UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-04719
THE GAMCO WESTWOOD FUNDS
(Exact name of registrant as specified in charter)
One Corporate Center
RYE, NEW YORK 10580-1422
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
RYE, NEW YORK 10580-1422
(Name and address of agent for service)
Registrant's telephone number, including area code: 800-422-3554
Date of fiscal year end: September 30
Date of reporting period: July 1, 2007 - June 30, 2008
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (Sections 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC
20549. The OMB has reviewed this collection of information under the clearance
requirements of 44 U.S.C. Section 3507.
- --------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker Symbol: FCX CUSIP/Security ID: 35671D857
MeetingId: 403083 CustBankAcctNbr: 382688
ClientAccountNbr: 4367 Country: USA
MeetingDate: 10-Jul-07 RecordDate: 25-May-07
Cutoffdate: 4-Jul-07 MeetingType: Annual
SharesHeld: 69400 BallotShares: 69400
DateAccepted: 14-Jun-07 VotedDate: 25-Jun-07
BALLOT ISS ISS MGT POLICY
SEQ ITEM AGENDA REC REC VOTE VOTE
NUMBER NUMBER ITEMDESC MORS CATEGORY ITEMID VOTE VOTE REC CAST NOTE
- ------ ------ ------------------------ ---- --------------- ------- ------- ------- -------- --------- ---------------------------
1. 1.1 Elect Director Richard M Directors M0201 For For For For NULL
C. Adkerson Related
2. 1.2 Elect Director Robert M Directors M0201 For For For For NULL
J. Allison, Jr. Related
3. 1.3 Elect Director Robert M Directors M0201 For For For For NULL
A. Day Related
4. 1.4 Elect Director Gerald M Directors M0201 For For For For NULL
J. Ford Related
5. 1.5 Elect Director H. M Directors M0201 For For For For NULL
Devon Graham, Jr. Related
6. 1.6 Elect Director J. M Directors M0201 For For For For NULL
Bennett Johnston Related
7. 1.7 Elect Director Charles M Directors M0201 For For For For NULL
C. Krulak Related
8. 1.8 Elect Director Bobby M Directors M0201 For For For For NULL
Lee Lackey Related
9. 1.9 Elect Director Jon C. M Directors M0201 For For For For NULL
Madonna Related
10. 1.1 Elect Director Dustan M Directors M0201 For For For For NULL
E. McCoy Related
11. 1.11 Elect Director M Directors M0201 For For For For NULL
Gabrielle K. McDonald Related
12. 1.12 Elect Director James M Directors M0201 For For For For NULL
R. Moffett Related
13. 1.13 Elect Director B.M. M Directors M0201 For For For For NULL
Rankin, Jr. Related
14. 1.14 Elect Director J. M Directors M0201 For For For For NULL
Stapleton Roy Related
15. 1.15 Elect Director Stephen M Directors M0201 For For For For NULL
H. Siegele Related
16. 1.16 Elect Director J. M Directors M0201 For For For For NULL
Taylor Wharton Related
17. 2 Ratify Auditors M Routine/ M0101 For For For For NULL
Business
18. 3 Amend Omnibus Stock M Non-Salary M0524 For For For For VI. Vote
Plan Comp. Recommendation
The estimated
shareholder value
transfer of the
company's plans of
6 percent is less
than the allowable
cap for this
company of 8
percent.
Additionally, this
plan expressly
forbids repricing.
- --------------------------------------------------------------------------------
NIKE, INC.
Ticker Symbol: NKE CUSIP/Security ID: 654106103
MeetingId: 411013 CustBankAcctNbr: 382688
ClientAccountNbr: 4367 Country: USA
MeetingDate: 17-Sep-07 RecordDate: 25-Jul-07
Cutoffdate: 11-Sep-07 MeetingType: Annual
SharesHeld: 41300 BallotShares: 41300
DateAccepted: 4-Aug-07 VotedDate: 31-Aug-07
BALLOT ISS ISS MGT POLICY
SEQ ITEM AGENDA REC REC VOTE VOTE
NUMBER NUMBER ITEMDESC MORS CATEGORY ITEMID VOTE VOTE REC CAST NOTE
- ------ ------ ------------------------ ---- --------------- ------- ------- ------- -------- --------- ---------------------------
1. 1.1 Elect Director Jill M Directors M0201 For For For For NULL
K. Conway Related
2. 1.2 Elect Director Alan M Directors M0201 For For For For NULL
B. Graf, Jr. Related
3. 1.3 Elect Director Jeanne M Directors M0201 For For For For NULL
P. Jackson Related
4. 2 Amend Executive M Non-Salary M0535 For For For For The performance
Incentive Bonus Plan Comp. measures included
under the plan
are appropriate
for the company
given its line of
business,
long-term
strategic
objectives, and
industry-specific
measures for
assessing market
competitiveness.
Additionally, the
plan is
administered by a
co
5. 3 Ratify Auditors M Routine/ M0101 For For For For NULL
Business
- --------------------------------------------------------------------------------
FEDEX CORPORATION
Ticker Symbol: FDX CUSIP/Security ID: 31428X106
MeetingId: 412125 CustBankAcctNbr: 382688
ClientAccountNbr: 4367 Country: USA
MeetingDate: 24-Sep-07 RecordDate: 30-Jul-07
Cutoffdate: 14-Sep-07 MeetingType: Annual
SharesHeld: 20400 BallotShares: 20400
DateAccepted: 20-Aug-07 VotedDate: 10-Sep-07
BALLOT ISS ISS MGT POLICY
SEQ ITEM AGENDA REC REC VOTE VOTE
NUMBER NUMBER ITEMDESC MORS CATEGORY ITEMID VOTE VOTE REC CAST NOTE
- ------ ------ ------------------------ ---- --------------- ------- ------- ------- -------- --------- ---------------------------
1. 1 Elect Director James M Directors M0201 For For For For NULL
L. Barksdale Related
2. 2 Elect Director August M Directors M0201 For For For For NULL
A. Busch, IV Related
3. 3 Elect Director John M Directors M0201 For For For For NULL
A. Edwardson Related
4. 4 Elect Director Judith M Directors M0201 For For For For NULL
L. Estrin Related
5. 5 Elect Director Philip M Directors M0201 For For For For NULL
Greer Related
6. 6 Elect Director J.R. M Directors M0201 For For For For NULL
Hyde, III Related
7. 7 Elect Director M Directors M0201 For For For For NULL
Shirley A. Jackson Related
8. 8 Elect Director Steven M Directors M0201 For For For For NULL
R. Loranger Related
9. 9 Elect Director Gary M Directors M0201 For For For For NULL
W. Loveman Related
10. 10 Elect Director M Directors M0201 For For For For NULL
Charles T. Manatt Related
11. 11 Elect Director M Directors M0201 For For For For NULL
Frederick W. Smith Related
12. 12 Elect Director Joshua M Directors M0201 For For For For NULL
I. Smith Related
13. 13 Elect Director Paul M Directors M0201 For For For For NULL
S. Walsh Related
14. 14 Elect Director Peter M Directors M0201 For For For For NULL
S. Willmott Related
15. 15 Ratify Auditors M Routine/ M0101 For For For For NULL
Business
16. 16 Separate Chairman and S SH-Routine/ S0107 For Against For For In this case, the
CEO Positions Business company does not
meet certain of
the criteria in
the
counterbalancing
structure
described above.
Specifically, the
company does not
have a designated
lead director
performing the
duties listed.
Therefore, the
company& #x2019;s
governance s
17. 17 Advisory Vote to S SH-Compensation S0517 For Against For For ISS believes that
Ratify Named the advisory vote
Executive Officer's would allow
Compensation shareholders a
voice in
executive
compensation
practices of a
company. The
advisory vote
would be a
confidence vote
on the work of
the compensation
committee. ISS
encourages
companies to
allow
shareholders to
18. 18 Report on Global S SH-Health/ S0742 Against Against Againstt Against Therefore, while
Warming Environ. ISS would
encourage the
company to
continue to
evaluate and
disclose
information on
its policies and
strategic
directions
relating to
climate change,
we do not believe
that this
resolution
warrants
shareholder
support.
19. 19 Report on Political S SH-Other/misc. S0807 For Against For For ISS notes that
Contributions FedEx has
provided
shareholders with
some information
to assess the
company& #x2019;s
general policies,
rationale and
approval
mechanisms
relating to its
political
contributions. We
are concerned
that shareholders
lack information
relating to
- --------------------------------------------------------------------------------
GENERAL MILLS, INC.
Ticker Symbol: GIS CUSIP/Security ID: 370334104
MeetingId: 412195 CustBankAcctNbr: 382688
ClientAccountNbr: 4367 Country: USA
MeetingDate: 24-Sep-07 RecordDate: 26-Jul-07
Cutoffdate: 18-Sep-07 MeetingType: Annual
SharesHeld: 40000 BallotShares: 40000
DateAccepted: 20-Aug-07 VotedDate: 20-Sep-07
BALLOT ISS ISS MGT POLICY
SEQ ITEM AGENDA REC REC VOTE VOTE
NUMBER NUMBER ITEMDESC MORS CATEGORY ITEMID VOTE VOTE REC CAST NOTE
- ------ ------ ------------------------ ---- --------------- ------- ------- ------- -------- --------- ---------------------------
1. 1 Elect Director Paul M Directors M0201 For For For For We recommend a
Danos Related vote FOR the
directors with
the exception of
independent
outsiders Heidi
G. MIller and A.
Michael Spence.
We recommend that
shareholders vote
AGAINST Heidi G.
Miller and A.
Michael Spence
for poor
attendance.
2. 2 Elect Director M Directors M0201 For For For For NULL
William T. Esrey Related
3. 3 Elect Director M Directors M0201 For For For For NULL
Raymond V. Gilmartin Related
4. 4 Elect Director Judith M Directors M0201 For For For For NULL
Richards Hope Related
5. 5 Elect Director Heidi M Directors M0201 Against For Against Against NULL
G. Miller Related
6. 6 Elect Director Hilda M Directors M0201 For For For For NULL
Ochoa-Brillemberg Related
7. 7 Elect Director Steve M Directors M0201 For For For For NULL
Odland Related
8. 8 Elect Director M Directors M0201 For For For For NULL
Kendall J. Powell Related
9. 9 Elect Director M Directors M0201 For For For For NULL
Michael D. Rose Related
10. 10 Elect Director Robert M Directors M0201 For For For For NULL
L. Ryan Related
11. 11 Elect Director M Directors M0201 For For For For NULL
Stephen W. Sanger Related
12. 12 Elect Director A. M Directors M0201 For For For For NULL
Michael Spence Related
13. 13 Elect Director M Directors M0201 For For For For NULL
Dorothy A. Terrell Related
14. 14 Ratify Auditors M Routine/ M0101 For For For For NULL
Business
15. 15 Approve Omnibus Stock M Non-Salary M0522 For For For For VI. Vote
Plan Comp. Recommendation
The estimated
shareholder value
transfer of the
company's plans
of 7 percent is
equal to the
allowable cap for
this company of 7
percent.
- --------------------------------------------------------------------------------
ORACLE CORP.
Ticker Symbol: ORCL CUSIP/Security ID: 68389X105
MeetingId: 415658 CustBankAcctNbr: 382688
ClientAccountNbr: 4367 Country: USA
MeetingDate: 2-Nov-07 RecordDate: 7-Sep-07
Cutoffdate: 22-Oct-07 MeetingType: Annual
SharesHeld: 237600 BallotShares: 237600
DateAccepted: 19-Sep-07 VotedDate: 17-Oct-07
BALLOT ISS ISS MGT POLICY
SEQ ITEM AGENDA REC REC VOTE VOTE
NUMBER NUMBER ITEMDESC MORS CATEGORY ITEMID VOTE VOTE REC CAST NOTE
- ------ ------ ------------------------ ---- --------------- ------- ------- ------- -------- --------- ---------------------------
1. 1.1 Elect Director M Directors M0201 For For For For NULL
Jeffrey O. Henley Related
2. 1.2 Elect Director M Directors M0201 For For For For NULL
Lawrence J. Ellison Related
3. 1.3 Elect Director Donald M Directors M0201 For For For For NULL
L. Lucas Related
4. 1.4 Elect Director M Directors M0201 For For For For NULL
Michael J. Boskin Related
5. 1.5 Elect Director Jack M Directors M0201 For For For For NULL
F. Kemp Related
6. 1.6 Elect Director M Directors M0201 For For For For NULL
Jeffrey S. Berg Related
7. 1.7 Elect Director Safra M Directors M0201 For For For For NULL
A. Catz Related
8. 1.8 Elect Director Hector M Directors M0201 For For For For NULL
Garcia-Molina Related
9. 1.9 Elect Director H. M Directors M0201 For For For For NULL
Raymond Bingham Related
10. 1.1 Elect Director M Directors M0201 For For For For NULL
Charles E Phillips, Related
Jr.
11. 1.11 Elect Director Naomi M Directors M0201 For For For For NULL
O. Seligman Related
12. 2 Approve Executive M Non-Salary M0535 For For For For The performance
Incentive Bonus Plan Comp. measures included
under the plan
are appropriate
for the company
given its line of
business,
long-term
strategic
objectives, and
industry-specific
measures for
assessing market
competitiveness.
Additionally, the
plan is
administered by a
co
13. 3 Ratify Auditors M Routine/ M0101 For For For For NULL
Business
14. 4 Amend Bylaws to S Social S0999 Against Against Against Against That said; based
Establish a Board Proposal the existing
Committee on Human company& #x2019;s
Rights existing
discussion of the
issue in its CSR
report, the
public
availability of a
Code of Ethics
and Business
Conduct, the
disclosure of its
privacy policies,
the lack of
significant
controversy, and
the potent
15. 5 Issue an Open Source S Social S0999 Against Against Against Against Therefore, ISS
Report Proposal urges the company
to continue to
evaluate its
strategies
related to legal
and public policy
issues that can
impact the
company& #x2019;s
ability to
operate
efficiently and
profitably;
however, based on
the broad nature
of the
information requ
- --------------------------------------------------------------------------------
MICROSOFT CORP.
Ticker Symbol: MSFT CUSIP/Security ID: 594918104
MeetingId: 416251 CustBankAcctNbr: 382688
ClientAccountNbr: 4367 Country: USA
MeetingDate: 13-Nov-07 RecordDate: 7-Sep-07
Cutoffdate: 31-Oct-07 MeetingType: Annual
SharesHeld: 157000 BallotShares: 157000
DateAccepted: 27-Sep-07 VotedDate: 1-Nov-07
BALLOT ISS ISS MGT POLICY
SEQ ITEM AGENDA REC REC VOTE VOTE
NUMBER NUMBER ITEMDESC MORS CATEGORY ITEMID VOTE VOTE REC CAST NOTE
- ------ ------ ------------------------ ---- --------------- ------- ------- ------- -------- --------- ---------------------------
1. 1 Elect Director M Directors M0201 For For For For NULL
William H. Gates, III Related
2. 2 Elect Director Steven M Directors M0201 For For For For NULL
A. Ballmer Related
3. 3 Elect Director James M Directors M0201 For For For For NULL
I. Cash, Jr. Related
4. 4 Elect Director Dina M Directors M0201 For For For For NULL
Dublon Related
5. 5 Elect Director M Directors M0201 For For For For NULL
Raymond V. Gilmartin Related
6. 6 Elect Director Reed M Directors M0201 For For For For NULL
Hastings Related
7. 7 Elect Director David M Directors M0201 For For For For NULL
F. Marquardt Related
8. 8 Elect Director M Directors M0201 For For For For NULL
Charles H. Noski Related
9. 9 Elect Director Helmut M Directors M0201 For For For For NULL
Panke Related
10. 10 Elect Director Jon A. M Directors M0201 For For For For NULL
Shirley Related
11. 11 Ratify Auditors M Routine/ M0101 For For For For NULL
Business
12. 12 Adopt Policies to S Social S0999 Against Against Against Against Considering
Protect Freedom of Proposal Microsoft& #x2019;s
Access to the Internet development of
certain formal
policies related
to Internet
monitoring and
censorship,
taking into
account the
company& #x2019;s
disclosure and
transparency
relating to its
policy position
relating to human
rights and the
Inter
13. 13 Amend Bylaws to S Social S0999 Against Against Against Against Based on
Establish a Board Proposal Microsoft& #x2019;s
Committee on Human existing human
Rights rights codes and
policies
including the
public
availability of a
Code of Conduct
and a Vendor Code
of Conduct, and
in light of the
disclosure of
privacy policies
and the
company& #x2019;s
stated active
stakeholder
- --------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker Symbol: CSCO CUSIP/Security ID: 17275R102
MeetingId: 416608 CustBankAcctNbr: 382688
ClientAccountNbr: 4367 Country: USA
MeetingDate: 15-Nov-07 RecordDate: 17-Sep-07
Cutoffdate: 2-Nov-07 MeetingType: Annual
SharesHeld: 79000 BallotShares: 79000
DateAccepted: 27-Sep-07 VotedDate: 5-Nov-07
BALLOT ISS ISS MGT POLICY
SEQ ITEM AGENDA REC REC VOTE VOTE
NUMBER NUMBER ITEMDESC MORS CATEGORY ITEMID VOTE VOTE REC CAST NOTE
- ------ ------ ------------------------ ---- --------------- ------- ------- ------- -------- --------- ---------------------------
1. 1 Elect Director Carol M Directors M0201 For For For For We recommend a
A. Bartz Related vote FOR the
directors.
2. 2 Elect Director M. M Directors M0201 For For For For NULL
Michele Burns Related
3. 3 Elect Director M Directors M0201 For For For For NULL
Michael D. Capellas Related
4. 4 Elect Director Larry M Directors M0201 For For For For NULL
R. Carter Related
5. 5 Elect Director John M Directors M0201 For For For For NULL
T. Chambers Related
6. 6 Elect Director Brian M Directors M0201 For For For For NULL
L. Halla Related
7. 7 Elect Director Dr. M Directors M0201 For For For For NULL
John L. Hennessy Related
8. 8 Elect Director M Directors M0201 For For For For NULL
Richard M. Kovacevich Related
9. 9 Elect Director M Directors M0201 For For For For NULL
Roderick C. McGeary Related
10. 10 Elect Director M Directors M0201 For For For For NULL
Michael K. Powell Related
11. 11 Elect Director Steven M Directors M0201 For For For For NULL
M. West Related
12. 12 Elect Director Jerry M Directors M0201 For For For For NULL
Yang Related
13. 13 Amend Omnibus Stock M Non-Salary M0524 For For For For VI. Vote
Plan Comp. Recommendation
The estimated
shareholder value
transfer of the
company's plans
of 9 percent is
equal to the
allowable cap for
this company of 9
percent.
Additionally,
this plan
expressly forbids
repricing.
14. 14 Approve Executive M Non-Salary M0535 For For For For The performance
Incentive Bonus Plan Comp. measures included
under the plan
are appropriate
for the company
given its line of
business,
long-term
strategic
objectives, and
industry-specific
measures for
assessing market
competitiveness.
Additionally, the
plan is
administered by a
co
15. 15 Ratify Auditors M Routine/ M0101 For For For For NULL
Business
16. 16 Amend Bylaws to S Social S0999 Against Against Against Against While we believe
Establish a Board Proposal that Cisco could
Committee on Human improve aspects
Rights of its human
rights policies,
we also believe
that
Cisco& #x2019;s
existing policies
and disclosure of
these issues
indicates that
the company is
carefully
evaluating human
rights issues
raised by the
compan
17. 17 Pay For Superior S SH-Compensation S0520 For Against For For In this case, the
Performance company& #x2019;s
annual and
long-term
compensation
programs for
senior executives
are not
substantially
performance-based
under current ISS
guidelines.
Further, the
company does not
disclose specific
performance goals
and hurdles rates
fo
18. 18 Advisory Vote to S SH-Compensation S0517 For Against For For ISS believes that
Ratify Named the advisory vote
Executive Officers' would allow
Compensation shareholders a
voice in
executive
compensation
practices of a
company. The
advisory vote
would be a
confidence vote
on the work of
the compensation
committee. ISS
encourages
companies to
allow
shareholders to
19. 19 Report on Internet S Social S0999 For Against For For Therefore, while
Fragmentation Proposal we commend Cisco
for its broad
approach to
international
human rights
issues, we
believe that
including
additional
information in
its existing
public documents
on policies and
practices related
to doing business
with governments
that restr
- --------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC.
Ticker Symbol: ADP CUSIP/Security ID: 53015103
MeetingId: 416718 CustBankAcctNbr: 382688
ClientAccountNbr: 4367 Country: USA
MeetingDate: 13-Nov-07 RecordDate: 14-Sep-07
Cutoffdate: 7-Nov-07 MeetingType: Annual
SharesHeld: 97400 BallotShares: 97400
DateAccepted: 3-Oct-07 VotedDate: 29-Oct-07
BALLOT ISS ISS MGT POLICY
SEQ ITEM AGENDA REC REC VOTE VOTE
NUMBER NUMBER ITEMDESC MORS CATEGORY ITEMID VOTE VOTE REC CAST NOTE
- ------ ------ ------------------------ ---- --------------- ------- ------- ------- -------- --------- ---------------------------
1. 1.1 Elect Director M Directors M0201 For For For For NULL
Gregory D. Brenneman Related
2. 1.2 Elect Director Leslie M Directors M0201 For For For For NULL
A. Brun Related
3. 1.3 Elect Director Gary M Directors M0201 For For For For NULL
C. Butler Related
4. 1.4 Elect Director Leon M Directors M0201 For For For For NULL
G. Cooperman Related
5. 1.5 Elect Director Eric M Directors M0201 For For For For NULL
C. Fast Related
6. 1.6 Elect Director R. M Directors M0201 For For For For NULL
Glenn Hubbard Related
7. 1.7 Elect Director John M Directors M0201 For For For For NULL
P. Jones Related
8. 1.8 Elect Director M Directors M0201 For For For For NULL
Frederic V. Malek Related
9. 1.9 Elect Director M Directors M0201 For For For For NULL
Gregory L. Summe Related
10. 1.1 Elect Director Henry M Directors M0201 For For For For NULL
Taub Related
11. 2 Ratify Auditors M Routine/ M0101 For For For For NULL
Business
- --------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC.
Ticker Symbol: BEN CUSIP/Security ID: 354613101
MeetingId: 426891 CustBankAcctNbr: 382688
ClientAccountNbr: 4367 Country: USA
MeetingDate: 31-Jan-08 RecordDate: 4-Dec-07
Cutoffdate: 18-Jan-08 MeetingType: Annual
SharesHeld: 19200 BallotShares: 19200
DateAccepted: 2-Jan-08 VotedDate: 18-Jan-08
BALLOT ISS ISS MGT POLICY
SEQ ITEM AGENDA REC REC VOTE VOTE
NUMBER NUMBER ITEMDESC MORS CATEGORY ITEMID VOTE VOTE REC CAST NOTE
- ------ ------ ------------------------ ---- --------------- ------- ------- ------- -------- --------- ---------------------------
1. 1.1 Elect Director Samuel M Directors M0201 For For For For NULL
H. Armacost Related
2. 1.2 Elect Director Charles M Directors M0201 For For For For NULL
Crocker Related
3. 1.3 Elect Director Joseph M Directors M0201 For For For For NULL
R. Hardiman Related
4. 1.4 Elect Director Robert M Directors M0201 For For For For NULL
D. Joffe Related
5. 1.5 Elect Director Charles M Directors M0201 For For For For NULL
B. Johnson Related
6. 1.6 Elect Director Gregory M Directors M0201 For For For For NULL
E. Johnson Related
7. 1.7 Elect Director Rupert M Directors M0201 For For For For NULL
H. Johnson, Jr. Related
8. 1.8 Elect Director Thomas M Directors M0201 For For For For NULL
H. Kean Related
9. 1.9 Elect Director Chutta M Directors M0201 For For For For NULL
Ratnathicam Related
10. 1.1 Elect Director Peter M Directors M0201 For For For For NULL
M. Sacerdote Related
11. 1.11 Elect Director Laura M Directors M0201 For For For For NULL
Stein Related
12. 1.12 Elect Director Anne M. M Directors M0201 For For For For NULL
Tatlock Related
13. 1.13 Elect Director Louis M Directors M0201 For For For For NULL
E. Woodworth Related
14. 2 Ratify Auditors M Routine/ M0101 For For For For NULL
Business
15. 3 Amend Executive M Non-Salary M0535 For For For For The performance
Incentive Bonus Plan Comp. measures included
under the plan are
appropriate for
the company given
its line of
business,
long-term
strategic
objectives, and
industry-specific
measures for
assessing market
competitiveness.
Additionally, the
plan is
administered by a co
VOTE SUMMARY
ACCENTURE LTD
SECURITY G1150G111 MEETING TYPE Annual
TICKER SYMBOL ACN MEETING DATE 07-Feb-2008
ISIN BMG1150G1116 AGENDA 932803390 - Management
CITY HOLDING RECON DATE 10-Dec-2007
COUNTRY United States VOTE DEADLINE DATE 06-Feb-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
1A Election of Directors (Majority Voting) Management Against Against
1B Election of Directors (Majority Voting) Management For For
02 Approve Charter Amendment Management For For
03 Approve Remuneration of Directors and Auditors Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382688 93I 134800 0 17-Jan-2008 18-Jan-2008
13-Aug-2008
Page 1 of 39
VOTE SUMMARY
THE WALT DISNEY COMPANY
SECURITY 254687106 MEETING TYPE Annual
TICKER SYMBOL DIS MEETING DATE 06-Mar-2008
ISIN US2546871060 AGENDA 932808883 - Management
CITY HOLDING RECON DATE 07-Jan-2008
COUNTRY United States VOTE DEADLINE DATE 05-Mar-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management Against Against
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Approve Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382688 93I 153200 0 21-Feb-2008 22-Feb-2008
13-Aug-2008
Page 2 of 39
VOTE SUMMARY
BANK OF NEW YORK MELLON CORP.
SECURITY 064058100 MEETING TYPE Annual
TICKER SYMBOL BK MEETING DATE 08-Apr-2008
ISIN US0640581007 AGENDA 932828342 - Management
CITY HOLDING RECON DATE 08-Feb-2008
COUNTRY United States VOTE DEADLINE DATE 07-Apr-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
01 Election of Directors Management
1 FRANK J. BIONDI, JR. For For
2 RUTH E. BRUCH For For
3 NICHOLAS M. DONOFRIO For For
4 STEVEN G. ELLIOTT For For
5 GERALD L. HASSELL For For
6 EDMUND F. KELLY For For
7 ROBERT P. KELLY For For
8 RICHARD J. KOGAN For For
9 MICHAEL J. KOWALSKI For For
10 JOHN A. LUKE, JR. Withheld Against
11 ROBERT MEHRABIAN For For
12 MARK A. NORDENBERG For For
13 CATHERINE A. REIN For For
14 THOMAS A. RENYI For For
15 WILLIAM C. RICHARDSON For For
16 SAMUEL C. SCOTT III For For
17 JOHN P. SURMA For For
18 WESLEY W. VON SCHACK For For
02 Approve Stock Compensation Plan Management For For
03 Adopt Employee Stock Purchase Plan Management For For
04 Approve Stock Compensation Plan Management For For
05 Ratify Appointment of Independent Auditors Management For For
06 S/H Proposal - Adopt Cumulative Voting Shareholder For Against
07 Miscellaneous Shareholder Proposal Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382688 93I 105800 0 25-Mar-2008
13-Aug-2008
Page 3 of 39
VOTE SUMMARY
UNITED TECHNOLOGIES CORPORATION
SECURITY 913017109 MEETING TYPE Annual
TICKER SYMBOL UTX MEETING DATE 09-Apr-2008
ISIN US9130171096 AGENDA 932816765 - Management
CITY HOLDING RECON DATE 12-Feb-2008
COUNTRY United States VOTE DEADLINE DATE 08-Apr-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
01 Election of Directors Management
1 LOUIS R. CHENEVERT For For
2 GEORGE DAVID For For
3 JOHN V. FARACI For For
4 JEAN-PIERRE GARNIER For For
5 JAMIE S. GORELICK For For
6 CHARLES R. LEE For For
7 RICHARD D. MCCORMICK For For
8 HAROLD MCGRAW III For For
9 RICHARD B. MYERS For For
10 H. PATRICK SWYGERT For For
11 ANDRE VILLENEUVE For For
12 CHRISTINE TODD WHITMAN For For
02 Ratify Appointment of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
04 S/H Proposal - Health Issues Shareholder Against For
05 S/H Proposal - Corporate Governance Shareholder Against For
06 S/H Proposal - Executive Compensation Shareholder Against For
07 S/H Proposal - Military/Weapons Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382688 93I 64300 0 13-Mar-2008 14-Mar-2008
13-Aug-2008
Page 4 of 39
VOTE SUMMARY
CITIGROUP INC.
SECURITY 172967101 MEETING TYPE Annual
TICKER SYMBOL C MEETING DATE 22-Apr-2008
ISIN US1729671016 AGENDA 932822679 - Management
CITY HOLDING RECON DATE 25-Feb-2008
COUNTRY United States VOTE DEADLINE DATE 21-Apr-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
1A Election of Directors (Majority Voting) Management Against Against
1B Election of Directors (Majority Voting) Management Against Against
1C Election of Directors (Majority Voting) Management Against Against
1D Election of Directors (Majority Voting) Management Against Against
1E Election of Directors (Majority Voting) Management Against Against
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management Against Against
1H Election of Directors (Majority Voting) Management Against Against
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management Against Against
1K Election of Directors (Majority Voting) Management Against Against
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
1N Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Political/Government Shareholder Against For
04 S/H Proposal - Political/Government Shareholder Against For
05 S/H Proposal - Increase Disclosure of Executive Compensation Shareholder Against For
06 S/H Proposal - Nominate a Lead Director Shareholder Against For
07 Miscellaneous Shareholder Proposal Shareholder Against For
08 Miscellaneous Shareholder Proposal Shareholder Against For
09 S/H Proposal - Environmental Shareholder Against For
10 S/H Proposal - Human Rights Related Shareholder Against For
11 S/H Proposal - Establish Independent Chairman Shareholder For Against
12 Miscellaneous Corporate Governance Management For Against
CV Miscellaneous Corporate Governance Management For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382688 93I 85133 0 07-Apr-2008 07-Apr-2008
13-Aug-2008
Page 5 of 39
VOTE SUMMARY
GENERAL ELECTRIC COMPANY
SECURITY 369604103 MEETING TYPE Annual
TICKER SYMBOL GE MEETING DATE 23-Apr-2008
ISIN US3696041033 AGENDA 932823481 - Management
CITY HOLDING RECON DATE 25-Feb-2008
COUNTRY United States VOTE DEADLINE DATE 22-Apr-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
A1 Election of Directors (Majority Voting) Management For For
A2 Election of Directors (Majority Voting) Management For For
A3 Election of Directors (Majority Voting) Management For For
A4 Election of Directors (Majority Voting) Management Against Against
A5 Election of Directors (Majority Voting) Management For For
A6 Election of Directors (Majority Voting) Management For For
A7 Election of Directors (Majority Voting) Management For For
A8 Election of Directors (Majority Voting) Management For For
A9 Election of Directors (Majority Voting) Management For For
A10 Election of Directors (Majority Voting) Management For For
A11 Election of Directors (Majority Voting) Management For For
A12 Election of Directors (Majority Voting) Management For For
A13 Election of Directors (Majority Voting) Management For For
A14 Election of Directors (Majority Voting) Management Against Against
A15 Election of Directors (Majority Voting) Management For For
A16 Election of Directors (Majority Voting) Management For For
B Ratify Appointment of Independent Auditors Management For For
01 S/H Proposal - Adopt Cumulative Voting Shareholder For Against
02 S/H Proposal - Separate Chairman/Coe Shareholder For Against
03 Miscellaneous Shareholder Proposal Shareholder Against For
04 Miscellaneous Shareholder Proposal Shareholder For Against
05 Miscellaneous Shareholder Proposal Shareholder Against For
06 S/H Proposal - Environmental Shareholder Against For
07 S/H Proposal - Executive Compensation Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382688 93I 130200 0 07-Apr-2008 07-Apr-2008
13-Aug-2008
Page 6 of 39
VOTE SUMMARY
BANK OF AMERICA CORPORATION
SECURITY 060505104 MEETING TYPE Annual
TICKER SYMBOL BAC MEETING DATE 23-Apr-2008
ISIN US0605051046 AGENDA 932828253 - Management
CITY HOLDING RECON DATE 27-Feb-2008
COUNTRY United States VOTE DEADLINE DATE 22-Apr-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
1N Election of Directors (Majority Voting) Management For For
1O Election of Directors (Majority Voting) Management For For
1P Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Executive Compensation Shareholder Against For
04 S/H Proposal - Executive Compensation Shareholder For Against
05 S/H Proposal - Executive Compensation Shareholder Against For
06 S/H Proposal - Adopt Cumulative Voting Shareholder For Against
07 S/H Proposal - Separate Chairman/Coe Shareholder For Against
08 S/H Proposal - Proxy Process/Statement Shareholder For Against
09 Miscellaneous Shareholder Proposal Shareholder Against For
10 S/H Proposal - Human Rights Related Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382688 93I 122400 0 07-Apr-2008 07-Apr-2008
13-Aug-2008
Page 7 of 39
VOTE SUMMARY
MEMC ELECTRONIC MATERIALS, INC.
SECURITY 552715104 MEETING TYPE Annual
TICKER SYMBOL WFR MEETING DATE 23-Apr-2008
ISIN US5527151048 AGENDA 932828556 - Management
CITY HOLDING RECON DATE 03-Mar-2008
COUNTRY United States VOTE DEADLINE DATE 22-Apr-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
01 Election of Directors Management
1 PETER BLACKMORE For For
2 NABEEL GAREEB For For
3 MARSHALL TURNER For For
02 Ratify Appointment of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382688 93I 34400 0 20-Mar-2008 21-Mar-2008
13-Aug-2008
Page 8 of 39
VOTE SUMMARY
TEXTRON INC.
SECURITY 883203101 MEETING TYPE Annual
TICKER SYMBOL TXT MEETING DATE 23-Apr-2008
ISIN US8832031012 AGENDA 932831933 - Management
CITY HOLDING RECON DATE 29-Feb-2008
COUNTRY United States VOTE DEADLINE DATE 22-Apr-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
01 Election of Directors (Majority Voting) Management For For
02 Election of Directors (Majority Voting) Management For For
03 Election of Directors (Majority Voting) Management For For
04 Election of Directors (Majority Voting) Management For For
05 Ratify Appointment of Independent Auditors Management For For
06 S/H Proposal - Military/Weapons Shareholder Against For
07 S/H Proposal - Corporate Governance Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382688 93I 35300 0 02-Apr-2008 03-Apr-2008
13-Aug-2008
Page 9 of 39
VOTE SUMMARY
JOHNSON & JOHNSON
SECURITY 478160104 MEETING TYPE Annual
TICKER SYMBOL JNJ MEETING DATE 24-Apr-2008
ISIN US4781601046 AGENDA 932823962 - Management
CITY HOLDING RECON DATE 26-Feb-2008
COUNTRY United States VOTE DEADLINE DATE 23-Apr-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
01 Election of Directors Management
1 MARY SUE COLEMAN Withheld Against
2 JAMES G. CULLEN Withheld Against
3 MICHAEL M.E. JOHNS Withheld Against
4 ARNOLD G. LANGBO For For
5 SUSAN L. LINDQUIST For For
6 LEO F. MULLIN For For
7 WILLIAM D. PEREZ Withheld Against
8 CHRISTINE A. POON For For
9 CHARLES PRINCE Withheld Against
10 STEVEN S REINEMUND Withheld Against
11 DAVID SATCHER For For
12 WILLIAM C. WELDON For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Report on Executive Compensation Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382688 93I 72100 0 05-Apr-2008
13-Aug-2008
Page 10 of 39
VOTE SUMMARY
PFIZER INC.
SECURITY 717081103 MEETING TYPE Annual
TICKER SYMBOL PFE MEETING DATE 24-Apr-2008
ISIN US7170811035 AGENDA 932829940 - Management
CITY HOLDING RECON DATE 28-Feb-2008
COUNTRY United States VOTE DEADLINE DATE 23-Apr-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
1N Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder Against For
04 S/H Proposal - Separate Chairman/Coe Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382688 93I 202900 0 07-Apr-2008 08-Apr-2008
13-Aug-2008
Page 11 of 39
VOTE SUMMARY
AT&T INC.
SECURITY 00206R102 MEETING TYPE Annual
TICKER SYMBOL T MEETING DATE 25-Apr-2008
ISIN US00206R1023 AGENDA 932822578 - Management
CITY HOLDING RECON DATE 27-Feb-2008
COUNTRY United States VOTE DEADLINE DATE 24-Apr-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
1N Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Political/Government Shareholder Against For
04 Miscellaneous Shareholder Proposal Shareholder For Against
05 S/H Proposal - Nominate a Lead Director Shareholder For Against
06 Miscellaneous Shareholder Proposal Shareholder Against For
07 S/H Proposal - Advisory Vote Executive Pay Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382688 93I 138400 0 08-Apr-2008 09-Apr-2008
13-Aug-2008
Page 12 of 39
VOTE SUMMARY
WELLS FARGO & COMPANY
SECURITY 949746101 MEETING TYPE Annual
TICKER SYMBOL WFC MEETING DATE 29-Apr-2008
ISIN US9497461015 AGENDA 932823897 - Management
CITY HOLDING RECON DATE 29-Feb-2008
COUNTRY United States VOTE DEADLINE DATE 28-Apr-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management Against Against
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management Against Against
1K Miscellaneous Corporate Governance Management Against Against
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management Against Against
1N Miscellaneous Corporate Governance Management For For
1O Miscellaneous Corporate Governance Management For For
1P Miscellaneous Corporate Governance Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Miscellaneous Corporate Governance Management For For
04 Miscellaneous Corporate Governance Management For For
05 Miscellaneous Corporate Governance Management For Against
06 Miscellaneous Corporate Governance Management For Against
07 Miscellaneous Corporate Governance Management Against For
08 Miscellaneous Corporate Governance Management Against For
09 Miscellaneous Corporate Governance Management Against For
10 Miscellaneous Corporate Governance Management Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382688 93I 83300 0 11-Apr-2008 11-Apr-2008
13-Aug-2008
Page 13 of 39
VOTE SUMMARY
INTERNATIONAL BUSINESS MACHINES CORP.
SECURITY 459200101 MEETING TYPE Annual
TICKER SYMBOL IBM MEETING DATE 29-Apr-2008
ISIN US4592001014 AGENDA 932825118 - Management
CITY HOLDING RECON DATE 29-Feb-2008
COUNTRY United States VOTE DEADLINE DATE 28-Apr-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
01 Election of Directors Management
1 C. BLACK Withheld Against
2 W.R. BRODY For For
3 K.I. CHENAULT For For
4 M.L. ESKEW Withheld Against
5 S.A. JACKSON For For
6 L.A. NOTO For For
7 J.W. OWENS For For
8 S.J. PALMISANO For For
9 J.E. SPERO For For
10 S. TAUREL For For
11 L.H. ZAMBRANO For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Adopt Cumulative Voting Shareholder For Against
04 S/H Proposal - Executive Compensation Shareholder For Against
05 S/H Proposal - Human Rights Related Shareholder Against For
06 Miscellaneous Shareholder Proposal Shareholder For Against
07 S/H Proposal - Executive Compensation Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382688 93I 44400 0 10-Apr-2008 10-Apr-2008
13-Aug-2008
Page 14 of 39
VOTE SUMMARY
EXELON CORPORATION
SECURITY 30161N101 MEETING TYPE Annual
TICKER SYMBOL EXC MEETING DATE 29-Apr-2008
ISIN US30161N1019 AGENDA 932833874 - Management
CITY HOLDING RECON DATE 03-Mar-2008
COUNTRY United States VOTE DEADLINE DATE 28-Apr-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management Against Against
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382688 93I 56100 0 09-Apr-2008 09-Apr-2008
13-Aug-2008
Page 15 of 39
VOTE SUMMARY
MARATHON OIL CORPORATION
SECURITY 565849106 MEETING TYPE Annual
TICKER SYMBOL MRO MEETING DATE 30-Apr-2008
ISIN US5658491064 AGENDA 932821627 - Management
CITY HOLDING RECON DATE 03-Mar-2008
COUNTRY United States VOTE DEADLINE DATE 29-Apr-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Proxy Process/Statement Shareholder For Against
04 S/H Proposal - Executive Compensation Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382688 93I 96400 0 10-Apr-2008 10-Apr-2008
13-Aug-2008
Page 16 of 39
VOTE SUMMARY
VERIZON COMMUNICATIONS INC.
SECURITY 92343V104 MEETING TYPE Annual
TICKER SYMBOL VZ MEETING DATE 01-May-2008
ISIN US92343V1044 AGENDA 932832517 - Management
CITY HOLDING RECON DATE 03-Mar-2008
COUNTRY United States VOTE DEADLINE DATE 30-Apr-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management Against Against
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Performance Based Stock Options Shareholder Against For
04 S/H Proposal - Create a Non-Discriminatory Sexual Orientation Policy Shareholder Against For
05 S/H Proposal - Separate Chairman/Coe Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382688 93I 137204 0 14-Apr-2008 14-Apr-2008
13-Aug-2008
Page 17 of 39
VOTE SUMMARY
OCCIDENTAL PETROLEUM CORPORATION
SECURITY 674599105 MEETING TYPE Annual
TICKER SYMBOL OXY MEETING DATE 02-May-2008
ISIN US6745991058 AGENDA 932838862 - Management
CITY HOLDING RECON DATE 12-Mar-2008
COUNTRY United States VOTE DEADLINE DATE 01-May-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Environmental Shareholder Against For
04 S/H Proposal - Executive Compensation Shareholder For Against
05 S/H Proposal - Executive Compensation Shareholder For Against
06 S/H Proposal - Executive Compensation Shareholder Against For
07 S/H Proposal - Proxy Process/Statement Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382688 93I 37010 0 15-Apr-2008 15-Apr-2008
13-Aug-2008
Page 18 of 39
VOTE SUMMARY
LAZARD LTD
SECURITY G54050102 MEETING TYPE Annual
TICKER SYMBOL LAZ MEETING DATE 06-May-2008
ISIN BMG540501027 AGENDA 932850363 - Management
CITY HOLDING RECON DATE 20-Mar-2008
COUNTRY United States VOTE DEADLINE DATE 05-May-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
01 Election of Directors Management
1 BRUCE WASSERSTEIN For For
2 RONALD J. DOERFLER For For
3 MICHAEL J. TURNER Withheld Against
02 Approve Stock Compensation Plan Management Against Against
03 Approve Charter Amendment Management For For
04 Approve Remuneration of Directors and Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382688 93I 56900 0 08-Apr-2008 09-Apr-2008
13-Aug-2008
Page 19 of 39
VOTE SUMMARY
CVS/CAREMARK CORPORATION
SECURITY 126650100 MEETING TYPE Annual
TICKER SYMBOL CVS MEETING DATE 07-May-2008
ISIN US1266501006 AGENDA 932843344 - Management
CITY HOLDING RECON DATE 12-Mar-2008
COUNTRY United States VOTE DEADLINE DATE 06-May-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management Against Against
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Proxy Process/Statement Shareholder Against For
04 Miscellaneous Shareholder Proposal Shareholder For Against
05 S/H Proposal - Political/Government Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382688 93I 128100 0 21-Apr-2008 22-Apr-2008
13-Aug-2008
Page 20 of 39
VOTE SUMMARY
COLGATE-PALMOLIVE COMPANY
SECURITY 194162103 MEETING TYPE Annual
TICKER SYMBOL CL MEETING DATE 08-May-2008
ISIN US1941621039 AGENDA 932827011 - Management
CITY HOLDING RECON DATE 10-Mar-2008
COUNTRY United States VOTE DEADLINE DATE 07-May-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Authorize Common Stock Increase Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382688 93I 61000 0 17-Apr-2008 17-Apr-2008
13-Aug-2008
Page 21 of 39
VOTE SUMMARY
APACHE CORPORATION
SECURITY 037411105 MEETING TYPE Annual
TICKER SYMBOL APA MEETING DATE 08-May-2008
ISIN US0374111054 AGENDA 932838038 - Management
CITY HOLDING RECON DATE 19-Mar-2008
COUNTRY United States VOTE DEADLINE DATE 07-May-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
01 Election of Directors (Majority Voting) Management For For
02 Election of Directors (Majority Voting) Management Against Against
03 Election of Directors (Majority Voting) Management For For
04 Election of Directors (Majority Voting) Management For For
05 Miscellaneous Shareholder Proposal Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382688 93I 23606 0 17-Apr-2008 17-Apr-2008
13-Aug-2008
Page 22 of 39
VOTE SUMMARY
ALLEGHENY TECHNOLOGIES INCORPORATED
SECURITY 01741R102 MEETING TYPE Annual
TICKER SYMBOL ATI MEETING DATE 09-May-2008
ISIN US01741R1023 AGENDA 932835068 - Management
CITY HOLDING RECON DATE 12-Mar-2008
COUNTRY United States VOTE DEADLINE DATE 08-May-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
A Election of Directors Management
1 JAMES C. DIGGS For For
2 J. BRETT HARVEY Withheld Against
3 MICHAEL J. JOYCE For For
B Ratify Appointment of Independent Auditors Management For For
C S/H Proposal - Require Majority of Directors to Be Independent Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382688 93I 22500 0 18-Apr-2008
13-Aug-2008
Page 23 of 39
VOTE SUMMARY
PROLOGIS
SECURITY 743410102 MEETING TYPE Annual
TICKER SYMBOL PLD MEETING DATE 09-May-2008
ISIN US7434101025 AGENDA 932838595 - Management
CITY HOLDING RECON DATE 13-Mar-2008
COUNTRY United States VOTE DEADLINE DATE 08-May-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
01 Election of Directors Management
1 STEPHEN L. FEINBERG For For
2 GEORGE L. FOTIADES Withheld Against
3 CHRISTINE N. GARVEY For For
4 LAWRENCE V. JACKSON For For
5 DONALD P. JACOBS For For
6 JEFFREY H. SCHWARTZ For For
7 D. MICHAEL STEUERT For For
8 J. ANDRE TEIXEIRA For For
9 WILLIAM D. ZOLLARS Withheld Against
10 ANDREA M. ZULBERTI For For
02 Ratify Appointment of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382688 93I 43600 0 18-Apr-2008
13-Aug-2008
Page 24 of 39
VOTE SUMMARY
ARCH CAPITAL GROUP LTD.
SECURITY G0450A105 MEETING TYPE Annual
TICKER SYMBOL ACGL MEETING DATE 09-May-2008
ISIN BMG0450A1053 AGENDA 932849702 - Management
CITY HOLDING RECON DATE 24-Mar-2008
COUNTRY United States VOTE DEADLINE DATE 08-May-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
01 Election of Directors Management
1 PAUL B. INGREY* For For
2 KEWSONG LEE* For For
3 ROBERT F. WORKS* For For
4 GRAHAM B. COLLIS** Withheld Against
5 MARC GRANDISSON** For For
6 W. PRESTON HUTCHINGS** For For
7 CONSTANTINE IORDANOU** For For
8 RALPH E. JONES III** For For
9 THOMAS G. KAISER** For For
10 MARK D. LYONS** For For
11 MARTIN J. NILSEN** For For
12 NICOLAS PAPADOPOULO** For For
13 MICHAEL QUINN** For For
14 MAAMOUN RAJEH** For For
15 PAUL S. ROBOTHAM** Withheld Against
16 ROBERT T. VAN GIESON** For For
17 JOHN D. VOLLARO** Withheld Against
18 JAMES WEATHERSTONE** For For
03 Ratify Appointment of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382688 93I 33600 0 07-Apr-2008 07-Apr-2008
13-Aug-2008
Page 25 of 39
VOTE SUMMARY
DOMINION RESOURCES, INC.
SECURITY 25746U109 MEETING TYPE Annual
TICKER SYMBOL D MEETING DATE 09-May-2008
ISIN US25746U1097 AGENDA 932853698 - Management
CITY HOLDING RECON DATE 29-Feb-2008
COUNTRY United States VOTE DEADLINE DATE 08-May-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382688 93I 106800 0 18-Apr-2008
13-Aug-2008
Page 26 of 39
VOTE SUMMARY
MCDERMOTT INTERNATIONAL, INC.
SECURITY 580037109 MEETING TYPE Annual
TICKER SYMBOL MDR MEETING DATE 09-May-2008
ISIN PA5800371096 AGENDA 932853814 - Management
CITY HOLDING RECON DATE 31-Mar-2008
COUNTRY United States VOTE DEADLINE DATE 08-May-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
01 Election of Directors Management
1 ROGER A. BROWN For For
2 OLIVER D. KINGSLEY, JR. For For
3 BRUCE W. WILKINSON For For
02 Amend Articles-Board Related Management For For
03 Ratify Appointment of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382688 93I 90400 0 14-Apr-2008
13-Aug-2008
Page 27 of 39
VOTE SUMMARY
ITT CORPORATION
SECURITY 450911102 MEETING TYPE Annual
TICKER SYMBOL ITT MEETING DATE 13-May-2008
ISIN US4509111021 AGENDA 932844269 - Management
CITY HOLDING RECON DATE 20-Mar-2008
COUNTRY United States VOTE DEADLINE DATE 12-May-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
01 Election of Directors Management
1 STEVEN R. LORANGER For For
2 CURTIS J. CRAWFORD Withheld Against
3 CHRISTINA A. GOLD Withheld Against
4 RALPH F. HAKE Withheld Against
5 JOHN J. HAMRE For For
6 FRANK T. MACINNIS For For
7 SURYA N. MOHAPATRA For For
8 LINDA S. SANFORD For For
9 MARKOS I. TAMBAKERAS For For
02 Ratify Appointment of Independent Auditors Management For For
03 Approve Charter Amendment Management For For
04 Amend Stock Compensation Plan Management For For
05 Approve Stock Compensation Plan Management For For
06 Approve Stock Compensation Plan Management For For
07 Approve Stock Compensation Plan Management For For
08 S/H Proposal - Military/Weapons Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382688 93I 39700 0 22-Apr-2008 23-Apr-2008
13-Aug-2008
Page 28 of 39
VOTE SUMMARY
PG&E CORPORATION
SECURITY 69331C108 MEETING TYPE Annual
TICKER SYMBOL PCG MEETING DATE 14-May-2008
ISIN US69331C1080 AGENDA 932836262 - Management
CITY HOLDING RECON DATE 17-Mar-2008
COUNTRY United States VOTE DEADLINE DATE 13-May-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management Against Against
1F Fix Number of Directors Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder Against For
04 S/H Proposal - Executive Pay to Social Criteria Shareholder For Against
05 S/H Proposal - Establish Independent Chairman Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382688 93I 116500 0 24-Apr-2008 25-Apr-2008
13-Aug-2008
Page 29 of 39
VOTE SUMMARY
CONOCOPHILLIPS
SECURITY 20825C104 MEETING TYPE Annual
TICKER SYMBOL COP MEETING DATE 14-May-2008
ISIN US20825C1045 AGENDA 932842912 - Management
CITY HOLDING RECON DATE 17-Mar-2008
COUNTRY United States VOTE DEADLINE DATE 13-May-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
02 Approve Charter Amendment Management For For
03 Ratify Appointment of Independent Auditors Management For For
04 S/H Proposal - Proxy Process/Statement Shareholder Against For
05 Miscellaneous Shareholder Proposal Shareholder Against For
06 S/H Proposal - Executive Compensation Shareholder For Against
07 S/H Proposal - Political/Government Shareholder Against For
08 S/H Proposal - Environmental Shareholder Against For
09 S/H Proposal - Environmental Shareholder Against For
10 S/H Proposal - Environmental Shareholder Against For
11 S/H Proposal - Environmental Shareholder Against For
12 S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382688 93I 61700 0 25-Apr-2008 25-Apr-2008
13-Aug-2008
Page 30 of 39
VOTE SUMMARY
MURPHY OIL CORPORATION
SECURITY 626717102 MEETING TYPE Annual
TICKER SYMBOL MUR MEETING DATE 14-May-2008
ISIN US6267171022 AGENDA 932842974 - Management
CITY HOLDING RECON DATE 17-Mar-2008
COUNTRY United States VOTE DEADLINE DATE 13-May-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
01 Election of Directors Management
1 F.W. BLUE For For
2 C.P. DEMING For For
3 R.A. HERMES Withheld Against
4 J.V. KELLEY For For
5 R.M. MURPHY Withheld Against
6 W.C. NOLAN, JR. For For
7 I.B. RAMBERG For For
8 N.E. SCHMALE For For
9 D.J.H. SMITH Withheld Against
10 C.G. THEUS For For
02 Approve Cash/Stock Bonus Plan Management For For
03 S/H Proposal - Create a Non-Discriminatory Sexual Orientation Policy Shareholder Against For
04 Ratify Appointment of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382688 93I 63735 0 23-Apr-2008 23-Apr-2008
13-Aug-2008
Page 31 of 39
VOTE SUMMARY
JPMORGAN CHASE & CO.
SECURITY 46625H100 MEETING TYPE Annual
TICKER SYMBOL JPM MEETING DATE 20-May-2008
ISIN US46625H1005 AGENDA 932852280 - Management
CITY HOLDING RECON DATE 20-Mar-2008
COUNTRY United States VOTE DEADLINE DATE 19-May-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management Against Against
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management Against Against
04 Miscellaneous Corporate Governance Management For For
05 S/H Proposal - Political/Government Shareholder Against For
06 S/H Proposal - Political/Government Shareholder Against For
07 S/H Proposal - Establish Independent Chairman Shareholder For Against
08 S/H Proposal - Executive Compensation Shareholder For Against
09 S/H Proposal - Require 2 Candidates for Each Board Seat Shareholder Against For
10 S/H Proposal - Human Rights Related Shareholder Against For
11 S/H Proposal - Political/Government Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382688 93I 112284 0 01-May-2008 02-May-2008
13-Aug-2008
Page 32 of 39
VOTE SUMMARY
COMERICA INCORPORATED
SECURITY 200340107 MEETING TYPE Annual
TICKER SYMBOL CMA MEETING DATE 20-May-2008
ISIN US2003401070 AGENDA 932855591 - Management
CITY HOLDING RECON DATE 20-Mar-2008
COUNTRY United States VOTE DEADLINE DATE 19-May-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
01 Election of Directors (Majority Voting) Management For For
02 Election of Directors (Majority Voting) Management For For
03 Election of Directors (Majority Voting) Management For For
04 Election of Directors (Majority Voting) Management For For
05 Ratify Appointment of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382688 93I 127800 0 29-Apr-2008 29-Apr-2008
13-Aug-2008
Page 33 of 39
VOTE SUMMARY
THE HARTFORD FINANCIAL SVCS GROUP, INC.
SECURITY 416515104 MEETING TYPE Annual
TICKER SYMBOL HIG MEETING DATE 21-May-2008
ISIN US4165151048 AGENDA 932851442 - Management
CITY HOLDING RECON DATE 24-Mar-2008
COUNTRY United States VOTE DEADLINE DATE 20-May-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382688 93I 61600 0 01-May-2008 01-May-2008
13-Aug-2008
Page 34 of 39
VOTE SUMMARY
EAGLE BULK SHIPPING, INC.
SECURITY Y2187A101 MEETING TYPE Annual
TICKER SYMBOL EGLE MEETING DATE 22-May-2008
ISIN MHY2187A1010 AGENDA 932862495 - Management
CITY HOLDING RECON DATE 26-Mar-2008
COUNTRY United States VOTE DEADLINE DATE 21-May-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
01 Election of Directors Management
1 DOUGLAS P. HAENSEL Withheld Against
2 ALEXIS P. ZOULLAS Withheld Against
02 Ratify Appointment of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382688 93I 84100 0 29-Apr-2008 30-Apr-2008
13-Aug-2008
Page 35 of 39
VOTE SUMMARY
EXXON MOBIL CORPORATION
SECURITY 30231G102 MEETING TYPE Annual
TICKER SYMBOL XOM MEETING DATE 28-May-2008
ISIN US30231G1022 AGENDA 932858232 - Management
CITY HOLDING RECON DATE 04-Apr-2008
COUNTRY United States VOTE DEADLINE DATE 27-May-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
01 Election of Directors Management
1 M.J. BOSKIN For For
2 L.R. FAULKNER For For
3 W.W. GEORGE For For
4 J.R. HOUGHTON For For
5 R.C. KING For For
6 M.C. NELSON For For
7 S.J. PALMISANO For For
8 S.S REINEMUND For For
9 W.V. SHIPLEY For For
10 R.W. TILLERSON For For
11 E.E. WHITACRE, JR. For For
02 Ratify Appointment of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder Against For
04 S/H Proposal - Board Compensation Shareholder Against For
05 S/H Proposal - Separate Chairman/Coe Shareholder For Against
06 Miscellaneous Shareholder Proposal Shareholder Against For
07 S/H Proposal - Executive Compensation Shareholder For Against
08 S/H Proposal - Executive Compensation Shareholder Against For
09 S/H Proposal - Compensation Discussion and Analysis Shareholder Against For
10 S/H Proposal - Environmental Shareholder Against For
11 S/H Proposal - Political/Government Shareholder Against For
12 S/H Proposal - Report on EEO Shareholder Against For
13 S/H Proposal - Environmental Shareholder Against For
14 S/H Proposal - Environmental Shareholder Against For
15 S/H Proposal - Report/Reduce Greenhouse Gas Emissions Shareholder For Against
16 S/H Proposal - Environmental Shareholder Against For
17 S/H Proposal - Environmental Shareholder Against For
18 S/H Proposal - Environmental Shareholder Against For
19 S/H Proposal - Environmental Shareholder Against For
13-Aug-2008
Page 36 of 39
VOTE SUMMARY
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382688 93I 52000 0 13-May-2008 13-May-2008
13-Aug-2008
Page 37 of 39
VOTE SUMMARY
MASTERCARD INCORPORATED
SECURITY 57636Q104 MEETING TYPE Annual
TICKER SYMBOL MA MEETING DATE 03-Jun-2008
ISIN US57636Q1040 AGENDA 932886279 - Management
CITY HOLDING RECON DATE 09-Apr-2008
COUNTRY United States VOTE DEADLINE DATE 02-Jun-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
01 Election of Directors Management
1 BERNARD S.Y. FUNG For For
2 MARC OLIVIE For For
3 MARK SCHWARTZ For For
02 Ratify Appointment of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382688 93I 20600 0 12-May-2008 13-May-2008
13-Aug-2008
Page 38 of 39
VOTE SUMMARY
FREEPORT-MCMORAN COPPER & GOLD INC.
SECURITY 35671D857 MEETING TYPE Annual
TICKER SYMBOL FCX MEETING DATE 05-Jun-2008
ISIN US35671D8570 AGENDA 932893527 - Management
CITY HOLDING RECON DATE 15-Apr-2008
COUNTRY United States VOTE DEADLINE DATE 04-Jun-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
01 Election of Directors Management
1 RICHARD C. ADKERSON For For
2 ROBERT J. ALLISON, JR. Withheld Against
3 ROBERT A. DAY For For
4 GERALD J. FORD For For
5 H. DEVON GRAHAM, JR. For For
6 J. BENNETT JOHNSTON Withheld Against
7 CHARLES C. KRULAK For For
8 BOBBY LEE LACKEY For For
9 JON C. MADONNA For For
10 DUSTAN E. MCCOY Withheld Against
11 GABRIELLE K. MCDONALD Withheld Against
12 JAMES R. MOFFETT For For
13 B.M. RANKIN, JR. Withheld Against
14 J. STAPLETON ROY Withheld Against
15 STEPHEN H. SIEGELE For For
16 J. TAYLOR WHARTON Withheld Against
02 Ratify Appointment of Independent Auditors Management For For
03 Authorize Common Stock Increase Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382688 93I 45500 0 16-May-2008 17-May-2008
13-Aug-2008
Page 39 of 39
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker Symbol: FCX CUSIP/Security ID: 35671D857
MeetingDate: 10-Jul-07 RecordDate: 25-May-07
Country: USA CutoffDate: 4-Jul-07
MeetingType: Annual SharesHeld: NULL
BallotShares: 34400 DateAccepted: 14-Jun-07
VotedDate: 25-Jun-07 MeetingId: 403083
CustBankAcctNbr: 382691 ClientAccountNbr: 4307
Ballot ISS ISS Mgt Policy
Seq Item Agenda Rec Rec Vote Vote
Number Number ItemDesc MorS Category ItemID Vote Vote Rec Cast Note
- ------- ------ ------------------------- ---- -------------- -------- ------ -------- ------- ------- ----------------------------
1. 1.1 Elect Director Richard M Directors M0201 For For For For NULL
C. Adkerson Related
2. 1.2 Elect Director Robert M Directors M0201 For For For For NULL
J. Allison, Jr. Related
3. 1.3 Elect Director Robert M Directors M0201 For For For For NULL
A. Day Related
4. 1.4 Elect Director Gerald M Directors M0201 For For For For NULL
J. Ford Related
5. 1.5 Elect Director H. Devon M Directors M0201 For For For For NULL
Graham, Jr. Related
6. 1.6 Elect Director J. M Directors M0201 For For For For NULL
Bennett Johnston Related
7. 1.7 Elect Director Charles M Directors M0201 For For For For NULL
C. Krulak Related
8. 1.8 Elect Director Bobby M Directors M0201 For For For For NULL
Lee Lackey Related
9. 1.9 Elect Director Jon C. M Directors M0201 For For For For NULL
Madonna Related
10. 1.1 Elect Director Dustan M Directors M0201 For For For For NULL
E. McCoy Related
11. 1.11 Elect Director M Directors M0201 For For For For NULL
Gabrielle K. McDonald Related
12. 1.12 Elect Director James R. M Directors M0201 For For For For NULL
Moffett Related
13. 1.13 Elect Director B.M. M Directors M0201 For For For For NULL
Rankin, Jr. Related
14. 1.14 Elect Director J. M Directors M0201 For For For For NULL
Stapleton Roy Related
15. 1.15 Elect Director Stephen M Directors M0201 For For For For NULL
H. Siegele Related
16. 1.16 Elect Director J. M Directors M0201 For For For For NULL
Taylor Wharton Related
17. 2 Ratify Auditors M Routine/ M0101 For For For For NULL
Business
18. 3 Amend Omnibus Stock Plan M Non-Salary M0524 For For For For VI. Vote Recommendation
Comp. The estimated shareholder
value transfer of the
companys plans of 6 percent
is less than the allowable
cap for this company of 8
percent. Additionally, this
plan expressly forbids
repricing.
NIKE, INC.
Ticker Symbol: NKE CUSIP/Security ID: 654106103
MeetingDate: 17-Sep-07 RecordDate: 25-Jul-07
Country: USA CutoffDate: 11-Sep-07
MeetingType: Annual SharesHeld: NULL
BallotShares: 20100 DateAccepted: 4-Aug-07
VotedDate: 31-Aug-07 MeetingId: 411013
CustBankAcctNbr: 382691 ClientAccountNbr: 4307
Ballot ISS ISS Mgt Policy
Seq Item Agenda Rec Rec Vote Vote
Number Number ItemDesc MorS Category ItemID Vote Vote Rec Cast Note
- ------- ------ ------------------------- ---- -------------- -------- ------ -------- ------- ------- ----------------------------
1. 1.1 Elect Director Jill K. M Directors M0201 For For For For NULL
Conway Related
2. 1.2 Elect Director Alan B. M Directors M0201 For For For For NULL
Graf, Jr. Related
3. 1.3 Elect Director Jeanne M Directors M0201 For For For For NULL
P. Jackson Related
4. 2 Amend Executive M Non-Salary M0535 For For For For The performance measures
Incentive Bonus Plan Comp. included under the plan are
appropriate for the company
given its line of business,
long-term strategic
objectives, and
industry-specific measures
for assessing market
competitiveness.
Additionally, the plan is
administered by a c0
5. 3 Ratify Auditors M Routine/ M0101 For For For For NULL
Business
FEDEX CORPORATION
Ticker Symbol: FDX CUSIP/Security ID: 31428X106
MeetingDate: 24-Sep-07 RecordDate: 30-Jul-07
Country: USA CutoffDate: 14-Sep-07
MeetingType: Annual SharesHeld: NULL
BallotShares: 10300 DateAccepted: 20-Aug-07
VotedDate: 10-Sep-07 MeetingId: 412125
CustBankAcctNbr: 382691 ClientAccountNbr: 4307
Ballot ISS ISS Mgt Policy
Seq Item Agenda Rec Rec Vote Vote
Number Number ItemDesc MorS Category ItemID Vote Vote Rec Cast Note
- ------- ------ ------------------------- ---- -------------- -------- ------ -------- ------- ------- ----------------------------
1. 1 Elect Director James L. M Directors M0201 For For For For NULL
Barksdale Related
2. 2 Elect Director August M Directors M0201 For For For For NULL
A. Busch, IV Related
3. 3 Elect Director John A. M Directors M0201 For For For For NULL
Edwardson Related
4. 4 Elect Director Judith M Directors M0201 For For For For NULL
L. Estrin Related
5. 5 Elect Director Philip M Directors M0201 For For For For NULL
Greer Related
6. 6 Elect Director J.R. M Directors M0201 For For For For NULL
Hyde, III Related
7. 7 Elect Director Shirley M Directors M0201 For For For For NULL
A. Jackson Related
8. 8 Elect Director Steven M Directors M0201 For For For For NULL
R. Loranger Related
9. 9 Elect Director Gary W. M Directors M0201 For For For For NULL
Loveman Related
10. 10 Elect Director Charles M Directors M0201 For For For For NULL
T. Manatt Related
11. 11 Elect Director M Directors M0201 For For For For NULL
Frederick W. Smith Related
12. 12 Elect Director Joshua M Directors M0201 For For For For NULL
I. Smith Related
13. 13 Elect Director Paul S. M Directors M0201 For For For For NULL
Walsh Related
14. 14 Elect Director Peter S. M Directors M0201 For For For For NULL
Willmott Related
15. 15 Ratify Auditors M Routine/ M0101 For For For For NULL
Business
16. 16 Separate Chairman and S SH-Routine/ S0107 For Against For For In this case, the company
CEO Positions Business does not meet certain of the
criteria in the
counterbalancing structure
described above.
Specifically, the company
does not have a designated
lead director performing the
duties listed. Therefore,
the company & #x2019;s
governances
17. 17 Advisory Vote to Ratify S SH- S0517 For Against For For ISS believes that the
Named Executive Compensation advisory vote would allow
Officer's Compensation shareholders a voice in
executive compensation
practices of a company. The
advisory vote would be a
confidence vote on the work
of the compensation
committee. ISS encourages
companies to allow
shareholders to
18. 18 Report on Global Warming S SH- S0742 AgainstAgainst Against Against Therefore, while ISS would
Health/Environ. encourage the company to
continue to evaluate and
disclose information on its
policies and strategic
directions relating to
climate change, we do not
believe that this resolution
warrants shareholder
support.
19. 19 Report on Political S SH-Other/misc. S0807 For Against For For ISS notes that FedEx has
Contributions provided shareholders with
some information to assess
the company & #x2019;s
general policies, rationale
and approval mechanisms
relating to its political
contributions. We are
concerned that shareholders
lack information relating to
GENERAL MILLS, INC.
Ticker Symbol: GIS CUSIP/Security ID: 370334104
MeetingDate: 24-Sep-07 RecordDate: 26-Jul-07
Country: USA CutoffDate: 18-Sep-07
MeetingType: Annual SharesHeld: NULL
BallotShares: 20300 DateAccepted: 20-Aug-07
VotedDate: 20-Sep-07 MeetingId: 412195
CustBankAcctNbr: 382691 ClientAccountNbr: 4307
Ballot ISS ISS Mgt Policy
Seq Item Agenda Rec Rec Vote Vote
Number Number ItemDesc MorS Category ItemID Vote Vote Rec Cast Note
- ------- ------ ------------------------- ---- -------------- -------- ------ -------- ------- ------- ----------------------------
1. 1 Elect Director Paul M Directors M0201 For For For For We recommend a vote FOR the
Danos Related directors with the exception
of independent outsiders
Heidi G. MIller and A.
Michael Spence. We recommend
that shareholders vote
AGAINST Heidi G. Miller and
A. Michael Spence for poor
attendance.
2. 2 Elect Director William M Directors M0201 For For For For NULL
T. Esrey Related
3. 3 Elect Director Raymond M Directors M0201 For For For For NULL
V. Gilmartin Related
4. 4 Elect Director Judith M Directors M0201 For For For For NULL
Richards Hope Related
5. 5 Elect Director Heidi G. M Directors M0201 AgainstFor Against Against NULL
Miller Related
6. 6 Elect Director Hilda M Directors M0201 For For For For NULL
Ochoa-Brillemberg Related
7. 7 Elect Director Steve M Directors M0201 For For For For NULL
Odland Related
8. 8 Elect Director Kendall M Directors M0201 For For For For NULL
J. Powell Related
9. 9 Elect Director Michael M Directors M0201 For For For For NULL
D. Rose Related
10. 10 Elect Director Robert M Directors M0201 For For For For NULL
L. Ryan Related
11. 11 Elect Director Stephen M Directors M0201 For For For For NULL
W. Sanger Related
12. 12 Elect Director A. M Directors M0201 For For For For NULL
Michael Spence Related
13. 13 Elect Director Dorothy M Directors M0201 For For For For NULL
A. Terrell Related
14. 14 Ratify Auditors M Routine/ M0101 For For For For NULL
Business
15. 15 Approve Omnibus Stock M Non-Salary M0522 For For For For VI. Vote Recommendation
Plan Comp. The estimated shareholder
value transfer of the
company's plans of 7 percent
is equal to the allowable
cap for this company of 7
percent.
ORACLE CORP.
Ticker Symbol: ORCL CUSIP/Security ID: 68389X105
MeetingDate: 2-Nov-07 RecordDate: 7-Sep-07
Country: USA CutoffDate: 22-Oct-07
MeetingType: Annual SharesHeld: NULL
BallotShares: 123380 DateAccepted: 19-Sep-07
VotedDate: 17-Oct-07 MeetingId: 415658
CustBankAcctNbr: 382691 ClientAccountNbr: 4307
Ballot ISS ISS Mgt Policy
Seq Item Agenda Rec Rec Vote Vote
Number Number ItemDesc MorS Category ItemID Vote Vote Rec Cast Note
- ------- ------ ------------------------- ---- -------------- -------- ------ -------- ------- ------- ----------------------------
1. 1.1 Elect Director Jeffrey M Directors M0201 For For For For NULL
O. Henley Related
2. 1.2 Elect Director Lawrence M Directors M0201 For For For For NULL
J. Ellison Related
3. 1.3 Elect Director Donald M Directors M0201 For For For For NULL
L. Lucas Related
4. 1.4 Elect Director Michael M Directors M0201 For For For For NULL
J. Boskin Related
5. 1.5 Elect Director Jack F. M Directors M0201 For For For For NULL
Kemp Related
6. 1.6 Elect Director Jeffrey M Directors M0201 For For For For NULL
S. Berg Related
7. 1.7 Elect Director Safra A. M Directors M0201 For For For For NULL
Catz Related
8. 1.8 Elect Director Hector M Directors M0201 For For For For NULL
Garcia-Molina Related
9. 1.9 Elect Director H. M Directors M0201 For For For For NULL
Raymond Bingham Related
10. 1.1 Elect Director Charles M Directors M0201 For For For For NULL
E Phillips, Jr. Related
11. 1.11 Elect Director Naomi O. M Directors M0201 For For For For NULL
Seligman Related
12. 2 Approve Executive M Non-Salary M0535 For For For For The performance measures
Incentive Bonus Plan Comp. included under the plan are
appropriate for the company
given its line of business,
long-term strategic
objectives, and
industry-specific measures
for assessing market
competitiveness.
Additionally, the plan is
administered by a co
13. 3 Ratify Auditors M Routine/ M0101 For For For For NULL
Business
14. 4 Amend Bylaws to S Social S0999 AgainstAgainst Against Against That said; based the
Establish a Board Proposal existing company & #x2019;s
Committee on Human existing discussion of the
Rights issue in its CSR report, the
public availability of a
Code of Ethics and Business
Conduct, the disclosure of
its privacy policies, the
lack of significant
controversy, and the potent
15. 5 Issue an Open Source S Social S0999 AgainstAgainst Against Against Therefore, ISS urges the
Report Proposal company to continue to
evaluate its strategies
related to legal and public
policy issues that can
impact the company &
#x2019;s ability to operate
efficiently and profitably;
however, based on the broad
nature of the information
requ
MICROSOFT CORP.
Ticker Symbol: MSFT CUSIP/Security ID: 594918104
MeetingDate: 13-Nov-07 RecordDate: 7-Sep-07
Country: USA CutoffDate: 31-Oct-07
MeetingType: Annual SharesHeld: 82200
BallotShares: 82200 DateAccepted: 27-Sep-07
VotedDate: 1-Nov-07 MeetingId: 416251
CustBankAcctNbr: 382691 ClientAccountNbr: 4307
Ballot ISS ISS Mgt Policy
Seq Item Agenda Rec Rec Vote Vote
Number Number ItemDesc MorS Category ItemID Vote Vote Rec Cast Note
- ------- ------ ------------------------- ---- -------------- -------- ------ -------- ------- ------- ----------------------------
1. 1 Elect Director William M Directors M0201 For For For For NULL
H. Gates, III Related
2. 2 Elect Director Steven M Directors M0201 For For For For NULL
A. Ballmer Related
3. 3 Elect Director James I. M Directors M0201 For For For For NULL
Cash, Jr. Related
4. 4 Elect Director Dina M Directors M0201 For For For For NULL
Dublon Related
5. 5 Elect Director Raymond M Directors M0201 For For For For NULL
V. Gilmartin Related
6. 6 Elect Director Reed M Directors M0201 For For For For NULL
Hastings Related
7. 7 Elect Director David F. M Directors M0201 For For For For NULL
Marquardt Related
8. 8 Elect Director Charles M Directors M0201 For For For For NULL
H. Noski Related
9. 9 Elect Director Helmut M Directors M0201 For For For For NULL
Panke Related
10. 10 Elect Director Jon A. M Directors M0201 For For For For NULL
Shirley Related
11. 11 Ratify Auditors M Routine/ M0101 For For For For NULL
Business
12. 12 Adopt Policies to S Social S0999 AgainstAgainst Against Against Considering Microsoft
Protect Freedom of Proposal & #x2019;s development of
Access to the Internet certain formal policies
related to Internet
monitoring and censorship,
taking into account the
company & #x2019;s
disclosure and transparency
relating to its policy
position relating to human
rights and the Inter
13. 13 Amend Bylaws to S Social S0999 AgainstAgainst Against Against Based on Microsoft
Establish a Board Proposal & #x2019;s existing human
Committee on Human rights codes and policies
Rights including the public
availability of a Code of
Conduct and a Vendor Code of
Conduct, and in light of the
disclosure of privacy
policies and the company &
#x2019;s stated active
stakeholder
CISCO SYSTEMS, INC.
Ticker Symbol: CSCO CUSIP/Security ID: 17275R102
MeetingDate: 15-Nov-07 RecordDate: 17-Sep-07
Country: USA CutoffDate: 2-Nov-07
MeetingType: Annual SharesHeld: 45000
BallotShares: 45000 DateAccepted: 27-sep-07
VotedDate: 5-Nov-07 MeetingId: 416608
CustBankAcctNbr: 382691 ClientAccountNbr: 4307
Ballot ISS ISS Mgt Policy
Seq Item Agenda Rec Rec Vote Vote
Number Number ItemDesc MorS Category ItemID Vote Vote Rec Cast Note
- ------- ------ ------------------------- ---- -------------- -------- ------ -------- ------- ------- ----------------------------
1. 1 Elect Director Carol A. M Directors M0201 For For For For We recommend a vote FOR the
Bartz Related directors.
2. 2 Elect Director M. M Directors M0201 For For For For NULL
Michele Burns Related
3. 3 Elect Director Michael M Directors M0201 For For For For NULL
D. Capellas Related
4. 4 Elect Director Larry R. M Directors M0201 For For For For NULL
Carter Related
5. 5 Elect Director John T. M Directors M0201 For For For For NULL
Chambers Related
6. 6 Elect Director Brian L. M Directors M0201 For For For For NULL
Halla Related
7. 7 Elect Director Dr. John M Directors M0201 For For For For NULL
L. Hennessy Related
8. 8 Elect Director Richard M Directors M0201 For For For For NULL
M. Kovacevich Related
9. 9 Elect Director Roderick M Directors M0201 For For For For NULL
C. McGeary Related
10. 10 Elect Director Michael M Directors M0201 For For For For NULL
K. Powell Related
11. 11 Elect Director Steven M Directors M0201 For For For For NULL
M. West Related
12. 12 Elect Director Jerry M Directors M0201 For For For For NULL
Yang Related
13. 13 Amend Omnibus Stock Plan M Non-Salary M0524 For For For For VI. Vote Recommendation
Comp. The estimated shareholder
value transfer of the
company's plans of 9 percent
is equal to the allowable
cap for this company of 9
percent. Additionally, this
plan expressly forbids
repricing.
14. 14 Approve Executive M Non-Salary M0535 For For For For The performance measures
Incentive Bonus Plan Comp. included under the plan are
appropriate for the company
given its line of business,
long-term strategic
objectives, and
industry-specific measures
for assessing market
competitiveness.
Additionally, the plan is
administered by a co
15. 15 Ratify Auditors M Routine/ M0101 For For For For NULL
Business
16. 16 Amend Bylaws to S Social S0999 AgainstAgainst Against Against While we believe that
Establish a Board Proposal Cisco could improve aspects
Committee on Human of its human rights
Rights policies, we also believe
that Cisco & #x2019;s
existing policies and
disclosure of these issues
indicates that the company
is carefully evaluating
human rights issues raised
by the compan
17. 17 Pay For Superior S SH-CompensationS0520 For Against For For In this case, the
Performance company & #x2019;s annual
and long-term compensation
programs for senior
executives are not
substantially
performance-based under
current ISS guidelines.
Further, the company does
not disclose specific
performance goals and
hurdles rates fo
18. 18 Advisory Vote to Ratify S SH-CompensationS0517 For Against For For ISS believes that the
Named Executive Officer's Officers Compensation
Compensation advisory vote would allow
shareholders a voice in
executive compensation
practices of a company. The
advisory vote would be a
confidence vote on the work
of the compensation
committee. ISS encourages
companies to allow
shareholders to
19. 19 Report on Internet S Social S0999 For Against For For Therefore, while we commend
Fragmentation Proposal Cisco for its broad approach
to international human
rights issues, we believe
that including additional
information in its existing
public documents on policies
and practices related to
doing business with
governments that restr
AUTOMATIC DATA PROCESSING, INC.
Ticker Symbol: ADP CUSIP/Security ID: 53015103
MeetingDate: 13-Nov-07 RecordDate: 14-Sep-07
Country: USA CutoffDate: 7-Nov-07
MeetingType: Annual SharesHeld: 52900
BallotShares: 52900 DateAccepted: 3-Oct-07
VotedDate: 29-Oct-07 MeetingId: 416718
CustBankAcctNbr: 382691 ClientAccountNbr: 4307
Ballot ISS ISS Mgt Policy
Seq Item Agenda Rec Rec Vote Vote
Number Number ItemDesc MorS Category ItemID Vote Vote Rec Cast Note
- ------- ------ ------------------------- ---- -------------- -------- ------ -------- ------- ------- ----------------------------
1. 1.1 Elect Director Gregory M Directors M0201 For For For For NULL
D. Brenneman Related
2. 1.2 Elect Director Leslie M Directors M0201 For For For For NULL
A. Brun Related
3. 1.3 Elect Director Gary C. M Directors M0201 For For For For NULL
Butler Related
4. 1.4 Elect Director Leon G. M Directors M0201 For For For For NULL
Cooperman Related
5. 1.5 Elect Director Eric C. M Directors M0201 For For For For NULL
Fast Related
6. 1.6 Elect Director R. Glenn M Directors M0201 For For For For NULL
Hubbard Related
7. 1.7 Elect Director John P. M Directors M0201 For For For For NULL
Jones Related
8. 1.8 Elect Director Frederic M Directors M0201 For For For For NULL
V. Malek Related
9. 1.9 Elect Director Gregory M Directors M0201 For For For For NULL
L. Summe Related
10. 1.1 Elect Director Henry M Directors M0201 For For For For NULL
Taub Related
11. 2 Ratify Auditors M Routine/ M0101 For For For For NULL
Business
FRANKLIN RESOURCES, INC.
Ticker Symbol: BEN CUSIP/Security ID: 354613101
MeetingDate: 31-Jan-08 RecordDate: 04-Dec-07
Country: USA CutoffDate: 18-Jan-08
MeetingType: Annual SharesHeld: 9400
BallotShares: 9400 DateAccepted: 2-Jan-08
VotedDate: 18-Jan-08 MeetingId: 426891
CustBankAcctNbr: 382691 ClientAccountNbr: 4307
Ballot ISS ISS Mgt Policy
Seq Item Agenda Rec Rec Vote Vote
Number Number ItemDesc MorS Category ItemID Vote Vote Rec Cast Note
- ------- ------ ------------------------- ---- -------------- -------- ------ -------- ------- ------- ----------------------------
1. 1.1 Elect Director Samuel M Directors M0201 For For For For NULL
H. Armacost Related
2. 1.2 Elect Director Charles M Directors M0201 For For For For NULL
Crocker Related
3. 1.3 Elect Director Joseph M Directors M0201 For For For For NULL
R. Hardiman Related
4. 1.4 Elect Director Robert M Directors M0201 For For For For NULL
D. Joffe Related
5. 1.5 Elect Director Charles M Directors M0201 For For For For NULL
B. Johnson Related
6. 1.6 Elect Director Gregory M Directors M0201 For For For For NULL
E. Johnson Related
7. 1.7 Elect Director Rupert M Directors M0201 For For For For NULL
H. Johnson, Jr. Related
8. 1.8 Elect Director Thomas M Directors M0201 For For For For NULL
H. Kean Related
9. 1.9 Elect Director Chutta M Directors M0201 For For For For NULL
Ratnathicam Related
10. 1.1 Elect Director Peter M. M Directors M0201 For For For For NULL
Sacerdote Related
11. 1.11 Elect Director Laura M Directors M0201 For For For For NULL
Stein Related
12. 1.12 Elect Director Anne M. M Directors M0201 For For For For NULL
Tatlock Related
13. 1.13 Elect Director Louis E. M Directors M0201 For For For For NULL
Woodworth Related
14. 2 Ratify Auditors M Routine/ M0101 For For For For NULL
Business
15. 3 Amend Executive M Non-Salary M0535 For For For For The performance measures
Incentive Bonus Plan Comp. included under the plan are
appropriate for the company
given its line of business,
long-term strategic
objectives, and
industry-specific measures
for assessing market
competitiveness.
Additionally, the plan is
administered by a co
VOTE SUMMARY
ACCENTURE LTD
SECURITY G1150G111 MEETING TYPE Annual
TICKER SYMBOL ACN MEETING DATE 07-Feb-2008
ISIN BMG1150G1116 AGENDA 932803390 - Management
CITY HOLDING RECON DATE 10-Dec-2007
COUNTRY United States VOTE DEADLINE DATE 06-Feb-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
1A Election of Directors (Majority Voting) Management Against Against
1B Election of Directors (Majority Voting) Management For For
02 Approve Charter Amendment Management For For
03 Approve Remuneration of Directors and Auditors Management Against Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 66500 0 17-Jan-2008 18-Jan-2008
13-Aug-2008
Page 1 of 39
VOTE SUMMARY
THE WALT DISNEY COMPANY
SECURITY 254687106 MEETING TYPE Annual
TICKER SYMBOL DIS MEETING DATE 06-Mar-2008
ISIN US2546871060 AGENDA 932808883 - Management
CITY HOLDING RECON DATE 07-Jan-2008
COUNTRY United States VOTE DEADLINE DATE 05-Mar-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management Against Against
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Approve Stock Compensation Plan Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 72100 0 21-Feb-2008 22-Feb-2008
13-Aug-2008
Page 2 of 39
VOTE SUMMARY
BANK OF NEW YORK MELLON CORP.
SECURITY 064058100 MEETING TYPE Annual
TICKER SYMBOL BK MEETING DATE 08-Apr-2008
ISIN US0640581007 AGENDA 932828342 - Management
CITY HOLDING RECON DATE 08-Feb-2008
COUNTRY United States VOTE DEADLINE DATE 07-Apr-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
01 Election of Directors Management
1 FRANK J. BIONDI, JR. For For
2 RUTH E. BRUCH For For
3 NICHOLAS M. DONOFRIO For For
4 STEVEN G. ELLIOTT For For
5 GERALD L. HASSELL For For
6 EDMUND F. KELLY For For
7 ROBERT P. KELLY For For
8 RICHARD J. KOGAN For For
9 MICHAEL J. KOWALSKI For For
10 JOHN A. LUKE, JR. Withheld Against
11 ROBERT MEHRABIAN For For
12 MARK A. NORDENBERG For For
13 CATHERINE A. REIN For For
14 THOMAS A. RENYI For For
15 WILLIAM C. RICHARDSON For For
16 SAMUEL C. SCOTT III For For
17 JOHN P. SURMA For For
18 WESLEY W. VON SCHACK For For
02 Approve Stock Compensation Plan Management For For
03 Adopt Employee Stock Purchase Plan Management For For
04 Approve Stock Compensation Plan Management For For
05 Ratify Appointment of Independent Auditors Management For For
06 S/H Proposal - Adopt Cumulative Voting Shareholder For Against
07 Miscellaneous Shareholder Proposal Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 51800 0 25-Mar-2008
13-Aug-2008
Page 3 of 39
VOTE SUMMARY
UNITED TECHNOLOGIES CORPORATION
SECURITY 913017109 MEETING TYPE Annual
TICKER SYMBOL UTX MEETING DATE 09-Apr-2008
ISIN US9130171096 AGENDA 932816765 - Management
CITY HOLDING RECON DATE 12-Feb-2008
COUNTRY United States VOTE DEADLINE DATE 08-Apr-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
01 Election of Directors Management
1 LOUIS R. CHENEVERT For For
2 GEORGE DAVID For For
3 JOHN V. FARACI For For
4 JEAN-PIERRE GARNIER For For
5 JAMIE S. GORELICK For For
6 CHARLES R. LEE For For
7 RICHARD D. MCCORMICK For For
8 HAROLD MCGRAW III For For
9 RICHARD B. MYERS For For
10 H. PATRICK SWYGERT For For
11 ANDRE VILLENEUVE For For
12 CHRISTINE TODD WHITMAN For For
02 Ratify Appointment of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
04 S/H Proposal - Health Issues Shareholder Against For
05 S/H Proposal - Corporate Governance Shareholder Against For
06 S/H Proposal - Executive Compensation Shareholder Against For
07 S/H Proposal - Military/Weapons Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 35000 0 13-Mar-2008 14-Mar-2008
13-Aug-2008
Page 4 of 39
VOTE SUMMARY
CITIGROUP INC.
SECURITY 172967101 MEETING TYPE Annual
TICKER SYMBOL C MEETING DATE 22-Apr-2008
ISIN US1729671016 AGENDA 932822679 - Management
CITY HOLDING RECON DATE 25-Feb-2008
COUNTRY United States VOTE DEADLINE DATE 21-Apr-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
1A Election of Directors (Majority Voting) Management Against Against
1B Election of Directors (Majority Voting) Management Against Against
1C Election of Directors (Majority Voting) Management Against Against
1D Election of Directors (Majority Voting) Management Against Against
1E Election of Directors (Majority Voting) Management Against Against
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management Against Against
1H Election of Directors (Majority Voting) Management Against Against
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management Against Against
1K Election of Directors (Majority Voting) Management Against Against
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
1N Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Political/Government Shareholder Against For
04 S/H Proposal - Political/Government Shareholder Against For
05 S/H Proposal - Increase Disclosure of Executive Compensation Shareholder Against For
06 S/H Proposal - Nominate a Lead Director Shareholder Against For
07 Miscellaneous Shareholder Proposal Shareholder Against For
08 Miscellaneous Shareholder Proposal Shareholder Against For
09 S/H Proposal - Environmental Shareholder Against For
10 S/H Proposal - Human Rights Related Shareholder Against For
11 S/H Proposal - Establish Independent Chairman Shareholder For Against
12 Miscellaneous Corporate Governance Management For Against
CV Miscellaneous Corporate Governance Management For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 42033 0 07-Apr-2008 07-Apr-2008
13-Aug-2008
Page 5 of 39
VOTE SUMMARY
GENERAL ELECTRIC COMPANY
SECURITY 369604103 MEETING TYPE Annual
TICKER SYMBOL GE MEETING DATE 23-Apr-2008
ISIN US3696041033 AGENDA 932823481 - Management
CITY HOLDING RECON DATE 25-Feb-2008
COUNTRY United States VOTE DEADLINE DATE 22-Apr-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
A1 Election of Directors (Majority Voting) Management For For
A2 Election of Directors (Majority Voting) Management For For
A3 Election of Directors (Majority Voting) Management For For
A4 Election of Directors (Majority Voting) Management Against Against
A5 Election of Directors (Majority Voting) Management For For
A6 Election of Directors (Majority Voting) Management For For
A7 Election of Directors (Majority Voting) Management For For
A8 Election of Directors (Majority Voting) Management For For
A9 Election of Directors (Majority Voting) Management For For
A10 Election of Directors (Majority Voting) Management For For
A11 Election of Directors (Majority Voting) Management For For
A12 Election of Directors (Majority Voting) Management For For
A13 Election of Directors (Majority Voting) Management For For
A14 Election of Directors (Majority Voting) Management Against Against
A15 Election of Directors (Majority Voting) Management For For
A16 Election of Directors (Majority Voting) Management For For
B Ratify Appointment of Independent Auditors Management For For
01 S/H Proposal - Adopt Cumulative Voting Shareholder For Against
02 S/H Proposal - Separate Chairman/Coe Shareholder For Against
03 Miscellaneous Shareholder Proposal Shareholder Against For
04 Miscellaneous Shareholder Proposal Shareholder For Against
05 Miscellaneous Shareholder Proposal Shareholder Against For
06 S/H Proposal - Environmental Shareholder Against For
07 S/H Proposal - Executive Compensation Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 66000 0 07-Apr-2008 07-Apr-2008
13-Aug-2008
Page 6 of 39
VOTE SUMMARY
BANK OF AMERICA CORPORATION
SECURITY 060505104 MEETING TYPE Annual
TICKER SYMBOL BAC MEETING DATE 23-Apr-2008
ISIN US0605051046 AGENDA 932828253 - Management
CITY HOLDING RECON DATE 27-Feb-2008
COUNTRY United States VOTE DEADLINE DATE 22-Apr-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
1N Election of Directors (Majority Voting) Management For For
1O Election of Directors (Majority Voting) Management For For
1P Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Executive Compensation Shareholder Against For
04 S/H Proposal - Executive Compensation Shareholder For Against
05 S/H Proposal - Executive Compensation Shareholder Against For
06 S/H Proposal - Adopt Cumulative Voting Shareholder For Against
07 S/H Proposal - Separate Chairman/Coe Shareholder For Against
08 S/H Proposal - Proxy Process/Statement Shareholder For Against
09 Miscellaneous Shareholder Proposal Shareholder Against For
10 S/H Proposal - Human Rights Related Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 61200 0 07-Apr-2008 07-Apr-2008
13-Aug-2008
Page 7 of 39
VOTE SUMMARY
MEMC ELECTRONIC MATERIALS, INC.
SECURITY 552715104 MEETING TYPE Annual
TICKER SYMBOL WFR MEETING DATE 23-Apr-2008
ISIN US5527151048 AGENDA 932828556 - Management
CITY HOLDING RECON DATE 03-Mar-2008
COUNTRY United States VOTE DEADLINE DATE 22-Apr-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
01 Election of Directors Management
1 PETER BLACKMORE For For
2 NABEEL GAREEB For For
3 MARSHALL TURNER For For
02 Ratify Appointment of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 17100 0 20-Mar-2008 21-Mar-2008
13-Aug-2008
Page 8 of 39
VOTE SUMMARY
TEXTRON INC.
SECURITY 883203101 MEETING TYPE Annual
TICKER SYMBOL TXT MEETING DATE 23-Apr-2008
ISIN US8832031012 AGENDA 932831933 - Management
CITY HOLDING RECON DATE 29-Feb-2008
COUNTRY United States VOTE DEADLINE DATE 22-Apr-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
01 Election of Directors (Majority Voting) Management For For
02 Election of Directors (Majority Voting) Management For For
03 Election of Directors (Majority Voting) Management For For
04 Election of Directors (Majority Voting) Management For For
05 Ratify Appointment of Independent Auditors Management For For
06 S/H Proposal - Military/Weapons Shareholder Against For
07 S/H Proposal - Corporate Governance Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 16600 0 02-Apr-2008 03-Apr-2008
13-Aug-2008
Page 9 of 39
VOTE SUMMARY
JOHNSON & JOHNSON
SECURITY 478160104 MEETING TYPE Annual
TICKER SYMBOL JNJ MEETING DATE 24-Apr-2008
ISIN US4781601046 AGENDA 932823962 - Management
CITY HOLDING RECON DATE 26-Feb-2008
COUNTRY United States VOTE DEADLINE DATE 23-Apr-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
01 Election of Directors Management
1 MARY SUE COLEMAN Withheld Against
2 JAMES G. CULLEN Withheld Against
3 MICHAEL M.E. JOHNS Withheld Against
4 ARNOLD G. LANGBO For For
5 SUSAN L. LINDQUIST For For
6 LEO F. MULLIN For For
7 WILLIAM D. PEREZ Withheld Against
8 CHRISTINE A. POON For For
9 CHARLES PRINCE Withheld Against
10 STEVEN S REINEMUND Withheld Against
11 DAVID SATCHER For For
12 WILLIAM C. WELDON For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Report on Executive Compensation Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 34600 0 05-Apr-2008
13-Aug-2008
Page 10 of 39
VOTE SUMMARY
PFIZER INC.
SECURITY 717081103 MEETING TYPE Annual
TICKER SYMBOL PFE MEETING DATE 24-Apr-2008
ISIN US7170811035 AGENDA 932829940 - Management
CITY HOLDING RECON DATE 28-Feb-2008
COUNTRY United States VOTE DEADLINE DATE 23-Apr-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
1N Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder Against For
04 S/H Proposal - Separate Chairman/Coe Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 100500 0 07-Apr-2008 08-Apr-2008
13-Aug-2008
Page 11 of 39
VOTE SUMMARY
AT&T INC.
SECURITY 00206R102 MEETING TYPE Annual
TICKER SYMBOL T MEETING DATE 25-Apr-2008
ISIN US00206R1023 AGENDA 932822578 - Management
CITY HOLDING RECON DATE 27-Feb-2008
COUNTRY United States VOTE DEADLINE DATE 24-Apr-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
1N Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Political/Government Shareholder Against For
04 Miscellaneous Shareholder Proposal Shareholder For Against
05 S/H Proposal - Nominate a Lead Director Shareholder For Against
06 Miscellaneous Shareholder Proposal Shareholder Against For
07 S/H Proposal - Advisory Vote Executive Pay Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 66000 0 08-Apr-2008 09-Apr-2008
13-Aug-2008
Page 12 of 39
VOTE SUMMARY
WELLS FARGO & COMPANY
SECURITY 949746101 MEETING TYPE Annual
TICKER SYMBOL WFC MEETING DATE 29-Apr-2008
ISIN US9497461015 AGENDA 932823897 - Management
CITY HOLDING RECON DATE 29-Feb-2008
COUNTRY United States VOTE DEADLINE DATE 28-Apr-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management Against Against
1I Miscellaneous Corporate Governance Management For For
1J Miscellaneous Corporate Governance Management Against Against
1K Miscellaneous Corporate Governance Management Against Against
1L Miscellaneous Corporate Governance Management For For
1M Miscellaneous Corporate Governance Management Against Against
1N Miscellaneous Corporate Governance Management For For
1O Miscellaneous Corporate Governance Management For For
1P Miscellaneous Corporate Governance Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Miscellaneous Corporate Governance Management For For
04 Miscellaneous Corporate Governance Management For For
05 Miscellaneous Corporate Governance Management For Against
06 Miscellaneous Corporate Governance Management For Against
07 Miscellaneous Corporate Governance Management Against For
08 Miscellaneous Corporate Governance Management Against For
09 Miscellaneous Corporate Governance Management Against For
10 Miscellaneous Corporate Governance Management Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 41600 0 11-Apr-2008 11-Apr-2008
13-Aug-2008
Page 13 of 39
VOTE SUMMARY
INTERNATIONAL BUSINESS MACHINES CORP.
SECURITY 459200101 MEETING TYPE Annual
TICKER SYMBOL IBM MEETING DATE 29-Apr-2008
ISIN US4592001014 AGENDA 932825118 - Management
CITY HOLDING RECON DATE 29-Feb-2008
COUNTRY United States VOTE DEADLINE DATE 28-Apr-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
01 Election of Directors Management
1 C. BLACK Withheld Against
2 W.R. BRODY For For
3 K.I. CHENAULT For For
4 M.L. ESKEW Withheld Against
5 S.A. JACKSON For For
6 L.A. NOTO For For
7 J.W. OWENS For For
8 S.J. PALMISANO For For
9 J.E. SPERO For For
10 S. TAUREL For For
11 L.H. ZAMBRANO For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Adopt Cumulative Voting Shareholder For Against
04 S/H Proposal - Executive Compensation Shareholder For Against
05 S/H Proposal - Human Rights Related Shareholder Against For
06 Miscellaneous Shareholder Proposal Shareholder For Against
07 S/H Proposal - Executive Compensation Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 23500 0 10-Apr-2008 10-Apr-2008
13-Aug-2008
Page 14 of 39
VOTE SUMMARY
EXELON CORPORATION
SECURITY 30161N101 MEETING TYPE Annual
TICKER SYMBOL EXC MEETING DATE 29-Apr-2008
ISIN US30161N1019 AGENDA 932833874 - Management
CITY HOLDING RECON DATE 03-Mar-2008
COUNTRY United States VOTE DEADLINE DATE 28-Apr-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management Against Against
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 27400 0 09-Apr-2008 09-Apr-2008
13-Aug-2008
Page 15 of 39
VOTE SUMMARY
MARATHON OIL CORPORATION
SECURITY 565849106 MEETING TYPE Annual
TICKER SYMBOL MRO MEETING DATE 30-Apr-2008
ISIN US5658491064 AGENDA 932821627 - Management
CITY HOLDING RECON DATE 03-Mar-2008
COUNTRY United States VOTE DEADLINE DATE 29-Apr-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Proxy Process/Statement Shareholder For Against
04 S/H Proposal - Executive Compensation Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 40130 0 10-Apr-2008 10-Apr-2008
13-Aug-2008
Page 16 of 39
VOTE SUMMARY
VERIZON COMMUNICATIONS INC.
SECURITY 92343V104 MEETING TYPE Annual
TICKER SYMBOL VZ MEETING DATE 01-May-2008
ISIN US92343V1044 AGENDA 932832517 - Management
CITY HOLDING RECON DATE 03-Mar-2008
COUNTRY United States VOTE DEADLINE DATE 30-Apr-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management Against Against
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Performance Based Stock Options Shareholder Against For
04 S/H Proposal - Create a Non-Discriminatory Sexual Orientation Shareholder Against For
Policy
05 S/H Proposal - Separate Chairman/Coe Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 65418 0 14-Apr-2008 14-Apr-2008
13-Aug-2008
Page 17 of 39
VOTE SUMMARY
OCCIDENTAL PETROLEUM CORPORATION
SECURITY 674599105 MEETING TYPE Annual
TICKER SYMBOL OXY MEETING DATE 02-May-2008
ISIN US6745991058 AGENDA 932838862 - Management
CITY HOLDING RECON DATE 12-Mar-2008
COUNTRY United States VOTE DEADLINE DATE 01-May-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Environmental Shareholder Against For
04 S/H Proposal - Executive Compensation Shareholder For Against
05 S/H Proposal - Executive Compensation Shareholder For Against
06 S/H Proposal - Executive Compensation Shareholder Against For
07 S/H Proposal - Proxy Process/Statement Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 18200 0 15-Apr-2008 15-Apr-2008
13-Aug-2008
Page 18 of 39
VOTE SUMMARY
LAZARD LTD
SECURITY G54050102 MEETING TYPE Annual
TICKER SYMBOL LAZ MEETING DATE 06-May-2008
ISIN BMG540501027 AGENDA 932850363 - Management
CITY HOLDING RECON DATE 20-Mar-2008
COUNTRY United States VOTE DEADLINE DATE 05-May-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
01 Election of Directors Management
1 BRUCE WASSERSTEIN For For
2 RONALD J. DOERFLER For For
3 MICHAEL J. TURNER Withheld Against
02 Approve Stock Compensation Plan Management Against Against
03 Approve Charter Amendment Management For For
04 Approve Remuneration of Directors and Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 29400 0 08-Apr-2008 09-Apr-2008
13-Aug-2008
Page 19 of 39
VOTE SUMMARY
CVS/CAREMARK CORPORATION
SECURITY 126650100 MEETING TYPE Annual
TICKER SYMBOL CVS MEETING DATE 07-May-2008
ISIN US1266501006 AGENDA 932843344 - Management
CITY HOLDING RECON DATE 12-Mar-2008
COUNTRY United States VOTE DEADLINE DATE 06-May-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management Against Against
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Proxy Process/Statement Shareholder Against For
04 Miscellaneous Shareholder Proposal Shareholder For Against
05 S/H Proposal - Political/Government Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 62200 0 21-Apr-2008 22-Apr-2008
13-Aug-2008
Page 20 of 39
VOTE SUMMARY
COLGATE-PALMOLIVE COMPANY
SECURITY 194162103 MEETING TYPE Annual
TICKER SYMBOL CL MEETING DATE 08-May-2008
ISIN US1941621039 AGENDA 932827011 - Management
CITY HOLDING RECON DATE 10-Mar-2008
COUNTRY United States VOTE DEADLINE DATE 07-May-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Authorize Common Stock Increase Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 28100 0 17-Apr-2008 17-Apr-2008
13-Aug-2008
Page 21 of 39
VOTE SUMMARY
APACHE CORPORATION
SECURITY 037411105 MEETING TYPE Annual
TICKER SYMBOL APA MEETING DATE 08-May-2008
ISIN US0374111054 AGENDA 932838038 - Management
CITY HOLDING RECON DATE 19-Mar-2008
COUNTRY United States VOTE DEADLINE DATE 07-May-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
01 Election of Directors (Majority Voting) Management For For
02 Election of Directors (Majority Voting) Management Against Against
03 Election of Directors (Majority Voting) Management For For
04 Election of Directors (Majority Voting) Management For For
05 Miscellaneous Shareholder Proposal Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 11855 0 17-Apr-2008 17-Apr-2008
13-Aug-2008
Page 22 of 39
VOTE SUMMARY
ALLEGHENY TECHNOLOGIES INCORPORATED
SECURITY 01741R102 MEETING TYPE Annual
TICKER SYMBOL ATI MEETING DATE 09-May-2008
ISIN US01741R1023 AGENDA 932835068 - Management
CITY HOLDING RECON DATE 12-Mar-2008
COUNTRY United States VOTE DEADLINE DATE 08-May-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
A Election of Directors Management
1 JAMES C. DIGGS For For
2 J. BRETT HARVEY Withheld Against
3 MICHAEL J. JOYCE For For
B Ratify Appointment of Independent Auditors Management For For
C S/H Proposal - Require Majority of Directors to Be Independent Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 11300 0 18-Apr-2008
13-Aug-2008
Page 23 of 39
VOTE SUMMARY
PROLOGIS
SECURITY 743410102 MEETING TYPE Annual
TICKER SYMBOL PLD MEETING DATE 09-May-2008
ISIN US7434101025 AGENDA 932838595 - Management
CITY HOLDING RECON DATE 13-Mar-2008
COUNTRY United States VOTE DEADLINE DATE 08-May-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
01 Election of Directors Management
1 STEPHEN L. FEINBERG For For
2 GEORGE L. FOTIADES Withheld Against
3 CHRISTINE N. GARVEY For For
4 LAWRENCE V. JACKSON For For
5 DONALD P. JACOBS For For
6 JEFFREY H. SCHWARTZ For For
7 D. MICHAEL STEUERT For For
8 J. ANDRE TEIXEIRA For For
9 WILLIAM D. ZOLLARS Withheld Against
10 ANDREA M. ZULBERTI For For
02 Ratify Appointment of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 20900 0 18-Apr-2008
13-Aug-2008
Page 24 of 39
VOTE SUMMARY
ARCH CAPITAL GROUP LTD.
SECURITY G0450A105 MEETING TYPE Annual
TICKER SYMBOL ACGL MEETING DATE 09-May-2008
ISIN BMG0450A1053 AGENDA 932849702 - Management
CITY HOLDING RECON DATE 24-Mar-2008
COUNTRY United States VOTE DEADLINE DATE 08-May-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
01 Election of Directors Management
1 PAUL B. INGREY* For For
2 KEWSONG LEE* For For
3 ROBERT F. WORKS* For For
4 GRAHAM B. COLLIS** Withheld Against
5 MARC GRANDISSON** For For
6 W. PRESTON HUTCHINGS** For For
7 CONSTANTINE IORDANOU** For For
8 RALPH E. JONES III** For For
9 THOMAS G. KAISER** For For
10 MARK D. LYONS** For For
11 MARTIN J. NILSEN** For For
12 NICOLAS PAPADOPOULO** For For
13 MICHAEL QUINN** For For
14 MAAMOUN RAJEH** For For
15 PAUL S. ROBOTHAM** Withheld Against
16 ROBERT T. VAN GIESON** For For
17 JOHN D. VOLLARO** Withheld Against
18 JAMES WEATHERSTONE** For For
03 Ratify Appointment of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 16000 0 07-Apr-2008 07-Apr-2008
13-Aug-2008
Page 25 of 39
VOTE SUMMARY
DOMINION RESOURCES, INC.
SECURITY 25746U109 MEETING TYPE Annual
TICKER SYMBOL D MEETING DATE 09-May-2008
ISIN US25746U1097 AGENDA 932853698 - Management
CITY HOLDING RECON DATE 29-Feb-2008
COUNTRY United States VOTE DEADLINE DATE 08-May-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 51000 0 18-Apr-2008
13-Aug-2008
Page 26 of 39
VOTE SUMMARY
MCDERMOTT INTERNATIONAL, INC.
SECURITY 580037109 MEETING TYPE Annual
TICKER SYMBOL MDR MEETING DATE 09-May-2008
ISIN PA5800371096 AGENDA 932853814 - Management
CITY HOLDING RECON DATE 31-Mar-2008
COUNTRY United States VOTE DEADLINE DATE 08-May-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
01 Election of Directors Management
1 ROGER A. BROWN For For
2 OLIVER D. KINGSLEY, JR. For For
3 BRUCE W. WILKINSON For For
02 Amend Articles-Board Related Management For For
03 Ratify Appointment of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 46300 0 14-Apr-2008
13-Aug-2008
Page 27 of 39
VOTE SUMMARY
ITT CORPORATION
SECURITY 450911102 MEETING TYPE Annual
TICKER SYMBOL ITT MEETING DATE 13-May-2008
ISIN US4509111021 AGENDA 932844269 - Management
CITY HOLDING RECON DATE 20-Mar-2008
COUNTRY United States VOTE DEADLINE DATE 12-May-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
01 Election of Directors Management
1 STEVEN R. LORANGER For For
2 CURTIS J. CRAWFORD Withheld Against
3 CHRISTINA A. GOLD Withheld Against
4 RALPH F. HAKE Withheld Against
5 JOHN J. HAMRE For For
6 FRANK T. MACINNIS For For
7 SURYA N. MOHAPATRA For For
8 LINDA S. SANFORD For For
9 MARKOS I. TAMBAKERAS For For
02 Ratify Appointment of Independent Auditors Management For For
03 Approve Charter Amendment Management For For
04 Amend Stock Compensation Plan Management For For
05 Approve Stock Compensation Plan Management For For
06 Approve Stock Compensation Plan Management For For
07 Approve Stock Compensation Plan Management For For
08 S/H Proposal - Military/Weapons Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 18590 0 22-Apr-2008 23-Apr-2008
13-Aug-2008
Page 28 of 39
VOTE SUMMARY
PG&E CORPORATION
SECURITY 69331C108 MEETING TYPE Annual
TICKER SYMBOL PCG MEETING DATE 14-May-2008
ISIN US69331C1080 AGENDA 932836262 - Management
CITY HOLDING RECON DATE 17-Mar-2008
COUNTRY United States VOTE DEADLINE DATE 13-May-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management Against Against
1F Fix Number of Directors Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder Against For
04 S/H Proposal - Executive Pay to Social Criteria Shareholder For Against
05 S/H Proposal - Establish Independent Chairman Shareholder For Against
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 51900 0 24-Apr-2008 25-Apr-2008
13-Aug-2008
Page 29 of 39
VOTE SUMMARY
CONOCOPHILLIPS
SECURITY 20825C104 MEETING TYPE Annual
TICKER SYMBOL COP MEETING DATE 14-May-2008
ISIN US20825C1045 AGENDA 932842912 - Management
CITY HOLDING RECON DATE 17-Mar-2008
COUNTRY United States VOTE DEADLINE DATE 13-May-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
02 Approve Charter Amendment Management For For
03 Ratify Appointment of Independent Auditors Management For For
04 S/H Proposal - Proxy Process/Statement Shareholder Against For
05 Miscellaneous Shareholder Proposal Shareholder Against For
06 S/H Proposal - Executive Compensation Shareholder For Against
07 S/H Proposal - Political/Government Shareholder Against For
08 S/H Proposal - Environmental Shareholder Against For
09 S/H Proposal - Environmental Shareholder Against For
10 S/H Proposal - Environmental Shareholder Against For
11 S/H Proposal - Environmental Shareholder Against For
12 S/H Proposal - Environmental Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 31200 0 25-Apr-2008 25-Apr-2008
13-Aug-2008
Page 30 of 39
VOTE SUMMARY
MURPHY OIL CORPORATION
SECURITY 626717102 MEETING TYPE Annual
TICKER SYMBOL MUR MEETING DATE 14-May-2008
ISIN US6267171022 AGENDA 932842974 - Management
CITY HOLDING RECON DATE 17-Mar-2008
COUNTRY United States VOTE DEADLINE DATE 13-May-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
01 Election of Directors Management
1 F.W. BLUE For For
2 C.P. DEMING For For
3 R.A. HERMES Withheld Against
4 J.V. KELLEY For For
5 R.M. MURPHY Withheld Against
6 W.C. NOLAN, JR. For For
7 I.B. RAMBERG For For
8 N.E. SCHMALE For For
9 D.J.H. SMITH Withheld Against
10 C.G. THEUS For For
02 Approve Cash/Stock Bonus Plan Management For For
03 S/H Proposal - Create a Non-Discriminatory Sexual Orientation Policy Shareholder Against For
04 Ratify Appointment of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 32086 0 23-Apr-2008 23-Apr-2008
13-Aug-2008
Page 31 of 39
VOTE SUMMARY
JPMORGAN CHASE & CO.
SECURITY 46625H100 MEETING TYPE Annual
TICKER SYMBOL JPM MEETING DATE 20-May-2008
ISIN US46625H1005 AGENDA 932852280 - Management
CITY HOLDING RECON DATE 20-Mar-2008
COUNTRY United States VOTE DEADLINE DATE 19-May-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management Against Against
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management Against Against
04 Miscellaneous Corporate Governance Management For For
05 S/H Proposal - Political/Government Shareholder Against For
06 S/H Proposal - Political/Government Shareholder Against For
07 S/H Proposal - Establish Independent Chairman Shareholder For Against
08 S/H Proposal - Executive Compensation Shareholder For Against
09 S/H Proposal - Require 2 Candidates for Each Board Seat Shareholder Against For
10 S/H Proposal - Human Rights Related Shareholder Against For
11 S/H Proposal - Political/Government Shareholder Against For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 54696 0 01-May-2008 02-May-2008
13-Aug-2008
Page 32 of 39
VOTE SUMMARY
COMERICA INCORPORATED
SECURITY 200340107 MEETING TYPE Annual
TICKER SYMBOL CMA MEETING DATE 20-May-2008
ISIN US2003401070 AGENDA 932855591 - Management
CITY HOLDING RECON DATE 20-Mar-2008
COUNTRY United States VOTE DEADLINE DATE 19-May-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
01 Election of Directors (Majority Voting) Management For For
02 Election of Directors (Majority Voting) Management For For
03 Election of Directors (Majority Voting) Management For For
04 Election of Directors (Majority Voting) Management For For
05 Ratify Appointment of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 61500 0 29-Apr-2008 29-Apr-2008
13-Aug-2008
Page 33 of 39
VOTE SUMMARY
THE HARTFORD FINANCIAL SVCS GROUP, INC.
SECURITY 416515104 MEETING TYPE Annual
TICKER SYMBOL HIG MEETING DATE 21-May-2008
ISIN US4165151048 AGENDA 932851442 - Management
CITY HOLDING RECON DATE 24-Mar-2008
COUNTRY United States VOTE DEADLINE DATE 20-May-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 24700 0 01-May-2008 01-May-2008
13-Aug-2008
Page 34 of 39
VOTE SUMMARY
EAGLE BULK SHIPPING, INC.
SECURITY Y2187A101 MEETING TYPE Annual
TICKER SYMBOL EGLE MEETING DATE 22-May-2008
ISIN MHY2187A1010 AGENDA 932862495 - Management
CITY HOLDING RECON DATE 26-Mar-2008
COUNTRY United States VOTE DEADLINE DATE 21-May-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
01 Election of Directors Management
1 DOUGLAS P. HAENSEL Withheld Against
2 ALEXIS P. ZOULLAS Withheld Against
02 Ratify Appointment of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 41200 0 29-Apr-2008 30-Apr-2008
13-Aug-2008
Page 35 of 39
VOTE SUMMARY
EXXON MOBIL CORPORATION
SECURITY 30231G102 MEETING TYPE Annual
TICKER SYMBOL XOM MEETING DATE 28-May-2008
ISIN US30231G1022 AGENDA 932858232 - Management
CITY HOLDING RECON DATE 04-Apr-2008
COUNTRY United States VOTE DEADLINE DATE 27-May-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
01 Election of Directors Management
1 M.J. BOSKIN For For
2 L.R. FAULKNER For For
3 W.W. GEORGE For For
4 J.R. HOUGHTON For For
5 R.C. KING For For
6 M.C. NELSON For For
7 S.J. PALMISANO For For
8 S.S REINEMUND For For
9 W.V. SHIPLEY For For
10 R.W. TILLERSON For For
11 E.E. WHITACRE, JR. For For
02 Ratify Appointment of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder Against For
04 S/H Proposal - Board Compensation Shareholder Against For
05 S/H Proposal - Separate Chairman/Coe Shareholder For Against
06 Miscellaneous Shareholder Proposal Shareholder Against For
07 S/H Proposal - Executive Compensation Shareholder For Against
08 S/H Proposal - Executive Compensation Shareholder Against For
09 S/H Proposal - Compensation Discussion and Analysis Shareholder Against For
10 S/H Proposal - Environmental Shareholder Against For
11 S/H Proposal - Political/Government Shareholder Against For
12 S/H Proposal - Report on EEO Shareholder Against For
13 S/H Proposal - Environmental Shareholder Against For
14 S/H Proposal - Environmental Shareholder Against For
15 S/H Proposal - Report/Reduce Greenhouse Gas Emissions Shareholder For Against
16 S/H Proposal - Environmental Shareholder Against For
17 S/H Proposal - Environmental Shareholder Against For
18 S/H Proposal - Environmental Shareholder Against For
19 S/H Proposal - Environmental Shareholder Against For
13-Aug-2008
Page 36 of 39
VOTE SUMMARY
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 26800 0 13-May-2008 13-May-2008
13-Aug-2008
Page 37 of 39
VOTE SUMMARY
MASTERCARD INCORPORATED
SECURITY 57636Q104 MEETING TYPE Annual
TICKER SYMBOL MA MEETING DATE 03-Jun-2008
ISIN US57636Q1040 AGENDA 932886279 - Management
CITY HOLDING RECON DATE 09-Apr-2008
COUNTRY United States VOTE DEADLINE DATE 02-Jun-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
01 Election of Directors Management
1 BERNARD S.Y. FUNG For For
2 MARC OLIVIE For For
3 MARK SCHWARTZ For For
02 Ratify Appointment of Independent Auditors Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 10000 0 12-May-2008 13-May-2008
13-Aug-2008
Page 38 of 39
VOTE SUMMARY
FREEPORT-MCMORAN COPPER & GOLD INC.
SECURITY 35671D857 MEETING TYPE Annual
TICKER SYMBOL FCX MEETING DATE 05-Jun-2008
ISIN US35671D8570 AGENDA 932893527 - Management
CITY HOLDING RECON DATE 15-Apr-2008
COUNTRY United States VOTE DEADLINE DATE 04-Jun-2008
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- ------------------------------------------------------------------------- ----------- -------- -----------
01 Election of Directors Management
1 RICHARD C. ADKERSON For For
2 ROBERT J. ALLISON, JR. Withheld Against
3 ROBERT A. DAY For For
4 GERALD J. FORD For For
5 H. DEVON GRAHAM, JR. For For
6 J. BENNETT JOHNSTON Withheld Against
7 CHARLES C. KRULAK For For
8 BOBBY LEE LACKEY For For
9 JON C. MADONNA For For
10 DUSTAN E. MCCOY Withheld Against
11 GABRIELLE K. MCDONALD Withheld Against
12 JAMES R. MOFFETT For For
13 B.M. RANKIN, JR. Withheld Against
14 J. STAPLETON ROY Withheld Against
15 STEPHEN H. SIEGELE For For
16 J. TAYLOR WHARTON Withheld Against
02 Ratify Appointment of Independent Auditors Management For For
03 Authorize Common Stock Increase Management For For
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES UNAVAILABLE SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------------- ------------------ ----------- --------------
000382691 93I 21700 0 16-May-2008 17-May-2008
13-Aug-2008
Page 39 of 39
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GAMCO WESTWOOD SMCAP EQ FD Page 1 of 15
THE MARCUS CORPORATION MCS ANNUAL MEETING DATE: 10/16/2007
ISSUER: 566330106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ---------- ------------------------------------------------------------- ------------ ------------- --------------
01 DIRECTOR Management For
STEPHEN H. MARCUS Management For For
DIANE MARCUS GERSHOWITZ Management For For
DANIEL F MCKEITHAN, JR Management For For
ALLAN H. SELIG Management For For
TIMOTHY E. HOEKSEMA Management For For
BRUCE J. OLSON Management For For
PHILIP L. MILSTEIN Management For For
BRONSON J. HAASE Management For For
JAMES D. ERICSON Management For For
GREGORY S. MARCUS Management For For
KENNAMETAL INC. KMT ANNUAL MEETING DATE: 10/23/2007
ISSUER: 489170100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ---------- ------------------------------------------------------------- ------------ ------------- --------------
II RATIFICATION OF THE SELECTION OF THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JUNE 30, 2008.
I DIRECTOR Management For
CARLOS M. CARDOSO Management For For
A. PETER HELD Management For For
LARRY D. YOST Management For For
MAGNETEK, INC. MAG ANNUAL MEETING DATE: 11/02/2007
ISSUER: 559424106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ---------- ------------------------------------------------------------- ------------ ------------- --------------
01 DIRECTOR Management For
DEWAIN K. CROSS Management For For
YON YOON JORDEN Management For For
MITCHELL I. QUAIN Management For For
DAVID P. REILAND Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP TO SERVE AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2008.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GAMCO WESTWOOD SMCAP EQ FD Page 2 of 15
CLAYMONT STEEL HOLDINGS, INC. M8P.BE ANNUAL MEETING DATE: 11/13/2007
ISSUER: 18382P104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ---------- ------------------------------------------------------------- ------------ ------------- --------------
01 DIRECTOR Management For
TRACY L. SHELLABARGER Management For For
JEFFREY ZANARINI Management For For
02 RATIFICATION OF THE APPOINTMENT OF CROWE CHIZEK Management For For
AND COMPANY LLC AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2007.
LIFECORE BIOMEDICAL, INC. LCBM ANNUAL MEETING DATE: 11/14/2007
ISSUER: 532187101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ---------- ------------------------------------------------------------- ------------ ------------- --------------
02 PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT Management For For
OF GRANT THORNTON LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE
CURRENT FISCAL YEAR ENDING JUNE 30, 2008.
01 DIRECTOR Management For
DENNIS J. ALLINGHAM Management For For
MARTIN J. EMERSON Management For For
THOMAS H. GARRETT Management For For
LUTHER T. GRIFFITH Management For For
RICHARD W. PERKINS Management For For
JOHN E. RUNNELLS Management For For
URS CORPORATION URS SPECIAL MEETING DATE: 11/15/2007
ISSUER: 903236107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ---------- ------------------------------------------------------------- ------------ ------------- --------------
01 APPROVAL OF THE ISSUANCE OF SHARES OF URS COMMON Management For For
STOCK PURSUANT TO THE AGREEMENT AND PLAN OF MERGER,
DATED AS OF MAY 27, 2007, BY AND AMONG URS CORPORATION,
ELK MERGER CORPORATION, A WHOLLY OWNED SUBSIDIARY
OF URS, BEAR MERGER SUB, INC., A WHOLLY OWNED
SUBSIDIARY OF URS, AND WASHINGTON GROUP INTERNATIONAL,
INC.
02 ADJOURNMENT OR POSTPONEMENT OF THE URS SPECIAL Management For For
MEETING, IF NECESSARY, TO PERMIT FURTHER SOLICITATION
OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES
AT THE TIME OF THE URS SPECIAL MEETING IN FAVOR
OF THE FOREGOING.
WASHINGTON GROUP INTERNATIONAL, INC. WNG SPECIAL MEETING DATE: 11/15/2007
ISSUER: 938862208 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GAMCO WESTWOOD SMCAP EQ FD Page 3 of 15
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ---------- ------------------------------------------------------------- ------------ ------------- --------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF MAY 27, 2007, BY AND AMONG URS CORPORATION,
ELK MERGER CORPORATION, A WHOLLY OWNED SUBSIDIARY
OF URS, BEAR MERGER SUB, INC., A WHOLLY OWNED
SUBSIDIARY OF URS, AND WASHINGTON GROUP INTERNATIONAL,
INC., PURSUANT TO WHICH ELK MERGER CORPORATION
WILL MERGE, ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
02 ADJOURNMENT OR POSTPONEMENT OF THE WASHINGTON Management For For
GROUP INTERNATIONAL SPECIAL MEETING, IF NECESSARY,
TO PERMIT FURTHER SOLICITATION OF PROXIES IF
THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF
THE WASHINGTON GROUP INTERNATIONAL SPECIAL MEETING
IN FAVOR OF THE FOREGOING.
MOOG INC. MOGA ANNUAL MEETING DATE: 01/09/2008
ISSUER: 615394202 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ---------- ------------------------------------------------------------- ------------ ------------- --------------
02 APPROVAL OF THE 2008 STOCK APPRECIATION RIGHTS Management For For
PLAN.
01 DIRECTOR Management For
ROBERT T. BRADY Management For For
03 RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS Management For For
FOR THE YEAR 2008.
ALBERTO-CULVER COMPANY ACV ANNUAL MEETING DATE: 01/24/2008
ISSUER: 013078100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ---------- ------------------------------------------------------------- ------------ ------------- --------------
01 DIRECTOR Management For
THOMAS A. DATTILO Management For For
JIM EDGAR Management For For
SAM J. SUSSER Management For For
02 APPROVAL OF THE EMPLOYEE STOCK OPTION PLAN OF Management For For
2006, AS AMENDED.
03 APPROVAL OF THE MANAGEMENT INCENTIVE PLAN, AS Management For For
AMENDED.
04 APPROVAL OF THE 2006 SHAREHOLDER VALUE INCENTIVE Management For For
PLAN, AS AMENDED.
05 APPROVAL OF THE 2006 RESTRICTED STOCK PLAN, AS Management For For
AMENDED.
SURMODICS, INC. SRDX ANNUAL MEETING DATE: 01/28/2008
ISSUER: 868873100 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GAMCO WESTWOOD SMCAP EQ FD Page 4 of 15
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ---------- ------------------------------------------------------------- ------------ ------------- --------------
02 DIRECTOR Management For
K.H. KELLER, PH.D. Management For For
ROBERT C. BUHRMASTER Management For For
01 SET THE NUMBER OF DIRECTORS AT TEN (10). Management For For
J & J SNACK FOODS CORP. JJSF ANNUAL MEETING DATE: 02/05/2008
ISSUER: 466032109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ---------- ------------------------------------------------------------- ------------ ------------- --------------
01 DIRECTOR Management For
SIDNEY R. BROWN Management For For
GRIFFON CORPORATION GFF ANNUAL MEETING DATE: 02/06/2008
ISSUER: 398433102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ---------- ------------------------------------------------------------- ------------ ------------- --------------
01 DIRECTOR Management For
BERTRAND M. BELL* Management For For
ROBERT G. HARRISON* Management For For
RONALD J. KRAMER* Management For For
MARTIN S. SUSSMAN* Management For For
JOSEPH J. WHALEN* Management For For
GORDON E. FORNELL** Management For For
JAMES A. MITAROTONDA** Management For For
03 APPROVAL OF AMENDMENT TO THE GRIFFON CORPORATION Management For For
2006 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER
OF SHARES OF COMMON STOCK AVAILABLE FOR GRANT
UNDER THE PLAN BY 300,000 SHARES.
02 APPROVAL OF AMENDMENT OF THE GRIFFON CORPORATION Management For For
CERTIFICATE OF INCORPORATION TO REDUCE THE SUPERMAJORITY
VOTE REQUIRED BY ARTICLE TWELFTH TO A MAJORITY
VOTE.
04 RATIFICATION OF THE SELECTION BY OUR AUDIT COMMITTEE Management For For
OF GRANT THORNTON LLP TO SERVE AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008.
TIER TECHNOLOGIES, INC. TIER ANNUAL MEETING DATE: 02/28/2008
ISSUER: 88650Q100 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GAMCO WESTWOOD SMCAP EQ FD Page 5 of 15
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ---------- ------------------------------------------------------------- ------------ ------------- --------------
02 TO RATIFY THE SELECTION OF MCGLADREY & PULLEN, Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER
30, 2008.
01 DIRECTOR Management For
CHARLES W. BERGER Management For For
SAMUEL CABOT III Management For For
JOHN J. DELUCCA Management For For
MORGAN P. GUENTHER Management For For
RONALD L. ROSSETTI Management For For
JAMES STONE Management For For
HURCO COMPANIES, INC. HURC ANNUAL MEETING DATE: 03/13/2008
ISSUER: 447324104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ---------- ------------------------------------------------------------- ------------ ------------- --------------
02 PROPOSAL TO APPROVE THE HURCO COMPANIES, INC. Management Against Against
2008 EQUITY INCENTIVE PLAN.
01 DIRECTOR Management For
STEPHEN H. COOPER Management For For
ROBERT W. CRUICKSHANK Management For For
MICHAEL DOAR Management For For
PHILIP JAMES Management For For
MICHAEL P. MAZZA Management For For
RICHARD T. NINER Management For For
CHARLIE RENTSCHLER Management For For
JANU SIVANESAN Management For For
H.B. FULLER COMPANY FUL ANNUAL MEETING DATE: 04/03/2008
ISSUER: 359694106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ---------- ------------------------------------------------------------- ------------ ------------- --------------
01 DIRECTOR Management For
J. MICHAEL LOSH Management For For
LEE R. MITAU Management For For
R. WILLIAM VAN SANT Management For For
03 TO APPROVE THE AMENDED AND RESTATED H.B. FULLER Management For For
COMPANY ANNUAL AND LONG-TERM INCENTIVE PLAN.
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING NOVEMBER 29, 2008.
FEDERAL SIGNAL CORPORATION FSS ANNUAL MEETING DATE: 04/22/2008
ISSUER: 313855108 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GAMCO WESTWOOD SMCAP EQ FD Page 6 of 15
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ---------- ------------------------------------------------------------- ------------ ------------- --------------
01 DIRECTOR Management For
CHARLES R. CAMPBELL Management For For
PAUL W. JONES Management For For
BRENDA L. REICHELDERFER Management For For
DENNIS J. MARTIN Management For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
FEDERAL SIGNAL CORPORATION S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2008.
03 SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER Shareholder Against For
APPROVAL OF FUTURE SEVERANCE AGREEMENTS.
FMC CORPORATION FMC ANNUAL MEETING DATE: 04/22/2008
ISSUER: 302491303 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ---------- ------------------------------------------------------------- ------------ ------------- --------------
01 DIRECTOR Management For
EDWARD J. MOONEY* Management For For
ENRIQUE J. SOSA* Management For For
VINCENT R. VOLPE, JR.* Management For For
ROBERT C. PALLASH** Management For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
STERLING FINANCIAL CORPORATION -WA STSA ANNUAL MEETING DATE: 04/22/2008
ISSUER: 859319105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ---------- ------------------------------------------------------------- ------------ ------------- --------------
02 TO APPROVE AN AMENDMENT TO STERLING S ARTICLES Management For For
OF INCORPORATION TO ELIMINATE STAGGERED TERMS
FOR DIRECTORS AND REQUIRE THE ANNUAL ELECTION
OF ALL DIRECTORS.
01 DIRECTOR Management For
KATHERINE K. ANDERSON Management For For
DONALD N. BAUHOFER Management For For
ELLEN R.M. BOYER Management For For
HAROLD B. GILKEY Management For For
03 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2008, AND
ANY INTERIM PERIOD.
BOSTON PRIVATE FINANCIAL HOLDINGS, BPFH ANNUAL MEETING DATE: 04/23/2008
INC.
ISSUER: 101119105 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GAMCO WESTWOOD SMCAP EQ FD Page 7 of 15
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ---------- ------------------------------------------------------------- ------------ ------------- --------------
01 DIRECTOR Management For
KATHLEEN M. GRAVELINE Management For For
DEBORAH F. KUENSTNER Management For For
WALTER M. PRESSEY Management For For
WILLIAM J. SHEA Management For For
02 A SHAREHOLDER PROPOSAL REQUESTING THE BOARD OF Shareholder Against For
DIRECTORS TO TAKE THOSE STEPS NECESSARY TO ELIMINATE
THE CLASSIFICATION OF TERMS OF ITS BOARD OF DIRECTORS
AND TO REQUIRE THAT ALL DIRECTORS STAND FOR ELECTION
ANNUALLY.
TELEDYNE TECHNOLOGIES INCORPORATED TDY ANNUAL MEETING DATE: 04/23/2008
ISSUER: 879360105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ---------- ------------------------------------------------------------- ------------ ------------- --------------
01 DIRECTOR Management For
ROXANNE S. AUSTIN Management For For
ROBERT P. BOZZONE Management For For
FRANK V. CAHOUET Management For For
KENNETH C. DAHLBERG Management For For
03 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM
02 APPROVAL OF THE TELEDYNE TECHNOLOGIES INCORPORATED Management Against Against
2008 INCENTIVE AWARD PLAN
NEWMARKET CORPORATION NEU ANNUAL MEETING DATE: 04/24/2008
ISSUER: 651587107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ---------- ------------------------------------------------------------- ------------ ------------- --------------
01 DIRECTOR Management For
THOMAS E. GOTTWALD Management For For
BRUCE C. GOTTWALD Management For For
PHYLLIS L. COTHRAN Management For For
PATRICK D. HANLEY Management For For
JAMES E. ROGERS Management For For
SIDNEY BUFORD SCOTT Management For For
CHARLES B. WALKER Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS NEWMARKET S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2008.
TENNANT COMPANY TNC ANNUAL MEETING DATE: 04/29/2008
ISSUER: 880345103 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GAMCO WESTWOOD SMCAP EQ FD Page 8 of 15
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ---------- ------------------------------------------------------------- ------------ ------------- --------------
01 DIRECTOR Management For
DAVID MATHIESON Management For For
STEPHEN G. SHANK Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF THE COMPANY.
03 TO APPROVE THE 2009 SHORT-TERM INCENTIVE PLAN. Management For For
DELUXE CORPORATION DLX ANNUAL MEETING DATE: 04/30/2008
ISSUER: 248019101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ---------- ------------------------------------------------------------- ------------ ------------- --------------
01 DIRECTOR Management For
RONALD C. BALDWIN Management For For
CHARLES A. HAGGERTY Management For For
ISAIAH HARRIS, JR. Management For For
DON J. MCGRATH Management For For
C.E. MAYBERRY MCKISSACK Management For For
NEIL J. METVINER Management For For
STEPHEN P. NACHTSHEIM Management For For
MARY ANN O'DWYER Management For For
MARTYN R. REDGRAVE Management For For
LEE J. SCHRAM Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS DELUXE CORPORATION S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2008.
03 APPROVAL OF THE DELUXE CORPORATION 2008 ANNUAL Management For For
INCENTIVE PLAN.
04 APPROVAL OF THE DELUXE CORPORATION 2008 STOCK Management Against Against
INCENTIVE PLAN.
THE BRINK'S COMPANY BCO ANNUAL MEETING DATE: 05/02/2008
ISSUER: 109696104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ---------- ------------------------------------------------------------- ------------ ------------- --------------
01 DIRECTOR Management For
MARC C. BRESLAWSKY Management For For
JOHN S. BRINZO Management For For
MICHAEL T. DAN Management For For
LAWRENCE J. MOSNER Management For For
CARROLL R. WETZEL, JR. Management For For
02 APPROVE THE THE BRINK S COMPANY NON-EMPLOYEE Management Against Against
DIRECTORS EQUITY PLAN.
03 APPROVE THE SELECTION OF KPMG LLP AS AN INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE
ACCOUNTS OF THE COMPANY AND ITS SUBSIDIARIES
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GAMCO WESTWOOD SMCAP EQ FD Page 9 of 15
HICKORYTECH CORPORATION HTCO ANNUAL MEETING DATE: 05/06/2008
ISSUER: 429060106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ---------- ------------------------------------------------------------- ------------ ------------- --------------
01 DIRECTOR Management For
ROBERT D. ALTON JR. Management For For
JAMES W. BRACKE Management For For
R. WYNN KEARNEY JR. Management For For
DALE E. PARKER Management For For
HILB ROGAL & HOBBS COMPANY HRH ANNUAL MEETING DATE: 05/06/2008
ISSUER: 431294107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ---------- ------------------------------------------------------------- ------------ ------------- --------------
01 DIRECTOR Management For
JULIE A. BECK Management For For
T.L. CHANDLER, JR. Management For For
WARREN M. THOMPSON Management For For
02 SHAREHOLDER PROPOSAL TO DECLASSIFY THE BOARD Shareholder Against For
OF DIRECTORS
03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT AUDITORS OF THE COMPANY S
2008 FINANCIAL STATEMENTS
MIDAS, INC. MDS ANNUAL MEETING DATE: 05/06/2008
ISSUER: 595626102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ---------- ------------------------------------------------------------- ------------ ------------- --------------
01 DIRECTOR Management For
THOMAS L. BINDLEY Management For For
ROBERT R. SCHOEBERL Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
THE INDEPENDENT AUDITORS OF MIDAS, INC. FOR THE
FISCAL YEAR ENDING JANUARY 3, 2009.
WEST PHARMACEUTICAL SERVICES, INC. WST ANNUAL MEETING DATE: 05/06/2008
ISSUER: 955306105 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GAMCO WESTWOOD SMCAP EQ FD Page 10 of 15
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ---------- ------------------------------------------------------------- ------------ ------------- --------------
01 DIRECTOR Management For
JENNE K. BRITELL* Management For For
DONALD E. MOREL, JR.* Management For For
JOHN H. WEILAND* Management For For
ROBERT C. YOUNG* Management For For
THOMAS W. HOFMANN** Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2008.
BARNES GROUP INC. B ANNUAL MEETING DATE: 05/08/2008
ISSUER: 067806109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ---------- ------------------------------------------------------------- ------------ ------------- --------------
01 DIRECTOR Management For
WILLIAM S. BRISTOW, JR. Management For For
WILLIAM C. DENNINGER Management For For
GREGORY F. MILZCIK Management For For
02 APPROVE AMENDMENT TO THE BARNES GROUP INC. EMPLOYEE Management For For
STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF
SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE
03 RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
ALLETE, INC. ALE ANNUAL MEETING DATE: 05/13/2008
ISSUER: 018522300 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ---------- ------------------------------------------------------------- ------------ ------------- --------------
01 DIRECTOR Management For
BREKKEN Management For For
EDDINS Management For For
EMERY Management For For
HOOLIHAN Management For For
LUDLOW Management For For
MAYER Management For For
NEVE Management For For
RAJALA Management For For
SHIPPAR Management For For
STENDER Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS ALLETE S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
NORTHWEST PIPE COMPANY NWPX ANNUAL MEETING DATE: 05/13/2008
ISSUER: 667746101 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GAMCO WESTWOOD SMCAP EQ FD Page 11 of 15
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ---------- ------------------------------------------------------------- ------------ ------------- --------------
01 DIRECTOR Management For
WILLIAM R. TAGMYER Management For For
THE WARNACO GROUP, INC. WRNC ANNUAL MEETING DATE: 05/14/2008
ISSUER: 934390402 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ---------- ------------------------------------------------------------- ------------ ------------- --------------
1A ELECTION OF DIRECTOR: DAVID A. BELL Management For For
1B ELECTION OF DIRECTOR: ROBERT A. BOWMAN Management For For
1C ELECTION OF DIRECTOR: RICHARD KARL GOELTZ Management For For
1D ELECTION OF DIRECTOR: JOSEPH R. GROMEK Management For For
1E ELECTION OF DIRECTOR: SHEILA A. HOPKINS Management For For
1F ELECTION OF DIRECTOR: CHARLES R. PERRIN Management For For
1G ELECTION OF DIRECTOR: NANCY A. REARDON Management For For
1H ELECTION OF DIRECTOR: DONALD L. SEELEY Management For For
1I ELECTION OF DIRECTOR: CHERYL NIDO TURPIN Management For For
02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE Management Against Against
WARNACO GROUP, INC. 2005 STOCK INCENTIVE PLAN.
03 TO APPROVE THE WARNACO GROUP, INC. INCENTIVE Management For For
COMPENSATION PLAN.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE WARNACO GROUP, INC S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JANUARY 3, 2009.
FIVE STAR QUALITY CARE, INC. FVE ANNUAL MEETING DATE: 05/15/2008
ISSUER: 33832D106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ---------- ------------------------------------------------------------- ------------ ------------- --------------
01 DIRECTOR Management For
B.D. GILMORE, R.N.* Management For For
BARRY M. PORTNOY** Management For For
STEINWAY MUSICAL INSTRUMENTS, INC. LVB ANNUAL MEETING DATE: 05/19/2008
ISSUER: 858495104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ---------- ------------------------------------------------------------- ------------ ------------- --------------
01 DIRECTOR Management For
KYLE R. KIRKLAND Management For For
DANA D. MESSINA Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GAMCO WESTWOOD SMCAP EQ FD Page 12 of 15
THOMAS KURRER Management For For
JOHN M. STONER, JR. Management For For
A. CLINTON ALLEN Management For For
RUDOLPH K. KLUIBER Management For For
PETER MCMILLAN Management For For
DAVID LOCKWOOD Management For For
02 RATIFICATION OF UHY LLP TO SERVE AS THE COMPANY Management For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
TO AUDIT THE COMPANY S FINANCIAL STATEMENTS AND
INTERNAL CONTROLS FOR 2008
LEXINGTON REALTY TRUST LXP ANNUAL MEETING DATE: 05/20/2008
ISSUER: 529043101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ---------- ------------------------------------------------------------- ------------ ------------- --------------
01 DIRECTOR Management For
E. ROBERT ROSKIND Management For For
RICHARD J. ROUSE Management For For
T. WILSON EGLIN Management For For
CLIFFORD BROSER Management For For
GEOFFREY DOHRMANN Management For For
HAROLD FIRST Management For For
RICHARD FRARY Management For For
CARL D. GLICKMAN Management For For
JAMES GROSFELD Management For For
KEVIN W. LYNCH Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2008.
03 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For
COME BEFORE THE 2008 ANNUAL MEETING, INCLUDING
ANY ADJOURNMENT OR POSTPONEMENT THEREOF.
URS CORPORATION URS ANNUAL MEETING DATE: 05/22/2008
ISSUER: 903236107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ---------- ------------------------------------------------------------- ------------ ------------- --------------
1A ELECTION OF DIRECTOR: H. JESSE ARNELLE Management For For
1B ELECTION OF DIRECTOR: ARMEN DER MARDEROSIAN Management For For
1C ELECTION OF DIRECTOR: MICKEY P. FORET Management For For
1D ELECTION OF DIRECTOR: MARTIN M. KOFFEL Management For For
1E ELECTION OF DIRECTOR: JOSEPH W. RALSTON Management For For
1F ELECTION OF DIRECTOR: JOHN D. ROACH Management For For
1G ELECTION OF DIRECTOR: DOUGLAS W. STOTLAR Management For For
1H ELECTION OF DIRECTOR: WILLIAM P. SULLIVAN Management For For
1I ELECTION OF DIRECTOR: WILLIAM D. WALSH Management For For
1J ELECTION OF DIRECTOR: LYDIA H. KENNARD Management For For
02 TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF Management For For
INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF OUR COMMON STOCK.
03 TO APPROVE OUR 2008 EQUITY INCENTIVE PLAN. Management For For
04 TO APPROVE OUR 2008 EMPLOYEE STOCK PURCHASE PLAN. Management For For
05 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GAMCO WESTWOOD SMCAP EQ FD Page 13 of 15
INTERMEC, INC. IN ANNUAL MEETING DATE: 05/23/2008
ISSUER: 458786100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ---------- ------------------------------------------------------------- ------------ ------------- --------------
01 DIRECTOR Management For
PATRICK J. BYRNE Management For For
GREGORY K. HINCKLEY Management For For
LYDIA H. KENNARD Management For For
ALLEN J. LAUER Management For For
STEPHEN P. REYNOLDS Management For For
STEVEN B. SAMPLE Management For For
OREN G. SHAFFER Management For For
LARRY D. YOST Management For For
02 RATIFY SELECTION OF DELOITTE & TOUCHE LLP AS Management For For
INTERMEC, INC. S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2008.
03 APPROVE THE INTERMEC, INC. 2008 EMPLOYEE STOCK Management For For
PURCHASE PLAN.
04 APPROVE THE INTERMEC, INC. 2008 OMNIBUS INCENTIVE Management Against Against
PLAN.
MACQUARIE INFRASTRUCTURE CO. LLC MIC ANNUAL MEETING DATE: 05/27/2008
ISSUER: 55608B105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ---------- ------------------------------------------------------------- ------------ ------------- --------------
01 DIRECTOR Management For
NORMAN H. BROWN, JR. Management For For
GEORGE W. CARMANY, III Management For For
WILLIAM H. WEBB Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITOR
HAWK CORPORATION HWK ANNUAL MEETING DATE: 06/04/2008
ISSUER: 420089104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ---------- ------------------------------------------------------------- ------------ ------------- --------------
01 DIRECTOR Management For
ANDREW T. BERLIN Management For For
PAUL R. BISHOP Management For For
JACK F. KEMP Management For For
RICHARD T. MARABITO Management For For
DAN T. MOORE, III Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GAMCO WESTWOOD SMCAP EQ FD Page 14 of 15
02 APPROVAL OF AMENDMENTS TO AND THE RESTATEMENT Management Against Against
OF THE HAWK CORPORATION 2000 LONG TERM INCENTIVE
PLAN.
03 APPROVAL OF THE ANNUAL INCENTIVE PLAN AS PERFORMANCE-BASED Management For For
COMPENSATION.
ORIENT-EXPRESS HOTELS LTD. OEH ANNUAL MEETING DATE: 06/04/2008
ISSUER: G67743107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ---------- ------------------------------------------------------------- ------------ ------------- --------------
01 DIRECTOR Management For
JOHN D. CAMPBELL Management For For
JAMES B. HURLOCK Management For For
PRUDENCE M. LEITH Management For For
J. ROBERT LOVEJOY Management For For
GEORG R. RAFAEL Management For For
JAMES B. SHERWOOD Management For For
PAUL M. WHITE Management For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY Management For For
S INDEPENDENT AUDITOR, AND AUTHORIZATION OF THE
AUDIT COMMITTEE OF THE COMPANY S BOARD OF DIRECTORS
TO FIX THE AUDITOR S REMUNERATION.
STIFEL FINANCIAL CORP. SF ANNUAL MEETING DATE: 06/04/2008
ISSUER: 860630102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ---------- ------------------------------------------------------------- ------------ ------------- --------------
01 DIRECTOR Management For
ROBERT J. BAER* Management For For
BRUCE A. BEDA** Management For For
FREDERICK O. HANSER** Management For For
RONALD J. KRUSZEWSKI** Management For For
THOMAS P. MULROY** Management For For
KELVIN R. WESTBROOK** Management For For
02 PROPOSAL TO APPROVE THE EQUITY INCENTIVE PLAN Management Against Against
FOR NON-EMPLOYEE DIRECTORS (2008 RESTATEMENT).
03 PROPOSAL TO APPROVE THE 2001 STOCK INCENTIVE Management Against Against
PLAN (2008 RESTATEMENT).
04 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS STIFEL S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
MANTECH INTERNATIONAL CORP. MANT ANNUAL MEETING DATE: 06/06/2008
ISSUER: 564563104 ISIN:
SEDOL:
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GAMCO WESTWOOD SMCAP EQ FD Page 15 of 15
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ---------- ------------------------------------------------------------- ------------ ------------- --------------
01 DIRECTOR Management For
GEORGE J. PEDERSEN Management For For
RICHARD L. ARMITAGE Management For For
MARY K. BUSH Management For For
BARRY G. CAMPBELL Management For For
ROBERT A. COLEMAN Management For For
W.R. FATZINGER, JR. Management For For
DAVID E. JEREMIAH Management For For
RICHARD J. KERR Management For For
KENNETH A. MINIHAN Management For For
STEPHEN W. PORTER Management For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
TO SERVE AS THE COMPANY S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
EDGEWATER TECHNOLOGY, INC. EDGW ANNUAL MEETING DATE: 06/11/2008
ISSUER: 280358102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- ---------- ------------------------------------------------------------- ------------ ------------- --------------
05 TO RATIFY AND APPROVE THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE COMPANY.
04 APPROVAL OF THE EDGEWATER TECHNOLOGY, INC. 2008 Management Against Against
INTERIM INCENTIVE PLAN.
03 APPROVAL OF THE EDGEWATER TECHNOLOGY, INC. 2008 Management Against Against
OMNIBUS INCENTIVE PLAN.
02 APPROVAL OF THE EDGEWATER TECHNOLOGY, INC. 2008 Management For For
EMPLOYEE STOCK PURCHASE PLAN.
01 DIRECTOR Management For
CLETE T. BREWER Management For For
PAUL E. FLYNN Management For For
PAUL GUZZI Management For For
NANCY L. LEAMING Management For For
MICHAEL R. LOEB Management For For
SHIRLEY SINGLETON Management For For
BARRY B. WHITE Management For For
WAYNE WILSON Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 1 of 70
EVERGREEN ENERGY INC. EEE ANNUAL MEETING DATE: 07/10/2007
ISSUER: 30024B104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
02 RATIFICATION OF SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
1B ELECTION OF NOMINEE: ROBERT S. KAPLAN Management For For
1A ELECTION OF NOMINEE: STANFORD M. ADELSTEIN Management For For
STRATOS INTERNATIONAL, INC. STLW SPECIAL MEETING DATE: 07/12/2007
ISSUER: 863100202 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF MAY 14, 2007, AMONG STRATOS
INTERNATIONAL, INC., EMERSON NETWORK POWER CONNECTIVITY
SOLUTIONS, INC. AND EMERSUB C, INC.
URANIUM RESOURCES, INC. URRE ANNUAL MEETING DATE: 07/12/2007
ISSUER: 916901507 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
PAUL K. WILLMOTT Management For For
DAVID N. CLARK Management For For
GEORGE R. IRELAND Management For For
LELAND O. ERDAHL Management For For
TERENCE J. CRYAN Management For For
02 PROPOSAL TO APPROVE THE 2007 RESTRICTED STOCK Management Against Against
PLAN AUTHORIZING THE GRANT OF UP TO 1,500,000
SHARES OF COMMON STOCK TO EMPLOYEES COVERED BY
THE PLAN.
3A PROPOSAL TO APPROVE THE AMENDMENTS TO THE 2004 Management For For
AMENDED AND RESTATED DIRECTORS STOCK OPTION
PLAN. THE LEAD IN SENTENCE TO SECTION 5 OF THE
PLAN IS HEREBY AMENDED, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
3B PROPOSAL TO APPROVE THE AMENDMENTS TO THE 2004 Management For For
AMENDED AND RESTATED DIRECTORS STOCK OPTION
PLAN. THE LEAD IN SENTENCE TO SECTION 6.4.2
OF THE PLAN IS HEREBY AMENDED, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
04 PROPOSAL TO RATIFY THE SELECTION OF HEIN + ASSOCIATES, Management For For
LLP, INDEPENDENT ACCOUNTANTS, AS THE INDEPENDENT
AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 2 of 70
CHEROKEE INTERNATIONAL CORPORATION CHRK ANNUAL MEETING DATE: 07/17/2007
ISSUER: 164450108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
03 TO INCREASE THE NUMBER OF SHARES OF THE COMPANY Management Against Against
S COMMON STOCK RESERVED FOR ISSUANCE UNDER THE
COMPANY S 2004 OMNIBUS STOCK INCENTIVE PLAN BY
1,000,000 SHARES.
02 TO RATIFY THE SELECTION OF MAYER HOFFMAN MCCANN Management For For
P.C. AS OUR INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 30, 2007.
01 DIRECTOR Management For
RAYMOND MEYER Management For For
JEFFREY FRANK Management For For
VINCENT CEBULA Management For For
CLARK MICHAEL CRAWFORD Management For For
DANIEL LUKAS Management For For
LARRY SCHWERIN Management For For
EDWARD PHILIP SMOOT Management For For
ZORAN CORPORATION ZRAN ANNUAL MEETING DATE: 07/18/2007
ISSUER: 98975F101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2007.
01 DIRECTOR Management For
LEVY GERZBERG, PH.D. Management For For
UZIA GALIL Management For For
RAYMOND A. BURGESS Management For For
JAMES D. MEINDL, PH.D. Management For For
JAMES B. OWENS, JR. Management For For
DAVID RYNNE Management For For
ARTHUR B. STABENOW Management For For
PHILIP M. YOUNG Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 3 of 70
WILLAMETTE VALLEY VINEYARDS, INC. WVVI ANNUAL MEETING DATE: 07/22/2007
ISSUER: 969136100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
02 RATIFICATION OF APPOINTMENT OF MOSS ADAMS, LLP Management For For
AS AUDITORS.
01 DIRECTOR Management For
JAMES W. BERNAU Management For For
JAMES L. ELLIS Management For For
THOMAS M. BRIAN Management For For
DELNA L. JONES Management For For
LISA M. MATICH Management For For
BETTY M. O'BRIEN Management For For
STAN G. TUREL Management For For
PALM HARBOR HOMES, INC. PHHM ANNUAL MEETING DATE: 07/25/2007
ISSUER: 696639103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING MARCH 28, 2008.
01 DIRECTOR Management For
LARRY H. KEENER Management For For
LEE POSEY Management For For
WILLIAM M. ASHBAUGH Management For For
JERRY D. MALLONEE Management For For
FREDERICK R. MEYER Management For For
ELYSIA HOLT RAGUSA Management For For
W.D. ROSENBERG, JR. Management For For
A. GARY SHILLING Management For For
W. CHRISTOPHER WELLBORN Management For For
JOHN H. WILSON Management For For
SYCAMORE NETWORKS, INC. SCMR ANNUAL MEETING DATE: 07/30/2007
ISSUER: 871206108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
02 TO RATIFY THE SELECTION OF THE FIRM OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION S
INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JULY 31, 2007.
01 DIRECTOR Management For
ROBERT E. DONAHUE Management For For
JOHN W. GERDELMAN Management For For
HAWKINS, INC. HWKN ANNUAL MEETING DATE: 08/07/2007
ISSUER: 420261109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 4 of 70
JOHN S. MCKEON Management For For
JOHN R. HAWKINS Management For For
HOWARD M. HAWKINS Management For For
DUANE M. JERGENSON Management For For
G. ROBERT GEY Management For For
DARYL I. SKAAR Management For For
EAPEN CHACKO Management For For
JAMES A. FAULCONBRIDGE Management For For
CALIFORNIA MICRO DEVICES CORPORATION CAMD ANNUAL MEETING DATE: 08/24/2007
ISSUER: 130439102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
02 PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT THORNTON Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
OF THE COMPANY FOR THE FISCAL YEAR ENDING MARCH
31, 2008.
01 DIRECTOR Management For
ROBERT V. DICKINSON Management For For
WADE F. MEYERCORD Management For For
DR. EDWARD C. ROSS Management For For
DR. DAVID W. SEAR Management For For
DR. JOHN L. SPRAGUE Management For For
DAVID L. WITTROCK Management For For
CAPSTONE TURBINE CORPORATION CPST ANNUAL MEETING DATE: 08/24/2007
ISSUER: 14067D102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
ELIOT G. PROTSCH Management For For
RICHARD K. ATKINSON Management For For
JOHN V. JAGGERS Management For For
DARREN R. JAMISON Management For For
NOAM LOTAN Management For For
GARY D. SIMON Management For For
DARRELL J. WILK Management For For
EARL SCHEIB, INC. ESHB ANNUAL MEETING DATE: 09/06/2007
ISSUER: 806398103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
02 RATIFICATION OF THE APPOINTMENT OF BDO SEIDMAN Management For For
LLP AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTING
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 5 of 70
FIRM FOR THE FISCAL YEAR ENDING APRIL 30, 2008
01 DIRECTOR Management For
CHRISTIAN K. BEMENT Management For For
JAMES P. BURRA Management For For
ROBERT M. SMILAND Management For For
SALVATORE J. ZIZZA Management For For
CHOLESTECH CORPORATION CTEC SPECIAL MEETING DATE: 09/12/2007
ISSUER: 170393102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 APPROVE THE PRINCIPAL TERMS OF THE MERGER. Management For For
02 APPROVE THE GRANT OF DISCRETIONARY AUTHORITY Management For For
TO CHOLESTECH MANAGEMENT TO VOTE YOUR SHARES
TO ADJOURN THE SPECIAL MEETING, IF NECESSARY,
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT SHARES TO APPROVE THE PRINCIPAL TERMS
OF THE MERGER.
NATHAN'S FAMOUS, INC. NATH ANNUAL MEETING DATE: 09/12/2007
ISSUER: 632347100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
03 RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON Management For For
LLP AS AUDITORS FOR FISCAL 2008.
02 AN AMENDMENT TO THE NATHAN S FAMOUS, INC. 2001 Management Against Against
STOCK OPTION PLAN, AS AMENDED.
01 DIRECTOR Management For
ROBERT J. EIDE Management For For
ERIC GATOFF Management For For
BRIAN S. GENSON Management For For
BARRY LEISTNER Management For For
HOWARD M. LORBER Management For For
WAYNE NORBITZ Management For For
DONALD L. PERLYN Management For For
A.F. PETROCELLI Management For For
CHARLES RAICH Management For For
METHODE ELECTRONICS, INC. METH ANNUAL MEETING DATE: 09/13/2007
ISSUER: 591520200 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
04 THE APPROVAL OF THE METHODE ELECTRONICS, INC. Management For For
2007 STOCK PLAN.
03 THE APPROVAL OF THE METHODE ELECTRONICS, INC. Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 6 of 70
2007 CASH INCENTIVE PLAN.
02 THE RATIFICATION OF THE AUDIT COMMITTEE S SELECTION Management For For
OF ERNST & YOUNG LLP TO SERVE AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING MAY 3, 2008.
01 DIRECTOR Management For
WARREN L. BATTS Management For For
J. EDWARD COLGATE Management For For
DARREN M. DAWSON Management For For
DONALD W. DUDA Management For For
ISABELLE C. GOOSSEN Management For For
CHRISTOPHER J. HORNUNG Management For For
PAUL G. SHELTON Management For For
LAWRENCE B. SKATOFF Management For For
GEORGE S. SPINDLER Management For For
SYNERGY FINANCIAL GROUP, INC. SYNF SPECIAL MEETING DATE: 09/18/2007
ISSUER: 87162V102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
02 APPROVAL OF A PROPOSAL TO ADJOURN THE MEETING Management For For
TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT
FURTHER SOLICITATION OF PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE MEETING
TO APPROVE THE MERGER.
01 APPROVAL OF THE MERGER (THE MERGER) OF SYNERGY Management For For
WITH AND INTO NEW YORK COMMUNITY BANCORP, INC.
(NEW YORK COMMUNITY) PURSUANT TO THE AGREEMENT
AND PLAN OF MERGER, DATED AS OF MAY 13, 2007,
BY AND BETWEEN NEW YORK COMMUNITY AND SYNERGY.
GERBER SCIENTIFIC, INC. GRB ANNUAL MEETING DATE: 09/20/2007
ISSUER: 373730100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
DONALD P. AIKEN Management For For
MARC T. GILES Management For For
EDWARD G. JEPSEN Management For For
RANDALL D. LEDFORD Management For For
JOHN R. LORD Management For For
CAROLE F. ST. MARK Management For For
W. JERRY VEREEN Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2008 FISCAL
YEAR
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 7 of 70
SKYLINE CORPORATION SKY ANNUAL MEETING DATE: 09/20/2007
ISSUER: 830830105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
ARTHUR J. DECIO Management For For
THOMAS G. DERANEK Management For For
JOHN C. FIRTH Management For For
JERRY HAMMES Management For For
RONALD F. KLOSKA Management For For
WILLIAM H. LAWSON Management For For
DAVID T. LINK Management For For
ANDREW J. MCKENNA Management For For
AMBIENT CORPORATION ABTG SPECIAL MEETING DATE: 09/21/2007
ISSUER: 02318N102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 PROPOSAL TO APPROVE THE AMENDMENT OF THE COMPANY Management For For
S CERTIFICATE OF INCORPORATION TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR
ISSUANCE TO 1,250,000,000 SHARES.
VIEWCAST CORPORATION VCST ANNUAL MEETING DATE: 09/25/2007
ISSUER: 926713108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
02 RATIFICATION OF THE APPOINTMENT OF KBA GROUP Management For For
LLP AS INDEPENDENT AUDITORS.
01 DIRECTOR Management For
GEORGE C. PLATT Management For For
JOSEPH AUTEM Management For For
SHEREL D. HORSLEY Management For For
JOHN W. SLOCUM, JR. Management For For
BIW LIMITED BIW ANNUAL MEETING DATE: 09/26/2007
ISSUER: 05547U102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
04 APPROVAL OF ADJOURNMENT OF THE MEETING, IF NECESSARY, Management For For
TO SOLICIT ADDITIONAL PROXIES WITH RESPECT TO
THE AGREEMENT AND PLAN OF MERGER IF THERE ARE
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 8 of 70
INSUFFICIENT VOTES AT THE TIME OF THE ANNUAL
MEETING TO APPROVE THE AGREEMENT AND PLAN OF MERGER.
03 APPROVAL OF AGREEMENT AND PLAN OF MERGER DATED Management For For
JUNE 29, 2007 AMONG THE SOUTH CENTRAL CONNECTICUT
REGIONAL WATER AUTHORITY, RWA21, LTD. AND THE
COMPANY.
02 APPROVAL OF APPOINTMENT OF DWORKEN, HILLMAN, Management For For
LAMORTE & STERCZALA, P.C AS THE COMPANY S INDEPENDENT
AUDITORS.
01 DIRECTOR Management For
MARY JANE BURT Management For For
JAMES E. COHEN Management For For
BETSY HENLEY-COHN Management For For
JURI HENLEY-COHN Management For For
ALVARO DA SILVA Management For For
B. LANCE SAUERTEIG Management For For
KENNETH E. SCHAIBLE Management For For
JOHN S. TOMAC Management For For
RURAL CELLULAR CORPORATION RCCC SPECIAL MEETING DATE: 10/04/2007
ISSUER: 781904107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 TO APPROVE THE ADOPTION OF THE AGREEMENT AND Management For For
PLAN OF MERGER, DATED JULY 29, 2007, BY AND AMONG
CELLCO PARTNERSHIP, AIRTOUCH CELLULAR, RHINO
MERGER SUB CORPORATION AND RURAL CELLULAR CORPORATION,
AND THE TRANSACTIONS CONTEMPLATED THEREBY.
02 TO ADJOURN OR POSTPONE THE SPECIAL MEETING, INCLUDING, Management For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES, IF THERE ARE NOT SUFFICIENT VOTES IN
FAVOR OF THE FOREGOING PROPOSAL.
AQUILA, INC. ILA SPECIAL MEETING DATE: 10/09/2007
ISSUER: 03840P102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
02 ADJOURNMENT AND POSTPONEMENT OF THE SPECIAL MEETING, Management For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE
TIME OF THE MEETING TO ADOPT THE AGREEMENT AND
PLAN OF MERGER.
01 ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For
AS OF FEBRUARY 6, 2007, AMONG AQUILA, INC., GREAT
PLAINS ENERGY INCORPORATED, GREGORY ACQUISITION
CORP., AND BLACK HILLS CORPORATION.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 9 of 70
THE L.S. STARRETT COMPANY SCX ANNUAL MEETING DATE: 10/10/2007
ISSUER: 855668109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
II APPROVAL OF 2007 EMPLOYEES STOCK PURCHASE PLAN. Management For For
I DIRECTOR Management For
RICHARD B. KENNEDY Management For For
TERRY A. PIPER Management For For
NEOGEN CORPORATION NEOG ANNUAL MEETING DATE: 10/11/2007
ISSUER: 640491106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
JACK C. PARNELL Management For For
ROBERT M. BOOK Management For For
CLAYTON K. YEUTTER, PHD Management For For
02 TO APPROVE AN AMENDMENT TO THE ARTICLES OF INCORPORATION Management For For
TO INCREASE THE AUTHORIZED COMMON STOCK FROM
20,000,000 SHARES TO 30,000,000 SHARES.
03 TO APPROVE THE NEOGEN CORPORATION 2007 STOCK Management Against Against
OPTION PLAN.
04 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED CERTIFIED
PUBLIC ACCOUNTING FIRM.
MGP INGREDIENTS, INC. MGPI ANNUAL MEETING DATE: 10/18/2007
ISSUER: 55302G103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
JOHN R. SPEIRS Management For For
LAMSON & SESSIONS CO. LMS SPECIAL MEETING DATE: 10/22/2007
ISSUER: 513696104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF AUGUST 15, 2007, AMONG THE LAMSON
& SESSIONS CO., THOMAS & BETTS CORPORATION AND
T&B ACQUISITION II CORP.
02 APPROVAL OF ADJOURNMENT OR POSTPONEMENT OF THE Management For For
SPECIAL MEETING, IF DEEMED NECESSARY OR APPROPRIATE
BY THE PROXY HOLDERS, INCLUDING, IF NECESSARY,
TO PERMIT FURTHER SOLICITATION OF PROXIES.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 10 of 70
LAMSON & SESSIONS CO. LMS SPECIAL MEETING DATE: 10/24/2007
ISSUER: 513696104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
02 APPROVAL OF ADJOURNMENT OR POSTPONEMENT OF THE Management For For
SPECIAL MEETING, IF DEEMED NECESSARY OR APPROPRIATE
BY THE PROXY HOLDERS, INCLUDING, IF NECESSARY,
TO PERMIT FURTHER SOLICITATION OF PROXIES.
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF AUGUST 15, 2007, AMONG THE LAMSON
& SESSIONS CO., THOMAS & BETTS CORPORATION AND
T&B ACQUISITION II CORP.
SCHIFF NUTRITION INTERNATIONAL, INC. WNI ANNUAL MEETING DATE: 10/25/2007
ISSUER: 806693107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
02 APPROVAL OF THE AMENDMENT TO THE COMPANY S 2004 Management Against Against
INCENTIVE AWARD PLAN.
01 DIRECTOR Management For
ERIC WEIDER Management For For
GEORGE F. LENGVARI Management For For
BRUCE J. WOOD Management For For
RONALD L. COREY Management For For
ROGER H. KIMMEL Management For For
BRIAN P. MCDERMOTT Management For For
H.F. POWELL Management For For
MAGNETEK, INC. MAG ANNUAL MEETING DATE: 11/02/2007
ISSUER: 559424106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
DEWAIN K. CROSS Management For For
YON YOON JORDEN Management For For
MITCHELL I. QUAIN Management For For
DAVID P. REILAND Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP TO SERVE AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2008.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 11 of 70
BALDWIN TECHNOLOGY COMPANY, INC. BLD ANNUAL MEETING DATE: 11/13/2007
ISSUER: 058264102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
02 TO AMEND THE COMPANY S RESTATED CERTIFICATE OF Management Against Against
INCORPORATION TO AUTHORIZE A CLASS OF SERIAL
PREFERRED STOCK.
01 DIRECTOR Management For
MARK T. BECKER Management For For
RONALD B. SALVAGIO Management For For
GERALD A. NATHE Management For For
NATIONAL PRESTO INDUSTRIES, INC. NPK ANNUAL MEETING DATE: 11/13/2007
ISSUER: 637215104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
RICHARD N. CARDOZO Management For For
PATRICK J. QUINN Management For For
NORTH PITTSBURGH SYSTEMS, INC. NPSI ANNUAL MEETING DATE: 11/13/2007
ISSUER: 661562108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 APPROVAL AND ADOPTION OF THE AGREEMENT AND PLAN Management For For
OF MERGER, DATED AS OF JULY 1, 2007, BY AND AMONG
NORTH PITTSBURGH SYSTEMS, INC., CONSOLIDATED
COMMUNICATIONS HOLDINGS, INC., A DELAWARE CORPORATION
(CONSOLIDATED), AND FORT PITT ACQUISITION SUB
INC., A PENNSYLVANIA CORPORATION AND A WHOLLY-OWNED
SUBSIDIARY OF CONSOLIDATED.
02 DIRECTOR Management For
HARRY R. BROWN Management For For
CHARLES E. COLE Management For For
FREDERICK J. CROWLEY Management For For
ALLEN P. KIMBLE Management For For
STEPHEN G. KRASKIN Management For For
DAVID E. NELSEN Management For For
CHARLES E. THOMAS, JR. Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 12 of 70
LIFECORE BIOMEDICAL, INC. LCBM ANNUAL MEETING DATE: 11/14/2007
ISSUER: 532187101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
02 PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT Management For For
OF GRANT THORNTON LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE
CURRENT FISCAL YEAR ENDING JUNE 30, 2008.
01 DIRECTOR Management For
DENNIS J. ALLINGHAM Management For For
MARTIN J. EMERSON Management For For
THOMAS H. GARRETT Management For For
LUTHER T. GRIFFITH Management For For
RICHARD W. PERKINS Management For For
JOHN E. RUNNELLS Management For For
ANIMAL HEALTH INTERNATIONAL INC. AHII ANNUAL MEETING DATE: 11/20/2007
ISSUER: 03525N109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
MICHAEL EISENSON Management For For
JAMES C. ROBISON Management For For
ORITANI FINANCIAL CORP. ORIT ANNUAL MEETING DATE: 11/21/2007
ISSUER: 686323106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
NICHOLAS ANTONACCIO Management For For
KEVIN J. LYNCH Management For For
02 THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE FISCAL YEAR ENDING JUNE 30, 2008.
KMG CHEMICALS, INC. KMGB ANNUAL MEETING DATE: 11/27/2007
ISSUER: 482564101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
DAVID L. HATCHER Management For For
J. NEAL BUTLER Management For For
GEORGE W. GILMAN Management For For
FRED C. LEONARD III Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 13 of 70
CHARLES L. MEARS Management For For
CHARLES M. NEFF, JR. Management For For
STEPHEN A. THORINGTON Management For For
RICHARD L. URBANOWSKI Management For For
02 TO RATIFY THE APPOINTMENT OF UHY LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM AND AUDITORS
FOR THE COMPANY FOR FISCAL YEAR 2008.
TRIPLE CROWN MEDIA INC. TCMI ANNUAL MEETING DATE: 11/28/2007
ISSUER: 89675K102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
02 RATIFICATION OF THE SELECTION OF BDO SEIDMAN, Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR FISCAL YEAR 2008
01 DIRECTOR Management For
ROBERT S. PRATHER, JR. Management For For
GERALD N. AGRANOFF Management For For
JAMES W. BUSBY Management For For
HILTON H. HOWELL, JR. Management For For
MONTE C. JOHNSON Management For For
G.E. "NICK" NICHOLSON Management For For
THOMAS J. STULTZ Management For For
AMERITYRE CORPORATION AMTY ANNUAL MEETING DATE: 11/29/2007
ISSUER: 03073V107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
02 RATIFY THE APPOINTMENT OF HJ & ASSOCIATES, LLC Management For For
AS INDEPENDENT PUBLIC ACCOUNTANTS.
01 DIRECTOR Management For
LOUIS M. HAYNIE Management For For
HENRY D. MOYLE, JR Management For For
WESLEY G. SPRUNK Management For For
NORMAN H. TREGENZA Management For For
STEVE M. HANNI Management For For
KENNETH C. JOHNSEN Management For For
FRANCIS E. DOSAL Management For For
EPOCH HOLDING CORPORATION EPHC ANNUAL MEETING DATE: 11/29/2007
ISSUER: 29428R103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
ALLAN R. TESSLER Management For For
WILLIAM W. PRIEST Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 14 of 70
ENRIQUE R. ARZAC Management For For
JEFFREY L. BERENSON Management For For
PETER A. FLAHERTY Management For For
EUGENE M. FREEDMAN Management For For
SWS GROUP, INC. SWS ANNUAL MEETING DATE: 11/29/2007
ISSUER: 78503N107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
02 THE APPROVAL OF THE AMENDMENT TO THE SWS GROUP, Management For For
INC. 2003 RESTRICTED STOCK PLAN.
01 DIRECTOR Management For
DON A. BUCHHOLZ Management For For
DONALD W. HULTGREN Management For For
BRODIE L. COBB Management For For
I.D. FLORES III Management For For
LARRY A. JOBE Management For For
DR. R. JAN LECROY Management For For
FREDERICK R. MEYER Management For For
DR. MIKE MOSES Management For For
JON L. MOSLE, JR. Management For For
COLLECTORS UNIVERSE, INC. CLCT ANNUAL MEETING DATE: 12/05/2007
ISSUER: 19421R200 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
A. CLINTON ALLEN Management For For
DEBORAH A. FARRINGTON Management For For
DAVID G. HALL Management For For
MICHAEL R. HAYNES Management For For
MICHAEL J. MCCONNELL Management For For
A.J. "BERT" MOYER Management For For
VAN D. SIMMONS Management For For
BRUCE A. STEVENS Management For For
02 RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON Management For For
AS COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
GYRODYNE COMPANY OF AMERICA, INC. GYRO CONTESTED ANNUAL MEETING DATE: 12/05/2007
ISSUER: 403820103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
TIMOTHY BROG Management For *Management Position Unknown
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 15 of 70
PHILLIP GOLDSTEIN Management For *Management Position Unknown
ANDREW DAKOS Management For *Management Position Unknown
02 RATIFICATION OF THE SELECTION OF HOLTZ RUBENSTEIN Management For *Management Position Unknown
REMINICK LLP AS AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2007.
03 A PROPOSAL TO ELIMINATE THE COMPANY S POISON PILL. Management For *Management Position Unknown
FARMERS & MERCHANTS BANK OF LONG BEACH FMBL ANNUAL MEETING DATE: 12/06/2007
ISSUER: 308243104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT PUBLIC Management For For
ACCOUNTANTS: TO RATIFY THE APPOINTMENT OF KPMG
LLP AS THE INDEPENDENT PUBLIC ACCOUNTANT OF THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31,
2007.
02 AUTHORIZATION OF SHARE REPURCHASES: TO CONSIDER Management For For
AND VOTE UPON A PROPOSAL TO AUTHORIZE THE BANK
TO REPURCHASE UP TO AN AGGREGATE OF 20,457 OUTSTANDING
SHARES OF THE BANK S COMMON STOCK FOR AN AGGREGATE
PURCHASE PRICE OF $149,993,100, AS MORE THOROUGHLY
DESCRIBED IN THE BANK S PROXY STATEMENT.
01 DIRECTOR Management For
WALTER M. FLORIE Management For For
WILLIAM G. HAYTER Management For For
LAWRENCE J. MCLAUGHLIN Management For For
ROGER MOLVAR Management For For
FRANK E. O'BRYAN Management For For
DANIEL K. WALKER Management For For
TIMOTHY M. WILSON Management For For
VILLAGE SUPER MARKET, INC. VLGEA ANNUAL MEETING DATE: 12/07/2007
ISSUER: 927107409 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
JAMES SUMAS Management For For
PERRY SUMAS Management For For
ROBERT SUMAS Management For For
WILLIAM SUMAS Management For For
JOHN P. SUMAS Management For For
JOHN J. MCDERMOTT Management For For
STEVEN CRYSTAL Management For For
DAVID C. JUDGE Management For For
02 APPROVAL OF KPMG LLP TO BE THE INDEPENDENT AUDITORS Management For For
OF THE COMPANY FOR FISCAL 2008.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 16 of 70
ANDREW CORPORATION ANDW SPECIAL MEETING DATE: 12/10/2007
ISSUER: 034425108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For
AS OF JUNE 26, 2007, BY AND AMONG COMMSCOPE,
INC., A DELAWARE CORPORATION, DJROSS, INC., A
DELAWARE CORPORATION AND AN INDIRECT WHOLLY OWNED
SUBSIDIARY OF COMMSCOPE, AND THE COMPANY, AS
THE SAME MAY BE AMENDED FROM TIME TO TIME.
02 TO ADJOURN THE SPECIAL MEETING TO SOLICIT ADDITIONAL Management For For
PROXIES FOR APPROVAL OF THE AGREEMENT AND PLAN
OF MERGER, IF NECESSARY.
COST-U-LESS, INC. CULS SPECIAL MEETING DATE: 12/10/2007
ISSUER: 221492101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 APPROVE MERGER AND AGREEMENT AND PLAN OF MERGER. Management For For
02 APPROVE ADJOURNMENT, IF NECESSARY OR APPROPRIATE. Management For For
AFP IMAGING CORPORATION AFPC ANNUAL MEETING DATE: 12/12/2007
ISSUER: 001058106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
DAVID VOZICK Management For For
DONALD RABINOVITCH Management For For
JACK BECKER Management For For
ROBERT A. BLATT Management For For
THERMOGENESIS CORP. KOOL ANNUAL MEETING DATE: 12/14/2007
ISSUER: 883623209 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
PHILIP H. COELHO Management For For
HUBERT E. HUCKEL, M.D. Management For For
PATRICK MCENANY Management For For
WOODROW A. MYERS, M.D. Management For For
W.R. OSGOOD, PH.D. Management For For
02 TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 17 of 70
THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2008.
03 TO VOTE ON A STOCKHOLDER PROPOSAL FOR AN AMENDMENT Shareholder Against For
TO THE BYLAWS RELATING TO ELECTION OF DIRECTORS.
INVERNESS MEDICAL INNOVATIONS, INC. IMA SPECIAL MEETING DATE: 12/20/2007
ISSUER: 46126P106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 APPROVE AN INCREASE TO THE NUMBER OF SHARES OF Management Against Against
COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE
INVERNESS MEDICAL INNOVATIONS, INC. 2001 STOCK
OPTION AND INCENTIVE PLAN BY 3,000,000, FROM
8,074,871 TO 11,074,871.
SYCAMORE NETWORKS, INC. SCMR ANNUAL MEETING DATE: 12/20/2007
ISSUER: 871206108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
CRAIG R. BENSON Management For For
GURURAJ DESHPANDE Management For For
03 TO RATIFY THE SELECTION OF THE FIRM OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JULY 31, 2008.
02 TO AUTHORIZE THE BOARD OF DIRECTORS, IN ITS DISCRETION, Management For For
TO AMEND SYCAMORE S AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO EFFECT A REVERSE STOCK SPLIT
OF ITS OUTSTANDING COMMON STOCK AT A RATIO OF
(I) ONE-FOR-FIVE, (II) ONE-FOR-SEVEN, OR (III)
ONE-FOR-TEN, ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
TECH/OPS SEVCON, INC. TO ANNUAL MEETING DATE: 01/22/2008
ISSUER: 878293109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
BOYLE Management For For
STUMP Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 18 of 70
CRAZY WOMAN CREEK BANCORP INCORPORATED CRZY ANNUAL MEETING DATE: 01/23/2008
ISSUER: 225233105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
RICHARD REIMANN Management For For
SANDRA K. TODD Management For For
02 THE RATIFICATION OF THE APPOINTMENT OF DOOLEY Management For For
& JELLY, CPA AS INDEPENDENT AUDITORS OF CRAZY
WOMAN CREEK BANCORP INCORPORATED FOR THE FISCAL
YEAR ENDING SEPTEMBER 30, 2008.
BALDWIN TECHNOLOGY COMPANY, INC. BLD ANNUAL MEETING DATE: 01/24/2008
ISSUER: 058264102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
MARK T. BECKER Management For For
RONALD B. SALVAGIO Management For For
GERALD A. NATHE Management For For
ENERGYSOUTH, INC. ENSI ANNUAL MEETING DATE: 01/25/2008
ISSUER: 292970100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
WALTER A. BELL Management For For
HARRIS V. MORRISSETTE Management For For
02 APPROVAL OF 2008 INCENTIVE PLAN OF ENERGYSOUTH, Management For For
INC. AS DESCRIBED IN PROXY STATEMENT.
LINDSAY CORPORATION LNN ANNUAL MEETING DATE: 01/28/2008
ISSUER: 535555106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
02 AUDITOR. RATIFICATION OF THE APPOINTMENT OF KPMG Management For For
LLP AS THE INDEPENDENT AUDITOR FOR THE FISCAL
YEAR ENDING AUGUST 31, 2008.
01 DIRECTOR Management For
MICHAEL N. CHRISTODOLOU Management For For
J. DAVID MCINTOSH Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 19 of 70
RGC RESOURCES, INC. RGCO ANNUAL MEETING DATE: 01/28/2008
ISSUER: 74955L103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
03 AUTHORIZE THE PROXIES TO VOTE ON SUCH OTHER BUSINESS, Management For For
IF ANY, THAT MAY PROPERLY COME BEFORE THE MEETING.
02 TO RATIFY THE SELECTION OF BROWN EDWARDS & COMPANY Management For For
L.L.P. AS INDEPENDENT ACCOUNTANTS.
01 DIRECTOR Management For
NANCY H. AGEE Management For For
J. ALLEN LAYMAN Management For For
RAYMOND D. SMOOT, JR. Management For For
WHX CORPORATION WXCP SPECIAL MEETING DATE: 01/31/2008
ISSUER: 929248508 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 PROPOSAL TO AUTHORIZE THE BOARD OF DIRECTORS, Management For For
AT ITS DISCRETION, TO AMEND WHX S AMENDED AND
RESTATED CERTIFICATE OF INCORPORATION TO INCREASE
WHX S AUTHORIZED CAPITAL STOCK FROM 55,000,000
SHARES, CONSISTING OF 50,000,000 SHARES OF COMMON
STOCK, PAR VALUE $0.01 PER SHARE, AND 5,000,000
SHARES OF PREFERRED STOCK, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
ADAMS GOLF, INC. ADGO SPECIAL MEETING DATE: 02/04/2008
ISSUER: 006228100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTORS PROPOSAL - TO AMEND THE COMPANY S CERTIFICATE Management For For
OF INCORPORATION TO EFFECT A ONE FOR FOUR REVERSE
STOCK SPLIT OF THE OUTSTANDING SHARES OF THE
COMPANY S COMMON STOCK.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 20 of 70
CONTINUCARE CORPORATION CNU ANNUAL MEETING DATE: 02/05/2008
ISSUER: 212172100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS CONTINUCARE CORPORATION S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
01 DIRECTOR Management For
R.C. PFENNIGER, JR. Management For For
LUIS CRUZ, M.D. Management For For
ROBERT J. CRESCI Management For For
NEIL FLANZRAICH Management For For
PHILLIP FROST, M.D. Management For For
JACOB NUDEL, M.D. Management For For
A. MARVIN STRAIT Management For For
J & J SNACK FOODS CORP. JJSF ANNUAL MEETING DATE: 02/05/2008
ISSUER: 466032109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
SIDNEY R. BROWN Management For For
BURKE & HERBERT BANK & TRUST COMPANY BHRB ANNUAL MEETING DATE: 02/21/2008
ISSUER: 121331102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 ELECTION OF DIRECTORS: JULIAN F. BARNWELL, JR., Management For
A. HUGO BLANKINGSHIP, JR., SUZANNE S. BROCK,
C.S. TAYLOR BURKE, III, DAVID M. BURKE, E. HUNT
BURKE, NICHOLAS CAROSI, III, N. VERNON COCKRELL,
CHARLES K. COLLUM, JR., ROBERT L. FITTON, HUGH
R. HEISHMAN, S. LAING HINSON, LOUIS B. RODENBERG,
JR.
INNOVATIVE SOLUTIONS AND SUPPORT, INC. ISSC ANNUAL MEETING DATE: 02/21/2008
ISSUER: 45769N105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
02 APPROVAL OF THE 2008 STOCK-BASED INCENTIVE COMPENSATION Management Against Against
PLAN.
01 DIRECTOR Management For
GLEN R. BRESSNER Management For For
R.E. MITTELSTAEDT, JR. Management For For
RAYMOND J. WILSON Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 21 of 70
PROVIDENT NEW YORK BANCORP PBNY ANNUAL MEETING DATE: 02/21/2008
ISSUER: 744028101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
02 THE RATIFICATION OF THE APPOINTMENT OF CROWE Management For For
CHIZEK AND COMPANY LLC AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING SEPTEMBER 30, 2008.
01 DIRECTOR Management For
DENNIS L. COYLE Management For For
GEORGE STRAYTON Management For For
VICTORIA KOSSOVER Management For For
BURT STEINBERG Management For For
BRUKER BIOSCIENCES CORPORATION BRKR SPECIAL MEETING DATE: 02/25/2008
ISSUER: 116794108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
07 DIRECTOR Management For
DIRK D. LAUKIEN, PH.D.* Management For For
TONY KELLER** Management For For
06 TO AMEND THE CERTIFICATE OF INCORPORATION TO Management For For
CHANGE THE NAME OF BRUKER BIOSCIENCES CORPORATION
TO BRUKER CORPORATION.
05 TO APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED Management For For
STOCK OPTION PLAN TO INCREASE THE NUMBER OF SHARES
OF COMMON STOCK FOR WHICH OPTIONS MAY BE GRANTED.
04 TO AMEND THE CERTIFICATE OF INCORPORATION TO Management For For
INCREASE THE NUMBER OF AUTHORIZED SHARES THAT
MAY BE ISSUED BY THE COMPANY.
03 TO APPROVE THE TRANSACTIONS CONTEMPLATED BY THE Management For For
MERGER AGREEMENT, BY AND AMONG BRUKER BIOSCIENCES
AND BRUKER BIOSPIN INVEST AG, BRUKER BIOSPIN
BETEILIGUNGS AG AND THE STOCKHOLDERS OF BRUKER
BIOSPIN INVEST AG RELATING TO THE ACQUISITION
OF BRUKER BIOSPIN INVEST AG BY BRUKER BIOSCIENCES.
02 TO APPROVE THE TRANSACTIONS CONTEMPLATED BY THE Management For For
SHARE PURCHASE AGREEMENT, BY AND AMONG BRUKER
BIOSCIENCES, BRUKER PHYSIK GMBH AND TECHNEON
AG AND THE SHAREHOLDERS OF BRUKER PHYSIK AND
TECHNEON RELATING TO THE ACQUISITION OF BRUKER
PHYSIK BY BRUKER BIOSCIENCES.
01 TO APPROVE THE TRANSACTIONS CONTEMPLATED BY THE Management For For
STOCK PURCHASE AGREEMENT, BY AND AMONG BRUKER
BIOSCIENCES AND BRUKER BIOSPIN INC. AND THE STOCKHOLDERS
OF BRUKER BIOSPIN INC. RELATING TO THE ACQUISITION
OF BRUKER BIOSPIN INC. BY BRUKER BIOSCIENCES.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 22 of 70
DEL GLOBAL TECHNOLOGIES CORP. DGTC ANNUAL MEETING DATE: 02/26/2008
ISSUER: 245073101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
02 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
OF THE COMPANY FOR THE FISCAL YEAR ENDING AUGUST
2, 2008.
01 DIRECTOR Management For
GERALD M. CZARNECKI Management For For
JAMES R. HENDERSON Management For For
GEN. MERRILL A. MCPEAK Management For For
JAMES A. RISHER Management For For
HERLEY INDUSTRIES, INC. HRLY ANNUAL MEETING DATE: 02/26/2008
ISSUER: 427398102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
03 RATIFICATION OF THE APPOINTMENT OF MARCUM & KLIEGMAN Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING AUGUST 3, 2008.
02 APPROVAL OF AN AMENDMENT TO THE BY-LAWS TO PROVIDE Management For For
FOR THE RESIGNATION OF ANY DIRECTOR NOMINEE WHO
RECEIVES MORE WITHHELD THAN FOR VOTES IN AN
UNCONTESTED ELECTION.
01 DIRECTOR Management For
MYRON LEVY Management For For
DR. EDWARD A. BOGUCZ Management For For
SIRONA DENTAL SYSTEMS, INC. SIRO ANNUAL MEETING DATE: 02/26/2008
ISSUER: 82966C103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG DEUTSCHE Management For For
TREUHAND-GESELLSCHAFT, AKTIENGESELLSCHAFT,
WIRTSCHAFTSPRUEFUNGSGESELLSCHAFT,
GERMANY AS THE COMPANY S INDEPENDENT AUDITOR
FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2008.
01 DIRECTOR Management For
WILLIAM K. HOOD Management For For
H.M. JANSEN KRAEMER, JR Management For For
JEFFREY T. SLOVIN Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 23 of 70
COOLBRANDS INTERNATIONAL INC. CULBF SPECIAL MEETING DATE: 02/27/2008
ISSUER: 21639P307 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
A IN RESPECT OF THE ELECTION OF DIRECTORS OF THOSE Management For For
PERSONS NAMED IN THE MANAGEMENT INFORMATION CIRCULAR
OF THE CORPORATION DATED JANUARY 18, 2008 (THE
CIRCULAR ).
B IN RESPECT OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS AUDITOR FOR THE ENSUING YEAR AND AUTHORIZING
THE DIRECTORS TO FIX THE AUDITOR S REMUNERATION.
C IN RESPECT OF APPROVING THE REDUCTION OF THE Management For For
STATED CAPITAL ACCOUNT OF THE CORPORATION BY $77,416,348.
REGENERATION TECHNOLOGIES, INC. RTIX SPECIAL MEETING DATE: 02/27/2008
ISSUER: 75886N100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 AMENDMENT OF CERTIFICATE OF INCORPORATION TO Management For For
INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK AND CHANGE NAME
03 POSSIBLE ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL Management For For
MEETING
02 ISSUANCE OF COMMON STOCK TO FORMER STOCKHOLDERS Management For For
OF TUTOGEN MEDICAL, INC.
TUTOGEN MEDICAL, INC. TTG SPECIAL MEETING DATE: 02/27/2008
ISSUER: 901107102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For
AS OF NOVEMBER 12, 2007, BY AND AMONG REGENERATION
TECHNOLOGIES, INC., ROCKETS FL CORP. AND TUTOGEN
MEDICAL, INC., AS THE SAME MAY BE AMENDED FROM
TIME TO TIME.
03 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For
COME BEFORE THE SPECIAL MEETING OR ANY ADJOURNMENT
OR POSTPONEMENT THEREOF.
02 TO APPROVE ANY MOTION TO ADJOURN OR POSTPONE Management For For
THE SPECIAL MEETING TO A LATER DATE OR DATES,
IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE PROPOSAL TO ADOPT
THE AGREEMENT AND PLAN OF MERGER.
UNIVERSAL TECHNICAL INSTITUTE, INC. UTI ANNUAL MEETING DATE: 02/27/2008
ISSUER: 913915104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 24 of 70
01 DIRECTOR Management For
CONRAD A. CONRAD Management For For
KIMBERLY J. MCWATERS Management For For
NOBILITY HOMES, INC. NOBH ANNUAL MEETING DATE: 02/29/2008
ISSUER: 654892108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
TERRY E. TREXLER Management For For
RICHARD C. BARBERIE Management For For
ROBERT P. HOLLIDAY Management For For
ROBERT P. SALTSMAN Management For For
THOMAS W. TREXLER Management For For
THE STEAK N SHAKE COMPANY SNS CONTESTED ANNUAL MEETING DATE: 03/07/2008
ISSUER: 857873103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
SARDAR BIGLARI Management For *Management Position Unknown
PHILIP L. COOLEY Management For *Management Position Unknown
03 THE COMPANY S PROPOSAL TO APPROVE THE 2008 EQUITY Management Against *Management Position Unknown
INCENTIVE PLAN.
02 THE COMPANY S PROPOSAL TO RATIFY THE SELECTION Management For *Management Position Unknown
OF DELOITTE & TOUCHE, LLP AS THE COMPANY S INDEPENDENT
AUDITORS.
APPLIED SIGNAL TECHNOLOGY, INC. APSG ANNUAL MEETING DATE: 03/18/2008
ISSUER: 038237103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
MILTON E. COOPER Management For For
JOHN R. TREICHLER Management For For
MARIE S. MINTON Management For For
02 TO VOTE ON THE PROPOSAL TO AMEND THE COMPANY Management Against Against
S 2004 STOCK INCENTIVE PLAN TO INCREASE BY 500,000
SHARES THE MAXIMUM NUMBER OF SHARES OF COMMON
STOCK THAT MAY BE ISSUED UNDER THIS PLAN.
03 TO CONSIDER, APPROVE, AND RATIFY THE APPOINTMENT Management For For
OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE
FISCAL YEAR ENDING OCTOBER 31, 2008.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 25 of 70
OMNOVA SOLUTIONS INC. OMN ANNUAL MEETING DATE: 03/19/2008
ISSUER: 682129101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDED NOVEMBER
30, 2008.
01 DIRECTOR Management For
EDWARD P. CAMPBELL Management For For
MICHAEL J. MERRIMAN Management For For
WILLIAM R. SEELBACH Management For For
MVC CAPITAL, INC. MVC ANNUAL MEETING DATE: 03/24/2008
ISSUER: 553829102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
EMILIO DOMINIANNI Management For For
GERALD HELLERMAN Management For For
WARREN HOLTSBERG Management For For
ROBERT KNAPP Management For For
WILLIAM TAYLOR Management For For
MICHAEL TOKARZ Management For For
RWC, INC. RWCI ANNUAL MEETING DATE: 03/27/2008
ISSUER: 749904108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
02 A PROPOSAL TO CONFIRM THE APPOINTMENT OF WEINLANDER Management For For
FITZHUGH AS INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS
FOR THE YEAR ENDING OCTOBER 31, 2008.
01 DIRECTOR Management For
JEFFREY M. HERR Management For For
RICHARD W. GLENN Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 26 of 70
CORNING NATURAL GAS CORPORATION CNIG ANNUAL MEETING DATE: 04/01/2008
ISSUER: 219381100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
HENRY B. COOK, JR. Management For For
MICHAEL I. GERMAN Management For For
TED W. GIBSON Management For For
RICHARD M. OSBORNE Management For For
STEPHEN G. RIGO Management For For
THOMAS J. SMITH Management For For
GEORGE J. WELCH Management For For
MONARCH CEMENT COMPANY MCEM ANNUAL MEETING DATE: 04/09/2008
ISSUER: 609031109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
DAVID L. DEFFNER Management For For
GAYLE C. MCMILLEN Management For For
RICHARD N. NIXON Management For For
KAMAN CORPORATION KAMN ANNUAL MEETING DATE: 04/16/2008
ISSUER: 483548103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
NEAL J. KEATING Management For For
BRIAN E. BARENTS Management For For
EDWIN A. HUSTON Management For For
THOMAS W. RABAUT Management For For
02 TO APPROVE THE COMPANY S CASH BONUS PLAN (AMENDED Management For For
AND RESTATED AS OF JANUARY 1, 2008).
03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY.
UNITIL CORPORATION UTL ANNUAL MEETING DATE: 04/17/2008
ISSUER: 913259107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
ROBERT V. ANTONUCCI Management For For
DAVID P. BROWNELL Management For For
ALBERT H. ELFNER, III Management For For
MICHAEL B. GREEN Management For For
M. BRIAN O'SHAUGHNESSY Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 27 of 70
HUTTIG BUILDING PRODUCTS, INC. HBP ANNUAL MEETING DATE: 04/21/2008
ISSUER: 448451104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
R.S. EVANS Management For For
J. KEITH MATHENEY Management For For
STEVEN A. WISE Management For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008.
HOLOBEAM, INC. HOOB ANNUAL MEETING DATE: 04/22/2008
ISSUER: 436434104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
MELVIN S COOK Management For For
02 RATIFICATION OF SIMONTACCHI & COMPANY, LLP AS Management For For
INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS FOR
THE CURRENT YEAR.
MARINE PRODUCTS CORPORATION MPX ANNUAL MEETING DATE: 04/22/2008
ISSUER: 568427108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
R. RANDALL ROLLINS Management For For
HENRY B. TIPPIE Management For For
JAMES B. WILLIAMS Management For For
02 TO CONSIDER A PROPOSAL TO APPROVE THE PERFORMANCE-BASED Management For For
COMPENSATION AGREEMENT FOR MR. JAMES A. LANE,
JR.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 28 of 70
ORITANI FINANCIAL CORP. ORIT SPECIAL MEETING DATE: 04/22/2008
ISSUER: 686323106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 THE APPROVAL OF THE ORITANI FINANCIAL CORP. 2007 Management For For
EQUITY INCENTIVE PLAN.
RPC, INC. RES ANNUAL MEETING DATE: 04/22/2008
ISSUER: 749660106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
R. RANDALL ROLLINS Management For For
HENRY B. TIPPIE Management For For
JAMES B. WILLIAMS Management For For
AMPCO-PITTSBURGH CORPORATION AP ANNUAL MEETING DATE: 04/23/2008
ISSUER: 032037103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
WILLIAM K. LIEBERMAN Management For For
STEPHEN E. PAUL Management For For
C.H. PFORZHEIMER, III Management For For
02 A PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2008.
03 A PROPOSAL TO APPROVE THE AMPCO-PITTSBURGH CORPORATION Management For For
2008 OMNIBUS INCENTIVE PLAN.
BILOXI MARSH LANDS CORPORATION BLMC ANNUAL MEETING DATE: 04/23/2008
ISSUER: 090203100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
ANDREW MCCOLLAM, JR. Management For For
CHARLTON B. OGDEN, III Management For For
MICHAEL J. RAPIER Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 29 of 70
DOVER DOWNS GAMING & ENTERTAINMENT, INC. DDE ANNUAL MEETING DATE: 04/23/2008
ISSUER: 260095104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
DENIS MCGLYNN Management For For
JEFFREY W. ROLLINS Management For For
KENNETH K. CHALMERS Management For For
DOVER MOTORSPORTS, INC. DVD ANNUAL MEETING DATE: 04/23/2008
ISSUER: 260174107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
DENIS MCGLYNN Management For For
JEFFREY W. ROLLINS Management For For
KENNETH K. CHALMERS Management For For
EASTERN COMPANY EML ANNUAL MEETING DATE: 04/23/2008
ISSUER: 276317104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
J.W. EVERETS Management For For
L.F. LEGANZA Management For For
02 RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM (UHY LLP)
INTRICON CORPORATION IIN ANNUAL MEETING DATE: 04/23/2008
ISSUER: 46121H109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
ROBERT N. MASUCCI Management For For
02 TO APPROVE THE AMENDMENT TO THE AMENDED AND RESTATED Management For For
ARTICLES OF INCORPORATION, AS AMENDED, OF INTRICON
CORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES FROM 10,000,000 TO 20,000,000.
03 TO RATIFY THE APPOINTMENT OF VIRCHOW, KRAUSE Management For For
& COMPANY, LLP AS THE CORPORATION S INDEPENDENT
AUDITOR FOR FISCAL YEAR 2008.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 30 of 70
BANK OF FLORIDA CORPORATION BOFL ANNUAL MEETING DATE: 04/24/2008
ISSUER: 062128103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
DONALD R. BARBER Management For For
JOE B. COX Management For For
BRADFORD F. DOUGLAS Management For For
JOHN B. JAMES Management For For
LAVONNE JOHNSON Management For For
EDWARD KALOUST Management For For
MICHAEL L. MCMULLAN Management For For
EDWARD A. MORTON Management For For
PIERCE T. NEESE Management For For
MICHAEL T. PUTZIGER Management For For
RAMON A. RODRIGUEZ Management For For
L. FRANCIS ROONEY, III Management For For
TERRY W. STILES Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF HACKER, Management For For
JOHNSON & SMITH, P.A., AS THE INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
03 PROPOSAL TO PERMIT THE ADJOURNMENT OF THE ANNUAL Management For For
MEETING TO SOLICIT ADDITIONAL PROXIES IN THE
EVENT THERE ARE INSUFFICIENT VOTES TO APPROVE
EITHER OF THE FOREGOING MATTERS.
D&E COMMUNICATIONS, INC. DECC ANNUAL MEETING DATE: 04/24/2008
ISSUER: 232860106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
JOHN AMOS* Management For For
JOHN C. LONG* Management For For
G. WILLIAM RUHL* Management For For
W. GARTH SPRECHER* Management For For
RICHARD G. WEIDNER** Management For For
03 PROPOSAL TO APPROVE THE 2008 LONG-TERM INCENTIVE Management Against Against
PLAN.
04 PROPOSAL TO RATIFY THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT
AUDITORS FOR 2008.
FIDELITY SOUTHERN CORPORATION LION ANNUAL MEETING DATE: 04/24/2008
ISSUER: 316394105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
JAMES B. MILLER, JR. Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 31 of 70
MAJ GEN. DAVID R BOCKEL Management For For
EDWARD G. BOWEN, M.D. Management For For
KEVIN S. KING Management For For
JAMES H. MILLER III Management For For
H. PALMER PROCTOR, JR. Management For For
ROBERT J. RUTLAND Management For For
W. CLYDE SHEPHERD III Management For For
RANKIN M. SMITH, JR. Management For For
BURNHAM HOLDINGS, INC. BURCA ANNUAL MEETING DATE: 04/28/2008
ISSUER: 122295108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
WILLIAM F. DODGE, II Management For For
JOHN W. LYMAN Management For For
ROBERT P. NEWCOMER Management For For
02 PROPOSAL TO APPROVE THE APPOINTMENT OF BEARD Management For For
MILLER COMPANY, LLP, OR OTHER AUDITING FIRM AS
THE BOARD MAY SELECT, AS INDEPENDENT AUDITORS
FOR THE ENSUING YEAR.
NASHUA CORPORATION NSHA ANNUAL MEETING DATE: 04/28/2008
ISSUER: 631226107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
ANDREW B. ALBERT Management For For
L. SCOTT BARNARD Management For For
THOMAS G. BROOKER Management For For
AVRUM GRAY Management For For
MICHAEL T. LEATHERMAN Management For For
GEORGE R. MRKONIC, JR. Management For For
MARK E. SCHWARZ Management For For
02 APPROVE THE 2008 VALUE CREATION INCENTIVE PLAN Management For For
03 APPROVE THE 2008 DIRECTORS PLAN Management For For
04 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2008
PREFORMED LINE PRODUCTS COMPANY PLPC ANNUAL MEETING DATE: 04/28/2008
ISSUER: 740444104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 PROPOSAL TO APPROVE THE ADOPTION OF THE PREFORMED Management For For
LINE PRODUCTS LONG TERM INCENTIVE PLAN OF 2008.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 32 of 70
02 DIRECTOR Management For
GLENN E. CORLETT Management For For
MICHAEL E. GIBBONS Management For For
R. STEVEN KESTNER Management For For
RANDALL M. RUHLMAN Management For For
CAPITAL PROPERTIES, INC. CPI ANNUAL MEETING DATE: 04/29/2008
ISSUER: 140430109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
ROBERT H. EDER Management For For
ALFRED J. CORSO Management For For
ROY J. NIRSCHEL Management For For
HARRIS N. ROSEN Management For For
TODD D. TURCOTTE Management For For
TIB FINANCIAL CORP. TIBB ANNUAL MEETING DATE: 04/29/2008
ISSUER: 872449103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
HOWARD B. GUTMAN Management For For
PAUL J. MARINELLI Management For For
JOHN G. PARKS, JR. Management For For
MARVIN F. SCHINDLER Management For For
OTIS T. WALLACE Management For For
FISHER COMMUNICATIONS, INC. FSCI ANNUAL MEETING DATE: 04/30/2008
ISSUER: 337756209 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management Withheld
RICHARD L. HAWLEY Management Withheld Against
GEORGE F. WARREN, JR. Management Withheld Against
WILLIAM W. WARREN, JR. Management Withheld Against
MICHAEL D. WORTSMAN Management Withheld Against
02 APPROVAL OF THE FISHER COMMUNICATIONS, INC. 2008 Management Against Against
EQUITY INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 33 of 70
PROVIDENCE AND WORCESTER RAILROAD CO. PWX ANNUAL MEETING DATE: 04/30/2008
ISSUER: 743737108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
RICHARD ANDERSON Management For For
ROBERT EDER Management For For
JOHN HEALY Management For For
PAUL TITTERTON Management For For
SJW CORP. SJW ANNUAL MEETING DATE: 04/30/2008
ISSUER: 784305104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
04 RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION
FOR FISCAL YEAR 2008.
01 DIRECTOR Management For
M.L. CALI Management For For
J.P. DINAPOLI Management For For
D.R. KING Management For For
N.Y. MINETA Management For For
W.R. ROTH Management For For
C.J. TOENISKOETTER Management For For
F.R. ULRICH, JR. Management For For
R.A. VAN VALER Management For For
02 APPROVE THE EXECUTIVE OFFICER SHORT-TERM INCENTIVE Management For For
PLAN.
03 APPROVE THE AMENDED AND RESTATED LONG-TERM INCENTIVE Management For For
PLAN.
CHESAPEAKE UTILITIES CORPORATION CPK ANNUAL MEETING DATE: 05/01/2008
ISSUER: 165303108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
THOMAS J. BRESNAN Management For For
JOSEPH E. MOORE Management For For
JOHN R. SCHIMKAITIS Management For For
02 RATIFICATION OF THE SELECTION OF BEARD MILLER Management For For
COMPANY LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
03 PROPOSAL RELATING TO ELECTION OF ALL DIRECTORS Shareholder Against For
ANNUALLY AND ELIMINATION OF DIRECTOR CLASSES
WITH STAGGERED TERMS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 34 of 70
COVANTA HOLDING CORPORATION CVA ANNUAL MEETING DATE: 05/01/2008
ISSUER: 22282E102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
DAVID M. BARSE Management For For
RONALD J. BROGLIO Management For For
PETER C.B. BYNOE Management For For
LINDA J. FISHER Management For For
RICHARD L. HUBER Management For For
ANTHONY J. ORLANDO Management For For
WILLIAM C. PATE Management For For
ROBERT S. SILBERMAN Management For For
JEAN SMITH Management For For
CLAYTON YEUTTER Management For For
SAMUEL ZELL Management For For
02 TO AMEND THE EQUITY AWARD PLAN FOR EMPLOYEES Management For For
AND OFFICERS TO INCREASE BY 6,000,000 THE NUMBER
OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE
THEREUNDER.
03 TO AMEND THE EQUITY AWARD PLAN FOR EMPLOYEES Management For For
AND OFFICERS TO INCREASE THE MAXIMUM AWARD THAT
A PARTICIPANT MAY RECEIVE IN A CALENDER YEAR
TO 250,000 SHARES OF RESTRICTED STOCK AND OPTIONS
TO PURCHASE 650,000 SHARES OF COMMON STOCK.
04 TO AMEND THE EQUITY AWARD PLAN FOR DIRECTORS Management For For
TO INCREASE BY 300,000 THE NUMBER OF SHARES OF
COMMON STOCK AUTHORIZED FOR ISSUANCE THEREUNDER.
05 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS COVANTA HOLDING CORPORATION S INDEPENDENT
AUDITORS FOR THE 2008 FISCAL YEAR.
NORTHRIM BANCORP, INC. NRIM ANNUAL MEETING DATE: 05/01/2008
ISSUER: 666762109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
R. MARC LANGLAND Management For For
LARRY S. CASH Management For For
MARK G. COPELAND Management For For
RONALD A. DAVIS Management For For
ANTHONY DRABEK Management For For
CHRISTOPHER N. KNUDSON Management For For
RICHARD L. LOWELL Management For For
IRENE SPARKS ROWAN Management For For
JOHN C. SWALLING Management For For
DAVID G. WIGHT Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 35 of 70
CURTISS-WRIGHT CORPORATION CW ANNUAL MEETING DATE: 05/02/2008
ISSUER: 231561101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
MARTIN R. BENANTE Management For For
S. MARCE FULLER Management For For
ALLEN A. KOZINSKI Management For For
CARL G. MILLER Management For For
WILLIAM B. MITCHELL Management For For
JOHN R. MYERS Management For For
JOHN B. NATHMAN Management For For
WILLIAM W. SIHLER Management For For
ALBERT E. SMITH Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS
FOR 2008.
PENNICHUCK CORPORATION PNNW ANNUAL MEETING DATE: 05/05/2008
ISSUER: 708254206 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
JANET M. HANSEN Management For For
HANNAH M. MCCARTHY Management For For
JAMES M. MURPHY Management For For
02 TO APPROVE THE PROPOSED AMENDMENT AND RESTATEMENT Management For For
OF THE PENNICHUCK CORPORATION 2000 STOCK OPTION
PLAN.
STARTEK, INC. SRT ANNUAL MEETING DATE: 05/05/2008
ISSUER: 85569C107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
ED ZSCHAU Management For For
P. KAY NORTON Management For For
ALBERT C. YATES Management For For
A. LAURENCE JONES Management For For
HARVEY A. WAGNER Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG, LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2008.
03 TO APPROVE THE STARTEK, INC. EMPLOYEE STOCK PURCHASE Management For For
PLAN.
04 TO APPROVE THE STARTEK, INC. 2008 EQUITY INCENTIVE Management Against Against
PLAN.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 36 of 70
STONERIDGE, INC. SRI ANNUAL MEETING DATE: 05/05/2008
ISSUER: 86183P102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
JOHN C. COREY Management For For
KIM KORTH Management For For
JEFFREY P. DRAIME Management For For
WILLIAM M. LASKY Management For For
SHELDON J. EPSTEIN Management For For
EARL L. LINEHAN Management For For
DOUGLAS C. JACOBS Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2008.
CONSOLIDATED COMMUNICATIONS HLDGS, INC. CNSL ANNUAL MEETING DATE: 05/06/2008
ISSUER: 209034107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
ROBERT J. CURREY Management For For
MARIBETH S. RAHE Management For For
02 APPROVAL OF ERNST & YOUNG, LLP, AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
HESKA CORPORATION HSKA ANNUAL MEETING DATE: 05/06/2008
ISSUER: 42805E108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
LOUISE L. MCCORMICK Management For For
JOHN F. SASEN, SR. Management For For
02 TO RATIFY THE APPOINTMENT OF EHRHARDT KEEFE STEINER Management For For
& HOTTMAN PC AS HESKA CORPORATION S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANT.
03 TO CONSIDER SUCH OTHER BUSINESS AS MAY PROPERLY Management For For
COME BEFORE THE 2008 ANNUAL MEETING.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 37 of 70
HICKORYTECH CORPORATION HTCO ANNUAL MEETING DATE: 05/06/2008
ISSUER: 429060106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
ROBERT D. ALTON JR. Management For For
JAMES W. BRACKE Management For For
R. WYNN KEARNEY JR. Management For For
DALE E. PARKER Management For For
MIDAS, INC. MDS ANNUAL MEETING DATE: 05/06/2008
ISSUER: 595626102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
THOMAS L. BINDLEY Management For For
ROBERT R. SCHOEBERL Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
THE INDEPENDENT AUDITORS OF MIDAS, INC. FOR THE
FISCAL YEAR ENDING JANUARY 3, 2009.
SHENANDOAH TELECOMMUNICATIONS COMPANY SHEN ANNUAL MEETING DATE: 05/06/2008
ISSUER: 82312B106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
DOUGLAS C. ARTHUR Management For For
TRACY FITZSIMMONS Management For For
JOHN W. FLORA Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2008.
YOUNG BROADCASTING INC. YBTVA ANNUAL MEETING DATE: 05/06/2008
ISSUER: 987434107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management
JEFFREY S. AMLING Management For For
ALFRED J. HICKEY, JR. Management For For
RICHARD C. LOWE Management Withheld Against
ALEXANDER T. MASON Management For For
DEBORAH A. MCDERMOTT Management Withheld Against
JAMES A. MORGAN Management Withheld Against
REID MURRAY Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 38 of 70
VINCENT J. YOUNG Management Withheld Against
02 TO APPROVE AN AMENDMENT OF OUR 2004 EQUITY INCENTIVE Management Against Against
PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON
STOCK AVAILABLE FOR ISSUANCE THEREUNDER.
YOUNG INNOVATIONS, INC. YDNT ANNUAL MEETING DATE: 05/06/2008
ISSUER: 987520103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
GEORGE E. RICHMOND Management For For
ALFRED E. BRENNAN Management For For
BRIAN F. BREMER Management For For
P.J. FERRILLO, JR. Management For For
RICHARD J. BLISS Management For For
AQUILA, INC. ILA ANNUAL MEETING DATE: 05/07/2008
ISSUER: 03840P102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
HERMAN CAIN Management For For
PATRICK J. LYNCH Management For For
NICHOLAS SINGER Management For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITORS FOR 2008.
ALPHARMA INC. ALO ANNUAL MEETING DATE: 05/08/2008
ISSUER: 020813101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
FINN BERG JACOBSEN Management For For
PETER W. LADELL Management For For
DEAN J. MITCHELL Management For For
RAMON M. PEREZ Management For For
DAVID C. U'PRICHARD Management For For
PETER G. TOMBROS Management For For
02 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Management Against Against
THE ALPHARMA INC. 2003 OMNIBUS INCENTIVE COMPENSATION
PLAN.
03 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Management For For
THE ALPHARMA INC. EMPLOYEE STOCK PURCHASE PLAN.
04 RATIFICATION OF THE APPOINTMENT OF BDO SEIDMAN, Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2008 FISCAL YEAR.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 39 of 70
BRUKER CORPORATION BRKR ANNUAL MEETING DATE: 05/08/2008
ISSUER: 116794108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
COLLIN J. D'SILVA Management For For
STEPHEN W. FESIK Management For For
DIRK D. LAUKIEN Management For For
RICHARD M. STEIN Management For For
BERNHARD WANGLER Management For For
02 TO CONSIDER AND ACT UPON A PROPOSAL TO RATIFY, Management For For
CONFIRM AND APPROVE THE SELECTION OF ERNST &
YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF BRUKER CORPORATION FOR FISCAL
2008.
PROLIANCE INTERNATIONAL, INC. PLI ANNUAL MEETING DATE: 05/08/2008
ISSUER: 74340R104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
BARRY R. BANDUCCI Management For For
CHARLES E. JOHNSON Management For For
VINCENT L. MARTIN Management For For
02 APPOINTMENT OF BDO SEIDMAN, LLP AS PROLIANCE Management For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
SEACOAST BANKING CORPORATION OF FLORIDA SBCF ANNUAL MEETING DATE: 05/08/2008
ISSUER: 811707306 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
STEPHEN E. BOHNER Management For For
T. MICHAEL CROOK Management For For
A. DOUGLAS GILBERT Management For For
DENNIS S. HUDSON, III Management For For
EDWIN E. WALPOLE, III Management For For
02 TO CONSIDER AND ACT UPON A PROPOSAL TO APPROVE Management Against Against
AND ADOPT SEACOAST S 2008 LONG-TERM INCENTIVE
PLAN.
03 TO GRANT THE PROXIES DISCRETIONARY AUTHORITY Management For For
TO VOTE TO ADJOURN THE ANNUAL MEETING FOR UP
TO 120 DAYS TO ALLOW FOR THE SOLICITATION OF
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 40 of 70
ADDITIONAL PROXIES IN THE EVENT THAT THERE ARE
INSUFFICIENT SHARES VOTED AT THE ANNUAL MEETING
TO APPROVE PROPOSAL 2.
SONIC INNOVATIONS, INC. SNCI ANNUAL MEETING DATE: 05/08/2008
ISSUER: 83545M109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
JAMES M. CALLAHAN Management For For
CRAIG L. MCKNIGHT Management For For
BEL FUSE INC. BELFA ANNUAL MEETING DATE: 05/09/2008
ISSUER: 077347201 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
AVI EDEN Management For For
ROBERT H. SIMANDL Management For For
02 WITH RESPECT TO THE RATIFICATION OF THE DESIGNATION Management For For
OF DELOITTE & TOUCHE LLP TO AUDIT BEL S BOOKS
AND ACCOUNTS FOR 2008.
FURMANITE CORPORATION FRM ANNUAL MEETING DATE: 05/12/2008
ISSUER: 361086101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
SANGWOO AHN Management For For
JOHN R. BARNES Management For For
CHARLES R. COX Management For For
HANS KESSLER Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 41 of 70
FLORIDA PUBLIC UTILITIES COMPANY FPU ANNUAL MEETING DATE: 05/13/2008
ISSUER: 341135101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
PAUL L. MADDOCK, JR. Management For For
DENNIS S. HUDSON III Management For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY S EMPLOYEE Management For For
STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF
SHARES OF COMMON STOCK AVAILABLE IN THIS PLAN
BY 125,000 SHARES.
03 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP Management For For
AS THE COMPANY S REGISTERED INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR 2008.
GRIFFIN LAND & NURSERIES, INC. GRIF ANNUAL MEETING DATE: 05/13/2008
ISSUER: 398231100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
W.J. CHURCHILL, JR. Management For For
EDGAR M. CULLMAN Management For For
DAVID M. DANZIGER Management For For
FREDERICK M. DANZIGER Management For For
THOMAS C. ISRAEL Management For For
ALAN PLOTKIN Management For For
DAVID F. STEIN Management For For
02 RATIFICATION OF THE SELECTION OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTANTS.
MAINE & MARITIMES CORPORATION MAM ANNUAL MEETING DATE: 05/13/2008
ISSUER: 560377103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
BRENT M. BOYLES Management For For
D. JAMES DAIGLE Management For For
DEBORAH L. GALLANT Management For For
LANCE A. SMITH Management For For
02 APPROVAL OF THE COMPANY S 2008 STOCK PLAN. Management For For
03 RATIFICATION OF THE SELECTION OF VITALE, CATURANO Management For For
& COMPANY AS THE COMPANY S INDEPENDENT AUDITORS
FOR 2008.
MINE SAFETY APPLIANCES COMPANY MSA ANNUAL MEETING DATE: 05/13/2008
ISSUER: 602720104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 42 of 70
WILLIAM M. LAMBERT* Management For For
DIANE M. PEARSE* Management For For
L. EDWARD SHAW, JR.* Management For For
THOMAS H. WITMER** Management For For
03 APPROVAL OF THE ADOPTION OF THE COMPANY S 2008 Management Against Against
MANAGEMENT EQUITY INCENTIVE PLAN.
04 APPROVAL OF THE ADOPTION OF THE COMPANY S 2008 Management Against Against
NON-EMPLOYEE DIRECTORS EQUITY INCENTIVE PLAN.
05 SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For
COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
QUIDEL CORPORATION QDEL ANNUAL MEETING DATE: 05/13/2008
ISSUER: 74838J101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
THOMAS D. BROWN Management For For
K.F. BUECHLER, PH.D. Management For For
ROD F. DAMMEYER Management For For
CAREN L. MASON Management For For
M.L POLAN, MD, PHD, MPH Management For For
MARK A. PULIDO Management For For
JACK W. SCHULER Management For For
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Management For For
OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2008.
THE FAIRCHILD CORPORATION FA ANNUAL MEETING DATE: 05/13/2008
ISSUER: 303698104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
DIDIER CHOIX Management For For
ROBERT E. EDWARDS Management For For
ANDREA GOREN Management For For
DANIEL LEBARD Management For For
GLENN MYLES Management For For
PHILIP S. SASSOWER Management For For
ERIC I. STEINER Management For For
JEFFREY J. STEINER Management For For
MICHAEL J. VANTUSKO Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 43 of 70
BIOLASE TECHNOLOGY, INC. BLTI ANNUAL MEETING DATE: 05/14/2008
ISSUER: 090911108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
1A ELECTION OF DIRECTOR: ROBERT M. ANDERTON, DDS Management For For
1B ELECTION OF DIRECTOR: GEORGE V. D ARBELOFF Management For For
1C ELECTION OF DIRECTOR: DANIEL S. DURRIE, M.D. Management For For
1D ELECTION OF DIRECTOR: NEIL J. LAIRD Management For For
1E ELECTION OF DIRECTOR: JAMES R. LARGENT Management For For
1F ELECTION OF DIRECTOR: FEDERICO PIGNATELLI Management For For
1G ELECTION OF DIRECTOR: JAKE ST. PHILIP Management For For
02 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
CONSOLIDATED WATER COMPANY LIMITED CWCO ANNUAL MEETING DATE: 05/14/2008
ISSUER: G23773107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
CARSON K. EBANKS Management For For
RICHARD L. FINLAY Management For For
CLARENCE B. FLOWERS JR. Management For For
FREDERICK W. MCTAGGART Management For For
JEFFREY M. PARKER Management For For
02 TO APPROVE THE COMPANY S 2008 EQUITY INCENTIVE Management Against Against
PLAN.
03 TO APPROVE THE INCREASE IN THE SHARE CAPITAL Management For For
OF THE COMPANY TO CI $ 12,500,000 DIVIDEND INTO
24,800,000 ORDINARY SHARES AND 200,000 REDEEMABLE
PREFERENCE SHARES.
04 TO RATIFY THE SELCTION OF RACHLIN LLP AS THE Management For For
INDEPENDENT ACCOUNTANTS FOR FISCAL YEAR ENDING
DECEMBER 31, 2008.
CORE MOLDING TECHNOLOGIES, INC. CMT ANNUAL MEETING DATE: 05/14/2008
ISSUER: 218683100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
KEVIN L. BARNETT Management For For
THOMAS R. CELLITTI Management For For
JAMES F. CROWLEY Management For For
RALPH O. HELLMOLD Management For For
MALCOLM M. PRINE Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 44 of 70
LODGENET INTERACTIVE CORPORATION LNET ANNUAL MEETING DATE: 05/14/2008
ISSUER: 540211109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
R.F. LEYENDECKER Management For For
VIKKI I. PACHERA Management For For
02 RATIFICATION OF THE 2008 SHAREHOLDER RIGHTS PLAN. Management Against Against
TO RATIFY THE 2008 SHAREHOLDER RIGHTS PLAN DATED
AS OF FEBRUARY 28, 2008 BETWEEN THE COMPANY AND
COMPUTERSHARE INVESTOR SERVICES, LLC, A DELAWARE
LIMITED LIABILITY COMPANY, AS RIGHTS AGENT.
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM. TO RATIFY THE APPOINTMENT
OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
SL INDUSTRIES, INC. SLI ANNUAL MEETING DATE: 05/14/2008
ISSUER: 784413106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management
GLEN M. KASSAN Management For For
J. DWANE BAUMGARDNER Management For For
JAMES R. HENDERSON Management Withheld Against
JOHN H. MCNAMARA, JR. Management For For
MARK E. SCHWARZ Management Withheld Against
AVRUM GRAY Management For For
JAMES A. RISHER Management For For
02 APPROVAL OF 2008 INCENTIVE STOCK PLAN. Management For For
03 RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON Management For For
LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF
THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2008.
UNITED-GUARDIAN, INC. UG ANNUAL MEETING DATE: 05/14/2008
ISSUER: 910571108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
DR. ALFRED R. GLOBUS Management For For
HENRY P. GLOBUS Management For For
ROBERT S. RUBINGER Management For For
KENNETH H. GLOBUS Management For For
LAWRENCE F. MAIETTA Management For For
ARTHUR M. DRESNER Management For For
ANDREW A. BOCCONE Management For For
C.W. NOLAN, SR. Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF EISNER Management For For
LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF
THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 45 of 70
WATTS WATER TECHNOLOGIES, INC. WTS ANNUAL MEETING DATE: 05/14/2008
ISSUER: 942749102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
ROBERT L. AYERS Management For For
RICHARD J. CATHCART Management For For
TIMOTHY P. HORNE Management For For
RALPH E. JACKSON, JR. Management For For
KENNETH J. MCAVOY Management For For
JOHN K. MCGILLICUDDY Management For For
GORDON W. MORAN Management For For
DANIEL J. MURPHY, III Management For For
PATRICK S. O'KEEFE Management For For
02 TO APPROVE THE COMPANY S EXECUTIVE INCENTIVE Management For For
BONUS PLAN.
03 TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY Management For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE CURRENT FISCAL YEAR.
BERKSHIRE BANCORP INC. BERK ANNUAL MEETING DATE: 05/15/2008
ISSUER: 084597202 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
WILLIAM L. COHEN Management For For
MARTIN A. FISCHER Management For For
MOSES KRAUSZ Management For For
MOSES MARX Management For For
STEVEN ROSENBERG Management For For
RANDOLPH B. STOCKWELL Management For For
EXACTECH, INC. EXAC ANNUAL MEETING DATE: 05/15/2008
ISSUER: 30064E109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
WILLIAM B. LOCANDER Management For For
JAMES G. BINCH Management For For
DAVID PETTY Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 46 of 70
PARDEE RESOURCES COMPANY PDER ANNUAL MEETING DATE: 05/15/2008
ISSUER: 699437109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
WILLIAM G. FOULKE, JR. Management For For
MATTHEW W. HALL Management For For
GEORGE D. CURTIN III Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST AND Management For For
YOUNG, LLP AS THE INDEPENDENT AUDITORS OF THE
COMPANY FOR FISCAL YEAR 2008
STANDARD MOTOR PRODUCTS, INC. SMP ANNUAL MEETING DATE: 05/15/2008
ISSUER: 853666105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
ROBERT M. GERRITY Management For For
PAMELA FORBES LIEBERMAN Management For For
ARTHUR S. SILLS Management For For
LAWRENCE I. SILLS Management For For
PETER J. SILLS Management For For
FREDERICK D. STURDIVANT Management For For
WILLAM H. TURNER Management For For
RICHARD S. WARD Management For For
ROGER M. WIDMANN Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT THORNTON Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2008.
TYLER TECHNOLOGIES, INC. TYL ANNUAL MEETING DATE: 05/15/2008
ISSUER: 902252105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
DONALD R. BRATTAIN Management For For
J. LUTHER KING, JR. Management For For
JOHN S. MARR, JR. Management For For
G. STUART REEVES Management For For
MICHAEL D. RICHARDS Management For For
DUSTIN R. WOMBLE Management For For
JOHN M. YEAMAN Management For For
02 AMENDMENT TO THE TYLER STOCK OPTION PLAN. Management Against Against
03 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
AUDITORS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 47 of 70
ICU MEDICAL, INC. ICUI ANNUAL MEETING DATE: 05/16/2008
ISSUER: 44930G107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
JOHN J. CONNORS Management For For
M.T KOVALCHIK, III, M.D Management For For
JOSEPH R. SAUCEDO Management For For
02 PROPOSAL TO APPROVE PERFORMANCE-BASED BONUSES Management For For
FOR EXECUTIVE OFFICERS
CITADEL BROADCASTING CORPORATION CDL ANNUAL MEETING DATE: 05/19/2008
ISSUER: 17285T106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
MICHAEL J. REGAN Management For For
THOMAS V. REIFENHEISER Management For For
HERBERT J. SIEGEL Management For For
02 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP TO SERVE AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER
31, 2008.
03 TO PROVIDE FARID SULEMAN AND JACQUELYN J. ORR Management For For
WITH DISCRETIONARY AUTHORITY TO ACT UPON SUCH
OTHER MATTERS AS MAY PROPERLY COME BEFORE THE
MEETING.
DEXCOM INC DXCM ANNUAL MEETING DATE: 05/19/2008
ISSUER: 252131107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
SEAN D. CARNEY Management For For
03 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Management For For
OF OUR BOARD OF DIRECTORS OF ERNST & YOUNG LLP
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
02 TO AMEND TO OUR 2005 EQUITY INCENTIVE PLAN TO Management Against Against
INCREASE THE NUMBER OF AUTHORIZED SHARES UNDER
THE PLAN BY 1,250,000.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 48 of 70
GATEWAY FINANCIAL HOLDINGS, INC. GBTS ANNUAL MEETING DATE: 05/19/2008
ISSUER: 368140109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
D. BEN BERRY Management For For
JIMMIE DIXON, JR. Management For For
ROBERT Y. GREEN, JR. Management For For
W. TAYLOR JOHNSON, JR. Management For For
WILLIAM A. PAULETTE Management For For
THE INVENTURE GROUP, INC. SNAK ANNUAL MEETING DATE: 05/19/2008
ISSUER: 461214108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
ASHTON D. ASENSIO Management For For
MACON BRYCE EDMONSON Management For For
MARK S. HOWELLS Management For For
ERIC J. KUFEL Management For For
LARRY R. POHILL Management For For
ITZHAK REICHMAN Management For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE INVENTURE Management Against Against
GROUP, INC. 2005 EQUITY PLAN TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR
ISSUANCE BY 500,000.
ADAMS GOLF, INC. ADGF ANNUAL MEETING DATE: 05/20/2008
ISSUER: 006228209 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
JOHN M. GREGORY Management For For
ROBERT D. ROGERS Management For For
02 DIRECTORS PROPOSAL - RATIFY THE APPOINTMENT Management For For
OF KBA GROUP LLP AS THE COMPANY S INDEPENDENT
AUDITORS FOR 2008.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 49 of 70
CAVALIER HOMES, INC. CAV ANNUAL MEETING DATE: 05/20/2008
ISSUER: 149507105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
T.A. BROUGHTON, III Management For For
BARRY B. DONNELL Management For For
LEE ROY JORDAN Management For For
DAVID A. ROBERSON Management For For
BOBBY TESNEY Management For For
J. DON WILLIAMS Management For For
02 PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT Management For For
OF CARR, RIGGS & INGRAM, LLC AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR CAVALIER HOMES, INC.
FLUSHING FINANCIAL CORPORATION FFIC ANNUAL MEETING DATE: 05/20/2008
ISSUER: 343873105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
MICHAEL J. HEGARTY Management For For
JOHN J. MCCABE Management For For
DONNA M. O'BRIEN Management For For
MICHAEL J. RUSSO Management For For
02 APPROVAL OF AN AMENDMENT TO THE COMPANY S 2005 Management Against Against
OMNIBUS INCENTIVE PLAN.
03 RATIFICATION OF APPOINTMENT OF GRANT THORNTON, Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR YEAR ENDING DECEMBER 31, 2008.
GRAFTECH INTERNATIONAL LTD. GTI ANNUAL MEETING DATE: 05/20/2008
ISSUER: 384313102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
MARY B. CRANSTON Management For For
HAROLD E. LAYMAN Management For For
FERRELL P. MCCLEAN Management For For
MICHAEL C. NAHL Management For For
FRANK A. RIDDICK III Management For For
CRAIG S. SHULAR Management For For
MGE ENERGY, INC. MGEE ANNUAL MEETING DATE: 05/20/2008
ISSUER: 55277P104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
LONDA J. DEWEY Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 50 of 70
REGINA M. MILLNER Management For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP FOR Management For For
2008
NATIONAL PRESTO INDUSTRIES, INC. NPK ANNUAL MEETING DATE: 05/20/2008
ISSUER: 637215104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
MELVIN S. COHEN Management For For
JOSEPH G. STIENESSEN Management For For
COMMUNICATIONS SYSTEMS, INC. JCS ANNUAL MEETING DATE: 05/21/2008
ISSUER: 203900105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
EDWIN C. FREEMAN Management For For
LUELLA GROSS GOLDBERG Management For For
RANDALL D. SAMPSON Management For For
MIDDLESEX WATER COMPANY MSEX ANNUAL MEETING DATE: 05/21/2008
ISSUER: 596680108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
J.R. MIDDLETON, M.D. Management For For
JEFFRIES SHEIN Management For For
J. RICHARD TOMPKINS Management For For
02 APPROVAL OF THE NEW 2008 RESTRICTED STOCK PLAN. Management For For
03 APPROVAL OF THE OUTSIDE DIRECTOR STOCK COMPENSATION Management For For
PLAN.
PREMD INC. PME SPECIAL MEETING DATE: 05/21/2008
ISSUER: 74047Y105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
02 TO APPOINT ERNST & YOUNG LLP, CHARTERED ACCOUNTANTS, Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 51 of 70
AS AUDITOR OF THE CORPORATION FOR THE ENSUING
YEAR AND TO AUTHORIZE THE BOARD OF DIRECTORS
TO FIX THE REMUNERATION TO BE PAID TO THE AUDITOR.
01 TO ELECT THE PROPOSED NOMINEES SET FORTH IN THE Management For For
MANAGEMENT INFORMATION CIRCULAR FURNISHED IN
CONNECTION WITH THE MEETING AS DIRECTORS OF THE
CORPORATION.
03 TO CONSIDER, AND IF DEEMED ADVISABLE, PASS, WITH Management For For
OR WITHOUT VARIATION, A RESOLUTION CONFIRMING
THE ADOPTION OF BY-LAW 2A OF THE CORPORATION,
AS MORE FULLY DESCRIBED IN THE ACCOMPANYING MANAGEMENT
INFORMATION CIRCULAR.
PRIMEDIA INC. PRM ANNUAL MEETING DATE: 05/21/2008
ISSUER: 74157K846 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31,
2008.
01 DIRECTOR Management For
DAVID A. BELL Management For For
BEVERLY C. CHELL Management For For
DANIEL T. CIPORIN Management For For
MEYER FELDBERG Management For For
PERRY GOLKIN Management For For
H. JOHN GREENIAUS Management For For
DEAN B. NELSON Management For For
KEVIN J. SMITH Management For For
THOMAS C. UGER Management For For
VIRGIN MEDIA INC VMED ANNUAL MEETING DATE: 05/21/2008
ISSUER: 92769L101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
WILLIAM R. HUFF Management For For
JAMES F. MOONEY Management For For
02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Management For For
OF ERNST & YOUNG AS INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2008
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 52 of 70
I-FLOW CORPORATION IFLO ANNUAL MEETING DATE: 05/22/2008
ISSUER: 449520303 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
JOHN H. ABELES Management For For
DONALD M. EARHART Management For For
HENRY TSUTOMU TAI Management For For
02 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF I-FLOW CORPORATION FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2008
PAIN THERAPEUTICS, INC. PTIE ANNUAL MEETING DATE: 05/22/2008
ISSUER: 69562K100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
ROBERT Z. GUSSIN, PH.D. Management For For
02 TO APPROVE ADOPTION OF THE 2008 EQUITY INCENTIVE Management Against Against
PLAN AND THE NUMBER OF SHARES RESERVED FOR ISSUANCE
THEREUNDER (PROPOSAL TWO).
03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
TO THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2008 (PROPOSAL THREE).
TRIMBLE NAVIGATION LIMITED TRMB ANNUAL MEETING DATE: 05/22/2008
ISSUER: 896239100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
STEVEN W. BERGLUND Management For For
JOHN B. GOODRICH Management For For
WILLIAM HART Management For For
MERIT E. JANOW Management For For
ULF J. JOHANSSON Management For For
BRADFORD W. PARKINSON Management For For
NICKOLAS W. VANDE STEEG Management For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY S EMPLOYEE Management For For
STOCK PURCHASE PLAN.
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE INDEPENDENT AUDITOR OF THE COMPANY FOR
THE CURRENT FISCAL YEAR ENDING JANUARY 2, 2009.
04 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For
COME BEFORE THE MEETING OR ANY ADJOURNMENT(S)
THEREOF.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 53 of 70
ACERGY S.A. ACGY ANNUAL MEETING DATE: 05/23/2008
ISSUER: 00443E104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 TO CONSIDER REPORT OF (I) DELOITTE S.A., LUXEMBOURG, Management For *Management Position Unknown
(II) THE MAITLAND LUXEMBOURG, S.A., AND (III)
THE BOARD OF THE COMPANY.
02 TO APPROVE THE UNCONSOLIDATED BALANCE SHEET AND Management For *Management Position Unknown
STATEMENTS OF PROFIT AND LOSS OF THE COMPANY
FOR THE FISCAL YEAR ENDED NOVEMBER 30, 2007.
03 TO APPROVE THE CONSOLIDATED BALANCE SHEET AND Management For *Management Position Unknown
STATEMENTS OF OPERATIONS OF THE COMPANY.
04 TO DISCHARGE THE BOARD OF DIRECTORS AND STATUTORY Management For *Management Position Unknown
AUDITORS OF THE COMPANY IN RESPECT OF THE PROPER
PERFORMANCE OF THEIR DUTIES FOR THE FISCAL YEAR
ENDED NOVEMBER 30, 2007.
05 TO AUTHORIZE THE COMPANY, OR ANY WHOLLY-OWNED Management For *Management Position Unknown
SUBSIDIARY, TO PURCHASE COMMON SHARES OF THE COMPANY.
06 TO ELECT EIGHT DIRECTORS OF THE COMPANY TO HOLD Management For *Management Position Unknown
OFFICE UNTIL THE NEXT ANNUAL GENERAL MEETING
OF SHAREHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS
HAVE BEEN DULY ELECTED.
07 TO ELECT STATUTORY AUDITORS TO REPORT ON THE Management For *Management Position Unknown
UNCONSOLIDATED AND INDEPENDENT AUDITORS TO AUDIT
CONSOLIDATED FINANCIAL STATEMENTS.
08 TO APPROVE THE DETERMINATION OF DIVIDENDS OF Management For *Management Position Unknown
THE COMPANY FOR THE FISCAL YEAR ENDED NOVEMBER
30, 2007.
09 TO APPROVE THE AMENDMENT TO THE 2003 STOCK OPTION Management For *Management Position Unknown
PLAN AND THE FRENCH STOCK OPTION PLAN.
THE BOSTON BEER COMPANY, INC. SAM ANNUAL MEETING DATE: 05/23/2008
ISSUER: 100557107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
DAVID A. BURWICK Management For For
PEARSON C. CUMMIN, III Management For For
JEAN-MICHEL VALETTE Management For For
CALIFORNIA WATER SERVICE GROUP CWT ANNUAL MEETING DATE: 05/27/2008
ISSUER: 130788102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
DOUGLAS M. BROWN Management For For
ROBERT W. FOY Management For For
EDWIN A. GUILES Management For For
E.D. HARRIS, JR. M.D. Management For For
BONNIE G. HILL Management For For
RICHARD P. MAGNUSON Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 54 of 70
LINDA R. MEIER Management For For
PETER C. NELSON Management For For
GEORGE A. VERA Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE GROUP FOR 2008.
SONESTA INTERNATIONAL HOTELS CORPORATION SNSTA ANNUAL MEETING DATE: 05/27/2008
ISSUER: 835438409 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
G. ABRAMS Management For For
J. BOWER Management For For
C. CLARK Management For For
I. MANN Management For For
P. SONNABEND Management For For
R. SONNABEND Management For For
STEPHANIE SONNABEND Management For For
STEPHEN SONNABEND Management For For
J. TEMPEL Management For For
TRANSACT TECHNOLOGIES INCORPORATED TACT ANNUAL MEETING DATE: 05/28/2008
ISSUER: 892918103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
01 DIRECTOR Management For
THOMAS R. SCHWARZ Management For For
BART C. SHULDMAN Management For For
BEASLEY BROADCAST GROUP, INC. BBGI ANNUAL MEETING DATE: 05/29/2008
ISSUER: 074014101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
GEORGE G. BEASLEY* Management For For
BRUCE G. BEASLEY* Management For For
CAROLINE BEASLEY* Management For For
BRIAN E. BEASLEY* Management For For
JOE B. COX* Management For For
ALLEN B. SHAW* Management For For
MARK S. FOWLER** Management For For
HERBERT W. MCCORD** Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 55 of 70
MULTIMEDIA GAMES, INC. MGAM ANNUAL MEETING DATE: 05/29/2008
ISSUER: 625453105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
MICHAEL J. MAPLES, SR. Management For For
NEIL E. JENKINS Management For For
EMANUEL R. PEARLMAN Management For For
ROBERT D. REPASS Management For For
JOHN M. WINKELMAN Management For For
02 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
OF MULTIMEDIA GAMES, INC. FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2008.
NARA BANCORP, INC. NARA ANNUAL MEETING DATE: 05/29/2008
ISSUER: 63080P105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
HOWARD N. GOULD Management For For
MIN J. KIM Management For For
JESUN PAIK Management For For
H.M. PARK (J.H. PARK) Management For For
KI SUH PARK Management For For
TERRY SCHWAKOPF Management For For
JAMES P. STAES Management For For
SCOTT YOON-SUK WHANG Management For For
02 THE RATIFICATION OF THE SELECTION OF CROWE CHIZEK Management For For
AND COMPANY LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2008.
NEW ULM TELECOM, INC. NULM ANNUAL MEETING DATE: 05/29/2008
ISSUER: 649060100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
PAUL ERICK Management For For
DUANE LAMBRECHT Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 56 of 70
CTS CORPORATION CTS ANNUAL MEETING DATE: 05/30/2008
ISSUER: 126501105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
W.S. CATLOW Management For For
L.J. CIANCIA Management For For
T.G. CODY Management For For
P.K. COLLAWN Management For For
G.H. FRIELING, JR. Management For For
R.R. HEMMINGHAUS Management For For
M.A. HENNING Management For For
V.M. KHILNANI Management For For
R.A. PROFUSEK Management For For
02 RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON Management For For
LLP AS CTS INDEPENDENT PUBLIC AUDIT FIRM.
INTEGRITY MUTUAL FUNDS, INC. IMFD ANNUAL MEETING DATE: 05/30/2008
ISSUER: 45820C106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
VANCE A. CASTLEMAN Management For For
VAUNE M. CRIPE Management For For
JEFFREY A. CUMMER Management For For
PETER A. QUIST Management For For
MYRON D. THOMPSON Management For For
RICHARD H. WALSTAD Management For For
02 THE RATIFICATION OF THE APPOINTMENT OF BRADY, Management For For
MARTZ & ASSOCIATES, P.C. AS THE COMPANY S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER
31, 2008.
STAMFORD INDUSTRIAL GROUP, INC. STMF.PK ANNUAL MEETING DATE: 06/02/2008
ISSUER: 852685106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
WARREN B. KANDERS Management For For
NICHOLAS SOKOLOW Management For For
DAVID A. JONES Management For For
02 TO APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED Management For For
CERTIFICATE OF INCORPORATION TO EFFECT A REVERSE
STOCK SPLIT OF OUR COMMON STOCK, AT AN EXCHANGE
RATIO RANGING FROM ONE-TO-TWO TO ONE-TO-FIVE.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 57 of 70
ACME COMMUNICATIONS, INC. ACME ANNUAL MEETING DATE: 06/03/2008
ISSUER: 004631107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
JAMIE KELLNER Management For For
DOUGLAS GEALY Management For For
THOMAS ALLEN Management For For
JOHN CONLIN Management For For
MICHAEL CORRIGAN Management For For
THOMAS EMBRESCIA Management For For
FREDERICK WASSERMAN Management For For
02 TO RATIFY THE APPOINTMENT OF MAYER HOFFMAN MCCANN Management For For
P.C. AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2008.
AMICAS, INC. AMCS ANNUAL MEETING DATE: 06/03/2008
ISSUER: 001712108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
PHILLIP M. BERMAN, M.D. Management For For
STEPHEN J. DENELSKY Management For For
JOSEPH D. HILL Management For For
S.N. KAHANE, M.D., M.S. Management For For
STEPHEN J. LIFSHATZ Management For For
DAVID B. SHEPHERD Management For For
JOHN J. SVIOKLA Management For For
02 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR AMICAS, INC. FOR THE YEAR ENDING DECEMBER
31, 2008.
GRAY TELEVISION INC GTN ANNUAL MEETING DATE: 06/04/2008
ISSUER: 389375106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
RICHARD L. BOGER Management For For
RAY M. DEAVER Management For For
T.L. ELDER Management For For
HILTON H. HOWELL, JR. Management For For
WILLIAM E. MAYHER, III Management For For
ZELL B. MILLER Management For For
HOWELL W. NEWTON Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 58 of 70
HUGH E. NORTON Management For For
ROBERT S. PRATHER, JR. Management For For
HARRIETT J. ROBINSON Management For For
J. MACK ROBINSON Management For For
HAWK CORPORATION HWK ANNUAL MEETING DATE: 06/04/2008
ISSUER: 420089104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
ANDREW T. BERLIN Management For For
PAUL R. BISHOP Management For For
JACK F. KEMP Management For For
RICHARD T. MARABITO Management For For
DAN T. MOORE, III Management For For
02 APPROVAL OF AMENDMENTS TO AND THE RESTATEMENT Management Against Against
OF THE HAWK CORPORATION 2000 LONG TERM INCENTIVE
PLAN.
03 APPROVAL OF THE ANNUAL INCENTIVE PLAN AS Management For For
PERFORMANCE-BASED COMPENSATION.
SALEM COMMUNICATIONS CORPORATION SALM ANNUAL MEETING DATE: 06/04/2008
ISSUER: 794093104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
1A ELECTION OF DIRECTOR: STUART W. EPPERSON Management For For
1B ELECTION OF DIRECTOR: EDWARD G. ATSINGER III Management For For
1C ELECTION OF DIRECTOR: DAVID DAVENPORT Management For For
1D ELECTION OF DIRECTOR: ERIC H. HALVORSON Management For For
1E ELECTION OF DIRECTOR: ROLAND S. HINZ Management For For
1F ELECTION OF DIRECTOR: PAUL PRESSLER Management For For
1G ELECTION OF DIRECTOR: RICHARD A. RIDDLE Management For For
1H ELECTION OF DIRECTOR: DENNIS M. WEINBERG Management For For
TRAILER BRIDGE, INC. TRBR ANNUAL MEETING DATE: 06/04/2008
ISSUER: 892782103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
ROBERT P. BURKE Management For For
JOHN D. MCCOWN Management For For
MALCOM P. MCLEAN, JR. Management For For
GREGGORY B. MENDENHALL Management For For
DOUGLAS E. SCHIMMEL Management For For
ALLEN L. STEVENS Management For For
NICKEL VAN REESEMA Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 59 of 70
URANIUM RESOURCES, INC. URRE ANNUAL MEETING DATE: 06/04/2008
ISSUER: 916901507 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
PAUL K. WILLMOTT Management For For
DAVID N. CLARK Management For For
GEORGE R. IRELAND Management For For
LELAND O. ERDAHL Management For For
TERENCE J. CRYAN Management For For
MARVIN K. KAISER Management For For
02 RATIFICATION OF HEIN & ASSOCIATES, LLP. PROPOSAL Management For For
TO RATIFY THE SELECTION OF HEIN & ASSOCIATES,
LLP, INDEPENDENT ACCOUNTANTS, AS THE INDEPENDENT
AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2008.
CANTERBURY PARK HOLDING CORPORATION ECP ANNUAL MEETING DATE: 06/05/2008
ISSUER: 13811E101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
PATRICK R. CRUZEN Management For For
CARIN J. OFFERMAN Management For For
CURTIS A. SAMPSON Management For For
RANDALL D. SAMPSON Management For For
DALE H. SCHENIAN Management For For
BURTON F. DAHLBERG Management For For
ELECTRONIC SYSTEMS TECHNOLOGY, INC. ELST ANNUAL MEETING DATE: 06/06/2008
ISSUER: 285848107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
TOM L. KIRCHNER Management For For
MICHAEL S. BROWN Management For For
02 TO RATIFY MOE O SHAUGHNESSY & ASSOCIATES, P.S. Management For For
AS INDEPENDENT AUDITORS AND TAX SERVICE PROVIDER
FOR THE CORPORATION FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2008.
03 IN HIS DISCRETION THE PROXY IS HEREBY AUTHORIZED Management For For
TO VOTE UPON SUCH OTHER MATTERS AS MAY PROPERLY
COME BEFORE THE MEETING.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 60 of 70
LADENBURG THALMANN FINL SVCS INC. LTS ANNUAL MEETING DATE: 06/06/2008
ISSUER: 50575Q102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
02 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Management For For
TO VOTE UPON SUCH OTHER BUSINESS AS MAY COME
BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF.
01 DIRECTOR Management For
HENRY C. BEINSTEIN Management For For
ROBERT J. EIDE Management For For
PHILLIP FROST, M.D. Management For For
BRIAN S. GENSON Management For For
SAUL GILINSKI Management For For
DR. RICHARD M. KRASNO Management For For
RICHARD J. LAMPEN Management For For
HOWARD M. LORBER Management For For
JEFFREY S. PODELL Management For For
RICHARD J. ROSENSTOCK Management For For
MARK ZEITCHICK Management For For
NATIONAL PATENT DEV CORP NPDV ANNUAL MEETING DATE: 06/10/2008
ISSUER: 637132101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
HARVEY P. EISEN Management For For
JOHN C. BELKNAP Management For For
TALTON R. EMBRY Management For For
SCOTT N. GREENBERG Management For For
LAWRENCE G. SCHAFRAN Management For For
02 TO RATIFY THE APPOINTMENT OF EISNER LLP AS THE Management For For
COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2008 FISCAL YEAR.
OUTDOOR CHANNEL HOLDINGS, INC. OUTD ANNUAL MEETING DATE: 06/10/2008
ISSUER: 690027206 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
AJIT M. DALVI Management For For
DAVID D. KINLEY Management For For
MICHAEL L. PANDZIK Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2008.
03 TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE Management Against Against
COMPANY S 2004 LONG-TERM INCENTIVE PLAN.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 61 of 70
BRESLER & REINER, INC. BRER ANNUAL MEETING DATE: 06/11/2008
ISSUER: 107336109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
BENJAMIN C. AUGER Management For For
CHARLES S. BRESLER Management For For
SIDNEY M. BRESLER Management For For
GARY F. BULMASH Management For For
JOHN P. CASEY Management For For
MICHAEL W. MALAFRONTE Management For For
GRETCHEN M. DUDNEY Management For For
BURTON J. REINER Management For For
RANDALL L. REINER Management For For
02 RATIFICATION OF THE SELECTION OF ARONSON & COMPANY Management For For
AS THE COMPANY S INDEPENDENT AUDITORS FOR FISCAL
YEAR 2008.
EDGEWATER TECHNOLOGY, INC. EDGW ANNUAL MEETING DATE: 06/11/2008
ISSUER: 280358102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
05 TO RATIFY AND APPROVE THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE COMPANY.
04 APPROVAL OF THE EDGEWATER TECHNOLOGY, INC. 2008 Management Against Against
INTERIM INCENTIVE PLAN.
03 APPROVAL OF THE EDGEWATER TECHNOLOGY, INC. 2008 Management Against Against
OMNIBUS INCENTIVE PLAN.
02 APPROVAL OF THE EDGEWATER TECHNOLOGY, INC. 2008 Management For For
EMPLOYEE STOCK PURCHASE PLAN.
01 DIRECTOR Management For
CLETE T. BREWER Management For For
PAUL E. FLYNN Management For For
PAUL GUZZI Management For For
NANCY L. LEAMING Management For For
MICHAEL R. LOEB Management For For
SHIRLEY SINGLETON Management For For
BARRY B. WHITE Management For For
WAYNE WILSON Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 62 of 70
NEW YORK COMMUNITY BANCORP, INC. NYB ANNUAL MEETING DATE: 06/11/2008
ISSUER: 649445103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
DOMINICK CIAMPA Management For For
W.C. FREDERICK, M.D. Management For For
MAX L. KUPFERBERG Management For For
SPIROS J. VOUTSINAS Management For For
ROBERT WANN Management For For
02 THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF NEW YORK COMMUNITY BANCORP, INC. FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2008.
OPKO HEALTH INC OPK ANNUAL MEETING DATE: 06/11/2008
ISSUER: 68375N103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
PHILLIP FROST, M.D. Management For For
JANE H. HSIAO, PH.D. Management For For
STEVEN D. RUBIN Management For For
ROBERT A. BARON Management For For
THOMAS E. BEIER Management For For
P.J. GOLDSCHMIDT, M.D. Management For For
RICHARD A. LERNER, M.D. Management For For
JOHN A. PAGANELLI Management For For
R.C. PFENNIGER, JR. Management For For
MICHAEL REICH Management For For
WILSHIRE BANCORP, INC. WIBC ANNUAL MEETING DATE: 06/11/2008
ISSUER: 97186T108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
STEVEN KOH Management For For
GAPSU KIM Management For For
LAWRENCE JEON Management For For
FRED MAUTNER Management For For
02 PROPOSAL TO APPROVE AND ADOPT OF THE WILSHIRE Management Against Against
BANCORP, INC., 2008 STOCK INCENTIVE PLAN.
03 TO APPROVE A SHAREHOLDER PROPOSAL REGARDING THE Shareholder Against For
CLASSIFICATION OF OUR BOARD OF DIRECTORS THAT
MAY BE PRESENTED AT THE ANNUAL MEETING.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 63 of 70
INVERNESS MEDICAL INNOVATIONS, INC. IMA ANNUAL MEETING DATE: 06/12/2008
ISSUER: 46126P106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
JOHN F. LEVY Management For For
JERRY MCALEER, PH.D. Management For For
JOHN A. QUELCH Management For For
02 APPROVE AN AMENDMENT TO INVERNESS MEDICAL INNOVATIONS, Management For For
INC. S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION,
AS AMENDED, TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK BY 50,000,000, FROM 100,000,000
TO 150,000,000.
03 APPROVE AN INCREASE TO THE NUMBER OF SHARES OF Management For For
COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE
INVERNESS MEDICAL INNOVATIONS, INC. 2001 EMPLOYEE
STOCK PURCHASE PLAN BY 500,000, FROM 500,000
TO 1,000,000.
04 APPROVE OUR ABILITY TO ISSUE AS MANY SHARES OF Management For For
COMMON STOCK AS MAY BE REQUIRED TO ALLOW FOR
THE FULL CONVERSION OF OUR PROPOSED SERIES B
CONVERTIBLE PERPETUAL PREFERRED STOCK (SERIES
B PREFERRED STOCK) AND FULL PAYMENT OF THE DIVIDENDS
ON THE SERIES B PREFERRED STOCK, ALL IN ACCORDANCE
WITH THE TERMS OF THE SERIES B PREFERRED STOCK.
05 RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2008.
ZORAN CORPORATION ZRAN ANNUAL MEETING DATE: 06/12/2008
ISSUER: 98975F101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
LEVY GERZBERG, PH.D. Management For For
UZIA GALIL Management For For
RAYMOND A. BURGESS Management For For
JAMES D. MEINDL, PH.D. Management For For
JAMES B. OWENS, JR. Management For For
DAVID RYNNE Management For For
ARTHUR B. STABENOW Management For For
PHILIP M. YOUNG Management For For
02 TO APPROVE AN INCREASE IN THE MAXIMUM AGGREGATE Management Against Against
NUMBER OF SHARES THAT MAY BE ISSUED UNDER THE
COMPANY S 2005 EQUITY INCENTIVE PLAN BY 2,500,000
SHARES.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2008.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 64 of 70
KEWEENAW LAND ASSOCIATION, LIMITED KEWL CONTESTED ANNUAL MEETING DATE: 06/16/2008
ISSUER: 493026108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
RONALD S. GUTSTEIN Management For *Management Position Unknown
SCOTT FRISOLI Management For *Management Position Unknown
CHEROKEE INTERNATIONAL CORPORATION CHRK ANNUAL MEETING DATE: 06/17/2008
ISSUER: 164450108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
RAYMOND MEYER Management For For
JEFFREY FRANK Management For For
JOHN MICHAL CONAWAY Management For For
CLARK MICHAEL CRAWFORD Management For For
DANIEL LUKAS Management For For
LARRY SCHWERIN Management For For
EDWARD PHILIP SMOOT Management For For
02 TO RATIFY THE SELECTION OF MAYER HOFFMAN MCCANN Management For For
P.C. AS THE COMPANY S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 28, 2008.
EVERGREEN ENERGY INC. EEE ANNUAL MEETING DATE: 06/17/2008
ISSUER: 30024B104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
03 RATIFICATION OF SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
02 APPROVAL OF AMENDMENTS TO OUR RESTATED CERTIFICATE Management For For
OF INCORPORATION TO DECLASSIFY OUR BOARD OF DIRECTORS
1D ELECTION OF DIRECTOR: WILLIAM H. WALKER, JR. Management For For
1C ELECTION OF DIRECTOR: JAMES S. PIGNATELLI Management For For
1B ELECTION OF DIRECTOR: JACK C. PESTER Management For For
1A ELECTION OF DIRECTOR: ROBERT J. CLARK Management For For
LANGER, INC. GAIT ANNUAL MEETING DATE: 06/17/2008
ISSUER: 515707107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
WARREN B. KANDERS Management For For
PETER A. ASCH Management For For
STEPHEN M. BRECHER Management For For
BURTT R. EHRLICH Management For For
STUART P. GREENSPON Management For For
W. GRAY HUDKINS Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 65 of 70
02 TO CONSIDER AND VOTE UPON A PROPOSAL TO RATIFY Management For For
THE APPOINTMENT OF BDO SEIDMAN, LLP, AS THE COMPANY
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2008.
03 IN THEIR DISCRETION, THE NAMED PROXIES ARE AUTHORIZED Management For For
TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY
COME BEFORE THE ANNUAL MEETING, OR ANY ADJOURNMENTS
OR POSTPONEMENTS THEREOF.
INDUSTRIAL DISTRIBUTION GROUP, INC. IDGR SPECIAL MEETING DATE: 06/18/2008
ISSUER: 456061100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF APRIL 25, 2008, AMONG EIGER HOLDCO,
LLC (EIGER), EIGER MERGER CORPORATION (MERGER
SUB), A WHOLLY-OWNED SUBSIDIARY OF EIGER, AND
INDUSTRIAL DISTRIBUTION GROUP, INC. (THE MERGER
AGREEMENT).
02 ADJOURNMENT OR POSTPONEMENT THE SPECIAL MEETING, Management For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT (ADJOURNMENT OR POSTPONEMENT).
NMT MEDICAL, INC. NMTI ANNUAL MEETING DATE: 06/18/2008
ISSUER: 629294109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2008.
01 DIRECTOR Management For
JOHN E. AHERN Management For For
CHERYL L. CLARKSON Management For For
DANIEL F. HANLEY, M.D. Management For For
JAMES E. LOCK, M.D. Management For For
JAMES J. MAHONEY, JR. Management For For
FRANCIS J. MARTIN Management For For
DAVID L. WEST, PHD, MPH Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 66 of 70
PATRIOT NATIONAL BANCORP, INC. PNBK ANNUAL MEETING DATE: 06/18/2008
ISSUER: 70336F104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
02 PROPOSAL TO RATIFY THE APPOINTMENT OF MCGLADREY Management For For
& PULLEN, LLP AS INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2008.
01 DIRECTOR Management For
ANGELO DE CARO Management For For
JOHN J. FERGUSON Management For For
BRIAN A. FITZGERALD Management For For
JOHN A. GEOGHEGAN Management For For
L. MORRIS GLUCKSMAN Management For For
CHARLES F. HOWELL Management For For
MICHAEL F. INTRIERI Management For For
ROBERT F. O'CONNELL Management For For
PHILIP W. WOLFORD Management For For
SRS LABS, INC. SRSL ANNUAL MEETING DATE: 06/18/2008
ISSUER: 78464M106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
SAM YAU Management For For
THOMAS C.K. YUEN Management For For
02 TO APPROVE AN AMENDMENT TO THE SRS LABS, INC. Management Against Against
2006 STOCK INCENTIVE PLAN TO INCREASE THE NUMBER
OF SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE
THEREUNDER BY 1,750,000.
03 TO RATIFY THE APPOINTMENT OF SQUAR, MILNER, PETERSON, Management For For
MIRANDA & WILLIAMSON, LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2008.
04 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For
COME BEFORE THIS ANNUAL MEETING OR ANY ADJOURNMENT
THEREOF.
MOVADO GROUP, INC. MOV ANNUAL MEETING DATE: 06/19/2008
ISSUER: 624580106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
RICHARD COTE Management For For
EFRAIM GRINBERG Management For For
GEDALIO GRINBERG Management For For
MARGARET HAYES-ADAME Management For For
ALAN H. HOWARD Management For For
RICHARD ISSERMAN Management For For
NATHAN LEVENTHAL Management For For
DONALD ORESMAN Management For For
LEONARD L. SILVERSTEIN Management For For
02 PROPOSAL TO RATIFY AND APPROVE THE SELECTION Management For For
BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
PUBLIC ACCOUNTANTS FOR THE COMPANY FOR THE FISCAL
YEAR ENDING JANUARY 31, 2009.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 67 of 70
ORTHOFIX INTERNATIONAL N.V. OFIX ANNUAL MEETING DATE: 06/19/2008
ISSUER: N6748L102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
JAMES F. GERO Management For For
PETER J. HEWETT Management For For
JERRY C. BENJAMIN Management For For
CHARLES W. FEDERICO Management For For
GUY J. JORDAN Management For For
THOMAS J. KESTER Management For For
ALAN W. MILINAZZO Management For For
MARIA SAINZ Management For For
WALTER P. VON WARTBURG Management For For
KENNETH R. WEISSHAAR Management For For
02 PROPOSAL TO APPROVE AMENDMENT OF THE AMENDED Management Against Against
AND RESTATED 2004 LONG-TERM INCENTIVE PLAN.
03 PROPOSAL TO APPROVE AMENDED AND RESTATED STOCK Management For For
PURCHASE PLAN.
04 PROPOSAL TO APPROVE AMENDMENT AND RESTATEMENT Management For For
OF SECTION 8.3 OF THE ARTICLES OF ASSOCIATION.
05 PROPOSAL TO APPROVE THE BALANCE SHEET AND INCOME Management For For
STATEMENT AT AND FOR THE YEAR ENDED DECEMBER
31, 2007.
06 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR ORTHOFIX AND ITS SUBSIDIARIES FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2008.
LIFEWAY FOODS, INC. LWAY ANNUAL MEETING DATE: 06/20/2008
ISSUER: 531914109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
LUDMILA SMOLYANSKY Management For For
JULIE SMOLYANSKY Management For For
POL SIKAR Management For For
RENZO BERNARDI Management For For
JUAN CARLOS DALTO Management For For
JULIE OBERWEIS Management For For
02 RATIFICATION OF PLANTE & MORAN, PLLC, AS INDEPENDENT Management For For
AUDITORS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 68 of 70
CROWN MEDIA HOLDINGS, INC. CRWN ANNUAL MEETING DATE: 06/24/2008
ISSUER: 228411104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
DWIGHT C. ARN Management For For
WILLIAM CELLA Management For For
GLENN CURTIS Management For For
STEVE DOYAL Management For For
BRIAN E. GARDNER Management For For
HERBERT GRANATH Management For For
DAVID HALL Management For For
DONALD HALL, JR. Management For For
IRVINE O. HOCKADAY, JR. Management For For
A. DRUE JENNINGS Management For For
PETER A. LUND Management For For
BRAD R. MOORE Management For For
HENRY SCHLEIFF Management For For
DEANNE STEDEM Management For For
ELITE PHARMACEUTICALS, INC. ELI ANNUAL MEETING DATE: 06/26/2008
ISSUER: 28659T200 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
BERNARD BERK Management For For
BARRY DASH Management For For
MELVIN VAN WOERT Management For For
ROBERT J. LEVENSON Management For For
02 PROPOSAL TO APPROVE AND RATIFY THE AMENDMENT Management For For
TO THE CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 65,000,000 TO 150,000,000.
03 PROPOSAL TO APPROVE AND RATIFY THE AMENDMENT Management For For
TO THE CERTIFICATE OF INCORPORATION TO PROVIDE
THAT HOLDERS OF COMMON STOCK ARE NOT ENTITLED
TO VOTE ON ANY AMENDMENT TO THE COMPANY S CERTIFICATE
OF INCORPORATION THAT RELATES SOLELY TO THE TERMS
OF ONE OR MORE OUTSTANDING SERIES OF PREFERRED
STOCK IF THE HOLDERS OF SUCH AFFECTED SERIES
ARE ENTITLED TO VOTE ON SUCH AMENDMENT.
04 PROPOSAL TO RATIFY CERTAIN AMENDMENTS MADE TO Management For For
THE COMPANY S CERTIFICATE OF INCORPORATION WHICH
RELATE SOLELY TO THE COMPANY S SERIES B PREFERRED
STOCK WHICH WERE PREVIOUSLY APPROVED BY A MAJORITY
OF THE HOLDERS OF THE SERIES B PREFERRED STOCK.
05 PROPOSAL TO APPROVE AND RATIFY THE AMENDMENT Management Against Against
TO THE STOCK OPTION PLAN TO INCREASE THE NUMBER
OF SHARES OF COMMON STOCK RESERVED UNDER THE
STOCK OPTION PLAN FROM 7,000,000 TO 10,000,000.
06 PROPOSAL TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Management For For
AUDITORS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 69 of 70
KATY INDUSTRIES, INC. KATY ANNUAL MEETING DATE: 06/26/2008
ISSUER: 486026107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
ROBERT M. BARATTA Management For For
DANIEL B. CARROLL Management For For
WALLACE E. CARROLL, JR. Management For For
DAVID J. FELDMAN Management For For
02 TO RATIFY THE SELECTION OF UHY LLP AS THE INDEPENDENT Management For For
PUBLIC ACCOUNTANTS OF KATY.
MATERIAL SCIENCES CORPORATION MSC ANNUAL MEETING DATE: 06/26/2008
ISSUER: 576674105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
AVRUM GRAY Management For For
FRANK L. HOHMANN III Management For For
SAMUEL LICAVOLI Management For For
PATRICK J. MCDONNELL Management For For
DR. RONALD A. MITSCH Management For For
CLIFFORD D. NASTAS Management For For
JOHN P. REILLY Management For For
DOMINICK J. SCHIANO Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING FEBRUARY 28, 2009.
VICOR CORPORATION VICR ANNUAL MEETING DATE: 06/26/2008
ISSUER: 925815102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
01 DIRECTOR Management For
SAMUEL J. ANDERSON Management For For
ESTIA J. EICHTEN Management For For
BARRY KELLEHER Management For For
DAVID T. RIDDIFORD Management For For
JAMES A. SIMMS Management For For
CLAUDIO TUOZZOLO Management For For
PATRIZIO VINCIARELLI Management For For
AMBIENT CORPORATION ABTG ANNUAL MEETING DATE: 06/27/2008
ISSUER: 02318N102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
1A ELECTION OF DIRECTOR: JOHN J. JOYCE Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GABELLI WESTWOOD MMITES FD Page 70 of 70
1B ELECTION OF DIRECTOR: MICHAEL WIDLAND Management For For
1C ELECTION OF DIRECTOR: D. HOWARD PIERCE Management For For
1D ELECTION OF DIRECTOR: THOMAS HIGGINS Management For For
1E ELECTION OF DIRECTOR: SHAD STASTNEY Management For For
02 PROPOSAL TO AMEND THE COMPANY S CERTIFICATE OF Management For For
INCORPORATION TO INCREASE THE NUMBER OF SHARES
OF COMMON STOCK.
03 PROPOSAL TO AMEND THE COMPANY S 2000 EQUITY INCENTIVE Management Against Against
PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON
STOCK, RESERVED FOR ISSUANCE THEREUNDER TO 50,000,000.
04 PROPOSAL TO AMEND THE COMPANY S 2002 NON-EMPLOYEE Management Against Against
DIRECTORS STOCK OPTION PLAN TO INCREASE THE NUMBER
OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE
THEREUNDER TO 12,000,000.
05 PROPOSAL TO RATIFY THE APPOINTMENT OF ROTENBERG Management For For
MERIL SOLOMON BERTIGER & GUTTILLA, P.C. AS THE
COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2008.
U.S. ENERGY CORP. USEG ANNUAL MEETING DATE: 06/27/2008
ISSUER: 911805109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- --------- ------------------------------------------------------- -------------- ------------- ----------------------------
1A ELECTION OF DIRECTOR: ROBERT SCOTT LORIMER Management For For
1B ELECTION OF DIRECTOR: MICHAEL H. FEINSTEIN Management For For
1C ELECTION OF DIRECTOR: H. RUSSELL FRASER Management For For
02 ADOPTION OF THE STOCK OPTION PLAN FOR NON-EMPLOYEE Management Against Against
DIRECTORS.
03 RATIFICATION OF APPOINTMENT OF MOSS ADAMS LLP Management For For
AS INDEPENDENT AUDITORS FOR THE CURRENT FISCAL
YEAR.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GAMCO WESTWOOD INCOME FUND Page 1 of 17
REDDY ICE HOLDINGS INC. FRZ SPECIAL MEETING DATE: 10/12/2007
ISSUER: 75734R105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- --------------------------------------------------------------- ----------- ----------- --------------
01 TO CONSIDER AND VOTE ON A PROPOSAL TO ADOPT THE Management For For
AGREEMENT AND PLAN OF MERGER, DATED AS OF 07/2/2007,
BY AND AMONG REDDY ICE HOLDINGS, INC., FROZEN,
LLC, A DELAWARE LIMITED LIABILITY COMPANY, HOCKEY
PARENT INC., A DELAWARE CORPORATION AND HOCKEY
MERGERSUB, INC., A DELAWARE CORPORATION, AS AMENDED
BY AMENDMENT NO. 1 TO THE AGREEMENT AND PLAN
OF MERGER, DATED AS OF 8/30/2007
02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, Management For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
SPECTRA ENERGY CORP SE ANNUAL MEETING DATE: 10/31/2007
ISSUER: 847560109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- --------------------------------------------------------------- ----------- ----------- --------------
01 DIRECTOR Management For
PAMELA L. CARTER Management For For
WILLIAM T. ESREY Management For For
FRED J. FOWLER Management For For
DENNIS R. HENDRIX Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF DELOITTE Management For For
& TOUCHE LLP AS SPECTRA ENERGY S INDEPENDENT
PUBLIC ACCOUNTANTS FOR 2007.
MICROSOFT CORPORATION MSFT ANNUAL MEETING DATE: 11/13/2007
ISSUER: 594918104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- --------------------------------------------------------------- ----------- ----------- --------------
1A ELECTION OF DIRECTOR: WILLIAM H. GATES, III Management For For
1B ELECTION OF DIRECTOR: STEVEN A. BALLMER Management For For
1C ELECTION OF DIRECTOR: JAMES I. CASH JR., PHD Management For For
1D ELECTION OF DIRECTOR: DINA DUBLON Management For For
1E ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Management For For
1F ELECTION OF DIRECTOR: REED HASTINGS Management For For
1G ELECTION OF DIRECTOR: DAVID F. MARQUARDT Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GAMCO WESTWOOD INCOME FUND Page 2 of 17
1H ELECTION OF DIRECTOR: CHARLES H. NOSKI Management For For
1I ELECTION OF DIRECTOR: DR. HELMUT PANKE Management For For
1J ELECTION OF DIRECTOR: JON A. SHIRLEY Management For For
02 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY S INDEPENDENT AUDITOR.
03 SHAREHOLDER PROPOSAL - ADOPTION OF POLICIES ON Shareholder Against For
INTERNET CENSORSHIP.
04 SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD Shareholder Against For
COMMITTEE ON HUMAN RIGHTS.
FANNIE MAE FNM ANNUAL MEETING DATE: 12/14/2007
ISSUER: 313586109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- --------------------------------------------------------------- ----------- ----------- --------------
01 DIRECTOR Management For
STEPHEN B. ASHLEY Management For For
DENNIS R. BERESFORD Management For For
LOUIS J. FREEH Management For For
BRENDA J. GAINES Management For For
KAREN N. HORN, PH.D. Management For For
BRIDGET A. MACASKILL Management For For
DANIEL H. MUDD Management For For
LESLIE RAHL Management For For
JOHN C. SITES, JR. Management For For
GREG C. SMITH Management For For
H. PATRICK SWYGERT Management For For
JOHN K. WULFF Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF DELOITTE Management For For
& TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE FANNIE Management For For
MAE STOCK COMPENSATION PLAN OF 2003.
04 PROPOSAL TO REQUIRE SHAREHOLDER ADVISORY VOTE Shareholder Against For
ON EXECUTIVE COMPENSATION.
05 PROPOSAL TO AUTHORIZE CUMULATIVE VOTING. Shareholder Against For
H&R BLOCK, INC. HRB SPECIAL MEETING DATE: 12/14/2007
ISSUER: 093671105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- --------------------------------------------------------------- ----------- ----------- --------------
01 APPROVE AN AMENDMENT TO THE RESTATED ARTICLES Management For For
OF INCORPORATION OF THE COMPANY TO ELIMINATE
THE CLASSIFICATION OF THE BOARD OF DIRECTORS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GAMCO WESTWOOD INCOME FUND Page 3 of 17
VALLEY NATIONAL BANCORP VLY ANNUAL MEETING DATE: 04/07/2008
ISSUER: 919794107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- --------------------------------------------------------------- ----------- ----------- --------------
01 DIRECTOR Management For
ANDREW B. ABRAMSON Management For For
PAMELA R. BRONANDER Management For For
ERIC P. EDELSTEIN Management For For
M.J. STEELE GUILFOILE Management For For
H. DALE HEMMERDINGER Management For For
GRAHAM O. JONES Management For For
WALTER H. JONES, III Management For For
GERALD KORDE Management For For
MICHAEL L. LARUSSO Management For For
MARC J. LENNER Management For For
GERALD H. LIPKIN Management For For
ROBINSON MARKEL Management For For
RICHARD S. MILLER Management For For
BARNETT RUKIN Management For For
SURESH L. SANI Management For For
U.S. BANCORP USB ANNUAL MEETING DATE: 04/15/2008
ISSUER: 902973304 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- --------------------------------------------------------------- ----------- ----------- --------------
1A ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL Management For For
MEETING IN 2009: DOUGLAS M. BAKER, JR.
1B ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL Management For For
MEETING IN 2009: JOEL W. JOHNSON
1C ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL Management For For
MEETING IN 2009: DAVID B. O MALEY
1D ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL Management For For
MEETING IN 2009: O DELL M. OWENS, M.D., M.P.H.
1E ELECTION OF DIRECTOR TO SERVE UNTIL THE ANNUAL Management For For
MEETING IN 2009: CRAIG D. SCHNUCK
02 RATIFY SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
AUDITOR FOR THE 2008 FISCAL YEAR.
03 SHAREHOLDER PROPOSAL: ANNUAL RATIFICATION OF Shareholder Against For
EXECUTIVE OFFICER COMPENSATION.
04 SHAREHOLDER PROPOSAL: SEPARATE THE ROLES OF CHAIRMAN Shareholder Against For
AND CHIEF EXECUTIVE OFFICER.
BP P.L.C. BP ANNUAL MEETING DATE: 04/17/2008
ISSUER: 055622104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- --------------------------------------------------------------- ----------- ----------- --------------
01 TO RECEIVE THE DIRECTORS ANNUAL REPORT AND ACCOUNTS Management For For
02 TO APPROVE THE DIRECTORS REMUNERATION REPORT Management For For
03 DIRECTOR Management For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GAMCO WESTWOOD INCOME FUND Page 4 of 17
MR A BURGMANS Management For For
MRS C B CARROLL Management For For
SIR WILLIAM CASTELL Management For For
MR I C CONN Management For For
MR G DAVID Management For For
MR E B DAVIS, JR Management For For
MR D J FLINT Management For For
DR B E GROTE Management For For
DR A B HAYWARD Management For For
MR A G INGLIS Management For For
DR D S JULIUS Management For For
SIR TOM MCKILLOP Management For For
SIR IAN PROSSER Management For For
MR P D SUTHERLAND Management For For
17 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS AND Management For For
AUTHORIZE THE BOARD TO SET THEIR REMUNERATION
S18 SPECIAL RESOLUTION: TO ADOPT NEW ARTICLES OF Management For For
ASSOCIATION
S19 SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY Management For For
FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY
20 TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP Management For For
TO A SPECIFIED AMOUNT
S21 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT Management For For
A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTIVE
RIGHTS
CITIGROUP INC. C ANNUAL MEETING DATE: 04/22/2008
ISSUER: 172967101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- --------------------------------------------------------------- ----------- ----------- --------------
1A ELECTION OF DIRECTOR: C. MICHAEL ARMSTRONG Management For For
1B ELECTION OF DIRECTOR: ALAIN J.P. BELDA Management For For
1C ELECTION OF DIRECTOR: SIR WINFRIED BISCHOFF Management For For
1D ELECTION OF DIRECTOR: KENNETH T. DERR Management For For
1E ELECTION OF DIRECTOR: JOHN M. DEUTCH Management For For
1F ELECTION OF DIRECTOR: ROBERTO HERNANDEZ RAMIREZ Management For For
1G ELECTION OF DIRECTOR: ANDREW N. LIVERIS Management For For
1H ELECTION OF DIRECTOR: ANNE MULCAHY Management For For
1I ELECTION OF DIRECTOR: VIKRAM PANDIT Management For For
1J ELECTION OF DIRECTOR: RICHARD D. PARSONS Management For For
1K ELECTION OF DIRECTOR: JUDITH RODIN Management For For
1L ELECTION OF DIRECTOR: ROBERT E. RUBIN Management For For
1M ELECTION OF DIRECTOR: ROBERT L. RYAN Management For For
1N ELECTION OF DIRECTOR: FRANKLIN A. THOMAS Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For
AS CITIGROUP S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2008.
03 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON PRIOR Shareholder Against For
GOVERNMENTAL SERVICE OF CERTAIN INDIVIDUALS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GAMCO WESTWOOD INCOME FUND Page 5 of 17
04 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL Shareholder Against For
CONTRIBUTIONS.
05 STOCKHOLDER PROPOSAL REQUESTING THAT EXECUTIVE Shareholder Against For
COMPENSATION BE LIMITED TO 100 TIMES THE AVERAGE
COMPENSATION PAID TO WORLDWIDE EMPLOYEES.
06 STOCKHOLDER PROPOSAL REQUESTING THAT TWO CANDIDATES Shareholder Against For
BE NOMINATED FOR EACH BOARD POSITION.
07 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON THE Shareholder Against For
EQUATOR PRINCIPLES.
08 STOCKHOLDER PROPOSAL REQUESTING THE ADOPTION Shareholder Against For
OF CERTAIN EMPLOYMENT PRINCIPLES FOR EXECUTIVE
OFFICERS.
09 STOCKHOLDER PROPOSAL REQUESTING THAT CITI AMEND Shareholder Against For
ITS GHG EMISSIONS POLICIES.
10 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON HOW Shareholder Against For
INVESTMENT POLICIES ADDRESS OR COULD ADDRESS
HUMAN RIGHTS ISSUES.
11 STOCKHOLDER PROPOSAL REQUESTING AN INDEPENDENT Shareholder Against For
BOARD CHAIRMAN.
12 STOCKHOLDER PROPOSAL REQUESTING AN ADVISORY VOTE Management Against For
TO RATIFY EXECUTIVE COMPENSATION.
CV PLEASE INDICATE IF YOU WOULD LIKE TO KEEP YOUR Management For *Management Position Unknown
VOTE CONFIDENTIAL UNDER THE CURRENT POLICY.
BANK OF AMERICA CORPORATION BAC ANNUAL MEETING DATE: 04/23/2008
ISSUER: 060505104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- --------------------------------------------------------------- ----------- ----------- --------------
1A ELECTION OF DIRECTOR: WILLIAM BARNET, III Management For For
1B ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Management For For
1C ELECTION OF DIRECTOR: JOHN T. COLLINS Management For For
1D ELECTION OF DIRECTOR: GARY L. COUNTRYMAN Management For For
1E ELECTION OF DIRECTOR: TOMMY R. FRANKS Management For For
1F ELECTION OF DIRECTOR: CHARLES K. GIFFORD Management For For
1G ELECTION OF DIRECTOR: KENNETH D. LEWIS Management For For
1H ELECTION OF DIRECTOR: MONICA C. LOZANO Management For For
1I ELECTION OF DIRECTOR: WALTER E. MASSEY Management For For
1J ELECTION OF DIRECTOR: THOMAS J. MAY Management For For
1K ELECTION OF DIRECTOR: PATRICIA E. MITCHELL Management For For
1L ELECTION OF DIRECTOR: THOMAS M. RYAN Management For For
1M ELECTION OF DIRECTOR: O. TEMPLE SLOAN, JR. Management For For
1N ELECTION OF DIRECTOR: MEREDITH R. SPANGLER Management For For
1O ELECTION OF DIRECTOR: ROBERT L. TILLMAN Management For For
1P ELECTION OF DIRECTOR: JACKIE M. WARD Management For For
02 RATIFICATION OF THE INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM FOR 2008
03 STOCKHOLDER PROPOSAL - STOCK OPTIONS Shareholder Against For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GAMCO WESTWOOD INCOME FUND Page 6 of 17
04 STOCKHOLDER PROPOSAL - ADVISORY VOTE ON EXEC Shareholder Against For
COMP
05 STOCKHOLDER PROPOSAL - DETERMINATION OF CEO COMP Shareholder Against For
06 STOCKHOLDER PROPOSAL - CUMULATIVE VOTING Shareholder Against For
07 STOCKHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN Shareholder Against For
08 STOCKHOLDER PROPOSAL - SPECIAL SHAREHOLDER MEETINGS Shareholder Against For
09 STOCKHOLDER PROPOSAL - EQUATOR PRINCIPLES Shareholder Against For
10 STOCKHOLDER PROPOSAL - HUMAN RIGHTS Shareholder Against For
GENERAL ELECTRIC COMPANY GE ANNUAL MEETING DATE: 04/23/2008
ISSUER: 369604103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- --------------------------------------------------------------- ----------- ----------- --------------
A1 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Management For For
A2 ELECTION OF DIRECTOR: SIR WILLIAM M. CASTELL Management For For
A3 ELECTION OF DIRECTOR: ANN M. FUDGE Management For For
A4 ELECTION OF DIRECTOR: CLAUDIO X. GONZALEZ Management For For
A5 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Management For For
A6 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Management For For
A7 ELECTION OF DIRECTOR: ANDREA JUNG Management For For
A8 ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY Management For For
A9 ELECTION OF DIRECTOR: ROBERT W. LANE Management For For
A10 ELECTION OF DIRECTOR: RALPH S. LARSEN Management For For
A11 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Management For For
A12 ELECTION OF DIRECTOR: JAMES J. MULVA Management For For
A13 ELECTION OF DIRECTOR: SAM NUNN Management For For
A14 ELECTION OF DIRECTOR: ROGER S. PENSKE Management For For
A15 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Management For For
A16 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Management For For
B RATIFICATION OF KPMG Management For For
01 CUMULATIVE VOTING Shareholder Against For
02 SEPARATE THE ROLES OF CEO AND CHAIRMAN Shareholder Against For
03 RECOUP UNEARNED MANAGEMENT BONUSES Shareholder Against For
04 CURB OVER-EXTENDED DIRECTORS Shareholder Against For
05 REPORT ON CHARITABLE CONTRIBUTIONS Shareholder Against For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GAMCO WESTWOOD INCOME FUND Page 7 of 17
06 GLOBAL WARMING REPORT Shareholder Against For
07 ADVISORY VOTE ON EXECUTIVE COMPENSATION Shareholder Against For
PFIZER INC. PFE ANNUAL MEETING DATE: 04/24/2008
ISSUER: 717081103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- --------------------------------------------------------------- ----------- ----------- --------------
1E ELECTION OF DIRECTOR: W. DON CORNWELL Management For For
1D ELECTION OF DIRECTOR: ROBERT N. BURT Management For For
1C ELECTION OF DIRECTOR: M. ANTHONY BURNS Management For For
1B ELECTION OF DIRECTOR: MICHAEL S. BROWN Management For For
1A ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Management For For
04 SHAREHOLDER PROPOSAL REQUESTING SEPARATION OF Shareholder Against For
CHAIRMAN AND CEO ROLES.
03 SHAREHOLDER PROPOSAL REGARDING STOCK OPTIONS. Shareholder Against For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2008.
1N ELECTION OF DIRECTOR: WILLIAM C. STEERE, JR. Management For For
1M ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Management For For
1L ELECTION OF DIRECTOR: DANA G. MEAD Management For For
1K ELECTION OF DIRECTOR: GEORGE A. LORCH Management For For
1J ELECTION OF DIRECTOR: JEFFREY B. KINDLER Management For For
1I ELECTION OF DIRECTOR: JAMES M. KILTS Management For For
1H ELECTION OF DIRECTOR: WILLIAM R. HOWELL Management For For
1G ELECTION OF DIRECTOR: CONSTANCE J. HORNER Management For For
1F ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Management For For
WYETH WYE ANNUAL MEETING DATE: 04/24/2008
ISSUER: 983024100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- --------------------------------------------------------------- ----------- ----------- --------------
1A ELECTION OF DIRECTOR: ROBERT M. AMEN Management For For
1B ELECTION OF DIRECTOR: MICHAEL J. CRITELLI Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GAMCO WESTWOOD INCOME FUND Page 8 of 17
1C ELECTION OF DIRECTOR: ROBERT ESSNER Management For For
1D ELECTION OF DIRECTOR: JOHN D. FEERICK Management For For
1E ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Management For For
1F ELECTION OF DIRECTOR: VICTOR F. GANZI Management For For
1G ELECTION OF DIRECTOR: ROBERT LANGER Management For For
1H ELECTION OF DIRECTOR: JOHN P. MASCOTTE Management For For
1I ELECTION OF DIRECTOR: RAYMOND J. MCGUIRE Management For For
1J ELECTION OF DIRECTOR: MARY LAKE POLAN Management For For
1K ELECTION OF DIRECTOR: BERNARD POUSSOT Management For For
1L ELECTION OF DIRECTOR: GARY L. ROGERS Management For For
1M ELECTION OF DIRECTOR: JOHN R. TORELL III Management For For
02 VOTE TO RATIFY PRICEWATERHOUSECOOPERS LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2008
03 VOTE TO AMEND AND RESTATE THE WYETH 2005 STOCK Management Against Against
INCENTIVE PLAN
04 VOTE TO ADOPT THE WYETH 2008 NON-EMPLOYEE DIRECTOR Management Against Against
STOCK INCENTIVE PLAN
05 STOCKHOLDER PROPOSAL ON REPORTING THE COMPANY Shareholder Against For
S POLITICAL CONTRIBUTIONS AND TRADE ASSOCIATION
PAYMENTS
06 STOCKHOLDER PROPOSAL ON ADOPTION OF A BY-LAW Shareholder Against For
FOR THE RECOUPMENT OF INCENTIVE BONUSES
WELLS FARGO & COMPANY WFC ANNUAL MEETING DATE: 04/29/2008
ISSUER: 949746101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- --------------------------------------------------------------- ----------- ----------- --------------
1A ELECTION OF DIRECTOR: JOHN S. CHEN Management For For
1B ELECTION OF DIRECTOR: LLOYD H. DEAN Management For For
1C ELECTION OF DIRECTOR: SUSAN E. ENGEL Management For For
1D ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Management For For
1E ELECTION OF DIRECTOR: ROBERT L. JOSS Management For For
1F ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Management For For
1G ELECTION OF DIRECTOR: RICHARD D. MCCORMICK Management For For
1H ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Management For For
1I ELECTION OF DIRECTOR: NICHOLAS G. MOORE Management For For
1J ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Management For For
1K ELECTION OF DIRECTOR: DONALD B. RICE Management For For
1L ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GAMCO WESTWOOD INCOME FUND Page 9 of 17
1M ELECTION OF DIRECTOR: STEPHEN W. SANGER Management For For
1N ELECTION OF DIRECTOR: JOHN G. STUMPF Management For For
1O ELECTION OF DIRECTOR: SUSAN G. SWENSON Management For For
1P ELECTION OF DIRECTOR: MICHAEL W. WRIGHT Management For For
02 PROPOSAL TO RATIFY APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT AUDITORS FOR 2008.
03 PROPOSAL TO APPROVE THE PERFORMANCE-BASED COMPENSATION Management For For
POLICY.
04 PROPOSAL TO APPROVE THE AMENDED AND RESTATED Management Against Against
LONG-TERM INCENTIVE COMPENSATION PLAN.
05 PROPOSAL REGARDING A BY-LAWS AMENDMENT TO REQUIRE Management Against For
AN INDEPENDENT CHAIRMAN.
06 PROPOSAL REGARDING AN EXECUTIVE COMPENSATION Management Against For
ADVISORY VOTE.
07 PROPOSAL REGARDING A PAY-FOR-SUPERIOR-PERFORMANCE Management Against For
COMPENSATION PLAN.
08 PROPOSAL REGARDING HUMAN RIGHTS ISSUES IN INVESTMENT Management Against For
POLICIES.
09 PROPOSAL REGARDING A NEUTRAL SEXUAL ORIENTATION Management Against For
EMPLOYMENT POLICY.
10 PROPOSAL REGARDING A REPORT ON RACIAL DISPARITIES Management Against For
IN MORTGAGE LENDING.
DELUXE CORPORATION DLX ANNUAL MEETING DATE: 04/30/2008
ISSUER: 248019101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- --------------------------------------------------------------- ----------- ----------- --------------
01 DIRECTOR Management For
RONALD C. BALDWIN Management For For
CHARLES A. HAGGERTY Management For For
ISAIAH HARRIS, JR. Management For For
DON J. MCGRATH Management For For
C.E. MAYBERRY MCKISSACK Management For For
NEIL J. METVINER Management For For
STEPHEN P. NACHTSHEIM Management For For
MARY ANN O'DWYER Management For For
MARTYN R. REDGRAVE Management For For
LEE J. SCHRAM Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS DELUXE CORPORATION S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2008.
03 APPROVAL OF THE DELUXE CORPORATION 2008 ANNUAL Management For For
INCENTIVE PLAN.
04 APPROVAL OF THE DELUXE CORPORATION 2008 STOCK Management Against Against
INCENTIVE PLAN.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GAMCO WESTWOOD INCOME FUND Page 10 of 17
E. I. DU PONT DE NEMOURS AND COMPANY DD ANNUAL MEETING DATE: 04/30/2008
ISSUER: 263534109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- --------------------------------------------------------------- ----------- ----------- --------------
01 DIRECTOR Management For
RICHARD H. BROWN Management For For
ROBERT A. BROWN Management For For
BERTRAND P. COLLOMB Management For For
CURTIS J. CRAWFORD Management For For
ALEXANDER M. CUTLER Management For For
JOHN T. DILLON Management For For
ELEUTHERE I. DU PONT Management For For
MARILLYN A. HEWSON Management For For
CHARLES O. HOLLIDAY, JR Management For For
LOIS D. JULIBER Management For For
SEAN O'KEEFE Management For For
WILLIAM K. REILLY Management For For
02 ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 ON PLANT CLOSURE Shareholder Against For
04 ON SEPARATION OF POSITIONS OF CHAIRMAN AND CEO Shareholder Against For
05 ON GLOBAL WARMING REPORT Shareholder Against For
06 ON AMENDMENT TO HUMAN RIGHTS POLICY Shareholder Against For
07 ON SHAREHOLDER SAY ON EXECUTIVE PAY Shareholder Against For
VERIZON COMMUNICATIONS INC. VZ ANNUAL MEETING DATE: 05/01/2008
ISSUER: 92343V104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- --------------------------------------------------------------- ----------- ----------- --------------
1A ELECTION OF DIRECTOR: RICHARD L. CARRION Management For For
1B ELECTION OF DIRECTOR: M. FRANCES KEETH Management For For
1C ELECTION OF DIRECTOR: ROBERT W. LANE Management For For
1D ELECTION OF DIRECTOR: SANDRA O. MOOSE Management For For
1E ELECTION OF DIRECTOR: JOSEPH NEUBAUER Management For For
1F ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Management For For
1G ELECTION OF DIRECTOR: THOMAS H. O BRIEN Management For For
1H ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Management For For
1I ELECTION OF DIRECTOR: HUGH B. PRICE Management For For
1J ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Management For For
1K ELECTION OF DIRECTOR: JOHN W. SNOW Management For For
1L ELECTION OF DIRECTOR: JOHN R. STAFFORD Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
03 ELIMINATE STOCK OPTIONS Shareholder Against For
04 GENDER IDENTITY NONDISCRIMINATION POLICY Shareholder Against For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GAMCO WESTWOOD INCOME FUND Page 11 of 17
05 SEPARATE OFFICES OF CHAIRMAN AND CEO Shareholder Against For
SPECTRA ENERGY CORP SE ANNUAL MEETING DATE: 05/08/2008
ISSUER: 847560109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- --------------------------------------------------------------- ----------- ----------- --------------
01 DIRECTOR Management For
PAUL M. ANDERSON Management For For
AUSTIN A. ADAMS Management For For
F. ANTHONY COMPER Management For For
MICHAEL MCSHANE Management For For
02 APPROVAL OF THE SPECTRA ENERGY CORP 2007 LONG-TERM Management For For
INCENTIVE PLAN
03 APPROVAL OF THE SPECTRA ENERGY CORP EXECUTIVE Management For For
SHORT-TERM INCENTIVE PLAN
04 RATIFICATION OF DELOITTE & TOUCHE LLP AS SPECTRA Management For For
ENERGY S INDEPENDENT PUBLIC ACCOUNTANT FOR 2008
KRAFT FOODS INC. KFT ANNUAL MEETING DATE: 05/13/2008
ISSUER: 50075N104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- --------------------------------------------------------------- ----------- ----------- --------------
01 DIRECTOR Management For
AJAY BANGA Management For For
JAN BENNINK Management For For
MYRA M. HART Management For For
LOIS D. JULIBER Management For For
MARK D. KETCHUM Management For For
RICHARD A. LERNER, M.D. Management For For
JOHN C. POPE Management For For
FREDRIC G. REYNOLDS Management For For
IRENE B. ROSENFELD Management For For
MARY L. SCHAPIRO Management For For
DEBORAH C. WRIGHT Management For For
FRANK G. ZARB Management For For
02 RATIFICATION OF THE SELECTION OF INDEPENDENT Management For For
AUDITORS
CONOCOPHILLIPS COP ANNUAL MEETING DATE: 05/14/2008
ISSUER: 20825C104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- --------------------------------------------------------------- ----------- ----------- --------------
1A ELECTION OF DIRECTOR: HAROLD W. MCGRAW III Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GAMCO WESTWOOD INCOME FUND Page 12 of 17
1B ELECTION OF DIRECTOR: JAMES J. MULVA Management For For
1C ELECTION OF DIRECTOR: BOBBY S. SHACKOULS Management For For
02 TO AMEND AMENDED AND RESTATED BY-LAWS AND RESTATED Management For For
CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE
ANNUAL ELECTION OF DIRECTORS
03 TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
CONOCOPHILLIPS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2008
04 QUALIFICATIONS FOR DIRECTOR NOMINEES Shareholder Against For
05 REPORT ON RECOGNITION OF INDIGENOUS RIGHTS Shareholder Against For
06 ADVISORY VOTE ON EXECUTIVE COMPENSATION Shareholder Against For
07 POLITICAL CONTRIBUTIONS Shareholder Against For
08 GREENHOUSE GAS REDUCTION Shareholder Against For
09 COMMUNITY ACCOUNTABILITY Shareholder Against For
10 DRILLING IN SENSITIVE/PROTECTED AREAS Shareholder Against For
11 ENVIRONMENTAL IMPACT Shareholder Against For
12 GLOBAL WARMING Shareholder Against For
INTEGRYS ENERGY GROUP INC TEG ANNUAL MEETING DATE: 05/15/2008
ISSUER: 45822P105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- --------------------------------------------------------------- ----------- ----------- --------------
01 DIRECTOR Management For
RICHARD A. BEMIS Management For For
WILLIAM J. BRODSKY Management For For
ALBERT J. BUDNEY, JR. Management For For
ROBERT C. GALLAGHER Management For For
JOHN C. MENG Management For For
02 RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR INTEGRYS ENERGY GROUP AND ITS SUBSIDIARIES
FOR 2008.
FANNIE MAE FNM ANNUAL MEETING DATE: 05/20/2008
ISSUER: 313586109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- --------------------------------------------------------------- ----------- ----------- --------------
1F ELECTION OF DIRECTOR: BRIDGET A. MACASKILL Management For For
1G ELECTION OF DIRECTOR: DANIEL H. MUDD Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GAMCO WESTWOOD INCOME FUND Page 13 of 17
1H ELECTION OF DIRECTOR: LESLIE RAHL Management For For
1I ELECTION OF DIRECTOR: JOHN C. SITES, JR. Management For For
1J ELECTION OF DIRECTOR: GREG C. SMITH Management For For
1K ELECTION OF DIRECTOR: H. PATRICK SWYGERT Management For For
1L ELECTION OF DIRECTOR: JOHN K. WULFF Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF DELOITTE Management For For
& TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2008.
03 PROPOSAL TO AUTHORIZE CUMULATIVE VOTING. Management Against For
1D ELECTION OF DIRECTOR: BRENDA J. GAINES Management For For
1E ELECTION OF DIRECTOR: KAREN N. HORN, PH.D. Management For For
1A ELECTION OF DIRECTOR: STEPHEN B. ASHLEY Management For For
1B ELECTION OF DIRECTOR: DENNIS R. BERESFORD Management For For
1C ELECTION OF DIRECTOR: LOUIS J. FREEH Management For For
HALLIBURTON COMPANY HAL ANNUAL MEETING DATE: 05/21/2008
ISSUER: 406216101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- --------------------------------------------------------------- ----------- ----------- --------------
1A ELECTION OF DIRECTOR: A.M. BENNETT Management For For
1B ELECTION OF DIRECTOR: J.R. BOYD Management For For
1C ELECTION OF DIRECTOR: M. CARROLL Management For For
1D ELECTION OF DIRECTOR: K.T. DERR Management For For
1E ELECTION OF DIRECTOR: S.M. GILLIS Management For For
1F ELECTION OF DIRECTOR: J.T. HACKETT Management For For
1G ELECTION OF DIRECTOR: D.J. LESAR Management For For
1H ELECTION OF DIRECTOR: J.L. MARTIN Management For For
1I ELECTION OF DIRECTOR: J.A. PRECOURT Management For For
1J ELECTION OF DIRECTOR: D.L. REED Management For For
02 PROPOSAL FOR RATIFICATION OF THE SELECTION OF Management For For
AUDITORS.
03 PROPOSAL ON REAPPROVAL OF MATERIAL TERMS OF PERFORMANCE Management For For
GOALS UNDER 1993 STOCK AND INCENTIVE PLAN.
04 PROPOSAL ON HUMAN RIGHTS POLICY. Shareholder Against For
05 PROPOSAL ON POLITICAL CONTRIBUTIONS. Shareholder Against For
06 PROPOSAL ON HUMAN RIGHTS BOARD COMMITTEE. Shareholder Against For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GAMCO WESTWOOD INCOME FUND Page 14 of 17
INTEL CORPORATION INTC ANNUAL MEETING DATE: 05/21/2008
ISSUER: 458140100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- --------------------------------------------------------------- ----------- ----------- --------------
1A ELECTION OF DIRECTOR: CRAIG R. BARRETT Management For For
1B ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Management For For
1C ELECTION OF DIRECTOR: CAROL A. BARTZ Management For For
1D ELECTION OF DIRECTOR: SUSAN L. DECKER Management For For
1E ELECTION OF DIRECTOR: REED E. HUNDT Management For For
1F ELECTION OF DIRECTOR: PAUL S. OTELLINI Management For For
1G ELECTION OF DIRECTOR: JAMES D. PLUMMER Management For For
1H ELECTION OF DIRECTOR: DAVID S. POTTRUCK Management For For
1I ELECTION OF DIRECTOR: JANE E. SHAW Management For For
1J ELECTION OF DIRECTOR: JOHN L. THORNTON Management For For
1K ELECTION OF DIRECTOR: DAVID B. YOFFIE Management For For
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT YEAR.
03 STOCKHOLDER PROPOSAL TO AMEND THE BYLAWS TO ESTABLISH Shareholder Against For
A BOARD COMMITTEE ON SUSTAINABILITY.
THE HOME DEPOT, INC. HD ANNUAL MEETING DATE: 05/22/2008
ISSUER: 437076102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- --------------------------------------------------------------- ----------- ----------- --------------
1A ELECTION OF DIRECTOR: F. DUANE ACKERMAN Management For For
1B ELECTION OF DIRECTOR: DAVID H. BATCHELDER Management For For
1C ELECTION OF DIRECTOR: FRANCIS S. BLAKE Management For For
1D ELECTION OF DIRECTOR: ARI BOUSBIB Management For For
1E ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Management For For
1F ELECTION OF DIRECTOR: ALBERT P. CAREY Management For For
1G ELECTION OF DIRECTOR: ARMANDO CODINA Management For For
1H ELECTION OF DIRECTOR: BRIAN C. CORNELL Management For For
1I ELECTION OF DIRECTOR: BONNIE G. HILL Management For For
1J ELECTION OF DIRECTOR: KAREN L. KATEN Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GAMCO WESTWOOD INCOME FUND Page 15 of 17
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF THE COMPANY FOR THE FISCAL YEAR ENDING FEBRUARY
1, 2009
03 TO APPROVE THE MATERIAL TERMS OF OFFICER PERFORMANCE Management For For
GOALS UNDER THE MANAGEMENT INCENTIVE PLAN
04 TO APPROVE AN AMENDMENT TO THE COMPANY S EMPLOYEE Management For For
STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF
RESERVED SHARES
05 SHAREHOLDER PROPOSAL REGARDING POLITICAL NONPARTISANSHIP Shareholder Against For
06 SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER Shareholder Against For
MEETINGS
07 SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY Shareholder Against For
REPORT DISCLOSURE
08 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE OFFICER Shareholder Against For
COMPENSATION
09 SHAREHOLDER PROPOSAL REGARDING PAY-FOR-SUPERIOR Shareholder Against For
PERFORMANCE
MACQUARIE INFRASTRUCTURE CO. LLC MIC ANNUAL MEETING DATE: 05/27/2008
ISSUER: 55608B105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- --------------------------------------------------------------- ----------- ----------- --------------
01 DIRECTOR Management For
NORMAN H. BROWN, JR. Management For For
GEORGE W. CARMANY, III Management For For
WILLIAM H. WEBB Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITOR
CHEVRON CORPORATION CVX ANNUAL MEETING DATE: 05/28/2008
ISSUER: 166764100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- --------------------------------------------------------------- ----------- ----------- --------------
1A ELECTION OF DIRECTOR: S.H. ARMACOST Management For For
1B ELECTION OF DIRECTOR: L.F. DEILY Management For For
1C ELECTION OF DIRECTOR: R.E. DENHAM Management For For
1D ELECTION OF DIRECTOR: R.J. EATON Management For For
1E ELECTION OF DIRECTOR: S. GINN Management For For
1F ELECTION OF DIRECTOR: F.G. JENIFER Management For For
1G ELECTION OF DIRECTOR: J.L. JONES Management For For
1H ELECTION OF DIRECTOR: S. NUNN Management For For
1I ELECTION OF DIRECTOR: D.J. O REILLY Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GAMCO WESTWOOD INCOME FUND Page 16 of 17
1J ELECTION OF DIRECTOR: D.B. RICE Management For For
1K ELECTION OF DIRECTOR: P.J. ROBERTSON Management For For
1L ELECTION OF DIRECTOR: K.W. SHARER Management For For
1M ELECTION OF DIRECTOR: C.R. SHOEMATE Management For For
1N ELECTION OF DIRECTOR: R.D. SUGAR Management For For
1O ELECTION OF DIRECTOR: C. WARE Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 PROPOSAL TO AMEND CHEVRON S RESTATED CERTIFICATE Management For For
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK
04 ADOPT POLICY TO SEPARATE THE CEO/CHAIRMAN POSITIONS Shareholder Against For
05 ADOPT POLICY AND REPORT ON HUMAN RIGHTS Shareholder Against For
06 REPORT ON ENVIRONMENTAL IMPACT OF CANADIAN OIL Shareholder Against For
SANDS OPERATIONS
07 ADOPT GOALS AND REPORT ON GREENHOUSE GAS EMISSIONS Management Against For
08 REVIEW AND REPORT ON GUIDELINES FOR COUNTRY SELECTION Shareholder Against For
09 REPORT ON HOST COUNTRY LAWS Shareholder Against For
HSBC HOLDINGS PLC HBC ANNUAL MEETING DATE: 05/30/2008
ISSUER: 404280406 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- --------------------------------------------------------------- ----------- ----------- --------------
01 TO RECEIVE THE REPORT AND ACCOUNTS FOR 2007 Management For For
02 TO APPROVE THE DIRECTORS REMUNERATION REPORT Management For For
FOR 2007
3A TO RE-ELECT S A CATZ A DIRECTOR Management For For
3B TO RE-ELECT V H C CHENG A DIRECTOR Management For For
3C TO RE-ELECT J D COOMBE A DIRECTOR Management For For
3D TO RE-ELECT J L DURAN A DIRECTOR Management For For
3E TO RE-ELECT D J FLINT A DIRECTOR Management For For
3F TO RE-ELECT A A FLOCKHART A DIRECTOR Management For For
3G TO RE-ELECT W K L FUNG A DIRECTOR Management For For
3H TO RE-ELECT S T GULLIVER A DIRECTOR Management For For
3I TO RE-ELECT J W J HUGHES-HALLETT A DIRECTOR Management For For
3J TO RE-ELECT W S H LAIDLAW A DIRECTOR Management For For
3K TO RE-ELECT N R N MURTHY A DIRECTOR Management For For
3L TO RE-ELECT S W NEWTON A DIRECTOR Management For For
04 TO REAPPOINT THE AUDITOR AT REMUNERATION TO BE Management For For
DETERMINED BY THE GROUP AUDIT COMMITTEE
05 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Management For For
06 TO DISAPPLY PRE-EMPTION RIGHTS (SPECIAL RESOLUTION) Management For For
07 TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN Management For For
ORDINARY SHARES
08 TO ALTER THE ARTICLES OF ASSOCIATION (SPECIAL Management For For
RESOLUTION)
09 TO ALTER THE ARTICLES OF ASSOCIATION WITH EFFECT Management For For
FROM 1 OCTOBER 2008 (SPECIAL RESOLUTION)
10 TO AMEND THE RULES OF THE HSBC SHARE PLAN Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008
Selected Accounts: NPX GAMCO WESTWOOD INCOME FUND Page 17 of 17
FAIRPOINT COMMUNICATIONS, INC. FRP ANNUAL MEETING DATE: 06/18/2008
ISSUER: 305560104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- --------------------------------------------------------------- ----------- ----------- --------------
01 DIRECTOR Management For
CLAUDE C. LILLY Management For For
ROBERT S. LILIEN Management For For
THOMAS F. GILBANE, JR. Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
03 TO APPROVE THE FAIRPOINT COMMUNICATIONS, INC. Management Against Against
2008 LONG TERM INCENTIVE PLAN.
04 TO APPROVE THE FAIRPOINT COMMUNICATIONS, INC. Management For For
2008 ANNUAL INCENTIVE PLAN.
PROXY VOTING RECORD FOR THE PERIOD JULY 1, 2007 TO JUNE 30, 2008
For the period from July 1, 2007 to June 30, 2008, the GAMCO Westwood
Intermediate Bond Fund did not hold any voting securities.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant The GAMCO Westwood Funds
----------------------------------------------------------------------
By (Signature and Title)* /s/ Bruce N. Alpert
-------------------------------------------------------
Bruce N. Alpert, Principal Executive Officer
Date August 25, 2008
----------------------------------------------------------------------------
*Print the name and title of each signing officer under his or her signature.