UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): November 13, 2007
ES BANCSHARES, INC.
-------------------
(Exact Name of Registrant as Specified in its Charter)
Maryland 000-52178 20-4663714
- -------------------------------- --------- -----------
(State or Other Jurisdiction) (Commission File No.) (I.R.S. Employer
of Incorporation) Identification No.)
68 North Plank Road, Newburgh, New York 12550
- --------------------------------------- -----
(Address of Principal Executive Offices) (Zip Code)
Registrant's telephone number, including area code: (845) 561-0003
--------------
Not Applicable
--------------
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange
Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange
Act (17 CFR 240.13e-4(c))
Item 8.01. Other Events.
-------------
On November 13, 2007, Empire State Bank, N.A. the wholly owned subsidiary
of ES Bancshares, Inc., announced the opening of its third full-service branch
office, located at 284 New Dorp Lane, Staten Island, New York 10306.
This is Empire State Bank's third full service branch; joining its
locations in Newburgh and New Paltz, New York. Empire State Bank also has a loan
production office located in Lynbrook, New York as well as a loan production
office in Staten Island, New York which will be consolidated into this Staten
Island branch office.
Item 9.01. Financial Statements and Exhibits
---------------------------------
(a) Financial Statements of Businesses Acquired. Not applicable.
(b) Pro Forma Financial Information. Not applicable.
(c) Shell Company Transactions. Not applicable.
(d) Exhibits
Exhibit No. Description
---------- -----------
99.1 Press release dated
November 13, 2007 announcing
the opening of a new branch
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned, hereunto duly authorized.
ES BANCSHARES, INC.
DATE: November 13, 2007 By: /s/ Arthur Budich
-----------------
Arthur Budich
Executive Vice President and Chief
Financial Officer