FORM 10-Q/A
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
(Mark One)
[X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
For the quarterly period ended September 30, 1999
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OR
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
For the transition period from ___________________ to ___________________
Commission File No. 1-9818
ALLIANCE CAPITAL MANAGEMENT HOLDING L.P.
(Formerly Alliance Capital Management L.P.)
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(Exact name of registrant as specified in its charter)
Delaware 13-3434400
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(State or other jurisdiction of (I.R.S. Employer Identification No.)
incorporation or organization)
1345 Avenue of the Americas, New York, NY 10105
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(Address of principal executive offices) (Zip Code)
(212) 969-1000
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(Registrant's telephone number, including area code)
Indicate by check mark whether the registrant (1) has filed all reports required
to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during
the preceding 12 months (or for such shorter period that the registrant was
required to file such reports), and (2) has been subject to such filing
requirements for the past 90 days.
Yes X No
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The number of Units representing assignments of beneficial ownership of Limited
Partnership Interests outstanding as of September 30, 1999 was 171,265,623
Units.
Item 6. Exhibits and Reports on Form 8-K
(a) Exhibits
1. Agreement and Plan of Reorganization dated August 20, 1999
among Alliance Capital Management Holding L.P. (formerly
Alliance Capital Management L.P.), Alliance Capital
Management L.P. (formerly Alliance Capital Management L.P.
II), Alliance Capital Management Corporation and The
Equitable Life Assurance Society of the United States.
2. Amended and Restated Agreement of Limited Partnership dated
October 29, 1999 of Alliance Capital Management Holding
L.P. (formerly Alliance Capital Management L.P).
3. Amended and Restated Agreement of Limited Partnership dated
October 29, 1999 of Alliance Capital Management L.P.
(formerly Alliance Capital Management L.P. II).
4. Exchange Agreement dated April 8, 1999 among Alliance
Capital Management Holding L.P. (formerly Alliance Capital
Management L.P.), Alliance Capital Management L.P.
(formerly Alliance Capital Management L.P. II) and The
Equitable Life Assurance Society of the United States
(incorporated by reference to Exhibit 10.1 to the
Registration Statement on Form S-4 (File No. 333-84477)
filed on August 3, 1999).
5. Indemnification and Reimbursement Agreement dated April 8,
1999 among Alliance Capital Management Holding L.P.
(formerly Alliance Capital Management L.P.), Alliance
Capital Management L.P. (formerly Alliance Capital
Management L.P. II) and The Equitable Life Assurance
Society of the United States (incorporated by reference to
Exhibit 10.2 to the Registration Statement on Form S-4
(File No. 333-84477) filed on August 3, 1999).
6. Amended and Restated Investment Advisory and Management
Agreement dated October 29, 1999 among Alliance Capital
Management Holding L.P. (formerly Alliance Capital
Management L.P.), Alliance Corporate Finance Group
Incorporated and The Equitable Life Assurance Society of
the United States.
7. Amended and Restated Accounting, Valuation, Reporting and
Treasury Services Agreement dated October 29, 1999 between
Alliance Capital Management Holding L.P. (formerly Alliance
Capital Management L.P.) and The Equitable Life Assurance
Society of the United States.
8. Global Assignment and Assumption Agreement dated October
29, 1999 between Alliance Capital Management Holding L.P.
(formerly Alliance Capital Management L.P.) and Alliance
Capital Management L.P. (formerly Alliance Capital
Management L.P. II).
9. Pass-Through Agreement dated October 29, 1999 between
Alliance Capital Management Holding L.P. (formerly
Alliance Capital Management L.P.) and Alliance Capital
Management L.P. (formerly Alliance Capital Management
L.P. II).
(b) Reports on Form 8-K
The Partnership filed a report on Form 8-K dated September
30, 1999 reporting unaudited pro forma condensed financial
statements for the six months ended June 30, 1999 and 1998
for the Partnership and Alliance Capital Management L.P.
(formerly Alliance Capital Management L.P. II).