================================================================================ SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 16, 1998 UNITY BANCORP, INC. ------------------------------------------------------ (Exact name of registrant as specified in its charter) DELAWARE 1-12431 22-3282551 - ---------------------------- ------------ ------------------- (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) Identification No.) 64 OLD HIGHWAY 22, CLINTON, NEW JERSEY 08809 - ---------------------------------------- ---------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code (908) 730-7630 ================================================================================ Item 5. Other. The Registrant announced that, effective September 21, 1998, its common stock, no par value per share, would commence trading on the NASDAQ National Market under the symbol "UNTY". Currently, the Common Stock trades on the American Stock Exchange under the symbol "UBI". The Registrant's common stock purchase warrants will continue to trade on the American Stock Exchange under the symbol "UBI.WS". Item 7. Exhibits. The following exhibits are filed with this Current Report on Form 8-K. Exhibit No. Description ----------- ----------- 99(a) Press Release dated September 16, 1998 Page 2 of 5 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, Unity Bancorp, Inc. has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. UNITY BANCORP, INC. ------------------- (Registrant) Dated: September 16, 1998 By: /s/ KEVIN KILLIAN --------------------------------------- KEVIN KILLIAN, Chief Financial Officer Page 3 of 5 EXHIBIT INDEX CURRENT REPORT ON FORM 8-K Exhibit No. Description Page No. - ----------- ----------- -------- 99(a) Press Release dated September 16, 1998 5 Page 4 of 5