AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON JULY 23, 2004 REGISTRATION NO. 333-114796 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 3 TO FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 --------------------- CSX TRANSPORTATION, INC. (Exact name of Registrant as specified in its charter) <Table> COMMONWEALTH OF VIRGINIA 4011 54-6000720 (State or other jurisdiction of (Primary Standard Industrial (I.R.S. Employer incorporation or organization) Classification Code No.) Identification No.) </Table> NYC NEWCO, INC. (Exact name of Registrant as specified in its charter) <Table> COMMONWEALTH OF VIRGINIA 4011 51-0500921 (State or other jurisdiction of (Primary Standard Industrial (I.R.S. Employer incorporation or organization) Classification Code No.) Identification No.) </Table> 500 WATER STREET, 15TH FLOOR JACKSONVILLE, FLORIDA 32202 (904) 359-3100 (Address, including zip code, and telephone number, including area code, of Registrant's principal executive offices) --------------------- ELLEN M. FITZSIMMONS, ESQ. SENIOR VICE PRESIDENT -- LAW AND PUBLIC AFFAIRS CSX TRANSPORTATION, INC. 500 WATER STREET, 15TH FLOOR JACKSONVILLE, FLORIDA 32202 (904) 359-3100 (Name, address, including zip code, and telephone number, including area code, of agent for service) WITH COPIES OF ALL COMMUNICATIONS TO: STEVEN A. COHEN, ESQ. JAMES COLE, JR., ESQ. WACHTELL, LIPTON, ROSEN & KATZ 51 WEST 52ND STREET NEW YORK, NEW YORK 10019 (212) 403-1000 --------------------- APPROXIMATE DATE OF COMMENCEMENT OF PROPOSED SALE TO PUBLIC: As soon as practicable after the effective date of this registration statement and the date upon which all other conditions to the exchange offer and consent solicitation described in the enclosed prospectus and consent solicitation statement have been satisfied or waived. If the securities being registered on this Form are being offered in connection with the formation of a holding company and there is compliance with General Instruction G, check the following box. [ ] If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. [ ] If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. [ ] --------------------- CALCULATION OF REGISTRATION FEE <Table> <Caption> - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- TITLE OF EACH CLASS OF AMOUNT TO BE PROPOSED MAXIMUM AGGREGATE AMOUNT OF SECURITIES TO BE REGISTERED REGISTERED(1) OFFERING PRICE(1), (2) REGISTRATION FEE - --------------------------------------------------------------------------------------------------------------------------------- 9 3/4% Notes Due June 15, 2020............ $231,000,000 $310,233,000 $39,307(1)(3) - --------------------------------------------------------------------------------------------------------------------------------- 7 7/8% Notes Due May 15, 2043............. $105,000,000 $122,482,500 $15,519(1)(3) - --------------------------------------------------------------------------------------------------------------------------------- Guarantee of the 9 3/4% Notes Due June 15, 2020.................................... $231,000,000 N/A (4) - --------------------------------------------------------------------------------------------------------------------------------- Guarantee of the 7 7/8% Notes Due May 15, 2043.................................... $105,000,000 N/A (4) - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- </Table> (1) Estimated solely for the purpose of computing the registration fee in accordance with Rule 457(f) under the Securities Act based on 42% of the outstanding principal amount of 9 3/4% Debentures of Consolidated Rail Corporation, or "Conrail," due June 15, 2020 ($231,000,000) and of 7 7/8% Debentures of Conrail due May 15, 2043 ($105,000,000), multiplied by the average of the bid and ask market price on April 20, 2004 for each of the 9 3/4% Debentures of Conrail (135%) and each of the 7 7/8% Debentures of Conrail (117%), respectively, represented in each case as a percentage of par, less an amount equal to 42% of the aggregate cash payment to be paid for each of the 9 3/4% Debentures of Conrail ($7.00 per $1,000 principal amount of such 9 3/4% Debentures) and for each of the 7 7/8% Debentures of Conrail ($7.50 per $1,000 principal amount of such 7 7/8% Debentures) validly tendered in the exchange offer and consent solicitation assuming 100% of the Debentures of Conrail are validly tendered and accepted for exchange in such exchange offer and consent solicitation. (2) Exclusive of accrued interest, if any. (3) Fee previously paid. (4) The 9 3/4% Notes and the 7 7/8% Notes to be issued by NYC Newco, Inc. will be guaranteed by CSX Transportation, Inc. Pursuant to Rule 457(n), no separate fee is required to be paid in respect of the guarantees of the 9 3/4% Notes or the 7 7/8% Notes which are being registered concurrently. --------------------- THE REGISTRANT HEREBY AMENDS THIS REGISTRATION STATEMENT ON SUCH DATE OR DATES AS MAY BE NECESSARY TO DELAY ITS EFFECTIVE DATE UNTIL THE REGISTRANT SHALL FILE A FURTHER AMENDMENT WHICH SPECIFICALLY STATES THAT THIS REGISTRATION STATEMENT SHALL THEREAFTER BECOME EFFECTIVE IN ACCORDANCE WITH SECTION 8(A) OF THE SECURITIES ACT OF 1933 OR UNTIL THE REGISTRATION STATEMENT SHALL BECOME EFFECTIVE ON SUCH DATE AS THE SECURITIES AND EXCHANGE COMMISSION, ACTING PURSUANT TO SAID SECTION 8(A), MAY DETERMINE. PART II INFORMATION NOT REQUIRED IN PROSPECTUS ITEM 21. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES <Table> <Caption> PAGE NUMBER OR EXHIBIT INCORPORATION BY NO. DESCRIPTION REFERENCE TO - ------- --------------------------------------------------------- --------------------------- 2.1 Form of Distribution Agreement by and among CSX Previously filed. Corporation, CSX Transportation, Inc., CSX Rail Holding Corporation, CSX Northeast Holding Corporation, New York Central Lines LLC, Norfolk Southern Corporation, Norfolk Southern Railway Company, Pennsylvania Lines LLC, Conrail Inc., Green Acquisition Corp., Consolidated Rail Corporation, CRR Holdings LLC, NYC Newco, Inc. and PRR Newco, Inc. 2.2 Form of Transaction Agreement Amendment by and among CSX Previously filed. Corporation, CSX Transportation, Inc., Norfolk Southern Corporation, Norfolk Southern Railway Company, Conrail Inc., Consolidated Rail Corporation and CRR Holdings LLC. 2.3 Form of Tax Allocation Agreement by and among Green Previously filed. Acquisition Corp., Conrail, Inc., Consolidated Rail Corporation, Pennsylvania Lines LLC and New York Central Lines LLC. 3.1 Amended and Restated Articles of Incorporation of CSX Incorporated by reference Transportation, Inc. to Exhibit 3.1 to CSX Transportation, Inc.'s Annual Report on Form 10-K for the fiscal year ended December 29, 1995, filed with the SEC on March 8, 1996. 3.2 Bylaws, as amended, of CSX Transportation, Inc. Incorporated herein by reference to Exhibit 3.2 to CSX Transportation, Inc.'s Annual Report on Form 10-K for the fiscal year ended December 26, 2003, filed with the SEC on March 10, 2004. 3.3 Articles of Incorporation of NYC Newco, Inc. Previously filed. 3.4 Bylaws of NYC Newco, Inc. Previously filed. 4.1 Form of Indenture for Senior Securities, by and among NYC Previously filed. Newco, Inc., as Issuer, CSX Transportation, Inc., as Guarantor, and The Bank of New York, as Trustee. 4.2 Form of 9 3/4% Global Note due 2020. Previously filed. 4.3 Form of 7 7/8% Global Note due 2043. Previously filed. 4.4 In accordance with Item 601(b)(4)(iii) of Regulation S-K, N/A copies of instruments of CSXT and its subsidiaries with respect to the rights of holders of long-term debt not being registered herein are not filed herewith, or incorporated by reference, but will be furnished to the Commission upon request. 5.1 Opinion of Wachtell, Lipton, Rosen & Katz, special Filed herewith. counsel to CSX Transportation, Inc. and NYC Newco, Inc. 12.1 Computation of Ratio of Earnings to Fixed Charges for CSX Previously filed. Transportation, Inc. and Subsidiaries. 23.1 Consent of Ernst & Young LLP. Previously filed. 23.2 Consent of Ernst & Young LLP and KPMG LLP, independent Previously filed. registered public accounting firms. </Table> II-1 <Table> <Caption> PAGE NUMBER OR EXHIBIT INCORPORATION BY NO. DESCRIPTION REFERENCE TO - ------- --------------------------------------------------------- --------------------------- 23.3 Consent of Wachtell, Lipton, Rosen & Katz. Included in Exhibit 5.1. 24.1 Powers of Attorney. Previously filed. 25.1 Statement of Eligibility and Qualification on Form T-1 of Previously filed. The Bank of New York, as trustee under the Indenture for the 9 3/4% Notes due 2020 and the 7 7/8% Notes due 2043. 99.1 Form of Letter of Consent/Transmittal. Previously filed. 99.2 Form of Notice of Guaranteed Delivery. Previously filed. 99.3 Form of Client Letter. Previously filed. 99.4 Form of Letter to Brokers, Dealers, Commercial Banks, Previously filed. Trust Companies and Other Nominees. 99.5 Guidelines for Certification of Taxpayer Identification Previously filed. Number on Substitute Form W-9. 99.6 Indenture, dated as of May 1, 1990, between Consolidated Previously filed. Rail Corporation and J.P. Morgan Trust Company, National Association, as successor to Bank One Trust Company, N.A., a national banking corporation, which was successor in interest to The First National Bank of Chicago, a national banking association. 99.7 Conrail Supplemental Indenture, dated as of August 25, Previously filed. 1998, between Consolidated Rail Corporation and J.P. Morgan Trust Company, National Association, as successor to Bank One Trust Company, N.A., a national banking corporation, which was successor in interest to The First National Bank of Chicago, a national banking association. </Table> II-2 SIGNATURES Pursuant to the requirements of the Securities Act, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Jacksonville, State of Florida, on this 23rd day of July, 2004. CSX TRANSPORTATION, INC. By: /s/ CAROLYN T. SIZEMORE ------------------------------------ Name: Carolyn T. Sizemore Title: Vice-President and Controller NYC NEWCO, INC. By: /s/ CAROLYN T. SIZEMORE ------------------------------------ Name: Carolyn T. Sizemore Title: Vice-President and Controller Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated. <Table> <Caption> SIGNATURE TITLE DATE --------- ----- ---- * Chairman of the Board, President July 23, 2004 - ------------------------------------------------ and Chief Executive Officer of CSX Michael J. Ward Transportation, Inc. (Principal Executive Officer) * Executive Vice President, Chief July 23, 2004 - ------------------------------------------------ Financial Officer and Director of Oscar Munoz CSX Transportation, Inc. (Principal Financial Officer) /s/ CAROLYN T. SIZEMORE Vice President and Controller of July 23, 2004 - ------------------------------------------------ CSX Transportation, Inc. (Principal Carolyn T. Sizemore Accounting Officer) * Director of CSX Transportation, July 23, 2004 - ------------------------------------------------ Inc. Clarence W. Gooden * President of NYC Newco, Inc. July 23, 2004 - ------------------------------------------------ (Principal Executive Officer) Ellen M. Fitzsimmons /s/ CAROLYN T. SIZEMORE Vice President and Controller of July 23, 2004 - ------------------------------------------------ NYC Newco, Inc. (Principal Carolyn T. Sizemore Accounting Officer) </Table> II-3 <Table> <Caption> SIGNATURE TITLE DATE --------- ----- ---- * Vice President and Director of NYC July 23, 2004 - ------------------------------------------------ Newco, Inc. (Principal Financial David A. Boor Officer) * Vice President and Director of NYC July 23, 2004 - ------------------------------------------------ Newco, Inc. Peter J. Shudtz * Vice President and Director of NYC July 23, 2004 - ------------------------------------------------ Newco, Inc. Nathan D. Goldman *By: /s/ CAROLYN T. SIZEMORE ------------------------------------------ Carolyn T. Sizemore Attorney-in-fact Dated: July 23, 2004 </Table> II-4 EXHIBIT INDEX <Table> <Caption> PAGE NUMBER OR EXHIBIT INCORPORATION BY NO. DESCRIPTION REFERENCE TO - ------- --------------------------------------------------------- --------------------------- 2.1 Form of Distribution Agreement by and among CSX Previously filed. Corporation, CSX Transportation, Inc., CSX Rail Holding Corporation, CSX Northeast Holding Corporation, New York Central Lines LLC, Norfolk Southern Corporation, Norfolk Southern Railway Company, Pennsylvania Lines LLC, Conrail Inc., Green Acquisition Corp., Consolidated Rail Corporation, CRR Holdings LLC, NYC Newco, Inc. and PRR Newco, Inc. 2.2 Form of Transaction Agreement Amendment by and among CSX Previously filed. Corporation, CSX Transportation, Inc., Norfolk Southern Corporation, Norfolk Southern Railway Company, Conrail Inc., Consolidated Rail Corporation and CRR Holdings LLC. 2.3 Form of Tax Allocation Agreement by and among Green Previously filed. Acquisition Corp., Conrail, Inc., Consolidated Rail Corporation, Pennsylvania Lines LLC and New York Central Lines LLC. 3.1 Amended and Restated Articles of Incorporation of CSX Incorporated by reference Transportation, Inc. to Exhibit 3.1 to CSX Transportation, Inc.'s Annual Report on Form 10-K for the fiscal year ended December 29, 1995, filed with the SEC on March 8, 1996. 3.2 Bylaws, as amended, of CSX Transportation, Inc. Incorporated herein by reference to Exhibit 3.2 to CSX Transportation, Inc.'s Annual Report on Form 10-K for the fiscal year ended December 26, 2003, filed with the SEC on March 10, 2004. 3.3 Articles of Incorporation of NYC Newco, Inc. Previously filed. 3.4 Bylaws of NYC Newco, Inc. Previously filed. 4.1 Form of Indenture for Senior Securities, by and among NYC Previously filed. Newco, Inc., as Issuer, CSX Transportation, Inc., as Guarantor, and The Bank of New York, as Trustee. 4.2 Form of 9 3/4% Global Note due 2020. Previously filed. 4.3 Form of 7 7/8% Global Note due 2043. Previously filed. 4.4 In accordance with Item 601(b)(4)(iii) of Regulation S-K, N/A copies of instruments of CSXT and its subsidiaries with respect to the rights of holders of long-term debt not being registered herein are not filed herewith, or incorporated by reference, but will be furnished to the Commission upon request. 5.1 Opinion of Wachtell, Lipton, Rosen & Katz, special Filed herewith. counsel to CSX Transportation, Inc. and NYC Newco, Inc. 12.1 Computation of Ratio of Earnings to Fixed Charges for CSX Previously filed. Transportation, Inc. and Subsidiaries. 23.1 Consent of Ernst & Young LLP. Previously filed. 23.2 Consent of Ernst & Young LLP and KPMG LLP, independent Previously filed. registered public accounting firms. 23.3 Consent of Wachtell, Lipton, Rosen & Katz. Included in Exhibit 5.1. 24.1 Powers of Attorney. Previously filed. </Table> <Table> <Caption> PAGE NUMBER OR EXHIBIT INCORPORATION BY NO. DESCRIPTION REFERENCE TO - ------- --------------------------------------------------------- --------------------------- 25.1 Statement of Eligibility and Qualification on Form T-1 of Previously filed. The Bank of New York, as trustee under the Indenture for the 9 3/4% Notes due 2020 and the 7 7/8% Notes due 2043. 99.1 Form of Letter of Consent/Transmittal. Previously filed. 99.2 Form of Notice of Guaranteed Delivery. Previously filed. 99.3 Form of Client Letter. Previously filed. 99.4 Form of Letter to Brokers, Dealers, Commercial Banks, Previously filed. Trust Companies and Other Nominees. 99.5 Guidelines for Certification of Taxpayer Identification Previously filed. Number on Substitute Form W-9. 99.6 Indenture, dated as of May 1, 1990, between Consolidated Previously filed. Rail Corporation and J.P. Morgan Trust Company, National Association, as successor to Bank One Trust Company, N.A., a national banking corporation, which was successor in interest to The First National Bank of Chicago, a national banking association. 99.7 Conrail Supplemental Indenture, dated as of August 25, Previously filed. 1998, between Consolidated Rail Corporation and J.P. Morgan Trust Company, National Association, as successor to Bank One Trust Company, N.A., a national banking corporation, which was successor in interest to The First National Bank of Chicago, a national banking association. </Table>