SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ____________________ FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported September 11, 1997 ------------------- ICG COMMUNICATIONS, INC. ----------------------------------------------------------------- (Exact name of registrant as specified in charter) Delaware 1-11965 84-1342022 ----------------------------------------------------------------- (State of Incorporation) (Commission (IRS Employer File Number) Identification No.) 9605 E. Maroon Circle, P.O. Box 6742, Englewood, Colorado 80155-6742 --------------------------------------------------------------------- (Address of principal executive offices) ICG HOLDINGS (CANADA), INC. --------------------------------------------------------------- (Exact name of registrant as specified in charter) Canada 1-11052 Not Applicable --------------------------------------------------------------- (State of Incorporation) (Commission (IRS Employer File Number) Identification No.) 1710-1177 West Hastings Street, Vancouver, British Columbia V6E 2L3 ------------------------------------------------------------------ (Address of principal executive offices) ICG HOLDINGS, INC. --------------------------------------------------------------- (Exact name of registrant as specified in charter) Colorado 33-96540 84-1158866 --------------------------------------------------------------- (State of Incorporation) (Commission (IRS Employer File Number) Identification No.) 9605 E. Maroon Circle, P.O. Box 6742, Englewood, Colorado 80155-6742 ---------------------------------------------------------------------- (Address of principal executive offices) Registrants' telephone numbers, including area codes (800) 650-5960 or (303) 572-5960 ----------------------- N/A ------------ (Former name or former address, if changed since last report.) ITEM 5. OTHER EVENTS. ------ ------------ In a press release dated September 11, 1997, ICG Communications, Inc., a Delaware corporation, announced that it will form a Delaware limited liability company subsidiary to be called ICG Funding, LLC ("Funding") and that Funding will offer approximately $100 million of Exchangeable Limited Liability Company Preferred Securities. ITEM 7. EXHIBITS. ------ -------- (c) Exhibits -------- 99.1 Press Release, dated September 11, 1997. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrants have duly caused this report to be signed on their behalf by the undersigned hereunto duly authorized. Dated: September 18, 1997 ICG COMMUNICATIONS, INC. By:/s/ James D. Grenfell --------------------------- James D. Grenfell Executive Vice President and Chief Financial Officer ICG HOLDINGS (CANADA), INC. By:/s/ James D. Grenfell --------------------------- James D. Grenfell Executive Vice President and Chief Financial Officer ICG HOLDINGS, INC. By:/s/ James D. Grenfell --------------------------- James D. Grenfell Executive Vice President and Chief Financial Officer EXHIBIT INDEX ------------- Exhibit Number Description of Exhibit -------------- ---------------------- 99.1 Press Release, dated September 11, 1997.