EXHIBIT 4.6
SECURITY AGREEMENT
SECURITY AGREEMENT, dated June 10, 2004, made by each of the
Grantors referred to below, in favor of U.S. Bank National Association, in its
capacity as Collateral Agent for the Trustee and the Holders (as such terms are
defined below) pursuant to the Indenture referred to below (in such capacity,
together with any permitted successors and assigns, the "Collateral Agent").
W I T N E S S E T H:
WHEREAS, Milacron Inc., a Delaware corporation (the "Company"), each
subsidiary of the Company listed as a "Guarantor" on the signature pages of the
supplemental indenture dated the date hereof to the Indenture (each such
subsidiary and each subsidiary of the Company that has executed and delivered a
Guarantee pursuant to the Indenture, a "Guarantor" and collectively, the
"Guarantors," and the Guarantors (other than Milacron Capital Holdings B.V. and
any Canadian Restricted Subsidiary) together with the Company, each a "Grantor"
and collectively, the "Grantors"), the Collateral Agent and U.S. Bank National
Association, in its capacity as trustee (in such capacity, together with any
permitted successors and assigns, the "Trustee") are parties to an indenture,
dated as of May 26, 2004 (as amended, restated, supplemented or otherwise
modified from time to time, being hereinafter referred to as the "Indenture"),
with respect to the Company's 11-1/2% Senior Secured Notes due 2011 (the
"Notes");
WHEREAS, pursuant to the Indenture, the Company has issued the Notes
to the Holders;
WHEREAS, it is a condition to the release to the Company from the
Escrow Account of the proceeds from the offering of the Notes that each Grantor
shall execute and deliver this Agreement;
WHEREAS, the Grantors are mutually dependent on each other in the
conduct of their respective businesses as an integrated operation, with the
credit needed from time to time by each Grantor often being provided through
financing obtained by the other Grantors and the ability to obtain such
financing being dependent on the successful operations of all of the Grantors as
a whole; and
WHEREAS, each Grantor has determined that the execution, delivery
and performance of this Agreement directly benefits, and are in the best
interest of, such Grantor;
NOW, THEREFORE, in consideration of the premises and the agreements
herein, the Grantors hereby jointly and severally agree with the Collateral
Agent, for the benefit of the Trustee and Holders, as follows:
SECTION 1. Definitions.
(a) Reference is hereby made to the Indenture for a statement of the
terms thereof. All terms used in this Agreement and the recitals hereto which
are defined in the Indenture or in the Code and which are not otherwise defined
herein shall have the same
meanings herein as set forth therein; provided that terms used herein which are
defined in the Code as in effect on the date hereof shall continue to have the
same meaning notwithstanding any replacement or amendment of such statute except
as the Collateral Agent may otherwise determine.
(b) The following terms shall have the respective meanings provided
for in the Code (as defined below): "Accounts," "Cash Proceeds," "Chattel
Paper," "Commercial Tort Claim," "Commodity Account," "Commodity Contracts,"
"Deposit Account," "Documents," "Equipment," "Fixtures," "General Intangibles,"
"Goods," "Instruments," "Inventory," "Investment Property," "Letter-of-Credit
Rights," "Noncash Proceeds," "Payment Intangibles," "Proceeds," "Promissory
Notes," "Record," "Security Account," "Software," and "Supporting Obligations."
(c) As used in this Agreement, the following terms shall have the
respective meanings indicated below, such meanings to be applicable equally to
both the singular and plural forms of such terms:
"Code" means the New York UCC; provided that to the extent that the
Code is used to define any term herein and such term is defined differently in
differing Articles of the Code, the definition of such term contained in Article
9 shall govern.
"Copyright Licenses" means all licenses, contracts or other
agreements, whether written or oral, naming any Grantor as licensee or licensor
and providing for the grant of any right to use or sell any works covered by any
copyright (including, without limitation, all Copyright Licenses set forth in
Schedule II hereto).
"Copyrights" means all domestic and foreign copyrights, whether
registered or not, including, without limitation, all copyright rights
throughout the universe (whether now or hereafter arising) in any and all media
(whether now or hereafter developed), in and to all original works of authorship
fixed in any tangible medium of expression, acquired or used by any Grantor
(including, without limitation, all copyrights described in Schedule II hereto),
all applications for registration, registrations and recordings of ownership
thereof (including, without limitation, applications, registrations and
recordings of ownership in the United States Copyright Office or in any similar
office or agency of the United States or any other country or any political
subdivision thereof), and all extensions, restorations or renewals thereof.
"Discharge of Senior Secured Note Obligations" means the payment in
full of the Senior Secured Note Obligations that are outstanding and unpaid at
the time the Notes are paid in full.
"Excluded Assets" means:
(i) any lease of premises used only as office space or to warehouse
inventory;
(ii) any lease, license, permit, franchise, power, authority or
right if, to the extent that and for as long as (a) the grant of a
security interest therein constitutes or would result in the abandonment,
invalidation or unenforceability of such lease, license, permit,
franchise, power, authority or right or the termination of, breach of or a
default
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under the lease, instrument or agreement by which such lease, license,
permit, franchise, power, authority or right is governed and (b) such
abandonment, invalidation, unenforceability, breach, termination or
default is not rendered ineffective pursuant to Sections 9-406, 9-407,
9-408 or 9-409 of the New York UCC (or any successor provision) or the
Code of any other relevant jurisdiction or any other applicable law
(including the United States bankruptcy code) or principles of equity;
provided, however, that (1) such lease, license, permit, franchise, power,
authority or right will be an Excluded Asset only to the extent and for as
long as the conditions set forth in clauses (a) and (b) in this definition
are and remain satisfied and to the extent such assets otherwise
constitute Collateral, will cease to be an Excluded Asset, and will become
subject to the Liens hereunder, immediately and automatically at such time
as such conditions cease to exist, including by reason of any waiver or
consent under the applicable instrument or agreement, and (2) the proceeds
of any sale, lease or other disposition of any such lease, license,
permit, franchise, power, authority or right that is or becomes an
Excluded Asset shall not be an Excluded Asset and shall at all times be
and remain subject to the Liens hereunder;
(iii) assets or property (a) located outside the United States
(other than assets or property of a Canadian Restricted Subsidiary located
in Canada) or (b) of any Canadian Restricted Subsidiary other than those
of the type described in clauses (1) through (4) of the definition of
Credit Facility Priority Collateral;
(iv) Deposit Accounts exclusively used for payroll, payroll taxes
and other employee wage and benefit payments to or for the benefit of
salaried employees;
(v) Deposit Accounts held by Oak International, Inc., at Citizens
Bank and Nickerson Machinery Chicago Inc. at Fleet National Bank;
(vi) any real property acquired after the date of the Indenture with
a fair market value of less than $750,000 in the case of a fee interest or
with an annual rent of less than $100,000 in the case of a leasehold
interest;
(vii) Capital Stock of any Subsidiary of the Company or any
Guarantor formed under the laws of a jurisdiction other than the United
States or any State of the United States or the District of Columbia (a
"Foreign Stock Subsidiary") in excess of 65% of the outstanding Capital
Stock of such Foreign Stock Subsidiary;
(viii) Capital Stock of any non-wholly owned Foreign Stock
Subsidiary to the extent that a grant of a Lien therein would conflict
with the terms of any organizational document of, agreement governing
investments in, or the law of the jurisdiction of formation of, such
Foreign Stock Subsidiary;
(ix) Capital Stock of Milacron Plastics Machinery (Jiangyin) Co.,
LTD, D-M-E-(Hong Kong) Limited, Japan D-M-E Corporation, Ferromatix India
Limited and any Immaterial Subsidiary;
(x) real estate located at 3025 Disney Street, Cincinnati, Ohio
45209 and real estate located at 10501 High M52, Manchester, Michigan
48158;
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(xi) assets or property of Milacron Capital Holdings, B.V.; and
(xii) (a) other personal property (other than Deposit Accounts,
Letter of Credit Rights, Intellectual Property and Proceeds of Collateral)
in which a security interest cannot be perfected by the filing of a
financing statement under the Uniform Commercial Code or Personal Property
Security Act or similar Canadian legislation and (b) without duplication,
motor vehicles, that have, in the aggregate for all such property and
motor vehicles, a fair market value (as determined in good faith by the
Company) not exceeding $1,000,000.
In addition, any Collateral consisting of any Capital Stock or other
securities of any Subsidiary of the Company shall be limited at any time to that
portion of such Capital Stock or other securities which value (defined as the
principal amount, par value, book value as carried by the Company or market
value, whichever is greatest), when considered in the aggregate with all other
Capital Stock or other securities of such Subsidiary subject to a security
interest hereunder, does not exceed 19.99% of the principal amount of the then
outstanding Notes issued, and the portion of any such Capital Stock or other
securities of such Subsidiary in excess of such percentage will be deemed
Excluded Assets; provided, however, in the event that Rule 3-16 of Regulation
S-X promulgated by the SEC is amended, modified or interpreted by the SEC to
require (or is replaced with another rule or regulation or any other law, rule
or regulation is adopted, which would require) the filing with the SEC (or any
other governmental agency) of separate financial statements of any Subsidiary of
the Company due to such Subsidiary's Capital Stock or other securities securing
the Notes, then the Capital Stock or other securities of such Subsidiary (the
"Excluded Securities") shall automatically be deemed to be Excluded Assets, but
only for so long as and to the extent necessary to not be subject to such
requirement; provided, further, however, that in such event, this Agreement may
be amended or modified, without the consent of any Holder of Notes, to the
extent necessary to release the security interests in the Excluded Securities
that are deemed to constitute Excluded Assets.
"Excluded Accounts" means: (i) Deposit Accounts for which the
Collateral Agent is the depositary, (ii) Deposit Accounts specially and
exclusively used for payroll, payroll taxes and other employee wage and benefit
payments to or for the benefit of a Grantor's salaried employees and (iii)
Deposit Accounts held by (a) Oak International, Inc. at Citizens Bank and (b)
Nickerson Machinery Chicago Inc. at Fleet National Bank, in each case, so long
as the aggregate amount of the balances therein do not exceed $200,000 at any
one time.
"Holder" means a Person in whose name a Note is registered.
"Intellectual Property" means the Copyrights, Trademarks and
Patents.
"IP Security Agreement" means an agreement by a Grantor in favor of
the Collateral Agent substantially in the form of Exhibit A hereto.
"Licenses" means the Copyright Licenses, the Trademark Licenses and
the Patent Licenses.
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"Material Adverse Effect" means a material adverse effect on the
condition (financial or other), business, properties or results of operations of
the Grantors and their respective subsidiaries taken as a whole.
"Mortgage" means a mortgage (including, without limitation, a
leasehold mortgage), deed of trust or deed to secure debt, in form and substance
substantially the same as the mortgages delivered to Collateral Agent on the
date hereof, made by a Grantor in favor of the Collateral Agent for the benefit
of the Trustee and the Holders, securing the Senior Secured Note Obligations and
delivered to the Collateral Agent.
"New York UCC" means the Uniform Commercial Code, as from time to
time in effect in the State of New York.
"Patent Licenses" means all licenses, contracts or other agreements,
whether written or oral, naming any Grantor as licensee or licensor and
providing for the grant of any right to manufacture, use or sell any invention
covered by any Patent (including, without limitation, all Patent Licenses set
forth in Schedule II hereto).
"Patents" means all domestic and foreign letters patent, design
patents, utility patents, industrial designs, inventions, trade secrets, ideas,
concepts, methods, techniques, processes, proprietary information, technology,
know-how, formulae, rights of publicity and other general intangibles of like
nature, now existing or hereafter acquired (including, without limitation, all
domestic and foreign letters patent, design patents and utility patents
described in Schedule II hereto), all applications, registrations and recordings
of ownership thereof (including, without limitation, applications, registrations
and recordings of ownership in the United States Patent and Trademark Office, or
in any similar office or agency of the United States or any other country or any
political subdivision thereof), and all reissues, divisions, continuations and
continuations in part thereof.
"Restricted Cash" means any cash or cash equivalents permitted to be
deposited or pledged under clause (7), (12) or (14) of the definition of
"Permitted Liens" in the Indenture.
"Title Insurance Policy" means a mortgagee's loan policy, in form
and substance satisfactory to the Collateral Agent, together with all
endorsements made from time to time thereto, issued by or on behalf of First
American Title Insurance Company (or other title insurance company reasonably
satisfactory to the Collateral Agent), insuring the Lien created by a Mortgage
in an amount and on terms reasonably satisfactory to the Collateral Agent,
delivered to the Collateral Agent.
"Trademark Licenses" means all licenses, contracts or other
agreements, whether written or oral, naming any Grantor as licensor or licensee
and providing for the grant of any right concerning any Trademark, together with
any goodwill connected with and symbolized by any such trademark licenses,
contracts or agreements and the right to prepare for sale or lease and sell or
lease any and all Inventory now or hereafter owned by any Grantor and now or
hereafter covered by such licenses (including, without limitation, all Trademark
Licenses described in Schedule II hereto).
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"Trademarks" means all domestic and foreign trademarks, service
marks, collective marks, certification marks, trade names, business names,
d/b/a's, Internet domain names, trade styles, designs, logos and other source
identifiers and all general intangibles of like nature, now or hereafter owned,
adopted, acquired or used by any Grantor (including, without limitation, all
domestic and foreign trademarks, service marks, collective marks, certification
marks, trade names, business names, d/b/a's and Internet domain names described
in Schedule II hereto), all applications, registrations and recordings thereof
(including, without limitation, applications, registrations and recordings of
ownership in the United States Patent and Trademark Office or in any similar
office or agency of the United States, any state thereof or any other country or
any political subdivision thereof), and all extensions and renewals thereof,
together with all goodwill of the business symbolized by and associated with
such marks and all customer lists, formulae and other Records of any Grantor
relating to the distribution of products and services in connection with which
any of such marks are used.
SECTION 2. Grant of Security Interest. As collateral security for
all of the Senior Secured Note Obligations, each Grantor hereby pledges and
assigns to the Collateral Agent, and grants to the Collateral Agent, for the
benefit of the Trustee and the Holders, a continuing security interest in, all
personal property of such Grantor, wherever located and whether now or hereafter
existing and whether now owned or hereafter acquired, of every kind and
description, tangible or intangible (the "Collateral"), including, without
limitation, the following:
(a) all Accounts;
(b) all Chattel Paper (whether tangible or electronic);
(c) the Commercial Tort Claims specified on Schedule VI hereto;
(d) all Deposit Accounts, all cash, and all other property from time
to time deposited therein and the monies and property in the possession or under
the control of the Collateral Agent, the Trustee, any Holder, any Credit
Agreement Agent or any lender under any Qualified Credit Facility or any
affiliate, representative, agent or correspondent of the Collateral Agent, the
Trustee, any Holder, any such Credit Agreement Agent or any such lender;
(e) all Documents;
(f) all Equipment;
(g) all Fixtures;
(h) all General Intangibles (including, without limitation, all
Payment Intangibles);
(i) all Goods;
(j) all Instruments (including, without limitation, Promissory
Notes);
(k) all Inventory;
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(l) all Investment Property;
(m) all Copyrights, Patents and Trademarks, and all Licenses;
(n) all Letter-of-Credit Rights;
(o) all Supporting Obligations;
(p) all other tangible and intangible personal property of such
Grantor (whether or not subject to the Code), including, without limitation, all
bank and other accounts and all cash and all investments therein, all proceeds,
products, offspring, accessions, rents, profits, income, benefits, substitutions
and replacements of and to any of the property of such Grantor described in the
preceding clauses of this Section 2 (including, without limitation, any proceeds
of insurance thereon and all causes of action, claims and warranties now or
hereafter held by such Grantor in respect of any of the items listed above), and
all books, correspondence, files and other Records, including, without
limitation, all tapes, disks, cards, Software, data and computer programs in the
possession or under the control of such Grantor or any other Person from time to
time acting for such Grantor that at any time evidence or contain information
relating to any of the property described in the preceding clauses of this
Section 2 or are otherwise necessary or helpful in the collection or realization
thereof; and
(q) all Proceeds, including all Cash Proceeds and Noncash Proceeds,
and products of any and all of the foregoing Collateral;
in each case howsoever such Grantor's interest therein may arise or appear
(whether by ownership, security interest, claim or otherwise); provided,
however, that notwithstanding any of the other provisions set forth in this
Section 2, this Agreement shall not constitute a grant of a security interest in
any of the Excluded Assets.
SECTION 3. Security for Senior Secured Note Obligations. The
security interest created hereby in the Collateral constitutes continuing
collateral security for all of the Senior Secured Note Obligations.
SECTION 4. Representations and Warranties. Each Grantor jointly and
severally represents and warrants as follows (it being understood and agreed
that, to the extent any Schedule hereto is required to be supplemented pursuant
to Section 5 to reflect any change in facts or circumstances after the date
hereof and such Schedule is supplemented for such change in accordance with
Section 5, such Schedule shall be deemed supplemented to reflect such change in
facts or circumstances from time to time of such change for all purposes of this
Section 4):
(a) Schedule I hereto sets forth (i) the exact legal name of each
Grantor and (ii) the organizational identification number of each Grantor or
states that no such organizational identification number exists.
(b) Each Grantor (i) is a corporation, limited liability company or
limited partnership duly organized, validly existing and in good standing under
the laws of the state, province or jurisdiction of its organization as set forth
on Schedule I hereto, (ii) has all requisite
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power and authority to conduct its business as now conducted and as presently
contemplated and to execute, deliver and perform this Agreement and each other
Senior Secured Note Document to be executed and delivered by it pursuant hereto
and to consummate the transactions contemplated hereby and thereby, and (iii) is
duly qualified to do business and is in good standing in each jurisdiction in
which the character of the properties owned or leased by it or in which the
transaction of its business makes such qualification necessary, except where the
absence of any such qualification could not reasonably be expected to result in
a Material Adverse Effect.
(c) The execution, delivery and performance by each Grantor of this
Agreement and each other Senior Secured Note Document to which such Grantor is
or will be a party (i) have been duly authorized by all necessary action, (ii)
do not and will not contravene its charter or by-laws, its limited liability
company or operating agreement or its certificate of partnership or partnership
agreement, as applicable, or any material applicable law or any material
contractual restriction binding on or otherwise affecting such Grantor or any of
its properties, (iii) do not and will not result in or require the creation of
any Lien (other than pursuant to any Senior Secured Note Document or any Credit
Facility Document) upon or with respect to any of its properties, other than
Liens securing obligations in an aggregate amount not exceeding $100,000 and
(iv) do not and will not result in any default, noncompliance, suspension,
revocation, impairment, forfeiture or nonrenewal of any material permit,
license, authorization or approval applicable to it or its operations or any of
its properties.
(d) This Agreement is, and each other Senior Secured Note Document
to which any Grantor is or will be a party, when executed and delivered, will
be, a legal, valid and binding obligation of such Grantor, enforceable against
such Grantor in accordance with its terms, except as may be limited by
applicable bankruptcy, insolvency, reorganization, moratorium or other similar
laws and subject to general principles of equity, regardless of whether
considered in a proceeding in equity or at law.
(e) There is no pending or, to the best knowledge of any Grantor,
threatened action, suit or proceeding affecting any Grantor or its properties,
before any court or other governmental authority or any arbitrator, or any
order, judgment or award by any governmental authority or arbitrator, that could
reasonably be expected to materially affect the grant by any Grantor, or the
perfection, of the security interest purported to be created hereby in the
Collateral, or the exercise by the Collateral Agent of any of its rights or
remedies hereunder.
(f) All Federal and material foreign, state and local tax returns
and other reports required by applicable law to be filed by any Grantor have
been filed, or extensions have been obtained, and all taxes, assessments and
other governmental charges imposed upon any Grantor or any property of such
Grantor and which have become due and payable on or prior to the date hereof
have been paid, except such taxes, assessments and governmental charges in an
aggregate amount not exceeding $100,000 or to the extent contested in good faith
by proper proceedings which stay the imposition of any penalty, fine or Lien
resulting from the non-payment thereof and with respect to which adequate
reserves have been set aside for the payment thereof on the most recently
available consolidated financial statements of the Company to the extent
required by and in accordance with GAAP.
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(g) All Equipment, Fixtures, Goods and Inventory now existing and
constituting Collateral are located and/or based at the addresses specified
therefor in Schedule III hereto (as amended, supplemented or otherwise modified
from time to time in accordance with the terms hereof), other than Equipment,
Fixtures, Goods or Inventory in transit between any such locations and Goods or
Inventory that have been sold (including sales on consignment or approval in the
ordinary course of business) and each Grantor's chief place of business and
chief executive office, the place where such Grantor keeps its Records
concerning Accounts and all originals of all Chattel Paper are located at the
addresses specified therefor in Schedule III hereto; provided that Schedule III
hereto shall not contain any name or location of any Person (other than a
Grantor) having possession of any Equipment, Fixtures, Goods, Inventory, Records
or other assets having an aggregate book value of less than $25,000. As of the
date hereof, none of the Accounts are evidenced by Promissory Notes or other
Instruments. Set forth in Schedule IV hereto is a complete and accurate list, as
of the date of this Agreement, of each Deposit Account, Securities Account and
Commodities Account located in the United States of each Grantor, together with
the name and address of each institution at which each such Account is
maintained, the account number for each such Account and a description of the
purpose of each such Account. Set forth in Schedule II hereto is (i) a complete
and correct list of each trade name used by each Grantor and (ii) the name of,
and each trade name used by, each Person from which such Grantor has acquired
any substantial part of the Collateral within five years prior to the date
hereof.
(h) Each Grantor has delivered to the Collateral Agent complete and
correct copies of each License described in Schedule II hereto, including all
schedules and exhibits thereto, which represents all of the Licenses existing on
the date of this Agreement material to the business of each Grantor. Each such
License sets forth, in all material respects, the entire agreement and
understanding of the parties thereto relating to the subject matter thereof, and
there are no other material agreements, arrangements or understandings, written
or oral, relating to the matters covered thereby or the rights of any Grantor or
any of its Affiliates in respect thereof. Each License now existing is the
legal, valid and binding obligation of the Grantors party thereto and, to the
best knowledge of such Grantors, each other party thereto, enforceable against
such parties in accordance with its terms (except as may be limited by
applicable bankruptcy, insolvency, reorganization, moratorium or other similar
laws and subject to general principals of equity, regardless of whether
considered in a proceeding in equity or at law). No default thereunder by any
Grantor has occurred, nor, to the best knowledge of any Grantor, does any
defense, offset, deduction or counterclaim exist thereunder in favor of any such
party thereto other than a Grantor.
(i) The Grantors own and control, or otherwise possess adequate
rights to use, all Trademarks, Patents and Copyrights, which are necessary to
conduct their business in substantially the same manner as conducted as of the
date hereof. Schedule II hereto sets forth a true and complete list of all
Intellectual Property registrations and applications for registration owned by
any Grantor and all Licenses material to the business of each Grantor as of the
date hereof. All Intellectual Property scheduled on Schedule II hereto is
subsisting and in full force and effect, has not been adjudged invalid or
unenforceable, is, to the best knowledge of any Grantor, valid and enforceable
and has not been abandoned in whole or in part. Except as set forth in Schedule
II and except pursuant to any Permitted Lien, no such Intellectual Property is
the subject of any licensing or franchising agreement. No Grantor has any
knowledge of any
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conflict with the rights of others to any Intellectual Property it owns, and,
except as set forth in Schedule II hereto, to the best knowledge of each
Grantor, no Grantor is now infringing or in conflict with any such rights of
others in any material respect, and to the best knowledge of each Grantor, no
other Person is now infringing or in conflict in any material respect with the
Intellectual Property owned by such Grantor. Except as set forth in Schedule II
hereto, (i) no claim, litigation, arbitration or other adversarial proceeding is
pending relating to any claim that any Grantor is violating or has violated the
trademarks, patents, copyrights, rights of publicity or other intellectual
property rights of any third party, and (ii) to the extent any Grantor received
notice of any such claim in the five (5) year period immediately preceding the
date hereof, no such notice (or any claim referred to therein) remains
unresolved as of the date hereof.
(j) The Grantors are and will be at all times the sole and exclusive
owners of, or otherwise have and will have adequate rights in, the Collateral
free and clear of any Lien except for (i) the Lien created by this Agreement and
(ii) the Permitted Liens. No effective financing statement or other instrument
similar in effect covering all or any part of the Collateral is on file in any
recording or filing office except (A) such as may have been filed in favor of
the Collateral Agent relating to this Agreement and (B) such as may have been
filed to perfect or protect any Permitted Lien.
(k) The exercise by the Collateral Agent of any of its rights and
remedies expressly enumerated in this Agreement, subject to the terms of the
Intercreditor Agreement and the rights of Persons holding Permitted Liens, will
not contravene any law or any material contractual restriction binding on or
otherwise affecting any Grantor or any of its material properties and will not
result in, or require the creation of, any Lien upon or with respect to any of
its properties.
(l) No authorization or approval or other action by, and no notice
to or filing with, any Governmental Authority is required for (i) the grant by
any Grantor, or the perfection, of the security interest purported to be created
hereby in the Collateral or (ii) the exercise by the Collateral Agent of any of
its rights and remedies expressly enumerated in this Agreement (other than with
respect to Investment Property constituting Capital Stock (whether or not
certificated) of any Person who is organized or formed under the laws of a
jurisdiction other than the District of Columbia or any State or territory of
the United States of America), except (A) for the filing under the Uniform
Commercial Code as in effect in the applicable jurisdiction of the financing
statements as described in Schedule V hereto, all of which financing statements,
filings and other recordings, as applicable, have been duly filed and are in
full force and effect, (B) with respect to the perfection of the security
interest created hereby in the United States Intellectual Property registrations
and applications for registration owned by any Grantor, for the recording of the
appropriate IP Security Agreement, substantially in the form of Exhibit A
hereto, together with the submission of the required recording fees and other
required documents, in the United States Patent and Trademark Office or the
United States Copyright Office, as applicable, within the three-month period
pursuant to 35 U.S.C. Section 261 or 15 U.S.C. Section 1060 or the one-month
period pursuant to 17 U.S.C. Section 205, (C) with respect to the perfection of
the security interest created hereby in motor vehicles (including, without
limitation, all trucks, trailers, tractors, service vehicles, automobiles and
other mobile equipment) for which the title to such motor vehicles is governed
by a certificate of title or ownership (collectively, the "Motor Vehicles"), for
the submission of an appropriate application requesting that the Lien of the
Collateral Agent be
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noted on the certificate of title or ownership, completed and authenticated by
the applicable Grantor, together with the certificate of title, with respect to
each Motor Vehicle, to the appropriate state agency, (D) with respect to any
action that may be necessary to obtain control of Collateral described in
Sections 5(i) and 5(k) hereof, the taking of such actions and, (E) the taking
possession of all Documents, Chattel Paper, Instruments and cash constituting
Collateral and (F) to the extent applicable, as may be required in connection
with any sale of any Collateral by laws affecting the offering and sale of
securities generally other than those that have been obtained or made and are in
full force and effect.
(m) This Agreement creates in favor of the Collateral Agent for the
benefit of the Trustee and the Holders a legal, valid and enforceable security
interest in the Collateral, as security for the Senior Secured Note Obligations.
The Collateral Agent's having possession (or, with respect to Collateral
constituting Credit Facility Priority Collateral, the Credit Facility Agent
having possession, as agent for the Collateral Agent pursuant to the terms of
the Intercreditor Agreement) of all Instruments, Documents and Chattel Paper and
cash constituting Collateral and obtaining control of all Collateral described
in Sections 5(i) and 5(k) hereof from time to time, with respect to United
States Intellectual Property registrations and applications for registration
owned by the Grantors, the recording of the appropriate IP Security Agreement
executed pursuant hereto, together with the submission of the required recording
fees and other required documents, in the United States Patent and Trademark
Office and the United States Copyright Office, as applicable, within the
three-month period pursuant to 35 U.S.C. Section 261 or 15 U.S.C. Section 1060
or the one-month period pursuant to 17 U.S.C. Section 205, the submission, at
the request of the Collateral Agent pursuant to Section 5(j), of an appropriate
application requesting that the Lien of the Collateral Agent be noted on the
certificate of title or ownership, completed and authenticated by the applicable
Grantor, together with the certificate of title or ownership, with respect to
such Motor Vehicles, to the applicable state agency, and the filing of the
financing statements and the other filings and recordings, as applicable,
described in Schedule V hereto and, with respect to the United States
Intellectual Property registrations and applications for registration that are
hereafter existing and owned by the Grantors and not covered by an appropriate
IP Security Agreement, the recording in the United States Patent and Trademark
Office or the United States Copyright Office, as applicable, of appropriate
instruments of assignment for security together with submission of the required
recording fees and other required documents, result in the perfection of such
security interests, to the extent governed by Articles 8 and 9 of the Code. To
the extent governed by Articles 8 and 9 of the New York UCC, such security
interests are, or in the case of Collateral in which any Grantor obtains rights
after the date hereof, will be, perfected security interests (other than, as to
perfection, Restricted Cash and Excluded Deposit Accounts), subject only to
Permitted Prior Liens and Credit Facility Liens that are prior to the Liens held
by the Collateral Agent, for the benefit of the Trustee and the Holders, and the
recording of such instruments of assignment. Such recordings and filings and all
other actions necessary or desirable to perfect and protect such security
interest under Articles 8 and 9 of the New York UCC have been duly taken, except
for (i) the Collateral Agent's having possession of Instruments, Documents and
Chattel Paper and cash (other than Restricted Cash) constituting Collateral
after the date hereof, (ii) the Collateral Agent obtaining control of any
Collateral described in Sections 5(i) and 5(k) of this Agreement after the date
hereof and (iii) the other filings and recordations described in Section 4(l)
hereof.
11
(n) As of the date hereof, no Grantor holds any Commercial Tort
Claims, with a claim exceeding $100,000, or is aware of any such pending claims
in respect of which any Grantor has a reasonable expectation of recovering in
excess of $100,000, except for such claims described in Schedule VI.
(o) The partnership interests or membership interests of each
Grantor in each of its Subsidiaries that is a partnership or a limited liability
company (excluding joint ventures) are not (i) dealt in or traded on securities
exchanges or in securities markets, (ii) securities for purposes of Article 8 of
any relevant Uniform Commercial Code, (iii) investment company securities within
the meaning of Section 8-103 of any relevant Uniform Commercial Code and (iv)
evidenced by a certificate. Such partnership interests or membership interests
constitute General Intangibles.
SECTION 5. Covenants as to the Collateral. Until the Discharge of
the Senior Secured Note Obligations, unless the Collateral Agent shall otherwise
consent in writing:
(a) Further Assurances. Each Grantor will at its expense, at any
time and from time to time, promptly execute and deliver all further instruments
and documents and take all further action that the Collateral Agent may
determine to be reasonably necessary or desirable to (i) perfect and protect the
security interest purported to be created hereby; (ii) enable the Collateral
Agent to exercise and enforce its rights and remedies hereunder in respect of
the Collateral; or (iii) otherwise effect the purposes of this Agreement,
including, without limitation: (A) from and after the date upon which the
Discharge of Credit Facility Obligations has occurred, marking conspicuously all
Chattel Paper (to the extent such Chattel Paper is not in the possession of the
Collateral Agent) with a legend, in form and substance reasonably satisfactory
to the Collateral Agent, indicating that such Chattel Paper is subject to the
security interest created hereby, (B) from and after the date upon which the
Discharge of Credit Facility Obligations has occurred, if any Account shall be
evidenced by Promissory Notes or other Instruments or Chattel Paper, delivering
and pledging to the Collateral Agent (or its agent) hereunder such Promissory
Notes, Instruments or Chattel Paper, duly endorsed and accompanied by executed
instruments of transfer or assignment, all in form and substance reasonably
satisfactory to the Collateral Agent, (C) executing and filing (to the extent,
if any, that such Grantor's signature is required thereon) or authenticating the
filing of, such financing or continuation statements, or amendments thereto, as
the Collateral Agent may determine to be reasonably necessary or desirable to
perfect and preserve the security interest purported to be created hereby, (D)
furnishing to the Collateral Agent from time to time statements and schedules
further identifying and describing the Collateral and such other reports in
connection with the Collateral as the Collateral Agent may reasonably request,
all in reasonable detail, (E) if any Collateral shall be in the possession of a
third party, notifying such Person of the Collateral Agent's security interest
created hereby and using its reasonable efforts to obtain a landlord waiver or
bailee letter or such other written acknowledgment from such Person that such
Person holds possession of the Collateral for the benefit of the Collateral
Agent, which such written acknowledgment shall be in form and substance
reasonably satisfactory to the Collateral Agent, provided that, such Grantor's
obligation to obtain such landlord waiver, bailee letter or other written
acknowledgement with respect to any Collateral constituting Credit Facility
Priority Collateral shall only be applicable from and after the date upon which
the Discharge of Credit Facility Obligations has occurred, (F) if, at any time
after the date hereof, any Grantor acquires
12
or holds any Commercial Tort Claim, promptly notifying the Collateral Agent in a
writing signed by such Grantor setting forth a brief description of such
Commercial Tort Claim and granting to the Collateral Agent a security interest
therein and in the proceeds thereof, which writing shall incorporate the
provisions hereof and shall be in form and substance reasonably satisfactory to
the Collateral Agent, and (G) at the request of the Collateral Agent, upon the
acquisition after the date hereof by any Grantor of any Motor Vehicle or other
Equipment subject to a certificate of title or ownership (other than a Motor
Vehicle or Equipment that is subject to a purchase money security interest
permitted by Section 4.12 of the Indenture), immediately notifying the
Collateral Agent of such acquisition, setting forth a description of the Motor
Vehicle or other Equipment acquired and a good faith estimate of the current
value of such Motor Vehicle or Equipment, and if so requested by the Collateral
Agent, immediately causing the Collateral Agent to be listed as the lienholder
on such certificate of title or ownership and delivering evidence of the same to
the Collateral Agent.
(b) Location of Equipment and Inventory. Each Grantor will keep the
Equipment and Inventory (other than Inventory and used Equipment sold in the
ordinary course of business in accordance with Section 5(g) hereof and Equipment
and Inventory not required to be at such location pursuant to Section 4(g)
hereof) at one or more of the locations specified therefor in Section 4(g)
hereof or, upon not less than thirty (30) days' prior written notice to the
Collateral Agent accompanied by a new Schedule III hereto indicating each new
location of the Equipment and Inventory, in each case, with an aggregate book
value exceeding $100,000, at such other locations in the continental United
States, as the Grantors may elect, provided that (i) all action has been taken
to grant to the Collateral Agent a perfected security interest in such Equipment
and Inventory (subject only to Permitted Prior Liens and Credit Facility Liens
that are prior to the Liens held by the Collateral Agent, for the benefit of the
Trustee and the Holder), and (ii) the Collateral Agent's rights in such
Equipment and Inventory, including, without limitation, the existence,
perfection and priority of the security interest created hereby in such
Equipment and Inventory, are not adversely affected thereby.
(c) Condition of Equipment. Each Grantor will maintain or cause the
Equipment to be maintained and preserved in working order and condition,
ordinary wear and tear excepted, and will forthwith, or in the case of any
material loss or damage to any Equipment as promptly as practicable after the
occurrence thereof, make or cause to be made all repairs, replacements and other
improvements in connection therewith which are necessary or desirable,
consistent with past practice, or which the Collateral Agent may reasonably
request to such end. Each Grantor will promptly furnish to the Collateral Agent
a statement describing in reasonable detail any loss or damage in excess of
$100,000 to any Equipment.
(d) Taxes, Etc. Each Grantor jointly and severally agrees to pay
promptly when due all property and other taxes, assessments and governmental
charges or levies imposed upon, and all claims (including claims for labor,
materials and supplies) against, the Equipment and Inventory, except to the
extent the validity thereof is being contested in good faith by proper
proceedings which stay the imposition of any penalty, fine or Lien resulting
from the non-payment thereof and with respect to which adequate reserves, if
any, in accordance with GAAP have been set aside for the payment thereof.
13
(e) Insurance.
(i) Each Grantor will, at its own expense:
(A) keep its properties adequately insured at all times
by responsible and reputable insurers;
(B) maintain such other insurance, to such extent and
against such risks (and with such deductibles,
retentions and exclusions), including fire and other
risks insured against by extended coverage and coverage
for acts of terrorism, as is customary with companies in
the same or similar businesses operating in the same or
similar locations, including public liability insurance
against claims for personal injury or death or property
damage occurring upon, in, about or in connection with
the use of any properties owned, occupied or controlled
by it;
(C) maintain such other insurance as may be required by
law
provided, however, that each Grantor may maintain
self-insurance (which shall include insurance maintained through Milacron
Assurance Ltd., a Bermuda Company) in connection with the above insurance
requirements to the extent, reasonably prudent and consistent with past
practice. In addition, (A) each such liability policy (other than any
Director's and Officer's liability policy and any Fiduciary Responsibility
liability policy) shall name each Grantor and the Collateral Agent (and
such other Persons as the Collateral Agent may designate from time to
time) as additional insured thereunder (without any representation or
warranty by or obligation upon the Collateral Agent or such other Person)
as their interests may appear and each property policy shall name each
Grantor and the Collateral Agent as loss payees as their interests may
appear, (B) each property policy shall contain an agreement by the insurer
that any loss thereunder shall be payable to the Collateral Agent, as its
interest may appear, on its own account notwithstanding any action,
inaction or breach of representation or warranty by any Grantor, (C) each
such policy shall provide that there shall be no recourse against the
Collateral Agent for payment of premiums or other amounts with respect
thereto and (D) each such policy shall provide that at least thirty (30)
days' prior written notice of cancellation, lapse, expiration or other
adverse change shall be given to the Collateral Agent by the insurer. Each
Grantor will, if so requested by the Collateral Agent, deliver to the
Collateral Agent certificates of insurance evidencing such insurance and,
as often as the Collateral Agent may reasonably request, a report of a
reputable insurance broker with respect to such insurance. Each Grantor
will also, at the request of the Collateral Agent, execute and deliver
instruments of assignment of such insurance policies and cause the
respective insurers to acknowledge notice of such assignment.
(ii) Reimbursement under any liability insurance maintained by
any Grantor pursuant to this Section 5(e) may be paid directly to the Person who
shall have incurred liability covered by such insurance.
14
(iii) After Acquired Real Property. Each Grantor shall, upon
the acquisition by such Grantor thereof after the date of the Indenture of any
interest (whether fee or leasehold) in any real property (wherever located)
other than an interest constituting an Excluded Asset (each such interest being
an "After Acquired Property") (x) with a Current Value (as defined below) in
excess of $750,000 in the case of a fee interest, or (y) requiring the payment
of annual rent exceeding in the aggregate $100,000 in the case of a leasehold
interest, promptly so notify the Collateral Agent, setting forth with
specificity a description of the interest acquired, the location of the real
property, any structures or improvements thereon and either an appraisal or such
Grantor's good-faith estimate of the current value of such real property (for
purposes of this Section, the "Current Value"). The Collateral Agent shall
notify such Grantor whether it intends to require a Mortgage and the other
documents referred to below or in the case of leasehold, a leasehold Mortgage or
landlord waiver (pursuant to Section 5(a)). Upon receipt of such notice
requesting a Mortgage, the Grantor which has acquired such After Acquired
Property shall promptly furnish to the Collateral Agent the following, each in
form and substance reasonably satisfactory to the Collateral Agent: (i) a
Mortgage with respect to such real property and related assets located at the
After Acquired Property, each duly executed by such Person and in recordable
form, (ii) evidence of the recording of the Mortgage referred to in clause (i)
above in such office or offices as may be necessary or, in the opinion of the
Collateral Agent, desirable to create and perfect a valid and enforceable first
priority lien on the property purported to be covered thereby or to otherwise
protect the rights of the Collateral Agent and the Trustee and the Holders
thereunder, (iii) a Title Insurance Policy, (iv) a survey of such real property,
certified to the Collateral Agent and to the issuer of the Title Insurance
Policy by a licensed professional surveyor reasonably satisfactory to the
Collateral Agent, (v) at the Collateral Agent's reasonable request, Phase I
Environmental Site Assessments, or such other non-intrusive and non-Phase II
environmental assessment as the Collateral Agent may reasonably request, with
respect to such real property, by a consultant reasonably satisfactory to the
Collateral Agent, (vi) in the case of a leasehold interest, a certified copy of
the lease between the landlord and such Person with respect to such real
property in which such Person has a leasehold interest, and the certificate of
occupancy with respect thereto, (vii) in the case of a leasehold interest, an
attornment and nondisturbance agreement between the landlord (and any fee
mortgagee) with respect to such real property and the Collateral Agent, and
(viii) such other documents or instruments (including guarantees and opinions of
counsel) as the Collateral Agent may reasonably require. The applicable Grantor
shall pay all reasonable fees and expenses, including reasonable attorneys' fees
and expenses, and all title insurance charges and premiums, in connection with
such Grantor's obligations under this Section 5(e)(iii).
(f) Provisions Concerning Certain Accounts and the Licenses.
(i) No Grantor shall, without prior written notice to the
Collateral Agent, change (A) such Grantor's name, identity or organizational
structure or (B) its jurisdiction of incorporation as set forth in Section 4(b)
hereto. Each Grantor shall (x) promptly notify the Collateral Agent upon
obtaining an organizational identification number, if on the date hereof such
Grantor did not have such identification number, and (y) keep adequate records
concerning the Accounts and Chattel Paper and permit representatives of the
Collateral Agent, upon reasonable prior notice and during normal business hours,
to inspect and make abstracts from such Records and Chattel Paper.
15
(ii) Each Grantor will, except as otherwise provided in this
subsection (f), continue to collect, at its own expense, all amounts due or to
become due under the Accounts. In connection with such collections, each Grantor
may (and, at the Collateral Agent's (or its agent's) direction, will) take such
action as such Grantor or the Collateral Agent (or its agent) may deem
reasonably necessary or advisable to enforce collection or performance of the
Accounts; provided, however, that the Collateral Agent (or its agent) shall have
the right at any time following the date upon which the Discharge of Credit
Facility Obligations has occurred, upon the occurrence and during the
continuance of an Event of Default, to notify the Account Debtors or obligors
under any Accounts of the assignment of such Accounts to the Collateral Agent
(or its agent) and to direct such Account Debtors or obligors to make payment of
all amounts due or to become due to such Grantor thereunder directly to the
Collateral Agent or its designated agent and, upon such notification and at the
expense of such Grantor and to the extent permitted by law, to enforce
collection of any such Accounts and to adjust, settle or compromise the amount
or payment thereof, in the same manner and to the same extent as such Grantor
might have done. After receipt by any Grantor of a notice from the Collateral
Agent that the Collateral Agent has notified, intends to notify, or has enforced
or intends to enforce a Grantor's rights against the Account Debtors or obligors
under any Accounts as referred to in the proviso to the immediately preceding
sentence, (A) all amounts and proceeds (including Instruments) received by such
Grantor in respect of the Accounts shall be received in trust for the benefit of
the Collateral Agent hereunder, shall be segregated from other funds of such
Grantor and shall be forthwith paid over to the Collateral Agent or its
designated agent in the same form as so received (with any necessary
endorsement) to be held as cash collateral and, if an Event of Default shall
have occurred and be continuing, applied as specified in Section 7(b) hereof,
and (B) such Grantor will not adjust, settle or compromise the amount or payment
of any Account or release wholly or partly any Account Debtor or obligor thereof
or allow any credit or discount thereon. In addition, following the date upon
which the Discharge of Credit Facility Obligations has occurred, upon the
occurrence and during the continuance of an Event of Default, the Collateral
Agent (or its agent) may (in its sole and absolute discretion) direct any or all
of the banks and financial institutions with which any Grantor either maintains
a Deposit Account or a lockbox or deposits the proceeds of any Accounts to send
immediately to the Collateral Agent or its designated agent by wire transfer (to
such cash management accounts as the Collateral Agent shall specify, or in such
other manner as the Collateral Agent (or its agent) shall direct) all or a
portion of such securities, cash, investments and other items held by such
institution. Any such securities, cash, investments and other items so received
by the Collateral Agent or its designated agent shall (in the sole and absolute
discretion of the Collateral Agent or such designated agent) be held as
additional Collateral for the Senior Secured Note Obligations or distributed in
accordance with Section 7 hereof.
16
(iii) Upon the occurrence and during the continuance of any
material breach or default under any License material to the conduct of a
Grantor's business or any License under which any material Intellectual Property
owned by a Grantor is licensed to a third party, by any party thereto other than
a Grantor, (A) the relevant Grantor will, promptly after obtaining knowledge
thereof, give the Collateral Agent written notice of the nature and duration
thereof, specifying what action, if any, it has taken and proposes to take with
respect thereto, (B) no Grantor will, without the prior written consent of the
Collateral Agent, declare or waive any such breach or default or affirmatively
consent to the cure thereof or exercise any of its remedies in respect thereof,
and (C) each Grantor will, upon written instructions from the Collateral Agent
and at such Grantor's expense, take such action as the Collateral Agent may deem
reasonably necessary or advisable in respect thereof.
(iv) Each Grantor will, at its expense, promptly deliver to
the Collateral Agent a copy of each material notice or other material
communication received by it by which any other party to any License material to
the operation of a Grantor's business or any License under which any material
Intellectual Property owned by a Grantor is licensed to a third party purports
to exercise any of its rights or affect any of its obligations thereunder, in a
manner adverse to any Grantor, together with a copy of any reply by such Grantor
thereto.
(v) Each Grantor will exercise promptly and diligently each
and every right which it may have under each License (other than any right of
termination) and will duly perform and observe in all respects all of its
material obligations under each License and will take all action necessary to
maintain the Licenses that are material to the continued operation of such
Grantor's business in full force and effect. No Grantor will, without the prior
written consent of the Collateral Agent, cancel, terminate, amend or otherwise
modify in any respect, or waive any material provision of, any License referred
to in Schedule II hereto that are material to the continued operation of such
Grantor's business.
(g) Transfers and Other Liens.
(i) Except to the extent not prohibited by Section 4.10 of the
Indenture, no Grantor will sell, assign (by operation of law or otherwise),
lease, license, exchange or otherwise transfer or dispose of any of the
Collateral.
(ii) Except to the extent not prohibited by Section 4.12 of
the Indenture, no Grantor will create, suffer to exist or grant any Lien upon or
with respect to any Collateral.
(h) Intellectual Property.
(i) If applicable, each Grantor has duly executed and
delivered the applicable IP Security Agreement in the form attached hereto as
Exhibit A. Each Grantor (either itself or through licensees) will, and will
cause each licensee thereof to, take all action necessary to maintain the
Intellectual Property in full force and effect, including, without limitation,
using the proper statutory notices and markings and using the Trademarks on each
applicable trademark class of goods in order to so maintain the Trademarks in
full force, free from any claim of abandonment for non-use, and no Grantor will
(nor permit any licensee thereof to) do
17
any act or knowingly omit to do any act whereby any Intellectual Property may
become invalidated; provided, however, that so long as no Event of Default has
occurred and is continuing, no Grantor shall have an obligation to use or to
maintain any Intellectual Property (A) that relates solely to any product or
work, that has been, or is in the process of being, discontinued, abandoned or
terminated, (B) that is being replaced with Intellectual Property substantially
similar to the Intellectual Property that may be abandoned or otherwise become
invalid, so long as the failure to use or maintain such Intellectual Property
does not materially adversely affect the validity of such replacement
Intellectual Property and so long as such replacement Intellectual Property is
subject to the Lien created by this Agreement, (C) that is substantially the
same as another Intellectual Property that is in full force, so long as the
failure to use or maintain such Intellectual Property does not materially
adversely affect the validity of such replacement Intellectual Property and so
long as such other Intellectual Property is subject to the Lien and security
interest created by this Agreement or (D) is otherwise no longer material to the
Business of such Grantor and is no longer of any other material value. Each
Grantor will cause to be taken all necessary steps in any proceeding before the
United States Patent and Trademark Office and the United States Copyright Office
or any similar office or agency in any other country or political subdivision
thereof to maintain each registration of the Intellectual Property (other than
the Intellectual Property described in the proviso to the immediately preceding
sentence), including, without limitation, filing of renewals, affidavits of use,
affidavits of incontestability and opposition, interference and cancellation
proceedings and payment of maintenance fees, filing fees, taxes or other
governmental fees. If any Intellectual Property material to the operation of a
Grantor's business or that generates licensing revenue is infringed,
misappropriated, diluted or otherwise violated in any material respect by a
third party, the Grantors shall (x) upon obtaining knowledge of such
infringement, misappropriation, dilution or other violation, promptly notify the
Collateral Agent and (y) to the extent the Grantors shall deem appropriate under
the circumstances, promptly sue for infringement, misappropriation, dilution or
other violation, seek injunctive relief where appropriate and recover any and
all damages for such infringement, misappropriation, dilution or other
violation, or take such other actions as the Grantors shall deem appropriate
under the circumstances to protect such Intellectual Property. Each Grantor
shall furnish to the Collateral Agent, from time to time upon the Collateral
Agent's request, statements and schedules further identifying and describing the
Intellectual Property and Licenses and such other reports in connection with the
Intellectual Property and Licenses as the Collateral Agent may reasonably
request, all in reasonable detail and promptly upon request of the Collateral
Agent, following receipt by the Collateral Agent of any such statements,
schedules or reports, the Grantors shall modify this Agreement by amending
Schedule II hereto, as the case may be, to include any Intellectual Property and
License, as the case may be, which becomes part of the Collateral under this
Agreement and shall execute and authenticate such documents and do such acts as
shall be necessary or, in the judgment of the Collateral Agent, desirable to
subject such Intellectual Property and Licenses to the Lien and security
interest created by this Agreement. Notwithstanding anything herein to the
contrary, upon the occurrence and during the continuance of an Event of Default,
no Grantor may abandon any of those Intellectual Property registrations,
applications for registration or material unregistered Trademarks owned by such
Grantor, nor may any Grantor do or omit to do anything, which action or omission
would be reasonably likely to result in the invalidity of any Intellectual
Property registration or application for registration owned by such Grantor or
the loss of any trade secret owned by such Grantor without the prior written
consent of the Collateral
18
Agent, and if any Intellectual Property owned by any Grantor is infringed,
misappropriated, diluted or otherwise violated in any material respect by a
third party, the Grantors will take such action as the Collateral Agent shall
deem appropriate under the circumstances to protect such Intellectual Property.
(ii) In no event shall any Grantor, either itself or through
any agent, employee, licensee or designee, file an application for the
registration of any Trademark or Copyright or the issuance of any Patent with
the United States Patent and Trademark Office or the United States Copyright
Office, as applicable, or in any similar office or agency of the United States
or any country or any political subdivision thereof unless it promptly notifies
the Collateral Agent thereof. Upon request of the Collateral Agent, each Grantor
shall execute, authenticate and deliver any and all assignments, agreements,
instruments, documents and papers as the Collateral Agent may reasonably request
to evidence the Collateral Agent's security interest hereunder in such
Intellectual Property and the General Intangibles of such Grantor relating
thereto or represented thereby, and each Grantor hereby appoints the Collateral
Agent its attorney-in-fact to execute and/or authenticate and file all such
writings for the foregoing purposes, all acts of such attorney being hereby
ratified and confirmed, and such power (being coupled with an interest) shall be
irrevocable until date on which the Discharge of Senior Secured Note Obligations
has occurred.
(i) Deposit, Commodities and Securities Accounts. Each Grantor shall
cause each bank and other financial institution with an account referred to in
Schedule IV hereto to execute and deliver to the Collateral Agent (or its agent)
a control agreement, in form and substance reasonably satisfactory to the
Collateral Agent, duly executed by such Grantor and such bank or financial
institution, or enter into other arrangements in form and substance satisfactory
to the Collateral Agent, pursuant to which such institution shall irrevocably
agree (except to the extent otherwise agreed to by the Trustee and the
Collateral Agent), among other things, that (i) it will comply at any time with
the instructions originated by the Collateral Agent (or its agent) to such bank
or financial institution directing the disposition of cash, Commodity Contracts,
securities, Investment Property and other items from time to time credited to
such account, without further consent of such Grantor, which instructions the
Collateral Agent (or its agent) will not give to such bank or other financial
institution in the absence of a continuing Event of Default, (ii) all cash,
Commodity Contracts, securities, Investment Property and other items of such
Grantor deposited with such institution shall be subject to a perfected, first
priority security interest in favor of the Collateral Agent (or its agent),
(iii) any right of set off, banker's Lien or other similar Lien, security
interest or encumbrance shall be fully waived as against the Collateral Agent
(or its agent), and (iv) such bank or financial institution shall immediately
send to the Collateral Agent (or its agent) by wire transfer (to such account as
the Collateral Agent (or its agent) shall specify, or in such other manner as
the Collateral Agent (or its agent) shall direct) all such cash, the value of
any Commodity Contracts, securities, Investment Property and other items held by
it. The Collateral Agent agrees with each of the Grantors that in respect of any
control agreement that provides for shared control between the Collateral Agent
(or its agent) and a Grantor in respect of any Deposit Account, Commodity
Account or Securities Account, the Collateral Agent (or its agent) shall not
deliver to the bank or financial institution a notice of exclusive control in
respect of such Deposit Account, Commodity Account or Securities Account unless
there is an occurrence and continuance of an Event of Default. The Collateral
Agent further agrees with each of the Grantors to withdraw any such notice of
exclusive control as soon
19
as practicable upon such Event of Default ceasing to exist. Without the prior
written consent of the Collateral Agent (or its agent), no Grantor shall make or
maintain any Deposit Account, Commodity Account or Securities Account except for
the accounts set forth in Schedule IV hereto. Notwithstanding the foregoing, the
provisions of this paragraph 5(i) shall not apply to Excluded Accounts or, until
the date upon which the Discharge of Credit Facility Obligations has occurred,
any Collateral consisting of Credit Facility Priority Collateral.
(j) Motor Vehicles.
(i) At the reasonable request of the Collateral Agent, each
Grantor shall (a) cause all Motor Vehicles that constitute Collateral, now owned
or hereafter acquired by any Grantor, which under applicable law are required to
be registered, to be properly registered in the name of such Grantor, (b) cause
all Motor Vehicles that constitute Collateral, now owned or hereafter acquired
by any Grantor, the ownership of which under applicable law (including without
limitation, any Motor Vehicle Law), is evidenced by a certificate of title or
ownership, to be properly titled in the name of such Grantor, with the
Collateral Agent's Lien noted thereon and (c) if requested by the Collateral
Agent, deliver to the Collateral Agent (or its custodian) originals of all such
certificates of title or ownership for such Motor Vehicles, with the Collateral
Agent's Lien noted thereon.
(ii) At the request of the Collateral Agent, upon the
acquisition after the date hereof by any Grantor of any Motor Vehicle or other
Equipment that constitutes Collateral subject to a certificate of title or
ownership (other than a Motor Vehicle or Equipment to be acquired that is
subject to a purchase money security interest permitted by Section 4.12 of the
Indenture), such Grantor shall promptly notify the Collateral Agent of such
acquisition, set forth a description of the Motor Vehicle or other Equipment
acquired and a good faith estimate of the current value of such Motor Vehicle or
Equipment, and if so requested by the Collateral Agent, promptly deliver to the
Collateral Agent (or its custodian) originals of the certificates of title or
ownership for such Motor Vehicle or Equipment, together with the manufacturer's
statement of origin, and an application duly executed by the appropriate Grantor
to evidence the Collateral Agent's Lien thereon.
(iii) Subject to clauses (j)(i) and (j)(ii) above, each
Grantor hereby appoints the Collateral Agent as its attorney-in-fact, effective
the date hereof and terminating upon the termination of this Agreement, for the
purpose of (A) executing on behalf of such Grantor title or ownership
applications for filing with appropriate state or provincial agencies to enable
Motor Vehicles that constitute Collateral, now owned or hereafter acquired by
such Grantor, to be retitled and the Collateral Agent listed as lienholder
thereof, and (B) filing such applications with such state or provincial
agencies. This appointment as attorney-in-fact is coupled with an interest and
is irrevocable until the date on which the Discharge of Senior Secured Note
Obligations has occurred.
(iv) Any certificates of title or ownership delivered pursuant
to the terms hereof shall be accompanied by odometer statements for each Motor
Vehicle covered thereby.
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(v) So long as no Event of Default shall have occurred and be
continuing, upon the request of any Grantor, the Collateral Agent shall execute
and deliver to such Grantor such instruments as such Grantor shall reasonably
request to remove the notation of the Collateral Agent as lienholder on any
certificate of title for any Motor Vehicle; provided that any such instruments
shall be delivered, and the release effective, only upon receipt by the
Collateral Agent of a certificate from such Grantor, stating that the Motor
Vehicle, the Lien on which is to be released, is to be sold or has suffered a
casualty loss (with title thereto passing to the casualty insurance company
therefor in settlement of the claim for such loss) and the amount that such
Grantor will receive as sale proceeds or insurance proceeds.
(k) Control. Each Grantor hereby agrees to take any or all action
that the Collateral Agent may determine to be reasonably necessary or desirable
in order for the Collateral Agent (or its agent) to obtain control in accordance
with Sections 9-104, 9-105, 9-106, and 9-107 of the Code with respect to the
following Collateral: (i) Deposit Accounts, (ii) Electronic Chattel Paper, (iii)
Investment Property and (iv) Letter-of-Credit Rights; provided, however, that no
such action shall be required with respect to any Collateral constituting Credit
Facility Priority Collateral until on or after the date upon which the Discharge
of Credit Facility Obligations has occurred.
(l) Inspection and Reporting. Each Grantor shall permit the
Collateral Agent, or any agents or representatives thereof or such professionals
or other Persons as the Collateral Agent may reasonably designate subject to a
confidentiality agreement reasonably satisfactory to the Company, upon
reasonably prior notice and during normal business hours, (i) to examine and
make copies of and abstracts from such Grantor's records and books of account,
(ii) to visit and inspect its properties, (iii) to verify materials, leases,
notes, Accounts, Inventory and other assets of such Grantor from time to time
and (iv) to conduct audits, physical counts, appraisals and/or valuations, Phase
I Environmental Site Assessments or examinations at the locations of such
Grantor.
(m) Partnership and Limited Liability Company Interest. No Grantor
that is a partnership or a limited liability company shall, nor shall any
Grantor with any Subsidiary that is a partnership or a limited liability
company, permit such partnership interests or membership interests (excluding
joint venture interests) to (i) be dealt in or traded on securities exchanges or
in securities markets, (ii) become a security for purposes of Article 8 of any
relevant Uniform Commercial Code, (iii) become an investment company security
within the meaning of Section 8-103 of any relevant Uniform Commercial Code or
(iv) be evidenced by a certificate; provided, however, (A) if any Grantor's
joint venture interests become evidenced by a certificate, such Grantor shall
receive such certificate in trust for the benefit of the Collateral Agent, shall
segregate it from such Grantor's other property and shall deliver it forthwith
to the Collateral Agent subject to the requirements set forth in the Pledge
Agreement and (B) if such Grantor is not party to the Pledge Agreement, such
Grantor shall immediately execute and deliver a joinder agreement and become a
party to the Pledge Agreement. Each Grantor agrees that such partnership
interests or membership interests (including, without limitation, any such
interests in joint ventures that are not certificated) shall constitute General
Intangibles.
21
SECTION 6. Additional Provisions Concerning the Collateral.
(a) Each Grantor hereby (i) authorizes the Collateral Agent to file,
one or more financing or continuation statements, and amendments thereto,
relating to the Collateral (including, without limitation, any such financing
statements that indicate the Collateral as "all assets" or words of similar
import) and (ii) ratifies such authorization to the extent that the Collateral
Agent has filed any such financing or continuation statements, or amendments
thereto, prior to the date hereof. A photocopy or other reproduction of this
Agreement or any financing statement covering the Collateral or any part thereof
shall be sufficient as a financing statement where permitted by law.
(b) Each Grantor hereby irrevocably appoints the Collateral Agent as
its attorney-in-fact and proxy, with full authority in the place and stead of
such Grantor and in the name of such Grantor or otherwise, and upon the
occurrence and during the continuance of an Event of Default, the Collateral
Agent may take any action and execute any instrument which the Collateral Agent
may deem reasonably necessary or advisable to accomplish the purposes of this
Agreement (subject to the rights of a Grantor under Section 5 hereof),
including, without limitation, (i) to ask, demand, collect, sue for, recover,
compound, receive and give acquittance and receipts for moneys due and to become
due under or in respect of any Collateral, (ii) to receive, endorse, and collect
any drafts or other instruments, documents and chattel paper in connection with
clause (i) above, (iii) to file any claims or take any action or institute any
proceedings which the Collateral Agent may deem necessary or desirable for the
collection of any Collateral or otherwise to enforce the rights of the
Collateral Agent, the Trustee and the Holders with respect to any Collateral,
and (iv) to execute assignments, licenses and other documents to enforce the
rights of the Collateral Agent, the Trustee and the Holders with respect to any
Collateral. This power is coupled with an interest and is irrevocable until the
date on which the Discharge of Senior Secured Note Obligations has occurred.
(c) For the purpose of enabling the Collateral Agent to exercise
rights and remedies hereunder, at such time as the Collateral Agent shall be
lawfully entitled to exercise such rights and remedies, and for no other
purpose, each Grantor hereby grants to the Collateral Agent, to the extent
assignable, an irrevocable, non-exclusive license (exercisable without payment
of royalty or other compensation to any Grantor) to use, assign, license or
sublicense any Intellectual Property now owned or hereafter acquired by any
Grantor (excluding Intellectual Property that is subject to a License from third
parties to the extent such License expressly prohibits any of the actions
specified herein, unless otherwise subject to a consent, waiver or other
agreement permitting the taking of such actions specified herein), wherever the
same may be located, including in such license reasonable access to all media in
which any of the licensed items may be recorded or stored and to all computer
programs used for the compilation or printout thereof. Notwithstanding anything
contained herein to the contrary, but subject to the provisions of the Indenture
that limit the right of a Grantor to dispose of its property and Section 5(h)
hereof, so long as no Event of Default shall have occurred and be continuing,
each Grantor may exploit, use, enjoy, protect, license, sublicense, assign,
sell, dispose of or take other actions with respect to the Intellectual Property
in the ordinary course of its business. In furtherance of the foregoing, unless
an Event of Default shall have occurred and be continuing, the Collateral Agent
shall from time to time, upon the request of a Grantor, execute and deliver any
instruments, certificates or other documents, in the form so requested, which
such Grantor shall
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have certified are appropriate (in such Grantor's judgment) to allow it to take
any action permitted above (including relinquishment of the license provided
pursuant to this clause (c) as to any Intellectual Property). Further, upon the
date on which the Discharge of Senior Secured Note Obligations has occurred, the
Collateral Agent (subject to Section 11(e) hereof) shall release and reassign to
the Grantors all of the Collateral Agent's right, title and interest in and to
the Intellectual Property, and the Licenses, all without recourse,
representation or warranty whatsoever and at the Grantor's sole expense. The
exercise of rights and remedies hereunder by the Collateral Agent shall not
terminate the rights of the holders of any licenses or sublicenses heretofore
granted by any Grantor or theretofore granted by any Grantor in accordance with
the second sentence of this clause (c). Each Grantor hereby releases the
Collateral Agent from any claims, causes of action and demands at any time
arising out of or with respect to any actions taken or omitted to be taken by
the Collateral Agent under the powers of attorney granted herein other than
actions taken or omitted to be taken through the Collateral Agent's gross
negligence or willful misconduct, as determined by a final determination of a
court of competent jurisdiction.
(d) If any Grantor fails to perform any agreement contained herein,
the Collateral Agent may itself perform, or cause performance of, such agreement
or obligation, in the name of such Grantor or the Collateral Agent, and the
expenses of the Collateral Agent incurred in connection therewith shall be
jointly and severally payable by the Grantors pursuant to Section 8 hereof and
shall be secured by the Collateral.
(e) The powers conferred on the Collateral Agent hereunder are
solely to protect its interest in the Collateral and shall not impose any duty
upon it to exercise any such powers. Except for the safe custody of any
Collateral in its possession and the accounting for moneys actually received by
it hereunder, the Collateral Agent shall have no duty as to any Collateral or as
to the taking of any necessary steps to preserve rights against prior parties or
any other rights pertaining to any Collateral.
(f) Anything herein to the contrary notwithstanding (i) each Grantor
shall remain liable under the Licenses and otherwise with respect to any of the
Collateral to the extent set forth therein to perform all of its obligations
thereunder to the same extent as if this Agreement had not been executed, (ii)
the exercise by the Collateral Agent of any of its rights hereunder shall not
release any Grantor from any of its obligations under the Licenses or otherwise
in respect of the Collateral, and (iii) the Collateral Agent shall not have any
obligation or liability by reason of this Agreement under the Licenses or with
respect to any of the other Collateral, nor shall the Collateral Agent be
obligated to perform any of the obligations or duties of any Grantor thereunder
or to take any action to collect or enforce any claim for payment assigned
hereunder.
SECTION 7. Remedies Upon Default. In each case subject to the
Intercreditor Agreement, if any Event of Default shall have occurred and be
continuing:
(a) The Collateral Agent may exercise in respect of the Collateral,
in addition to any other rights and remedies provided for herein or otherwise
available to it, all of the rights and remedies of a secured party upon default
under the Code (whether or not the Code applies to the affected Collateral), and
also may (i) take absolute control of the Collateral, including,
23
without limitation, transfer into the Collateral Agent's name or into the name
of its nominee or nominees (to the extent the Collateral Agent has not
theretofore done so) and thereafter receive, for the benefit of the Collateral
Agent, all payments made thereon, give all consents, waivers and ratifications
in respect thereof and otherwise act with respect thereto as though it were the
outright owner thereof, (ii) require each Grantor to, and each Grantor hereby
agrees that it will at its expense and upon request of the Collateral Agent
forthwith, assemble all or part of the Collateral as directed by the Collateral
Agent and make it available to the Collateral Agent at a place or places to be
designated by the Collateral Agent that is reasonably convenient to both
parties, and the Collateral Agent may enter into and occupy any premises owned
or leased by any Grantor where the Collateral or any part thereof is located or
assembled for a reasonable period in order to effectuate the Collateral Agent's
rights and remedies hereunder or under law, without obligation to any Grantor in
respect of such occupation, and (iii) without notice except as specified below
and without any obligation to prepare or process the Collateral for sale, (A)
sell the Collateral or any part thereof in one or more parcels at public or
private sale, at any of the Collateral Agent's offices or elsewhere, for cash,
on credit or for future delivery, and at such price or prices and upon such
other terms as the Collateral Agent may deem commercially reasonable and/or (B)
lease, license or dispose of the Collateral or any part thereof upon such terms
as the Collateral Agent may deem commercially reasonable. Each Grantor agrees
that, to the extent notice of sale or any other disposition of the Collateral
shall be required by law, at least ten (10) days' notice to a Grantor of the
time and place of any public sale or the time after which any private sale or
other disposition of the Collateral is to be made shall constitute reasonable
notification. The Collateral Agent shall not be obligated to make any sale or
other disposition of Collateral regardless of notice of sale having been given.
The Collateral Agent may adjourn any public or private sale from time to time by
announcement at the time and place fixed therefor, and such sale may, without
further notice, be made at the time and place to which it was so adjourned. Each
Grantor hereby waives any claims against the Collateral Agent, the Trustee and
the Holders arising by reason of the fact that the price at which the Collateral
may have been sold at a private sale was less than the price which might have
been obtained at a public sale or was less than the aggregate amount of the
Senior Secured Note Obligations, even if the Collateral Agent accepts the first
offer received and does not offer the Collateral to more than one offeree, and
waives all rights that such Grantor may have to require that all or any part of
the Collateral be marshalled upon any sale (public or private) thereof. Each
Grantor hereby acknowledges that (i) any such sale of the Collateral by the
Collateral Agent shall be made without warranty, (ii) the Collateral Agent may
specifically disclaim any warranties of title, possession, quiet enjoyment or
the like, and (iii) such actions set forth in clauses (i) and (ii) above shall
not adversely effect the commercial reasonableness of any such sale of the
Collateral. In addition to the foregoing, (i) upon written notice to any Grantor
from the Collateral Agent, each Grantor shall cease any use of the Intellectual
Property or any trademark, patent or copyright similar thereto for any purpose
described in such notice; (ii) the Collateral Agent may, at any time and from
time to time, upon ten (10) days' prior notice to any Grantor, license, whether
general, special or otherwise, and whether on an exclusive or non-exclusive
basis, any of the Intellectual Property, throughout the universe for such term
or terms, on such conditions, and in such manner, as the Collateral Agent shall
in its sole discretion determine; and (iii) the Collateral Agent may, at any
time, pursuant to the authority granted in Section 6 hereof (such authority
being effective upon the occurrence and during the continuance of an Event of
Default), execute and deliver on behalf of a Grantor, one or more instruments of
assignment of
24
the Intellectual Property (or any application or registration thereof), in form
suitable for filing, recording or registration in any country.
(b) Any cash held by the Collateral Agent as Collateral and all Cash
Proceeds received by the Collateral Agent in respect of any sale of or
collection from, or other realization upon, all or any part of the Collateral
may, in the discretion of the Collateral Agent, be held by the Collateral Agent
as collateral for, and/or then or at any time thereafter applied (after payment
of any amounts payable to the Collateral Agent pursuant to Section 8 hereof) in
whole or in part by the Collateral Agent against, all or any part of the Senior
Secured Note Obligations in such order as the Collateral Agent shall elect,
consistent with the provisions of the Indenture. Any surplus of such cash or
Cash Proceeds held by the Collateral Agent and remaining after the date on which
the Discharge of Senior Secured Note Obligations has occurred shall be paid over
to whomsoever shall be lawfully entitled to receive the same or as a court of
competent jurisdiction shall direct.
(c) In the event that the proceeds of any such sale, collection or
realization are insufficient to pay all amounts to which the Holders of the
Senior Secured Note Obligations are legally entitled, the Grantors shall be
jointly and severally liable for the deficiency, together with interest thereon
at the highest rate specified in any applicable Senior Secured Note Document for
interest on overdue principal thereof or such other rate as shall be fixed by
applicable law, together with the reasonable out-of-pocket costs of collection
and the reasonable fees, costs, expenses and other client charges of any
attorneys employed by the Collateral Agent to collect such deficiency.
(d) Each Grantor hereby acknowledges that if the Collateral Agent
complies with any applicable state, provincial or federal law requirements in
connection with a disposition of the Collateral, such compliance will not
adversely affect the commercial reasonableness of any sale or other disposition
of the Collateral.
(e) The Collateral Agent shall not be required to marshal any
present or future collateral security (including, but not limited to, this
Agreement and the Collateral) for, or other assurances of payment of, the Senior
Secured Note Obligations or any of them or to resort to such collateral security
or other assurances of payment in any particular order, and all of the
Collateral Agent's rights hereunder and in respect of such collateral security
and other assurances of payment shall be cumulative and in addition to all other
rights, however existing or arising. To the extent that any Grantor lawfully
may, such Grantor hereby agrees that it will not invoke any law relating to the
marshalling of collateral which might cause delay in or impede the enforcement
of the Collateral Agent's rights under this Agreement or under any other
instrument creating or evidencing any of the Senior Secured Note Obligations or
under which any of the Senior Secured Note Obligations is outstanding or by
which any of the Senior Secured Note Obligations is secured or payment thereof
is otherwise assured, and, to the extent that it lawfully may, each Grantor
hereby irrevocably waives the benefits of all such laws.
SECTION 8. Indemnity and Expenses.
(a) Each Grantor jointly and severally agrees to defend, protect,
indemnify and hold harmless the Collateral Agent and the Trustee (and all of
their respective officers,
25
directors, employees, attorneys, consultants and agents) from and against any
and all claims, damages, losses, liabilities, obligations, penalties, fees and
reasonable out-of-pocket costs and expenses (including, without limitation,
reasonable legal fees, costs, expenses and disbursements of counsel for the
Collateral Agent and the Trustee) to the extent that they arise out of or
otherwise result from this Agreement (including, without limitation, enforcement
of this Agreement), except claims, losses or liabilities resulting solely and
directly from such Person's gross negligence or willful misconduct, as
determined by a final judgment of a court of competent jurisdiction.
(b) Each Grantor jointly and severally agrees to pay to the
Collateral Agent upon demand the amount of any and all reasonable out-of-pocket
costs and expenses of the Collateral Agent, including the reasonable fees,
costs, expenses and disbursements of counsel for the Collateral Agent and of any
experts and agents (including, without limitation, any collateral trustee which
may act as agent of the Collateral Agent), which the Collateral Agent may incur
in connection with (i) the preparation, negotiation, execution, delivery,
recordation, administration, amendment, waiver or other modification or
termination of this Agreement, (ii) the custody, preservation, use or operation
of, or the sale of, collection from, or other realization upon, any Collateral,
(iii) the exercise or enforcement of any of the rights of the Collateral Agent
hereunder, or (iv) the failure by any Grantor to perform or observe any of the
provisions hereof.
SECTION 9. Notices, Etc. All notices and other communications
provided for hereunder shall be in writing and shall be mailed (by certified
mail, postage prepaid and return receipt requested), telecopied or delivered, if
to a Grantor, to it in care of the Company at its address specified in the
Indenture and if to the Collateral Agent, to it at U.S. Bank National
Association, 425 Walnut Street, Cincinnati, Ohio 45202, Fax: (513)-632-5511,
Attention: Corporate Trust Office; or as to any such Person, at such other
address as shall be designated by such Person in a written notice to such other
Person complying as to delivery with the terms of this Section 9. All such
notices and other communications shall be effective (a) if mailed (by certified
mail, postage prepaid and return receipt requested), when received or three (3)
days after deposited in the mails, whichever occurs first, (b) if telecopied,
when transmitted and confirmation received or (c) if delivered, upon delivery.
SECTION 10. Security Interest Absolute. All rights of the Collateral
Agent, the Trustee and the Holders, all Liens and all obligations of each of the
Grantors hereunder shall be absolute and unconditional irrespective of (a) any
lack of validity or enforceability of the Indenture or any other Senior Secured
Note Document, (b) any change in the time, manner or place of payment of, or in
any other term in respect of, all or any of the Senior Secured Note Obligations,
or any other amendment or waiver of or consent to any departure from the
Indenture or any other Senior Secured Note Document, (c) any exchange or release
of, or non-perfection of any Lien on any Collateral, or any release or amendment
or waiver of or consent to departure from any guaranty, for all or any of the
Senior Secured Note Obligations, or (d) any other circumstance that might
otherwise constitute a defense available to, or a discharge of, any of the
Grantors in respect of the Senior Secured Note Obligations. All authorizations
and agencies contained herein with respect to any of the Collateral are
irrevocable and powers coupled with an interest.
26
SECTION 11. Miscellaneous.
(a) No amendment of any provision of this Agreement (including any
Schedule attached hereto) shall be effective unless it is in writing and signed
by each Grantor and the Collateral Agent, and no waiver of any provision of this
Agreement, and no consent to any departure by any Grantor therefrom, shall be
effective unless it is in writing and signed by the Collateral Agent, and then
such waiver or consent shall be effective only in the specific instance and for
the specific purpose for which given.
(b) No failure on the part of the Collateral Agent, the Trustee or
the Holders to exercise, and no delay in exercising, any right hereunder or
under any other Senior Secured Note Document shall operate as a waiver thereof;
nor shall any single or partial exercise of any such right preclude any other or
further exercise thereof or the exercise of any other right. The rights and
remedies of the Collateral Agent, the Trustee or the Holders provided herein and
in the other Senior Secured Note Documents are cumulative and are in addition
to, and not exclusive of, any rights or remedies provided by law. The rights of
the Collateral Agent, the Trustee or the Holders under any Senior Secured Note
Document against any party thereto are not conditional or contingent on any
attempt by such Person to exercise any of its rights under any other Senior
Secured Note Document against such party or against any other Person, including
but not limited to, any Grantor.
(c) Any provision of this Agreement which is prohibited or
unenforceable in any jurisdiction shall, as to such jurisdiction, be ineffective
to the extent of such prohibition or unenforceability without invalidating the
remaining portions hereof or thereof or affecting the validity or enforceability
of such provision in any other jurisdiction.
(d) This Agreement shall create a continuing security interest in
the Collateral and shall (i) remain in full force and effect until the date on
which the Discharge of Senior Secured Note Obligations has occurred and (ii) be
binding on each Grantor and all other Persons who become bound as debtor to this
Agreement in accordance with Section 9-203(d) of the Code and shall inure,
together with all rights and remedies of the Collateral Agent, the Trustee or
the Holders hereunder, to the benefit of the Collateral Agent, the Trustee or
the Holders and their respective permitted successors, transferees and assigns.
Upon any such assignment or transfer, all references in this Agreement to any
such Collateral Agent, Trustee or Holders shall mean the assignee of Collateral
Agent, the Trustee or the Holders. None of the rights or obligations of any
Grantor hereunder may be assigned or otherwise transferred without the prior
written consent of the Collateral Agent, and any such assignment or transfer
shall be null and void.
(e) Upon the date on which the Discharge of Senior Secured Note
Obligations has occurred, this Agreement and the security interests created
hereby shall terminate and all rights to the Collateral shall revert to the
Grantors. Notwithstanding the foregoing, the Collateral Agent's Liens upon the
Collateral shall automatically be released upon any of the events specified in
Section 10.03 of the Indenture in accordance with the terms of the Indenture,
and the Collateral of any Grantor that is released from its Note Guarantee
obligations and is no longer a Guarantor pursuant to Section 11.05 of the
Indenture shall automatically be released upon such an event in accordance with
the terms of the Indenture, and such Grantor shall no longer be a party to this
Agreement. In connection with any termination or release pursuant to this
Section
27
11(e), the Collateral Agent will, upon any Grantor's request and at such
Grantor's expense, without any representation, warranty or recourse whatsoever,
(i) return to such Grantor such Collateral to be released (in the case of a
release) as shall not have been sold or otherwise disposed of or applied
pursuant to the terms hereof and (ii) execute and deliver to such Grantor such
documents as such Grantor shall reasonably request to evidence such termination
or release.
(f) THIS AGREEMENT SHALL BE GOVERNED BY, CONSTRUED AND INTERPRETED
IN ACCORDANCE WITH THE LAWS OF THE STATE OF NEW YORK, EXCEPT AS REQUIRED BY
MANDATORY PROVISIONS OF LAW AND EXCEPT TO THE EXTENT THAT THE VALIDITY AND
PERFECTION OR THE PERFECTION AND THE EFFECT OF PERFECTION OR NON-PERFECTION OF
THE SECURITY INTEREST CREATED HEREBY, OR REMEDIES HEREUNDER, IN RESPECT OF ANY
PARTICULAR COLLATERAL ARE GOVERNED BY THE LAW OF A JURISDICTION OTHER THAN THE
STATE OF NEW YORK.
(g) ANY LEGAL ACTION, SUIT OR PROCEEDING WITH RESPECT TO THIS
AGREEMENT OR ANY DOCUMENT RELATED THERETO MAY BE BROUGHT IN THE COURTS OF THE
STATE OF NEW YORK IN THE COUNTY OF NEW YORK OR THE UNITED STATES OF AMERICA FOR
THE SOUTHERN DISTRICT OF NEW YORK, AND APPELLATE COURTS THEREOF, AND, BY
EXECUTION AND DELIVERY OF THIS AGREEMENT, EACH GRANTOR HEREBY ACCEPTS FOR ITSELF
AND IN RESPECT OF ITS PROPERTY, GENERALLY AND UNCONDITIONALLY, THE JURISDICTION
OF THE AFORESAID COURTS. EACH GRANTOR HEREBY EXPRESSLY AND IRREVOCABLY WAIVES,
TO THE FULLEST EXTENT PERMITTED BY LAW, ANY OBJECTION, INCLUDING, WITHOUT
LIMITATION, ANY OBJECTION TO THE LAYING OF VENUE OR BASED ON THE GROUNDS OF
FORUM NON CONVENIENS, WHICH IT MAY NOW OR HEREAFTER HAVE TO THE BRINGING OF ANY
SUCH ACTION, SUIT OR PROCEEDING IN SUCH RESPECTIVE JURISDICTIONS AND CONSENTS TO
THE GRANTING OF SUCH LEGAL OR EQUITABLE RELIEF AS IS DEEMED APPROPRIATE BY THE
COURT.
(h) EACH OF THE GRANTORS (AND BY ITS ACCEPTANCE OF THE BENEFITS OF
THIS AGREEMENT, THE COLLATERAL AGENT) WAIVES ANY RIGHT IT MAY HAVE TO TRIAL BY
JURY IN RESPECT OF ANY LITIGATION BASED ON, ARISING OUT OF, UNDER OR IN
CONNECTION WITH THIS AGREEMENT OR ANY OTHER SENIOR SECURED NOTE DOCUMENT, OR ANY
COURSE OF CONDUCT, COURSE OF DEALING, VERBAL OR WRITTEN STATEMENT OR OTHER
ACTION OF THE PARTIES HERETO.
(i) Each Grantor irrevocably consents to the service of process of
any of the aforesaid courts in any such action, suit or proceeding by the
mailing of copies thereof by registered or certified mail (or any substantially
similar form of mail), postage prepaid, to such Grantor at its address provided
herein, such service to become effective ten (10) days after such mailing.
28
(j) Nothing contained herein shall affect the right of the
Collateral Agent to serve process in any other manner permitted by law or
commence legal proceedings or otherwise proceed against any Grantor or any
property of any Grantor in any other jurisdiction.
(k) Each Grantor irrevocably and unconditionally waives any right it
may have to claim or recover in any legal action, suit or proceeding referred to
in this Section any special, exemplary, punitive or consequential damages.
(l) Section headings herein are included for convenience of
reference only and shall not constitute a part of this Agreement for any other
purpose.
(m) This Agreement may be executed in any number of counterparts and
by different parties hereto in separate counterparts, each of which shall be
deemed to be an original, but all of which taken together constitute one in the
same Agreement. Delivery of an executed counterpart of this Agreement by
facsimile shall be equally effective as delivery of an original executed
counterpart.
(n) All of the obligations of the Grantors hereunder are joint and
several. The Collateral Agent may, in its sole and absolute discretion, enforce
the provisions hereof against any of the Grantors and shall not be required to
proceed against all Grantors jointly or seek payment from the Grantors ratably.
In addition, the Collateral Agent may, in its sole and absolute discretion,
select the Collateral of any one or more of the Grantors for sale or application
to the Senior Secured Note Obligations, without regard to the ownership of such
Collateral, and shall not be required to make such selection ratably from the
Collateral owned by all of the Grantors. The release or discharge of any Grantor
by the Collateral Agent shall not release or discharge any other Grantor from
the obligations of such Person hereunder.
(o) The Collateral Agent acknowledges and agrees, on behalf of
itself, the Trustee and the Holders, that, any provision of this Agreement to
the contrary notwithstanding, (i) no Grantor shall be required to act or refrain
from acting (A) in a manner that is inconsistent with the terms and provisions
of the Intercreditor Agreement or (B) with respect to any Credit Facility
Priority Collateral in any manner that would result in a default under the terms
and provisions of any Credit Facility Document and (ii) any action required to
be taken by a Grantor (or omission to act) pursuant to the terms of any Credit
Facility Document in respect of Credit Facility Priority Collateral will not put
such Grantor in violation of or result in a default under the terms of this
Agreement or any other Senior Secured Note Document.
(p) Notwithstanding any provision to the contrary contained herein,
the terms of this Agreement, the Liens created hereby and the rights and
remedies of the Collateral Agent, the Trustee and the Holders hereunder are
subject to the terms of the Intercreditor Agreement.
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IN WITNESS WHEREOF, each Grantor has caused this Agreement to be
executed and delivered by its officer thereunto duly authorized, as of the date
first above written.
GRANTORS:
MILACRON INC.
By: /s/ Robert P. Lienesch
----------------------
Name: Robert P. Lienesch
Title: Vice President - Finance and Chief Financial Officer
EACH GRANTOR LISTED ON SCHEDULE A HERETO
By: /s/ Robert P. Lienesch
----------------------
Name: Robert P. Lienesch
Title: Treasurer
EACH GRANTOR LISTED ON SCHEDULE B HERETO
By: /s/ Robert P. Lienesch
----------------------
Name: Robert P. Lienesch
Title: Vice President
MILACRON INTERNATIONAL MARKETING COMPANY
By: /s/ Robert P. Lienesch
----------------------
Name: Robert P. Lienesch
Title: Treasurer and Assistant Secretary
COLLATERAL AGENT:
U.S. BANK NATIONAL ASSOCIATION
By: /s/ Karolina K. Dies
--------------------
Name: Karolina K. Dies
Title: Trust Officer
SCHEDULE A
Milacron Marketing Company
Northern Supply Company, Inc.
Nickerson Machinery Chicago Inc.
Pliers International, Inc.
D-M-E U.S.A. Inc.
D-M-E Manufacturing Inc.
Uniloy Milacron Inc.
Uniloy Milacron U.S.A. Inc.
Milacron Industrial Products, Inc.
Oak International, Inc.
Cimcool Industrial Products Inc.
Milacron Plastics Technologies Group Inc.
SCHEDULE B
Milacron Resin Abrasives Inc.
D-M-E Company
SECURITY AGREEMENT SCHEDULES
SCHEDULE I
LEGAL NAMES; STATES OR JURISDICTIONS OF ORGANIZATION;
ORGANIZATIONAL IDENTIFICATION NUMBERS
FEDERAL EMPLOYER
JURISDICTION OF IDENTIFICATION ORGANIZATIONAL ID
COMPANY ORGANIZATION NUMBER NUMBER
- --------------------------------------------------------------------------------------------------------------------------------
Milacron Inc. Delaware 31-1062125 2005100
Cimcool Industrial Products Inc. Delaware 31-1681002 3059230
Milacron Plastics Technologies Group Inc. Delaware 31-1681007 3059231
D-M-E Company Delaware 31-1453086 2580409
Milacron Industrial Products, Inc. Michigan 38-3457667 00777A
Uniloy Milacron Inc. Delaware 31-1617019 2946694
Uniloy Milacron U.S.A. Inc. Michigan 38-2532631 322-156
Milacron Marketing Company Ohio 31-0240580 147731
D-M-E U.S.A. Inc. Michigan 38-1577946 122-159
D-M-E Manufacturing Inc. Delaware 38-3491394 3097545
Oak International, Inc. Michigan 38-2007743 120-709
Northern Supply Company, Inc. Minnesota 41-1691017 6Y-78
Nickerson Machinery Chicago Inc. Illinois 36-3945434 D5767-658-2
Pliers International Inc. Delaware 04-3137863 2276062
Milacron International Marketing Company Delaware 31-0725217 0637104
Milacron Resin Abrasives Inc. Delaware 31-1315621 2252202
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 1 of 64
TRADEMARKS
Owner D-M-E Company (DME)
COUNTRY TRADEMARK REGISTRATION REGISTRATION APPLICATION DATE FILED OWNER
NO. DATE NO.
Argentina DME 1688650 9/18/1998 2127809 4/13/1967 D-M-E
Australia AUTO FIXED PROBE B341704 7/19/1984 341704 1/8/1980 D-M-E
Australia DME B293730 7/29/1980 293730 1/23/1976 D-M-E
Australia DME 338565 5/12/1982 338565 6/7/1978 D-M-E
Australia DME 338561 4/27/1982 338561 6/7/1978 D-M-E
Australia DME & DESIGN 741988 11/6/1998 741988 8/21/1997 D-M-E
Australia FLOW-MATE 743279 5/25/1998 743279 9/8/1997 D-M-E
Australia MOLDFUSION 875163 5/9/2001 875163 5/9/2001 D-M-E
Austria DME 99128 3/5/1982 AM2997/81 12/4/1981 D-M-E
Austria DME & DESIGN 605162 8/22/1997 605162 8/22/1997 D-M-E
Austria GALAXY 2276392 6/27/2001 2276392 6/27/2001 D-M-E
Austria METEOR 2276004 6/27/2001 2276004 6/27/2001 D-M-E
Austria MOLD BASICS 2304467 6/27/2001 2304467 6/27/2001 D-M-E
Austria MOLD BASICS 2658813 4/17/2002 2658813 4/17/2002 D-M-E
Austria MOLDFUSION 2208221 5/8/2001 2208221 5/8/2001 D-M-E
Austria PLASTICS UNIVERSITY 371153 12/4/1998 371153 11/8/1996 D-M-E
Austria STELLAR 2276137 6/27/2001 2276137 6/27/2001 D-M-E
Benelux AUTO FIXED PROBE 344573 9/22/1977 38587 3/1/1977 D-M-E
Benelux DME & DESIGN 39 1/4/1971 500117 1/4/1971 D-M-E
Benelux DME & DESIGN 605162 8/22/1997 605162 8/22/1997 D-M-E
Benelux GALAXY 2276392 6/27/2001 2276392 6/27/2001 D-M-E
Benelux METEOR 2276004 6/27/2001 2276004 6/27/2001 D-M-E
Benelux MOLD BASICS 2304467 6/27/2001 2304467 6/27/2001 D-M-E
Benelux MOLD BASICS 2658813 4/17/2002 2658813 4/17/2002 D-M-E
Benelux MOLDFUSION 2208221 5/8/2001 2208221 5/8/2001 D-M-E
Benelux PLASTICS UNIVERSITY 371153 12/4/1998 371153 11/8/1996 D-M-E
Benelux STELLAR 2276137 6/27/2001 2276137 6/27/2001 D-M-E
Brazil AUTO FIXED PROBE 7175590 3/10/1990 385441 D-M-E
Brazil DME 6055435 3/10/1985 30280 10/1/1984 D-M-E
Brazil DME 6055427 3/10/1985 30279 10/1/1984 D-M-E
Brazil DME & DESIGN 820039888 10/5/1999 820039888 8/27/1997 D-M-E
Brazil DME & DESIGN 820039900 8/27/1997 D-M-E
Brazil DME & DESIGN 820039896 8/13/2002 820039896 8/27/1997 D-M-E
Brazil DME & DESIGN 200025864 8/13/2002 200025864 8/27/1997 D-M-E
Brazil FLOW-MATE 820261483 11/23/1999 820261483 9/19/1997 D-M-E
Brazil MOLDFUSION 823907260 5/8/2001 D-M-E
Canada AUTO FIXED PROBE 245277 5/23/1980 436001 2/19/1979 D-M-E
Canada DME & DESIGN 232851 4/17/1979 416993 10/27/1977 D-M-E
Canada DME & DESIGN 534116 10/5/2000 854639 8/27/1997 D-M-E
Canada FLOW-MATE 533328 9/25/2000 855641 9/8/1997 D-M-E
Canada GALAXY 598078 12/18/2003 1109928 7/16/2001 D-M-E
Canada METEOR 580375 5/1/2003 1109929 7/16/2001 D-M-E
Canada MOLD BASICS 556750 1/23/2002 1050681 3/14/2000 D-M-E
Canada MOLDFUSION 637434 5/8/2001 1102382 5/8/2001 D-M-E
Canada PLASTICS UNIVERSITY 494012 5/6/1998 825881 10/15/1996 D-M-E
Canada PRO WELD 524461 3/8/2000 873732 3/27/1998 D-M-E
Canada STELLAR 582535 5/27/2003 1109927 7/16/2001 D-M-E
Chile DME 636663 2/16/1982 198913 12/30/1981 D-M-E
Denmark DME 869/1966 4/2/1996 250166 2/8/1965 D-M-E
Denmark DME & DESIGN 869-1966 4/2/1966 D-M-E
Denmark DME & DESIGN 605162 8/22/1997 605162 8/22/1997 D-M-E
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 2 of 64
TRADEMARKS
Owner D-M-E Company (DME)
COUNTRY TRADEMARK REGISTRATION REGISTRATION APPLICATION DATE FILED OWNER
NO. DATE NO.
Denmark GALAXY 2276392 6/27/2001 2276392 6/27/2001 D-M-E
Denmark METEOR 2276004 6/27/2001 2276004 6/27/2001 D-M-E
Denmark MOLD BASICS 2304467 6/27/2001 2304467 6/27/2001 D-M-E
Denmark MOLD BASICS 2658813 4/17/2002 2658813 4/17/2002 D-M-E
Denmark MOLDFUSION 2208221 5/8/2001 2208221 5/8/2001 D-M-E
Denmark PLASTICS UNIVERSITY 371153 12/4/1998 371153 11/8/1996 D-M-E
Denmark STELLAR 2276137 6/27/2001 2276137 6/27/2001 D-M-E
European Community DME & DESIGN 605162 8/22/1997 605162 8/22/1997 D-M-E
European Community GALAXY 2276392 6/27/2001 2276392 6/27/2001 D-M-E
European Community METEOR 2276004 6/27/2001 2276004 6/27/2001 D-M-E
European Community MOLD BASICS 2304467 6/27/2001 2304467 6/27/2001 D-M-E
European Community MOLD BASICS 2658813 4/17/2002 2658813 4/17/2002 D-M-E
European Community MOLDFUSION 2208221 5/8/2001 2208221 5/8/2001 D-M-E
European Community PLASTICS UNIVERSITY 371153 12/4/1998 371153 11/8/1996 D-M-E
European Community STELLAR 2276137 6/27/2001 2276137 6/27/2001 D-M-E
Finland DME 93375 5/14/1996 6055/81 12/30/1981 D-M-E
Finland DME & DESIGN 605162 8/22/1997 605162 8/22/1997 D-M-E
Finland GALAXY 2276392 6/27/2001 2276392 6/27/2001 D-M-E
Finland METEOR 2276004 6/27/2001 2276004 6/27/2001 D-M-E
Finland MOLD BASICS 2304467 6/27/2001 2304467 6/27/2001 D-M-E
Finland MOLD BASICS 2658813 4/17/2002 2658813 4/17/2002 D-M-E
Finland MOLDFUSION 2208221 5/8/2001 2208221 5/8/2001 D-M-E
Finland PLASTICS UNIVERSITY 371153 12/4/1998 371153 11/8/1996 D-M-E
Finland STELLAR 2276137 6/27/2001 2276137 6/27/2001 D-M-E
France DME 1578495 3/1/1980 192649 3/1/1980 D-M-E
France DME & DESIGN 605162 8/22/1997 605162 8/22/1997 D-M-E
France GALAXY 2276392 6/27/2001 2276392 6/27/2001 D-M-E
France METEOR 2276004 6/27/2001 2276004 6/27/2001 D-M-E
France MOLD BASICS 2304467 6/27/2001 2304467 6/27/2001 D-M-E
France MOLD BASICS 2658813 4/17/2002 2658813 4/17/2002 D-M-E
France MOLDFUSION 2208221 5/8/2001 2208221 5/8/2001 D-M-E
France PLASTICS UNIVERSITY 371153 12/4/1998 371153 11/8/1996 D-M-E
France STELLAR 2276137 6/27/2001 2276137 6/27/2001 D-M-E
Germany AUTO FIXED PROBE 974202 7/31/1978 15450 3/30/1977 D-M-E
Germany DME & DESIGN 948480 8/27/1976 13995 5/11/1973 D-M-E
Germany DME & DESIGN 605162 8/22/1997 605162 8/22/1997 D-M-E
Germany GALAXY 2276392 6/27/2001 2276392 6/27/2001 D-M-E
Germany METEOR 2276004 6/27/2001 2276004 6/27/2001 D-M-E
Germany MOLD BASICS 2304467 6/27/2001 2304467 6/27/2001 D-M-E
Germany MOLD BASICS 2658813 4/17/2002 2658813 4/17/2002 D-M-E
Germany MOLDFUSION 2208221 5/8/2001 2208221 5/8/2001 D-M-E
Germany PLASTICS UNIVERSITY 371153 12/4/1998 371153 11/8/1996 D-M-E
Germany STELLAR 2276137 6/27/2001 2276137 6/27/2001 D-M-E
Greece DME 71577 5/2/1983 71577 4/9/1982 D-M-E
Greece DME & DESIGN 605162 8/22/1997 605162 8/22/1997 D-M-E
Greece GALAXY 2276392 6/27/2001 2276392 6/27/2001 D-M-E
Greece METEOR 2276004 6/27/2001 2276004 6/27/2001 D-M-E
Greece MOLD BASICS 2304467 6/27/2001 2304467 6/27/2001 D-M-E
Greece MOLD BASICS 2658813 4/17/2002 2658813 4/17/2002 D-M-E
Greece MOLDFUSION 2208221 5/8/2001 2208221 5/8/2001 D-M-E
Greece PLASTICS UNIVERSITY 371153 12/4/1998 371153 11/8/1996 D-M-E
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 3 of 64
TRADEMARKS
Owner D-M-E Company (DME)
COUNTRY TRADEMARK REGISTRATION REGISTRATION APPLICATION DATE FILED OWNER
NO. DATE NO.
Greece STELLAR 2276137 6/27/2001 2276137 6/27/2001 D-M-E
Hong Kong DME B29/72 1/12/1972 2790 9/30/1970 D-M-E
India DME 580877 9/11/1992 580877 9/11/1992 D-M-E
India DME 580879 9/11/1992 D-M-E
India DME 580876 9/11/1992 D-M-E
India DME 580878 9/11/1992 D-M-E
Indonesia DME 385166 9/2/1997 615278 1/9/1981 D-M-E
Ireland DME & DESIGN 605162 8/22/1997 605162 8/22/1997 D-M-E
Ireland GALAXY 2276392 6/27/2001 2276392 6/27/2001 D-M-E
Ireland METEOR 2276004 6/27/2001 2276004 6/27/2001 D-M-E
Ireland MOLD BASICS 2304467 6/27/2001 2304467 6/27/2001 D-M-E
Ireland MOLD BASICS 2658813 4/17/2002 2658813 4/17/2002 D-M-E
Ireland MOLDFUSION 2208221 5/8/2001 2208221 5/8/2001 D-M-E
Ireland PLASTICS UNIVERSITY 371153 12/4/1998 371153 11/8/1996 D-M-E
Ireland STELLAR 2276137 6/27/2001 2276137 6/27/2001 D-M-E
Israel DME 53491 1/1/1987 53491 12/31/1981 D-M-E
Italy AUTO FIXED PROBE 793171 10/25/1999 1148/97 4/27/1977 D-M-E
Italy DME 427257 3/30/1985 41105-C/84 9/19/1984 D-M-E
Italy DME & DESIGN 605162 8/22/1997 605162 8/22/1997 D-M-E
Italy GALAXY 2276392 6/27/2001 2276392 6/27/2001 D-M-E
Italy METEOR 2276004 6/27/2001 2276004 6/27/2001 D-M-E
Italy MOLD BASICS 2304467 6/27/2001 2304467 6/27/2001 D-M-E
Italy MOLD BASICS 2658813 4/17/2002 2658813 4/17/2002 D-M-E
Italy MOLDFUSION 2208221 5/8/2001 2208221 5/8/2001 D-M-E
Italy PLASTICS UNIVERSITY 371153 12/4/1998 371153 11/8/1996 D-M-E
Italy STELLAR 2276137 6/27/2001 2276137 6/27/2001 D-M-E
Japan AUTO FIXED PROBE 3335392 7/25/1997 40663/95 4/21/1995 D-M-E
Japan DME & DESIGN 4412311 8/25/2000 153688/97 8/29/1997 D-M-E
Japan DME & DESIGN 4412311 8/25/2000 153688/97 8/29/1997 D-M-E
Japan JADME 1120975 5/12/1985 224369/84 12/18/1984 D-M-E
Japan MOLD BASICS 4620315 11/15/2002 64409/2001 7/13/2001 D-M-E
Korea, Republic of DME 85840 11/23/1982 92-1459 1/4/1982 D-M-E
Korea, Republic of DME 85841 11/23/1982 92-1460 1/4/1982 D-M-E
Korea, Republic of DME 272737 8/27/1993 92-30592 10/30/1992 D-M-E
Korea, Republic of DME 85007 11/2/1982 82-11 1/4/1982 D-M-E
Malaysia DME 2115/84 12/7/1989 84/02115 5/4/1984 D-M-E
Mexico DME 241594 10/1/1979 10/1/1979 D-M-E
Mexico DME & DESIGN 625666 9/29/1999 306040 8/28/1997 D-M-E
Mexico DME & DESIGN 619261 8/26/1999 306041 8/28/1997 D-M-E
Mexico DME & DESIGN 570147 2/19/1998 306042 8/28/1997 D-M-E
Mexico DME & DESIGN 643527 2/25/2000 306043 8/28/1997 D-M-E
Mexico FLOW-MATE 565452 11/28/1997 310928 10/15/1997 D-M-E
Mexico MOLDFUSION 731308 1/30/2002 484400 5/9/2001 D-M-E
Mexico PLASTICS UNIVERSITY 565453 11/28/1997 310929 10/15/1997 D-M-E
Mexico PRO WELD 577992 5/28/1998 330340 4/23/1998 D-M-E
New Zealand DME B140255 1/6/1983 B140255 1/6/1982 D-M-E
New Zealand DME B140256 1/6/1983 B140256 1/6/1982 D-M-E
New Zealand DME B140258 1/6/1983 B140258 1/6/1982 D-M-E
New Zealand DME B140259 1/6/1983 B140259 1/6/1982 D-M-E
New Zealand DME & DESIGN B281267 12/15/1998 281267 8/21/1997 D-M-E
New Zealand DME & DESIGN B281266 12/15/1998 281266 8/21/1997 D-M-E
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 4 of 64
TRADEMARKS
Owner D-M-E Company (DME)
COUNTRY TRADEMARK REGISTRATION REGISTRATION APPLICATION DATE FILED OWNER
NO. DATE NO.
New Zealand DME & DESIGN B281265 12/15/1998 281265 8/21/1997 D-M-E
New Zealand DME & DESIGN B281264 7/6/1999 281264 8/21/1997 D-M-E
New Zealand FLOW-MATE 282085 9/9/1997 282085 9/9/1997 D-M-E
New Zealand MOLDFUSION 637434 5/8/2001 637434 5/8/2001 D-M-E
Norway DME & DESIGN 123417 12/12/1985 842057 6/14/1984 D-M-E
Peru DME 44327 4/30/1987 118150 D-M-E
Peru DME 44328 4/30/1987 118150 D-M-E
Portugal DME & DESIGN 132202 1/10/1967 132202 9/15/1965 D-M-E
Portugal DME & DESIGN 605162 8/22/1997 605162 8/22/1997 D-M-E
Portugal GALAXY 2276392 6/27/2001 2276392 6/27/2001 D-M-E
Portugal METEOR 2276004 6/27/2001 2276004 6/27/2001 D-M-E
Portugal MOLD BASICS 2304467 6/27/2001 2304467 6/27/2001 D-M-E
Portugal MOLD BASICS 2658813 4/17/2002 2658813 4/17/2002 D-M-E
Portugal MOLDFUSION 2208221 5/8/2001 2208221 5/8/2001 D-M-E
Portugal PLASTICS UNIVERSITY 371153 12/4/1998 371153 11/8/1996 D-M-E
Portugal STELLAR 2276137 6/27/2001 2276137 6/27/2001 D-M-E
Singapore DME 3751/80 8/29/1980 8/29/1980 D-M-E
South Africa DME 82/0080 9/14/1984 82/0080 1/6/1982 D-M-E
South Africa DME 82/0081 9/14/1984 82/0081 1/6/1982 D-M-E
South Africa DME 82/0083 1/14/1984 82/0083 1/6/1982 D-M-E
South Africa DME 82/0084 1/14/1984 82/0084 1/6/1982 D-M-E
Spain DME 1752842 12/5/1995 1752842 3/26/1993 D-M-E
Spain DME 468409 2/18/1966 468409 3/11/1965 D-M-E
Spain DME 468410 2/18/1966 468410 3/11/1965 D-M-E
Spain DME & DESIGN 605162 8/22/1997 605162 8/22/1997 D-M-E
Spain GALAXY 2276392 6/27/2001 2276392 6/27/2001 D-M-E
Spain METEOR 2276004 6/27/2001 2276004 6/27/2001 D-M-E
Spain MOLD BASICS 2304467 6/27/2001 2304467 6/27/2001 D-M-E
Spain MOLD BASICS 2658813 4/17/2002 2658813 4/17/2002 D-M-E
Spain MOLDFUSION 2208221 5/8/2001 2208221 5/8/2001 D-M-E
Spain PLASTICS UNIVERSITY 371153 12/4/1998 371153 11/8/1996 D-M-E
Spain STELLAR 2276137 6/27/2001 2276137 6/27/2001 D-M-E
Sweden DME & DESIGN 605162 8/22/1997 605162 8/22/1997 D-M-E
Sweden GALAXY 2276392 6/27/2001 2276392 6/27/2001 D-M-E
Sweden METEOR 2276004 6/27/2001 2276004 6/27/2001 D-M-E
Sweden MOLD BASICS 2304467 6/27/2001 2304467 6/27/2001 D-M-E
Sweden MOLD BASICS 2658813 4/17/2002 2658813 4/17/2002 D-M-E
Sweden MOLDFUSION 2208221 5/8/2001 2208221 5/8/2001 D-M-E
Sweden PLASTICS UNIVERSITY 371153 12/4/1998 371153 11/8/1996 D-M-E
Sweden STELLAR 2276137 6/27/2001 2276137 6/27/2001 D-M-E
Switzerland DME & DESIGN 339120 7/22/1965 1/25/1965 D-M-E
Taiwan DME 47864 7/1/1971 31073/59 10/1/1970 D-M-E
United Kingdom DME 1122553 4/29/1981 1122553 10/17/1979 D-M-E
United Kingdom DME & DESIGN 605162 8/22/1997 605162 8/22/1997 D-M-E
United Kingdom GALAXY 2276392 6/27/2001 2276392 6/27/2001 D-M-E
United Kingdom METEOR 2276004 6/27/2001 2276004 6/27/2001 D-M-E
United Kingdom MOLD BASICS 2304467 6/27/2001 2304467 6/27/2001 D-M-E
United Kingdom MOLD BASICS 2658813 4/17/2002 2658813 4/17/2002 D-M-E
United Kingdom MOLDFUSION 2208221 5/8/2001 2208221 5/8/2001 D-M-E
United Kingdom PLASTICS UNIVERSITY 371153 12/4/1998 371153 11/8/1996 D-M-E
United Kingdom STELLAR 2276137 6/27/2001 2276137 6/27/2001 D-M-E
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 5 of 64
TRADEMARKS
Owner D-M-E Company (DME)
COUNTRY TRADEMARK REGISTRATION REGISTRATION APPLICATION DATE FILED OWNER
NO. DATE NO.
United States of America AUTO FIXED 1094237 6/27/1978 73/104475 10/26/1976 D-M-E
United States of America COOL ONE 1486791 5/3/1988 73/681520 8/31/1987 D-M-E
United States of America CSS 1523368 2/7/1989 738991 7/11/1988 D-M-E
United States of America DME 1842659 7/5/1994 74/192065 8/6/1991 D-M-E
United States of America DME 1761043 3/30/1993 74/192072 8/6/1991 D-M-E
United States of America D-M-E 1217295 11/23/1982 73/254044 3/14/1980 D-M-E
United States of America D-M-E 1721367 10/6/1992 74/143455 3/1/1991 D-M-E
United States of America DME & DESIGN 812785 8/16/1966 72/216273 4/12/1965 D-M-E
United States of America DME & DESIGN 2232773 3/16/1999 75/249338 2/28/1997 D-M-E
United States of America DSS 2080550 7/22/1997 74/649533 3/21/1995 D-M-E
United States of America FLOW-MATE 2259234 7/6/1999 75/462898 4/6/1998 D-M-E
United States of America GALAXY 2443512 4/10/2001 75/852771 11/19/1999 D-M-E
United States of America HOT ONE 1443965 6/23/1987 73/623620 10/2/1986 D-M-E
United States of America IN2 76/495808 3/10/2003 D-M-E
United States of America INTEGRITY 76/489773 2/13/2003 D-M-E
United States of America METEOR 2486347 9/4/2001 76/072416 6/5/2000 D-M-E
United States of America MFP 1525409 2/21/1989 737250 6/29/1988 D-M-E
United States of America MFP 1451556 8/4/1987 73/600078 5/22/1986 D-M-E
United States of America MINI-MIGHT 2394775 10/17/2000 75/581193 11/5/1998 D-M-E
United States of America MOLD BASICS 2468501 7/10/2001 75/864985 12/6/1999 D-M-E
United States of America MOLD SAVER 1223834 1/18/1983 73/341412 12/14/1981 D-M-E
United States of America MOLDERBASICS 76/452557 9/25/2002 D-M-E
United States of America MOLDFUSION 2648270 11/12/2002 76/162223 11/9/2000 D-M-E
United States of America PLASTICS UNIVERSITY 2137820 2/17/1998 75/087787 4/15/1996 D-M-E
United States of America QDS 2504707 11/6/2001 76/237215 4/9/2001 D-M-E
United States of America SELECTBASE 2738749 7/15/2003 76/379023 3/7/2002 D-M-E
United States of America SELECTIVE CYCLE 1625672 12/4/1990 73/738990 7/11/1988 D-M-E
Michigan (U.S.A.) SELECTIVE CYCLE M41071 2/9/1990 D-M-E
United States of America SELECTIVE CYCLE 1466028 11/17/1987 73/610573 7/22/1986 D-M-E
United States of America SMART SERIES 1616459 10/9/1990 73/737240 6/29/1988 D-M-E
United States of America SMART SERIES 1466029 11/17/1987 73/610574 7/22/1986 D-M-E
United States of America SMART START 1530609 3/21/1989 73/689197 10/8/1987 D-M-E
United States of America SSH 1953371 1/30/1996 74/649531 3/21/1995 D-M-E
United States of America SSM 1476579 2/16/1988 73/600084 5/22/1986 D-M-E
United States of America STELLAR 2632679 10/8/2002 76/072415 6/5/2000 D-M-E
United States of America STEP START 1449087 7/21/1987 73/610575 7/22/1986 D-M-E
United States of America STRAIGHT SHOT 2591575 7/9/2002 76/336251 11/13/2001 D-M-E
United States of America TAS 1953372 1/30/1996 74/649532 3/21/1995 D-M-E
United States of America VECTORFORM 76/525022 6/23/2003 D-M-E
United States of America VICTORY 76/524043 6/20/2003 D-M-E
Venezuela DME 57874 5/11/1970 1250 D-M-E
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 6 of 64
TRADEMARKS
Owner D-M-E USA Inc. (DMU)
COUNTRY TRADEMARK REGISTRATION REGISTRATION APPLICATION DATE FILED OWNER
NO. DATE NO.
United States of America MUD 1585322 3/6/1990 73/812525 7/14/1989 DMU
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 7 of 64
TRADEMARKS
Owner Milacron Inc. (MI)
COUNTRY TRADEMARK REGISTRATION REGISTRATION APPLICATION DATE FILED OWNER
NO. DATE NO.
Algeria MILACRON 48576 1/17/1975 15158 1/17/1975 MI
Argentina CIMCOOL 1587126 2/29/1972 865837 10/29/1970 MI
Argentina MAGNA 1639441 7/29/1997 2035102 5/29/1996 MI
Argentina MILACRON 1644038 9/9/1997 837192 1/14/1970 MI
Argentina MILACRON 1459431 7/30/1993 837193 1/14/1970 MI
Argentina MILACRON 1421849 10/23/1980 837194 1/14/1970 MI
Argentina MILACRON 1421850 10/23/1980 837197 1/14/1970 MI
Australia CIMCLEAN A374553 4/22/1982 374553 4/22/1982 MI
Australia CIMCOOL A374557 4/22/1982 374557 4/22/1982 MI
Australia CIMDRAULIC 1316374 1/29/1985 445030 9/23/1983 MI
Australia CIMFLO A374552 4/22/1982 374552 4/22/1982 MI
Australia CIMFREE A318179 5/12/1978 318179 5/12/1978 MI
Australia CIMGUARD A374554 4/22/1982 374554 4/22/1982 MI
Australia CIMGUARDIAN 784007 1/29/1999 784007 1/29/1999 MI
Australia CIMPERIAL A374556 12/20/1984 374556 4/22/1982 MI
Australia CIMSTAR A505858 5/17/1991 505858 3/2/1989 MI
Australia CIMTAP A374550 4/22/1982 374550 4/11/1982 MI
Australia CIMTECH A505862 5/17/1991 505862 3/2/1989 MI
Australia CORPORATE LOGO DESIGN 724721 12/23/1996 724721 12/23/1996 MI
Australia MAGNA 709734 5/31/1996 709734 5/31/1996 MI
Australia MILACRON 235554 1/7/1970 235554 1/7/1970 MI
Australia MILACRON A235552 1/7/1970 235552 1/7/1970 MI
Australia MILACRON A235555 1/7/1970 235555 1/7/1970 MI
Australia MILACRON A235556 1/7/1970 235556 1/7/1970 MI
Australia QUAL STAR A429795 7/12/1985 429795 7/12/1985 MI
Australia SIGMA 701983 5/8/1997 701983 2/6/1996 MI
Austria CIMCLEAN 79052 2/7/1975 AM2515/74 10/22/1974 MI
Austria CIMFLO 79054 2/7/1975 AM2517/74 10/22/1974 MI
Austria CIMGUARD 79055 2/7/1975 AM2518/74 10/22/1974 MI
Austria CIMGUARDIAN 1056159 5/25/2000 1056159 1/27/1999 MI
Austria CIMPERIAL 43380 12/11/1960 AM 89/60 1/20/1960 MI
Austria CIMPLUS 43437 5/18/1960 5/18/1960 MI
Austria CIMTAP 79 053 2/7/1975 AM2516/74 10/22/1974 MI
Austria CORPORATE LOGO DESIGN 422691 2/24/1999 422691 1/3/1997 MI
Austria MAGNA 286658 5/26/1998 286658 7/4/1996 MI
Austria MILACRON 68215 1/12/1971 AM1541/70 7/7/1970 MI
Austria PROWLER 662734 2/2/1999 662734 10/27/1997 MI
Austria QUAL STAR 111380 1/14/1986 AM2146/85 7/10/1985 MI
Austria VISTA SENTRY 143139 8/17/1992 AM 1932/92 4/16/1992 MI
Bangladesh MILACRON 6107 12/19/1973 6107 12/19/1973 MI
Bangladesh MILACRON 6102 12/19/1973 6102 12/19/1973 MI
Bangladesh MILACRON 6106 12/19/1973 6105 1/19/1973 MI
Bangladesh MILACRON 6106 12/19/1973 6106 12/19/1973 MI
Benelux CIMCLEAN 332809 10/23/1974 35033 10/23/1974 MI
Benelux CIMCOOL 30360 5/11/1974 3938 5/11/1971 MI
Benelux CIMDRAULIC 404479 11/23/1984 52415 11/23/1984 MI
Benelux CIMFLO 329114 10/23/1974 35032 10/23/1974 MI
Benelux CIMFREE 351376 5/10/1978 624412 5/10/1978 MI
Benelux CIMGUARD 30357 5/11/1971 3935 5/11/1971 MI
Benelux CIMGUARDIAN 1056159 5/25/2000 1056159 1/27/1999 MI
Benelux CIMPERIAL 30361 5/11/1971 3939 5/11/1971 MI
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 8 of 64
TRADEMARKS
Owner Milacron Inc. (MI)
COUNTRY TRADEMARK REGISTRATION REGISTRATION APPLICATION DATE FILED OWNER
NO. DATE NO.
Benelux CIMPLUS 30362 5/11/1971 3940 5/11/1971 MI
Benelux CIMTAP 329115 10/23/1974 35034 10/23/1974 MI
Benelux CIMVANTAGE 628924 2/19/1998 910683 2/19/1998 MI
Benelux CORPORATE LOGO DESIGN 422691 2/24/1999 422691 1/3/1997 MI
Benelux MAGNA 286658 5/26/1998 286658 7/4/1996 MI
Benelux MILACRON 30363 5/11/1971 3941 5/11/1971 MI
Benelux MSL 384835 10/5/1982 47670 10/5/1982 MI
Benelux PROWLER 662734 2/2/1999 662734 10/27/1997 MI
Benelux QUAL STAR 412407 7/8/1985 53866 7/8/1985 MI
Bolivia MILACRON 24568-C 5/21/1970 3/3/1970 MI
Bolivia MILACRON 24567-C 5/21/1970 3/3/1970 MI
Bolivia MILACRON 24569-C 5/21/1970 3/3/1970 MI
Bolivia MILACRON 24826-C 7/14/1970 4/16/1970 MI
Bosnia-Herzegovina MILACRON BAZR96258 3/1/1992 MI
Brazil CIMCLEAN 814422016 6/26/1990 814421016 9/1/1988 MI
Brazil CIMCOOL 7172842 8/10/1980 942713 11/4/1970 MI
Brazil CIMDRAULIC 811815730 9/16/1986 811815730 12/12/1984 MI
Brazil CIMFLO 814417086 6/26/1990 814417086 8/29/1988 MI
Brazil CIMGUARD 7000375 10/10/1979 4580/M-72 3/29/1972 MI
Brazil CIMPERIAL 6954049 7/25/1979 4.579/M-72 3/29/1972 MI
Brazil CIMSTAR 815335164 6/26/1990 815335164 1/9/1990 MI
Brazil CIMTAP 814609295 9/4/1990 814609295 11/29/1988 MI
Brazil CIMTECH 815335164 2/25/1992 815335164 1/9/1990 MI
Brazil MAGNA 819381098 3/5/2003 819381098 7/16/1996 MI
Brazil MILACRON 6143148 10/10/1985 20556 11/29/1971 MI
Brazil MILACRON 6668488 10/25/1978 13609 8/10/1971 MI
Brazil MILACRON 6668470 4/25/1978 13608 8/10/1971 MI
Brazil MSL 811011860 2/14/1984 811011860 11/10/1982 MI
Brazil PROWLER 820348961 12/7/1999 820348961 10/31/1997 MI
Brazil VISTA SENTRY 816873321 1/17/1994 816873321 8/26/1992 MI
Bulgaria MILACRON 7432 1/22/1970 97 1/22/1970 MI
Canada CENTER SAVER 284414 10/28/1983 498165 2/2/1983 MI
Canada CIMCLEAN 284413 10/28/1983 498164 2/2/1983 MI
Canada CIMCOOL 179568 11/19/1971 337320 10/26/1970 MI
Canada CIMCOOL FIVE STAR 283720 9/30/1983 498167 2/2/1983 MI
Canada CIMFLO 295003 9/14/1984 498168 2/2/1983 MI
Canada CIMFREE 284416 10/28/1983 498169 2/2/1983 MI
Canada CIMGUARDIAN 540798 2/5/2001 1003931 2/2/1999 MI
Canada CIMPERIAL 283721 9/30/1983 498170 2/2/1983 MI
Canada CIMTAP 284415 10/28/1983 498166 2/2/1983 MI
Canada CIMVANTAGE 535766 10/25/2000 870006 2/20/1998 MI
Canada CORPORATE LOGO DESIGN 518439 10/21/1999 832344 12/23/1996 MI
Canada ELEKTRA 500224 8/9/1998 776286 2/22/1995 MI
Canada LUBRICANT Q 514556 8/17/1999 860742 11/5/1997 MI
Canada MILACRON 190766 5/11/1973 328461 12/10/1969 MI
Canada MSL 282997 9/2/1983 495994 12/9/1982 MI
Canada QUAL STAR 316730 7/25/1986 545964 7/11/1985 MI
Canada VISTA SENTRY 418273 10/15/1993 703785 4/27/1992 MI
Chile MILACRON 193046 5/29/1974 4622 1/23/1974 MI
Chile MILACRON 591779 11/3/1970 59690-B 2/11/1970 MI
China CINCINNATI MILACRON 143946 1/29/1981 5/22/1979 MI
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 9 of 64
TRADEMARKS
Owner Milacron Inc. (MI)
COUNTRY TRADEMARK REGISTRATION REGISTRATION APPLICATION DATE FILED OWNER
NO. DATE NO.
China CINCINNATI MILACRON 143944 1/29/1981 5/22/1979 MI
China CINCINNATI MILACRON 613443 10/10/1992 91034322 7/23/1991 MI
China CORPORATE LOGO DESIGN 1152043 2/21/1998 970013576 2/12/1997 MI
China CORPORATE LOGO DESIGN 1150595 2/14/1998 970013577 2/12/1997 MI
China CORPORATE LOGO DESIGN 1160968 3/21/1998 970013578 3/3/1997 MI
China CORPORATE LOGO DESIGN 1163182 3/28/1998 970013579 3/3/1997 MI
China MAGNA 1128978 11/20/1997 960076616 7/1/1996 MI
China MILACRON 3416332 12/23/2002 MI
China MILACRON 3416361 12/23/2002 MI
China MILACRON 3416360 12/23/2002 MI
China MILACRON 3416359 12/23/2002 MI
China MILACRON (CHINESE) 3416358 12/23/2002 MI
China MILACRON (CHINESE) 3416351 12/23/2002 MI
China MILACRON (CHINESE) 3416350 12/23/2002 MI
China MILACRON (CHINESE) 3416349 12/23/2002 MI
China SIGMA 1029169 6/13/1997 960033932 2/26/1996 MI
Colombia CIMFLO 128273 3/23/1990 268424 3/27/1987 MI
Colombia CIMFLO 142063 7/5/1993 268425 3/27/1987 MI
Colombia CIMFLO 142064 7/7/1993 268426 3/27/1987 MI
Colombia MILACRON 74675 6/3/1971 120013 2/12/1970 MI
Colombia MILACRON 74677 6/3/1971 120013 2/12/1970 MI
Colombia MILACRON 74676 6/3/1971 120013 2/12/1970 MI
Croatia MILACRON Z920655 3/1/1992 MI
Czech Republic MILACRON 159702 12/18/1969 12/18/1969 MI
Denmark CIMCLEAN 3248/75 8/22/1975 4352/74 10/9/1974 MI
Denmark CIMCOOL 1201/1970 4/3/1970 4299/1969 10/21/1969 MI
Denmark CIMFLO 3249/75 8/22/1975 4354/74 10/9/1974 MI
Denmark CIMGUARD 1971/75 5/2/1975 4253/74 10/9/1974 MI
Denmark CIMGUARDIAN 1056159 5/25/2000 1056159 1/27/1999 MI
Denmark CIMPERIAL 2134/76 6/18/1976 4250/74 10/9/1974 MI
Denmark CIMPLUS 3524/76 10/29/1976 4351/74 10/9/1974 MI
Denmark CIMTAP 3309/76 10/8/1976 4255/74 10/9/1974 MI
Denmark CORPORATE LOGO DESIGN 422691 2/24/1999 422691 1/3/1997 MI
Denmark MAGNA 286658 5/26/1998 286658 7/4/1996 MI
Denmark MILACRON 3267/1970 10/23/1970 53/70 1/6/1970 MI
Denmark PROWLER 662734 2/2/1999 662734 10/27/1997 MI
Ecuador MILACRON 256/71 2/13/1970 110 2/13/1970 MI
Egypt MILACRON 50411 3/20/1975 50411 3/20/1975 MI
Egypt MILACRON 50409 3/20/1975 50409 3/20/1975 MI
Egypt MILACRON 50413 3/20/1975 50413 3/20/1975 MI
Egypt MILACRON 50412 3/20/1975 50412 3/20/1975 MI
European Community CIMCLEAN 3465697 10/29/2003 MI
European Community CIMCOOL 3465648 10/29/2003 MI
European Community CIMGUARDIAN 1056159 5/25/2000 1056159 1/27/1999 MI
European Community CIMPERIAL 3465713 10/29/2003 MI
European Community CIMPLUS 3465747 10/29/2003 MI
European Community CIMSTAR 3465762 10/29/2003 MI
European Community CIMTECH 3465804 10/29/2003 MI
European Community CORPORATE LOGO DESIGN 422691 2/24/1999 422691 1/3/1997 MI
European Community MAGNA 286658 5/26/1998 286658 7/4/1996 MI
European Community MILFORM 3465812 10/29/2003 MI
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 10 of 64
TRADEMARKS
Owner Milacron Inc. (MI)
COUNTRY TRADEMARK REGISTRATION REGISTRATION APPLICATION DATE FILED OWNER
NO. DATE NO.
European Community MILPRO 3465581 10/29/2003 MI
European Community PROWLER 662734 2/2/1999 662734 10/27/1997 MI
Finland CIMGUARDIAN 1056159 5/25/2000 1056159 1/27/1999 MI
Finland CORPORATE LOGO DESIGN 422691 2/24/1999 422691 1/3/1997 MI
Finland MAGNA 286658 5/26/1998 286658 7/4/1996 MI
Finland MILACRON 61593 11/1/1973 63/70 1/8/1970 MI
Finland PROWLER 662734 2/2/1999 662734 10/27/1997 MI
France CIMCLEAN 1473455 7/23/1968 50481 7/23/1968 MI
France CIMCOOL 1313399 1/29/1960 70649 1/29/1960 MI
France CIMDRAULIC 1292256 12/11/1984 724303 12/11/1984 MI
France CIMFLO 1283991 9/14/1984 180526 10/21/1974 MI
France CIMFREE 1464935 6/8/1978 281023 6/8/1978 MI
France CIMGUARD 1473460 6/27/1988 50464 7/23/1968 MI
France CIMGUARDIAN 1056159 5/25/2000 1056159 1/27/1999 MI
France CIMPERIAL 1309590 1/29/1960 70650 1/29/1960 MI
France CIMPLUS 1309589 12/16/1960 70651 1/29/1960 MI
France CIMTAP 1473459 6/27/1968 50491 7/23/1968 MI
France CORPORATE LOGO DESIGN 422691 2/24/1999 422691 1/3/1997 MI
France ELEKTRA 96/561.221 3/3/1995 95/561221 3/3/1995 MI
France MAGNA 286658 5/26/1998 286658 7/4/1996 MI
France MILACRON 1559051 11/9/1970 91276 1/5/1970 MI
France MSL 1217286 10/29/1982 643985 10/29/1982 MI
France PROWLER 662734 2/2/1999 662734 10/27/1997 MI
France QUAL STAR 1320493 8/20/1985 755900 8/20/1985 MI
France VISTA SENTRY 92/419.067 5/15/1992 92419067 5/15/1992 MI
Germany CIMCLEAN 936611 10/16/1975 C24448/1WZ 11/25/1974 MI
Germany CIMCOOL 695994 10/13/1956 C 4942/6WZ 8/31/1954 MI
Germany CIMDRAULIC 1081058 11/25/1984 C33642/2WZ 11/20/1984 MI
Germany CIMFLO 934911 9/24/1975 C24357/4WZ 9/24/1974 MI
Germany CIMGUARD 935642 11/25/1975 C24446/2WZ 11/25/1974 MI
Germany CIMGUARDIAN 1056159 5/25/2000 1056159 1/27/1999 MI
Germany CIMPERIAL 743157 3/7/1960 C9803/6WZ 3/7/1960 MI
Germany CIMPLUS 820920 3/7/1960 C9802/6WZ 3/7/1960 MI
Germany CIMTAP 937476 11/25/1975 C24447/WZ 11/25/1974 MI
Germany COMPETENCE IN EXTRUSION (CL) MI
Germany CORPORATE LOGO DESIGN 422691 2/24/1999 422691 1/3/1997 MI
Germany CPM 39652238 4/7/1997 39652238.6 11/30/1996 MI
Germany ELEKTRA 39508743 12/20/1995 39508743 2/27/1995 MI
Germany MAGNA 286658 5/26/1998 286658 7/4/1996 MI
Germany MILACRON 952364 2/8/1970 C20353/1WZ 1/8/1970 MI
Germany POWERUNIT (CL) MI
Germany PROCUT (CL) MI
Germany PROWLER 662734 2/2/1999 662734 10/27/1997 MI
Germany QUAL STAR 1103002 3/2/1987 C34317/1WZ 7/8/1985 MI
Germany TWINPOWER (CL) MI
Germany VISTA SENTRY 2033550 3/29/1993 C43419/7WZ 4/16/1992 MI
Ghana MILACRON 19734 2/14/1976 19734 2/14/1975 MI
Ghana MILACRON 19731 4/20/1976 19731 2/14/1975 MI
Ghana MILACRON 19733 2/14/1975 19733 2/14/1975 MI
Greece CIMGUARDIAN 1056159 5/25/2000 1056159 1/27/1999 MI
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 11 of 64
TRADEMARKS
Owner Milacron Inc. (MI)
COUNTRY TRADEMARK REGISTRATION REGISTRATION APPLICATION DATE FILED OWNER
NO. DATE NO.
Greece CORPORATE LOGO DESIGN 422691 2/24/1999 422691 1/3/1997 MI
Greece MAGNA 286658 5/26/1998 286658 7/4/1996 MI
Greece MILACRON 43431 2/2/1970 43431 2/2/1970 MI
Greece PROWLER 662734 2/2/1999 662734 10/27/1997 MI
Hungary MILACRON 122009 7/15/1970 112892 7/15/1970 MI
India CENTER SAVER 629244 5/30/1994 MI
India CIMCLEAN 629238 5/30/1994 MI
India CIMCOOL 629239 5/30/1995 MI
India CIMDRAULIC 430221 11/26/1984 430221 11/26/1984 MI
India CIMFLO 629230 5/30/1994 MI
India CIMFREE 629234 5/30/1994 MI
India CIMGUARD 629237 5/30/1994 MI
India CIMPERIAL 629240 5/30/1994 MI
India CIMPLUS 629235 5/30/1994 MI
India CIMSTAR 629246 5/30/1994 MI
India CIMTAP 629243 5/30/1994 MI
India CIMTECH 629242 5/30/1994 MI
India CORPORATE LOGO DESIGN 753458 1/22/1997 MI
India CORPORATE LOGO DESIGN 753459 12/5/2003 753459 1/22/1997 MI
India CORPORATE LOGO DESIGN 753460 1/22/1997 MI
India CORPORATE LOGO DESIGN 753461 1/22/1997 MI
India ELEKTRA 656437 2/22/1995 MI
India LUBRICANT Q 778953 11/19/1997 MI
India MAGNA 783603 12/26/1997 MI
India MILACRON 261265 12/15/1969 261265 12/15/1969 MI
India MILACRON 261267 12/15/1969 261267 12/15/1969 MI
India MILACRON 261268 12/15/1969 261268 12/15/1969 MI
India MILACRON 261269 12/15/1969 261269 12/15/1969 MI
India MILCOOL 629241 5/30/1994 MI
India MILHONE 629247 5/30/1994 MI
India MILPLUS 629232 5/30/1994 MI
India MILPRO 629233 5/30/1995 MI
India MILQUENCH 629231 5/30/1994 MI
India QUAL STAR 440040 7/10/1985 440040 7/10/1985 MI
India SIGMA 697633 2/8/1996 MI
Indonesia MILACRON 416631 7/12/1998 15257/87 10/8/1987 MI
Iran MILACRON 47047 4/20/1977 68923 4/20/1977 MI
Ireland CIMGUARDIAN 1056159 5/25/2000 1056159 1/27/1999 MI
Ireland CORPORATE LOGO DESIGN 422691 2/24/1999 422691 1/3/1997 MI
Ireland MAGNA 286658 5/26/1998 286658 7/4/1996 MI
Ireland MILACRON 76210 1/9/1970 37/70 1/9/1970 MI
Ireland MILACRON 76212 1/9/1970 39/70 1/9/1970 MI
Ireland MILACRON 76213 1/9/1970 40/70 1/9/1970 MI
Ireland MILACRON 76214 1/9/1970 41/70 1/9/1970 MI
Ireland PROWLER 662734 2/2/1999 662734 10/27/1997 MI
Israel MILACRON 31237 12/16/1969 31237 12/16/1969 MI
Israel MILACRON 31239 12/16/1969 31239 12/16/1969 MI
Israel MILACRON 31240 12/16/1969 31240 12/16/1969 MI
Israel MILACRON 31241 12/16/1969 31241 12/16/1969 MI
Italy CIMCLEAN 683760 7/4/1996 40861-C/74 10/18/1974 MI
Italy CIMCOOL 689393 8/30/1954 35/232 8/30/1954 MI
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 12 of 64
TRADEMARKS
Owner Milacron Inc. (MI)
COUNTRY TRADEMARK REGISTRATION REGISTRATION APPLICATION DATE FILED OWNER
NO. DATE NO.
Italy CIMDRAULIC 683761 7/4/1996 41550-C/84 5/2/1986 MI
Italy CIMFLO 683762 7/4/1996 40862-C/74 10/18/1974 MI
Italy CIMFREE 380610 6/15/1985 40442-C/78 6/15/1978 MI
Italy CIMGUARD 683763 7/4/1996 40888-C/74 10/25/1974 MI
Italy CIMGUARDIAN 1056159 5/25/2000 1056159 1/27/1999 MI
Italy CIMPERIAL 391218 1/25/1960 52/229 1/25/1960 MI
Italy CIMPLUS 391219 1/25/1960 52/230 1/25/1960 MI
Italy CIMTAP 683765 10/18/1996 40863-C/64 10/18/1974 MI
Italy CORPORATE LOGO DESIGN 422691 2/24/1999 422691 1/3/1997 MI
Italy MAGNA 286658 5/26/1998 286658 7/4/1996 MI
Italy MILACRON 576283 1/5/1970 91276 1/5/1970 MI
Italy MSL 403646 10/19/1986 40989-C/82 10/19/1982 MI
Italy PROWLER 662734 2/2/1999 662734 10/27/1997 MI
Italy QUAL STAR 717094 7/6/1997 41029-C/85 8/29/1985 MI
Italy VISTA SENTRY 635131 11/23/1994 92C001101 5/26/1992 MI
Japan CIMCLEAN 1669892 3/22/1984 33028/1973 2/22/1973 MI
Japan CIMCOOL 1056205 2/14/1974 113249/70 10/28/1970 MI
Japan CIMDRAULIC 1953738 9/3/1986 131830/84 12/21/1984 MI
Japan CIMFLO 1731150 11/27/1984 33025/1973 2/22/1973 MI
Japan CIMFREE 1774208 5/30/1985 35956/1978 5/12/1978 MI
Japan CIMGUARD 1314703 12/2/1977 33022/1973 2/22/1973 MI
Japan CIMGUARDIAN 7078/1999 1/28/1999 MI
Japan CIMPERIAL 2101572 12/19/1988 93994/1986 9/4/1986 MI
Japan CIMPLUS 2259969 9/30/1990 93993/1986 9/4/1986 MI
Japan CIMTAP 1760421 4/23/1985 33023/1973 2/22/1973 MI
Japan CORPORATE LOGO DESIGN 4162616 7/3/1998 10371/1997 3/3/1997 MI
Japan CORPORATE LOGO DESIGN 4162617 7/3/1998 10372/1997 3/3/1997 MI
Japan CORPORATE LOGO DESIGN 4153423 6/5/1998 10373/1997 3/3/1997 MI
Japan CORPORATE LOGO DESIGN 4239557 2/12/1999 10374/1997 3/3/1997 MI
Japan ELEKTRA 4734733 12/19/2003 68396/1995 7/6/1995 MI
Japan MILACRON 2301718 2/27/1991 57-011287 2/15/1982 MI
Japan MILACRON 1416271 1/30/1980 2301/1970 1/7/1970 MI
Japan MILACRON 1591160 5/27/2003 86080/78 11/28/1978 MI
Japan MILACRON (KATAKANA) 2301719 2/27/1991 57-011288 2/15/1982 MI
Japan MIRACLON (KATAKANA) 628957 12/16/1993 S37-035473 11/1/1962 MI
Japan MSL 1805650 9/27/1985 88384/1982 10/6/1982 MI
Japan QUAL STAR 2027888 2/22/1988 73397/1985 7/16/1985 MI
Japan SHIMITOP 691407 12/2/1965 5110/1964 2/11/1964 MI
Japan VISTA 2697975 10/31/1994 38886/89 4/4/1989 MI
Japan VISTA SENTRY 3017357 12/22/1994 014980/92 4/17/1992 MI
Korea, Republic of CIMCLEAN 187580 1/24/1990 88-18616 8/20/1988 MI
Korea, Republic of CIMCOOL 187581 1/24/1990 88-18617 8/20/1988 MI
Korea, Republic of CIMDRAULIC 127107 7/9/1986 84-17532 11/24/1984 MI
Korea, Republic of CIMFLO 181275 10/16/1989 88-18616 8/20/1988 MI
Korea, Republic of CIMGUARD 195581 7/5/1990 89-5404 3/8/1989 MI
Korea, Republic of CIMGUARDIAN 466916 3/20/2000 99-5287 2/23/1999 MI
Korea, Republic of CIMPERIAL 181277 10/16/1989 88-18618 8/20/1988 MI
Korea, Republic of CIMSTAR 187582 1/24/1990 99-18619 8/20/1988 MI
Korea, Republic of CIMTAP 181276 10/16/1989 88-18615 8/20/1988 MI
Korea, Republic of CIMTECH 194446 6/21/1990 88-21113 9/20/1988 MI
Korea, Republic of MILACRON 82855 7/12/1982 10099/1981 11/13/1981 MI
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 13 of 64
TRADEMARKS
Owner Milacron Inc. (MI)
COUNTRY TRADEMARK REGISTRATION REGISTRATION APPLICATION DATE FILED OWNER
NO. DATE NO.
Korea, Republic of MILACRON 19671 6/23/1970 982/1970 3/12/1970 MI
Korea, Republic of MILACRON 19632 6/20/1970 983/1970 3/12/1970 MI
Korea, Republic of MILCOOL 313113 5/11/1995 94-10083 3/14/1994 MI
Korea, Republic of MILHONE 313115 5/11/1995 94-10081 3/14/1994 MI
Korea, Republic of MILPLUS 313968 5/23/1995 94-10080 3/14/1994 MI
Korea, Republic of MILPRO 313112 5/11/1995 94-10084 3/14/1994 MI
Korea, Republic of MILQUENCH 313114 5/11/1995 94-10082 3/14/1994 MI
Korea, Republic of MSL 300350 10/10/1994 93-25067 7/19/1993 MI
Luxembourg CIMGUARDIAN 1056159 5/25/2000 1056159 1/27/1999 MI
Macedonia MILACRON 3963 3/2/1992 MI
Malaysia SIGMA MA/2790/96 3/20/1996 MI
Mexico CIMCLEAN 508022 10/10/1995 243564 9/21/1995 MI
Mexico CIMCOOL 325085 11/26/1985 2498 11/26/1985 MI
Mexico CIMGUARD 496992 8/18/1989 188822 3/29/1982 MI
Mexico CIMGUARDIAN 605815 4/9/1999 366636 3/9/1999 MI
Mexico CIMPERIAL 362559 5/19/1989 50046 10/7/1988 MI
Mexico CIMSTAR 642470 2/23/2000 366642 3/9/1999 MI
Mexico CIMTECH 642469 2/23/2000 366641 3/9/1999 MI
Mexico LUBRICANT Q 565901 10/28/1997 312379 10/28/1997 MI
Mexico MAGNA 539845 1/27/1997 267418 7/5/1996 MI
Mexico MILACRON 405538 6/28/1991 117160 6/28/1991 MI
Mexico MILACRON 405537 6/28/1991 117159 6/28/1991 MI
Mexico MILACRON 405536 6/28/1991 117155 6/28/1991 MI
Mexico MILFORM 607523 4/28/1999 366639 3/9/1999 MI
Mexico PROWLER 569316 1/30/1998 313168 11/5/1997 MI
Mexico QUAL STAR 320263 12/5/1986 252881 8/9/1985 MI
Mexico VISTA SENTRY 462981 6/10/1994 141699 6/10/1992 MI
New Zealand MAGNA 262765 1/16/1996 262765 5/28/1996 MI
New Zealand MILACRON 92230 12/12/1969 92230 12/12/1969 MI
New Zealand MILACRON 92232 12/12/1969 92232 12/12/1969 MI
New Zealand MILACRON 92233 12/12/1969 92233 12/12/1969 MI
New Zealand MILACRON 92234 12/12/1969 92234 12/12/1969 MI
Nigeria MILACRON 25475 4/29/1975 25475/75 4/29/1975 MI
Nigeria MILACRON 25474 4/29/1975 25474/75 4/29/1975 MI
Nigeria MILACRON 25460 4/29/1975 25460/75 4/29/1975 MI
Nigeria MILACRON 25458 4/29/1975 25458/75 4/29/1975 MI
Norway CIMCOOL 56629 1/20/1960 68809 1/20/1960 MI
Norway CIMPERIAL 55341 1/20/1960 68807 1/20/1960 MI
Norway CIMPLUS 55340 1/20/1960 68808 1/20/1960 MI
Norway MILACRON 83836 2/3/1972 102184 1/7/1970 MI
Norway MSL 122065 8/29/1985 84.1704 5/16/1984 MI
Norway QUAL STAR 128357 4/9/1987 85.2546 7/8/1985 MI
Pakistan MILACRON 52744 12/23/1969 12/23/1969 MI
Pakistan MILACRON 52741 12/23/1969 12/23/1969 MI
Pakistan MILACRON 52743 12/23/1969 12/23/1969 MI
Pakistan MILACRON 52742 12/23/1969 12/23/1969 MI
Paraguay MILACRON 223526 5/12/1970 228 2/4/1970 MI
Paraguay MILACRON 223529 5/12/1970 229 2/4/1970 MI
Paraguay MILACRON 223527 5/12/1970 230 2/4/1970 MI
Paraguay MILACRON 223528 5/12/1970 231 2/4/1970 MI
Peru MILACRON 33965 2/6/1970 761 2/6/1970 MI
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 14 of 64
TRADEMARKS
Owner Milacron Inc. (MI)
COUNTRY TRADEMARK REGISTRATION REGISTRATION APPLICATION DATE FILED OWNER
NO. DATE NO.
Peru MILACRON 33693 2/6/1970 765 2/6/1970 MI
Peru MILACRON 34373 2/6/1970 764 2/6/1970 MI
Philippines MILACRON 21518 3/12/1974 20282 3/19/1971 MI
Poland MILACRON 51590 7/27/1970 Z.69504 7/27/1970 MI
Portugal CIMGUARDIAN 1056159 5/25/2000 1056159 1/27/1999 MI
Portugal CORPORATE LOGO DESIGN 422691 2/24/1999 422691 1/3/1997 MI
Portugal MAGNA 286658 5/26/1998 286658 7/4/1996 MI
Portugal MILACRON 164499 11/7/1972 164499 9/4/1970 MI
Portugal MILACRON 164501 4/21/1976 164501 9/4/1970 MI
Portugal MILACRON 164502 11/17/1972 164502 9/4/1970 MI
Portugal MILACRON 164503 11/17/1972 164503 9/4/1970 MI
Portugal PROWLER 662734 2/2/1999 662734 10/27/1997 MI
Romania MILACRON 3R6829 2/18/1970 2/18/1970 MI
Russian Federation MILACRON 138719 2/28/1996 94027606 8/4/1994 MI
Serbia and Montenegro MILACRON 19386 3/1/1972 Z.44/70 1/23/1970 MI
Slovakia MILACRON 159702 12/18/1989 MI
Slovenia MILACRON 7080044 3/31/1994 304-67/92 11/2/1992 MI
South Africa MILACRON 2939/70 7/1/1970 70/2939 7/1/1970 MI
South Africa MILACRON 2941/70 7/1/1970 70/2941 7/1/1970 MI
South Africa MILACRON 2943/70 7/1/1970 70/2943 7/1/1970 MI
South Africa MILACRON 2942/70 7/1/1970 70/2942 7/1/1970 MI
Spain CIMCOOL 600418 4/20/1974 600418 10/24/1969 MI
Spain CIMGUARDIAN 1056159 5/25/2000 1056159 1/27/1999 MI
Spain CORPORATE LOGO DESIGN 422691 2/24/1999 422691 1/3/1997 MI
Spain MAGNA 286658 5/26/1998 286658 7/4/1996 MI
Spain MILACRON 606265 5/24/1976 606265 1/12/1970 MI
Spain MILACRON 606267 3/1/1976 606267 1/12/1970 MI
Spain MILACRON 606269 1/16/1972 606269 1/12/1970 MI
Spain MILACRON 606268 4/16/1974 606268 1/12/1970 MI
Spain PROWLER 662734 2/2/1999 662734 10/27/1997 MI
Sweden CIMCLEAN 151054 4/11/1975 4746/74 10/15/1974 MI
Sweden CIMCOOL 76991 11/12/1954 2350/54 8/30/1954 MI
Sweden CIMDRAULIC 195873 4/19/1985 8408486 11/21/1984 MI
Sweden CIMFLO 150328 2/7/1975 4747 10/15/1974 MI
Sweden CIMGUARD 150403 2/14/1975 4748 10/15/1974 MI
Sweden CIMGUARDIAN 1056159 5/25/2000 1056159 1/27/1999 MI
Sweden CIMPERIAL 100178 5/12/1961 188/60 1/19/1960 MI
Sweden CIMPLUS 90716 11/11/1960 189/60 1/19/1960 MI
Sweden CIMTAP 156412 8/13/1976 4745/74 10/15/1974 MI
Sweden CORPORATE LOGO DESIGN 422691 2/24/1999 422691 1/3/1997 MI
Sweden MAGNA 286658 5/26/1998 286658 7/4/1996 MI
Sweden MILACRON 142267 3/9/1973 43/70 1/8/1970 MI
Sweden PROWLER 662734 2/2/1999 662734 10/27/1997 MI
Switzerland CIMCLEAN 408936 3/5/1975 CM 1/74/M 10/21/1974 MI
Switzerland CIMCOOL 272701 8/31/1954 3213 8/31/1954 MI
Switzerland CIMDRAULIC 335990 11/22/1985 6317 11/22/1984 MI
Switzerland CIMFLO 408934 3/29/1975 5262 10/21/1974 MI
Switzerland CIMFREE 294449 5/18/1978 2265 5/18/1978 MI
Switzerland CIMGUARD 408937 3/5/1975 5265 10/21/1974 MI
Switzerland CIMGUARDIAN 473325 7/11/2000 00634/1999 1/26/1999 MI
Switzerland CIMPERIAL 303679 2/3/1960 2/3/1960 MI
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 15 of 64
TRADEMARKS
Owner Milacron Inc. (MI)
COUNTRY TRADEMARK REGISTRATION REGISTRATION APPLICATION DATE FILED OWNER
NO. DATE NO.
Switzerland CIMPLUS 303680 2/3/1960 2/3/1960 MI
Switzerland CIMSTAR 518700 12/29/2003 55463/2003 10/29/2003 MI
Switzerland CIMTAP 408935 3/5/1975 5263 10/21/1974 MI
Switzerland CIMTECH 55461/2003 10/29/2003 MI
Switzerland MILACRON 379437 2/4/1970 665 2/4/1970 MI
Switzerland MILFORM 55465/2003 10/29/2003 MI
Switzerland MILPRO 55464/2003 10/29/2003 MI
Switzerland QUAL STAR 340355 7/10/1985 4343 7/10/1985 MI
Syria MILACRON 20776 2/16/1975 24113 1/16/1975 MI
Taiwan CIMDRAULIC 755027 3/31/1997 84-049299 10/2/1995 MI
Taiwan MILACRON 54324 11/1/1972 3/27/1970 MI
Taiwan MILACRON 44326 12/1/1970 3/27/1970 MI
Taiwan MILACRON 44377 12/1/1970 3/27/1970 MI
Taiwan MILACRON 45156 2/1/1971 3/27/1970 MI
Taiwan MILACRON 44845 1/1/1971 3/27/1970 MI
Taiwan MSL 214793 7/1/1983 71-036499 10/10/1982 MI
Taiwan VISTA SENTRY 589475 3/1/1993 81-018689 4/21/1992 MI
Thailand MILACRON 14655 6/12/1991 215440 6/12/1991 MI
Thailand MILACRON 156530 6/12/1991 215442 6/12/1991 MI
Thailand MILACRON 147680 2/3/1992 215441 6/12/1991 MI
Tunisia MILACRON 900003 1/4/1975 1/4/1975 MI
Turkey CIMCOOL 92405 5/29/1986 33776/86 5/29/1986 MI
Turkey CIMCOOL FIVE STAR 92559 5/29/1986 33765/86 5/29/1986 MI
Turkey CIMPERIAL 92763 5/29/1986 33775/86 5/29/1986 MI
Turkey CIMPLUS 92749 5/29/1986 33774/86 5/29/1986 MI
Turkey MILACRON 120553 1/24/1970 3752/70 1/24/1970 MI
United Kingdom CIMCLEAN 1036750 10/15/1974 1036750 10/16/1974 MI
United Kingdom CIMCOOL 649227 6/27/1946 649227 6/27/1946 MI
United Kingdom CIMDRAULIC 1230801 11/26/1984 1230801 11/23/1984 MI
United Kingdom CIMFLO 1036752 1/9/1976 1036752 10/1/1975 MI
United Kingdom CIMGUARD 1036751 10/16/1974 1036571 10/16/1974 MI
United Kingdom CIMGUARDIAN 1056159 5/25/2000 1056159 1/27/1999 MI
United Kingdom CIMPERIAL 800658 1/22/1960 800658 1/22/1960 MI
United Kingdom CIMPLUS 800659 1/22/1960 800659 1/22/1960 MI
United Kingdom CIMTAP 1036753 10/16/1974 1036753 10/16/1974 MI
United Kingdom CORPORATE LOGO DESIGN 422691 2/24/1999 422691 1/3/1997 MI
United Kingdom ELEKTRA 2012056 2/23/1995 2012056 2/23/1995 MI
United Kingdom MAGNA 286658 5/26/1998 286658 7/4/1996 MI
United Kingdom MILACRON 952664 12/18/1969 952664 12/18/1969 MI
United Kingdom MILACRON 952660 12/18/1969 952660 12/18/1969 MI
United Kingdom MILACRON 952662 12/18/1969 952662 12/18/1969 MI
United Kingdom MILACRON 952661 12/18/1969 952661 12/18/1969 MI
United Kingdom PROWLER 662734 2/2/1999 662734 10/27/1997 MI
United Kingdom QUAL STAR 1246085 7/12/1985 1246085 7/12/1985 MI
United States of America CIMBORD 807489 4/26/1966 72/222661 7/6/1965 MI
United States of America CINCINNATI MILACRON 1100008 8/22/1978 73/78633 2/27/1976 MI
United States of America CORPORATE LOGO DESIGN 2124420 12/23/1997 75/163070 7/3/1996 MI
United States of America E-PET AND DESIGN 2665360 12/24/2002 76/162222 11/9/2000 MI
United States of America FIND A BETTER WAY 1956188 2/13/1996 74/642445 3/6/1995 MI
United States of America INDIGO (CL) MI
United States of America MILACRON 894004 7/7/1970 72/342139 10/30/1969 MI
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 16 of 64
TRADEMARKS
Owner Milacron Inc. (MI)
COUNTRY TRADEMARK REGISTRATION REGISTRATION APPLICATION DATE FILED OWNER
NO. DATE NO.
United States of America MILACRON 905990 1/12/1971 72/346725 12/19/1969 MI
United States of America MILACRON 893967 7/7/1970 72/342138 10/30/1969 MI
United States of America MILACRON 894092 7/7/1970 72/342141 10/30/1969 MI
United States of America MILACRON 910416 3/23/1971 72/346723 12/19/1969 MI
United States of America XTREEM 76/004391 3/20/2000 MI
Uruguay MILACRON 295560 7/24/1987 13173 2/9/1971 MI
Uruguay MILACRON 340865 12/24/1981 131729 2/9/1971 MI
Uruguay MILACRON 300860 8/24/1998 131731 2/9/1971 MI
Uruguay MILACRON 171119 4/23/1982 131732 2/9/1971 MI
Venezuela CIMFLO 140065 1/7/1991 03196/87 7/6/1965 MI
Venezuela CIMFLO 140075 1/7/1991 03288/87 3/18/1987 MI
Venezuela MILACRON 63692 1/26/1971 8819 12/15/1969 MI
Venezuela MILACRON 82369 8/6/1976 10703 12/16/1974 MI
Venezuela MILACRON 64405 4/5/1971 8815 12/15/1969 MI
Venezuela MILACRON 101154 1/10/1983 8816 12/15/1969 MI
Zimbabwe MILACRON 1238/69 12/18/1969 1238/69 12/18/1969 MI
Zimbabwe MILACRON 1239/69 12/18/1976 1239/69 12/18/1969 MI
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 17 of 64
TRADEMARKS
Owner Milacron Industrial Products Inc. (MIP)
COUNTRY TRADEMARK REGISTRATION REGISTRATION APPLICATION DATE FILED OWNER
NO. DATE NO.
United States of America CENTER SAVER 1020913 9/23/1975 73/017031 3/25/1974 MIP
United States of America CIMCHEK 2332117 3/21/2000 75/655815 3/8/1999 MIP
United States of America CIMCLEAN 810254 6/21/1966 72/222662 7/6/1965 MIP
United States of America CIMCOOL 904116 12/15/1970 72/340368 10/10/1969 MIP
United States of America CIMCOOL 415093 7/10/1945 71/478857 1/22/1945 MIP
United States of America CIMCOOL FIVE STAR 782291 12/29/1964 72/193630 5/18/1964 MIP
United States of America CIMDRAULIC 1316374 1/29/1985 73/445030 9/23/1983 MIP
United States of America CIMFLO 813829 8/30/1966 72/222663 7/6/1965 MIP
United States of America CIMFREE 1087532 3/21/1978 73/123604 4/21/1977 MIP
United States of America CIMGUARD 757107 9/24/1963 72/148142 7/2/1962 MIP
United States of America CIMGUARDIAN 2240619 4/20/1999 75/437905 2/20/1998 MIP
United States of America CIMPERIAL 689369 12/8/1959 72/064260 12/15/1958 MIP
United States of America CIMPLUS 699277 6/14/1960 72/084290 10/30/1959 MIP
United States of America CIMSTAR 1580883 2/6/1990 73/705452 1/13/1988 MIP
United States of America CIMTAP 986779 6/25/1974 72/449401 3/16/1973 MIP
United States of America CIMTECH 1526347 2/28/1989 73/745479 8/11/1988 MIP
United States of America CIMVANTAGE 2225318 2/23/1999 75/348230 8/28/1997 MIP
United States of America DROP DESIGN 78/323507 11/5/2003 MIP
United States of America JOB SHOP MALL 2466951 7/10/2001 75/625095 1/22/1999 MIP
United States of America MACHINERY FLEA MARKET 2508437 11/20/2001 75/625094 1/22/1999 MIP
United States of America MILCOOL 1892897 5/9/1995 74/488956 2/14/1994 MIP
United States of America MILDRAW 2436916 3/20/2001 75/931854 2/28/2000 MIP
United States of America MILFORM 2366656 7/11/2000 75/309375 6/16/1997 MIP
United States of America MILHONE 1892896 5/9/1995 74/488955 2/14/1994 MIP
United States of America MILPLUS 1883270 3/14/1995 74/488957 2/14/1994 MIP
United States of America MILPRO 1892895 5/9/1995 74/488954 2/14/1994 MIP
United States of America MILPRO 2364181 7/4/2000 75/655816 3/8/1999 MIP
United States of America MILQUENCH 1884541 3/21/1995 74/488958 2/14/1994 MIP
United States of America MSL 1246144 7/26/1983 73/350068 2/12/1982 MIP
United States of America QUAL STAR 1338651 6/4/1985 73/510746 11/26/1984 MIP
United States of America QUANTALUBE 2359901 6/20/2000 75/697465 5/3/1999 MIP
United States of America SDF (CL) MIP
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 18 of 64
TRADEMARKS
Owner Nickerson Machinery Chicago Inc. (NMI)
COUNTRY TRADEMARK REGISTRATION REGISTRATION APPLICATION DATE FILED OWNER
NO. DATE NO.
United States of America NICKERSON 1317649 2/5/1985 73/446397 10/3/1983 NMI
United States of America NM 1313162 1/8/1985 73/446177 10/3/1983 NMI
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 19 of 64
TRADEMARKS
Owner Oak International Inc. (OI)
COUNTRY TRADEMARK REGISTRATION REGISTRATION APPLICATION DATE FILED OWNER
NO. DATE NO.
United States of America OAK 2794926 12/16/2003 78/206249 1/23/2003 OI
United States of America OAK SIGNATURE 2736354 7/15/2003 76/439574 8/12/2002 OI
United States of America OAKFLO 2700266 3/25/2003 76/439556 8/12/2002 OI
United States of America OAKFORM 2700264 3/25/2003 76/439552 8/12/2002 OI
United States of America OAKSPEC 2736353 7/15/2003 76/439555 8/12/2002 OI
United States of America OAKTEC 2700265 3/25/2003 76/439553 8/12/2002 OI
United States of America OAKWASH 2704570 4/8/2003 76/439554 8/12/2002 OI
United States of America OILRID 1877634 2/7/1995 74/494457 2/25/1994 OI
United States of America TMFM 2067577 6/3/1997 74/613236 12/21/1994 OI
United States of America TOTAL METALWORKING FLUID OI
MANAGEMENT
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 20 of 64
TRADEMARKS
Owner Uniloy Milacron Inc. (UMI)
COUNTRY TRADEMARK REGISTRATION REGISTRATION APPLICATION DATE FILED OWNER
NO. DATE NO.
Australia UNILOY 317946 5/5/1978 UMI
Australia UNILOY 318712 5/30/1978 UMI
Benelux UNILOY 468861 6/16/1990 733046 8/16/1989 UMI
Brazil UNILOY 818228563 10/8/1996 UMI
Canada UNILOY 374283 10/12/1990 63827300 8/14/1989 UMI
France UNILOY 1547923 8/23/1989 150839 8/23/1989 UMI
Germany UNILOY 893051 5/3/1972 341707WZ 3/20/1970 UMI
Ireland UNILOY 133826 8/18/1989 UMI
Italy UNILOY 581853 11/27/1992 1744590 2/7/1990 UMI
Italy UNILOY 559332 2/3/1992 23726C/89 8/25/1989 UMI
Japan UNILOY 2409024 4/30/1992 H01-094011 8/18/1989 UMI
Mexico UNILOY 72405 9/27/1989 UMI
New Zealand UNILOY 124080 6/14/1979 UMI
United Kingdom UNILOY 954873 3/20/1972 954873 2/10/1970 UMI
United Kingdom UNILOY 956076 3/3/1970 956076 3/3/1970 UMI
United States of America COMEC (CL) UMI
United States of America INDU TECHNO SPOL (CL) UMI
United States of America MORETTI (CL) UMI
United States of America MS (CL) UMI
United States of America PLASTIC USA (CL) UMI
United States of America RECIP (CL) UMI
United States of America RECIP 2000 (CL) UMI
United States of America SPRINGFIELD (CL) UMI
United States of America UNILOY 845868 3/12/1968 72/164214 2/8/1967 UMI
United States of America VERSAPET 2626003 9/24/2002 76/051552 5/18/2000 UMI
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 21 of 64
TRADEMARKS
Owner Uniloy Milacron USA Inc. (UMU)
COUNTRY TRADEMARK REGISTRATION REGISTRATION APPLICATION DATE FILED OWNER
NO. DATE NO.
Brazil AUTOJECTORS 819991945 7/28/1997 UMU
Canada AUTOJECTORS 514493 8/16/1997 849954 7/7/1997 UMU
Canada AUTOJECTORS 510745 4/13/1999 809257 9/4/1996 UMU
Germany AUTOJECTORS 39732196.1 6/22/1998 39732196.1 7/10/1997 UMU
India AUTOJECTORS 7/8/1997 UMU
Mexico AUTOJECTORS 558984 9/25/1997 302940 7/31/1997 UMU
United States of America ACS (CL) UMU
United States of America AJ (CL) UMU
United States of America ALLIANCE 2250287 6/1/1999 75/308404 6/13/1997 UMU
United States of America APEX (CL) UMU
United States of America ATLAS (CL) UMU
United States of America AUTOBLOW 1318925 2/12/1985 73/446620 10/5/1983 UMU
United States of America AUTOJECTORS 2104613 10/14/1997 75/003199 10/10/1995 UMU
United States of America AUTOJECTORS 2172497 7/14/1998 75/233729 1/30/1997 UMU
United States of America BA SERIES (CL) UMU
United States of America CYCLONE (CL) UMU
United States of America ECLIPSE (CL) UMU
United States of America ELEKTRA 1912253 8/15/1995 501735 3/18/1994 UMU
United States of America EVOLUTION 2559906 4/9/2002 75/940796 3/9/2000 UMU
United States of America EXTRUSIONTEK MILACRON 75/883769 12/28/1999 UMU
United States of America HC SERIES (CL) UMU
United States of America IMACS (CL) UMU
United States of America MAGNA 2075199 7/1/1997 75/044405 1/16/1996 UMU
United States of America MASTERCRIMP (CL) UMU
United States of America MAXIMA (CL) UMU
United States of America MELTSTAR (CL) UMU
United States of America MOBIUS DESIGN 1497424 7/26/1988 641035 1/23/1987 UMU
United States of America PAK 1824101 3/1/1994 74/335045 11/27/1992 UMU
United States of America PINNACLE (CL) UMU
United States of America POWERLINE (CL) UMU
United States of America POWERMELT 2789384 12/2/2003 76/322708 10/9/2001 UMU
United States of America PROWLER 2215353 12/29/1998 75/286226 5/5/1997 UMU
United States of America RHB 1399203 7/1/1986 557945 9/12/1985 UMU
United States of America RHB SYSTEM 2000 1426264 1/27/1987 557944 9/12/1985 UMU
United States of America SENTRY 2308942 1/18/2000 75/566955 10/8/1998 UMU
United States of America SERVTEK 2488519 9/11/2001 75/704313 5/13/1999 UMU
United States of America SPECTRA (CL) UMU
United States of America SPLIT SCREENS (CL) UMU
United States of America THERMAWAV 1317645 2/5/1985 444029 9/16/1984 UMU
United States of America TIMBER-EX 76/417643 6/3/2002 UMU
United States of America TRACKER (CL) UMU
United States of America TV SERIES (CL) UMU
United States of America VECTOR 1939024 11/28/1995 74/499854 3/4/1994 UMU
United States of America VERTEX 2605509 8/6/2002 76/036347 4/28/2000 UMU
United States of America VISTA (CL) UMU
United States of America VISTAGUARD (CL) UMU
United States of America WOLFPACK 2472740 7/31/2001 75/660951 3/15/1999 UMU
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 22 of 64
TRADENAMES
Tradenames
Cimcool Industrial Products Inc.
D-M-E Company
D-M-E of Canada Limited
D-M-E Manufacturing Inc.
D-M-E U.S.A. Inc.
Milacron Capital Holdings B.V.
Milacron Canada Inc.
Milacron Inc.
Milacron Industrial Products, Inc.
Milacron International Marketing Company
Milacron Marketing Company
Milacron Plastics Technologies Group Inc.
Milacron Resin Abrasives Inc.
Nickerson Machinery Chicago, Inc.
Northern Supply Company, Inc.
Oak International, Inc.
Pliers International Inc.
Progress Precision Inc.
Uniloy Milacron Inc.
Uniloy Milacron U.S.A. Inc.
2913607 Canada Limited
450500 Ontario Limited
528950 Ontario Limited
Owner Doing/Business/As
D-M-E U.S.A. Inc. Master Unit Die Products, Inc.
D-M-E U.S.A. Inc. MUD Quick Change Tooling
D-M-E U.S.A. Inc. California D-M-E U.S.A. Inc.
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 23 of 64
DOMAIN NAMES
Domain Name Registrant
AUTOJECTORS.COM AI
CIMFORM.COM MI
CONCENTRIC-SERVICES.COM MI
D-M-E.COM DME
DME.NET MI
DMEBE.COM MI
DMECO.COM MI
DMECOMPANY.COM MI
DMEDE.COM MI
DMEEU.COM MI
DMEEURO.COM DME
DMEFR.COM MI
DMEUK.COM MI
EJECTORBLADES.COM MI
EJECTORPINS.COM MI
EJECTORSLEEVES.COM MI
HOTRUNNERMOLDING.COM MI
HOTRUNNERSYSTEMS.COM MI
MASTERUNITDIE.COM MI
MILACRON.COM MI
MILACRON.NET MI
MILACRON.ORG MI
MILACRONINDIA.COM MI
MOLD COOLING.COM MI
MOLDACTION.COM MI
MOLDASSEMBLIES.COM MI
MOLDBASES.COM MI
MOLDBASICS.COM MI
MOLDCOMPONENTS.COM MI
MOLDFUSION.COM MI
MOLDTOOLING.COM MI
MUDBASE.COM MI
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 24 of 64
DOMAIN NAMES
Domain Name Registrant
MUDSYSTEM.COM MI
NICKERSONMACHINERY.COM MI
NORMABEST.COM DME
NORTHERNSUPPLY.COM NSC
OHS-CANADA.COM MI
PLASTICS-EDGE.COM MI
PLASTICSTOOLING.COM MI
SERVTEK.COM MI
TEMPCONTROLS.COM MI
UNILOY.COM UNI
UNILOYMILACRON.COM UNI
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
LICENSES
Licensee/Licensor
"MI" is Milacron Inc.
"DME" is D-M-E Company
"UNI" is Uniloy Milacron Inc.
Page 25 of 64
TRADEMARK LICENSES
LICENSE GRANTS
LICENSOR LICENSEE EFFECTIVE DATE TYPE NOTES
DME
D-M-E COMPANY (INDIA) 2/1/1994 TMO Inter-company trademark license
MI
ANCHOR/DARLING INDUSTRIES 3/19/1991 TMO Trademark Consent (HYDRADAMP)
CINCINNATI MILACRON PRIVATE LIMITED 8/29/1995 TMO Inter-company trademark license
CARBORUNDUM UNIVERSAL LTD. 3/20/1994 TMO Trademarks for fluids
MEVAG TEKNIK TICARET 2/18/1986 TMO Trademarks for fluids
UNI
FERROMATIK MILACRON INDIA LIMITED 4/26/2001 TMO Inter-company -- trademarks
LICENSE RIGHTS
LICENSEE LICENSOR EFFECTIVE DATE TYPE NOTES
DME
METRO INTERNATIONAL GMBH 2/4/2003 TMI Trademark Consent (METEOR)
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 26 of 64
PATENTS
- -------
Owner D-M-E Company (DME)
COUNTRY SHORT TITLE PATENT NO. GRANT DATE APPLICATION NO. DATE FILED OWNER
Australia ACTUATOR FOR INJECTION MOLDING VALVE GATE 758549 7/31/2003 758549 12/17/1999 DME
Australia MOLD HEATER START-UP 736531 11/15/2001 736531 12/9/1998 DME
Australia METHOD OF MANUFACTURING EJECTOR PIN SLEEVES 726673 9/5/1997 41817/97 9/5/1997 DME
Australia DEVICE FOR MOLDING OR INJECTION MOLDING 695081 11/19/1998 22543 4/20/1995 DME
POLYMER COMPOUNDS AND MOLD ACCESSORIES
Australia INJECTION MOLDING HOT RUNNER NOZZLE WITH 2001268498 6/15/2001 DME
REMOVABLE SEAL
Australia LATCHING DEVICE FOR INJECTION MOLDS WITH 2001268430 6/15/2001 DME
REMOVABLE INSERT
Australia REPLACEABLE INSERT FOR MOLD LOCK 2002243637 1/23/2002 DME
Australia ACTUATOR HAVING DUAL PISTON SURFACES 2001266647 6/1/2001 DME
Australia FLOW NOZZLE FOR INJECTION MOLDING 14616/01 11/3/2000 DME
Australia THERMAL EXPANSION COMPENSATION SUPPORT 2001269808 6/13/2001 DME
Australia MOLDING NOZZLE GATE VALVE 2002250477 3/29/2002 DME
Austria METHOD OF MANUFACTURING EJECTOR PIN SLEEVES 1032715 8/14/2002 97939803.9 9/5/1997 DME
Austria DEVICE FOR MOLDING OR INJECTION MOLDING 804330 12/2/1998 95915789.2 4/20/1995 DME
POLYMER COMPOUNDS AND MOLD ACCESSORIES
Belgium DEVICE FOR MOLDING OR INJECTION MOLDING 804330 12/2/1998 95915789.2 4/20/1995 DME
POLYMER COMPOUNDS AND MOLD ACCESSORIES
Brazil LATCHING DEVICE FOR INJECTION MOLDS WITH PI0111603.7 6/15/2001 DME
REMOVABLE INSERT
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 27 of 64
PATENTS
- -------
Owner D-M-E Company (DME)
COUNTRY SHORT TITLE PATENT NO. GRANT DATE APPLICATION NO. DATE FILED OWNER
Brazil REPLACEABLE INSERT FOR MOLD LOCK PI0206652-1 1/23/2002 DME
Brazil METHOD OF MANUFACTURING EJECTOR PIN SLEEVES PI9714722-2 9/5/1997 DME
Brazil MOLD HEATER START-UP PI9813392.6 12/9/1998 DME
Brazil ACTUATOR FOR INJECTION MOLDING VALVE GATE PI0101588-5 4/25/2001 DME
Brazil MOLD CORE POSITIONING DRIVE PI0103629.7 4/24/2002 DME
Brazil ACTUATOR HAVING DUAL PISTON SURFACES PI0111450-6 6/1/2001 DME
Brazil FLOW NOZZLE FOR INJECTION MOLDING PI0015379-6 11/3/2000 DME
Brazil THERMAL EXPANSION COMPENSATION SUPPORT PI0111617.7 6/13/2001 DME
Canada METHOD OF MANUFACTURING EJECTOR PIN SLEEVES 2288878 6/17/2003 2288878 9/5/1997 DME
Canada DEVICE FOR MOLDING OR INJECTION MOLDING 2188914 2/2/1999 2188914 4/20/1995 DME
POLYMER COMPOUNDS AND MOLD ACCESSORIES
Canada LATCHING DEVICE FOR INJECTION MOLDS WITH 2410871 6/15/2001 DME
REMOVABLE INSERT
Canada REPLACEABLE INSERT FOR MOLD LOCK 2426046 1/23/2002 DME
Canada MOLD HEATER START-UP 2313203 12/9/1998 DME
Canada ACTUATOR FOR INJECTION MOLDING VALVE GATE 2347023 12/17/1999 DME
Canada ACTUATOR HAVING DUAL PISTON SURFACES 2410546 6/1/2001 DME
Canada FLOW NOZZLE FOR INJECTION MOLDING 2389983 11/3/2000 DME
Canada THERMAL EXPANSION COMPENSATION SUPPORT 2410826 6/13/2001 DME
Canada MOLDING NOZZLE GATE VALVE 3/29/2002 DME
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 28 of 64
PATENTS
- -------
Owner D-M-E Company (DME)
COUNTRY SHORT TITLE PATENT NO. GRANT DATE APPLICATION NO. DATE FILED OWNER
Denmark DEVICE FOR MOLDING OR INJECTION MOLDING 804330 2/12/1998 95915789.2 4/20/1995 DME
POLYMER COMPOUNDS AND MOLD ACCESSORIES
European Patent Office METHOD OF MANUFACTURING EJECTOR PIN SLEEVES 1032715 8/14/2002 97939803.9 9/5/1997 DME
European Patent Office LATCHING DEVICE FOR INJECTION MOLDS WITH 1946370.2 6/15/2001 DME
REMOVABLE INSERT
European Patent Office REPLACEABLE INSERT FOR MOLD LOCK 2709136.2 1/23/2002 DME
European Patent Office MOLD HEATER START-UP 98963001.7 12/9/1998 DME
European Patent Office ACTUATOR FOR INJECTION MOLDING VALVE GATE 99966393.3 12/17/1999 DME
European Patent Office MOLD CORE POSITIONING DRIVE 901403.6 1/7/2000 DME
European Patent Office ACTUATOR HAVING DUAL PISTON SURFACES 1944212.8 6/1/2001 DME
European Patent Office FLOW NOZZLE FOR INJECTION MOLDING 976909.2 11/3/2000 DME
European Patent Office THERMAL EXPANSION COMPENSATION SUPPORT 1948346 6/13/2001 DME
European Patent Office MOLDING NOZZLE GATE VALVE 2719391.1 3/29/2002 DME
France METHOD OF MANUFACTURING EJECTOR PIN SLEEVES 1032715 8/14/2002 97939803.9 9/5/1997 DME
France DEVICE FOR MOLDING OR INJECTION MOLDING 804330 12/2/1998 95915789.2 4/20/1995 DME
POLYMER COMPOUNDS AND MOLD ACCESSORIES
Germany DEVICE FOR MOLDING OR INJECTION MOLDING 9406940.9 7/14/1994 9406940.9 4/26/1994 DME
POLYMER COMPOUNDS AND MOLD ACCESSORIES
Germany HEATING DEVICE 9403416.8 5/19/1994 9403416.8 3/1/1994 DME
Germany METHOD OF MANUFACTURING EJECTOR PIN SLEEVES 1032715 8/14/2002 97939803.9 9/5/1997 DME
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 29 of 64
PATENTS
- -------
Owner D-M-E Company (DME)
COUNTRY SHORT TITLE PATENT NO. GRANT DATE APPLICATION NO. DATE FILED OWNER
Germany DEVICE FOR MOLDING OR INJECTION MOLDING 804330 12/2/1998 95915789.2 4/20/1995 DME
POLYMER COMPOUNDS AND MOLD ACCESSORIES
Greece DEVICE FOR MOLDING OR INJECTION MOLDING 804330 12/2/1998 95915789.2 4/20/1995 DME
POLYMER COMPOUNDS AND MOLD ACCESSORIES
Ireland, Republic of DEVICE FOR MOLDING OR INJECTION MOLDING 804330 12/2/1998 95915789.2 4/20/1995 DME
POLYMER COMPOUNDS AND MOLD ACCESSORIES
Italy METHOD OF MANUFACTURING EJECTOR PIN SLEEVES 1032715 8/14/2002 97939803.9 9/5/1997 DME
Italy DEVICE FOR MOLDING OR INJECTION MOLDING 804330 12/2/1998 95915789.2 4/20/1995 DME
POLYMER COMPOUNDS AND MOLD ACCESSORIES
Japan LATCHING DEVICE FOR INJECTION MOLDS WITH 503509 6/15/2001 DME
REMOVABLE INSERT
Japan REPLACEABLE INSERT FOR MOLD LOCK 559229 1/23/2002 DME
Japan MOLD HEATER START-UP 526346 12/9/1998 DME
Japan ACTUATOR HAVING DUAL PISTON SURFACES 501640 6/1/2001 DME
Japan THERMAL EXPANSION COMPENSATION SUPPORT 510253 6/13/2001 DME
Japan MOLDING NOZZLE GATE VALVE 3/29/2002 DME
Luxembourg DEVICE FOR MOLDING OR INJECTION MOLDING 804330 12/2/1998 959157899.2 4/20/1995 DME
POLYMER COMPOUNDS AND MOLD ACCESSORIES
Mexico METHOD OF MANUFACTURING EJECTOR PIN SLEEVES 206165 1/24/2002 99/10656 9/5/1997 DME
Mexico HEATING DEVICE 197946 2/23/1995 963663 2/23/1995 DME
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 30 of 64
PATENTS
- -------
Owner D-M-E Company (DME)
COUNTRY SHORT TITLE PATENT NO. GRANT DATE APPLICATION NO. DATE FILED OWNER
Mexico MOLD HEATER START-UP 00/05634 12/9/1998 DME
Monaco DEVICE FOR MOLDING OR INJECTION MOLDING 804330 12/2/1998 95915789.2 4/20/1995 DME
POLYMER COMPOUNDS AND MOLD ACCESSORIES
Netherlands DEVICE FOR MOLDING OR INJECTION MOLDING 804330 12/2/1998 95915789.22 4/20/1995 DME
POLYMER COMPOUNDS AND MOLD ACCESSORIES
New Zealand MOLD HEATER START-UP 504867 5/12/2003 504867 12/7/1998 DME
Patent Cooperation Treaty INJECTION MOLDING HOT RUNNER NOZZLE WITH 01/19351 6/15/2001 DME
REMOVABLE SEAL
Patent Cooperation Treaty LATCHING DEVICE FOR INJECTION MOLDS WITH 01/19123 6/15/2001 DME
REMOVABLE INSERT
Patent Cooperation Treaty REPLACEABLE INSERT FOR MOLD LOCK 02/01881 1/23/2002 DME
Patent Cooperation Treaty MULTI PISTON VALVE ACTUATOR US03/30798 9/18/2003 DME
Patent Cooperation Treaty CONNECTION ERROR DETECTION AND RESPONSE 03/24672 8/5/2003 DME
Patent Cooperation Treaty LOAD CONFIGURABLE ELECTRICAL DISTRIBUTOR BUSS 03/23208 7/25/2003 DME
Patent Cooperation Treaty METHOD OF MANUFACTURING EJECTOR PIN SLEEVES 97/15601 9/5/1997 DME
Patent Cooperation Treaty MOLD HEATER START-UP 98/26155 12/9/1998 DME
Patent Cooperation Treaty ACTUATOR FOR INJECTION MOLDING VALVE GATE 99/30144 12/17/1999 DME
Patent Cooperation Treaty MOLD CORE POSITIONING DRIVE 00/00430 1/7/2000 DME
Patent Cooperation Treaty ACTUATOR HAVING DUAL PISTON SURFACES 01/17719 6/1/2001 DME
Patent Cooperation Treaty FLOW NOZZLE FOR INJECTION MOLDING 00/30364 11/3/2000 DME
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 31 of 64
PATENTS
- -------
Owner D-M-E Company (DME)
COUNTRY SHORT TITLE PATENT NO. GRANT DATE APPLICATION NO. DATE FILED OWNER
Patent Cooperation Treaty SLIDE RETAINER WEAR PLATE INSERT 00/27721 10/6/2000 DME
Patent Cooperation Treaty THERMAL EXPANSION COMPENSATION SUPPORT 01/18998 6/13/2001 DME
Patent Cooperation Treaty MOLDING NOZZLE GATE VALVE US02/09916 3/29/2002 DME
Portugal METHOD OF MANUFACTURING EJECTOR PIN SLEEVES 1032715 8/14/2002 97939803.9 9/5/1997 DME
Portugal DEVICE FOR MOLDING OR INJECTION MOLDING 804330 12/2/1998 95915789.2 4/20/1995 DME
POLYMER COMPOUNDS AND MOLD ACCESSORIES
Spain METHOD OF MANUFACTURING EJECTOR PIN SLEEVES 1032715 8/14/2002 97939803.9 9/5/1997 DME
Spain DEVICE FOR MOLDING OR INJECTION MOLDING 804330 12/2/1998 95915789.2 4/20/1995 DME
POLYMER COMPOUNDS AND MOLD ACCESSORIES
Sweden DEVICE FOR MOLDING OR INJECTION MOLDING 804330 12/2/1998 95915789.2 4/20/1995 DME
POLYMER COMPOUNDS AND MOLD ACCESSORIES
Switzerland METHOD OF MANUFACTURING EJECTOR PIN SLEEVES 1032715 8/14/2002 97939803.9 9/5/1997 DME
Switzerland DEVICE FOR MOLDING OR INJECTION MOLDING 804330 12/2/1998 95915789.2 4/20/1995 DME
POLYMER COMPOUNDS AND MOLD ACCESSORIES
Taiwan LOAD CONFIGURABLE ELECTRICAL DISTRIBUTOR BUSS 92122657 8/18/2003 DME
United Kingdom METHOD OF MANUFACTURING EJECTOR PIN SLEEVES 1032715 8/14/2002 97939803.9 9/5/1997 DME
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 32 of 64
PATENTS
- -------
Owner D-M-E Company (DME)
COUNTRY SHORT TITLE PATENT NO. GRANT DATE APPLICATION NO. DATE FILED OWNER
United Kingdom DEVICE FOR MOLDING OR INJECTION MOLDING 804330 12/2/1998 95915789.2 4/20/1995 DME
POLYMER COMPOUNDS AND MOLD ACCESSORIES
United States of America LOAD CONFIGURABLE ELECTRICAL DISTRIBUTOR BUSS 6674006 1/6/2004 10/339846 1/10/2003 DME
United States of America THERMAL EXPANSION COMPENSATION SUPPORT 6649112 11/18/2003 10/093622 3/8/2002 DME
United States of America SLIDE RETAINER WEAR PLATE INSERT 6443723 9/3/2002 09/433753 11/4/1999 DME
United States of America MOLDING NOZZLE GATE VALVE 6419116 7/16/2002 09/794672 2/27/2001 DME
United States of America ACTUATOR HAVING DUAL PISTON SURFACES 6386508 5/14/2002 09/587462 6/5/2000 DME
United States of America THERMAL EXPANSION COMPENSATION SUPPORT 6368542 4/9/2002 09/595264 6/15/2000 DME
United States of America FLOW NOZZLE FOR INJECTION MOLDING 6227461 5/8/2001 09/435683 11/8/1999 DME
United States of America MOLD CORE POSITIONING DRIVE 6093015 7/25/2000 09/227846 1/11/1999 DME
United States of America ACTUATOR FOR INJECTION MOLDING VALVE GATE 6086357 7/11/2000 09/217295 12/21/1998 DME
United States of America MOLD HEATER START-UP 5853631 12/29/1998 08/986347 12/8/1997 DME
United States of America DEVICE FOR MOLDING OR INJECTION MOLDING 5824350 10/20/1998 737087 2/7/1997 DME
POLYMER COMPOUNDS AND MOLD ACCESSORIES
United States of America METHOD OF MANUFACTURING EJECTOR PIN SLEEVES 5730812 3/24/1998 08/858744 5/19/1997 DME
United States of America INTERNAL LATCH 5494435 2/27/1996 303764 9/9/1994 DME
United States of America SLIDE RETAINER 5397226 3/14/1995 144420 11/2/1993 DME
United States of America ANGLE PIN 5234329 8/10/1993 956098 10/2/1992 DME
United States of America RUNNER SHUT-OFF 5208053 5/4/1993 770440 10/3/1991 DME
United States of America MOISTURE DETECTION 5039842 8/13/1991 362554 6/7/1989 DME
United States of America MOLD RETAINER 4961702 10/9/1990 313196 2/21/1989 DME
United States of America NOZZLE 4787836 11/29/1988 67868 6/30/1987 DME
United States of America NOZZLE ASSEMBLY 4638849 1/27/1987 779984 8/25/1985 DME
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 33 of 64
PATENTS
- -------
Owner D-M-E Company (DME)
COUNTRY SHORT TITLE PATENT NO. GRANT DATE APPLICATION NO. DATE FILED OWNER
United States of America INJECTION MOLDING HOT RUNNER NOZZLE WITH 10/297893 12/10/2002 DME
REMOVABLE SEAL
United States of America INJECTION MOLDING HOT RUNNER NOZZLE WITH 60/212149 6/16/2000 DME
REMOVABLE SEAL
United States of America LATCHING DEVICE FOR INJECTION MOLDS WITH 60/212150 6/16/2000 DME
REMOVABLE INSERT
United States of America LATCHING DEVICE FOR INJECTION MOLDS WITH 10/297894 12/10/2002 DME
REMOVABLE INSERT
United States of America FRONT LOAD ANGLE PIN 10/801183 3/17/2004 DME
United States of America REPLACEABLE INSERT FOR MOLD LOCK 10/433551 6/4/2003 DME
United States of America MULTI PISTON VALVE ACTUATOR 10/246961 9/20/2002 DME
United States of America CONNECTION ERROR DETECTION AND RESPONSE 10/301228 11/21/2002 DME
United States of America DOUBLE CAVITY HEADING DIE 60/468777 3/22/2004 DME
United States of America Improved Temperature Control 10/846777 5/14/2004 DME
United States of America CLAMP D317927 7/2/1991 79340 7/30/1987 DME
United States of America CLAMP D318282 7/16/1991 172908 3/22/1988 DME
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 34 of 64
PATENTS
- -------
Owner D-M-E USA Inc. (DMU)
COUNTRY SHORT TITLE PATENT NO. GRANT DATE APPLICATION NO. DATE FILED OWNER
United States of America QUICK CHANGE SYSTEM 5562935 10/8/1996 347970 12/10/1994 DMU
United States of America QUICK CHANGE BASES 5350289 9/27/1994 920612 7/27/1992 DMU
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 35 of 64
PATENTS
- -------
Owner Milacron Inc. (MI)
COUNTRY SHORT TITLE PATENT NO. GRANT DATE APPLICATION NO. DATE FILED OWNER
Australia AQUEOUS METALWORKING FLUID 696771 1/7/1999 66472/96 7/12/1996 MI
Australia MONOISOPRO/AMINE 682566 1/29/1998 13388/95 12/12/1994 MI
Australia FLUID W/ SULFURIZED LUBR 671211 12/3/1996 64628/94 6/8/1994 MI
Australia DC BRUSHLESS MOTOR IMM 629410 10/1/1992 64230/90 6/20/1990 MI
Australia MACHINING METALWORKING FLUID AND METHOD 2001283441 8/17/2001 MI
OF MACHINING
Austria CUTTING EQUIPMENT FOR EXTRUDED HOLLOW 988941 12/10/2003 99118583.6 9/21/1999 MI
THERMOPLASTIC PROFILES
Austria TWIN SCREW EXTRUDER 983836 1/28/2004 99117028.3 8/30/1999 MI
Austria RAM SUPPORT SKATE FOR AN INJECTION 956187 10/2/2002 98923406.7 5/13/1998 MI
MOLDING MACHINE
Austria METHOD FOR SIMULTANEOUS CONTROL OF 923447 2/19/2003 97942382.9 8/22/1997 MI
MULTIPLE ACCUMULATORS
Austria ELECTROMECHANICAL DRIVE ASSEMBLY FOR AN 885108 9/13/2000 96925356.6 7/18/1996 MI
ACCUMULATOR HEAD
Austria MULTI-FUNCTION MOTOR 861148 12/19/2001 96933237.8 10/1/1996 MI
Austria MOTOR CURRENT CONTROL 804324 7/25/2001 95908754.8 1/31/1995 MI
Austria 4-AXIS VECTOR MTR DRIVE 715566 1/20/1999 94922485.1 7/6/1994 MI
Austria PREHEATING APPARATUS FOR AN EXTRUDER 680402 3/17/1999 94906712.8 1/21/1994 MI
Austria FLUID W/ SULFURIZED LUBR 656415 10/8/1997 94111265.8 7/19/1994 MI
Austria ACCUMULATOR HEAD 600905 3/26/1997 92914976.3 7/2/1992 MI
Austria MOLD PROTECT-TONAGE CON 590068 8/19/1998 92914491.3 6/16/1992 MI
Austria MOVABLE PLATEN 566655 5/21/1997 92903999.8 1/10/1992 MI
Austria DC DRIVE-VAR VOL PUMP 464286 8/3/1994 90314225.5 12/14/1990 MI
Austria DC BRUSHLESS MOTOR IMM 431150 10/12/1994 90914289.5 6/20/1990 MI
Austria ADJUST EXTRUSION DIE 393808 12/27/1991 A2830/86 10/23/1986 MI
Austria WALL THICKNESS CONTROL A818/87 4/3/1987 MI
Belgium RAM SUPPORT SKATE FOR AN INJECTION 956187 10/2/2002 98923406.7 5/13/1998 MI
MOLDING MACHINE
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 36 of 64
PATENTS
- -------
Owner Milacron Inc. (MI)
COUNTRY SHORT TITLE PATENT NO. GRANT DATE APPLICATION NO. DATE FILED OWNER
Belgium METHOD FOR SIMULTANEOUS CONTROL OF 923447 2/19/2003 97942382.9 8/22/1997 MI
MULTIPLE ACCUMULATORS
Belgium ELECTROMECHANICAL DRIVE ASSEMBLY FOR AN 885108 9/13/2000 96925356.6 7/18/1996 MI
ACCUMULATOR HEAD
Belgium MOTOR CURRENT CONTROL 804324 7/25/2001 95908754.8 1/31/1995 MI
Belgium FLUID W/ SULFURIZED LUBR 656415 10/8/1997 94111265.8 6/19/1994 MI
Belgium MOLD PROTECT-TONAGE CON 590068 8/19/1998 92914491.3 6/16/1992 MI
Brazil DC BRUSHLESS MOTOR IMM PI9006821-1 12/29/1998 PI9006821-1 6/20/1990 MI
Brazil ELECTROMECHANICAL DRIVE ASSEMBLY FOR AN PI9610451-1 11/25/2003 PI9610451-1 7/18/1996 MI
ACCUMULATOR HEAD
Brazil FLUID W/ SULFURIZED LUBR PI9404172-5 9/19/2000 PI9404172-5 10/20/1994 MI
Brazil MULTI-FUNCTION MOTOR PI9611594-7 11/25/2003 PI9611594-7 10/1/1996 MI
Brazil MONOISOPRO/AMINE PI9405767-2 12/12/1994 MI
Brazil AQUEOUS METALWORKING FLUID PI9606678-4 7/12/1996 MI
Brazil MACHINING METALWORKING FLUID AND METHOD PI0109630-3 8/17/2001 MI
OF MACHINING
Brazil 4-AXIS VECTOR MTR DRIVE PI9407455-0 7/6/1994 MI
Brazil HYBRID INJECTION MOLDING MACHINE PI9816039-7 9/30/1998 MI
Brazil TWO STAGE ELECTRIC INJECTION UNIT WITH PI9815669-1 9/30/1998 MI
ROTATABLE PLUNGER
Brazil ELECTRICALLY DRIVEN APPARATUS FOR PI0010299-7 5/2/2000 MI
EJECTING INJECTION MOLDED PARTS
Brazil RAM SUPPORT SKATE FOR AN INJECTION 5/13/1998 MI
MOLDING MACHINE
Brazil MULTI-MEDIA ENHANCED PROGRAM CONTROLLED PI0113797-2 9/11/2001 MI
MACHINE
Brazil METHOD FOR SIMULTANEOUS CONTROL OF PI9711277-1 8/22/1997 MI
MULTIPLE ACCUMULATORS
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 37 of 64
PATENTS
- -------
Owner Milacron Inc. (MI)
COUNTRY SHORT TITLE PATENT NO. GRANT DATE APPLICATION NO. DATE FILED OWNER
Canada TWO STAGE ELECTRIC INJECTION UNIT WITH 2321036 1/13/2004 2321036 9/30/1998 MI
ROTATABLE PLUNGER
Canada RAM SUPPORT SKATE FOR AN INJECTION 2291239 7/15/2003 2291239 5/13/1998 MI
MOLDING MACHINE
Canada CHARACTERIZATION OF FLUID MISTING 2272636 7/1/2003 2272636 10/29/1998 MI
Canada METHOD OF ANALYSIS FOR AQUEOUS FLUIDS 2237711 7/30/2002 2237711 9/25/1997 MI
Canada MULTI-FUNCTION MOTOR 2235380 12/4/2001 2235380 10/1/1996 MI
Canada DETERMINATION OF AQUEOUS FLUID SURFACTANT 2229446 12/3/2002 2229446 8/4/1997 MI
CONCENTRATION
Canada AQUEOUS METALWORKING FLUID 2204036 12/3/2002 2204036 7/12/1996 MI
Canada 4-AXIS VECTOR MTR DRIVE 2168881 4/13/1999 2168881 7/6/1994 MI
Canada MONOISOPRO/AMINE 2156609 7/13/1999 2156609 12/12/1994 MI
Canada PREHEATING APPARATUS FOR AN EXTRUDER 2154459 6/18/2002 2154459 1/21/1994 MI
Canada TITRATION APPARATUS 2134070 5/15/1999 2134070 6/1/1993 MI
Canada FLUID W/ SULFURIZED LUBR 2127680 2/17/1998 2127680 7/8/1994 MI
Canada MOLD PROTECT-TONAGE CON 2103061 4/13/1999 2103061 6/16/1992 MI
Canada MOVABLE PLATEN 2099992 7/14/1998 2099992 1/10/1992 MI
Canada DC BRUSHLESS MOTOR IMM 2035020 3/2/1999 2035020 6/20/1990 MI
Canada DC DRIVE-VAR VOL PUMP 2033646 7/18/1995 2033646 -1/4/1991 MI
Canada PRECISION COINING MACH 1277115 12/4/1990 543341 7/30/1987 MI
Canada LASER SPOTWELDER 1235461 4/19/1988 480544 5/1/1985 MI
Canada MOLD CHAMBER FOR IMM 1228961 11/10/1987 481697 5/16/1985 MI
Canada SAFETY SCREEN FOR LASER 1225437 8/11/1987 476229 3/11/1985 MI
Canada POLYAMIDE+ITS SALTS FLUID 1220484 4/14/1987 398669 3/17/1982 MI
Canada AMIDE CORROSION INHIBIT 1203527 4/22/1986 395207 6/22/1983 MI
Canada CLOSED LOOP MIXTURE CO 1182885 2/19/1985 416164 11/23/1982 MI
Canada MACHINING METALWORKING FLUID AND METHOD 2397794 8/17/2001 MI
OF MACHINING
Canada HYBRID INJECTION MOLDING MACHINE 2345949 9/30/1998 MI
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 38 of 64
PATENTS
- -------
Owner Milacron Inc. (MI)
COUNTRY SHORT TITLE PATENT NO. GRANT DATE APPLICATION NO. DATE FILED OWNER
Canada METHOD AND APPARATUS FOR VERIFYING THE 2249031 10/16/1998 MI
POSITION OF A MOTOR DRIVER MACHINE ELEMENT
Canada METHOD AND APPARATUS FOR DETECTING 2249032 10/16/1998 MI
ABERRANT MOTOR OPERATION IN A PLASTICS
PROCESSING MACHINE
Canada ELECTRICALLY DRIVEN APPARATUS FOR 2372533 5/2/2000 MI
EJECTING INJECTION MOLDED PARTS
Canada MULTI-MEDIA ENHANCED PROGRAM CONTROLLED 2421784 9/11/2001 MI
MACHINE
Canada ACCUMULATOR HEAD 2109225 7/2/1992 MI
Canada METHOD FOR SIMULTANEOUS CONTROL OF 2264566 8/22/1997 MI
MULTIPLE ACCUMULATORS
China HYBRID INJECTION MOLDING MACHINE 98814336.4 4/16/2003 98814336.4 9/30/1998 MI
China TWO STAGE ELECTRIC INJECTION UNIT WITH 98813644.9 3/26/2003 98813644.9 9/30/1998 MI
ROTATABLE PLUNGER
China MULTI-FUNCTION MOTOR 96198398.1 10/10/2001 96198398.1 10/1/1996 MI
China 4-AXIS VECTOR MTR DRIVE 94193166.8 2/5/2000 94193166.8 7/6/1994 MI
China FLUID W/ SULFURIZED LUBR 94108478.7 6/26/1999 94108478.7 7/21/1994 MI
China DUAL MOTOR DRIVE SYSTEM FOR INJECTION 808450.5 9/17/2003 808450.5 4/10/2000 MI
MOLDING MACHINES
China MONOISOPRO/AMINE ZL94113287 10/2/1999 94113287 12/22/1994 MI
China DETERMINATION OF AQUEOUS FLUID SURFACTANT 97191192.4 8/4/1997 MI
CONCENTRATION
China METHOD OF ANALYSIS FOR AQUEOUS FLUIDS 97192333.7 9/25/1997 MI
China ELECTRICALLY DRIVEN APPARATUS FOR 807073.3 5/2/2000 MI
EJECTING INJECTION MOLDED PARTS
Denmark FLUID W/ SULFURIZED LUBR 656415 10/8/1997 94111265.8 6/19/1994 MI
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 39 of 64
PATENTS
- -------
Owner Milacron Inc. (MI)
COUNTRY SHORT TITLE PATENT NO. GRANT DATE APPLICATION NO. DATE FILED OWNER
European Patent Office ELECTRICALLY DRIVEN APPARATUS FOR 1198335 7/30/2003 928793.9 5/2/2000 MI
EJECTING INJECTION MOLDED PARTS
European Patent Office HYBRID INJECTION MOLDING MACHINE 1144175 3/24/2004 98949737.5 9/30/1998 MI
European Patent Office CUTTING EQUIPMENT FOR EXTRUDED HOLLOW 988941 12/10/2003 99118583.6 9/21/1999 MI
THERMOPLASTIC PROFILES
European Patent Office TWIN SCREW EXTRUDER 983836 1/28/2004 99117028.3 8/30/1999 MI
European Patent Office RAM SUPPORT SKATE FOR AN INJECTION 956187 10/2/2002 98923406.7 5/13/1998 MI
MOLDING MACHINE
European Patent Office METHOD FOR SIMULTANEOUS CONTROL OF 923447 2/19/2003 97942382.9 8/22/1997 MI
MULTIPLE ACCUMULATORS
European Patent Office ELECTROMECHANICAL DRIVE ASSEMBLY FOR AN 885108 9/13/2000 96925356.6 7/18/1996 MI
ACCUMULATOR HEAD
European Patent Office MULTI-FUNCTION MOTOR 861148 12/19/2001 96933237.8 10/1/1996 MI
European Patent Office MOTOR CURRENT CONTROL 804324 7/25/2001 95908754.8 1/31/1995 MI
European Patent Office COOLING ELECTRIC COMP 756809 7/1/1998 95909413.7 1/31/1995 MI
European Patent Office 4-AXIS VECTOR MTR DRIVE 715566 1/20/1999 94922485.1 7/6/1994 MI
European Patent Office MONOISOPRO/AMINE 684980 5/31/2000 95904874.5 12/12/1994 MI
European Patent Office PREHEATING APPARATUS FOR AN EXTRUDER 680402 3/17/1999 94906712.8 1/21/1994 MI
European Patent Office FLUID W/ SULFURIZED LUBR 656415 10/8/1997 94111265.8 6/19/1994 MI
European Patent Office ACCUMULATOR HEAD 600905 3/26/1997 92914976.3 7/2/1992 MI
European Patent Office MOLD PROTECT-TONAGE CON 590068 8/19/1998 92914491.3 6/16/1992 MI
European Patent Office EJECT UNIT 566681 12/18/1996 92904589.6 1/10/1992 MI
European Patent Office MOVABLE PLATEN 566655 5/21/1997 92903999.8 1/10/1992 MI
European Patent Office OPEN LOOP TONNAGE CONT 536201 3/4/1998 91911550.1 5/17/1991 MI
European Patent Office PLURAL MLD DRIV 500679 9/18/1996 90916874.2 11/5/1990 MI
European Patent Office DC DRIVE-VAR VOL PUMP 464286 8/3/1994 90314225.5 12/14/1990 MI
European Patent Office DC BRUSHLESS MOTOR IMM 431150 10/12/1994 90914289.5 6/20/1990 MI
European Patent Office PRECISION COINING MACH 269204 1/15/1992 87307502.2 8/25/1987 MI
European Patent Office D-10 ZEOLITE WATER SOFT 254773 3/1/1989 86201266.3 7/18/1986 MI
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 40 of 64
PATENTS
- -------
Owner Milacron Inc. (MI)
COUNTRY SHORT TITLE PATENT NO. GRANT DATE APPLICATION NO. DATE FILED OWNER
European Patent Office METHOD OF ANALYSIS FOR AQUEOUS FLUIDS 97943577.3 9/25/1997 MI
European Patent Office MACHINING METALWORKING FLUID AND METHOD 1962246.3 8/17/2001 MI
OF MACHINING
European Patent Office TWO STAGE ELECTRIC INJECTION UNIT WITH 98952037.4 9/30/1998 MI
ROTATABLE PLUNGER
European Patent Office DUAL MOTOR DRIVE SYSTEM FOR INJECTION 921981.7 4/10/2000 MI
MOLDING MACHINES
European Patent Office MULTI-MEDIA ENHANCED PROGRAM CONTROLLED 1966664.3 9/11/2001 MI
MACHINE
European Patent Office CLOSED BARREL TEMPERING 2001461.9 1/21/2002 MI
European Patent Office CLOSED BARREL 2001459.3 1/21/2002 MI
France TWIN SCREW EXTRUDER 983836 1/28/2004 99117028.3 8/30/1999 MI
France RAM SUPPORT SKATE FOR AN INJECTION 956187 10/2/2002 98923406.7 5/13/1998 MI
MOLDING MACHINE
France METHOD FOR SIMULTANEOUS CONTROL OF 923447 2/19/2003 97942382.9 8/22/1997 MI
MULTIPLE ACCUMULATORS
France ELECTROMECHANICAL DRIVE ASSEMBLY FOR AN 885108 9/13/2000 96925356.6 7/18/1996 MI
ACCUMULATOR HEAD
France MULTI-FUNCTION MOTOR 861148 12/19/2001 96933237.8 10/1/1996 MI
France MOTOR CURRENT CONTROL 804324 7/25/2001 95908754.8 1/31/1995 MI
France COOLING ELECTRIC COMP 756809 7/1/1998 95909413.7 1/31/1995 MI
France 4-AXIS VECTOR MTR DRIVE 715566 1/20/1999 94922485.1 7/6/1994 MI
France MONOISOPRO/AMINE 684980 5/31/2000 95904874.5 12/12/1994 MI
France PREHEATING APPARATUS FOR AN EXTRUDER 680402 3/17/1999 94906712.8 1/21/1994 MI
France FLUID W/ SULFURIZED LUBR 656415 10/8/1997 94111265.8 6/19/1994 MI
France EXTRUDED PROFILE PRODUCTION EQUIPMENT 612604 4/28/1999 93890024 2/24/1993 MI
France ACCUMULATOR HEAD 600905 3/26/1997 92914976.3 7/2/1992 MI
France MOLD PROTECT-TONAGE CON 590068 8/19/1998 92914491.3 6/16/1992 MI
France DC DRIVE-VAR VOL PUMP 464286 8/3/1994 90314225.5 12/14/1990 MI
France PRECISION COINING MACH 269204 1/15/1992 87307502.2 8/25/1987 MI
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 41 of 64
PATENTS
- -------
Owner Milacron Inc. (MI)
COUNTRY SHORT TITLE PATENT NO. GRANT DATE APPLICATION NO. DATE FILED OWNER
Germany MULTILAYER PLASTIC PIPE 29823984.1 4/27/2000 29823984.1 4/16/1998 MI
Germany PNEUMATIC OR HYDRAULIC GUILLOTINE 29808312 8/13/1998 98U2008312 5/11/1998 MI
Germany TWIN SCREW EXTRUDER 19839374 3/2/2000 1039374 8/30/1998 MI
Germany DOUBLE SCREW EXTRUDER 19824303 12/9/1999 1024303 5/31/1998 MI
Germany MULTILAYER PLASTIC PIPE 19816790 10/21/1999 1016790 4/16/1998 MI
Germany ELECTRICALLY DRIVEN APPARATUS FOR 1198335 7/30/2003 928793.9 5/2/2000 MI
EJECTING INJECTION MOLDED PARTS
Germany HYBRID INJECTION MOLDING MACHINE 1144175 3/24/2004 98949737.5 9/30/1998 MI
Germany CUTTING EQUIPMENT FOR EXTRUDED HOLLOW 988941 12/10/2003 99118583.6 9/21/1999 MI
THERMOPLASTIC PROFILES
Germany RAM SUPPORT SKATE FOR AN INJECTION 956187 10/2/2002 98923406.7 5/13/1998 MI
MOLDING MACHINE
Germany METHOD FOR SIMULTANEOUS CONTROL OF 923447 2/19/2003 97942382.9 8/22/1997 MI
MULTIPLE ACCUMULATORS
Germany ELECTROMECHANICAL DRIVE ASSEMBLY FOR AN 885108 9/13/2000 96925356.6 7/18/1996 MI
ACCUMULATOR HEAD
Germany MULTI-FUNCTION MOTOR 861148 12/19/2001 96933237.8 10/1/1996 MI
Germany MOTOR CURRENT CONTROL 804324 7/25/2001 95908754.8 1/31/1995 MI
Germany COOLING ELECTRIC COMP 756809 7/1/1998 95909413.7 1/31/1995 MI
Germany 4-AXIS VECTOR MTR DRIVE 715566 1/20/1999 94922485.1 7/6/1994 MI
Germany MONOISOPRO/AMINE 684980 5/31/2000 95904874.5 12/12/1994 MI
Germany PREHEATING APPARATUS FOR AN EXTRUDER 680402 3/17/1999 94906712.8 1/21/1994 MI
Germany FLUID W/ SULFURIZED LUBR 656415 10/8/1997 94111265.8 6/19/1994 MI
Germany ACCUMULATOR HEAD 600905 3/26/1997 92914976.3 7/2/1992 MI
Germany MOLD PROTECT-TONAGE CON 590068 8/19/1998 92914491.3 6/16/1992 MI
Germany MOVABLE PLATEN 566655 5/21/1997 92903999.8 1/10/1992 MI
Germany DC DRIVE-VAR VOL PUMP 464286 8/3/1994 90314225.5 12/14/1990 MI
Germany DC BRUSHLESS MOTOR IMM 431150 10/12/1994 90914289.5 6/20/1990 MI
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 42 of 64
PATENTS
- -------
Owner Milacron Inc. (MI)
COUNTRY SHORT TITLE PATENT NO. GRANT DATE APPLICATION NO. DATE FILED OWNER
Germany PRECISION COINING MACH 269204 1/15/1992 87307502.2 8/25/1987 MI
Germany TEMPERATURE CONTROL METHOD FOR PLASTICS 29907213.4 4/24/1999 MI
EXTRUSION
Germany CLOSED BARREL TEMPERING 10102609.9 1/21/2001 MI
Germany CLOSED BARREL TEMPERING 10102610.2 1/21/2001 MI
Germany EXTRUDER FEEDING AREA 10151579 10/23/2001 MI
Hong Kong DETERMINATION OF AQUEOUS FLUID SURFACTANT 99100560.2 2/10/1999 MI
CONCENTRATION
India MONOISOPRO/AMINE 182644 11/28/1994 992/CAL/94 11/28/1994 MI
India FLUID W/ SULFURIZED LUBR 181608 6/17/1994 461/CAL/94 6/17/1994 MI
India METHOD OF ANALYSIS FOR AQUEOUS FLUIDS 651/CAL/98 9/25/1997 MI
India MULTI-FUNCTION MOTOR 1838/CAL/96 10/18/1996 MI
India HYBRID INJECTION MOLDING MACHINE 1776/CAL/98 10/7/1998 MI
India TWO STAGE ELECTRIC INJECTION UNIT WITH 1835/CAL/98 10/15/1998 MI
ROTATABLE PLUNGER
India IMPACTING METHOD AND MACHINING FOR 99/00089 3/16/1999 MI
FORMING COMPACTS
Italy ELECTRICALLY DRIVEN APPARATUS FOR 1198335 7/30/2003 928793.9 5/2/2000 MI
EJECTING INJECTION MOLDED PARTS
Italy HYBRID INJECTION MOLDING MACHINE 1144175 3/24/2004 98949737.5 9/30/1998 MI
Italy RAM SUPPORT SKATE FOR AN INJECTION 956187 10/2/2002 98923406.7 5/13/1998 MI
MOLDING MACHINE
Italy METHOD FOR SIMULTANEOUS CONTROL OF 923447 2/19/2003 97942382.9 8/22/1997 MI
MULTIPLE ACCUMULATORS
Italy ELECTROMECHANICAL DRIVE ASSEMBLY FOR AN 885108 9/13/2000 96925356.6 7/18/1996 MI
ACCUMULATOR HEAD
Italy MULTI-FUNCTION MOTOR 861148 12/19/2001 96933237.8 10/1/1996 MI
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 43 of 64
PATENTS
- -------
Owner Milacron Inc. (MI)
COUNTRY SHORT TITLE PATENT NO. GRANT DATE APPLICATION NO. DATE FILED OWNER
Italy MOTOR CURRENT CONTROL 804324 7/25/2001 95908754.8 1/31/1995 MI
Italy 4-AXIS VECTOR MTR DRIVE 715566 1/20/1999 94922485.1 7/6/1994 MI
Italy MONOISOPRO/AMINE 684980 5/31/2000 95904874.5 12/12/1994 MI
Italy PREHEATING APPARATUS FOR AN EXTRUDER 680402 3/17/1999 94906712.8 1/21/1994 MI
Italy FLUID W/ SULFURIZED LUBR 656415 10/8/1997 94111265.8 6/19/1994 MI
Italy MOLD PROTECT-TONAGE CON 590068 8/19/1998 92914491.3 6/16/1992 MI
Italy DC DRIVE-VAR VOL PUMP 464286 8/3/1994 90314225.5 12/14/1990 MI
Italy DC BRUSHLESS MOTOR IMM 431150 10/12/1994 90914289.5 6/20/1990 MI
Italy PRECISION COINING MACH 269204 1/15/1992 87307502.2 8/25/1987 MI
Japan MONOISOPRO/AMINE 3497169 11/28/2003 517472/95 12/12/1994 MI
Japan 4-AXIS VECTOR MTR DRIVE 3399532 2/21/2003 508097/95 7/6/1994 MI
Japan MOVABLE PLATEN 3283511 3/1/2002 504545/92 1/10/1992 MI
Japan ACCUMULATOR HEAD 3217361 8/3/2001 502277/93 7/2/1992 MI
Japan DC BRUSHLESS MOTOR IMM 2927949 5/14/1999 513356/90 6/20/1990 MI
Japan PRECISION COINING MACH 2548956 8/8/1996 264025/87 10/21/1987 MI
Japan FLUID W/ SULFURIZED LUBR 162206/94 7/14/1994 MI
Japan COOLING ELECTRIC COMP 527620/95 1/31/1995 MI
Japan MOTOR CURRENT CONTROL 528919/95 1/31/1995 MI
Japan MULTI-FUNCTION MOTOR 519698/97 10/1/1996 MI
Japan HYBRID INJECTION MOLDING MACHINE 572067 9/30/1998 MI
Japan TWO STAGE ELECTRIC INJECTION UNIT WITH 2000-531288 9/30/1998 MI
ROTATABLE PLUNGER
Japan DC DRIVE-VAR VOL PUMP 4472/91 1/18/1991 MI
Japan IMM WITHOUT TIE BARS 519092/96 12/1/1995 MI
Japan DUAL MOTOR DRIVE SYSTEM FOR INJECTION 612115 4/10/2000 MI
MOLDING MACHINES
Japan HORIZONTAL TOGGLE IMM 263676/91 10/11/1991 MI
Japan WALL THICKNESS CONTROL 82854/88 4/4/1988 MI
Japan MASTER/SLAVE CONTROLLER 144911/93 6/16/1993 MI
Korea, Republic of MONOISOPRO/AMINE 354981 9/18/2002 703540/95 12/12/1994 MI
Korea, Republic of MACHINING FLUID COMPOSITION AND METHOD OF 299648 6/11/2001 703743/98 8/4/1997 MI
MACHINING
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 44 of 64
PATENTS
- -------
Owner Milacron Inc. (MI)
COUNTRY SHORT TITLE PATENT NO. GRANT DATE APPLICATION NO. DATE FILED OWNER
Korea, Republic of METHOD OF ANALYSIS FOR AQUEOUS FLUIDS 270060 7/27/2000 706351-98 9/25/1997 MI
Korea, Republic of MULTI-FUNCTION MOTOR 268358 7/12/2000 703713/97 10/1/1996 MI
Korea, Republic of DETERMINATION OF AQUEOUS FLUID SURFACTANT 265458 6/14/2000 703221/98 8/4/1997 MI
CONCENTRATION
Korea, Republic of TITRATION APPARATUS 265457 6/14/2000 704350/94 6/1/1993 MI
Korea, Republic of AQUEOUS METALWORKING FLUID 209444 4/21/1999 703713/97 7/12/1996 MI
Korea, Republic of DC BRUSHLESS MOTOR IMM 168852 10/8/1998 700199/91 6/20/1990 MI
Korea, Republic of FLUID W/ SULFURIZED LUBR 133100 12/16/1997 22185/94 9/3/1994 MI
Korea, Republic of SYSTEM MONITOR 701637/91 5/8/1990 MI
Korea, Republic of CHARACTERIZATION OF FLUID MISTING 99-7005933 10/29/1998 MI
Korea, Republic of MACHINING METALWORKING FLUID AND METHOD 7011624 8/17/2001 MI
OF MACHINING
Korea, Republic of HYBRID INJECTION MOLDING MACHINE 7004090 9/30/1998 MI
Korea, Republic of TWO STAGE ELECTRIC INJECTION UNIT WITH 2000-7008966 9/30/1998 MI
ROTATABLE PLUNGER
Korea, Republic of ELECTRICALLY DRIVEN APPARATUS FOR 2001-7012983 5/2/2000 MI
EJECTING INJECTION MOLDED PARTS
Korea, Republic of MOVABLE PLATEN 702070/93 1/10/1992 MI
Korea, Republic of EJECT UNIT 702074/93 1/10/1992 MI
Korea, Republic of DUAL MOTOR DRIVE SYSTEM FOR INJECTION 7012963 4/10/2000 MI
MOLDING MACHINES
Korea, Republic of BLOW MOLDING APPARATUS 5037/87 5/21/1987 MI
Luxembourg FLUID W/ SULFURIZED LUBR 656415 10/8/1997 94111265.8 6/19/1994 MI
Mexico METHOD FOR SIMULTANEOUS CONTROL OF 212676 1/27/2003 99/01924 8/22/1997 MI
MULTIPLE ACCUMULATORS
Mexico IMM WITHOUT TIE BARS 196836 6/6/2000 9704304 12/1/1995 MI
Mexico MONOISOPRO/AMINE 193103 8/24/1999 9409728 12/15/1994 MI
Mexico 4-AXIS VECTOR MTR DRIVE 185204 7/2/1997 9406505 8/26/1994 MI
Mexico FLUID W/ SULFURIZED LUBR 184563 4/29/1997 9406594 8/30/1994 MI
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 45 of 64
PATENTS
- -------
Owner Milacron Inc. (MI)
COUNTRY SHORT TITLE PATENT NO. GRANT DATE APPLICATION NO. DATE FILED OWNER
Mexico DC BRUSHLESS MOTOR IMM 174413 5/13/1994 22714 10/5/1990 MI
Mexico POLYAMIDE+ITS SALTS FLUID 159541 6/29/1989 193074 6/9/1982 MI
Mexico DETERMINATION OF AQUEOUS FLUID SURFACTANT 9803414 8/4/1997 MI
CONCENTRATION
Mexico METHOD OF ANALYSIS FOR AQUEOUS FLUIDS 9806261 9/25/1997 MI
Mexico MACHINING METALWORKING FLUID AND METHOD 02/08671 8/17/2001 MI
OF MACHINING
Mexico IMPACTING METHOD AND MACHINING FOR 99/00089 3/16/1999 MI
FORMING COMPACTS
Mexico MULTI-MEDIA ENHANCED PROGRAM CONTROLLED 03/02087 9/11/2001 MI
MACHINE
Netherlands MONOISOPRO/AMINE 684980 5/31/2000 95904874.5 12/12/1994 MI
Netherlands FLUID W/ SULFURIZED LUBR 656415 10/8/1997 94111265.8 6/19/1994 MI
New Zealand MONOISOPRO/AMINE 277971 7/1/1997 277971 12/12/1994 MI
New Zealand FLUID W/ SULFURIZED LUBR 260556 1/9/1996 260556 5/19/1994 MI
Norway METHOD OF ANALYSIS FOR AQUEOUS FLUIDS 98/3712 9/25/1997 MI
Patent Cooperation Treaty MACHINING METALWORKING FLUID AND METHOD 01/25855 8/17/2001 MI
OF MACHINING
Patent Cooperation Treaty HYBRID INJECTION MOLDING MACHINE 98/20765 9/30/1998 MI
Patent Cooperation Treaty TWO STAGE ELECTRIC INJECTION UNIT WITH 98/20784 9/30/1998 MI
ROTATABLE PLUNGER
Patent Cooperation Treaty ELECTRICALLY DRIVEN APPARATUS FOR 00/12113 5/2/2000 MI
EJECTING INJECTION MOLDED PARTS
Patent Cooperation Treaty IMPACTING METHOD AND MACHINING FOR 99/05756 3/16/1999 MI
FORMING COMPACTS
Patent Cooperation Treaty RAM SUPPORT SKATE FOR AN INJECTION 98/09736 5/13/1998 MI
MOLDING MACHINE
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 46 of 64
PATENTS
- -------
Owner Milacron Inc. (MI)
COUNTRY SHORT TITLE PATENT NO. GRANT DATE APPLICATION NO. DATE FILED OWNER
Patent Cooperation Treaty DUAL MOTOR DRIVE SYSTEM FOR INJECTION 00/09505 4/10/2000 MI
MOLDING MACHINES
Patent Cooperation Treaty MULTI-MEDIA ENHANCED PROGRAM CONTROLLED 01/28398 9/11/2001 MI
MACHINE
South Africa FLUID W/ SULFURIZED LUBR 94/3732 4/26/1995 94/3732 5/27/1994 MI
South Africa MONOISOPRO/AMINE 94/9904 10/25/1995 94/9904 12/13/1994 MI
Spain FLUID W/ SULFURIZED LUBR 656415 10/8/1997 94111265.8 6/19/1994 MI
Spain DC BRUSHLESS MOTOR IMM 431150 10/12/1994 90914289.5 6/20/1990 MI
Sweden MONOISOPRO/AMINE 684980 5/31/2000 95904874.5 12/12/1994 MI
Sweden FLUID W/ SULFURIZED LUBR 656415 10/8/1997 94111265.8 6/19/1994 MI
Switzerland FLUID W/ SULFURIZED LUBR 656415 10/8/1997 94111265.8 6/19/1994 MI
United Kingdom ELECTRICALLY DRIVEN APPARATUS FOR 1198335 7/30/2003 928793.9 5/2/2000 MI
EJECTING INJECTION MOLDED PARTS
United Kingdom CUTTING EQUIPMENT FOR EXTRUDED HOLLOW 988941 12/10/2003 99118583.6 9/21/1999 MI
THERMOPLASTIC PROFILES
United Kingdom TWIN SCREW EXTRUDER 983836 1/28/2004 99117028.3 8/30/1999 MI
United Kingdom RAM SUPPORT SKATE FOR AN INJECTION 956187 10/2/2002 98923406.7 5/13/1998 MI
MOLDING MACHINE
United Kingdom METHOD FOR SIMULTANEOUS CONTROL OF 923447 2/19/2003 97942382.9 8/22/1997 MI
MULTIPLE ACCUMULATORS
United Kingdom ELECTROMECHANICAL DRIVE ASSEMBLY FOR AN 885108 9/13/2000 96925356.6 7/18/1996 MI
ACCUMULATOR HEAD
United Kingdom MULTI-FUNCTION MOTOR 861148 12/19/2001 96933237.8 10/1/1996 MI
United Kingdom MOTOR CURRENT CONTROL 804324 7/25/2001 95908754.8 1/31/1995 MI
United Kingdom COOLING ELECTRIC COMP 756809 7/1/1998 95909413.7 1/31/1995 MI
United Kingdom 4-AXIS VECTOR MTR DRIVE 715566 1/20/1999 94922485.1 7/6/1994 MI
United Kingdom MONOISOPRO/AMINE 684980 5/31/2000 95904874.5 12/12/1994 MI
United Kingdom PREHEATING APPARATUS FOR AN EXTRUDER 680402 3/17/1999 94906712.8 1/21/1994 MI
United Kingdom FLUID W/ SULFURIZED LUBR 656415 10/8/1997 94111265.8 6/19/1994 MI
United Kingdom ACCUMULATOR HEAD 600905 3/26/1997 92914976.3 7/2/1992 MI
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 47 of 64
PATENTS
- -------
Owner Milacron Inc. (MI)
COUNTRY SHORT TITLE PATENT NO. GRANT DATE APPLICATION NO. DATE FILED OWNER
United Kingdom MOLD PROTECT-TONAGE CON 590068 8/19/1998 92914491.3 6/16/1992 MI
United Kingdom DC DRIVE-VAR VOL PUMP 464286 8/3/1994 90314225.5 12/14/1990 MI
United Kingdom DC BRUSHLESS MOTOR IMM 431150 10/12/1994 90914289.5 6/20/1990 MI
United Kingdom PRECISION COINING MACH 269204 1/15/1992 87307502.2 8/25/1987 MI
United States of America MULTI-MEDIA ENHANCED PROGRAM CONTROLLED 6609038 8/19/2003 09/658888 9/11/2000 MI
MACHINE
United States of America NEW DISTRIBUTIVE MIXING ELEMENT FOR 6547431 4/15/2003 09/710109 11/9/2000 MI
EXTRUSION AND INJECTION MOLDING
United States of America COMPRESSION MOLDED NECK BODY WITH SMOOTH 6312248 11/6/2001 09/755447 1/5/2001 MI
INNER WALL
United States of America 4-AXIS VECTOR MTR DRIVE 5362222 11/8/1994 113627 8/31/1993 MI
United States of America PARALLEL DIG/ANAL CONTL 5062052 10/29/1991 368570 6/20/1989 MI
United States of America ELECTRICALLY DRIVEN APPARATUS FOR 09/980508 11/2/2001 MI
EJECTING INJECTION MOLDED PARTS
United States of America IMPACTING METHOD AND MACHINING FOR 09/056819 4/8/1998 MI
FORMING COMPACTS
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 48 of 64
PATENTS
- -------
Owner Milacron Industrial Products Inc. (MIP)
COUNTRY SHORT TITLE PATENT NO. GRANT DATE APPLICATION NO. DATE FILED OWNER
United States of America MACHINING METALWORKING FLUID AND METHOD 6316394 11/13/2001 09/771267 1/29/2001 MIP
OF MACHINING
United States of America CHARACTERIZATION OF FLUID MISTING 5889201 3/30/1999 962549 10/31/1997 MIP
United States of America MACHINING FLUID AND METHOD 5874390 2/23/1999 995364 12/22/1997 MIP
United States of America MACHINING FLUID COMPOSITION AND METHOD OF 5716917 2/10/1998 719240 9/24/1996 MIP
MACHINING
United States of America METHOD OF ANALYSIS FOR AQUEOUS FLUIDS 5710372 1/20/1998 768190 12/17/1996 MIP
United States of America DETERMINATION OF AQUEOUS FLUID SURFACTANT 5710048 1/20/1998 706871 9/3/1996 MIP
CONCENTRATION
United States of America AQUEOUS METALWORKING FLUID 5706684 1/13/1998 538528 10/3/1995 MIP
United States of America AQUEOUS LUBRICANT 5667349 9/16/1997 427932 4/26/1995 MIP
United States of America MONOISOPRO/AMINE 5512191 4/30/1996 412353 3/28/1995 MIP
United States of America FLUID W/ SULFURIZED LUBR 5391310 2/21/1995 156323 11/23/1993 MIP
United States of America TITRATION APPARATUS 5389546 2/14/1995 230445 4/20/1994 MIP
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 49 of 64
PATENTS
- -------
Owner Oak International Inc. (OI)
COUNTRY SHORT TITLE PATENT NO. GRANT DATE APPLICATION NO. DATE FILED OWNER
United States of America LUBRICATING OIL COMPOSITIONS USED IN 5809628 9/22/1998 616247 3/15/1996 OI
METAL FORMING OPERATIONS
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 50 of 64
PATENTS
- -------
Owner Uniloy Milacron Inc. (UMI)
COUNTRY SHORT TITLE PATENT NO. GRANT DATE APPLICATION NO. DATE FILED OWNER
Australia POST MOLDING ID NECK TRIMMING APPARATUS 199942382 7/30/1999 UMI
Canada ACCUMULATOR HEAD WITH DIVERTER SLEEVE 1247814 1/3/1989 516053 8/15/1986 UMI
Canada CONTAINER 2000-1066 UMI
European Patent Office QUICK CHANGE EJECTION STATION TOOLING 1289733 5/24/2001 UMI
European Patent Office MOBILE TOOLING BASE 1289724 5/24/2001 UMI
European Patent Office BLOW MOLDING MACHINE HAVING FLEXIBLE 1289723 5/24/2001 UMI
CAVITATION
European Patent Office UNRESTRAINED PREFORM CARRIERS FOR A BLOW 1289722 5/24/2001 UMI
MOLDING MACHINE
European Patent Office SEALING BLADE FOR SEALING OF A BLOW 1283801 2/2/2001 UMI
MOLDED CONTAINER
European Patent Office ROTARY DEFLASHING APPARATUS 1283772 2/2/2001 UMI
France DESIGN FOR CONTAINER FOR LIQUIDS 820783 3/5/1982 UMI
Patent Cooperation Treaty UNRESTRAINED PREFORM CARRIERS FOR A BLOW PCT/US01/16744 5/24/2001 UMI
MOLDING MACHINE
Patent Cooperation Treaty MOBILE TOOLING BASE PCT/US01/16998 5/24/2001 UMI
Patent Cooperation Treaty QUICK CHANGE EJECTION STATION PCT/US01/16997 5/24/2001 UMI
Patent Cooperation Treaty SEALING BLADE FOR SEALING OF A BLOW PCT/US01/03723 2/2/2001 UMI
MOLDED CONTAINER
Patent Cooperation Treaty ROTARY DEFLASHING APPARATUS PCT/US01/03722 2/2/2001 UMI
Patent Cooperation Treaty MILK JUG PCT/US98/23060 10/30/1998 UMI
Patent Cooperation Treaty BMM HAVING FLEXIBLE CAVITATION PCT/US01/16996 5/24/2001 UMI
United Kingdom POST MOLDING ID NECK TRIMMING APPARATUS 9917438 7/23/1999 UMI
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 51 of 64
PATENTS
- -------
Owner Uniloy Milacron Inc. (UMI)
COUNTRY SHORT TITLE PATENT NO. GRANT DATE APPLICATION NO. DATE FILED OWNER
United States of America BEVERAGE CONTAINER D427076 6/27/2000 29/106881 6/23/1999 UMI
United States of America BEVERAGE CONTAINER D415035 10/12/1999 29/078893 10/30/1997 UMI
United States of America DESIGN D391854 3/10/1998 29/069197 4/11/1997 UMI
United States of America ROTARY DEFLASHING APPARATUS 6360414 3/26/2002 09/578811 5/24/2000 UMI
United States of America POST MOLDING ID NECK TRIMMING APPARATUS 6311593 11/6/2001 09/584898 5/26/2000 UMI
United States of America POST MOLDING ID NECK TRIMMING APPARATUS 6158317 12/12/2000 09/172889 10/15/1998 UMI
United States of America EXTRUSION HEAD FOR BLOW MOLDING 5620722 4/15/1997 08/538721 10/3/1995 UMI
United States of America INJECTION BLOW MOLDING APPARATUS 5518392 5/21/1996 08/129895 9/30/1993 UMI
INCLUDING STACKED MOLDS
United States of America FLEXIBLE PART DEFLASHER 5470220 11/28/1995 08/079434 6/17/1993 UMI
United States of America COMPRESSION MOLDING AND TRIMMING BLOW PIN 5449284 9/12/1995 08/202267 2/25/1994 UMI
ASSEMBLY
United States of America METHOD FOR SORTING PLASTIC ARTICLES 5141110 8/25/1992 477606 12/28/1990 UMI
United States of America SEQUENTIAL METHOD OF OPERATION OF 5135703 8/4/1992 701093 5/16/1991 UMI
COMBINATION PLASTIC AND GAS INJECTION
NOZZLE ASSEMBLY
United States of America COMBINATION PLASTIC AND GAS INJECTION 5054689 10/8/1991 522190 5/11/1990 UMI
NOZZLE ASSEMBLY AND SEQUENTIAL METHOD OF
OPERATION
United States of America DUAL PARISON EXTRUSION HEAD FOR 4940403 7/10/1990 345566 5/1/1989 UMI
MULTILAYER BLOW MOLDING
United States of America CONTAINER 29/112999 10/27/1999 UMI
United States of America INJECTION MOLD CLAMPING SYSTEM 10/383488 3/7/2003 UMI
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 52 of 64
PATENTS
- -------
Owner Uniloy Milacron Inc. (UMI)
COUNTRY SHORT TITLE PATENT NO. GRANT DATE APPLICATION NO. DATE FILED OWNER
United States of America MOBILE TOOLING BASE 10/297460 12/5/2002 UMI
United States of America BLOW MOLDING MACHINE HAVING FLEXIBLE 10/297463 12/6/2002 UMI
CAVITATION
United States of America UNRESTRAINED PREFORM CARRIERS FOR A BLOW 10/297457 12/6/2002 UMI
MOLDING MACHINE
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 53 of 64
PATENTS
- -------
Owner Uniloy Milacron USA Inc. (UMU)
COUNTRY SHORT TITLE PATENT NO. GRANT DATE APPLICATION NO. DATE FILED OWNER
Patent Cooperation Treaty POWER FAILURE DETECTION AND RESPONSE 03/36948 11/19/2003 UMU
United States of America ELECTROMECHANICAL DRIVE ASSEMBLY FOR AN RE36682 5/2/2000 09/304318 5/3/1999 UMU
ACCUMULATOR HEAD
United States of America INJECTION MOLDING MCHE D357484 4/18/1995 16325 12/13/1993 UMU
United States of America MOVABLE PLATEN D341602 11/23/1993 659150 2/22/1991 UMU
United States of America METHOD AND APPARATUS FOR EJECTOR SET-UP 6533972 3/18/2003 09/499284 2/7/2000 UMU
United States of America TWO STAGE ELECTRIC INJECTION UNIT WITH 6471904 10/29/2002 09/770343 1/26/2001 UMU
ROTATABLE PLUNGER
United States of America METHOD AND APPARATUS FOR SETTING DIE HEIGHT 6419861 7/16/2002 09/437133 11/10/1999 UMU
United States of America RAM SUPPORT SKATE FOR AN INJECTION MOLDING 6328553 12/11/2001 09/402414 11/13/1998 UMU
MACHINE
United States of America LOCKING APPARATUS FOR A MOVABLE PLATEN 6231329 5/15/2001 09/326237 6/4/1999 UMU
United States of America COMPRESSION MOLDED NECK BODY WITH SMOOTH 6221305 4/24/2001 09/197934 11/23/1998 UMU
INNER WALL
United States of America BI-DIRECTIONAL CHECK RING FOR A TWO STAGE 6200127 3/13/2001 09/258729 2/26/1999 UMU
INJECTION UNIT
United States of America TWO STAGE ELECTRIC INJECTION UNIT WITH 6193499 2/17/2001 09/248935 2/12/1999 UMU
ROTATABLE PLUNGER
United States of America METHOD FOR SIMULTANEOUS CONTROL OF 6171531 1/9/2001 09/242832 8/22/1997 UMU
MULTIPLE ACCUMULATORS
United States of America DUAL MOTOR DRIVE SYSTEM FOR INJECTION 6149418 11/21/2000 09/294081 4/16/1999 UMU
MOLDING MACHINES
United States of America DIE PIN STROKE POSITIONER 6142762 11/7/2000 09/203865 12/2/1998 UMU
United States of America HYBRID INJECTION MOLDING MACHINE 6120277 9/19/2000 09/306330 5/6/1999 UMU
United States of America TWO STAGE ELECTRIC INJECTION UNIT WITH 6086353 7/11/2000 09/024731 2/17/1998 UMU
ROTATABLE PLUNGER
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 54 of 64
PATENTS
- -------
Owner Uniloy Milacron USA Inc. (UMU)
COUNTRY SHORT TITLE PATENT NO. GRANT DATE APPLICATION NO. DATE FILED OWNER
United States of America METHOD AND APPARATUS FOR VERIFYING THE 6011376 1/4/2000 09/042298 3/13/1998 UMU
POSITION OF A MOTOR DRIVER MACHINE ELEMENT
United States of America METHOD AND APPARATUS FOR DETECTING 5929583 7/27/1999 42272 3/13/1998 UMU
ABERRANT MOTOR OPERATION IN A PLASTICS
PROCESSING MACHINE
United States of America HYBRID INJECTION MOLDING MACHINE 5916602 6/29/1999 901752 7/28/1997 UMU
United States of America ACCUMULATOR HEAD HAVING A SEGMENTED BARREL 5900260 5/4/1999 08/761915 12/9/1996 UMU
United States of America FLEXIBLE LOCKING GATE FOR AN EXTRUDER 5888557 3/30/1999 1/23/1998 UMU
United States of America TWO STAGE ELECTRIC INJECTION UNIT FOR A 5863567 1/26/1999 901744 7/28/1997 UMU
MOLDING MACHINE
United States of America PREHEATING APPARATUS FOR AN EXTRUDER 5807517 9/15/1998 08/835260 4/8/1997 UMU
United States of America RETAINER FOR THE DIE PIN IN AN ACCUMULATOR 5792486 8/11/1998 832513 4/3/1997 UMU
HEAD
United States of America PREHEATING APPARATUS FOR AN EXTRUDER 5750158 5/12/1998 08/308876 9/19/1994 UMU
United States of America DUAL FLOW DIVIDER WITH DIVERTER VALVE 5711349 1/27/1998 781253 1/10/1997 UMU
United States of America ELECTROMECHANICAL DRIVE ASSEMBLY FOR AN 5645873 7/8/1997 514578 8/14/1995 UMU
ACCUMULATOR HEAD
United States of America MULTI-FUNCTION MOTOR 5645868 7/8/1997 560129 11/17/1995 UMU
United States of America VACUUM SHUTTLE VALVE 5634953 6/3/1997 425528 4/20/1995 UMU
United States of America COOLING ELECTRIC COMP 5620646 4/15/1997 553791 10/23/1995 UMU
United States of America DUAL FLOW DIVIDER WITH DIVERTER VALVE 5616350 4/1/1997 419306 4/10/1995 UMU
United States of America CO-INJECTION MACHINE 5601773 2/11/1997 439925 5/12/1995 UMU
United States of America IMM WITHOUT TIE BARS 5538415 7/23/1996 354175 12/12/1994 UMU
United States of America COOLING ELECTRIC COMP 5523640 6/4/1996 231080 4/22/1994 UMU
United States of America MOTOR CURRENT CONTROL 5469038 11/21/1995 240128 5/10/1994 UMU
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 55 of 64
PATENTS
- -------
Owner Uniloy Milacron USA Inc. (UMU)
COUNTRY SHORT TITLE PATENT NO. GRANT DATE APPLICATION NO. DATE FILED OWNER
United States of America DYNAMIC BRAKING 5469031 11/21/1995 326971 10/21/1994 UMU
United States of America TWO-STAGE INJECTION 5454995 10/3/1995 229476 4/18/1994 UMU
United States of America MASTER/SLAVE CONTROLLER 5239247 8/24/1993 900811 6/17/1992 UMU
United States of America SLIDING EXTRUSION HEAD 5208049 5/4/1993 820241 1/14/1992 UMU
United States of America BARREL HEATER/COOLER 5200205 4/6/1993 690277 4/24/1991 UMU
United States of America PLURAL MLD DRIV 5190714 3/2/1993 791205 11/13/1991 UMU
United States of America VEL CONTROL 5185109 2/9/1993 758663 9/12/1991 UMU
United States of America VEL PROFILE ON LOCKOVER 5180530 1/19/1993 705831 5/28/1991 UMU
United States of America REV TAPER SPIRAL CHAN 5178458 1/12/1993 666706 3/8/1991 UMU
United States of America MOLD PROTECT-TONAGE CON 5149471 9/22/1992 716423 6/17/1991 UMU
United States of America MOVABLE PLATEN 5123834 6/23/1992 638994 1/10/1991 UMU
United States of America ACCUMULATOR HEAD 5116215 5/26/1992 726227 7/5/1991 UMU
United States of America PLURAL MLD DRIV 5102327 4/7/1992 600850 10/22/1990 UMU
United States of America OVER/UNDER EXTRUDERS 5076777 12/31/1991 631235 12/20/1990 UMU
United States of America DC DRIVE-VAR VOL PUMP 5052909 10/1/1991 616752 11/16/1990 UMU
United States of America DC BRUSHLESS MOTOR IMM 4988273 1/29/1991 370669 6/23/1989 UMU
United States of America CYCLINDER SEAL-VAC TUBE 4945724 8/7/1990 301980 1/26/1989 UMU
United States of America ADAPTIVE TONNAGE CONTRL 4942004 7/17/1990 265709 11/1/1988 UMU
United States of America PRECISION COINING MACH 4907960 3/13/1990 228771 8/4/1988 UMU
United States of America POWER FAILURE DETECTION AND RESPONSE 10/308994 12/3/2002 UMU
Licensee/Licensor
"MI" is Milacron Inc.
"MPTG" is Milacron Plastics Technology Group Inc.
"DME" is D-M-E Company
"UNI" is Uniloy Milacron Inc.
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
LICENSES
Page 56 of 64
PATENT LICENSES
LICENSE GRANTS
LICENSOR LICENSEE EFFECTIVE DATE TYPE NOTES
MI
CIMCOOL INDUSTRIAL PRODUCTS B.V. 1/1/1990 PLO Inter-company IP
CINCINNATI MILACRON BV 2/16/1987 TLO Inter-company IP
CINCINNATI MILACRON PRIVATE LIMITED 8/29/1995 TLO Inter-company technology license
FANUC LTD. 11/15/1983 TLO LICENSE W/GRANT-BACK
UNIVERSITY OF CINCINNATI 2/14/2002 PLO Patent US 5,889,201
BATTENFELD IMT 9/12/2003 PLO Patent US 5,062,052 (Confidential)
BATTENFELD SERVICE GMBH 6/9/1997 PLO Patent EP0566681
DR. BOY GMBH & CO. 2/7/2002 PLO Patent US 5,062,052 (Confidential settlement)
ENGEL MASCHINENBAU GMBH 11/17/1998 PLO Patent US 5,052,909
HUSKY INJECTION MOLDING SYSTEMS, LTD. 6/22/2000 PLO Patent US 5,062,052 (Confidential Settlement)
MAGNUM LLC 5/1/1997 PLO Patent US 5,052,909
MANNESMANN GROUP 9/20/2000 PLO Patent US 5,062,052 (Confidential)
SANDRETTO INDUSTRIES S.P.A. 9/17/2001 PLO Patent US 5,062,052 (Confidential Settlement)
SIDEL S.A. 3/27/2002 PLO Patent US 5,062,052 (Confidential Settlement--cross license)
SIG PLASTICS INTERNATIONAL GMBH 4/13/2001 PLO Patent US 5,062,052 (Confidential Settlement)
SIPA S.P.A. 2/21/2002 PLO Patent US 5,062,052 (Confidential Settlement)
U.S. PRECISION LENS INC. 2/14/1995 PLO Patent US 5,052,909
UBE INDUSTRIES, LTD. 11/6/2000 PLO Patent US 5,062,052 (Confidential Settlement)
VICKERS, INC. 9/30/1997 PLO CROSS LICENSE (Patent US 5,062,052)
VICKERS, INC. 5/15/1998 PLO Patent US 6,011,376
DME
D-M-E COMPANY (INDIA) 2/1/1994 TLO Inter-company technology license
OI
PAZ LUBRICANTS AND CHEMICALS LTD. 10/14/1998 TLO Fluid formulations
UNI
FERROMATIK MILACRON INDIA LIMITED 4/26/2001 TLO Inter-company -- know-how
SIMCO/RAMIC CORP. 11/17/1994 PLO Patent US 5,141,110
Licensee/Licensor
"MI" is Milacron Inc.
"MPTG" is Milacron Plastics
Technology Group Inc.
"DME" is D-M-E Company
"UNI" is Uniloy Milacron Inc.
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
LICENSES
Page 57 of 64
PATENT LICENSES
LICENSE RIGHTS
LICENSEE LICENSOR EFFECTIVE DATE TYPE NOTES
DME
BOKICH, MICHAEL STEVEN 8/31/2001 PLI Invention assignment w/royalty provision
ORYCON CONTROL TECHNOLOGY, INC. 8/28/2002 PLI Confidential Settlement (US 5,227,179)
VANDENBERG, L.A. 5/4/1993 PLI Patent assignment w/royalty provision (US 5234329)
VANDENBERG, L.A. 6/1/1993 PLI Patent assignment w/royalty provision (US 5208053)
VANDENBERG, L.A. 3/14/1995 PLI Patent assignment w/royalty provision (US 5397226)
VANDENBERG, L.A. 3/1/1996 PLI Patent assignment w/royalty provision (US 5494435)
MI
ANGUS CHEMICAL COMPANY 10/22/1992 TLI Production of triazine under EPA registration
BEMIS MANUFACTURING COMPANY 7/19/1994 PLI U.S. Patent No. 5,486,327 Colorant Injection technology
BEMIS MANUFACTURING COMPANY 1/26/1995 PLI U.S. Patent No. 5,650,178 Co-injection technology
LEMELSON FOUNDATION 1/2/1999 PLI Patents (Confidential)
LEMELSON, JEROME 2/8/1990 PLI Patents
MILLCREEK BLOW MOULDING SYSTEMS, LTD. 1/15/1991 TLI Know-how--paid up
CINPRES LIMITED 2/21/1994 PLI Patents--gas injection
LEMELSON, JEROME 1/17/1992 PLI Patents--paid up
REINHART, LAWRENCE W. 4/23/2003 PLI Patent US 5,106,276
TREXEL, INC. 7/15/1999 PLI IMM
TREXEL, INC. 7/27/2000 PLI EXT
VICKERS, INC. 9/30/1997 PLI CROSS LICENSE (5,266,874)
WOMER, TIMOTHY 3/5/2001 PLI Royalty Agreement (US 6,547,431)
Licensee/Licensor
"MI" is Milacron Inc.
"MPTG" is Milacron Plastics
Technology Group Inc.
"DME" is D-M-E Company
"UNI" is Uniloy Milacron Inc.
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
LICENSES
Page 58 of 64
PATENT LICENSES
LICENSEE LICENSOR EFFECTIVE DATE TYPE NOTES
MPTG
UNILOY MILACRON USA INC. 1/1/2000 PLI Inter-company IP
UNI
HIRSCHBERGER, MICHAEL 1/29/1996 PLI UNILOY BK (US 5,046,938)
SIDEL S.A. 3/27/2002 PLI Patent US 5,968,560 (Confidential Settlement -- cross
license)
UNILOY MILACRON GERMANY GMBH 12/15/2000 TLI Inter-company -- know-how
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 59 of 64
COPYRIGHTS (U.S. REGISTRATIONS)
Owner Uniloy Milacron Inc. (UMI)
TITLE TYPE OF WORK REGISTRATION NO. REG. DATE PUBLICATION OWNER
DATE
Uniloy Dairy Gallon Label Literary TX-3-663-309 11/4/1993 6/8/1993 UMI
Owner Uniloy Milacron USA Inc. (UMU)
TITLE TYPE OF WORK REGISTRATION NO. REG. DATE PUBLICATION OWNER
DATE
Cincinnati Milacron reaction injection molding machine : RIMM-90 Literary TX-547-790 5/19/1980 3/12/80 UMU
EP : general operating manual
Cincinnati Milacron integrated blow molding machine, CSM-1000 : Literary TX-400-561 1/21/1980 12/5/79 UMU
general operating manual
Service parts bottle list : RHB-V part number : RHB-V Parts Literary TX-1-256-732 12/27/1983 10/17/83 UMU
manual
Cincinnati Milacron reaction injection molding machine : Literary TX-1-309-043 2/22/1984 8/1/83 UMU
RIMM-125 : general operating manual
Bottle machinery replacement parts Literary TX-1-310-077 3/19/1984 2/15/84 UMU
Cincinnati Milacron re-heat blow molding machine RHB IX general Literary TX-1-319-334 4/4/1984 3/12/80 UMU
operating manual
Cincinnati Milacron reheat blow molding machine RHB-VII : Literary TX-1-319-404 4/4/1984 3/5/84 UMU
general operating manual
RHB V/4000 : re-heat blow molding machine : general operating Literary TX-1-331-250 4/12/1984 3/20/84 UMU
manual
RHB-IX repair parts manual Literary TX-1-350-661 4/4/1984 11/1/83 UMU
Bottle machinery replacement parts Literary TX-1-411-515 9/17/1984 7/17/84 UMU
Installation operation and maintenance manual Literary TX-1-426-715 9/4/1984 6/10/84 UMU
Mixhead maintenance and repair Literary TX-1-428-246 10/9/1984 9/27/84 UMU
Camac-XTA user's manual Literary TX-1-861-020 7/7/1986 11/1/85 UMU
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 60 of 64
COPYRIGHTS (U.S. REGISTRATIONS)
TITLE TYPE OF WORK REGISTRATION NO. REG. DATE PUBLICATION OWNER
DATE
Camac-XTC Literary TX-1-862-101 7/10/1986 11/1/85 UMU
Injection molding machines T-75, T-100, T-150 repair parts manual Literary TX-1-879-206 8/20/1986 12/1/85 UMU
Camac-XTA user's manual Literary TX-1-894-811 9/3/1986 11/1/85 UMU
Injection molding machines 1500 ton hydraulic repair parts manual Literary TX-1-929-254 8/20/1986 12/1/85 UMU
Cincinnati Milacron injection molding machines, 1000 ton Literary TX-1-941-751 8/20/1986 12/1/85 UMU
hydraulic : repair parts manual
Cincinnati Milacron injection molding machines, 1000/1500 ton Literary TX-1-941-752 8/20/1986 12/1/85 UMU
hydraulic : general operating manual
MPC-81/86 users manual Literary TX-1-952-671 7/7/1986 11/1/85 UMU
Vista operations manual : vol. no. 1, operators Literary TX-2-024-985 2/9/1987 12/1/86 UMU
Plastics Machinery Division vendor quality policy Literary TX-2-268-213 1/11/1988 12/1/87 UMU
Cincinnati Milacron re-heat blow molding machine RHB-W user's Literary TX-2-293-678 2/18/1988 1/1/88 UMU
manual
Mini-pellet feeder with Omni IV-X control Literary TX-3-734-044 5/27/1994 2/1/93 UMU
Pellet feeder with Omni-IV control Literary TX-3-734-045 5/27/1994 2/1/93 UMU
Pellet feeder : user's manual Literary TX-3-734-047 5/27/1994 2/1/93 UMU
Pellet feeder with Omni IV-X control Literary TX-3-734-049 5/27/1994 2/1/93 UMU
DD200-3000 solid bed dryer with Omni II-XL control Literary TX-3-734-050 5/27/1994 11/1/92 UMU
Vista Toggle--VEL : user's manual Literary TX-3-802-812 5/27/1994 4/1/92 UMU
Mini-pellet feeder with Omni IV control Literary TX-3-830-980 5/27/1994 2/1/93 UMU
Additive feeder with electromechanical control Literary TX-3-830-983 5/27/1994 1/1/93 UMU
Cincinnati Milacron Vista Hydraulic--VEL user's manual Literary TX-3-843-663 5/27/1994 9/1/93 UMU
Cincinnati Milacron magna 486 user's manual Literary TX-4-086-365 3/4/1996 2/1/96 UMU
Roboshot 110R parts manual Literary TX-4-090-245 8/18/1995 7/1/95 UMU
Roboshot 55R parts manual Literary TX-4-091-215 8/18/1995 7/1/95 UMU
Vista hydraulic-486 : user's manual Literary TX-4-111-464 9/18/1995 6/1/95 UMU
Roboshot 165R parts manual Literary TX-4-114-146 8/25/1995 7/1/95 UMU
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 61 of 64
COPYRIGHTS (U.S. REGISTRATIONS)
TITLE TYPE OF WORK REGISTRATION NO. REG. DATE PUBLICATION OWNER
DATE
Roboshot 250R parts manual Literary TX-4-122-079 8/18/1995 7/1/95 UMU
Injection molding machines user's manual Literary TX-4-124-576 10/6/1995 9/1/95 UMU
Vista toggle-VSx user's manual Literary TX-4-132-578 8/11/1995 6/1/95 UMU
Cincinnati Milacron eclipse E75, E90 extrusion Literary TX-4-140-214 9/22/1995 9/1/95 UMU
blowmolding--486 : user's manual
Roboshot 33R parts manual Literary TX-4-145-507 8/18/1995 7/1/95 UMU
Roboshot 330R parts manual Literary TX-4-145-508 8/18/1995 7/1/95 UMU
CMT 35 user's manual Literary TX-4-151-064 10/2/1995 8/1/95 UMU
Vista Toggle-VSX : user's manual Literary TX-4-153-365 11/24/1995 10/10/95 UMU
Vista Toggle-486 : user's manual Literary TX-4-153-366 11/24/1995 10/1/95 UMU
Vista large hydraulic-486 1000/1500 ton : user's manual Literary TX-4-163-034 10/2/1995 6/1/95 UMU
Vista hydraulic-486 : user's manual Literary TX-4-163-035 10/3/1995 8/1/95 UMU
Vista toggle-VSx : user's manual Literary TX-4-163-036 10/2/1995 7/1/95 UMU
Injection molding machines : user's manual Literary TX-4-179-871 2/2/1996 1/1/96 UMU
Roboshot user's manual Literary TX-4-190-347 1/26/1996 12/1/95 UMU
Vista sentry-VSX user's manual Literary TX-4-210-767 1/29/1996 12/1/95 UMU
Eclipse T-series extrusion blowmolding-486 user's manual Literary TX-4-215-634 2/16/1996 1/1/96 UMU
with 60-100 lb. head
Vista sentry-VST user's manual Literary TX-4-215-635 2/16/1996 1/1/96 UMU
Vista sentry-VSX user's manual Literary TX-4-215-913 1/29/1996 1/1/96 UMU
Vista toggle-486 : user's manual Literary TX-4-221-977 2/16/1996 1/1/96 UMU
Vista toggle-VSX : user's manual Literary TX-4-221-978 2/16/1996 1/1/96 UMU
Elektra : user's manual Literary TX-4-221-979 2/16/1996 1/1/96 UMU
Vista Toggle-VSx user's manual Literary TX-4-248-724 4/12/1996 3/1/96 UMU
Injection molding machines user's manual Literary TX-4-280-641 4/25/1996 4/1/96 UMU
Magna 486 user's manual Literary TX-4-290-670 5/7/1996 3/1/96 UMU
Shuttle Vector VST user's manual Literary TX-4-297-235 6/10/1996 2/1/96 UMU
Cincinnati Milacron Elektra user's manual Literary TX-4-322-344 6/10/1996 3/1/96 UMU
Licensee/Licensor
"MI" is Milacron Inc.
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 62 of 64
COPYRIGHT LICENSES
LICENSE RIGHTS
LICENSEE LICENSOR EFFECTIVE DATE TYPE NOTES
MI
COVEY, STEPHEN 5/17/1993 CLI Copying of training materials
JURAN ENTERPRISES, INC. 3/26/1982 CLI Copying of training materials
Software Licenses
LICENSE RIGHTS
LICENSEE LICENSOR AGREEMENT SUBJECT MATTER
EFFECTIVE
DME J.D. Edwards 12/29/1997 GENESIS Software
DME Trade Point Systems LLC (International 8/27/1998 SPEX 400 Export Documentation System
Software Marketing, Inc.)
MI COMPUTER ASSOCIATES 12/13/1999 Order Entry/Manufacturing Support Software
MI FOREIGN TRADE ZONE CORP. 4/2/2001 FTZ Management Software
MI HYPERION SOFTWARE OPERATIONS, INC. 12/24/1996 Commercial (Accounting) Software
MI JUST IN TIME RESOURCES INTERNATIONAL, INC. 8/18/1992 Commercial Enterprise Software
MI ORACLE CORPORATION 8/12/1992 Commercial (Database) Software
MI ORACLE CORPORATION 8/6/1993 Commercial (Database) Software
MI PARAMETRIC TECHNOLOGY CORP. 3/15/2003 PRO Engineer Software
MI PEOPLESOFT 6/30/2000 Software License Amendment
MI PEOPLESOFT 10/17/2002 Software License Amendment
MI PEOPLESOFT USA, INC. 2/16/2001 Software License Amendment
MI PEOPLESOFT, INC. 6/28/1993 Commercial Software (HRMS)
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 63 of 64
CLAIMS & WRITTEN NOTICES
Amway
In a letter dated 8 December 1999, Amway Corporation gave notice to UNILOY of
Amway's belief that use of some or all of the equipment supplied by UNILOY could
be of interest in respect of patents that the Lemelson Foundation asserted were
infringed by Amway and notice of UNILOY's duty of indemnification in respect of
that equipment. The patents asserted are characterized as relating to bar coding
and machine vision. By written notice dated 23 August 2000, Amway notified
UNILOY that a complaint had been filed against Amway in respect of the assertion
by the Lemelson Foundation. UNILOY has not identified any bar coding or machine
vision equipment supplied to Amway. A written request was made to Amway 13
September 2000 for information concerning any equipment supplied to Amway by
UNILOY on which Amway based their request for indemnification. There has been no
correspondence in this matter since the written request of 13 September 2000.
The suit by the Lemelson Foundation against Amway and others was stayed 5
January 2001 pending resolution of an action by Symbol Technologies and others
against the Lemelson Foundation and concerning patents asserted against Amway.
By decision 23 January 2004 fourteen patents asserted against Amway were held
invalid in the Symbol Technologies litigation.
Solaia Technology LLC.
In a letter dated 3 June 2003, counsel for Solaia Technology LLC ("Solaia")
asserted the likelihood of infringement of U.S. Patent 5,038,318 by Milacron's
use of systems comprising programmable controllers connected via network to a
computer. Solaia's counsel was informed by letter 18 July 2003 that no systems
as described by Solaia's counsel had been identified in Milacron facilities and
requested that Solaia's counsel provide any contrary information known to them
without delay. Solaia's counsel has provided no information regarding any
systems of Milacron upon which an accusation of infringement may be based, but
has stated that it will be investigating further.
Superbolt Inc.
UNILOY received written notice dated 8 February 2000 from Superbolt Inc. of
their patent pertaining to certain tie-bar nuts used by UNILOY. UNILOY's use of
the accused devices has been limited, and estimated exposure is less than
$10,000. Following the original notice from Superbolt, discussions were had
between principals of both Superbolt and Uniloy in April of 2000 to resolve the
matter. A final proposal expected from Superbolt to resolve the claim has not
been received. The asserted patent expired 18 November 2003.
Graham Engineering
Suit was brought by Milacron Inc. in US District Court (filed October 2002,
served December 2002) against Graham Engineering Corporation alleging
infringement of Milacron's U.S. patent 5,062,052 relating to computer based
controls for plastic molding machines. Graham is both a manufacturer and an
importer (products of Hesta of Germany) of blow molding machinery. In December
2003 the court issued its ruling on interpretation of the asserted patent and
ordered court-supervised mediation. No resolution has been reached through
mediation. Graham filed summary judgment motions 13 February 2004 seeking
rulings that the accused products do not infringe the asserted patent and that
the asserted patent is invalid.
SCHEDULE II
INTELLECTUAL PROPERTY AND LICENSES; TRADEMARKS
Page 64 of 64
CLAIMS & WRITTEN NOTICES
Metalloid.
Suit was brought in the Circuit Court for the County of Huntington (IN) 16
October 2002 by Oak International Inc. for trade secret misappropriation and
unfair competition by Metalloid Corporation (Huntington, IN) and two former Oak
employees. The suit seeks damages and injunctive relief. Claims against
individual defendants of Oak and Milacron have been dismissed as well as Oak's
claim for unfair competition. A hearing on Oak's motion for a preliminary
injunction and Metalloid's motion for summary judgment that certain Oak
information does not qualify as trade secrets was held 4 February 2004; no
ruling has been made on the motions. A mediation session requested by Metalloid
was held 2 April 2004. No resolution of the dispute was agreed.
SCHEDULE III
LOCATIONS OF GRANTORS
CHIEF EXECUTIVE OFFICES
GRANTOR ADDRESS COUNTY STATE/COUNTRY
- ---------------------------------------------------------------------------------------------------------------------------
Milacron Inc. 2090 Florence Avenue Hamilton Ohio
Cincinnati 45206
Milacron Marketing Company 2090 Florence Avenue Hamilton Ohio
Cincinnati 45206
D-M-E Company 29111 Stephenson Highway Oakland Michigan
Madison Heights 48071
D-M-E U.S.A. Inc. 29111 Stephenson Highway Oakland Michigan
Madison Heights 48071
D-M-E Manufacturing Inc. 29111 Stephenson Highway Oakland Michigan
Madison Heights 48071
Uniloy Milacron Inc. 5550 Occidental Highway Lenawee Michigan
Tecumseh 49286
Uniloy Milacron U.S.A. Inc. 10495 Highway M52 Washtenaw Michigan
Manchester 48158
Milacron Industrial Products, Inc. 1160 White Street Joseph Michigan
Sturgis 49091
Milacron Plastics Technologies Group Inc. 4165 Half Acre Road Clermont Ohio
Batavia 45103
Northern Supply Company, Inc. 1901 Oakcrest Avenue Ramsey Minnesota
St. Paul 55113
GRANTOR ADDRESS COUNTY STATE/COUNTRY
- ---------------------------------------------------------------------------------------------------------------------------
Milacron International Marketing Company 2090 Florence Avenue Hamilton Ohio
Cincinnati 45206
Nickerson Machinery Chicago Inc. 10 Keith Way Norfolk Massachusetts
Hingham 02043
Pliers International Inc. 10 Keith Way Norfolk Massachusetts
Hingham 02043
Oak International, Inc. 1160 White Street Joseph Michigan
Sturgis 49091
Cimcool Industrial Products Inc. 3000 Disney Street Hamilton Ohio
Cincinnati 45209
Milacron Resin Abrasives Inc. None None None
OTHER PLACES OF BUSINESS
GRANTOR ADDRESS COUNTY STATE
- ----------------------------------------------------------------------------------------------------------------------------
Milacron Marketing Company 2400 E. Katella Avenue, Suite 1068 Orange California
Anaheim 92806
Milacron Marketing Company 15720 John J. Delaney Drive, Suite 370 Mecklenburg North Carolina
Charlotte 28277
Milacron Marketing Company 7540 Windsor Drive, Suite 100 Lehigh Pennsylvania
Allentown 18195
Milacron Marketing Company 1721 Moon Lake Boulevard, Suite 109 Cook Illinois
Hoffman Estates 60194
Milacron Marketing Company 3000 Disney Street Hamilton Ohio
Cincinnati 45209
Milacron Marketing Company 4165 Half Acre Road Clermont Ohio
Batavia 45103
D-M-E U.S.A. Inc. 29215 Stephenson Highway Oakland Michigan
Madison Heights 48071
Cimcool Industrial Products Inc. None
Milacron Plastics Technologies Group None
Inc.
D-M-E Company None
Milacron Industrial Products, Inc. None
Uniloy Milacron Inc. None
Uniloy Milacron U.S.A. Inc. None
GRANTOR ADDRESS COUNTY STATE
- ----------------------------------------------------------------------------------------------------------------------------
D-M-E Manufacturing Inc. None
Oak International, Inc. None
Northern Supply Company, Inc. None
Nickerson Machinery Chicago, Inc. None
Pliers International Inc. None
Milacron International Marketing Company None
Milacron Resin Abrasives Inc. None
LOCATION OF BOOKS AND RECORDS
GRANTOR ADDRESS COUNTY STATE/COUNTRY
- ---------------------------------------------------------------------------------------------------------------------------
Milacron Inc. 2090 Florence Avenue Hamilton Ohio
Cincinnati 45206
Milacron Marketing Company 2090 Florence Avenue Hamilton Ohio
Cincinnati 45206
Milacron Marketing Company 4165 Half Acre Road Clermont Ohio
Batavia 45103
Milacron Marketing Company 2085 East First Street McPherson Kansas
McPherson 67460
Milacron Marketing Company 3000 Disney Street Hamilton Ohio
Cincinnati 45209
D-M-E Company 29111 Stephenson Highway Oakland Michigan
Madison Heights 48071
D-M-E U.S.A. Inc. 29111 Stephenson Highway Oakland Michigan
Madison Heights 48071
D-M-E Manufacturing Inc. 29111 Stephenson Highway Oakland Michigan
Madison Heights 48071
Uniloy Milacron Inc. 5550 Occidental Highway Lenawee Michigan
Tecumseh 49286
Uniloy Milacron U.S.A. Inc. 10495 Highway M52 Washtenaw Michigan
Manchester 48158
Milacron Industrial Products, Inc. 1160 White Street Joseph Michigan
Sturgis 49091
Milacron Industrial Products, Inc. 31003 Industrial Road Wayne Michigan
Livonia 48150
Milacron Plastics Technologies Group Inc. 4165 Half Acre Road Clermont Ohio
Batavia 45103
GRANTOR ADDRESS COUNTY STATE/COUNTRY
- ---------------------------------------------------------------------------------------------------------------------------
Northern Supply Company, Inc. 29111 Stephenson Highway Oakland Michigan
Madison Heights 48071
Milacron International Marketing Company 2090 Florence Avenue Hamilton Ohio
Cincinnati 45209
Nickerson Machinery Chicago Inc. 29111 Stephenson Highway Oakland Michigan
Madison Heights 48071
Pliers International Inc. 29111 Stephenson Highway Oakland Michigan
Madison Heights 48071
Oak International, Inc. 1160 White Street Joseph Michigan
Sturgis 49091
Cimcool Industrial Products, Inc. 3000 Disney Street Hamilton Ohio
Cincinnati 45209
Milacron Resin Abrasives Inc. 2090 Florence Avenue Hamilton Ohio
Cincinnati 45209
LOCATIONS WITH CHATTEL PAPER, INVENTORY, GOODS, EQUIPMENT AND/OR FIXTURES
GRANTOR ADDRESS COUNTY STATE/COUNTRY
- ----------------------------------------------------------------------------------------------------------------------------
Milacron Marketing Company 2090 Florence Avenue Hamilton Ohio
Cincinnati 45206
Milacron Marketing Company 2085 East First Street McPherson Kansas
McPherson 67460
Milacron Marketing Company 4165 Half Acre Road Clermont Ohio
Batavia 45103
Milacron Marketing Company 3000 Disney Street Hamilton Ohio
Cincinnati 45209
D-M-E Company 29111 Stephenson Highway Oakland Michigan
Madison Heights 48071
D-M-E Company 224 Oxmoor Circle, Suite 100 Jefferson Alabama
Birmingham 35209
D-M-E Company 8 Access Road Albany New York
Albany 12205
D-M-E Company 558 Leo Street Montgomery Ohio
Dayton 45404
D-M-E U.S.A. Inc. 6342 Ferry Avenue Charlevoix Michigan
Charlevoix 49720
D-M-E U.S.A. Inc. 1117 Fairplains Street Montcalm Michigan
Greenville 48838
D-M-E Company 11839 Westline Industrial Drive St. Louis Missouri
St. Louis 63146
D-M-E Company 4101 E. Royalton Road Cuyahoga Ohio
Broadview Heights 44147
D-M-E Company 1550 South Milliken Avenue, Suite A San Bernardino California
Ontario 91761
D-M-E U.S.A. Inc. 29111 Stephenson Highway Oakland Michigan
Madison Heights 48071
GRANTOR ADDRESS COUNTY STATE/COUNTRY
- ----------------------------------------------------------------------------------------------------------------------------
D-M-E Manufacturing Inc. 1975 N. 17th Avenue Cook Illinois
Melrose Park 60160
D-M-E Manufacturing Inc. 977 Loop Road Mifflin Pennsylvania
Lewistown 17044
D-M-E Manufacturing Inc. 70 East Hillis Street Westmoreland Pennsylvania
Youngwood 15697
Uniloy Milacron U.S.A. Inc. 10495 Highway M52 Washtenaw Michigan
Manchester 48158
Milacron Industrial Products, Inc. 1160 White Street Joseph Michigan
Sturgis 49091
D-M-E Company 1901 Oakcrest Avenue Ramsey Minnesota
St. Paul 55113
Uniloy Milacron U.S.A. Inc. 4165 Half Acre Road Clermont Ohio
Batavia 45103
Uniloy Milacron Inc. 5550 Occidental Highway Lenawee Michigan
Tecumseh 49286
Milacron Industrial Products, Inc. 361 Moose Lodge Road Grenada Mississippi
Grenada 38901
Milacron Industrial Products, Inc. 31003 Industrial Road Wayne Michigan
Livonia 48150
Milacron Marketing Company 31003 Industrial Road Wayne Michigan
Livonia 48150
Milacron Plastics Technologies Group 4165 Half Acre Road Clermont Ohio
Inc. Batavia 45103
Milacron Plastics Technologies Group 418 West Main Street Brown Ohio
Inc. Mt. Orab 45154
Northern Supply Company, Inc. 1901 Oakcrest Avenue Ramsey Minnesota
St. Paul 55113
GRANTOR ADDRESS COUNTY STATE/COUNTRY
- ----------------------------------------------------------------------------------------------------------------------------
Milacron International Marketing 2090 Florence Avenue Hamilton Ohio
Company Cincinnati 45209
Nickerson Machinery Chicago Inc. 10 Keith Way Norfolk Massachusetts
Hingham 02043
Pliers International, Inc. 10 Keith Way Norfolk Massachusetts
Hingham 02043
Oak International, Inc. 1160 White Street Joseph Michigan
Sturgis 49091
Oak International, Inc. 361 Moose Lodge Road Grenada Mississippi
Grenada 38901
Cimcool Industrial Products Inc. 3000 Disney Street Hamilton Ohio
Cincinnati 45209
Milacron Resin Abrasives Inc. n/a n/a n/a
Cimcool Industrial Products Inc. 21101 Fern Street Oakland Michigan
Oak Park 48237
SCHEDULE IV
DEPOSIT ACCOUNTS, SECURITIES ACCOUNTS AND COMMODITIES ACCOUNTS
Name and Address
of Institution Maintaining
Loan Party Account Account Number Type of Account
- -----------------------------------------------------------------------------------------------------------------------
Cimcool Industrial Products U.S. Bank National 199486689 Controlled Disbursement
Inc. Association
P.O. Box A512
Minneapolis, MN 55480
Milacron Inc. Fifth-Third Bank 89902763 Concentration/P/R Master
38 Fountain Square Plaza Funding/FX Funding
Cincinnati, OH 45263
Controlled Disbursement - P/R
73358433
Milacron Inc. Deutsche Bank Trust 50003445 Concentration/Wire - ACH
Company Americas Disbursements
P.O. Box 318,
Church Street Station
New York, NY 10008-0318
Milacron Inc. U.S. Bank National 919-9118 Miscellaneous Receipt
Association Miscellaneous Disbursements
P.O. Box A512
Minneapolis, MN 55480
199486705 FX and A/P Master Funding
Controlled Disbursement
Milacron Inc. PNC Bank, National 4076-914325 ACH Payments/Miscellaneous
Association Receipts/Miscellaneous
P.O. Box 821523 Disbursements
Philadelphia, PA 19182
4072-247238 Disbursement - Work Comp
Name and Address
of Institution Maintaining
Loan Party Account Account Number Type of Account
- -----------------------------------------------------------------------------------------------------------------------
Milacron Industrial Products U.S. Bank National 199465261 Controlled Disbursement
Inc. Association
P.O. Box A512
Minneapolis, MN 55480
Milacron Marketing Company Deutsche Bank Trust 50197657 Concentration - Receipts
Company Americas
P.O. Box 318, Church Street
Station
New York, NY 10008-0318
Milacron Marketing Company Fifth-Third Bank 74210852 Disbursement - Travel Direct
38 Fountain Square Plaza Deposit reimbursement
Cincinnati, OH 45263
Milacron Marketing Company PNC Bank, National 4060-034067 Lockbox
Association
P.O. Box 821523 4060-153904 Lockbox / ACH Disbursements
Philadelphia, PA 19182
Milacron Inc. Bank of America, N.A. 3751020268 Concentration/A/P Master
File #719880 Funding - Wear Tech (WT)
P.O. Box 61000
San Francisco, CA 94161
3299940314 Controlled Disbursement/WT
3750684964 Concentration/A/P Master
Funding - Uniloy
Milacron Marketing Company Bank One, N.A. 880823 Lockbox
P.O. Box 77000
Detroit, MI 48277-0176
Name and Address
of Institution Maintaining
Loan Party Account Account Number Type of Account
- -----------------------------------------------------------------------------------------------------------------------
Milacron Marketing Company U.S. Bank National 4801-42363 Controlled Disbursement
Association
P.O. Box A512 820-2384 Miscellaneous Receipt
Minneapolis, MN 55480 Miscellaneous Disbursements
FX Funding
199413840
Controlled Disbursement
Milacron Plastics U.S. Bank National 199486697 Controlled Disbursement
Technologies Group Inc. Association
P.O. Box A512
Minneapolis, MN 55480
D-M-E Company U.S. Bank National 130103011016 Controlled Disbursement
Association
P.O. Box A512
Minneapolis, MN 55480
D-M-E Company Comerica 1850-608801 Concentration/Lockbox/A/P
500 Woodward Avenue Disbursements
Detroit, MI 48226
Northern Supply Company, Inc. U.S. Bank National 8232-58561 Concentration/Deposit Account
Association
P.O. Box A512 Controlled Disbursement
Minneapolis, MN 55480 4890-28563
Oak International, Inc. Citizens Bank 45448628 Concentration
328 South Saginaw Street
Flint, MI 48502 45450194 Deposit/Disbursement
4511697791 Treasury Portfolio Sweep
Name and Address
of Institution Maintaining
Loan Party Account Account Number Type of Account
- -----------------------------------------------------------------------------------------------------------------------
Pliers International Inc. Fleet National Bank 31810868 Concentration/Deposit/
(d/b/a Nickerson Machinery One Fleet Way Disbursement
Chicago, Inc.) PA EH 0804NB
Scranton, PA 18507
Uniloy Milacron Inc. Bank of America, N.A. 101174036 Controlled Disbursement
File #719880
P.O. Box 61000
San Francisco, CA 94161
Uniloy Milacron U.S.A. Inc. U.S. Bank National 199-682-758 Concentration/Deposit Account
Association
P.O. Box A512
Minneapolis, MN 55480
Milacron Inc. Deutsche Asset Management 5000344500 Money Market Fund
P.O. Box 219210
Kansas City, MO 64121
Milacron Inc. Fifth-Third Bank 45355932 Money Market Fund
34 Fountain Square Plaza
Cincinnati, OH 45202
Milacron Inc. PNC Bank, National 24335 Money Market Fund
Association
Firstside Center
500 First Avenue
Mailstop P7-PFSC-03-D
Pittsburgh, PA 15219
D-M-E U.S.A. Inc. None
D-M-E Manufacturing Inc. None
Name and Address
of Institution Maintaining
Loan Party Account Account Number Type of Account
- -----------------------------------------------------------------------------------------------------------------------
Nickerson Machinery Chicago, None
Inc.
Milacron International None
Marketing Company
Milacron Resin Abrasives Inc. None
- -----------------------
(1) This is an "Excluded Deposit Account" (as defined in the Security
Agreement).
(2) This is an "Excluded Deposit Account" (as defined in the Security
Agreement).
SCHEDULE V
UCC FINANCING STATEMENTS
UCC Financing Statements have been filed in the jurisdictions below against the
Grantors:
NAME OF DEBTOR JURISDICTION
- -----------------------------------------------------------------------------------
Milacron Inc. Delaware (central)
Cimcool Industrial Products Inc. Delaware (central)
Milacron Plastics Technologies Group Inc. Delaware (central)
D-M-E Company Delaware (central)
Milacron Industrial Products, Inc. Michigan (central)
Uniloy Milacron Inc. Delaware (central)
Uniloy Milacron U.S.A. Inc. Michigan (central)
Milacron Marketing Company Ohio (central)
D-M-E U.S.A. Inc. Michigan (central)
D-M-E Manufacturing Inc. Delaware (central)
Oak International, Inc. Michigan (central)
Northern Supply Company, Inc. Minnesota (central)
Nickerson Machinery Chicago Inc. Illinois (central)
Pliers International Inc. Delaware (central)
Milacron International Marketing Company Delaware (central)
Milacron Resin Abrasives Inc. Delaware (central)
SCHEDULE VI
COMMERCIAL TORT CLAIMS
1. MILACRON INDUSTRIAL PRODUCTS, INC. and MILACRON INC. vs. LAWRENCE A. FRANKS,
NEWELL A. FRANKS, and FRED E. EDWARDS
Suit brought in the Circuit Court for the County of St. Joseph, Michigan (filed
on or about January 14, 2003) against the three individuals who sold Oak
International, Inc. to Milacron alleging breach of a covenant of non-competition
contained in the Stock Purchase Agreement and fraud related to the
non-disclosure of an entity in Italy utilizing formulations of Oak
International, Inc.
2. OAK INTERNATIONAL, INC. v. METALLOID CORPORATION, ET AL.
Suit was brought in the Circuit Court for the County of Huntington (IN) 16
October 2002 by Oak International Inc. for trade secret misappropriation and
unfair competition by Metalloid Corporation (Huntington, IN) and two former Oak
International, Inc. employees. The suit seeks damages and injunctive relief.
Claims against individual defendants of Oak International, Inc. and Milacron
Inc. have been dismissed as well as Oak International Inc.'s claim for unfair
competition. The court has granted Metalloid's request for mediation. A
scheduled mediation took place on 2 April 2004 but did not result in the
resolution of this matter. A hearing on Oak International Inc.'s motion for a
preliminary injunction and Metalloid's motion for summary judgment that certain
Oak International Inc. information does not qualify as trade secrets was held 4
February 2004; no ruling has been made on the motions.
3. MILACRON INC. v. GRAHAM ENGINEERING CORPORATION A/K/A GRAHAM MACHINERY GROUP
AND HOLLO PLASTICS EQUIPMENT, INC.
Suit was brought in US District Court for the Northern District of Ohio, Eastern
Division (filed October 2002, served December 2002) against Graham Engineering
Corporation alleging infringement of Milacron Inc.'s U.S. patent 5,062,052
relating to computer based controls for plastic molding machines. Graham is both
a manufacturer and an importer (products of Hesta of Germany) of blow molding
machinery. In December 2003 the court issued its ruling on interpretation of the
asserted patent and ordered court-supervised mediation. No resolution has been
reached through mediation. Graham filed summary judgment motions 13 February
2004 seeking rulings that the accused products do not infringe the asserted
patent and that the asserted patent is invalid.
EXHIBIT A
IP SECURITY AGREEMENT
[TRADEMARK][PATENT][COPYRIGHT] SECURITY AGREEMENT
[TRADEMARKS] [PATENTS] [COPYRIGHTS]
[TRADEMARK][PATENT][COPYRIGHT] SECURITY AGREEMENT ("Agreement"),
dated June___, 2004, is made by _____________, a ________corporation, located at
_________________ (the "Assignor") in favor of U.S. Bank National Association, a
_______________, located at _______________________, as Collateral Agent (in
such capacity, together with any permitted successors and assigns, "Assignee").
Capitalized terms used in this Agreement and not defined herein have the
meanings set forth for such terms in the Security Agreement (as hereinafter
defined).
WHEREAS, Assignor is [the applicant or registrant for the trademarks
and service marks listed on the annexed Schedule 1A hereto, which trademarks and
service marks are registered or applied for in the United States Patent and
Trademark Office (the "Trademarks")] [the patentee or applicant for the utility
patents, design patents, and patent applications listed on the annexed Schedule
1A, which patents are issued or applied for in the United States Patent and
Trademark Office (the "Patents")][the applicant or registrant for the copyrights
listed on the annexed Schedule 1A, which copyrights are registered in the United
States Copyright Office (the "Copyrights")];
WHEREAS, the Assignor has entered into a Security Agreement, dated
June____, 2004, among Assignor [and the other grantors signatory thereto], and
Assignee (as amended, restated, supplemented or otherwise modified from time to
time, the "Security Agreement");
WHEREAS, pursuant to the Security Agreement, as collateral security
for all of the Obligations, Assignor has pledged and assigned to Assignee, and
granted to Assignor, for the benefit of the Agents and the Lenders (as such
terms are defined in the Security Agreement) a continuing security interest in
the [Trademarks, together with, among other things, the goodwill of the business
symbolized by and associated with the Trademarks], [Patents], [Copyrights] and
the applications and registrations thereof, and all proceeds thereof (the
"Collateral");
NOW, THEREFORE, in consideration of the premises and agreements made
herein and in the Security Agreement, as collateral security for all of the
Obligations, Assignor hereby pledges and assigns to the Assignee, and grants to
the Assignee, for the benefit of the Agents and the Lenders, a continuing
security interest in the Collateral.
Assignor does hereby further acknowledge and affirm that the rights
and remedies of the Assignee with respect to the Collateral are more fully set
forth in the Security Agreement, the terms and provisions of which are hereby
incorporated herein by reference as if fully set forth herein.
IN WITNESS WHEREOF, the Assignor has caused this Agreement to be
executed and delivered by its officer thereunto duly authorized as of the date
above first written.
[GRANTOR]
By:______________________________________
Name:
Title:
STATE OF ____________
ss.:
COUNTY OF __________
On this ____ day of June, 2004, before me personally came
________________, to me known to be the person who executed the foregoing
instrument, and who, being duly sworn by me, did depose and say that s/he is the
________________ of _______________________________________, a
____________________, and that s/he executed the foregoing instrument in the
name of _______________________________________, and that s/he had authority to
sign the same, and s/he acknowledged to me that he executed the same as the act
and deed of said entity for the uses and purposes therein mentioned.
_____________________________
Notary Public
SCHEDULE 1A TO [TRADEMARK][PATENT][COPYRIGHT] SECURITY AGREEMENT
[Trademark Registrations and Trademark Applications]
[Patents and Patent Applications]
[Copyright Registrations and Copyright Applications]