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UNITED STATES OMB APPROVAL
SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0582
WASHINGTON, DC 20549 Expires: March 31, 2006
Estimated average burden
FORM N-PX hours per response..14.4
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number
---------------------------------------------
Phoenix Equity Series
- -------------------------------------------------------------------------------
(Exact name of registrant as specified in charter)
101 Munson Street, Greenfield, MA 01301
- -------------------------------------------------------------------------------
(Address of principal executive offices) (Zip code)
John Flores, Esq.
Phoenix Life Insurance Co., One American Row, Hartford, CT 06102
- -------------------------------------------------------------------------------
(Name and address of agent for service)
Registrant's telephone number, including area code: 800-243-1574
---------------------------
Date of fiscal year end: 8/31
-------------------
Date of reporting period: 7/1/04-6/30/05
------------------
Form N-PX is to be used by a registered management investment company,
other than a small business investment company registered on Form N-5 (Sections
239.24 and 274.5 of this chapter), to file reports with the Commission, not
later than August 31 of each year, containing the registrant's proxy voting
record for the most recent twelve-month period ended June 30, pursuant to
section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder
(17 CFR 270.30b1-4). The Commission may use the information provided on Form
N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form
N-PX, and the Commission will make this information public. A registrant is not
required to respond to the collection of information contained in Form N-PX
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for reducing the
burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street,
NW, Washington, DC 20549-0609. The OMB has reviewed this collection of
information under the clearance requirements of 44 U.S.C. Section 3507.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-08245
Reporting Period: 07/01/2004 - 06/30/2005
Phoenix Equity Series Fund
==================== PHOENIX-OAKHURST GROWTH & INCOME FUND =====================
3M COMPANY
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 10, 2005 Meeting Type: ANNUAL
Record Date: MAR 11, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS AS 3M'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3 APPROVAL OF THE 2005 MANAGEMENT STOCK FOR FOR Management
OWNERSHIP PROGRAM
4 STOCKHOLDER PROPOSAL RELATING TO ANIMAL FOR AGAINST Shareholder
TESTING
5 STOCKHOLDER PROPOSAL RELATING TO FOR AGAINST Shareholder
OPERATIONS IN CHINA
- --------------------------------------------------------------------------------
ACCENTURE LTD BERMUDA
Ticker: ACN Security ID: G1150G111
Meeting Date: FEB 2, 2005 Meeting Type: Annual
Record Date: DEC 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joe W. Forehand For For Management
1.2 Elect Director Blythe J. Mcgarvie For For Management
1.3 Elect Director Sir Mark Moody-Stuart For For Management
2 APPROVAL OF BYE-LAW AMENDMENTS TO For For Management
RELOCATE INTO THE BYE-LAWS EXISTING
CONTRACTUAL RESTRICTIONS APPLICABLE TO
CLASS A COMMON SHARES OF PARTNERS AND
FORMER PARTNERS BENEFICIALLY OWNED BY
THEM PRIOR TO ACCENTURE S INITIAL PUBLIC
OFFERING.
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ADTRAN, INC.
Ticker: ADTN Security ID: 00738A106
Meeting Date: MAY 18, 2005 Meeting Type: ANNUAL
Record Date: MAR 21, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2005.
3 APPROVE THE ADTRAN, INC. 2005 DIRECTORS FOR FOR Management
STOCK OPTION PLAN.
- --------------------------------------------------------------------------------
AETNA INC.
Ticker: AET Security ID: 00817Y108
Meeting Date: APR 29, 2005 Meeting Type: ANNUAL
Record Date: FEB 25, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 APPROVAL OF INDEPENDENT REGISTERED PUBLIC FOR FOR Management
ACCOUNTING FIRM
3 APPROVAL OF 2000 STOCK INCENTIVE PLAN FOR FOR Management
PERFORMANCE CRITERIA
4 APPROVAL OF 2001 ANNUAL INCENTIVE PLAN FOR FOR Management
PERFORMANCE CRITERIA
5 SHAREHOLDER PROPOSAL ON CUMULATIVE VOTING AGAINST FOR Shareholder
6 SHAREHOLDER PROPOSAL ON STOCK OPTION AGAINST FOR Shareholder
EXPENSING
- --------------------------------------------------------------------------------
AFLAC INCORPORATED
Ticker: AFL Security ID: 001055102
Meeting Date: MAY 2, 2005 Meeting Type: CONTESTED ANNUAL
Record Date: FEB 23, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF APPOINTMENT OF KPMG LLP FOR FOR Management
AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
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AGILENT TECHNOLOGIES INC.
Ticker: A Security ID: 00846U101
Meeting Date: MAR 1, 2005 Meeting Type: Annual
Record Date: JAN 3, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Heidi Kunz For For Management
1.2 Elect Director David M. Lawrence, M.D. For For Management
1.3 Elect Director A. Barry Rand For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
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ALCON, INC.
Ticker: ACL Security ID: H01301102
Meeting Date: MAY 3, 2005 Meeting Type: ANNUAL
Record Date: MAR 24, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE 2004 ANNUAL REPORT AND null null Management
ACCOUNTS OF ALCON, INC. AND THE 2004
CONSOLIDATED FINANCIAL STATEMENTS OF
ALCON, INC. AND SUBSIDIARIES
2 APPROPRIATION OF AVAILABLE EARNINGS AND null null Management
PROPOSED DIVIDEND TO SHAREHOLDERS FOR THE
FINANCIAL AR 2004
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF null null Management
DIRECTORS
4A ELECTION TO THE BOARD OF DIRECTORS OF : null null Management
THOMAS G. PLASKETT
4B ELECTION TO THE BOARD OF DIRECTORS OF: null null Management
WOLFGANG H. REICHENBERGER
4C ELECTION TO THE BOARD OF DIRECTORS OF : null null Management
CARY RAYMENT
5 ELECTION OF KPMG KLYNVELD PEAT MARWICK null null Management
GOERDELER SA, ZURICH, AS GROUP AND PARENT
COMPANY AUDITORS
6 ELECTION OF ZENSOR REVISIONS AG, ZUG, AS null null Management
SPECIAL AUDITORS
- --------------------------------------------------------------------------------
ALLTEL CORPORATION
Ticker: AT Security ID: 20039103
Meeting Date: APR 21, 2005 Meeting Type: ANNUAL
Record Date: FEB 24, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF APPOINTMENT OF FOR FOR Management
INDEPENDENT AUDITORS
- --------------------------------------------------------------------------------
AMERISOURCEBERGEN CORP
Ticker: ABC Security ID: 03073E105
Meeting Date: MAR 4, 2005 Meeting Type: Annual
Record Date: JAN 10, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney H. Brady For Did Not Management
Vote
1.2 Elect Director Charles H. Cotros For Did Not Management
Vote
1.3 Elect Director Jane E. Henney, M.D. For Did Not Management
Vote
1.4 Elect Director R. David Yost For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
AON CORPORATION
Ticker: AOC Security ID: 037389103
Meeting Date: MAY 20, 2005 Meeting Type: ANNUAL
Record Date: MAR 23, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS AON'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
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APPLE COMPUTER, INC.
Ticker: AAPL Security ID: 37833100
Meeting Date: APR 21, 2005 Meeting Type: ANNUAL
Record Date: MAR 1, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 TO APPROVE THE APPLE COMPUTER, INC. FOR FOR Management
PERFORMANCE BONUS PLAN.
3 TO APPROVE AMENDMENTS TO THE 2003 FOR FOR Management
EMPLOYEE STOCK OPTION PLAN, INCLUDING AN
INCREASE IN THE NUMBER OF SHARES OF
COMMON STOCK RESERVED FOR ISSUANCE
THEREUNDER BY 49 MILLION SHARES.
4 TO APPROVE AN AMENDMENT TO THE EMPLOYEE FOR FOR Management
STOCK PURCHASE PLAN TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK RESERVED
FOR ISSUANCE THEREUNDER BY 2 MILLION
SHARES.
5 TO RATIFY THE APPOINTMENT OF KPMG LLP AS FOR FOR Management
INDEPENDENT AUDITORS OF THE COMPANY FOR
FISCAL YEAR 2005.
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APPLERA CORP
Ticker: CRA Security ID: 038020103
Meeting Date: OCT 21, 2004 Meeting Type: Annual
Record Date: AUG 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Ayers For For Management
1.2 Elect Director Jean-Luc Belingard For For Management
1.3 Elect Director Robert H. Hayes For For Management
1.4 Elect Director Arnold J. Levine For For Management
1.5 Elect Director William H. Longfield For For Management
1.6 Elect Director Theodore E. Martin For For Management
1.7 Elect Director Carolyn W. Slayman For For Management
1.8 Elect Director Orin R. Smith For For Management
1.9 Elect Director James R. Tobin For For Management
1.10 Elect Director Tony L. White For For Management
2 Ratify Auditors For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Omnibus Stock Plan For For Management
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ARCHER-DANIELS-MIDLAND COMPANY
Ticker: ADM Security ID: 039483102
Meeting Date: NOV 4, 2004 Meeting Type: Annual
Record Date: SEP 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Allen Andreas For For Management
1.2 Elect Director Alan L. Boeckmann For For Management
1.3 Elect Director Mollie Hale Carter For For Management
1.4 Elect Director Roger S. Joslin For For Management
1.5 Elect Director Patrick J. Moore For For Management
1.6 Elect Director M. Brian Mulroney For For Management
1.7 Elect Director Thomas F. O'Neill For For Management
1.8 Elect Director O.G. Webb For For Management
1.9 Elect Director Kelvin R. Westbrook For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Employee Stock Purchase Plan For For Management
4 Report on Genetically Engineered Products Against Against Shareholder
- --------------------------------------------------------------------------------
AT&T CORP.
Ticker: T Security ID: 001957505
Meeting Date: JUN 30, 2005 Meeting Type: ANNUAL
Record Date: MAY 27, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 ADOPT THE MERGER AGREEMENT AMONG SBC, FOR FOR Management
AT&T AND MERGER SUB
1A ADJOURNMENT TO PERMIT FURTHER FOR FOR Management
SOLICITATION OF PROXIES IN FAVOR OF ITEM
1
2 DIRECTOR FOR FOR Management
3 RATIFICATION OF AUDITORS FOR FOR Management
4 NO FUTURE STOCK OPTIONS FOR AGAINST Shareholder
5 LINK RESTRICTED STOCK UNIT VESTING TO FOR AGAINST Shareholder
PERFORMANCE
6 EXECUTIVE COMPENSATION FOR AGAINST Shareholder
7 POISON PILL AGAINST FOR Shareholder
8 SHAREHOLDER APPROVAL OF FUTURE SERPS FOR AGAINST Shareholder
9 SHAREHOLDER RATIFICATION OF SERVERANCE FOR AGAINST Shareholder
AGREEMENTS
- --------------------------------------------------------------------------------
AUTODESK, INC
Ticker: ADSK Security ID: 052769106
Meeting Date: JUN 23, 2005 Meeting Type: ANNUAL
Record Date: MAY 2, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO APPROVE AUTODESK'S 2006 STOCK FOR FOR Management
PLAN AND THE RESERVATION OF 25,000,000
SHARES OF AUTODESK'S COMMON STOCK FOR
ISSUANCE THEREUNDER.
3 PROPOSAL TO APPROVE AUTODESK'S AMENDED FOR FOR Management
AND RESTATED CERTIFICATE OF
INCORPORATION, INCREASING THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK FROM
400 MILLION SHARES TO 750 MILLION SHARES.
4 PROPOSAL TO APPROVE AUTODESK'S EXECUTIVE FOR FOR Management
INCENTIVE PLAN.
5 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
ERNST & YOUNG LLP AS AUTODESK'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JANUARY
31, 2006.
- --------------------------------------------------------------------------------
AUTOLIV, INC.
Ticker: ALV Security ID: 52800109
Meeting Date: APR 26, 2005 Meeting Type: ANNUAL
Record Date: MAR 1, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 APPROVAL OF ERNST & YOUNG AB AS FOR FOR Management
INDEPENDENT AUDITORS OF THE COMPANY.
- --------------------------------------------------------------------------------
AVAYA INC
Ticker: AV Security ID: 053499109
Meeting Date: FEB 15, 2005 Meeting Type: Annual
Record Date: DEC 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip A. Odeen For For Management
1.2 Elect Director Hellene S. Runtagh For For Management
1.3 Elect Director Paula Stern For For Management
1.4 Elect Director Richard F. Wallman For For Management
- --------------------------------------------------------------------------------
AVNET, INC.
Ticker: AVT Security ID: 053807103
Meeting Date: NOV 11, 2004 Meeting Type: Annual
Record Date: SEP 13, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eleanor Baum For For Management
1.2 Elect Director J. Veronica Biggins For For Management
1.3 Elect Director Lawrence W. Clarkson For For Management
1.4 Elect Director Ehud Houminer For For Management
1.5 Elect Director James A. Lawrence For For Management
1.6 Elect Director Frank R. Noonan For For Management
1.7 Elect Director Ray M. Robinson For For Management
1.8 Elect Director Gary L. Tooker For For Management
1.9 Elect Director Roy Vallee For For Management
2 Ratify Auditors For For Management
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BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 60505104
Meeting Date: APR 27, 2005 Meeting Type: ANNUAL
Record Date: MAR 4, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF INDEPENDENT PUBLIC FOR FOR Management
ACCOUNTANTS
3 STOCKHOLDER PROPOSAL - POLITICAL AGAINST FOR Shareholder
CONTRIBUTIONS
4 STOCKHOLDER PROPOSAL - NOMINATION OF FOR AGAINST Shareholder
DIRECTORS
- --------------------------------------------------------------------------------
BANK OF HAWAII CORPORATION
Ticker: BOH Security ID: 62540109
Meeting Date: APR 29, 2005 Meeting Type: ANNUAL
Record Date: FEB 28, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 APPROVAL OF BANK OF HAWAII CORPORATION FOR FOR Management
AMENDED AND RESTATED DIRECTOR STOCK
COMPENSATION PLAN.
3 RATIFICATION OF SELECTION OF INDEPENDENT FOR FOR Management
REGISTERED PUBLIC ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
BAUSCH & LOMB INCORPORATED
Ticker: BOL Security ID: 71707103
Meeting Date: APR 26, 2005 Meeting Type: ANNUAL
Record Date: MAR 1, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF PRICEWATERHOUSECOOPERS FOR FOR Management
LLP AS INDEPENDENT ACCOUNTANTS FOR 2005
3A PROPOSAL TO AMEND THE COMPANY'S FOR FOR Management
CERTIFICATE OF INCORPORATION AND BY-LAWS
TO AUTHORIZE ANNUAL ELECTION OF ALL
MEMBERS OF THE BOARD OF DIRECTORS (PROXY
STATEMENT P. 23)
3B PROPOSAL TO AMEND THE COMPANY'S FOR FOR Management
CERTIFICATE OF INCORPORATION AND BY-LAWS
TO PERMIT SETTING THE NUMBER OF DIRECTORS
BY A MAJORITY VOTE OF THE SHAREHOLDERS
3C PROPOSAL TO REMOVE PROVISIONS REGARDING AGAINST AGAINST Management
FILLING OF NEWLY CREATED DIRECTORSHIPS
AND VACANCIES ON THE BOARD OF DIRECTORS.
3D PROPOSAL TO AMEND THE COMPANY'S FOR FOR Management
CERTIFICATE OF INCORPORATION AND BY-LAWS
TO PERMIT REMOVAL OF DIRECTORS FOR CAUSE
BY A MAJORITY VOTE OF THE SHAREHOLDERS.
3E PROPOSAL TO AMEND THE COMPANY'S FOR FOR Management
CERTIFICATE OF INCORPORATION TO REMOVE
SUPERMAJORITY VOTING PROVISIONS WITH
RESPECT TO CERTAIN AMENDMENTS TO THE
CERTIFICATE OF INCORPORATION
- --------------------------------------------------------------------------------
BB&T CORPORATION
Ticker: BBT Security ID: 54937107
Meeting Date: APR 26, 2005 Meeting Type: ANNUAL
Record Date: MAR 7, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS BB&T'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2005.
- --------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY
Ticker: BDX Security ID: 075887109
Meeting Date: FEB 1, 2005 Meeting Type: Annual
Record Date: DEC 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Basil L. Anderson For For Management
1.2 Elect Director Gary A. Mecklenburg For For Management
1.3 Elect Director James E. Perrella For For Management
1.4 Elect Director Alfred Sommer For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Restore or Provide for Cumulative Voting Against For Shareholder
- --------------------------------------------------------------------------------
BELLSOUTH CORPORATION
Ticker: BLS Security ID: 79860102
Meeting Date: APR 25, 2005 Meeting Type: ANNUAL
Record Date: MAR 7, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFY THE APPOINTMENT OF THE INDEPENDENT FOR FOR Management
REGISTERED PUBLIC ACCOUNTING FIRM
3 SHAREHOLDER PROPOSAL RE: DISCLOSURE OF AGAINST FOR Shareholder
POLITICAL CONTRIBUTIONS
- --------------------------------------------------------------------------------
BEST BUY CO., INC.
Ticker: BBY Security ID: 086516101
Meeting Date: JUN 23, 2005 Meeting Type: ANNUAL
Record Date: JUN 23, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT FISCAL YEAR.
- --------------------------------------------------------------------------------
BLOCKBUSTER, INC.
Ticker: BBI Security ID: 093679108
Meeting Date: JUL 20, 2004 Meeting Type: Annual
Record Date: JUN 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael D. Fricklas For Withhold Management
1.2 Elect Director John L. Meufling For For Management
1.3 Elect Director Sumner M. Redstone For Withhold Management
2 Amend Articles/Bylaws/Charter-Non-Routine For Against Management
3 Amend Omnibus Stock Plan For Against Management
4 Approve Omnibus Stock Plan For Against Management
5 Amend Executive Incentive Bonus Plan For For Management
6 Amend Non-Employee Director Stock Option For For Management
Plan
7 Amend Chairman's Award Plan For For Management
8 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 3, 2005 Meeting Type: ANNUAL
Record Date: MAR 7, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF INDEPENDENT REGISTERED FOR FOR Management
PUBLIC ACCOUNTING FIRM
3 APPROVAL OF RESTATED CERTIFICATE OF FOR FOR Management
INCORPORATION
4 POLITICAL CONTRIBUTIONS AGAINST FOR Shareholder
5 HIV/AIDS-TB-MALARIA AGAINST ABSTAIN Shareholder
6 ANIMAL TESTING AGAINST ABSTAIN Shareholder
7 SEPARATION OF CHAIRMAN AND CEO POSITIONS AGAINST ABSTAIN Shareholder
8 RESTATEMENT SITUATIONS AGAINST ABSTAIN Shareholder
9 RESTRICTED STOCK AGAINST ABSTAIN Shareholder
10 DIRECTOR VOTE THRESHOLD FOR AGAINST Shareholder
- --------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION
Ticker: COF Security ID: 14040H105
Meeting Date: APR 28, 2005 Meeting Type: ANNUAL
Record Date: FEB 28, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF ERNST & YOUNG LLP AS FOR FOR Management
INDEPENDENT AUDITORS OF THE CORPORATION
FOR 2005.
3 STOCKHOLDER PROPOSAL: DIRECTOR ELECTION FOR AGAINST Shareholder
MAJORITY VOTE STANDARD.
4 STOCKHOLDER PROPOSAL: REPORT ON LONG-TERM FOR AGAINST Shareholder
TARGETS FOR STOCK OPTIONS TO BE HELD BY
EXECUTIVES.
- --------------------------------------------------------------------------------
CEPHALON, INC.
Ticker: CEPH Security ID: 156708109
Meeting Date: MAY 18, 2005 Meeting Type: ANNUAL
Record Date: MAR 24, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF APPOINTMENT OF FOR FOR Management
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE FISCAL YEAR ENDED DECEMBER 31,
2005.
- --------------------------------------------------------------------------------
CHEVRONTEXACO CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: APR 27, 2005 Meeting Type: ANNUAL
Record Date: MAR 1, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF INDEPENDENT REGISTERED FOR FOR Management
PUBLIC ACCOUNTING FIRM
3 DIRECTORS' COMPENSATION FOR AGAINST Shareholder
4 EXECUTIVE SEVERANCE AGREEMENTS FOR AGAINST Shareholder
5 STOCK OPTION EXPENSING AGAINST FOR Shareholder
6 ANIMAL TESTING FOR AGAINST Shareholder
7 OIL & GAS DRILLING IN PROTECTED/SENSITIVE FOR AGAINST Shareholder
AREAS
8 REPORT ON ECUADOR FOR AGAINST Shareholder
- --------------------------------------------------------------------------------
CIGNA CORPORATION
Ticker: CI Security ID: 125509109
Meeting Date: APR 27, 2005 Meeting Type: ANNUAL
Record Date: FEB 28, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS.
3 APPROVAL OF CIGNA LONG-TERM INCENTIVE FOR FOR Management
PLAN.
- --------------------------------------------------------------------------------
CINCINNATI FINANCIAL CORPORATION
Ticker: CINF Security ID: 172062101
Meeting Date: APR 23, 2005 Meeting Type: ANNUAL
Record Date: FEB 28, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFYING THE SELECTION OF DELOITTE & FOR FOR Management
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2005.
3 APPROVING AN INCREASE IN THE AUTHORIZED FOR FOR Management
SHARES OF COMMON STOCK.
4 ADOPTING CINCINNATI FINANCIAL CORPORATION FOR FOR Management
STOCK OPTION PLAN NO. VIII.
5 APPROVING CINCINNATI FINANCIAL FOR FOR Management
CORPORATION 2003 NON-EMPLOYEE DIRECTORS'
STOCK PLAN.
- --------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 18, 2004 Meeting Type: Annual
Record Date: SEP 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol A. Bartz For For Management
1.2 Elect Director M. Michele Burns For For Management
1.3 Elect Director Larry R. Carter For For Management
1.4 Elect Director John T. Chambers For For Management
1.5 Elect Director Dr. James F. Gibbons For For Management
1.6 Elect Director Dr. John L. Hennessy For For Management
1.7 Elect Director Roderick C. McGeary For For Management
1.8 Elect Director James C. Morgan For For Management
1.9 Elect Director John P. Morgridge For For Management
1.10 Elect Director Donald T. Valentine For For Management
1.11 Elect Director Steven M. West For For Management
1.12 Elect Director Jerry Yang For For Management
2 Ratify Auditors For For Management
3 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
CITIGROUP
Ticker: C Security ID: 172967101
Meeting Date: APR 19, 2005 Meeting Type: ANNUAL
Record Date: FEB 25, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO RATIFY THE SELECTION OF KPMG FOR FOR Management
LLP AS CITIGROUP'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2005.
3 PROPOSAL TO APPROVE THE AMENDED AND FOR FOR Management
RESTATED CITIGROUP 1999 STOCK INCENTIVE
PLAN. THE BOARD OF DIRECTORS RECOMMENDS
A VOTE AGAINST PROPOSALS 4-10.
4 STOCKHOLDER PROPOSAL REQUESTING A CURB ON FOR AGAINST Shareholder
EXECUTIVE COMPENSATION, NO FUTURE STOCK
OPTION GRANTS AND NO RENEWALS OR
EXTENSIONS OF OPTION PLANS
5 STOCKHOLDER PROPOSAL REQUESTING A REPORT AGAINST FOR Shareholder
ON POLITICAL CONTRIBUTIONS.
6 STOCKHOLDER PROPOSAL REQUESTING THAT THE FOR AGAINST Shareholder
CHAIRMAN OF THE BOARD HAVE NO MANAGEMENT
DUTIES, TITLES OR RESPONSIBILITIES.
7 STOCKHOLDER PROPOSAL REQUESTING THAT CEO FOR AGAINST Shareholder
COMPENSATION BE LIMITED TO NO MORE THAN
100 TIMES THE AVERAGE COMPENSATION PAID
TO THE COMPANY'S NON-MANAGERIAL WORKERS
UNLESS PRIOR STOCKHOLDER APPROVAL IS
GRANTED.
8 STOCKHOLDER PROPOSAL REQUESTING ELECTION FOR AGAINST Shareholder
OF DIRECTOR NOMINEES BY A MAJORITY OF
VOTES CAST.
9 STOCKHOLDER PROPOSAL REQUESTING A BY-LAW FOR AGAINST Shareholder
AMENDMENT PROHIBITING THE PAYMENT OF
NON-DEDUCTIBLE COMPENSATION TO ANY
OFFICER UNLESS PRIOR STOCKHOLDER APPROVAL
IS GRANTED.
10 STOCKHOLDER PROPOSAL REQUESTING THAT A FOR AGAINST Shareholder
SIMPLE MAJORITY VOTE APPLY ON EACH ISSUE
THAT CAN BE SUBJECT TO A SHAREHOLDER
VOTE.
- --------------------------------------------------------------------------------
CITIZENS COMMUNICATIONS COMPANY
Ticker: CZN Security ID: 17453B101
Meeting Date: MAY 26, 2005 Meeting Type: ANNUAL
Record Date: MAR 28, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 TO CONSIDER AND VOTE UPON AN AMENDMENT TO FOR FOR Management
THE CITIZENS COMMUNICATIONS COMPANY
AMENDED AND RESTATED 2000 EQUITY
INCENTIVE PLAN TO REMOVE THE 2,500,000
SHARE SUB-LIMIT FOR STOCK-BASED AWARDS
OTHER THAN STOCK OPTIONS, WITHOUT
INCREASING THE TOTAL NUMBER OF S
3 TO RATIFY THE APPOINTMENT OF KPMG LLP AS FOR FOR Management
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2005.
4 TO TRANSACT ANY OTHER BUSINESS THAT MAY FOR FOR Management
PROPERLY BE BROUGHT BEFORE THE MEETING OR
ANY ADJOURNMENT OR POSTPONEMENT OF THE
MEETING.
- --------------------------------------------------------------------------------
CNF INC.
Ticker: CNF Security ID: 12612W104
Meeting Date: APR 19, 2005 Meeting Type: ANNUAL
Record Date: MAR 1, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFY APPOINTMENT OF INDEPENDENT FOR FOR Management
AUDITORS
- --------------------------------------------------------------------------------
COMERICA INCORPORATED
Ticker: CMA Security ID: 200340107
Meeting Date: MAY 17, 2005 Meeting Type: ANNUAL
Record Date: MAR 18, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF ERNST FOR FOR Management
& YOUNG LLP AS INDEPENDENT AUDITORS.
- --------------------------------------------------------------------------------
COMPUTER SCIENCES CORPORATION
Ticker: CSC Security ID: 205363104
Meeting Date: AUG 9, 2004 Meeting Type: Annual
Record Date: JUN 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irving W. Bailey, II For For Management
1.2 Elect Director Stephen L. Baum For For Management
1.3 Elect Director Rodney F. Chase For For Management
1.4 Elect Director Van B. Honeycutt For For Management
1.5 Elect Director William R. Hoover For For Management
1.6 Elect Director Leon J. Level For For Management
1.7 Elect Director F. Warren Mcfarlan For For Management
1.8 Elect Director James R. Mellor For For Management
1.9 Elect Director Thomas H. Patrick For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 5, 2005 Meeting Type: ANNUAL
Record Date: MAR 10, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2005
3 COMPENSATION LIMITATIONS FOR AGAINST Shareholder
4 DIRECTOR ELECTION VOTE STANDARD FOR AGAINST Shareholder
- --------------------------------------------------------------------------------
CONSTELLATION ENERGY GROUP, INC.
Ticker: CEG Security ID: 210371100
Meeting Date: MAY 20, 2005 Meeting Type: ANNUAL
Record Date: MAR 18, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF PRICEWATERHOUSECOOPERS FOR FOR Management
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2005.
- --------------------------------------------------------------------------------
CORN PRODUCTS INTERNATIONAL, INC.
Ticker: CPO Security ID: 219023108
Meeting Date: MAY 18, 2005 Meeting Type: ANNUAL
Record Date: MAR 21, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 TO APPROVE AMENDMENTS TO THE CORN FOR FOR Management
PRODUCTS INTERNATIONAL, INC., 1998 STOCK
INCENTIVE PLAN WHICH WILL BE REDESIGNATED
AS THE CORN PRODUCTS INTERNATIONAL, INC.
STOCK INCENTIVE PLAN.
3 TO REAPPROVE THE CORN PRODUCTS FOR FOR Management
INTERNATIONAL, INC. ANNUAL INCENTIVE
PLAN.
4 TO RATIFY THE APPOINTMENT OF KPMG LLP AS FOR FOR Management
INDEPENDENT AUDITORS FOR THE COMPANY FOR
2005.
- --------------------------------------------------------------------------------
CORNING INCORPORATED
Ticker: GLW Security ID: 219350105
Meeting Date: APR 28, 2005 Meeting Type: ANNUAL
Record Date: MAR 1, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 APPROVAL OF THE ADOPTION OF THE 2005 FOR FOR Management
EMPLOYEE EQUITY PARTICIPATION PROGRAM.
3 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS CORNING'S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2005
- --------------------------------------------------------------------------------
COUNTRYWIDE FINANCIAL CORPORATION
Ticker: CFC Security ID: 222372104
Meeting Date: JUN 15, 2005 Meeting Type: ANNUAL
Record Date: APR 20, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 TO APPROVE THE COMPANY'S ANNUAL INCENTIVE FOR FOR Management
PLAN, AS AMENDED AND RESTATED.
3 TO RATIFY THE APPOINTMENT OF KPMG LLP AS FOR FOR Management
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YAR ENDING DECEMBER
31, 2005.
- --------------------------------------------------------------------------------
CSX CORPORATION
Ticker: CSX Security ID: 126408103
Meeting Date: MAY 4, 2005 Meeting Type: ANNUAL
Record Date: MAR 1, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 APPOINTMENT OF ERNST & YOUNG LLP AS FOR FOR Management
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3 SHAREHOLDER PROPOSAL REGARDING FOR AGAINST Shareholder
NON-DEDUCTIBLE EXECUTIVE COMPENSATION.
4 SHAREHOLDER PROPOSAL REGARDING MAJORITY FOR AGAINST Shareholder
VOTE.
- --------------------------------------------------------------------------------
DEERE & CO.
Ticker: DE Security ID: 244199105
Meeting Date: FEB 23, 2005 Meeting Type: Annual
Record Date: DEC 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Block For For Management
1.2 Elect Director T. Kevin Dunnigan For For Management
1.3 Elect Director Dipak C. Jain For For Management
1.4 Elect Director Joachim Milberg For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
E*TRADE FINANCIAL CORP
Ticker: ET Security ID: 269246104
Meeting Date: MAY 26, 2005 Meeting Type: ANNUAL
Record Date: APR 4, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 TO APPROVE THE 2005 EQUITY INCENTIVE FOR FOR Management
PLAN.
3 TO APPROVE THE 2005 EXECUTIVE BONUS PLAN. FOR FOR Management
4 TO RATIFY THE SELECTION OF DELOITTE & FOR FOR Management
TOUCHE LLP AS INDEPENDENT PUBLIC
ACCOUNTANTS FOR THE COMPANY FOR FISCAL
YEAR 2005.
- --------------------------------------------------------------------------------
EARTHLINK, INC.
Ticker: ELNK Security ID: 270321102
Meeting Date: MAY 3, 2005 Meeting Type: ANNUAL
Record Date: MAR 15, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF ERNST FOR FOR Management
& YOUNG LLP BY THE AUDIT COMMITTEE OF THE
BOARD OF DIRECTORS TO SERVE AS COMPANY'S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2005.
- --------------------------------------------------------------------------------
EASTMAN CHEMICAL COMPANY
Ticker: EMN Security ID: 277432100
Meeting Date: MAY 5, 2005 Meeting Type: ANNUAL
Record Date: MAR 15, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
ACCOUNTANTS
- --------------------------------------------------------------------------------
EASTMAN KODAK COMPANY
Ticker: EK Security ID: 277461109
Meeting Date: MAY 11, 2005 Meeting Type: ANNUAL
Record Date: MAR 15, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE AUDIT COMMITTEE'S FOR FOR Management
SELECTION OF PRICEWATERHOUSECOOPERS LLP
AS INDEPENDENT ACCOUNTANTS.
3 APPROVAL OF THE 2005 OMNIBUS LONG-TERM FOR FOR Management
COMPENSATION PLAN.
4 APPROVAL OF AMENDMENT TO, AND RE-APPROVAL FOR FOR Management
OF MATERIAL TERMS OF, THE EXECUTIVE
COMPENSATION FOR EXCELLENCE AND
LEADERSHIP PLAN.
5 APPROVAL OF AMENDMENT TO SECTION 5 OF THE FOR FOR Management
RESTATED CERTIFICATE OF INCORPORATION
REGARDING THE ELECTION OF DIRECTORS.
6 APPROVAL OF AMENDMENT TO SECTION 7 OF THE FOR FOR Management
RESTATED CERTIFICATE OF INCORPORATION
REGARDING CERTAIN DISPOSITIONS OF THE
COMPANY.
7 APPROVAL OF AMENDMENT TO SECTION 8 OF THE FOR FOR Management
RESTATED CERTIFICATE OF INCORPORATION TO
REMOVE THE PROVISION REGARDING LOANS.
- --------------------------------------------------------------------------------
EATON CORPORATION
Ticker: ETN Security ID: 278058102
Meeting Date: APR 27, 2005 Meeting Type: ANNUAL
Record Date: FEB 28, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF ERNST FOR FOR Management
& YOUNG LLP AS INDEPENDENT AUDITORS FOR
2005.
null null null null Management
- --------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 1, 2005 Meeting Type: Annual
Record Date: NOV 24, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D.N. Farr For For Management
1.2 Elect Director C.A. Peters For For Management
1.3 Elect Director D.C. Farrell For For Management
1.4 Elect Director J.W. Prueher For For Management
1.5 Elect Director R.B. Horton For For Management
2 Approve Non-Employee Director Restricted For For Management
Stock Plan
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
5 Amend Equal Employment Policy Regarding Against For Shareholder
Sexual Orientation
- --------------------------------------------------------------------------------
EXXON MOBIL
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 25, 2005 Meeting Type: ANNUAL
Record Date: APR 6, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF INDEPENDENT AUDITORS FOR FOR Management
(PAGE 28). THE DIRECTORS RECOMMEND A VOTE
"AGAINST" SHAREHOLDER PROPOSAL ITEM 3
THROUGH 10.
3 POLITICAL CONTRIBUTION (PAGE 30). AGAINST FOR Shareholder
4 BOARD COMPENSATION (PAGE 31). FOR AGAINST Shareholder
5 INDUSTRY EXPERIENCE (PAGE 32). FOR AGAINST Shareholder
6 ACEH SECURITY REPORT (PAGE 33) FOR AGAINST Shareholder
7 AMENDMENT OF EEO POLICY (PAGE 34). FOR AGAINST Shareholder
8 BIODIVERSITY IMPACT REPORT (PAGE 36). FOR AGAINST Shareholder
9 CLIMATE SCIENCE REPORT (PAGE 37). FOR AGAINST Shareholder
10 KYOTO COMPLIANCE REPORT (PAGE 40). FOR AGAINST Shareholder
- --------------------------------------------------------------------------------
FISERV. INC
Ticker: FISV Security ID: 337738108
Meeting Date: APR 6, 2005 Meeting Type: ANNUAL
Record Date: FEB 14, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE SELECTION OF DELOITTE & FOR FOR Management
TOUCHE LLP AS THE REGISTERED INDEPENDENT
PUBLIC ACCOUNTING FIRM OF FISERV, INC.
FOR 2005.
3 TO APPROVE THE FISERV, INC. EXECUTIVE FOR FOR Management
INCENTIVE COMPENSATION PLAN, AS AMENDED
AND RESTATED.
4 TO APPROVE THE FISERV, INC. STOCK OPTION FOR FOR Management
AND RESTRICTED STOCK PLAN, AS AMENDED AND
RESTATED.
- --------------------------------------------------------------------------------
FORD MOTOR COMPANY
Ticker: F Security ID: 345370860
Meeting Date: MAY 12, 2005 Meeting Type: ANNUAL
Record Date: MAR 16, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF SELECTION OF INDEPENDENT FOR FOR Management
REGISTERED PUBLIC ACCOUNTING FIRM
3 RELATING TO DISCLOSURE OF OFFICERS' FOR AGAINST Shareholder
COMPENSATION
4 RELATING TO THE COMPANY REPORTING ON CAF FOR AGAINST Shareholder
LABBYING EFFORTS
5 RELATING TO LIMITING CERTAIN COMPENSATION FOR AGAINST Shareholder
FOR NAMED EXECUTIVES
6 RELATING TO TYING EXECUTIVE COMPENSATION FOR AGAINST Shareholder
TO A REDUCTION OF LIFETIME PRODUCT
GREENHOUSE GAS EMISSIONS
7 RELATING TO CONSIDERATION OF FOR AGAINST Shareholder
RECAPITALIZATION PLAN TO PROVIDE THAT ALL
COMPANY STOCK HAVE ONE VOTE PER SHARE
8 RELATING TO ESTABLISHING A COMMITTEE OF FOR AGAINST Shareholder
THE BOARD OF DIRECTORS TO EVALUATE ANY
CONFLICT OF INTEREST
- --------------------------------------------------------------------------------
FORTUNE BRANDS, INC.
Ticker: FO Security ID: 349631101
Meeting Date: APR 26, 2005 Meeting Type: ANNUAL
Record Date: FEB 25, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2005.
3 APPROVE THE 2005 NON-EMPLOYEE DIRECTOR FOR FOR Management
STOCK PLAN.
- --------------------------------------------------------------------------------
FREESCALE SEMICONDUCTOR, INC.
Ticker: FSLB Security ID: 35687M206
Meeting Date: APR 29, 2005 Meeting Type: ANNUAL
Record Date: MAR 1, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 TO APPROVE AMENDMENTS TO OUR AMENDED AND FOR FOR Management
RESTATED CERTIFICATE OF INCORPORATION.
3 TO APPROVE AMENDMENTS TO OUR AMENDED AND FOR FOR Management
RESTATED BY-LAWS.
4 TO APPROVE OUR OMNIBUS INCENTIVE PLAN OF FOR FOR Management
2005.
5 TO RATIFY THE APPOINTMENT OF THE FOR FOR Management
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF KPMG LLP, OUR INDEPENDENT
AUDITORS, FOR FISCAL 2005.
- --------------------------------------------------------------------------------
GAP, INC.
Ticker: GPS Security ID: 364760108
Meeting Date: MAY 10, 2005 Meeting Type: ANNUAL
Record Date: MAR 14, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFY THE APPOINTMENT OF DELOITTE & FOR FOR Management
TOUCHE LLP AS THE REGISTERED PUBLIC
ACCOUNTING FIRM.
3 TO APPROVE THE PROPOSAL TO AMEND AND FOR FOR Management
RESTATE THE COMPANY'S EXECUTIVE
MANAGEMENT INCENTIVE COMPENSATION AWARD
PLAN.
- --------------------------------------------------------------------------------
GEORGIA-PACIFIC CORPORATION
Ticker: GP Security ID: 373298108
Meeting Date: MAY 3, 2005 Meeting Type: ANNUAL
Record Date: MAR 1, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO APPROVE THE GEORGIA-PACIFIC FOR FOR Management
CORPORATION 2005 LONG-TERM INCENTIVE
PLAN.
3 PROPOSAL TO RATIFY THE APPOINTMENT OF OUR FOR FOR Management
INDEPENDENT AUDITORS, ERNST & YOUNG LLP ,
AS AUDITORS FOR OUR 2005 FISCAL YEAR.
4 PROPOSAL TO AMEND OUR BYLAWS TO ELIMINATE AGAINST FOR Shareholder
OUR CLASSIFIED BOARD STRUCTURE.
- --------------------------------------------------------------------------------
GOODRICH CORPORATION
Ticker: GR Security ID: 38/2388106
Meeting Date: APR 19, 2005 Meeting Type: ANNUAL
Record Date: FEB 28, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF ERNST FOR FOR Management
& YOUNG LLP AS INDEPENDENT AUDITORS FOR
THE YEAR 2005.
3 APPROVE AN AMENDMENT AND RESTATEMENT OF FOR FOR Management
THE 2001 STOCK OPTION PLAN.
4 APPROVE AN AMENDMENT AND RESTATEMENT OF FOR FOR Management
THE SENIOR EXECUTIVE MANAGEMENT INCENTIVE
PLAN.
- --------------------------------------------------------------------------------
HARRIS CORP.
Ticker: HRS Security ID: 413875105
Meeting Date: OCT 22, 2004 Meeting Type: Annual
Record Date: AUG 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard L. Lance For For Management
1.2 Elect Director Thomas A. Dattilo For For Management
1.3 Elect Director Dr. James C. Stoffel For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HIBERNIA CORPORATION
Ticker: HIB Security ID: 428656102
Meeting Date: APR 20, 2005 Meeting Type: ANNUAL
Record Date: FEB 25, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS INDEPENDENT AUDITORS FOR THE
COMPANY FOR 2005
- --------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 25, 2005 Meeting Type: ANNUAL
Record Date: FEB 25, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 APPOINTMENT OF INDEPENDENT ACCOUNTANTS FOR FOR Management
3 PROPOSAL TO AMEND THE RESTATED FOR FOR Management
CERTIFICATE OF INCORPORATION AND BY-LAWS
TO ELIMINATE THE CLASSIFIED STRUCTURE OF
THE BOARD OF DIRECTORS.
4 PROPOSAL TO AMEND THE RESTATED FOR FOR Management
CERTIFICATE OF INCORPORATION AND BY-LAWS
TO ELIMINATE SUPERMAJORITY VOTING
PROVISIONS
5 MAJORITY VOTE SHAREHOLDER COMMITTEE FOR AGAINST Shareholder
6 SEPARATION OF CHAIRMAN/CEO AGAINST FOR Shareholder
7 EXECUTIVE PAY DISPARITY REPORT FOR AGAINST Shareholder
8 EXECUTIVE COMPENSATION LIMIT FOR AGAINST Shareholder
9 COMMONSENSE EXECUTIVE COMPENSATION FOR AGAINST Shareholder
FRAMEWORK PROPOSAL
- --------------------------------------------------------------------------------
HUBBELL INCORPORATED
Ticker: HUBB Security ID: 443510201
Meeting Date: MAY 2, 2005 Meeting Type: ANNUAL
Record Date: MAR 4, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE
YEAR 2005.
3 APPROVAL OF THE COMPANY'S 2005 INCENTIVE FOR FOR Management
AWARD PLAN.
- --------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED
Ticker: HBAN Security ID: 446150104
Meeting Date: APR 27, 2005 Meeting Type: ANNUAL
Record Date: FEB 18, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF APPOINTMENT OF DELOITTE & FOR FOR Management
TOUCHE LLP TO SERVE AS INDEPENDENT
AUDITORS FOR THE CORPORATION FOR THE YEAR
2005.
- --------------------------------------------------------------------------------
IMS HEALTH INCORPORATED
Ticker: RX Security ID: 449934108
Meeting Date: APR 29, 2005 Meeting Type: ANNUAL
Record Date: MAR 4, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2005.
3 APPROVAL OF THE SHAREHOLDER PROPOSAL AGAINST ABSTAIN Shareholder
RELATING TO THE SHAREHOLDER RIGHTS PLAN.
- --------------------------------------------------------------------------------
INGERSOLL-RAND COMPANY LIMITED
Ticker: IR Security ID: G4776G101
Meeting Date: JUN 1, 2005 Meeting Type: ANNUAL
Record Date: APR 4, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 APPROVAL OF AMENDMENT TO BYE-LAW 10 OF FOR FOR Management
THE BYELAWS TO ELIMINATE THE
CLASSIFICATION OF THE BOARD OF DIRECTORS.
3 APPROVAL OF AMENDMENT TO BYE-LAW 10 OF AGAINST AGAINST Management
THE BYE LAWS TO ELIMINATE CUMULATIVE
VOTING IN THE ELECTION OF DIRECTORS.
4 APPOINTMENT OF INDEPENDENT AUDITORS AND FOR FOR Management
AUTHORIZATION OF BOARD OF DIRECTORS TO
FIX THE AUDITORS' REMUNERATION.
- --------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 18, 2005 Meeting Type: ANNUAL
Record Date: MAR 21, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF SELECTION OF INDEPENDENT FOR FOR Management
REGISTERED PUBLIC ACCOUNTING FIRM.
3 APPROVAL OF AMENDMENT AND EXTENSION OF FOR FOR Management
THE 2004 EQUITY INCENTIVE PLAN.
4 APPROVAL OF AMENDMENT AND EXTENSION OF FOR FOR Management
THE EXECUTIVE OFFICER INCENTIVE PLAN.
- --------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP
Ticker: IBM Security ID: 459200101
Meeting Date: APR 26, 2005 Meeting Type: ANNUAL
Record Date: FEB 25, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF APPOINTMENT OF FOR FOR Management
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM (PAGE 24)
3 STOCKHOLDER PROPOSAL ON-CUMULATIVE VOTING AGAINST FOR Shareholder
(PAGE 25)
4 STOCKHOLDER PROPOSAL ON-PENSION AND FOR AGAINST Shareholder
RETIREMENT MEDICAL (PAGE 25)
5 STOCKHOLDER PROPOSAL ON-EXECUTIVE FOR AGAINST Shareholder
COMPENSATION (PAGE 27)
6 STOCKHOLDER PROPOSAL ON-EXPENSING STOCK AGAINST FOR Shareholder
OPTIONS (PAGE 28)
7 STOCKHOLDER PROPOSAL ON-DISCLOSURE OF AGAINST FOR Shareholder
EXECUTIVE COMPENSATION (PAGE 29)
8 STOCKHOLDER PROPOSAL ON-OFFSHORING (PAGE FOR AGAINST Shareholder
30)
- --------------------------------------------------------------------------------
INTUIT INC.
Ticker: INTU Security ID: 461202103
Meeting Date: DEC 9, 2004 Meeting Type: Annual
Record Date: OCT 11, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen M. Bennett For For Management
1.2 Elect Director Christopher W. Brody For For Management
1.3 Elect Director William V. Campbell For For Management
1.4 Elect Director Scott D. Cook For For Management
1.5 Elect Director L. John Doerr For For Management
1.6 Elect Director Donna L. Dubinsky For For Management
1.7 Elect Director Michael R. Hallman For For Management
1.8 Elect Director Dennis D. Powell For For Management
1.9 Elect Director Stratton D. Sclavos For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
INVITROGEN CORPORATION
Ticker: IVGN Security ID: 46185R100
Meeting Date: APR 20, 2005 Meeting Type: ANNUAL
Record Date: FEB 22, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
null 4. JAY M. SHORT, PHD FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF ERNST FOR FOR Management
& YOUNG LLP AS INDEPENDENT AUDITORS OF
THE COMPANY FOR FISCAL YEAR 2005.
- --------------------------------------------------------------------------------
J.C. PENNEY COMPANY, INC.
Ticker: JCP Security ID: 708160106
Meeting Date: MAY 20, 2005 Meeting Type: ANNUAL
Record Date: MAR 11, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF KPMG LLP AS FOR FOR Management
INDEPENDENT AUDITOR FOR THE FISCAL YEAR
ENDING JANUARY 28, 2006.
3 TO APPROVE THE ADOPTION OF THE J.C. FOR FOR Management
PENNEY COMPANY, INC. 2005 EQUITY
COMPENSATION PLAN.
4 TO CONSIDER A STOCKHOLDER PROPOSAL AGAINST FOR Shareholder
RELATING TO THE CLASSIFICATION OF THE
BOARD OF DIRECTORS.
- --------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 28, 2005 Meeting Type: ANNUAL
Record Date: MAR 1, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 APPROVAL OF 2005 LONG-TERM INCENTIVE FOR FOR Management
PLAN.
3 RATIFICATION OF APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS AS INDEPENDENT
AUDITORS.
- --------------------------------------------------------------------------------
JP MORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 17, 2005 Meeting Type: ANNUAL
Record Date: MAR 22, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 APPOINTMENT OF INDEPENDENT REGISTERED FOR FOR Management
PUBLIC ACCOUNTING FIRM
3 APPROVAL OF 2005 LONG-TERM INCENTIVE PLAN FOR FOR Management
4 DIRECTOR TERM LIMITS FOR AGAINST Shareholder
5 SEPARATION OF CHAIRMAN AND CEO FOR AGAINST Shareholder
6 COMPETITIVE PAY FOR AGAINST Shareholder
7 RECOUP UNEARNED MANAGEMENT BONUSES FOR AGAINST Shareholder
- --------------------------------------------------------------------------------
KELLOGG COMPANY
Ticker: K Security ID: 487836108
Meeting Date: APR 29, 2005 Meeting Type: ANNUAL
Record Date: MAR 1, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF INDEPENDENT AUDITOR FOR FOR FOR Management
2005
3 REPORT ON IMPACTS OF GENETICALLY FOR AGAINST Shareholder
ENGINEERED FOOD
4 APPOINTMENT OF INVESTMENT BANKER FOR AGAINST Shareholder
- --------------------------------------------------------------------------------
KEYCORP
Ticker: KEY Security ID: 493267108
Meeting Date: MAY 5, 2005 Meeting Type: ANNUAL
Record Date: MAR 8, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
INDEPENDENT AUDITORS.
- --------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION
Ticker: KMB Security ID: 494368103
Meeting Date: APR 28, 2005 Meeting Type: ANNUAL
Record Date: FEB 28, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 APPROVAL OF AUDITORS FOR FOR Management
3 STOCKHOLDER PROPOSAL REGARDING ADOPTION FOR AGAINST Shareholder
OF GLOBAL HUMAN RIGHTS STANDARDS BASED ON
INTERNATIONAL LABOR ORGANIZATION
CONVENTIONS
- --------------------------------------------------------------------------------
LIMITED BRANDS, INC.
Ticker: LTD Security ID: 532716107
Meeting Date: MAY 16, 2005 Meeting Type: ANNUAL
Record Date: MAR 31, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
- --------------------------------------------------------------------------------
LINCOLN NATIONAL CORPORATION
Ticker: LNC Security ID: 534187109
Meeting Date: MAY 12, 2005 Meeting Type: ANNUAL
Record Date: MAR 7, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP, AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3 TO APPROVE THE AMENDED AND RESTATED FOR FOR Management
INCENTIVE COMPENSATION PLAN.
- --------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION
Ticker: LMT Security ID: 539830109
Meeting Date: APR 28, 2005 Meeting Type: ANNUAL
Record Date: MAR 1, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF APPOINTMENT OF FOR FOR Management
INDEPENDENT AUDITORS
3 MANAGEMENT PROPOSAL-AMENDMENTS TO THE AGAINST ABSTAIN Management
2003 PERFORMANCE INCENTIVE AWARD PLAN
4 STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS FOR AGAINST Shareholder
5 STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN FOR AGAINST Shareholder
6 STOCKHOLDER PROPOSAL BY THE CATHOLIC FOR AGAINST Shareholder
FUNDS AND OTHER GROUPS
7 STOCKHOLDER PROPOSAL BY THE SISTERS OF FOR AGAINST Shareholder
MERCY AND OTHER GROUPS
- --------------------------------------------------------------------------------
MAGUIRE PROPERTIES INC.
Ticker: MPG Security ID: 559775101
Meeting Date: JUN 7, 2005 Meeting Type: ANNUAL
Record Date: APR 22, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE SELECTION OF KPMG LLP FOR FOR Management
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDED
DECEMBER 31, 2005.
- --------------------------------------------------------------------------------
MARVEL ENTERPRISES, INC.
Ticker: MVL Security ID: 57383M108
Meeting Date: APR 28, 2005 Meeting Type: ANNUAL
Record Date: MAR 15, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 TO APPROVE THE 2005 STOCK INCENTIVE PLAN FOR FOR Management
3 TO APPROVE THE 2005 CASH INCENTIVE PLAN FOR FOR Management
4 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS THE COMPANY'S INDEPENDENT
ACCOUNTANTS FOR 2005.
- --------------------------------------------------------------------------------
MASCO CORPORATION
Ticker: MAS Security ID: 574599106
Meeting Date: MAY 10, 2005 Meeting Type: ANNUAL
Record Date: MAR 15, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO APPROVE THE MASCO CORPORATION FOR FOR Management
2005 LONG TERM STOCK INCENTIVE PLAN.
3 RATIFICATION OF THE SELECTION OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR THE COMPANY FOR THE YEAR
2005.
- --------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC.
Ticker: MXIM Security ID: 57772K101
Meeting Date: NOV 18, 2004 Meeting Type: Annual
Record Date: SEP 27, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Bergman For Withhold Management
1.2 Elect Director John F. Gifford For Withhold Management
1.3 Elect Director B. Kipling Hagopian For For Management
1.4 Elect Director M.D. Sampels For Withhold Management
1.5 Elect Director A.R. Frank Wazzan For For Management
2 Amend Employee Stock Purchase Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC.
Ticker: MXIM Security ID: 57772K101
Meeting Date: SEP 17, 2004 Meeting Type: Special
Record Date: JUL 21, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
MBNA CORPORATION
Ticker: KRB Security ID: 55262L100
Meeting Date: MAY 2, 2005 Meeting Type: ANNUAL
Record Date: FEB 4, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF APPOINTMENT OF FOR FOR Management
INDEPENDENT AUDITORS
3 STOCKHOLDER PROPOSAL FOR AGAINST Shareholder
4 STOCKHOLDER PROPOSAL FOR AGAINST Shareholder
- --------------------------------------------------------------------------------
MCDONALD'S CORPORATION
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 11, 2005 Meeting Type: ANNUAL
Record Date: MAR 14, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 APPROVAL OF THE INDEPENDENT REGISTERED FOR FOR Management
PUBLIC ACCOUNTING FIRM
3 APPROVAL OF A SHAREHOLDER PROPOSAL FOR AGAINST Shareholder
RELATING TO GENETIC ENGINEERING OF FOOD
AND SEED
- --------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 589331107
Meeting Date: APR 26, 2005 Meeting Type: ANNUAL
Record Date: FEB 25, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF THE FOR FOR Management
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2005 THE BOARD OF
DIRECTORS RECOMMENDS A VOTE "AGAINST"
ITEM 3 THROUGH 9.
3 STOCKHOLDER PROPOSAL CONCERNING STOCK FOR AGAINST Shareholder
OPTION AWARDS.
4 STOCKHOLDER PROPOSAL CONCERNING FOR AGAINST Shareholder
SUBJECTING NON-DEDUCTIBLE EXECUTIVE
COMPENSATION TO SHAREHOLER VOTE
5 STOCKHOLDER PROPOSAL CONCERNING FOR AGAINST Shareholder
ELIMINATION OF ANIMAL-BASED TEST METHODS
6 STOCKHOLDER PROPOSAL CONCERNING FOR AGAINST Shareholder
SEPARATING THE ROLES OF BOARD CHAIR AND
CEO
7 STOCKHOLDER PROPOSAL CONCERNING FOR AGAINST Shareholder
AVAILABILITY OF COMPANY PRODUCTS TO
CANADIAN WHOLESALERS
8 STOCKHOLDER PROPOSAL CONCERNING USE OF FOR AGAINST Shareholder
SHAREHOLDER RESOURCES FOR POLITICAL
PURPOSES
9 STOCKHOLDER PROPOSAL CONCERNING A REPORT FOR AGAINST Shareholder
RELATED TO THE GLOBAL HIV/AIDS-TB-MALARIA
PANDEMICS
- --------------------------------------------------------------------------------
MERCURY GENERAL CORPORATION
Ticker: MCY Security ID: 589400100
Meeting Date: MAY 11, 2005 Meeting Type: ANNUAL
Record Date: MAR 15, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 TO APPROVE THE MERCURY GENERAL FOR FOR Management
CORPORATION 2005 EQUITY INCENTIVE AWARD
PLAN.
- --------------------------------------------------------------------------------
MEREDITH CORP.
Ticker: MDP Security ID: 589433101
Meeting Date: NOV 8, 2004 Meeting Type: Annual
Record Date: SEP 9, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Sue Coleman For For Management
1.2 Elect Director D Mell Meredith Frazier For Withhold Management
1.3 Elect Director Joel W. Johnson For For Management
1.4 Elect Director Stephen M. Lacy For For Management
2 Approve Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
MICROSOFT CORP.
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 9, 2004 Meeting Type: Annual
Record Date: SEP 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Gates III For For Management
1.2 Elect Director Steven A. Ballmer For For Management
1.3 Elect Director James I. Cash Jr., Ph.D. For For Management
1.4 Elect Director Raymond V. Gilmartin For For Management
1.5 Elect Director Ann McLaughlin Korologos For For Management
1.6 Elect Director David F. Marquardt For For Management
1.7 Elect Director Charles H. Noski For For Management
1.8 Elect Director Dr. Helmut Panke For For Management
1.9 Elect Director Jon A. Shirley For For Management
2 Amend Bundled Compensation Plans For For Management
3 Amend Bundled Compensation Plans For For Management
4 Amend Stock Option Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MONSANTO CO.
Ticker: MON Security ID: 61166W101
Meeting Date: JAN 20, 2005 Meeting Type: Annual
Record Date: NOV 22, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Bachmann For For Management
1.2 Elect Director William U. Parfet For Withhold Management
1.3 Elect Director George H. Poste For Withhold Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Report on Genetically Modified Organisms Against Against Shareholder
5 Report on Export of Hazardous Pesticides Against Against Shareholder
6 Adopt Human Rights Policy Against Against Shareholder
7 Eliminate Animal Testing Against Against Shareholder
- --------------------------------------------------------------------------------
MOTOROLA, INC.
Ticker: MOT Security ID: 620076109
Meeting Date: MAY 2, 2005 Meeting Type: ANNUAL
Record Date: MAR 4, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 SHAREHOLDER PROPOSAL RE: NON-DEDUCTIBLE FOR AGAINST Shareholder
EXECUTIVE COMPENSATION
3 SHAREHOLDER PROPOSAL RE: DIRECTOR FOR AGAINST Shareholder
ELECTION BY MAJORITY VOTE
- --------------------------------------------------------------------------------
NATIONAL CITY CORPORATION
Ticker: NCC Security ID: 635405103
Meeting Date: APR 26, 2005 Meeting Type: ANNUAL
Record Date: MAR 4, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 THE RATIFICATION OF THE AUDIT COMMITTEE'S FOR FOR Management
SELECTION OF ERNST & YOUNG LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
- --------------------------------------------------------------------------------
NCR CORPORATION
Ticker: NCR Security ID: 62886E108
Meeting Date: APR 27, 2005 Meeting Type: ANNUAL
Record Date: FEB 14, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 APPROVAL OF THE APPOINTMENT OF FOR FOR Management
INDEPENDENT AUDITORS FOR 2005.
3 STOCKHOLDER PROPOSAL REGARDING THE FOR AGAINST Shareholder
ELIMINATION OF DOMESTIC PARTNER BENEFITS
FOR EXECUTIVES.
- --------------------------------------------------------------------------------
NIKE, INC.
Ticker: NKE Security ID: 654106103
Meeting Date: SEP 20, 2004 Meeting Type: Annual
Record Date: JUL 26, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jill K. Conway For For Management
1.2 Elect Director Alan B. Graf, Jr. For For Management
1.3 Elect Director Jeanne P. Jackson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NORDSTROM, INC.
Ticker: JWN Security ID: 655664100
Meeting Date: MAY 24, 2005 Meeting Type: ANNUAL
Record Date: MAR 16, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
- --------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION
Ticker: NSC Security ID: 655844108
Meeting Date: MAY 12, 2005 Meeting Type: ANNUAL
Record Date: MAR 7, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF KPMG FOR FOR Management
LLP, INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS AUDITORS.
3 APPROVAL OF THE NORFOLK SOUTHERN FOR FOR Management
CORPORATION LONG-TERM INCENTIVE PLAN, AS
AMENDED.
4 APPROVAL OF THE NORFOLK SOUTHERN AGAINST ABSTAIN Management
CORPORATION EXECUTIVE MANAGEMENT
INCENTIVE PLAN, AS AMENDED.
- --------------------------------------------------------------------------------
NORTHERN TRUST CORPORATION
Ticker: NTRS Security ID: 665859104
Meeting Date: APR 19, 2005 Meeting Type: ANNUAL
Record Date: FEB 28, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF KPMG FOR FOR Management
LLP AS THE CORPORATIONS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS.
- --------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 6, 2005 Meeting Type: ANNUAL
Record Date: MAR 3, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 THE RATIFICATION OF THE SELECTION OF KPMG FOR FOR Management
AS INDEPENDENT AUDITORS.
3 APPROVAL OF 2005 LONG-TERM INCENTIVE FOR FOR Management
PLAN.
4 STOCKHOLDER STATEMENTS OPPOSING BOARD FOR AGAINST Shareholder
SPONSORED PROPOSALS.
5 VOTE REGARDING FUTURE GOLDEN PARACHUTES. AGAINST FOR Shareholder
- --------------------------------------------------------------------------------
ORACLE CORP.
Ticker: ORCL Security ID: 68389X105
Meeting Date: OCT 29, 2004 Meeting Type: Annual
Record Date: SEP 2, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey O. Henley For For Management
1.2 Elect Director Lawrence J. Ellison For For Management
1.3 Elect Director Donald L. Lucas For For Management
1.4 Elect Director Michael J. Boskin For For Management
1.5 Elect Director Jack F. Kemp For For Management
1.6 Elect Director Jeffrey S. Berg For For Management
1.7 Elect Director Safra Catz For For Management
1.8 Elect Director Hector Garcia-Molina For For Management
1.9 Elect Director Joseph A. Grundfest For For Management
1.10 Elect Director H. Raymond Bingham For For Management
1.11 Elect Director Charles E. Phillips, Jr. For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Implement China Principles Against Against Shareholder
- --------------------------------------------------------------------------------
PACCAR INC
Ticker: PCAR Security ID: 693718108
Meeting Date: APR 28, 2005 Meeting Type: ANNUAL
Record Date: FEB 28, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 STOCKHOLDER PROPOSAL REGARDING ANNUAL AGAINST FOR Shareholder
ELECTION OF THE ENTIRE BOARD OF DIRECTORS
3 STOCKHOLDER PROPOSAL REGARDING DIRECTOR FOR AGAINST Shareholder
VOTE THRESHOLD
- --------------------------------------------------------------------------------
PARAMETRIC TECHNOLOGY CORP.
Ticker: PMTC Security ID: 699173100
Meeting Date: MAR 10, 2005 Meeting Type: Annual
Record Date: JAN 17, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert N. Goldman For Did Not Management
Vote
1.2 Elect Director C. Richard Harrison For Did Not Management
Vote
1.3 Elect Director Joseph M. O'Donnell For Did Not Management
Vote
2 Amend Omnibus Stock Plan For Did Not Management
Vote
3 Approve Reverse Stock Split For Did Not Management
Vote
4 Ratify Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
PARKER-HANNIFIN CORP.
Ticker: PH Security ID: 701094104
Meeting Date: OCT 27, 2004 Meeting Type: Annual
Record Date: AUG 31, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Candy M. Obourn For For Management
1.2 Elect Director Hector R. Ortino For For Management
1.3 Elect Director Nickolas W. Vande Steeg For For Management
1.4 Elect Director Donald E. Washkewicz For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
- --------------------------------------------------------------------------------
PEPSIAMERICAS, INC.
Ticker: PAS Security ID: 71343P200
Meeting Date: APR 28, 2005 Meeting Type: ANNUAL
Record Date: MAR 4, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF APPOINTMENT OF FOR FOR Management
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
3 SHAREHOLDER PROPOSAL (PROXY STATEMENT P. FOR AGAINST Shareholder
29).
4 SHAREHOLDER PROPOSAL (PROXY STATEMENT P. FOR AGAINST Shareholder
32).
- --------------------------------------------------------------------------------
PERKINELMER, INC.
Ticker: PKI Security ID: 714046109
Meeting Date: APR 26, 2005 Meeting Type: ANNUAL
Record Date: FEB 28, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF DELOITTE & FOR FOR Management
TOUCHE LLP AS PERKINELMER'S INDEPENDENT
AUDITORS FOR THE CURRENT FISCAL YEAR.
3 TO APPROVE THE PERKINELMER, INC. 2005 FOR FOR Management
INCENTIVE PLAN.
- --------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 28, 2005 Meeting Type: ANNUAL
Record Date: MAR 2, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
null 14. JEAN-PAUL VALLES FOR FOR Management
2 A PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
KPMG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2005.
3 SHAREHOLDER PROPOSAL RELATING TO TERM FOR AGAINST Shareholder
LIMITS FOR DIRECTORS.
4 SHAREHOLDER PROPOSAL REQUESTING A REPORT FOR AGAINST Shareholder
ON INCREASING ACCESS TO PFIZER PRODUCTS.
5 SHAREHOLDER PROPOSAL RELATING TO FOR AGAINST Shareholder
IMPORTATION OF PRESCRIPTION DRUGS.
6 SHAREHOLDER PROPOSAL RELATING TO AGAINST FOR Shareholder
POLITICAL CONTRIBUTIONS.
7 SHAREHOLDER PROPOSAL RELATING TO PRODUCT FOR AGAINST Shareholder
AVAILABILITY IN CANADA.
8 SHAREHOLDER PROPOSAL RELATING TO THE FOR AGAINST Shareholder
SEPARATION OF THE ROLES OF CHAIR AND CEO
AND ACCESS TO PHARMACEUTICAL PRODUCTS.
- --------------------------------------------------------------------------------
PHELPS DODGE CORPORATION
Ticker: PD Security ID: 717265102
Meeting Date: MAY 27, 2005 Meeting Type: ANNUAL
Record Date: APR 7, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 APPROVE THE PHELPS DODGE CORPORATION 2006 FOR FOR Management
EXECUTIVE PERFORMANCE INCENTIVE PLAN
3 APPROVE AN AMENDMENT TO THE CORPORATION'S FOR FOR Management
RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED COMMON
SHARES
4 RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
ACCOUNTANTS OF THE YEAR 2005
- --------------------------------------------------------------------------------
PPG INDUSTRIES, INC.
Ticker: PPG Security ID: 693506107
Meeting Date: APR 21, 2005 Meeting Type: ANNUAL
Record Date: FEB 22, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO ENDORSE THE APPOINTMENT OF FOR FOR Management
DELOITTE * TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2005.
- --------------------------------------------------------------------------------
PROCTER & GAMBLE COMPANY, THE
Ticker: PG Security ID: 742718109
Meeting Date: OCT 12, 2004 Meeting Type: Annual
Record Date: JUL 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Kerry Clark For For Management
1.2 Elect Director Joseph T. Gorman For For Management
1.3 Elect Director Lynn M. Martin For For Management
1.4 Elect Director Ralph Snyderman, M.D. For For Management
1.5 Elect Director Robert D. Storey For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Declassify the Board of Directors Against For Management
5 Implement/ Report on Animal Welfare Against Against Shareholder
Standards
- --------------------------------------------------------------------------------
PROTECTIVE LIFE CORPORATION
Ticker: PL Security ID: 743674103
Meeting Date: MAY 2, 2005 Meeting Type: ANNUAL
Record Date: MAR 4, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT ACCOUNTANTS.
- --------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC.
Ticker: PRU Security ID: 744320102
Meeting Date: JUN 7, 2005 Meeting Type: ANNUAL
Record Date: APR 11, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER 31,
2005.
3 APPROVAL TO AMEND THE COMPANY'S FOR FOR Management
CERTIFICATE OF INCORPORATION TO
DECLASSIFY THE BOARD OF DIRECTORS.
4 APPROVAL OF THE PRUDENTIAL FINANCIAL, FOR FOR Management
INC. EMPLOYEE STOCK PURCHASE PLAN.
- --------------------------------------------------------------------------------
QUALCOMM INC.
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 8, 2005 Meeting Type: Annual
Record Date: JAN 7, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert E. Kahn For Did Not Management
Vote
1.2 Elect Director Duane A. Nelles For Did Not Management
Vote
1.3 Elect Director Brent Scowcroft For Did Not Management
Vote
2 Declassify the Board of Directors and For Did Not Management
Eliminate Cumulative Voting Vote
3 Increase Authorized Common Stock For Did Not Management
Vote
4 Amend Articles For Did Not Management
Vote
5 Ratify Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
RENAISSANCERE HOLDINGS LTD.
Ticker: RNR Security ID: G7496G103
Meeting Date: AUG 31, 2004 Meeting Type: Special
Record Date: JUL 23, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 TO APPROVE THE RENAISSANCERE HOLDINGS For For Management
LTD. 2004 STOCK INCENTIVE PLAN.
- --------------------------------------------------------------------------------
RESPIRONICS, INC.
Ticker: RESP Security ID: 761230101
Meeting Date: NOV 16, 2004 Meeting Type: Annual
Record Date: OCT 4, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas A. Cotter Ph.D. For For Management
1.2 Elect Director Gerald E. McGinnis For For Management
1.3 Elect Director Craig B. Reynolds For For Management
1.4 Elect Director Candace L. Littell For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
REYNOLDS AMERICAN INC
Ticker: RAI Security ID: 76182K105
Meeting Date: JUL 28, 2004 Meeting Type: Special
Record Date: JUN 16, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For Against Management
- --------------------------------------------------------------------------------
REYNOLDS AMERICAN INC.
Ticker: RAI Security ID: 761713106
Meeting Date: MAY 6, 2005 Meeting Type: ANNUAL
Record Date: MAR 8, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 APPROVAL OF THE REYNOLDS AMERICAN INC. FOR FOR Management
LONG-TERM INCENTIVE PLAN
3 RATIFICATION OF KPMG LLP AS INDEPENDENT FOR FOR Management
AUDITORS
4 SHAREHOLDER PROPOSAL ON FDA REGULATION FOR AGAINST Shareholder
AND PHASE-OUT OF CONVENTIONAL CIGARETTES.
5 SHAREHOLDER PROPOSAL ON CIGARETTE FOR AGAINST Shareholder
ADVERTISING ON THE INTERNET
6 SHAREHOLDER PROPOSAL ON NEW YORK FOR AGAINST Shareholder
"FIRE-SAFE" STANDARDS
- --------------------------------------------------------------------------------
ROCKWELL AUTOMATION INC
Ticker: ROK Security ID: 773903109
Meeting Date: FEB 2, 2005 Meeting Type: Annual
Record Date: DEC 6, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce M. Rockwell For For Management
1.2 Elect Director Joseph F. Toot, Jr. For For Management
1.3 Elect Director Kenneth F. Yontz For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ROHM AND HAAS COMPANY
Ticker: ROH Security ID: 775371107
Meeting Date: MAY 2, 2005 Meeting Type: ANNUAL
Record Date: MAR 4, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 ADOPTION OF THE 2005 ROHM AND HAAS AGAINST ABSTAIN Management
COMPANY NON-EMPLOYEE DIRECTORS' STOCK
PLAN.
3 ADOPTION OF THE 2005 ROHM AND HAAS AGAINST ABSTAIN Management
COMPANY NON-QUALIFIED SAVINGS PLAN.
4 RATIFICATION OF PRICEWATERHOUSECOOPERS FOR FOR Management
LLP AS ROHM AND HAAS COMPANY'S
INDEPENDENT AUDITOR FOR 2005.
5 TO TRANSACT ANY OTHER BUSINESS AS MAY FOR FOR Management
PROPERLY COME BEFORE THE MEETING.
- --------------------------------------------------------------------------------
SABRE HOLDINGS CORPORATION
Ticker: TSG Security ID: 785905100
Meeting Date: MAY 17, 2005 Meeting Type: ANNUAL
Record Date: MAR 18, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE SELECTION OF ERNST & FOR FOR Management
YOUNG LLP AS INDEPENDENT AUDITORS FOR THE
YEAR 2005.
3 APPROVAL OF THE AMENDMENT TO THE FOR FOR Management
CERTIFICATE OF INCORPORATION TO
DECLASSIFY THE BOARD OF DIRECTORS.
4 APPROVAL OF THE AMENDMENTS TO THE FOR FOR Management
CERTIFICATE OF INCORPORATION TO BETTER
REFLECT CORPORATE GOVERNANCE PRACTICES
AND CLARIFY EXISTING WORDING.
5 APPROVAL OF THE AMENDED AND RESTATED 2005 FOR FOR Management
LONG-TERM INCENTIVE PLAN.
- --------------------------------------------------------------------------------
SBC COMMUNICATIONS INC.
Ticker: SBC Security ID: 78387G103
Meeting Date: APR 29, 2005 Meeting Type: ANNUAL
Record Date: MAR 1, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 APPROVAL OF APPOINTMENT OF INDEPENDENT FOR FOR Management
AUDITORS
3 APPROVAL OF STOCK PURCHASE AND DEFERRAL FOR FOR Management
PLAN
4 STOCKHOLDER PROPOSAL A FOR AGAINST Shareholder
5 STOCKHOLDER PROPOSAL B FOR AGAINST Shareholder
6 STOCKHOLDER PROPOSAL C FOR AGAINST Shareholder
7 STOCKHOLDER PROPOSAL D FOR AGAINST Shareholder
- --------------------------------------------------------------------------------
SCIENTIFIC-ATLANTA, INC.
Ticker: SFA Security ID: 808655104
Meeting Date: NOV 3, 2004 Meeting Type: Annual
Record Date: SEP 15, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James I. Cash, Jr. For For Management
1.2 Elect Director James F. McDonald For For Management
1.3 Elect Director Terence F. McGuirk For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SEMPRA ENERGY
Ticker: SRE Security ID: 816851109
Meeting Date: APR 5, 2005 Meeting Type: ANNUAL
Record Date: FEB 18, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF INDEPENDENT AUDITORS FOR FOR Management
3 PROPOSAL REGARDING STOCK OPTION EXPENSING FOR AGAINST Shareholder
4 PROPOSAL REGARDING ANNUAL ELECTION OF FOR AGAINST Shareholder
DIRECTORS
5 PROPOSAL REGARDING PERFORMANCE-BASED FOR AGAINST Shareholder
STOCK OPTIONS
6 PROPOSAL REGARDING SHAREHOLDER RIGHTS FOR AGAINST Shareholder
PLAN
- --------------------------------------------------------------------------------
SILGAN HOLDINGS INC.
Ticker: SLGN Security ID: 827048109
Meeting Date: MAY 23, 2005 Meeting Type: ANNUAL
Record Date: MAY 23, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 TO APPROVE AN AMENDMENT TO THE SILGAN FOR FOR Management
HOLDINGS INC. 2004 STOCK INCENTIVE PLAN
WITH RESPECT TO AWARDS TO NON-EMPLOYEE
DIRECTORS.
3 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2005.
- --------------------------------------------------------------------------------
STANCORP FINANCIAL GROUP, INC.
Ticker: SFG Security ID: 852891100
Meeting Date: MAY 9, 2005 Meeting Type: ANNUAL
Record Date: MAR 4, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO RATIFY APPOINTMENT OF FOR FOR Management
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
- --------------------------------------------------------------------------------
STAPLES, INC.
Ticker: SPLS Security ID: 855030102
Meeting Date: JUN 13, 2005 Meeting Type: ANNUAL
Record Date: APR 19, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 TO APPROVE STAPLES' AMENDED AND RESTATED FOR FOR Management
2004 STOCK INCENTIVE PLAN INCREASING THE
TOTAL NUMBER OF SHARES OF COMMON STOCK
AUTHORIZED FOR ISSUANCE UNDER THE PLAN.
3 TO RATIFY THE SELECTION BY THE AUDIT FOR FOR Management
COMMITTEE OF ERNST &YOUNG LLP AS STAPLES'
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT FISCAL YEAR.
4 TO ACT ON A SHAREHOLDER PROPOSAL ON AGAINST FOR Shareholder
REDEEM OR VOTE POISON PILL.
- --------------------------------------------------------------------------------
SUNTRUST BANKS, INC.
Ticker: STI Security ID: 867914103
Meeting Date: APR 19, 2005 Meeting Type: ANNUAL
Record Date: FEB 25, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSE LLP AS INDEPENDENT
AUDITORS FOR 2005.
3 PROPOSAL TO APPROVE THE MATERIAL TERMS OF FOR FOR Management
THE PERFORMANCE GOALS FOR THE SUNTRUST
BANKS, INC. MANAGEMENT INCENTIVE PLAN.
4 PROPOSAL TO APPROVE THE MATERIAL TERMS OF FOR FOR Management
THE PERFORMANCE GOALS FOR THE SUNTRUST
BANKS, INC. PERFORMANCE UNIT PLAN.
- --------------------------------------------------------------------------------
SUNTRUST BANKS, INC.
Ticker: STI Security ID: 867914103
Meeting Date: SEP 15, 2004 Meeting Type: Special
Record Date: JUL 30, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For Against Management
- --------------------------------------------------------------------------------
TECH DATA CORPORATION
Ticker: TECD Security ID: 878237106
Meeting Date: JUN 7, 2005 Meeting Type: ANNUAL
Record Date: JUN 7, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 TO APPROVE A PROPOSAL TO AMEND THE 2000 FOR FOR Management
EQUITY INCENTIVE PLAN OF TECH DATA
CORPORATION TO ADD PROVISIONS ALLOWING
FOR NON-EMPLOYEE DIRECTOR PARTICIPATION.
- --------------------------------------------------------------------------------
TEKTRONIX, INC.
Ticker: TEK Security ID: 879131100
Meeting Date: SEP 23, 2004 Meeting Type: Annual
Record Date: JUL 19, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David N. Campbell For For Management
1.2 Elect Director Merrill A. Mcpeak For For Management
1.3 Elect Director Richard H. Wills For For Management
- --------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED
Ticker: TXN Security ID: 882508104
Meeting Date: APR 21, 2005 Meeting Type: ANNUAL
Record Date: FEB 22, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 BOARD PROPOSAL TO RATIFY THE APPOINTMENT FOR FOR Management
OF ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2005.
3 BOARD PROPOSAL TO APPROVE THE EMPLOYEES FOR FOR Management
2005 STOCK PURCHASE PLAN.
4 BOARD PROPOSAL TO REAPPROVE THE MATERIAL FOR FOR Management
TERMS OF THE PERFORMANCE GOALS UNDER THE
TEXAS OF THE PERFORMANCE GOALS UNDER THE
TEXAS INSTRUMENTS 2000 LONG-TERM
INCENTIVE PLAN.
- --------------------------------------------------------------------------------
TEXTRON INC.
Ticker: TXT Security ID: 883203101
Meeting Date: APR 27, 2005 Meeting Type: ANNUAL
Record Date: MAR 4, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF APPOINTMENT OF FOR FOR Management
INDEPENDENT AUDITORS
3 SHAREHOLDER PROPOSAL RELATING TO BOARD FOR AGAINST Shareholder
CHAIR AND CEO SEPARATION
4 SHAREHOLDER PROPOSAL RELATING TO FOR AGAINST Shareholder
PERFORMANCE-BASED OPTIONS.
- --------------------------------------------------------------------------------
THE ALLSTATE CORPORATION
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 17, 2005 Meeting Type: ANNUAL
Record Date: MAR 18, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 APPOINTMENT OF DELOITTE & TOUCHE LLP AS FOR FOR Management
INDEPENDENT AUDITORS FOR 2005.
3 PROVIDE CUMULATIVE VOTING FOR BOARD OF AGAINST FOR Shareholder
DIRECTORS.
- --------------------------------------------------------------------------------
THE BLACK & DECKER CORPORATION
Ticker: BDK Security ID: 91797100
Meeting Date: APR 26, 2005 Meeting Type: ANNUAL
Record Date: FEB 22, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFY THE SELECTION OF ERNST & YOUNG LLP FOR FOR Management
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3 AMEND AND RE-APPROVE THE FOR FOR Management
PERFORMANCE-BASED GOALS UNDER THE BLACK &
DECKER PERFORMANCE EQUITY PLAN.
4 RE-APPROVE THE PERFORMANCE-BASED GOALS FOR FOR Management
UNDER THE BLACK & DECKER EXECUTIVE ANNUAL
INCENTIVE PLAN.
5 STOCKHOLDER PROPOSAL #1 FOR AGAINST Shareholder
6 STOCKHOLDER PROPOSAL #2 FOR AGAINST Shareholder
- --------------------------------------------------------------------------------
THE BOEING COMPANY
Ticker: BA Security ID: 97023105
Meeting Date: MAY 2, 2005 Meeting Type: ANNUAL
Record Date: MAR 3, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 ADVISE ON APPOINTMENT OF DELOITTE & FOR FOR Management
TOUCHE LLP AS INDEPENDENT AUDITORS.
3 ADOPT HUMAN RIGHTS POLICIES. FOR AGAINST Shareholder
4 PREPARE A REPORT ON MILITARY CONTRACTS. FOR AGAINST Shareholder
5 PREPARE A REPORT ON POLITICAL AGAINST FOR Shareholder
CONTRIBUTIONS.
6 DECLASSIFY THE BOARD OF DIRECTORS. AGAINST FOR Shareholder
7 ADOPT SIMPLE MAJORITY VOTE. FOR AGAINST Shareholder
8 CREATE A MAJORITY VOTE SHAREHOLDER FOR AGAINST Shareholder
COMMITTEE.
9 REQUIRE AN INDEPENDENT BOARD CHAIRMAN. FOR AGAINST Shareholder
- --------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY
Ticker: DOW Security ID: 260543103
Meeting Date: MAY 12, 2005 Meeting Type: ANNUAL
Record Date: MAR 14, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF THE FOR FOR Management
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3 STOCKHOLDER PROPOSAL ON CERTAIN TOXIC FOR AGAINST Shareholder
SUBSTANCES.
- --------------------------------------------------------------------------------
THE DUN & BRADSTREET CORPORATION
Ticker: DNB Security ID: 26483E100
Meeting Date: MAY 3, 2005 Meeting Type: ANNUAL
Record Date: MAR 14, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFY SELECTION OF INDEPENDENT AUDITORS. FOR FOR Management
3 APPROVE THE AMENDED AND RESTATED THE DUN FOR FOR Management
& BRADSTREET CORPORATION 2000 STOCK
INCENTIVE PLAN.
4 APPROVE THE AMENDED 2000 DUN & BRADSTREET FOR FOR Management
CORPORATION NON-EMPLOYEE DIRECTORS' STOCK
INCENTIVE PLAN.
- --------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker: GS Security ID: 38141G104
Meeting Date: APR 6, 2005 Meeting Type: ANNUAL
Record Date: FEB 7, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 APPROVAL OF AMENDMENTS TO OUR AMENDED AND FOR FOR Management
RESTATED CERTIFICATE OF INCORPORATION TO
PROVIDE FOR THE ANNUAL ELECTION OF ALL OF
OUR DIRECTORS.
3 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
PRICEWATEHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR OUR 2005 FISCAL
YEAR.
- --------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SVCS GROUP, I
Ticker: HIG Security ID: 416515104
Meeting Date: MAY 18, 2005 Meeting Type: ANNUAL
Record Date: MAR 22, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITORS OF THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2005.
3 APPROVAL OF THE HARTFORD 2005 INCENTIVE AGAINST ABSTAIN Management
STOCK PLAN
4 APPROVAL OF MATERIAL TERMS OF EXECUTIVE AGAINST ABSTAIN Management
OFFICER PERFORMANCE GOALS FOR INCENTIVE
AWARDS.
- --------------------------------------------------------------------------------
THE HOME DEPOT, INC.
Ticker: HD Security ID: 437076102
Meeting Date: MAY 26, 2005 Meeting Type: ANNUAL
Record Date: MAR 28, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 COMPANY PROPOSAL TO RATIFY THE FOR FOR Management
APPOINTMENT OF KPMG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2005.
3 COMPANY PROPOSAL TO AMEND THE SIXTH FOR FOR Management
ARTICLE OF THE COMPANY'S CERTIFICATE OF
INCORPORATION.
4 COMPANY PROPOSAL TO APPROVE THE HOME FOR FOR Management
DEPOT, INC. 2005 OMNIBUS STOCK INCENTIVE
PLAN.
5 STOCKHOLDER PROPOSAL REGARDING EMPLOYMENT FOR AGAINST Shareholder
DIVERSITY REPORT DISCLOSURE.
6 STOCKHOLDER PROPOSAL REGARDING METHOD OF FOR AGAINST Shareholder
VOTING.
7 STOCKHOLDER PROPOSAL REGARDING FOR AGAINST Shareholder
NONDEDUCTIBLE COMPENSATION.
8 STOCKHOLDER PROPOSAL REGARDING FUTURE FOR AGAINST Shareholder
SEVERANCE AGREEMENTS.
9 STOCKHOLDER PROPOSAL REGARDING FOR AGAINST Shareholder
PERFORMANCE AND TIME-BASED RESTRICTED
SHARES.
10 STOCKHOLDER PROPOSAL REGARDING FOR AGAINST Shareholder
PERFORMANCE-BASED OPTIONS.
11 STOCKHOLDER PROPOSAL REGARDING POLITICAL FOR AGAINST Shareholder
NONPARTISANSHIP.
- --------------------------------------------------------------------------------
THE MCGRAW-HILL COMPANIES, INC.
Ticker: MHP Security ID: 580645109
Meeting Date: APR 27, 2005 Meeting Type: ANNUAL
Record Date: MAR 8, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 APPROVAL OF KEY EXECUTIVE SHORT-TERM FOR FOR Management
INCENTIVE COMPENSATION PLAN.
3 APPROVAL TO AMEND THE COMPANY'S RESTATED FOR FOR Management
CERTIFICATE OF INCORPORATION TO INCREASE
AUTHORIZED SHARES OF COMMON STOCK.
4 RATIFICATION OF THE APPOINTMENT OF FOR FOR Management
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2005.
5 SHAREHOLDER PROPOSAL REQUESTING AGAINST FOR Shareholder
SHAREHOLDER VOTE ON "POISON PILLS".
- --------------------------------------------------------------------------------
THE PEPSI BOTTLING GROUP, INC
Ticker: PBG Security ID: 713409100
Meeting Date: MAY 25, 2005 Meeting Type: ANNUAL
Record Date: MAR 31, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 APPROVAL OF THE PBG 2005 EXECUTIVE AGAINST ABSTAIN Management
INCENTIVE COMPENSATION PLAN.
3 APPROVAL OF AN AMENDMENT TO THE PBG 2004 AGAINST ABSTAIN Management
LONG-TERM INCENTIVE PLAN.
- --------------------------------------------------------------------------------
THE PROGRESSIVE CORPORATION
Ticker: PGR Security ID: 743315103
Meeting Date: APR 15, 2005 Meeting Type: ANNUAL
Record Date: FEB 17, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO APPROVE AMENDMENTS TO THE FOR FOR Management
COMPANY'S CODE OF REGULATIONS TO PROVIDE
THAT AN INDIVIDUAL ELECTED BY THE
DIRECTORS TO FILL A VACANCY ON THE BOARD
WILL SERVE FOR A TERM ENDING AT THE NEXT
SHAREHOLDERS MEETING AT WHICH AN ELECTION
OF DIRECTORS WILL
3 PROPOSAL TO RATIFY THE APPOINTMENT OF FOR FOR Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2005.
- --------------------------------------------------------------------------------
THE SHERWIN-WILLIAMS COMPANY
Ticker: SHW Security ID: 824348106
Meeting Date: APR 20, 2005 Meeting Type: ANNUAL
Record Date: FEB 28, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF APPOINTMENT OF FOR FOR Management
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
- --------------------------------------------------------------------------------
THERMO ELECTRON CORPORATION
Ticker: TMO Security ID: 883556102
Meeting Date: MAY 17, 2005 Meeting Type: ANNUAL
Record Date: MAR 21, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF SELECTION OF INDEPENDENT FOR FOR Management
AUDITORS.
3 APPROVAL OF THE COMPANY'S 2005 STOCK FOR FOR Management
INCENTIVE PLAN.
4 STOCKHOLDER PROPOSAL REGARDING THE VOTE FOR AGAINST Shareholder
STANDARD FOR DIRECTOR ELECTIONS.
- --------------------------------------------------------------------------------
TIME WARNER IN.C
Ticker: TWX Security ID: 887317105
Meeting Date: MAY 20, 2005 Meeting Type: ANNUAL
Record Date: MAR 24, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF AUDITORS FOR FOR Management
3 STOCKHOLDER PROPOSAL REGARDING PAY FOR AGAINST Shareholder
COMPARISON
- --------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: 902124106
Meeting Date: MAR 10, 2005 Meeting Type: Annual
Record Date: JAN 10, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis C. Blair For Did Not Management
Vote
1.2 Elect Director Edward D. Breen For Did Not Management
Vote
1.3 Elect Director George W. Buckley For Did Not Management
Vote
1.4 Elect Director Brian Duperreault For Did Not Management
Vote
1.5 Elect Director Bruce S. Gordon For Did Not Management
Vote
1.6 Elect Director Rajiv L. Gupta For Did Not Management
Vote
1.7 Elect Director John A. Krol For Did Not Management
Vote
1.8 Elect Director Mackey J. Mcdonald For Did Not Management
Vote
1.9 Elect Director H. Carl Mccall For Did Not Management
Vote
1.10 Elect Director Brendan R. O'Neill For Did Not Management
Vote
1.11 Elect Director Sandra S. Wijnberg For Did Not Management
Vote
1.12 Elect Director Jerome B. York For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
TYSON FOODS, INC.
Ticker: TSN Security ID: 902494103
Meeting Date: FEB 4, 2005 Meeting Type: Annual
Record Date: DEC 10, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Don Tyson For Withhold Management
1.2 Elect Director John Tyson For Withhold Management
1.3 Elect Director Leland E. Tollett For Withhold Management
1.4 Elect Director Barbara A. Tyson For Withhold Management
1.5 Elect Director Lloyd V. Hackley For For Management
1.6 Elect Director Jim Kever For For Management
1.7 Elect Director David A. Jones For For Management
1.8 Elect Director Richard L. Bond For Withhold Management
1.9 Elect Director Jo Ann R. Smith For For Management
1.10 Elect Director Albert C. Zapanta For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Report on Political Contributions Against Against Shareholder
6 Report on Environmental Impact of Against For Shareholder
Livestock Operations
- --------------------------------------------------------------------------------
UNITED STATES STEEL CORPORATION
Ticker: X Security ID: 912909108
Meeting Date: APR 26, 2005 Meeting Type: ANNUAL
Record Date: FEB 25, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 ELECTION OF PRICEWATERHOUSECOOPERS LLP AS FOR FOR Management
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3 APPROVAL OF 2005 STOCK INCENTIVE PLAN FOR FOR Management
4 APPROVAL OF 2005 ANNUAL INCENTIVE FOR FOR Management
COMPENSATION PLAN
- --------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
Ticker: UTX Security ID: 913017109
Meeting Date: APR 13, 2005 Meeting Type: ANNUAL
Record Date: FEB 15, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 APPOINTMENT OF INDEPENDENT AUDITORS FOR FOR Management
3 APPROVAL OF UNITED TECHNOLOGIES FOR FOR Management
CORPORATION 2005 LONG TERM INCENTIVE PLAN
4 SHAREOWNER PROPOSAL CONCERNING DISCLOSURE AGAINST FOR Shareholder
OF EXECUTIVE COMPENSATION
5 SHAREOWNER PROPOSAL CONCERNING ETHICAL AGAINST FOR Shareholder
CRITERIA FOR MILITARY CONTACTS
6 SHAREOWNER PROPOSAL CONCERNING CEO AGAINST FOR Shareholder
COMPENSATION
- --------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: MAY 3, 2005 Meeting Type: ANNUAL
Record Date: MAR 7, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF DELOITTE & TOUCHE LLP AS FOR FOR Management
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2005.
3 SHAREHOLDER PROPEL CONCERNING FOR AGAINST Shareholder
PERFORMANCE-VESTING SHARES.
4 SHAREHOLDER PROPOSAL CONCERNING FOR AGAINST Shareholder
PERFORMANCE-BASED OPTIONS.
- --------------------------------------------------------------------------------
UNITRIN, INC.
Ticker: UTR Security ID: 913275103
Meeting Date: MAY 4, 2005 Meeting Type: ANNUAL
Record Date: MAR 14, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 APPROVAL OF THE 2005 RESTRICTED STOCK AND FOR FOR Management
RESTRICTED STOCK UNIT PLAN.
- --------------------------------------------------------------------------------
US BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 19, 2005 Meeting Type: ANNUAL
Record Date: FEB 28, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFY SELECTION OF ERNST & YOUNG LLP AS FOR FOR Management
INDEPENDENT AUDITOR FOR THE 2005 FISCAL
YEAR.
3 AMEND CERTIFICATE OF INCORPORATION TO FOR FOR Management
ELIMINATE SUPERMAJORITY VOTING.
4 SHAREHOLDER PROPOSAL: PERFORMANCE VESTING FOR AGAINST Shareholder
SHARES.
5 SHAREHOLDER PROPOSAL: PROHIBITION ON TAX FOR AGAINST Shareholder
AND NON-AUDIT WORK BY INDEPENDENT
AUDITORS.
- --------------------------------------------------------------------------------
UST INC.
Ticker: UST Security ID: 902911106
Meeting Date: MAY 3, 2005 Meeting Type: ANNUAL
Record Date: MAR 9, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 APPROVE THE UST INC. 2005 LONG-TERM AGAINST AGAINST Management
INCENTIVE PLAN.
3 TO RATIFY AND APPROVE ERNST & YOUNG LLP FOR FOR Management
AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE YEAR 2005.
4 STOCKHOLDER PROPOSAL AGAINST ABSTAIN Shareholder
- --------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 5, 2005 Meeting Type: ANNUAL
Record Date: MAR 7, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF INDEPENDENT REGISTERED FOR FOR Management
PUBLIC ACCOUNTING FIRM
3 CUMULATIVE VOTING AGAINST FOR Shareholder
4 MAJORITY VOTE FOR ELECTION OF DIRECTORS FOR AGAINST Shareholder
5 BOARD COMPOSITION FOR AGAINST Shareholder
6 SEPARATE CHAIRMAN AND CEO AGAINST FOR Shareholder
7 DIRECTORS' LIABILITY AGAINST FOR Shareholder
8 REPORT ON POLITICAL CONTRIBUTIONS AGAINST FOR Shareholder
- --------------------------------------------------------------------------------
VF CORPORATION
Ticker: VFC Security ID: 9128204108
Meeting Date: APR 26, 2005 Meeting Type: ANNUAL
Record Date: MAR 8, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF THE SELECTION OF FOR FOR Management
PRICEWATEHOUSECOOPERS LLP AS VF'S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2005.
- --------------------------------------------------------------------------------
VULCAN MATERIALS COMPANY
Ticker: VMC Security ID: 929160109
Meeting Date: MAY 13, 2005 Meeting Type: ANNUAL
Record Date: MAR 21, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF DELOITTE & TOUCHE LLP AS FOR FOR Management
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE YEAR 2005.
- --------------------------------------------------------------------------------
WACHOVIA CORP.
Ticker: WB Security ID: 929903102
Meeting Date: OCT 28, 2004 Meeting Type: Special
Record Date: AUG 20, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
WACHOVIA CORPORATION
Ticker: WB Security ID: 929903102
Meeting Date: APR 19, 2005 Meeting Type: ANNUAL
Record Date: FEB 16, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 A WACHOVIA PROPOSAL TO RATIFY THE FOR FOR Management
APPOINTMENT OF KPMG LLP AS AUDITORS FOR
THE YEAR 2005.
- --------------------------------------------------------------------------------
WALT DISNEY COMPANY, THE
Ticker: DIS Security ID: 254687106
Meeting Date: FEB 11, 2005 Meeting Type: Annual
Record Date: DEC 17, 2004
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Bryson For For Management
1.2 Elect Director John S. Chen For For Management
1.3 Elect Director Michael D. Eisner For For Management
1.4 Elect Director Judith L. Estrin For For Management
1.5 Elect Director Robert A. Iger For For Management
1.6 Elect Director Fred H. Langhammer For For Management
1.7 Elect Director Aylwin B. Lewis For For Management
1.8 Elect Director Monica C. Lozano For For Management
1.9 Elect Director Robert W. Matschullat For For Management
1.10 Elect Director George J. Mitchell For For Management
1.11 Elect Director Leo J. O'Donovan, S.J. For For Management
1.12 Elect Director Gary L. Wilson For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Prohibit Greenmail Payments Against For Shareholder
5 Report on Vendor Standards in China Against Against Shareholder
- --------------------------------------------------------------------------------
WELLPOINT, INC.
Ticker: WLP Security ID: 94973V107
Meeting Date: MAY 10, 2005 Meeting Type: ANNUAL
Record Date: MAR 18, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 TO RATIFY THE APPOINTMENT OF ERNST & FOR FOR Management
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY
FOR 2005.
3 TO ACT ON A SHAREHOLDER PROPOSAL ON FOR AGAINST Shareholder
PERFORMANCE BASED COMPENSATION, IF
PROPERLY PRESENTED AT THE MEETING.
- --------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 26, 2005 Meeting Type: ANNUAL
Record Date: MAR 8, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 PROPOSAL TO APPROVE THE COMPANY'S AMENDED AGAINST AGAINST Management
AND RESTATED LONG-TERM INCENTIVE
COMPENSATION PLAN.
3 PROPOSAL TO RATIFY APPOINTMENT OF KPMG FOR FOR Management
LLP AS INDEPENDENT AUDITORS FOR 2005.
4 STOCKHOLDER PROPOSAL REGARDING PAYDAY FOR AGAINST Shareholder
LENDING.
5 STOCKHOLDER PROPOSAL REGARDING EXECUTIVE FOR AGAINST Shareholder
COMPENSATION AND PREDATORY LENDING.
6 STOCKHOLDER PROPOSAL REGARDING FOR AGAINST Shareholder
PERFORMANCE SHARES.
7 STOCKHOLDER PROPOSAL REGARDING CHIEF FOR AGAINST Shareholder
EXECUTIVE OFFICER COMPENSATION.
8 STOCKHOLDER PROPOSAL REGARDING SEPARATION FOR AGAINST Shareholder
OF BOARD CHAIR AND CEO POSITIONS.
- --------------------------------------------------------------------------------
WEYERHAEUSER COMPANY
Ticker: WY Security ID: 962166104
Meeting Date: APR 21, 2005 Meeting Type: ANNUAL
Record Date: FEB 25, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 SHAREHOLDER PROPOSAL ON EXPENSING STOCK AGAINST FOR Shareholder
OPTIONS
3 SHAREHOLDER PROPOSAL ON A CLASSIFIED AGAINST FOR Shareholder
BOARD
4 SHAREHOLDER PROPOSAL ON PERFORMANCE-BASED FOR AGAINST Shareholder
OPTIONS.
5 SHAREHOLDER PROPOSAL ON NATIONAL FOREST AGAINST FOR Shareholder
TIMBER PURCHASES
6 APPROVAL, ON AN ADVISORY BASIS OF THE FOR FOR Management
APPOINTMENT OF AUDITORS.
- --------------------------------------------------------------------------------
WILLIS GROUP HOLDINGS LIMITED
Ticker: WSH Security ID: G96655108
Meeting Date: APR 29, 2005 Meeting Type: ANNUAL
Record Date: MAR 7, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 REAPPOINTMENT AND REMUNERATION OF DELOITT null null Management
& TOUCHE AS INDEPENDENT AUDITORS
3A AMENDMENTS TO THE 2001 SHARE PURCHASE AND AGAINST ABSTAIN Management
OPTION PLAN: INCREASE IN THE NUMBER OF
SHARES AVAILABLE
3B AMENDMENTS TO THE 2001 SHARE PURCHASE AND AGAINST ABSTAIN Management
OPTION PLAN: INCLUSION OF NON-EMPLOYEE
DIRECTORS IN THE 2001 PLAN
4 ADOPTION OF THE WILLIS GROUP SENIOR AGAINST ABSTAIN Management
MANAGEMENT INCENTIVE PLAN
5A AMENDMENTS TO THE COMPANY'S BYE-LAW: FOR FOR Management
BYE-LAW 133(II), INCREASE IN MAXIMUM
RECORD DATE PERIOD
5B AMENDMENTS TO THE COMPANY'S BYE-LAWS: FOR FOR Management
BYE-LAW 149 SUBSTITUTION OF "MAY" "WITH"
SHALL TO BE MAXIMUM EXTENT PERMITTED BY
LAW
- --------------------------------------------------------------------------------
WYETH
Ticker: WYE Security ID: 983024100
Meeting Date: APR 21, 2005 Meeting Type: ANNUAL
Record Date: MAR 4, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFY INDEPENDENT REGISTERED PUBLIC FOR FOR Management
ACCOUNTANTS FIRM
3 ADOPT 2005 STOCK INCENTIVE PLAN FOR FOR Management
4 REIMPORTATION OF PRESCRIPTION DRUGS FOR AGAINST Shareholder
5 SEPARATE THE ROLES OF CHAIRMAN & CEO FOR AGAINST Shareholder
6 DISCLOSURE OF POLITICAL CONTRIBUTIONS AGAINST FOR Shareholder
7 DISCONTINUE PROMOTING PREMARIN AND FOR AGAINST Shareholder
PROTECTION OF MARES
null null null null Management
- --------------------------------------------------------------------------------
XEROX CORPORATION
Ticker: XRX Security ID: 984121103
Meeting Date: MAY 19, 2005 Meeting Type: ANNUAL
Record Date: MAR 24, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 DIRECTOR FOR FOR Management
2 RATIFICATION OF SELECTION OF INDEPENDENT FOR FOR Management
REGISTERED PUBLIC ACCOUNTING FIRM
- --------------------------------------------------------------------------------
YUM BRANDS, INC
Ticker: YUM Security ID: 988498101
Meeting Date: MAY 19, 2005 Meeting Type: ANNUAL
Record Date: MAR 21, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1 AMENDMENT TO RESTATED ARTICLES OF FOR FOR Management
INCORPORATION (ITEM 1, PAGE 14 OF PROXY)
2 DIRECTOR FOR FOR Management
3 ALTERNATE VOTING (ITEM 3, PAGE 21 OF FOR FOR Management
PROXY), IF ITEM 1 OF PROXY IS NOT
APPROVED: ELECTION OF FOUR CLASS II
DIRECTORS: DAVID W. DORMAN, MASSIMO
FERRAGAMO, THOMAS M. RYAN; AND ROBERT J.
ULRICH AND ELECTION OF ONE CLASS I
DIRECTOR JONATHAN S. LINEN. (IF YOU
4 RATIFICATION OF INDEPENDENT AUDITORS FOR FOR Management
(PAGE 22 OF PROXY)
5 SHAREHOLDER PROPOSAL RELATING TO A FOR AGAINST Shareholder
SUSTAINABILITY REPORT (PAGE 23 OF PROXY)
6 SHAREHOLDER PROPOSAL RELATING TO A FOR AGAINST Shareholder
DIVERSITY REPORT (PAGE 26 OF PROXY)
7 SHAREHOLDER PROPOSAL RELATING TO THE AGAINST FOR Shareholder
MACBRIDE PRINCIPLES (PAGE 29 OF PROXY)
8 SHAREHOLDER PROPOSAL RELATING TO A FOR AGAINST Shareholder
GENETICALLY ENGINEERED FOOD REPORT (PAGE
31 OF PROXY)
9 SHAREHOLDER PROPOSAL RELATING TO AN FOR AGAINST Shareholder
ANIMAL WELFARE STANDARDS REPORT (PAGE 34
OF PROXY)
========== END NPX REPORT=
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Phoenix Equity Series Fund
------------------------------------------------------------------
By (Signature and Title)* /s/ Daniel Geroci, President
------------------------------------------------------
Date 8/24/05
--------------------------------------------------------------------------
3