UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number 811-08397
---------
The Marsico Investment Fund
1200 17th Street, Suite 1600
Denver, CO 80202
----------------------------
(Address of principal executive offices)
Christopher J. Marsico
The Marsico Investment Fund
1200 17th Street, Suite 1600
Denver, CO 80202
----------------------------
(Name and address of agent for service)
Registrant's telephone number, including area code: 303-454-5600
------------
Date of fiscal year end: September 30
------------
Date of reporting period: July 1, 2003 through June 30, 2004
----------------------------------
ITEM 1. PROXY VOTING RECORD
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-08397
Reporting Period: 07/01/2003 - 06/30/2004
The Marsico Investment Fund
========================== MARSICO 21ST CENTURY FUND ===========================
AMBAC FINANCIAL GROUP, INC.
Ticker: ABK Security ID: 023139108
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phillip B. Lassiter For Did Not Management
Vote
1.2 Elect Director Michael A. Callen For Did Not Management
Vote
1.3 Elect Director Renso L. Caporali For Did Not Management
Vote
1.4 Elect Director Jill M. Considine For Did Not Management
Vote
1.5 Elect Director Richard Dulude For Did Not Management
Vote
1.6 Elect Director Robert J. Genader For Did Not Management
Vote
1.7 Elect Director W. Grant Gregory For Did Not Management
Vote
1.8 Elect Director Laura S. Unger For Did Not Management
Vote
1.9 Elect Director Henry D. G. Wallace For Did Not Management
Vote
2 Increase Authorized Common Stock For Did Not Management
Vote
3 Amend Non-Employee Director Omnibus Stock For Did Not Management
Plan Vote
4 Ratify Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
ANHEUSER-BUSCH COMPANIES, INC.
Ticker: BUD Security ID: 035229103
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director August A. Busch III For Did Not Management
Vote
1.2 Elect Director Carlos Fernandez G. For Did Not Management
Vote
1.3 Elect Director James R. Jones For Did Not Management
Vote
1.4 Elect Director Andrew C. Taylor For Did Not Management
Vote
1.5 Elect Director Douglas A. Warner III For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 24, 2004 Meeting Type: Annual
Record Date: JAN 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael H. Armacost For Did Not Management
Vote
1.2 Elect Director Deborah A. Coleman For Did Not Management
Vote
1.3 Elect Director Herbert M. Dwight, Jr. For Did Not Management
Vote
1.4 Elect Director Philip V. Gerdine For Did Not Management
Vote
1.5 Elect Director Paul R. Low For Did Not Management
Vote
1.6 Elect Director Dan Maydan For Did Not Management
Vote
1.7 Elect Director Steven L. Miller For Did Not Management
Vote
1.8 Elect Director James C. Morgan For Did Not Management
Vote
1.9 Elect Director Gerhard H. Parker For Did Not Management
Vote
1.10 Elect Director Michael R. Splinter For Did Not Management
Vote
2 Amend Omnibus Stock Plan For Did Not Management
Vote
- --------------------------------------------------------------------------------
BRUNSWICK CORP.
Ticker: BC Security ID: 117043109
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nolan D. Archibald For For Management
1.2 Elect Director Jeffrey L. Bleustein For For Management
1.3 Elect Director Graham H. Phillips For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. Dillon For For Management
1.2 Elect Director Juan Gallardo For For Management
1.3 Elect Director William A. Osborn For For Management
1.4 Elect Director Gordon R. Parker For For Management
1.5 Elect Director Edward B. Rust, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
5 Report on Equipment Sales to Israel Against Against Shareholder
6 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Bartz For For Management
1.2 Elect Director Larry R. Carter For For Management
1.3 Elect Director John T. Chambers For For Management
1.4 Elect Director Dr. James F. Gibbons For For Management
1.5 Elect Director Dr. John L. Hennessy For For Management
1.6 Elect Director Roderick C. McGeary For For Management
1.7 Elect Director James C. Morgan For For Management
1.8 Elect Director John P. Morgridge For For Management
1.9 Elect Director Donald T. Valentine For For Management
1.10 Elect Director Steven M. West For For Management
1.11 Elect Director Jerry Yang For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
4 Report on Company Products Used by the Against Against Shareholder
Government to Monitor the Internet
5 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967101
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong For For Management
1.2 Elect Director Alain J.P. Belda For For Management
1.3 Elect Director George David For For Management
1.4 Elect Director Kenneth T. Derr For For Management
1.5 Elect Director John M. Deutch For For Management
1.6 Elect Director Roberto Hernandez Ramirez For For Management
1.7 Elect Director Ann Dibble Jordan For For Management
1.8 Elect Director Dudley C. Mecum For For Management
1.9 Elect Director Richard D. Parsons For For Management
1.10 Elect Director Andrall E. Pearson For For Management
1.11 Elect Director Charles Prince For For Management
1.12 Elect Director Robert E. Rubin For For Management
1.13 Elect Director Franklin A. Thomas For For Management
1.14 Elect Director Sanford I. Weill For For Management
1.15 Elect Director Robert B. Willumstad For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Prohibit Awards to Executives Against Against Shareholder
6 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
COUNTRYWIDE FINANCIAL CORP.
Ticker: CFC Security ID: 222372104
Meeting Date: JAN 9, 2004 Meeting Type: Special
Record Date: NOV 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
COUNTRYWIDE FINANCIAL CORP.
Ticker: CFC Security ID: 222372104
Meeting Date: JUN 16, 2004 Meeting Type: Annual
Record Date: APR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry G. Cisneros For For Management
1.2 Elect Director Robert J. Donato For For Management
1.3 Elect Director Michael E. Dougherty For For Management
1.4 Elect Director Martin R. Melone For For Management
1.5 Elect Director Harley W. Snyder For For Management
2 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
CUMULUS MEDIA INC.
Ticker: CMLS Security ID: 231082108
Meeting Date: APR 30, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric P. Robison For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DELL INC.
Ticker: DELL Security ID: 247025109
Meeting Date: JUL 18, 2003 Meeting Type: Annual
Record Date: MAY 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Miles For For Management
1.2 Elect Director Alex J. Mandl For For Management
1.3 Elect Director Morton L. Topfer For For Management
2 Declassify the Board of Directors For For Management
3 Change Company Name For For Management
4 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
DIGITAL THEATER SYSTEMS, INC.
Ticker: DTSI Security ID: 25389G102
Meeting Date: MAY 19, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel E. Slusser For Did Not Management
Vote
1.2 Elect Director Joseph A. Fischer For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
FEDEX CORPORATION
Ticker: FDX Security ID: 31428X106
Meeting Date: SEP 29, 2003 Meeting Type: Annual
Record Date: AUG 4, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director August A. Busch IV For For Management
1.2 Elect Director John A. Edwardson For For Management
1.3 Elect Director George J. Mitchell For For Management
1.4 Elect Director Joshua I. Smith For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Declassify the Board of Directors Against Against Shareholder
- --------------------------------------------------------------------------------
GART SPORTS CO.
Ticker: GRTS Security ID: 366630101
Meeting Date: AUG 4, 2003 Meeting Type: Annual
Record Date: JUN 18, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gordon D. Barker For For Management
1.2 Elect Director Peter R. Formanek For For Management
1.3 Elect Director John Douglas Morton For For Management
1.4 Elect Director Marilyn Oshman For For Management
1.5 Elect Director Jonathan A. Seiffer For For Management
1.6 Elect Director Jonathan D. Sokoloff For For Management
1.7 Elect Director Larry D. Strutton For For Management
2 Approve Merger Agreement For For Management
3 (i) Change Company Name For For Management
3 (ii Increase Authorized Preferred and Common For For Management
Stock
4 Approve Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
GENENTECH, INC.
Ticker: DNA Security ID: 368710406
Meeting Date: APR 16, 2004 Meeting Type: Written Consent
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles/Bylaws/Charter-Non-Routine For For Management
2.1 Elect Director Herbert W. Boyer For For Management
2.2 Elect Director Arthur D. Levinson For For Management
2.3 Elect Director Mark Richmond For For Management
2.4 Elect Director Charles A. Sanders For For Management
2.5 Elect Director William M. Burns For For Management
2.6 Elect Director Erich Hunziker For For Management
2.7 Elect Director Jonathan K.C. Knowles For For Management
3 Elect Director M. Burns For For Management
4 Elect Director Erich Hunziker For For Management
5 Elect Director Jonathan K.C. Knowles For For Management
6 Increase Authorized Common Stock For For Management
7 Approve Omnibus Stock Plan For For Management
8 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GENERAL DYNAMICS CORP.
Ticker: GD Security ID: 369550108
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas D. Chabraja For Did Not Management
Vote
1.2 Elect Director James S. Crown For Did Not Management
Vote
1.3 Elect Director Lester Crown For Did Not Management
Vote
1.4 Elect Director William P. Fricks For Did Not Management
Vote
1.5 Elect Director Charles H. Goodman For Did Not Management
Vote
1.6 Elect Director Jay L. Johnson For Did Not Management
Vote
1.7 Elect Director George A. Joulwan For Did Not Management
Vote
1.8 Elect Director Paul G. Kaminski For Did Not Management
Vote
1.9 Elect Director John M. Keane For Did Not Management
Vote
1.10 Elect Director Lester L. Lyles For Did Not Management
Vote
1.11 Elect Director Carl E. Mundy, Jr. For Did Not Management
Vote
1.12 Elect Director Robert Walmsley For Did Not Management
Vote
2 Approve Omnibus Stock Plan For Did Not Management
Vote
3 Submit Shareholder Rights Plan (Poison Against Did Not Shareholder
Pill) to Shareholder Vote Vote
4 Report on Foreign Military Sales Against Did Not Shareholder
Vote
- --------------------------------------------------------------------------------
GOVERNMENT PROPERTIES TRUST, INC
Ticker: GPP Security ID: 38374W107
Meeting Date: JUN 2, 2004 Meeting Type: Annual
Record Date: APR 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry D. Bringard For For Management
1.2 Elect Director Robert M. Ames For For Management
1.3 Elect Director Spencer I. Browne For For Management
1.4 Elect Director Philip S. Cottone For For Management
1.5 Elect Director Robert A. Peck For For Management
1.6 Elect Director Thomas D. Peschio For For Management
1.7 Elect Director Richard H. Schwachter For For Management
- --------------------------------------------------------------------------------
HARMAN INTERNATIONAL INDUSTRIES, INC.
Ticker: HAR Security ID: 413086109
Meeting Date: NOV 12, 2003 Meeting Type: Annual
Record Date: SEP 15, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward H. Meyer For For Management
1.2 Elect Director Gregory P. Stapleton For For Management
1.3 Elect Director Stanley A. Weiss For For Management
2 Approve Stock Split For For Management
- --------------------------------------------------------------------------------
IMCLONE SYSTEMS INC.
Ticker: IMCL Security ID: 45245W109
Meeting Date: JUN 17, 2004 Meeting Type: Annual
Record Date: APR 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew G. Bodnar For For Management
1.2 Elect Director William W. Crouse For For Management
1.3 Elect Director Vincent T. Devita, Jr. For For Management
1.4 Elect Director John A. Fazio For For Management
1.5 Elect Director Joseph L. Fischer For For Management
1.6 Elect Director David M. Kies For For Management
1.7 Elect Director Daniel S. Lynch For For Management
1.8 Elect Director William R. Miller For For Management
1.9 Elect Director David Sidransky For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
JEFFERIES GROUP, INC
Ticker: JEF Security ID: 472319102
Meeting Date: MAY 24, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Patrick Campbell For For Management
1.2 Elect Director Richard G. Dooley For For Management
1.3 Elect Director Richard B. Handler For For Management
1.4 Elect Director Frank J. Macchiarola For For Management
1.5 Elect Director John C. Shaw, Jr. For For Management
2 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2.1 Elect Director Hans W. Becherer For For Management
2.2 Elect Director Frank A. Bennack, Jr. For For Management
2.3 Elect Director John H. Biggs For For Management
2.4 Elect Director Lawrence A. Bossidy For For Management
2.5 Elect Director Ellen V. Futter For For Management
2.6 Elect Director William H. Gray, III For For Management
2.7 Elect Director William B. Harrison, Jr For For Management
2.8 Elect Director Helene L. Kaplan For For Management
2.9 Elect Director Lee R. Raymond For For Management
2.10 Elect Director John R. Stafford For For Management
3 Ratify Auditors For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Adjourn Meeting For For Management
6 Establish Term Limits for Directors Against Against Shareholder
7 Charitable Contributions Against Against Shareholder
8 Political Contributions Against Against Shareholder
9 Separate Chairman and CEO Positions Against Against Shareholder
10 Provide Adequate Disclosure for over the Against Against Shareholder
counter Derivatives
11 Auditor Independence Against Against Shareholder
12 Submit Non-Employee Director Compensation Against Against Shareholder
to Vote
13 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
PACCAR INC.
Ticker: PCAR Security ID: 693718108
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Newbigging For For Management
1.2 Elect Director Harry C. Stonecipher For For Management
1.3 Elect Director Harold A. Wagner For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Deferred Compensation Plan For For Management
4 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
5 Limit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
QUALCOMM INC.
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 2, 2004 Meeting Type: Annual
Record Date: JAN 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adelia A. Coffman For For Management
1.2 Elect Director Raymond V. Dittamore For For Management
1.3 Elect Director Irwin Mark Jacobs For For Management
1.4 Elect Director Richard Sulpizio For For Management
2 Amend Stock Option Plan For For Management
3 Ratify Auditors For For Management
4 Declassify the Board of Directors Against Against Shareholder
- --------------------------------------------------------------------------------
SELECT COMFORT CORPORATION
Ticker: SCSS Security ID: 81616X103
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Albani For Did Not Management
Vote
1.2 Elect Director David T. Kollat For Did Not Management
Vote
1.3 Elect Director William R. McLaughlin For Did Not Management
Vote
2 Approve Omnibus Stock Plan For Did Not Management
Vote
3 Ratify Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
SHANGRI-LA-ASIA LTD.
Ticker: Security ID: G8063F106
Meeting Date: JUN 29, 2004 Meeting Type: Special
Record Date: JUN 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Master Agreement For Did Not Management
Vote
- --------------------------------------------------------------------------------
SHANGRI-LA-ASIA LTD.
Ticker: Security ID: G8063F106
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: MAY 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend of HK$0.08 Per For For Management
Share
3a Reelect Giovanni Angelini as Director For For Management
3b Reelect Lui Man Shing as Director For For Management
3c Reelect Ho Kian Guan as Director For For Management
3d Reelect Roberto V. Ongpin as Director For For Management
3e Reelect Timothy David Dattels as Director For For Management
4 Fix Remuneration of Directors Including For For Management
Fees Payable to Members of the Audit and
Remuneration Committees
5 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix Their
Remuneration
6a Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6b Approve Repurchase of Up to 10 Percent of For For Management
Issued Capital
6c Authorize Reissuance of Repurchased For For Management
Shares
7 Amend Bylaws Re: Voting at General For For Management
Meetings, Nomination of Directors,
Material Interest of Directors in
Contracts Entered into by the Company,
Electronic Communication
- --------------------------------------------------------------------------------
SOGECABLE SA
Ticker: Security ID: E8900A114
Meeting Date: MAR 15, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports; Allocation of Income
2 Approve Discharge of Directors For For Management
3 Elect Directors, Including Jaime Terceira For For Management
Lomba
4 Amend Articles Re: Compliance With For For Management
Spanish Law Concerning External Auditors
5 Amend Articles Re: Meeting Attendance, For For Management
Chairmanship and Adoption of Agreements,
Audit Committee and Remote Voting
6 Approve Remuneration of Directors For For Management
7 Authorize Issuance of Convertible Bonds For For Management
and/or Other Debt Instruments without
Preemptive Rights; Authorize Board to
Increase Capital to Service Conversion
8 Authorize Issuance of Convertible Bonds For For Management
and/or Other Debt Instruments with
Preemptive Rights; Authorize Board to
Increase Capital to Service Conversion
9 Authorize Share Repurchase Program For For Management
10 Approve General Meeting Guidelines For For Management
11 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
- --------------------------------------------------------------------------------
SPORTS AUTHORITY, INC., THE
Ticker: TSA Security ID: 84917U109
Meeting Date: JUN 4, 2004 Meeting Type: Annual
Record Date: APR 28, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gordon D. Barker For For Management
1.2 Elect Director Mary Elizabeth Burton For For Management
1.3 Elect Director Cynthia R. Cohen For For Management
1.4 Elect Director Peter R. Formanek For For Management
1.5 Elect Director Martin E. Hanaka For For Management
1.6 Elect Director Kevin M. Mcgovern For For Management
1.7 Elect Director John Douglas Morton For For Management
1.8 Elect Director Jonathan D. Sokoloff For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
STANDARD CHARTERED PLC
Ticker: Security ID: G84228157
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend of 36.49 US Cents For For Management
Per Ordinary Share
3 Approve Remuneration Report For For Management
4 Elect Jamie Dundas as Director For For Management
5 Elect Ruth Markland as Director For For Management
6 Elect Paul Skinner as Director For For Management
7 Re-elect Mervyn Davies as Director For For Management
8 Re-elect Michael DeNoma as Director For For Management
9 Re-elect Rudolph Markham as Director For For Management
10 Re-elect Hugh Norton as Director For For Management
11 Re-appoint KPMG Audit Plc as Auditors of For For Management
the Company
12 Authorize Board to Fix Remuneration of For For Management
the Auditors
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
USD 117,487,333 and up to USD 213,708,480
Pursuant to Rights Issues, Scrip
Dividends, Share Schemes and Exchangeable
Securities
14 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount
Equal to the Company's Share Capital
Repurchased Under Item 16
15 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 29,370,451
16 Authorize 117,487,333 Ordinary Shares for For For Management
Market Purchase
17 Authorize 331,388 Non-Cumulative For For Management
Preference Shares of USD 5 Each and
195,285,000 Non-Cumulative Preference
Shares of GBP 1 Each for Market Purchase
18 Amend Standard Chartered 2001 Performance For For Management
Share Plan
19 Adopt Standard Chartered 2004 UK For For Management
Sharesave Scheme and the Standard
Chartered 2004 International Sharesave
Scheme
- --------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: 902124106
Meeting Date: MAR 25, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis C. Blair For Did Not Management
Vote
1.2 Elect Director Edward D. Breen For Did Not Management
Vote
1.3 Elect Director George W. Buckley For Did Not Management
Vote
1.4 Elect Director Brian Duperreault For Did Not Management
Vote
1.5 Elect Director Bruce S. Gordon For Did Not Management
Vote
1.6 Elect Director John A. Krol For Did Not Management
Vote
1.7 Elect Director Mackey J. Mcdonald For Did Not Management
Vote
1.8 Elect Director H. Carl Mccall For Did Not Management
Vote
1.9 Elect Director Brendan R. O'Neill For Did Not Management
Vote
1.10 Elect Director Sandra S. Wijnberg For Did Not Management
Vote
1.11 Elect Director Jerome B. York For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
3 ADOPTION OF THE AMENDED AND RESTATED For Did Not Management
BYE-LAWS. Vote
4 APPROVAL OF TYCO 2004 STOCK AND INCENTIVE For Did Not Management
PLAN. Vote
5 SHAREHOLDER PROPOSAL REGARDING For Did Not Shareholder
ENVIRONMENTAL REPORTING. Vote
6 SHAREHOLDER PROPOSAL TO CHANGE TYCO S Against Did Not Shareholder
JURISDICTION OF INCORPORATION FROM Vote
BERMUDA TO A U.S. STATE.
7 SHAREHOLDER PROPOSAL ON COMMON SENSE Against Did Not Shareholder
EXECUTIVE COMPENSATION. Vote
- --------------------------------------------------------------------------------
UCBH HOLDINGS, INC.
Ticker: UCBH Security ID: 90262T308
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: FEB 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony Y. Chan For For Management
1.2 Elect Director Joseph J. Jou For For Management
1.3 Elect Director Dr. Godwin Wong For For Management
1.4 Elect Director Thomas S. Wu For For Management
2 Amend Certificate to Remove Anti-Takeover For For Management
Provision
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Ballard, Jr. For For Management
1.2 Elect Director Richard T. Burke For For Management
1.3 Elect Director Stephen J. Hemsley For For Management
1.4 Elect Director Donna E. Shalala For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against Against Shareholder
4 Limit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
WCI COMMUNITIES INC
Ticker: WCI Security ID: 92923C104
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director F. Philip Handy For Did Not Management
Vote
1.2 Elect Director Jerry L. Starkey For Did Not Management
Vote
1.3 Elect Director Kathleen M. Shanahan For Did Not Management
Vote
2 Amend Omnibus Stock Plan For Did Not Management
Vote
- --------------------------------------------------------------------------------
WRIGHT MED GROUP INC
Ticker: WMGI Security ID: 98235T107
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James T. Treace For Did Not Management
Vote
1.2 Elect Director F. Barry Bays For Did Not Management
Vote
1.3 Elect Director Richard B. Emmitt For Did Not Management
Vote
1.4 Elect Director Laurence Y. Fairey For Did Not Management
Vote
1.5 Elect Director David D. Stevens For Did Not Management
Vote
1.6 Elect Director James E. Thomas For Did Not Management
Vote
1.7 Elect Director Thomas E. Timbie For Did Not Management
Vote
1.8 Elect Director Elizabeth H. Weatherman For Did Not Management
Vote
2 Increase Authorized Common Stock For Did Not Management
Vote
3 Amend Omnibus Stock Plan For Did Not Management
Vote
4 Ratify Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
WYNN RESORTS LTD
Ticker: WYNN Security ID: 983134107
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen A. Wynn For For Management
1.2 Elect Director Alvin V. Shoemaker For For Management
1.3 Elect Director D. Boone Wayson For For Management
1.4 Elect Director Stanley R. Zax For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
============================== MARSICO FOCUS FUND ==============================
AMERICAN EXPRESS CO.
Ticker: AXP Security ID: 025816109
Meeting Date: APR 26, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel F. Akerson For Did Not Management
Vote
1.2 Elect Director Charlene Barshefsky For Did Not Management
Vote
1.3 Elect Director William G. Bowen For Did Not Management
Vote
1.4 Elect Director Ursula M. Burns For Did Not Management
Vote
1.5 Elect Director Kenneth I. Chenault For Did Not Management
Vote
1.6 Elect Director Peter R. Dolan For Did Not Management
Vote
1.7 Elect Director Vernon E. Jordan, Jr. For Did Not Management
Vote
1.8 Elect Director Jan Leschly For Did Not Management
Vote
1.9 Elect Director Richard A. McGinn For Did Not Management
Vote
1.10 Elect Director Edward D. Miller For Did Not Management
Vote
1.11 Elect Director Frank P. Popoff For Did Not Management
Vote
1.12 Elect Director Robert D. Walter For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
3 Establish Term Limits for Directors Against Did Not Shareholder
Vote
4 Report on Political Against Did Not Shareholder
Contributions/Activities Vote
- --------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORP.
Ticker: BSX Security ID: 101137107
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ursula M. Burns For For Management
1.2 Elect Director Marye Anne Fox For For Management
1.3 Elect Director N.J. Nicholas, Jr. For For Management
1.4 Elect Director John E. Pepper For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. Dillon For For Management
1.2 Elect Director Juan Gallardo For For Management
1.3 Elect Director William A. Osborn For For Management
1.4 Elect Director Gordon R. Parker For For Management
1.5 Elect Director Edward B. Rust, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
5 Report on Equipment Sales to Israel Against Against Shareholder
6 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Bartz For For Management
1.2 Elect Director Larry R. Carter For For Management
1.3 Elect Director John T. Chambers For For Management
1.4 Elect Director Dr. James F. Gibbons For For Management
1.5 Elect Director Dr. John L. Hennessy For For Management
1.6 Elect Director Roderick C. McGeary For For Management
1.7 Elect Director James C. Morgan For For Management
1.8 Elect Director John P. Morgridge For For Management
1.9 Elect Director Donald T. Valentine For For Management
1.10 Elect Director Steven M. West For For Management
1.11 Elect Director Jerry Yang For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
4 Report on Company Products Used by the Against Against Shareholder
Government to Monitor the Internet
5 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967101
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong For For Management
1.2 Elect Director Alain J.P. Belda For For Management
1.3 Elect Director George David For For Management
1.4 Elect Director Kenneth T. Derr For For Management
1.5 Elect Director John M. Deutch For For Management
1.6 Elect Director Roberto Hernandez Ramirez For For Management
1.7 Elect Director Ann Dibble Jordan For For Management
1.8 Elect Director Dudley C. Mecum For For Management
1.9 Elect Director Richard D. Parsons For For Management
1.10 Elect Director Andrall E. Pearson For For Management
1.11 Elect Director Charles Prince For For Management
1.12 Elect Director Robert E. Rubin For For Management
1.13 Elect Director Franklin A. Thomas For For Management
1.14 Elect Director Sanford I. Weill For For Management
1.15 Elect Director Robert B. Willumstad For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Prohibit Awards to Executives Against Against Shareholder
6 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
COUNTRYWIDE FINANCIAL CORP.
Ticker: CFC Security ID: 222372104
Meeting Date: JAN 9, 2004 Meeting Type: Special
Record Date: NOV 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
COUNTRYWIDE FINANCIAL CORP.
Ticker: CFC Security ID: 222372104
Meeting Date: JUN 16, 2004 Meeting Type: Annual
Record Date: APR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry G. Cisneros For For Management
1.2 Elect Director Robert J. Donato For For Management
1.3 Elect Director Michael E. Dougherty For For Management
1.4 Elect Director Martin R. Melone For For Management
1.5 Elect Director Harley W. Snyder For For Management
2 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
DELL INC.
Ticker: DELL Security ID: 247025109
Meeting Date: JUL 18, 2003 Meeting Type: Annual
Record Date: MAY 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Miles For For Management
1.2 Elect Director Alex J. Mandl For For Management
1.3 Elect Director Morton L. Topfer For For Management
2 Declassify the Board of Directors For For Management
3 Change Company Name For For Management
4 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
ELECTRONIC ARTS, INC.
Ticker: ERTS Security ID: 285512109
Meeting Date: JUL 31, 2003 Meeting Type: Annual
Record Date: JUN 4, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Richard Asher For For Management
1.2 Elect Director William J. Byron For For Management
1.3 Elect Director Leonard S. Coleman For For Management
1.4 Elect Director Gary M. Kusin For For Management
1.5 Elect Director Gregory B. Maffei For For Management
1.6 Elect Director Timothy Mott For For Management
1.7 Elect Director Lawrence F. Probst III For For Management
1.8 Elect Director Linda J. Srere For For Management
2 Amend Omnibus Stock Plan For Abstain Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ELI LILLY AND CO.
Ticker: LLY Security ID: 532457108
Meeting Date: APR 19, 2004 Meeting Type: Annual
Record Date: FEB 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven C. Beering For Did Not Management
Vote
1.2 Elect Director Winfried Bischoff For Did Not Management
Vote
1.3 Elect Director Franklyn G. Prendergast For Did Not Management
Vote
1.4 Elect Director Kathi P. Seifert For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
3 Approve Executive Incentive Bonus Plan For Did Not Management
Vote
4 Limit Executive Compensation Against Did Not Shareholder
Vote
5 Report on Drug Pricing Against Did Not Shareholder
Vote
- --------------------------------------------------------------------------------
FANNIE MAE
Ticker: FNM Security ID: 313586109
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen B. Ashley For Did Not Management
Vote
1.2 Elect Director Kenneth M. Duberstein For Did Not Management
Vote
1.3 Elect Director Thomas P. Gerrity For Did Not Management
Vote
1.4 Elect Director Timothy Howard For Did Not Management
Vote
1.5 Elect Director Ann Korologos For Did Not Management
Vote
1.6 Elect Director Frederic V. Malek For Did Not Management
Vote
1.7 Elect Director Donald B. Marron For Did Not Management
Vote
1.8 Elect Director Daniel H. Mudd For Did Not Management
Vote
1.9 Elect Director Anne M. Mulcahy For Did Not Management
Vote
1.10 Elect Director Joe K. Pickett For Did Not Management
Vote
1.11 Elect Director Leslie Rahl For Did Not Management
Vote
1.12 Elect Director Franklin D. Raines For Did Not Management
Vote
1.13 Elect Director H. Patrick Swygert For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
3 Amend Employee Stock Purchase Plan For Did Not Management
Vote
4 Provide for Cumulative Voting Against Did Not Shareholder
Vote
- --------------------------------------------------------------------------------
FEDEX CORPORATION
Ticker: FDX Security ID: 31428X106
Meeting Date: SEP 29, 2003 Meeting Type: Annual
Record Date: AUG 4, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director August A. Busch IV For For Management
1.2 Elect Director John A. Edwardson For For Management
1.3 Elect Director George J. Mitchell For For Management
1.4 Elect Director Joshua I. Smith For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Declassify the Board of Directors Against Against Shareholder
- --------------------------------------------------------------------------------
FOUR SEASONS HOTELS INC.
Ticker: FSH. Security ID: 35100E104
Meeting Date: MAY 12, 2004 Meeting Type: Annual/Special
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect N. Beaubien and J. Prichard as For For Management
Directors
2 Elect B. Belzberg, H. Garland, C. Henry, For For Management
H. Munroe-Blum, R. Osborne, L. Schipper,
I. Sharp, A. Sharp, B. Swirsky, S.
Tamaki and S. Turner as Directors
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Stock Option Plan For For Management
5 Eliminate Multiple Voting Shares Against Against Shareholder
- --------------------------------------------------------------------------------
GENENTECH, INC.
Ticker: DNA Security ID: 368710406
Meeting Date: APR 16, 2004 Meeting Type: Written Consent
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles/Bylaws/Charter-Non-Routine For For Management
2.1 Elect Director Herbert W. Boyer For For Management
2.2 Elect Director Arthur D. Levinson For For Management
2.3 Elect Director Mark Richmond For For Management
2.4 Elect Director Charles A. Sanders For For Management
2.5 Elect Director William M. Burns For For Management
2.6 Elect Director Erich Hunziker For For Management
2.7 Elect Director Jonathan K.C. Knowles For For Management
3 Elect Director M. Burns For For Management
4 Elect Director Erich Hunziker For For Management
5 Elect Director Jonathan K.C. Knowles For For Management
6 Increase Authorized Common Stock For For Management
7 Approve Omnibus Stock Plan For For Management
8 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GENERAL ELECTRIC CO.
Ticker: GE Security ID: 369604103
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James I. Cash, Jr. For For Management
1.2 Elect Director Dennis D. Dammerman For For Management
1.3 Elect Director Ann M. Fudge For For Management
1.4 Elect Director Claudio X. Gonzalez For For Management
1.5 Elect Director Jeffrey R. Immelt For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Alan G. Lafley For For Management
1.8 Elect Director Kenneth G. Langone For For Management
1.9 Elect Director Ralph S. Larsen For For Management
1.10 Elect Director Rochelle B. Lazarus For For Management
1.11 Elect Director Sam Nunn For For Management
1.12 Elect Director Roger S. Penske For For Management
1.13 Elect Director Robert J. Swieringa For For Management
1.14 Elect Director Douglas A. Warner III For For Management
1.15 Elect Director Robert C. Wright For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Provide for Cumulative Voting Against Against Shareholder
5 Eliminate Animal Testing Against Against Shareholder
6 Report on Nuclear Fuel Storage Risks Against Against Shareholder
7 Report on PCB Clean-up Against Against Shareholder
8 Report on Foreign Outsourcing Against Against Shareholder
9 Prepare Sustainability Report Against Against Shareholder
10 Limit Composition of Management Against Against Shareholder
Development and Compensation Committee to
Independent Directors
11 Report on Pay Disparity Against Against Shareholder
12 Limit Awards to Executives Against Against Shareholder
13 Limit Board Service for Other Companies Against Against Shareholder
14 Separate Chairman and CEO Positions Against Against Shareholder
15 Hire Advisor/Maximize Shareholder Value Against Against Shareholder
16 Adopt a Retention Ratio for Executives Against Against Shareholder
and Directors
17 Require 70% to 80% Independent Board Against Against Shareholder
18 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
LENNAR CORP.
Ticker: LEN Security ID: 526057104
Meeting Date: MAR 30, 2004 Meeting Type: Annual
Record Date: FEB 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irving Bolotin For For Management
1.2 Elect Director R. Kirk Landon For For Management
1.3 Elect Director Donna E. Shalala For For Management
2 Other Business For For Management
- --------------------------------------------------------------------------------
LOCKHEED MARTIN CORP.
Ticker: LMT Security ID: 539830109
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E.C. 'Pete' Aldridge, Jr. For Did Not Management
Vote
1.2 Elect Director Nolan D. Archibald For Did Not Management
Vote
1.3 Elect Director Norman R. Augustine For Did Not Management
Vote
1.4 Elect Director Marcus C. Bennett For Did Not Management
Vote
1.5 Elect Director Vance D. Coffman For Did Not Management
Vote
1.6 Elect Director Gwendolyn S. King For Did Not Management
Vote
1.7 Elect Director Douglas H. McCorkindale For Did Not Management
Vote
1.8 Elect Director Eugene F. Murphy For Did Not Management
Vote
1.9 Elect Director Joseph W. Ralston For Did Not Management
Vote
1.10 Elect Director Frank Savage For Did Not Management
Vote
1.11 Elect Director Anne Stevens For Did Not Management
Vote
1.12 Elect Director Robert J. Stevens For Did Not Management
Vote
1.13 Elect Director James R. Ukropina For Did Not Management
Vote
1.14 Elect Director Douglas C. Yearley For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
3 Report on Executive Ties to Government Against Did Not Shareholder
Vote
4 Submit Shareholder Rights Plan (Poison Against Did Not Shareholder
Pill) to Shareholder Vote Vote
5 Prohibit Auditor from Providing Non-Audit Against Did Not Shareholder
Services Vote
6 Develop Ethical Criteria for Military Against Did Not Shareholder
Contracts Vote
- --------------------------------------------------------------------------------
LOWE
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard L. Berry For For Management
1.2 Elect Director Paul Fulton For For Management
1.3 Elect Director Dawn E. Hudson For For Management
1.4 Elect Director Marshall O. Larsen For For Management
1.5 Elect Director Robert A. Niblock For For Management
1.6 Elect Director Stephen F. Page For For Management
1.7 Elect Director O. Temple Sloan, Jr. For For Management
1.8 Elect Director Robert L. Tillman For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC.
Ticker: MER Security ID: 590188108
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Newbigging For For Management
1.2 Elect Director Joseph W. Prueher For For Management
2 Ratify Auditors For For Management
3 Restore or Provide for Cumulative Voting Against Against Shareholder
4 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MWD Security ID: 617446448
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Madigan For Did Not Management
Vote
1.2 Elect Director Dr. Klaus Zumwinkel For Did Not Management
Vote
1.3 Elect Director Sir Howard Davies For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
3 Declassify the Board of Directors Against Did Not Shareholder
Vote
4 Submit Severance Agreement Against Did Not Shareholder
(Change-in-Control) to Shareholder Vote Vote
5 Report on Political Against Did Not Shareholder
Contributions/Activities Vote
- --------------------------------------------------------------------------------
NEXTEL COMMUNICATIONS, INC.
Ticker: NXTL Security ID: 65332V103
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith J. Bane For For Management
1.2 Elect Director V. Janet Hill For For Management
2 Ratify Auditors For For Management
3 Amend Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Akers For Did Not Management
Vote
1.2 Elect Director Robert E. Allen For Did Not Management
Vote
1.3 Elect Director Ray L. Hunt For Did Not Management
Vote
1.4 Elect Director Arthur C. Martinez For Did Not Management
Vote
1.5 Elect Director Indra K. Nooyi For Did Not Management
Vote
1.6 Elect Director Franklin D. Raines For Did Not Management
Vote
1.7 Elect Director Steven S. Reinemund For Did Not Management
Vote
1.8 Elect Director Sharon Percy Rockefeller For Did Not Management
Vote
1.9 Elect Director James J. Schiro For Did Not Management
Vote
1.10 Elect Director Franklin A. Thomas For Did Not Management
Vote
1.11 Elect Director Cynthia M. Trudell For Did Not Management
Vote
1.12 Elect Director Solomon D. Trujillo For Did Not Management
Vote
1.13 Elect Director Daniel Vasella For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
3 Approve Executive Incentive Bonus Plan For Did Not Management
Vote
4 Report on Political Against Did Not Shareholder
Contributions/Activities Vote
5 Report on Operational Impact of HIV/AIDS, Against Did Not Shareholder
TB, and Malaria Pandemic Vote
- --------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael S. Brown For Did Not Management
Vote
1.2 Elect Director M. Anthony Burns For Did Not Management
Vote
1.3 Elect Director Robert N. Burt For Did Not Management
Vote
1.4 Elect Director W. Don Cornwell For Did Not Management
Vote
1.5 Elect Director William H. Gray III For Did Not Management
Vote
1.6 Elect Director Constance J. Horner For Did Not Management
Vote
1.7 Elect Director William R. Howell For Did Not Management
Vote
1.8 Elect Director Stanley O. Ikenberry For Did Not Management
Vote
1.9 Elect Director George A. Lorch For Did Not Management
Vote
1.10 Elect Director Henry A. Mckinnell For Did Not Management
Vote
1.11 Elect Director Dana G. Mead For Did Not Management
Vote
1.12 Elect Director Franklin D. Raines For Did Not Management
Vote
1.13 Elect Director Ruth J. Simmons For Did Not Management
Vote
1.14 Elect Director William C. Steere, Jr. For Did Not Management
Vote
1.15 Elect Director Jean-Paul Valles For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
3 Approve Omnibus Stock Plan For Did Not Management
Vote
4 Report on Operational Impact of HIV/AIDS, Against Did Not Shareholder
TB, and Malaria Pandemic Vote
5 Cease Political Contributions/Activities Against Did Not Shareholder
Vote
6 Report on Political Against Did Not Shareholder
Contributions/Activities Vote
7 Establish Term Limits for Directors Against Did Not Shareholder
Vote
8 Report on Drug Pricing Against Did Not Shareholder
Vote
9 Limit Awards to Executives Against Did Not Shareholder
Vote
10 Amend Animal Testing Policy Against Did Not Shareholder
Vote
- --------------------------------------------------------------------------------
PROCTER & GAMBLE COMPANY, THE
Ticker: PG Security ID: 742718109
Meeting Date: OCT 14, 2003 Meeting Type: Annual
Record Date: AUG 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman R. Augustine For For Management
1.2 Elect Director A.G. Lafley For For Management
1.3 Elect Director Johnathan A. Rodgers For For Management
1.4 Elect Director John F. Smith, Jr. For For Management
1.5 Elect Director Margaret C. Whitman For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Declassify the Board of Directors Against Against Shareholder
5 Label Genetically Engineered Foods Against Against Shareholder
- --------------------------------------------------------------------------------
QUALCOMM INC.
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 2, 2004 Meeting Type: Annual
Record Date: JAN 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adelia A. Coffman For For Management
1.2 Elect Director Raymond V. Dittamore For For Management
1.3 Elect Director Irwin Mark Jacobs For For Management
1.4 Elect Director Richard Sulpizio For For Management
2 Amend Stock Option Plan For For Management
3 Ratify Auditors For For Management
4 Declassify the Board of Directors Against Against Shareholder
- --------------------------------------------------------------------------------
SLM CORP.
Ticker: SLM Security ID: 78442P106
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles L. Daley For For Management
1.2 Elect Director William M. Diefenderfer, For For Management
III
1.3 Elect Director Thomas J. Fitzpatrick For For Management
1.4 Elect Director Edward A. Fox For For Management
1.5 Elect Director Diane Suitt Gilleland For For Management
1.6 Elect Director Earl A. Goode For For Management
1.7 Elect Director Ann Torre Grant For For Management
1.8 Elect Director Ronald F. Hunt For For Management
1.9 Elect Director Benjamin J. Lambert, III For For Management
1.10 Elect Director Albert L. Lord For For Management
1.11 Elect Director Barry A. Munitz For For Management
1.12 Elect Director A. Alexander Porter, Jr. For For Management
1.13 Elect Director Wolfgang Schoellkopf For For Management
1.14 Elect Director Steven L. Shapiro For For Management
1.15 Elect Director Barry L. Williams For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TIFFANY & CO.
Ticker: TIF Security ID: 886547108
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Kowalski For For Management
1.2 Elect Director Rose Marie Bravo For For Management
1.3 Elect Director William R. Chaney For For Management
1.4 Elect Director Samuel L. Hayes III For For Management
1.5 Elect Director Abby F. Kohnstamm For For Management
1.6 Elect Director Charles K. Marquis For For Management
1.7 Elect Director J. Thomas Presby For For Management
1.8 Elect Director James E. Quinn For For Management
1.9 Elect Director William A. Shutzer For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Ballard, Jr. For For Management
1.2 Elect Director Richard T. Burke For For Management
1.3 Elect Director Stephen J. Hemsley For For Management
1.4 Elect Director Donna E. Shalala For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against Against Shareholder
4 Limit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 4, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Breyer For For Management
1.2 Elect Director M. Michele Burns For For Management
1.3 Elect Director Thomas M. Coughlin For For Management
1.4 Elect Director David D. Glass For For Management
1.5 Elect Director Roland A. Hernandez For For Management
1.6 Elect Director Dawn G. Lepore For For Management
1.7 Elect Director John D. Opie For For Management
1.8 Elect Director J. Paul Reason For For Management
1.9 Elect Director H. Lee Scott, Jr. For For Management
1.10 Elect Director Jack C. Shewmaker For For Management
1.11 Elect Director Jose H. Villarreal For For Management
1.12 Elect Director John T. Walton For For Management
1.13 Elect Director S. Robson Walton For For Management
1.14 Elect Director Christopher J. Williams For For Management
2 Approve Stock Option Plan For For Management
3 Approve Stock Option Plan For For Management
4 Amend Employee Stock Purchase Plan For For Management
5 Ratify Auditors For For Management
6 Separate Chairman and CEO Positions Against Against Shareholder
7 Prepare Sustainability Report Against Against Shareholder
8 Report on Stock Option Distribution by Against Against Shareholder
Race and Gender
9 Report on Genetically Modified Organisms Against Against Shareholder
(GMO)
10 Prepare Diversity Report Against Against Shareholder
11 Submit Executive Compensation to Vote Against Against Shareholder
============================= MARSICO GROWTH FUND ==============================
AMERICAN EXPRESS CO.
Ticker: AXP Security ID: 025816109
Meeting Date: APR 26, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel F. Akerson For Did Not Management
Vote
1.2 Elect Director Charlene Barshefsky For Did Not Management
Vote
1.3 Elect Director William G. Bowen For Did Not Management
Vote
1.4 Elect Director Ursula M. Burns For Did Not Management
Vote
1.5 Elect Director Kenneth I. Chenault For Did Not Management
Vote
1.6 Elect Director Peter R. Dolan For Did Not Management
Vote
1.7 Elect Director Vernon E. Jordan, Jr. For Did Not Management
Vote
1.8 Elect Director Jan Leschly For Did Not Management
Vote
1.9 Elect Director Richard A. McGinn For Did Not Management
Vote
1.10 Elect Director Edward D. Miller For Did Not Management
Vote
1.11 Elect Director Frank P. Popoff For Did Not Management
Vote
1.12 Elect Director Robert D. Walter For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
3 Establish Term Limits for Directors Against Did Not Shareholder
Vote
4 Report on Political Against Did Not Shareholder
Contributions/Activities Vote
- --------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORP.
Ticker: BSX Security ID: 101137107
Meeting Date: OCT 6, 2003 Meeting Type: Special
Record Date: AUG 27, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORP.
Ticker: BSX Security ID: 101137107
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ursula M. Burns For For Management
1.2 Elect Director Marye Anne Fox For For Management
1.3 Elect Director N.J. Nicholas, Jr. For For Management
1.4 Elect Director John E. Pepper For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: APR 14, 2004 Meeting Type: Annual
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. Dillon For For Management
1.2 Elect Director Juan Gallardo For For Management
1.3 Elect Director William A. Osborn For For Management
1.4 Elect Director Gordon R. Parker For For Management
1.5 Elect Director Edward B. Rust, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
5 Report on Equipment Sales to Israel Against Against Shareholder
6 Report on Operational Impact of HIV/AIDS, Against Against Shareholder
TB, and Malaria Pandemic
- --------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 11, 2003 Meeting Type: Annual
Record Date: SEP 12, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Bartz For For Management
1.2 Elect Director Larry R. Carter For For Management
1.3 Elect Director John T. Chambers For For Management
1.4 Elect Director Dr. James F. Gibbons For For Management
1.5 Elect Director Dr. John L. Hennessy For For Management
1.6 Elect Director Roderick C. McGeary For For Management
1.7 Elect Director James C. Morgan For For Management
1.8 Elect Director John P. Morgridge For For Management
1.9 Elect Director Donald T. Valentine For For Management
1.10 Elect Director Steven M. West For For Management
1.11 Elect Director Jerry Yang For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
4 Report on Company Products Used by the Against Against Shareholder
Government to Monitor the Internet
5 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967101
Meeting Date: APR 20, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong For For Management
1.2 Elect Director Alain J.P. Belda For For Management
1.3 Elect Director George David For For Management
1.4 Elect Director Kenneth T. Derr For For Management
1.5 Elect Director John M. Deutch For For Management
1.6 Elect Director Roberto Hernandez Ramirez For For Management
1.7 Elect Director Ann Dibble Jordan For For Management
1.8 Elect Director Dudley C. Mecum For For Management
1.9 Elect Director Richard D. Parsons For For Management
1.10 Elect Director Andrall E. Pearson For For Management
1.11 Elect Director Charles Prince For For Management
1.12 Elect Director Robert E. Rubin For For Management
1.13 Elect Director Franklin A. Thomas For For Management
1.14 Elect Director Sanford I. Weill For For Management
1.15 Elect Director Robert B. Willumstad For For Management
2 Ratify Auditors For For Management
3 Limit Executive Compensation Against Against Shareholder
4 Report on Political Against Against Shareholder
Contributions/Activities
5 Prohibit Awards to Executives Against Against Shareholder
6 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
COUNTRYWIDE FINANCIAL CORP.
Ticker: CFC Security ID: 222372104
Meeting Date: JAN 9, 2004 Meeting Type: Special
Record Date: NOV 28, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
COUNTRYWIDE FINANCIAL CORP.
Ticker: CFC Security ID: 222372104
Meeting Date: JUN 16, 2004 Meeting Type: Annual
Record Date: APR 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry G. Cisneros For For Management
1.2 Elect Director Robert J. Donato For For Management
1.3 Elect Director Michael E. Dougherty For For Management
1.4 Elect Director Martin R. Melone For For Management
1.5 Elect Director Harley W. Snyder For For Management
2 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
DELL INC.
Ticker: DELL Security ID: 247025109
Meeting Date: JUL 18, 2003 Meeting Type: Annual
Record Date: MAY 23, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Miles For For Management
1.2 Elect Director Alex J. Mandl For For Management
1.3 Elect Director Morton L. Topfer For For Management
2 Declassify the Board of Directors For For Management
3 Change Company Name For For Management
4 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
ELECTRONIC ARTS, INC.
Ticker: ERTS Security ID: 285512109
Meeting Date: JUL 31, 2003 Meeting Type: Annual
Record Date: JUN 4, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Richard Asher For For Management
1.2 Elect Director William J. Byron For For Management
1.3 Elect Director Leonard S. Coleman For For Management
1.4 Elect Director Gary M. Kusin For For Management
1.5 Elect Director Gregory B. Maffei For For Management
1.6 Elect Director Timothy Mott For For Management
1.7 Elect Director Lawrence F. Probst III For For Management
1.8 Elect Director Linda J. Srere For For Management
2 Amend Omnibus Stock Plan For Abstain Management
3 Amend Employee Stock Purchase Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ELI LILLY AND CO.
Ticker: LLY Security ID: 532457108
Meeting Date: APR 19, 2004 Meeting Type: Annual
Record Date: FEB 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven C. Beering For Did Not Management
Vote
1.2 Elect Director Winfried Bischoff For Did Not Management
Vote
1.3 Elect Director Franklyn G. Prendergast For Did Not Management
Vote
1.4 Elect Director Kathi P. Seifert For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
3 Approve Executive Incentive Bonus Plan For Did Not Management
Vote
4 Limit Executive Compensation Against Did Not Shareholder
Vote
5 Report on Drug Pricing Against Did Not Shareholder
Vote
- --------------------------------------------------------------------------------
FANNIE MAE
Ticker: FNM Security ID: 313586109
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen B. Ashley For Did Not Management
Vote
1.2 Elect Director Kenneth M. Duberstein For Did Not Management
Vote
1.3 Elect Director Thomas P. Gerrity For Did Not Management
Vote
1.4 Elect Director Timothy Howard For Did Not Management
Vote
1.5 Elect Director Ann Korologos For Did Not Management
Vote
1.6 Elect Director Frederic V. Malek For Did Not Management
Vote
1.7 Elect Director Donald B. Marron For Did Not Management
Vote
1.8 Elect Director Daniel H. Mudd For Did Not Management
Vote
1.9 Elect Director Anne M. Mulcahy For Did Not Management
Vote
1.10 Elect Director Joe K. Pickett For Did Not Management
Vote
1.11 Elect Director Leslie Rahl For Did Not Management
Vote
1.12 Elect Director Franklin D. Raines For Did Not Management
Vote
1.13 Elect Director H. Patrick Swygert For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
3 Amend Employee Stock Purchase Plan For Did Not Management
Vote
4 Provide for Cumulative Voting Against Did Not Shareholder
Vote
- --------------------------------------------------------------------------------
FEDEX CORPORATION
Ticker: FDX Security ID: 31428X106
Meeting Date: SEP 29, 2003 Meeting Type: Annual
Record Date: AUG 4, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director August A. Busch IV For For Management
1.2 Elect Director John A. Edwardson For For Management
1.3 Elect Director George J. Mitchell For For Management
1.4 Elect Director Joshua I. Smith For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Declassify the Board of Directors Against Against Shareholder
- --------------------------------------------------------------------------------
FOUR SEASONS HOTELS INC.
Ticker: FSH. Security ID: 35100E104
Meeting Date: MAY 12, 2004 Meeting Type: Annual/Special
Record Date: APR 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect N. Beaubien and J. Prichard as For For Management
Directors
2 Elect B. Belzberg, H. Garland, C. Henry, For For Management
H. Munroe-Blum, R. Osborne, L. Schipper,
I. Sharp, A. Sharp, B. Swirsky, S. Tamaki
and S. Turner as Directors
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Stock Option Plan For For Management
5 Eliminate Multiple Voting Shares Against Against Shareholder
- --------------------------------------------------------------------------------
GENENTECH, INC.
Ticker: DNA Security ID: 368710406
Meeting Date: APR 16, 2004 Meeting Type: Written Consent
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles/Bylaws/Charter-Non-Routine For For Management
2.1 Elect Director Herbert W. Boyer For For Management
2.2 Elect Director Arthur D. Levinson For For Management
2.3 Elect Director Mark Richmond For For Management
2.4 Elect Director Charles A. Sanders For For Management
2.5 Elect Director William M. Burns For For Management
2.6 Elect Director Erich Hunziker For For Management
2.7 Elect Director Jonathan K.C. Knowles For For Management
3 Elect Director M. Burns For For Management
4 Elect Director Erich Hunziker For For Management
5 Elect Director Jonathan K.C. Knowles For For Management
6 Increase Authorized Common Stock For For Management
7 Approve Omnibus Stock Plan For For Management
8 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GENERAL ELECTRIC CO.
Ticker: GE Security ID: 369604103
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James I. Cash, Jr. For For Management
1.2 Elect Director Dennis D. Dammerman For For Management
1.3 Elect Director Ann M. Fudge For For Management
1.4 Elect Director Claudio X. Gonzalez For For Management
1.5 Elect Director Jeffrey R. Immelt For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Alan G. Lafley For For Management
1.8 Elect Director Kenneth G. Langone For For Management
1.9 Elect Director Ralph S. Larsen For For Management
1.10 Elect Director Rochelle B. Lazarus For For Management
1.11 Elect Director Sam Nunn For For Management
1.12 Elect Director Roger S. Penske For For Management
1.13 Elect Director Robert J. Swieringa For For Management
1.14 Elect Director Douglas A. Warner III For For Management
1.15 Elect Director Robert C. Wright For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Provide for Cumulative Voting Against Against Shareholder
5 Eliminate Animal Testing Against Against Shareholder
6 Report on Nuclear Fuel Storage Risks Against Against Shareholder
7 Report on PCB Clean-up Against Against Shareholder
8 Report on Foreign Outsourcing Against Against Shareholder
9 Prepare Sustainability Report Against Against Shareholder
10 Limit Composition of Management Against Against Shareholder
Development and Compensation Committee to
Independent Directors
11 Report on Pay Disparity Against Against Shareholder
12 Limit Awards to Executives Against Against Shareholder
13 Limit Board Service for Other Companies Against Against Shareholder
14 Separate Chairman and CEO Positions Against Against Shareholder
15 Hire Advisor/Maximize Shareholder Value Against Against Shareholder
16 Adopt a Retention Ratio for Executives Against Against Shareholder
and Directors
17 Require 70% to 80% Independent Board Against Against Shareholder
18 Report on Political Against Against Shareholder
Contributions/Activities
- --------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL, INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 26, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Howard For For Management
1.2 Elect Director Bruce Karatz For For Management
1.3 Elect Director Russell E. Palmer For For Management
1.4 Elect Director Ivan G. Seidenberg For For Management
1.5 Elect Director Eric K. Shinseki For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against Against Shareholder
4 Amend Vote Requirements to Amend Against Against Shareholder
Articles/Bylaws/Charter
5 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
6 Report on Pay Disparity Against Against Shareholder
7 Provide for Cumulative Voting Against Against Shareholder
- --------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2.1 Elect Director Hans W. Becherer For For Management
2.2 Elect Director Frank A. Bennack, Jr. For For Management
2.3 Elect Director John H. Biggs For For Management
2.4 Elect Director Lawrence A. Bossidy For For Management
2.5 Elect Director Ellen V. Futter For For Management
2.6 Elect Director William H. Gray, III For For Management
2.7 Elect Director William B. Harrison, Jr For For Management
2.8 Elect Director Helene L. Kaplan For For Management
2.9 Elect Director Lee R. Raymond For For Management
2.10 Elect Director John R. Stafford For For Management
3 Ratify Auditors For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Adjourn Meeting For For Management
6 Establish Term Limits for Directors Against Against Shareholder
7 Charitable Contributions Against Against Shareholder
8 Political Contributions Against Against Shareholder
9 Separate Chairman and CEO Positions Against Against Shareholder
10 Provide Adequate Disclosure for over the Against Against Shareholder
counter Derivatives
11 Auditor Independence Against Against Shareholder
12 Submit Non-Employee Director Compensation Against Against Shareholder
to Vote
13 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
LENNAR CORP.
Ticker: LEN Security ID: 526057104
Meeting Date: MAR 30, 2004 Meeting Type: Annual
Record Date: FEB 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irving Bolotin For For Management
1.2 Elect Director R. Kirk Landon For For Management
1.3 Elect Director Donna E. Shalala For For Management
2 Other Business For For Management
- --------------------------------------------------------------------------------
LOCKHEED MARTIN CORP.
Ticker: LMT Security ID: 539830109
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E.C. 'Pete' Aldridge, Jr. For Did Not Management
Vote
1.2 Elect Director Nolan D. Archibald For Did Not Management
Vote
1.3 Elect Director Norman R. Augustine For Did Not Management
Vote
1.4 Elect Director Marcus C. Bennett For Did Not Management
Vote
1.5 Elect Director Vance D. Coffman For Did Not Management
Vote
1.6 Elect Director Gwendolyn S. King For Did Not Management
Vote
1.7 Elect Director Douglas H. McCorkindale For Did Not Management
Vote
1.8 Elect Director Eugene F. Murphy For Did Not Management
Vote
1.9 Elect Director Joseph W. Ralston For Did Not Management
Vote
1.10 Elect Director Frank Savage For Did Not Management
Vote
1.11 Elect Director Anne Stevens For Did Not Management
Vote
1.12 Elect Director Robert J. Stevens For Did Not Management
Vote
1.13 Elect Director James R. Ukropina For Did Not Management
Vote
1.14 Elect Director Douglas C. Yearley For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
3 Report on Executive Ties to Government Against Did Not Shareholder
Vote
4 Submit Shareholder Rights Plan (Poison Against Did Not Shareholder
Pill) to Shareholder Vote Vote
5 Prohibit Auditor from Providing Non-Audit Against Did Not Shareholder
Services Vote
6 Develop Ethical Criteria for Military Against Did Not Shareholder
Contracts Vote
- --------------------------------------------------------------------------------
LOWE
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date: APR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard L. Berry For For Management
1.2 Elect Director Paul Fulton For For Management
1.3 Elect Director Dawn E. Hudson For For Management
1.4 Elect Director Marshall O. Larsen For For Management
1.5 Elect Director Robert A. Niblock For For Management
1.6 Elect Director Stephen F. Page For For Management
1.7 Elect Director O. Temple Sloan, Jr. For For Management
1.8 Elect Director Robert L. Tillman For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
M.D.C. HOLDINGS, INC.
Ticker: MDC Security ID: 552676108
Meeting Date: APR 26, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert T. Buchwald For For Management
1.2 Elect Director Larry A. Mizel For For Management
2 Prepare Sustainability Report Against Against Shareholder
- --------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC.
Ticker: MER Security ID: 590188108
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date: FEB 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Newbigging For For Management
1.2 Elect Director Joseph W. Prueher For For Management
2 Ratify Auditors For For Management
3 Restore or Provide for Cumulative Voting Against Against Shareholder
4 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
MOTOROLA, INC.
Ticker: MOT Security ID: 620076109
Meeting Date: MAY 3, 2004 Meeting Type: Annual
Record Date: MAR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward Zander For For Management
1.2 Elect Director H. Laurence Fuller For For Management
1.3 Elect Director Judy Lewent For For Management
1.4 Elect Director Walter Massey For For Management
1.5 Elect Director Nicholas Negroponte For For Management
1.6 Elect Director Indra Nooyi For For Management
1.7 Elect Director John Pepper, Jr. For For Management
1.8 Elect Director Samuel Scott III For For Management
1.9 Elect Director Douglas Warner III For For Management
1.10 Elect Director John White For For Management
1.11 Elect Director Mike Zafirovski For For Management
2 Limit Executive Compensation Against Against Shareholder
3 Limit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
NEXTEL COMMUNICATIONS, INC.
Ticker: NXTL Security ID: 65332V103
Meeting Date: MAY 27, 2004 Meeting Type: Annual
Record Date: APR 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith J. Bane For For Management
1.2 Elect Director V. Janet Hill For For Management
2 Ratify Auditors For For Management
3 Amend Employee Stock Purchase Plan For For Management
- --------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 5, 2004 Meeting Type: Annual
Record Date: MAR 12, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Akers For Did Not Management
Vote
1.2 Elect Director Robert E. Allen For Did Not Management
Vote
1.3 Elect Director Ray L. Hunt For Did Not Management
Vote
1.4 Elect Director Arthur C. Martinez For Did Not Management
Vote
1.5 Elect Director Indra K. Nooyi For Did Not Management
Vote
1.6 Elect Director Franklin D. Raines For Did Not Management
Vote
1.7 Elect Director Steven S. Reinemund For Did Not Management
Vote
1.8 Elect Director Sharon Percy Rockefeller For Did Not Management
Vote
1.9 Elect Director James J. Schiro For Did Not Management
Vote
1.10 Elect Director Franklin A. Thomas For Did Not Management
Vote
1.11 Elect Director Cynthia M. Trudell For Did Not Management
Vote
1.12 Elect Director Solomon D. Trujillo For Did Not Management
Vote
1.13 Elect Director Daniel Vasella For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
3 Approve Executive Incentive Bonus Plan For Did Not Management
Vote
4 Report on Political Against Did Not Shareholder
Contributions/Activities Vote
5 Report on Operational Impact of HIV/AIDS, Against Did Not Shareholder
TB, and Malaria Pandemic Vote
- --------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date: FEB 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael S. Brown For Did Not Management
Vote
1.2 Elect Director M. Anthony Burns For Did Not Management
Vote
1.3 Elect Director Robert N. Burt For Did Not Management
Vote
1.4 Elect Director W. Don Cornwell For Did Not Management
Vote
1.5 Elect Director William H. Gray III For Did Not Management
Vote
1.6 Elect Director Constance J. Horner For Did Not Management
Vote
1.7 Elect Director William R. Howell For Did Not Management
Vote
1.8 Elect Director Stanley O. Ikenberry For Did Not Management
Vote
1.9 Elect Director George A. Lorch For Did Not Management
Vote
1.10 Elect Director Henry A. Mckinnell For Did Not Management
Vote
1.11 Elect Director Dana G. Mead For Did Not Management
Vote
1.12 Elect Director Franklin D. Raines For Did Not Management
Vote
1.13 Elect Director Ruth J. Simmons For Did Not Management
Vote
1.14 Elect Director William C. Steere, Jr. For Did Not Management
Vote
1.15 Elect Director Jean-Paul Valles For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
3 Approve Omnibus Stock Plan For Did Not Management
Vote
4 Report on Operational Impact of HIV/AIDS, Against Did Not Shareholder
TB, and Malaria Pandemic Vote
5 Cease Political Contributions/Activities Against Did Not Shareholder
Vote
6 Report on Political Against Did Not Shareholder
Contributions/Activities Vote
7 Establish Term Limits for Directors Against Did Not Shareholder
Vote
8 Report on Drug Pricing Against Did Not Shareholder
Vote
9 Limit Awards to Executives Against Did Not Shareholder
Vote
10 Amend Animal Testing Policy Against Did Not Shareholder
Vote
- --------------------------------------------------------------------------------
PROCTER & GAMBLE COMPANY, THE
Ticker: PG Security ID: 742718109
Meeting Date: OCT 14, 2003 Meeting Type: Annual
Record Date: AUG 1, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman R. Augustine For For Management
1.2 Elect Director A.G. Lafley For For Management
1.3 Elect Director Johnathan A. Rodgers For For Management
1.4 Elect Director John F. Smith, Jr. For For Management
1.5 Elect Director Margaret C. Whitman For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Declassify the Board of Directors Against Against Shareholder
5 Label Genetically Engineered Foods Against Against Shareholder
- --------------------------------------------------------------------------------
QUALCOMM INC.
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 2, 2004 Meeting Type: Annual
Record Date: JAN 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adelia A. Coffman For For Management
1.2 Elect Director Raymond V. Dittamore For For Management
1.3 Elect Director Irwin Mark Jacobs For For Management
1.4 Elect Director Richard Sulpizio For For Management
2 Amend Stock Option Plan For For Management
3 Ratify Auditors For For Management
4 Declassify the Board of Directors Against Against Shareholder
- --------------------------------------------------------------------------------
QUEST DIAGNOSTICS, INCORPORATED
Ticker: DGX Security ID: 74834L100
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William R. Grant For For Management
1.2 Elect Director Surya N. Mohapatra For For Management
1.3 Elect Director John C. Baldwin For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SLM CORP.
Ticker: SLM Security ID: 78442P106
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles L. Daley For For Management
1.2 Elect Director William M. Diefenderfer, For For Management
III
1.3 Elect Director Thomas J. Fitzpatrick For For Management
1.4 Elect Director Edward A. Fox For For Management
1.5 Elect Director Diane Suitt Gilleland For For Management
1.6 Elect Director Earl A. Goode For For Management
1.7 Elect Director Ann Torre Grant For For Management
1.8 Elect Director Ronald F. Hunt For For Management
1.9 Elect Director Benjamin J. Lambert, III For For Management
1.10 Elect Director Albert L. Lord For For Management
1.11 Elect Director Barry A. Munitz For For Management
1.12 Elect Director A. Alexander Porter, Jr. For For Management
1.13 Elect Director Wolfgang Schoellkopf For For Management
1.14 Elect Director Steven L. Shapiro For For Management
1.15 Elect Director Barry L. Williams For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC.
Ticker: STJ Security ID: 790849103
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Rocca For For Management
1.2 Elect Director David A. Thompson For For Management
1.3 Elect Director Stefan K. Widensohler For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Increase Authorized Common Stock For For Management
5 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
TIFFANY & CO.
Ticker: TIF Security ID: 886547108
Meeting Date: MAY 20, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Kowalski For For Management
1.2 Elect Director Rose Marie Bravo For For Management
1.3 Elect Director William R. Chaney For For Management
1.4 Elect Director Samuel L. Hayes III For For Management
1.5 Elect Director Abby F. Kohnstamm For For Management
1.6 Elect Director Charles K. Marquis For For Management
1.7 Elect Director J. Thomas Presby For For Management
1.8 Elect Director James E. Quinn For For Management
1.9 Elect Director William A. Shutzer For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: 902124106
Meeting Date: MAR 25, 2004 Meeting Type: Annual
Record Date: MAR 25, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis C. Blair For Did Not Management
Vote
1.2 Elect Director Edward D. Breen For Did Not Management
Vote
1.3 Elect Director George W. Buckley For Did Not Management
Vote
1.4 Elect Director Brian Duperreault For Did Not Management
Vote
1.5 Elect Director Bruce S. Gordon For Did Not Management
Vote
1.6 Elect Director John A. Krol For Did Not Management
Vote
1.7 Elect Director Mackey J. Mcdonald For Did Not Management
Vote
1.8 Elect Director H. Carl Mccall For Did Not Management
Vote
1.9 Elect Director Brendan R. O'Neill For Did Not Management
Vote
1.10 Elect Director Sandra S. Wijnberg For Did Not Management
Vote
1.11 Elect Director Jerome B. York For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
3 ADOPTION OF THE AMENDED AND RESTATED For Did Not Management
BYE-LAWS. Vote
4 APPROVAL OF TYCO 2004 STOCK AND INCENTIVE For Did Not Management
PLAN. Vote
5 SHAREHOLDER PROPOSAL REGARDING For Did Not Shareholder
ENVIRONMENTAL REPORTING. Vote
6 SHAREHOLDER PROPOSAL TO CHANGE TYCO S Against Did Not Shareholder
JURISDICTION OF INCORPORATION FROM Vote
BERMUDA TO A U.S. STATE.
7 SHAREHOLDER PROPOSAL ON COMMON SENSE Against Did Not Shareholder
EXECUTIVE COMPENSATION. Vote
- --------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Ballard, Jr. For For Management
1.2 Elect Director Richard T. Burke For For Management
1.3 Elect Director Stephen J. Hemsley For For Management
1.4 Elect Director Donna E. Shalala For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against Against Shareholder
4 Limit Awards to Executives Against Against Shareholder
- --------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 4, 2004 Meeting Type: Annual
Record Date: APR 5, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Breyer For For Management
1.2 Elect Director M. Michele Burns For For Management
1.3 Elect Director Thomas M. Coughlin For For Management
1.4 Elect Director David D. Glass For For Management
1.5 Elect Director Roland A. Hernandez For For Management
1.6 Elect Director Dawn G. Lepore For For Management
1.7 Elect Director John D. Opie For For Management
1.8 Elect Director J. Paul Reason For For Management
1.9 Elect Director H. Lee Scott, Jr. For For Management
1.10 Elect Director Jack C. Shewmaker For For Management
1.11 Elect Director Jose H. Villarreal For For Management
1.12 Elect Director John T. Walton For For Management
1.13 Elect Director S. Robson Walton For For Management
1.14 Elect Director Christopher J. Williams For For Management
2 Approve Stock Option Plan For For Management
3 Approve Stock Option Plan For For Management
4 Amend Employee Stock Purchase Plan For For Management
5 Ratify Auditors For For Management
6 Separate Chairman and CEO Positions Against Against Shareholder
7 Prepare Sustainability Report Against Against Shareholder
8 Report on Stock Option Distribution by Against Against Shareholder
Race and Gender
9 Report on Genetically Modified Organisms Against Against Shareholder
(GMO)
10 Prepare Diversity Report Against Against Shareholder
11 Submit Executive Compensation to Vote Against Against Shareholder
- --------------------------------------------------------------------------------
WALT DISNEY COMPANY, THE
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 3, 2004 Meeting Type: Annual
Record Date: JAN 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Bryson For For Management
1.2 Elect Director John S. Chen For For Management
1.3 Elect Director Michael D. Eisner For Withhold Management
1.4 Elect Director Judith L. Estrin For For Management
1.5 Elect Director Robert A. Iger For Withhold Management
1.6 Elect Director Aylwin B. Lewis For For Management
1.7 Elect Director Monica C. Lozano For For Management
1.8 Elect Director Robert W. Matschullat For For Management
1.9 Elect Director George J. Mitchell For For Management
1.10 Elect Director Leo J. O'Donovan, S.J. For For Management
1.11 Elect Director Gary L. Wilson For For Management
2 Ratify Auditors For For Management
3 China Principles Against Against Shareholder
4 Report on Supplier Labor Standards in Against Against Shareholder
China
5 Report on Amusement Park Safety Against Against Shareholder
- --------------------------------------------------------------------------------
WYNN RESORTS LTD
Ticker: WYNN Security ID: 983134107
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen A. Wynn For For Management
1.2 Elect Director Alvin V. Shoemaker For For Management
1.3 Elect Director D. Boone Wayson For For Management
1.4 Elect Director Stanley R. Zax For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ZIMMER HOLDINGS INC
Ticker: ZMH Security ID: 98956P102
Meeting Date: JUL 22, 2003 Meeting Type: Special
Record Date: JUN 16, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with an For For Management
Acquisition
- --------------------------------------------------------------------------------
ZIMMER HOLDINGS INC
Ticker: ZMH Security ID: 98956P102
Meeting Date: MAY 10, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry C. Glasscock For For Management
1.2 Elect Director John L. McGoldrick For For Management
2 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
3 Ratify Auditors Against Against Shareholder
=================== MARSICO INTERNATIONAL OPPORTUNITIES FUND ===================
ASM PACIFIC TECHNOLOGY LTD.
Ticker: Security ID: G0535Q117
Meeting Date: APR 23, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles Re: Voting at General For For Management
Meetings, Nomination of Directors,
Appointment of Multiple Corporate
Representatives by a Clearing House
2 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
3 Approve Repurchase of Up to 10 Percent of For For Management
Issued Capital
4 Authorize Reissuance of Repurchased For For Management
Shares
- --------------------------------------------------------------------------------
ASM PACIFIC TECHNOLOGY LTD.
Ticker: Security ID: G0535Q117
Meeting Date: APR 23, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend of HK$0.84 Per For For Management
Share
3 Elect Director and Authorize Board to For For Management
Fix Their Remuneration
4 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
- --------------------------------------------------------------------------------
AU OPTRONICS CORP
Ticker: Security ID: 002255107
Meeting Date: APR 29, 2004 Meeting Type: Annual
Record Date: MAR 1, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 ACCEPTANCE OF THE 2003 BUSINESS REPORT For For Management
AND FINANCIAL STATEMENTS, AS SET FORTH IN
THE COMPANY S NOTICE OF MEETING.
2 APPROVAL OF THE REVISIONS TO THE ARTICLES For For Management
OF INCORPORATION, AS SET FORTH IN THE
COMPANY S NOTICE OF MEETING.
3.1 Elect Director Kuen-Yao (ky) Lee* For For Management
3.2 Elect Director Hsuan Bin (hb) Chen* For For Management
3.3 Elect Director Hsi-Hua Sheaffer Lee* For For Management
3.4 Elect Director Po-Yen Lu* For For Management
3.5 Elect Director Chin-Bing Peng* For For Management
3.6 Elect Director Stan Huang* For For Management
3.7 Elect Director Vivien Huey-Juan Hsieh* For For Management
3.8 Elect Director Cheng-Chu Fan* For For Management
3.9 Elect Director T.J. Huang* For For Management
3.10 Elect Director Chieh-Chien Chao** For For Management
3.11 Elect Director Ko-Yung (eric) Yu** For For Management
3.12 Elect Director Hsiu Hsing Hu** For For Management
4 APPROVAL OF THE PROPOSAL FOR DISTRIBUTION For For Management
OF 2003 PROFITS, AS SET FORTH IN THE
COMPANY S NOTICE OF MEETING.
5 APPROVAL OF THE CAPITALIZATION OF 2003 For For Management
DIVIDENDS AND EMPLOYEE STOCK BONUS, AS
SET FORTH IN THE COMPANY S NOTICE OF
MEETING.
6 APPROVAL TO HAVE A NEW RIGHTS ISSUE TO For For Management
SPONSOR DR OFFERING, AS SET FORTH IN THE
COMPANY S NOTICE OF MEETING.
7 APPROVAL TO RELEASE THE DIRECTORS FROM For For Management
NON-COMPETITION RESTRICTIONS, AS SET
FORTH IN THE COMPANY S NOTICE OF MEETING.
- --------------------------------------------------------------------------------
BAYERISCHE MOTOREN WERKE AG (BMW)
Ticker: Security ID: D12096109
Meeting Date: MAY 13, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None Did Not Management
Statutory Reports Vote
2 Approve Allocation of Income and For Did Not Management
Dividends of EUR 0.58 per Common Share Vote
and EUR 0.60 per Preference Share
3 Approve Discharge of Management Board For Did Not Management
Vote
4 Approve Discharge of Supervisory Board For Did Not Management
Vote
5 Ratify KPMG Deutsche For Did Not Management
Treuhand-Gesellschaft AG as Auditors Vote
6 Elect Volker Doppelfeld, Franz Haniel, For Did Not Management
Arthur Kelly, Susanne Klatten, Hubert Vote
Markl, Wolfgang Mayrhuber, Joachim
Milberg, Stefan Quandt, Juergen Strube,
and Hans-Dietrich Winkhaus to the
Supervisory Board
- --------------------------------------------------------------------------------
BRITISH SKY BROADCASTING PLC
Ticker: BSY Security ID: G15632105
Meeting Date: NOV 14, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Elect Lord Wilson as Director For For Management
3 Elect James Murdoch as Director For For Management
4 Elect Chase Carey as Director For For Management
5 Reelect David Evans as Director For For Management
6 Reelect Lord St John as Director For For Management
7 Reelect Martin Stewart as Director For For Management
8 Approve Deloitte and Touche LLP as For For Management
Auditors and Authorize Board to Fix Their
Remuneration
9 Approve Remuneration Report For For Management
10 Authorize EU Political Donations up to For For Management
GBP 200,000
11 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Preemptive
Rights up to Aggregate Nominal Amount of
GBP 319,000,000
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate Nominal
Amount of GBP 48,000,000
13 Approve Reduction of GBP 1.120 Billion For For Management
from Share Premium Account
- --------------------------------------------------------------------------------
CATHAY PACIFIC AIRWAYS
Ticker: Security ID: Y11757104
Meeting Date: MAY 12, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Final Dividend For For Management
2a Reelect Robert Atkinson as Director For For Management
2b Reelect Derek Cridland as Director For For Management
2c Reelect Zhang Xianlin as Director For For Management
3 Reappoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
4 Approve Repurchase of Up to 10 Percent of For For Management
Issued Capital
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Reissuance of Repurchased For For Management
Shares
7 Approve Annual Director Fees Not For For Management
Exceeding HK$3 Million
8 Amend Articles Re: Postponement and For For Management
Voting at General Meetings, Manner of
Conducting Board Meetings, Inclusion of
Electronic Communication
- --------------------------------------------------------------------------------
CNOOC LTD
Ticker: Security ID: 126132109
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: APR 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND CONSIDER THE AUDITED For For Management
ACCOUNTS FOR THE YEAR ENDED DECEMBER 31,
2003 TOGETHER WITH THE REPORTS OF THE
DIRECTORS AND THE AUDITORS THEREON.
2 TO DECLARE THE FINAL DIVIDEND FOR THE For For Management
YEAR ENDED DECEMBER 31, 2003 AND SPECIAL
CASH DIVIDEND.
3 TO RE-ELECT MR. SHOUWEI ZHOU AS EXECUTIVE For For Management
DIRECTOR.
4 TO RE-ELECT PROFESSOR KENNETH S. COURTIS For For Management
AS INDEPENDENT NON-EXECUTIVE DIRECTOR.
5 TO RE-ELECT DR. ERWIN SCHURTENBERGER AS For For Management
INDEPENDENT NON-EXECUTIVE DIRECTOR.
6 TO ELECT MR. EVERT HENKES AS INDEPENDENT For For Management
NON-EXECUTIVE DIRECTOR.
7 Ratify Auditors For For Management
8 TO GRANT A GENERAL MANDATE TO THE For For Management
DIRECTORS TO REPURCHASE SHARES IN THE
COMPANY.
9 TO GRANT A GENERAL MANDATE TO THE For For Management
DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
ADDITIONAL SHARES IN THE COMPANY.
10 TO EXTEND THE GENERAL MANDATE GRANTED TO For For Management
THE DIRECTORS TO ISSUE, ALLOT AND DEAL
WITH SHARES BY THE NUMBER OF SHARES
REPURCHASED.
11 TO AMEND THE ARTICLES OF ASSOCIATION OF For For Management
THE COMPANY.
- --------------------------------------------------------------------------------
CNOOC LTD
Ticker: Security ID: 126132109
Meeting Date: JUN 14, 2004 Meeting Type: Annual
Record Date: MAY 18, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND CONSIDER THE AUDITED For For Management
ACCOUNTS FOR THE YEAR ENDED DECEMBER 31,
2003 TOGETHER WITH THE REPORTS OF THE
DIRECTORS AND THE AUDITORS THEREON.
2 TO RE-ELECT MR. SHOUWEI ZHOU AS EXECUTIVE For For Management
DIRECTOR.
3 TO RE-ELECT PROFESSOR KENNETH S. COURTIS For For Management
AS INDEPENDENT NON-EXECUTIVE DIRECTOR.
4 TO RE-ELECT DR. ERWIN SCHURTENBERGER AS For For Management
INDEPENDENT NON-EXECUTIVE DIRECTOR.
5 TO ELECT MR. EVERT HENKES AS INDEPENDENT For For Management
NON-EXECUTIVE DIRECTOR.
6 Ratify Auditors For For Management
7 TO GRANT A GENERAL MANDATE TO THE For For Management
DIRECTORS TO REPURCHASE SHARES IN THE
COMPANY NOT EXCEEDING 10% OF THE
AGGREGATE NOMINAL AMOUNT OF THE EXISTING
ISSUED SHARE CAPITAL.
8 TO GRANT A GENERAL MANDATE TO THE For For Management
DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
ADDITIONAL SHARES IN THE COMPANY NOT
EXCEEDING 20% OF THE EXISTING ISSUED
SHARE CAPITAL.
9 TO EXTEND THE GENERAL MANDATE GRANTED TO For For Management
THE DIRECTORS TO ISSUE, ALLOT AND DEAL
WITH SHARES BY THE NUMBER OF SHARES
REPURCHASED.
10 TO AMEND THE ARTICLES OF ASSOCIATION OF For For Management
THE COMPANY.
- --------------------------------------------------------------------------------
CNOOC LTD
Ticker: Security ID: 126132109
Meeting Date: MAR 16, 2004 Meeting Type: Special
Record Date: FEB 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO SUBDIVIDE EVERY ONE ISSUED AND For For Management
UNISSUED SHARE OF HK$0.10 EACH IN THE
CAPITAL OF THE COMPANY INTO FIVE SHARES
OF HK$0.02 EACH.
- --------------------------------------------------------------------------------
COMPANHIA VALE DO RIO DOCE
Ticker: Security ID: 204412209
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date: MAR 29, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 APPRECIATION OF THE MANAGEMENT S REPORT For Did Not Management
AND ANALYSIS, DISCUSSION AND VOTE ON THE Vote
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2003.
2 PROPOSAL FOR THE DESTINATION OF THE For Did Not Management
PROFITS OF THE SAID FISCAL YEAR. Vote
3 ESTABLISHMENT OF THE TOTAL AND ANNUAL For Did Not Management
REMUNERATION OF THE MEMBERS OF THE Vote
COMPANY S MANAGEMENT.
4 ELECTION OF THE MEMBERS OF THE FISCAL For Did Not Management
COUNCIL AND ESTABLISHMENT OF THEIR Vote
REMUNERATION.
5 PROPOSAL OF CAPITAL INCREASE, THROUGH THE For Did Not Management
CAPITALIZATION OF RESERVES, WITHOUT THE Vote
ISSUANCE OF SHARES, AND THE CONSEQUENT
CHANGE OF THE HEAD SECTION OF ARTICLE 5
OF THE COMPANY S BY-LAWS.
- --------------------------------------------------------------------------------
DAIWA SECURITIES GROUP CO. LTD.
Ticker: Security ID: J11718111
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 0,
Final JY 10, Special JY 0
2 Amend Articles to: Adopt U.S.-Style Board For For Management
Structure - Reduce Maximum Board Size -
Authorize Share Repurchases at Board's
Discretion
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
3.10 Elect Director For For Management
3.11 Elect Director For For Management
3.12 Elect Director For For Management
3.13 Elect Director For For Management
4 Approve Retirement Bonuses for Director For For Management
and Statutory Auditors, and Special
Payments to Continuing Directors in
Connection with Abolition of Retirement
Bonus System
5 Approve Executive Stock Option Plan For For Management
- --------------------------------------------------------------------------------
ERSTE BANK DER OESTER SPARK
Ticker: Security ID: A19494102
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None Did Not Management
Statutory Reports Vote
2 Approve Allocation of Income For Did Not Management
Vote
3.a Approve Discharge of Management Board For Did Not Management
Vote
3.b Approve Discharge of Supervisory Board For Did Not Management
Vote
4 Approve Remuneration of Directors For Did Not Management
Vote
5 Elect Supervisory Board Members For Did Not Management
Vote
6 Ratify Auditors For Did Not Management
Vote
7 Approve Spin-Off Agreement of For Did Not Management
FINAG-Holding AG Vote
8 Approve EUR 43.9 Million Capitalization For Did Not Management
of Reserves Vote
9 Approve 4:1 Stock Split For Did Not Management
Vote
10 Approve Creation of EUR 16.7 Million Pool For Did Not Management
of Conditional Capital with Preemptive Vote
Rights
11 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital for Trading Vote
Purposes
12 Authorize Share Repurchase Program and For Did Not Management
Reissuance of Repurchased Shares Vote
13 Amend Articles For Did Not Management
Vote
- --------------------------------------------------------------------------------
ESPRIT HOLDINGS
Ticker: Security ID: G3122U129
Meeting Date: NOV 26, 2003 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend For For Management
3 Approve Special Dividend For For Management
4 Reelect Directors For For Management
5 Reappoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
6 Approve Repurchase of Up to 10 Percent of For For Management
Issued Capital
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For For Management
Shares
- --------------------------------------------------------------------------------
HSBC HOLDINGS PLC
Ticker: Security ID: G4634U169
Meeting Date: MAY 28, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2a Re-elect Lord Butler as Director For Did Not Management
Vote
2b Re-elect Baroness Lydia Dunn as Director For Did Not Management
Vote
2c Elect Rona Fairhead as Director For Did Not Management
Vote
2d Re-elect William Fung as Director For Did Not Management
Vote
2e Elect Michael Geoghegan as Director For Did Not Management
Vote
2f Re-elect Sharon Hintze as Director For Did Not Management
Vote
2g Re-elect John Kemp-Welch as Director For Did Not Management
Vote
2h Re-elect Sir Mark Moody-Stuart as For Did Not Management
Director Vote
2i Re-elect Helmut Sohmen as Director For Did Not Management
Vote
3 Re-appoint KPMG Audit Plc as Auditors and For Did Not Management
Authorize Board to Fix Remuneration of Vote
Auditors
4 Approve Remuneration Report For Did Not Management
Vote
5 Authorize 1,099,900,000 Ordinary Shares For Did Not Management
for Market Purchase Vote
6 Auth. Issuance of Non-Cumulative Pref. For Did Not Management
Shares with Pre-emptive Rights up to Vote
Aggregate Nominal Amount of GBP 100,000,
USD 100,000 and EUR 100,000; and Auth.
Issuance of Ord. Shares with Pre-emptive
Rights up to Aggregate Nominal Amount of
USD 1,099,900,000
7 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 274,975,000
8 Approve Increase in Remuneration of For Did Not Management
Non-Executive Directors from GBP 35,000 Vote
to GBP 55,000 Per Annum
- --------------------------------------------------------------------------------
JCDECAUX SA
Ticker: Security ID: F5333N100
Meeting Date: MAY 12, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For Did Not Management
Statutory Reports Vote
2 Accept Consolidated Financial Statements For Did Not Management
and Statutory Reports Vote
3 Approve Special Auditors' Report For Did Not Management
Regarding Related-Party Transactions Vote
4 Approve Allocation of Income and Omission For Did Not Management
of Dividends Vote
5 Approve Non-Tax Deductible Expenses For Did Not Management
Vote
6 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
7 Authorize Issuance of Bonds/Debentures For Did Not Management
Vote
8 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities with Preemptive Vote
Rights up to Aggregate Nominal Amount of
EUR 2.35 Million
9 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights up to Aggregate Nominal
Amount of EUR 2.35 Million
10 Authorize Capitalization of Reserves of For Did Not Management
Up to EUR 2.35 Million for Bonus Issue or Vote
Increase in Par Value
11 Approve Capital Increase Reserved for For Did Not Management
Employees Participating in Vote
Savings-Related Share Purchase Plan
12 Approve Reduction in Share Capital via For Did Not Management
Cancellation of Repurchased Shares Vote
13 Amend Articles of Association to Reflect For Did Not Management
2003 Legal Changes to French Commercial Vote
Code Re: Related-Party Transactions,
Shareholding Disclosure Requirement,
Powers of Management Board, Term of
Supervisory Board Members, and Changes to
Capital
14 Authorize Filing of Required For Did Not Management
Documents/Other Formalities Vote
- --------------------------------------------------------------------------------
KEYENCE CORP.
Ticker: Security ID: J32491102
Meeting Date: JUN 17, 2004 Meeting Type: Annual
Record Date: MAR 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 10,
Final JY 10, Special JY 0
2 Amend Articles to: Change Accounting For For Management
Period for Fiscal Year Beginning March
21, 2004 for Tax Purposes
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
4.1 Appoint Internal Statutory Auditor For For Management
4.2 Appoint Internal Statutory Auditor For For Management
4.3 Appoint Alternate Statutory Auditor For For Management
5 Approve Retirement Bonus for Statutory For For Management
Auditor
- --------------------------------------------------------------------------------
MITSUBISHI TOKYO FINANCIAL GROUP INC
Ticker: Security ID: J44497105
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends on Ordinary
Shares: Interim JY 0, Final JY 6000,
Special JY 0
2 Amend Articles to: Authorize Share For For Management
Repurchases at Board's Discretion
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
4 Appoint Internal Statutory Auditor For For Management
5 Approve Retirement Bonuses for Directors For For Management
and Statutory Auditor
- --------------------------------------------------------------------------------
NEWS CORPORATION LTD.
Ticker: NWS Security ID: 652487703
Meeting Date: OCT 15, 2003 Meeting Type: Annual
Record Date: OCT 13, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lachlan Murdoch as Director For For Management
2 Elect Thomas Perkins as Director For For Management
3 Elect Stanley Shuman as Director For For Management
4 Elect Arthur Siskind as Director For For Management
5 Approve Stock Option Plan Grants to For For Management
Executive Directors
6 Approve Remuneration of Directors in the For For Management
Amount of Up to AUD 1.85 Million
- --------------------------------------------------------------------------------
NISSAN MOTOR CO. LTD.
Ticker: NSANY Security ID: J57160129
Meeting Date: JUN 23, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 8,
Final JY 11, Special JY 0
2 Amend Articles to: Authorize Share For For Management
Repurchases at Board's Discretion
3 Approve Executive Stock Option Plan For For Management
4 Authorize Share Repurchase Program For For Management
5.1 Appoint Internal Statutory Auditor For For Management
5.2 Appoint Internal Statutory Auditor For For Management
5.3 Appoint Internal Statutory Auditor For For Management
5.4 Appoint Internal Statutory Auditor For For Management
5.5 Appoint Internal Statutory Auditor For For Management
6 Approve Retirement Bonuses for Statutory For For Management
Auditors
- --------------------------------------------------------------------------------
NTL INCORPORATED
Ticker: NTLI Security ID: 62940M104
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date: MAR 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey D. Benjamin For Did Not Management
Vote
1.2 Elect Director David Elstein For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
3 Amend Omnibus Stock Plan For Did Not Management
Vote
4 Approve Executive Incentive Bonus Plan For Did Not Management
Vote
5 Approve Share Plan Grant For Did Not Management
Vote
- --------------------------------------------------------------------------------
PHILIPS ELECTRONICS NV
Ticker: PHG Security ID: N6817P109
Meeting Date: MAR 25, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None Did Not Management
Vote
2.1 Approve Financial Statements and For Did Not Management
Statutory Reports Vote
2.2 Receive Explanation of Corporate None Did Not Management
Governance Structure Vote
2.3 Receive Explanation of Policy on Reserves None Did Not Management
and Dividends Vote
2.4 Approve Dividends of EUR 0.36 Per Share For Did Not Management
Vote
2.5 Approve Discharge of Management Board For Did Not Management
Vote
2.6 Approve Discharge of Supervisory Board For Did Not Management
Vote
3.1 Reelect Elect K. van Miert to Supervisory For Did Not Management
Board Vote
3.2 Elect E. Kist as New Member of For Did Not Management
Supervisory Board Vote
4.1 Approve Remuneration Policy of Management For Did Not Management
Board Vote
4.2 Amend 2003 Long-Term Incentive Plan For Did Not Management
Regarding Distribution of Shares: Vote
Allocate a Maximum of 2.5 Percent of
Annual Pool of Shares Reserved for LTIP
to Management Board on Annual Basis
5 Grant Board Authority to Issue Shares For Did Not Management
Restricting/Excluding Preemptive Rights Vote
Up to 20 Percent of Issued Capital
6 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
7 Authorize Board to Set Record Date For Did Not Management
Vote
8 Other Business (Non-Voting) None Did Not Management
Vote
9 Close Meeting None Did Not Management
Vote
- --------------------------------------------------------------------------------
REED ELSEVIER PLC(FORMERLY REED INTERNATIONAL PLC)
Ticker: RUK Security ID: G74570105
Meeting Date: APR 28, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1a Accept Financial Statements and Statutory For For Management
Reports
1b Approve Remuneration Report For For Management
2 Approve Final Dividend of 8.7 Pence Per For For Management
Ordinary Share
3a Re-appoint Deloitte and Touche LLP as For For Management
Auditors of the Company
3b Authorize Board to Fix Remuneration of For For Management
the Auditors
4a Re-elect Gerard van de Aast as Director For For Management
4b Re-elect Morris Tabaksblat as Director For For Management
4c Re-elect Rolf Stomberg as Director For For Management
4d Re-elect Lord Sharman Of Redlynch as For For Management
Director
5 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 25,000,000
6 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 7,900,000
7 Authorize 127 Million Shares for Market For For Management
Purchase
- --------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO. LTD.
Ticker: SSNHY Security ID: Y74718100
Meeting Date: FEB 27, 2004 Meeting Type: Annual
Record Date: DEC 31, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Appropriation of Income, with Total
Dividend of KRW 5500 Per Share
2.1 Elect Two Outside Directors For For Management
2.2 Appoint One Member of Audit Committee For For Management
2.3 Elect One Executive Director For For Management
3 Approve Limit on Remuneration of For For Management
Directors
- --------------------------------------------------------------------------------
SAP AG
Ticker: SZXP10 Security ID: D66992104
Meeting Date: MAY 6, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None Did Not Management
Statutory Reports Vote
2 Approve Allocation of Income and For Did Not Management
Dividends of EUR 0.80 per Share Vote
3 Approve Discharge of Management Board For Did Not Management
Vote
4 Approve Discharge of Supervisory Board For Did Not Management
Vote
5 Ratify KPMG Deutsche For Did Not Management
Treuhand-Gesellschaft AG as Auditors Vote
6 Amend Articles to Reflect Changes in For Did Not Management
Capital Vote
7 Authorize Share Repurchase Program and For Did Not Management
Reissuance of Repurchased Shares Vote
8 Authorize Use of Financial Derivatives For Did Not Management
Method when Repurchasing Shares Vote
- --------------------------------------------------------------------------------
SHANGRI-LA-ASIA LTD.
Ticker: Security ID: G8063F106
Meeting Date: JUN 29, 2004 Meeting Type: Special
Record Date: JUN 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Master Agreement For Did Not Management
Vote
- --------------------------------------------------------------------------------
SHANGRI-LA-ASIA LTD.
Ticker: Security ID: G8063F106
Meeting Date: MAY 25, 2004 Meeting Type: Annual
Record Date: MAY 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend of HK$0.08 Per For For Management
Share
3a Reelect Giovanni Angelini as Director For For Management
3b Reelect Lui Man Shing as Director For For Management
3c Reelect Ho Kian Guan as Director For For Management
3d Reelect Roberto V. Ongpin as Director For For Management
3e Reelect Timothy David Dattels as Director For For Management
4 Fix Remuneration of Directors Including For For Management
Fees Payable to Members of the Audit and
Remuneration Committees
5 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix Their
Remuneration
6a Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6b Approve Repurchase of Up to 10 Percent of For For Management
Issued Capital
6c Authorize Reissuance of Repurchased For For Management
Shares
7 Amend Bylaws Re: Voting at General For For Management
Meetings, Nomination of Directors,
Material Interest of Directors in
Contracts Entered into by the Company,
Electronic Communication
- --------------------------------------------------------------------------------
SHARP CORP.
Ticker: SHCAF Security ID: J71434112
Meeting Date: JUN 24, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 8,
Final JY 10, Special JY 0
2 Amend Articles to: Authorize Share For For Management
Repurchases at Board's Discretion
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
3.10 Elect Director For For Management
3.11 Elect Director For For Management
3.12 Elect Director For For Management
3.13 Elect Director For For Management
3.14 Elect Director For For Management
3.15 Elect Director For For Management
3.16 Elect Director For For Management
3.17 Elect Director For For Management
3.18 Elect Director For For Management
3.19 Elect Director For For Management
3.20 Elect Director For For Management
3.21 Elect Director For For Management
3.22 Elect Director For For Management
3.23 Elect Director For For Management
3.24 Elect Director For For Management
3.25 Elect Director For For Management
4.1 Appoint Internal Statutory Auditor For For Management
4.2 Appoint Internal Statutory Auditor For For Management
4.3 Appoint Internal Statutory Auditor For For Management
5 Approve Special Bonus for Family of For For Management
Deceased Director and Approve Retirement
Bonuses for Directors
- --------------------------------------------------------------------------------
SOGECABLE SA
Ticker: Security ID: E8900A114
Meeting Date: MAR 15, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports; Allocation of Income
2 Approve Discharge of Directors For For Management
3 Elect Directors, Including Jaime Terceira For For Management
Lomba
4 Amend Articles Re: Compliance With For For Management
Spanish Law Concerning External Auditors
5 Amend Articles Re: Meeting Attendance, For For Management
Chairmanship and Adoption of Agreements,
Audit Committee and Remote Voting
6 Approve Remuneration of Directors For For Management
7 Authorize Issuance of Convertible Bonds For For Management
and/or Other Debt Instruments without
Preemptive Rights; Authorize Board to
Increase Capital to Service Conversion
8 Authorize Issuance of Convertible Bonds For For Management
and/or Other Debt Instruments with
Preemptive Rights; Authorize Board to
Increase Capital to Service Conversion
9 Authorize Share Repurchase Program For For Management
10 Approve General Meeting Guidelines For For Management
11 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
- --------------------------------------------------------------------------------
SONY CORP.
Ticker: SNE Security ID: J76379106
Meeting Date: JUN 22, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to: Authorize Share For For Management
Repurchases at Board's Discretion
2.1 Elect Director For For Management
2.2 Elect Director For For Management
2.3 Elect Director For For Management
2.4 Elect Director For For Management
2.5 Elect Director For For Management
2.6 Elect Director For For Management
2.7 Elect Director For For Management
2.8 Elect Director For For Management
2.9 Elect Director For For Management
2.10 Elect Director For For Management
2.11 Elect Director For For Management
2.12 Elect Director For For Management
2.13 Elect Director For For Management
2.14 Elect Director For For Management
2.15 Elect Director For For Management
2.16 Elect Director For For Management
3 Approve Executive Stock Option Plan For For Management
4 Approve Stock Option Plan for Directors For For Management
and Executives of Subsidiary Sony
Communication Network
5 Amend Articles to Require Disclosure of Against Against Shareholder
Compensation Levels of Individual
Directors and Executive Officers
- --------------------------------------------------------------------------------
SUN HUNG KAI PROPERTIES LTD.
Ticker: Security ID: Y82594121
Meeting Date: NOV 18, 2003 Meeting Type: Annual
Record Date: NOV 10, 2003
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend For For Management
3 Reelect Directors and Fix Their For For Management
Remuneration
4 Reappoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
5 Approve Repurchase of Up to 10 Percent of For For Management
Issued Capital
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For For Management
Shares
8 Other Business (Voting) For For Management
- --------------------------------------------------------------------------------
SYNGENTA AG
Ticker: Security ID: H84140112
Meeting Date: APR 27, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Discharge of Board and Senior For Did Not Management
Management Vote
3 Approve Allocation of Income and Omission For Did Not Management
of Dividends Vote
4 Approve CHF 191.4 Million Reduction in For Did Not Management
Share Capital via Reduction in Par Value Vote
and Repayment to Shareholders
5 Amend Articles Re: Submission of For Did Not Management
Shareholder Proposals Vote
6 Authorize Repurchase of up to Ten Percent For Did Not Management
of Issued Share Capital Vote
7 Reelect Rupert Gasser, Heinz Imhof, and For Did Not Management
Michael Pragnell as Directors Vote
8 Reelect Ernst and Young AG as Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
SYNTHES-STRATEC INC
Ticker: ICR Security ID: 87162M102
Meeting Date: APR 22, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
2 Accept Consolidated Financial Statements For Did Not Management
and Statutory Reports Vote
3 Present Report on Dividend Approved by For Did Not Management
Board Vote
4 Elect Director Charles Hedgepeth, Amin For Did Not Management
Khoury and Dr. Rolf Vote
5 Ratify Auditors For Did Not Management
Vote
6 Increase Authorized Common Stock For Did Not Management
Vote
7 Change Company Name For Did Not Management
Vote
8 Authorize Issuance of Equity For Did Not Management
Vote
- --------------------------------------------------------------------------------
SYNTHES-STRATEC INC
Ticker: ICR Security ID: 87162M102
Meeting Date: OCT 23, 2003 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Size of Board from For Did Not Management
Nine to 10 Members Vote
2 Approve Issuance of 510,725 Shares For Did Not Management
without Preemptive Rights Vote
- --------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO.
Ticker: TSM.P Security ID: 874039100
Meeting Date: MAY 11, 2004 Meeting Type: Annual
Record Date: MAR 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ACCEPT 2003 BUSINESS REPORT AND For Did Not Management
FINANCIAL STATEMENTS. Vote
2 TO APPROVE THE PROPOSAL FOR DISTRIBUTION For Did Not Management
OF 2003 PROFITS. Vote
3 TO APPROVE THE CAPITALIZATION OF 2003 For Did Not Management
DIVIDENDS AND EMPLOYEE PROFIT SHARING. Vote
- --------------------------------------------------------------------------------
THK CO. LTD.
Ticker: Security ID: J83345108
Meeting Date: JUN 26, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 7.5,
Final JY 7.5, Special JY 0
2 Amend Articles to: Authorize Appointment For For Management
of Alternate Statutory Auditors - Reduce
Directors Term in Office - Authorize
Share Repurchases at Board's Discretion -
Abolish Retirement Bonus System
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
3.10 Elect Director For For Management
3.11 Elect Director For For Management
3.12 Elect Director For For Management
3.13 Elect Director For For Management
3.14 Elect Director For For Management
3.15 Elect Director For For Management
4.1 Appoint Internal Statutory Auditor For For Management
4.2 Appoint Alternate Internal Statutory For For Management
Auditor
5 Approve Retirement Bonuses for Directors For For Management
6 Approve Special Payments to Continuing For For Management
Directors and Statutory Auditors in
Connection with Abolition of Retirement
Bonus System
7 Approve Adjustment to Aggregate For For Management
Compensation Ceilings for Directors and
Statutory Auditors
8 Approve Executive Stock Option Plan For For Management
- --------------------------------------------------------------------------------
TOTAL S.A. (FORMERLY TOTAL FINA ELF S.A )
Ticker: TOT Security ID: F92124100
Meeting Date: APR 28, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For Did Not Management
Statutory Reports Vote
2 Accept Consolidated Financial Statements For Did Not Management
and Statutory Reports Vote
3 Approve Allocation of Income and Net For Did Not Management
Dividends of EUR 4.70 per Share Vote
4 Approve Special Auditors' Report For Did Not Management
Regarding Related-Party Transactions Vote
5 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital and Reissuance of Vote
Repurchased Shares
6 Authorize Issuance of Bonds/Debentures For Did Not Management
Vote
7 Reelect Thierry Desmarest as Director For Did Not Management
Vote
8 Reelect Thierry de Rudder as Director For Did Not Management
Vote
9 Reelect Serge Tchuruk as Director For Did Not Management
Vote
10 Elect Daniel Boeuf as Representative of For Did Not Management
Employee Shareholders to the Board Vote
11 Elect Philippe Marchandise as Against Did Not Management
Representative of Employee Shareholders Vote
to the Board
12 Elect Cyril Mouche as Representative of Against Did Not Management
Employee Shareholders to the Board Vote
13 Elect Alan Cramer as Representative of Against Did Not Management
Employee Shareholders to the Board Vote
14 Ratify Ernst & Young Audit as Auditors For Did Not Management
Vote
15 Ratify KPMG Audit as Auditors For Did Not Management
Vote
16 Ratify Pierre Jouanne as Alternate For Did Not Management
Auditor Vote
17 Ratify Jean-Luc Decornoy as Alternate For Did Not Management
Auditor Vote
18 Approve Remuneration of Directors in the For Did Not Management
Aggregate Amount of EUR 900,000 Vote
19 Approve Stock Option Plan Grants For Did Not Management
Vote
20 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities with Preemptive Vote
Rights up to Aggregate Nominal Amount of
EUR 4 Billion
21 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights up to Aggregate Nominal
Amount of EUR 2 Billion
22 Approve Capital Increase Reserved for For Did Not Management
Employees Participating in Vote
Savings-Related Share Purchase Plan
- --------------------------------------------------------------------------------
TOTAL S.A. (FORMERLY TOTAL FINA ELF S.A )
Ticker: TOT Security ID: F92124100
Meeting Date: MAY 14, 2004 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For Did Not Management
Statutory Reports Vote
2 Accept Consolidated Financial Statements For Did Not Management
and Statutory Reports Vote
3 Approve Allocation of Income and Net For Did Not Management
Dividends of EUR 4.70 per Share Vote
4 Approve Special Auditors' Report For Did Not Management
Regarding Related-Party Transactions Vote
5 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital and Reissuance of Vote
Repurchased Shares
6 Authorize Issuance of Bonds/Debentures For Did Not Management
Vote
7 Reelect Thierry Desmarest as Director For Did Not Management
Vote
8 Reelect Thierry de Rudder as Director For Did Not Management
Vote
9 Reelect Serge Tchuruk as Director For Did Not Management
Vote
10 Elect Daniel Boeuf as Representative of For Did Not Management
Employee Shareholders to the Board Vote
11 Elect Philippe Marchandise as Against Did Not Management
Representative of Employee Shareholders Vote
to the Board
12 Elect Cyril Mouche as Representative of Against Did Not Management
Employee Shareholders to the Board Vote
13 Elect Alan Cramer as Representative of Against Did Not Management
Employee Shareholders to the Board Vote
14 Ratify Ernst & Young Audit as Auditors For Did Not Management
Vote
15 Ratify KPMG Audit as Auditors For Did Not Management
Vote
16 Ratify Pierre Jouanne as Alternate For Did Not Management
Auditor Vote
17 Ratify Jean-Luc Decornoy as Alternate For Did Not Management
Auditor Vote
18 Approve Remuneration of Directors in the For Did Not Management
Aggregate Amount of EUR 900,000 Vote
19 Approve Stock Option Plan Grants For Did Not Management
Vote
20 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities with Preemptive Vote
Rights up to Aggregate Nominal Amount of
EUR 4 Billion
21 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights up to Aggregate Nominal
Amount of EUR 2 Billion
22 Approve Capital Increase Reserved for For Did Not Management
Employees Participating in Vote
Savings-Related Share Purchase Plan
- --------------------------------------------------------------------------------
UBS AG
Ticker: Security ID: H8920M855
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Allocation of Income and For Did Not Management
Dividends of CHF 2.60 per Share Vote
3 Approve Discharge of Board and Senior For Did Not Management
Management Vote
4.1 Reelect Peter Davis as Director For Did Not Management
Vote
4.2.1 Elect Stephan Haeringer as Director For Did Not Management
Vote
4.2.2 Elect Helmut Panke as Director For Did Not Management
Vote
4.2.3 Elect Peter Spuhler as Director For Did Not Management
Vote
4.3 Ratify Ernst and Young as Auditors For Did Not Management
Vote
5.1 Approve CHF 47.6 Million Reduction in For Did Not Management
Share Capital via Cancellation of Shares Vote
5.2 Authorize Repurchase of Issued Share For Did Not Management
Capital Vote
- --------------------------------------------------------------------------------
UBS AG
Ticker: Security ID: H8920M855
Meeting Date: APR 15, 2004 Meeting Type: Annual
Record Date: MAR 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 ANNUAL REPORT, GROUP AND PARENT COMPANY For Did Not Management
ACCOUNTS FOR 2003. REPORTS OF THE GROUP Vote
AND STATUTORY AUDITORS
2 APPROPRIATION OF RETAINED EARNINGS. For Did Not Management
DIVIDEND FOR FINANCIAL YEAR 2003 Vote
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF For Did Not Management
DIRECTORS AND THE GROUP EXECUTIVE BOARD Vote
4 RE-ELECTION OF BOARD MEMBER: SIR PETER For Did Not Management
DAVIS Vote
5 ELECTION OF NEW BOARD MEMBER: STEPHAN For Did Not Management
HAERINGER Vote
6 ELECTION OF NEW BOARD MEMBER: HELMUT For Did Not Management
PANKE Vote
7 ELECTION OF NEW BOARD MEMBER: PETER For Did Not Management
SPUHLER Vote
8 RE-ELECTION OF GROUP AND STATUTORY For Did Not Management
AUDITORS ERNST & YOUNG LTD., BASEL Vote
9 CAPITAL REDUCTION: CANCELLATION OF SHARES For Did Not Management
REPURCHASED UNDER THE 2003/2004 SHARE Vote
BUYBACK PROGRAM AND RESPECTIVE AMENDMENT
OF ARTICLE 4 OF THE ARTICLES OF
ASSOCIATION
10 CAPITAL REDUCTION: APPROVAL OF A NEW For Did Not Management
2004/2005 SHARE BUYBACK PROGRAM Vote
11 IN CASE OF AD-HOC SHAREHOLDERS MOTIONS For Did Not Management
DURING THE ANNUAL GENERAL MEETING, I/WE Vote
AUTHORIZE MY/OUR PROXY TO VOTE IN
ACCORDANCE WITH THE BOARD OF DIRECTORS
- --------------------------------------------------------------------------------
UFJ HOLDINGS INC.
Ticker: Security ID: J9400N106
Meeting Date: JUN 25, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Retained Earnings, For Did Not Management
with No Dividends on Ordinary Shares Vote
2 Amend Articles to: Decrease Authorized For Did Not Management
Preferred Share Capital to Reflect Vote
Conversion of Preferred to Ordinary
Shares - Authorize Share Repurchases at
Board's Discretion
3.1 Elect Director For Did Not Management
Vote
3.2 Elect Director For Did Not Management
Vote
3.3 Elect Director For Did Not Management
Vote
3.4 Elect Director For Did Not Management
Vote
3.5 Elect Director For Did Not Management
Vote
3.6 Elect Director For Did Not Management
Vote
3.7 Elect Director For Did Not Management
Vote
- --------------------------------------------------------------------------------
WYNN RESORTS LTD
Ticker: WYNN Security ID: 983134107
Meeting Date: MAY 4, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen A. Wynn For For Management
1.2 Elect Director Alvin V. Shoemaker For For Management
1.3 Elect Director D. Boone Wayson For For Management
1.4 Elect Director Stanley R. Zax For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
YAMADA DENKI CO.
Ticker: Security ID: J95534103
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 0,
Final JY 11, Special JY 1
2 Amend Articles to: Authorize Share For For Management
Repurchases at Board's Discretion
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
3.10 Elect Director For For Management
3.11 Elect Director For For Management
3.12 Elect Director For For Management
3.13 Elect Director For For Management
4.1 Appoint Internal Statutory Auditor For For Management
4.2 Appoint Internal Statutory Auditor For For Management
5 Approve Retirement Bonuses for Directors For For Management
6 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Statutory
Auditors
- --------------------------------------------------------------------------------
YAMAHA CORP.
Ticker: Security ID: J95732103
Meeting Date: JUN 25, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 5,
Final JY 10, Special JY 0
2 Amend Articles to: Authorize Share For For Management
Repurchases at Board's Discretion
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
4 Appoint Internal Statutory Auditor For For Management
5 Approve Retirement Bonus for Director For For Management
- --------------------------------------------------------------------------------
YAMATO TRANSPORT CO. LTD.
Ticker: Security ID: J96612114
Meeting Date: JUN 29, 2004 Meeting Type: Annual
Record Date: MAR 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 8,
Final JY 10, Special JY 0
2 Amend Articles to: Reduce Board Size - For For Management
Streamline Board Structure - Authorize
Share Repurchases at Board's Discretion
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
4.1 Appoint Internal Statutory Auditor For For Management
4.2 Appoint Internal Statutory Auditor For For Management
4.3 Appoint Internal Statutory Auditor For For Management
5 Approve Retirement Bonuses for Directors For For Management
and Statutory Auditors and Payments to
Continuing Directors and Auditors in
Connection with Abolition of Retirement
Bonus System
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the
Investment Company Act of 1940, the registrant has duly caused this report to be
signed on its behalf by the undersigned, thereunto duly authorized.
The Marsico Investment Fund
- ---------------------------
/s/ Thomas F. Marsico
- ---------------------------
Thomas F. Marsico
Principal Executive Officer
August 30, 2004