UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): February 10, 2004
Technology Investment Capital Corp.
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(Exact name of registrant as specified in its charter)
Maryland 333-109055 20-0118736
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(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)
8 Sound Shore Drive, Suite 215, Greenwich, CT 06830
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(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code 203-661-3122
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(Former name or former address, if changed since last report)
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Item 9. Regulation FD Disclosure.
The following press release was issued by Technology Investment Capital
Corp. on February 10, 2004:
Greenwich, CT - February 10, 2004 - Technology Investment Capital Corp. (Nasdaq:
TICC) announced today that Lee Stern, Chief Transaction Officer of TICC's
adviser, has entered into an exclusive employment relationship with the adviser
for the benefit of TICC. Mr. Stern has been with TICC since its inception, and
had previously maintained dual employment with TICC's adviser and its
sub-adviser. Mr. Stern continues to serve on TICC's investment committee.
With the recent hiring of Branko Krmpotic as Managing Director and Senior Credit
Analyst, and with Mr. Stern's increased role with TICC's adviser, TICC and its
adviser have more closely integrated the Company's credit analysis function with
its transaction origination and review process. Going forward, all TICC
investment professionals will be based at the Company's headquarters in
Greenwich, CT.
About Technology Investment Capital Corp.
Technology Investment Capital Corp. is a publicly traded specialty finance
company, organized as a closed-end, non-diversified investment company that is a
business development company under the Investment Company Act of 1940. Companies
interested in learning more about TICC's financing opportunities should contact
Barry Osherow at (203) 661-9572.
This press release contains forward looking statements within the meaning of the
Private Securities Litigation Reform Act of 1995. Actual results may differ from
the results projected in the forward looking statements.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
Technology Investment Capital Corp.
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(Registrant)
/s/ Saul B. Rosenthal
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(Signature)
Date: February 10, 2004
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By: Saul Rosenthal
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Title: Chief Operating Officer
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