UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number 811-08397
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The Marsico Investment Fund
1200 17th Street, Suite 1600
Denver, CO 80202
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(Address of principal executive offices)
Christopher J. Marsico
The Marsico Investment Fund
1200 17th Street, Suite 1600
Denver, CO 80202
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(Name and address of agent for service)
Registrant's telephone number, including area code: (303)-454-5600
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Date of fiscal year end: September 30
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Date of reporting period: July 1, 2004 through June 30, 2005
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ITEM 1. PROXY VOTING RECORD
******************************* FORM N-PX REPORT *******************************
ICA File Number: 811-08397
Reporting Period: 07/01/2004 - 06/30/2005
The Marsico Investment Fund
========================== MARSICO 21ST CENTURY FUND ===========================
AMERIGROUP CORP.
Ticker: AGP Security ID: 03073T102
Meeting Date: MAY 11, 2005 Meeting Type: Annual
Record Date: MAR 28, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Shirk For For Management
1.2 Elect Director Jeffrey B. Child For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
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BRUNSWICK CORP.
Ticker: BC Security ID: 117043109
Meeting Date: MAY 4, 2005 Meeting Type: Annual
Record Date: MAR 3, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George W. Buckley For Did Not Management
Vote
1.2 Elect Director Peter Harf For Did Not Management
Vote
1.3 Elect Director Ralph C. Stayer For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
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CHICAGO MERCANTILE EXCHANGE HOLDINGS, INC.
Ticker: CME Security ID: 167760107
Meeting Date: APR 27, 2005 Meeting Type: Annual
Record Date: FEB 28, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig S. Donohue For Did Not Management
Vote
1.2 Elect Director Terrence A. Duffy For Did Not Management
Vote
1.3 Elect Director Daniel R. Glickman For Did Not Management
Vote
1.4 Elect Director William P. Miller, II For Did Not Management
Vote
1.5 Elect Director James E. Oliff For Did Not Management
Vote
1.6 Elect Director John F. Sandner For Did Not Management
Vote
1.7 Elect Director Terry L. Savage For Did Not Management
Vote
2 Approve Non-Employee Director Stock For Did Not Management
Option Plan Vote
3 Approve Qualified Employee Stock Purchase For Did Not Management
Plan Vote
4 Ratify Auditors For Did Not Management
Vote
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COUNTRYWIDE FINANCIAL CORP.
Ticker: CFC Security ID: 222372104
Meeting Date: AUG 17, 2004 Meeting Type: Special
Record Date: JUL 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
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COUNTRYWIDE FINANCIAL CORP.
Ticker: CFC Security ID: 222372104
Meeting Date: JUN 15, 2005 Meeting Type: Annual
Record Date: APR 20, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Angelo R. Mozilo For For Management
1.2 Elect Director Stanford L. Kurland For For Management
1.3 Elect Director Oscar P. Robertson For For Management
1.4 Elect Director Keith P. Russell For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
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DEAN FOODS COMPANY
Ticker: DF Security ID: 242370104
Meeting Date: MAY 24, 2005 Meeting Type: Annual
Record Date: APR 1, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tom C. Davis For For Management
1.2 Elect Director Stephen L. Green For For Management
1.3 Elect Director Joseph S. Hardin, Jr. For For Management
1.4 Elect Director John R. Muse For For Management
2 Ratify Auditors For For Management
3 Prepare a Sustainability Report Against Against Shareholder
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DELL INC.
Ticker: DELL Security ID: 24702R101
Meeting Date: JUL 16, 2004 Meeting Type: Annual
Record Date: MAY 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald J. Carty For For Management
1.2 Elect Director Michael S. Dell For For Management
1.3 Elect Director William H. Gray, III For For Management
1.4 Elect Director Judy C. Lewent For For Management
1.5 Elect Director Thomas W. Luce, III For For Management
1.6 Elect Director Klaus S. Luft For For Management
1.7 Elect Director Alex J. Mandl For For Management
1.8 Elect Director Michael A. Miles For For Management
1.9 Elect Director Samuel A. Nunn, Jr. For For Management
1.10 Elect Director Kevin B. Rollins For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against Against Shareholder
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EMI GROUP PLC (FORMERLY THORN EMI)
Ticker: Security ID: G3035P100
Meeting Date: JUL 13, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend of 6 Pence Per For For Management
Ordinary Share
3 Approve Remuneration Report For For Management
4 Re-elect Martin Bandier as Director For For Management
5 Re-elect Kathleen O'Donovan as Director For For Management
6 Elect John Gildersleeve as Director For For Management
7 Elect Sly Bailey as Director For For Management
8 Re-appoint Ernst and Young LLP as For For Management
Auditors of the Company
9 Authorise Board to Fix Remuneration of For For Management
the Auditors
10 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 42,090,018
11 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 5,520,198
12 Authorise 78,859,975 Ordinary Shares for For For Management
Market Purchase
13 Amend the EMI Group Savings-Related Share For For Management
Option Scheme
14 Approve the EMI Group Share Incentive For For Management
Plan
15 Authorise EMI Group plc to Make EU For For Management
Political Donations up to Aggregate
Nominal Amount of GBP 50,000 and Incur EU
Political Expenditure up to GBP 50,000
16 Authorise EMI Music Ltd. to Make EU For For Management
Political Donations up to Aggregate
Nominal Amount of GBP 50,000 and Incur
Political Expenditure up to GBP 50,000
17 Authorise EMI Records Ltd. to Make EU For For Management
Political Donations up to Aggregate
Nominal Amount of GBP 50,000 and Incur
Political Expenditure up to GBP 50,000
18 Authorise EMI Music Publishing Ltd. to For For Management
Make EU Political Donations up to
Aggregate Nominal Amount of GBP 50,000
and Incur Political Expenditure up to GBP
50,000
19 Authorise Virgin Records Ltd. to Make EU For For Management
Political Donations up to Aggregate
Nominal Amount of GBP 50,000 and Incur
Political Expenditure up to GBP 50,000
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FEDEX CORPORATION
Ticker: FDX Security ID: 31428X106
Meeting Date: SEP 27, 2004 Meeting Type: Annual
Record Date: AUG 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles T. Manatt For For Management
1.2 Elect Director Judith L. Estrin For For Management
1.3 Elect Director Philip Greer For For Management
1.4 Elect Director J.R. Hyde, III For For Management
1.5 Elect Director Shirley A. Jackson For For Management
1.6 Elect Director Frederick W. Smith For For Management
2 Declassify the Board of Directors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
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FOUR SEASONS HOTELS INC.
Ticker: FSH.SV Security ID: 35100E104
Meeting Date: MAY 18, 2005 Meeting Type: Annual
Record Date: MAR 29, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Nan-b de Gaspe Beaubien and J. For For Management
Robert S. Prichard as Directors
2 Elect William D. Anderson, Brent For For Management
Belzberg, H. Roger Garland, Charles S.
Henry, Heather Munroe-Blum, Ronald W.
Osborne, Lionel H. Schipper, Isadore
Sharp, Anthony Sharp, and Simon M. Turner
as Directors
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Remuneration of
Auditors
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GENENTECH, INC.
Ticker: DNA Security ID: 368710406
Meeting Date: APR 14, 2005 Meeting Type: Annual
Record Date: FEB 14, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert W. Boyer For For Management
1.2 Elect Director William M. Burns For For Management
1.3 Elect Director Erich Hunziker For For Management
1.4 Elect Director Jonathan K.C. Knowles For For Management
1.5 Elect Director Arthur D. Levinson For For Management
1.6 Elect Director Charles A. Sanders For For Management
2 Ratify Auditors For For Management
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GOVERNMENT PROPERTIES TRUST, INC
Ticker: GPP Security ID: 38374W107
Meeting Date: JUN 1, 2005 Meeting Type: Annual
Record Date: APR 20, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry D. Bringard For For Management
1.2 Elect Director Robert M. Ames For For Management
1.3 Elect Director Philip S. Cottone For For Management
1.4 Elect Director Robert A. Peck For For Management
1.5 Elect Director Thomas D. Peschio For For Management
1.6 Elect Director Richard H. Schwachter For For Management
2 Ratify Auditors For For Management
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HARMAN INTERNATIONAL INDUSTRIES, INC.
Ticker: HAR Security ID: 413086109
Meeting Date: NOV 10, 2004 Meeting Type: Annual
Record Date: SEP 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bernard A. Girod For For Management
1.2 Elect Director Ann Korologos For For Management
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JEFFERIES GROUP, INC
Ticker: JEF Security ID: 472319102
Meeting Date: MAY 23, 2005 Meeting Type: Annual
Record Date: APR 4, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Patrick Campbell For For Management
1.2 Elect Director Richard G. Dooley For For Management
1.3 Elect Director Richard B. Handler For For Management
1.4 Elect Director Frank J. Macchiarola For For Management
1.5 Elect Director John C. Shaw, Jr. For For Management
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LAS VEGAS SANDS CORP
Ticker: LVS Security ID: 517834107
Meeting Date: JUN 9, 2005 Meeting Type: Annual
Record Date: APR 15, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles D. Forman For For Management
1.2 Elect Director Irwin A. Siegel For For Management
2 Ratify Auditors For For Management
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MANDALAY RESORT GROUP
Ticker: MBG Security ID: 562567107
Meeting Date: JUL 6, 2004 Meeting Type: Annual
Record Date: MAY 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William E. Bannen, M.D. For For Management
1.2 Elect Director Jeffrey D. Benjamin For For Management
1.3 Elect Director Rose Mckinney-James For For Management
2 Ratify Auditors For For Management
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MARKETAXESS HOLDINGS INC.
Ticker: MKTX Security ID: 57060D108
Meeting Date: JUN 1, 2005 Meeting Type: Annual
Record Date: APR 19, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard M. Mcvey For Did Not Management
Vote
1.2 Elect Director Stephen P. Casper For Did Not Management
Vote
1.3 Elect Director David G. Gomach For Did Not Management
Vote
1.4 Elect Director Ronald M. Hersch For Did Not Management
Vote
1.5 Elect Director Wayne D. Lyski For Did Not Management
Vote
1.6 Elect Director Jerome S. Markowitz For Did Not Management
Vote
1.7 Elect Director Nicolas S. Rohatyn For Did Not Management
Vote
1.8 Elect Director John Steinhardt For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
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MONSANTO CO.
Ticker: MON Security ID: 61166W101
Meeting Date: JAN 20, 2005 Meeting Type: Annual
Record Date: NOV 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Bachmann For For Management
1.2 Elect Director William U. Parfet For For Management
1.3 Elect Director George H. Poste For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Report on Genetically Modified Organisms Against Against Shareholder
5 Report on Export of Hazardous Pesticides Against Against Shareholder
6 Adopt Human Rights Policy Against Against Shareholder
7 Eliminate Animal Testing Against Against Shareholder
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MOODY'S CORPORATION
Ticker: MCO Security ID: 615369105
Meeting Date: APR 26, 2005 Meeting Type: Annual
Record Date: MAR 1, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert R. Glauber For Did Not Management
Vote
1.2 Elect Director Connie Mack For Did Not Management
Vote
1.3 Elect Director Nancy S. Newcomb For Did Not Management
Vote
2 Increase Authorized Common Stock For Did Not Management
Vote
3 Ratify Auditors For Did Not Management
Vote
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PETSMART
Ticker: PETM Security ID: 716768106
Meeting Date: JUN 23, 2005 Meeting Type: Annual
Record Date: APR 25, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L.A. Del Santo For Did Not Management
Vote
1.2 Elect Director P.L. Francis For Did Not Management
Vote
1.3 Elect Director G.P. Josefowicz For Did Not Management
Vote
1.4 Elect Director R.K. Lochridge For Did Not Management
Vote
1.5 Elect Director A.I. Khalifa For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
3 Increase Authorized Common Stock For Did Not Management
Vote
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PIXAR, INC.
Ticker: PIXR Security ID: 725811103
Meeting Date: AUG 20, 2004 Meeting Type: Annual
Record Date: JUL 14, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steve Jobs For Did Not Management
Vote
1.2 Elect Director Edwin E. Catmull For Did Not Management
Vote
1.3 Elect Director Skip M. Brittenham For Did Not Management
Vote
1.4 Elect Director Susan L. Decker For Did Not Management
Vote
1.5 Elect Director Joseph A. Graziano For Did Not Management
Vote
1.6 Elect Director Lawrence B. Levy For Did Not Management
Vote
1.7 Elect Director Joe Roth For Did Not Management
Vote
1.8 Elect Director Larry W. Sonsini For Did Not Management
Vote
2 Approve Omnibus Stock Plan For Did Not Management
Vote
3 Ratify Auditors For Did Not Management
Vote
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PROCTER & GAMBLE COMPANY, THE
Ticker: PG Security ID: 742718109
Meeting Date: OCT 12, 2004 Meeting Type: Annual
Record Date: JUL 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Kerry Clark For For Management
1.2 Elect Director Joseph T. Gorman For For Management
1.3 Elect Director Lynn M. Martin For For Management
1.4 Elect Director Ralph Snyderman, M.D. For For Management
1.5 Elect Director Robert D. Storey For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Declassify the Board of Directors Against Against Management
5 Implement/ Report on Animal
Welfare Standards Against Against Shareholder
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QUALCOMM INC.
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 8, 2005 Meeting Type: Annual
Record Date: JAN 7, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert E. Kahn For For Management
1.2 Elect Director Duane A. Nelles For For Management
1.3 Elect Director Brent Scowcroft For For Management
2 Declassify the Board of Directors and For For Management
Eliminate Cumulative Voting
3 Increase Authorized Common Stock For For Management
4 Amend Articles For For Management
5 Ratify Auditors For For Management
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REDWOOD TRUST, INC.
Ticker: RWT Security ID: 758075402
Meeting Date: MAY 5, 2005 Meeting Type: Annual
Record Date: MAR 31, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas B Hansen For For Management
1.2 Elect Director Greg H Kubicek For For Management
1.3 Elect Director Charles J Toeniskoetter For For Management
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ROYAL CARIBBEAN CRUISES LTD.
Ticker: RCL Security ID: V7780T103
Meeting Date: MAY 17, 2005 Meeting Type: Annual
Record Date: MAR 24, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Laura Laviada For For Management
1.2 Elect Director Eyal Ofer For For Management
1.3 Elect Director William K. Reilly For For Management
1.4 Elect Director Arne A. Wilhelmsen For For Management
2 RATIFICATION OF APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY
S INDEPENDENT REGISTERED ACCOUNTING FIRM
FOR 2005.
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SANOFI-AVENTIS (FORMERLY SANOFI-SYNTHELABO )
Ticker: Security ID: F5548N101
Meeting Date: MAY 31, 2005 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For Did Not Management
Statutory Reports Vote
2 Accept Consolidated Financial Statements For Did Not Management
and Statutory Reports Vote
3 Approve Allocation of Income and For Did Not Management
Dividends of EUR 1.20 per Share Vote
4 Approve Special Auditors' Report For Did Not Management
Regarding Related-Party Transactions Vote
5 Ratify PricewaterhouseCoopers Audit as For Did Not Management
Auditor Vote
6 Ratify Pierre Coll as Alternate Auditor For Did Not Management
Vote
7 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
8 Cancel Outstanding Debt Issuance For Did Not Management
Authority Vote
9 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities with Preemptive Vote
Rights up to Aggregate Nominal Amount of
EUR 1.4 Billion; Authorize Global Limit
of EUR 1.6 Billion
10 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights up to Aggregate Nominal
Amount of EUR 840 Million
11 Authorize Capitalization of Reserves of For Did Not Management
Up to EUR 500 Million for Bonus Issue or Vote
Increase in Par Value
12 Authorize Board to Increase Capital in For Did Not Management
the Event of Demand Exceeding Amounts Vote
Proposed in Issuance Authorities Above
13 Approve Capital Increase Reserved for For Did Not Management
Employees Participating in Vote
Savings-Related Share Purchase Plan
14 Approve Stock Option Plan Grants For Did Not Management
Vote
15 Authorize Up to 1 Percent of Issued For Did Not Management
Capital For Use in Restricted Stock Plan Vote
16 Approve Reduction in Share Capital via For Did Not Management
Cancellation of Repurchased Shares Vote
17 Authorize Filing of Required For Did Not Management
Documents/Other Formalities Vote
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SHANGRI-LA ASIA LTD.
Ticker: Security ID: G8063F106
Meeting Date: MAY 26, 2005 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend For For Management
3a Reelect Alexander Reid Hamilton as For For Management
Director
3b Reelect Lee Yong Sun as Director For For Management
3c Reelect Tow Heng Tan as Director For For Management
3d Reelect Ye Longfei as Director For For Management
4 Approve Remuneration of Directors For For Management
Including Fees for the Audit and
Remuneration Committees
5 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix Their
Remuneration
6a Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6b Approve Repurchase of Up to 10 Percent of For For Management
Issued Capital
6c Authorize Reissuance of Repurchased For For Management
Shares
7 Amend Bylaws Re: Voting at Meetings, For For Management
Retirement by Rotation of Directors
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SONY CORP.
Ticker: SNE Security ID: 835699307
Meeting Date: JUN 22, 2005 Meeting Type: Annual
Record Date: MAR 30, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 TO AMEND A PART OF THE ARTICLES OF For Did Not Management
INCORPORATION. Vote
2 TO ELECT 12 DIRECTORS. For Did Not Management
Vote
3 TO ISSUE STOCK ACQUISITION RIGHTS FOR For Did Not Management
SHARES OF COMMON STOCK OF THE CORPORATION Vote
FOR THE PURPOSE OF GRANTING STOCK
OPTIONS.
4 TO AMEND THE ARTICLES OF INCORPORATION Against Did Not Shareholder
WITH RESPECT TO DISCLOSURE TO Vote
SHAREHOLDERS REGARDING REMUNERATION PAID
TO EACH DIRECTOR.
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SOUTH FINANCIAL GROUP INC., THE
Ticker: TSFG Security ID: 837841105
Meeting Date: APR 19, 2005 Meeting Type: Annual
Record Date: MAR 1, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.W. Davis For For Management
1.2 Elect Director Edward J. Sebastian For For Management
1.3 Elect Director Jon W. Pritchett For For Management
1.4 Elect Director John C.B. Smith, Jr. For For Management
1.5 Elect Director Charles B. Schooler For For Management
1.6 Elect Director Mack I. Whittle, Jr. For For Management
2 Ratify Auditors For For Management
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ST. JOE COMPANY, THE
Ticker: JOE Security ID: 790148100
Meeting Date: MAY 17, 2005 Meeting Type: Annual
Record Date: MAR 31, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael L. Ainslie For For Management
1.2 Elect Director John S. Lord For For Management
1.3 Elect Director Hugh M. Durden For For Management
1.4 Elect Director Walter L. Revell For For Management
1.5 Elect Director Thomas A. Fanning For For Management
1.6 Elect Director Peter S. Rummell For For Management
1.7 Elect Director Adam W. Herbert, Jr. For For Management
1.8 Elect Director William H. Walton, III For For Management
1.9 Elect Director Delores M. Kesler For For Management
2 Ratify Auditors For For Management
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TOLL BROTHERS, INC.
Ticker: TOL Security ID: 889478103
Meeting Date: MAR 17, 2005 Meeting Type: Annual
Record Date: JAN 21, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert I. Toll For For Management
1.2 Elect Director Bruce E. Toll For For Management
1.3 Elect Director Joel H. Rassman For For Management
2 Increase Authorized Preferred and Common For For Management
Stock
3 Amend Executive Incentive Bonus Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
6 Expense Stock Options Against Against Shareholder
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UBS AG
Ticker: Security ID: H8920M855
Meeting Date: APR 21, 2005 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Allocation of Income and For Did Not Management
Dividends of CHF 3.00 per Share Vote
3 Approve Discharge of Board and Senior For Did Not Management
Management Vote
4.1.1 Reelect Marcel Ospel as Director For Did Not Management
Vote
4.1.2 Reelect Lawrence Weinbach as Director For Did Not Management
Vote
4.2.1 Elect Marco Suter as Director For Did Not Management
Vote
4.2.2 Elect Peter Voser as Director For Did Not Management
Vote
4.3 Ratify Ernst & Young Ltd. as Auditors For Did Not Management
Vote
5.1 Approve CHF 31.9 Million Reduction in For Did Not Management
Share Capital via Cancellation of Vote
Repurchased Shares
5.2 Authorize Repurchase of Issued Share For Did Not Management
Capital Vote
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UBS AG
Ticker: Security ID: H8920M855
Meeting Date: APR 21, 2005 Meeting Type: Annual
Record Date: MAR 9, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 ANNUAL REPORT, GROUP AND PARENT COMPANY For Did Not Management
ACCOUNTS FOR 2004. REPORTS OF THE GROUP Vote
AND STATUTORY AUDITORS
2 APPROPRIATION OF RETAINED EARNINGS. For Did Not Management
DIVIDEND FOR FINANCIAL YEAR 2004 Vote
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF For Did Not Management
DIRECTORS AND THE GROUP EXECUTIVE BOARD Vote
4 RE-ELECTION OF BOARD MEMBER: MARCEL OSPEL For Did Not Management
Vote
5 RE-ELECTION OF BOARD MEMBER: LAWRENCE A. For Did Not Management
WEINBACH Vote
6 ELECTION OF NEW BOARD MEMBER: MARCO SUTER For Did Not Management
Vote
7 ELECTION OF NEW BOARD MEMBER: PETER R. For Did Not Management
VOSER Vote
8 RE-ELECTION OF GROUP AND STATUTORY For Did Not Management
AUDITORS: ERNST & YOUNG LTD., BASEL Vote
9 CANCELLATION OF SHARES REPURCHASED UNDER For Did Not Management
THE 2004/2005 SHARE BUYBACK PROGRAM AND Vote
RESPECTIVE AMENDMENT OF ARTICLE 4 OF THE
ARTICLES OF ASSOCIATION
10 APPROVAL OF A NEW 2005/2006 SHARE BUYBACK For Did Not Management
PROGRAM Vote
11 IN CASE OF AD-HOC SHAREHOLDERS MOTIONS For Did Not Management
DURING THE ANNUAL GENERAL MEETING, I/WE Vote
AUTHORIZE MY/OUR PROXY TO VOTE IN
ACCORDANCE WITH THE BOARD OF DIRECTORS
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UCBH HOLDINGS, INC.
Ticker: UCBH Security ID: 90262T308
Meeting Date: MAY 19, 2005 Meeting Type: Annual
Record Date: MAR 31, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Li-Lin Ko For For Management
1.2 Elect Director Richard Li-Chung Wang For For Management
1.3 Elect Director Dennis Wu For For Management
2 Ratify Auditors For For Management
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UCBH HOLDINGS, INC.
Ticker: UCBH Security ID: 90262T308
Meeting Date: SEP 24, 2004 Meeting Type: Special
Record Date: AUG 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Stock Option Plan For For Management
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UNITED TECHNOLOGIES CORP.
Ticker: UTX Security ID: 913017109
Meeting Date: APR 13, 2005 Meeting Type: Annual
Record Date: FEB 15, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George David For For Management
1.2 Elect Director Jean-Pierre Garnier For For Management
1.3 Elect Director Jamie S. Gorelick For For Management
1.4 Elect Director Charles R. Lee For For Management
1.5 Elect Director Richard D. McCormick For For Management
1.6 Elect Director Harold McGraw III For For Management
1.7 Elect Director Frank P. Popoff For For Management
1.8 Elect Director H. Patrick Swygert For For Management
1.9 Elect Director Andre Villeneuve For For Management
1.10 Elect Director H. A. Wagner For For Management
1.11 Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Increase Disclosure of Executive Against Against Shareholder
Compensation
5 Adopt Ethical Criteria for Military Against Against Shareholder
Contracts
6 Limit Executive Compensation Against Against Shareholder
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UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: MAY 3, 2005 Meeting Type: Annual
Record Date: MAR 7, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas H. Kean For Did Not Management
Vote
1.2 Elect Director Robert L. Ryan For Did Not Management
Vote
1.3 Elect Director William G. Spears For Did Not Management
Vote
1.4 Elect Director Gail R. Wilensky, Ph.D. For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
3 Performance- Based/Indexed Options Against Did Not Shareholder
Vote
4 Performance- Based/Indexed Options Against Did Not Shareholder
Vote
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WCI COMMUNITIES INC
Ticker: WCI Security ID: 92923C104
Meeting Date: MAY 18, 2005 Meeting Type: Annual
Record Date: MAR 25, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Directors Hilliard M. Eure, III For For Management
2.2 Elect Directors Alfred Hoffman, Jr. For For Management
2.3 Elect Directors Stewart Turley For For Management
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WHOLE FOODS MARKET, INC.
Ticker: WFMI Security ID: 966837106
Meeting Date: APR 4, 2005 Meeting Type: Annual
Record Date: FEB 4, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Dupree For For Management
1.2 Elect Director Gabrielle E. Greene For For Management
1.3 Elect Director John P. Mackey For For Management
1.4 Elect Director Linda A. Mason For For Management
1.5 Elect Director Morris J. Siegel For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Amend Stock Option Plan For For Management
5 Label Genetically Modified Ingredients Against Against Shareholder
6 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
- --------------------------------------------------------------------------------
WMS INDUSTRIES INC.
Ticker: WMS Security ID: 929297109
Meeting Date: DEC 9, 2004 Meeting Type: Annual
Record Date: OCT 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louis J. Nicastro For Did Not Management
Vote
1.2 Elect Director Brian R. Gamache For Did Not Management
Vote
1.3 Elect Director Norman J. Menell For Did Not Management
Vote
1.4 Elect Director Harold H. Bach, Jr. For Did Not Management
Vote
1.5 Elect Director William C. Bartholomay For Did Not Management
Vote
1.6 Elect Director Neil D. Nicastro For Did Not Management
Vote
1.7 Elect Director Harvey Reich For Did Not Management
Vote
1.8 Elect Director Ira S. Sheinfeld For Did Not Management
Vote
1.9 Elect Director William J. Vareschi, Jr For Did Not Management
Vote
2 Approve Omnibus Stock Plan For Did Not Management
Vote
3 Ratify Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
WYNN RESORTS LTD
Ticker: WYNN Security ID: 983134107
Meeting Date: MAY 2, 2005 Meeting Type: Annual
Record Date: MAR 31, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kazuo Okada For Echo Vote Management
1.2 Elect Director Robert J. Miller For Echo Vote Management
1.3 Elect Director Kiril Sokoloff For Echo Vote Management
1.4 Elect Director Allan Zeman For Echo Vote Management
2 Amend Executive Incentive Bonus Plan For Echo Vote Management
3 Ratify Auditors For Echo Vote Management
- --------------------------------------------------------------------------------
YUM BRANDS, INC.
Ticker: YUM Security ID: 988498101
Meeting Date: MAY 19, 2005 Meeting Type: Annual
Record Date: MAR 21, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director David W. Dorman For For Management
2.2 Elect Director Massimo Ferragamo For For Management
2.3 Elect Director J. David Grissom For For Management
2.4 Elect Director Bonnie Hill For For Management
2.5 Elect Director Robert Holland, Jr. For For Management
2.6 Elect Director Kenneth G. Langone For For Management
2.7 Elect Director Jonathan S. Linen For For Management
2.8 Elect Director David C. Novak For For Management
2.9 Elect Director Andrall E. Pearson For For Management
2.10 Elect Director Thomas M. Ryan For For Management
2.11 Elect Director Jackie Trujillo For For Management
2.12 Elect Director Robert J. Ulrich For For Management
3 Elect Directors David W. Dorman, Massimo For For Management
Ferragamo, Thomas M. Ryan, Robert Ulrich
and Jonathan Linen
4 Ratify Auditors For For Management
5 Sustainability Report Against Against Shareholder
6 Prepare a Diversity Report Against Against Shareholder
7 Adopt MacBride Principles Against Against Shareholder
8 Report on Genetically Modified Organisms Against Against Shareholder
(GMO)
9 Report on Animal Welfare Standards Against Against Shareholder
============================== MARSICO FOCUS FUND ==============================
CARNIVAL CORP.
Ticker: CCL Security ID: 143658300
Meeting Date: APR 13, 2005 Meeting Type: Annual
Record Date: FEB 14, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Micky Arison For For Management
1.2 Elect Director Amb Richard G. Capen Jr For For Management
1.3 Elect Director Robert H. Dickinson For For Management
1.4 Elect Director Arnold W. Donald For For Management
1.5 Elect Director Pier Luigi Foschi For For Management
1.6 Elect Director Howard S. Frank For For Management
1.7 Elect Director Richard J. Glasier For For Management
1.8 Elect Director Baroness Hogg For For Management
1.9 Elect Director A. Kirk Lanterman For For Management
1.10 Elect Director Modesto A. Maidique For For Management
1.11 Elect Director John P. Mcnulty For For Management
1.12 Elect Director Sir John Parker For For Management
1.13 Elect Director Peter G. Ratcliffe For For Management
1.14 Elect Director Stuart Subotnick For For Management
1.15 Elect Director Uzi Zucker For For Management
2 TO APPROVE THE AMENDED AND RESTATED For For Management
CARNIVAL CORPORATION 2001 OUTSIDE
DIRECTOR STOCK PLAN.
3 TO APPROVE THE CARNIVAL PLC 2005 EMPLOYEE For For Management
SHARE PLAN.
4 TO APPROVE THE CARNIVAL PLC 2005 EMPLOYEE For For Management
STOCK PURCHASE PLAN.
5 Ratify Auditors For For Management
6 TO AUTHORIZE THE AUDIT COMMITTEE OF For For Management
CARNIVAL PLC TO AGREE THE REMUNERATION OF
THE INDEPENDENT AUDITORS.
7 TO RECEIVE THE ACCOUNTS AND REPORTS FOR For For Management
CARNIVAL PLC FOR THE FINANCIAL YEAR ENDED
NOVEMBER 30, 2004.
8 TO APPROVE THE DIRECTORS REMUNERATION For For Management
REPORT OF CARNIVAL PLC.
9 TO APPROVE LIMITS ON THE AUTHORITY TO For For Management
ALLOT SHARES BY CARNIVAL PLC.
10 TO APPROVE THE DISAPPLICATION OF For For Management
PRE-EMPTION RIGHTS FOR CARNIVAL PLC.
11 TO APPROVE A GENERAL AUTHORITY FOR For For Management
CARNIVAL PLC TO BUY BACK CARNIVAL PLC
ORDINARY SHARES IN THE OPEN MARKET.
- --------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: APR 13, 2005 Meeting Type: Annual
Record Date: FEB 14, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Frank Blount For Echo Vote Management
1.2 Elect Director John R. Brazil For Echo Vote Management
1.3 Elect Director Eugene V. Fife For Echo Vote Management
1.4 Elect Director Gaul D. Fosler For Echo Vote Management
1.5 Elect Director Peter A. Magowan For Echo Vote Management
2 Ratify Auditors For Echo Vote Management
3 Submit Shareholder Rights Plan (Poison Against Echo Vote Shareholder
Pill) to Shareholder Vote
4 Report on Equipment Sales to Israel Against Echo Vote Shareholder
5 Report on Operational Imact of HIV/AIDS, Against Echo Vote Shareholder
TB, and Malaria Pandemic
6 Require a Majority Vote for the Election Against Echo Vote Shareholder
of Directors
- --------------------------------------------------------------------------------
CHICAGO MERCANTILE EXCHANGE HOLDINGS, INC.
Ticker: CME Security ID: 167760107
Meeting Date: APR 27, 2005 Meeting Type: Annual
Record Date: FEB 28, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig S. Donohue For Did Not Management
Vote
1.2 Elect Director Terrence A. Duffy For Did Not Management
Vote
1.3 Elect Director Daniel R. Glickman For Did Not Management
Vote
1.4 Elect Director William P. Miller, II For Did Not Management
Vote
1.5 Elect Director James E. Oliff For Did Not Management
Vote
1.6 Elect Director John F. Sandner For Did Not Management
Vote
1.7 Elect Director Terry L. Savage For Did Not Management
Vote
2 Approve Non-Employee Director Stock For Did Not Management
Option Plan Vote
3 Approve Qualified Employee Stock Purchase For Did Not Management
Plan Vote
4 Ratify Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967101
Meeting Date: APR 19, 2005 Meeting Type: Annual
Record Date: FEB 25, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong For For Management
1.2 Elect Director Alain J.P. Belda For For Management
1.3 Elect Director George David For For Management
1.4 Elect Director Kenneth T. Derr For For Management
1.5 Elect Director John M. Deutch For For Management
1.6 Elect Director Roberto Hernandez Ramirez For For Management
1.7 Elect Director Ann Dibble Jordan For For Management
1.8 Elect Director Klaus Kleinfeld For For Management
1.9 Elect Director Dudley C. Mecum For For Management
1.10 Elect Director Anne Mulcahy For For Management
1.11 Elect Director Richard D. Parsons For For Management
1.12 Elect Director Charles Prince For For Management
1.13 Elect Director Judith Rodin For For Management
1.14 Elect Director Robert E. Rubin For For Management
1.15 Elect Director Franklin A. Thomas For For Management
1.16 Elect Director Sanford I. Weill For For Management
1.17 Elect Director Robert B. Willumstad For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Limit/Prohibit Awards to Executives Against Against Shareholder
5 Report on Political Contributions Against Against Shareholder
6 Prohibit Chairman From Management Duties, Against Against Shareholder
Titles or Responsibilities
7 Limit Executive Compensation Against Against Shareholder
8 Require a Majority Vote for the Election Against Against Shareholder
of Directors
9 Review/Limit Executive Compensation Against Against Shareholder
10 Adopt Simple Majority Vote Against Against Shareholder
- --------------------------------------------------------------------------------
COUNTRYWIDE FINANCIAL CORP.
Ticker: CFC Security ID: 222372104
Meeting Date: AUG 17, 2004 Meeting Type: Special
Record Date: JUL 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
COUNTRYWIDE FINANCIAL CORP.
Ticker: CFC Security ID: 222372104
Meeting Date: JUN 15, 2005 Meeting Type: Annual
Record Date: APR 20, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Angelo R. Mozilo For For Management
1.2 Elect Director Stanford L. Kurland For For Management
1.3 Elect Director Oscar P. Robertson For For Management
1.4 Elect Director Keith P. Russell For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DELL INC.
Ticker: DELL Security ID: 24702R101
Meeting Date: JUL 16, 2004 Meeting Type: Annual
Record Date: MAY 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald J. Carty For For Management
1.2 Elect Director Michael S. Dell For For Management
1.3 Elect Director William H. Gray, III For For Management
1.4 Elect Director Judy C. Lewent For For Management
1.5 Elect Director Thomas W. Luce, III For For Management
1.6 Elect Director Klaus S. Luft For For Management
1.7 Elect Director Alex J. Mandl For For Management
1.8 Elect Director Michael A. Miles For For Management
1.9 Elect Director Samuel A. Nunn, Jr. For For Management
1.10 Elect Director Kevin B. Rollins For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against Against Shareholder
- --------------------------------------------------------------------------------
ELECTRONIC ARTS INC.
Ticker: ERTS Security ID: 285512109
Meeting Date: JUL 29, 2004 Meeting Type: Annual
Record Date: JUN 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Richard Asher For For Management
1.2 Elect Director William J. Byron For For Management
1.3 Elect Director Leonard S. Coleman For For Management
1.4 Elect Director Gary M. Kusin For For Management
1.5 Elect Director Gregory B. Maffei For For Management
1.6 Elect Director Timothy Mott For For Management
1.7 Elect Director Robert W. Pittman For For Management
1.8 Elect Director Lawrence F. Probst III For For Management
1.9 Elect Director Linda J. Srere For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Amend Articles to Consolidate Common For For Management
Stock
5 Increase Authorized Common Stock For For Management
6 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EXXON MOBIL CORP.
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 25, 2005 Meeting Type: Annual
Record Date: APR 6, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Boskin For Did Not Management
Vote
1.2 Elect Director William W. George For Did Not Management
Vote
1.3 Elect Director James R. Houghton For Did Not Management
Vote
1.4 Elect Director William R. Howell For Did Not Management
Vote
1.5 Elect Director Reatha Clark King For Did Not Management
Vote
1.6 Elect Director Philip E. Lippincott For Did Not Management
Vote
1.7 Elect Director Henry A. McKinnell, Jr. For Did Not Management
Vote
1.8 Elect Director Marilyn Carlson Nelson For Did Not Management
Vote
1.9 Elect Director Lee R. Raymond For Did Not Management
Vote
1.10 Elect Director Walter V. Shipley For Did Not Management
Vote
1.11 Elect Director Rex W. Tillerson For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
3 Political Contributions/Activities Against Did Not Shareholder
Vote
4 Review/Limit Executive Compensation Against Did Not Shareholder
Vote
5 Nominate Independent Directors with Against Did Not Shareholder
Industry Experience Vote
6 Report on Payments to Indonesian Military Against Did Not Shareholder
Vote
7 Adopt Policy Prohibiting Discrimination Against Did Not Shareholder
based on Sexual Orientation Vote
8 Report on Potential Damage of Drilling in Against Did Not Shareholder
Protected Regions Vote
9 Disclose Information Supporting the Against Did Not Shareholder
Company Position on Climate Change Vote
10 Report on Company Policies for Compliance Against Did Not Shareholder
with the Kyoto Protocol Vote
- --------------------------------------------------------------------------------
FEDEX CORPORATION
Ticker: FDX Security ID: 31428X106
Meeting Date: SEP 27, 2004 Meeting Type: Annual
Record Date: AUG 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles T. Manatt For For Management
1.2 Elect Director Judith L. Estrin For For Management
1.3 Elect Director Philip Greer For For Management
1.4 Elect Director J.R. Hyde, III For For Management
1.5 Elect Director Shirley A. Jackson For For Management
1.6 Elect Director Frederick W. Smith For For Management
2 Declassify the Board of Directors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FOREST LABORATORIES, INC.
Ticker: FRX Security ID: 345838106
Meeting Date: AUG 11, 2004 Meeting Type: Annual
Record Date: JUN 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard Solomon For Did Not Management
Vote
1.2 Elect Director William J. Candee, III For Did Not Management
Vote
1.3 Elect Director George S. Cohan For Did Not Management
Vote
1.4 Elect Director Dan L. Goldwasser For Did Not Management
Vote
1.5 Elect Director Lester B. Salans For Did Not Management
Vote
1.6 Elect Director Kenneth E. Goodman For Did Not Management
Vote
1.7 Elect Director Phillip M. Satow For Did Not Management
Vote
2 Increase Authorized Common Stock For Did Not Management
Vote
3 Approve Stock Option Plan For Did Not Management
Vote
4 Ratify Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
FOUR SEASONS HOTELS INC.
Ticker: FSH.SV Security ID: 35100E104
Meeting Date: MAY 18, 2005 Meeting Type: Annual
Record Date: MAR 29, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Nan-b de Gaspe Beaubien and J. For For Management
Robert S. Prichard as Directors
2 Elect William D. Anderson, Brent For For Management
Belzberg, H. Roger Garland, Charles S.
Henry, Heather Munroe-Blum, Ronald W.
Osborne, Lionel H. Schipper, Isadore
Sharp, Anthony Sharp, and Simon M. Turner
as Directors
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Remuneration of
Auditors
- --------------------------------------------------------------------------------
GENENTECH, INC.
Ticker: DNA Security ID: 368710406
Meeting Date: APR 14, 2005 Meeting Type: Annual
Record Date: FEB 14, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert W. Boyer For For Management
1.2 Elect Director William M. Burns For For Management
1.3 Elect Director Erich Hunziker For For Management
1.4 Elect Director Jonathan K.C. Knowles For For Management
1.5 Elect Director Arthur D. Levinson For For Management
1.6 Elect Director Charles A. Sanders For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GENERAL ELECTRIC CO.
Ticker: GE Security ID: 369604103
Meeting Date: APR 27, 2005 Meeting Type: Annual
Record Date: FEB 28, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James I. Cash, Jr. For For Management
1.2 Elect Director William M. Castell For For Management
1.3 Elect Director Dennis D. Dammerman For For Management
1.4 Elect Director Ann M. Fudge For For Management
1.5 Elect Director Claudio X. Gonzalez For For Management
1.6 Elect Director Jeffrey R. Immelt For For Management
1.7 Elect Director Andrea Jung For For Management
1.8 Elect Director Alan G. Lafley For For Management
1.9 Elect Director Ralph S. Larsen For For Management
1.10 Elect Director Rochelle B. Lazarus For For Management
1.11 Elect Director Sam Nunn For For Management
1.12 Elect Director Roger S. Penske For For Management
1.13 Elect Director Robert J. Swieringa For For Management
1.14 Elect Director Douglas A. Warner III For For Management
1.15 Elect Director Robert C. Wright For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against Against Shareholder
4 Report on Nuclear Fuel Storage Risks Against Against Shareholder
5 Report on PCB Clean-up Costs Against Against Shareholder
6 Adopt Policy on Overboarded Directors Against Against Shareholder
7 Prepare a Sustainability Report Against Against Shareholder
8 Political Contributions/Activities Against Against Shareholder
9 Eliminate Animal Testing Against Against Shareholder
- --------------------------------------------------------------------------------
GOLDMAN SACHS GROUP, INC., THE
Ticker: GS Security ID: 38141G104
Meeting Date: APR 6, 2005 Meeting Type: Annual
Record Date: FEB 7, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John H. Bryan For For Management
1.2 Elect Director Stephen Friedman For For Management
1.3 Elect Director William W. George For For Management
1.4 Elect Director Henry M. Paulson, Jr. For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LENNAR CORP.
Ticker: LEN Security ID: 526057104
Meeting Date: MAR 29, 2005 Meeting Type: Annual
Record Date: FEB 11, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stuart A. Miller For For Management
1.2 Elect Director Steven J. Saiontz For For Management
1.3 Elect Director Robert J. Strudler For For Management
2 Report on Greenhouse Gas Emissions Against Against Shareholder
- --------------------------------------------------------------------------------
LOWE'S COMPANIES, INC.
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 27, 2005 Meeting Type: Annual
Record Date: APR 1, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Ingram For For Management
1.2 Elect Director Richard K. Lochridge For For Management
1.3 Elect Director Robert L. Johnson For For Management
2 Amend Non-Employee Director Stock Option For For Management
Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MANDALAY RESORT GROUP
Ticker: MBG Security ID: 562567107
Meeting Date: JUL 6, 2004 Meeting Type: Annual
Record Date: MAY 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William E. Bannen, M.D. For For Management
1.2 Elect Director Jeffrey D. Benjamin For For Management
1.3 Elect Director Rose Mckinney-James For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MEDTRONIC, INC.
Ticker: MDT Security ID: 585055106
Meeting Date: AUG 26, 2004 Meeting Type: Annual
Record Date: JUL 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William R. Brody, M.D., For For Management
Ph.D.
1.2 Elect Director Arthur D. Collins, Jr. For For Management
1.3 Elect Director Antonio M. Gotto, Jr., For For Management
M.D., D. Phil.
2 Ratify Auditors For For Management
3 Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
MGM MIRAGE
Ticker: MGM Security ID: 552953101
Meeting Date: MAY 3, 2005 Meeting Type: Annual
Record Date: MAR 14, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James D. Aljian For For Management
1.2 Elect Director Robert H. Baldwin For For Management
1.3 Elect Director Terry N. Christensen For For Management
1.4 Elect Director Willie D. Davis For For Management
1.5 Elect Director Alexander M. Haig, Jr. For For Management
1.6 Elect Director Alexis M. Herman For For Management
1.7 Elect Director Roland Hernandez For For Management
1.8 Elect Director Gary N. Jacobs For For Management
1.9 Elect Director Kirk Kerkorian For For Management
1.10 Elect Director J. Terrence Lanni For For Management
1.11 Elect Director George J. Mason For For Management
1.12 Elect Director James J. Murren For For Management
1.13 Elect Director Ronald M. Popeil For For Management
1.14 Elect Director John T. Redmond For For Management
1.15 Elect Director Daniel M. Wade For For Management
1.16 Elect Director Melvin B. Wolzinger For For Management
1.17 Elect Director Alex Yemenidjian For For Management
2 Increase Authorized Common Stock For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MICROSOFT CORP.
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 9, 2004 Meeting Type: Annual
Record Date: SEP 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Gates III For For Management
1.2 Elect Director Steven A. Ballmer For For Management
1.3 Elect Director James I. Cash Jr., Ph.D. For For Management
1.4 Elect Director Raymond V. Gilmartin For For Management
1.5 Elect Director Ann McLaughlin Korologos For For Management
1.6 Elect Director David F. Marquardt For For Management
1.7 Elect Director Charles H. Noski For For Management
1.8 Elect Director Dr. Helmut Panke For For Management
1.9 Elect Director Jon A. Shirley For For Management
2 Amend Bundled Compensation Plans For For Management
3 Amend Bundled Compensation Plans For For Management
4 Amend Stock Option Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NIKE, INC.
Ticker: NKE Security ID: 654106103
Meeting Date: SEP 20, 2004 Meeting Type: Annual
Record Date: JUL 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jill K. Conway For For Management
1.2 Elect Director Alan B. Graf, Jr. For For Management
1.3 Elect Director Jeanne P. Jackson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 28, 2005 Meeting Type: Annual
Record Date: MAR 2, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael S. Brown For For Management
1.2 Elect Director M. Anthony Burns For For Management
1.3 Elect Director Robert N. Burt For For Management
1.4 Elect Director W. Don Cornwell For For Management
1.5 Elect Director William H. Gray III For For Management
1.6 Elect Director Constance J. Horner For For Management
1.7 Elect Director William R. Howell For For Management
1.8 Elect Director Stanley O. Ikenberry For For Management
1.9 Elect Director George A. Lorch For For Management
1.10 Elect Director Henry A. McKinnell For For Management
1.11 Elect Director Dana G. Mead For For Management
1.12 Elect Director Ruth J. Simmons For For Management
1.13 Elect Director William C. Steere, Jr. For For Management
1.14 Elect Director Jean-Paul Valles For For Management
2 Ratify Auditors For For Management
3 Establish Term Limits for Directors Against Against Shareholder
4 Report on Pharmaceutical Price Restraint Against Against Shareholder
5 Review and Report on Drug Reimportation Against Against Shareholder
Policy
6 Report on Political Contributions Against Against Shareholder
7 Report on Product Availability in Canada Against Against Shareholder
8 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
PROCTER & GAMBLE COMPANY, THE
Ticker: PG Security ID: 742718109
Meeting Date: OCT 12, 2004 Meeting Type: Annual
Record Date: JUL 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Kerry Clark For For Management
1.2 Elect Director Joseph T. Gorman For For Management
1.3 Elect Director Lynn M. Martin For For Management
1.4 Elect Director Ralph Snyderman, M.D. For For Management
1.5 Elect Director Robert D. Storey For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Declassify the Board of Directors Against Against Management
5 Implement/ Report on Animal Welfare Against Against Shareholder
Standards
- --------------------------------------------------------------------------------
QUALCOMM INC.
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 8, 2005 Meeting Type: Annual
Record Date: JAN 7, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert E. Kahn For For Management
1.2 Elect Director Duane A. Nelles For For Management
1.3 Elect Director Brent Scowcroft For For Management
2 Declassify the Board of Directors and For For Management
Eliminate Cumulative Voting
3 Increase Authorized Common Stock For For Management
4 Amend Articles For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SANOFI-AVENTIS (FORMERLY SANOFI-SYNTHELABO )
Ticker: Security ID: 80105N105
Meeting Date: MAY 31, 2005 Meeting Type: Annual
Record Date: APR 25, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE INDIVIDUAL COMPANY For Did Not Management
FINANCIAL STATEMENTS Vote
2 APPROVAL OF THE CONSOLIDATED FINANCIAL For Did Not Management
STATEMENTS Vote
3 APPROPRIATION OF PROFITS; DECLARATION OF For Did Not Management
DIVIDEND Vote
4 APPROVAL OF TRANSACTIONS COVERED BY THE For Did Not Management
STATUTORY AUDITORS SPECIAL REPORT Vote
5 Ratify Auditors For Did Not Management
Vote
6 Ratify Auditors For Did Not Management
Vote
7 AUTHORIZATION TO THE BOARD OF DIRECTORS For Did Not Management
TO CARRY OUT TRANSACTIONS IN SHARES Vote
ISSUED BY THE COMPANY
8 TERMINATION OF THE AUTHORITY TO ISSUE For Did Not Management
BONDS Vote
9 TO CARRY OUT INCREASES IN THE SHARE For Did Not Management
CAPITAL BY ISSUANCE, WITH PREEMPTIVE Vote
RIGHTS MAINTAINED
10 TO CARRY OUT INCREASES IN THE SHARE For Did Not Management
CAPITAL BY ISSUANCE, WITHOUT PREEMPTIVE Vote
RIGHTS
11 TO CARRY OUT INCREASES IN THE SHARE For Did Not Management
CAPITAL BY INCORPORATION OF SHARE Vote
PREMIUM, RESERVES, PROFITS OR OTHER ITEMS
12 TO INCREASE THE NUMBER OF SHARES TO BE For Did Not Management
ISSUED IN THE EVENT OF A CAPITAL INCREASE Vote
WITH OR WITHOUT PREEMPTIVE RIGHTS
13 TO CARRY OUT INCREASES IN THE SHARE For Did Not Management
CAPITAL BY ISSUANCE OF SHARES RESERVED Vote
FOR EMPLOYEES WITH WAIVER OF PREEMPTIVE
RIGHTS
14 DELEGATION TO THE BOARD OF DIRECTORS OF For Did Not Management
AUTHORITY TO GRANT OPTIONS TO SUBSCRIBE Vote
FOR OR PURCHASE SHARES
15 DELEGATION TO THE BOARD TO ALLOT EXISTING For Did Not Management
OR NEW SHARES FREE OF CHARGE TO ALL OR Vote
SOME SALARIED EMPLOYEES OF THE GROUP
16 DELEGATION TO THE BOARD OF DIRECTORS OF For Did Not Management
POWERS TO REDUCE THE SHARE CAPITAL BY Vote
CANCELLATION OF TREASURY SHARES
17 POWERS FOR THE ACCOMPLISHMENT OF For Did Not Management
FORMALITIES Vote
- --------------------------------------------------------------------------------
SLM CORP.
Ticker: SLM Security ID: 78442P106
Meeting Date: MAY 19, 2005 Meeting Type: Annual
Record Date: MAR 21, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles L. Daley For For Management
1.2 Elect Director William M. Diefenderfer, For For Management
III
1.3 Elect Director Thomas J. Fitzpatrick For For Management
1.4 Elect Director Diane Suitt Gilleland For For Management
1.5 Elect Director Earl A. Goode For For Management
1.6 Elect Director Ann Torre Grant For For Management
1.7 Elect Director Ronald F. Hunt For For Management
1.8 Elect Director Benjamin J. Lambert, III For For Management
1.9 Elect Director Albert L. Lord For For Management
1.10 Elect Director Barry A. Munitz For For Management
1.11 Elect Director A. Alexander Porter, Jr. For For Management
1.12 Elect Director Wolfgang Schoellkopf For For Management
1.13 Elect Director Steven L. Shapiro For For Management
1.14 Elect Director Barry L. Williams For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
STARBUCKS CORP.
Ticker: SBUX Security ID: 855244109
Meeting Date: FEB 9, 2005 Meeting Type: Annual
Record Date: DEC 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara Bass For For Management
1.2 Elect Director Mellody Hobson For For Management
1.3 Elect Director Olden Lee For For Management
1.4 Elect Director Howard Schultz For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Commit to Free Trade certified Coffee Against Against Shareholder
- --------------------------------------------------------------------------------
TXU CORP.
Ticker: TXU Security ID: 873168108
Meeting Date: MAY 20, 2005 Meeting Type: Annual
Record Date: MAR 21, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Derek C. Bonham For For Management
1.2 Elect Director E. Gail de Planque For For Management
1.3 Elect Director William M. Griffin For For Management
1.4 Elect Director Kerney Laday For For Management
1.5 Elect Director Jack E. Little For For Management
1.6 Elect Director Erle Nye For For Management
1.7 Elect Director J.E. Oesterreicher For For Management
1.8 Elect Director Michael W. Ranger For For Management
1.9 Elect Director Herbert H. Richardson For For Management
1.10 Elect Director C. John Wilder For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
UBS AG
Ticker: Security ID: H8920M855
Meeting Date: APR 21, 2005 Meeting Type: Annual
Record Date: MAR 9, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 ANNUAL REPORT, GROUP AND PARENT COMPANY For Did Not Management
ACCOUNTS FOR 2004. REPORTS OF THE GROUP Vote
AND STATUTORY AUDITORS
2 APPROPRIATION OF RETAINED EARNINGS. For Did Not Management
DIVIDEND FOR FINANCIAL YEAR 2004 Vote
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF For Did Not Management
DIRECTORS AND THE GROUP EXECUTIVE BOARD Vote
4 RE-ELECTION OF BOARD MEMBER: MARCEL OSPEL For Did Not Management
Vote
5 RE-ELECTION OF BOARD MEMBER: LAWRENCE A. For Did Not Management
WEINBACH Vote
6 ELECTION OF NEW BOARD MEMBER: MARCO SUTER For Did Not Management
Vote
7 ELECTION OF NEW BOARD MEMBER: PETER R. For Did Not Management
VOSER Vote
8 RE-ELECTION OF GROUP AND STATUTORY For Did Not Management
AUDITORS: ERNST & YOUNG LTD., BASEL Vote
9 CANCELLATION OF SHARES REPURCHASED UNDER For Did Not Management
THE 2004/2005 SHARE BUYBACK PROGRAM AND Vote
RESPECTIVE AMENDMENT OF ARTICLE 4 OF THE
ARTICLES OF ASSOCIATION
10 APPROVAL OF A NEW 2005/2006 SHARE BUYBACK For Did Not Management
PROGRAM Vote
11 IN CASE OF AD-HOC SHAREHOLDERS MOTIONS For Did Not Management
DURING THE ANNUAL GENERAL MEETING, I/WE Vote
AUTHORIZE MY/OUR PROXY TO VOTE IN
ACCORDANCE WITH THE BOARD OF DIRECTORS
- --------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: MAY 3, 2005 Meeting Type: Annual
Record Date: MAR 7, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas H. Kean For Did Not Management
Vote
1.2 Elect Director Robert L. Ryan For Did Not Management
Vote
1.3 Elect Director William G. Spears For Did Not Management
Vote
1.4 Elect Director Gail R. Wilensky, Ph.D. For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
3 Performance- Based/Indexed Options Against Did Not Shareholder
Vote
4 Performance- Based/Indexed Options Against Did Not Shareholder
Vote
- --------------------------------------------------------------------------------
WHOLE FOODS MARKET, INC.
Ticker: WFMI Security ID: 966837106
Meeting Date: APR 4, 2005 Meeting Type: Annual
Record Date: FEB 4, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Dupree For Did Not Management
Vote
1.2 Elect Director Gabrielle E. Greene For Did Not Management
Vote
1.3 Elect Director John P. Mackey For Did Not Management
Vote
1.4 Elect Director Linda A. Mason For Did Not Management
Vote
1.5 Elect Director Morris J. Siegel For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
3 Increase Authorized Common Stock For Did Not Management
Vote
4 Amend Stock Option Plan For Did Not Management
Vote
5 Label Genetically Modified Ingredients Against Did Not Shareholder
Vote
6 Submit Shareholder Rights Plan (Poison Against Did Not Shareholder
Pill) to Shareholder Vote Vote
- --------------------------------------------------------------------------------
WYNN RESORTS LTD
Ticker: WYNN Security ID: 983134107
Meeting Date: MAY 2, 2005 Meeting Type: Annual
Record Date: MAR 31, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kazuo Okada For Echo Vote Management
1.2 Elect Director Robert J. Miller For Echo Vote Management
1.3 Elect Director Kiril Sokoloff For Echo Vote Management
1.4 Elect Director Allan Zeman For Echo Vote Management
2 Amend Executive Incentive Bonus Plan For Echo Vote Management
3 Ratify Auditors For Echo Vote Management
- --------------------------------------------------------------------------------
ZIMMER HOLDINGS INC
Ticker: ZMH Security ID: 98956P102
Meeting Date: MAY 2, 2005 Meeting Type: Annual
Record Date: MAR 15, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Raymond Elliott For For Management
2 Amend Stock Option Plan For For Management
3 Ratify Auditors For For Management
4 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
============================= MARSICO GROWTH FUND ==============================
AETNA INC.
Ticker: AET Security ID: 00817Y108
Meeting Date: APR 29, 2005 Meeting Type: Annual
Record Date: FEB 25, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Betsy Z. Cohen For For Management
1.2 Elect Director Barbara Hackman Franklin For For Management
1.3 Elect Director Jeffrey E. Garten For For Management
1.4 Elect Director Earl G. Graves For For Management
1.5 Elect Director Gerald Greenwald For For Management
1.6 Elect Director Ellen M. Hancock For For Management
1.7 Elect Director Michael H. Jordan For For Management
1.8 Elect Director Edward J. Ludwig For For Management
1.9 Elect Director Joseph P. Newhouse For For Management
1.10 Elect Director John W. Rowe, M.D. For For Management
1.11 Elect Director Ronald A. Williams For For Management
2 Ratify Auditors For For Management
3 Amend Stock Option Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Restore or Provide for Cumulative Voting Against Against Shareholder
6 Expense Stock Options Against Against Shareholder
- --------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: APR 13, 2005 Meeting Type: Annual
Record Date: FEB 14, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Frank Blount For Echo Vote Management
1.2 Elect Director John R. Brazil For Echo Vote Management
1.3 Elect Director Eugene V. Fife For Echo Vote Management
1.4 Elect Director Gaul D. Fosler For Echo Vote Management
1.5 Elect Director Peter A. Magowan For Echo Vote Management
2 Ratify Auditors For Echo Vote Management
3 Submit Shareholder Rights Plan (Poison Against Echo Vote Shareholder
Pill) to Shareholder Vote
4 Report on Equipment Sales to Israel Against Echo Vote Shareholder
5 Report on Operational Imact of HIV/AIDS, Against Echo Vote Shareholder
TB, and Malaria Pandemic
6 Require a Majority Vote for the Election Against Echo Vote Shareholder
of Directors
- --------------------------------------------------------------------------------
CHICAGO MERCANTILE EXCHANGE HOLDINGS, INC.
Ticker: CME Security ID: 167760107
Meeting Date: APR 27, 2005 Meeting Type: Annual
Record Date: FEB 28, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig S. Donohue For Did Not Management
Vote
1.2 Elect Director Terrence A. Duffy For Did Not Management
Vote
1.3 Elect Director Daniel R. Glickman For Did Not Management
Vote
1.4 Elect Director William P. Miller, II For Did Not Management
Vote
1.5 Elect Director James E. Oliff For Did Not Management
Vote
1.6 Elect Director John F. Sandner For Did Not Management
Vote
1.7 Elect Director Terry L. Savage For Did Not Management
Vote
2 Approve Non-Employee Director Stock For Did Not Management
Option Plan Vote
3 Approve Qualified Employee Stock Purchase For Did Not Management
Plan Vote
4 Ratify Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967101
Meeting Date: APR 19, 2005 Meeting Type: Annual
Record Date: FEB 25, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong For For Management
1.2 Elect Director Alain J.P. Belda For For Management
1.3 Elect Director George David For For Management
1.4 Elect Director Kenneth T. Derr For For Management
1.5 Elect Director John M. Deutch For For Management
1.6 Elect Director Roberto Hernandez Ramirez For For Management
1.7 Elect Director Ann Dibble Jordan For For Management
1.8 Elect Director Klaus Kleinfeld For For Management
1.9 Elect Director Dudley C. Mecum For For Management
1.10 Elect Director Anne Mulcahy For For Management
1.11 Elect Director Richard D. Parsons For For Management
1.12 Elect Director Charles Prince For For Management
1.13 Elect Director Judith Rodin For For Management
1.14 Elect Director Robert E. Rubin For For Management
1.15 Elect Director Franklin A. Thomas For For Management
1.16 Elect Director Sanford I. Weill For For Management
1.17 Elect Director Robert B. Willumstad For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Limit/Prohibit Awards to Executives Against Against Shareholder
5 Report on Political Contributions Against Against Shareholder
6 Prohibit Chairman From Management Duties, Against Against Shareholder
Titles or Responsibilities
7 Limit Executive Compensation Against Against Shareholder
8 Require a Majority Vote for the Election Against Against Shareholder
of Directors
9 Review/Limit Executive Compensation Against Against Shareholder
10 Adopt Simple Majority Vote Against Against Shareholder
- --------------------------------------------------------------------------------
COUNTRYWIDE FINANCIAL CORP.
Ticker: CFC Security ID: 222372104
Meeting Date: AUG 17, 2004 Meeting Type: Special
Record Date: JUL 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
COUNTRYWIDE FINANCIAL CORP.
Ticker: CFC Security ID: 222372104
Meeting Date: JUN 15, 2005 Meeting Type: Annual
Record Date: APR 20, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Angelo R. Mozilo For For Management
1.2 Elect Director Stanford L. Kurland For For Management
1.3 Elect Director Oscar P. Robertson For For Management
1.4 Elect Director Keith P. Russell For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CVS CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 12, 2005 Meeting Type: Annual
Record Date: MAR 15, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Don Cornwell For For Management
1.2 Elect Director Thomas P. Gerrity For For Management
1.3 Elect Director Stanley P. Goldstein For For Management
1.4 Elect Director Marian L. Heard For For Management
1.5 Elect Director William H. Joyce For For Management
1.6 Elect Director Terrence Murray For For Management
1.7 Elect Director Sheli Z. Rosenberg For For Management
1.8 Elect Director Thomas M. Ryan For For Management
1.9 Elect Director Alfred J. Verrecchia For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Election Against Against Shareholder
of Directors
4 Performance- Based/Indexed Options Against Against Shareholder
5 Review/Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
DELL INC.
Ticker: DELL Security ID: 24702R101
Meeting Date: JUL 16, 2004 Meeting Type: Annual
Record Date: MAY 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald J. Carty For For Management
1.2 Elect Director Michael S. Dell For For Management
1.3 Elect Director William H. Gray, III For For Management
1.4 Elect Director Judy C. Lewent For For Management
1.5 Elect Director Thomas W. Luce, III For For Management
1.6 Elect Director Klaus S. Luft For For Management
1.7 Elect Director Alex J. Mandl For For Management
1.8 Elect Director Michael A. Miles For For Management
1.9 Elect Director Samuel A. Nunn, Jr. For For Management
1.10 Elect Director Kevin B. Rollins For For Management
2 Ratify Auditors For For Management
3 Expense Stock Options Against Against Shareholder
- --------------------------------------------------------------------------------
ELECTRONIC ARTS INC.
Ticker: ERTS Security ID: 285512109
Meeting Date: JUL 29, 2004 Meeting Type: Annual
Record Date: JUN 8, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Richard Asher For For Management
1.2 Elect Director William J. Byron For For Management
1.3 Elect Director Leonard S. Coleman For For Management
1.4 Elect Director Gary M. Kusin For For Management
1.5 Elect Director Gregory B. Maffei For For Management
1.6 Elect Director Timothy Mott For For Management
1.7 Elect Director Robert W. Pittman For For Management
1.8 Elect Director Lawrence F. Probst III For For Management
1.9 Elect Director Linda J. Srere For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Amend Articles to Consolidate Common For For Management
Stock
5 Increase Authorized Common Stock For For Management
6 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EXXON MOBIL CORP.
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 25, 2005 Meeting Type: Annual
Record Date: APR 6, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Boskin For Did Not Management
Vote
1.2 Elect Director William W. George For Did Not Management
Vote
1.3 Elect Director James R. Houghton For Did Not Management
Vote
1.4 Elect Director William R. Howell For Did Not Management
Vote
1.5 Elect Director Reatha Clark King For Did Not Management
Vote
1.6 Elect Director Philip E. Lippincott For Did Not Management
Vote
1.7 Elect Director Henry A. McKinnell, Jr. For Did Not Management
Vote
1.8 Elect Director Marilyn Carlson Nelson For Did Not Management
Vote
1.9 Elect Director Lee R. Raymond For Did Not Management
Vote
1.10 Elect Director Walter V. Shipley For Did Not Management
Vote
1.11 Elect Director Rex W. Tillerson For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
3 Political Contributions/Activities Against Did Not Shareholder
Vote
4 Review/Limit Executive Compensation Against Did Not Shareholder
Vote
5 Nominate Independent Directors with Against Did Not Shareholder
Industry Experience Vote
6 Report on Payments to Indonesian Military Against Did Not Shareholder
Vote
7 Adopt Policy Prohibiting Discrimination Against Did Not Shareholder
based on Sexual Orientation Vote
8 Report on Potential Damage of Drilling in Against Did Not Shareholder
Protected Regions Vote
9 Disclose Information Supporting the Against Did Not Shareholder
Company Position on Climate Change Vote
10 Report on Company Policies for Compliance Against Did Not Shareholder
with the Kyoto Protocol Vote
- --------------------------------------------------------------------------------
FEDEX CORPORATION
Ticker: FDX Security ID: 31428X106
Meeting Date: SEP 27, 2004 Meeting Type: Annual
Record Date: AUG 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles T. Manatt For For Management
1.2 Elect Director Judith L. Estrin For For Management
1.3 Elect Director Philip Greer For For Management
1.4 Elect Director J.R. Hyde, III For For Management
1.5 Elect Director Shirley A. Jackson For For Management
1.6 Elect Director Frederick W. Smith For For Management
2 Declassify the Board of Directors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FOREST LABORATORIES, INC.
Ticker: FRX Security ID: 345838106
Meeting Date: AUG 11, 2004 Meeting Type: Annual
Record Date: JUN 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard Solomon For Did Not Management
Vote
1.2 Elect Director William J. Candee, III For Did Not Management
Vote
1.3 Elect Director George S. Cohan For Did Not Management
Vote
1.4 Elect Director Dan L. Goldwasser For Did Not Management
Vote
1.5 Elect Director Lester B. Salans For Did Not Management
Vote
1.6 Elect Director Kenneth E. Goodman For Did Not Management
Vote
1.7 Elect Director Phillip M. Satow For Did Not Management
Vote
2 Increase Authorized Common Stock For Did Not Management
Vote
3 Approve Stock Option Plan For Did Not Management
Vote
4 Ratify Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
FOUR SEASONS HOTELS INC.
Ticker: FSH.SV Security ID: 35100E104
Meeting Date: MAY 18, 2005 Meeting Type: Annual
Record Date: MAR 29, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Nan-b de Gaspe Beaubien and J. For For Management
Robert S. Prichard as Directors
2 Elect William D. Anderson, Brent For For Management
Belzberg, H. Roger Garland, Charles S.
Henry, Heather Munroe-Blum, Ronald W.
Osborne, Lionel H. Schipper, Isadore
Sharp, Anthony Sharp, and Simon M. Turner
as Directors
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Remuneration of
Auditors
- --------------------------------------------------------------------------------
GENENTECH, INC.
Ticker: DNA Security ID: 368710406
Meeting Date: APR 14, 2005 Meeting Type: Annual
Record Date: FEB 14, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert W. Boyer For For Management
1.2 Elect Director William M. Burns For For Management
1.3 Elect Director Erich Hunziker For For Management
1.4 Elect Director Jonathan K.C. Knowles For For Management
1.5 Elect Director Arthur D. Levinson For For Management
1.6 Elect Director Charles A. Sanders For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GENERAL DYNAMICS CORP.
Ticker: GD Security ID: 369550108
Meeting Date: MAY 4, 2005 Meeting Type: Annual
Record Date: MAR 11, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas D. Chabraja For Echo Vote Management
1.2 Elect Director James S. Crown For Echo Vote Management
1.3 Elect Director Lester Crown For Echo Vote Management
1.4 Elect Director William P. Fricks For Echo Vote Management
1.5 Elect Director Charles H. Goodman For Echo Vote Management
1.6 Elect Director Jay L. Johnson For Echo Vote Management
1.7 Elect Director George A. Joulwan For Echo Vote Management
1.8 Elect Director Paul G. Kaminski For Echo Vote Management
1.9 Elect Director John M. Keane For Echo Vote Management
1.10 Elect Director Lester L. Lyles For Echo Vote Management
1.11 Elect Director Carl E. Mundy, Jr For Echo Vote Management
1.12 Elect Director Robert Walmsley For Echo Vote Management
2 Ratify Auditors For Echo Vote Management
3 Limit Executive Compensation Against Echo Vote Shareholder
4 Report on Foreign Weapons Sales Against Echo Vote Shareholder
- --------------------------------------------------------------------------------
GENERAL ELECTRIC CO.
Ticker: GE Security ID: 369604103
Meeting Date: APR 27, 2005 Meeting Type: Annual
Record Date: FEB 28, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James I. Cash, Jr. For For Management
1.2 Elect Director William M. Castell For For Management
1.3 Elect Director Dennis D. Dammerman For For Management
1.4 Elect Director Ann M. Fudge For For Management
1.5 Elect Director Claudio X. Gonzalez For For Management
1.6 Elect Director Jeffrey R. Immelt For For Management
1.7 Elect Director Andrea Jung For For Management
1.8 Elect Director Alan G. Lafley For For Management
1.9 Elect Director Ralph S. Larsen For For Management
1.10 Elect Director Rochelle B. Lazarus For For Management
1.11 Elect Director Sam Nunn For For Management
1.12 Elect Director Roger S. Penske For For Management
1.13 Elect Director Robert J. Swieringa For For Management
1.14 Elect Director Douglas A. Warner III For For Management
1.15 Elect Director Robert C. Wright For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against Against Shareholder
4 Report on Nuclear Fuel Storage Risks Against Against Shareholder
5 Report on PCB Clean-up Costs Against Against Shareholder
6 Adopt Policy on Overboarded Directors Against Against Shareholder
7 Prepare a Sustainability Report Against Against Shareholder
8 Political Contributions/Activities Against Against Shareholder
9 Eliminate Animal Testing Against Against Shareholder
- --------------------------------------------------------------------------------
GOLDMAN SACHS GROUP, INC., THE
Ticker: GS Security ID: 38141G104
Meeting Date: APR 6, 2005 Meeting Type: Annual
Record Date: FEB 7, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John H. Bryan For For Management
1.2 Elect Director Stephen Friedman For For Management
1.3 Elect Director William W. George For For Management
1.4 Elect Director Henry M. Paulson, Jr. For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HARLEY-DAVIDSON, INC.
Ticker: HDI Security ID: 412822108
Meeting Date: APR 30, 2005 Meeting Type: Annual
Record Date: MAR 9, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George H. Conrades For For Management
1.2 Elect Director Sara L. Levinson For For Management
1.3 Elect Director George L. Miles, Jr. For For Management
2 Approve/Amend Employee Incentive Bonus For For Management
Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
KB HOME
Ticker: KBH Security ID: 48666K109
Meeting Date: APR 7, 2005 Meeting Type: Annual
Record Date: FEB 14, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. Johnson For Echo Vote Management
1.2 Elect Director J. Terrence Lanni For Echo Vote Management
1.3 Elect Director Barry Munitz For Echo Vote Management
2 Increase Authorized Common Stock For Echo Vote Management
3 Ratify Auditors For Echo Vote Management
- --------------------------------------------------------------------------------
LENNAR CORP.
Ticker: LEN Security ID: 526057104
Meeting Date: MAR 29, 2005 Meeting Type: Annual
Record Date: FEB 11, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stuart A. Miller For For Management
1.2 Elect Director Steven J. Saiontz For For Management
1.3 Elect Director Robert J. Strudler For For Management
2 Report on Greenhouse Gas Emissions Against Against Shareholder
- --------------------------------------------------------------------------------
LOCKHEED MARTIN CORP.
Ticker: LMT Security ID: 539830109
Meeting Date: APR 28, 2005 Meeting Type: Annual
Record Date: MAR 1, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E.C. 'Pete' Aldridge, Jr. For For Management
1.2 Elect Director Nolan D. Archibald For For Management
1.3 Elect Director Marcus C. Bennett For For Management
1.4 Elect Director James O. Ellis, Jr. For For Management
1.5 Elect Director Gwendolyn S. King For For Management
1.6 Elect Director Douglas H. McCorkindale For For Management
1.7 Elect Director Eugene F. Murphy For For Management
1.8 Elect Director Joseph W. Ralston For For Management
1.9 Elect Director Frank Savage For For Management
1.10 Elect Director Anne Stevens For For Management
1.11 Elect Director Robert J. Stevens For For Management
1.12 Elect Director James R. Ukropina For For Management
1.13 Elect Director Douglas C. Yearley For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Performance-Based/Indexed Options Against Against Shareholder
5 Adopt Simple Majority Vote Requirement Against Against Shareholder
for All Issues
6 Report on Pay Disparity Against Against Shareholder
7 and amend its code of conduct and Against Against Shareholder
policies related to bidding Review Code
of Conduct on Military Contracts
- --------------------------------------------------------------------------------
LOWE'S COMPANIES, INC.
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 27, 2005 Meeting Type: Annual
Record Date: APR 1, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Ingram For For Management
1.2 Elect Director Richard K. Lochridge For For Management
1.3 Elect Director Robert L. Johnson For For Management
2 Amend Non-Employee Director Stock Option For For Management
Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
M.D.C. HOLDINGS, INC.
Ticker: MDC Security ID: 552676108
Meeting Date: APR 21, 2005 Meeting Type: Annual
Record Date: FEB 22, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gilbert Goldstein For For Management
1.2 Elect Director William B. Kemper For For Management
- --------------------------------------------------------------------------------
MANDALAY RESORT GROUP
Ticker: MBG Security ID: 562567107
Meeting Date: JUL 6, 2004 Meeting Type: Annual
Record Date: MAY 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William E. Bannen, M.D. For For Management
1.2 Elect Director Jeffrey D. Benjamin For For Management
1.3 Elect Director Rose Mckinney-James For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MEDTRONIC, INC.
Ticker: MDT Security ID: 585055106
Meeting Date: AUG 26, 2004 Meeting Type: Annual
Record Date: JUL 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William R. Brody, M.D., For For Management
Ph.D.
1.2 Elect Director Arthur D. Collins, Jr. For For Management
1.3 Elect Director Antonio M. Gotto, Jr., For For Management
M.D., D. Phil.
2 Ratify Auditors For For Management
3 Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC.
Ticker: MER Security ID: 590188108
Meeting Date: APR 22, 2005 Meeting Type: Annual
Record Date: FEB 22, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jill K. Conway For Echo Vote Management
1.2 Elect Director Heinz-Joachim Neuburger For Echo Vote Management
1.3 Elect Director E. Stanley O'Neal For Echo Vote Management
2 Ratify Auditors For Echo Vote Management
3 Approve Non-Employee Director Restricted For Echo Vote Management
Stock Plan
4 Provide for Cumulative Voting Against Echo Vote Shareholder
5 Limit Executive Compensation Against Echo Vote Shareholder
- --------------------------------------------------------------------------------
MGM MIRAGE
Ticker: MGM Security ID: 552953101
Meeting Date: MAY 3, 2005 Meeting Type: Annual
Record Date: MAR 14, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James D. Aljian For For Management
1.2 Elect Director Robert H. Baldwin For For Management
1.3 Elect Director Terry N. Christensen For For Management
1.4 Elect Director Willie D. Davis For For Management
1.5 Elect Director Alexander M. Haig, Jr. For For Management
1.6 Elect Director Alexis M. Herman For For Management
1.7 Elect Director Roland Hernandez For For Management
1.8 Elect Director Gary N. Jacobs For For Management
1.9 Elect Director Kirk Kerkorian For For Management
1.10 Elect Director J. Terrence Lanni For For Management
1.11 Elect Director George J. Mason For For Management
1.12 Elect Director James J. Murren For For Management
1.13 Elect Director Ronald M. Popeil For For Management
1.14 Elect Director John T. Redmond For For Management
1.15 Elect Director Daniel M. Wade For For Management
1.16 Elect Director Melvin B. Wolzinger For For Management
1.17 Elect Director Alex Yemenidjian For For Management
2 Increase Authorized Common Stock For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MICROSOFT CORP.
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 9, 2004 Meeting Type: Annual
Record Date: SEP 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Gates III For For Management
1.2 Elect Director Steven A. Ballmer For For Management
1.3 Elect Director James I. Cash Jr., Ph.D. For For Management
1.4 Elect Director Raymond V. Gilmartin For For Management
1.5 Elect Director Ann McLaughlin Korologos For For Management
1.6 Elect Director David F. Marquardt For For Management
1.7 Elect Director Charles H. Noski For For Management
1.8 Elect Director Dr. Helmut Panke For For Management
1.9 Elect Director Jon A. Shirley For For Management
2 Amend Bundled Compensation Plans For For Management
3 Amend Bundled Compensation Plans For For Management
4 Amend Stock Option Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MONSANTO CO.
Ticker: MON Security ID: 61166W101
Meeting Date: JAN 20, 2005 Meeting Type: Annual
Record Date: NOV 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Bachmann For For Management
1.2 Elect Director William U. Parfet For For Management
1.3 Elect Director George H. Poste For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Report on Genetically Modified Organisms Against Against Shareholder
5 Report on Export of Hazardous Pesticides Against Against Shareholder
6 Adopt Human Rights Policy Against Against Shareholder
7 Eliminate Animal Testing Against Against Shareholder
- --------------------------------------------------------------------------------
NIKE, INC.
Ticker: NKE Security ID: 654106103
Meeting Date: SEP 20, 2004 Meeting Type: Annual
Record Date: JUL 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jill K. Conway For For Management
1.2 Elect Director Alan B. Graf, Jr. For For Management
1.3 Elect Director Jeanne P. Jackson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PACIFICARE HEALTH SYSTEMS, INC.
Ticker: PHS Security ID: 695112102
Meeting Date: MAY 19, 2005 Meeting Type: Annual
Record Date: MAR 31, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aida Alvarez For For Management
1.2 Elect Director Bradley C. Call For For Management
1.3 Elect Director Terry O. Hartshorn For For Management
1.4 Elect Director Dominic Ng For For Management
1.5 Elect Director Howard G. Phanstiel For For Management
1.6 Elect Director Warren E. Pinckert II For For Management
1.7 Elect Director David A. Reed For For Management
1.8 Elect Director Charles R. Rinehart For For Management
1.9 Elect Director Linda Rosenstock For For Management
1.10 Elect Director Lloyd E. Ross For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 4, 2005 Meeting Type: Annual
Record Date: MAR 11, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Akers For Echo Vote Management
1.2 Elect Director Robert E. Allen For Echo Vote Management
1.3 Elect Director Ray L. Hunt For Echo Vote Management
1.4 Elect Director Arthur C. Martinez For Echo Vote Management
1.5 Elect Director Indra K. Nooyi For Echo Vote Management
1.6 Elect Director Steven S Reinemund For Echo Vote Management
1.7 Elect Director Sharon P. Rockefeller For Echo Vote Management
1.8 Elect Director James J. Schiro For Echo Vote Management
1.9 Elect Director Franklin A. Thomas For Echo Vote Management
1.10 Elect Director Cynthia M. Trudell For Echo Vote Management
1.11 Elect Director Solomon D. Trujillo For Echo Vote Management
1.12 Elect Director Daniel Vasella For Echo Vote Management
2 Ratify Auditors For Echo Vote Management
3 Report on Corporate Political Against Echo Vote Shareholder
Contributions
- --------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 28, 2005 Meeting Type: Annual
Record Date: MAR 2, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael S. Brown For For Management
1.2 Elect Director M. Anthony Burns For For Management
1.3 Elect Director Robert N. Burt For For Management
1.4 Elect Director W. Don Cornwell For For Management
1.5 Elect Director William H. Gray III For For Management
1.6 Elect Director Constance J. Horner For For Management
1.7 Elect Director William R. Howell For For Management
1.8 Elect Director Stanley O. Ikenberry For For Management
1.9 Elect Director George A. Lorch For For Management
1.10 Elect Director Henry A. McKinnell For For Management
1.11 Elect Director Dana G. Mead For For Management
1.12 Elect Director Ruth J. Simmons For For Management
1.13 Elect Director William C. Steere, Jr. For For Management
1.14 Elect Director Jean-Paul Valles For For Management
2 Ratify Auditors For For Management
3 Establish Term Limits for Directors Against Against Shareholder
4 Report on Pharmaceutical Price Restraint Against Against Shareholder
5 Review and Report on Drug Reimportation Against Against Shareholder
Policy
6 Report on Political Contributions Against Against Shareholder
7 Report on Product Availability in Canada Against Against Shareholder
8 Separate Chairman and CEO Positions Against Against Shareholder
- --------------------------------------------------------------------------------
PROCTER & GAMBLE COMPANY, THE
Ticker: PG Security ID: 742718109
Meeting Date: OCT 12, 2004 Meeting Type: Annual
Record Date: JUL 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Kerry Clark For For Management
1.2 Elect Director Joseph T. Gorman For For Management
1.3 Elect Director Lynn M. Martin For For Management
1.4 Elect Director Ralph Snyderman, M.D. For For Management
1.5 Elect Director Robert D. Storey For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Declassify the Board of Directors Against Against Management
5 Implement/ Report on Animal Welfare Against Against Shareholder
Standards
- --------------------------------------------------------------------------------
QUALCOMM INC.
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 8, 2005 Meeting Type: Annual
Record Date: JAN 7, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert E. Kahn For For Management
1.2 Elect Director Duane A. Nelles For For Management
1.3 Elect Director Brent Scowcroft For For Management
2 Declassify the Board of Directors and For For Management
Eliminate Cumulative Voting
3 Increase Authorized Common Stock For For Management
4 Amend Articles For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
QUEST DIAGNOSTICS, INCORPORATED
Ticker: DGX Security ID: 74834L100
Meeting Date: MAY 10, 2005 Meeting Type: Annual
Record Date: MAR 14, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Beuhler For For Management
1.2 Elect Director Rosanne Haggerty For For Management
1.3 Elect Director Gary M. Pfeiffer For For Management
1.4 Elect Director Daniel C. Stanzione For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Non-Employee Director Stock Option For For Management
Plan
- --------------------------------------------------------------------------------
ROYAL CARIBBEAN CRUISES LTD.
Ticker: RCL Security ID: V7780T103
Meeting Date: MAY 17, 2005 Meeting Type: Annual
Record Date: MAR 24, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Laura Laviada For For Management
1.2 Elect Director Eyal Ofer For For Management
1.3 Elect Director William K. Reilly For For Management
1.4 Elect Director Arne A. Wilhelmsen For For Management
2 RATIFICATION OF APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY
S INDEPENDENT REGISTERED ACCOUNTING FIRM
FOR 2005.
- --------------------------------------------------------------------------------
SANOFI-AVENTIS (FORMERLY SANOFI-SYNTHELABO )
Ticker: Security ID: 80105N105
Meeting Date: MAY 31, 2005 Meeting Type: Annual
Record Date: APR 25, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE INDIVIDUAL COMPANY For Did Not Management
FINANCIAL STATEMENTS Vote
2 APPROVAL OF THE CONSOLIDATED FINANCIAL For Did Not Management
STATEMENTS Vote
3 APPROPRIATION OF PROFITS; DECLARATION OF For Did Not Management
DIVIDEND Vote
4 APPROVAL OF TRANSACTIONS COVERED BY THE For Did Not Management
STATUTORY AUDITORS SPECIAL REPORT Vote
5 Ratify Auditors For Did Not Management
Vote
6 Ratify Auditors For Did Not Management
Vote
7 AUTHORIZATION TO THE BOARD OF DIRECTORS For Did Not Management
TO CARRY OUT TRANSACTIONS IN SHARES Vote
ISSUED BY THE COMPANY
8 TERMINATION OF THE AUTHORITY TO ISSUE For Did Not Management
BONDS Vote
9 TO CARRY OUT INCREASES IN THE SHARE For Did Not Management
CAPITAL BY ISSUANCE, WITH PREEMPTIVE Vote
RIGHTS MAINTAINED
10 TO CARRY OUT INCREASES IN THE SHARE For Did Not Management
CAPITAL BY ISSUANCE, WITHOUT PREEMPTIVE Vote
RIGHTS
11 TO CARRY OUT INCREASES IN THE SHARE For Did Not Management
CAPITAL BY INCORPORATION OF SHARE Vote
PREMIUM, RESERVES, PROFITS OR OTHER ITEMS
12 TO INCREASE THE NUMBER OF SHARES TO BE For Did Not Management
ISSUED IN THE EVENT OF A CAPITAL INCREASE Vote
WITH OR WITHOUT PREEMPTIVE RIGHTS
13 TO CARRY OUT INCREASES IN THE SHARE For Did Not Management
CAPITAL BY ISSUANCE OF SHARES RESERVED Vote
FOR EMPLOYEES WITH WAIVER OF PREEMPTIVE
RIGHTS
14 DELEGATION TO THE BOARD OF DIRECTORS OF For Did Not Management
AUTHORITY TO GRANT OPTIONS TO SUBSCRIBE Vote
FOR OR PURCHASE SHARES
15 DELEGATION TO THE BOARD TO ALLOT EXISTING For Did Not Management
OR NEW SHARES FREE OF CHARGE TO ALL OR Vote
SOME SALARIED EMPLOYEES OF THE GROUP
16 DELEGATION TO THE BOARD OF DIRECTORS OF For Did Not Management
POWERS TO REDUCE THE SHARE CAPITAL BY Vote
CANCELLATION OF TREASURY SHARES
17 POWERS FOR THE ACCOMPLISHMENT OF For Did Not Management
FORMALITIES Vote
- --------------------------------------------------------------------------------
SLM CORP.
Ticker: SLM Security ID: 78442P106
Meeting Date: MAY 19, 2005 Meeting Type: Annual
Record Date: MAR 21, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles L. Daley For For Management
1.2 Elect Director William M. Diefenderfer, For For Management
III
1.3 Elect Director Thomas J. Fitzpatrick For For Management
1.4 Elect Director Diane Suitt Gilleland For For Management
1.5 Elect Director Earl A. Goode For For Management
1.6 Elect Director Ann Torre Grant For For Management
1.7 Elect Director Ronald F. Hunt For For Management
1.8 Elect Director Benjamin J. Lambert, III For For Management
1.9 Elect Director Albert L. Lord For For Management
1.10 Elect Director Barry A. Munitz For For Management
1.11 Elect Director A. Alexander Porter, Jr. For For Management
1.12 Elect Director Wolfgang Schoellkopf For For Management
1.13 Elect Director Steven L. Shapiro For For Management
1.14 Elect Director Barry L. Williams For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SONY CORP.
Ticker: SNE Security ID: 835699307
Meeting Date: JUN 22, 2005 Meeting Type: Annual
Record Date: MAR 30, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 TO AMEND A PART OF THE ARTICLES OF For Did Not Management
INCORPORATION. Vote
2 TO ELECT 12 DIRECTORS. For Did Not Management
Vote
3 TO ISSUE STOCK ACQUISITION RIGHTS FOR For Did Not Management
SHARES OF COMMON STOCK OF THE CORPORATION Vote
FOR THE PURPOSE OF GRANTING STOCK
OPTIONS.
4 TO AMEND THE ARTICLES OF INCORPORATION Against Did Not Shareholder
WITH RESPECT TO DISCLOSURE TO Vote
SHAREHOLDERS REGARDING REMUNERATION PAID
TO EACH DIRECTOR.
- --------------------------------------------------------------------------------
ST. JOE COMPANY, THE
Ticker: JOE Security ID: 790148100
Meeting Date: MAY 17, 2005 Meeting Type: Annual
Record Date: MAR 31, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael L. Ainslie For For Management
1.2 Elect Director John S. Lord For For Management
1.3 Elect Director Hugh M. Durden For For Management
1.4 Elect Director Walter L. Revell For For Management
1.5 Elect Director Thomas A. Fanning For For Management
1.6 Elect Director Peter S. Rummell For For Management
1.7 Elect Director Adam W. Herbert, Jr. For For Management
1.8 Elect Director William H. Walton, III For For Management
1.9 Elect Director Delores M. Kesler For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC.
Ticker: STJ Security ID: 790849103
Meeting Date: MAY 11, 2005 Meeting Type: Annual
Record Date: MAR 14, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard R. Devenuti For For Management
1.2 Elect Director Stuart M. Essig For For Management
1.3 Elect Director Thomas H. Garrett III For For Management
1.4 Elect Director Wendy L. Yarno For For Management
2 Ratify Auditors For For Management
3 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
- --------------------------------------------------------------------------------
STARBUCKS CORP.
Ticker: SBUX Security ID: 855244109
Meeting Date: FEB 9, 2005 Meeting Type: Annual
Record Date: DEC 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara Bass For For Management
1.2 Elect Director Mellody Hobson For For Management
1.3 Elect Director Olden Lee For For Management
1.4 Elect Director Howard Schultz For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Commit to Free Trade certified Coffee Against Against Shareholder
- --------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: MAY 18, 2005 Meeting Type: Annual
Record Date: MAR 21, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roxanne S. Austin For For Management
1.2 Elect Director James A. Johnson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TOLL BROTHERS, INC.
Ticker: TOL Security ID: 889478103
Meeting Date: MAR 17, 2005 Meeting Type: Annual
Record Date: JAN 21, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert I. Toll For For Management
1.2 Elect Director Bruce E. Toll For For Management
1.3 Elect Director Joel H. Rassman For For Management
2 Increase Authorized Preferred and Common For For Management
Stock
3 Amend Executive Incentive Bonus Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
6 Expense Stock Options Against Against Shareholder
- --------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: 902124106
Meeting Date: MAR 10, 2005 Meeting Type: Annual
Record Date: JAN 10, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis C. Blair For Did Not Management
Vote
1.2 Elect Director Edward D. Breen For Did Not Management
Vote
1.3 Elect Director George W. Buckley For Did Not Management
Vote
1.4 Elect Director Brian Duperreault For Did Not Management
Vote
1.5 Elect Director Bruce S. Gordon For Did Not Management
Vote
1.6 Elect Director Rajiv L. Gupta For Did Not Management
Vote
1.7 Elect Director John A. Krol For Did Not Management
Vote
1.8 Elect Director Mackey J. Mcdonald For Did Not Management
Vote
1.9 Elect Director H. Carl Mccall For Did Not Management
Vote
1.10 Elect Director Brendan R. O'Neill For Did Not Management
Vote
1.11 Elect Director Sandra S. Wijnberg For Did Not Management
Vote
1.12 Elect Director Jerome B. York For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
UBS AG
Ticker: Security ID: H8920M855
Meeting Date: APR 21, 2005 Meeting Type: Annual
Record Date: MAR 9, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 ANNUAL REPORT, GROUP AND PARENT COMPANY For Did Not Management
ACCOUNTS FOR 2004. REPORTS OF THE GROUP Vote
AND STATUTORY AUDITORS
2 APPROPRIATION OF RETAINED EARNINGS. For Did Not Management
DIVIDEND FOR FINANCIAL YEAR 2004 Vote
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF For Did Not Management
DIRECTORS AND THE GROUP EXECUTIVE BOARD Vote
4 RE-ELECTION OF BOARD MEMBER: MARCEL OSPEL For Did Not Management
Vote
5 RE-ELECTION OF BOARD MEMBER: LAWRENCE A. For Did Not Management
WEINBACH Vote
6 ELECTION OF NEW BOARD MEMBER: MARCO SUTER For Did Not Management
Vote
7 ELECTION OF NEW BOARD MEMBER: PETER R. For Did Not Management
VOSER Vote
8 RE-ELECTION OF GROUP AND STATUTORY For Did Not Management
AUDITORS: ERNST & YOUNG LTD., BASEL Vote
9 CANCELLATION OF SHARES REPURCHASED UNDER For Did Not Management
THE 2004/2005 SHARE BUYBACK PROGRAM AND Vote
RESPECTIVE AMENDMENT OF ARTICLE 4 OF THE
ARTICLES OF ASSOCIATION
10 APPROVAL OF A NEW 2005/2006 SHARE BUYBACK For Did Not Management
PROGRAM Vote
11 IN CASE OF AD-HOC SHAREHOLDERS MOTIONS For Did Not Management
DURING THE ANNUAL GENERAL MEETING, I/WE Vote
AUTHORIZE MY/OUR PROXY TO VOTE IN
ACCORDANCE WITH THE BOARD OF DIRECTORS
- --------------------------------------------------------------------------------
UCBH HOLDINGS, INC.
Ticker: UCBH Security ID: 90262T308
Meeting Date: MAY 19, 2005 Meeting Type: Annual
Record Date: MAR 31, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Li-Lin Ko For For Management
1.2 Elect Director Richard Li-Chung Wang For For Management
1.3 Elect Director Dennis Wu For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
UCBH HOLDINGS, INC.
Ticker: UCBH Security ID: 90262T308
Meeting Date: SEP 24, 2004 Meeting Type: Special
Record Date: AUG 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Stock Option Plan For For Management
- --------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORP.
Ticker: UTX Security ID: 913017109
Meeting Date: APR 13, 2005 Meeting Type: Annual
Record Date: FEB 15, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George David For For Management
1.2 Elect Director Jean-Pierre Garnier For For Management
1.3 Elect Director Jamie S. Gorelick For For Management
1.4 Elect Director Charles R. Lee For For Management
1.5 Elect Director Richard D. McCormick For For Management
1.6 Elect Director Harold McGraw III For For Management
1.7 Elect Director Frank P. Popoff For For Management
1.8 Elect Director H. Patrick Swygert For For Management
1.9 Elect Director Andre Villeneuve For For Management
1.10 Elect Director H. A. Wagner For For Management
1.11 Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Increase Disclosure of Executive Against Against Shareholder
Compensation
5 Adopt Ethical Criteria for Military Against Against Shareholder
Contracts
6 Limit Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: MAY 3, 2005 Meeting Type: Annual
Record Date: MAR 7, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas H. Kean For Did Not Management
Vote
1.2 Elect Director Robert L. Ryan For Did Not Management
Vote
1.3 Elect Director William G. Spears For Did Not Management
Vote
1.4 Elect Director Gail R. Wilensky, Ph.D. For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
3 Performance- Based/Indexed Options Against Did Not Shareholder
Vote
4 Performance- Based/Indexed Options Against Did Not Shareholder
Vote
- --------------------------------------------------------------------------------
WELLPOINT INC
Ticker: WLP Security ID: 94973V107
Meeting Date: MAY 10, 2005 Meeting Type: Annual
Record Date: MAR 18, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H.T. Bush For For Management
1.2 Elect Director Warren Y. Jobe For For Management
1.3 Elect Director William G. Mays For For Management
1.4 Elect Director Senator Donald W. Riegle, For For Management
Jr.
1.5 Elect Director William J. Ryan For For Management
2 Ratify Auditors For For Management
3 Performance- Based/Indexed Options Against Against Shareholder
- --------------------------------------------------------------------------------
WYNN RESORTS LTD
Ticker: WYNN Security ID: 983134107
Meeting Date: MAY 2, 2005 Meeting Type: Annual
Record Date: MAR 31, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kazuo Okada For Echo Vote Management
1.2 Elect Director Robert J. Miller For Echo Vote Management
1.3 Elect Director Kiril Sokoloff For Echo Vote Management
1.4 Elect Director Allan Zeman For Echo Vote Management
2 Amend Executive Incentive Bonus Plan For Echo Vote Management
3 Ratify Auditors For Echo Vote Management
- --------------------------------------------------------------------------------
YUM BRANDS, INC.
Ticker: YUM Security ID: 988498101
Meeting Date: MAY 19, 2005 Meeting Type: Annual
Record Date: MAR 21, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director David W. Dorman For For Management
2.2 Elect Director Massimo Ferragamo For For Management
2.3 Elect Director J. David Grissom For For Management
2.4 Elect Director Bonnie Hill For For Management
2.5 Elect Director Robert Holland, Jr. For For Management
2.6 Elect Director Kenneth G. Langone For For Management
2.7 Elect Director Jonathan S. Linen For For Management
2.8 Elect Director David C. Novak For For Management
2.9 Elect Director Andrall E. Pearson For For Management
2.10 Elect Director Thomas M. Ryan For For Management
2.11 Elect Director Jackie Trujillo For For Management
2.12 Elect Director Robert J. Ulrich For For Management
3 Elect Directors David W. Dorman, Massimo For For Management
Ferragamo, Thomas M. Ryan, Robert Ulrich
and Jonathan Linen
4 Ratify Auditors For For Management
5 Sustainability Report Against Against Shareholder
6 Prepare a Diversity Report Against Against Shareholder
7 Adopt MacBride Principles Against Against Shareholder
8 Report on Genetically Modified Organisms Against Against Shareholder
(GMO)
9 Report on Animal Welfare Standards Against Against Shareholder
- --------------------------------------------------------------------------------
ZIMMER HOLDINGS INC
Ticker: ZMH Security ID: 98956P102
Meeting Date: MAY 2, 2005 Meeting Type: Annual
Record Date: MAR 15, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Raymond Elliott For For Management
2 Amend Stock Option Plan For For Management
3 Ratify Auditors For For Management
4 Prohibit Auditor from Providing Non-Audit Against Against Shareholder
Services
=================== MARSICO INTERNATIONAL OPPORTUNITIES FUND ===================
ARM HOLDINGS PLC
Ticker: Security ID: G0483X122
Meeting Date: APR 25, 2005 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend of 0.42 Pence Per For For Management
Share
3 Approve Remuneration Report For For Management
4 Elect Jeremy Scudamore as Director For For Management
5 Elect Philip Rowley as Director For For Management
6 Elect Simon Segars as Director For For Management
7 Re-elect Sir Robin Saxby as Director For For Management
8 Re-elect Mike Muller as Director For For Management
9 Re-elect Tudor Brown as Director For For Management
10 Re-elect Doug Dunn as Director For For Management
11 Re-elect John Scarisbrick as Director For For Management
12 Re-elect Tim Score as Director For For Management
13 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors and Authorise the Board to
Determine Their Remuneration
14 Authorise 136,800,000 Shares for Market For For Management
Purchase
- --------------------------------------------------------------------------------
ARM HOLDINGS PLC
Ticker: Security ID: G0483X122
Meeting Date: DEC 23, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Artisan For For Management
Components, Inc.; Increase Authorised
Share Capital to GBP 1.1 Million;
Authorise Consideration Shares; Increase
Number of Directors to 16 and Exclude
Artisan Stock Options from Dilution Limit
in Existing ARM Share Plans
2 Elect Mark Templeton as Director For For Management
3 Elect Lucio Lanza as Director For For Management
4 Amend Articles of Association Re: Number For For Management
of Directors and other General Matters
- --------------------------------------------------------------------------------
ASTELLAS PHARMA INC. (FRMLY. YAMANOUCHI PHARMACEUTICAL CO. LTD.)
Ticker: Security ID: J03393105
Meeting Date: JUN 24, 2005 Meeting Type: Annual
Record Date: MAR 31, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 15,
Final JY 16, Special JY 0
2.1 Elect Director For For Management
2.2 Elect Director For For Management
3 Approve Retirement Bonuses for Directors For For Management
and Statutory Auditors, and Special
Payments to Continuing Directors and
Statutory Auditor in Connection with
Abolition of Retirement Bonus System
4 Approve Deep Discount Stock Option Plan For For Management
5 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Directors
- --------------------------------------------------------------------------------
BANCA INTESA SPA (FORMERLY INTESABCI SPA )
Ticker: Security ID: T17074104
Meeting Date: APR 14, 2005 Meeting Type: Annual
Record Date: APR 8, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports; Accept Financial Statements and Vote
Statutory Reports of the Subsidiary
Intesa Sistemi e Servizi Spa
2 Elect Directors For Did Not Management
Vote
3.a Appoint Board of Internal Statutory None Did Not Management
Auditors and its Chairman for Three-Year Vote
Term 2005-2007 - Majority Shareholder
Slate
3.b Appoint Internal Statutory Auditors and None Did Not Management
its Chairman for the Three-Year Term Vote
2005-2007 - Minority Shareholder(s) Slate
3.c Approve Remuneration of Internal None Did Not Management
Statutory Auditors Vote
- --------------------------------------------------------------------------------
BAYERISCHE HYPO- UND VEREINSBANK AG
Ticker: Security ID: D08064103
Meeting Date: MAY 12, 2005 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None Did Not Management
Statutory Reports Vote
2 Approve Discharge of Management Board for For Did Not Management
Fiscal Year 2004 Vote
3 Approve Discharge of Supervisory Board For Did Not Management
for Fiscal Year 2004 Vote
4a Elect Max Dietrich Kley to the For Did Not Management
Supervisory Board Vote
4b Elect Gerhard Randa to the Supervisory For Did Not Management
Board Vote
4c Elect Diether Muenich as Alternate Member For Did Not Management
to the Supervisory Board Vote
5 Authorize Repurchase of up to Five For Did Not Management
Percent of Issued Share Capital for Vote
Trading Purposes
6 Authorize Share Repurchase Program and For Did Not Management
Reissuance of Repurchased Shares Vote
7 Amend Articles Re: Calling of and For Did Not Management
Registration for Shareholder Meetings due Vote
to Pending Changes in German Law (Law on
Company Integrity and Modernization of
Shareholder Lawsuits)
8 Amend Articles Re: Time Designation at For Did Not Management
Shareholder Meetings due to Proposed Vote
Changes in German Law (Company Integrity
and Modernization of Shareholder Lawsuits
Regulation)
9 Amend Corporate Purpose For Did Not Management
Vote
10 Approve Affiliation Agreements with For Did Not Management
Subsidiaries Vote
11 Approve Affiliation Agreements with For Did Not Management
Subsidiaries Vote
12 Ratify KPMG Deutsche For Did Not Management
Treuhand-Gesellschaft AG as Auditors Vote
- --------------------------------------------------------------------------------
BP PLC (FORM. BP AMOCO PLC )
Ticker: BP/LN Security ID: G12793181
Meeting Date: APR 14, 2005 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect David Allen as Director For For Management
2 Re-elect Lord Browne of Madingley as For For Management
Director
3 Re-elect John Bryan as Director For For Management
4 Re-elect Antony Burgmans as Director For For Management
5 Elect Iain Conn as Director For For Management
6 Re-elect Erroll Davis, Jr. as Director For For Management
7 Elect Douglas Flint as Director For For Management
8 Re-elect Byron Grote as Director For For Management
9 Re-elect Tony Hayward as Director For For Management
10 Re-elect DeAnne Julius as Director For For Management
11 Elect Sir Tom McKillop as Director For For Management
12 Re-elect John Manzoni as Director For For Management
13 Re-elect Walter Massey as Director For For Management
14 Re-elect Michael Miles as Director For For Management
15 Re-elect Sir Ian Prosser as Director For For Management
16 Re-elect Michael Wilson as Director For For Management
17 Re-elect Peter Sutherland as Director For For Management
18 Reappoint Ernst & Young LLP as Auditors For For Management
and Authorise the Board to Determine
Their Remuneration
19 Authorise Issue of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
USD 1,770 Million
20 Authorise Issue of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 256 Million
21 Authorise 2.1 Billion Ordinary Shares for For For Management
Market Purchase
22 Approve Remuneration Report For For Management
23 Approve Share Incentive Plan For For Management
24 Accept Financial Statements and Statutory For For Management
Reports
- --------------------------------------------------------------------------------
CANADIAN NATIONAL RAILWAY CO.
Ticker: CNR CN Security ID: 136375102
Meeting Date: APR 21, 2005 Meeting Type: Annual
Record Date: MAR 15, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Armellino For For Management
1.2 Elect Director A. Charles Baillie For For Management
1.3 Elect Director Hugh J. Bolton For For Management
1.4 Elect Director Purdy Crawford For For Management
1.5 Elect Director J.V. Raymond Cyr For For Management
1.6 Elect Director Gordon D. Giffin For For Management
1.7 Elect Director James K. Gray For For Management
1.8 Elect Director E. Hunter Harrison For For Management
1.9 Elect Director Edith E. Holiday For For Management
1.10 Elect Director V. Maureen Kempston Darkes For For Management
1.11 Elect Director Gilbert H. Lamphere For For Management
1.12 Elect Director Denis Losier For For Management
1.13 Elect Director Edward C. Lumley For For Management
1.14 Elect Director David G.A. McLean For For Management
1.15 Elect Director Robert Pace For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend Management Long-Term Incentive Plan For For Management
- --------------------------------------------------------------------------------
CANON INC.
Ticker: 7751 JT Security ID: J05124144
Meeting Date: MAR 30, 2005 Meeting Type: Annual
Record Date: DEC 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 25,
Final JY 40, Special JY 0
2 Amend Articles to: Expand Business Lines For For Management
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
3.10 Elect Director For For Management
3.11 Elect Director For For Management
3.12 Elect Director For For Management
3.13 Elect Director For For Management
3.14 Elect Director For For Management
3.15 Elect Director For For Management
3.16 Elect Director For For Management
3.17 Elect Director For For Management
3.18 Elect Director For For Management
3.19 Elect Director For For Management
3.20 Elect Director For For Management
3.21 Elect Director For For Management
3.22 Elect Director For For Management
3.23 Elect Director For For Management
3.24 Elect Director For For Management
3.25 Elect Director For For Management
4 Approve Retirement Bonuses for Directors For For Management
- --------------------------------------------------------------------------------
CAPITALAND LIMITED
Ticker: CLLDF Security ID: Y10923103
Meeting Date: APR 29, 2005 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and Directors' For For Management
and Auditors' Reports for the Year Ended
December 31, 2004
2 Declare First and Final Dividend of SGD For For Management
0.05 Per Share and Special Dividend of
SGD 0.01 Per Share
3 Approve Directors' Fees of SGD 1.0 For For Management
Million for the Year Ended December 31,
2004 (2003: SGD 971,340)
4a Reelect Liew Mun Leong as Director For For Management
4b Reelect Richard Edward Hale as Director For For Management
4c Reelect Peter Seah Lim Huat as Director For For Management
5a Reelect Richard Hu Tsu Tau as Director For For Management
5b Reelect Hsuan Owyang as Director For For Management
5c Reelect Lim Chin Beng as Director For For Management
6 Reappoint KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
7 Other Business (Voting) For For Management
8a Approve Issuance of Shares without For For Management
Preemptive Rights
8b Approve Issuance of Shares and Grant of For For Management
Options Pursuant to the CapitaLand Share
Option Plan, the CapitaLand Performance
Share Plan and the CapitaLand Restricted
Stock Plan
- --------------------------------------------------------------------------------
CHINA TELECOM CORPORATION LTD
Ticker: ZCHA GR Security ID: 169426103
Meeting Date: OCT 20, 2004 Meeting Type: Special
Record Date: SEP 7, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPOINT MR. YANG JIE AND MR. SUN For For Management
KANGMIN AS EXECUTIVE DIRECTORS OF THE
COMPANY.
2 TO AMEND ARTICLE 6 OF THE ARTICLES, AS For For Management
MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
3 TO AMEND ARTICLE 20 OF THE ARTICLES, AS For For Management
MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
4 TO AMEND ARTICLE 21 OF THE ARTICLES, AS For For Management
MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
5 TO AMEND ARTICLE 24 OF THE ARTICLES, AS For For Management
MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
6 TO AMEND ARTICLE 94 OF THE ARTICLES, AS For For Management
MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
7 TO AMEND THE SECOND PARAGRAPH OF ARTICLE For For Management
133 OF THE ARTICLES, AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
- --------------------------------------------------------------------------------
CNOOC LTD
Ticker: Security ID: 126132109
Meeting Date: MAY 25, 2005 Meeting Type: Annual
Record Date: APR 18, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE AND CONSIDER THE AUDITED For For Management
ACCOUNTS FOR THE YEAR ENDED DECEMBER 31,
2004 TOGETHER WITH THE REPORTS OF THE
DIRECTORS AND THE AUDITORS THEREON.
2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR For For Management
ENDED DECEMBER 31, 2004.
3 TO RE-ELECT MR. LUO HAN AS EXECUTIVE For For Management
DIRECTOR.
4 TO RE-ELECT MR. CHIU SUNG HONG AS For For Management
INDEPENDENT NON-EXECUTIVE DIRECTOR.
5 Ratify Auditors For For Management
6 TO GRANT A GENERAL MANDATE TO THE For For Management
DIRECTORS TO REPURCHASE SHARES IN THE
COMPANY NOT EXCEEDING 10% OF THE
AGGREGATE NOMINAL AMOUNT OF THE EXISTING
ISSUED SHARE CAPITAL.
7 TO GRANT A GENERAL MANDATE TO THE For For Management
DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
ADDITIONAL SHARES IN THE COMPANY NOT
EXCEEDING 20% OF THE EXISTING ISSUED
SHARE CAPITAL.
8 TO EXTEND THE GENERAL MANDATE GRANTED TO For For Management
THE DIRECTORS TO ISSUE, ALLOT AND DEAL
WITH SHARES BY THE NUMBER OF SHARES
REPURCHASED.
- --------------------------------------------------------------------------------
EMI GROUP PLC (FORMERLY THORN EMI)
Ticker: Security ID: G3035P100
Meeting Date: JUL 13, 2004 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend of 6 Pence Per For For Management
Ordinary Share
3 Approve Remuneration Report For For Management
4 Re-elect Martin Bandier as Director For For Management
5 Re-elect Kathleen O'Donovan as Director For For Management
6 Elect John Gildersleeve as Director For For Management
7 Elect Sly Bailey as Director For For Management
8 Re-appoint Ernst and Young LLP as For For Management
Auditors of the Company
9 Authorise Board to Fix Remuneration of For For Management
the Auditors
10 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 42,090,018
11 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 5,520,198
12 Authorise 78,859,975 Ordinary Shares for For For Management
Market Purchase
13 Amend the EMI Group Savings-Related Share For For Management
Option Scheme
14 Approve the EMI Group Share Incentive For For Management
Plan
15 Authorise EMI Group plc to Make EU For For Management
Political Donations up to Aggregate
Nominal Amount of GBP 50,000 and Incur EU
Political Expenditure up to GBP 50,000
16 Authorise EMI Music Ltd. to Make EU For For Management
Political Donations up to Aggregate
Nominal Amount of GBP 50,000 and Incur
Political Expenditure up to GBP 50,000
17 Authorise EMI Records Ltd. to Make EU For For Management
Political Donations up to Aggregate
Nominal Amount of GBP 50,000 and Incur
Political Expenditure up to GBP 50,000
18 Authorise EMI Music Publishing Ltd. to For For Management
Make EU Political Donations up to
Aggregate Nominal Amount of GBP 50,000
and Incur Political Expenditure up to GBP
50,000
19 Authorise Virgin Records Ltd. to Make EU For For Management
Political Donations up to Aggregate
Nominal Amount of GBP 50,000 and Incur
Political Expenditure up to GBP 50,000
- --------------------------------------------------------------------------------
ENTERPRISE INNS PLC
Ticker: Security ID: G3070Z146
Meeting Date: JAN 20, 2005 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Final Dividend of 8.4 Pence Per For Did Not Management
Share Vote
3 Re-elect Ted Tuppen as Director For Did Not Management
Vote
4 Re-elect David George as Director For Did Not Management
Vote
5 Re-elect Jo Stewart as Director For Did Not Management
Vote
6 Elect Susan Murray as Director For Did Not Management
Vote
7 Reappoint Ernst & Young LLP as Auditors For Did Not Management
and Authorise Board to Fix Remuneration Vote
of Auditors
8 Approve Remuneration Report For Did Not Management
Vote
9 Approve Increase in Remuneration of For Did Not Management
Non-Executive Directors from GBP 200,000 Vote
to GBP 500,000 Per Annum
10 Authorise Issuance of Equity or For Did Not Management
Equity-Linked Securities with Pre-emptive Vote
Rights up to Aggregate Nominal Amount of
GBP 5,825,084
11 Approve Enterprise Inns 2005 Annual Bonus For Did Not Management
Plan Vote
12 Approve Enterprise Inns 2005 Long-Term For Did Not Management
Incentive Plan Vote
13 Approve Enterprise Inns 2005 Employee For Did Not Management
Share Option Scheme Vote
14 Approve Enterprise Inns 2005 Save as You For Did Not Management
Earn Scheme Vote
15 Approve Enterprise Inns 2005 Share For Did Not Management
Incentive Plan Vote
16 Authorise Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 873,763
17 Authorise 52,390,857 Shares for Market For Did Not Management
Purchase Vote
- --------------------------------------------------------------------------------
ERSTE BANK DER OESTER SPARK
Ticker: Security ID: A19494102
Meeting Date: MAY 11, 2005 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None Did Not Management
Statutory Reports Vote
2 Approve Allocation of Income For Did Not Management
Vote
3a Approve Discharge of Management Board For Did Not Management
Vote
3b Approve Discharge of Supervisory Board For Did Not Management
Vote
4 Approve Remuneration of Supervisory Board For Did Not Management
Members Vote
5 Elect Supervisory Board Members For Did Not Management
Vote
6 Ratify Auditors For Did Not Management
Vote
7 Authorize Repurchase of Issued Share For Did Not Management
Capital for Trading Purposes Vote
8 Authorize Share Repurchase Program and For Did Not Management
Reissuance of Repurchased Shares Vote
9 Approve Stock Option Plan for Key For Did Not Management
Employees Vote
10 Adopt New Articles of Association For Did Not Management
Vote
- --------------------------------------------------------------------------------
FANUC LTD.
Ticker: 6954 JT Security ID: J13440102
Meeting Date: JUN 29, 2005 Meeting Type: Annual
Record Date: MAR 31, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 14,
Final JY 31, Special JY 0
2 Amend Articles to: Increase Authorized For For Management
Capital from 400 Million to 900 Million
Shares - Reduce Directors Term in Office
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
3.10 Elect Director For For Management
3.11 Elect Director For For Management
3.12 Elect Director For For Management
3.13 Elect Director For For Management
3.14 Elect Director For For Management
3.15 Elect Director For For Management
3.16 Elect Director For For Management
3.17 Elect Director For For Management
3.18 Elect Director For For Management
3.19 Elect Director For For Management
3.20 Elect Director For For Management
3.21 Elect Director For For Management
3.22 Elect Director For For Management
3.23 Elect Director For For Management
3.24 Elect Director For For Management
3.25 Elect Director For For Management
3.26 Elect Director For For Management
3.27 Elect Director For For Management
4 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Directors
5 Approve Retirement Bonuses for Directors For For Management
- --------------------------------------------------------------------------------
FRESENIUS AG
Ticker: FRE3 GR Security ID: D27348107
Meeting Date: MAY 25, 2005 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None Did Not Management
Statutory Reports Vote
2 Approve Allocation of Income and For Did Not Management
Dividends of EUR 1.35 per Common Share Vote
and EUR 1.38 per Preference Share
3 Approve Discharge of Management Board for For Did Not Management
Fiscal 2004 Vote
4 Approve Discharge of Supervisory Board For Did Not Management
for Fiscal 2004 Vote
5 Amend 1999 Profit and Loss Transfer For Did Not Management
Agreement with Fresenius ProServe GmbH Vote
6 Elect Gerhard Rupprecht to the For Did Not Management
Supervisory Board Vote
7 Ratify KPMG Deutsche For Did Not Management
Treuhand-Gesellschaft AG as Auditors for Vote
Fiscal 2005
- --------------------------------------------------------------------------------
INTERCONTINENTAL HOTELS GROUP PLC
Ticker: IHG LN Security ID: G4803W103
Meeting Date: DEC 10, 2004 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorise that all Ordinary Shares of For For Management
GBP 1 each be Sub-divided into New
Ordinary Shares of 4 Pence Each;
Authorise all New Ordinary Shares of
4 Pence Each be Consolidated into
New Ordinary Shares of GBP 1.12 each
2 Authorise 93,189,655 Shares for Market For For Management
Purchase
- --------------------------------------------------------------------------------
INTERCONTINENTAL HOTELS GROUP PLC
Ticker: IHG LN Security ID: G4803W111
Meeting Date: JUN 1, 2005 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 10 Pence Per For For Management
Share
4a Elect Andrew Cosslett as Director For For Management
4b Elect David Kappler as Director For For Management
4c Re-elect Robert Larson as Director For For Management
4d Re-elect Richard Hartman as Director For For Management
4e Re-elect Ralph Kugler as Director For For Management
4f Re-elect Richard Solomons as Director For For Management
5 Reappoint Ernst & Young LLP as Auditors For For Management
of the Company
6 Authorise Board to Fix Remuneration of For For Management
the Auditors
7 Approve EU Political Donations and For For Management
Expenditure up to GBP 100,000
8 Authorise Issue of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 225,019,783
9 Authorise Issue of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 33,752,967
10 Authorise 90,349,461 Shares for Market For For Management
Purchase
- --------------------------------------------------------------------------------
INTERCONTINENTAL HOTELS GROUP PLC
Ticker: IHG LN Security ID: G4803W111
Meeting Date: JUN 1, 2005 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Reduction and Increase of Share Cap.; For For Management
Issue of Equity with Pre-emp. Rights up
to GBP 750,000,000; Amend Articles of
Association; Reclassify Auth. but Uniss.
Ord. Share into Def. Share of 112p;
Reduction of Cap.; Change Name to
InterContinental Hotels Plc
- --------------------------------------------------------------------------------
INTERCONTINENTAL HOTELS GROUP PLC
Ticker: IHG LN Security ID: G4803W111
Meeting Date: JUN 1, 2005 Meeting Type: Court
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
- --------------------------------------------------------------------------------
JCDECAUX SA
Ticker: DEC FP Security ID: F5333N100
Meeting Date: MAY 11, 2005 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For Did Not Management
Statutory Reports Vote
2 Accept Consolidated Financial Statements For Did Not Management
and Statutory Reports Vote
3 Approve Allocation of Income and Omission For Did Not Management
of Dividends Vote
4 Approve Accounting Transfer from Special For Did Not Management
Long-Term Capital Gains Account to Other Vote
Reserves
5 Approve Non-Tax Deductible Expenses For Did Not Management
Vote
6 Approve Related-Party Transaction Re: For Did Not Management
Acquisition of Brands, Models, and Vote
Patents from Jean-Claude Decaux
7 Approve Related-Party Transaction Re: For Did Not Management
Severance Package to Robert Caudron Vote
8 Approve Related-Party Transaction Re: For Did Not Management
Acquisition of Patent from Jean-Charles Vote
Decaux, Jean-Francois Decaux, and
Jean-Sebastien Decaux
9 Approve Related-Party Transaction Between For Did Not Management
the Company and JCDecaux Deutschland Vote
10 Approve Related-Party Transaction Re: For Did Not Management
Transfer of Assets to Aussenwerbung Vote
Tschechien-Slowakei Beteilingungs GmbH
11 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
12 Cancel Debt Issuance Authority Submitted For Did Not Management
to Shareholder Vote at May 12, 2004 AGM Vote
13 Approve Remuneration of Directors in the For Did Not Management
Aggregate Amount of EUR 168,760 Vote
14 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities with Preemptive Vote
Rights up to Aggregate Nominal Amount of
EUR 2 Million; Authorize Issuance of
Securities Convertible into Debt
15 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights up to Aggregate Nominal
Amount of EUR 2 Million; Authorize
Issuance of Securities Convertible into
Debt
16 Authorize Capital Increase of Up to Ten For Did Not Management
Percent of Issued Capital for Future Vote
Acquisitions
17 Authorize Capitalization of Reserves For Did Not Management
of Up to EUR 2 Million for Bonus Issue Vote
or Increase in Par Value
18 Authorize Board to Increase Capital in For Did Not Management
the Event of Demand Exceeding Amounts Vote
Proposed in Issuance Authority Above
19 Approve Capital Increase Reserved For Did Not Management
for Employees Participating in Vote
Savings-Related Share Purchase Plan
20 Approve Stock Option Plan Grants For Did Not Management
Vote
21 Authorize Up to 0.5 Percent of Issued For Did Not Management
Capital For Use in Restricted Stock Plan Vote
22 Approve Reduction in Share Capital via For Did Not Management
Cancellation of Up to Ten Percent of Vote
Treasury Shares
23 Amend Articles of Association Re: Form of For Did Not Management
Shares, Identification of Shareholders, Vote
Shareholding Thresholds, Organization and
Powers of Management Board, Related-Party
Transactions, and AGMs
24 Authorize Filing of Required For Did Not Management
Documents/Other Formalities Vote
- --------------------------------------------------------------------------------
KEYENCE CORP.
Ticker: Security ID: J32491102
Meeting Date: JUN 17, 2005 Meeting Type: Annual
Record Date: MAR 20, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 5,
Final JY 15, Special JY 0
2.1 Elect Director For For Management
2.2 Elect Director For For Management
2.3 Elect Director For For Management
2.4 Elect Director For For Management
3.1 Appoint Internal Statutory Auditor For For Management
3.2 Appoint Internal Statutory Auditor For For Management
3.3 Appoint Alternate Internal Statutory For For Management
Auditor
4 Approve Retirement Bonus for Statutory For For Management
Auditor
5 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Directors
- --------------------------------------------------------------------------------
KEYENCE CORP.
Ticker: Security ID: J32491102
Meeting Date: SEP 16, 2004 Meeting Type: Annual
Record Date: JUN 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 0,
Final JY 5, Special JY 0
2 Appoint Alternate Internal Statutory For For Management
Auditor
- --------------------------------------------------------------------------------
LONZA GROUP LTD.
Ticker: Security ID: H50524133
Meeting Date: APR 11, 2005 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Accept Consolidated Financial Statements For Did Not Management
and Statutory Reports Vote
3 Approve Allocation of Income and For Did Not Management
Dividends of CHF 1.30 per Share Vote
4 Approve Discharge of Board and Senior For Did Not Management
Management Vote
5 Approve Creation of CHF 2.5 Million Pool For Did Not Management
of Conditional Capital without Preemptive Vote
Rights
6 Reelect Peter Kalantzis, Bernard Mach, For Did Not Management
Richard Sykes, and Peter Wilden as Vote
Directors; Elect Rolf Soiron as Director
7 Ratify KPMG Fides Peat as Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
MILLEA HOLDINGS INC.
Ticker: Security ID: J4276P103
Meeting Date: JUN 28, 2005 Meeting Type: Annual
Record Date: MAR 31, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For Did Not Management
the Following Dividends: Interim JY 0, Vote
Final JY 11000, Special JY 0
2 Amend Articles to: Abolish Retirement For Did Not Management
Bonus System - Decrease Authorized Vote
Capital to Reflect Share Repurchase
3.1 Elect Director For Did Not Management
Vote
3.2 Elect Director For Did Not Management
Vote
3.3 Elect Director For Did Not Management
Vote
3.4 Elect Director For Did Not Management
Vote
3.5 Elect Director For Did Not Management
Vote
3.6 Elect Director For Did Not Management
Vote
3.7 Elect Director For Did Not Management
Vote
3.8 Elect Director For Did Not Management
Vote
3.9 Elect Director For Did Not Management
Vote
3.10 Elect Director For Did Not Management
Vote
3.11 Elect Director For Did Not Management
Vote
4.1 Appoint Internal Statutory Auditor For Did Not Management
Vote
4.2 Appoint Internal Statutory Auditor For Did Not Management
Vote
5 Approve Retirement Bonuses for Directors For Did Not Management
and Statutory Auditors and Special Vote
Payments to Continuing Directors and
Statutory Auditors in Connection with
Abolition of Retirement Bonus System
6 Approve Deep Discount Stock Option Plan For Did Not Management
Vote
7 Approve Adjustment to Aggregate For Did Not Management
Compensation Ceiling for Directors Vote
8 Approve Adjustment to Aggregate For Did Not Management
Compensation Ceiling for Statutory Vote
Auditors
- --------------------------------------------------------------------------------
MITSUBISHI TOKYO FINANCIAL GROUP INC
Ticker: Security ID: J44497105
Meeting Date: JUN 29, 2005 Meeting Type: Annual
Record Date: MAR 31, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends on Ordinary
Shares: Interim JY 0, Final JY 6000,
Special JY 0
2 Amend Articles to: Increase Authorized For For Management
Preferred Share Capital - Delete
References to Cancelled Preferred Shares
and Add References to New Classes of
Preferred Shares
3 Approve Merger Agreement with UFJ For For Management
Holdings Inc.
4.1 Elect Director For For Management
4.2 Elect Director For For Management
4.3 Elect Director For For Management
4.4 Elect Director For For Management
5.1 Appoint Internal Statutory Auditor For For Management
5.2 Appoint Internal Statutory Auditor For For Management
6 Approve Retirement Bonuses for Directors For For Management
and Statutory Auditors
- --------------------------------------------------------------------------------
NEWS CORPORATION
Ticker: NWS Security ID: 65248E203
Meeting Date: OCT 26, 2004 Meeting Type: Annual
Record Date: SEP 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 RE-ELECTION OF MR. KE COWLEY, AS For For Management
DIRECTOR.
2 RE-ELECTION OF MR. DF DEVOE, AS DIRECTOR. For For Management
3 ELECTION OF MR. V DINH, AS DIRECTOR. For For Management
4 ELECTION OF MR. PL BARNES, AS DIRECTOR. For For Management
5 ELECTION OF MR. JL THORNTON, AS DIRECTOR. For For Management
6 SHARE SCHEME MEETING OF ORDINARY For For Management
SHAREHOLDERS. APPROVAL OF THE SHARE
SCHEME DESCRIBED IN THE INFORMATION
MEMORANDUM.
7 CAPITAL REDUCTION MEETING. APPROVAL OF For For Management
THE CAPITAL REDUCTION BY CANCELLATION OF
ALL SHARES IN THE COMPANY.
8 IF YOU MARK THE AGAINST BOX, YOU WILL NOT For For Management
VOTE AS REGISTERED LEGAL OWNER OF
NEWSCORP SHARES AND YOUR VOTE WILL NOT
BE COUNTED IN DETERMINING WHETHER THE
SHARE SCHEME IS APPROVED BY A
MAJORITY IN NUMBER OF SHAREHOLDERS
VOTING AT THE MEETINGS.
- --------------------------------------------------------------------------------
NEWS CORPORATION
Ticker: NWS Security ID: 65248E203
Meeting Date: OCT 26, 2004 Meeting Type: Special
Record Date: SEP 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 SHARE SCHEME MEETING OF PREFERRED For For Management
SHAREHOLDERS. APPROVAL OF THE SHARE
SCHEME DESCRIBED IN THE INFORMATION
MEMORANDUM.
2 CAPITAL REDUCTION MEETING. APPROVAL OF For For Management
THE CAPITAL REDUCTION BY CANCELLATION OF
ALL SHARES IN THE COMPANY.
3 IF YOU MARK THE AGAINST BOX, YOU WILL NOT For For Management
VOTE AS REGISTERED LEGAL OWNER OF
NEWSCORP SHARES AND YOUR VOTE WILL NOT
BE COUNTED IN DETERMINING WHETHER THE
SHARE SCHEME IS APPROVED BY A
MAJORITY IN NUMBER OF SHAREHOLDERS
VOTING AT THE MEETINGS.
- --------------------------------------------------------------------------------
NTL INCORPORATED
Ticker: NTLI Security ID: 62940M104
Meeting Date: MAY 19, 2005 Meeting Type: Annual
Record Date: APR 11, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James F. Mooney For Did Not Management
Vote
1.2 Elect Director William R. Huff For Did Not Management
Vote
1.3 Elect Director George R. Zoffinger For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
3 Approve Executive Incentive Bonus Plan For Did Not Management
Vote
4 Approve Executive Incentive Bonus Plan For Did Not Management
Vote
- --------------------------------------------------------------------------------
PETROLEO BRASILEIRO
Ticker: PBR Security ID: 71654V408
Meeting Date: MAR 31, 2005 Meeting Type: Annual
Record Date: MAR 4, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE MANAGEMENT REPORT, THE For Did Not Management
FINANCIAL STATEMENTS AND AUDIT COMMITTEE Vote
S OPINION FOR THE FISCAL YEAR 2004.
2 APPROVAL OF THE CAPITAL EXPENDITURES For Did Not Management
BUDGET FOR THE FISCAL YEAR 2005. Vote
3 APPROVAL OF THE DISTRIBUTION OF RESULTS For Did Not Management
FOR THE FISCAL YEAR 2004. Vote
4 APPROVAL OF THE ELECTION OF MEMBERS TO For Did Not Management
THE BOARD OF DIRECTORS, AUDIT COMMITTEE Vote
AND THEIR RESPECTIVE SUBSTITUTES, TO
VOTE IN THE SAME MANNER AS THE
MAJORITY OF THE SHAREHOLDERS AT THE
MEETING.
5 APPROVAL OF THE ELECTION OF THE CHAIRMAN For Did Not Management
OF THE BOARD OF DIRECTORS. Vote
6 APPROVAL OF THE ESTABLISHMENT OF THE For Did Not Management
COMPENSATION OF MANAGEMENT AND EFFECTIVE Vote
MEMBERS OF THE AUDIT COMMITTEE, AS WELL
AS THEIR PARTICIPATION IN THE
PROFITS PURSUANT TO ARTICLES 41 AND 56
OF THE COMPANY S BYLAWS.
- --------------------------------------------------------------------------------
PROMISE CO LTD.
Ticker: 8574 JT Security ID: J64083108
Meeting Date: JUN 21, 2005 Meeting Type: Annual
Record Date: MAR 31, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 50,
Final JY 50, Special JY 5
2 Amend Articles to: Authorize Public For For Management
Announcements in Electronic Format
3.1 Elect Director For For Management
3.2 Elect Director For For Management
4.1 Appoint Internal Statutory Auditor For For Management
4.2 Appoint Internal Statutory Auditor For For Management
5 Approve Retirement Bonuses for Statutory For For Management
Auditors
- --------------------------------------------------------------------------------
RECKITT BENCKISER PLC (FORMERLY RECKITT & COLMAN PLC )
Ticker: RB/LN Security ID: G7420A107
Meeting Date: MAY 5, 2005 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 18 Pence Per For For Management
Share
4 Re-elect Adrian Bellamy as Director For For Management
5 Re-elect George Greener as Director For For Management
6 Elect Graham Mackay as Director For For Management
7 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors and Authorise the Board to
Determine Their Remuneration
8 Authorise Issue of Equity or For For Management
Equity-Linked Securities with Pre-emptive
Rights up to Aggregate Nominal Amount of
GBP 25,438,000
9 Authorise Issue of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 3,815,000
10 Authorise 72,500,000 Shares for Market For For Management
Purchase
11 Approve Reckitt Benckiser 2005 For For Management
Savings-Related Share Option Plan
12 Approve Reckitt Benckiser 2005 Global For For Management
Stock Profit Plan
13 Approve Reckitt Benckiser 2005 USA For For Management
Savings-Related Share Option Plan
14 Amend Reckitt Benckiser Senior Executive For For Management
Share Ownership Policy Plan
- --------------------------------------------------------------------------------
RENAULT
Ticker: Security ID: F77098105
Meeting Date: APR 29, 2005 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial Statements For Did Not Management
and Statutory Reports Vote
2 Approve Financial Statements and For Did Not Management
Statutory Reports Vote
3 Approve Allocation of Income and For Did Not Management
Dividends of EUR 1.80 per Share Vote
4 Approve Special Auditors' Report For Did Not Management
Regarding Related-Party Transactions Vote
5 Reelect Dominique de la Garanderie as For Did Not Management
Director Vote
6 Reelect Itaru Koeda as Director For Did Not Management
Vote
7 Reelect Louis Schweitzer as Director For Did Not Management
Vote
8 Approve Discharge of Pierre Alanche For Did Not Management
Vote
9 Acknowledge Auditor Report Re: For Did Not Management
Renumeration of Equity Loans Vote
10 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
11 Authorize Issuance of Bonds/Debentures in For Did Not Management
the Aggregate Value of EUR 4 Billion Vote
12 Approve Reduction in Share Capital via For Did Not Management
Cancellation of Repurchased Shares in Vote
Item 10 and to Amend Article of
Association Accordingly
13 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities with Preemptive Vote
Rights up to Aggregate Nominal Amount of
EUR 500 Million
14 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights up to Aggregate Nominal
Amount of EUR 300 Million
15 Authorize Capital Increase of Up to For Did Not Management
EUR 300 Million for Future Exchange Vote
Offers or Acquisitions
16 Set Global Limit for Capital Increase to For Did Not Management
Result from All Issuance Requests at EUR Vote
500 Million
17 Authorize Capitalization of Reserves of For Did Not Management
Up to EUR 1 Billion for Bonus Issue or Vote
Increase in Par Value
18 Approve Capital Increase Reserved for For Did Not Management
Employees Participating in Vote
Savings-Related Share Purchase Plan
19 Amend Articles of Association to Increase For Did Not Management
Shareholding Disclosure Threshold to Two Vote
Percent
20 Authorize Filing of Required For Did Not Management
Documents/Other Formalities Vote
- --------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO. LTD.
Ticker: 005930 KS Security ID: Y74718100
Meeting Date: FEB 28, 2005 Meeting Type: Annual
Record Date: DEC 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income, with a For For Management
Final Dividend of KRW 5000 Per Common
Share
2 Elect One Director For For Management
3 Approve Limit on Remuneration of For For Management
Directors
- --------------------------------------------------------------------------------
SANOFI-AVENTIS (FORMERLY SANOFI-SYNTHELABO )
Ticker: SAN FP Security ID: F5548N101
Meeting Date: MAY 31, 2005 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For Did Not Management
Statutory Reports Vote
2 Accept Consolidated Financial Statements For Did Not Management
and Statutory Reports Vote
3 Approve Allocation of Income and For Did Not Management
Dividends of EUR 1.20 per Share Vote
4 Approve Special Auditors' Report For Did Not Management
Regarding Related-Party Transactions Vote
5 Ratify PricewaterhouseCoopers Audit as For Did Not Management
Auditor Vote
6 Ratify Pierre Coll as Alternate Auditor For Did Not Management
Vote
7 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
8 Cancel Outstanding Debt Issuance For Did Not Management
Authority Vote
9 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities with Preemptive Vote
Rights up to Aggregate Nominal Amount of
EUR 1.4 Billion; Authorize Global Limit
of EUR 1.6 Billion
10 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights up to Aggregate Nominal
Amount of EUR 840 Million
11 Authorize Capitalization of Reserves of For Did Not Management
Up to EUR 500 Million for Bonus Issue or Vote
Increase in Par Value
12 Authorize Board to Increase Capital in For Did Not Management
the Event of Demand Exceeding Amounts Vote
Proposed in Issuance Authorities Above
13 Approve Capital Increase Reserved for For Did Not Management
Employees Participating in Vote
Savings-Related Share Purchase Plan
14 Approve Stock Option Plan Grants For Did Not Management
Vote
15 Authorize Up to 1 Percent of Issued For Did Not Management
Capital For Use in Restricted Stock Plan Vote
16 Approve Reduction in Share Capital via For Did Not Management
Cancellation of Repurchased Shares Vote
17 Authorize Filing of Required For Did Not Management
Documents/Other Formalities Vote
- --------------------------------------------------------------------------------
SHANGRI-LA ASIA LTD.
Ticker: 69 HK Security ID: G8063F106
Meeting Date: MAY 26, 2005 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For For Management
Reports
2 Approve Final Dividend For For Management
3a Reelect Alexander Reid Hamilton as For For Management
Director
3b Reelect Lee Yong Sun as Director For For Management
3c Reelect Tow Heng Tan as Director For For Management
3d Reelect Ye Longfei as Director For For Management
4 Approve Remuneration of Directors For For Management
Including Fees for the Audit and
Remuneration Committees
5 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix Their
Remuneration
6a Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6b Approve Repurchase of Up to 10 Percent of For For Management
Issued Capital
6c Authorize Reissuance of Repurchased For For Management
Shares
7 Amend Bylaws Re: Voting at Meetings, For For Management
Retirement by Rotation of Directors
- --------------------------------------------------------------------------------
SHOPPERS DRUG MART CORP
Ticker: SC CN Security ID: 82509W103
Meeting Date: MAY 11, 2005 Meeting Type: Annual/Special
Record Date: MAR 14, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glenn K. Murphy For For Management
1.2 Elect Director Joshua Bekenstein For For Management
1.3 Elect Director Kim Davis For For Management
1.4 Elect Director James H. Greene, Jr. For For Management
1.5 Elect Director Eva L. Kwok For For Management
1.6 Elect Director Dean Metcalf For For Management
1.7 Elect Director Paul E. Raether For For Management
1.8 Elect Director Leslee J. Thompson For For Management
1.9 Elect Director David M. Williams For For Management
2 Ratify Deloitte & Touche LLP as Auditors For For Management
3 Adopt Shareholder Rights Plan (Poison For For Management
Pill)
4 Amend Bylaw No. 2B Re: Executive For For Management
Committee
- --------------------------------------------------------------------------------
SONY CORP.
Ticker: SNE Security ID: J76379106
Meeting Date: JUN 22, 2005 Meeting Type: Annual
Record Date: MAR 31, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Authorize Public For For Management
Announcements in Electronic Format
2.1 Elect Director For For Management
2.2 Elect Director For For Management
2.3 Elect Director For For Management
2.4 Elect Director For For Management
2.5 Elect Director For For Management
2.6 Elect Director For For Management
2.7 Elect Director For For Management
2.8 Elect Director For For Management
2.9 Elect Director For For Management
2.10 Elect Director For For Management
2.11 Elect Director For For Management
2.12 Elect Director For For Management
3 Approve Executive Stock Option Plan For For Management
4 Amend Articles to Require Disclosure of Against Against Shareholder
Individual Compensation Levels for Five
Highest-Paid Directors
- --------------------------------------------------------------------------------
SUMITOMO REALTY & DEVELOPMENT CO. LTD.
Ticker: Security ID: J77841112
Meeting Date: JUN 29, 2005 Meeting Type: Annual
Record Date: MAR 31, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 0,
Final JY 9, Special JY 0
2 Amend Articles to: Increase Authorized For For Management
Capital from 780 Million Shares to 1.9
Billion Shares - Set Maximum Board Size -
Authorize Payment of Interim Dividends
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
4.1 Appoint Internal Statutory Auditor For For Management
4.2 Appoint Internal Statutory Auditor For For Management
4.3 Appoint Internal Statutory Auditor For For Management
- --------------------------------------------------------------------------------
SWISS LIFE HOLDING
Ticker: SLHN VX Security ID: H7354Q135
Meeting Date: MAY 10, 2005 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2.1 Approve Allocation of Income and Omission For Did Not Management
of Dividends Vote
2.2 Approve CHF 141.2 Million Reduction in For Did Not Management
Share Capital via Repayment of CHF 4 to Vote
Shareholders
3 Approve Discharge of Board and Senior For Did Not Management
Management Vote
4 Reelect Gerold Buehrer, Paul Embrechts, For Did Not Management
and Franziska Tschudi as Directors Vote
5 Ratify PricewaterhouseCoopers AG as For Did Not Management
Auditors Vote
- --------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO.
Ticker: TSM Security ID: 874039100
Meeting Date: DEC 21, 2004 Meeting Type: Special
Record Date: NOV 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE REVISIONS OF THE COMPANY S For For Management
ARTICLES OF INCORPORATION, AS SET FORTH
IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
- --------------------------------------------------------------------------------
TAKEFUJI CORP.
Ticker: 8564 JT Security ID: J81335101
Meeting Date: JUN 29, 2005 Meeting Type: Annual
Record Date: MAR 31, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 50,
Final JY 50, Special JY 0
2 Amend Articles to: Expand Business Lines For For Management
- Reduce Maximum Board Size - Clarify
Director Authorities
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
3.10 Elect Director For For Management
4.1 Appoint Internal Statutory Auditor For For Management
4.2 Appoint Internal Statutory Auditor For For Management
- --------------------------------------------------------------------------------
TALISMAN ENERGY INC.
Ticker: TLM CN Security ID: 87425E103
Meeting Date: MAY 3, 2005 Meeting Type: Annual/Special
Record Date: MAR 18, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas D. Balwin For For Management
1.2 Elect Director James W. Buckee For For Management
1.3 Elect Director Kevin S. Dunne For For Management
1.4 Elect Director Al L. Flood For For Management
1.5 Elect Director Dale G. Parker For For Management
1.6 Elect Director Lawrence G. Tapp For For Management
1.7 Elect Director Stella M. Thompson For For Management
1.8 Elect Director Robert G. Welty For For Management
1.9 Elect Director Charles W. Wilson For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Shareholder Rights Plan (Poison For For Management
Pill)
- --------------------------------------------------------------------------------
THOMSON (FORMERLY THOMSON MULTIMEDIA)
Ticker: Security ID: F91823108
Meeting Date: MAY 10, 2005 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For Did Not Management
Statutory Reports Vote
2 Accept Consolidated Financial Statements For Did Not Management
and Statutory Reports Vote
3 Approve Allocation of Income and For Did Not Management
Dividends of EUR 0.285 per Share Vote
4 Approve Special Auditors' Report For Did Not Management
Regarding Related-Party Transactions Vote
5 Reelect Christian Blanc as Director For Did Not Management
Vote
6 Reelect Marcel Roulet as Director For Did Not Management
Vote
7 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
8 Cancel Outstanding Authority Granted For Did Not Management
September 2000 to Issue Bonds/Debentures Vote
9 Authorize Filing of Required For Did Not Management
Documents/Other Formalities Vote
10 Approve Reduction in Share Capital via For Did Not Management
Cancellation of Repurchased Shares Vote
11 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities with Preemptive Vote
Rights up to Aggregate Nominal Amount of
EUR 250 Million; Approve Global Limit of
EUR 300 Million
12 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights up to Aggregate Nominal
Amount of EUR 250 Million
13 Authorize Capitalization of Reserves of For Did Not Management
Up to EUR 250 Million Million for Bonus Vote
Issue or Increase in Par Value
14 Authorize Board to Increase Capital in For Did Not Management
the Event of Demand Exceeding Amounts Vote
Proposed in Issuance Authority Above
15 Approve Capital Reserved for Employees For Did Not Management
Participating in Savings-Related Share Vote
Purchase Plan
16 Approve Stock Option Plan Grants For Did Not Management
Vote
17 Authorize Up to 1.5 Percent of Issued For Did Not Management
Capital For Use in Restricted Stock Plan Vote
- --------------------------------------------------------------------------------
TOTAL SA (FORMERLY TOTAL FINA ELF S.A )
Ticker: TOT Security ID: F92124100
Meeting Date: MAY 17, 2005 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For Did Not Management
Statutory Reports Vote
2 Accept Consolidated Financial Statements For Did Not Management
and Statutory Reports Vote
3 Approve Allocation of Income and For Did Not Management
Dividends of EUR 5.40 per Share of which Vote
EUR 3.00 Remains to be Distributed
4 Approve Special Auditors' Report For Did Not Management
Regarding Related-Party Transactions Vote
5 Authorize Repurchase of Up to 24.4 For Did Not Management
Million Shares Vote
6 Reelect Paul Desmarais Jr as Director For Did Not Management
Vote
7 Reelect Bertrand Jacquillat as Director For Did Not Management
Vote
8 Reelect Maurice Lippens as Director For Did Not Management
Vote
9 Elect Lord Levene of Portsoken KBE as For Did Not Management
Director Vote
10 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities with Preemptive Vote
Rights up to Aggregate Nominal Amount of
EUR 4 Billion
11 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities without Vote
Preemptive Rights up to Aggregate Nominal
Amount of EUR 1.8 Billion
12 Approve Capital Increase Reserved for For Did Not Management
Employees Participating in Vote
Savings-Related Share Purchase Plan
13 Authorize Up to One Percent of Issued For Did Not Management
Capital for Use in Restricted Stock Plan Vote
A Shareholder Proposal: Authorize Up to One Against Did Not Shareholder
Percent of Issued Capital for Use in Vote
Restricted Stock Plan
- --------------------------------------------------------------------------------
TREND MICRO INC.
Ticker: TMIC Security ID: J9298Q104
Meeting Date: MAR 25, 2005 Meeting Type: Annual
Record Date: DEC 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 0,
Final JY 36, Special JY 0
2 Amend Articles to: Clarify Director For For Management
Authorities
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
4.1 Appoint Internal Statutory Auditor For For Management
4.2 Appoint Internal Statutory Auditor For For Management
4.3 Appoint Internal Statutory Auditor For For Management
4.4 Appoint Internal Statutory Auditor For For Management
5 Approve Executive Stock Option Plan For For Management
- --------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: 902124106
Meeting Date: MAR 10, 2005 Meeting Type: Annual
Record Date: JAN 10, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis C. Blair For Did Not Management
Vote
1.2 Elect Director Edward D. Breen For Did Not Management
Vote
1.3 Elect Director George W. Buckley For Did Not Management
Vote
1.4 Elect Director Brian Duperreault For Did Not Management
Vote
1.5 Elect Director Bruce S. Gordon For Did Not Management
Vote
1.6 Elect Director Rajiv L. Gupta For Did Not Management
Vote
1.7 Elect Director John A. Krol For Did Not Management
Vote
1.8 Elect Director Mackey J. Mcdonald For Did Not Management
Vote
1.9 Elect Director H. Carl Mccall For Did Not Management
Vote
1.10 Elect Director Brendan R. O'Neill For Did Not Management
Vote
1.11 Elect Director Sandra S. Wijnberg For Did Not Management
Vote
1.12 Elect Director Jerome B. York For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
UBS AG
Ticker: Security ID: H8920M855
Meeting Date: APR 21, 2005 Meeting Type: Annual
Record Date: MAR 9, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 ANNUAL REPORT, GROUP AND PARENT COMPANY For Did Not Management
ACCOUNTS FOR 2004. REPORTS OF THE GROUP Vote
AND STATUTORY AUDITORS
2 APPROPRIATION OF RETAINED EARNINGS. For Did Not Management
DIVIDEND FOR FINANCIAL YEAR 2004 Vote
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF For Did Not Management
DIRECTORS AND THE GROUP EXECUTIVE BOARD Vote
4 RE-ELECTION OF BOARD MEMBER: MARCEL OSPEL For Did Not Management
Vote
5 RE-ELECTION OF BOARD MEMBER: LAWRENCE A. For Did Not Management
WEINBACH Vote
6 ELECTION OF NEW BOARD MEMBER: MARCO SUTER For Did Not Management
Vote
7 ELECTION OF NEW BOARD MEMBER: PETER R. For Did Not Management
VOSER Vote
8 RE-ELECTION OF GROUP AND STATUTORY For Did Not Management
AUDITORS: ERNST & YOUNG LTD., BASEL Vote
9 CANCELLATION OF SHARES REPURCHASED UNDER For Did Not Management
THE 2004/2005 SHARE BUYBACK PROGRAM AND Vote
RESPECTIVE AMENDMENT OF ARTICLE 4 OF THE
ARTICLES OF ASSOCIATION
10 APPROVAL OF A NEW 2005/2006 SHARE BUYBACK For Did Not Management
PROGRAM Vote
11 IN CASE OF AD-HOC SHAREHOLDERS MOTIONS For Did Not Management
DURING THE ANNUAL GENERAL MEETING, I/WE Vote
AUTHORIZE MY/OUR PROXY TO VOTE IN
ACCORDANCE WITH THE BOARD OF DIRECTORS
- --------------------------------------------------------------------------------
UBS AG
Ticker: Security ID: H8920M855
Meeting Date: APR 21, 2005 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and Statutory For Did Not Management
Reports Vote
2 Approve Allocation of Income and For Did Not Management
Dividends of CHF 3.00 per Share Vote
3 Approve Discharge of Board and Senior For Did Not Management
Management Vote
4.1.1 Reelect Marcel Ospel as Director For Did Not Management
Vote
4.1.2 Reelect Lawrence Weinbach as Director For Did Not Management
Vote
4.2.1 Elect Marco Suter as Director For Did Not Management
Vote
4.2.2 Elect Peter Voser as Director For Did Not Management
Vote
4.3 Ratify Ernst & Young Ltd. as Auditors For Did Not Management
Vote
5.1 Approve CHF 31.9 Million Reduction in For Did Not Management
Share Capital via Cancellation of Vote
Repurchased Shares
5.2 Authorize Repurchase of Issued Share For Did Not Management
Capital Vote
- --------------------------------------------------------------------------------
VINCI (FORMERLY SOCIETE GENERALE D'ENTREPRISES)
Ticker: Security ID: F5879X108
Meeting Date: APR 28, 2005 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial Statements For Did Not Management
and Statutory Reports Vote
2 Approve Financial Statements and For Did Not Management
Discharge Directors Vote
3 Approve Allocation of Income and For Did Not Management
Dividends of EUR 1.2 per Share Vote
4 Approve Special Auditors' Report For Did Not Management
Regarding Related-Party Transactions Vote
5 Reelect Patrick Faure as Director For Did Not Management
Vote
6 Reelect Bernard Huvelin as Director For Did Not Management
Vote
7 Confirm Name Change of Auditor to For Did Not Management
Deloitte & Associes Vote
8 Authorize Repurchase of Up to Ten Percent For Did Not Management
of Issued Share Capital Vote
9 Approve Reduction in Share Capital via For Did Not Management
Cancellation of Repurchased Shares Vote
10 Authorize Issuance of Equity or For Did Not Management
Equity-Linked Securities with Preemptive Vote
Rights up to Aggregate Nominal Amount of
EUR 400 Million
11 Authorize Issuance of Convertible Bonds For Did Not Management
with Preemptive Rights Vote
12 Authorize Issuance of Convertible Bonds For Did Not Management
without Preemptive Rights Vote
13 Authorize Board to Increase Capital in For Did Not Management
the Event of Demand Exceeding Amounts Vote
Proposed in Issuance Authorities
14 Authorize Capital Increase of Up to Ten For Did Not Management
Percent for Future Acquisitions Vote
15 Approve Stock Option Plan Grants For Did Not Management
Vote
16 Approve Capital Increase Reserved for For Did Not Management
Employees Participating in Vote
Savings-Related Share Purchase Plan
17 Approve Capital Increase Reserved for For Did Not Management
Employees of Vinci International Vote
Subsidiaries Participating in
Savings-Related Share Purchase Plan
18 Authorize up to Ten Percent of Issued For Did Not Management
Capital for Use in Restricted Stock Plan Vote
19 Approve 2-for-1 Stock Split and Reduce For Did Not Management
Par Value from EUR 10 to EUR 5; Amend Vote
Articles 6 and 11 Accordingly
20 Authorize Issuance of Securities For Did Not Management
Convertible into Debt Vote
21 Amend Article 11 to Reduce Board Term For Did Not Management
From Six to Four Years Vote
22 Authorize Filing of Required For Did Not Management
Documents/Other Formalities Vote
- --------------------------------------------------------------------------------
WYNN RESORTS LTD
Ticker: WYNN Security ID: 983134107
Meeting Date: MAY 2, 2005 Meeting Type: Annual
Record Date: MAR 31, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kazuo Okada For Echo Vote Management
1.2 Elect Director Robert J. Miller For Echo Vote Management
1.3 Elect Director Kiril Sokoloff For Echo Vote Management
1.4 Elect Director Allan Zeman For Echo Vote Management
2 Amend Executive Incentive Bonus Plan For Echo Vote Management
3 Ratify Auditors For Echo Vote Management
- --------------------------------------------------------------------------------
YAMADA DENKI CO.
Ticker: Security ID: J95534103
Meeting Date: JUN 29, 2005 Meeting Type: Annual
Record Date: MAR 31, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, Including For For Management
the Following Dividends: Interim JY 0,
Final JY 20, Special JY 1
2 Amend Articles to: Expand Business Lines For For Management
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
4 Appoint Internal Statutory Auditor For For Management
5 Approve Increase in Aggregate For For Management
Compensation Ceiling for Directors
6 Approve Retirement Bonuses for Director For For Management
and Statutory Auditor, and Special Bonus
for Family of Deceased Director
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the
Investment Company Act of 1940, the registrant has duly caused this report to be
signed on its behalf by the undersigned, thereunto duly authorized.
The Marsico Investment Fund
- ------------------------------
/s/Thomas F. Marsico
- --------------------
Thomas F. Marsico
Principal Executive Officer
August 30, 2005