UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
--------------------------------------
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
Of the Securities Exchange Act Of 1934
Date of Report (Date of Earliest Event Reported): September 30, 2004
THE PHOENIX COMPANIES, INC.
---------------------------------------------------------
(Exact Name of Registrant as Specified in Its Charter)
Delaware 1-16517 06-0493340
- ------------------------------------- ----------------------------------- ----------------------------------
(State or Other Jurisdiction (Commission File Number) (IRS Employer
of Incorporation) Identification No.)
One American Row, Hartford, CT 06102-5056
- -------------------------------------------------------------- ---------------------------------------------------
(Address of Principal Executive Offices) (Zip Code)
Registrant's telephone number, including area code: (860) 403-5000
------------------------------------------
Item 2.02 RESULTS OF OPERATIONS AND FINANCIAL CONDITION
On October 28, 2004, The Phoenix Companies, Inc. made available on
its website its Financial Supplement for the quarter ended September 30, 2004.
This is furnished as Exhibit 99.1 hereto.
Item 9.01 Financial Statements and Exhibits
(a) Not applicable.
(b) Not applicable.
(c) Exhibits
The following exhibit is furnished herewith:
Exhibit 99.1 The Phoenix Companies, Inc. Financial Supplement
for the quarter ended September 30, 2004.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
THE PHOENIX COMPANIES, INC.
Date: November 1, 2004 By: /s/ Scott R. Lindquist
--------------------------------------
Name: Scott R. Lindquist
Title: Senior Vice President and Chief
Accounting Officer