10; THIS DELEGATION
IS GRANTED FOR A 26-MONTH PERIOD THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS
MEETING OF 10 NOV 2005 IN ITS RESOLUTION 20
E.13 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For For
THE SHARE CAPITAL, UP TO 10% OF THE SHARE CAPITAL,
BY WAY OF ISSUING SHARES OR SECURITIES GIVING ACCESS TO THE CAPITAL,
IN CONSIDERATION FOR THE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY
AND COMPRISED OF CAPITAL SECURITIES OR SECURITIES GIVING ACCESS TO
SHARE CAPITAL THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE SET
FORTH IN RESOLUTION 11; THIS AUTHORIZATION IS GRANTED FOR A 26-MONTH
PERIOD THE SHAREHOLDERS MEETING, TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS
MEETING OF 10 NOV 2005 IN ITS RESOLUTION NUMBER 21
E.14 AUTHORIZE THE BOARD OF DIRECTORS TO ISSUE COMPANY Management For For
S EQUITY SECURITIES OR SECURITIES GIVING ACCESS TO THE COMPANY S SHARE
CAPITAL, THIS ISSUANCE SHOULD NOT EXCEED 20% OF THE SHARE CAPITAL, IN
CONSIDERATION FOR SECURITIES TENDERED IN A PUBLIC EXCHANGE OFFER
INITIATED BY THE COMPANY CONCERNING THE SHARES OF ANOTHER COMPANY;
THIS AUTHORIZATION IS GRANTED FOR A 26-MONTH PERIOD THE SHAREHOLDERS
MEETING DECIDES TO CANCEL THE SHAREHOLDERS PREFERENTIAL SUBSCRIPTION
RIGHTS IN FAVOUR OF BENEFICIARY THE AMOUNT OF THE CAPITAL INCREASE
SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTION 11 THE
SHAREHOLDERS MEETING, TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES THIS AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 10
NOV 2005 IN ITS RESOLUTION 22
E.15 AUTHORIZE THE BOARD OF DIRECTORS, ON ONE OR MORE Management For For
OCCASIONS, IN FRANCE OR ABROAD, TO ISSUE DEBT
SECURITIES GIVING THE RIGHT TO THE ALLOCATION OF WARRANTS THE MAXIMUM
NOMINAL AMOUNT OF DEBT SECURITIES WHICH MAY BE ISSUED SHALL NOT EXCEED
EUR 5,000,000,000.00 THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE
SET FORTH IN RESOLUTIONS 10 AND 11; THIS AUTHORIZATION IS GRANTED FOR
A 26-MONTH PERIOD THE SHAREHOLDERS MEETING, TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES THIS AUTHORIZATION
SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS MEETING OF 10 NOV 2005 IN ITS RESOLUTION 23
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 24 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
E.16 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For For
THE SHARE CAPITAL, IN ONE OR MORE OCCASIONS AND
AT ITS SOLE DISCRETION, BY A MAXIMUM NOMINAL AMOUNT OF EUR
170,000,000.00, BY WAY OF CAPITALIZING RESERVES, PROFITS, PREMIUMS OR
OTHER MEANS, PROVIDED THAT SUCH CAPITALIZATION IS ALLOWED BY LAW AND
UNDER THE BY-LAWS, BY ISSUING BONUS SHARES OR RAISING THE PAR VALUE OF
EXISTING SHARES, OR BY A COMBINATION OF THESE METHODS THIS
AUTHORIZATION IS GIVEN FOR A 26-MONTH PERIOD THIS AMOUNT SHALL COUNT
AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTION NUMBER 10 THE
SHAREHOLDERS MEETING, TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES THIS AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 10
NOV 2005 IN ITS RESOLUTION 24
E.17 APPROVE TO DIVIDE THE SHARES NOMINAL VALUE BY Management For For
2 AND TO EXCHANGE 1 FORMER SHARES OF EUR 3.10
NOMINAL VALUE AGAINST 2 NEW SHARES OF EUR 1.55 NOMINAL VALUE EACH
CONSEQUENTLY, THE SHAREHOLDER S MEETING DECIDES THAT THE DIVISION OF
THE NOMINAL WILL COME INTO EFFECT THE 15 JAN 2008 AND AUTHORIZE THE
BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
E.18 AUTHORIZE THE BOARD OF DIRECTORS TO GRANT, FOR Management For For
FREE, ON ONE OR MORE OCCASIONS, EXISTING OR FUTURE
SHARES, IN FAVOUR OF THE EMPLOYEES OR THE CORPORATE OFFICERS OF THE
COMPANY AND RELATED COMPANIES THEY MAY NOT REPRESENT MORE THAN 1% OF
THE SHARE CAPITAL THIS AMOUNT SHALL NOT COUNT AGAINST THE OVERALL
VALUE SET FORTH IN THE PREVIOUS RESOLUTION THE PRESENT DELEGATION IS
GIVEN FOR A 38-MONTH PERIOD THIS AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS
MEETING OF 10 NOV 2005 IN ITS RESOLUTION NUMBER 25 THE SHAREHOLDERS
MEETING, TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES THE SHAREHOLDERS MEETING DECIDES TO CANCEL THE
SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOUR OF BENEFICIARY
E.19 AUTHORIZE THE BOARD OF DIRECTORS TO PROCEED, Management For For
IN ONE OR MORE ISSUES, WITH THE ISSUANCE OF BOUND
OF SHARES SUBSCRIPTION, BEFORE THE END OF THE PERIOD OF PUBLIC OFFER
INITIATED BY THE COMPANY THE MAXIMUM GLOBAL AMOUNT OF ISSUANCE OF THE
BOUND OF SHARES SHOULD NOT EXCEED EUR 145,000,000.00 THIS
AUTHORIZATION IS GRANTED FOR A 18-MONTH PERIOD THE SHAREHOLDERS
MEETING, TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 07 NOV 2006 IN
ITS RESOLUTION 10
E.20 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For For
THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS,
AT ITS SOLE DISCRETION, IN FAVOUR OF EMPLOYEES AND CORPORATE OFFICERS
OF THE COMPANY WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN THIS
DELEGATION IS GIVEN FOR A 26-MONTH PERIOD AND FOR A NOMINAL AMOUNT
THAT SHALL NOT EXCEED 2% OF THE SHARE CAPITAL THIS AMOUNT SHALL COUNT
AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTION NUMBER 11 THE
SHAREHOLDERS
MEETING DECIDES TO CANCEL THE SHAREHOLDERS PREFERENTIAL SUBSCRIPTION
RIGHTS IN FAVOUR OF EMPLOYEES AND CORPORATE OFFICERS OF THE COMPANY
WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN THIS AUTHORIZATION
SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS
MEETING OF 07 NOV 2006 IN ITS RESOLUTION NUMBER
11 THE SHAREHOLDERS MEETING, TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 25 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
E.22 APPROVE TO GRANT FULL POWERS TO THE BEARER OF Management For For
AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES
OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS
AND OTHER FORMALITIES PRESCRIBED BY LAW
* PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting *Management Position Unknown
IN ONE SPECIFIED CONDITION RESOLUTION 15 OMITTED
IN RESOLUTION E.10. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
THE GREAT ATLANTIC & PACIFIC TEA CO INC. GAP SPECIAL MEETING DATE: 11/08/2007
ISSUER: 390064103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 PROPOSAL TO APPROVE THE ISSUANCE OF A&P COMMON Management For For
STOCK PURSUANT TO THE AGREEMENT AND PLAN OF MERGER,
DATED AS OF MARCH 4, 2007, BY AND AMONG A&P,
MERGER SUB (A WHOLLY OWNED SUBSIDIARY OF A&P ESTABLISHED FOR THE
PURPOSE OF EFFECTING THE MERGER) AND PATHMARK, AS AMENDED FROM TIME TO
TIME, WHICH PROVIDES FOR THE MERGER OF MERGER SUB WITH AND INTO
PATHMARK.
02 PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL MEETING, Management For For
IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES.
TRANSOCEAN INC. RIG SPECIAL MEETING DATE: 11/09/2007
ISSUER: G90078109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 APPROVAL OF THE SCHEME OF ARRANGEMENT, ATTACHED Management For For
TO THE ACCOMPANYING JOINT PROXY STATEMENT AS ANNEX G, WHICH PROVIDES
FOR THE RECLASSIFICATION OF OUR ORDINARY SHARES.
03 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Management For For
OUR MEMORANDUM AND ARTICLES OF ASSOCIATION TO,
AMONG OTHER THINGS, INCREASE THE MAXIMUM NUMBER OF DIRECTORS
CONSTITUTING THE BOARD OF DIRECTORS OF TRANSOCEAN INC. FROM 13 TO 14,
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
02 APPROVAL OF THE ISSUANCE OF OUR ORDINARY SHARES Management For For
TO SHAREHOLDERS OF GLOBALSANTAFE CORPORATION IN THE MERGER UNDER THE
TERMS OF THE AGREEMENT AND PLAN OF MERGER, ATTACHED TO THE
ACCOMPANYING JOINT PROXY STATEMENT AS ANNEX A.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 26 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
ARGO GROUP INTERNATIONAL HOLDINGS, LTD. AGII ANNUAL MEETING DATE: 11/13/2007
ISSUER: G0464B107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
03 APPROVAL OF THE ARGO GROUP INTERNATIONAL HOLDINGS, Management For For
LTD. 2007 ANNUAL INCENTIVE COMPENSATION PLAN.
02 APPROVAL OF THE ARGO GROUP INTERNATIONAL HOLDINGS, Management For For
LTD. 2007 EMPLOYEE STOCK PURCHASE PLAN.
01 DIRECTOR Management For
F. SEDGWICK BROWNE Management For For
HECTOR DE LEON Management For For
FRANK W. MARESH Management For For
JOHN R. POWER, JR. Management For For
GARY V. WOODS Management For For
05 APPROVAL OF THE RECOMMENDATION OF THE AUDIT COMMITTEE Management For For
OF OUR BOARD OF DIRECTORS THAT ERNST & YOUNG
LLP BE APPOINTED AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2007 AND REFERRAL OF THE DETERMINATION OF THE
INDEPENDENT AUDITORS REMUNERATION TO THE AUDIT COMMITTEE OF OUR BOARD
OF DIRECTORS.
04 APPROVAL OF THE ARGO GROUP INTERNATIONAL HOLDINGS, Management Against Against
LTD. 2007 LONG-TERM INCENTIVE PLAN.
AUTOMATIC DATA PROCESSING, INC. ADP ANNUAL MEETING DATE: 11/13/2007
ISSUER: 053015103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
02 APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
01 DIRECTOR Management For
GREGORY D. BRENNEMAN Management For For
LESLIE A. BRUN Management For For
GARY C. BUTLER Management For For
LEON G. COOPERMAN Management For For
ERIC C. FAST Management For For
R. GLENN HUBBARD Management For For
JOHN P. JONES Management For For
FREDERIC V. MALEK Management For For
GREGORY L. SUMME Management For For
HENRY TAUB Management For For
MICROSOFT CORPORATION MSFT ANNUAL MEETING DATE: 11/13/2007
ISSUER: 594918104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: WILLIAM H. GATES, III Management For For
1B ELECTION OF DIRECTOR: STEVEN A. BALLMER Management For For
1C ELECTION OF DIRECTOR: JAMES I. CASH JR., PHD Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 27 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
1D ELECTION OF DIRECTOR: DINA DUBLON Management For For
1E ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Management For For
1F ELECTION OF DIRECTOR: REED HASTINGS Management For For
1G ELECTION OF DIRECTOR: DAVID F. MARQUARDT Management For For
1H ELECTION OF DIRECTOR: CHARLES H. NOSKI Management For For
1I ELECTION OF DIRECTOR: DR. HELMUT PANKE Management For For
1J ELECTION OF DIRECTOR: JON A. SHIRLEY Management For For
02 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY S INDEPENDENT AUDITOR.
03 SHAREHOLDER PROPOSAL - ADOPTION OF POLICIES ON Shareholder Against For
INTERNET CENSORSHIP.
04 SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD Shareholder Against For
COMMITTEE ON HUMAN RIGHTS.
NATIONAL PRESTO INDUSTRIES, INC. NPK ANNUAL MEETING DATE: 11/13/2007
ISSUER: 637215104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
RICHARD N. CARDOZO Management For For
PATRICK J. QUINN Management For For
DEERE & COMPANY DE SPECIAL MEETING DATE: 11/14/2007
ISSUER: 244199105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 AMENDMENT OF THE COMPANY S RESTATED CERTIFICATE Management For For
OF INCORPORATION INCREASING THE NUMBER OF AUTHORIZED
SHARES OF STOCK TO EFFECT A TWO-FOR-ONE STOCK SPLIT IN THE FORM OF A
DIVIDEND OF THE COMPANY S COMMON STOCK.
THE CLOROX COMPANY CLX ANNUAL MEETING DATE: 11/14/2007
ISSUER: 189054109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1I ELECT JAN L. MURLEY AS A DIRECTOR. Management For For
1H ELECT EDWARD A. MUELLER AS A DIRECTOR. Management For For
1G ELECT GARY G. MICHAEL AS A DIRECTOR. Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 28 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
1F ELECT ROBERT W. MATSCHULLAT AS A DIRECTOR. Management For For
1E ELECT DONALD R. KNAUSS AS A DIRECTOR. Management For For
1D ELECT GEORGE J. HARAD AS A DIRECTOR. Management For For
1C ELECT TULLY M. FRIEDMAN AS A DIRECTOR. Management For For
1B ELECT RICHARD H. CARMONA AS A DIRECTOR. Management For For
1A ELECT DANIEL BOGGAN, JR. AS A DIRECTOR. Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG Management For For
LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, FOR THE FISCAL
YEAR ENDING JUNE 30, 2008.
1K ELECT CAROLYN M. TICKNOR AS A DIRECTOR. Management For For
1J ELECT PAMELA THOMAS-GRAHAM AS A DIRECTOR. Management For For
CAMPBELL SOUP COMPANY CPB ANNUAL MEETING DATE: 11/16/2007
ISSUER: 134429109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
EDMUND M. CARPENTER Management For For
PAUL R. CHARRON Management For For
DOUGLAS R. CONANT Management For For
BENNETT DORRANCE Management For For
KENT B. FOSTER Management For For
HARVEY GOLUB Management For For
RANDALL W. LARRIMORE Management For For
PHILIP E. LIPPINCOTT Management For For
MARY ALICE D. MALONE Management For For
SARA MATHEW Management For For
DAVID C. PATTERSON Management For For
CHARLES R. PERRIN Management For For
A. BARRY RAND Management For For
GEORGE STRAWBRIDGE, JR. Management For For
LES C. VINNEY Management For For
CHARLOTTE C. WEBER Management For For
02 RATIFICATION OF APPOINTMENT OF THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
DENBURY RESOURCES INC. DNR SPECIAL MEETING DATE: 11/19/2007
ISSUER: 247916208 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
03 PROPOSAL TO GRANT AUTHORITY TO THE COMPANY TO Management For For
EXTEND THE SOLICITATION PERIOD IN THE EVENT THAT
THE SPECIAL MEETING IS POSTPONED OR ADJOURNED
FOR ANY REASON.
02 PROPOSAL TO APPROVE AN AMENDMENT TO OUR RESTATED Management For For
CERTIFICATE OF INCORPORATION TO SPLIT OUR COMMON
SHARES 2-FOR-1.
01 PROPOSAL TO APPROVE AN AMENDMENT TO OUR RESTATED Management For For
CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF SHARES OF OUR
AUTHORIZED COMMON STOCK FROM 250,000,000 SHARES TO 600,000,000 SHARES.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 29 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
ENERGY EAST CORPORATION EAS SPECIAL MEETING DATE: 11/20/2007
ISSUER: 29266M109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN Management For For
OF MERGER DATED AS OF JUNE 25, 2007 AMONG IBERDROLA,
S.A., GREEN ACQUISITION CAPITAL, INC. AND ENERGY
EAST CORPORATION.
02 APPROVAL OF ANY PROPOSAL TO ADJOURN THE SPECIAL Management For For
MEETING TO A LATER DATE, IF NECESSARY.
CONSTELLATION BRANDS, INC. STZ SPECIAL MEETING DATE: 12/06/2007
ISSUER: 21036P108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT Management For For
OF THE COMPANY S CERTIFICATE OF INCORPORATION.
02 PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT Management For For
OF THE COMPANY S LONG-TERM STOCK INCENTIVE PLAN.
COPART, INC. CPRT ANNUAL MEETING DATE: 12/06/2007
ISSUER: 217204106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
03 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT AUDITORS FOR THE COMPANY FOR THE CURRENT FISCAL YEAR
ENDING JULY 31, 2008.
02 APPROVAL OF THE ADOPTION OF THE 2007 EQUITY INCENTIVE Management Against Against
PLAN.
01 DIRECTOR Management For
WILLIS J. JOHNSON Management For For
A. JAYSON ADAIR Management For For
JAMES E. MEEKS Management For For
STEVEN D. COHAN Management For For
DANIEL J. ENGLANDER Management For For
BARRY ROSENSTEIN Management For For
THOMAS W. SMITH Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 30 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
CAMERON INTERNATIONAL CORPORATION CAM SPECIAL MEETING DATE: 12/07/2007
ISSUER: 13342B105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 AMENDMENT TO THE COMPANY S AMENDED AND RESTATED Management For For
CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK FROM 150,000,000 TO 400,000,000.
DOW JONES & COMPANY, INC. DJ SPECIAL MEETING DATE: 12/13/2007
ISSUER: 260561105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT AND Management For For
PLAN OF MERGER, DATED AS OF JULY 31, 2007, BY
AND AMONG NEWS CORPORATION, RUBY NEWCO LLC, DOW
JONES AND DIAMOND MERGER SUB CORPORATION, AS
THIS AGREEMENT MAY BE AMENDED
02 PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF NECESSARY Management For For
TO PERMIT FURTHER SOLICITATION OF PROXIES IN
THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT
FANNIE MAE FNM ANNUAL MEETING DATE: 12/14/2007
ISSUER: 313586109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
STEPHEN B. ASHLEY Management For For
DENNIS R. BERESFORD Management For For
LOUIS J. FREEH Management For For
BRENDA J. GAINES Management For For
KAREN N. HORN, PH.D. Management For For
BRIDGET A. MACASKILL Management For For
DANIEL H. MUDD Management For For
LESLIE RAHL Management For For
JOHN C. SITES, JR. Management For For
GREG C. SMITH Management For For
H. PATRICK SWYGERT Management For For
JOHN K. WULFF Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF DELOITTE Management For For
& TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE FANNIE Management For For
MAE STOCK COMPENSATION PLAN OF 2003.
04 PROPOSAL TO REQUIRE SHAREHOLDER ADVISORY VOTE Shareholder Against For
ON EXECUTIVE COMPENSATION.
05 PROPOSAL TO AUTHORIZE CUMULATIVE VOTING. Shareholder Against For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 31 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
H&R BLOCK, INC. HRB SPECIAL MEETING DATE: 12/14/2007
ISSUER: 093671105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 APPROVE AN AMENDMENT TO THE RESTATED ARTICLES Management For For
OF INCORPORATION OF THE COMPANY TO ELIMINATE THE CLASSIFICATION OF
THE BOARD OF DIRECTORS.
ALTADIS SA ALD.PA EGM MEETING DATE: 12/18/2007
ISSUER: E0432C106 ISIN: ES0177040013
SEDOL: B02T9V8, 5843114, 5860652, B0YLW13, 5444012
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
18 DEC 2007. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. THANK YOU.
1. MODIFICATION OF ARTICLE 24 (VOTING RIGHTS) OF Management For For
THE COMPANY BY-LAWS AND OF ARTICLE 24.1 (ADOPTION
OF RESOLUTIONS AND ANNOUNCEMENT OF RESULTS) OF
THE REGULATIONS OF THE GENERAL SHAREHOLDERS
MEETING
2. DELEGATION OF POWERS TO EXECUTE, CONSTRUE, RECTIFY, Management For For
REGISTER AND GIVE EFFECT TO THE RESOLUTIONS PASSED
AT THE GENERAL SHAREHOLDERS MEETING
* PLEASE NOTE: ATTENDANCE PREMIUM (0.10 EUROS GROSS Non-Voting *Management Position Unknown
PER SHARE): SHAREHOLDERS WHO PARTICIPATE IN ANY FORM AT THE EGM,
WHETHER DIRECTLY, BY PROXY, OR BY LONG-DISTANCE VOTING, SHALL BE
ENTITLED TO RECEIVE AN ATTENDANCE PREMIUM OF TEN EURO CENTS GROSS
PER SHARE, PROVIDED THAT THEY HAVE THEM RECORDED IN THE PERTINENT
BOOK-ENTRY LEDGER FIVE DAYS IN ADVANCE OF THE DATE SCHEDULED FOR
THE EGM.
* PLEASE BE ADVISED THAT ADDITIONAL INFORMATION Non-Voting *Management Position Unknown
CONCERNING ALTADIS S.A., CAN ALSO BE VIEWED ON
THE COMPANY S WEBSITE: HTTP://WWW..ALTADIS.COM/EN/INDEX.PHP
* PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITIONAL Non-Voting *Management Position Unknown
COMMENTS AND NORMAL MEETING BEEN CHANGED TO ISSUER
PAY MEETING. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
WALGREEN CO. WAG ANNUAL MEETING DATE: 01/09/2008
ISSUER: 931422109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
WILLIAM C. FOOTE Management For For
ALAN G. MCNALLY Management For For
CORDELL REED Management For For
JEFFREY A. REIN Management For For
NANCY M. SCHLICHTING Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 32 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
DAVID Y. SCHWARTZ Management For For
ALEJANDRO SILVA Management For For
JAMES A. SKINNER Management For For
MARILOU M. VON FERSTEL Management For For
CHARLES R. WALGREEN III Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 SHAREHOLDER PROPOSAL REGARDING REPORTS DISCLOSING Shareholder Against For
CHARITABLE CONTRIBUTIONS.
04 SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER VOTE Shareholder For Against
ON THE ADOPTION, MAINTENANCE OR EXTENSION OF
ANY POISON PILL.
05 SHAREHOLDER PROPOSAL THAT THE CHAIRMAN OF THE Shareholder Against For
BOARD BE AN INDEPENDENT DIRECTOR WHO HAS NOT
PREVIOUSLY SERVED AS AN EXECUTIVE OFFICER OF
WALGREEN CO.
ACUITY BRANDS, INC. AYI ANNUAL MEETING DATE: 01/10/2008
ISSUER: 00508Y102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
ROBERT F. MCCULLOUGH Management For For
NEIL WILLIAMS Management For For
02 APPROVAL OF THE AMENDED AND RESTATED ACUITY BRANDS, Management Against Against
INC. LONG-TERM INCENTIVE PLAN
03 APPROVAL OF THE ACUITY BRANDS, INC. 2007 MANAGEMENT Management For For
COMPENSATION AND INCENTIVE PLAN
04 RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM
COGNOS INCORPORATED COGN SPECIAL MEETING DATE: 01/14/2008
ISSUER: 19244C109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 THE SPECIAL RESOLUTION APPROVING THE ARRANGEMENT Management For For
UNDER SECTION 192 OF THE CANADA BUSINESS CORPORATIONS
ACT INVOLVING THE ACQUISITION BY 1361454 ALBERTA ULC, AN INDIRECT
SUBSIDIARY OF INTERNATIONAL BUSINESS MACHINES CORPORATION, OF ALL OF
THE ISSUED AND OUTSTANDING COMMON SHARES OF COGNOS INCORPORATED IN
EXCHANGE FOR US$58.00 PER COMMON SHARE, IN THE FORM SET FORTH IN
APPENDIX A TO THE MANAGEMENT PROXY CIRCULAR DATED DECEMBER 10, 2007.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 33 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
MONSANTO COMPANY MON ANNUAL MEETING DATE: 01/16/2008
ISSUER: 61166W101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
04 SHAREOWNER PROPOSAL TWO Shareholder Against For
03 SHAREOWNER PROPOSAL ONE Shareholder Against For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
1C ELECTION OF DIRECTOR: GEORGE H. POSTE, PH.D., Management For For
D.V.M.
1B ELECTION OF DIRECTOR: WILLIAM U. PARFET Management For For
1A ELECTION OF DIRECTOR: JOHN W. BACHMANN Management For For
JOHNSON CONTROLS, INC. JCI ANNUAL MEETING DATE: 01/23/2008
ISSUER: 478366107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
02 RATIFICATION OF PRICEWATERHOUSECOOPERS AS INDEPENDENT Management For For
AUDITORS FOR 2008.
01 DIRECTOR Management For
NATALIE A. BLACK Management For For
ROBERT A. CORNOG Management For For
WILLIAM H. LACY Management For For
STEPHEN A. ROELL Management For For
ARVINMERITOR, INC. ARM ANNUAL MEETING DATE: 01/25/2008
ISSUER: 043353101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
JOSEPH B. ANDERSON, JR. Management For For
RHONDA L. BROOKS Management For For
STEVEN G. ROTHMEIER Management For For
02 APPROVAL OF SELECTION OF DELOITTE & TOUCHE LLP Management For For
AS AUDITORS OF THE COMPANY.
ENERGIZER HOLDINGS, INC. ENR ANNUAL MEETING DATE: 01/28/2008
ISSUER: 29266R108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
WARD M. KLEIN Management For For
RICHARD A. LIDDY Management For For
W. PATRICK MCGINNIS Management For For
JOE R. MICHELETTO Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 34 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
BECTON, DICKINSON AND COMPANY BDX ANNUAL MEETING DATE: 01/29/2008
ISSUER: 075887109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
05 ENVIRONMENTAL REPORT Shareholder Against For
04 CUMULATIVE VOTING Shareholder Against For
03 ANNUAL ELECTION OF DIRECTORS Shareholder Against For
02 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
01 DIRECTOR Management For
BASIL L. ANDERSON Management For For
MARSHALL O. LARSEN Management For For
GARY A. MECKLENBURG Management For For
CATHY E. MINEHAN Management For For
ALFRED SOMMER Management For For
COSTCO WHOLESALE CORPORATION COST ANNUAL MEETING DATE: 01/29/2008
ISSUER: 22160K105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
SUSAN L. DECKER Management For For
RICHARD D. DICERCHIO Management For For
RICHARD M. LIBENSON Management For For
JOHN W. MEISENBACH Management For For
CHARLES T. MUNGER Management For For
02 AMENDMENT TO THE SECOND RESTATED 2002 STOCK INCENTIVE Management Against Against
PLAN.
03 RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. Management For For
MUELLER WATER PRODUCTS INC. MWA ANNUAL MEETING DATE: 01/30/2008
ISSUER: 624758207 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2008.
03 TO APPROVE THE EXECUTIVE INCENTIVE PLAN. Management For For
02 TO APPROVE THE AMENDED AND RESTATED 2006 STOCK Management For For
INCENTIVE PLAN.
01 DIRECTOR Management For
DONALD N. BOYCE Management For For
HOWARD L. CLARK, JR. Management For For
GREGORY E. HYLAND Management For For
JERRY W. KOLB Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 35 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
JOSEPH B. LEONARD Management For For
MARK J. O'BRIEN Management For For
BERNARD G. RETHORE Management For For
NEIL A. SPRINGER Management For For
LYDIA W. THOMAS Management For For
MICHAEL T. TOKARZ Management For For
ASHLAND INC. ASH ANNUAL MEETING DATE: 01/31/2008
ISSUER: 044209104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
BERNADINE P. HEALY MD Management For For
KATHLEEN LIGOCKI Management For For
JAMES J. O'BRIEN Management For For
BARRY W. PERRY Management For For
02 RATIFICATION OF ERNST & YOUNG AS INDEPENDENT Management For For
AUDITORS FOR FISCAL 2008.
03 SHAREHOLDER PROPOSAL TO INITIATE THE APPROPRIATE Shareholder Against For
PROCESS TO IMPLEMENT MAJORITY VOTING FOR ELECTION
OF DIRECTORS.
WHX CORPORATION WXCP SPECIAL MEETING DATE: 01/31/2008
ISSUER: 929248508 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 PROPOSAL TO AUTHORIZE THE BOARD OF DIRECTORS, Management For For
AT ITS DISCRETION, TO AMEND WHX S AMENDED AND
RESTATED CERTIFICATE OF INCORPORATION TO INCREASE WHX S AUTHORIZED
CAPITAL STOCK FROM 55,000,000 SHARES, CONSISTING OF 50,000,000 SHARES
OF COMMON STOCK, PAR VALUE $0.01 PER SHARE, AND 5,000,000 SHARES OF
PREFERRED STOCK, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
ATMOS ENERGY CORPORATION ATO ANNUAL MEETING DATE: 02/06/2008
ISSUER: 049560105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
02 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2008.
01 DIRECTOR Management For
TRAVIS W. BAIN II Management For For
DAN BUSBEE Management For For
RICHARD W. DOUGLAS Management For For
RICHARD K. GORDON Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 36 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
ROCKWELL AUTOMATION, INC. ROK ANNUAL MEETING DATE: 02/06/2008
ISSUER: 773903109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
C TO APPROVE THE ROCKWELL AUTOMATION, INC. 2008 Management Against Against
LONG-TERM INCENTIVES PLAN.
B TO APPROVE THE SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
A DIRECTOR Management For
BRUCE M. ROCKWELL Management For For
JOSEPH F. TOOT, JR. Management For For
LANDAUER, INC. LDR ANNUAL MEETING DATE: 02/07/2008
ISSUER: 51476K103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
03 PROPOSAL TO APPROVE THE LANDAUER, INC. INCENTIVE Management For For
COMPENSATION PLAN.
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY.
01 DIRECTOR Management For
MR. CRONIN Management For For
MR. RISK Management For For
MR. SAXELBY Management For For
INGLES MARKETS, INCORPORATED IMKTA ANNUAL MEETING DATE: 02/12/2008
ISSUER: 457030104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
FRED D. AYERS Management For For
JOHN O. POLLARD Management For For
ROCKWELL COLLINS, INC. COL ANNUAL MEETING DATE: 02/12/2008
ISSUER: 774341101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
02 THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR Management For For
AUDITORS FOR FISCAL YEAR 2008.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 37 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
01 DIRECTOR Management For
C.A. DAVIS Management For For
R.E. EBERHART Management For For
LEE ENTERPRISES, INCORPORATED LEE ANNUAL MEETING DATE: 02/20/2008
ISSUER: 523768109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
RICHARD R. COLE Management For For
NANCY S. DONOVAN Management For For
LEONARD J. ELMORE Management For For
HERBERT W. MOLONEY III Management For For
02 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For
COME BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF.
NATIONAL FUEL GAS COMPANY NFG CONTESTED ANNUAL MEETING DATE: 02/21/2008
ISSUER: 636180101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
01 DIRECTOR Management For
ROBERT T. BRADY Management For For
ROLLAND E. KIDDER Management For For
JOHN F. RIORDAN Management For For
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
ROBERT T. BRADY Management For For
ROLLAND E. KIDDER Management For For
JOHN F. RIORDAN Management For For
FREDERIC V. SALERNO Management For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
NOVARTIS AG NVS ANNUAL MEETING DATE: 02/26/2008
ISSUER: 66987V109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
09 ADDITIONAL AND/OR COUNTER-PROPOSALS PRESENTED Management For For
AT THE MEETING
08 APPOINTMENT OF THE AUDITORS AND THE GROUP AUDITORS Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 38 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
7B ELECTION OF ANN FUDGE FOR A THREE-YEAR TERM Management For For
7AD RE-ELECTION OF PIERRE LANDOLT FOR A THREE-YEAR Management For For
TERM
7AC RE-ELECTION OF ALEXANDRE F. JETZER FOR A THREE-YEAR Management For For
TERM
7AB RE-ELECTION OF ULRICH LEHNER PH.D. FOR A THREE-YEAR Management For For
TERM
7AA RE-ELECTION OF PETER BURCKHARDT M.D. FOR A ONE-YEAR Management For For
TERM
6B AMENDMENT TO THE ARTICLES OF INCORPORATION-CONTRIBUTIONS Management For For
IN KIND
6A AMENDMENT TO THE ARTICLES OF INCORPORATION-SPECIAL Management For For
QUORUM
05 FURTHER SHARE REPURCHASE PROGRAM Management For For
04 REDUCTION OF SHARE CAPITAL Management For For
03 APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS Management For For
AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND
02 DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE Management For For
BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE
01 APPROVAL OF THE ANNUAL REPORT, THE REMUNERATION Management For For
REPORT, THE FINANCIAL STATEMENTS AND THE CONSOLIDATED
FINANCIAL STATEMENTS
DEERE & COMPANY DE ANNUAL MEETING DATE: 02/27/2008
ISSUER: 244199105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
02 RE-APPROVAL OF THE JOHN DEERE MID-TERM INCENTIVE Management For For
PLAN.
1E ELECTION OF DIRECTOR: RICHARD B. MYERS Management For For
1D ELECTION OF DIRECTOR: JOACHIM MILBERG Management For For
1C ELECTION OF DIRECTOR: DIPAK C. JAIN Management For For
1B ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. Management For For
1A ELECTION OF DIRECTOR: T. KEVIN DUNNIGAN Management For For
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2008.
INTERNATIONAL GAME TECHNOLOGY IGT ANNUAL MEETING DATE: 02/27/2008
ISSUER: 459902102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
ROBERT A. BITTMAN Management For For
RICHARD R. BURT Management For For
PATTI S. HART Management For For
LESLIE S. HEISZ Management For For
ROBERT A. MATHEWSON Management For For
THOMAS J. MATTHEWS Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 39 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
ROBERT MILLER Management For For
FREDERICK B. RENTSCHLER Management For For
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS IGT S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER
30, 2008.
02 APPROVAL OF THE AMENDMENTS TO THE INTERNATIONAL Management Against Against
GAME TECHNOLOGY 2002 STOCK INCENTIVE PLAN.
PIEDMONT NATURAL GAS COMPANY, INC. PNY ANNUAL MEETING DATE: 03/06/2008
ISSUER: 720186105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2008.
01 DIRECTOR Management For
MALCOLM E. EVERETT III* Management For For
FRANK B. HOLDING, JR.* Management For For
MINOR M. SHAW* Management For For
MURIEL W. SHEUBROOKS* Management For For
FRANKIE T. JONES, SR.** Management For For
THE WALT DISNEY COMPANY DIS ANNUAL MEETING DATE: 03/06/2008
ISSUER: 254687106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
04 TO APPROVE THE TERMS OF THE AMENDED AND RESTATED Management For For
2002 EXECUTIVE PERFORMANCE PLAN.
03 TO APPROVE THE AMENDMENT TO THE AMENDED AND RESTATED Management Against Against
2005 STOCK INCENTIVE PLAN.
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S REGISTERED PUBLIC ACCOUNTANTS
FOR 2008.
1L ELECTION OF DIRECTOR: ORIN C. SMITH Management For For
1K ELECTION OF DIRECTOR: JOHN E. PEPPER, JR. Management For For
1J ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Management For For
1I ELECTION OF DIRECTOR: MONICA C. LOZANO Management For For
1H ELECTION OF DIRECTOR: AYLWIN B. LEWIS Management For For
1G ELECTION OF DIRECTOR: FRED H. LANGHAMMER Management For For
1F ELECTION OF DIRECTOR: STEVEN P. JOBS Management For For
1E ELECTION OF DIRECTOR: ROBERT A. IGER Management For For
1D ELECTION OF DIRECTOR: JUDITH L. ESTRIN Management For For
1C ELECTION OF DIRECTOR: JOHN S. CHEN Management For For
1B ELECTION OF DIRECTOR: JOHN E. BRYSON Management For For
1A ELECTION OF DIRECTOR: SUSAN E. ARNOLD Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 40 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
TYCO ELECTRONICS LTD. TEL ANNUAL MEETING DATE: 03/10/2008
ISSUER: G9144P105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
PIERRE R. BRONDEAU Management For For
RAM CHARAN Management For For
JUERGEN W. GROMER Management For For
ROBERT M. HERNANDEZ Management For For
THOMAS J. LYNCH Management For For
DANIEL J. PHELAN Management For For
FREDERIC M. POSES Management For For
LAWRENCE S. SMITH Management For For
PAULA A. SNEED Management For For
DAVID P. STEINER Management For For
SANDRA S. WIJNBERG Management For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS TYCO Management For For
ELECTRONICS INDEPENDENT AUDITOR AND AUTHORIZATION
OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
TO SET THE INDEPENDENT AUDITOR S REMUNERATION
WHOLE FOODS MARKET, INC. WFMI ANNUAL MEETING DATE: 03/10/2008
ISSUER: 966837106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
04 SHAREHOLDER PROPOSAL REGARDING SEPARATING THE Shareholder Against For
ROLES OF COMPANY CHAIRMAN OF THE BOARD AND CEO.
03 SHAREHOLDER PROPOSAL REGARDING THE FUTURE ELECTION Shareholder Against For
OF THE MEMBERS OF THE BOARD OF DIRECTORS BY A
MAJORITY VOTE.
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG, Management For For
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR FISCAL
YEAR 2008.
01 DIRECTOR Management For
DR. JOHN B. ELSTROTT Management For For
GABRIELLE E. GREENE Management For For
HASS HASSAN Management For For
JOHN P. MACKEY Management For For
MORRIS J. SIEGEL Management For For
DR. RALPH Z. SORENSON Management For For
WM. WRIGLEY JR. COMPANY WWY ANNUAL MEETING DATE: 03/12/2008
ISSUER: 982526105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: JOHN RAU A VOTE AGAINST Management For For
THIS PROPOSAL WILL COUNT AS A WITHHELD VOTE
1B ELECTION OF DIRECTOR: RICHARD K. SMUCKER A VOTE Management For For
AGAINST THIS PROPOSAL WILL COUNT AS A WITHHELD
VOTE
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 41 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
1C ELECTION OF DIRECTOR: WILLIAM WRIGLEY, JR. A Management For For
VOTE AGAINST THIS PROPOSAL WILL COUNT AS A WITHHELD
VOTE
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
(INDEPENDENT AUDITORS) FOR THE YEAR ENDING DECEMBER 31, 2008.
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: JOHN RAU A VOTE AGAINST Management For For
THIS PROPOSAL WILL COUNT AS A WITHHELD VOTE
1B ELECTION OF DIRECTOR: RICHARD K. SMUCKER A VOTE Management For For
AGAINST THIS PROPOSAL WILL COUNT AS A WITHHELD
VOTE
1C ELECTION OF DIRECTOR: WILLIAM WRIGLEY, JR. A Management For For
VOTE AGAINST THIS PROPOSAL WILL COUNT AS A WITHHELD
VOTE
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
(INDEPENDENT AUDITORS) FOR THE YEAR ENDING DECEMBER 31, 2008.
TYCO INTERNATIONAL LTD TYC ANNUAL MEETING DATE: 03/13/2008
ISSUER: G9143X208 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
DENNIS C. BLAIR Management For For
EDWARD D. BREEN Management For For
BRIAN DUPERREAULT Management For For
BRUCE S. GORDON Management For For
RAJIV L. GUPTA Management For For
JOHN A. KROL Management For For
BRENDAN R. O'NEILL Management For For
WILLIAM S. STAVROPOULOS Management For For
SANDRA S. WIJNBERG Management For For
JEROME B. YORK Management For For
TIMOTHY M. DONAHUE Management For For
03 AMENDMENTS TO THE COMPANY S BYE-LAWS Management For For
02 RE-APPOINTMENT OF DELOITTE & TOUCHE LLP AS TYCO Management For For
S INDEPENDENT AUDITORS AND AUTHORIZATION FOR
THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
TO SET THE AUDITORS REMUNERATION
COVIDIEN LTD COV ANNUAL MEETING DATE: 03/18/2008
ISSUER: G2552X108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
02 APPOINTMENT OF INDEPENDENT AUDITORS AND AUTHORIZATION Management For For
OF THE AUDIT COMMITTEE TO SET THE AUDITORS REMUNERATION
1K ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO Management For For
1J ELECTION OF DIRECTOR: TADATAKA YAMADA Management For For
1I ELECTION OF DIRECTOR: DENNIS H. REILLEY Management For For
1H ELECTION OF DIRECTOR: RICHARD J. MEELIA Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 42 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
1G ELECTION OF DIRECTOR: RANDALL J. HOGAN, III Management For For
1F ELECTION OF DIRECTOR: KATHY J. HERBERT Management For For
1E ELECTION OF DIRECTOR: TIMOTHY M. DONAHUE Management For For
1D ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN Management For For
1C ELECTION OF DIRECTOR: JOHN M. CONNORS, JR. Management For For
1B ELECTION OF DIRECTOR: ROBERT H. BRUST Management For For
1A ELECTION OF DIRECTOR: CRAIG ARNOLD Management For For
PHH CORPORATION PHH ANNUAL MEETING DATE: 03/18/2008
ISSUER: 693320202 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
ANN D. LOGAN Management For For
GEORGE J. KILROY Management For For
OMNOVA SOLUTIONS INC. OMN ANNUAL MEETING DATE: 03/19/2008
ISSUER: 682129101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDED NOVEMBER
30, 2008.
01 DIRECTOR Management For
EDWARD P. CAMPBELL Management For For
MICHAEL J. MERRIMAN Management For For
WILLIAM R. SEELBACH Management For For
PETROLEO BRASILEIRO S.A. - PETROBRAS PBR SPECIAL MEETING DATE: 03/24/2008
ISSUER: 71654V408 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
03 SPLIT OF THE SHARES THAT REPRESENT THE CAPITAL Management For For
STOCK.
2B APPROVAL OF THE APPOINTMENT OF A SPECIALIZED Management For For
COMPANY TO EVALUATE AND APPROVE THE RESPECTIVE
ASSESSMENT REPORT ELABORATED FOR THE UPB S.A.
INCORPORATION OPERATION, UNDER THE TERMS OF 1
AND 3 OF ART. 227, LAW NO. 6.404/76.
2A APPROVAL OF THE INCORPORATION PROTOCOL AND JUSTIFICATION, Management For For
DATED FEBRUARY 29, 2008, SIGNED BY PETROBRAS,
AS THE SURVIVING COMPANY, AND BY UPB S.A., AS
THE ACQUIRED COMPANY, TOGETHER WITH THE RESPECTIVE
PERTINENT DOCUMENTS, AND WITH UPB S.A. S INCORPORATION
OPERATION APPROVAL.
1B APPROVAL OF THE APPOINTMENT OF A SPECIALIZED Management For For
COMPANY TO EVALUATE AND APPROVE THE RESPECTIVE
ASSESSMENT REPORT ELABORATED FOR THE PRAMOA PARTICIPACOES
S.A. INCORPORATION OPERATION, UNDER THE TERMS
OF 1 AND 3 OF ART. 227, LAW NO. 6.404/76.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 43 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
1A APPROVAL OF THE INCORPORATION PROTOCOL AND JUSTIFICATION, Management For For
DATED FEBRUARY 28, 2008, SIGNED BY PETROBRAS,
AS THE SURVIVING COMPANY, AND BY PRAMOA PARTICIPACOES
S.A., AS THE ACQUIRED COMPANY, TOGETHER WITH
THE RESPECTIVE PERTINENT DOCUMENTS, AND WITH
PRAMOA PARTICIPACOES S.A. S INCORPORATION OPERATION
APPROVAL.
GENCORP INC. GY ANNUAL MEETING DATE: 03/26/2008
ISSUER: 368682100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
JAMES R. HENDERSON Management For For
WARREN G. LICHTENSTEIN Management For For
DAVID A. LORBER Management For For
TODD R. SNYDER Management For For
MARTIN TURCHIN Management For For
TIMOTHY A. WICKS Management For For
SHEILA E. WIDNALL Management For For
ROBERT C. WOODS Management For For
02 RATIFICATION OF THE AUDIT COMMITTEE S APPOINTMENT Management For For
OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
AUDITORS OF THE COMPANY.
NOBEL BIOCARE HOLDING AG NOBN.VX AGM MEETING DATE: 03/27/2008
ISSUER: H5783Q106 ISIN: CH0014030040 BLOCKING
SEDOL: 7385722, 7413322, B02VBF2, B28ZVV8, 7389713
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
* PLEASE NOTE THAT THE MEETING IS HELD IN Z RICH Non-Voting *Management Position Unknown
AND SEB WILL NOT ARRANGE WITH AN REPRESENTATIVE.
TO BE ABLE TO VOTE A SHAREHOLDER NEED TO BE TEMPORARILY REGISTERED
IN THE SHARE REGISTER.
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown
IN THIS MARKET. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
1. RECEIVE THE ANNUAL REPORT AND CONSOLIDATED FINANCIAL Management Take No Action
STATEMENTS FOR 2007, REPORT OF THE GROUP AUDITORS
2. APPROVE THE STATUTORY FINANCIAL STATEMENTS OF Management Take No Action
NOBEL BIOCARE HOLDINGS AG FOR 2007 INCLUDING
REMUNERATION REPORT, REPORT OF THE STATUTORY AUDITORS
3. APPROVE THE APPROPRIATION OF THE AVAILABLE EARNINGS/DIVIDEND Management Take No Action
FOR 2007
4. GRANT DISCHARGE TO THE BOARD OF DIRECTORS Management Take No Action
5.A RE-ELECT MR. STIG ERIKSSON AS A MEMBER OF THE Management Take No Action
BOARD OF DIRECTORS FOR A 1-YEAR TERM OF OFFICE
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 44 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
5.B RE-ELECT MR. ANTOINE FIRMENCH AS A MEMBER OF Management Take No Action
THE BOARD OF DIRECTORS FOR A 1-YEAR TERM OF OFFICE
7. RE-ELECT THE AUDITORS AND GROUP AUDITORS Management Take No Action
5.C RE-ELECT MR. ROBERT LILJA AS A MEMBER OF THE Management Take No Action
BOARD OF DIRECTORS FOR A 1-YEAR TERM OF OFFICE
5.D RE-ELECT MRS. JANE ROYSTON AS A MEMBER OF THE Management Take No Action
BOARD OF DIRECTORS FOR A 1-YEAR TERM OF OFFICE
5.E RE-ELECT MR. ROLF SOIRON AS A MEMBER OF THE BOARD Management Take No Action
OF DIRECTORS FOR A 1-YEAR TERM OF OFFICE
5.F RE-ELECT MR. ROLF WATTER AS A MEMBER OF THE BOARD Management Take No Action
OF DIRECTORS FOR A 1-YEAR TERM OF OFFICE
5.G RE-ELECT MR. ERNST ZAENGERLE AS A MEMBER OF THE Management Take No Action
BOARD OF DIRECTORS FOR A 1-YEAR TERM OF OFFICE
6. ELECT DR. EDGAR FLURI AS A BOARD OF DIRECTOR Management Take No Action
AS OF 01 JUL 2008 FOR A TENURE ENDING AT THE
NEXT ANNUAL GENERAL SHAREHOLDERS MEETING
8. APPROVE THE SPLIT OF SHARES AND CONVERSION OF Management Take No Action
BEARER SHARES INTO REGISTERED SHARES
9. APPROVE TO ADJUST THE ARTICLES OF INCORPORATION Management Take No Action
DUE TO MODIFIED REQUIREMENTS
10. APPROVE TO REDUCE THE SHARE CAPITAL Management Take No Action
11. APPROVE THE CONVERSION OF SHARE PREMIUM INTO Management Take No Action
FREE RESERVES AND THE SHARE BUY-BACK PROGRAM
WILLIAM DEMANT HOLDING WDH.CO AGM MEETING DATE: 03/31/2008
ISSUER: K9898W129 ISIN: DK0010268440
SEDOL: B28N770, 5991819, B01XWB2, 5961544
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
* IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting *Management Position Unknown
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1. ADOPT THE REPORT OF THE DIRECTORS ON THE COMPANY Management For For
S ACTIVITIES DURING THE PAST FY
2. RECEIVE AND ADOPT THE AUDITED ANNUAL REPORT, Management For For
INCLUDING THE CONSOLIDATED FINANCIAL STATEMENTS
3. APPROVE TO TRANSFER THE PROFIT OF DKK 884 MILLION Management For For
TO THE COMPANY S RESERVES TO THE EFFECT THAT
NO DIVIDEND WILL BE PAID
4. RE-ELECT MR. LARS NORBY JOHANSEN, MR. PETER FOSS, Management For For
MR. MICHAEL PRAM RASMUSSEN AS THE DIRECTORS,
UNDER THE ARTICLE 11.2 OF THE ARTICLES OF ASSOCIATION;
ELECT MR. NIELS B. CHRISTIANSEN, VICE CEO OF
DANFOSS A/S AS A NEW DIRECTOR
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 45 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
5. RE-ELECT DELOITTE STATSAUTORISERET REVISIONSAKTIESELSKAB Management For For
AS THE AUDITOR
6.a APPROVE, PURSUANT TO SECTION 25 OF THE DANISH Management For For
COMPANIES ACT, TO INSERT A PROVISION AS A NEW
ARTICLE 5.4 INTO THE ARTICLES OF THE ASSOCIATION
THAT THE COMPANY S REGISTER OF THE SHAREHOLDERS
SHALL BE KEPT BY AKTIEBOG DENMARK A/S, KONGEVEJEN
118, DK-2840 HOLTE, DENMARK
7. ANY OTHER BUSINESS Non-Voting *Management Position Unknown
6.b APPROVE TO REDUCE THE COMPANY S SHARE CAPITAL Management For For
BY REDEMPTION OF THE COMPANY S HOLDING OF TREASURY SHARES OF NO LESS
THAN THE NOMINAL SUM OF DKK 1,800,000 AND NO MORE THAN THE NOMINAL SUM
OF DKK 2,500,000; THE COMPANY S TREASURY SHARES ARE ACQUIRED AS PART
OF THE COMPANY S SHARE BUY BACK PROGRAMME; THE AMOUNT OF THE REDUCTION
WILL BE PAID TO THE SHAREHOLDERS UNDER SECTION 44A(1)(2) OF THE DANISH
COMPANIES ACT; THE GENERAL MEETING WILL BE INFORMED OF THE FINAL
NOMINAL AMOUNT OF THE REDUCTION, THE AMOUNT TO BE PAID TO THE
SHAREHOLDERS, AND THE AMOUNT EXCEEDING THE NOMINAL AMOUNT OF THE
REDUCTION; THE SHARE BUY-BACK PROGRAMME WILL AS USUAL RUN UNTIL THE
GENERAL MEETING; AT THE TIME OF THE PUBLICATION OF THE ANNUAL REPORT
2007 ON 06 MAR 2008, THE COMPANY HELD 1,819,520 TREASURY SHARES; AS A
RESULT OF THE CAPITAL REDUCTION, AMEND ARTICLE 4.1 OF THE ARTICLES OF
ASSOCIATION TO REFLECT THE SHARE CAPITAL AFTER THE REDUCTION
6.c AUTHORIZE THE BOARD OF DIRECTORS, UNTIL THE NEXT Management For For
AGM TO ARRANGE FOR THE COMPANY TO BUY BACK SHARES
OF A NOMINAL VALUE OF UP TO 10% OF THE SHARE CAPITAL; THE PURCHASE
PRICE OF SUCH SHARES MAY NOT DIFFER BY MORE THAN 10% FROM THE PRICE
QUOTED ON OMX NORDIC EXCHANGE COPENHAGEN AT THE TIME OF THE
ACQUISITION
6.d AUTHORIZE THE CHAIRMAN OF THE GENERAL MEETING Management For For
TO MAKE SUCH ADDITIONS, ALTERATIONS OR AMENDMENTS TO OR IN THE
RESOLUTIONS PASSED BY THE GENERAL MEETING AND THE APPLICATION FOR
REGISTRATION THEREOF TO THE DANISH COMMERCE AND COMPANIES AGENCY AS
THE AGENCY MAY REQUIRE FOR REGISTRATION
PETROLEO BRASILEIRO S.A. - PETROBRAS PBR ANNUAL MEETING DATE: 04/04/2008
ISSUER: 71654V408 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
O1 MANAGEMENT REPORT AND FINANCIAL STATEMENTS, TOGETHER Management For For
WITH THE AUDIT COMMITTEE S REPORT FOR THE FISCAL
YEAR ENDING ON DECEMBER 31, 2007.
O2 2008 FISCAL YEAR CAPITAL BUDGET. Management For For
O3 2007 FISCAL YEAR RESULT APPROPRIATION. Management For For
O4 ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS. Management For For
O5 ELECTION OF THE PRESIDENT OF THE BOARD OF DIRECTORS. Management For For
O6 ELECTION OF THE MEMBERS OF THE AUDIT COMMITTEE Management For For
AND THEIR RESPECTIVE SUBSTITUTES.
O7 DETERMINATION OF THE MANAGERS WAGES, INCLUDING Management For For
THEIR PROFIT PARTICIPATION, PURSUANT TO ARTICLES 41 AND 56 OF THE
ARTICLES OF INCORPORATION, AS WELL AS THAT OF THE FULL MEMBERS
OF THE AUDIT COMMITTEE.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 46 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
E1 CAPITAL STOCK INCREASE VIA THE INCORPORATION Management For For
OF PART OF THE CAPITAL RESERVES AND OF PROFIT
RESERVES, FOR A TOTAL OF R$26,323 MILLION, INCREASING THE CAPITAL
STOCK FROM R$52,644 MILLION TO R$78,967 MILLION, WITHOUT CHANGING THE
NUMBER OF ORDINARY AND PREFERRED SHARES, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
BANK OF NEW YORK MELLON CORP. BK ANNUAL MEETING DATE: 04/08/2008
ISSUER: 064058100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
FRANK J. BIONDI, JR. Management For For
RUTH E. BRUCH Management For For
NICHOLAS M. DONOFRIO Management For For
STEVEN G. ELLIOTT Management For For
GERALD L. HASSELL Management For For
EDMUND F. KELLY Management For For
ROBERT P. KELLY Management For For
RICHARD J. KOGAN Management For For
MICHAEL J. KOWALSKI Management For For
JOHN A. LUKE, JR. Management For For
ROBERT MEHRABIAN Management For For
MARK A. NORDENBERG Management For For
CATHERINE A. REIN Management For For
THOMAS A. RENYI Management For For
WILLIAM C. RICHARDSON Management For For
SAMUEL C. SCOTT III Management For For
JOHN P. SURMA Management For For
WESLEY W. VON SCHACK Management For For
02 PROPOSAL TO APPROVE THE ADOPTION OF LONG-TERM Management Against Against
INCENTIVE PLAN.
03 PROPOSAL TO APPROVE THE ADOPTION OF EMPLOYEE Management For For
STOCK PURCHASE PLAN.
04 PROPOSAL TO APPROVE THE ADOPTION OF EXECUTIVE Management For For
INCENTIVE COMPENSATION PLAN.
05 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTANTS.
06 STOCKHOLDER PROPOSAL WITH RESPECT TO CUMULATIVE Shareholder Against For
VOTING.
07 STOCKHOLDER PROPOSAL REQUESTING ANNUAL VOTE ON Shareholder Against For
AN ADVISORY RESOLUTION TO RATIFY EXECUTIVE COMPENSATION.
COCA-COLA FEMSA, S.A.B DE C.V. KOF ANNUAL MEETING DATE: 04/08/2008
ISSUER: 191241108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 REPORT OF THE BOARD; PRESENTATION OF FINANCIAL Management For *Management Position Unknown
STATEMENTS, REPORT OF CHIEF EXECUTIVE OFFICER AND OPINION OF BOARD AND
REPORTS OF CHAIRMAN OF AUDIT AND CORPORATE PRACTICES COMMITTEES.
02 REPORT WITH RESPECT TO THE COMPLIANCE OF TAX Management For *Management Position Unknown
OBLIGATIONS, PURSUANT TO ARTICLE 86, SUBSECTION
XX OF THE INCOME TAX LAW.
03 APPLICATION OF THE RESULTS FOR THE 2007 FISCAL Management For *Management Position Unknown
YEAR, INCLUDING THE PAYMENT OF A CASH DIVIDEND,
IN MEXICAN PESOS.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 47 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
04 DETERMINE AS THE MAXIMUM AMOUNT OF RESOURCES Management For *Management Position Unknown
TO BE USED FOR THE SHARE REPURCHASE PROGRAM,
THE AMOUNT OF $400,000,000.00 MEXICAN PESOS, PURSUANT TO ARTICLE 56 OF
THE SECURITIES MARKET LAW.
05 ELECTION OF PROPRIETARY AND ALTERNATE MEMBERS Management For *Management Position Unknown
AND SECRETARIES OF BOARD OF DIRECTORS, IN ACCORDANCE
WITH SECURITIES MARKET LAW.
06 PROPOSAL TO INTEGRATE: (I) FINANCE AND PLANNING, Management For *Management Position Unknown
(II) AUDIT, AND (III) CORPORATE PRACTICES; APPOINTMENT
OF THEIR RESPECTIVE CHAIRMAN, AND RESOLUTION
WITH RESPECT TO THEIR REMUNERATION.
07 APPOINTMENT OF DELEGATES FOR THE EXECUTION AND Management For *Management Position Unknown
FORMALIZATION OF THE MEETING S RESOLUTION.
08 READING AND, IF APPLICABLE, APPROVAL OF THE MINUTES. Management For *Management Position Unknown
MORGAN STANLEY MS ANNUAL MEETING DATE: 04/08/2008
ISSUER: 617446448 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
05 SHAREHOLDER PROPOSAL REGARDING HUMAN RIGHTS REPORT Shareholder Against For
04 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION Shareholder Against For
ADVISORY VOTE
03 TO AMEND AND RESTATE THE CERTIFICATE OF INCORPORATION Management For For
TO ELIMINATE ALL SUPERMAJORITY VOTING REQUIREMENTS
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT AUDITOR
1K ELECTION OF DIRECTOR: LAURA D. TYSON Management For For
1J ELECTION OF DIRECTOR: O. GRIFFITH SEXTON Management For For
1I ELECTION OF DIRECTOR: CHARLES E. PHILLIPS, JR. Management For For
1H ELECTION OF DIRECTOR: HUTHAM S. OLAYAN Management For For
1G ELECTION OF DIRECTOR: CHARLES H. NOSKI Management For For
1F ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Management For For
1E ELECTION OF DIRECTOR: JOHN J. MACK Management For For
1D ELECTION OF DIRECTOR: C. ROBERT KIDDER Management For For
1C ELECTION OF DIRECTOR: HOWARD J. DAVIES Management For For
1B ELECTION OF DIRECTOR: ERSKINE B. BOWLES Management For For
1A ELECTION OF DIRECTOR: ROY J. BOSTOCK Management For For
GRUPO BIMBO SAB DE CV, MEXICO GRBMF.PK OGM MEETING DATE: 04/09/2008
ISSUER: P4949B104 ISIN: MXP495211262
SEDOL: B02VBK7, 2392471, B2Q3NL8
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
* PLEASE NOTE THAT THESE SHARES HAVE NO VOTING Non-Voting *Management Position Unknown
RIGHTS, SHOULD YOU WISH TO ATTEND THE MEETING
PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD
BY CONTACTING YOUR CLIENT REPRESENTATIVE. THANK
YOU
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 48 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
I. DISCUSSION, APPROVAL OR MODIFICATION OF THE REPORT Non-Voting *Management Position Unknown
OF THE BOARD OF DIRECTORS THAT IS REFERRED TO IN THE MAIN PART OF
ARTICLE 172 OF THE GENERAL MERCANTILE COMPANIES LAW, INCLUDING THE
AUDITED FINANCIAL STATEMENTS OF THE COMPANY, CONSOLIDATED WITH
THOSE OF ITS SUBSIDIARY COMPANIES, FOR THE FISCAL YEAR THAT ENDED
ON 31 DEC 2007, AFTER THE READING OF THE FOLLOWING REPORTS AND THAT
OF THE CHAIRPERSON OF THE BOARD OF DIRECTORS, OF THE DIRECTOR
GENERAL, OF THE EXTERNAL AUDITOR AND OF THE CHAIRPERSONS OF THE
AUDIT COMMITTEE AND CORPORATE PRACTICES COMMITTEES OF THE COMPANY
II. PRESENTATION, DISCUSSION AND IF RELEVANT, APPROVAL Non-Voting *Management Position Unknown
OF THE REPORT THAT IS REFERRED TO IN ARTICLE 86(XX) OF THE INCOME
TAX LAW, REGARDING THE FULFILLMENT OF THE TAX OBLIGATIONS OF THE
COMPANY
III. PRESENTATION, DISCUSSION AND IF RELEVANT, APPROVAL Non-Voting *Management Position Unknown
OF THE ALLOCATION OF THE RESULTS FOR THE FISCAL
YEAR THAT ENDED ON 31 DEC 2007
IV. PRESENTATION, DISCUSSION AND IF RELEVANT, APPROVAL Non-Voting *Management Position Unknown
THE PAYMENT OF A DIVIDEND IN CASH IN THE AMOUNT
OF MXN 0.46, FOR EACH 1 OF THE SHARES THAT REPRESENT
THE SHARE CAPITAL OF THE COMPANY THAT ARE IN
CIRCULATION
V. DESIGNATION OR, IF RELEVANT, RATIFICATION OF Non-Voting *Management Position Unknown
THE APPOINTMENT OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND DETERMINATION OF THEIR COMPENSATION
VI. DESIGNATION OR, IF RELEVANT, RATIFICATION OF Non-Voting *Management Position Unknown
THE APPOINTMENT THE CHAIRPERSONSAND MEMBERS OF
THE AUDIT AND CORPORATE PRACTICES COMMITTEES
OF THE COMPANY, AS WELL AS THE DETERMINATION
OF THEIR COMPENSATION
VII. PRESENTATION, DISCUSSION AND IF RELEVANT, APPROVAL Non-Voting *Management Position Unknown
THE REPORT REGARDING THE PURCHASE OF OWN SHARES OF THE COMPANY, AS
WELL AS THE DETERMINATION OF THE MAXIMUM AMOUNT OF FUNDS OF THE
COMPANY THAT CAN BE ALLOCATED FOR THE PURCHASE OF OWN SHARES IN
ACCORDANCE WITH THE TERMS OF ARTICLE 56(IV) OF THE SECURITIES
MARKET LAW
VIII. DESIGNATION OF SPECIAL DELEGATES Non-Voting *Management Position Unknown
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) SLB ANNUAL MEETING DATE: 04/09/2008
ISSUER: 806857108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
P. CAMUS Management For For
J.S. GORELICK Management For For
A. GOULD Management For For
T. ISAAC Management For For
N. KUDRYAVTSEV Management For For
A. LAJOUS Management For For
M.E. MARKS Management For For
D. PRIMAT Management For For
L.R. REIF Management For For
T.I. SANDVOLD Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 49 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
N. SEYDOUX Management For For
L.G. STUNTZ Management For For
02 ADOPTION AND APPROVAL OF FINANCIALS AND DIVIDENDS Management For For
03 APPROVAL OF ADOPTION OF THE SCHLUMBERGER 2008 Management For For
STOCK INCENTIVE PLAN
04 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING Management For For
FIRM
UNITED TECHNOLOGIES CORPORATION UTX ANNUAL MEETING DATE: 04/09/2008
ISSUER: 913017109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
06 SHAREOWNER PROPOSAL: PAY FOR SUPERIOR PERFORMANCE Shareholder Against For
05 SHAREOWNER PROPOSAL: GLOBAL SET OF CORPORATE Shareholder Against For
STANDARDS
04 SHAREOWNER PROPOSAL: PRINCIPLES FOR HEALTH CARE Shareholder Against For
REFORM
03 APPROVAL OF AMENDMENT TO THE 2005 LONG-TERM INCENTIVE Management Against Against
PLAN
02 APPOINTMENT OF INDEPENDENT AUDITORS Management For For
01 DIRECTOR Management For
LOUIS R. CHENEVERT Management For For
GEORGE DAVID Management For For
JOHN V. FARACI Management For For
JEAN-PIERRE GARNIER Management For For
JAMIE S. GORELICK Management For For
CHARLES R. LEE Management For For
RICHARD D. MCCORMICK Management For For
HAROLD MCGRAW III Management For For
RICHARD B. MYERS Management For For
H. PATRICK SWYGERT Management For For
ANDRE VILLENEUVE Management For For
CHRISTINE TODD WHITMAN Management For For
07 SHAREOWNER PROPOSAL: OFFSETS FOR FOREIGN MILITARY Shareholder Against For
SALES
WADDELL & REED FINANCIAL, INC. WDR ANNUAL MEETING DATE: 04/09/2008
ISSUER: 930059100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
ALAN W. KOSLOFF Management For For
JERRY W. WALTON Management For For
02 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Management For For
THE WADDELL & REED FINANCIAL, INC. 2003 EXECUTIVE
INCENTIVE PLAN, AS AMENDED AND RESTATED, ALL
AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
03 RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR 2008.
04 STOCKHOLDER PROPOSAL TO REQUIRE AN ADVISORY VOTE Shareholder Against For
ON EXECUTIVE COMPENSATION.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 50 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
DISCOVER FINANCIAL SERVICES DFS ANNUAL MEETING DATE: 04/10/2008
ISSUER: 254709108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A TO ELECT JEFFREY S. ARONIN AS A DIRECTOR Management For For
1B TO ELECT MARY K. BUSH AS A DIRECTOR Management For For
1C TO ELECT GREGORY C. CASE AS A DIRECTOR Management For For
1D TO ELECT DENNIS D. DAMMERMAN AS A DIRECTOR Management For For
1E TO ELECT ROBERT M. DEVLIN AS A DIRECTOR Management For For
1F TO ELECT PHILIP A. LASKAWY AS A DIRECTOR Management For For
1G TO ELECT MICHAEL H. MOSKOW AS A DIRECTOR Management For For
1H TO ELECT DAVID W. NELMS AS A DIRECTOR Management For For
1I TO ELECT MICHAEL L. RANKOWITZ AS A DIRECTOR Management For For
1J TO ELECT E. FOLLIN SMITH AS A DIRECTOR Management For For
1K TO ELECT LAWRENCE A. WEINBACH AS A DIRECTOR Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT AUDITOR
NESTLE SA, CHAM UND VEVEY NSRGF.PK OGM MEETING DATE: 04/10/2008
ISSUER: H57312466 ISIN: CH0012056047 BLOCKING
SEDOL: B0ZGHZ6, 3056044, 7125274, B01F348, 7123870, 7126578
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown
IN THIS MARKET. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
1. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Swiss Take No Action
BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL Register
OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US
NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY
REGISTRAR HAS DISCRETION OVER GRANTING VOTING
RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND
NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING
INSTRUCTIONS
* PLEASE NOTE THAT THIS IS AN AGM. THANK YOU. Non-Voting *Management Position Unknown
* PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management Position Unknown
OF RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 51 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
NESTLE SA, CHAM UND VEVEY NSRGF.PK AGM MEETING DATE: 04/10/2008
ISSUER: H57312466 ISIN: CH0012056047
SEDOL: B0ZGHZ6, 3056044, 7125274, B01F348, 7123870, 7126578
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown
IN THIS MARKET. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
* PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting *Management Position Unknown
NOTICE SENT UNDER MEETING438827, INCLUDING THE
AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR
NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU.
1. APPROVE THE ANNUAL REPORT, ANNUAL FINANCIAL STATEMENTS Management Take No Action
OF NESTLE S.A., AND CONSOLIDATED FINANCIAL STATEMENTS
OF NESTLE GROUP 2007, REPORT OF THE AUDITORS
2. GRANT DISCHARGE TO THE BOARD OF DIRECTORS AND Management Take No Action
THE MANAGEMENT
3. APPROVE THE APPROPRIATION OF PROFITS RESULTING Management Take No Action
FROM THE BALANCE SHEET OF NESTLE S.A.
4.1.1 ELECT MR. ANDREAS KOOPMANN TO THE BOARD OF DIRECTORS Management Take No Action
FOR A TERM OF 3 YEARS
4.1.2 ELECT MR. ROLF HAENGGI TO THE BOARD OF DIRECTORS Management Take No Action
FOR A TERM OF 3 YEARS
4.2.1 ELECT MR. PAUL BULCKE TO THE BOARD OF DIRECTORS Management Take No Action
FOR A TERM OF 3 YEARS
4.2.2 ELECT MR. BEAT W. HESS TO THE BOARD OF DIRECTORS Management Take No Action
FOR A TERM OF 3 YEARS
4.3 RE-ELECT KPMG SA AS THE AUDITORS FOR A TERM OF Management Take No Action
1 YEAR
5.1 APPROVE CHF 10.1 MILLION REDUCTION IN SHARE CAPITAL Management Take No Action
VIA CANCELLATION OF 10.1 MILLION
5.2 APPROVE 1:10 STOCK SPLIT Management Take No Action
5.3 AMEND THE ARTICLE 5 AND 5 BIS PARAGRAPH 1 OF Management Take No Action
THE ARTICLES OF ASSOCIATION
6. APPROVE THE COMPLETE REVISION OF THE ARTICLES Management Take No Action
OF ASSOCIATION
T. ROWE PRICE GROUP, INC. TROW ANNUAL MEETING DATE: 04/10/2008
ISSUER: 74144T108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
04 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Management For For
TO VOTE UPON SUCH OTHER BUSINESS AND FURTHER
BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING
OR ANY ADJOURNMENTS AND POSTPONEMENTS THEREOF
03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2008
02 APPROVAL OF THE PROPOSED CHARTER AMENDMENT TO Management For For
INCREASE AUTHORIZED COMMON STOCK
1I ELECTION OF DIRECTOR: ANNE MARIE WHITTEMORE Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 52 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
1H ELECTION OF DIRECTOR: DWIGHT S. TAYLOR Management For For
1G ELECTION OF DIRECTOR: DR. ALFRED SOMMER Management For For
1F ELECTION OF DIRECTOR: BRIAN C. ROGERS Management For For
1E ELECTION OF DIRECTOR: JAMES A.C. KENNEDY Management For For
1D ELECTION OF DIRECTOR: DONALD B. HEBB, JR. Management For For
1C ELECTION OF DIRECTOR: J. ALFRED BROADDUS, JR. Management For For
1B ELECTION OF DIRECTOR: JAMES T. BRADY Management For For
1A ELECTION OF DIRECTOR: EDWARD C. BERNARD Management For For
TELECOM ITALIA MEDIA SPA, ROMA TIT.MI AGM MEETING DATE: 04/10/2008
ISSUER: T92765121 ISIN: IT0001389920 BLOCKING
SEDOL: B11JQG0, 5846704, B01DRM8, 5843642, 7184833
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
* PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown
YOU.
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
11 APR 2008. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU.
O.1 APPROVE THE FINANCIAL STATEMENT AT 31 DEC 2007, Management Take No Action
THE BOARD OF DIRECTORS REPORTAND THE BOARD OF
AUDITORS REPORT ADJOURNMENT THEREOF
O.2 APPOINT THE BOARD OF DIRECTORS TO DETERMINE THE Management Take No Action
BOARD OF DIRECTORS COMPONENTS, DURATION AND EMOLUMENTS
AND APPOINT THE BOARD OF DIRECTORS MEMBERS
E.1 AMEND THE ARTICLES OF CORPORATE BY LAWS, ADJOURNMENT Management Take No Action
THEREOF
THE GOLDMAN SACHS GROUP, INC. GS ANNUAL MEETING DATE: 04/10/2008
ISSUER: 38141G104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF LLOYD C. BLANKFEIN TO THE BOARD OF Management For For
DIRECTORS
1B ELECTION OF JOHN H. BRYAN TO THE BOARD OF DIRECTORS Management For For
1C ELECTION OF GARY D. COHN TO THE BOARD OF DIRECTORS Management For For
1D ELECTION OF CLAES DAHLBACK TO THE BOARD OF DIRECTORS Management For For
1E ELECTION OF STEPHEN FRIEDMAN TO THE BOARD OF Management For For
DIRECTORS
1F ELECTION OF WILLIAM W. GEORGE TO THE BOARD OF Management For For
DIRECTORS
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 53 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
1G ELECTION OF RAJAT K. GUPTA TO THE BOARD OF DIRECTORS Management For For
1H ELECTION OF JAMES A. JOHNSON TO THE BOARD OF Management For For
DIRECTORS
1I ELECTION OF LOIS D. JULIBER TO THE BOARD OF DIRECTORS Management For For
1J ELECTION OF EDWARD M. LIDDY TO THE BOARD OF DIRECTORS Management For For
1K ELECTION OF RUTH J. SIMMONS TO THE BOARD OF DIRECTORS Management For For
1L ELECTION OF JON WINKELRIED TO THE BOARD OF DIRECTORS Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS OUR INDEPENDENT AUDITORS FOR OUR 2008
FISCAL YEAR
03 SHAREHOLDER PROPOSAL REGARDING STOCK OPTIONS Shareholder Against For
04 SHAREHOLDER PROPOSAL REGARDING AN ADVISORY VOTE Shareholder Against For
ON EXECUTIVE COMPENSATION
05 SHAREHOLDER PROPOSAL REQUESTING A SUSTAINABILITY Shareholder Against For
REPORT
CADBURY SCHWEPPES PLC CSG SPECIAL MEETING DATE: 04/11/2008
ISSUER: 127209302 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
CA1 TO CONSIDER, AND IF THOUGHT FIT, TO APPROVE (WITH Management For For
OR WITHOUT MODIFICATION) THE SCHEME OF ARRANGEMENT
REFERRED TO IN THE NOTICE OF COURT MEETING DATED
19 MARCH, 2008.
EB1 TO APPROVE THE SCHEME OF ARRANGEMENT (WITH OR Management For For
WITHOUT MODIFICATION), THE AMENDMENTS TO THE
ARTICLES OF ASSOCIATION AND OTHER RELATED MATTERS.
C2 TO DECLARE THE FINAL DIVIDEND. Management For For
C3 TO APPROVE THE DIRECTOR S REMUNERATION REPORT. Management For For
C4 TO RE-APPOINT WOLFGANG BERNDT AS A DIRECTOR. Management For For
C5 TO RE-APPOINT LORD PATTEN AS A DIRECTOR. Management For For
C6 TO RE-APPOINT BOB STACK AS A DIRECTOR. Management For For
C7 TO RE-APPOINT GUY ELLIOTT AS A DIRECTOR. Management For For
C8 TO RE-APPOINT ELLEN MARRAM AS A DIRECTOR. Management For For
C9 TO RE-APPOINT DELOITTE & TOUCHE LLP AS AUDITORS. Management For For
C10 TO AUTHORISE THE DIRECTORS TO SET THE AUDITORS Management For For
FEES.
C11 TO AUTHORISE THE DIRECTORS TO ALLOT FURTHER SHARES. Management For For
C12 TO DISAPPLY PRE-EMPTION RIGHTS. Management For For
C13 TO AUTHORISE THE COMPANY TO BUY BACK SHARES. Management For For
EB2 TO APPROVE, SUBJECT TO THE PASSING OF RESOLUTION Management For For
1, THE DEMERGER OF AMERICAS BEVERAGES, INCLUDING THE CADBURY PLC
REDUCTION OF CAPITAL AND THE ENTRY INTO THE DEMERGER AGREEMENTS.
EB3 TO APPROVE THE PROPOSED CADBURY PLC REDUCTION Management For For
OF CAPITAL (AS DEFINED IN THE CIRCULAR AND DESCRIBED
IN PART II EXPLANATORY STATEMENT OF THE CIRCULAR).
EB4 TO APPROVE, SUBJECT TO THE PASSING OF RESOLUTIONS Management For For
1 AND 2, THE AMENDMENTS TO THE EXECUTIVE SHARE
SCHEMES.
EB5 TO APPROVE, SUBJECT TO THE PASSING OF RESOLUTION Management For For
1, THE ESTABLISHMENT BY CADBURY PLC OF THE CADBURY
PLC 2008 SHARE OPTION PLAN, THE CADBURY PLC 2008 LONG TERM INCENTIVE
PLAN, THE CADBURY PLC 2008 BONUS SHARE RETENTION PLAN AND THE CADBURY
PLC 2008 INTERNATIONAL SHARE AWARD PLAN.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 54 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
EB6 TO APPROVE, SUBJECT TO THE PASSING OF RESOLUTION Management For For
1, THE ESTABLISHMENT BY CADBURY PLC OF THE CADBURY
PLC 2008 SAVINGS RELATED SHARE OPTION SCHEME, THE CADBURY PLC 2008
IRISH SAVINGS RELATED SHARE OPTION SCHEME, THE CADBURY PLC 2008 IRISH
AVC SAVINGS RELATED SHARE OPTION SCHEME, THE CADBURY PLC 2008
INTERNATIONAL SAVINGS RELATED SHARE OPTION SCHEME, THE CADBURY PLC
2008 US EMPLOYEES SHARE OPTION PLAN, THE CADBURY PLC 2008 AMERICAS
EMPLOYEES SHARE OPTION PLAN, ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
C1 TO RECEIVE THE 2007 FINANCIAL STATEMENTS AND Management For For
THE 2007 ANNUAL REPORT AND ACCOUNTS.
EB7 TO APPROVE, SUBJECT TO THE PASSING OF RESOLUTION Management For For
1, THE ESTABLISHMENT BY CADBURY PLC OF ADDITIONAL SHARE SCHEMES TO
THOSE MENTIONED IN RESOLUTIONS 4 AND 6 FOR THE BENEFIT OF OVERSEAS
EMPLOYEES OF CADBURY PLC AND ITS SUBSIDIARIES.
EB8 TO APPROVE, SUBJECT TO THE PASSING OF RESOLUTION Management For For
1 AND 5, THE INCREASE IN THE MAXIMUM VALUE OF
AN ANNUAL AWARD UNDER THE CADBURY PLC 2008 LONG TERM INCENTIVE PLAN TO
300% OF BASIC PAY.
A.O. SMITH CORPORATION SAOSA ANNUAL MEETING DATE: 04/14/2008
ISSUER: 831865209 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTORS Management For
WILLIAM P. GREUBEL Management For For
ROBERT J. O'TOOLE Management For For
IDELLE K. WOLF Management For For
02 PROPOSAL TO APPROVE THE RATIFICATION OF ERNST Management For For
& YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE CORPORATION.
NORTHERN TRUST CORPORATION NTRS ANNUAL MEETING DATE: 04/15/2008
ISSUER: 665859104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
LINDA WALKER BYNOE Management For For
NICHOLAS D. CHABRAJA Management For For
SUSAN CROWN Management For For
DIPAK C. JAIN Management For For
ARTHUR L. KELLY Management For For
ROBERT C. MCCORMACK Management For For
EDWARD J. MOONEY Management For For
WILLIAM A. OSBORN Management For For
JOHN W. ROWE Management For For
HAROLD B. SMITH Management For For
WILLIAM D. SMITHBURG Management For For
ENRIQUE J. SOSA Management For For
CHARLES A. TRIBBETT III Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 55 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
FREDERICK H. WADDELL Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
THE CORPORATION S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2008.
PUBLIC SERVICE ENTERPRISE GROUP INC. PEG ANNUAL MEETING DATE: 04/15/2008
ISSUER: 744573106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
CONRAD K. HARPER Management For For
SHIRLEY ANN JACKSON Management For For
THOMAS A. RENYI Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT AUDITOR FOR THE YEAR
2008.
03 STOCKHOLDER PROPOSAL RELATING TO EXECUTIVE COMPENSATION. Shareholder Against For
04 STOCKHOLDER PROPOSAL RELATING TO THE NOMINATION Shareholder Against For
OF DIRECTORS.
05 STOCKHOLDER PROPOSAL RELATING TO THE ELECTION Shareholder Against For
OF DIRECTORS.
COLAS SA, BOULOGNE COABF.PK MIX Meeting Date: 04/16/2008
ISSUER: F19320104 ISIN: FR0000121634
SEDOL: 5996085, B03HKL8, B28GJX9, B1L5237, 4208918
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
* FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN Non-Voting *Management Position Unknown
AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB
CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN
THE NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING
APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED
INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN THE PROXY CARD AND
FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER YOUR GLOBAL
CUSTODIAN ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT YOUR
REPRESENTATIVE
O.1 APPROVE THE FINANCIAL STATEMENTS AND GRANT DISCHARGE Management For For
TO THE DIRECTORS
O.2 RECEIVE THE CONSOLIDATED FINANCIAL STATEMENTS Management For For
AND STATUTORY REPORTS
O.3 APPROVE THE ALLOCATION OF INCOME AND DIVIDENDS Management For For
OF EUR 8.50 PER SHARE
O.4 APPROVE THE SPECIAL AUDITOR S REPORT REGARDING Management For For
RELATED-PARTY TRANSACTIONS
O.5 RATIFY THE APPOINTEMENT OF MR. JEAN-FRANCOIS Management For For
GUILLEMIN AS A DIRECTOR
O.6 RE-ELECT MR. JEAN-FRANCOIS GUILLEMIN AS A DIRECTOR Management For For
O.7 RE-ELECT MR. PATRICK LE LAY AS A DIRECTOR Management For For
O.8 GRANT AUTHORITY TO REPURCHASE UP TO 10% OF THE Management For For
ISSUED SHARE CAPITAL
O.9 GRANT AUTHORITY FOR THE FILING OF REQUIRED DOCUMENTS/OTHER Management For For
FORMALITIES
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 56 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
E.10 APPROVE THE ISSUANCE OF SECURITIES CONVERTIBLE Management For For
INTO DEBT
E.11 APPROVE THE REDUCTION IN SHARE CAPITAL VIA CANCELLATION Management For For
OF REPURCHASED SHARES
E.12 APPROVE THE EMPLOYEE STOCK PURCHASE PLAN Management For For
E.13 APPROVE THE STOCK OPTION PLANS GRANTS Management For For
E.14 GRANT AUTHORITY UP TO 10 % OF THE ISSUED CAPITAL Management For For
FOR USE IN RESTRICTED STOCK PLAN
E.15 GRANT AUTHORITY FOR THE FILING OF REQUIRED DOCUMENTS/OTHER Management For For
FORMALITIES
IBERDROLA SA IBE.MC ANNUAL MEETING DATE: 04/16/2008
ISSUER: 450737101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
O1 EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE Management For For
INDIVIDUAL ANNUAL FINANCIAL STATEMENTS OF IBERDROLA,
S.A. AND OF THE CONSOLIDATED FINANCIAL STATEMENTS OF IBERDROLA, S.A.
AND ITS SUBSIDIARIES FOR THE FISCAL YEAR ENDED ON DECEMBER 31, 2007.
O2 EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE Management For For
PROPOSAL FOR THE ALLOCATION OF PROFITS/LOSSES AND THE DISTRIBUTION OF
DIVIDENDS FOR THE FISCAL YEAR ENDED ON DECEMBER 31, 2007.
O3 EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE Management For For
INDIVIDUAL MANAGEMENT REPORT OF IBERDROLA, S.A.
AND OF THE CONSOLIDATED MANAGEMENT REPORT OF
IBERDROLA, S.A. AND ITS SUBSIDIARIES FOR THE
FISCAL YEAR ENDED ON DECEMBER 31, 2007.
O4 EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE Management For For
MANAGEMENT AND ACTIONS OF THE BOARD OF DIRECTORS
DURING THE FISCAL YEAR ENDED ON DECEMBER 31, 2007.
O5 RATIFICATION, IF APPLICABLE, OF THE INTERIM APPOINTMENT Management For For
AS DIRECTOR OF MR. JOSE LUIS OLIVAS MARTINEZ
TO FILL A VACANCY, AS AN EXTERNAL PROPRIETARY DIRECTOR, MADE AFTER THE
HOLDING OF THE LAST GENERAL SHAREHOLDERS MEETING.
O6 EXAMINATION AND APPROVAL, IF APPLICABLE, OF A Management For For
SYSTEM FOR VARIABLE COMPENSATION TIED BOTH TO THE ACHIEVEMENT OF
ANNUAL OBJECTIVES AND TO THE ACHIEVEMENT OF OBJECTIVES SET OUT IN THE
2008-2010 STRATEGIC PLAN FOR THE CHAIRMAN & CHIEF EXECUTIVE OFFICER
AND FOR MANAGERS THROUGH THE DELIVERY OF SHARES, AND DELEGATION TO THE
BOARD OF DIRECTORS OF THE POWER TO IMPLEMENT, DEVELOP, FORMALIZE AND
EXECUTE SUCH COMPENSATION SYSTEM.
O7 CAPITAL INCREASE FOR CASH CONSIDERATION, BY A Management For For
NOMINAL AMOUNT OF 34,947,798 EUROS, THROUGH THE ISSUANCE AND FLOTATION
OF 46,597,064 NEW COMMON SHARES WITH A PAR VALUE OF SEVENTY-FIVE EURO
CENTS (0.75) EACH AND A SHARE PREMIUM TO BE DETERMINED, PURSUANT TO
THE PROVISIONS OF SECTION 159.1.C) IN FINE OF THE COMPANIES LAW, BY
THE BOARD OF DIRECTORS, WITH EXPRESS POWERS OF DELEGATION, ON THE DATE
OF EXECUTION OF THE RESOLUTION, ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
O8 AUTHORIZATION TO THE BOARD OF DIRECTORS, WITH Management For For
THE EXPRESS POWER OF DELEGATION, FOR THE DERIVATIVE
ACQUISITION OF THE COMPANY S OWN SHARES BY THE COMPANY ITSELF AND/OR
BY ITS SUBSIDIARIES, UP TO A MAXIMUM OF FIVE (5%) PERCENT OF THE SHARE
CAPITAL, PURSUANT TO APPLICABLE LAW, FOR WHICH PURPOSE THE
AUTHORIZATION GRANTED BY THE SHAREHOLDERS AT THE GENERAL SHAREHOLDERS
MEETING OF MARCH 29, 2007 IS HEREBY DEPRIVED OF EFFECT TO THE EXTENT
OF THE UNUSED AMOUNT.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 57 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
O9 DELEGATION TO THE BOARD OF DIRECTORS, WITH THE Management For For
EXPRESS POWER OF DELEGATION, FOR A TERM OF FIVE
YEARS, OF THE POWER TO ISSUE: A) BONDS OR SIMPLE DEBENTURES AND OTHER
FIXED-INCOME SECURITIES OF A LIKE NATURE (OTHER THAN NOTES), AS WELL
AS PREFERRED STOCK, UP TO A MAXIMUM AMOUNT OF TWENTY (20) BILLION
EUROS, AND B) NOTES UP TO A MAXIMUM AMOUNT, INDEPENDENTLY OF THE
FOREGOING, OF SIX (6) BILLION EUROS; AND AUTHORIZATION FOR THE COMPANY
TO GUARANTEE, WITHIN THE LIMITS SET FORTH ABOVE, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
O10 AUTHORIZATION TO THE BOARD OF DIRECTORS, WITH Management For For
THE EXPRESS POWER OF DELEGATION, TO APPLY FOR
THE LISTING ON AND DELISTING FROM SPANISH OR FOREIGN, OFFICIAL OR
UNOFFICIAL, ORGANIZED OR OTHER SECONDARY MARKETS OF THE SHARES,
DEBENTURES, BONDS, NOTES, PREFERRED STOCK OR ANY OTHER SECURITIES
ISSUED OR TO BE ISSUED, AND TO ADOPT SUCH RESOLUTIONS AS MAY BE
NECESSARY TO ENSURE THE CONTINUED LISTING OF THE SHARES, DEBENTURES OR
OTHER SECURITIES OF THE COMPANY THAT MAY THEN BE OUTSTANDING, ALL AS
MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
O11 AUTHORIZATION TO THE BOARD OF DIRECTORS, WITH Management For For
THE EXPRESS POWER OF DELEGATION, TO CREATE AND
FUND ASSOCIATIONS AND FOUNDATIONS, PURSUANT TO APPLICABLE LEGAL
PROVISIONS, FOR WHICH PURPOSE THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS AT THE GENERAL SHAREHOLDERS MEETING OF MARCH 29, 2007 IS
HEREBY DEPRIVED OF EFFECT TO THE EXTENT OF THE UNUSED AMOUNT.
O12 DELEGATION OF POWERS TO FORMALIZE AND EXECUTE Management For For
ALL RESOLUTIONS ADOPTED BY THE SHAREHOLDERS AT THE GENERAL
SHAREHOLDERS MEETING, FOR CONVERSION THEREOF INTO A PUBLIC INSTRUMENT,
AND FOR THE INTERPRETATION, CORRECTION AND SUPPLEMENTATION THEREOF OR
FURTHER ELABORATION THEREON UNTIL THE REQUIRED REGISTRATIONS ARE MADE.
THE COCA-COLA COMPANY KO ANNUAL MEETING DATE: 04/16/2008
ISSUER: 191216100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
06 SHAREOWNER PROPOSAL REGARDING A BOARD COMMITTEE Shareholder Against For
ON HUMAN RIGHTS
05 SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT Shareholder Against For
BOARD CHAIR
04 SHAREOWNER PROPOSAL REGARDING AN ADVISORY VOTE Shareholder Against For
ON EXECUTIVE COMPENSATION
03 APPROVAL OF THE COCA-COLA COMPANY 2008 STOCK Management Against Against
OPTION PLAN
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT AUDITORS
1N ELECTION OF DIRECTOR: JAMES B. WILLIAMS Management For For
1M ELECTION OF DIRECTOR: JACOB WALLENBERG Management For For
1L ELECTION OF DIRECTOR: PETER V. UEBERROTH Management For For
1K ELECTION OF DIRECTOR: JAMES D. ROBINSON III Management For For
1J ELECTION OF DIRECTOR: SAM NUNN Management For For
1I ELECTION OF DIRECTOR: DONALD F. MCHENRY Management For For
1H ELECTION OF DIRECTOR: DONALD R. KEOUGH Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 58 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
1G ELECTION OF DIRECTOR: MUHTAR KENT Management For For
1F ELECTION OF DIRECTOR: E. NEVILLE ISDELL Management For For
1E ELECTION OF DIRECTOR: ALEXIS M. HERMAN Management For For
1D ELECTION OF DIRECTOR: BARRY DILLER Management For For
1C ELECTION OF DIRECTOR: CATHLEEN P. BLACK Management For For
1B ELECTION OF DIRECTOR: RONALD W. ALLEN Management For For
1A ELECTION OF DIRECTOR: HERBERT A. ALLEN Management For For
BP P.L.C. BP ANNUAL MEETING DATE: 04/17/2008
ISSUER: 055622104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 TO RECEIVE THE DIRECTORS ANNUAL REPORT AND ACCOUNTS Management For For
02 TO APPROVE THE DIRECTORS REMUNERATION REPORT Management For For
03 DIRECTOR Management For
MR A BURGMANS Management For For
MRS C B CARROLL Management For For
SIR WILLIAM CASTELL Management For For
MR I C CONN Management For For
MR G DAVID Management For For
MR E B DAVIS, JR Management For For
MR D J FLINT Management For For
DR B E GROTE Management For For
DR A B HAYWARD Management For For
MR A G INGLIS Management For For
DR D S JULIUS Management For For
SIR TOM MCKILLOP Management For For
SIR IAN PROSSER Management For For
MR P D SUTHERLAND Management For For
17 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS AND Management For For
AUTHORIZE THE BOARD TO SET THEIR REMUNERATION
S18 SPECIAL RESOLUTION: TO ADOPT NEW ARTICLES OF Management For For
ASSOCIATION
S19 SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY Management For For
FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY
20 TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP Management For For
TO A SPECIFIED AMOUNT
S21 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT Management For For
A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTIVE
RIGHTS
HEINEKEN NV HINKY.PK OGM MEETING DATE: 04/17/2008
ISSUER: N39427211 ISIN: NL0000009165
SEDOL: B010VP0, 7792559, B0CM7C4, B0339D1
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1.a RECEIVE THE REPORT FOR FINANCIAL STATEMENTS FOR Management For For
THE FY 2007
1.b APPROVE THE DECISION ON THE APPROPRIATION OF Management For For
THE BALANCE OF THE INCOME STATEMENT IN ACCORDANCE
WITH ARTICLE 12, POINT 7 OF THE COMPANY S ARTICLES
OF ASSOCIATION
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 59 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
1.c GRANT DISCHARGE TO THE MEMBERS OF THE EXECUTIVE Management For For
BOARD
1.d GRANT DISCHARGE TO THE MEMBERS OF THE SUPERVISORY Management For For
BOARD
2. APPROVE THE ACQUISITION SCOTTISH NEWCASTLE PLC Management For For
PROPOSAL TO APPROVE THE ACQUISITION BY SUNRISE
ACQUISITIONS LTD, A COMPANY JOINTLY OWNED BY
HEINEKEN N.V. AND CARLSBERG A/S, OF THE ENTIRE
ISSUED AND TO BE ISSUED SHARE CAPITAL OF SCOTTISH
NEWCASTLE PLC AND THE SUBSEQUENT 100 % SHAREHOLDING
BY HEINEKEN N.V. OF SUNRISE ACQUISITIONS LTD.
AFTER TRANSFER BY IT OF CERTAIN BUSINESSES OF
SCOTTISH NEWCASTLE PLC TO CARLSBERG A/S, ALL
AS DESCRIBED IN DETAIL IN THE SHAREHOLDERS CIRCULAR
3. APPOINT THE EXTERNAL AUDITOR FOR A PERIOD OF Management For For
4 YEARS
4. AUTHORIZE THE EXTENSION OF THE EXECUTIVE BOARD Management For For
TO ACQUIRE OWN SHARES
5. AUTHORIZE THE EXTENSION OF THE EXECUTIVE BOARD Management For For
TO ISSUE RIGHTS TO SHARES AND TO RESTRICT OR
EXCLUDE SHAREHOLDERS PRE-EMPTIVE RIGHTS
6. APPOINT MRS. M. MINNICK AS A MEMBER OF THE SUPERVISORY Management For For
BOARD
HERCULES INCORPORATED HPC ANNUAL MEETING DATE: 04/17/2008
ISSUER: 427056106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
ALLAN H. COHEN Management For For
BURTON M. JOYCE Management For For
JEFFREY M. LIPTON Management For For
JOHN K. WULFF Management For For
02 APPROVAL OF THE PROVISIONS OF THE AMENDED AND Management For For
RESTATED HERCULES INCORPORATED ANNUAL MANAGEMENT
INCENTIVE COMPENSATION PLAN.
03 RATIFICATION OF BDO SEIDMAN, LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTANTS FOR 2008.
KIMBERLY-CLARK CORPORATION KMB ANNUAL MEETING DATE: 04/17/2008
ISSUER: 494368103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: JOHN R. ALM Management For For
1B ELECTION OF DIRECTOR: JOHN F. BERGSTROM Management For For
1C ELECTION OF DIRECTOR: ROBERT W. DECHERD Management For For
1D ELECTION OF DIRECTOR: IAN C. READ Management For For
1E ELECTION OF DIRECTOR: G. CRAIG SULLIVAN Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 60 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
02 RATIFICATION OF AUDITORS Management For For
03 APPROVAL OF AMENDED AND RESTATED CERTIFICATE Management For For
OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING
PROVISIONS
04 STOCKHOLDER PROPOSAL REGARDING QUALIFICATIONS Shareholder Against For
FOR DIRECTOR NOMINEES
05 STOCKHOLDER PROPOSAL REGARDING ADOPTION OF GLOBAL Shareholder Against For
HUMAN RIGHTS STANDARDS BASED ON INTERNATIONAL
LABOR CONVENTIONS
06 STOCKHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER Shareholder Against For
MEETINGS
07 STOCKHOLDER PROPOSAL REGARDING CUMULATIVE VOTING Shareholder Against For
08 STOCKHOLDER PROPOSAL REGARDING AMENDMENT OF BYLAWS Shareholder Against For
TO ESTABLISH A BOARD COMMITTEE ON SUSTAINABILITY
TELEVISION FRANCAISE 1 SA TF1, BOULOGNE BILLANCOURT TVFCF.PK MIX Meeting Date: 04/17/2008
ISSUER: F91255103 ISIN: FR0000054900
SEDOL: 5999017, B030QV9, B11LJX4, 5883864, 5997118, 7166284, B043855, 4881160
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
O.9 APPROVE THE NAMES OF THE MANAGING MEMBERS OF Management For For
THE WORKS COMMITTEE, THEIR ELECTION AND APPOINTMENT
AS MANAGING MEMBERS OF THE WORKS COMMITTEE FOR
A 2 YEAR PERIOD
O.10 APPOINT THE CABINET KPMG SA AS THE STATUTORY Management For For
AUDITOR, TO REPLACE THE CABINET SALUSTRO REYDEL
WHO RESIGNED, FOR THE REMAINDER OF THE CABINET
SALUSTRO REYDEL S TERM OF OFFICE, I.E. UNTIL
T HE SHAREHOLDERS MEETING CALLED TO APPROVE
THE FINANCIAL STATEMENTS FOR THE FY 2010
O.11 APPOINT MR. BERTRAND VIALATTE AS A DEPUTY AUDITOR, Management For For
TO REPLACE MR. MICHEL SAVIOZ WHO RESIGNED, FOR
THE REMAINDER OF MR. MICHEL SAVIOZ S TERM OF
OFFICE, I.E. UNTIL THE SHAREHOLDERS MEETING
CALLED TO APPROVE THE FINANCIAL STATEMENTS FOR
THE FY 2010
O.12 AUTHORIZE THE BOARD OF DIRECTORS TO BUY BACK Management For For
THE COMPANY S SHARES ON THE OPENMARKET, SUBJECT
TO THE CONDITIONS DESCRIBED: MAXIMUM PURCHASE
PRICE: EUR 35.00, MINIMUM SALE PRICE EUR 13.00,
MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10%
OF THE SHARE CAPITAL, I. E. 21,341,049 SHARES,
MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS:
EUR 960,347,214. 00; AUTHORITY EXPIRES AT THE
NEXT GENERAL MEETING, WHICH WILL DELIBERATE UPON
THE ANNUAL FINANCIAL STATEMENTS FOR FY 2008;
IT SUPERSEDES THE PART UNUSED OF ANY AND ALL
EARLIER AUTHORIZATIONS TO THE SAME EFFECT; AND
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
AL L NECESSARY FORMALITIES
E.13 AUTHORIZE THE BOARD OF DIRECTORS TO REDUCE THE Management For For
SHARE CAPITAL, ON 1 OR MORE OCCASIONS AND AT
ITS SOLE DISCRETION, BY CANCELING ALL OR PART OF THE SHARES HELD BY
THE COMPANY IN CONNECTION WITH A STOCK REPURCHASE PLAN, UP TO A
MAXIMUM OF 10% OF THE SHARE CAPITAL OVER A 24 MONTH PERIOD; AUTHORITY
ENDS AT THE END OF AN 18 MONTH PERIOD AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.14 AUTHORIZE THE BOARD OF DIRECTORS TO PROCEED, Management For For
IN 1 OR MORE ISSUES, WITH THE ISSUANCE OF EQUITY
WARRANTS WITH WAIVER OF SHAREHOLDERS PRE EMPTIVE RIGHTS IN THE EVENT
OF A PUBLIC EXCHANGE OFFER CONCERNING THE SHARES OF THE COMPANY, AND
TO INCREASE THE CAPITAL BY A MAXIMUM NOMINAL VALUE OF EUR
100,000,000.00, THIS AMOUNT SHALL NOT COUNT AGAINST THE OVERALL
CEILING SET FORTH IN RESOLUTION NO. 18 OF THE COMBINED SHAREHOLDERS
MEETING OF 17 APR 2007; AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES;
THIS DELEGATION SUPERSEDES ANY AND ALL EARLIER
DELEGATIONS TO THE SAME EFFECT
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 61 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
E.15 AUTHORIZE THE BOARD OF DIRECTORS TO GRANT, FOR Management For For
FREE, ON 1 OR MORE OCCASIONS, EXISTING OR FUTURE
SHARES, WITH WAIVER OF SHAREHOLDERS PRE-EMPTIVE RIGHTS IN FAVOUR OF
THE EMPLOYEES AND OR THE CORPORATE OFFICERS OF TF1 AND RELATED
COMPANIES; THEY MAY NOT REPRESENT MORE THAN 10% OF THE SHARE CAPITAL
THE AMOUNT OF T HE CAPITAL INCREASE RESULTING FROM THE ISSUANCE OF THE
SHARES SHALL NOT COUNT AGAINST THE CEILING SET FORTH IN RESOLUTION NO
18 OF THE COMBINED SHAREHOLDERS MEETING OF 17 APR 2007 AND NOT AGAINST
THE OTHER CEILINGS SET FORTH BY THE COMBINED SHAREHOLDERS MEETING OF
17 APR 2007; AUTHORITY EXPIRES AT THE END OF AN 38 MONTH PERIOD; IT
SUPERSEDES THE PART UNUSED OF ANY AND ALL EARLIER AUTHORIZATIONS TO
THE SAME EFFECT; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
E.16 AUTHORIZE THE BOARD OF DIRECTORS, FOR AN 18 MONTH Management For For
PERIOD, TO MAKE USE, IN THEEVENT OF A PUBLIC
OFFER CONCERNING THE COMPANY S SHARES, OF THE DELEGATIONS AND
AUTHORIZATIONS GRANTED BY THE COMBINED SHAREHOLDERS MEETING OF 17 APR
2007, TO INCREASE THE SHARE CAPITAL WITHIN THE CONDITIONS SET FORTH IN
RESOLUTIONS NO. 18, 19, 20, 21, 22, 23, 24 AND 26 OF THE ABOVE
MENTIONED SHAREHOLDERS MEETING Management For For
E.17 AUTHORIZE THE BEARER OF AN ORIGINAL, A COPY OR
EXTRACT OF THE MINUTES OF THISMEETING TO CARRY
OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES
PRESCRIBED BY LAW
* FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN Non-Voting *Management Position Unknown
AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB
CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN
THE NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING
APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED
INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN THE PROXY CARD AND
FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER YOUR GLOBAL
CUSTODIAN ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT YOUR
REPRESENTATIVE
O.1 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS, Management For For
THE CHAIRMAN OF THE BOARD OF DIRECTORS AND THE
AUDITORS; APPROVE THE COMPANY S FINANCIAL STATEMENTS
FOR THE YE 2007, AS PRESENTED ACCORDINGLY, GRANT
PERMANENT DISCHARGE TO THE DIRECTORS FOR THE
PERFORMANCE OF THEIR DUTIES DURING THE SAID FY
O.2 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS, Management For For
THE CHAIRMAN OF THE BOARD OF DIRECTORS AND THE
AUDITORS; AND APPROVE THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE SAID FY, IN THE FORM PRESENTED
TO THE MEETING
O.3 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For For
AGREEMENTS GOVERNED BY ARTICLE L.225.38 OF THE
FRENCH COMMERCIAL CODE; AND APPROVE SAID REPORT
AND THE AGREEMENTS REFERRED TO THEREIN
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 62 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
O.4 APPROVE, THE AVAILABLE PROFITS ARE OF EUR 302,803,577.81 Management For For
NET INCOME OF 203,747,737.59 AND RETAINED EARNINGS OF EUR
99,055,840.22, THE RECOMMENDATIONS OF THE BOARD OF DIRECTORS AND
RESOLVES THAT THE INCOME FOR THE FY BE APPROPRIATED AS FOLLOWS: TO THE
OTHER RESERVES : EUR 15,999,105.58; DIVIDENDS: EUR 181,398,918.20; THE
BALANCE OF EUR 105,405,554.03 TO THE RETAINED EARNINGS, THE SHARE
HOLDERS WILL RECEIVE A NET DIVIDEND OF EUR 0.85 PER SHARE, AND WILL
ENTITLE TO THE 40% DEDUCTION PROVIDED BY THE FRENCH TAX CODE; THIS
DIVIDEND WILL BE PAID ON 30 APR 2008; THE DIVIDENDS ACCRUING TO THE
COMPANY S OWN SHARES, SHALL BE ALLOCATED TO THE RETAINED EARNINGS
ACCOUNT AS REQUIRED BY LAW
O.5 RATIFY THE COOPTATION OF MR. NONCE PAOLINI AS Management For For
A DIRECTOR, TO REPLACE MR. PHILIPPE MONTAGNER
WHO RESIGNED, FOR THE REMAINDER OF MR. PHILIPPE
MONTAGNER S TERM OF OFFICE, I.E. UNTIL THE SHAREHOLDERS
MEETING CALLED TO APPROVE THE FINANCIAL STATEMENTS
FOR THE FY 2008
O.6 RATIFY THE COOPTATION OF THE SOCIETE FRANCAISE Management For For
DE PARTICIPATION ET DE GESTION,(SEPG), REPRESENTED
BY MR. PHILIPPE MONTAGNER, AS A DIRECTOR, TO
REPLACE MR. ETIENNE MOUGEOTTE WHO RESIGNED, FOR
THE REMAINDER OF MR. ETIENNE MOUGEOTTE S TERM
OF OFFICE, I.E. UNTIL THE SHAREHOLDERS MEETING
CALLED TO APPROVE THE FINANCIAL STATEMENTS FOR
THE FY 2008
O.7 RATIFY THE CO-OPTATION OF THE COMPANY BOUYGUES, Management For For
REPRESENTED BY MR. PHILIPPE MARIEN AS A DIRECTOR,
TO REPLACE MR. OLIVIER POUPART LAFARGE WHO RESIGNED,
FOR THE REMAINDER OF OLIVIER POUPART LAFARGE
S TERM OF OFFICE, I.E. UNTIL THE SHAREHOLDERS
MEETING CALLED TO APPROVE THE FINANCIAL STATEMENTS
FOR THE FY 2008
O.8 APPROVE TO RENEW THE APPOINTMENT OF MR. ALAIN Management For For
POUYAT AS A DIRECTOR FOR A 2-YEAR PERIOD
TEXAS INSTRUMENTS INCORPORATED TXN ANNUAL MEETING DATE: 04/17/2008
ISSUER: 882508104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
03 STOCKHOLDER PROPOSAL REGARDING QUALIFICATIONS Shareholder Against For
FOR DIRECTOR NOMINEES.
02 BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Management For For
& YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2008.
1J ELECTION OF DIRECTOR: C.T. WHITMAN Management For For
1I ELECTION OF DIRECTOR: R.K. TEMPLETON Management For For
1H ELECTION OF DIRECTOR: R.J. SIMMONS Management For For
1G ELECTION OF DIRECTOR: W.R. SANDERS Management For For
1F ELECTION OF DIRECTOR: P.H. PATSLEY Management For For
1E ELECTION OF DIRECTOR: D.R. GOODE Management For For
1D ELECTION OF DIRECTOR: C.S. COX Management For For
1C ELECTION OF DIRECTOR: D.A. CARP Management For For
1B ELECTION OF DIRECTOR: D.L. BOREN Management For For
1A ELECTION OF DIRECTOR: J.R. ADAMS Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 63 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
WILMINGTON TRUST CORPORATION WL ANNUAL MEETING DATE: 04/17/2008
ISSUER: 971807102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
CAROLYN S. BURGER Management For For
ROBERT V.A. HARRA, JR. Management For For
REX L. MEARS Management For For
ROBERT W. TUNNELL, JR. Management For For
SUSAN D. WHITING Management For For
02 APPROVAL OF 2008 EMPLOYEE STOCK PURCHASE PLAN Management For For
03 APPROVAL OF 2008 LONG-TERM INCENTIVE PLAN Management Against Against
CRANE CO. CR ANNUAL MEETING DATE: 04/21/2008
ISSUER: 224399105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
E. THAYER BIGELOW Management For For
PHILIP R. LOCHNER, JR. Management For For
RONALD F. MCKENNA Management For For
CHARLES J. QUEENAN, JR. Management For For
02 RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP Management For For
AS INDEPENDENT AUDITORS FOR THE COMPANY FOR 2008
03 APPROVAL OF SHAREHOLDER PROPOSAL CONCERNING ADOPTION Shareholder Against For
OF THE MACBRIDE PRINCIPLES
ELI LILLY AND COMPANY LLY ANNUAL MEETING DATE: 04/21/2008
ISSUER: 532457108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
M.L. ESKEW Management For For
A.G. GILMAN Management For For
K.N. HORN Management For For
J.C. LECHLEITER Management For For
02 RATIFICATION OF THE APPOINTMENT BY THE AUDIT Management For For
COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST
& YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS
FOR 2008
03 APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION Management For For
TO PROVIDE FOR THE DECLASSIFICATION OF THE BOARD
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 64 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
04 APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION Management For For
TO PROVIDE FOR ELECTION OF DIRECTORS BY MAJORITY
VOTE
05 AMENDING THE COMPANY S STOCK PLANS Management Against Against
06 PROPOSAL BY SHAREHOLDERS ON INTERNATIONAL OUTSOURCING Shareholder Against For
OF ANIMAL RESEARCH
07 PROPOSAL BY SHAREHOLDERS ON ALLOWING SHAREHOLDERS Shareholder Against For
TO AMEND THE COMPANY S BYLAWS
08 PROPOSAL BY SHAREHOLDERS ON ADOPTING A SIMPLE Shareholder Against For
MAJORITY VOTE STANDARD
09 PROPOSAL BY SHAREHOLDERS ON REPORTING COMPANY Shareholder Against For
S POLITICAL CONTRIBUTIONS
GENUINE PARTS COMPANY GPC ANNUAL MEETING DATE: 04/21/2008
ISSUER: 372460105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
DR. MARY B. BULLOCK Management For For
RICHARD W. COURTS II Management For For
JEAN DOUVILLE Management For For
THOMAS C. GALLAGHER Management For For
GEORGE C. "JACK" GUYNN Management For For
JOHN D. JOHNS Management For For
MICHAEL M. E. JOHNS, MD Management For For
J. HICKS LANIER Management For For
WENDY B. NEEDHAM Management For For
JERRY W. NIX Management For For
LARRY L. PRINCE Management For For
GARY W. ROLLINS Management For For
LAWRENCE G. STEINER Management For For
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For For
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2008.
AMERICAN ELECTRIC POWER COMPANY, INC. AEP ANNUAL MEETING DATE: 04/22/2008
ISSUER: 025537101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
E.R. BROOKS Management For For
RALPH D. CROSBY, JR. Management For For
LINDA A. GOODSPEED Management For For
LESTER A. HUDSON, JR. Management For For
LIONEL L. NOWELL III Management For For
KATHRYN D. SULLIVAN Management For For
DONALD M. CARLTON Management For For
JOHN P. DESBARRES Management For For
THOMAS E. HOAGLIN Management For For
MICHAEL G. MORRIS Management For For
RICHARD L. SANDOR Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2008.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 65 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
BANCO SANTANDER CHILE SAN ANNUAL MEETING DATE: 04/22/2008
ISSUER: 05965X109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 APPROVAL OF THE ANNUAL REPORT, BALANCE SHEET Management For For
AND CONSOLIDATED FINANCIAL STATEMENTS OF THE BANK AND ITS
SUBSIDIARIES, THE INDEPENDENT REPORT OF THE EXTERNAL AUDITORS, AND THE
NOTES CORRESPONDING TO THE FINANCIAL YEAR ENDING DECEMBER 31ST OF
2007.
02 ALLOCATION OF 2007 NET INCOME. A DIVIDEND OF Management For For
CH$1.064602782675430 PER SHARE WILL BE PROPOSED,
CORRESPONDING TO 65% OF 2007 NET INCOME. IT IS
ALSO BEING PROPOSED THAT THE REMAINING 35% OF
NET INCOME BE RETAINED.
03 DESIGNATION OF EXTERNAL AUDITORS. Management For For
04 ELECTION OF BOARD MEMBERS. CANDIDATES WILL BE Management For For
PROPOSED AT THE SHAREHOLDERS MEETING.
05 DETERMINATION OF BOARD REMUNERATION FOR 2008. Management For For
06 AUDIT COMMITTEE S ANNUAL REPORT AND APPROVAL Management For For
OF AUDIT COMMITTEE S BUDGET FOR 2008.
07 ACCOUNT OF ALL OPERATIONS WITH RELATED PARTIES Management For For
AS DEFINED BY ARTICLE 44 OF LAW 18,046.
08 DISCUSS ANY MATTER OF INTEREST THAT SHOULD BE Management For For
DISCUSSED IN AN ORDINARY SHAREHOLDERS MEETING AS DEFINED BY LAW AND BY
THE BANK S BYLAWS.
CH ENERGY GROUP, INC. CHG ANNUAL MEETING DATE: 04/22/2008
ISSUER: 12541M102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management Withheld
MARGARITA K. DILLEY Management Withheld Against
STEVEN M. FETTER Management Withheld Against
STANLEY J. GRUBEL Management Withheld Against
02 SHAREHOLDER PROPOSAL REQUESTING NECESSARY STEPS Shareholder For Against
TO DECLASSIFY THE BOARD OF DIRECTORS.
CITIGROUP INC. C ANNUAL MEETING DATE: 04/22/2008
ISSUER: 172967101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: C. MICHAEL ARMSTRONG Management For For
1B ELECTION OF DIRECTOR: ALAIN J.P. BELDA Management For For
1C ELECTION OF DIRECTOR: SIR WINFRIED BISCHOFF Management For For
1D ELECTION OF DIRECTOR: KENNETH T. DERR Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 66 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
1E ELECTION OF DIRECTOR: JOHN M. DEUTCH Management For For
1F ELECTION OF DIRECTOR: ROBERTO HERNANDEZ RAMIREZ Management For For
1G ELECTION OF DIRECTOR: ANDREW N. LIVERIS Management For For
1H ELECTION OF DIRECTOR: ANNE MULCAHY Management For For
1I ELECTION OF DIRECTOR: VIKRAM PANDIT Management For For
1J ELECTION OF DIRECTOR: RICHARD D. PARSONS Management For For
1K ELECTION OF DIRECTOR: JUDITH RODIN Management For For
1L ELECTION OF DIRECTOR: ROBERT E. RUBIN Management For For
1M ELECTION OF DIRECTOR: ROBERT L. RYAN Management For For
1N ELECTION OF DIRECTOR: FRANKLIN A. THOMAS Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For
AS CITIGROUP S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2008.
03 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON PRIOR Shareholder Against For
GOVERNMENTAL SERVICE OF CERTAIN INDIVIDUALS.
04 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL Shareholder Against For
CONTRIBUTIONS.
05 STOCKHOLDER PROPOSAL REQUESTING THAT EXECUTIVE Shareholder Against For
COMPENSATION BE LIMITED TO 100 TIMES THE AVERAGE
COMPENSATION PAID TO WORLDWIDE EMPLOYEES.
06 STOCKHOLDER PROPOSAL REQUESTING THAT TWO CANDIDATES Shareholder Against For
BE NOMINATED FOR EACH BOARD POSITION.
07 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON THE Shareholder Against For
EQUATOR PRINCIPLES.
08 STOCKHOLDER PROPOSAL REQUESTING THE ADOPTION Shareholder Against For
OF CERTAIN EMPLOYMENT PRINCIPLES FOR EXECUTIVE
OFFICERS.
09 STOCKHOLDER PROPOSAL REQUESTING THAT CITI AMEND Shareholder Against For
ITS GHG EMISSIONS POLICIES.
10 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON HOW Shareholder Against For
INVESTMENT POLICIES ADDRESS OR COULD ADDRESS
HUMAN RIGHTS ISSUES.
11 STOCKHOLDER PROPOSAL REQUESTING AN INDEPENDENT Shareholder Against For
BOARD CHAIRMAN.
12 STOCKHOLDER PROPOSAL REQUESTING AN ADVISORY VOTE Management Against For
TO RATIFY EXECUTIVE COMPENSATION.
CV PLEASE INDICATE IF YOU WOULD LIKE TO KEEP YOUR Management For *Management Position Unknown
VOTE CONFIDENTIAL UNDER THE CURRENT POLICY.
FMC CORPORATION FMC ANNUAL MEETING DATE: 04/22/2008
ISSUER: 302491303 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
EDWARD J. MOONEY* Management For For
ENRIQUE J. SOSA* Management For For
VINCENT R. VOLPE, JR.* Management For For
ROBERT C. PALLASH** Management For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 67 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
FOMENTO ECONOMICO MEXICANO S.A.B. DE CV FMX ANNUAL MEETING DATE: 04/22/2008
ISSUER: 344419106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 REPORT OF THE BOARD OF DIRECTORS; PRESENTATION Management For For
OF THE FINANCIAL STATEMENTS OF FOMENTO ECONOMICO MEXICANO, S.A.B. DE
C.V. FOR THE 2007 FISCAL YEAR; REPORT OF THE CHIEF EXECUTIVE OFFICER
AND THE OPINION OF THE BOARD OF DIRECTORS WITH RESPECT TO SUCH REPORT,
AND THE REPORTS OF THE CHAIRMEN OF THE AUDIT AND CORPORATE PRACTICES
COMMITTEES, PURSUANT TO ARTICLE 172 OF THE GENERAL LAW OF COMMERCIAL
COMPANIES (LEY GENERAL DE SOCIEDADES MERCANTILES) AND THE APPLICABLE
PROVISIONS OF THE SECURITIES MARKET LAW (LEY DEL MERCADO DE VALORES).
02 REPORT WITH RESPECT TO THE COMPLIANCE OF TAX Management For For
OBLIGATIONS, PURSUANT TO ARTICLE 86, SUBSECTION XX OF THE INCOME TAX
LAW (LEY DEL IMPUESTO SOBRE LA RENTA).
03 APPLICATION OF THE RESULTS FOR THE 2007 FISCAL Management For For
YEAR, INCLUDING THE PAYMENT OF A CASH DIVIDEND,
IN MEXICAN PESOS, IN THE AMOUNT OF PS. $0.0807887
PER EACH SERIES B SHARE, AND PS. $0.100985875
PER EACH SERIES D SHARE, CORRESPONDING TO PS.
$0.4039435 PER B UNIT AND PS. $0.4847322 PER BD UNIT.
04 PROPOSAL TO DETERMINE AS THE MAXIMUM AMOUNT OF Management For For
RESOURCES TO BE USED FOR THE SHARE REPURCHASE
PROGRAM, THE AMOUNT OF $3,000,000,000.00 MEXICAN PESOS, PURSUANT TO
ARTICLE 56 OF THE SECURITIES MARKET LAW.
05 ELECTION OF PROPRIETARY AND ALTERNATE MEMBERS Management For For
AND SECRETARIES OF THE BOARD OF DIRECTORS, QUALIFICATION
OF THEIR INDEPENDENCE, IN ACCORDANCE WITH THE SECURITIES MARKET LAW,
AND RESOLUTION WITH RESPECT TO THEIR REMUNERATION.
06 PROPOSAL TO INTEGRATE THE FOLLOWING COMMITTEES: Management For For
(I) FINANCE AND PLANNING, (II) AUDIT, AND (III)
CORPORATE PRACTICES; APPOINTMENT OF THEIR RESPECTIVE CHAIRMAN, AND
RESOLUTION WITH RESPECT TO THEIR REMUNERATION.
07 APPOINTMENT OF DELEGATES FOR THE EXECUTION AND Management For For
FORMALIZATION OF THE MEETING S RESOLUTION.
08 READING AND, IF APPLICABLE, APPROVAL OF THE MINUTES. Management For For
09 DECIDE WHETHER TO PERMIT SHARES TO CONTINUE TO Management For For
BE BUNDLED IN UNITS BEYOND MAY 11, 2008, UNTIL THE SHAREHOLDERS
APPROVE A RESOLUTION TO DISSOLVE SUCH UNIT STRUCTURE.
10 DECIDE WHETHER TO EXTEND, BEYOND MAY 11, 2008, Management For *Management Position Unknown
THE CURRENT SHARE STRUCTURE OF THE COMPANY CONSISTING
OF SERIES B ORDINARY SHARES THAT REPRESENT
AT LEAST 51% OF OUR CAPITAL STOCK AND SERIES
D SHARES WITH PREMIUM, NON-CUMULATIVE DIVIDEND RIGHTS AND LIMITED
VOTING RIGHTS, WHICH REPRESENT UP TO 49% OF OUR CAPITAL STOCK, UNTIL
THE SHAREHOLDERS APPROVE A RESOLUTION FOR THE CONVERSION OF THE SERIES
D SHARES INTO SERIES B AND SERIES
L SHARES.
11 DECIDE WHETHER TO AMEND ARTICLES 6, 22 AND 25 Management For For
OF THE BYLAWS OF THE COMPANY TO IMPLEMENT ANY
RESOLUTIONS TAKEN BY THE SHAREHOLDERS AFFECTING
SUCH ARTICLES.
12 APPOINTMENT OF DELEGATES FOR THE EXECUTION AND Management For For
FORMALIZATION OF THE MEETING S RESOLUTION.
13 READING AND, IF APPLICABLE, APPROVAL OF THE MINUTES. Management For For
14 DECIDE WHETHER TO PERMIT SHARES TO CONTINUE TO Management For For
BE BUNDLED IN UNITS BEYOND MAY 11, 2008, UNTIL THE SHAREHOLDERS
APPROVE A RESOLUTION TO DISSOLVE SUCH UNIT STRUCTURE.
15 DECIDE WHETHER TO EXTEND, BEYOND MAY 11, 2008, Management For *Management Position Unknown
THE CURRENT SHARE STRUCTURE OF THE COMPANY CONSISTING
OF SERIES B ORDINARY SHARES THAT REPRESENT AT LEAST 51% OF OUR
CAPITAL STOCK AND SERIES D SHARES WITH PREMIUM, NON-CUMULATIVE
DIVIDEND RIGHTS AND LIMITED VOTING RIGHTS, WHICH REPRESENT UP TO
49% OF OUR CAPITAL STOCK, UNTIL THE SHAREHOLDERS APPROVE A
RESOLUTION FOR THE CONVERSION OF THE SERIES D SHARES INTO SERIES
B AND SERIES L SHARES.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 68 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
16 DECIDE WHETHER TO AMEND ARTICLES 6, 22 AND 25 Management For For
OF THE BYLAWS OF THE COMPANY TO IMPLEMENT ANY
RESOLUTIONS TAKEN BY THE SHAREHOLDERS AFFECTING
SUCH ARTICLES.
17 APPOINTMENT OF DELEGATES FOR THE EXECUTION AND Management For For
FORMALIZATION OF THE MEETING S RESOLUTION.
18 READING AND, IF APPLICABLE, APPROVAL OF THE MINUTES. Management For For
19 DECIDE WHETHER TO PERMIT SHARES TO CONTINUE TO Management For For
BE BUNDLED IN UNITS BEYOND MAY 11, 2008, UNTIL THE SHAREHOLDERS
APPROVE A RESOLUTION TO DISSOLVE SUCH UNIT STRUCTURE.
20 DECIDE WHETHER TO EXTEND, BEYOND MAY 11, 2008, Management For *Management Position Unknown
THE CURRENT SHARE STRUCTURE OF THE COMPANY CONSISTING
OF SERIES B ORDINARY SHARES THAT REPRESENT
AT LEAST 51% OF OUR CAPITAL STOCK AND SERIES
D SHARES WITH PREMIUM, NON-CUMULATIVE DIVIDEND RIGHTS AND LIMITED
VOTING RIGHTS, WHICH REPRESENT UP TO 49% OF OUR CAPITAL STOCK, UNTIL
THE SHAREHOLDERS APPROVE A RESOLUTION FOR THE CONVERSION OF THE
SERIES D SHARES INTO SERIES B AND SERIES L SHARES.
21 DECIDE WHETHER TO AMEND ARTICLES 6, 22 AND 25 Management For For
OF THE BYLAWS OF THE COMPANY TO IMPLEMENT ANY
RESOLUTIONS TAKEN BY THE SHAREHOLDERS AFFECTING
SUCH ARTICLES.
22 APPOINTMENT OF DELEGATES FOR THE EXECUTION AND Management For For
FORMALIZATION OF THE MEETING S RESOLUTION.
23 READING AND, IF APPLICABLE, APPROVAL OF THE MINUTES. Management For For
HANESBRANDS INC. HBI ANNUAL MEETING DATE: 04/22/2008
ISSUER: 410345102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
CHADEN Management For For
COKER Management For For
GRIFFIN Management For For
JOHNSON Management For For
MATHEWS Management For For
MULCAHY Management For For
NOLL Management For For
PETERSON Management For For
SCHINDLER Management For For
02 TO APPROVE THE HANESBRANDS INC. OMNIBUS INCENTIVE Management For For
PLAN OF 2006.
03 TO APPROVE THE HANESBRANDS INC. PERFORMANCE-BASED Management For For
ANNUAL INCENTIVE PLAN.
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS HANESBRANDS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR ITS 2008 FISCAL YEAR.
05 TO VOTE AND OTHERWISE REPRESENT THE UNDERSIGNED Management For For
ON ANY OTHER MATTER THAT MAY PROPERLY COME BEFORE
THE MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF IN THE
DISCRETION OF THE PROXY HOLDER.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 69 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
MERCK & CO., INC. MRK ANNUAL MEETING DATE: 04/22/2008
ISSUER: 589331107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: RICHARD T. CLARK Management For For
1B ELECTION OF DIRECTOR: JOHNNETTA B. COLE, PH.D. Management For For
1C ELECTION OF DIRECTOR: THOMAS H. GLOCER Management For For
1D ELECTION OF DIRECTOR: STEVEN F. GOLDSTONE Management For For
1E ELECTION OF DIRECTOR: WILLIAM B. HARRISON, JR. Management For For
1F ELECTION OF DIRECTOR: HARRY R. JACOBSON, M.D. Management For For
1G ELECTION OF DIRECTOR: WILLIAM N. KELLEY, M.D. Management For For
1H ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Management For For
1I ELECTION OF DIRECTOR: THOMAS E. SHENK, PH.D. Management For For
1J ELECTION OF DIRECTOR: ANNE M. TATLOCK Management For For
1K ELECTION OF DIRECTOR: SAMUEL O. THIER, M.D. Management For For
1L ELECTION OF DIRECTOR: WENDELL P. WEEKS Management For For
1M ELECTION OF DIRECTOR: PETER C. WENDELL Management For For
02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY Management For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2008
03 STOCKHOLDER PROPOSAL CONCERNING MANAGEMENT COMPENSATION Shareholder Against For
04 STOCKHOLDER PROPOSAL CONCERNING AN ADVISORY VOTE Shareholder Against For
ON EXECUTIVE COMPENSATION
05 STOCKHOLDER PROPOSAL CONCERNING SPECIAL SHAREHOLDER Shareholder Against For
MEETINGS
06 STOCKHOLDER PROPOSAL CONCERNING AN INDEPENDENT Shareholder Against For
LEAD DIRECTOR
MOODY'S CORPORATION MCO ANNUAL MEETING DATE: 04/22/2008
ISSUER: 615369105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
IA ELECTION OF DIRECTOR: ROBERT R. GLAUBER Management For For
IB ELECTION OF DIRECTOR: CONNIE MACK Management For For
IC ELECTION OF DIRECTOR: NANCY S. NEWCOMB Management For For
II RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008.
III STOCKHOLDER PROPOSAL TO ADOPT SIMPLE MAJORITY Shareholder Against For
VOTE REQUIREMENTS IN THE COMPANY S CHARTER AND
BY-LAWS.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 70 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
ROLLINS, INC. ROL ANNUAL MEETING DATE: 04/22/2008
ISSUER: 775711104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
R. RANDALL ROLLINS Management For For
JAMES B. WILLIAMS Management For For
02 FOR THE APPROVAL OF THE PERFORMANCE-BASED INCENTIVE Management For For
CASH COMPENSATION PLAN FOR EXECUTIVE OFFICERS
03 FOR THE APPROVAL OF THE PROPOSED 2008 STOCK INCENTIVE Management For For
PLAN
SWEDISH MATCH AB, STOCKHOLM SWMA.ST OGM MEETING DATE: 04/22/2008
ISSUER: W92277115 ISIN: SE0000310336
SEDOL: B2905Y3, 5068887, B02V7Q5, 5048566, 5496723
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
* IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting *Management Position Unknown
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
* MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting *Management Position Unknown
OWNER INFORMATION FOR ALL VOTEDACCOUNTS. IF AN
ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL
NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL
OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION
IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED
* PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE Non-Voting *Management Position Unknown
OPTION IN SWEDEN. THANK YOU.
* PLEASE NOTE THAT THIS IS AN AGM. THANK YOU. Non-Voting *Management Position Unknown
1. OPENING OF THE MEETING AND ELECT MR. SVEN UNGER Management For For
AS THE CHAIRMAN OF THE MEETING
2. APPROVE OF THE VOTING LIST Management For For
3. ELECT OF 1 OR 2 PERSONS, WHO SHALL VERIFY THE Management For For
MINUTES
4. APPROVE TO DETERMINE WHETHER THE MEETING HAS Management For For
BEEN DULY CONVENED
5. APPROVE THE AGENDA Management For For
6. RECEIVE THE ANNUAL REPORT AND THE AUDITORS REPORT, Management For For
THE CONSOLIDATED FINANCIAL STATEMENTS AND THE AUDITORS REPORT ON THE
CONSOLIDATED FINANCIAL STATEMENTS FOR 2007, THE AUDITORS STATEMENT
REGARDING COMPLIANCE WITH THE PRINCIPLES FOR THE COMPENSATION OF THE
SENIOR EXECUTIVES AS WELL AS THE BOARD OF DIRECTORS MOTION REGARDING
THE ALLOCATION OF PROFIT AND EXPLANATORY STATEMENTS; IN CONNECTION
THEREWITH, THE PRESIDENT S ADDRESS AND THE BOARD OF DIRECTORS REPORT
REGARDING ITS WORK AND THE WORK AND FUNCTION OF THE COMPENSATION
COMMITTEE AND THE AUDIT COMMITTEE
13. APPROVE A CALL OPTION PROGRAM FOR 2008 Management For For
7. ADOPT OF THE INCOME STATEMENT AND BALANCE SHEET Management For For
AND OF THE CONSOLIDATED INCOME STATEMENT AND
CONSOLIDATED BALANCE SHEET
8. APPROVE THAT A DIVIDEND BE PAID TO THE SHAREHOLDERS Management For For
IN THE AMOUNT OF SEK 3.50PER SHARE AND THE REMAINING
PROFITS BE CARRIED FORWARD, MINUS THE FUNDS THAT MAY BE UTILIZED FOR A
BONUS ISSUE, PROVIDED THAT THE 2008 AGM PASSES A RESOLUTION IN
ACCORDANCE WITH A REDUCTION OF THE SHARE CAPITAL PURSUANT TO
RESOLUTION 10.A, AS WELL AS A RESOLUTION CONCERNING A BONUS ISSUE
PURSUANT TO RESOLUTION 10.B; THE RECORD DATE FOR ENTITLEMENT TO
RECEIVE A CASH DIVIDEND IS 25 APR 2008; THE DIVIDEND IS EXPECTED TO BE
PAID THROUGH VPC AB THE SWEDISH SECURITIES REGISTER CENTER ON 30 APR
2008
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 71 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
9. GRANT DISCHARGE FROM LIABILITY TO THE BOARD MEMBERS Management For For
AND THE PRESIDENT
10.A APPROVE TO REDUCE THE COMPANY S SHARE CAPITAL Management For For
OF SEK 17,506,310.89 BY MEANS OF THE WITHDRAWAL OF 12,000,000 SHARES
IN THE COMPANY; THE SHARES IN THE COMPANY FOR WITHDRAWAL HAVE BEEN
REPURCHASED BY THE COMPANY IN ACCORDANCE WITH THE AUTHORIZATION
GRANTED BY THE GENERAL MEETING OF THE COMPANY AND THE REDUCED AMOUNT
BE ALLOCATED TO A FUND FOR USE IN REPURCHASING THE COMPANY S OWN
SHARES
10.B APPROVE, UPON PASSING OF RESOLUTION 10.A, TO Management For For
INCREASE IN THE COMPANY S SHARE CAPITAL OF SEK
17,506,310.89 THROUGH A TRANSFER FROM NON-RESTRICTED
SHAREHOLDERS EQUITY TO THE SHARE CAPITAL BONUS
ISSUE; THE SHARE CAPITAL SHALL BE INCREASED WITHOUT
ISSUING NEW SHARES
11. AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE ON Management For For
THE ACQUISITION, ON 1 OR MORE OCCASIONS PRIOR
TO THE NEXT AGM, OF A MAXIMUM OF AS MANY SHARES AS MAY BE ACQUIRED
WITHOUT THE COMPANY S HOLDING AT ANY TIME EXCEEDING MORE THAN 10% OF
ALL SHARES IN THE COMPANY, FOR A MAXIMUM AMOUNT OF SEK 3,000M; THE
SHARES SHALL BE ACQUIRED ON THE OMX NORDIC EXCHANGE IN STOCKHOLM STOCK
EXCHANGE AT A PRICE WITHIN THE PRICE INTERVAL REGISTERED AT ANY GIVEN
TIME, I.E. THE INTERVAL BETWEEN THE HIGHEST BID PRICE AND THE LOWEST
OFFER PRICE; REPURCHASE MAY NOT TAKE PLACE DURING THE PERIOD WHEN AN
ESTIMATE OF AN AVERAGE PRICE FOR THE SWEDISH MATCH SHARE ON THE
STOCKHOLM STOCK EXCHANGE IS BEING CARRIED OUT IN ORDER TO ESTABLISH
THE TERMS OF ANY STOCK OPTION PROGRAMME FOR THE SENIOR COMPANY
OFFICIALS OF SWEDISH MATCH
15. APPROVE TO DETERMINE THE NUMBER OF MEMBERS OF THE Management For For
BOARD OF DIRECTORS AT 7
18. APPROVE TO DETERMINE THE NUMBER OF AUDITORS Management For For
12. ADOPT THE PRINCIPLES FOR DETERMINATION OF REMUNERATION Management For For
AND OTHER TERMS OF EMPLOYMENT FOR THE PRESIDENT
AND OTHER MEMBERS OF THE GROUP MANAGEMENT TEAM
BY THE AGM 2007
14. APPROVE THAT THE COMPANY SHALL ISSUE A MAXIMUM OF Management For For
1,592,851 CALL OPTIONS TO EXECUTE THE OPTION
PROGRAM FOR 2007; THAT THE COMPANY, IN A DEVIATION FROM THE
PREFERENTIAL RIGHTS OF SHAREHOLDERS, BE PERMITTED TO TRANSFER A
MAXIMUM OF 1,592,851 SHARES IN THE COMPANY AT A SELLING PRICE OF SEK
172.68 PER SHARE IN CONJUNCTION WITH A POTENTIAL EXERCISE OF THE CALL
OPTIONS; THE NUMBER OF SHARES AND THE SELLING PRICE OF THE SHARES
COVERED BY THE TRANSFER RESOLUTION IN ACCORDANCE WITH THIS ITEM MAY BE
RECALCULATED AS A CONSEQUENCE OF A BONUS ISSUE OF SHARES, A
CONSOLIDATION OR SPLIT OF SHARES, A NEW SHARE ISSUE, A REDUCTION IN
THE SHARE CAPITAL, OR OTHER SIMILAR MEASURE
16. APPROVE TO DETERMINE THE FEES TO THE BOARD OF Management For For
DIRECTORS BE PAID FOR THE PERIOD UNTIL THE CLOSE
OF THE NEXT AGM AS FOLLOWS: THE CHAIRMAN SHALL RECEIVE SEK 1.575M AND
THE OTHER BOARD MEMBERS ELECTED BY THE MEETING SHALL EACH RECEIVE SEK
630,000 AND, AS COMPENSATION FOR COMMITTEE WORK CARRIED OUT, BE
ALLOCATED SEK 230,000 TO THE CHAIRMEN OF THE COMPENSATION COMMITTEE
AND THE AUDIT COMMITTEE RESPECTIVELY AND SEK 115,000 RESPECTIVELY TO
THE OTHER MEMBERS OF THESE COMMITTEES ALTHOUGH TOTALING NO MORE THAN
SEK 920,000; AND THAT MEMBERS OF THE BOARD EMPLOYED BY THE SWEDISH
MATCH GROUP SHALL NOT RECEIVE ANY REMUNERATION
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 72 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
17. RE-ELECT MESSRS. CHARLES A. BLIXT, ANDREW CRIPPS, Management For For
ARNE JURBRANT, CONNY KARLSSON, KERSTI STANDQVIST
AND MEG TIVEUS AND ELECT MS. KAREN GUERRA AS
THE MEMBERS OF THE BOARD OF DIRECTORS; AND ELECT
MR. CONNY KARLSSON AS THE CHAIRMAN OF THE BOARD,
AND MR. ANDREW CRIPPS AS THE DEPUTY CHAIRMAN
19. APPROVE TO PAY THE REMUNERATION TO THE AUDITORS ON Management For For
APPROVED ACCOUNT
20. RE-ELECT KPMG BOHLINS AB AS THE AUDITORS FOR THE 4 Management For For
YEARS NO DEPUTY AUDITOR
21. APPROVE THE PROCEDURE FOR APPOINTING MEMBERS TO THE Management For For
NOMINATING COMMITTEE AND THE MATTER OF
REMUNERATION FOR THE NOMINATING COMMITTEE, IF
ANY
22. ADOPT THE INSTRUCTIONS FOR SWEDISH MATCH AB S Management For For
NOMINATING COMMITTEE WHICH ARE IDENTICAL TO THOSE
BY THE 2007 AGM
TELEFONICA, S.A. TEF ANNUAL MEETING DATE: 04/22/2008
ISSUER: 879382208 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 EXAMINATION AND APPROVAL, IF APPROPRIATE, OF Management For For
THE INDIVIDUAL ANNUAL ACCOUNTS, OF THE CONSOLIDATED
FINANCIAL STATEMENTS AND OF THE MANAGEMENT REPORT
OF TELEFONICA, S.A.
2A RE-ELECTION OF MR. JOSE FERNANDO DE ALMANSA MORENO-BARREDA Management For For
AS A DIRECTOR.
2B RATIFICATION OF THE INTERIM APPOINTMENT OF MR. Management For For
JOSE MARIA ABRIL PEREZ AS A DIRECTOR.
2C RATIFICATION OF THE INTERIM APPOINTMENT OF MR. Management For For
FRANCISCO JAVIER DE PAZ MANCHO AS A DIRECTOR.
2D RATIFICATION OF THE INTERIM APPOINTMENT OF MS. Management For For
MARIA EVA CASTILLO SANZ AS A DIRECTOR.
2E RATIFICATION OF THE INTERIM APPOINTMENT OF MR. Management For For
LUIZ FERNANDO FURLAN AS A DIRECTOR.
03 AUTHORIZATION TO ACQUIRE THE COMPANY S OWN SHARES, Management For For
EITHER DIRECTLY OR THROUGH GROUP COMPANIES.
04 REDUCTION OF THE SHARE CAPITAL THROUGH THE CANCELLATION Management For For
OF SHARES OF TREASURY STOCK EXCLUDING CREDITOR S RIGHT TO OBJECT, ALL
AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
05 APPOINTMENT OF THE AUDITORS OF THE COMPANY FOR Management For For
THE FISCAL YEAR 2008.
06 DELEGATION OF POWERS TO FORMALIZE, INTERPRET, Management For For
CURE AND CARRY OUT THE RESOLUTIONS ADOPTED BY
THE SHAREHOLDERS AT THE GENERAL SHAREHOLDERS
MEETING.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 73 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
THE HERSHEY COMPANY HSY ANNUAL MEETING DATE: 04/22/2008
ISSUER: 427866108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
R.F. CAVANAUGH Management For For
C.A. DAVIS Management For For
A.G. LANGBO Management For For
J.E. NEVELS Management For For
T.J. RIDGE Management For For
C.B. STRAUSS Management For For
D.J. WEST Management For For
K.L. WOLFE Management For For
L.S. ZIMMERMAN Management For For
02 RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITORS FOR 2008.
03 STOCKHOLDER PROPOSAL REGARDING IMPLEMENTATION Shareholder Against For
OF THE 2001 COCOA PROTOCOL.
04 STOCKHOLDER PROPOSAL REGARDING ESTABLISHMENT Shareholder Against For
OF A HUMAN RIGHTS COMMITTEE OF THE BOARD.
THE NEW YORK TIMES COMPANY NYT ANNUAL MEETING DATE: 04/22/2008
ISSUER: 650111107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
ROBERT E. DENHAM Management For For
SCOTT GALLOWAY Management For For
JAMES A. KOHLBERG Management For For
THOMAS MIDDELHOFF Management For For
DOREEN A. TOBEN Management For For
02 RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS Management For For
THE PNC FINANCIAL SERVICES GROUP, INC. PNC ANNUAL MEETING DATE: 04/22/2008
ISSUER: 693475105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
MR. BERNDT Management For For
MR. BUNCH Management For For
MR. CHELLGREN Management For For
MR. CLAY Management For For
MR. DAVIDSON Management For For
MS. JAMES Management For For
MR. KELSON Management For For
MR. LINDSAY Management For For
MR. MASSARO Management For For
MS. PEPPER Management For For
MR. ROHR Management For For
MR. SHEPARD Management For For
MS. STEFFES Management For For
MR. STRIGL Management For For
MR. THIEKE Management For For
MR. USHER Management For For
MR. WALLS Management For For
MR. WEHMEIER Management For For
02 RATIFICATION OF THE AUDIT COMMITTEE S SELECTION Management For For
OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 74 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
WACHOVIA CORPORATION WB ANNUAL MEETING DATE: 04/22/2008
ISSUER: 929903102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1I ELECTION OF DIRECTOR: MACKEY J. MCDONALD Management For For
1J ELECTION OF DIRECTOR: JOSEPH NEUBAUER Management For For
1K ELECTION OF DIRECTOR: TIMOTHY D. PROCTOR Management For For
1L ELECTION OF DIRECTOR: ERNEST S. RADY Management For For
1M ELECTION OF DIRECTOR: VAN L. RICHEY Management For For
1N ELECTION OF DIRECTOR: RUTH G. SHAW Management For For
1O ELECTION OF DIRECTOR: LANTY L. SMITH Management For For
1P ELECTION OF DIRECTOR: G. KENNEDY THOMPSON Management For For
1Q ELECTION OF DIRECTOR: DONA DAVIS YOUNG Management For For
02 A WACHOVIA PROPOSAL TO RATIFY THE APPOINTMENT Management For For
OF KPMG LLP AS AUDITORS FOR THE YEAR 2008.
03 A STOCKHOLDER PROPOSAL REGARDING NON-BINDING Shareholder Against For
STOCKHOLDER VOTE RATIFYING EXECUTIVE COMPENSATION.
04 A STOCKHOLDER PROPOSAL REGARDING REPORTING POLITICAL Shareholder Against For
CONTRIBUTIONS.
05 A STOCKHOLDER PROPOSAL REGARDING THE NOMINATION Shareholder Against For
OF DIRECTORS.
1A ELECTION OF DIRECTOR: JOHN D. BAKER, II Management For For
1B ELECTION OF DIRECTOR: PETER C. BROWNING Management For For
1C ELECTION OF DIRECTOR: JOHN T. CASTEEN, III Management For For
1D ELECTION OF DIRECTOR: JERRY GITT Management For For
1E ELECTION OF DIRECTOR: WILLIAM H. GOODWIN, JR. Management For For
1F ELECTION OF DIRECTOR: MARYELLEN C. HERRINGER Management For For
1G ELECTION OF DIRECTOR: ROBERT A. INGRAM Management For For
1H ELECTION OF DIRECTOR: DONALD M. JAMES Management For For
AMERIPRISE FINANCIAL, INC. AMP ANNUAL MEETING DATE: 04/23/2008
ISSUER: 03076C106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR - W. WALKER LEWIS Management For For
1B ELECTION OF DIRECTOR - SIRI S. MARSHALL Management For For
1C ELECTION OF DIRECTOR - WILLIAM H. TURNER Management For For
02 PROPOSAL TO RATIFY THE AUDIT COMMITTEE S SELECTION Management For For
OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR 2008.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 75 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
ANHEUSER-BUSCH COMPANIES, INC. BUD ANNUAL MEETING DATE: 04/23/2008
ISSUER: 035229103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
AUGUST A. BUSCH III Management For For
AUGUST A. BUSCH IV Management For For
CARLOS FERNANDEZ G. Management For For
JAMES R. JONES Management For For
JOYCE M. ROCHE Management For For
HENRY HUGH SHELTON Management For For
PATRICK T. STOKES Management For For
ANDREW C. TAYLOR Management For For
DOUGLAS A. WARNER III Management For For
02 APPROVAL OF THE 2008 LONG-TERM EQUITY INCENTIVE Management Against Against
PLAN FOR NON-EMPLOYEE DIRECTORS.
03 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING Management For For
FIRM.
04 STOCKHOLDER PROPOSAL CONCERNING A REPORT ON CHARITABLE Shareholder Against For
CONTRIBUTIONS.
05 STOCKHOLDER PROPOSAL CONCERNING SPECIAL SHAREHOLDER Shareholder Against For
MEETINGS.
06 STOCKHOLDER PROPOSAL CONCERNING EXECUTIVE COMPENSATION. Shareholder Against For
BANK OF AMERICA CORPORATION BAC ANNUAL MEETING DATE: 04/23/2008
ISSUER: 060505104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: WILLIAM BARNET, III Management For For
1B ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Management For For
1C ELECTION OF DIRECTOR: JOHN T. COLLINS Management For For
1D ELECTION OF DIRECTOR: GARY L. COUNTRYMAN Management For For
1E ELECTION OF DIRECTOR: TOMMY R. FRANKS Management For For
1F ELECTION OF DIRECTOR: CHARLES K. GIFFORD Management For For
1G ELECTION OF DIRECTOR: KENNETH D. LEWIS Management For For
1H ELECTION OF DIRECTOR: MONICA C. LOZANO Management For For
1I ELECTION OF DIRECTOR: WALTER E. MASSEY Management For For
1J ELECTION OF DIRECTOR: THOMAS J. MAY Management For For
1K ELECTION OF DIRECTOR: PATRICIA E. MITCHELL Management For For
1L ELECTION OF DIRECTOR: THOMAS M. RYAN Management For For
1M ELECTION OF DIRECTOR: O. TEMPLE SLOAN, JR. Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 76 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
1N ELECTION OF DIRECTOR: MEREDITH R. SPANGLER Management For For
1O ELECTION OF DIRECTOR: ROBERT L. TILLMAN Management For For
1P ELECTION OF DIRECTOR: JACKIE M. WARD Management For For
02 RATIFICATION OF THE INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM FOR 2008
03 STOCKHOLDER PROPOSAL - STOCK OPTIONS Shareholder Against For
04 STOCKHOLDER PROPOSAL - ADVISORY VOTE ON EXEC Shareholder Against For
COMP
05 STOCKHOLDER PROPOSAL - DETERMINATION OF CEO COMP Shareholder Against For
06 STOCKHOLDER PROPOSAL - CUMULATIVE VOTING Shareholder Against For
07 STOCKHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN Shareholder Against For
08 STOCKHOLDER PROPOSAL - SPECIAL SHAREHOLDER MEETINGS Shareholder Against For
09 STOCKHOLDER PROPOSAL - EQUATOR PRINCIPLES Shareholder Against For
10 STOCKHOLDER PROPOSAL - HUMAN RIGHTS Shareholder Against For
DPL INC. DPL ANNUAL MEETING DATE: 04/23/2008
ISSUER: 233293109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
PAUL M. BARBAS Management For For
BARBARA S. GRAHAM Management For For
GLENN E. HARDER Management For For
02 RATIFICATION OF KPMG LLP AS INDEPENDENT AUDITORS. Management For For
03 SHAREHOLDER PROPOSAL TO DISSOLVE DPL INC. AND Shareholder Against For
OTHER NON-UTILITY SUBSIDIARIES.
GENERAL ELECTRIC COMPANY GE ANNUAL MEETING DATE: 04/23/2008
ISSUER: 369604103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
A1 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Management For For
A2 ELECTION OF DIRECTOR: SIR WILLIAM M. CASTELL Management For For
A3 ELECTION OF DIRECTOR: ANN M. FUDGE Management For For
A4 ELECTION OF DIRECTOR: CLAUDIO X. GONZALEZ Management For For
A5 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Management For For
A6 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Management For For
A7 ELECTION OF DIRECTOR: ANDREA JUNG Management For For
A8 ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY Management For For
A9 ELECTION OF DIRECTOR: ROBERT W. LANE Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 77 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
A10 ELECTION OF DIRECTOR: RALPH S. LARSEN Management For For
A11 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Management For For
A12 ELECTION OF DIRECTOR: JAMES J. MULVA Management For For
A13 ELECTION OF DIRECTOR: SAM NUNN Management For For
A14 ELECTION OF DIRECTOR: ROGER S. PENSKE Management For For
A15 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Management For For
A16 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Management For For
B RATIFICATION OF KPMG Management For For
01 CUMULATIVE VOTING Shareholder Against For
02 SEPARATE THE ROLES OF CEO AND CHAIRMAN Shareholder Against For
03 RECOUP UNEARNED MANAGEMENT BONUSES Shareholder Against For
04 CURB OVER-EXTENDED DIRECTORS Shareholder Against For
05 REPORT ON CHARITABLE CONTRIBUTIONS Shareholder Against For
06 GLOBAL WARMING REPORT Shareholder Against For
07 ADVISORY VOTE ON EXECUTIVE COMPENSATION Shareholder Against For
HUNTINGTON BANCSHARES INCORPORATED HBAN ANNUAL MEETING DATE: 04/23/2008
ISSUER: 446150104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
DON M. CASTO III Management For For
MICHAEL J. ENDRES Management For For
WM.J. LHOTA Management For For
DAVID L. PORTEOUS Management For For
02 APPROVAL TO AMEND THE CORPORATION S CHARTER TO Management For For
DECLASSIFY THE BOARD OF DIRECTORS.
03 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CORPORATION FOR THE YEAR
2008.
NEWMONT MINING CORPORATION NEM ANNUAL MEETING DATE: 04/23/2008
ISSUER: 651639106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
G.A. BARTON Management For For
V.A. CALARCO Management For For
J.A. CARRABBA Management For For
N. DOYLE Management For For
V.M. HAGEN Management For For
M.S. HAMSON Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 78 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
R.J. MILLER Management For For
R.T. O'BRIEN Management For For
J.B. PRESCOTT Management For For
D.C. ROTH Management For For
J.V. TARANIK Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS FOR Management For For
2008.
03 STOCKHOLDER PROPOSAL TO APPROVE MAJORITY VOTING Shareholder Against For
FOR THE ELECTION OF DIRECTORS IN A NON-CONTESTED
ELECTION IF INTRODUCED AT THE MEETING.
04 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT BOARD Shareholder Against For
CHAIRMAN IF INTRODUCED AT THE MEETING.
SEAT PAGINE GIALLE SPA, TORINO PG.MI OGM MEETING DATE: 04/23/2008
ISSUER: T8380H104 ISIN: IT0003479638 BLOCKING
SEDOL: B010SW6, B11BPT2, 7743621, B020RD9, 7646593
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
24 APR 2008. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU.
1. APPROVE THE FINANCIAL STATEMENTS AT 31 DEC 2007 Management Take No
BOARD OF DIRECTORS REPORT, ADJOURNMENT THEREOF Action
WALTER INDUSTRIES, INC. WLT ANNUAL MEETING DATE: 04/23/2008
ISSUER: 93317Q105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
HOWARD L. CLARK, JR. Management For For
JERRY W. KOLB Management For For
PATRICK A. KRIEGSHAUSER Management For For
MARK J. O'BRIEN Management For For
VICTOR P. PATRICK Management For For
BERNARD G. RETHORE Management For For
GEORGE R. RICHMOND Management For For
MICHAEL T. TOKARZ Management For For
A.J. WAGNER Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 79 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
WEIS MARKETS, INC. WMK ANNUAL MEETING DATE: 04/23/2008
ISSUER: 948849104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
ROBERT F. WEIS Management For For
JONATHAN H. WEIS Management For For
NORMAN S. RICH Management For For
WILLIAM R. MILLS Management For For
MATTHEW NIMETZ Management For For
RICHARD E. SHULMAN Management For For
STEVEN C. SMITH Management For For
02 PROPOSAL TO APPROVE THE APPOINTMENT OF GRANT Management For For
THORNTON LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE CORPORATION.
BURLINGTON NORTHERN SANTA FE CORPORATION BNI ANNUAL MEETING DATE: 04/24/2008
ISSUER: 12189T104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: A.L. BOECKMANN Management For For
1B ELECTION OF DIRECTOR: D.G. COOK Management For For
1C ELECTION OF DIRECTOR: V.S. MARTINEZ Management For For
1D ELECTION OF DIRECTOR: M.F. RACICOT Management For For
1E ELECTION OF DIRECTOR: R.S. ROBERTS Management For For
1F ELECTION OF DIRECTOR: M.K. ROSE Management For For
1G ELECTION OF DIRECTOR: M.J. SHAPIRO Management For For
1H ELECTION OF DIRECTOR: J.C. WATTS, JR. Management For For
1I ELECTION OF DIRECTOR: R.H. WEST Management For For
1J ELECTION OF DIRECTOR: J.S. WHISLER Management For For
1K ELECTION OF DIRECTOR: E.E. WHITACRE, JR. Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT AUDITOR FOR
2008 (ADVISORY VOTE).
03 PROPOSAL REGARDING SAY ON EXECUTIVE PAY . Shareholder Against For
CORNING INCORPORATED GLW ANNUAL MEETING DATE: 04/24/2008
ISSUER: 219350105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
JOHN SEELY BROWN Management For For
GORDON GUND Management For For
KURT M. LANDGRAF Management For For
H. ONNO RUDING Management For For
03 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS CORNING S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2008.
02 APPROVE THE AMENDMENT OF THE 2005 EMPLOYEE EQUITY Management For For
PARTICIPATION PROGRAM.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 80 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
FIDELITY SOUTHERN CORPORATION LION ANNUAL MEETING DATE: 04/24/2008
ISSUER: 316394105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
JAMES B. MILLER, JR. Management For For
MAJ GEN. DAVID R BOCKEL Management For For
EDWARD G. BOWEN, M.D. Management For For
KEVIN S. KING Management For For
JAMES H. MILLER III Management For For
H. PALMER PROCTOR, JR. Management For For
ROBERT J. RUTLAND Management For For
W. CLYDE SHEPHERD III Management For For
RANKIN M. SMITH, JR. Management For For
JOHNSON & JOHNSON JNJ ANNUAL MEETING DATE: 04/24/2008
ISSUER: 478160104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
MARY SUE COLEMAN Management For For
JAMES G. CULLEN Management For For
MICHAEL M.E. JOHNS Management For For
ARNOLD G. LANGBO Management For For
SUSAN L. LINDQUIST Management For For
LEO F. MULLIN Management For For
WILLIAM D. PEREZ Management For For
CHRISTINE A. POON Management For For
CHARLES PRINCE Management For For
STEVEN S REINEMUND Management For For
DAVID SATCHER Management For For
WILLIAM C. WELDON Management For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
03 SHAREHOLDER PROPOSAL: ADVISORY VOTE ON EXECUTIVE Shareholder Against For
COMPENSATION POLICIES AND DISCLOSURE
LOCKHEED MARTIN CORPORATION LMT ANNUAL MEETING DATE: 04/24/2008
ISSUER: 539830109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
E.C."PETE"ALDRIDGE, JR. Management For For
NOLAN D. ARCHIBALD Management For For
DAVID B. BURRITT Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 81 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
JAMES O. ELLIS, JR. Management For For
GWENDOLYN S. KING Management For For
JAMES M. LOY Management For For
DOUGLAS H. MCCORKINDALE Management For For
JOSEPH W. RALSTON Management For For
FRANK SAVAGE Management For For
JAMES M. SCHNEIDER Management For For
ANNE STEVENS Management For For
ROBERT J. STEVENS Management For For
JAMES R. UKROPINA Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For
03 MANAGEMENT PROPOSAL: TO AMEND THE CHARTER TO Management For For
PROVIDE FOR SIMPLE MAJORITY VOTING
04 MANAGEMENT PROPOSAL: TO AMEND THE CHARTER TO Management For For
DELETE ARTICLE XIII
05 MANAGEMENT PROPOSAL: TO AUTHORIZE SHARES AND Management Against Against
EXTEND APPROVAL OF PERFORMANCE GOALS FOR THE
2003 INCENTIVE PERFORMANCE AWARD PLAN
06 MANAGEMENT PROPOSAL: TO ADOPT THE 2009 DIRECTORS Management Against Against
EQUITY PLAN
07 STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS Shareholder Against For
08 STOCKHOLDER PROPOSAL BY THE SISTERS OF MERCY Shareholder Against For
OF THE AMERICAS, REGIONAL COMMUNITY OF DETROIT
CHARITABLE TRUST AND OTHER GROUPS
09 STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN Shareholder Against For
MERRILL LYNCH & CO., INC. MER ANNUAL MEETING DATE: 04/24/2008
ISSUER: 590188108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: CAROL T. CHRIST Management For For
1B ELECTION OF DIRECTOR: ARMANDO M. CODINA Management For For
1C ELECTION OF DIRECTOR: JUDITH MAYHEW JONAS Management For For
1D ELECTION OF DIRECTOR: JOHN A. THAIN Management For For
02 RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
03 ADOPT CUMULATIVE VOTING Shareholder Against For
04 PROHIBIT SENIOR EXECUTIVE OFFICER STOCK SALES Shareholder Against For
DURING BUYBACK
05 ADOPT ADVISORY VOTE ON EXECUTIVE COMPENSATION Shareholder Against For
06 ADOPT RESPONSIBLE EMPLOYMENT PRINCIPLES Shareholder Against For
NEWMARKET CORPORATION NEU ANNUAL MEETING DATE: 04/24/2008
ISSUER: 651587107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
THOMAS E. GOTTWALD Management For For
BRUCE C. GOTTWALD Management For For
PHYLLIS L. COTHRAN Management For For
PATRICK D. HANLEY Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 82 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
JAMES E. ROGERS Management For For
SIDNEY BUFORD SCOTT Management For For
CHARLES B. WALKER Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS NEWMARKET S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2008.
PFIZER INC. PFE ANNUAL MEETING DATE: 04/24/2008
ISSUER: 717081103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1E ELECTION OF DIRECTOR: W. DON CORNWELL Management For For
1D ELECTION OF DIRECTOR: ROBERT N. BURT Management For For
1C ELECTION OF DIRECTOR: M. ANTHONY BURNS Management For For
1B ELECTION OF DIRECTOR: MICHAEL S. BROWN Management For For
1A ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Management For For
04 SHAREHOLDER PROPOSAL REQUESTING SEPARATION OF Shareholder Against For
CHAIRMAN AND CEO ROLES.
03 SHAREHOLDER PROPOSAL REGARDING STOCK OPTIONS. Shareholder Against For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2008.
1N ELECTION OF DIRECTOR: WILLIAM C. STEERE, JR. Management For For
1M ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Management For For
1L ELECTION OF DIRECTOR: DANA G. MEAD Management For For
1K ELECTION OF DIRECTOR: GEORGE A. LORCH Management For For
1J ELECTION OF DIRECTOR: JEFFREY B. KINDLER Management For For
1I ELECTION OF DIRECTOR: JAMES M. KILTS Management For For
1H ELECTION OF DIRECTOR: WILLIAM R. HOWELL Management For For
1G ELECTION OF DIRECTOR: CONSTANCE J. HORNER Management For For
1F ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Management For For
SENSIENT TECHNOLOGIES CORPORATION SXT ANNUAL MEETING DATE: 04/24/2008
ISSUER: 81725T100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
HANK BROWN Management For For
FERGUS M. CLYDESDALE Management For For
JAMES A.D. CROFT Management For For
WILLIAM V. HICKEY Management For For
KENNETH P. MANNING Management For For
PETER M. SALMON Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 83 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
ELAINE R. WEDRAL Management For For
ESSIE WHITELAW Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP, CERTIFIED PUBLIC ACCOUNTANTS, AS THE INDEPENDENT AUDITORS
OF THE COMPANY FOR 2008.
SUNCOR ENERGY INC. SU SPECIAL MEETING DATE: 04/24/2008
ISSUER: 867229106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
MEL E. BENSON Management For For
BRIAN A. CANFIELD Management For For
BRYAN P. DAVIES Management For For
BRIAN A. FELESKY Management For For
JOHN T. FERGUSON Management For For
W. DOUGLAS FORD Management For For
RICHARD L. GEORGE Management For For
JOHN R. HUFF Management For For
M. ANN MCCAIG Management For For
MICHAEL W. O'BRIEN Management For For
EIRA M. THOMAS Management For For
02 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS AUDITOR OF THE CORPORATION FOR THE ENSUING
YEAR.
03 AMENDMENT AND RESTATEMENT OF SHAREHOLDERS RIGHTS Management Against Against
PLAN. PLEASE READ THE RESOLUTION IN FULL IN THE
ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR.
04 AMENDMENT OF ARTICLES: TWO FOR ONE DIVISION OF Management For For
COMMON SHARES. PLEASE READ THE RESOLUTION IN
FULL IN THE ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR.
THE AES CORPORATION AES ANNUAL MEETING DATE: 04/24/2008
ISSUER: 00130H105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
PAUL HANRAHAN Management For For
KRISTINA M. JOHNSON Management For For
JOHN A. KOSKINEN Management For For
PHILIP LADER Management For For
SANDRA O. MOOSE Management For For
PHILIP A. ODEEN Management For For
CHARLES O. ROSSOTTI Management For For
SVEN SANDSTROM Management For For
02 REAPPROVAL OF THE AES CORPORATION 2003 LONG-TERM Management For For
COMPENSATION PLAN.
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 84 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
VIVENDI VIV.VX AGM MEETING DATE: 04/24/2008
ISSUER: F97982106 ISIN: FR0000127771
SEDOL: B0CR3H6, B1G0HP4, 4834777, B0334V4, B11SBW8, 4841379, 4863470, 4859587
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
* FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN Non-Voting *Management Position Unknown
AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB
CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN
THE NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING
APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED
INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN THE PROXY CARD AND
FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER YOUR GLOBAL
CUSTODIAN ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT YOUR
REPRESENTATIVE
* PLEASE NOTE THAT THIS IS AN MIX MEETING. THANK Non-Voting *Management Position Unknown
YOU.
O.1 RECEIVE THE REPORTS OF THE EXECUTIVE COMMITTEE Management For For
AND THE AUDITORS, APPROVE THE COMPANY S FINANCIAL
STATEMENTS FOR THE YE IN 2007, AS PRESENTED,
SHOWING A PROFIT OF EUR 1,504,370,455.00
O.2 RECEIVE THE REPORTS OF THE EXECUTIVE COMMITTEE Management For For
AND THE AUDITORS, THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE SAID FY, IN THE FORM PRESENTED
TO THE MEETING
O.3 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For For
AGREEMENTS GOVERNED BY ARTICLE L.225.88 OF THE
FRENCH COMMERCIAL CODE, AND APPROVE THE AGREEMENTS
ENTERED INTO OR WHICH REMAINED IN FORCE DURING
THE FY
O.4 APPROVE THE RECOMMENDATIONS OF THE EXECUTIVE Management For For
COMMITTEE AND RESOLVES THAT THE INCOME FOR THE
FY BE APPROPRIATED AS FOLLOWS: EARNINGS FOR THE
FY: EUR 1,504,370,455.00 RETAINED EARNINGS: EUR
2,200,000,000.00 BALANCE AVAILABLE FOR DISTRIBUTION:
EUR 3,704,370,455.00 LEGAL RESERVE: EUR 4,240,216.00
DIVIDENDS: EUR 1,514,062,753.00 OTHER RESERVES:
EUR 0.00 RETAINED EARNINGS: EUR 2,186,067,486.00
TOTAL: EUR 3,704,370,455.00 THE SHAREHOLDERS
WILL RECEIVE A NET DIVIDEND OF EUR 1.30 PER SHARE,
AND WILL ENTITLE TO THE 40% DEDUCTION PROVIDED
BY THE FRENCH TAX CODE, THIS DIVIDEND WILL BE
PAID ON 14 MAY 2008
O.5 APPROVE TO RENEWS THE APPOINTMENT OF MR. M. JEAN-RENE Management For For
FOURTOU AS A MEMBER OF THE SUPERVISORY BOARD
FOR A 4-YEAR PERIOD
O.6 APPROVE TO RENEWS THE APPOINTMENT OF MR. M. CLAUDE Management For For
BEBEAR AS A MEMBER OF THE SUPERVISORY BOARD FOR
A 4-YEAR PERIOD
O.7 APPROVE TO RENEWS THE APPOINTMENT OF MR. M. GERARD Management For For
BREMOND AS A MEMBER OF THESUPERVISORY BOARD FOR
A 4-YEAR PERIOD
O.8 APPROVE TO RENEWS THE APPOINTMENT OF MR. M. MEHDI Management For For
DAZI AS A MEMBER OF THE SUPERVISORY BOARD FOR
A 4-YEAR PERIOD
O.9 APPROVE TO RENEWS THE APPOINTMENT OF MR. M. HENRI Management For For
LACHMANN AS A MEMBER OF THESUPERVISORY BOARD
FOR A 4-YEAR PERIOD
O.10 APPROVE TO RENEWS THE APPOINTMENT OF MR. M. PIERRE Management For For
RODOCANACHI AS A MEMBER OFTHE SUPERVISORY BOARD
FOR A 4-YEAR PERIOD
O.11 APPROVE TO RENEWS THE APPOINTMENT OF MR. M. KAREL Management For For
VAN MIERT AS A MEMBER OF THE SUPERVISORY BOARD
FOR A 4-YEAR PERIOD
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 85 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
O.12 APPOINT MR. M. JEAN-YVES CHARLIER AS A MEMBER Management For For
OF THE SUPERVISORY BOARD FOR A 4-YEAR PERIOD
O.13 APPOINT MR. M. PHILIPPE DONNET AS A MEMBER OF Management For For
THE SUPERVISORY BOARD FOR A 4-YEAR PERIOD
O.14 APPROVE TO AWARD A TOTAL ANNUAL FEES OF EUR 1,500,000.00 Management For For
TO THE SUPERVISORY BOARD
O.15 AUTHORIZE THE EXECUTIVE COMMITTEE TO TRADE IN Management For For
THE COMPANY S SHARES ON THE STOCK MARKET, SUBJECT
TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE
PRICE: EUR 40.00, MAXIMUM FUNDS INVESTED IN THE
SHARE BUYBACKS: EUR 3,490,000,000.00; AUTHORITY
EXPIRES FOR 18-MONTH PERIOD; TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES,
THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED
OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS
MEETING OF 19 APR 2007 IN ITS RESOLUTION NUMBER
6
E.16 GRANT AUTHORITY TO THE EXECUTIVE COMMITTEE TO Management For For
REDUCE THE SHARE CAPITAL, ON 1 OR MORE OCCASIONS
AND AT ITS SOLE DISCRETION, BY CANCELING ALL OR PART OF THE SHARES
HELD BY THE COMPANY IN CONNECTION WITH A STOCK REPURCHASE PLAN, UP TO
A MAXIMUM OF 10% OF THE SHARE CAPITAL OVER A 26-MONTH PERIOD;
AUTHORITY EXPIRES FOR 24-MONTH PERIOD; TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES, THIS AUTHORIZATION
SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS MEETING OF 19 APR 2007 IN ITS RESOLUTION NUMBER 11
E.17 GRANT AUTHORITY TO THE EXECUTIVE COMMITTEE, IN Management For For
1 OR MORE TRANSACTIONS, TO BENEFICIARIES TO BE CHOSEN BY IT, OPTIONS
GIVING THE RIGHT EITHER TO SUBSCRIBE FOR NEW SHARES IN THE COMPANY TO
BE ISSUED THROUGH A SHARE CAPITAL INCREASE, OR TO PURCHASE EXISTING
SHARES PURCHASED BY THE COMPANY, IT BEING PROVIDED THAT THE OPTIONS
SHALL NOT GIVE RIGHTS TO A TOTAL NUMBER OF SHARES, WHICH SHALL EXCEED
2.5% OF THE CAPITAL SHARE; AUTHORITY EXPIRES FOR 38-MONTH PERIOD; TO
TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES,
THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH IN
RESOLUTION NUMBER 7 OF THE 19 APR 2007 SHAREHOLDERS MEETING; THIS
AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION
GRANTED BY THE GENERAL MEETING HELD IN 28 APR 2005 IN ITS RESOLUTION
NUMBER 12
E.18 GRANT AUTHORITY TO THE EXECUTIVE COMMITTEE, FOR Management For For
FREE, ON 1 OR MORE OCCASIONS,EXISTING OR FUTURE SHARES, IN FAVOUR OF
THE EMPLOYEES OR THE CORPORATE OFFICERS OF THE COMPANY AND RELATED
COMPANIES; THEY MAY NOT REPRESENT MORE THAN 0.5% OF THE SHARE CAPITAL;
AUTHORITY EXPIRES FOR 38-MONTH PERIOD; TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES; THIS AMOUNT SHALL COUNT
AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTION NUMBER 7 OF THE 19
APR 2007 SHAREHOLDERS
MEETING; THIS AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE GENERAL
MEETING HELD IN 28 APR 2005 IN ITS RESOLUTION
NUMBER 13
E.19 AUTHORIZE THE EXECUTIVE COMMITTEE TO INCREASE Management For For
THE SHARE CAPITAL, ON 1 OR MOREOCCASIONS, AT ITS SOLE DISCRETION, IN
FAVOUR OF EMPLOYEES AND CORPORATE OFFICERS OF THE COMPANY WHO ARE
MEMBERS OF A COMPANY SAVINGS PLAN; AUTHORITY EXPIRES FOR 26-MONTH
PERIOD AND FOR A NOMINAL AMOUNT THAT SHALL NOT EXCEED 2.5% OF THE
CAPITAL SHARE; THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE SET
FORTH IN RESOLUTION NUMBER 7 OF THE GENERAL MEETING HELD IN 19 APR
2007; THE SHAREHOLDERS
MEETING DECIDES TO CANCEL THE SHAREHOLDERS PREFERENTIAL SUBSCRIPTION
RIGHTS IN FAVOUR OF MEMBERS OF A CORPORATE SAVINGS PLAN; TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES; THIS
AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS MEETING OF 19 APR 2007 IN ITS RESOLUTION
NUMBER 10
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 86 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
E.20 AUTHORIZE THE EXECUTIVE COMMITTEE TO INCREASE Management For For
THE SHARE CAPITAL, ON 1 OR MOREOCCASIONS, AT ITS SOLE DISCRETION, IN
FAVOUR OF EMPLOYEES AND CORPORATE OFFICERS OF THE FOREIGNER SUBSIDIARY
COMPANY WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN; AUTHORITY EXPIRES
FOR 18-MONTH PERIOD AND FOR A NOMINAL AMOUNT THAT SHALL NOT EXCEED
2.5% OF THE CAPITAL SHARE; THIS AMOUNT SHALL COUNT AGAINST THE OVERALL
VALUE SET FORTH IN RESOLUTION NUMBER 19 OF THE GENERAL MEETING HELD IN
19 APR 2007; THE SHAREHOLDERS MEETING DECIDES TO CANCEL THE
SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOUR OF ANY PERSON
CORRESPONDING TO THE SPECIFICATION GIVEN BY THE SHAREHOLDERS MEETING;
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES; THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 19 APR 2007 IN
ITS RESOLUTION NUMBER 19
E.21 GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, Management For For
A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER
FORMALITIES PRESCRIBED BY LAW
ABBOTT LABORATORIES ABT ANNUAL MEETING DATE: 04/25/2008
ISSUER: 002824100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
R.S. AUSTIN Management For For
W.M. DALEY Management For For
W.J. FARRELL Management For For
H.L. FULLER Management For For
W.A. OSBORN Management For For
D.A.L. OWEN Management For For
B. POWELL JR. Management For For
W.A. REYNOLDS Management For For
R.S. ROBERTS Management For For
S.C. SCOTT III Management For For
W.D. SMITHBURG Management For For
G.F. TILTON Management For For
M.D. WHITE Management For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS Management For For
03 SHAREHOLDER PROPOSAL - ACCESS TO MEDICINES Shareholder Against For
04 SHAREHOLDER PROPOSAL - ADVISORY VOTE Shareholder Against For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 87 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
ALLEGHANY CORPORATION Y ANNUAL MEETING DATE: 04/25/2008
ISSUER: 017175100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: REX D. ADAMS Management For For
1B ELECTION OF DIRECTOR: WESTON M. HICKS Management For For
1C ELECTION OF DIRECTOR: JEFFERSON W. KIRBY Management For For
02 RATIFICATION OF KPMG LLP AS ALLEGHANY CORPORATION Management For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR 2008.
AT&T INC. T ANNUAL MEETING DATE: 04/25/2008
ISSUER: 00206R102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Management For For
1B ELECTION OF DIRECTOR: WILLIAM F. ALDINGER III Management For For
1C ELECTION OF DIRECTOR: GILBERT F. AMELIO Management For For
1D ELECTION OF DIRECTOR: REUBEN V. ANDERSON Management For For
1E ELECTION OF DIRECTOR: JAMES H. BLANCHARD Management For For
1F ELECTION OF DIRECTOR: AUGUST A. BUSCH III Management For For
1G ELECTION OF DIRECTOR: JAMES P. KELLY Management For For
1H ELECTION OF DIRECTOR: JON C. MADONNA Management For For
1I ELECTION OF DIRECTOR: LYNN M. MARTIN Management For For
1J ELECTION OF DIRECTOR: JOHN B. MCCOY Management For For
1K ELECTION OF DIRECTOR: MARY S. METZ Management For For
1L ELECTION OF DIRECTOR: JOYCE M. ROCHE Management For For
1M ELECTION OF DIRECTOR: LAURA D ANDREA TYSON Management For For
1N ELECTION OF DIRECTOR: PATRICIA P. UPTON Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Management For For
03 REPORT ON POLITICAL CONTRIBUTIONS. Shareholder Against For
04 PENSION CREDIT POLICY. Shareholder Against For
05 LEAD INDEPENDENT DIRECTOR BYLAW. Shareholder Against For
06 SERP POLICY Shareholder Against For
07 ADVISORY VOTE ON COMPENSATION Shareholder Against For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 88 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
CINCINNATI BELL INC. CBB ANNUAL MEETING DATE: 04/25/2008
ISSUER: 171871106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
JOHN F. CASSIDY* Management For For
ROBERT W. MAHONEY* Management For For
DANIEL J. MEYER* Management For For
BRUCE L. BYRNES** Management For For
02 THE APPROVAL OF AN AMENDMENT TO THE COMPANY S Management For For
RESTATED AMENDED ARTICLES OF INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS AND TO APPROVE AN AMENDMENT TO THE COMPANY S AMENDED
REGULATIONS TO REQUIRE ANNUAL ELECTION OF DIRECTORS.
03 THE APPROVAL OF AN AMENDMENT TO THE COMPANY S Management For For
RESTATED AMENDED ARTICLES OF INCORPORATION TO REQUIRE A MAJORITY VOTE
FOR THE ELECTION OF A DIRECTOR AND TO APPROVE AN AMENDMENT TO THE
COMPANY S AMENDED REGULATIONS ADDRESSING HOLDOVER DIRECTORS.
04 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO
AUDIT THE FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2008.
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
JOHN F. CASSIDY* Management For For
ROBERT W. MAHONEY* Management For For
DANIEL J. MEYER* Management For For
BRUCE L. BYRNES** Management For For
02 THE APPROVAL OF AN AMENDMENT TO THE COMPANY S Management For For
RESTATED AMENDED ARTICLES OF INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS AND TO APPROVE AN AMENDMENT TO THE COMPANY S AMENDED
REGULATIONS TO REQUIRE ANNUAL ELECTION OF DIRECTORS.
03 THE APPROVAL OF AN AMENDMENT TO THE COMPANY S Management For For
RESTATED AMENDED ARTICLES OF INCORPORATION TO REQUIRE A MAJORITY VOTE
FOR THE ELECTION OF A DIRECTOR AND TO APPROVE AN AMENDMENT TO THE
COMPANY S AMENDED REGULATIONS ADDRESSING HOLDOVER DIRECTORS.
04 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO
AUDIT THE FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2008.
FERRO CORPORATION FOE ANNUAL MEETING DATE: 04/25/2008
ISSUER: 315405100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
SANDRA AUSTIN CRAYTON Management For For
RICHARD J. HIPPLE Management For For
WILLIAM B. LAWRENCE Management For For
DENNIS W. SULLIVAN Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 89 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
GATX CORPORATION GMT ANNUAL MEETING DATE: 04/25/2008
ISSUER: 361448103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
01 DIRECTOR Management For
JAMES M. DENNY Management For For
RICHARD FAIRBANKS Management For For
DEBORAH M. FRETZ Management For For
ERNST A. HABERLI Management For For
BRIAN A. KENNEY Management For For
MARK G. MCGRATH Management For For
MICHAEL E. MURPHY Management For For
DAVID S. SUTHERLAND Management For For
CASEY J. SYLLA Management For For
KELLOGG COMPANY K ANNUAL MEETING DATE: 04/25/2008
ISSUER: 487836108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
DAVID MACKAY Management For For
STERLING SPEIRN Management For For
JOHN ZABRISKIE Management For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2008
03 SHAREOWNER PROPOSAL TO ENACT A MAJORITY VOTE REQUIREMENT Shareholder Against For
POPULAR, INC. BPOP ANNUAL MEETING DATE: 04/25/2008
ISSUER: 733174106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
MARIA LUISA FERRE Management For For
FREDERIC V. SALERNO Management For For
WILLIAM J. TEUBER JR. Management For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE CORPORATION S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2008.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 90 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
AMERICAN EXPRESS COMPANY AXP ANNUAL MEETING DATE: 04/28/2008
ISSUER: 025816109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
D.F. AKERSON Management For For
C. BARSHEFSKY Management For For
U.M. BURNS Management For For
K.I. CHENAULT Management For For
P. CHERNIN Management For For
J. LESCHLY Management For For
R.C. LEVIN Management For For
R.A. MCGINN Management For For
E.D. MILLER Management For For
S.S REINEMUND Management For For
R.D. WALTER Management For For
R.A. WILLIAMS Management For For
02 A PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2008.
03 A PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION Management For For
TO REQUIRE A MAJORITY VOTE FOR THE ELECTION OF
DIRECTORS IN NON-CONTESTED ELECTIONS.
4A PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION Management For For
TO ELIMINATE STATUTORY SUPERMAJORITY VOTING:
MERGER OR CONSOLIDATION.
4B PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION Management For For
TO ELIMINATE STATUTORY SUPERMAJORITY VOTING:
SALE, LEASE, EXCHANGE OR OTHER DISPOSITION OF ALL OR SUBSTANTIALLY ALL
OF THE COMPANY S ASSETS OUTSIDE THE ORDINARY COURSE OF BUSINESS.
4C PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION Management For For
TO ELIMINATE STATUTORY SUPERMAJORITY VOTING:
PLAN FOR THE EXCHANGE OF SHARES.
4D PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION Management For For
TO ELIMINATE STATUTORY SUPERMAJORITY VOTING:
AUTHORIZATION OF DISSOLUTION.
05 A SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE Shareholder Against For
VOTING FOR DIRECTORS.
BALDOR ELECTRIC COMPANY BEZ ANNUAL MEETING DATE: 04/28/2008
ISSUER: 057741100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
JEFFERSON W. ASHER, JR. Management For For
RICHARD E. JAUDES Management For For
ROBERT J. MESSEY Management For For
02 RATIFY APPOINTMENT OF AUDITORS Management For For
03 TO CONSIDER SHAREHOLDER PROPOSAL Shareholder Against For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 91 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
HONEYWELL INTERNATIONAL INC. HON ANNUAL MEETING DATE: 04/28/2008
ISSUER: 438516106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: GORDON M. BETHUNE Management For For
1B ELECTION OF DIRECTOR: JAIME CHICO PARDO Management For For
1C ELECTION OF DIRECTOR: DAVID M. COTE Management For For
1D ELECTION OF DIRECTOR: D. SCOTT DAVIS Management For For
1E ELECTION OF DIRECTOR: LINNET F. DEILY Management For For
1F ELECTION OF DIRECTOR: CLIVE R. HOLLICK Management For For
1G ELECTION OF DIRECTOR: BRADLEY T. SHEARES Management For For
1H ELECTION OF DIRECTOR: ERIC K. SHINSEKI Management For For
1I ELECTION OF DIRECTOR: JOHN R. STAFFORD Management For For
1J ELECTION OF DIRECTOR: MICHAEL W. WRIGHT Management For For
02 APPROVAL OF INDEPENDENT ACCOUNTANTS Management For For
03 AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION Management For For
- RIGHT TO CALL A SPECIAL MEETING OF SHAREOWNERS
04 PAY-FOR-SUPERIOR-PERFORMANCE PRINCIPLE Shareholder Against For
THE BOEING COMPANY BA ANNUAL MEETING DATE: 04/28/2008
ISSUER: 097023105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: JOHN H. BIGGS Management For For
1B ELECTION OF DIRECTOR: JOHN E. BRYSON Management For For
1C ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. Management For For
1D ELECTION OF DIRECTOR: LINDA Z. COOK Management For For
1E ELECTION OF DIRECTOR: WILLIAM M. DALEY Management For For
1F ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Management For For
1G ELECTION OF DIRECTOR: JAMES L. JONES Management For For
1H ELECTION OF DIRECTOR: EDWARD M. LIDDY Management For For
1I ELECTION OF DIRECTOR: JOHN F. MCDONNELL Management For For
1J ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. Management For For
1K ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Management For For
02 ADVISORY VOTE ON APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT AUDITOR.
03 PREPARE A REPORT ON FOREIGN MILITARY SALES Shareholder Against For
04 ADOPT HEALTH CARE PRINCIPLES Shareholder Against For
05 ADOPT, IMPLEMENT AND MONITOR HUMAN RIGHTS POLICIES Shareholder Against For
06 REQUIRE AN INDEPENDENT LEAD DIRECTOR Shareholder Against For
07 REQUIRE PERFORMANCE-BASED STOCK OPTIONS Shareholder Against For
08 REQUIRE AN ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Shareholder Against For
COMPENSATION
09 REQUIRE SHAREHOLDER APPROVAL OF FUTURE SEVERANCE Shareholder Against For
ARRANGEMENTS
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 92 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
COOPER INDUSTRIES, LTD. CBE ANNUAL MEETING DATE: 04/29/2008
ISSUER: G24182100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
R.M. DEVLIN Management For For
L.A. HILL Management For For
J.J. POSTL Management For For
02 APPOINT ERNST & YOUNG LLP AS INDEPENDENT AUDITORS Management For For
FOR THE YEAR ENDING 12/31/2008.
03 APPROVE THE AMENDED AND RESTATED STOCK INCENTIVE Management For For
PLAN.
04 SHAREHOLDER PROPOSAL REQUESTING COOPER TO IMPLEMENT Shareholder Against For
A CODE OF CONDUCT BASED ON INTERNATIONAL LABOR
ORGANIZATION HUMAN RIGHTS STANDARDS.
ENI S P A E OGM MEETING DATE: 04/29/2008
ISSUER: T3643A145 ISIN: IT0003132476 BLOCKING
SEDOL: B020CR8, 7145056, B07LWK9, B0ZNKV4, 7146059
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
* PLEASE NOTE THAT THE MEETING HELD ON 22 APR 2008 Non-Voting *Management Position Unknown
HAS BEEN POSTPONED AND THAT THE SECOND CONVOCATION
WILL BE HELD ON 29 APR 2008. IF YOU HAVE ALREADY
SENT YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
1. APPROVE THE FINANCIAL STATEMENT AT 31 DEC 2007 Management Take No Action
OF THE SUBSIDIARY AGIPFUEL, BOARD OF DIRECTORS,
OF AUDITORS AND AUDIT FIRM REPORT, ALLOCATION OF PROFIT
2. APPROVE THE FINANCIAL STATEMENT AT 31 DEC 2007 Management Take No Action
OF THE SUBSIDIARY PRAOIL-OLEODOTTI ITALIANI,
BOARD OF DIRECTORS, OF AUDITORS AND AUDIT FIRM
REPORT, ALLOCATION OF PROFIT
3. APPROVE THE FINANCIAL STATEMENT AT 31 DEC 2007, Management Take No Action
BOARD OF DIRECTORS, OF AUDITORS AND AUDIT FIRM REPORT
4. APPROVE THE ALLOCATION OF PROFIT Management Take No Action
5. AUTHORIZE THE BUY BACK OWN SHARES Management Take No Action
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 93 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
FORTUNE BRANDS, INC. FO ANNUAL MEETING DATE: 04/29/2008
ISSUER: 349631101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
03 IF PRESENTED, A SHAREHOLDER PROPOSAL ENTITLED Shareholder Against For
ELECT EACH DIRECTOR ANNUALLY .
01 DIRECTOR Management For
RICHARD A. GOLDSTEIN Management For For
PIERRE E. LEROY Management For For
A.D. DAVID MACKAY Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2008.
GROUPE DANONE, PARIS GDNNY.PK OGM MEETING DATE: 04/29/2008
ISSUER: F12033134 ISIN: FR0000120644
SEDOL: B018SX1, B043GP1, B1YBYC5, B01HKG5, B1Y9TB3, B2B3XM4, 5981810, 5984057, 7164437, B0ZGJH2,
B01HK10, B033328, B1YBWV0, B1Y9RH5, B1Y95C6, 0799085, 5983560, 5984068
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
* FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN Non-Voting *Management Position Unknown
AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB
CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN
THE NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING
APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED
INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN THE PROXY CARD AND
FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER YOUR GLOBAL
CUSTODIAN ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT YOUR
REPRESENTATIVE
1. RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS AND Management For For
THE AUDITORS AND APPROVE THE COMPANY S FINANCIAL
STATEMENTS FOR THE YE 31 DEC 2007, AS PRESENTED
2. RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS AND Management For For
THE AUDITORS AND APPROVE THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE SAID FY, IN THE
FORM PRESENTED TO THE MEETING
3. APPROVE THE RECOMMENDATIONS OF THE BOARD OF DIRECTORS Management For For
AND RESOLVES THAT THE INCOME FOR THE FY BE APPROPRIATED
AS FOLLOWS: EUR 4,046,112,118.85, RETAINED EARNINGS:
EUR 2,142,651,098.23, DISTRIBUTABLE INCOME: EUR
6,188,763,217.08, DIVIDENDS: EUR 564,136,606.00,
OTHER RESERVES: EUR 2,000,000,000.00, RETAINED
EARNINGS: EUR 3,624,626,611.08 THE SHAREHOLDERS
WILL RECEIVE A NET DIVIDEND OF EUR 1.10 PER SHARE,
AND WILL ENTITLE TO THE 40 % DEDUCTION PROVIDED
BY THE FRENCH TAX CODE, THIS DIVIDEND WILL BE
PAID ON 14 MAY 2008, IN THE EVENT THAT THE COMPANY
HOLDS SO ME OF ITS OWN SHARES ON SUCH DATE, THE
AMOUNT OF THE UNPAID DIVIDEND ON SUCH SHARES
SHALL BE ALLOCATED TO THE RETAINED EARNINGS ACCOUNT
AS REQUIRED BY LAW, IT IS REMINDED THAT, FOR
THE LAST 3 FY, THE DIVIDENDS PAID, WERE AS FOLLOWS:
EUR 0.675 FOR FY 2004 EUR 0.85 FOR FISCAL YEAR
2005, EUR 1.00 FOR FISCAL YEAR 2006
4. RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For For
AGREEMENTS GOVERNED BY ARTICLESL.225-38 OF THE
FRENCH COMMERCIAL CODE AND APPROVE THE SAID REPORT,
THE AGREEMENTS REFERRED TO THEREIN AND THE ONES
AUTHORIZED EARLIER AND WHICH REMAINED IN FORCE
DURING THE FY
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 94 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
5. APPROVE TO RENEW THE APPOINTMENT OF MR. BRUNO Management For For
BONELL AS A MEMBER OF THE BOARDOF DIRECTOR FOR
A 3 YEAR PERIOD
6. APPROVE TO RENEW THE APPOINTMENT OF MR. MICHEL Management For For
DAVID-WEILL AS A MEMBER OF THEBOARD OF DIRECTOR
FOR A 3 YEAR PERIOD
7. APPROVE TO RENEW THE APPOINTMENT OF MR. BERNARD Management For For
HOURS AS A MEMBER OF THE BOARD OF DIRECTOR FOR
A 3 YEAR PERIOD
8. APPROVE TO RENEW THE APPOINTMENT OF MR. JACQUES Management For For
NAHMIAS AS A MEMBER OF THE BOARD OF DIRECTOR
FOR A 3 YEAR PERIOD
9. APPROVE TO RENEW THE APPOINTMENT OF MR. NAOMASA Management For For
TSURITANI AS A MEMBER OF THE BOARD OF DIRECTOR
FOR A 3 YEAR PERIOD
10. APPROVE TO RENEW THE APPOINTMENT OF MR. JACQUES Management For For
VINCENT AS A MEMBER OF THE BOARD OF DIRECTOR
FOR A 3 YEAR PERIOD
11. APPROVE TO RENEW THE APPOINTMENT OF MR. CHRISTIAN Management For For
LAUBIE AS A MEMBER OF THE BOARD OF DIRECTOR FOR
A 3 YEAR PERIOD
12. RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For For
AGREEMENTS GOVERNED BY ARTICLE L.225.42.1 OF
THE FRENCH COMMERCIAL CODE, SAID REPORT AND THE
AGREEMENTS REFERRED THEREIN WITH REGARDS TO THE
ALLOWANCES DUE TO MR. FRANCK RIBOUD IN CASE OF
CESSATION OF HIS OFFICE TERM
13. RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For For
AGREEMENTS GOVERNED BY ARTICLE L.225.42.1 OF
THE FRENCH COMMERCIAL CODE, SAID REPORT AND THE
AGREEMENTS REFERRED THEREIN WITH REGARDS TO THE
ALLOWANCES DUE TO MR. JACQUES VINCENT IN CASE
OF CESSATION OF HIS OFFICE TERM
14. RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For For
AGREEMENTS GOVERNED BY ARTICLE L.225.42.1 OF
THE FRENCH COMMERCIAL CODE, SAID REPORT AND THE
AGREEMENTS REFERRED THEREIN WITH REGARDS TO THE
ALLOWANCES DUE TO MR. EMMANUELFABER IN CASE OF
THE INTERRUPTION OF HIS OFFICE TERM
15. RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For For
AGREEMENTS GOVERNED BY ARTICLE L.225.42.1 OF
THE FRENCH COMMERCIAL CODE, SAID REPORT AND THE
AGREEMENTS REFERRED THEREIN WITH REGARDS TO THE
ALLOWANCES DUE TO MR. BERNARD HOURS IN CASE
OF THE INTERRUPTION OF HIS OFFICE TERM
16. AUTHORIZE THE BOARD OF DIRECTORS TO BUY BACK Management For For
THE COMPANY S SHARES ON THE OPENMARKET, SUBJECT
TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE
PRICE: EUR 80.00, MAXIMUM NUMBER OF SHARES TO
BE ACQUIRED: 10 % OF THE SHARE CAPITAL, MAXIMUM
FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 4,102,811,680.00,
THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED
OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS
MEETING OF 26 APR 2007 IN ITS RESOLUTION NUMBER
8, TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
17. GRANT FULL POWERS TO THE BEARER OF AN ORIGINAL, A Management For For
COPY OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER
FORMALITIES PRESCRIBED BY LAW
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 95 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
INTERNATIONAL BUSINESS MACHINES CORP. IBM ANNUAL MEETING DATE: 04/29/2008
ISSUER: 459200101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
C. BLACK Management For For
W.R. BRODY Management For For
K.I. CHENAULT Management For For
M.L. ESKEW Management For For
S.A. JACKSON Management For For
L.A. NOTO Management For For
J.W. OWENS Management For For
S.J. PALMISANO Management For For
J.E. SPERO Management For For
S. TAUREL Management For For
L.H. ZAMBRANO Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
03 STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING Shareholder Against For
04 STOCKHOLDER PROPOSAL ON EXECUTIVE COMPENSATION Shareholder Against For
05 STOCKHOLDER PROPOSAL ON BOARD COMMITTEE ON HUMAN Shareholder Against For
RIGHTS
06 STOCKHOLDER PROPOSAL ON SPECIAL MEETINGS Shareholder Against For
07 STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON EXECUTIVE Shareholder Against For
COMPENSATION
PAGESJAUNES, SEVRES PGJUF.PK AGM MEETING DATE: 04/29/2008
ISSUER: F6954U126 ISIN: FR0010096354
SEDOL: B01TNH3, B28L5W5, B01N3F3, B02TRX6
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
E.10 GRANT ALL POWERS TO THE BOARD OF DIRECTORS TO Management For For
REDUCE THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS
AND AT ITS SOLE DISCRETION, BY CANCELING ALL OR PART OF THE SHARES
HELD BY THE COMPANY IN CONNECTION WITH A STOCK REPURCHASE PLAN, UP TO
A MAXIMUM OF 10% OF THE SHARE CAPITAL OVER A 24 MONTH PERIOD THIS
AUTHORITY EXPIRES AT THE END OF 18 MONTH PERIOD THIS AUTHORIZATION
SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS MEETING ON 26 APR 2008 IN ITS RESOLUTION NUMBER 18,
DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.11 GRANT THE FULL POWERS TO THE BEARER OF AN ORIGINAL, Management For For
A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER
FORMALITIES PRESCRIBED BY LAW
* FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN Non-Voting *Management Position Unknown
AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB
CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN
THE NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING
APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED
INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN THE PROXY CARD AND
FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER YOUR GLOBAL
CUSTODIAN ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT YOUR
REPRESENTATIVE
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 96 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
* PLEASE NOTE THAT THIS IS AN MIX MEETING. THANK Non-Voting *Management Position Unknown
YOU.
O.1 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management For For
AND THE AUDITORS, APPROVE THE COMPANY S FINANCIAL
STATEMENTS FOR THE YE IN 2007, PRESENTED, CREATING A PROFIT OF EUR
220,207,377.91 ACCORDINGLY, THE SHAREHOLDERS MEETING GIVES PERMANENT
DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE PERFORMANCE
OF THEIR DUTIES DURING THE SAID FY
O.2 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management For For
AND THE AUDITORS, APPROVE THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE SAID FY, IN THE FORM PRESENTED
TO THE MEETING
O.9 APPROVE TO RESOLVE THE AWARD TOTAL ANNUAL FEES Management For For
OF EUR 365,000.00 TO THE BOARDOF DIRECTORS
O.3 APPROVE THE BOARD OF DIRECTORS AND RESOLVES THAT Management For For
THE INCOME FOR THE FY BE APPROPRIATED AS SPECIFIED:
EARNINGS FOR THE FY EUR 220,207,377.91 RETAINED EARNINGS: EUR
1,070,927,808.70 LEGAL RESERVE EUR 7,553.40 THE SHAREHOLDERS WILL
RECEIVE A NET DIVIDEND OF EUR 0.96 PER SHARE, AND WILL ENTITLE TO THE
40 % DEDUCTION PROVIDED BY THE FRENCH TAX CODE THIS DIVIDEND WILL BE
PAID ON 14 MAY 2008, DIVIDENDS EUR 269,4 18,672.00 IN THE EVENT THAT
THE COMPANY HOLDS SOME OF ITS OWN SHARES ON SUCH DATE, THE AMOUNT OF
THE UNPAID DIVIDEND ON SUCH SHARES SHALL BE ALLOCATED TO THE RETAINED
EARNINGS ACCOUNT AS REQUIRED BY LAW, IT IS REMINDED THAT, FOR THE
LAST3 FY, THE DIVIDENDS PAID, WERE AS FOLLOWS EUR 0.93 FOR FY 2004 EUR
1.02 FOR FY 2005 EUR 1.08 FOR FY 2006
O.4 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For For
AGREEMENTS GOVERNED BY ARTICLE L 225.38 OF THE
FRENCH COMMERCIAL CODE, APPROVE THE SAID REPORT
AND THE AGREEMENTS REFERRED TO THEREIN
O.5 AUTHORIZE THE BOARD OF DIRECTORS TO TRADE IN Management For For
THE COMPANY S SHARES ON THE STOCK MARKET, SUBJECT
TO THE CONDITIONS DESCRIBED BELOW MAXIMUM PURCHASE PRICE EUR 20,
MAXIMUM NUMBER OF SHARES TO BE ACQUIRED 10% OF THE SHARE CAPITAL,
MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS EUR 561,288,900.00
AUTHORITY EXPIRES AT THE END OF 18 MONTH PERIOD
O.6 APPROVE AND RATIFY THE COOPTATION OF MR. M. THOMAS Management For For
GEITNER AS A DIRECTOR, AS A REPLACEMENT OF MR.
M. JOHANNES HUTH, UNTIL THE SHAREHOLDERS MEETING CALLED TO THE
FINANCIAL STATEMENTS FOR THE FY
2009
O.7 APPROVE AND RATIFY THE COOPTATION OF MR. M. NICOLAS Management For For
GHEYSENS AS A DIRECTOR, AS A REPLACEMENT OF MR.
M. MATTIA CAPRIOLI, UNTIL THE SHAREHOLDERS MEETING CALLED THE
FINANCIAL STATEMENTS FOR THE FY 2009
O.8 APPROVE THE ARTICLES L.225.42.1 AND L 225.40 Management For For
OF THE FRENCH COMMERCIAL LAW, COMMITMENT OF ALLOWANCE
OF DEPARTURE OF WHICH MR. MICHEL DATCHARY IS
THE BENEFICIARY
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 97 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
SUNTRUST BANKS, INC. STI ANNUAL MEETING DATE: 04/29/2008
ISSUER: 867914103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
PATRICIA C. FRIST Management For For
BLAKE P. GARRETT, JR. Management For For
M. DOUGLAS IVESTER Management For For
KAREN HASTIE WILLIAMS Management For For
02 PROPOSAL TO APPROVE THE AMENDMENTS TO THE SUNTRUST Management For For
BANKS, INC. 2004 STOCK PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR 2008.
WELLS FARGO & COMPANY WFC ANNUAL MEETING DATE: 04/29/2008
ISSUER: 949746101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: JOHN S. CHEN Management For For
1B ELECTION OF DIRECTOR: LLOYD H. DEAN Management For For
1C ELECTION OF DIRECTOR: SUSAN E. ENGEL Management For For
1D ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Management For For
1E ELECTION OF DIRECTOR: ROBERT L. JOSS Management For For
1F ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Management For For
1G ELECTION OF DIRECTOR: RICHARD D. MCCORMICK Management For For
1H ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Management For For
1I ELECTION OF DIRECTOR: NICHOLAS G. MOORE Management For For
1J ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Management For For
1K ELECTION OF DIRECTOR: DONALD B. RICE Management For For
1L ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Management For For
1M ELECTION OF DIRECTOR: STEPHEN W. SANGER Management For For
1N ELECTION OF DIRECTOR: JOHN G. STUMPF Management For For
1O ELECTION OF DIRECTOR: SUSAN G. SWENSON Management For For
1P ELECTION OF DIRECTOR: MICHAEL W. WRIGHT Management For For
02 PROPOSAL TO RATIFY APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT AUDITORS FOR 2008.
03 PROPOSAL TO APPROVE THE PERFORMANCE-BASED COMPENSATION Management For For
POLICY.
04 PROPOSAL TO APPROVE THE AMENDED AND RESTATED Management Against Against
LONG-TERM INCENTIVE COMPENSATION PLAN.
05 PROPOSAL REGARDING A BY-LAWS AMENDMENT TO REQUIRE Management Against For
AN INDEPENDENT CHAIRMAN.
06 PROPOSAL REGARDING AN EXECUTIVE COMPENSATION Management Against For
ADVISORY VOTE.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 98 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
07 PROPOSAL REGARDING A PAY-FOR-SUPERIOR-PERFORMANCE Management Against For
COMPENSATION PLAN.
08 PROPOSAL REGARDING HUMAN RIGHTS ISSUES IN INVESTMENT Management Against For
POLICIES.
09 PROPOSAL REGARDING A NEUTRAL SEXUAL ORIENTATION Management Against For
EMPLOYMENT POLICY.
10 PROPOSAL REGARDING A REPORT ON RACIAL DISPARITIES Management Against For
IN MORTGAGE LENDING.
AGL RESOURCES INC. ATG ANNUAL MEETING DATE: 04/30/2008
ISSUER: 001204106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2008.
01 DIRECTOR Management For
SANDRA N. BANE Management For For
ARTHUR E. JOHNSON Management For For
JAMES A. RUBRIGHT Management For For
JOHN W. SOMERHALDER II Management For For
BETTINA M. WHYTE Management For For
ALBEMARLE CORPORATION ALB ANNUAL MEETING DATE: 04/30/2008
ISSUER: 012653101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
J. ALFRED BROADDUS, JR. Management For For
WILLIAM M. GOTTWALD Management For For
R. WILLIAM IDE III Management For For
RICHARD L. MORRILL Management For For
MARK C. ROHR Management For For
JOHN SHERMAN, JR. Management For For
CHARLES E. STEWART Management For For
HARRIETT TEE TAGGART Management For For
ANNE MARIE WHITTEMORE Management For For
02 THE PROPOSAL TO APPROVE THE ALBEMARLE CORPORATION Management For For
2008 INCENTIVE PLAN.
03 THE PROPOSAL TO APPROVE THE 2008 STOCK COMPENSATION Management For For
PLAN FOR NON-EMPLOYEE DIRECTORS OF ALBEMARLE CORPORATION.
04 THE PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2008.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 99 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
E. I. DU PONT DE NEMOURS AND COMPANY DD ANNUAL MEETING DATE: 04/30/2008
ISSUER: 263534109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
RICHARD H. BROWN Management For For
ROBERT A. BROWN Management For For
BERTRAND P. COLLOMB Management For For
CURTIS J. CRAWFORD Management For For
ALEXANDER M. CUTLER Management For For
JOHN T. DILLON Management For For
ELEUTHERE I. DU PONT Management For For
MARILLYN A. HEWSON Management For For
CHARLES O. HOLLIDAY, JR Management For For
LOIS D. JULIBER Management For For
SEAN O'KEEFE Management For For
WILLIAM K. REILLY Management For For
02 ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 ON PLANT CLOSURE Shareholder Against For
04 ON SEPARATION OF POSITIONS OF CHAIRMAN AND CEO Shareholder Against For
05 ON GLOBAL WARMING REPORT Shareholder Against For
06 ON AMENDMENT TO HUMAN RIGHTS POLICY Shareholder Against For
07 ON SHAREHOLDER SAY ON EXECUTIVE PAY Shareholder Against For
STARWOOD HOTELS & RESORTS WORLDWIDE HOT ANNUAL MEETING DATE: 04/30/2008
ISSUER: 85590A401 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
ADAM ARON Management For For
CHARLENE BARSHEFSKY Management For For
BRUCE DUNCAN Management For For
LIZANNE GALBREATH Management For For
ERIC HIPPEAU Management For For
STEPHEN QUAZZO Management For For
THOMAS RYDER Management For For
FRITS VAN PAASSCHEN Management For For
KNEELAND YOUNGBLOOD Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2008.
TECO ENERGY, INC. TE ANNUAL MEETING DATE: 04/30/2008
ISSUER: 872375100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: DUBOSE AUSLEY Management For For
1B ELECTION OF DIRECTOR: JAMES L. FERMAN, JR. Management For For
1C ELECTION OF DIRECTOR: JOHN B. RAMIL Management For For
1D ELECTION OF DIRECTOR: PAUL L. WHITING Management For For
02 RATIFICATION OF THE CORPORATION S INDEPENDENT Management For For
AUDITOR
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 100 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
THE MCGRAW-HILL COMPANIES, INC. MHP ANNUAL MEETING DATE: 04/30/2008
ISSUER: 580645109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
SIR WINFRIED BISCHOFF* Management For For
DOUGLAS N. DAFT* Management For For
LINDA KOCH LORIMER* Management For For
HAROLD MCGRAW III* Management For For
SIR MICHAEL RAKE** Management For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008.
03 SHAREHOLDER PROPOSAL REQUESTING THE ANNUAL ELECTION Shareholder Against For
OF EACH DIRECTOR.
04 SHAREHOLDER PROPOSAL REQUESTING ADOPTION OF A Shareholder Against For
SIMPLE MAJORITY VOTE.
AVON PRODUCTS, INC. AVP ANNUAL MEETING DATE: 05/01/2008
ISSUER: 054303102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
W. DON CORNWELL Management For For
EDWARD T. FOGARTY Management For For
FRED HASSAN Management For For
ANDREA JUNG Management For For
MARIA ELENA LAGOMASINO Management For For
ANN S. MOORE Management For For
PAUL S. PRESSLER Management For For
GARY M. RODKIN Management For For
PAULA STERN Management For For
LAWRENCE A. WEINBACH Management For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM
03 ADOPTION OF THE EXECUTIVE INCENTIVE PLAN Management For For
04 RESOLUTION REGARDING NANOMATERIAL PRODUCT SAFETY Shareholder Against For
REPORT
EMBARQ CORPORATION EQ ANNUAL MEETING DATE: 05/01/2008
ISSUER: 29078E105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
PETER C. BROWN Management For For
STEVEN A. DAVIS Management For For
RICHARD A. GEPHARDT Management For For
THOMAS A. GERKE Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 101 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
JOHN P. MULLEN Management For For
WILLIAM A. OWENS Management For For
DINESH C. PALIWAL Management For For
STEPHANIE M. SHERN Management For For
LAURIE A. SIEGEL Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR OUR 2008 FISCAL YEAR.
03 TO APPROVE THE EMBARQ CORPORATION 2008 EQUITY Management Against Against
INCENTIVE PLAN.
04 TO APPROVE THE EMBARQ CORPORATION 2008 EMPLOYEE Management For For
STOCK PURCHASE PLAN.
05 TO APPROVE THE MATERIAL TERMS OF PERFORMANCE Management For For
GOALS FOR QUALIFIED PERFORMANCE-BASED COMPENSATION.
06 TO CONSIDER A SHAREHOLDER PROPOSAL, IF PROPERLY Shareholder Against For
PRESENTED, SEEKING TO REQUIRE AN ADVISORY VOTE
ON COMPENSATION.
IDEARC INC. IAR ANNUAL MEETING DATE: 05/01/2008
ISSUER: 451663108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
02 APPROVAL OF THE 2008 INCENTIVE COMPENSATION PLAN. Management For For
01 DIRECTOR Management For
JERRY V. ELLIOTT Management For For
JONATHAN F. MILLER Management For For
DONALD B. REED Management For For
STEPHEN L. ROBERTSON Management For For
THOMAS S. ROGERS Management For For
PAUL E. WEAVER Management For For
03 RATIFICATION OF ERNST & YOUNG LLP AS IDEARC S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2008.
JANUS CAPITAL GROUP INC. JNS ANNUAL MEETING DATE: 05/01/2008
ISSUER: 47102X105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 ELECTION OF DIRECTOR: PAUL F. BALSER Management For For
02 ELECTION OF DIRECTOR: GARY D. BLACK Management For For
03 ELECTION OF DIRECTOR: JEFFREY J. DIERMEIER Management For For
04 ELECTION OF DIRECTOR: GLENN S. SCHAFER Management For For
05 ELECTION OF DIRECTOR: ROBERT SKIDELSKY Management For For
06 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS INDEPENDENT AUDITOR
07 APPROVE THE 2008 MANAGEMENT INCENTIVE COMPENSATION Management For For
PLAN
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 102 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
MUELLER INDUSTRIES, INC. MLI ANNUAL MEETING DATE: 05/01/2008
ISSUER: 624756102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
ALEXANDER P. FEDERBUSH Management For For
PAUL J. FLAHERTY Management For For
GENNARO J. FULVIO Management For For
GARY S. GLADSTEIN Management For For
SCOTT J. GOLDMAN Management For For
TERRY HERMANSON Management For For
HARVEY L. KARP Management For For
WILLIAM D. O'HAGAN Management For For
02 APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS INDEPENDENT AUDITORS OF THE COMPANY.
03 STOCKHOLDER PROPOSAL REGARDING BOARD INCLUSIVENESS. Shareholder Against For
NSTAR NST ANNUAL MEETING DATE: 05/01/2008
ISSUER: 67019E107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
CHARLES K. GIFFORD Management For For
PAUL A. LA CAMERA Management For For
SHERRY H. PENNEY Management For For
WILLIAM C. VAN FAASEN Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2008.
RECKITT BENCKISER GROUP PLC, SLOUGH RB.L AGM MEETING DATE: 05/01/2008
ISSUER: G74079107 ISIN: GB00B24CGK77
SEDOL: B28STJ1, B24CGK7, B28THT0
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1. ADOPT THE 2007 REPORT AND FINANCIAL STATEMENTS Management For For
2. APPROVE THE DIRECTORS REMUNERATION REPORT Management For For
3. DECLARE A FINAL DIVIDEND Management For For
4. RE-ELECT MR. ADRIAN BELLAMY MEMBER OF THE REMUNERATION Management For For
COMMITTEES
5. RE-ELECT MR. GRAHAM MACKAY MEMBER OF THE REMUNERATION Management For For
COMMITTEES
6. RE-ELECT MR. BART BECHT Management For For
7. RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS Management For For
8. AUTHORIZE THE DIRECTORS TO DETERMINE THE AUDITORS Management For For
THE REMUNERATION
9. APPROVE TO RENEW THE AUTHORITY TO ALLOT SHARES Management For For
S.10 APPROVE TO RENEW THE POWER TO DISAPPLY PRE-EMPTION Management For For
RIGHTS
S.11 APPROVE TO RENEW THE AUTHORITY TO PURCHASE OWN Management For For
SHARES
S.12 AMEND THE ARTICLES OF ASSOCIATION Management For For
13. APPROVE THE ELECTRONIC COMMUNICATIONS WITH SHAREHOLDERS Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 103 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
STERLING BANCORP STL ANNUAL MEETING DATE: 05/01/2008
ISSUER: 859158107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
ROBERT ABRAMS Management For For
JOSEPH M. ADAMKO Management For For
LOUIS J. CAPPELLI Management For For
FERNANDO FERRER Management For For
ALLAN F. HERSHFIELD Management For For
HENRY J. HUMPHREYS Management For For
ROBERT W. LAZAR Management For For
JOHN C. MILLMAN Management For For
EUGENE ROSSIDES Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT BY THE AUDIT Management For For
COMMITTEE OF THE BOARD OF DIRECTORS OF KPMG LLP
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR 2008.
TOMKINS PLC TKS AGM MEETING DATE: 05/01/2008
ISSUER: G89158136 ISIN: GB0008962655
SEDOL: B02S379, 5626906, 0896265
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1. RECEIVE THE DIRECTORS REPORT AND FINANCIAL STATEMENTS Management For For
FOR THE YE 29 DEC 2007TOGETHER WITH THE INDEPENDENT
AUDITORS REPORT
2. APPROVE THE REMUNERATION COMMITTEE REPORT FOR Management For For
THE YE 29 DEC 2007
3. DECLARE THE FINAL DIVIDEND OF 8.57P PER ORDINARY Management For For
SHARE FOR THE YE 29 DEC 2007
4. RE-APPOINT MR. JAMES NICOL AS A DIRECTOR Management For For
5. RE-APPOINT MR. DAVID RICHARDSON AS A DIRECTOR Management For For
6. RE-APPOINT MR. JOHN MCDONOUGH AS A DIRECTOR Management For For
7. RE-APPOINT MR. LEO QUINN AS A DIRECTOR Management For For
8. RE-APPOINT MR. JOHN ZIMMERMAN AS A DIRECTOR Management For For
9. RE-APPOINT DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For
AUDITORS
10. AUTHORIZE THE DIRECTORS TO DETERMINE THE INDEPENDENT Management For For
AUDITORS REMUNERATION
11. AUTHORIZE THE DIRECTORS, SUBJECT TO THE TERMS Management For For
OF ARTICLE 5 OF THE COMPANY S ARTICLES OF ASSOCIATION,
TO ALLOT RELEVANT SECURITIES: UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP
14,673,721; AND SUBJECT TO AND CONDITIONAL ON THE REDUCTION OF CAPITAL
AS SPECIFIED AND ASSOCIATED MATTERS REFERRED TO IN RESOLUTION 16
BECOMING EFFECTIVE THE REDENOMINATION, AND IN SUBSTITUTION FOR THE
AUTHORITY GRANTED BY PARAGRAPH A OF THIS RESOLUTION 11, BUT WITHOUT
PREJUDICE TO ANY PRIOR EXERCISE OF SUCH AUTHORITY, UP TO AN AGGREGATE
NOMINAL AMOUNT OF USD 29,359,180
S.15 ADOPT THE ARTICLES OF ASSOCIATION PRODUCED TO Management For For
THE MEETING AS THE ARTICLES OF ASSOCIATION OF
THE COMPANY IN SUBSTITUTION FOR AND TO THE EXCLUSION
OF. THE EXISTING ARTICLES OF ASSOCIATION
12. APPROVE TO REDUCE THE AUTHORIZED SHARE CAPITAL Management For For
OF THE COMPANY BY USD 1,956,000,000 BY CANCELLATION
OF USD 13,920,000 DENOMINATED VOTING CONVERTIBLE
CUMULATIVE REDEEMABLE PREFERENCE SHARES OF USD
50 EACH AND USD 25,200,000 DENOMINATED VOTING
CONVERTIBLE CUMULATIVE REDEEMABLE PREFERENCE
SHARES OF USD 50 EACH
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 104 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
S.13 AUTHORIZE THE DIRECTORS, IN ACCORDANCE WITH AND Management For For
SUBJECT TO THE TERMS OF ARTICLE 6 OF THE COMPANY
S ARTICLES OF ASSOCIATION, TO ALLOT SHARES FOR CASH FOR THE PURPOSES
OF ARTICLE 6, UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 2,210,266; AND
SUBJECT TO AND CONDITIONAL ON THE REDENOMINATION BECOMING EFFECTIVE,
AND IN SUBSTITUTION FOR THE AUTHORITY GRANTED BY PARAGRAPH (A) OF THIS
RESOLUTION 13, BUT WITHOUT PREJUDICE TO ANY PRIOR EXERCISE OF SUCH
AUTHORITY, UP TO AN AGGREGATE NOMINAL AMOUNT OF USD 4,422,300
S.14 AUTHORIZE THE COMPANY, IN SUBSTITUTION OF ANY Management For For
AUTHORITY TO PURCHASE ORDINARY SHARES IN THE CAPITAL OF THE COMPANY
SHARES PREVIOUSLY CONFERRED SAVE TO THE EXTENT THE SAME HAS BEEN
EXERCISED, TO MAKE MARKET PURCHASES SECTION 163(3) OF THE COMPANIES
ACT 1985 (ACT) OF SHARES PROVIDED THAT: MAXIMUM NUMBER OF SHARES TO BE
ACQUIRED IS 88,410,677 SHARES OR, IF LOWER SUCH NUMBER OF SHARES AS IS
EQUAL TO 10% OF THE ISSUED ORDINARY SHARE CAPITAL OF THE COMPANY AT
THE CLOSE OF BUSINESS ON 30 APR 2008; THE MAXIMUM PRICE WHICH MAY BE
PAID FOR ANY SHARE IS AN AMOUNT EQUAL TO 105% OF THE AVERAGE MIDDLE
MARKET QUOTATIONS FOR A SHARES DERIVED FROM THE LONDON STOCK EXCHANGE
DAILY OFFICIAL LIST, OVER THE PREVIOUS 5 BUSINESS DAYS IMMEDIATELY
PRECEDING THE DAY ON WHICH THE SHARE IS CONTRACTED TO BE PURCHASED AND
THE MINIMUM PRICE WHICH MAY BE PAID FOR ANY SUCH SHARE SHALL BE THE
NOMINAL VALUE OF THAT SHARE; AUTHORITY EXPIRES THE EARLIER OF THE
CONCLUSION OF THE NEXT AGM OF THE COMPANY OR 1 MAY 2009; BUT A
CONTRACT OF PURCHASE MAY BE MADE BEFORE SUCH EXPIRY WHICH WILL OR MAY
BE EXECUTED WHOLLY OR PARTLY THEREAFTER, AND A PURCHASE OF SHARES MAY
BE MADE IN PURSUANCE OF ANY SUCH CONTRACT
S.16 APPROVE, SUBJECT TO AND CONDITIONAL UPON THE Management For For
PASSING AS A SPECIAL RESOLUTION OF RESOLUTION 15, AND IN ADDITION TO
AND WITHOUT PREJUDICE TO THE AUTHORITY GRANTED PURSUANT TO RESOLUTION
11: (A) THE CAPITAL OF THE COMPANY BE INCREASED BY GBP 50,000 BY THE
CREATION OF 50,000 DEFERRED SHARES OF GBP 1 EACH EACH A DEFERRED SHARE
HAVING THE RIGHTS AND RESTRICTIONS AS SPECIFIED IN ARTICLE 6 OF THE
ARTICLES OF ASSOCIATION OF THE COMPANY ADOPTED PURSUANT TO RESOLUTION
15 THE NEW ARTICLES; THE SUM OF GBP 50,000 STANDING TO THE CREDIT OF
THE COMPANY S RESERVES BE CAPITALIZED AND, ACCORDINGLY, THE DIRECTORS
BE AND ARE HEREBY AUTHORIZED AND DIRECTED TO APPROPRIATE PRIOR TO THE
EFFECTIVE DATE (AS DEFINED IN PARAGRAPH (E) OF THIS RESOLUTION 16) THE
SAID SUM OF GBP 50,000 IN PAYING UP IN FULL AT PAR 50,000 DEFERRED
SHARES AND TO ALLOT AND ISSUE THE SAME, CREDITED AS FULLY PAID TO THE
THEN COMPANY SECRETARY OF THE COMPANY OR ANY DIRECTOR AS THE BOARD OF
DIRECTORS OF THE COMPANY SHALL NOMINATE AND FOR THE PURPOSE OF SECTION
80 OF THE COMPANIES ACT 1985 THE ACT SUCH AUTHORITY SHALL EXPIRE AT
THE EARLIER OF THE EFFECTIVE DATE AND THE CONCLUSION OF THE NEXT
ANNUAL GENERAL MEETING OF THE COMPANY; (C) THE SHARE CAPITAL OF THE
COMPANY BE REDUCED BY CANCELING AND EXTINGUISHING ALL OF THE ISSUED
AND UNISSUED ORDINARY SHARES OF SP EACH IN THE CAPITAL OF THE COMPANY
THE EXISTING ORDINARY SHARES IN EXISTENCE AS AT 6.00 P.M. ON THE
BUSINESS DAY IMMEDIATELY PRECEDING THE DAY ON WHICH THE HIGH COURT OF
JUSTICE IN ENGLAND AND WALES MAKES
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 105 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
AN ORDER CONFIRMING SUCH REDUCTION
OF CAPITAL SUCH CANCELLATION AND EXTINGUISHMENT BEING REFERRED TO AS
THE REDUCTION OF CAPITAL AND THE CREDIT ARISING IN THE COMPANY S BOOKS
OF ACCOUNT AS A RESULT OF THE REDUCTION OF CAPITAL BE TRANSFERRED TO A
SPECIAL RESERVE OF THE COMPANY THE CANCELLATION RESERVE; (D) FORTHWITH
AND CONDITIONAL UPON THE REDUCTION OF CAPITAL TAKING EFFECT AND PRIOR
TO THE ALLOTMENT AND ISSUE OF THE NEW DOLLAR SHARES, THE NEW ARTICLES
OF THE COMPANY AS SPECIFIED; (E) IMMEDIATELY UPON THE REDUCTION OF
CAPITAL TAKING EFFECT SUCH DATE TO BE THE EFFECTIVE DATE: THE
AUTHORIZED SHARE CAPITAL OF THE COMPANY BE INCREASED TO SUCH AMOUNT AS
RESULTS FROM THE CREATION OF SUCH NUMBER OF NEW ORDINARY SHARES AS IS
EQUAL TO THE NUMBER THE RELEVANT NUMBER OF EXISTING ORDINARY HARES AS
WERE CANCELLED PURSUANT TO THE REDUCTION TO THE CAPITAL, EACH SUCH
SHARE A NEW DOLLAR SHARE HAVING A NOMINAL VALUE IN CENTS ROUNDED DOWN
TO THE NEAREST WHOLE CENT EQUIVALENT TO 5P THE DOLLAR NOMINAL VALUE
CALCULATED BY REFERENCE TO THE CLOSING MID-POINT EXCHANGE RATE FOR US
DOLLARS WITH STERLING IN LONDON AS DERIVED FROM REUTERS AT 4.00 P.M.
ON THE DAY IMMEDIATELY PRIOR TO THE EFFECTIVE DATE OR IF SUCH DAY IS
NOT A BUSINESS DAY, THE BUSINESS DAY IMMEDIATELY PRECEDING THE
EFFECTIVE DATE AS PUBLISHED IN THE FINANCIAL TIMES ON THE EFFECTIVE
DATE, OF ANOTHER PUBLISHED RATE CONSIDERED APPROPRIATE BY THE
DIRECTORS THE EXCHANGE RATE; THE SUM STANDING TO THE CREDIT OF THE
CANCELLATION RESERVE BE CONVERTED INTO US DOLLARS AT THE EXCHANGE
RATE; THE SUM STANDING TO THE CREDIT OF THE CANCELLATION RESERVE AS A
RESULT OF THE CONVERSION REFERRED TO IN SUB-PARAGRAPH E OF THIS
RESOLUTION 16 BE APPLIED IN PAYING UP THE NUMBER OF NEW DOLLAR SHARES
IN FULL AT THE DOLLAR NOMINAL VALUE AS IS EQUAL TO THE RELEVANT
NUMBER, PROVIDED THAT IF THERE WOULD OTHERWISE BE ANY SURPLUS AMOUNT
REMAINING IN THE CANCELLATION RESERVE, RELEVANT NUMBER OF NEW DOLLAR
SHARES SHALL BE PAID UP AT AN AGGREGATE PREMIUM EQUAL TO SUCH
REMAINING AMOUNT; AND THE RELEVANT NUMBER OF NEW DOLLAR SHARES BE
ALLOTTED AND ISSUED CREDITED AS FULLY PAID TO THOSE PERSONS WHO APPEAR
ON THE REGISTER OF MEMBERS OF THE COMPANY AT 6.00 P.M. ON THE BUSINESS
DAY IMMEDIATELY PRIOR TO THE EFFECTIVE DATE AS THE HOLDERS OF THE
CANCELLED EXISTING ORDINARY SHARES ON THE BASIS OF ONE NEW DOLLAR
SHARE FOR EACH EXISTING ORDINARY SHARE HELD BY THEM; (F) IN ADDITION
TO AND WITHOUT PREJUDICE TO ANY OTHER AUTHORITY CONFERRED UPON THE
DIRECTORS TO ALLOT RELEVANT SECURITIES OF THE COMPANY, THE DIRECTORS
BE AND THEY ARE HEREBY GENERALLY AND UNCONDITIONALLY AUTHORIZED
PURSUANT TO AND FOR THE PURPOSES OF SECTION 80 OF THE ACT TO EXERCISE
ALL POWERS OF THE COMPANY TO ALLOT THE RELEVANT NUMBER OF THE NEW
DOLLAR SHARES CREATED BY THIS RESOLUTION 16 IN AGGREGATE, A MAXIMUM
NOMINAL AMOUNT IN US DOLLARS OF RELEVANT SECURITIES AS IS EQUAL TO THE
RELEVANT NUMBER MULTIPLIED BY THE DOLLAR NOMINAL VALUE AND THIS
AUTHORITY SHALL EXPIRE AT THE CONCLUSION OF THE NEXT AGM OF THE
COMPANY
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 106 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
TRACTOR SUPPLY COMPANY TSCO ANNUAL MEETING DATE: 05/01/2008
ISSUER: 892356106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
JAMES F. WRIGHT Management For For
JOHNSTON C. ADAMS Management For For
WILLIAM BASS Management For For
JACK C. BINGLEMAN Management For For
S.P. BRAUD Management For For
RICHARD W. FROST Management For For
CYNTHIA T. JAMISON Management For For
GERARD E. JONES Management For For
GEORGE MACKENZIE Management For For
EDNA K. MORRIS Management For For
02 TO RATIFY THE REAPPOINTMENT OF ERNST & YOUNG Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 27, 2008.
VERIZON COMMUNICATIONS INC. VZ ANNUAL MEETING DATE: 05/01/2008
ISSUER: 92343V104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: RICHARD L. CARRION Management For For
1B ELECTION OF DIRECTOR: M. FRANCES KEETH Management For For
1C ELECTION OF DIRECTOR: ROBERT W. LANE Management For For
1D ELECTION OF DIRECTOR: SANDRA O. MOOSE Management For For
1E ELECTION OF DIRECTOR: JOSEPH NEUBAUER Management For For
1F ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Management For For
1G ELECTION OF DIRECTOR: THOMAS H. O BRIEN Management For For
1H ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Management For For
1I ELECTION OF DIRECTOR: HUGH B. PRICE Management For For
1J ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Management For For
1K ELECTION OF DIRECTOR: JOHN W. SNOW Management For For
1L ELECTION OF DIRECTOR: JOHN R. STAFFORD Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
03 ELIMINATE STOCK OPTIONS Shareholder Against For
04 GENDER IDENTITY NONDISCRIMINATION POLICY Shareholder Against For
05 SEPARATE OFFICES OF CHAIRMAN AND CEO Shareholder Against For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 107 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
CURTISS-WRIGHT CORPORATION CW ANNUAL MEETING DATE: 05/02/2008
ISSUER: 231561101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
MARTIN R. BENANTE Management For For
S. MARCE FULLER Management For For
ALLEN A. KOZINSKI Management For For
CARL G. MILLER Management For For
WILLIAM B. MITCHELL Management For For
JOHN R. MYERS Management For For
JOHN B. NATHMAN Management For For
WILLIAM W. SIHLER Management For For
ALBERT E. SMITH Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS
FOR 2008.
OCCIDENTAL PETROLEUM CORPORATION OXY ANNUAL MEETING DATE: 05/02/2008
ISSUER: 674599105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: SPENCER ABRAHAM Management For For
1B ELECTION OF DIRECTOR: RONALD W. BURKLE Management For For
1C ELECTION OF DIRECTOR: JOHN S. CHALSTY Management For For
1D ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN Management For For
1E ELECTION OF DIRECTOR: JOHN E. FEICK Management For For
1F ELECTION OF DIRECTOR: RAY R. IRANI Management For For
1G ELECTION OF DIRECTOR: IRVIN W. MALONEY Management For For
1H ELECTION OF DIRECTOR: AVEDICK B. POLADIAN Management For For
1I ELECTION OF DIRECTOR: RODOLFO SEGOVIA Management For For
1J ELECTION OF DIRECTOR: AZIZ D. SYRIANI Management For For
1K ELECTION OF DIRECTOR: ROSEMARY TOMICH Management For For
1L ELECTION OF DIRECTOR: WALTER L. WEISMAN Management For For
02 RATIFICATION OF SELECTION OF KPMG AS INDEPENDENT Management For For
AUDITORS.
03 SCIENTIFIC REPORT ON GLOBAL WARMING. Shareholder Against For
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Shareholder Against For
05 INDEPENDENCE OF COMPENSATION CONSULTANTS. Shareholder Against For
06 PAY-FOR-SUPERIOR-PERFORMANCE PRINCIPLE. Shareholder Against For
07 SPECIAL SHAREHOLDER MEETINGS. Shareholder Against For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 108 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
THE PHOENIX COMPANIES, INC. PNX Contested ANNUAL MEETING DATE: 05/02/2008
ISSUER: 71902E109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTORS Management For
AUGUSTUS K. OLIVER Management For *Management Position Unknown
JOHN CLINTON Management For *Management Position Unknown
CARL SANTILLO Management For *Management Position Unknown
MGT NOM-MARTIN N. BAILY Management For *Management Position Unknown
MGT NOM-JOHN H FORSGREN Management For *Management Position Unknown
02 APPROVAL OF THE COMPANY S PROPOSAL TO RATIFY Management For *Management Position Unknown
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR
THE COMPANY S FISCAL YEAR ENDING DECEMBER 31, 2008.
MOTOROLA, INC. MOT ANNUAL MEETING DATE: 05/05/2008
ISSUER: 620076109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
G. BROWN Management For For
D. DORMAN Management For For
W. HAMBRECHT Management For For
J. LEWENT Management For For
K. MEISTER Management For For
T. MEREDITH Management For For
N. NEGROPONTE Management For For
S. SCOTT III Management For For
R. SOMMER Management For For
J. STENGEL Management For For
A. VINCIQUERRA Management For For
D. WARNER III Management For For
J. WHITE Management For For
M. WHITE Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
03 SHAREHOLDER PROPOSAL RE: SAY-ON-PAY Shareholder Against For
04 SHAREHOLDER PROPOSAL RE: POLICY TO RECOUP UNEARNED Shareholder Against For
MANAGEMENT BONUSES
05 SHAREHOLDER PROPOSAL RE: A GLOBAL SET OF CORPORATE Shareholder Against For
STANDARDS AT MOTOROLA
ROHM AND HAAS COMPANY ROH ANNUAL MEETING DATE: 05/05/2008
ISSUER: 775371107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTORS: W.J. AVERY Management For For
1B ELECTION OF DIRECTORS: R.L. GUPTA Management For For
1C ELECTION OF DIRECTORS: D.W. HAAS Management For For
1D ELECTION OF DIRECTORS: T.W. HAAS Management For For
1E ELECTION OF DIRECTORS: R.L. KEYSER Management For For
1F ELECTION OF DIRECTORS: R.J. MILLS Management For For
1G ELECTION OF DIRECTORS: S.O. MOOSE Management For For
1H ELECTION OF DIRECTORS: G.S. OMENN Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 109 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
1I ELECTION OF DIRECTORS: G.L. ROGERS Management For For
1J ELECTION OF DIRECTORS: R.H. SCHMITZ Management For For
1K ELECTION OF DIRECTORS: G.M. WHITESIDES Management For For
1L ELECTION OF DIRECTORS: M.C. WHITTINGTON Management For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
ROHM AND HAAS COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2008.
SEARS HOLDINGS CORPORATION SHLD ANNUAL MEETING DATE: 05/05/2008
ISSUER: 812350106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
WILLIAM C. CROWLEY Management For For
EDWARD S. LAMPERT Management For For
STEVEN T. MNUCHIN Management For For
RICHARD C. PERRY Management For For
ANN N. REESE Management For For
KEVIN B. ROLLINS Management For For
EMILY SCOTT Management For For
THOMAS J. TISCH Management For For
02 RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Management For For
OF DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT
PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2008
03 STOCKHOLDER PROPOSAL REGARDING MAJORITY VOTE Shareholder Against For
SHAREHOLDER COMMITTEE
TOOTSIE ROLL INDUSTRIES, INC. TR ANNUAL MEETING DATE: 05/05/2008
ISSUER: 890516107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
MELVIN J. GORDON Management For For
ELLEN R. GORDON Management For For
LANE JANE LEWIS-BRENT Management For For
BARRE A. SEIBERT Management For For
RICHARD P. BERGEMAN Management For For
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR 2008.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 110 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
TRINITY INDUSTRIES, INC. TRN ANNUAL MEETING DATE: 05/05/2008
ISSUER: 896522109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
JOHN L. ADAMS Management For For
RHYS J. BEST Management For For
DAVID W. BIEGLER Management For For
LELDON E. ECHOLS Management For For
RONALD J. GAFFORD Management For For
RONALD W. HADDOCK Management For For
JESS T. HAY Management For For
ADRIAN LAJOUS Management For For
DIANA S. NATALICIO Management For For
TIMOTHY R. WALLACE Management For For
02 TO APPROVE RATIFICATION OF THE APPOINTMENT OF Management For For
ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR ENDING DECEMBER 31, 2008.
ZIMMER HOLDINGS, INC. ZMH ANNUAL MEETING DATE: 05/05/2008
ISSUER: 98956P102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: DAVID C. DVORAK Management For For
1B ELECTION OF DIRECTOR: ROBERT A. HAGEMANN Management For For
1C ELECTION OF DIRECTOR: ARTHUR J. HIGGINS Management For For
1D ELECTION OF DIRECTOR: CECIL B. PICKETT, PH.D. Management For For
02 AUDITOR RATIFICATION Management For For
03 APPROVAL OF THE AMENDED ZIMMER HOLDINGS, INC. Management For For
EXECUTIVE PERFORMANCE INCENTIVE PLAN
04 AMENDMENT OF RESTATED CERTIFICATE OF INCORPORATION Management For For
TO ELIMINATE SUPER-MAJORITY VOTING REQUIREMENTS
ARGO GROUP INTERNATIONAL HOLDINGS, LTD. AGII ANNUAL MEETING DATE: 05/06/2008
ISSUER: G0464B107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
H. BERRY CASH Management For For
BRADLEY E. COOPER Management For For
FAYEZ S. SAROFIM Management For For
MARK E. WATSON III Management For For
02 TO CONSIDER AND APPROVE THE RECOMMENDATION OF Management For For
THE AUDIT COMMITTEE OF OUR BOARD OF DIRECTORS
THAT ERNST & YOUNG LLP BE APPOINTED AS OUR INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2008 AND TO REFER THE
DETERMINATION OF THE INDEPENDENT AUDITORS REMUNERATION TO THE AUDIT
COMMITTEE OF OUR BOARD OF DIRECTORS.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 111 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
BAXTER INTERNATIONAL INC. BAX ANNUAL MEETING DATE: 05/06/2008
ISSUER: 071813109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: WAYNE T. HOCKMEYER, PH.D. Management For For
1B ELECTION OF DIRECTOR: JOSEPH B. MARTIN, M.D., Management For For
PH.D.
1C ELECTION OF DIRECTOR: ROBERT L. PARKINSON, JR. Management For For
1D ELECTION OF DIRECTOR: THOMAS T. STALLKAMP Management For For
1E ELECTION OF DIRECTOR: ALBERT P.L. STROUCKEN Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
BOSTON SCIENTIFIC CORPORATION BSX ANNUAL MEETING DATE: 05/06/2008
ISSUER: 101137107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
URSULA M. BURNS Management For For
WARREN B. RUDMAN Management For For
JAMES R. TOBIN Management For For
NANCY-ANN DEPARLE Management For For
J. RAYMOND ELLIOTT Management For For
MARYE ANNE FOX Management For For
RAY J. GROVES Management For For
N.J. NICHOLAS, JR. Management For For
PETE M. NICHOLAS Management For For
JOHN E. PEPPER Management For For
02 APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE Management Against Against
2003 LONG-TERM INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2008.
04 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For
COME BEFORE THE MEETING OR ANY ADJOURNMENT OR
POSTPONEMENT THEREOF
BRISTOL-MYERS SQUIBB COMPANY BMY ANNUAL MEETING DATE: 05/06/2008
ISSUER: 110122108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: L.B. CAMPBELL Management For For
1B ELECTION OF DIRECTOR: J.M. CORNELIUS Management For For
1C ELECTION OF DIRECTOR: L.J. FREEH Management For For
1D ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. Management For For
1E ELECTION OF DIRECTOR: M. GROBSTEIN Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 112 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
1F ELECTION OF DIRECTOR: L. JOHANSSON Management For For
1G ELECTION OF DIRECTOR: A.J. LACY Management For For
1H ELECTION OF DIRECTOR: V.L. SATO, PH.D. Management For For
1I ELECTION OF DIRECTOR: T.D. WEST, JR. Management For For
1J ELECTION OF DIRECTOR: R.S. WILLIAMS, M.D. Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 EXECUTIVE COMPENSATION DISCLOSURE Shareholder Against For
DANAHER CORPORATION DHR ANNUAL MEETING DATE: 05/06/2008
ISSUER: 235851102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: H. LAWRENCE CULP, JR. Management For For
1B ELECTION OF DIRECTOR: MITCHELL P. RALES Management For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For
AS DANAHER S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2008.
03 TO ACT UPON A SHAREHOLDER PROPOSAL URGING THE Shareholder Against For
COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS TO ADOPT SPECIFIED
PRINCIPLES RELATING TO THE EMPLOYMENT OF ANY NAMED EXECUTIVE OFFICER.
03 TO ACT UPON A SHAREHOLDER PROPOSAL URGING THE Shareholder Against For
COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS TO ADOPT SPECIFIED
PRINCIPLES RELATING TO THE EMPLOYMENT OF ANY NAMED EXECUTIVE OFFICER.
GREAT PLAINS ENERGY INCORPORATED GXP ANNUAL MEETING DATE: 05/06/2008
ISSUER: 391164100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
D.L. BODDE Management For For
M.J. CHESSER Management For For
W.H. DOWNEY Management For For
M.A. ERNST Management For For
R.C. FERGUSON, JR. Management For For
L.A. JIMENEZ Management For For
J.A. MITCHELL Management For For
W.C. NELSON Management For For
L.H. TALBOTT Management For For
R.H. WEST Management For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT AUDITORS FOR 2008.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 113 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
INTERNATIONAL FLAVORS & FRAGRANCES INC. IFF ANNUAL MEETING DATE: 05/06/2008
ISSUER: 459506101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
MARGARET HAYES ADAME Management For For
ROBERT M. AMEN Management For For
GUNTER BLOBEL Management For For
MARCELLO BOTTOLI Management For For
LINDA B. BUCK Management For For
J. MICHAEL COOK Management For For
PETER A. GEORGESCU Management For For
ALEXANDRA A. HERZAN Management For For
HENRY W. HOWELL, JR. Management For For
ARTHUR C. MARTINEZ Management For For
BURTON M. TANSKY Management For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2008.
THE DUN & BRADSTREET CORPORATION DNB ANNUAL MEETING DATE: 05/06/2008
ISSUER: 26483E100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
STEVEN W. ALESIO Management For For
NAOMI O. SELIGMAN Management For For
MICHAEL J. WINKLER Management For For
02 RATIFY APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
THE TRAVELERS COMPANIES, INC. TRV ANNUAL MEETING DATE: 05/06/2008
ISSUER: 89417E109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: ALAN L. BELLER Management For For
1B ELECTION OF DIRECTOR: JOHN H. DASBURG Management For For
1C ELECTION OF DIRECTOR: JANET M. DOLAN Management For For
1D ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Management For For
1E ELECTION OF DIRECTOR: JAY S. FISHMAN Management For For
1F ELECTION OF DIRECTOR: LAWRENCE G. GRAEV Management For For
1G ELECTION OF DIRECTOR: PATRICIA L. HIGGINS Management For For
1H ELECTION OF DIRECTOR: THOMAS R. HODGSON Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 114 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
1I ELECTION OF DIRECTOR: CLEVE L. KILLINGSWORTH, Management For For
JR.
1J ELECTION OF DIRECTOR: ROBERT I. LIPP Management For For
1K ELECTION OF DIRECTOR: BLYTHE J. MCGARVIE Management For For
1L ELECTION OF DIRECTOR: GLEN D. NELSON, MD Management For For
1M ELECTION OF DIRECTOR: LAURIE J. THOMSEN Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For
AS TRAVELERS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2008.
UST INC. UST ANNUAL MEETING DATE: 05/06/2008
ISSUER: 902911106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
JOHN D. BARR Management For For
JOHN P. CLANCEY Management For For
PATRICIA DIAZ DENNIS Management For For
JOSEPH E. HEID Management For For
MURRAY S. KESSLER Management For For
PETER J. NEFF Management For For
ANDREW J. PARSONS Management For For
RONALD J. ROSSI Management For For
LAWRENCE J. RUISI Management For For
02 PROPOSAL TO RATIFY AND APPROVE ERNST & YOUNG Management For For
LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR
THE YEAR 2008.
03 STOCKHOLDER PROPOSAL RELATING TO THE CALLING Shareholder Against For
OF SPECIAL MEETINGS BY STOCKHOLDERS.
04 STOCKHOLDER PROPOSAL RELATING TO HEALTH CARE Shareholder Against For
REFORM PRINCIPLES.
AQUILA, INC. ILA ANNUAL MEETING DATE: 05/07/2008
ISSUER: 03840P102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
HERMAN CAIN Management For For
PATRICK J. LYNCH Management For For
NICHOLAS SINGER Management For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITORS FOR 2008.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 115 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
CHAMPION ENTERPRISES, INC. CHB ANNUAL MEETING DATE: 05/07/2008
ISSUER: 158496109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
ROBERT W. ANESTIS Management For For
ERIC S. BELSKY Management For For
WILLIAM C. GRIFFITHS Management For For
SELWYN ISAKOW Management For For
BRIAN D. JELLISON Management For For
G. MICHAEL LYNCH Management For For
THOMAS A. MADDEN Management For For
SHIRLEY D. PETERSON Management For For
CVS/CAREMARK CORPORATION CVS ANNUAL MEETING DATE: 05/07/2008
ISSUER: 126650100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: EDWIN M. BANKS Management For For
1B ELECTION OF DIRECTOR: C. DAVID BROWN II Management For For
1C ELECTION OF DIRECTOR: DAVID W. DORMAN Management For For
1D ELECTION OF DIRECTOR: KRISTEN GIBNEY WILLIAMS Management For For
1E ELECTION OF DIRECTOR: MARIAN L. HEARD Management For For
1F ELECTION OF DIRECTOR: WILLIAM H. JOYCE Management For For
1G ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Management For For
1H ELECTION OF DIRECTOR: TERRENCE MURRAY Management For For
1I ELECTION OF DIRECTOR: C.A. LANCE PICCOLO Management For For
1J ELECTION OF DIRECTOR: SHELI Z. ROSENBERG Management For For
1K ELECTION OF DIRECTOR: THOMAS M. RYAN Management For For
1L ELECTION OF DIRECTOR: RICHARD J. SWIFT Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2008 FISCAL YEAR.
03 STOCKHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER Shareholder Against For
MEETINGS.
04 STOCKHOLDER PROPOSAL REGARDING TAX GROSS-UP PAYMENTS. Shareholder Against For
05 STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS Shareholder Against For
AND EXPENDITURES.
EL PASO ELECTRIC COMPANY EE ANNUAL MEETING DATE: 05/07/2008
ISSUER: 283677854 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
GARY R. HEDRICK Management For For
KENNETH R. HEITZ Management For For
MICHAEL K. PARKS Management For For
ERIC B. SIEGEL Management For For
02 RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY Management For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2008.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 116 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
LABORATORY CORP. OF AMERICA HOLDINGS LH ANNUAL MEETING DATE: 05/07/2008
ISSUER: 50540R409 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: THOMAS P. MAC MAHON Management For For
1B ELECTION OF DIRECTOR: KERRII B. ANDERSON Management For For
1C ELECTION OF DIRECTOR: JEAN-LUC BELINGARD Management For For
1D ELECTION OF DIRECTOR: DAVID P. KING Management For For
1E ELECTION OF DIRECTOR: WENDY E. LANE Management For For
1F ELECTION OF DIRECTOR: ROBERT E. MITTELSTAEDT, Management For For
JR.
1G ELECTION OF DIRECTOR: ARTHUR H. RUBENSTEIN, MBBCH Management For For
1H ELECTION OF DIRECTOR: BRADFORD T. SMITH Management For For
1I ELECTION OF DIRECTOR: M. KEITH WEIKEL, PH.D Management For For
1J ELECTION OF DIRECTOR: R. SANDERS WILLIAMS, M.D. Management For For
02 TO APPROVE THE COMPANY S MANAGEMENT INCENTIVE Management For For
BONUS PLAN.
03 TO APPROVE THE COMPANY S 2008 STOCK INCENTIVE Management Against Against
PLAN.
04 TO APPROVE AN AMENDMENT TO THE 1997 EMPLOYEE Management For For
STOCK PURCHASE PLAN TO EXTEND THE TERMINATION
DATE OF THE PLAN.
05 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
MIRANT CORPORATION MIR ANNUAL MEETING DATE: 05/07/2008
ISSUER: 60467R100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
THOMAS W. CASON Management For For
A.D. (PETE) CORRELL Management For For
TERRY G. DALLAS Management For For
THOMAS H. JOHNSON Management For For
JOHN T. MILLER Management For For
EDWARD R. MULLER Management For For
ROBERT C. MURRAY Management For For
JOHN M. QUAIN Management For For
WILLIAM L. THACKER Management For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTANT FOR 2008
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 117 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
NORTEL NETWORKS CORPORATION NT ANNUAL MEETING DATE: 05/07/2008
ISSUER: 656568508 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
JALYNN H. BENNETT Management For For
DR. MANFRED BISCHOFF Management For For
HON. JAMES B. HUNT, JR. Management For For
DR. KRISTINA M. JOHNSON Management For For
JOHN A. MACNAUGHTON Management For For
HON. JOHN P. MANLEY Management For For
RICHARD D. MCCORMICK Management For For
CLAUDE MONGEAU Management For For
HARRY J. PEARCE Management For For
JOHN D. WATSON Management For For
MIKE S. ZAFIROVSKI Management For For
02 THE BOARD OF DIRECTORS RECOMMENDS THAT YOU VOTE Management For For
FOR THE APPOINTMENT OF KPMG LLP AS INDEPENDENT
AUDITORS.
03 THE BOARD OF DIRECTORS RECOMMENDS THAT YOU VOTE Management Against Against
FOR THE AMENDMENTS TO THE NORTEL 2005 STOCK INCENTIVE
PLAN, AS AMENDED AND RESTATED.
04 THE BOARD OF DIRECTORS RECOMMENDS THAT YOU VOTE Management For For
FOR THE AMENDMENTS TO THE NORTEL GLOBAL STOCK
PURCHASE PLAN, AS AMENDED AND RESTATED, THE NORTEL U.S. STOCK PURCHASE
PLAN, AS AMENDED AND RESTATED, AND THE NORTEL STOCK PURCHASE PLAN FOR
MEMBERS OF THE NORTEL SAVINGS AND RETIREMENT PROGRAM, AS AMENDED.
05 THE BOARD OF DIRECTORS RECOMMENDS THAT YOU VOTE Management For For
FOR THE ADOPTION OF THE NORTEL U.S. STOCK PURCHASE
PLAN, AS AMENDED AND RESTATED.
PEPSICO, INC. PEP ANNUAL MEETING DATE: 05/07/2008
ISSUER: 713448108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: I.M. COOK Management For For
1B ELECTION OF DIRECTOR: D. DUBLON Management For For
1C ELECTION OF DIRECTOR: V.J. DZAU Management For For
1D ELECTION OF DIRECTOR: R.L. HUNT Management For For
1E ELECTION OF DIRECTOR: A. IBARGUEN Management For For
1F ELECTION OF DIRECTOR: A.C. MARTINEZ Management For For
1G ELECTION OF DIRECTOR: I.K. NOOYI Management For For
1H ELECTION OF DIRECTOR: S.P. ROCKEFELLER Management For For
1I ELECTION OF DIRECTOR: J.J. SCHIRO Management For For
1J ELECTION OF DIRECTOR: L.G. TROTTER Management For For
1K ELECTION OF DIRECTOR: D. VASELLA Management For For
1L ELECTION OF DIRECTOR: M.D. WHITE Management For For
02 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS Management For For
03 SHAREHOLDER PROPOSAL - BEVERAGE CONTAINER RECYCLING Shareholder Against For
REPORT (PROXY STATEMENT P. 43)
04 SHAREHOLDER PROPOSAL - GENETICALLY ENGINEERED Shareholder Against For
PRODUCTS REPORT (PROXY STATEMENT P. 45)
05 SHAREHOLDER PROPOSAL - RIGHT TO WATER POLICY Shareholder Against For
(PROXY STATEMENT P. 46)
06 SHAREHOLDER PROPOSAL - GLOBAL WARMING REPORT Shareholder Against For
(PROXY STATEMENT P. 48)
07 SHAREHOLDER PROPOSAL - ADVISORY VOTE ON COMPENSATION Shareholder Against For
(PROXY STATEMENT P. 49)
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 118 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
QUAKER CHEMICAL CORPORATION KWR ANNUAL MEETING DATE: 05/07/2008
ISSUER: 747316107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
ROBERT E. CHAPPELL Management For For
RONALD J. NAPLES Management For For
ROBERT H. ROCK Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2008.
RANK GROUP PLC RNK.L AGM MEETING DATE: 05/07/2008
ISSUER: G7377H121 ISIN: GB00B1L5QH97
SEDOL: B1VNTC9, B1L5QH9, B1VQFP3
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1. RECEIVE THE REPORT OF THE DIRECTORS AND THE AUDITED Management For For
ACCOUNTS FYE 31 DEC 2007
2. APPROVE THE DIRECTORS REMUNERATION REPORT FYE 31 DEC Management For For
2007
3. RE-APPOINT MR. PETER GILL AS A DIRECTOR Management For For
4. RE-APPOINT MR. JOHN WARREN AS A DIRECTOR Management For For
5. RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS Management For For
TO HOLD OFFICE UNTILL THE CONCLUSION OF THE NEXT
GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE
THE COMPANY
6. AUTHORIZE THE DIRECTORS TO AGREE THE REMUNERATION Management For For
OF THE AUDITORS
7. AUTHORIZE THE DIRECTORS, IN ACCORDANCE WITH THE Management For For
TERMS OF (A) OF ARTICLE 6 OF THE ARTICLES OF
ASSOCIATION ON THE BASIS THAT THE PRESCRIBED PERIOD ( AS SPECIFIED)
SHALL BE THE PERIOD EXPIRING ON THE DATE ON WHICH THE AGM OF THE
COMPANY NEXT FOLLOWING THIS MEETING IS CONVENED AND THE SECTION 80
AMOUNT SHALL BE GBP 18,800,000
S.8 AUTHORIZE THE DIRECTORS THE SUBJECT TO AND CONDITIONAL Management For For
UPON THE PASSING AS ANORDINARY RESOLUTIONS OF THE RESOLUTION
NUMBERED 7 AS SPECIFIED IN THE NOTICE CONTAINING THIS RESOLUTION,
AND EMPOWERED IN ACCORDANCE (C) OF ARTICLE 6 OF THE ARTICLES OF
ASSOCIATION ON THE BASIS THAT PRESCRIBED PERIODAS DEFINED (D) OF THE
ARTICLE SHALL BE EXPIRING ON THE DATE FOR WHICH THE AGM OF THE
COMPANY NEXT FOLLOWING THIS MEETING IS CONVENED AND THE SECTION 89
AMOUNT(AS SPECIFIED) SHALL BE GBP 2,700,000
S.9 AUTHORIZE THE COMPANY, PURSUANT TO ARTICLE 4(B) OF THE ARTICLE Management For For
ASSOCATION, INACCORDANCE WITH SECTION 166 OF THE COMPANIES ACT 1985,
TO MAKE MARKET PURCHASES SECTION 163(3) OF THE COMPANIES ACT 1985OF
UP TO 58,500,000 ORDINARY SHARES 13% OF THE ISSUED SHARE CAPITAL OF
50P EACH IN THE CAPITAL OF THE COMPANY, AT A MINIMUM PRICE OF
13%PENCE AND NOT MORE THAN 5% ABOVE THE AVERAGE MARKET VALUE FOR
SUCH SHARES DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL
LIST, FOR THE 5 BUSINESS DAYS PRECEDING THE DATE OF PURCHASE;
AUTHORITY EXPIRES AT THE EARLY CONCLUSION OF THE AGM OF THE COMPANY
IN 2009 OR 18 MONTHS, THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A
CONTRACT TO PURCHASE ORDINARY SHARES
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 119 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
10. AUTHORIZE THE COMPANY AND ANY COMPANY WHICH IS Management For For
OR BECOMES ITS SUBSIDIARY DURING THE PERIOD TO
WHICH THIS RESOLUTION RELATES, (A ) TO MAKE POLITICAL DONATIONS TO
POLITICAL PARTIES AND /OR, WITH EFFECT FROM 01 OCT 2008, INDEPENDENT
ELECTION CANDIDATES NOT EXCEEDING GBP 25,000 IN TOTAL (B ) TO MAKE
POLITICAL DONATIONS TO POLITICAL ORGANIZATIONS OTHER THAN POLITICAL
PARTIES NOT EXCEEDING GBP 25,000 IN TOTAL ( C ) TO INCUR POLITICAL
EXPENDITURE NOT EXCEEDING GBP 50,000 IN TOTAL DURING THE PERIOD
BEGINNING WITH THE DATE OF PASSING THIS RESOLUTION AND ENDING AT THE
END OF THE AGM OF THE COMPANY TO BE HELD IN 2009 OR ON THE DATE
FALLING 15 MONTHS FROM THE DATE OF PASSING OF THIS RESOLUTION,
WHICHEVER SHALL BE THE EARLIER THE AGGREGATE AMOUNT OF DONATIONS MADE
AND POLITICAL EXPENDITURE INCURRED BY THE COMPANY PURSUANT TO THIS
RESOLUTION SHALL NOT EXCEED GBP 100,000
ROLLS-ROYCE GROUP PLC, LONDON RR.L AGM MEETING DATE: 05/07/2008
ISSUER: G7630U109 ISIN: GB0032836487
SEDOL: B01DQ43, 7618514, 3283648
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1. RECEIVE THE REPORT OF THE DIRECTORS AND THE AUDITED Management For For
FINANCIAL STATEMENTS FOR THE YE 31 DEC 2007
2. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For For
THE YE 31 DEC 2007
3. ELECT MISS HELEN ALEXANDER CBE AS A DIRECTOR Management For For
4. ELECT DR. JOHN MCADAM AS A DIRECTOR Management For For
5. ELECT MR. MIKE TERRETT AS A DIRECTOR Management For For
6. RE-ELECT MR. PETER BYROM AS A DIRECTOR Management For For
7. RE-ELECT SIR JOHN ROSE AS A DIRECTOR Management For For
8. RE-ELECT MR. ANDREW SHILSTON AS A DIRECTOR Management For For
9. RE-ELECT MR. COLIN SMITH AS A DIRECTOR Management For For
10. RE-ELECT MR. IAN STRACHAN AS A DIRECTOR Management For For
11. RE-APPOINT AND APPROVE THE REMUNERATION OF THE Management For For
AUDITORS
12. APPROVE TO ALLOT AND ISSUE OF B SHARES Management For For
13. APPROVE THE POLITICAL DONATIONS AND EXPENDITURE Management For For
14. APPROVE THE REMUNERATION OF NON-EXECUTIVE DIRECTORS Management For For
S.15 APPROVE THE ALLOTMENT OF SHARES-SECTION 80 AMOUNT Management For For
S.16 APPROVE THE DISAPPLICATION OF PRE-EMPTION RIGHTS-SECTION Management For For
89 AMOUNT
S.17 GRANT AUTHORITY TO PURCHASE OWN SHARES Management For For
S.18 APPROVE TO ALLOT AND ISSUE OF C SHARES Management For For
S.19 ADOPT NEW ARTICLES OF ASSOCIATION Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 120 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
THOMAS & BETTS CORPORATION TNB ANNUAL MEETING DATE: 05/07/2008
ISSUER: 884315102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
JEANANNE K. HAUSWALD Management For For
DEAN JERNIGAN Management For For
RONALD B. KALICH Management For For
KENNETH R. MASTERSON Management For For
DOMINIC J. PILEGGI Management For For
JEAN PAUL RICHARD Management For For
KEVIN L. ROBERG Management For For
DAVID D. STEVENS Management For For
WILLIAM H. WALTRIP Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
03 APPROVAL OF THE MANAGEMENT INCENTIVE PLAN Management For For
04 APPROVAL OF THE THOMAS AND BETTS 2008 STOCK INCENTIVE Management Against Against
PLAN
UNITRIN, INC. UTR ANNUAL MEETING DATE: 05/07/2008
ISSUER: 913275103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
JAMES E. ANNABLE Management For For
ERIC J. DRAUT Management For For
DONALD V. FITES Management For For
DOUGLAS G. GEOGA Management For For
REUBEN L. HEDLUND Management For For
JERROLD V. JEROME Management For For
W.E. JOHNSTON, JR. Management For For
WAYNE KAUTH Management For For
FAYEZ S. SAROFIM Management For For
DONALD G. SOUTHWELL Management For For
RICHARD C. VIE Management For For
ANN E. ZIEGLER Management For For
02 RATIFICATION OF SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANT
FOR 2008.
ABB LTD ABB ANNUAL MEETING DATE: 05/08/2008
ISSUER: 000375204 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
02 APPROVAL OF THE ANNUAL REPORT, THE CONSOLIDATED Management For For
FINANCIAL STATEMENTS AND THE ANNUAL FINANCIAL
STATEMENTS FOR 2007.
03 APPROVAL OF THE DISCHARGE OF THE BOARD OF DIRECTORS Management For For
AND THE PERSONS ENTRUSTED WITH MANAGEMENT.
04 APPROVAL OF APPROPRIATION OF AVAILABLE EARNINGS Management For For
AND RELEASE OF LEGAL RESERVES.
05 APPROVAL OF THE CREATION OF ADDITIONAL CONTINGENT Management For For
SHARE CAPITAL.
06 APPROVAL OF THE CAPITAL REDUCTION THROUGH NOMINAL Management For For
VALUE REPAYMENT.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 121 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
07 APPROVAL OF THE AMENDMENT TO THE ARTICLES OF Management For For
INCORPORATION RELATED TO THE CAPITAL REDUCTION.
8A APPROVAL OF THE GENERAL AMENDMENTS TO THE ARTICLES Management For For
OF INCORPORATION: AMENDMENT TO ARTICLE 8 PARA.
1 OF THE ARTICLES OF INCORPORATION.
8B APPROVAL OF THE GENERAL AMENDMENTS TO THE ARTICLES Management For For
OF INCORPORATION: AMENDMENT TO ARTICLE 19(I)
OF THE ARTICLES OF INCORPORATION.
8C APPROVAL OF THE GENERAL AMENDMENTS TO THE ARTICLES Management For For
OF INCORPORATION: AMENDMENT TO ARTICLE 20 OF
THE ARTICLES OF INCORPORATION.
8D APPROVAL OF THE GENERAL AMENDMENTS TO THE ARTICLES Management For For
OF INCORPORATION: AMENDMENT TO ARTICLE 22 PARA.
1 OF THE ARTICLES OF INCORPORATION.
8E APPROVAL OF THE GENERAL AMENDMENTS TO THE ARTICLES Management For For
OF INCORPORATION: AMENDMENT TO ARTICLE 28 OF
THE ARTICLES OF INCORPORATION.
9A APPROVAL OF THE ELECTIONS TO THE BOARD OF DIRECTORS, Management For For
AS SET FORTH IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH: HUBERTUS VON GRUNBERG, GERMAN,
RE-ELECT AS A DIRECTOR.
9B APPROVAL OF THE ELECTIONS TO THE BOARD OF DIRECTORS, Management For For
AS SET FORTH IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH: ROGER AGNELLI, BRAZILIAN,
RE-ELECT AS A DIRECTOR.
9C APPROVAL OF THE ELECTIONS TO THE BOARD OF DIRECTORS, Management For For
AS SET FORTH IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH: LOUIS R. HUGHES, AMERICAN,
RE-ELECT AS A DIRECTOR.
9D APPROVAL OF THE ELECTIONS TO THE BOARD OF DIRECTORS, Management For For
AS SET FORTH IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH: HANS ULRICH MARKI, SWISS,
RE-ELECT AS A DIRECTOR.
9E APPROVAL OF THE ELECTIONS TO THE BOARD OF DIRECTORS, Management For For
AS SET FORTH IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH: MICHEL DE ROSEN, FRENCH, RE-ELECT
AS A DIRECTOR.
9F APPROVAL OF THE ELECTIONS TO THE BOARD OF DIRECTORS, Management For For
AS SET FORTH IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH: MICHAEL TRESCHOW, SWEDISH,
RE-ELECT AS A DIRECTOR.
10 APPROVAL OF THE ELECTION OF THE AUDITORS. Management For For
9G APPROVAL OF THE ELECTIONS TO THE BOARD OF DIRECTORS, Management For For
AS SET FORTH IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH: BERND W. VOSS, GERMAN, RE-ELECT
AS A DIRECTOR.
9H APPROVAL OF THE ELECTIONS TO THE BOARD OF DIRECTORS, Management For For
AS SET FORTH IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH: JACOB WALLENBERG, SWEDISH,
RE-ELECT AS A DIRECTOR.
11 IN CASE OF AD-HOC MOTIONS DURING THE ANNUAL GENERAL Management For For
MEETING, I AUTHORIZE MY PROXY TO ACT AS FOLLOWS.
ALCOA INC. AA ANNUAL MEETING DATE: 05/08/2008
ISSUER: 013817101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
JOSEPH T. GORMAN Management For For
KLAUS KLEINFELD Management For For
JAMES W. OWENS Management For For
RATAN N. TATA Management For For
02 PROPOSAL TO RATIFY THE INDEPENDENT AUDITOR Management For For
03 SHAREHOLDER REQUESTING REPORT ON HOW ALCOA S Shareholder Against For
ACTION TO REDUCE ITS IMPACT ON CLIMATE CHANGE
HAS AFFECTED THE GLOBAL CLIMATE
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 122 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
BARNES GROUP INC. B ANNUAL MEETING DATE: 05/08/2008
ISSUER: 067806109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
WILLIAM S. BRISTOW, JR. Management For For
WILLIAM C. DENNINGER Management For For
GREGORY F. MILZCIK Management For For
02 APPROVE AMENDMENT TO THE BARNES GROUP INC. EMPLOYEE Management For For
STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF
SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE
03 RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
CENTURYTEL, INC. CTL ANNUAL MEETING DATE: 05/08/2008
ISSUER: 156700106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
VIRGINIA BOULET Management For For
CALVIN CZESCHIN Management For For
JAMES B. GARDNER Management For For
GREGORY J. MCCRAY Management For For
02 TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY Management For For
S INDEPENDENT AUDITOR FOR 2008.
03 TO ACT UPON A SHAREHOLDER PROPOSAL REGARDING Shareholder Against For
EXECUTIVE COMPENSATION.
COLGATE-PALMOLIVE COMPANY CL ANNUAL MEETING DATE: 05/08/2008
ISSUER: 194162103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: JOHN T. CAHILL Management For For
1B ELECTION OF DIRECTOR: JILL K. CONWAY Management For For
1C ELECTION OF DIRECTOR: IAN M. COOK Management For For
1D ELECTION OF DIRECTOR: ELLEN M. HANCOCK Management For For
1E ELECTION OF DIRECTOR: DAVID W. JOHNSON Management For For
1F ELECTION OF DIRECTOR: RICHARD J. KOGAN Management For For
1G ELECTION OF DIRECTOR: DELANO E. LEWIS Management For For
1H ELECTION OF DIRECTOR: REUBEN MARK Management For For
1I ELECTION OF DIRECTOR: J. PEDRO REINHARD Management For For
1J ELECTION OF DIRECTOR: STEPHEN I. SADOVE Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 123 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
02 RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP Management For For
AS COLGATE S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
03 AMEND RESTATED CERTIFICATE OF INCORPORATION TO Management For For
INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK
DUKE ENERGY CORPORATION DUK ANNUAL MEETING DATE: 05/08/2008
ISSUER: 26441C105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
WILLIAM BARNET, III Management For For
G. ALEX BERNHARDT, SR. Management For For
MICHAEL G. BROWNING Management For For
DANIEL R. DIMICCO Management For For
ANN MAYNARD GRAY Management For For
JAMES H. HANCE, JR. Management For For
JAMES T. RHODES Management For For
JAMES E. ROGERS Management For For
MARY L. SCHAPIRO Management For For
PHILIP R. SHARP Management For For
DUDLEY S. TAFT Management For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE Management For For
ENERGY CORPORATION S INDEPENDENT PUBLIC ACCOUNTANT
FOR 2008
03 APPROVAL OF THE AMENDED AND RESTATED DUKE ENERGY Management For For
CORPORATION EXECUTIVE SHORT-TERM INCENTIVE PLAN
MANULIFE FINANCIAL CORPORATION MFC ANNUAL MEETING DATE: 05/08/2008
ISSUER: 56501R106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
JOHN M. CASSADAY Management For For
LINO J. CELESTE Management For For
GAIL C.A. COOK-BENNETT Management For For
DOMINIC D'ALESSANDRO Management For For
THOMAS P. D'AQUINO Management For For
RICHARD B. DEWOLFE Management For For
ROBERT E. DINEEN, JR. Management For For
PIERRE Y. DUCROS Management For For
SCOTT M. HAND Management For For
LUTHER S. HELMS Management For For
THOMAS E. KIERANS Management For For
LORNA R. MARSDEN Management For For
ARTHUR R. SAWCHUK Management For For
HUGH W. SLOAN, JR. Management For For
GORDON G. THIESSEN Management For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS Management For For
3A SHAREHOLDER PROPOSAL NO. 1 Shareholder Against For
3B SHAREHOLDER PROPOSAL NO. 2 Shareholder Against For
3C SHAREHOLDER PROPOSAL NO. 3 Shareholder Against For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 124 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
3D SHAREHOLDER PROPOSAL NO. 4 Shareholder Against For
3E SHAREHOLDER PROPOSAL NO. 5 Shareholder Against For
3F SHAREHOLDER PROPOSAL NO. 6 Shareholder Against For
3G SHAREHOLDER PROPOSAL NO. 7 Shareholder Against For
3H SHAREHOLDER PROPOSAL NO. 8 Shareholder Against For
3I SHAREHOLDER PROPOSAL NO. 9 Shareholder Against For
PEABODY ENERGY CORPORATION BTU ANNUAL MEETING DATE: 05/08/2008
ISSUER: 704549104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
SANDRA VAN TREASE Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
03 APPROVAL OF A PROPOSAL TO DECLASSIFY THE BOARD Management For For
OF DIRECTORS.
04 APPROVAL OF THE 2008 MANAGEMENT ANNUAL INCENTIVE Management For For
COMPENSATION PLAN.
PROLIANCE INTERNATIONAL, INC. PLI ANNUAL MEETING DATE: 05/08/2008
ISSUER: 74340R104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
BARRY R. BANDUCCI Management For For
CHARLES E. JOHNSON Management For For
VINCENT L. MARTIN Management For For
02 APPOINTMENT OF BDO SEIDMAN, LLP AS PROLIANCE Management For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
SLM CORPORATION SLM ANNUAL MEETING DATE: 05/08/2008
ISSUER: 78442P106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: ANN TORRE BATES Management For For
1B ELECTION OF DIRECTOR: W.M. DIEFENDERFER III Management For For
1C ELECTION OF DIRECTOR: DIANE SUITT GILLELAND Management For For
1D ELECTION OF DIRECTOR: EARL A. GOODE Management For For
1E ELECTION OF DIRECTOR: RONALD F. HUNT Management For For
1F ELECTION OF DIRECTOR: ALBERT L. LORD Management For For
1G ELECTION OF DIRECTOR: MICHAEL E. MARTIN Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 125 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
1H ELECTION OF DIRECTOR: BARRY A. MUNITZ Management For For
1I ELECTION OF DIRECTOR: HOWARD H. NEWMAN Management For For
1J ELECTION OF DIRECTOR: A. ALEXANDER PORTER, JR. Management For For
1K ELECTION OF DIRECTOR: FRANK C. PULEO Management For For
1L ELECTION OF DIRECTOR: WOLFGANG SCHOELLKOPF Management For For
1M ELECTION OF DIRECTOR: STEVEN L. SHAPIRO Management For For
1N ELECTION OF DIRECTOR: ANTHONY P. TERRACCIANO Management For For
1O ELECTION OF DIRECTOR: BARRY L. WILLIAMS Management For For
02 AMENDMENT TO THE CERTIFICATE OF INCORPORATION. Management For For
03 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE CORPORATION S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
SOUTHWEST GAS CORPORATION SWX ANNUAL MEETING DATE: 05/08/2008
ISSUER: 844895102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
GEORGE C. BIEHL Management For For
THOMAS E. CHESTNUT Management For For
STEPHEN C. COMER Management For For
RICHARD M. GARDNER Management For For
JAMES J. KROPID Management For For
MICHAEL O. MAFFIE Management For For
ANNE L. MARIUCCI Management For For
MICHAEL J. MELARKEY Management For For
JEFFREY W. SHAW Management For For
CAROLYN M. SPARKS Management For For
TERRENCE L. WRIGHT Management For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR FISCAL YEAR 2008.
SOVEREIGN BANCORP, INC. SOV ANNUAL MEETING DATE: 05/08/2008
ISSUER: 845905108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
JOSEPH P. CAMPANELLI Management For For
WILLIAM J. MORAN Management For For
MARIA FIORINI RAMIREZ Management For For
ALBERTO SANCHEZ Management For For
02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Management For For
OF SOVEREIGN S BOARD OF DIRECTORS OF ERNST &
YOUNG LLP AS SOVEREIGN S INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2008.
03 TO APPROVE THE AMENDMENT TO THE SOVEREIGN BANCORP, Management For For
INC. 2004 BROAD-BASED STOCK INCENTIVE PLAN.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 126 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
SPECTRA ENERGY CORP SE ANNUAL MEETING DATE: 05/08/2008
ISSUER: 847560109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
PAUL M. ANDERSON Management For For
AUSTIN A. ADAMS Management For For
F. ANTHONY COMPER Management For For
MICHAEL MCSHANE Management For For
02 APPROVAL OF THE SPECTRA ENERGY CORP 2007 LONG-TERM Management For For
INCENTIVE PLAN
03 APPROVAL OF THE SPECTRA ENERGY CORP EXECUTIVE Management For For
SHORT-TERM INCENTIVE PLAN
04 RATIFICATION OF DELOITTE & TOUCHE LLP AS SPECTRA Management For For
ENERGY S INDEPENDENT PUBLIC ACCOUNTANT FOR 2008
TELUS CORPORATION TULCF SPECIAL MEETING DATE: 05/08/2008
ISSUER: 87971M202 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 APPROVE AMENDMENT TO, AND RECONFIRM AND APPROVE Management Against Against
THE COMPANY S SHAREHOLDER RIGHTS PLAN, AS AMENDED
AND RESTATED.
TENET HEALTHCARE CORPORATION THC ANNUAL MEETING DATE: 05/08/2008
ISSUER: 88033G100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
JOHN ELLIS "JEB" BUSH Management For For
TREVOR FETTER Management For For
BRENDA J. GAINES Management For For
KAREN M. GARRISON Management For For
EDWARD A. KANGAS Management For For
J. ROBERT KERREY Management For For
FLOYD D. LOOP, M.D. Management For For
RICHARD R. PETTINGILL Management For For
JAMES A. UNRUH Management For For
J. MCDONALD WILLIAMS Management For For
02 PROPOSAL TO APPROVE THE TENET HEALTHCARE 2008 Management Against Against
STOCK INCENTIVE PLAN.
03 PROPOSAL TO APPROVE THE TENET HEALTHCARE CORPORATION Management For For
EIGHTH AMENDED AND RESTATED 1995 EMPLOYEE STOCK
PURCHASE PLAN.
04 PROPOSAL TO ELIMINATE SUPERMAJORITY VOTE REQUIREMENTS Management For For
IN TENET S ARTICLES OF INCORPORATION.
05 PROPOSAL REGARDING RATIFICATION OF EXECUTIVE COMPENSATION. Shareholder Against For
06 PROPOSAL REGARDING PEER BENCHMARKING OF EXECUTIVE Shareholder Against For
COMPENSATION.
07 PROPOSAL TO RATIFY THE SELECTION OF DELOITTE Management For For
& TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR
ENDING DECEMBER 31, 2008.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 127 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
THE WASHINGTON POST COMPANY WPO ANNUAL MEETING DATE: 05/08/2008
ISSUER: 939640108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
CHRISTOPHER C. DAVIS Management For For
JOHN L. DOTSON JR. Management For For
RONALD L. OLSON Management For For
02 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For
COME BEFORE SAID MEETING OR ANY ADJOURNMENT THEREOF.
WINDSTREAM CORPORATION WIN ANNUAL MEETING DATE: 05/08/2008
ISSUER: 97381W104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
CAROL B. ARMITAGE Management For For
SAMUEL E. BEALL, III Management For For
DENNIS E. FOSTER Management For For
FRANCIS X. FRANTZ Management For For
JEFFERY R. GARDNER Management For For
JEFFREY T. HINSON Management For For
JUDY K. JONES Management For For
WILLIAM A. MONTGOMERY Management For For
FRANK E. REED Management For For
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS WINDSTREAM S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2008
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Shareholder Against For
DOMINION RESOURCES, INC. D ANNUAL MEETING DATE: 05/09/2008
ISSUER: 25746U109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: PETER W. BROWN Management For For
1B ELECTION OF DIRECTOR: GEORGE A. DAVIDSON, JR. Management For For
1C ELECTION OF DIRECTOR: THOMAS F. FARRELL, II Management For For
1D ELECTION OF DIRECTOR: JOHN W. HARRIS Management For For
1E ELECTION OF DIRECTOR: ROBERT S. JEPSON, JR. Management For For
1F ELECTION OF DIRECTOR: MARK J. KINGTON Management For For
1G ELECTION OF DIRECTOR: BENJAMIN J. LAMBERT, III Management For For
1H ELECTION OF DIRECTOR: MARGARET A. MCKENNA Management For For
1I ELECTION OF DIRECTOR: FRANK S. ROYAL Management For For
1J ELECTION OF DIRECTOR: DAVID A. WOLLARD Management For For
02 RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS Management For For
FOR 2008.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 128 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
ST. JUDE MEDICAL, INC. STJ ANNUAL MEETING DATE: 05/09/2008
ISSUER: 790849103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
RICHARD R. DEVENUTI Management For For
STUART M. ESSIG Management For For
THOMAS H. GARRETT III Management For For
WENDY L. YARNO Management For For
02 TO APPROVE THE PROPOSED AMENDMENTS TO THE ST. Management Against Against
JUDE MEDICAL, INC. 2007 STOCK INCENTIVE PLAN.
03 TO APPROVE THE PROPOSED AMENDMENTS TO THE ST. Management For For
JUDE MEDICAL, INC. ARTICLES OF INCORPORATION.
04 TO RATIFTY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2008.
WASTE MANAGEMENT, INC. WMI ANNUAL MEETING DATE: 05/09/2008
ISSUER: 94106L109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A PROPOSAL TO ELECT: PASTORA SAN JUAN CAFFERTY Management For For
1B PROPOSAL TO ELECT: FRANK M. CLARK, JR. Management For For
1C PROPOSAL TO ELECT: PATRICK W. GROSS Management For For
1D PROPOSAL TO ELECT: THOMAS I. MORGAN Management For For
1E PROPOSAL TO ELECT: JOHN C. POPE Management For For
1F PROPOSAL TO ELECT: W. ROBERT REUM Management For For
1G PROPOSAL TO ELECT: STEVEN G. ROTHMEIER Management For For
1H PROPOSAL TO ELECT: DAVID P. STEINER Management For For
1I PROPOSAL TO ELECT: THOMAS H. WEIDEMEYER Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2008.
03 PROPOSAL RELATING TO DISCLOSURE OF POLITICAL Shareholder Against For
CONTRIBUTIONS, IF PROPERLY PRESENTED AT THE MEETING.
PATRIOT COAL CORP PCX ANNUAL MEETING DATE: 05/12/2008
ISSUER: 70336T104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
J. JOE ADORJAN Management For For
MICHAEL M. SCHARF Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 129 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
3M COMPANY MMM ANNUAL MEETING DATE: 05/13/2008
ISSUER: 88579Y101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
LINDA G. ALVARADO Management For For
GEORGE W. BUCKLEY Management For For
VANCE D. COFFMAN Management For For
MICHAEL L. ESKEW Management For For
W. JAMES FARRELL Management For For
HERBERT L. HENKEL Management For For
EDWARD M. LIDDY Management For For
ROBERT S. MORRISON Management For For
AULANA L. PETERS Management For For
ROBERT J. ULRICH Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS 3M S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 TO APPROVE THE LONG-TERM INCENTIVE PLAN. Management Against Against
GRIFFIN LAND & NURSERIES, INC. GRIF ANNUAL MEETING DATE: 05/13/2008
ISSUER: 398231100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
W.J. CHURCHILL, JR. Management For For
EDGAR M. CULLMAN Management For For
DAVID M. DANZIGER Management For For
FREDERICK M. DANZIGER Management For For
THOMAS C. ISRAEL Management For For
ALAN PLOTKIN Management For For
DAVID F. STEIN Management For For
02 RATIFICATION OF THE SELECTION OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTANTS.
HOSPIRA, INC. HSP ANNUAL MEETING DATE: 05/13/2008
ISSUER: 441060100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
IRVING W. BAILEY, II Management For For
RONALD A. MATRICARIA Management For For
JACQUE J. SOKOLOV, M.D. Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS AUDITORS FOR HOSPIRA FOR 2008.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 130 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
ITT CORPORATION ITT ANNUAL MEETING DATE: 05/13/2008
ISSUER: 450911102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
STEVEN R. LORANGER Management For For
CURTIS J. CRAWFORD Management For For
CHRISTINA A. GOLD Management For For
RALPH F. HAKE Management For For
JOHN J. HAMRE Management For For
FRANK T. MACINNIS Management For For
SURYA N. MOHAPATRA Management For For
LINDA S. SANFORD Management For For
MARKOS I. TAMBAKERAS Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS ITT S INDEPENDENT AUDITOR FOR 2008
03 APPROVAL OF AMENDMENTS TO THE RESTATED ARTICLES Management For For
OF INCORPORATION OF ITT CORPORATION: TO AUTHORIZE
ADDITIONAL SHARES; TO AUTHORIZE THE COMPANY S
BY-LAWS TO PROVIDE FOR MAJORITY VOTING FOR DIRECTORS
IN UNCONTESTED ELECTIONS
04 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Management For For
THE ITT CORPORATION 2003 EQUITY INCENTIVE PLAN
05 RE-APPROVAL OF MATERIAL TERMS OF THE ITT CORPORATION Management For For
2003 EQUITY INCENTIVE PLAN
06 APPROVAL OF THE MATERIAL TERMS OF THE ITT CORPORATION Management For For
ANNUAL INCENTIVE PLAN FOR EXECUTIVE OFFICERS
07 APPROVAL OF THE MATERIAL TERMS OF THE ITT CORPORATION Management For For
1997 LONG-TERM INCENTIVE PLAN
08 TO VOTE ON A SHAREHOLDER PROPOSAL REQUESTING Shareholder Against For
THAT THE COMPANY PROVIDE A COMPREHENSIVE REPORT,
AT A REASONABLE COST AND OMITTING PROPRIETARY
AND CLASSIFIED INFORMATION OF THE COMPANY S FOREIGN
SALES OF MILITARY AND WEAPONS-RELATED PRODUCTS
AND SERVICES
KRAFT FOODS INC. KFT ANNUAL MEETING DATE: 05/13/2008
ISSUER: 50075N104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
AJAY BANGA Management For For
JAN BENNINK Management For For
MYRA M. HART Management For For
LOIS D. JULIBER Management For For
MARK D. KETCHUM Management For For
RICHARD A. LERNER, M.D. Management For For
JOHN C. POPE Management For For
FREDRIC G. REYNOLDS Management For For
IRENE B. ROSENFELD Management For For
MARY L. SCHAPIRO Management For For
DEBORAH C. WRIGHT Management For For
FRANK G. ZARB Management For For
02 RATIFICATION OF THE SELECTION OF INDEPENDENT Management For For
AUDITORS
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 131 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
LEUCADIA NATIONAL CORPORATION LUK ANNUAL MEETING DATE: 05/13/2008
ISSUER: 527288104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
IAN M. CUMMING Management For For
PAUL M. DOUGAN Management For For
LAWRENCE D. GLAUBINGER Management For For
ALAN J. HIRSCHFIELD Management For For
JAMES E. JORDAN Management For For
JEFFREY C. KEIL Management For For
J. CLYDE NICHOLS, III Management For For
JOSEPH S. STEINBERG Management For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY
FOR 2008.
LOEWS CORPORATION LTR ANNUAL MEETING DATE: 05/13/2008
ISSUER: 540424108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: A.E. BERMAN Management For For
1B ELECTION OF DIRECTOR: J.L. BOWER Management For For
1C ELECTION OF DIRECTOR: C.M. DIKER Management For For
1D ELECTION OF DIRECTOR: P.J. FRIBOURG Management For For
1E ELECTION OF DIRECTOR: W.L. HARRIS Management For For
1F ELECTION OF DIRECTOR: P.A. LASKAWY Management For For
1G ELECTION OF DIRECTOR: G.R. SCOTT Management For For
1H ELECTION OF DIRECTOR: A.H. TISCH Management For For
1I ELECTION OF DIRECTOR: J.S. TISCH Management For For
1J ELECTION OF DIRECTOR: J.M. TISCH Management For For
02 RATIFY DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS Management For For
03 SHAREHOLDER PROPOSAL-CUMULATIVE VOTING Shareholder Against For
04 SHAREHOLDER PROPOSAL-PERFORMANCE STANDARDS FOR Shareholder Against For
EXECUTIVE COMPENSATION
05 SHAREHOLDER PROPOSAL-HEALTH CARE REFORM Shareholder Against For
06 SHAREHOLDER PROPOSAL-ADVERTISING EXPENDITURES Shareholder Against For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 132 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
MGM MIRAGE MGM ANNUAL MEETING DATE: 05/13/2008
ISSUER: 552953101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
ROBERT H. BALDWIN Management For For
WILLIE D. DAVIS Management For For
KENNY C. GUINN Management For For
ALEXANDER M. HAIG, JR. Management For For
ALEXIS M. HERMAN Management For For
ROLAND HERNANDEZ Management For For
GARY N. JACOBS Management For For
KIRK KERKORIAN Management For For
J. TERRENCE LANNI Management For For
ANTHONY MANDEKIC Management For For
ROSE MCKINNEY-JAMES Management For For
JAMES J. MURREN Management For For
RONALD M. POPEIL Management For For
DANIEL J. TAYLOR Management For For
MELVIN B. WOLZINGER Management For For
02 RATIFICATION OF THE SELECTION OF THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2008
03 STOCKHOLDER PROPOSAL REGARDING CONDUCTING A STUDY Shareholder Against For
OF DIVIDENDS PAID BY OTHER COMPANIES IN OUR PEER
GROUP
NORTHEAST UTILITIES NU ANNUAL MEETING DATE: 05/13/2008
ISSUER: 664397106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
RICHARD H. BOOTH Management For For
JOHN S. CLARKESON Management For For
COTTON M. CLEVELAND Management For For
SANFORD CLOUD JR. Management For For
JAMES F. CORDES Management For For
E. GAIL DE PLANQUE Management For For
JOHN G. GRAHAM Management For For
ELIZABETH T. KENNAN Management For For
KENNETH R. LEIBLER Management For For
ROBERT E. PATRICELLI Management For For
CHARLES W. SHIVERY Management For For
JOHN F. SWOPE Management For For
02 RATIFICATION OF AUDITORS. Management For For
SOUTHERN UNION COMPANY SUG ANNUAL MEETING DATE: 05/13/2008
ISSUER: 844030106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
GEORGE L. LINDEMANN Management For For
MICHAL BARZUZA Management For For
DAVID BRODSKY Management For For
FRANK W. DENIUS Management For For
KURT A. GITTER, M.D. Management For For
HERBERT H. JACOBI Management For For
ADAM M. LINDEMANN Management For For
THOMAS N. MCCARTER, III Management For For
GEORGE ROUNTREE, III Management For For
ALLAN D. SCHERER Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS SOUTHERN UNION S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2008.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 133 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
SPRINT NEXTEL CORPORATION S ANNUAL MEETING DATE: 05/13/2008
ISSUER: 852061100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: ROBERT R. BENNETT Management For For
1B ELECTION OF DIRECTOR: GORDON M. BETHUNE Management For For
1C ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Management For For
1D ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Management For For
1E ELECTION OF DIRECTOR: DANIEL R. HESSE Management For For
1F ELECTION OF DIRECTOR: V. JANET HILL Management For For
1G ELECTION OF DIRECTOR: IRVINE O. HOCKADAY, JR. Management For For
1H ELECTION OF DIRECTOR: RODNEY O NEAL Management For For
1I ELECTION OF DIRECTOR: RALPH V. WHITWORTH Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF SPRINT NEXTEL FOR 2008.
03 TO VOTE ON A SHAREHOLDER PROPOSAL CONCERNING Shareholder Against For
SPECIAL SHAREHOLDER MEETINGS.
THE MCCLATCHY COMPANY MNI ANNUAL MEETING DATE: 05/13/2008
ISSUER: 579489105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
ELIZABETH BALLANTINE Management For For
K. FOLEY FELDSTEIN Management For For
S. DONLEY RITCHEY Management For For
FREDERICK R. RUIZ Management For For
02 TO APPROVE THE AMENDED AND RESTATED 2004 STOCK Management Against Against
INCENTIVE PLAN.
03 TO APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED Management For For
LONG-TERM INCENTIVE PLAN.
04 TO APPROVE THE AMENDED AND RESTATED CEO BONUS Management For For
PLAN.
05 TO APPROVE THE AMENDED AND RESTATED EMPLOYEE Management For For
STOCK PURCHASE PLAN.
06 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS MCCLATCHY S INDEPENDENT AUDITORS FOR THE
2008 FISCAL YEAR.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 134 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
AMERICAN INTERNATIONAL GROUP, INC. AIG ANNUAL MEETING DATE: 05/14/2008
ISSUER: 026874107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Management For For
1B ELECTION OF DIRECTOR: MARTIN S. FELDSTEIN Management For For
1C ELECTION OF DIRECTOR: ELLEN V. FUTTER Management For For
1D ELECTION OF DIRECTOR: RICHARD C. HOLBROOKE Management For For
1E ELECTION OF DIRECTOR: FRED H. LANGHAMMER Management For For
1F ELECTION OF DIRECTOR: GEORGE L. MILES, JR. Management For For
1G ELECTION OF DIRECTOR: MORRIS W. OFFIT Management For For
1H ELECTION OF DIRECTOR: JAMES F. ORR III Management For For
1I ELECTION OF DIRECTOR: VIRGINIA M. ROMETTY Management For For
1J ELECTION OF DIRECTOR: MARTIN J. SULLIVAN Management For For
1K ELECTION OF DIRECTOR: MICHAEL H. SUTTON Management For For
1L ELECTION OF DIRECTOR: EDMUND S.W. TSE Management For For
1M ELECTION OF DIRECTOR: ROBERT B. WILLUMSTAD Management For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS AIG S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2008.
03 SHAREHOLDER PROPOSAL RELATING TO THE HUMAN RIGHT Shareholder Against For
TO WATER.
04 SHAREHOLDER PROPOSAL RELATING TO THE REPORTING Shareholder Against For
OF POLITICAL CONTRIBUTIONS.
CAMERON INTERNATIONAL CORPORATION CAM ANNUAL MEETING DATE: 05/14/2008
ISSUER: 13342B105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
PETER J. FLUOR Management For For
JACK B. MOORE Management For For
DAVID ROSS III Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS CAMERON S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2008.
CHEMTURA CORPORATION CEM ANNUAL MEETING DATE: 05/14/2008
ISSUER: 163893100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
NIGEL D.T. ANDREWS Management For For
ROBERT A. FOX Management For For
MARTIN M. HALE Management For For
C.A. (LANCE) PICCOLO Management For For
BRUCE F. WESSON Management For For
ROBERT L. WOOD Management For For
02 PROPOSAL TO RATIFY CHEMTURA CORPORATION S SELECTION Management For For
FOR THE CALENDAR YEAR 2008 OF KPMG LLP AS ITS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 135 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
CONOCOPHILLIPS COP ANNUAL MEETING DATE: 05/14/2008
ISSUER: 20825C104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: HAROLD W. MCGRAW III Management For For
1B ELECTION OF DIRECTOR: JAMES J. MULVA Management For For
1C ELECTION OF DIRECTOR: BOBBY S. SHACKOULS Management For For
02 TO AMEND AMENDED AND RESTATED BY-LAWS AND RESTATED Management For For
CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE
ANNUAL ELECTION OF DIRECTORS
03 TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
CONOCOPHILLIPS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2008
04 QUALIFICATIONS FOR DIRECTOR NOMINEES Shareholder Against For
05 REPORT ON RECOGNITION OF INDIGENOUS RIGHTS Shareholder Against For
06 ADVISORY VOTE ON EXECUTIVE COMPENSATION Shareholder Against For
07 POLITICAL CONTRIBUTIONS Shareholder Against For
08 GREENHOUSE GAS REDUCTION Shareholder Against For
09 COMMUNITY ACCOUNTABILITY Shareholder Against For
10 DRILLING IN SENSITIVE/PROTECTED AREAS Shareholder Against For
11 ENVIRONMENTAL IMPACT Shareholder Against For
12 GLOBAL WARMING Shareholder Against For
EASTMAN KODAK COMPANY EK ANNUAL MEETING DATE: 05/14/2008
ISSUER: 277461109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
RICHARD S. BRADDOCK Management For For
TIMOTHY M. DONAHUE Management For For
MICHAEL J. HAWLEY Management For For
WILLIAM H. HERNANDEZ Management For For
DOUGLAS R. LEBDA Management For For
DEBRA L. LEE Management For For
DELANO E. LEWIS Management For For
WILLIAM G. PARRETT Management For For
ANTONIO M. PEREZ Management For For
HECTOR DE J. RUIZ Management For For
DENNIS F. STRIGL Management For For
LAURA D'ANDREA TYSON Management For For
02 RATIFICATION OF THE AUDIT COMMITTEE S SELECTION Management For For
OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
03 SHAREHOLDER PROPOSAL ON MAJORITY VOTING REQUIREMENTS Shareholder Against For
FOR DIRECTOR NOMINEES
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 136 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
EL PASO CORPORATION EP ANNUAL MEETING DATE: 05/14/2008
ISSUER: 28336L109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: JUAN CARLOS BRANIFF Management For For
1B ELECTION OF DIRECTOR: JAMES L. DUNLAP Management For For
1C ELECTION OF DIRECTOR: DOUGLAS L. FOSHEE Management For For
1D ELECTION OF DIRECTOR: ROBERT W. GOLDMAN Management For For
1E ELECTION OF DIRECTOR: ANTHONY W. HALL, JR. Management For For
1F ELECTION OF DIRECTOR: THOMAS R. HIX Management For For
1G ELECTION OF DIRECTOR: WILLIAM H. JOYCE Management For For
1H ELECTION OF DIRECTOR: RONALD L KUEHN, JR. Management For For
1I ELECTION OF DIRECTOR: FERRELL P. MCCLEAN Management For For
1J ELECTION OF DIRECTOR: STEVEN J. SHAPIRO Management For For
1K ELECTION OF DIRECTOR: J. MICHAEL TALBERT Management For For
1L ELECTION OF DIRECTOR: ROBERT F. VAGT Management For For
1M ELECTION OF DIRECTOR: JOHN L. WHITMIRE Management For For
1N ELECTION OF DIRECTOR: JOE B. WYATT Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
HENRY SCHEIN, INC. HSIC ANNUAL MEETING DATE: 05/14/2008
ISSUER: 806407102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
STANLEY M. BERGMAN Management For For
GERALD A. BENJAMIN Management For For
JAMES P. BRESLAWSKI Management For For
MARK E. MLOTEK Management For For
STEVEN PALADINO Management For For
BARRY J. ALPERIN Management For For
PAUL BRONS Management For For
M.A. HAMBURG, M.D. Management For For
DONALD J. KABAT Management For For
PHILIP A. LASKAWY Management For For
KARYN MASHIMA Management For For
NORMAN S. MATTHEWS Management For For
LOUIS W. SULLIVAN, M.D. Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF BDO SEIDMAN, Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 27, 2008.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 137 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
LSI CORPORATION LSI ANNUAL MEETING DATE: 05/14/2008
ISSUER: 502161102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: TIMOTHY Y. CHEN Management For For
1B ELECTION OF DIRECTOR: CHARLES A. HAGGERTY Management For For
1C ELECTION OF DIRECTOR: RICHARD S. HILL Management For For
1D ELECTION OF DIRECTOR: MICHAEL J. MANCUSO Management For For
1E ELECTION OF DIRECTOR: JOHN H.F. MINER Management For For
1F ELECTION OF DIRECTOR: ARUN NETRAVALI Management For For
1G ELECTION OF DIRECTOR: MATTHEW J. O ROURKE Management For For
1H ELECTION OF DIRECTOR: GREGORIO REYES Management For For
1I ELECTION OF DIRECTOR: ABHIJIT Y. TALWALKAR Management For For
02 TO RATIFY THE AUDIT COMMITTEE S SELECTION OF Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2008.
03 TO APPROVE OUR AMENDED 2003 EQUITY INCENTIVE Management Against Against
PLAN.
04 TO APPROVE OUR AMENDED EMPLOYEE STOCK PURCHASE Management For For
PLAN.
PROGRESS ENERGY, INC. PGN ANNUAL MEETING DATE: 05/14/2008
ISSUER: 743263105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: J. BOSTIC Management For For
1B ELECTION OF DIRECTOR: D. BURNER Management For For
1C ELECTION OF DIRECTOR: H. DELOACH Management For For
1D ELECTION OF DIRECTOR: W. JOHNSON Management For For
1E ELECTION OF DIRECTOR: R. JONES Management For For
1F ELECTION OF DIRECTOR: W. JONES Management For For
1G ELECTION OF DIRECTOR: E. MCKEE Management For For
1H ELECTION OF DIRECTOR: J. MULLIN Management For For
1I ELECTION OF DIRECTOR: C. PRYOR Management For For
1J ELECTION OF DIRECTOR: C. SALADRIGAS Management For For
1K ELECTION OF DIRECTOR: T. STONE Management For For
1L ELECTION OF DIRECTOR: A. TOLLISON Management For For
02 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS PROGRESS ENERGY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2008.
03 THE PROPOSAL REGARDING EXECUTIVE COMPENSATION. Shareholder Against For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 138 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
REPSOL YPF, S.A. REP ANNUAL MEETING DATE: 05/14/2008
ISSUER: 76026T205 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS AND Management For For
THE MANAGEMENT REPORT OF REPSOL YPF, S.A.
02 AMENDMENT OF THE ARTICLES OF ASSOCIATION. Management For For
3A RATIFICATION AND APPOINTMENT AS DIRECTOR OF MR. Management For For
ISIDRE FAINE CASAS.
3B RATIFICATION AND APPOINTMENT AS DIRECTOR OF MR. Management For For
JUAN MARIA NIN GENOVA.
04 APPOINTMENT OF THE ACCOUNTS AUDITOR OF REPSOL Management For For
YPF, S.A. AND OF ITS CONSOLIDATED GROUP.
05 AUTHORISATION TO THE BOARD OF DIRECTORS FOR THE Management For For
DERIVATIVE ACQUISITION OF SHARES OF REPSOL YPF,
S.A.
06 DELEGATION OF POWERS TO SUPPLEMENT, DEVELOP, Management For For
EXECUTE, RECTIFY AND FORMALIZE THE RESOLUTIONS
ADOPTED BY THE GENERAL MEETING.
SAFEWAY INC. SWY ANNUAL MEETING DATE: 05/14/2008
ISSUER: 786514208 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: STEVEN A. BURD Management For For
1B ELECTION OF DIRECTOR: JANET E. GROVE Management For For
1C ELECTION OF DIRECTOR: MOHAN GYANI Management For For
1D ELECTION OF DIRECTOR: PAUL HAZEN Management For For
1E ELECTION OF DIRECTOR: FRANK C. HERRINGER Management For For
1F ELECTION OF DIRECTOR: ROBERT I. MACDONNELL Management For For
1G ELECTION OF DIRECTOR: DOUGLAS J. MACKENZIE Management For For
1H ELECTION OF DIRECTOR: KENNETH W. ODER Management For For
1I ELECTION OF DIRECTOR: REBECCA A. STIRN Management For For
1J ELECTION OF DIRECTOR: WILLIAM Y. TAUSCHER Management For For
1K ELECTION OF DIRECTOR: RAYMOND G. VIAULT Management For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 STOCKHOLDER PROPOSAL REQUESTING CUMULATIVE VOTING. Shareholder Against For
04 STOCKHOLDER PROPOSAL REQUESTING STOCKHOLDER APPROVAL Shareholder Against For
OF FUTURE SERPS OR INDIVIDUAL RETIREMENT AGREEMENTS
FOR SENIOR EXECUTIVES.
05 STOCKHOLDER PROPOSAL REQUESTING ADOPTION OF A Shareholder Against For
POLICY REGARDING USE OF RULE 10B5-1 TRADING PLANS
BY SENIOR EXECUTIVES.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 139 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
TRONOX INC. TRXB ANNUAL MEETING DATE: 05/14/2008
ISSUER: 897051207 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: DAVID G. BIRNEY Management For For
1B ELECTION OF DIRECTOR: BRADLEY C. RICHARDSON Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY S INDEPENDENT AUDITORS.
UIL HOLDINGS CORPORATION UIL ANNUAL MEETING DATE: 05/14/2008
ISSUER: 902748102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
THELMA R. ALBRIGHT Management For For
MARC C. BRESLAWSKY Management For For
ARNOLD L. CHASE Management For For
JOHN F. CROWEAK Management For For
BETSY HENLEY-COHN Management For For
JOHN L. LAHEY Management For For
F.P. MCFADDEN, JR. Management For For
DANIEL J. MIGLIO Management For For
WILLIAM F. MURDY Management For For
JAMES A. THOMAS Management For For
JAMES P. TORGERSON Management For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS UIL HOLDINGS CORPORATION S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008.
03 PROPOSAL TO APPROVE THE UIL HOLDINGS CORPORATION Management For For
2008 STOCK AND INCENTIVE COMPENSATION PLAN.
ALLEGHENY ENERGY, INC. AYE ANNUAL MEETING DATE: 05/15/2008
ISSUER: 017361106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
H. FURLONG BALDWIN Management For For
ELEANOR BAUM Management For For
PAUL J. EVANSON Management For For
CYRUS F. FREIDHEIM, JR. Management For For
JULIA L. JOHNSON Management For For
TED J. KLEISNER Management For For
CHRISTOPHER D. PAPPAS Management For For
STEVEN H. RICE Management For For
GUNNAR E. SARSTEN Management For For
MICHAEL H. SUTTON Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITOR
FOR 2008.
03 PROPOSAL TO APPROVE THE ALLEGHENY ENERGY, INC. Management For For
2008 LONG-TERM INCENTIVE PLAN.
04 STOCKHOLDER PROPOSAL RELATING TO A SHAREHOLDER Shareholder Against For
SAY ON EXECUTIVE PAY.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 140 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
AQUA AMERICA, INC. WTR ANNUAL MEETING DATE: 05/15/2008
ISSUER: 03836W103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
MARY C. CARROLL Management For For
CONSTANTINE PAPADAKIS Management For For
ELLEN T. RUFF Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE COMPANY FOR THE 2008 FISCAL YEAR.
DENBURY RESOURCES INC. DNR ANNUAL MEETING DATE: 05/15/2008
ISSUER: 247916208 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
RONALD G. GREENE Management For For
MICHAEL L. BEATTY Management For For
MICHAEL B. DECKER Management For For
DAVID I. HEATHER Management For For
GREGORY L. MCMICHAEL Management For For
GARETH ROBERTS Management For For
RANDY STEIN Management For For
WIELAND F. WETTSTEIN Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT BY THE AUDIT Management For For
COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT AUDITOR FOR 2008
DEUTSCHE TELEKOM AG DT ANNUAL MEETING DATE: 05/15/2008
ISSUER: 251566105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
02 RESOLUTION ON THE APPROPRIATION OF NET INCOME. Management For *Management Position Unknown
03 RESOLUTION ON THE APPROVAL OF THE ACTIONS OF Management For *Management Position Unknown
THE MEMBERS OF THE BOARD OF MANAGEMENT FOR THE
2007 FINANCIAL YEAR.
04 RESOLUTION ON THE APPROVAL OF THE ACTIONS OF Management For *Management Position Unknown
THE MEMBERS OF THE SUPERVISORY BOARD FOR THE
2007 FINANCIAL YEAR.
05 RESOLUTION ON THE APPOINTMENT OF THE INDEPENDENT Management For *Management Position Unknown
AUDITOR AND THE GROUP AUDITOR FOR THE 2008 FINANCIAL
YEAR AS WELL AS THE INDEPENDENT AUDITOR TO REVIEW THE CONDENSED
FINANCIAL STATEMENTS AND THE INTERIM MANAGEMENT REPORT PURSUANT TO
SECTIONS 37W (5), 37Y NO. 2 OF THE GERMAN SECURITIES TRADING ACT
(WERTPAPIERHANDELSGESETZ - WPHG).
06 RESOLUTION AUTHORIZING THE CORPORATION TO PURCHASE Management For *Management Position Unknown
AND USE TREASURY SHARES WITH POSSIBLE EXCLUSION OF SUBSCRIPTION
RIGHTS AND ANY RIGHT TO PURCHASE.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 141 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
07 ELECTION OF A SUPERVISORY BOARD MEMBER. Management For *Management Position Unknown
08 ELECTION OF A SUPERVISORY BOARD MEMBER. Management For *Management Position Unknown
09 RESOLUTION ON THE APPROVAL OF THE CONTROL AND Management For *Management Position Unknown
PROFIT AND LOSS TRANSFER AGREEMENT WITH LAMBDA
TELEKOMMUNIKATIONSDIENSTE GMBH.
10 RESOLUTION ON THE APPROVAL OF THE CONTROL AND Management For *Management Position Unknown
PROFIT AND LOSS TRANSFER AGREEMENT WITH OMIKRON
TELEKOMMUNIKATIONSDIENSTE GMBH.
11 RESOLUTION ON THE APPROVAL OF THE CONTROL AND Management For *Management Position Unknown
PROFIT AND LOSS TRANSFER AGREEMENT WITH THETA
TELEKOMMUNIKATIONSDIENSTE GMBH.
12 RESOLUTION ON THE APPROVAL OF THE CONTROL AND Management For *Management Position Unknown
PROFIT AND LOSS TRANSFER AGREEMENT WITH ETA TELEKOMMUNIKATIONSDIENSTE
GMBH.
13 RESOLUTION ON THE APPROVAL OF THE CONTROL AND Management For *Management Position Unknown
PROFIT AND LOSS TRANSFER AGREEMENT WITH EPSILON
TELEKOMMUNIKATIONSDIENSTE GMBH.
14 RESOLUTION ON THE APPROVAL OF THE CONTROL AND Management For *Management Position Unknown
PROFIT AND LOSS TRANSFER AGREEMENT WITH OMEGA
TELEKOMMUNIKATIONSDIENSTE GMBH.
15 RESOLUTION ON THE APPROVAL OF THE CONTROL AND Management For *Management Position Unknown
PROFIT AND LOSS TRANSFER AGREEMENT WITH SIGMA
TELEKOMMUNIKATIONSDIENSTE GMBH.
16 RESOLUTION ON THE APPROVAL OF THE CONTROL AND Management For *Management Position Unknown
PROFIT AND LOSS TRANSFER AGREEMENT WITH KAPPA
TELEKOMMUNIKATIONSDIENSTE GMBH.
17 RESOLUTION ON THE AMENDMENT TO SECTION 13 (3) Management For *Management Position Unknown
SENTENCE 2 OF THE ARTICLES OF INCORPORATION.
DTE ENERGY COMPANY DTE ANNUAL MEETING DATE: 05/15/2008
ISSUER: 233331107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
LILLIAN BAUDER Management For For
W. FRANK FOUNTAIN, JR. Management For For
JOSUE ROBLES, JR. Management For For
JAMES H. VANDENBERGHE Management For For
RUTH G. SHAW Management For For
02 INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Management For For
DELOITTE & TOUCHE LLP
03 SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS Shareholder Against For
INTEGRYS ENERGY GROUP INC TEG ANNUAL MEETING DATE: 05/15/2008
ISSUER: 45822P105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
RICHARD A. BEMIS Management For For
WILLIAM J. BRODSKY Management For For
ALBERT J. BUDNEY, JR. Management For For
ROBERT C. GALLAGHER Management For For
JOHN C. MENG Management For For
02 RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR INTEGRYS
ENERGY GROUP AND ITS SUBSIDIARIES FOR 2008.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 142 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
KEYCORP KEY ANNUAL MEETING DATE: 05/15/2008
ISSUER: 493267108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
EDWARD P. CAMPBELL Management For For
H. JAMES DALLAS Management For For
LAURALEE E. MARTIN Management For For
BILL R. SANFORD Management For For
02 AMENDMENT TO CODE OF REGULATIONS TO REQUIRE THE Management For For
ANNUAL ELECTION OF ALL DIRECTORS.
03 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
AUDITORS.
MARSH & MCLENNAN COMPANIES, INC. MMC ANNUAL MEETING DATE: 05/15/2008
ISSUER: 571748102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: STEPHEN R. HARDIS Management For For
1B ELECTION OF DIRECTOR: THE RT. HON. LORD LANG Management For For
OF MONKTON, DL
1C ELECTION OF DIRECTOR: MORTON O. SCHAPIRO Management For For
1D ELECTION OF DIRECTOR: ADELE SIMMONS Management For For
1E ELECTION OF DIRECTOR: BRIAN DUPERREAULT Management For For
1F ELECTION OF DIRECTOR: BRUCE P. NOLOP Management For For
02 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
03 PROPOSAL TO AMEND MMC S RESTATED CERTIFICATE Management For For
OF INCORPORATION TO ELIMINATE CLASSIFIED BOARD
STRUCTURE
04 STOCKHOLDER PROPOSAL: POLITICAL CONTRIBUTIONS Shareholder Against For
ONEOK, INC. OKE ANNUAL MEETING DATE: 05/15/2008
ISSUER: 682680103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
JAMES C. DAY* Management For For
DAVID L. KYLE* Management For For
BERT H. MACKIE* Management For For
JIM W. MOGG* Management For For
MOLLIE B. WILLIFORD* Management For For
JULIE H. EDWARDS** Management For For
02 A PROPOSAL TO AMEND AND RESTATE THE ONEOK, INC. Management For For
CERTIFICATE OF INCORPORATION TO REDUCE THE MAXIMUM NUMBER OF
DIRECTORS AND TO ELIMINATE UNNECESSARY AND OUTDATED PROVISIONS.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 143 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
03 A PROPOSAL TO AMEND AND RESTATE THE ONEOK, INC. Management For For
CERTIFICATE OF INCORPORATION TO ELIMINATE THE CLASSIFIED STRUCTURE OF
THE BOARD OF DIRECTORS AND PROVIDE FOR THE ANNUAL ELECTION OF
DIRECTORS.
04 A PROPOSAL TO AMEND AND RESTATE THE ONEOK, INC. Management For For
EQUITY COMPENSATION PLAN.
05 A PROPOSAL TO AMEND AND RESTATE THE ONEOK, INC. Management For For
EMPLOYEE STOCK PURCHASE PLAN.
06 A PROPOSAL TO APPROVE THE ONEOK, INC. EMPLOYEE Management For For
STOCK AWARD PROGRAM.
07 A PROPOSAL TO RATIFY PRICEWATERHOUSECOOPERS LLP Management For For
AS THE REGISTERED INDEPENDENT PUBLIC ACCOUNTING
FIRM OF ONEOK, INC.
08 A SHAREHOLDER PROPOSAL RELATING TO A REPORT ON Shareholder Against For
GREENHOUSE GAS EMISSIONS.
PETROCHINA COMPANY LIMITED PTR ANNUAL MEETING DATE: 05/15/2008
ISSUER: 71646E100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 TO CONSIDER AND APPROVE, BY WAY OF SPECIAL RESOLUTION, Management For For
THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY MADE IN
ACCORDANCE WITH THE COMPANY LAW OF THE PRC AND THE GUIDELINES OF
ARTICLES OF ASSOCIATION FOR LISTED COMPANIES ISSUED BY THE CHINA
SECURITIES REGULATORY COMMISSION BE AND ARE HEREBY APPROVED AND THE
CHAIRMAN OF THE COMPANY BE AND IS HEREBY AUTHORISED TO MAKE ANY
AMENDMENT AS HE MAY CONSIDER NECESSARY AND APPROPRIATE TO THE ARTICLES
OF ASSOCIATION.
02 TO CONSIDER AND APPROVE THE REPORT OF THE BOARD Management For For
OF DIRECTORS OF THE COMPANY FOR THE YEAR 2007.
03 TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY Management For For
COMMITTEE OF THE COMPANY FOR THE YEAR 2007.
04 TO CONSIDER AND APPROVE THE AUDITED FINANCIAL Management For For
STATEMENTS OF THE COMPANY FOR THE YEAR 2007.
05 TO CONSIDER AND APPROVE THE DECLARATION AND PAYMENT Management For For
OF THE FINAL DIVIDENDS FOR THE YEAR ENDED 31
DECEMBER 2007 IN THE AMOUNT AND IN THE MANNER RECOMMENDED BY THE BOARD
OF DIRECTORS.
06 TO CONSIDER AND APPROVE THE AUTHORISATION OF Management For For
THE BOARD OF DIRECTORS TO DETERMINE THE DISTRIBUTION
OF INTERIM DIVIDENDS FOR THE YEAR 2008.
07 TO CONSIDER AND APPROVE THE CONTINUATION OF APPOINTMENT Management For For
OF PRICEWATERHOUSECOOPERS, CERTIFIED PUBLIC ACCOUNTANTS,
AS THE INTERNATIONAL AUDITORS OF THE COMPANY AND
PRICEWATERHOUSECOOPERS ZHONG TIAN CPAS COMPANY LIMITED, CERTIFIED
PUBLIC ACCOUNTANTS, AS THE DOMESTIC AUDITORS OF THE COMPANY, FOR THE
YEAR 2008 AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION.
8A TO CONSIDER AND APPROVE THE ELECTION OF MR JIANG Management For For
JIEMIN AS DIRECTOR OF THE COMPANY.
8B TO CONSIDER AND APPROVE THE ELECTION OF MR ZHOU Management For For
JIPING AS DIRECTOR OF THE COMPANY.
8C TO CONSIDER AND APPROVE THE ELECTION OF MR DUAN Management For For
WENDE AS DIRECTOR OF THE COMPANY.
8D TO CONSIDER AND APPROVE THE ELECTION OF MR WANG Management For For
YILIN AS DIRECTOR OF THE COMPANY.
8E TO CONSIDER AND APPROVE THE ELECTION OF MR ZENG Management For For
YUKANG AS DIRECTOR OF THE COMPANY.
8F TO CONSIDER AND APPROVE THE ELECTION OF MR WANG Management For For
FUCHENG AS DIRECTOR OF THE COMPANY.
8G TO CONSIDER AND APPROVE THE ELECTION OF MR LI Management For For
XINHUA AS DIRECTOR OF THE COMPANY.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 144 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
8H TO CONSIDER AND APPROVE THE ELECTION OF MR LIAO Management For For
YONGYUAN AS DIRECTOR OF THE COMPANY.
8I TO CONSIDER AND APPROVE THE ELECTION OF MR WANG Management For For
GUOLIANG AS DIRECTOR OF THE COMPANY.
8J TO CONSIDER AND APPROVE THE ELECTION OF MR JIANG Management For For
FAN AS DIRECTOR OF THE COMPANY.
8K TO CONSIDER AND APPROVE THE ELECTION OF MR CHEE-CHEN Management For For
TUNG AS INDEPENDENT DIRECTOR OF THE COMPANY.
8L TO CONSIDER AND APPROVE THE ELECTION OF MR LIU Management For For
HONGRU AS INDEPENDENT DIRECTOR OF THE COMPANY.
8M TO CONSIDER AND APPROVE THE ELECTION OF MR FRANCO Management For For
BERNABE AS INDEPENDENT DIRECTOR OF THE COMPANY.
8N TO CONSIDER AND APPROVE THE ELECTION OF MR LI Management For For
YONGWU AS INDEPENDENT DIRECTOR OF THE COMPANY.
8O TO CONSIDER AND APPROVE THE ELECTION OF MR CUI Management For For
JUNHUI AS INDEPENDENT DIRECTOR OF THE COMPANY.
9A TO CONSIDER AND APPROVE THE ELECTION OF MR CHEN Management For For
MING AS SUPERVISOR OF THE COMPANY.
9B TO CONSIDER AND APPROVE THE ELECTION OF MR WEN Management For For
QINGSHAN AS SUPERVISOR OF THE COMPANY.
9C TO CONSIDER AND APPROVE THE ELECTION OF MR SUN Management For For
XIANFENG AS SUPERVISOR OF THE COMPANY.
9D TO CONSIDER AND APPROVE THE ELECTION OF MR YU Management For For
YIBO AS SUPERVISOR OF THE COMPANY.
9E TO CONSIDER AND APPROVE THE ELECTION OF MR WU Management For For
ZHIPAN AS INDEPENDENT SUPERVISOR OF THE COMPANY.
9F TO CONSIDER AND APPROVE THE ELECTION OF MR LI Management For For
YUAN AS INDEPENDENT SUPERVISOR OF THE COMPANY.
10 TO CONSIDER AND APPROVE, BY WAY OF SPECIAL RESOLUTION, Management For For
TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS
TO SEPARATELY OR CONCURRENTLY ISSUE, ALLOT AND DEAL WITH ADDITIONAL
DOMESTIC SHARES AND OVERSEAS LISTED FOREIGN SHARES IN THE COMPANY NOT
EXCEEDING 20% OF EACH OF ITS EXISTING DOMESTIC SHARES AND OVERSEAS
LISTED FOREIGN SHARES OF THE COMPANY IN ISSUE.
11 TO CONSIDER AND APPROVE, BY WAY OF ORDINARY RESOLUTION, Management For For
TO ADOPT THE RULES AND PROCEDURES OF SHAREHOLDERS
GENERAL MEETING.
12 TO CONSIDER AND APPROVE, BY WAY OF ORDINARY RESOLUTION, Management For For
TO ADOPT THE RULES AND PROCEDURES OF THE BOARD.
13 TO CONSIDER AND APPROVE, BY WAY OF ORDINARY RESOLUTION, Management For For
TO ADOPT THE RULES OF ORGANISATION AND PROCEDURES
OF THE SUPERVISORY COMMITTEE.
14 TO CONSIDER AND APPROVE OTHER MATTERS, IF ANY. Management For For
R.H. DONNELLEY CORPORATION RHD ANNUAL MEETING DATE: 05/15/2008
ISSUER: 74955W307 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: MICHAEL P. CONNORS Management For For
1B ELECTION OF DIRECTOR: THOMAS J. REDDIN Management For For
1C ELECTION OF DIRECTOR: DAVID M. VEIT Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2008.
03 APPROVAL OF THE EXCHANGE PROGRAM PROPOSAL. Management Against Against
04 STOCKHOLDER PROPOSAL REGARDING CLASSIFIED BOARD Shareholder Against For
STRUCTURE.
05 MANAGEMENT PROPOSAL TO AMEND THE COMPANY S CERTIFICATE Management For For
OF INCORPORATION IN ORDER TO DECLASSIFY ITS BOARD.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 145 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
THE CHARLES SCHWAB CORPORATION SCHW ANNUAL MEETING DATE: 05/15/2008
ISSUER: 808513105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: FRANK C. HERRINGER Management For For
1B ELECTION OF DIRECTOR: STEPHEN T. MCLIN Management For For
1C ELECTION OF DIRECTOR: CHARLES R. SCHWAB Management For For
1D ELECTION OF DIRECTOR: ROGER O. WALTHER Management For For
1E ELECTION OF DIRECTOR: ROBERT N. WILSON Management For For
02 STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS Shareholder Against For
03 STOCKHOLDER PROPOSAL REGARDING SUBMISSION OF Shareholder Against For
NON-BINDING STOCKHOLDER PROPOSALS
THE DOW CHEMICAL COMPANY DOW ANNUAL MEETING DATE: 05/15/2008
ISSUER: 260543103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
ARNOLD A. ALLEMANG Management For For
JACQUELINE K. BARTON Management For For
JAMES A. BELL Management For For
JEFF M. FETTIG Management For For
BARBARA H. FRANKLIN Management For For
JOHN B. HESS Management For For
ANDREW N. LIVERIS Management For For
GEOFFERY E. MERSZEI Management For For
DENNIS H. REILLEY Management For For
JAMES M. RINGLER Management For For
RUTH G. SHAW Management For For
PAUL G. STERN Management For For
02 RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
03 STOCKHOLDER PROPOSAL ON CHEMICALS WITH LINKS Shareholder Against For
TO RESPIRATORY PROBLEMS.
04 STOCKHOLDER PROPOSAL ON ENVIRONMENTAL REMEDIATION Shareholder Against For
IN THE MIDLAND AREA.
05 STOCKHOLDER PROPOSAL ON GENETICALLY ENGINEERED Shareholder Against For
SEED.
06 STOCKHOLDER PROPOSAL ON A COMPENSATION PLAN. Shareholder Against For
THE STUDENT LOAN CORPORATION STU ANNUAL MEETING DATE: 05/15/2008
ISSUER: 863902102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
II RATIFICATION OF INDEPENDENT AUDITORS Management For For
I DIRECTOR Management For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 146 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
VIKRAM A. ATAL Management For For
JAMES L. BAILEY Management For For
GINA DOYNOW Management For For
RODMAN L. DRAKE Management For For
RICHARD GARSIDE Management For For
UNILEVER N.V. UN ANNUAL MEETING DATE: 05/15/2008
ISSUER: 904784709 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
15 TO RE-APPOINT THE LORD SIMON OF HIGHBURY CBE Management For For
AS A NON-EXECUTIVE DIRECTOR.
16 TO RE-APPOINT MR K J STORM AS A NON-EXECUTIVE Management For For
DIRECTOR.
17 TO RE-APPOINT MR M TRESCHOW AS A NON-EXECUTIVE Management For For
DIRECTOR.
18 TO RE-APPOINT MR J VAN DER VEER AS A NON-EXECUTIVE Management For For
DIRECTOR.
19 TO APPOINT PRICEWATERHOUSECOOPERS ACCOUNTANTS Management For For
N.V. AS AUDITORS OF THE COMPANY.
20 TO APPROVE THE PROPOSAL TO CHANGE THE REPORTING Management For For
LANGUAGE.
21 TO DESIGNATE THE BOARD OF DIRECTORS AS THE COMPANY Management For For
BODY AUTHORISED TO ISSUE SHARES IN THE COMPANY.
22 TO AUTHORISE THE BOARD OF DIRECTORS TO PURCHASE Management For For
SHARES AND DEPOSITARY RECEIPTS IN THE COMPANY.
23 TO APPROVE THE PROPOSAL TO REDUCE THE CAPITAL Management For For
THROUGH CANCELLATION OF SHARES.
02 TO ADOPT THE ANNUAL ACCOUNTS AND APPROPRIATION Management For For
OF THE PROFIT FOR THE 2007 FINANCIAL YEAR.
03 TO DISCHARGE THE EXECUTIVE DIRECTORS IN OFFICE Management For For
IN THE 2007 FINANCIAL YEAR FOR THE FULFILMENT
OF THEIR TASK.
04 TO DISCHARGE THE NON-EXECUTIVE DIRECTORS IN OFFICE Management For For
IN THE 2007 FINANCIAL YEAR FOR THE FULFILMENT
OF THEIR TASK.
05 TO RE-APPOINT MR P J CESCAU AS AN EXECUTIVE DIRECTOR. Management For For
06 TO APPOINT MR J A LAWRENCE AS AN EXECUTIVE DIRECTOR. Management For For
07 TO INCREASE GSIP AWARD AND BONUS LIMITS FOR MR Management For For
J A LAWRENCE.
08 TO RE-APPOINT PROFESSOR G BERGER AS A NON-EXECUTIVE Management For For
DIRECTOR.
09 TO RE-APPOINT THE RT HON THE LORD BRITTAN OF Management For For
SPENNITHORNE QC, DL AS A NON-EXECUTIVE DIRECTOR.
10 TO RE-APPOINT PROFESSOR W DIK AS A NON-EXECUTIVE Management For For
DIRECTOR.
11 TO RE-APPOINT MR C E GOLDEN AS A NON-EXECUTIVE Management For For
DIRECTOR.
12 TO RE-APPOINT DR B E GROTE AS A NON-EXECUTIVE Management For For
DIRECTOR.
13 TO RE-APPOINT MR N MURTHY AS A NON-EXECUTIVE Management For For
DIRECTOR.
14 TO RE-APPOINT MS H NYASULU AS A NON-EXECUTIVE Management For For
DIRECTOR.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 147 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
WESTAR ENERGY, INC. WR ANNUAL MEETING DATE: 05/15/2008
ISSUER: 95709T100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
MOLLIE H. CARTER Management For For
JERRY B. FARLEY Management For For
ARTHUR B. KRAUSE Management For For
WILLIAM B. MOORE Management For For
02 RATIFICATION AND CONFIRMATION OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2008.
LADBROKES PLC LAD.L AGM MEETING DATE: 05/16/2008
ISSUER: G5337D107 ISIN: GB00B0ZSH635
SEDOL: B0ZSH63, B1321T5, B100LK3
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1. RECEIVE AND ADOPT THE REPORTS OF THE DIRECTORS Management For For
AND THE AUDITOR AND THE ACCOUNTS OF THE COMPANY
FOR THE YE 31 DEC 2007
2. DECLARE THE FINAL DIVIDEND OF 9.05P ON EACH OF Management For For
THE ORDINARY SHARES ENTITLED THERETO IN RESPECT
OF THE YE 31 DEC 2007
3. RE-APPOINT MR. C. BELL AS A DIRECTOR OF THE COMPANY, Management For For
WHO RETIRES BY ROTATION
4. RE-APPOINT MR. C.P. WICKS AS A DIRECTOR OF THE Management For For
COMPANY, WHO RETIRES BY ROTATION
5. RE-APPOINT ERNST & YOUNG LLP AS THE AUDITOR TO Management For For
THE COMPANY AND AUTHORIZE THE DIRECTORS TO AGREE
THE REMUNERATION OF THE AUDITOR
6. APPROVE THE 2007 DIRECTORS REMUNERATION REPORT Management For For
7. AUTHORIZE THE COMPANY AND ALL COMPANIES THAT Management For For
ARE SUBSIDIARIES OF THE COMPANY,FOR THE PURPOSE OF SECTION 366 OF
THE COMPANIES ACT 2006 AND , TO MAKE DONATIONS TO POLITICAL
PARTIES OR INDEPENDENT ELECTION CANDIDATES NOT EXCEEDING GBP
50,000; AND MAKE POLITICAL DONATIONS TO POLITICAL ORGANIZATIONS
OTHER THAN POLITICAL PARTIES NOT EXCEEDING GBP 50,000; AND INCUR
POLITICAL EXPENDITURE NOT EXCEEDING GBP 50,000, PROVIDED THAT THE
AGGREGATE AMOUNT OF ANY SUCH DONATION AND EXPENDITURE SHALL NOT
EXCEED GBP 50,000; AUTHORITY EXPIRES AT THE DATE OF THE AGM OF
THE COMPANY HELD IN 2009
8. AUTHORIZE THE DIRECTORS, IN SUBSTITUTION FOR Management For For
ANY EXISTING AUTHORITY AND FOR THE PURPOSE OF SECTION 80 OF THE
COMPANIES ACT 1985, TO ALLOT RELEVANT SECURITIES WITH IN THE
MEANING OF THAT SECTION UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP
56,123,995; AUTHORITY EXPIRES EARLIER THE DATE OF THE AGM OF THE
COMPANY HELD IN 2009 OR ON 30 JUN 2009; AND THE DIRECTORS MAY
ALLOT RELEVANT SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY IN
PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH EXPIRY
S.9 AUTHORIZE THE DIRECTORS, TO ALLOT EQUITY SECURITIES Management For For
SECTION 94 OF THE COMPANIES ACT 1985 THE ACT PURSUANT TO THE
AUTHORITY FOR THE PURPOSES OF SECTION 80 OF THE ACT CONFERRED BY
THE ORDINARY RESOLUTION PASSED AT THE 2008 AGM OF THE COMPANY AND
TO SELL EQUITY SECURITIES WHICH IMMEDIATELY BEFORE THE SALE ARE
HELD BY THE COMPANY AS TREASURY SHARESSECTION 162A OF THE ACT IN
EACH CASE, DISAPPLYING THE STATUTORY PRE-EMPTION RIGHTS SECTION
89(1), PROVIDED THAT THIS POWER IS LIMITED TO: A) UP TO AN
AGGREGATE NOMINAL AMOUNT GBP 8,662,866; AND B) UP TO AN AGGREGATE
NOMINAL AMOUNT OF GBP 56,123,995; AUTHORITY EXPIRES THE EARLIER
OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY TO BE HELD IN
2009 OR IF EARLIER, ON 30 JUN 2009; AND THE DIRECTORS MAY ALLOT
EQUITY SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE
OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH EXPIRY
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 148 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
S.10 AUTHORIZE THE COMPANY, TO MAKE ONE OR MORE MARKET Management For For
PURCHASES SECTION 163(3) OF THE COMPANIES ACT 1985 (THE ACT) OF UP TO
61,149,640 SHARES REPRESENTING OF THE COMPANY S ISSUED ORDINARY SHARE
CAPITAL OF 28 1/3P EACH, AT A MINIMUM PRICE WHICH MAY BE PAID FOR THE
ORDINARY PER SHARE AND THE MAXIMUM PRICE WHICH MAY BE PAID FOR AN
ORDINARY SHARE IS AN AMOUNT EQUAL TO 105% OF THE AVERAGE MARKET
VALUE OF SHARES AS DERIVED FROM THEMED-MARKET PRICE OVER THE PREVIOUS
5 BUSINESS DAYS; AUTHORITY EXPIRES AT EARLIER OF THE CONCLUSION OF THE
AGM OF THE COMPANY TO BE HELD 2009 OR IF EARLIER ON 30 JUN 2009; THE
COMPANY MAY MAKE A CONTRACT TO PURCHASE SHARES AFTER THE EXPIRY OF
THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE PRIOR
TO SUCH EXPIRY
11. APPROVE TO EXTEND THE TERM OF THE LADBROKES PLC Management For For
1978 SHARE OPTION SCHEME TO FURTHER 10 YEARS
UNTIL 2018 AND AUTHORIZE THE DIRECTORS OF THE
COMPANY TO DO ALL ACTS AND THINGS NECESSARY TO
PUT THE EXTENSION OF THE SCHEME INTO EFFECT
S.12 AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY Management For For
BY DELETING ARTICLES 121 DIRECTOR MAY HAVE INTEREST
AND 122 DISCLOSURE OF INTEREST TO BOARD AND SUBSTITUTING
FOR THOSE ARTICLES THE AS SPECIFIED
MACY'S INC. M ANNUAL MEETING DATE: 05/16/2008
ISSUER: 55616P104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS MACY Management For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2009.
01 DIRECTOR Management For
STEPHEN F. BOLLENBACH Management For For
DEIRDRE P. CONNELLY Management For For
MEYER FELDBERG Management For For
SARA LEVINSON Management For For
TERRY J. LUNDGREN Management For For
JOSEPH NEUBAUER Management For For
JOSEPH A. PICHLER Management For For
JOYCE M. ROCHE Management For For
KARL M. VON DER HEYDEN Management For For
CRAIG E. WEATHERUP Management For For
MARNA C. WHITTINGTON Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 149 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
OCEANEERING INTERNATIONAL, INC. OII ANNUAL MEETING DATE: 05/16/2008
ISSUER: 675232102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
T. JAY COLLINS Management For For
D. MICHAEL HUGHES Management For For
02 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For For
INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CAPITAL
STOCK FROM 93,000,000 TO 183,000,000 AND INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK FROM 90,000,000 TO 180,000,000.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR
ENDING DECEMBER 31, 2008.
PACTIV CORP. PTV ANNUAL MEETING DATE: 05/16/2008
ISSUER: 695257105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: LARRY D. BRADY Management For For
1B ELECTION OF DIRECTOR: K. DANE BROOKSHER Management For For
1C ELECTION OF DIRECTOR: ROBERT J. DARNALL Management For For
1D ELECTION OF DIRECTOR: MARY R. (NINA) HENDERSON Management For For
1E ELECTION OF DIRECTOR: N. THOMAS LINEBARGER Management For For
1F ELECTION OF DIRECTOR: ROGER B PORTER Management For For
1G ELECTION OF DIRECTOR: RICHARD L. WAMBOLD Management For For
1H ELECTION OF DIRECTOR: NORMAN H. WESLEY Management For For
02 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT PUBLIC ACCOUNTANTS.
SCHERING-PLOUGH CORPORATION SGP ANNUAL MEETING DATE: 05/16/2008
ISSUER: 806605101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
HANS W. BECHERER Management For For
THOMAS J. COLLIGAN Management For For
FRED HASSAN Management For For
C. ROBERT KIDDER Management For For
EUGENE R. MCGRATH Management For For
CARL E. MUNDY, JR. Management For For
ANTONIO M. PEREZ Management For For
PATRICIA F. RUSSO Management For For
JACK L. STAHL Management For For
CRAIG B. THOMPSON, M.D. Management For For
KATHRYN C. TURNER Management For For
ROBERT F.W. VAN OORDT Management For For
ARTHUR F. WEINBACH Management For For
02 RATIFY THE DESIGNATION OF DELOITTE & TOUCHE LLP Management For For
TO AUDIT THE BOOKS AND ACCOUNTS FOR 2008.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 150 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
TIME WARNER INC. TWX ANNUAL MEETING DATE: 05/16/2008
ISSUER: 887317105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: JAMES L. BARKSDALE Management For For
1B ELECTION OF DIRECTOR: JEFFREY L. BEWKES Management For For
1C ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Management For For
1D ELECTION OF DIRECTOR: FRANK J. CAUFIELD Management For For
1E ELECTION OF DIRECTOR: ROBERT C. CLARK Management For For
1F ELECTION OF DIRECTOR: MATHIAS DOPFNER Management For For
1G ELECTION OF DIRECTOR: JESSICA P. EINHORN Management For For
1H ELECTION OF DIRECTOR: REUBEN MARK Management For For
1I ELECTION OF DIRECTOR: MICHAEL A. MILES Management For For
1J ELECTION OF DIRECTOR: KENNETH J. NOVACK Management For For
1K ELECTION OF DIRECTOR: RICHARD D. PARSONS Management For For
1L ELECTION OF DIRECTOR: DEBORAH C. WRIGHT Management For For
02 COMPANY PROPOSAL TO AMEND THE COMPANY S RESTATED Management For For
CERTIFICATE OF INCORPORATION TO ELIMINATE THE
REMAINING SUPER-MAJORITY VOTE REQUIREMENTS.
03 COMPANY PROPOSAL TO APPROVE THE AMENDED AND RESTATED Management For For
TIME WARNER INC. ANNUAL BONUS PLAN FOR EXECUTIVE
OFFICERS.
04 RATIFICATION OF AUDITORS. Management For For
05 STOCKHOLDER PROPOSAL REGARDING SEPARATION OF Shareholder Against For
ROLES OF CHAIRMAN AND CEO.
TOTAL S.A. TOT ANNUAL MEETING DATE: 05/16/2008
ISSUER: 89151E109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
O1 APPROVAL OF PARENT COMPANY FINANCIAL STATEMENTS Management For For
O2 APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS Management For For
O3 ALLOCATION OF EARNINGS, DECLARATION OF DIVIDEND Management For For
O4 AGREEMENTS COVERED BY ARTICLE L. 225-38 OF THE Management For For
FRENCH COMMERCIAL CODE
O5 COMMITMENTS UNDER ARTICLE L. 225-42-1 OF THE Management For For
FRENCH COMMERCIAL CODE CONCERNING MR. THIERRY
DESMAREST
O6 COMMITMENTS UNDER ARTICLE L. 225-42-1 OF THE Management For For
FRENCH COMMERCIAL CODE CONCERNING MR. CHRISTOPHE
DE MARGERIE
O7 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE Management For For
SHARES OF THE COMPANY
O8 RENEWAL OF THE APPOINTMENT OF MR. PAUL DESMARAIS Management For For
JR. AS A DIRECTOR
O9 RENEWAL OF THE APPOINTMENT OF MR. BERTRAND JACQUILLAT Management For For
AS A DIRECTOR
O10 RENEWAL OF THE APPOINTMENT OF LORD PETER LEVENE Management For For
OF PORTSOKEN AS A DIRECTOR
O11 APPOINTMENT OF MRS. PATRICIA BARBIZET AS A DIRECTOR Management For For
O12 APPOINTMENT OF MR. CLAUDE MANDIL AS A DIRECTOR Management For For
13 DELEGATION OF AUTHORITY GRANTED TO THE BOARD Management For For
OF DIRECTORS TO INCREASE SHARE CAPITAL BY ISSUING
COMMON SHARES OR ANY SECURITIES PROVIDING ACCESS
TO SHARE CAPITAL WHILE MAINTAINING SHAREHOLDERS
PREFERENTIAL SUBSCRIPTION RIGHTS OR BY CAPITALIZING
PREMIUMS, RESERVES, SURPLUSES OR OTHER LINE ITEMS
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 151 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
14 DELEGATION OF AUTHORITY GRANTED TO THE BOARD Management For For
OF DIRECTORS TO INCREASE SHARE CAPITAL BY ISSUING
COMMON SHARES OR ANY SECURITIES PROVIDING ACCESS
TO SHARE CAPITAL WITHOUT PREFERENTIAL SUBSCRIPTION
RIGHTS
15 DELEGATION OF POWERS GRANTED TO THE BOARD OF Management For For
DIRECTORS TO INCREASE SHARE CAPITAL BY ISSUING
COMMON SHARES OR ANY SECURITIES PROVIDING ACCESS
TO SHARE CAPITAL, IN PAYMENT OF SECURITIES THAT
WOULD BE CONTRIBUTED TO THE COMPANY
16 DELEGATION OF AUTHORITY GRANTED TO THE BOARD Management For For
OF DIRECTORS TO INCREASE SHARE CAPITAL UNDER
THE CONDITIONS PROVIDED FOR IN ARTICLE 443-5
OF THE FRENCH LABOR CODE
17 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO GRANT Management For For
RESTRICTED SHARES OF THE COMPANY TO GROUP EMPLOYEES
AND TO EXECUTIVE OFFICERS OF THE COMPANY OR OF
GROUP COMPANIES
17A REMOVAL OF MR. ANTOINE JEANCOURT-GALIGNANI FROM Shareholder Against For
HIS DIRECTORSHIP
17B ADDITION OF A FINAL LAST PARAGRAPH TO ARTICLE Shareholder Against For
12 OF THE COMPANY S ARTICLES OF ASSOCIATION TO
ENSURE THAT STATISTICS ARE PUBLISHED IDENTIFYING
BY NAME THE DIRECTORS IN ATTENDANCE AT MEETINGS
OF THE BOARD OF DIRECTORS AND ITS COMMITTEES
17C AUTHORIZATION TO GRANT RESTRICTED SHARES OF THE Shareholder Against For
COMPANY TO ALL EMPLOYEES OF THE GROUP
TRANSOCEAN INC RIG ANNUAL MEETING DATE: 05/16/2008
ISSUER: G90073100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: JON A. MARSHALL Management For For
1B ELECTION OF DIRECTOR: MARTIN B. MCNAMARA Management For For
1C ELECTION OF DIRECTOR: ROBERT E. ROSE Management For For
1D ELECTION OF DIRECTOR: IAN C. STRACHAN Management For For
02 APPROVAL OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2008.
ANADARKO PETROLEUM CORPORATION APC ANNUAL MEETING DATE: 05/20/2008
ISSUER: 032511107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: JOHN R. BUTLER, JR. Management For For
1B ELECTION OF DIRECTOR: LUKE R. CORBETT Management For For
1C ELECTION OF DIRECTOR: JOHN R. GORDON Management For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITORS.
03 APPROVAL OF 2008 OMNIBUS INCENTIVE COMPENSATION Management For For
PLAN.
04 APPROVAL OF 2008 DIRECTOR COMPENSATION PLAN. Management For For
05 STOCKHOLDER PROPOSAL - DECLASSIFICATION OF BOARD Shareholder Against For
06 STOCKHOLDER PROPOSAL - AMENDMENT TO NON-DISCRIMINATION Shareholder Against For
POLICY
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 152 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
FANNIE MAE FNM ANNUAL MEETING DATE: 05/20/2008
ISSUER: 313586109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1F ELECTION OF DIRECTOR: BRIDGET A. MACASKILL Management For For
1G ELECTION OF DIRECTOR: DANIEL H. MUDD Management For For
1H ELECTION OF DIRECTOR: LESLIE RAHL Management For For
1I ELECTION OF DIRECTOR: JOHN C. SITES, JR. Management For For
1J ELECTION OF DIRECTOR: GREG C. SMITH Management For For
1K ELECTION OF DIRECTOR: H. PATRICK SWYGERT Management For For
1L ELECTION OF DIRECTOR: JOHN K. WULFF Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF DELOITTE Management For For
& TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2008.
03 PROPOSAL TO AUTHORIZE CUMULATIVE VOTING. Management Against For
1D ELECTION OF DIRECTOR: BRENDA J. GAINES Management For For
1E ELECTION OF DIRECTOR: KAREN N. HORN, PH.D. Management For For
1A ELECTION OF DIRECTOR: STEPHEN B. ASHLEY Management For For
1B ELECTION OF DIRECTOR: DENNIS R. BERESFORD Management For For
1C ELECTION OF DIRECTOR: LOUIS J. FREEH Management For For
JPMORGAN CHASE & CO. JPM ANNUAL MEETING DATE: 05/20/2008
ISSUER: 46625H100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: CRANDALL C. BOWLES Management For For
1B ELECTION OF DIRECTOR: STEPHEN B. BURKE Management For For
1C ELECTION OF DIRECTOR: DAVID M. COTE Management For For
1D ELECTION OF DIRECTOR: JAMES S. CROWN Management For For
1E ELECTION OF DIRECTOR: JAMES DIMON Management For For
1F ELECTION OF DIRECTOR: ELLEN V. FUTTER Management For For
1G ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Management For For
1H ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Management For For
1I ELECTION OF DIRECTOR: ROBERT I. LIPP Management For For
1J ELECTION OF DIRECTOR: DAVID C. NOVAK Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 153 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
1K ELECTION OF DIRECTOR: LEE R. RAYMOND Management For For
1L ELECTION OF DIRECTOR: WILLIAM C. WELDON Management For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 APPROVAL OF AMENDMENT TO 2005 LONG-TERM INCENTIVE Management Against Against
PLAN
04 REAPPROVAL OF KEY EXECUTIVE PERFORMANCE PLAN Management For For
05 GOVERNMENTAL SERVICE REPORT Shareholder Against For
06 POLITICAL CONTRIBUTIONS REPORT Shareholder Against For
07 INDEPENDENT CHAIRMAN OF THE BOARD Shareholder Against For
08 EXECUTIVE COMPENSATION APPROVAL Shareholder Against For
09 TWO CANDIDATES PER DIRECTORSHIP Shareholder Against For
10 HUMAN RIGHTS AND INVESTMENT REPORT Shareholder Against For
11 LOBBYING PRIORITIES REPORT Shareholder Against For
METAVANTE TECHNOLOGIES, INC. MV ANNUAL MEETING DATE: 05/20/2008
ISSUER: 591407101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
DAVID A. COULTER Management For For
L. DALE CRANDALL Management For For
MICHAEL D. HAYFORD Management For For
STEPHAN A. JAMES Management For For
TED D. KELLNER Management For For
DENNIS J. KUESTER Management For For
FRANK R. MARTIRE Management For For
SHANTANU NARAYEN Management For For
DIANNE M. NEAL Management For For
JAMES NEARY Management For For
ADARSH SARMA Management For For
02 PROPOSAL TO APPROVE THE METAVANTE 2007 EMPLOYEE Management For For
STOCK PURCHASE PLAN, AS AMENDED.
03 PROPOSAL TO APPROVE THE METAVANTE 2007 EQUITY Management Against Against
INCENTIVE PLAN.
04 PROPOSAL TO APPROVE THE METAVANTE INCENTIVE COMPENSATION Management For For
PLAN.
05 PROPOSAL TO RATIFY THE AUDIT COMMITTEE S SELECTION Management For For
OF DELOITTE & TOUCHE LLP AS METAVANTE S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008.
NATIONAL PRESTO INDUSTRIES, INC. NPK ANNUAL MEETING DATE: 05/20/2008
ISSUER: 637215104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
MELVIN S. COHEN Management For For
JOSEPH G. STIENESSEN Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 154 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
ROYAL DUTCH SHELL PLC RDSA ANNUAL MEETING DATE: 05/20/2008
ISSUER: 780259206 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 ADOPTION OF ANNUAL REPORT & ACCOUNTS Management For For
02 APPROVAL OF REMUNERATION REPORT Management For For
03 ELECTION OF DR. JOSEF ACKERMANN AS A DIRECTOR Management For For
OF THE COMPANY
04 RE-ELECTION OF SIR PETER JOB AS A DIRECTOR OF Management For For
THE COMPANY
05 RE-ELECTION OF LAWRENCE RICCIARDI AS A DIRECTOR Management For For
OF THE COMPANY
06 RE-ELECTION OF PETER VOSER AS A DIRECTOR OF THE Management For For
COMPANY
07 RE-APPOINTMENT OF AUDITORS Management For For
08 REMUNERATION OF AUDITORS Management For For
09 AUTHORITY TO ALLOT SHARES Management For For
10 DISAPPLICATION OF PRE-EMPTION RIGHTS Management For For
11 AUTHORITY TO PURCHASE OWN SHARES Management For For
12 AUTHORITY FOR CERTAIN DONATIONS AND EXPENDITURE Management For For
13 AMENDMENTS TO LONG-TERM INCENTIVE PLAN Management For For
14 AMENDMENTS TO RESTRICTED SHARE PLAN Management For For
15 ADOPTION OF NEW ARTICLES OF ASSOCIATION Management For For
STATOIL ASA STO ANNUAL MEETING DATE: 05/20/2008
ISSUER: 85771P102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
13 AUTHORISATION TO ACQUIRE STATOILHYDRO SHARES Management For For
IN ORDER TO CONTINUE IMPLEMENTATION OF SHARE
SAVING SCHEME FOR EMPLOYEES
12 STATEMENT ON REMUNERATION AND OTHER EMPLOYMENT Management For For
TERMS FOR CORPORATE EXECUTIVE COMMITTEE
11 DETERMINATION OF REMUNERATION FOR THE NOMINATION Management For For
COMMITTEE
10 DETERMINATION OF REMUNERATION FOR THE CORPORATE Management For For
ASSEMBLY
09 ELECTION OF A MEMBER TO THE NOMINATION COMMITTEE Management For For
08 ELECTION OF MEMBERS TO THE CORPORATE ASSEMBLY Management For For
07 DETERMINATION OF REMUNERATION FOR THE COMPANY Management For For
S AUDITOR
06 APPROVAL OF THE ANNUAL REPORT AND ACCOUNTS FOR Management For For
STATOILHYDRO ASA AND THE STATOILHYDRO GROUP FOR
2007.
05 ELECTION OF TWO PERSONS TO CO-SIGN THE MINUTES Management For For
TOGETHER WITH THE CHAIR OF THE MEETING
03 APPROVAL OF THE NOTICE AND THE AGENDA Management For For
02 ELECTION OF A CHAIR OF THE MEETING Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 155 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
THE ALLSTATE CORPORATION ALL ANNUAL MEETING DATE: 05/20/2008
ISSUER: 020002101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: F. DUANE ACKERMAN Management For For
1B ELECTION OF DIRECTOR: ROBERT D. BEYER Management For For
1C ELECTION OF DIRECTOR: W. JAMES FARRELL Management For For
1D ELECTION OF DIRECTOR: JACK M. GREENBERG Management For For
1E ELECTION OF DIRECTOR: RONALD T. LEMAY Management For For
1F ELECTION OF DIRECTOR: J. CHRISTOPHER REYES Management For For
1G ELECTION OF DIRECTOR: H. JOHN RILEY, JR. Management For For
1H ELECTION OF DIRECTOR: JOSHUA I. SMITH Management For For
1I ELECTION OF DIRECTOR: JUDITH A. SPRIESER Management For For
1J ELECTION OF DIRECTOR: MARY ALICE TAYLOR Management For For
1K ELECTION OF DIRECTOR: THOMAS J. WILSON Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS ALLSTATE S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANT FOR 2008.
03 STOCKHOLDER PROPOSAL CALLING FOR CUMULATIVE VOTING Shareholder Against For
IN THE ELECTION OF DIRECTORS.
04 STOCKHOLDER PROPOSAL SEEKING THE RIGHT TO CALL Shareholder Against For
SPECIAL SHAREHOLDER MEETINGS.
05 STOCKHOLDER PROPOSAL SEEKING AN ADVISORY RESOLUTION Shareholder Against For
TO RATIFY COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
THERMO FISHER SCIENTIFIC INC. TMO ANNUAL MEETING DATE: 05/20/2008
ISSUER: 883556102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: SCOTT M. SPERLING Management For For
1B ELECTION OF DIRECTOR: BRUCE L. KOEPFGEN Management For For
1C ELECTION OF DIRECTOR: MICHAEL E. PORTER Management For For
02 APPROVAL AND ADOPTION OF THE THERMO FISHER SCIENTIFIC Management Against Against
INC. 2008 STOCK INCENTIVE PLAN.
03 APPROVAL AND ADOPTION OF THE THERMO FISHER SCIENTIFIC Management For For
INC. 2008 ANNUAL INCENTIVE AWARD PLAN.
04 RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 156 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
BERU AG, LUDWIGSBURG BRUXF.PK AGM MEETING DATE: 05/21/2008
ISSUER: D1015D108 ISIN: DE0005072102
SEDOL: B28FFK5, 5340314
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
* PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS Non-Voting *Management Position Unknown
MEETING IS 30 APR 2008, WHEREAS THE MEETING HAS BEEN SETUP USING THE
ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL
POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW.
THANK YOU
* AS A CONDITION OF VOTING, GERMAN MARKET REGULATIONS Non-Voting *Management Position Unknown
REQUIRE THAT YOU DISCLOSEWHETHER YOU HAVE A CONTROLLING
OR PERSONAL INTEREST IN THIS COMPANY. SHOULD
EITHER BE THE CASE, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE SO THAT WE MAY LODGE YOUR
INSTRUCTIONS ACCORDINGLY. IF YOU DO NOT HAVE
A CONTROLLING OR PERSONAL INTEREST, SUBMIT YOUR
VOTE AS NORMAL. THANK YOU
1. PRESENTATION OF THE FINANCIAL STATEMENTS AND Non-Voting *Management Position Unknown
ANNUAL REPORT FOR THE 2007 FY WITH THE REPORT
OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL
STATEMENTS AND ANNUAL REPORT, AND THE REPORT
PURSUANT TO SECTIONS 289(4) AND 315(4) OF THE
GERMAN COMMERCIAL CODE
2. RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE Management For For
PROFIT OF EUR 11,000,000AS FOLLOWS: PAYMENT OF
A DIVIDEND OF EUR 1.10 PER SHARE EX-DIVIDEND
AND PAYABLE DATE: 22 MAY 2008
3. RATIFICATION OF THE ACTS OF THE BOARD OF MANAGING Management For For
DIRECTORS
4. RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD Management For For
5. APPOINTMENT OF AUDITORS FOR THE 2008 FY: KPMG, Management For For
BERLIN
8. APPROVAL OF THE CONTROL AND PROFIT TRANSFER AGREEMENT Management For For
WITH BERU ELECTRONICS GBMH, A WHOLLY OWNED SUBSIDIARY
OF THE COMPANY, EFFECTIVE FOR AN INITIAL PERIOD
OF 5 YEARS
6. AUTHORIZATION TO ACQUIRE OWN SHARES THE COMPANY Management For For
SHALL BE AUTHORIZED TO ACQUIRE OWN SHARES OF
UP TO 10% OF ITS SHARE CAPITAL, AT PRICES NO T DEVIATING MORE THAN 20%
FROM THE MARKET PRICE, ON OR BEFORE 31 OCT 2009, THE BOARD OF MANAGING
DIRECTORS SHALL BE AUTHORIZED TO SELL THE SHARES ON THE STOCK
EXCHANGE, TO OFFER THE SHARES TO THE SHAREHOLDERS, AND TO RETIRE THE
SHARES.
7. APPROVAL OF THE CONTROL AND PROFIT TRANSFER AGREEMENT Management For For
WITH BORG WARNER GERMANY GMBH THE COMPANY SHALL
TRANSFER ITS MANAGEMENT AND ITS ENTIRE PROFITS TO BORGWARNER GERMANY
GMBH, FOR AN INITIAL PERIOD OF 5 YEARS FROM THE ENTRY OF THIS
AGREEMENT IN THE COMPANY S COMMERCIAL REGISTER, AS COMPENSATION FOR
THE TRANSFER, THE OUTSIDE SHAREHOLDERS OF THE COMPANY SHALL RECEIVE
ANNUAL COMPENSATION OF EUR 4.73 PER SHARE FOR THE DURATION OF THE
AGREEMENT, THE CONTROLLING COMPANY SHALL ALSO BE OBLIGED TO ACQUIRE
THE SHARES OF ANY OUTSIDE SHAREHOLDER, UPON REQUEST AND FREE OF
CHARGE, AGAINST CASH CONSIDERATION OF EUR 71.32 PER SHARE
9. AMENDMENT TO SECTION 10 OF THE ARTICLES OF ASSOCIATION Management For For
THE VARIABLE SUPERVISORY BOARD REMUNERATION SHALL
BE REVOKED, THE FIXED REMUNERATION BEING INCREASED
TO EUR 28,000 PER MEMBER PER YEAR, THE CHAIRMAN
SHALL RECEIVE 3.5 TIMES THE AMOUNT
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 157 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
BNP PARIBAS, PARIS BNP.PA OGM MEETING DATE: 05/21/2008
ISSUER: F1058Q238 ISIN: FR0000131104
SEDOL: B0Z5388, B19GH59, B0CRJ34, 6222187, 7166057, 7309692, 7310070,
7529757, 4144681, B01DCX4, 4133667, 4904357, 6507000, 7309681, 7309766
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
* PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown
YOU.
* FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN Non-Voting *Management Position Unknown
AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB
CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN
THE NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING
APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED
INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN THE PROXY CARD AND
FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER YOUR GLOBAL
CUSTODIAN ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT YOUR
REPRESENTATIVE
O.1 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management For For
AND THE AUDITORS, APPROVE THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE FYE IN 31 DEC 2007, IN THE
FORM PRESENTED TO THE MEETING
O.2 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management For For
AND THE AUDITORS, APPROVE THE COMPANY S FINANCIAL
STATEMENTS FOR THE YE IN 31 DEC 2007, AS PRESENTED,
SHOWING AN AFTER TAX NET INCOME OF EUR 4,531,
812,601.84
O.3 AUTHORIZE THE BOARD OF DIRECTORS, TO RESOLVES Management For For
THAT THE INCOME FOR THE FY BE APPROPRIATED AS
FOLLOWS: NET INCOME FOR THE FY: EUR 4,531,812,601.84
PROFIT RETAINED EARNINGS: EUR 12,439,561,352.21
TOTAL EUR 16,971,373,954.05 TO THE SPECIAL INVESTMENT
RESERVE: EUR 19,544, 500.00 DIVIDENDS: EUR 3,034,079,740
.75 RETAINED EARNINGS: EUR 13,917,7 49,713.30
TOTAL : EUR 16,971,373,95 4.05 THE SHAREHOLDERS
WILL RECEIVE A NET DIVIDEND OF EUR 3.35 PER S
HARE OF A PAR VALUE OF EUR 2.00 EACH, AND WILL
ENTITLE TO THE DEDUCTION PROVIDED BY THE FRENCH
TAX CODE ARTICLE 158.3.2, THIS DIVIDEND WILL
BE PAID ON 29 MAY 2008, THE COMPANY HOLDING SOME
OF ITS OWN SHARES, SO THAT THE AMOUNT OF THE
UNPAID DIVIDEND ON SUCH SHARES SHALL BE ALLOCATED
TO THE RETAINED EARNINGS ACCOUNT AS REQUIRED
BY LAW, IT IS REMINDED THAT, FOR THE LAST 3 FY,
THE DIVIDENDS PAID, WERE AS FOLLOWS: EUR 2.00
FOR FY 2004 EUR 2.60 FOR FY 2005 EUR 3.10 FOR
FY 2006; AND TO WITHDRAW FROM THE RETAINED EARNINGS
ACCOUNT THE NECESSARY SUMS TO PAY THE DIVIDEND ABOVE MENTIONED,
RELATED TO THE SHARES OF WHICH THE EXERCISES OF THE STOCK SUBSCRIPTION
OPTIONS WERE CARRIED OUT BEFORE THE DAY THE DIVIDEND WAS PAID
O.4 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For For
AGREEMENTS GOVERNED BY ARTICLESL.225.38 AND SEQUENTIAL
OF THE FRENCH COMMERCIAL CODE, APPROVES SAID
REPORT AND THE AGREEMENTS REFERRED T O THEREIN
O.6 APPOINTS MRS. DANIELA WEBER REY AS A DIRECTOR Management For For
FOR A 3 YEAR PERIOD
E.24 AMEND THE ARTICLE NUMBER 18 OF THE BY LAWS Management For For
O.5 AUTHORIZE THE BOARD OF DIRECTORS TO BUY BACK Management For For
THE COMPANY S SHARES ON THE OPENMARKET, SUBJECT
TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE
PRICE: EUR 100.00, MAXIMUM NUMBER OF SHARES TO
BE ACQUIRED: 10 % OF THE SHARE CAPITAL, THAT
IS 90,569, 544 SHARES, MAXIMUM FUNDS INVESTED
IN THE SHARE BUYBACKS: EUR 9,056,95 4,400.00;
AUTHORITY EXPIRES AT 18 MONTH PERIOD IT SUPERSEDES
THE AUTHORIZATION GRANTED BY THE COMBINED SHAREHOLDERS
MEETING OF 15 MAY 2007 IN ITS RESOLUTION NUMBER
5; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 158 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
O.7 APPROVE TO RENEW APPOINTMENT OF MR. FRANCOIS Management For For
GRAPPOTTE AS DIRECTOR FOR A 3 YEAR PERIOD
O.8 APPROVE TO RENEW APPOINTMENT OF MR. FRANCOIS Management For For
LEPET IT AS DIRECTOR FOR A 3 YEAR PERIOD
O.9 APPROVE TO RENEW APPOINTMENT OF MRS. SUZANNE Management For For
BERGE R. KENISTON AS DIRECTOR FOR A 3 YEAR PERIOD
O.10 APPROVE TO RENEW APPOINTMENT OF MRS. HELENE PLOIX Management For For
AS DIRECTOR FOR A 3 YEAR PERIOD
O.11 APPROVE TO RENEW APPOINTMENT OF MR. BAUDOUIN Management For For
PROT AS DIRECTOR FOR A 3 YEAR PERIOD
O.12 AUTHORIZE THE BEARER OF AN ORIGINAL, A COPY OR Management For For
EXTRACT OF THE MINUTES OF THISMEETING TO CARRY
OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES
PRESCRIBED BY LAW
E.13 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For For
THE CAPITAL, ON 1 OR MORE OCCASIONS, IN FRANCE
OR ABROAD, BY A MAXIMUM NOMINAL AMOUNT OF EUR 1,000,000,000.00, BY
ISSUANCE, WITH PREFERRED SUBSCRIPT ION RIGHTS MAINTAINED, OF BNP
PARIBA S ORDINARY SHARES AND SECURITIES GIVING ACCESS TO BNP PARIBAS
CAPITAL, THE MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES WHICH MAY BE
ISSUED SHALL NOT EXCEED EUR 10,000,000,000 .00, AUTHORITY EXPIRES AT
26 MONTH PERIOD IT SUPERSEDES, FOR THE UNUSED AMOUNTS, ANY AND ALL
EARLIER DELEGATIONS TO THE SAME EFFECT; AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES, TO CHARGE THE S
HARE ISSUANCE COSTS AGAINST THE RELATED PREMIUMS AND DEDUCT FROM THE
PREMIUMS THE AMOUNTS NECESSARY TO FUND THE LEGAL RESERVE
E.14 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For For
THE CAPITAL, ON 1 OR MORE OCCASIONS, IN FRANCE
OR ABROAD, BY A MAXIMUM NOMINAL AMOUNT OF EUR 350,000,000.00, BY
ISSUANCE, WITHOUT PREEMPTIVE SUBSCRIPTION RIGHTS AND GRANTING OF A
PRIORITY TIME LIMIT, OF BNP PARIBAS SHARES AND SECURITIES GIVING
ACCESS TO BNP PARIBAS CAPITAL, THE MAXIMUM NOMINAL AMOUNT OF DEBT
SECURITIES WHICH MAY BE ISSUED SHALL NOT EXCEED EUR 7,000,000,000.00;
AUTHORITY EXPIRES AT 26 MONTH PERIOD; IT SUPERSEDES, FOR THE UNUSED
AMOUNTS, ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT; AND TO
TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES,
TO CHARGE THE SHARE ISSUANCE COSTS AGAINST THE RELATED PREMIUMS AND
DEDUCT FROM THE PREMIUMS THE AMOUNTS NECESSARY TO FUND THE LEGAL
RESERVE
E.15 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For For
ON 1 OR MORE OCCASIONS, WITHOUT PREEMPTIVE SUBSCRIPT
ION RIGHTS, THE SHARE CAPITAL TO A MAXIMUM NOMINAL AMOUNT OF EUR 250,0
00,000.00, BY ISSUANCE OF SHARES TENDERED TO ANY PUBLIC EXCHANGE OFFER
MADE BY BNP PARIBAS; AUTHORITY EXPIRES AT 26 MONTH PERIOD, AND TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES, TO
CHARGE THE SHARE ISSUANCE COSTS AGAINST THE RELATED PREMIUMS AND
DEDUCT FROM THE PREMIUMS THE AMOUNTS NECESSARY TO FUND THE LEGAL
RESERVE
E.16 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For For
THE SHARE CAPITAL, UP TO 10 % OFTHE SHARE CAPITAL,
BY WAY OF ISSUING , WITHOUT PRE EMPTIVE SUBSCRIPTION RIGHTS, SHARES OR
SECURITIES GIVING ACCESS TO THE CAPITAL, IN CONSIDERATION FOR THE
CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND COMPRISED OF UNQUOTED
CAPITAL SECURITIES; AUTHORITY EXPIRES AT 26 MONTH PERIOD AND TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES, TO
CHARGE THE SHARE ISSUANCE COSTS AGAINST THE RELATED PREMIUMS AND
DEDUCT FROM THE PREMIUMS THE AMOUNTS NECESSARY TO FUND THE LEGAL
RESERVE
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 159 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
E.17 APPROVE TO DECIDES THAT THE OVERALL NOMINAL AMOUNT Management For For
PERTAINING TO: THE CAPITALINCREASES TO BE CARRIED OUT WITH THE USE OF
THE AUTHORIZATIONS GIVEN BY RESOLUTIONS 14 TO 16 SHALL NOT EXCEED EUR
350,000,000.00, THE ISSUES OF DEBT SECURITIES TO BE CARRIED OUT WITH
THE USE OF THE AUTHORIZATIONS GIVEN BY RESOLUTIONS NUMBER 14 TO 16
SHALL NOT EXCEED EUR 7,000,000,000.00, THE SHAREHOLDERS
SUBSCRIPTION RIGHTS BEING CANCELLED
E.18 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For For
THE SHARE CAPITAL, IN 1 OR MORE OCCASIONS AND
AT ITS SOLE DISCRETION, BY A MAXI MUM NOMINAL AMOUNT OF EUR 1,000,000
,000.00, BY WAY OF CAPITALIZING RESERVES, PROFITS, OR ADDITIONAL PAID
IN CAPITAL, BY ISSUING BONUS SHARE S OR RAISING THE PAR VALUE OF
EXISTING SHARES, OR BY A COMBINATION OF THESE METHODS; AUTHORITY
EXPIRES AT 26 MONTH PERIOD IT SUPERSEDES, FOR THE UNUSED AMOUNTS, ANY
AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT; AND TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.19 APPROVE THE OVERALL NOMINAL AMOUNT OF THE ISSUES, Management For For
WITH OR WITHOUT PRE-EMPTIVESUBSCRIPTION RIGHTS,
PERTAINING TO: THE CAPITAL INCREASES TO BE CARRIED OUT WITH THE USE OF
THE DELEGATIONS GIVEN BY RESOLUTIONS 13 TO 16 SHALL NOT EXCEED EUR
1,00 0,000,000.00, THE ISSUES OF DEBT SECURITIES TO BE CARRIED OUT
WITH THE USE OF THE DELEGATIONS GIVEN BY RESOLUTIONS NUMBER 13 TO 16
SHALL NOT EXCEED EUR 10,000,000,000.00
E.20 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For For
THE SHARE CAPITAL, ON 1 OR MORE OCCASIONS, AT
ITS SOLE DISCRETION, BY WAY OF ISSUING SHARES,
IN FAVOUR OF MEMBERS OF A COMPANY SAVINGS PLAN OF THE GROUP BNP
PARIBAS; AUTHORITY EXPIRES AT 26 MONTH PERIOD AND FOR A NOMINAL AMOUNT
THAT SHALL NOT EXCEED EUR 36,000,000.00, IT SUPERSEDES, FOR THE UNUSED
AMOUNTS, ANY AND ALL EARLIER AUTHORIZATION TO THE SAME EFFECT; AND TO
DECIDES TO CANCEL THE SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHTS IN
FAVOUR OF THE BENEFICIARIES ABOVE MENTIONED; AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES, TO CHARGE THE SHARE
ISSUANCE COSTS AGAINST THE RELATED PREMIUMS AND DEDUCT FROM THE
PREMIUMS THE AMOUNTS NECESSARY TO FUND THE LEGAL RESERVE
E.21 AUTHORIZE THE BOARD OF DIRECTORS TO GRANT, FOR Management For For
FREE, ON 1 OR MORE OCCASIONS, EXISTING OR FUTURE
SHARES, IN FAVOUR OF THE EMPLOYEES OF BNP PARIBAS AND CORPORATE
OFFICERS OF THE RELATED COMPANIES, THEY MAY NOT REPRESENT MORE THAN
1.5 % OF THE SHARE CAPITAL; AUTHORITY EXPIRES AT 38 MONTH PERIOD, IT
SUPERSEDES, FOR THE UNUSED AMOUNTS, ANY AND ALL EARLIER AUTHORIZATION
TO THE SAME EFFECT; AND TO DECIDES TO CANCEL T HE SHAREHOLDERS
PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOUR OF
ANY PERSONS CONCERNED BY THE CHARACTERISTICS
GIVEN BY THE BOARD OF DIRECTORS; AND TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 160 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
E.22 AUTHORIZE THE BOARD OF DIRECTORS TO GRANT, IN Management For For
1 OR MORE TRANSACTIONS, IN FAVOUR OF EMPLOYEES AND CORPORATE OFFICERS
OF THE COMPANY AND RELATED COMPANIES, OPTIONS GIVING THE RIGHT EITHER
TO SUBSCRIBE FOR NEW SHARES IN THE COMPANY OR TO PURCHASE EXISTING
SHARES PURCHASED BY THE COMPANY, IT BEING PROVIDED THAT THE OPTIONS
SHALL NOT GIVE RIGHTS TO A TOTAL NUMBER OF SHARES, WHICH SHALL EXCEED
3 % OF THE SHARE CAPITAL, THE TOTAL NUMBER OF SHARES ALLOCATED FREE OF
CHARGE, ACCORDINGLY WITH T HE AUTHORITY EXPIRES IN ITS RESOLUTION 21,
SHALL COUNT AGAINST THIS CEILING, THE PRESENT AUTHORIZATION IS GRANTED
FOR A 38 MONTH PERIOD, IT SUPERSEDES, FOR THE AMOUNTS UNUSED, ANY AND
ALL EARLIER DELEGATION S TO THE SAME EFFECT; AND TO DECIDES TO CANCEL
THE SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOUR OF THE
BENEFICIARIES OF THE STOCK SUBSCRIPTION OPTIONS; AND TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.23 AUTHORIZE THE BOARD OF DIRECTORS TO REDUCE THE Management For For
SHARE CAPITAL, ON 1 OR MORE OCCASIONS, BY CANCELLING
ALL OR PART OF THE SHARES HELD BY THE COMPANY IN CONNECTION WITH A
STOCK REPURCHASE PLAN, UP TO A MAXIMUM OF 10 % OF THE SHARE CAPITAL
OVER A 24 MONTH PERIOD; AUTHORITY EXPIRES AT 18 MONTH PERIOD IT
SUPERSEDES THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 15
MAY 2007 IN ITS RESOLUTION 11; AND TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
E.25 GRANT FULL POWERS TO THE BEARER OF AN ORIGINAL, Management For For
A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER
FORMALITIES PRESCRIBED BY LAW
CORN PRODUCTS INTERNATIONAL, INC. CPO ANNUAL MEETING DATE: 05/21/2008
ISSUER: 219023108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
RICHARD J. ALMEIDA Management For For
GREGORY B. KENNY Management For For
JAMES M. RINGLER Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTANTS FIRM FOR THE COMPANY
FOR 2008.
EMC CORPORATION EMC ANNUAL MEETING DATE: 05/21/2008
ISSUER: 268648102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
MICHAEL W. BROWN Management For For
MICHAEL J. CRONIN Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 161 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
GAIL DEEGAN Management For For
JOHN R. EGAN Management For For
W. PAUL FITZGERALD Management For For
OLLI-PEKKA KALLASVUO Management For For
EDMUND F. KELLY Management For For
WINDLE B. PRIEM Management For For
PAUL SAGAN Management For For
DAVID N. STROHM Management For For
JOSEPH M. TUCCI Management For For
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Management For For
OF PRICEWATERHOUSECOOPERS LLP AS EMC S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2008.
03 TO APPROVE AMENDMENTS TO EMC S ARTICLES OF ORGANIZATION Management For For
AND BYLAWS TO IMPLEMENT MAJORITY VOTE FOR DIRECTORS,
AS DESCRIBED IN EMC S PROXY STATEMENT.
04 TO APPROVE AMENDMENTS TO EMC S ARTICLES OF ORGANIZATION Management For For
TO IMPLEMENT SIMPLE MAJORITY VOTE, AS DESCRIBED
IN EMC S PROXY STATEMENT.
GLAXOSMITHKLINE PLC GSK ANNUAL MEETING DATE: 05/21/2008
ISSUER: 37733W105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
O1 TO RECEIVE AND ADOPT THE DIRECTORS REPORT AND Management For For
THE FINANCIAL STATEMENTS
O2 TO APPROVE THE REMUNERATION REPORT Management For For
O3 TO ELECT MR ANDREW WITTY AS A DIRECTOR Management For For
O4 TO ELECT MR CHRISTOPHER VIEHBACHER AS A DIRECTOR Management For For
O5 TO ELECT PROFESSOR SIR ROY ANDERSON AS A DIRECTOR Management For For
O6 TO RE-ELECT SIR CHRISTOPHER GENT AS A DIRECTOR Management For For
O7 TO RE-ELECT SIR IAN PROSSER AS A DIRECTOR Management For For
O8 TO RE-ELECT DR RONALDO SCHMITZ AS A DIRECTOR Management For For
O9 RE-APPOINTMENT OF AUDITORS Management For For
O10 REMUNERATION OF AUDITORS Management For For
S11 TO AUTHORISE THE COMPANY TO MAKE DONATIONS TO Management For For
EU POLITICAL ORGANISATIONS AND INCUR EU POLITICAL
EXPENDITURE
S12 AUTHORITY TO ALLOT SHARES Management For For
S13 DISAPPLICATION OF PRE-EMPTION RIGHTS (SPECIAL Management For For
RESOLUTION)
S14 AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN Management For For
SHARES (SPECIAL RESOLUTION)
S15 ADOPT NEW ARTICLES OF ASSOCIATION (SPECIAL RESOLUTION) Management For For
HALLIBURTON COMPANY HAL ANNUAL MEETING DATE: 05/21/2008
ISSUER: 406216101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: A.M. BENNETT Management For For
1B ELECTION OF DIRECTOR: J.R. BOYD Management For For
1C ELECTION OF DIRECTOR: M. CARROLL Management For For
1D ELECTION OF DIRECTOR: K.T. DERR Management For For
1E ELECTION OF DIRECTOR: S.M. GILLIS Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 162 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
1F ELECTION OF DIRECTOR: J.T. HACKETT Management For For
1G ELECTION OF DIRECTOR: D.J. LESAR Management For For
1H ELECTION OF DIRECTOR: J.L. MARTIN Management For For
1I ELECTION OF DIRECTOR: J.A. PRECOURT Management For For
1J ELECTION OF DIRECTOR: D.L. REED Management For For
02 PROPOSAL FOR RATIFICATION OF THE SELECTION OF Management For For
AUDITORS.
03 PROPOSAL ON REAPPROVAL OF MATERIAL TERMS OF PERFORMANCE Management For For
GOALS UNDER 1993 STOCK AND INCENTIVE PLAN.
04 PROPOSAL ON HUMAN RIGHTS POLICY. Shareholder Against For
05 PROPOSAL ON POLITICAL CONTRIBUTIONS. Shareholder Against For
06 PROPOSAL ON HUMAN RIGHTS BOARD COMMITTEE. Shareholder Against For
INTEL CORPORATION INTC ANNUAL MEETING DATE: 05/21/2008
ISSUER: 458140100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: CRAIG R. BARRETT Management For For
1B ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Management For For
1C ELECTION OF DIRECTOR: CAROL A. BARTZ Management For For
1D ELECTION OF DIRECTOR: SUSAN L. DECKER Management For For
1E ELECTION OF DIRECTOR: REED E. HUNDT Management For For
1F ELECTION OF DIRECTOR: PAUL S. OTELLINI Management For For
1G ELECTION OF DIRECTOR: JAMES D. PLUMMER Management For For
1H ELECTION OF DIRECTOR: DAVID S. POTTRUCK Management For For
1I ELECTION OF DIRECTOR: JANE E. SHAW Management For For
1J ELECTION OF DIRECTOR: JOHN L. THORNTON Management For For
1K ELECTION OF DIRECTOR: DAVID B. YOFFIE Management For For
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT YEAR.
03 STOCKHOLDER PROPOSAL TO AMEND THE BYLAWS TO ESTABLISH Shareholder Against For
A BOARD COMMITTEE ON SUSTAINABILITY.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 163 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
NORTHROP GRUMMAN CORPORATION NOC ANNUAL MEETING DATE: 05/21/2008
ISSUER: 666807102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: LEWIS W. COLEMAN Management For For
1B ELECTION OF DIRECTOR: THOMAS B. FARGO Management For For
1C ELECTION OF DIRECTOR: VICTOR H. FAZIO Management For For
1D ELECTION OF DIRECTOR: DONALD E. FELSINGER Management For For
1E ELECTION OF DIRECTOR: STEPHEN E. FRANK Management For For
1F ELECTION OF DIRECTOR: PHILLIP FROST Management For For
1G ELECTION OF DIRECTOR: CHARLES R. LARSON Management For For
1H ELECTION OF DIRECTOR: RICHARD B. MYERS Management For For
1I ELECTION OF DIRECTOR: AULANA L. PETERS Management For For
1J ELECTION OF DIRECTOR: KEVIN W. SHARER Management For For
1K ELECTION OF DIRECTOR: RONALD D. SUGAR Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITOR.
03 PROPOSAL TO APPROVE THE PERFORMANCE CRITERIA Management For For
FOR THE 2001 LONG TERM INCENTIVE STOCK PLAN.
04 SHAREHOLDER PROPOSAL REGARDING A REPORT ON FOREIGN Shareholder Against For
MILITARY SALES.
05 SHAREHOLDER PROPOSAL REGARDING A VOTE ON EXECUTIVE Shareholder Against For
COMPENSATION.
06 SHAREHOLDER PROPOSAL REGARDING TAX GROSS UP PAYMENTS. Shareholder Against For
CABLEVISION SYSTEMS CORPORATION CVC ANNUAL MEETING DATE: 05/22/2008
ISSUER: 12686C109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
ZACHARY W. CARTER Management For For
CHARLES D. FERRIS Management For For
THOMAS V. REIFENHEISER Management For For
JOHN R. RYAN Management For For
VINCENT TESE Management For For
LEONARD TOW Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF THE COMPANY FOR FISCAL YEAR 2008.
CBS CORPORATION CBS ANNUAL MEETING DATE: 05/22/2008
ISSUER: 124857103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
DAVID R. ANDELMAN Management For For
JOSEPH A. CALIFANO, JR. Management For For
WILLIAM S. COHEN Management For For
GARY L. COUNTRYMAN Management For For
CHARLES K. GIFFORD Management For For
LEONARD GOLDBERG Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 164 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
BRUCE S. GORDON Management For For
LINDA M. GRIEGO Management For For
ARNOLD KOPELSON Management For For
LESLIE MOONVES Management For For
DOUG MORRIS Management For For
SHARI REDSTONE Management For For
SUMNER M. REDSTONE Management For For
FREDERIC V. SALERNO Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP TO SERVE AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2008.
MEDCO HEALTH SOLUTIONS, INC. MHS ANNUAL MEETING DATE: 05/22/2008
ISSUER: 58405U102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: JOHN L. CASSIS Management For For
1B ELECTION OF DIRECTOR: MICHAEL GOLDSTEIN Management For For
1C ELECTION OF DIRECTOR: BLENDA J. WILSON Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE 2008 FISCAL YEAR
03 APPROVAL OF PROPOSED AMENDMENT TO THE COMPANY Management For For
S CERTIFICATE OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF THE COMPANY S
COMMON STOCK FROM 1,000,000,000 SHARES TO 2,000,000,000
SHARES
04 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION Shareholder Against For
OGE ENERGY CORP. OGE ANNUAL MEETING DATE: 05/22/2008
ISSUER: 670837103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
KIRK HUMPHREYS Management For For
LINDA PETREE LAMBERT Management For For
LEROY RICHIE Management For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
OUR PRINCIPAL INDEPENDENT ACCOUNTANTS.
03 APPROVAL OF THE OGE ENERGY CORP. 2008 STOCK INCENTIVE Management For For
PLAN.
04 APPROVAL OF THE OGE ENERGY CORP. 2008 ANNUAL Management For For
INCENTIVE COMPENSATION PLAN.
05 SHAREOWNER PROPOSAL TO ELIMINATE THE CLASSIFICATION Shareholder Against For
OF THE TERMS OF THE DIRECTORS.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 165 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
QWEST COMMUNICATIONS INTERNATIONAL INC. Q ANNUAL MEETING DATE: 05/22/2008
ISSUER: 749121109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: EDWARD A. MUELLER Management For For
1B ELECTION OF DIRECTOR: LINDA G. ALVARADO Management For For
1C ELECTION OF DIRECTOR: CHARLES L. BIGGS Management For For
1D ELECTION OF DIRECTOR: K. DANE BROOKSHER Management For For
1E ELECTION OF DIRECTOR: PETER S. HELLMAN Management For For
1F ELECTION OF DIRECTOR: R. DAVID HOOVER Management For For
1G ELECTION OF DIRECTOR: PATRICK J. MARTIN Management For For
1H ELECTION OF DIRECTOR: CAROLINE MATTHEWS Management For For
1I ELECTION OF DIRECTOR: WAYNE W. MURDY Management For For
1J ELECTION OF DIRECTOR: JAN L. MURLEY Management For For
1K ELECTION OF DIRECTOR: FRANK P. POPOFF Management For For
1L ELECTION OF DIRECTOR: JAMES A. UNRUH Management For For
1M ELECTION OF DIRECTOR: ANTHONY WELTERS Management For For
02 THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2008.
03 A STOCKHOLDER PROPOSAL REQUESTING THAT OUR BOARD Shareholder Against For
SEEK STOCKHOLDER APPROVAL OF CERTAIN FUTURE SEVERANCE
AGREEMENTS WITH SENIOR EXECUTIVES.
04 A STOCKHOLDER PROPOSAL REQUESTING THAT OUR BOARD Shareholder Against For
ESTABLISH A POLICY OF SEPARATING THE ROLES OF
CHAIRMAN AND CHIEF EXECUTIVE OFFICER WHENEVER
POSSIBLE.
THE HOME DEPOT, INC. HD ANNUAL MEETING DATE: 05/22/2008
ISSUER: 437076102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: F. DUANE ACKERMAN Management For For
1B ELECTION OF DIRECTOR: DAVID H. BATCHELDER Management For For
1C ELECTION OF DIRECTOR: FRANCIS S. BLAKE Management For For
1D ELECTION OF DIRECTOR: ARI BOUSBIB Management For For
1E ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Management For For
1F ELECTION OF DIRECTOR: ALBERT P. CAREY Management For For
1G ELECTION OF DIRECTOR: ARMANDO CODINA Management For For
1H ELECTION OF DIRECTOR: BRIAN C. CORNELL Management For For
1I ELECTION OF DIRECTOR: BONNIE G. HILL Management For For
1J ELECTION OF DIRECTOR: KAREN L. KATEN Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF THE COMPANY FOR THE FISCAL YEAR ENDING FEBRUARY
1, 2009
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 166 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
03 TO APPROVE THE MATERIAL TERMS OF OFFICER PERFORMANCE Management For For
GOALS UNDER THE MANAGEMENT INCENTIVE PLAN
04 TO APPROVE AN AMENDMENT TO THE COMPANY S EMPLOYEE Management For For
STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF
RESERVED SHARES
05 SHAREHOLDER PROPOSAL REGARDING POLITICAL NONPARTISANSHIP Shareholder Against For
06 SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER Shareholder Against For
MEETINGS
07 SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY Shareholder Against For
REPORT DISCLOSURE
08 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE OFFICER Shareholder Against For
COMPENSATION
09 SHAREHOLDER PROPOSAL REGARDING PAY-FOR-SUPERIOR Shareholder Against For
PERFORMANCE
XEROX CORPORATION XRX ANNUAL MEETING DATE: 05/22/2008
ISSUER: 984121103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
GLENN A. BRITT Management For For
URSULA M. BURNS Management For For
RICHARD J. HARRINGTON Management For For
WILLIAM CURT HUNTER Management For For
VERNON E. JORDAN, JR. Management For For
ROBERT A. MCDONALD Management For For
ANNE M. MULCAHY Management For For
N.J. NICHOLAS, JR. Management For For
ANN N. REESE Management For For
MARY AGNES WILDEROTTER Management For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2008.
03 APPROVE AMENDMENT OF CERTIFICATE OF INCORPORATION Management For For
REQUIRING MAJORITY VOTING FOR ELECTION OF DIRECTORS
IN NON-CONTESTED ELECTION.
04 SHAREHOLDER PROPOSAL RELATING TO REPORTING OF Shareholder Against For
COMPLIANCE WITH THE VENDOR CODE OF CONDUCT.
FPL GROUP, INC. FPL ANNUAL MEETING DATE: 05/23/2008
ISSUER: 302571104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
SHERRY S. BARRAT Management For For
ROBERT M. BEALL, II Management For For
J. HYATT BROWN Management For For
JAMES L. CAMAREN Management For For
J. BRIAN FERGUSON Management For For
LEWIS HAY, III Management For For
TONI JENNINGS Management For For
OLIVER D. KINGSLEY, JR. Management For For
RUDY E. SCHUPP Management For For
MICHAEL H. THAMAN Management For For
HANSEL E. TOOKES, II Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 167 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
PAUL R. TREGURTHA Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR 2008.
03 APPROVAL OF THE FPL GROUP EXECUTIVE ANNUAL INCENTIVE Management For For
PLAN.
04 SHAREHOLDER PROPOSAL - GLOBAL WARMING REPORT. Shareholder Against For
CLEAR CHANNEL COMMUNICATIONS, INC. CCU ANNUAL MEETING DATE: 05/27/2008
ISSUER: 184502102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: ALAN D. FELD Management For For
1B ELECTION OF DIRECTOR: PERRY J. LEWIS Management For For
1C ELECTION OF DIRECTOR: L. LOWRY MAYS Management For For
1D ELECTION OF DIRECTOR: MARK P. MAYS Management For For
1E ELECTION OF DIRECTOR: RANDALL T. MAYS Management For For
1F ELECTION OF DIRECTOR: B.J. MCCOMBS Management For For
1G ELECTION OF DIRECTOR: PHYLLIS B. RIGGINS Management For For
1H ELECTION OF DIRECTOR: THEODORE H. STRAUSS Management For For
1I ELECTION OF DIRECTOR: J.C. WATTS Management For For
1J ELECTION OF DIRECTOR: JOHN H. WILLIAMS Management For For
1K ELECTION OF DIRECTOR: JOHN B. ZACHRY Management For For
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2008.
03 APPROVAL AND ADOPTION OF THE SHAREHOLDER PROPOSAL Shareholder Against For
REGARDING MAJORITY VOTE PROTOCOL.
04 APPROVAL AND ADOPTION OF THE SHAREHOLDER PROPOSAL Shareholder Against For
REGARDING CHANGING STANDARDS FOR ELIGIBILITY
FOR COMPENSATION COMMITTEE MEMBERS.
05 APPROVAL AND ADOPTION OF THE SHAREHOLDER PROPOSAL Shareholder Against For
REGARDING TAX GROSS-UP PAYMENTS.
06 APPROVAL AND ADOPTION OF THE SHAREHOLDER PROPOSAL Shareholder Against For
REGARDING EXECUTIVE COMPENSATION.
FRANCE TELECOM FTE SPECIAL MEETING DATE: 05/27/2008
ISSUER: 35177Q105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
16 AUTHORIZATION TO THE BOARD OF DIRECTORS TO REDUCE Management For For
THE SHARE CAPITAL THROUGH THE CANCELLATION OF
ORDINARY SHARES
15 DELEGATION OF POWERS TO THE BOARD OF DIRECTORS Management For For
TO PROCEED WITH CAPITAL INCREASES RESERVED FOR
MEMBERS OF THE FRANCE TELECOM GROUP SAVINGS PLAN
14 DELEGATION OF POWERS TO THE BOARD OF DIRECTORS Management For For
TO PROCEED WITH THE ISSUANCE AT NO CHARGE OF
OPTION-BASED LIQUIDITY INSTRUMENTS RESERVED FOR
THOSE HOLDERS OF STOCK OPTIONS OF ORANGE S.A.
WHO ARE BENEFICIARIES OF A LIQUIDITY AGREEMENT
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 168 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
13 DELEGATION OF POWERS TO THE BOARD OF DIRECTORS Management For For
TO ISSUE SHARES RESERVED FOR PERSONS SIGNING A LIQUIDITY AGREEMENT
WITH THE COMPANY IN THEIR CAPACITY AS HOLDERS OF SHARES OR STOCK
OPTIONS OF ORANGE S.A.
12 AMENDMENT OF ARTICLE 13 OF THE BY-LAWS Management For For
11 DIRECTORS FEES ALLOCATED TO THE BOARD OF DIRECTORS Management For For
10 APPOINTMENT OF MR. JOSE-LUIS DURAN AS A DIRECTOR Management For For
09 APPOINTMENT OF MR. CHARLES-HENRI FILIPPI AS A Management For For
DIRECTOR
08 RATIFICATION OF THE COOPTATION OF A DIRECTOR Management For For
07 RATIFICATION OF THE COOPTATION OF A DIRECTOR Management For For
06 AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS Management For For
TO PURCHASE, RETAIN OR TRANSFER FRANCE TELECOM
SHARES
05 APPROVAL OF THE COMMITMENT IN FAVOR OF MR. DIDIER Management For For
LOMBARD, ENTERED INTO ACCORDING TO ARTICLE L.
225-42-1 OF THE FRENCH COMMERCIAL CODE
04 APPROVAL OF THE AGREEMENTS REFERRED TO IN ARTICLE Management For For
L. 225-38 OF THE FRENCH COMMERCIAL CODE
03 ALLOCATION OF THE INCOME FOR THE FINANCIAL YEAR Management For For
ENDED DECEMBER 31, 2007, AS STATED IN THE STATUTORY
FINANCIAL STATEMENTS
02 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS Management For For
FOR THE FINANCIAL YEAR ENDED 31 DECEMBER, 2007
01 APPROVAL OF THE STATUTORY FINANCIAL STATEMENTS Management For For
FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2007
17 POWERS FOR FORMALITIES Management For For
ALTRIA GROUP, INC. MO ANNUAL MEETING DATE: 05/28/2008
ISSUER: 02209S103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTORS: ELIZABETH E. BAILEY Management For For
1B ELECTION OF DIRECTORS: GERALD L. BALILES Management For For
1C ELECTION OF DIRECTORS: DINYAR S. DEVITRE Management For For
1D ELECTION OF DIRECTORS: THOMAS F. FARRELL, II Management For For
1E ELECTION OF DIRECTORS: ROBERT E.R. HUNTLEY Management For For
1F ELECTION OF DIRECTORS: THOMAS W. JONES Management For For
1G ELECTION OF DIRECTORS: GEORGE MUNOZ Management For For
1H ELECTION OF DIRECTORS: MICHAEL E. SZYMANCZYK Management For For
02 RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS Management For For
03 STOCKHOLDER PROPOSAL 1 - SHAREHOLDER SAY ON EXECUTIVE Shareholder Against For
PAY
04 STOCKHOLDER PROPOSAL 2 - CUMULATIVE VOTING Shareholder Against For
05 STOCKHOLDER PROPOSAL 3 - APPLY GLOBALLY PRACTICES Shareholder Against For
DEMANDED BY THE MASTER SETTLEMENT AGREEMENT
06 STOCKHOLDER PROPOSAL 4 - STOP YOUTH-ORIENTED Shareholder Against For
AD CAMPAIGNS
07 STOCKHOLDER PROPOSAL 5 - TWO CIGARETTE APPROACH Shareholder Against For
TO MARKETING
08 STOCKHOLDER PROPOSAL 6 - ENDORSE HEALTH CARE PRINCIPLES Shareholder Against For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 169 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
CHEVRON CORPORATION CVX ANNUAL MEETING DATE: 05/28/2008
ISSUER: 166764100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: S.H. ARMACOST Management For For
1B ELECTION OF DIRECTOR: L.F. DEILY Management For For
1C ELECTION OF DIRECTOR: R.E. DENHAM Management For For
1D ELECTION OF DIRECTOR: R.J. EATON Management For For
1E ELECTION OF DIRECTOR: S. GINN Management For For
1F ELECTION OF DIRECTOR: F.G. JENIFER Management For For
1G ELECTION OF DIRECTOR: J.L. JONES Management For For
1H ELECTION OF DIRECTOR: S. NUNN Management For For
1I ELECTION OF DIRECTOR: D.J. O REILLY Management For For
1J ELECTION OF DIRECTOR: D.B. RICE Management For For
1K ELECTION OF DIRECTOR: P.J. ROBERTSON Management For For
1L ELECTION OF DIRECTOR: K.W. SHARER Management For For
1M ELECTION OF DIRECTOR: C.R. SHOEMATE Management For For
1N ELECTION OF DIRECTOR: R.D. SUGAR Management For For
1O ELECTION OF DIRECTOR: C. WARE Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 PROPOSAL TO AMEND CHEVRON S RESTATED CERTIFICATE Management For For
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK
04 ADOPT POLICY TO SEPARATE THE CEO/CHAIRMAN POSITIONS Shareholder Against For
05 ADOPT POLICY AND REPORT ON HUMAN RIGHTS Shareholder Against For
06 REPORT ON ENVIRONMENTAL IMPACT OF CANADIAN OIL Shareholder Against For
SANDS OPERATIONS
07 ADOPT GOALS AND REPORT ON GREENHOUSE GAS EMISSIONS Management Against For
08 REVIEW AND REPORT ON GUIDELINES FOR COUNTRY SELECTION Shareholder Against For
09 REPORT ON HOST COUNTRY LAWS Shareholder Against For
EXXON MOBIL CORPORATION XOM ANNUAL MEETING DATE: 05/28/2008
ISSUER: 30231G102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
M.J. BOSKIN Management For For
L.R. FAULKNER Management For For
W.W. GEORGE Management For For
J.R. HOUGHTON Management For For
R.C. KING Management For For
M.C. NELSON Management For For
S.J. PALMISANO Management For For
S.S REINEMUND Management For For
W.V. SHIPLEY Management For For
R.W. TILLERSON Management For For
E.E. WHITACRE, JR. Management For For
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 47) Management For For
03 SHAREHOLDER PROPOSALS PROHIBITED (PAGE 49) Shareholder Against For
04 DIRECTOR NOMINEE QUALIFICATIONS (PAGE 49) Shareholder Against For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 170 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
05 BOARD CHAIRMAN AND CEO (PAGE 50) Shareholder Against For
06 SHAREHOLDER RETURN POLICY (PAGE 52) Shareholder Against For
07 SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION Shareholder Against For
(PAGE 53)
08 EXECUTIVE COMPENSATION REPORT (PAGE 55) Shareholder Against For
09 INCENTIVE PAY RECOUPMENT (PAGE 57) Shareholder Against For
10 CORPORATE SPONSORSHIPS REPORT (PAGE 58) Shareholder Against For
11 POLITICAL CONTRIBUTIONS REPORT (PAGE 60) Shareholder Against For
12 AMENDMENT OF EEO POLICY (PAGE 61) Shareholder Against For
13 COMMUNITY ENVIRONMENTAL IMPACT (PAGE 63) Shareholder Against For
14 ANWR DRILLING REPORT (PAGE 65) Shareholder Against For
15 GREENHOUSE GAS EMISSIONS GOALS (PAGE 66) Shareholder Against For
16 CO2 INFORMATION AT THE PUMP (PAGE 68) Shareholder Against For
17 CLIMATE CHANGE AND TECHNOLOGY REPORT (PAGE 69) Shareholder Against For
18 ENERGY TECHNOLOGY REPORT (PAGE 70) Shareholder Against For
19 RENEWABLE ENERGY POLICY (PAGE 71) Shareholder Against For
MINERALS TECHNOLOGIES INC. MTX ANNUAL MEETING DATE: 05/28/2008
ISSUER: 603158106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
PAULA H.J. CHOLMONDELEY Management For For
DUANE R. DUNHAM Management For For
STEVEN J. GOLUB Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
ADVANCED MEDICAL OPTICS, INC. EYE ANNUAL MEETING DATE: 05/29/2008
ISSUER: 00763M108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
JAMES V. MAZZO Management For For
ROBERT J. PALMISANO Management For For
JAMES O. ROLLANS Management For For
02 TO APPROVE RATIFICATION OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
03 TO RE-APPROVE THE ADVANCED MEDICAL OPTICS, INC. Management For For
2002 BONUS PLAN
04 TO APPROVE THE 2004 STOCK INCENTIVE PLAN TO ALLOW Management For For
BROADER UTILIZATION
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 171 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
DEUTSCHE BANK AG DB ANNUAL MEETING DATE: 05/29/2008
ISSUER: D18190898 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
02 RESOLUTION 2. Management For For
03 RESOLUTION 3. Management For For
04 RESOLUTION 4. Management For For
05 RESOLUTION 5. Management For For
06 RESOLUTION 6. Management For For
07 RESOLUTION 7. Management For For
08 RESOLUTION 8. Management For For
9A ELECTION TO THE SUPERVISORY BOARD: CLEMENS BORSIG Management For For
9B ELECTION TO THE SUPERVISORY BOARD: KARL-GERHARD Management For For
EICK
9C ELECTION TO THE SUPERVISORY BOARD: HENNING KAGERMANN Management For For
9D ELECTION TO THE SUPERVISORY BOARD: SUZANNE LABARGE Management For For
9E ELECTION TO THE SUPERVISORY BOARD: TILMAN TODENHOFER Management For For
9F ELECTION TO THE SUPERVISORY BOARD: WERNER WENNING Management For For
9G ELECTION TO THE SUPERVISORY BOARD: PETER JOB Management For For
9H -NOTE- NO LONGER AVAILABLE FOR RE-ELECTION Management For For
9I ELECTION TO THE SUPERVISORY BOARD: MAURICE LEVY Management For For
10 RESOLUTION 10. Management For For
11 RESOLUTION 11. Management For For
12 RESOLUTION 12. Management Against For
13 RESOLUTION 13. Management Against For
14 RESOLUTION 14. Management Against For
15 RESOLUTION 15. Management Against For
16 RESOLUTION 16. Management Against For
17 RESOLUTION 17. Management Against For
18 RESOLUTION 18. Management Against For
19 RESOLUTION 19. Management Against For
CB2 COUNTER MOTION B Management *Management Position Unknown
CC3 COUNTER MOTION C Management *Management Position Unknown
9J ELECTION TO THE SUPERVISORY BOARD: JOHANNES TEYSSEN Management For For
CA1 COUNTER MOTION A Management *Management Position Unknown
RAYTHEON COMPANY RTN ANNUAL MEETING DATE: 05/29/2008
ISSUER: 755111507 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: BARBARA M. BARRETT Management For For
1B ELECTION OF DIRECTOR: VERNON E. CLARK Management For For
1C ELECTION OF DIRECTOR: JOHN M. DEUTCH Management For For
1D ELECTION OF DIRECTOR: FREDERIC M. POSES Management For For
1E ELECTION OF DIRECTOR: MICHAEL C. RUETTGERS Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 172 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
1F ELECTION OF DIRECTOR: RONALD L. SKATES Management For For
1G ELECTION OF DIRECTOR: WILLIAM R. SPIVEY Management For For
1H ELECTION OF DIRECTOR: LINDA G. STUNTZ Management For For
1I ELECTION OF DIRECTOR: WILLIAM H. SWANSON Management For For
02 RATIFICATION OF INDEPENDENT AUDITORS Management For For
03 STOCKHOLDER PROPOSAL REGARDING SUPPLEMENTAL EXECUTIVE Shareholder Against For
RETIREMENT PLANS
04 STOCKHOLDER PROPOSAL REGARDING ADVISORY VOTE Shareholder Against For
ON EXECUTIVE COMPENSATION
THE BEAR STEARNS COMPANIES INC. BSC SPECIAL MEETING DATE: 05/29/2008
ISSUER: 073902108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF MARCH 16, 2008, BY AND BETWEEN
THE BEAR STEARNS COMPANIES INC. AND JPMORGAN
CHASE & CO., AS AMENDED BY AMENDMENT NO. 1 DATED
AS OF MARCH 24, 2008 AND AS SUCH AGREEMENT MAY
BE FURTHER AMENDED FROM TIME TO TIME.
02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, Management For For
IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES,
IN THE EVENT THAT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE AND ADOPT THE MERGER AGREEMENT.
AETNA INC. AET ANNUAL MEETING DATE: 05/30/2008
ISSUER: 00817Y108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1L ELECTION OF DIRECTOR: RONALD A. WILLIAMS Management For For
1K ELECTION OF DIRECTOR: JOSEPH P. NEWHOUSE Management For For
1J ELECTION OF DIRECTOR: EDWARD J. LUDWIG Management For For
1I ELECTION OF DIRECTOR: ELLEN M. HANCOCK Management For For
1H ELECTION OF DIRECTOR: GERALD GREENWALD Management For For
1G ELECTION OF DIRECTOR: EARL G. GRAVES Management For For
1F ELECTION OF DIRECTOR: JEFFREY E. GARTEN Management For For
1E ELECTION OF DIRECTOR: BARBARA HACKMAN FRANKLIN Management For For
1D ELECTION OF DIRECTOR: ROGER N. FARAH Management For For
1C ELECTION OF DIRECTOR: MOLLY J. COYE, M.D. Management For For
1B ELECTION OF DIRECTOR: BETSY Z. COHEN Management For For
1A ELECTION OF DIRECTOR: FRANK M. CLARK Management For For
04 SHAREHOLDER PROPOSAL ON NOMINATING A RETIRED Shareholder Against For
AETNA EXECUTIVE TO THE BOARD
03 SHAREHOLDER PROPOSAL ON CUMULATIVE VOTING Shareholder Against For
02 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING Management For For
FIRM
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 173 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
BANCO POPULAR ESPANOL SA, MADRID POP.MC OGM MEETING DATE: 05/30/2008
ISSUER: E19550206 ISIN: ES0113790531
SEDOL: B0BXD53, B0BXNY2, B0Z4ZR8, B0BV6K3, B0BXHX9, B0XHWN4
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting
*Management Position Unknown ID 470737 DUE TO RECEIPT OF DIRECTORS
NAMES.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
31 MAY 2008. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. THANK YOU.
1. APPROVAL OF THE ANNUAL ACCOUNTS (BALANCE SHEETS, Management For For
PROFIT AND LOSS ACCOUNT AND ANNUAL REPORT, STATEMENT
OF CHANGE IN FINANCIAL POSITION, CASH FLOW AND
DIRECTORS AND NOTES TO THE FINANCIAL STATEMENTS)
AND THE DIRECTORS REPORT OF BANCO POPULAR ESPANOL,
S.A. AND ITS CONSOLIDATED GROUP, AS WELL AS THE
PROPOSED APPLICATION OF RESULTS AND THE DIRECTORS
PERFORMANCE FOR FY 2007, THE INDIVIDUAL AND CONSOLIDATED ANNUAL
ACCOUNTS AND DIRECTORS REPORT FOR FY 2007, FORMULATED BY THE BOARD OF
DIRECTORS AT ITS MEETING ON 05 MAR 2008 ARE CONTAINED IN THE
INDIVIDUAL AND CONSOLIDATED ANNUAL REPORTS, RESPECTIVELY, THE PROPOSED
DISTRIBUTION OF 2007 PROFITS EARNED BY THE BANCO POPULAR ESPANOL AS
SHOWN IN THE 2007 ANNUAL REPORT IS AS FOLLOWS: EUROS DISTRIBUTION:
STATUTORY RESERVES - VOLUNTARY RESERVES 288.178.712,53 FOR INVESTMENT
IN CANARY ISLANDS - ACTIVE DIVIDENDS 597.871.266,43 INTERIM DIVIDENDS
147.431.967,10 UNPAID DIVIDENDS 450.439.299,33 DISTRIBUTED PROFITS
886.049.978,96 FY PROFITS 886.049.978,96 OF THE SUM OF 597,871,266.43
WHICH WILL BE ALLOCATED TO THE PAYMENT OF DIVIDENDS, SHAREHOLDERS HAVE
ALREADY RECEIVED 445,942,198.924 EUROS FOR THE FIRST, SECOND AND THIRD
QUARTER INTERIM DIVIDENDS PAID AGAINST 2007 PROFITS. THE REMAINING
151,929,067.5 EUROS REFERS TO THE PAYMENT OF A COMPLEMENTARY DIVIDEND
AGAINST 2007 PROFITS IN THE AMOUNT OF 0.1250 EUROS PER SHARE. THIS
DIVIDEND WILL BE PAID TO SHAREHOLDERS ON 11-Jul-2008
2.1.A RATIFICATION OF THE MANAGING DIRECTOR, MR. JOSE Management For For
MARIA LUCIA AGUIRRE, APPOINTED BY THE BOARD OF
DIRECTORS BY CO-OPTION AT ITS SESSION HELD ON
18-Jul-2007
2.1.B RATIFICATION OF THE DIRECTOR MR. VICENTE TARDIO Management For For
BARUTEL, APPOINTED BY THE BOARD OF DIRECTORS BY CO-OPTION AT ITS
SESSION HELD ON 19 DEC 2007, AT THE PROPOSAL OF ALLIANZ
AKTIENGESELLCHAT HOLDING.
2.2.A RE-ELECTION OF MS. ANGEL RON GUIMIL AS A MEMBER Management For For
OF THE BOARD OF DIRECTORS
2.2.B RE-ELECTION OF MR. AMERICO FERREIRA DE AMORIM Management For For
AS A MEMBER OF THE BOARD OF DIRECTORS
2.2.C RE-ELECTION OF THE ASOCIACION PROFESIONAL DE Management For For
DIRECTIVOS DE BPE AS A MEMBER OF THE BOARD OF
DIRECTORS
2.2.D RE-ELECTION OF ERIC MR. GANCEDO HOLMER AS A MEMBER Management For For
OF THE BOARD OF DIRECTORS
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 174 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
2.2.E RE-ELECTION OF MR. CASIMIRO MOLINS RIBOT AS A Management For For
MEMBER OF THE BOARD OF DIRECTORS
2.2.F RE-ELECTION OF MR. LUIS MONTUENGA AGUAYO AS A Management For For
MEMBER OF THE BOARD OF DIRECTOR
2.2.G RE-ELECTION OF MR. MANUEL MORILLO OLIVERA AS Management For For
A MEMBER OF THE BOARD OF DIRECTORS
2.2.H RE-ELECTION OF MR. MIGUEL NIGORRA OLIVER AS A Management For For
MEMBER OF THE BOARD OF DIRECTORS
2.2.I RE-ELECTION OF MR. JOS RAM N RODRIGUEZ GARCIA Management For For
AS A MEMBER OF THE BOARD OF DIRECTORS
2.2.J RE-ELECTION OF MR. VICENTE SANTANA APARICIO AS Management For For
A MEMBER OF THE BOARD OF DIRECTORS
2.2.K RE-ELECTION OF MR. MIGUEL ANGEL DE SOLIS MARTINEZ-CAMPOS Management For For
AS A MEMBER OF THE BOARD OF DIRECTORS
2.2.L RE-ELECTION OF MR. HERBERT WALTER AS A MEMBER Management For For
OF THE BOARD OF DIRECTORS
2.3 BASED ON THE PROPOSAL OF THE APPOINTMENTS, REMUNERATION, Management For For
CORPORATE GOVERNANCE AND CONFLICT OF INTEREST
COMMITTEE ACCEPTED BY THE BOARD OF DIRECTORS
AT ITS SESSION ON 22 APR 2008, IT IS AGREED TO
RATIFY MR. ROBERTO HIGUERA MONTEJO AND TO MAINTAIN
HIS CURRENT STATUS
3. FOLLOWING THE RECOMMENDATION OF THE AUDIT AND Management For For
CONTROL COMMITTEE, ASSUMED BY THE BOARD OF DIRECTORS
AND PURSUANT TO ARTICLE 204 OF THE SPANISH PUBLIC
LIMITED COMPANIES ACT, RE-ELECTION OF PRICEWATERHOUSECOOPERS
AUDITORES, S.L. AS THE AUDITORS OF THE FINANCIAL
STATEMENTS OF THE BANK AND ITS CONSOLIDATED GROUP
FOR ONE YEAR
4. PURSUANT TO ARTICLE 75 OF THE PUBLIC LIMITED Management For For
COMPANIES ACT, THE FOLLOWING RESOLUTION IS PROPOSED:
TO AUTHORISE THE BOARD OF DIRECTORS OF BANCO POPULAR ESPANOL AND THE
GOVERNING BODIES OF THE COMPANIES CONTROLLED BY BANCO POPULAR ESPA OL
TO ACQUIRE, UNDER THE CONDITIONS ALLOWED BY THE LAW, SHARES IN BANCO
POPULAR ESPA OL UP TO THE LIMITS AND SUBJECT TO THE REQUIREMENTS SET
OUT BELOW: THE PAR VALUE OF THE SHARES ACQUIRED, COMBINED WITH THOSE
ALREADY POSSESSED BY THE BANK AND ITS SUBSIDIARIES, MAY NOT EXCEED
FIVE PERCENT OF THE SHARE CAPITAL AT ANY GIVEN TIME.
THE BANK AND ANY ACQUIRING SUBSIDIARY MUST BE ABLE TO FUND THE
UNAVAILABLE RESERVE STIPULATED BY LAW IN THESE CASES WITHOUT DEPLETING
THE CAPITAL OR THE LEGALLY UNAVAILABLE RESERVES, ALL SHARES THUS
ACQUIRED MUST BE PAID IN FULL. THE MINIMUM AND MAXIMUM PURCHASE PRICES
MAY NOT BE MORE THAN 20% MORE OR LESS THAN THE QUOTED PRICE OF THE
SHARES ON THE STOCK MARKET ON THE DATE OF THE PURCHASE. THIS
AUTHORISATION, WHICH IS GRANTED FOR THE MAXIMUM LEGAL PERIOD, IS
UNDERSTOOD WITHOUT PREJUDICE TO THE CIRCUMSTANCES ENVISAGED IN THE LAW
SUCH AS THE FREEDOM OF ACQUISITION. THE BOARD OF DIRECTORS IS FURTHER
AUTHORISED TO DISPOSE OF THE TREASURY STOCK ACQUIRED OR WHICH MAY BE
ACQUIRED IN THE FUTURE AND TO AMORTISE SUCH TREASURY STOCK AGAINST
STOCKHOLDER EQUITY, REDUCING THE SHARE CAPITAL AND AMENDING THE
ARTICLES OF ASSOCIATION ACCORDINGLY, IN THE AMOUNTS CONSIDERED
APPROPRIATE OR NECESSARY AT ANY GIVEN TIME, UP TO THE MAXIMUM LIMIT OF
TREASURY STOCK ESTABLISHED AT ANY GIVEN TIME, IN ONE OR MORE OPERATION
BUT WITHIN EIGHTEEN MONTHS OF THE DATE OF THE GENERAL MEETING. THIS
AUTHORISATION ENCOMPASSES AND REPLACES THE AUTHORIZATION GRANTED AT
THE ORDINARY AND EXTRAORDINARY GENERAL MEETING OF SHAREHOLDERS HELD ON
30 MAY07
5. REPORT TO THE GENERAL MEETING OF SHAREHOLDERS Management For For
ON THE REMUNERATION POLICIES AFFECTING THE MEMBERS
OF THE BOARD OF DIRECTORS, FOR A CONSULTATIVE VOTE
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 175 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
6. TO VEST THE BOARD OF DIRECTORS WITH THE POWERS THAT Management For For
ARE LEGALLY NECESSARY TO FULLY EXECUTE THE
RESOLUTIONS PASSED BY THE GENERAL MEETING OF SHAREHOLDERS, INCLUDING
THE ABILITY TO DELEGATE THE EXECUTIVE COMMITTEE OR OTHER PERSONS WITH
SUCH POWERS AS THE BOARD DEEMS APPROPRIATE AND TO TAKE ANY AND ALL
ACTIONS AS MAY BE REQUIRED TO OBTAIN THE AUTHORISATION OR REGISTRATION
REQUIRED BY THE BANK OF SPAIN, THE DIRECTORATE GENERAL OF THE TREASURY
AND FINANCIAL POLICY, THE NATIONAL STOCK MARKET COMMISSION, THE
BUSINESS REGISTER OR ANY OTHER PUBLIC OR PRIVATE ENTITY. TO THIS END,
THEY ARE AUTHORISED WITH THE BROADEST POWERS TO FORMALIZE, INTERPRET,
REMEDY AND EXECUTE THE RESOLUTIONS PASSED BY THE GENERAL MEETING UNTIL
THEY ARE DEFINITIVELY REGISTERED IN ALL CORRESPONDING REGISTERS AND TO
RECTIFY OR CORRECT SUCH RESOLUTIONS, PROVIDED THAT SUCH RECTIFICATIONS
OR CORRECTIONS ARE LIMITED TO FOLLOWING THE VERBAL OR WRITTEN
INSTRUCTIONS OF THE BUSINESS REGISTRAR OF THE COMPETENT GOVERNMENT
AUTHORITY. THE CHAIRMAN OF THE BOARD, NGEL CARLOS RON G IMIL, THE
SECRETARY OF THE BOARD, FRANCISCO APARICIO VALLS, AND THE VICE
PRESIDENTS, FRANCISCO JAVIER ZAPATA CIRUGEDA AND FRANCISCO JAVIER LLE
FERN NDEZ, ARE FURTHER EMPOWERED TO APPEAR INDIVIDUALLY BEFORE A
NOTARY PUBLIC AND TO SIGN AND GRANT ANY AND ALL PUBLIC DEEDS AS MAY BE
NECESSARY TO FORMALISE THE PRECEDING RESOLUTIONS, WITH THE
COMPLEMENTARY AUTHORITY TO TAKE ANY AND ALL DECISIONS AS MAY BE
NECESSARY TO REGISTER OR DEPOSIT THEM WITH THE PERTINENT REGISTERS,
INCLUDING PARTIAL REGISTRATION IF NECESSARY, AND TO RECTIFY OF CORRECT
THE SAID RESOLUTIONS, PROVIDED THAT SUCH RECTIFICATIONS OR CORRECTIONS
ARE LIMITED TO FOLLOWING THE VERBAL OR WRITTEN INSTRUCTIONS OF THE
BUSINESS REGISTRAR
* IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting *Management Position Unknown
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
7. REPORT TO THE GENERAL MEETING OF SHAREHOLDERS ON Management For For
THE FOLLOWING CHANGES MADE TO THE RULES OF
THE BOARD OF DIRECTORS IN ORDER TO ADAPT THEM
TO THE UNIFIED CODE OF GOOD GOVERNANCE
8. PRESENTATION TO THE GENERAL MEETING OF SHAREHOLDERS Management For For
OF AN EXPLANATORY REPORT ON THE ELEMENTS OF THE
MANAGEMENT REPORT MENTIONED IN ARTICLE 116 BIS
OF THE STOCK MARKET ACT
* PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting *Management Position Unknown
IN MEETING DATE FROM 29 MAY2008 TO 30 MAY
2008 AND NORMAL MEETING TURNED TO ISSUER PAY MEETING.
IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 176 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
FLOWSERVE CORPORATION FLS ANNUAL MEETING DATE: 05/30/2008
ISSUER: 34354P105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
JOHN R. FRIEDERY** Management For For
JOE E. HARLAN** Management For For
MICHAEL F. JOHNSTON** Management For For
KEVIN E. SHEEHAN** Management For For
GAYLA J. DELLY* Management For For
CHARLES M. RAMPACEK* Management For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP TO Management For For
SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2008
WEATHERFORD INTERNATIONAL LTD. WFT ANNUAL MEETING DATE: 06/02/2008
ISSUER: G95089101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION AS DIRECTOR: NICHOLAS F. BRADY Management For For
1B ELECTION AS DIRECTOR: WILLIAM E. MACAULAY Management For For
1C ELECTION AS DIRECTOR: DAVID J. BUTTERS Management For For
1D ELECTION AS DIRECTOR: ROBERT B. MILLARD Management For For
1E ELECTION AS DIRECTOR: BERNARD J. DUROC-DANNER Management For For
1F ELECTION AS DIRECTOR: ROBERT K. MOSES, JR. Management For For
1G ELECTION OF DIRECTOR: ROBERT A. RAYNE Management For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2008, AND AUTHORIZATION OF
THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET ERNST & YOUNG LLP
S REMUNERATION.
GENERAL MOTORS CORPORATION GM ANNUAL MEETING DATE: 06/03/2008
ISSUER: 370442105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
P.N. BARNEVIK Management For For
E.B. BOWLES Management For For
J.H. BRYAN Management For For
A.M. CODINA Management For For
E.B. DAVIS, JR. Management For For
G.M.C. FISHER Management For For
E.N. ISDELL Management For For
K. KATEN Management For For
K. KRESA Management For For
E.J. KULLMAN Management For For
P.A. LASKAWY Management For For
K.V. MARINELLO Management For For
E. PFEIFFER Management For For
G.R. WAGONER, JR. Management For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP FOR YEAR Management For For
2008
03 STOCKHOLDER PROPOSAL: DISCLOSURE OF POLITICAL Shareholder Against For
CONTRIBUTIONS
04 STOCKHOLDER PROPOSAL: DISCLOSURE OF POLITICAL Shareholder Against For
CONTRIBUTIONS
05 STOCKHOLDER PROPOSAL: HEALTH CARE REFORM PRINCIPLES Shareholder Against For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 177 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
06 STOCKHOLDER PROPOSAL: STOCKHOLDER ADVISORY VOTE Shareholder Against For
ON EXECUTIVE COMPENSATION
07 STOCKHOLDER PROPOSAL: GREENHOUSE GAS EMISSIONS Shareholder Against For
08 STOCKHOLDER PROPOSAL: CUMULATIVE VOTING Shareholder Against For
09 STOCKHOLDER PROPOSAL: SPECIAL STOCKHOLDER MEETINGS Shareholder Against For
10 STOCKHOLDER PROPOSAL: PERFORMANCE-BASED EQUITY Shareholder Against For
COMPENSATION
MASTERCARD INCORPORATED MA ANNUAL MEETING DATE: 06/03/2008
ISSUER: 57636Q104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
BERNARD S.Y. FUNG Management For For
MARC OLIVIE Management For For
MARK SCHWARTZ Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR 2008
THE DIRECTV GROUP, INC. DTV ANNUAL MEETING DATE: 06/03/2008
ISSUER: 25459L106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
RALPH F. BOYD, JR. Management For For
JAMES M. CORNELIUS Management For For
GREGORY B. MAFFEI Management For For
JOHN C. MALONE Management For For
NANCY S. NEWCOMB Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT PUBLIC Management For For
ACCOUNTANTS.
DEVON ENERGY CORPORATION DVN ANNUAL MEETING DATE: 06/04/2008
ISSUER: 25179M103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
DAVID A. HAGER Management For For
JOHN A. HILL Management For For
MARY P. RICCIARDELLO Management For For
02 RATIFY THE APPOINTMENT OF THE COMPANY S INDEPENDENT Management For For
AUDITORS FOR 2008
03 AMEND THE RESTATED CERTIFICATE OF INCORPORATION Management For For
TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK
04 AMEND THE RESTATED CERTIFICATE OF INCORPORATION Management For For
TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 178 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
INGERSOLL-RAND COMPANY LIMITED IR ANNUAL MEETING DATE: 06/04/2008
ISSUER: G4776G101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
A.C. BERZIN Management For For
G.D. FORSEE Management For For
P.C. GODSOE Management For For
H.L. HENKEL Management For For
C.J. HORNER Management For For
H.W. LICHTENBERGER Management For For
T.E. MARTIN Management For For
P. NACHTIGAL Management For For
O.R. SMITH Management For For
R.J. SWIFT Management For For
T.L. WHITE Management For For
02 APPROVAL OF THE AMENDED AND RESTATED BYE-LAWS Management For For
OF THE COMPANY.
03 APPOINTMENT OF INDEPENDENT AUDITORS AND AUTHORIZATION Management For For
OF BOARD OF DIRECTORS TO FIX THE AUDITORS REMUNERATION.
04 SHAREHOLDER PROPOSAL TO REQUIRE A SHAREHOLDER Shareholder Against For
VOTE ON AN ADVISORY RESOLUTION WITH RESPECT TO
EXECUTIVE COMPENSATION.
TENARIS, S.A. TS ANNUAL MEETING DATE: 06/04/2008
ISSUER: 88031M109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
08 APPOINTMENT OF INDEPENDENT AUDITORS AND APPROVAL Management For For
OF THEIR FEES.
07 AUTHORIZATION TO BOARD OF DIRECTORS TO CAUSE Management For *Management Position Unknown
DISTRIBUTION OF ALL SHAREHOLDER COMMUNICATIONS,
INCLUDING ITS SHAREHOLDER MEETING.
06 COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS. Management For *Management Position Unknown
05 ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS. Management For *Management Position Unknown
04 DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS. Management For *Management Position Unknown
03 ALLOCATION OF RESULTS AND APPROVAL OF DIVIDEND Management For For
PAYMENT.
02 APPROVAL OF COMPANY S ANNUAL ACCOUNTS AS AT DECEMBER Management For For
31, 2007.
01 APPROVAL OF THE COMPANY S CONSOLIDATED FINANCIAL Management For For
STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2007, 2006 AND 2005.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 179 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
DISH NETWORK CORPORATION DISH ANNUAL MEETING DATE: 06/05/2008
ISSUER: 25470M109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
JAMES DEFRANCO Management For For
CANTEY ERGEN Management For For
CHARLES W. ERGEN Management For For
STEVEN R. GOODBARN Management For For
GARY S. HOWARD Management For For
DAVID K. MOSKOWITZ Management For For
TOM A. ORTOLF Management For For
CARL E. VOGEL Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR ENDING DECEMBER 31, 2008.
03 THE SHAREHOLDER PROPOSAL TO AMEND THE CORPORATION Shareholder Against For
S EQUAL OPPORTUNITY POLICY.
04 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For
COME BEFORE THE ANNUAL MEETING OR ANY ADJOURNMENT
THEREOF.
ECHOSTAR CORPORATION SATS ANNUAL MEETING DATE: 06/05/2008
ISSUER: 278768106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
MICHAEL T. DUGAN Management For For
CHARLES W. ERGEN Management For For
STEVEN R. GOODBARN Management For For
DAVID K. MOSKOWITZ Management For For
TOM A. ORTOLF Management For For
C. MICHAEL SCHROEDER Management For For
CARL E. VOGEL Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR ENDING DECEMBER 31, 2008.
FREEPORT-MCMORAN COPPER & GOLD INC. FCX ANNUAL MEETING DATE: 06/05/2008
ISSUER: 35671D857 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
RICHARD C. ADKERSON Management For For
ROBERT J. ALLISON, JR. Management For For
ROBERT A. DAY Management For For
GERALD J. FORD Management For For
H. DEVON GRAHAM, JR. Management For For
J. BENNETT JOHNSTON Management For For
CHARLES C. KRULAK Management For For
BOBBY LEE LACKEY Management For For
JON C. MADONNA Management For For
DUSTAN E. MCCOY Management For For
GABRIELLE K. MCDONALD Management For For
JAMES R. MOFFETT Management For For
B.M. RANKIN, JR. Management For For
J. STAPLETON ROY Management For For
STEPHEN H. SIEGELE Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 180 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
J. TAYLOR WHARTON Management For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT AUDITORS.
03 APPROVAL OF THE PROPOSED AMENDMENT TO THE FREEPORT-MCMORAN Management For For
COPPER & GOLD INC. AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK TO 1,800,000,000.
LAS VEGAS SANDS CORP. LVS ANNUAL MEETING DATE: 06/05/2008
ISSUER: 517834107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
CHARLES D. FORMAN Management For For
GEORGE P. KOO Management For For
IRWIN A. SIEGEL Management For For
02 TO CONSIDER AND ACT UPON THE RATIFICATION OF Management For For
THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
03 TO APPROVE THE PERFORMANCE-BASED PROVISIONS OF Management For For
THE LAS VEGAS SANDS CORP. 2004 EQUITY AWARD PLAN.
04 TO APPROVE THE PERFORMANCE-BASED PROVISIONS OF Management For For
THE LAS VEGAS SANDS CORP. EXECUTIVE CASH INCENTIVE
PLAN.
UNITEDHEALTH GROUP INCORPORATED UNH ANNUAL MEETING DATE: 06/05/2008
ISSUER: 91324P102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: WILLIAM C. BALLARD, JR. Management For For
1B ELECTION OF DIRECTOR: RICHARD T. BURKE Management For For
1C ELECTION OF DIRECTOR: ROBERT J. DARRETTA Management For For
1D ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY Management For For
1E ELECTION OF DIRECTOR: MICHELE J. HOOPER Management For For
1F ELECTION OF DIRECTOR: DOUGLAS W. LEATHERDALE Management For For
1G ELECTION OF DIRECTOR: GLENN M. RENWICK Management For For
1H ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH.D. Management For For
02 APPROVAL OF THE MATERIAL TERMS FOR PAYMENT OF Management For For
EXECUTIVE INCENTIVE COMPENSATION
03 APPROVAL OF THE AMENDMENT TO THE UNITEDHEALTH Management For For
GROUP 1993 EMPLOYEE STOCK PURCHASE PLAN
04 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR PERIOD
ENDING DECEMBER 31, 2008
05 SHAREHOLDER PROPOSAL CONCERNING ADVISORY VOTE Shareholder Against For
ON EXECUTIVE COMPENSATION
06 SHAREHOLDER PROPOSAL CONCERNING PERFORMANCE VESTING Shareholder Against For
SHARES
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 181 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
VIACOM INC. VIAB ANNUAL MEETING DATE: 06/05/2008
ISSUER: 92553P102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
GEORGE S. ABRAMS Management For For
PHILIPPE P. DAUMAN Management For For
THOMAS E. DOOLEY Management For For
ALAN C. GREENBERG Management For For
ROBERT K. KRAFT Management For For
BLYTHE J. MCGARVIE Management For For
CHARLES E. PHILLIPS JR. Management For For
SHARI REDSTONE Management For For
SUMNER M. REDSTONE Management For For
FREDERIC V. SALERNO Management For For
WILLIAM SCHWARTZ Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP TO SERVE AS INDEPENDENT AUDITOR FOR VIACOM
INC. FOR 2008.
FEDERAL HOME LOAN MORTGAGE CORPORATION FRE ANNUAL MEETING DATE: 06/06/2008
ISSUER: 313400301 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
BARBARA T. ALEXANDER Management For For
GEOFFREY T. BOISI Management For For
MICHELLE ENGLER Management For For
ROBERT R. GLAUBER Management For For
RICHARD KARL GOELTZ Management For For
THOMAS S. JOHNSON Management For For
JEROME P. KENNEY Management For For
WILLIAM M. LEWIS, JR. Management For For
NICOLAS P. RETSINAS Management For For
STEPHEN A. ROSS Management For For
RICHARD F. SYRON Management For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2008.
03 APPROVAL OF AMENDED AND RESTATED 2004 STOCK COMPENSATION Management For For
PLAN.
WAL-MART STORES, INC. WMT ANNUAL MEETING DATE: 06/06/2008
ISSUER: 931142103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: AIDA M. ALVAREZ Management For For
1B ELECTION OF DIRECTOR: JAMES W. BREYER Management For For
1C ELECTION OF DIRECTOR: M. MICHELE BURNS Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 182 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
1D ELECTION OF DIRECTOR: JAMES I. CASH, JR. Management For For
1E ELECTION OF DIRECTOR: ROGER C. CORBETT Management For For
1F ELECTION OF DIRECTOR: DOUGLAS N. DAFT Management For For
1G ELECTION OF DIRECTOR: DAVID D. GLASS Management For For
1H ELECTION OF DIRECTOR: GREGORY B. PENNER Management For For
1I ELECTION OF DIRECTOR: ALLEN I. QUESTROM Management For For
1J ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Management For For
1K ELECTION OF DIRECTOR: ARNE M. SORENSON Management For For
1L ELECTION OF DIRECTOR: JIM C. WALTON Management For For
1M ELECTION OF DIRECTOR: S. ROBSON WALTON Management For For
1N ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS Management For For
1O ELECTION OF DIRECTOR: LINDA S. WOLF Management For For
02 APPROVAL OF MANAGEMENT INCENTIVE PLAN, AS AMENDED Management For For
AND RESTATED
03 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
ACCOUNTANTS
04 AMEND EQUAL EMPLOYMENT OPPORTUNITY POLICY Shareholder Against For
05 PAY-FOR-SUPERIOR-PERFORMANCE Shareholder Against For
06 RECOUPMENT OF SENIOR EXECUTIVE COMPENSATION POLICY Shareholder Against For
07 ESTABLISH HUMAN RIGHTS COMMITTEE Shareholder Against For
08 ADVISORY VOTE ON EXECUTIVE COMPENSATION Shareholder Against For
09 POLITICAL CONTRIBUTIONS REPORT Shareholder Against For
10 SOCIAL AND REPUTATION IMPACT REPORT Shareholder Against For
11 SPECIAL SHAREHOLDERS MEETING Shareholder Against For
ENI S P A E OGM MEETING DATE: 06/09/2008
ISSUER: T3643A145 ISIN: IT0003132476 BLOCKING
SEDOL: B020CR8, 7145056, B07LWK9, B0ZNKV4, 7146059
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
10 JUN 2008. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU.
1. APPROVE TO DETERMINE THE BOARD OF DIRECTORS COMPONENTS Management Take No Action
2. APPROVE TO DETERMINE THE BOARD OF DIRECTORS TERM Management Take No Action
3. APPOINT THE BOARD OF DIRECTORS Management Take No Action
4. APPOINT THE BOARD OF DIRECTORS CHAIRMAN Management Take No Action
5. APPROVE TO DETERMINE THE BOARD OF DIRECTORS AND Management Take No Action
CHAIRMAN EMOLUMENTS
6. APPOINT THE BOARD OF AUDITORS Management Take No Action
7. APPOINT THE BOARD OF AUDITORS CHAIRMAN Management Take No Action
8. APPROVE TO DETERMINE THE REGULAR AUDITORS AND Management Take No Action
CHAIRMAN EMOLUMENTS
9. APPROVE THE EMOLUMENTS OF THE NATIONAL AUDIT Management Take No Action
OFFICE MAGISTRATE APPOINTED AS DELEGATE TO THE
FINANCIAL CONTROL
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 183 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
PETROLEO BRASILEIRO S.A. - PETROBRAS PBR SPECIAL MEETING DATE: 06/09/2008
ISSUER: 71654V408 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 TO APPROVE THE DISPOSAL OF THE CONTROL OF THE Management For For
SUBSIDIARY OF PETROBRAS, DAPEAN PARTICIPACOES
S.A., BY MEANS OF THE MERGER INTO THIS COMPANY
OF FASCIATUS PARTICIPACOES S.A., A TRANSACTION
INSERTED IN THE SPHERE OF THE INVESTMENT AGREEMENT
ENTERED INTO AMONG PETROBRAS, PETROBRAS QUIMICA
S.A. - PETROQUISA AND UNIPAR-UNIAO DE INDUSTRIAS
PETROQUIMICAS S.A., FOR THE CREATION OF A PETROCHEMICAL
COMPANY, ACCORDING TO A MATERIAL FACT OF NOVEMBER
30, 2007.
RAIFFEISEN INTERNATIONAL BANK-HOLDING AG, WIEN RAIFF.PK AGM MEETING DATE: 06/10/2008
ISSUER: A7111G104 ISIN: AT0000606306 BLOCKING
SEDOL: B07ZH40, B28LHN0, B07T0L0, B0704T9
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1. RECEIVE THE ANNUAL STATEMENT OF THE ACCOUNTS Management Take No
FOR THE COMPANY AND CORPORATION GROUP INCLUDING Action
REPORT OF THE SUPERVISORY BOARD
2. APPROVE THE APPROPRIATION OF NET PROFITS Management Take No
Action
3. APPROVE THE ACTIVITIES UNDERTAKEN BY BOARD OF Management Take No
DIRECTORS Action
4. APPROVE THE ACTIVITIES UNDERTAKEN BY SUPERVISORY Management Take No
BOARD Action
5. APPROVE THE REMUNERATION FOR SUPERVISORY BOARD Management Take No
Action
6. ELECT THE SUPERVISORY BOARD Management Take No
Action
7. ELECT THE BALANCE SHEET AUDITOR FOR THE COMPANY Management Take No
AND CORPORATION GROUP Action
8. AUTHORIZE THE BOARD OF DIRECTORS TO ISSUE CONVERTIBLE Management Take No
BONDS PROVIDED CONSENT OF SUPERVISORY BOARD DURING Action
A PERIOD OF 5 YEARS STARTING THE DAY OF APPROVAL IN ONE OR MORE
TRANCHES OF A TOTAL FACE VALUE OF UP TO EUR 2.000.000.000, GRANTING
CONVERSION OR SUBSCRIPTION RIGHTS TO UP TO 15.466.750 COMMON BEARER
SHARES WITH NO PREEMPTIVE RIGHTS OF EXISTING SHAREHOLDERS AND TO
DECIDE UPON TERMS OF ISSUANCE, THIS AUTHORIZATION CAN ALSO BE
EXERCISED AS A GUARANTEE FOR ISSUANCE BY A SUBSIDIARY COMPANY
9. APPROVE THE CONDITIONAL CAPITAL INCREASE OF THE Management Take No
Action EQUITY CAPITAL OF UP TO EUR 47.173.587.50 BY
ISSUING UP TO 15.466.750 NEW COMMON BEARER SHARES
TO COVER CONVERSION OR SUBSCRIPTION RIGHTS ARISING
FROM CONVERTIBLE BONDS MENTIONED UNDER ITEM 8,
ALTERATION OF STATUTES
10. APPROVE A MERGER OF RAIFFEISEN INTERNATIONAL Management Take No Action
GROUP IT, VIENNA INTO RAIFFEISENINTERNATIONAL
BANK-HOLDING AG ON 31 DEC 2007 WITHOUT INCREASING
EQUITY CAPITAL
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 184 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
11. AUTHORIZE THE BOARD OF DIRECTORS TO BUY BACK OWN SHARES UP TO AN Management Take No
AMOUNT OF 10% OF THE EQUITY CAPITAL DURING A PERIOD OF 30 MONTHS Action
STARTING THE DAY OF APPROVAL AND TO EVENTUALLY WITHDRAW BOARD OF
DIRECTORS, SHALL BE EMPOWERED TO TAKE OTHER STEPS FOR SALE THAN VIA
THE S/E OF VIA A PUBLIC OFFER WITHOUT PREEMPTIVE RIGHTS OF EXISTING
SHAREHOLDERS PROVIDED CONSENT OF SUPERVISORY BOARD
CATERPILLAR INC. CAT ANNUAL MEETING DATE: 06/11/2008
ISSUER: 149123101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
W. FRANK BLOUNT Management For For
JOHN R. BRAZIL Management For For
EUGENE V. FIFE Management For For
GAIL D. FOSLER Management For For
PETER A. MAGOWAN Management For For
02 RATIFY AUDITORS Management For For
03 STOCKHOLDER PROPOSAL-ANNUAL ELECTION OF DIRECTORS Shareholder Against For
04 STOCKHOLDER PROPOSAL-DIRECTOR ELECTION MAJORITY Shareholder Against For
VOTE STANDARD
05 STOCKHOLDER PROPOSAL-FOREIGN MILITARY SALES Shareholder Against For
PHH CORPORATION PHH ANNUAL MEETING DATE: 06/11/2008
ISSUER: 693320202 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
JAMES W. BRINKLEY Management For For
JONATHAN D. MARINER Management For For
02 APPROVE THE ISSUANCE OF (A) UP TO 12,195,125 Management For For
SHARES, ISSUABLE UPON CONVERSION OF THE COMPANY S 4.00% CONVERTIBLE
SENIOR NOTES DUE 2012, (B) UP TO 12,195,125 SHARES ISSUABLE PURSUANT
TO RELATED CONVERTIBLE NOTE HEDGE TRANSACTIONS, AND (C) UP TO
12,195,125 SHARES ISSUABLE UPON EXERCISE OF RELATED WARRANTS, AS MORE
FULLY DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT.
03 PROPOSAL TO RATIFY THE SELECTION OF DELOITTE Management For For
& TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2008.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 185 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
THE E.W. SCRIPPS COMPANY SSP ANNUAL MEETING DATE: 06/13/2008
ISSUER: 811054204 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
WILLIAM R. BURLEIGH Management For For
DAVID A. GALLOWAY Management For For
DAVID M. MOFFETT Management For For
JARL MOHN Management For For
FAIRPOINT COMMUNICATIONS, INC. FRP ANNUAL MEETING DATE: 06/18/2008
ISSUER: 305560104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
CLAUDE C. LILLY Management For For
ROBERT S. LILIEN Management For For
THOMAS F. GILBANE, JR. Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2008.
03 TO APPROVE THE FAIRPOINT COMMUNICATIONS, INC. Management Against Against
2008 LONG TERM INCENTIVE PLAN.
04 TO APPROVE THE FAIRPOINT COMMUNICATIONS, INC. Management For For
2008 ANNUAL INCENTIVE PLAN.
THE PEP BOYS - MANNY, MOE & JACK PBY ANNUAL MEETING DATE: 06/19/2008
ISSUER: 713278109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 DIRECTOR Management For
WILLIAM LEONARD Management For For
PETER A. BASSI Management For For
JANE SCACCETTI Management For For
JOHN T. SWEETWOOD Management For For
M. SHAN ATKINS Management For For
ROBERT H. HOTZ Management For For
JAMES A. MITAROTONDA Management For For
NICK WHITE Management For For
JAMES A. WILLIAMS Management For For
THOMAS R. HUDSON JR. Management For For
DR. IRVIN D. REID Management For For
02 TO APPROVE THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 THE AMENDMENT OF OUR ARTICLES OF INCORPORATION Management For For
TO PROVIDE FOR MAJORITY VOTING IN UNCONTESTED
ELECTIONS OF DIRECTORS.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 186 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
BANCO SANTANDER CENTRAL HISPANO S.A. STD ANNUAL MEETING DATE: 06/20/2008
ISSUER: 05964H105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 EXAMINATION AND APPROVAL, IF DEEMED APPROPRIATE, Management For For
OF THE ANNUAL ACCOUNTS (BALANCE SHEET, PROFIT
AND LOSS STATEMENT, STATEMENTS OF CHANGES IN NET ASSETS AND CASH
FLOWS, AND NOTES) AND OF THE CORPORATE MANAGEMENT OF BANCO SANTANDER,
S.A. AND ITS CONSOLIDATED GROUP, ALL WITH RESPECT TO THE FISCAL YEAR
ENDED 31 DECEMBER 2007.
02 APPLICATION OF RESULTS FROM FISCAL YEAR 2007. Management For For
3A RATIFICATION OF THE APPOINTMENT OF MR. JUAN RODRIGUEZ Management For For
INCIARTE
3B RE-ELECTION OF MR. LUIS ALBERTO SALAZAR-SIMPSON Management For For
BOS
3C RE-ELECTION OF MR. LUIS ANGEL ROJO DUQUE Management For For
3D RE-ELECTION OF MR. EMILIO BOTIN-SANZ DE SAUTUOLA Management For For
Y GARCIA DE LOS RIOS
04 RE-ELECTION OF THE AUDITOR OF ACCOUNTS FOR FISCAL Management For For
YEAR 2008.
05 AUTHORIZATION FOR THE BANK AND ITS SUBSIDIARIES Management For For
TO ACQUIRE THEIR OWN STOCK PURSUANT TO THE PROVISIONS
OF SECTION 75 AND THE FIRST ADDITIONAL PROVISION
OF THE BUSINESS CORPORATIONS LAW [LEY DE SOCIEDADES
ANONIMAS], DEPRIVING OF EFFECT THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS AT THE GENERAL SHAREHOLDERS
MEETING HELD ON 23 JUNE 2007 TO THE EXTENT OF THE UNUSED AMOUNT.
06 APPROVAL, IF APPROPRIATE, OF NEW BYLAWS AND ABROGATION Management For For
OF CURRENT BYLAWS.
07 AMENDMENT, IF APPROPRIATE, OF ARTICLE 8 OF THE Management For For
RULES AND REGULATIONS FOR THE GENERAL SHAREHOLDERS
MEETING.
08 DELEGATION TO THE BOARD OF DIRECTORS OF THE POWER Management For For
TO CARRY OUT THE RESOLUTION TO BE ADOPTED BY
THE SHAREHOLDERS AT THE MEETING TO INCREASE THE SHARE CAPITAL,
PURSUANT TO THE PROVISIONS OF SECTION 153.1A) OF THE BUSINESS
CORPORATIONS LAW, DEPRIVING OF EFFECT THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS AT SUCH GENERAL MEETING ON 23 JUNE 2007.
09 DELEGATION TO THE BOARD OF DIRECTORS OF THE POWER Management For For
TO ISSUE FIXED-INCOME SECURITIES THAT ARE CONVERTIBLE
INTO AND/OR EXCHANGEABLE FOR SHARES OF THE COMPANY,
SETTING STANDARDS FOR DETERMINING THE CONDITIONS FOR AND MODALITIES OF
THE CONVERSION AND OR EXCHANGE AND ALLOCATION TO THE BOARD OF
DIRECTORS OF THE POWERS TO INCREASE CAPITAL IN THE REQUIRED AMOUNT, AS
WELL AS TO EXCLUDE THE PREEMPTIVE SUBSCRIPTION RIGHTS OF THE
SHAREHOLDERS AND HOLDERS OF CONVERTIBLE DEBENTURES, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
10 DELEGATION TO THE BOARD OF DIRECTORS OF THE POWER Management For For
TO ISSUE FIXED-INCOME SECURITIES NOT CONVERTIBLE
INTO SHARES.
11A INCENTIVE POLICY: WITH RESPECT TO THE LONG TERM Management For For
INCENTIVE POLICY APPROVED BY THE BOARD OF DIRECTORS,
APPROVAL OF NEW CYCLES AND A PLAN FOR THE DELIVERY OF SANTANDER SHARES
FOR IMPLEMENTATION BY THE BANK AND COMPANIES OF THE SANTANDER GROUP,
LINKED TO CERTAIN REQUIREMENTS OF PERMANENCE OR CHANGES IN TOTAL
SHAREHOLDER RETURN AND EARNINGS PER SHARE OF THE BANK.
11B INCENTIVE POLICY: APPROVAL OF AN INCENTIVE PLAN Management For For
FOR EMPLOYEES OF ABBEY NATIONAL PLC. AND OTHER
COMPANIES OF THE GROUP IN THE UNITED KINGDOM BY MEANS OF OPTIONS TO
SHARES OF THE BANK LINKED TO THE CONTRIBUTION OF PERIODIC MONETARY
AMOUNTS AND TO CERTAIN REQUIREMENTS OF PERMANENCE.
12 AUTHORIZATION TO THE BOARD OF DIRECTORS TO INTERPRET, Management For For
REMEDY, SUPPLEMENT, CARRY OUT AND FURTHER DEVELOP THE RESOLUTIONS
ADOPTED BY THE SHAREHOLDERS AT THE MEETING, AS WELL AS TO DELEGATE THE
POWERS RECEIVED FROM THE SHAREHOLDERS AT THE MEETING, AND THE GRANT OF
POWERS TO CONVERT SUCH RESOLUTIONS INTO NOTARIAL INSTRUMENTS.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 187 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
ALSTOM, PARIS ALO.PA MIX MEETING DATE: 06/24/2008
ISSUER: F0259M475 ISIN: FR0010220475
SEDOL: B0FRLJ1, B0G0412, B0DJ8Q5, B0GLY93, B0YLTQ7
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
* FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN Non-Voting *Management Position Unknown
AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB
CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN
THE NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING
APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED
INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN THE PROXY CARD AND
FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER YOUR GLOBAL
CUSTODIAN ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT YOUR
REPRESENTATIVE
O.1 APPROVE THE FINANCIAL STATEMENTS AND STATUTORY Management For For
REPORTS
O.2 APPROVE TO ACCEPT CONSOLIDATED FINANCIAL STATEMENTS Management For For
AND STATUTORY REPORTS
O.3 APPROVE TO ALLOCATE THE INCOME AND DIVIDENDS Management For For
OF EUR 1.60 PER SHARE
O.4 APPROVE THE SPECIAL AUDITORS REPORT REGARDING Management For For
RELATED-PARTY TRANSACTIONS
O.5 APPROVE THE TRANSACTION WITH MR. PATRICK KRON Management For For
O.6 RATIFY THE APPOINTMENT OF MR. BOUYGUES AS A DIRECTOR Management For For
O.7 REELECT MR. JEAN-PAUL BECHAT AS A DIRECTOR Management For For
O.8 RE-ELECT MR. PASCAL COLOMBANI AS A DIRECTOR Management For For
O.9 RE-ELECT MR. GERARD HAUSER AS A DIRECTOR Management For For
O.10 GRANT AUTHORITY TO THE REPURCHASE OF UP TO 10% Management For For
OF ISSUED SHARE CAPITAL
E.11 GRANT AUTHORITY TO ISSUE THE EQUITY OR EQUITY-LINKED Management For For
SECURITIES WITH PREEMPTIVE RIGHTS UP TO AGGREGATE
NOMINAL AMOUNT OF EUR 600 MILLION
E.14 APPROVE THE EMPLOYEE STOCK PURCHASE PLAN Management For For
E.12 GRANT AUTHORITY TO ISSUE THE EQUITY OR EQUITY-LINKED Management For For
SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE
NOMINAL AMOUNT OF EUR 250 MILLION
E.13 GRANT AUTHORITY TO THE CAPITAL INCREASE OF UP Management For For
TO 10% OF ISSUED CAPITAL FOR FUTURE ACQUISITIONS
E.15 AUTHORIZE THE BOARD TO ISSUE SHARES RESERVED Management For For
FOR SHARE PURCHASE PLAN FOR EMPLOYEES OF SUBSIDIARIES
E.16 APPROVE THE 1 FOR 2 STOCK SPLIT AND AMEND BYLAWS Management For For
ACCORDINGLY
E.17 AMEND THE ARTICLE 15 OF BYLAWS REGARDING ELECTRONIC Management For For
VOTING, VOTING RIGHTS
E.18 GRANT AUTHORITY TO THE FILING OF REQUIRED DOCUMENTS/OTHER Management For For
FORMALITIES
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 188 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
SUPERVALU INC. SVU ANNUAL MEETING DATE: 06/26/2008
ISSUER: 868536103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
1A ELECTION OF DIRECTOR: A. GARY AMES Management For For
1B ELECTION OF DIRECTOR: PHILIP L. FRANCIS Management For For
1C ELECTION OF DIRECTOR: EDWIN C. GAGE Management For For
1D ELECTION OF DIRECTOR: GARNETT L. KEITH, JR. Management For For
1E ELECTION OF DIRECTOR: MARISSA T. PETERSON Management For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTANTS
03 TO CONSIDER AND VOTE ON A STOCKHOLDER PROPOSAL Shareholder Against For
AS DESCRIBED IN THE ATTACHED PROXY STATEMENT
04 TO CONSIDER AND VOTE ON A STOCKHOLDER PROPOSAL Shareholder Against For
AS DESCRIBED IN THE ATTACHED PROXY STATEMENT
THE GREAT ATLANTIC & PACIFIC TEA CO INC. GAP SPECIAL MEETING DATE: 06/26/2008
ISSUER: 390064103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
05 PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL MEETING, Management For For
IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES.
04 PROPOSAL TO APPROVE THE ADOPTION OF THE COMPANY Management Against Against
S 2008 LONG TERM INCENTIVE AND SHARE AWARD PLAN.
03 PROPOSAL TO APPROVE THE ISSUANCE OF AN ADDITIONAL Management For For
1,577,569 SHARES OF THE COMPANY S COMMON STOCK PURSUANT TO THE SHARE
LENDING AGREEMENTS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT.
02 PROPOSAL TO APPROVE THE ISSUANCE OF THE COMPANY Management For For
S COMMON STOCK PURSUANT TO A NET SHARE SETTLEMENT
OF THE WARRANTS DESCRIBED IN THE ACCOMPANYING
PROXY STATEMENT.
01 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY Management For For
S CHARTER IN THE FORM ATTACHED TO THE ACCOMPANYING
PROXY STATEMENT AS APPENDIX A AND INCORPORATED HEREIN BY REFERENCE TO
INCREASE THE TOTAL NUMBER OF SHARES OF COMMON STOCK WHICH THE COMPANY
HAS AUTHORITY TO ISSUE FROM 80,000,000 SHARES TO 160,000,000 SHARES.
WIMM BILL DANN FOODS WBD CONSENT MEETING DATE: 06/27/2008
ISSUER: 97263M109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
01 APPROVAL OF WBD FOODS OJSC ANNUAL REPORT: BE Management For *Management Position Unknown
IT RESOLVED THAT WBD FOODS OJSC ANNUAL REPORT,
PREPARED ON THE BASIS OF ACCOUNTING DATA ACCORDING TO RUSSIAN
STANDARDS FOR Y2007, BE APPROVED.
02 APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS, Management For *Management Position Unknown
INCLUDING THE INCOME STATEMENT, (PROFIT AND LOSS
ACCOUNTS) OF WBD FOODS OJSC: BE IT RESOLVED THAT THE Y2007 ANNUAL
FINANCIAL STATEMENTS, INCLUDING THE INCOME STATEMENT (PROFIT AND LOSS
ACCOUNTS) OF WBD FOODS OJSC, BE APPROVED.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 189 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
03 ALLOCATION OF THE PROFIT (INCLUDING PAYMENT/DECLARATION Management For *Management Position Unknown
OF DIVIDENDS) AND LOSSES OF WBD FOODS OJSC: THE
PART OF NET PROFIT REFLECTED IN Y2007 FINANCIAL
STATEMENTS IN ACCORDANCE WITH RUSSIAN STANDARDS,
IN THE AMOUNT OF 9 897 017 RUR 16 KOP. BE TRANSFERRED
TO THE RESERVE FUND. THE REST OF THE NET PROFIT
IN THE AMOUNT OF 967 589 417 RUR 82 KOP. BE UNALLOCATED.
NOT TO DECLARE PAYMENT OF DIVIDENDS.
04 APPROVAL OF ERNST & YOUNG LLC AS WBD FOODS OJSC Management For *Management Position Unknown
AUDITOR FOR 2008.
06 APPROVAL OF CHANGE OF THE AMOUNT OF THE BOARD Management For *Management Position Unknown
OF DIRECTOR MEMBER COMPENSATION.
7A ELECTION OF THE MEMBER OF WBD FOODS OJSC AUDITING Management For *Management Position Unknown
COMMISSION: GAVRILENKO, LESYA MIKHAILOVNA
7B ELECTION OF THE MEMBER OF WBD FOODS OJSC AUDITING Management For *Management Position Unknown
COMMISSION: DAVIDIUK, ALEXANDER ANATOLIEVICH
7C ELECTION OF THE MEMBER OF WBD FOODS OJSC AUDITING Management For *Management Position Unknown
COMMISSION: DZHEMELINSKAYA, VICTORIA VALERIEVNA
08 APPROVAL OF THE COMPANY S AMENDED CHARTER. Management For *Management Position Unknown
7D ELECTION OF THE MEMBER OF WBD FOODS OJSC AUDITING Management For *Management Position Unknown
COMMISSION: IESHKINA, IRINA NIKOLAEVNA
7E ELECTION OF THE MEMBER OF WBD FOODS OJSC AUDITING Management For *Management Position Unknown
COMMISSION: NAZAROVA, TATIANA ANATOLIEVNA
7F ELECTION OF THE MEMBER OF WBD FOODS OJSC AUDITING Management For *Management Position Unknown
COMMISSION: KOZLOVA, ELENA ALEKSEEVNA
7G ELECTION OF THE MEMBER OF WBD FOODS OJSC AUDITING Management For *Management Position Unknown
COMMISSION: POPOV, ALEXANDER DMITRIEVICH
WIMM BILL DANN FOODS WBD ANNUAL MEETING DATE: 06/27/2008
ISSUER: 97263M109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- -------------------------------------------------------------------- ------------- --------- ----------------------------
5A ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Management For *Management Position Unknown
OF DIRECTORS: DE SELLIERS, GUY YOU MUST RETURN
THE PHYSICAL PROXY CARD TO YOUR CLIENT SERVICE
REPRESENTATIVE IN ORDER FOR YOUR VOTE TO BE COUNTED.
THIS AGENDA IS ONLY FOR RECORD KEEPING PURPOSES.
01 PLEASE NOTE: CUMULATIVE VOTING IS MANDATORY FOR Management For *Management Position Unknown
THE ELECTION OF DIRECTORS FOR THIS MEETING. ANY
VOTING DONE ON THIS AGENDA IS FOR RECORD KEEPING
PURPOSES ONLY. IN ORDER FOR YOUR CUMULATIVE VOTE
ON DIRECTORS TO BE COUNTED YOU MUST RETURN THE
APPROPRIATE PROXY CARD TO YOUR CLIENT SERVICE
REPRESENTATIVE. NO VOTING WILL BE ACCEPTED FROM
THIS AGENDA
5K ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Management For *Management Position Unknown
OF DIRECTORS: VINCENT, JACQUES YOU MUST RETURN
THE PHYSICAL PROXY CARD TO YOUR CLIENT SERVICE
REPRESENTATIVE IN ORDER FOR YOUR VOTE TO BE COUNTED.
THIS AGENDA IS ONLY FOR RECORD KEEPING PURPOSES.
5J ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Management For *Management Position Unknown
OF DIRECTORS: KOSTIKOV, IGOR VLADIMIROVICH YOU
MUST RETURN THE PHYSICAL PROXY CARD TO YOUR CLIENT
SERVICE REPRESENTATIVE IN ORDER FOR YOUR VOTE
TO BE COUNTED. THIS AGENDA IS ONLY FOR RECORD
KEEPING PURPOSES.
5I ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Management For *Management Position Unknown
OF DIRECTORS: RHODES, MARCUS J. YOU MUST RETURN
THE PHYSICAL PROXY CARD TO YOUR CLIENT SERVICE
REPRESENTATIVE IN ORDER FOR YOUR VOTE TO BE COUNTED.
THIS AGENDA IS ONLY FOR RECORD KEEPING PURPOSES.
5G ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Management For *Management Position Unknown
OF DIRECTORS: IAKOBACHVILI, DAVID YOU MUST RETURN
THE PHYSICAL PROXY CARD TO YOUR CLIENT SERVICE
REPRESENTATIVE IN ORDER FOR YOUR VOTE TO BE COUNTED.
THIS AGENDA IS ONLY FOR RECORD KEEPING PURPOSES.
ProxyEdge - Investment Company Report Report Date: 07/09/2008
Meeting Date Range: 07/01/2007 to 06/30/2008 Page 190 of 190
Selected Accounts: NPX GABELLI EQUITY INCOME FUND
5H ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Management For *Management Position Unknown
OF DIRECTORS: YASSIN, EVGENY GRIGORIEVICH YOU
MUST RETURN THE PHYSICAL PROXY CARD TO YOUR CLIENT
SERVICE REPRESENTATIVE IN ORDER FOR YOUR VOTE
TO BE COUNTED. THIS AGENDA IS ONLY FOR RECORD
KEEPING PURPOSES.
5F ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Management For *Management Position Unknown
OF DIRECTORS: YUSHVAEV, GAVRIL ABRAMOVICH YOU
MUST RETURN THE PHYSICAL PROXY CARD TO YOUR CLIENT
SERVICE REPRESENTATIVE IN ORDER FOR YOUR VOTE
TO BE COUNTED. THIS AGENDA IS ONLY FOR RECORD
KEEPING PURPOSES.
5E ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Management For *Management Position Unknown
OF DIRECTORS: PLASTININ, SERGEI ARKADIEVICH YOU
MUST RETURN THE PHYSICAL PROXY CARD TO YOUR CLIENT
SERVICE REPRESENTATIVE IN ORDER FOR YOUR VOTE
TO BE COUNTED. THIS AGENDA IS ONLY FOR RECORD
KEEPING PURPOSES.
5D ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Management For *Management Position Unknown
OF DIRECTORS: ORLOV, ALEKSANDR SERGEEVICH YOU
MUST RETURN THE PHYSICAL PROXY CARD TO YOUR CLIENT
SERVICE REPRESENTATIVE IN ORDER FOR YOUR VOTE
TO BE COUNTED. THIS AGENDA IS ONLY FOR RECORD
KEEPING PURPOSES.
5C ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Management For *Management Position Unknown
OF DIRECTORS: O NEIL, MICHAEL YOU MUST RETURN
THE PHYSICAL PROXY CARD TO YOUR CLIENT SERVICE
REPRESENTATIVE IN ORDER FOR YOUR VOTE TO BE COUNTED.
THIS AGENDA IS ONLY FOR RECORD KEEPING PURPOSES.
5B ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Management For *Management Position Unknown
OF DIRECTORS: DUBININ, MIKHAIL VLADIMIROVICH
YOU MUST RETURN THE PHYSICAL PROXY CARD TO YOUR
CLIENT SERVICE REPRESENTATIVE IN ORDER FOR YOUR
VOTE TO BE COUNTED. THIS AGENDA IS ONLY FOR RECORD
KEEPING PURPOSES.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/16/2008
Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 1 of 17
DELIA*S, INC. DLIA ANNUAL MEETING DATE: 07/11/2007
ISSUER: 246911101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
01 DIRECTOR Management For
MATTHEW L. FESHBACH Management For For
ROBERT E. BERNARD Management For For
WALTER KILLOUGH Management For For
SCOTT M. ROSEN Management For For
CARTER S. EVANS Management For For
GENE WASHINGTON Management For For
02 PROPOSAL TO RATIFY AND CONFIRM THE SELECTION Management For For
OF BDO SEIDMAN, LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL
YEAR ENDING FEBRUARY 2, 2008.
03 PROPOSAL TO APPROVE DELIA*S, INC. AMENDED AND Management For For
RESTATED 2005 STOCK INCENTIVE PLAN.
COLUMBUS MCKINNON CORPORATION CMCO ANNUAL MEETING DATE: 07/30/2007
ISSUER: 199333105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
01 DIRECTOR Management For
TIMOTHY T. TEVENS Management For For
RICHARD H. FLEMING Management For For
ERNEST R. VEREBELYI Management For For
WALLACE W. CREEK Management For For
STEPHEN RABINOWITZ Management For For
LINDA A. GOODSPEED Management For For
NICHOLAS T. PINCHUK Management For For
ALLIANT TECHSYSTEMS INC. ATK ANNUAL MEETING DATE: 07/31/2007
ISSUER: 018804104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
01 DIRECTOR Management For
FRANCES D. COOK Management For For
MARTIN C. FAGA Management For For
RONALD R. FOGLEMAN Management For For
CYNTHIA L. LESHER Management For For
DOUGLAS L. MAINE Management For For
ROMAN MARTINEZ IV Management For For
DANIEL J. MURPHY Management For For
MARK H. RONALD Management For For
MICHAEL T. SMITH Management For For
WILLIAM G. VAN DYKE Management For For
04 STOCKHOLDER PROPOSAL - REPORT ON DEPLETED URANIUM Shareholder Against For
WEAPONS AND COMPONENTS
03 APPROVAL OF AMENDED AND RESTATED 2005 STOCK INCENTIVE Management For For
PLAN
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/16/2008
Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 2 of 17
NOBLE INTERNATIONAL, LTD. NOBL ANNUAL MEETING DATE: 08/30/2007
ISSUER: 655053106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
05 ADJOURNMENT. Management For For
04 RATIFICATION OF AUDITORS. Management For For
03 APPROVAL OF NOBLE INTERNATIONAL, LTD. 2007 STOCK Management For For
OPTION PLAN.
02 TO APPROVE THE SHARE PURCHASE AGREEMENT WITH Management For For
ARCELOR S.A.
01 DIRECTOR Management For
ROBERT J. SKANDALARIS Management For For
MARK T. BEHRMAN Management For For
VAN E. CONWAY Management For For
FRED L. HUBACKER Management For For
THOMAS L. SAELI Management For For
ROBERT K. BURGESS Management For For
LARRY R. WENDLING Management For For
POLYMEDICA CORPORATION PLMD ANNUAL MEETING DATE: 09/18/2007
ISSUER: 731738100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
02 TO RATIFY THE SELECTION BY THE BOARD OF DIRECTORS Management For For
OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY
S INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR
ENDING MARCH 31, 2008.
01 DIRECTOR Management For
FRANK W. LOGERFO, M.D. Management For For
MARCIA J. HOOPER Management For For
EDWARD A. BURKHARDT Management For For
JAMES J. MAHONEY, JR. Management For For
03 TO RATIFY THE ADOPTION OF THE POLYMEDICA CORPORATION Management For For
SENIOR EXECUTIVE ANNUAL BONUS PLAN.
DEL MONTE FOODS COMPANY DLM ANNUAL MEETING DATE: 09/27/2007
ISSUER: 24522P103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
03 TO RATIFY THE APPOINTMENT OF KPMG LLP, AN INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM, AS DEL MONTE
FOODS COMPANY S INDEPENDENT AUDITORS FOR ITS
FISCAL YEAR ENDING APRIL 27, 2008.
02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE Management Against Against
DEL MONTE FOODS COMPANY 2002 STOCK INCENTIVE PLAN.
1C TO ELECT DAVID R. WILLIAMS AS A CLASS I DIRECTOR Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/16/2008
Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 3 of 17
TO HOLD OFFICE FOR THREE-YEAR TERM.
1B TO ELECT JOE L. MORGAN AS A CLASS I DIRECTOR Management For For
TO HOLD OFFICE FOR THREE-YEAR TERM.
1A TO ELECT VICTOR L. LUND AS A CLASS I DIRECTOR Management For For
TO HOLD OFFICE FOR THREE-YEAR TERM.
KIMBALL INTERNATIONAL, INC. KBALB ANNUAL MEETING DATE: 10/16/2007
ISSUER: 494274103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
01 DIRECTOR Management For
DR. JACK R. WENTWORTH Management For For
TEXAS INDUSTRIES, INC. TXI ANNUAL MEETING DATE: 10/16/2007
ISSUER: 882491103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
01 DIRECTOR Management For
MEL G. BREKHUS Management For For
ROBERT D. ROGERS Management For For
RONALD G. STEINHART Management For For
02 TO AMEND THE CERTIFICATE OF INCORPORATION TO Management For For
INCREASE THE AUTHORIZED COMMON STOCK FROM 40
MILLION TO 100 MILLION SHARES.
03 TO APPROVE THE SELECTION OF ERNST & YOUNG LLP Management For For
AS OUR INDEPENDENT AUDITORS.
04 TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING Shareholder Against For
A SUSTAINABILITY REPORT.
THE MARCUS CORPORATION MCS ANNUAL MEETING DATE: 10/16/2007
ISSUER: 566330106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
01 DIRECTOR Management For
STEPHEN H. MARCUS Management For For
DIANE MARCUS GERSHOWITZ Management For For
DANIEL F MCKEITHAN, JR Management For For
ALLAN H. SELIG Management For For
TIMOTHY E. HOEKSEMA Management For For
BRUCE J. OLSON Management For For
PHILIP L. MILSTEIN Management For For
BRONSON J. HAASE Management For For
JAMES D. ERICSON Management For For
GREGORY S. MARCUS Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/16/2008
Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 4 of 17
LAWSON SOFTWARE, INC. LWSN ANNUAL MEETING DATE: 10/18/2007
ISSUER: 52078P102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
02 PROPOSAL TO RATIFY AND APPROVE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MAY 31, 2008
01 DIRECTOR Management For
STEVEN C. CHANG Management For For
HARRY DEBES Management For For
PETER GYENES Management For For
DAVID R. HUBERS Management For For
H. RICHARD LAWSON Management For For
MICHAEL A. ROCCA Management For For
ROBERT A. SCHRIESHEIM Management For For
ROMESH WADHWANI Management For For
PAUL WAHL Management For For
POLYMEDICA CORPORATION PLMD SPECIAL MEETING DATE: 10/31/2007
ISSUER: 731738100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
01 APPROVE THE MERGER AGREEMENT WITH MEDCO HEALTH Management For For
SOLUTIONS, INC.
02 THE ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL Management For For
MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF APPROVAL OF THE
MERGER AGREEMENT IF THERE ARE INSUFFICIENT VOTES
AT THE TIME OF THE MEETING TO APPROVE THE MERGER
AGREEMENT.
MAGNETEK, INC. MAG ANNUAL MEETING DATE: 11/02/2007
ISSUER: 559424106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
01 DIRECTOR Management For
DEWAIN K. CROSS Management For For
YON YOON JORDEN Management For For
MITCHELL I. QUAIN Management For For
DAVID P. REILAND Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP TO SERVE AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2008.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/16/2008
Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 5 of 17
LIFECORE BIOMEDICAL, INC. LCBM ANNUAL MEETING DATE: 11/14/2007
ISSUER: 532187101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
02 PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT Management For For
OF GRANT THORNTON LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE
CURRENT FISCAL YEAR ENDING JUNE 30, 2008.
01 DIRECTOR Management For
DENNIS J. ALLINGHAM Management For For
MARTIN J. EMERSON Management For For
THOMAS H. GARRETT Management For For
LUTHER T. GRIFFITH Management For For
RICHARD W. PERKINS Management For For
JOHN E. RUNNELLS Management For For
ANDREW CORPORATION ANDW SPECIAL MEETING DATE: 12/10/2007
ISSUER: 034425108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For
AS OF JUNE 26, 2007, BY AND AMONG COMMSCOPE,
INC., A DELAWARE CORPORATION, DJROSS, INC., A
DELAWARE CORPORATION AND AN INDIRECT WHOLLY OWNED
SUBSIDIARY OF COMMSCOPE, AND THE COMPANY, AS
THE SAME MAY BE AMENDED FROM TIME TO TIME.
02 TO ADJOURN THE SPECIAL MEETING TO SOLICIT ADDITIONAL Management For For
PROXIES FOR APPROVAL OF THE AGREEMENT AND PLAN
OF MERGER, IF NECESSARY.
EDO CORPORATION EDO SPECIAL MEETING DATE: 12/18/2007
ISSUER: 281347104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
02 THE PROPOSAL TO ADJOURN THE SPECIAL MEETING, Management For For
IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN
FAVOR OF THE APPROVAL AND ADOPTION OF THE MERGER
AGREEMENT.
01 THE PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT Management For For
AND PLAN OF MERGER, DATED AS OF SEPTEMBER 16,
2007, BY AND AMONG EDO CORPORATION, ITT CORPORATION
AND DONATELLO ACQUISITION CORP.
FSI INTERNATIONAL, INC. FSII ANNUAL MEETING DATE: 01/16/2008
ISSUER: 302633102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
01 TO ELECT TWO CLASS III DIRECTORS TO SERVE FOR Management For For
THE ENSUING THREE YEARS UNTIL THE EXPIRATION
OF THEIR TERM IN 2011, OR UNTIL THEIR SUCCESSORS
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/16/2008
Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 6 of 17
ARE DULY ELECTED AND QUALIFIED.
02 TO ACT UPON A PROPOSAL TO APPROVE THE FSI INTERNATIONAL, Management Against Against
INC. 2008 OMNIBUS STOCK PLAN.
03 TO APPROVE AN AMENDMENT TO OUR EMPLOYEES STOCK Management For For
PURCHASE PLAN TO INCREASE THE AGGREGATE NUMBER
OF SHARES OF OUR COMMON STOCK RESERVED FOR ISSUANCE
UNDER THE PLAN BY 500,000.
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING AUGUST 30, 2008.
05 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For
COME BEFORE THE MEETING.
ALBERTO-CULVER COMPANY ACV ANNUAL MEETING DATE: 01/24/2008
ISSUER: 013078100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
01 DIRECTOR Management For
THOMAS A. DATTILO Management For For
JIM EDGAR Management For For
SAM J. SUSSER Management For For
02 APPROVAL OF THE EMPLOYEE STOCK OPTION PLAN OF Management For For
2006, AS AMENDED.
03 APPROVAL OF THE MANAGEMENT INCENTIVE PLAN, AS Management For For
AMENDED.
04 APPROVAL OF THE 2006 SHAREHOLDER VALUE INCENTIVE Management For For
PLAN, AS AMENDED.
05 APPROVAL OF THE 2006 RESTRICTED STOCK PLAN, AS Management For For
AMENDED.
SALLY BEAUTY HOLDINGS, INC. SBH ANNUAL MEETING DATE: 01/24/2008
ISSUER: 79546E104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
02 RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For For
THE CORPORATION S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR 2008.
01 DIRECTOR Management For
KATHLEEN J. AFFELDT Management For For
WALTER L. METCALFE, JR. Management For For
EDWARD W. RABIN Management For For
GARY G. WINTERHALTER Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/16/2008
Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 7 of 17
SURMODICS, INC. SRDX ANNUAL MEETING DATE: 01/28/2008
ISSUER: 868873100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
02 DIRECTOR Management For
K.H. KELLER, PH.D. Management For For
ROBERT C. BUHRMASTER Management For For
01 SET THE NUMBER OF DIRECTORS AT TEN (10). Management For For
GRIFFON CORPORATION GFF ANNUAL MEETING DATE: 02/06/2008
ISSUER: 398433102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
01 DIRECTOR Management For
BERTRAND M. BELL* Management For For
ROBERT G. HARRISON* Management For For
RONALD J. KRAMER* Management For For
MARTIN S. SUSSMAN* Management For For
JOSEPH J. WHALEN* Management For For
GORDON E. FORNELL** Management For For
JAMES A. MITAROTONDA** Management For For
03 APPROVAL OF AMENDMENT TO THE GRIFFON CORPORATION Management For For
2006 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER
OF SHARES OF COMMON STOCK AVAILABLE FOR GRANT
UNDER THE PLAN BY 300,000 SHARES.
02 APPROVAL OF AMENDMENT OF THE GRIFFON CORPORATION Management For For
CERTIFICATE OF INCORPORATION TO REDUCE THE SUPERMAJORITY
VOTE REQUIRED BY ARTICLE TWELFTH TO A MAJORITY
VOTE.
04 RATIFICATION OF THE SELECTION BY OUR AUDIT COMMITTEE Management For For
OF GRANT THORNTON LLP TO SERVE AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008.
TIER TECHNOLOGIES, INC. TIER ANNUAL MEETING DATE: 02/28/2008
ISSUER: 88650Q100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
02 TO RATIFY THE SELECTION OF MCGLADREY & PULLEN, Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER
30, 2008.
01 DIRECTOR Management For
CHARLES W. BERGER Management For For
SAMUEL CABOT III Management For For
JOHN J. DELUCCA Management For For
MORGAN P. GUENTHER Management For For
RONALD L. ROSSETTI Management For For
JAMES STONE Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/16/2008
Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 8 of 17
THE TORO COMPANY TTC ANNUAL MEETING DATE: 03/11/2008
ISSUER: 891092108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
02 APPROVE AN AMENDMENT TO THE TORO COMPANY 2000 Management Against Against
STOCK OPTION PLAN TO INCREASE THE NUMBER OF SHARES
OF COMMON STOCK ISSUABLE UNDER THE PLAN BY 800,000.
01 DIRECTOR Management For
KATHERINE J. HARLESS Management For For
MICHAEL J. HOFFMAN Management For For
INGE G. THULIN Management For For
03 RATIFY SELECTION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING OCTOBER
31, 2008.
H.B. FULLER COMPANY FUL ANNUAL MEETING DATE: 04/03/2008
ISSUER: 359694106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
01 DIRECTOR Management For
J. MICHAEL LOSH Management For For
LEE R. MITAU Management For For
R. WILLIAM VAN SANT Management For For
03 TO APPROVE THE AMENDED AND RESTATED H.B. FULLER Management For For
COMPANY ANNUAL AND LONG-TERM INCENTIVE PLAN.
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING NOVEMBER 29, 2008.
NEWALLIANCE BANCSHARES, INC. NAL ANNUAL MEETING DATE: 04/17/2008
ISSUER: 650203102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
01 DIRECTOR Management For
DOUGLAS K. ANDERSON Management For For
ROXANNE J. COADY Management For For
JOHN F. CROWEAK Management For For
SHEILA B. FLANAGAN Management For For
02 TO APPROVE THE NEWALLIANCE BANK EXECUTIVE INCENTIVE Management For For
PLAN (PROPOSAL 2).
03 TO RATIFY THE APPOINTMENT OF THE FIRM OF PRICEWATERHOUSECOOPERS, Management For For
LLP AS INDEPENDENT AUDITORS (PROPOSAL 3).
04 THE PROXIES ARE AUTHORIZED TO VOTE UPON ANY OTHER Management For For
BUSINESS THAT PROPERLY COMES BEFORE THE ANNUAL
MEETING OR ANY ADJOURNMENTS OF THE MEETING, IN
ACCORDANCE WITH THE DETERMINATION OF A MAJORITY
OF THE BOARD OF DIRECTORS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/16/2008
Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 9 of 17
FEDERAL SIGNAL CORPORATION FSS ANNUAL MEETING DATE: 04/22/2008
ISSUER: 313855108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
01 DIRECTOR Management For
CHARLES R. CAMPBELL Management For For
PAUL W. JONES Management For For
BRENDA L. REICHELDERFER Management For For
DENNIS J. MARTIN Management For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
FEDERAL SIGNAL CORPORATION S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2008.
03 SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER Shareholder Against For
APPROVAL OF FUTURE SEVERANCE AGREEMENTS.
FMC CORPORATION FMC ANNUAL MEETING DATE: 04/22/2008
ISSUER: 302491303 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
01 DIRECTOR Management For
EDWARD J. MOONEY* Management For For
ENRIQUE J. SOSA* Management For For
VINCENT R. VOLPE, JR.* Management For For
ROBERT C. PALLASH** Management For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
HMN FINANCIAL, INC. HMNF ANNUAL MEETING DATE: 04/22/2008
ISSUER: 40424G108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
01 DIRECTOR Management For
ALLAN R. DEBOER Management For For
TIMOTHY R. GEISLER Management For For
KAREN L. HIMLE Management For For
02 THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP Management For For
AS THE AUDITORS OF THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2008.
NEWMARKET CORPORATION NEU ANNUAL MEETING DATE: 04/24/2008
ISSUER: 651587107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
01 DIRECTOR Management For
THOMAS E. GOTTWALD Management For For
BRUCE C. GOTTWALD Management For For
PHYLLIS L. COTHRAN Management For For
PATRICK D. HANLEY Management For For
JAMES E. ROGERS Management For For
SIDNEY BUFORD SCOTT Management For For
CHARLES B. WALKER Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/16/2008
Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 10 of 17
LLP AS NEWMARKET S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2008.
PEPSIAMERICAS, INC. PAS ANNUAL MEETING DATE: 04/24/2008
ISSUER: 71343P200 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
1G ELECTION OF DIRECTOR: JAMES R. KACKLEY Management For For
1H ELECTION OF DIRECTOR: MATTHEW M. MCKENNA Management For For
1I ELECTION OF DIRECTOR: ROBERT C. POHLAD Management For For
1J ELECTION OF DIRECTOR: DEBORAH E. POWELL Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTANTS.
1A ELECTION OF DIRECTOR: HERBERT M. BAUM Management For For
1B ELECTION OF DIRECTOR: RICHARD G. CLINE Management For For
1C ELECTION OF DIRECTOR: MICHAEL J. CORLISS Management For For
1D ELECTION OF DIRECTOR: PIERRE S. DU PONT Management For For
1E ELECTION OF DIRECTOR: ARCHIE R. DYKES Management For For
1F ELECTION OF DIRECTOR: JAROBIN GILBERT, JR. Management For For
ARCH CHEMICALS, INC. ARJ ANNUAL MEETING DATE: 04/25/2008
ISSUER: 03937R102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
01 DIRECTOR Management For
MICHAEL E. CAMPBELL Management For For
DAVID LILLEY Management For For
WILLIAM H. POWELL Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
TENNANT COMPANY TNC ANNUAL MEETING DATE: 04/29/2008
ISSUER: 880345103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
01 DIRECTOR Management For
DAVID MATHIESON Management For For
STEPHEN G. SHANK Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/16/2008
Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 11 of 17
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF THE COMPANY.
03 TO APPROVE THE 2009 SHORT-TERM INCENTIVE PLAN. Management For For
DELUXE CORPORATION DLX ANNUAL MEETING DATE: 04/30/2008
ISSUER: 248019101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
01 DIRECTOR Management For
RONALD C. BALDWIN Management For For
CHARLES A. HAGGERTY Management For For
ISAIAH HARRIS, JR. Management For For
DON J. MCGRATH Management For For
C.E. MAYBERRY MCKISSACK Management For For
NEIL J. METVINER Management For For
STEPHEN P. NACHTSHEIM Management For For
MARY ANN O'DWYER Management For For
MARTYN R. REDGRAVE Management For For
LEE J. SCHRAM Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS DELUXE CORPORATION S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2008.
03 APPROVAL OF THE DELUXE CORPORATION 2008 ANNUAL Management For For
INCENTIVE PLAN.
04 APPROVAL OF THE DELUXE CORPORATION 2008 STOCK Management Against Against
INCENTIVE PLAN.
MARINER ENERGY, INC. ME ANNUAL MEETING DATE: 04/30/2008
ISSUER: 56845T305 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
01 DIRECTOR Management For
JONATHAN GINNS Management For For
SCOTT D. JOSEY Management For For
02 RATIFICATION OF SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING
DECEMBER 31, 2008.
CHURCH & DWIGHT CO., INC. CHD ANNUAL MEETING DATE: 05/01/2008
ISSUER: 171340102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
01 DIRECTOR Management For
JAMES R. CRAIGIE Management For For
ROBERT A. DAVIES, III Management For For
ROSINA B. DIXON Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/16/2008
Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 12 of 17
ROBERT D. LEBLANC Management For For
02 APPROVAL OF AN AMENDMENT TO CHURCH & DWIGHT S Management For For
RESTATED CERTIFICATE OF INCORPORATION TO INCREASE
THE AUTHORIZED COMMON STOCK FROM 150 MILLION
SHARES TO 300 MILLION SHARES.
03 APPROVAL OF THE CHURCH & DWIGHT CO., INC. OMNIBUS Management Against Against
EQUITY COMPENSATION PLAN.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM TO AUDIT THE CHURCH & DWIGHT CO., INC. 2008
CONSOLIDATED FINANCIAL STATEMENTS.
ERESEARCH TECHNOLOGY, INC. ERES ANNUAL MEETING DATE: 05/01/2008
ISSUER: 29481V108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
01 DIRECTOR Management For
JOEL MORGANROTH, MD Management For For
STEPHEN S. PHILLIPS Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS.
PENTAIR, INC. PNR ANNUAL MEETING DATE: 05/01/2008
ISSUER: 709631105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
01 DIRECTOR Management For
LESLIE ABI-KARAM Management For For
JERRY W. BURRIS Management For For
RONALD L. MERRIMAN Management For For
02 TO APPROVE THE PENTAIR, INC. 2008 OMNIBUS STOCK Management Against Against
INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2008.
THE BRINK'S COMPANY BCO ANNUAL MEETING DATE: 05/02/2008
ISSUER: 109696104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
01 DIRECTOR Management For
MARC C. BRESLAWSKY Management For For
JOHN S. BRINZO Management For For
MICHAEL T. DAN Management For For
LAWRENCE J. MOSNER Management For For
CARROLL R. WETZEL, JR. Management For For
02 APPROVE THE THE BRINK S COMPANY NON-EMPLOYEE Management Against Against
DIRECTORS EQUITY PLAN.
03 APPROVE THE SELECTION OF KPMG LLP AS AN INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE
ACCOUNTS OF THE COMPANY AND ITS SUBSIDIARIES
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/16/2008
Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 13 of 17
GAYLORD ENTERTAINMENT COMPANY GET ANNUAL MEETING DATE: 05/06/2008
ISSUER: 367905106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
01 DIRECTOR Management Withheld
E.K. GAYLORD II Management Withheld Against
E. GORDON GEE Management Withheld Against
ELLEN LEVINE Management Withheld Against
RALPH HORN Management Withheld Against
MICHAEL J. BENDER Management Withheld Against
R. BRAD MARTIN Management Withheld Against
MICHAEL D. ROSE Management Withheld Against
COLIN V. REED Management Withheld Against
MICHAEL I. ROTH Management Withheld Against
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
HICKORYTECH CORPORATION HTCO ANNUAL MEETING DATE: 05/06/2008
ISSUER: 429060106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
01 DIRECTOR Management For
ROBERT D. ALTON JR. Management For For
JAMES W. BRACKE Management For For
R. WYNN KEARNEY JR. Management For For
DALE E. PARKER Management For For
HILB ROGAL & HOBBS COMPANY HRH ANNUAL MEETING DATE: 05/06/2008
ISSUER: 431294107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
01 DIRECTOR Management For
JULIE A. BECK Management For For
T.L. CHANDLER, JR. Management For For
WARREN M. THOMPSON Management For For
02 SHAREHOLDER PROPOSAL TO DECLASSIFY THE BOARD Shareholder Against For
OF DIRECTORS
03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT AUDITORS OF THE COMPANY S
2008 FINANCIAL STATEMENTS
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/16/2008
Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 14 of 17
MIDAS, INC. MDS ANNUAL MEETING DATE: 05/06/2008
ISSUER: 595626102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
01 DIRECTOR Management For
THOMAS L. BINDLEY Management For For
ROBERT R. SCHOEBERL Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
THE INDEPENDENT AUDITORS OF MIDAS, INC. FOR THE
FISCAL YEAR ENDING JANUARY 3, 2009.
WEST PHARMACEUTICAL SERVICES, INC. WST ANNUAL MEETING DATE: 05/06/2008
ISSUER: 955306105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
01 DIRECTOR Management For
JENNE K. BRITELL* Management For For
DONALD E. MOREL, JR.* Management For For
JOHN H. WEILAND* Management For For
ROBERT C. YOUNG* Management For For
THOMAS W. HOFMANN** Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2008.
IMATION CORP. IMN ANNUAL MEETING DATE: 05/07/2008
ISSUER: 45245A107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
01 DIRECTOR Management For
LINDA W. HART Management For For
RAYMOND LEUNG Management For For
MARK E. LUCAS Management For For
CHARLES REICH Management For For
FRANK P. RUSSOMANNO Management For For
02 RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
03 APPROVAL OF THE 2008 STOCK INCENTIVE PLAN. Management Against Against
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/16/2008
Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 15 of 17
BARNES GROUP INC. B ANNUAL MEETING DATE: 05/08/2008
ISSUER: 067806109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
01 DIRECTOR Management For
WILLIAM S. BRISTOW, JR. Management For For
WILLIAM C. DENNINGER Management For For
GREGORY F. MILZCIK Management For For
02 APPROVE AMENDMENT TO THE BARNES GROUP INC. EMPLOYEE Management For For
STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF
SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE
03 RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FURMANITE CORPORATION FRM ANNUAL MEETING DATE: 05/12/2008
ISSUER: 361086101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
01 DIRECTOR Management For
SANGWOO AHN Management For For
JOHN R. BARNES Management For For
CHARLES R. COX Management For For
HANS KESSLER Management For For
ALLETE, INC. ALE ANNUAL MEETING DATE: 05/13/2008
ISSUER: 018522300 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
01 DIRECTOR Management For
BREKKEN Management For For
EDDINS Management For For
EMERY Management For For
HOOLIHAN Management For For
LUDLOW Management For For
MAYER Management For For
NEVE Management For For
RAJALA Management For For
SHIPPAR Management For For
STENDER Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS ALLETE S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
COMSTOCK RESOURCES, INC. CRK ANNUAL MEETING DATE: 05/13/2008
ISSUER: 205768203 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2008.
01 DIRECTOR Management For
M. JAY ALLISON Management For For
DAVID W. SLEDGE Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/16/2008
Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 16 of 17
STEINWAY MUSICAL INSTRUMENTS, INC. LVB ANNUAL MEETING DATE: 05/19/2008
ISSUER: 858495104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
01 DIRECTOR Management For
KYLE R. KIRKLAND Management For For
DANA D. MESSINA Management For For
THOMAS KURRER Management For For
JOHN M. STONER, JR. Management For For
A. CLINTON ALLEN Management For For
RUDOLPH K. KLUIBER Management For For
PETER MCMILLAN Management For For
DAVID LOCKWOOD Management For For
02 RATIFICATION OF UHY LLP TO SERVE AS THE COMPANY Management For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
TO AUDIT THE COMPANY S FINANCIAL STATEMENTS AND
INTERNAL CONTROLS FOR 2008
INTERMEC, INC. IN ANNUAL MEETING DATE: 05/23/2008
ISSUER: 458786100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
01 DIRECTOR Management For
PATRICK J. BYRNE Management For For
GREGORY K. HINCKLEY Management For For
LYDIA H. KENNARD Management For For
ALLEN J. LAUER Management For For
STEPHEN P. REYNOLDS Management For For
STEVEN B. SAMPLE Management For For
OREN G. SHAFFER Management For For
LARRY D. YOST Management For For
02 RATIFY SELECTION OF DELOITTE & TOUCHE LLP AS Management For For
INTERMEC, INC. S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2008.
03 APPROVE THE INTERMEC, INC. 2008 EMPLOYEE STOCK Management For For
PURCHASE PLAN.
04 APPROVE THE INTERMEC, INC. 2008 OMNIBUS INCENTIVE Management Against Against
PLAN.
HAWK CORPORATION HWK ANNUAL MEETING DATE: 06/04/2008
ISSUER: 420089104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
01 DIRECTOR Management For
ANDREW T. BERLIN Management For For
PAUL R. BISHOP Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/16/2008
Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 17 of 17
JACK F. KEMP Management For For
RICHARD T. MARABITO Management For For
DAN T. MOORE, III Management For For
02 APPROVAL OF AMENDMENTS TO AND THE RESTATEMENT Management Against Against
OF THE HAWK CORPORATION 2000 LONG TERM INCENTIVE
PLAN.
03 APPROVAL OF THE ANNUAL INCENTIVE PLAN AS PERFORMANCE-BASED Management For For
COMPENSATION.
C&D TECHNOLOGIES, INC. CHP ANNUAL MEETING DATE: 06/05/2008
ISSUER: 124661109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
01 DIRECTOR Management For
WILLIAM HARRAL III Management For For
PAMELA L. DAVIES Management For For
KEVIN P. DOWD Management For For
JEFFREY A. GRAVES Management For For
ROBERT I. HARRIES Management For For
MICHAEL H. KALB Management For For
GEORGE MACKENZIE Management For For
JOHN A.H. SHOBER Management For For
STANLEY W. SILVERMAN Management For For
ELLEN C. WOLF Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2009.
EDGEWATER TECHNOLOGY, INC. EDGW ANNUAL MEETING DATE: 06/11/2008
ISSUER: 280358102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------------------- ---------------- -------------- ------------------
05 TO RATIFY AND APPROVE THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE COMPANY.
04 APPROVAL OF THE EDGEWATER TECHNOLOGY, INC. 2008 Management Against Against
INTERIM INCENTIVE PLAN.
03 APPROVAL OF THE EDGEWATER TECHNOLOGY, INC. 2008 Management Against Against
OMNIBUS INCENTIVE PLAN.
02 APPROVAL OF THE EDGEWATER TECHNOLOGY, INC. 2008 Management For For
EMPLOYEE STOCK PURCHASE PLAN.
01 DIRECTOR Management For
CLETE T. BREWER Management For For
PAUL E. FLYNN Management For For
PAUL GUZZI Management For For
NANCY L. LEAMING Management For For
MICHAEL R. LOEB Management For For
SHIRLEY SINGLETON Management For For
BARRY B. WHITE Management For For
WAYNE WILSON Management For For
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant Gabelli Equity Series Funds, Inc.
By (Signature and Title)* /s/ Bruce N. Alpert
---------------------------
Bruce N. Alpert,
Principal Executive Officer
Date August 25, 2008
* Print the name and title of each signing officer under his or her
signature.