SCHEDULE 14A
(Rule 14a-101)
INFORMATION REQUIRED IN PROXY STATEMENT
SCHEDULE 14A INFORMATION
Proxy Statement Pursuant to Section 14(a) of the
Securities Exchange Act of 1934 (Amendment No. )
Filed by the Registrant [X]
Filed by a Party other than the Registrant [ ]
Check the appropriate box:
[ ] Preliminary Proxy Statement [ ] Confidential, For Use of the Commission
Only (as permitted by Rule 14a-6(e)(2))
[X] Definitive Proxy Statement
[ ] Definitive Additional Materials
[ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12
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Eaton Vance Mutual Funds Trust
(Name of Registrant as Specified in Its Charter)
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(Name of Person(s) Filing Proxy Statement, if other than the Registrant)
Payment of Filing Fee (Check the appropriate box):
[X] No fee required.
[ ] Fee computed on table below per Exchange Act Rules 14a-6(i) (1) and 0-11.
(1) Title of each class of securities to which transaction applies:
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(2) Aggregate number of securities to which transaction applies:
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(3) Per unit price or other underlying value of transaction computed pursuant
to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is
calculated and state how it was determined):
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(4) Proposed maximum aggregate value of transaction:
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(5) Total fee paid:
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[ ] Fee paid previously with preliminary materials.
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[ ] Check box if any part of the fee is offset as provided by Exchange Act Rule
0-11(a)(2) and identify the filing for which the offsetting fee was paid
previously. Identify the previous filing by registration statement number,
or the form or schedule and the date of its filing.
(1) Amount Previously Paid:
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(2) Form, Schedule or Registration Statement no.:
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(3) Filing Party:
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(4) Date Filed:
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EATON VANCE GROUP OF FUNDS
The Eaton Vance Building
255 State Street
Boston, Massachusetts 02109
March 21, 2005
Dear Shareholder:
We cordially invite you to attend a Special Meeting of Shareholders of the Eaton
Vance Group of Funds on Friday, April 29, 2005. There is only one item on the
agenda, but it is an important one - the election of Trustees. We ask you to
read the enclosed information carefully and to submit your vote promptly.
In the proxy statement that follows this letter, the current Trustees are asking
shareholders to elect a slate of Trustees that includes all of the existing
Trustees and two new Trustees. The current Trustees serve on the Boards of
multiple Eaton Vance funds. If the entire slate is elected, at least two-thirds
of each Board will continue to be composed of Trustees who are independent of
Fund management.
Since the Trustee proposal is common to the Funds, we have combined our
discussion into a single proxy statement, which will reduce Fund expenses.
Please note that we are required to provide you with one proxy card for each
account that you own.
We realize that most of our shareholders will not be able to attend the meeting
and vote their shares in person. However, your Fund does need your vote. You can
vote by mail, telephone, or over the Internet, as explained in the enclosed
material. If you later decide to attend the meeting, you may revoke your proxy
and vote your shares in person. By voting promptly, you can help your Fund avoid
the expense of additional mailings.
If you would like additional information concerning the election of Trustees,
please call one of our service representatives at 1-800-262-1122. Your
participation in this vote is extremely important.
Sincerely,
/s/ James B. Hawkes
James B. Hawkes
President and Chief Executive Officer
Eaton Vance Management
YOUR VOTE IS IMPORTANT - PLEASE RETURN YOUR PROXY CARD PROMPTLY.
SHAREHOLDERS ARE URGED TO SIGN AND MAIL THE ENCLOSED PROXY IN THE ENCLOSED
POSTAGE PREPAID ENVELOPE OR VOTE BY TELEPHONE OR OVER THE INTERNET BY FOLLOWING
THE ENCLOSED INSTRUCTIONS. YOUR VOTE IS IMPORTANT WHETHER YOU OWN A FEW SHARES
OR MANY SHARES.
EATON VANCE GROUP OF FUNDS
The Eaton Vance Building
255 State Street
Boston, Massachusetts 02109
Notice of Special Meeting of Shareholders
To Be Held April 29, 2005
A Special Meeting of Shareholders of each Eaton Vance Fund listed on the
following pages will be held at the principal office of the Funds, The Eaton
Vance Building, 255 State Street, Boston, Massachusetts 02109, on Friday, April
29, 2005 at 1:30 P.M. (Eastern Standard Time), for the following purposes:
1. To consider and act upon a proposal to elect a Board of Trustees.
2. To consider and act upon any other matters which may properly come
before the meeting and any adjourned session thereof.
The proposal to elect Trustees is discussed in greater detail in the following
pages.
The meeting is called pursuant to the By-Laws of each Fund. The Boards of
Trustees of the Funds have fixed the close of business on February 28, 2005 as
the record date for the determination of the shareholders of each Fund entitled
to notice of and to vote at the meeting and any adjournments thereof.
By Order of the Board of Trustees
/s/ Alan R. Dynner
Alan R. Dynner
Secretary
March 21, 2005
Boston, Massachusetts
IMPORTANT
Shareholders can help the Board of Trustees avoid the necessity and additional
expense to each Fund of further solicitations to obtain a quorum by promptly
returning the enclosed proxy or voting by telephone or over the Internet. The
enclosed addressed envelope requires no postage if mailed in the United States
and is intended for your convenience.
Special Meeting of Shareholders - April 29, 2005
EATON VANCE GROUP OF FUNDS
The Funds in the Eaton Vance Group of Funds are part of various trusts. Each
Trust listed below is a "Trust" and collectively, the "Trusts". The Funds listed
below are each a "Fund" and collectively, the "Funds". Many of the Eaton Vance
Funds are in the master-feeder structure and invest their assets in a
corresponding portfolio. Each portfolio listed below is a "Portfolio" and
collectively, the "Portfolios". The list below contains all the Funds and their
corresponding Portfolios.
Trust Names Fund Names Corresponding Portfolio
- ----------- ---------- -----------------------
Eaton Vance Growth Trust Eaton Vance-Atlanta Capital Intermediate Bond Fund N/A
(8 Funds) Eaton Vance-Atlanta Capital Large-Cap Growth Fund Large-Cap Growth Portfolio
Eaton Vance-Atlanta Capital Small-Cap Fund Small-Cap Portfolio
Eaton Vance Asian Small Companies Fund Asian Small Companies Portfolio
Eaton Vance Greater China Growth Fund Greater China Growth Portfolio
Eaton Vance Growth Fund Growth Portfolio
Eaton Vance Global Growth Fund Global Growth Portfolio
Eaton Vance Worldwide Health Sciences Fund Worldwide Health Sciences Portfolio
Eaton Vance Investment Trust Eaton Vance California Limited Maturity Municipals Fund N/A
(8 Funds) Eaton Vance Florida Limited Maturity Municipals Fund N/A
Eaton Vance Massachusetts Limited Maturity Municipals
Fund N/A
Fund Eaton Vance National Limited Maturity Municipals
Fund N/A
Eaton Vance New Jersey Limited Maturity Municipals Fund N/A
Eaton Vance New York Limited Maturity Municipals Fund N/A
Eaton Vance Ohio Limited Maturity Municipals Fund N/A
Eaton Vance Pennsylvania Limited Maturity Municipals
Fund N/A
Eaton Vance Municipals Trust Eaton Vance Alabama Municipals Fund N/A
(28 Funds) Eaton Vance Arizona Municipals Fund N/A
Eaton Vance Arkansas Municipals Fund N/A
Eaton Vance California Municipals Fund N/A
Eaton Vance Colorado Municipals Fund N/A
Eaton Vance Connecticut Municipals Fund N/A
Eaton Vance Florida Municipals Fund N/A
Eaton Vance Georgia Municipals Fund N/A
Eaton Vance Kentucky Municipals Fund N/A
Eaton Vance Louisiana Municipals Fund N/A
Eaton Vance Maryland Municipals Fund N/A
Eaton Vance Massachusetts Municipals Fund N/A
Eaton Vance Michigan Municipals Fund N/A
Eaton Vance Minnesota Municipals Fund N/A
Eaton Vance Mississippi Municipals Fund N/A
Eaton Vance Missouri Municipals Fund N/A
Eaton Vance National Municipals Fund N/A
Eaton Vance New Jersey Municipals Fund N/A
Eaton Vance New York Municipals Fund N/A
Trust Names Fund Names Corresponding Portfolio
- ----------- ---------- -----------------------
Eaton Vance Municipals Trust (cont.) Eaton Vance North Carolina Municipals Fund N/A
Eaton Vance Ohio Municipals Fund N/A
Eaton Vance Oregon Municipals Fund N/A
Eaton Vance Pennsylvania Municipals Fund N/A
Eaton Vance Rhode Island Municipals Fund N/A
Eaton Vance South Carolina Municipals Fund N/A
Eaton Vance Tennessee Municipals Fund N/A
Eaton Vance Virginia Municipals Fund N/A
Eaton Vance West Virginia Municipals Fund N/A
Eaton Vance Municipals Trust II Eaton Vance Florida Insured Municipals Fund N/A
(4 Funds) Eaton Vance Hawaii Municipals Fund N/A
Eaton Vance High Yield Municipals Fund N/A
Eaton Vance Kansas Municipals Fund N/A
Eaton Vance Mutual Funds Trust Eaton Vance Cash Management Fund Cash Management Portfolio
(23 Funds) Eaton Vance Diversified Income Fund Boston Income Portfolio/
Floating Rate Portfolio/
Government Obligations Portfolio
Eaton Vance Equity Research Fund N/A
Eaton Vance Floating-Rate Fund Floating Rate Portfolio
Eaton Vance Floating-Rate & High Income Fund Floating Rate Portfolio/
High Income Portfolio
Eaton Vance Government Obligations Fund Government Obligations Portfolio
Eaton Vance High Income Fund High Income Portfolio
Eaton Vance Low Duration Fund Cash Management Portfolio/
Government Obligations Portfolio/
Investment Portfolio/
Investment Grade Income Portfolio
Eaton Vance Money Market Fund Cash Management Portfolio
Eaton Vance Municipal Bond Fund N/A
Eaton Vance Strategic Income Fund Strategic Income Portfolio/
High Income Portfolio/
Boston Income Portfolio/
Floating Rate Portfolio/
Investment Grade Income Portfolio
Eaton Vance Tax Free Reserves N/A
Eaton Vance Tax-Managed Dividend Income Fund N/A
Eaton Vance Tax-Managed Equity Asset Allocation Fund All Tax-Managed Portfolios
Eaton Vance Tax-Managed Growth Fund 1.1 Tax-Managed Growth Portfolio
Eaton Vance Tax-Managed Growth Fund 1.2 Tax-Managed Growth Portfolio
Eaton Vance Tax-Managed International Equity Fund Tax-Managed International Equity
Portfolio
Eaton Vance Tax-Managed Mid-Cap Core Fund Tax-Managed Mid-Cap Core Portfolio
Eaton Vance Tax-Managed Multi-Cap Opportunity Fund Tax-Managed Multi-Cap Opportunity
Portfolio
Eaton Vance Tax-Managed Small-Cap Growth Fund 1.1 Tax-Managed Small-Cap Growth
Portfolio
Eaton Vance Tax-Managed Small-Cap Growth Fund 1.2 Tax-Managed Small-Cap Growth
Portfolio
Eaton Vance Tax-Managed Small-Cap Value Fund Tax-Managed Small-Cap Value
Portfolio
Eaton Vance Tax-Managed Value Fund Tax-Managed Value Portfolio
Eaton Vance Series Trust Eaton Vance Tax-Managed Growth Fund 1.0 Tax-Managed Growth Portfolio
(1 Fund)
Trust Names Fund Names Corresponding Portfolio
- ----------- ---------- -----------------------
Eaton Vance Series Trust II Eaton Vance Income Fund of Boston Boston Income Portfolio
(2 Funds) Eaton Vance Tax-Managed Emerging Markets Fund N/A
Eaton Vance Special Investment Trust Eaton Vance Balanced Fund Capital Growth Portfolio/
(9 Funds) Investment Grade Income Portfolio/
Large-Cap Value Portfolio
Eaton Vance Emerging Markets Fund Emerging Markets Portfolio
Eaton Vance Greater India Fund South Asia Portfolio
Eaton Vance Large-Cap Core Fund Large-Cap Core Portfolio
Eaton Vance Large-Cap Value Fund Large-Cap Value Portfolio
Eaton Vance Small-Cap Growth Fund Small-Cap Growth Portfolio
Eaton Vance Small-Cap Value Fund N/A
Eaton Vance Special Equities Fund Special Equities Portfolio
Eaton Vance Utilities Fund Utilities Portfolio
Eaton Vance Variable Trust Eaton Vance VT Floating-Rate Income Fund N/A
(2 Funds) Eaton Vance VT Worldwide Health Sciences Fund N/A
Eaton Vance Group of Funds
The Eaton Vance Building
255 State Street
Boston, Massachusetts 02109
PROXY STATEMENT
A proxy is enclosed with the foregoing Notice of a Special Meeting of the Funds
to be held on April 29, 2005 at 1:30 P.M. (Eastern Standard Time) at the Eaton
Vance Building, 255 State Street, Boston, MA 02109 for the benefit of
shareholders who wish to vote, but do not expect to be present at the meeting.
Shareholders may also vote by telephone or over the Internet. All proxies are
solicited on behalf of the Board of Trustees. A written proxy is revocable by
the person giving it prior to exercise by a signed writing filed with the Funds'
proxy tabulator, Management Information Services, an ADP Company, P.O. Box 9123,
Hingham, MA 02043-9123, or by executing and delivering a later dated proxy, or
by attending the meeting and voting the shares in person. Proxies voted by
telephone or over the Internet may be revoked at any time in the same manner
that proxies voted by mail may be revoked. Each proxy will be voted in
accordance with its instructions; if no instruction is given, an executed proxy
will authorize the persons named as attorneys, or any of them, to vote in favor
of each matter. This proxy material is initially being mailed to shareholders on
or about March 21, 2005. Supplementary solicitations may be made by mail,
telephone, telegraph, facsimile or electronic means.
The Trustees have fixed the close of business on February 28, 2005 as the record
date for the determination of the shareholders entitled to notice of and to vote
at the meeting and any adjournments thereof. Shareholders at the close of
business on the record date will be entitled to one vote for each share held.
The number of shares of beneficial interest (excluding fractions thereof) of
each Fund outstanding as of February 1, 2005 is set forth in Exhibit A.
The persons who held of record more than 5% of the outstanding shares of any
class of shares of a Fund as of February 1, 2005 are set forth in Exhibit B. To
the knowledge of the Fund, no other person owns (of record or beneficially) 5%
or more of the outstanding shares of any class of shares of a Fund. The
Trustees, nominees for Trustee, and executive officers of each Fund individually
and as a group own beneficially less than 1% of the outstanding shares of each
Fund, except as disclosed on Exhibit B. Shareholders of all classes of shares of
a Fund will vote jointly on all items. Each Trust's Board of Trustees shall be
elected by a plurality of the shares of the entire Trust voted in person or by
proxy. Election of Trustees is non-cumulative.
The Trustees know of no business other than the business mentioned in Proposal 1
of the Notice of Meeting that will be presented for consideration. If any other
matters are properly presented, it is the intention of the persons named as
attorneys in the enclosed proxy to vote the proxies in accordance with their
judgment on such matters.
Each Fund will furnish without charge a copy of the Fund's most recent Annual
Report and its Semi-Annual Report to any shareholder upon request. Shareholders
desiring to obtain a copy of such reports should: (i) access them on Eaton
Vance's website at www.eatonvance.com; (ii) write to the Fund c/o Eaton Vance
Management, The Eaton Vance Building, 255 State Street, Boston, MA 02109, Attn:
Proxy Coordinator; or (iii) call 1-800-262-1122.
PROPOSAL 1. ELECTION OF TRUSTEES
The Boards of Trustees of the Trusts and Portfolios have proposed that the slate
of persons listed in the table set forth below be elected as Trustees of each
Trust and Portfolio, respectively (with the exceptions noted below). Each person
currently serves as a Trustee for multiple funds in the Eaton Vance Group of
Funds, except for Messrs. Esty and Verni who are nominees for election to each
Board. Other than the nomination of Messrs. Esty and Verni, the slate of
nominees for each Board consists of persons currently serving as a Trustee on
that Board.
Trustee Nominations
Messrs. Hawkes, Hayes, Park, Pearlman, Reamer and Ms. Stout currently serve as
Trustees of each Trust and Portfolio. Messrs. Hawkes, Hayes, Park, Pearlman,
Reamer and Ms. Stout are nominated to serve on all Boards.
Messrs. Chen and Lloyd George serve as Trustees of Asian Small Companies
Portfolio, Emerging Markets Portfolio, Global Growth Portfolio, Greater China
Growth Portfolio and South Asia Portfolio. Messrs. Chen and Lloyd George are
nominated to serve only on the Boards of the foregoing Portfolios and are not
nominated to serve on any additional Boards. In addition, Mr. Lloyd George
serves as President of each of the above-named Portfolios, except Global Growth
Portfolio of which he is Vice President.
As indicated above, Messrs. Esty and Verni are nominated to serve on all Boards.
The nominees for Trustee and their principal occupations for at least the last
five years are set forth in the table below. Unless otherwise indicated, the
position listed under "Position(s) Held with the Fund and/or Portfolio" are held
with all Funds and Portfolios. Each Trustee holds office until his or her
successor is elected and qualified. Information about Trust and Portfolio
officers appears in Exhibit E.
Interested Trustees
James B. Hawkes is an "interested person" as defined in the Investment Company
Act of 1940 (the "1940 Act") by reason of his affiliations with certain of the
Funds; Eaton Vance Management ("EVM" or "Eaton Vance"); Boston Management and
Research ("BMR"), a subsidiary of EVM; and Eaton Vance Distributors, Inc.
("EVD"), a wholly-owned subsidiary of EVM. EVM, BMR and EVD are wholly-owned
subsidiaries of Eaton Vance Corp. ("EVC"), a publicly traded holding company.
EVC and Eaton Vance Inc. ("EV") are the corporate parent and trustee,
respectively, of Eaton Vance and BMR. (EVM, EVD, EVC, BMR and their affiliates
are sometimes referred to collectively as the "Eaton Vance Organization").
Robert Lloyd George is an "interested person" by reason of his affiliation with
Lloyd George Investment Management (Bermuda) Limited, an investment adviser to
certain of the Funds and Portfolios.
Number of
Portfolios in Other
Position(s) Term of Fund Complex Directorships
Held with the Office(2) and by Trustee Held by Trustee
Name, Address Fund and/or Length of Principal Occupation(s) During or Nominee or Nominee
and Age(1) Portfolio Time Served Past Five Years for Trustee(3) for Trustee
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Interested Trustees
Hon. Robert Lloyd George(7) Trustee and See Exhibit F Chief Executive Officer of Lloyd George 5 None
DOB: 8/13/52 President or Management (B.V.I.) Limited ("LGM") and
Vice of Lloyd George Investment Management
President(4) (Bermuda) Limited. Chairman of LGM.
James B. Hawkes(6) Trustee and See Exhibit F Chairman, President and Chief Executive 195 Director of EVC
DOB: 11/9/41 President or Officer of BMR, Eaton Vance, EVC and
Vice EV; Director of EV; Vice President and
President(5) Director of EVD. Trustee and/or
officer of 195 registered investment
companies in the Eaton Vance Group of
Funds.
2
Number of
Portfolios in Other
Position(s) Term of Fund Complex Directorships
Held with the Office(2) and by Trustee Held by Trustee
Name, Address Fund and/or Length of Principal Occupation(s) During or Nominee or Nominee
and Age(1) Portfolio Time Served Past Five Years for Trustee(3) for Trustee
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Noninterested Trustees
Edward K.Y. Chen(7) Trustee See Exhibit F President of Lingnan University in 5 Director of
DOB: 1/14/45 Hong Kong. First Pacific
Company. Asia
Satellite
Telecommuni-
cations
Holdings Ltd.
and Wharf
Holdings
Limited
(property
management and
communications)
Benjamin C. Esty(6) Current --- Professor, Harvard University Graduate --- None
DOB: 1/2/63 Nominee for School of Business Administration
Trustee
Samuel L. Hayes, III(6) Trustee See Exhibit F Jacob H. Schiff Professor of Investment 195 Director of
DOB: 2/23/35 Banking Emeritus, Harvard University Tiffany & Co.
Graduate School of Business specialty
Administration. retailer) and
Telect, Inc.
(telecommuni-
cation services
company)
William H. Park(6) Trustee See Exhibit F President and Chief Executive Officer, 195 None
DOB: 9/19/47 Prizm Capital Management, LLC
(investment management firm (since
2002). Executive Vice President and
Chief Financial Officer, United Asset
Management Corporation (a holding
company owning institutional
investment management firms)
(1982-2001).
Ronald A. Pearlman(6) Trustee See Exhibit F Professor of Law, Georgetown University 195 None
DOB: 7/10/40 Law Center (since 1999). Formerly, Tax
Partner, Covington & Burling,
Washington, DC (1991-2000).
Norton H. Reamer(6) Trustee See Exhibit F President, Chief Executive Officer and 195 None
DOB: 9/21/35 a Director of Asset Management Finance
Corp. (a specialty finance company
serving the investment management
industry) (since October 2003).
President, Unicorn Corporation (an
investment and financial advisory
services company) (since September
2000). Formerly, Chairman and Chief
Operating Officer, Hellman, Jordan
Management Co., Inc. (an investment
management company) (2000-2003).
Formerly, Advisory Director of
Berkshire Capital Corporation
(investment banking firm) (2002-2003).
Formerly, Chairman of the Board, United
Asset Management Corporation (a holding
company owning institutional investment
management firms) and Chairman,
President and Director, UAM Funds
(mutual funds) (1980-2000).
3
Number of
Portfolios in Other
Position(s) Term of Fund Complex Directorships
Held with the Office(2) and by Trustee Held by Trustee
Name, Address Fund and/or Length of Principal Occupation(s) During or Nominee or Nominee
and Age(1) Portfolio Time Served Past Five Years for Trustee(3) for Trustee
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Lynn A. Stout(6) Trustee See Exhibit F Professor of Law, University of 195 None
DOB: 9/14/57 California at Los Angeles School of Law
(since July 2001). Formerly, Professor
of Law, Georgetown University Law
Center.
Ralph F. Verni(6) Current --- Consultant and private investor (since --- Director of
DOB: 1/26/43 Nominee for 2000). Formerly, President and Chief W.P. Carey &
Trustee Executive Officer, Redwood Investment Company LLC
Systems, Inc. (software developer) (manager of
(2000). Formerly, President and Chief real estate
Executive Officer, State Street investment
Research & Management (investment trusts)
adviser), SSRM Holdings (parent of
State Street Research & Management),
and SSR Realty (institutional realty
manager) (1992-2000).
(1) The business address of each Trustee and nominee is The Eaton Vance
Building, 255 State Street, Boston, MA 02109 with the exception of Mr.
Lloyd George whose business address is 3808 One Exchange Square, Central,
Hong Kong and Mr. Chen whose business address is Lingnan College, Tuen Mun,
Hong Kong.
(2) As noted under "Trustee Nominations," each Trustee holds office until his
or her successor is elected and qualified.
(3) Includes both master and feeder funds in master-feeder structure.
(4) Mr. Lloyd George is President of the following Portfolios: Asian Small
Companies Portfolio, Emerging Markets Portfolio, Greater China Growth
Portfolio and South Asia Portfolio. Mr. Lloyd George is Vice President of
Global Growth Portfolio.
(5) Mr. Hawkes is President of the following Portfolios: Large-Cap Growth
Portfolio, Small-Cap Portfolio, Tax-Managed Mid-Cap Core Portfolio and Tax-
Managed Small-Cap Value. Mr. Hawkes is Vice President of the following
Trusts and Portfolios: Eaton Vance Investment Trust, Eaton Vance Municipals
Trust, Eaton Vance Municipals Trust II, Asian Small Companies Portfolio,
Emerging Markets Portfolio, and South Asia Portfolio.
(6) Nominee for all Trusts and Portfolios.
(7) Nominee only for Asian Small Companies Portfolio, Emerging Markets
Portfolio, Global Growth Portfolio, Greater China Growth Portfolio and
South Asia Portfolio.
The following table shows the dollar range of equity securities beneficially
owned by each Trustee and nominee for Trustee (other than Messrs. Chen and Lloyd
George who own no shares) in each Fund and in all Eaton Vance Funds overseen by
the Trustee as of December 31, 2004. Any Fund not listed on the following table
has no shares owned by a Trustee or nominee for Trustee. Interests in a
Portfolio are currently offered only to certain institutional investors and
cannot be purchased by Trustees. The valuation date for the shares owned by
Trustees is December 31, 2004.
Dollar Range of Equity Securities Owned by
Benjamin C. James B. Samuel L. William H. Ronald A. Norton H. Lynn A. Ralph F.
Fund Name Esty(4) Hawkes(1) Hayes, III(2)(3) Park(2) Pearlman(2) Reamer(2) Stout(2)(3) Verni(4)
- --------- ------- --------- --------------- ------- ----------- --------- ----------- --------
Eaton Vance California Over
Municipal Income Trust None None $100,000 None None None None None
- -----------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Cash Over
Management Fund None $100,000 None None None $1-$10,000 None None
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Eaton Vance Emerging Over
Markets Fund None $100,000 None None None None None None
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Eaton Vance Floating-Rate Over $10,001-
& High Income Fund None $100,000 None $50,000 None None None None
- -----------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Greater $10,001-
India Fund None None $50,000 None None None None None
- -----------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Global $50,001- $10,001-
Growth Fund None $100,000 None None None None $50,000 None
- -----------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Government $50,001-
Obligations Fund None None None $100,000 None None None None
- -----------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Income Over $50,001- Over
Fund of Boston None $100,000 $1-$10,000 $100,000 None $100,000 None None
- -----------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Insured Over
Municipal Bond Fund None None None None None $100,000 None None
- -----------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Massachusetts $50,001-
Municipals Fund None None $100,000 None None None None None
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Eaton Vance Massachusetts Over
Income Trust None None $100,000 None None None None None
- -----------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Municipals $50,001- $10,001-
Bond Fund None $100,000 $1-$10,000 $50,000 None None None None
- -----------------------------------------------------------------------------------------------------------------------------------
4
Benjamin C. James B. Samuel L. William H. Ronald A. Norton H. Lynn A. Ralph F.
Fund Name Esty(4) Hawkes(1) Hayes, III(2)(3) Park(2) Pearlman(2) Reamer(2) Stout(2)(3) Verni(4)
- --------- ------- --------- --------------- ------- ----------- --------- ----------- --------
Eaton Vance National $10,001-
Municipals Fund None None None None $50,000 None None None
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance National Over
Municipals Income Trust None None $100,000 None None None None None
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance New York Over
Municipals Fund None None $100,000 None None None None None
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Senior Over
Income Trust None None $100,000 None None None None None
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Small-Cap $10,001-
Growth FUnd None None $50,000 None None None None None
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Tax Free
Reserves None None None None None $1-$10,001 None None
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance
Tax-Advantaged Global $50,001-
Dividend Income Fund None None None None None $100,000 None None
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Tax-Managed $10,001-
Dividend Income Fund None None None $50,000 None None None None
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Tax-Managed
Equity Asset Allocation Over
Fund None $100,000 None None None None None None
- -----------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Tax-Managed $10,001-
Growth Fund 1.1 None None None None None None $50,000 None
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Tax-Managed $10,001- $50,001-
Growth Fund 1.2 None None None $50,000 $100,000 None None None
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Tax-Managed Over $10,001-
Value Fund None $100,000 None None $50,000 None None None
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Worldwide Over Over $10,001- $10,001- $10,001-
Health Sciences Fund None $100,000 $100,000 $50,000 $50,000 None $50,000 None
- -----------------------------------------------------------------------------------------------------------------------------------
Aggregate Dollar Range of None Over Over Over Over Over Over None
Equity Securities Owned in $100,000 $100,000 $100,000 $100,000 $100,000 $100,000
all Registered Funds
Overseen by Trustee in the
Eaton Vance Group of Funds
(1) Interested Trustee
(2) Noninterested Trustee
(3) For some Funds, figures include shares which may be deemed to be
beneficially owned through a Trustee Deferred Compensation Plan.
(4) Nominee for Noninterested Trustee.
Unless authority to vote for election of one or more of the nominees is
specifically withheld by executing the proxy in the manner stated thereon, it is
the present intention that the enclosed proxy will be used for the purpose of
voting in favor of the election of all nominees as Trustees as described above
to hold office in accordance with the By-Laws. Each Trustee nominee has
consented to stand for election and to serve as a Trustee if elected. If any
nominee should be unable to serve, an event not now anticipated, the
discretionary power given in the proxy may be used to vote for a substitute
nominee as designated by the Board of Trustees to replace such person (unless
authority to vote for election of all nominees is specifically withheld by
executing the proxy in the manner stated thereon).
Board Meetings and Committees
During the calendar year ended December 31, 2004, the Trustees met nine times
(the Board of Trustees of Each Vance Municipals Trust II met ten times). Each
Board has three formal standing committees, an Audit Committee, a Special
Committee and a Governance Committee. During the calendar year ended December
31, 2004, the Audit Committee met five times, the Special Committee met five
times and the Governance Committee met six times. With the exception of Messrs.
Chen and Lloyd George, each Trustee currently serving on the Boards listed above
attended at least 75% of such Board and committee meetings on which he or she
serves. The Portfolios have the same Trustee committee and compensation
structure and committee composition as the Funds.
The Audit, Special and Governance Committees of each Board are comprised of
Trustees who are not "interested persons" as that term is defined under the 1940
Act ("Independent Trustees"). The respective duties and responsibilities of
these Committees remain under the continuing review of the Governance Committee
and the Boards.
Messrs. Reamer (Chair), Hayes, Park and Ms. Stout serve on the Audit Committee
of the Board of Trustees of each Fund and Portfolio, such Audit Committee being
established in accordance with Section 3(a)(58)(A) of the Securities Exchange
Act of 1934. The purposes of the Audit Committee are to (i) oversee each Fund's
accounting and financial reporting processes, its internal control over
financial reporting, and, as appropriate, the internal control over financial
reporting of certain service providers; (ii) oversee or, as appropriate, assist
Board oversight of the quality and integrity of each Fund's financial statements
and the independent audit thereof; (iii) oversee, or, as appropriate, assist
Board oversight of, each Fund's compliance with legal and regulatory
requirements that relate to the Fund's accounting and financial reporting,
internal control over financial reporting and independent audits; (iv) approve,
5
prior to appointment, the engagement and, when appropriate, replacement of the
independent auditors, and, if applicable, nominate independent auditors to be
proposed for shareholder ratification in any proxy statement of each Fund; and
(v) evaluate the qualifications, independence and performance of the independent
auditors and the audit partner in charge of leading the audit. Each Board
designated Messrs. Park, Hayes and Reamer as Audit Committee financial experts.
Messrs. Hayes (Chair), Park, Pearlman, Reamer and Ms. Stout serve on the Special
Committee of the Board of Trustees of each Fund and Portfolio. The purposes of
the Special Committee are to consider, evaluate and make recommendations to the
Boards of Trustees concerning the following matters: (i) contractual
arrangements with each service provider to a Fund, including advisory,
sub-advisory, transfer agency, custodial and fund accounting, distribution
services and administrative services; (ii) any and all other matters in which
any of a Fund's service providers (including Eaton Vance or any affiliated
entity thereof) has any actual or potential conflict of interest with the
interests of a Fund or its shareholders; and (iii) any other matter appropriate
for review by the Independent Trustees, unless the matter is within the
responsibilities of the Audit Committee or the Governance Committee of the Fund.
In February 2004, the Special Committee established a Contract Review
Subcommittee to act on matters delegated to it by the Special Committee,
including matters relating to a Fund's investment advisory agreement and other
service contracts, expense allocation, a Fund's directors' and officers' errors
and omissions insurance coverage, and actual or potential conflicts of interest
between Eaton Vance and its affiliated companies, on the one hand, and a Fund on
the other hand. On August 16, 2004, the Special Committee approved a revised
Special Committee Charter which eliminated the Contract Review Subcommittee,
because it was determined that its function could be carried out by the full
Special Committee. The Contract Review Subcommittee was comprised of Messrs.
Hayes (Chair), Park, Pearlman and Reamer and met six times during the calendar
year ended December 31, 2004.
Ms. Stout (Chair) and Messrs. Hayes, Park, Pearlman and Reamer serve on the
Governance Committee of the Board of Trustees of each Fund and Portfolio. The
purpose of the Governance Committee is to consider, evaluate and make
recommendations to the Boards of Trustees with respect to the structure,
membership and operation of the Boards of Trustees and the Committees thereof,
including the nomination and selection of Independent Trustees and a Chairperson
of the Boards and the compensation of Independent Trustees.
Each Fund's and Portfolio's Board of Trustees has adopted a written charter for
its Governance Committee, not available on the Funds' website, a copy of which
is attached as Exhibit 1. The Governance Committee identifies candidates by
obtaining referrals from such sources as it deems appropriate, which may include
current Trustees, management of the Funds, counsel and other advisors to the
Trustees, and shareholders of a Fund who submit recommendations in accordance
with the procedures described in the Committee's charter. In no event shall the
Governance Committee consider as a candidate to fill any vacancy an individual
recommended by management of the Funds, unless the Governance Committee has
invited management to make such a recommendation. The Governance Committee will,
when a vacancy exists or is anticipated, consider any nominee for Independent
Trustee recommended by a shareholder if such recommendation is submitted in
writing to the Governance Committee, contains sufficient background information
concerning the candidate, including evidence the candidate is willing to serve
as an Independent Trustee if selected for the position, and is received in a
sufficiently timely manner. The Governance Committee's procedures for
identifying and evaluating candidates for the position of Independent Trustee,
including the procedures to be followed by shareholders of a Fund wishing to
recommend such candidates for consideration by the Governance Committee and the
qualifications the Governance Committee will consider, are set forth in Appendix
A to the Committee's charter. Messrs. Esty and Verni were recommended to the
Governance Committee by one of the Independent Trustees.
6
COMMUNICATION WITH THE BOARD
Shareholders wishing to communicate with the Board may do so by sending a
written communication to the Chairperson of the Boards of Trustees, any
Chairperson of the Audit Committee, Special Committee or Governance Committee or
to the Independent Trustees as a group, at the following address: The Eaton
Vance Building, 255 State Street, Boston, MA 02109, c/o the Secretary of the
applicable Fund.
REMUNERATION OF TRUSTEES
Trustees of each Portfolio who are not affiliated with EVM or BMR may elect to
defer receipt of all or a percentage of their annual fees in accordance with the
terms of a Trustees Deferred Compensation Plan (a "Trustees' Plan"). Under each
Trustees' Plan, an eligible Trustee may elect to have his deferred fees invested
by a Portfolio or Fund in the shares of one or more funds in the Eaton Vance
Group of Funds, and the amount paid to the Trustees under each Trustees' Plan
will be determined based upon the performance of such investments. Deferral of
Trustees' fees in accordance with each Trustees' Plan will have a negligible
effect on the Portfolio's or Fund's assets, liabilities, and net income per
share, and will not obligate a Portfolio to retain the services of any Trustee
or obligate a Portfolio to pay any particular level of compensation to the
Trustee. None of the Funds or the Portfolios has a retirement plan for Trustees.
The fees and expenses of those Trustees who are not members of the Eaton Vance
Organization are paid by the Funds. Exhibit C sets forth (i) the compensation
earned by the Trustees who are not members of the Eaton Vance Organization in
their capacities as Trustees of each Fund as of the Fund's most recent fiscal
year end, and (ii) the compensation earned in their capacities as Trustees of
the registered investment companies in the Eaton Vance Group of Funds for the
year ended December 31, 2004.
ELECTION OF PORTFOLIO TRUSTEES
As described above, each nominee for Trustee of a Fund is also nominated to
serve as Trustee of the Fund's corresponding Portfolio or Portfolios. For those
Funds in a "master-feeder structure" that invest in a single Portfolio, each
such Fund will vote its interest in its corresponding Portfolio for or against a
Portfolio Trustee nominee in the same proportion as the instructions received
from the Fund's shareholders. For those Funds that invest in multiple
Portfolios, each such Fund will vote its respective interests in its Portfolios
for or against a Portfolio Trustee nominee in accordance with applicable law.
VOTING AT THE MEETING
Unless authority to vote for election of one or more nominees is specifically
withheld by executing the proxy in the manner stated thereon, it is the present
intention that the enclosed proxy will be used for the purpose of authorizing
each Fund to vote in favor of the election of the nominees set forth in Proposal
1 to be Trustees of the respective Trusts and Portfolios, to hold office until
their successors are elected and qualified.
VOTE REQUIRED TO APPROVE PROPOSAL 1
Each Trust's Board of Trustees shall be elected by a plurality of the shares of
the entire Trust voted in person or by proxy.
The Board of Trustees recommends that the shareholders of each Fund vote to
elect each nominee of its respective Trust as a Trustee of the Trust.
NOTICE TO BANKS AND BROKER/DEALERS
The Funds have previously solicited all Nominee and Broker/Dealer accounts as to
the number of additional proxy statements required to supply owners of shares.
Should additional proxy material be required for beneficial owners, please
forward such requests to Eaton Vance Management, The Eaton Vance Building, 255
State Street, Boston, MA 02109, Attn: Proxy Coordinator.
7
ADDITIONAL INFORMATION
AUDITORS, AUDIT FEES AND ALL OTHER FEES
Deloitte & Touche LLP ("Deloitte"), 200 Berkeley Street, Boston, MA 02116, or
PricewaterhouseCoopers, LLP ("PWC"), 125 High Street, Boston, MA 02110, serve as
the independent registered public accounting firms of the Funds and Portfolios.
Deloitte and PWC are expected to be represented at the Special Meeting, but if
not, a representative will be available by telephone should the need for
consultation arise. Representatives of Deloitte and PWC will have the
opportunity to make a statement if they desire to do so and will be available to
respond to appropriate questions. A list of the Funds, their independent
registered public accounting firms and the aggregate audit, audit-related, tax,
and other fees billed for services rendered to each Fund by the Fund's principal
accountant for the relevant periods are set forth on Exhibit D hereto. Aggregate
non-audit fees (i.e., fees for audit-related, tax, and other services) billed
for services rendered for the relevant periods to (i) each Fund by the Fund's
principal accountant; and (ii) the Eaton Vance Organization by each Fund's
principal accountant are also set forth on Exhibit D hereto.
Each Fund's Audit Committee has adopted policies and procedures relating to the
pre-approval of services provided by the Fund's principal accountant (the
"Pre-Approval Policies"). The Pre-Approval Policies establish a framework
intended to assist the Audit Committee in the proper discharge of its
pre-approval responsibilities. As a general matter, the Pre-Approval Policies
(i) specify certain types of audit, audit-related, tax, and other services
determined to be pre-approved by the Audit Committee; and (ii) delineate
specific procedures governing the mechanics of the pre-approval process,
including the approval and monitoring of audit and non-audit service fees.
Unless a service is specifically pre-approved under the Pre-Approval Policies,
it must be separately pre-approved by the Audit Committee. The Pre-Approval
Policies and the types of audit and non-audit services pre-approved therein must
be reviewed and ratified by each Fund's Audit Committee at least annually. The
Fund's Audit Committee maintains full responsibility for the appointment,
compensation, and oversight of the work of each Fund's principal accountant.
Each Fund's Audit Committee has considered whether the provision by the Fund's
principal accountant of non-audit services to the Fund's investment adviser, as
well as any of its affiliates that provide ongoing services to the Fund, that
were not pre-approved pursuant to Rule 2-01(c)(7)(ii) of Regulation S-X is
compatible with maintaining the principal accountant's independence.
OFFICERS OF THE FUNDS AND PORTFOLIOS
The officers of the Funds, their corresponding Portfolios and length of service
are set forth in Exhibits E and F. Because of their positions with Eaton Vance
and their ownership of EVC stock, the officers of each Fund and each Portfolio
will benefit from the advisory fees and/or administration fees paid by a Fund or
Portfolio to Eaton Vance or BMR. Because of their positions with Lloyd George
Investment Management (Bermuda) Limited or OrbiMed Advisors, LLC and their
ownership interests therein, certain Portfolio officers benefit from the
advisory fees paid by certain Portfolios to Lloyd George Investment Management
(Bermuda) Limited or OrbiMed Advisors, LLC.
INVESTMENT ADVISER, ADMINISTRATOR AND UNDERWRITER
Eaton Vance and BMR serve as investment adviser to many of the Funds and
Portfolios in the Eaton Vance Group of Funds. In addition, Eaton Vance serves as
administrator and sub-transfer agent to each Fund. Lloyd George Investment
Management (Bermuda) Limited, 3808 One Exchange Square, Central, Hong Kong
serves as the investment adviser to certain Funds and Portfolios. OrbiMed
Advisors, LLC, 767 3rd Avenue, New York, NY 10017, is the investment adviser to
Worldwide Health Sciences Portfolio and VT Worldwide Health Sciences Fund.
Atlanta Capital Management, LLC, Fox Asset Management LLC and Parametric
Portfolio Associates, each an indirect majority owned subsidiary of Eaton Vance,
act as sub-advisers to certain Funds and Portfolios. Eagle Global Advisors acts
as the sub-adviser to Eaton Vance Tax-Managed International Equity Fund. EVD
acts as the principal underwriter for all Funds and as placement agent for all
the Portfolios. The business address of Eaton Vance, BMR, EVD, Atlanta Capital
Management, LLC, Fox Asset Management LLC and Parametric Portfolio Associates is
The Eaton Vance Building, 255 State Street, Boston, MA 02109. The business
address of Eagle Global Advisors is 5847 San Felipe, Suite 930, Houston, Texas
77057.
8
PROXY SOLICITATION AND TABULATION
The expense of preparing, printing and mailing this Proxy Statement and
enclosures and the costs of soliciting proxies on behalf of each Trust's Board
of Trustees will be borne ratably by its Funds. Proxies will be solicited by
mail and may be solicited in person or by telephone, telegraph, facsimile or
other electronic means by officers of the Trust, by personnel of Eaton Vance, by
the Funds' transfer agent, PFPC Inc. (or Investors Bank & Trust Company in the
case of Eaton Vance Variable Trust), or by broker-dealer firms or by a
professional solicitation organization. The expenses connected with the
solicitation of these proxies and with any further proxies which may be
solicited by a Fund's officers, by Eaton Vance personnel, by the transfer agent,
PFPC Inc. (or Investors Bank & Trust Company in the case of Eaton Vance Variable
Trust), by broker-dealer firms, in person, or by telephone, by telegraph, by
facsimile or other electronic means will be borne pro rata by each Fund based on
the number of that Fund's shareholder accounts. A written proxy may be delivered
to a Fund or its transfer agent prior to the meeting by facsimile machine,
graphic communication equipment or other electronic transmission. A Fund will
reimburse banks, broker-dealer firms, and other persons holding shares
registered in their names or in the names of their nominees, for their expenses
incurred in sending proxy material to and obtaining proxies from the beneficial
owners of such shares. Total aggregate proxy solicitation costs for all the
Trusts are estimated to be $250,000. As mentioned, such costs will be borne
ratably by all of the Funds.
Shareholders may also choose to give their proxy votes by telephone using an
automated telephonic voting system or through the Internet rather than return
their proxy cards. Please see the proxy card for details. A Fund may arrange for
Eaton Vance, its affiliates or agents to contact shareholders who have not
returned their proxy cards and offer to have votes recorded by telephone. If a
Fund records votes by telephone or over the Internet, it will use procedures
designed to authenticate shareholders' identities, to allow shareholders to
authorize the voting of their shares in accordance with their instructions, and
to confirm that their instructions have been properly recorded. If the enclosed
proxy card is executed and returned, or an Internet or telephonic vote is
delivered, that vote may nevertheless be revoked at any time prior to its use by
written notification received by the Fund, by the execution of a later-dated
proxy card, by the Fund's receipt of a subsequent valid Internet or telephonic
vote, or by attending the meeting and voting in person.
All proxy cards solicited by the Boards of Trustees that are properly executed
and telephone and Internet votes that are properly delivered and received by the
Secretary prior to the meeting, and which are not revoked, will be voted at the
meeting. Shares represented by such proxies will be voted in accordance with the
instructions thereon. If no specification is made on the proxy card with respect
to Proposal 1, it will be voted FOR the matters specified on the proxy card. For
purposes of determining the presence or absence of a quorum and for determining
whether sufficient votes have been received for approval of any matter to be
acted upon at the meeting, abstentions and broker non-votes (i.e., proxies from
brokers or nominees indicating that such persons have not received instructions
from the beneficial owner or other person entitled to vote shares on a
particular matter with respect to which the brokers or nominees do not have
discretionary power) will be treated as shares that are present at the meeting,
but which have not been voted. Accordingly, abstentions and broker non-votes
will assist a Fund in obtaining a quorum, but will have no effect on the outcome
of the Proposal.
If a quorum is not present at the meeting or if a quorum is present at the
meeting, but sufficient votes by the shareholders of the Trusts in favor of
Proposal 1 set forth in the Notice of this meeting are not received by the
meeting date, the persons named as attorneys in the enclosed proxy may propose
one or more adjournments of the meeting to permit further solicitation of
proxies. Any such adjournment will require the affirmative vote of the holders
of a majority of the shares of that Trust present in person or by proxy at the
session of the meeting to be adjourned. The persons named as attorneys in the
enclosed proxy will vote in favor of such adjournment those proxies that they
are entitled to vote in favor of the Proposal for which further solicitation of
proxies is to be made. They will vote against any such adjournment those proxies
required to be voted against such Proposal. The costs of any such additional
solicitation and of any adjourned session will be borne by the Funds as
described above.
9
SHAREHOLDER PROPOSALS
Shareholders wishing to submit proposals for consideration at a subsequent
shareholders' meeting should send their written proposals to: Secretary, Eaton
Vance Group of Funds, The Eaton Vance Building, 255 State Street, Boston, MA
02109. Proposals must be received in advance of a proxy solicitation to be
considered and the mere submission of a proposal does not guarantee inclusion in
the proxy statement or consideration at the meeting. The Funds do not conduct
annual meetings.
10
March 21, 2005
Exhibit A
The outstanding shares of beneficial interest of each Fund may consist of Class
A, Advisers Class, Class B, Class C, Class I, Class R or Class S shares as
indicated below.
No. of Shares Outstanding on
Fund Name and Class February 1, 2005
- ------------------- ----------------
Eaton Vance Growth Trust
Eaton Vance-Atlanta Capital Intermediate Bond Fund (Class I) 1,121,838
- --------------------------------------------------------------------------------------------------------------------------
Eaton Vance-Atlanta Capital Large-Cap Growth Fund (Class A and I) 3,375,763
- --------------------------------------------------------------------------------------------------------------------------
Eaton Vance-Atlanta Capital Small-Cap Fund (Class A and I) 1,591,648
- --------------------------------------------------------------------------------------------------------------------------
Eaton Vance Asian Small Companies Fund (Class A and B) 1,353,951
- --------------------------------------------------------------------------------------------------------------------------
Eaton Vance Global Growth Fund (Class A, B and C) 6,134,531
- --------------------------------------------------------------------------------------------------------------------------
Eaton Vance Greater China Growth Fund (Class A, B and C) 8,863,763
- --------------------------------------------------------------------------------------------------------------------------
Eaton Vance Growth Fund (Class A, B and C) 16,790,401
- --------------------------------------------------------------------------------------------------------------------------
Eaton Vance Worldwide Health Sciences Fund (Class A, B, C and R) 245,754,592
- --------------------------------------------------------------------------------------------------------------------------
Eaton Vance Investment Trust
Eaton Vance California Limited Maturity Municipals Fund (Class A, B and C) 3,311,311
- --------------------------------------------------------------------------------------------------------------------------
Eaton Vance Florida Limited Maturity Municipals Fund (Class A, B and C) 7,065,931
- --------------------------------------------------------------------------------------------------------------------------
Eaton Vance Massachusetts Limited Maturity Municipals Fund (Class A, B and C) 8,688,927
- --------------------------------------------------------------------------------------------------------------------------
Eaton Vance National Limited Maturity Municipals Fund (Class A, B and C) 24,538,902
- --------------------------------------------------------------------------------------------------------------------------
Eaton Vance New Jersey Limited Maturity Municipals Fund (Class A and B) 5,186,063
- --------------------------------------------------------------------------------------------------------------------------
Eaton Vance New York Limited Maturity Municipals Fund (Class A, B and C) 11,014,532
- --------------------------------------------------------------------------------------------------------------------------
Eaton Vance Ohio Limited Maturity Municipals Fund (Class A and B) 1,946,197
- --------------------------------------------------------------------------------------------------------------------------
Eaton Vance Pennsylvania Limited Maturity Municipals Fund (Class A, B and C) 5,905,703
- --------------------------------------------------------------------------------------------------------------------------
Eaton Vance Municipals Trust
Eaton Vance Alabama Municipals Fund (Class A and B) 5,857,125
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Arizona Municipals Fund (Class A and B) 6,518,053
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Arkansas Municipals Fund (Class A and B) 4,103,124
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance California Municipals Fund (Class A and B) 21,028,164
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Colorado Municipals Fund (Class A and B) 3,047,046
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Connecticut Municipals Fund (Class A and B) 12,690,432
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Florida Municipals Fund (Class A and B) 22,564,650
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Georgia Municipals Fund (Class A and B) 5,696,463
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Kentucky Municipals Fund (Class A and B) 6,682,465
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Louisiana Municipals Fund (Class A and B) 2,849,663
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Maryland Municipals Fund (Class A and B) 7,074,622
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Massachusetts Municipals Fund (Class A, B and I) 21,851,543
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Michigan Municipals Fund (Class A and B) 6,585,811
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Minnesota Municipals Fund (Class A and B) 4,623,012
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Mississippi Municipals Fund (Class A and B) 1,805,892
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Missouri Municipals Fund (Class A and B) 6,067,461
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance National Municipals Fund (Class A, B, C and I) 198,413,487
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance New Jersey Municipals Fund (Class A and B) 23,408,829
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance New York Municipals Fund (Class A, B and C) 32,923,943
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance North Carolina Municipals Fund (Class A and B) 8,021,955
- ------------------------------------------------------------------------------------------------------------------------
A-1
No. of Shares Outstanding on
Fund Name and Class February 1, 2005
- ------------------- ----------------
Eaton Vance Municipals Trust (cont.)
Eaton Vance Ohio Municipals Fund (Class A and B) 17,459,617
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Oregon Municipals Fund (Class A and B) 8,390,279
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Pennsylvania Municipals Fund (Class A and B) 21,524,266
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Rhode Island Municipals Fund (Class A and B) 5,242,617
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance South Carolina Municipals Fund (Class A and B) 5,737,467
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Tennessee Municipals Fund (Class A and B) 5,122,973
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Virginia Municipals Fund (Class A and B) 10,745,752
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance West Virginia Municipals Fund (Class A and B) 2,804,498
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Municipals Trust II
Eaton Vance Florida Insured Municipals Fund (Class A and B) 3,880,135
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Hawaii Municipals Fund (Class A and B) 1,862,447
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance High Yield Municipals Fund (Class A, B and C) 62,732,511
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Kansas Municipals Fund (Class A and B) 2,096,639
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Mutual Funds Trust
Eaton Vance Cash Management Fund 97,038,622
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Diversified Income Fund (Class A, B and C) 1,173,986
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Equity Research Fund 132,275
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Floating-Rate Fund (Advisers Class, Class A, B, C and I) 390,289,635
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Floating-Rate & High Income Fund (Advisers Class, Class A, B, C and I) 180,563,862
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Government Obligations Fund (Class A, B, C and R) 115,592,249
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance High Income Fund (Class A, B and C) 151,136,897
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Low Duration Fund (Class A, B and C) 7,485,306
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Money Market Fund 62,305,644
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Municipal Bond Fund (Class A, B and I) 24,452,949
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Strategic Income Fund (Class A, B and C) 62,069,713
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Tax Free Reserves 29,170,028
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Tax-Managed Dividend Income Fund (Class A, B and C) 34,773,866
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Tax-Managed Equity Asset Allocation Fund (Class A, B and C) 36,096,360
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Tax-Managed Growth Fund 1.1 (Class A, B, C, I and S) 129,264,410
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Tax-Managed Growth Fund 1.2 (Class A, B, C and I) 143,022,897
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Tax-Managed International Equity Fund (Class A, B and C) 9,859,273
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Tax-Managed Mid-Cap Core Fund (Class A, B and C) 2,088,245
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Tax-Managed Multi-Cap Opportunity Fund (Class A, B, and C) 6,227,950
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Tax-Managed Small-Cap Growth Fund 1.1 (Class A, B and C) 9,655,270
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Tax-Managed Small-Cap Growth Fund 1.2 (Class A, B and C) 4,376,332
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Tax-Managed Small-Cap Value Fund (Class A, B and C) 1,954,385
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Tax-Managed Value Fund (Class A, B and C) 53,085,406
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Series Trust
Eaton Vance Tax-Managed Growth Fund 1.0 1,880,904
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Series Trust II
Eaton Vance Income Fund of Boston (Class A, B, C, I and R) 244,694,871
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Tax-Managed Emerging Markets Fund (Class I) 10,071,575
- ------------------------------------------------------------------------------------------------------------------------
A-2
No. of Shares Outstanding on
Fund Name and Class February 1, 2005
- ------------------- ----------------
Eaton Vance Special Investment Trust
Eaton Vance Balanced Fund (Class A, B and C) 27,404,706
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Emerging Markets Fund (Class A and B) 3,099,830
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Greater India Fund (Class A and B) 7,037,849
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Large-Cap Core Fund (Class A, B and C) 2,435,534
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Large-Cap Value Fund (Class A, B, C, I and R) 59,322,031
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Small-Cap Growth Fund (Class A, B and C) 1,206,523
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Small-Cap Value Fund (Class A, B and C) 942,750
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Special Equities Fund (Class A, B and C) 9,609,612
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Utilities Fund (Class A, B, C and I) 61,703,657
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance Variable Trust
Eaton Vance VT Floating-Rate Income Fund 7,895,536
- ------------------------------------------------------------------------------------------------------------------------
Eaton Vance VT Worldwide Health Sciences 2,498,457
- ------------------------------------------------------------------------------------------------------------------------
A-3
Exhibit B
As of February 1, 2005, the following record owner(s) of the specified Fund and
class held the share percentages indicated below, which was owned either (i)
beneficially by such person(s) or (ii) of record by such person(s) on behalf of
customers who are the beneficial owners of such shares and as to which such
record owner(s) may exercise voting rights under certain limited circumstances.
Beneficial owners of 25% or more of a class of a Fund are presumed to be in
control of the class for purposes of voting on certain matters submitted to
shareholders. Class I shares are also known as "Institutional Shares".
Beneficial share ownership by a Fund Trustee or officer, as the case may be, is
noted.
Amount of
Securities and
Address % Owned
------- ---------------
EATON VANCE GROWTH TRUST
Eaton Vance-Atlanta Capital Intermediate Bond Fund
Class I Shares
Reliance Trust Company FBO Georgia Bankers Association Atlanta, GA 289,634 (25.8%)
NFSC FEBO GBA Retirement Services Inc.(1) Atlanta, GA 251,865 (22.5%)
GBA Retirement Services Inc. TTEE
NFSC FEBO GBA Farmers & Merchants Bank PE Atlanta, GA 169,217 (15.1%)
GBA Retirement Services Inc. TTEE
NFSC FEBO GBA Capital Plans GBA Retirement Services I TTEE Atlanta, GA 164,881 (14.7%)
Laurel Bone & Joint Clinic 401K Profit Sharing Plan Laurel, MS 106,267 (9.5%)
PFPC Trust Co. Custodian for Charles A. Knowles Griffin, GA 63,192 (5.6%)
Eaton Vance-Atlanta Capital Large-Cap Growth Fund
Class A Shares
Laurel Bone & Joint Clinic 401K Profit Sharing Plan Laurel, MS 226,789 (56.6%)
Class I Shares
NFSC FEBO GBA Retirement Services Inc.(1) Atlanta, GA 913,013 (30.6%)
GBA Retirement Services Inc. TTEE
Eaton Vance Master Trust for Retirement Plans Charlotte, NC 484,979 (16.3%)
Reliance Trust Company FBO Georgia Bankers Association Atlanta, GA 418,324 (14.0%)
NFSC FEBO GBA Capital Plans GBA Retirement Services I TTEE Atlanta, GA 397,773 (13.3%)
SEI Private Trust Company Oaks, PA 224,933 (7.5%)
NFSC FEBO GBA Farmers Merchants Bank PE Atlanta, GA 189,497 (6.8%)
GBA Retirement Services Inc. TTEE
Eaton Vance-Atlanta Capital Small-Cap Fund
Class A Shares
Laurel Bone & Joint Clinic 401K Profit Sharing Plan Laurel, MS 45,445 (37.7%)
Smith Barney Corporate Trust Co., Copeland Retirement Trust Acct. East Brunswick, NJ 6,658 (5.5%)
Class I Shares
Eaton Vance Master Trust for Retirement Plans Charlotte, NC 372,808 (25.3%)
NFSC FEBO GBA Retirement Services Inc. (1) Atlanta, GA 331,913 (22.6%)
GBA Retirement Services Inc. TTEE
NFSC FEBO GBA Capital Plans GBA Retirement Services I TTEE Atlanta, GA 211,725 (14.4%)
Fabco & Co. FBO Washington Hebrew Congr Mtl Fd Atlanta, GA 126,847 (8.6%)
HIBFUND FBO c/o Marshall & Ilsley Trust Co. Milwaukee, WI 109,587 (7.5%)
Reliance Trust Company FBO Georgia Bankers Association Atlanta, GA 77,115 (5.2%)
Eaton Vance Asian Small Companies Fund
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 134,645 (15.9%)
Class B Shares
Eaton Vance Global Growth Fund
Class A Shares
Patterson & Co. FBO Eaton Vance Master Trust for Retirement Plans -
Eaton Vance Management Profit Sharing Plan** Charlotte, NC 301,944 (10.4%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 205,013 (7.4%)
Charles Schwab & Co., Inc. San Francisco, CA 198,804 (7.2%)
Patterson & Co. FBO Eaton Vance Master Trust for Retirement Plans -
Eaton Vance Management Savings Plan** Charlotte, NC 156,428 (5.4%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 281,512 (11.9%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 164,764 (18.5%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 108,416 (21.1%)
B-1
Eaton Vance Greater China Growth Fund
Class A Shares
Citigroup Global Markets, Inc. New York, NY 876,294 (14.9%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 829,899 (14.1%)
Class B Shares
Citigroup Global Markets, Inc. New York, NY 382,862 (29.4%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 121,366 (9.3%)
Morgan Stanley Jersey City, NJ 114,404 (8.7%)
Class C Shares
Citigroup Global Markets, Inc. New York, NY 469,018 (27.4%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 356,674 (20.8%)
Eaton Vance Growth Fund
Class A Shares
None
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 77,141 (8.4%)
Citigroup Global Markets, Inc. New York, NY 53,788 (5.9%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 56,806 (9.5%)
Eaton Vance Worldwide Health Sciences Fund
Class A Shares
Charles Schwab & Co., Inc. San Francisco, CA 15,120,883 (12.5%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 10,434,710 (8.6%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 8,788,441 (12.7%)
Morgan Stanley Jersey City, NJ 4,058,924 (5.9%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 13,738,054 (24.7%)
Citigroup Global Markets, Inc. New York, NY 3,591,846 (6.5%)
Class R Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 45,622 (28.7%)
Circle Trust Company, Custodian FBO Danbury Eye Physician &
Surgeons, P.C. 401K PSP Stamford, CT 20,836 (13.1%)
MCB Trust Services, Custodian FBO Oncology Associates PC PSP Denver, CO 9,922 (6.2%)
MCB Trust Services, Custodian FBO T&J Enterprises, LLC BBA: MO Denver, CO 9,643 (6.1%)
Union Bank of CA NA, Trust Nominee FBO Parkway Bancorp 401K Plan San Diego, CA 8,105 (5.1%)
EATON VANCE INVESTMENT TRUST
Eaton Vance California Limited Maturity Municipals Fund
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 743,056 (25.7%)
Citigroup Global Markets, Inc. New York, NY 215,314 (7.4%)
Wells Fargo Investments LLC Minneapolis, MN 189,890 (6.6%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 187,175 (45.0%)
Morgan Stanley Jersey City, NJ 30,917 (7.4%)
Class C Shares
None
Eaton Vance Florida Limited Maturity Municipals Fund
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 660,238 (15.2%)
Citigroup Global Markets, Inc. New York, NY 392,540 (9.0%)
LPL Financial Services San Diego, CA 314,824 (7.3%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 259,553 (29.6%)
Morgan Stanley Jersey City, NJ 99,693 (11.4%)
Citigroup Global Markets, Inc. New York, NY 58,846 (6.7%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 1,039,321 (56.2%)
Eaton Vance Massachusetts Limited Maturity Municipals Fund
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 819,027 (17.4%)
ADP Clearing & Outsourcing New York, NY 327,077 (6.9%)
Citigroup Global Markets, Inc. New York, NY 321,420 (6.8%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 142,441 (13.7%)
Morgan Stanley Jersey City, NJ 111,333 (10.7%)
Citigroup Global Markets, Inc. New York, NY 87,998 (8.5%)
B-2
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 417,077 (14.2%)
Morgan Stanley Jersey City, NJ 285,385 (9.7%)
ADP Clearing & Outsourcing New York, NY 178,652 (6.1%)
Eaton Vance National Limited Maturity Municipals Fund
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 1,539,186 (11.3%)
Pershing LLC Jersey City, NJ 1,169,928 (8.6%)
Citigroup Global Markets, Inc. New York, NY 821,470 (6.0%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 656,764 (22.3%)
Morgan Stanley Jersey City, NJ 200,234 (6.8%)
Citigroup Global Markets, Inc. New York, NY 186,539 (6.3%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 3,105,765 (39.0%)
Eaton Vance New Jersey Limited Maturity Municipals Fund
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 531,035 (12.44%)
Citigroup Global Markets, Inc. New York, NY 473,918 (11.1%)
First Clearing LLC - Harvey B. Fine Short Hills, NJ 237,464 (5.5%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 253,717 (28.2%)
Eaton Vance New York Limited Maturity Municipals Fund
Class A Shares
Citigroup Global Markets, Inc. New York, NY 1,152,290 (19.3%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 622,317 (10.4%)
Morgan Stanley Jersey City, NJ 437,219 (7.3%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 335,196 (27.5%)
Morgan Stanley Jersey City, NJ 106,054 (8.7%)
Citigroup Global Markets, Inc. New York, NY 102,976 (8.4%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 1,093,862 (28.6%)
Citigroup Global Markets, Inc. New York, NY 241,975 (6.3%)
Eaton Vance Ohio Limited Maturity Municipals Fund
Class A Shares
McDonald Investments Inc. Cleveland, OH 233,914 (13.6%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 222,737 (12.9%)
Citigroup Global Markets, Inc. New York, NY 119,928 (5.4%)
McDonald Investments Inc. Cleveland, OH 93,150 (5.1%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 56,010 (25.1%)
Pershing LLC Jersey City, NJ 52,081 (23.4%)
UBS Financial Services Inc. FBO James D. Krammes and Ellen L. North Canton, OH 32,079 (14.4%)
Krammes TTEES
Eaton Vance Pennsylvania Limited Maturity Municipals Fund
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 553,300 (17.1%)
Citigroup Global Markets, Inc. New York, NY 386,885 (11.9%)
Pershing LLC Jersey City, NJ 214,561 (6.6%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 175,136 (19.6%)
Morgan Stanley Jersey City, NJ 61,383 (6.9%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 748,269 (42.3%)
Morgan Stanley Jersey City, NJ 91,802 (5.2%)
EATON VANCE MUNICIPALS TRUST
Eaton Vance Alabama Municipals Fund
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 1,060,584 (25.8%)
Morgan Stanley Jersey City, NJ 387,330 (9.4%)
Citigroup Global Markets, Inc. New York, NY 379,325 (9.2%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 1,286,056 (24.8%)
Morgan Stanley Jersey City, NJ 152,778 (8.8%)
B-3
Eaton Vance Arizona Municipals Fund
Class A Shares
Citigroup Global Markets, Inc. New York, NY 799,750 (16.4%)
Morgan Stanley Jersey City, NJ 466,884 (9.6%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 397,555 (8.2%)
Class B Shares
Citigroup Global Markets, Inc. New York, NY 241,103 (14.6%)
Morgan Stanley Jersey City, NJ 152,821 (9.2%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 151,157 (9.1%)
Eaton Vance Arkansas Municipals Fund
Class A Shares
Morgan Stanley Jersey City, NJ 180,043 (5.7%)
Class B Shares
Morgan Stanley Jersey City, NJ 107,384 (11.4%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 54,210 (5.8%)
Pershing LLC Jersey City, NJ 48.159 (5.1%)
Eaton Vance California Municipals Fund
Class A Shares
Morgan Stanley Jersey City, NJ 3,348,295 (16.1%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 2,129,273 (10.2%)
Citigroup Global Markets, Inc. New York, NY 1,815,312 (8.7%)
Class B Shares
First Clearing, LLC FBO A/C 8422-0272 Franklin Lakes, NJ 43,762 (15.8%)
First Clearing, LLC FBO A/C 8422-0575 Franklin Lakes, NJ 39,057 (14.1%)
NFSC FBO Henry S. Teng & Joan C. Teng Revocable Trust Foster City, CA 28,004 (10.1%)
Morgan Stanley Jersey City, NJ 27,932 (10.0%)
Class C Shares
A.G. Edwards & Sons Inc. FBO C. Gordon Wright Trust St. Louis, MO 10,858 (37.3%)
Legg Mason Wood Walker Inc. Baltimore, MD 6,025 (20.7%)
Terri A. Haynes & Douglas R. Haynes, JTWROS Tujunga, CA 3,662 (12.5%)
Wells Fargo Investments LLC Minneapolis, MN 3,285 (11.3%)
A.G. Edwards & Sons, Inc. FBO Shirley N. Grosch & Wallace St. Louis, MO 3,259 (11.2%)
Grosche Trust
LPL Financial Services San Diego, CA 1,975 (6.7%)
Eaton Vance Colorado Municipals Fund
Class A Shares
Morgan Stanley Jersey City, NJ 233,194 (11.2%)
Citigroup Global Markets, Inc. New York, NY 193,074 (9.2%)
Philip J. Sevier and Kathleen A. Reilly JTWROS Denver, CO 168,909 (8.1%)
Class B Shares
Morgan Stanley Jersey City, NJ 173,124 (18.1%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 86,742 (9.1%)
Eaton Vance Connecticut Municipals Fund
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 815,471 (8.6%)
Citigroup Global Markets, Inc. New York, NY 626,508 (6.6%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 599,306 (18.7%)
Citigroup Global Markets, Inc. New York, NY 195,408 (6.1%)
Eaton Vance Florida Municipals Fund
Class A Shares
Citigroup Global Markets, Inc. New York, NY 2,498,089 (13.6%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 1,867,458 (10.2%)
Morgan Stanley Jersey City, NJ 1,467,251 (8.0%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 788,119 (18.2%)
Citigroup Global Markets, Inc. New York, NY 564,041 (13.0%)
Morgan Stanley Jersey City, NJ 393,228 (9.1%)
Eaton Vance Georgia Municipals Fund
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 582,616 (14.1%)
Citigroup Global Markets, Inc. New York, NY 579,456 (14.0%)
Morgan Stanley Jersey City, NJ 321,751 (7.8%)
Class B Shares
Morgan Stanley Jersey City, NJ 301,167 (19.2%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 247,492 (15.8%)
Citigroup Global Markets, Inc. New York, NY 115,473 (7.4%)
B-4
Eaton Vance Kentucky Municipals Fund
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 495,954 (9.6%)
Morgan Stanley Jersey City, NJ 308,284 (5.9%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 265,858 (17.7%)
Morgan Stanley Jersey City, NJ 106,128 (7.1%)
Eaton Vance Louisiana Municipals Fund
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 458,399 (23.4%)
Pershing LLC Jersey City, NJ 117,096 (6.0%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 467,023 (52.2%)
Eaton Vance Maryland Municipals Fund
Class A Shares
Morgan Stanley Jersey City, NJ 669,630 (13.9%)
Citigroup Global Markets, Inc. New York, NY 511,747 (10.6%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 417,107 (8.6%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 326,161 (14.5%)
Morgan Stanley Jersey City, NJ 404,024 (18.0%)
Citigroup Global Markets, Inc. New York, NY 182,427 (8.1%)
Eaton Vance Massachusetts Municipals Fund
Class A Shares
Morgan Stanley Jersey City, NJ 1,374,023 (8.7%)
Citigroup Global Markets, Inc. New York, NY 1,268,092 (8.1%)
Pershing LLC Jersey City, NJ 1,260,338 (8.0%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 1,246,697 (7.9%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 570,444 (10.6%)
Morgan Stanley Jersey City, NJ 555,595 (10.3%)
Citigroup Global Markets, Inc. New York, NY 364,685 (6.7%)
Class I Shares
Mars & Co. Boston, MA 292,201 (35.1%)
Benjamin A. Rowland, Jr. Marblehead, MA 138,840 (16.6%)
M. Dozier Gardner Brookline, MA 129,625 (15.5%)
Fleet National Bank Custodian Loring Walcott & Coolidge Rochester, NY 70,892 (8.5%)
Searles Liquid Asset Trust Hamilton, MA 52,375 (6.2%)
Eaton Vance Michigan Municipals Fund
Class A Shares
Citigroup Global Markets, Inc. New York, NY 817,869 (14.3%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 568,362 (9.9%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 140,610 (16.0%)
Morgan Stanley Jersey City, NJ 59,012 (6.7%)
Citigroup Global Markets, Inc. New York, NY 44,309 (5.0%)
Eaton Vance Minnesota Municipals Fund
Class A Shares
Citigroup Global Markets, Inc. New York, NY 506,673 (16.1%)
Morgan Stanley Jersey City, NJ 241,079 (7.7%)
Pershing LLC Jersey City, NJ 207,413 (6.6%)
Class B Shares
Pershing LLC Jersey City, NJ 189,545 (12.8%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 142,076 (9.6%)
Citigroup Global Markets, Inc. New York, NY 99,904 (6.8%)
Morgan Stanley Jersey City, NJ 92,148 (6.2%)
Eaton Vance Mississippi Municipals Fund
Class A Shares
Pershing LLC Jersey City, NJ 121,207 (10.0%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 102,698 (8.5%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 183,533 (30.4%)
Morgan Stanley Jersey City, NJ 44,111 (7.3%)
NFSC FEBO A.L. Monty & Joan M. Clark JTWROS Carriere, MS 34,820 (5.7%)
B-5
Eaton Vance Missouri Municipals Fund
Class A Shares
Citigroup Global Markets, Inc. New York, NY 805,783 (16.4%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 96,819 (8.4%)
Morgan Stanley Jersey City, NJ 75,043 (6.5%)
Lee R. Epley Lee's Summit, MO 71,627 (6.2%)
Citigroup Global Markets, Inc. New York, NY 58,113 (5.0%)
Eaton Vance National Municipals Trust
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 27,627,911 (16.6%)
Morgan Stanley Jersey City, NJ 14,580,622 (8.7%)
Citigroup Global Markets, Inc. New York, NY 14,498,776 (8.7%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 780,293 (17.0%)
Morgan Stanley Jersey City, NJ 526,322 (11.5%)
Citigroup Global Markets, Inc. New York, NY 433,583 (9.5%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 6,093,778 (23.2%)
Citigroup Global Markets, Inc. New York, NY 1,598,563 (6.1%)
Institutional Shares
Julius Baer Securities - Attn: Corp. Actions Dept. New York, NY 205,665 (27.9%)
Thomas M. Metzold * Westwood, MA 104,588 (14.2%)
Walker Martin Beverly, MA 86,003 (11.7%)
* Mr. Metzold is a PM of National Muni. and a VP of Eaton Vance
Municipals Trust
Eaton Vance New Jersey Municipals Fund
Class A Shares
Morgan Stanley Jersey City, NJ 2,317,748 (14.2%)
Citigroup Global Markets, Inc. New York, NY 1,932,211 (11.9%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 1,081,983 (6.6%)
Class B Shares
Morgan Stanley Jersey City, NJ 1,109,255 (15.6%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 1,028,567 (14.4%)
Citigroup Global Markets, Inc. New York, NY 517,482 (7.3%)
Eaton Vance New York Municipals Fund
Class A Shares
Citigroup Global Markets, Inc. New York, NY 4,591,127 (14.1%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 2,123,071 (6.5%)
Class B Shares
Citigroup Global Markets, Inc. New York, NY 41,865 (13.0%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 40,566 (12.6%)
ADP Clearing & Outsourcing New York, NY 20,046 (6.2%)
Class C Shares
Legg Mason Wood Walker, Inc. Baltimore, MD 22,904 (13.1%)
HSBC Securities (USA) Inc. New York, NY 18,822 (10.7%)
Citigroup Global Markets, Inc. New York, NY 17,056 (9.7%)
NFSC FEBO Sheldon Zeilander Long Beach, NY 15,160 (8.6%)
ADP Clearing & Outsourcing New York, NY 10,314 (5.8%)
Susan Bergman East Amherst, NY 10,128 (5.7%)
First Clearing, LLC Glen Allen, VA 9,145 (5.2%)
Eaton Vance North Carolina Municipals Fund
Class A Shares
Citigroup Global Markets, Inc. New York, NY 556,630 (8.8%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 389,576 (6.1%)
Morgan Stanley Jersey City, NJ 334,118 (5.3%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 212,479 (12.7%)
Morgan Stanley Jersey City, NJ 127,657 (7.6%)
Citigroup Global Markets, Inc. New York, NY 111,336 (6.6%)
Eaton Vance Ohio Municipals Fund
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 1,696,048 (12.3%)
Citigroup Global Markets, Inc. New York, NY 1,053,536 (7.6%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 755,864 (22.2%)
UBS Financial Services Inc. FBO Max T. Miller Living TR New Philadelphia, OH 250,139 (7.3%)
Citigroup Global Markets, Inc. New York, NY 214,492 (6.3%)
Morgan Stanley Jersey City, NJ 191,095 (5.6%)
B-6
Eaton Vance Oregon Municipals Fund
Class A Shares
Morgan Stanley Jersey City, NJ 788,747 (13.0%)
Citigroup Global Markets, Inc. New York, NY 531,671 (8.7%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 349,804 (5.7%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 253,810 (11.0%)
Morgan Stanley Jersey City, NJ 213,365 (9.3%)
Citigroup Global Markets, Inc. New York, NY 123,365 (5.4%)
Eaton Vance Pennsylvania Municipals Fund
Class A Shares
Citigroup Global Markets, Inc. New York, NY 1,996,648 (12.0%)
Morgan Stanley Jersey City, NJ 1,703,782 (10.3%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 1,206,815 (7.3%)
Class B Shares
Morgan Stanley Jersey City, NJ 592,338 (12.0%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 509,948 (10.3%)
Eaton Vance Rhode Island Municipals Fund
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 338,175 (12.2%)
H&R Block Financial Advisors Detroit, MI 179,613 (6.5%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 185,772 (7.4%)
Eaton Vance South Carolina Municipals Fund
Class A Shares
Citigroup Global Markets, Inc. New York, NY 652,337 (16.6%)
Morgan Stanley Jersey City, NJ 416,323 (10.6%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 237,434 (6.1%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 312,378 (17.2%)
Citigroup Global Markets, Inc. New York, NY 193,229 (10.7%)
Morgan Stanley Jersey City, NJ 124,988 (6.9%)
Eaton Vance Tennessee Municipals Fund
Class A Shares
Citigroup Global Markets, Inc. New York, NY 519,691 (12.8%)
Morgan Stanley Jersey City, NJ 261,682 (6.4%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 202,394 (5.0%)
Class B Shares
Morgan Stanley Jersey City, NJ 129,172 (12.0%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 90,274 (8.4%)
Citigroup Global Markets, Inc. New York, NY 86,743 (8.1%)
Eaton Vance Virginia Municipals Fund
Class A Shares
Morgan Stanley Jersey City, NJ 981,239 (12.5%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 576,172 (7.4%)
Citigroup Global Markets, Inc. New York, NY 488,390 (6.2%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 477,455 (16.4%)
Morgan Stanley Jersey City, NJ 420,511 (14.4%)
Citigroup Global Markets, Inc. New York, NY 172,710 (5.9%)
Eaton Vance West Virginia Municipals Fund
Class A Shares
Citigroup Global Markets, Inc. New York, NY 370,699 (19.1%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 129,138 (6.6%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 125,293 (14.5%)
Citigroup Global Markets, Inc. New York, NY 93,132 (10.7%)
EATON VANCE MUNICIPALS TRUST II
Eaton Vance Florida Insured Municipals Fund
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 553,309 (24.4%)
Morgan Stanley Jersey City, NJ 127,596 (5.6%)
Citigroup Global Markets, Inc. New York, NY 114,961 (5.0%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 267,701 (16.5%)
Morgan Stanley Jersey City, NJ 266,364 (16.4%)
B-7
Eaton Vance Hawaii Municipals Fund
Class A Shares
Morgan Stanley Jersey City, NJ 176,600 (20.7%)
First Clearing, LLC Kailua, HI 110,552 (12.9%)
Citigroup Global Markets, Inc. New York, NY 69,862 (8.1%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 66,970 (7.8%)
Class B Shares
First Clearing, LLC Kanoehe, HI 117,745 (11.6%)
Morgan Stanley Jersey City, NJ 112,224 (11.1%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 97,191 (9.6%)
Citigroup Global Markets, Inc. New York, NY 85,398 (8.4%)
Penson Financial Services, Inc. Dallas, TX 79,493 (7.8%)
Eaton Vance High Yield Municipals Fund
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 4,089,912 (11.6%)
Citigroup Global Markets, Inc. New York, NY 1,883,761 (5.4%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 3,400,222 (20.6%)
Citigroup Global Markets, Inc. New York, NY 880,913 (5.3%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 1,380,092 (33.3%)
Eaton Vance Kansas Municipals Fund
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 81,444 (5.3%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 47,970 (8.1%)
EATON VANCE MUTUAL FUNDS TRUST
Eaton Vance Cash Management Fund
Saturn & Co. Boston, MA 21,155,989 (21.8%)
Eaton Vance Distributors, Inc. Boston, MA 9,706,886 (10.0%)
Eaton Vance Diversified Income Fund
Class A Shares
Pershing LLC Jersey City, NJ 75,076 (15.8%)
NFSC FEBO #HDA-246948
Jean M. Olich Jack M. Olich Mahopac, NJ 50,141 (10.6%)
Class B Shares
Janney Montgomery Scott LLC
A/C 3607-1947
Elizabeth D. Gercken Philadelphia, PA 18,702 (12.4%)
Fiserv Securities Inc. FAO 57862485 Philadelphia, PA 16,446 (10.9%)
Janney Montgomery Scott LLC
A/C 3607-1947
Robert H. Gercken Philadelphia, PA 14,127 (9.4%)
NFSC FEBO #C42-048143
NFS/FMTC IRA
Anita Bilodeau Whiting, VT 11,231 (7.4%)
Fiserv Securities Inc. FAO 57862485 Philadelphia, PA 9,281 (6.1%)
James Montgomery Scott LLC
A/C 8378-4334
Est. of David A. Fidati Philadelphia, PA 7,604 (5.0%)
Class C Shares
Pershing LLC Jersey City, NJ 61,545 (11.2%)
Eaton Vance Equity Research Fund
Eaton Vance Management* Boston, MA 42,621 (32.2%)
Patterson & Co. FBO Eaton Vance Master Trust for Retirement Plans -
Eaton Vance Management Savings Plan** Charlotte, NC 40,839 (30.9%)
Patterson & Co. FBO Eaton Vance Management
PS/MP Self-Directed
U/A DTD 10/01/1999** Charlotte, NC 28,161 (21.3%)
Eaton Vance Floating-Rate Fund
Advisers Class
Charles Schwab & Co., Inc. San Francisco, CA 29,741,949 (36.1%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 17,328,549 (21.1%)
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 19,758,356 (16.5%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 3,206,535 (10.8%)
B-8
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 29,166,488 (23.0%)
Morgan Stanley Jersey City, NJ 7,023,720 (5.5%)
Class I Shares
Charles Schwab & Co., Inc. San Francisco, CA 17,369,439 (55.2%)
Alerus Financial Grand Forks, ND 1,749,908 (5.6%)
Eaton Vance Floating-Rate & High Income Fund
Advisers Class
Charles Schwab & Co., Inc. San Francisco, CA 25,936,661 (45.5%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 9,739,111 (17.1%)
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 4,822,705 (10.6%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 1,201,426 (6.5%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 8,720,657 (15.6%)
Class I Shares
Charles Schwab & Co., Inc. San Francisco, CA 2,009,358 (56.6%)
Eaton Vance Government Obligations Fund
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 2,816,768 (7.7%)
Citigroup Global Markets, Inc. New York, NY 1,888,803 (5.2%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 4,938,463 (10.4%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 7,135,745 (22.4%)
Class R Shares
None
Eaton Vance High Income Fund
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 4,731,800 (16.1%)
Citigroup Global Markets, Inc. New York, NY 2,683,714 (9.1%)
Morgan Stanley Jersey City, NJ 2,129,575 (7.2%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 11,865,605 (13.5%)
Morgan Stanley Jersey City, NJ 6,342,169 (7.2%)
Citigroup Global Markets, Inc. New York, NY 4,968,424 (5.7%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 8,677,286 (23.0%)
Eaton Vance Low Duration Fund
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 379,959 (13.7%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 252,501 (18.8%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 548,468 (16.3%)
Eaton Vance Money Market Fund
Morgan Stanley Jersey City, NJ 3,720,927 (6.0%)
Eaton Vance Municipal Bond Fund
Class A Shares
Morgan Stanley Jersey City, NJ 806,695 (6.6%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 642,308 (5.2%)
Raymond James & Assoc. Inc. FBO Less Greli St. Petersburg, FL 621,906 (5.1%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 609,716 (11.0%)
Class I Shares
Charles Schwab & Co., Inc. San Francisco, CA 376,840 (5.7%)
Eaton Vance Strategic Income Fund
Class A Shares
Charles Schwab & Co., Inc. San Francisco, CA 1,802,423 (7.4%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 1,791,065 (7.3%)
Atwell & Co. FBO 84454700 New York, NY 1,425,807 (5.7%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 4,667,345 (18.2%)
Morgan Stanley Jersey City, NJ 1,686,081 (6.6%)
Citigroup Global Markets, Inc. New York, NY 1,452,807 (5.7%)
B-9
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 1,474,041 (12.2%)
Eaton Vance Tax Free Reserves
Saturn & Co. Boston, MA 17,442,567 (59.8%)
Eaton Vance Tax-Managed Dividend Income Fund
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 1,400,889 (9.0%)
Charles Schwab & Co., Inc. San Francisco, CA 1,044,398 (6.7%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 857,005 (14.2%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 4,107,782 (30.7%)
Eaton Vance Tax-Managed Equity Asset Allocation Fund
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 1,003,824 (7.7%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 857,881 (8.1%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 2,531,196 (20.2%)
Eaton Vance Tax-Managed Growth Fund 1.1
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 3,762,368 (8.3%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 13,332,342 (14.6%)
Morgan Stanley Jersey City, NJ 5,070,673 (5.5%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 7,554,080 (21.1%)
Class I Shares
William R. Cross Manchester, MA 21,673 (31.3%)
Ellen H. Cross Manchester, MA 10,112 (14.6%)
Pershing LLC Jersey City, NJ 9,206 (13.3%)
Class S Shares
U/W Clemence S. Lieber FBO Mary L. Schoolman St. Louis, MO 200,009 (13.6%)
U/W Clemence S. Lieber FBO Robert J. Lieber St. Louis, MO 197,237 (13.4%)
Mary L. Schoolman Trust St. Louis, MO 145,856 (9.9%)
U/W Lucille Wolfort FBO Joan Rosenblum St. Louis, MO 140,476 (9.5%)
U/W Clemense S. Lieber FBO Arthur H. Lieber St. Louis, MO 127,406 (8.6%)
Jeffrey A. Rosenblum TTEE Under Article 8 U/W Arthur E. Strauss St. Louis, MO 108,861 (7.4%)
Robert J. Lieber Trust U/A Dtd 5/28/92 St. Louis, MO 2,341,767 (7.1%)
U/W Clemence S. Lieber FBO Mary M. Lieber St. Louis, MO 80,028 (5.4%)
Eaton Vance Tax-Managed Growth Fund 1.2
Class A Shares
Charles Schwab & Co., Inc. San Francisco, CA 6,037,631 (9.1%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 4,860,610 (12.4%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 7,877,041 (21.3%)
Class I Shares
NATC & Co. Overland Park, KS 237,764 (27.8%)
SEI Trust Company Oaks, PA 104,976 (12.2%)
Charles Schwab & Co., Inc. San Francisco, CA 83,125 (9.7%)
Pebatco & Co. Marietta, OH 77,123 (9.0%)
Eaton Vance Tax-Managed International Equity Fund
Class A Shares
Mars & Co. c/o Investors Bank & Trust Co. Boston, MA 274,717 (7.9%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 368,857 (9.4%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 414,302 (16.6%)
Eaton Vance Tax-Managed Mid-Cap Core Fund
Class A Shares
Merrill Lynch, Pierce Fenner & Smith, Inc. Jacksonville, FL 76,191 (7.2%)
The Builders Group - Attn: David R. Bjorklund Inner Grove Heights, MN 72,254 (6.8%)
Charles Schwab & Co. Inc. San Francisco, CA 55,342 (5.2%)
B-10
Class B Shares
None
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 31,878 (6.4%)
NFSC FBO Bruce Gramaila & Julia Gramaila St. Petersburg, FL 28,866 (5.8%)
Eaton Vance Tax-Managed Multi-Cap Opportunity Fund
Class A Shares
None
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 182,611 (8.7%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 329,247 (17.2%)
Eaton Vance Tax-Managed Small-Cap Growth Fund 1.1
Class A Shares
None
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 598,891 (9.5%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 421,663 (17.0%)
Eaton Vance Tax-Managed Small-Cap Growth Fund 1.2
Class A Shares
None
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 177,806 (12.1%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 239,829 (17.5%)
Eaton Vance Tax-Managed Small-Cap Value Fund
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 57,883 (6.3%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 130,216 (20.5%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 33,061 (8.1%)
Eaton Vance Tax-Managed Value Fund
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 1,579,383 (7.9%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 3,309,108 (19.3%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 3,592,657 (22.6%)
EATON VANCE SERIES TRUST
Eaton Vance Tax-Managed Growth Fund 1.0
None
EATON VANCE SERIES TRUST II
Eaton Vance Income Fund of Boston
Class A Shares
Charles Schwab & Co., Inc. San Francisco, CA 32,185,773 (15.9%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 11,870,430 (5.9%)
Class B Shares
Morgan Stanley Jersey City, NJ 1,412,571 (7.6%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 1,247,534 (6.7%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 1,672,831 (9.0%)
Class I Shares
Charles Schwab & Co., Inc. San Francisco, CA 1,527,951 (29.5%)
Patterson & Co. FBO Eaton Vance
Master Trust for Retirement Plans-
Eaton Vance Management Savings Plan** Charlotte, NC 351,919 (6.8%)
Patterson & Co. FBO Eaton Vance
Master Trust for Retirement Plans-
Eaton Vance Management PSP** Charlotte, NC 342,406 (6.6%)
NFSC FEBO #614-70410 NATC & Co. Overland Park, KS 333,741 (6.4%)
Class R Shares
David Ten Broeck TTEE
Hartford Life Insurance Co. Simsbury, CT 56,380 (69.0%)
B-11
MCB Trust services Cust. FBO
Sterling Research Group Denver, CT 9,702 (11.9%)
MCB Trust services Cust. FBO
Monocacyfabs, Inc. 401 (k) Plan Denver, CT 9,399 (11.5%)
Eaton Vance Tax-Managed Emerging Markets Fund
Class I Shares
FTC & Co. - Attn: Datalynx, House Account Denver, CO 1,202,744 (11.9%)
Alscott Investments LLC Boise, ID 1,122,533 (11.1%)
Waycrosse Inc. International Equity Fund II - Attn: Gailen Krug Minneapolis, MN 985,024 (9.8%)
US Trust Co NA FBO Verb & Co. Portland, OR 668,262 (6.6%)
Alscott Investments LLC Boise, ID 541,656 (5.4%)
EATON VANCE SPECIAL INVESTMENT TRUST
Eaton Vance Balanced Fund
Class A Shares
None
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 192,531 (6.1%)
Class C Shares
Citigroup Global Markets, Inc. New York, NY 135,388 (12.2%)
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 92,759 (9.3%)
Eaton Vance Emerging Markets Fund
Class A Shares
N/A
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 86,823 (10.5%)
Morgan Stanley Jersey City, NJ 65,287 (7.8%)
Eaton Vance Greater India Fund
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 893,351 (17.2%)
National Investor Services New York, NY 379,300 (7.3%)
Charles Schwab & Co., Inc. San Francisco, CA 346,178 (6.6%)
Class B Shares
N/A
Eaton Vance Large-Cap Core Fund
Class A Shares
Patterson & Co. FBO Eaton Vance Master Trust for Retirement Plans Charlotte, NC 134,340 (11.3%)
Plans - Eaton Vance Management Savings Plan**
Pershing LLC Jersey City, NJ 167,304 (14.1%)
Eaton Vance Management* Boston, MA 99,536 (8.4%)
Patterson & Co. FBO Eaton Vance Management PS/MP Self-Directed Charlotte, NC 95,110 (8.0%)
Charles Schwab & Co. Inc. San Francisco, CA 62,848 (5.3%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 57,282 (7.3%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 55,236 (11.9%)
Eaton Vance Large-Cap Value Fund
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 2,428,839 (5.6%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 1,016,625 (12.3%)
Morgan Stanley Jersey City, NJ 456,205 (5.5%)
Citigroup Global Markets, Inc. New York, NY 451,441 (5.4%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 2,533,658 (32.2%)
Citigroup Global Markets, Inc. New York, NY 495,636 (6.3%)
Class I Shares
David McKean & Robert W. McKean TTEES
Robert W. McKean Children's Trust 1997 South Hamilton, MA 14,002 (94.8%)
Robert W. McKean Custodian Robert W. McKean Jr. UTMA/MA South Hamilton, MA 762 (5.2%)
Class R Shares
Patterson & Co. Greenville Medical Center 401K Plan Charlotte, NC 20,906 (43.1%)
Union Bank of CA NA Trust Nominee FBO Parkway Bancorp 401(K) Plan San Diego, CA 13,439 (27.7%)
David T. Broeck TTEE Hartford Life Insurance Co. - Separate Account Simsbury, CT 10,012 (20.6%)
Eaton Vance Small-Cap Growth Fund
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 57,303 (7.8%)
B-12
NFSC FEBO Premiere Select Retirement Plan Cleveland, OH 40,765 (5.6%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 17,008 (7.1%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 45,137 (19.4%)
First Clearing LLC, Wells Fargo Bank NA FBO Faegre & Benson Minneapolis, MN 22,357 (9.6%)
Retirement
Eaton Vance Small-Cap Value Fund
Class A Shares
None
Class B Shares
None
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 29,292 (10.0%)
Eaton Vance Special Equities Fund
Class A Shares
None
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 57,907 (18.7%)
First Clearing LLC FBO Ruth G. Battel Mahwah, NJ 29,272 (9.5%)
Citigroup Global Markets, Inc. New York, NY 22,576 (7.3%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 94,800 (25.9%)
Eaton Vance Utilities Fund
Class A Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 9,137,391 (18.2%)
Class B Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 1,269,569 (20.6%)
Citigroup Global Markets, Inc. New York, NY 366,211 (5.9%)
Class C Shares
Merrill Lynch, Pierce, Fenner & Smith, Inc. Jacksonville, FL 2,284,696 (43.2%)
Citigroup Global Markets, Inc. New York, NY 580,317 (11.0%)
Morgan Stanley Jersey City, NJ 372,069 (7.0%)
Class I Shares
None
EATON VANCE VARIABLE TRUST
Eaton Vance VT Floating-Rate Income Fund
Allmerica Financial Life Insurance and Annuity Company Worcester, MA 3,298,712 (41.8%)
GE Life and Annuity Assurance Company Richmond, VA 3,622,934 (45.9%)
Eaton Vance VT Worldwide Health Sciences Fund
Allmerica Financial Life Insurance and Annuity Company Worcester, MA 1,364,559 (54.6%)
GE Life and Annuity Assurance Company Richmond, VA 948,226 (37.9%)
* Eaton Vance Management ("Eaton Vance") is a Massachusetts business trust
and a wholly-owned subsidiary of EVC.
** These shareholders are retirement and profit sharing plans sponsored by
Eaton Vance and certain of its affiliated entities.
(1) Represents ownership of different accounts owning 5% or more of the
outstanding shares of this class.
B-13
Exhibit C
Compensation of Trustees
------------------------
Edward K.Y. Samuel L. William H. Ronald A. Norton H. Lynn A.
Trusts/Portfolios** Chen Hayes, III Park Pearlman Reamer Stout
- -----------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Growth Trust
(8 Funds)
Funds with 8/31 FYE - $2,023 $1,855 $1,954 $1,917 $2,069
Funds with 9/30 FYE - 2,078 1,907 2,009 1,973 2,118
- -----------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Investment Trust
(8 Funds) - 2,311 1,778 1,698 2,169 2,418
- -----------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Municipals Trust
(28 Funds)
Funds with 7/31 FYE - 9,259 8,481 8,935 8,755 9,567
Funds with 8/31 FYE - 9,177 8,413 8,862 8,694 9,454
Funds with 9/30 FYE - 9,094 8,345 8,790 8,633 9,340
- -----------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Municipals Trust II
(4 Funds) - 688 418 385 643 713
- -----------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Mutual Funds Trust
(23 Funds)
Fund with 4/30 FYE - 11,235 9,395 8,914 10,564 11,349
Funds with 10/31 FYE - 11,767 10,717 11,080 11,170 11,708
Funds with 12/31 FYE - 11,884 10,819 11,171 11,282 11,660
- -----------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Series Trust
(1 Fund) - 553 508 535 525 552
- -----------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Series Trust II
(2 Funds)
Fund with 6/30 FYE - 1,072 970 989 1,014 1,065
Fund with 10/31 FYE - 1,714 1,543 1,550 1,627 1,658
- -----------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Special Investment Trust
(11 Funds) - 3,907 3,535 3,592 3,709 3,779
- -----------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Variable Trust
(2 Funds) - 1,209 1,072 1,032 1,147 1,142
- -----------------------------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------------------------
Asian Small Companies Portfolio 5,000 1,418 1,248 1,177 1,344 1,208
- -----------------------------------------------------------------------------------------------------------------------------------
Boston Income Portfolio - 4,599 4,169 4,257 4,366 4,479
- -----------------------------------------------------------------------------------------------------------------------------------
Capital Growth Portfolio - 1,347 1,185 1,116 1,279 1,217
- -----------------------------------------------------------------------------------------------------------------------------------
Cash Management Portfolio - 2,210 1,978 1,950 2,098 2,086
- -----------------------------------------------------------------------------------------------------------------------------------
Emerging Markets Portfolio 5,000 277 254 268 263 276
- -----------------------------------------------------------------------------------------------------------------------------------
Floating Rate Portfolio - 5,196 4,717 4,834 4,933 5,095
- -----------------------------------------------------------------------------------------------------------------------------------
Global Growth Portfolio 5,000 1,418 1,248 1,177 1,344 1,208
- -----------------------------------------------------------------------------------------------------------------------------------
Government Obligations Portfolio - 4,558 4,132 4,217 4,328 4,456
- -----------------------------------------------------------------------------------------------------------------------------------
Greater China Growth Portfolio 5,000 1,418 1,248 1,177 1,344 1,208
- -----------------------------------------------------------------------------------------------------------------------------------
Growth Portfolio - 1,596 1,411 1,349 1,513 1,400
- -----------------------------------------------------------------------------------------------------------------------------------
High Income Portfolio - 4,410 3,996 4,074 4,187 4,296
- -----------------------------------------------------------------------------------------------------------------------------------
Investment Portfolio - 1,267 1,112 1,035 1,203 1,099
- -----------------------------------------------------------------------------------------------------------------------------------
Investment Grade Income Portfolio - 1,258 1,104 1,030 1,194 1,124
- -----------------------------------------------------------------------------------------------------------------------------------
Large-Cap Core Portfolio - 89 82 86 84 87
- -----------------------------------------------------------------------------------------------------------------------------------
Large-Cap Growth Portfolio - 283 259 273 268 290
- -----------------------------------------------------------------------------------------------------------------------------------
Large-Cap Value Portfolio - 3,846 3,479 3,533 3,651 3,691
- -----------------------------------------------------------------------------------------------------------------------------------
Small-Cap Growth Portfolio - 210 193 203 199 204
- -----------------------------------------------------------------------------------------------------------------------------------
Small-Cap Portfolio - 28 26 27 27 29
- -----------------------------------------------------------------------------------------------------------------------------------
South Asia Portfolio 5,000 932 818 765 885 865
- -----------------------------------------------------------------------------------------------------------------------------------
Special Equities Portfolio - 1,007 886 832 956 890
- -----------------------------------------------------------------------------------------------------------------------------------
C-1
Edward K.Y. Samuel L. William H. Ronald A. Norton H. Lynn A.
Trusts/Portfolios** Chen Hayes, III Park Pearlman Reamer Stout
- -----------------------------------------------------------------------------------------------------------------------------------
Strategic Income Portfolio - 2,915 2,624 2,629 2,768 2,766
- -----------------------------------------------------------------------------------------------------------------------------------
Tax-Managed Growth Portfolio - 5,129 4,657 4,775 4,870 4,987
- -----------------------------------------------------------------------------------------------------------------------------------
Tax-Managed Int'l Equity Portfolio - 1,604 1,421 1,361 1,523 1,441
- -----------------------------------------------------------------------------------------------------------------------------------
Tax-Managed Mid-Cap Core Portfolio - 836 738 701 793 793
- -----------------------------------------------------------------------------------------------------------------------------------
Tax-Managed Multi-Cap Opportunity
Portfolio - 1,456 1,285 1,218 1,382 1,282
- -----------------------------------------------------------------------------------------------------------------------------------
Tax-Managed Small-Cap Growth Portfolio 2,363 2,117 2,094 2,243 2,214
- -----------------------------------------------------------------------------------------------------------------------------------
Tax-Managed Small-Cap Value Portfolio - 836 738 701 793 793
- -----------------------------------------------------------------------------------------------------------------------------------
Tax-Managed Value Portfolio - 3,925 3,551 3,605 3,727 3,794
- -----------------------------------------------------------------------------------------------------------------------------------
Utilities Portfolio - 3,603 3,256 3,298 3,420 3,455
- -----------------------------------------------------------------------------------------------------------------------------------
Worldwide Health Sciences Portfolio - 5,238 4,750 4,866 4,963 5,149
- -----------------------------------------------------------------------------------------------------------------------------------
-
Complex Total1* $25,000 $200,000 $180,000(2) $180,000 $190,000 $190,000(3)
- -----------------------------------------------------------------------------------------------------------------------------------
* Complex total represents compensation for the calendar year ended December
31, 2004. It may not equal the sum of the amounts shown in the table, which
represents compensation for each Fund's or Portfolio's recently completed
fiscal year.
** The unabbreviated names of the Trusts and Portfolios are listed in the
Notice to this Proxy Statement.
(1) As of February 1, 2005, the Eaton Vance fund complex consisted of 195
registered investment companies or series thereof.
(2) Includes $107,008 of deferred compensation.
(3) Includes $45,000 of deferred compensation.
C-2
EXHIBIT D
PRINCIPAL ACCOUNTANT FEE INFORMATION
The following table presents the aggregate fees billed for services rendered to
each Fund for that Fund's last two fiscal years by the Funds' independent
registered public accounting firm for professional services rendered for the
audit of each Fund's annual financial statements and fees billed for other
services rendered by the independent registered public accounting firm during
those periods. No services described below were approved pursuant to the "de
minimis exception" set forth in Rule 2-01(c)(7)(i)(C) of Regulation S-X.
AUDIT-RELATED ALL OTHER
AUDIT FEES FEES(3) TAX FEES(4) FEES(5) TOTAL
---------- ------------- ----------- --------- -----
2003 2004 2003 2004 2003 2004 2003 2004 2003 2004
Fiscal Fiscal Fiscal Fiscal Fiscal Fiscal Fiscal Fiscal Fiscal Fiscal
Trust/Fund Name Auditor(1)(2) Year Year Year Year Year Year Year Year Year Year
- ------------------------------------------------------------------------------------------------------------------------------------
EATON VANCE GROWTH TRUST
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance-Atlanta Capital
Intermediate Bond Fund Deloitte $18,334 $19,034 $0 $0 $6,000 $6,100 $0 $0 $24,334 $25,134
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance-Atlanta Capital
Large-Cap Growth Fund Deloitte 8,549 10,032 0 0 5,600 5,800 0 0 14,149 15,832
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance-Atlanta
Capital Small-Cap Fund Deloitte 7,210 8,899 0 0 5,600 5,800 0 0 12,810 14,699
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Asian Small
Companies Fund Deloitte 3,399 10,032 0 0 5,200 5,300 0 0 8,599 15,332
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Global Growth
Fund PWC 21,725 21,350 0 0 9,275 9,375 0 0 31,000 30,725
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Greater China
Growth Fund Deloitte 10,712 12,298 0 0 5,200 5,300 0 0 15,912 17,598
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Growth Fund PWC 20,500 21,050 0 0 8,875 8,975 0 0 29,375 30,025
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Worldwide
Health Sciences Fund PWC 21,725 21,650 0 0 9,575 9,675 0 0 31,300 31,325
- ------------------------------------------------------------------------------------------------------------------------------------
EATON VANCE INVESTMENT TRUST
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance California Limited
Maturity Municipals Fund(6) Deloitte 21,311 26,368 0 0 8,500 9,200 0 0 29,811 35,568
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Florida Limited
Maturity Municipals Fund(6) Deloitte 24,607 29,561 0 0 8,600 9,200 0 0 33,207 38,761
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Massachusetts
Limited Maturity Municipals
Fund(6) Deloitte 24,607 29,561 0 0 8,600 9,200 0 0 33,207 38,761
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance National Limited
Maturity Municipals Fund(6) Deloitte 32,641 42,127 0 0 8,900 9,200 0 0 41,541 51,237
- -----------------------------------------------------------------------------------------------------------------------------------
Eaton Vance New Jersey Limited
Maturity Municipals Fund(6) Deloitte 24,504 26,368 0 0 8,700 9,200 0 0 33,204 35,568
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance New York Limited
Maturity Municipals Fund(6) Deloitte 27,594 32,857 0 0 8,700 9,200 0 0 36,294 42,057
- ------------------------------------------------------------------------------------------------------------------------------------
AUDIT-RELATED ALL OTHER
AUDIT FEES FEES(3) TAX FEES(4) FEES(5) TOTAL
---------- ------------- ----------- --------- -----
2003 2004 2003 2004 2003 2004 2003 2004 2003 2004
Fiscal Fiscal Fiscal Fiscal Fiscal Fiscal Fiscal Fiscal Fiscal Fiscal
Trust/Fund Name Auditor(1)(2) Year Year Year Year Year Year Year Year Year Year
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Ohio Limited
Maturity Municipals Fund(6) Deloitte $21,311 $26,368 $0 $0 $8,500 $9,200 $0 $0 $29,811 $35,568
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Pennsylvania Limited
Maturity Municipals Fund(6) Deloitte 24,607 29,561 0 0 8,700 9,200 0 0 33,307 38,761
- ------------------------------------------------------------------------------------------------------------------------------------
EATON VANCE MUNICIPALS TRUST
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Alabama Municipals
Fund(6) Deloitte 29,561 30,467 0 0 9,200 9,400 0 0 38,761 39,867
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Arizona Municipals
Fund(6) Deloitte 29,561 30,467 0 0 9,000 9,400 0 0 38,761 39,867
- -----------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Arkansas Municipals
Fund(6) Deloitte 26,368 27,171 0 0 9,200 9,400 0 0 35,568 36,571
- -----------------------------------------------------------------------------------------------------------------------------------
Eaton Vance California Municipals
Fund(6) Deloitte 51,088 52,715 0 0 9,200 9,400 0 0 60,288 62,115
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Colorado Municipals
Fund(6) Deloitte 26,368 27,171 0 0 9,200 9,400 0 0 35,568 36,571
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Connecticut
Municipals Fund(6) Deloitte 35,020 36,132 0 0 9,200 9,400 0 0 44,220 45,532
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Florida Municipals
Fund(6) Deloitte 51,088 52,715 0 0 9,200 9,400 0 0 60,288 62,115
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Georgia Municipals
Fund(6) Deloitte 29,561 30,467 0 0 9,200 9,400 0 0 38,761 39,867
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Kentucky Municipals
Fund(6) Deloitte 29,561 30,467 0 0 9,200 9,400 0 0 38,761 39,867
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Louisiana Municipals
Fund(6) Deloitte 26,368 27,171 0 0 9,200 9,400 0 0 35,568 36,571
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Maryland Municipals
Fund(6) Deloitte 31,621 32,630 0 0 9,200 9,400 0 0 40,821 42,030
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Massachusetts
Municipals Fund(6) Deloitte 42,230 52,715 0 0 9,200 9,400 0 0 51,430 62,115
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Michigan Municipals
Fund(6) Deloitte 29,561 30,467 0 0 9,200 9,400 0 0 38,761 39,867
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Minnesota Municipals
Fund(6) Deloitte 29,561 27,171 0 0 9,200 9,400 0 0 38,761 36,571
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Mississippi
Municipals Fund(6) Deloitte 22,969 23,772 0 0 9,200 9,400 0 0 32,169 33,172
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Missouri Municipals
Fund(6) Deloitte 29,561 30,467 0 0 9,200 9,400 0 0 38,761 39,867
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance National Municipals
Fund(6) Deloitte 76,323 78,671 0 0 9,200 9,400 0 0 85,523 88,071
- ------------------------------------------------------------------------------------------------------------------------------------
D-2
AUDIT-RELATED ALL OTHER
AUDIT FEES FEES(3) TAX FEES(4) FEES(5) TOTAL
---------- ------------- ----------- --------- -----
2003 2004 2003 2004 2003 2004 2003 2004 2003 2004
Fiscal Fiscal Fiscal Fiscal Fiscal Fiscal Fiscal Fiscal Fiscal Fiscal
Trust/Fund Name Auditor(1)(2) Year Year Year Year Year Year Year Year Year Year
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance New Jersey
Municipals Fund(6) Deloitte $51,088 $52,715 $0 $0 $9,200 $9,400 $0 $0 $60,288 $62,115
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance New York Municipals
Fund(6) Deloitte 51,088 52,715 0 0 9,200 9,400 0 0 60,288 62,115
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance North Carolina
Municipals Fund(6) Deloitte 31,621 32,630 0 0 9,200 9,400 0 0 40,821 42,030
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Ohio Municipals
Fund(6) Deloitte 35,020 36,132 0 0 9,200 9,400 0 0 44,220 45,532
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Oregon Municipals
Fund(6) Deloitte 31,621 32,630 0 0 9,200 9,400 0 0 40,821 42,030
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Pennsylvania
Municipals Fund(6) Deloitte 51,088 52,715 0 0 9,200 9,400 0 0 60,288 62,115
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Rhode Island
Municipals Fund(6) Deloitte 29,561 30,467 0 0 9,200 9,400 0 0 38,761 39,867
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance South Carolina
Municipals Fund(6) Deloitte 28,531 30,467 0 0 9,200 9,400 0 0 37,731 39,867
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Tennessee
Municipals Fund(6) Deloitte 26,368 27,171 0 0 9,200 9,400 0 0 35,568 36,571
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Virginia
Municipals Fund(6) Deloitte 35,020 36,132 0 0 9,200 9,400 0 0 44,220 45,532
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance West Virginia
Municipals Fund(6) Deloitte 26,368 27,171 0 0 9,200 9,400 0 0 35,568 36,571
- ------------------------------------------------------------------------------------------------------------------------------------
EATON VANCE MUNICIPALS TRUST II
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Florida Insured
Municipals Fund(6) Deloitte 24,504 26,368 0 0 8,700 9,200 0 0 33,204 35,568
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Hawaii Municipals
Fund((6) Deloitte 21,311 22,969 0 0 8,500 9,200 0 0 29,811 32,169
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance High Yield
Municipals Fund(6) Deloitte 47,885 51,088 0 0 8,900 9,200 0 0 56,785 60,288
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Kansas Municipals
Fund(6) Deloitte 21,414 22,969 0 0 8,400 9,200 0 0 29,814 32,169
- ------------------------------------------------------------------------------------------------------------------------------------
EATON VANCE MUTUAL FUNDS TRUST
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Cash Management
Fund PWC 10,125 10,325 0 0 5,210 5,250 0 0 15,335 15,575
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Diversified Income
Fund* - - - - - - - - - - -
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Equity Research
Fund PWC 20,500 21,750 0 0 8,500 8,600 0 0 29,000 30,350
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Floating-Rate Fund Deloitte 11,845 12,298 0 0 5,800 6,000 0 0 17,645 18,298
- ------------------------------------------------------------------------------------------------------------------------------------
D-3
AUDIT-RELATED ALL OTHER
AUDIT FEES FEES(3) TAX FEES(4) FEES(5) TOTAL
---------- ------------- ----------- --------- -----
2003 2004 2003 2004 2003 2004 2003 2004 2003 2004
Fiscal Fiscal Fiscal Fiscal Fiscal Fiscal Fiscal Fiscal Fiscal Fiscal
Trust/Fund Name Auditor(1)(2) Year Year Year Year Year Year Year Year Year Year
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Floating-Rate &
High Income Fund Deloitte $11,845 $12,298 $0 $0 $ 5,800 $ 6,000 $0 $0 $11,445 $18,098
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Government
Obligations Fund PWC 21,250 21,350 0 0 12,485 12,675 0 0 33,735 34,025
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance High Income Fund Deloitte 11,806 12,258 0 0 5,800 5,800 0 0 17,606 18,058
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Low Duration Fund PWC 12,700 21,000 0 0 10,540 10,800 0 0 23,240 31,800
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Money Market Fund PWC 10,125 10,325 0 0 5,185 5,225 0 0 15,310 15,550
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Municipal Bond Fund Deloitte 35,766 46,226 0 0 5,400 5,600 0 0 41,166 51,826
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Strategic Income
Fund PWC 20,650 29,550 0 0 16,600 18,100 0 0 37,250 47,650
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Tax Free Reserves PWC 22,975 22,750 0 0 5,185 5,225 0 0 28,160 27,975
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Tax-Managed
Dividend Income Fund Deloitte 15,450 0 0 0 5,800 0 0 0 21,250 0
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Tax-Managed Equity
Asset Allocation Fund Deloitte 28,737 46,226 0 0 15,500 16,000 0 0 44,237 66,226
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Tax-Managed Growth
Fund 1.1 Deloitte 11,845 12,258 0 0 5,200 5,300 0 0 17,045 17,558
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Tax-Managed Growth
Fund 1.2 Deloitte 11,845 12,258 0 0 5,200 5,300 0 0 17,045 17,558
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Tax-Managed
International Equity Fund Deloitte 10,609 11,062 0 0 5,800 5,900 0 0 16,409 16,962
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Tax-Managed Mid-Cap
Core Fund Deloitte 7,210 8,899 0 0 5,600 6,000 0 0 12,810 14,899
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Tax-Managed
Multi-Cap Opportunity Fund Deloitte 9,682 11,062 0 0 5,600 5,800 0 0 15,282 16,862
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Tax-Managed
Small-Cap Growth Fund 1.1 Deloitte 11,845 12,298 0 0 5,800 6,000 0 0 17,645 18,298
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Tax-Managed
Small-Cap Growth Fund 1.2 Deloitte 9,682 10,032 0 0 5,800 6,000 0 0 15,482 16,032
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Tax-Managed
Small-Cap Value Fund Deloitte 8,549 8,899 0 0 5,600 5,800 0 0 14,149 14,699
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Tax-Managed Value
Fund Deloitte 11,845 12,298 0 0 5,800 6,000 0 0 17,045 18,298
- ------------------------------------------------------------------------------------------------------------------------------------
EATON VANCE SERIES TRUST
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Tax-Managed Growth
Fund 1.0 Deloitte 10,506 10,918 0 0 5,200 5,300 0 0 15,706 16,218
- ------------------------------------------------------------------------------------------------------------------------------------
D-4
AUDIT-RELATED ALL OTHER
AUDIT FEES FEES(3) TAX FEES(4) FEES(5) TOTAL
---------- ------------- ----------- --------- -----
2003 2004 2003 2004 2003 2004 2003 2004 2003 2004
Fiscal Fiscal Fiscal Fiscal Fiscal Fiscal Fiscal Fiscal Fiscal Fiscal
Trust/Fund Name Auditor(1)(2) Year Year Year Year Year Year Year Year Year Year
- ------------------------------------------------------------------------------------------------------------------------------------
EATON VANCE SERIES TRUST II
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Income Fund of
Boston PWC $20,950 $21,650 $0 $0 $13,400 $13,525 $0 $0 $34,350 $35,175
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Tax-Managed Emerging
Markets Fund PWC 12,673** 40,375 0 0 1,102** 12,500 0 0 13,775** 52,875
- ------------------------------------------------------------------------------------------------------------------------------------
EATON VANCE SPECIAL INVESTMENT TRUST
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Balanced Fund PWC 20,950 26,350 0 0 11,465 13,825 0 0 32,415 40,175
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Emerging Markets
Fund Deloitte 8,549 10,032 0 0 5,200 5,300 0 0 13,749 15,332
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Greater India Fund Deloitte 8,549 11,062 0 0 5,200 5,300 0 0 13,749 16,362
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Large-Cap Core Fund Deloitte 5,047 8,859 0 0 5,600 5,800 0 0 10,647 14,699
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Large-Cap Value
Fund PWC 20,950 21,850 0 0 11,765 11,950 0 0 32,715 33,800
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Small-Cap Growth
Fund PWC 16,000 21,050 0 0 12,765 12,950 0 0 28,765 34,000
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Small-Cap Value
Fund(7) Deloitte 15,759 22,330 0 0 9,600 9,900 0 0 25,359 32,230
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Special Equities
Fund PWC 20,950 21,050 0 0 9,120 9,225 0 0 30,070 30,275
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance Utilities Fund PWC 20,950 21,550 0 0 9,075 9,175 0 0 30,025 30,725
- ------------------------------------------------------------------------------------------------------------------------------------
EATON VANCE VARIABLE TRUST
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance VT Floating-Rate
Income Fund Deloitte 21,140 24,516 0 0 6,000 6,100 0 0 27,140 30,616
- ------------------------------------------------------------------------------------------------------------------------------------
Eaton Vance VT Worldwide Health
Sciences Fund PWC 21,100 21,650 0 0 3,350 3,325 0 0 24,450 24,975
- ------------------------------------------------------------------------------------------------------------------------------------
PORTFOLIOS
- ------------------------------------------------------------------------------------------------------------------------------------
Asian Small Companies Portfolio Deloitte 27,089 27,954 0 0 5,200 5,400 0 0 32,289 33,354
- ------------------------------------------------------------------------------------------------------------------------------------
Boston Income Portfolio PWC 41,275 47,800 0 0 5,525 6,050 0 0 46,800 53,850
- ------------------------------------------------------------------------------------------------------------------------------------
Capital Growth Portfolio PWC 29,375 30,075 0 0 7,435 8,725 0 0 36,810 38,800
- ------------------------------------------------------------------------------------------------------------------------------------
Cash Management Portfolio PWC 31,475 32,175 0 0 6,045 6,475 0 0 37,520 38,650
- ------------------------------------------------------------------------------------------------------------------------------------
Emerging Markets Portfolio Deloitte 49,401 51,089 0 0 4,700 4,800 0 0 54,101 55,889
- -----------------------------------------------------------------------------------------------------------------------------------
Floating Rate Portfolio Deloitte 64,439 66,333 0 0 5,000 5,200 0 0 69,439 71,533
- ------------------------------------------------------------------------------------------------------------------------------------
Global Growth Portfolio PWC 31,400 30,875 0 0 5,575 5,700 0 0 36,975 36,575
- ------------------------------------------------------------------------------------------------------------------------------------
Government Obligations
Portfolio PWC 49,875 57,500 0 0 8,555 8,350 0 0 58,430 65,850
- ------------------------------------------------------------------------------------------------------------------------------------
Greater China Growth Portfolio Deloitte 42,230 43,466 0 0 5,200 5,400 0 0 48,430 48,866
- ------------------------------------------------------------------------------------------------------------------------------------
Growth Portfolio PWC 30,275 30,975 0 0 5,325 5,450 0 0 35,600 36,425
- ------------------------------------------------------------------------------------------------------------------------------------
D-5
AUDIT-RELATED ALL OTHER
AUDIT FEES FEES(3) TAX FEES(4) FEES(5) TOTAL
---------- ------------- ----------- --------- -----
2003 2004 2003 2004 2003 2004 2003 2004 2003 2004
Fiscal Fiscal Fiscal Fiscal Fiscal Fiscal Fiscal Fiscal Fiscal Fiscal
Trust/Fund Name Auditor(1)(2) Year Year Year Year Year Year Year Year Year Year
- ------------------------------------------------------------------------------------------------------------------------------------
High Income Portfolio Deloitte $64,478 $66,373 $0 $0 $5,800 $6,000 $0 $0 $70,278 $72,373
- ------------------------------------------------------------------------------------------------------------------------------------
Investment Portfolio PWC 10,700 10,950 0 0 4,900 5,025 0 0 15,600 15,975
- ------------------------------------------------------------------------------------------------------------------------------------
Investment Grade Income
Portfolio PWC 42,175 39,175 0 0 7,150 8,750 0 0 49,325 47,925
- ------------------------------------------------------------------------------------------------------------------------------------
Large-Cap Core Portfolio Deloitte 14,420 14,833 0 0 4,000 4,100 0 0 18,420 18,933
- ------------------------------------------------------------------------------------------------------------------------------------
Large-Cap Growth Portfolio Deloitte 14,420 17,139 0 0 4,000 4,100 0 0 18,420 21,239
- ------------------------------------------------------------------------------------------------------------------------------------
Large-Cap Value Portfolio PWC 32,075 33,275 0 0 7,060 8,350 0 0 39,135 41,625
- ------------------------------------------------------------------------------------------------------------------------------------
Small-Cap Growth Portfolio PWC 24,825 31,675 0 0 6,620 8,325 0 0 31,445 40,000
- ------------------------------------------------------------------------------------------------------------------------------------
Small-Cap Portfolio Deloitte 14,420 14,873 0 0 4,000 4,100 0 0 18,420 18,973
- ------------------------------------------------------------------------------------------------------------------------------------
South Asia Portfolio Deloitte 19,531 20,086 0 0 4,800 4,900 0 0 24,331 24,986
- ------------------------------------------------------------------------------------------------------------------------------------
Special Equities Portfolio PWC 30,975 31,675 0 0 5,490 5,850 0 0 36,465 37,525
- ------------------------------------------------------------------------------------------------------------------------------------
Strategic Income Portfolio PWC 81,800 85,600 0 0 7,500 7,900 0 0 89,300 93,500
- ------------------------------------------------------------------------------------------------------------------------------------
Tax-Managed Growth Portfolio Deloitte 74,739 76,942 0 0 6,300 6,500 0 0 81,039 83,442
- ------------------------------------------------------------------------------------------------------------------------------------
Tax-Managed International
Equity Portfolio Deloitte 20,909 23,834 0 0 4,000 4,100 0 0 24,909 27,934
- ------------------------------------------------------------------------------------------------------------------------------------
Tax-Managed Mid-Cap Core
Portfolio Deloitte 14,420 19,405 0 0 4,000 4,100 0 0 18,420 23,505
- ------------------------------------------------------------------------------------------------------------------------------------
Tax-Managed Multi-Cap
Opportunity Portfolio Deloitte 18,849 23,834 0 0 4,000 4,100 0 0 22,849 27,934
- ------------------------------------------------------------------------------------------------------------------------------------
Tax-Managed Small-Cap Value
Portfolio Deloitte 16,647 19,405 0 0 3,700 4,100 0 0 20,347 23,505
- ------------------------------------------------------------------------------------------------------------------------------------
Tax-Managed Small-Cap Growth
Portfolio Deloitte 23,175 40,417 0 0 4,000 4,100 0 0 27,175 44,517
- ------------------------------------------------------------------------------------------------------------------------------------
Tax-Managed Value Portfolio Deloitte 58,671 60,462 0 0 4,000 4,100 0 0 62,671 64,562
- ------------------------------------------------------------------------------------------------------------------------------------
Utilities Portfolio PWC 30,975 31,675 0 0 6,045 6,000 0 0 37,020 37,675
- ------------------------------------------------------------------------------------------------------------------------------------
Worldwide Health Sciences
Portfolio PWC 38,300 38,250 0 0 5,500 5,625 0 0 43,800 43,875
- ------------------------------------------------------------------------------------------------------------------------------------
* The Fund commenced operations on December 6, 2004. No fees were billed for
the 2003 or 2004 fiscal years.
** On February 6, 2004, the PIMCO PPA Tax-Efficient Structured Emerging
Markets Fund, a series of PIMCO Funds: Multi-Manager Series (the "PIMCO
Fund"), merged into the Fund. The Fund was formed for the purpose of
continuing the investment program of the PIMCO Fund.
(1) PWC refers to PricewaterhouseCoopers LLP
(2) Deloitte refers to Deloitte & Touche LLP
(3) Audit-related fees consist of the aggregate fees billed for assurance and
related services that are reasonably related to the performance of the
audit of financial statements and are not reported under the category of
audit fees.
(4) Tax fees consist of the aggregate fees billed for professional services
rendered by the principal accountant relating to tax compliance, tax
advice, and tax planning and specifically include fees for tax return
preparation.
(5) All other fees consist of the aggregate fees billed for products and
services provided by the principal accountant other than audit,
audit-related, and tax services.
(6) Fees include fees billed for services rendered to a master fund (the
"Portfolio") in which the Fund invested all of its assets until the Fund
redeemed all of its shares of the Portfolio in September or October 2004
and began investing its assets directly in securities.
(7) Fees include fees billed for services rendered to a master fund (the
"Portfolio") in which the Fund invested all of its assets until the Fund
redeemed all of its shares of the Portfolio in May 2004 and began investing
its assets directly in securities.
D-6
EXHIBIT D (continued)
The following table presents (i) the aggregate non-audit fees (i.e., fees for
audit-related, tax, and other services) billed for services rendered to each
Fund for that Fund's last two fiscal years by the Fund's independent registered
public accounting firm; and (ii) the aggregate non-audit fees (i.e., fees for
audit-related, tax, and other services) billed for services rendered to the
Eaton Vance Organization for the fiscal years ended October 31, 2003 and October
31, 2004 by each Fund's independent registered public accounting firm.
2003 2004
Trust/Fund Name Auditor(1)(2) Fiscal Year Fiscal Year
--------------- ------------- ----------- -----------
Eaton Vance Growth Trust
- --------------------------------------------------------------------------------
Eaton Vance-Atlanta Capital Intermediate
Bond Fund Deloitte $6,000 $6,100
- --------------------------------------------------------------------------------
Eaton Vance-Atlanta Capital Large-Cap
Growth Fund Deloitte 5,600 5,800
- --------------------------------------------------------------------------------
Eaton Vance-Atlanta Capital Small-Cap
Fund Deloitte 5,600 5,800
- --------------------------------------------------------------------------------
Eaton Vance Asian Small Companies Fund Deloitte 5,200 5,300
- --------------------------------------------------------------------------------
Eaton Vance Global Growth Fund Deloitte 9,275 9,375
- --------------------------------------------------------------------------------
Eaton Vance Greater China Growth Fund Deloitte 5,200 5,300
- --------------------------------------------------------------------------------
Eaton Vance Growth Fund PWC 8,875 8,975
- --------------------------------------------------------------------------------
Eaton Vance Worldwide Health Sciences
Fund PWC 9,575 9,675
- --------------------------------------------------------------------------------
Eaton Vance Investment Trust
- --------------------------------------------------------------------------------
Eaton Vance California Limited Maturity
Municipals Fund(3) Deloitte 8,500 9,200
- --------------------------------------------------------------------------------
Eaton Vance Florida Limited Maturity
Municipals Fund(3) Deloitte 8,600 9,200
- --------------------------------------------------------------------------------
Eaton Vance Massachusetts Limited Maturity
Municipals Fund(3) Deloitte 8,600 9,200
- --------------------------------------------------------------------------------
Eaton Vance National Limited Maturity
Municipals Fund(3) Deloitte 8,900 9,200
- --------------------------------------------------------------------------------
Eaton Vance New Jersey Limited Maturity
Municipals Fund(3) Deloitte 8,700 9,200
- --------------------------------------------------------------------------------
Eaton Vance New York Limited Maturity
Municipals Fund(3) Deloitte 8,700 9,200
- --------------------------------------------------------------------------------
Eaton Vance Ohio Limited Maturity
Municipals Fund(3) Deloitte 8,500 9,200
- --------------------------------------------------------------------------------
Eaton Vance Pennsylvania Limited Maturity
Municipals Fund(3) Deloitte 8,700 9,200
- --------------------------------------------------------------------------------
Eaton Vance Municipals Trust
- --------------------------------------------------------------------------------
Eaton Vance Alabama Municipals Fund(3) Deloitte 9,200 9,400
- --------------------------------------------------------------------------------
Eaton Vance Arizona Municipals Fund(3) Deloitte 9,200 9,400
- --------------------------------------------------------------------------------
Eaton Vance Arkansas Municipals Fund(3) Deloitte 9,200 9,400
- --------------------------------------------------------------------------------
Eaton Vance California Municipals Fund(3) Deloitte 9,200 9,400
- --------------------------------------------------------------------------------
Eaton Vance Colorado Municipals Fund(3) Deloitte 9,200 9,400
- --------------------------------------------------------------------------------
Eaton Vance Connecticut Municipals Fund(3) Deloitte 9,200 9,400
- --------------------------------------------------------------------------------
Eaton Vance Florida Municipals Fund(3) Deloitte 9,200 9,400
- --------------------------------------------------------------------------------
Eaton Vance Georgia Municipals Fund(3) Deloitte 9,200 9,400
- --------------------------------------------------------------------------------
Eaton Vance Kentucky Municipals Fund(3) Deloitte 9,200 9,400
- --------------------------------------------------------------------------------
Eaton Vance Louisiana Municipals Fund(3) Deloitte 9,200 9,400
- --------------------------------------------------------------------------------
Eaton Vance Maryland Municipals Fund(3) Deloitte 9,200 9,400
- --------------------------------------------------------------------------------
Eaton Vance Massachusetts Municipals
Fund(3) Deloitte 9,200 9,400
- --------------------------------------------------------------------------------
Eaton Vance Michigan Municipals Fund(3) Deloitte 9,200 9,400
- --------------------------------------------------------------------------------
Eaton Vance Minnesota Municipals Fund(3) Deloitte 9,200 9,400
- --------------------------------------------------------------------------------
Eaton Vance Mississippi Municipals Fund(3) Deloitte 9,200 9,400
- --------------------------------------------------------------------------------
Eaton Vance Missouri Municipals Fund(3) Deloitte 9,200 9,400
- --------------------------------------------------------------------------------
D-7
2003 2004
Trust/Fund Name Auditor(1)(2) Fiscal Year Fiscal Year
--------------- ------------- ----------- -----------
Eaton Vance National Municipals Fund(3) Deloitte $9,200 $9,400
- --------------------------------------------------------------------------------
Eaton Vance New Jersey Municipals Fund(3) Deloitte 9,200 9,400
- --------------------------------------------------------------------------------
Eaton Vance New York Municipals Fund(3) Deloitte 9,200 9,400
- --------------------------------------------------------------------------------
Eaton Vance North Carolina Municipals
Fund(3) Deloitte 9,200 9,400
- --------------------------------------------------------------------------------
Eaton Vance Ohio Municipals Fund(3) Deloitte 9,200 9,400
- --------------------------------------------------------------------------------
Eaton Vance Oregon Municipals Fund(3) Deloitte 9,200 9,400
- --------------------------------------------------------------------------------
Eaton Vance Pennsylvania Municipals
Fund(3) Deloitte 9,200 9,400
- --------------------------------------------------------------------------------
Eaton Vance Rhode Island Municipals
Fund(3) Deloitte 9,200 9,400
- --------------------------------------------------------------------------------
Eaton Vance South Carolina Municipals
Fund(3) Deloitte 9,200 9,400
- --------------------------------------------------------------------------------
Eaton Vance Tennessee Municipals Fund(3) Deloitte 9,200 9,400
- --------------------------------------------------------------------------------
Eaton Vance Virginia Municipals Fund(3) Deloitte 9,200 9,400
- --------------------------------------------------------------------------------
Eaton Vance West Virginia Municipals
Fund(3) Deloitte 9,200 9,400
- --------------------------------------------------------------------------------
Eaton Vance Municipals Trust II
- --------------------------------------------------------------------------------
Eaton Vance Florida Insured Municipals
Fund(3) Deloitte 8,700 9,200
- --------------------------------------------------------------------------------
Eaton Vance Hawaii Municipals Fund(3) Deloitte 8,500 9,200
- --------------------------------------------------------------------------------
Eaton Vance High Yield Municipals Fund(3) Deloitte 8,900 9,200
- --------------------------------------------------------------------------------
Eaton Vance Kansas Municipals Fund(3) Deloitte 8,400 9,200
- --------------------------------------------------------------------------------
Eaton Vance Mutual Funds Trust
- --------------------------------------------------------------------------------
Eaton Vance Cash Management Fund PWC 5,210 5,250
- --------------------------------------------------------------------------------
Eaton Vance Diversified Income Fund* Deloitte 0 0
- --------------------------------------------------------------------------------
Eaton Vance Equity Research Fund PWC 8,500 8,600
- --------------------------------------------------------------------------------
Eaton Vance Floating-Rate Fund Deloitte 5,800 6,000
- --------------------------------------------------------------------------------
Eaton Vance Floating-Rate & High Income
Fund Deloitte 5,800 6,000
- --------------------------------------------------------------------------------
Eaton Vance Government Obligations Fund PWC 12,485 12,675
- --------------------------------------------------------------------------------
Eaton Vance High Income Fund Deloitte 5,800 5,800
- --------------------------------------------------------------------------------
Eaton Vance Low Duration Fund PWC 10,540 10,800
- --------------------------------------------------------------------------------
Eaton Vance Money Market Fund PWC 5,185 5,225
- --------------------------------------------------------------------------------
Eaton Vance Municipal Bond Fund Deloitte 5,400 5,600
- --------------------------------------------------------------------------------
Eaton Vance Strategic Income Fund PWC 16,600 18,100
- --------------------------------------------------------------------------------
Eaton Vance Tax Free Reserves PWC 5,185 5,225
- --------------------------------------------------------------------------------
Eaton Vance Tax-Managed Dividend Income
Fund Deloitte 5,800 0
- --------------------------------------------------------------------------------
Eaton Vance Tax-Managed Equity Asset
Allocation Fund Deloitte 15,500 16,000
- --------------------------------------------------------------------------------
Eaton Vance Tax-Managed Growth Fund 1.1 Deloitte 5,200 5,300
- --------------------------------------------------------------------------------
Eaton Vance Tax-Managed Growth Fund 1.2 Deloitte 5,200 5,300
- --------------------------------------------------------------------------------
Eaton Vance Tax-Managed International
Equity Fund Deloitte 5,800 5,900
- --------------------------------------------------------------------------------
Eaton Vance Tax-Managed Mid-Cap Core Fund Deloitte 5,600 6,000
- --------------------------------------------------------------------------------
Eaton Vance Tax-Managed Multi-Cap
Opportunity Fund Deloitte 5,600 5,800
- --------------------------------------------------------------------------------
Eaton Vance Tax-Managed Small-Cap Growth
Fund 1.1 Deloitte 5,800 6,000
- --------------------------------------------------------------------------------
Eaton Vance Tax-Managed Small-Cap Growth
Fund 1.2 Deloitte 5,800 6,000
- --------------------------------------------------------------------------------
Eaton Vance Tax-Managed Small-Cap Value
Fund Deloitte 5,600 5,800
- --------------------------------------------------------------------------------
Eaton Vance Tax-Managed Value Fund Deloitte 5,800 6,000
- --------------------------------------------------------------------------------
Eaton Vance Series Trust
- --------------------------------------------------------------------------------
Eaton Vance Tax-Managed Growth Fund 1.0 Deloitte 5,200 5,300
- --------------------------------------------------------------------------------
D-8
2003 2004
Trust/Fund Name Auditor(1)(2) Fiscal Year Fiscal Year
--------------- ------------- ----------- -----------
Eaton Vance Series Trust II
- --------------------------------------------------------------------------------
Eaton Vance Income Fund of Boston PWC $13,400 $13,525
- --------------------------------------------------------------------------------
Eaton Vance Tax-Managed Emerging Markets
Fund PWC 1,102 12,500
- --------------------------------------------------------------------------------
Eaton Vance Special Investment Trust
- --------------------------------------------------------------------------------
Eaton Vance Balanced Fund PWC 11,465 13,825
- --------------------------------------------------------------------------------
Eaton Vance Emerging Markets Fund Deloitte 5,200 5,300
- --------------------------------------------------------------------------------
Eaton Vance Greater India Fund Deloitte 5,200 5,300
- --------------------------------------------------------------------------------
Eaton Vance Large-Cap Core Fund Deloitte 5,600 5,800
- --------------------------------------------------------------------------------
Eaton Vance Large-Cap Value Fund PWC 11,765 11,950
- --------------------------------------------------------------------------------
Eaton Vance Small-Cap Growth Fund PWC 12,765 12,950
- --------------------------------------------------------------------------------
Eaton Vance Small-Cap Value Fund(4) Deloitte 9,600 9,900
- --------------------------------------------------------------------------------
Eaton Vance Special Equities Fund PWC 9,120 9,225
- --------------------------------------------------------------------------------
Eaton Vance Utilities Fund PWC 9,075 9,175
- --------------------------------------------------------------------------------
Eaton Vance Variable Trust
- --------------------------------------------------------------------------------
Eaton Vance VT Floating-Rate Income
Fund Deloitte 6,000 6,100
- --------------------------------------------------------------------------------
Eaton Vance VT Worldwide Health
Sciences Fund PWC 3,350 3,325
- --------------------------------------------------------------------------------
Portfolios
- --------------------------------------------------------------------------------
Asian Small Companies Portfolio Deloitte 5,200 5,400
- --------------------------------------------------------------------------------
Boston Income Portfolio PWC 5,525 6,050
- --------------------------------------------------------------------------------
Capital Growth Portfolio PWC 7,435 8,725
- --------------------------------------------------------------------------------
Cash Management Portfolio PWC 6,045 6,475
- --------------------------------------------------------------------------------
Emerging Markets Portfolio Deloitte 4,700 4,800
- --------------------------------------------------------------------------------
Floating Rate Portfolio Deloitte 5,000 5,200
- --------------------------------------------------------------------------------
Global Growth Portfolio PWC 5,575 5,700
- --------------------------------------------------------------------------------
Government Obligations Portfolio PWC 8,555 8,350
- --------------------------------------------------------------------------------
Greater China Growth Portfolio Deloitte 5,200 5,400
- --------------------------------------------------------------------------------
Growth Portfolio PWC 5,325 5,450
- --------------------------------------------------------------------------------
High Income Portfolio Deloitte 5,800 6,000
- --------------------------------------------------------------------------------
Investment Portfolio PWC 4,900 5,025
- --------------------------------------------------------------------------------
Investment Grade Income Portfolio PWC 7,150 8,750
- --------------------------------------------------------------------------------
Large-Cap Core Portfolio Deloitte 4,000 4,100
- --------------------------------------------------------------------------------
Large-Cap Growth Portfolio Deloitte 4,000 4,100
- --------------------------------------------------------------------------------
Large-Cap Value Portfolio PWC 7,060 8,350
- --------------------------------------------------------------------------------
Small-Cap Growth Portfolio PWC 6,620 8,325
- --------------------------------------------------------------------------------
Small-Cap Portfolio Deloitte 4,000 4,100
- --------------------------------------------------------------------------------
South Asia Portfolio Deloitte 4,800 4,900
- --------------------------------------------------------------------------------
Special Equities Portfolio PWC 5,490 5,850
- --------------------------------------------------------------------------------
Strategic Income Portfolio PWC 7,500 7,900
- --------------------------------------------------------------------------------
Tax-Managed Growth Portfolio Deloitte 6,300 6,500
- --------------------------------------------------------------------------------
Tax-Managed International Equity
Portfolio Deloitte 4,000 4,100
- --------------------------------------------------------------------------------
Tax-Managed Mid-Cap Core Portfolio Deloitte 4,000 4,100
- --------------------------------------------------------------------------------
Tax-Managed Multi-Cap Opportunity
Portfolio Deloitte 4,000 4,100
- --------------------------------------------------------------------------------
Tax-Managed Small-Cap Growth Portfolio Deloitte 4,000 4,100
- --------------------------------------------------------------------------------
Tax-Managed Small-Cap Value Portfolio Deloitte 3,700 4,100
- --------------------------------------------------------------------------------
D-9
2003 2004
Trust/Fund Name Auditor(1)(2) Fiscal Year Fiscal Year
--------------- ------------- ----------- -----------
Tax-Managed Small-Cap Growth Portfolio Deloitte 4,000 4,100
- --------------------------------------------------------------------------------
Tax-Managed Value Portfolio Deloitte 4,000 4,100
- --------------------------------------------------------------------------------
Utilities Portfolio PWC 6,045 6,000
- --------------------------------------------------------------------------------
Worldwide Health Sciences Portfolio PWC 5,500 5,625
- --------------------------------------------------------------------------------
Eaton Vance(5) Deloitte 467,489 340,730
PWC 0 84,490
* The Fund commenced operations on December 6, 2004. No fees were billed for
the 2003 or 2004 fiscal years.
(1) PWC refers to PricewaterhouseCoopers LLP
(2) Deloitte refers to Deloitte & Touche LLP
(3) Fees include fees billed for services rendered to a master fund (the
"Portfolio") in which the Fund invested all of its assets until the Fund
redeemed all of its shares of the Portfolio in September or October 2004
and began investing its assets directly in securities.
(4) Fees include fees billed for services rendered to a master fund (the
"Portfolio") in which the Fund invested all of its assets until the Fund
redeemed all of its shares of the Portfolio in May 2004 and began investing
its assets directly in securities.
(5) The Funds' investment adviser and any of its affiliates that provide
ongoing services to the Funds which are subsidiaries of Eaton Vance Corp.
D-10
Exhibit E
Officer Biographies
-------------------
Term of
Position(s) Office and
Name, Address Held with Length of Principal Occupations
and Date of Birth(1) Fund(4) Time Served During Past Five Years(2)
- ------------------------------------------------------------------------------------------------------------------------------------
William H. Ahern, Jr. Vice President See Exhibit F Vice President of Eaton Vance and BMR. Officer of 78 registered
DOB: 7/28/59 investment companies managed by Eaton Vance or BMR.
Edward R. Allen, III Vice President See Exhibit F Partner and Chairman of the International Investment Committee of
DOB: 7/5/60 Eagle Global Advisors. Officer of 1 registered investment company
managed by Eaton Vance or BMR.
Kristin S. Anagnost Treasurer See Exhibit F Assistant Vice President of Eaton Vance and BMR. Officer of 106
DOB: 6/12/65 registered investment companies managed by Eaton Vance or BMR.
William J. Austin, Jr. Treasurer See Exhibit F Vice President of Eaton Vance and BMR. Officer of 53 registered
DOB: 12/27/51 investment companies managed by Eaton Vance or BMR.
William O. Bell, IV Vice President See Exhibit F Vice President of Atlanta Capital. Officer of 1 registered
DOB: 7/26/73 investment company managed by Eaton Vance or BMR.
Craig R. Brandon Vice President See Exhibit F Vice President of Eaton Vance and BMR. Officer of 44 registered
DOB: 12/31/66 investment companies managed by Eaton Vance or BMR.
Barbara E. Campbell Treasurer See Exhibit F Vice President of Eaton Vance and BMR. Officer of 195 registered
DOB: 6/19/57 investment companies managed by Eaton Vance or BMR.
Pamela Chan(3) Vice President See Exhibit F Director of Lloyd George Investment Management (Bermuda) Limited.
DOB: 2/7/57 Officer of 1 registered investment company managed by Eaton Vance
or BMR.
Cynthia J. Clemson Vice President See Exhibit F Vice President of Eaton Vance and BMR. Officer of 84 registered
DOB: 3/2/63 investment companies managed by Eaton Vance or BMR.
Gregory L. Coleman Vice President See Exhibit F Partner of Atlanta Capital. Officer of 8 registered investment
DOB: 10/28/49 companies managed by Eaton Vance or BMR.
Arieh Coll Vice President See Exhibit F Vice President of Eaton Vance and BMR. Officer of 6 registered
DOB: 11/9/63 investment companies managed by Eaton Vance or BMR.
Alan R. Dynner Secretary See Exhibit F Vice President, Secretary and Chief Legal Officer of Eaton Vance,
DOB: 10/10/40 BMR, EVD, EV and EVC. Officer of 195 registered investment
companies managed by Eaton Vance or BMR.
Thomas E. Faust Jr. President or See Exhibit F Executive Vice President of Eaton Vance, BMR, EVC and EV. Chief
DOB: 5/31/58 Vice President Investment Officer of Eaton Vance and BMR and Director of EVC.
Chief Executive Officer of Belair Capital Fund LLC, Belcrest
Capital Fund LLC, Belmar Capital Fund LLC, Belport Capital Fund
and Belrose Capital Fund LLC (private investment companies
sponsored by Eaton Vance). Officer of 59 registered investment
companies managed by Eaton Vance or BMR.
Thomas J. Fetter President or See Exhibit F Vice President of Eaton Vance and BMR. Officer of 124 registered
DOB: 8/20/43 Vice President investment companies managed by Eaton Vance or BMR.
E-1
Term of
Position(s) Office and
Name, Address Held with Length of Principal Occupations
and Date of Birth(1) Fund(4) Time Served During Past Five Years(2)
- ------------------------------------------------------------------------------------------------------------------------------------
Michelle A. Green Treasurer See Exhibit F Vice President of Eaton Vance and BMR. Chief Financial Officer of
DOB: 8/25/69 Belair Capital Fund LLC, Belcrest Capital Fund LLC, Belmar Capita
Fund LLC, Belport Capital Fund LLC and Belrose Capital Fund LLC
(private investment companies sponsored by EVM). Officer of 82
registered investment companies managed by Eaton Vance or BMR.
William R. Hackney, III Vice President See Exhibit F Managing Partner and member of the Executive Committee of Atlanta
DOB: 4/12/48 Capital. Officer of 3 registered investment companies managed by
Eaton Vance or BMR.
W. Matthew Hereford Vice President See Exhibit F Vice President of Atlanta Capital. Previously, portfolio manager
DOB: 6/21/72 with INVESCO (1998-2002). Officer of 1 registered investment
company managed by Eaton Vance or BMR.
Thomas P. Huggins Vice President See Exhibit F Vice President of Eaton Vance and BMR. Officer of 6 registered
DOB: 3/7/66 investment companies managed by Eaton Vance or BMR.
Thomas N. Hunt, III Vice President See Exhibit F Partner of Eagle Global Advisors. Officer of 1 registered
DOB: 11/6/64 investment company managed by Eaton Vance or BMR.
Marilyn Robinson Irvin Vice President See Exhibit F Senior Vice President and Principal of Atlanta Capital. Officer
DOB: 6/17/58 of 1 registered investment company managed by Eaton Vance or BMR.
Samuel D. Isaly(3) President or See Exhibit F Managing Partner of OrbiMed Advisors, LLC. Officer of 3 registered
DOB: 3/12/45 Vice President investment companies managed by Eaton Vance or BMR.
Christine Johnston Vice President See Exhibit F Vice President of Eaton Vance and BMR. Officer of 2 registered
DOB: 11/9/72 investment companies managed by Eaton Vance or BMR.
Elizabeth S. Kenyon President See Exhibit F Vice President of Eaton Vance and BMR. Officer of 2 registered
DOB: 9/8/59 investment companies managed by Eaton Vance or BMR.
William Walter Raleigh Kerr(3) Vice President See Exhibit F Director, Finance Director and Chief Operating Officer of Lloyd
DOB: 8/17/50 George Investment Management (Bermuda) Limited. Director of LGM.
Officer of 4 registered investment companies managed by Eaton
Vance or BMR.
Duke Laflamme Vice President See Exhibit F Vice President of Eaton Vance and BMR. Officer of 11 registered
DOB: 7/8/69 investment companies managed by Eaton Vance or BMR.
Thomas H. Luster Vice President See Exhibit F Vice President of Eaton Vance and BMR. Officer of 16 registered
DOB: 4/8/62 investment companies managed by Eaton Vance or BMR.
Michael R. Mach Vice President See Exhibit F Vice President of Eaton Vance and BMR. Officer of 29 registered
DOB: 7/15/47 investment companies managed by Eaton Vance or BMR.
Robert B. MacIntosh Vice President See Exhibit F Vice President of Eaton Vance and BMR. Officer of 124 registered
DOB 1/22/57 investment companies managed by Eaton Vance or BMR.
Paul J. Marshall Vice President See Exhibit F Vice President of Atlanta Capital. Previously, portfolio manager
DOB: 5/2/65 for Bank of America Capital Management (1995-2000). Officer of 2
registered investment companies managed by Eaton Vance or BMR.
Samir Mehta(3) Vice President See Exhibit F Investment Manager of Lloyd George Investment Management (Bermuda)
DOB: 5/30/67 Limited. Officer of 1 registered investment company managed by
Eaton Vance or BMR.
E-2
Term of
Position(s) Office and
Name, Address Held with Length of Principal Occupations
and Date of Birth(1) Fund(4) Time Served During Past Five Years(2)
- ------------------------------------------------------------------------------------------------------------------------------------
Thomas M. Metzold Vice President See Exhibit F Vice President of Eaton Vance and BMR. Officer of 49 registered
DOB: 8/3/58 investment companies managed by Eaton Vance or BMR.
James L. O'Connor Treasurer See Exhibit F Vice President of Eaton Vance, BMR and EVD. Officer of 118
DOB: 4/1/45 registered investment companies managed by Eaton Vance or BMR.
Paul M. O'Neil Chief See Exhibit F Vice President of Eaton Vance and BMR. Officer of 195 registered
DOB: 7/11/53 Compliance investment companies managed by EVM or BMR.
Officer
Scott H. Page President or See Exhibit F Vice President of Eaton Vance and BMR. Officer of 13 registered
DOB: 11/30/59 Vice President investment companies managed by Eaton Vance or BMR.
Lewis R. Piantedosi Vice President See Exhibit F Vice President of Eaton Vance and BMR. Officer of 4 registered
DOB: 8/10/65 investment companies managed by Eaton Vance or BMR.
George C. Pierides Vice President See Exhibit F Senior Managing Director of Fox. Officer of 12 registered
DOB: 12/16/57 investment companies managed by Eaton Vance or BMR.
Cliff Quisenberry, Jr. Vice President See Exhibit F Vice President and Global Portfolio Manager of Parametric
DOB: 1/1/65 Portfolio Associates. Officer of 2 registered investment
companies managed by Eaton Vance or BMR.
Charles B. Reed Vice President See Exhibit F Vice President of Atlanta Capital. Officer of 2 registered
DOB: 10/9/65 investment companies managed by Eaton Vance or BMR.
Jacob Rees-Mogg Vice President See Exhibit F Investment Manager of Lloyd George Investment Management (Bermuda)
DOB: 5/24/69 Limited. Officer of 2 registered investment companies managed by
Eaton Vance or BMR.
Duncan W. Richardson President or See Exhibit F Senior Vice President and Chief Equity Investment Officer of
DOB: 10/26/57 Vice President Eaton Vance and BMR. Officer of 46 registered investment
companies managed by Eaton Vance or BMR.
Walter A. Row, III Vice President See Exhibit F Director of Equity Research and a Vice President of Eaton Vance
DOB: 7/20/57 and BMR. Officer of 26 registered investment companies managed
by Eaton Vance or BMR.
Judith A. Saryan Vice President See Exhibit F Vice President of Eaton Vance and BMR. Officer of 28 registered
DOB: 8/21/54 investment companies managed by Eaton Vance or BMR.
Susan Schiff Vice President See Exhibit F Vice President of Eaton Vance and BMR. Officer of 28 registered
DOB: 3/13/61 investment companies managed by Eaton Vance or BMR.
Toni Y. Shimura Vice President See Exhibit F Vice President of Eaton Vance and BMR. Previously, Senior Vice
DOB: 2/3/52 President and portfolio manager with Massachusetts Financial
Services Company (1993-2002). Officer of 3 registered investment
companies managed by Eaton Vance or BMR.
Payson F. Swaffield President or See Exhibit F Vice President of Eaton Vance and BMR. Officer of 13 registered
DOB: 8/13/56 Vice President investment companies managed by Eaton Vance or BMR.
Mark S. Venezia President See Exhibit F Vice President of Eaton Vance and BMR. Officer of 5 registered
DOB: 5/23/49 investment companies managed by Eaton Vance or BMR.
Michael W. Weilheimer President See Exhibit F Vice President of Eaton Vance and BMR. Officer of 10 registered
DOB: 2/11/61 investment companies managed by Eaton Vance or BMR.
E-3
Term of
Position(s) Office and
Name, Address Held with Length of Principal Occupations
and Date of Birth(1) Fund(4) Time Served During Past Five Years(2)
- ------------------------------------------------------------------------------------------------------------------------------------
James A. Womack Vice President See Exhibit F Vice President of Atlanta Capital. Officer of 8 registered
DOB: 11/20/68 investment companies managed by Eaton Vance or BMR.
Kooi Cho Yu Vice President See Exhibit F Senior Fund Manager of Lloyd George Investment Management
DOB: 10/19/71 (Bermuda) Limited. Previously, Director for DBS Asset Management
(1995-2001). Officer of 1 registered investment company managed
by Eaton Vance or BMR.
(1) The business address of each officer is The Eaton Vance Building, 255 State
Street, Boston, MA 02109 with the exception of of William Kerr, Samuel
Isaly, Samir Mehta, Kooi Cho Yu and Pamela Chan.
(2) Includes both master and feeder-funds in master-feeder structure.
(3) The business address for William Kerr, Samir Mehta, Kooi Cho Yu and Pamela
Chan is 3808 One Exchange Square, Central, Hong Kong and the business
address of Samuel Isaly is 767 3rd Avenue, New York, NY 10017.
(4) See Exhibit F for the specific offices held in the Funds and Portfolios
that each officer serves on.
E-4
Exhibit F
Interested
Trustees(2) Noninterested Trustees(2)
Lloyd
Trusts(3) George Hawkes Chen Hayes Park Pearlman Reamer Stout Ahern Allen Anagnost Austin Bell Brandon
- ------------------------------------------------------------------------------------------------------------------------------------
Growth -- T-1989 -- 1989 2003 2003 1989 1998 -- -- -- -- -- --
- ------------------------------------------------------------------------------------------------------------------------------------
Investment -- T/VP-1985 -- 1986 2003 2003 1985 1998 VP-2004 -- -- -- -- VP-2004
- ------------------------------------------------------------------------------------------------------------------------------------
Municipals -- T/VP-1985 -- 1986 2003 2003 1985 1998 VP-2004 -- -- -- -- VP-2004
- ------------------------------------------------------------------------------------------------------------------------------------
Municipals II -- T/VP-1993 -- 1993 2003 2003 1993 1998 VP-2004 -- -- -- -- VP-2004
- ------------------------------------------------------------------------------------------------------------------------------------
Mutual Funds -- T-1991 -- 1986 2003 2003 1986 1998 VP-1995 -- -- -- -- --
- ------------------------------------------------------------------------------------------------------------------------------------
Series -- T-1997 -- 1996 2003 2003 1996 2003 -- -- -- -- -- --
- ------------------------------------------------------------------------------------------------------------------------------------
Series II -- T-1998 -- 1989 2003 2003 1989 2001 -- -- -- -- -- --
- ------------------------------------------------------------------------------------------------------------------------------------
Special -- T-1989 -- 1989 2003 2003 1989 1998 -- -- -- -- -- --
Investment
- ------------------------------------------------------------------------------------------------------------------------------------
Variable -- T/P-2000 -- 2000 2003 2003 2000 2000 -- -- -- -- -- --
- ------------------------------------------------------------------------------------------------------------------------------------
Advisers Senior -- T-1998 -- 1998 2003 2003 1998 1998 -- -- -- -- -- --
Floating-Rate
Fund
- ------------------------------------------------------------------------------------------------------------------------------------
Classic Senior -- T-1993 -- 1994 2003 2003 1994 1998 -- -- -- -- -- --
Floating-Rate
Fund
- ------------------------------------------------------------------------------------------------------------------------------------
Institutional -- T-1999 -- 1999 2003 2003 1999 1999 -- -- -- -- -- --
Senior
Floating-Rate
Fund
- ------------------------------------------------------------------------------------------------------------------------------------
Prime Rate -- T-1989 -- 1989 2003 2003 1989 1998 -- -- -- -- -- --
Reserves
- ------------------------------------------------------------------------------------------------------------------------------------
Trusts(3) Campbell Chan Clemson Coleman Coll Dynner(1)
- ----------------------------------------------------------------------
Growth -- -- -- VP-2001 -- 1997
- ----------------------------------------------------------------------
Investment -- -- VP-2004 -- -- 1997
- ----------------------------------------------------------------------
Municipals -- -- VP-2004 -- -- 1997
- ----------------------------------------------------------------------
Municipals II -- -- VP-2004 -- -- 1997
- ----------------------------------------------------------------------
Mutual Funds -- -- -- -- -- 1997
- ----------------------------------------------------------------------
Series -- -- -- -- -- 1997
- ----------------------------------------------------------------------
Series II -- -- -- -- -- 1997
- ----------------------------------------------------------------------
Special -- -- -- -- -- 1997
Investment
- ----------------------------------------------------------------------
Variable -- -- -- -- VP-2004 2000
- ----------------------------------------------------------------------
Advisers Senior Treas.-2002 -- -- -- -- 1998
Floating-Rate AT-1998
Fund
- ----------------------------------------------------------------------
Classic Senior Treas.-2002 -- -- -- -- 1997
Floating-Rate AT-1993
Fund
- ----------------------------------------------------------------------
Institutional Treas.-2002 -- -- -- -- 1999
Senior AT-1999
Floating-Rate
Fund
- ----------------------------------------------------------------------
Prime Rate Treas.-2002 -- -- -- -- 1997
Reserves AT-1991
- ----------------------------------------------------------------------
Lloyd
Portfolios(3) George Hawkes Chen Hayes Park Pearlman Reamer Stout Ahern Allen Anagnost Austin Bell Brandon
- ------------------------------------------------------------------------------------------------------------------------------------
Asian Small T/P-1996T/VP-1996T-1996 T-1996 T-2003 T-2003 T-1996 T-1998 -- -- -- Treas.-2002-- --
Companies AT-1996
- ------------------------------------------------------------------------------------------------------------------------------------
Boston Income -- T-2001 -- T-2001 T-2003 T-2003 T-2001 T-2001 -- -- -- -- -- --
- ------------------------------------------------------------------------------------------------------------------------------------
Capital Growth -- T-2000 -- T-2000 T-2003 T-2003 T-2000 T-2000 -- -- -- Treas.-2002-- --
AT-2000
- ------------------------------------------------------------------------------------------------------------------------------------
Cash Management -- T-1993 -- T-1993 T-2003 T-2003 T-1993 T-1998 -- -- Treas.-2002 -- -- --
AT-1998
- ------------------------------------------------------------------------------------------------------------------------------------
Emerging Markets T/P- T/VP- T-1994 T-1994 T-2003 T-2003 T-1996 T-2003 -- -- Treas.-2002 -- -- --
1994 1994 AT-1998
- ------------------------------------------------------------------------------------------------------------------------------------
Floating Rate -- T-2000 -- T-2000 T-2003 T-2003 T-2000 T-2000 -- -- -- -- -- --
- ------------------------------------------------------------------------------------------------------------------------------------
Global Growth T-1996 T-1995 T-1996 T-1995 T-2003 T-2003 T-1995 T-1998 -- -- -- Treas.-2002-- --
VP-1995 AT-2001
- ------------------------------------------------------------------------------------------------------------------------------------
Government -- T-1992 -- T-1993 T-2003 T-2003 T-1993 T-1998 -- -- -- -- -- --
Obligations
- ------------------------------------------------------------------------------------------------------------------------------------
Greater China T/P-1992T/VP-1992T-1992 T-1992 T-2003 T-2003 T-1996 T-2003 -- -- -- Treas.-2002-- --
Growth AT-1992
- ------------------------------------------------------------------------------------------------------------------------------------
Growth -- T-1992 -- T-1993 T-2003 T-2003 T-1993 T-1998 -- -- -- Treas.-2002-- --
AT-1993
- ------------------------------------------------------------------------------------------------------------------------------------
High Income -- T-1992 -- T-1993 T-2003 T-2003 T-1993 T-1998 -- -- -- -- -- --
- ------------------------------------------------------------------------------------------------------------------------------------
Investment -- T-2002 -- T-2002 T-2003 T-2003 T-2002 T-2002 -- -- -- -- -- --
- ------------------------------------------------------------------------------------------------------------------------------------
Investment -- T-2000 -- T-2000 T-2003 T-2003 T-2000 T-2000 -- -- -- Treas.-2002-- --
Grade Income AT-2000
- ------------------------------------------------------------------------------------------------------------------------------------
Large-Cap Core -- T-2002 -- T-2002 T-2003 T-2003 T-2002 T-2002 -- -- -- -- -- --
- ------------------------------------------------------------------------------------------------------------------------------------
Large-Cap Growth -- T/P-2001 -- T-2001 T-2003 T-2003 T-2001 T-2001 -- -- Treas.-2002 -- -- --
AT-2001
- ------------------------------------------------------------------------------------------------------------------------------------
Portfolios(3) Campbell Chan Clemson Coleman Coll Dynner(1)
- -----------------------------------------------------------------------
Asian Small -- -- -- -- -- 1997
Companies
- -----------------------------------------------------------------------
Boston Income Treas.-2002 -- -- -- -- 2001
AT-2001
- -----------------------------------------------------------------------
Capital Growth -- -- -- -- VP-2000 2000
- -----------------------------------------------------------------------
Cash Management -- -- -- -- -- 1997
- -----------------------------------------------------------------------
Emerging Markets -- -- -- -- -- 1997
- -----------------------------------------------------------------------
Floating Rate Treas.2002 -- -- -- -- 2000
AT-2000
- -----------------------------------------------------------------------
Global Growth -- -- -- -- VP-2003 1997
- -----------------------------------------------------------------------
Government Treas.-2002 -- -- -- -- 1997
Obligations AT-1998
- -----------------------------------------------------------------------
Greater China -- VP-2002 -- -- -- 1997
Growth
- -----------------------------------------------------------------------
Growth -- -- -- -- VP-2000 1997
- -----------------------------------------------------------------------
High Income Treas.-2002 -- -- -- -- 1997
AT-1993
- -----------------------------------------------------------------------
Investment Treas.-2002 -- -- -- -- 2002
- -----------------------------------------------------------------------
Investment -- -- -- -- -- 2000
Grade Income
- -----------------------------------------------------------------------
Large-Cap Core -- -- -- -- -- 2002
- -----------------------------------------------------------------------
Large-Cap Growth -- -- -- -- -- 2001
- -----------------------------------------------------------------------
F-1
Lloyd
Portfolios(3) George Hawkes Chen Hayes Park Pearlman Reamer Stout Ahern Allen Anagnost Austin Bell Brandon
- ------------------------------------------------------------------------------------------------------------------------------------
Large-Cap Value -- T-1992 -- T-1992 T-2003 T-2003 T-1993 T-1998 -- -- -- Treas.-2002 -- --
AT-1993
- ------------------------------------------------------------------------------------------------------------------------------------
Senior Debt -- T-1992 -- T-1994 T-2003 T-2003 T-1994 T-1998 -- -- -- -- -- --
- ------------------------------------------------------------------------------------------------------------------------------------
Small-Cap -- T/P-2001 -- T-2001 T-2003 T-2003 T-2001 T-2001 -- -- Treas.-2002 -- VP-2004 --
AT-2001
- ------------------------------------------------------------------------------------------------------------------------------------
Small-Cap Growth -- T-2000 -- T-2000 T-2003 T-2003 T-2000 T-2000 -- -- -- Treas.-2002 -- --
AT-2000
- ------------------------------------------------------------------------------------------------------------------------------------
South Asia T/P- T/VP- T-1994 T-1994 T-2003 T-2003 T-1996 T-2003 -- -- -- Treas.-2002 -- --
1994 1994 AT-1994
- ------------------------------------------------------------------------------------------------------------------------------------
Special Equities -- T-1992 -- T-1993 T-2003 T-2003 T-1993 T-1998 -- -- Treas.-2002 -- -- --
AT-1998
- ------------------------------------------------------------------------------------------------------------------------------------
Strategic Income -- T-1992 -- T-1993 T-2003 T-2003 T-1993 T-1998 -- -- -- -- -- --
- ------------------------------------------------------------------------------------------------------------------------------------
Tax-Managed -- T-1997 -- T-1995 T-2003 T-2003 T-1995 T-2003 -- -- -- -- -- --
Growth
- ------------------------------------------------------------------------------------------------------------------------------------
Tax-Managed -- T-1998 -- T-1998 T-2003 T-2003 T-1998 T-1998 -- VP-2004 Treas.-2002 -- -- --
International AT-19998
Equity
- ------------------------------------------------------------------------------------------------------------------------------------
Tax-Managed Mid -- T/P-2001 -- T-2001 T-2003 T-2003 T-2001 T-2001 -- -- -- -- -- --
Cap Core
- ------------------------------------------------------------------------------------------------------------------------------------
Tax-Managed -- T-2000 -- T-2000 T-2003 T-2003 T-2000 T-2000 -- -- Treas.-2002 -- -- --
Multi-Cap AT-2000
Opportunity
- ------------------------------------------------------------------------------------------------------------------------------------
Tax-Managed -- T-1998 -- T-1998 T-2003 T-2003 T-1998 T-1998 -- -- -- -- -- --
Small-Cap Growth
- ------------------------------------------------------------------------------------------------------------------------------------
Tax-Managed -- T/P-2001 -- T-2001 T-2003 T-2003 T-2001 T-2001 -- -- -- -- -- --
Small- Cap Value
- ------------------------------------------------------------------------------------------------------------------------------------
Tax-Managed -- T-2001 -- T-2001 T-2003 T-2003 T-2001 T-2001 -- -- -- -- -- --
Value
- ------------------------------------------------------------------------------------------------------------------------------------
Utilities -- T-1992 -- T-1992 T-2003 T-2003 T-1993 T-1998 -- -- -- Treas.-2002-- --
AT-1993
- ------------------------------------------------------------------------------------------------------------------------------------
Worldwide Health -- T-1996 -- T-1996 T-2003 T-2003 T-1996 T-1998 -- -- -- -- -- --
Sciences
- ------------------------------------------------------------------------------------------------------------------------------------
Portfolios(3) Campbell Chan Clemson Coleman Coll Dynner
- --------------------------------------------------------------------------
Large-Cap Value -- -- -- -- -- 1997
- --------------------------------------------------------------------------
Senior Debt Treas.-2002 -- -- -- -- 1997
AT-1992
- --------------------------------------------------------------------------
Small-Cap -- -- -- -- -- 2001
- --------------------------------------------------------------------------
Small-Cap Growth -- -- -- -- -- 2000
- --------------------------------------------------------------------------
South Asia -- -- -- -- -- 1997
- --------------------------------------------------------------------------
Special Equities -- -- -- -- -- 1997
- --------------------------------------------------------------------------
Strategic Income Treas.-2002 -- -- -- -- 1997
AT-1998
- --------------------------------------------------------------------------
Tax-Managed -- -- -- -- -- 1997
Growth
- --------------------------------------------------------------------------
Tax-Managed -- -- -- -- -- 1998
International
Equity
- --------------------------------------------------------------------------
Tax-Managed Mid -- -- -- -- -- 2001
Cap Core
- --------------------------------------------------------------------------
Tax-Managed -- -- -- -- VP-2000 2000
Multi-Cap
Opportunity
- --------------------------------------------------------------------------
Tax-Managed -- -- -- -- -- 1998
Small-Cap Growth
- --------------------------------------------------------------------------
Tax-Managed -- -- -- -- -- 2001
Small- Cap Value
- --------------------------------------------------------------------------
Tax-Managed Treas.-2002 -- -- -- -- 2001
Value AT-2001
- --------------------------------------------------------------------------
Utilities -- -- -- -- -- 1997
- --------------------------------------------------------------------------
Worldwide Health Treas.-2002 -- -- -- -- 1997
Sciences AT-1996
- --------------------------------------------------------------------------
F-2
Positions Held and Year of Original Election as Trustee/Officer
Officers(2)
Trusts(3) Faust Fetter Green Hackney Herefor Huggins Hunt Irvin Isaly Johnston Kenyon Kerr Laflamme Luster
- ------------------------------------------------------------------------------------------------------------------------------------
Growth P-2002 -- -- -- -- -- -- -- -- -- -- -- -- --
VP-1999
- ------------------------------------------------------------------------------------------------------------------------------------
Investment -- P-1990 -- -- -- -- -- -- -- -- -- -- -- --
- ------------------------------------------------------------------------------------------------------------------------------------
Municipals -- P-1993 -- -- -- -- -- -- -- -- -- -- -- --
- ------------------------------------------------------------------------------------------------------------------------------------
Municipals II -- P-1993 -- -- -- -- -- -- -- -- -- -- -- --
- ------------------------------------------------------------------------------------------------------------------------------------
Mutual Funds P-2002 VP-1997 -- -- -- -- -- -- -- -- -- -- -- --
- ------------------------------------------------------------------------------------------------------------------------------------
Series VP-1998 -- Treas.-2002-- -- -- -- -- -- -- -- -- -- --
AT-1998
- ------------------------------------------------------------------------------------------------------------------------------------
Series II -- -- -- -- -- VP-2000 -- -- -- -- -- -- -- --
- ------------------------------------------------------------------------------------------------------------------------------------
Special P-2002 -- -- -- -- -- -- -- -- -- -- -- VP- VP-
Investment 2001 2002
- ------------------------------------------------------------------------------------------------------------------------------------
Variable -- -- -- -- -- VP-2000 -- -- VP-2000 -- -- -- -- --
- ------------------------------------------------------------------------------------------------------------------------------------
Interval Funds(3)
- ------------------------------------------------------------------------------------------------------------------------------------
Advisers Senior -- -- -- -- -- -- -- -- -- -- -- -- -- --
Floating-Rate
Fund
- ------------------------------------------------------------------------------------------------------------------------------------
Classic Senior -- -- -- -- -- -- -- -- -- -- -- -- -- --
Floating-Rate
Fund
- ------------------------------------------------------------------------------------------------------------------------------------
Institutional -- -- -- -- -- -- -- -- -- -- -- -- -- --
Senior
Floating-Rate
Fund
- ------------------------------------------------------------------------------------------------------------------------------------
Prime Rate -- -- -- -- -- -- -- -- -- -- -- -- -- --
Reserves
- ------------------------------------------------------------------------------------------------------------------------------------
Trusts(3) Mach MacIntosh Marshall Mehta Metzold O'Connor
- ----------------------------------------------------------------------------
Growth -- -- -- -- -- Treas.-1989
- ----------------------------------------------------------------------------
Investment -- VP-1993 -- -- VP-2004 Treas.-1988
- ----------------------------------------------------------------------------
Municipals -- VP-1993 -- -- VP-2004 Treas.-1989
- ----------------------------------------------------------------------------
Municipals II -- VP-1993 -- -- VP-2004 Treas.-1993
- ----------------------------------------------------------------------------
Mutual Funds VP-1999 VP-1998 -- -- -- Treas.-1989
- ----------------------------------------------------------------------------
Series -- -- -- -- -- --
- ----------------------------------------------------------------------------
Series II -- -- -- -- -- Treas.-2005
- ----------------------------------------------------------------------------
Special -- -- -- -- -- Treas.-1989
Investment
- ----------------------------------------------------------------------------
Variable -- -- -- -- -- Treas.-2000
- ----------------------------------------------------------------------------
Interval Funds(3)
- ----------------------------------------------------------------------------
Advisers Senior -- -- -- -- -- --
Floating-Rate
Fund
- ----------------------------------------------------------------------------
Classic Senior -- -- -- -- -- --
Floating-Rate
Fund
- ----------------------------------------------------------------------------
Institutional -- -- -- -- -- --
Senior
Floating-Rate
Fund
- ----------------------------------------------------------------------------
Prime Rate -- -- -- -- -- --
Reserves
- ----------------------------------------------------------------------------
F-3
Positions Held and Year of Original Election as Trustee/Officer
Officers(2)
Portfolios(3) Faust Fetter Green Hackney Hereford Huggins Hunt Irvin Isaly Johnston Kenyon Kerr Laflamme
- -------------------------------------------------------------------------------------------------------------------------------
Asian Small -- -- -- -- -- -- -- -- -- -- -- VP-1996 --
Companies
- -------------------------------------------------------------------------------------------------------------------------------
Boston Income -- -- -- -- -- VP-2001 -- -- -- -- -- -- --
- -------------------------------------------------------------------------------------------------------------------------------
Capital Growth -- -- -- -- -- -- -- -- -- -- -- -- --
- -------------------------------------------------------------------------------------------------------------------------------
Cash Management -- -- -- -- -- -- -- -- -- -- P-2002 -- --
VP-2001
- -------------------------------------------------------------------------------------------------------------------------------
Emerging Markets -- -- -- -- -- -- -- -- -- -- -- VP-1994 --
- -------------------------------------------------------------------------------------------------------------------------------
Floating Rate -- -- -- -- -- -- -- -- -- -- -- -- --
- -------------------------------------------------------------------------------------------------------------------------------
Global Growth -- -- -- -- -- -- -- -- -- -- -- -- --
- -------------------------------------------------------------------------------------------------------------------------------
Government -- -- -- -- -- -- -- -- -- -- -- -- --
Obligations
- -------------------------------------------------------------------------------------------------------------------------------
Greater China -- -- -- -- -- -- -- -- -- -- -- VP-1992 --
Growth
- -------------------------------------------------------------------------------------------------------------------------------
Growth -- -- -- -- -- -- -- -- -- -- -- -- --
- -------------------------------------------------------------------------------------------------------------------------------
High Income -- -- -- -- -- VP-2000 -- -- -- -- -- -- --
- -------------------------------------------------------------------------------------------------------------------------------
Investment -- -- -- -- -- -- -- -- -- VP-2003 -- -- --
- -------------------------------------------------------------------------------------------------------------------------------
Investment -- -- -- -- -- -- -- -- -- -- P-2002 -- --
Grade Income VP-2001
- -------------------------------------------------------------------------------------------------------------------------------
Large-Cap Core -- -- Treas.-2002 -- -- -- -- -- -- -- -- -- --
- -------------------------------------------------------------------------------------------------------------------------------
Large-Cap Growth VP-2001 -- -- VP-2001 -- -- -- VP-2001 -- -- -- -- --
- -------------------------------------------------------------------------------------------------------------------------------
Large-Cap Value -- -- -- -- -- -- -- -- -- -- -- -- --
- -------------------------------------------------------------------------------------------------------------------------------
Senior Debt -- -- -- -- -- -- -- -- -- -- -- -- --
- -------------------------------------------------------------------------------------------------------------------------------
Small-Cap VP-2001 -- -- VP-2001 VP-2004 -- -- -- -- -- -- -- --
- -------------------------------------------------------------------------------------------------------------------------------
Small-Cap Growth -- -- -- -- -- -- -- -- -- -- -- -- --
- -------------------------------------------------------------------------------------------------------------------------------
South Asia -- -- -- -- -- -- -- -- -- -- -- VP-1994 --
- -------------------------------------------------------------------------------------------------------------------------------
Special Equities -- -- -- -- -- -- -- -- -- -- -- -- --
- -------------------------------------------------------------------------------------------------------------------------------
Strategic Income -- -- -- -- -- -- -- -- -- -- -- -- --
- -------------------------------------------------------------------------------------------------------------------------------
Tax-Managed VP-2002 -- Treas.-2002 -- -- -- -- -- -- -- -- -- --
Growth AT-1998
- -------------------------------------------------------------------------------------------------------------------------------
Tax-Managed -- -- -- -- -- -- VP-2004 -- -- -- -- -- --
International
Equity
- -------------------------------------------------------------------------------------------------------------------------------
Tax-Managed VP-2001 -- Treas.-200VP-2001 -- -- -- -- -- -- -- -- --
Mid-Cap Core AT-2001
- -------------------------------------------------------------------------------------------------------------------------------
Tax-Managed -- -- -- -- -- -- -- -- -- -- -- -- --
Multi-Cap
Opportunity
- -------------------------------------------------------------------------------------------------------------------------------
Tax-Managed -- -- Treas.-2002 -- -- -- -- -- -- -- -- -- --
Small-Cap AT-1998
Growth
- -------------------------------------------------------------------------------------------------------------------------------
Tax-Managed VP-2001 -- Treas.-2002 -- -- -- -- -- -- -- -- -- --
Small-Cap AT-2001
Value
- -------------------------------------------------------------------------------------------------------------------------------
Tax-Managed -- -- -- -- -- -- -- -- -- -- -- -- --
Value
- -------------------------------------------------------------------------------------------------------------------------------
Utilities -- -- -- -- -- -- -- -- -- -- -- -- --
- -------------------------------------------------------------------------------------------------------------------------------
Worldwide Health -- -- -- -- -- -- -- -- P-2002 -- -- -- --
Sciences VP-1996
- -------------------------------------------------------------------------------------------------------------------------------
Portfolios(3) Luster Mach MacIntosh Marshall Mehta Metzold O'Connor
- -------------------------------------------------------------------------------
Asian Small -- -- -- -- -- -- --
Companies
- -------------------------------------------------------------------------------
Boston Income -- -- -- -- -- -- --
- -------------------------------------------------------------------------------
Capital Growth -- -- -- -- -- -- --
- -------------------------------------------------------------------------------
Cash Management VP-2002 -- -- -- -- -- --
- -------------------------------------------------------------------------------
Emerging Markets -- -- -- -- -- -- --
- -------------------------------------------------------------------------------
Floating Rate -- -- -- -- -- -- --
- -------------------------------------------------------------------------------
Global Growth -- -- -- -- -- -- --
- -------------------------------------------------------------------------------
Government -- -- -- -- -- -- --
Obligations
- -------------------------------------------------------------------------------
Greater China -- -- -- -- -- -- --
Growth
- -------------------------------------------------------------------------------
Growth -- -- -- -- -- -- --
- -------------------------------------------------------------------------------
High Income -- -- -- -- -- -- --
- -------------------------------------------------------------------------------
Investment -- -- -- -- -- -- --
- -------------------------------------------------------------------------------
Investment VP-2002 -- -- -- -- -- --
Grade Income
- -------------------------------------------------------------------------------
Large-Cap Core -- -- -- -- -- -- --
- -------------------------------------------------------------------------------
Large-Cap Growth -- -- -- VP-2003 -- -- --
- -------------------------------------------------------------------------------
Large-Cap Value -- VP-1999 -- -- -- -- --
- -------------------------------------------------------------------------------
Senior Debt -- -- -- -- -- -- --
- -------------------------------------------------------------------------------
Small-Cap -- -- -- -- -- -- ---
- -------------------------------------------------------------------------------
Small-Cap Growth -- -- -- -- -- -- --
- -------------------------------------------------------------------------------
South Asia -- -- -- -- VP-2005 -- --
- -------------------------------------------------------------------------------
Special Equities -- -- -- -- -- -- --
- -------------------------------------------------------------------------------
Strategic Income -- -- -- -- -- -- --
- -------------------------------------------------------------------------------
Tax-Managed Growth -- -- -- -- -- -- --
- -------------------------------------------------------------------------------
Tax-Managed -- -- -- -- -- -- --
International
Equity
- -------------------------------------------------------------------------------
Tax-Managed -- -- -- VP-2001 -- -- --
Mid-Cap Core
- -------------------------------------------------------------------------------
Tax-Managed -- -- -- -- -- -- --
Multi-Cap
Opportunity
- -------------------------------------------------------------------------------
Tax-Managed -- -- -- -- -- -- --
Small-Cap Growth
- -------------------------------------------------------------------------------
Tax-Managed -- -- -- -- -- -- --
Small-Cap Value
- -------------------------------------------------------------------------------
Tax-Managed Value -- VP-2001 -- -- -- -- --
- -------------------------------------------------------------------------------
Utilities -- --- -- -- -- -- --
- -------------------------------------------------------------------------------
Worldwide Health -- -- -- -- -- -- --
Sciences
- -------------------------------------------------------------------------------
F-4
Positions Held and Year of Original Election as Trustee/Officer
Officers(2)
Trusts(3) O'Neil(4) Page Piantedosi Pierides Quisenberry Reed Rees-Mogg Richardson Row Saryan Schiff Shimura
- --------------------------------------------------------------------------------------------------------------------------------
Growth 2004 -- -- -- -- -- -- -- -- -- -- --
- --------------------------------------------------------------------------------------------------------------------------------
Investment 2004 -- -- -- -- -- -- -- -- -- -- --
- --------------------------------------------------------------------------------------------------------------------------------
Municipals 2004 -- -- -- -- -- -- -- -- -- -- --
- --------------------------------------------------------------------------------------------------------------------------------
Municipals II 2004 -- -- -- -- -- -- -- -- -- -- --
- --------------------------------------------------------------------------------------------------------------------------------
Mutual Funds 2004 -- -- -- -- -- -- VP-2001 VP-2001 VP-2003 VP-2002 --
- --------------------------------------------------------------------------------------------------------------------------------
Series 2004 -- -- -- -- -- -- P-2002 -- -- -- --
- --------------------------------------------------------------------------------------------------------------------------------
Series II 2004 -- -- -- VP-2003 -- -- -- -- -- -- --
- --------------------------------------------------------------------------------------------------------------------------------
Special 2004 -- -- VP-2004 -- -- -- -- -- -- -- --
Investment
- --------------------------------------------------------------------------------------------------------------------------------
Variable 2004 VP-2000 -- -- -- -- VP-2000 VP-2000 -- -- -- --
- --------------------------------------------------------------------------------------------------------------------------------
Interval Funds(3)
- --------------------------------------------------------------------------------------------------------------------------------
Advisers Senior P-2002 -- -- -- -- -- -- -- -- -- --
Floating-Rate 2004 VP-1998
Fund
- --------------------------------------------------------------------------------------------------------------------------------
Classic Senior P-2002 -- -- -- -- -- -- -- -- -- --
Floating-Rate 2004 VP-1998
Fund
- --------------------------------------------------------------------------------------------------------------------------------
Institutional P-2002 -- -- -- -- -- -- -- -- -- --
Senior 2004 VP-1999
Floating-Rate
Fund
- --------------------------------------------------------------------------------------------------------------------------------
Prime Rate 2004 P-2002 -- -- -- -- -- -- -- -- -- --
Reserves VP-1998
- --------------------------------------------------------------------------------------------------------------------------------
Trusts(3) Sitabhkan Swaffield Venezia Weilheimer Womack Yu
- ------------------------------------------------------------------------------
Growth -- -- -- -- VP-2001 --
- ------------------------------------------------------------------------------
Investment -- -- -- -- -- --
- ------------------------------------------------------------------------------
Municipals -- -- -- -- -- --
- ------------------------------------------------------------------------------
Municipals II -- -- -- -- -- --
- -----------------------------------------------------------------------------
Mutual Funds -- -- -- -- -- --
- -----------------------------------------------------------------------------
Series -- -- -- -- -- --
- -----------------------------------------------------------------------------
Series II -- -- -- P-2002 -- --
VP-1996
- -----------------------------------------------------------------------------
Special -- -- -- -- -- --
Investment
- -----------------------------------------------------------------------------
Variable -- VP-2000 -- -- -- --
- -----------------------------------------------------------------------------
Interval Funds(3)
- -----------------------------------------------------------------------------
Advisers Senior -- VP-1998 -- -- -- --
Floating-Rate
Fund
- -----------------------------------------------------------------------------
Classic Senior -- VP-1998 -- -- -- --
Floating-Rate
Fund
- -----------------------------------------------------------------------------
Institutional -- VP-1999 -- -- -- --
Senior
Floating-Rate
Fund
- -----------------------------------------------------------------------------
Prime Rate -- VP-1998 -- -- -- --
Reserves
- -----------------------------------------------------------------------------
F-5
Portfolio(3) O'Neil(4) Page Piantedosi Pierides Quisenberry Reed Rees-Mogg Richardson Row Saryan Schiff Shimura
- --------------------------------------------------------------------------------------------------------------------------------
- --------------------------------------------------------------------------------------------------------------------------------
Asian Small 2004 -- -- -- -- -- -- -- -- -- -- --
Companies
- --------------------------------------------------------------------------------------------------------------------------------
Boston Income 2004 -- -- -- -- -- -- -- -- -- -- --
- --------------------------------------------------------------------------------------------------------------------------------
Capital Growth 2004 -- -- -- -- -- -- P-2002 -- -- -- --
- --------------------------------------------------------------------------------------------------------------------------------
Cash Management 2004 -- -- -- -- -- -- -- -- -- -- --
- --------------------------------------------------------------------------------------------------------------------------------
Emerging Markets 2004 -- -- -- -- -- -- -- -- -- -- --
- --------------------------------------------------------------------------------------------------------------------------------
Floating Rate 2004 VP-2000 -- -- -- -- -- -- -- -- -- --
- --------------------------------------------------------------------------------------------------------------------------------
Global Growth 2004 -- -- -- -- -- -- P-2002 -- -- -- --
- --------------------------------------------------------------------------------------------------------------------------------
Government 2004 -- -- -- -- -- -- -- -- -- VP-1993 --
Obligations
- --------------------------------------------------------------------------------------------------------------------------------
Greater China 2004 -- -- -- -- -- -- -- -- -- -- --
Growth
- --------------------------------------------------------------------------------------------------------------------------------
Growth 2004 -- -- -- -- -- -- P-2002 -- -- -- --
- --------------------------------------------------------------------------------------------------------------------------------
High Income 2004 -- -- -- -- -- -- -- -- -- -- --
- --------------------------------------------------------------------------------------------------------------------------------
Investment 2004 -- -- -- -- -- -- -- -- -- VP-2002 --
- --------------------------------------------------------------------------------------------------------------------------------
Investment 2004 -- -- -- -- -- -- -- -- -- -- --
Grade Income
- --------------------------------------------------------------------------------------------------------------------------------
Large-Cap Core 2004 -- VP-2002 -- -- -- -- P-2002 -- -- -- --
- --------------------------------------------------------------------------------------------------------------------------------
Large-Cap Growth 2004 -- -- -- -- -- -- -- -- -- -- --
- --------------------------------------------------------------------------------------------------------------------------------
Large-Cap Value 2004 -- -- -- -- -- -- P-2002 -- -- -- --
- --------------------------------------------------------------------------------------------------------------------------------
Senior Debt 2004 P-2002 -- -- -- -- -- -- -- -- -- --
VP-1996
- --------------------------------------------------------------------------------------------------------------------------------
Small-Cap 2004 -- -- -- -- VP-2001 -- -- -- -- -- --
- --------------------------------------------------------------------------------------------------------------------------------
Small-Cap Growth 2004 -- -- -- -- -- -- P-2002 -- -- -- VP-2003
- --------------------------------------------------------------------------------------------------------------------------------
South Asia 2004 -- -- -- -- -- -- -- -- -- -- --
- --------------------------------------------------------------------------------------------------------------------------------
Special Equities 2004 -- -- -- -- -- -- P-2002 -- -- -- VP-2003
- --------------------------------------------------------------------------------------------------------------------------------
Strategic Income 2004 -- -- -- -- -- -- -- -- -- VP-2002 --
- --------------------------------------------------------------------------------------------------------------------------------
Tax-Managed 2004 -- -- -- -- -- -- P-2002 -- -- -- --
Growth VP-1995
- --------------------------------------------------------------------------------------------------------------------------------
Tax-Managed 2004 -- -- -- -- -- -- P-2002 -- -- -- --
International
Equity
- --------------------------------------------------------------------------------------------------------------------------------
Tax-Managed Mid 2004 -- -- -- -- VP-2001 -- -- -- -- -- --
Cap Core
- --------------------------------------------------------------------------------------------------------------------------------
Tax-Managed 2004 -- -- -- -- -- -- P-2002 -- -- -- --
Multi-Cap
Opportunity
- --------------------------------------------------------------------------------------------------------------------------------
Tax-Managed 2004 -- -- -- -- -- -- P-2002 -- -- -- VP-2003
Small-Cap
Growth
- --------------------------------------------------------------------------------------------------------------------------------
Tax-Managed 2004 -- -- VP-2001 -- -- -- -- -- -- -- --
Small-Cap
Value
- --------------------------------------------------------------------------------------------------------------------------------
Tax-Managed 2004 -- -- -- -- -- -- P-2002 -- -- -- --
Value
- --------------------------------------------------------------------------------------------------------------------------------
Utilities 2004 -- -- -- -- -- -- P-2002 -- VP-1999 -- --
- --------------------------------------------------------------------------------------------------------------------------------
Worldwide Health 2004 -- -- -- -- -- -- VP-2002 -- -- -- --
Sciences
- --------------------------------------------------------------------------------------------------------------------------------
Portfolio(3) Sitabhkan Swaffield Venezia Weilheimer Womack Yu
- ------------------------------------------------------------------------------
Asian Small -- -- -- -- -- VP-2004
Companies
- ------------------------------------------------------------------------------
Boston Income -- -- -- P-2002 -- --
VP-2001
- ------------------------------------------------------------------------------
Capital Growth -- -- -- -- -- --
- ------------------------------------------------------------------------------
Cash Management -- -- -- -- -- --
- ------------------------------------------------------------------------------
Emerging Markets -- -- -- --- -- --
- ------------------------------------------------------------------------------
Floating Rate -- P-2002 -- -- -- --
VP-2000
- ------------------------------------------------------------------------------
Global Growth -- -- -- -- -- --
- ------------------------------------------------------------------------------
Government -- -- P-2002 -- -- --
Obligations VP-1993
- ------------------------------------------------------------------------------
Greater China -- -- -- -- -- --
Growth
- ------------------------------------------------------------------------------
Growth -- -- -- -- -- --
- ------------------------------------------------------------------------------
High Income -- -- -- P-2002 -- --
VP-1995
- ------------------------------------------------------------------------------
Investment -- -- P-2002 -- -- --
- ------------------------------------------------------------------------------
Investment -- -- -- -- -- --
Grade Income
- ------------------------------------------------------------------------------
Large-Cap Core -- -- -- -- -- --
- ------------------------------------------------------------------------------
Large-Cap Growth -- -- -- -- -- --
- ------------------------------------------------------------------------------
Large-Cap Value -- -- -- -- -- --
- ------------------------------------------------------------------------------
Senior Debt -- VP-1996 -- -- -- --
- ------------------------------------------------------------------------------
Small-Cap -- -- -- -- -- --
- ------------------------------------------------------------------------------
Small-Cap Growth -- -- -- -- -- --
- ------------------------------------------------------------------------------
South Asia VP-1999 -- -- -- -- --
- ------------------------------------------------------------------------------
Special Equities -- -- -- -- -- --
- ------------------------------------------------------------------------------
Strategic Income -- -- P-2002 -- -- --
VP-1992
- ------------------------------------------------------------------------------
Tax-Managed -- -- -- -- -- --
Growth
- ------------------------------------------------------------------------------
Tax-Managed -- -- -- -- -- --
International
Equity
- ------------------------------------------------------------------------------
Tax-Managed Mid -- -- -- -- -- --
Cap Core
- ------------------------------------------------------------------------------
Tax-Managed -- -- -- -- -- --
Multi-Cap
Opportunity
- ------------------------------------------------------------------------------
Tax-Managed -- -- -- -- -- --
Small-Cap Growth
- ------------------------------------------------------------------------------
Tax-Managed -- -- -- -- -- --
Small-Cap Value
- ------------------------------------------------------------------------------
Tax-Managed -- -- -- -- -- --
Value
- ------------------------------------------------------------------------------
Utilities -- -- -- -- -- --
- ------------------------------------------------------------------------------
Worldwide Health -- -- -- -- -- --
Sciences
- ------------------------------------------------------------------------------
(1) Alan Dynner is secretary of all the Trusts and Portfolios listed.
(2) The full names of the Trustees are listed under Proposal 1 in the proxy
statement and for the Officers are listed in Exhibit E.
(3) The unabbreviated names of the Trusts and Portfolios are listed in the
notice to this proxy statement.
(4) Paul O'Neil is Chief Compliance Officer of all the Trusts and Portfolios
listed.
F-6
EXHIBIT 1
EATON VANCE GROUP OF FUNDS
GOVERNANCE COMMITTEE CHARTER
Composition of the Governance Committee. The Governance Committee of each
registered investment company sponsored by Eaton Vance Management (each a
"Fund") shall be comprised of at least three Trustees of the Board. All members
of the Governance Committee shall be Trustees who are not "interested persons"
(as defined under the Investment Company Act of 1940, as amended) of any Fund or
of the investment adviser or sub-adviser of any Fund (each, an "Independent
Trustee" and collectively, the "Independent Trustees"). The members of the
Governance Committee shall consist of the Chairperson of the Board of Trustees
and such other Independent Trustees as may be appointed by the Board, which
shall also determine the number and term of such members. A Chairperson of the
Governance Committee shall be appointed by the Board of Trustees on the
recommendation of the Governance Committee.
Purpose of the Governance Committee. The purpose of the Governance Committee is
to consider, evaluate and make recommendations to the Board of Trustees with
respect to the structure, membership and operation of the Board of Trustees and
the Committees thereof, including the nomination and selection of Independent
Trustees and a Chairperson of the Board of Trustees, and the compensation of
such persons.
Meetings of the Governance Committee. Meetings of the Governance Committee shall
be held at such times (but not less frequently than annually), at such places
and for such purposes (consistent with the purposes set forth in this charter)
as determined from time to time by the Board of Trustees, the Chairperson of the
Board of Trustees, the Committee or the Chairperson of the Committee. A majority
of the members of the Governance Committee shall constitute a quorum for
purposes of transacting business at any meeting, and the decision of a majority
of the members present and voting shall determine any matter submitted to a
vote. The Governance Committee may adopt such procedures or rules as it deems
appropriate to govern its conduct under this charter.
Duties and Powers of the Governance Committee. To carry out its purpose, the
Governance Committee shall have the following duties and powers with respect to
each Fund:
To consider and adopt procedures for identifying and evaluating candidates
for the position of Independent Trustee, including the procedures to be
followed by shareholders of the Fund that wish to recommend such candidates
for consideration by the Governance Committee. Such procedures are set
forth on Appendix A hereto.
To recommend to the Board of Trustees individuals to be appointed or
nominated for election as Independent Trustees.
EX-1-1
To recommend to the Board of Trustees from time to time, and in any event
at least every four years, an Independent Trustee to be appointed as
Chairperson of the Board of Trustees, with such duties and powers as are
set forth on Appendix B hereto.
To evaluate the Board of Trustees' performance of its duties and
responsibilities at least annually, which evaluation shall include
consideration of the number of funds on whose boards each Trustee serves,
and to make recommendations to the Board of Trustees for any appropriate
action designed to enhance such performance.
To review periodically the compensation of the Trustees and the Chairperson
of the Board of Trustees and to make recommendations to the Board of
Trustees for any appropriate changes to such compensation.
To review at least annually and make recommendations to the Board of
Trustees with respect to the identity, responsibilities, composition and
effectiveness of the various Committees of the Board of Trustees.
To review periodically the Board's membership, structure and operation, and
make recommendations to the Board of Trustees with respect to these
matters, including the identity of any Trustee to be selected to serve as a
Chairperson of a Committee of the Board.
To review periodically, and make recommendations with respect to, the
allocation of responsibilities among the various committees established
from time to time by the Board of Trustees.
To review the adequacy of this charter and evaluate the Governance
Committee's performance of its duties and responsibilities hereunder, and
make recommendations for any appropriate changes or other action to the
Board of Trustees.
To report its activities to the Board of Trustees on a regular basis and
make such recommendations with respect to the above and other matters as
the Governance Committee may deem necessary or appropriate.
Resources and Authority of the Governance Committee. The Governance Committee
shall have the resources and authority appropriate to discharge its
responsibilities, including the authority to engage special counsel, other
experts and consultants, at the expense of the Funds. The Governance Committee
may determine the appropriate levels of funding for payment of compensation to
such counsel, experts and consultants, and the ordinary administrative expenses
of the Governance Committee necessary or appropriate in carrying out its duties
under this charter. The Governance Committee may also make recommendations with
respect to making available educational resources to the Independent Trustees.
In fulfilling its duties under this charter, the Governance Committee shall have
direct access to such officers and employees of the Funds, Eaton Vance
Management and any of its affiliated companies and the Funds' other services
providers as it deems necessary or desirable.
EX-1-2
APPENDIX A
EATON VANCE FUNDS
PROCEDURES WITH RESPECT TO NOMINEES TO THE BOARD
I. Identification of Candidates. When a vacancy on the Board of a Fund exists
or is anticipated, and such vacancy is to be filled by an Independent
Trustee, the Governance Committee shall identify candidates by obtaining
referrals from such sources as it may deem appropriate, which may include
current Trustees, management of the Funds, counsel and other advisors to
the Trustees, and shareholders of a Fund who submit recommendations in
accordance with these procedures. In no event shall the Governance
Committee consider as a candidate to fill any such vacancy an individual
recommended by management of the Funds, unless the Governance Committee has
invited management to make such a recommendation.
Shareholder Candidates. The Governance Committee shall, when identifying
candidates for the position of Independent Trustee, consider any such
candidate recommended by a shareholder of a Fund if such recommendation
contains (i) sufficient background information concerning the candidate,
including evidence the candidate is willing to serve as an Independent
Trustee if selected for the position; and (ii) is received in a
sufficiently timely manner (and in any event no later than the date
specified for receipt of shareholder proposals in any applicable proxy
statement with respect to a Fund). Shareholders shall be directed to
address any such recommendations in writing to the attention of the
Governance Committee, c/o the Secretary of the Fund. The Secretary shall
retain copies of any shareholder recommendations which meet the foregoing
requirements for a period of not more than 12 months following receipt. The
Secretary shall have no obligation to acknowledge receipt of any
shareholder recommendations.
II. Evaluation of Candidates. In evaluating a candidate for a position on the
Board of a Fund, including any candidate recommended by shareholders of the
Fund, the Governance Committee shall consider the following: (i) the
candidate's knowledge in matters relating to the mutual fund industry; (ii)
any experience possessed by the candidate as a director or senior officer
of public companies; (iii) the candidate's educational background, (iv) the
candidate's reputation for high ethical standards and professional
integrity; (v) any specific financial, technical or other expertise
possessed by the candidate, and the extent to which such expertise would
complement the Board's existing mix of skills, core competencies and
qualifications; (vi) the candidate's perceived ability to contribute to the
ongoing functions of the Board, including the candidate's ability and
commitment to attend meetings regularly and work collaboratively with other
members of the Board; (vii) the candidate's ability to qualify as an
Independent Trustee for purposes of the 1940 Act and any other actual or
potential conflicts of interest involving the candidate and the Fund; and
(viii) such other factors as the Governance Committee determines to be
relevant in light of the existing composition of the Board and any
anticipated vacancies. Prior to making a final recommendation to the Board,
the Governance Committee shall conduct personal interviews with those
candidates it concludes are the most qualified candidates.
EX-1-3
APPENDIX B
EATON VANCE FUNDS
OFFICE OF CHAIRPERSON OF THE BOARD
I. Independent Chairperson of the Board. The Governance Committee is empowered
to recommend an Independent Trustee for appointment by the full Board of
Trustees as the Chairperson of the Board. The power and authority vested in
the Chairperson and his or her status as an Independent Trustee are
intended to enhance the ability of the Trustees to promote the interests of
the shareholders of the Funds. The Chairperson's role is non-executive in
nature, and the Chairperson shall not be directly responsible for the
day-to-day operation or administration of the Funds, nor for decisions with
respect to matters that would otherwise be within the purview of the Board
as a whole or the Independent Trustees as a group.
Duties and Powers of the Chairperson. The Chairperson of the Board shall
have the following duties and powers with respect to each Fund:
To preside at meetings of the Board of Trustees; and to exercise
primary responsibility with respect to the agenda of such meetings,
the topics discussed, the amount of time spent on each topic and the
order in which topics are addressed.
To serve as a member of the Governance, Special and Audit Committees
of the Board of Trustees and to serve as the Chairperson of the
Special Committee of the Board.
To call meetings of the Board of Trustees and of any Committee thereof
on such occasions and under such circumstances as the Chairperson may
deemed necessary or desirable.
To serve as a principal liaison with management and counsel to the
Funds with respect to matters involving the Board of Trustees.
To have the power and authority (but not the duty) to preside from
time to time at meetings of the shareholders of the Fund, and to
delegate such power and authority to other Trustees or officers of the
Fund, in each case on such occasions and under such circumstances as
may be deemed necessary or desirable by the Chairperson; provided,
however, that in the event that the Chairperson does not preside at a
meeting of shareholders or delegate such power and authority to
another Trustee or officer of the Fund, the President of the Fund or
the President's designee shall preside at such meeting.
To serve as a point of contact for shareholders and other persons
wishing to communicate with the Independent Trustees or the Board of
Trustees.
EX-1-4
To have and exercise such duties and powers as are typically vested in
a "lead" independent trustee of a mutual fund.
To have, exercise and perform such additional duties and powers with
respect to the Fund as from to time may be delegated to the
Chairperson by the Board of Trustees.
Term of Appointment. Each appointee to the office of Chairperson of the Board
shall serve in such capacity for a term of four years or until (i) such
appointee's earlier resignation or removal from such office by the Board of
Trustees upon the recommendation of the Governance Committee, or (ii) such
appointee ceases to be a member of the Board of Trustees.
Resources and Authority of the Chairperson. The Chairperson of the Board shall
have the resources and authority appropriate to discharge the responsibilities
of the office, including the authority to engage, at the expense of the Funds,
such advisors, agents, clerks, employees and counsel as may be deemed necessary
or desirable by the Governance Committee or the Chairperson. The Chairperson, in
consultation with the Governance Committee, may determine the appropriate levels
of funding for payment of compensation to such persons. In fulfilling his or her
responsibilities hereunder, the Chairperson shall have direct access to such
officers and employees of the Funds, Eaton Vance Management and any of its
affiliated companies and the Funds' other service providers as he or she deems
necessary or desirable.
II. Ongoing Review by Committee. In establishing the office of the Chairperson
of the Board, the Governance Committee has sought to implement, in a timely
manner, certain governance practices set forth in final rules of the
Securities and Exchange Commission, in respect of which compliance is
required on or before January 16, 2006. The Committee will continue to
monitor the effectiveness of the office of the Chairperson, and will make,
on an ongoing basis, such further changes to the duties, powers and
prerogatives of such office as it may determine are appropriate to enhance
its effectiveness.
EX-1-5
P.O. Box 9132
HINGHAM, MA 02043-9132
EVERY SHAREHOLDER'S VOTE IS IMPORTANT
*** 3 EASY WAYS TO VOTE YOUR PROXIES ***
VOTE BY TELEPHONE VOTE ON THE INTERNET VOTE BY MAIL
1) Read the Proxy Statement and 1) Read the Proxy Statement and 1) Read the Proxy Statement
have this card at hand have this card at hand 2) If you want to vote use the
2) Call 1-800-690-6903 2) Go to www.proxyweb.com/proxy Proxy Card on reverse
3) Enter control number shown at 3) Enter control number shown at 3) Return the card in the
left and follow the simple left and follow the simple postage-paid envelope provided
instructions instructions
4) Keep this card for your records 4) Keep this card for your records
*** Control Number: 999 999 999 999 99 ***
FUND NAME PRINTS HERE
SPECIAL MEETING OF SHAREHOLDERS
April 29, 2005
PROXY SOLICITED ON BEHALF OF BOARD OF TRUSTEES
The undersigned holder of shares of beneficial interest of the above-referenced
Fund (the "Fund"), hereby appoints JAMES B. HAWKES, ALAN R. DYNNER and THOMAS E.
FAUST JR., and each of them, with full power of substitution and revocation, as
proxies to represent the undersigned at the Special Meeting of Shareholders of
the Fund to be held at the principal office of the Fund, The Eaton Vance
Building, 255 State Street, Boston, Massachusetts 02109, on Friday, April 29,
2005 at 1:30 P.M., Eastern Standard Time, and at any and all adjournments
thereof, and to vote all shares of beneficial interest of the Fund which the
undersigned would be entitled to vote, with all powers the undersigned would
possess if personally present, in accordance with the instructions on this
proxy.
Dated: __________________
PLEASE VOTE, DATE, SIGN AND PROMPTLY RETURN
IN THE ACCOMPANYING ENVELOPE.
NO POSTAGE REQUIRED IF MAILED IN THE U.S.
____________________________________________________________
Signature(s): (Sign in the Box)
Note: Please sign this proxy as your name appears on the
books of the Fund. Joint owners should each sign personally.
Trustees and other fiduciaries should indicate the capacity
in which they sign, and where more than one name appears, a
majority must sign. If a corporation, this signature should
be that of an authorized officer who should state his or her
title.
EATON VANCE PROXY
Please fill in box(es) as shown using black or blue ink or number 2 pencil.
PLEASE DO NOT USE FINE POINT PENS. [X]
WHEN THIS PROXY IS PROPERLY EXECUTED, THE SHARES REPRESENTED HEREBY WILL BE
VOTED AS SPECIFIED. IF NO SPECIFICATION IS MADE, THIS PROXY WILL BE VOTED FOR
THE PROPOSAL SET FORTH BELOW AND IN THE DISCRETION OF THE PROXIES WITH RESPECT
TO ALL OTHER MATTERS WHICH MAY PROPERLY COME BEFORE THE SPECIAL MEETING AND ANY
ADJOURNMENTS THEREOF. THE UNDERSIGNED ACKNOWLEDGES RECEIPT OF THE ACCOMPANYING
NOTICE OF SPECIAL MEETING AND PROXY STATEMENT.
THE BOARD OF TRUSTEES RECOMMENDS A VOTE FOR THE FOLLOWING:
For all Withhold
Nominees Listed authority to
1. To elect as Trustee the following nominees: (except as noted vote for all
For all Trusts and Portfolios: at left) nominees listed
(01) Benjamin C. Esty, (02) James B. Hawkes, (03) Samuel L. Hayes, III,
(04) William H. Park, (05) Ronald A. Pearlman, (06) Norton H. Reamer,
(07) Lynn A. Stout, (08) Ralph F. Verni
__________________________________________________________________________
INSTRUCTION: To withhold authority to vote for any individual nominee,
write that nominee's number on the line above.
Note Address Change: _______________________________
_______________________________
_______________________________
PLEASE SIGN ON REVERSE SIDE