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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K/A-1
(Mark One)
[X] Annual report pursuant to section 13 or 15(d) of the Securities
Exchange Act of 1934
For the fiscal year ended December 31, 1999
OR
[ ] Transition report pursuant to section 13 or 15(d) of the Securities
Exchange Act of 1934
For the transition period from _____to ________
Commission file number 0-7336
RELM WIRELESS CORPORATION
(Exact name of registrant as specified in its charter)
NEVADA 04-2225121
(State or other jurisdiction (IRS Employer
of incorporation or organization) Identification No.)
7505 Technology Drive, West Melbourne, Florida 32904
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: (407) 984-1414
Pursuant to Rule 12b-15 of the Securities and Exchange Act of 1934, as amended,
Relm Wireless Corporation hereby files this Amendment No. 1 on Form 10-K/A to
amend and supplement Part IV, Item 14 of its Annual Report on Form 10-K for the
year ending December 31, 1999. This Amendment No. 1 to the Registrant's Form
10-K/A is being filed to include complete copies of Exhibits 10(i), 10(k),
10(l), 10(m), and 27, which were inadvertently omitted from the Exhibits filed
by the registrant with the Form 10-K on March 30, 2000.
PART IV. Exhibits, Financial Statement, Schedules and Reports on Form 8-K.
(a) The following documents are filed as part of this report:
1. Financial Statements: See index to the Consolidated Financial Statements on
page F-1 hereof.
2. Financial Statement Schedules: All schedules have been omitted because they
are inapplicable or not material, or the information called for thereby is
included in the Consolidated Financial Statements and notes thereto.
3. Exhibits: The exhibits listed below are filed as a part of, or incorporated
by reference into this report:
Number Exhibit
------ -------
3 (i) Articles of Incorporation **
3 (ii) By-Laws **
4 (ii) 8% Convertible Subordinate Promissory Note
10 (a) 1996 Stock Option Plan for Non-Employee Directors *
10 (b) 1997 Stock Option Plan **
10 (c) Loan and Security Agreement ****
10 (d) Workers Compensation Close Out Agreement ****
10 (e) Amendment to Security and Loan Agreement
10 (f) 2nd Amendment to Security and Loan Agreement
10 (g) 3rd Amendment to Security and Loan Agreement
10 (h) Simmonds Agreement
10 (i) Contract for Sale of West Melbourne Fl. Real Estate *****
10 (j) Sub Lease Agreement
10 (k) Uniden Asset Purchase Agreement *****
10 (l) OEM Uniden Manufacturing Agreement *****
10 (m) Uniden ESAS Technology Agreement *****
10 (n) Manufacturing Agreement
10 (o) Transaction Agreement for Real Estate Sale and Contract Manufacturing
21 Subsidiaries of Registrant ***
27 Financial Data Schedule *****
* Incorporated by reference from the Adage, Inc. (predecessor to RELM
Wireless Corporation) report on form 10K for the year ended December 31,
1996.
** Incorporated by reference from the Company's report on form 10K for the
year ended December 31, 1997.
*** Incorporated by reference from the Company's report on form 10K for the
year ended December 31, 1998.
**** Incorporated by reference from the Company's report on form 10Q quarter 1
for the year ended December 31, 1999.
***** Filed pursuant to Amendment #1 to Form 10K for the year ended December 31,
1999.
(b) No reports on Form 8-K have been filed during the period ended December
31, 1999 by the Company.
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly authorized.
RELM WIRELESS CORPORATION
(Registrant)
Date: April , 2000 By:
------ --------------------------------------------
Richard K. Laird, President, Chief Financial
Officer
INDEX
Number Exhibit
------ -------
3 (i) Articles of Incorporation **
3 (ii) By-Laws **
4 (ii) 8% Convertible Subordinate Promissory Note
10 (a) 1996 Stock Option Plan for Non-Employee Directors *
10 (b) 1997 Stock Option Plan **
10 (c) Loan and Security Agreement ****
10 (d) Workers Compensation Close Out Agreement ****
10 (e) Amendment to Security and Loan Agreement
10 (f) 2nd Amendment to Security and Loan Agreement
10 (g) 3rd Amendment to Security and Loan Agreement
10 (h) Simmonds Agreement
10 (i) Contract for Sale of West Melbourne Fl. Real Estate *****
10 (j) Sub Lease Agreement
10 (k) Uniden Asset Purchase Agreement *****
10 (l) OEM Uniden Manufacturing Agreement *****
10 (m) Uniden ESAS Technology Agreement *****
10 (n) Manufacturing Agreement
10 (o) Transaction Agreement for Real Estate Sale and Contract Manufacturing
21 Subsidiaries of Registrant ***
27 Financial Data Schedule *****
* Incorporated by reference from the Adage, Inc. (predecessor to RELM
Wireless Corporation) report on form 10K for the year ended December 31,
1996.
** Incorporated by reference from the Company's report on form 10K for the
year ended December 31, 1997.
*** Incorporated by reference from the Company's report on form 10K for the
year ended December 31, 1998.
**** Incorporated by reference from the Company's report on form 10Q quarter 1
for the year ended December 31, 1999.
***** Filed pursuant to Amendment #1 to Form 10K for the year ended December 3,
1999.