UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): December 19, 2006
Wauwatosa Holdings, Inc.
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(Exact name of registrant as specified in its charter)
Wisconsin 000-51507 20-3598485
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(State or other Jurisdiction (Commission File Number) (I.R.S. Employer
of incorporation Identification
Number)
11200 W. Plank Ct, 53226
.. Wauwatosa, Wisconsin
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(Address of principal executive office) (Zip Code)
Registrant's telephone number, including area code: 414-761-1000
Not Applicable
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Former name or former address, if changed since last report
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
|_| Written communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
|_| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
|_| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange
Act (17 CFR 240.14d-2(b))
|_| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange
Act (17 CFR 240.13e-4(c))
Item 5.02 Departure of Directors or Certain Offices; Election of Directors;
Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
On December 19, 2006, Wauwatosa Holdings, Inc (the "Company") entered into
an amendment to a letter agreement between Wauwatosa Savings Bank (The "Bank")
and Douglas S. Gordon, originally entered into on October 25, 2005. The
amendment modifies the letter agreement between the Bank and Mr. Gordon, in
light of Mr. Gordon's promotion, effective January 1, 2007, to President and
Chief Executive Officer of the Bank, the Company and Lamplighter Financial, MHC,
the Company's mutual holding company parent.
The original letter agreement was filed with the SEC under cover of Current
Report on Form 8-K on October 26, 2006. The amendment is filed as an exhibit to
this Current Report on Form 8-K.
Item 9.01 Financial Statements and Exhibits.
Exhibit 10. Amendment to letter agreement.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
December 20, 2006
Wauwatosa Holdings, Inc.
By: /s/ Richard C. Larson
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Name: Richard C. Larson
Title: Chief Financial Officer
Exhibit Index
Exhibit No. Description
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10 Amendment to Letter Agreement