U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
------------------------
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) December 23, 2002
---------------------------
Citigroup Inc.
- --------------------------------------------------------------------------------
(Exact name of registrant as specified in its charter)
Delaware 1-9924 52-1568099
- --------------- ----------- -------------------
(State or other (Commission (IRS Employer
jurisdiction of File Number) Identification No.)
incorporation)
399 Park Avenue, New York, New York 10043
- --------------------------------------------------------------------------------
(Address of principal executive offices) (Zip Code)
(212) 559-1000
- --------------------------------------------------------------------------------
(Registrant's telephone number, including area code)
Citigroup Inc.
Current Report on Form 8-K
ITEM 5. OTHER EVENTS.
On December 23, 2002, Citigroup Inc. ("Citigroup") announced that it had reached
a settlement-in-principle with the SEC, NASD, NYSE and the Attorney General of
New York of all issues raised in their research, IPO allocation and
spinnining-related inquiries.
A copy of the related press release is being filed as Exhibit 99.1 to this Form
8-K and is incorporated herein by reference in its entirety.
ITEM 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS
(c) Exhibits
Exhibit Number
99.1 Press Release, dated December 23, 2002, issued by Citigroup
Inc.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
Dated: December 23, 2002 CITIGROUP INC.
By: /s/ Stephanie B. Mudick
---------------------------------
Name: Stephanie B. Mudick
Title: Co-General Counsel
EXHIBIT INDEX
Exhibit Number
99.1 Press Release, dated December 23, 2002, issued by Citigroup Inc.