UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 26, 2003
Technology Investment Capital Corp.
(Exact name of registrant as specified in its chapter)
Maryland 333-109055 20-0118736
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(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)
8 Sound Shore Drive, Suite 215, Greenwich, CT 06830
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(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code 203-661-3122
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(Former name or former address, if changed since last report)
Item 9. Regulation FD Disclosure.
The following press release was issued by Technology Investment Capital Corp. on
November 21, 2003:
Technology Investment Capital Corp. Prices Initial Public Offering
Friday November 21, 10:39 am ET
Greenwich, CT, November 21/PRNewswire-FirstCall/ - Technology Investment Capital
Corp. (Nasdaq: TICC) announced today that it priced its initial public offering
of 8,695,653 shares of common stock at $15.00 per share, raising $130.4 million
in gross proceeds. Shares are expected to be delivered on Wednesday, November
26th.
UBS Investment Bank acted as bookrunning lead manager for the transaction.
Jefferies & Company, Inc., Legg Mason Wood Walker, Incorporated, RBC Capital
Markets and JMP Securities acted as co-managers.
These securities are only being offered pursuant to a prospectus, which can be
obtained from Technology Investment Capital Corp., or any of the underwriters
named above. This release shall not constitute an offer to sell or the
solicitation of an offer to buy. jurisdiction.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
Technology Investment Capital Corp.
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(Registrant)
/s/ Jonathan H. Cohen
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(Signature)
Date: November 26, 2003
By:
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Title: Chief Executive Officer
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