SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 8, 2002 FIRST NIAGARA FINANCIAL GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-23975 16-1545669 (State or Other Jurisdiction (Commission File No.) (I.R.S. Employer of Incorporation) Identification No.) 6950 South Transit Road, P.O. Box 514, Lockport, New York 14095-0514 (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code: (716) 625-7500 Not Applicable (Former name or former address, if changed since last report) Items 1, 2, 3, 4, 6, 8 and 9: Not Applicable. Item 5. Other Events On November 12, 2002, First Niagara Financial Group, Inc. (the "Company") issued a press release reporting that First Niagara Bank and First Niagara Financial Group, MHC, its mutual holding company parent, have completed their conversions from New York chartered institutions to federally chartered institutions. The Company also announced that Cayuga Bank and Cortland Savings Bank, formerly operated as wholly owned subsidiaries, have been merged into the Company's primary banking subsidiary, First Niagara Bank. A copy of the press release is filed as exhibit 99.1 to this report. Item 7. Financial Statements and Exhibits (a) Not Applicable. (b) Not Applicable. (c) Exhibits. Exhibit No. Description 99.1 Press release dated November 12, 2002 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized. FIRST NIAGARA FINANCIAL GROUP, INC. DATE: November 12, 2002 By: /s/ Paul J. Kolkmeyer --------------------------------- Paul J. Kolkmeyer Executive Vice President, Chief Operating Officer and Chief Financial Officer (Duly authorized representative)