U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) July 28, 2003
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Citigroup Inc.
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(Exact name of registrant as specified in its charter)
Delaware 1-9924 52-1568099
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(State or other (Commission (IRS Employer
jurisdiction of File Number) Identification No.)
incorporation)
399 Park Avenue, New York, New York 10043
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(Address of principal executive offices) (Zip Code)
(212) 559-1000
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(Registrant's telephone number, including area code)
Citigroup Inc.
Current Report on Form 8-K
Item 5. Other Events.
On July 28, 2003, Citigroup Inc. announced settlements with the Securities and
Exchange Commission, the Office of the Comptroller of the Currency, the Federal
Reserve Bank of New York, and the New York County District Attorney's Office
that resolve on a civil basis their investigations into Citigroup's structured
finance work for Enron. The Company also announced that its settlement
agreement with the SEC concludes that agency's investigation into certain
Citigroup work for Dynegy.
A copy of the related press release is being filed as Exhibit 99.1 to this Form
8-K and is incorporated herein by reference in its entirety.
Item 7. Financial Statements, Pro Forma Financial Information and Exhibits
(c) Exhibits
Exhibit Number
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99.1 Press Release, dated July 28, 2003, issued by Citigroup Inc.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the Registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
Dated: July 28, 2003 CITIGROUP INC.
By: /s/ Michael S. Helfer
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Name: Michael S. Helfer
Title: General Counsel and
Corporate Secretary
EXHIBIT INDEX
Exhibit Number
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99.1 Press Release, dated July 28, 2003, issued by Citigroup Inc.