SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): September 28, 2007
WAUWATOSA HOLDINGS, INC.
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(Exact Name of Registrant as Specified in Charter)
United States of America 000-51507 20-3598485
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(State or Other Jurisdiction) (Commission File No.) (I.R.S. Employer
of Incorporation) Identification No.)
11200 W. Plank Ct., Wauwatosa, Wisconsin 53226
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(Address of Principal Executive Offices) (Zip Code)
Registrant's telephone number, including area code: (414) 761-1000
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Not Applicable
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(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act
(17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Item 8.01. Other Events.
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On September 28, 2007, Wauwatosa Holdings, Inc. (the "Company"), completed
its charter conversion to change the Company's charter from a Wisconsin
corporation to that of a federal corporation regulated exclusively by the Office
of Thrift Supervision (the "OTS"). Similarly, the Company's mutual holding
company parent, Lamplighter Financial, MHC (the "MHC") also completed its
charter conversion to change the MHC's charter from a Wisconsin chartered mutual
holding company to a federally chartered mutual holding company exclusively
regulated by the OTS. The charter conversions were approved by the OTS and the
Company's charter conversion was approved by its shareholders at a special
meeting held on June 12, 2007.
Pursuant to the plan of charter conversion, the outstanding shares of
common stock, par value $.01 per share of the Company as a Wisconsin
corporation, became by operation of law, on a one-for-one basis, common stock,
par value $.01 per share of the Company as a federal corporation.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned, hereunto duly authorized.
WAUWATOSA HOLDINGS, INC.
DATE: September 28, 2007 By: /s/ Richard C. Larson
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Richard C. Larson
Chief Financial Officer
(Duly authorized representative)