SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): MAY 21, 1998 CAROLINA FINCORP, INC. -------------------------------------------------------- (Exact name of registrant as specified in its charter) NORTH CAROLINA 000-21701 56-1978449 - ------------------------------ ----------- ------------------ (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) Identification No.) 115 SOUTH LAWRENCE STREET P. O. BOX 1597 ROCKINGHAM, NORTH CAROLINA 28380 ---------------------------------- (Address of principal executive offices) Registrant's telephone number, including area code: (910) 997-6245 N/A ----------------------------------------------- (Former name or former address, if changed since last report) ITEM 5. OTHER EVENTS On May 21, 1998, the Board of Directors of Carolina Fincorp, Inc. declared a special one-time cash dividend of $6.00 for each share of the Company's issued and outstanding common stock to be paid on June 19, 1998 to shareholders of record on June 5, 1998. The Company anticipates that most of the dividend will be considered a return of capital thereby resulting in a reduction in the cost basis of each share of the Company's common stock and that only a portion will be subject to income tax as a dividend to shareholders. A copy of the press release announcing the special dividend is attached as Exhibit (99) (a) hereto and incorporated herein by reference. ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS (99)(a) Press Release. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. CAROLINA FINCORP, INC. Date: May 22, 1998 By: /s/ John W. Bullard -------------------------------------------- John W. Bullard, Executive Vice President EXHIBIT INDEX Exhibit No. Description ----------- ----------- (99)(a) Press Release dated May 22, 1998