UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): December 17, 2007
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SENECA-CAYUGA BANCORP, INC.
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(Exact Name of Registrant as Specified in its Charter)
Federal 000-52111 16-160243
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(State or Other Jurisdiction) (Commission File No.) (I.R.S. Employer
of Incorporation) Identification No.)
19 Cayuga Street, Seneca Falls, New York 13148
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(Address of Principal Executive Offices) (Zip Code)
Registrant's telephone number, including area code: (315) 568-5855
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Not Applicable
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(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act
(17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Item 5.02. Departure of Directors or Certain Officers; Election of Directors;
Appointment of Certain Officers; Compensatory Arrangements of
Certain Officers.
On December 17, 2007, Mr. Menzo D. Case was appointed to the boards of
directors of Seneca-Cayuga Bancorp, Inc. (the "Company") and its wholly owned
subsidiary, Seneca Falls Savings Bank (the "Bank"). Mr. Case also was appointed
to the board of directors of Seneca Falls Savings Bank, MHC (the "MHC"), the
majority stockholder of the Company. The appointments will be effectively as of
January 28, 2008.
There are no arrangements or understandings between Mr. Case and any other
person pursuant to which Mr. Case became a director. Mr. Case is not a party to
any transaction with the Company or the Bank that would require disclosure under
Item 404 of Securities and Exchange Commission Regulation S-B. At the time of
the appointment Mr. Case was not appointed to any committee of the boards of
directors and there was no expectation concerning any such appointments.
Mr. Case is currently the Executive Vice President and Chief Financial
Officer of the Company, the Bank and the MHC. The Boards of Directors of each of
the Company, the Bank and the MHC had previously appointed Mr. Case to the
position of President, to be effective on January 1, 2008.
Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal
Year.
On December 17, 2007, the Board of Directors of the Company approved an
amendment to Article III, Section 2 of the Company's bylaws to increase the size
of the Board by one member, from nine to ten. In addition, the Board of
Directors of each of the MHC and the Bank approved a bylaw amendment to increase
the size of their Boards by one member, from nine to ten as well.
Item 9.01. Financial Statements and Exhibits
(a) Financial statements of businesses acquired. None.
(b) Pro forma financial information. None.
(c) Shell company transactions. None.
(d) Exhibits. None
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned, hereunto duly authorized.
SENECA-CAYUGA BANCORP, INC.
DATE: December 20, 2007 By: /s/ Menzo D. Case
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Menzo D. Case
Executive Vice President and Chief
Financial Officer