UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
AMENDMENT NO. 1
TO
FORM 10-Q
(Mark One)
[X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE
ACT OF 1934
For the quarterly period ended September 30, 1996
OR
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
For the transition period from
Commission file number 000-21673
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AutoBond Acceptance Corporation
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(Exact name of registrant as specified in its charter)
Delaware 75-2487218
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(State or other jurisdiction (I.R.S. Employer
of incorporation or organization) Identification No.)
301 Congress Avenue, Austin, Texas 78701
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(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code (512) 435-7000
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Indicate by check mark whether the registrant (1) has filed all reports required
to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during
the preceding 12 months (or for such shorter period that the registrant was
required to file such reports), and (2) has been subject to such filing
requirements for the past 90 days.
Yes No X
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As of December 20, 1996, there were 6,526,086 shares of the registrant's
Common Stock, no par value, outstanding
PART II
ITEM 6. EXHIBITS AND REPORTS ON FORM 8-K
(a) Exhibits
The following reflects all applicable Exhibits required under
Item 601 of Regulation S-K:
* 3.1 Restated Articles of Incorporation of the Company
* 3.2 Amended and Restated Bylaws of the Company
* 4.1 Specimen Common Stock Certificate
* 10.1 Amended and Restated Loan Origination, Sale and Contribution
Agreement dated as of December 15, 1995 by and between the
Company and AutoBond Funding Corporation I
* 10.2 Security Agreement dated as of May 21, 1996 among AutoBond
Funding Corporation II, the Company and Norwest Bank Minnesota,
National Association
* 10.3 Credit Agreement and Side Agreement, dated as of May 21,
1996 among AutoBond Funding Corporation II, the Company and
Peoples Life Insurance Company
* 10.4 Servicing Agreement dated as of May 21, 1996 among AutoBond
Funding Corporation II, CSC Logic/MSA L.L.P., doing business as
"Loan Servicing Enterprise", the Company and Norwest Bank
Minnesota, National Association
* 10.5 Loan Acquisition Sale and Contribution Agreement dated as of
May 21, 1996 by and between the Company and AutoBond Funding
Corporation II
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* 10.6 Second Amended and Restated Secured Revolving Credit Agreement dated as
of July 31, 1995 between Sentry Financial Corporation and the Company
* 10.7 Management Administration and Services Agreement dated as of
January 1, 1996 between the Company and AutoBond, Inc.
* 10.8 Employment Agreement dated November 15, 1995 between Adrian Katz and
the Company
* 10.9 Employment Agreement dated February 15, 1996 between Charles A. Pond
and the Company
* 10.10 Employment Agreement effective as of May 1, 1996 between William O. Winsauer
and the Company
* 10.11 Vender's Comprehensive Single Interest Insurance Policy and Endorsements,
issued by Interstate Fire & Casualty Company
* 10.12 Warrant to Purchase Common Stock of the Company dated March 12, 1996
* 10.13 Employee Stock Option Plan
* 10.14 Dealer Agreement, dated November 9, 1994, between the Company and Charlie
Thomas Ford, Inc.
* 10.15 Automobile Loan Sale Agreement, dated as of September 30, 1996, among the
Company, First Fidelity Acceptance Corp., and Greenwich Capital
Financial Products, Inc.
27.1 Financial Data Schedule
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* Incorporated by reference from the Company's Registration Statement on Form
S-1 (Registration No. 333-05359)
(b) Reports on Form 8-K
None.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized on March 17, 1997.
AutoBond Acceptance Corporation
By: /S/ WILLIAM O. WINSAUER
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William O. Winsauer
(Chairman of the Board and
Chief Executive Officer)
By: /S/ WILLIAM J. STAHL
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William J. Stahl
(Vice President and Chief
Financial Officer)
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