UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 12, 2002 ASTORIA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 0-22228 11-3170868 (State or other jurisdiction of (Commission File No.) (IRS Employer incorporation or organization) Identification No.) ONE ASTORIA FEDERAL PLAZA, LAKE SUCCESS, NEW YORK 11042-1085 (Address of principal executive offices, including zip code) Registrant's telephone number, including area code: (516) 327-3000 NOT APPLICABLE (Former name or former address, if changed since last report) 1 ITEMS 1 THROUGH 6 AND 8. NOT APPLICABLE ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS. (c) Exhibits. The following Exhibits are furnished as part of this report: 99.1 Statement Under Oath of Principal Executive Officer and Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings, executed by George L. Engelke, Jr., Chief Executive Officer. 99.2 Statement Under Oath of Principal Executive Officer and Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings, executed by Monte N. Redman, Chief Financial Officer. ITEM 9. REGULATION FD DISCLOSURE. On August 12, 2002, Astoria Financial Corporation's principal executive officer and principal financial officer submitted for filing with the Securities and Exchange Commission ("SEC") the prescribed sworn statements pursuant to SEC Order dated June 27, 2002, File No. 4-460, which are included herein as exhibits 99.1 and 99.2. The information provided pursuant hereto shall not be deemed incorporated by reference by any general statement incorporating by reference this Form 8-K into any filing under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, and shall not otherwise be deemed filed under such Acts. 2 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. ASTORIA FINANCIAL CORPORATION /s/ Monte N. Redman ----------------------------------- Monte N. Redman Executive Vice President and Chief Financial Officer Dated: August 12, 2002 EXHIBIT INDEX Exhibit Number Description - -------------- ----------- 99.1 Statement Under Oath of Principal Executive Officer and Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings, executed by George L. Engelke, Jr., Chief Executive Officer. Statement Under Oath of Principal Executive Officer and Principal Financial 99.2 Officer Regarding Facts and Circumstances Relating to Exchange Act Filings, executed by Monte N. Redman, Chief Financial Officer. 3