SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): February 21, 2007
WAUWATOSA HOLDINGS, INC.
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(Exact Name of Registrant as Specified in Charter)
Wisconsin 000-51507 20-3598485
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(State or Other Jurisdiction) (Commission File No.) (I.R.S. Employer
of Incorporation) Identification No.)
11200 W. Plank Ct., Wauwatosa, Wisconsin 53226
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(Address of Principal Executive Offices) (Zip Code)
Registrant's telephone number, including area code: (414) 761-1000
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Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange
Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under
the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under
the Exchange Act (17 CFR 240.13e-4(c))
Item 8.01. Other Events.
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On February 21, 2007, Wauwatosa Holdings, Inc. (the "Company"), a Wisconsin
corporation, announced that its Board of Directors had approved a plan of
charter conversion to change the Company's charter to that of a federal
corporation regulated exclusively by the Office of Thrift Supervision (the
"OTS"). Similarly, the Board of Directors of the Company's mutual holding
company parent, Lamplighter Financial, MHC also approved a plan of charter
conversion to convert its charter from a Wisconsin chartered mutual holding
company to a federally chartered mutual holding company exclusively regulated by
the OTS. The Company's charter conversion is subject to approval by the OTS and
the Company's shareholders.
Pursuant to the plan of charter conversion, the outstanding shares of
common stock, par value $.01 per share, of the Company as a Wisconsin
corporation, will become, by operation of law, on a one-for-one basis, common
stock, par value $.01 per share, of the Company as a federal corporation. The
Plan of Charter Conversion of the Company is attached as Exhibit 99.1.
Item 9.01. Financial Statements and Exhibits.
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(a) Not Applicable.
(b) Not Applicable.
(c) Not Applicable.
(d) Exhibits: 99.1: Wauwatosa Holdings, Inc. Plan of Charter Conversion
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned, hereunto duly authorized.
WAUWATOSA HOLDINGS, INC.
DATE: February 27, 2007 By: /s/ Richard C. Larson
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Richard C. Larson
Chief Financial Officer and Treasurer
(Duly authorized representative)
Exhibit 99.1