1
NOTICE OF GUARANTEED DELIVERY FOR
8.065% SERIES A-1 SENIOR SECURED BONDS DUE 2004,
8.842% SERIES B-1 SENIOR SECURED BONDS DUE 2015, AND
9.292% SERIES C-1 SENIOR SECURED BONDS DUE 2024 OF
NRG NORTHEAST GENERATING LLC
This form or one substantially equivalent hereto must be used to accept the
Exchange Offer of NRG Northeast Generating LLC (the "Issuer) made pursuant to
the Prospectus, dated October 25, 2000 (the "Prospectus"), if certificates for
the outstanding 8.065% Series A Senior Secured Bonds due 2004, 8.842% Series B
Senior Secured Bonds due 2015, and 9.292% Series C Senior Secured Bonds due 2024
of the Issuer (the "Old Bonds") are not immediately available or if the
procedure for book-entry transfer cannot be completed on a timely basis or time
will not permit all required documents to reach The Chase Manhattan Bank, as
exchange agent (the "Exchange Agent") prior to 5:00 p.m., New York City time, on
the Expiration Date of the Exchange Offer. Such form may be delivered or
transmitted by facsimile transmission, mail or hand delivery to the Exchange
Agent as set forth below. Capitalized terms not defined herein are defined in
the Prospectus.
Delivery To:
THE CHASE MANHATTAN BANK, EXCHANGE AGENT
By Hand Delivery or Overnight Courier:
The Chase Manhattan Bank
55 Water Street, Room 234
New York, New York 10041
Attention: Carlos Esteves -- Confidential
By Mail:
The Chase Manhattan Bank
55 Water Street, Room 234
New York, New York 10041
Attention: Carlos Esteves -- Confidential
By Facsimile Transmission:
(for Eligible Institutions Only)
212-638-7380
Confirm by Telephone:
212-638-0828
DELIVERY OF THIS INSTRUMENT TO AN ADDRESS OTHER THAN AS SET FORTH ABOVE, OR
TRANSMISSION OF THIS INSTRUMENT VIA FACSIMILE OTHER THAN AS SET FORTH ABOVE,
WILL NOT CONSTITUTE A VALID DELIVERY.
2
Ladies and Gentlemen:
Upon the terms and conditions set forth in the Prospectus, the undersigned
hereby tenders to the Issuer the principal amount of Old Bonds set forth below
pursuant to the guaranteed delivery procedure described in "The Exchange
Offer -- Guaranteed Delivery Procedures" section of the Prospectus.
Principal Amount of Old Bonds Tendered:*
$ If Old Bonds will be delivered by
- ----------------------------------------------------- book-entry transfer to The Depository Trust
Certificate Nos. (if available): Company, provide account number.
Total Principal Amount Represented by Old Bonds
Certificate(s):
$
- ----------------------------------------------------- Account Number
----------------------------------
All authority herein conferred or agreed to be conferred shall survive the
death or incapacity of the undersigned and every obligation of the undersigned
hereunder shall be binding upon the heirs, personal representatives, successors
and assigns of the undersigned.
- --------------------------------------------------------------------------------
PLEASE SIGN HERE
X X
- ---------------------------------------- ----------------------------------------
X X
- ---------------------------------------- ----------------------------------------
SIGNATURE(S) OF OWNER(S) OR AUTHORIZED DATE
SIGNATORY
Area Code and Telephone Number:
---------------------------------------------------------------------------
Must be signed by the Holder(s) of Old Bonds as their name(s) appear(s) on
certificates for Old Bonds or on a security position listing, or by
person(s) authorized to become registered Holder(s) by endorsement and
documents transmitted with this Notice of Guaranteed Delivery. If
signature is by a trustee, executor, administrator, guardian,
attorney-in-fact, officer or other person acting in a fiduciary or
representative capacity, such person must set forth his or her full title
below.
PLEASE PRINT NAME(S) AND ADDRESS(ES)
Name(s):
--------------------------------------------------------------------------
--------------------------------------------------------------------------
--------------------------------------------------------------------------
Capacity:
--------------------------------------------------------------------------
Address(es):
--------------------------------------------------------------------------
--------------------------------------------------------------------------
--------------------------------------------------------------------------
---------------------
* Must be in denominations of principal amount of $100,000 or any integral
multiple of $1,000 in excess of $100,000.
- --------------------------------------------------------------------------------
2
3
- --------------------------------------------------------------------------------
GUARANTEE
(NOT TO BE USED FOR SIGNATURE GUARANTEE)
The undersigned, an Eligible Institution (including most banks, savings
and loan associations and brokerage houses) that is a participant in the
Securities Transfer Agents Medallion Program, the New York Stock Exchange
Medallion Signature Program or the Stock Exchanges Medallion Program, hereby
guarantees that the certificates for all physically tendered Old Bonds, in
proper form for transfer, or a Book-Entry Confirmation, as the case may be,
together with a properly completed and duly executed Letter of Transmittal (or
facsimile thereof or Agent's Message in lieu thereof) with any required
signature guarantees and any other documents required by the Letter of
Transmittal, will be received by the Exchange Agent at the address set forth
above, within three (3) New York Stock Exchange trading days after the date of
execution of the Notice of Guaranteed Delivery.
The undersigned acknowledges that it must deliver the Letter of
Transmittal and the Old Bonds tendered hereby to the Exchange Agent within the
time period set forth above and that failure to do so could result in a
financial loss to the undersigned.
--------------------------------------------------- ---------------------------------------------------
NAME OF FIRM AUTHORIZED SIGNATURE
--------------------------------------------------- ---------------------------------------------------
ADDRESS TITLE
--------------------------------------------------- ---------------------------------------------------
ZIP CODE (PLEASE TYPE OR PRINT)
Area Code and Tel. No. ------------------------- Dated: ------------------------------------- , 2000
- --------------------------------------------------------------------------------
NOTE: DO NOT SEND CERTIFICATES FOR OLD BONDS WITH THIS FORM. CERTIFICATES FOR
OLD BONDS SHOULD BE SENT ONLY WITH A COPY OF YOUR PREVIOUSLY EXECUTED
LETTER OF TRANSMITTAL.
3