UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 --------------------------------------------- FORM 8-K CURRENT REPORT --------------------------------------------- Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 18, 2002 ASTORIA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 0-22228 11-3170868 - ------------------------------- --------------------- -------------------- (State or other jurisdiction of (Commission File No.) (IRS Employer incorporation or organization) Identification No.) ONE ASTORIA FEDERAL PLAZA, LAKE SUCCESS, NEW YORK 11042-1085 ------------------------------------------------------------ (Address of principal executive offices, including zip code) Registrant's telephone number, including area code: (516) 327-3000 -------------- NOT APPLICABLE -------------- (Former name or former address, if changed since last report) ITEMS 1 THROUGH 6 AND 8. NOT APPLICABLE ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS. (c) Exhibits. The following Exhibits are furnished as part of this report: 99.1 Press Release dated April 18, 2002 announcing plans for Astoria Financial Corporation to list its common stock on the New York Stock Exchange under the new ticker symbol "AF". ITEM 9. REGULATION FD DISCLOSURE. On April 18, 2002, Astoria Financial Corporation announced plans to list its common stock on the New York Stock Exchange effective May 17, 2002 under the new ticker symbol "AF". The information provided pursuant hereto shall not be deemed incorporated by reference by any general statement incorporating by reference this Form 8-K into any filing under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, and shall not otherwise be deemed filed under such Acts. 2 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. ASTORIA FINANCIAL CORPORATION /s/ Peter J. Cunningham ---------------------------------- Peter J. Cunningham First Vice President and Director of Investor Relations Dated: April 19, 2002 EXHIBIT INDEX Exhibit Number Descriptions - --------------- ------------ 99.1 Press Release dated April 18, 2002 announcing plans to list common stock of Astoria Financial Corporation on the New York Stock Exchange. 3