UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number 811-04010
---------
PIA Mutual Fund
1299 Ocean Avenue, Suite 210
Santa Monica, CA 90401
(Address of principal executive offices)
PIA Mutual Fund
Attn: Lloyd McAdams
1299 Ocean Avenue, Suite 210
Santa Monica, CA 90401
(Name and address of agent for service)
Registrant's telephone number, including area code: (310) 393-1424
--------------
Date of fiscal year end: November 30
-----------
Date of reporting period: July 1, 2003 through June 30, 2004
----------------------------------
ITEM 1. PROXY VOTING RECORD
- ---------------------------------------------------------------------------------------------------------------------------
Issuer Name Issuer CUSIP Shareholder Identification of Proposed Did How did Vote cast
exchange number meeting matter voted on by Company Fund Fund vote? for or
ticker symbol date or vote? against
security management?
holder
- ---------------------------------------------------------------------------------------------------------------------------
Anglogold AU 035128206 04/29/04 Financial Company Yes FOR N/A
Statements
Re-election
directors
Place un-issued
shares. un auth of
directors
Auth. Re-issue
shares for cash
Increase dir.
Renumeration
Auth to acquire
company's own
shares
- ---------------------------------------------------------------------------------------------------------------------------
Anglogold AU 035128206 6/29/04 Auth to issue. Company No N/A N/A
Ashanti Shares. for conv.
Of US $1bil. 2.37%
guar. Conv bonds
Auth. To issue
Shares
Auth to issue
shares. For cash
- ---------------------------------------------------------------------------------------------------------------------------
Apollo Gold AGT 03761E102 5/11/04 Elect. Of directors Company No N/A N/A
Corp. Appt. of Auditors
Conf. amend. Of
By-law #1 of Corp.
- ---------------------------------------------------------------------------------------------------------------------------
Aurizon Mines ARZ 05155P106 6/15/04 Fix # of Directors Company No N/A N/A
Ltd. Elect directors
Appoint
Pricewaterhouse
as Auditors
Approve
continuation of
shareholder rights
Ratify and appr.
Issuance of shares.
Approve stock
option plan
- ---------------------------------------------------------------------------------------------------------------------------
Bema Gold BGO 08135F107 6/23/04 Elec. Directors Company No N/A N/A
Appoint.
Pricewaterhouse as
auditors
Amend. Stock
option plan
- ---------------------------------------------------------------------------------------------------------------------------
Bolivar Gold BLVRF 097614101 6/22/04 Elect. Directors Company No N/A N/A
Appt. KPMG as
auditors
Approval PP up to
100% of pf corp.
outstanding capital
Res. to amend
corp articles.
- ---------------------------------------------------------------------------------------------------------------------------
Canyon Res. CAU 138869300 6/10/04 Elect. Directors Company No N/A N/A
Appr. Incentive
stock option plan
Ratify appt.
Pricewaterhouse
auditors
- ---------------------------------------------------------------------------------------------------------------------------
Champion CHASF 15864D203 4/14/04 Approve merger of Company Yes For N/A
Resources company and Red
Back Mining Co.
Appr. Moving
jurisdiction to
Canada Appr.
Consolidation of
issued capital of
company on a one
for three basis
and increase auth.
Capital Appr.
Name change to
Red Back Mining
Increase max
number of shares
t- 4,906,725
- ---------------------------------------------------------------------------------------------------------------------------
Claude Res. CLADF 182873109 5/12/04 Elect. Directors Company No N/A N/A
Appt. KPMG auditors
- ---------------------------------------------------------------------------------------------------------------------------
Crowflight CMLGF 228024105 5/17/04 Elect. Directors Company No N/A N/A
Minerals Appt. McGovern,
Hurley, Cunningham
auditors
Establishment of
10% rolling stock
option plan
- ---------------------------------------------------------------------------------------------------------------------------
Crystallex KRY 22942F101 6/01/04 Elect directors Company No N/A N/A
Appoint Deloitte &
Touche as auditors
Amend share option
incentive plan
- ---------------------------------------------------------------------------------------------------------------------------
Eldorado Gold ELD-CN 284902103 5/13/04 Elect directors Company No N/A N/A
Auth directors to
fix renumeration
of auditors
Appt.
Pricewaterhouse as
auditors
Approve increase
of max. common
shares
- ---------------------------------------------------------------------------------------------------------------------------
Erdene Gold ERD 29480Q100 6/24/04 Elect directors Company No N/A N/A
Appoint KPMG as
auditors
- ---------------------------------------------------------------------------------------------------------------------------
Freeport FCX 35671D857 5/06/04 Elect directors Company Yes For dir., N/A
McMoran Appt. of Ernst & aud., dir.
Copper & Gold Young as auditors Compen.
Approv. Proposed Against
dir. compensation financial
plan Indonesian
Approv. Financial
supp. Indonesian
gov. security
personnel
- ---------------------------------------------------------------------------------------------------------------------------
Golden Cycle GCC 380894105 6/9/04 Elec. Directors Company Yes For N/A
Gold Corp. Approval to
increase
Com. Sh. To 100 mil.
Ratify appt. of
Ehrnhardt, Keefe,
Stoner & Hottman
as auditor.
- ---------------------------------------------------------------------------------------------------------------------------
Golden Star GSS 38119T104 5/20/04 Elect directors Company No N/A N/A
Res. Confirm
shareholder
protection rights
plan
Approve amendment
Appoint
Pricewaterhouse as
auditor
- ---------------------------------------------------------------------------------------------------------------------------
Glamis Gold GLG 376775102 5/06/04 Elect directors Company Yes For N/A
Res. setting size
of Board to 6
Appoint KPMG as
auditor
Increase # of
common shares by
3,500,000
Resolution
- ---------------------------------------------------------------------------------------------------------------------------
Gold Ore Ltd. GREXF 380981100 6/24/04 Elect directors Company No N/A N/A
Appoint Manning,
Elliot Chartered
acct. as auditor
Approve stock
option plan
- ---------------------------------------------------------------------------------------------------------------------------
Hecla HL 422704106 3/1/04 Elect directors Company Yes For N/A
Approv. Stock
incentive plan to
increase shares of
common stock from
6 mil. To 11 mil
shares
- ---------------------------------------------------------------------------------------------------------------------------
IAM Gold IAG 450913108 6/8/04 A. app. Reso. Company Yes A. against Abstain
For the B. against
issue of IAM C. against
common D. abstain
shares in E. abstain
connection
with
combination
with Wheaton
River
B. If reso.
Passed ,
then amend
articles to
increase
number of
directors
C. Reso.
Approv.
Increase in
number of
com. Shares
may be
issued
pursuant to
share
incentive
plan
D. Reso.
Confirming
repeal of
existing
by-law of
IAM Gold
E. Elect of
directors
- ---------------------------------------------------------------------------------------------------------------------------
Manhattan MMALF 56310P101 6/29/04 Elect directors Company No N/A N/A
Minerals Appoint
Pricewaterhouse as
auditor
Auth. Private
placement and
issuance of up to
28,859,020 shares
- ---------------------------------------------------------------------------------------------------------------------------
Meridian MDG 589975101 5/11/04 Financials Company No N/A N/A
Gold, Inc. Elect directors
Reappoint KPMG as
auditor
Res. to confirm
certain amendments
to by-laws
- ---------------------------------------------------------------------------------------------------------------------------
Metallic MTLVF 591253109 5/27/04 Elect dir Company No N/A N/A
Ventures Appoint
Pricewaterhouse as
auditor
Amend Articles of
Amalgamation Auth
increase of shares
Auth amendment of
By-laws Auth
increase of shares
- ---------------------------------------------------------------------------------------------------------------------------
Metellica METLF 591253109 6/10/04 Elect directors Company No N/A N/A
Resources Appoint
Pricewaterhouse as
auditor
- ---------------------------------------------------------------------------------------------------------------------------
Navigator NVR.CN 638932103 3/17/04 Resolutions Company Yes For N/A
Exploration
Corp.
- ---------------------------------------------------------------------------------------------------------------------------
Nevsun NEVNF 64156L101 5/6/04 Elect directors Company Yes For N/A
Resources Ltd. Appoint KPMG as
auditor
Auth dir. To fix
auditor
remuneration
- ---------------------------------------------------------------------------------------------------------------------------
Newmont NEM 651639106 4/28/04 Elect directors Company Yes For - N/A
Appoint directors
Pricewaterhouse as Auditor
auditor Against
Stockholder stockholder
proposal proposal
- ---------------------------------------------------------------------------------------------------------------------------
Placer Dome PDG 725906101 5/5/04 Elect directors Company Yes For N/A
Appoint Ernst &
Young as auditor
Confirmation of
adoption of
replacement of
shareholders
rights plan
- ---------------------------------------------------------------------------------------------------------------------------
Radius RDEXF 749957106 6/01/04 Approve Company No N/A N/A
Exploration amalgamation of
LTD. Radius and
Pilagold
Approve Radius
stock option plan
- ---------------------------------------------------------------------------------------------------------------------------
Riddarhyttan RHYT.SS 007675666 3/18/04 Resolutions Company Yes For N/A
Resources
- ---------------------------------------------------------------------------------------------------------------------------
Wheaton River WTZ 962902102 6/8/04 Elect directors Company Yes For N/A
special Appoint Deloitte & directors
meeting Touche as auditor and auditor
Approve special Against
reso. arrangement special
special between resolution
IAM Gold &
resolution
Wheaton River
- ---------------------------------------------------------------------------------------------------------------------------
Wolfden WFDNG 977752104 6/16/04 Elect directors Company No N/A N/A
Resources Appoint Ernst &
Young as auditor
Approve amend.
Share option plan
Approve one or
more private
placement
transactions
- ---------------------------------------------------------------------------------------------------------------------------
PIA Equity Fund Voting Record
ISSUER NAME ISSUER CUSIP SHAREHOLDER IDENTIFICATION OF MATTER MANAGEMENT WAS HOW VOTE FOR OR
TICKER MEETING VOTED ON OR VOTE WAS CAST AGAINST
SYMBOL DATE SHAREHOLDER CAST? MANAGEMENT
Zoran Corp. ZRAN 98975F101 08/08/03 Approve Merger Agreement M Y For For
Zoran Corp. ZRAN 98975F101 08/08/03 Elect Director Levy M Y For For
Gerzberg
Zoran Corp. ZRAN 98975F101 08/08/03 Elect Director Uzia Galil M Y For For
Zoran Corp. ZRAN 98975F101 08/08/03 Elect Director M Y For For
James D. Meindl
Zoran Corp. ZRAN 98975F101 08/08/03 Elect Director M Y For For
James B. Owens, Jr.
Zoran Corp. ZRAN 98975F101 08/08/03 Elect Director M Y For For
Arthur B. Stabenow
Zoran Corp. ZRAN 98975F101 08/08/03 Elect Director M Y For For
Philip M. Young
Zoran Corp. ZRAN 98975F101 08/08/03 Increase Authorized M Y Against Against
Common Stock
Zoran Corp. ZRAN 98975F101 08/08/03 Amend Employee Stock M Y For For
Purchase Plan
Zoran Corp. ZRAN 98975F101 08/08/03 Ratify Auditors M Y For For
Adaptec, Inc. ADPT 00651F108 08/21/03 Elect Director M Y For For
Carl J. Conti
Adaptec, Inc. ADPT 00651F108 08/21/03 Elect Director M Y For For
Victoria L. Cotten
Adaptec, Inc. ADPT 00651F108 08/21/03 Elect Director M Y Withhold N/A
Lucie J. Fjeldstad
Adaptec, Inc. ADPT 00651F108 08/21/03 Elect Director M Y For For
Joseph S. Kennedy
Adaptec, Inc. ADPT 00651F108 08/21/03 Elect Director M Y Withhold N/A
Ilene H. Lang
Adaptec, Inc. ADPT 00651F108 08/21/03 Elect Director M Y Withhold N/A
Robert J. Loarie
Adaptec, Inc. ADPT 00651F108 08/21/03 Elect Director M Y For For
Robert N. Stephens
Adaptec, Inc. ADPT 00651F108 08/21/03 Elect Director Dr. M Y For For
Douglas E. Van Houweling
Adaptec, Inc. ADPT 00651F108 08/21/03 Amend Employee Stock M Y For For
Purchase Plan
Adaptec, Inc. ADPT 00651F108 08/21/03 Ratify Auditors M Y Against Against
Accredo Health, Inc. ACDO 00437V104 11/25/03 Elect Director Dick R. M Y For For
Gourley as Class II
Director
Accredo Health, Inc. ACDO 00437V104 11/25/03 Elect Director Thomas G. M Y For For
Rotherham as Class II
Director
Accredo Health, Inc. ACDO 00437V104 11/25/03 Elect Director William M Y For For
Edward Evans as Class
III Director
Accredo Health, Inc. ACDO 00437V104 11/25/03 Ratify Auditors M Y For For
Jo-Ann Stores, Inc. JAS 47758P109 11/04/03 To Reclassify Shares of M Y For For
Common Stock
Jo-Ann Stores, Inc. JAS 47758P109 11/04/03 Increase Percentage of M Y Against Against
Shares Required to Call
Special Meeting
Jo-Ann Stores, Inc. JAS 47758P109 11/04/03 Require Advanced Notice M Y Against Against
of Proposal or Director
Nomination
Jo-Ann Stores, Inc. JAS 47758P109 11/04/03 Adopt or Increase M Y Against Against
Supermajority Vote
Requirement for Amendments
Jo-Ann Stores, Inc. JAS 47758P109 11/04/03 Adopt or Increase M Y Against Against
Supermajority Vote
Requirement for Amendments
Hubbell Incorporated HUB.B 443510201 05/03/04 Elect Director G. M Y Withhold N/A
Jackson Ratcliffe
Hubbell Incorporated HUB.B 443510201 05/03/04 Elect Director E. M Y Withhold N/A
Richard Brooks
Hubbell Incorporated HUB.B 443510201 05/03/04 Elect Director M Y Withhold N/A
George Edwards, Jr.
Hubbell Incorporated HUB.B 443510201 05/03/04 Elect Director M Y Withhold N/A
Joel Hoffman
Hubbell Incorporated HUB.B 443510201 05/03/04 Elect Director M Y Withhold N/A
Andrew McNally IV
Hubbell Incorporated HUB.B 443510201 05/03/04 Elect Director M Y Withhold N/A
Daniel Meyer
Hubbell Incorporated HUB.B 443510201 05/03/04 Elect Director M Y Withhold N/A
Timothy Powers
Hubbell Incorporated HUB.B 443510201 05/03/04 Elect Director M Y For For
Malcolm Wallop
Hubbell Incorporated HUB.B 443510201 05/03/04 Elect Director M Y For For
Daniel Van Riper
Hubbell Incorporated HUB.B 443510201 05/03/04 Elect Director M Y For For
Richard Swift
Hubbell Incorporated HUB.B 443510201 05/03/04 Ratify Auditors M Y Against Against
Overstock.com, Inc. OSTK 690370101 04/27/04 Elect Director M N N/A N/A
Gordon S. Macklin
Overstock.com, Inc. OSTK 690370101 04/27/04 Elect Director M N N/A N/A
John J. Byrne
Overstock.com, Inc. OSTK 690370101 04/27/04 Amend Omnibus Stock Plan M N N/A N/A
Overstock.com, Inc. OSTK 690370101 04/27/04 Ratify Auditors M N N/A N/A
Cedar Fair, L.P. FUN 150185106 06/08/04 Amend Articles to Approve M Y For For
Amendments to the
Partnership Agreement to
Authorize Unitholder
Voting.
Cedar Fair, L.P. FUN 150185106 06/08/04 Amend Articles to Grant M Y Against Against
the Authority to
Implement A Unitholder
Rights Plan.
Cedar Fair, L.P. FUN 150185106 06/08/04 Elect Director M Y Withhold N/A
Richard S. Ferreira
Cedar Fair, L.P. FUN 150185106 06/08/04 Elect Director M Y Withhold N/A
Richard L. Kinzel
Cedar Fair, L.P. FUN 150185106 06/08/04 Elect Director M Y Withhold N/A
Thomas A. Tracy
Cedar Fair, L.P. FUN 150185106 06/08/04 Elect Director M Y Withhold N/A
M.D. Kwiatkowski
Cedar Fair, L.P. FUN 150185106 06/08/04 Elect Director M Y For For
Steven H. Tishman
Cedar Fair, L.P. FUN 150185106 06/08/04 Elect Director M Y Withhold N/A
Darrel D. Anderson
Cedar Fair, L.P. FUN 150185106 06/08/04 Elect Director M Y For For
David L. Paradeau
North American Scientific, Inc. NASI 65715D100 05/03/04 Approve Merger Agreement M Y For For
North American Scientific, Inc. NASI 65715D100 05/03/04 To Permit Issuance of M Y For For
Options in Connection
with Merger
North American Scientific, Inc. NASI 65715D100 05/03/04 Amend Stock Option Plan M Y Against Against
North American Scientific, Inc. NASI 65715D100 05/03/04 Other Business M Y Against Against
American Capital Strategies, Ltd. ACAS 024937104 04/29/04 Elect Director M Y For For
Mary C. Baskin
American Capital Strategies, Ltd. ACAS 024937104 04/29/04 Elect Director M Y For For
Alvin N. Puryear
American Capital Strategies, Ltd. ACAS 024937104 04/29/04 Approve Stock Option Plan M Y Against Against
American Capital Strategies, Ltd. ACAS 024937104 04/29/04 Increase Authorized M Y Against Against
Common Stock
American Capital Strategies, Ltd. ACAS 024937104 04/29/04 Approve Issuance M Y For For
of Warrants
American Capital Strategies, Ltd. ACAS 024937104 04/29/04 Ratify Auditors M Y For For
Dot Hill Systems Corporation HILL 25848T109 05/03/04 Elect Director Chong M Y For For
Sup Park
Dot Hill Systems Corporation HILL 25848T109 05/03/04 Amend Employee Stock M Y Against Against
Purchase Plan
Dot Hill Systems Corporation HILL 25848T109 05/03/04 Ratify Auditors M Y For For
Inveresk Research Group, Inc IRGI 461238107 05/04/04 Elect Director M Y For For
John T. Henderson
Inveresk Research Group, Inc IRGI 461238107 05/04/04 Amend Stock Option Plan M Y Against Against
Inveresk Research Group, Inc IRGI 461238107 05/04/04 Ratify Auditors M Y For For
Education Lending Group, Inc. EDLG 28140A109 05/17/04 Elect Director M Y Withhold N/A
Robert deRose
Education Lending Group, Inc. EDLG 28140A109 05/17/04 Elect Director M Y Withhold N/A
Michael H. Shaut
Education Lending Group, Inc. EDLG 28140A109 05/17/04 Elect Director M Y Withhold N/A
Samuel Belzberg
Education Lending Group, Inc. EDLG 28140A109 05/17/04 Elect Director M Y Withhold N/A
C. David Bushley
Education Lending Group, Inc. EDLG 28140A109 05/17/04 Elect Director M Y Withhold N/A
Richard J. Hughes
Education Lending Group, Inc. EDLG 28140A109 05/17/04 Elect Director M Y Withhold N/A
Leo Kornfeld
Education Lending Group, Inc. EDLG 28140A109 05/17/04 Elect Director M Y For For
Jeffrey E. Stiefler
Education Lending Group, Inc. EDLG 28140A109 05/17/04 Elect Director M Y For For
Robert V. Antonucci
Education Lending Group, Inc. EDLG 28140A109 05/17/04 Amend Omnibus Stock Plan M Y Against Against
Discovery Laboratories, Inc. DSCO 254668106 05/11/04 Elect Director M Y Withhold N/A
Robert J. Capetola, Ph.D
Discovery Laboratories, Inc. DSCO 254668106 05/11/04 Elect Director M Y Withhold N/A
Antonio Esteve, Ph.D.
Discovery Laboratories, Inc. DSCO 254668106 05/11/04 Elect Director M Y Withhold N/A
Max E. Link, Ph.D.
Discovery Laboratories, Inc. DSCO 254668106 05/11/04 Elect Director M Y For For
Herbert H. McDade, Jr.
Discovery Laboratories, Inc. DSCO 254668106 05/11/04 Elect Director M Y For For
Marvin E Rosenthale, Ph.D.
Discovery Laboratories, Inc. DSCO 254668106 05/11/04 RatifyAuditors M Y For For
Discovery Laboratories, Inc. DSCO 254668106 05/11/04 Amend Stock Option Plan M Y Against Against
Discovery Laboratories, Inc. DSCO 254668106 05/11/04 Increase Authorized M Y For For
Common Stock
Pacific Sunwear of PSUN 694873100 05/19/04 Elect Director M Y For For
California, Inc. Sally Frame Kasaks
Pacific Sunwear of PSUN 694873100 05/19/04 Elect Director M Y For For
California, Inc. Peter Starrett
Pacific Sunwear of PSUN 694873100 05/19/04 Elect Director M Y For For
California, Inc. Thomas M. Murnane
Pacific Sunwear of PSUN 694873100 05/19/04 Ratify Auditors M Y Against Against
California, Inc.
Capital Senior Living Corp. CSU 140475104 05/19/04 Elect Director M Y For For
James A. Moore
Capital Senior Living Corp. CSU 140475104 05/19/04 Elect Director M Y For For
Victor W. Nee
Capital Senior Living Corp. CSU 140475104 05/19/04 Ratify Auditors M Y For For
Capital Senior Living Corp. CSU 140475104 05/19/04 Amend Omnibus Stock Plan M Y Against Against
Capital Senior Living Corp. CSU 140475104 05/19/04 Other Business M Y Against Against
Tuesday Morning Corp. TUES 899035505 05/18/04 Elect Director M Y For For
Benjamin D. Chereskin
Tuesday Morning Corp. TUES 899035505 05/18/04 Elect Director M Y Withhold N/A
Kathleen Mason
Tuesday Morning Corp. TUES 899035505 05/18/04 Elect Director M Y For For
W. J. Hunckler, III
Tuesday Morning Corp. TUES 899035505 05/18/04 Elect Director M Y For For
Robin P. Selati
Tuesday Morning Corp. TUES 899035505 05/18/04 Elect Director M Y Withhold N/A
Sally Frame Kasaks
Tuesday Morning Corp. TUES 899035505 05/18/04 Elect Director M Y Withhold N/A
Henry F. Frigon
Tuesday Morning Corp. TUES 899035505 05/18/04 Elect Director M Y Withhold N/A
Giles H. Bateman
Tuesday Morning Corp. TUES 899035505 05/18/04 Approve Omnibus Stock Plan M Y Against Against
The Pep Boys - PBY 713278109 06/02/04 Elect Director M Y Withhold N/A
Manny, Moe & Jack Benjamin Strauss
The Pep Boys - PBY 713278109 06/02/04 Elect Director M Y Withhold N/A
Manny, Moe & Jack Bernard J. Korman
The Pep Boys - PBY 713278109 06/02/04 Elect Director M Y Withhold N/A
Manny, Moe & Jack J. Richard Leaman, Jr.
The Pep Boys - PBY 713278109 06/02/04 Elect Director M Y Withhold N/A
Manny, Moe & Jack Malcolmn D. Pryor
The Pep Boys - PBY 713278109 06/02/04 Elect Director M Y Withhold N/A
Manny, Moe & Jack Peter A. Bassi
The Pep Boys - PBY 713278109 06/02/04 Elect Director M Y Withhold N/A
Manny, Moe & Jack Jane Scaccetti
The Pep Boys - PBY 713278109 06/02/04 Elect Director M Y Withhold N/A
Manny, Moe & Jack John T. Sweetwood
The Pep Boys - PBY 713278109 06/02/04 Elect Director M Y Withhold N/A
Manny, Moe & Jack William Leonard
The Pep Boys - PBY 713278109 06/02/04 Elect Director M Y Withhold N/A
Manny, Moe & Jack Lawrence N. Stevenson
The Pep Boys - PBY 713278109 06/02/04 Elect Director M Y For For
Manny, Moe & Jack M. Shan Atkins
The Pep Boys - PBY 713278109 06/02/04 Ratify Auditors M Y For For
Manny, Moe & Jack
The Pep Boys - PBY 713278109 06/02/04 Amend Executive Incentive M Y Against Against
Manny, Moe & Jack Bonus Plan
The Pep Boys - PBY 713278109 06/02/04 Submit Shareholder S Y For Against
Manny, Moe & Jack Rights Plan (Poison Pill)
to Shareholder Vote
SOURCECORP, Inc. SRCP 836167106 05/26/04 Elect Director M Y Withhold N/A
Thomas C. Walker
SOURCECORP, Inc. SRCP 836167106 05/26/04 Elect Director M Y Withhold N/A
Ed H. Bowman, Jr.
SOURCECORP, Inc. SRCP 836167106 05/26/04 Elect Director M Y Withhold N/A
David Lowenstein
SOURCECORP, Inc. SRCP 836167106 05/26/04 Elect Director M Y Withhold N/A
G. Michael Bellenghi
SOURCECORP, Inc. SRCP 836167106 05/26/04 Elect Director M Y Withhold N/A
Michael J. Bradley
SOURCECORP, Inc. SRCP 836167106 05/26/04 Elect Director M Y Withhold N/A
Donald F. Moorehead, Jr.
SOURCECORP, Inc. SRCP 836167106 05/26/04 Elect Director M Y Withhold N/A
Edward M. Rowell
Central Freight Lines, Inc. CENF 153491105 05/19/04 Elect Director M Y For For
Robert V. Fasso
Central Freight Lines, Inc. CENF 153491105 05/19/04 Elect Director M Y Withhold N/A
John Breslow
Central Freight Lines, Inc. CENF 153491105 05/19/04 Elect Director M Y For For
Jerry Moyes
Central Freight Lines, Inc. CENF 153491105 05/19/04 Elect Director M Y Withhold N/A
Porter J. Hall
Central Freight Lines, Inc. CENF 153491105 05/19/04 Elect Director M Y Withhold N/A
Duane W. Acklie
Central Freight Lines, Inc. CENF 153491105 05/19/04 Elect Director M Y For For
Gordan W. Winburne
Central Freight Lines, Inc. CENF 153491105 05/19/04 Approve Employee M Y Against Against
Stock Purchase Plan
Central Freight Lines, Inc. CENF 153491105 05/19/04 Other Business M Y Against Against
American Power Conversion Corp. APCC 029066107 06/10/04 Fix Number of Directors M Y For For
American Power Conversion Corp. APCC 029066107 06/10/04 Elect Director M Y Withhold N/A
Rodger B. Dowdell, Jr.
American Power Conversion Corp. APCC 029066107 06/10/04 Elect Director M Y Withhold N/A
Emanuel E. Landsman
American Power Conversion Corp. APCC 029066107 06/10/04 Elect Director M Y Withhold N/A
Neil E. Rasmussen
American Power Conversion Corp. APCC 029066107 06/10/04 Elect Director M Y Withhold N/A
Ervin F. Lyon
American Power Conversion Corp. APCC 029066107 06/10/04 Elect Director M Y Withhold N/A
James D. Gerson
American Power Conversion Corp. APCC 029066107 06/10/04 Elect Director M Y For For
John G. Kassakian
American Power Conversion Corp. APCC 029066107 06/10/04 Elect Director M Y For For
John F. Keane, Sr.
American Power Conversion Corp. APCC 029066107 06/10/04 Elect Director M Y For For
Ellen B. Richstone
American Power Conversion Corp. APCC 029066107 06/10/04 Approve Omnibus Stock Plan M Y Against Against
American Power Conversion Corp. APCC 029066107 06/10/04 Ratify Auditors M Y For For
PTEK Holdings, Inc. PTEK 69366M104 06/03/04 Elect Director M Y For For
Wilkie S. Colyer
PTEK Holdings, Inc. PTEK 69366M104 06/03/04 Elect Director M Y Withhold N/A
Jeffrey A. Allred
PTEK Holdings, Inc. PTEK 69366M104 06/03/04 Elect Director M Y For For
J. Walker Smith, Jr.
PTEK Holdings, Inc. PTEK 69366M104 06/03/04 Approve Omnibus Stock Plan M Y Against Against
China Yuchai International Ltd CYD G21082105 05/28/04 TO RECEIVE AND CONSIDER M Y For For
THE AUDITED FINANCIAL
STATEMENTS AND INDEPENDENT
AUDITORS REPORT.
China Yuchai International Ltd CYD G21082105 05/28/04 TO CONSIDER THE RE-ELECTION M Y Withhold N/A
OF THE FOLLOWING DIRECTOR:
MR WRIXON FRANK GASTEEN
China Yuchai International Ltd CYD G21082105 05/28/04 TO CONSIDER THE RE-ELECTION M Y Withhold N/A
OF THE FOLLOWING DIRECTOR:
MR GAO JIA LIN
China Yuchai International Ltd CYD G21082105 05/28/04 TO CONSIDER THE RE-ELECTION M Y Withhold N/A
OF THE FOLLOWING DIRECTOR:
MR KWEK LENG PECK
China Yuchai International Ltd CYD G21082105 05/28/04 TO CONSIDER THE RE-ELECTION M Y Withhold N/A
OF THE FOLLOWING DIRECTOR:
MR WONG HONG REN
China Yuchai International Ltd CYD G21082105 05/28/04 TO CONSIDER THE RE-ELECTION M Y Withhold N/A
OF THE FOLLOWING DIRECTOR:
MR GAN KHAI CHOON
China Yuchai International Ltd CYD G21082105 05/28/04 TO CONSIDER THE RE-ELECTION M Y Withhold N/A
OF THE FOLLOWING DIRECTOR:
MR PHILIP TING SII TIEN
China Yuchai International Ltd CYD G21082105 05/28/04 TO AUTHORIZE THE BOARD OF M Y For For
DIRECTORS TO APPOINT
DIRECTORS TO FILL ANY
VACANCIES ON THE BOARD.
China Yuchai International Ltd CYD G21082105 05/28/04 Ratify Auditors M Y For For
Jo-Ann Stores, Inc. JAS 47758P307 06/10/04 Elect Director M Y Withhold N/A
Ira Gumberg
Jo-Ann Stores, Inc. JAS 47758P307 06/10/04 Elect Director M Y For For
Patricia Morrison
Jo-Ann Stores, Inc. JAS 47758P307 06/10/04 Reduce Supermajority M Y For For
Vote Requirement
Jo-Ann Stores, Inc. JAS 47758P307 06/10/04 Reduce Supermajority M Y For For
Vote Requirement
Jo-Ann Stores, Inc. JAS 47758P307 06/10/04 Re-Approve Performance M Y For For
Goals Under the
Incentive Compensation Plan
Siliconix, Inc. SILI 827079203 06/10/04 Elect Director M Y For For
Hanspeter Eberhardt
Siliconix, Inc. SILI 827079203 06/10/04 Elect Director King Owyang M Y Withhold N/A
Siliconix, Inc. SILI 827079203 06/10/04 Elect Director Glyndwr Smith M Y Withhold N/A
Siliconix, Inc. SILI 827079203 06/10/04 Elect Director M Y For For
Timothy V. Talbert
Siliconix, Inc. SILI 827079203 06/10/04 Elect Director M Y For For
Thomas C. Wertheimer
Siliconix, Inc. SILI 827079203 06/10/04 Ratify Auditors M Y For For
The Sports Authority, Inc. TSA 84917U109 06/04/04 Elect Director M Y For For
Gordon D. Barker
The Sports Authority, Inc. TSA 84917U109 06/04/04 Elect Director M Y For For
Mary Elizabeth Burton
The Sports Authority, Inc. TSA 84917U109 06/04/04 Elect Director M Y For For
Cynthia R. Cohen
The Sports Authority, Inc. TSA 84917U109 06/04/04 Elect Director M Y For For
Peter R. Formanek
The Sports Authority, Inc. TSA 84917U109 06/04/04 Elect Director M Y Withhold N/A
Martin E. Hanaka
The Sports Authority, Inc. TSA 84917U109 06/04/04 Elect Director M Y For For
Kevin M. Mcgovern
The Sports Authority, Inc. TSA 84917U109 06/04/04 Elect Director M Y Withhold N/A
John Douglas Morton
The Sports Authority, Inc. TSA 84917U109 06/04/04 Elect Director M Y Withhold N/A
Jonathan D. Sokoloff
The Sports Authority, Inc. TSA 84917U109 06/04/04 Ratify Auditors M Y For For
Carreker Corporation CANI 144433109 06/15/04 Elect Director M Y Withhold N/A
James D. Carreker
Carreker Corporation CANI 144433109 06/15/04 Elect Director M Y For For
Keith W. Hughes
Carreker Corporation CANI 144433109 06/15/04 Elect Director M Y Withhold N/A
David K. Sias
Carreker Corporation CANI 144433109 06/15/04 Elect Director M Y For For
Ronald G. Steinhart
Carreker Corporation CANI 144433109 06/15/04 Ratify Auditors M Y For For
Nektar Therapeutics NKTR 640268108 06/17/04 Elect Director M Y For For
Christopher A. Kuebler
Nektar Therapeutics NKTR 640268108 06/17/04 Elect Director M Y For For
Irwin Lerner
Nektar Therapeutics NKTR 640268108 06/17/04 Elect Director M Y For For
John S. Patton, Ph.D.
Nektar Therapeutics NKTR 640268108 06/17/04 Amend Omnibus Stock Plan M Y Against Against
Nektar Therapeutics NKTR 640268108 06/17/04 Ratify Auditors M Y For For
North American Scientific, Inc. NASI 65715D100 06/04/04 Elect Director M Y Withhold N/A
Irwin J. Gruverman
North American Scientific, Inc. NASI 65715D100 06/04/04 Elect Director L. M Y Withhold N/A
Michael Cutrer
North American Scientific, Inc. NASI 65715D100 06/04/04 Elect Director M Y For For
Donald N. Ecker
North American Scientific, Inc. NASI 65715D100 06/04/04 Elect Director M Y For For
Dr. Jonathan P. Gertler
North American Scientific, Inc. NASI 65715D100 06/04/04 Elect Director M Y Withhold N/A
John A. Friede
North American Scientific, Inc. NASI 65715D100 06/04/04 Elect Director M Y Withhold N/A
Mitchell H. Saranow
North American Scientific, Inc. NASI 65715D100 06/04/04 Elect Director M Y Withhold N/A
Dr. Gary N. Wilner
North American Scientific, Inc. NASI 65715D100 06/04/04 Elect Director M Y Withhold N/A
John W. Manzetti
North American Scientific, Inc. NASI 65715D100 06/04/04 Elect Director M Y For For
Nancy J. Wysenski
North American Scientific, Inc. NASI 65715D100 06/04/04 Other Business M Y Against Against
ALUMINUM CORPORATION ACH 022276109 06/07/04 TO APPROVE THE REPORT OF M Y For For
OF CHINA LTD THE DIRECTORS OF THE
COMPANY FOR THE YEAR
ENDED DECEMBER 31, 2003
ALUMINUM CORPORATION ACH 022276109 06/07/04 TO APPROVE THE REPORT OF M Y For For
OF CHINA LTD THE SUPERVISORY COMMITTEE
OF THE COMPANY FOR THE
YEAR ENDED DECEMBER 31,
2003
ALUMINUM CORPORATION ACH 022276109 06/07/04 TO APPROVE THE AUDITED M Y For For
OF CHINA LTD FINANCIAL STATEMENTS OF
THE COMPANY AND OF THE
GROUP FOR THE YEAR ENDED
DECEMBER 31, 2003
ALUMINUM CORPORATION ACH 022276109 06/07/04 TO APPROVE THE PROPOSED M Y For For
OF CHINA LTD PROFIT DISTRIBUTION PLAN
AND THE FINAL DIVIDEND
DISTRIBUTION PLAN OF THE
COMPANY
ALUMINUM CORPORATION ACH 022276109 06/07/04 TO DETERMINE THE M Y For For
OF CHINA LTD REMUNERATIONS OF THE
DIRECTORS AND SUPERVISORS
OF THE COMPANY FOR THE
YEAR ENDING DECEMBER 31,
2004
ALUMINUM CORPORATION ACH 022276109 06/07/04 TO DETERMINE THE PAYMENT M Y Against Against
OF CHINA LTD OF HOUSING SUBSIDY TO
DIRECTORS AND THE PAYMENT
OF PERFORMANCE BONUS
FOR DIRECTORS AND
SUPERVISORS
ALUMINUM CORPORATION ACH 022276109 06/07/04 Ratify Auditors M Y For For
OF CHINA LTD
ALUMINUM CORPORATION ACH 022276109 06/07/04 TO APPROVE THE TERMINATION M Y For For
OF CHINA LTD OF OFFICE AS A WHOLE OF
THE FIRST BOARD OF
DIRECTORS IN ADVANCE
UPON THE CONCLUSION OF
THE MEETING
ALUMINUM CORPORATION ACH 022276109 06/07/04 TO APPROVE THE TERMINATION M Y For For
OF CHINA LTD OF OFFICE AS A WHOLE OF
THE FIRST SUPERVISORY
COMMITTEE IN ADVANCE UPON
THE CONCLUSION OF THE
ANNUAL MEETING
ALUMINUM CORPORATION OF ACH 022276109 06/07/04 TO APPROVE THE FOLLOWING M Y For For
OF CHINA LTD PROPOSAL FOR AMENDMENT TO
THE BYLAWS OF THE
ARTICLES OF ASSOCIATION
OF THE COMPANY
ALUMINUM CORPORATION ACH 022276109 06/07/04 TO APPROVE THE PROPOSED M Y Against Against
OF CHINA LTD SPECIAL RESOLUTION
Cryolife, Inc. CRY 228903100 06/29/04 Elect Director M Y Withhold N/A
Steven G. Anderson
Cryolife, Inc. CRY 228903100 06/29/04 Elect Director M Y For For
Thomas F. Ackerman
Cryolife, Inc. CRY 228903100 06/29/04 Elect Director M Y For For
Daniel J. Bevevino
Cryolife, Inc. CRY 228903100 06/29/04 Elect Director M Y Withhold N/A
John M. Cook
Cryolife, Inc. CRY 228903100 06/29/04 Elect Director M Y Withhold N/A
Ronald C. Elkins, M.D.
Cryolife, Inc. CRY 228903100 06/29/04 Elect Director M Y Withhold N/A
Virginia C. Lacy
Cryolife, Inc. CRY 228903100 06/29/04 Elect Director M Y Withhold N/A
Randy D. McCall, Esq
Cryolife, Inc. CRY 228903100 06/29/04 Elect Director M Y For For
Bruce J. Van Dyne, M.D.
Cryolife, Inc. CRY 228903100 06/29/04 Approve Omnibus Stock Plan M Y Against Against
Cryolife, Inc. CRY 228903100 06/29/04 Approve Non-Employee M Y Against Against
Director Stock Option Plan
Chordiant Software, Inc. CHRD 170404107 06/15/04 Elect Director M Y For For
R. Andrew Eckert
Chordiant Software, Inc. CHRD 170404107 06/15/04 Elect Director M Y For For
David R. Springett
Chordiant Software, Inc. CHRD 170404107 06/15/04 Ratify Auditors M Y For For
Chordiant Software, Inc. CHRD 170404107 06/15/04 Amend Stock Option Plan M Y Against Against
CKE Restaurants, Inc. CKR 12561E105 06/28/04 Elect Director M Y For For
Byron Allumbaugh
CKE Restaurants, Inc. CKR 12561E105 06/28/04 Elect Director M Y For For
Douglas K. Ammerman
CKE Restaurants, Inc. CKR 12561E105 06/28/04 Elect Director M Y For For
Frank P. Willey
CKE Restaurants, Inc. CKR 12561E105 06/28/04 Elect Director M Y Withhold N/A
Carl L. Karcher
CKE Restaurants, Inc. CKR 12561E105 06/28/04 Elect Director M Y For For
Janet E. Kerr
CKE Restaurants, Inc. CKR 12561E105 06/28/04 Ratify Auditors M Y For For
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the
Investment Company Act of 1940, the registrant has duly caused this report to be
signed on its behalf by the undersigned, thereunto duly authorized.
PIA Mutual Fund
/s/ Joseph Lloyd McAdams, Jr.
- -----------------------------
Joseph Lloyd McAdams, Jr.
Chairman
August 31, 2004