UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-08397
NAME OF REGISTRANT: The Marsico Investment Fund
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 1200 17th Street, Suite 1600
Denver, CO 80202
NAME AND ADDRESS OF AGENT FOR SERVICE: Christopher J. Marsico
The Marsico Investment Fund
1200 17th Street, Suite 1600
Denver, CO 80202
REGISTRANT'S TELEPHONE NUMBER: 303-454-5600
DATE OF FISCAL YEAR END: September 30
DATE OF REPORTING PERIOD: July 1, 2006 through June 30, 2007
Item 1. Proxy Voting Record
MARSICO 21ST CENTURY FUND
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AMERICAN RAILCAR INDUSTRIES INC. Agenda Number: 932689954
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Security: 02916P103
Meeting Type: Annual
Meeting Date: 10-May-2007
Ticker: ARII
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CARL C. ICAHN Mgmt For For
JAMES J. UNGER Mgmt For For
VINCENT J. INTRIERI Mgmt For For
KEITH MEISTER Mgmt For For
PETER K SHEA Mgmt For For
JAMES M. LAISURE Mgmt For For
JAMES C. PONTIOUS Mgmt For For
HAROLD FIRST Mgmt For For
BRETT ICHAN Mgmt For For
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AMYLIN PHARMACEUTICALS, INC. Agenda Number: 932680728
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Security: 032346108
Meeting Type: Annual
Meeting Date: 23-May-2007
Ticker: AMLN
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEVEN R. ALTMAN Mgmt For For
TERESA BECK Mgmt For For
DANIEL M. BRADBURY Mgmt For For
JOSEPH C. COOK, JR. Mgmt For For
KARIN EASTHAM Mgmt For For
JAMES R. GAVIN III Mgmt For For
GINGER L. GRAHAM Mgmt For For
HOWARD E. GREENE, JR. Mgmt For For
JAY S. SKYLER Mgmt For For
JOSEPH P. SULLIVAN Mgmt For For
JAMES N. WILSON Mgmt For For
02 TO APPROVE AN INCREASE OF 250,000,000 SHARES Mgmt For For
IN THE AGGREGATE NUMBER OF SHARES OF THE COMPANY
S COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER
THE COMPANY S AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION.
03 TO APPROVE AN INCREASE OF 1,000,000 SHARES IN Mgmt For For
THE AGGREGATE NUMBER OF SHARES OF THE COMPANY
S COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER
THE COMPANY S 2001 EMPLOYEE STOCK PURCHASE
PLAN.
04 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS OF THE COMPANY FOR
ITS FISCAL YEAR ENDING DECEMBER 31, 2007.
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ARENA PHARMACEUTICALS, INC. Agenda Number: 932691365
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Security: 040047102
Meeting Type: Annual
Meeting Date: 11-Jun-2007
Ticker: ARNA
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JACK LIEF Mgmt For For
DOMINIC P. BEHAN, PH.D. Mgmt For For
DONALD D. BELCHER Mgmt For For
SCOTT H. BICE Mgmt For For
HARRY F HIXSON, JR, PHD Mgmt For For
J.C. LA FORCE, JR, PHD Mgmt For For
TINA S. NOVA, PH.D. Mgmt For For
CHRISTINE A. WHITE, MD Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS.
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BURLINGTON NORTHERN SANTA FE CORPORATION Agenda Number: 932641067
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Security: 12189T104
Meeting Type: Annual
Meeting Date: 19-Apr-2007
Ticker: BNI
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
A.L. BOECKMANN Mgmt For For
D.G. COOK Mgmt For For
V.S. MARTINEZ Mgmt For For
M.F. RACICOT Mgmt For For
R.S. ROBERTS Mgmt For For
M.K. ROSE Mgmt For For
M.J. SHAPIRO Mgmt For For
J.C. WATTS, JR. Mgmt For For
R.H. WEST Mgmt For For
J.S. WHISLER Mgmt For For
E.E. WHITACRE, JR. Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY S INDEPENDENT AUDITOR FOR
2007 (ADVISORY VOTE).
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CB RICHARD ELLIS GROUP, INC. Agenda Number: 932698876
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Security: 12497T101
Meeting Type: Annual
Meeting Date: 01-Jun-2007
Ticker: CBG
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD C. BLUM Mgmt For For
PATRICE MARIE DANIELS Mgmt For For
SENATOR T.A. DASCHLE Mgmt For For
CURTIS F. FEENY Mgmt For For
BRADFORD M. FREEMAN Mgmt For For
MICHAEL KANTOR Mgmt For For
FREDERIC V. MALEK Mgmt For For
ROBERT E. SULENTIC Mgmt For For
JANE J. SU Mgmt For For
BRETT WHITE Mgmt For For
GARY L. WILSON Mgmt For For
RAY WIRTA Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 APPROVAL OF THE EXECUTIVE INCENTIVE PLAN Mgmt For For
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CHINA MERCHANTS BANK CO LTD, SHENZEN Agenda Number: 701262800
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Security: Y14896115
Meeting Type: AGM
Meeting Date: 15-Jun-2007
Ticker:
ISIN: CN000A0KFDV9
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 386144 DUE TO RECEIPT OF ADDITIONAL RESOLUTION.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
1. Approve the report of the Board of Directors Mgmt For For
for the YE 31 DEC 2006
2. Approve the report of the Board of Supervisors Mgmt For For
for the YE 31 DEC 2006
3. Approve the audited financial report for the Mgmt For For
YE 31 DEC 2006
4. Approve the final financial report for the YE Mgmt For For
31 DEC 2006
5. Approve the Profit Appropriations Plan including Mgmt For For
the distribution of final dividend for the
YE 31 DEC 2006
6. Re-appoint KPMG Huazhen and KPMG as the PRC Mgmt For For
Auditors and International Auditors for the
Year 2007 respectively; approve the fees for
the 2007 annual audit, 2007 interim review
and other services as stated in the engagement
letters including but not limited to all outlay
expenses such as travel allowances, accommodation
fees, communication charges would be totaled
at RMB 5.80 million
7.1 Re-appoint Mr. Qin Xiao as a Non-Executive Director Mgmt For For
of the Company, with immediate effect, for
a term of 3 years
7.2 Re-appoint Mr. Fu Yuning as a Non-Executive Mgmt For For
Director of the Company, with immediate effect,
for a term of 3 years
7.3 Re-appoint Mr. Li Yinquan as a Non-Executive Mgmt For For
Director of the Company, with immediate effect,
for a term of 3 years
7.4 Re-appoint Mr. Huang Dazhan as a Non-Executive Mgmt For For
director of the Company, with immediate effect,
for a term of 3 years
7.5 Appoint Mr. Ding An Hua, Edward as a Non-Executive Mgmt For For
Director of the Company, with immediate effect,
for a term of 3 years
7.6 Re-appoint Mr. Wei Jiafu as a Non-Executive Mgmt For For
Director of the Company, with immediate effect,
for a term of 3 years
7.7 Re-appoint Ms. Sun Yueying as a Non-Executive Mgmt For For
Director of the Company, with immediate effect,
for a term of 3 years
7.8 Re-appoint Mr. Wang Daxiong as a Non-Executive Mgmt For For
Director of the Company, with immediate effect,
for a term of 3 years
7.9 Re-appoint Mr. Fu Junyuan as a Non-Executive Mgmt For For
Director of the Company, with immediate effect,
for a term of 3 years
7.10 Re-appoint Mr. Ma Weihua as an Executive Director Mgmt For For
of the Company, with immediate effect, for
a term of 3 years
7.11 Appoint Mr. Zhang Guanghua as an Executive Director Mgmt For For
of the Company, with immediate effect, for
a term of 3 years
7.12 Appoint Mr. Li Hao as an Executive Director Mgmt For For
of the Company, with immediate effect, for
a term of 3 years
7.13 Re-appoint Mr. Wu Jiesi as an Independent Non-Executive Mgmt For For
Director of the Company, with immediate effect,
for a term of 3 years, except that such 3 year
term will be subject to adjustments pursuant
to the requirements of the relevant applicable
laws and regulations
7.14 Appoint Ms. Yan Lan as an Independent Non-Executive Mgmt For For
Director of the Company, with immediate effect,
for a term of 3 years
7.15 Appoint Mr. Song Lin as an Independent Non-Executive Mgmt For For
Director of the Company, with immediate effect,
for a term of 3 years
7.16 Re-appoint Mr. Chow Kwong Fai, Edward as an Mgmt For For
Independent Non-Executive Director of the Company,
with immediate effect, for a term of 3 years,
except that such 3 year term will be subject
to adjustments pursuant to the requirements
of the relevant applicable laws and regulations
7.17 Re-appoint Mr. Liu Yongzhang as an Independent Mgmt For For
Non-Executive Director of the Company, with
immediate effect, for a term of 3 years, except
that such 3-year term will be subject to adjustments
pursuant to the requirements of the relevant
applicable laws and regulations
7.18 Re-appoint Ms. Liu Hongxia as an Independent Mgmt For For
Non-executive Director of the Company, with
immediate effect, for a term of 3 years, except
that such 3-year term will be subject to adjustments
pursuant to the requirements of the relevant
applicable laws and regulations
7.19 Re-appoint Mr. Hong Xiaoyuan as a Non-Executive Mgmt For For
Director of the Company
8.1 Re-appoint Mr. Zhu Genlin as Shareholder Representative Mgmt For For
Supervisor of the Company, with immediate effect,
for a term of 3 years
8.2 Re-appoint Mr. Chen Haoming as Shareholder Representative Mgmt For For
Supervisor of the Company, with immediate effect,
for a term of 3 years
8.3 Appoint Mr. Dong Xiande as Shareholder Representative Mgmt For For
Supervisor of the Company, with immediate effect,
for a term of 3 years
8.4 Appoint Mr. Li Jiangning as Shareholder Representative Mgmt For For
Supervisor of the Company, with immediate effect,
for a term of 3 years
8.5 Re-appoint Mr. Shi Jiliang as an External Supervisor Mgmt For For
of the Company, with immediate effect, for
a term of 3 years, except that such 3 year
term will be subject to adjustments pursuant
to the requirements of the relevant applicable
laws and regulations
8.6 Re-appoint Mr. Shao Ruiqing as an External Supervisor Mgmt For For
of the Company, with immediate effect, for
a term of 3 years, except that such 3 year
term will be subject to adjustments pursuant
to the requirements of the relevant applicable
laws and regulations
9. Approve the duty performance and cross evaluation Mgmt For For
reports of Independent Non-Executive Directors
10. Approve the assessment report on the duty performance Mgmt For For
of the Directors for the year 2006
11. Approve the duty performance and cross evaluation Mgmt For For
reports of External Supervisors
12. Approve the related party transaction report Mgmt For For
for the year 2006
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CISCO SYSTEMS, INC. Agenda Number: 932588405
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Security: 17275R102
Meeting Type: Annual
Meeting Date: 15-Nov-2006
Ticker: CSCO
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CAROL A. BARTZ Mgmt For For
M. MICHELE BURNS Mgmt For For
MICHAEL D. CAPELLAS Mgmt For For
LARRY R. CARTER Mgmt For For
JOHN T. CHAMBERS Mgmt For For
DR. JOHN L. HENNESSY Mgmt For For
RICHARD M. KOVACEVICH Mgmt For For
RODERICK C. MCGEARY Mgmt For For
STEVEN M. WEST Mgmt For For
JERRY YANG Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS CISCO S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JULY 28, 2007.
03 PROPOSAL SUBMITTED BY A SHAREHOLDER URGING THE Shr Against For
BOARD OF DIRECTORS TO ADOPT A POLICY THAT A
SIGNIFICANT PORTION OF FUTURE EQUITY COMPENSATION
GRANTS TO SENIOR EXECUTIVES SHALL BE SHARES
OF STOCK THAT REQUIRE THE ACHIEVEMENT OF PERFORMANCE
GOALS AS A PREREQUISITE TO VESTING, AS SET
FORTH IN THE ACCOMPANYING PROXY STATEMENT.
04 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shr Against For
THE BOARD S COMPENSATION COMMITTEE INITIATE
A REVIEW OF CISCO S EXECUTIVE COMPENSATION
POLICIES AND TO MAKE AVAILABLE, UPON REQUEST,
A REPORT OF THAT REVIEW BY JANUARY 1, 2007,
AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT.
05 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shr Against For
THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS
WITHIN SIX MONTHS PROVIDING A SUMMARIZED LISTING
AND ASSESSMENT OF CONCRETE STEPS CISCO COULD
REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT
ITS BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE
THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH
IN THE ACCOMPANYING PROXY STATEMENT.
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CITIGROUP INC. Agenda Number: 932641562
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Security: 172967101
Meeting Type: Annual
Meeting Date: 17-Apr-2007
Ticker: C
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: C. MICHAEL ARMSTRONG. Mgmt For For
1B ELECTION OF DIRECTOR: ALAIN J.P. BELDA. Mgmt For For
1C ELECTION OF DIRECTOR: GEORGE DAVID. Mgmt For For
1D ELECTION OF DIRECTOR: KENNETH T. DERR. Mgmt For For
1E ELECTION OF DIRECTOR: JOHN M. DEUTCH. Mgmt For For
1F ELECTION OF DIRECTOR: ROBERTO HERNANDEZ RAMIREZ. Mgmt For For
1G ELECTION OF DIRECTOR: KLAUS KLEINFELD. Mgmt For For
1H ELECTION OF DIRECTOR: ANDREW N. LIVERIS. Mgmt For For
1I ELECTION OF DIRECTOR: ANNE MULCAHY. Mgmt For For
1J ELECTION OF DIRECTOR: RICHARD D. PARSONS. Mgmt For For
1K ELECTION OF DIRECTOR: CHARLES PRINCE. Mgmt For For
1L ELECTION OF DIRECTOR: JUDITH RODIN. Mgmt For For
1M ELECTION OF DIRECTOR: ROBERT E. RUBIN. Mgmt For For
1N ELECTION OF DIRECTOR: FRANKLIN A. THOMAS. Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS CITIGROUP S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
03 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PRIOR GOVERNMENTAL SERVICE OF CERTAIN INDIVIDUALS.
04 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
POLITICAL CONTRIBUTIONS.
05 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CHARITABLE CONTRIBUTIONS.
06 SHAREOWNER PROPOSAL REQUESTING AN ADVISORY RESOLUTION Shr Against For
TO RATIFY EXECUTIVE COMPENSATION.
07 STOCKHOLDER PROPOSAL REQUESTING THAT CEO COMPENSATION Shr Against For
BE LIMITED TO NO MORE THAN 100 TIMES THE AVERAGE
COMPENSATION PAID TO WORLDWIDE EMPLOYEES.
08 STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN Shr Against For
OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES
OR RESPONSIBILITIES.
09 STOCKHOLDER PROPOSAL REQUESTING THAT STOCK OPTIONS Shr Against For
BE SUBJECT TO A FIVE-YEAR SALES RESTRICTION.
10 STOCKHOLDER PROPOSAL REQUESTING CUMULATIVE VOTING. Shr Against For
11 STOCKHOLDER PROPOSAL REQUESTING THAT STOCKHOLDERS Shr Against For
HAVE THE RIGHT TO CALL SPECIAL SHAREHOLDER
MEETINGS.
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COMCAST CORPORATION Agenda Number: 932669546
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Security: 20030N101
Meeting Type: Annual
Meeting Date: 23-May-2007
Ticker: CMCSA
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
S. DECKER ANSTROM Mgmt For For
KENNETH J. BACON Mgmt For For
SHELDON M. BONOVITZ Mgmt For For
EDWARD D. BREEN Mgmt For For
JULIAN A. BRODSKY Mgmt For For
JOSEPH J. COLLINS Mgmt For For
J. MICHAEL COOK Mgmt For For
JEFFREY A. HONICKMAN Mgmt For For
BRIAN L. ROBERTS Mgmt For For
RALPH J. ROBERTS Mgmt For For
DR. JUDITH RODIN Mgmt For For
MICHAEL I. SOVERN Mgmt For For
02 INDEPENDENT AUDITORS Mgmt For For
03 PREVENT THE ISSUANCE OF NEW STOCK OPTIONS Shr Against For
04 REQUIRE THAT THE CHAIRMAN OF THE BOARD NOT BE Shr Against For
AN EMPLOYEE
05 REQUIRE SUSTAINABILITY REPORT Shr Against For
06 ADOPT A RECAPITALIZATION PLAN Shr Against For
07 REQUIRE ANNUAL VOTE ON EXECUTIVE COMPENSATION Shr Against For
08 REQUIRE PAY DIFFERENTIAL REPORT Shr Against For
09 REQUIRE DISCLOSURE OF POLITICAL CONTRIBUTIONS Shr Against For
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CRYSTAL RIVER CAPITAL, INC. Agenda Number: 932593470
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Security: 229393103
Meeting Type: Annual
Meeting Date: 09-Nov-2006
Ticker: CRCQL
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BRUCE K. ROBERTSON Mgmt For For
JANET GRAHAM Mgmt For For
HARALD HANSEN Mgmt For For
02 ON THE PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY S INDEPENDENT
ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER
31, 2006.
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DIVERSA CORPORATION Agenda Number: 932722386
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Security: 255064107
Meeting Type: Annual
Meeting Date: 20-Jun-2007
Ticker: DVSA
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DR. FERNAND KAUFMANN Mgmt No vote
MR. MARK LESCHLY Mgmt No vote
02 APPROVAL OF ISSUANCE OF DIVERSA COMMON STOCK Mgmt No vote
PURSUANT TO THE MERGER.
03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt No vote
AS DIVERSA S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31,
2007.
04 ADOPTION OF THE DIVERSA 2007 EQUITY INCENTIVE Mgmt No vote
PLAN.
05 ADOPTION OF AN AMENDMENT TO THE DIVERSA EMPLOYEE Mgmt No vote
STOCK PURCHASE PLAN TO INCREASE THE NUMBER
OF SHARES AUTHORIZED FOR ISSUANCE UNDER THAT
PLAN BY 1,500,000.
06 APPROVAL OF AN AMENDMENT TO DIVERSA S CERTIFICATE Mgmt No vote
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK FROM 90,000,000
SHARES TO 170,000,000 SHARES.
07 APPROVAL OF AN AMENDMENT TO DIVERSA S CERTIFICATE Mgmt No vote
OF INCORPORATION TO REMOVE A PROVISION RELATED
TO INDEMNIFICATION FOR DIVERSA S AGENTS.
08 APPROVAL OF POSSIBLE ADJOURNMENT OF THE ANNUAL Mgmt No vote
MEETING TO SOLICIT ADDITIONAL PROXIES FOR PROPOSAL
NO. 2.
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ERSTE BANK DER OESTERREICHISCHEN SPARKASSEN AG, WIEN Agenda Number: 701241109
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Security: A19494102
Meeting Type: AGM
Meeting Date: 31-May-2007
Ticker:
ISIN: AT0000652011
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the presentation of the annual report Mgmt No vote
2. Approve to allocate the net income Mgmt No vote
3. Approve the actions of the Board of Directors Mgmt No vote
for the FY 2006
4. Approve the remuneration of the Supervisory Mgmt No vote
Board
5. Elect the Supervisory Board Mgmt No vote
6. Elect the Auditors for 2008 Mgmt No vote
7. Approve the purchase of own shares for the purpose Mgmt No vote
of security trading
8. Approve the purchase of own shares for no designated Mgmt No vote
purpose
9. Amend the Company charter due paragraph 7, 10.1 Mgmt No vote
and 17.2
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EVERCORE PARTNERS, INC. Agenda Number: 932715848
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Security: 29977A105
Meeting Type: Annual
Meeting Date: 12-Jun-2007
Ticker: EVR
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROGER C. ALTMAN Mgmt No vote
AUSTIN M. BEUTNER Mgmt No vote
PEDRO ASPE Mgmt No vote
FRANCOIS DE ST. PHALLE Mgmt No vote
CURT HESSLER Mgmt No vote
GAIL BLOCK HARRIS Mgmt No vote
ANTHONY N. PRITZKER Mgmt No vote
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FEDEX CORPORATION Agenda Number: 932575105
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Security: 31428X106
Meeting Type: Annual
Meeting Date: 25-Sep-2006
Ticker: FDX
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES L. BARKSDALE Mgmt For For
AUGUST A. BUSCH IV Mgmt For For
JOHN A. EDWARDSON Mgmt For For
JUDITH L. ESTRIN Mgmt For For
J. KENNETH GLASS Mgmt For For
PHILIP GREER Mgmt For For
J.R. HYDE, III Mgmt For For
SHIRLEY A. JACKSON Mgmt For For
STEVEN R. LORANGER Mgmt For For
CHARLES T. MANATT Mgmt For For
FREDERICK W. SMITH Mgmt For For
JOSHUA I. SMITH Mgmt For For
PAUL S. WALSH Mgmt For For
PETER S. WILLMOTT Mgmt For For
02 APPROVAL OF AMENDMENTS TO CERTIFICATE OF INCORPORATION Mgmt For For
AND BYLAWS TO ELIMINATE SUPERMAJORITY VOTING
REQUIREMENTS.
03 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM.
04 STOCKHOLDER PROPOSAL REGARDING GLOBAL WARMING Shr Against For
REPORT.
05 STOCKHOLDER PROPOSAL REGARDING MAJORITY VOTING Shr Against For
FOR DIRECTOR ELECTIONS.
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FOUR SEASONS HOTELS INC. Agenda Number: 932640457
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Security: 35100E104
Meeting Type: Special
Meeting Date: 05-Apr-2007
Ticker: FS
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE SPECIAL RESOLUTION APPROVING THE ARRANGEMENT Mgmt Against Against
(THE ARRANGEMENT ) UNDER SECTION 182 OF THE
BUSINESS CORPORATIONS ACT (ONTARIO) INVOLVING
THE CORPORATION, ITS SHAREHOLDERS AND FS ACQUISITION
CORP., A BRITISH COLUMBIA COMPANY THAT IS OWNED
BY TRIPLES HOLDINGS LIMITED AND AFFILIATES
OF KINGDOM HOTELS INTERNATIONAL AND CASCADE
INVESTMENT, L.L.C., THE FULL TEXT OF WHICH
IS SET FORTH IN APPENDIX A TO THE ACCOMPANYING
MANAGEMENT INFORMATION CIRCULAR OF THE CORPORATION
DATED MARCH 5, 2007.
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GENENTECH, INC. Agenda Number: 932642603
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Security: 368710406
Meeting Type: Annual
Meeting Date: 20-Apr-2007
Ticker: DNA
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HERBERT W. BOYER Mgmt For For
WILLIAM M. BURNS Mgmt For For
ERICH HUNZIKER Mgmt For For
JONATHAN K.C. KNOWLES Mgmt For For
ARTHUR D. LEVINSON Mgmt For For
DEBRA L. REED Mgmt For For
CHARLES A. SANDERS Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF GENENTECH FOR THE YEAR ENDING DECEMBER
31, 2007.
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GENESEE & WYOMING INC. Agenda Number: 932696923
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Security: 371559105
Meeting Type: Annual
Meeting Date: 30-May-2007
Ticker: GWR
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN C. HELLMANN Mgmt No vote
PHILIP J. RINGO Mgmt No vote
MARK A. SCUDDER Mgmt No vote
OIVIND LORENTZEN III Mgmt No vote
02 PROPOSAL TO APPROVE THE ADOPTION OF THE AMENDED Mgmt No vote
AND RESTATED 2004 OMNIBUS INCENTIVE PLAN.
03 PROPOSAL TO RATIFY THE SELECTION OF Mgmt No vote
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007.
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GOOGLE INC. Agenda Number: 932673886
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Security: 38259P508
Meeting Type: Annual
Meeting Date: 10-May-2007
Ticker: GOOG
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ERIC SCHMIDT Mgmt For For
SERGEY BRIN Mgmt For For
LARRY PAGE Mgmt For For
L. JOHN DOERR Mgmt For For
JOHN L. HENNESSY Mgmt For For
ARTHUR D. LEVINSON Mgmt For For
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF GOOGLE INC. FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2007.
03 APPROVAL OF AN AMENDMENT TO GOOGLE S 2004 STOCK Mgmt Abstain Against
PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES
OF CLASS A COMMON STOCK ISSUABLE THEREUNDER
BY 4,500,000.
04 APPROVAL OF GOOGLE S EXECUTIVE BONUS PLAN. Mgmt For For
05 STOCKHOLDER PROPOSAL TO REQUEST THAT MANAGEMENT Shr Abstain Against
INSTITUTE POLICIES TO HELP PROTECT FREEDOM
OF ACCESS TO THE INTERNET.
- --------------------------------------------------------------------------------------------------------------------------
GRUPO MEXICO SAB DE CV Agenda Number: 701207816
- --------------------------------------------------------------------------------------------------------------------------
Security: P49538112
Meeting Type: OGM
Meeting Date: 30-Apr-2007
Ticker:
ISIN: MXP370841019
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receive the report of the Chief Executive Officer Mgmt For For
of the Company for the FY that ran between
01 JAN 2006 and 31 DEC 2006; resolutions in
this regard
2. Receive the reports which are referred to in Mgmt For For
Article 28(iv)(a)(c)(d) and (e) of the Securities
Market Law, regarding the FY that ran between
01 JAN 2006 and 31 DEC 2006; resolutions in
this regard
3. Approve the consolidated financial statements Mgmt For For
of the Company and its subsidiaries to 31 DEC
2006
4. Receive the report concerning the fulfillment Mgmt For For
of the tax obligations which are referred to
in Article 86(xx) of the Income Tax Law during
the 2006 FY
5. Approve the allocation of the profits from the Mgmt For For
FYE 31 DEC 2006
6. Receive the report to referred to by Article Mgmt For For
60(ii) of the general provisions that are applicable
to issuers of securities and to other participants
in the securities market, including a report
concerning the allocation of the resources
allocated for the acquisition of own shares
during the fiscal years that ended on 31 DEC
2005, and 31 DEC 2006 and approve to determine
the maximum amount of resources that may be
allocated for the acquisition of own shares
during the 2007 FY; resolutions in this regard
7. Ratify the acts carried out by the Chief Executive Mgmt For For
Officer, the Board of Directors and its Committees
in during the FY that ran between 01 JAN 2006
and 31 DEC 2006
8. Re-elect the Members of the Board of Directors Mgmt For For
of the Company and approve to determine their
independence in accordance with Article 26
of the Securities Market Law; and re-elect
the Members of the Committees of the of the
Board itself and of its Chairpersons
9. Approve the remuneration to the Members of the Mgmt For For
Board of Directors and the Members of the Committees
of the Board; resolutions in this regard
10. Approve to designate the delegates who will Mgmt For For
carry out and formalize the resolutions passed
by this general meeting; resolutions in this
regard
- --------------------------------------------------------------------------------------------------------------------------
HEINEKEN HOLDING NV Agenda Number: 701176857
- --------------------------------------------------------------------------------------------------------------------------
Security: N39338194
Meeting Type: AGM
Meeting Date: 19-Apr-2007
Ticker:
ISIN: NL0000008977
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT BLOCKING CONDITIONS FOR VOTING Non-Voting No vote
AT THIS GENERAL MEETING ARE RELAXED. BLOCKING
PERIOD ENDS ONE DAY AFTER THE REGISTRATION
DATE SET ON 12 APR 2007. SHARES CAN BE TRADED
THEREAFTER. THANK YOU.
Opening Non-Voting No vote
1. Receive the report for the FY 2006 Mgmt No vote
2. Adopt the balance sheet as at 31 DEC 2006, the Mgmt No vote
income statement for the year 2006 and the
notes thereto
3. Approve the appropriation of the balance of Mgmt No vote
the income statement in accordance with Article
10, Paragraph 6 of t he Company s Articles
of Association
4. Grant discharge to the Members of the Executive Mgmt No vote
Board
5. Amend the Articles of Association Mgmt No vote
6. Approve to prolong the authorization of the Mgmt No vote
Executive Board to repurchase own shares
7. Approve to prolong the authorization of the Mgmt No vote
Executive Board to issue rights to shares
and to restrict or exclude shareholders and
pre-emption rights
Close Non-Voting No vote
- --------------------------------------------------------------------------------------------------------------------------
HOLCIM LTD, RAPPERSWIL-JONA Agenda Number: 701210128
- --------------------------------------------------------------------------------------------------------------------------
Security: H36940130
Meeting Type: AGM
Meeting Date: 04-May-2007
Ticker:
ISIN: CH0012214059
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting No vote
IN THIS MARKET. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting No vote
MEETING NOTICE SENT UNDER MEETING 365866, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
1. Approve the annual report, annual financial Mgmt No vote
statements and consolidated financial statements,
Statutory Auditors and Group Auditors reports
2. Grant discharge to the Members of the Board Mgmt No vote
of Directors
3. Approve the appropriation of the balance profit Mgmt No vote
and to determine the dividend and time of payment
4.1.1 Re-elect Mr. Markus Akermann as a Member of Mgmt No vote
the Board of Directors
4.1.2 Re-elect Mr. Peter Kuepfer as a Member of the Mgmt No vote
Board of Directors
4.1.3 Re-elect Dr. H. Onno Ruding as a Member of the Mgmt No vote
Board of Directors
4.1.4 Re-elect Dr. Rolf Soiron as a Member of the Mgmt No vote
Board of Directors
4.2 Elect the Statutory Auditor and the Group Auditor Mgmt No vote
- --------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA Agenda Number: 701135940
- --------------------------------------------------------------------------------------------------------------------------
Security: ADPV10024
Meeting Type: EGM
Meeting Date: 21-Mar-2007
Ticker:
ISIN: CN000A0LB420
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve, the amended procedural rules of shareholders Mgmt For For
general meeting as specified and as produced
to this meeting marked A and initialed by the
Chairman for the purpose of identification
2. Approve, the amended procedural rules of the Mgmt For For
Board as specified and as produced to this
meeting marked B and initialed by the Chairman
for the purpose of identification
3. Approve, the amended procedural rules of the Mgmt For For
Supervisory Committee as specified and as produced
to this meeting marked C and initialed by the
Chairman for the purpose of identification
4. Approve: the purchase of Directors and Officers Mgmt For For
liability insurance for the Directors, Supervisors
and Senior Management of the Company; the aggregate
insured amount of the insurance policy shall
be USD 50 million for 1 year s coverage and
the insurance premium shall not exceed USD
1.487 million; and authorize the Board and
such persons to do all such further acts and
things and execute such further documents and
take all such steps which in their opinion
may be necessary, desirable or expedient to
implement and/or give effect to the purchase
of the insurance
5. Adopt the standard policy for determining the Mgmt For For
amount of allowance to be paid to each of the
Independent Non-Executive Directors of the
Company shall be entitled to a basic annual
allowance of RMB 300,000; each of the External
Supervisors of the Company shall be entitled
to a basic annual allowance of RMB 250,000;
Members of each of the Strategy Committee,
Audit Committee, Risk Management Committee,
Nomination and Compensation Committee and related
party transactions control sub-committee of
the Board shall be entitled to an additional
allowance of RMB 30,000 per annum and the Chairman
of such committees shall be entitled to an
additional allowance of RMB 50,000 per annum;
Members of the Supervision Committee shall
be entitled to an additional allowance of RMB
30,000 per annum and the Chairman of such committee
shall be entitled to an additional allowance
of RMB 50,000 per annum; all allowances shall
be payable quarterly on a time pro-rata basis
for any non full year s service
6. Adopt the remuneration Plan for the Internal Mgmt For For
Supervisors of the Company; the aggregate remuneration
of the Chairman for 2006 shall be RMB 1,180,000;
the aggregate remuneration of the specialized
Supervisor for 2006 shall be RMB 900,000; the
allowance of the employees representative
Supervisor for 2006 shall be RMB 40,000
- --------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA Agenda Number: 701228555
- --------------------------------------------------------------------------------------------------------------------------
Security: ADPV10024
Meeting Type: AGM
Meeting Date: 12-Jun-2007
Ticker:
ISIN: CN000A0LB420
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the 2006 report of the Board of Directors Mgmt For For
of the Bank
2. Approve the 2006 report of the Board of Supervisors Mgmt For For
of the Bank
3. Approve the Bank s 2006 audited accounts Mgmt For For
4. Approve the Bank s 2006 Post Listing Profit Mgmt For For
Distribution Plan and the dividend in respect
of the period from 23 OCT 2006 to 31 DEC 2006
5. Re-appoint Ernst and Young as the International Mgmt For For
Auditors of the Bank and Ernst and Young Hua
Ming as the Domestic Auditors of the Bank
6.a. Appoint Mr. Xu Shanda as an Independent Non-Executive Mgmt For For
Director of the Bank
6.b. Appoint Mr, Chen Xiaoyue as an Independent Non-Executive Mgmt For For
Director of the Bank
- --------------------------------------------------------------------------------------------------------------------------
JEFFERIES GROUP, INC. Agenda Number: 932681910
- --------------------------------------------------------------------------------------------------------------------------
Security: 472319102
Meeting Type: Annual
Meeting Date: 21-May-2007
Ticker: JEF
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD B. HANDLER Mgmt For For
BRIAN P. FRIEDMAN Mgmt For For
W. PATRICK CAMPBELL Mgmt For For
RICHARD G. DOOLEY Mgmt For For
ROBERT E. JOYAL Mgmt For For
FRANK J. MACCHIAROLA Mgmt For For
MICHAEL T. O'KANE Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
KKR FINANCIAL CORP. Agenda Number: 932671957
- --------------------------------------------------------------------------------------------------------------------------
Security: 482476306
Meeting Type: Annual
Meeting Date: 03-May-2007
Ticker: KFN
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE MERGER UNDER THE AGREEMENT AND Mgmt For For
PLAN OF MERGER AMONG KKR FINANCIAL CORP., KKR
FINANCIAL MERGER CORP. AND KKR FINANCIAL HOLDINGS
LLC, PURSUANT TO WHICH THE CONVERSION TRANSACTION
WILL BE EFFECTED.
02 DIRECTOR
WILLIAM F. ALDINGER Mgmt For For
TRACY L. COLLINS Mgmt For For
KENNETH M. DEREGT Mgmt For For
SATURNINO S. FANLO Mgmt For For
VINCENT PAUL FINIGAN Mgmt For For
PAUL M. HAZEN Mgmt For For
R. GLENN HUBBARD Mgmt For For
ROSS J. KARI Mgmt For For
ELY L. LICHT Mgmt For For
DEBORAH H. MCANENY Mgmt For For
SCOTT C. NUTTALL Mgmt For For
WILLY R. STROTHOTTE Mgmt For For
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS KKR FINANCIAL CORP. S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2007.
- --------------------------------------------------------------------------------------------------------------------------
LAS VEGAS SANDS CORP. Agenda Number: 932713781
- --------------------------------------------------------------------------------------------------------------------------
Security: 517834107
Meeting Type: Annual
Meeting Date: 07-Jun-2007
Ticker: LVS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SHELDON G. ADELSON Mgmt For For
IRWIN CHAFETZ Mgmt For For
JAMES L. PURCELL Mgmt For For
02 TO CONSIDER AND ACT UPON THE RATIFICATION OF Mgmt For For
THE SELECTION OF PRICEWATERHOUSECOOPERS LLP
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
- --------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 932703540
- --------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 07-Jun-2007
Ticker: MA
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
NANCY J. KARCH Mgmt For For
EDWARD SUNING TIAN Mgmt For For
02 APPROVAL OF THE AMENDED AND RESTATED MASTERCARD Mgmt For For
INCORPORATED 2006 LONG TERM INCENTIVE PLAN
03 APPROVAL OF THE AMENDMENT OF SECTION 4.3 OF Mgmt For For
MASTERCARD INCORPORATED S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007
- --------------------------------------------------------------------------------------------------------------------------
MGM MIRAGE Agenda Number: 932703829
- --------------------------------------------------------------------------------------------------------------------------
Security: 552953101
Meeting Type: Annual
Meeting Date: 22-May-2007
Ticker: MGM
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT H. BALDWIN Mgmt For For
WILLIE D. DAVIS Mgmt For For
KENNY G. GUINN Mgmt For For
ALEXANDER M. HAIG, JR. Mgmt For For
ALEXIS M. HERMAN Mgmt For For
ROLAND HERNANDEZ Mgmt For For
GARY N. JACOBS Mgmt For For
KIRK KERKORIAN Mgmt For For
J. TERRENCE LANNI Mgmt For For
ANTHONY MANDEKIC Mgmt For For
ROSE MCKINNEY-JAMES Mgmt For For
JAMES J. MURREN Mgmt For For
RONALD M. POPEIL Mgmt For For
JOHN T. REDMOND Mgmt For For
DANIEL J. TAYLOR Mgmt For For
MELVIN B. WOLZINGER Mgmt For For
02 RATIFICATION OF THE SELECTION OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2007
- --------------------------------------------------------------------------------------------------------------------------
MOODY'S CORPORATION Agenda Number: 932648819
- --------------------------------------------------------------------------------------------------------------------------
Security: 615369105
Meeting Type: Annual
Meeting Date: 24-Apr-2007
Ticker: MCO
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I DIRECTOR
BASIL L. ANDERSON Mgmt For For
RAYMOND W MCDANIEL, JR. Mgmt For For
II APPROVAL OF THE AMENDED AND RESTATED 2001 MOODY Mgmt For For
S CORPORATION KEY EMPLOYEES STOCK INCENTIVE
PLAN.
III RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007.
IV STOCKHOLDER PROPOSAL TO ELECT EACH DIRECTOR Shr Against For
ANNUALLY.
- --------------------------------------------------------------------------------------------------------------------------
NRG ENERGY, INC. Agenda Number: 932646550
- --------------------------------------------------------------------------------------------------------------------------
Security: 629377508
Meeting Type: Annual
Meeting Date: 25-Apr-2007
Ticker: NRG
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID CRANE Mgmt For For
STEPHEN L. CROPPER Mgmt For For
MAUREEN MISKOVIC Mgmt For For
THOMAS H. WEIDEMEYER Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
- --------------------------------------------------------------------------------------------------------------------------
PROLOGIS Agenda Number: 932666653
- --------------------------------------------------------------------------------------------------------------------------
Security: 743410102
Meeting Type: Annual
Meeting Date: 15-May-2007
Ticker: PLD
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
K. DANE BROOKSHER Mgmt For For
STEPHEN L. FEINBERG Mgmt For For
GEORGE L. FOTIADES Mgmt For For
CHRISTINE N. GARVEY Mgmt For For
DONALD P. JACOBS Mgmt For For
WALTER C. RAKOWICH Mgmt For For
NELSON C. RISING Mgmt For For
JEFFREY H. SCHWARTZ Mgmt For For
D. MICHAEL STEUERT Mgmt For For
J. ANDRE TEIXEIRA Mgmt For For
WILLIAM D. ZOLLARS Mgmt For For
ANDREA M. ZULBERTI Mgmt For For
02 RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM FOR 2007.
- --------------------------------------------------------------------------------------------------------------------------
REDWOOD TRUST, INC. Agenda Number: 932681441
- --------------------------------------------------------------------------------------------------------------------------
Security: 758075402
Meeting Type: Annual
Meeting Date: 18-May-2007
Ticker: RWT
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD D. BAUM Mgmt For For
MARIANN BYERWALTER Mgmt For For
DAVID L. TYLER Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
SAKS INCORPORATED Agenda Number: 932714935
- --------------------------------------------------------------------------------------------------------------------------
Security: 79377W108
Meeting Type: Annual
Meeting Date: 06-Jun-2007
Ticker: SKS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STANTON J. BLUESTONE* Mgmt For For
ROBERT B. CARTER** Mgmt For For
DONALD E. HESS** Mgmt For For
02 PROPOSAL TO APPROVE THE SAKS INCORPORATED 2007 Mgmt For For
SENIOR EXECUTIVE BONUS PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY.
04 PROPOSAL BY A SHAREHOLDER- CUMULATIVE VOTING Shr Against For
IN THE ELECTION OF DIRECTORS.
- --------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N Agenda Number: 932636484
- --------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 11-Apr-2007
Ticker: SLB
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
P. CAMUS Mgmt For For
J.S. GORELICK Mgmt For For
A. GOULD Mgmt For For
T. ISAAC Mgmt For For
N. KUDRYAVTSEV Mgmt For For
A. LAJOUS Mgmt For For
M.E. MARKS Mgmt For For
D. PRIMAT Mgmt For For
L.R. REIF Mgmt For For
T.I. SANDVOLD Mgmt For For
N. SEYDOUX Mgmt For For
L.G. STUNTZ Mgmt For For
R. TALWAR Mgmt For For
02 ADOPTION AND APPROVAL OF FINANCIALS AND DIVIDENDS. Mgmt For For
03 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING Mgmt For For
FIRM.
- --------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 932632917
- --------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 11-Apr-2007
Ticker: GS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For
1B ELECTION OF DIRECTOR: LORD BROWNE OF MADINGLEY Mgmt For For
1C ELECTION OF DIRECTOR: JOHN H. BRYAN Mgmt For For
1D ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For
1E ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For
1F ELECTION OF DIRECTOR: STEPHEN FRIEDMAN Mgmt For For
1G ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For
1H ELECTION OF DIRECTOR: RAJAT K. GUPTA Mgmt For For
1I ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1J ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1K ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1L ELECTION OF DIRECTOR: RUTH J. SIMMONS Mgmt For For
1M ELECTION OF DIRECTOR: JON WINKELRIED Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS FOR OUR 2007
FISCAL YEAR
03 SHAREHOLDER PROPOSAL REGARDING A CHARITABLE Shr Against For
CONTRIBUTIONS REPORT
04 SHAREHOLDER PROPOSAL REGARDING A SUSTAINABILITY Shr Against For
REPORT
05 SHAREHOLDER PROPOSAL REGARDING STOCK OPTIONS Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
THE RYLAND GROUP, INC. Agenda Number: 932647110
- --------------------------------------------------------------------------------------------------------------------------
Security: 783764103
Meeting Type: Annual
Meeting Date: 25-Apr-2007
Ticker: RYL
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
R. CHAD DREIER Mgmt No vote
DANIEL T. BANE Mgmt No vote
LESLIE M. FRECON Mgmt No vote
ROLAND A. HERNANDEZ Mgmt No vote
WILLIAM L. JEWS Mgmt No vote
NED MANSOUR Mgmt No vote
ROBERT E. MELLOR Mgmt No vote
NORMAN J. METCALFE Mgmt No vote
CHARLOTTE ST. MARTIN Mgmt No vote
PAUL J. VARELLO Mgmt No vote
02 APPROVAL OF THE RYLAND GROUP, INC. 2007 EQUITY Mgmt No vote
INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt No vote
LLP AS RYLAND S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2007.
- --------------------------------------------------------------------------------------------------------------------------
THE ST. JOE COMPANY Agenda Number: 932682784
- --------------------------------------------------------------------------------------------------------------------------
Security: 790148100
Meeting Type: Annual
Meeting Date: 15-May-2007
Ticker: JOE
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL L. AINSLIE Mgmt For For
HUGH M. DURDEN Mgmt For For
THOMAS A. FANNING Mgmt For For
HARRY H. FRAMPTON, III Mgmt For For
ADAM W. HERBERT, JR. Mgmt For For
DELORES M. KESLER Mgmt For For
JOHN S. LORD Mgmt For For
WALTER L. REVELL Mgmt For For
PETER S. RUMMELL Mgmt For For
WILLIAM H. WALTON, III Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
INDEPENDENT AUDITORS OF THE ST. JOE COMPANY
FOR THE 2007 FISCAL YEAR.
- --------------------------------------------------------------------------------------------------------------------------
TRACTOR SUPPLY COMPANY Agenda Number: 932660005
- --------------------------------------------------------------------------------------------------------------------------
Security: 892356106
Meeting Type: Annual
Meeting Date: 02-May-2007
Ticker: TSCO
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOSEPH H. SCARLETT, JR. Mgmt For For
JAMES F. WRIGHT Mgmt For For
JACK C. BINGLEMAN Mgmt For For
S.P. BRAUD Mgmt For For
CYNTHIA T. JAMISON Mgmt For For
GERARD E. JONES Mgmt For For
JOSEPH D. MAXWELL Mgmt For For
EDNA K. MORRIS Mgmt For For
JOE M. RODGERS Mgmt For For
02 TO RATIFY THE REAPPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR THE FISCAL YEAR
ENDING DECEMBER 29, 2007.
- --------------------------------------------------------------------------------------------------------------------------
UBS AG Agenda Number: 701175297
- --------------------------------------------------------------------------------------------------------------------------
Security: H89231338
Meeting Type: AGM
Meeting Date: 18-Apr-2007
Ticker:
ISIN: CH0024899483
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting No vote
IN THIS MARKET. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting No vote
MEETING NOTICE SENT UNDER MEETING 332438, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
1. Receive the annual report, the Group and Parent Mgmt No vote
Company accounts for FY 2006, reports of the
Group and the Statutory Auditors
2. Approve the appropriation of retained earnings Mgmt No vote
and dividend for FY 2006
3. Grant discharge to the Members of the Board Mgmt No vote
of Directors and the Group Executive Board
4.1.1 Re-elect Mr. Stephan Haeringer as a Board Member Mgmt No vote
4.1.2 Re-elect Mr. Helmut Panke as a Board Member Mgmt No vote
4.1.3 Re-elect Mr. Peter Spuhler as a Board Member Mgmt No vote
4.2. Elect Mr. Sergio Marchionne as a new Board Member Mgmt No vote
4.3 Elect the Group and Statutory Auditors Mgmt No vote
5.1 Approve the cancellation of shares repurchased Mgmt No vote
under the 2006/2007 Share Buyback Program and
amend Article 4 Paragraph 1 of the Articles
of Association as specified
5.2 Approve a new Share Buyback Program for 2007-2010 Mgmt No vote
- --------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 932634377
- --------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Annual
Meeting Date: 11-Apr-2007
Ticker: UTX
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LOUIS R. CHENEVERT Mgmt For For
GEORGE DAVID Mgmt For For
JOHN V. FARACI Mgmt For For
JEAN-PIERRE GARNIER Mgmt For For
JAMIE S. GORELICK Mgmt For For
CHARLES R. LEE Mgmt For For
RICHARD D. MCCORMICK Mgmt For For
HAROLD MCGRAW III Mgmt For For
RICHARD B. MYERS Mgmt For For
FRANK P. POPOFF Mgmt For For
H. PATRICK SWYGERT Mgmt For For
ANDRE VILLENEUVE Mgmt For For
H.A. WAGNER Mgmt For For
CHRISTINE TODD WHITMAN Mgmt For For
02 APPOINTMENT OF INDEPENDENT AUDITORS FOR 2007 Mgmt For For
03 SHAREOWNER PROPOSAL: DIRECTOR TERM LIMITS Shr Against For
04 SHAREOWNER PROPOSAL: FOREIGN MILITARY SALES Shr Against For
05 SHAREOWNER PROPOSAL: POLITICAL CONTRIBUTIONS Shr Against For
06 SHAREOWNER PROPOSAL: ADVISORY RESOLUTION TO Shr Against For
RATIFY EXECUTIVE COMPENSATION
07 SHAREOWNER PROPOSAL: PAY-FOR-SUPERIOR-PERFORMANCE Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 932703564
- --------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 29-May-2007
Ticker: UNH
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM C. BALLARD, JR. Mgmt For For
RICHARD T. BURKE Mgmt For For
STEPHEN J. HEMSLEY Mgmt For For
ROBERT J. DARRETTA Mgmt For For
02 AMENDMENT TO ARTICLES OF INCORPORATION REQUIRING Mgmt For For
A MAJORITY VOTE FOR ELECTION OF DIRECTORS
03 AMENDMENT TO ARTICLES OF INCORPORATION AND BYLAWS Mgmt For For
PROVIDING FOR THE ANNUAL ELECTION OF ALL MEMBERS
OF THE BOARD OF DIRECTORS
04 AMENDMENT TO ARTICLES OF INCORPORATION AND BYLAWS Mgmt For For
TO ELIMINATE SUPERMAJORITY PROVISIONS FOR THE
REMOVAL OF DIRECTORS
05 AMENDMENT TO ARTICLES OF INCORPORATION TO ELIMINATE Mgmt For For
SUPERMAJORITY PROVISIONS RELATING TO CERTAIN
BUSINESS COMBINATIONS
06 ADOPTION OF RESTATED ARTICLES OF INCORPORATION Mgmt For For
07 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR ENDING DECEMBER 31, 2007
08 SHAREHOLDER PROPOSAL CONCERNING PERFORMANCE-VESTING Shr Against For
SHARES
09 SHAREHOLDER PROPOSAL CONCERNING SUPPLEMENTAL Shr Against For
EXECUTIVE RETIREMENT PLAN
10 SHAREHOLDER PROPOSAL CONCERNING AN ADVISORY Shr Against For
RESOLUTION ON COMPENSATION OF NAMED EXECUTIVE
OFFICERS
11 SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER Shr Against For
NOMINEES FOR ELECTION TO UNITEDHEALTH GROUP
S BOARD OF DIRECTORS
- --------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 932643643
- --------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 24-Apr-2007
Ticker: WFC
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN S. CHEN. Mgmt For For
1B ELECTION OF DIRECTOR: LLOYD H. DEAN. Mgmt For For
1C ELECTION OF DIRECTOR: SUSAN E. ENGEL. Mgmt For For
1D ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Mgmt For For
1E ELECTION OF DIRECTOR: ROBERT L. JOSS. Mgmt For For
1F ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH. Mgmt For For
1G ELECTION OF DIRECTOR: RICHARD D. MCCORMICK. Mgmt For For
1H ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN. Mgmt For For
1I ELECTION OF DIRECTOR: NICHOLAS G. MOORE. Mgmt For For
1J ELECTION OF DIRECTOR: PHILIP J. QUIGLEY. Mgmt For For
1K ELECTION OF DIRECTOR: DONALD B. RICE. Mgmt For For
1L ELECTION OF DIRECTOR: JUDITH M. RUNSTAD. Mgmt For For
1M ELECTION OF DIRECTOR: STEPHEN W. SANGER. Mgmt For For
1N ELECTION OF DIRECTOR: SUSAN G. SWENSON. Mgmt For For
1O ELECTION OF DIRECTOR: JOHN G. STUMPF. Mgmt For For
1P ELECTION OF DIRECTOR: MICHAEL W. WRIGHT. Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR 2007.
03 STOCKHOLDER PROPOSAL REGARDING SEPARATION OF Shr Against For
BOARD CHAIRMAN AND CEO POSITIONS.
04 STOCKHOLDER PROPOSAL REGARDING AN ADVISORY VOTE Shr Against For
ON EXECUTIVE COMPENSATION.
05 STOCKHOLDER PROPOSAL REGARDING ADOPTION OF A Shr Against For
POLICY LIMITING BENEFITS UNDER SUPPLEMENTAL
EXECUTIVE RETIREMENT PLAN.
06 STOCKHOLDER PROPOSAL REGARDING A REPORT ON HOME Shr Against For
MORTGAGE DISCLOSURE ACT (HMDA) DATA.
07 STOCKHOLDER PROPOSAL REGARDING EMISSION REDUCTION Shr Against For
GOALS FOR WELLS FARGO AND ITS CUSTOMERS.
- --------------------------------------------------------------------------------------------------------------------------
WYNN RESORTS, LIMITED Agenda Number: 932679410
- --------------------------------------------------------------------------------------------------------------------------
Security: 983134107
Meeting Type: Annual
Meeting Date: 08-May-2007
Ticker: WYNN
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEPHEN A. WYNN Mgmt For For
ALVIN V. SHOEMAKER Mgmt For For
D. BOONE WAYSON Mgmt For For
02 TO APPROVE THE COMPANY S ANNUAL PERFORMANCE Mgmt For For
BASED INCENTIVE PLAN, INCLUDING INCREASING
THE MAXIMUM PAYABLE THEREUNDER TO ANY INDIVIDUAL
TO $10,000,000.
03 TO RATIFY THE COMPANY S DESIGNATION OF ERNST Mgmt For For
& YOUNG LLP AS THE INDEPENDENT AUDITORS FOR
THE COMPANY AND ALL SUBSIDIARIES FOR THE 2007
FISCAL YEAR.
MARSICO FLEXIBLE CAPITAL FUND
- --------------------------------------------------------------------------------------------------------------------------
ALTAGAS INCOME TRUST Agenda Number: 932650460
- --------------------------------------------------------------------------------------------------------------------------
Security: 021360102
Meeting Type: Annual and Special
Meeting Date: 26-Apr-2007
Ticker: ATGFF
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PASSING AN ORDINARY RESOLUTION TO DIRECT COMPUTERSHARE Mgmt For For
TRUST COMPANY OF CANADA, AS TRUSTEE OF ALTAGAS
INCOME TRUST (THE TRUST ) TO CAUSE THE ELECTION
OF THOSE NOMINEES DESCRIBED IN THE MANAGEMENT
INFORMATION CIRCULAR OF THE TRUST DATED MARCH
1, 2007 (THE INFORMATION CIRCULAR ) AS DIRECTORS
OF ALTAGAS GENERAL PARTNER INC.
02 PASSING AN ORDINARY RESOLUTION TO APPOINT ERNST Mgmt For For
& YOUNG LLP AS AUDITORS OF THE TRUST AND TO
AUTHORIZE THE DIRECTORS OF ALTAGAS GENERAL
PARTNER INC. TO FIX ERNST & YOUNG LLP S REMUNERATION
IN THAT CAPACITY.
03 PASSING AN ORDINARY RESOLUTION TO RE-APPOINT Mgmt For For
COMPUTERSHARE TRUST COMPANY OF CANADA AS TRUSTEE
OF THE TRUST FOR A FURTHER THREE-YEAR TERM.
04 PASSING AN ORDINARY RESOLUTION IN THE FORM SET Mgmt For For
FORTH IN SCHEDULE B TO THE INFORMATION CIRCULAR
APPROVING CERTAIN AMENDMENTS TO THE TRUST S
TRUST UNIT OPTION PLAN AS SUMMARIZED IN THE
INFORMATION CIRCULAR.
- --------------------------------------------------------------------------------------------------------------------------
AMERICAN CAPITAL STRATEGIES, LTD. Agenda Number: 932662148
- --------------------------------------------------------------------------------------------------------------------------
Security: 024937104
Meeting Type: Annual
Meeting Date: 04-May-2007
Ticker: ACAS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARY C. BASKIN Mgmt No vote
JOHN A. KOSKINEN Mgmt No vote
ALVIN N. PURYEAR Mgmt No vote
02 APPROVAL OF THE 2007 STOCK OPTION PLAN. Mgmt No vote
03 APPROVAL OF THE AMENDMENT TO OUR CERTIFICATE Mgmt No vote
OF INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS.
04 APPROVAL OF THE AMENDMENT TO OUR CERTIFICATE Mgmt No vote
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES.
05 APPROVAL OF THE AMENDMENT TO THE INCENTIVE BONUS Mgmt No vote
PLAN.
06 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt No vote
LLP AS AUDITORS FOR THE YEAR ENDING DECEMBER
31, 2007.
07 IN THEIR DISCRETION ON ANY MATTER THAT MAY PROPERLY Mgmt No vote
COME BEFORE SAID MEETING OR ANY ADJOURNMENT
THEREOF.
- --------------------------------------------------------------------------------------------------------------------------
AVALONBAY COMMUNITIES, INC. Agenda Number: 932666641
- --------------------------------------------------------------------------------------------------------------------------
Security: 053484101
Meeting Type: Annual
Meeting Date: 16-May-2007
Ticker: AVB
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BRYCE BLAIR Mgmt No vote
BRUCE A. CHOATE Mgmt No vote
JOHN J. HEALY, JR. Mgmt No vote
GILBERT M. MEYER Mgmt No vote
TIMOTHY J. NAUGHTON Mgmt No vote
LANCE R. PRIMIS Mgmt No vote
H. JAY SARLES Mgmt No vote
ALLAN D. SCHUSTER Mgmt No vote
AMY P. WILLIAMS Mgmt No vote
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt No vote
AS THE COMPANY S INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2007.
- --------------------------------------------------------------------------------------------------------------------------
CROWN CASTLE INTERNATIONAL CORP. Agenda Number: 932686681
- --------------------------------------------------------------------------------------------------------------------------
Security: 228227104
Meeting Type: Annual
Meeting Date: 24-May-2007
Ticker: CCI
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
EDWARD C. HUTCHESON, JR Mgmt For For
J. LANDIS MARTIN Mgmt For For
W. BENJAMIN MORELAND Mgmt For For
02 TO APPROVE THE AMENDMENT TO THE COMPANY S 2004 Mgmt For For
STOCK INCENTIVE PLAN TO INCREASE BY 3,000,000
THE NUMBER OF SHARES OF COMPANY COMMON STOCK
AUTHORIZED FOR THE ISSUANCE OF AWARDS UNDER
SUCH PLAN.
03 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY S RESTATED CERTIFICATE OF AMENDMENT,
AS AMENDED.
04 TO APPROVE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
KPMG LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2007.
- --------------------------------------------------------------------------------------------------------------------------
CRYSTAL RIVER CAPITAL, INC. Agenda Number: 932714442
- --------------------------------------------------------------------------------------------------------------------------
Security: 229393301
Meeting Type: Annual
Meeting Date: 12-Jun-2007
Ticker: CRZ
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM F. PAULSEN Mgmt For For
LOUIS P. SALVATORE Mgmt For For
02 ON THE PROPOSAL TO RATIFY THE APPOINTMENT BY Mgmt For For
THE COMPANY S AUDIT COMMITTEE OF ERNST & YOUNG
LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2007.
- --------------------------------------------------------------------------------------------------------------------------
EUROCASTLE INVESTMENTS LTD, GUERNSEY Agenda Number: 701247668
- --------------------------------------------------------------------------------------------------------------------------
Security: G3222A106
Meeting Type: AGM
Meeting Date: 05-Jun-2007
Ticker:
ISIN: GB00B01C5N27
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receive and approve the profit and loss account Mgmt For For
and balance sheet of the Company and the reports
of the Directors and the Auditors thereon for
the YE 31 DEC 2006
2. Re-elect Mr. Wesley R. Edens as a Director Mgmt For For
3. Re-elect Mr. Paolo Giorgio Bassi as a Director Mgmt For For
4. Re-appoint Ernst & Young LLP, I More London Mgmt For For
Place, London, SE1 2AF, United Kingdom as the
Auditors of the Company to hold office from
the conclusion of this meeting until the conclusion
of the next general meeting at which accounts
are laid before the Company and authorize the
Directors to determine their remuneration
- --------------------------------------------------------------------------------------------------------------------------
FEDERATED DEPARTMENT STORES, INC. Agenda Number: 932683231
- --------------------------------------------------------------------------------------------------------------------------
Security: 31410H101
Meeting Type: Annual
Meeting Date: 18-May-2007
Ticker: FD
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SARA LEVINSON Mgmt For For
JOSEPH NEUBAUER Mgmt For For
JOSEPH PICHLER Mgmt For For
JOYCE M. ROCHE Mgmt For For
KARL VON DER HEYDEN Mgmt For For
CRAIG E. WEATHERUP Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS FEDERATED Mgmt For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 2,
2008.
03 TO APPROVE AN AMENDMENT TO FEDERATED S CERTIFICATE Mgmt For For
OF INCORPORATION TO CHANGE THE CORPORATE NAME.
04 TO APPROVE FEDERATED S 1992 INCENTIVE BONUS Mgmt For For
PLAN, AS AMENDED.
05 TO APPROVE THE ISSUANCE OF COMMON STOCK UNDER Mgmt For For
THE DIRECTOR DEFERRED COMPENSATION PLAN.
- --------------------------------------------------------------------------------------------------------------------------
GENERAL GROWTH PROPERTIES, INC. Agenda Number: 932652527
- --------------------------------------------------------------------------------------------------------------------------
Security: 370021107
Meeting Type: Annual
Meeting Date: 15-May-2007
Ticker: GGP
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN BUCKSBAUM Mgmt For For
ALAN COHEN Mgmt For For
ANTHONY DOWNS Mgmt For For
02 AMENDMENT AND RESTATEMENT OF THE EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN.
03 RATIFICATION OF THE SELECTION OF INDEPENDENT Mgmt For For
PUBLIC ACCOUNTANTS.
04 STOCKHOLDER PROPOSAL TO DECLASSIFY THE BOARD Shr Against For
OF DIRECTORS.
- --------------------------------------------------------------------------------------------------------------------------
KKR FINANCIAL CORP. Agenda Number: 932671957
- --------------------------------------------------------------------------------------------------------------------------
Security: 482476306
Meeting Type: Annual
Meeting Date: 03-May-2007
Ticker: KFN
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE MERGER UNDER THE AGREEMENT AND Mgmt For For
PLAN OF MERGER AMONG KKR FINANCIAL CORP., KKR
FINANCIAL MERGER CORP. AND KKR FINANCIAL HOLDINGS
LLC, PURSUANT TO WHICH THE CONVERSION TRANSACTION
WILL BE EFFECTED.
02 DIRECTOR
WILLIAM F. ALDINGER Mgmt For For
TRACY L. COLLINS Mgmt For For
KENNETH M. DEREGT Mgmt For For
SATURNINO S. FANLO Mgmt For For
VINCENT PAUL FINIGAN Mgmt For For
PAUL M. HAZEN Mgmt For For
R. GLENN HUBBARD Mgmt For For
ROSS J. KARI Mgmt For For
ELY L. LICHT Mgmt For For
DEBORAH H. MCANENY Mgmt For For
SCOTT C. NUTTALL Mgmt For For
WILLY R. STROTHOTTE Mgmt For For
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS KKR FINANCIAL CORP. S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2007.
- --------------------------------------------------------------------------------------------------------------------------
MACQUARIE AIRPORTS Agenda Number: 701174601
- --------------------------------------------------------------------------------------------------------------------------
Security: Q6077P119
Meeting Type: OGM
Meeting Date: 19-Apr-2007
Ticker:
ISIN: AU000000MAP6
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS AN AGM. THANK YOU. Non-Voting No vote
PLEASE NOTE THAT THE BELOW RESOLUTION ARE FOR Non-Voting No vote
THE SECURITY MACQUARIE AIRPORTS TRUST (1)
S.1 Amend the Foreign Ownership Divestment Provisions Mgmt For For
by deleting Clause 29.3(a)(1) and replacing
it, as specified
PLEASE NOTE THE BELOW RESOLUTIONS ARE FOR THE Non-Voting No vote
SECURITY MACQUARIE AIRPORTS TRUST (2)
S.1 Amend the Foreign Ownership Divestment Provisions Mgmt For For
by deleting Clause 29.7 and replacing it, as
specified
PLEASE NOTE THE BELOW RESOLUTIONS ARE FOR SECURITY Non-Voting No vote
MACQUARIE AIRPORTS HOLDINGS (BERMUDA) LIMITED
1. Receive and approve the accounts and reports Mgmt For For
of the Directors and the Auditors of the Company
for the YE 31 DEC 2006
2. Re-appoint PricewaterhouseCoopers as the Auditors Mgmt For For
of the Company and authorize the Directors
to determine their remuneration
3. Elect Mr. Stephen Ward as a Director of the Mgmt For For
Company
- --------------------------------------------------------------------------------------------------------------------------
PROLOGIS Agenda Number: 932666653
- --------------------------------------------------------------------------------------------------------------------------
Security: 743410102
Meeting Type: Annual
Meeting Date: 15-May-2007
Ticker: PLD
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
K. DANE BROOKSHER Mgmt For For
STEPHEN L. FEINBERG Mgmt For For
GEORGE L. FOTIADES Mgmt For For
CHRISTINE N. GARVEY Mgmt For For
DONALD P. JACOBS Mgmt For For
WALTER C. RAKOWICH Mgmt For For
NELSON C. RISING Mgmt For For
JEFFREY H. SCHWARTZ Mgmt For For
D. MICHAEL STEUERT Mgmt For For
J. ANDRE TEIXEIRA Mgmt For For
WILLIAM D. ZOLLARS Mgmt For For
ANDREA M. ZULBERTI Mgmt For For
02 RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM FOR 2007.
- --------------------------------------------------------------------------------------------------------------------------
RAYONIER INC. Agenda Number: 932672620
- --------------------------------------------------------------------------------------------------------------------------
Security: 754907103
Meeting Type: Annual
Meeting Date: 17-May-2007
Ticker: RYN
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
C DAVID BROWN, II Mgmt For For
THOMAS I. MORGAN Mgmt For For
LEE M. THOMAS Mgmt For For
02 APPROVAL OF AN AMENDMENT TO THE COMPANY S AMENDED Mgmt For For
AND RESTATED ARTICLES OF INCORPORATION TO REQUIRE
A MAJORITY VOTE FOR THE ELECTION OF DIRECTORS
03 APPROVAL OF CERTAIN AMENDMENTS TO THE 2004 RAYONIER Mgmt For For
INCENTIVE STOCK AND MANAGEMENT BONUS PLAN
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY
- --------------------------------------------------------------------------------------------------------------------------
REDWOOD TRUST, INC. Agenda Number: 932681441
- --------------------------------------------------------------------------------------------------------------------------
Security: 758075402
Meeting Type: Annual
Meeting Date: 18-May-2007
Ticker: RWT
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD D. BAUM Mgmt For For
MARIANN BYERWALTER Mgmt For For
DAVID L. TYLER Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
ROYAL BANK OF SCOTLAND GROUP PLC Agenda Number: 701175994
- --------------------------------------------------------------------------------------------------------------------------
Security: G76891111
Meeting Type: AGM
Meeting Date: 25-Apr-2007
Ticker:
ISIN: GB0007547838
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receive the accounts for the FYE 31 DEC 2006 Mgmt For For
and the reports of the Directors and the Auditors
thereon
2. Approve the remuneration report contained within Mgmt For For
the report and accounts for the FYE 31 DEC
2006
3. Declare a final dividend on the ordinary shares Mgmt For For
4. Re-elect Mr. L.K. Fish as a Director Mgmt For For
5. Re-elect Sir. Fred Goodwin as a Director Mgmt For For
6. Re-elect Mr. A.S. Hunter as a Director Mgmt For For
7. Re-elect Mr. C.J. Koch as a Director Mgmt For For
8. Re-elect Mr. J.P. MacHale as a Director Mgmt For For
9. Re-elect Mr. G.F. Pell as a Director Mgmt For For
10. Re-appoint Deloitte and Touche LLP as the Auditors Mgmt For For
11. Authorize the Audit Committee to fix the remuneration Mgmt For For
of the Auditors
12. Grant authority a bonus issue Mgmt For For
13. Approve to renew the Directors authority to Mgmt For For
allot ordinary shares
S.14 Approve to renew the Directors authority to Mgmt For For
allot shares on non-pre-emptive basis
S.15 Approve to allow the purchase of its own shares Mgmt For For
by the Company
16. Approve the 2007 Executive Share Option Plan Mgmt For For
17. Approve the 2007 Sharesave Plan Mgmt For For
18. Approve to use the Company s website as a means Mgmt For For
of communication in terms of the Companies
Act 2006
- --------------------------------------------------------------------------------------------------------------------------
SAKS INCORPORATED Agenda Number: 932714935
- --------------------------------------------------------------------------------------------------------------------------
Security: 79377W108
Meeting Type: Annual
Meeting Date: 06-Jun-2007
Ticker: SKS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STANTON J. BLUESTONE* Mgmt For For
ROBERT B. CARTER** Mgmt For For
DONALD E. HESS** Mgmt For For
02 PROPOSAL TO APPROVE THE SAKS INCORPORATED 2007 Mgmt For For
SENIOR EXECUTIVE BONUS PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY.
04 PROPOSAL BY A SHAREHOLDER- CUMULATIVE VOTING Shr Against For
IN THE ELECTION OF DIRECTORS.
- --------------------------------------------------------------------------------------------------------------------------
THE ST. JOE COMPANY Agenda Number: 932682784
- --------------------------------------------------------------------------------------------------------------------------
Security: 790148100
Meeting Type: Annual
Meeting Date: 15-May-2007
Ticker: JOE
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL L. AINSLIE Mgmt For For
HUGH M. DURDEN Mgmt For For
THOMAS A. FANNING Mgmt For For
HARRY H. FRAMPTON, III Mgmt For For
ADAM W. HERBERT, JR. Mgmt For For
DELORES M. KESLER Mgmt For For
JOHN S. LORD Mgmt For For
WALTER L. REVELL Mgmt For For
PETER S. RUMMELL Mgmt For For
WILLIAM H. WALTON, III Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
INDEPENDENT AUDITORS OF THE ST. JOE COMPANY
FOR THE 2007 FISCAL YEAR.
- --------------------------------------------------------------------------------------------------------------------------
UBS AG Agenda Number: 932658529
- --------------------------------------------------------------------------------------------------------------------------
Security: H89231338
Meeting Type: Annual
Meeting Date: 18-Apr-2007
Ticker: UBS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ANNUAL REPORT, GROUP AND PARENT COMPANY ACCOUNTS Mgmt Split 99% For 1% Abstain Split
FOR FINANCIAL YEAR 2006, REPORTS OF THE GROUP
AND STATUTORY AUDITORS
02 APPROPRIATION OF RETAINED EARNINGS DIVIDEND Mgmt For Split
FOR FINANCIAL YEAR 2006
03 DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS Mgmt Split 99% For 1% Against Split
AND THE GROUP EXECUTIVE BOARD
4A1 RE-ELECTION OF BOARD MEMBER: STEPHAN HAERINGER Mgmt For Split
4A2 RE-ELECTION OF BOARD MEMBER: HELMUT PANKE Mgmt For Split
4A3 RE-ELECTION OF BOARD MEMBER: PETER SPUHLER Mgmt For Split
4B1 ELECTION OF NEW BOARD MEMBER: SERGIO MARCHIONNE Mgmt For Split
4C ELECTION OF THE GROUP AND STATUTORY AUDITORS Mgmt Split 98% For 2% Against Split
5A CAPITAL REDUCTION: CANCELLATION OF SHARES REPURCHASED Mgmt For Split
UNDER THE 2006/2007 SHARE BUYBACK PROGRAM AND
RESPECTIVE AMENDMENT OF ARTICLE 4 PARA 1 OF
THE ARTICLES OF ASSOCIATION
5B CAPITAL REDUCTION: APPROVAL OF A NEW SHARE BUYBACK Mgmt For Split
PROGRAM FOR 2007-2010
06 IN CASE OF AD-HOC SHAREHOLDERS MOTIONS DURING Mgmt Split 15% For 85% Against Split
THE ANNUAL GENERAL MEETING, I/WE AUTHORIZE 1% Abstain
MY/OUR PROXY TO ACT IN ACCORDANCE WITH THE
BOARD OF DIRECTORS
- --------------------------------------------------------------------------------------------------------------------------
WEYERHAEUSER COMPANY Agenda Number: 932642615
- --------------------------------------------------------------------------------------------------------------------------
Security: 962166104
Meeting Type: Annual
Meeting Date: 19-Apr-2007
Ticker: WY
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEVEN R. ROGEL Mgmt For For
DEBRA A. CAFARO Mgmt For For
RICHARD H. SINKFIELD Mgmt For For
D. MICHAEL STEUERT Mgmt For For
JAMES N. SULLIVAN Mgmt For For
KIM WILLIAMS Mgmt For For
02 SHAREHOLDER PROPOSAL ON POLITICAL CONTRIBUTIONS Shr Against For
03 SHAREHOLDER PROPOSAL ON MAJORITY VOTE Shr Against For
04 SHAREHOLDER PROPOSAL ON WOOD SUPPLY Shr Against For
05 APPROVAL, ON AN ADVISORY BASIS, OF THE APPOINTMENT Mgmt For For
OF AUDITORS
MARSICO FOCUS FUND
- --------------------------------------------------------------------------------------------------------------------------
BURLINGTON NORTHERN SANTA FE CORPORATION Agenda Number: 932641067
- --------------------------------------------------------------------------------------------------------------------------
Security: 12189T104
Meeting Type: Annual
Meeting Date: 19-Apr-2007
Ticker: BNI
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
A.L. BOECKMANN Mgmt For For
D.G. COOK Mgmt For For
V.S. MARTINEZ Mgmt For For
M.F. RACICOT Mgmt For For
R.S. ROBERTS Mgmt For For
M.K. ROSE Mgmt For For
M.J. SHAPIRO Mgmt For For
J.C. WATTS, JR. Mgmt For For
R.H. WEST Mgmt For For
J.S. WHISLER Mgmt For For
E.E. WHITACRE, JR. Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY S INDEPENDENT AUDITOR FOR
2007 (ADVISORY VOTE).
- --------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 932588405
- --------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 15-Nov-2006
Ticker: CSCO
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CAROL A. BARTZ Mgmt For For
M. MICHELE BURNS Mgmt For For
MICHAEL D. CAPELLAS Mgmt For For
LARRY R. CARTER Mgmt For For
JOHN T. CHAMBERS Mgmt For For
DR. JOHN L. HENNESSY Mgmt For For
RICHARD M. KOVACEVICH Mgmt For For
RODERICK C. MCGEARY Mgmt For For
STEVEN M. WEST Mgmt For For
JERRY YANG Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS CISCO S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JULY 28, 2007.
03 PROPOSAL SUBMITTED BY A SHAREHOLDER URGING THE Shr Against For
BOARD OF DIRECTORS TO ADOPT A POLICY THAT A
SIGNIFICANT PORTION OF FUTURE EQUITY COMPENSATION
GRANTS TO SENIOR EXECUTIVES SHALL BE SHARES
OF STOCK THAT REQUIRE THE ACHIEVEMENT OF PERFORMANCE
GOALS AS A PREREQUISITE TO VESTING, AS SET
FORTH IN THE ACCOMPANYING PROXY STATEMENT.
04 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shr Against For
THE BOARD S COMPENSATION COMMITTEE INITIATE
A REVIEW OF CISCO S EXECUTIVE COMPENSATION
POLICIES AND TO MAKE AVAILABLE, UPON REQUEST,
A REPORT OF THAT REVIEW BY JANUARY 1, 2007,
AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT.
05 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shr Against For
THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS
WITHIN SIX MONTHS PROVIDING A SUMMARIZED LISTING
AND ASSESSMENT OF CONCRETE STEPS CISCO COULD
REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT
ITS BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE
THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH
IN THE ACCOMPANYING PROXY STATEMENT.
- --------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 932641562
- --------------------------------------------------------------------------------------------------------------------------
Security: 172967101
Meeting Type: Annual
Meeting Date: 17-Apr-2007
Ticker: C
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: C. MICHAEL ARMSTRONG. Mgmt For For
1B ELECTION OF DIRECTOR: ALAIN J.P. BELDA. Mgmt For For
1C ELECTION OF DIRECTOR: GEORGE DAVID. Mgmt For For
1D ELECTION OF DIRECTOR: KENNETH T. DERR. Mgmt For For
1E ELECTION OF DIRECTOR: JOHN M. DEUTCH. Mgmt For For
1F ELECTION OF DIRECTOR: ROBERTO HERNANDEZ RAMIREZ. Mgmt For For
1G ELECTION OF DIRECTOR: KLAUS KLEINFELD. Mgmt For For
1H ELECTION OF DIRECTOR: ANDREW N. LIVERIS. Mgmt For For
1I ELECTION OF DIRECTOR: ANNE MULCAHY. Mgmt For For
1J ELECTION OF DIRECTOR: RICHARD D. PARSONS. Mgmt For For
1K ELECTION OF DIRECTOR: CHARLES PRINCE. Mgmt For For
1L ELECTION OF DIRECTOR: JUDITH RODIN. Mgmt For For
1M ELECTION OF DIRECTOR: ROBERT E. RUBIN. Mgmt For For
1N ELECTION OF DIRECTOR: FRANKLIN A. THOMAS. Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS CITIGROUP S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
03 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PRIOR GOVERNMENTAL SERVICE OF CERTAIN INDIVIDUALS.
04 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
POLITICAL CONTRIBUTIONS.
05 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CHARITABLE CONTRIBUTIONS.
06 SHAREOWNER PROPOSAL REQUESTING AN ADVISORY RESOLUTION Shr Against For
TO RATIFY EXECUTIVE COMPENSATION.
07 STOCKHOLDER PROPOSAL REQUESTING THAT CEO COMPENSATION Shr Against For
BE LIMITED TO NO MORE THAN 100 TIMES THE AVERAGE
COMPENSATION PAID TO WORLDWIDE EMPLOYEES.
08 STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN Shr Against For
OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES
OR RESPONSIBILITIES.
09 STOCKHOLDER PROPOSAL REQUESTING THAT STOCK OPTIONS Shr Against For
BE SUBJECT TO A FIVE-YEAR SALES RESTRICTION.
10 STOCKHOLDER PROPOSAL REQUESTING CUMULATIVE VOTING. Shr Against For
11 STOCKHOLDER PROPOSAL REQUESTING THAT STOCKHOLDERS Shr Against For
HAVE THE RIGHT TO CALL SPECIAL SHAREHOLDER
MEETINGS.
- --------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 932669546
- --------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 23-May-2007
Ticker: CMCSA
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
S. DECKER ANSTROM Mgmt For For
KENNETH J. BACON Mgmt For For
SHELDON M. BONOVITZ Mgmt For For
EDWARD D. BREEN Mgmt For For
JULIAN A. BRODSKY Mgmt For For
JOSEPH J. COLLINS Mgmt For For
J. MICHAEL COOK Mgmt For For
JEFFREY A. HONICKMAN Mgmt For For
BRIAN L. ROBERTS Mgmt For For
RALPH J. ROBERTS Mgmt For For
DR. JUDITH RODIN Mgmt For For
MICHAEL I. SOVERN Mgmt For For
02 INDEPENDENT AUDITORS Mgmt For For
03 PREVENT THE ISSUANCE OF NEW STOCK OPTIONS Shr Against For
04 REQUIRE THAT THE CHAIRMAN OF THE BOARD NOT BE Shr Against For
AN EMPLOYEE
05 REQUIRE SUSTAINABILITY REPORT Shr Against For
06 ADOPT A RECAPITALIZATION PLAN Shr Against For
07 REQUIRE ANNUAL VOTE ON EXECUTIVE COMPENSATION Shr Against For
08 REQUIRE PAY DIFFERENTIAL REPORT Shr Against For
09 REQUIRE DISCLOSURE OF POLITICAL CONTRIBUTIONS Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
FEDEX CORPORATION Agenda Number: 932575105
- --------------------------------------------------------------------------------------------------------------------------
Security: 31428X106
Meeting Type: Annual
Meeting Date: 25-Sep-2006
Ticker: FDX
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES L. BARKSDALE Mgmt For For
AUGUST A. BUSCH IV Mgmt For For
JOHN A. EDWARDSON Mgmt For For
JUDITH L. ESTRIN Mgmt For For
J. KENNETH GLASS Mgmt For For
PHILIP GREER Mgmt For For
J.R. HYDE, III Mgmt For For
SHIRLEY A. JACKSON Mgmt For For
STEVEN R. LORANGER Mgmt For For
CHARLES T. MANATT Mgmt For For
FREDERICK W. SMITH Mgmt For For
JOSHUA I. SMITH Mgmt For For
PAUL S. WALSH Mgmt For For
PETER S. WILLMOTT Mgmt For For
02 APPROVAL OF AMENDMENTS TO CERTIFICATE OF INCORPORATION Mgmt For For
AND BYLAWS TO ELIMINATE SUPERMAJORITY VOTING
REQUIREMENTS.
03 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM.
04 STOCKHOLDER PROPOSAL REGARDING GLOBAL WARMING Shr Against For
REPORT.
05 STOCKHOLDER PROPOSAL REGARDING MAJORITY VOTING Shr Against For
FOR DIRECTOR ELECTIONS.
- --------------------------------------------------------------------------------------------------------------------------
FOUR SEASONS HOTELS INC. Agenda Number: 932640457
- --------------------------------------------------------------------------------------------------------------------------
Security: 35100E104
Meeting Type: Special
Meeting Date: 05-Apr-2007
Ticker: FS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE SPECIAL RESOLUTION APPROVING THE ARRANGEMENT Mgmt Against Against
(THE ARRANGEMENT ) UNDER SECTION 182 OF THE
BUSINESS CORPORATIONS ACT (ONTARIO) INVOLVING
THE CORPORATION, ITS SHAREHOLDERS AND FS ACQUISITION
CORP., A BRITISH COLUMBIA COMPANY THAT IS OWNED
BY TRIPLES HOLDINGS LIMITED AND AFFILIATES
OF KINGDOM HOTELS INTERNATIONAL AND CASCADE
INVESTMENT, L.L.C., THE FULL TEXT OF WHICH
IS SET FORTH IN APPENDIX A TO THE ACCOMPANYING
MANAGEMENT INFORMATION CIRCULAR OF THE CORPORATION
DATED MARCH 5, 2007.
- --------------------------------------------------------------------------------------------------------------------------
GENENTECH, INC. Agenda Number: 932642603
- --------------------------------------------------------------------------------------------------------------------------
Security: 368710406
Meeting Type: Annual
Meeting Date: 20-Apr-2007
Ticker: DNA
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HERBERT W. BOYER Mgmt For For
WILLIAM M. BURNS Mgmt For For
ERICH HUNZIKER Mgmt For For
JONATHAN K.C. KNOWLES Mgmt For For
ARTHUR D. LEVINSON Mgmt For For
DEBRA L. REED Mgmt For For
CHARLES A. SANDERS Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF GENENTECH FOR THE YEAR ENDING DECEMBER
31, 2007.
- --------------------------------------------------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION Agenda Number: 932654040
- --------------------------------------------------------------------------------------------------------------------------
Security: 369550108
Meeting Type: Annual
Meeting Date: 02-May-2007
Ticker: GD
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: N.D. CHABRAJA Mgmt Split 99% For 1% Against Split
1% Abstain
1B ELECTION OF DIRECTOR: J.S. CROWN Mgmt Split 96% For 3% Against Split
1% Abstain
1C ELECTION OF DIRECTOR: W.P. FRICKS Mgmt Split 99% For 1% Abstain Split
1D ELECTION OF DIRECTOR: C.H. GOODMAN Mgmt Split 97% For 2% Against Split
1% Abstain
1E ELECTION OF DIRECTOR: J.L. JOHNSON Mgmt Split 99% For 1% Abstain Split
1F ELECTION OF DIRECTOR: G.A. JOULWAN Mgmt Split 99% For 1% Abstain Split
1G ELECTION OF DIRECTOR: P.G. KAMINSKI Mgmt Split 99% For 1% Abstain Split
1H ELECTION OF DIRECTOR: J.M. KEANE Mgmt Split 99% For 1% Abstain Split
1I ELECTION OF DIRECTOR: D.J. LUCAS Mgmt Split 99% For 1% Abstain Split
1J ELECTION OF DIRECTOR: L.L. LYLES Mgmt Split 99% For 1% Abstain Split
1K ELECTION OF DIRECTOR: C.E. MUNDY, JR. Mgmt Split 99% For 1% Abstain Split
1L ELECTION OF DIRECTOR: R. WALMSLEY Mgmt Split 98% For 1% Against Split
1% Abstain
02 SELECTION OF INDEPENDENT AUDITORS Mgmt Split 98% For 1% Against Split
1% Abstain
03 SHAREHOLDER PROPOSAL WITH REGARD TO PAY-FOR-SUPERIOR- Shr Split 33% For 66% Against Split
PERFORMANCE STANDARD 1% Abstain
04 SHAREHOLDER PROPOSAL WITH REGARD TO PERFORMANCE Shr Split 34% For 65% Against Split
BASED STOCK OPTIONS 1% Abstain
- --------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA Agenda Number: 701135940
- --------------------------------------------------------------------------------------------------------------------------
Security: ADPV10024
Meeting Type: EGM
Meeting Date: 21-Mar-2007
Ticker:
ISIN: CN000A0LB420
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve, the amended procedural rules of shareholders Mgmt For For
general meeting as specified and as produced
to this meeting marked A and initialed by the
Chairman for the purpose of identification
2. Approve, the amended procedural rules of the Mgmt For For
Board as specified and as produced to this
meeting marked B and initialed by the Chairman
for the purpose of identification
3. Approve, the amended procedural rules of the Mgmt For For
Supervisory Committee as specified and as produced
to this meeting marked C and initialed by the
Chairman for the purpose of identification
4. Approve: the purchase of Directors and Officers Mgmt For For
liability insurance for the Directors, Supervisors
and Senior Management of the Company; the aggregate
insured amount of the insurance policy shall
be USD 50 million for 1 year s coverage and
the insurance premium shall not exceed USD
1.487 million; and authorize the Board and
such persons to do all such further acts and
things and execute such further documents and
take all such steps which in their opinion
may be necessary, desirable or expedient to
implement and/or give effect to the purchase
of the insurance
5. Adopt the standard policy for determining the Mgmt For For
amount of allowance to be paid to each of the
Independent Non-Executive Directors of the
Company shall be entitled to a basic annual
allowance of RMB 300,000; each of the External
Supervisors of the Company shall be entitled
to a basic annual allowance of RMB 250,000;
Members of each of the Strategy Committee,
Audit Committee, Risk Management Committee,
Nomination and Compensation Committee and related
party transactions control sub-committee of
the Board shall be entitled to an additional
allowance of RMB 30,000 per annum and the Chairman
of such committees shall be entitled to an
additional allowance of RMB 50,000 per annum;
Members of the Supervision Committee shall
be entitled to an additional allowance of RMB
30,000 per annum and the Chairman of such committee
shall be entitled to an additional allowance
of RMB 50,000 per annum; all allowances shall
be payable quarterly on a time pro-rata basis
for any non full year s service
6. Adopt the remuneration Plan for the Internal Mgmt For For
Supervisors of the Company; the aggregate remuneration
of the Chairman for 2006 shall be RMB 1,180,000;
the aggregate remuneration of the specialized
Supervisor for 2006 shall be RMB 900,000; the
allowance of the employees representative
Supervisor for 2006 shall be RMB 40,000
- --------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA Agenda Number: 701228555
- --------------------------------------------------------------------------------------------------------------------------
Security: ADPV10024
Meeting Type: AGM
Meeting Date: 12-Jun-2007
Ticker:
ISIN: CN000A0LB420
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the 2006 report of the Board of Directors Mgmt For For
of the Bank
2. Approve the 2006 report of the Board of Supervisors Mgmt For For
of the Bank
3. Approve the Bank s 2006 audited accounts Mgmt For For
4. Approve the Bank s 2006 Post Listing Profit Mgmt For For
Distribution Plan and the dividend in respect
of the period from 23 OCT 2006 to 31 DEC 2006
5. Re-appoint Ernst and Young as the International Mgmt For For
Auditors of the Bank and Ernst and Young Hua
Ming as the Domestic Auditors of the Bank
6.a. Appoint Mr. Xu Shanda as an Independent Non-Executive Mgmt For For
Director of the Bank
6.b. Appoint Mr, Chen Xiaoyue as an Independent Non-Executive Mgmt For For
Director of the Bank
- --------------------------------------------------------------------------------------------------------------------------
LAS VEGAS SANDS CORP. Agenda Number: 932713781
- --------------------------------------------------------------------------------------------------------------------------
Security: 517834107
Meeting Type: Annual
Meeting Date: 07-Jun-2007
Ticker: LVS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SHELDON G. ADELSON Mgmt For For
IRWIN CHAFETZ Mgmt For For
JAMES L. PURCELL Mgmt For For
02 TO CONSIDER AND ACT UPON THE RATIFICATION OF Mgmt For For
THE SELECTION OF PRICEWATERHOUSECOOPERS LLP
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
- --------------------------------------------------------------------------------------------------------------------------
LEHMAN BROTHERS HOLDINGS INC. Agenda Number: 932635482
- --------------------------------------------------------------------------------------------------------------------------
Security: 524908100
Meeting Type: Annual
Meeting Date: 12-Apr-2007
Ticker: LEH
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL L. AINSLIE Mgmt For For
1B ELECTION OF DIRECTOR: JOHN F. AKERS Mgmt For For
1C ELECTION OF DIRECTOR: ROGER S. BERLIND Mgmt For For
1D ELECTION OF DIRECTOR: THOMAS H. CRUIKSHANK Mgmt For For
1E ELECTION OF DIRECTOR: MARSHA JOHNSON EVANS Mgmt For For
1F ELECTION OF DIRECTOR: RICHARD S. FULD, JR. Mgmt For For
1G ELECTION OF DIRECTOR: SIR CHRISTOPHER GENT Mgmt For For
1H ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ Mgmt For For
1I ELECTION OF DIRECTOR: HENRY KAUFMAN Mgmt For For
1J ELECTION OF DIRECTOR: JOHN D. MACOMBER Mgmt For For
02 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2007 FISCAL YEAR BY
THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS.
03 APPROVE AN AMENDMENT TO LEHMAN BROTHERS HOLDINGS Mgmt For For
INC. 2005 STOCK INCENTIVE PLAN.
04 STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS. Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
LENNAR CORPORATION Agenda Number: 932636446
- --------------------------------------------------------------------------------------------------------------------------
Security: 526057104
Meeting Type: Annual
Meeting Date: 28-Mar-2007
Ticker: LEN
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
IRVING BOLOTIN Mgmt No vote
R. KIRK LANDON Mgmt No vote
DONNA E. SHALALA Mgmt No vote
02 APPROVAL OF THE LENNAR CORPORATION 2007 EQUITY Mgmt No vote
INCENTIVE PLAN. PROXIES EXECUTED AND RETURNED
WILL BE SO VOTED UNLESS CONTRARY INSTRUCTIONS
ARE INDICATED ON THIS PROXY.
03 APPROVAL OF THE LENNAR CORPORATION 2007 INCENTIVE Mgmt No vote
COMPENSATION PLAN. PROXIES EXECUTED AND RETURNED
WILL BE SO VOTED UNLESS CONTRARY INSTRUCTIONS
ARE INDICATED ON THIS PROXY.
04 STOCKHOLDER PROPOSAL REGARDING SUSTAINABILITY Shr No vote
REPORT. PROXIES EXECUTED AND RETURNED WILL
BE SO VOTED UNLESS CONTRARY INSTRUCTIONS ARE
INDICATED ON THIS PROXY.
05 STOCKHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION. Shr No vote
PROXIES EXECUTED AND RETURNED WILL BE SO VOTED
UNLESS CONTRARY INSTRUCTIONS ARE INDICATED
ON THIS PROXY.
- --------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda Number: 932644835
- --------------------------------------------------------------------------------------------------------------------------
Security: 539830109
Meeting Type: Annual
Meeting Date: 26-Apr-2007
Ticker: LMT
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
E.C.'PETE'ALDRIDGE, JR. Mgmt No vote
NOLAN D. ARCHIBALD Mgmt No vote
MARCUS C. BENNETT Mgmt No vote
JAMES O. ELLIS, JR. Mgmt No vote
GWENDOLYN S. KING Mgmt No vote
JAMES M. LOY Mgmt No vote
DOUGLAS H. MCCORKINDALE Mgmt No vote
EUGENE F. MURPHY Mgmt No vote
JOSEPH W. RALSTON Mgmt No vote
FRANK SAVAGE Mgmt No vote
JAMES M. SCHNEIDER Mgmt No vote
ANNE STEVENS Mgmt No vote
ROBERT J. STEVENS Mgmt No vote
JAMES R. UKROPINA Mgmt No vote
DOUGLAS C. YEARLEY Mgmt No vote
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Mgmt No vote
03 STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS Shr No vote
04 STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN Shr No vote
05 STOCKHOLDER PROPOSAL BY THE SISTERS OF MERCY Shr No vote
OF THE AMERICAS, REGIONAL COMMUNITY OF DETROIT
CHARITABLE TRUST AND OTHER GROUPS
- --------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 932687152
- --------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 25-May-2007
Ticker: LOW
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID W. BERNAUER Mgmt For For
LEONARD L. BERRY Mgmt For For
DAWN E. HUDSON Mgmt For For
ROBERT A. NIBLOCK Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE LOWE S COMPANIES Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN - STOCK OPTIONS
FOR EVERYONE - TO INCREASE THE NUMBER OF SHARES
AUTHORIZED FOR ISSUANCE UNDER THE PLAN.
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS.
04 SHAREHOLDER PROPOSAL ESTABLISHING MINIMUM SHARE Shr Against For
OWNERSHIP REQUIREMENTS FOR DIRECTOR NOMINEES.
05 SHAREHOLDER PROPOSAL REQUESTING ANNUAL REPORT Shr Against For
ON WOOD PROCUREMENT.
06 SHAREHOLDER PROPOSAL REGARDING ANNUAL ELECTION Shr Against For
OF EACH DIRECTOR.
07 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE SEVERANCE Shr Against For
AGREEMENTS.
08 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION Shr Against For
PLAN.
- --------------------------------------------------------------------------------------------------------------------------
MGM MIRAGE Agenda Number: 932703829
- --------------------------------------------------------------------------------------------------------------------------
Security: 552953101
Meeting Type: Annual
Meeting Date: 22-May-2007
Ticker: MGM
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT H. BALDWIN Mgmt For For
WILLIE D. DAVIS Mgmt For For
KENNY G. GUINN Mgmt For For
ALEXANDER M. HAIG, JR. Mgmt For For
ALEXIS M. HERMAN Mgmt For For
ROLAND HERNANDEZ Mgmt For For
GARY N. JACOBS Mgmt For For
KIRK KERKORIAN Mgmt For For
J. TERRENCE LANNI Mgmt For For
ANTHONY MANDEKIC Mgmt For For
ROSE MCKINNEY-JAMES Mgmt For For
JAMES J. MURREN Mgmt For For
RONALD M. POPEIL Mgmt For For
JOHN T. REDMOND Mgmt For For
DANIEL J. TAYLOR Mgmt For For
MELVIN B. WOLZINGER Mgmt For For
02 RATIFICATION OF THE SELECTION OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2007
- --------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY Agenda Number: 932613462
- --------------------------------------------------------------------------------------------------------------------------
Security: 61166W101
Meeting Type: Annual
Meeting Date: 17-Jan-2007
Ticker: MON
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FRANK V. ATLEE III Mgmt For For
ARTHUR H. HARPER Mgmt For For
GWENDOLYN S. KING Mgmt For For
SHARON R. LONG, PH.D. Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 APPROVAL OF SHAREOWNER PROPOSAL Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 932655345
- --------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 02-May-2007
Ticker: PEP
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: D. DUBLON Mgmt For For
1B ELECTION OF DIRECTOR: V.J. DZAU Mgmt For For
1C ELECTION OF DIRECTOR: R.L. HUNT Mgmt For For
1D ELECTION OF DIRECTOR: A. IBARGUEN Mgmt For For
1E ELECTION OF DIRECTOR: A.C. MARTINEZ Mgmt For For
1F ELECTION OF DIRECTOR: I.K. NOOYI Mgmt For For
1G ELECTION OF DIRECTOR: S.P. ROCKEFELLER Mgmt For For
1H ELECTION OF DIRECTOR: J.J. SCHIRO Mgmt For For
1I ELECTION OF DIRECTOR: D. VASELLA Mgmt For For
1J ELECTION OF DIRECTOR: M.D. WHITE Mgmt For For
02 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS Mgmt For For
03 APPROVAL OF 2007 LONG-TERM INCENTIVE PLAN (PROXY Mgmt For For
STATEMENT P. 37)
04 SHAREHOLDER PROPOSAL- CHARITABLE CONTRIBUTIONS Shr Against For
(PROXY STATEMENT P. 44)
- --------------------------------------------------------------------------------------------------------------------------
PROLOGIS Agenda Number: 932666653
- --------------------------------------------------------------------------------------------------------------------------
Security: 743410102
Meeting Type: Annual
Meeting Date: 15-May-2007
Ticker: PLD
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
K. DANE BROOKSHER Mgmt For For
STEPHEN L. FEINBERG Mgmt For For
GEORGE L. FOTIADES Mgmt For For
CHRISTINE N. GARVEY Mgmt For For
DONALD P. JACOBS Mgmt For For
WALTER C. RAKOWICH Mgmt For For
NELSON C. RISING Mgmt For For
JEFFREY H. SCHWARTZ Mgmt For For
D. MICHAEL STEUERT Mgmt For For
J. ANDRE TEIXEIRA Mgmt For For
WILLIAM D. ZOLLARS Mgmt For For
ANDREA M. ZULBERTI Mgmt For For
02 RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM FOR 2007.
- --------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N Agenda Number: 932636484
- --------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 11-Apr-2007
Ticker: SLB
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
P. CAMUS Mgmt For For
J.S. GORELICK Mgmt For For
A. GOULD Mgmt For For
T. ISAAC Mgmt For For
N. KUDRYAVTSEV Mgmt For For
A. LAJOUS Mgmt For For
M.E. MARKS Mgmt For For
D. PRIMAT Mgmt For For
L.R. REIF Mgmt For For
T.I. SANDVOLD Mgmt For For
N. SEYDOUX Mgmt For For
L.G. STUNTZ Mgmt For For
R. TALWAR Mgmt For For
02 ADOPTION AND APPROVAL OF FINANCIALS AND DIVIDENDS. Mgmt For For
03 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING Mgmt For For
FIRM.
- --------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 932625619
- --------------------------------------------------------------------------------------------------------------------------
Security: 855244109
Meeting Type: Annual
Meeting Date: 21-Mar-2007
Ticker: SBUX
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HOWARD SCHULTZ Mgmt For For
BARBARA BASS Mgmt For For
HOWARD P. BEHAR Mgmt For For
WILLIAM W. BRADLEY Mgmt For For
JAMES L. DONALD Mgmt For For
MELLODY HOBSON Mgmt For For
OLDEN LEE Mgmt For For
JAMES G. SHENNAN, JR. Mgmt For For
JAVIER G. TERUEL Mgmt For For
MYRON E. ULLMAN, III Mgmt For For
CRAIG E. WEATHERUP Mgmt For For
02 COMPANY PROPOSAL TO APPROVE THE MATERIAL TERMS Mgmt For For
OF THE COMPANY S EXECUTIVE MANAGEMENT BONUS
PLAN.
03 COMPANY PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
DELOITTE AND TOUCHE LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING SEPTEMBER 30, 2007.
- --------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda Number: 932676503
- --------------------------------------------------------------------------------------------------------------------------
Security: 87612E106
Meeting Type: Annual
Meeting Date: 24-May-2007
Ticker: TGT
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CALVIN DARDEN Mgmt For For
ANNE M. MULCAHY Mgmt For For
STEPHEN W. SANGER Mgmt For For
GREGG W. STEINHAFEL Mgmt For For
02 COMPANY PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
03 COMPANY PROPOSAL TO APPROVE THE OFFICER SHORT-TERM Mgmt For For
INCENTIVE PLAN.
04 COMPANY PROPOSAL TO APPROVE AN AMENDMENT TO Mgmt For For
THE RESTATED ARTICLES OF INCORPORATION TO REQUIRE
A MAJORITY VOTE FOR THE ELECTION OF DIRECTORS.
05 SHAREHOLDER PROPOSAL REGARDING ADDITIONAL DISCLOSURE Shr Against For
OF POLITICAL CONTRIBUTIONS.
- --------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 932632917
- --------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 11-Apr-2007
Ticker: GS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For
1B ELECTION OF DIRECTOR: LORD BROWNE OF MADINGLEY Mgmt For For
1C ELECTION OF DIRECTOR: JOHN H. BRYAN Mgmt For For
1D ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For
1E ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For
1F ELECTION OF DIRECTOR: STEPHEN FRIEDMAN Mgmt For For
1G ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For
1H ELECTION OF DIRECTOR: RAJAT K. GUPTA Mgmt For For
1I ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1J ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1K ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1L ELECTION OF DIRECTOR: RUTH J. SIMMONS Mgmt For For
1M ELECTION OF DIRECTOR: JON WINKELRIED Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS FOR OUR 2007
FISCAL YEAR
03 SHAREHOLDER PROPOSAL REGARDING A CHARITABLE Shr Against For
CONTRIBUTIONS REPORT
04 SHAREHOLDER PROPOSAL REGARDING A SUSTAINABILITY Shr Against For
REPORT
05 SHAREHOLDER PROPOSAL REGARDING STOCK OPTIONS Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 932579103
- --------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 10-Oct-2006
Ticker: PG
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
NORMAN R. AUGUSTINE Mgmt For For
A.G. LAFLEY Mgmt For For
JOHNATHAN A. RODGERS Mgmt For For
JOHN F. SMITH, JR. Mgmt For For
MARGARET C. WHITMAN Mgmt For For
02 APPROVE AMENDMENT TO THE CODE OF REGULATIONS Mgmt For For
TO DECREASE THE AUTHORIZED NUMBER OF DIRECTORS
ON THE BOARD
03 RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
04 REAPPROVE AND AMEND THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE CRITERIA UNDER THE PROCTER & GAMBLE
2001 STOCK AND INCENTIVE COMPENSATION PLAN
05 SHAREHOLDER PROPOSAL - AWARD NO FUTURE STOCK Shr Against For
OPTIONS
- --------------------------------------------------------------------------------------------------------------------------
TOYOTA MOTOR CORPORATION Agenda Number: 932739963
- --------------------------------------------------------------------------------------------------------------------------
Security: 892331307
Meeting Type: Annual
Meeting Date: 22-Jun-2007
Ticker: TM
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DISTRIBUTION OF DIVIDENDS FROM SURPLUS Mgmt For For
02 ELECTION OF 30 DIRECTORS Mgmt For For
03 ELECTION OF 4 CORPORATE AUDITORS Mgmt For For
04 ELECTION OF ACCOUNTING AUDITOR Mgmt For For
05 ISSUE OF STOCK ACQUISITION RIGHTS WITHOUT CONSIDERATION Mgmt For For
TO DIRECTORS, MANAGING OFFICERS AND EMPLOYEES,
ETC. OF TOYOTA MOTOR CORPORATION AND ITS AFFILIATES
06 ACQUISITION OF OWN SHARES Mgmt For For
07 AWARD OF BONUS PAYMENTS TO RETIRING CORPORATE Mgmt For For
AUDITORS
08 PAYMENT OF EXECUTIVE BONUSES Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
UBS AG Agenda Number: 932658529
- --------------------------------------------------------------------------------------------------------------------------
Security: H89231338
Meeting Type: Annual
Meeting Date: 18-Apr-2007
Ticker: UBS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ANNUAL REPORT, GROUP AND PARENT COMPANY ACCOUNTS Mgmt Split 99% For 1% Abstain Split
FOR FINANCIAL YEAR 2006, REPORTS OF THE GROUP
AND STATUTORY AUDITORS
02 APPROPRIATION OF RETAINED EARNINGS DIVIDEND Mgmt For Split
FOR FINANCIAL YEAR 2006
03 DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS Mgmt Split 99% For 1% Against Split
AND THE GROUP EXECUTIVE BOARD
4A1 RE-ELECTION OF BOARD MEMBER: STEPHAN HAERINGER Mgmt For Split
4A2 RE-ELECTION OF BOARD MEMBER: HELMUT PANKE Mgmt For Split
4A3 RE-ELECTION OF BOARD MEMBER: PETER SPUHLER Mgmt For Split
4B1 ELECTION OF NEW BOARD MEMBER: SERGIO MARCHIONNE Mgmt For Split
4C ELECTION OF THE GROUP AND STATUTORY AUDITORS Mgmt Split 98% For 2% Against Split
5A CAPITAL REDUCTION: CANCELLATION OF SHARES REPURCHASED Mgmt For Split
UNDER THE 2006/2007 SHARE BUYBACK PROGRAM AND
RESPECTIVE AMENDMENT OF ARTICLE 4 PARA 1 OF
THE ARTICLES OF ASSOCIATION
5B CAPITAL REDUCTION: APPROVAL OF A NEW SHARE BUYBACK Mgmt For Split
PROGRAM FOR 2007-2010
06 IN CASE OF AD-HOC SHAREHOLDERS MOTIONS DURING Mgmt Split 15% For 85% Against Split
THE ANNUAL GENERAL MEETING, I/WE AUTHORIZE 1% Abstain
MY/OUR PROXY TO ACT IN ACCORDANCE WITH THE
BOARD OF DIRECTORS
- --------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 932634377
- --------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Annual
Meeting Date: 11-Apr-2007
Ticker: UTX
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LOUIS R. CHENEVERT Mgmt For For
GEORGE DAVID Mgmt For For
JOHN V. FARACI Mgmt For For
JEAN-PIERRE GARNIER Mgmt For For
JAMIE S. GORELICK Mgmt For For
CHARLES R. LEE Mgmt For For
RICHARD D. MCCORMICK Mgmt For For
HAROLD MCGRAW III Mgmt For For
RICHARD B. MYERS Mgmt For For
FRANK P. POPOFF Mgmt For For
H. PATRICK SWYGERT Mgmt For For
ANDRE VILLENEUVE Mgmt For For
H.A. WAGNER Mgmt For For
CHRISTINE TODD WHITMAN Mgmt For For
02 APPOINTMENT OF INDEPENDENT AUDITORS FOR 2007 Mgmt For For
03 SHAREOWNER PROPOSAL: DIRECTOR TERM LIMITS Shr Against For
04 SHAREOWNER PROPOSAL: FOREIGN MILITARY SALES Shr Against For
05 SHAREOWNER PROPOSAL: POLITICAL CONTRIBUTIONS Shr Against For
06 SHAREOWNER PROPOSAL: ADVISORY RESOLUTION TO Shr Against For
RATIFY EXECUTIVE COMPENSATION
07 SHAREOWNER PROPOSAL: PAY-FOR-SUPERIOR-PERFORMANCE Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 932703564
- --------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 29-May-2007
Ticker: UNH
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM C. BALLARD, JR. Mgmt For For
RICHARD T. BURKE Mgmt For For
STEPHEN J. HEMSLEY Mgmt For For
ROBERT J. DARRETTA Mgmt For For
02 AMENDMENT TO ARTICLES OF INCORPORATION REQUIRING Mgmt For For
A MAJORITY VOTE FOR ELECTION OF DIRECTORS
03 AMENDMENT TO ARTICLES OF INCORPORATION AND BYLAWS Mgmt For For
PROVIDING FOR THE ANNUAL ELECTION OF ALL MEMBERS
OF THE BOARD OF DIRECTORS
04 AMENDMENT TO ARTICLES OF INCORPORATION AND BYLAWS Mgmt For For
TO ELIMINATE SUPERMAJORITY PROVISIONS FOR THE
REMOVAL OF DIRECTORS
05 AMENDMENT TO ARTICLES OF INCORPORATION TO ELIMINATE Mgmt For For
SUPERMAJORITY PROVISIONS RELATING TO CERTAIN
BUSINESS COMBINATIONS
06 ADOPTION OF RESTATED ARTICLES OF INCORPORATION Mgmt For For
07 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR ENDING DECEMBER 31, 2007
08 SHAREHOLDER PROPOSAL CONCERNING PERFORMANCE-VESTING Shr Against For
SHARES
09 SHAREHOLDER PROPOSAL CONCERNING SUPPLEMENTAL Shr Against For
EXECUTIVE RETIREMENT PLAN
10 SHAREHOLDER PROPOSAL CONCERNING AN ADVISORY Shr Against For
RESOLUTION ON COMPENSATION OF NAMED EXECUTIVE
OFFICERS
11 SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER Shr Against For
NOMINEES FOR ELECTION TO UNITEDHEALTH GROUP
S BOARD OF DIRECTORS
- --------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 932643643
- --------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 24-Apr-2007
Ticker: WFC
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN S. CHEN. Mgmt For For
1B ELECTION OF DIRECTOR: LLOYD H. DEAN. Mgmt For For
1C ELECTION OF DIRECTOR: SUSAN E. ENGEL. Mgmt For For
1D ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Mgmt For For
1E ELECTION OF DIRECTOR: ROBERT L. JOSS. Mgmt For For
1F ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH. Mgmt For For
1G ELECTION OF DIRECTOR: RICHARD D. MCCORMICK. Mgmt For For
1H ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN. Mgmt For For
1I ELECTION OF DIRECTOR: NICHOLAS G. MOORE. Mgmt For For
1J ELECTION OF DIRECTOR: PHILIP J. QUIGLEY. Mgmt For For
1K ELECTION OF DIRECTOR: DONALD B. RICE. Mgmt For For
1L ELECTION OF DIRECTOR: JUDITH M. RUNSTAD. Mgmt For For
1M ELECTION OF DIRECTOR: STEPHEN W. SANGER. Mgmt For For
1N ELECTION OF DIRECTOR: SUSAN G. SWENSON. Mgmt For For
1O ELECTION OF DIRECTOR: JOHN G. STUMPF. Mgmt For For
1P ELECTION OF DIRECTOR: MICHAEL W. WRIGHT. Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR 2007.
03 STOCKHOLDER PROPOSAL REGARDING SEPARATION OF Shr Against For
BOARD CHAIRMAN AND CEO POSITIONS.
04 STOCKHOLDER PROPOSAL REGARDING AN ADVISORY VOTE Shr Against For
ON EXECUTIVE COMPENSATION.
05 STOCKHOLDER PROPOSAL REGARDING ADOPTION OF A Shr Against For
POLICY LIMITING BENEFITS UNDER SUPPLEMENTAL
EXECUTIVE RETIREMENT PLAN.
06 STOCKHOLDER PROPOSAL REGARDING A REPORT ON HOME Shr Against For
MORTGAGE DISCLOSURE ACT (HMDA) DATA.
07 STOCKHOLDER PROPOSAL REGARDING EMISSION REDUCTION Shr Against For
GOALS FOR WELLS FARGO AND ITS CUSTOMERS.
- --------------------------------------------------------------------------------------------------------------------------
WYNN RESORTS, LIMITED Agenda Number: 932679410
- --------------------------------------------------------------------------------------------------------------------------
Security: 983134107
Meeting Type: Annual
Meeting Date: 08-May-2007
Ticker: WYNN
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEPHEN A. WYNN Mgmt For For
ALVIN V. SHOEMAKER Mgmt For For
D. BOONE WAYSON Mgmt For For
02 TO APPROVE THE COMPANY S ANNUAL PERFORMANCE Mgmt For For
BASED INCENTIVE PLAN, INCLUDING INCREASING
THE MAXIMUM PAYABLE THEREUNDER TO ANY INDIVIDUAL
TO $10,000,000.
03 TO RATIFY THE COMPANY S DESIGNATION OF ERNST Mgmt For For
& YOUNG LLP AS THE INDEPENDENT AUDITORS FOR
THE COMPANY AND ALL SUBSIDIARIES FOR THE 2007
FISCAL YEAR.
MARSICO GLOBAL FUND
- --------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
MARSICO GROWTH FUND
- --------------------------------------------------------------------------------------------------------------------------
AMERICA MOVIL, S.A.B. DE C.V. Agenda Number: 932692230
- --------------------------------------------------------------------------------------------------------------------------
Security: 02364W105
Meeting Type: Special
Meeting Date: 27-Apr-2007
Ticker: AMX
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I APPOINTMENT OR, AS THE CASE MAY BE, REELECTION Mgmt For For
OF THE MEMBERS OF THE BOARD OF DIRECTORS OF
THE COMPANY THAT THE HOLDERS OF THE SERIES
L SHARES ARE ENTITLED TO APPOINT. ADOPTION
OF RESOLUTIONS THEREON.
II APPOINTMENT OF DELEGATES TO EXECUTE AND, IF Mgmt For For
APPLICABLE, FORMALIZE THE RESOLUTIONS ADOPTED
BY THE MEETING. ADOPTION OF RESOLUTIONS THEREON.
- --------------------------------------------------------------------------------------------------------------------------
AMYLIN PHARMACEUTICALS, INC. Agenda Number: 932680728
- --------------------------------------------------------------------------------------------------------------------------
Security: 032346108
Meeting Type: Annual
Meeting Date: 23-May-2007
Ticker: AMLN
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEVEN R. ALTMAN Mgmt For For
TERESA BECK Mgmt For For
DANIEL M. BRADBURY Mgmt For For
JOSEPH C. COOK, JR. Mgmt For For
KARIN EASTHAM Mgmt For For
JAMES R. GAVIN III Mgmt For For
GINGER L. GRAHAM Mgmt For For
HOWARD E. GREENE, JR. Mgmt For For
JAY S. SKYLER Mgmt For For
JOSEPH P. SULLIVAN Mgmt For For
JAMES N. WILSON Mgmt For For
02 TO APPROVE AN INCREASE OF 250,000,000 SHARES Mgmt For For
IN THE AGGREGATE NUMBER OF SHARES OF THE COMPANY
S COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER
THE COMPANY S AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION.
03 TO APPROVE AN INCREASE OF 1,000,000 SHARES IN Mgmt For For
THE AGGREGATE NUMBER OF SHARES OF THE COMPANY
S COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER
THE COMPANY S 2001 EMPLOYEE STOCK PURCHASE
PLAN.
04 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS OF THE COMPANY FOR
ITS FISCAL YEAR ENDING DECEMBER 31, 2007.
- --------------------------------------------------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY Agenda Number: 932587819
- --------------------------------------------------------------------------------------------------------------------------
Security: 039483102
Meeting Type: Annual
Meeting Date: 02-Nov-2006
Ticker: ADM
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
G.A. ANDREAS Mgmt For For
A.L. BOECKMANN Mgmt For For
M.H. CARTER Mgmt For For
R.S. JOSLIN Mgmt For For
A. MACIEL Mgmt For For
P.J. MOORE Mgmt For For
M.B. MULRONEY Mgmt For For
T.F. O'NEILL Mgmt For For
O.G. WEBB Mgmt For For
K.R. WESTBROOK Mgmt For For
P.A. WOERTZ Mgmt For For
02 ADOPT STOCKHOLDER S PROPOSAL NO. 1 (LABELING Shr Against For
GENETICALLY ENGINEERED FOOD.)
03 ADOPT STOCKHOLDER S PROPOSAL NO. 2 (CODE OF Shr Against For
CONDUCT REGARDING GLOBAL HUMAN RIGHTS STANDARDS.)
- --------------------------------------------------------------------------------------------------------------------------
BURLINGTON NORTHERN SANTA FE CORPORATION Agenda Number: 932641067
- --------------------------------------------------------------------------------------------------------------------------
Security: 12189T104
Meeting Type: Annual
Meeting Date: 19-Apr-2007
Ticker: BNI
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
A.L. BOECKMANN Mgmt For For
D.G. COOK Mgmt For For
V.S. MARTINEZ Mgmt For For
M.F. RACICOT Mgmt For For
R.S. ROBERTS Mgmt For For
M.K. ROSE Mgmt For For
M.J. SHAPIRO Mgmt For For
J.C. WATTS, JR. Mgmt For For
R.H. WEST Mgmt For For
J.S. WHISLER Mgmt For For
E.E. WHITACRE, JR. Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY S INDEPENDENT AUDITOR FOR
2007 (ADVISORY VOTE).
- --------------------------------------------------------------------------------------------------------------------------
CB RICHARD ELLIS GROUP, INC. Agenda Number: 932698876
- --------------------------------------------------------------------------------------------------------------------------
Security: 12497T101
Meeting Type: Annual
Meeting Date: 01-Jun-2007
Ticker: CBG
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD C. BLUM Mgmt For For
PATRICE MARIE DANIELS Mgmt For For
SENATOR T.A. DASCHLE Mgmt For For
CURTIS F. FEENY Mgmt For For
BRADFORD M. FREEMAN Mgmt For For
MICHAEL KANTOR Mgmt For For
FREDERIC V. MALEK Mgmt For For
ROBERT E. SULENTIC Mgmt For For
JANE J. SU Mgmt For For
BRETT WHITE Mgmt For For
GARY L. WILSON Mgmt For For
RAY WIRTA Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 APPROVAL OF THE EXECUTIVE INCENTIVE PLAN Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
CHINA MERCHANTS BANK CO LTD, SHENZEN Agenda Number: 701262800
- --------------------------------------------------------------------------------------------------------------------------
Security: Y14896115
Meeting Type: AGM
Meeting Date: 15-Jun-2007
Ticker:
ISIN: CN000A0KFDV9
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 386144 DUE TO RECEIPT OF ADDITIONAL RESOLUTION.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
1. Approve the report of the Board of Directors Mgmt For For
for the YE 31 DEC 2006
2. Approve the report of the Board of Supervisors Mgmt For For
for the YE 31 DEC 2006
3. Approve the audited financial report for the Mgmt For For
YE 31 DEC 2006
4. Approve the final financial report for the YE Mgmt For For
31 DEC 2006
5. Approve the Profit Appropriations Plan including Mgmt For For
the distribution of final dividend for the
YE 31 DEC 2006
6. Re-appoint KPMG Huazhen and KPMG as the PRC Mgmt For For
Auditors and International Auditors for the
Year 2007 respectively; approve the fees for
the 2007 annual audit, 2007 interim review
and other services as stated in the engagement
letters including but not limited to all outlay
expenses such as travel allowances, accommodation
fees, communication charges would be totaled
at RMB 5.80 million
7.1 Re-appoint Mr. Qin Xiao as a Non-Executive Director Mgmt For For
of the Company, with immediate effect, for
a term of 3 years
7.2 Re-appoint Mr. Fu Yuning as a Non-Executive Mgmt For For
Director of the Company, with immediate effect,
for a term of 3 years
7.3 Re-appoint Mr. Li Yinquan as a Non-Executive Mgmt For For
Director of the Company, with immediate effect,
for a term of 3 years
7.4 Re-appoint Mr. Huang Dazhan as a Non-Executive Mgmt For For
director of the Company, with immediate effect,
for a term of 3 years
7.5 Appoint Mr. Ding An Hua, Edward as a Non-Executive Mgmt For For
Director of the Company, with immediate effect,
for a term of 3 years
7.6 Re-appoint Mr. Wei Jiafu as a Non-Executive Mgmt For For
Director of the Company, with immediate effect,
for a term of 3 years
7.7 Re-appoint Ms. Sun Yueying as a Non-Executive Mgmt For For
Director of the Company, with immediate effect,
for a term of 3 years
7.8 Re-appoint Mr. Wang Daxiong as a Non-Executive Mgmt For For
Director of the Company, with immediate effect,
for a term of 3 years
7.9 Re-appoint Mr. Fu Junyuan as a Non-Executive Mgmt For For
Director of the Company, with immediate effect,
for a term of 3 years
7.10 Re-appoint Mr. Ma Weihua as an Executive Director Mgmt For For
of the Company, with immediate effect, for
a term of 3 years
7.11 Appoint Mr. Zhang Guanghua as an Executive Director Mgmt For For
of the Company, with immediate effect, for
a term of 3 years
7.12 Appoint Mr. Li Hao as an Executive Director Mgmt For For
of the Company, with immediate effect, for
a term of 3 years
7.13 Re-appoint Mr. Wu Jiesi as an Independent Non-Executive Mgmt For For
Director of the Company, with immediate effect,
for a term of 3 years, except that such 3 year
term will be subject to adjustments pursuant
to the requirements of the relevant applicable
laws and regulations
7.14 Appoint Ms. Yan Lan as an Independent Non-Executive Mgmt For For
Director of the Company, with immediate effect,
for a term of 3 years
7.15 Appoint Mr. Song Lin as an Independent Non-Executive Mgmt For For
Director of the Company, with immediate effect,
for a term of 3 years
7.16 Re-appoint Mr. Chow Kwong Fai, Edward as an Mgmt For For
Independent Non-Executive Director of the Company,
with immediate effect, for a term of 3 years,
except that such 3 year term will be subject
to adjustments pursuant to the requirements
of the relevant applicable laws and regulations
7.17 Re-appoint Mr. Liu Yongzhang as an Independent Mgmt For For
Non-Executive Director of the Company, with
immediate effect, for a term of 3 years, except
that such 3-year term will be subject to adjustments
pursuant to the requirements of the relevant
applicable laws and regulations
7.18 Re-appoint Ms. Liu Hongxia as an Independent Mgmt For For
Non-executive Director of the Company, with
immediate effect, for a term of 3 years, except
that such 3-year term will be subject to adjustments
pursuant to the requirements of the relevant
applicable laws and regulations
7.19 Re-appoint Mr. Hong Xiaoyuan as a Non-Executive Mgmt For For
Director of the Company
8.1 Re-appoint Mr. Zhu Genlin as Shareholder Representative Mgmt For For
Supervisor of the Company, with immediate effect,
for a term of 3 years
8.2 Re-appoint Mr. Chen Haoming as Shareholder Representative Mgmt For For
Supervisor of the Company, with immediate effect,
for a term of 3 years
8.3 Appoint Mr. Dong Xiande as Shareholder Representative Mgmt For For
Supervisor of the Company, with immediate effect,
for a term of 3 years
8.4 Appoint Mr. Li Jiangning as Shareholder Representative Mgmt For For
Supervisor of the Company, with immediate effect,
for a term of 3 years
8.5 Re-appoint Mr. Shi Jiliang as an External Supervisor Mgmt For For
of the Company, with immediate effect, for
a term of 3 years, except that such 3 year
term will be subject to adjustments pursuant
to the requirements of the relevant applicable
laws and regulations
8.6 Re-appoint Mr. Shao Ruiqing as an External Supervisor Mgmt For For
of the Company, with immediate effect, for
a term of 3 years, except that such 3 year
term will be subject to adjustments pursuant
to the requirements of the relevant applicable
laws and regulations
9. Approve the duty performance and cross evaluation Mgmt For For
reports of Independent Non-Executive Directors
10. Approve the assessment report on the duty performance Mgmt For For
of the Directors for the year 2006
11. Approve the duty performance and cross evaluation Mgmt For For
reports of External Supervisors
12. Approve the related party transaction report Mgmt For For
for the year 2006
- --------------------------------------------------------------------------------------------------------------------------
CHINA MOBILE LTD Agenda Number: 701193334
- --------------------------------------------------------------------------------------------------------------------------
Security: Y14965100
Meeting Type: AGM
Meeting Date: 16-May-2007
Ticker:
ISIN: HK0941009539
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receive the audited financial statements and Mgmt For For
the reports of the Directors and the Auditors
of the Company and its subsidiaries for the
YE 31 DEC 2006
2.i Declare an ordinary final dividend for the YE Mgmt For For
31 DEC 2006
2.ii Declare a special final dividend for the YE Mgmt For For
31 DEC 200
3.i Re-elect Mr. Wang Jianzhou as a Directo Mgmt For For
3.ii Re-elect Mr. Li Yue as a Director Mgmt For For
3.iii Re-elect Mr. Zhang Chenshuang as a Director Mgmt For For
3.iv Re-elect Mr. Frank Wong Kwong Shing as a Director Mgmt For For
3.v Re-elect Mr. Paul Michael Donovan as a Director Mgmt For For
4. Re-appoint Messrs. KPMG as the Auditors and Mgmt For For
authorize the Directors to fix their remuneration
5. Authorize the Directors during the relevant Mgmt For For
period of all the powers of the Company to
purchase shares of HKD 0.10 each in the capital
of the Company including any form of depositary
receipt representing the right to receive such
shares and the aggregate nominal amount
of Shares which may be purchased on The Stock
Exchange of Hong Kong Limited or any other
stock exchange on which securities of the Company
may be listed and which is recognized for this
purpose by the Securities and Futures Commission
of Hong Kong and The Stock Exchange of Hong
Kong Limited shall not exceed or represent
more than 10% of the aggregate nominal amount
of the share capital of the Company in issue
at the date of passing this Resolution, and
the said approval shall be limited accordingly;
Authority expires the earlier of the conclusion
of the next AGM of the Company or within which
the next AGM of the Company is required by
law to be held
6. Authorize the Directors to allot, issue and Mgmt For For
deal with additional shares in the Company
including the making and granting of offers,
agreements and options which might require
shares to be allotted, whether during the continuance
of such mandate or thereafter provided that,
otherwise than pursuant to i) a rights issue
where shares are offered to shareholders on
a fixed record date in proportion to their
then holdings of shares; ii) the exercise of
options granted under any share option scheme
adopted by the Company; or iii) any scrip dividend
or similar arrangement providing for the allotment
of shares in lieu of the whole or part of a
dividend in accordance with the Articles of
Association of the Company, the aggregate nominal
amount of the shares allotted shall not exceed
20% of the aggregate nominal amount of the
share capital of the Company in issue at the
date of passing this resolution; if the Directors
are so authorized by a separate ordinary resolution
of the shareholders of the Company the nominal
amount of the share capital of the Company
repurchased by the Company subsequent to the
passing of this resolution up to a maximum
equivalent to 10% of the aggregate nominal
amount of the share capital of the Company
in issue at the date of passing this resolution;
Authority expires the earlier of the conclusion
of the next AGM of the Company or within which
the next AGM of the Company is required by
law to be held
7. Authorize the Directors to issue, allot and Mgmt For For
deal with shares by the number of shares repurchased,
as specified in Resolution 6
- --------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 932588405
- --------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 15-Nov-2006
Ticker: CSCO
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CAROL A. BARTZ Mgmt For For
M. MICHELE BURNS Mgmt For For
MICHAEL D. CAPELLAS Mgmt For For
LARRY R. CARTER Mgmt For For
JOHN T. CHAMBERS Mgmt For For
DR. JOHN L. HENNESSY Mgmt For For
RICHARD M. KOVACEVICH Mgmt For For
RODERICK C. MCGEARY Mgmt For For
STEVEN M. WEST Mgmt For For
JERRY YANG Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS CISCO S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JULY 28, 2007.
03 PROPOSAL SUBMITTED BY A SHAREHOLDER URGING THE Shr Against For
BOARD OF DIRECTORS TO ADOPT A POLICY THAT A
SIGNIFICANT PORTION OF FUTURE EQUITY COMPENSATION
GRANTS TO SENIOR EXECUTIVES SHALL BE SHARES
OF STOCK THAT REQUIRE THE ACHIEVEMENT OF PERFORMANCE
GOALS AS A PREREQUISITE TO VESTING, AS SET
FORTH IN THE ACCOMPANYING PROXY STATEMENT.
04 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shr Against For
THE BOARD S COMPENSATION COMMITTEE INITIATE
A REVIEW OF CISCO S EXECUTIVE COMPENSATION
POLICIES AND TO MAKE AVAILABLE, UPON REQUEST,
A REPORT OF THAT REVIEW BY JANUARY 1, 2007,
AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT.
05 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shr Against For
THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS
WITHIN SIX MONTHS PROVIDING A SUMMARIZED LISTING
AND ASSESSMENT OF CONCRETE STEPS CISCO COULD
REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT
ITS BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE
THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH
IN THE ACCOMPANYING PROXY STATEMENT.
- --------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 932641562
- --------------------------------------------------------------------------------------------------------------------------
Security: 172967101
Meeting Type: Annual
Meeting Date: 17-Apr-2007
Ticker: C
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: C. MICHAEL ARMSTRONG. Mgmt For For
1B ELECTION OF DIRECTOR: ALAIN J.P. BELDA. Mgmt For For
1C ELECTION OF DIRECTOR: GEORGE DAVID. Mgmt For For
1D ELECTION OF DIRECTOR: KENNETH T. DERR. Mgmt For For
1E ELECTION OF DIRECTOR: JOHN M. DEUTCH. Mgmt For For
1F ELECTION OF DIRECTOR: ROBERTO HERNANDEZ RAMIREZ. Mgmt For For
1G ELECTION OF DIRECTOR: KLAUS KLEINFELD. Mgmt For For
1H ELECTION OF DIRECTOR: ANDREW N. LIVERIS. Mgmt For For
1I ELECTION OF DIRECTOR: ANNE MULCAHY. Mgmt For For
1J ELECTION OF DIRECTOR: RICHARD D. PARSONS. Mgmt For For
1K ELECTION OF DIRECTOR: CHARLES PRINCE. Mgmt For For
1L ELECTION OF DIRECTOR: JUDITH RODIN. Mgmt For For
1M ELECTION OF DIRECTOR: ROBERT E. RUBIN. Mgmt For For
1N ELECTION OF DIRECTOR: FRANKLIN A. THOMAS. Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS CITIGROUP S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
03 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PRIOR GOVERNMENTAL SERVICE OF CERTAIN INDIVIDUALS.
04 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
POLITICAL CONTRIBUTIONS.
05 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CHARITABLE CONTRIBUTIONS.
06 SHAREOWNER PROPOSAL REQUESTING AN ADVISORY RESOLUTION Shr Against For
TO RATIFY EXECUTIVE COMPENSATION.
07 STOCKHOLDER PROPOSAL REQUESTING THAT CEO COMPENSATION Shr Against For
BE LIMITED TO NO MORE THAN 100 TIMES THE AVERAGE
COMPENSATION PAID TO WORLDWIDE EMPLOYEES.
08 STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN Shr Against For
OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES
OR RESPONSIBILITIES.
09 STOCKHOLDER PROPOSAL REQUESTING THAT STOCK OPTIONS Shr Against For
BE SUBJECT TO A FIVE-YEAR SALES RESTRICTION.
10 STOCKHOLDER PROPOSAL REQUESTING CUMULATIVE VOTING. Shr Against For
11 STOCKHOLDER PROPOSAL REQUESTING THAT STOCKHOLDERS Shr Against For
HAVE THE RIGHT TO CALL SPECIAL SHAREHOLDER
MEETINGS.
- --------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 932669546
- --------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 23-May-2007
Ticker: CMCSA
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
S. DECKER ANSTROM Mgmt For For
KENNETH J. BACON Mgmt For For
SHELDON M. BONOVITZ Mgmt For For
EDWARD D. BREEN Mgmt For For
JULIAN A. BRODSKY Mgmt For For
JOSEPH J. COLLINS Mgmt For For
J. MICHAEL COOK Mgmt For For
JEFFREY A. HONICKMAN Mgmt For For
BRIAN L. ROBERTS Mgmt For For
RALPH J. ROBERTS Mgmt For For
DR. JUDITH RODIN Mgmt For For
MICHAEL I. SOVERN Mgmt For For
02 INDEPENDENT AUDITORS Mgmt For For
03 PREVENT THE ISSUANCE OF NEW STOCK OPTIONS Shr Against For
04 REQUIRE THAT THE CHAIRMAN OF THE BOARD NOT BE Shr Against For
AN EMPLOYEE
05 REQUIRE SUSTAINABILITY REPORT Shr Against For
06 ADOPT A RECAPITALIZATION PLAN Shr Against For
07 REQUIRE ANNUAL VOTE ON EXECUTIVE COMPENSATION Shr Against For
08 REQUIRE PAY DIFFERENTIAL REPORT Shr Against For
09 REQUIRE DISCLOSURE OF POLITICAL CONTRIBUTIONS Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
FEDERATED DEPARTMENT STORES, INC. Agenda Number: 932683231
- --------------------------------------------------------------------------------------------------------------------------
Security: 31410H101
Meeting Type: Annual
Meeting Date: 18-May-2007
Ticker: FD
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SARA LEVINSON Mgmt For For
JOSEPH NEUBAUER Mgmt For For
JOSEPH PICHLER Mgmt For For
JOYCE M. ROCHE Mgmt For For
KARL VON DER HEYDEN Mgmt For For
CRAIG E. WEATHERUP Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS FEDERATED Mgmt For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 2,
2008.
03 TO APPROVE AN AMENDMENT TO FEDERATED S CERTIFICATE Mgmt For For
OF INCORPORATION TO CHANGE THE CORPORATE NAME.
04 TO APPROVE FEDERATED S 1992 INCENTIVE BONUS Mgmt For For
PLAN, AS AMENDED.
05 TO APPROVE THE ISSUANCE OF COMMON STOCK UNDER Mgmt For For
THE DIRECTOR DEFERRED COMPENSATION PLAN.
- --------------------------------------------------------------------------------------------------------------------------
FEDEX CORPORATION Agenda Number: 932575105
- --------------------------------------------------------------------------------------------------------------------------
Security: 31428X106
Meeting Type: Annual
Meeting Date: 25-Sep-2006
Ticker: FDX
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES L. BARKSDALE Mgmt For For
AUGUST A. BUSCH IV Mgmt For For
JOHN A. EDWARDSON Mgmt For For
JUDITH L. ESTRIN Mgmt For For
J. KENNETH GLASS Mgmt For For
PHILIP GREER Mgmt For For
J.R. HYDE, III Mgmt For For
SHIRLEY A. JACKSON Mgmt For For
STEVEN R. LORANGER Mgmt For For
CHARLES T. MANATT Mgmt For For
FREDERICK W. SMITH Mgmt For For
JOSHUA I. SMITH Mgmt For For
PAUL S. WALSH Mgmt For For
PETER S. WILLMOTT Mgmt For For
02 APPROVAL OF AMENDMENTS TO CERTIFICATE OF INCORPORATION Mgmt For For
AND BYLAWS TO ELIMINATE SUPERMAJORITY VOTING
REQUIREMENTS.
03 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM.
04 STOCKHOLDER PROPOSAL REGARDING GLOBAL WARMING Shr Against For
REPORT.
05 STOCKHOLDER PROPOSAL REGARDING MAJORITY VOTING Shr Against For
FOR DIRECTOR ELECTIONS.
- --------------------------------------------------------------------------------------------------------------------------
FOUR SEASONS HOTELS INC. Agenda Number: 932640457
- --------------------------------------------------------------------------------------------------------------------------
Security: 35100E104
Meeting Type: Special
Meeting Date: 05-Apr-2007
Ticker: FS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE SPECIAL RESOLUTION APPROVING THE ARRANGEMENT Mgmt Against Against
(THE ARRANGEMENT ) UNDER SECTION 182 OF THE
BUSINESS CORPORATIONS ACT (ONTARIO) INVOLVING
THE CORPORATION, ITS SHAREHOLDERS AND FS ACQUISITION
CORP., A BRITISH COLUMBIA COMPANY THAT IS OWNED
BY TRIPLES HOLDINGS LIMITED AND AFFILIATES
OF KINGDOM HOTELS INTERNATIONAL AND CASCADE
INVESTMENT, L.L.C., THE FULL TEXT OF WHICH
IS SET FORTH IN APPENDIX A TO THE ACCOMPANYING
MANAGEMENT INFORMATION CIRCULAR OF THE CORPORATION
DATED MARCH 5, 2007.
- --------------------------------------------------------------------------------------------------------------------------
GENENTECH, INC. Agenda Number: 932642603
- --------------------------------------------------------------------------------------------------------------------------
Security: 368710406
Meeting Type: Annual
Meeting Date: 20-Apr-2007
Ticker: DNA
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HERBERT W. BOYER Mgmt For For
WILLIAM M. BURNS Mgmt For For
ERICH HUNZIKER Mgmt For For
JONATHAN K.C. KNOWLES Mgmt For For
ARTHUR D. LEVINSON Mgmt For For
DEBRA L. REED Mgmt For For
CHARLES A. SANDERS Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF GENENTECH FOR THE YEAR ENDING DECEMBER
31, 2007.
- --------------------------------------------------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION Agenda Number: 932654040
- --------------------------------------------------------------------------------------------------------------------------
Security: 369550108
Meeting Type: Annual
Meeting Date: 02-May-2007
Ticker: GD
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: N.D. CHABRAJA Mgmt Split 99% For 1% Against Split
1% Abstain
1B ELECTION OF DIRECTOR: J.S. CROWN Mgmt Split 96% For 3% Against Split
1% Abstain
1C ELECTION OF DIRECTOR: W.P. FRICKS Mgmt Split 99% For 1% Abstain Split
1D ELECTION OF DIRECTOR: C.H. GOODMAN Mgmt Split 97% For 2% Against Split
1% Abstain
1E ELECTION OF DIRECTOR: J.L. JOHNSON Mgmt Split 99% For 1% Abstain Split
1F ELECTION OF DIRECTOR: G.A. JOULWAN Mgmt Split 99% For 1% Abstain Split
1G ELECTION OF DIRECTOR: P.G. KAMINSKI Mgmt Split 99% For 1% Abstain Split
1H ELECTION OF DIRECTOR: J.M. KEANE Mgmt Split 99% For 1% Abstain Split
1I ELECTION OF DIRECTOR: D.J. LUCAS Mgmt Split 99% For 1% Abstain Split
1J ELECTION OF DIRECTOR: L.L. LYLES Mgmt Split 99% For 1% Abstain Split
1K ELECTION OF DIRECTOR: C.E. MUNDY, JR. Mgmt Split 99% For 1% Abstain Split
1L ELECTION OF DIRECTOR: R. WALMSLEY Mgmt Split 98% For 1% Against Split
1% Abstain
02 SELECTION OF INDEPENDENT AUDITORS Mgmt Split 98% For 1% Against Split
1% Abstain
03 SHAREHOLDER PROPOSAL WITH REGARD TO PAY-FOR-SUPERIOR- Shr Split 33% For 66% Against Split
PERFORMANCE STANDARD 1% Abstain
04 SHAREHOLDER PROPOSAL WITH REGARD TO PERFORMANCE Shr Split 34% For 65% Against Split
BASED STOCK OPTIONS 1% Abstain
- --------------------------------------------------------------------------------------------------------------------------
GENZYME CORPORATION Agenda Number: 932680994
- --------------------------------------------------------------------------------------------------------------------------
Security: 372917104
Meeting Type: Annual
Meeting Date: 24-May-2007
Ticker: GENZ
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DOUGLAS A. BERTHIAUME Mgmt For For
GAIL K. BOUDREAUX Mgmt For For
02 A PROPOSAL TO AMEND THE 2004 EQUITY INCENTIVE Mgmt For For
PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON
STOCK COVERED BY THE PLAN BY 3,500,000 SHARES
AND TO MERGE OUR 1997 EQUITY INCENTIVE PLAN
INTO THE 2004 PLAN.
03 A PROPOSAL TO APPROVE THE 2007 DIRECTOR EQUITY Mgmt For For
PLAN.
04 A PROPOSAL TO AMEND THE 1999 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES
OF COMMON STOCK COVERED BY THE PLAN BY 1,500,000
SHARES.
05 A PROPOSAL TO AMEND OUR BYLAWS TO PROVIDE FOR Mgmt For For
MAJORITY VOTING FOR THE ELECTION OF DIRECTORS
IN UNCONTESTED ELECTIONS.
06 A PROPOSAL TO RATIFY THE SELECTION OF INDEPENDENT Mgmt For For
AUDITORS FOR 2007.
07 A SHAREHOLDER PROPOSAL THAT EXECUTIVE SEVERANCE Shr Against For
AGREEMENTS BE APPROVED BY SHAREHOLDERS.
- --------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA Agenda Number: 701135940
- --------------------------------------------------------------------------------------------------------------------------
Security: ADPV10024
Meeting Type: EGM
Meeting Date: 21-Mar-2007
Ticker:
ISIN: CN000A0LB420
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve, the amended procedural rules of shareholders Mgmt For For
general meeting as specified and as produced
to this meeting marked A and initialed by the
Chairman for the purpose of identification
2. Approve, the amended procedural rules of the Mgmt For For
Board as specified and as produced to this
meeting marked B and initialed by the Chairman
for the purpose of identification
3. Approve, the amended procedural rules of the Mgmt For For
Supervisory Committee as specified and as produced
to this meeting marked C and initialed by the
Chairman for the purpose of identification
4. Approve: the purchase of Directors and Officers Mgmt For For
liability insurance for the Directors, Supervisors
and Senior Management of the Company; the aggregate
insured amount of the insurance policy shall
be USD 50 million for 1 year s coverage and
the insurance premium shall not exceed USD
1.487 million; and authorize the Board and
such persons to do all such further acts and
things and execute such further documents and
take all such steps which in their opinion
may be necessary, desirable or expedient to
implement and/or give effect to the purchase
of the insurance
5. Adopt the standard policy for determining the Mgmt For For
amount of allowance to be paid to each of the
Independent Non-Executive Directors of the
Company shall be entitled to a basic annual
allowance of RMB 300,000; each of the External
Supervisors of the Company shall be entitled
to a basic annual allowance of RMB 250,000;
Members of each of the Strategy Committee,
Audit Committee, Risk Management Committee,
Nomination and Compensation Committee and related
party transactions control sub-committee of
the Board shall be entitled to an additional
allowance of RMB 30,000 per annum and the Chairman
of such committees shall be entitled to an
additional allowance of RMB 50,000 per annum;
Members of the Supervision Committee shall
be entitled to an additional allowance of RMB
30,000 per annum and the Chairman of such committee
shall be entitled to an additional allowance
of RMB 50,000 per annum; all allowances shall
be payable quarterly on a time pro-rata basis
for any non full year s service
6. Adopt the remuneration Plan for the Internal Mgmt For For
Supervisors of the Company; the aggregate remuneration
of the Chairman for 2006 shall be RMB 1,180,000;
the aggregate remuneration of the specialized
Supervisor for 2006 shall be RMB 900,000; the
allowance of the employees representative
Supervisor for 2006 shall be RMB 40,000
- --------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA Agenda Number: 701228555
- --------------------------------------------------------------------------------------------------------------------------
Security: ADPV10024
Meeting Type: AGM
Meeting Date: 12-Jun-2007
Ticker:
ISIN: CN000A0LB420
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the 2006 report of the Board of Directors Mgmt For For
of the Bank
2. Approve the 2006 report of the Board of Supervisors Mgmt For For
of the Bank
3. Approve the Bank s 2006 audited accounts Mgmt For For
4. Approve the Bank s 2006 Post Listing Profit Mgmt For For
Distribution Plan and the dividend in respect
of the period from 23 OCT 2006 to 31 DEC 2006
5. Re-appoint Ernst and Young as the International Mgmt For For
Auditors of the Bank and Ernst and Young Hua
Ming as the Domestic Auditors of the Bank
6.a. Appoint Mr. Xu Shanda as an Independent Non-Executive Mgmt For For
Director of the Bank
6.b. Appoint Mr, Chen Xiaoyue as an Independent Non-Executive Mgmt For For
Director of the Bank
- --------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 932667009
- --------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 16-May-2007
Ticker: INTC
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CRAIG R. BARRETT Mgmt For For
1B ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt For For
1C ELECTION OF DIRECTOR: SUSAN L. DECKER Mgmt For For
1D ELECTION OF DIRECTOR: D. JAMES GUZY Mgmt For For
1E ELECTION OF DIRECTOR: REED E. HUNDT Mgmt For For
1F ELECTION OF DIRECTOR: PAUL S. OTELLINI Mgmt For For
1G ELECTION OF DIRECTOR: JAMES D. PLUMMER Mgmt For For
1H ELECTION OF DIRECTOR: DAVID S. POTTRUCK Mgmt For For
1I ELECTION OF DIRECTOR: JANE E. SHAW Mgmt For For
1J ELECTION OF DIRECTOR: JOHN L. THORNTON Mgmt For For
1K ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt For For
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
03 AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE Mgmt For For
PLAN
04 APPROVAL OF THE 2007 EXECUTIVE OFFICER INCENTIVE Mgmt For For
PLAN
05 STOCKHOLDER PROPOSAL REQUESTING LIMITATION ON Shr Against For
EXECUTIVE COMPENSATION
- --------------------------------------------------------------------------------------------------------------------------
KB HOME Agenda Number: 932638286
- --------------------------------------------------------------------------------------------------------------------------
Security: 48666K109
Meeting Type: Annual
Meeting Date: 05-Apr-2007
Ticker: KBH
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RONALD W. BURKLE* Mgmt No vote
LESLIE MOONVES* Mgmt No vote
LUIS G. NOGALES* Mgmt No vote
DR. RAY R. IRANI** Mgmt No vote
02 PROPOSAL TO AMEND THE AMENDED CERTIFICATE OF Mgmt No vote
INCORPORATION OF KB HOME TO DECLASSIFY THE
BOARD OF DIRECTORS AND PROVIDE FOR THE ANNUAL
ELECTION OF DIRECTORS.
03 PROPOSAL TO AMEND THE AMENDED CERTIFICATE OF Mgmt No vote
INCORPORATION OF KB HOME TO REPEAL ITS FAIR
PRICE PROVISION.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt No vote
& YOUNG LLP AS KB HOME S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING NOVEMBER 30, 2007.
05 STOCKHOLDER PROPOSAL RELATING TO SENIOR EXECUTIVE Shr No vote
AND DIRECTOR HOLDINGS OF EQUITY-BASED COMPENSATION.
06 STOCKHOLDER PROPOSAL RELATING TO PERFORMANCE-VESTING Shr No vote
SHARES.
07 STOCKHOLDER PROPOSAL RELATING TO STOCKHOLDER Shr No vote
APPROVAL OF SEVERANCE AGREEMENTS.
- --------------------------------------------------------------------------------------------------------------------------
KKR FINANCIAL CORP. Agenda Number: 932671957
- --------------------------------------------------------------------------------------------------------------------------
Security: 482476306
Meeting Type: Annual
Meeting Date: 03-May-2007
Ticker: KFN
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE MERGER UNDER THE AGREEMENT AND Mgmt For For
PLAN OF MERGER AMONG KKR FINANCIAL CORP., KKR
FINANCIAL MERGER CORP. AND KKR FINANCIAL HOLDINGS
LLC, PURSUANT TO WHICH THE CONVERSION TRANSACTION
WILL BE EFFECTED.
02 DIRECTOR
WILLIAM F. ALDINGER Mgmt For For
TRACY L. COLLINS Mgmt For For
KENNETH M. DEREGT Mgmt For For
SATURNINO S. FANLO Mgmt For For
VINCENT PAUL FINIGAN Mgmt For For
PAUL M. HAZEN Mgmt For For
R. GLENN HUBBARD Mgmt For For
ROSS J. KARI Mgmt For For
ELY L. LICHT Mgmt For For
DEBORAH H. MCANENY Mgmt For For
SCOTT C. NUTTALL Mgmt For For
WILLY R. STROTHOTTE Mgmt For For
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS KKR FINANCIAL CORP. S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2007.
- --------------------------------------------------------------------------------------------------------------------------
LAS VEGAS SANDS CORP. Agenda Number: 932713781
- --------------------------------------------------------------------------------------------------------------------------
Security: 517834107
Meeting Type: Annual
Meeting Date: 07-Jun-2007
Ticker: LVS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SHELDON G. ADELSON Mgmt For For
IRWIN CHAFETZ Mgmt For For
JAMES L. PURCELL Mgmt For For
02 TO CONSIDER AND ACT UPON THE RATIFICATION OF Mgmt For For
THE SELECTION OF PRICEWATERHOUSECOOPERS LLP
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
- --------------------------------------------------------------------------------------------------------------------------
LEHMAN BROTHERS HOLDINGS INC. Agenda Number: 932635482
- --------------------------------------------------------------------------------------------------------------------------
Security: 524908100
Meeting Type: Annual
Meeting Date: 12-Apr-2007
Ticker: LEH
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL L. AINSLIE Mgmt For For
1B ELECTION OF DIRECTOR: JOHN F. AKERS Mgmt For For
1C ELECTION OF DIRECTOR: ROGER S. BERLIND Mgmt For For
1D ELECTION OF DIRECTOR: THOMAS H. CRUIKSHANK Mgmt For For
1E ELECTION OF DIRECTOR: MARSHA JOHNSON EVANS Mgmt For For
1F ELECTION OF DIRECTOR: RICHARD S. FULD, JR. Mgmt For For
1G ELECTION OF DIRECTOR: SIR CHRISTOPHER GENT Mgmt For For
1H ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ Mgmt For For
1I ELECTION OF DIRECTOR: HENRY KAUFMAN Mgmt For For
1J ELECTION OF DIRECTOR: JOHN D. MACOMBER Mgmt For For
02 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2007 FISCAL YEAR BY
THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS.
03 APPROVE AN AMENDMENT TO LEHMAN BROTHERS HOLDINGS Mgmt For For
INC. 2005 STOCK INCENTIVE PLAN.
04 STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS. Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
LENNAR CORPORATION Agenda Number: 932636446
- --------------------------------------------------------------------------------------------------------------------------
Security: 526057104
Meeting Type: Annual
Meeting Date: 28-Mar-2007
Ticker: LEN
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
IRVING BOLOTIN Mgmt No vote
R. KIRK LANDON Mgmt No vote
DONNA E. SHALALA Mgmt No vote
02 APPROVAL OF THE LENNAR CORPORATION 2007 EQUITY Mgmt No vote
INCENTIVE PLAN. PROXIES EXECUTED AND RETURNED
WILL BE SO VOTED UNLESS CONTRARY INSTRUCTIONS
ARE INDICATED ON THIS PROXY.
03 APPROVAL OF THE LENNAR CORPORATION 2007 INCENTIVE Mgmt No vote
COMPENSATION PLAN. PROXIES EXECUTED AND RETURNED
WILL BE SO VOTED UNLESS CONTRARY INSTRUCTIONS
ARE INDICATED ON THIS PROXY.
04 STOCKHOLDER PROPOSAL REGARDING SUSTAINABILITY Shr No vote
REPORT. PROXIES EXECUTED AND RETURNED WILL
BE SO VOTED UNLESS CONTRARY INSTRUCTIONS ARE
INDICATED ON THIS PROXY.
05 STOCKHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION. Shr No vote
PROXIES EXECUTED AND RETURNED WILL BE SO VOTED
UNLESS CONTRARY INSTRUCTIONS ARE INDICATED
ON THIS PROXY.
- --------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda Number: 932644835
- --------------------------------------------------------------------------------------------------------------------------
Security: 539830109
Meeting Type: Annual
Meeting Date: 26-Apr-2007
Ticker: LMT
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
E.C.'PETE'ALDRIDGE, JR. Mgmt No vote
NOLAN D. ARCHIBALD Mgmt No vote
MARCUS C. BENNETT Mgmt No vote
JAMES O. ELLIS, JR. Mgmt No vote
GWENDOLYN S. KING Mgmt No vote
JAMES M. LOY Mgmt No vote
DOUGLAS H. MCCORKINDALE Mgmt No vote
EUGENE F. MURPHY Mgmt No vote
JOSEPH W. RALSTON Mgmt No vote
FRANK SAVAGE Mgmt No vote
JAMES M. SCHNEIDER Mgmt No vote
ANNE STEVENS Mgmt No vote
ROBERT J. STEVENS Mgmt No vote
JAMES R. UKROPINA Mgmt No vote
DOUGLAS C. YEARLEY Mgmt No vote
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Mgmt No vote
03 STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS Shr No vote
04 STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN Shr No vote
05 STOCKHOLDER PROPOSAL BY THE SISTERS OF MERCY Shr No vote
OF THE AMERICAS, REGIONAL COMMUNITY OF DETROIT
CHARITABLE TRUST AND OTHER GROUPS
- --------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 932687152
- --------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 25-May-2007
Ticker: LOW
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID W. BERNAUER Mgmt For For
LEONARD L. BERRY Mgmt For For
DAWN E. HUDSON Mgmt For For
ROBERT A. NIBLOCK Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE LOWE S COMPANIES Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN - STOCK OPTIONS
FOR EVERYONE - TO INCREASE THE NUMBER OF SHARES
AUTHORIZED FOR ISSUANCE UNDER THE PLAN.
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS.
04 SHAREHOLDER PROPOSAL ESTABLISHING MINIMUM SHARE Shr Against For
OWNERSHIP REQUIREMENTS FOR DIRECTOR NOMINEES.
05 SHAREHOLDER PROPOSAL REQUESTING ANNUAL REPORT Shr Against For
ON WOOD PROCUREMENT.
06 SHAREHOLDER PROPOSAL REGARDING ANNUAL ELECTION Shr Against For
OF EACH DIRECTOR.
07 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE SEVERANCE Shr Against For
AGREEMENTS.
08 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION Shr Against For
PLAN.
- --------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 932703540
- --------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 07-Jun-2007
Ticker: MA
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
NANCY J. KARCH Mgmt For For
EDWARD SUNING TIAN Mgmt For For
02 APPROVAL OF THE AMENDED AND RESTATED MASTERCARD Mgmt For For
INCORPORATED 2006 LONG TERM INCENTIVE PLAN
03 APPROVAL OF THE AMENDMENT OF SECTION 4.3 OF Mgmt For For
MASTERCARD INCORPORATED S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007
- --------------------------------------------------------------------------------------------------------------------------
MEDTRONIC, INC. Agenda Number: 932567906
- --------------------------------------------------------------------------------------------------------------------------
Security: 585055106
Meeting Type: Annual
Meeting Date: 24-Aug-2006
Ticker: MDT
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD H. ANDERSON Mgmt No vote
MICHAEL R. BONSIGNORE Mgmt No vote
ROBERT C. POZEN Mgmt No vote
GORDON M. SPRENGER Mgmt No vote
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt No vote
LLP AS MEDTRONIC S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 TO CONSIDER AND VOTE UPON A SHAREHOLDER PROPOSAL Shr No vote
ENTITLED DIRECTOR ELECTION MAJORITY VOTE STANDARD
PROPOSAL.
- --------------------------------------------------------------------------------------------------------------------------
MGM MIRAGE Agenda Number: 932703829
- --------------------------------------------------------------------------------------------------------------------------
Security: 552953101
Meeting Type: Annual
Meeting Date: 22-May-2007
Ticker: MGM
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT H. BALDWIN Mgmt For For
WILLIE D. DAVIS Mgmt For For
KENNY G. GUINN Mgmt For For
ALEXANDER M. HAIG, JR. Mgmt For For
ALEXIS M. HERMAN Mgmt For For
ROLAND HERNANDEZ Mgmt For For
GARY N. JACOBS Mgmt For For
KIRK KERKORIAN Mgmt For For
J. TERRENCE LANNI Mgmt For For
ANTHONY MANDEKIC Mgmt For For
ROSE MCKINNEY-JAMES Mgmt For For
JAMES J. MURREN Mgmt For For
RONALD M. POPEIL Mgmt For For
JOHN T. REDMOND Mgmt For For
DANIEL J. TAYLOR Mgmt For For
MELVIN B. WOLZINGER Mgmt For For
02 RATIFICATION OF THE SELECTION OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2007
- --------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY Agenda Number: 932613462
- --------------------------------------------------------------------------------------------------------------------------
Security: 61166W101
Meeting Type: Annual
Meeting Date: 17-Jan-2007
Ticker: MON
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FRANK V. ATLEE III Mgmt For For
ARTHUR H. HARPER Mgmt For For
GWENDOLYN S. KING Mgmt For For
SHARON R. LONG, PH.D. Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 APPROVAL OF SHAREOWNER PROPOSAL Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
NRG ENERGY, INC. Agenda Number: 932646550
- --------------------------------------------------------------------------------------------------------------------------
Security: 629377508
Meeting Type: Annual
Meeting Date: 25-Apr-2007
Ticker: NRG
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID CRANE Mgmt For For
STEPHEN L. CROPPER Mgmt For For
MAUREEN MISKOVIC Mgmt For For
THOMAS H. WEIDEMEYER Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
- --------------------------------------------------------------------------------------------------------------------------
PRAXAIR, INC. Agenda Number: 932641079
- --------------------------------------------------------------------------------------------------------------------------
Security: 74005P104
Meeting Type: Annual
Meeting Date: 24-Apr-2007
Ticker: PX
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOSE P. ALVES Mgmt Split 99% For 1% Withheld Split
RONALD L. KUEHN, JR. Mgmt Split 99% For 1% Withheld Split
H. MITCHELL WATSON, JR. Mgmt Split 99% For 1% Withheld Split
ROBERT L. WOOD Mgmt Split 99% For 1% Withheld Split
02 SHAREHOLDER PROPOSAL REGARDING DIRECTOR ELECTION Shr Split 76% For 23% Against Split
PROCESS. 1% Abstain
03 SHAREHOLDER PROPOSAL REGARDING STOCKHOLDER RIGHTS Shr Split 17% For 81% Against Split
PLAN VOTE. 1% Abstain
04 PROPOSAL TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Mgmt For Split
AUDITOR.
- --------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N Agenda Number: 932636484
- --------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 11-Apr-2007
Ticker: SLB
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
P. CAMUS Mgmt For For
J.S. GORELICK Mgmt For For
A. GOULD Mgmt For For
T. ISAAC Mgmt For For
N. KUDRYAVTSEV Mgmt For For
A. LAJOUS Mgmt For For
M.E. MARKS Mgmt For For
D. PRIMAT Mgmt For For
L.R. REIF Mgmt For For
T.I. SANDVOLD Mgmt For For
N. SEYDOUX Mgmt For For
L.G. STUNTZ Mgmt For For
R. TALWAR Mgmt For For
02 ADOPTION AND APPROVAL OF FINANCIALS AND DIVIDENDS. Mgmt For For
03 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING Mgmt For For
FIRM.
- --------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 932625619
- --------------------------------------------------------------------------------------------------------------------------
Security: 855244109
Meeting Type: Annual
Meeting Date: 21-Mar-2007
Ticker: SBUX
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HOWARD SCHULTZ Mgmt For For
BARBARA BASS Mgmt For For
HOWARD P. BEHAR Mgmt For For
WILLIAM W. BRADLEY Mgmt For For
JAMES L. DONALD Mgmt For For
MELLODY HOBSON Mgmt For For
OLDEN LEE Mgmt For For
JAMES G. SHENNAN, JR. Mgmt For For
JAVIER G. TERUEL Mgmt For For
MYRON E. ULLMAN, III Mgmt For For
CRAIG E. WEATHERUP Mgmt For For
02 COMPANY PROPOSAL TO APPROVE THE MATERIAL TERMS Mgmt For For
OF THE COMPANY S EXECUTIVE MANAGEMENT BONUS
PLAN.
03 COMPANY PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
DELOITTE AND TOUCHE LLP AS THE COMPANY S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING SEPTEMBER 30, 2007.
- --------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda Number: 932676503
- --------------------------------------------------------------------------------------------------------------------------
Security: 87612E106
Meeting Type: Annual
Meeting Date: 24-May-2007
Ticker: TGT
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CALVIN DARDEN Mgmt For For
ANNE M. MULCAHY Mgmt For For
STEPHEN W. SANGER Mgmt For For
GREGG W. STEINHAFEL Mgmt For For
02 COMPANY PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
03 COMPANY PROPOSAL TO APPROVE THE OFFICER SHORT-TERM Mgmt For For
INCENTIVE PLAN.
04 COMPANY PROPOSAL TO APPROVE AN AMENDMENT TO Mgmt For For
THE RESTATED ARTICLES OF INCORPORATION TO REQUIRE
A MAJORITY VOTE FOR THE ELECTION OF DIRECTORS.
05 SHAREHOLDER PROPOSAL REGARDING ADDITIONAL DISCLOSURE Shr Against For
OF POLITICAL CONTRIBUTIONS.
- --------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY Agenda Number: 932651676
- --------------------------------------------------------------------------------------------------------------------------
Security: 097023105
Meeting Type: Annual
Meeting Date: 30-Apr-2007
Ticker: BA
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN H. BIGGS Mgmt For For
1B ELECTION OF DIRECTOR: JOHN E. BRYSON Mgmt For For
1C ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. Mgmt For For
1D ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM M. DALEY Mgmt For For
1F ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1G ELECTION OF DIRECTOR: JOHN F. MCDONNELL Mgmt For For
1H ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. Mgmt For For
1I ELECTION OF DIRECTOR: RICHARD D. NANULA Mgmt For For
1J ELECTION OF DIRECTOR: ROZANNE L. RIDGWAY Mgmt For For
1K ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Mgmt For For
02 ADVISORY VOTE ON APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITORS.
03 PREPARE A REPORT ON FOREIGN MILITARY SALES. Shr Against For
04 DEVELOP AND ADOPT HUMAN RIGHTS POLICIES. Shr Against For
05 PREPARE A REPORT ON CHARITABLE CONTRIBUTIONS. Shr Against For
06 PREPARE A REPORT ON POLITICAL CONTRIBUTIONS. Shr Against For
07 SEPARATE THE ROLES OF CEO AND CHAIRMAN. Shr Against For
08 SUBJECT RIGHTS PLANS TO SHAREHOLDER VOTE. Shr Against For
09 ADVISORY VOTE ON COMPENSATION DISCUSSION AND Shr Against For
ANALYSIS.
10 ADOPT A POLICY ON PERFORMANCE-BASED STOCK OPTIONS. Shr Against For
11 RECOUP UNEARNED MANAGEMENT BONUSES. Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 932632917
- --------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 11-Apr-2007
Ticker: GS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For
1B ELECTION OF DIRECTOR: LORD BROWNE OF MADINGLEY Mgmt For For
1C ELECTION OF DIRECTOR: JOHN H. BRYAN Mgmt For For
1D ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For
1E ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For
1F ELECTION OF DIRECTOR: STEPHEN FRIEDMAN Mgmt For For
1G ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For
1H ELECTION OF DIRECTOR: RAJAT K. GUPTA Mgmt For For
1I ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1J ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1K ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1L ELECTION OF DIRECTOR: RUTH J. SIMMONS Mgmt For For
1M ELECTION OF DIRECTOR: JON WINKELRIED Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS FOR OUR 2007
FISCAL YEAR
03 SHAREHOLDER PROPOSAL REGARDING A CHARITABLE Shr Against For
CONTRIBUTIONS REPORT
04 SHAREHOLDER PROPOSAL REGARDING A SUSTAINABILITY Shr Against For
REPORT
05 SHAREHOLDER PROPOSAL REGARDING STOCK OPTIONS Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 932579103
- --------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 10-Oct-2006
Ticker: PG
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
NORMAN R. AUGUSTINE Mgmt For For
A.G. LAFLEY Mgmt For For
JOHNATHAN A. RODGERS Mgmt For For
JOHN F. SMITH, JR. Mgmt For For
MARGARET C. WHITMAN Mgmt For For
02 APPROVE AMENDMENT TO THE CODE OF REGULATIONS Mgmt For For
TO DECREASE THE AUTHORIZED NUMBER OF DIRECTORS
ON THE BOARD
03 RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
04 REAPPROVE AND AMEND THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE CRITERIA UNDER THE PROCTER & GAMBLE
2001 STOCK AND INCENTIVE COMPENSATION PLAN
05 SHAREHOLDER PROPOSAL - AWARD NO FUTURE STOCK Shr Against For
OPTIONS
- --------------------------------------------------------------------------------------------------------------------------
THE ST. JOE COMPANY Agenda Number: 932682784
- --------------------------------------------------------------------------------------------------------------------------
Security: 790148100
Meeting Type: Annual
Meeting Date: 15-May-2007
Ticker: JOE
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL L. AINSLIE Mgmt For For
HUGH M. DURDEN Mgmt For For
THOMAS A. FANNING Mgmt For For
HARRY H. FRAMPTON, III Mgmt For For
ADAM W. HERBERT, JR. Mgmt For For
DELORES M. KESLER Mgmt For For
JOHN S. LORD Mgmt For For
WALTER L. REVELL Mgmt For For
PETER S. RUMMELL Mgmt For For
WILLIAM H. WALTON, III Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
INDEPENDENT AUDITORS OF THE ST. JOE COMPANY
FOR THE 2007 FISCAL YEAR.
- --------------------------------------------------------------------------------------------------------------------------
TOYOTA MOTOR CORPORATION Agenda Number: 932739963
- --------------------------------------------------------------------------------------------------------------------------
Security: 892331307
Meeting Type: Annual
Meeting Date: 22-Jun-2007
Ticker: TM
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DISTRIBUTION OF DIVIDENDS FROM SURPLUS Mgmt For For
02 ELECTION OF 30 DIRECTORS Mgmt For For
03 ELECTION OF 4 CORPORATE AUDITORS Mgmt For For
04 ELECTION OF ACCOUNTING AUDITOR Mgmt For For
05 ISSUE OF STOCK ACQUISITION RIGHTS WITHOUT CONSIDERATION Mgmt For For
TO DIRECTORS, MANAGING OFFICERS AND EMPLOYEES,
ETC. OF TOYOTA MOTOR CORPORATION AND ITS AFFILIATES
06 ACQUISITION OF OWN SHARES Mgmt For For
07 AWARD OF BONUS PAYMENTS TO RETIRING CORPORATE Mgmt For For
AUDITORS
08 PAYMENT OF EXECUTIVE BONUSES Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
UBS AG Agenda Number: 932658529
- --------------------------------------------------------------------------------------------------------------------------
Security: H89231338
Meeting Type: Annual
Meeting Date: 18-Apr-2007
Ticker: UBS
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ANNUAL REPORT, GROUP AND PARENT COMPANY ACCOUNTS Mgmt Split 99% For 1% Abstain Split
FOR FINANCIAL YEAR 2006, REPORTS OF THE GROUP
AND STATUTORY AUDITORS
02 APPROPRIATION OF RETAINED EARNINGS DIVIDEND Mgmt For Split
FOR FINANCIAL YEAR 2006
03 DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS Mgmt Split 99% For 1% Against Split
AND THE GROUP EXECUTIVE BOARD
4A1 RE-ELECTION OF BOARD MEMBER: STEPHAN HAERINGER Mgmt For Split
4A2 RE-ELECTION OF BOARD MEMBER: HELMUT PANKE Mgmt For Split
4A3 RE-ELECTION OF BOARD MEMBER: PETER SPUHLER Mgmt For Split
4B1 ELECTION OF NEW BOARD MEMBER: SERGIO MARCHIONNE Mgmt For Split
4C ELECTION OF THE GROUP AND STATUTORY AUDITORS Mgmt Split 98% For 2% Against Split
5A CAPITAL REDUCTION: CANCELLATION OF SHARES REPURCHASED Mgmt For Split
UNDER THE 2006/2007 SHARE BUYBACK PROGRAM AND
RESPECTIVE AMENDMENT OF ARTICLE 4 PARA 1 OF
THE ARTICLES OF ASSOCIATION
5B CAPITAL REDUCTION: APPROVAL OF A NEW SHARE BUYBACK Mgmt For Split
PROGRAM FOR 2007-2010
06 IN CASE OF AD-HOC SHAREHOLDERS MOTIONS DURING Mgmt Split 15% For 85% Against Split
THE ANNUAL GENERAL MEETING, I/WE AUTHORIZE 1% Abstain
MY/OUR PROXY TO ACT IN ACCORDANCE WITH THE
BOARD OF DIRECTORS
- --------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 932659507
- --------------------------------------------------------------------------------------------------------------------------
Security: 907818108
Meeting Type: Annual
Meeting Date: 03-May-2007
Ticker: UNP
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
A.H. CARD, JR. Mgmt Split 98% For 2% Withheld Split
E.B. DAVIS, JR. Mgmt Split 98% For 2% Withheld Split
T.J. DONOHUE Mgmt Split 98% For 2% Withheld Split
A.W. DUNHAM Mgmt Split 98% For 2% Withheld Split
J.R. HOPE Mgmt Split 98% For 2% Withheld Split
C.C. KRULAK Mgmt Split 98% For 2% Withheld Split
M.W. MCCONNELL Mgmt Split 98% For 2% Withheld Split
T.F. MCLARTY III Mgmt Split 98% For 2% Withheld Split
S.R. ROGEL Mgmt Split 98% For 2% Withheld Split
J.R. YOUNG Mgmt Split 98% For 2% Withheld Split
02 APPOINTMENT OF DELOITTE & TOUCHE AS THE INDEPENDENT Mgmt Split 98% For 2% Against Split
REGISTERED PUBLIC ACCOUNTING FIRM. 1% Abstain
03 SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING. Shr Split 52% For 47% Against Split
1% Abstain
04 SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS. Shr Split 32% For 55% Against Split
13% Abstain
- --------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 932634377
- --------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Annual
Meeting Date: 11-Apr-2007
Ticker: UTX
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LOUIS R. CHENEVERT Mgmt For For
GEORGE DAVID Mgmt For For
JOHN V. FARACI Mgmt For For
JEAN-PIERRE GARNIER Mgmt For For
JAMIE S. GORELICK Mgmt For For
CHARLES R. LEE Mgmt For For
RICHARD D. MCCORMICK Mgmt For For
HAROLD MCGRAW III Mgmt For For
RICHARD B. MYERS Mgmt For For
FRANK P. POPOFF Mgmt For For
H. PATRICK SWYGERT Mgmt For For
ANDRE VILLENEUVE Mgmt For For
H.A. WAGNER Mgmt For For
CHRISTINE TODD WHITMAN Mgmt For For
02 APPOINTMENT OF INDEPENDENT AUDITORS FOR 2007 Mgmt For For
03 SHAREOWNER PROPOSAL: DIRECTOR TERM LIMITS Shr Against For
04 SHAREOWNER PROPOSAL: FOREIGN MILITARY SALES Shr Against For
05 SHAREOWNER PROPOSAL: POLITICAL CONTRIBUTIONS Shr Against For
06 SHAREOWNER PROPOSAL: ADVISORY RESOLUTION TO Shr Against For
RATIFY EXECUTIVE COMPENSATION
07 SHAREOWNER PROPOSAL: PAY-FOR-SUPERIOR-PERFORMANCE Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 932703564
- --------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 29-May-2007
Ticker: UNH
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM C. BALLARD, JR. Mgmt For For
RICHARD T. BURKE Mgmt For For
STEPHEN J. HEMSLEY Mgmt For For
ROBERT J. DARRETTA Mgmt For For
02 AMENDMENT TO ARTICLES OF INCORPORATION REQUIRING Mgmt For For
A MAJORITY VOTE FOR ELECTION OF DIRECTORS
03 AMENDMENT TO ARTICLES OF INCORPORATION AND BYLAWS Mgmt For For
PROVIDING FOR THE ANNUAL ELECTION OF ALL MEMBERS
OF THE BOARD OF DIRECTORS
04 AMENDMENT TO ARTICLES OF INCORPORATION AND BYLAWS Mgmt For For
TO ELIMINATE SUPERMAJORITY PROVISIONS FOR THE
REMOVAL OF DIRECTORS
05 AMENDMENT TO ARTICLES OF INCORPORATION TO ELIMINATE Mgmt For For
SUPERMAJORITY PROVISIONS RELATING TO CERTAIN
BUSINESS COMBINATIONS
06 ADOPTION OF RESTATED ARTICLES OF INCORPORATION Mgmt For For
07 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR ENDING DECEMBER 31, 2007
08 SHAREHOLDER PROPOSAL CONCERNING PERFORMANCE-VESTING Shr Against For
SHARES
09 SHAREHOLDER PROPOSAL CONCERNING SUPPLEMENTAL Shr Against For
EXECUTIVE RETIREMENT PLAN
10 SHAREHOLDER PROPOSAL CONCERNING AN ADVISORY Shr Against For
RESOLUTION ON COMPENSATION OF NAMED EXECUTIVE
OFFICERS
11 SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER Shr Against For
NOMINEES FOR ELECTION TO UNITEDHEALTH GROUP
S BOARD OF DIRECTORS
- --------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 932643643
- --------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 24-Apr-2007
Ticker: WFC
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN S. CHEN. Mgmt For For
1B ELECTION OF DIRECTOR: LLOYD H. DEAN. Mgmt For For
1C ELECTION OF DIRECTOR: SUSAN E. ENGEL. Mgmt For For
1D ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Mgmt For For
1E ELECTION OF DIRECTOR: ROBERT L. JOSS. Mgmt For For
1F ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH. Mgmt For For
1G ELECTION OF DIRECTOR: RICHARD D. MCCORMICK. Mgmt For For
1H ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN. Mgmt For For
1I ELECTION OF DIRECTOR: NICHOLAS G. MOORE. Mgmt For For
1J ELECTION OF DIRECTOR: PHILIP J. QUIGLEY. Mgmt For For
1K ELECTION OF DIRECTOR: DONALD B. RICE. Mgmt For For
1L ELECTION OF DIRECTOR: JUDITH M. RUNSTAD. Mgmt For For
1M ELECTION OF DIRECTOR: STEPHEN W. SANGER. Mgmt For For
1N ELECTION OF DIRECTOR: SUSAN G. SWENSON. Mgmt For For
1O ELECTION OF DIRECTOR: JOHN G. STUMPF. Mgmt For For
1P ELECTION OF DIRECTOR: MICHAEL W. WRIGHT. Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR 2007.
03 STOCKHOLDER PROPOSAL REGARDING SEPARATION OF Shr Against For
BOARD CHAIRMAN AND CEO POSITIONS.
04 STOCKHOLDER PROPOSAL REGARDING AN ADVISORY VOTE Shr Against For
ON EXECUTIVE COMPENSATION.
05 STOCKHOLDER PROPOSAL REGARDING ADOPTION OF A Shr Against For
POLICY LIMITING BENEFITS UNDER SUPPLEMENTAL
EXECUTIVE RETIREMENT PLAN.
06 STOCKHOLDER PROPOSAL REGARDING A REPORT ON HOME Shr Against For
MORTGAGE DISCLOSURE ACT (HMDA) DATA.
07 STOCKHOLDER PROPOSAL REGARDING EMISSION REDUCTION Shr Against For
GOALS FOR WELLS FARGO AND ITS CUSTOMERS.
- --------------------------------------------------------------------------------------------------------------------------
WYNN RESORTS, LIMITED Agenda Number: 932679410
- --------------------------------------------------------------------------------------------------------------------------
Security: 983134107
Meeting Type: Annual
Meeting Date: 08-May-2007
Ticker: WYNN
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEPHEN A. WYNN Mgmt For For
ALVIN V. SHOEMAKER Mgmt For For
D. BOONE WAYSON Mgmt For For
02 TO APPROVE THE COMPANY S ANNUAL PERFORMANCE Mgmt For For
BASED INCENTIVE PLAN, INCLUDING INCREASING
THE MAXIMUM PAYABLE THEREUNDER TO ANY INDIVIDUAL
TO $10,000,000.
03 TO RATIFY THE COMPANY S DESIGNATION OF ERNST Mgmt For For
& YOUNG LLP AS THE INDEPENDENT AUDITORS FOR
THE COMPANY AND ALL SUBSIDIARIES FOR THE 2007
FISCAL YEAR.
- --------------------------------------------------------------------------------------------------------------------------
YUM! BRANDS, INC. Agenda Number: 932671008
- --------------------------------------------------------------------------------------------------------------------------
Security: 988498101
Meeting Type: Annual
Meeting Date: 17-May-2007
Ticker: YUM
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID W. DORMAN Mgmt For For
MASSIMO FERRAGAMO Mgmt For For
J. DAVID GRISSOM Mgmt For For
BONNIE G. HILL Mgmt For For
ROBERT HOLLAND, JR. Mgmt For For
KENNETH G. LANGONE Mgmt For For
JONATHAN S. LINEN Mgmt For For
THOMAS C. NELSON Mgmt For For
DAVID C. NOVAK Mgmt For For
THOMAS M. RYAN Mgmt For For
JACKIE TRUJILLO Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 17 Mgmt For For
OF PROXY)
03 SHAREHOLDER PROPOSAL RELATING TO THE MACBRIDE Shr Against For
PRINCIPLES (PAGE 19 OF PROXY)
04 SHAREHOLDER PROPOSAL RELATING TO AN ADVISORY Shr Against For
SHAREHOLDER VOTE TO RATIFY EXECUTIVE COMPENSATION
(PAGE 21 OF PROXY)
05 SHAREHOLDER PROPOSAL RELATING TO A PAY FOR SUPERIOR Shr Against For
PERFORMANCE PROPOSAL (PAGE 24 OF PROXY)
06 SHAREHOLDER PROPOSAL RELATING TO A FUTURE SEVERANCE Shr Against For
AGREEMENTS PROPOSAL (PAGE 27 OF PROXY)
07 SHAREHOLDER PROPOSAL RELATING TO SUSTAINABLE Shr Against For
FISH (PAGE 29 OF PROXY)
08 SHAREHOLDER PROPOSAL RELATING TO A PROPOSAL Shr Against For
REGARDING ANIMAL WELFARE (PAGE 32 OF PROXY)
MARSICO INTERNATIONAL OPPORTUNITIES FUND
- --------------------------------------------------------------------------------------------------------------------------
ABB LTD, ZUERICH Agenda Number: 701212588
- --------------------------------------------------------------------------------------------------------------------------
Security: H0010V101
Meeting Type: OGM
Meeting Date: 03-May-2007
Ticker:
ISIN: CH0012221716
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting No vote
IN THIS MARKET. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting No vote
MEETING NOTICE SENT UNDER MEETING 378755, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
1. Receive the annual report, the consolidated Mgmt No vote
financial statements, the Group Auditors report,
the annual financial statements and the Auditors
report for the fiscal 2006
2. Approve the annual report, the consolidated Mgmt No vote
financial statements and the annual financial
statements for 2006
3. Grant discharge to the Board of Directors and Mgmt No vote
the persons entrusted with Management for fiscal
2006
4. Approve to release CHF 300,000,000 of the othre Mgmt No vote
reserves to retained earnings and that out
of the profit available to the AGM, a dividend
of CHF 0.24 gross per registered share be distributed,
payable as of 8 MAY 2007; calculated on the
total number of issued shares of 2,187,756,317,
this correcponds to a maximum total amount
of CHF 525,061,516
5. Amend the Articles of Incorporation with a new Mgmt No vote
Article 4, as specified: creation of authorized
share capital
6.a Re-elect Mr. Roger Agnelli to the Board of Director, Mgmt No vote
for 1 year, until the AGM 2008
6.b Re-elect Mr. Louis R. Hughes, to the Board of Mgmt No vote
Director, for 1 year, until the AGM 2008
6.c Re-elect Mr. Hans Ulrich Marki, to the Board Mgmt No vote
of Director, for 1 year, until the AGM 2008
6.d Re-elect Mr. Michel De Rosen, to the Board of Mgmt No vote
Director, for 1 year, until the AGM 2008
6.e Re-elect Mr. Michael Treschow, to the Board Mgmt No vote
of Director, for 1 year, until the AGM 2008
6.f Re-elect Mr. Bernd W. Voss, to the Board of Mgmt No vote
Director, for 1 year, until the AGM 2008
6.g Re-elect Mr. Jacob Wallenberg, to the Board Mgmt No vote
of Director, for 1 year, until the AGM 2008
6.H Elect Mr. Hubertus Von Grunberg, to the Board Mgmt No vote
of Director, for 1 year, until the AGM 2008
7. Elect Ernst & Young AG as the Auditors and the Mgmt No vote
Group Auditors for fiscal 2007 and OBT AG as
the Special Auditors to fulfill the required
tasks in connection with capital increase
PLEASE NOTE THAT THIS IS AN AGM. THANK YOU. Non-Voting No vote
- --------------------------------------------------------------------------------------------------------------------------
ACCOR SA, COURCOURONNES Agenda Number: 701225155
- --------------------------------------------------------------------------------------------------------------------------
Security: F00189120
Meeting Type: AGM
Meeting Date: 14-May-2007
Ticker:
ISIN: FR0000120404
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS AN MIX MEETING. THANK Non-Voting No vote
YOU.
French Resident Shareowners must complete, sign Non-Voting No vote
and forward the Proxy Card directly to the
sub custodian. Please contact your Client Service
Representative to obtain the necessary card,
account details and directions. The following
applies to Non-Resident Shareowners: Proxy
Cards: Voting instructions will be forwarded
to the Global Custodians that have become Registered
Intermediaries, on the Vote Deadline Date.
In capacity as Registered Intermediary, the
Global Custodian will sign the Proxy Card and
forward to the local custodian. If you are
unsure whether your Global Custodian acts as
Registered Intermediary, please contact your
representative.
1. Receive the report of the Chairman of the Board Mgmt For For
of Directors on the Board s activities and
internal control procedures, as well as the
Management report prepared by the Board of
Directors and the Auditors report on the financial
statements of Accor SA, approve the financial
statements of the Company for the YE 31 DEC
2006, as presented; the transactions reflected
in the financial statements and the Management
measures taken by the Board of Directors during
the year
2. Receive the Management report of the Board of Mgmt For For
Directors and the Auditors report on the consolidated
financial statements, approve the consolidated
financial statements for the YE 31 DEC 2006,
as presented
3. Approve the recommendation of the Board of Directors Mgmt For For
and resolves to appropriate: 2006 net profit
EUR 487,209,582.31; retained earnings: EUR
389,775,930.57; prior year dividends not paid
out on treasury stock: EUR 2,350,268.80; total
profit available for distribution: EUR 879,335,781.68;
as follows, based on the 212,077,160 shares
outstanding to ordinary dividends: EUR 307,511,882.00
EUR 1.45 per share; to the payment of a special
dividend: EUR 318,115,740.00 EUR 1.50 per
share; to retained earnings: EUR 253,708,159.68;
accordingly, after noting the existence of
profit available for distribution, the ordinary
meeting resolves to pay an ordinary dividend
of EUR 1.45, as well as a special dividend
of EUR 1.50 per share, if the number of shares
carrying rights to the 2006 dividend exceeds
212,077,160, the amount of the ordinary and
special dividends will be raised and the amount
allocated retained earnings will be adjusted
on the basis of the total amount of dividends
actually paid; under the terms of the 2007
Finance Act, eligible shareholders may claim
the 40% tax allowance provided for in Article
158.3.2 of the French General Tax Code on the
total dividend
4. Elect Mr. Augustin de Romanet de Beaune as a Mgmt For For
Director, with effect from the close of this
meeting, for a 3-year term expiring at the
close of the shareholders meeting to be called
to approve the 2009 financial statements
5. Re-appoint Deloitte & Associes as Statutory Mgmt For For
Auditors, for a 6-year term expiring at the
close of the shareholders meeting to be called
to approve the 2012 financial statements
6. Re-appoint BEAS as Alternate Auditors, for a Mgmt For For
6-year term expiring at the close of the shareholders
meeting to be called to approve the 2012 financial
statements
7. Re-appoint Ernst & Young et Autres as Statutory Mgmt For For
Auditors for a 6-year term expiring at the
close of the shareholders meeting to be called
to approve the 2012 financial statements
8. Appoint Auditex, 11 allee de l Arche, Faubourg Mgmt For For
de l Arche, 92400 Courbevoie, France, as an
Alternate Autidor, for a 6-year term expiring
at the close of the shareholders meeting to
be called to approve the 2012 financial statements
9. Receive the Auditors special report on agreements Mgmt For For
governed by Articles L.225-38 et sequence of
the Commercial Code and approve the agreement
entered into with Compagnie des Alpes and Sojer
10. Receive the Auditors special report on agreements Mgmt For For
governed by Articles L.225-38 et sequence of
the Commercial Code and approve the agreement
entered into with Olympique Lyonnais
11. Receive the Auditors special report on agreements Mgmt For For
governed by Articles L.225-38 et sequence of
the Commercial Code, and approve the agreement
entered into with Club Mediterranee and lcade
12. Receive the Auditors special report on agreements Mgmt For For
governed by Articles L.225-38 et sequence of
the Commercial Code and approve the agreement
entered into with Messrs. Paul Dubrule and
Gerard Pelission
13. Receive the Auditors special report on agreements Mgmt For For
governed by Articles L.225-38 et sequence of
the Commercial Code and approve the agreement
entered into with Mr. Gilles Pelisson
14. Receive the Auditors special report on agreements Mgmt For For
governed by Articles L.225-38 et sequence of
the Commercial Code and authorize the continued
application of agreements authorized in prior
periods
15. Authorize the Board: to trade in the Company Mgmt For For
s shares in accordance with Articles L.225-209
et sequence of the Commercial Code, subject
to the conditions set out below: the Board
of Directors may purchase, sell or transfer
shares under this authorization, subject to
compliance with the above-mentioned Code and
in accordance with the practices authorized
by the Autorite des marches financiers, for
the following purposes: to purchase shares
for cancellation in connection with a capital
reduction decided or authorized by the shareholders
in EGM; to purchase shares for allocation upon
exercise of stock options granted under plans
governed by Articles L.225-177 et sequence
of the Commercial Code, or to Members of an
Employee Stock Ownership Plan governed by Articles
L.443-1 et sequence of the Labor Code or to
recipients of stock grants made under plans
governed by Articles L.225-197-1 et sequence
of the Commercial Code; to purchase shares
for allocation on conversion, redemption, exchange
or exercise of share equivalents; to hold shares
in treasury stock for subsequent remittance
in exchange or payment or otherwise in connection
with external growth transactions; the number
of shares acquired for delivery in connection
with a merger, demerger or asset contribution
may not exceed 5% of the Company s capital;
to be used under a liquidity contract that
complies with the code of ethics recognized
by the Autorite des marches financiers; the
share buyback program may also be used for
any other purposes authorized by current or
future Laws and regulations, provided that
the Company informs shareholders of the purpose
of the buybacks in a specific press release;
the shares may not be bought back at a price
of more than EUR 100 per share and may not
be sold at a price of less than EUR 45 per
share; however, the minimum price will not
apply to shares sold upon exercise of stock
options or allocated to employees in the form
of stock grants; in such cases, the sale price
or consideration will be determined in accordance
with the provisions of the plan concerned;
the maximum purchase price and the minimum
sale price will be adjusted to reflect the
impact of any corporate actions, including
any bonus share issue, or any stock-split or
reverse stock-split; in application of Article
179-1 of the decree of 23 MAR 1967 on commercial
companies, the maximum number of shares that
may be acquired under this authorization is
set at 20,650,000, corresponding to a total
investment of no more than EUR 2,065 million
based on the maximum purchase price of EUR
100 per share authorized above; the ordinary
meeting resolves that the purchase, sale or
transfer of shares may be effected and settled
by any method allowed under the Laws and regulations
in force at the transaction date, in one or
several installments, on the market or over-the-counter,
including through the use of options, derivatives -
; particularly, the purchase or sale of
call and put options-; or securities carrying
rights to Company shares, and that the entire
buyback program may be implemented through
a block trade; and to place any and all buy
and sell order, enter into any and all agreements,
carry out any and all reporting and other formalities,
and generally do whatever is necessary to implement
this resolution; these powers may be delegated
subject to compliance with the Law; authority
is for a 18-month period, terminates, with
immediate effect the unused portion of the
previous authorization given in the Resolution
No.21of the ordinary shareholders meeting
held on 09 JAN 2006
16. Authorize the Board of Directors, in accordance Mgmt For For
with Article L.225-209 of the Commercial Code
to reduce the Company s capital, on 1 or several
occasions, by canceling some or all of the
Accor shares held by the Company, provided
that the number of shares cancelled in any
24-month period does not exceed 10% of the
Company s total share capital as at the date
of this meeting; and to: effect the capital
reduction(s); determine the amount and terms
thereof, place on record the capital reduction(s)
resulting from the cancellation of shares under
this resolution; charge the difference between
the carrying amount of the cancelled shares
and their par value against additional paid-in
capital or reserves; amend the Bylaws to reflect
the new capital and generally carry out any
necessary reporting and other formalities;
all in compliance with the laws and regulations
in force when this authorization is used; terminate,
with immediate effect, the unused portion of
the previous authorization given in the Resolution
No. 22 of the extraordinary shareholders meeting
held on 09 JAN 2006; Authority is for an 18-month
period
17. Authorize the Board of Directors: in accordance Mgmt For For
with Articles L.225-129, L.225-129-2, L.228-92
and L. 228-93 and other relevant provisions
of the Commercial Code, to issue shares excluding
preference shares and/or share equivalents,
represented by securities carrying immediate
and/or securities carrying rights to debt securities,
governed by Articles L.228-91 et sequence of
the Commercial Code, to be paid up in cash
or by capitalizing liquid and callable debt;
to determine the amount and timing of said
issues, which may be carried out in France
or on the international market, provided that
existing shareholders are given a pre-emptive
subscription right; the securities may be carried
out in France or on the international market,
provided that existing shareholders are given
a pre-emptive subscription right; the securities
may be denominated in euros, foreign currencies
or any monetary unit determined by reference
to a basket of currencies; that the maximum
aggregate amount by which the capital may be
increased under this authorization, directly
and/or on conversion, exchange, redemption
or exercise of share equivalents, may not exceed
EUR 200 million; this ceiling shall not include
the par value of any shares to be issued pursuant
to the Law to protect the rights of existing
holders of share equivalents in the event of
future corporate actions; that the maximum
aggregate face value of debt securities carrying
rights to shares that are issued under this
authorization may not exceed EUR 4 billion
or the equivalent in foreign currencies or
in any monetary unit determined by reference
to a basket of currencies; that shareholders
will have a pre-emptive right to subscribe
for the shares and/or share equivalents issued
under this authorization, as provided for by
Law, pro rate to their existing holdings; in
addition, the Board of Directors may grant
shareholders a pre-emptive right to subscribe
for any shares and/or share equivalents not
taken up by other shareholders, if the issue
is oversubscribed, such additional pre-emptive
rights shall also be exercisable pro rate to
the existing interest in the Company s capital
of the shareholders concerned; if an issue
is not taken up in full by shareholders exercising
their pre-emptive rights as described above,
the Board of Directors may take 1 or other
of the following courses of action, in the
order of its choice; limit the amount of the
issue to the subscriptions received provided
that at least three-quarters of the issue is
taken up; freely allocate all or some of the
unsubscribed shares and/or share equivalents
among the investors of its choice; offer all
or some of the unsubscribed shares and/or share
equivalents for subscription by the public;
that warrants to subscribe for the Company
s shares may be offered for subscription on
the above basis or allocated among existing
shareholders without consideration; that this
authorization will automatically entail the
waiver of shareholders pre-emptive rights
to subscribe for the shares to be issued on
conversion, exchange, redemption or exercise
of the share equivalents; and to use this authorization
and to delegate said powers subject to compliance
with the Law; and to: decide to carry out a
capital increase and determine the type of
securities to be issued; decide on the amount
of each issue, the issue price and any issue
premium; decide on the timing and other terms
of the issues, including the form and characteristics
of the securities, in the case of issue of
debt securities, the Board of Directors shall
determine whether the debt should be subordinated
or unsubordinated and the ranking of any subordinated
debt in accordance with Article L.228-97 of
the Commercial Code; the interest rate i.e.,
fixed or variable, indexed or zero coupon;
the conditions under which interest payments
may be cancelled or suspended; the life of
the securities i.e., dated or undated; whether
the nominal amount of the securities may be
reduced or increased; and all other terms and
conditions of the issue, including any guarantees
in the form of collateral, and any repayment
conditions such as repayment in assets; the
issued securities may have warrants attached
that are exercisable for other debt securities,
they may also include the option for the Company
to issue debt securities in settlement of interest
whose payment has been suspended by the Company
or they may take the form of complex bonds
as defined by the stock market authorities
for example as a result of their interest
or repayment terms or whether they are indexed
or include embedded options; amend any of
the above terms and conditions during the life
of the securities, provided that the applicable
formalities are carried out; determine the
method by which the shares and/or share equivalents
will be paid up; determine where appropriate,
the terms and conditions for exercising the
rights attached to the shares and/or share
equivalents, notably by setting the date-;
which may be retroactive-; from which
new shares will carry rights; and exercising
any conversion, exchange and redemption rights,
including redemption in exchange for assets
such as other securities of the Company; as
well as any other terms and conditions applicable
to such issues; set the terms and conditions
under which the Company may buy back or exchange
on the open market the issued shares and/or
share equivalents, at any time or within specified
periods, with a view to holding them or canceling
them in accordance with the applicable Laws;
suspend the exercise of the rights attached
to the securities, in accordance with the applicable
Laws and regulations; at its sole discretion,
charge any and all costs incurred in connection
with said issues against the related premiums,
and deduct from these premiums the necessary
amounts to be credited to the legal reserve;
make any and all adjustments to take into account
the impact of corporate actions, including
a change in the par value of the shares; a
bonus share issue paid up by capitalizing reserves,
a stock-split or reverse stock-split, a distribution
of reserves or other assets, or a return of
capital, and determine the method to be used
to ensure that the rights of existing holders
of share equivalents are protected; place on
record the capital increases resulting from
the use of this authorization and amend the
Bylaws to reflect the new capital; generally,
enter into any and all agreements, take all
appropriate steps and carry out all formalities
necessary for the issue, listing and service
of the securities issued pursuant to this authorization
and for the exercise of any related rights;
to terminate, with immediate effect, the authorization
given in the Resolution No. 23 of the EGM of
09 JAN 2006; authority is for a 26-month period
18. Authorize the Board of Directors: in accordance Mgmt For For
with Articles L.225-129 to L.225-129-6, L.225-135,
L.225-136, L.225-148, L.228-92 and L.228-93
and other relevant provisions of the Commercial
Code, to issue, through a public placement,
shares excluding preference shares and/or
share equivalents, represented by securities
carrying immediate and/or further rights to
shares of the Company or of any Company that
is more than 50% owned, directly or indirectly,
and/or securities carrying rights to debt securities,
governed by Articles L.228-91 et sequence of
the Commercial Code, to be paid up in cash
or by capitalizing liquid and callable debt;
to determine the amount and timing of said
issues, which may be carried out in France
or on the international market, provided that
existing shareholders are given a pre-emptive
subscription right; the securities may be denominated
in euros, foreign currencies or any monetary
unit determined by reference to a basket of
currencies these securities may be used as
payment for securities complying with Article
L.225-148 of the Commercial Code that are tendered
to a public exchange offer carried out in France
or abroad in accordance with local regulations,
such as in the case of a reverse merger; that
the maximum aggregate amount by which the capital
may be increased under this authorization,
directly and/or on conversion, exchange, redemption
or exercise of share equivalents, may not exceed
EUR 100 million; this ceiling shall not include
the par value of any shares to be issued pursuant
to the Law to protect the rights of existing
holders of share equivalents in the event of
future corporate actions; that shares may be
issued upon exercise of rights attached to
securities issued by any entity in which the
Company owns over one half of the capital,
directly or indirectly, that are convertible,
exchangeable, redeemable or otherwise exercisable
for shares of the Company, subject to the latter
s approve; that the maximum aggregate face
value of debt securities carrying rights to
shares that are issued under this authorization
may not exceed EUR 2 billion or the equivalent
in foreign currencies; to waive shareholders
pre-emptive rights to subscribe for the shares
or other securities to be issued under this
authorization, however, in accordance with
Paragraph 2 of Article L.225-135 of the Commercial
Code, the Board of Directors may offer shareholders
a priority right to subscribe for all or part
of any issue, for a specified period and subject
to terms and conditions to be set in accordance
with the applicable laws and regulations; this
priority subscription right will not be transferable
and the securities will be allocated pro rata
to shareholders existing interests; if any
shareholders elect not to exercise this right,
the Board of Directors may offer the unsubscribed
securities to the other shareholders, and any
remaining unsubscribed securities will be placed
on the market in France and/or abroad, and/or
on the international market; that if an issue
is not taken up in full by shareholders and
the public, the Board of Directors may take
one or other of the following courses of action,
in the order of its choice: limit the amount
of the issue to the subscriptions received
provided that at least three-quarters of the
issue is taken up; freely allocate all or some
of the unsubscribed shares and/or other securities
among the investors of its choice; that this
authorization will automatically entail the
waiver of shareholders pre-emptive right to
subscribe for the shares to be issued on conversion,
exchange redemption or exercise of the share
equivalents; notes that, in accordance with
Paragraph 1 of Article L.225-136-1 of the Commercial
Code: the issue price of shares issued directly
under this authorization will at least equal
the minimum price set by the applicable regulations
on the issue date currently corresponding
to the weighted average of the prices quoted
for the Company s shares on Euro list by Euro
next over the 3 trading days preceding the
pricing date less a 5% discount, as adjusted
for any difference in cum-dividend dates; the
issue price of share equivalents shall be set
in such a way that the amount received by the
Company at the time of issue plus the amount
to be received on conversion, exchange, redemption
or exercise of said share equivalents is at
least equivalents is at least equal to the
minimum price defined above for each issued
share; the number of shares to be issued on
the conversion, exchange, redemption or exercise
of share equivalents issued under this authorization
shall be determined in such a way as to ensure
that the amount received by the Company-;
taking into account the face value of said
share equivalent-; is at least equal to
the minimum issue price set out above; and
to use this authorization and to delegate said
powers subject to compliance with the Law,
accordingly; and to: decide to carry out a
capital increase and determine the type of
securities to be issued; decide on the amount
of each issue, the issue price and any issue
premium; decide on the timing and other terms
of the issues, including the form and characteristics
of the securities, in the case of issue of
debt securities including securities carrying
rights to debt securities governed by Article
L.228-91 of the Commercial Code, the Board
of Directors shall determine whether the debt
should be subordinated or unsubordinated and
the ranking of any subordinated debt in accordance
with Article L.228-97 of the Commercial Code;
the interest rate i.e., fixed or variable,
indexed or zero coupon; the conditions under
which interest payments may be cancelled or
suspended; the life of the securities i.e.,
dated or undated; whether the nominal amount
of the securities may be reduced or increased;
and all other terms and conditions of the issue,
including any guarantees in the form of collateral,
and any repayment conditions such as repayment
in assets; the issued securities may have
warrants attached that the exercisable for
other debt securities; they may also include
the option for the Company to issue debt securities
in settlement of interest whose payment has
been suspended by the stock market authorities
for example as a result of their interest
or repayment terms or whether they are indexed
or include embedded options; the Board of
Directors may amend any of the above terms
and conditions during the life of the securities,
provided that the applicable formalities are
carried out; determine the method by which
the shares and/or share equivalents will be
paid up; determine, where appropriate, the
terms and conditions for exercising the rights
attached to the shares and/or share equivalents,
notably by setting the date-; which may
be retroactive-; from which new shares
will carry rights; and exercising any conversion,
exchange and redemption rights, including redemption
in exchange for assets such as other securities
of the Company; as well as any other terms
and conditions applicable to such issues; set
the terms and conditions under which the Company
may buy back or exchange on the open market
the issued shares and/or share equivalents,
at any time or within specified period, with
a view to holding them or canceling them in
accordance with the applicable Laws; suspend
the exercise of the rights attached to the
securities, in accordance with the applicable
laws and regulations; in the case of shares
an
19. Authorize the Board of Directors, in accordance Mgmt For For
with Articles L.225-129 et sequence of the
Commercial Code and notably Paragraph 6 of
Article L.225-147, to issue shares and/or share
equivalents contributed to the Company in transactions
not governed by Article L.225-148 of the Commercial
Code; the shares issued directly or indirectly
under this authorization may not exceed 10%
of the Company s capital at the time of the
related issue; subject to compliance with the
Law, accordingly, to approve the value attributed
to contributed assets as well as the granting
of specific benefits; to place the capital
contribution on record; to charge any related
fees and expenses to the share premium; and
to increase the Company s capital and amend
the Bylaws accordingly; in accordance with
the law, the Board of Directors decision to
carry out any issues under this authorization
will be based on the report of one or several
appraisal Auditors, as required by Article
L.225-147 of the Commercial Code; that this
authorization terminates, with immediate effect,
the previous authorization given in the Resolution
No. 25 of the EGM of 09 JAN 2006; authority
is for a 26 months period
20. Authorize the Board of Directors, subject to Mgmt For For
the adoption of the Resolution 17 and/or 18,
and having considered the report of the Board
of Directors and the Auditors special report,
in accordance with Article L.225-135-1 of the
Commercial Code, to increase the number of
securities included in an issue of shares and/or
share equivalents with or without pre-emptive
subscription rights, notably in order to grant
a greenshoe option in accordance with standard
market practices, said additional securities
will be issued at the same price as for the
original issue in accordance with the condition
and ceilings specified in the applicable regulations
currently the additional securities must be
issued within 30 days of the close of the original
subscription period and may not represent more
than 15% of the original issue amount; such
additional issues are also subject to the blanket
ceiling set in the Resolution No. 22; that
this authorization-which may be delegated subject
to compliance with the law-terminates, with
immediate effect, the unused portion of the
previous authorization given in the Resolution
No. 26 of the EGM of 09 JAN 2006; Authority
is for a 26-month period
21. Authorize the Board of Directors: in accordance Mgmt For For
with the quorum and majority rules applicable
to ordinary resolutions, and in accordance
with Articles L.225-129, L.225-129-2 and L.225-130
of the Commercial Code, to increase the capital
by capitalizing retained earnings, profit,
additional paid-in capital or other eligible
amounts, including in conjunction with a share
issue for cash carried out under the resolution
17 or 18, and to issue bonus shares and/or
increase the par value of existing shares,
as well as to determine the amount and timing
of such increases; that the maximum aggregate
amount by which the capital may be increased
under this authorization may not exceed EUR
200 million, this ceiling shall not include
the par value of any shares to be issued, pursuant
to the Law to protect the rights of existing
holders of share equivalents in the event of
further corporate actions; to use this authorization
and to delegate said powers subject to compliance
with the law, accordingly, and to: set the
terms and conditions of the authorized operations,
decide the amount and types of items to be
capitalized, the number of new shares to be
issued or the amount by which the par value
of existing shares is to be increased, set
the retrospective or future date from which
the new shares will carry dividend and voting
rights or the date on which the increase in
par value will be effective, and to charge
the share issuance costs and any other costs
against the related premium; decide that, in
accordance with the provisions of Article L.225-130
of the Commercial Code, rights to fractions
of shares will be non-transferable and that
the corresponding shares will be sold; with
the proceeds of such sale attributed to holders
of rights in accordance with the applicable
law and regulations; take all necessary measures
and enter into any and all agreements to permit
the execution of the planned transaction or
transactions, and generally do whatever is
necessary, carry out all actions and formalities
required to implement the capital increase
or increases carried out under this authorization
and amend the Bylaws to reflect the new capital;
Authority is for a 26-months as from the date
of this meeting and terminates, with immediate
effect, the previous authorization given in
the 27 resolution of the EGM of 09 JAN2006
22. Approve, by virtue of the adoption of the 17,18, Mgmt For For
19, 20 and 21 resolutions, to set at EUR 300
million the maximum aggregate par value of
shares to be issued directly or on conversion,
exchange, redemption or exercise of share equivalents
pursuant to the above authorizations; said
ceiling shall not include the par value of
any additional shares to be issued pursuant
to the Law to protect the rights of existing
holders of share equivalents in the event of
further corporate actions
23. Authorize the Board of Directors: in accordance Mgmt For For
with Articles L.225-129-6 and L.225-138-1 of
the Commercial Code and Articles L.443-1 et
sequence of the Labor Code, to issue shares
and/or share equivalents on 1 or more occasions
to employees of the Company and French and
foreign related companies within the meaning
of Article L.225-180 of the Commercial Code,
who are Members of an Accor Group employee
stock ownership plan Plan d Epargne d entreprise;
to grant shares and/or share equivalents to
employees free of consideration, within the
limits prescribed in Article L.443-5, paragraph
4, of the Labor Code, within the framework
of this or these capital increases; that the
total number of shares that may be issued directly
or indirectly under this authorization may
not exceed the equivalent of 2% of the Company
s capital as of the date of this meeting; that
the maximum subscription price for the securities
issued under this authorization may not exceed
the average of the price quoted for Accor shares
during the 20 trading days preceding the Board
of Directors decision setting the opening
date of the subscription period and the minimum
price may not represent said average less the
maximum discount authorized by Law, and that
the characteristics of any share equivalents
issued will be set in accordance with the applicable
regulations; that these decisions will automatically
entail the wavier by shareholders of their
pre-emptive to subscribe for any shares and\or
share equivalents to be issued in accordance
with this authorization, as well as their rights
concerning any shares and\or share equivalents
offered to employees free of consideration
pursuant to this authorization; and to use
this authorization and to delegate said powers
subject to compliance with the Law; accordingly,
to; draw up the list of Companies whose employees
will be entitled to subscribe for the shares
and\or share equivalents; decide that the securities
may be acquired either through a corporate
mutual fund or directly; allow employees a
specified period of time to pay up their securities;
set the terms and conditions of membership
of the Employee Stock Ownership Plan, as well
as draw up or amend the plans rules; set the
opening and closing dates of the subscription
period and the issue price of the securities;
determine the number of new shares to be issued;
place on record the capital increases; carry
out any and all transactions and formalities,
directly or through a duly authorized representative;
amend the Company s Bylaws to reflect the new
capital and, generally, take all appropriate
action and do whatever in necessary to comply
with the applicable laws and regulations; that
this authorization terminates, with immediate
effect, the unused portion of the previous
authorization given in the Resolution 29 of
the extraordinary shareholders meeting of
09 JAN 2006; Authority is for a 28-month
period
24. Amend the Company s By Laws in order to align Mgmt For For
them with Article 35 of Decree 2006-1566 dated
11 DEC 2006 relating to the shareholders meeting
and consequently amend the wording of Article
24 of the By Laws entitled notice of shareholders
meetings, as specified
25. Amend the Company s Bylaws to align them with Mgmt For For
Paragraph 2 of Article 30 of decree 2006-1566
dated 11 DEC 2006 concerning participation
in shareholder s meeting via video or telecommunication
link, and consequently amend the wording of
the third paragraph of Article 25 of the Bylaws,
entitled organization of shareholders meeting
, as specified
26. Grant full powers to the bearer of an original, Mgmt For For
extract or copy of the minutes of this meeting
to carry out any and all filing and other formalities
required by Law
- --------------------------------------------------------------------------------------------------------------------------
ACTELION LTD., ALLSCHWIL Agenda Number: 701194754
- --------------------------------------------------------------------------------------------------------------------------
Security: H0032X135
Meeting Type: AGM
Meeting Date: 04-May-2007
Ticker:
ISIN: CH0010532478
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting No vote
IN THIS MARKET. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting No vote
MEETING NOTICE SENT UNDER MEETING 376361, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
1. Approve the annual report, financial statements Mgmt No vote
and the Group consolidated financial statements
per 31 DEC 2006
2. Approve the appropriation of available annual Mgmt No vote
result per 31 DEC 2006
3. Grant discharge to the Board of Directors and Mgmt No vote
the Management
4.1 Re-elect Mr. Werner Henrich as a Member of the Mgmt No vote
Board of Director
4.2 Re-elect Mr. Jean Malo as a Member of the Board Mgmt No vote
of Director
4.3 Re-elect Dr. Armin Kessler as a Member of the Mgmt No vote
Board of Director
5. Appoint the Auditors and the Group Auditors Mgmt No vote
6.1 Amend the conditional capital for appropriation Mgmt No vote
of issue for the employee
6.2 Amend the capital for the appropriation of the Mgmt No vote
strategic and financial business opportunities
7. Approve the stocksplit and to change the nominal Mgmt No vote
value of shares
- --------------------------------------------------------------------------------------------------------------------------
ADVANTEST CORPORATION Agenda Number: 701235132
- --------------------------------------------------------------------------------------------------------------------------
Security: J00210104
Meeting Type: AGM
Meeting Date: 27-Jun-2007
Ticker:
ISIN: JP3122400009
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note this announcement is being provided Non-Voting No vote
to inform you that the true agenda has been
released and is available for your review.
(Please refer to the attached PDF files.)
1. Approve Appropriation of Retained Earnings Mgmt No vote
2. Approve Payment of Bonuses to Corporate Officers Mgmt No vote
3.1 Appoint a Director Mgmt No vote
3.2 Appoint a Director Mgmt No vote
3.3 Appoint a Director Mgmt No vote
3.4 Appoint a Director Mgmt No vote
3.5 Appoint a Director Mgmt No vote
3.6 Appoint a Director Mgmt No vote
3.7 Appoint a Director Mgmt No vote
3.8 Appoint a Director Mgmt No vote
3.9 Appoint a Director Mgmt No vote
4.1 Appoint a Corporate Auditor Mgmt No vote
4.2 Appoint a Corporate Auditor Mgmt No vote
4.3 Appoint a Corporate Auditor Mgmt No vote
5. Amend the Compensation to be received by Corporate Mgmt No vote
Officers
6. Approve Issuance of Share Acquisition Rights Mgmt No vote
as Stock Options
- --------------------------------------------------------------------------------------------------------------------------
AMERICA MOVIL, S.A.B. DE C.V. Agenda Number: 932692230
- --------------------------------------------------------------------------------------------------------------------------
Security: 02364W105
Meeting Type: Special
Meeting Date: 27-Apr-2007
Ticker: AMX
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I APPOINTMENT OR, AS THE CASE MAY BE, REELECTION Mgmt For For
OF THE MEMBERS OF THE BOARD OF DIRECTORS OF
THE COMPANY THAT THE HOLDERS OF THE SERIES
L SHARES ARE ENTITLED TO APPOINT. ADOPTION
OF RESOLUTIONS THEREON.
II APPOINTMENT OF DELEGATES TO EXECUTE AND, IF Mgmt For For
APPLICABLE, FORMALIZE THE RESOLUTIONS ADOPTED
BY THE MEETING. ADOPTION OF RESOLUTIONS THEREON.
- --------------------------------------------------------------------------------------------------------------------------
AXA SA, PARIS Agenda Number: 701228911
- --------------------------------------------------------------------------------------------------------------------------
Security: F06106102
Meeting Type: MIX
Meeting Date: 14-May-2007
Ticker:
ISIN: FR0000120628
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
French Resident Shareowners must complete, sign Non-Voting No vote
and forward the Proxy Card directly to the
sub custodian. Please contact your Client Service
Representative to obtain the necessary card,
account details and directions. The following
applies to Non-Resident Shareowners: Proxy
Cards: Voting instructions will be forwarded
to the Global Custodians that have become Registered
Intermediaries, on the Vote Deadline Date.
In capacity as Registered Intermediary, the
Global Custodian will sign the Proxy Card and
forward to the local custodian. If you are
unsure whether your Global Custodian acts as
Registered Intermediary, please contact your
representative.
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 368902 DUE TO THE RECEIPT OF AN ADDITIONAL
RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL NEED
TO REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU.
O.1 Approve the reports of the Executive Committee, Mgmt No vote
the remarks of the Supervisory Board and the
report of the Auditors and the Company s financial
statements for the YE in 31 DEC 2006, as presented,
showing income of EUR 1,432,561,750.00
O.2 Receive the report of the Executive Committee, Mgmt No vote
the remarks of the Supervisory Board and the
report of the Auditors and approve the consolidated
financial statements for the said FY, in the
form presented to the meeting
O.3 Approve the recommendations of the Executive Mgmt No vote
Committee and of the Supervisory Board and
the records that: the earnings for the FY are
of EUR 1,432,561,750.00 the retained earnings
are of EUR 1,530,641,322.00 i.e. unavailable
result of EUR 2,963,203,072.00, to be allocated
as follows: to fund the legal reserve: EUR
46,138,302.00 to the dividend: EUR 2,218,461,613.00
to the retained earnings: EUR 698,603,157.00,
the shareholders will receive a net dividend
of EUR 1.06 per share, and will entitle natural
persons fiscally domiciliated in France, to
the 40% allowance this dividend will be paid
on 21 MAY 2007 for the 2,092,888,314 shares
bearing an accruing dividend as of 01 JAN 2006,
as required by Law, in the event that the Company
holds some of its own shares on the day the
dividends are paid, the profit of the unpaid
dividends on such shares, shall be allocated
to the retained earnings account
O.4 Receive the special report of the Auditors on Mgmt No vote
agreements governed by Article L.225-86 of
the French Commercial Code and approve the
agreement set forth in said report concerning
the protocol of agreement between the Group
AXA and the Group Schneider
O.5 Receive the special report of the Auditors on Mgmt No vote
agreements governed by Article L.225-86 of
the French Commercial Code and approve the
agreements authorized previously to the 2006
FY and which remained in force during the FY
O.6 Approve to renew the appointment of Mr. Jean-Renefourtou Mgmt No vote
as a Member of the Supervisory Board for a
4-year period
O.7 Approve to renew the appointment of Mr. Leo Mgmt No vote
Apotheker as a Member of the Supervisory Board
for a 4-year period
O.8 Approve to renew the appointment of Mr. Gerard Mgmt No vote
Mestrallet as a Member of the Supervisory Board
for a 4-year period
O.9 Approve to renew the appointment of Mr. Ezra Mgmt No vote
Suleiman as a Member of the Supervisory Board
for a 4-year period
O.10 Appoint Mr. Jean-Martin Folz as a Member of Mgmt No vote
the Supervisory Board for a 4-year period
O.11 Appoint Mr. Giuseppe Mussari as a Member of Mgmt No vote
the Supervisory Board for a 4-year period
O.12 Approve to award total annual fees of EUR 1,100,000.00 Mgmt No vote
to the Supervisory Board
O.13 Authorize the Executive Committee, to buy back Mgmt No vote
the Company s shares on the open market, subject
to the conditions described below: maximum
purchase price: EUR 45.00; maximum number of
shares to be acquired: 10% of the share capital
i.e. 209,288,831 shares on 22 JAN 2007; the
number of shares acquired by the Company with
a view to their retention or their subsequent
delivery in payment or exchange as part of
a merger, divestment or capital contribution
cannot exceed 5% of its capital i.e. 104,644,415
shares on 22 JAN 2007, it supersedes the fraction
unused of the authorization granted by the
shareholders meeting of 04 MAY 2006 in its
Resolution 8; Authority expires after the
end of a 18-month period; and to take all
necessary measures and accomplish all necessary
formalities
E.14 Authorize the Executive Committee, to decide Mgmt No vote
on one or more capital increases up to a maximum
nominal amount of EUR 1,000,000,000.00, by
way of capitalizing reserves, profits, or additional
paid-in capital, by issuing bonus shares and,
or raising the par value of existing shares;
this amount is distinct from the ceiling of
EUR 1,500,000,000.00 set forth in Resolution
15, it supersedes the fraction unused of the
authorization granted by the shareholders
meeting of 20 APR 2005 in its Resolution 15;
Authority expires after the end of a 26-month
period; and to take all necessary measures
and accomplish all necessary formalities
E.15 Authorize the Executive Committee, to decide Mgmt No vote
on one or more capital increases, in France
or abroad, up to a maximum nominal amount of
EUR 1,500,000,000.00, by issuance, with preferred
subscription rights maintained, of common shares
of the Company as well as securities giving
access to common shares of the Company or of
a Company in which it holds directly or not
more than half of the capital a subsidiary;
the nominal amount increases resulting from
the present resolution and the Resolutions
E.16 to E.21 shall count against this ceiling;
the maximum nominal amount of debt securities
which may be issued shall not exceed EUR 6,000,000,000.00
this amount is common to all securities, the
issuance of which is provided for in Resolutions
16 to 21, this authorization supersedes the
fraction unused of the authorization granted
by the shareholders meeting of 20 APR 2005
in its Resolution 16; Authority expires after
the end of a 26-month period; and to take
all necessary measures and accomplish all necessary
formalities
E.16 Authorize the Executive Committee, to decide Mgmt No vote
on one or more capital increases, in France
or abroad, of a maximum nominal amount of EUR
1,000,000,000.00, by issuance, with cancellation
of preferential subscription rights, of common
shares of the Company as well as securities
giving access to common shares of the Company
or of a Company in which it holds more than
half of the capital a subsidiary the nominal
amount of capital increase resulting from the
present resolution, the Resolution E.15 and
the Resolutions E.17 to E.21 not exceeding
EUR 1,500,000,000.00; the maximum nominal amount
of debt securities which may be issued shall
not exceed EUR 6,000,000,000.00 this amount
shall count against the ceiling set forth in
Resolution E.15, this authorization supersedes
the fraction unused of the authorization granted
by the shareholders meeting of 20 APR 2005
in its Resolution 17; Authority expires after
the end of a 26-month period; and to take
all necessary measures and accomplish all necessary
formalities
E.17 Authorize the Executive Committee within the Mgmt No vote
limit of 10% of the Company s share capital
over a 12-month period as well as the overall
amount fixed by the Resolution E.16 against
which it shall count, to set the issue price
of the ordinary shares or securities to be
issued giving access to the capital in accordance
with the conditions set forth in Resolution
16, this authorization supersedes the fraction
unused of the authorization granted by the
shareholders meeting of 20 APR 2005 in its
Resolution 18; Authority expires after the
end of a 26-month period; and to take all
necessary measures and accomplish all necessary
formalities
E.18 Authorize the Executive Committee may decide, Mgmt No vote
for each one of the issuances decided accordingly
to Resolutions E.15 to E.17, with or without
preferential subscription rights of shareholders,
to increase the number of common shares and
securities to be issued within the limit of
the ceilings set forth in Resolutions E.15
and E.16, it supersedes the fraction unused
of the authorization granted by the shareholders
meeting of 20 APR 2005 in its Resolution 18;
Authority expires after the end of a 26-month
period
E.19 Authorize the Executive Committee, to decide Mgmt No vote
on the issuance of common shares of the Company
or securities giving access to shares in issue
or to be issued of the Company, in consideration
for securities tendered in a Public Exchange
offer initiated by the Company in France or
abroad, it supersedes the fraction unused of
the authorization granted by the shareholders
meeting of 20 APR 2005 in its Resolution 20;
Authority expires after the end of a 26-month
period; and to take all necessary measures
and accomplish all necessary formalities
E.20 Authorize the Executive Committee, to decide Mgmt No vote
on the issuance, up to 10% of the share capital,
of common shares of the Company or securities
giving access to existing shares or shares
to be issued in consideration for the contributions
in kind granted to the Company and comprised
of capital securities or securities giving
access to the share capital; this nominal ceiling
of capital increase not exceeding the ceiling
set forth in Resolution E.16, it supersedes
the fraction unused of the authorization granted
by the shareholders meeting of 20 APR 2005
in its Resolution 21; Authority expires after
the end of a 26-month period; and to take
all necessary measures and accomplish all necessary
formalities
E.21 Authorize the Executive Committee, accordingly Mgmt No vote
to Resolution 16, to decide on the issuance,
in France or abroad, up to a maximum nominal
amount of EUR 1,000,000,000.00, with cancellation
of preferential subscription rights, of common
shares of the Company to which the securities
issued by one or more Company companies
in which the Company holds directly or indirectly
more than half of the share capital a subsidiary
will give right; this amount shall count against
the ceiling fixed by Resolution E.16, it supersedes
the fraction unused of the authorization granted
by the shareholders meeting of 20 APR 2005
in its Resolution 22; Authority expires after
the end of a 26-month period; and to take
all necessary measures and accomplish all necessary
formalities
E.22 Authorize the Executive Committee, to decide Mgmt No vote
on the issuance, on 1 or more occasions, in
France or abroad, up to a maximum nominal amount
of EUR 2,000,000,000.00, of bonds with bond
warrants and securities giving right to the
allocation of debt securities, it supersedes
the fraction unused of the authorization granted
by the shareholders meeting of 20 APR 2005
in its Resolution 23; Authority expires after
the end of a 26-month period; and to take
all necessary measures and accomplish all necessary
formalities
E.23 Authorize the Executive Committee, to increase Mgmt No vote
the share capital, on one or more occasions,
at its sole discretion, in favor of employees
and former employees of the Company or Companies
or Groups linked to it, who are the Members
of the Company Savings Plans and for a nominal
amount that shall not exceed EUR 150,000,000.00,
this delegation supersedes the fraction unused
of the delegation granted by the shareholders
meeting of 20 APR 2005 in its Resolution 24;
Authority expires after the end of a 26-month
period; and to take all necessary measures
and accomplish all necessary formalities
E.24 Authorize the Executive Committee, in accordance Mgmt No vote
with the Ambition 2012 Project, to grant, for
free, on 1 or more occasions, existing or future
shares, in favor of the employees of the Company
and related companies or Groups, they may not
represent more than 0.7% of the share capital;
Authority expires after the end of a 38-month
period; and to take all necessary measures
and accomplish all necessary formalities
E.25 Authorize the Executive Committee, subject to Mgmt No vote
the condition precedent that the Resolution
13 is approved, to reduce the share capital,
on 1 or more occasions and at its sole discretion,
by canceling all or part of the shares held
by the Company in connection with the Stock
Repurchase Plan of the Resolution E.13, up
to a maximum of 10% of the share capital over
a 24-month period
E.26 Amend the Indents 3 to 6 of the Article 23 of Mgmt No vote
the Bylaws concerning the turnout and the voting
means of the shareholders
E.27 Amend Paragraphs 2 to 8 and 10 of the Article Mgmt No vote
C of the Bylaws concerning the conditions to
elect persons to be Member of the Supervisory
Board that representing shareholders salaried
E.28 Grant powers for formalities Mgmt No vote
- --------------------------------------------------------------------------------------------------------------------------
BAE SYSTEMS PLC Agenda Number: 701064444
- --------------------------------------------------------------------------------------------------------------------------
Security: G06940103
Meeting Type: EGM
Meeting Date: 04-Oct-2006
Ticker:
ISIN: GB0002634946
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the disposal of the Company s 20% shareholding Mgmt For For
in Airbus S.A.S. to European Aeronautic Defence
and Space Company EADS N.V. and authorize the
Directors to take all steps necessary to implement
the disposal
- --------------------------------------------------------------------------------------------------------------------------
BAE SYSTEMS PLC Agenda Number: 701198409
- --------------------------------------------------------------------------------------------------------------------------
Security: G06940103
Meeting Type: AGM
Meeting Date: 09-May-2007
Ticker:
ISIN: GB0002634946
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receive the audited accounts of the Company Mgmt For For
for the YE 31 DEC 2006 and the Directors reports
and the Auditors report thereon
2. Approve the Directors remuneration report for Mgmt For For
the YE 31 DEC 2006
3. Declare the final dividend for the YE 31 DEC Mgmt For For
2006 of 6.9 pence per ordinary share payable
on 01 JUN 2007 to ordinary shareholders whose
names appeared on the Register of Members at
the close of business on 20 APR 2007
4. Re-elect Mr. Ulrich Cartelleri as a Director Mgmt For For
of the Company, who retires pursuant to Article
85
5. Re-elect Mr. Michael Hartnall as a Director Mgmt For For
of the Company, who retires pursuant to Article
85
6. Re-elect Mr. George Rose as a Director of the Mgmt For For
Company, who retires pursuant to Article 85
7. Elect Mr. Walter Havenstein as a Director of Mgmt For For
the Company, who retires pursuant to Article
91
8. Elect Mr. Ian King as a Director of the Company, Mgmt For For
who retires pursuant to Article 91
9. Elect Sir Nigel Rudd as a Director of the Company, Mgmt For For
who retires pursuant to Article 91
10. Re-appoint KPMG Plc as the Auditors of the Company Mgmt For For
until the next AGM at which accounts are laid
before the Company
11. Authorize the Audit Committee of the Board of Mgmt For For
Directors to fix the remuneration of the Auditors
12. Authorize the Company: i) to make donations Mgmt For For
to EU Political Organizations and ii) to incur
EU Political expenditure provided that the
aggregate amount of such donations and expenditure
made by the Company and other Company authorized
by a resolution of the shareholders of the
Company shall not exceed GBP 100,000; Authority
expires the earlier the conclusion of the AGM
in 2008 or 09 AUG 2008
13. Authorize the BAE Systems Marine Limited: i) Mgmt For For
to make donations to EU Political Organizations
and ii) to incur EU Political Expenditure provided
that the aggregate amount of such donations
and expenditure made by the BAE Systems Marine
Limited and any other Company authorized by
a resolution of the shareholders of the Company
shall not exceed GBP 100,000; and, Authority
expires the earlier of the conclusion of the
next AGM of the Company in 2008 or 09 AUG 2008
14. Authorize the BAE Systems (Operations) Limited Mgmt For For
to make donations to EU Political Organizations
and to incur EU Political Expenditure provided
that the aggregate amount of such donations
and expenditure on the terms as specified replacing
the words BAE Systems Marine Limited with
BAE Systems (Operations) Limited
15. Authorize the BAE Systems Land Systems (Munitions Mgmt For For
& Ordnance) Limited: i) to make donations to
EU Political Organizations and ii) to incur
EU Political Expenditure on the terms as specified
replacing the words BAE Systems Marine Limited
with BAE Systems (Munitions & Ordnance) Limited
16. Authorize the BAE Systems Land Systems (Weapons Mgmt For For
& Vehicles) Limited: i) to make donations to
EU Political Organizations and ii) to incur
EU Political Expenditure on the terms as specified
replacing the words BAE Systems Marine Limited
with BAE Systems (Weapons & Vehicles) Limited
17. Authorize the BAE Systems Hagglunds AB: i) to Mgmt For For
make donations to EU Political Organizations
and ii) to incur EU Political Expenditure on
the terms as specified replacing the words
BAE Systems Marine Limited with BAE Systems
Hagglunds AB
18. Approve to renew the authority conferred on Mgmt For For
the Directors by Article 12(B)(i) of the Articles
of Association of the Company for the period
ending on 08 AUG 2008 or, if earlier, on the
day before the Company s AGM in 2008 and that
for such period the Section 80 amount shall
be GBP 26,664,742
S.19 Approve to renew the authority conferred on Mgmt For For
the Directors by Article 12(B)(ii) of the Articles
of Association of the Company for the period
ending on 08 AUG 2008 or, if earlier, on the
day before the Company s AGM in 2008 and that
for such period the Section 89 amount shall
be GBP 4,000,111
S.20 Authorize the Company, for the purpose of Section Mgmt For For
166 of the Companies Act 1985, to make market
purchases Section 163 of the Act of up to
320,008,915 ordinary shares of 2.5p each in
the capital of the Company, at a minimum price
of 2.5p and up to 105% of the average middle
market quotations for such shares derived from
the London Stock Exchange Daily Official List,
over the previous 5 business days; Authority
expires the earlier of the conclusion of the
next AGM of the Company or on 09 AGU 2008;
the Company, before the expiry, may make a
contract to purchase ordinary shares which
will or may be executed wholly or partly after
such expiry
S.21 Authorize the Company, (i) subject to and in Mgmt For For
accordance with the provisions of the Companies
Act 2006, the Disclosure and Transparency Rules
published by the Financial Services Authority
and the Articles of Association, to send, convey
or supply all types of notices, documents or
information to the Members by means of electronic
equipment for the processing (including digital
compression), storage and transmission of data,
employing wires, radio optical technologies,
or any other electronic means, including, without
limitation, by sending such notices, documents
or information by electronic mail or by making
such notices, documents or information available
on a website; and, (ii) to amend the Articles
of Association of the Company as specified
- --------------------------------------------------------------------------------------------------------------------------
BANCA INTESA SPA, MILANO Agenda Number: 701104301
- --------------------------------------------------------------------------------------------------------------------------
Security: T17074104
Meeting Type: MIX
Meeting Date: 30-Nov-2006
Ticker:
ISIN: IT0000072618
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
# 345625 DUE TO CHANGE IN THE NUMBER OF RESOLUTIONS.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting No vote
REACH QUORUM, THERE WILL BE A SECOND CALL ON
01 DEC 2006. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT
YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM
IS MET OR THE MEETING IS CANCELLED. THANK YOU.
E.1 Approve the revocation, for the unexecuted part, Mgmt No vote
of the resolution of the shareholders meeting
of Banca Intesa S.P.A. dated 17 DEC 2002, in
relation to the attribution to the Board of
Directors of the power to increase the share
capital up to a maximum amount of EUR 52,000,000
in order to support the Stock Option Plan
E.2 Approve, the project for the merger into Banca Mgmt No vote
Intesa S.P.A. of Sanpaolo Imi S.P.A. which
entails, among other issues: i) the increase
in share capital in order to support the merger
for a total maximum amount of EUR 3,037,379,042.88;
ii) a further increase in share capital for
a maximum nominal amount of E EUR 15,835,003.08
in order to support the Stock Option Plans
already resolved upon by Sanpaolo Imi S.P.A.;
and iii) adopt a new text of Articles of Association,
which is characterized, among other things,
by the adoption of the dual Corporate Governance
system
A.1.1 Elect candidates proposed by Fonsazione CARIPLO Mgmt No vote
to the Supervisory Board
A.1.2 Elect candidates proposed by ACRA to the Supervisory Mgmt No vote
Board
A.2 Authorize for the purchase and subsequent assignment Mgmt No vote
for free to the employees of shares of Banca
Intesa
- --------------------------------------------------------------------------------------------------------------------------
BANCA INTESA SPA, MILANO Agenda Number: 701187812
- --------------------------------------------------------------------------------------------------------------------------
Security: T55067101
Meeting Type: MIX
Meeting Date: 03-May-2007
Ticker:
ISIN: IT0000072618
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THE MEETING HELD ON 30 APR Non-Voting No vote
2007 HAS BEEN POSTPONED AND THAT THE SECOND
CONVOCATION WILL BE HELD ON 03 MAY 2007. PLEASE
ALSO NOTE THE NEW CUTOFF DATE IS 02 MAY 2007.
IF YOU HAVE ALREADY SENT YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approve the allocation of net income relating Mgmt No vote
to the financial statements as at 31 DEC 2006
and dividend distribution
O.2 Grant authority for the purchase and disposal Mgmt No vote
of own shares to serve Incentive Schemes in
favour of employees of the Company
O.3 Appoint the Supervisory Board Members and approve Mgmt No vote
related resolutions
O.4 Approve the resolutions upon the insurance of Mgmt No vote
civil responsibility of Supervisory Board Members
O.5 Approve to revise the compensation of Independent Mgmt No vote
Auditors Reconta Ernst & Young S.P.A.
E.1 Amend the Articles of Association: 7 shareholder Mgmt No vote
s meeting, 17 powers of the Management Board,
18 Chairman of the Management Board, 20 Manager
in charge of preparing the Company s financial
reports, 22 Supervisory Board, 23 election
of Supervisory Board, 25 competence of the
Supervisory Board), 30 accounting control,
to be adopted also in compliance with Law No.
262 of 28 DEC 2005 and Legislative Decree No.
303 of 29 DEC 2006 the so-called Savings Law
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF RECORD DATE. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
- --------------------------------------------------------------------------------------------------------------------------
CANADIAN NATIONAL RAILWAY COMPANY Agenda Number: 932649126
- --------------------------------------------------------------------------------------------------------------------------
Security: 136375102
Meeting Type: Annual
Meeting Date: 24-Apr-2007
Ticker: CNI
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL R. ARMELLINO Mgmt For For
A. CHARLES BAILLIE Mgmt For For
HUGH J. BOLTON Mgmt For For
J.V. RAYMOND CYR Mgmt For For
AMB. GORDON D. GIFFIN Mgmt For For
JAMES K. GRAY Mgmt For For
E. HUNTER HARRISON Mgmt For For
EDITH E. HOLIDAY Mgmt For For
V.M. KEMPSTON DARKES Mgmt For For
ROBERT H. LEE Mgmt For For
DENIS LOSIER Mgmt For For
HON. EDWARD C. LUMLEY Mgmt For For
DAVID G.A. MCLEAN Mgmt For For
ROBERT PACE Mgmt For For
02 APPOINTMENT OF KPMG LLP AS AUDITORS Mgmt For For
03 RESOLUTION APPROVING AMENDMENTS TO MANAGEMENT Mgmt For For
LONG-TERM INCENTIVE PLAN
04 SHAREHOLDER PROPOSAL NO. 1 Shr Against For
05 SHAREHOLDER PROPOSAL NO. 2 Shr Against For
- --------------------------------------------------------------------------------------------------------------------------
CAPITALAND LTD Agenda Number: 701178003
- --------------------------------------------------------------------------------------------------------------------------
Security: Y10923103
Meeting Type: EGM
Meeting Date: 27-Apr-2007
Ticker:
ISIN: SG1J27887962
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Authorize the Directors of the Company, for Mgmt For For
the purposes of Sections 76C and 76E of the
Companies Act, Chapter 50 of the Companies Act,
to purchase or otherwise acquire ordinary shares
in the capital of the Company Shares not
exceeding in aggregate the Maximum Limit as
hereafter defined, at such price or prices
as may be determined by the Directors from
time to time up to the maximum price as hereafter
defined, whether by way of: i) market purchases
on the Singapore Exchange Securities Trading
Limited SGX-ST and/or any other stock exchange
on which the Shares may for the time being
be listed and quoted Other Exchange; and/or
ii) off-market purchases if effected otherwise
than on the SGX-ST or, as the case may be,
Other Exchange in accordance with any equal
access schemes as may be determined or formulated
by the Directors as they consider fit, which
schemes shall satisfy all the conditions
prescribed by the Companies Act, and otherwise
in accordance with all other laws and regulations
and rules of the SGXST or, as the case may
be, Other Exchange as may for the time being
be applicable; Authority expires the earlier
at the conclusion of the next AGM of the Company
is held or the date by which the next AGM of
the Company is required by Law to be held;
and authorize the Directors of the Company
and/or any of them to complete and do all such
acts and things including executing such documents
as may be required as they and/or he may consider
expedient or necessary to give effect to the
transactions contemplated and/or authorized
by this resolution
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting No vote
IN RECORD DATE. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
- --------------------------------------------------------------------------------------------------------------------------
CAPITALAND LTD Agenda Number: 701179120
- --------------------------------------------------------------------------------------------------------------------------
Security: Y10923103
Meeting Type: AGM
Meeting Date: 27-Apr-2007
Ticker:
ISIN: SG1J27887962
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receive and adopt the Directors report and Mgmt For For
the audited financial statements for the YE
31 DEC 2006 and the Auditors report thereon
2. Declare the following dividends for the YE 31 Mgmt For For
December 2006: a) a first and final dividend
of 7.00c per share, of which up to 3.97c will
be less Singapore income tax at 18% and the
balance will be 1-tier; and b) a special 1-tier
dividend of 5.00c per share
3. Approve the Directors fees of SGD 1,081,003 Mgmt For For
for the YE 31 DEC 2006
4.i Re-appoint Dr. Hu Tsu Tau as a Director, who Mgmt For For
retires under Section 153(6) of the Companies
Act, Chapter 50 of Singapore, until the next
AGM
4.ii Re-appoint Mr. Hsuan Owyang as a Director, who Mgmt For For
retires under Section 153(6) of the Companies
Act, Chapter 50 of Singapore, until the next
AGM
4.iii Re-appoint Mr. Lim Chin Beng as a Director, Mgmt For For
who retires under Section 153(6) of the Companies
Act, Chapter 50 of Singapore, until the next
AGM
5.i Re-elect Mr. Liew Mun Leong as a Director, who Mgmt For For
retires by rotation pursuant to Article 95
of the Articles of Association of the Company
5.ii Re-elect Mr. Richard Edward Hale as a Director, Mgmt For For
who retires by rotation pursuant to Article
95 of the Articles of Association of the Company
5.iii Re-elect Mr. Peter Seah Lim Huat as a Director, Mgmt For For
who retires by rotation pursuant to Article
95 of the Articles of Association of the Company
6. Re-elect Prof. Kenneth Stuart Courtis, as a Mgmt For For
Director, who retires pursuant to Article 101
of the Articles of Association of the Company
7. Re-appoint Messrs. KPMG as the Auditors of the Mgmt For For
Company and authorize the Directors to fix
their remuneration
8. Transact other ordinary business Mgmt For For
9.A Authorize the Directors of the Company, pursuant Mgmt For For
to Section 161 of the Companies Act, Chapter
50 of Singapore, to: a) i) issue shares in
the capital of the Company shares whether
by way of rights, bonus or otherwise; and/or
ii) make or grant offers, agreements or options
collectively, Instruments that might or would
require shares to be issued, including but
not limited to the creation and issue of as
well as adjustments to warrants, debentures
or other instruments convertible into shares,
at any time and upon such terms and conditions
and for such purposes and to such persons as
the Directors may in their absolute discretion
deem fit; and b) notwithstanding the authority
conferred by this resolution may have ceased
to be in force issue shares in pursuance of
any instrument made or granted by the Directors
while this resolution was in force, provided
that: 1) the aggregate number of shares to
be issued pursuant to this resolution including
shares to be issued in pursuance of Instruments
made or granted pursuant to this Resolution
does not exceed 50% of the issued shares in
the capital of the Company as calculated in
accordance with this resolution, of which
the aggregate number of shares to be issued
other than on a pro rata basis to shareholders
of the Company including shares to be issued
in pursuance of Instruments made or granted
pursuant to this resolution does not exceed
20% of the issued shares in the capital of
the Company as calculated in accordance this
resolution; 2) subject to such manner of
calculation as may be prescribed by the Singapore
Exchange Securities Trading Limited SGX-ST
for the purpose of determining the aggregate
number of shares that may be issued, the percentage
of issued shares shall be based on the number
of issued shares in the capital of the Company
at the time this Resolution is passed, after
adjusting for: i) new shares arising from the
conversion or exercise of any convertible securities
or share options or vesting of share awards
which are outstanding or subsisting at the
time this resolution is passed; and ii) any
subsequent consolidation or subdivision of
shares; and 3) in exercising the authority
conferred by this Resolution, the Company shall
comply with the provisions of the Listing Manual
of the SGX-ST for the time being in force (unless
such compliance has been waived by the SGX-ST)
and the Articles of Association for the time
being of the Company; Authority expires the
earlier at the conclusion of the next AGM of
the Company or the date by which the next AGM
of the Company is required by Law to be held
9.B Authorize the Directors to: a) offer and grant Mgmt For For
options in accordance with the provisions of
the Capita Land Share Option Plan Share Option
Plan and/or to grant awards in accordance
with the provisions of the Capita Land Performance
Share Plan Performance Share Plan and/or
the Capita Land Restricted Stock Plan Restricted
Stock Plan the Share Option Plan, the Performance
Share Plan and the Restricted Stock Plan, together
the Share Plans; and b) allot and issue from
time to time such number of shares in the Company
as may be required to be issued pursuant to
the exercise of options under the Share Option
Plan and/or such number of fully paid shares
in the Company as may be required to be issued
pursuant to the vesting of awards under the
Performance Share Plan and/or the Restricted
Stock Plan, provided that the aggregate number
of shares to be issued pursuant to the Share
Plans not exceeding 15% of the total issued
shares in the capital of the Company from time
to time
- --------------------------------------------------------------------------------------------------------------------------
CEMEX, S.A.B. DE C.V. Agenda Number: 932578012
- --------------------------------------------------------------------------------------------------------------------------
Security: 151290889
Meeting Type: Special
Meeting Date: 31-Aug-2006
Ticker: CX
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PRESENTATION, DISCUSSION AND APPROVAL OF THE Mgmt For For
PROJECT THAT MODIFIES THE ISSUANCE DEED OF
THE ORDINARY PARTICIPATION CERTIFICATES DENOMINATED
CEMEX.CPO , AS WELL AS THE TRUST AGREEMENT
NUMBER 111033-9 EXECUTED BY BANCO NACIONAL
DE MEXICO, S.A. AS CEMEX.CPO TRUSTEE, ALL
AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
- --------------------------------------------------------------------------------------------------------------------------
CEMEX, S.A.B. DE C.V. Agenda Number: 932606570
- --------------------------------------------------------------------------------------------------------------------------
Security: 151290889
Meeting Type: Annual
Meeting Date: 07-Dec-2006
Ticker: CX
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 CONSIDERATION AND, IF APPLICABLE, AUTHORIZATION Mgmt For For
OF A TRANSACTION, AFTER HEARING A REPORT BY
THE CHIEF EXECUTIVE OFFICER AND THE OPINION
OF THE BOARD OF DIRECTORS.
- --------------------------------------------------------------------------------------------------------------------------
CEMEX, S.A.B. DE C.V. Agenda Number: 932673874
- --------------------------------------------------------------------------------------------------------------------------
Security: 151290889
Meeting Type: Annual
Meeting Date: 26-Apr-2007
Ticker: CX
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PRESENTATION OF THE REPORT BY THE CHIEF EXECUTIVE Mgmt For For
OFFICER, INCLUDING THE COMPANY S FINANCIAL
STATEMENTS, REPORT OF VARIATIONS OF CAPITAL
STOCK, AND PRESENTATION OF THE REPORT BY THE
BOARD OF DIRECTORS, FOR THE FISCAL YEAR ENDED
DECEMBER 31, 2006, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
02 PROPOSAL FOR: (I) THE ALLOCATION OF PROFITS Mgmt For For
AND (II) THE MAXIMUM AMOUNT OF FUNDS TO BE
USED FOR THE PURCHASE OF COMPANY SHARES.
03 PROPOSAL TO INCREASE THE CAPITAL STOCK OF THE Mgmt For For
COMPANY IN ITS VARIABLE PORTION THROUGH CAPITALIZATION
CHARGED AGAINST RETAINED EARNINGS, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
04 APPOINTMENT OF DIRECTORS, AND MEMBERS AND PRESIDENT Mgmt For For
OF THE AUDIT AND CORPORATE PRACTICES COMMITTEE,
ACCORDING TO THE PROPOSAL OF SHAREHOLDERS SUBMITTED
FOR CONSIDERATION AT THE MEETING.
05 COMPENSATION OF DIRECTORS AND MEMBERS OF THE Mgmt For For
AUDIT AND CORPORATE PRACTICES COMMITTEE, ACCORDING
TO THE PROPOSAL OF SHAREHOLDERS SUBMITTED FOR
CONSIDERATION AT THE MEETING.
06 APPOINTMENT OF DELEGATES TO FORMALIZE THE RESOLUTIONS Mgmt For For
ADOPTED AT THE MEETING.
- --------------------------------------------------------------------------------------------------------------------------
CHINA MERCHANTS HOLDINGS (INTERNATIONAL) CO LTD Agenda Number: 701132590
- --------------------------------------------------------------------------------------------------------------------------
Security: Y1489Q103
Meeting Type: EGM
Meeting Date: 14-Feb-2007
Ticker:
ISIN: HK0144000764
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the acquisition contemplated under the Mgmt For For
Share Purchase Agreement as specified; and
authorize anyone Director of the Company to
take all actions and to sign, execute and deliver
all such agreements, deeds and documents for
and on behalf of the Company as he may in his
discretion consider necessary or desirable
for the purpose of effecting the acquisition
as contemplated under the Share Purchase Agreement
2. Approve: the MTL acquisition contemplated under Mgmt For For
the Share Purchase Agreement; all the transactions
contemplated under the Rationalization Agreement
as specified, including but not limited to
the Rationalization; and all the transactions
contemplated under the Shareholders Agreement
as specified, including but not limited to
the grant of the put option and the exercise
or non-exercise of the pre-emption right and
authorize anyone Director of the Company to
take all actions and to sign, execute and deliver
all such agreements, deeds and documents for
and on behalf of the Company as he may in his
discretion consider necessary or desirable
for the purpose of effecting any of the transactions
contemplated under the Share Purchase Agreement,
the Rationalization Agreement and the Shareholders
Agreement, the implementation or the exercise
or enforcement of any of the rights and performance
of any of the obligations under the Share Purchase
Agreement, the Rationalization Agreement and
the Shareholders Agreement
- --------------------------------------------------------------------------------------------------------------------------
CHINA MERCHANTS HOLDINGS (INTERNATIONAL) CO LTD Agenda Number: 701229280
- --------------------------------------------------------------------------------------------------------------------------
Security: Y1489Q103
Meeting Type: AGM
Meeting Date: 25-May-2007
Ticker:
ISIN: HK0144000764
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receive and approve the audited consolidated Mgmt For For
financial statements and the reports of the
Directors and the Auditors for the YE 31 DEC
2006
2. Declare a final dividend for the YE 31 DEC 2006 Mgmt For For
3.i Re-elect Mr. Hu Zheng as a Director Mgmt For For
3.ii Re-elect Mr. Meng Xi as a Director Mgmt For For
3.iii Re-elect Mr. Yu Liming as a Director Mgmt For For
3.iv Re-elect Mr. To Wing Sing as a Director Mgmt For For
3.v Authorize the Board to fix the remuneration Mgmt For For
of the Directors
4. Re-appoint the Auditors and authorize the Board Mgmt For For
to fix their remuneration
5.a Authorize the Directors of the Company to allot, Mgmt For For
issue and deal with additional shares in the
capital of the Company or securities convertible
into such shares or options, warrants or similar
rights to subscribe for any shares in the Company
and to make or grant offers, agreements and
options which might require the exercise of
such power, during and after the relevant period;
shall not exceed 20% of the aggregate nominal
amount of the share capital of the Company
in issue as at the date of the passing of this
resolution and the said approval shall be limited
accordingly; otherwise than pursuant to (i)
a rights issue as specified; (ii) the exercise
of rights of subscription or conversion under
the terms of any warrants issued by the Company
or any securities which are convertible into
shares of the Company; (iii) any option scheme
or similar arrangement for the time being adopted
for the grant or issue of shares or rights
to acquire shares of the Company; or (iv) any
scrip dividend or similar arrangement providing
for the allotment of shares in lieu of the
whole or part of a dividend on shares of the
Company in accordance with the Articles of
Association of the Company; and Authority
expires the earlier of the conclusion of the
next AGM of the Company or the expiration of
the period within which the next AGM of the
Company is required by the Articles of Association
of the Company or any applicable law to be
held
5.b Authorize the Directors of the Company to repurchase Mgmt For For
its own shares on The Stock Exchange of Hong
Kong Limited the stock Exchange or any other
stock exchange on which the securities of the
Company may be listed and recognized by the
securities and futures commission and the stock
exchange for this purpose, subject to and in
accordance with all applicable laws and the
requirements of the rules governing the listing
of securities on the Stock Exchange Listing
Rules) or of any other stock exchange as amended
from time to time, during relevant period,
shall not exceed 10% of the aggregate nominal
amount of the share capital of the Company
in issue on the date of the passing of this
resolution and the said approval shall be limited
accordingly; and Authority expires the earlier
of the conclusion of the next AGM of the Company
or the expiration of the period within which
the next AGM of the Company is required by
the Articles of Association of the Company
or any applicable law to be held
5.c Approve, conditional upon Resolutions Number Mgmt For For
5.A and 5.B as specified, the aggregate nominal
amount of the number of shares in the capital
of the Company which are repurchased by the
Company under the authority granted to the
Directors of the Company as specified in Resolution
Number 5.B specified in the notice convening
this meeting shall be added to the aggregate
nominal amount of share capital that may be
allotted or agreed conditionally or unconditionally
to be allotted by the Directors of the Company
pursuant to Resolution Number 5.A as specified,
provided that the amount of share capital repurchased
by the Company shall not exceed 10% of the
total nominal amount of the share capital of
the Company in issue on the date of the passing
of this resolution
- --------------------------------------------------------------------------------------------------------------------------
CHINA MOBILE LTD Agenda Number: 701193334
- --------------------------------------------------------------------------------------------------------------------------
Security: Y14965100
Meeting Type: AGM
Meeting Date: 16-May-2007
Ticker:
ISIN: HK0941009539
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receive the audited financial statements and Mgmt For For
the reports of the Directors and the Auditors
of the Company and its subsidiaries for the
YE 31 DEC 2006
2.i Declare an ordinary final dividend for the YE Mgmt For For
31 DEC 2006
2.ii Declare a special final dividend for the YE Mgmt For For
31 DEC 200
3.i Re-elect Mr. Wang Jianzhou as a Directo Mgmt For For
3.ii Re-elect Mr. Li Yue as a Director Mgmt For For
3.iii Re-elect Mr. Zhang Chenshuang as a Director Mgmt For For
3.iv Re-elect Mr. Frank Wong Kwong Shing as a Director Mgmt For For
3.v Re-elect Mr. Paul Michael Donovan as a Director Mgmt For For
4. Re-appoint Messrs. KPMG as the Auditors and Mgmt For For
authorize the Directors to fix their remuneration
5. Authorize the Directors during the relevant Mgmt For For
period of all the powers of the Company to
purchase shares of HKD 0.10 each in the capital
of the Company including any form of depositary
receipt representing the right to receive such
shares and the aggregate nominal amount
of Shares which may be purchased on The Stock
Exchange of Hong Kong Limited or any other
stock exchange on which securities of the Company
may be listed and which is recognized for this
purpose by the Securities and Futures Commission
of Hong Kong and The Stock Exchange of Hong
Kong Limited shall not exceed or represent
more than 10% of the aggregate nominal amount
of the share capital of the Company in issue
at the date of passing this Resolution, and
the said approval shall be limited accordingly;
Authority expires the earlier of the conclusion
of the next AGM of the Company or within which
the next AGM of the Company is required by
law to be held
6. Authorize the Directors to allot, issue and Mgmt For For
deal with additional shares in the Company
including the making and granting of offers,
agreements and options which might require
shares to be allotted, whether during the continuance
of such mandate or thereafter provided that,
otherwise than pursuant to i) a rights issue
where shares are offered to shareholders on
a fixed record date in proportion to their
then holdings of shares; ii) the exercise of
options granted under any share option scheme
adopted by the Company; or iii) any scrip dividend
or similar arrangement providing for the allotment
of shares in lieu of the whole or part of a
dividend in accordance with the Articles of
Association of the Company, the aggregate nominal
amount of the shares allotted shall not exceed
20% of the aggregate nominal amount of the
share capital of the Company in issue at the
date of passing this resolution; if the Directors
are so authorized by a separate ordinary resolution
of the shareholders of the Company the nominal
amount of the share capital of the Company
repurchased by the Company subsequent to the
passing of this resolution up to a maximum
equivalent to 10% of the aggregate nominal
amount of the share capital of the Company
in issue at the date of passing this resolution;
Authority expires the earlier of the conclusion
of the next AGM of the Company or within which
the next AGM of the Company is required by
law to be held
7. Authorize the Directors to issue, allot and Mgmt For For
deal with shares by the number of shares repurchased,
as specified in Resolution 6
- --------------------------------------------------------------------------------------------------------------------------
CNOOC LIMITED Agenda Number: 932585043
- --------------------------------------------------------------------------------------------------------------------------
Security: 126132109
Meeting Type: Special
Meeting Date: 29-Sep-2006
Ticker: CEO
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE REVISED CAPS FOR 2006 AND 2007 Mgmt For For
FOR THE SALES OF PETROLEUM AND NATURAL GAS
PRODUCTS CATEGORY OF CONTINUING CONNECTED
TRANSACTIONS.
- --------------------------------------------------------------------------------------------------------------------------
CNOOC LIMITED Agenda Number: 932640483
- --------------------------------------------------------------------------------------------------------------------------
Security: 126132109
Meeting Type: Special
Meeting Date: 30-Mar-2007
Ticker: CEO
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 TO APPROVE THE DEPOSIT SERVICES AND THE PROPOSED Mgmt For For
CAP AS DESCRIBED IN THE CIRCULAR OF THE COMPANY
DATED MARCH 7, 2007.
- --------------------------------------------------------------------------------------------------------------------------
CNOOC LTD Agenda Number: 701204644
- --------------------------------------------------------------------------------------------------------------------------
Security: Y1662W117
Meeting Type: AGM
Meeting Date: 25-May-2007
Ticker:
ISIN: HK0883013259
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A.1 Receive and approve the audited statement of Mgmt For For
accounts together with the reports of the Directors
and the Auditors thereon for the YE 31 DEC
2006
A.2 Declare a final dividend for the YE 31 DEC 2006 Mgmt For For
A.3.1 Re-elect Mr. Luo Han as a Non-Executive Director Mgmt For For
A.3.2 Re-elect Mr. Wu Guangqi as an Executive Director Mgmt For For
A.3.3 Re-elect Mr. Chiu Sung Hong as a Independent Mgmt For For
Non-Executive Director
A.3.4 Re-elect Mr. Tse Hau Yin, Aloysius as a Independent Mgmt For For
Non-Executive Director
A.3.5 Authorize the Board of Directors to fix the Mgmt For For
remuneration of each of the Directors
A.4 Re-appoint the Auditors and authorize the Board Mgmt For For
of Directors to fix their remuneration
B.1 Approve, subject to paragraph (b) below, the Mgmt For For
exercise by the Directors during the Relevant
Period as hereinafter defined of all the
powers of the Company to repurchase shares
in the capital of the Company on The Stock
Exchange of Hong Kong Limited the Stock Exchange
or on any other exchange on which the shares
of the Company may be listed and recognized
by the Securities and Futures Commission of
Hong Kong and the Stock Exchange for this purpose
Recognized Stock Exchange, subject to and
in accordance with all applicable laws, rules
and regulations and the requirements of the
Rules Governing the Listing of Securities on
the Stock Exchange of Hong Kong Limited the
Listing Rules, or of any other Recognized
Stock Exchange and the Articles of Association
the Articles of the Company; the aggregate
nominal amount of shares of the Company which
the Company is authorized to repurchase pursuant
to the approval in paragraph (a) above shall
not exceed 10 %of the aggregate nominal amount
of the share capital of the Company in issue
as at the date of the passing of this resolution;
and Authority expires the earlier of the conclusion
of the next AGM of the Company or the expiration
of the period within which the next AGM of
the Company is required by any applicable laws
or the Articles of the Company to be held
B.2 Approve, subject to the following provisions Mgmt For For
of this resolution, the exercise by the Directors
during the Relevant Period as hereinafter
defined of all the powers of the Company to
allot, issue and deal with additional shares
in the capital of the Company and to make or
grant offers, agreements and options including
bonds, notes, warrants, debentures and securities
convertible into shares of the Company which
would or might require the exercise of such
powers; authorize the Directors, the approval
in paragraph (a) above during the Relevant
Period to make or grant offers, agreements
and options including bonds, notes, warrants,
debentures and securities convertible into
shares of the Company which would or might
require the exercise of such powers after the
end of the Relevant Period; the aggregate nominal
amount of share capital of the Company allotted
or agreed conditionally or unconditionally
to be allotted, issued or dealt with whether
pursuant to an option or otherwise by the
Directors pursuant to the approval in paragraph
(a) above, otherwise than pursuant to: (i)
a Rights Issue as hereinafter defined; (ii)
an issue of shares pursuant to any specific
authority granted by shareholders of the Company
in general meeting, including upon the exercise
of rights of subscription or conversion under
the terms of any warrants issued by the Company
or any bonds, notes, debentures or securities
convertible into shares of the Company; (iii)
an issue of shares pursuant to the exercise
of any option granted under any share option
scheme or similar arrangement for the time
being adopted by the Company and/or any of
its subsidiaries; (iv) any scrip dividend or
similar arrangement providing for the allotment
of shares in lieu of the whole or part of a
dividend on shares of the Company in accordance
with the Articles of the Company; or (v) any
adjustment, after the date of grant or issue
of any options, rights to subscribe or other
securities referred to above, in the price
at which shares in the Company shall be subscribed,
and/or in the number of shares in the Company
which shall be subscribed, on exercise of re1evant
rights under such options, warrants or other
securities, such adjustment being made in accordance
with, or as contemplated by the terms of such
options, rights to subscribe or other securities
shall not exceed 20% of the aggregate nominal
amount of the share capital of the Company
in issue as at the date of the passing of this
resolution; and Authority expires the earlier
of the conclusion of the next AGM of the Company
or the expiration of the period within which
the next AGM of the Company is required by
any applicable Laws or the Articles of the
Company to be held
B.3 Approve, subject to the passing of the resolutions Mgmt For For
B1 and B2 as set out in the notice convening
this meeting, the general mandate granted to
the Directors to allot, issue and deal with
additional shares or the Company pursuant to
resolution B2 set out in this notice by the
addition to it of an amount representing the
aggregate nominal amount of the shares in the
capital of the Company which are repurchased
by the Company pursuant to and since the granting
to though Company of the general mandate to
repurchase shares in accordance with resolution
B1 set out in this notice, provided that such
extended amount shall not exceed 10% of the
aggregate nominal amount of the share capital
of the Company in issue as at the date of the
passing of this resolution
- --------------------------------------------------------------------------------------------------------------------------
COMPAGNIE DE SAINT-GOBAIN SA, PARIS-LA DEFENSE Agenda Number: 701227705
- --------------------------------------------------------------------------------------------------------------------------
Security: F80343100
Meeting Type: MIX
Meeting Date: 07-Jun-2007
Ticker:
ISIN: FR0000125007
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
French Resident Shareowners must complete, sign Non-Voting No vote
and forward the Proxy Card directly to the
sub custodian. Please contact your Client Service
Representative to obtain the necessary card,
account details and directions. The following
applies to Non-Resident Shareowners: Proxy
Cards: Voting instructions will be forwarded
to the Global Custodians that have become Registered
Intermediaries, on the Vote Deadline Date.
In capacity as Registered Intermediary, the
Global Custodian will sign the Proxy Card and
forward to the local custodian. If you are
unsure whether your Global Custodian acts as
Registered Intermediary, please contact your
representative.
O.1 Receive the reports of the Board of Directors Mgmt For For
and the Auditors and approve the Company s
financial statements for the YE in 2006, as
presented
O.2 Receive the reports of the Board of Directors Mgmt For For
and the Auditors and approve the consolidated
financial statements for the said FY, in the
form presented to the meeting
O.3 Acknowledge and approve the net income for the Mgmt For For
2006 FY of EUR 849,186,626.95 and the retained
earnings on 31 DEC 2006 of EUR 1,278,081,187.29;
i.e., a total of EUR 2,127,267,814.24; and
resolve: to appropriate to the retained earnings:
EUR 1,510,005,916.44; to withdraw to be distributed
to the shareholders: as interim dividend the
sum of EUR 72,619,046.80, as remaining dividend
the sum of EUR 544,642,851.00, i.e., a total
of EUR 617,261,897.80; consequently, the shareholders
will receive a net dividend of EUR 1.70 per
share, will entitle to the 40% deduction provided
by the French Tax Code; this dividend will
be paid on 21 JUN 2007; as required by Law
O.4 Receive the special report of the Auditors on Mgmt For For
agreements governed by Article L.225-40 of
the French Commercial Code, notes that there
was no new agreement referred to therein
O.5 Authorize the Board of Directors to buy back Mgmt For For
the Company s shares on the open market, subject
to the conditions described below: maximum
purchase price: EUR 90.00, maximum number of
shares to be acquired: 10% of the share capital,
theoretical maximum funds to be invested by
the Company in the share buybacks on 01 APR
2007: EUR 3,315,777,480.00 i.e., 36,841,972
shares of EUR 90.00; the number of shares
acquired by the Company with a view to their
retention or their subsequent delivery in payment
or exchange as part of merger, divestment or
capital contribution cannot exceed 5% of its
capital; Authority is for a 18-month period,
it supersedes the fraction unused and the remaining
period of the authorization granted by the
combined shareholders meeting of 08 JUN 2006
in its resolution number 5; and to take all
necessary measures and accomplish all necessary
formalities
O.6 Ratify the co-optation of Mr. Bernard Cusenier Mgmt For For
as a Director, to replace Mr. Pierre Kerhuel,
for the remainder of Mr. Pierre Kerhuel s term
of office, i.e., for a 4-year period
O.7 Approve to renew the appointment of Mr. Gerard Mgmt For For
Mestrallet as a Director for a 4-year period
O.8 Approve to renew the appointment of Mr. Denis Mgmt For For
Ranque as a Director for a 4-year period
O.9 Acknowledge that Mr. Paul Allan David s term Mgmt For For
of office is ending on the close of the present
meeting, that he is reached by the age limit,
appoint Mr. Robert Chevrier as a Director,
for a 4-year period
O.10 Acknowledge that Mr. Sehon Lee s term of office Mgmt For For
is ending on the close of the present meeting,
that he does not apply for its renewal and
appoint Mrs. Yuko Harayama as a Director, for
a 4-year period
O.11 Acknowledge the resignation of Mr. Jean-Paul Mgmt For For
Vellutini and appoint Mr. Fabrice Odent as
a Deputy Auditor, for the remainder of Mr.
Jean-Paul Velluntini s term of office, i.e.,
until the close of the general meeting, which
will deliberate upon the annual financial statements
for FY 2011
E.12 Authorize the Board of Directors the necessary Mgmt For For
powers to decide to increase the capital, on
1 or more occasions, in France, abroad and
or upon the International market, by issuance,
with preferred subscription rights maintained,
of shares of the Company and, or any securities
giving access to the capital of the Company
or of subsidiaries; the maximal nominal amount
of capital increases shall not exceed EUR 590,000,000.00
the nominal amount of shares issued by virtue
of resolutions No.13 and 15 shall count against
this amount; the maximum nominal amount of
debt securities which may be issued shall not
exceed EUR 3,000,000,000.00; the nominal amount
of securities issued by virtue of resolution
No.13 shall count against this amount; Authority
is for a 26-month period, it supersedes the
fraction unused of the delegation granted by
the combined shareholders meeting of 03 JUN
2005 in its resolution No.11; and that when
the Board of Directors notes an excess demand,
the number of securities may be increased,
at its sole discretion, at the same price as
the initial issue, within 30 days of the closing
of the subscription period and up to a maximum
of 15% of the initial issue and, within the
limit of the ceiling above mentioned; to take
all necessary measures and accomplish all necessary
formalities; and to charge the share issuance
costs against the related premiums and deduct
from the premiums the amounts necessary to
raise the legal reserve to one-tenth of the
new capital after each increase
E.13 Authorize the Board of Directors the necessary Mgmt For For
powers to decide to increase the capital on
1 or more occasions, in France, abroad and
or upon the International market, by issuance,
with cancellation of the preferred subscription
rights but with a priority deadline for the
shareholders, of shares of the Company and,
or any securities giving access to the capital
of the Company or of subsidiaries or, BNP Paribas
Securities Services to shares of the Company
to which securities to be issued eventually
by subsidiaries, shall give right; the maximal
nominal amount of capital increases shall not
exceed EUR 295,000,000.00; the nominal amount
of shares issued by virtue of the present delegation
shall count against the ceiling set forth in
resolution No.12; the maximum nominal amount
of debt securities which may be issued shall
not exceed EUR 1,500,000,000.00; the nominal
amount of securities issued by virtue of the
present delegation shall count against the
ceiling set forth in resolution No.12; Authority
is for a 26-month period, it supersedes the
fraction unused of the delegation granted by
the combined shareholders meeting of 09 JUN
2005 in its resolution No.12; and that when
the Board of Directors notes an excess demand,
the number of securities may be increased,
at its sole discretion, at the same price as
the initial issue, within 30 days of the closing
of the subscription period and up to a maximum
of 15% of the initial issue and, within the
limit of the ceiling above mentioned; to take
all necessary measures and accomplish all necessary
formalities; and to charge the Share issuance
costs against the related premiums and deduct
form the premiums the amounts necessary to
raise the legal reserve to one-tenth of the
new Capital after each increase
E.14 Authorize the Board of Directors to increase Mgmt For For
the share capital, up to 10% of the Share Capital,
by way of issuing Shares of the Company and,
or securities giving access to the capital,
in consideration for the contributions in kind
granted to the Company and comprised of Capital
securities or securities giving access to the
Share Capital; the amounts of the Capital securities
and securities issued by virtue of the present
resolution and within the limit of this one,
Shall count against the corresponding ceilings
set forth in resolution No. 13; Authority
is for a 26-Month period; it supersedes the
remaining period of the Delegation, granted
by the Shareholders meeting of 09 JUN 2005
in its resolution No. 12 for the part of this
one to the same effect; to take all necessary
measures and accomplish all necessary formalities;
and to charge the Share issuance costs against
the related premiums and deduct from the premiums
the amounts necessary to raise the legal reserve
to one-tenth of the new Capital after each
increase
E.15 Authorize the Board of Directors in order to Mgmt For For
decide to increase the Share Capital, in 1
or more occasions, by a maximum nominal amount
of EUR 74,000,000.00, by way of capitalizing
premiums, reserves, profits or other means,
provided that such Capitalization is allowed
by Law and under the By-Laws, by issuing bonus
shares or raising the par value of existing
shares, or by a combination of these, or by
a combination of these methods; the nominal
amount of Shares issued or the 1 of the Shares
the nominal of which should have been increased
by virtue of the present Delegation shall count
against the ceiling set forth in resolution
No. 12; Authority is for a 26-Month period;
it supersedes the remaining period of the delegation
granted by the combined Shareholders meeting
of 09 JUN 2005 in its resolution No. 13; to
take all necessary measures and accomplish
all necessary formalities; and to charge the
Share issuance costs against the related premiums
and deduct form the premiums the amounts necessary
to raise the legal reserve to one-tenth of
the new capital after each increase
E.16 Authorize the Board of Directors to decide to Mgmt For For
increase the Share Capital, on 1 or more occasions,
by way of issuing Capital securities, in favor
of Members of the Company Saint Gobain s Saving
Plan; Authority is for a 26-Month period
and for a nominal amount that shall not exceed
EUR 74,000,000.00; it supersedes the fraction
unused and the remaining period of the delegation
granted by the combined Shareholders meeting
of 09 JUN 2005 in its resolution No. 14; to
the executive committee to take all necessary
measures and accomplish all necessary formalities;
and to charge the share issuance costs against
the related premiums and deduct from the premiums
the amounts necessary to raise the legal reserve
to one-tenth of the new Capital after each
increase
E.17 Authorize the Board of Directors to grant, in Mgmt For For
1 or more transactions, in favor of employees
or some of them, or some categories of the
employees and on the other hand corporate officers
of the Company Saint Gobain, the related Companies
or economic Groups, options giving the right
to subscribe for new shares in the Company,
or to purchase existing shares of the Company;
it is provided that the options shall not give
rights to a total number of shares, which shall
exceed 3% of the share capital of the Company
Saint Gobain the number of shares related to
the allocations of shares free of charge, set
forth in resolution No.18 shall count against
this number; Authority is for a 38-month period;
it supersedes the fraction unused and the remaining
period of the delegation granted by the combined
general meeting of 09 JUN 2005 in its resolution
No.15; to take all necessary measures and accomplish
all necessary formalities; and to charge the
share issuance costs against the related premiums
and deduct from the premiums the amounts necessary
to raise the legal reserve to one-tenth of
the new capital after each increase
E.18 Authorize the Board of Directors to grant, for Mgmt For For
free, on 1 or more occasions, existing or future
shares, in favor of the employees or some of
them, or some categories of the employees and
on the other hand, the corporate officers of
the Company Saint Gobain, the related Companies
or economic interest groups, they may not represent
more than 1% of the share capital; Authority
is for a 38-month period; it supersedes the
remaining period of the delegation granted
by the combined shareholders meeting of 09
JUN 2005 in its resolution No.16; to take all
necessary measures and accomplish all necessary
formalities; and to charge the share issuance
costs against the related premiums and deduct
from the premiums; the amounts to raise the
legal reserve to one-tenth of he new capital
after each increase
E.19 Authorize the Board of Directors, to reduce, Mgmt For For
on 1 or more occasions and at its sole discretion,
all or part of the shares held by he Company
by virtue of authorizations to purchase self
detained shares of the Company, up to a maximum
of 10% of the share capital over a 24-month
period, and may proceed with the share capital
decreases; the difference between the purchaser
price of the cancelled shares and their nominal
value will be partly charged to the legal reserve
for 10% of the cancelled capital and for the
surplus to the premiums and disponible reserves;
Authority is for a 26-month period; it supersedes
the fraction unused of the delegation granted
by the combined shareholders meeting of 09
JUN 2005 in its resolution No.17; and to take
all necessary measures and accomplish all necessary
formalities
E.20 Authorize the Board of Directors to decide to Mgmt For For
proceed, up to a maximum of EUR 368,000,000.00,
with the issuance of warrants giving the right
to subscribe, with preferential conditions,
for shares of the Company Saint Gobain, and
their allocation free of charge to the Company
s shareholders, before the public offering
is ended; terms and conditions to exercise
the warrants to subscribe to shares: maximum
number of shares which may be issued: equal
to the one of the shares comprising the share
capital on the day(s) of issuance of the warrants
giving right to subscribe to shares, exercise
period: 38 months; the present delegation supersedes
for the remaining period the delegation granted
to the combined shareholders'; meeting
of 08 JUN 2006 in its resolution No. 10; and
to take all necessary measures and accomplish
all necessary formalities
E.21 Grant full powers to the bearer of an original, Mgmt For For
a copy or extract of the minutes of this meeting
to carry out all filings, publications and
other formalities prescribed by Law
- --------------------------------------------------------------------------------------------------------------------------
CONTINENTAL AG Agenda Number: 701173875
- --------------------------------------------------------------------------------------------------------------------------
Security: D16212140
Meeting Type: OGM
Meeting Date: 24-Apr-2007
Ticker:
ISIN: DE0005439004
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS Non-Voting No vote
MEETING IS 03 APR 2007, WHEREAS THE MEETING
HAS BEEN SETUP USING THE ACTUAL RECORD DATE
- 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT
ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH
THE GERMAN LAW. THANK YOU.
1. Presentation of the financial statements and Non-Voting No vote
annual report for the 2006 FY with the report
of the Supervisory Board, the Group financial
statements and Group annual report
2. Resolution on the appropriation of the distributable Mgmt For For
profit of EUR 293,557,704.05 as follows: payment
of a dividend of EUR 2 per no-par share EUR
499,450.05 shall be carried forward ex-dividend
and payable date: 25 APR 2007
3. Ratification of the acts of the Board of Managing Mgmt For For
Directors
4. Ratification of the acts of the Supervisory Mgmt For For
Board
5. Appointment of the Auditors for the 2007 FY: Mgmt For For
KPMG Deutsche Treuhand-Gesellschaft AG, Hanover
6. Renewal of the authorization to acquire own Mgmt For For
shares the Company shall be authorized to acquire
own shares of up to 10% of its share capital,
at a price differing neither more than 10%
from the market price of the shares if they
are acquired through the stock exchange, nor
more than 20% if they are acquired by way of
a repurchase offer, on or before 23 OCT 2008;
the Board of Managing Directors shall be authorized
to dispose of the shares in a manner other
than the stock exchange or an offer to all
shareholders if the shares are sold at a price
not more than 5% below their market price,
to use the shares in connect ion with mergers
and acquisitions or for satisfying convertible
or option rights, to float the shares on Foreign
Stock Exchanges, and to retire the shares
7. Resolution on the revocation of the existing Mgmt For For
authorized capital the authorized capital as
per Section 4(7) of the Articles of Association
shall be revoked in respect of its unused portion
8. Resolution on the creation of authorized capital Mgmt For For
and the corresponding amendment to the Articles
of Association; the Board of Managing Directors
shall be authorized, with the consent of the
Supervisory Board, to increase the Company's
share capital by up to EUR 187,500,000 through
the issue of new shares against payment in
cash and/or kind, on or before 23 APR 2012
[authorized capital 2007]; shareholders shall
be granted subscription rights except for a
capital increase of up to 10% of the Company's
share capital against payment in cash if the
new shares are issued at a price not materially
below their market price, for a capita l increase
against payment in kind in connection with
acquisitions, for the granting of such rights
to bondholders, and for residual amounts
9. Resolution on amendments to the Articles of Mgmt For For
Association in accordance with the new Transparency
Directive Implementation Law Section 3(1),
regarding announcements of the Company being
published in the electronic Federal Gazette
Section 3(2), regarding the Company being authorized
to transmit information to shareholders by
electronic means
10. Resolution on the remuneration for Members of Mgmt For For
the Supervisory Board and the corresponding
amendment to the Articles of Association; each
Member of the Supervisory Board shall receive
a fixed annual remuneration of EUR 40,000;
in addition, each Member of the Supervisory
Board shall receive a variable remuneration
of EUR 125 for every EUR 0.01 of the earnings
per share in excess of EUR 2, the Chairman
of the Supervisory Board and each Chairman
of a Supervisory Board Ccommittee shall receive
twice, the deputy Chairman and each Deputy
Chairman of a Supervisory Board committee shall
receive one and a half times, these amounts
COUNTER PROPOSALS HAVE BEEN RECEIVED FOR THIS Non-Voting No vote
MEETING. A LINK TO THE COUNTER PROPOSAL INFORMATION
IS AVAILABLE IN THE MATERIAL URL SECTION OF
THE APPLICATION. IF YOU WISH TO ACT ON THESE
ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND
AND VOTE YOUR SHARES AT THE COMPANYS MEETING.
- --------------------------------------------------------------------------------------------------------------------------
CSL LTD Agenda Number: 701064343
- --------------------------------------------------------------------------------------------------------------------------
Security: Q3018U109
Meeting Type: AGM
Meeting Date: 18-Oct-2006
Ticker:
ISIN: AU000000CSL8
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receive the financial statements and the reports Non-Voting No vote
of the Directors and the Auditors for the YE
30 JUN 2006 and to note the final dividend
in respect of the YE 30 JUN 2006 declared by
the Board and paid by the Company
2.A Elect Professor. John Shine as a Director of Mgmt For For
the Company
2.B Elect Mr. David Simpson as a Director of the Mgmt For For
Company
2.C Re-elect Miss. Elizabeth A. Alexander as a Director Mgmt For For
of the Company, who retires by rotation in
accordance with the Rule 99(a) of the Constitution
2.D Re-elect Mr. Antoni M. Cipa as a Director of Mgmt For For
the Company, who retires by rotation in accordance
with the Rule 99(a) of the Constitution
3. Adopt the remuneration report which forms part Mgmt For For
of the Directors report for the YE 30 JUN
2006
S.4 Approve the renewal for a 3 year period of Rule Mgmt For For
147 of the Constitution of the Company
5. Approve, for the purposes of ASX Listing Rule Mgmt For For
10.14 and for all other purposes, the issue
of up to a maximum of 500,000 performance rights
from time to time under and in accordance with
the Company s Performance Rights Plan to any
of the Executive Directors of the Company as
at the date this resolution is passed, during
the period of 3 years from the date this resolution
is passed; and any issue of shares to those
Executive Directors upon the exercise of any
such performance rights
- --------------------------------------------------------------------------------------------------------------------------
DAIKIN INDUSTRIES,LTD. Agenda Number: 701234875
- --------------------------------------------------------------------------------------------------------------------------
Security: J10038115
Meeting Type: AGM
Meeting Date: 28-Jun-2007
Ticker:
ISIN: JP3481800005
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note this announcement is being provided Non-Voting No vote
to inform you that the true agenda has been
released and is available for your review.
(Please refer to the attached PDF files.)
1. Approve Appropriation of Retained Earnings Mgmt For For
2. Approve Purchase of Own Shares Mgmt For For
3. Appoint a Corporate Auditor Mgmt For For
4. Appoint a Substitute Corporate Auditor Mgmt For For
5. Approve Payment of Bonuses to Corporate Officers Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC Agenda Number: 701065371
- --------------------------------------------------------------------------------------------------------------------------
Security: G42089113
Meeting Type: AGM
Meeting Date: 17-Oct-2006
Ticker:
ISIN: GB0002374006
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receive the Directors and the Auditor s reports Mgmt For For
and the accounts for the YE 30 JUN 2006
2. Approve the Directors remuneration report for Mgmt For For
the YE 30 JUN 2006
3. Approve the final dividend of 19.15 pence per Mgmt For For
ordinary share
4. Re-elect Lord Hollick of Notting Hill as a Director Mgmt For For
5. Re-elect Mr. H. Todd Stitzer as a Director Mgmt For For
6. Re-elect Mr. Paul S. Walsh as a Director Mgmt For For
7. Re-elect Mr. Laurence M. Danon as a Director Mgmt For For
8. Re-appoint KPMG Audit Plc as the Auditor of Mgmt For For
the Company until the conclusion of the next
AGM at which the accounts are laid before the
Company and authorize the Board to determine
their remuneration
9. Authorize the Directors, in substitution for Mgmt For For
all other such authorities, to any issue of
relevant securities Section 80 of the Companies
Act 1985 as amended made or offered or agreed
to be made pursuant to such authorities prior
to this resolution being passed, to allot relevant
securities up to an aggregate nominal amount
of GBP 268,684,000 for the purposes and on
the terms of the Article 10(B) of the Company
s Article of Association Authority expires
the earlier of the conclusion of the next AGM
of the Company or 16 JAN 2008
S.10 Authorize the Directors, for the purposes and Mgmt For For
on the terms of Article 10(C) of the Company
s Articles of Association, pursuant to Section
95 of the Companies Act 1985 as amended ,
to allot equity securities Section 94 of that
Act for cash pursuant to the authority conferred
by the previous resolution and/or where such
allotment constitutes an allotment of equity
securities by virtue of Section 94(3A) of that
Act, disapplying Section 89(1) of that Act,
provided that this power is limited to the
allotment of equity securities; Authority
expires the earlier of the conclusion of the
next AGM of the Company or on 16 JAN 2008 ;
and the Directors may so allot in accordance
with Article 10(C) the Section 95 prescribed
amount referred to in Article 10 (c) shall
be GBP 44,140,000
S.11 Authorize the Company for the purposes of Section Mgmt For For
166 of the Companies Act 1985 as amended
to make market purchases Section 163 of that
Act of up to 278,571,000 of its ordinary shares
of 28 101/108 pence each, at a minimum price
of 28 101/108 pence and the maximum price which
may be paid is an amount equal to 105% of the
average middle market quotations for an ordinary
shares as derived from the London Stock Exchange
Daily Official List, over the previous 5 business
days; Authority expires the earlier of the
conclusion of the next AGM or on 16 JAN 2008
; the Company, before the expiry, may make
a contract to purchase ordinary shares which
will or may be executed wholly or partly after
such expiry
12. Authorize the Company, for the purposes of Section Mgmt For For
347C of the Companies Act 1985 as amended
to make donations to EU political organizations
Section 347(A) of that Act not exceeding
GBP 200,000 in total and to incur EU political
expenditure Section 347(A) of that Act not
exceeding GBP 200,000 in total during the beginning
with the date of passing of this resolution
and ending at the end of the next AGM of the
Company or on 16 JAN 2008; and approve the
aggregate amount of the donations made and
political expenditure incurred by the Company
pursuant to this resolution shall not exceed
GBP 200,000
13. Approve and adopt the Diageo Plc 2006 Irish Mgmt For For
Profit Sharing Scheme as specified; and authorize
the Board to do all acts and things which it
may consider necessary or desirable to carry
the same into effect and to make such changes
as it may consider appropriate for that purpose,
including making any changes required by the
Irish Revenue Commissioners
14. Amend the Diageo Executive Share Option Plan Mgmt For For
as specified
- --------------------------------------------------------------------------------------------------------------------------
ELECTRICITE DE FRANCE EDF Agenda Number: 701169852
- --------------------------------------------------------------------------------------------------------------------------
Security: F2940H113
Meeting Type: MIX
Meeting Date: 24-May-2007
Ticker:
ISIN: FR0010242511
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A Verification Period exists in France. Verification Non-Voting No vote
Period: Registered Shares: 1 to 5 days prior
to the meeting date, depends on company s by-laws.
Bearer Shares: 6 days prior to the meeting
date. French Resident Shareowners must complete,
sign and forward the Proxy Card directly to
the sub custodian. Please contact your Client
Service Representative to obtain the necessary
card, account details and directions. The
following applies to Non-Resident Shareowners:
Proxy Cards: Voting instructions will be
forwarded to the Global Custodians that have
become Registered Intermediaries, on the Vote
Deadline Date. In capacity as Registered Intermediary,
the Global Custodian will sign the Proxy Card
and forward to the local custodian. If you
are unsure whether your Global Custodian acts
as Registered Intermediary, please contact
your representative. Trades/Vote Instructions:
Since France maintains a Verification Period,
for vote instructions submitted that have a
trade transacted (sell) for either the full
security position or a partial amount after
the vote instruction has been submitted and
the Global Custodian advises of the position
change via the account position collection
process, There is a process in effect which
will advise the Global Custodian of the new
account position available for voting. This
will ensure that the local custodian is instructed
to amend the vote instruction and release the
shares for settlement of the sale transaction.
This procedure pertains to sale transactions
with a settlement date prior to Meeting Date
+ 1
1. Receive the management report of the Board of Mgmt For For
Directors and of the Statutory Auditors reports
and approve the financial statements for the
FYE on 31 DEC 2006
2. Receive the Statutory Auditors report about Mgmt For For
consolidated statements and approve the consolidated
financial statements for the FYE on 31 DEC
2006
3. Approve the appropriation of the income and Mgmt For For
setting the dividend to be paid within 30 days
after the general meeting
4. Receive the Statutory Auditors special report Mgmt For For
about the agreements covered by the Article
L225-38 of the Commercial Law and approve the
Draft Agreement concluded between the State,
Bnp Paribas Securities Services and the Company,
regarding the sale offer of shares of EDF by
the French Republic reserved for employees
and former employees of companies of EDF Group
5. Receive the Statutory Auditors special report Mgmt For For
about the agreements covered by the Article
L225-38 of the Commercial Law and approve the
contracts regarding the transfert of Egyptian
assets concluded by EDF International and the
Company
6. Approve the Members of the Supervisory Board Mgmt For For
Fees for the current FY and the followings,
until new decision of the general meeting
7. Authorize the Board of Directors to buy shares Mgmt For For
of the Company, within the limit of 10% of
the capital, in order notably to reduce the
capital by cancellation of all or part of the
bought securities, subject to the adoption
of Resolution 16, setting the maximum purchase
price per share; grant all powers to the Board
of Directors
E.8 Authorize the Board of Directors to increase Mgmt For For
the capital by issuance of shares of the Company,
of Investment Securities entitling by all means,
immediately or in term, to existing or to be
issued shares of the Company or of a subsidiary,
with maintenance of the shareholders preferential
subscription right and to decide the issuance
of Investment securities entitling to the allotment
of Debt Securities of the Company, setting
the maximum nominal amount of the capital increases;
grant all powers to the Board of Directors
E.9 Approve the delegation of authority to the Board Mgmt For For
of Directors to decide the issuance, without
preferential subscription right and by the
way of public savings call, in one or several
times, of shares of the Company of Investment
Securities entitling by all means, immediately
or in term, to existing or to be issued shares
of the Company or of a subsidiary. delegation
of authority to the Board of Directors to decide
the issuance of shares of the Company, further
to or in consequence of the issuance by a subsidiary
of investment securities entiling by all means,
immediately or in term, to ordinary shares
of the Company and to decide the issuance of
investment securities entitling to the allotment
of debt securities of the Company, setting
the maximum nominal amount of the capital increasing
the suppression of the shareholders preferential
subscription right to the shares and investment
securities issued according to this resolution,
all powers to the Board of Directors
E.10 Authorize the Board of Directors in order to Mgmt For For
increase the number of securities to issue,
for each issuance with or without preferential
subscription right, according to the Resolutions
8 and 9, within the limit of 15% of the initial
issuance and at the same price as the initial
issuance one
E.11 Authorize to the Board of Directors in order Mgmt For For
to increase the capital, in 1 or several times,
by incorporation of reserves, earnings, premiums
or other sums which capitalization would be
admitted, setting the maximum nominal amount
of the capital increases; grant all powers
to the Board of Directors
E.12 Authorize the Board of Directors to decide, Mgmt For For
according to the terms of the Resolution 9,
the issuance of shares of the Company or investment
securities entitling by all means, immediately
or in term, to existing or to be issued shares
of the Company, as remuneration of the securities
brought to an exchange public offer launched
in France and Abroad, by the Company on securities
of another Company listed on the Stock Exchange
on one of the regulated markets covered by
the Article L225-148 of the Commercial Law,
decision to cancel, for the benefit of the
holders of these securities, the shareholders
preferential subscription right to these shares
and investment securities, setting the maximum
nominal amount of the capital increases; grant
all powers to the Board of Directors
E.13 Authorize the Board of Directors in order to Mgmt For For
increase the capital, within the limit of 10%
of the capital, on the contribution Auditors
report, in order to remunerate contributions
in kind granted to the Company and made of
capital securities or investment securities
entitling to the capital, when the terms of
the Article L225-148 of the Commercial Law
are not applicable, decision to cancel the
shareholders preferential subscription right
to the issued shares and investment securities;
grant all powers to the Board of Directors
E.14 Authorize the Board of Directors in order to Mgmt For For
increase, in one or several times, the capital
of the Company, by issuance of shares of the
Company or investment securities entitling
by all means, immediately or in term, to existing
or to be issued shares of the Company, reserved
for members of a Savings Plan of the Company
and of related companies, setting the maximum
nominal amount of the capital increases, decision
to cancel the shareholders preferential subscription
right; grant all powers to the Board of Directors
E.15 Authorize the Board of Directors to carry out, Mgmt For For
in one or several times, free of charge allotments
of ordinary shares of the company, existing
or to be issued according to the laws and regulations
in force, within the limit of 0.2% of the capital,
for the benefit of members of staff or managers
or some categories of them, of the Company
or of related Companies, waiving of the sharesholders
preferential susbcription right; grant all
powers to the Board of Directors
E.16 Authorize the Board of Directors to reduce the Mgmt For For
capital, in one or several times, by cancellation
of all or part of the shares previously bought
according to a buy-back program of its own
shares by the Company, within the limit of
10% of the capital per 24 month period; grant
all powers to the Board of Directors
E.17 Amend the Article 21 of the By-laws regarding Mgmt For For
general meetings, in order to Company with
the Decree no 2006-1566 dated 11 DEC 2006
E.18 Grant powers for the legal formalities Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
ERSTE BANK DER OESTERREICHISCHEN SPARKASSEN AG, WIEN Agenda Number: 701241109
- --------------------------------------------------------------------------------------------------------------------------
Security: A19494102
Meeting Type: AGM
Meeting Date: 31-May-2007
Ticker:
ISIN: AT0000652011
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the presentation of the annual report Mgmt No vote
2. Approve to allocate the net income Mgmt No vote
3. Approve the actions of the Board of Directors Mgmt No vote
for the FY 2006
4. Approve the remuneration of the Supervisory Mgmt No vote
Board
5. Elect the Supervisory Board Mgmt No vote
6. Elect the Auditors for 2008 Mgmt No vote
7. Approve the purchase of own shares for the purpose Mgmt No vote
of security trading
8. Approve the purchase of own shares for no designated Mgmt No vote
purpose
9. Amend the Company charter due paragraph 7, 10.1 Mgmt No vote
and 17.2
- --------------------------------------------------------------------------------------------------------------------------
ESPRIT HOLDINGS LTD Agenda Number: 701099889
- --------------------------------------------------------------------------------------------------------------------------
Security: G3122U129
Meeting Type: AGM
Meeting Date: 05-Dec-2006
Ticker:
ISIN: BMG3122U1291
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receive the audited consolidated financial statements Mgmt For For
and the reports of the Directors and the Auditors
of the Group for the YE 30 JUN 2006
2. Approve a final dividend of HKD 0.73 per share Mgmt For For
for the YE 30 JUN 2006
3. Approve a special dividend of HKD 1.08 per share Mgmt For For
for the YE 30 JUN 2006
4.i Re-elect Mr. Heinz Jurgen Krogner-Kornalik as Mgmt For For
a Director and authorize the Directors to fix
their remuneration
4.ii Re-elect Mr. Jurgen Alfred Rudolf Friedrich Mgmt For For
as a Director and authorize the Directors to
fix their remuneration
4.iii Re-elect Mr. Paul Cheng Ming Fun as a Director Mgmt For For
and authorize the Directors to fix their remuneration
5. Re-appoint Messrs. PricewaterhouseCoopers as Mgmt For For
the Auditors and authorize the Directors to
fix their remuneration
6. Authorize the Directors to purchase shares not Mgmt For For
exceeding 10% of the issued share capital of
the Company
7. Authorize the Directors, to issue, allot and Mgmt For For
deal with additional shares up to a maximum
of 10% of the issued share capital of the Company,
except in the case of an allotment of shares
solely for cash and unrelated to any asset
acquisition, up to a maximum of 5% of the issued
share capital of the Company, as at the date
of passing this resolution
8. Approve to extend the general mandate granted Mgmt For For
to the Directors to issue shares of the Company
in Resolution 7 by the number of shares repurchased
- --------------------------------------------------------------------------------------------------------------------------
FOMENTO ECONOMICO MEXICANO S.A.B. DE Agenda Number: 932640510
- --------------------------------------------------------------------------------------------------------------------------
Security: 344419106
Meeting Type: Special
Meeting Date: 29-Mar-2007
Ticker: FMX
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 REPORT OF THE BOARD OF DIRECTORS: PRESENTATION Mgmt For For
OF THE FINANCIAL STATEMENTS OF FOMENTO ECONOMICO
MEXICANO, S.A.B. DE C.V., ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
02 REPORT OF THE EXTERNAL AUDITOR WITH RESPECT Mgmt For For
TO THE COMPLIANCE OF TAX OBLIGATIONS OF THE
COMPANY.
03 APPLICATION OF THE RESULTS FOR THE 2006 FISCAL Mgmt For For
YEAR, INCLUDING THE PAYMENT OF A CASH DIVIDEND,
IN MEXICAN PESOS, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
04 DETERMINE THE MAXIMUM AMOUNT TO BE USED IN THE Mgmt For For
SHARE REPURCHASE PROGRAM IN THE AMOUNT OF PS.
3,000,000,000.00 MEXICAN PESOS.
05 DIVIDE ALL THE SERIES B AND SERIES D SHARES Mgmt For For
OF STOCK OUTSTANDING.
06 ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS. Mgmt For For
07 PROPOSAL TO FORM THE COMMITTEES OF THE BOARD Mgmt For For
OF DIRECTORS: (I) FINANCE AND PLANNING, (II)
AUDIT, AND (III) CORPORATE PRACTICES; APPOINTMENT
OF THERI RESPECTIVE CHAIRPERSON, AND RESOLUTION
WITH RESPECT TO THEIR REMUNERATION.
08 APPOINTMENT OF DELEGATES FOR THE SHAREHOLDERS Mgmt For For
MEETING.
09 MINUTES OF THE SHAREHOLDERS MEETING. Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
HOLCIM LTD, RAPPERSWIL-JONA Agenda Number: 701210128
- --------------------------------------------------------------------------------------------------------------------------
Security: H36940130
Meeting Type: AGM
Meeting Date: 04-May-2007
Ticker:
ISIN: CH0012214059
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting No vote
IN THIS MARKET. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting No vote
MEETING NOTICE SENT UNDER MEETING 365866, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
1. Approve the annual report, annual financial Mgmt No vote
statements and consolidated financial statements,
Statutory Auditors and Group Auditors reports
2. Grant discharge to the Members of the Board Mgmt No vote
of Directors
3. Approve the appropriation of the balance profit Mgmt No vote
and to determine the dividend and time of payment
4.1.1 Re-elect Mr. Markus Akermann as a Member of Mgmt No vote
the Board of Directors
4.1.2 Re-elect Mr. Peter Kuepfer as a Member of the Mgmt No vote
Board of Directors
4.1.3 Re-elect Dr. H. Onno Ruding as a Member of the Mgmt No vote
Board of Directors
4.1.4 Re-elect Dr. Rolf Soiron as a Member of the Mgmt No vote
Board of Directors
4.2 Elect the Statutory Auditor and the Group Auditor Mgmt No vote
- --------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA Agenda Number: 701135940
- --------------------------------------------------------------------------------------------------------------------------
Security: ADPV10024
Meeting Type: EGM
Meeting Date: 21-Mar-2007
Ticker:
ISIN: CN000A0LB420
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve, the amended procedural rules of shareholders Mgmt For For
general meeting as specified and as produced
to this meeting marked A and initialed by the
Chairman for the purpose of identification
2. Approve, the amended procedural rules of the Mgmt For For
Board as specified and as produced to this
meeting marked B and initialed by the Chairman
for the purpose of identification
3. Approve, the amended procedural rules of the Mgmt For For
Supervisory Committee as specified and as produced
to this meeting marked C and initialed by the
Chairman for the purpose of identification
4. Approve: the purchase of Directors and Officers Mgmt For For
liability insurance for the Directors, Supervisors
and Senior Management of the Company; the aggregate
insured amount of the insurance policy shall
be USD 50 million for 1 year s coverage and
the insurance premium shall not exceed USD
1.487 million; and authorize the Board and
such persons to do all such further acts and
things and execute such further documents and
take all such steps which in their opinion
may be necessary, desirable or expedient to
implement and/or give effect to the purchase
of the insurance
5. Adopt the standard policy for determining the Mgmt For For
amount of allowance to be paid to each of the
Independent Non-Executive Directors of the
Company shall be entitled to a basic annual
allowance of RMB 300,000; each of the External
Supervisors of the Company shall be entitled
to a basic annual allowance of RMB 250,000;
Members of each of the Strategy Committee,
Audit Committee, Risk Management Committee,
Nomination and Compensation Committee and related
party transactions control sub-committee of
the Board shall be entitled to an additional
allowance of RMB 30,000 per annum and the Chairman
of such committees shall be entitled to an
additional allowance of RMB 50,000 per annum;
Members of the Supervision Committee shall
be entitled to an additional allowance of RMB
30,000 per annum and the Chairman of such committee
shall be entitled to an additional allowance
of RMB 50,000 per annum; all allowances shall
be payable quarterly on a time pro-rata basis
for any non full year s service
6. Adopt the remuneration Plan for the Internal Mgmt For For
Supervisors of the Company; the aggregate remuneration
of the Chairman for 2006 shall be RMB 1,180,000;
the aggregate remuneration of the specialized
Supervisor for 2006 shall be RMB 900,000; the
allowance of the employees representative
Supervisor for 2006 shall be RMB 40,000
- --------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA Agenda Number: 701228555
- --------------------------------------------------------------------------------------------------------------------------
Security: ADPV10024
Meeting Type: AGM
Meeting Date: 12-Jun-2007
Ticker:
ISIN: CN000A0LB420
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the 2006 report of the Board of Directors Mgmt For For
of the Bank
2. Approve the 2006 report of the Board of Supervisors Mgmt For For
of the Bank
3. Approve the Bank s 2006 audited accounts Mgmt For For
4. Approve the Bank s 2006 Post Listing Profit Mgmt For For
Distribution Plan and the dividend in respect
of the period from 23 OCT 2006 to 31 DEC 2006
5. Re-appoint Ernst and Young as the International Mgmt For For
Auditors of the Bank and Ernst and Young Hua
Ming as the Domestic Auditors of the Bank
6.a. Appoint Mr. Xu Shanda as an Independent Non-Executive Mgmt For For
Director of the Bank
6.b. Appoint Mr, Chen Xiaoyue as an Independent Non-Executive Mgmt For For
Director of the Bank
- --------------------------------------------------------------------------------------------------------------------------
JC DECAUX SA, NEUILLY SUR SEINE Agenda Number: 701225080
- --------------------------------------------------------------------------------------------------------------------------
Security: F5333N100
Meeting Type: MIX
Meeting Date: 10-May-2007
Ticker:
ISIN: FR0000077919
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 374627 DUE TO RECEIPT OF ADDITIONAL RESOLUTIONS.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
French Resident Shareowners must complete, sign Non-Voting No vote
and forward the Proxy Card directly to the
sub custodian. Please contact your Client Service
Representative to obtain the necessary card,
account details and directions. The following
applies to Non-Resident Shareowners: Proxy
Cards: Voting instructions will be forwarded
to the Global Custodians that have become Registered
Intermediaries, on the Vote Deadline Date.
In capacity as Registered Intermediary, the
Global Custodian will sign the Proxy Card and
forward to the local custodian. If you are
unsure whether your Global Custodian acts as
Registered Intermediary, please contact your
representative.
Ordinary Business Non-Voting No vote
1. Approve the financial statements and grant discharge Mgmt For For
the Management and the Supervisory Board Members
2. Accept the consolidated financial statements Mgmt For For
and the statutory reports
3. Approve the allocation of income and dividends Mgmt For For
of EUR 0.42 per share
4. Acknowledge the Non-Tax Deductible Expenses Mgmt For For
5. Approve the special Auditor s report regarding Mgmt For For
related-party transactions
6. Grant authority to repurchase up to 10% of issued Mgmt For For
share capital
Special Business Non-Voting No vote
7. Grant authority to issuance of Equity or Equity-Linked Mgmt For For
securities with Preemptive Rights up to aggregate
nominal amount of EUR 3 Billion
8.. Grant authority to issuance of Equity or Equity-Linked Mgmt For For
securities without Preemptive Rights up to
aggregate nominal amount of EUR 3 Billion
9. Grant authority to increase the capital of up Mgmt For For
to 10% of issued capital for future acquisitions
10. Grant authority to the capitalization of reserves Mgmt For For
of up EUR 3 Billion \for Bonus Issue or Increase
in par value
11. Authorize Board to Increase Capital in the Event Mgmt For For
of Additional Demand Related to Delegation
Submitted to Shareholder Vote above
12. Approve the Employee Savings-Related Share Purchase Mgmt For For
Plan
13. Approve the Stock Option Plan Grants Mgmt For For
14. Grant authority of up to 0.5% of Issued Capital Mgmt For For
for Use in Restricted Stock Plan
15. Approve the reduction in share capital via cancellation Mgmt For For
of the repurchases shares
16. Amend the Articles of Association Re: Record Mgmt For For
Date
17. Grant authority the filling of Required Documents/Other Mgmt For For
Formalities
- --------------------------------------------------------------------------------------------------------------------------
JHSF PARTICIPACOES SA Agenda Number: 701286773
- --------------------------------------------------------------------------------------------------------------------------
Security: P6050T105
Meeting Type: EGM
Meeting Date: 21-Jun-2007
Ticker:
ISIN: BRJHSFACNOR2
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1. Approve to increase the Corporate capital of Mgmt For For
the Company by BRL 204,000,000.00, through
the issuance of 25,500,000 common shares, at
the unit issue price of BRL 8.00, as a result
of the exercise of the right of conversion,
into shares, of the warrants issued by the
Company through the decision made at the meeting
of the Board of Directors held on 04 APR 2007,
at 9:30 A.M; amend Article 5 of the Corporate
Bylaws
2. Appoint BDO Trevisan Auditores Independentes Mgmt For For
to value the Corporate ownership interests
to be transferred to pay in the shares issued
as a result of the increase of the capital
of the Company mentioned in Resolution I of
this agenda
3. Approve the valuation report of the Corporate Mgmt For For
ownership interests to be transferred to pay
in the shares issued as a result of the capital
increase of the Company mentioned in Resolution
I of this agenda, prepared by BDO Trevisan
Auditores Independentes
- --------------------------------------------------------------------------------------------------------------------------
LINDE AG, WIESBADEN Agenda Number: 701221311
- --------------------------------------------------------------------------------------------------------------------------
Security: D50348107
Meeting Type: AGM
Meeting Date: 05-Jun-2007
Ticker:
ISIN: DE0006483001
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS Non-Voting No vote
MEETING IS 15 MAY 2007, WHEREAS THE MEETING
HAS BEEN SETUP USING THE ACTUAL RECORD DATE
- 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT
ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH
THE GERMAN LAW. THANK YOU.
1. Presentation of the adopted financial statements Non-Voting No vote
of Linde AG and the approved consolidated financial
statements for the YE 31 DEC 2006, the Management
reports for Linde AG and Group as well as the
report of the Supervisory Board for the 2006
FY
2. Resolution on the appropriation of the distribution Mgmt For For
profit of EUR 736,603,995.68 as follows: payment
of a dividend of EUR 1.50 per no-par share;
EUR 495,499,928,18 shall be carried forward;
ex-dividend and payable date: 06 JUN 2007
3. Ratification of the acts of the Board of Managing Mgmt For For
Directors
4. Ratification of the acts of the Supervisory Mgmt For For
Board
5. Appointment of auditors for the FY 2007: KPMG Mgmt For For
Deutsche Treuhand-Gesellschaft AG, Berlin/Frankfurt
6. Resolution on the creation of a new authorized Mgmt For For
capital II, and the corresponding amendment
to the Articles of Association: the Board of
Managing Directors shall be authorized, with
the consent of the Supervisory Board, to increase
the share capital by up to EUR 80,000,000 through
the issue of up to 31,250,000 new bearer no-par
shares against contributions in cash and/or
kind, on or before 04 JUN 2012; shareholders
shall be granted subscription rights except
for residual amounts, for the granting of such
rights to bondholders, for a capital increase
of up to 10 % of the share capital against
cash payment if the shares are issued at a
price not materially below the market price
of identical shares, and for a capital increase
against payment in kind
7. Resolution on the authorization to grant stock Mgmt For For
options, the creation of new contingent capital,
and the corresponding amendment to the Articles
of Association: the Company shall be authorized
to issue Stock Options for shares of the Company
to Executives of the Company and its affiliates;
the Company's share capital shall be increased
accordingly by up to EUR 9,000,000 through
the issue of up to 3,515,625 new bearer no-par
shares, insofar as stock options are exercised
[contingent capital 2007]
8. Authorize the Company to acquire own shares Mgmt For For
of up to 10 % of its share capital, at a price
and either more than 10 % above nor more than
20 % below the market price of the shares if
they are acquired through the stock exchange,
nor differing more than 20 % from the market
price of the shares if they are acquired by
way of a repurchase offer, on or before 04
DEC 2008; the Board of Managing Directors be
authorized to dispose of the shares in a manner
other than the stock exchange or an offer to
all shareholders if the shares are sold at
a price not materially below their market price,
to use the shares in connection with mergers
and acquisitions, for the fulfillment of option
or convertible rights or within the scope of
the Company's Management Incentive Program,
and to retire the shares
9. Elections to the Supervisory Board recommended: Mgmt For For
Dr. Clemens Borsig, Mr. Arne Wittig and Mr.
Gunter Hugger
10. Amendment to Section 1[2] of the Articles of Mgmt For For
Association in respect of the Company's domicile
being transferred to Munich
11. Amendment to Section 2[1] of the Articles of Mgmt For For
Association in respect of the object of the
Company, being adjusted
12. Amendment to Section 7[1] of the Articles of Mgmt For For
Association in respect of the size of the Supervisory
Board being reduced to twelve members
13. Amendment to Section 11 of the Articles of Association Mgmt For For
in respect of the fixed annual remuneration
for a Member of the Supervisory Board being
increased to EUR 50,000
14. Amendment to Section 12[5] of the Articles of Mgmt For For
Association in respect of proxy voting instructions
being issued in writing or by electronic means
15. Amend Section 16 of the Articles of Association Mgmt For For
in respect of the financial statements, the
annual report, the report of the Supervisory
Board, and the proposal on the appropriation
of the distributable profit being published
electronically in accordance with the new Electronic
Commercial Register Law [EHUG]
16. Amend Section 17 of the Articles of Association Mgmt For For
in respect of the Company being authorized
to transmit information to shareholders by
electronic means
- --------------------------------------------------------------------------------------------------------------------------
LONZA GROUP AG, BASEL Agenda Number: 701157768
- --------------------------------------------------------------------------------------------------------------------------
Security: H50524133
Meeting Type: AGM
Meeting Date: 28-Mar-2007
Ticker:
ISIN: CH0013841017
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting No vote
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting No vote
MEETING NOTICE SENT UNDER MEETING 352987, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE ADP CUTOFF DATE
WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
1. Approve the consolidated financial statements Mgmt No vote
for 2006, Auditors report as Group Auditors
2. Approve the annual activity report and financial Mgmt No vote
statements for 2006, the Auditors report
3. Approve the appropriation of available earnings Mgmt No vote
4. Approve to ratify the acts of the Members of Mgmt No vote
the Board of Directors
5.1 Re-elect Dame Julia Higgins to the Board of Mgmt No vote
Directors
5.2 Re-elect Mr. Peter Kalantzis to the Board of Mgmt No vote
Directors
5.3 Re-elect Mr. Gerhard Mayr to the Board of Directors Mgmt No vote
5.4 Re-elect Sir Richard Sykes to the Board of Directors Mgmt No vote
5.5 Re-elect Mr. Peter Wilden to the Board of Directors Mgmt No vote
6. Re-elect KPMG Ltd, Zurich, as the Statutory Mgmt No vote
Auditors also to act as Group Auditors for
the 2007 FY
VOTING RIGHT IS GRANTED TO NOMINEE SHARES (REGISTRATION) Non-Voting No vote
BY THIS ISSUER COMPANY. HOWEVER; THE ISSUER
GIVES (OR LIMITS THE) VOTING RIGHT UP TO 2%
LIMIT WITH WITHOUT A NOMINEE CONTRACT
- --------------------------------------------------------------------------------------------------------------------------
MAN GROUP PLC Agenda Number: 701020012
- --------------------------------------------------------------------------------------------------------------------------
Security: G5790V107
Meeting Type: AGM
Meeting Date: 11-Jul-2006
Ticker:
ISIN: GB0002944055
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the financial statements and statutory Mgmt For For
reports
2. Approve the remuneration report Mgmt For For
3. Approve the final dividend of 54.6 cents per Mgmt For For
ordinary share
4. Re-elect Mr. J.R. Aisbitt as a Director Mgmt For For
5. Re-elect Mr. P.L. Clarke as a Director Mgmt For For
6. Re-elect Mr. K.R. Davis as a Director Mgmt For For
7. Re-elect Mr. G.R. Moreno as a Director Mgmt For For
8. Re-appoint PricewaterhouseCoopers LLP as the Mgmt For For
Auditors of the Company
9. Authorize the Board to fix remuneration of the Mgmt For For
Auditors
10. Approve the share sub-division of each 450,000,000 Mgmt For For
ordinary shares of 18 US Cents each into 6
ordinary shares of 3 US Cents each
S.11 Amend the Articles of Association regarding Mgmt For For
sub-division of ordinary shares
12. Grant authority to issue equity or equity-linked Mgmt For For
securities with pre-emptive rights up to aggregate
nominal amount of USD 18,459,386
S.13 Grant authority to issue equity or equity-linked Mgmt For For
securities without pre-emptive rights up to
aggregate nominal amount of USD 2,768,907.96
S.14 Grant authority of 30,765,644 ordinary shares Mgmt For For
for market purchase
15. Approve Man Group 2006 Long Term Incentive Plan Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
MARUBENI CORPORATION Agenda Number: 701235574
- --------------------------------------------------------------------------------------------------------------------------
Security: J39788138
Meeting Type: AGM
Meeting Date: 22-Jun-2007
Ticker:
ISIN: JP3877600001
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note this announcement is being provided Non-Voting No vote
to inform you that the true agenda has been
released and is available for your review.
(Please refer to the attached PDF files.)
1. Amend the Articles of Incorporation Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
3.3 Appoint a Corporate Auditor Mgmt For For
3.4 Appoint a Corporate Auditor Mgmt For For
4. Appoint a Substitute Corporate Auditor Mgmt For For
5. Approve Retirement Allowance for Retiring Corporate Mgmt For For
Officers, and Payment of Accrued Benefits associated
with Abolition of Retirement Benefit System
for Current Corporate Officers
6. Amend the Compensation to be received by Corporate Mgmt For For
Officers
- --------------------------------------------------------------------------------------------------------------------------
MELCO PBL ENTERTAINMENT (MACAU) LTD Agenda Number: 932684459
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Security: 585464100
Meeting Type: Annual
Meeting Date: 11-May-2007
Ticker: MPEL
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 RATIFICATION OF THE AUDITED FINANCIAL STATEMENTS Mgmt For For
FOR THE FISCAL YEAR 2006 AND THE INCLUSION
THEREOF IN THE ANNUAL REPORT ON FORM 20-F FILED
WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION.
02 RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
AUDITOR DELOITTE TOUCHE TOHMATSU FOR THE FISCAL
YEAR 2006.
- --------------------------------------------------------------------------------------------------------------------------
MITSUI TRUST HOLDINGS, INC. Agenda Number: 701278283
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Security: J6150N104
Meeting Type: AGM
Meeting Date: 28-Jun-2007
Ticker:
ISIN: JP3892100003
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Profits Mgmt For For
2 Amend Articles to: Change Official Company Name Mgmt For For
to Chuo Mitsui Trust Holdings, Inc.,
Decrease Authorized Capital to 4,318,488,686
shs., etc.
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
MIZUHO FINANCIAL GROUP,INC. Agenda Number: 701235497
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Security: J4599L102
Meeting Type: AGM
Meeting Date: 26-Jun-2007
Ticker:
ISIN: JP3885780001
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note this announcement is being provided Non-Voting No vote
to inform you that the true agenda has been
released and is available for your review.
(Please refer to the attached PDF files.)
1. Approve Disposal of Surplus Mgmt For For
2. Amend the Articles of Incorporation Mgmt For For
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
4.1 Appoint a Corporate Auditor Mgmt For For
4.2 Appoint a Corporate Auditor Mgmt For For
5. Grant the retirement allowances to the retiring Mgmt For For
Directors and the retiring Corporate Auditor
- --------------------------------------------------------------------------------------------------------------------------
NESTLE SA, CHAM UND VEVEY Agenda Number: 701161678
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Security: H57312466
Meeting Type: OGM
Meeting Date: 19-Apr-2007
Ticker:
ISIN: CH0012056047
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting No vote
IN THIS MARKET. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting No vote
MEETING NOTICE SENT UNDER MEETING 365869, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
1. Approve the annual report, annual financial Mgmt No vote
statements of Nestle Ag and consolidated financial
statements of 2006 of Nestle Group: reports
of the Auditors
2. Grant discharge to the Board of Directors and Mgmt No vote
the Executive Board
3. Approve the appropriation of the balance sheet Mgmt No vote
of Nestle Ag
4. Approve the reduction of the share capital and Mgmt No vote
amend the Article 5 of the Articles of Incorporation
5.1 Re-elect Mr. Peter Brabeck-Letmathe as a Board Mgmt No vote
of Director
5.2 Re-elect Mr. Edward George Lord George as Mgmt No vote
a Board of Director
- --------------------------------------------------------------------------------------------------------------------------
NIPPON ELECTRIC GLASS CO.,LTD. Agenda Number: 701273081
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Security: J53247110
Meeting Type: AGM
Meeting Date: 28-Jun-2007
Ticker:
ISIN: JP3733400000
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Retained Earnings Mgmt For For
2 Amend the Articles of Incorporation Mgmt For For
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
4.1 Appoint a Corporate Auditor Mgmt For For
4.2 Appoint a Corporate Auditor Mgmt For For
4.3 Appoint a Corporate Auditor Mgmt For For
5.1 Appoint a Substitute Corporate Auditor Mgmt For For
5.2 Appoint a Substitute Corporate Auditor Mgmt For For
6 Approve Payment of Bonuses to Directors Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
NORTHERN ROCK PLC Agenda Number: 701175083
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Security: G6640T102
Meeting Type: AGM
Meeting Date: 24-Apr-2007
Ticker:
ISIN: GB0001452795
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receive the report of the Directors and accounts Mgmt For For
2. Approve the Directors remuneration report Mgmt For For
3. Declare a final dividend on the ordinary shares Mgmt For For
4. Re-elect Mr. Keith McCallum Currie as a Director Mgmt For For
5. Re-elect Mr. Andy Menze Kuipers as a Director Mgmt For For
6. Elect Mr. David Andrew Jones as a Director Mgmt For For
7. Re-elect Mr. Nichola Pease as a Director Mgmt For For
8. Re-elect Mr. Nicholas Adam Hodnett Fenwick as Mgmt For For
a Director
9. Re-appoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
of the Company
10. Authorize the Directors to fix the remuneration Mgmt For For
of the Auditors
11. Approve the Northern Rock Company Share Option Mgmt For For
Plan 2007
12. Approve the Northern Rock Savings Related Share Mgmt For For
Option Plan 2007
13. Approve the Northern Rock Long Term Incentive Mgmt For For
Plan 2007
14. Approve the Northern Rock Share Matching Plan Mgmt For For
2007
15. Approve to offer shareholders option of receiving Mgmt For For
new ordinary shares instead of cash in respect
of dividends
16. Authorize the Company to allot unissued shares Mgmt For For
S.17 Approve to disapply pre-emption rights Mgmt For For
S.18 Adopt the new Articles of Association Mgmt For For
S.19 Authorize the Company to purchase its own shares Mgmt For For
S.20 Approve and authorize the Company to enter into Mgmt For For
the contingent share purchase contract with
the Northern Rock Foundation and to purchase
Foundation shares
- --------------------------------------------------------------------------------------------------------------------------
NORTHERN ROCK PLC Agenda Number: 701175095
- --------------------------------------------------------------------------------------------------------------------------
Security: G6640T102
Meeting Type: SGM
Meeting Date: 24-Apr-2007
Ticker:
ISIN: GB0001452795
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
E.A Approve to sanction the allotment of any preference Mgmt For For
shares pursuant to the resolution 16 as specified
in AGM
PLEASE NOTE THAT THIS IS A SEP MEETING. THANK Non-Voting No vote
YOU.
- --------------------------------------------------------------------------------------------------------------------------
RECKITT BENCKISER PLC Agenda Number: 701193928
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Security: G7420A107
Meeting Type: AGM
Meeting Date: 03-May-2007
Ticker:
ISIN: GB0007278715
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adopt the annual financial statements for the Mgmt For For
FY 2006, which ended on 31 DEC 2006, and the
reports of the Directors and the Auditors thereon
2. Approve the Director s remuneration report and Mgmt For For
that part of the report of the Auditors which
reports thereon
3. Approve a final dividend of 25p per ordinary Mgmt For For
share be paid on 31 MAY 2007 to all ordinary
shareholders on the register at the close of
business on 02 MAR 2007
4. Re-elect Mr. Colin Day as a Director, who retires Mgmt For For
by rotation
5. Re-elect Mr. Judith Sprieser as a Director Member Mgmt For For
of the remuneration Committee, who retires
by rotation
6. Re-elect Mr. Kenneth Hydon as a Director Member Mgmt For For
of the Audit Committee, who retires by rotation
7. Re-elect Mr. Peter White as a Director Member Mgmt For For
of the Audit Committee, who retires in accordance
with Combined Code provision A.7.2
8. Elect Mr. David Tyler as a Director, who was Mgmt For For
appointed to the Board since the date of the
last AGM
9. Re-appoint PricewaterhouseCoopers LLP as the Mgmt For For
Auditors of the Company to hold the office
until the conclusion of the next general meeting
at which accounts are laid before the Company
10. Authorize the Directors to fix the remuneration Mgmt For For
of the Auditors
11. Authorize the Directors, in substitution for Mgmt For For
all existing authority and for the purpose
of Section 80 of the Companies Act 1985, to
allot relevant securities up to an aggregate
nominal amount of GBP 25,160,000; Authority
expires 5 years from the date of passing of
this resolution; and the Directors may allot
relevant securities after the expiry of this
authority in pursuance of such an offer or
agreement made prior to such expiry
S.12 Authorize the Directors, subject to the passing Mgmt For For
of Resolution 11 and pursuant to Section 95
of the Companies Act 1985, to allot equity
securities Section 94 of the Act for cash
pursuant to the authority conferred by the
previous resolution and/or where such allotment
constitute allotment of equity securities by
virtue of Section 94 (3A) of the Act, disapplying
the statutory pre-emption rights Section 89(1),
provided that this power is limited to the
allotment of equity securities: a) in connection
with a rights issue in favor of ordinary shareholders,
b) up to an aggregate nominal amount of GBP
3,700,000; Authority expires at the conclusion
of the next AGM of the Company after passing
of this resolution; and the Directors may
allot equity securities after the expiry of
this authority in pursuance of such an offer
or agreement made prior to such expiry
S.13 Authorize the Company, pursuant authorities Mgmt For For
contained in the Article 7 of the Articles
of Association of the Company and pursuant
Section 166 of Companies Act 1985, to make
market purchases Section 163(3) of the Act
of up to 72,000,000 ordinary shares of 1010/19p
each in the capital of the Company ordinary
shares representing less than 10% of the
Company s issued share capital as at 2 MAR
2007, at a minimum price of 1010/19p and not
more than 5% above the average market value
for such shares derived from the London Stock
Exchange Daily Official List, over the previous
5 business days; Authority expires the earlier
of the conclusion of the next AGM of the Company
or 03 NOV 2008; the Company, before the expiry,
may make a contract to purchase ordinary shares
which will or may be executed wholly or partly
after such expiry, all ordinary shares purchased
pursuant to the said authority shall be either
i) cancelled immediately upon completion of
the purchase; or ii) held, sold, transferred
or otherwise dealt with as treasury shares
in accordance with the provisions of the Companies
Act 1985
- --------------------------------------------------------------------------------------------------------------------------
ROCHE HOLDING AG, BASEL Agenda Number: 701139087
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Security: H69293217
Meeting Type: AGM
Meeting Date: 05-Mar-2007
Ticker:
ISIN: CH0012032048
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 352271 DUE TO CHANGE IN VOTING STATUS. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting No vote
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
PLEASE NOTE THAT THESE SHARES HAVE NO VOTING Non-Voting No vote
RIGHTS, SHOULD YOU WISH TO ATTEND THE MEETING
PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD
BY CONTACTING YOUR CLIENT REPRESENTATIVE AT
ADP. THANK YOU
1. Approve the annual report, financial statements Non-Voting No vote
and the consolidated financial statements for
2006
2. Ratify the Board of Directors actions Non-Voting No vote
3. Approve the allocation of income and dividends Non-Voting No vote
of CHF 3.40 per share
4.1 Elect Prof. Pius Baschera as a new Member of Non-Voting No vote
the Board for a term of 4 years as provided
by the Articles of Incorporation
4.2 Elect Dr. Wolfgang Ruttenstorfer as a new Member Non-Voting No vote
of the Board for a term of 4 years as provided
by the Articles of Incorporation
5. Elect KPMG Klynveld Peat Marwick Goerdeler SA Non-Voting No vote
as the Statutory and Group Auditors
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF AUDITOR NAME. PLEASE ALSO NOTE THE NEW CUT-OFF
IS 21 FEB 2007. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
- --------------------------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO LTD Agenda Number: 701138580
- --------------------------------------------------------------------------------------------------------------------------
Security: Y74718100
Meeting Type: AGM
Meeting Date: 28-Feb-2007
Ticker:
ISIN: KR7005930003
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the Balance Sheet, Profit and Loss Statement Mgmt No vote
and Statement of Appropriation of Retained
Earnings for the 38th Fiscal Year (January
1, 2006 - December 31, 2006).
2.1 Elect Mr. Goran S. Malm and Mr. Kap-Hyun Lee Mgmt No vote
as Independent Directors.
2.2 Elect Mr. Hak-Soo Lee as an Executive Director. Mgmt No vote
2.3 Elect Mr. Kap-Hyun Lee as a member of the Audit Mgmt No vote
Committee.
3. Approve the limit of remuneration for Directors. Mgmt No vote
- --------------------------------------------------------------------------------------------------------------------------
SANPAOLO IMI SPA, TORINO Agenda Number: 701091770
- --------------------------------------------------------------------------------------------------------------------------
Security: T8249V104
Meeting Type: EGM
Meeting Date: 01-Dec-2006
Ticker:
ISIN: IT0001269361
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THE MEETING HELD ON 30 NOV Non-Voting No vote
2006 HAS BEEN POSTPONED AND THAT THE SECOND
CONVOCATION WILL BE HELD ON 01 DEC 2006. PLEASE
ALSO NOTE THE NEW CUTOFF DATE 28 NOV 2006.
IF YOU HAVE ALREADY SENT YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
1. Approve the merger through Incorporation of Mgmt No vote
San Paolo Imi Spa into Banca Intesa Spa, related
resolutions and consequent delegation of powers
- --------------------------------------------------------------------------------------------------------------------------
SCHWEIZERISCHE RUECKVERSICHERUNGS-GESELLSCHAFT, ZUERICH Agenda Number: 701182571
- --------------------------------------------------------------------------------------------------------------------------
Security: H84046137
Meeting Type: AGM
Meeting Date: 20-Apr-2007
Ticker:
ISIN: CH0012332372
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS AN OGM. THANK YOU. Non-Voting No vote
THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting No vote
IN THIS MARKET. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting No vote
MEETING NOTICE SENT UNDER MEETING 365863, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
1. Receive the annual report, the annual and the Mgmt No vote
consolidated financial statements for the FY
2006
2. Approve to allocate the disposable profit Mgmt No vote
3. Grant discharge to the Board of Directors and Mgmt No vote
the Executive Committee
4.1 Approve to reduce the share capital Mgmt No vote
4.2 Approve to cancel the conditional capital as Mgmt No vote
per Article 3C of the Articles of Association
4.3 Approve to reduce the conditional capital as Mgmt No vote
per Article 3A of the Articles of Association
4.4 Approve the 2007-2010 Share Buy-Back Programme Mgmt No vote
5.1.1 Re-elect Mr. Raymund Breu to the Board of Directors Mgmt No vote
5.1.2 Re-elect Jr. John F. Smith to the Board of Directors Mgmt No vote
5.1.3 Elect Mr. Hans Ulrich Maerki to the Board of Mgmt No vote
Directors
5.2 Re-elect the Auditors and the Auditors of the Mgmt No vote
consolidated financial statements
- --------------------------------------------------------------------------------------------------------------------------
SHANGRI-LA ASIA LTD Agenda Number: 701047222
- --------------------------------------------------------------------------------------------------------------------------
Security: G8063F106
Meeting Type: SGM
Meeting Date: 01-Sep-2006
Ticker:
ISIN: BMG8063F1068
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Re-elect the retiring Director Mgmt For For
2. Ratify and approve the Contracts and the transactions Mgmt For For
contemplated thereunder and authorize the Board
of Directors to take all such actions as it
considers necessary or desirable to implement
and give effect to the Contracts and the transactions
contemplated thereunder
- --------------------------------------------------------------------------------------------------------------------------
SHANGRI-LA ASIA LTD Agenda Number: 701229191
- --------------------------------------------------------------------------------------------------------------------------
Security: G8063F106
Meeting Type: AGM
Meeting Date: 23-May-2007
Ticker:
ISIN: BMG8063F1068
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receive the audited financial statements and Mgmt For For
the reports of the Directors and the Auditors
for the YE 31 DEC 2006
2. Declare a final dividend for the YE 31 DEC 2006 Mgmt For For
3.i Re-elect Mr. Giovanni Angelini as a Director Mgmt For For
3.ii Re-elect Mr. Ho Kian Guan as a Director Mgmt For For
3.iii Re-elect Mr. Roberto V. Ongpin as a Director Mgmt For For
3.iv Re-elect Mr. Timothy David Dattels as a Director Mgmt For For
4. Approve to fix Directors fees including fees Mgmt For For
payable to Members of the Audit and Remuneration
Committees
5. Re-appoint Messrs. PricewaterhouseCoopers as Mgmt For For
the Auditors and authorize the Directors of
the Company to fix their remuneration
6.A Authorize the Directors of the Company, to allot Mgmt For For
and issue additional shares in the share capital
of the Company and to make or grant offers,
agreements and options which would or might
require the exercise of such power during and
after the relevant period, not exceeding 20%
of the aggregate nominal amount of the share
capital of the Company in issue as at the date
of the passing of this resolution and the said
approval shall be limited accordingly, otherwise
than pursuant to: i) a rights issue as specified;
ii) the exercise of any option under any Share
Option Scheme or similar arrangement for the
grant or issue to option holders of shares
in the Company; iii) any scrip dividend scheme
or similar arrangement providing for the allotment
of shares in lieu of the whole or part of a
dividend on shares of the Company in accordance
with the Bye-laws of the Company; iv) the exercise
of any conversion rights attaching to the Zero
Coupon Guaranteed Convertible Bonds due 2009
issued by Shangri-La Finance Limited; and (v)
any specific authority; Authority expires
the earlier at the conclusion of the next AGM
of the Company or the expiration of the period
within which the next AGM of the Company is
required by the Bye-laws of the Company or
any applicable Laws of Bermuda to be held
6.B Authorize the Directors of the Company to repurchase Mgmt For For
its own shares on The Stock Exchange of Hong
Kong Limited the HKSE or on any other stock
exchange on which the shares of the Company
may be listed and recognized by the Securities
and Futures Commission of Hong Kong and the
HKSE for this purpose or on the Singapore Exchange
Securities Trading Limited, subject to and
in accordance with all applicable Laws and
the requirements of the Rules Governing the
Listing of Securities on the HKSE or that of
any other stock exchange as amended from time
to time as the case may be, during the relevant
period, not exceeding 10% of the aggregate
nominal amount of the share capital of the
Company in issue as at the date of the passing
of this resolution; Authority expires the
earlier at the conclusion of the next AGM of
the Company or the expiration of the period
within which the next AGM of the Company is
required by the Bye-Laws of the Company or
any applicable Laws of Bermuda to be held
6.C Approve, conditional upon the passing of Resolution Mgmt For For
Number 6.B, to extend the general mandate granted
to the Directors of the Company and for the
time being in force to exercise the powers
of the Company to allot shares, by the addition
to the aggregate nominal amount of the share
capital which may be allotted or agreed conditionally
or unconditionally to be allotted by the Directors
of the Company pursuant to such general mandate
of an amount representing the aggregate nominal
amount of the share capital of the Company
repurchased by the Company under the authority
granted by the Resolution Number 6.B, provided
that such amount shall not exceed 10% of the
aggregate nominal amount of the share capital
of the Company in issue as at the date of the
passing of this resolution
- --------------------------------------------------------------------------------------------------------------------------
SHOPPERS DRUG MART CORPORATION Agenda Number: 932654266
- --------------------------------------------------------------------------------------------------------------------------
Security: 82509W103
Meeting Type: Annual
Meeting Date: 03-May-2007
Ticker: SHDMF
ISIN:
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
M. SHAN ATKINS Mgmt For For
KRYSTYNA HOEG Mgmt For For
HOLGER KLUGE Mgmt For For
GAETAN LUSSIER Mgmt For For
HON. DAVID PETERSON Mgmt For For
DR. MARTHA PIPER Mgmt For For
DEREK RIDOUT Mgmt For For
JURGEN SCHREIBER Mgmt For For
LESLEE J. THOMPSON Mgmt For For
DAVID M. WILLIAMS Mgmt For For
02 IN RESPECT OF THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS AUDITORS FOR THE ENSUING YEAR
AND AUTHORIZATION FOR THE DIRECTORS TO FIX
THEIR REMUNERATION.
03 THE ORDINARY RESOLUTION ATTACHED AS SCHEDULE Mgmt For For
D TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR
RESPECTING THE AMENDMENTS TO THE CORPORATION
S SHARE INCENTIVE PLAN.
- --------------------------------------------------------------------------------------------------------------------------
SYNGENTA AG, BASEL Agenda Number: 701187886
- --------------------------------------------------------------------------------------------------------------------------
Security: H84140112
Meeting Type: OGM
Meeting Date: 02-May-2007
Ticker:
ISIN: CH0011037469
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting No vote
IN THIS MARKET. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting No vote
MEETING NOTICE SENT UNDER MEETING 373632, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
1. Approve the annual report, the annual financial Mgmt No vote
statements and the Group consolidated financial
statements for the year 2006
2. Grant discharge to the Members of the Board Mgmt No vote
of Directors and the Executive Committee
3. Approve: to cancel 3,280,293 shares, acquired Mgmt No vote
within the scope of the repurchase program,
and the corresponding reduction of the share
capital of the Company from CHF 239,300,188
by CHF 7,544,673.90 to CHF 231,755,514.10;
to declare, as a result of a special audit
report prepared in accordance with Article
732 Paragraph 2 of the Swiss Code of obligations,
that the claims by the creditors are fully
covered notwithstanding the reduction of the
share capital; and to amend Article 4 Paragraph
1 of the Articles of Incorporation of Syngenta
AG on completion of the capital reduction as
specified
4. Approve the appropriation of the balance sheet Mgmt No vote
profit 2006 as follows: balance brought forward
CHF 1,169,117,488; net income 2006 CHF 639,326,733;
available earnings CHF 1,808,444,221; dividend
CHF -161,221,227; balance to be carried forward
CHF 1,647,222,994
5. Approve: to reduce the Company s share capital Mgmt No vote
from CHF 231,755,514.10 by CHF 221,679,187.40
to CHF 10,076,326.70 by the reduction of the
nominal value of each of the remaining 100,763,267
registered shares from CHF 2.30 by CHF 2.20
to CHF 0.10 and to repay to the shareholders
CHF 2.20 per share; to declare, as a result
of a special audit report prepared in accordance
with Article 732 Paragraph 2 of the Swiss Code
of obligations that the claims by the creditors
are fully covered notwithstanding the above
reduction of the share capital; and to amend
Article 4 Paragraph 1 of the Articles of Incorporation
of Syngenta AG on completion of the capital
reduction as specified
6. Approve, subject to the legal completion of Mgmt No vote
the reduction of share capital by repayment
of nominal value of shares in accordance with
Resolution 5, to reduce the aggregated nominal
value of shares required to have an item included
in the agenda of a general meeting of shareholders,
from at least CHF 200,000 to at least CHF 10,000
by amending Article 12 Paragraph 1 of the Articles
of Incorporation of Syngenta AG as specified
7.1 Re-elect Mr. Michael Pragnell as a Member of Mgmt No vote
the Board of Directors, for 3 years of term
of office
7.2 Re-elect Mr. Jacques Vincent as a Member of Mgmt No vote
the Board of Directors, for 3 years of term
of office
7.3 Re-elect Mr. Rupert Gasser as a Member of the Mgmt No vote
Board of Directors, for 2 years of term of
office
8. Re-elect Ernst & Young AG as the Auditors of Mgmt No vote
Syngenta AG and as the Group Auditors for the
business year 2007
- --------------------------------------------------------------------------------------------------------------------------
TESCO PLC Agenda Number: 701272534
- --------------------------------------------------------------------------------------------------------------------------
Security: G87621101
Meeting Type: AGM
Meeting Date: 29-Jun-2007
Ticker:
ISIN: GB0008847096
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receive the accounts and reports of the Directors Mgmt For For
and the Auditors for the FYE 24 FEB 2007
2. Approve the Directors remuneration report for Mgmt For For
the FYE 24 FEB 2007
3. Declare a final Dividend of 6.83 pence per share Mgmt For For
recommended by the Directors
4. Re-elect Mr. E. Mervyn Davies as a Director Mgmt For For
5. Re-elect Dr. Harald Einsmann as a Director Mgmt For For
6. Re-elect Mr. Ken Hydon as a Director Mgmt For For
7. Re-elect Mr. David Potts as a Director Mgmt For For
8. Re-elect Mr. David Reid as a Director Mgmt For For
9. Elect Ms. Lucy Neville-Rolfe as Director Mgmt For For
10. Reappoint PricewaterhouseCoopers LLP as the Mgmt For For
Auditors of the Company until the conclusion
of the next general meeting at which accounts
are laid before the Company
11. Approve the remuneration of PricewaterhouseCoopers Mgmt For For
LLP be determined by the Directors
12. Authorize the Directors, in accordance with Mgmt For For
Section 80 of the Companies Act 1985 (the Act),
to allot relevant securities as defined in
Section 80(2) of the Act of the Company up
to an aggregate nominal amount of GBP 130.8
million which is equal to approximately 33%
of the current issued share capital of the
Company Authority expires the earlier of
the next AGM of the Company or 29 JUN 2012;
and the Directors may allot relevant securities
after the expiry of this authority in pursuance
of such an offer or agreement made prior to
such expiry
S.13 Authorize the Directors pursuant to Section Mgmt For For
95 of the Act to allot equity securities, for
cash pursuant to the authority given to the
Directors, for the purposes of Section 80 of
the Act, disapplying the statutory pre-emption
rights Section 89(1), provided that this
power is limited to the allotment of equity
securities: a) in connection with a rights
issue; b) up to an aggregate nominal amount
of GBP 19.8 million; Subsections 94(2) to 94(7)
of the Act apply for the interpretation of
this resolution and this power applies in relation
to a sale of shares which is included as an
allotment of equity securities by virtue of
Section 94(3A) of the Act as if all references
in this resolution to any such allotment included
any such sale and as if in the first paragraph
of the resolution the words pursuant to the
authority conferred on the Directors for the
purposes of Section 80 of the Act were omitted
in relation to such sale; Authority expires
at the earlier of the conclusion of the Company
s next AGM or 15 months from the date of the
passing of this resolution; and the Directors
may allot equity securities after the expiry
of this authority in pursuance of such an offer
or agreement made prior to such expiry
S.14 Authorize the Company, to make market purchases Mgmt For For
Section 163(3) of the Act of maximum number
of ordinary shares up to 793.4 million shares
of 5p each in the capital of the Company, at
a minimum price of 5p and up to 105% of the
average middle market quotations for such shares
derived from the London Stock Exchange Daily
Official List, over the 5 business days immediately
preceding the purchase date and the higher
of the last independent trade and the highest
current independent bid on the London Stock
Exchange Daily Official List; Authority expires
the earlier of the conclusion of the AGM of
the Company or 18 months; the Company, before
the expiry, may make a contract to purchase
ordinary shares which will or may be executed
wholly or partly after such expiry
15. Authorize the Company: a) to make donations Mgmt For For
to European Union (EU) political organizations
not exceeding a total of GBP 100,000; and b)
to incur EU political expenditure not exceeding
a total of GBP 100,000; Authority expires
the earlier of the conclusion of the Company
s next AGM or 15 months from the date of the
passing of this resolution provided that the
donations and expenditure together during the
period do not exceed GBP 100,000
16. Authorize Tesco Stores Limited: a) to make donations Mgmt For For
to European Union (EU) political organizations
not exceeding a total of GBP 100,000; and b)
to incur EU political expenditure not exceeding
a total of GBP 100,000; Authority expires
the earlier of the conclusion of the Company
s next AGM or 15 months
S.17 Approve the regulation produced to the meeting Mgmt For For
and signed, for the purpose of identification,
by the Chairman of meeting; adopt the Articles
of Association of the Company as specified
18. Approve and adopt the Rules of the Tesco Plc Mgmt For For
Group New Business Incentive Plan 2007 as specified
and authorize the Directors of the Company
to do all things necessary or expedient to
carry the Group New Business Incentive Plan
into effect
19. Approve and adopt the Rules of the Tesco Plc Mgmt For For
US Long- term Incentive Plan 2007 as specified
and authorize the Directors of the Company
to do all things necessary or expedient to
carry the US LTIP into effect
20. Amend the Rules of the Tesco Plc Performance Mgmt For For
Share Plan 2004 in order to remove the requirement
for participants to retain shares subject to
an award which have vested for a further 12
months as specified vesting date
21. Approve and adopt the rules of the Executive Mgmt For For
Incentive Plan for US participants as specified
and authorizes the Directors of the Company
to do all things necessary or expedient to
carry the Executive Incentive Plan into effect
22. Approve and adopt the rules of the International Mgmt For For
Bonus Plan for US Participants as specified
and authorize the Directors of the Company
to do all things necessary or expedient to
carry the International Bonus Plan into effect
23. Approve the conscious that the Company s annual Shr Against For
review for 2005 states that the Company offers
a market-leading package of pay and benefits
and that its core values include Treating
our partners as we like to be treated and
seeking to uphold labour standards in the
supply chain ; acknowledging the report published
in DEC 2006 by the development Charity War
on want and entitled Fashion Victims: the
true cost of cheap clothes at Primark, Asda
and Tesco that the Company, amount other United
Kingdom Corporate retailer, sells clothing
cheaply because its workers in garment factories
in the developing world are paid substantially
less than a living wage and need to work exceptionally
long hours; and regretting that the Company
s third party audits have failed to register
such unacceptable working conditions which
contravene the Company s values: resolves that
the Company takes appropriate measures, to
be independently audited, to ensure that workers
un the supplier factories are guaranteed decent
working conditions, a living wage, job security,
freedom of association and of collective bargaining
including, where available, the right to join
a trade union of their choice
- --------------------------------------------------------------------------------------------------------------------------
THE CARPHONE WAREHOUSE GROUP PLC, LONDON Agenda Number: 701029680
- --------------------------------------------------------------------------------------------------------------------------
Security: G5344S105
Meeting Type: AGM
Meeting Date: 27-Jul-2006
Ticker:
ISIN: GB0008787029
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receive the financial statement and statutory Mgmt For For
report
2. Approve the remuneration report Mgmt For For
3. Declare a final dividend of 1.75 pence per ordinary Mgmt For For
share
4. Re-elect Mr. David Ross as a Director Mgmt For For
5. Elect Mr. Steven Esom as a Director Mgmt For For
6. Elect Mr. David Mansfield as a Director Mgmt For For
7. Elect Baroness Morgan as a Director Mgmt For For
8. Elect Mr. Andrew Harrison as a Director Mgmt For For
9. Re-appoint Deloitte and Touche LLP as the Auditors Mgmt For For
and authorize the Audit Committee to determine
their remuneration
S.10 Authorize the issue of equity or equity-linked Mgmt For For
securities with pre-emptive rights up to aggregate
nominal amount of GBP 295,834
S.11 Authorize the issue of equity or equity-linked Mgmt For For
securities with pre-emptive rights up to aggregate
nominal amount of GBP 44,375
S.12 Authorize 88,750,138 ordinary shares for market Mgmt For For
purchase
- --------------------------------------------------------------------------------------------------------------------------
TOYOTA MOTOR CORPORATION Agenda Number: 701287838
- --------------------------------------------------------------------------------------------------------------------------
Security: J92676113
Meeting Type: AGM
Meeting Date: 22-Jun-2007
Ticker:
ISIN: JP3633400001
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Profits Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
2.15 Appoint a Director Mgmt For For
2.16 Appoint a Director Mgmt For For
2.17 Appoint a Director Mgmt For For
2.18 Appoint a Director Mgmt For For
2.19 Appoint a Director Mgmt For For
2.20 Appoint a Director Mgmt For For
2.21 Appoint a Director Mgmt For For
2.22 Appoint a Director Mgmt For For
2.23 Appoint a Director Mgmt For For
2.24 Appoint a Director Mgmt For For
2.25 Appoint a Director Mgmt For For
2.26 Appoint a Director Mgmt For For
2.27 Appoint a Director Mgmt For For
2.28 Appoint a Director Mgmt For For
2.29 Appoint a Director Mgmt For For
2.30 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
3.3 Appoint a Corporate Auditor Mgmt For For
3.4 Appoint a Corporate Auditor Mgmt For For
4 Appoint Accounting Auditors Mgmt For For
5 Authorize Use of Stock Options Mgmt For For
6 Approve Purchase of Own Shares Mgmt For For
7 Approve Provision of Retirement Allowance for Mgmt For For
Corporate Auditors
8 Approve Payment of Bonuses to Directors and Mgmt For For
Corporate Auditors
- --------------------------------------------------------------------------------------------------------------------------
UBS AG Agenda Number: 701175297
- --------------------------------------------------------------------------------------------------------------------------
Security: H89231338
Meeting Type: AGM
Meeting Date: 18-Apr-2007
Ticker:
ISIN: CH0024899483
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting No vote
IN THIS MARKET. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting No vote
MEETING NOTICE SENT UNDER MEETING 332438, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
1. Receive the annual report, the Group and Parent Mgmt No vote
Company accounts for FY 2006, reports of the
Group and the Statutory Auditors
2. Approve the appropriation of retained earnings Mgmt No vote
and dividend for FY 2006
3. Grant discharge to the Members of the Board Mgmt No vote
of Directors and the Group Executive Board
4.1.1 Re-elect Mr. Stephan Haeringer as a Board Member Mgmt No vote
4.1.2 Re-elect Mr. Helmut Panke as a Board Member Mgmt No vote
4.1.3 Re-elect Mr. Peter Spuhler as a Board Member Mgmt No vote
4.2. Elect Mr. Sergio Marchionne as a new Board Member Mgmt No vote
4.3 Elect the Group and Statutory Auditors Mgmt No vote
5.1 Approve the cancellation of shares repurchased Mgmt No vote
under the 2006/2007 Share Buyback Program and
amend Article 4 Paragraph 1 of the Articles
of Association as specified
5.2 Approve a new Share Buyback Program for 2007-2010 Mgmt No vote
- --------------------------------------------------------------------------------------------------------------------------
VEOLIA ENVIRONNEMENT, PARIS Agenda Number: 701204620
- --------------------------------------------------------------------------------------------------------------------------
Security: F9686M107
Meeting Type: MIX
Meeting Date: 10-May-2007
Ticker:
ISIN: FR0000124141
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
French Resident Shareowners must complete, sign Non-Voting No vote
and forward the Proxy Card directly to the
sub custodian. Please contact your Client Service
Representative to obtain the necessary card,
account details and directions. The following
applies to Non-Resident Shareowners: Proxy
Cards: Voting instructions will be forwarded
to the Global Custodians that have become Registered
Intermediaries, on the Vote Deadline Date.
In capacity as Registered Intermediary, the
Global Custodian will sign the Proxy Card and
forward to the local custodian. If you are
unsure whether your Global Custodian acts as
Registered Intermediary, please contact your
representative.
O.1 Receive the report of the Chairman of the Board Mgmt For For
of Directors on the work of the Board and on
the Internal Audit procedures, the Management
report of the Board of Directors and the report
of the Auditors; Approval the Company s financial
statements for the FY 2006
O.2 Approval of the consolidated financial statements Mgmt For For
for the FY drawn up in accordance with the
provision of Articles L. 233-16 ET SEQ of the
French Commercial Code as specified
O.3 Approval of the charges and expenses covered Mgmt For For
by the Articles 39-4 of the French General
Tax Code amounted to EUR 2,415,732.00
O.4 Approve the recommendations of the Board of Mgmt For For
Directors and resolves that the income for
the FY be appropriated as follows: earnings
for the FY: EUR 414,945,460.00, prior retained
earnings: EUR 732,650,010.00, total: EUR 1,147,595,470.00,
allocation: legal reserve: EUR 20,747,273.00,
dividends: EUR 417,240,854.00, retained earnings:
EUR 709,607,342.00, the shareholders will receive
a net dividend of EUR 1.05 per share for 397,372,242
shares, and will entitle to the 40% deduction
provided by the French Tax Code, this dividend
will be paid on 15 MAY 2007, in the event that
the Company holds some of its own shares on
such date, the amount of the unpaid dividend
on such shares shall be allocated to the retained
earnings account, as required by Law
O.5 Approval, of the agreements and commitments Mgmt For For
in accordance with the Article L.225-40 of
the Commercial Law and the special report of
the Auditors on agreements and Commitments
Governed by Article L. 225-38 of the France
Commercial Code
O.6 Appoint Mr. Paolo Scaroni as a Director, to Mgmt For For
replace Mr. Arthur Laffer, for the remainder
of Mr. Arthur Laffer s until the shareholders
meeting called to approve the financial statements
for the FY 2008
O.7 Ratify the nomination of Mr. Augustin De Romanet Mgmt For For
De Beaune, as a Member of the Board of Directors,
done by this one in its meeting of the 29 MAR
2007, as a substitute of Mr. Francis Mayer
O.8 Appoint the Company KPMG SA, Member of the Compagnie Mgmt For For
Regionale De Versailles , as the permanent
Statutory Auditor
O.9 Appoint Mr. Philippe Mathis, of the Compagnie Mgmt For For
Regionale De Paris, as the substitute Statutory
Auditor
O.10 Authorize the Board of Directors to trade in Mgmt For For
the Company s shares on the stock market, subject
to the conditions described below: maximum
purchase price: EUR 90.00, maximum number of
shares to be acquired: 10% of the number of
shares comprising the Company capital, i.e,
412,626,550 shares, the number of shares acquired
by the Company with a view to their retention
or their subsequent delivery in payment or
exchange as part of a merger, divestment or
capital contribution cannot exceed 5% of its
capital, maximum funds invested in the share
buybacks: EUR 1,500,000,000.00, this authorization
is given for an 18-month period, it supersedes
the fraction unused of any and all effect,
to take all necessary measures and accomplish
all necessary formalities
E.11 Authorize the Board of Directors its authority Mgmt For For
to decide on a share capital increase, on 1
or more occasions, by way of issuing shares
and securities giving access to the capital
in favour of Members of 1 or more Company Savings
Plans, this delegation is given for a 26-month
period and for a maximum amount that shall
not exceed 1% of the share capital, the maximum
nominal amount of capital increases to be carriedout
by virtue of the present resolution shall count
against the overall ceiling provided for in
Resolution 17 approved by the EGM of 11 MAY
2006 or in an earlier resolution to the same
effect, to take all necessary measures and
accomplish all necessary formalities, this
delegation of powers supersedes the fraction
unused of any and all earlier delegations to
the same effect
E.12 Authorize the Board of Directors with necessary Mgmt For For
powers to increase the share capital, on 1
or more occasions, by issuing shares for a
total number of shares which shall not exceed
2% of the share capital, the maximum nominal
amount of capital increases which may be carried
out by virtue of the present delegation shall
count against the overall ceiling set forth
in the Resolution 17, approved by the EGM of
11 MAY 2006 or against the overall ceiling
set forth in any later resolution to the same
effect, the shareholders meeting decides to
cancel the shareholders preferential subscription
rights in favour of any Company held by a credit
institution which will implement a structured
offer of shares in favour of employees and
corporate officers of companies related to
the Company, located outside France, the purpose
is to subscribe the issuers shares as this
subscription will allow the employees and corporate
officers to benefit from the same employee
shareholding formula as the ones of veolia
environment group, this authorization is granted
for an 18-month period
E.13 Authorize the Board of Directors to grant, for Mgmt For For
free, on one or more occasions, existing or
future shares, in favour of the employees or
the corporate officers of the company and related
companies, they may not represent more than
0.5% of the share capital
E.14 Amend the Paragraph 3 of the Article 22 of the Mgmt For For
By-laws
E.15 Authorize the Board of Directors to issue in Mgmt For For
one or several times, Company shares equity
warrants and their free allocation to all of
the company shareholders
E.16 Authorize the Board of Directors to carry out Mgmt For For
the authorizations and delegations which were
granted to it in the Resolution 10, 11, 12
and 13 of this meeting and of the Resolutions
17, 18, 19, 20, 22, 24 and 26 voted by the
EGM of the 11 MAY 2006
O.E17 Power for formalities Mgmt For For
- --------------------------------------------------------------------------------------------------------------------------
YAMADA DENKI CO.,LTD. Agenda Number: 701235423
- --------------------------------------------------------------------------------------------------------------------------
Security: J95534103
Meeting Type: AGM
Meeting Date: 28-Jun-2007
Ticker:
ISIN: JP3939000000
- --------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note this announcement is being provided Non-Voting No vote
to inform you that the true agenda has been
released and is available for your review.
(Please refer to the attached PDF files.)
1. Approve Appropriation of Retained Earnings Mgmt For For
2. Amend the Articles of Incorporation Mgmt For For
3. Amend the Articles of Incorporation concerning Mgmt For For
the Addition of Business Purpose
4. Amend the Articles of Incorporation concerning Mgmt For For
the Change of Total Number of Shares Issuable
5. Appoint a Corporate Auditor Mgmt For For
6. Approve Provision of Retirement Allowance for Mgmt For For
Retiring Corporate Auditors
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) The Marsico Investment Fund
By (Signature) /s/ Thomas F. Marsico
Name Thomas F. Marsico
Title President
Date August 24, 2007