SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 10, 1994 ------------- The Travelers Inc. - - ------------------------------------------------------------------------ (Exact name of registrant as specified in its charter) Delaware 1-9924 52-1568099 -------------- --------------- ---------------- (State or other (Commission (IRS Employer jurisdiction of File Number) Identification No.) incorporation) 65 East 55th Street, New York New York 10022 - - --------------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) (212) 891-8900 - - --------------------------------------------------------------------------- (Registrant's telephone number, including area code) THE TRAVELERS INC. Current Report on Form 8-K Item 5. Other Events. In connection with the proposed filing of a registration statement under the Securities Act of 1933, The Travelers Inc. (the "Company") is re- filing herewith the unaudited interim financial statements relating to the Shearson Lehman Brothers and SLB Asset Management Divisions ("SLBD") of Lehman Brothers Holdings Inc. (formerly Shearson Lehman Brothers Holdings Inc.), which financial statements were previously included in the Company's Quarterly Report on Form 10-Q dated June 30, 1993, and the audited financial statements of SLBD which were included in the Company's Current Report on Form 8-K dated April 28, 1993. Such financial statements, and the related report of the Independent Accountants, are included as Exhibits 99.01 and 99.02 hereto and are incorporated by reference herein. Item 7. Financial Statements, Pro Forma Financial Information and Exhibits. Exhibits: Exhibit No. Description ----------- ----------- 23.01 Consent of Ernst & Young, Independent Auditors. 99.01 Unaudited combined statement of assets acquired and liabilities assumed of the Shearson Lehman Brothers and SLB Asset Management Divisions ("SLBD") of Lehman Brothers Holdings Inc. (formerly Shearson Lehman Brothers Holdings Inc.) at June 30, 1993 and December 31, 1992, the related unaudited combined statement of operations for the three months and six months ended June 30, 1993 and 1992 and the combined unaudited statement of cash provided by net income, as adjusted for non cash expenses and changes in assets acquired and liabilities assumed, exclusive of investing and financing activities for the six months ended June 30, 1993 and 1992, together with the notes thereto. 99.02 Combined statement of assets acquired and liabilities assumed of SLBD as of December 31, 1992 and 1991, the related combined statement of operations of SLBD for the years then ended and the combined statement of cash provided by net income, as adjusted for non cash expenses and changes in assets acquired and liabilities assumed, exclusive of investing and financing activities for the year ended December 31, 1992, together with the notes thereto and the related report of Independent Accountants. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: June 10, 1994 THE TRAVELERS INC. By:/s/ Firoz B. Tarapore ------------------------ Firoz B. Tarapore Deputy Treasurer EXHIBIT INDEX Exhibit No. Description Filing Method ----------- ----------- ------------- 23.01 Consent of Ernst & Young, Independent Auditors. Electronic 99.01 Unaudited combined statement of assets acquired and liabilities assumed of the Shearson Lehman Brothers and SLB Asset Management Divisions ("SLBD") of Lehman Brothers Holdings Inc. (formerly Shearson Lehman Brothers Holdings Inc.) at June 30, 1993 and December 31, 1992, the related unaudited combined statement of operations for the three months and six months ended June 30, 1993 and 1992 and the combined unaudited statement of cash provided by net income, as adjusted for non cash expenses and changes in assets acquired and liabilities assumed, exclusive of investing and financing activities for the six months ended June 30, 1993 and 1992, together with the notes thereto. Electronic 99.02 Combined statement of assets acquired and liabilities assumed of SLBD as of December 31, 1992 and 1991, the related combined statement of operations of SLBD for the years then ended and the combined statement of cash provided by net income, as adjusted for non cash expenses and changes in assets acquired and liabilities assumed, exclusive of investing and financing activities for the year ended December 31, 1992, together with the notes thereto and the related report of Independent Accountants. Electronic