Exhibit 13(g)
FORM OF FOURTH AMENDMENT TO
AMENDED AND RESTATED FINANCIAL AGENT AGREEMENT
FORM OF FOURTH AMENDMENT TO
AMENDED AND RESTATED FINANCIAL AGENT AGREEMENT
THIS AMENDMENT made effective as of the ____ day of __________, 2004
amends that certain Amended and Restated Financial Agent Agreement dated
November 19, 1997, as amended, by and among the following parties (the
"Agreement") as herein below provided.
W I T N E S S E T H :
WHEREAS, the parties hereto wish to amend Schedule A of the Agreement
to reflect the inclusion of two new series.
NOW, THEREFORE, in consideration of the foregoing premise and other
good and valuable consideration, the parties hereby agree that the Agreement is
hereby amended as follows:
1. Schedule A is hereby amended so as to include reference to (a) Phoenix
Global Utilities Fund, a series of the [Phoenix-Oakhurst Income & Growth
Fund]; and (b) Phoenix Mid-Cap Value Fund, a series of Phoenix Equity
Trust. Attached hereto is a revised Schedule A--Schedule of Funds Subject
to Amended and Restated Financial Agent Agreement, updated as of [October
__, 2004], which Schedule shall supercede any current schedule of funds
attached to the Agreement.
2. Except as herein above and herein before amended, all other terms and
conditions set forth in the Agreement shall be and remain in full force and
effect.
[signature page follows]
IN WITNESS WHEREOF, the parties have caused this Amendment to be executed by
their duly authorized officers as of the day and year first above written.
PHOENIX EQUITY SERIES FUND
PHOENIX EQUITY TRUST
PHOENIX-GOODWIN CALIFORNIA TAX EXEMPT BOND FUND
PHOENIX INVESTMENT TRUST 97
PHOENIX MULTI-PORTFOLIO FUND
PHOENIX MULTI-SERIES TRUST
PHOENIX-OAKHURST INCOME & GROWTH FUND
PHOENIX-OAKHURST STRATEGIC ALLOCATION FUND
PHOENIX PARTNER SELECT FUNDS
PHOENIX-SENECA FUNDS
PHOENIX SERIES FUND
PHOENIX STRATEGIC EQUITY SERIES FUND
By:
--------------------------------------------
Philip R. McLoughlin
President
PHOENIX EQUITY PLANNING CORPORATION
By:
--------------------------------------------
Francis G. Waltman
Vice President, Chief Administrative Officer
\4th Fin Agt Amendment -PF&PEPCO 080504
SCHEDULE A
Schedule of Funds Subject to Amended and Restated Financial Agent Agreement
(as of October __, 2004)
Class A Class B Class C Class T Class X Class Y
------- ------- ------- ------- ------- -------
Phoenix-Engemann Funds
Phoenix-Engemann Balanced Return Fund X X X
Phoenix-Engemann Focus Growth Fund X X X
Phoenix-Engemann Nifty Fifty Fund X X X
Phoenix-Engemann Small & Mid-Cap Growth Fund X X X
Phoenix Equity Trust
Phoenix-Aberdeen Worldwide Opportunities Fund X X X
Phoenix Mid-Cap Value Fund X X
Phoenix Equity Series Fund
Phoenix-Oakhurst Growth & Income Fund X X X
Phoenix-Goodwin California Tax-Exempt Bond Fund X X
Phoenix Institutional Mutual Funds
Phoenix Institutional Bond Fund X X
Phoenix Investment Trust 97
Phoenix Small Cap Value Fund X X X
Phoenix-Oakhurst Value Equity Fund X X X
Phoenix-Kayne Funds
Phoenix-Kayne California Intermediate
Tax-Free Bond Fund X
Phoenix-Kayne Intermediate Total Return Bond Fund X
Phoenix-Kayne International Fund X X X X
Phoenix-Kayne Rising Dividends Fund X X X X
Phoenix-Kayne Small-Mid Cap Fund X X X X
Phoenix Multi-Portfolio Fund
Phoenix-Aberdeen International Fund X X X
Phoenix-Duff & Phelps Real Estate Securities Fund X X X
Phoenix-Goodwin Emerging Markets Bond Fund X X X
Phoenix-Goodwin Tax-Exempt Bond Fund X X
Phoenix Multi-Series Trust
Phoenix-Goodwin Multi-Sector Fixed Income Fund X X X
Phoenix Goodwin Multi-Sector Short Term Bond Fund X X X X X
Phoenix-Oakhurst Income & Growth Fund
Phoenix-Oakhurst Income & Growth Fund X X X
Phoenix Global Utilities Fund X X
SCHEDULE A (continued)
Schedule of Funds Subject to Amended and Restated Financial Agent Agreement
(as of October __, 2004)
Class A Class B Class C Class T Class X Class Y
------- ------- -------- ------- ------- -------
Phoenix-Oakhurst Strategic Allocation Fund X X X
Phoenix Partner Select Funds
Wealth Builder Fund X X
Wealth Guardian Fund X X
Phoenix Portfolios
Phoenix Market Neutral Fund X X X
Phoenix Seneca Funds
Phoenix-Seneca Bond Fund X X X X
Phoenix-Seneca Mid-Cap "Edge" Fund X X X X
Phoenix-Seneca Equity Income Fund X X X X
Phoenix Series Fund
Phoenix-Duff & Phelps Core Bond Fund X X X
Phoenix-Engemann Capital Growth Fund X X
Phoenix-Engemann Mid-Cap Growth Fund X X X
Phoenix-Goodwin High Yield Fund X X X
Phoenix-Goodwin Money Market Fund X
Phoenix-Oakhurst Balanced Fund X X
Phoenix Strategic Equity Series Fund
Phoenix-Seneca Growth Fund X X X X
Phoenix-Seneca Strategic Theme Fund X X X