<ARTICLE> BD <LEGEND> The amounts disclosed in the financial data summary should be read in conjunction with the condensed consolidated financial statements and the notes thereto. </LEGEND> <MULTIPLIER> 1,000,000 <PERIOD-TYPE> 3-MOS <FISCAL-YEAR-END> NOV-24-2000 <PERIOD-START> NOV-29-1999<F1> <PERIOD-END> FEB-25-2000 <CASH> 12,541<F2> <RECEIVABLES> 34,171 <SECURITIES-RESALE> 39,185 <SECURITIES-BORROWED> 90,009 <INSTRUMENTS-OWNED> 94,084 <PP&E> 1,331<F3> <TOTAL-ASSETS> 276,894 <SHORT-TERM> 41,743 <PAYABLES> 60,622 <REPOS-SOLD> 41,546 <SECURITIES-LOANED> 14,495 <INSTRUMENTS-SOLD> 77,647 <LONG-TERM> 22,670 <PREFERRED-MANDATORY> 0 <PREFERRED> 0 <COMMON> 4 <OTHER-SE> 11,092 <TOTAL-LIABILITY-AND-EQUITY> 276,894 <TRADING-REVENUE> 2,096<F4> <INTEREST-DIVIDENDS> 3,694 <COMMISSIONS> 625<F5> <INVESTMENT-BANKING-REVENUES> 1,230 <FEE-REVENUE> 319<F5> <INTEREST-EXPENSE> 3,471 <COMPENSATION> 2,358<F6> <INCOME-PRETAX> 1,479 <INCOME-PRE-EXTRAORDINARY> 1,479 <EXTRAORDINARY> 0 <CHANGES> 0 <NET-INCOME> 887 <EPS-BASIC> 1.83 <EPS-DILUTED> 1.76 <FN> <F1>Represents the first Monday of the period. <F2>Includes cash and cash equivalents and cash and securities segregated in compliance with U.S. federal and other regulations as disclosed on the condensed consolidated statement of financial condition. <F3>Included in other assets on the condensed consolidated statement of financial condition. <F4>Includes revenues from principal investments, which mainly represents revenues from the firm's merchant banking investments. <F5>Included in revenues from asset management and securities services on the condensed consolidated statement of earnings. <F6>Includes amortization of employee initial public offering awards. </FN>