UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number 811-07883
ICON Funds
(Exact name of registrant as specified in charter)
5299 DTC Blvd. Suite 1200 Greenwood Village, CO 80111
(Address of principal executive offices) (Zip code)
Erik L. Jonson 5299 DTC Blvd. Suite 1200 Greenwood Village, CO 80111
(Name and address of agent for service)
Registrant's telephone number, including area code: 303-790-1600
Date of fiscal year end: 9/30
Date of reporting period: July 1, 2008 - June 30, 2009
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (Sections 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 there under (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington,
DC 20549-0609. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. Section 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2008 TO JUNE 30, 2009
ITEM 1: PROXY VOTING RECORD
Registrant: ICON Funds
Fund Name: ICON Asia-Pacific Region Fund
Reporting Period: 7/1/2008 - 6/30/2009
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ACER INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y0004E108 06/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Authority to Increase Paid-in Capital Mgmt For For For
8 Employee Stock Option Plan Mgmt For For For
9 Amendments to Procedural Rules of Mgmt For For For
Capital Loans
10 Amendments to Procedural Rules of Mgmt For For For
Endorsements/Guarantees
11 Other Business Mgmt For Against Against
- --------------------------------------------------------------------------------
AMP LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AMP CINS Q0344G101 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Australia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Ratify Issue of Securities Mgmt For For For
5 Re-elect Richard Grellman Mgmt For For For
6 Re-elect Nora Scheinkestel Mgmt For For For
7 Remuneration Report Mgmt For For For
8 Equity Grant (MD Craig Dunn) Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
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ASICS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J03234150 06/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Allocation of Profits/Dividends Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Elect Kiyomi Wada Mgmt For Against Against
4 Elect Motoi Oyama Mgmt For For For
5 Elect Yuuichiroh Shimizu Mgmt For For For
6 Elect Nobuo Oda Mgmt For For For
7 Elect Yoshio Chihara Mgmt For For For
8 Elect Toshiroh Ikezaki Mgmt For For For
9 Elect Kazuto Matsuo Mgmt For For For
10 Elect Motoi Oyama Mgmt For For For
- --------------------------------------------------------------------------------
AXIS BANK LTD. (FKA UTI BANK LTD.)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y0487S103 02/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Other India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment to Articles Mgmt For For For
- --------------------------------------------------------------------------------
BAIDU.COM INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BIDU CUSIP 056752108 12/16/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Authority to Repurchase Shares Mgmt For For For
2 Amendment to Articles Regarding Share Mgmt For For For
Repurchases
3 Company Name Change Mgmt For For For
4 Amendment to Articles Mgmt For For For
5 Amendment to the 2000 Option Plan Mgmt For Against Against
6 2008 Share Incentive Plan Mgmt For Against Against
- --------------------------------------------------------------------------------
BANK OF CHINA LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y0698A107 03/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special China
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Shareholder Proposal Regarding ShrHoldr N/A Against N/A
Subordinated Bond Issuance
3 Shareholder Proposal Regarding ShrHoldr N/A Against N/A
Subordinated Bond Issuance
4 Shareholder Proposal Regarding ShrHoldr N/A Against N/A
Subordinated Bond Issuance
- --------------------------------------------------------------------------------
BANK OF CHINA LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y0698A107 06/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual China
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Financial Statements Mgmt For For For
5 Financial Budget Mgmt For For For
6 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
7 Performance Appraisal and Bonus Plans Mgmt For For For
of XIAO Gang
8 Performance Appraisal and Bonus Plans Mgmt For For For
of LI Lihui
9 Performance Appraisal and Bonus Plans Mgmt For For For
of LI Zaohang
10 Performance Appraisal and Bonus Plans Mgmt For For For
of ZHOU Zaiqun
11 Performance Appraisal and Bonus Plans Mgmt For For For
of LIU Ziqiang
12 Performance Appraisal and Bonus Plans Mgmt For For For
of WANG Xueqiang
13 Performance Appraisal and Bonus Plans Mgmt For For For
of LIU Wanming
14 Elect Peter SEAH Lim Huat Mgmt For Against Against
15 Elect Alberto Togni Mgmt For For For
16 Supplemental Delegation of Authorities Mgmt For For For
17 Amendments to Articles Mgmt For For For
18 Issuance of Bond Mgmt For For For
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BANK OF YOKOHAMA LIMITED (THE)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J04242103 06/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Elect Tadashi Ogawa Mgmt For For For
4 Elect Hiroshi Hayakawa Mgmt For For For
5 Elect Chiyuki Ohkubo Mgmt For For For
6 Elect Masaki Itoh Mgmt For For For
7 Elect Ryuichi Kaneko Mgmt For For For
8 Elect Toshio Aoi Mgmt For For For
9 Elect Seiichi Yoneda Mgmt For For For
10 Elect Kiyoshi Kikuchi Mgmt For For For
11 Elect Syohji Hanawa Mgmt For For For
12 Elect Harumi Sakamoto Mgmt For For For
13 Elect Tohru Hara Mgmt For For For
- --------------------------------------------------------------------------------
CHEIL INDUSTRIES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1296J102 03/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Korea, Republic of
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve the financial statement Mgmt For For For
3 Elect the Directors Mgmt For For For
4 Elect the Auditor Committee Member Mgmt For For For
5 Approve the limit of remuneration of Mgmt For For For
the Directors
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CHINA AGRI-INDUSTRIES HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1375F104 03/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition of Kindgain Limited Mgmt For For For
3 Acquisition of Uptech Investments Mgmt For For For
Limited
4 Acquisition of Cheerlink Mgmt For For For
International Limited
5 Acquisition of Parkwing Limited Mgmt For For For
6 Acquisition of Assets Mgmt For For For
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CHINA AGRI-INDUSTRIES HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1375F104 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Joint Venture Mgmt For For For
- --------------------------------------------------------------------------------
CHINA AGRI-INDUSTRIES HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1375F104 06/09/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect NING Gaoning Mgmt For Against Against
5 Elect LU Jun Mgmt For Against Against
6 Elect Victor YANG Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
9 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
10 Authority to Repurchase Shares Mgmt For For For
11 Authority to Issue Repurchased Shares Mgmt For For For
12 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
CHINA AGRI-INDUSTRIES HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1375F104 09/30/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Approve Revised Annual Caps under the Mgmt For For For
Mutual Supply Agreement
2 Approve Revised Annual Caps under the Mgmt For For For
Oil-related Mutual Supply Agreement
3 Approve Revised Annual Caps under the Mgmt For For For
Supply and Packaging Agreement
4 ADM Mutual Supply Agreement and Mgmt For For For
Annual Caps
- --------------------------------------------------------------------------------
CHINA COAL ENERGY COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1434L100 06/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual China
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Financial Budget Mgmt For For For
6 Fees of Directors and Supervisors Mgmt For For For
7 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
8 Amendments to Articles Mgmt For For For
- --------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1397N101 03/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special China
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Authority to Issue Subordinated Bonds Mgmt For For For
2 Corporate Communications Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1397N101 06/11/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual China
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Financial Budget Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Fees of Directors and Supervisors Mgmt For For For
7 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
8 Elect CHEN Zuofu Mgmt For For For
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CHINA DONGXIANG (GROUP) CO., LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G2112Y109 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Cayman Islands
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Final Dividends Mgmt For For For
4 Allocation of Final Special Dividends Mgmt For For For
5 Elect MAK Kin Kwong Mgmt For Against Against
6 Elect XIANG Bing Mgmt For Against Against
7 Appointment of Auditor and Authority Mgmt For Abstain Against
to Set Fees
8 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
9 Authority to Repurchase Shares Mgmt For For For
10 Authority to Issue Repurchased Shares Mgmt For For For
11 Authority to Declare Interim Dividends Mgmt For For For
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CHINA GREEN (HOLDINGS) LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G2107G105 09/30/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Bermuda
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 Declare a final dividend for the YE Mgmt For For For
30 APR 2008
3 Re-elect Mr. Kung Sze Wai as a Mgmt For For For
Director
4 Re-elect Mr. Leung Kwok Fai Ben Rich Mgmt For For For
as a Director
5 Authorize the Directors to fix the Mgmt For For For
remuneration of the Directors
6 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
7 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
8 Authority to Repurchase Shares Mgmt For For For
9 Authority to Issue Repurchased Shares Mgmt For For For
10 Refreshment of Stock Option Plan Mgmt For Against Against
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CHINA HIGH SPEED TRANSMISSION EQUIPMENT GROUP CO., LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G2112D105 06/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Cayman Islands
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect LI Shengqiang Mgmt For For For
5 Elect LIU Jianguo Mgmt For For For
6 Elect LIAO Enrong Mgmt For Against Against
7 Elect JIANG Xihe Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Issue Repurchased Shares Mgmt For For For
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CHINA MOBILE (HONG KONG) LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y14965100 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect WANG Jianzhou Mgmt For For For
5 Elect ZHANG Chunjiang Mgmt For For For
6 Elect SHA Yuejia Mgmt For For For
7 Elect LIU Aili Mgmt For For For
8 Elect XU Long Mgmt For Against Against
9 Elect Moses CHENG Mo Chi Mgmt For Against Against
10 Elect Nicholas J. Read Mgmt For Against Against
11 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
12 Authority to Repurchase Shares Mgmt For For For
13 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
14 Authority to Issue Repurchased Shares Mgmt For For For
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CHINA OILFIELD SERVICES LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y15002101 02/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special China
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve and ratify, the agreement Mgmt For For For
dated 19 DEC 2008 [the Agreement]
entered into between the Company and
[Offshore Oil Engineering Co.,
Limited] [CNOCC Engineering] in
respect of the building of the
jack-up rigs to named COSL 922 ,
COSL 923 and COSL 924 by CNOCC
Engineering for the Company pursuant
to the Agreement, as specified and
authorize the Directors of the
Company, acting together,
individually or by Committee, to
execute all such documents and/or to
do all such acts on behalf of the
Company as they may consider
necessary, desirable or expedient for
the purpose of, or in connection
with, the implementation and
completion of the Agreement and the
transactions contemplated therein
3 Approve, the performance of each of Mgmt For For For
the grantees of the stock
appreciation rights under the Stock
Appreciation Rights Scheme [the
Scheme] [as specified], to grant to
each of the grantees the share
appreciation rights under such Scheme
and authorize the Directors of the
Company, acting together,
individually or by Committee, to
execute all such documents and/or to
do all such acts on behalf of the
Company as they may consider
necessary, desirable or expedient for
the purpose of, or in connection
with, the implementation and
completion of the Scheme and the
transactions contemplated therein
- --------------------------------------------------------------------------------
CHINA OILFIELD SERVICES LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y15002101 06/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual China
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
6 Elect FU Chengyu Mgmt For For For
7 Elect LIU Jian Mgmt For For For
8 Elect LI Yong Mgmt For For For
9 Elect TSUI Yiu Wa Mgmt For Against Against
10 Elect ZHU Liebing Mgmt For For For
11 Elect WANG Zhile Mgmt For For For
12 Corporate communication - Condition 1 Mgmt For For For
13 Corporate communication - Condition 2 Mgmt For For For
14 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
15 Amendments to Articles Mgmt For For For
- --------------------------------------------------------------------------------
CHINA OVERSEAS LAND & INVESTMENT LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y15004107 05/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect CHEN Bin Mgmt For For For
4 Elect ZHU Yijian Mgmt For For For
5 Elect LUO Liang Mgmt For Against Against
6 Elect David LI Kwok Po Mgmt For Against Against
7 Elect Rita FAN Hsu Lai Tai Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Allocation of Profits/Dividends Mgmt For For For
10 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
13 Authority to Issue Repurchased Shares Mgmt For For For
- --------------------------------------------------------------------------------
CHINA OVERSEAS LAND & INVESTMENT LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y15004107 05/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 CSCECL Group Engagement Agreement and Mgmt For For For
Annual Caps
3 CSC Group Engagement Agreement and Mgmt For For For
Annual Caps
- --------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y15010104 05/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual China
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Financial Statements Mgmt For For For
6 Allocation of Surplus Common Reserve Mgmt For For For
Funds
7 Allocation of Profits/Dividends Mgmt For For For
8 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
9 Authority to Declare Interim Dividends Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Elect SU Shulin Mgmt For For For
12 Elect WANG Tianpu Mgmt For For For
13 Elect ZHANG Yaocang Mgmt For For For
14 Elect ZHANG Jianhua Mgmt For For For
15 Elect WANG Zhigang Mgmt For Against Against
16 Elect CAI Xiyou Mgmt For For For
17 Elect CAO Yaofeng Mgmt For For For
18 Elect LI Chunguang Mgmt For For For
19 Elect DAI Houliang Mgmt For Against Against
20 Elect LIU Yun Mgmt For For For
21 Elect LIU Zhongli Mgmt For For For
22 Elect YE Qing Mgmt For For For
23 Elect LI Deshui Mgmt For For For
24 Elect XIE Zhongyu Mgmt For For For
25 Elect CHEN Xiaojin Mgmt For For For
26 Elect WANG Zouran Mgmt For Against Against
27 Elect ZHANG Youcai Mgmt For For For
28 Elect GENG Limin Mgmt For For For
29 Elect Zou Huiping Mgmt For For For
30 Elect LI Yonggui Mgmt For For For
31 Directors' and Supervisors' Service Mgmt For For For
Contracts
32 Authorization of Board Secretary Mgmt For For For
33 Amendments to Articles Mgmt For For For
34 Adoption of New Articles Mgmt For For For
35 Authority to Issue Debt Instruments Mgmt For For For
36 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
- --------------------------------------------------------------------------------
CHINA RAILWAY GROUP LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1509D116 06/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual China
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Report Mgmt For For For
4 Financial Statements Mgmt For For For
5 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
6 Allocation of Profits/Dividends Mgmt For For For
7 Elect YAO Guiqing as Supervisor Mgmt For Against Against
8 Directors and Supervisors' Fees Mgmt For For For
9 Use of Proceeds of A Shares Mgmt For For For
10 Amendments to Rules for Independent Mgmt For For For
Directors
11 Amendments to Articles Mgmt For For For
12 Amendments to Procedural Rules for Mgmt For For For
Shareholders Meeting
13 Amendments to Procedural Rules for Mgmt For For For
Directors
14 Issuance of Medium-Term Notes Mgmt For For For
- --------------------------------------------------------------------------------
CHINA RESOURCES POWER HOLDINGS COMPANY LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1503A100 06/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect WANG Shuai Ting Mgmt For For For
5 Elect TANG Cheng Mgmt For For For
6 Elect ZHANG Shen Wen Mgmt For For For
7 Elect JIANG Wei Mgmt For Against Against
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
10 Authority to Repurchase Shares Mgmt For For For
11 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
12 Authority to Issue Repurchased Shares Mgmt For For For
- --------------------------------------------------------------------------------
CHINA SHIPPING DEVELOPMENT COMPANY LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1503Y108 04/02/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special China
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Authority to Issue Medium-Term Notes Mgmt For For For
- --------------------------------------------------------------------------------
CHINA SHIPPING DEVELOPMENT COMPANY LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1503Y108 05/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual China
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Financial Statements Mgmt For For For
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Fees of Directors and Supervisors Mgmt For For For
6 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
7 Elect LI Shaode Mgmt For For For
8 Elect MA Zehua Mgmt For For For
9 Elect LIN Jianqing Mgmt For For For
10 Elect WANG Daxiong Mgmt For For For
11 Elect ZHANG Guofa Mgmt For For For
12 Elect MAO Shijia Mgmt For For For
13 Elect QIU Guoxuan Mgmt For For For
14 Elect ZHU Yongguang Mgmt For For For
15 Elect GU Gongyun Mgmt For For For
16 Elect ZHANG Jun Mgmt For For For
17 Elect LU Wenbin Mgmt For For For
18 Elect KOU Laiqi Mgmt For For For
19 Elect XU Hui Mgmt For For For
20 Elect YAN Zhichong Mgmt For Against Against
21 Elect YU Shicheng Mgmt For For For
22 Amendments to Articles Mgmt For For For
23 Amendments to Articles Mgmt For For For
24 Ratification of Management Acts Mgmt For For For
- --------------------------------------------------------------------------------
CHUNGHWA TELECOM
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1613J108 06/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Amendments to Articles Mgmt For For For
7 Authority to Increase Paid-in Capital Mgmt For For For
8 Capital Reduction Mgmt For For For
9 Amendments to Procedural Rules of Mgmt For For For
Acquisition/Disposal of Assets
10 Amendments to Procedural Rules of Mgmt For For For
Capital Loans
11 Amendments to Procedural Rules of Mgmt For For For
Endorsements/Guarantees
12 Extraordinary motions Mgmt For Against Against
- --------------------------------------------------------------------------------
CHUNGHWA TELECOM
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1613J108 08/14/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Taiwan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve the capitalization of 2007 Mgmt For For For
capital surplus
3 Approve the Article of capital Mgmt For For For
decrease
4 Non-Voting Agenda Item N/A N/A N/A N/A
- --------------------------------------------------------------------------------
CNOOC LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1662W117 05/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect WU Guangqi Mgmt For For For
5 Elect CAO Xinghe Mgmt For For For
6 Elect WU Zhenfang Mgmt For For For
7 Elect Edgar W. K. CHENG Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
10 Authority to Repurchase Shares Mgmt For For For
11 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
12 Authority to Issue Repurchased Shares Mgmt For For For
13 Amendments to Articles Mgmt For For For
14 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
COSCO PACIFIC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G2442N104 05/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Bermuda
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect LI Jianhong Mgmt For Against Against
5 Elect SUN Yueying Mgmt For For For
6 Elect XU Minjie Mgmt For Against Against
7 Elect HE Jiale Mgmt For Against Against
8 Elect Kelvin WONG Tin Yau Mgmt For For For
9 Elect Edward CHOW Kwong Fai Mgmt For For For
10 Elect Rita FAN HSU Lai Tai Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
13 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
14 Authority to Repurchase Shares Mgmt For For For
15 Authority to Issue Repurchased Shares Mgmt For For For
16 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
DAH SING FINANCIAL HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y19182107 06/01/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Roderick S. Anderson Mgmt For For For
4 Elect John CHOW Wai-Wai Mgmt For Against Against
5 Elect NG Yiu-Ming Mgmt For For For
6 Elect Peter G. Birch Mgmt For For For
7 Elect Robert SZE Tsai-To Mgmt For Against Against
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For Abstain Against
to Set Fees
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Issue Repurchased Shares Mgmt For For For
- --------------------------------------------------------------------------------
DALIAN PORT (PDA) COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G2739Z109 06/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual China
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
7 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
- --------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y20246107 04/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Singapore
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Directors' Fees Mgmt For For For
4 Special Remuneration for Active Mgmt For For For
Management Oversight
5 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
6 Elect KOH Boon Hwee Mgmt For Against Against
7 Elect Christopher CHENG Wai Chee Mgmt For Against Against
8 Elect Richard Stanley Mgmt For For For
9 Elect Euleen GOH Yiu Kiang Mgmt For For For
10 Elect Bart Broadman Mgmt For For For
11 Re-appoint Mr. Andrew Robert Fowell Mgmt For Against Against
Buxton as a Director pursuant to
Section 153[6] of the Companies Act,
Chapter 50, to hold office from the
date of this AGM until the next AGM
the Company
12 Authorize the Board of Directors of Mgmt For For For
the Company to a] allot and issue
from time to time such number of
ordinary shares in the capital of the
Company [DBSH ordinary shares] as may
be required to be issued pursuant to
the exercise of options under the
DBSH share option plan; and b] offer
and grant awards in accordance with
the provisions of the DBSH share plan
and to allot and issue from time to
time such number of DBSH ordinary
shares as may be required to be
issued pursuant to the vesting of
awards under the DBSH share plan,
provided always that the aggregate
number of new DBSH ordinary shares to
be issued pursuant to the exercise of
options granted under the DBSH share
option plan and the vesting of awards
granted or to be granted under the
DBSH share plan shall not exceed 7.5%
of the total number of issued shares
[excluding treasury shares] in the
capital of the Company from time to
time
13 Authorize the Directors of the Mgmt For For For
Company to a] [i] issue shares in the
capital of the Company [shares]
whether by way of rights, bonus or
otherwise; and/or [ii] make or grant
offers, agreements or options
[collectively, Instruments ] that
might or would require shares to be
issued, including but not limited to
the creation and issue of [as well as
adjustments to] warrants, debentures
or other instruments convertible into
shares, at any time and upon such
terms and conditions and for such
purposes and to such persons as the
Directors may in their absolute
discretion deem fit; and [b]
[notwithstanding the authority
conferred by this resolution may have
ceased to be in force] issue shares
in pursuance of any instrument made
or granted by the Directors while
this Resolution was in force,
provided that [1] the aggregate
number of shares to be issued
pursuant to this resolution
[including shares to be issued in
pursuance of instruments made or
granted pursuant to this Resolution]
does not exceed 50% of the total
number of issued shares [excluding
treasury shares] in the capital of
the Company [as calculated in
accordance with paragraph [2] below],
of which the aggregate number of
shares to be issued other than on a
pro rata basis to shareholders of the
Company [including shares to be
issued in pursuance of instruments
made or granted pursuant to this
resolution] does not exceed 10% of
the total number of issued shares
[excluding treasury shares] in the
capital of the Company [as calculated
in accordance with paragraph [2]
below]; [2] [subject to such manner
of calculation and adjustments as may
be prescribed by the Singapore
Exchange Securities Trading Limited
[SGX-ST]] for the purpose of
determining the aggregate number of
shares that may be issued under
paragraph [1] above, the percentage
of issued shares shall be based on
the total number of issued shares
[excluding treasury shares] in the
capital of the Company at the time
this resolution is passed, after
adjusting for
14 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y20246107 04/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Singapore
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Authorize the Directors for the Mgmt For For For
purposes of Sections 76C and 76E of
the Companies Act, Chapter 50 [the
Companies Act], to purchase or
otherwise acquire issued ordinary
shares in the capital of DBSH
[ordinary shares] not exceeding in
aggregate the maximum percentage [as
specified], at such price or prices
as may be determined by the Directors
from time to time up to the maximum
price [as specified], whether by way
of: [i] market purchase[s] on the
Singapore Exchange Securities Trading
Limited [SGX-ST] transacted through
the Central Limit Order Book trading
system and/or any other securities
exchange on which the ordinary shares
may for the time being be listed and
quoted [Other Exchange]; and/or [ii]
off-market purchase[s] [if effected
otherwise than on the SGX-ST or, as
the case may be, other exchange] in
accordance with any equal access
scheme[s] as may be determined or
formulated by the Directors as they
consider fit, which scheme[s] shall
satisfy all the conditions prescribed
by the Companies Act, and otherwise
in accordance with all other laws and
regulations and rules of the SGX-ST
or, as the case may be, other
exchange as may for the time being be
applicable, [the share purchase
mandate]; [Authority expires the
earlier of the date on which the next
AGM of DBSH is held and the date by
which the next AGM of DBSH is
required by law to be held]; and to
complete and do all such acts and
things [including executing such
documents as may be required] as they
and/or he may consider expedient or
necessary to give effect to the
transactions contemplated and/or
authorized by this resolution
2 Approve, pursuant to Rule 14.1 of the Mgmt For For For
rules of the DBSH Share Plan [the
Plan] and further to the ordinary
resolution passed by the Company in
general meeting on 21 APR 2003, the
extension of the duration of the Plan
for a further period of 10 years from
18 SEP 2009 up to 17 SEP 2019; and
amend the Rule 8.1 of the Plan as
specified
3 Amend the Articles of Association Mgmt For For For
4 Authorize the Directors of the Mgmt For For For
Company, contingent upon the passing
of Resolution 3, pursuant to Section
161 of the Companies Act, to allot
and issue from time to time such
number of new ordinary shares, new
NRPS [as specified] and new RPS [as
specified] in the Company as may be
required to be allotted and issued
pursuant to the DBSH Scrip Dividend
Scheme [as specified]
- --------------------------------------------------------------------------------
DC CHEMICAL COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y2026B104 03/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Korea, Republic of
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve the financial statements Mgmt For For For
3 Approve the partial amendment to Mgmt For For For
Articles of Incorporation
4 Elect the Director Mgmt For For For
5 Approve the remuneration limit for Mgmt For For For
the Director
- --------------------------------------------------------------------------------
DONGKUK STEEL MILL COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y20954106 03/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Korea, Republic of
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve the financial statements Mgmt For For For
3 Approve the partial amendments to the Mgmt For For For
Articles of Incorporation
4 Elect the Directors Mgmt For Against Against
5 Elect the Auditor Committee Member Mgmt For For For
6 Approve the limit of remuneration for Mgmt For For For
the Directors
- --------------------------------------------------------------------------------
EDUCOMP SOLUTIONS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y22514106 07/07/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For Abstain Against
2 Declare a final dividend on equity Mgmt For Abstain Against
shares
3 Re-appoint Shri Shonu Chandra as a Mgmt For For For
Director, who retires by rotation
4 Appointment of Auditor and Authority Mgmt For For For
to Set Auditor's Fees
5 Authority to Use Proceeds of Equity Mgmt For For For
and Debt Issuance
- --------------------------------------------------------------------------------
FAIRFAX MEDIA LIMITED (FKA JOHN FAIRFAX HOLDINGS LIMITED)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Q37116102 11/13/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Australia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Re-elect Peter Young Mgmt For For For
3 Approve the Company s remuneration Mgmt For For For
report for the FYE 29 JUN 2008
- --------------------------------------------------------------------------------
FOSUN INTERNATIONAL LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y2618Y108 06/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual China
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect LIANG Xinjun Mgmt For Against Against
5 Elect WANG Qunbin Mgmt For For For
6 Elect FAN Wei Mgmt For Against Against
7 Elect CHEN Kaixian Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
10 Authority to Repurchase Shares Mgmt For For For
11 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
12 Authority to Issue Repurchased Shares Mgmt For For For
- --------------------------------------------------------------------------------
FRASER & NEAVE LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y2642C155 01/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Singapore
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect HO Tian Yee Mgmt For For For
4 Elect KOH Beng Seng Mgmt For For For
5 Elect TAN Chong Meng Mgmt For For For
6 Directors' Fees Mgmt For Against Against
7 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
8 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
9 Authority to Grant Options and Issue Mgmt For For For
Shares under Employee Incentive Plan
10 Non-Voting Agenda Item N/A N/A N/A N/A
- --------------------------------------------------------------------------------
FRASER & NEAVE LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y2642C155 01/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Singapore
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adoption of the F&N Restricted Share Mgmt For For For
Plan
3 Adoption of the F&N Performance Share Mgmt For For For
Plan
4 Authority to Repurchase Shares Mgmt For For For
- --------------------------------------------------------------------------------
GIGAMEDIA LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GIGM CUSIP Y2711Y104 06/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Directors' Fees Mgmt For For For
4 Authority to Issue Shares Mgmt For Abstain Against
5 Authority to Repurchase Shares Mgmt For Abstain Against
6 2009 Employee Share Purchase Plan Mgmt For For For
7 2009 Equity Incentive Plan Mgmt For For For
- --------------------------------------------------------------------------------
GUANGDONG INVESTMENT LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y2929L100 06/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect LI Wenyue Mgmt For For For
5 Elect Moses CHENG Mo Chi Mgmt For Against Against
6 Elect ZHAI Zhiming Mgmt For Against Against
7 Elect SUN Yingming Mgmt For Against Against
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Issue Repurchased Shares Mgmt For For For
13 Amendments to Articles Mgmt For Against Against
- --------------------------------------------------------------------------------
HANJIN HEAVY IND. & CONST. HOLDINGS CO., LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y3052L107 03/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Korea, Republic of
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Allocation of Mgmt For For For
Profits/Dividends
3 Approve the partial amendment to Mgmt For For For
Articles of Incorporation
4 Elect Mr. Lee Jae-Yong as an Inside Mgmt For For For
Director
5 Approve the limit of remuneration for Mgmt For For For
the Directors
6 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
HANKOOK TIRE COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y30587102 03/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Korea, Republic of
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve the financial statements Mgmt For For For
3 Amend the Articles of Incorporation Mgmt For For For
4 Elect the External Director who is an Mgmt For For For
Audit Committee Member
5 Approve the limit of remuneration for Mgmt For For For
the Director
- --------------------------------------------------------------------------------
HIGH TECH COMPUTER CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y3194T109 06/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Allocation of Profits/Dividends Mgmt For For For
8 Authority to Increase Paid-in Capital Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 Amendments to Procedural Rules of Mgmt For For For
Acquisition/Disposal of Assets
11 Amendments to Procedural Rules of Mgmt For For For
Trade of Derivatives
12 Amendments to Procedural Rules of Mgmt For For For
Capital Loans
13 Amendments to Procedural Rules of Mgmt For For For
Endorsements/Guarantees
14 Elect TAN Hochen Mgmt For Abstain Against
15 Extraordinary Motions Mgmt For Against Against
- --------------------------------------------------------------------------------
HOYA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J22848105 06/16/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Amendments to Articles Mgmt For For For
2 Elect Takeo Shiina Mgmt For For For
3 Elect Yuhzaburoh Mogi Mgmt For For For
4 Elect Eiko Kohno Mgmt For For For
5 Elect Yukiharu Kodama Mgmt For For For
6 Elect Itaru Koeda Mgmt For For For
7 Elect Hiroshi Suzuki Mgmt For For For
8 Elect Hiroshi Hamada Mgmt For For For
9 Elect Kenji Ema Mgmt For For For
10 Stock Option Plan Mgmt For For For
- --------------------------------------------------------------------------------
HUTCHISON WHAMPOA LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y38024108 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect LI Ka Shing Mgmt For Against Against
5 Elect Susan CHOW WOO Mo Fong Mgmt For Against Against
6 Elect Dominic LAI Kai Ming Mgmt For For For
7 Elect William Shurniak Mgmt For Against Against
8 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
9 Directors' Fees Mgmt For For For
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Issue Repurchased Shares Mgmt For For For
13 Amendments to 2004 Partner Share Mgmt For For For
Option Plan
- --------------------------------------------------------------------------------
HUTCHISON WHAMPOA LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y38024108 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Share Option Scheme of Hutchison Mgmt For Against Against
Telecommunications Hong Kong Holdings
Limited
3 CKH Master Agreement Mgmt For For For
4 HSE Master Agreement Mgmt For For For
- --------------------------------------------------------------------------------
HYUNDAI ENGINEERING & CONSTRUCTION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y38382100 03/17/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Korea, Republic of
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve the financial statement Mgmt For For For
3 Approve the partial amendment to the Mgmt For For For
Articles of Incorporation
4 Elect the 3 Directors and 4 Outside Mgmt For Against Against
Directors
5 Elect 4 Auditor Committee Members Mgmt For Against Against
6 Approve the limit of remuneration for Mgmt For For For
the Directors
- --------------------------------------------------------------------------------
HYUNDAI HEAVY INDUSTRIES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y3838M106 03/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Korea, Republic of
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve the financial statement Mgmt For For For
3 Approve to change the Articles of Mgmt For For For
Incorporation
4 Elect the Directors Mgmt For For For
5 Elect the Audit Committee Member Mgmt For For For
6 Approve the limit of remuneration for Mgmt For For For
the Director
- --------------------------------------------------------------------------------
IDEMITSU KOSAN COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J2388K103 06/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Elect Akihiko Tenboh Mgmt For Against Against
4 Elect Kazuhisa Nakano Mgmt For For For
5 Elect Shuuichi Ohmiya Mgmt For For For
6 Elect Kenichi Matsui Mgmt For For For
7 Elect Takatoshi Hiruma Mgmt For For For
8 Elect Yoshinori Kawamoto Mgmt For For For
9 Elect Zenichi Suda Mgmt For For For
10 Elect Seiji Fukunaga Mgmt For For For
11 Elect Akio Nishiyori Mgmt For For For
12 Elect Mitsuru Soneda Mgmt For For For
13 Elect Junjiroh Kuramochi Mgmt For For For
14 Elect Takashi Tsukioka Mgmt For For For
15 Elect Yasunori Maeda Mgmt For For For
16 Elect Osamu Uwamae Mgmt For For For
17 Elect Yohhei Shiroga Mgmt For Against Against
- --------------------------------------------------------------------------------
INCITEC PIVOT LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Q4887E101 09/05/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Australia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Approval of Financial Assistance by Mgmt For For For
Acquired Subsidiaries
2 Share Split Mgmt For For For
- --------------------------------------------------------------------------------
INDUSTRIAL & COMMERCIAL BANK OF CHINA (ASIA) LIMITED (ICBC ASIA)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y3991T104 05/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect JIANG Jianqing Mgmt For For For
5 Elect HU Hao Mgmt For For For
6 Elect ZHANG Yi Mgmt For For For
7 Elect George YUEN Kam Ho Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Issue Repurchased Shares Mgmt For For For
13 Amendments to Articles Mgmt For For For
- --------------------------------------------------------------------------------
INDUSTRIAL & COMMERCIAL BANK OF CHINA (ASIA) LIMITED (ICBC ASIA)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS ADPV10686 10/27/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special China
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Appoint Mr. Jiang Jianqing as an Mgmt For For For
Executive Director of the Bank
3 Appoint Mr. Yang Kaisheng as an Mgmt For For For
Executive Director of the Bank
4 Appoint Mr. Zhang Furong as an Mgmt For For For
Executive Director of the Bank
5 Appoint Mr. Niu Ximing as an Mgmt For For For
Executive Director of the Bank
6 Elect LEUNG Kam Chung Mgmt For For For
7 Elect John L. Thornton Mgmt For For For
8 Elect QIAN Yingyi Mgmt For For For
9 Elect Frank WONG Kwong Shing Mgmt For For For
10 Appoint Mr. Huan Huiwu as a Mgmt For For For
Non-Executive Director of the Bank
11 Appoint Mr. Gao Jianhong as a Mgmt For Against Against
Non-Executive Director of the Bank
12 Appoint Ms. Li Chunxiang as a Mgmt For For For
Non-Executive Director of the Bank
13 Appoint Mr. Li Jun as a Non-Executive Mgmt For For For
Director of the Bank
14 Appoint Mr. Li Xiwen as a Mgmt For For For
Non-Executive Director of the Bank
15 Appoint Mr. Wei Fusheng as a Mgmt For For For
Non-Executive Director of the Bank
16 Appoint Ms. Wang Chixi as a Mgmt For For For
shareholder Supervisor of the Bank
17 Authority to Issue Debt Instruments Mgmt For For For
- --------------------------------------------------------------------------------
INNER MONGOLIA YITAI
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y40848106 03/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual China
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Approve the 2008 work report of the Mgmt For For For
Board of Directors
2 Approve the 2008 work report of the Mgmt For For For
Supervisory Committee
3 Approve the 2008 annual report Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Amend the Articles of Association Mgmt For For For
6 Related Party Transactions Mgmt For For For
7 Approve the setup of two plants Mgmt For For For
8 Approve the provision of loan Mgmt For For For
guarantee for a Company
9 Approve the provision of loan Mgmt For For For
guarantee for another Company
10 Approve the provision of loan Mgmt For For For
guarantee for a third Company
11 Approve the provision of loan Mgmt For For For
guarantee for a fourth Company
12 Authority for Mutual provision of Mgmt For For For
Guarantee with Yitai Group
- --------------------------------------------------------------------------------
JB HI-FI LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Q5029L101 10/14/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Australia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 Adopt the remuneration report for YE Mgmt For For For
30 JUN 2008
3 Re-elect Will Fraser Mgmt For For For
4 Re-elect Terry Smart Mgmt For For For
5 Elect Greg Richards Mgmt For For For
6 Equity Grant (CEO Richard Uechtritz) Mgmt For For For
7 Equity Grant (Executive Director Mgmt For For For
Terry Smart)
8 Non-Voting Agenda Item N/A N/A N/A N/A
- --------------------------------------------------------------------------------
JINDAL STEEL & POWER LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y4447P100 07/24/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Other India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authorization of Investments, Loans Mgmt For For For
and Guarantees
3 Board Size Mgmt For For For
- --------------------------------------------------------------------------------
JUPITER TELECOMMUNICATIONS CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J28710101 03/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Approve Appropriation of Profits Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Appoint a Director Mgmt For For For
12 Appoint a Director Mgmt For For For
13 Appoint a Director Mgmt For For For
14 Appoint a Director Mgmt For For For
15 Appoint a Director Mgmt For For For
16 Appoint a Corporate Auditor Mgmt For Against Against
- --------------------------------------------------------------------------------
KINGBOARD CHEMICAL HOLDINGS, LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G52562140 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Cayman Islands
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect CHAN Wing Kwan Mgmt For For For
5 Elect Stephanie CHEUNG Wai Lin Mgmt For For For
6 Elect Henry Tan Mgmt For For For
7 Elect Robert LAI Chung Wing Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Issue Repurchased Shares Mgmt For For For
13 Amendments to Articles Mgmt For For For
14 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
KINTETSU WORLD EXPRESS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J33384108 06/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Allocation of Profits/Dividends Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Elect Akio Tsujii Mgmt For Against Against
4 Elect Tetsu Ishizaki Mgmt For For For
5 Elect Kiyoshi Kataoka Mgmt For For For
6 Elect Masakazu Hattori Mgmt For For For
7 Elect Hirohiko Ueno Mgmt For For For
8 Elect Kenji Ueda Mgmt For For For
9 Elect Johji Toyama Mgmt For For For
10 Elect Haruto Nakata Mgmt For For For
11 Elect Hiroyuki Hoshiai Mgmt For For For
12 Elect Shinya Aikawa Mgmt For For For
13 Elect Yoshiki Watarai Mgmt For For For
14 Elect Kazuya Mori Mgmt For For For
15 Elect Toshimichi Inamura Mgmt For For For
16 Elect Takashi Banba Mgmt For For For
17 Elect Masanori Yamaguchi Mgmt For For For
18 Elect Naoyuki Okamoto Mgmt For Against Against
- --------------------------------------------------------------------------------
KOBAYASHI PHARMACEUTICAL
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J3430E103 06/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Amendments to Articles Mgmt For Against Against
2 Elect Kazumasa Kobayashi Mgmt For Against Against
3 Elect Yutaka Kobayashi Mgmt For For For
4 Elect Akihiro Kobayashi Mgmt For For For
5 Elect Jyohji Miki Mgmt For For For
6 Elect Masaaki Tanaka Mgmt For For For
7 Elect Takashi Tsujino Mgmt For For For
8 Elect Satoshi Yamane Mgmt For For For
9 Elect Haruo Tsuji Mgmt For For For
10 Election of Alternate Statutory Mgmt For For For
Auditor
11 Special Allowances for Directors and Mgmt For Against Against
Statutory Auditors
12 Directors and Statutory Auditors Fees Mgmt For For For
- --------------------------------------------------------------------------------
KOREAN REINSURANCE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y49391108 06/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Korea, Republic of
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Election of Directors (Slate) Mgmt For For For
5 Election of Audit Committee Member Mgmt For For For
(Non-independent Director): CHOI Yong
Soo
6 Election of Audit Committee Members Mgmt For For For
(Independent Directors) (Slate)
7 Directors' Fees Mgmt For For For
8 Amendments to Retirement Allowances Mgmt For Abstain Against
9 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
KS ENERGY SERVICES LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y498A2103 08/18/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Singapore
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Waiver of Mandatory Takeover Mgmt For For For
Requirement
- --------------------------------------------------------------------------------
LARGAN PRECISION COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y52144105 06/10/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Authority to Increase Paid-in Capital Mgmt For For For
7 Amendments to Articles Mgmt For Abstain Against
8 Amendments to Procedural Rules for Mgmt For For For
Capital Loan and
Endorsements/Guarantees
9 Investment in Mainland China Mgmt For For For
10 Non-Compete Restrictions for Mgmt For Against Against
Directors
11 Extraordinary Motions Mgmt For Against Against
- --------------------------------------------------------------------------------
LENOVO GROUP LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y5257Y107 07/25/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Re-elect Dr. Tian Suning as a Director Mgmt For For For
4 Re-elect Professor Woo Chia-Wei as a Mgmt For For For
Director
5 Re-elect Mr. Ting Lee Sen as a Mgmt For For For
Director
6 Re-elect Mr. Liu Chuanzhi as a Mgmt For For For
Director
7 Re-elect Mr. Zhu Linan as a Director Mgmt For For For
8 Authorize the Board of Directors to Mgmt For For For
fix Directors fees
9 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
10 Authority to Issue Shares w/out Mgmt For For For
Preemptive Rights
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Issue Repurchased Shares Mgmt For For For
- --------------------------------------------------------------------------------
LG FASHION CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y5275J108 03/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Korea, Republic of
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Allocation of Mgmt For For For
Profits/Dividends
4 Approve the partial amendment to the Mgmt For For For
Articles of Incorporation
5 Elect 2 Directors Mgmt For For For
6 Elect 3 Outside Directors Mgmt For Against Against
7 Elect 1 other Non-Executive Director Mgmt For For For
8 Elect 3 Auditor Committee Member Mgmt For Against Against
9 Approve the limit of remuneration for Mgmt For For For
the Directors
- --------------------------------------------------------------------------------
LI & FUNG LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G5485F144 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Bermuda
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Franklin Warren McFarlan Mgmt For For For
5 Elect Spencer FUNG Theodore Mgmt For For For
6 Elect Martin TANG Yen Nien Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
9 Authority to Repurchase Shares Mgmt For For For
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
11 Authority to Issue Repurchased Shares Mgmt For For For
12 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
LI NING COMPANY LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G5496K124 05/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Cayman Islands
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect ZHANG Zhi Yong Mgmt For For For
5 Elect CHONG Yik Kay Mgmt For For For
6 Elect LIM Meng Ann Mgmt For Against Against
7 Elect WANG Ya Fei Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Issue Repurchased Shares Mgmt For For For
13 Amendments to Share Option Scheme Mgmt For For For
- --------------------------------------------------------------------------------
LIANHUA SUPERMARKET HOLDINGS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y5279F102 05/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual China
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
8 Authority to Declare Interim Dividends Mgmt For For For
9 Elect MA Xingsheng Mgmt For For For
10 Elect XU Bo Mgmt For Against Against
11 Elect CHEN Jianjun as Supervisor Mgmt For Against Against
12 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
13 Approval of Other Matters Mgmt For Against Against
14 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
- --------------------------------------------------------------------------------
LIG INSURANCE CO. LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y5277H100 06/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Korea, Republic of
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Allocation of Mgmt For For For
Profits/Dividends
4 Amendments to Articles Mgmt For For For
5 Election of Directors (Slate) Mgmt For For For
6 Elect CHUNG Sang Myung as Audit Mgmt For For For
Committee Member
7 Elect PARK Chan Soo as Audit Mgmt For For For
Committee Member
8 Directors' Fees Mgmt For For For
- --------------------------------------------------------------------------------
LIHIR GOLD LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y5285N149 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Papua New Guinea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 Re-elect Alister Maitland Mgmt For For For
3 Re-elect Geoff Loudon Mgmt For For For
4 Re-Appoint Auditor Mgmt For For For
5 Equity Grant (MD and CEO Arthur Hood) Mgmt For For For
6 Ratify Placement of Securities Mgmt For For For
7 Increase Non-Executive Directors' Fee Mgmt For For For
Cap
8 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
MAANSHAN IRON & STEEL COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y5361G109 08/31/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special China
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Elect GU Jianguo Mgmt For For For
3 Elect GU Zhanggen Mgmt For For For
4 Elect SU Jiangang Mgmt For For For
5 Elect ZHAO Jianming Mgmt For For For
6 Elect GAO Haijian Mgmt For For For
7 Elect HUI Zhigang Mgmt For For For
8 Elect WONG Chun Wa Mgmt For For For
9 Elect SU Yong Mgmt For For For
10 Elect HUI Leung Wah Mgmt For For For
11 Elect HAN Yi Mgmt For For For
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Elect FANG Jinrong Mgmt For For For
14 Elect CHENG Shaoxiu Mgmt For For For
15 Elect AN Qun Mgmt For For For
16 Directors' and Supervisors' Fees Mgmt For For For
- --------------------------------------------------------------------------------
MEDIA TEK INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y5945U103 06/10/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Authority to Increase Paid-in Capital Mgmt For For For
8 Amendments to Procedural Rules for Mgmt For For For
Capital Loan and
Endorsements/Guarantees
9 Amendments to Procedural Rules for Mgmt For For For
Acquisition and Disposal of Assets
10 Elect Ming-kai Tsai Mgmt For For For
11 Elect Jyh-Jer Cho Mgmt For For For
12 Elect Ching-Jiang Hsieh Mgmt For For For
13 Elect Ming-Je Tang Mgmt For Against Against
14 Elect Chin-Teng Lin Mgmt For Against Against
15 Elect Chung-Lang Liu Mgmt For Against Against
16 Elect Yan-Kuin Su Mgmt For Against Against
17 Elect Po Yuan Wang Mgmt For Against Against
18 Non-Compete Restrictions for Mgmt For Against Against
Directors
19 Extraordinary Motions Mgmt For Against Against
- --------------------------------------------------------------------------------
MEGASTUDY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y59327109 03/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Korea, Republic of
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve the financial statements Mgmt For For For
3 Approve to change the Articles of Mgmt For For For
Incorporation
4 Elect the Director Mgmt For For For
5 Elect the Auditor Mgmt For Against Against
6 Approve the remuneration limit for Mgmt For For For
Director
7 Approve the remuneration limit for Mgmt For For For
Auditor
8 Approve to change the severance Mgmt For Abstain Against
payment for the Directors
- --------------------------------------------------------------------------------
MITSUBISHI UFJ FINANCIAL GROUP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J44497105 06/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect Ryousuke Tamakoshi Mgmt For For For
5 Elect Haruya Uehara Mgmt For For For
6 Elect Nobuo Kuroyanagi Mgmt For For For
7 Elect Kyouta Ohmori Mgmt For For For
8 Elect Saburoh Sano Mgmt For For For
9 Elect Hiroshi Saitoh Mgmt For For For
10 Elect Nobushige Kamei Mgmt For For For
11 Elect Shintaroh Yasuda Mgmt For For For
12 Elect Katsunori Nagayasu Mgmt For For For
13 Elect Fumiyuki Akikusa Mgmt For For For
14 Elect Kazuo Takeuchi Mgmt For For For
15 Elect Kinya Okauchi Mgmt For For For
16 Elect Kaoru Wachi Mgmt For For For
17 Elect Takashi Oyamada Mgmt For For For
18 Elect Akio Harada Mgmt For For For
19 Elect Ryuji Araki Mgmt For For For
20 Elect Takuma Ohtoshi Mgmt For For For
21 Elect Tetsuo Maeda Mgmt For For For
22 Elect Tsutomu Takasuka Mgmt For For For
23 Elect Kunie Okamoto Mgmt For For For
24 Elect Yasushi Ikeda Mgmt For For For
- --------------------------------------------------------------------------------
MMC CORPORATION BERHAD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y60574103 03/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Malaysia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Merger/Acquisition Mgmt For For For
- --------------------------------------------------------------------------------
MMC CORPORATION BERHAD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y60574103 05/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Malaysia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Ooi Teik Huat Mgmt For Against Against
4 Elect Abdul Jabbar bin Syed Hassan Mgmt For For For
5 Elect Wan Abdul Rahman bin Haji Wan Mgmt For Against Against
Yaacob
6 Elect Abdullah bin Mohd Yusof Mgmt For Against Against
7 Directors' Fees for 2008 Mgmt For For For
8 Appointment of Auditor and Authority Mgmt For Against Against
to Set Fees
9 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
10 Directors' Fees for 2009 Mgmt For For For
- --------------------------------------------------------------------------------
MOBILEONE LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y8838Q148 04/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Singapore
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Patrick YEOH Kwai Hoh Mgmt For For For
4 Elect THIO Su Mien Mgmt For For For
5 Elect Yusof Annuar Yaacob Mgmt For Against Against
6 Elect Roger Barlow Mgmt For For For
7 Elect Sri Jamaludin Ibrahim Mgmt For For For
8 Elect CHOW Kok Kee Mgmt For Against Against
9 Elect Alan OW Soon Sian Mgmt For For For
10 Approve the Directors fees of SGD Mgmt For For For
388,156 for the YE 31 DEC 2008
11 Appointment of Auditor and Authority Mgmt For Abstain Against
to Set Fees
12 Authority to Grant Awards and Issue Mgmt For For For
Shares under Employee Incentive Plan
13 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive Rights
14 Authority to Repurchase Shares Mgmt For For For
15 Related Party Transactions Mgmt For For For
16 Non-Voting Agenda Item N/A N/A N/A N/A
- --------------------------------------------------------------------------------
NAN YA PLASTICS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y62061109 06/11/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Authority to Increase Paid-in Capital Mgmt For For For
6 Amendments to Articles Mgmt For For For
7 Election of Independent Director Mgmt For For For
8 Amendments to Procedural Rules for Mgmt For For For
Capital Loan
9 Amendments to Procedural Rules for Mgmt For For For
Endorsements/Guarantees
10 Election of Independent Director Mgmt For For For
11 Other Business Mgmt For Against Against
- --------------------------------------------------------------------------------
NATIONAL AUSTRALIA BANK LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Q65336119 12/18/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Australia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Re-elect John Thorn Mgmt For For For
3 Re-elect Geoff Tomlinson Mgmt For For For
4 Approve Employee Equity Plans Mgmt For For For
5 Equity Grant (Group CEO Designate Mgmt For For For
Cameron Clyne)
6 Equity Grant (Ahmed Fahour) Mgmt For For For
7 Equity Grant (Michael Ullmer) Mgmt For For For
8 Adopt the remuneration report for the Mgmt For For For
YE 30 SEP 2008
9 Removal of Director Paul Rizzo Mgmt Against Against For
- --------------------------------------------------------------------------------
NINTENDO CO LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J51699106 06/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect Satoru Iwata Mgmt For Against Against
5 Elect Yoshihiro Mori Mgmt For For For
6 Elect Shinji Hatano Mgmt For For For
7 Elect Genyoh Takeda Mgmt For For For
8 Elect Shigeru Miyamoto Mgmt For For For
9 Elect Nobuo Nagai Mgmt For For For
10 Elect Masaharu Matsumoto Mgmt For For For
11 Elect Eiichi Suzuki Mgmt For For For
12 Elect Kazuo Kawahara Mgmt For For For
13 Elect Tatsumi Kimishima Mgmt For For For
14 Elect Kaoru Takemura Mgmt For For For
15 Elect Kohji Yoshida Mgmt For For For
- --------------------------------------------------------------------------------
NISSAN CHEMICAL INDUSTRIES LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ISIN JP3670800006 06/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect Nobuichiroh Fujimoto Mgmt For Against Against
5 Elect Ryozoh Sakoda Mgmt For For For
6 Elect Yutaka Niitsu Mgmt For For For
7 Elect Misao Miyamoto Mgmt For For For
8 Elect Kazuhiro Yagisawa Mgmt For For For
9 Elect Takami Ohno Mgmt For For For
10 Elect Tsuneo Higuchi Mgmt For For For
11 Elect Ken Iwase Mgmt For For For
12 Elect Kenichiroh Sakurada Mgmt For For For
13 Elect Shiroh Kamaki Mgmt For For For
14 Elect Sumio Kondoh Mgmt For Against Against
15 Bonuses for Directors Mgmt For Against Against
16 Directors' and Statutory Auditors' Mgmt For For For
Fees
- --------------------------------------------------------------------------------
NITORI CO. LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J58214107 05/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Amendments to Articles Mgmt For Abstain Against
2 Elect Nominee 1 Mgmt For Abstain Against
3 Elect Nominee 2 Mgmt For Abstain Against
4 Elect Nominee 3 Mgmt For Abstain Against
5 Elect Nominee 4 Mgmt For Abstain Against
6 Elect Nominee 5 Mgmt For Abstain Against
7 Elect Nominee 6 Mgmt For Abstain Against
8 Elect Nominee 7 Mgmt For Abstain Against
9 Elect Nominee 8 Mgmt For Abstain Against
10 Elect Nominee 9 Mgmt For Abstain Against
11 Directors' and Statutory Auditors' Mgmt For For For
Fees
- --------------------------------------------------------------------------------
NOBLE GROUP LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G6542T119 04/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Bermuda
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 Declare a final dividend of US Mgmt For For For
4.4cents per share for the YE 31 DEC
2008
3 Elect Edward Rubin Mgmt For For For
4 Elect Burton Levin Mgmt For For For
5 Elect Iain Bruce Mgmt For Against Against
6 Elect Milton Au Mgmt For For For
7 Elect Ricardo Leiman Mgmt For For For
8 Approve the Directors fees for the Mgmt For For For
YE 31 DEC 2008
9 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive Rights
12 Authority to Repurchase Shares Mgmt For For For
13 Authority to Grant Awards and Issue Mgmt For For For
Shares under Employee Incentive Plan
14 Authority to Issue Shares under Scrip Mgmt For For For
Dividend Plan
- --------------------------------------------------------------------------------
NOBLE GROUP LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G6542T119 04/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Bermuda
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Noble Group Performance Share Plan Mgmt For Against Against
- --------------------------------------------------------------------------------
NOMURA REAL ESTATE OFFICE FUND INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J5893B104 06/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Allocation of Profits/Dividends Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Elect Tsukasa Takahashi Mgmt For For For
4 Elect Hiroyuki Kimura Mgmt For For For
5 Elect Yuhkoh Yoshida Mgmt For For For
- --------------------------------------------------------------------------------
NTT DOCOMO INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J59399105 06/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect Yoshitaka Makitani Mgmt For Against Against
- --------------------------------------------------------------------------------
PAPERLINX LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Q73258107 10/24/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Australia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Re-elect Lindsay Yelland Mgmt For For For
3 Re-elect Nora Scheinkestel Mgmt For For For
4 Elect Harry Boon Mgmt For For For
5 Adopt the remuneration report for the Mgmt For For For
YE 30 JUN 2008, as specified
6 Equity Grant - (MD Tom Park under Mgmt For For For
LTIP)
7 Equity Grant - (MD Tom Park under Mgmt For For For
STIP)
- --------------------------------------------------------------------------------
PETROCHINA CO LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y6883Q104 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual China
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Financial Statements Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Authority to Declare Interim Dividends Mgmt For For For
7 Appointment of Auditor and Authority Mgmt For Abstain Against
to Set Fees
8 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
9 Authority to Issue Debt Instruments Mgmt For For For
10 Elect WANG Daocheng as Supervisor Mgmt For For For
- --------------------------------------------------------------------------------
PETRON CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y6885F106 07/31/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Philippines
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Call to order Mgmt For For For
2 Approve the report on the attendance Mgmt For For For
and quorum
3 Approve the minutes of previous Mgmt For For For
annual stock holders meeting
4 Accounts and Reports Mgmt For For For
5 Ratification of Board Acts Mgmt For For For
6 Appoint an Independent Auditor Mgmt For For For
7 Elect Nicasio Alcantara Mgmt For For For
8 Elect Bernardino Abes Mgmt For For For
9 Elect Michael T. Defensor Mgmt For For For
10 Elect Alberto Pedrosa Mgmt For For For
11 Elect Kamal M. Al-Yahya Mgmt For For For
12 Elect Abdullah Al-Baiz Mgmt For For For
13 Elect Nabilah Al-Tunisi Mgmt For For For
14 Elect Abdallah I. Al-Saadan Mgmt For For For
15 Elect Emilia Boncodin Mgmt For For For
16 Elect Douhan Al-Douhan Mgmt For For For
17 Non-Voting Agenda Item N/A N/A N/A N/A
- --------------------------------------------------------------------------------
PICC PROPERTY & CASUALTY COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y6975Z103 01/16/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect DING Ningning Mgmt For For For
- --------------------------------------------------------------------------------
POINT INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J63944102 05/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Elect Michio Fukuda Mgmt For Against Against
4 Elect Toshiaki Ishii Mgmt For For For
5 Elect Yohichi Endoh Mgmt For For For
6 Elect Akihiro Katsuyama Mgmt For For For
7 Elect Kenichi Sakurai Mgmt For For For
8 Elect Katsuji Tokimatsu Mgmt For For For
9 Elect Tsuyoshi Matsuda Mgmt For For For
10 Elect Akira Katoh Mgmt For For For
11 Directors' Compensation Policy Mgmt For For For
- --------------------------------------------------------------------------------
PORTS DESIGN LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G71848124 06/02/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Bermuda
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor and Authority Mgmt For Abstain Against
to Set Fees
4 Elect Edward TAN Han Kiat Mgmt For For For
5 Elect Alfred CHAN Kai Tai Mgmt For Against Against
6 Elect Pierre F. Bourque Mgmt For For For
7 Elect Julie A. Enfield Mgmt For For For
8 Elect Rodney R. Cone Mgmt For Against Against
9 Elect Valarie FONG Wei Lynn Mgmt For For For
10 Elect Lara M. LAI Mgmt For Against Against
11 Directors' Fees Mgmt For For For
12 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
13 Authority to Repurchase Shares Mgmt For For For
14 Authority to Issue Repurchased Shares Mgmt For For For
- --------------------------------------------------------------------------------
PRIMARY HEALTH CARE LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Q77519108 11/28/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Australia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Adopt the Remuneration Report for the Mgmt For Against Against
YE 30 JUN 2008
3 Re-elect Brian Bell Mgmt For For For
4 Re-elect Michael Christie Mgmt For For For
- --------------------------------------------------------------------------------
PT PERUSAHAAN GAS NEGARA (PERSERO) TBK
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y7136Y118 12/22/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Indonesia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Implementation of Minister Rule Mgmt For For For
3 Ratify the amendment of the Mgmt For For For
partnership and Environment
Development Program
4 Approve to re-purchase the Company s Mgmt For For For
shares
5 Ratify the accounting application on Mgmt For Abstain Against
the tantiem in year 2007
6 Directors and Commissioners' Fees Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
- --------------------------------------------------------------------------------
PTT EXPLORATION & PRODUCTION PUBLIC COMPANY LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y7145P165 03/31/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Thailand
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acknowledge the 2008 performance Mgmt For For For
result and 2009 work plan of the
Company
3 Approve the 2008 financial statements Mgmt For For For
4 Approve the dividend payment for 2008 Mgmt For For For
performance
5 Appoint the Auditor and approve the Mgmt For For For
Auditor s fees for year 2009
6 Elect Pala Sookawesh Mgmt For For For
7 Elect Bhusana Premanode Mgmt For For For
8 Elect Anon Sirisaengtaksin Mgmt For For For
9 Elect Sirinuj Bisonyabut Mgmt For For For
10 Elect Rathakit Manathat Mgmt For For For
11 Approve the Directors and the Mgmt For For For
Sub-committees remuneration
12 Ratify the Company s Articles of Mgmt For For For
Association [AOA] Clause 9
registration
13 Approve the debenture issuance up to Mgmt For For For
the total amount of THB 50,000 million
14 Other matters [if any] Mgmt For Against Against
- --------------------------------------------------------------------------------
RAFFLES EDUCATION CORP. LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS ADPV11509 01/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Singapore
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Amend the Articles of Association of Mgmt For For For
the Company as specified
2 Scrip Dividend Mgmt For For For
- --------------------------------------------------------------------------------
RAFFLES EDUCATION CORP. LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS ADPV11509 10/23/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Singapore
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Directors' Fees Mgmt For For For
4 Elect TAN Teck Meng Mgmt For Against Against
5 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive Rights
8 Adoption of Raffles Education Mgmt For For For
Corporation Employees' Share Option
Scheme
9 Authority to Repurchase Shares Mgmt For For For
- --------------------------------------------------------------------------------
RELIANCE INDUSTRIES LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y72596102 04/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Court India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Approval of Scheme of Amalgamation Mgmt For For For
- --------------------------------------------------------------------------------
RIO TINTO LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Q81437107 04/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Australia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 Approve the remuneration report for Mgmt For For For
the YE 31 DEC 2008 as specified
3 Elect Mr. Jan Du Plessis as a Director Mgmt For Against Against
4 Re-elect Sir David Clementi as a Mgmt For Against Against
Director
5 Re-elect Sir Rod Eddington as a Mgmt For Against Against
Director
6 Re-elect Mr. Andrew Gould as a Mgmt For Against Against
Director
7 Re-elect Mr. David Mayhew as a Mgmt For Against Against
Director
8 Appoint Auditor and Authority to Set Mgmt For For For
Fees (Rio Tinto plc)
9 Amend the Rules 89 to 91 [inclusive] Mgmt For For For
of the Constitution of Rio Tinto
Limited as specified; and the
Articles 75 to 78 of the Articles of
Association of Rio Tinto Plc as
specified
10 Approve the buybacks by Rio Tinto Mgmt For For For
Limited of ordinary shares from Tinto
Holdings Australia Pty Limited [THA] in
the period following this approval until
[and including] the date of the Rio
Tinto Limited 2010 AGM or 19 APR 2010
[whichever is later] upon the terms and
subject to the conditions as specified
in the draft buyback agreement between
Rio Tinto Limited and THA [entitled 2009
RTL-THA Agreement], as specified
11 Amend, subject to the consent in Mgmt For Against Against
writing of the holder of the special
voting share; that with effect from
the close of the AGM of Rio Tinto
Limited held in 2009; the
constitution of Rio Tinto Limited as
specified; the Articles of the
Association of Rio Tinto Plc as
specified, be adopted as the Articles
of Association of Rio Tinto Plc in
substitution for, and to the
exclusion of, the existing Articles
of Association; and that with effect
from 00.01 am GMT on 01 OCT 2009; the
constitution of Rio Tinto Limited as
specified; the Articles of
Association of Rio Tinto Plc by
deleting all of the provisions of Rio
Tinto Plc s Memorandum of Association
which, by virtue of Section 28 of the
UK Companies Act 2006, are to treated
as part of Rio Tinto plc s Articles
of Association; the Articles of
Association of Rio Tinto Plc by
deleting all provisions referred to
in Paragraph 42 of Schedule 2 of the
UK Companies Act 2006 [Commencement
No 8, Transitional Provision and
Savings] Order 2008 [Statutory
Instrument 2008 No 2860]; and the
Articles of Association of Rio Tinto
Plc as specified
12 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
SA SA INTERNATIONAL HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G7814S102 08/28/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Cayman Islands
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 Declare a final dividend and a Mgmt For For For
special dividend for the YE 31 MAR
2008
3 Re-elect Mr. Kwok Siu Ming, Simon as Mgmt For For For
an Executive Director
4 Re-elect Mrs. Kwok Law Kwai Chun, Mgmt For For For
Eleanor as an Executive Director
5 Re-elect Mr. Look Guy as an Executive Mgmt For For For
Director
6 Authorize the Board of Directors Mgmt For For For
aBoarda to fix their remuneration
7 Elect CHAN Yuk Shee Mgmt For For For
8 Elect Thomas LEUNG Kwok Fai Mgmt For For For
9 Authorize the Board to fix their Mgmt For For For
remuneration
10 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
11 Authority to Issue Shares w/out Mgmt For For For
Preemptive Rights
12 Authority to Repurchase Shares Mgmt For For For
13 Authority to Issue Repurchased Shares Mgmt For For For
14 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
SAMSUNG HEAVY INDUSTRIES CO LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y7474M106 03/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Korea, Republic of
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve Appropriation of Income and Mgmt For For For
Dividends of KRW 500 per Common Share
3 Amendments to Articles Mgmt For For For
4 Elect 4 Directors Mgmt For For For
5 Elect 2 Members of Audit Committee Mgmt For For For
6 Approve the limit of remuneration for Mgmt For For For
the Directors
7 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
SANKYO COMPANY LIMITE (GAMES)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J67844100 06/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Allocation of Profits/Dividends Mgmt For For For
2 Amendments to Articles Mgmt For For For
- --------------------------------------------------------------------------------
SECOM CO LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J69972107 06/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect Makoto Iida Mgmt For For For
5 Elect Juichi Toda Mgmt For For For
6 Elect Shohhei Kimura Mgmt For Against Against
7 Elect Kanemasa Haraguchi Mgmt For For For
8 Elect Katsuhisa Kuwahara Mgmt For For For
9 Elect Shuuji Maeda Mgmt For For For
10 Elect Yasuo Nakayama Mgmt For For For
11 Elect Kohichi Satoh Mgmt For For For
12 Elect Fumio Obata Mgmt For For For
13 Elect Takayuki Itoh Mgmt For For For
14 Elect Hiroshi Itoh Mgmt For For For
15 Retirement Allowances for Directors Mgmt For For For
- --------------------------------------------------------------------------------
SHANGHAI ZHENHUA PORT MACHINERY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y7699F100 05/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual China
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Report Mgmt For For For
4 Chairman's Report Mgmt For For For
5 Annual Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Profits/Dividends Mgmt For For For
8 Amendments to Articles Regarding Mgmt For For For
Change in Company Name
9 Amendments to Articles Mgmt For For For
10 Evaluate Outstanding Performance and Mgmt For For For
Establishment of Outstanding
Performance Fund
11 Issuance of Short Term Financing Bills Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Adoption of Procdeule Rules of Mgmt For For For
Independent Directors
14 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
SHIN-ETSU CHEMICAL CO LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J72810120 06/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Allocation of Profits/Dividends Mgmt For For For
2 Amendments to Articles Mgmt For Against Against
3 Elect Yasuhiko Saitoh Mgmt For For For
4 Elect Yoshiaki Ono Mgmt For For For
5 Elect Kohji Takasugi Mgmt For For For
6 Elect Frank Popoff Mgmt For For For
7 Elect Shunji Kohno Mgmt For For For
8 Elect Tsuyoshi Miyazaki Mgmt For For For
9 Elect Kiichi Habata Mgmt For For For
10 Elect Masaki Miyajima Mgmt For For For
11 Elect Toshiyuki Kasahara Mgmt For For For
12 Elect Hidenori Onezawa Mgmt For For For
13 Elect Ken Nakamura Mgmt For For For
14 Elect Toshihiko Fukui Mgmt For For For
15 Elect Yukihiro Matsui Mgmt For For For
16 Elect Hiroaki Okamoto Mgmt For For For
17 Elect Taku Fukui Mgmt For Against Against
18 Stock Option Plan Mgmt For For For
19 Renewal of Takeover Defense Plan Mgmt For Against Against
- --------------------------------------------------------------------------------
SHIONOGI & CO LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J74229105 06/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect Motozoh Shiono Mgmt For Against Against
5 Elect Isao Teshirogi Mgmt For For For
6 Elect Sachio Tokaji Mgmt For For For
7 Elect Yasuhiro Mino Mgmt For For For
8 Elect Akio Nomura Mgmt For For For
9 Elect Teppei Mogi Mgmt For For For
10 Elect Takeharu Nagata Mgmt For Against Against
11 Bonus Mgmt For For For
12 Special Allowances for Directors Mgmt For For For
- --------------------------------------------------------------------------------
SICHUAN EXPRESSWAY COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y79325109 01/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special China
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Class of Shares Mgmt For For For
2 Nominal Value Mgmt For For For
3 Number of A Shares to be Issued Mgmt For For For
4 Listing Mgmt For For For
5 Target Subscribers Mgmt For For For
6 Issue Price Mgmt For For For
7 Use of Proceeds Mgmt For For For
8 Validity Period Mgmt For For For
9 Authorization of Board Acts Mgmt For For For
10 Refreshment of Amendments to Articles Mgmt For For For
Pursuant to A Share Issue
11 Refreshment of Adoption of Procedural Mgmt For For For
Rules of General Meetings
12 Refreshment of Adoption of Procedural Mgmt For For For
Rules of Board Meetings
13 Refreshment of Adoption of Procedural Mgmt For For For
Rules of Supervisory Committee
14 Refreshment of Adoption of Working Mgmt For For For
Rules for Independent Directors
15 Refreshment of Adoption of Mgmt For For For
Decision-Making Principles on
Connected Transactions
16 Refreshment of Adoption of Method for Mgmt For For For
Investment Management
17 Refreshment of Adoption of Method of Mgmt For For For
Management on Fund Transfers with
Connected Persons, Guarantees and
Utilisation of Raised Proceeds
18 Establishment of Special Committees Mgmt For For For
19 Elect LIU Xianfu; Director's Fees Mgmt For For For
20 Approve the resignation of Mr. Nie Mgmt For For For
Xinquan as a Director
21 Elect LUO Yi Mgmt For Against Against
22 Approve the resignation of Mr. Liu Mgmt For For For
Xianfu as the Supervisor of the
Company
- --------------------------------------------------------------------------------
SICHUAN EXPRESSWAY COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y79325109 01/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Other China
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Class of Shares Mgmt For For For
2 Nominal Value Mgmt For For For
3 Number of A Shares to be Issued Mgmt For For For
4 Listing Mgmt For For For
5 Target Subscribers Mgmt For For For
6 Issue Price Mgmt For For For
7 Use of Proceeds Mgmt For For For
8 Validity Period Mgmt For For For
9 Authorization of Board Acts Mgmt For For For
- --------------------------------------------------------------------------------
SICHUAN EXPRESSWAY COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y79325109 04/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual China
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Approve the financial budget Mgmt For For For
implementation report for the year
2008
2 Approve the profit distribution for Mgmt For For For
the year 2008
3 Approve the cash dividends Mgmt For For For
distribution for the 3 years upon a
share issue
4 Approve the audited financial report Mgmt For For For
for the year 2008
5 Approve the report of the Board of Mgmt For For For
Directors for the year 2008
6 Approve the report of the Supervisory Mgmt For For For
Committee for the year 2008
7 Approve the financial budget for the Mgmt For For For
year 2009
8 Appointment of Auditors and Authority Mgmt For For For
to Set Fees
- --------------------------------------------------------------------------------
SICHUAN EXPRESSWAY COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y79325109 06/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special China
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Supplemental Agreement Mgmt For For For
2 Modification of Use of Proceeds Mgmt For For For
- --------------------------------------------------------------------------------
SICHUAN EXPRESSWAY COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y79325109 06/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Other China
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Modification of Use of Proceeds Mgmt For For For
- --------------------------------------------------------------------------------
SIMPLO TECHNOLOGY CO., LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y7987E104 06/10/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Authority to Increase Paid-in Capital Mgmt For For For
6 Amendments to Articles Mgmt For For For
7 Amendments to Procedural Rules for Mgmt For For For
Capital Loan
8 Amendments to Procedural Rules for Mgmt For For For
Endorsements/Guarantees
9 Extraordinary Motions Mgmt For Against Against
10 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
SINA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SINA CUSIP G81477104 09/08/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Pehong Chen Mgmt For For For
1.2 Elect Lip-Bu Tan Mgmt For For For
1.3 Elect Yichen Zhang Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Articles Of Mgmt For For For
Association.
- --------------------------------------------------------------------------------
SINGAPORE POST LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y8120Z103 06/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Singapore
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Timothy CHIA Chee Ming Mgmt For For For
4 Elect LEE Chong Kwee Mgmt For For For
5 Elect Keith TAY Ah Kee Mgmt For Against Against
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
10 Share Option Grant Mgmt For Against Against
- --------------------------------------------------------------------------------
SINGAPORE POST LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y8120Z103 06/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Singapore
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Related Party Transactions Mgmt For For For
2 Authority to Repurchase Shares Mgmt For For For
- --------------------------------------------------------------------------------
SINOFERT HOLDINGS LIMITED (FKA SINOCHEM HONG KONG HOLDINGS LIMITED)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G8403G103 06/10/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Bermuda
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect SONG Yu Qing Mgmt For For For
5 Elect CHEN Guo Gang Mgmt For For For
6 Elect Stephen Dowdle Mgmt For Against Against
7 Elect Wade Fetzer III Mgmt For For For
8 Elect Aloysius TSE Hau Yin Mgmt For Against Against
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
11 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
12 Authority to Repurchase Shares Mgmt For For For
13 Authority to Issue Repurchased Shares Mgmt For For For
- --------------------------------------------------------------------------------
SK ENERGY CO., LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y8063L103 03/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Korea, Republic of
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve the financial statement Mgmt For Abstain Against
3 Elect Messrs. Goo, Ja Young as Mgmt For For For
Directors
4 Elect Messrs. Lee, Hoon Kyu, Choi, Mgmt For For For
Myung Hae as outside Directors
5 Approve the limit of remuneration for Mgmt For For For
the Directors
- --------------------------------------------------------------------------------
SOHO CHINA LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G82600100 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Cayman Islands
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Sean WANG Shaojian Mgmt For For For
5 Elect SU Xin Mgmt For For For
6 Elect Victor CHA Mou Zing Mgmt For For For
7 Elect YI Xiqun Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Issue Repurchased Shares Mgmt For For For
13 Amendments to Articles Mgmt For For For
14 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
SUMITOMO MITSUI FINANCIAL GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J7771X109 06/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect Masayuki Oku Mgmt For For For
5 Elect Takeshi Kunibe Mgmt For For For
6 Elect Fumihiko Tanizawa Mgmt For For For
7 Elect Satoru Nakanishi Mgmt For For For
8 Elect Shigeru Iwamoto Mgmt For For For
9 Elect Kuniaki Nomura Mgmt For For For
10 Elect Hiroki Nishio Mgmt For For For
11 Elect Hideo Sawayama Mgmt For For For
12 Elect Ikuo Uno Mgmt For Against Against
13 Elect Satoshi Itoh Mgmt For For For
14 Election of Alternate Statutory Mgmt For For For
Auditors
15 Retirement Allowances for Directors Mgmt For Against Against
and Statutory Auditors
- --------------------------------------------------------------------------------
SUNCORP-METWAY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Q8802S103 10/28/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Australia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Adopt the remuneration report for the Mgmt For Against Against
YE 30 JUN 2008
3 Re-elect William Bartlett Mgmt For For For
4 Re-elect Chris Skilton Mgmt For For For
5 Re-elect Zygmunt Switkowski Mgmt For For For
6 Adoption of New Constitution Mgmt For For For
7 Ratification of Placement of Mgmt For For For
Securities
8 Ratification of Placement of Mgmt For For For
Securities
9 Ratification of Placement of Mgmt For For For
Securities
10 Ratification of Placement of Mgmt For For For
Securities
- --------------------------------------------------------------------------------
TAIWAN MOBILE COMPANY LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y84153215 06/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Accounts and Reports Mgmt For For For
8 Allocation of Profits/Dividends Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 Amendments to Procedural Rules for Mgmt For For For
Capital Loans and
Endorsements/Guarantees
11 Other Business and Extraordinary Mgmt For Against Against
Motions
- --------------------------------------------------------------------------------
TECHTRONIC INDUSTRIES CO LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y8563B159 05/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Frank CHAN Chi Chung Mgmt For For For
5 Elect Stephan Pudwill Mgmt For For For
6 Elect Christopher Langley Mgmt For For For
7 Elect Manfred Kuhlmann Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Issue Repurchased Shares Mgmt For For For
13 Amendments to Articles Mgmt For For For
- --------------------------------------------------------------------------------
TECHTRONIC INDUSTRIES CO LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y8563B159 05/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Subscription Agreement and Issuance Mgmt For For For
of the Tranche 2 Securities and the
Optional Securities
- --------------------------------------------------------------------------------
TELSTRA CORPORATION LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Q8975N105 11/21/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Australia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Adopt the remuneration report for the Mgmt For For For
FYE 30 JUN 2008
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Amend Constitution Mgmt For For For
6 Elect Mr. John Mullen as a Director Mgmt For Against Against
7 Re-elect Ms. Catherine Livingstone as Mgmt For For For
a Director, who retires by rotation
8 Re-elect Mr. Donald McGauchie as a Mgmt For For For
Director, who retires by rotation
9 Elect Mr. John Stewart as a Director Mgmt For For For
- --------------------------------------------------------------------------------
THAI UNION FROZEN PRODUCTS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y8729T169 04/09/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Thailand
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Approve Minutes Mgmt For For For
2 Approve Annual Report Mgmt For For For
3 Accounts and Allocation of Mgmt For For For
Profits/Dividends
4 Election of Directors (Slate) Mgmt For For For
5 Appoint the Company s Auditor and Mgmt For For For
approve to fix the Auditing Fee for
2009
6 Other business [if any] Mgmt For Against Against
- --------------------------------------------------------------------------------
THANACHART CAPITAL PUBLIC COMPANY LIMITED (FKA NATIONAL FINANCE PUBLIC
COMPANY LIMITED)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y8738D155 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Thailand
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Adopt the minutes of the EGM no. Mgmt For For For
1/2008
2 Acknowledge the report of operating Mgmt For For For
performance of TCAP in the year 2008
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Election of Directors (Slate) Mgmt For For For
7 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
8 Miscellaneous Mgmt For Against Against
- --------------------------------------------------------------------------------
VENTURE CORPORATION LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y9361F111 04/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Singapore
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect TAN Choon Huat Mgmt For For For
4 Elect SOO Eng Hiong Mgmt For For For
5 Elect Cecil Vivian Richard WONG Mgmt For Against Against
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor and Authority Mgmt For Abstain Against
to Set Fees
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Authority to Issue Shares w/ or w/o Mgmt For Against Against
Preemptive Rights
10 Authority to Grant Awards and Issue Mgmt For For For
Shares under Employee Incentive Plan
- --------------------------------------------------------------------------------
VENTURE CORPORATION LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y9361F111 04/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Singapore
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Amend the Articles of Association of Mgmt For Against Against
the Company, as specified
2 Authority to Repurchase Shares Mgmt For For For
- --------------------------------------------------------------------------------
WANT WANT CHINA HOLDINGS LIMITED (FKA WANT WANT HOLDINGS LTD.)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G9431R103 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Cayman Islands
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Declare a final dividend for the YE Mgmt For For For
31 DEC 2008
4 Re-elect Mr. Liao Ching-Tsun as a Mgmt For For For
Director of the Company
5 Re-elect Mr. Maki Haruo as a Director Mgmt For For For
of the Company
6 Re-elect Mr. Tomita Mamoru as a Mgmt For For For
Director of the Company
7 Re-elect Dr. Pei Kerwei as a Director Mgmt For For For
of the Company
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
10 Authority to Repurchase Shares Mgmt For For For
11 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
12 Authority to Issue Repurchased Shares Mgmt For For For
13 Corporate Communications Mgmt For For For
14 Amendments to Articles Mgmt For For For
15 Adoption of Amended Articles Mgmt For For For
16 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
WING HANG BANK
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y9588K109 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Declare a final dividend of HKD 0.10 Mgmt For For For
per share for the YE 31 DEC 2008
4 Re-elect Mr. Fung Yuk Sing Michael as Mgmt For For For
a Director
5 Re-elect Mr. Ho Chi Wai Louis as a Mgmt For For For
Director
6 Re-elect Mr. Lau Hon Chuen Ambrose as Mgmt For Against Against
a Director
7 Re-elect Mr. Brian Gerard Rogan as a Mgmt For For For
Director
8 Re-elect Mr. Christopher Robert Mgmt For For For
Sturdy as a Director
9 Authorize the Board of Directors to Mgmt For For For
fix Directors fee
10 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
11 Renewal of Employee Incentive Plan Mgmt For For For
and Authority to Issue Shares to
Executive Directors under Employee
Incentive Plan
12 Authority to Issue Shares to Mgmt For For For
Employees under Employee Incentive
Plan
13 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
14 Authority to Repurchase Shares Mgmt For For For
15 Authority to Issue Repurchased Shares Mgmt For For For
16 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
WISTRON
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y96738102 06/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Authority to Increase Paid-in Capital Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Amendments to Procedural Rules of Mgmt For For For
Election of Directors and Supervisors
9 Elect WU Kuo-Feng Mgmt For For For
10 Elect HSUN Min-Chih Mgmt For Against Against
11 Elect TSAI Kuo-Chih Mgmt For Against Against
12 Elect CHENG Chung-Jen Mgmt For Against Against
13 Elect LIN Hsien-Ming Mgmt For For For
14 Elect SHIH Chen-Jung Mgmt For For For
15 Elect HSIE Hong-Po Mgmt For For For
16 Elect PENG Chin-Bing Mgmt For For For
17 Elect HUANG Po-Tuan Mgmt For For For
18 Non-Compete Restrictions for Directors Mgmt For Against Against
19 Amendments to Procedural Rules of Mgmt For For For
Endorsements/Guarantees
20 Amendments to Procedural Rules of Mgmt For For For
Capital Loans
21 Amendments to Procedural Rules of Mgmt For For For
Acquisition/Disposal of Assets
22 Amendments to the Policies and Mgmt For For For
Procedural Rules of Foreign Exchange
Risk Management of Financial
Transaction
23 Amendments to the Policies and Mgmt For For For
Procedural Rules of Management on
Long-term/Short-term Investment
24 Private Placement Mgmt For Against Against
25 Authority to Issue New Shares w/out Mgmt For For For
Preemptive Rights
26 Tax Exemption for Paid-in Capital Mgmt For For For
Increase in 2006
27 Tax Exemption for Paid-in Capital Mgmt For For For
Increase in 2007/2008
28 Non-Voting Agenda Item N/A N/A N/A N/A
29 Extraordinary Motions Mgmt For Against Against
- --------------------------------------------------------------------------------
WOONGJIN COWAY COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y9694W104 08/12/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Korea, Republic of
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Approve the partial amendment to the Mgmt For For For
Articles of Incorporation
- --------------------------------------------------------------------------------
WORKS APPLICATIONS COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J9516S106 09/24/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Approve Appropriation of Profits Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Amendments to Articles Regarding Mgmt For Against Against
Takeover Defense Plan
4 Approve Adoption of Anti-Takeover Mgmt For Against Against
Defense Measures
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
- --------------------------------------------------------------------------------
XINAO GAS HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G9826J104 05/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Cayman Islands
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect WANG Yusuo Mgmt For For For
5 Elect ZHAO Jinfeng Mgmt For For For
6 Elect YU Jianchao Mgmt For Against Against
7 Elect CHENG Chak Ngok Mgmt For For For
8 Elect LIANG Zhiwei Mgmt For Against Against
9 Elect ZHAI Xiaoqin Mgmt For Against Against
10 Diectors' Fees Mgmt For For For
11 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
12 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
13 Authority to Repurchase Shares Mgmt For For For
14 Authority to Issue Repurchased Shares Mgmt For For For
- --------------------------------------------------------------------------------
YANTAI CHANGYU PIONEER WINE COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y9739T108 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual China
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Approve the 2008 working report of Mgmt For For For
the Board of Directors
2 Approve the 2008 working report of Mgmt For For For
the Supervisory Committee
3 Approve the 2008 annual report Mgmt For For For
4 Approve the 2008 financial resolution Mgmt For For For
report
5 Allocation of Profits/Dividends Mgmt For For For
6 Amend the Company s Articles of Mgmt For For For
Association
7 Re-appoint the Company s Audit firm Mgmt For For For
- --------------------------------------------------------------------------------
YUE YUEN INDUSTRIAL (HOLDINGS) LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G98803144 02/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Bermuda
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Declare a final dividend of HKD 0.55 Mgmt For For For
per share for the YE 30 SEP 2008
4 Re-elect Mr. Lu Chin Chu as a Director Mgmt For Against Against
5 Re-elect Mr. Kung Sung Yen as a Mgmt For Against Against
Director
6 Re-elect Mr. Li I Nan, Steve as a Mgmt For Against Against
Director
7 Re-elect Mr. So Kwan Lok as a Director Mgmt For Against Against
8 Re-elect Mr. Leung Yee Sik as a Mgmt For For For
Director
9 Authorize the Board of Directors to Mgmt For For For
fix the remuneration of the Directors
10 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
11 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
12 Authority to Repurchase Shares Mgmt For For For
13 Authority to Issue Repurchased Shares Mgmt For For For
14 Share Option Scheme Mgmt For Against Against
15 Amendments to Articles Mgmt For For For
16 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
ZHUZHOU CSR TIMES ELECTRIC CO., LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y9892N104 06/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual China
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
7 Amendments to Procedural Rules of Mgmt For Abstain Against
Board
8 Amendments to Articles Mgmt For For For
9 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
- --------------------------------------------------------------------------------
ZHUZHOU CSR TIMES ELECTRIC CO., LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y9892N104 06/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special China
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Zelri Mutual Supply Agreement, CSRG Mgmt For For For
Mutual Supply Agreement and Annual
Caps
3 CSRG Supplemental Mutual Supply Mgmt For For For
Agreement and New CSRG Caps
4 KCR Second Supplemental Mutual Supply Mgmt For For For
Agreement and New KCR Caps
5 CRGL Mutual Supply Agreement and CRGL Mgmt For For For
Caps
- --------------------------------------------------------------------------------
ZHUZHOU CSR TIMES ELECTRIC CO., LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y9892N104 10/13/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special China
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Approve Supplemental KCR Mutual Mgmt For For For
Supply Agreement and Annual Caps
ITEM 2: PROXY VOTING RECORD
Registrant: ICON Funds
Fund Name: ICON Consumer Discretionary Fund
Reporting Period: 7/1/2008 - 6/30/2009
- --------------------------------------------------------------------------------
ABERCROMBIE & FITCH CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ANF CUSIP 002896207 06/10/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect James Bachmann Mgmt For Withhold Against
1.2 Elect Michael Jeffries Mgmt For Withhold Against
1.3 Elect John Kessler Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Vote for Mgmt For For For
Election of Directors
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Survivor Benefits (Golden Coffins)
- --------------------------------------------------------------------------------
ADVANCE AUTO PARTS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AAP CUSIP 00751Y106 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect John Bergstrom Mgmt For For For
1.2 Elect John Brouillard Mgmt For For For
1.3 Elect Darren Jackson Mgmt For For For
1.4 Elect William Oglesby Mgmt For For For
1.5 Elect Gilbert Ray Mgmt For For For
1.6 Elect Carlos Saladrigas Mgmt For For For
1.7 Elect Francesca Spinelli Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
AUTOZONE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AZO CUSIP 053332102 12/17/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect William Crowley Mgmt For For For
1.2 Elect Sue Gove Mgmt For For For
1.3 Elect Earl Graves, Jr. Mgmt For For For
1.4 Elect Robert Grusky Mgmt For For For
1.5 Elect J.R. Hyde, III Mgmt For For For
1.6 Elect W. Andrew McKenna Mgmt For For For
1.7 Elect George Mrkonic, Jr. Mgmt For For For
1.8 Elect Luis Nieto Mgmt For For For
1.9 Elect William Rhodes, III Mgmt For For For
1.10 Elect Theodore Ullyot Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
BED BATH & BEYOND INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BBBY CUSIP 075896100 07/03/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Warren Eisenberg Mgmt For For For
1.2 Elect Leonard Feinstein Mgmt For For For
1.3 Elect Dean Adler Mgmt For Withhold Against
1.4 Elect Stanley Barshay Mgmt For For For
1.5 Elect Patrick Gaston Mgmt For For For
1.6 Elect Jordan Heller Mgmt For For For
1.7 Elect Robert Kaplan Mgmt For For For
1.8 Elect Victoria Morrison Mgmt For For For
2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For For
KPMG LLP
- --------------------------------------------------------------------------------
COACH, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
COH CUSIP 189754104 10/30/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Lew Frankfort Mgmt For For For
1.2 Elect Susan Kropf Mgmt For For For
1.3 Elect Gary Loveman Mgmt For For For
1.4 Elect Ivan Menezes Mgmt For For For
1.5 Elect Irene Miller Mgmt For For For
1.6 Elect Keith Monda Mgmt For For For
1.7 Elect Michael Murphy Mgmt For Withhold Against
1.8 Elect Jide Zeitlin Mgmt For For For
2 Amendment to the Performance-Based Mgmt For For For
Annual Incentive Plan
- --------------------------------------------------------------------------------
DEVRY INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DV CUSIP 251893103 11/13/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect David Brown Mgmt For For For
1.2 Elect Lisa Pickrum Mgmt For For For
1.3 Elect Fernando Ruiz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
DOLLAR TREE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DLTR CUSIP 256746108 06/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Arnold Barron Mgmt For For For
1.2 Elect J. Douglas Perry Mgmt For For For
1.3 Elect Thomas Saunders III Mgmt For Withhold Against
1.4 Elect Carl Zeithaml Mgmt For For For
2 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
- --------------------------------------------------------------------------------
ETHAN ALLEN INTERIORS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ETH CUSIP 297602104 11/11/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect M. Farooq Kathwari Mgmt For For For
1.2 Elect John Birkelund Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
FRED'S, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FRED CUSIP 356108100 06/17/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Michael Hayes Mgmt For Withhold Against
1.2 Elect John Eisenman Mgmt For Withhold Against
1.3 Elect Roger Knox Mgmt For Withhold Against
1.4 Elect Thomas Tashjian Mgmt For Withhold Against
1.5 Elect B. Mary McNabb Mgmt For Withhold Against
1.6 Elect Michael McMillan Mgmt For Withhold Against
1.7 Elect Bruce Efird Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
- --------------------------------------------------------------------------------
GAMESTOP CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GME CUSIP 36467W109 06/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Daniel A. DeMatteo Mgmt For For For
1.2 Elect Michael Rosen Mgmt For Withhold Against
1.3 Elect Edward A. Volkwein Mgmt For For For
2 Amendment to the 2001 Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
GARMIN LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GRMN CUSIP G37260109 06/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Min Kao Mgmt For For For
1.2 Elect Charles Peffer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2005 Equity Mgmt For For For
Incentive Plan
4 Amendment to the 2000 Directors' Mgmt For For For
Option Plan
5 Transaction of Other Business Mgmt For Against Against
- --------------------------------------------------------------------------------
GENTEX CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GNTX CUSIP 371901109 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Fred Bauer Mgmt For For For
1.2 Elect Gary Goode Mgmt For For For
1.3 Elect James Wallace Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
GROUP 1 AUTOMOTIVE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GPI CUSIP 398905109 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Earl Hesterberg, Jr. Mgmt For For For
1.2 Elect Beryl Raff Mgmt For For For
2 Amendment to the 1998 Employee Stock Mgmt For For For
Purchase Plan
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
GUESS?, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GES CUSIP 401617105 06/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Carlos Alberini Mgmt For Withhold Against
1.2 Elect Alice Kane Mgmt For For For
2 Amendment to the 2004 Equity Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
H&R BLOCK, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HRB CUSIP 093671105 09/04/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: ALAN M. BENNETT Mgmt For For For
2 ELECTION OF DIRECTOR: THOMAS M. BLOCH Mgmt For For For
3 ELECTION OF DIRECTOR: RICHARD C. Mgmt For For For
BREEDEN
4 ELECTION OF DIRECTOR: ROBERT A. GERARD Mgmt For For For
5 ELECTION OF DIRECTOR: LEN J. LAUER Mgmt For For For
6 ELECTION OF DIRECTOR: DAVID B. LEWIS Mgmt For For For
7 ELECTION OF DIRECTOR: TOM D. SEIP Mgmt For For For
8 ELECTION OF DIRECTOR: L. EDWARD SHAW, Mgmt For For For
JR.
9 ELECTION OF DIRECTOR: RUSSELL P. SMYTH Mgmt For For For
10 ELECTION OF DIRECTOR: CHRISTIANNA WOOD Mgmt For For For
11 Amendment to Articles Regarding Mgmt For For For
Independent Chairman of the Board
12 Amendment to Articles Regarding Board Mgmt For For For
Size
13 Amendment to Articles Regarding Mgmt For Against Against
Director Term Limits
14 Amendment to Articles Regarding Mgmt For For For
Authorized Preferred Stock
15 Advisory Vote on Executive Mgmt For For For
Compensation
16 2008 Deferred Stock Unit Plan for Mgmt For For For
Outside Directors
17 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
HIBBETT SPORTS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HIBB CUSIP 428567101 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Terrance Finley Mgmt For For For
1.2 Elect Alton Yother Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2005 Equity Mgmt For For For
Incentive Plan
- --------------------------------------------------------------------------------
HOME DEPOT INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HD CUSIP 437076102 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect David Batchelder Mgmt For For For
3 Elect Francis Blake Mgmt For For For
4 Elect Ari Bousbib Mgmt For For For
5 Elect Gregory Brenneman Mgmt For For For
6 Elect Albert Carey Mgmt For For For
7 Elect Armando Codina Mgmt For Against Against
8 Elect Bonnie Hill Mgmt For For For
9 Elect Karen Katen Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Right to Call a Special Meeting Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Special Shareholder Meetings
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Employment Diversity Report
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say on
Pay)
16 Shareholder Proposal Regarding Energy ShrHoldr Against Against For
Usage
- --------------------------------------------------------------------------------
J.C. PENNEY COMPANY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JCP CUSIP 708160106 05/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Elect Colleen Barrett Mgmt For Against Against
2 Elect M. Anthony Burns Mgmt For Against Against
3 Elect Maxine Clark Mgmt For Against Against
4 Elect Thomas Engibous Mgmt For For For
5 Elect Kent Foster Mgmt For For For
6 Elect Ken Hicks Mgmt For For For
7 Elect Burl Osborne Mgmt For Against Against
8 Elect Leonard Roberts Mgmt For For For
9 Elect Javier Teruel Mgmt For For For
10 Elect R. Gerald Turner Mgmt For Against Against
11 Elect Myron Ullman, III Mgmt For For For
12 Elect Mary Beth West Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 2009 Long-Term Incentive Plan Mgmt For Against Against
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Principles for Health Care Reform
- --------------------------------------------------------------------------------
JOHNSON CONTROLS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JCIPRC CUSIP 478366107 01/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Dennis Archer Mgmt For For For
1.2 Elect Richard Goodman Mgmt For For For
1.3 Elect Southwood Morcott Mgmt For For For
2 RATIFICATION OF Mgmt For For For
PRICEWATERHOUSECOOPERS AS INDEPENDENT
AUDITORS FOR 2009.
3 PROPOSAL REGARDING SURVIVOR BENEFITS. ShrHoldr Against For Against
- --------------------------------------------------------------------------------
JOS. A. BANK CLOTHIERS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JOSB CUSIP 480838101 06/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Andrew Giordano Mgmt For For For
1.2 Elect William Herron Mgmt For For For
1.3 Elect Henry Homes Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Executive Management Incentive Plan Mgmt For For For
- --------------------------------------------------------------------------------
KB HOME
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KBH CUSIP 48666K109 04/02/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: STEPHEN F. Mgmt For Against Against
BOLLENBACH
2 ELECTION OF DIRECTOR: TIMOTHY W. Mgmt For Against Against
FINCHEM
3 ELECTION OF DIRECTOR: KENNETH M. Mgmt For Against Against
JASTROW, II
4 ELECTION OF DIRECTOR: ROBERT L. Mgmt For For For
JOHNSON
5 ELECTION OF DIRECTOR: MELISSA LORA Mgmt For Against Against
6 ELECTION OF DIRECTOR: MICHAEL G. Mgmt For Against Against
MCCAFFERY
7 ELECTION OF DIRECTOR: JEFFREY T. Mgmt For For For
MEZGER
8 Ratification of Auditor Mgmt For For For
9 Amendment to Certificate of Mgmt For For For
Incorporation to Preserve Value of
NOLS
10 PROPOSAL TO APPROVE THE SUCCESSOR Mgmt For Against Against
RIGHTS PLAN
11 Annual Incentive Plan for Executive Mgmt For For For
Officers
12 STOCKHOLDER PROPOSAL RELATING TO ShrHoldr Against For Against
EXECUTIVE COMPENSATION
13 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation
14 STOCKHOLDER PROPOSAL RELATING TO ShrHoldr Against Against For
HEALTH CARE REFORM PRINCIPLES
- --------------------------------------------------------------------------------
KOHL'S CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KSS CUSIP 500255104 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Elect Peter Boneparth Mgmt For For For
2 Elect Steven Burd Mgmt For For For
3 Elect John Herma Mgmt For For For
4 Elect Dale Jones Mgmt For For For
5 Elect William Kellogg Mgmt For For For
6 Elect Kevin Mansell Mgmt For For For
7 Elect R. Lawrence Montgomery Mgmt For For For
8 Elect Frank Sica Mgmt For For For
9 Elect Peter Sommerhauser Mgmt For Against Against
10 Elect Stephanie Streeter Mgmt For For For
11 Elect Stephen Watson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
- --------------------------------------------------------------------------------
LEGGETT & PLATT, INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LEG CUSIP 524660107 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Elect Ralph Clark Mgmt For For For
2 Elect Robert Enloe, III Mgmt For For For
3 Elect Richard Fisher Mgmt For For For
4 Elect Karl Glassman Mgmt For For For
5 Elect David Haffner Mgmt For For For
6 Elect Joseph McClanathan Mgmt For For For
7 Elect Judy Odom Mgmt For For For
8 Elect Maurice Purnell, Jr. Mgmt For For For
9 Elect Phoebe Wood Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 2009 Key Officers Incentive Plan Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Adopting Sexual Orientation and
Gender Identity Expression Anti-Bias
Policy
- --------------------------------------------------------------------------------
LOWE'S COMPANIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LOW CUSIP 548661107 05/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Peter Browning Mgmt For Withhold Against
1.2 Elect Marshall Larsen Mgmt For For For
1.3 Elect Stephen Page Mgmt For For For
1.4 Elect O. Temple Sloan, Jr. Mgmt For Withhold Against
2 Amendment to the 2006 Long Term Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
4 Amendment to the Articles of Mgmt For For For
Incorporation to Eliminate All
Remaining Supermajority Requirements
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Principles of Health Care Reform
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Chairman
- --------------------------------------------------------------------------------
NIKE INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NKESA CUSIP 654106103 09/22/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Jill Conway Mgmt For For For
1.2 Elect Alan Graf, Jr. Mgmt For For For
1.3 Elect Jeanne Jackson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
NORDSTROM, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JWN CUSIP 655664100 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Elect Phyllis Campbell Mgmt For For For
2 Elect Enrique Hernandez, Jr. Mgmt For For For
3 Elect Robert Miller Mgmt For For For
4 Elect Blake Nordstrom Mgmt For For For
5 Elect Erik Nordstrom Mgmt For For For
6 Elect Peter Nordstrom Mgmt For For For
7 Elect Philip Satre Mgmt For For For
8 Elect Robert Walter Mgmt For For For
9 Elect Alison Winter Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Executive Management Bonus Plan Mgmt For For For
- --------------------------------------------------------------------------------
O'REILLY AUTOMOTIVE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ORLY CUSIP 686091109 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Charles O'Reilly, Jr. Mgmt For Withhold Against
1.2 Elect John Murphy Mgmt For For For
1.3 Elect Ronald Rashkow Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Stock Purchase Plan Mgmt For For For
4 2009 Incentive Plan Mgmt For For For
- --------------------------------------------------------------------------------
PENSKE AUTOMOTIVE GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PAG CUSIP 70959W103 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect John Barr Mgmt For For For
1.2 Elect Michael Eisenson Mgmt For For For
1.3 Elect Hiroshi Ishikawa Mgmt For For For
1.4 Elect Robert Kurnick, Jr. Mgmt For For For
1.5 Elect William Lovejoy Mgmt For For For
1.6 Elect Kimberly McWaters Mgmt For Withhold Against
1.7 Elect Lucio Noto Mgmt For For For
1.8 Elect Roger Penske Mgmt For Withhold Against
1.9 Elect Richard Peters Mgmt For For For
1.10 Elect Ronald Steinhart Mgmt For For For
1.11 Elect H. Brian Thompson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 TO TRANSACT SUCH OTHER BUSINESS AS Mgmt For Against Against
MAY PROPERLY COME BEFORE THE MEETING.
- --------------------------------------------------------------------------------
POLO RALPH LAUREN CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RL CUSIP 731572103 08/07/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Frank Bennack, Jr. Mgmt For For For
1.2 Elect Joel Fleishman Mgmt For For For
1.3 Elect Terry Semel Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
ROSS STORES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ROST CUSIP 778296103 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Michael Balmuth Mgmt For For For
1.2 Elect K. Gunnar Bjorklund Mgmt For For For
1.3 Elect Sharon Garrett Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
RYLAND GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RYL CUSIP 783764103 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect R. Chad Dreier Mgmt For For For
1.2 Elect Leslie Frecon Mgmt For For For
1.3 Elect Roland Hernandez Mgmt For For For
1.4 Elect William Jews Mgmt For Withhold Against
1.5 Elect Ned Mansour Mgmt For For For
1.6 Elect Robert Mellor Mgmt For Withhold Against
1.7 Elect Norman Metcalfe Mgmt For For For
1.8 Elect Charlotte St. Martin Mgmt For For For
2 Amendment to Articles of Mgmt For For For
Incorporation to Preserve Value of
NOLs
3 APPROVAL OF THE RYLAND GROUP, INC. Mgmt For Against Against
SHAREHOLDER RIGHTS PLAN.
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Reporting and Reducing Greenhouse Gas
Emissions
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say on
Pay)
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Compensation in the Event of a Change
of Control
7 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
SNAP-ON INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SNA CUSIP 833034101 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: BRUCE S. Mgmt For For For
CHELBERG
2 ELECTION OF DIRECTOR: KAREN L. DANIEL Mgmt For For For
3 ELECTION OF DIRECTOR: NATHAN J. JONES Mgmt For For For
4 ELECTION OF DIRECTOR: ARTHUR L. KELLY Mgmt For For For
5 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
STAPLES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SPLS CUSIP 855030102 06/09/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Elect Basil Anderson Mgmt For For For
2 Elect Arthur Blank Mgmt For For For
3 Elect Mary Burton Mgmt For For For
4 Elect Justin King Mgmt For For For
5 Elect Carol Meyrowitz Mgmt For For For
6 Elect Rowland Moriarty Mgmt For For For
7 Elect Robert Nakasone Mgmt For Against Against
8 Elect Ronald Sargent Mgmt For For For
9 Elect Elizabeth Smith Mgmt For For For
10 Elect Robert Sulentic Mgmt For For For
11 Elect Vijay Vishwanath Mgmt For For For
12 Elect Paul Walsh Mgmt For For For
13 Amendment to the 1998 Employee Stock Mgmt For For For
Purchase Plan
14 Amendment to the International Mgmt For For For
Employee Stock Purchase Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
- --------------------------------------------------------------------------------
STEVEN MADDEN, LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SHOO CUSIP 556269108 05/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Edward Rosenfeld Mgmt For For For
1.2 Elect John Madden Mgmt For Withhold Against
1.3 Elect Peter Migliorini Mgmt For For For
1.4 Elect Richard Randall Mgmt For For For
1.5 Elect Ravi Sachdev Mgmt For For For
1.6 Elect Thomas Schwartz Mgmt For For For
2 Amendment to the 2006 Stock Incentive Mgmt For Against Against
Plan
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
TARGET CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TGT CUSIP 87612E106 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Fix the Number of Directors at Twelve Mgmt For For For
2 Elect Mary Dillon Mgmt For For For
3 Elect Richard Kovacevich Mgmt For For For
4 Elect George Tamke Mgmt For For For
5 Elect Solomon Trujillo Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Amendment to the Long-Term Incentive Mgmt For For For
Plan
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation
- --------------------------------------------------------------------------------
THE TJX COMPANIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TJX CUSIP 872540109 06/02/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Jose Alvarez Mgmt For For For
1.2 Elect Alan Bennett Mgmt For For For
1.3 Elect David Brandon Mgmt For Withhold Against
1.4 Elect Bernard Cammarata Mgmt For For For
1.5 Elect David Ching Mgmt For For For
1.6 Elect Michael Hines Mgmt For For For
1.7 Elect Amy Lane Mgmt For For For
1.8 Elect Carol Meyrowitz Mgmt For For For
1.9 Elect John O'Brien Mgmt For For For
1.10 Elect Robert Shapiro Mgmt For For For
1.11 Elect Willow Shire Mgmt For Withhold Against
1.12 Elect Fletcher Wiley Mgmt For For For
2 Amendment to the Stock Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
TOLL BROTHERS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TOL CUSIP 889478103 03/11/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Robert Blank Mgmt For For For
1.2 Elect Roger Hillas Mgmt For For For
1.3 Elect Stephen Novick Mgmt For For For
1.4 Elect Paul Shapiro Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 A STOCKHOLDER PROPOSAL TO DECLASSIFY ShrHoldr Against For Against
THE BOARD OF DIRECTORS.
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Separation of Chairman and CEO
- --------------------------------------------------------------------------------
VF CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VFC CUSIP 918204108 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Robert Hurst Mgmt For For For
1.2 Elect W. Alan McCollough Mgmt For For For
1.3 Elect M. Rust Sharp Mgmt For For For
1.4 Elect Raymond Viault Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
WILLIAMS-SONOMA, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WSM CUSIP 969904101 05/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect W. Howard Lester Mgmt For For For
1.2 Elect Adrian Bellamy Mgmt For For For
1.3 Elect Patrick Connolly Mgmt For For For
1.4 Elect Adrian Dillon Mgmt For For For
1.5 Elect Anthony Greener Mgmt For For For
1.6 Elect Ted Hall Mgmt For For For
1.7 Elect Michael Lynch Mgmt For For For
1.8 Elect Richard Robertson Mgmt For For For
1.9 Elect David Zenoff Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
ITEM 3: PROXY VOTING RECORD
Registrant: ICON Funds
Fund Name: ICON Core Equity Fund
Reporting Period: 7/1/2008 - 6/30/2009
- --------------------------------------------------------------------------------
ACCENTURE LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ACN CUSIP G1150G111 02/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 RE-APPOINTMENT TO THE BOARD OF Mgmt For For For
DIRECTORS: CHARLES H. GIANCARLO
2 RE-APPOINTMENT TO THE BOARD OF Mgmt For For For
DIRECTORS: DINA DUBLON
3 RE-APPOINTMENT TO THE BOARD OF Mgmt For For For
DIRECTORS: WILLIAM D. GREEN
4 RE-APPOINTMENT TO THE BOARD OF Mgmt For Against Against
DIRECTORS: NOBUYUKI IDEI
5 RE-APPOINTMENT TO THE BOARD OF Mgmt For For For
DIRECTORS: MARJORIE MAGNER
6 Ratification of Auditor Mgmt For Against Against
- --------------------------------------------------------------------------------
AFLAC INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AFL CUSIP 001055102 05/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Elect Daniel Amos Mgmt For For For
2 Elect John Amos, II Mgmt For For For
3 Elect Paul Amos, II Mgmt For For For
4 Elect Yoshiro Aoki Mgmt For Against Against
5 Elect Michael Armacost Mgmt For For For
6 Elect Kriss Cloninger, III Mgmt For Against Against
7 Elect Joe Harris Mgmt For For For
8 Elect Elizabeth Hudson Mgmt For For For
9 Elect Kenneth Janke, Sr. Mgmt For Against Against
10 Elect Douglas Johnson Mgmt For For For
11 Elect Robert Johnson Mgmt For For For
12 Elect Charles Knapp Mgmt For For For
13 Elect E. Stephen Purdom Mgmt For For For
14 Elect Barbara Rimer Mgmt For For For
15 Elect Marvin Schuster Mgmt For For For
16 Elect David Thompson Mgmt For For For
17 Elect Robert Wright Mgmt For For For
18 Advisory Vote on Executive Mgmt For For For
Compensation
19 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
ANNALY CAPITAL MANAGEMENT, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NLY CUSIP 035710409 05/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Wellington Denahan-Norris Mgmt For For For
1.2 Elect Michael Haylon Mgmt For For For
1.3 Elect Donnell Segalas Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
ARCH COAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ACI CUSIP 039380100 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Frank Burke Mgmt For For For
1.2 Elect Patricia Godley Mgmt For For For
1.3 Elect Thomas Lockhart Mgmt For For For
1.4 Elect Wesley Taylor Mgmt For For For
2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For For
INDEPENDENT PUBLIC ACCOUNTING FIRM
- --------------------------------------------------------------------------------
ARROW ELECTRONICS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ARW CUSIP 042735100 05/01/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Daniel Duval Mgmt For For For
1.2 Elect Gail Hamilton Mgmt For For For
1.3 Elect John Hanson Mgmt For For For
1.4 Elect Richard Hill Mgmt For For For
1.5 Elect M.F. (Fran) Keeth Mgmt For For For
1.6 Elect Roger King Mgmt For For For
1.7 Elect Michael Long Mgmt For For For
1.8 Elect William Mitchell Mgmt For For For
1.9 Elect Stephen Patrick Mgmt For Withhold Against
1.10 Elect Barry Perry Mgmt For For For
1.11 Elect John Waddell Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
AT&T CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
T CUSIP 00206R102 04/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: RANDALL L. Mgmt For For For
STEPHENSON
2 ELECTION OF DIRECTOR: WILLIAM F. Mgmt For For For
ALDINGER III
3 ELECTION OF DIRECTOR: GILBERT F. Mgmt For For For
AMELIO
4 ELECTION OF DIRECTOR: REUBEN V. Mgmt For For For
ANDERSON
5 ELECTION OF DIRECTOR: JAMES H. Mgmt For For For
BLANCHARD
6 ELECTION OF DIRECTOR: AUGUST A. BUSCH Mgmt For For For
III
7 ELECTION OF DIRECTOR: JAIME CHICO Mgmt For Against Against
PARDO
8 ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For For
9 ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For For
10 ELECTION OF DIRECTOR: LYNN M. MARTIN Mgmt For For For
11 ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For For
12 ELECTION OF DIRECTOR: MARY S. METZ Mgmt For For For
13 ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For For
14 ELECTION OF DIRECTOR: LAURA D ANDREA Mgmt For For For
TYSON
15 ELECTION OF DIRECTOR: PATRICIA P. Mgmt For For For
UPTON
16 RATIFICATION OF APPOINTMENT OF Mgmt For For For
INDEPENDENT AUDITORS.
17 AMENDMENT TO INCREASE AUTHORIZED Mgmt For Against Against
SHARES.
18 REPORT ON POLITICAL CONTRIBUTIONS. ShrHoldr Against Against For
19 SPECIAL STOCKHOLDER MEETINGS. ShrHoldr Against Against For
20 CUMULATIVE VOTING. ShrHoldr Against For Against
21 BYLAW REQUIRING INDEPENDENT CHAIRMAN. ShrHoldr Against For Against
22 ADVISORY VOTE ON COMPENSATION. ShrHoldr Against For Against
23 PENSION CREDIT POLICY. ShrHoldr Against For Against
- --------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ADP CUSIP 053015103 11/11/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Gregory Brenneman Mgmt For For For
1.2 Elect Leslie Brun Mgmt For For For
1.3 Elect Gary Butler Mgmt For For For
1.4 Elect Leon Cooperman Mgmt For For For
1.5 Elect Eric Fast Mgmt For For For
1.6 Elect R. Glenn Hubbard Mgmt For For For
1.7 Elect John Jones Mgmt For For For
1.8 Elect Frederic Malek Mgmt For For For
1.9 Elect Charles Noski Mgmt For For For
1.10 Elect Sharon Rowlands Mgmt For For For
1.11 Elect Gregory Summe Mgmt For For For
1.12 Elect Henry Taub Mgmt For For For
2 APPROVAL OF THE 2008 OMNIBUS AWARD Mgmt For For For
PLAN
3 APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For For
- --------------------------------------------------------------------------------
AUTOZONE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AZO CUSIP 053332102 12/17/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect William Crowley Mgmt For For For
1.2 Elect Sue Gove Mgmt For For For
1.3 Elect Earl Graves, Jr. Mgmt For For For
1.4 Elect Robert Grusky Mgmt For For For
1.5 Elect J.R. Hyde, III Mgmt For For For
1.6 Elect W. Andrew McKenna Mgmt For For For
1.7 Elect George Mrkonic, Jr. Mgmt For For For
1.8 Elect Luis Nieto Mgmt For For For
1.9 Elect William Rhodes, III Mgmt For For For
1.10 Elect Theodore Ullyot Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
AVNET, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AVT CUSIP 053807103 11/06/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Eleanor Baum Mgmt For For For
1.2 Elect J. Veronica Biggins Mgmt For For For
1.3 Elect Lawrence Clarkson Mgmt For For For
1.4 Elect Ehud Houminer Mgmt For For For
1.5 Elect Frank Noonan Mgmt For For For
1.6 Elect Ray Robinson Mgmt For For For
1.7 Elect William Sullivan Mgmt For For For
1.8 Elect Gary Tooker Mgmt For For For
1.9 Elect Roy Vallee Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
BANCO SANTANDER S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
STD CUSIP 05964H105 09/21/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Approval of the Merger Agreement Mgmt For For For
2 Special Equity Bonus Mgmt For For For
3 Authority to Carry Out Formalities Mgmt For For For
- --------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BAC CUSIP 060505104 12/05/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Approval of the Merger Agreement Mgmt For For For
2 Amendment to the 2003 Key Associate Mgmt For For For
Stock Plan
3 Increase of Authorized Common Stock Mgmt For For For
4 Right to Adjourn Meeting Mgmt For For For
- --------------------------------------------------------------------------------
BANK OF NEW YORK MELLON CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BK CUSIP 064058100 04/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Ruth Bruch Mgmt For For For
1.2 Elect Nicholas Donofrio Mgmt For For For
1.3 Elect Gerald Hassell Mgmt For For For
1.4 Elect Edmund Kelly Mgmt For For For
1.5 Elect Robert Kelly Mgmt For For For
1.6 Elect Richard Kogan Mgmt For For For
1.7 Elect Michael Kowalski Mgmt For For For
1.8 Elect John Luke, Jr. Mgmt For Withhold Against
1.9 Elect Robert Mehrabian Mgmt For For For
1.10 Elect Mark Nordenberg Mgmt For For For
1.11 Elect Catherine Rein Mgmt For For For
1.12 Elect William Richardson Mgmt For For For
1.13 Elect Samuel Scott III Mgmt For For For
1.14 Elect John Surma Mgmt For For For
1.15 Elect Wesley von Schack Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Ratification of Auditor Mgmt For For For
4 STOCKHOLDER PROPOSAL WITH RESPECT TO ShrHoldr Against For Against
CUMULATIVE VOTING.
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After Retirement
- --------------------------------------------------------------------------------
BORGWARNER INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BWA CUSIP 099724106 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Phyllis Bonanno Mgmt For For For
1.2 Elect Alexis Michas Mgmt For For For
1.3 Elect Richard Schaum Mgmt For For For
1.4 Elect Thomas Stallkamp Mgmt For For For
1.5 Elect Dennis Cuneo Mgmt For For For
2 Amendment to the 2004 Stock Incentive Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BMY CUSIP 110122108 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Elect Lamberto Andreotti Mgmt For For For
2 Elect Lewis Campbell Mgmt For For For
3 Elect James Cornelius Mgmt For For For
4 Elect Louis Freeh Mgmt For Against Against
5 Elect Laurie Glimcher Mgmt For For For
6 Elect Michael Grobstein Mgmt For For For
7 Elect Leif Johansson Mgmt For For For
8 Elect Alan Lacy Mgmt For For For
9 Elect Vicki Sato Mgmt For For For
10 Elect Togo West Mgmt For For For
11 Elect R. Sanders Williams Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Executive Compensation
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Eliminating Supermajority Provisions
15 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special Meeting
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say on
Pay)
- --------------------------------------------------------------------------------
CHEVRON CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CVX CUSIP 166764100 05/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Elect Samuel Armacost Mgmt For For For
2 Elect Linnet Deily Mgmt For For For
3 Elect Robert Denham Mgmt For For For
4 Elect Robert Eaton Mgmt For For For
5 Elect Enrique Hernandez, Jr. Mgmt For For For
6 Elect Franklyn Jenifer Mgmt For For For
7 Elect Sam Nunn Mgmt For For For
8 Elect David O'Reilly Mgmt For For For
9 Elect Donald Rice Mgmt For For For
10 Elect Kevin Sharer Mgmt For For For
11 Elect Charles Shoemate Mgmt For For For
12 Elect Ronald Sugar Mgmt For For For
13 Elect Carl Ware Mgmt For For For
14 Elect John Watson Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Approval of Performance Goals for the Mgmt For For For
Chevron Incentive Plan
17 Amendment to the Long-Term Incentive Mgmt For For For
Plan
18 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special Meeting
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say on
Pay)
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Reporting and Reducing Greenhouse Gas
Emissions
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Country Selection Guidelines
22 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Rights Policy
23 Shareholder Proposal Regarding Report ShrHoldr Against Against For
on Host Country Laws
- --------------------------------------------------------------------------------
CHINA MOBILE (HONG KONG) LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CHL CUSIP 16941M109 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect WANG Jianzhou Mgmt For For For
4 Elect ZHANG Chunjiang Mgmt For For For
5 Elect SHA Yuejia Mgmt For For For
6 Elect LIU Aili Mgmt For For For
7 Elect XU Long Mgmt For Against Against
8 Elect Moses CHENG Mo Chi Mgmt For Against Against
9 Elect Nicholas J. Read Mgmt For Against Against
10 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
13 Authority to Issue Repurchased Shares Mgmt For For For
- --------------------------------------------------------------------------------
CIGNA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CI CUSIP 125509109 04/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: H. EDWARD HANWAY Mgmt For For For
2 ELECTION OF DIRECTOR: JOHN M. Mgmt For For For
PARTRIDGE
3 ELECTION OF DIRECTOR: JAMES E. ROGERS Mgmt For Against Against
4 ELECTION OF DIRECTOR: ERIC C. WISEMAN Mgmt For For For
5 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CSCO CUSIP 17275R102 11/13/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For Against Against
2 ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For For
3 ELECTION OF DIRECTOR: MICHAEL D. Mgmt For For For
CAPELLAS
4 ELECTION OF DIRECTOR: LARRY R. CARTER Mgmt For For For
5 ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For For
6 ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For For
7 ELECTION OF DIRECTOR: DR. JOHN L. Mgmt For Against Against
HENNESSY
8 ELECTION OF DIRECTOR: RICHARD M. Mgmt For For For
KOVACEVICH
9 ELECTION OF DIRECTOR: RODERICK C. Mgmt For For For
MCGEARY
10 ELECTION OF DIRECTOR: MICHAEL K. Mgmt For For For
POWELL
11 ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For For
12 ELECTION OF DIRECTOR: JERRY YANG Mgmt For Against Against
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Formation of a Board Committee on
Human Rights
15 Shareholder Proposal Regarding Report ShrHoldr Against Against For
on Internet Fragmentation
- --------------------------------------------------------------------------------
COACH, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
COH CUSIP 189754104 10/30/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Lew Frankfort Mgmt For For For
1.2 Elect Susan Kropf Mgmt For For For
1.3 Elect Gary Loveman Mgmt For For For
1.4 Elect Ivan Menezes Mgmt For For For
1.5 Elect Irene Miller Mgmt For For For
1.6 Elect Keith Monda Mgmt For For For
1.7 Elect Michael Murphy Mgmt For Withhold Against
1.8 Elect Jide Zeitlin Mgmt For For For
2 Amendment to the Performance-Based Mgmt For For For
Annual Incentive Plan
- --------------------------------------------------------------------------------
COMCAST CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CMCSA CUSIP 20030N101 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect S. Decker Anstrom Mgmt For For For
1.2 Elect Kenneth Bacon Mgmt For Withhold Against
1.3 Elect Sheldon Bonovitz Mgmt For For For
1.4 Elect Edward Breen Mgmt For For For
1.5 Elect Julian Brodsky Mgmt For For For
1.6 Elect Joseph Collins Mgmt For For For
1.7 Elect J. Michael Cook Mgmt For For For
1.8 Elect Gerald Hassell Mgmt For For For
1.9 Elect Jeffrey Honickman Mgmt For For For
1.10 Elect Brian Roberts Mgmt For For For
1.11 Elect Ralph Roberts Mgmt For For For
1.12 Elect Judith Rodin Mgmt For Withhold Against
1.13 Elect Michael Sovern Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2002 Employee Stock Mgmt For For For
Purchase Plan
4 Amendment to the 2002 Restricted Mgmt For For For
Stock Plan
5 Amendment to the 2003 Stock Option Mgmt For For For
Plan
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Executives Earning in
Excess of $500,000
7 Shareholder Proposal Regarding the ShrHoldr Against For Against
Approval of Survivor Benefits (Golden
Coffin) Arrangements
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Executive
Compensation (Say on Pay)
9 Shareholder Proposal Regarding a ShrHoldr Against For Against
Recapitalization Plan
- --------------------------------------------------------------------------------
COMPANHIA VALE DO RIO DOCE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RIOPR CUSIP 204412209 04/16/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 APPOINTMENT OF THE MEMBERS OF THE Mgmt For Against Against
BOARD OF DIRECTORS
4 APPOINTMENT OF THE MEMBERS OF THE Mgmt For For For
FISCAL COUNCIL
5 Directors' and Supervisory Council Mgmt For Abstain Against
Fees
6 Change of Company Name Mgmt For For For
7 Amendments to Articles Regarding Mgmt For For For
Reconciliation of Share Capital
- --------------------------------------------------------------------------------
COMPUTER SCIENCES CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CSC CUSIP 205363104 08/04/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Irving Bailey, II Mgmt For Withhold Against
1.2 Elect David Barram Mgmt For Withhold Against
1.3 Elect Stephen Baum Mgmt For Withhold Against
1.4 Elect Rodney Chase Mgmt For Withhold Against
1.5 Elect Judith Haberkorn Mgmt For For For
1.6 Elect Michael Laphen Mgmt For For For
1.7 Elect F. Warren McFarlan Mgmt For Withhold Against
1.8 Elect Chong Sup Park Mgmt For For For
1.9 Elect Thomas Patrick Mgmt For Withhold Against
2 TO RATIFY THE APPOINTMENT OF Mgmt For Against Against
INDEPENDENT AUDITORS
- --------------------------------------------------------------------------------
CONSOL ENERGY INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CNX CUSIP 20854P109 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect John Whitmire Mgmt For For For
1.2 Elect J. Brett Harvey Mgmt For For For
1.3 Elect James Altmeyer, Sr. Mgmt For Withhold Against
1.4 Elect Philip Baxter Mgmt For For For
1.5 Elect William Davis Mgmt For Withhold Against
1.6 Elect Raj Gupta Mgmt For For For
1.7 Elect Patricia Hammick Mgmt For For For
1.8 Elect David Hardesty, Jr. Mgmt For For For
1.9 Elect John Mills Mgmt For For For
1.10 Elect William Powell Mgmt For For For
1.11 Elect Joseph Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 CONSOL ENERGY INC. AMENDMENT AND Mgmt For For For
RESTATEMENT OF EQUITY INCENTIVE PLAN.
4 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
MAJORITY VOTING.
5 Shareholder Proposal Regarding Early ShrHoldr Against Against For
Disclosure of Voting Results of
Shareholder Proposals
- --------------------------------------------------------------------------------
CONSTELLATION ENERGY GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CEG CUSIP 210371100 07/18/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Elect Yves de Balmann Mgmt For For For
2 Elect Douglas Becker Mgmt For Against Against
3 THE ELECTION OF ANN C. BERZIN AS A Mgmt For For For
DIRECTOR FOR A TERM TO EXPIRE IN 2009
4 THE ELECTION OF JAMES T. BRADY AS A Mgmt For For For
DIRECTOR FOR A TERM TO EXPIRE IN 2009
5 THE ELECTION OF EDWARD A. CROOKE AS A Mgmt For For For
DIRECTOR FOR A TERM TO EXPIRE IN 2009
6 THE ELECTION OF JAMES R. CURTISS AS A Mgmt For Against Against
DIRECTOR FOR A TERM TO EXPIRE IN 2009
7 Elect Freeman Hrabowski, III Mgmt For For For
8 THE ELECTION OF NANCY LAMPTON AS A Mgmt For For For
DIRECTOR FOR A TERM TO EXPIRE IN 2009
9 Elect Robert Lawless Mgmt For Against Against
10 THE ELECTION OF LYNN M. MARTIN AS A Mgmt For For For
DIRECTOR FOR A TERM TO EXPIRE IN 2009
11 Elect Mayo Shattuck III Mgmt For For For
12 THE ELECTION OF JOHN L. SKOLDS AS A Mgmt For For For
DIRECTOR FOR A TERM TO EXPIRE IN 2009
13 Elect Michael Sullivan Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Increase in Authorized Shares of Mgmt For For For
Common Stock
- --------------------------------------------------------------------------------
CRACKER BARREL OLD COUNTRY STORE INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CBRL CUSIP 12489V106 11/25/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect James Carreker Mgmt For For For
1.2 Elect Robert Dale Mgmt For For For
1.3 Elect Richard Dobkin Mgmt For For For
1.4 Elect Robert Hilton Mgmt For For For
1.5 Elect Charles Jones, Jr. Mgmt For For For
1.6 Elect B.F. Lowery Mgmt For Withhold Against
1.7 Elect Martha Mitchell Mgmt For For For
1.8 Elect Andrea Weiss Mgmt For For For
1.9 Elect Jimmie White Mgmt For For For
1.10 Elect Michael Woodhouse Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Company Name Change Mgmt For For For
4 Amendment to the Stock Option Plan Mgmt For For For
5 Amendment to the 2002 Omnibus Mgmt For For For
Incentive Compensation Plan Regarding
Performance Criteria
6 Amendment to the 2002 Omnibus Mgmt For For For
Incentive Compensation Plan Regarding
Share Incresae
- --------------------------------------------------------------------------------
DARDEN RESTAURANTS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DRI CUSIP 237194105 09/12/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Leonard Berry Mgmt For For For
1.2 Elect Odie Donald Mgmt For For For
1.3 Elect David Hughes Mgmt For For For
1.4 Elect Charles Ledsinger, Jr. Mgmt For For For
1.5 Elect William Lewis, Jr. Mgmt For For For
1.6 Elect Connie Mack, III Mgmt For For For
1.7 Elect Andrew Madsen Mgmt For For For
1.8 Elect Clarence Otis Jr. Mgmt For For For
1.9 Elect Michael Rose Mgmt For Withhold Against
1.10 Elect Maria Sastre Mgmt For For For
1.11 Elect Jack Smith Mgmt For For For
2 TO APPROVE THE AMENDED DARDEN Mgmt For For For
RESTAURANTS, INC. 2002 STOCK
INCENTIVE PLAN.
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
DECKERS OUTDOOR CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DECK CUSIP 243537107 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Angel Martinez Mgmt For For For
1.2 Elect Rex Licklider Mgmt For For For
1.3 Elect John Gibbons Mgmt For For For
1.4 Elect John Perenchio Mgmt For For For
1.5 Elect Maureen Conners Mgmt For For For
1.6 Elect Tore Steen Mgmt For For For
1.7 Elect Ruth Owades Mgmt For For For
1.8 Elect Karyn Barsa Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Increase of Authorized Common Stock Mgmt For Against Against
- --------------------------------------------------------------------------------
DIAMOND OFFSHORE DRILLING, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DO CUSIP 25271C102 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect James Tisch Mgmt For For For
1.2 Elect Lawrence Dickerson Mgmt For For For
1.3 Elect John Bolton Mgmt For For For
1.4 Elect Charles Fabrikant Mgmt For For For
1.5 Elect Paul Gaffney, II Mgmt For For For
1.6 Elect Edward Grebow Mgmt For For For
1.7 Elect Herbert Hofmann Mgmt For For For
1.8 Elect Arthur Rebell Mgmt For Withhold Against
1.9 Elect Raymond Troubh Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
DIRECTV GROUP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DTV CUSIP 25459L106 06/02/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Chase Carey Mgmt For For For
1.2 Elect Mark Carleton Mgmt For Withhold Against
1.3 Elect Peter Lund Mgmt For Withhold Against
1.4 Elect Haim Saban Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
3 Shareholder Proposal Regarding Health ShrHoldr Against Against For
Care Reform Principles
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
- --------------------------------------------------------------------------------
ELI LILLY AND COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LLY CUSIP 532457108 04/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Martin Feldstein Mgmt For Withhold Against
1.2 Elect J. Erik Fyrwald Mgmt For For For
1.3 Elect Ellen Marram Mgmt For Withhold Against
1.4 Elect Douglas Oberhelman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Board Mgmt For For For
4 Amendment to the Bonus Plan Mgmt For For For
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Eliminating Supermajority Provisions
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority Vote
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Executive
Compensation (Say on Pay)
- --------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
XOM CUSIP 30231G102 05/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Michael Boskin Mgmt For For For
1.2 Elect Larry Faulkner Mgmt For For For
1.3 Elect Kenneth Frazier Mgmt For For For
1.4 Elect William George Mgmt For For For
1.5 Elect Reatha King Mgmt For For For
1.6 Elect Marilyn Nelson Mgmt For For For
1.7 Elect Samuel Palmisano Mgmt For For For
1.8 Elect Steven Reinemund Mgmt For For For
1.9 Elect Rex Tillerson Mgmt For For For
1.10 Elect Edward Whitacre, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
4 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special Meeting
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board Chairman
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Executive
Compensation (Say on Pay)
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Executive Compensation Report
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Corporate Sponsorships Report
10 Shareholder Proposal Regarding ShrHoldr Against For Against
Adopting Sexual Orientation and
Gender Identity Expression Anti-Bias
Policy
11 Shareholder Proposal Regarding ShrHoldr Against For Against
Greenhouse Gas Emissions Goals
12 Shareholder Proposal Regarding a ShrHoldr Against Against For
Climate Change and Technology Report
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Renewable Energy Policy
- --------------------------------------------------------------------------------
FLUOR CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FLR CUSIP 343412102 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Elect Peter Barker Mgmt For For For
2 Elect Alan Boeckmann Mgmt For For For
3 Elect Vilma Martinez Mgmt For For For
4 Elect Dean O'Hare Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
FOSTER WHEELER AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FWLT CUSIP G36535139 01/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Reincorporation from Bermuda to Mgmt For For For
Switzerland
2 Right to Adjourn Meeting Mgmt For For For
- --------------------------------------------------------------------------------
FOSTER WHEELER AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FWLT CUSIP H27178104 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Elect Robert Flexon Mgmt For For For
2 Elect Maureen Tart-Bezer Mgmt For For For
3 Elect James Woods Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Transaction of Other Business Mgmt For Abstain Against
- --------------------------------------------------------------------------------
GENCO SHIPPING & TRADING LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GNK CUSIP Y2685T107 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Robert North Mgmt For For For
1.2 Elect Basil Mavroleon Mgmt For For For
1.3 Elect Harry Perrin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
GOOGLE INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GOOG CUSIP 38259P508 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Eric Schmidt Mgmt For For For
1.2 Elect Sergey Brin Mgmt For For For
1.3 Elect Larry Page Mgmt For For For
1.4 Elect L. John Doerr Mgmt For For For
1.5 Elect John Hennessy Mgmt For Withhold Against
1.6 Elect Arthur Levinson Mgmt For Withhold Against
1.7 Elect Ann Mather Mgmt For For For
1.8 Elect Paul Otellini Mgmt For Withhold Against
1.9 Elect K. Shriram Mgmt For For For
1.10 Elect Shirley Tilghman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock Plan Mgmt For Against Against
4 Shareholder proposal regarding ShrHoldr For For For
political contribution disclosure
5 Shareholder proposal regarding ShrHoldr Against Against For
internet censorship
6 Shareholder proposal regarding health ShrHoldr Against Against For
care reform
- --------------------------------------------------------------------------------
GUESS?, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GES CUSIP 401617105 06/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Carlos Alberini Mgmt For Withhold Against
1.2 Elect Alice Kane Mgmt For For For
2 Amendment to the 2004 Equity Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
HEALTH NET, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HNT CUSIP 42222G108 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Theodore Craver, Jr. Mgmt For For For
1.2 Elect Vicki Escarra Mgmt For Withhold Against
1.3 Elect Thomas Farley Mgmt For For For
1.4 Elect Gale Fitzgerald Mgmt For Withhold Against
1.5 Elect Patrick Foley Mgmt For Withhold Against
1.6 Elect Jay Gellert Mgmt For For For
1.7 Elect Roger Greaves Mgmt For For For
1.8 Elect Bruce Willison Mgmt For Withhold Against
1.9 Elect Frederick Yeager Mgmt For Withhold Against
2 Executive Officer Incentive Plan Mgmt For For For
3 Amendment to the 2006 Long-Term Mgmt For Against Against
Incentive Plan
4 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
HENRY SCHEIN, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HSIC CUSIP 806407102 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Stanley Bergman Mgmt For For For
1.2 Elect Gerald Benjamin Mgmt For For For
1.3 Elect James Breslawski Mgmt For For For
1.4 Elect Mark Mlotek Mgmt For For For
1.5 Elect Steven Paladino Mgmt For Withhold Against
1.6 Elect Barry Alperin Mgmt For For For
1.7 Elect Paul Brons Mgmt For For For
1.8 Elect Margaret Hamburg Mgmt For Withhold Against
1.9 Elect Donald Kabat Mgmt For For For
1.10 Elect Philip Laskawy Mgmt For Withhold Against
1.11 Elect Karyn Mashima Mgmt For For For
1.12 Elect Norman Matthews Mgmt For For For
1.13 Elect Louis Sullivan Mgmt For For For
2 Amendment to the 1994 Stock Incentive Mgmt For Against Against
Plan
3 Amendment to the Section 162(m) Cash Mgmt For For For
Bonus Plan
4 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HPQ CUSIP 428236103 03/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: L. T. BABBIO, Mgmt For Against Against
JR.
2 ELECTION OF DIRECTOR: S. M. BALDAUF Mgmt For For For
3 ELECTION OF DIRECTOR: R. L. GUPTA Mgmt For Against Against
4 ELECTION OF DIRECTOR: J. H. HAMMERGREN Mgmt For For For
5 ELECTION OF DIRECTOR: M. V. HURD Mgmt For For For
6 ELECTION OF DIRECTOR: J. Z. HYATT Mgmt For For For
7 ELECTION OF DIRECTOR: J. R. JOYCE Mgmt For For For
8 ELECTION OF DIRECTOR: R. L. RYAN Mgmt For For For
9 ELECTION OF DIRECTOR: L. S. SALHANY Mgmt For For For
10 ELECTION OF DIRECTOR: G. K. THOMPSON Mgmt For For For
11 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HON CUSIP 438516106 04/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: GORDON M. Mgmt For For For
BETHUNE
2 ELECTION OF DIRECTOR: JAIME CHICO Mgmt For Against Against
PARDO
3 ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For For
4 ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For For
5 ELECTION OF DIRECTOR: LINNET F. DEILY Mgmt For For For
6 ELECTION OF DIRECTOR: CLIVE R. HOLLICK Mgmt For For For
7 ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For For
8 ELECTION OF DIRECTOR: BRADLEY T. Mgmt For For For
SHEARES
9 ELECTION OF DIRECTOR: JOHN R. STAFFORD Mgmt For Against Against
10 ELECTION OF DIRECTOR: MICHAEL W. Mgmt For Against Against
WRIGHT
11 APPROVAL OF INDEPENDENT ACCOUNTANTS Mgmt For For For
12 CUMULATIVE VOTING ShrHoldr Against For Against
13 PRINCIPLES FOR HEALTH CARE REFORM ShrHoldr Against Against For
14 EXECUTIVE COMPENSATION ADVISORY VOTE ShrHoldr Against For Against
15 TAX GROSS-UP PAYMENTS ShrHoldr Against For Against
16 SPECIAL SHAREOWNER MEETINGS ShrHoldr Against Against For
- --------------------------------------------------------------------------------
HORMEL FOODS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HRL CUSIP 440452100 01/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Terrell Crews Mgmt For For For
1.2 Elect Jeffrey Ettinger Mgmt For For For
1.3 Elect Jody Feragen Mgmt For Withhold Against
1.4 Elect Luella Goldberg Mgmt For For For
1.5 Elect Susan Marvin Mgmt For For For
1.6 Elect John Morrison Mgmt For For For
1.7 Elect Elsa Murano Mgmt For Withhold Against
1.8 Elect Robert Nakasone Mgmt For For For
1.9 Elect Ronald Pearson Mgmt For Withhold Against
1.10 Elect Dakota Pippins Mgmt For For For
1.11 Elect Gary Ray Mgmt For For For
1.12 Elect Hugh Smith Mgmt For For For
1.13 Elect John Turner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 APPROVE THE HORMEL FOODS CORPORATION Mgmt For For For
2009 LONG-TERM INCENTIVE PLAN.
4 2009 Nonemployee Director Deferred Mgmt For For For
Stock Plan
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Greenhouse Gas
Emissions Via Product Packaging
- --------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IBM CUSIP 459200101 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt For Against Against
2 ELECTION OF DIRECTOR: C. BLACK Mgmt For Against Against
3 ELECTION OF DIRECTOR: W.R. BRODY Mgmt For For For
4 ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For For
5 ELECTION OF DIRECTOR: M.L. ESKEW Mgmt For Against Against
6 ELECTION OF DIRECTOR: S.A. JACKSON Mgmt For For For
7 ELECTION OF DIRECTOR: T. NISHIMURO Mgmt For For For
8 ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For For
9 ELECTION OF DIRECTOR: S.J. PALMISANO Mgmt For For For
10 ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For For
11 ELECTION OF DIRECTOR: S. TAUREL Mgmt For For For
12 ELECTION OF DIRECTOR: L.H. ZAMBRANO Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Approval of Long-Term Incentive Mgmt For For For
Performance Terms
15 STOCKHOLDER PROPOSAL ON CUMULATIVE ShrHoldr Against For Against
VOTING
16 STOCKHOLDER PROPOSAL ON EXECUTIVE ShrHoldr Against For Against
COMPENSATION AND PENSION INCOME
17 STOCKHOLDER PROPOSAL ON ADVISORY VOTE ShrHoldr Against For Against
ON EXECUTIVE COMPENSATION
- --------------------------------------------------------------------------------
JACOBS ENGINEERING GROUP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JEC CUSIP 469814107 01/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: JOSEPH R. Mgmt For For For
BRONSON
2 ELECTION OF DIRECTOR: THOMAS M.T. Mgmt For For For
NILES
3 ELECTION OF DIRECTOR: NOEL G. WATSON Mgmt For For For
4 ELECTION OF DIRECTOR: JOHN F. COYNE Mgmt For For For
5 Amendment to the 1989 Employee Stock Mgmt For For For
Purchase Plan
6 Amendment to the 1999 Stock Incentive Mgmt For For For
Plan
7 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JPM CUSIP 46625H100 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Elect Crandall Bowles Mgmt For For For
2 Elect Stephen Burke Mgmt For For For
3 Elect David Cote Mgmt For For For
4 Elect James Crown Mgmt For For For
5 Elect James Dimon Mgmt For For For
6 Elect Ellen Futter Mgmt For Against Against
7 Elect William Gray, III Mgmt For For For
8 Elect Laban Jackson, Jr. Mgmt For For For
9 Elect David Novak Mgmt For Against Against
10 Elect Lee Raymond Mgmt For For For
11 Elect William Weldon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Prior Government Service
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
16 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special Meeting
17 Shareholder Proposal Regarding Report ShrHoldr Against Against For
on Credit Card Practices
18 Shareholder Proposal Regarding Key ShrHoldr Against Against For
Executive Performance Plan ("KEPP")
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After Retirement
20 Shareholder Proposal Regarding Carbon ShrHoldr Against Against For
Principles Report
- --------------------------------------------------------------------------------
LOWE'S COMPANIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LOW CUSIP 548661107 05/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Peter Browning Mgmt For Withhold Against
1.2 Elect Marshall Larsen Mgmt For For For
1.3 Elect Stephen Page Mgmt For For For
1.4 Elect O. Temple Sloan, Jr. Mgmt For Withhold Against
2 Amendment to the 2006 Long Term Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
4 Amendment to the Articles of Mgmt For For For
Incorporation to Eliminate All
Remaining Supermajority Requirements
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Principles of Health Care Reform
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Chairman
- --------------------------------------------------------------------------------
MERCK & CO., INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MRK CUSIP 589331107 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For For
2 ELECTION OF DIRECTOR: THOMAS R. CECH, Mgmt For For For
PH.D.
3 ELECTION OF DIRECTOR: RICHARD T. CLARK Mgmt For For For
4 ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For For
5 ELECTION OF DIRECTOR: STEVEN F. Mgmt For For For
GOLDSTONE
6 ELECTION OF DIRECTOR: WILLIAM B. Mgmt For For For
HARRISON, JR.
7 ELECTION OF DIRECTOR: HARRY R. Mgmt For For For
JACOBSON, M.D.
8 ELECTION OF DIRECTOR: WILLIAM N. Mgmt For Against Against
KELLEY, M.D.
9 ELECTION OF DIRECTOR: ROCHELLE B. Mgmt For For For
LAZARUS
10 ELECTION OF DIRECTOR: CARLOS E. Mgmt For For For
REPRESAS
11 ELECTION OF DIRECTOR: THOMAS E. Mgmt For Against Against
SHENK, PH.D.
12 ELECTION OF DIRECTOR: ANNE M. TATLOCK Mgmt For Against Against
13 ELECTION OF DIRECTOR: SAMUEL O. Mgmt For Against Against
THIER, M.D.
14 ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For Against Against
15 ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For Against Against
16 Ratification of Auditor Mgmt For For For
17 Authorization of Board to Set Board Mgmt For For For
Size
18 STOCKHOLDER PROPOSAL CONCERNING ShrHoldr Against For Against
SPECIAL SHAREHOLDER MEETINGS
19 STOCKHOLDER PROPOSAL CONCERNING AN ShrHoldr Against For Against
INDEPENDENT LEAD DIRECTOR
20 STOCKHOLDER PROPOSAL CONCERNING AN ShrHoldr Against For Against
ADVISORY VOTE ON EXECUTIVE
COMPENSATION
- --------------------------------------------------------------------------------
MFA FINANCIAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MFA CUSIP 55272X102 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Michael Dahir Mgmt For Withhold Against
1.2 Elect George Krauss Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
MORGAN STANLEY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MPQ CUSIP 617446448 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: ROY J. BOSTOCK Mgmt For Against Against
2 ELECTION OF DIRECTOR: ERSKINE B. Mgmt For For For
BOWLES
3 ELECTION OF DIRECTOR: HOWARD J. DAVIES Mgmt For For For
4 ELECTION OF DIRECTOR: NOBUYUKI HIRANO Mgmt For For For
5 ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For For
6 ELECTION OF DIRECTOR: JOHN J. MACK Mgmt For For For
7 ELECTION OF DIRECTOR: DONALD T. Mgmt For For For
NICOLAISEN
8 ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For For
9 ELECTION OF DIRECTOR: HUTHAM S. OLAYAN Mgmt For For For
10 ELECTION OF DIRECTOR: CHARLES E. Mgmt For For For
PHILLIPS, JR.
11 ELECTION OF DIRECTOR: O. GRIFFITH Mgmt For For For
SEXTON
12 ELECTION OF DIRECTOR: LAURA D. TYSON Mgmt For Against Against
13 TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For For
& TOUCHE LLP AS INDEPENDENT AUDITOR
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 TO AMEND THE 2007 EQUITY INCENTIVE Mgmt For Against Against
COMPENSATION PLAN
16 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
SPECIAL SHAREOWNER MEETINGS
17 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
INDEPENDENT CHAIR
- --------------------------------------------------------------------------------
MURPHY OIL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MUR CUSIP 626717102 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Frank Blue Mgmt For For For
1.2 Elect Claiborne Deming Mgmt For For For
1.3 Elect Robert Hermes Mgmt For Withhold Against
1.4 Elect James Kelley Mgmt For For For
1.5 Elect R. Madison Murphy Mgmt For For For
1.6 Elect William Nolan, Jr. Mgmt For For For
1.7 Elect Ivar Ramberg Mgmt For For For
1.8 Elect Neal Schmale Mgmt For For For
1.9 Elect David Smith Mgmt For For For
1.10 Elect Caroline Theus Mgmt For For For
1.11 Elect David Wood Mgmt For For For
2 Shareholder Proposal Regarding ShrHoldr Against Against For
Adopting Sexual Orientation and
Gender Identity Expression Anti-Bias
Policy
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
NIKE INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NKESA CUSIP 654106103 09/22/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Jill Conway Mgmt For For For
1.2 Elect Alan Graf, Jr. Mgmt For For For
1.3 Elect Jeanne Jackson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
NOBLE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NE CUSIP G65422100 03/17/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Reincorporation from the Cayman Mgmt For For For
Islands to Switzerland
2 Right to Adjourn Meeting Mgmt For For For
- --------------------------------------------------------------------------------
NOBLE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NE CUSIP H5833N103 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Amendment to Par Value; Capital Mgmt For For For
Repayment
2.1 Elect Julie Edwards Mgmt For For For
2.2 Elect Marc Leland Mgmt For For For
2.3 Elect David Williams Mgmt For For For
3 Appointment of Auditor Mgmt For Against Against
4 Amendment Regarding Supermajority Mgmt For For For
Voting
- --------------------------------------------------------------------------------
NOBLE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NE CUSIP H5833N103 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Amendment to Par Value; Capital Mgmt For For For
Repayment
2.1 Elect Julie Edwards Mgmt For For For
2.2 Elect Marc Leland Mgmt For For For
2.3 Elect David Williams Mgmt For For For
3 Appointment of Auditor Mgmt For Against Against
4 Amendment Regarding Supermajority Mgmt For For For
Voting
- --------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NOC CUSIP 666807102 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Elect Lewis Coleman Mgmt For Against Against
2 Elect Thomas Fargo Mgmt For For For
3 Elect Victor Fazio Mgmt For For For
4 Elect Donald Felsinger Mgmt For For For
5 Elect Stephen Frank Mgmt For Against Against
6 Elect Bruce Gordon Mgmt For For For
7 Elect Madeleine Kleiner Mgmt For For For
8 Elect Karl Krapek Mgmt For For For
9 Elect Richard Myers Mgmt For For For
10 Elect Aulana Peters Mgmt For Against Against
11 Elect Kevin Sharer Mgmt For For For
12 Elect Ronald Sugar Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding a ShrHoldr Against Against For
Report on Space Based Weapons
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say on
Pay)
16 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call Special Meetings
- --------------------------------------------------------------------------------
ORACLE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ORCL CUSIP 68389X105 10/10/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Jeffrey Henley Mgmt For For For
1.2 Elect Lawrence Ellison Mgmt For For For
1.3 Elect Donald Lucas Mgmt For Withhold Against
1.4 Elect Michael Boskin Mgmt For For For
1.5 Elect Jack Kemp Mgmt For For For
1.6 Elect Jeffrey Berg Mgmt For Withhold Against
1.7 Elect Safra Catz Mgmt For For For
1.8 Elect Hector Garcia-Molina Mgmt For For For
1.9 Elect H. Raymond Bingham Mgmt For For For
1.10 Elect Charles Phillips, Jr. Mgmt For For For
1.11 Elect Naomi Seligman Mgmt For For For
1.12 Elect George Conrades Mgmt For For For
1.13 Elect Bruce Chizen Mgmt For For For
2 2009 Executive Bonus Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
4 STOCKHOLDER PROPOSAL ON ADVISORY VOTE ShrHoldr Against For Against
ON EXECUTIVE COMPENSATION.
- --------------------------------------------------------------------------------
PEABODY ENERGY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BTU CUSIP 704549104 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Gregory Boyce Mgmt For For For
1.2 Elect William James Mgmt For For For
1.3 Elect Robert Karn III Mgmt For For For
1.4 Elect M. Frances Keeth Mgmt For For For
1.5 Elect Henry Lentz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Reapproval of the Material Terms of Mgmt For For For
the 2004 Long-Term Equity Incentive
Plan
- --------------------------------------------------------------------------------
PFIZER INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PFE CUSIP 717081103 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: DENNIS A. Mgmt For For For
AUSIELLO
2 ELECTION OF DIRECTOR: MICHAEL S. BROWN Mgmt For For For
3 ELECTION OF DIRECTOR: M. ANTHONY BURNS Mgmt For For For
4 ELECTION OF DIRECTOR: ROBERT N. BURT Mgmt For For For
5 ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For For
6 ELECTION OF DIRECTOR: WILLIAM H. Mgmt For For For
GRAY, III
7 ELECTION OF DIRECTOR: CONSTANCE J. Mgmt For For For
HORNER
8 ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For For
9 ELECTION OF DIRECTOR: JEFFREY B. Mgmt For For For
KINDLER
10 ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For For
11 ELECTION OF DIRECTOR: DANA G. MEAD Mgmt For For For
12 ELECTION OF DIRECTOR: SUZANNE NORA Mgmt For For For
JOHNSON
13 ELECTION OF DIRECTOR: STEPHEN W. Mgmt For For For
SANGER
14 ELECTION OF DIRECTOR: WILLIAM C. Mgmt For For For
STEERE, JR.
15 Ratification of Auditor Mgmt For For For
16 Amendment to the 2004 Stock Plan Mgmt For For For
17 SHAREHOLDER PROPOSAL REGARDING STOCK ShrHoldr Against Against For
OPTIONS.
18 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
19 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
CUMULATIVE VOTING.
20 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
SPECIAL SHAREHOLDER MEETINGS.
- --------------------------------------------------------------------------------
POTASH CORP OF SASKATCHEWAN
TICKER SECURITY ID: MEETING DATE MEETING STATUS
POT CUSIP 73755L107 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Christopher Burley Mgmt For For For
1.2 Elect William Doyle Mgmt For For For
1.3 Elect John Estey Mgmt For For For
1.4 Elect Charles Hoffman Mgmt For For For
1.5 Elect Dallas Howe Mgmt For For For
1.6 Elect Alice Laberge Mgmt For For For
1.7 Elect Keith Martell Mgmt For For For
1.8 Elect Jeffrey McCaig Mgmt For For For
1.9 Elect Mary Mogford Mgmt For For For
1.10 Elect Paul Schoenhals Mgmt For For For
1.11 Elect E. Robert Stromberg Mgmt For Withhold Against
1.12 Elect Elena Viyella de Paliza Mgmt For Withhold Against
2 Appointment of Auditor Mgmt For For For
3 2009 Performance Option Plan Mgmt For For For
4 Shareholder Proposal Regarding Mgmt Against For Against
Advisory Vote on Executive
Compensation (Say on Pay)
- --------------------------------------------------------------------------------
RIO TINTO PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RTP CUSIP 767204100 04/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 APPROVAL OF THE REMUNERATION REPORT Mgmt For For For
3 TO ELECT JAN DU PLESSIS AS A DIRECTOR Mgmt For Against Against
4 TO RE-ELECT SIR DAVID CLEMENTI AS A Mgmt For Against Against
DIRECTOR
5 TO RE-ELECT SIR ROD EDDINGTON AS A Mgmt For Against Against
DIRECTOR
6 TO RE-ELECT ANDREW GOULD AS A DIRECTOR Mgmt For Against Against
7 TO RE-ELECT DAVID MAYHEW AS A DIRECTOR Mgmt For Against Against
8 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
9 NON EXECUTIVE DIRECTORS FEES Mgmt For For For
10 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive Rights and to Increase
Authorised Capital
11 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
12 NOTICE PERIOD FOR GENERAL MEETINGS Mgmt For Against Against
OTHER THAN ANNUAL GENERAL MEETINGS
13 AUTHORITY TO PAY SCRIP DIVIDENDS Mgmt For For For
14 ADOPTION AND AMENDMENT OF NEW Mgmt For Against Against
ARTICLES OF ASSOCIATION OF THE COMPANY
- --------------------------------------------------------------------------------
RYLAND GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RYL CUSIP 783764103 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect R. Chad Dreier Mgmt For For For
1.2 Elect Leslie Frecon Mgmt For For For
1.3 Elect Roland Hernandez Mgmt For For For
1.4 Elect William Jews Mgmt For Withhold Against
1.5 Elect Ned Mansour Mgmt For For For
1.6 Elect Robert Mellor Mgmt For Withhold Against
1.7 Elect Norman Metcalfe Mgmt For For For
1.8 Elect Charlotte St. Martin Mgmt For For For
2 Amendment to Articles of Mgmt For For For
Incorporation to Preserve Value of
NOLs
3 APPROVAL OF THE RYLAND GROUP, INC. Mgmt For Against Against
SHAREHOLDER RIGHTS PLAN.
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Reporting and Reducing Greenhouse Gas
Emissions
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say on
Pay)
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Compensation in the Event of a Change
of Control
7 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
SNAP-ON INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SNA CUSIP 833034101 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: BRUCE S. Mgmt For For For
CHELBERG
2 ELECTION OF DIRECTOR: KAREN L. DANIEL Mgmt For For For
3 ELECTION OF DIRECTOR: NATHAN J. JONES Mgmt For For For
4 ELECTION OF DIRECTOR: ARTHUR L. KELLY Mgmt For For For
5 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
STANLEY WORKS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SWK CUSIP 854616109 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Patrick Campbell Mgmt For For For
1.2 Elect Eileen Kraus Mgmt For Withhold Against
1.3 Elect Lawrence Zimmerman Mgmt For For For
2 TO APPROVE ERNST & YOUNG LLP AS Mgmt For For For
INDEPENDENT AUDITORS FOR THE YEAR
2009.
3 TO APPROVE THE STANLEY WORKS 2009 Mgmt For For For
LONG-TERM INCENTIVE PLAN.
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
- --------------------------------------------------------------------------------
STATOIL ASA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
STO CUSIP 85771P102 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Election of Presiding Chairman Mgmt For For For
2 Meeting Notice and Agenda Mgmt For For For
3 Voting List Mgmt For For For
4 Election of Individuals to Check Mgmt For For For
Minutes
5 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Set Auditor's Fees Mgmt For For For
7 Election of Deputy Member to Mgmt For Abstain Against
Corporate Assembly
8 Compensation Policy Mgmt For For For
9 Authority to Repurchase Shares for Mgmt For For For
2004 Share Savings Plan
10 Amendments to Articles Regarding Mgmt For For For
Company Name
11 Shareholder Proposal Regarding Mgmt Against Against For
Withdrawal from Canadian Oil Sands
- --------------------------------------------------------------------------------
SUNOCO, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SUN CUSIP 86764P109 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Robert Darnall Mgmt For For For
1.2 Elect Gary Edwards Mgmt For For For
1.3 Elect Lynn Laverty Elsenhans Mgmt For For For
1.4 Elect Ursula Fairbairn Mgmt For Withhold Against
1.5 Elect Thomas Gerrity Mgmt For For For
1.6 Elect Rosemarie Greco Mgmt For For For
1.7 Elect John Jones, III Mgmt For Withhold Against
1.8 Elect James Kaiser Mgmt For Withhold Against
1.9 Elect John Rowe Mgmt For Withhold Against
1.10 Elect John Wulff Mgmt For Withhold Against
2 Amendment to the Retainer Stock Plan Mgmt For For For
for Outside Directors
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
SYNGENTA AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SYT CUSIP 87160A100 04/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 Ratification of Board and Management Mgmt For For For
Acts
3 REDUCTION OF SHARE CAPITAL BY Mgmt For For For
CANCELLATION OF REPURCHASED SHARES
4 APPROPRIATION OF BALANCE SHEET PROFIT Mgmt For For For
2008 AND DIVIDEND DECISION
5 RE-ELECTION OF PEGGY BRUZELIUS Mgmt For For For
6 RE-ELECTION OF PIERRE LANDOLT Mgmt For For For
7 RE-ELECTION OF JURG WITMER Mgmt For For For
8 ELECTION OF STEFAN BORGAS Mgmt For For For
9 ELECTION OF DAVID LAWRENCE Mgmt For For For
10 ELECTION OF THE AUDITORS Mgmt For For For
- --------------------------------------------------------------------------------
TECH DATA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TECD CUSIP 878237106 06/10/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Kathy Misunas Mgmt For Withhold Against
1.2 Elect Thomas Morgan Mgmt For For For
1.3 Elect Steven Raymund Mgmt For For For
2 Adoption of Majority Vote for Mgmt For For For
Election of Directors
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Executive Mgmt For For For
Compensation
5 2009 Equity Incentive Plan Mgmt For For For
- --------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GS CUSIP 38141G104 05/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Elect Lloyd Blankfein Mgmt For For For
2 Elect John Bryan Mgmt For Against Against
3 Elect Gary Cohn Mgmt For For For
4 Elect Claes Dahlback Mgmt For For For
5 Elect Stephen Friedman Mgmt For For For
6 Elect William George Mgmt For For For
7 Elect Rajat Gupta Mgmt For For For
8 Elect James Johnson Mgmt For For For
9 Elect Lois Juliber Mgmt For For For
10 Elect Lakshmi Mittal Mgmt For Against Against
11 Elect James Schiro Mgmt For For For
12 Elect Ruth Simmons Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
CUMULATIVE VOTING
16 Shareholder Proposal Regarding a ShrHoldr Against For Against
Simple Majority Vote
17 Shareholder Proposal to Create a ShrHoldr Against Against For
Board-Level Committee to Address US
Economic Security
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure Report
- --------------------------------------------------------------------------------
THE TJX COMPANIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TJX CUSIP 872540109 06/02/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Jose Alvarez Mgmt For For For
1.2 Elect Alan Bennett Mgmt For For For
1.3 Elect David Brandon Mgmt For Withhold Against
1.4 Elect Bernard Cammarata Mgmt For For For
1.5 Elect David Ching Mgmt For For For
1.6 Elect Michael Hines Mgmt For For For
1.7 Elect Amy Lane Mgmt For For For
1.8 Elect Carol Meyrowitz Mgmt For For For
1.9 Elect John O'Brien Mgmt For For For
1.10 Elect Robert Shapiro Mgmt For For For
1.11 Elect Willow Shire Mgmt For Withhold Against
1.12 Elect Fletcher Wiley Mgmt For For For
2 Amendment to the Stock Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
TRANSOCEAN LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RIG CUSIP H8817H100 05/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 Ratification of Board and Management Mgmt For For For
Acts
3 Allocation of Profits/Dividends Mgmt For For For
4 Authority to Repurchase Shares Mgmt For For For
5 Amendment to the Long-Term Incentive Mgmt For For For
Plan
6 Elect W. Richard Anderson Mgmt For For For
7 Elect Richard George Mgmt For For For
8 Elect Robert Long Mgmt For For For
9 Elect Edward Muller Mgmt For For For
10 Elect Victor Grijalva Mgmt For For For
11 Appointment of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
UNITED STATES STEEL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
X CUSIP 912909108 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Frank Lucchino Mgmt For For For
1.2 Elect Seth Schofield Mgmt For For For
1.3 Elect John Surma Mgmt For For For
1.4 Elect David Sutherland Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UNH CUSIP 91324P102 06/02/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Elect William Ballard, Jr. Mgmt For Against Against
2 Elect Richard Burke Mgmt For Against Against
3 Elect Robert Darretta Mgmt For For For
4 Elect Stephen Hemsley Mgmt For Against Against
5 Elect Michele Hooper Mgmt For Against Against
6 Elect Douglas Leatherdale Mgmt For Against Against
7 Elect Glenn Renwick Mgmt For For For
8 Elect Kenneth Shine Mgmt For For For
9 Elect Gail Wilensky Mgmt For Against Against
10 Ratification of Auditor Mgmt For Against Against
11 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say on
Pay)
- --------------------------------------------------------------------------------
URBAN OUTFITTERS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
URBN CUSIP 917047102 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Scott Belair Mgmt For Withhold Against
1.2 Elect Robert Strouse Mgmt For Withhold Against
1.3 Elect Glen Senk Mgmt For Withhold Against
1.4 Elect Joel Lawson III Mgmt For Withhold Against
1.5 Elect Richard Hayne Mgmt For Withhold Against
1.6 Elect Harry Cherken, Jr. Mgmt For Withhold Against
2 Shareholder Proposal Regarding ShrHoldr Against Against For
Revised Vendor Code of Conduct
- --------------------------------------------------------------------------------
VF CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VFC CUSIP 918204108 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Robert Hurst Mgmt For For For
1.2 Elect W. Alan McCollough Mgmt For For For
1.3 Elect M. Rust Sharp Mgmt For For For
1.4 Elect Raymond Viault Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
WIMM-BILL-DANN FOODS OJSC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WBD CUSIP 97263M109 09/04/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Related Party Transactions Mgmt For For For
2 Related Party Transactions Mgmt For For For
3 APPROVE THE NEW VERSION OF WBD FOODS Mgmt For For For
OJSC CHARTER.
- --------------------------------------------------------------------------------
WOLVERINE WORLD WIDE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WWW CUSIP 978097103 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Alberto Grimoldi Mgmt For For For
1.2 Elect Joseph Gromek Mgmt For For For
1.3 Elect Brenda Lauderback Mgmt For For For
1.4 Elect Shirley Peterson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
WORLD ACCEPTANCE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WRLD CUSIP 981419104 08/06/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect A. Alexander McLean, lll Mgmt For For For
1.2 Elect James R. Gilreath Mgmt For For For
1.3 Elect William S. Hummers, lll Mgmt For For For
1.4 Elect Charles Way Mgmt For For For
1.5 Elect Ken R. Bramlett, Jr. Mgmt For For For
1.6 Elect Mark C. Roland Mgmt For For For
1.7 Elect Darrell Whitaker Mgmt For For For
2 PROPOSAL TO APPROVE THE 2008 STOCK Mgmt For For For
OPTION PLAN
3 Ratification of Auditor Mgmt For For For
ITEM 4: PROXY VOTING RECORD
Registrant: ICON Funds
Fund Name: ICON Energy Fund
Reporting Period: 7/1/2008 - 6/30/2009
- --------------------------------------------------------------------------------
APACHE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
APA CUSIP 037411105 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Elect Frederick Bohen Mgmt For Against Against
2 Elect George Lawrence Mgmt For Against Against
3 Elect Rodman Patton Mgmt For For For
4 Elect Charles Pitman Mgmt For Against Against
- --------------------------------------------------------------------------------
ARCH COAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ACI CUSIP 039380100 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Frank Burke Mgmt For For For
1.2 Elect Patricia Godley Mgmt For For For
1.3 Elect Thomas Lockhart Mgmt For For For
1.4 Elect Wesley Taylor Mgmt For For For
2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For For
INDEPENDENT PUBLIC ACCOUNTING FIRM
- --------------------------------------------------------------------------------
ATMOS ENERGY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ATO CUSIP 049560105 02/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Ruben Esquivel Mgmt For For For
1.2 Elect Richard Cardin Mgmt For For For
1.3 Elect Thomas Meredith Mgmt For For For
1.4 Elect Nancy Quinn Mgmt For For For
1.5 Elect Stephen Springer Mgmt For For For
1.6 Elect Richard Ware II Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
DECLASSIFICATION OF BOARD OF
DIRECTORS.
- --------------------------------------------------------------------------------
BOIS D'ARC ENERGY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BDE CUSIP 09738U103 08/27/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Approval of the Merger Mgmt For For For
2 Transaction of Other Business Mgmt For Against Against
- --------------------------------------------------------------------------------
BP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BP CUSIP 055622104 04/16/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 TO RECEIVE THE DIRECTORS ANNUAL Mgmt For For For
REPORT AND ACCOUNTS
2 TO APPROVE THE DIRECTORS Mgmt For Against Against
REMUNERATION REPORT
3.1 Elect Antony Burgmans Mgmt For For For
3.2 Elect Cynthia Carroll Mgmt For For For
3.3 Elect Sir William Castell Mgmt For For For
3.4 Elect Iain Conn Mgmt For For For
3.5 Elect George David Mgmt For For For
3.6 Elect Erroll Davis, Jr. Mgmt For For For
3.7 Elect Robert Dudley Mgmt For For For
3.8 Elect Douglas Flint Mgmt For For For
3.9 Elect Byron Grote Mgmt For For For
3.10 Elect Anthony Hayward Mgmt For For For
3.11 Elect Andrew Inglis Mgmt For For For
3.12 Elect DeAnne Julius Mgmt For Withhold Against
3.13 Elect Sir Tom McKillop Mgmt For Withhold Against
3.14 Elect Sir Ian Prosser Mgmt For For For
3.15 Elect Peter Sutherland Mgmt For For For
4 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
5 Authority to Repurchase Shares Mgmt For For For
6 TO GIVE LIMITED AUTHORITY TO ALLOT Mgmt For For For
SHARES UP TO A SPECIFIED AMOUNT
7 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
8 Amendments to Articles Regarding Mgmt For Against Against
General Meeting Notice Period
- --------------------------------------------------------------------------------
CAMECO CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CCJ CUSIP 13321L108 05/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Resident Status Mgmt Abstain Abstain For
2.1 Elect John Clappison Mgmt For Withhold Against
2.2 Elect Joe Colvin Mgmt For For For
2.3 Elect James Curtiss Mgmt For Withhold Against
2.4 Elect George Dembroski Mgmt For For For
2.5 Elect Donald Deranger Mgmt For Withhold Against
2.6 Elect James Gowans Mgmt For For For
2.7 Elect Gerald Grandey Mgmt For For For
2.8 Elect Nancy Hopkins Mgmt For For For
2.9 Elect Oyvind Hushovd Mgmt For For For
2.10 Elect J.W. George Ivany Mgmt For For For
2.11 Elect A. Anne McLellan Mgmt For For For
2.12 Elect A. Neil McMillan Mgmt For For For
2.13 Elect Robert Peterson Mgmt For For For
2.14 Elect Victor Zaleschuk Mgmt For For For
3 Appointment of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
CAMERON INTERNATIONAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CAM CUSIP 13342B105 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect C. Baker Cunningham Mgmt For For For
1.2 Elect Sheldon Erikson Mgmt For For For
1.3 Elect Douglas Foshee Mgmt For For For
2 Amendment to the 2005 Equity Mgmt For Against Against
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
CHESAPEAKE ENERGY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CHK CUSIP 165167107 06/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Richard Davidson Mgmt For Withhold Against
1.2 Elect V. Burns Hargis Mgmt For Withhold Against
1.3 Elect Charles Maxwell Mgmt For Withhold Against
2 Increase of Authorized Common Stock Mgmt For For For
3 Amendment to the Long Term Incentive Mgmt For Against Against
Plan
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Adopting Sexual Orientation and
Gender Identity Anti-Bias Policy
- --------------------------------------------------------------------------------
CHEVRON CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CVX CUSIP 166764100 05/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Elect Samuel Armacost Mgmt For For For
2 Elect Linnet Deily Mgmt For For For
3 Elect Robert Denham Mgmt For For For
4 Elect Robert Eaton Mgmt For For For
5 Elect Enrique Hernandez, Jr. Mgmt For For For
6 Elect Franklyn Jenifer Mgmt For For For
7 Elect Sam Nunn Mgmt For For For
8 Elect David O'Reilly Mgmt For For For
9 Elect Donald Rice Mgmt For For For
10 Elect Kevin Sharer Mgmt For For For
11 Elect Charles Shoemate Mgmt For For For
12 Elect Ronald Sugar Mgmt For For For
13 Elect Carl Ware Mgmt For For For
14 Elect John Watson Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Approval of Performance Goals for the Mgmt For For For
Chevron Incentive Plan
17 Amendment to the Long-Term Incentive Mgmt For For For
Plan
18 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special Meeting
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say on
Pay)
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Reporting and Reducing Greenhouse Gas
Emissions
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Country Selection Guidelines
22 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Rights Policy
23 Shareholder Proposal Regarding Report ShrHoldr Against Against For
on Host Country Laws
- --------------------------------------------------------------------------------
CONOCOPHILLIPS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
COP CUSIP 20825C104 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Elect Richard Armitage Mgmt For For For
2 Elect Richard Auchinleck Mgmt For For For
3 Elect James Copeland Jr. Mgmt For Against Against
4 Elect Kenneth Duberstein Mgmt For For For
5 Elect Ruth Harkin Mgmt For For For
6 Elect Harold McGraw III Mgmt For For For
7 Elect James Mulva Mgmt For For For
8 Elect Harald Norvik Mgmt For Against Against
9 Elect William Reilly Mgmt For For For
10 Elect Bobby Shackouls Mgmt For For For
11 Elect Victoria Tschinkel Mgmt For Against Against
12 Elect Kathryn Turner Mgmt For For For
13 Elect William Wade, Jr. Mgmt For For For
14 Ratification of Auditor Mgmt For Against Against
15 2009 Omnibus Stock and Performance Mgmt For For For
Incentive Plan
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Adoption of Principles for Health
Care Reform
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say on
Pay)
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditure Report
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Reporting and Reducing Greenhouse Gas
Emissions
20 Shareholder Proposal Regarding Report ShrHoldr Against Against For
on Oil Sands Operations
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Director Qualifications
- --------------------------------------------------------------------------------
CONSOL ENERGY INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CNX CUSIP 20854P109 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect John Whitmire Mgmt For For For
1.2 Elect J. Brett Harvey Mgmt For For For
1.3 Elect James Altmeyer, Sr. Mgmt For Withhold Against
1.4 Elect Philip Baxter Mgmt For For For
1.5 Elect William Davis Mgmt For Withhold Against
1.6 Elect Raj Gupta Mgmt For For For
1.7 Elect Patricia Hammick Mgmt For For For
1.8 Elect David Hardesty, Jr. Mgmt For For For
1.9 Elect John Mills Mgmt For For For
1.10 Elect William Powell Mgmt For For For
1.11 Elect Joseph Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 CONSOL ENERGY INC. AMENDMENT AND Mgmt For For For
RESTATEMENT OF EQUITY INCENTIVE PLAN.
4 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
MAJORITY VOTING.
5 Shareholder Proposal Regarding Early ShrHoldr Against Against For
Disclosure of Voting Results of
Shareholder Proposals
- --------------------------------------------------------------------------------
DRIL-QUIP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DRQ CUSIP 262037104 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Larry Reimert Mgmt For Withhold Against
1.2 Elect Gary Smith Mgmt For Withhold Against
1.3 Elect L. H. Dick Robertson Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Incentive Plan Mgmt For For For
- --------------------------------------------------------------------------------
ENERGY TRANSFER PARTNERS, LP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ETP CUSIP 29273R109 12/16/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 2008 Long-Term Incentive Plan Mgmt For For For
- --------------------------------------------------------------------------------
ENSCO INTERNATIONAL INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ESV CUSIP 26874Q100 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Elect Gerald Haddock Mgmt For For For
2 Elect Paul Rowsey, III Mgmt For For For
3 Elect C.Christopher Gaut Mgmt For For For
4 Amendment to the 2005 Long-Term Mgmt For Against Against
Incentive Plan
5 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
XOM CUSIP 30231G102 05/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Michael Boskin Mgmt For For For
1.2 Elect Larry Faulkner Mgmt For For For
1.3 Elect Kenneth Frazier Mgmt For For For
1.4 Elect William George Mgmt For For For
1.5 Elect Reatha King Mgmt For For For
1.6 Elect Marilyn Nelson Mgmt For For For
1.7 Elect Samuel Palmisano Mgmt For For For
1.8 Elect Steven Reinemund Mgmt For For For
1.9 Elect Rex Tillerson Mgmt For For For
1.10 Elect Edward Whitacre, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
4 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special Meeting
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board Chairman
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Executive
Compensation (Say on Pay)
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Executive Compensation Report
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Corporate Sponsorships Report
10 Shareholder Proposal Regarding ShrHoldr Against For Against
Adopting Sexual Orientation and
Gender Identity Expression Anti-Bias
Policy
11 Shareholder Proposal Regarding ShrHoldr Against For Against
Greenhouse Gas Emissions Goals
12 Shareholder Proposal Regarding a ShrHoldr Against Against For
Climate Change and Technology Report
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Renewable Energy Policy
- --------------------------------------------------------------------------------
FIRST SOLAR, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FSLR CUSIP 336433107 06/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Michael Ahearn Mgmt For For For
1.2 Elect Craig Kennedy Mgmt For For For
1.3 Elect James Nolan Mgmt For Withhold Against
1.4 Elect J. Thomas Presby Mgmt For For For
1.5 Elect Paul Stebbins Mgmt For For For
1.6 Elect Michael Sweeney Mgmt For For For
1.7 Elect Jose Villarreal Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
FOREST OIL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FOILB CUSIP 346091705 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Dod Fraser Mgmt For For For
1.2 Elect James Lightner Mgmt For For For
2 Amendment to the 1999 Employee Stock Mgmt For For For
Purchase Plan
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
FOUNDATION COAL HOLDINGS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FCL CUSIP 35039W100 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect James Roberts Mgmt For For For
1.2 Elect Kurt Kost Mgmt For For For
1.3 Elect William Crowley, Jr. Mgmt For For For
1.4 Elect David Foley Mgmt For For For
1.5 Elect P. Michael Giftos Mgmt For For For
1.6 Elect Alex Krueger Mgmt For For For
1.7 Elect Joel Richards, III Mgmt For For For
1.8 Elect Robert Scharp Mgmt For For For
1.9 Elect Thomas Shockley, III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
FRONTLINE LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FRO CUSIP G3682E127 09/19/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect John Fredriksen Mgmt For Withhold Against
1.2 Elect Kathrine Fredriksen Mgmt For For For
1.3 Elect Frixos Savvides Mgmt For For For
1.4 Elect Kate Blankenship Mgmt For Withhold Against
2 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
3 Directors' Fees Mgmt For For For
4 Stock Split Mgmt For For For
- --------------------------------------------------------------------------------
HALLIBURTON COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HAL CUSIP 406216101 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Elect Alan Bennett Mgmt For For For
2 Elect James Boyd Mgmt For For For
3 Elect Milton Carroll Mgmt For For For
4 Elect S. Malcolm Gillis Mgmt For For For
5 Elect James Hackett Mgmt For For For
6 Elect David Lesar Mgmt For For For
7 Elect Robert Malone Mgmt For For For
8 Elect J. Landis Martin Mgmt For Against Against
9 Elect Jay Precourt Mgmt For Against Against
10 Elect Debra Reed Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 1993 Stock and Mgmt For Against Against
Incentive Plan
13 Amendment to the 2002 Employee Stock Mgmt For For For
Purchase Plan
14 Shareholder Proposal Regarding Review ShrHoldr Against Against For
of Human Rights Policies
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure Report
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Low-Carbon Energy Research and
Development
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Compensation Consultants
18 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special Meeting
19 Shareholder Proposal Regarding Iraq ShrHoldr Against Against For
Operations
- --------------------------------------------------------------------------------
HOLLY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HOC CUSIP 435758305 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Buford Berry Mgmt For For For
1.2 Elect Matthew Clifton Mgmt For For For
1.3 Elect Leldon Echols Mgmt For For For
1.4 Elect Marcus Hickerson Mgmt For Withhold Against
1.5 Elect Thomas Matthews, II Mgmt For For For
1.6 Elect Robert McKenzie Mgmt For For For
1.7 Elect Jack Reid Mgmt For For For
1.8 Elect Paul Stoffel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
KNIGHTSBRIDGE TANKERS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VLCCF CUSIP G5299G106 09/19/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Ola Lorentzon Mgmt For Withhold Against
1.2 Elect Douglas Wolcott Mgmt For For For
1.3 Elect David White Mgmt For Withhold Against
1.4 Elect Hans Petter Aas Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Directors' Fees Mgmt For For For
- --------------------------------------------------------------------------------
LUKOIL OAO
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LUKOY CUSIP 677862104 06/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
2 Elect Lyubov Ivanova Mgmt For For For
3 Elect Pavel Kondratiev Mgmt For For For
4 Elect Vladimir Nikitenko Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Audit Commission Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Revised Regulations on Shareholders' Mgmt For For For
Meeting
9 Related Party Transactions Mgmt For For For
- --------------------------------------------------------------------------------
LUKOIL OAO
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LUKOY CUSIP 677862104 06/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Elect Vagit Alekperov Mgmt For Abstain Against
2 Elect Igor Belikov Mgmt For For For
3 Elect Victor Blazheev Mgmt For For For
4 Elect Donald Wallette, Jr. Mgmt For For For
5 Elect Valery Grayfer Mgmt For Abstain Against
6 Elect Herman Gref Mgmt For Abstain Against
7 Elect Igor Ivanov Mgmt For Abstain Against
8 Elect Ravil Maganov Mgmt For Abstain Against
9 Elect Richard Matzke Mgmt For For For
10 Elect Sergei Mikhailov Mgmt For For For
11 Elect Nikolai Tsvetkov Mgmt For Abstain Against
12 Elect Aleksander Shokhin Mgmt For For For
- --------------------------------------------------------------------------------
MARATHON OIL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MRO CUSIP 565849106 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: CHARLES F. Mgmt For For For
BOLDEN, JR.
2 ELECTION OF DIRECTOR: GREGORY H. BOYCE Mgmt For For For
3 ELECTION OF DIRECTOR: CLARENCE P. Mgmt For For For
CAZALOT, JR.
4 ELECTION OF DIRECTOR: DAVID A. DABERKO Mgmt For For For
5 ELECTION OF DIRECTOR: WILLIAM L. DAVIS Mgmt For For For
6 ELECTION OF DIRECTOR: SHIRLEY ANN Mgmt For For For
JACKSON
7 ELECTION OF DIRECTOR: PHILIP LADER Mgmt For For For
8 ELECTION OF DIRECTOR: CHARLES R. LEE Mgmt For For For
9 ELECTION OF DIRECTOR: MICHAEL E.J. Mgmt For For For
PHELPS
10 ELECTION OF DIRECTOR: DENNIS H. Mgmt For For For
REILLEY
11 ELECTION OF DIRECTOR: SETH E. Mgmt For For For
SCHOFIELD
12 ELECTION OF DIRECTOR: JOHN W. SNOW Mgmt For For For
13 ELECTION OF DIRECTOR: THOMAS J. USHER Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special Meetings
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say on
Pay)
- --------------------------------------------------------------------------------
MASSEY ENERGY COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MEE CUSIP 576206106 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect James Crawford Mgmt For Withhold Against
1.2 Elect E. Gordon Gee Mgmt For For For
1.3 Elect Lady Judge Mgmt For Withhold Against
1.4 Elect Stanley Suboleski Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2006 Plan Mgmt For For For
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Environmental Progress Report
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Climate Change Report
6 Shareholder Proposal Regarding Early ShrHoldr Against Against For
Disclosure of Voting Results of
Shareholder Proposals
- --------------------------------------------------------------------------------
MURPHY OIL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MUR CUSIP 626717102 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Frank Blue Mgmt For For For
1.2 Elect Claiborne Deming Mgmt For For For
1.3 Elect Robert Hermes Mgmt For Withhold Against
1.4 Elect James Kelley Mgmt For For For
1.5 Elect R. Madison Murphy Mgmt For For For
1.6 Elect William Nolan, Jr. Mgmt For For For
1.7 Elect Ivar Ramberg Mgmt For For For
1.8 Elect Neal Schmale Mgmt For For For
1.9 Elect David Smith Mgmt For For For
1.10 Elect Caroline Theus Mgmt For For For
1.11 Elect David Wood Mgmt For For For
2 Shareholder Proposal Regarding ShrHoldr Against Against For
Adopting Sexual Orientation and
Gender Identity Expression Anti-Bias
Policy
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NOV CUSIP 637071101 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Elect Merrill Miller, Jr. Mgmt For For For
2 Elect Greg Armstrong Mgmt For For For
3 Elect David Harrison Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Amendment to the Long-Term Incentive Mgmt For For For
Plan
- --------------------------------------------------------------------------------
NEWFIELD EXPLORATION COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NFX CUSIP 651290108 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Elect David Trice Mgmt For For For
2 Elect Lee Boothby Mgmt For For For
3 Elect Philip Burguieres Mgmt For For For
4 Elect Pamela Gardner Mgmt For For For
5 Elect Dennis Hendrix Mgmt For For For
6 Elect John Kemp III Mgmt For For For
7 Elect J. Michael Lacey Mgmt For For For
8 Elect Joseph Netherland Mgmt For For For
9 Elect Howard Newman Mgmt For For For
10 Elect Thomas Ricks Mgmt For For For
11 Elect Juanita Romans Mgmt For For For
12 Elect Charles Shultz Mgmt For Against Against
13 Elect J. Terry Strange Mgmt For Against Against
14 2009 Omnibus Stock Plan Mgmt For For For
15 2009 Non-Employee Director Restricted Mgmt For For For
Stock Plan
16 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
NOBLE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NE CUSIP G65422100 03/17/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Reincorporation from the Cayman Mgmt For For For
Islands to Switzerland
2 Right to Adjourn Meeting Mgmt For For For
- --------------------------------------------------------------------------------
NOBLE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NE CUSIP H5833N103 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Amendment to Par Value; Capital Mgmt For For For
Repayment
2.1 Elect Julie Edwards Mgmt For For For
2.2 Elect Marc Leland Mgmt For For For
2.3 Elect David Williams Mgmt For For For
3 Appointment of Auditor Mgmt For Against Against
4 Amendment Regarding Supermajority Mgmt For For For
Voting
- --------------------------------------------------------------------------------
NOBLE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NE CUSIP H5833N103 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Amendment to Par Value; Capital Mgmt For For For
Repayment
2.1 Elect Julie Edwards Mgmt For For For
2.2 Elect Marc Leland Mgmt For For For
2.3 Elect David Williams Mgmt For For For
3 Appointment of Auditor Mgmt For Against Against
4 Amendment Regarding Supermajority Mgmt For For For
Voting
- --------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
OXY CUSIP 674599105 05/01/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Elect Spencer Abraham Mgmt For For For
2 Elect Ronald Burkle Mgmt For For For
3 Elect John Chalsty Mgmt For For For
4 Elect Edward Djerejian Mgmt For For For
5 Elect John Feick Mgmt For For For
6 Elect Ray Irani Mgmt For For For
7 Elect Irvin Maloney Mgmt For For For
8 Elect Avedick Poladian Mgmt For For For
9 Elect Rodolfo Segovia Mgmt For For For
10 Elect Aziz Syriani Mgmt For For For
11 Elect Rosemary Tomich Mgmt For For For
12 Elect Walter Weisman Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Amendment to Permit Shareholders to Mgmt For For For
Call a Special Meeting
15 Shareholder Proposal Regarding Report ShrHoldr Against Against For
on Host Country Regulations
- --------------------------------------------------------------------------------
OCEANEERING INTERNATIONAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
OII CUSIP 675232102 05/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect John Huff Mgmt For For For
1.2 Elect Jerold DesRoche Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
PEABODY ENERGY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BTU CUSIP 704549104 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Gregory Boyce Mgmt For For For
1.2 Elect William James Mgmt For For For
1.3 Elect Robert Karn III Mgmt For For For
1.4 Elect M. Frances Keeth Mgmt For For For
1.5 Elect Henry Lentz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Reapproval of the Material Terms of Mgmt For For For
the 2004 Long-Term Equity Incentive
Plan
- --------------------------------------------------------------------------------
PETRO-CANADA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PCZ CUSIP 71644E102 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Ronald Brenneman Mgmt For For For
1.2 Elect Hans Brenninkmeyer Mgmt For For For
1.3 Elect Claude Fontaine Mgmt For For For
1.4 Elect Paul Haseldonckx Mgmt For For For
1.5 Elect Thomas Kierans Mgmt For For For
1.6 Elect Brian MacNeill Mgmt For For For
1.7 Elect Maureen McCaw Mgmt For For For
1.8 Elect Paul Melnuk Mgmt For For For
1.9 Elect Guylaine Saucier Mgmt For For For
1.10 Elect James Simpson Mgmt For For For
1.11 Elect Daniel Valot Mgmt For For For
2 APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For For
AS AUDITORS OF THE COMPANY.
- --------------------------------------------------------------------------------
PETROCHINA CO LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PTR CUSIP 71646E100 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Authority to Declare Interim Dividends Mgmt For For For
6 Appointment of Auditor and Authority Mgmt For Abstain Against
to Set Fees
7 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
8 Authority to Issue Debt Instruments Mgmt For For For
9 Elect WANG Daocheng as Supervisor Mgmt For For For
- --------------------------------------------------------------------------------
PLAINS EXPLORATION & PRODUCTION COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PXP CUSIP 726505100 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect James Flores Mgmt For For For
1.2 Elect Isaac Arnold, Jr. Mgmt For For For
1.3 Elect Alan Buckwalter, III Mgmt For For For
1.4 Elect Jerry Dees Mgmt For Withhold Against
1.5 Elect Tom Delimitros Mgmt For For For
1.6 Elect Thomas Fry, III Mgmt For For For
1.7 Elect Robert Gerry III Mgmt For For For
1.8 Elect Charles Groat Mgmt For For For
1.9 Elect John Lollar Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
PREMCOR INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VLO CUSIP 91913Y100 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: JERRY D. CHOATE Mgmt For For For
2 ELECTION OF DIRECTOR: WILLIAM R. Mgmt For For For
KLESSE
3 ELECTION OF DIRECTOR: DONALD L. Mgmt For For For
NICKLES
4 ELECTION OF DIRECTOR: SUSAN KAUFMAN Mgmt For For For
PURCELL
5 Ratification of Auditor Mgmt For For For
6 VOTE ON A STOCKHOLDER PROPOSAL ShrHoldr Against For Against
ENTITLED, SAY-ON-PAY.
7 VOTE ON A STOCKHOLDER PROPOSAL ShrHoldr Against Against For
ENTITLED, STOCK RETENTION BY
EXECUTIVES.
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Compensation Consultants
9 Shareholder Proposal Regarding ShrHoldr Against For Against
Disclosure of Political Contributions
and Expenditure
- --------------------------------------------------------------------------------
PRIDE INTERNATIONAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PDE CUSIP 74153Q102 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect David Brown Mgmt For For For
1.2 Elect Kenneth Burke Mgmt For For For
1.3 Elect Archie Dunham Mgmt For Withhold Against
1.4 Elect David Hager Mgmt For For For
1.5 Elect Francis Kalman Mgmt For For For
1.6 Elect Ralph McBride Mgmt For Withhold Against
1.7 Elect Robert Phillips Mgmt For For For
1.8 Elect Louis Raspino Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
SOLARFUN POWER HOLDINGS CO. LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SOLF CUSIP 83415U108 10/29/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Election of Directors (Slate) Mgmt For For For
2 Amendment to the 2007 Equity Mgmt For Against Against
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
SOUTHWESTERN ENERGY COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SWN CUSIP 845467109 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Lewis Epley, Jr. Mgmt For Withhold Against
1.2 Elect Robert Howard Mgmt For Withhold Against
1.3 Elect Harold Korell Mgmt For Withhold Against
1.4 Elect Vello Kuuskraa Mgmt For Withhold Against
1.5 Elect Kenneth Mourton Mgmt For Withhold Against
1.6 Elect Charles Scharlau Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
STATOIL ASA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
STO CUSIP 85771P102 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Election of Presiding Chairman Mgmt For For For
2 Meeting Notice and Agenda Mgmt For For For
3 Voting List Mgmt For For For
4 Election of Individuals to Check Mgmt For For For
Minutes
5 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
6 Authority to Set Auditor's Fees Mgmt For For For
7 Election of Deputy Member to Mgmt For Abstain Against
Corporate Assembly
8 Compensation Policy Mgmt For For For
9 Authority to Repurchase Shares for Mgmt For For For
2004 Share Savings Plan
10 Amendments to Articles Regarding Mgmt For For For
Company Name
11 Shareholder Proposal Regarding Mgmt Against Against For
Withdrawal from Canadian Oil Sands
- --------------------------------------------------------------------------------
SUNOCO, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SUN CUSIP 86764P109 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Robert Darnall Mgmt For For For
1.2 Elect Gary Edwards Mgmt For For For
1.3 Elect Lynn Laverty Elsenhans Mgmt For For For
1.4 Elect Ursula Fairbairn Mgmt For Withhold Against
1.5 Elect Thomas Gerrity Mgmt For For For
1.6 Elect Rosemarie Greco Mgmt For For For
1.7 Elect John Jones, III Mgmt For Withhold Against
1.8 Elect James Kaiser Mgmt For Withhold Against
1.9 Elect John Rowe Mgmt For Withhold Against
1.10 Elect John Wulff Mgmt For Withhold Against
2 Amendment to the Retainer Stock Plan Mgmt For For For
for Outside Directors
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
SUNPOWER CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SPWRA CUSIP 867652109 05/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Uwe-Ernst Bufe Mgmt For Withhold Against
1.2 Elect Pat Wood, III Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
TRANSOCEAN LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RIG CUSIP H8817H100 05/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 Ratification of Board and Management Mgmt For For For
Acts
3 Allocation of Profits/Dividends Mgmt For For For
4 Authority to Repurchase Shares Mgmt For For For
5 Amendment to the Long-Term Incentive Mgmt For For For
Plan
6 Elect W. Richard Anderson Mgmt For For For
7 Elect Richard George Mgmt For For For
8 Elect Robert Long Mgmt For For For
9 Elect Edward Muller Mgmt For For For
10 Elect Victor Grijalva Mgmt For For For
11 Appointment of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
UGI CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UGI CUSIP 902681105 01/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Stephen Ban Mgmt For For For
1.2 Elect Richard Gozon Mgmt For Withhold Against
1.3 Elect Lon Greenberg Mgmt For For For
1.4 Elect Marvin Schlanger Mgmt For For For
1.5 Elect Anne Pol Mgmt For For For
1.6 Elect Ernest Jones Mgmt For For For
1.7 Elect John Walsh Mgmt For For For
1.8 Elect Roger Vincent Mgmt For For For
1.9 Elect M. Shawn Puccio Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
WALTER INDUSTRIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WLT CUSIP 93317Q105 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Howard Clark, Jr. Mgmt For For For
1.2 Elect Jerry Kolb Mgmt For Withhold Against
1.3 Elect Patrick Kriegshauser Mgmt For For For
1.4 Elect Joseph Leonard Mgmt For For For
1.5 Elect Victor Patrick Mgmt For Withhold Against
1.6 Elect Bernard Rethore Mgmt For For For
1.7 Elect George Richmond Mgmt For For For
1.8 Elect Michael Tokarz Mgmt For For For
1.9 Elect A.J. Wagner Mgmt For For For
2 TO APPROVE A NAME CHANGE TO WALTER Mgmt For For For
ENERGY, INC.
3 TO AUTHORIZE THE ISSUANCE OF Mgmt For For For
PREFERRED STOCK.
4 Shareholder Rights Plan Mgmt For For For
5 Amendment to the 2002 Long-Term Mgmt For For For
Incentive Plan
- --------------------------------------------------------------------------------
XTO ENERGY INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
XTO CUSIP 98385X106 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Amendment to Declassify the Board Mgmt For For For
2 Elect Phillip Kevil Mgmt For For For
3 Elect Herbert Simons Mgmt For For For
4 Elect Vaughn Vennerberg II Mgmt For For For
5 2009 Executive Incentive Compensation Mgmt For For For
Plan
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say on
Pay)
8 Shareholder Proposal Regarding the ShrHoldr Against For Against
Approval of Survivor Benefits (Golden
Coffins)
ITEM 5: PROXY VOTING RECORD
Registrant: ICON Funds
Fund Name: ICON Equity Income Fund
Reporting Period: 7/1/2008 - 6/30/2009
ABERCROMBIE & FITCH CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ANF CUSIP 002896207 06/10/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect James Bachmann Mgmt For Withhold Against
1.2 Elect Michael Jeffries Mgmt For Withhold Against
1.3 Elect John Kessler Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Vote for Mgmt For For For
Election of Directors
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Survivor Benefits (Golden Coffins)
- --------------------------------------------------------------------------------
ACE LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ACE CUSIP H0023R105 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Elect Michael Atieh Mgmt For For For
2 Elect Mary Cirillo Mgmt For For For
3 Elect Bruce Crockett Mgmt For For For
4 Elect Thomas Neff Mgmt For For For
5 Annual Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Consolidated Accounts and Reports Mgmt For For For
8 Allocation of Profits/Dividends Mgmt For For For
9 Ratification of Board Acts Mgmt For For For
10 Amendments to Articles Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Appointment of Special Auditor Mgmt For For For
14 Reduction in Par Value Mgmt For For For
- --------------------------------------------------------------------------------
ACE LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ACE CUSIP G0070K103 07/14/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: MICHAEL G. Mgmt For For For
ATIEH TO TERM EXPIRING IN 2009.
2 ELECTION OF DIRECTOR: MARY A. CIRILLO Mgmt For For For
TO TERM EXPIRING IN 2009.
3 ELECTION OF DIRECTOR: BRUCE L. Mgmt For For For
CROCKETT TO TERM EXPIRING IN 2009.
4 ELECTION OF DIRECTOR: THOMAS J. NEFF Mgmt For For For
TO TERM EXPIRING IN 2009.
5 ELECTION OF DIRECTOR: GARY M. STUART Mgmt For For For
TO TERM EXPIRING IN 2009.
6 ELECTION OF DIRECTOR: ROBERT M. Mgmt For For For
HERNANDEZ TO TERM EXPIRING IN 2010.
7 ELECTION OF DIRECTOR: PETER MENIKOFF Mgmt For For For
TO TERM EXPIRING IN 2010.
8 ELECTION OF DIRECTOR: ROBERT RIPP TO Mgmt For For For
TERM EXPIRING IN 2010.
9 ELECTION OF DIRECTOR: DERMOT F. Mgmt For For For
SMURFIT TO TERM EXPIRING IN 2010.
10 ELECTION OF DIRECTOR: EVAN G. Mgmt For For For
GREENBERG TO TERM EXPIRING IN
11 ELECTION OF DIRECTOR: JOHN A. KROL TO Mgmt For For For
TERM EXPIRING IN 2011.
12 ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For For
TO TERM EXPIRING IN 2011.
13 ELECTION OF DIRECTOR: OLIVIER STEIMER Mgmt For For For
TO TERM EXPIRING IN 2011.
14 De-Registration from the Cayman Mgmt For For For
Islands
15 Requirement of the Preparation of a Mgmt For For For
Special Purpose Unconsolidated
Balance Sheet
16 Amendment to Par Value Mgmt For For For
17 Registration of the Company in Mgmt For For For
Zurich, Switzerland
18 APPROVAL OF THE NAME OF THE COMPANY Mgmt For For For
19 APPROVAL OF THE CHANGE OF THE PURPOSE Mgmt For For For
OF THE COMPANY
20 APPROVAL OF THE REARRANGEMENT OF THE Mgmt For For For
COMPANY S EXISTING SHARE CAPITAL
21 APPROVAL OF THE COMPANY S ARTICLES OF Mgmt For For For
ASSOCIATION
22 CONFIRMATION OF SWISS LAW AS THE Mgmt For For For
AUTHORITATIVE LEGISLATION GOVERNING
THE COMPANY
23 Approval of Zurich, Switzerland as Mgmt For For For
the Company's Principal Place of
Business
24 Appointment of Special Auditor Mgmt For For For
25 Amendment to the 2004 Long-Term Mgmt For Against Against
Incentive Plan
26 Ratification of Auditor Mgmt For For For
27 Approval of Dividend in the Form of a Mgmt For For For
Par Value Reduction
- --------------------------------------------------------------------------------
ALCOA INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AA CUSIP 013817101 05/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Kathryn Fuller Mgmt For For For
1.2 Elect Judith Gueron Mgmt For For For
1.3 Elect Patricia Russo Mgmt For For For
1.4 Elect Ernesto Zedillo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Stock Incentive Plan Mgmt For Against Against
4 Shareholder Proposal Regarding a ShrHoldr Against For Against
Simple Majority Vote
- --------------------------------------------------------------------------------
ALTRIA GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MO CUSIP 02209S103 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Elect Elizabeth Bailey Mgmt For Against Against
2 Elect Gerald Baliles Mgmt For Against Against
3 Elect Dinyar Devitre Mgmt For For For
4 Elect Thomas Farrell II Mgmt For Against Against
5 Elect Robert Huntley Mgmt For Against Against
6 Elect Thomas Jones Mgmt For Against Against
7 Elect George Munoz Mgmt For For For
8 Elect Nabil Sakkab Mgmt For For For
9 Elect Michael Szymanczyk Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal Regarding ShrHoldr Against Against For
Reduction of Nicotine Content in New
Brands/Brand Extensions
12 Shareholder Proposal Regarding Food ShrHoldr Against Against For
Insecurity and Tobacco Use
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Adoption of Principles for Health
Care Reform
14 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Rights Protocols
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say on
Pay)
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure Report
- --------------------------------------------------------------------------------
AMERICAN EAGLE OUTFITTERS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AEO CUSIP 02553E106 06/16/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Elect Janice Page Mgmt For Against Against
2 Elect J. Thomas Presby Mgmt For Against Against
3 Elect Gerald Wedren Mgmt For Against Against
4 Amendment to the 2005 Stock Award and Mgmt For For For
Incentive Plan
5 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
ANNALY CAPITAL MANAGEMENT, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NLY CUSIP 035710409 05/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Wellington Denahan-Norris Mgmt For For For
1.2 Elect Michael Haylon Mgmt For For For
1.3 Elect Donnell Segalas Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
ANWORTH MORTGAGE ASSET CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ANH CUSIP 037347101 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Lloyd McAdams Mgmt For For For
1.2 Elect Lee Ault, III Mgmt For Withhold Against
1.3 Elect Charles Black Mgmt For For For
1.4 Elect Joe Davis Mgmt For For For
1.5 Elect Robert Davis Mgmt For For For
1.6 Elect Joseph McAdams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
ARCH COAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ACI CUSIP 039380100 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Frank Burke Mgmt For For For
1.2 Elect Patricia Godley Mgmt For For For
1.3 Elect Thomas Lockhart Mgmt For For For
1.4 Elect Wesley Taylor Mgmt For For For
2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For For
INDEPENDENT PUBLIC ACCOUNTING FIRM
- --------------------------------------------------------------------------------
AT&T CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
T CUSIP 00206R102 04/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: RANDALL L. Mgmt For For For
STEPHENSON
2 ELECTION OF DIRECTOR: WILLIAM F. Mgmt For For For
ALDINGER III
3 ELECTION OF DIRECTOR: GILBERT F. Mgmt For For For
AMELIO
4 ELECTION OF DIRECTOR: REUBEN V. Mgmt For For For
ANDERSON
5 ELECTION OF DIRECTOR: JAMES H. Mgmt For For For
BLANCHARD
6 ELECTION OF DIRECTOR: AUGUST A. BUSCH Mgmt For For For
III
7 ELECTION OF DIRECTOR: JAIME CHICO Mgmt For Against Against
PARDO
8 ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For For
9 ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For For
10 ELECTION OF DIRECTOR: LYNN M. MARTIN Mgmt For For For
11 ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For For
12 ELECTION OF DIRECTOR: MARY S. METZ Mgmt For For For
13 ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For For
14 ELECTION OF DIRECTOR: LAURA D ANDREA Mgmt For For For
TYSON
15 ELECTION OF DIRECTOR: PATRICIA P. Mgmt For For For
UPTON
16 RATIFICATION OF APPOINTMENT OF Mgmt For For For
INDEPENDENT AUDITORS.
17 AMENDMENT TO INCREASE AUTHORIZED Mgmt For Against Against
SHARES.
18 REPORT ON POLITICAL CONTRIBUTIONS. ShrHoldr Against Against For
19 SPECIAL STOCKHOLDER MEETINGS. ShrHoldr Against Against For
20 CUMULATIVE VOTING. ShrHoldr Against For Against
21 BYLAW REQUIRING INDEPENDENT CHAIRMAN. ShrHoldr Against For Against
22 ADVISORY VOTE ON COMPENSATION. ShrHoldr Against For Against
23 PENSION CREDIT POLICY. ShrHoldr Against For Against
- --------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ADP CUSIP 053015103 11/11/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Gregory Brenneman Mgmt For For For
1.2 Elect Leslie Brun Mgmt For For For
1.3 Elect Gary Butler Mgmt For For For
1.4 Elect Leon Cooperman Mgmt For For For
1.5 Elect Eric Fast Mgmt For For For
1.6 Elect R. Glenn Hubbard Mgmt For For For
1.7 Elect John Jones Mgmt For For For
1.8 Elect Frederic Malek Mgmt For For For
1.9 Elect Charles Noski Mgmt For For For
1.10 Elect Sharon Rowlands Mgmt For For For
1.11 Elect Gregory Summe Mgmt For For For
1.12 Elect Henry Taub Mgmt For For For
2 APPROVAL OF THE 2008 OMNIBUS AWARD Mgmt For For For
PLAN
3 APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For For
- --------------------------------------------------------------------------------
BANCO SANTANDER S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
STD CUSIP 05964H105 06/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Accounts and Reports; Ratification of Mgmt For For For
Board Acts
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Matias Rodriguez Inciarte Mgmt For For For
4 Elect Manuel Soto Serrano Mgmt For For For
5 Elect Guillermo de la Dehesa Romero Mgmt For For For
6 Elect Abel Matutes Juan Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Authority to Repurchase Shares Mgmt For For For
9 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
10 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive Rights
11 Authority to Issue Scrip Dividend Mgmt For For For
12 Authority to Issue Convertible Mgmt For For For
Securities w/ or w/o Preemptive Rights
13 Amendments to Long-Term Incentive Mgmt For For For
Plans
14 Stock Purchase Plan - Abbey National Mgmt For For For
Plc. and Group Employees in UK
15 Issuance of Restricted Stock - Mgmt For For For
Sovereign Bancorp, Inc. Employees
16 Authority to Carry Out Formalities Mgmt For For For
- --------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BAC CUSIP 060505559 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: WILLIAM BARNET, Mgmt For For For
III
2 ELECTION OF DIRECTOR: FRANK P. Mgmt For For For
BRAMBLE, SR.
3 ELECTION OF DIRECTOR: VIRGIS W. Mgmt For Against Against
COLBERT
4 ELECTION OF DIRECTOR: JOHN T. COLLINS Mgmt For For For
5 ELECTION OF DIRECTOR: GARY L. Mgmt For For For
COUNTRYMAN
6 ELECTION OF DIRECTOR: TOMMY R. FRANKS Mgmt For For For
7 ELECTION OF DIRECTOR: CHARLES K. Mgmt For For For
GIFFORD
8 ELECTION OF DIRECTOR: KENNETH D. LEWIS Mgmt For Against Against
9 ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For For
10 ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt For For For
11 ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For For
12 ELECTION OF DIRECTOR: PATRICIA E. Mgmt For For For
MITCHELL
13 ELECTION OF DIRECTOR: JOSEPH W. Mgmt For Against Against
PRUEHER
14 ELECTION OF DIRECTOR: CHARLES O. Mgmt For Against Against
ROSSOTTI
15 ELECTION OF DIRECTOR: THOMAS M. RYAN Mgmt For For For
16 ELECTION OF DIRECTOR: O. TEMPLE Mgmt For Against Against
SLOAN, JR.
17 ELECTION OF DIRECTOR: ROBERT L. Mgmt For For For
TILLMAN
18 ELECTION OF DIRECTOR: JACKIE M. WARD Mgmt For For For
19 RATIFICATION OF THE INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2009
20 AN ADVISORY (NON-BINDING) VOTE Mgmt For For For
APPROVING EXECUTIVE COMPENSATION
21 STOCKHOLDER PROPOSAL - DISCLOSURE OF ShrHoldr Against Against For
GOVERNMENT EMPLOYMENT
22 STOCKHOLDER PROPOSAL - ADVISORY VOTE ShrHoldr Against Against For
ON EXEC COMP
23 STOCKHOLDER PROPOSAL - CUMULATIVE ShrHoldr Against For Against
VOTING
24 STOCKHOLDER PROPOSAL - SPECIAL ShrHoldr Against For Against
STOCKHOLDER MEETINGS
25 STOCKHOLDER PROPOSAL - INDEPENDENT ShrHoldr Against For Against
BOARD CHAIRMAN
26 STOCKHOLDER PROPOSAL - PREDATORY ShrHoldr Against Against For
CREDIT CARD LENDING PRACTICES
27 STOCKHOLDER PROPOSAL - ADOPTION OF ShrHoldr Against Against For
PRINCIPLES FOR HEALTH CARE REFORM
28 STOCKHOLDER PROPOSAL - LIMITS ON EXEC ShrHoldr Against Against For
COMP
- --------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BAC CUSIP 060505104 12/05/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Approval of the Merger Agreement Mgmt For For For
2 Amendment to the 2003 Key Associate Mgmt For For For
Stock Plan
3 Increase of Authorized Common Stock Mgmt For For For
4 Right to Adjourn Meeting Mgmt For For For
- --------------------------------------------------------------------------------
BIOMED REALTY TRUST, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BMR CUSIP 09063H107 05/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Alan Gold Mgmt For For For
1.2 Elect Barbara Cambon Mgmt For For For
1.3 Elect Edward Dennis Mgmt For For For
1.4 Elect Richard Gilchrist Mgmt For For For
1.5 Elect Gary Kreitzer Mgmt For For For
1.6 Elect Theodore Roth Mgmt For For For
1.7 Elect M. Faye Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Incentive Award Mgmt For Against Against
Plan
- --------------------------------------------------------------------------------
BP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BP CUSIP 055622104 04/16/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 TO RECEIVE THE DIRECTORS ANNUAL Mgmt For For For
REPORT AND ACCOUNTS
2 TO APPROVE THE DIRECTORS Mgmt For Against Against
REMUNERATION REPORT
3.1 Elect Antony Burgmans Mgmt For For For
3.2 Elect Cynthia Carroll Mgmt For For For
3.3 Elect Sir William Castell Mgmt For For For
3.4 Elect Iain Conn Mgmt For For For
3.5 Elect George David Mgmt For For For
3.6 Elect Erroll Davis, Jr. Mgmt For For For
3.7 Elect Robert Dudley Mgmt For For For
3.8 Elect Douglas Flint Mgmt For For For
3.9 Elect Byron Grote Mgmt For For For
3.10 Elect Anthony Hayward Mgmt For For For
3.11 Elect Andrew Inglis Mgmt For For For
3.12 Elect DeAnne Julius Mgmt For Withhold Against
3.13 Elect Sir Tom McKillop Mgmt For Withhold Against
3.14 Elect Sir Ian Prosser Mgmt For For For
3.15 Elect Peter Sutherland Mgmt For For For
4 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
5 Authority to Repurchase Shares Mgmt For For For
6 TO GIVE LIMITED AUTHORITY TO ALLOT Mgmt For For For
SHARES UP TO A SPECIFIED AMOUNT
7 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
8 Amendments to Articles Regarding Mgmt For Against Against
General Meeting Notice Period
- --------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BMY CUSIP 110122108 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Elect Lamberto Andreotti Mgmt For For For
2 Elect Lewis Campbell Mgmt For For For
3 Elect James Cornelius Mgmt For For For
4 Elect Louis Freeh Mgmt For Against Against
5 Elect Laurie Glimcher Mgmt For For For
6 Elect Michael Grobstein Mgmt For For For
7 Elect Leif Johansson Mgmt For For For
8 Elect Alan Lacy Mgmt For For For
9 Elect Vicki Sato Mgmt For For For
10 Elect Togo West Mgmt For For For
11 Elect R. Sanders Williams Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Executive Compensation
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Eliminating Supermajority Provisions
15 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special Meeting
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say on
Pay)
- --------------------------------------------------------------------------------
CHEVRON CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CVX CUSIP 166764100 05/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Elect Samuel Armacost Mgmt For For For
2 Elect Linnet Deily Mgmt For For For
3 Elect Robert Denham Mgmt For For For
4 Elect Robert Eaton Mgmt For For For
5 Elect Enrique Hernandez, Jr. Mgmt For For For
6 Elect Franklyn Jenifer Mgmt For For For
7 Elect Sam Nunn Mgmt For For For
8 Elect David O'Reilly Mgmt For For For
9 Elect Donald Rice Mgmt For For For
10 Elect Kevin Sharer Mgmt For For For
11 Elect Charles Shoemate Mgmt For For For
12 Elect Ronald Sugar Mgmt For For For
13 Elect Carl Ware Mgmt For For For
14 Elect John Watson Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Approval of Performance Goals for the Mgmt For For For
Chevron Incentive Plan
17 Amendment to the Long-Term Incentive Mgmt For For For
Plan
18 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special Meeting
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say on
Pay)
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Reporting and Reducing Greenhouse Gas
Emissions
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Country Selection Guidelines
22 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Rights Policy
23 Shareholder Proposal Regarding Report ShrHoldr Against Against For
on Host Country Laws
- --------------------------------------------------------------------------------
CHUNGHWA TELECOM
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CHT CUSIP 17133Q304 08/14/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Authority to Issue Shares as Stock Mgmt For For For
Dividend
2 TO APPROVE THE PROPOSAL FOR DECREASE Mgmt For For For
IN CASH OF THE COMPANY.
- --------------------------------------------------------------------------------
CRACKER BARREL OLD COUNTRY STORE INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CBRL CUSIP 12489V106 11/25/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect James Carreker Mgmt For For For
1.2 Elect Robert Dale Mgmt For For For
1.3 Elect Richard Dobkin Mgmt For For For
1.4 Elect Robert Hilton Mgmt For For For
1.5 Elect Charles Jones, Jr. Mgmt For For For
1.6 Elect B.F. Lowery Mgmt For Withhold Against
1.7 Elect Martha Mitchell Mgmt For For For
1.8 Elect Andrea Weiss Mgmt For For For
1.9 Elect Jimmie White Mgmt For For For
1.10 Elect Michael Woodhouse Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Company Name Change Mgmt For For For
4 Amendment to the Stock Option Plan Mgmt For For For
5 Amendment to the 2002 Omnibus Mgmt For For For
Incentive Compensation Plan Regarding
Performance Criteria
6 Amendment to the 2002 Omnibus Mgmt For For For
Incentive Compensation Plan Regarding
Share Incresae
- --------------------------------------------------------------------------------
CRANE CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CR CUSIP 224399105 04/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: DONALD G. COOK Mgmt For Against Against
2 ELECTION OF DIRECTOR: ROBERT S. EVANS Mgmt For For For
3 ELECTION OF DIRECTOR: ERIC C. FAST Mgmt For For For
4 ELECTION OF DIRECTOR: DORSEY R. Mgmt For Against Against
GARDNER
5 Ratification of Auditor Mgmt For For For
6 APPROVAL OF THE 2009 STOCK INCENTIVE Mgmt For For For
PLAN
7 APPROVAL OF THE 2009 NON-EMPLOYEE Mgmt For For For
DIRECTOR COMPENSATION PLAN
8 APPROVAL OF THE 2009 CORPORATE EVA Mgmt For For For
INCENTIVE COMPENSATION PLAN
9 Shareholder Proposal Regarding the ShrHoldr Against Against For
MacBride Principles
- --------------------------------------------------------------------------------
DARDEN RESTAURANTS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DRI CUSIP 237194105 09/12/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Leonard Berry Mgmt For For For
1.2 Elect Odie Donald Mgmt For For For
1.3 Elect David Hughes Mgmt For For For
1.4 Elect Charles Ledsinger, Jr. Mgmt For For For
1.5 Elect William Lewis, Jr. Mgmt For For For
1.6 Elect Connie Mack, III Mgmt For For For
1.7 Elect Andrew Madsen Mgmt For For For
1.8 Elect Clarence Otis Jr. Mgmt For For For
1.9 Elect Michael Rose Mgmt For Withhold Against
1.10 Elect Maria Sastre Mgmt For For For
1.11 Elect Jack Smith Mgmt For For For
2 TO APPROVE THE AMENDED DARDEN Mgmt For For For
RESTAURANTS, INC. 2002 STOCK
INCENTIVE PLAN.
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
DELUXE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DLX CUSIP 248019101 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Ronald Baldwin Mgmt For For For
1.2 Elect Charles Haggerty Mgmt For Withhold Against
1.3 Elect Isaiah Harris, Jr. Mgmt For For For
1.4 Elect Don McGrath Mgmt For For For
1.5 Elect Cheryl Mayberry McKissack Mgmt For For For
1.6 Elect Neil Metviner Mgmt For For For
1.7 Elect Stephen Nachtsheim Mgmt For For For
1.8 Elect Mary O'Dwyer Mgmt For For For
1.9 Elect Martyn Redgrave Mgmt For For For
1.10 Elect Lee Schram Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
DEUTSCHE BANK AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DB CUSIP D18190898 05/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Allocation of Profits/Dividends Mgmt For For For
2 Ratification of Management Board Acts Mgmt For Abstain Against
3 Ratification of Supervisory Board Acts Mgmt For Abstain Against
4 Appointment of Auditor Mgmt For Against Against
5 Authority to Trade in Company Stock Mgmt For For For
6 Authority to Repurchase Shares Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Increase in Authorized Capital I Mgmt For For For
10 Increase in Authorized Capital II Mgmt For Against Against
11 Increase in Authorized Capital III Mgmt For For For
12 Authority to Issue Convertible Debt Mgmt For For For
Instruments
13 Countermotion Regarding Ratification Mgmt Abstain Against Against
of Management Board Acts
14 Countermotion A (Ratification of Mgmt Against For Against
Management Board Acts)
15 Countermotion Regarding Ratification Mgmt Abstain For Against
of Management Board Acts
16 Countermotion Regarding Ratification Mgmt Abstain Against Against
of Supervisory Board Acts
17 Countermotion Regarding Ratification Mgmt Abstain Against Against
of Supervisory Board Acts
18 Countermotion Regarding Ratification Mgmt Abstain Against Against
of Supervisory Board Acts
19 Countermotion Regarding Ratification Mgmt Abstain Against Against
of Management and Supervisory Board
Acts
20 Countermotion Regarding Amendments to Mgmt Abstain Against Against
Articles
21 Countermotion I (Allocation of Mgmt Against Against For
Profits/Dividends)
- --------------------------------------------------------------------------------
DEUTSCHE BANK AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DB CUSIP D18190898 05/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Allocation of Profits/Dividends Mgmt For For For
2 Ratification of Management Board Acts Mgmt For Abstain Against
3 Ratification of Supervisory Board Acts Mgmt For Abstain Against
4 Appointment of Auditor Mgmt For Against Against
5 Authority to Trade in Company Stock Mgmt For For For
6 Authority to Repurchase Shares Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Increase in Authorized Capital I Mgmt For For For
10 Increase in Authorized Capital II Mgmt For Against Against
11 Increase in Authorized Capital III Mgmt For For For
12 Authority to Issue Convertible Debt Mgmt For For For
Instruments
13 Countermotion Regarding Ratification Mgmt Abstain Abstain For
of Management Board Acts
14 Countermotion A (Ratification of Mgmt Against Against For
Management Board Acts)
15 Countermotion Regarding Ratification Mgmt Abstain Abstain For
of Management Board Acts
16 Countermotion Regarding Ratification Mgmt Abstain Abstain For
of Supervisory Board Acts
17 Countermotion Regarding Ratification Mgmt Abstain Abstain For
of Supervisory Board Acts
18 Countermotion Regarding Allocation of Mgmt Abstain Abstain For
Profits/Dividends
19 Countermotion Regarding Ratification Mgmt Abstain Abstain For
of Management and Supervisory Board
Acts
20 Countermotion Regarding Amendments to Mgmt Abstain Abstain For
Articles
21 Countermotion I (Allocation of Mgmt Against Against For
Profits/Dividends)
- --------------------------------------------------------------------------------
DOMINION RESOURCES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
D CUSIP 25746U109 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 Elect Peter Brown Mgmt For For For
2 Elect George Davidson, Jr. Mgmt For For For
3 Elect Thomas Farrell, II Mgmt For For For
4 Elect John Harris Mgmt For For For
5 Elect Robert Jepson, Jr. Mgmt For For For
6 Elect Mark Kington Mgmt For For For
7 Elect Benjamin Lambert, III Mgmt For For For
8 Elect Margeret McKenna Mgmt For For For
9 Elect Frank Royal Mgmt For For For
10 Elect David Wollard Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2005 Incentive Mgmt For Against Against
Compensation Plan
13 Shareholder Proposal Regarding Fossil ShrHoldr Against Against For
Fuel Reduction
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say on
Pay)
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Approval of SERP Benefits
- --------------------------------------------------------------------------------
DTE ENERGY COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DTE CUSIP 233331107 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Gerard Anderson Mgmt For For For
1.2 Elect John Lobbia Mgmt For For For
1.3 Elect Eugene Miller Mgmt For For For
1.4 Elect Mark Murray Mgmt For For For
1.5 Elect Charles Pryor, Jr. Mgmt For For For
1.6 Elect Ruth Shaw Mgmt For Withhold Against
2 INDEPENDENT REGISTERED PUBLIC Mgmt For For For
ACCOUNTING FIRM
PRICEWATERHOUSECOOPERS LLP
3 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
POLITICAL CONTRIBUTIONS
4 SHAREHOLDER PROPOSAL REGARDING ShrHoldr For For For
ELECTION OF DIRECTORS BY MAJORITY VOTE
- --------------------------------------------------------------------------------
DUKE REALTY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DRE CUSIP 264411505 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Thomas Baltimore Jr. Mgmt For For For
1.2 Elect Barrington Branch Mgmt For For For
1.3 Elect Geoffrey Button Mgmt For For For
1.4 Elect William Cavanaugh lll Mgmt For For For
1.5 Elect Ngaire Cuneo Mgmt For For For
1.6 Elect Charles Eitel Mgmt For For For
1.7 Elect Martin Jischke Mgmt For For For
1.8 Elect L. Ben Lytle Mgmt For For For
1.9 Elect Dennis Oklak Mgmt For For For
1.10 Elect Jack Shaw Mgmt For For For
1.11 Elect Lynn Thurber Mgmt For For For
1.12 Elect Robert Woodward, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2005 Long-Term Mgmt For For For
Incentive Plan
- --------------------------------------------------------------------------------
ETHAN ALLEN INTERIORS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ETH CUSIP 297602104 11/11/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect M. Farooq Kathwari Mgmt For For For
1.2 Elect John Birkelund Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
FRONTLINE LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FRO CUSIP G3682E127 09/19/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect John Fredriksen Mgmt For Withhold Against
1.2 Elect Kathrine Fredriksen Mgmt For For For
1.3 Elect Frixos Savvides Mgmt For For For
1.4 Elect Kate Blankenship Mgmt For Withhold Against
2 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
3 Directors' Fees Mgmt For For For
4 Stock Split Mgmt For For For
- --------------------------------------------------------------------------------
GARMIN LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GRMN CUSIP G37260109 06/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Min Kao Mgmt For For For
1.2 Elect Charles Peffer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2005 Equity Mgmt For For For
Incentive Plan
4 Amendment to the 2000 Directors' Mgmt For For For
Option Plan
5 Transaction of Other Business Mgmt For Against Against
- --------------------------------------------------------------------------------
GATX CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GMT CUSIP 361448103 04/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Anne Ariva Mgmt For For For
1.2 Elect Richard Fairbanks Mgmt For For For
1.3 Elect Deborah Fretz Mgmt For For For
1.4 Elect Ernst Haberli Mgmt For For For
1.5 Elect Brian Kenney Mgmt For For For
1.6 Elect Mark McGrath Mgmt For For For
1.7 Elect James B. Ream Mgmt For For For
1.8 Elect David Sutherland Mgmt For For For
1.9 Elect Casey Sylla Mgmt For For For
2 Amendment to the 2004 Equity Mgmt For For For
Incentive Compensation Plan
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GE CUSIP 369604103 04/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: JAMES I. CASH, Mgmt For For For
JR.
2 ELECTION OF DIRECTOR: WILLIAM M. Mgmt For For For
CASTELL
3 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For For
4 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For For
5 ELECTION OF DIRECTOR: JEFFREY R. Mgmt For For For
IMMELT
6 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For For
7 ELECTION OF DIRECTOR: ALAN G. (A.G.) Mgmt For Against Against
LAFLEY
8 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For For
9 ELECTION OF DIRECTOR: RALPH S. LARSEN Mgmt For For For
10 ELECTION OF DIRECTOR: ROCHELLE B. Mgmt For For For
LAZARUS
11 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For For
12 ELECTION OF DIRECTOR: SAM NUNN Mgmt For For For
13 ELECTION OF DIRECTOR: ROGER S. PENSKE Mgmt For Against Against
14 ELECTION OF DIRECTOR: ROBERT J. Mgmt For For For
SWIERINGA
15 ELECTION OF DIRECTOR: DOUGLAS A. Mgmt For For For
WARNER III
16 RATIFICATION OF KPMG Mgmt For For For
17 CUMULATIVE VOTING ShrHoldr Against For Against
18 EXECUTIVE COMPENSATION ADVISORY VOTE ShrHoldr Against For Against
19 INDEPENDENT STUDY REGARDING BREAKING ShrHoldr Against Against For
UP GE
20 DIVIDEND POLICY ShrHoldr Against Against For
21 SHAREHOLDER VOTE ON GOLDEN PARACHUTES ShrHoldr Against Against For
- --------------------------------------------------------------------------------
GENUINE PARTS COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GPC CUSIP 372460105 04/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Mary Bullock Mgmt For For For
1.2 Elect Jean Douville Mgmt For For For
1.3 Elect Thomas Gallagher Mgmt For For For
1.4 Elect George Guynn Mgmt For For For
1.5 Elect John Johns Mgmt For For For
1.6 Elect Michael Johns Mgmt For For For
1.7 Elect J. Hicks Lanier Mgmt For Withhold Against
1.8 Elect Wendy Needham Mgmt For For For
1.9 Elect Jerry Nix Mgmt For Withhold Against
1.10 Elect Larry Prince Mgmt For For For
1.11 Elect Gary Rollins Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
PROCTER & GAMBLE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PG CUSIP 742718109 10/14/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- ------------- ---------------------------------------- --------- -------- --------- ---------
1.1 Elect Kenneth Chenault Mgmt For For For
1.2 Elect Scott Cook Mgmt For For For
1.3 Elect Rajat Gupta Mgmt For For For
1.4 Elect Alan Lafley Mgmt For For For
1.5 Elect Charles Lee Mgmt For For For
1.6 Elect Lynn Martin Mgmt For For For
1.7 Elect W. James McNerney, Jr. Mgmt For For For
1.8 Elect Johnathan Rodgers Mgmt For For For
1.9 Elect Ralph Snyderman Mgmt For For For
1.10 Elect Margaret Whitman Mgmt For For For
1.11 Elect Patricia Woertz Mgmt For For For
1.12 Elect Ernesto Zedillo Mgmt For For For
2 RATIFY APPOINTMENT OF THE INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM
3 AMEND COMPANY S AMENDED ARTICLES OF Mgmt For For For
INCORPORATION TO ADOPT MAJORITY VOTING
4 SHAREHOLDER PROPOSAL #1 - ROTATE SITE ShrHoldr Against Against For
OF ANNUAL MEETING
5 SHAREHOLDER PROPOSAL #2 - ADVISORY ShrHoldr Against For Against
VOTE ON EXECUTIVE COMPENSATION
- --------------------------------------------------------------------------------
GOOGLE INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GOOG CUSIP 38259P508 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Eric Schmidt Mgmt For For For
1.2 Elect Sergey Brin Mgmt For For For
1.3 Elect Larry Page Mgmt For For For
1.4 Elect L. John Doerr Mgmt For For For
1.5 Elect John Hennessy Mgmt For Withhold Against
1.6 Elect Arthur Levinson Mgmt For Withhold Against
1.7 Elect Ann Mather Mgmt For For For
1.8 Elect Paul Otellini Mgmt For Withhold Against
1.9 Elect K. Shriram Mgmt For For For
1.10 Elect Shirley Tilghman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock Plan Mgmt For Against Against
4 Shareholder proposal regarding ShrHoldr For For For
political contribution disclosure
5 Shareholder proposal regarding ShrHoldr Against Against For
internet censorship
6 Shareholder proposal regarding health ShrHoldr Against Against For
care reform
- --------------------------------------------------------------------------------
H.J. HEINZ COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HNZ CUSIP 423074103 08/13/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 ELECTION OF DIRECTOR: W.R. JOHNSON Mgmt For For For
2 ELECTION OF DIRECTOR: C.E. BUNCH Mgmt For For For
3 ELECTION OF DIRECTOR: L.S. COLEMAN, Mgmt For For For
JR.
4 ELECTION OF DIRECTOR: J.G. DROSDICK Mgmt For For For
5 ELECTION OF DIRECTOR: E.E. HOLIDAY Mgmt For For For
6 ELECTION OF DIRECTOR: C. KENDLE Mgmt For For For
7 ELECTION OF DIRECTOR: D.R. O HARE Mgmt For For For
8 ELECTION OF DIRECTOR: N. PELTZ Mgmt For For For
9 ELECTION OF DIRECTOR: D.H. REILLEY Mgmt For For For
10 ELECTION OF DIRECTOR: L.C. SWANN Mgmt For For For
11 ELECTION OF DIRECTOR: T.J. USHER Mgmt For For For
12 ELECTION OF DIRECTOR: M.F. WEINSTEIN Mgmt For For For
13 RATIFICATION OF INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM.
14 Elimination of the Supermajority Mgmt For For For
Requirement Regarding Provisions
Relating to Limitation of Director
Liability and Director and Officer
Indemnification
15 Elimination of the Supermajority Mgmt For For For
Requirement Regarding Certain
Business Combinations
- --------------------------------------------------------------------------------
HARRIS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HRS CUSIP 413875105 10/24/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Elect Lewis Hay III Mgmt For Against Against
2 ELECTION OF A DIRECTOR FOR A Mgmt For For For
THREE-YEAR TERM EXPIRING IN 2011:
KAREN KATEN
3 Elect Stephen Kaufman Mgmt For For For
4 Elect Hansel Tookes II Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Increase of Authorized Common Stock Mgmt For For For
7 Declassification of Board Mgmt For For For
- --------------------------------------------------------------------------------
HOME DEPOT INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HD CUSIP 437076102 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect David Batchelder Mgmt For For For
3 Elect Francis Blake Mgmt For For For
4 Elect Ari Bousbib Mgmt For For For
5 Elect Gregory Brenneman Mgmt For For For
6 Elect Albert Carey Mgmt For For For
7 Elect Armando Codina Mgmt For Against Against
8 Elect Bonnie Hill Mgmt For For For
9 Elect Karen Katen Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Right to Call a Special Meeting Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Special Shareholder Meetings
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Employment Diversity Report
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say on
Pay)
16 Shareholder Proposal Regarding Energy ShrHoldr Against Against For
Usage
- --------------------------------------------------------------------------------
HOSPITALITY PROPERTIES TRUST
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HPT CUSIP 44106M102 05/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Bruce Gans Mgmt For For For
1.2 Elect Adam Portnoy Mgmt For For For
2 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
- --------------------------------------------------------------------------------
INTEL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
INTC CUSIP 458140100 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Elect Charlene Barshefsky Mgmt For Against Against
2 Elect Susan Decker Mgmt For For For
3 Elect John Donahoe Mgmt For For For
4 Elect Reed Hundt Mgmt For For For
5 Elect Paul Otellini Mgmt For For For
6 Elect James Plummer Mgmt For For For
7 Elect David Pottruck Mgmt For For For
8 Elect Jane Shaw Mgmt For For For
9 Elect John Thornton Mgmt For For For
10 Elect Frank Yeary Mgmt For For For
11 Elect David Yoffie Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2006 Equity Mgmt For For For
Incentive Plan
14 Stock Option Exchange Program Mgmt For For For
15 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
17 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Right to Water
- --------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IBM CUSIP 459200101 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt For Against Against
2 ELECTION OF DIRECTOR: C. BLACK Mgmt For Against Against
3 ELECTION OF DIRECTOR: W.R. BRODY Mgmt For For For
4 ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For For
5 ELECTION OF DIRECTOR: M.L. ESKEW Mgmt For Against Against
6 ELECTION OF DIRECTOR: S.A. JACKSON Mgmt For For For
7 ELECTION OF DIRECTOR: T. NISHIMURO Mgmt For For For
8 ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For For
9 ELECTION OF DIRECTOR: S.J. PALMISANO Mgmt For For For
10 ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For For
11 ELECTION OF DIRECTOR: S. TAUREL Mgmt For For For
12 ELECTION OF DIRECTOR: L.H. ZAMBRANO Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Approval of Long-Term Incentive Mgmt For For For
Performance Terms
15 STOCKHOLDER PROPOSAL ON CUMULATIVE ShrHoldr Against For Against
VOTING
16 STOCKHOLDER PROPOSAL ON EXECUTIVE ShrHoldr Against For Against
COMPENSATION AND PENSION INCOME
17 STOCKHOLDER PROPOSAL ON ADVISORY VOTE ShrHoldr Against For Against
ON EXECUTIVE COMPENSATION
- --------------------------------------------------------------------------------
INTERSIL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ISIL CUSIP 46069S109 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect David Bell Mgmt For For For
1.2 Elect Robert Conn Mgmt For For For
1.3 Elect James Diller Mgmt For For For
1.4 Elect Gary Gist Mgmt For For For
1.5 Elect Mercedes Johnson Mgmt For For For
1.6 Elect Gregory Lang Mgmt For For For
1.7 Elect Jan Peeters Mgmt For For For
1.8 Elect Robert Pokelwaldt Mgmt For For For
1.9 Elect James Urry Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Intersil Corporation Mgmt For For For
Employee Stock Purchase Plan
- --------------------------------------------------------------------------------
KRAFT FOODS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KFT CUSIP 50075N104 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Elect Ajay Banga Mgmt For For For
2 Elect Myra Hart Mgmt For For For
3 Elect Lois Juliber Mgmt For For For
4 Elect Mark Ketchum Mgmt For For For
5 Elect Richard Lerner Mgmt For For For
6 Elect John Pope Mgmt For For For
7 Elect Fedric Reynolds Mgmt For For For
8 Elect Irene Rosenfeld Mgmt For For For
9 Elect Deborah Wright Mgmt For For For
10 Elect Frank Zarb Mgmt For For For
11 Amendment to the 2005 Performance Mgmt For For For
Incentive Plan
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding the ShrHoldr Against Against For
Right to Call Special Metings
- --------------------------------------------------------------------------------
LAN AIRLINES SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LFL CUSIP 501723100 04/17/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Directors' Fees Mgmt For Abstain Against
4 Directors' Committee Fees and Budget Mgmt For Abstain Against
5 Appointment of Auditor; Appointment Mgmt For Abstain Against
of Risk Rating Agency; Related Party
Transactions
6 Report on Circular No. 1494 Mgmt For For For
7 Transaction of Other Business Mgmt For Against Against
- --------------------------------------------------------------------------------
LEGGETT & PLATT, INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LEG CUSIP 524660107 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Elect Ralph Clark Mgmt For For For
2 Elect Robert Enloe, III Mgmt For For For
3 Elect Richard Fisher Mgmt For For For
4 Elect Karl Glassman Mgmt For For For
5 Elect David Haffner Mgmt For For For
6 Elect Joseph McClanathan Mgmt For For For
7 Elect Judy Odom Mgmt For For For
8 Elect Maurice Purnell, Jr. Mgmt For For For
9 Elect Phoebe Wood Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 2009 Key Officers Incentive Plan Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Adopting Sexual Orientation and
Gender Identity Expression Anti-Bias
Policy
- --------------------------------------------------------------------------------
LINEAR TECHNOLOGY CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LLTC CUSIP 535678106 11/05/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Robert Swanson, Jr. Mgmt For For For
1.2 Elect David Lee Mgmt For Withhold Against
1.3 Elect Lothar Maier Mgmt For Withhold Against
1.4 Elect Richard Moley Mgmt For For For
1.5 Elect Thomas Volpe Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
MATTEL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MAT CUSIP 577081102 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Elect Michael Dolan Mgmt For For For
2 Elect Robert Eckert Mgmt For For For
3 Elect Frances Fergusson Mgmt For For For
4 Elect Tully Friedman Mgmt For For For
5 Elect Dominic Ng Mgmt For For For
6 Elect Vasant Prabhu Mgmt For For For
7 Elect Andrea Rich Mgmt For For For
8 Elect Ronald Sargent Mgmt For For For
9 Elect Dean Scarborough Mgmt For For For
10 Elect Christopher Sinclair Mgmt For For For
11 Elect G. Craig Sullivan Mgmt For Against Against
12 Elect Kathy White Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Company Product Responsibility
15 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call Special Meeting
- --------------------------------------------------------------------------------
MEADWESTVACO CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MWV CUSIP 583334107 04/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 ELECTION OF DIRECTOR: MICHAEL E. Mgmt For For For
CAMPBELL
2 ELECTION OF DIRECTOR: DR. THOMAS W. Mgmt For For For
COLE, JR.
3 ELECTION OF DIRECTOR: JAMES G. KAISER Mgmt For For For
4 ELECTION OF DIRECTOR: RICHARD B. Mgmt For For For
KELSON
5 ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For For
6 ELECTION OF DIRECTOR: SUSAN J. KROPF Mgmt For For For
7 ELECTION OF DIRECTOR: DOUGLAS S. LUKE Mgmt For For For
8 ELECTION OF DIRECTOR: JOHN A LUKE, JR. Mgmt For For For
9 ELECTION OF DIRECTOR: ROBERT C. Mgmt For For For
MCCORMACK
10 ELECTION OF DIRECTOR: TIMOTHY H. Mgmt For For For
POWERS
11 ELECTION OF DIRECTOR: EDWARD M. STRAW Mgmt For For For
12 ELECTION OF DIRECTOR: JANE L. WARNER Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2005 Performance Mgmt For Against Against
Incentive Plan
15 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
SPECIAL SHAREHOLDER MEETINGS.
- --------------------------------------------------------------------------------
MERCK & CO., INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MRK CUSIP 589331107 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For For
2 ELECTION OF DIRECTOR: THOMAS R. CECH, Mgmt For For For
PH.D.
3 ELECTION OF DIRECTOR: RICHARD T. CLARK Mgmt For For For
4 ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For For
5 ELECTION OF DIRECTOR: STEVEN F. Mgmt For For For
GOLDSTONE
6 ELECTION OF DIRECTOR: WILLIAM B. Mgmt For For For
HARRISON, JR.
7 ELECTION OF DIRECTOR: HARRY R. Mgmt For For For
JACOBSON, M.D.
8 ELECTION OF DIRECTOR: WILLIAM N. Mgmt For Against Against
KELLEY, M.D.
9 ELECTION OF DIRECTOR: ROCHELLE B. Mgmt For For For
LAZARUS
10 ELECTION OF DIRECTOR: CARLOS E. Mgmt For For For
REPRESAS
11 ELECTION OF DIRECTOR: THOMAS E. Mgmt For Against Against
SHENK, PH.D.
12 ELECTION OF DIRECTOR: ANNE M. TATLOCK Mgmt For Against Against
13 ELECTION OF DIRECTOR: SAMUEL O. Mgmt For Against Against
THIER, M.D.
14 ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For Against Against
15 ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For Against Against
16 Ratification of Auditor Mgmt For For For
17 Authorization of Board to Set Board Mgmt For For For
Size
18 STOCKHOLDER PROPOSAL CONCERNING ShrHoldr Against For Against
SPECIAL SHAREHOLDER MEETINGS
19 STOCKHOLDER PROPOSAL CONCERNING AN ShrHoldr Against For Against
INDEPENDENT LEAD DIRECTOR
20 STOCKHOLDER PROPOSAL CONCERNING AN ShrHoldr Against For Against
ADVISORY VOTE ON EXECUTIVE
COMPENSATION
- --------------------------------------------------------------------------------
MEREDITH CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MDP CUSIP 589433101 11/05/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Alfred Drewes Mgmt For For For
1.2 Elect David Londoner Mgmt For For For
1.3 Elect Philip Marineau Mgmt For For For
1.4 Elect Elizabeth Tallett Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Employee Stock Mgmt For For For
Purchase Plan of 2002
4 TO VOTE ON SHAREHOLDER PROPOSALS, IF ShrHoldr Against Against For
PROPERLY PRESENTED AT THE MEETING.
- --------------------------------------------------------------------------------
METLIFE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MET CUSIP 59156R108 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect C. Robert Henrikson Mgmt For For For
1.2 Elect John Keane Mgmt For For For
1.3 Elect Catherine Kinney Mgmt For For For
1.4 Elect Hugh Price Mgmt For For For
1.5 Elect Kenton Sicchitano Mgmt For For For
2 REAPPROVAL OF THE METLIFE, INC. 2005 Mgmt For For For
STOCK AND INCENTIVE COMPENSATION PLAN
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
MFA FINANCIAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MFA CUSIP 55272X102 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Michael Dahir Mgmt For Withhold Against
1.2 Elect George Krauss Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
MORGAN STANLEY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MPQ CUSIP 617446448 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 ELECTION OF DIRECTOR: ROY J. BOSTOCK Mgmt For Against Against
2 ELECTION OF DIRECTOR: ERSKINE B. Mgmt For For For
BOWLES
3 ELECTION OF DIRECTOR: HOWARD J. DAVIES Mgmt For For For
4 ELECTION OF DIRECTOR: NOBUYUKI HIRANO Mgmt For For For
5 ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For For
6 ELECTION OF DIRECTOR: JOHN J. MACK Mgmt For For For
7 ELECTION OF DIRECTOR: DONALD T. Mgmt For For For
NICOLAISEN
8 ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For For
9 ELECTION OF DIRECTOR: HUTHAM S. OLAYAN Mgmt For For For
10 ELECTION OF DIRECTOR: CHARLES E. Mgmt For For For
PHILLIPS, JR.
11 ELECTION OF DIRECTOR: O. GRIFFITH Mgmt For For For
SEXTON
12 ELECTION OF DIRECTOR: LAURA D. TYSON Mgmt For Against Against
13 TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For For
& TOUCHE LLP AS INDEPENDENT AUDITOR
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 TO AMEND THE 2007 EQUITY INCENTIVE Mgmt For Against Against
COMPENSATION PLAN
16 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
SPECIAL SHAREOWNER MEETINGS
17 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
INDEPENDENT CHAIR
- --------------------------------------------------------------------------------
NIKE INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NKESA CUSIP 654106103 09/22/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Jill Conway Mgmt For For For
1.2 Elect Alan Graf, Jr. Mgmt For For For
1.3 Elect Jeanne Jackson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
NOBLE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NE CUSIP G65422100 03/17/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Reincorporation from the Cayman Mgmt For For For
Islands to Switzerland
2 Right to Adjourn Meeting Mgmt For For For
- --------------------------------------------------------------------------------
NOBLE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NE CUSIP H5833N103 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Amendment to Par Value; Capital Mgmt For For For
Repayment
2.1 Elect Julie Edwards Mgmt For For For
2.2 Elect Marc Leland Mgmt For For For
2.3 Elect David Williams Mgmt For For For
3 Appointment of Auditor Mgmt For Against Against
4 Amendment Regarding Supermajority Mgmt For For For
Voting
- --------------------------------------------------------------------------------
NOBLE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NE CUSIP H5833N103 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Amendment to Par Value; Capital Mgmt For For For
Repayment
2.1 Elect Julie Edwards Mgmt For For For
2.2 Elect Marc Leland Mgmt For For For
2.3 Elect David Williams Mgmt For For For
3 Appointment of Auditor Mgmt For Against Against
4 Amendment Regarding Supermajority Mgmt For For For
Voting
- --------------------------------------------------------------------------------
NORDSTROM, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JWN CUSIP 655664100 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Elect Phyllis Campbell Mgmt For For For
2 Elect Enrique Hernandez, Jr. Mgmt For For For
3 Elect Robert Miller Mgmt For For For
4 Elect Blake Nordstrom Mgmt For For For
5 Elect Erik Nordstrom Mgmt For For For
6 Elect Peter Nordstrom Mgmt For For For
7 Elect Philip Satre Mgmt For For For
8 Elect Robert Walter Mgmt For For For
9 Elect Alison Winter Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Executive Management Bonus Plan Mgmt For For For
- --------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NOC CUSIP 666807102 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Elect Lewis Coleman Mgmt For Against Against
2 Elect Thomas Fargo Mgmt For For For
3 Elect Victor Fazio Mgmt For For For
4 Elect Donald Felsinger Mgmt For For For
5 Elect Stephen Frank Mgmt For Against Against
6 Elect Bruce Gordon Mgmt For For For
7 Elect Madeleine Kleiner Mgmt For For For
8 Elect Karl Krapek Mgmt For For For
9 Elect Richard Myers Mgmt For For For
10 Elect Aulana Peters Mgmt For Against Against
11 Elect Kevin Sharer Mgmt For For For
12 Elect Ronald Sugar Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding a ShrHoldr Against Against For
Report on Space Based Weapons
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say on
Pay)
16 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call Special Meetings
- --------------------------------------------------------------------------------
NUCOR CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NUE CUSIP 670346105 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Clayton Daley, Jr. Mgmt For For For
1.2 Elect Harvey Gantt Mgmt For For For
1.3 Elect Bernard Kasriel Mgmt For For For
1.4 Elect Christopher Kearney Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
5 Shareholder Proposal Regarding Report ShrHoldr Against Against For
on Human Rights
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Adoption of Principles for Health
Care Reform
- --------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
OXY CUSIP 674599105 05/01/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Elect Spencer Abraham Mgmt For For For
2 Elect Ronald Burkle Mgmt For For For
3 Elect John Chalsty Mgmt For For For
4 Elect Edward Djerejian Mgmt For For For
5 Elect John Feick Mgmt For For For
6 Elect Ray Irani Mgmt For For For
7 Elect Irvin Maloney Mgmt For For For
8 Elect Avedick Poladian Mgmt For For For
9 Elect Rodolfo Segovia Mgmt For For For
10 Elect Aziz Syriani Mgmt For For For
11 Elect Rosemary Tomich Mgmt For For For
12 Elect Walter Weisman Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Amendment to Permit Shareholders to Mgmt For For For
Call a Special Meeting
15 Shareholder Proposal Regarding Report ShrHoldr Against Against For
on Host Country Regulations
- --------------------------------------------------------------------------------
PARTNER COMMUNICATIONS COMPANY LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PTNR CUSIP 70211M109 04/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Re-appoint Michael Anghel as External Mgmt For For For
Director
2 Controlling Shareholder/Interest? Mgmt N/A Against N/A
3 Amendment to the Share Option Plan Mgmt For For For
- --------------------------------------------------------------------------------
PEPSIAMERICAS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PAS CUSIP 71343P200 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Elect Herbert Baum Mgmt For For For
2 Elect Richard Cline Mgmt For For For
3 Elect Michael Corliss Mgmt For For For
4 Elect Pierre du Pont Mgmt For For For
5 Elect Archie Dykes Mgmt For For For
6 Elect Jarobin Gilbert, Jr. Mgmt For For For
7 Elect James Kackley Mgmt For For For
8 Elect Matthew McKenna Mgmt For For For
9 Elect Robert Pohlad Mgmt For For For
10 Elect Deborah Powell Mgmt For For For
11 2009 Long-Term Incentive Plan Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
PFIZER INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PFE CUSIP 717081103 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 ELECTION OF DIRECTOR: DENNIS A. Mgmt For For For
AUSIELLO
2 ELECTION OF DIRECTOR: MICHAEL S. BROWN Mgmt For For For
3 ELECTION OF DIRECTOR: M. ANTHONY BURNS Mgmt For For For
4 ELECTION OF DIRECTOR: ROBERT N. BURT Mgmt For For For
5 ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For For
6 ELECTION OF DIRECTOR: WILLIAM H. Mgmt For For For
GRAY, III
7 ELECTION OF DIRECTOR: CONSTANCE J. Mgmt For For For
HORNER
8 ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For For
9 ELECTION OF DIRECTOR: JEFFREY B. Mgmt For For For
KINDLER
10 ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For For
11 ELECTION OF DIRECTOR: DANA G. MEAD Mgmt For For For
12 ELECTION OF DIRECTOR: SUZANNE NORA Mgmt For For For
JOHNSON
13 ELECTION OF DIRECTOR: STEPHEN W. Mgmt For For For
SANGER
14 ELECTION OF DIRECTOR: WILLIAM C. Mgmt For For For
STEERE, JR.
15 Ratification of Auditor Mgmt For For For
16 Amendment to the 2004 Stock Plan Mgmt For For For
17 SHAREHOLDER PROPOSAL REGARDING STOCK ShrHoldr Against Against For
OPTIONS.
18 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
19 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
CUMULATIVE VOTING.
20 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
SPECIAL SHAREHOLDER MEETINGS.
- --------------------------------------------------------------------------------
PNC FINANCIAL SERVICES GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PNCFP CUSIP 693475105 12/23/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Approval of the Merger Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
- --------------------------------------------------------------------------------
POLARIS INDUSTRIES INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PII CUSIP 731068102 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Scott Wine Mgmt For For For
1.2 Elect Annette Clayton Mgmt For For For
1.3 Elect Gregory Palen Mgmt For For For
1.4 Elect John Wiehoff Mgmt For For For
2 Deferred Compensation Plan for Mgmt For For For
Directors
3 Amendment to the 2007 Omnibus Mgmt For Against Against
Incentive Plan
4 Amendment to the Senior Executive Mgmt For For For
Annual Incentive Compensation Plan
5 Amendment to the Long Term Incentive Mgmt For For For
Plan
6 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
PPG INDUSTRIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PPG CUSIP 693506107 04/16/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Charles Bunch Mgmt For For For
1.2 Elect Robert Ripp Mgmt For For For
1.3 Elect Thomas Usher Mgmt For For For
1.4 Elect David Whitwam Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
PROGRESS ENERGY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PGN CUSIP 743263105 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Elect James Bostic, Jr. Mgmt For For For
2 Elect Harris Deloach Mgmt For For For
3 Elect James Hyler, Jr. Mgmt For For For
4 Elect William Johnson Mgmt For For For
5 Elect Robert Jones Mgmt For For For
6 Elect W. Steven Jones Mgmt For For For
7 Elect E. Marie McKee Mgmt For For For
8 Elect John Mullin, III Mgmt For For For
9 Elect Charles Pryor, Jr. Mgmt For For For
10 Elect Carlos Saladrigas Mgmt For For For
11 Elect Theresa Stone Mgmt For For For
12 Elect Alfred Tollison, Jr. Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 2009 Executive Incentive Plan Mgmt For For For
- --------------------------------------------------------------------------------
QUALITY SYSTEMS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
QSII CUSIP 747582104 09/04/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect George Bristol Mgmt For For For
1.2 Elect Patrick Cline Mgmt For For For
1.3 Elect Philip Kaplan Mgmt For For For
1.4 Elect Vincent Love Mgmt For For For
1.5 Elect Russell Pflueger Mgmt For For For
1.6 Elect Steven Plochocki Mgmt For For For
1.7 Elect Sheldon Razin Mgmt For For For
1.8 Elect Robert Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Definition of Director Independence
- --------------------------------------------------------------------------------
QUESTAR CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
STR CUSIP 748356102 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Keith Rattie Mgmt For For For
1.2 Elect Harris Simmons Mgmt For For For
1.3 Elect M. W. Scoggins Mgmt For Withhold Against
1.4 Elect James Harmon Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Board and Change Mgmt For For For
in Board Size
4 Clarification of the Director Mgmt For For For
Liability Standard
5 Increase of Authorized Common Stock Mgmt For Against Against
6 Amendment to Authorized Preferred Mgmt For Against Against
Stock
7 Amendment to the Long-Term Cash Mgmt For For For
Incentive Plan
8 Shareholder Proposal Regarding ShrHoldr N/A For N/A
Majority Vote for Election of
Directors
9 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say on
Pay)
- --------------------------------------------------------------------------------
R.J. REYNOLDS TOBACCO
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RAI CUSIP 761713106 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Nicandro Durante Mgmt For For For
1.2 Elect Holly Koeppel Mgmt For For For
1.3 Elect Hugo Powell Mgmt For For For
1.4 Elect Thomas Wajnert Mgmt For For For
1.5 Elect Luc Jobin Mgmt For For For
2 2009 Omnibus Incentive Compensation Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
5 Shareholder Proposal Regarding Food ShrHoldr Against Against For
Insecurity and Tobacco Use
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Reduction of Nicotine Content
7 Shareholder Proposal Regarding Human ShrHoldr Against For Against
Rights Protocols
- --------------------------------------------------------------------------------
SHIP FINANCE INTERNATIONAL LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SFL CUSIP G81075106 09/19/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Tor Olav Tr0im Mgmt For Withhold Against
1.2 Elect Paul Leand Mgmt For For For
1.3 Elect Kate Blankenship Mgmt For Withhold Against
1.4 Elect Craig Stevenson, Jr. Mgmt For For For
1.5 Elect Hans Petter Aas Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
3 Directors' Fees Mgmt For For For
- --------------------------------------------------------------------------------
SONOCO PRODUCTS COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SON CUSIP 835495102 04/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Pamela Davies Mgmt For For For
1.2 Elect Harris DeLoach, Jr. Mgmt For For For
1.3 Elect Edgar Lawton, III Mgmt For For For
1.4 Elect John Linville Mgmt For For For
1.5 Elect James Micali Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
STANLEY WORKS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SWK CUSIP 854616109 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Patrick Campbell Mgmt For For For
1.2 Elect Eileen Kraus Mgmt For Withhold Against
1.3 Elect Lawrence Zimmerman Mgmt For For For
2 TO APPROVE ERNST & YOUNG LLP AS Mgmt For For For
INDEPENDENT AUDITORS FOR THE YEAR
2009.
3 TO APPROVE THE STANLEY WORKS 2009 Mgmt For For For
LONG-TERM INCENTIVE PLAN.
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
- --------------------------------------------------------------------------------
STEEL DYNAMICS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
STLD CUSIP 858119100 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Keith Busse Mgmt For For For
1.2 Elect Mark Millett Mgmt For For For
1.3 Elect Richard Teets, Jr. Mgmt For For For
1.4 Elect John Bates Mgmt For Withhold Against
1.5 Elect Frank Byrne Mgmt For For For
1.6 Elect Paul Edgerley Mgmt For For For
1.7 Elect Richard Freeland Mgmt For For For
1.8 Elect Jurgen Kolb Mgmt For Withhold Against
1.9 Elect James Marcuccilli Mgmt For For For
1.10 Elect Joseph Ruffolo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
- --------------------------------------------------------------------------------
SUNOCO, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SUN CUSIP 86764P109 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Robert Darnall Mgmt For For For
1.2 Elect Gary Edwards Mgmt For For For
1.3 Elect Lynn Laverty Elsenhans Mgmt For For For
1.4 Elect Ursula Fairbairn Mgmt For Withhold Against
1.5 Elect Thomas Gerrity Mgmt For For For
1.6 Elect Rosemarie Greco Mgmt For For For
1.7 Elect John Jones, III Mgmt For Withhold Against
1.8 Elect James Kaiser Mgmt For Withhold Against
1.9 Elect John Rowe Mgmt For Withhold Against
1.10 Elect John Wulff Mgmt For Withhold Against
2 Amendment to the Retainer Stock Plan Mgmt For For For
for Outside Directors
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
SYSCO CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SYY CUSIP 871829107 11/19/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Elect Judith Craven Mgmt For For For
2 Elect Phyllis Sewell Mgmt For For For
3 Elect Richard Tilghman Mgmt For For For
4 2008 Cash Performance Unit Plan Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
- --------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TSM CUSIP 874039100 06/10/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Accounts and Report Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Authority to Increase Paid-in Capital Mgmt For For For
4 Amendaments to Procedural Rules of Mgmt For For For
Capital Loan
5.1 Elect Morris Chang Mgmt For For For
5.2 Elect F. C. Tseng Mgmt For For For
5.3 Elect Rick Tsai Mgmt For For For
5.4 Elect Yuan-Tain JY Chen Mgmt For Withhold Against
5.5 Elect Peter Leahy Bonfield Mgmt For For For
5.6 Elect Stan Shih Mgmt For For For
5.7 Elect Carleton Sneed Fiorina Mgmt For For For
5.8 Elect Thomas J. Engibous Mgmt For For For
- --------------------------------------------------------------------------------
TELEFLEX INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TFX CUSIP 879369106 05/01/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Jeffrey Black Mgmt For For For
1.2 Elect Sigismundus Lubsen Mgmt For For For
1.3 Elect Stuart Randle Mgmt For For For
1.4 Elect Harold Yoh, III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
TEMPLE-INLAND INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TIN CUSIP 879868107 05/01/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Elect Cassandra Carr Mgmt For For For
2 Elect Richard Smith Mgmt For For For
3 Elect Arthur Temple, III Mgmt For For For
4 Elect R. Walker Mgmt For For For
5 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
THOMSON REUTERS CORPORATION (FKA THE THOMSON CORPORATION)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TRI CUSIP 884903105 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect David Thomson Mgmt For For For
1.2 Elect W. Geoffrey Beattie Mgmt For Withhold Against
1.3 Elect Niall FitzGerald Mgmt For Withhold Against
1.4 Elect Thomas Glocer Mgmt For For For
1.5 Elect Manvinder Banga Mgmt For For For
1.6 Elect Mary Cirillo Mgmt For Withhold Against
1.7 Elect Steven Denning Mgmt For Withhold Against
1.8 Elect Lawton Fitt Mgmt For For For
1.9 Elect Roger Martin Mgmt For For For
1.10 Elect Sir Deryck Maughan Mgmt For For For
1.11 Elect Ken Olisa Mgmt For For For
1.12 Elect Vance Opperman Mgmt For For For
1.13 Elect John Thompson Mgmt For For For
1.14 Elect Peter Thomson Mgmt For For For
1.15 Elect John Tory Mgmt For Withhold Against
2 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
3 Accounts and Reports Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Directors' Remuneration Report Mgmt For Against Against
6 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
7 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
8 Authority to Repurchase Shares Mgmt For For For
9 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
- --------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UPS CUSIP 911312106 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect F. Duane Ackerman Mgmt For Withhold Against
1.2 Elect Michael Burns Mgmt For For For
1.3 Elect D. Scott Davis Mgmt For For For
1.4 Elect Stuart Eizenstat Mgmt For For For
1.5 Elect Michael Eskew Mgmt For For For
1.6 Elect William Johnson Mgmt For For For
1.7 Elect Ann Livermore Mgmt For For For
1.8 Elect Rudy Markham Mgmt For For For
1.9 Elect John Thompson Mgmt For For For
1.10 Elect Carol Tome Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Omnibus Incentive Compensation Mgmt For Against Against
Plan
- --------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VZ CUSIP 92343V104 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Elect Richard Carrion Mgmt For For For
2 Elect M. Frances Keeth Mgmt For For For
3 Elect Robert Lane Mgmt For For For
4 Elect Sandra Moose Mgmt For For For
5 Elect Joseph Neubauer Mgmt For Against Against
6 Elect Donald Nicolaisen Mgmt For For For
7 Elect Thomas O'Brien Mgmt For For For
8 Elect Clarence Otis, Jr. Mgmt For For For
9 Elect Hugh Price Mgmt For For For
10 Elect Ivan Seidenberg Mgmt For For For
11 Elect John Snow Mgmt For For For
12 Elect John Stafford Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 2009 Long-Term Incentive Plan Mgmt For For For
16 2009 Short-Term Incentive Plan Mgmt For For For
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Elimination of Stock Options
18 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special Meeting
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board Chairman
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
21 Shareholder Proposal Regarding the ShrHoldr Against For Against
Approval of Survivor Benefits (Golden
Coffins)
- --------------------------------------------------------------------------------
VF CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VFC CUSIP 918204108 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Robert Hurst Mgmt For For For
1.2 Elect W. Alan McCollough Mgmt For For For
1.3 Elect M. Rust Sharp Mgmt For For For
1.4 Elect Raymond Viault Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
WATSCO INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WSOB CUSIP 942622200 05/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Robert Berner, III Mgmt For For For
1.2 Elect Denise Dickins Mgmt For For For
1.3 Elect Gary Tapella Mgmt For For For
2 Amendment to the 2001 Incentive Mgmt For For For
Compensation Plan
3 Amendment to the Articles of Mgmt For For For
Incorporation
4 Authorization of Preferred Stock Mgmt For Against Against
- --------------------------------------------------------------------------------
WILLIAMS-SONOMA, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WSM CUSIP 969904101 05/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect W. Howard Lester Mgmt For For For
1.2 Elect Adrian Bellamy Mgmt For For For
1.3 Elect Patrick Connolly Mgmt For For For
1.4 Elect Adrian Dillon Mgmt For For For
1.5 Elect Anthony Greener Mgmt For For For
1.6 Elect Ted Hall Mgmt For For For
1.7 Elect Michael Lynch Mgmt For For For
1.8 Elect Richard Robertson Mgmt For For For
1.9 Elect David Zenoff Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Independent Board Chairman
- --------------------------------------------------------------------------------
XCEL ENERGY INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
XEL CUSIP 98389B100 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Elect C. Coney Burgess Mgmt For For For
2 Elect Fredric Corrigan Mgmt For For For
3 Elect Richard Davis Mgmt For For For
4 Elect Richard Kelly Mgmt For For For
5 Elect Albert Moreno Mgmt For For For
6 Elect Margaret Preska Mgmt For For For
7 Elect A. Patricia Sampson Mgmt For For For
8 Elect Richard Truly Mgmt For For For
9 Elect David Westerlund Mgmt For For For
10 Elect Timothy Wolf Mgmt For For For
11 Ratification of Auditor Mgmt For For For
ITEM 6: PROXY VOTING RECORD
Registrant: ICON Funds
Fund Name: ICON Europe Fund
Reporting Period: 7/1/2008 - 6/30/2009
- --------------------------------------------------------------------------------
ADIDAS AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D0066B102 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Management Board Acts Mgmt For For For
6 Ratification of Supervisory Board Acts Mgmt For For For
7 Elect Stefan Jentzsch Mgmt For For For
8 Elect Igor Landau Mgmt For For For
9 Elect Willi Schwerdtle Mgmt For For For
10 Elect Christian Tourres Mgmt For For For
11 Elect Herbert Kauffmann Mgmt For For For
12 Elect Alexander Popow Mgmt For For For
13 Amendments to Articles Mgmt For For For
14 Amendments to Articles Mgmt For For For
15 Increase in Authorized Capital Mgmt For For For
(Authorized Capital 2009/I)
16 Increase in Authorized Capital Mgmt For For For
(Authorized Capital 2009/II)
17 Authority to Repurchase Shares Mgmt For For For
18 Authority to Repurchase Shares using Mgmt For For For
Equity Derivatives
19 Appointment of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
ALLIANZ SE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D03080112 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Appropriation of net earnings Mgmt For For For
5 Approval of the actions of the Mgmt For Against Against
members of the Management Board
6 Approval of the actions of the Mgmt For Against Against
members of the Supervisory Board
7 By-election to the Supervisory Board Mgmt For For For
8 Authorization to acquire treasury Mgmt For For For
shares for trading purposes
9 Authorization to acquire and utilize Mgmt For For For
treasury shares for other purposes
10 Authority to Repurchase Shares using Mgmt For For For
Derivatives
11 Amendment Regarding Shareholder Mgmt For Against Against
Disclosure Rules
12 Amendments to Articles Mgmt For For For
13 Amendments to Articles Mgmt For For For
14 Intra-Company Contract Mgmt For For For
15 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
ANGLO AMERICAN PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G03764134 04/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Receive the report and accounts Mgmt For For For
2 Re-elect Mr. David Challen Mgmt For For For
3 Re-elect Mr. Chris Fay Mgmt For For For
4 Re-elect Sir Rob Margetts Mgmt For For For
5 Re-elect Sir Mark Moody Stuart Mgmt For For For
6 Re-elect Mr. Fred Phaswana Mgmt For For For
7 Re-elect Mr. Mamphela Ramphele Mgmt For For For
8 Re-elect Mr. Peter Woicke Mgmt For For For
9 Re-appoint Deloitte LLP as the Mgmt For For For
Auditors
10 Authorize the Directors to determine Mgmt For For For
the Auditors remuneration
11 Approve the remuneration report Mgmt For For For
12 Authorize the Directors to allot Mgmt For For For
shares
13 Approve to disapply pre emption rights Mgmt For For For
14 Grant authority to the purchase of Mgmt For For For
own shares
15 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
ARCADIS NV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS N0605M147 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Executive Board Acts Mgmt For For For
7 Ratification of Supervisory Board Acts Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Elect George Nethercutt Mgmt For For For
10 Elect Ruth Markland Mgmt For For For
11 Announcement of vacancies Mgmt Abstain Abstain For
12 Authority to Issue Ordinary and Mgmt For For For
Cumulative Financing Preference
Shares w/ Preemptive Rights
13 Authority to Issue Cumulative Mgmt For Against Against
Preference Shares
14 Authority to Issue Ordinary and Mgmt For For For
Cumulative Financing Preference
Shares w/o Preemptive Rights
15 Authority to Repurchase Shares Mgmt For For For
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
ARCELORMITTAL S.A. (FKA MITTAL STEEL CO.)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS L0302D129 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Luxembourg
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Presentation of Board and Auditor's Mgmt Abstain Abstain For
Reports
2 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
ARCELORMITTAL S.A. (FKA MITTAL STEEL CO.)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS L0302D129 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Luxembourg
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Consolidated Accounts and Reports Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Ratification of Board Acts Mgmt For For For
8 Acknowledgment of End of Mandate of Mgmt For For For
Directors
9 Elect Narayanan Vaghul Mgmt For For For
10 Elect Wilbur Ross Mgmt For For For
11 Elect Francois Pinault Mgmt For For For
12 Authority to Repurchase Shares Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Issue Restricted Stock Mgmt For For For
as Part of Bonus Pay
15 Authority to Grant Stock Options; Mgmt For For For
Approval of Long-Term Incentive Plan
16 Employee Share Purchase Plan Mgmt For For For
- --------------------------------------------------------------------------------
ARCELORMITTAL S.A. (FKA MITTAL STEEL CO.)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS L0302D129 06/17/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Luxembourg
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Authority to Increase Share Capital Mgmt For For For
- --------------------------------------------------------------------------------
BAE SYSTEMS PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G06940103 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For Against Against
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Phil Carroll Mgmt For For For
5 Elect Ian King Mgmt For For For
6 Elect Roberto Quarta Mgmt For For For
7 Elect George Rose Mgmt For For For
8 Elect Carl Symon Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Authority to Set Auditor's Fees Mgmt For For For
11 EU Political Donations Mgmt For For For
12 Authority to Increase Authorised Mgmt For For For
Capital
13 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive Rights
14 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
15 Authority to Repurchase Shares Mgmt For For For
16 Adoption of New Articles Mgmt For For For
17 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
18 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
BANCO SANTANDER S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS E19790109 01/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Spain
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of the Acquisition Mgmt For For For
3 Special Equity Bonus Mgmt For For For
4 Authority to Carry Out Formalities Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
BANCO SANTANDER S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS E19790109 06/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Spain
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports; Ratification of Mgmt For For For
Board Acts
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Matias Rodriguez Inciarte Mgmt For For For
5 Elect Manuel Soto Serrano Mgmt For For For
6 Elect Guillermo de la Dehesa Romero Mgmt For For For
7 Elect Abel Matutes Juan Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Authority to Repurchase Shares Mgmt For For For
10 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
11 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive Rights
12 Authority to Issue Scrip Dividend Mgmt For For For
13 Authority to Issue Convertible Mgmt For For For
Securities w/ or w/o Preemptive Rights
14 Amendments to Long-Term Incentive Mgmt For For For
Plans
15 Stock Purchase Plan - Abbey National Mgmt For For For
Plc. and Group Employees in UK
16 Issuance of Restricted Stock - Mgmt For For For
Sovereign Bancorp, Inc. Employees
17 Authority to Carry Out Formalities Mgmt For For For
- --------------------------------------------------------------------------------
BANCO SANTANDER S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS E19790109 09/22/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Spain
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Approval of the Merger Agreement Mgmt For For For
2 Special Equity Bonus Mgmt For For For
3 Authority to Carry Out Formalities Mgmt For For For
- --------------------------------------------------------------------------------
BAYERISCHE MOTOREN WERKE AG (BMW)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D12096109 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Management Board Acts Mgmt For For For
6 Ratification of Supervisory Board Acts Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Elect Franz Markus Haniel Mgmt For For For
9 Elect Susanne Klatten Mgmt For For For
10 Elect Robert Lane Mgmt For For For
11 Elect Wolfgang Mayrhuber Mgmt For Against Against
12 Elect Joachim Milberg Mgmt For Against Against
13 Elect Stefan Quandt Mgmt For Against Against
14 Elect Jurgen Strube Mgmt For For For
15 Authority to Repurchase Shares Mgmt For For For
16 Amendment to Section 16(1)4 of the Mgmt For For For
Article of Association in accordance
with the implementation of the
Shareholders, Rights Act [ARUG] in
respect of the Board of Managing
Director s being authorized to allow
the audiovisual transmission of the
shareholders meeting
17 Amendments to Articles Mgmt For For For
18 Authority to Increase Capital for Mgmt For For For
Employee Stock Purchase Plan
19 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
BHP BILLITON PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G10877101 10/23/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve the financial statements and Mgmt For For For
statutory reports for BHP Billiton Plc
3 Accounts and Reports (BHP Billiton Mgmt For For For
Ltd.)
4 Re-elect Mr. Paul Anderson as a Mgmt For For For
Director of BHP Billiton Plc
5 Re-elect Mr. Paul Anderson as a Mgmt For For For
Director of BHP Billiton Limited
6 Re-elect Mr. Don Argus as a Director Mgmt For For For
of BHP Billiton Plc
7 Re-elect Mr. Don Argus as a Director Mgmt For For For
of BHP Billiton Limited
8 Re-elect Dr. John Buchanan as a Mgmt For For For
Director of BHP Billiton Plc
9 Re-elect Dr. John Buchanan as a Mgmt For For For
Director of BHP Billiton Limited
10 Re-elect Mr. David Crawford as a Mgmt For For For
Director of BHP Billiton Plc
11 Re-elect Mr. David Crawford as a Mgmt For For For
Director of BHP Billiton Limited
12 Re-elect Mr. Jacques Nasser as a Mgmt For For For
Director of BHP Billiton Plc
13 Re-elect Mr. Jacques Nasser as a Mgmt For For For
Director of BHP Billiton Limited
14 Re-elect Dr. John Schubert as a Mgmt For For For
Director of BHP Billiton Plc
15 Re-elect Dr. John Schubert as a Mgmt For For For
Director of BHP Billiton Limited
16 Elect Mr. Alan Boeckmann as a Mgmt For For For
Director of BHP Billiton Plc
17 Elect Mr. Alan Boeckmann as a Mgmt For For For
Director of BHP Billiton Limited
18 Elect Stephen Mayne (BHP Billiton plc) Mgmt Against Against For
19 Elect Stephen Mayne (BHP Billiton Mgmt Against Against For
Ltd.)
20 Elect Dr. David Morgan as a Director Mgmt For For For
of BHP Billiton Plc
21 Elect Dr. David Morgan as a Director Mgmt For For For
of BHP Billiton Limited
22 Elect Mr. Keith Rumble as a Director Mgmt For For For
of BHP Billiton Plc
23 Elect Mr. Keith Rumble as a Director Mgmt For For For
of BHP Billiton Limited
24 Appointment of Auditor and Authority Mgmt For For For
to Set Fees (BHP Billiton plc)
25 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights (BHP Billiton plc)
26 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights (BHP Billiton plc)
27 Authorize 223,112,120 BHP Billiton Mgmt For For For
Plc ordinary shares for market
purchase
28 Reduction in Issued Share Capital Mgmt For For For
(April 30, 2009)
29 Reduction in Issued Share Capital Mgmt For For For
(May 29, 2009)
30 Reduction in Issued Share Capital Mgmt For For For
(June 15, 2009
31 Reduction in Issued Share Capital Mgmt For For For
(July 31, 2009)
32 Reduction in Issued Share Capital Mgmt For For For
(September 15, 2009)
33 Reduction in Issued Share Capital Mgmt For For For
(November 30, 2009)
34 Approve the remuneration report for Mgmt For For For
the YE 30 JUN 2008
35 Amendments to the Group Incentive Mgmt For For For
Schemes
36 Equity Grant (Marius J. Kloppers) Mgmt For For For
37 Non-Executive Directors' Fees (BHP Mgmt For For For
Billiton plc)
38 Non-Executive Directors' Fees (BHP Mgmt For For For
Billiton Ltd.)
39 Adoption of New Articles (BHP Mgmt For For For
Billiton plc)
40 Adoption of New Articles (BHP Mgmt For For For
Billiton Ltd.)
- --------------------------------------------------------------------------------
BIM BIRLESIK MAGAZALAR AS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS M2014F102 04/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Turkey
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening; Election of Presiding Mgmt For For For
Chairman
3 Reports Mgmt For For For
4 Receive the year 2008 balance sheet Mgmt For For For
and income statement
5 Approve the decision on the 2008 Mgmt For Abstain Against
dividend payment
6 Ratification of Board and Statutory Mgmt For For For
Auditors' Acts
7 Election of Directors; Fees Mgmt For Abstain Against
8 Election of Statutory Auditors Mgmt For Abstain Against
9 Charitable Donations Mgmt For For For
10 Appointment of Auditor Mgmt For Abstain Against
11 Wishes Mgmt For For For
- --------------------------------------------------------------------------------
BNP PARIBAS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F1058Q238 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Mix France
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Consolidated Accounts and Reports Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Related Party Transactions Mgmt For For For
8 Authority to Repurchase Shares Mgmt For For For
9 Elect Claude Bebear Mgmt For For For
10 Elect Jean-Louis Beffa Mgmt For For For
11 Elect Denis Kessler Mgmt For For For
12 Elect Laurence Parisot Mgmt For For For
13 Elect Michel Pebereau Mgmt For For For
14 [ ] Authority to Increase Capital in Mgmt For For For
Consideration of Contributions in
Kind of Fortis Banque SA Shares
15 Authority to Increase Capital in Mgmt For For For
Consideration of Contributions in
Kind of Shares of BGL SA
16 Authority to Increase Capital In Mgmt For For For
Consideration for Contributions in
Kind
17 Amendments to Articles Regarding Mgmt For For For
Preferred Shares
18 Authority to Cancel Shares and Reduce Mgmt For For For
Capital
19 Authority to Carry Out Formalities Mgmt For For For
- --------------------------------------------------------------------------------
BNP PARIBAS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F1058Q238 12/19/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special France
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Approve the contribution in kind of Mgmt For For For
98,529,695 Fortis Banque shares by
SFPI
4 Authority to Increase Capital in Mgmt For For For
Consideration of Contributions in
Kind of Shares of Fortis Banque
Luxembourg SA
5 Conditions of Share Issuances in Mgmt For For For
Consideration for Contributions in
Kind
6 Grant authority for filing of Mgmt For For For
required documents/other formalities
- --------------------------------------------------------------------------------
BP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G12793108 04/16/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Receive the report of the Directors Mgmt For For For
and the accounts for the YE 31 DEC
2008
2 Approve the Directors remuneration Mgmt For Against Against
report for the YE 31 DEC 2008
3 Re-elect Mr. A. Burgmans as a Mgmt For For For
Director
4 Re-elect Mrs. C. B. Carroll as a Mgmt For For For
Director
5 Re-elect Sir William Castell as a Mgmt For For For
Director
6 Re-elect Mr. I. C. Conn as a Director Mgmt For For For
7 Re-elect Mr. G. David as a Director Mgmt For For For
8 Re-elect Mr. E. B. Davis as a Mgmt For For For
Director
9 Re-elect Mr. R. Dudley as a Director Mgmt For For For
10 Re-elect Mr. D. J. Flint as a Director Mgmt For For For
11 Re-elect Dr. B. E. Grote as a Mgmt For For For
Director
12 Re-elect Dr. A. B. Hayward as a Mgmt For For For
Director
13 Re-elect Mr. A. G. Inglis as a Mgmt For For For
Director
14 Re-elect Dr. D. S. Julius as a Mgmt For Against Against
Director
15 Re-elect Sir Tom McKillop as a Mgmt For Against Against
Director
16 Re-elect Sir Ian Prosser as a Mgmt For For For
Director
17 Re-elect Mr. P. D. Sutherland as a Mgmt For For For
Director
18 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
19 Authorize the Company, in accordance Mgmt For For For
with Section 163[3] of the Companies
Act 1985, to make market purchases
[Section 163[3]] with nominal value
of USD 0.25 each in the capital of
the Company, at a minimum price of
USD 0.25 and not more than 5% above
the average market value for such
shares derived from the London Stock
Exchange Daily Official List, for the
5 business days preceding the date of
purchase; [Authority expires at the
conclusion of the AGM of the Company
in 2010 or 15 JUL 2010]; the Company,
before the expiry, may make a
contract to purchase ordinary shares
which will or may be executed wholly
or partly after such expiry
20 Authorize the Directors by the Mgmt For For For
Company s Articles of Association to
allot relevant securities up to an
aggregate nominal amount equal to the
Section 80 Amount of USD 1,561
million, ; [Authority expires the
earlier of the conclusion of the next
AGM in 2010 of the Company or 15 JUL
2010]
21 Authorize the Directors, pursuant to Mgmt For For For
Section 89 of the Companies Act 1985,
to allot equity securities [Section
89] to the allotment of equity
securities: a) in connection with a
rights issue; b) up to an aggregate
nominal amount of USD 234 million;
[Authority expires the earlier of the
conclusion of the next AGM in 2010 of
the Company or 15 JUL 2010];
22 Amendments to Articles Regarding Mgmt For Against Against
General Meeting Notice Period
23 Non-Voting Meeting Note N/A N/A N/A N/A
24 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
CARREFOUR
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F13923119 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Mix France
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Approve the financial statements and Mgmt For For For
discharge Directors
5 Consolidated Accounts and Reports Mgmt For For For
6 Severance Package (Jose-Luis Duran) Mgmt For Against Against
7 Approve the transaction with Mr. Lars Mgmt For For For
Olofsson regarding severance payments
8 Approve the treatment of losses and Mgmt For For For
dividends of EUR 1.08 per share
9 Elect Mr. Lars Olofsson as a Director Mgmt For For For
10 Re-elect Mr. Rene Abate as a Director Mgmt For Against Against
11 Re-elect Mr. Nicolas Bazire as a Mgmt For For For
Director
12 Re-elect Mr. Jean Martin Folz as a Mgmt For Against Against
Director
13 Appointment of Auditor; Appointment Mgmt For For For
of Alternate Auditor
14 Re-appoint KPMG as the Auditor Mgmt For For For
15 Ratify Mr. Bernard Perod as the Mgmt For For For
Alternate Auditor
16 Grant authority for the repurchase of Mgmt For Against Against
up to 10% of issued capital
17 Authority to Cancel Shares and Reduce Mgmt For For For
Capital
18 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/ Preemptive
Rights; Authority to Issue Debt
Instruments
19 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/o Preemptive
Rights; Authority to Issue Debt
Instruments
20 Authority to Increase Share Issuance Mgmt For For For
Limit
21 Authority to Increase Capital through Mgmt For For For
Capitalizations
22 Authority to Grant Stock Options Mgmt For Against Against
23 Authority to Issue Restricted Stock Mgmt For Against Against
to Executives and Employees
24 Approve Employee Stock Purchase Plan Mgmt For For For
25 Approve Employee Stock Purchase Plan Mgmt For For For
for international employees
26 Non-Voting Agenda Item N/A N/A N/A N/A
27 Non-Voting Agenda Item N/A N/A N/A N/A
28 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
CREDIT SUISSE GROUP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H3698D419 04/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Consultative vote on the remuneration Mgmt For Against Against
report.
3 Accounts and Reports Mgmt For For For
4 Ratification of Board and Management Mgmt For For For
Acts
5 Appropriation of retained earnings. Mgmt For For For
6 Increasing conditional capital for Mgmt For For For
convertible and warrant bonds.
7 Renewing and increasing authorized Mgmt For For For
capital.
8 Group s Independent auditor. Mgmt For For For
9 Presence quorum for Board of Mgmt For For For
Directors resolutions.
10 Deletion of provisions concerning Mgmt For For For
contributions in kind.
11 Re-elect Hans-Ulrich Doerig as Mgmt For Against Against
Director.
12 Re-elect Walter B. Kielholz as Mgmt For Against Against
Director.
13 Re-elect Richard E. Thornburgh as Mgmt For For For
Director.
14 Elect Andreas Koopmann as Director. Mgmt For For For
15 Elect Urs Rohner as Director. Mgmt For For For
16 Elect John Tiner as Director. Mgmt For For For
17 Election of the independent auditors. Mgmt For For For
18 Election of special auditors. Mgmt For For For
- --------------------------------------------------------------------------------
DAVIS SERVICE GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G26796147 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Receive and adopt the annual report Mgmt For For For
and accounts for the YE 31 DEC 2008
2 Approve the report on the Directors Mgmt For For For
remuneration
3 Approve the payment of a final Mgmt For For For
dividend of 13.5 pence per ordinary
share
4 Re-elect Mr. K. Quinn as a Director Mgmt For For For
5 Re-elect Mr. J. D. Burns as a Director Mgmt For For For
6 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
7 Approve the Davis Service Group Co Mgmt For For For
Investment Plan 2009
8 Amend the Davis Service Group Mgmt For For For
Sharesave Plan 2006
9 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive Rights
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
11 Authority to Repurchase Shares Mgmt For For For
12 Approve to hold general meeting on 14 Mgmt For Against Against
days notice
- --------------------------------------------------------------------------------
DEUTSCHE BANK AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D18190898 05/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Management Board Acts Mgmt For Abstain Against
6 Ratification of Supervisory Board Acts Mgmt For Abstain Against
7 Appointment of Auditor Mgmt For Against Against
8 Authority to Trade in Company Stock Mgmt For For For
9 Authority to Repurchase Shares Mgmt For For For
10 Amendments to Articles Mgmt For For For
11 Amendments to Articles Mgmt For For For
12 Increase in Authorized Capital I Mgmt For For For
13 Increase in Authorized Capital II Mgmt For Against Against
14 Increase in Authorized Capital III Mgmt For For For
15 Authority to Issue Convertible Debt Mgmt For For For
Instruments
16 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
DIAGEO PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G42089113 10/15/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Receive the reports and accounts of Mgmt For For For
2008
2 Approve the Directors remuneration Mgmt For For For
report of 2008
3 Declare a final dividend Mgmt For For For
4 Re-elect Dr. Franz B. Humer as a Mgmt For For For
Director, who retires by rotation
5 Re-elect Ms. Maria Lilja as a Mgmt For For For
Director, who retires by rotation
6 Re-elect Mr. W S Shanahan as Mgmt For For For
Director, who retires by rotation
7 Re-elect Mr. H T Stitzer as a Mgmt For For For
Director, who retires by rotation
8 Elect Mr. Philip G Scott as a Director Mgmt For For For
9 Re-appoint the Auditors and approve Mgmt For For For
the remuneration of the Auditors
10 Grant authority to allot relevant Mgmt For For For
securities
11 Approve the dis-application of Mgmt For For For
pre-emption rights
12 Grant authority to purchase own Mgmt For For For
ordinary shares
13 EU Political Donations Mgmt For For For
14 Adopt the Diageo Plc 2008 Performance Mgmt For For For
Share Plan
15 Adopt the Diageo Plc 2008 Senior Mgmt For For For
Executive Share Option Plan
16 Grant authority to establish Mgmt For For For
international share plans
17 Amend the Articles of Association Mgmt For Against Against
- --------------------------------------------------------------------------------
DNB NOR ASA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS R1812S105 04/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Norway
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Fees for Governing Bodies Mgmt For For For
4 Authority to Set Auditor's Fees Mgmt For For For
5 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
6 Election of Corporate Assembly Mgmt For For For
7 Election of Corporate Assembly Mgmt For For For
8 Election of Corporate Assembly Mgmt For For For
9 Election of Corporate Assembly Mgmt For For For
10 Election of Corporate Assembly Mgmt For For For
11 Election of Corporate Assembly Mgmt For For For
12 Election of Corporate Assembly Mgmt For For For
13 Election of Corporate Assembly Mgmt For For For
14 Election of Corporate Assembly Mgmt For For For
15 Election of Corporate Assembly Mgmt For For For
16 Election of Corporate Assembly Mgmt For For For
17 Election of Corporate Assembly Mgmt For For For
18 Election of Corporate Assembly Mgmt For For For
19 Election of Corporate Assembly Mgmt For For For
20 Election of Corporate Assembly Mgmt For For For
21 Election of Corporate Assembly Mgmt For For For
22 Election of Corporate Assembly Mgmt For For For
23 Election of Corporate Assembly Mgmt For For For
24 Election of Corporate Assembly Mgmt For For For
25 Election of Corporate Assembly Mgmt For For For
26 Election of Corporate Assembly Mgmt For For For
27 Election of Corporate Assembly Mgmt For For For
28 Election of Corporate Assembly Mgmt For For For
29 Election of Corporate Assembly Mgmt For For For
30 Election of Corporate Assembly Mgmt For For For
31 Election of Control Committee Mgmt For For For
32 Election of Control Committee Mgmt For For For
33 Election of Control Committee Mgmt For For For
34 Election of Control Committee Mgmt For For For
35 Election of Control Committee Mgmt For For For
36 Election of Control Committee Mgmt For For For
37 Compensation Policy Mgmt For For For
- --------------------------------------------------------------------------------
EBRO PULEVA SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS E38028135 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Spain
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve the annual accounts and Mgmt For For For
Management report for the year 2008
3 Approve the actions and Management of Mgmt For For For
the Board for the year 2008
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratify the sales transaction of the Mgmt For For For
sugar business
6 Special Dividend Mgmt For For For
7 Remuneration Report Mgmt For Against Against
8 Appoint the Auditor Mgmt For For For
9 Authority to Repurchase Shares Mgmt For For For
10 Authority to Issue Shares w/ or w/out Mgmt For For For
Preemptive Rights
11 Charitable Donations Mgmt For For For
12 Authority to Carry Out Formalities Mgmt For For For
- --------------------------------------------------------------------------------
GALENICA AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H28455170 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Remuneration Report Mgmt For Against Against
5 Ratification of Board and Management Mgmt For For For
Acts
6 Allocation of Profits/Dividends Mgmt For For For
7 Elect Stefano Pessina Mgmt For For For
8 Elect Paul Fasel Mgmt For Against Against
9 Elect Daniela Bosshardt-Hengartner Mgmt For For For
10 Appointment of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
GERRY WEBER INTERNATIONAL AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D95473225 06/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Management Board Acts Mgmt For For For
6 Ratification of Supervisory Board Acts Mgmt For For For
7 Increase in Authorized Capital Mgmt For Against Against
8 Authority to Repurchase Shares Mgmt For For For
9 Elect Udo Hardieck Mgmt For Against Against
10 Appointment of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
GETINGE AB
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS W3443C107 11/14/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Sweden
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening of the meeting Mgmt For For For
5 Elect the Chairman of the Meeting Mgmt For For For
6 Approve the voting list Mgmt For For For
7 Approve the agenda Mgmt For For For
8 Elect 2 persons to approve the minutes Mgmt For For For
9 Approve to determine the compliance Mgmt For For For
with the rules of convocation
10 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
11 Closing of the meeting Mgmt For For For
- --------------------------------------------------------------------------------
GFK SE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D2823H109 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Management Board Acts Mgmt For For For
6 Ratification of Supervisory Board Acts Mgmt For For For
7 Elect Hauke Stars Mgmt For For For
8 Elect Stephan Gemkow Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Authority to Repurchase Shares Mgmt For For For
11 Amendment to Supervisory Board Mgmt For For For
Members' Fees
12 Amendments to Articles Mgmt For For For
- --------------------------------------------------------------------------------
GLAXOSMITHKLINE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G3910J112 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect James Murdoch Mgmt For For For
4 Elect H. Lawrence Culp Mgmt For For For
5 Elect Sir Crispin Davis Mgmt For For For
6 Elect Moncef Slaoui Mgmt For For For
7 Elect Tom de Swaan Mgmt For Against Against
8 Appointment of Auditor Mgmt For For For
9 Authority to Set Auditor's Fees Mgmt For For For
10 EU Political Donations Mgmt For For For
11 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive Rights
12 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
13 Authority to Repurchase Shares Mgmt For For For
14 Exemption from Statement of Senior Mgmt For For For
Auditor's Name
15 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
16 Performance Share Plan Mgmt For For For
17 Share Option Plan Mgmt For For For
18 Deferred Annual Bonus Plan Mgmt For For For
19 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
IAWS GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G4681X124 07/24/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Court Ireland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Approve the Scheme of arrangement Mgmt For For For
- --------------------------------------------------------------------------------
IAWS GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G4681X124 07/24/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Ireland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Subdivision of Convertible Shares Mgmt For For For
Pursuant to Merger
- --------------------------------------------------------------------------------
JULIUS BAER HOLDING
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H4407G263 06/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Switzerland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Transfer of Reserves Mgmt For For For
4 Amendment to Corporate Purpose Mgmt For For For
5 Special Dividend Mgmt For For For
6 Amendments to Company Name Mgmt For For For
7 Elect Johannes de Gier Mgmt For Against Against
8 Elect Hugh Scott-Barrett Mgmt For For For
9 Elect Dieter Enkelmann Mgmt For Against Against
10 Cancellation of Share Buyback Program Mgmt For For For
- --------------------------------------------------------------------------------
KERRY GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G52416107 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Ireland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Denis Buckley Mgmt For For For
4 Elect Michael Dowling Mgmt For For For
5 Elect Gerry Behan Mgmt For For For
6 Elect Noel Greene Mgmt For For For
7 Elect Flor Healy Mgmt For For For
8 Elect Kevin Kelly Mgmt For Against Against
9 Elect Brian Mehigan Mgmt For For For
10 Authority to Set Auditor's Fees Mgmt For For For
11 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive Rights
12 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
13 Authority to Repurchase Shares Mgmt For For For
- --------------------------------------------------------------------------------
KONINKLIJKE AHOLD NV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS N0139V142 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Adopt the 2008 financial statements Mgmt For For For
6 Approve the dividend over financial Mgmt For For For
year2008
7 Ratification of Executive Board Acts Mgmt For For For
8 Grant discharge of liability of the Mgmt For For For
Members of the Supervisory Board
9 Elect Lawrence Benjamin Mgmt For For For
10 Elect Stephanie Shern Mgmt For For For
11 Elect Derk Doijer Mgmt For For For
12 Elect B.J. Noteboom Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
15 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
16 Authority to Repurchase Shares Mgmt For For For
17 Authority to Reduce Share Capital Mgmt For For For
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
KONTRON AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D2233E118 06/17/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Management Board Acts Mgmt For For For
6 Ratification of Supervisory Board Acts Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Election of Supervisory Board Members Mgmt For For For
9 Authority to Repurchase Shares Mgmt For For For
10 Amendment to Stock Option Plan 2003 Mgmt For For For
11 Amendment to Stock Option Plan 2007 Mgmt For For For
12 Stock Option Plan 2009 Mgmt For For For
13 Amendments to Articles Mgmt For For For
14 Amendments to Articles Mgmt For For For
- --------------------------------------------------------------------------------
KUEHNE & NAGEL INTERNATIONAL AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H4673L145 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Elect Georg Obermeier Mgmt For Against Against
6 Elect Hans-Jorg Hager Mgmt For For For
7 Elect Joachim Hausser Mgmt For For For
8 Elect Klaus-Michael Kuehne Mgmt For For For
9 Elect Georg Obermeier Mgmt For Against Against
10 Elect Thomas Staehelin Mgmt For Against Against
11 Appointment of Auditor Mgmt For For For
12 Amendment Regarding Share Certificates Mgmt For For For
13 Amendment Regarding Directors' Terms Mgmt For For For
14 Amendments to Articles Mgmt For For For
15 Amendments to Articles Mgmt For For For
16 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
LEGAL & GENERAL GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G54404127 05/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Andrew Palmer Mgmt For For For
4 Elect Sir Rob Margetts Mgmt For For For
5 Elect Mark Gregory Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Authority to Set Auditor's Fees Mgmt For For For
8 Directors' Remuneration Report Mgmt For For For
9 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
13 2009 Savings-Related Share Option Mgmt For For For
Scheme
14 2009 Company Share Option Plan Mgmt For For For
15 2009 Employee Share Plan Mgmt For For For
16 EU Political Donations Mgmt For For For
- --------------------------------------------------------------------------------
LINDE AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D50348107 05/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Management Board Acts Mgmt For For For
6 Ratification of Supervisory Board Acts Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Authority to Trade in Company Stock Mgmt For For For
9 Cancellation of Conditional Capital Mgmt For For For
10 Amendments to Articles Mgmt For For For
- --------------------------------------------------------------------------------
LUKOIL OAO
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LUKOY CUSIP 677862104 06/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
2 Elect Lyubov Ivanova Mgmt For For For
3 Elect Pavel Kondratiev Mgmt For For For
4 Elect Vladimir Nikitenko Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Audit Commission Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Revised Regulations on Shareholders' Mgmt For For For
Meeting
9 Related Party Transactions Mgmt For For For
- --------------------------------------------------------------------------------
LUKOIL OAO
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LUKOY CUSIP 677862104 06/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Elect Vagit Alekperov Mgmt For Abstain Against
2 Elect Igor Belikov Mgmt For For For
3 Elect Victor Blazheev Mgmt For For For
4 Elect Donald Wallette, Jr. Mgmt For For For
5 Elect Valery Grayfer Mgmt For Abstain Against
6 Elect Herman Gref Mgmt For Abstain Against
7 Elect Igor Ivanov Mgmt For Abstain Against
8 Elect Ravil Maganov Mgmt For Abstain Against
9 Elect Richard Matzke Mgmt For For For
10 Elect Sergei Mikhailov Mgmt For For For
11 Elect Nikolai Tsvetkov Mgmt For Abstain Against
12 Elect Aleksander Shokhin Mgmt For For For
- --------------------------------------------------------------------------------
MAN GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G5790V156 07/10/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Declare a final dividend on the Mgmt For For For
ordinary shares
4 Re-elect Mr. P.M. Colebatch as a Mgmt For For For
Director of the Company
5 Re-elect Mr. P.H. O Sullivan as a Mgmt For For For
Director of the Company
6 Re-elect Mr. D.M. Eadie as a Director Mgmt For For For
of the Company
7 Re-elect Mr. G.R. Moreno as a Mgmt For For For
Director of the Company
8 Re-appoint PricewaterhouseCoopers LLP Mgmt For For For
as the Auditors of the Compony
9 Authorize the Directors to determine Mgmt For For For
the remuneration of the Auditors
10 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
11 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
12 Authority to Repurchase Shares Mgmt For For For
13 Adopt New Articles of Association Mgmt For For For
14 Authority to Create and Issue Mgmt For For For
Preference Shares
15 Increase Non-Executive Directors' Fee Mgmt For For For
Cap
- --------------------------------------------------------------------------------
MAN GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G5790V156 07/10/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Other United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Authority to Create and Issue Mgmt For For For
Preference Shares
- --------------------------------------------------------------------------------
MAYR MELNHOF KARTON AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS A42818103 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Austria
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Accounts and Reports Mgmt For For For
2 Approve the earnings for 2008 Mgmt For For For
3 Grant discharge of the Board of Mgmt For For For
Directors
4 Grant discharge of the Supervisory Mgmt For For For
Board
5 Approve the remuneration for the Mgmt For For For
Members of the Supervisory Board
6 Elect the balance sheet Auditor Mgmt For Abstain Against
7 Elect the Supervisory Board Mgmt For Abstain Against
8 Spin-off (Meyr-Melnhof Packaging Mgmt For For For
Austria GmbH)
9 Spin-off (Neupack Gesellschaft mbH) Mgmt For For For
- --------------------------------------------------------------------------------
MEGGITT PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G59640105 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Peter Hill Mgmt For For For
5 Elect Stephen Young Mgmt For For For
6 Elect Philip Green Mgmt For For For
7 Elect Alan Cox Mgmt For Against Against
8 Appointment of Auditor Mgmt For For For
9 Authorize the Directors to set the Mgmt For For For
fees paid to the Auditors
10 Authority to Increase Authorised Mgmt For For For
Capital
11 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
12 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
13 EU Political Donations Mgmt For For For
14 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
15 Amendment to the Executive Share Mgmt For For For
Option Scheme
16 Non-Voting Agenda Item N/A N/A N/A N/A
- --------------------------------------------------------------------------------
MERCK KGAA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D5357W103 04/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Approval of the financial statements Mgmt For For For
for the 2008 FY
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of the acts of the Board Mgmt For For For
of Managing Directors
7 Ratification of the acts of the Mgmt For For For
Supervisory Board
8 Appointment of Auditors for the 2009 Mgmt For For For
FY: KPMG, Berlin
9 Intra-company Contract Mgmt For For For
10 Elections to the Supervisory Board: Mgmt For For For
Dr. Wolfgang Buechele
11 Elections to the Supervisory Board: Mgmt For For For
Dr. Hans-Juergen Leuchs
12 Authority to Transmit Information Mgmt For For For
Electronically
13 Amendments to Articles Mgmt For For For
14 Increase in Authorized Capital Mgmt For Against Against
- --------------------------------------------------------------------------------
MUENCHENER RUECKVERSICHERUNGS AG (MUNICH RE)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D55535104 04/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Resolution on the appropriation of Mgmt For For For
the net retained profits
7 Resolution to approve the actions of Mgmt For For For
the Board of Management
8 Resolution to approve the actions of Mgmt For For For
the Supervisory Board
9 Authorisation to buy back and use own Mgmt For For For
shares
10 Authorisation to buy back own shares Mgmt For For For
using derivatives
11 Elections to the Supervisory Board: Mgmt For For For
Prof. Dr. Peter Gruss
12 Elections to the Supervisory Board: Mgmt For Against Against
Prof. Dr. Henning Kagermann
13 Elections to the Supervisory Board: Mgmt For For For
Peter L scher
14 Elections to the Supervisory Board: Mgmt For Against Against
Wolfgang Mayrhuber
15 Elections to the Supervisory Board: Mgmt For Against Against
Prof. Karel Van Miert
16 Elections to the Supervisory Board: Mgmt For For For
Dr. e. h. Bernd Pischetsrieder
17 Elections to the Supervisory Board: Mgmt For For For
Anton van Rossum
18 Elections to the Supervisory Board: Mgmt For Against Against
Dr. Hans-J rgen Schinzler
19 Elections to the Supervisory Board: Mgmt For For For
Dr. Ron Sommer
20 Elections to the Supervisory Board: Mgmt For For For
Dr. Thomas Wellauer
21 Increase in Authorized Capital Mgmt For For For
22 Amendment Regarding Shareholder Mgmt For Against Against
Disclosure Rules
23 Amendments to Articles Mgmt For For For
24 Amendments to Articles Mgmt For For For
- --------------------------------------------------------------------------------
NATIONAL BANK OF GREECE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X56533114 06/02/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Greece
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Reports of Board of Directors and Mgmt For For For
Auditor
2 Accounts; Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Board and Auditor's Mgmt For For For
Acts
4 Directors' Fees; Management Mgmt For Abstain Against
Compensation
5 Board's Transactions Mgmt For For For
6 Ratification of Co-option of Board Mgmt For For For
Member; Announcement of Board
Appointment
7 Appointment of Auditor and Authority Mgmt For Abstain Against
to Set Fees
8 Other Business Mgmt Abstain Abstain For
- --------------------------------------------------------------------------------
NESTLE S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H57312649 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Receive the 2008 compensation report Mgmt For Against Against
5 Approve to release the Members of the Mgmt For For For
Board of Directors and the Management
6 Allocation of Profits/Dividends Mgmt For For For
7 Re-elect Mr. Daniel Borel to the Mgmt For For For
Board of Directors
8 Re-elect Mrs. Carolina Mueller Mohl Mgmt For For For
to the Board of Directors
9 Appointment of Auditor Mgmt For For For
10 Reduction of Share Capital Mgmt For For For
- --------------------------------------------------------------------------------
NOVARTIS AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H5820Q150 02/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Ratification of Board and Management Mgmt For For For
Acts
6 Allocation of Profits/Dividends Mgmt For For For
7 Reduction of Share Capital Mgmt For For For
8 Shareholder Proposal Regarding an ShrHoldr Against For Against
Advisory Vote on Compensation (Say on
Pay)
9 Amend Article 2 Paragraph 3 of the Mgmt For For For
Articles of Incorporation as specified
10 Amend Articles 18 and 28 of the Mgmt For For For
Articles of Incorporation as specified
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Elect Srikant Datar Mgmt For For For
13 Elect Andreas von Planta Mgmt For For For
14 Elect Wendelin Wiedeking Mgmt For For For
15 Elect Rolf Zinkernagel Mgmt For For For
16 Elect William Brody Mgmt For For For
17 Appointment of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
NUTRECO NV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS N6508Y120 04/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Adopt the annual accounts Mgmt For For For
6 Approve the dividend proposal Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Grant discharge to the Executive Mgmt For For For
Board for the conduct of the business
9 Grant discharge to the Supervisory Mgmt For For For
Board for its Supervisory duties
10 Appoint KPMG Accountants N.V. as the Mgmt For For For
External Auditor
11 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
12 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
13 Authority to Repurchase Shares Mgmt For For For
14 Approve to cancel Cumulative Mgmt For For For
Preference A shares
15 Re-elect Jaap Vink Mgmt For For For
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Appoint Mr. R.J. Frohn as a Member of Mgmt For For For
the Supervisory Board
18 Appoint Mr. A. Puri as a Member of Mgmt For For For
the Supervisory Board
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
NUTRECO NV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS N6508Y120 06/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Netherlands
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Knut Nesse Mgmt For For For
4 Elect Frank Tielens Mgmt For For For
5 Elect Jerry Vergeer Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
OLD MUTUAL PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G67395106 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Accounts and Reports Mgmt For For For
2 Elect Phillip Broadley Mgmt For For For
3 Elect Rudi Bogni Mgmt For For For
4 Elect Reuel Khoza Mgmt For For For
5 Elect Julian Roberts Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Authority to Set Auditor's Fees Mgmt For For For
8 Directors' Remuneration Report Mgmt For Against Against
9 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
11 Authority to Repurchase Shares Mgmt For For For
12 Contingent Purchase Contracts Mgmt For For For
13 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
- --------------------------------------------------------------------------------
PERNOD RICARD S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F72027109 11/05/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Mix France
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports; Approval of Mgmt For For For
Non-Tax Deductible Expenses
3 Consolidated Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Related Party Transactions Mgmt For For For
6 Receive the special report of the Mgmt For For For
Auditors on agreements governed by
Article L.225.38 ET L.225.42.1 of the
French Commercial Code, and approve
the said report and the agreements
referred to therein regarding Mr.
Patrick Ricard, Chairman
7 Severance Package (Pierre Pringuet) Mgmt For For For
8 Elect Patrick Ricard Mgmt For For For
9 Elect Pierre Pringuet Mgmt For For For
10 Elect Rafael Gonzalez-Gallarza Mgmt For For For
11 Appoint Mr. Wolfgang Colberg as a Mgmt For For For
Director, for a 4 year period
12 Appoint Mr. Cesar Giron as a Mgmt For For For
Director, for a 4 year period
13 Directors' Fees Mgmt For For For
14 Authorize the Board of Directors to Mgmt For For For
trade in the Company s shares on the
stock market, subject to the
conditions specified below: maximum
purchase price: EUR 125.00, maximum
number of shares to be acquired: 10%
of the share capital, maximum funds
invested in the share buybacks: EUR
2,746,037,125.00 [Authority expires
at the end of 18 months] this
authorization supersedes the fraction
unused of the authorization granted
by the shareholders meeting of 07
NOV 2007, in its resolution number 8
and to take all necessary measures
and accomplish all necessary
formalities
15 Grant authority to the Board of Mgmt For For For
Directors to reduce the share
capital, on one or more occasions and
at its sole discretion, by canceling
all or part of the shares held by the
Company in connection with a stock
repurchase plan granted by the
resolution13 of the present meeting,
up to a maximum of 10% of the share
capital over a 24 month period
[Authority expires at the end of 24
months], this authorization
supersedes the fraction unused of the
authorization granted by the
shareholders meeting of 07 NOV 2007
in its resolution number 9
16 Grant authority to the Board of Mgmt For Against Against
Directors to issue warrants giving
right to subscribe to shares in the
event of a public exchange offer
concerning the Company s shares,
[Authority expires at the end of 18
months] the global nominal amount of
shares issued under this delegation
of authority shall not exceed EUR
145,000,000.00 and to take all
necessary measures and accomplish all
necessary formalities, this
authorization supersedes the fraction
unused of the authorization granted
by the shareholders meeting of 07
NOV 2007, in its resolution number 19
17 Authorize the Board of Directors to Mgmt For For For
increase the share capital, on one or
more occasions, at its sole
discretion, in favor of employees and
corporate officers of the Company who
are members of a Company Savings
Plan, [Authority expires at the end
of 26 months] and for a nominal
amount that shall not exceed 2% of
the share capital, this amount shall
count against the overall value set
forth in resolution number 11 of the
shareholders meeting dated 07 NOV
2007, the shareholders meeting
decides to cancel the shareholders
preferential subscription rights,
this authorization supersedes the
fraction unused of the authorization
granted by the shareholders meeting
of 07 NOV 2007, in its resolution
number 20, and to take all necessary
measures and accomplish all necessary
formalities to charge the share
issuance cost against the related
premiums and deduct from the premiums
the amounts necessary to raise the
legal reserve to one-tenth of the new
capital after each increase
18 Authority to Carry Out Formalities Mgmt For For For
- --------------------------------------------------------------------------------
PETROFAC LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G7052T101 05/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Jersey
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Directors' Remuneration Report Mgmt For For For
4 Elect Kjell Almskog Mgmt For For For
5 Elect Maroun Semaan Mgmt For For For
6 Elect Amjad Bseisu Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Authority to Set Auditor's Fees Mgmt For For For
9 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
11 Authority to Repurchase Shares Mgmt For For For
- --------------------------------------------------------------------------------
PROSAFE SE (FKA PROSAFE ASA)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS M8175T104 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Cyprus
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Election of Presiding Chairman Mgmt For For For
2 Agenda Mgmt For For For
3 Report of the Board of Directors Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Report of the Auditor Mgmt For For For
6 Election of Directors Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Nomination Committee Mgmt For For For
9 Nomination Committee's Fees Mgmt For For For
10 Appointment of Auditor Mgmt For Against Against
11 Authority to Set Auditor's Fees Mgmt For Against Against
12 Amendments to Articles Mgmt For For For
13 Amendments to Articles Mgmt For For For
14 Authority to Repurchase Shares Mgmt For For For
15 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive Rights
- --------------------------------------------------------------------------------
PROSEGUR COMPANIA DE SEGURIDAD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS E83453162 06/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Spain
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends; Ratification of
Board Acts
3 Distribution of Dividends Mgmt For For For
4 Elect Eduardo Paraja Quiros Mgmt For For For
5 Authority to Repurchase Shares Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Authority to Carry Out Formalities Mgmt For For For
- --------------------------------------------------------------------------------
PRUDENTIAL PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G72899100 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect Harvey McGrath Mgmt For For For
4 Elect Mark Tucker Mgmt For For For
5 Elect Michael McLintock Mgmt For For For
6 Elect Nick Prettejohn Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Authority to Set Auditor's Fees Mgmt For For For
9 Allocation of Profits/Dividends Mgmt For For For
10 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
11 Additional Authority to Issue Shares Mgmt For For For
w/ Preemptive Rights
12 Authority to Issue Preferred Shares Mgmt For For For
13 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
14 Authority to Repurchase Shares Mgmt For For For
15 Amendments to Articles Mgmt For For For
16 Authority to Set Notice Period for Mgmt For Against Against
General Meetings at 14 Days
- --------------------------------------------------------------------------------
PUBLIC POWER CORP. S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X7023M103 06/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Greece
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Ratification of Board and Auditor's Mgmt For For For
Acts
4 Election of Directors Mgmt For For For
5 Amendments to Articles Mgmt For Abstain Against
6 Directors' Fees Mgmt For For For
7 Appointment of Auditor and Authority Mgmt For Abstain Against
to Set Fees
8 Announcements Mgmt Abstain Abstain For
- --------------------------------------------------------------------------------
RAIFFEISEN INTERNATIONAL BANK HOLDING AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS A7111G104 06/09/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Austria
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Presentation of Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Ratification of Management Board Acts Mgmt For For For
4 Ratification of Supervisory Board Acts Mgmt For For For
5 Supervisory Board Members' Fees Mgmt For For For
6 Election of Supervisory Board Members Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Authority to Issue Profit Mgmt For For For
Participation Rights
- --------------------------------------------------------------------------------
RAUTARUUKKI OYJ
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X72559101 03/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Finland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Adopt the parent Company and Mgmt For Abstain Against
consolidated financial statements
11 Allocation of Profits/Dividends Mgmt For For For
12 Ratification of Board and Management Mgmt For Abstain Against
Acts
13 Directors' Fees Mgmt For For For
14 Board Size Mgmt For For For
15 Re-elect Messrs. Maarit Aarni- Mgmt For For For
Sirvio, Reino Hanhinen, Christer
Granskog, Pirkko Juntti, Kalle J.
Korhonen and Liisa Leino as Members
of the Board of Directors for a
further term of office lasting one
year from the 2009 AGM to the close
of the 2010 AGM; Mr. Jukka Viinanen,
as Chairman of the Board since 2001,
has announced that he is no longer
available when electing Board Members
for the next term of office, elect
Mr. Hannu Ryopponen BA [Bus Admin],
[B. 1952] Deputy CEO, Stora Enso
Corporation to the Board of Directors
as a New Member and Mr. Reino
Hanhinen as the Chairman of the Board
of Directors and Mr. Christer
Granskog as Deputy Chairman
16 Supervisory Board Members' Fees Mgmt For For For
17 Approve the number of Member of the Mgmt For For For
Supervisory Board
18 Elect Chairman, Deputy Chairman and Mgmt For Abstain Against
the Members of the Supervisory Board
19 Authority to Set Auditors' Fees Mgmt For For For
20 Re-elect Audit Firm KPMG Oy AB as the Mgmt For For For
Company s Auditor
21 Amendments to Articles Mgmt For For For
22 Authority to Repurchase Shares Mgmt For For For
23 Authorize the Board, to decide on a Mgmt For For For
share issue that includes the right
to issue new shares or to transfer
treasury shares held by the Company,
it is proposed that the authority
apply to a maximum of 15,000,000
shares in total, the Board of
Directors shall have the right to
decide who the shares are issued to
or, in disapplication of the
pre-emption rights of existing
shareholders, by private placement if
there is an important financial
reason for doing so under the Limited
Liability Companies Act, the
authority shall also include the
right to decide on a bonus issue if
there is a particularly weighty
financial reason to do so from the
Company s point of view and taking
into account the interests of all
shareholders, [Authority is valid
until the close of the 2011 AGM]
24 Shareholder Proposal Regarding ShrHoldr For For For
Nominating Committee
25 Other possible proposals to the Mgmt For For For
meeting
26 Non-Voting Agenda Item N/A N/A N/A N/A
- --------------------------------------------------------------------------------
REXAM PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G1274K113 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect John Langston Mgmt For For For
5 Elect Graham Chipchase Mgmt For For For
6 Elect Noreen Doyle Mgmt For Against Against
7 Elect David Robbie Mgmt For For For
8 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
9 Authority to Increase Authorized Mgmt For For For
Capital
10 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive Rights
11 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
12 Authority to Repurchase Shares Mgmt For For For
13 Long-Term Incentive Plan 2009 Mgmt For For For
14 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
- --------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G7690A118 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For Against Against
3 Elect Simon Henry Mgmt For For For
4 Elect Lord Kerr Mgmt For For For
5 Elect Wim Kok Mgmt For For For
6 Elect Nick Land Mgmt For Against Against
7 Elect Jorma Ollila Mgmt For For For
8 Elect Jeroen van der Veer Mgmt For For For
9 Elect Hans Wijers Mgmt For For For
10 Appointment of Auditor Mgmt For Against Against
11 Authority to Set Auditor's Fees Mgmt For Against Against
12 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
13 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
14 Authority to Repurchase Shares Mgmt For For For
15 EU Political Donations Mgmt For For For
16 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
RWE AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D6629K109 04/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Profits/Dividends Mgmt For For For
5 Approval of the acts of the executive Mgmt For For For
Board for fiscal 2008
6 Approval of the acts of the Mgmt For For For
Supervisory Board for fiscal 2008
7 Appointment of Auditor Mgmt For For For
8 Appointment of Auditor for Interim Mgmt For For For
Statements
9 Authority to Repurchase Shares Mgmt For For For
10 Authority to Repurchase Shares Using Mgmt For For For
Equity Derivatives
11 Authority to Issue Bonds; Conditional Mgmt For For For
Capital I
12 Authority to Issue Bonds; Conditional Mgmt For For For
Capital II
13 Amendments to Articles Mgmt For For For
14 Amendment to Articles Mgmt For For For
- --------------------------------------------------------------------------------
SAP AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D66992104 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Management Board Acts Mgmt For For For
6 Ratification of Supervisory Board Acts Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Authority to Repurchase Shares Mgmt For For For
9 Amendment to Section 19[2] of the Mgmt For For For
Articles of Association in accordance
with the implementation of the
shareholders Rights Act [ARUG], in
respect of shareholders being able to
issue proxy-voting instructions via a
password-secured internet dialogue
provided by the Company
10 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
SEADRILL LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G7945E105 09/19/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Bermuda
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Re-elect Mr. John Fredriksen as a Mgmt For Against Against
Director of the Company
2 Re-elect Mr. Tor Olav Troim as a Mgmt For Against Against
Director of the Company
3 Re-elect Mr. Jan Tore Stromme as a Mgmt For For For
Director of the Company
4 Re-elect Ms. Kate Blankenship as a Mgmt For For For
Director of the Company
5 Re-elect Mr. Kjell E. Jacobsen as a Mgmt For For For
Director of the Company
6 Elect Kathrine Fredriksen Mgmt For For For
7 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
8 Directors' Fees Mgmt For For For
9 Reduction in Share Premium Account Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
- --------------------------------------------------------------------------------
SEB SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F82059100 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Mix France
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Severance Package (Thierry de La Tour Mgmt For For For
d'Artaise)
7 Related Party Transactions Mgmt For For For
8 Elect Damarys Braida Mgmt For Against Against
9 Elect Christian Peugeot Mgmt For For For
10 Elect Frederic Lescure Mgmt For For For
11 Elect Jean-Dominique Senard Mgmt For For For
12 Appointment of Statutory Auditor Mgmt For For For
13 Appointment of Alternate Statutory Mgmt For For For
Auditor
14 Appointment of Statutory Auditor Mgmt For For For
15 Appointment of Alternate Statutory Mgmt For For For
Auditor
16 Authority to Repurchase Shares Mgmt For Against Against
17 Authority to Cancel Shares and Reduce Mgmt For For For
Capital
18 Authority to Grant Stock Options Mgmt For Against Against
19 Authority to Issue Restricted Stock Mgmt For Against Against
20 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/ Preemptive
Rights; Authority to Issue Debt
Instruments
21 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/o Preemptive
Rights; Authority to Issue Debt
Instruments
22 Authority to Increase Capital Through Mgmt For For For
Capitalizations
23 Global Ceiling on Increases in Capital Mgmt For For For
24 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities Under Employee
Savings Plan
25 Authority to Carry Out Formalities Mgmt For For For
- --------------------------------------------------------------------------------
SIEMENS AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D69671218 01/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits/Dividends Mgmt For For For
6 Postpone Ratification of Rudi Mgmt For Against Against
Lamprecht
7 Postpone Ratification of Jurgen Mgmt For Against Against
Radomski
8 Postpone Ratification ofUriel Sharef Mgmt For Against Against
9 Postpone Ratification of Klaus Mgmt For Against Against
Wucherer
10 Ratify Peter Loscher Mgmt For For For
11 Ratify Wolfgang Dehen Mgmt For For For
12 Ratify Heinrich Hiesinger Mgmt For Against Against
13 Ratify Joe Kaeser Mgmt For Against Against
14 Ratify Eduardo Montes Mgmt For Against Against
15 Ratify Jim Reid-Anderson Mgmt For For For
16 Ratify Erich Reinhardt Mgmt For Against Against
17 Ratify Herman Requardt Mgmt For Against Against
18 Ratify Siegfried Russwurm Mgmt For For For
19 Ratify Peter Solmssen Mgmt For For For
20 Ratify Gerhard Cromme Mgmt For Against Against
21 Ratify Ralf Heckmann Mgmt For Against Against
22 Ratify Josef Ackermann Mgmt For Against Against
23 Ratify Lothar Adler Mgmt For Against Against
24 Ratify Jean-Louis Beffa Mgmt For For For
25 Ratify Gerhard Bieletzki Mgmt For Against Against
26 Ratify Gerd von Brandenstein Mgmt For For For
27 Ratify John Coombe Mgmt For Against Against
28 Ratify Hildegard Cornudet Mgmt For Against Against
29 Ratify Michael Diekmann Mgmt For For For
30 Ratify Hans Gaul Mgmt For For For
31 Ratify Birgit Grube Mgmt For Against Against
32 Ratify Peter Gruss Mgmt For For For
33 Ratify Bettina Haller Mgmt For For For
34 Ratify Heinz Hawreliuk Mgmt For Against Against
35 Ratify Berthold Huber Mgmt For Against Against
36 Ratify Harald Kern Mgmt For For For
37 Ratify Walter Kroll Mgmt For Against Against
38 Ratify Nicola Leibinger-Kammuller Mgmt For For For
39 Ratify Michael Mirow Mgmt For For For
40 Ratify Werner Moenius Mgmt For For For
41 Ratify Roland Motzigemba Mgmt For For For
42 Ratify Thomas Rackow Mgmt For For For
43 Ratify Hakan Samuelsson Mgmt For For For
44 Ratify Dieter Scheitor Mgmt For For For
45 Ratify Albrecht Schmidt Mgmt For Against Against
46 Ratify Henning Schulte-Noelle Mgmt For Against Against
47 Ratify Rainer Sieg Mgmt For For For
48 Ratify Peter von Siemens Mgmt For Against Against
49 Ratify Jerry Speyer Mgmt For Against Against
50 Ratify Birgit Steinborn Mgmt For Against Against
51 Ratify Iain Vallance of Tummel Mgmt For Against Against
52 Appointment of auditors for the Mgmt For For For
2008/2009 FY: Ernst + Young AG,
Stuttgart
53 Authority to Repurchase Shares Mgmt For For For
54 Authority to Repurchase Shares Using Mgmt For For For
Equity Derivatives
55 Increase in Authorized Capital Mgmt For For For
56 Authority to Issue Convertible Bonds Mgmt For For For
57 Supervisory Board Members' Fees Mgmt For Against Against
58 Amendment to the Articles of Mgmt For For For
Association
59 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
SOCIETE GENERALE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F43638141 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual France
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Form of Dividend Payment Mgmt For For For
7 Consolidated Accounts and Reports Mgmt For For For
8 Related Party Transactions Mgmt For For For
9 Retirement Benefits (Daniel Bouton, Mgmt For For For
Philippe Citerne, Didier Alix)
10 Retirement Benefits (Severin Cabannes Mgmt For For For
and Frederic Oueda)
11 Severance Package (Frederic Oueda) Mgmt For For For
12 Elect Jean Azema Mgmt For For For
13 Elect Elisabeth Lulin Mgmt For Against Against
14 Ratification of the Co-option of Mgmt For For For
Robert Castaigne
15 Elect Jean-Bernard Levy Mgmt For For For
16 Authority to Repurchase Shares Mgmt For For For
17 Adoption of New Articles Regarding Mgmt For For For
Legal Disputes' Jurisdiction
18 Authority to Issue Preferred Shares Mgmt For For For
19 Amendments to Articles Regarding Mgmt For For For
Share Capital
20 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities Under Employee
Savings Plan
21 Increase to Global Ceiling on Capital Mgmt For For For
Increases
22 Authority to Carry Out Formalities Mgmt For For For
- --------------------------------------------------------------------------------
STATOIL ASA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS R8412T102 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Norway
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Opening of Meeting Mgmt For For For
4 Election of Presiding Chairman Mgmt For For For
5 Meeting Notice and Agenda Mgmt For For For
6 Voting List Mgmt For For For
7 Election of Individuals to Check Mgmt For For For
Minutes
8 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
9 Authority to Set Auditor's Fees Mgmt For For For
10 Election of Deputy Member to Mgmt For Abstain Against
Corporate Assembly
11 Compensation Policy Mgmt For For For
12 Authority to Repurchase Shares for Mgmt For For For
2004 Share Savings Plan
13 Amendments to Articles Regarding Mgmt For For For
Company Name
14 Shareholder Proposal Regarding ShrHoldr For Against Against
Withdrawal from Canadian Oil Sands
15 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
SWATCH GROUP LTD. (THE)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H83949141 05/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Ratification of Board Acts Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Appointment of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
SYNGENTA AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H84140112 04/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Ratification of Board and Management Mgmt For For For
Acts
6 Approve to reduce the share capital Mgmt For For For
by cancellation of repurchased shares
7 Allocation of Profits/Dividends Mgmt For For For
8 Re-elect Mr. Peggy Bruzelius as a Mgmt For For For
Director for a term of 3 years
9 Re-elect Mr. Pierre Landolt as a Mgmt For For For
Director for a term of 3 years
10 Re-elect Mr. Juerg Witmer as a Mgmt For For For
Director for a term of 3 years
11 Elect Mr. Stefan Borgas as a Director Mgmt For For For
for a term of 3 years
12 Elect Mr. David Lawrence as a Mgmt For For For
Director for a term of 3 years
13 Elect the Auditors Mgmt For For For
- --------------------------------------------------------------------------------
TELEFONICA SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
cins 879382109 06/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Spain
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends; Ratification of
Board Acts
3 Special Dividend Mgmt For For For
4 Salary/Stock Swap Plan Mgmt For For For
5 Authority to Repurchase Shares Mgmt For For For
6 Authority to Cancel Shares and Reduce Mgmt For For For
Share Capital
7 Appointment of Auditor Mgmt For For For
8 Authority to Carry Out Formalities Mgmt For For For
- --------------------------------------------------------------------------------
TELEKOMUNIKACJA POLSKA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X6669J101 01/16/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Poland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of the meeting Mgmt For For For
3 Elect the Chairman Mgmt For For For
4 Compliance with Rules of Convocation Mgmt For For For
5 Adopt the agenda Mgmt For For For
6 Elect the Scrutiny Commission Mgmt For For For
7 Adopt the resolution on redemption of Mgmt For Abstain Against
the Company s shares
8 Authority to Reduce Share Capital Mgmt For For For
9 Approve the composition of the Mgmt For Abstain Against
Supervisory Board
10 Closing of the meeting Mgmt For For For
- --------------------------------------------------------------------------------
TELEKOMUNIKACJA POLSKA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X6669J101 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Poland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening of the meeting Mgmt For For For
3 Elect the Meeting Chairman Mgmt For For For
4 Approve to acknowledge the Proper Mgmt For For For
Convening of meeting
5 Approve the Agenda of meeting Mgmt For For For
6 Elect the Members of Vote Counting Mgmt For For For
Commission
7 Presentation of the Report of the Mgmt For For For
Management Board
8 Report Regarding the Allocation of Mgmt For For For
Profits
9 Presentation of the Report of the Mgmt For For For
Supervisory Board
10 Presentation of the Report of the Mgmt For For For
Management Board (Group)
11 Presentation of the Report of the Mgmt For For For
Supervisory Board (Group)
12 Report of the Supervisory Board on Mgmt For For For
the Company's Activities
13 Approve the Management Board report Mgmt For For For
on Company s operations in fiscal 2008
14 Approve the financial statements Mgmt For For For
15 Approve the allocation of income and Mgmt For For For
dividends
16 Approve the Management Board report Mgmt For For For
on group s operations in fiscal 2008
17 Consolidated Accounts and Reports Mgmt For For For
18 Grant discharge the Management and Mgmt For For For
Supervisory Boards
19 Amend statute regarding Corporate Mgmt For For For
purpose and editorial changes
20 Approve the uniform text of statute Mgmt For For For
21 Approve the changes in composition of Mgmt For Abstain Against
Supervisory Board
22 Close meeting Mgmt For For For
- --------------------------------------------------------------------------------
TELIASONERA AB
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS W95890104 04/01/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Sweden
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Election of Presiding Chairman Mgmt For For For
7 Elect 2 persons to check the meeting Mgmt For For For
minutes along with the Chairperson
8 Approve the voting register Mgmt For For For
9 Adopt the agenda Mgmt For For For
10 Approve to confirm that the meeting Mgmt For For For
has been duly and properly convened
11 Presentation of Accounts and Reports Mgmt For For For
12 Accounts and Reports Mgmt For Abstain Against
13 Allocation of Profits/Dividends Mgmt For For For
14 Ratification of Board and Management Mgmt For Abstain Against
Acts
15 Board Size Mgmt For For For
16 Directors' Fees Mgmt For For For
17 Election of Directors Mgmt For For For
18 Elect Mr. Tom von Weymarn as the Mgmt For For For
Chairman of the Board of Directors
19 Nominating Committee Mgmt For For For
20 Approve the remuneration of the Mgmt For For For
Executive Management
21 Amend the Articles of Association Mgmt For For For
[announcement of notice]
22 Amend the Articles of Association Mgmt For For For
[time limits for notice]
23 Authority to Repurchase Shares Mgmt For For For
24 Authority to Trade in Company Stock Mgmt For For For
25 Non-Voting Agenda Item N/A N/A N/A N/A
- --------------------------------------------------------------------------------
TGS-NOPEC GEOPHYSICAL COMPANY ASA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS R9138B102 06/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Norway
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Election of Presiding Chairman and an Mgmt For For For
Individual to Check Minutes
4 Meeting Notice and Agenda Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Auditor's Fees Mgmt For For For
7 Board Size Mgmt For For For
8 Elect Henry Hamilton III Mgmt For For For
9 Elect Arne-Kristian Maeland Mgmt For For For
10 Elect Colette Lewiner Mgmt For For For
11 Elect Elisabeth Harstad Mgmt For For For
12 Elect Mark Leonard Mgmt For For For
13 Directors' Fees Mgmt For For For
14 Nominating Committee's Fees Mgmt For For For
15 Election of Nominating Committee Mgmt For For For
16 Authority to Repurchase Shares Mgmt For For For
17 Cancellation of Shares Mgmt For For For
18 Compensation Policy Mgmt For For For
19 Stock Option Plan Mgmt For For For
20 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive Rights
- --------------------------------------------------------------------------------
TGS-NOPEC GEOPHYSICAL COMPANY ASA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS R9138B102 09/02/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Norway
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Chairman of the Meeting Mgmt For For For
4 Approve the notice and agenda for the Mgmt For For For
meeting
5 Receive the information on the merger Mgmt Abstain Abstain For
process with Wavefield Inseis ASA
6 Approve to Drop the Demand for Mgmt For For For
Implementation of the Merger
7 Approve the implementation of the Mgmt Against Against For
Merger
- --------------------------------------------------------------------------------
THYSSENKRUPP AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D8398Q119 01/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of the acts of the Board Mgmt For For For
of Managing Directors
6 Ratification of the acts of the Mgmt For For For
Supervisory Board
7 Appointment of Auditor Mgmt For For For
8 Renewal of the authorization to Mgmt For For For
acquire own shares: a) the Company
shall be authorized to acquire own
shares of up to 10% of the Company s
share capital, the authorization is
not valid for trading in own shares;
b) the authorization may be exercised
once or several times, for one or
more purposes, by the Company or by a
third party at the Company s
expenses, on or before 22 JUL 2010 ,
the authorization to acquire own
shares adopted by the general meeting
on 18 JAN 2008 shall be revoked when
the new authorization comes into
effect; c) the shares may be acquired
through the stock exchange at a price
not deviating more than 5% from t he
market price, by way of a public
repurchase offer at a price not
deviating more than 10%, from the
market price, or through the
acquisition of equity derivatives
[put and/or call options] whose terms
must end on 22 JUL 2010 at the
latest; d) the Board of Managing
Directors shall be authorized to
retire the shares, to dispose of the
shares in a manner other than the
stock exchange or an offer to all
shareholders if the shares are sold
at a price not materially below their
market price, to use the shares in
connection with mergers and
acquisitions against payment in kind
or for satisfying conversion or
option rights, in these cases,
shareholders subscription rights may
be excluded
9 Authority to Issue Convertible Bonds Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
TOTAL SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F92124100 05/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Mix France
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Related Party Transactions Mgmt For Against Against
8 Retirement Benefits (Thierry Mgmt For Against Against
Desmarest and Christophe de
Margerie)
9 Severance Package (Christophe de Mgmt For Against Against
Margerie)
10 Authority to Repurchase Shares Mgmt For For For
11 Elect Anne Lauvergeon Mgmt For Against Against
12 Elect Daniel Bouton Mgmt For Against Against
13 Elect Bertrand Collomb Mgmt For Against Against
14 Elect Christophe de Margerie Mgmt For Against Against
15 Elect Michel Pebereau Mgmt For Against Against
16 Elect Patrick Artus Mgmt For For For
17 Amendment Regarding Mandatory Board Mgmt For For For
Retirement Age Limits
18 Shareholder Proposal Regarding Equity ShrHoldr For Against Against
Compensation Disclosure
19 Shareholder Proposal Regarding ShrHoldr N/A Against N/A
Election of Employee Shareholder
Representatives
20 Shareholder Proposal Regarding Equity ShrHoldr N/A Against N/A
Compensation
- --------------------------------------------------------------------------------
UBS AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H89231338 10/02/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Switzerland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Mr. Sally Bott as a Member of Mgmt For For For
the Board of Directors
4 Elect Mr. Rainer-Marc Frey as a Mgmt For For For
Member of the Board of Directors
5 Elect Mr. Bruno Gehrig as a Member of Mgmt For For For
the Board of Directors
6 Elect Mr. William G. Parrett as a Mgmt For For For
Member of the Board of Directors
7 Amendments to Articles Mgmt For For For
- --------------------------------------------------------------------------------
UBS AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H89231338 11/27/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Switzerland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Authority to Issue Convertible Debt Mgmt For For For
Instruments; Conditional Capital
Increase
- --------------------------------------------------------------------------------
UNITED INTERNET AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D8542B125 05/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Ratification of Management Board Acts Mgmt For For For
5 Ratification of Supervisory Board Acts Mgmt For For For
6 Appointment of Auditor Mgmt For Against Against
7 Authority to Repurchase Shares Mgmt For For For
8 Authority to Repurchase Shares Using Mgmt For For For
Equity Derivatives
- --------------------------------------------------------------------------------
VALLOUREC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F95922104 06/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Mix France
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Form of Dividend Payment Mgmt For For For
8 Related Party Transactions Mgmt For For For
9 Severance Package (Philippe Crouzet) Mgmt For For For
10 Ratification of Co-option of Thierry Mgmt For For For
Marraud
11 Ratification of Co-option of Mgmt For For For
Jean-Francois Cirelli
12 Authority to Trade in Company Stock Mgmt For For For
13 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/ Preemptive
Rights; Authority to Issue Debt
Instruments
14 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/o Preemptive
Rights; Authority to Issue Debt
Instruments
15 Authority to Set Offering Price of Mgmt For For For
Shares
16 Authority to Increase Share Issuance Mgmt For For For
Limit
17 Authority to Increase Capital in Mgmt For For For
Consideration for Contributions in
Kind
18 Authority to Increase Capital through Mgmt For For For
Capitalizations
19 Authority to Issue Debt Instruments Mgmt For For For
20 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities under Employee
Savings Plan
21 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities for Overseas
Employees
22 Authority to Increase Capital for Mgmt For For For
Overseas Employees as an Alternative
to an Employee Savings Plan
23 Authority to Grant Restricted Stock Mgmt For For For
to the Group's Overseas Employees
under Employee Savings Plan
24 Stock Option Plan Mgmt For For For
25 Authority to Cancel Shares and Reduce Mgmt For For For
Capital
- --------------------------------------------------------------------------------
VIVENDI UNIVERSAL
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F97982106 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual France
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Approve the financial statements and Mgmt For For For
statutory reports
5 Approve the consolidated financial Mgmt For For For
statements and statutory reports
6 Allocation of Profits/Dividends Mgmt For For For
7 Grant Authority for the payment of Mgmt For For For
dividends by shares
8 Approve the Auditors special report Mgmt For For For
regarding related-party transactions
9 Severance Package (Jean-Bernard Levy) Mgmt For For For
10 Elect Mr. Maureen Chiquet as a Mgmt For For For
Supervisory Board Member
11 Elect Mr. Christophe De Margerie as a Mgmt For Against Against
Supervisory Board Member
12 Grant authority for the repurchase of Mgmt For For For
up to 10% of issued share capital
13 Authority to Cancel Shares and Reduce Mgmt For For For
Capital
14 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/ Preemptive
Rights
15 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/out
Preemptive Rights
16 Authority to Increase Share Issuance Mgmt For For For
Limit
17 Authority to Increase Capital in Mgmt For For For
Consideration for Contributions in
Kind
18 Approve the Employees Stock Option Mgmt For For For
Plan
19 Authority to Increase Capital for Mgmt For For For
Overseas Employees' Benefits
20 Authority to Increase Capital through Mgmt For For For
Capitalizations
21 Grant authority for the filing of Mgmt For For For
required documents/other formalities
- --------------------------------------------------------------------------------
WIMM-BILL-DANN FOODS OJSC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WBD CUSIP 97263M109 09/04/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Related Party Transactions Mgmt For For For
2 Related Party Transactions Mgmt For For For
3 APPROVE THE NEW VERSION OF WBD FOODS Mgmt For For For
OJSC CHARTER.
- --------------------------------------------------------------------------------
WOLTERS KLUWER NV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS ADPV09931 04/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Ratification of Executive Board Acts Mgmt For For For
8 Ratification of Supervisory Board Acts Mgmt For For For
9 Re-appoint Mr. P.N. Wakkie as a Mgmt For For For
Member of the Supervisory Board
10 Re-appoint Mr. L.P. Forman as a Mgmt For For For
Member of the Supervisory Board
11 Appoint Ms. B.M. Dalibard as a Member Mgmt For For For
of the Supervisory Board
12 Grant authority to issue shares Mgmt For For For
and/or grant rights to subscribe for
shares
13 Grant authority to restrict or Mgmt For For For
exclude pre-emptive rights
14 Authorize the Executive Board to Mgmt For For For
acquire own shares
15 Approve to instruct KPMG Accountants Mgmt For For For
N.V
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
- --------------------------------------------------------------------------------
YIT OJY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS X9862Q104 03/11/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Finland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Adopt the accounts Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Approve the decision on the dividend Mgmt For For For
record date and payout date
6 Grant discharge from liability Mgmt For For For
7 Approve the number of Board Members Mgmt For For For
8 Approve the remuneration of the Board Mgmt For For For
Members
9 Approve the remuneration of the Mgmt For For For
Auditor(s)
10 Election of Directors Mgmt For For For
11 Elect the PricewaterhouseCoopers OY Mgmt For For For
as the Auditor
12 Authority to Trade in Company Stock Mgmt For For For
13 Non-Voting Agenda Item N/A N/A N/A N/A
- --------------------------------------------------------------------------------
ZURICH FINANCIAL SERVICES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H9870Y105 04/02/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Board and Management Mgmt For For For
Acts
6 Increase in Authorized Capital Mgmt For For For
7 Authority to Issue Convertible Debt Mgmt For For For
Instruments
8 Approve to change the Company name Mgmt For For For
9 Re-elect Mr. Thomas Escher to the Mgmt For For For
Board of Director
10 Re-elect Mr. Don Nicolaisen to the Mgmt For For For
Board of Director
11 Re-elect Mr. Philippe Pidoux to the Mgmt For For For
Board of Director
12 Re-elect Mr. Vernon Sankey to the Mgmt For For For
Board of Director
13 Re-elect PricewaterhouseCoopers as Mgmt For For For
the Auditors
14 Non-Voting Meeting Note N/A N/A N/A N/A
ITEM 7: PROXY VOTING RECORD
Registrant: ICON Funds
Fund Name: ICON Financial Fund
Reporting Period: 7/1/2008 - 6/30/2009
- --------------------------------------------------------------------------------
ACE LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ACE CUSIP H0023R105 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Elect Michael Atieh Mgmt For For For
2 Elect Mary Cirillo Mgmt For For For
3 Elect Bruce Crockett Mgmt For For For
4 Elect Thomas Neff Mgmt For For For
5 Annual Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Consolidated Accounts and Reports Mgmt For For For
8 Allocation of Profits/Dividends Mgmt For For For
9 Ratification of Board Acts Mgmt For For For
10 Amendments to Articles Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Appointment of Special Auditor Mgmt For For For
14 Reduction in Par Value Mgmt For For For
- --------------------------------------------------------------------------------
AFLAC INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AFL CUSIP 001055102 05/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Elect Daniel Amos Mgmt For For For
2 Elect John Amos, II Mgmt For For For
3 Elect Paul Amos, II Mgmt For For For
4 Elect Yoshiro Aoki Mgmt For Against Against
5 Elect Michael Armacost Mgmt For For For
6 Elect Kriss Cloninger, III Mgmt For Against Against
7 Elect Joe Harris Mgmt For For For
8 Elect Elizabeth Hudson Mgmt For For For
9 Elect Kenneth Janke, Sr. Mgmt For Against Against
10 Elect Douglas Johnson Mgmt For For For
11 Elect Robert Johnson Mgmt For For For
12 Elect Charles Knapp Mgmt For For For
13 Elect E. Stephen Purdom Mgmt For For For
14 Elect Barbara Rimer Mgmt For For For
15 Elect Marvin Schuster Mgmt For For For
16 Elect David Thompson Mgmt For For For
17 Elect Robert Wright Mgmt For For For
18 Advisory Vote on Executive Mgmt For For For
Compensation
19 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
AMERICAN FINANCIAL GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AFG CUSIP 025932104 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Carl Lindner Mgmt For For For
1.2 Elect Carl Lindner, III Mgmt For For For
1.3 Elect S. Craig Lindner Mgmt For For For
1.4 Elect Kenneth Ambrecht Mgmt For For For
1.5 Elect Theodore Emmerich Mgmt For For For
1.6 Elect James Evans Mgmt For Withhold Against
1.7 Elect Terry Jacobs Mgmt For For For
1.8 Elect Gregory Joseph Mgmt For For For
1.9 Elect William Verity Mgmt For For For
1.10 Elect John Von Lehman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of the Annual Co-CEO Equity Mgmt For For For
Bonus Plan
- --------------------------------------------------------------------------------
ANNALY CAPITAL MANAGEMENT, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NLY CUSIP 035710409 05/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Wellington Denahan-Norris Mgmt For For For
1.2 Elect Michael Haylon Mgmt For For For
1.3 Elect Donnell Segalas Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
ANWORTH MORTGAGE ASSET CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ANH CUSIP 037347101 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Lloyd McAdams Mgmt For For For
1.2 Elect Lee Ault, III Mgmt For Withhold Against
1.3 Elect Charles Black Mgmt For For For
1.4 Elect Joe Davis Mgmt For For For
1.5 Elect Robert Davis Mgmt For For For
1.6 Elect Joseph McAdams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
BANCO SANTANDER S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
STD CUSIP 05964H105 06/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Accounts and Reports; Ratification of Mgmt For For For
Board Acts
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Matias Rodriguez Inciarte Mgmt For For For
4 Elect Manuel Soto Serrano Mgmt For For For
5 Elect Guillermo de la Dehesa Romero Mgmt For For For
6 Elect Abel Matutes Juan Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Authority to Repurchase Shares Mgmt For For For
9 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
10 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive Rights
11 Authority to Issue Scrip Dividend Mgmt For For For
12 Authority to Issue Convertible Mgmt For For For
Securities w/ or w/o Preemptive Rights
13 Amendments to Long-Term Incentive Mgmt For For For
Plans
14 Stock Purchase Plan - Abbey National Mgmt For For For
Plc. and Group Employees in UK
15 Issuance of Restricted Stock - Mgmt For For For
Sovereign Bancorp, Inc. Employees
16 Authority to Carry Out Formalities Mgmt For For For
- --------------------------------------------------------------------------------
BANCO SANTANDER S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
STD CUSIP 05964H105 09/21/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Approval of the Merger Agreement Mgmt For For For
2 Special Equity Bonus Mgmt For For For
3 Authority to Carry Out Formalities Mgmt For For For
- --------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BAC CUSIP 060505104 12/05/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Approval of the Merger Agreement Mgmt For For For
2 Amendment to the 2003 Key Associate Mgmt For For For
Stock Plan
3 Increase of Authorized Common Stock Mgmt For For For
4 Right to Adjourn Meeting Mgmt For For For
- --------------------------------------------------------------------------------
BANK OF NEW YORK MELLON CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BK CUSIP 064058100 04/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Ruth Bruch Mgmt For For For
1.2 Elect Nicholas Donofrio Mgmt For For For
1.3 Elect Gerald Hassell Mgmt For For For
1.4 Elect Edmund Kelly Mgmt For For For
1.5 Elect Robert Kelly Mgmt For For For
1.6 Elect Richard Kogan Mgmt For For For
1.7 Elect Michael Kowalski Mgmt For For For
1.8 Elect John Luke, Jr. Mgmt For Withhold Against
1.9 Elect Robert Mehrabian Mgmt For For For
1.10 Elect Mark Nordenberg Mgmt For For For
1.11 Elect Catherine Rein Mgmt For For For
1.12 Elect William Richardson Mgmt For For For
1.13 Elect Samuel Scott III Mgmt For For For
1.14 Elect John Surma Mgmt For For For
1.15 Elect Wesley von Schack Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Ratification of Auditor Mgmt For For For
4 STOCKHOLDER PROPOSAL WITH RESPECT TO ShrHoldr Against For Against
CUMULATIVE VOTING.
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After Retirement
- --------------------------------------------------------------------------------
BIOMED REALTY TRUST, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BMR CUSIP 09063H107 05/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Alan Gold Mgmt For For For
1.2 Elect Barbara Cambon Mgmt For For For
1.3 Elect Edward Dennis Mgmt For For For
1.4 Elect Richard Gilchrist Mgmt For For For
1.5 Elect Gary Kreitzer Mgmt For For For
1.6 Elect Theodore Roth Mgmt For For For
1.7 Elect M. Faye Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Incentive Award Mgmt For Against Against
Plan
- --------------------------------------------------------------------------------
CME GROUP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CME CUSIP 12572Q105 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Dennis Chookaszian Mgmt For For For
1.2 Elect Robert Corvino Mgmt For For For
1.3 Elect Larry Gerdes Mgmt For For For
1.4 Elect Daniel Glickman Mgmt For For For
1.5 Elect James Oliff Mgmt For For For
1.6 Elect John Peitrzak Mgmt For For For
1.7 Elect Alex Pollock Mgmt For Withhold Against
1.8 Elect William Shepard Mgmt For For For
2 Amendment to the Omnibus Stock Plan Mgmt For For For
3 Amendment to the 2005 Director Stock Mgmt For For For
Plan
4 Amendment to the Incentive Plan for Mgmt For For For
Named Executive Officers
5 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
COMERICA INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CMA CUSIP 200340107 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Elect Lillian Bauder Mgmt For For For
2 Elect Richard Lindner Mgmt For For For
3 Elect Robert Taubman Mgmt For Against Against
4 Elect Reginald Turner Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Executive Mgmt For For For
Compensation
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
- --------------------------------------------------------------------------------
DELPHI FINANCIAL GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DFG CUSIP 247131105 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Philip O'Connor Mgmt For Withhold Against
1.2 Elect Robert Rosenkranz Mgmt For For For
1.3 Elect Donald Sherman Mgmt For For For
1.4 Elect Kevin Brine Mgmt For For For
1.5 Elect Edward Fox Mgmt For For For
1.6 Elect Steven Hirsh Mgmt For For For
1.7 Elect Harold Ilg Mgmt For For For
1.8 Elect James Litvack Mgmt For For For
1.9 Elect James Meehan Mgmt For Withhold Against
1.10 Elect Robert Smith, Jr. Mgmt For For For
1.11 Elect Robert Wright Mgmt For Withhold Against
2 Annual Incentive Compensation Plan Mgmt For Against Against
3 Amendment to the 2003 Employee Mgmt For Against Against
Long-Term Incentive and Share Award
Plan
4 Option Exchange Program Mgmt For Against Against
- --------------------------------------------------------------------------------
DEUTSCHE BANK AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DB CUSIP D18190898 05/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Allocation of Profits/Dividends Mgmt For For For
2 Ratification of Management Board Acts Mgmt For Abstain Against
3 Ratification of Supervisory Board Acts Mgmt For Abstain Against
4 Appointment of Auditor Mgmt For Against Against
5 Authority to Trade in Company Stock Mgmt For For For
6 Authority to Repurchase Shares Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Increase in Authorized Capital I Mgmt For For For
10 Increase in Authorized Capital II Mgmt For Against Against
11 Increase in Authorized Capital III Mgmt For For For
12 Authority to Issue Convertible Debt Mgmt For For For
Instruments
13 Countermotion Regarding Ratification Mgmt Abstain Against Against
of Management Board Acts
14 Countermotion A (Ratification of Mgmt Against For Against
Management Board Acts)
15 Countermotion Regarding Ratification Mgmt Abstain For Against
of Management Board Acts
16 Countermotion Regarding Ratification Mgmt Abstain Against Against
of Supervisory Board Acts
17 Countermotion Regarding Ratification Mgmt Abstain Against Against
of Supervisory Board Acts
18 Countermotion Regarding Ratification Mgmt Abstain Against Against
of Supervisory Board Acts
19 Countermotion Regarding Ratification Mgmt Abstain Against Against
of Management and Supervisory Board
Acts
20 Countermotion Regarding Amendments to Mgmt Abstain Against Against
Articles
21 Countermotion I (Allocation of Mgmt Against Against For
Profits/Dividends)
- --------------------------------------------------------------------------------
DEUTSCHE BANK AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DB CUSIP D18190898 05/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Allocation of Profits/Dividends Mgmt For For For
2 Ratification of Management Board Acts Mgmt For Abstain Against
3 Ratification of Supervisory Board Acts Mgmt For Abstain Against
4 Appointment of Auditor Mgmt For Against Against
5 Authority to Trade in Company Stock Mgmt For For For
6 Authority to Repurchase Shares Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Increase in Authorized Capital I Mgmt For For For
10 Increase in Authorized Capital II Mgmt For Against Against
11 Increase in Authorized Capital III Mgmt For For For
12 Authority to Issue Convertible Debt Mgmt For For For
Instruments
13 Countermotion Regarding Ratification Mgmt Abstain Abstain For
of Management Board Acts
14 Countermotion A (Ratification of Mgmt Against Against For
Management Board Acts)
15 Countermotion Regarding Ratification Mgmt Abstain Abstain For
of Management Board Acts
16 Countermotion Regarding Ratification Mgmt Abstain Abstain For
of Supervisory Board Acts
17 Countermotion Regarding Ratification Mgmt Abstain Abstain For
of Supervisory Board Acts
18 Countermotion Regarding Allocation of Mgmt Abstain Abstain For
Profits/Dividends
19 Countermotion Regarding Ratification Mgmt Abstain Abstain For
of Management and Supervisory Board
Acts
20 Countermotion Regarding Amendments to Mgmt Abstain Abstain For
Articles
21 Countermotion I (Allocation of Mgmt Against Against For
Profits/Dividends)
- --------------------------------------------------------------------------------
DUKE REALTY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DRE CUSIP 264411505 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Thomas Baltimore Jr. Mgmt For For For
1.2 Elect Barrington Branch Mgmt For For For
1.3 Elect Geoffrey Button Mgmt For For For
1.4 Elect William Cavanaugh lll Mgmt For For For
1.5 Elect Ngaire Cuneo Mgmt For For For
1.6 Elect Charles Eitel Mgmt For For For
1.7 Elect Martin Jischke Mgmt For For For
1.8 Elect L. Ben Lytle Mgmt For For For
1.9 Elect Dennis Oklak Mgmt For For For
1.10 Elect Jack Shaw Mgmt For For For
1.11 Elect Lynn Thurber Mgmt For For For
1.12 Elect Robert Woodward, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2005 Long-Term Mgmt For For For
Incentive Plan
- --------------------------------------------------------------------------------
FISERV, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FISV CUSIP 337738108 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Daniel Kearney Mgmt For For For
1.2 Elect Peter Kight Mgmt For For For
1.3 Elect Jeffery Yabuki Mgmt For For For
2 Amendment to the Employee Stock Mgmt For For For
Purchase Plan
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
HCC INSURANCE HOLDINGS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HCC CUSIP 404132102 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Frank Bramanti Mgmt For For For
1.2 Elect Walter Duer Mgmt For For For
1.3 Elect Edward Ellis, Jr. Mgmt For Withhold Against
1.4 Elect James Flagg Mgmt For For For
1.5 Elect Thomas Hamilton Mgmt For For For
1.6 Elect John Molbeck, Jr. Mgmt For For For
1.7 Elect James Oesterreicher Mgmt For For For
1.8 Elect Robert Rosholt Mgmt For For For
1.9 Elect Christopher Williams Mgmt For For For
1.10 Elect Scott Wise Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
HOSPITALITY PROPERTIES TRUST
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HPT CUSIP 44106M102 05/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Bruce Gans Mgmt For For For
1.2 Elect Adam Portnoy Mgmt For For For
2 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
- --------------------------------------------------------------------------------
INTERCONTINENTALEXCHANGE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ICE CUSIP 45865V100 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Charles Crisp Mgmt For For For
1.2 Elect Jean-Marc Forneri Mgmt For For For
1.3 Elect Fred Hatfield Mgmt For Withhold Against
1.4 Elect Terrence Martell Mgmt For For For
1.5 Elect Robert Reid Mgmt For For For
1.6 Elect Frederic Salerno Mgmt For Withhold Against
1.7 Elect Frederick Schoenhut Mgmt For For For
1.8 Elect Jeffrey Sprecher Mgmt For For For
1.9 Elect Judith Sprieser Mgmt For For For
1.10 Elect Vincent Tese Mgmt For Withhold Against
2 Executive Bonus Plan Mgmt For For For
3 2009 Omnibus Incentive Plan Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
INVESTMENT TECHNOLOGY GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ITG CUSIP 46145F105 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect J. William Burdett Mgmt For For For
1.2 Elect Christopher Dodds Mgmt For For For
1.3 Elect Robert Gasser Mgmt For For For
1.4 Elect Timothy Jones Mgmt For For For
1.5 Elect Robert King Mgmt For For For
1.6 Elect Kevin O'Hara Mgmt For For For
1.7 Elect Maureen O'Hara Mgmt For For For
1.8 Elect Brian Steck Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Employee Stock Mgmt For For For
Purchase Plan
4 Amendment to the 2007 Omnibus Equity Mgmt For For For
Compensation Plan
- --------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JPM CUSIP 46625H100 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Elect Crandall Bowles Mgmt For For For
2 Elect Stephen Burke Mgmt For For For
3 Elect David Cote Mgmt For For For
4 Elect James Crown Mgmt For For For
5 Elect James Dimon Mgmt For For For
6 Elect Ellen Futter Mgmt For Against Against
7 Elect William Gray, III Mgmt For For For
8 Elect Laban Jackson, Jr. Mgmt For For For
9 Elect David Novak Mgmt For Against Against
10 Elect Lee Raymond Mgmt For For For
11 Elect William Weldon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Prior Government Service
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
16 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special Meeting
17 Shareholder Proposal Regarding Report ShrHoldr Against Against For
on Credit Card Practices
18 Shareholder Proposal Regarding Key ShrHoldr Against Against For
Executive Performance Plan ("KEPP")
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After Retirement
20 Shareholder Proposal Regarding Carbon ShrHoldr Against Against For
Principles Report
- --------------------------------------------------------------------------------
KEYCORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KEY CUSIP 493267108 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect William Bares Mgmt For For For
1.2 Elect Carol Cartwright Mgmt For For For
1.3 Elect Kristen Manos Mgmt For For For
1.4 Elect Thomas Stevens Mgmt For For For
2 Adoption of Majority Vote for Mgmt For For For
Election of Directors
3 Amendment to Authorized Preferred Mgmt For For For
Stock
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Executive Mgmt For For For
Compensation
- --------------------------------------------------------------------------------
LENDER PROCESSING SERVICES INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LPS CUSIP 52602E102 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Marshall Haines Mgmt For Withhold Against
1.2 Elect James Hunt Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2008 Omnibus Incentive Plan Mgmt For For For
4 Annual Incentive Plan Mgmt For For For
- --------------------------------------------------------------------------------
LINCOLN NATIONAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LNC CUSIP 534187109 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect George Henderson, III Mgmt For For For
1.2 Elect Eric Johnson Mgmt For For For
1.3 Elect M. Leanne Lachman Mgmt For For For
1.4 Elect Isaiah Tidwell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Amended and Restated Mgmt For For For
Incentive Compensation Plan
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of
Directors
- --------------------------------------------------------------------------------
LOEWS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
L CUSIP 540424108 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Elect Ann Berman Mgmt For For For
2 Elect Joseph Bower Mgmt For Against Against
3 Elect Charles Diker Mgmt For For For
4 Elect Paul Fribourg Mgmt For For For
5 Elect Walter Harris Mgmt For For For
6 Elect Philip Laskawy Mgmt For Against Against
7 Elect Ken Miller Mgmt For For For
8 Elect Gloria Scott Mgmt For For For
9 Elect Andrew Tisch Mgmt For For For
10 Elect James Tisch Mgmt For For For
11 Elect Jonathan Tisch Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to Simplify and Update Mgmt For For For
Charter
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
- --------------------------------------------------------------------------------
MACK-CALI REALTY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CLI CUSIP 554489104 06/02/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Mitchell Hersh Mgmt For For For
1.2 Elect John Cali Mgmt For For For
1.3 Elect Irvin Reid Mgmt For For For
1.4 Elect Martin Berger Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MER CUSIP 590188108 12/05/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Approval of the Merger Agreement Mgmt For For For
2 Misc. Article Amendments Mgmt For For For
3 Right to Adjourn Meeting Mgmt For For For
- --------------------------------------------------------------------------------
METLIFE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MET CUSIP 59156R108 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect C. Robert Henrikson Mgmt For For For
1.2 Elect John Keane Mgmt For For For
1.3 Elect Catherine Kinney Mgmt For For For
1.4 Elect Hugh Price Mgmt For For For
1.5 Elect Kenton Sicchitano Mgmt For For For
2 REAPPROVAL OF THE METLIFE, INC. 2005 Mgmt For For For
STOCK AND INCENTIVE COMPENSATION PLAN
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
MFA FINANCIAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MFA CUSIP 55272X102 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Michael Dahir Mgmt For Withhold Against
1.2 Elect George Krauss Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
MORGAN STANLEY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MS CUSIP 617446448 02/09/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Issuance of Common Stock Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
- --------------------------------------------------------------------------------
MORGAN STANLEY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MPQ CUSIP 617446448 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 ELECTION OF DIRECTOR: ROY J. BOSTOCK Mgmt For Against Against
2 ELECTION OF DIRECTOR: ERSKINE B. Mgmt For For For
BOWLES
3 ELECTION OF DIRECTOR: HOWARD J. DAVIES Mgmt For For For
4 ELECTION OF DIRECTOR: NOBUYUKI HIRANO Mgmt For For For
5 ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For For
6 ELECTION OF DIRECTOR: JOHN J. MACK Mgmt For For For
7 ELECTION OF DIRECTOR: DONALD T. Mgmt For For For
NICOLAISEN
8 ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For For
9 ELECTION OF DIRECTOR: HUTHAM S. OLAYAN Mgmt For For For
10 ELECTION OF DIRECTOR: CHARLES E. Mgmt For For For
PHILLIPS, JR.
11 ELECTION OF DIRECTOR: O. GRIFFITH Mgmt For For For
SEXTON
12 ELECTION OF DIRECTOR: LAURA D. TYSON Mgmt For Against Against
13 TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For For
& TOUCHE LLP AS INDEPENDENT AUDITOR
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 TO AMEND THE 2007 EQUITY INCENTIVE Mgmt For Against Against
COMPENSATION PLAN
16 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
SPECIAL SHAREOWNER MEETINGS
17 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
INDEPENDENT CHAIR
- --------------------------------------------------------------------------------
NORTHERN TRUST CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NTRS CUSIP 665859104 04/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Linda Walker Bynoe Mgmt For For For
1.2 Elect Nicholas Chabraja Mgmt For For For
1.3 Elect Susan Crown Mgmt For For For
1.4 Elect Dipak Jain Mgmt For For For
1.5 Elect Arthur Kelly Mgmt For For For
1.6 Elect Robert McCormack Mgmt For For For
1.7 Elect Edward Mooney Mgmt For For For
1.8 Elect William Osborn Mgmt For For For
1.9 Elect John Rowe Mgmt For For For
1.10 Elect Harold Smith Mgmt For For For
1.11 Elect William Smithburg Mgmt For For For
1.12 Elect Enrique Sosa Mgmt For For For
1.13 Elect Charles Tribbett III Mgmt For For For
1.14 Elect Frederick Waddell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
- --------------------------------------------------------------------------------
PARTNERRE LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PRE CUSIP G6852T105 05/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Jan Holsboer Mgmt For For For
1.2 Elect Kevin Twomey Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Employee Stock Purchase Plan Mgmt For For For
4 Directors' Fees Mgmt For For For
5 Amendment to the Swiss Share Purchase Mgmt For For For
Plan
6 Elimination of Supermajority Voting Mgmt For For For
Requirement
7 Advance Notice Provision Mgmt For For For
8 Amendment to Shareholder Voting and Mgmt For For For
Ownership Limitations
9 Amendment to the Bye-Laws Regarding Mgmt For For For
Indemnification of Officers and
Directors
10 Amendments to the Bye-Laws Regarding Mgmt For For For
Election, Disqualification and
Removal of Directors
11 Amendment to the Bye-Laws Mgmt For For For
- --------------------------------------------------------------------------------
PNC FINANCIAL SERVICES GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PNCFP CUSIP 693475105 12/23/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Approval of the Merger Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
- --------------------------------------------------------------------------------
RAYMOND JAMES FINANCIAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RJF CUSIP 754730109 02/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Shelley Broader Mgmt For For For
1.2 Elect Francis Godbold Mgmt For For For
1.3 Elect H. William Habermeyer, Jr. Mgmt For For For
1.4 Elect Chet Helck Mgmt For For For
1.5 Elect Thomas James Mgmt For For For
1.6 Elect Paul Reilly Mgmt For For For
1.7 Elect Robert Saltzman Mgmt For For For
1.8 Elect Kenneth Shields Mgmt For Withhold Against
1.9 Elect Hardwick Simmons Mgmt For For For
1.10 Elect Susan Story Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 TO APPROVE AN AMENDMENT TO THE 2005 Mgmt For For For
RESTRICTED STOCK PLAN.
4 TO APPROVE AN AMENDMENT TO THE 2003 Mgmt For For For
EMPLOYEE STOCK PURCHASE PLAN.
- --------------------------------------------------------------------------------
RENAISSANCERE HOLDINGS, LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RNR CUSIP G7496G103 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Thomas Cooper Mgmt For For For
1.2 Elect Neill Currie Mgmt For For For
1.3 Elect W. James MacGinnitie Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
- --------------------------------------------------------------------------------
STANCORP FINANCIAL GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SFG CUSIP 852891100 05/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Virginia Anderson Mgmt For For For
1.2 Elect Stanley Fallis Mgmt For For For
1.3 Elect Peter Kohler Mgmt For For For
1.4 Elect Eric Parsons Mgmt For For For
1.5 Elect Mary Sammons Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
TD AMERITRADE HOLDING CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AMTD CUSIP 87236Y108 02/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect W. Edmund Clark Mgmt For For For
1.2 Elect Mark Mitchell Mgmt For For For
1.3 Elect Joseph Moglia Mgmt For For For
1.4 Elect Thomas Ricketts Mgmt For For For
1.5 Elect Fredric Tomczyk Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
- --------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GS CUSIP 38141G104 05/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Elect Lloyd Blankfein Mgmt For For For
2 Elect John Bryan Mgmt For Against Against
3 Elect Gary Cohn Mgmt For For For
4 Elect Claes Dahlback Mgmt For For For
5 Elect Stephen Friedman Mgmt For For For
6 Elect William George Mgmt For For For
7 Elect Rajat Gupta Mgmt For For For
8 Elect James Johnson Mgmt For For For
9 Elect Lois Juliber Mgmt For For For
10 Elect Lakshmi Mittal Mgmt For Against Against
11 Elect James Schiro Mgmt For For For
12 Elect Ruth Simmons Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Mgmt For For For
Compensation
15 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
CUMULATIVE VOTING
16 Shareholder Proposal Regarding a ShrHoldr Against For Against
Simple Majority Vote
17 Shareholder Proposal to Create a ShrHoldr Against Against For
Board-Level Committee to Address US
Economic Security
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure Report
- --------------------------------------------------------------------------------
THE HANOVER INSURANCE GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
THG CUSIP 410867105 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Elect Frederick Eppinger Mgmt For For For
2 Elect Gail Harrison Mgmt For For For
3 Elect Joseph Ramrath Mgmt For For For
4 Elect Harriett Taggart Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 2009 Short-Term Incentive Mgmt For For For
Compensation Plan
- --------------------------------------------------------------------------------
TOWER GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TWGP CUSIP 891777104 01/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Increase in Authorized Shares Mgmt For For For
2 Issuance of Stock Pursuant to Merger Mgmt For For For
3 Right to Adjourn Meeting Mgmt For For For
- --------------------------------------------------------------------------------
TOWER GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TWGP CUSIP 891777104 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Jan Van Gorder Mgmt For For For
1.2 Elect Austin Young, III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
TRAVELERS COMPANIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TRV CUSIP 89417E109 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Elect Alan Beller Mgmt For For For
2 Elect John Dasburg Mgmt For For For
3 Elect Janet Dolan Mgmt For For For
4 Elect Kenneth Duberstein Mgmt For For For
5 Elect Jay Fishman Mgmt For For For
6 Elect Lawrence Graev Mgmt For Against Against
7 Elect Patricia Higgins Mgmt For For For
8 Elect Thomas Hodgson Mgmt For For For
9 Elect Cleve Killingsworth, Jr. Mgmt For For For
10 Elect Robert Lipp Mgmt For Against Against
11 Elect Blythe McGarvie Mgmt For For For
12 Elect Laurie Thomsen Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Reapproval of Material Terms of the Mgmt For For For
Amended and Restated 2004 Stock
Incentive Plan
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Political Contributions and
Expenditures
- --------------------------------------------------------------------------------
UBS AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UBS CUSIP H89231338 04/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Accounts and Reports Mgmt For For For
2 Compensation Report Mgmt For Against Against
3 APPROPRIATION OF RESULTS. Mgmt For For For
4 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For For
DIRECTORS: PETER R. VOSER
5 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For For
DIRECTORS: DAVID SIDWELL
6 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For For
DIRECTORS: SALLY BOTT
7 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For For
DIRECTORS: RAINER-MARC FREY
8 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For For
DIRECTORS: BRUNO GEHRIG
9 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For For
DIRECTORS: WILLIAM G. PARRETT
10 ELECTION OF NEW CANDIDATE FOR THE Mgmt For For For
BOARD OF DIRECTORS: KASPAR VILLIGER
11 ELECTION OF NEW CANDIDATE FOR THE Mgmt For For For
BOARD OF DIRECTORS: MICHEL DEMARE
12 ELECTION OF NEW CANDIDATE FOR THE Mgmt For For For
BOARD OF DIRECTORS: ANN F. GODBEHERE
13 ELECTION OF NEW CANDIDATE FOR THE Mgmt For For For
BOARD OF DIRECTORS: AXEL P. LEHMANN
14 RE-ELECTION OF THE AUDITORS (ERNST & Mgmt For For For
YOUNG LTD., BASEL)
15 RE-ELECTION OF THE SPECIAL AUDITORS Mgmt For For For
(BDO VISURA, ZURICH)
16 Increase in Conditional Capital Mgmt For For For
17 Increase in Authorized Capital Mgmt For For For
- --------------------------------------------------------------------------------
UNUM GROUP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UNM CUSIP 91529Y106 05/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Elect Pamela Godwin Mgmt For For For
2 Elect Thomas Kinser Mgmt For For For
3 Elect A.S. (Pat) MacMillan Jr. Mgmt For Against Against
4 Elect Edward Muhl Mgmt For For For
5 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
W.R. BERKLEY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WRB CUSIP 084423102 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect William Berkley Mgmt For For For
1.2 Elect George Daly Mgmt For For For
2 2009 Long-Term Incentive Plan Mgmt For For For
3 2009 Director Stock Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
WASHINGTON FEDERAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WFSL CUSIP 938824109 01/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect John Clearman Mgmt For For For
1.2 Elect James Doud, Jr. Mgmt For For For
1.3 Elect H. Dennis Halvorson Mgmt For For For
1.4 Elect Roy Whitehead Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
WORLD ACCEPTANCE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WRLD CUSIP 981419104 08/06/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect A. Alexander McLean, lll Mgmt For For For
1.2 Elect James R. Gilreath Mgmt For For For
1.3 Elect William S. Hummers, lll Mgmt For For For
1.4 Elect Charles Way Mgmt For For For
1.5 Elect Ken R. Bramlett, Jr. Mgmt For For For
1.6 Elect Mark C. Roland Mgmt For For For
1.7 Elect Darrell Whitaker Mgmt For For For
2 PROPOSAL TO APPROVE THE 2008 STOCK Mgmt For For For
OPTION PLAN
3 Ratification of Auditor Mgmt For For For
ITEM 8: PROXY VOTING RECORD
Registrant: ICON Funds
Fund Name: ICON Healthcare Fund
Reporting Period: 7/1/2008 - 6/30/2009
- --------------------------------------------------------------------------------
ABBOTT LABORATORIES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ABT CUSIP 002824100 04/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Robert Alpern Mgmt For For For
1.2 Elect Roxanne Austin Mgmt For For For
1.3 Elect William Daley Mgmt For For For
1.4 Elect W. James Farrell Mgmt For For For
1.5 Elect H. Laurance Fuller Mgmt For For For
1.6 Elect William Osborn Mgmt For For For
1.7 Elect David Owen Mgmt For For For
1.8 Elect W. Ann Reynolds Mgmt For For For
1.9 Elect Roy Roberts Mgmt For For For
1.10 Elect Samuel Scott III Mgmt For For For
1.11 Elect William Smithburg Mgmt For For For
1.12 Elect Glenn Tilton Mgmt For For For
1.13 Elect Miles White Mgmt For For For
2 APPROVAL OF THE ABBOTT LABORATORIES Mgmt For For For
2009 INCENTIVE STOCK PROGRAM
3 2009 Employee Stock Purchase Plan Mgmt For For For
4 RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt For For For
AS AUDITORS
5 SHAREHOLDER PROPOSAL - ANIMAL TESTING ShrHoldr Against Against For
6 SHAREHOLDER PROPOSAL - HEALTH CARE ShrHoldr Against Against For
PRINCIPLES
7 SHAREHOLDER PROPOSAL - ADVISORY VOTE ShrHoldr Against For Against
- --------------------------------------------------------------------------------
ACCREDO HEALTH, INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MHS CUSIP 58405U102 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Elect Charles Lillis Mgmt For Against Against
2 Elect Williams Roper Mgmt For For For
3 Elect David Stevens Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Executive Annual Incentive Plan Mgmt For For For
- --------------------------------------------------------------------------------
AETNA INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AET CUSIP 00817Y108 05/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Elect Frank Clark Mgmt For Against Against
2 Elect Betsy Cohen Mgmt For Against Against
3 Elect Molly Coye Mgmt For For For
4 Elect Roger Farah Mgmt For Against Against
5 Elect Barbara Franklin Mgmt For Against Against
6 Elect Jeffrey Garten Mgmt For Against Against
7 Elect Earl Graves Mgmt For For For
8 Elect Gerald Greenwald Mgmt For For For
9 Elect Ellen Hancock Mgmt For For For
10 Elect Richard Harrington Mgmt For For For
11 Elect Edward Ludwig Mgmt For For For
12 Elect Joseph Newhouse Mgmt For For For
13 Elect Ronald Williams Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Nominating a Retired Executive to the
Board
- --------------------------------------------------------------------------------
AIR METHODS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AIRM CUSIP 009128307 07/01/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 ELECTION OF DIRECTOR: SAMUEL H. GRAY Mgmt For Against Against
2 ELECTION OF DIRECTOR: MORAD TAHBAZ Mgmt For For For
3 ELECTION OF DIRECTOR: AARON D. TODD Mgmt For For For
4 ADOPTION OF AMENDMENT TO INCREASE Mgmt For Against Against
NUMBER OF AUTHORIZED SHARES
- --------------------------------------------------------------------------------
ALLERGAN, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AGN CUSIP 018490102 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 ELECTION OF DIRECTOR: HERBERT W. Mgmt For For For
BOYER, PH.D.
2 ELECTION OF DIRECTOR: ROBERT A. INGRAM Mgmt For For For
3 ELECTION OF DIRECTOR: DAVID E.I. PYOTT Mgmt For For For
4 ELECTION OF DIRECTOR: RUSSELL T. RAY Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Additional Animal Testing Disclosure
- --------------------------------------------------------------------------------
AMEDISYS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AMED CUSIP 023436108 06/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect William Borne Mgmt For For For
1.2 Elect Larry Graham Mgmt For For For
1.3 Elect Ronald A. LaBorde Mgmt For For For
1.4 Elect Jake Netterville Mgmt For For For
1.5 Elect David Pitts Mgmt For For For
1.6 Elect Peter Ricchiuti Mgmt For For For
1.7 Elect Donald Washburn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
AMERISOURCEBERGEN CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ABC CUSIP 03073E105 02/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 ELECTION OF DIRECTOR: RICHARD C. GOZON Mgmt For For For
2 ELECTION OF DIRECTOR: MICHAEL J. LONG Mgmt For For For
3 ELECTION OF DIRECTOR: J. LAWRENCE Mgmt For For For
WILSON
4 Ratification of Auditor Mgmt For For For
5 Amendment to the 2002 Management Mgmt For For For
Stock Incentive Plan
6 STOCKHOLDER PROPOSAL TO REDEEM ShrHoldr Against For Against
COMPANY S POISON PILL.
- --------------------------------------------------------------------------------
AMGEN INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AMGN CUSIP 031162100 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Elect David Baltimore Mgmt For For For
2 Elect Frank Biondi, Jr. Mgmt For For For
3 Elect Francois de Carbonnel Mgmt For For For
4 Elect Jerry Choate Mgmt For For For
5 Elect Vance Coffman Mgmt For For For
6 Elect Frederick Gluck Mgmt For Against Against
7 Elect Frank Herringer Mgmt For For For
8 Elect Gilbert Omenn Mgmt For For For
9 Elect Judith Pelham Mgmt For For For
10 Elect J. Paul Reason Mgmt For For For
11 Elect Leonard Schaeffer Mgmt For For For
12 Elect Kevin Sharer Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 2009 Equity Incentive Plan Mgmt For For For
15 Elimination of Supermajority Mgmt For For For
Requirement
16 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special Meeting
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
- --------------------------------------------------------------------------------
ANTHEM, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WLP CUSIP 94973V107 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Elect Lenox Baker, Jr. Mgmt For For For
2 Elect Susan Bayh Mgmt For For For
3 Elect Larry Glasscock Mgmt For For For
4 Elect Julie Hill Mgmt For For For
5 Elect Ramiro Peru Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Amendment to the 2006 Incentive Mgmt For For For
Compensation Plan
8 Amendment to the Employee Stock Mgmt For For For
Purchase Plan
9 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say on
Pay)
- --------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BAX CUSIP 071813109 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Elect Walter Boomer Mgmt For For For
2 Elect James Gavin III Mgmt For For For
3 Elect Peter Hellman Mgmt For For For
4 Elect K.J. Storm Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding Animal ShrHoldr Against Against For
Testing
- --------------------------------------------------------------------------------
BAYER AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BAYRY CUSIP 072730302 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Presentation of Accounts and Reports; Mgmt For For For
Allocation of Profits/Dividends
2 Ratification of Management Board Acts Mgmt For For For
3 Ratification of Supervisory Board Acts Mgmt For For For
4 Authority to Repurchase Shares Mgmt For For For
5 Dematerialization of Bearer Shares Mgmt For For For
6 Amendments to Articles Mgmt For For For
7 Appointment of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BDX CUSIP 075887109 02/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Claire Fraser-Liggett Mgmt For For For
1.2 Elect Edward Ludwig Mgmt For For For
1.3 Elect Willard Overlock, Jr. Mgmt For For For
1.4 Elect Bertram Scott Mgmt For For For
2 RATIFICATION OF SELECTION OF Mgmt For For For
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3 AMENDMENT TO BD S RESTATED Mgmt For For For
CERTIFICATE OF INCORPORATION.
4 AMENDMENT TO THE 2004 EMPLOYEE AND Mgmt For For For
DIRECTOR EQUITY-BASED COMPENSATION
PLAN.
5 APPROVAL OF MATERIAL TERMS OF Mgmt For For For
PERFORMANCE GOALS.
6 SPECIAL SHAREHOLDER MEETINGS. ShrHoldr Against For Against
7 CUMULATIVE VOTING. ShrHoldr Against For Against
- --------------------------------------------------------------------------------
BIOGEN, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BIIB CUSIP 09062X103 06/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Lawrence Best Mgmt For For For
1.2 Elect Alan Glassberg Mgmt For For For
1.3 Elect Robert Pangia Mgmt For For For
1.4 Elect William Young Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Vote for Mgmt For For For
Election of Directors
4 Shareholder Proposal Regarding Board ShrHoldr Against Against For
Size
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
- --------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BMY CUSIP 110122108 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Elect Lamberto Andreotti Mgmt For For For
2 Elect Lewis Campbell Mgmt For For For
3 Elect James Cornelius Mgmt For For For
4 Elect Louis Freeh Mgmt For Against Against
5 Elect Laurie Glimcher Mgmt For For For
6 Elect Michael Grobstein Mgmt For For For
7 Elect Leif Johansson Mgmt For For For
8 Elect Alan Lacy Mgmt For For For
9 Elect Vicki Sato Mgmt For For For
10 Elect Togo West Mgmt For For For
11 Elect R. Sanders Williams Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Executive Compensation
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Eliminating Supermajority Provisions
15 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special Meeting
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say on
Pay)
- --------------------------------------------------------------------------------
C.R. BARD, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BCR CUSIP 067383109 04/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Marc Breslawsky Mgmt For For For
1.2 Elect Herbert Henkel Mgmt For Withhold Against
1.3 Elect Tommy Thompson Mgmt For For For
1.4 Elect Timothy Ring Mgmt For For For
2 Amendment to the Executive Bonus Plan Mgmt For For For
3 Amendment to the 2003 Long Term Mgmt For Against Against
Incentive Plan
4 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
CARDINAL HEALTH, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CAH CUSIP 14149Y108 06/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Option Exchange Program Mgmt For Against Against
- --------------------------------------------------------------------------------
CARDINAL HEALTH, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CAH CUSIP 14149Y108 11/05/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Colleen Arnold Mgmt For For For
1.2 Elect R. Kerry Clark Mgmt For For For
1.3 Elect Calvin Darden Mgmt For For For
1.4 Elect John Finn Mgmt For For For
1.5 Elect Philip Francis Mgmt For For For
1.6 Elect Gregory Kenny Mgmt For For For
1.7 Elect J. Michael Losh Mgmt For Withhold Against
1.8 Elect John McCoy Mgmt For For For
1.9 Elect Richard Notebaert Mgmt For Withhold Against
1.10 Elect Michael O'Halleran Mgmt For For For
1.11 Elect David Raisbeck Mgmt For For For
1.12 Elect Jean Spaulding Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Vote for Mgmt For For For
Election of Directors
4 Elimination of Cumulative Voting Mgmt For For For
5 Adoption of an Advance Notice Mgmt For For For
Requirement
6 Amendment to the Articles of Mgmt For For For
Incorporation Regarding Minimum
Stated Capital
7 PROPOSAL TO APPROVE AN AMENDED AND Mgmt For For For
RESTATED 2005 LONG-TERM INCENTIVE
PLAN.
8 PROPOSAL TO APPROVE AN AMENDED AND Mgmt For For For
RESTATED EMPLOYEE STOCK PURCHASE PLAN.
9 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
PERFORMANCE-BASED STOCK OPTIONS.
- --------------------------------------------------------------------------------
CEPHALON, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CEPH CUSIP 156708109 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Frank Baldino, Jr. Mgmt For For For
1.2 Elect William Egan Mgmt For For For
1.3 Elect Martyn Greenacre Mgmt For For For
1.4 Elect Vaughn Kailian Mgmt For For For
1.5 Elect Kevin Moley Mgmt For For For
1.6 Elect Charles Sanders Mgmt For For For
1.7 Elect Gail Wilensky Mgmt For For For
1.8 Elect Dennis Winger Mgmt For For For
2 Amendment to the 2004 Equity Mgmt For For For
Compensation Plan
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
CIGNA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CI CUSIP 125509109 04/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 ELECTION OF DIRECTOR: H. EDWARD HANWAY Mgmt For For For
2 ELECTION OF DIRECTOR: JOHN M. Mgmt For For For
PARTRIDGE
3 ELECTION OF DIRECTOR: JAMES E. ROGERS Mgmt For Against Against
4 ELECTION OF DIRECTOR: ERIC C. WISEMAN Mgmt For For For
5 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
COMMUNITY HEALTH SYSTEMS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CYH CUSIP 203668108 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Elect John Clerico Mgmt For For For
2 Elect Julia North Mgmt For For For
3 Elect Wayne Smith Mgmt For For For
4 Elect James Ely III Mgmt For For For
5 Amendment to the 2000 Stock Option Mgmt For For For
and Award Plan
6 Amendment to the 2004 Employee Mgmt For For For
Performance Incentive Plan
7 2009 Stock Option and Award Plan Mgmt For For For
8 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
COOPER COMPANIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
COO CUSIP 216648402 03/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect A.Thomas Bender Mgmt For For For
1.2 Elect Michael Kalkstein Mgmt For For For
1.3 Elect Jody Lindell Mgmt For For For
1.4 Elect Moses Marx Mgmt For Withhold Against
1.5 Elect Donald Press Mgmt For For For
1.6 Elect Steven Rosenberg Mgmt For For For
1.7 Elect Allan Rubenstein Mgmt For Withhold Against
1.8 Elect Robert Weiss Mgmt For For For
1.9 Elect Stanley Zinberg Mgmt For Withhold Against
2 Amendment to the 2007 Long-Term Mgmt For For For
Incentive Plan
3 Amendment to the 2006 Long-Term Mgmt For For For
Incentive Plan for Non-Employee
Directors
4 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
ELI LILLY AND COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LLY CUSIP 532457108 04/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Martin Feldstein Mgmt For Withhold Against
1.2 Elect J. Erik Fyrwald Mgmt For For For
1.3 Elect Ellen Marram Mgmt For Withhold Against
1.4 Elect Douglas Oberhelman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Board Mgmt For For For
4 Amendment to the Bonus Plan Mgmt For For For
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Eliminating Supermajority Provisions
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Simple Majority Vote
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Executive
Compensation (Say on Pay)
- --------------------------------------------------------------------------------
ENDO PHARMACEUTICALS HOLDINGS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ENDP CUSIP 29264F205 05/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect John Delucca Mgmt For For For
1.2 Elect David Holveck Mgmt For For For
1.3 Elect Nancy Hutson Mgmt For For For
1.4 Elect Michael Hyatt Mgmt For For For
1.5 Elect Roger Kimmel Mgmt For For For
1.6 Elect Clive Meanwell Mgmt For For For
1.7 Elect William P. Montague Mgmt For For For
1.8 Elect Joseph Scodari Mgmt For For For
1.9 Elect William Spengler Mgmt For For For
2 Amendment to the 2007 Stock Incentive Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
EXPRESS SCRIPTS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ESRX CUSIP 302182100 05/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Gary Benanav Mgmt For For For
1.2 Elect Frank Borelli Mgmt For For For
1.3 Elect Maura Breen Mgmt For For For
1.4 Elect Nicholas LaHowchic Mgmt For For For
1.5 Elect Thomas Mac Mahon Mgmt For For For
1.6 Elect Frank Mergenthaler Mgmt For For For
1.7 Elect Woodrow Myers, Jr. Mgmt For For For
1.8 Elect John Parker, Jr. Mgmt For For For
1.9 Elect George Paz Mgmt For For For
1.10 Elect Samuel Skinner Mgmt For For For
1.11 Elect Seymour Sternberg Mgmt For For For
1.12 Elect Barrett Toan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
FOREST LABORATORIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FRX CUSIP 345838106 08/11/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Howard Solomon Mgmt For For For
1.2 Elect Lawrence Olanoff, MD., Ph.D. Mgmt For For For
1.3 Elect Nesli Basgoz, MD Mgmt For For For
1.4 Elect William Candee, III Mgmt For Withhold Against
1.5 Elect George Cohan Mgmt For For For
1.6 Elect Dan Goldwasser Mgmt For For For
1.7 Elect Kenneth Goodman Mgmt For Withhold Against
1.8 Elect Lester Salans, MD Mgmt For For For
2 ADOPTION OF THE AMENDED AND RESTATED Mgmt For Against Against
CERTIFICATE OF INCORPORATION.
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
GENZYME CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GENZ CUSIP 372917104 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Elect Douglas Berthiaume Mgmt For For For
2 Elect Gail Boudreaux Mgmt For For For
3 Elect Robert Carpenter Mgmt For For For
4 Elect Charles Cooney Mgmt For For For
5 Elect Victor Dzau Mgmt For For For
6 Elect Connie Mack, III Mgmt For For For
7 Elect Richard Syron Mgmt For Against Against
8 Elect Henri Termeer Mgmt For For For
9 Amendment to the 2004 Equity Mgmt For For For
Incentive Plan
10 2009 Employee Stock Purchase Plan Mgmt For For For
11 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
HEALTH MANAGEMENT ASSOCIATES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HMA CUSIP 421933102 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect William Schoen Mgmt For For For
1.2 Elect Gary Newsome Mgmt For For For
1.3 Elect Kent Dauten Mgmt For Withhold Against
1.4 Elect Donald Kiernan Mgmt For For For
1.5 Elect Robert Knox Mgmt For Withhold Against
1.6 Elect William Mayberry Mgmt For For For
1.7 Elect Vicki O'Meara Mgmt For For For
1.8 Elect William Steere, Jr. Mgmt For Withhold Against
1.9 Elect Randolph Westerfield Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
HEALTH NET, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HNT CUSIP 42222G108 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Theodore Craver, Jr. Mgmt For For For
1.2 Elect Vicki Escarra Mgmt For Withhold Against
1.3 Elect Thomas Farley Mgmt For For For
1.4 Elect Gale Fitzgerald Mgmt For Withhold Against
1.5 Elect Patrick Foley Mgmt For Withhold Against
1.6 Elect Jay Gellert Mgmt For For For
1.7 Elect Roger Greaves Mgmt For For For
1.8 Elect Bruce Willison Mgmt For Withhold Against
1.9 Elect Frederick Yeager Mgmt For Withhold Against
2 Executive Officer Incentive Plan Mgmt For For For
3 Amendment to the 2006 Long-Term Mgmt For Against Against
Incentive Plan
4 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
HENRY SCHEIN, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HSIC CUSIP 806407102 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Stanley Bergman Mgmt For For For
1.2 Elect Gerald Benjamin Mgmt For For For
1.3 Elect James Breslawski Mgmt For For For
1.4 Elect Mark Mlotek Mgmt For For For
1.5 Elect Steven Paladino Mgmt For Withhold Against
1.6 Elect Barry Alperin Mgmt For For For
1.7 Elect Paul Brons Mgmt For For For
1.8 Elect Margaret Hamburg Mgmt For Withhold Against
1.9 Elect Donald Kabat Mgmt For For For
1.10 Elect Philip Laskawy Mgmt For Withhold Against
1.11 Elect Karyn Mashima Mgmt For For For
1.12 Elect Norman Matthews Mgmt For For For
1.13 Elect Louis Sullivan Mgmt For For For
2 Amendment to the 1994 Stock Incentive Mgmt For Against Against
Plan
3 Amendment to the Section 162(m) Cash Mgmt For For For
Bonus Plan
4 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
HUMANA INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HUM CUSIP 444859102 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 ELECTION OF DIRECTOR: DAVID A. JONES, Mgmt For For For
JR.
2 ELECTION OF DIRECTOR: FRANK A. D Mgmt For For For
AMELIO
3 ELECTION OF DIRECTOR: W. ROY DUNBAR Mgmt For For For
4 ELECTION OF DIRECTOR: KURT J. Mgmt For For For
HILZINGER
5 ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For For
MCCALLISTER
6 ELECTION OF DIRECTOR: WILLIAM J. Mgmt For For For
MCDONALD
7 ELECTION OF DIRECTOR: WILLIAM E. Mgmt For Against Against
MITCHELL
8 ELECTION OF DIRECTOR: JAMES J. O BRIEN Mgmt For For For
9 ELECTION OF DIRECTOR: MARISSA T. Mgmt For For For
PETERSON
10 ELECTION OF DIRECTOR: W. ANN Mgmt For Against Against
REYNOLDS, PH.D.
11 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
IMS HEALTH INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RX CUSIP 449934108 05/01/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Elect H. Eugene Lockhart Mgmt For For For
2 Elect Bradley Sheares Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Elimination of Supermajority Mgmt For For For
Requirement
- --------------------------------------------------------------------------------
JOHNSON & JOHNSON
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JNJ CUSIP 478160104 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For Against Against
2 ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For For
3 ELECTION OF DIRECTOR: MICHAEL M.E. Mgmt For Against Against
JOHNS
4 ELECTION OF DIRECTOR: ARNOLD G. LANGBO Mgmt For For For
5 ELECTION OF DIRECTOR: SUSAN L. Mgmt For For For
LINDQUIST
6 ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For For
7 ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For For
8 ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For Against Against
9 ELECTION OF DIRECTOR: DAVID SATCHER Mgmt For For For
10 ELECTION OF DIRECTOR: WILLIAM C. Mgmt For For For
WELDON
11 Ratification of Auditor Mgmt For For For
12 ADVISORY VOTE ON EXECUTIVE ShrHoldr Against For Against
COMPENSATION POLICIES AND DISCLOSURE
- --------------------------------------------------------------------------------
KINDRED HEALTHCARE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KND CUSIP 494580103 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Edward Kuntz Mgmt For For For
1.2 Elect Joel Ackerman Mgmt For For For
1.3 Elect Ann Berzin Mgmt For Withhold Against
1.4 Elect Jonathan Blum Mgmt For For For
1.5 Elect Thomas Cooper Mgmt For Withhold Against
1.6 Elect Paul Diaz Mgmt For For For
1.7 Elect Isaac Kaufman Mgmt For Withhold Against
1.8 Elect Frederick Kleisner Mgmt For For For
1.9 Elect Eddy Rogers, Jr. Mgmt For Withhold Against
2 Short-Term Incentive Plan Mgmt For For For
3 Long-Term Incentive Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
LABORATORY CORPORATION OF AMERICA HOLDINGS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LH CUSIP 50540R409 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 Elect Thomas Mac Mahon Mgmt For For For
2 Elect Kerrii Anderson Mgmt For For For
3 Elect Jean-Luc Belingard Mgmt For Against Against
4 Elect David King Mgmt For For For
5 Elect Wendy Lane Mgmt For For For
6 Elect Robert Mittelstaedt, Jr. Mgmt For Against Against
7 Elect Arthur Rubenstein Mgmt For For For
8 Elect M. Keith Weikel Mgmt For For For
9 Elect R. Sanders Williams Mgmt For For For
10 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
MCKESSON CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MCK CUSIP 58155Q103 07/23/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 ELECTION OF DIRECTOR: ANDY D. BRYANT Mgmt For For For
2 ELECTION OF DIRECTOR: WAYNE A. BUDD Mgmt For For For
3 ELECTION OF DIRECTOR: JOHN H. Mgmt For For For
HAMMERGREN
4 ELECTION OF DIRECTOR: ALTON F. IRBY Mgmt For Against Against
III
5 ELECTION OF DIRECTOR: M. CHRISTINE Mgmt For Against Against
JACOBS
6 ELECTION OF DIRECTOR: MARIE L. KNOWLES Mgmt For For For
7 ELECTION OF DIRECTOR: DAVID M. Mgmt For Against Against
LAWRENCE, M.D.
8 ELECTION OF DIRECTOR: EDWARD A. Mgmt For For For
MUELLER
9 ELECTION OF DIRECTOR: JAMES V. NAPIER Mgmt For Against Against
10 ELECTION OF DIRECTOR: JANE E. SHAW Mgmt For For For
11 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
MEDTRONIC, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MDT CUSIP 585055106 08/21/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Victor Dzau Mgmt For For For
1.2 Elect William Hawkins Mgmt For For For
1.3 Elect Shirley Ann Jackson Mgmt For For For
1.4 Elect Denise O'Leary Mgmt For For For
1.5 Elect Jean-Pierre Rosso Mgmt For For For
1.6 Elect Jack Schuler Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 TO APPROVE THE MEDTRONIC, INC. 2008 Mgmt For For For
STOCK AWARD AND INCENTIVE PLAN.
- --------------------------------------------------------------------------------
MERCK & CO., INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MRK CUSIP 589331107 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1 ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For For
2 ELECTION OF DIRECTOR: THOMAS R. CECH, Mgmt For For For
PH.D.
3 ELECTION OF DIRECTOR: RICHARD T. CLARK Mgmt For For For
4 ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For For
5 ELECTION OF DIRECTOR: STEVEN F. Mgmt For For For
GOLDSTONE
6 ELECTION OF DIRECTOR: WILLIAM B. Mgmt For For For
HARRISON, JR.
7 ELECTION OF DIRECTOR: HARRY R. Mgmt For For For
JACOBSON, M.D.
8 ELECTION OF DIRECTOR: WILLIAM N. Mgmt For Against Against
KELLEY, M.D.
9 ELECTION OF DIRECTOR: ROCHELLE B. Mgmt For For For
LAZARUS
10 ELECTION OF DIRECTOR: CARLOS E. Mgmt For For For
REPRESAS
11 ELECTION OF DIRECTOR: THOMAS E. Mgmt For Against Against
SHENK, PH.D.
12 ELECTION OF DIRECTOR: ANNE M. TATLOCK Mgmt For Against Against
13 ELECTION OF DIRECTOR: SAMUEL O. Mgmt For Against Against
THIER, M.D.
14 ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For Against Against
15 ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For Against Against
16 Ratification of Auditor Mgmt For For For
17 Authorization of Board to Set Board Mgmt For For For
Size
18 STOCKHOLDER PROPOSAL CONCERNING ShrHoldr Against For Against
SPECIAL SHAREHOLDER MEETINGS
19 STOCKHOLDER PROPOSAL CONCERNING AN ShrHoldr Against For Against
INDEPENDENT LEAD DIRECTOR
20 STOCKHOLDER PROPOSAL CONCERNING AN ShrHoldr Against For Against
ADVISORY VOTE ON EXECUTIVE
COMPENSATION
- --------------------------------------------------------------------------------
MYLAN INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MYL CUSIP 628530107 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect Milan Puskar Mgmt For For For
1.2 Elect Robert Coury Mgmt For For For
1.3 Elect Wendy Cameron Mgmt For For For
1.4 Elect Neil Dimick Mgmt For For For
1.5 Elect Douglas Leech Mgmt For Withhold Against
1.6 Elect Joseph Maroon Mgmt For For For
1.7 Elect Rodney Piatt Mgmt For For For
1.8 Elect C. B. Todd Mgmt For For For
1.9 Elect Randall Vanderveen Mgmt For For For
2 Increase of Authorized Common Stock Mgmt For For For
3 Amendment to the 2003 Long-Term Mgmt For For For
Incentive Plan
4 Adoption of Majority Vote for Mgmt N/A For N/A
Election of Directors
5 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
ORTHOFIX INTERNATIONAL NV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
OFIX CUSIP N6748L102 06/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------------- ---------------------------------------- --------- -------- ---------- ---------
1.1 Elect James Gero Mgmt For For For
1.2 Elect Jerry Benjamin Mgmt For For For
1.3 Elect Charles Federico Mgmt For For For
1.4 Elect Guy Jordan Mgmt For For For
1.5 Elect Thomas Kester Mgmt For For For
1.6 Elect Alan Milinazzo Mgmt For For For
1.7 Elect Maria Sainz Mgmt For For For
1.8 Elect Walter von Wartburg Mgmt For For For
1.9 Elect Kenneth Weisshaar Mgmt For For For
2 Amendment to the 2004 Long-Term Mgmt For Against Against
Incentive Plan
3 Amendment to the Stock Purchase Plan Mgmt For For For
4 Material Terms for Performance-Based Mgmt For For For
Compensation
5 Accounts and Reports Mgmt For For For
6 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
PAR PHARMACEUTICAL COMPANIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PRX CUSIP 69888P106 06/09/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Peter Knight Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
- --------------------------------------------------------------------------------
PFIZER INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PFE CUSIP 717081103 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: DENNIS A. Mgmt For For For
AUSIELLO
2 ELECTION OF DIRECTOR: MICHAEL S. BROWN Mgmt For For For
3 ELECTION OF DIRECTOR: M. ANTHONY BURNS Mgmt For For For
4 ELECTION OF DIRECTOR: ROBERT N. BURT Mgmt For For For
5 ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For For
6 ELECTION OF DIRECTOR: WILLIAM H. GRAY, Mgmt For For For
III
7 ELECTION OF DIRECTOR: CONSTANCE J. Mgmt For For For
HORNER
8 ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For For
9 ELECTION OF DIRECTOR: JEFFREY B. Mgmt For For For
KINDLER
10 ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For For
11 ELECTION OF DIRECTOR: DANA G. MEAD Mgmt For For For
12 ELECTION OF DIRECTOR: SUZANNE NORA Mgmt For For For
JOHNSON
13 ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For For
14 ELECTION OF DIRECTOR: WILLIAM C. Mgmt For For For
STEERE, JR.
15 Ratification of Auditor Mgmt For For For
16 Amendment to the 2004 Stock Plan Mgmt For For For
17 SHAREHOLDER PROPOSAL REGARDING STOCK ShrHoldr Against Against For
OPTIONS.
18 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
19 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
CUMULATIVE VOTING.
20 SHAREHOLDER PROPOSAL REGARDING SPECIAL ShrHoldr Against Against For
SHAREHOLDER MEETINGS.
- --------------------------------------------------------------------------------
PHARMACEUTICAL PRODUCT DEVELOPMENT, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PPDI CUSIP 717124101 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Stuart Bondurant Mgmt For For For
1.2 Elect Fredric Eshelman Mgmt For For For
1.3 Elect Frederick Frank Mgmt For For For
1.4 Elect David Grange Mgmt For For For
1.5 Elect Catherine Klema Mgmt For For For
1.6 Elect Terry Magnuson Mgmt For For For
1.7 Elect Ernest Mario Mgmt For For For
1.8 Elect John McNeill, Jr. Mgmt For For For
2 Amendment to the 1995 Equity Mgmt For For For
Compensation Plan
3 Ratification of Auditor Mgmt For For For
4 Transaction of Other Business Mgmt For Against Against
- --------------------------------------------------------------------------------
PSS WORLD MEDICAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PSSI CUSIP 69366A100 08/21/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Charles Adair Mgmt For Withhold Against
1.2 Elect Alvin Carpenter Mgmt For For For
1.3 Elect Stephen Rogers Mgmt For For For
- --------------------------------------------------------------------------------
QUALITY SYSTEMS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
QSII CUSIP 747582104 09/04/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect George Bristol Mgmt For For For
1.2 Elect Patrick Cline Mgmt For For For
1.3 Elect Philip Kaplan Mgmt For For For
1.4 Elect Vincent Love Mgmt For For For
1.5 Elect Russell Pflueger Mgmt For For For
1.6 Elect Steven Plochocki Mgmt For For For
1.7 Elect Sheldon Razin Mgmt For For For
1.8 Elect Robert Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Definition of Director Independence
- --------------------------------------------------------------------------------
SANOFI-AVENTIS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SNY CUSIP 80105N105 04/17/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 Consolidated Accounts and Reports Mgmt For For For
3 APPROPRIATION OF PROFITS; DECLARATION Mgmt For For For
OF DIVIDEND
4 RATIFICATION OF THE CO-OPTING OF A Mgmt For For For
DIRECTOR
5 Related Party Transactions Mgmt For Against Against
6 Severance Package (Christopher Mgmt For For For
Viehbacher)
7 Authority to Repurchase Shares Mgmt For For For
8 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/ Premeptive
Rights; Authority to Issue Debt
Instruments
9 Authority to Issue Shares and/or Mgmt For Against Against
Convertible Securities w/o Preemptive
Rights; Authority to Issue Debt
Instruments
10 Increase in Authorized Capital in Mgmt For Against Against
Consideration for Contributions in Kind
11 Authority to Increase Share Issuance Mgmt For Against Against
Limit
12 Authority to Increase Capital through Mgmt For For For
Capitalizations
13 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities under Employee
Savings Plan
14 Authority to Grant Stock Options to Mgmt For Against Against
Management and Employees
15 Authority to Issue Restricted Stock to Mgmt For Against Against
Management and Employees
16 Authority to Cancel Shares and Reduce Mgmt For For For
Capital
17 AMENDMENT TO ARTICLE 15 OF THE BYLAWS Mgmt For For For
18 POWERS FOR FORMALITIES Mgmt For For For
- --------------------------------------------------------------------------------
SEPRACOR INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SEPR CUSIP 817315104 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Robert Cresci Mgmt For Withhold Against
1.2 Elect James Mrazek Mgmt For Withhold Against
2 2009 Stock Incentive Plan Mgmt For For For
3 Amendment to the 1998 Employee Stock Mgmt For For For
Purchase Plan
4 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
STJ CUSIP 790849103 05/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect John Brown Mgmt For For For
1.2 Elect Daniel Starks Mgmt For For For
2 Management Incentive Compensation Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
SYNOVIS LIFE TECHNOLOGIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SYNO CUSIP 87162G105 03/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect William Kobi Mgmt For For For
1.2 Elect Richard Kramp Mgmt For For For
1.3 Elect Karen Larson Mgmt For For For
1.4 Elect Mark Palma Mgmt For Withhold Against
1.5 Elect Richard Perkins Mgmt For For For
1.6 Elect Timothy Scanlan Mgmt For For For
1.7 Elect John Seaberg Mgmt For For For
1.8 Elect Sven Wehrwein Mgmt For Withhold Against
2 Amendment to the 2006 Stock Incentive Mgmt For For For
Plan
- --------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TEVA CUSIP 881624209 09/25/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Election of Director Mgmt For For For
- --------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UNH CUSIP 91324P102 06/02/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Elect William Ballard, Jr. Mgmt For Against Against
2 Elect Richard Burke Mgmt For Against Against
3 Elect Robert Darretta Mgmt For For For
4 Elect Stephen Hemsley Mgmt For Against Against
5 Elect Michele Hooper Mgmt For Against Against
6 Elect Douglas Leatherdale Mgmt For Against Against
7 Elect Glenn Renwick Mgmt For For For
8 Elect Kenneth Shine Mgmt For For For
9 Elect Gail Wilensky Mgmt For Against Against
10 Ratification of Auditor Mgmt For Against Against
11 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say on
Pay)
- --------------------------------------------------------------------------------
VCA ANTECH, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WOOF CUSIP 918194101 06/01/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect John Baumer Mgmt For For For
1.2 Elect Frank Reddick Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
WATSON PHARMACEUTICALS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WPI CUSIP 942683103 05/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Ronald Taylor Mgmt For For For
1.2 Elect Andrew Turner Mgmt For For For
1.3 Elect Jack Michelson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
ITEM 9: PROXY VOTING RECORD
Registrant: ICON Funds
Fund Name: ICON Industrials Fund
Reporting Period: 7/1/2008 - 6/30/2009
- --------------------------------------------------------------------------------
3M COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MMM CUSIP 88579Y101 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Elect Linda Alvarado Mgmt For For For
2 Elect George Buckley Mgmt For For For
3 Elect Vance Coffman Mgmt For For For
4 Elect Michael Eskew Mgmt For For For
5 Elect W. James Farrell Mgmt For For For
6 Elect Herbert Henkel Mgmt For For For
7 Elect Edward Liddy Mgmt For For For
8 Elect Robert Morrison Mgmt For For For
9 Elect Aulana Peters Mgmt For Against Against
10 Elect Robert Ulrich Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special Meeting
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Restricting Executive Compensation
- --------------------------------------------------------------------------------
ACUITY BRANDS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AYI CUSIP 00508Y102 01/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Peter Browning Mgmt For For For
1.2 Elect John Clendenin Mgmt For For For
1.3 Elect Ray Robinson Mgmt For For For
1.4 Elect Gordon Harnett Mgmt For For For
1.5 Elect George Guynn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
AMETEK, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AME CUSIP 031100100 04/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect James Malone Mgmt For Withhold Against
1.2 Elect Elizabeth Varet Mgmt For Withhold Against
1.3 Elect Dennis Williams Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
ARKANSAS BEST CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ABFS CUSIP 040790107 04/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Fred Allardyce Mgmt For For For
1.2 Elect John Morris Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Board Mgmt For For For
- --------------------------------------------------------------------------------
AVERY DENNISON CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AVY CUSIP 053611109 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: JOHN T. CARDIS Mgmt For Against Against
2 ELECTION OF DIRECTOR: DAVID E.I. PYOTT Mgmt For For For
3 ELECTION OF DIRECTOR: DEAN A. Mgmt For For For
SCARBOROUGH
4 ELECTION OF DIRECTOR: JULIA A. STEWART Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 APPROVAL OF THE SENIOR EXECUTIVE Mgmt For For For
ANNUAL INCENTIVE PLAN
- --------------------------------------------------------------------------------
BOEING COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BA CUSIP 097023105 04/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: JOHN H. BIGGS Mgmt For Against Against
2 ELECTION OF DIRECTOR: JOHN E. BRYSON Mgmt For For For
3 ELECTION OF DIRECTOR: ARTHUR D. Mgmt For Against Against
COLLINS, JR.
4 ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For Against Against
5 ELECTION OF DIRECTOR: WILLIAM M. DALEY Mgmt For For For
6 ELECTION OF DIRECTOR: KENNETH M. Mgmt For Against Against
DUBERSTEIN
7 ELECTION OF DIRECTOR: JOHN F. MCDONNELL Mgmt For For For
8 ELECTION OF DIRECTOR: W. JAMES Mgmt For For For
MCNERNEY, JR.
9 ELECTION OF DIRECTOR: MIKE S. Mgmt For Against Against
ZAFIROVSKI
10 AMENDMENT TO THE BOEING COMPANY 2003 Mgmt For Against Against
INCENTIVE STOCK PLAN.
11 Ratification of Auditor Mgmt For Against Against
12 ADOPT CUMULATIVE VOTING. ShrHoldr Against For Against
13 REQUIRE ADVISORY VOTE ON NAMED ShrHoldr Against For Against
EXECUTIVE OFFICER COMPENSATION.
14 ADOPT HEALTH CARE PRINCIPLES. ShrHoldr Against Against For
15 PREPARE A REPORT ON FOREIGN MILITARY ShrHoldr Against Against For
SALES.
16 REQUIRE AN INDEPENDENT LEAD DIRECTOR. ShrHoldr Against For Against
17 REQUIRE SHAREHOLDER APPROVAL OF FUTURE ShrHoldr Against Against For
SEVERANCE ARRANGEMENTS.
18 REQUIRE DISCLOSURE OF POLITICAL ShrHoldr Against For Against
CONTRIBUTIONS.
- --------------------------------------------------------------------------------
BURLINGTON NORTHERN SANTA FE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BNI CUSIP 12189T104 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: A.L. BOECKMANN Mgmt For For For
2 ELECTION OF DIRECTOR: D.G. COOK Mgmt For For For
3 ELECTION OF DIRECTOR: V.S. MARTINEZ Mgmt For Against Against
4 ELECTION OF DIRECTOR: M.F. RACICOT Mgmt For For For
5 ELECTION OF DIRECTOR: R.S. ROBERTS Mgmt For For For
6 ELECTION OF DIRECTOR: M.K. ROSE Mgmt For For For
7 ELECTION OF DIRECTOR: M.J. SHAPIRO Mgmt For For For
8 ELECTION OF DIRECTOR: J.C. WATTS, JR. Mgmt For For For
9 ELECTION OF DIRECTOR: R.H. WEST Mgmt For For For
10 ELECTION OF DIRECTOR: J.S. WHISLER Mgmt For For For
11 ELECTION OF DIRECTOR: E.E. WHITACRE, Mgmt For For For
JR.
12 Ratification of Auditor Mgmt For For For
13 PROPOSAL REGARDING SAY ON EXECUTIVE ShrHoldr Against For Against
PAY.
14 PROPOSAL REGARDING SPECIAL SHAREOWNER ShrHoldr Against Against For
MEETINGS.
15 PROPOSAL REGARDING REPORT ON POLITICAL ShrHoldr Against For Against
CONTRIBUTIONS.
- --------------------------------------------------------------------------------
CATERPILLAR INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CAT CUSIP 149123101 06/10/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Daniel Dickenson Mgmt For For For
1.2 Elect David Goode Mgmt For For For
1.3 Elect James Owens Mgmt For For For
1.4 Elect Charles Powell Mgmt For Withhold Against
1.5 Elect Joshua Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of Directors
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Foreign Military Sales
6 Shareholder Proposal Regarding Simple ShrHoldr Against For Against
Majority Vote
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Compensation Consultants
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Chairman
9 Shareholder Proposal Regarding Report ShrHoldr Against Against For
on Lobbying Priorities
- --------------------------------------------------------------------------------
CON-WAY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CNW CUSIP 205944101 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect William Corbin Mgmt For For For
1.2 Elect Robert Jaunich II Mgmt For For For
1.3 Elect W. Keith Kennedy, Jr. Mgmt For For For
2 Repeal of Classified Board Mgmt For For For
3 Change in Board Size Mgmt For For For
4 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
CONTINENTAL AIRLINES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CAL CUSIP 210795308 06/10/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Kirbyjon Caldwell Mgmt For For For
1.2 Elect Lawrence Kellner Mgmt For For For
1.3 Elect Douglas McCorkindale Mgmt For For For
1.4 Elect Henry Meyer III Mgmt For For For
1.5 Elect Oscar Munoz Mgmt For For For
1.6 Elect Jeffrey Smisek Mgmt For For For
1.7 Elect Karen Williams Mgmt For Withhold Against
1.8 Elect Ronald Woodard Mgmt For For For
1.9 Elect Charles Yamarone Mgmt For For For
2 Amendment to the 2004 Employee Stock Mgmt For For For
Purchase Plan
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Elimination of Stock Options
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
6 Resident Status Mgmt Abstain Abstain For
- --------------------------------------------------------------------------------
COOPER INDUSTRIES, LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CBE CUSIP G24182100 04/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Ivor Evans Mgmt For Withhold Against
1.2 Elect Kirk Hachigian Mgmt For For For
1.3 Elect Lawrence Kingsley Mgmt For For For
1.4 Elect James Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding the ShrHoldr Against Against For
International Labor Organization Human
Rights Standards
- --------------------------------------------------------------------------------
CSX CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CSX CUSIP 126408103 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Donna Alvarado Mgmt For For For
1.2 Elect Alexandre Behring Mgmt For For For
1.3 Elect John Breaux Mgmt For For For
1.4 Elect Steven Halverson Mgmt For For For
1.5 Elect Edward Kelly, III Mgmt For For For
1.6 Elect Gilbert Lamphere Mgmt For For For
1.7 Elect John McPherson Mgmt For For For
1.8 Elect Timothy O'Toole Mgmt For For For
1.9 Elect David Ratcliffe Mgmt For Withhold Against
1.10 Elect Donald Shepard Mgmt For For For
1.11 Elect Michael Ward Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
CUMMINS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CMI CUSIP 231021106 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Elect Robert Bernhard Mgmt For For For
2 Elect Robert Darnall Mgmt For For For
3 Elect Robert Herdman Mgmt For For For
4 Elect Alexis Herman Mgmt For Against Against
5 Elect N. Thomas Linebarger Mgmt For For For
6 Elect William Miller Mgmt For For For
7 Elect Georgia Nelson Mgmt For For For
8 Elect Theodore Solso Mgmt For For For
9 Elect Carl Ware Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Amendment to the 2003 Stock Incentive Mgmt For For For
Plan
12 Reapproval of Performance Goals Under Mgmt For For For
Bonus Plans
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Adoption of International Labor
Organization Standards
- --------------------------------------------------------------------------------
DANAHER CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DHR CUSIP 235851102 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Elect Mortimer Caplin Mgmt For For For
2 Elect Donald Ehrlich Mgmt For For For
3 Elect Walter Lohr, Jr. Mgmt For Against Against
4 Elect Linda Hefner Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Amendment to the 2007 Stock Incentive Mgmt For For For
Plan
7 Shareholder Proposal Regarding ShrHoldr Against Against For
Responsible Employment Principles
8 Shareholder Proposal Shareholder ShrHoldr Against Against For
Proposal Regarding Retention of Shares
After Retirement
9 Shareholder Proposal Regarding Dental ShrHoldr Against Against For
Amalgam
- --------------------------------------------------------------------------------
DELTA AIR LINES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DALRQ CUSIP 247361702 06/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Elect Richard Anderson Mgmt For For For
2 Elect Roy Bostock Mgmt For For For
3 Elect John Brinzo Mgmt For For For
4 Elect Daniel Carp Mgmt For For For
5 Elect John Engler Mgmt For For For
6 Elect Mickey Foret Mgmt For For For
7 Elect David Goode Mgmt For For For
8 Elect Paula Reynolds Mgmt For For For
9 Elect Kenneth Rogers Mgmt For For For
10 Elect Rodney Slater Mgmt For For For
11 Elect Douglas Streenland Mgmt For For For
12 Elect Kenneth Woodrow Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
- --------------------------------------------------------------------------------
DOVER CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DOV CUSIP 260003108 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Elect David Benson Mgmt For For For
2 Elect Robert Cremin Mgmt For For For
3 Elect Thomas Derosa Mgmt For For For
4 Elect Jean-Pierre Ergas Mgmt For For For
5 Elect Peter Francis Mgmt For For For
6 Elect Kristiane Graham Mgmt For For For
7 Elect James Koley Mgmt For For For
8 Elect Robert Livingston Mgmt For For For
9 Elect Richard Lochridge Mgmt For For For
10 Elect Bernard Rethore Mgmt For For For
11 Elect Michael Stubbs Mgmt For For For
12 Elect Mary Winston Mgmt For For For
13 Amendment to the 2005 Equity and Cash Mgmt For For For
Incentive Plan
14 Amendment to the Executive Officer Mgmt For For For
Annual Incentive Plan
15 Shareholder Proposal Regarding Report ShrHoldr Against Against For
on Climate Change
16 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
DYNAMEX, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DDMX CUSIP 26784F103 01/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Brian Hughes Mgmt For For For
1.2 Elect Wayne Kern Mgmt For Withhold Against
1.3 Elect Craig Lentzsch Mgmt For For For
1.4 Elect Richard McClelland Mgmt For For For
1.5 Elect Bruce Ranck Mgmt For For For
1.6 Elect Stephen Smiley Mgmt For For For
1.7 Elect James Welch Mgmt For For For
2 RATIFICATION OF APPOINTMENT OF Mgmt For For For
INDEPENDENT AUDITORS.
3 Transaction of Other Business Mgmt For Against Against
- --------------------------------------------------------------------------------
ESTERLINE TECHNOLOGIES CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ESL CUSIP 297425100 03/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Lewis Burns Mgmt For Withhold Against
1.2 Elect Robert Cline Mgmt For For For
1.3 Elect Jerry Leitman Mgmt For Withhold Against
1.4 Elect Paul Haack Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
FEDEX CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FDX CUSIP 31428X106 09/29/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: JAMES L. Mgmt For For For
BARKSDALE
2 ELECTION OF DIRECTOR: AUGUST A. BUSCH Mgmt For For For
IV
3 ELECTION OF DIRECTOR: JOHN A. EDWARDSON Mgmt For For For
4 ELECTION OF DIRECTOR: JUDITH L. ESTRIN Mgmt For For For
5 ELECTION OF DIRECTOR: J.R. HYDE, III Mgmt For For For
6 ELECTION OF DIRECTOR: SHIRLEY A. Mgmt For For For
JACKSON
7 ELECTION OF DIRECTOR: STEVEN R. Mgmt For For For
LORANGER
8 ELECTION OF DIRECTOR: GARY W. LOVEMAN Mgmt For For For
9 ELECTION OF DIRECTOR: FREDERICK W. Mgmt For For For
SMITH
10 ELECTION OF DIRECTOR: JOSHUA I. SMITH Mgmt For For For
11 ELECTION OF DIRECTOR: PAUL S. WALSH Mgmt For For For
12 ELECTION OF DIRECTOR: PETER S. WILLMOTT Mgmt For For For
13 Amendment to the Incentive Stock Plan Mgmt For For For
14 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For For
PUBLIC ACCOUNTING FIRM.
15 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
INDEPENDENT BOARD CHAIRMAN.
16 STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
SHAREHOLDER VOTE ON EXECUTIVE PAY.
- --------------------------------------------------------------------------------
FIRST SOLAR, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FSLR CUSIP 336433107 06/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Michael Ahearn Mgmt For For For
1.2 Elect Craig Kennedy Mgmt For For For
1.3 Elect James Nolan Mgmt For Withhold Against
1.4 Elect J. Thomas Presby Mgmt For For For
1.5 Elect Paul Stebbins Mgmt For For For
1.6 Elect Michael Sweeney Mgmt For For For
1.7 Elect Jose Villarreal Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
FLUOR CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FLR CUSIP 343412102 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Elect Peter Barker Mgmt For For For
2 Elect Alan Boeckmann Mgmt For For For
3 Elect Vilma Martinez Mgmt For For For
4 Elect Dean O'Hare Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
FOSTER WHEELER AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FWLT CUSIP G36535139 01/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Reincorporation from Bermuda to Mgmt For For For
Switzerland
2 Right to Adjourn Meeting Mgmt For For For
- --------------------------------------------------------------------------------
FOSTER WHEELER AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FWLT CUSIP H27178104 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Elect Robert Flexon Mgmt For For For
2 Elect Maureen Tart-Bezer Mgmt For For For
3 Elect James Woods Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Transaction of Other Business Mgmt For Abstain Against
- --------------------------------------------------------------------------------
GATX CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GMT CUSIP 361448103 04/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Anne Ariva Mgmt For For For
1.2 Elect Richard Fairbanks Mgmt For For For
1.3 Elect Deborah Fretz Mgmt For For For
1.4 Elect Ernst Haberli Mgmt For For For
1.5 Elect Brian Kenney Mgmt For For For
1.6 Elect Mark McGrath Mgmt For For For
1.7 Elect James B. Ream Mgmt For For For
1.8 Elect David Sutherland Mgmt For For For
1.9 Elect Casey Sylla Mgmt For For For
2 Amendment to the 2004 Equity Incentive Mgmt For For For
Compensation Plan
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
GENCO SHIPPING & TRADING LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GNK CUSIP Y2685T107 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Robert North Mgmt For For For
1.2 Elect Basil Mavroleon Mgmt For For For
1.3 Elect Harry Perrin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
GENERAL CABLE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BGC CUSIP 369300108 05/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Gregory Lawton Mgmt For For For
1.2 Elect Craig Omtvedt Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2005 Stock Incentive Mgmt For For For
Plan
- --------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GD CUSIP 369550108 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Elect Nicholas Chabraja Mgmt For For For
2 Elect James Crown Mgmt For Against Against
3 Elect William Fricks Mgmt For For For
4 Elect Jay Johnson Mgmt For For For
5 Elect George Joulwan Mgmt For For For
6 Elect Paul Kaminski Mgmt For For For
7 Elect John Keane Mgmt For For For
8 Elect Deborah Lucas Mgmt For For For
9 Elect Lester Lyles Mgmt For For For
10 Elect J. Christopher Reyes Mgmt For For For
11 Elect Robert Walmsley Mgmt For For For
12 2009 Equity Compensation Plan Mgmt For For For
13 2009 United Kingdom Share Save Plan Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal Regarding Space ShrHoldr Against Against For
Weapons
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Executive Death Benefit Payments
- --------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GE CUSIP 369604103 04/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: JAMES I. CASH, Mgmt For For For
JR.
2 ELECTION OF DIRECTOR: WILLIAM M. Mgmt For For For
CASTELL
3 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For For
4 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For For
5 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For For
6 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For For
7 ELECTION OF DIRECTOR: ALAN G. (A.G.) Mgmt For Against Against
LAFLEY
8 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For For
9 ELECTION OF DIRECTOR: RALPH S. LARSEN Mgmt For For For
10 ELECTION OF DIRECTOR: ROCHELLE B. Mgmt For For For
LAZARUS
11 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For For
12 ELECTION OF DIRECTOR: SAM NUNN Mgmt For For For
13 ELECTION OF DIRECTOR: ROGER S. PENSKE Mgmt For Against Against
14 ELECTION OF DIRECTOR: ROBERT J. Mgmt For For For
SWIERINGA
15 ELECTION OF DIRECTOR: DOUGLAS A. Mgmt For For For
WARNER III
16 RATIFICATION OF KPMG Mgmt For For For
17 CUMULATIVE VOTING ShrHoldr Against For Against
18 EXECUTIVE COMPENSATION ADVISORY VOTE ShrHoldr Against For Against
19 INDEPENDENT STUDY REGARDING BREAKING ShrHoldr Against Against For
UP GE
20 DIVIDEND POLICY ShrHoldr Against Against For
21 SHAREHOLDER VOTE ON GOLDEN PARACHUTES ShrHoldr Against Against For
- --------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HON CUSIP 438516106 04/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For For
2 ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For Against Against
3 ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For For
4 ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For For
5 ELECTION OF DIRECTOR: LINNET F. DEILY Mgmt For For For
6 ELECTION OF DIRECTOR: CLIVE R. HOLLICK Mgmt For For For
7 ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For For
8 ELECTION OF DIRECTOR: BRADLEY T. Mgmt For For For
SHEARES
9 ELECTION OF DIRECTOR: JOHN R. STAFFORD Mgmt For Against Against
10 ELECTION OF DIRECTOR: MICHAEL W. WRIGHT Mgmt For Against Against
11 APPROVAL OF INDEPENDENT ACCOUNTANTS Mgmt For For For
12 CUMULATIVE VOTING ShrHoldr Against For Against
13 PRINCIPLES FOR HEALTH CARE REFORM ShrHoldr Against Against For
14 EXECUTIVE COMPENSATION ADVISORY VOTE ShrHoldr Against For Against
15 TAX GROSS-UP PAYMENTS ShrHoldr Against For Against
16 SPECIAL SHAREOWNER MEETINGS ShrHoldr Against Against For
- --------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ITW CUSIP 452308109 05/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Elect William Aldinger III Mgmt For For For
2 Elect Marvin Brailsford Mgmt For Against Against
3 Elect Susan Crown Mgmt For For For
4 Elect Don Davis, Jr. Mgmt For For For
5 Elect Robert McCormack Mgmt For For For
6 Elect Robert Morrison Mgmt For For For
7 Elect James Skinner Mgmt For For For
8 Elect Harold Smith Mgmt For For For
9 Elect David Speer Mgmt For For For
10 Elect Pamela Strobel Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against Against For
Approval of SERP Benefits
- --------------------------------------------------------------------------------
JACOBS ENGINEERING GROUP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JEC CUSIP 469814107 01/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: JOSEPH R. BRONSON Mgmt For For For
2 ELECTION OF DIRECTOR: THOMAS M.T. NILES Mgmt For For For
3 ELECTION OF DIRECTOR: NOEL G. WATSON Mgmt For For For
4 ELECTION OF DIRECTOR: JOHN F. COYNE Mgmt For For For
5 Amendment to the 1989 Employee Stock Mgmt For For For
Purchase Plan
6 Amendment to the 1999 Stock Incentive Mgmt For For For
Plan
7 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
KENNAMETAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KMTPRI CUSIP 489170100 10/21/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Philip Dur Mgmt For For For
1.2 Elect Timothy McLevish Mgmt For For For
1.3 Elect Steven Wunning Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Stock and Incentive Mgmt For For For
Plan of 2002
- --------------------------------------------------------------------------------
KIRBY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KEX CUSIP 497266106 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: BOB G. GOWER Mgmt For For For
2 ELECTION OF DIRECTOR: MONTE J. MILLER Mgmt For For For
3 ELECTION OF DIRECTOR: JOSEPH H. PYNE Mgmt For For For
4 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
L-3 COMMUNICATIONS HOLDINGS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LLL CUSIP 502424104 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Robert Millard Mgmt For For For
1.2 Elect Arthur Simon Mgmt For For For
2 2009 Employee Stock Purchase Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
LENNOX INTERNATIONAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LII CUSIP 526107107 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Linda Alvarado Mgmt For For For
1.2 Elect Steven Booth Mgmt For For For
1.3 Elect John Major Mgmt For For For
1.4 Elect Jeffrey Storey Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LMT CUSIP 539830109 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: E.C. PETE Mgmt For For For
ALDRIDGE JR.
2 ELECTION OF DIRECTOR: NOLAN D. Mgmt For Against Against
ARCHIBALD
3 ELECTION OF DIRECTOR: DAVID B. BURRITT Mgmt For For For
4 ELECTION OF DIRECTOR: JAMES O. ELLIS Mgmt For For For
JR.
5 ELECTION OF DIRECTOR: GWENDOLYN S. KING Mgmt For For For
6 ELECTION OF DIRECTOR: JAMES M. LOY Mgmt For Against Against
7 ELECTION OF DIRECTOR: DOUGLAS H. Mgmt For For For
MCCORKINDALE
8 ELECTION OF DIRECTOR: JOSEPH W. RALSTON Mgmt For Against Against
9 ELECTION OF DIRECTOR: FRANK SAVAGE Mgmt For For For
10 ELECTION OF DIRECTOR: JAMES M. Mgmt For For For
SCHNEIDER
11 ELECTION OF DIRECTOR: ANNE STEVENS Mgmt For For For
12 ELECTION OF DIRECTOR: ROBERT J. STEVENS Mgmt For For For
13 ELECTION OF DIRECTOR: JAMES R. UKROPINA Mgmt For Against Against
14 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For For
YOUNG LLP AS INDEPENDENT AUDITORS
15 Elimination of Supermajority Mgmt For For For
Requirement
16 STOCKHOLDER PROPOSAL - REPORT ON ShrHoldr Against Against For
SPACE-BASED WEAPONS PROGRAM
17 STOCKHOLDER PROPOSAL - POLICY ON ShrHoldr Against Against For
PAYMENTS TO EXECUTIVES AFTER DEATH
18 STOCKHOLDER PROPOSAL - ADVISORY VOTE ShrHoldr Against For Against
ON EXECUTIVE COMPENSATION
- --------------------------------------------------------------------------------
MANITOWOC CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MTW CUSIP 563571108 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Cynthia Egnotovich Mgmt For For For
1.2 Elect James Packard Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
MIDDLEBY CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MIDD CUSIP 596278101 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Selim Bassoul Mgmt For For For
1.2 Elect Robert Lamb Mgmt For For For
1.3 Elect Ryan Levenson Mgmt For For For
1.4 Elect John Miller, III Mgmt For For For
1.5 Elect Gordon O'Brien Mgmt For For For
1.6 Elect Philip Putnam Mgmt For For For
1.7 Elect Sabin Streeter Mgmt For For For
1.8 Elect Robert Yohe Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of Performance Goals Under Mgmt For For For
the 2007 Stock Incentive Plan
4 Amendment to the 2007 Stock Incentive Mgmt For Against Against
Plan
- --------------------------------------------------------------------------------
MSC INDUSTRIAL DIRECT CO., INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MSM CUSIP 553530106 01/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Mitchell Jacobson Mgmt For For For
1.2 Elect David Sandler Mgmt For For For
1.3 Elect Roger Fradin Mgmt For For For
1.4 Elect Denis Kelly Mgmt For For For
1.5 Elect Philip Peller Mgmt For For For
1.6 Elect Louise Goeser Mgmt For For For
1.7 Elect Charles Boehlke Mgmt For Withhold Against
2 Amendment to the Associate Stock Mgmt For For For
Purchase Plan
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NSC CUSIP 655844108 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Daniel Carp Mgmt For For For
1.2 Elect Steven Leer Mgmt For For For
1.3 Elect Michael Lockhart Mgmt For For For
1.4 Elect Charles Moorman, IV Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure Report
- --------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NOC CUSIP 666807102 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Elect Lewis Coleman Mgmt For Against Against
2 Elect Thomas Fargo Mgmt For For For
3 Elect Victor Fazio Mgmt For For For
4 Elect Donald Felsinger Mgmt For For For
5 Elect Stephen Frank Mgmt For Against Against
6 Elect Bruce Gordon Mgmt For For For
7 Elect Madeleine Kleiner Mgmt For For For
8 Elect Karl Krapek Mgmt For For For
9 Elect Richard Myers Mgmt For For For
10 Elect Aulana Peters Mgmt For Against Against
11 Elect Kevin Sharer Mgmt For For For
12 Elect Ronald Sugar Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding a ShrHoldr Against Against For
Report on Space Based Weapons
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say on
Pay)
16 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call Special Meetings
- --------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PH CUSIP 701094104 10/22/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect William Kassling Mgmt For Withhold Against
1.2 Elect Joseph Scaminace Mgmt For For For
1.3 Elect Wolfgang Schmitt Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
PITNEY BOWES INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PBI CUSIP 724479100 05/11/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Elect Anne Busquet Mgmt For For For
2 Elect Anne Fuchs Mgmt For For For
3 Elect James Keyes Mgmt For For For
4 Elect David Shedlarz Mgmt For For For
5 Elect David Snow Mgmt For For For
6 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
PRECISION CASTPARTS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PCP CUSIP 740189105 08/12/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Don Graber Mgmt For Withhold Against
1.2 Elect Lester Lyles Mgmt For For For
2 APPROVAL OF THE 2008 EMPLOYEE STOCK Mgmt For For For
PURCHASE PLAN
3 APPROVAL OF AMENDMENTS TO THE 2001 Mgmt For For For
STOCK INCENTIVE PLAN
4 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
RAYTHEON COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RTN CUSIP 755111507 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Elect Vernon Clark Mgmt For For For
2 Elect John Deutch Mgmt For Against Against
3 Elect Frederic Poses Mgmt For For For
4 Elect Michael Ruettgers Mgmt For For For
5 Elect Ronald Skates Mgmt For For For
6 Elect William Spivey Mgmt For For For
7 Elect Linda Stuntz Mgmt For For For
8 Elect William Swanson Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation
11 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special Meeting
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Adoption of Health Care Reform
Principles
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Supplemental Executive Retirement Plans
- --------------------------------------------------------------------------------
REGAL-BELOIT CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RBC CUSIP 758750103 04/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: G. FREDERICK Mgmt For For For
KASTEN, JR.
2 ELECTION OF DIRECTOR: HENRY W. KNUEPPEL Mgmt For For For
3 ELECTION OF DIRECTOR: DEAN A. FOATE Mgmt For For For
4 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
RESOURCES CONNECTION INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RECN CUSIP 76122Q105 10/17/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Jolene Sykes-Sarkis Mgmt For For For
1.2 Elect Anne Shih Mgmt For For For
1.3 Elect Robert Kistinger Mgmt For For For
2 Amendment to the 2004 Performance Mgmt For Against Against
Incentive Plan
3 Amendment to the Employee Stock Mgmt For For For
Purchase Plan
4 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
ROCKWELL COLLINS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
COL CUSIP 774341101 02/10/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Anthony Carbone Mgmt For For For
1.2 Elect Clayton Jones Mgmt For For For
1.3 Elect Cheryl Shavers Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
RYDER SYSTEM, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
R CUSIP 783549108 05/01/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Elect James Beard Mgmt For For For
2 Elect John Berra Mgmt For For For
3 Elect Luis Nieto, Jr. Mgmt For For For
4 Elect E. Follin Smith Mgmt For For For
5 Elect Gregory Swienton Mgmt For For For
6 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
SAIA, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SAIA CUSIP 78709Y105 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: HERBERT A. Mgmt For For For
TRUCKSESS, III
2 ELECTION OF DIRECTOR: JAMES A. OLSON Mgmt For For For
3 ELECTION OF DIRECTOR: JEFFREY C. WARD Mgmt For For For
4 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
SIEMENS AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SI CUSIP 826197501 01/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 APPROPRIATION OF NET INCOME Mgmt For For For
2 Postpone Ratification of Rudi Lamprecht Mgmt For Against Against
3 Postpone Ratification of Jurgen Mgmt For Against Against
Radomski
4 Postpone Ratification ofUriel Sharef Mgmt For Against Against
5 Postpone Ratification of Klaus Wucherer Mgmt For Against Against
6 RATIFICATION OF THE ACTS OF THE OTHER Mgmt For For For
MANAGING BOARD MEMBER: PETER LOSCHER
7 Ratify Wolfgang Dehen Mgmt For For For
8 Ratify Heinrich Hiesinger Mgmt For Against Against
9 RATIFICATION OF THE ACTS OF THE OTHER Mgmt For Against Against
MANAGING BOARD MEMBER: JOE KAESER
10 Ratify Eduardo Montes Mgmt For Against Against
11 Ratify Jim Reid-Anderson Mgmt For For For
12 Ratify Erich Reinhardt Mgmt For Against Against
13 Ratify Herman Requardt Mgmt For Against Against
14 Ratify Siegfried Russwurm Mgmt For For For
15 Ratify Peter Solmssen Mgmt For For For
16 RATIFICATION OF THE ACTS OF THE Mgmt For Against Against
SUPERVISORY BOARD: GERHARD CROMME
17 RATIFICATION OF THE ACTS OF THE Mgmt For Against Against
SUPERVISORY BOARD: RALF HECKMANN
18 RATIFICATION OF THE ACTS OF THE Mgmt For Against Against
SUPERVISORY BOARD: JOSEF ACKERMANN
19 RATIFICATION OF THE ACTS OF THE Mgmt For Against Against
SUPERVISORY BOARD: LOTHAR ADLER
20 Ratify Jean-Louis Beffa Mgmt For For For
21 Ratify Gerhard Bieletzki Mgmt For Against Against
22 Ratify Gerd von Brandenstein Mgmt For For For
23 Ratify John Coombe Mgmt For Against Against
24 Ratify Hildegard Cornudet Mgmt For Against Against
25 Ratify Michael Diekmann Mgmt For For For
26 Ratify Hans Gaul Mgmt For For For
27 Ratify Birgit Grube Mgmt For Against Against
28 Ratify Peter Gruss Mgmt For For For
29 RATIFICATION OF THE ACTS OF THE Mgmt For For For
SUPERVISORY BOARD: BETTINA HALLER
30 RATIFICATION OF THE ACTS OF THE Mgmt For Against Against
SUPERVISORY BOARD: HEINZ HAWRELIUK
31 RATIFICATION OF THE ACTS OF THE Mgmt For Against Against
SUPERVISORY BOARD: BERTHOLD HUBER
32 Ratify Harald Kern Mgmt For For For
33 Ratify Walter Kroll Mgmt For Against Against
34 Ratify Nicola Leibinger-Kammuller Mgmt For For For
35 Ratify Michael Mirow Mgmt For For For
36 Ratify Werner Moenius Mgmt For For For
37 Ratify Roland Motzigemba Mgmt For For For
38 Ratify Thomas Rackow Mgmt For For For
39 Ratify Hakan Samuelsson Mgmt For For For
40 RATIFICATION OF THE ACTS OF THE Mgmt For For For
SUPERVISORY BOARD: DIETER SCHEITOR
41 Ratify Albrecht Schmidt Mgmt For Against Against
42 Ratify Henning Schulte-Noelle Mgmt For Against Against
43 Ratify Rainer Sieg Mgmt For For For
44 Ratify Peter von Siemens Mgmt For Against Against
45 Ratify Jerry Speyer Mgmt For Against Against
46 Ratify Birgit Steinborn Mgmt For Against Against
47 Ratify Iain Vallance of Tummel Mgmt For Against Against
48 APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For For
49 ACQUISITION AND USE OF SIEMENS SHARES Mgmt For For For
50 Ratify Rainer Sieg Mgmt For For For
51 CREATION OF AN AUTHORIZED CAPITAL 2009 Mgmt For For For
52 Authority to Issue Convertible Bonds Mgmt For For For
53 ADJUSTMENTS TO THE SUPERVISORY BOARD Mgmt For Against Against
REMUNERATION
54 AMENDMENTS TO THE ARTICLES OF Mgmt For For For
ASSOCIATION WITH REGARD TO ELECTIONS
- --------------------------------------------------------------------------------
SIMPSON MANUFACTURING CO., INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SSD CUSIP 829073105 04/17/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Barclay Simpson Mgmt For Withhold Against
1.2 Elect Jennifer Chatman Mgmt For For For
1.3 Elect Robin MacGillivray Mgmt For For For
2 Clerical Amendment to 2008 Proxy Mgmt For For For
Statement
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
SKYWEST, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SKYW CUSIP 830879102 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Jerry Atkin Mgmt For For For
1.2 Elect W. Steve Albrecht Mgmt For For For
1.3 Elect J. Ralph Atkin Mgmt For Withhold Against
1.4 Elect Margaret Billson Mgmt For For For
1.5 Elect Ian Cumming Mgmt For Withhold Against
1.6 Elect Henry Eyring Mgmt For For For
1.7 Elect Robert Sarver Mgmt For For For
1.8 Elect Steven Udvar-Hazy Mgmt For For For
1.9 Elect James Welch Mgmt For For For
2 2009 Employee Stock Purchase Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
SUNPOWER CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SPWRA CUSIP 867652109 05/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Uwe-Ernst Bufe Mgmt For Withhold Against
1.2 Elect Pat Wood, III Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
SYKES ENTERPRISES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SYKE CUSIP 871237103 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Charles Sykes Mgmt For For For
1.2 Elect William Meurer Mgmt For For For
1.3 Elect Furman Bodenheimer, Jr. Mgmt For For For
2 Amendment to the 2004 Non-employee Mgmt For For For
Director Fee Plan
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
TORO COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TTC CUSIP 891092108 03/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Janet Cooper Mgmt For For For
1.2 Elect Gary Ellis Mgmt For For For
1.3 Elect Gregg Steinhafel Mgmt For For For
2 Amendment to the 2000 Directors Stock Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
TUTOR PERINI CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PCR CUSIP 713839108 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Robert Band Mgmt For For For
1.2 Elect Robert Miller Mgmt For For For
1.3 Elect Michael Klein Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Company Name Change Mgmt For For For
4 Amendment to the 2004 Stock Option and Mgmt For For For
Incentive Plan
5 2009 General Incentive Compensation Mgmt For For For
Plan
- --------------------------------------------------------------------------------
UNION PACIFIC CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UNP CUSIP 907818108 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Elect Andrew Card, Jr. Mgmt For For For
2 Elect Erroll Davis, Jr. Mgmt For For For
3 Elect Thomas Donohue Mgmt For Against Against
4 Elect Archie Dunham Mgmt For For For
5 Elect Judith Hope Mgmt For For For
6 Elect Charles Krulak Mgmt For For For
7 Elect Michael McCarthy Mgmt For For For
8 Elect Michael McConnell Mgmt For For For
9 Elect Thomas McLarty III Mgmt For For For
10 Elect Steven Rogel Mgmt For Against Against
11 Elect Jose Villarreal Mgmt For For For
12 Elect James Young Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure Report
- --------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UPS CUSIP 911312106 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect F. Duane Ackerman Mgmt For Withhold Against
1.2 Elect Michael Burns Mgmt For For For
1.3 Elect D. Scott Davis Mgmt For For For
1.4 Elect Stuart Eizenstat Mgmt For For For
1.5 Elect Michael Eskew Mgmt For For For
1.6 Elect William Johnson Mgmt For For For
1.7 Elect Ann Livermore Mgmt For For For
1.8 Elect Rudy Markham Mgmt For For For
1.9 Elect John Thompson Mgmt For For For
1.10 Elect Carol Tome Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Omnibus Incentive Compensation Mgmt For Against Against
Plan
- --------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UTX CUSIP 913017109 04/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Louis Chenevert Mgmt For For For
1.2 Elect George David Mgmt For For For
1.3 Elect John Faraci Mgmt For For For
1.4 Elect Jean-Pierre Garnier Mgmt For For For
1.5 Elect Jamie Gorelick Mgmt For For For
1.6 Elect Carlos Gutierrez Mgmt For For For
1.7 Elect Edward Kangas Mgmt For For For
1.8 Elect Charles Lee Mgmt For For For
1.9 Elect Richard McCormick Mgmt For Withhold Against
1.10 Elect Harold McGraw III Mgmt For For For
1.11 Elect Richard Myers Mgmt For For For
1.12 Elect H. Patrick Swygert Mgmt For For For
1.13 Elect Andre Villeneuve Mgmt For For For
1.14 Elect Christine Whitman Mgmt For For For
2 APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For For
3 SHAREOWNER PROPOSAL: OFFSETS FOR ShrHoldr Against Against For
FOREIGN MILITARY SALES
- --------------------------------------------------------------------------------
W.W. GRAINGER, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GWW CUSIP 384802104 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Brian Anderson Mgmt For For For
1.2 Elect Wilbur Gantz Mgmt For For For
1.3 Elect V. Ann Hailey Mgmt For For For
1.4 Elect William Hall Mgmt For For For
1.5 Elect Richard Keyser Mgmt For For For
1.6 Elect Stuart Levenick Mgmt For For For
1.7 Elect John McCarter, Jr. Mgmt For For For
1.8 Elect Neil Novich Mgmt For For For
1.9 Elect Michael Roberts Mgmt For For For
1.10 Elect Gary Rogers Mgmt For For For
1.11 Elect James Ryan Mgmt For For For
1.12 Elect James Slavik Mgmt For For For
1.13 Elect Harold Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
WASTE MANAGEMENT, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WMI CUSIP 94106L109 05/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Elect Pastora Cafferty Mgmt For Against Against
2 Elect Frank Clark Mgmt For Against Against
3 Elect Patrick Gross Mgmt For Against Against
4 Elect John Pope Mgmt For Against Against
5 Elect W. Robert Reum Mgmt For Against Against
6 Elect Steven Rothmeier Mgmt For Against Against
7 Elect David Steiner Mgmt For For For
8 Elect Thomas Weidemeyer Mgmt For For For
9 Ratification of Auditor Mgmt For Against Against
10 Amendment to the Employee Stock Mgmt For For For
Purchase Plan
11 2009 Stock Incentive Plan Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditures
13 Shareholder Proposal Regarding ShrHoldr Against For Against
Elimination of Supermajority Voting
- --------------------------------------------------------------------------------
YINGLI GREEN ENERGY HOLDING CO. LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUSIP 98584B103 08/04/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Approve Annual Report Mgmt For For For
2 Approve Financial Statements Mgmt For For For
3 TO RE-ELECT MR. GEORGE JIAN CHUANG AS Mgmt For Against Against
A DIRECTOR OF THE COMPANY.
4 TO ELECT MR. MING HUANG AS A DIRECTOR Mgmt For For For
OF THE COMPANY.
5 TO ELECT MR. JUNMIN LIU AS A DIRECTOR Mgmt For For For
OF THE COMPANY.
6 TO RATIFY THE APPOINTMENT OF KPMG AS Mgmt For For For
THE COMPANY S INDEPENDENT AUDITORS.
ITEM 10: PROXY VOTING RECORD
Registrant: ICON Funds
Fund Name: ICON Information Technology Fund
Reporting Period: 7/1/2008 - 6/30/2009
- --------------------------------------------------------------------------------
ACCENTURE LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ACN CUSIP G1150G111 02/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 RE-APPOINTMENT TO THE BOARD OF Mgmt For For For
DIRECTORS: CHARLES H. GIANCARLO
2 RE-APPOINTMENT TO THE BOARD OF Mgmt For For For
DIRECTORS: DINA DUBLON
3 RE-APPOINTMENT TO THE BOARD OF Mgmt For For For
DIRECTORS: WILLIAM D. GREEN
4 RE-APPOINTMENT TO THE BOARD OF Mgmt For Against Against
DIRECTORS: NOBUYUKI IDEI
5 RE-APPOINTMENT TO THE BOARD OF Mgmt For For For
DIRECTORS: MARJORIE MAGNER
6 Ratification of Auditor Mgmt For Against Against
- --------------------------------------------------------------------------------
ALTERA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ALTR CUSIP 021441100 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Elect John Daane Mgmt For For For
2 Elect Robert Finocchio, Jr. Mgmt For For For
3 Elect Kevin McGarity Mgmt For For For
4 Elect Gregory Myers Mgmt For For For
5 Elect Krish Prabhu Mgmt For For For
6 Elect John Shoemaker Mgmt For For For
7 Elect Susan Wang Mgmt For For For
8 Amendment to the 2005 Equity Incentive Mgmt For For For
Plan
9 Amendment to the 1987 Employee Stock Mgmt For For For
Purchase Plan
10 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
ARROW ELECTRONICS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ARW CUSIP 042735100 05/01/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Daniel Duval Mgmt For For For
1.2 Elect Gail Hamilton Mgmt For For For
1.3 Elect John Hanson Mgmt For For For
1.4 Elect Richard Hill Mgmt For For For
1.5 Elect M.F. (Fran) Keeth Mgmt For For For
1.6 Elect Roger King Mgmt For For For
1.7 Elect Michael Long Mgmt For For For
1.8 Elect William Mitchell Mgmt For For For
1.9 Elect Stephen Patrick Mgmt For Withhold Against
1.10 Elect Barry Perry Mgmt For For For
1.11 Elect John Waddell Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
ATMI, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ATMI CUSIP 00207R101 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Stephen Mahle Mgmt For For For
1.2 Elect C. Douglas Marsh Mgmt For For For
1.3 Elect Douglas Neugold Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
AVNET, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AVT CUSIP 053807103 11/06/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Eleanor Baum Mgmt For For For
1.2 Elect J. Veronica Biggins Mgmt For For For
1.3 Elect Lawrence Clarkson Mgmt For For For
1.4 Elect Ehud Houminer Mgmt For For For
1.5 Elect Frank Noonan Mgmt For For For
1.6 Elect Ray Robinson Mgmt For For For
1.7 Elect William Sullivan Mgmt For For For
1.8 Elect Gary Tooker Mgmt For For For
1.9 Elect Roy Vallee Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
BAIDU.COM INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BIDU CUSIP 056752108 12/16/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Authority to Repurchase Shares Mgmt For For For
2 Amendment to Articles Regarding Share Mgmt For For For
Repurchases
3 Company Name Change Mgmt For For For
4 Amendment to Articles Mgmt For For For
5 Amendment to the 2000 Option Plan Mgmt For Against Against
6 2008 Share Incentive Plan Mgmt For Against Against
- --------------------------------------------------------------------------------
BRIGHTPOINT, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CELL CUSIP 109473405 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Kari-Pekka Wilska Mgmt For Withhold Against
1.2 Elect Jorn Jensen Mgmt For Withhold Against
1.3 Elect Jerre Stead Mgmt For Withhold Against
2 Amendment to the 2004 Long-Term Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For Against Against
- --------------------------------------------------------------------------------
CABOT MICROELECTRONICS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CCMP CUSIP 12709P103 03/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect John Frazee, Jr. Mgmt For For For
1.2 Elect Barbara Klein Mgmt For For For
1.3 Elect William Noglows Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
CACI INTERNATIONAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CAI CUSIP 127190304 11/19/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Dan Bannister Mgmt For For For
1.2 Elect Paul Cofoni Mgmt For For For
1.3 Elect Gregory Johnson Mgmt For For For
1.4 Elect Richard Leatherwood Mgmt For For For
1.5 Elect J.P. London Mgmt For For For
1.6 Elect Michael Mancuso Mgmt For For For
1.7 Elect James Pavitt Mgmt For For For
1.8 Elect Warren Phillips Mgmt For For For
1.9 Elect Charles Revoile Mgmt For For For
2 APPROVAL OF AMENDMENTS TO THE COMPANY Mgmt For For For
S 2006 STOCK INCENTIVE PLAN.
3 Right to Adjourn Meeting Mgmt For For For
4 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CSCO CUSIP 17275R102 11/13/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For Against Against
2 ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For For
3 ELECTION OF DIRECTOR: MICHAEL D. Mgmt For For For
CAPELLAS
4 ELECTION OF DIRECTOR: LARRY R. CARTER Mgmt For For For
5 ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For For
6 ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For For
7 ELECTION OF DIRECTOR: DR. JOHN L. Mgmt For Against Against
HENNESSY
8 ELECTION OF DIRECTOR: RICHARD M. Mgmt For For For
KOVACEVICH
9 ELECTION OF DIRECTOR: RODERICK C. Mgmt For For For
MCGEARY
10 ELECTION OF DIRECTOR: MICHAEL K. POWELL Mgmt For For For
11 ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For For
12 ELECTION OF DIRECTOR: JERRY YANG Mgmt For Against Against
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Formation of a Board Committee on
Human Rights
15 Shareholder Proposal Regarding Report ShrHoldr Against Against For
on Internet Fragmentation
- --------------------------------------------------------------------------------
COMMVAULT SYSTEMS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CVLT CUSIP 204166102 08/27/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Alan Bunte Mgmt For For For
1.2 Elect Frank Fanzilli, Jr. Mgmt For For For
1.3 Elect Daniel Pulver Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
CSG SYSTEMS INTERNATIONAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CSGS CUSIP 126349109 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Peter Kalan Mgmt For For For
1.2 Elect Frank Sica Mgmt For For For
1.3 Elect James Unruh Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
DAKTRONICS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DAKT CUSIP 234264109 08/27/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Aelred Kurtenbach Mgmt For For For
1.2 Elect Robert Dutcher Mgmt For For For
1.3 Elect Nancy Frame Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
- --------------------------------------------------------------------------------
FACTSET RESEARCH SYSTEMS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FDS CUSIP 303075105 12/16/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Michael DiChristina Mgmt For For For
1.2 Elect Walter Siebecker Mgmt For For For
1.3 Elect Joseph Zimmel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2008 Non-Employee Directors' Stock Mgmt For For For
Option Plan
4 TO RATIFY THE ADOPTION OF THE COMPANY Mgmt For For For
S 2008 EMPLOYEE STOCK PURCHASE PLAN.
5 Election of Directors Mgmt For For For
- --------------------------------------------------------------------------------
FIDELITY NATIONAL INFORMATION SERVICES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FIS CUSIP 31620M106 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect William Foley, II Mgmt For For For
1.2 Elect Thomas Hagerty Mgmt For Withhold Against
1.3 Elect Keith Hughes Mgmt For Withhold Against
1.4 Elect Richard Massey Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
FISERV, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FISV CUSIP 337738108 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Daniel Kearney Mgmt For For For
1.2 Elect Peter Kight Mgmt For For For
1.3 Elect Jeffery Yabuki Mgmt For For For
2 Amendment to the Employee Stock Mgmt For For For
Purchase Plan
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
FLEXTRONICS INTERNATIONAL LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FLEX CUSIP Y2573F102 09/30/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 RE-ELECTION OF MR. H. RAYMOND BINGHAM Mgmt For For For
AS A DIRECTOR OF FLEXTRONICS.
2 RE-ELECTION OF MR. AJAY B. SHAH AS A Mgmt For For For
DIRECTOR OF FLEXTRONICS.
3 RE-ELECTION OF DR. WILLY C. SHIH AS A Mgmt For For For
DIRECTOR OF FLEXTRONICS.
4 RE-APPOINTMENT OF MR. ROCKWELL A. Mgmt For For For
SCHNABEL AS A DIRECTOR OF FLEXTRONICS.
5 Ratification of Auditor Mgmt For For For
6 Authorize Ordinary Share Issuances Mgmt For For For
7 Renew Share Purchase Mandate Mgmt For For For
8 Amendment to 2001 Equity Incentive Mgmt For For For
Plan to Increase Shares for Stock
Bonus Issuance
9 Amendment to 2001 Equity Incentive Mgmt For For For
Plan To Increase Sub-limit Maximum
Number of Ordinary Shares
10 Amendment to 2001 Equity Incentive Mgmt For For For
Plan to Increase Shares
- --------------------------------------------------------------------------------
GOOGLE INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GOOG CUSIP 38259P508 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Eric Schmidt Mgmt For For For
1.2 Elect Sergey Brin Mgmt For For For
1.3 Elect Larry Page Mgmt For For For
1.4 Elect L. John Doerr Mgmt For For For
1.5 Elect John Hennessy Mgmt For Withhold Against
1.6 Elect Arthur Levinson Mgmt For Withhold Against
1.7 Elect Ann Mather Mgmt For For For
1.8 Elect Paul Otellini Mgmt For Withhold Against
1.9 Elect K. Shriram Mgmt For For For
1.10 Elect Shirley Tilghman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock Plan Mgmt For Against Against
4 Shareholder proposal regarding ShrHoldr For For For
political contribution disclosure
5 Shareholder proposal regarding ShrHoldr Against Against For
internet censorship
6 Shareholder proposal regarding health ShrHoldr Against Against For
care reform
- --------------------------------------------------------------------------------
HARRIS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HRS CUSIP 413875105 10/24/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Elect Lewis Hay III Mgmt For Against Against
2 ELECTION OF A DIRECTOR FOR A Mgmt For For For
THREE-YEAR TERM EXPIRING IN 2011:
KAREN KATEN
3 Elect Stephen Kaufman Mgmt For For For
4 Elect Hansel Tookes II Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Increase of Authorized Common Stock Mgmt For For For
7 Declassification of Board Mgmt For For For
- --------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HPQ CUSIP 428236103 03/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: L. T. BABBIO, JR. Mgmt For Against Against
2 ELECTION OF DIRECTOR: S. M. BALDAUF Mgmt For For For
3 ELECTION OF DIRECTOR: R. L. GUPTA Mgmt For Against Against
4 ELECTION OF DIRECTOR: J. H. HAMMERGREN Mgmt For For For
5 ELECTION OF DIRECTOR: M. V. HURD Mgmt For For For
6 ELECTION OF DIRECTOR: J. Z. HYATT Mgmt For For For
7 ELECTION OF DIRECTOR: J. R. JOYCE Mgmt For For For
8 ELECTION OF DIRECTOR: R. L. RYAN Mgmt For For For
9 ELECTION OF DIRECTOR: L. S. SALHANY Mgmt For For For
10 ELECTION OF DIRECTOR: G. K. THOMPSON Mgmt For For For
11 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
INGRAM MICRO INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IM CUSIP 457153104 06/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect John Ingram Mgmt For For For
1.2 Elect Dale Laurance Mgmt For For For
1.3 Elect Gerhard Schulmeyer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
INSIGHT ENTERPRISES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NSIT CUSIP 45765U103 06/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Timothy Crown Mgmt For For For
1.2 Elect Anthony Ibarguen Mgmt For For For
1.3 Elect Kathleen Pushor Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
INTEL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
INTC CUSIP 458140100 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Elect Charlene Barshefsky Mgmt For Against Against
2 Elect Susan Decker Mgmt For For For
3 Elect John Donahoe Mgmt For For For
4 Elect Reed Hundt Mgmt For For For
5 Elect Paul Otellini Mgmt For For For
6 Elect James Plummer Mgmt For For For
7 Elect David Pottruck Mgmt For For For
8 Elect Jane Shaw Mgmt For For For
9 Elect John Thornton Mgmt For For For
10 Elect Frank Yeary Mgmt For For For
11 Elect David Yoffie Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2006 Equity Incentive Mgmt For For For
Plan
14 Stock Option Exchange Program Mgmt For For For
15 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
17 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Right to Water
- --------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IBM CUSIP 459200101 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt For Against Against
2 ELECTION OF DIRECTOR: C. BLACK Mgmt For Against Against
3 ELECTION OF DIRECTOR: W.R. BRODY Mgmt For For For
4 ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For For
5 ELECTION OF DIRECTOR: M.L. ESKEW Mgmt For Against Against
6 ELECTION OF DIRECTOR: S.A. JACKSON Mgmt For For For
7 ELECTION OF DIRECTOR: T. NISHIMURO Mgmt For For For
8 ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For For
9 ELECTION OF DIRECTOR: S.J. PALMISANO Mgmt For For For
10 ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For For
11 ELECTION OF DIRECTOR: S. TAUREL Mgmt For For For
12 ELECTION OF DIRECTOR: L.H. ZAMBRANO Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Approval of Long-Term Incentive Mgmt For For For
Performance Terms
15 STOCKHOLDER PROPOSAL ON CUMULATIVE ShrHoldr Against For Against
VOTING
16 STOCKHOLDER PROPOSAL ON EXECUTIVE ShrHoldr Against For Against
COMPENSATION AND PENSION INCOME
17 STOCKHOLDER PROPOSAL ON ADVISORY VOTE ShrHoldr Against For Against
ON EXECUTIVE COMPENSATION
- --------------------------------------------------------------------------------
J2 GLOBAL COMMUNICATIONS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JCOM CUSIP 46626E205 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Douglas Bech Mgmt For For For
1.2 Elect Robert Cresci Mgmt For Withhold Against
1.3 Elect W. Brian Kretzmer Mgmt For For For
1.4 Elect Richard Ressler Mgmt For Withhold Against
1.5 Elect John Rieley Mgmt For Withhold Against
1.6 Elect Stephen Ross Mgmt For For For
1.7 Elect Michael Schulhof Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
- --------------------------------------------------------------------------------
LINEAR TECHNOLOGY CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LLTC CUSIP 535678106 11/05/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Robert Swanson, Jr. Mgmt For For For
1.2 Elect David Lee Mgmt For Withhold Against
1.3 Elect Lothar Maier Mgmt For Withhold Against
1.4 Elect Richard Moley Mgmt For For For
1.5 Elect Thomas Volpe Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
MASTERCARD INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MA CUSIP 57636Q104 06/09/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Richard Haythornthwaite Mgmt For For For
1.2 Elect David Carlucci Mgmt For For For
1.3 Elect Robert Selander Mgmt For For For
2 Change In Board Size Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
MICROSOFT CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MSFT CUSIP 594918104 11/19/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For For
2 ELECTION OF DIRECTOR: JAMES I. CASH JR. Mgmt For For For
3 ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For For
4 ELECTION OF DIRECTOR: WILLIAM H. GATES Mgmt For For For
III
5 ELECTION OF DIRECTOR: RAYMOND V. Mgmt For For For
GILMARTIN
6 ELECTION OF DIRECTOR: REED HASTINGS Mgmt For For For
7 ELECTION OF DIRECTOR: DAVID F. Mgmt For For For
MARQUARDT
8 ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For For
9 ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For For
10 Executive Officer Incentive Plan Mgmt For For For
11 Amendment to the 1999 Stock Option Mgmt For For For
Plan for Non-Employee Directors
12 Ratification of Auditor Mgmt For For For
13 SHAREHOLDER PROPOSAL - ADOPTION OF ShrHoldr Against Against For
POLICIES ON INTERNET CENSORSHIP.
14 SHAREHOLDER PROPOSAL - ESTABLISHMENT ShrHoldr Against Against For
OF BOARD COMMITTEE ON HUMAN RIGHTS.
15 SHAREHOLDER PROPOSAL - DISCLOSURE OF ShrHoldr Against Against For
CHARITABLE CONTRIBUTIONS.
- --------------------------------------------------------------------------------
MULTI-FINELINE ELECTRONIX INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MFLX CUSIP 62541B101 03/11/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Philippe Lemaitre Mgmt For For For
1.2 Elect Donald Schwanz Mgmt For For For
1.3 Elect Choon Seng Tan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock Incentive Mgmt For For For
Plan
- --------------------------------------------------------------------------------
NETGEAR, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NTGR CUSIP 64111Q104 06/02/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Patrick Lo Mgmt For For For
1.2 Elect Jocelyn Carter-Miller Mgmt For For For
1.3 Elect Ralph Faison Mgmt For For For
1.4 Elect A. Timothy Godwin Mgmt For For For
1.5 Elect Jef Graham Mgmt For For For
1.6 Elect Linwood Lacy, Jr. Mgmt For For For
1.7 Elect George Parker Mgmt For For For
1.8 Elect Gregory Rossmann Mgmt For For For
1.9 Elect Julie Shimer Mgmt For For For
2 Amendment to the 2003 Employee Stock Mgmt For For For
Purchase Plan
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
OPEN TEXT CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
OTEX CUSIP 683715106 12/09/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect P. Thomas Jenkins Mgmt For For For
1.2 Elect John Shackleton Mgmt For For For
1.3 Elect H. Garfield Emerson Mgmt For For For
1.4 Elect Randy Fowlie Mgmt For For For
1.5 Elect Gail Hamilton Mgmt For For For
1.6 Elect Brian Jackman Mgmt For For For
1.7 Elect Stephen Sadler Mgmt For Withhold Against
1.8 Elect Michael Slaunwhite Mgmt For For For
1.9 Elect Katharine Stevenson Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
3 Amendment to the Stock Option Plan Mgmt For For For
- --------------------------------------------------------------------------------
ORACLE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ORCL CUSIP 68389X105 10/10/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Jeffrey Henley Mgmt For For For
1.2 Elect Lawrence Ellison Mgmt For For For
1.3 Elect Donald Lucas Mgmt For Withhold Against
1.4 Elect Michael Boskin Mgmt For For For
1.5 Elect Jack Kemp Mgmt For For For
1.6 Elect Jeffrey Berg Mgmt For Withhold Against
1.7 Elect Safra Catz Mgmt For For For
1.8 Elect Hector Garcia-Molina Mgmt For For For
1.9 Elect H. Raymond Bingham Mgmt For For For
1.10 Elect Charles Phillips, Jr. Mgmt For For For
1.11 Elect Naomi Seligman Mgmt For For For
1.12 Elect George Conrades Mgmt For For For
1.13 Elect Bruce Chizen Mgmt For For For
2 2009 Executive Bonus Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
4 STOCKHOLDER PROPOSAL ON ADVISORY VOTE ShrHoldr Against For Against
ON EXECUTIVE COMPENSATION.
- --------------------------------------------------------------------------------
RESEARCH IN MOTION LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RIMM CUSIP 760975102 07/15/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Election of Directors (Slate) Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
- --------------------------------------------------------------------------------
SAP AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SAP CUSIP 803054204 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Allocation of Profits/Dividends Mgmt For For For
2 Ratification of Management Board Acts Mgmt For For For
3 Ratification of Supervisory Board Acts Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Authority to Repurchase Shares Mgmt For For For
6 Amendments to Articles Mgmt For For For
- --------------------------------------------------------------------------------
SCANSOURCE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SCSC CUSIP 806037107 12/04/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Michael Baur Mgmt For Withhold Against
1.2 Elect Steven Fischer Mgmt For For For
1.3 Elect James Foody Mgmt For Withhold Against
1.4 Elect Michael Grainger Mgmt For For For
1.5 Elect John Reilly Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
SINA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SINA CUSIP G81477104 09/08/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Pehong Chen Mgmt For For For
1.2 Elect Lip-Bu Tan Mgmt For For For
1.3 Elect Yichen Zhang Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Articles Of Mgmt For For For
Association.
- --------------------------------------------------------------------------------
SOHU.COM, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SOHU CUSIP 83408W103 06/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Charles Zhang Mgmt For For For
1.2 Elect Charles Huang Mgmt For For For
1.3 Elect Dave Qi Mgmt For For For
1.4 Elect Shi Wang Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
SYNAPTICS, INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SYNA CUSIP 87157D109 10/21/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Francis Lee Mgmt For For For
1.2 Elect Richard Sanquini Mgmt For For For
1.3 Elect Nelson Chan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
SYNNEX CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SNX CUSIP 87162W100 03/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Robert Huang Mgmt For For For
1.2 Elect Kevin M. Murai Mgmt For For For
1.3 Elect Matthew Miau Mgmt For Withhold Against
1.4 Elect Fred Breidenbach Mgmt For For For
1.5 Elect Gregory Quesnel Mgmt For For For
1.6 Elect Dwight Steffensen Mgmt For For For
1.7 Elect James Van Horne Mgmt For For For
1.8 Elect Duane Zitzner Mgmt For For For
2 Amendment of the 2003 Employee Stock Mgmt For For For
Purchase Plan
3 APPROVAL OF 2009 PROFIT SHARING PLAN Mgmt For For For
FOR SECTION 16(B) OFFICERS.
4 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
TERADYNE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TER CUSIP 880770102 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Elect James Bagley Mgmt For For For
2 Elect Michael Bradley Mgmt For For For
3 Elect Albert Carnesale Mgmt For For For
4 Elect Edwin Gillis Mgmt For For For
5 Elect Vincent O'Reilly Mgmt For For For
6 Elect Paul Tufano Mgmt For For For
7 Elect Roy Vallee Mgmt For For For
8 Elect Patricia Wolpert Mgmt For For For
9 Amendment to the 2006 Equity and Cash Mgmt For For For
Compensation Incentive Plan
10 Amendment to the 1996 Employee Stock Mgmt For For For
Purchase Plan
11 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
VERIFONE HOLDINGS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PAY CUSIP 92342Y109 06/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Robert Alspaugh Mgmt For For For
1.2 Elect Douglas Bergeron Mgmt For For For
1.3 Elect Leslie Denend Mgmt For Withhold Against
1.4 Elect Alex Hart Mgmt For For For
1.5 Elect Robert Henske Mgmt For Withhold Against
1.6 Elect Richard McGinn Mgmt For For For
1.7 Elect Eitan Raff Mgmt For For For
1.8 Elect Charles Rinehart Mgmt For Withhold Against
1.9 Elect Collin Roche Mgmt For For For
1.10 Elect Jeffrey Stiefler Mgmt For For For
2 Stock Option Exchange Program Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
VERISIGN, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VRSN CUSIP 92343E102 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect D. James Bidzos Mgmt For For For
1.2 Elect William Chenevich Mgmt For For For
1.3 Elect Kathleen Cote Mgmt For Withhold Against
1.4 Elect Roger Moore Mgmt For Withhold Against
1.5 Elect John Roach Mgmt For For For
1.6 Elect Louis Simpson Mgmt For Withhold Against
1.7 Elect Timothy Tomlinson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
VISA INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
V CUSIP 92826C839 04/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Elect Hani Al-Qadi Mgmt For For For
2 Elect Charles Doyle Mgmt For For For
3 Elect Peter Hawkins Mgmt For For For
4 Elect David McKay Mgmt For For For
5 Elect Charles Scharf Mgmt For For For
6 Elect Segismundo Schulin-Zeuthen Mgmt For For For
7 Elect Thomas Campbell Mgmt For For For
8 Elect Gary Coughlan Mgmt For For For
9 Elect Mary Cranston Mgmt For For For
10 Elect Francisco Fernandez-Carbajal Mgmt For For For
11 Elect Suzanne Johnson Mgmt For For For
12 Elect Joseph Saunders Mgmt For For For
13 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
VISA INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
V CUSIP 92826C839 10/14/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Amendments to the Certificate of Mgmt For For For
Incorproation
- --------------------------------------------------------------------------------
VISA INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
V CUSIP 92826C839 12/16/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Amendment Regarding the Retrospective Mgmt For For For
Responsibility Plan
- --------------------------------------------------------------------------------
XILINX, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
XLNX CUSIP 983919101 08/14/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1.1 Elect Willem Roelandts Mgmt For For For
1.2 Elect Moshe Gavrielov Mgmt For For For
1.3 Elect John Doyle Mgmt For For For
1.4 Elect Jerald Fishman Mgmt For For For
1.5 Elect Philip Gianos Mgmt For For For
1.6 Elect William Howard, Jr. Mgmt For For For
1.7 Elect J. Michael Patterson Mgmt For For For
1.8 Elect Marshall Turner Mgmt For For For
1.9 Elect Elizabeth Vanderslice Mgmt For For For
2 Amendment to the 1990 Employee Mgmt For For For
Qualified Stock Purchase Plan
3 Amendment to the 2007 Equity Incentive Mgmt For For For
Plan
4 Ratification of Auditor Mgmt For For For
ITEM 11: PROXY VOTING RECORD
Registrant: ICON Funds
Fund Name: ICON International Equity Fund
Reporting Period: 7/1/2008 - 6/30/2009
- --------------------------------------------------------------------------------
ALLIANZ SE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D03080112 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Appropriation of net earnings Mgmt For For For
5 Approval of the actions of the members Mgmt For Against Against
of the Management Board
6 Approval of the actions of the members Mgmt For Against Against
of the Supervisory Board
7 By-election to the Supervisory Board Mgmt For For For
8 Authorization to acquire treasury Mgmt For For For
shares for trading purposes
9 Authorization to acquire and utilize Mgmt For For For
treasury shares for other purposes
10 Authority to Repurchase Shares using Mgmt For For For
Derivatives
11 Amendment Regarding Shareholder Mgmt For Against Against
Disclosure Rules
12 Amendments to Articles Mgmt For For For
13 Amendments to Articles Mgmt For For For
14 Intra-Company Contract Mgmt For For For
15 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
ARCELORMITTAL S.A. (FKA MITTAL STEEL CO.)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS L0302D129 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Luxembourg
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Presentation of Board and Auditor's Mgmt Abstain Abstain For
Reports
2 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
ARCELORMITTAL S.A. (FKA MITTAL STEEL CO.)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS L0302D129 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Luxembourg
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Consolidated Accounts and Reports Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Ratification of Board Acts Mgmt For For For
8 Acknowledgment of End of Mandate of Mgmt For For For
Directors
9 Elect Narayanan Vaghul Mgmt For For For
10 Elect Wilbur Ross Mgmt For For For
11 Elect Francois Pinault Mgmt For For For
12 Authority to Repurchase Shares Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Issue Restricted Stock as Mgmt For For For
Part of Bonus Pay
15 Authority to Grant Stock Options; Mgmt For For For
Approval of Long-Term Incentive Plan
16 Employee Share Purchase Plan Mgmt For For For
- --------------------------------------------------------------------------------
ARCELORMITTAL S.A. (FKA MITTAL STEEL CO.)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS L0302D129 06/17/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Luxembourg
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Authority to Increase Share Capital Mgmt For For For
- --------------------------------------------------------------------------------
ASICS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J03234150 06/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Allocation of Profits/Dividends Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Elect Kiyomi Wada Mgmt For Against Against
4 Elect Motoi Oyama Mgmt For For For
5 Elect Yuuichiroh Shimizu Mgmt For For For
6 Elect Nobuo Oda Mgmt For For For
7 Elect Yoshio Chihara Mgmt For For For
8 Elect Toshiroh Ikezaki Mgmt For For For
9 Elect Kazuto Matsuo Mgmt For For For
10 Elect Motoi Oyama Mgmt For For For
- --------------------------------------------------------------------------------
ASTRAL MEDIA INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS 046346201 12/09/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Mix Canada
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Mr. Normand Beauchamp as a Mgmt For For For
Director of the Corporation
4 Elect Mr. Austin C. Beutel as a Mgmt For Against Against
Director of the Corporation
5 Elect Mr. Paul A. Bronfman as a Mgmt For For For
Director of the Corporation
6 Elect Mr. Andre Bureau as a Director Mgmt For For For
of the Corporation
7 Elect Mr. Jack L. Cockwell as a Mgmt For For For
Director of the Corporation
8 Elect Mr. George A. Cohon as a Mgmt For For For
Director of the Corporation
9 Elect Mr. Paul V. Godfrey as a Mgmt For For For
Director of the Corporation
10 Elect Mr. Ian Greenberg as a Director Mgmt For For For
of the Corporation
11 Elect Mr. Sidney Greenberg as a Mgmt For For For
Director of the Corporation
12 Elect Mr. Stephen Greenberg as a Mgmt For For For
Director of the Corporation
13 Elect Mr. Sidney M. Horn as a Director Mgmt For For For
of the Corporation
14 Elect Ms. Mila P. Mulroney as a Mgmt For For For
Director of the Corporation
15 Elect Mr. Timothy R. Price as a Mgmt For Against Against
Director of the Corporation
16 Elect Mr. Gary Slaight as a Director Mgmt For For For
of the Corporation
17 Appointment of Auditor Mgmt For For For
18 Renewal of Stock Option Plan and RSU Mgmt For For For
Plan
19 Amendments to Stock Option Plan and Mgmt For For For
RSU Plan
20 Amendments to By-Laws Mgmt For For For
21 Non-Voting Agenda Item N/A N/A N/A N/A
- --------------------------------------------------------------------------------
AXIS BANK LTD. (FKA UTI BANK LTD.)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y0487S103 02/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Other India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment to Articles Mgmt For For For
- --------------------------------------------------------------------------------
BANCO SANTANDER S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS E19790109 01/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Spain
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of the Acquisition Mgmt For For For
3 Special Equity Bonus Mgmt For For For
4 Authority to Carry Out Formalities Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
BANCO SANTANDER S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS E19790109 06/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Spain
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports; Ratification of Mgmt For For For
Board Acts
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Matias Rodriguez Inciarte Mgmt For For For
5 Elect Manuel Soto Serrano Mgmt For For For
6 Elect Guillermo de la Dehesa Romero Mgmt For For For
7 Elect Abel Matutes Juan Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Authority to Repurchase Shares Mgmt For For For
10 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
11 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive Rights
12 Authority to Issue Scrip Dividend Mgmt For For For
13 Authority to Issue Convertible Mgmt For For For
Securities w/ or w/o Preemptive Rights
14 Amendments to Long-Term Incentive Plans Mgmt For For For
15 Stock Purchase Plan - Abbey National Mgmt For For For
Plc. and Group Employees in UK
16 Issuance of Restricted Stock - Mgmt For For For
Sovereign Bancorp, Inc. Employees
17 Authority to Carry Out Formalities Mgmt For For For
- --------------------------------------------------------------------------------
BANCO SANTANDER S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS E19790109 09/22/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Spain
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Approval of the Merger Agreement Mgmt For For For
2 Special Equity Bonus Mgmt For For For
3 Authority to Carry Out Formalities Mgmt For For For
- --------------------------------------------------------------------------------
BANK OF CHINA LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y0698A107 03/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special China
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Shareholder Proposal Regarding ShrHoldr N/A Against N/A
Subordinated Bond Issuance
3 Shareholder Proposal Regarding ShrHoldr N/A Against N/A
Subordinated Bond Issuance
4 Shareholder Proposal Regarding ShrHoldr N/A Against N/A
Subordinated Bond Issuance
- --------------------------------------------------------------------------------
BANK OF CHINA LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y0698A107 06/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual China
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Financial Statements Mgmt For For For
5 Financial Budget Mgmt For For For
6 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
7 Performance Appraisal and Bonus Plans Mgmt For For For
of XIAO Gang
8 Performance Appraisal and Bonus Plans Mgmt For For For
of LI Lihui
9 Performance Appraisal and Bonus Plans Mgmt For For For
of LI Zaohang
10 Performance Appraisal and Bonus Plans Mgmt For For For
of ZHOU Zaiqun
11 Performance Appraisal and Bonus Plans Mgmt For For For
of LIU Ziqiang
12 Performance Appraisal and Bonus Plans Mgmt For For For
of WANG Xueqiang
13 Performance Appraisal and Bonus Plans Mgmt For For For
of LIU Wanming
14 Elect Peter SEAH Lim Huat Mgmt For Against Against
15 Elect Alberto Togni Mgmt For For For
16 Supplemental Delegation of Authorities Mgmt For For For
17 Amendments to Articles Mgmt For For For
18 Issuance of Bond Mgmt For For For
- --------------------------------------------------------------------------------
BHP BILLITON PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G10877101 10/23/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve the financial statements and Mgmt For For For
statutory reports for BHP Billiton Plc
3 Accounts and Reports (BHP Billiton Mgmt For For For
Ltd.)
4 Re-elect Mr. Paul Anderson as a Mgmt For For For
Director of BHP Billiton Plc
5 Re-elect Mr. Paul Anderson as a Mgmt For For For
Director of BHP Billiton Limited
6 Re-elect Mr. Don Argus as a Director Mgmt For For For
of BHP Billiton Plc
7 Re-elect Mr. Don Argus as a Director Mgmt For For For
of BHP Billiton Limited
8 Re-elect Dr. John Buchanan as a Mgmt For For For
Director of BHP Billiton Plc
9 Re-elect Dr. John Buchanan as a Mgmt For For For
Director of BHP Billiton Limited
10 Re-elect Mr. David Crawford as a Mgmt For For For
Director of BHP Billiton Plc
11 Re-elect Mr. David Crawford as a Mgmt For For For
Director of BHP Billiton Limited
12 Re-elect Mr. Jacques Nasser as a Mgmt For For For
Director of BHP Billiton Plc
13 Re-elect Mr. Jacques Nasser as a Mgmt For For For
Director of BHP Billiton Limited
14 Re-elect Dr. John Schubert as a Mgmt For For For
Director of BHP Billiton Plc
15 Re-elect Dr. John Schubert as a Mgmt For For For
Director of BHP Billiton Limited
16 Elect Mr. Alan Boeckmann as a Director Mgmt For For For
of BHP Billiton Plc
17 Elect Mr. Alan Boeckmann as a Director Mgmt For For For
of BHP Billiton Limited
18 Elect Stephen Mayne (BHP Billiton plc) Mgmt Against Against For
19 Elect Stephen Mayne (BHP Billiton Ltd.) Mgmt Against Against For
20 Elect Dr. David Morgan as a Director Mgmt For For For
of BHP Billiton Plc
21 Elect Dr. David Morgan as a Director Mgmt For For For
of BHP Billiton Limited
22 Elect Mr. Keith Rumble as a Director Mgmt For For For
of BHP Billiton Plc
23 Elect Mr. Keith Rumble as a Director Mgmt For For For
of BHP Billiton Limited
24 Appointment of Auditor and Authority Mgmt For For For
to Set Fees (BHP Billiton plc)
25 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights (BHP Billiton plc)
26 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights (BHP Billiton plc)
27 Authorize 223,112,120 BHP Billiton Plc Mgmt For For For
ordinary shares for market purchase
28 Reduction in Issued Share Capital Mgmt For For For
(April 30, 2009)
29 Reduction in Issued Share Capital (May Mgmt For For For
29, 2009)
30 Reduction in Issued Share Capital Mgmt For For For
(June 15, 2009
31 Reduction in Issued Share Capital Mgmt For For For
(July 31, 2009)
32 Reduction in Issued Share Capital Mgmt For For For
(September 15, 2009)
33 Reduction in Issued Share Capital Mgmt For For For
(November 30, 2009)
34 Approve the remuneration report for Mgmt For For For
the YE 30 JUN 2008
35 Amendments to the Group Incentive Mgmt For For For
Schemes
36 Equity Grant (Marius J. Kloppers) Mgmt For For For
37 Non-Executive Directors' Fees (BHP Mgmt For For For
Billiton plc)
38 Non-Executive Directors' Fees (BHP Mgmt For For For
Billiton Ltd.)
39 Adoption of New Articles (BHP Billiton Mgmt For For For
plc)
40 Adoption of New Articles (BHP Billiton Mgmt For For For
Ltd.)
- --------------------------------------------------------------------------------
BIDVEST GROUP LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS S1201R162 10/02/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Africa
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Issuance of Shares Pursuant to Mgmt For For For
Acquisition
- --------------------------------------------------------------------------------
BIDVEST GROUP LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS S1201R162 11/17/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Africa
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 Directors' Fees Mgmt For For For
3 Re-appoint Deloitte and Touche as the Mgmt For For For
Auditors
4 Authority to Repurchase Shares Mgmt For For For
5 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
6 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
7 Authority to Distribute Share Capital Mgmt For For For
or Share Premium
8 Conditional Share Plan 2008 Mgmt For For For
9 Authority to Create and Issue Mgmt For For For
Convertible Debentures
10 Elect Bernard Berson Mgmt For For For
11 Elect Lilian Boyle Mgmt For For For
12 Elect Alfred da Costa Mgmt For For For
13 Elect Anthony Dawe Mgmt For For For
14 Elect Muriel Dube Mgmt For Against Against
15 Elect Nigel Payne Mgmt For For For
16 Elect Lindsay Ralphs Mgmt For For For
17 Elect Pansy Tlakula Mgmt For Against Against
18 Non-Voting Agenda Item N/A N/A N/A N/A
- --------------------------------------------------------------------------------
BIM BIRLESIK MAGAZALAR AS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS M2014F102 04/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Turkey
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening; Election of Presiding Chairman Mgmt For For For
3 Reports Mgmt For For For
4 Receive the year 2008 balance sheet Mgmt For For For
and income statement
5 Approve the decision on the 2008 Mgmt For Abstain Against
dividend payment
6 Ratification of Board and Statutory Mgmt For For For
Auditors' Acts
7 Election of Directors; Fees Mgmt For Abstain Against
8 Election of Statutory Auditors Mgmt For Abstain Against
9 Charitable Donations Mgmt For For For
10 Appointment of Auditor Mgmt For Abstain Against
11 Wishes Mgmt For For For
- --------------------------------------------------------------------------------
BNP PARIBAS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F1058Q238 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Mix France
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Consolidated Accounts and Reports Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Related Party Transactions Mgmt For For For
8 Authority to Repurchase Shares Mgmt For For For
9 Elect Claude Bebear Mgmt For For For
10 Elect Jean-Louis Beffa Mgmt For For For
11 Elect Denis Kessler Mgmt For For For
12 Elect Laurence Parisot Mgmt For For For
13 Elect Michel Pebereau Mgmt For For For
14 Authority to Increase Capital in Mgmt For For For
Consideration of Contributions in Kind
of Fortis Banque SA Shares
15 Authority to Increase Capital in Mgmt For For For
Consideration of Contributions in Kind
of Shares of BGL SA
16 Authority to Increase Capital In Mgmt For For For
Consideration for Contributions in Kind
17 Amendments to Articles Regarding Mgmt For For For
Preferred Shares
18 Authority to Cancel Shares and Reduce Mgmt For For For
Capital
19 Authority to Carry Out Formalities Mgmt For For For
- --------------------------------------------------------------------------------
BNP PARIBAS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F1058Q238 12/19/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special France
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Approve the contribution in kind of Mgmt For For For
98,529,695 Fortis Banque shares by SFPI
4 Authority to Increase Capital in Mgmt For For For
Consideration of Contributions in Kind
of Shares of Fortis Banque Luxembourg
SA
5 Conditions of Share Issuances in Mgmt For For For
Consideration for Contributions in
Kind
6 Grant authority for filing of required Mgmt For For For
documents/other formalities
- --------------------------------------------------------------------------------
BP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G12793108 04/16/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Receive the report of the Directors Mgmt For For For
and the accounts for the YE 31 DEC 2008
2 Approve the Directors remuneration Mgmt For Against Against
report for the YE 31 DEC 2008
3 Re-elect Mr. A. Burgmans as a Director Mgmt For For For
4 Re-elect Mrs. C. B. Carroll as a Mgmt For For For
Director
5 Re-elect Sir William Castell as a Mgmt For For For
Director
6 Re-elect Mr. I. C. Conn as a Director Mgmt For For For
7 Re-elect Mr. G. David as a Director Mgmt For For For
8 Re-elect Mr. E. B. Davis as a Director Mgmt For For For
9 Re-elect Mr. R. Dudley as a Director Mgmt For For For
10 Re-elect Mr. D. J. Flint as a Director Mgmt For For For
11 Re-elect Dr. B. E. Grote as a Director Mgmt For For For
12 Re-elect Dr. A. B. Hayward as a Mgmt For For For
Director
13 Re-elect Mr. A. G. Inglis as a Mgmt For For For
Director
14 Re-elect Dr. D. S. Julius as a Mgmt For Against Against
Director
15 Re-elect Sir Tom McKillop as a Mgmt For Against Against
Director
16 Re-elect Sir Ian Prosser as a Director Mgmt For For For
17 Re-elect Mr. P. D. Sutherland as a Mgmt For For For
Director
18 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
19 Authorize the Company, in accordance Mgmt For For For
with Section 163[3] of the Companies
Act 1985, to make market purchases
[Section 163[3]] with nominal value of
USD 0.25 each in the capital of the
Company, at a minimum price of USD
0.25 and not more than 5% above the
average market value for such shares
derived from the London Stock Exchange
Daily Official List, for the 5
business days preceding the date of
purchase; [Authority expires at the
conclusion of the AGM of the Company
in 2010 or 15 JUL 2010]; the Company,
before the expiry, may make a contract
to purchase ordinary shares which will
or may be executed wholly or partly
after such expiry
20 Authorize the Directors by the Company Mgmt For For For
s Articles of Association to allot
relevant securities up to an aggregate
nominal amount equal to the Section 80
Amount of USD 1,561 million, ;
[Authority expires the earlier of the
conclusion of the next AGM in 2010 of
the Company or 15 JUL 2010]
21 Authorize the Directors, pursuant to Mgmt For For For
Section 89 of the Companies Act 1985,
to allot equity securities [Section
89] to the allotment of equity
securities: a) in connection with a
rights issue; b) up to an aggregate
nominal amount of USD 234 million;
[Authority expires the earlier of the
conclusion of the next AGM in 2010 of
the Company or 15 JUL 2010];
22 Amendments to Articles Regarding Mgmt For Against Against
General Meeting Notice Period
23 Non-Voting Meeting Note N/A N/A N/A N/A
24 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
BRADESPAR S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P1808W104 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Mix Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Elect the Directors Mgmt For Against Against
10 Elect the Fiscal Council Members and Mgmt For For For
approve their remuneration
11 Non-Voting Agenda Item N/A N/A N/A N/A
- --------------------------------------------------------------------------------
CHAODA MODERN AGRICULTURE HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G2046Q107 06/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Cayman Islands
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 2009 Agreement and Annual Caps Mgmt For For For
- --------------------------------------------------------------------------------
CHINA AGRI-INDUSTRIES HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1375F104 03/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition of Kindgain Limited Mgmt For For For
3 Acquisition of Uptech Investments Mgmt For For For
Limited
4 Acquisition of Cheerlink International Mgmt For For For
Limited
5 Acquisition of Parkwing Limited Mgmt For For For
6 Acquisition of Assets Mgmt For For For
- --------------------------------------------------------------------------------
CHINA AGRI-INDUSTRIES HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1375F104 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Joint Venture Mgmt For For For
- --------------------------------------------------------------------------------
CHINA AGRI-INDUSTRIES HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1375F104 06/09/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect NING Gaoning Mgmt For Against Against
5 Elect LU Jun Mgmt For Against Against
6 Elect Victor YANG Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
9 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
10 Authority to Repurchase Shares Mgmt For For For
11 Authority to Issue Repurchased Shares Mgmt For For For
12 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
CHINA AGRI-INDUSTRIES HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1375F104 09/30/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Approve Revised Annual Caps under the Mgmt For For For
Mutual Supply Agreement
2 Approve Revised Annual Caps under the Mgmt For For For
Oil-related Mutual Supply Agreement
3 Approve Revised Annual Caps under the Mgmt For For For
Supply and Packaging Agreement
4 ADM Mutual Supply Agreement and Annual Mgmt For For For
Caps
- --------------------------------------------------------------------------------
CHINA BLUECHEMICAL LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y14251105 06/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual China
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
7 Financial Budget Mgmt For For For
8 Elect YANG Yexin Mgmt For For For
9 Elect FANG Yong Mgmt For For For
10 Elect CHEN Kai Mgmt For For For
11 Elect WU Mengfei Mgmt For For For
12 Elect Alec TSUI Yiu Wa Mgmt For Against Against
13 Elect ZHANG Xinzhi Mgmt For For For
14 Elect LI Yongwu Mgmt For For For
15 Elect YIN Jihong as Supervisor Mgmt For For For
16 Elect HUANG Jinggui as Supervisor Mgmt For For For
17 Authority to Issue Domestic and H Mgmt For For For
Shares w/out Preemptive Rights
18 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1397N101 03/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special China
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Authority to Issue Subordinated Bonds Mgmt For For For
2 Corporate Communications Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1397N101 06/11/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual China
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Financial Budget Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Fees of Directors and Supervisors Mgmt For For For
7 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
8 Elect CHEN Zuofu Mgmt For For For
- --------------------------------------------------------------------------------
CHINA DONGXIANG (GROUP) CO., LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G2112Y109 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Cayman Islands
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Final Dividends Mgmt For For For
4 Allocation of Final Special Dividends Mgmt For For For
5 Elect MAK Kin Kwong Mgmt For Against Against
6 Elect XIANG Bing Mgmt For Against Against
7 Appointment of Auditor and Authority Mgmt For Abstain Against
to Set Fees
8 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
9 Authority to Repurchase Shares Mgmt For For For
10 Authority to Issue Repurchased Shares Mgmt For For For
11 Authority to Declare Interim Dividends Mgmt For For For
- --------------------------------------------------------------------------------
CHINA GREEN (HOLDINGS) LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G2107G105 09/30/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Bermuda
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 Declare a final dividend for the YE 30 Mgmt For For For
APR 2008
3 Re-elect Mr. Kung Sze Wai as a Director Mgmt For For For
4 Re-elect Mr. Leung Kwok Fai Ben Rich Mgmt For For For
as a Director
5 Authorize the Directors to fix the Mgmt For For For
remuneration of the Directors
6 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
7 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
8 Authority to Repurchase Shares Mgmt For For For
9 Authority to Issue Repurchased Shares Mgmt For For For
10 Refreshment of Stock Option Plan Mgmt For Against Against
- --------------------------------------------------------------------------------
CHINA HIGH SPEED TRANSMISSION EQUIPMENT GROUP CO., LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G2112D105 06/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Cayman Islands
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect LI Shengqiang Mgmt For For For
5 Elect LIU Jianguo Mgmt For For For
6 Elect LIAO Enrong Mgmt For Against Against
7 Elect JIANG Xihe Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Issue Repurchased Shares Mgmt For For For
- --------------------------------------------------------------------------------
CHINA MOBILE (HONG KONG) LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y14965100 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect WANG Jianzhou Mgmt For For For
5 Elect ZHANG Chunjiang Mgmt For For For
6 Elect SHA Yuejia Mgmt For For For
7 Elect LIU Aili Mgmt For For For
8 Elect XU Long Mgmt For Against Against
9 Elect Moses CHENG Mo Chi Mgmt For Against Against
10 Elect Nicholas J. Read Mgmt For Against Against
11 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
12 Authority to Repurchase Shares Mgmt For For For
13 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
14 Authority to Issue Repurchased Shares Mgmt For For For
- --------------------------------------------------------------------------------
CHINA OILFIELD SERVICES LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y15002101 06/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual China
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
6 Elect FU Chengyu Mgmt For For For
7 Elect LIU Jian Mgmt For For For
8 Elect LI Yong Mgmt For For For
9 Elect TSUI Yiu Wa Mgmt For Against Against
10 Elect ZHU Liebing Mgmt For For For
11 Elect WANG Zhile Mgmt For For For
12 Corporate communication - Condition 1 Mgmt For For For
13 Corporate communication - Condition 2 Mgmt For For For
14 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
15 Amendments to Articles Mgmt For For For
- --------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y15010104 05/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual China
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Financial Statements Mgmt For For For
6 Allocation of Surplus Common Reserve Mgmt For For For
Funds
7 Allocation of Profits/Dividends Mgmt For For For
8 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
9 Authority to Declare Interim Dividends Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Elect SU Shulin Mgmt For For For
12 Elect WANG Tianpu Mgmt For For For
13 Elect ZHANG Yaocang Mgmt For For For
14 Elect ZHANG Jianhua Mgmt For For For
15 Elect WANG Zhigang Mgmt For Against Against
16 Elect CAI Xiyou Mgmt For For For
17 Elect CAO Yaofeng Mgmt For For For
18 Elect LI Chunguang Mgmt For For For
19 Elect DAI Houliang Mgmt For Against Against
20 Elect LIU Yun Mgmt For For For
21 Elect LIU Zhongli Mgmt For For For
22 Elect YE Qing Mgmt For For For
23 Elect LI Deshui Mgmt For For For
24 Elect XIE Zhongyu Mgmt For For For
25 Elect CHEN Xiaojin Mgmt For For For
26 Elect WANG Zouran Mgmt For Against Against
27 Elect ZHANG Youcai Mgmt For For For
28 Elect GENG Limin Mgmt For For For
29 Elect Zou Huiping Mgmt For For For
30 Elect LI Yonggui Mgmt For For For
31 Directors' and Supervisors' Service Mgmt For For For
Contracts
32 Authorization of Board Secretary Mgmt For For For
33 Amendments to Articles Mgmt For For For
34 Adoption of New Articles Mgmt For For For
35 Authority to Issue Debt Instruments Mgmt For For For
36 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
- --------------------------------------------------------------------------------
CHINA RAILWAY GROUP LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y1509D116 06/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual China
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Report Mgmt For For For
4 Financial Statements Mgmt For For For
5 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
6 Allocation of Profits/Dividends Mgmt For For For
7 Elect YAO Guiqing as Supervisor Mgmt For Against Against
8 Directors and Supervisors' Fees Mgmt For For For
9 Use of Proceeds of A Shares Mgmt For For For
10 Amendments to Rules for Independent Mgmt For For For
Directors
11 Amendments to Articles Mgmt For For For
12 Amendments to Procedural Rules for Mgmt For For For
Shareholders Meeting
13 Amendments to Procedural Rules for Mgmt For For For
Directors
14 Issuance of Medium-Term Notes Mgmt For For For
- --------------------------------------------------------------------------------
CHINA YURUN FOOD GROUP LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G21159101 06/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual China
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect ZHU Yicai Mgmt For Against Against
5 Elect FENG Kuande Mgmt For For For
6 Elect GAO Hui Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
9 Authority to Repurchase Shares Mgmt For For For
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
11 Authority to Issue Repurchased Shares Mgmt For For For
- --------------------------------------------------------------------------------
COGECO CABLE INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS 19238V105 12/11/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Canada
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect the Directors as specified Mgmt For For For
4 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
5 Non-Voting Agenda Item N/A N/A N/A N/A
- --------------------------------------------------------------------------------
COMPAL ELECTRONICS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y16907100 06/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Authority to Increase Paid-in Capital Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Amendments to Procedural Rules of Mgmt For For For
Acquisition/Disposal of Assets
10 Amendments to Procedural Rules of Mgmt For For For
Endorsements/Guarantees
11 Amendments to Procedural Rules of Mgmt For For For
Capital Loans
12 Elect HSU Sheng Hsiung Mgmt For For For
13 Elect John Medica Mgmt For Against Against
14 Elect CHEN Jui Tsung Mgmt For For For
15 Elect HSU Wen Pin Mgmt For For For
16 Elect SHEN Wen Chung Mgmt For For For
17 Elect LIN Kuang Nan Mgmt For For For
18 Elect CHIU Ping Huo Mgmt For Against Against
19 Elect CHANG Yung Ching Mgmt For For For
20 Elect WENG Tsung Pin Mgmt For For For
21 Elect KUNG Shao Tsu Mgmt For For For
22 Elect HSU Chiung Chi Mgmt For For For
23 Elect WEA Chi-Lin Mgmt For For For
24 Elect KO Charng-Chyi Mgmt For For For
25 Elect CHOU Yen-Chia Mgmt For For For
26 Elect HSU Sheng-Chieh Mgmt For Against Against
27 Non-Compete Restrictions for Directors Mgmt For Against Against
28 Other Business and Extraordinary Mgmt For Against Against
Motions
- --------------------------------------------------------------------------------
COMPANHIA BRASILEIRA DE DISTRIBUICAO S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P30558111 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Election of Directors Mgmt For Abstain Against
9 Election of Supervisory Council; Fees Mgmt For Abstain Against
- --------------------------------------------------------------------------------
COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PAULO SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P8228H104 07/28/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For Against Against
3 Elect a Member of the Board of Mgmt For For For
Directors
- --------------------------------------------------------------------------------
COMPANHIA VALE DO RIO DOCE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P2605D109 04/16/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Elect the Members of the Board of Mgmt For Against Against
Directors
8 Elect the Members of the Finance Mgmt For For For
Committee
9 Approve to set the Directors and Mgmt For Abstain Against
Finance Committees global remuneration
- --------------------------------------------------------------------------------
COMPANHIA VALE DO RIO DOCE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P2605D109 04/16/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Change of Company Name Mgmt For For For
5 Amendments to Articles Regarding Mgmt For For For
Reconciliation of Share Capital
- --------------------------------------------------------------------------------
COMPANHIA VALE DO RIO DOCE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P2605D109 12/29/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Approval of Merger Protocol and Mgmt For For For
Justification
4 Appointment of Appraiser Mgmt For For For
5 Approve the respective valuation Mgmt For For For
report prepared by the specialized
Company
6 Merger by Absorption Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Amendments to Articles Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
CORPORACION GEO SAB DE CV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P3142C117 03/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Mexico
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 Report of CEO Mgmt For For For
3 Report of Audit and Corporate Mgmt For For For
Governance Committees
4 Approve the allocation of results from Mgmt For Abstain Against
the FYE on 31 DEC 2008
5 Authority to Repurchase Shares Mgmt For Abstain Against
6 Appoint the Members of the Board of Mgmt For Abstain Against
Directors and Secretary for the Company
7 Election of Board Committee Members Mgmt For Abstain Against
8 Directors' Fees Mgmt For Abstain Against
9 Election of Meeting Delegates Mgmt For For For
- --------------------------------------------------------------------------------
CREDIT SUISSE GROUP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H3698D419 04/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Consultative vote on the remuneration Mgmt For Against Against
report.
3 Accounts and Reports Mgmt For For For
4 Ratification of Board and Management Mgmt For For For
Acts
5 Appropriation of retained earnings. Mgmt For For For
6 Increasing conditional capital for Mgmt For For For
convertible and warrant bonds.
7 Renewing and increasing authorized Mgmt For For For
capital.
8 Group s Independent auditor. Mgmt For For For
9 Presence quorum for Board of Mgmt For For For
Directors resolutions.
10 Deletion of provisions concerning Mgmt For For For
contributions in kind.
11 Re-elect Hans-Ulrich Doerig as Mgmt For Against Against
Director.
12 Re-elect Walter B. Kielholz as Mgmt For Against Against
Director.
13 Re-elect Richard E. Thornburgh as Mgmt For For For
Director.
14 Elect Andreas Koopmann as Director. Mgmt For For For
15 Elect Urs Rohner as Director. Mgmt For For For
16 Elect John Tiner as Director. Mgmt For For For
17 Election of the independent auditors. Mgmt For For For
18 Election of special auditors. Mgmt For For For
- --------------------------------------------------------------------------------
DAH SING FINANCIAL HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y19182107 06/01/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Elect Roderick S. Anderson Mgmt For For For
4 Elect John CHOW Wai-Wai Mgmt For Against Against
5 Elect NG Yiu-Ming Mgmt For For For
6 Elect Peter G. Birch Mgmt For For For
7 Elect Robert SZE Tsai-To Mgmt For Against Against
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For Abstain Against
to Set Fees
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Issue Repurchased Shares Mgmt For For For
- --------------------------------------------------------------------------------
DALIAN PORT (PDA) COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G2739Z109 06/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual China
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
7 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
- --------------------------------------------------------------------------------
DC CHEMICAL COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y2026B104 03/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Korea, Republic of
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve the financial statements Mgmt For For For
3 Approve the partial amendment to Mgmt For For For
Articles of Incorporation
4 Elect the Director Mgmt For For For
5 Approve the remuneration limit for the Mgmt For For For
Director
- --------------------------------------------------------------------------------
DEUTSCHE TELEKOM AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D2035M136 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Profits/Dividends Mgmt For Abstain Against
5 Ratification of the Acts of the Board Mgmt For For For
of Managing Directors
6 Postponement of Ratification of the Mgmt For For For
Acts of Klaus Zumwinkel
7 Ratification of Supervisory Board Acts Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Authority to Trade in Company Stock Mgmt For For For
10 Election of Joerg Asmussen to the Mgmt For Against Against
Supervisory Board
11 Election of Ulrich Schroeder to the Mgmt For For For
Supervisory Board
12 Intra-company Contract Mgmt For For For
13 Increase in Authorized Capital Mgmt For For For
14 Authority to Increase Capital for Mgmt For For For
Employee Stock Purchase Plan
15 Amendments to Articles Mgmt For For For
16 Amendment to Section 16(1) and 2) of Mgmt For For For
the Art of Association
17 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
DNB NOR ASA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS R1812S105 04/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Norway
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Fees for Governing Bodies Mgmt For For For
4 Authority to Set Auditor's Fees Mgmt For For For
5 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
6 Election of Corporate Assembly Mgmt For For For
7 Election of Corporate Assembly Mgmt For For For
8 Election of Corporate Assembly Mgmt For For For
9 Election of Corporate Assembly Mgmt For For For
10 Election of Corporate Assembly Mgmt For For For
11 Election of Corporate Assembly Mgmt For For For
12 Election of Corporate Assembly Mgmt For For For
13 Election of Corporate Assembly Mgmt For For For
14 Election of Corporate Assembly Mgmt For For For
15 Election of Corporate Assembly Mgmt For For For
16 Election of Corporate Assembly Mgmt For For For
17 Election of Corporate Assembly Mgmt For For For
18 Election of Corporate Assembly Mgmt For For For
19 Election of Corporate Assembly Mgmt For For For
20 Election of Corporate Assembly Mgmt For For For
21 Election of Corporate Assembly Mgmt For For For
22 Election of Corporate Assembly Mgmt For For For
23 Election of Corporate Assembly Mgmt For For For
24 Election of Corporate Assembly Mgmt For For For
25 Election of Corporate Assembly Mgmt For For For
26 Election of Corporate Assembly Mgmt For For For
27 Election of Corporate Assembly Mgmt For For For
28 Election of Corporate Assembly Mgmt For For For
29 Election of Corporate Assembly Mgmt For For For
30 Election of Corporate Assembly Mgmt For For For
31 Election of Control Committee Mgmt For For For
32 Election of Control Committee Mgmt For For For
33 Election of Control Committee Mgmt For For For
34 Election of Control Committee Mgmt For For For
35 Election of Control Committee Mgmt For For For
36 Election of Control Committee Mgmt For For For
37 Compensation Policy Mgmt For For For
- --------------------------------------------------------------------------------
DONGKUK STEEL MILL COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y20954106 03/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Korea, Republic of
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve the financial statements Mgmt For For For
3 Approve the partial amendments to the Mgmt For For For
Articles of Incorporation
4 Elect the Directors Mgmt For Against Against
5 Elect the Auditor Committee Member Mgmt For For For
6 Approve the limit of remuneration for Mgmt For For For
the Directors
- --------------------------------------------------------------------------------
EBRO PULEVA SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS E38028135 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Spain
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve the annual accounts and Mgmt For For For
Management report for the year 2008
3 Approve the actions and Management of Mgmt For For For
the Board for the year 2008
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratify the sales transaction of the Mgmt For For For
sugar business
6 Special Dividend Mgmt For For For
7 Remuneration Report Mgmt For Against Against
8 Appoint the Auditor Mgmt For For For
9 Authority to Repurchase Shares Mgmt For For For
10 Authority to Issue Shares w/ or w/out Mgmt For For For
Preemptive Rights
11 Charitable Donations Mgmt For For For
12 Authority to Carry Out Formalities Mgmt For For For
- --------------------------------------------------------------------------------
FAIRFAX MEDIA LIMITED (FKA JOHN FAIRFAX HOLDINGS LIMITED)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Q37116102 11/13/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Australia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Re-elect Peter Young Mgmt For For For
3 Approve the Company s remuneration Mgmt For For For
report for the FYE 29 JUN 2008
- --------------------------------------------------------------------------------
FOSUN INTERNATIONAL LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y2618Y108 06/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual China
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect LIANG Xinjun Mgmt For Against Against
5 Elect WANG Qunbin Mgmt For For For
6 Elect FAN Wei Mgmt For Against Against
7 Elect CHEN Kaixian Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
10 Authority to Repurchase Shares Mgmt For For For
11 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
12 Authority to Issue Repurchased Shares Mgmt For For For
- --------------------------------------------------------------------------------
FRASER & NEAVE LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y2642C155 01/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Singapore
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect HO Tian Yee Mgmt For For For
4 Elect KOH Beng Seng Mgmt For For For
5 Elect TAN Chong Meng Mgmt For For For
6 Directors' Fees Mgmt For Against Against
7 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
8 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
9 Authority to Grant Options and Issue Mgmt For For For
Shares under Employee Incentive Plan
10 Non-Voting Agenda Item N/A N/A N/A N/A
- --------------------------------------------------------------------------------
FRASER & NEAVE LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y2642C155 01/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Singapore
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adoption of the F&N Restricted Share Mgmt For For For
Plan
3 Adoption of the F&N Performance Share Mgmt For For For
Plan
4 Authority to Repurchase Shares Mgmt For For For
- --------------------------------------------------------------------------------
GALENICA AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H28455170 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Remuneration Report Mgmt For Against Against
5 Ratification of Board and Management Mgmt For For For
Acts
6 Allocation of Profits/Dividends Mgmt For For For
7 Elect Stefano Pessina Mgmt For For For
8 Elect Paul Fasel Mgmt For Against Against
9 Elect Daniela Bosshardt-Hengartner Mgmt For For For
10 Appointment of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
GERRY WEBER INTERNATIONAL AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D95473225 06/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Management Board Acts Mgmt For For For
6 Ratification of Supervisory Board Acts Mgmt For For For
7 Increase in Authorized Capital Mgmt For Against Against
8 Authority to Repurchase Shares Mgmt For For For
9 Elect Udo Hardieck Mgmt For Against Against
10 Appointment of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
GETINGE AB
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS W3443C107 11/14/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Sweden
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening of the meeting Mgmt For For For
5 Elect the Chairman of the Meeting Mgmt For For For
6 Approve the voting list Mgmt For For For
7 Approve the agenda Mgmt For For For
8 Elect 2 persons to approve the minutes Mgmt For For For
9 Approve to determine the compliance Mgmt For For For
with the rules of convocation
10 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
11 Closing of the meeting Mgmt For For For
- --------------------------------------------------------------------------------
GFK SE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D2823H109 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Management Board Acts Mgmt For For For
6 Ratification of Supervisory Board Acts Mgmt For For For
7 Elect Hauke Stars Mgmt For For For
8 Elect Stephan Gemkow Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Authority to Repurchase Shares Mgmt For For For
11 Amendment to Supervisory Board Mgmt For For For
Members' Fees
12 Amendments to Articles Mgmt For For For
- --------------------------------------------------------------------------------
GIGAMEDIA LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GIGM CUSIP Y2711Y104 06/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Directors' Fees Mgmt For For For
4 Authority to Issue Shares Mgmt For Abstain Against
5 Authority to Repurchase Shares Mgmt For Abstain Against
6 2009 Employee Share Purchase Plan Mgmt For For For
7 2009 Equity Incentive Plan Mgmt For For For
- --------------------------------------------------------------------------------
GLAXOSMITHKLINE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G3910J112 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect James Murdoch Mgmt For For For
4 Elect H. Lawrence Culp Mgmt For For For
5 Elect Sir Crispin Davis Mgmt For For For
6 Elect Moncef Slaoui Mgmt For For For
7 Elect Tom de Swaan Mgmt For Against Against
8 Appointment of Auditor Mgmt For For For
9 Authority to Set Auditor's Fees Mgmt For For For
10 EU Political Donations Mgmt For For For
11 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive Rights
12 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
13 Authority to Repurchase Shares Mgmt For For For
14 Exemption from Statement of Senior Mgmt For For For
Auditor's Name
15 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
16 Performance Share Plan Mgmt For For For
17 Share Option Plan Mgmt For For For
18 Deferred Annual Bonus Plan Mgmt For For For
19 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
GOLDEN EAGLE RETAIL GROUP LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G3958R109 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Cayman Islands
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect ZHENG Shu Yun Mgmt For For For
5 Elect WANG Yao Mgmt For For For
6 Elect John LAU Shek Yau Mgmt For Against Against
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
9 Authority to Issue Shares w/out Mgmt For For For
Preemptive Rights
10 Authority to Repurchase Shares Mgmt For For For
11 Authority to Issue Repurchased Shares Mgmt For For For
- --------------------------------------------------------------------------------
GROUP FIVE LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS S33660127 10/15/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Africa
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 Elect Linda Chalker Mgmt For For For
3 Elect W. Vusi Mavimbela Mgmt For For For
4 Ratification of Directors' Fees Mgmt For For For
5 Approve the remuneration of the Mgmt For For For
Non-Executive Directors for the YE JUN
2009
6 Appointment of Auditor Mgmt For For For
7 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
8 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
9 Authority to Distribute Share Capital Mgmt For For For
and Reserves
10 Authority to Repurchase Shares Mgmt For For For
- --------------------------------------------------------------------------------
GUANGDONG INVESTMENT LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y2929L100 06/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect LI Wenyue Mgmt For For For
5 Elect Moses CHENG Mo Chi Mgmt For Against Against
6 Elect ZHAI Zhiming Mgmt For Against Against
7 Elect SUN Yingming Mgmt For Against Against
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Issue Repurchased Shares Mgmt For For For
13 Amendments to Articles Mgmt For Against Against
- --------------------------------------------------------------------------------
HIGH TECH COMPUTER CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y3194T109 06/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Allocation of Profits/Dividends Mgmt For For For
8 Authority to Increase Paid-in Capital Mgmt For For For
9 Amendments to Articles Mgmt For For For
10 Amendments to Procedural Rules of Mgmt For For For
Acquisition/Disposal of Assets
11 Amendments to Procedural Rules of Mgmt For For For
Trade of Derivatives
12 Amendments to Procedural Rules of Mgmt For For For
Capital Loans
13 Amendments to Procedural Rules of Mgmt For For For
Endorsements/Guarantees
14 Elect TAN Hochen Mgmt For Abstain Against
15 Extraordinary Motions Mgmt For Against Against
- --------------------------------------------------------------------------------
HYUNDAI DEVELOPMENT COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y38397108 03/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Korea, Republic of
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve the financial statement Mgmt For For For
3 Approve the partial amendment to Mgmt For For For
Articles of Incorporation
4 Elect the Directors : Directors [2], Mgmt For Against Against
Outside Directors [2]
5 Elect an Auditor Committee Member: Mgmt For For For
Outside Directors [2]
6 Approve the limit of remuneration for Mgmt For For For
the Directors
- --------------------------------------------------------------------------------
IAWS GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G4681X124 07/24/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Court Ireland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Approve the Scheme of arrangement Mgmt For For For
- --------------------------------------------------------------------------------
IAWS GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G4681X124 07/24/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Ireland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Subdivision of Convertible Shares Mgmt For For For
Pursuant to Merger
- --------------------------------------------------------------------------------
JB HI-FI LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Q5029L101 10/14/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Australia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 Adopt the remuneration report for YE Mgmt For For For
30 JUN 2008
3 Re-elect Will Fraser Mgmt For For For
4 Re-elect Terry Smart Mgmt For For For
5 Elect Greg Richards Mgmt For For For
6 Equity Grant (CEO Richard Uechtritz) Mgmt For For For
7 Equity Grant (Executive Director Terry Mgmt For For For
Smart)
8 Non-Voting Agenda Item N/A N/A N/A N/A
- --------------------------------------------------------------------------------
JD GROUP LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS S40920118 02/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Africa
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Accounts and Reports and Allocation of Mgmt For For For
Profits/Dividends
2 Elect Mervyn King Mgmt For For For
3 Elect Deenadayalen Konar Mgmt For Against Against
4 Elect David Sussman Mgmt For For For
5 Elect Gerald Volkel Mgmt For For For
6 Appoint Mr. V.P. Khanyile as a Mgmt For For For
Director, with effect from 13 NOV 2008
7 Appoint Mr. G.Z. Steffens as a Mgmt For For For
Director, with effect from 13 NOV 2008
8 Appoint Mr. I.D. Thompson as a Mgmt For For For
Director, with effect from 13 NOV 2008
9 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Auditor's Fees Mgmt For For For
12 Directors' Fees (Fiscal Year 2008) Mgmt For For For
13 Directors' Fees (Fiscal Year 2009) Mgmt For For For
14 Authority to Repurchase Shares Mgmt For For For
15 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
JD GROUP LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS S40920118 02/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Africa
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Adopt the JD Group SAR Scheme for Mgmt For Abstain Against
implementation
2 Authority to Issue Shares Pursuant to Mgmt For Abstain Against
SAR Scheme
3 Authority to Issue Shares Pursuant to Mgmt For Abstain Against
Employee Share Incentive Scheme
- --------------------------------------------------------------------------------
JINDAL STEEL & POWER LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y4447P100 07/24/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Other India
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authorization of Investments, Loans Mgmt For For For
and Guarantees
3 Board Size Mgmt For For For
- --------------------------------------------------------------------------------
JULIUS BAER HOLDING
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H4407G263 06/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Switzerland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Transfer of Reserves Mgmt For For For
4 Amendment to Corporate Purpose Mgmt For For For
5 Special Dividend Mgmt For For For
6 Amendments to Company Name Mgmt For For For
7 Elect Johannes de Gier Mgmt For Against Against
8 Elect Hugh Scott-Barrett Mgmt For For For
9 Elect Dieter Enkelmann Mgmt For Against Against
10 Cancellation of Share Buyback Program Mgmt For For For
- --------------------------------------------------------------------------------
JUPITER TELECOMMUNICATIONS CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J28710101 03/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Approve Appropriation of Profits Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Appoint a Director Mgmt For For For
4 Appoint a Director Mgmt For For For
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
10 Appoint a Director Mgmt For For For
11 Appoint a Director Mgmt For For For
12 Appoint a Director Mgmt For For For
13 Appoint a Director Mgmt For For For
14 Appoint a Director Mgmt For For For
15 Appoint a Director Mgmt For For For
16 Appoint a Corporate Auditor Mgmt For Against Against
- --------------------------------------------------------------------------------
KDDI CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J31843105 06/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect Sadanori Amano Mgmt For For For
5 Elect Tadashi Onodera Mgmt For Against Against
6 Elect Satoshi Nagao Mgmt For For For
7 Elect Hirofumi Morozumi Mgmt For For For
8 Elect Takashi Tanaka Mgmt For For For
9 Elect Makoto Takahashi Mgmt For For For
10 Elect Yoshiharu Shimatani Mgmt For For For
11 Elect Makoto Kawamura Mgmt For For For
12 Elect Shinichi Sasaki Mgmt For For For
13 Elect Tsunehisa Katsumata Mgmt For For For
14 Elect Yoshihiko Nishikawa Mgmt For Against Against
15 Statutory Auditors' Fees Mgmt For For For
16 Bonus Mgmt For For For
- --------------------------------------------------------------------------------
KINTETSU WORLD EXPRESS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J33384108 06/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Allocation of Profits/Dividends Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Elect Akio Tsujii Mgmt For Against Against
4 Elect Tetsu Ishizaki Mgmt For For For
5 Elect Kiyoshi Kataoka Mgmt For For For
6 Elect Masakazu Hattori Mgmt For For For
7 Elect Hirohiko Ueno Mgmt For For For
8 Elect Kenji Ueda Mgmt For For For
9 Elect Johji Toyama Mgmt For For For
10 Elect Haruto Nakata Mgmt For For For
11 Elect Hiroyuki Hoshiai Mgmt For For For
12 Elect Shinya Aikawa Mgmt For For For
13 Elect Yoshiki Watarai Mgmt For For For
14 Elect Kazuya Mori Mgmt For For For
15 Elect Toshimichi Inamura Mgmt For For For
16 Elect Takashi Banba Mgmt For For For
17 Elect Masanori Yamaguchi Mgmt For For For
18 Elect Naoyuki Okamoto Mgmt For Against Against
- --------------------------------------------------------------------------------
KONTRON AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D2233E118 06/17/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Management Board Acts Mgmt For For For
6 Ratification of Supervisory Board Acts Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Election of Supervisory Board Members Mgmt For For For
9 Authority to Repurchase Shares Mgmt For For For
10 Amendment to Stock Option Plan 2003 Mgmt For For For
11 Amendment to Stock Option Plan 2007 Mgmt For For For
12 Stock Option Plan 2009 Mgmt For For For
13 Amendments to Articles Mgmt For For For
14 Amendments to Articles Mgmt For For For
- --------------------------------------------------------------------------------
LG FASHION CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y5275J108 03/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Korea, Republic of
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Allocation of Mgmt For For For
Profits/Dividends
4 Approve the partial amendment to the Mgmt For For For
Articles of Incorporation
5 Elect 2 Directors Mgmt For For For
6 Elect 3 Outside Directors Mgmt For Against Against
7 Elect 1 other Non-Executive Director Mgmt For For For
8 Elect 3 Auditor Committee Member Mgmt For Against Against
9 Approve the limit of remuneration for Mgmt For For For
the Directors
- --------------------------------------------------------------------------------
LIANHUA SUPERMARKET HOLDINGS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y5279F102 05/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual China
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
8 Authority to Declare Interim Dividends Mgmt For For For
9 Elect MA Xingsheng Mgmt For For For
10 Elect XU Bo Mgmt For Against Against
11 Elect CHEN Jianjun as Supervisor Mgmt For Against Against
12 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
13 Approval of Other Matters Mgmt For Against Against
14 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
- --------------------------------------------------------------------------------
LIHIR GOLD LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y5285N149 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Papua New Guinea
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 Re-elect Alister Maitland Mgmt For For For
3 Re-elect Geoff Loudon Mgmt For For For
4 Re-Appoint Auditor Mgmt For For For
5 Equity Grant (MD and CEO Arthur Hood) Mgmt For For For
6 Ratify Placement of Securities Mgmt For For For
7 Increase Non-Executive Directors' Fee Mgmt For For For
Cap
8 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
LINDE AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D50348107 05/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Management Board Acts Mgmt For For For
6 Ratification of Supervisory Board Acts Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Authority to Trade in Company Stock Mgmt For For For
9 Cancellation of Conditional Capital Mgmt For For For
10 Amendments to Articles Mgmt For For For
- --------------------------------------------------------------------------------
LUKOIL OAO
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LUKOY CUSIP 677862104 06/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
2 Elect Lyubov Ivanova Mgmt For For For
3 Elect Pavel Kondratiev Mgmt For For For
4 Elect Vladimir Nikitenko Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Audit Commission Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Revised Regulations on Shareholders' Mgmt For For For
Meeting
9 Related Party Transactions Mgmt For For For
- --------------------------------------------------------------------------------
LUKOIL OAO
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LUKOY CUSIP 677862104 06/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Elect Vagit Alekperov Mgmt For Abstain Against
2 Elect Igor Belikov Mgmt For For For
3 Elect Victor Blazheev Mgmt For For For
4 Elect Donald Wallette, Jr. Mgmt For For For
5 Elect Valery Grayfer Mgmt For Abstain Against
6 Elect Herman Gref Mgmt For Abstain Against
7 Elect Igor Ivanov Mgmt For Abstain Against
8 Elect Ravil Maganov Mgmt For Abstain Against
9 Elect Richard Matzke Mgmt For For For
10 Elect Sergei Mikhailov Mgmt For For For
11 Elect Nikolai Tsvetkov Mgmt For Abstain Against
12 Elect Aleksander Shokhin Mgmt For For For
- --------------------------------------------------------------------------------
MAANSHAN IRON & STEEL COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y5361G109 08/31/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special China
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Elect GU Jianguo Mgmt For For For
3 Elect GU Zhanggen Mgmt For For For
4 Elect SU Jiangang Mgmt For For For
5 Elect ZHAO Jianming Mgmt For For For
6 Elect GAO Haijian Mgmt For For For
7 Elect HUI Zhigang Mgmt For For For
8 Elect WONG Chun Wa Mgmt For For For
9 Elect SU Yong Mgmt For For For
10 Elect HUI Leung Wah Mgmt For For For
11 Elect HAN Yi Mgmt For For For
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Elect FANG Jinrong Mgmt For For For
14 Elect CHENG Shaoxiu Mgmt For For For
15 Elect AN Qun Mgmt For For For
16 Directors' and Supervisors' Fees Mgmt For For For
- --------------------------------------------------------------------------------
MAN GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G5790V156 07/10/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Declare a final dividend on the Mgmt For For For
ordinary shares
4 Re-elect Mr. P.M. Colebatch as a Mgmt For For For
Director of the Company
5 Re-elect Mr. P.H. O Sullivan as a Mgmt For For For
Director of the Company
6 Re-elect Mr. D.M. Eadie as a Director Mgmt For For For
of the Company
7 Re-elect Mr. G.R. Moreno as a Director Mgmt For For For
of the Company
8 Re-appoint PricewaterhouseCoopers LLP Mgmt For For For
as the Auditors of the Compony
9 Authorize the Directors to determine Mgmt For For For
the remuneration of the Auditors
10 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
11 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
12 Authority to Repurchase Shares Mgmt For For For
13 Adopt New Articles of Association Mgmt For For For
14 Authority to Create and Issue Mgmt For For For
Preference Shares
15 Increase Non-Executive Directors' Fee Mgmt For For For
Cap
- --------------------------------------------------------------------------------
MAN GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G5790V156 07/10/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Other United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Authority to Create and Issue Mgmt For For For
Preference Shares
- --------------------------------------------------------------------------------
MATSUMOTOKIYOSHI HOLDINGS CO., LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J41208109 06/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Allocation of Profits/Dividends Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Elect Namio Matsumoto Mgmt For For For
4 Elect Masashi Yoshida Mgmt For For For
5 Elect Kazuo Narita Mgmt For For For
6 Elect Kiyoo Matsumoto Mgmt For For For
7 Elect Tetsuo Matsumoto Mgmt For For For
8 Elect Kohichi Netsu Mgmt For For For
9 Elect Masahiro Ohya Mgmt For For For
10 Elect Ryohichi Kobayashi Mgmt For For For
11 Elect Norio Yuasa Mgmt For For For
12 Elect Tetsuo Ohmori Mgmt For For For
13 Renewal of Takeover Defense Plan Mgmt For Against Against
- --------------------------------------------------------------------------------
MEGGITT PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G59640105 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Peter Hill Mgmt For For For
5 Elect Stephen Young Mgmt For For For
6 Elect Philip Green Mgmt For For For
7 Elect Alan Cox Mgmt For Against Against
8 Appointment of Auditor Mgmt For For For
9 Authorize the Directors to set the Mgmt For For For
fees paid to the Auditors
10 Authority to Increase Authorised Mgmt For For For
Capital
11 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
12 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
13 EU Political Donations Mgmt For For For
14 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
15 Amendment to the Executive Share Mgmt For For For
Option Scheme
16 Non-Voting Agenda Item N/A N/A N/A N/A
- --------------------------------------------------------------------------------
MERCK KGAA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D5357W103 04/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Approval of the financial statements Mgmt For For For
for the 2008 FY
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of the acts of the Board Mgmt For For For
of Managing Directors
7 Ratification of the acts of the Mgmt For For For
Supervisory Board
8 Appointment of Auditors for the 2009 Mgmt For For For
FY: KPMG, Berlin
9 Intra-company Contract Mgmt For For For
10 Elections to the Supervisory Board: Mgmt For For For
Dr. Wolfgang Buechele
11 Elections to the Supervisory Board: Mgmt For For For
Dr. Hans-Juergen Leuchs
12 Authority to Transmit Information Mgmt For For For
Electronically
13 Amendments to Articles Mgmt For For For
14 Increase in Authorized Capital Mgmt For Against Against
- --------------------------------------------------------------------------------
METALURGICA GERDAU SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P4834C118 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect the Members of the Board of Mgmt For Abstain Against
Directors and set their remuneration
8 Election of Supervisory Council; Fees Mgmt For Abstain Against
- --------------------------------------------------------------------------------
MRV ENGENHARIA E PARTICIPACOES SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P6986W107 04/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Debt Instruments Mgmt For For For
3 Grant authority Executives to Mgmt For For For
undertake debenture issuance
4 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
NESTLE S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H57312649 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Receive the 2008 compensation report Mgmt For Against Against
5 Approve to release the Members of the Mgmt For For For
Board of Directors and the Management
6 Allocation of Profits/Dividends Mgmt For For For
7 Re-elect Mr. Daniel Borel to the Board Mgmt For For For
of Directors
8 Re-elect Mrs. Carolina Mueller Mohl to Mgmt For For For
the Board of Directors
9 Appointment of Auditor Mgmt For For For
10 Reduction of Share Capital Mgmt For For For
- --------------------------------------------------------------------------------
NINTENDO CO LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J51699106 06/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect Satoru Iwata Mgmt For Against Against
5 Elect Yoshihiro Mori Mgmt For For For
6 Elect Shinji Hatano Mgmt For For For
7 Elect Genyoh Takeda Mgmt For For For
8 Elect Shigeru Miyamoto Mgmt For For For
9 Elect Nobuo Nagai Mgmt For For For
10 Elect Masaharu Matsumoto Mgmt For For For
11 Elect Eiichi Suzuki Mgmt For For For
12 Elect Kazuo Kawahara Mgmt For For For
13 Elect Tatsumi Kimishima Mgmt For For For
14 Elect Kaoru Takemura Mgmt For For For
15 Elect Kohji Yoshida Mgmt For For For
- --------------------------------------------------------------------------------
NOVARTIS AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H5820Q150 02/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Ratification of Board and Management Mgmt For For For
Acts
6 Allocation of Profits/Dividends Mgmt For For For
7 Reduction of Share Capital Mgmt For For For
8 Shareholder Proposal Regarding an ShrHoldr Against For Against
Advisory Vote on Compensation (Say on
Pay)
9 Amend Article 2 Paragraph 3 of the Mgmt For For For
Articles of Incorporation as specified
10 Amend Articles 18 and 28 of the Mgmt For For For
Articles of Incorporation as specified
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Elect Srikant Datar Mgmt For For For
13 Elect Andreas von Planta Mgmt For For For
14 Elect Wendelin Wiedeking Mgmt For For For
15 Elect Rolf Zinkernagel Mgmt For For For
16 Elect William Brody Mgmt For For For
17 Appointment of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
OLD MUTUAL PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G67395106 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 Elect Phillip Broadley Mgmt For For For
3 Elect Rudi Bogni Mgmt For For For
4 Elect Reuel Khoza Mgmt For For For
5 Elect Julian Roberts Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Authority to Set Auditor's Fees Mgmt For For For
8 Directors' Remuneration Report Mgmt For Against Against
9 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
11 Authority to Repurchase Shares Mgmt For For For
12 Contingent Purchase Contracts Mgmt For For For
13 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
- --------------------------------------------------------------------------------
PETROFAC LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G7052T101 05/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Jersey
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Directors' Remuneration Report Mgmt For For For
4 Elect Kjell Almskog Mgmt For For For
5 Elect Maroun Semaan Mgmt For For For
6 Elect Amjad Bseisu Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Authority to Set Auditor's Fees Mgmt For For For
9 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
11 Authority to Repurchase Shares Mgmt For For For
- --------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS P78331140 04/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Brazil
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect the Members of the Board of Mgmt For Abstain Against
Directors
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Elect the Members of the Finance Mgmt For Abstain Against
Committee and respective substitutes
11 Non-Voting Agenda Item N/A N/A N/A N/A
- --------------------------------------------------------------------------------
POINT INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J63944102 05/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Elect Michio Fukuda Mgmt For Against Against
4 Elect Toshiaki Ishii Mgmt For For For
5 Elect Yohichi Endoh Mgmt For For For
6 Elect Akihiro Katsuyama Mgmt For For For
7 Elect Kenichi Sakurai Mgmt For For For
8 Elect Katsuji Tokimatsu Mgmt For For For
9 Elect Tsuyoshi Matsuda Mgmt For For For
10 Elect Akira Katoh Mgmt For For For
11 Directors' Compensation Policy Mgmt For For For
- --------------------------------------------------------------------------------
POTASH CORP OF SASKATCHEWAN
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS 73755L107 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Mix Canada
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Christopher Burley Mgmt For For For
4 Elect William Doyle Mgmt For For For
5 Elect John Estey Mgmt For For For
6 Elect Charles Hoffman Mgmt For For For
7 Elect Dallas Howe Mgmt For For For
8 Elect Alice Laberge Mgmt For For For
9 Elect Keith Martell Mgmt For For For
10 Elect Jeffrey McCaig Mgmt For For For
11 Elect Mary Mogford Mgmt For For For
12 Elect Paul Schoenhals Mgmt For For For
13 Elect E. Robert Stromberg Mgmt For Against Against
14 Elect Elena Viyella de Paliza Mgmt For Against Against
15 Appointment of Auditor Mgmt For For For
16 2009 Performance Option Plan Mgmt For For For
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Executive
Compensation (Say on Pay)
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
PROSEGUR COMPANIA DE SEGURIDAD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS E83453162 06/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Spain
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends; Ratification of
Board Acts
3 Distribution of Dividends Mgmt For For For
4 Elect Eduardo Paraja Quiros Mgmt For For For
5 Authority to Repurchase Shares Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Authority to Carry Out Formalities Mgmt For For For
- --------------------------------------------------------------------------------
PRUDENTIAL PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G72899100 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect Harvey McGrath Mgmt For For For
4 Elect Mark Tucker Mgmt For For For
5 Elect Michael McLintock Mgmt For For For
6 Elect Nick Prettejohn Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Authority to Set Auditor's Fees Mgmt For For For
9 Allocation of Profits/Dividends Mgmt For For For
10 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
11 Additional Authority to Issue Shares Mgmt For For For
w/ Preemptive Rights
12 Authority to Issue Preferred Shares Mgmt For For For
13 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
14 Authority to Repurchase Shares Mgmt For For For
15 Amendments to Articles Mgmt For For For
16 Authority to Set Notice Period for Mgmt For Against Against
General Meetings at 14 Days
- --------------------------------------------------------------------------------
PT PERUSAHAAN GAS NEGARA (PERSERO) TBK
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y7136Y118 12/22/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Indonesia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Implementation of Minister Rule Mgmt For For For
3 Ratify the amendment of the Mgmt For For For
partnership and Environment
Development Program
4 Approve to re-purchase the Company s Mgmt For For For
shares
5 Ratify the accounting application on Mgmt For Abstain Against
the tantiem in year 2007
6 Directors and Commissioners' Fees Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
- --------------------------------------------------------------------------------
RAFFLES EDUCATION CORP. LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS ADPV11509 01/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Singapore
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Amend the Articles of Association of Mgmt For For For
the Company as specified
2 Scrip Dividend Mgmt For For For
- --------------------------------------------------------------------------------
RAFFLES EDUCATION CORP. LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS ADPV11509 10/23/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Singapore
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Directors' Fees Mgmt For For For
4 Elect TAN Teck Meng Mgmt For Against Against
5 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive Rights
8 Adoption of Raffles Education Mgmt For For For
Corporation Employees' Share Option
Scheme
9 Authority to Repurchase Shares Mgmt For For For
- --------------------------------------------------------------------------------
RAIFFEISEN INTERNATIONAL BANK HOLDING AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS A7111G104 06/09/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Austria
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Presentation of Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Ratification of Management Board Acts Mgmt For For For
4 Ratification of Supervisory Board Acts Mgmt For For For
5 Supervisory Board Members' Fees Mgmt For For For
6 Election of Supervisory Board Members Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Authority to Issue Profit Mgmt For For For
Participation Rights
- --------------------------------------------------------------------------------
RESEARCH IN MOTION LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS 760975102 07/15/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Canada
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Election of Directors (Slate) Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
- --------------------------------------------------------------------------------
RONA INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS 776249104 04/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Canada
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect Mr. Louise Caya as a Director Mgmt For For For
for the ensuing year
5 Elect Mr. Doris Joan Daughney as a Mgmt For For For
Director for the ensuing year
6 Elect Mr. Robert Dutton as a Director Mgmt For For For
for the ensuing year
7 Elect Mr. Richard Fortin as a Director Mgmt For For For
for the ensuing year
8 Elect Mr. Jean Gaulin as a Director Mgmt For For For
for the ensuing year
9 Elect Mr. Jean-Guy Hebert as a Mgmt For For For
Director for the ensuing year
10 Elect Mr. J. Spencer Lanthier as a Mgmt For Against Against
Director for the ensuing year
11 Elect Mr. Alain Michel as a Director Mgmt For For For
for the ensuing year
12 Elect Mr. James Pantelidis as a Mgmt For For For
Director for the ensuing year
13 Elect Mr. Robert Pare as a Director Mgmt For For For
for the ensuing year
14 Elect Mr. Jocelyn Tremblay as a Mgmt For For For
Director for the ensuing year
15 Elect Mr. Jean-Roch Vachon as a Mgmt For For For
Director for the ensuing year
16 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
17 Amend the Share Option Plan of Rona Mgmt For For For
Inc as specified
18 Non-Voting Agenda Item N/A N/A N/A N/A
- --------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G7690A118 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For Against Against
3 Elect Simon Henry Mgmt For For For
4 Elect Lord Kerr Mgmt For For For
5 Elect Wim Kok Mgmt For For For
6 Elect Nick Land Mgmt For Against Against
7 Elect Jorma Ollila Mgmt For For For
8 Elect Jeroen van der Veer Mgmt For For For
9 Elect Hans Wijers Mgmt For For For
10 Appointment of Auditor Mgmt For Against Against
11 Authority to Set Auditor's Fees Mgmt For Against Against
12 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
13 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
14 Authority to Repurchase Shares Mgmt For For For
15 EU Political Donations Mgmt For For For
16 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
RWE AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D6629K109 04/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Profits/Dividends Mgmt For For For
5 Approval of the acts of the executive Mgmt For For For
Board for fiscal 2008
6 Approval of the acts of the Mgmt For For For
Supervisory Board for fiscal 2008
7 Appointment of Auditor Mgmt For For For
8 Appointment of Auditor for Interim Mgmt For For For
Statements
9 Authority to Repurchase Shares Mgmt For For For
10 Authority to Repurchase Shares Using Mgmt For For For
Equity Derivatives
11 Authority to Issue Bonds; Conditional Mgmt For For For
Capital I
12 Authority to Issue Bonds; Conditional Mgmt For For For
Capital II
13 Amendments to Articles Mgmt For For For
14 Amendment to Articles Mgmt For For For
- --------------------------------------------------------------------------------
SAP AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D66992104 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Management Board Acts Mgmt For For For
6 Ratification of Supervisory Board Acts Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Authority to Repurchase Shares Mgmt For For For
9 Amendment to Section 19[2] of the Mgmt For For For
Articles of Association in accordance
with the implementation of the
shareholders Rights Act [ARUG], in
respect of shareholders being able to
issue proxy-voting instructions via a
password-secured internet dialogue
provided by the Company
10 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
SEB SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F82059100 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Mix France
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Severance Package (Thierry de La Tour Mgmt For For For
d'Artaise)
7 Related Party Transactions Mgmt For For For
8 Elect Damarys Braida Mgmt For Against Against
9 Elect Christian Peugeot Mgmt For For For
10 Elect Frederic Lescure Mgmt For For For
11 Elect Jean-Dominique Senard Mgmt For For For
12 Appointment of Statutory Auditor Mgmt For For For
13 Appointment of Alternate Statutory Mgmt For For For
Auditor
14 Appointment of Statutory Auditor Mgmt For For For
15 Appointment of Alternate Statutory Mgmt For For For
Auditor
16 Authority to Repurchase Shares Mgmt For Against Against
17 Authority to Cancel Shares and Reduce Mgmt For For For
Capital
18 Authority to Grant Stock Options Mgmt For Against Against
19 Authority to Issue Restricted Stock Mgmt For Against Against
20 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/ Preemptive
Rights; Authority to Issue Debt
Instruments
21 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/o Preemptive
Rights; Authority to Issue Debt
Instruments
22 Authority to Increase Capital Through Mgmt For For For
Capitalizations
23 Global Ceiling on Increases in Capital Mgmt For For For
24 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities Under Employee
Savings Plan
25 Authority to Carry Out Formalities Mgmt For For For
- --------------------------------------------------------------------------------
SHANGHAI ZHENHUA PORT MACHINERY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y7699F100 05/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual China
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Independent Directors' Report Mgmt For For For
4 Chairman's Report Mgmt For For For
5 Annual Report Mgmt For For For
6 Accounts and Reports Mgmt For For For
7 Allocation of Profits/Dividends Mgmt For For For
8 Amendments to Articles Regarding Mgmt For For For
Change in Company Name
9 Amendments to Articles Mgmt For For For
10 Evaluate Outstanding Performance and Mgmt For For For
Establishment of Outstanding
Performance Fund
11 Issuance of Short Term Financing Bills Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Adoption of Procdeule Rules of Mgmt For For For
Independent Directors
14 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
SHIONOGI & CO LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J74229105 06/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect Motozoh Shiono Mgmt For Against Against
5 Elect Isao Teshirogi Mgmt For For For
6 Elect Sachio Tokaji Mgmt For For For
7 Elect Yasuhiro Mino Mgmt For For For
8 Elect Akio Nomura Mgmt For For For
9 Elect Teppei Mogi Mgmt For For For
10 Elect Takeharu Nagata Mgmt For Against Against
11 Bonus Mgmt For For For
12 Special Allowances for Directors Mgmt For For For
- --------------------------------------------------------------------------------
SHOPPERS DRUG MART CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS 82509W103 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Canada
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect M. Shan Atkins Mgmt For For For
4 Elect James Hankinson Mgmt For For For
5 Elect Krystyna Hoeg Mgmt For For For
6 Elect Holger Kluge Mgmt For For For
7 Elect Gaetan Lussier Mgmt For For For
8 Elect David Peterson Mgmt For For For
9 Elect Martha Piper Mgmt For For For
10 Elect Derek Ridout Mgmt For For For
11 Elect Jurgen Schreiber Mgmt For For For
12 Elect David Williams Mgmt For For For
13 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
14 Non-Voting Agenda Item N/A N/A N/A N/A
- --------------------------------------------------------------------------------
SICHUAN EXPRESSWAY COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y79325109 01/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special China
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Class of Shares Mgmt For For For
2 Nominal Value Mgmt For For For
3 Number of A Shares to be Issued Mgmt For For For
4 Listing Mgmt For For For
5 Target Subscribers Mgmt For For For
6 Issue Price Mgmt For For For
7 Use of Proceeds Mgmt For For For
8 Validity Period Mgmt For For For
9 Authorization of Board Acts Mgmt For For For
10 Refreshment of Amendments to Articles Mgmt For For For
Pursuant to A Share Issue
11 Refreshment of Adoption of Procedural Mgmt For For For
Rules of General Meetings
12 Refreshment of Adoption of Procedural Mgmt For For For
Rules of Board Meetings
13 Refreshment of Adoption of Procedural Mgmt For For For
Rules of Supervisory Committee
14 Refreshment of Adoption of Working Mgmt For For For
Rules for Independent Directors
15 Refreshment of Adoption of Mgmt For For For
Decision-Making Principles on
Connected Transactions
16 Refreshment of Adoption of Method for Mgmt For For For
Investment Management
17 Refreshment of Adoption of Method of Mgmt For For For
Management on Fund Transfers with
Connected Persons, Guarantees and
Utilisation of Raised Proceeds
18 Establishment of Special Committees Mgmt For For For
19 Elect LIU Xianfu; Director's Fees Mgmt For For For
20 Approve the resignation of Mr. Nie Mgmt For For For
Xinquan as a Director
21 Elect LUO Yi Mgmt For Against Against
22 Approve the resignation of Mr. Liu Mgmt For For For
Xianfu as the Supervisor of the Company
- --------------------------------------------------------------------------------
SICHUAN EXPRESSWAY COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y79325109 01/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Other China
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Class of Shares Mgmt For For For
2 Nominal Value Mgmt For For For
3 Number of A Shares to be Issued Mgmt For For For
4 Listing Mgmt For For For
5 Target Subscribers Mgmt For For For
6 Issue Price Mgmt For For For
7 Use of Proceeds Mgmt For For For
8 Validity Period Mgmt For For For
9 Authorization of Board Acts Mgmt For For For
- --------------------------------------------------------------------------------
SICHUAN EXPRESSWAY COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y79325109 04/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual China
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Approve the financial budget Mgmt For For For
implementation report for the year 2008
2 Approve the profit distribution for Mgmt For For For
the year 2008
3 Approve the cash dividends Mgmt For For For
distribution for the 3 years upon a
share issue
4 Approve the audited financial report Mgmt For For For
for the year 2008
5 Approve the report of the Board of Mgmt For For For
Directors for the year 2008
6 Approve the report of the Supervisory Mgmt For For For
Committee for the year 2008
7 Approve the financial budget for the Mgmt For For For
year 2009
8 Appointment of Auditors and Authority Mgmt For For For
to Set Fees
- --------------------------------------------------------------------------------
SICHUAN EXPRESSWAY COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y79325109 06/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special China
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Supplemental Agreement Mgmt For For For
2 Modification of Use of Proceeds Mgmt For For For
- --------------------------------------------------------------------------------
SICHUAN EXPRESSWAY COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y79325109 06/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Other China
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Modification of Use of Proceeds Mgmt For For For
- --------------------------------------------------------------------------------
SIEMENS AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS D69671218 01/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits/Dividends Mgmt For For For
6 Postpone Ratification of Rudi Lamprecht Mgmt For Against Against
7 Postpone Ratification of Jurgen Mgmt For Against Against
Radomski
8 Postpone Ratification ofUriel Sharef Mgmt For Against Against
9 Postpone Ratification of Klaus Wucherer Mgmt For Against Against
10 Ratify Peter Loscher Mgmt For For For
11 Ratify Wolfgang Dehen Mgmt For For For
12 Ratify Heinrich Hiesinger Mgmt For Against Against
13 Ratify Joe Kaeser Mgmt For Against Against
14 Ratify Eduardo Montes Mgmt For Against Against
15 Ratify Jim Reid-Anderson Mgmt For For For
16 Ratify Erich Reinhardt Mgmt For Against Against
17 Ratify Herman Requardt Mgmt For Against Against
18 Ratify Siegfried Russwurm Mgmt For For For
19 Ratify Peter Solmssen Mgmt For For For
20 Ratify Gerhard Cromme Mgmt For Against Against
21 Ratify Ralf Heckmann Mgmt For Against Against
22 Ratify Josef Ackermann Mgmt For Against Against
23 Ratify Lothar Adler Mgmt For Against Against
24 Ratify Jean-Louis Beffa Mgmt For For For
25 Ratify Gerhard Bieletzki Mgmt For Against Against
26 Ratify Gerd von Brandenstein Mgmt For For For
27 Ratify John Coombe Mgmt For Against Against
28 Ratify Hildegard Cornudet Mgmt For Against Against
29 Ratify Michael Diekmann Mgmt For For For
30 Ratify Hans Gaul Mgmt For For For
31 Ratify Birgit Grube Mgmt For Against Against
32 Ratify Peter Gruss Mgmt For For For
33 Ratify Bettina Haller Mgmt For For For
34 Ratify Heinz Hawreliuk Mgmt For Against Against
35 Ratify Berthold Huber Mgmt For Against Against
36 Ratify Harald Kern Mgmt For For For
37 Ratify Walter Kroll Mgmt For Against Against
38 Ratify Nicola Leibinger-Kammuller Mgmt For For For
39 Ratify Michael Mirow Mgmt For For For
40 Ratify Werner Moenius Mgmt For For For
41 Ratify Roland Motzigemba Mgmt For For For
42 Ratify Thomas Rackow Mgmt For For For
43 Ratify Hakan Samuelsson Mgmt For For For
44 Ratify Dieter Scheitor Mgmt For For For
45 Ratify Albrecht Schmidt Mgmt For Against Against
46 Ratify Henning Schulte-Noelle Mgmt For Against Against
47 Ratify Rainer Sieg Mgmt For For For
48 Ratify Peter von Siemens Mgmt For Against Against
49 Ratify Jerry Speyer Mgmt For Against Against
50 Ratify Birgit Steinborn Mgmt For Against Against
51 Ratify Iain Vallance of Tummel Mgmt For Against Against
52 Appointment of auditors for the Mgmt For For For
2008/2009 FY: Ernst + Young AG,
Stuttgart
53 Authority to Repurchase Shares Mgmt For For For
54 Authority to Repurchase Shares Using Mgmt For For For
Equity Derivatives
55 Increase in Authorized Capital Mgmt For For For
56 Authority to Issue Convertible Bonds Mgmt For For For
57 Supervisory Board Members' Fees Mgmt For Against Against
58 Amendment to the Articles of Mgmt For For For
Association
59 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
SOCIETE GENERALE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F43638141 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual France
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Form of Dividend Payment Mgmt For For For
7 Consolidated Accounts and Reports Mgmt For For For
8 Related Party Transactions Mgmt For For For
9 Retirement Benefits (Daniel Bouton, Mgmt For For For
Philippe Citerne, Didier Alix)
10 Retirement Benefits (Severin Cabannes Mgmt For For For
and Frederic Oueda)
11 Severance Package (Frederic Oueda) Mgmt For For For
12 Elect Jean Azema Mgmt For For For
13 Elect Elisabeth Lulin Mgmt For Against Against
14 Ratification of the Co-option of Mgmt For For For
Robert Castaigne
15 Elect Jean-Bernard Levy Mgmt For For For
16 Authority to Repurchase Shares Mgmt For For For
17 Adoption of New Articles Regarding Mgmt For For For
Legal Disputes' Jurisdiction
18 Authority to Issue Preferred Shares Mgmt For For For
19 Amendments to Articles Regarding Share Mgmt For For For
Capital
20 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities Under Employee
Savings Plan
21 Increase to Global Ceiling on Capital Mgmt For For For
Increases
22 Authority to Carry Out Formalities Mgmt For For For
- --------------------------------------------------------------------------------
SOHO CHINA LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G82600100 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Cayman Islands
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- --------- ----------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Sean WANG Shaojian Mgmt For For For
5 Elect SU Xin Mgmt For For For
6 Elect Victor CHA Mou Zing Mgmt For For For
7 Elect YI Xiqun Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Issue Repurchased Shares Mgmt For For For
13 Amendments to Articles Mgmt For For For
14 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
STATOIL ASA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS R8412T102 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Norway
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Opening of Meeting Mgmt For For For
4 Election of Presiding Chairman Mgmt For For For
5 Meeting Notice and Agenda Mgmt For For For
6 Voting List Mgmt For For For
7 Election of Individuals to Check Mgmt For For For
Minutes
8 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
9 Authority to Set Auditor's Fees Mgmt For For For
10 Election of Deputy Member to Corporate Mgmt For Abstain Against
Assembly
11 Compensation Policy Mgmt For For For
12 Authority to Repurchase Shares for Mgmt For For For
2004 Share Savings Plan
13 Amendments to Articles Regarding Mgmt For For For
Company Name
14 Shareholder Proposal Regarding ShrHoldr For Against Against
Withdrawal from Canadian Oil Sands
15 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
SWATCH GROUP LTD. (THE)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H83949141 05/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Ratification of Board Acts Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Appointment of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
TECHTRONIC INDUSTRIES CO LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y8563B159 05/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Frank CHAN Chi Chung Mgmt For For For
5 Elect Stephan Pudwill Mgmt For For For
6 Elect Christopher Langley Mgmt For For For
7 Elect Manfred Kuhlmann Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Issue Repurchased Shares Mgmt For For For
13 Amendments to Articles Mgmt For For For
- --------------------------------------------------------------------------------
TECHTRONIC INDUSTRIES CO LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y8563B159 05/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Subscription Agreement and Issuance of Mgmt For For For
the Tranche 2 Securities and the
Optional Securities
- --------------------------------------------------------------------------------
TELEFONICA SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
cins 879382109 06/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Spain
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends; Ratification of
Board Acts
3 Special Dividend Mgmt For For For
4 Salary/Stock Swap Plan Mgmt For For For
5 Authority to Repurchase Shares Mgmt For For For
6 Authority to Cancel Shares and Reduce Mgmt For For For
Share Capital
7 Appointment of Auditor Mgmt For For For
8 Authority to Carry Out Formalities Mgmt For For For
- --------------------------------------------------------------------------------
TELIASONERA AB
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS W95890104 04/01/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Sweden
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Election of Presiding Chairman Mgmt For For For
7 Elect 2 persons to check the meeting Mgmt For For For
minutes along with the Chairperson
8 Approve the voting register Mgmt For For For
9 Adopt the agenda Mgmt For For For
10 Approve to confirm that the meeting Mgmt For For For
has been duly and properly convened
11 Presentation of Accounts and Reports Mgmt For For For
12 Accounts and Reports Mgmt For Abstain Against
13 Allocation of Profits/Dividends Mgmt For For For
14 Ratification of Board and Management Mgmt For Abstain Against
Acts
15 Board Size Mgmt For For For
16 Directors' Fees Mgmt For For For
17 Election of Directors Mgmt For For For
18 Elect Mr. Tom von Weymarn as the Mgmt For For For
Chairman of the Board of Directors
19 Nominating Committee Mgmt For For For
20 Approve the remuneration of the Mgmt For For For
Executive Management
21 Amend the Articles of Association Mgmt For For For
[announcement of notice]
22 Amend the Articles of Association Mgmt For For For
[time limits for notice]
23 Authority to Repurchase Shares Mgmt For For For
24 Authority to Trade in Company Stock Mgmt For For For
25 Non-Voting Agenda Item N/A N/A N/A N/A
- --------------------------------------------------------------------------------
TELSTRA CORPORATION LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Q8975N105 11/21/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Australia
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Adopt the remuneration report for the Mgmt For For For
FYE 30 JUN 2008
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Amend Constitution Mgmt For For For
6 Elect Mr. John Mullen as a Director Mgmt For Against Against
7 Re-elect Ms. Catherine Livingstone as Mgmt For For For
a Director, who retires by rotation
8 Re-elect Mr. Donald McGauchie as a Mgmt For For For
Director, who retires by rotation
9 Elect Mr. John Stewart as a Director Mgmt For For For
- --------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TEVA CUSIP 881624209 09/25/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Election of Director Mgmt For For For
- --------------------------------------------------------------------------------
TGS-NOPEC GEOPHYSICAL COMPANY ASA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS R9138B102 06/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Norway
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Election of Presiding Chairman and an Mgmt For For For
Individual to Check Minutes
4 Meeting Notice and Agenda Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Auditor's Fees Mgmt For For For
7 Board Size Mgmt For For For
8 Elect Henry Hamilton III Mgmt For For For
9 Elect Arne-Kristian Maeland Mgmt For For For
10 Elect Colette Lewiner Mgmt For For For
11 Elect Elisabeth Harstad Mgmt For For For
12 Elect Mark Leonard Mgmt For For For
13 Directors' Fees Mgmt For For For
14 Nominating Committee's Fees Mgmt For For For
15 Election of Nominating Committee Mgmt For For For
16 Authority to Repurchase Shares Mgmt For For For
17 Cancellation of Shares Mgmt For For For
18 Compensation Policy Mgmt For For For
19 Stock Option Plan Mgmt For For For
20 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive Rights
- --------------------------------------------------------------------------------
THAI UNION FROZEN PRODUCTS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Y8729T169 04/09/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Thailand
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Approve Minutes Mgmt For For For
2 Approve Annual Report Mgmt For For For
3 Accounts and Allocation of Mgmt For For For
Profits/Dividends
4 Election of Directors (Slate) Mgmt For For For
5 Appoint the Company s Auditor and Mgmt For For For
approve to fix the Auditing Fee for
2009
6 Other business [if any] Mgmt For Against Against
- --------------------------------------------------------------------------------
TOTAL SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS F92124100 05/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Mix France
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Related Party Transactions Mgmt For Against Against
8 Retirement Benefits (Thierry Desmarest Mgmt For Against Against
and Christophe de Margerie)
9 Severance Package (Christophe de Mgmt For Against Against
Margerie)
10 Authority to Repurchase Shares Mgmt For For For
11 Elect Anne Lauvergeon Mgmt For Against Against
12 Elect Daniel Bouton Mgmt For Against Against
13 Elect Bertrand Collomb Mgmt For Against Against
14 Elect Christophe de Margerie Mgmt For Against Against
15 Elect Michel Pebereau Mgmt For Against Against
16 Elect Patrick Artus Mgmt For For For
17 Amendment Regarding Mandatory Board Mgmt For For For
Retirement Age Limits
18 Shareholder Proposal Regarding Equity ShrHoldr For Against Against
Compensation Disclosure
19 Shareholder Proposal Regarding ShrHoldr N/A Against N/A
Election of Employee Shareholder
Representatives
20 Shareholder Proposal Regarding Equity ShrHoldr N/A Against N/A
Compensation
- --------------------------------------------------------------------------------
UBS AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H89231338 10/02/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Switzerland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Mr. Sally Bott as a Member of Mgmt For For For
the Board of Directors
4 Elect Mr. Rainer-Marc Frey as a Member Mgmt For For For
of the Board of Directors
5 Elect Mr. Bruno Gehrig as a Member of Mgmt For For For
the Board of Directors
6 Elect Mr. William G. Parrett as a Mgmt For For For
Member of the Board of Directors
7 Amendments to Articles Mgmt For For For
- --------------------------------------------------------------------------------
UBS AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H89231338 11/27/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special Switzerland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Authority to Issue Convertible Debt Mgmt For For For
Instruments; Conditional Capital
Increase
- --------------------------------------------------------------------------------
WANT WANT CHINA HOLDINGS LIMITED (FKA WANT WANT HOLDINGS LTD.)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS G9431R103 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Cayman Islands
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Declare a final dividend for the YE 31 Mgmt For For For
DEC 2008
4 Re-elect Mr. Liao Ching-Tsun as a Mgmt For For For
Director of the Company
5 Re-elect Mr. Maki Haruo as a Director Mgmt For For For
of the Company
6 Re-elect Mr. Tomita Mamoru as a Mgmt For For For
Director of the Company
7 Re-elect Dr. Pei Kerwei as a Director Mgmt For For For
of the Company
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
10 Authority to Repurchase Shares Mgmt For For For
11 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
12 Authority to Issue Repurchased Shares Mgmt For For For
13 Corporate Communications Mgmt For For For
14 Amendments to Articles Mgmt For For For
15 Adoption of Amended Articles Mgmt For For For
16 Non-Voting Meeting Note N/A N/A N/A N/A
- --------------------------------------------------------------------------------
WIMM-BILL-DANN FOODS OJSC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WBD CUSIP 97263M109 09/04/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Related Party Transactions Mgmt For For For
2 Related Party Transactions Mgmt For For For
3 APPROVE THE NEW VERSION OF WBD FOODS Mgmt For For For
OJSC CHARTER.
- --------------------------------------------------------------------------------
WORKS APPLICATIONS COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS J9516S106 09/24/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Approve Appropriation of Profits Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Amendments to Articles Regarding Mgmt For Against Against
Takeover Defense Plan
4 Approve Adoption of Anti-Takeover Mgmt For Against Against
Defense Measures
5 Appoint a Director Mgmt For For For
6 Appoint a Director Mgmt For For For
7 Appoint a Director Mgmt For For For
8 Appoint a Director Mgmt For For For
9 Appoint a Director Mgmt For For For
- --------------------------------------------------------------------------------
ZURICH FINANCIAL SERVICES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS H9870Y105 04/02/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Board and Management Mgmt For For For
Acts
6 Increase in Authorized Capital Mgmt For For For
7 Authority to Issue Convertible Debt Mgmt For For For
Instruments
8 Approve to change the Company name Mgmt For For For
9 Re-elect Mr. Thomas Escher to the Mgmt For For For
Board of Director
10 Re-elect Mr. Don Nicolaisen to the Mgmt For For For
Board of Director
11 Re-elect Mr. Philippe Pidoux to the Mgmt For For For
Board of Director
12 Re-elect Mr. Vernon Sankey to the Mgmt For For For
Board of Director
13 Re-elect PricewaterhouseCoopers as the Mgmt For For For
Auditors
14 Non-Voting Meeting Note N/A N/A N/A N/A
ITEM 12: PROXY VOTING RECORD
Registrant: ICON Funds
Fund Name: ICON Leisure and Consumer Staples Fund
Reporting Period: 7/1/2008 - 6/30/2009
- --------------------------------------------------------------------------------
ALTRIA GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MO CUSIP 02209S103 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Elizabeth Bailey Mgmt For Against Against
2 Elect Gerald Baliles Mgmt For Against Against
3 Elect Dinyar Devitre Mgmt For For For
4 Elect Thomas Farrell II Mgmt For Against Against
5 Elect Robert Huntley Mgmt For Against Against
6 Elect Thomas Jones Mgmt For Against Against
7 Elect George Munoz Mgmt For For For
8 Elect Nabil Sakkab Mgmt For For For
9 Elect Michael Szymanczyk Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal Regarding ShrHoldr Against Against For
Reduction of Nicotine Content in New
Brands/Brand Extensions
12 Shareholder Proposal Regarding Food ShrHoldr Against Against For
Insecurity and Tobacco Use
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Adoption of Principles for Health Care
Reform
14 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Rights Protocols
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say on
Pay)
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure Report
- --------------------------------------------------------------------------------
BALLY TECHNOLOGIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BYI CUSIP 05874B107 12/10/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Robert Guido Mgmt For Withhold Against
1.2 Elect Kevin Verner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
BOB EVANS FARMS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BOBE CUSIP 096761101 09/08/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: CHERYL L. KRUEGER Mgmt For Against Against
2 ELECTION OF DIRECTOR: G. ROBERT LUCAS Mgmt For For For
II
3 ELECTION OF DIRECTOR: EILEEN A. Mgmt For For For
MALLESCH
4 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
BRINKER INTERNATIONAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EAT CUSIP 109641100 10/30/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Douglas Brooks Mgmt For For For
1.2 Elect Harriet Edelman Mgmt For For For
1.3 Elect Marvin Girouard Mgmt For For For
1.4 Elect Ronald Kirk Mgmt For For For
1.5 Elect John Mims Mgmt For For For
1.6 Elect George Mrkonic, Jr. Mgmt For For For
1.7 Elect Erle Nye Mgmt For For For
1.8 Elect James Oesterreicher Mgmt For For For
1.9 Elect Rosendo Parra Mgmt For For For
1.10 Elect Cece Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 AMENDMENT TO THE STOCK OPTION AND Mgmt For For For
INCENTIVE PLAN.
4 APPROVAL OF SHAREHOLDER PROPOSAL ShrHoldr Against Against For
SUBMITTED BY PETA.
- --------------------------------------------------------------------------------
CALLAWAY GOLF COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ELY CUSIP 131193104 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect George Fellows Mgmt For For For
1.2 Elect Samuel Armacost Mgmt For For For
1.3 Elect Ronald Beard Mgmt For For For
1.4 Elect John Cushman, III Mgmt For For For
1.5 Elect Yotaro Kobayashi Mgmt For For For
1.6 Elect John Lundgren Mgmt For For For
1.7 Elect Richard Rosenfield Mgmt For For For
1.8 Elect Anthony Thornley Mgmt For For For
2 Amendment to the 2004 Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
CARNIVAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CCL CUSIP 143658300 04/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Micky Arison Mgmt For For For
1.2 Elect Richard Capen, Jr. Mgmt For For For
1.3 Elect Robert Dickinson Mgmt For For For
1.4 Elect Arnold Donald Mgmt For For For
1.5 Elect Pier Foschi Mgmt For For For
1.6 Elect Howard Frank Mgmt For For For
1.7 Elect Richard Glasier Mgmt For For For
1.8 Elect Modesto Maidique Mgmt For Withhold Against
1.9 Elect Sir John Parker Mgmt For Withhold Against
1.10 Elect Peter Ratcliffe Mgmt For For For
1.11 Elect Stuart Subotnick Mgmt For For For
1.12 Elect Laura Weil Mgmt For For For
1.13 Elect Randall Weisenburger Mgmt For For For
1.14 Elect Uzi Zucker Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Authority to Set Auditor's Fees Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Directors' Remuneration Report Mgmt For For For
6 Authority to Increase Authorised Mgmt For For For
Capital
7 TO ADOPT THE AMENDED AND RESTATED Mgmt For Against Against
ARTICLES OF ASSOCIATION OF CARNIVAL
PLC.
8 Further Amendments to Articles Mgmt For For For
9 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
11 Authority to Repurchase Shares Mgmt For For For
- --------------------------------------------------------------------------------
CEC ENTERTAINMENT, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CEC CUSIP 125137109 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Richard Frank Mgmt For For For
1.2 Elect Tim Morris Mgmt For For For
1.3 Elect Louis Neeb Mgmt For Withhold Against
2 Amendment to the 2004 Restricted Stock Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
CLOROX COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CLX CUSIP 189054109 11/19/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 ELECT DANIEL BOGGAN, JR. AS A DIRECTOR Mgmt For For For
2 ELECT RICHARD H. CARMONA AS A DIRECTOR Mgmt For For For
3 ELECT TULLY M. FRIEDMAN AS A DIRECTOR Mgmt For For For
4 ELECT GEORGE J. HARAD AS A DIRECTOR Mgmt For For For
5 ELECT DONALD R. KNAUSS AS A DIRECTOR Mgmt For For For
6 ELECT ROBERT W. MATSCHULLAT AS A Mgmt For For For
DIRECTOR
7 ELECT GARY G. MICHAEL AS A DIRECTOR Mgmt For For For
8 ELECT EDWARD A. MUELLER AS A DIRECTOR Mgmt For For For
9 ELECT JAN L. MURLEY AS A DIRECTOR Mgmt For For For
10 ELECT PAMELA THOMAS-GRAHAM AS A Mgmt For For For
DIRECTOR
11 ELECT CAROLYN M. TICKNOR AS A DIRECTOR Mgmt For For For
12 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
COCA-COLA ENTERPRISES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CCE CUSIP 191219104 04/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Calvin Darden Mgmt For For For
1.2 Elect Donna James Mgmt For For For
1.3 Elect Thomas Johnson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Shareholder Approval of Severance
Agreements
4 SHAREOWNER PROPOSAL REGARDING HEALTH ShrHoldr Against Against For
CARE REFORM.
- --------------------------------------------------------------------------------
COMCAST CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CMCSA CUSIP 20030N101 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect S. Decker Anstrom Mgmt For For For
1.2 Elect Kenneth Bacon Mgmt For Withhold Against
1.3 Elect Sheldon Bonovitz Mgmt For For For
1.4 Elect Edward Breen Mgmt For For For
1.5 Elect Julian Brodsky Mgmt For For For
1.6 Elect Joseph Collins Mgmt For For For
1.7 Elect J. Michael Cook Mgmt For For For
1.8 Elect Gerald Hassell Mgmt For For For
1.9 Elect Jeffrey Honickman Mgmt For For For
1.10 Elect Brian Roberts Mgmt For For For
1.11 Elect Ralph Roberts Mgmt For For For
1.12 Elect Judith Rodin Mgmt For Withhold Against
1.13 Elect Michael Sovern Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2002 Employee Stock Mgmt For For For
Purchase Plan
4 Amendment to the 2002 Restricted Stock Mgmt For For For
Plan
5 Amendment to the 2003 Stock Option Plan Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Executives Earning in
Excess of $500,000
7 Shareholder Proposal Regarding the ShrHoldr Against For Against
Approval of Survivor Benefits (Golden
Coffin) Arrangements
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Executive
Compensation (Say on Pay)
9 Shareholder Proposal Regarding a ShrHoldr Against For Against
Recapitalization Plan
- --------------------------------------------------------------------------------
CONAGRA FOODS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CAGPRE CUSIP 205887102 09/25/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Mogens Bay Mgmt For For For
1.2 Elect Stephen Butler Mgmt For For For
1.3 Elect Steven Goldstone Mgmt For For For
1.4 Elect W.G. Jurgensen Mgmt For For For
1.5 Elect Ruth Ann Marshall Mgmt For For For
1.6 Elect Gary Rodkin Mgmt For For For
1.7 Elect Andrew Schindler Mgmt For For For
1.8 Elect Kenneth Stinson Mgmt For For For
2 RATIFY THE APPOINTMENT OF INDEPENDENT Mgmt For For For
AUDITORS
- --------------------------------------------------------------------------------
CORN PRODUCTS INTERNATIONAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CPO CUSIP 219023108 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Luis Aranguren-Trellez Mgmt For For For
1.2 Elect Paul Hanrahan Mgmt For For For
1.3 Elect William Norman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Abstain For Against
Declassification of the Board
- --------------------------------------------------------------------------------
CRACKER BARREL OLD COUNTRY STORE INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CBRL CUSIP 12489V106 11/25/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect James Carreker Mgmt For For For
1.2 Elect Robert Dale Mgmt For For For
1.3 Elect Richard Dobkin Mgmt For For For
1.4 Elect Robert Hilton Mgmt For For For
1.5 Elect Charles Jones, Jr. Mgmt For For For
1.6 Elect B.F. Lowery Mgmt For Withhold Against
1.7 Elect Martha Mitchell Mgmt For For For
1.8 Elect Andrea Weiss Mgmt For For For
1.9 Elect Jimmie White Mgmt For For For
1.10 Elect Michael Woodhouse Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Company Name Change Mgmt For For For
4 Amendment to the Stock Option Plan Mgmt For For For
5 Amendment to the 2002 Omnibus Mgmt For For For
Incentive Compensation Plan Regarding
Performance Criteria
6 Amendment to the 2002 Omnibus Mgmt For For For
Incentive Compensation Plan Regarding
Share Incresae
- --------------------------------------------------------------------------------
CVS CAREMARK CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CVS CUSIP 126650100 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Edwin Banks Mgmt For For For
2 Elect C. David Brown II Mgmt For For For
3 Elect David Dorman Mgmt For For For
4 Elect Kristen Gibney Williams Mgmt For For For
5 Elect Marian Heard Mgmt For For For
6 Elect William Joyce Mgmt For For For
7 Elect Jean-Pierre Millon Mgmt For For For
8 Elect Terrence Murray Mgmt For For For
9 Elect C.A. Lance Piccolo Mgmt For For For
10 Elect Sheli Rosenberg Mgmt For For For
11 Elect Thomas Ryan Mgmt For For For
12 Elect Richard Swift Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding Special ShrHoldr Against For Against
Shareholder Meetings
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Chairman of the Board
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditures
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Executive
Compensation (Say on Pay)
- --------------------------------------------------------------------------------
DARDEN RESTAURANTS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DRI CUSIP 237194105 09/12/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Leonard Berry Mgmt For For For
1.2 Elect Odie Donald Mgmt For For For
1.3 Elect David Hughes Mgmt For For For
1.4 Elect Charles Ledsinger, Jr. Mgmt For For For
1.5 Elect William Lewis, Jr. Mgmt For For For
1.6 Elect Connie Mack, III Mgmt For For For
1.7 Elect Andrew Madsen Mgmt For For For
1.8 Elect Clarence Otis Jr. Mgmt For For For
1.9 Elect Michael Rose Mgmt For Withhold Against
1.10 Elect Maria Sastre Mgmt For For For
1.11 Elect Jack Smith Mgmt For For For
2 TO APPROVE THE AMENDED DARDEN Mgmt For For For
RESTAURANTS, INC. 2002 STOCK INCENTIVE
PLAN.
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
DIRECTV GROUP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DTV CUSIP 25459L106 06/02/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Chase Carey Mgmt For For For
1.2 Elect Mark Carleton Mgmt For Withhold Against
1.3 Elect Peter Lund Mgmt For Withhold Against
1.4 Elect Haim Saban Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
3 Shareholder Proposal Regarding Health ShrHoldr Against Against For
Care Reform Principles
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
- --------------------------------------------------------------------------------
DISH NETWORK CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DISH CUSIP 25470M109 05/11/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect James DeFranco Mgmt For For For
1.2 Elect Cantey Ergen Mgmt For For For
1.3 Elect Charles Ergen Mgmt For For For
1.4 Elect Steven Goodbarn Mgmt For For For
1.5 Elect Gary Howard Mgmt For For For
1.6 Elect David Moskowitz Mgmt For For For
1.7 Elect Tom Ortolf Mgmt For For For
1.8 Elect Carl Vogel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Stock Incentive Plan Mgmt For Against Against
4 Amendment to Existing Equity Plans Mgmt For Against Against
- --------------------------------------------------------------------------------
ELECTRONIC ARTS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ERTS CUSIP 285512109 07/31/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: LEONARD S. Mgmt For Against Against
COLEMAN
2 ELECTION OF DIRECTOR: GARY M. KUSIN Mgmt For For For
3 ELECTION OF DIRECTOR: GREGORY B. MAFFEI Mgmt For For For
4 ELECTION OF DIRECTOR: VIVEK PAUL Mgmt For For For
5 ELECTION OF DIRECTOR: LAWRENCE F. Mgmt For For For
PROBST III
6 ELECTION OF DIRECTOR: JOHN S. Mgmt For For For
RICCITIELLO
7 ELECTION OF DIRECTOR: RICHARD A. Mgmt For Against Against
SIMONSON
8 ELECTION OF DIRECTOR: LINDA J. SRERE Mgmt For Against Against
9 AMENDMENTS TO THE 2000 EQUITY Mgmt For For For
INCENTIVE PLAN
10 AMENDMENTS TO THE 2000 EMPLOYEE STOCK Mgmt For For For
PURCHASE PLAN
11 RATIFICATION OF APPOINTMENT OF KPMG Mgmt For For For
LLP AS INDEPENDENT AUDITORS
- --------------------------------------------------------------------------------
FOMENTO ECONOMICO MEXICANO SAB DE CV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FMX CUSIP 344419106 03/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 Report on Tax Compliance Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Authority to Repurchase Shares Mgmt For For For
5 Election of Directors; Fees Mgmt For Against Against
6 Election of Board Committee Members; Mgmt For Against Against
Fees
7 Election of Meeting Delegates Mgmt For For For
8 READING AND, IF APPLICABLE, APPROVAL Mgmt For For For
OF THE MINUTE.
- --------------------------------------------------------------------------------
FRESH DEL MONTE PRODUCE INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FDP CUSIP G36738105 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Mohammad Abu-Ghazaleh Mgmt For For For
2 Elect Hani El-Naffy Mgmt For For For
3 Elect John Dalton Mgmt For For For
4 Financial Statements Mgmt For For For
5 Appointment of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
PROCTER & GAMBLE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PG CUSIP 742718109 10/14/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Kenneth Chenault Mgmt For For For
1.2 Elect Scott Cook Mgmt For For For
1.3 Elect Rajat Gupta Mgmt For For For
1.4 Elect Alan Lafley Mgmt For For For
1.5 Elect Charles Lee Mgmt For For For
1.6 Elect Lynn Martin Mgmt For For For
1.7 Elect W. James McNerney, Jr. Mgmt For For For
1.8 Elect Johnathan Rodgers Mgmt For For For
1.9 Elect Ralph Snyderman Mgmt For For For
1.10 Elect Margaret Whitman Mgmt For For For
1.11 Elect Patricia Woertz Mgmt For For For
1.12 Elect Ernesto Zedillo Mgmt For For For
2 RATIFY APPOINTMENT OF THE INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM
3 AMEND COMPANY S AMENDED ARTICLES OF Mgmt For For For
INCORPORATION TO ADOPT MAJORITY VOTING
4 SHAREHOLDER PROPOSAL #1 - ROTATE SITE ShrHoldr Against Against For
OF ANNUAL MEETING
5 SHAREHOLDER PROPOSAL #2 - ADVISORY ShrHoldr Against For Against
VOTE ON EXECUTIVE COMPENSATION
- --------------------------------------------------------------------------------
H.J. HEINZ COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HNZ CUSIP 423074103 08/13/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: W.R. JOHNSON Mgmt For For For
2 ELECTION OF DIRECTOR: C.E. BUNCH Mgmt For For For
3 ELECTION OF DIRECTOR: L.S. COLEMAN, JR. Mgmt For For For
4 ELECTION OF DIRECTOR: J.G. DROSDICK Mgmt For For For
5 ELECTION OF DIRECTOR: E.E. HOLIDAY Mgmt For For For
6 ELECTION OF DIRECTOR: C. KENDLE Mgmt For For For
7 ELECTION OF DIRECTOR: D.R. O HARE Mgmt For For For
8 ELECTION OF DIRECTOR: N. PELTZ Mgmt For For For
9 ELECTION OF DIRECTOR: D.H. REILLEY Mgmt For For For
10 ELECTION OF DIRECTOR: L.C. SWANN Mgmt For For For
11 ELECTION OF DIRECTOR: T.J. USHER Mgmt For For For
12 ELECTION OF DIRECTOR: M.F. WEINSTEIN Mgmt For For For
13 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For For
PUBLIC ACCOUNTING FIRM.
14 Elimination of the Supermajority Mgmt For For For
Requirement Regarding Provisions
Relating to Limitation of Director
Liability and Director and Officer
Indemnification
15 Elimination of the Supermajority Mgmt For For For
Requirement Regarding Certain Business
Combinations
- --------------------------------------------------------------------------------
HORMEL FOODS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HRL CUSIP 440452100 01/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Terrell Crews Mgmt For For For
1.2 Elect Jeffrey Ettinger Mgmt For For For
1.3 Elect Jody Feragen Mgmt For Withhold Against
1.4 Elect Luella Goldberg Mgmt For For For
1.5 Elect Susan Marvin Mgmt For For For
1.6 Elect John Morrison Mgmt For For For
1.7 Elect Elsa Murano Mgmt For Withhold Against
1.8 Elect Robert Nakasone Mgmt For For For
1.9 Elect Ronald Pearson Mgmt For Withhold Against
1.10 Elect Dakota Pippins Mgmt For For For
1.11 Elect Gary Ray Mgmt For For For
1.12 Elect Hugh Smith Mgmt For For For
1.13 Elect John Turner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 APPROVE THE HORMEL FOODS CORPORATION Mgmt For For For
2009 LONG-TERM INCENTIVE PLAN.
4 2009 Nonemployee Director Deferred Mgmt For For For
Stock Plan
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Greenhouse Gas Emissions
Via Product Packaging
- --------------------------------------------------------------------------------
INTERNATIONAL GAME TECHNOLOGY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IGT CUSIP 459902102 03/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Robert Bittman Mgmt For For For
1.2 Elect Richard Burt Mgmt For For For
1.3 Elect Patti Hart Mgmt For For For
1.4 Elect Robert Mathewson Mgmt For For For
1.5 Elect Thomas Matthews Mgmt For For For
1.6 Elect Robert Miller Mgmt For For For
1.7 Elect Frederick Rentschler Mgmt For For For
1.8 Elect David Roberson Mgmt For For For
2 Amendment to the 2002 Stock Incentive Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
4 Elect Philip Satre Mgmt For For For
- --------------------------------------------------------------------------------
JACK IN THE BOX INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JACK CUSIP 466367109 02/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Michael Alpert Mgmt For For For
1.2 Elect David Goebel Mgmt For For For
1.3 Elect Anne Gust Mgmt For For For
1.4 Elect Murray Hutchison Mgmt For For For
1.5 Elect Linda Lang Mgmt For For For
1.6 Elect Michael Murphy Mgmt For For For
1.7 Elect David Tehle Mgmt For For For
1.8 Elect Winifred Webb Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
KRAFT FOODS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KFT CUSIP 50075N104 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Ajay Banga Mgmt For For For
2 Elect Myra Hart Mgmt For For For
3 Elect Lois Juliber Mgmt For For For
4 Elect Mark Ketchum Mgmt For For For
5 Elect Richard Lerner Mgmt For For For
6 Elect John Pope Mgmt For For For
7 Elect Fedric Reynolds Mgmt For For For
8 Elect Irene Rosenfeld Mgmt For For For
9 Elect Deborah Wright Mgmt For For For
10 Elect Frank Zarb Mgmt For For For
11 Amendment to the 2005 Performance Mgmt For For For
Incentive Plan
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding the ShrHoldr Against Against For
Right to Call Special Metings
- --------------------------------------------------------------------------------
LIFE TIME FITNESS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LTM CUSIP 53217R207 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Bahram Akradi Mgmt For For For
1.2 Elect Giles Bateman Mgmt For For For
1.3 Elect Guy Jackson Mgmt For Withhold Against
1.4 Elect Martha Morfitt Mgmt For For For
1.5 Elect John Richards Mgmt For For For
1.6 Elect Joseph Vassalluzzo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Increase of Authorized Common Stock Mgmt For For For
4 Amendment to the 2004 Long-Term Mgmt For Against Against
Incentive Plan
- --------------------------------------------------------------------------------
LORILLARD, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LO CUSIP 544147101 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Robert Almon Mgmt For For For
1.2 Elect Kit Dietz Mgmt For Withhold Against
1.3 Elect Nigel Travis Mgmt For For For
2 2008 Incentive Compensation Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
MARRIOTT INTERNATIONAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MAR CUSIP 571903202 05/01/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect J.W. Marriott, Jr. Mgmt For For For
2 Elect John Marriott III Mgmt For For For
3 Elect Mary Bush Mgmt For For For
4 Elect Lawrence Kellner Mgmt For For For
5 Elect Debra Lee Mgmt For For For
6 Elect George Munoz Mgmt For For For
7 Elect Harry Pearce Mgmt For For For
8 Elect Steven Reinemund Mgmt For Against Against
9 Elect W. Mitt Romney Mgmt For For For
10 Elect William Shaw Mgmt For For For
11 Elect Lawrence Small Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the Stock and Cash Mgmt For Against Against
Incentive Plan
- --------------------------------------------------------------------------------
MATTEL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MAT CUSIP 577081102 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Michael Dolan Mgmt For For For
2 Elect Robert Eckert Mgmt For For For
3 Elect Frances Fergusson Mgmt For For For
4 Elect Tully Friedman Mgmt For For For
5 Elect Dominic Ng Mgmt For For For
6 Elect Vasant Prabhu Mgmt For For For
7 Elect Andrea Rich Mgmt For For For
8 Elect Ronald Sargent Mgmt For For For
9 Elect Dean Scarborough Mgmt For For For
10 Elect Christopher Sinclair Mgmt For For For
11 Elect G. Craig Sullivan Mgmt For Against Against
12 Elect Kathy White Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding Company ShrHoldr Against Against For
Product Responsibility
15 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call Special Meeting
- --------------------------------------------------------------------------------
MCGRAW-HILL COMPANIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MHP CUSIP 580645109 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Sir Michael Rake Mgmt For For For
1.2 Elect Kurt Schmoke Mgmt For Withhold Against
1.3 Elect Sidney Taurel Mgmt For Withhold Against
2 VOTE TO REAPPROVE PERFORMANCE GOALS Mgmt For For For
UNDER OUR 2002 STOCK INCENTIVE PLAN.
3 Ratification of Auditor Mgmt For For For
4 SHAREHOLDER PROPOSAL REQUESTING ShrHoldr Against For Against
ELECTION OF EACH DIRECTOR ANNUALLY.
5 SHAREHOLDER PROPOSAL REQUESTING ShrHoldr Against For Against
ADOPTION OF SIMPLE MAJORITY VOTE.
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Disclosure of Political Contributions
7 SHAREHOLDER PROPOSAL REQUESTING ShrHoldr Against For Against
ELECTION OF DIRECTORS BY MAJORITY VOTE.
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board Chairman
- --------------------------------------------------------------------------------
MEREDITH CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MDP CUSIP 589433101 11/05/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Alfred Drewes Mgmt For For For
1.2 Elect David Londoner Mgmt For For For
1.3 Elect Philip Marineau Mgmt For For For
1.4 Elect Elizabeth Tallett Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Employee Stock Mgmt For For For
Purchase Plan of 2002
4 TO VOTE ON SHAREHOLDER PROPOSALS, IF ShrHoldr Against Against For
PROPERLY PRESENTED AT THE MEETING.
- --------------------------------------------------------------------------------
PEPSI BOTTLING GROUP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PBG CUSIP 713409100 05/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Linda Alvarado Mgmt For Against Against
2 Elect Barry Beracha Mgmt For Against Against
3 Elect John Compton Mgmt For For For
4 Elect Eric Foss Mgmt For Against Against
5 Elect Ira Hall Mgmt For Against Against
6 Elect Susan Kronick Mgmt For Against Against
7 Elect Blythe McGarvie Mgmt For Against Against
8 Elect John Quelch Mgmt For Against Against
9 Elect Javier Teruel Mgmt For Against Against
10 Elect Cynthia Trudell Mgmt For For For
11 Amendment to the Directors' Stock Plan Mgmt For For For
12 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
PEPSIAMERICAS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PAS CUSIP 71343P200 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Herbert Baum Mgmt For For For
2 Elect Richard Cline Mgmt For For For
3 Elect Michael Corliss Mgmt For For For
4 Elect Pierre du Pont Mgmt For For For
5 Elect Archie Dykes Mgmt For For For
6 Elect Jarobin Gilbert, Jr. Mgmt For For For
7 Elect James Kackley Mgmt For For For
8 Elect Matthew McKenna Mgmt For For For
9 Elect Robert Pohlad Mgmt For For For
10 Elect Deborah Powell Mgmt For For For
11 2009 Long-Term Incentive Plan Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
PEPSICO, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PEP CUSIP 713448108 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Shona Brown Mgmt For For For
2 Elect Ian Cook Mgmt For For For
3 Elect Dina Dublon Mgmt For For For
4 Elect Victor Dzau Mgmt For For For
5 Elect Ray Hunt Mgmt For For For
6 Elect Alberto Ibarguen Mgmt For For For
7 Elect Arthur Martinez Mgmt For For For
8 Elect Indra Nooyi Mgmt For For For
9 Elect Sharon Rockefeller Mgmt For For For
10 Elect James Schiro Mgmt For For For
11 Elect Lloyd Trotter Mgmt For For For
12 Elect Daniel Vasella Mgmt For For For
13 Elect Michael White Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Executive Incentive Compensation Plan Mgmt For For For
16 Shareholder Proposal Regarding Report ShrHoldr Against Against For
on Beverage Container Recycling Program
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Genetically Engineered Products
18 Shareholder Regarding Reviewing ShrHoldr Against Against For
Charitable Spending
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say on
Pay)
- --------------------------------------------------------------------------------
POLARIS INDUSTRIES INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PII CUSIP 731068102 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Scott Wine Mgmt For For For
1.2 Elect Annette Clayton Mgmt For For For
1.3 Elect Gregory Palen Mgmt For For For
1.4 Elect John Wiehoff Mgmt For For For
2 Deferred Compensation Plan for Mgmt For For For
Directors
3 Amendment to the 2007 Omnibus Mgmt For Against Against
Incentive Plan
4 Amendment to the Senior Executive Mgmt For For For
Annual Incentive Compensation Plan
5 Amendment to the Long Term Incentive Mgmt For For For
Plan
6 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
POOL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
POOL CUSIP 73278L105 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Wilson Sexton Mgmt For For For
1.2 Elect Andrew Code Mgmt For For For
1.3 Elect James Gaffney Mgmt For For For
1.4 Elect George Haymaker, Jr. Mgmt For For For
1.5 Elect Manuel Perez de la Mesa Mgmt For For For
1.6 Elect Harlan Seymour Mgmt For For For
1.7 Elect Robert Sledd Mgmt For For For
1.8 Elect John Stokely Mgmt For For For
2 Amendment to the 2007 Long-Term Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
RENTRAK CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RENT CUSIP 760174102 08/21/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Judith Allen Mgmt For For For
1.2 Elect Tom Allen Mgmt For For For
1.3 Elect Cecil Andrus Mgmt For Withhold Against
1.4 Elect George Kuper Mgmt For Withhold Against
1.5 Elect Paul Rosenbaum Mgmt For For For
1.6 Elect Brent Rosenthal Mgmt For For For
1.7 Elect Ralph Shaw Mgmt For For For
- --------------------------------------------------------------------------------
ROYAL CARIBBEAN CRUISES LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RCL CUSIP V7780T103 05/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Morten Arntzen Mgmt For For For
1.2 Elect Bernard Aronson Mgmt For For For
1.3 Elect Richard Fain Mgmt For For For
2 Discretion to Delist from the Oslo Mgmt For For For
Stock Exchange
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
- --------------------------------------------------------------------------------
SAFEWAY INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SWY CUSIP 786514208 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Steven Burd Mgmt For For For
2 Elect Janet Grove Mgmt For For For
3 Elect Mohan Gyani Mgmt For For For
4 Elect Paul Hazen Mgmt For For For
5 Elect Frank Herringer Mgmt For For For
6 Elect Robert MacDonnell Mgmt For For For
7 Elect Kenneth Oder Mgmt For For For
8 Elect Rebecca Stirn Mgmt For For For
9 Elect William Tauscher Mgmt For For For
10 Elect Raymond Viault Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
13 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special Meeting
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Limitation on Future Death Benefits
(Golden Coffins)
- --------------------------------------------------------------------------------
SHUFFLE MASTER, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SHFL CUSIP 825549108 03/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Garry Saunders Mgmt For Withhold Against
1.2 Elect Louis Castle Mgmt For Withhold Against
1.3 Elect Phillip Peckman Mgmt For Withhold Against
1.4 Elect John Bailey Mgmt For Withhold Against
1.5 Elect William Warner Mgmt For For For
1.6 Elect Khatchig Zaven "Chris" Mgmt For For For
Philibbosian
1.7 Elect Timothy Parrott Mgmt For For For
2 Amendment to the 2004 Equity Incentive Mgmt For Against Against
Plan
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
SPEEDWAY MOTORSPORTS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TRK CUSIP 847788106 04/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Marcus Smith Mgmt For For For
1.2 Elect Tom Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amended and Restated 2004 Stock Mgmt For For For
Incentive Plan
- --------------------------------------------------------------------------------
STARBUCKS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SBUX CUSIP 855244109 03/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: HOWARD SCHULTZ Mgmt For For For
2 ELECTION OF DIRECTOR: BARBARA BASS Mgmt For For For
3 ELECTION OF DIRECTOR: WILLIAM W. Mgmt For For For
BRADLEY
4 ELECTION OF DIRECTOR: MELLODY HOBSON Mgmt For For For
5 ELECTION OF DIRECTOR: KEVIN R. JOHNSON Mgmt For For For
6 ELECTION OF DIRECTOR: OLDEN LEE Mgmt For For For
7 ELECTION OF DIRECTOR: SHERYL SANDBERG Mgmt For For For
8 ELECTION OF DIRECTOR: JAMES G. Mgmt For For For
SHENNAN, JR.
9 ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt For For For
10 ELECTION OF DIRECTOR: MYRON E. ULLMAN, Mgmt For For For
III
11 ELECTION OF DIRECTOR: CRAIG E. Mgmt For For For
WEATHERUP
12 One-Time Stock Option Exchange Program Mgmt For For For
13 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
TEXAS ROADHOUSE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TXRH CUSIP 882681109 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Martin Hart Mgmt For For For
1.2 Elect W. Kent Taylor Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
THOMSON REUTERS CORPORATION (FKA THE THOMSON CORPORATION)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TRI CUSIP 884903105 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect David Thomson Mgmt For For For
1.2 Elect W. Geoffrey Beattie Mgmt For Withhold Against
1.3 Elect Niall FitzGerald Mgmt For Withhold Against
1.4 Elect Thomas Glocer Mgmt For For For
1.5 Elect Manvinder Banga Mgmt For For For
1.6 Elect Mary Cirillo Mgmt For Withhold Against
1.7 Elect Steven Denning Mgmt For Withhold Against
1.8 Elect Lawton Fitt Mgmt For For For
1.9 Elect Roger Martin Mgmt For For For
1.10 Elect Sir Deryck Maughan Mgmt For For For
1.11 Elect Ken Olisa Mgmt For For For
1.12 Elect Vance Opperman Mgmt For For For
1.13 Elect John Thompson Mgmt For For For
1.14 Elect Peter Thomson Mgmt For For For
1.15 Elect John Tory Mgmt For Withhold Against
2 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
3 Accounts and Reports Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Directors' Remuneration Report Mgmt For Against Against
6 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
7 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
8 Authority to Repurchase Shares Mgmt For For For
9 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
- --------------------------------------------------------------------------------
TIME WARNER CABLE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TWC CUSIP 88732J207 06/03/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Carole Black Mgmt For For For
2 Elect Glenn Britt Mgmt For For For
3 Elect Thomas Castro Mgmt For For For
4 Elect David Chang Mgmt For For For
5 Elect James Copeland, Jr. Mgmt For For For
6 Elect Peter Haje Mgmt For For For
7 Elect Donna James Mgmt For For For
8 Elect Don Logan Mgmt For For For
9 Elect N.J. Nicholas, Jr. Mgmt For For For
10 Elect Wayne Pace Mgmt For For For
11 Elect Edward Shirley Mgmt For For For
12 Elect John Sununu Mgmt For For For
13 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
TIME WARNER INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TWX CUSIP 887317105 01/16/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Reverse Stock Split Mgmt For For For
- --------------------------------------------------------------------------------
TIME WARNER INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TWX CUSIP 887317303 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Herbert Allison Jr. Mgmt For For For
2 Elect James Barksdale Mgmt For For For
3 Elect Jeffrey Bewkes Mgmt For For For
4 Elect Stephen Bollenbach Mgmt For For For
5 Elect Frank Caufield Mgmt For For For
6 Elect Robert Clark Mgmt For Against Against
7 Elect Mathias Dopfner Mgmt For For For
8 Elect Jessica Einhorn Mgmt For For For
9 Elect Michael Miles Mgmt For Against Against
10 Elect Kenneth Novack Mgmt For Against Against
11 Elect Deborah Wright Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Annual Incentive Plan for Executive Mgmt For For For
Officers
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
15 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special Meeting
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say on
Pay)
- --------------------------------------------------------------------------------
UNILEVER PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UL CUSIP 904767704 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Jim Lawrence Mgmt For For For
5 Elect Paul Polman Mgmt For For For
6 Elect Lord Brittan of Spennithorne Mgmt For For For
7 Elect Wim Dik Mgmt For For For
8 Elect Charles Golden Mgmt For For For
9 Elect Byron Grote Mgmt For For For
10 Elect N. R. Narayana Murthy Mgmt For For For
11 Elect Hixonia Nyasulu Mgmt For For For
12 Elect K.J. Storm Mgmt For For For
13 Elect Michael Treschow Mgmt For For For
14 Elect Jeroen van der Veer Mgmt For Against Against
15 Elect Louise Fresco Mgmt For For For
16 Elect Ann Fudge Mgmt For For For
17 Elect Paul Walsh Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Authority to Set Auditor's Fees Mgmt For For For
20 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
21 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
22 Authority to Repurchase Shares Mgmt For For For
23 Authorization of Political Donations Mgmt For For For
24 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
25 Amendments to Equalisation Agreement Mgmt For For For
26 Amendments to Equalisation Agreement Mgmt For For For
- --------------------------------------------------------------------------------
UNILEVER PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UL CUSIP 904767704 10/28/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 TO ELECT MR P POLMAN AS A DIRECTOR. Mgmt For For For
- --------------------------------------------------------------------------------
UNITED NATURAL FOODS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UNFI CUSIP 911163103 12/12/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Michael Funk Mgmt For For For
1.2 Elect James Heffernan Mgmt For For For
1.3 Elect Steven Spinner Mgmt For For For
2 Amendment to the 2004 Equity Mgmt For For For
Compensation Plan
3 Ratification of Auditor Mgmt For For For
4 THE STOCKHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
ADOPTION OF A VENDOR CODE OF CONDUCT.
- --------------------------------------------------------------------------------
WAL-MART STORES INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WMT CUSIP 931142103 06/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Aida Alvarez Mgmt For For For
2 Elect James Breyer Mgmt For For For
3 Elect M. Michele Burns Mgmt For Against Against
4 Elect James Cash, Jr. Mgmt For For For
5 Elect Roger Corbett Mgmt For For For
6 Elect Douglas Daft Mgmt For For For
7 Elect Michael Duke Mgmt For For For
8 Elect Gregory Penner Mgmt For For For
9 Elect Allen Questrom Mgmt For For For
10 Elect H. Lee Scott, Jr. Mgmt For For For
11 Elect Arne Sorenson Mgmt For For For
12 Elect Jim Walton Mgmt For For For
13 Elect S. Robson Walton Mgmt For For For
14 Elect Christopher Williams Mgmt For For For
15 Elect Linda Wolf Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Adopting Sexual Orientation and Gender
Identity Expression Anti-Bias Policy
18 Shareholder Proposal Regarding Pay for ShrHoldr Against Against For
Superior Performance
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say on
Pay)
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Reviewing Political Contributions and
Expenditures Report
21 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special Meeting
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Incentive Compensation in the Form of
Stock Options
- --------------------------------------------------------------------------------
WALGREEN COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WAG CUSIP 931422109 01/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect William Foote Mgmt For For For
1.2 Elect Mark Frissora Mgmt For For For
1.3 Elect Alan McNally Mgmt For For For
1.4 Elect Cordell Reed Mgmt For For For
1.5 Elect Nancy Schlichting Mgmt For For For
1.6 Elect David Schwartz Mgmt For For For
1.7 Elect Alejandro Silva Mgmt For For For
1.8 Elect James Skinner Mgmt For For For
1.9 Elect Marilou von Ferstel Mgmt For For For
1.10 Elect Charles Walgreen III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 1982 Employee Stock Purchase Plan Mgmt For For For
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board Chairman
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say on
Pay)
- --------------------------------------------------------------------------------
WALT DISNEY COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DIS CUSIP 254687106 03/10/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For For
2 ELECTION OF DIRECTOR: JOHN E. BRYSON Mgmt For For For
3 ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For For
4 ELECTION OF DIRECTOR: JUDITH L. ESTRIN Mgmt For For For
5 ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt For For For
6 ELECTION OF DIRECTOR: STEVEN P. JOBS Mgmt For For For
7 ELECTION OF DIRECTOR: FRED H. Mgmt For For For
LANGHAMMER
8 ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt For For For
9 ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For For
10 ELECTION OF DIRECTOR: ROBERT W. Mgmt For For For
MATSCHULLAT
11 ELECTION OF DIRECTOR: JOHN E. PEPPER, Mgmt For For For
JR.
12 ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2005 Stock Incentive Mgmt For For For
Plan
15 Amendment to the 2002 Executive Mgmt For For For
Performance Plan
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions Reporting
17 TO APPROVE THE SHAREHOLDER PROPOSAL ShrHoldr Against Against For
RELATING TO DEATH BENEFIT PAYMENTS.
18 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Executive
Compensation (Say on Pay)
- --------------------------------------------------------------------------------
WIMM-BILL-DANN FOODS OJSC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WBD CUSIP 97263M109 06/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Annual Report Mgmt N/A Abstain N/A
2 Financial Statements Mgmt N/A Abstain N/A
3 Allocation of Profits/Dividends Mgmt N/A Against N/A
4 Appointment of Auditor Mgmt N/A For N/A
5.1 Elect Guy de Selliers de Moranville Mgmt For For For
5.2 Elect Mikhail Dubinin Mgmt For Withhold Against
5.3 Elect Igor Kostikov Mgmt For For For
5.4 Elect Michael O'Neil Mgmt For For For
5.5 Elect Alexander Orlov Mgmt For Withhold Against
5.6 Elect Sergei Plastinin Mgmt For Withhold Against
5.7 Elect Gavril Yushvaev Mgmt For Withhold Against
5.8 Elect David Iakobachvili Mgmt For Withhold Against
5.9 Elect Evgeny Yasin Mgmt For For For
5.10 Elect Marcus Rhodes Mgmt For Withhold Against
5.11 Elect Jacques Vincent Mgmt For Withhold Against
6 Elect Natalia Volkova Mgmt N/A For N/A
7 Elect Irina Vershinina Mgmt N/A For N/A
8 Elect Natalia Polikarpova Mgmt N/A For N/A
9 Elect Tatiana Propastina Mgmt N/A For N/A
10 Elect Evgeniya Solntseva Mgmt N/A For N/A
11 Elect Grigory Sergeev Mgmt N/A For N/A
12 Elect Tatina Shavero Mgmt N/A For N/A
13 Related Party Transactions Mgmt N/A Abstain N/A
14 Related Party Transactions Mgmt N/A Abstain N/A
15 Related Party Transactions Mgmt N/A Abstain N/A
16 Related Party Transactions Mgmt N/A Abstain N/A
17 Related Party Transactions Mgmt N/A Abstain N/A
18 Related Party Transactions Mgmt N/A Abstain N/A
19 Related Party Transactions Mgmt N/A Abstain N/A
20 Related Party Transactions Mgmt N/A Abstain N/A
- --------------------------------------------------------------------------------
WIMM-BILL-DANN FOODS OJSC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WBD CUSIP 97263M109 09/04/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Related Party Transactions Mgmt For For For
2 Related Party Transactions Mgmt For For For
3 APPROVE THE NEW VERSION OF WBD FOODS Mgmt For For For
OJSC CHARTER.
- --------------------------------------------------------------------------------
WYNDHAM WORLDWIDE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WYN CUSIP 98310W108 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Stephen Holmes Mgmt For For For
1.2 Elect Myra Biblowit Mgmt For Withhold Against
1.3 Elect Pauline Richards Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2006 Equity and Mgmt For For For
Incentive Plan
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Approval of Severance Agreements
5 Shareholder Proposal Regarding an ShrHoldr Against For Against
Independent Board Chairman
ITEM 13: PROXY VOTING RECORD
Registrant: ICON Funds
Fund Name: ICON Long/Short Fund
Reporting Period: 7/1/2008 - 6/30/2009
- --------------------------------------------------------------------------------
ABBOTT LABORATORIES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ABT CUSIP 002824100 04/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Robert Alpern Mgmt For For For
1.2 Elect Roxanne Austin Mgmt For For For
1.3 Elect William Daley Mgmt For For For
1.4 Elect W. James Farrell Mgmt For For For
1.5 Elect H. Laurance Fuller Mgmt For For For
1.6 Elect William Osborn Mgmt For For For
1.7 Elect David Owen Mgmt For For For
1.8 Elect W. Ann Reynolds Mgmt For For For
1.9 Elect Roy Roberts Mgmt For For For
1.10 Elect Samuel Scott III Mgmt For For For
1.11 Elect William Smithburg Mgmt For For For
1.12 Elect Glenn Tilton Mgmt For For For
1.13 Elect Miles White Mgmt For For For
2 APPROVAL OF THE ABBOTT LABORATORIES Mgmt For For For
2009 INCENTIVE STOCK PROGRAM
3 2009 Employee Stock Purchase Plan Mgmt For For For
4 RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt For For For
AS AUDITORS
5 SHAREHOLDER PROPOSAL - ANIMAL TESTING ShrHoldr Against Against For
6 SHAREHOLDER PROPOSAL - HEALTH CARE ShrHoldr Against Against For
PRINCIPLES
7 SHAREHOLDER PROPOSAL - ADVISORY VOTE ShrHoldr Against For Against
- --------------------------------------------------------------------------------
AETNA INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AET CUSIP 00817Y108 05/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Frank Clark Mgmt For Against Against
2 Elect Betsy Cohen Mgmt For Against Against
3 Elect Molly Coye Mgmt For For For
4 Elect Roger Farah Mgmt For Against Against
5 Elect Barbara Franklin Mgmt For Against Against
6 Elect Jeffrey Garten Mgmt For Against Against
7 Elect Earl Graves Mgmt For For For
8 Elect Gerald Greenwald Mgmt For For For
9 Elect Ellen Hancock Mgmt For For For
10 Elect Richard Harrington Mgmt For For For
11 Elect Edward Ludwig Mgmt For For For
12 Elect Joseph Newhouse Mgmt For For For
13 Elect Ronald Williams Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Nominating a Retired Executive to the
Board
- --------------------------------------------------------------------------------
AMEDISYS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AMED CUSIP 023436108 06/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect William Borne Mgmt For For For
1.2 Elect Larry Graham Mgmt For For For
1.3 Elect Ronald A. LaBorde Mgmt For For For
1.4 Elect Jake Netterville Mgmt For For For
1.5 Elect David Pitts Mgmt For For For
1.6 Elect Peter Ricchiuti Mgmt For For For
1.7 Elect Donald Washburn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
ANNALY CAPITAL MANAGEMENT, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NLY CUSIP 035710409 05/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Wellington Denahan-Norris Mgmt For For For
1.2 Elect Michael Haylon Mgmt For For For
1.3 Elect Donnell Segalas Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
AVNET, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AVT CUSIP 053807103 11/06/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Eleanor Baum Mgmt For For For
1.2 Elect J. Veronica Biggins Mgmt For For For
1.3 Elect Lawrence Clarkson Mgmt For For For
1.4 Elect Ehud Houminer Mgmt For For For
1.5 Elect Frank Noonan Mgmt For For For
1.6 Elect Ray Robinson Mgmt For For For
1.7 Elect William Sullivan Mgmt For For For
1.8 Elect Gary Tooker Mgmt For For For
1.9 Elect Roy Vallee Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BAC CUSIP 060505104 12/05/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Approval of the Merger Agreement Mgmt For For For
2 Amendment to the 2003 Key Associate Mgmt For For For
Stock Plan
3 Increase of Authorized Common Stock Mgmt For For For
4 Right to Adjourn Meeting Mgmt For For For
- --------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BMY CUSIP 110122108 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Lamberto Andreotti Mgmt For For For
2 Elect Lewis Campbell Mgmt For For For
3 Elect James Cornelius Mgmt For For For
4 Elect Louis Freeh Mgmt For Against Against
5 Elect Laurie Glimcher Mgmt For For For
6 Elect Michael Grobstein Mgmt For For For
7 Elect Leif Johansson Mgmt For For For
8 Elect Alan Lacy Mgmt For For For
9 Elect Vicki Sato Mgmt For For For
10 Elect Togo West Mgmt For For For
11 Elect R. Sanders Williams Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Executive Compensation
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Eliminating Supermajority Provisions
15 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special Meeting
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say on
Pay)
- --------------------------------------------------------------------------------
BRISTOW GROUP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BRS CUSIP 110394103 08/05/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Thomas Amonett Mgmt For For For
1.2 Elect Charles Bolden, Jr. Mgmt For For For
1.3 Elect Stephen Cannon Mgmt For For For
1.4 Elect Jonathan Cartwright Mgmt For For For
1.5 Elect William Chiles Mgmt For For For
1.6 Elect Michael Flick Mgmt For For For
1.7 Elect Thomas Knudson Mgmt For For For
1.8 Elect Ken Tamblyn Mgmt For For For
1.9 Elect William Wyatt Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
BURLINGTON NORTHERN SANTA FE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BNI CUSIP 12189T104 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: A.L. BOECKMANN Mgmt For For For
2 ELECTION OF DIRECTOR: D.G. COOK Mgmt For For For
3 ELECTION OF DIRECTOR: V.S. MARTINEZ Mgmt For Against Against
4 ELECTION OF DIRECTOR: M.F. RACICOT Mgmt For For For
5 ELECTION OF DIRECTOR: R.S. ROBERTS Mgmt For For For
6 ELECTION OF DIRECTOR: M.K. ROSE Mgmt For For For
7 ELECTION OF DIRECTOR: M.J. SHAPIRO Mgmt For For For
8 ELECTION OF DIRECTOR: J.C. WATTS, JR. Mgmt For For For
9 ELECTION OF DIRECTOR: R.H. WEST Mgmt For For For
10 ELECTION OF DIRECTOR: J.S. WHISLER Mgmt For For For
11 ELECTION OF DIRECTOR: E.E. WHITACRE, Mgmt For For For
JR.
12 Ratification of Auditor Mgmt For For For
13 PROPOSAL REGARDING SAY ON EXECUTIVE ShrHoldr Against For Against
PAY.
14 PROPOSAL REGARDING SPECIAL SHAREOWNER ShrHoldr Against Against For
MEETINGS.
15 PROPOSAL REGARDING REPORT ON POLITICAL ShrHoldr Against For Against
CONTRIBUTIONS.
- --------------------------------------------------------------------------------
CASH AMERICA INTERNATIONAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CSH CUSIP 14754D100 04/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Daniel Berce Mgmt For For For
1.2 Elect Jack Daugherty Mgmt For For For
1.3 Elect Daniel Feehan Mgmt For For For
1.4 Elect Albert Goldstein Mgmt For Withhold Against
1.5 Elect James Graves Mgmt For For For
1.6 Elect B.D. Hunter Mgmt For For For
1.7 Elect Timothy McKibben Mgmt For For For
1.8 Elect Alfred Micallef Mgmt For For For
2 Amendment to the 2004 Long-Term Mgmt For For For
Incentive Plan
3 Amendment to the 2004 Long-Term Mgmt For For For
Incentive Plan
4 Ratification of Auditor Mgmt For For For
5 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For
ANTI-PREDATORY LENDING POLICIES.
- --------------------------------------------------------------------------------
CHEVRON CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CVX CUSIP 166764100 05/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Samuel Armacost Mgmt For For For
2 Elect Linnet Deily Mgmt For For For
3 Elect Robert Denham Mgmt For For For
4 Elect Robert Eaton Mgmt For For For
5 Elect Enrique Hernandez, Jr. Mgmt For For For
6 Elect Franklyn Jenifer Mgmt For For For
7 Elect Sam Nunn Mgmt For For For
8 Elect David O'Reilly Mgmt For For For
9 Elect Donald Rice Mgmt For For For
10 Elect Kevin Sharer Mgmt For For For
11 Elect Charles Shoemate Mgmt For For For
12 Elect Ronald Sugar Mgmt For For For
13 Elect Carl Ware Mgmt For For For
14 Elect John Watson Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Approval of Performance Goals for the Mgmt For For For
Chevron Incentive Plan
17 Amendment to the Long-Term Incentive Mgmt For For For
Plan
18 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special Meeting
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say on
Pay)
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Reporting and Reducing Greenhouse Gas
Emissions
21 Shareholder Proposal Regarding Country ShrHoldr Against Against For
Selection Guidelines
22 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Rights Policy
23 Shareholder Proposal Regarding Report ShrHoldr Against Against For
on Host Country Laws
- --------------------------------------------------------------------------------
CHINA MOBILE (HONG KONG) LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CHL CUSIP 16941M109 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect WANG Jianzhou Mgmt For For For
4 Elect ZHANG Chunjiang Mgmt For For For
5 Elect SHA Yuejia Mgmt For For For
6 Elect LIU Aili Mgmt For For For
7 Elect XU Long Mgmt For Against Against
8 Elect Moses CHENG Mo Chi Mgmt For Against Against
9 Elect Nicholas J. Read Mgmt For Against Against
10 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
13 Authority to Issue Repurchased Shares Mgmt For For For
- --------------------------------------------------------------------------------
CLOROX COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CLX CUSIP 189054109 11/19/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 ELECT DANIEL BOGGAN, JR. AS A DIRECTOR Mgmt For For For
2 ELECT RICHARD H. CARMONA AS A DIRECTOR Mgmt For For For
3 ELECT TULLY M. FRIEDMAN AS A DIRECTOR Mgmt For For For
4 ELECT GEORGE J. HARAD AS A DIRECTOR Mgmt For For For
5 ELECT DONALD R. KNAUSS AS A DIRECTOR Mgmt For For For
6 ELECT ROBERT W. MATSCHULLAT AS A Mgmt For For For
DIRECTOR
7 ELECT GARY G. MICHAEL AS A DIRECTOR Mgmt For For For
8 ELECT EDWARD A. MUELLER AS A DIRECTOR Mgmt For For For
9 ELECT JAN L. MURLEY AS A DIRECTOR Mgmt For For For
10 ELECT PAMELA THOMAS-GRAHAM AS A Mgmt For For For
DIRECTOR
11 ELECT CAROLYN M. TICKNOR AS A DIRECTOR Mgmt For For For
12 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
COACH, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
COH CUSIP 189754104 10/30/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Lew Frankfort Mgmt For For For
1.2 Elect Susan Kropf Mgmt For For For
1.3 Elect Gary Loveman Mgmt For For For
1.4 Elect Ivan Menezes Mgmt For For For
1.5 Elect Irene Miller Mgmt For For For
1.6 Elect Keith Monda Mgmt For For For
1.7 Elect Michael Murphy Mgmt For Withhold Against
1.8 Elect Jide Zeitlin Mgmt For For For
2 Amendment to the Performance-Based Mgmt For For For
Annual Incentive Plan
- --------------------------------------------------------------------------------
CRACKER BARREL OLD COUNTRY STORE INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CBRL CUSIP 12489V106 11/25/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect James Carreker Mgmt For For For
1.2 Elect Robert Dale Mgmt For For For
1.3 Elect Richard Dobkin Mgmt For For For
1.4 Elect Robert Hilton Mgmt For For For
1.5 Elect Charles Jones, Jr. Mgmt For For For
1.6 Elect B.F. Lowery Mgmt For Withhold Against
1.7 Elect Martha Mitchell Mgmt For For For
1.8 Elect Andrea Weiss Mgmt For For For
1.9 Elect Jimmie White Mgmt For For For
1.10 Elect Michael Woodhouse Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Company Name Change Mgmt For For For
4 Amendment to the Stock Option Plan Mgmt For For For
5 Amendment to the 2002 Omnibus Mgmt For For For
Incentive Compensation Plan Regarding
Performance Criteria
6 Amendment to the 2002 Omnibus Mgmt For For For
Incentive Compensation Plan Regarding
Share Incresae
- --------------------------------------------------------------------------------
CREDICORP LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BAP CUSIP G2519Y108 03/31/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 Consolidated Accounts and Reports Mgmt For For For
3 Appointment of Auditor and Authority Mgmt For Abstain Against
to Set Fees
- --------------------------------------------------------------------------------
CVS CAREMARK CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CVS CUSIP 126650100 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Edwin Banks Mgmt For For For
2 Elect C. David Brown II Mgmt For For For
3 Elect David Dorman Mgmt For For For
4 Elect Kristen Gibney Williams Mgmt For For For
5 Elect Marian Heard Mgmt For For For
6 Elect William Joyce Mgmt For For For
7 Elect Jean-Pierre Millon Mgmt For For For
8 Elect Terrence Murray Mgmt For For For
9 Elect C.A. Lance Piccolo Mgmt For For For
10 Elect Sheli Rosenberg Mgmt For For For
11 Elect Thomas Ryan Mgmt For For For
12 Elect Richard Swift Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding Special ShrHoldr Against For Against
Shareholder Meetings
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Chairman of the Board
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditures
17 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Executive
Compensation (Say on Pay)
- --------------------------------------------------------------------------------
DARDEN RESTAURANTS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DRI CUSIP 237194105 09/12/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Leonard Berry Mgmt For For For
1.2 Elect Odie Donald Mgmt For For For
1.3 Elect David Hughes Mgmt For For For
1.4 Elect Charles Ledsinger, Jr. Mgmt For For For
1.5 Elect William Lewis, Jr. Mgmt For For For
1.6 Elect Connie Mack, III Mgmt For For For
1.7 Elect Andrew Madsen Mgmt For For For
1.8 Elect Clarence Otis Jr. Mgmt For For For
1.9 Elect Michael Rose Mgmt For Withhold Against
1.10 Elect Maria Sastre Mgmt For For For
1.11 Elect Jack Smith Mgmt For For For
2 TO APPROVE THE AMENDED DARDEN Mgmt For For For
RESTAURANTS, INC. 2002 STOCK INCENTIVE
PLAN.
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
DIAMOND OFFSHORE DRILLING, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DO CUSIP 25271C102 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect James Tisch Mgmt For For For
1.2 Elect Lawrence Dickerson Mgmt For For For
1.3 Elect John Bolton Mgmt For For For
1.4 Elect Charles Fabrikant Mgmt For For For
1.5 Elect Paul Gaffney, II Mgmt For For For
1.6 Elect Edward Grebow Mgmt For For For
1.7 Elect Herbert Hofmann Mgmt For For For
1.8 Elect Arthur Rebell Mgmt For Withhold Against
1.9 Elect Raymond Troubh Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
ELI LILLY AND COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LLY CUSIP 532457108 04/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Martin Feldstein Mgmt For Withhold Against
1.2 Elect J. Erik Fyrwald Mgmt For For For
1.3 Elect Ellen Marram Mgmt For Withhold Against
1.4 Elect Douglas Oberhelman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Board Mgmt For For For
4 Amendment to the Bonus Plan Mgmt For For For
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Eliminating Supermajority Provisions
6 Shareholder Proposal Regarding Simple ShrHoldr Against For Against
Majority Vote
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Executive
Compensation (Say on Pay)
- --------------------------------------------------------------------------------
ENERGIZER HOLDINGS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ENR CUSIP 29266R108 01/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Bill Armstrong Mgmt For For For
1.2 Elect J. Patrick Mulcahy Mgmt For For For
1.3 Elect Pamela Nicholson Mgmt For For For
2 PROPOSAL TO APPROVE 2009 INCENTIVE Mgmt For For For
STOCK PLAN AND PERFORMANCE CRITERIA.
- --------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
XOM CUSIP 30231G102 05/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Michael Boskin Mgmt For For For
1.2 Elect Larry Faulkner Mgmt For For For
1.3 Elect Kenneth Frazier Mgmt For For For
1.4 Elect William George Mgmt For For For
1.5 Elect Reatha King Mgmt For For For
1.6 Elect Marilyn Nelson Mgmt For For For
1.7 Elect Samuel Palmisano Mgmt For For For
1.8 Elect Steven Reinemund Mgmt For For For
1.9 Elect Rex Tillerson Mgmt For For For
1.10 Elect Edward Whitacre, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
4 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special Meeting
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board Chairman
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Executive
Compensation (Say on Pay)
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Executive Compensation Report
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Corporate Sponsorships Report
10 Shareholder Proposal Regarding ShrHoldr Against For Against
Adopting Sexual Orientation and Gender
Identity Expression Anti-Bias Policy
11 Shareholder Proposal Regarding ShrHoldr Against For Against
Greenhouse Gas Emissions Goals
12 Shareholder Proposal Regarding a ShrHoldr Against Against For
Climate Change and Technology Report
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Renewable Energy Policy
- --------------------------------------------------------------------------------
FISERV, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FISV CUSIP 337738108 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Daniel Kearney Mgmt For For For
1.2 Elect Peter Kight Mgmt For For For
1.3 Elect Jeffery Yabuki Mgmt For For For
2 Amendment to the Employee Stock Mgmt For For For
Purchase Plan
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
FOSTER WHEELER AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FWLT CUSIP H27178104 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Robert Flexon Mgmt For For For
2 Elect Maureen Tart-Bezer Mgmt For For For
3 Elect James Woods Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Transaction of Other Business Mgmt For Abstain Against
- --------------------------------------------------------------------------------
GOOGLE INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GOOG CUSIP 38259P508 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Eric Schmidt Mgmt For For For
1.2 Elect Sergey Brin Mgmt For For For
1.3 Elect Larry Page Mgmt For For For
1.4 Elect L. John Doerr Mgmt For For For
1.5 Elect John Hennessy Mgmt For Withhold Against
1.6 Elect Arthur Levinson Mgmt For Withhold Against
1.7 Elect Ann Mather Mgmt For For For
1.8 Elect Paul Otellini Mgmt For Withhold Against
1.9 Elect K. Shriram Mgmt For For For
1.10 Elect Shirley Tilghman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock Plan Mgmt For Against Against
4 Shareholder proposal regarding ShrHoldr For For For
political contribution disclosure
5 Shareholder proposal regarding ShrHoldr Against Against For
internet censorship
6 Shareholder proposal regarding health ShrHoldr Against Against For
care reform
- --------------------------------------------------------------------------------
HARRIS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HRS CUSIP 413875105 10/24/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Lewis Hay III Mgmt For Against Against
2 ELECTION OF A DIRECTOR FOR A Mgmt For For For
THREE-YEAR TERM EXPIRING IN 2011:
KAREN KATEN
3 Elect Stephen Kaufman Mgmt For For For
4 Elect Hansel Tookes II Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Increase of Authorized Common Stock Mgmt For For For
7 Declassification of Board Mgmt For For For
- --------------------------------------------------------------------------------
HENRY SCHEIN, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HSIC CUSIP 806407102 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Stanley Bergman Mgmt For For For
1.2 Elect Gerald Benjamin Mgmt For For For
1.3 Elect James Breslawski Mgmt For For For
1.4 Elect Mark Mlotek Mgmt For For For
1.5 Elect Steven Paladino Mgmt For Withhold Against
1.6 Elect Barry Alperin Mgmt For For For
1.7 Elect Paul Brons Mgmt For For For
1.8 Elect Margaret Hamburg Mgmt For Withhold Against
1.9 Elect Donald Kabat Mgmt For For For
1.10 Elect Philip Laskawy Mgmt For Withhold Against
1.11 Elect Karyn Mashima Mgmt For For For
1.12 Elect Norman Matthews Mgmt For For For
1.13 Elect Louis Sullivan Mgmt For For For
2 Amendment to the 1994 Stock Incentive Mgmt For Against Against
Plan
3 Amendment to the Section 162(m) Cash Mgmt For For For
Bonus Plan
4 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HPQ CUSIP 428236103 03/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: L. T. BABBIO, JR. Mgmt For Against Against
2 ELECTION OF DIRECTOR: S. M. BALDAUF Mgmt For For For
3 ELECTION OF DIRECTOR: R. L. GUPTA Mgmt For Against Against
4 ELECTION OF DIRECTOR: J. H. HAMMERGREN Mgmt For For For
5 ELECTION OF DIRECTOR: M. V. HURD Mgmt For For For
6 ELECTION OF DIRECTOR: J. Z. HYATT Mgmt For For For
7 ELECTION OF DIRECTOR: J. R. JOYCE Mgmt For For For
8 ELECTION OF DIRECTOR: R. L. RYAN Mgmt For For For
9 ELECTION OF DIRECTOR: L. S. SALHANY Mgmt For For For
10 ELECTION OF DIRECTOR: G. K. THOMPSON Mgmt For For For
11 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
HUBBELL INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HUBA CUSIP 443510201 05/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect E. Richard Brooks Mgmt For Withhold Against
1.2 Elect George Edwards, Jr. Mgmt For Withhold Against
1.3 Elect Anthony Guzzi Mgmt For Withhold Against
1.4 Elect Joel Hoffman Mgmt For Withhold Against
1.5 Elect Andrew McNally, IV Mgmt For Withhold Against
1.6 Elect Timothy Powers Mgmt For Withhold Against
1.7 Elect G. Jackson Ratcliffe Mgmt For Withhold Against
1.8 Elect Richard Swift Mgmt For Withhold Against
1.9 Elect Daniel Van Riper Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
HUMANA INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HUM CUSIP 444859102 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: DAVID A. JONES, Mgmt For For For
JR.
2 ELECTION OF DIRECTOR: FRANK A. D AMELIO Mgmt For For For
3 ELECTION OF DIRECTOR: W. ROY DUNBAR Mgmt For For For
4 ELECTION OF DIRECTOR: KURT J. HILZINGER Mgmt For For For
5 ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For For
MCCALLISTER
6 ELECTION OF DIRECTOR: WILLIAM J. Mgmt For For For
MCDONALD
7 ELECTION OF DIRECTOR: WILLIAM E. Mgmt For Against Against
MITCHELL
8 ELECTION OF DIRECTOR: JAMES J. O BRIEN Mgmt For For For
9 ELECTION OF DIRECTOR: MARISSA T. Mgmt For For For
PETERSON
10 ELECTION OF DIRECTOR: W. ANN REYNOLDS, Mgmt For Against Against
PH.D.
11 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IBM CUSIP 459200101 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt For Against Against
2 ELECTION OF DIRECTOR: C. BLACK Mgmt For Against Against
3 ELECTION OF DIRECTOR: W.R. BRODY Mgmt For For For
4 ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For For
5 ELECTION OF DIRECTOR: M.L. ESKEW Mgmt For Against Against
6 ELECTION OF DIRECTOR: S.A. JACKSON Mgmt For For For
7 ELECTION OF DIRECTOR: T. NISHIMURO Mgmt For For For
8 ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For For
9 ELECTION OF DIRECTOR: S.J. PALMISANO Mgmt For For For
10 ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For For
11 ELECTION OF DIRECTOR: S. TAUREL Mgmt For For For
12 ELECTION OF DIRECTOR: L.H. ZAMBRANO Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Approval of Long-Term Incentive Mgmt For For For
Performance Terms
15 STOCKHOLDER PROPOSAL ON CUMULATIVE ShrHoldr Against For Against
VOTING
16 STOCKHOLDER PROPOSAL ON EXECUTIVE ShrHoldr Against For Against
COMPENSATION AND PENSION INCOME
17 STOCKHOLDER PROPOSAL ON ADVISORY VOTE ShrHoldr Against For Against
ON EXECUTIVE COMPENSATION
- --------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JPM CUSIP 46625H100 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Crandall Bowles Mgmt For For For
2 Elect Stephen Burke Mgmt For For For
3 Elect David Cote Mgmt For For For
4 Elect James Crown Mgmt For For For
5 Elect James Dimon Mgmt For For For
6 Elect Ellen Futter Mgmt For Against Against
7 Elect William Gray, III Mgmt For For For
8 Elect Laban Jackson, Jr. Mgmt For For For
9 Elect David Novak Mgmt For Against Against
10 Elect Lee Raymond Mgmt For For For
11 Elect William Weldon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Prior Government Service
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
16 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special Meeting
17 Shareholder Proposal Regarding Report ShrHoldr Against Against For
on Credit Card Practices
18 Shareholder Proposal Regarding Key ShrHoldr Against Against For
Executive Performance Plan ("KEPP")
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After Retirement
20 Shareholder Proposal Regarding Carbon ShrHoldr Against Against For
Principles Report
- --------------------------------------------------------------------------------
KIRBY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KEX CUSIP 497266106 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: BOB G. GOWER Mgmt For For For
2 ELECTION OF DIRECTOR: MONTE J. MILLER Mgmt For For For
3 ELECTION OF DIRECTOR: JOSEPH H. PYNE Mgmt For For For
4 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
LENDER PROCESSING SERVICES INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LPS CUSIP 52602E102 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Marshall Haines Mgmt For Withhold Against
1.2 Elect James Hunt Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2008 Omnibus Incentive Plan Mgmt For For For
4 Annual Incentive Plan Mgmt For For For
- --------------------------------------------------------------------------------
LOEWS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
L CUSIP 540424108 05/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Ann Berman Mgmt For For For
2 Elect Joseph Bower Mgmt For Against Against
3 Elect Charles Diker Mgmt For For For
4 Elect Paul Fribourg Mgmt For For For
5 Elect Walter Harris Mgmt For For For
6 Elect Philip Laskawy Mgmt For Against Against
7 Elect Ken Miller Mgmt For For For
8 Elect Gloria Scott Mgmt For For For
9 Elect Andrew Tisch Mgmt For For For
10 Elect James Tisch Mgmt For For For
11 Elect Jonathan Tisch Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to Simplify and Update Mgmt For For For
Charter
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
- --------------------------------------------------------------------------------
MERCK & CO., INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MRK CUSIP 589331107 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For For
2 ELECTION OF DIRECTOR: THOMAS R. CECH, Mgmt For For For
PH.D.
3 ELECTION OF DIRECTOR: RICHARD T. CLARK Mgmt For For For
4 ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For For
5 ELECTION OF DIRECTOR: STEVEN F. Mgmt For For For
GOLDSTONE
6 ELECTION OF DIRECTOR: WILLIAM B. Mgmt For For For
HARRISON, JR.
7 ELECTION OF DIRECTOR: HARRY R. Mgmt For For For
JACOBSON, M.D.
8 ELECTION OF DIRECTOR: WILLIAM N. Mgmt For Against Against
KELLEY, M.D.
9 ELECTION OF DIRECTOR: ROCHELLE B. Mgmt For For For
LAZARUS
10 ELECTION OF DIRECTOR: CARLOS E. Mgmt For For For
REPRESAS
11 ELECTION OF DIRECTOR: THOMAS E. SHENK, Mgmt For Against Against
PH.D.
12 ELECTION OF DIRECTOR: ANNE M. TATLOCK Mgmt For Against Against
13 ELECTION OF DIRECTOR: SAMUEL O. THIER, Mgmt For Against Against
M.D.
14 ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For Against Against
15 ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For Against Against
16 Ratification of Auditor Mgmt For For For
17 Authorization of Board to Set Board Mgmt For For For
Size
18 STOCKHOLDER PROPOSAL CONCERNING ShrHoldr Against For Against
SPECIAL SHAREHOLDER MEETINGS
19 STOCKHOLDER PROPOSAL CONCERNING AN ShrHoldr Against For Against
INDEPENDENT LEAD DIRECTOR
20 STOCKHOLDER PROPOSAL CONCERNING AN ShrHoldr Against For Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION
- --------------------------------------------------------------------------------
MOOG INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MOGA CUSIP 615394202 01/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Brian Lipke Mgmt For For For
2 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For For
AUDITORS FOR THE FISCAL YEAR 2009.
- --------------------------------------------------------------------------------
MORGAN STANLEY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MPQ CUSIP 617446448 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: ROY J. BOSTOCK Mgmt For Against Against
2 ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For For
3 ELECTION OF DIRECTOR: HOWARD J. DAVIES Mgmt For For For
4 ELECTION OF DIRECTOR: NOBUYUKI HIRANO Mgmt For For For
5 ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For For
6 ELECTION OF DIRECTOR: JOHN J. MACK Mgmt For For For
7 ELECTION OF DIRECTOR: DONALD T. Mgmt For For For
NICOLAISEN
8 ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For For
9 ELECTION OF DIRECTOR: HUTHAM S. OLAYAN Mgmt For For For
10 ELECTION OF DIRECTOR: CHARLES E. Mgmt For For For
PHILLIPS, JR.
11 ELECTION OF DIRECTOR: O. GRIFFITH Mgmt For For For
SEXTON
12 ELECTION OF DIRECTOR: LAURA D. TYSON Mgmt For Against Against
13 TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For For
& TOUCHE LLP AS INDEPENDENT AUDITOR
14 Advisory Vote on Executive Compensation Mgmt For For For
15 TO AMEND THE 2007 EQUITY INCENTIVE Mgmt For Against Against
COMPENSATION PLAN
16 SHAREHOLDER PROPOSAL REGARDING SPECIAL ShrHoldr Against For Against
SHAREOWNER MEETINGS
17 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
INDEPENDENT CHAIR
- --------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NOV CUSIP 637071101 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Merrill Miller, Jr. Mgmt For For For
2 Elect Greg Armstrong Mgmt For For For
3 Elect David Harrison Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Amendment to the Long-Term Incentive Mgmt For For For
Plan
- --------------------------------------------------------------------------------
NCI BUILDING SYSTEMS, INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NCS CUSIP 628852105 03/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Larry Edwards Mgmt For For For
1.2 Elect Ed Phipps Mgmt For For For
1.3 Elect W. Bernard Pieper Mgmt For For For
1.4 Elect John Sterling Mgmt For Withhold Against
2 Amendment to the 2003 Long-Term Stock Mgmt For For For
Incentive Plan
3 RATIFICATION OF ERNST & YOUNG LLP FOR Mgmt For For For
FISCAL 2009.
- --------------------------------------------------------------------------------
NIKE INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NKESA CUSIP 654106103 09/22/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Jill Conway Mgmt For For For
1.2 Elect Alan Graf, Jr. Mgmt For For For
1.3 Elect Jeanne Jackson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
NOBLE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NE CUSIP H5833N103 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Amendment to Par Value; Capital Mgmt For For For
Repayment
2.1 Elect Julie Edwards Mgmt For For For
2.2 Elect Marc Leland Mgmt For For For
2.3 Elect David Williams Mgmt For For For
3 Appointment of Auditor Mgmt For Against Against
4 Amendment Regarding Supermajority Mgmt For For For
Voting
- --------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PH CUSIP 701094104 10/22/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect William Kassling Mgmt For Withhold Against
1.2 Elect Joseph Scaminace Mgmt For For For
1.3 Elect Wolfgang Schmitt Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
PEPSIAMERICAS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PAS CUSIP 71343P200 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Herbert Baum Mgmt For For For
2 Elect Richard Cline Mgmt For For For
3 Elect Michael Corliss Mgmt For For For
4 Elect Pierre du Pont Mgmt For For For
5 Elect Archie Dykes Mgmt For For For
6 Elect Jarobin Gilbert, Jr. Mgmt For For For
7 Elect James Kackley Mgmt For For For
8 Elect Matthew McKenna Mgmt For For For
9 Elect Robert Pohlad Mgmt For For For
10 Elect Deborah Powell Mgmt For For For
11 2009 Long-Term Incentive Plan Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
PITNEY BOWES INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PBI CUSIP 724479100 05/11/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Anne Busquet Mgmt For For For
2 Elect Anne Fuchs Mgmt For For For
3 Elect James Keyes Mgmt For For For
4 Elect David Shedlarz Mgmt For For For
5 Elect David Snow Mgmt For For For
6 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
POTASH CORP OF SASKATCHEWAN
TICKER SECURITY ID: MEETING DATE MEETING STATUS
POT CUSIP 73755L107 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Christopher Burley Mgmt For For For
1.2 Elect William Doyle Mgmt For For For
1.3 Elect John Estey Mgmt For For For
1.4 Elect Charles Hoffman Mgmt For For For
1.5 Elect Dallas Howe Mgmt For For For
1.6 Elect Alice Laberge Mgmt For For For
1.7 Elect Keith Martell Mgmt For For For
1.8 Elect Jeffrey McCaig Mgmt For For For
1.9 Elect Mary Mogford Mgmt For For For
1.10 Elect Paul Schoenhals Mgmt For For For
1.11 Elect E. Robert Stromberg Mgmt For Withhold Against
1.12 Elect Elena Viyella de Paliza Mgmt For Withhold Against
2 Appointment of Auditor Mgmt For For For
3 2009 Performance Option Plan Mgmt For For For
4 Shareholder Proposal Regarding Mgmt Against For Against
Advisory Vote on Executive
Compensation (Say on Pay)
- --------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PEG CUSIP 744573106 04/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Albert Gamper, Jr. Mgmt For For For
1.2 Elect Conrad Harper Mgmt For For For
1.3 Elect Shirley Jackson Mgmt For For For
1.4 Elect David Lilley Mgmt For For For
1.5 Elect Thomas Renyi Mgmt For For For
1.6 Elect Hak Cheol Shin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
R.J. REYNOLDS TOBACCO
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RAI CUSIP 761713106 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Nicandro Durante Mgmt For For For
1.2 Elect Holly Koeppel Mgmt For For For
1.3 Elect Hugo Powell Mgmt For For For
1.4 Elect Thomas Wajnert Mgmt For For For
1.5 Elect Luc Jobin Mgmt For For For
2 2009 Omnibus Incentive Compensation Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
5 Shareholder Proposal Regarding Food ShrHoldr Against Against For
Insecurity and Tobacco Use
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Reduction of Nicotine Content
7 Shareholder Proposal Regarding Human ShrHoldr Against For Against
Rights Protocols
- --------------------------------------------------------------------------------
REINSURANCE GROUP OF AMERICA, INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RGAA CUSIP 759351406 11/25/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Conversion of Class B Stock Into Class Mgmt For For For
A Stock
2 Amendment to Eliminate Dual Class Mgmt For For For
Stock Structure
3 Right to Adjourn Meeting Mgmt For For For
- --------------------------------------------------------------------------------
RELIANCE STEEL & ALUMINUM CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RS CUSIP 759509102 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Thomas Gimbel Mgmt For For For
1.2 Elect Douglas Hayes Mgmt For For For
1.3 Elect Franklin Johnson Mgmt For For For
1.4 Elect Leslie Waite Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
- --------------------------------------------------------------------------------
RENT-A-CENTER, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RCII CUSIP 76009N100 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Michael Gade Mgmt For For For
2 Elect J. V. Lentell Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
SKYWEST, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SKYW CUSIP 830879102 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Jerry Atkin Mgmt For For For
1.2 Elect W. Steve Albrecht Mgmt For For For
1.3 Elect J. Ralph Atkin Mgmt For Withhold Against
1.4 Elect Margaret Billson Mgmt For For For
1.5 Elect Ian Cumming Mgmt For Withhold Against
1.6 Elect Henry Eyring Mgmt For For For
1.7 Elect Robert Sarver Mgmt For For For
1.8 Elect Steven Udvar-Hazy Mgmt For For For
1.9 Elect James Welch Mgmt For For For
2 2009 Employee Stock Purchase Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
SOLARFUN POWER HOLDINGS CO. LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SOLF CUSIP 83415U108 10/29/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Election of Directors (Slate) Mgmt For For For
2 Amendment to the 2007 Equity Incentive Mgmt For Against Against
Plan
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
STANLEY WORKS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SWK CUSIP 854616109 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Patrick Campbell Mgmt For For For
1.2 Elect Eileen Kraus Mgmt For Withhold Against
1.3 Elect Lawrence Zimmerman Mgmt For For For
2 TO APPROVE ERNST & YOUNG LLP AS Mgmt For For For
INDEPENDENT AUDITORS FOR THE YEAR 2009.
3 TO APPROVE THE STANLEY WORKS 2009 Mgmt For For For
LONG-TERM INCENTIVE PLAN.
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
- --------------------------------------------------------------------------------
SYSCO CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SYY CUSIP 871829107 11/19/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Judith Craven Mgmt For For For
2 Elect Phyllis Sewell Mgmt For For For
3 Elect Richard Tilghman Mgmt For For For
4 2008 Cash Performance Unit Plan Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
- --------------------------------------------------------------------------------
TARGET CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TGT CUSIP 87612E106 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Fix the Number of Directors at Twelve Mgmt For For For
2.1 Elect William Ackman Mgmt For For For
2.2 Elect Michael Ashner Mgmt For For For
2.3 Elect James Donald Mgmt For For For
2.4 Elect Richard Vague Mgmt For For For
3 Elect Ronald Gilson Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Amendment to the Long-Term Incentive Mgmt For For For
Plan
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Advisory Vote on Compensation
- --------------------------------------------------------------------------------
TARGET CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TGT CUSIP 87612E106 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Fix the Number of Directors at Twelve Mgmt For For For
2 Elect Mary Dillon Mgmt For For For
3 Elect Richard Kovacevich Mgmt For For For
4 Elect George Tamke Mgmt For For For
5 Elect Solomon Trujillo Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Amendment to the Long-Term Incentive Mgmt For For For
Plan
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation
- --------------------------------------------------------------------------------
THE TJX COMPANIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TJX CUSIP 872540109 06/02/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Jose Alvarez Mgmt For For For
1.2 Elect Alan Bennett Mgmt For For For
1.3 Elect David Brandon Mgmt For Withhold Against
1.4 Elect Bernard Cammarata Mgmt For For For
1.5 Elect David Ching Mgmt For For For
1.6 Elect Michael Hines Mgmt For For For
1.7 Elect Amy Lane Mgmt For For For
1.8 Elect Carol Meyrowitz Mgmt For For For
1.9 Elect John O'Brien Mgmt For For For
1.10 Elect Robert Shapiro Mgmt For For For
1.11 Elect Willow Shire Mgmt For Withhold Against
1.12 Elect Fletcher Wiley Mgmt For For For
2 Amendment to the Stock Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
TRANSOCEAN LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RIG CUSIP H8817H100 05/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 Ratification of Board and Management Mgmt For For For
Acts
3 Allocation of Profits/Dividends Mgmt For For For
4 Authority to Repurchase Shares Mgmt For For For
5 Amendment to the Long-Term Incentive Mgmt For For For
Plan
6 Elect W. Richard Anderson Mgmt For For For
7 Elect Richard George Mgmt For For For
8 Elect Robert Long Mgmt For For For
9 Elect Edward Muller Mgmt For For For
10 Elect Victor Grijalva Mgmt For For For
11 Appointment of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
TRANSOCEAN LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RIG CUSIP H8817H100 05/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 Ratification of Board and Management Mgmt For For For
Acts
3 Allocation of Profits/Dividends Mgmt For For For
4 Authority to Repurchase Shares Mgmt For For For
5 Amendment to the Long-Term Incentive Mgmt For For For
Plan
6 Elect W. Richard Anderson Mgmt For For For
7 Elect Richard George Mgmt For For For
8 Elect Robert Long Mgmt For For For
9 Elect Edward Muller Mgmt For For For
10 Elect Victor Grijalva Mgmt For For For
11 Appointment of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
U.S. BANCORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
USB CUSIP 902973304 04/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Douglas Baker, Jr. Mgmt For For For
2 Elect Y. Marc Belton Mgmt For For For
3 Elect Richard Davis Mgmt For For For
4 Elect Joel Johnson Mgmt For For For
5 Elect David O'Maley Mgmt For For For
6 Elect O'Dell Owens Mgmt For For For
7 Elect Craig Schnuck Mgmt For For For
8 Elect Patrick Stokes Mgmt For For For
9 Ratification of Auditor Mgmt For Against Against
10 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For For
COMPENSATION PROGRAM.
- --------------------------------------------------------------------------------
UBS AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UBS CUSIP H89231338 11/27/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Authority to Issue Convertible Debt Mgmt For For For
Instruments; Conditional Capital
Increase
2 Transaction of Other Business Mgmt N/A Against N/A
- --------------------------------------------------------------------------------
UNION PACIFIC CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UNP CUSIP 907818108 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Andrew Card, Jr. Mgmt For For For
2 Elect Erroll Davis, Jr. Mgmt For For For
3 Elect Thomas Donohue Mgmt For Against Against
4 Elect Archie Dunham Mgmt For For For
5 Elect Judith Hope Mgmt For For For
6 Elect Charles Krulak Mgmt For For For
7 Elect Michael McCarthy Mgmt For For For
8 Elect Michael McConnell Mgmt For For For
9 Elect Thomas McLarty III Mgmt For For For
10 Elect Steven Rogel Mgmt For Against Against
11 Elect Jose Villarreal Mgmt For For For
12 Elect James Young Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure Report
- --------------------------------------------------------------------------------
VF CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VFC CUSIP 918204108 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Robert Hurst Mgmt For For For
1.2 Elect W. Alan McCollough Mgmt For For For
1.3 Elect M. Rust Sharp Mgmt For For For
1.4 Elect Raymond Viault Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
WALTER INDUSTRIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WLT CUSIP 93317Q105 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Howard Clark, Jr. Mgmt For For For
1.2 Elect Jerry Kolb Mgmt For Withhold Against
1.3 Elect Patrick Kriegshauser Mgmt For For For
1.4 Elect Joseph Leonard Mgmt For For For
1.5 Elect Victor Patrick Mgmt For Withhold Against
1.6 Elect Bernard Rethore Mgmt For For For
1.7 Elect George Richmond Mgmt For For For
1.8 Elect Michael Tokarz Mgmt For For For
1.9 Elect A.J. Wagner Mgmt For For For
2 TO APPROVE A NAME CHANGE TO WALTER Mgmt For For For
ENERGY, INC.
3 TO AUTHORIZE THE ISSUANCE OF PREFERRED Mgmt For For For
STOCK.
4 Shareholder Rights Plan Mgmt For For For
5 Amendment to the 2002 Long-Term Mgmt For For For
Incentive Plan
- --------------------------------------------------------------------------------
WILLIS GROUP HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WSH CUSIP G96655108 04/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: WILLIAM W. Mgmt For For For
BRADLEY
2 ELECTION OF DIRECTOR: JOSEPH A. Mgmt For For For
CALIFANO JR.
3 ELECTION OF DIRECTOR: ANNA C. CATALANO Mgmt For For For
4 ELECTION OF DIRECTOR: SIR ROY GARDNER Mgmt For Against Against
5 ELECTION OF DIRECTOR: SIR JEREMY HANLEY Mgmt For For For
6 ELECTION OF DIRECTOR: ROBYN S. KRAVIT Mgmt For For For
7 ELECTION OF DIRECTOR: JEFFREY B. LANE Mgmt For For For
8 ELECTION OF DIRECTOR: WENDY E. LANE Mgmt For For For
9 ELECTION OF DIRECTOR: JAMES F. MCCANN Mgmt For For For
10 ELECTION OF DIRECTOR: JOSEPH J. PLUMERI Mgmt For For For
11 ELECTION OF DIRECTOR: DOUGLAS B. Mgmt For For For
ROBERTS.
12 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
WOLVERINE WORLD WIDE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WWW CUSIP 978097103 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Alberto Grimoldi Mgmt For For For
1.2 Elect Joseph Gromek Mgmt For For For
1.3 Elect Brenda Lauderback Mgmt For For For
1.4 Elect Shirley Peterson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
WORLD ACCEPTANCE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WRLD CUSIP 981419104 08/06/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect A. Alexander McLean, lll Mgmt For For For
1.2 Elect James R. Gilreath Mgmt For For For
1.3 Elect William S. Hummers, lll Mgmt For For For
1.4 Elect Charles Way Mgmt For For For
1.5 Elect Ken R. Bramlett, Jr. Mgmt For For For
1.6 Elect Mark C. Roland Mgmt For For For
1.7 Elect Darrell Whitaker Mgmt For For For
2 PROPOSAL TO APPROVE THE 2008 STOCK Mgmt For For For
OPTION PLAN
3 Ratification of Auditor Mgmt For For For
ITEM 14: PROXY VOTING RECORD
Registrant: ICON Funds
Fund Name: ICON Materials Fund
Reporting Period: 7/1/2008 - 6/30/2009
- --------------------------------------------------------------------------------
AIR PRODUCTS & CHEMICALS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
APD CUSIP 009158106 01/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Mario Baeza Mgmt For For For
1.2 Elect Edward Hagenlocker Mgmt For For For
1.3 Elect John McGlade Mgmt For For For
1.4 Elect Charles Noski Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
AIRGAS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ARG CUSIP 009363102 08/05/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect William Albertini Mgmt For For For
1.2 Elect Lee Thomas Mgmt For Withhold Against
1.3 Elect John van Roden, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 APPROVE THE AIRGAS EXECUTIVE BONUS Mgmt For For For
PLAN.
- --------------------------------------------------------------------------------
ALCOA INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AA CUSIP 013817101 05/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Kathryn Fuller Mgmt For For For
1.2 Elect Judith Gueron Mgmt For For For
1.3 Elect Patricia Russo Mgmt For For For
1.4 Elect Ernesto Zedillo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Stock Incentive Plan Mgmt For Against Against
4 Shareholder Proposal Regarding a ShrHoldr Against For Against
Simple Majority Vote
- --------------------------------------------------------------------------------
BALL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BLL CUSIP 058498106 04/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Robert Alspaugh Mgmt For Withhold Against
1.2 Elect R. David Hoover Mgmt For Withhold Against
1.3 Elect Jan Nicholson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 PROPOSAL TO DECLASSIFY THE BOARD OF ShrHoldr Against For Against
DIRECTORS.
- --------------------------------------------------------------------------------
BEMIS COMPANY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BMS CUSIP 081437105 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect William Bolton Mgmt For For For
1.2 Elect Barbara Johnson Mgmt For For For
1.3 Elect Paul Peercy Mgmt For For For
1.4 Elect Gene Wulf Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 1997 Executive Mgmt For For For
Officer Performance Plan
4 Amendment to the 2007 Stock Incentive Mgmt For For For
Plan
5 Shareholder Proposal Regarding a ShrHoldr Against Against For
Report on Executive Compensation
- --------------------------------------------------------------------------------
BHP BILLITON PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BBL CUSIP 05545E209 10/23/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 TO RECEIVE THE 2008 FINANCIAL Mgmt For For For
STATEMENTS AND REPORTS FOR BHP
BILLITON PLC.
2 TO RECEIVE THE 2008 FINANCIAL Mgmt For For For
STATEMENTS AND REPORTS FOR BHP
BILLITON LTD.
3 TO RE-ELECT MR P M ANDERSON AS A Mgmt For For For
DIRECTOR OF BHP BILLITON PLC.
4 TO RE-ELECT MR P M ANDERSON AS A Mgmt For For For
DIRECTOR OF BHP BILLITON LTD.
5 TO RE-ELECT MR D R ARGUS AS A DIRECTOR Mgmt For For For
OF BHP BILLITON PLC.
6 TO RE-ELECT MR D R ARGUS AS A DIRECTOR Mgmt For For For
OF BHP BILLITON LTD.
7 TO RE-ELECT DR J G S BUCHANAN AS A Mgmt For For For
DIRECTOR OF BHP BILLITON PLC.
8 TO RE-ELECT DR J G S BUCHANAN AS A Mgmt For For For
DIRECTOR OF BHP BILLITON LTD.
9 TO RE-ELECT MR D A CRAWFORD AS A Mgmt For For For
DIRECTOR OF BHP BILLITON PLC.
10 TO RE-ELECT MR D A CRAWFORD AS A Mgmt For For For
DIRECTOR OF BHP BILLITON LTD.
11 TO RE-ELECT MR J NASSER AS A DIRECTOR Mgmt For For For
OF BHP BILLITON PLC.
12 TO RE-ELECT MR J NASSER AS A DIRECTOR Mgmt For For For
OF BHP BILLITON LTD.
13 TO RE-ELECT MR J M SCHUBERT AS A Mgmt For For For
DIRECTOR OF BHP BILLITON PLC.
14 TO RE-ELECT MR J M SCHUBERT AS A Mgmt For For For
DIRECTOR OF BHP BILLITON LTD.
15 TO ELECT MR A L BOECKMANN AS A Mgmt For For For
DIRECTOR OF BHP BILLITON PLC.
16 TO ELECT MR A L BOECKMANN AS A Mgmt For For For
DIRECTOR OF BHP BILLITON LTD.
17 TO ELECT MR S MAYNE AS A DIRECTOR OF Mgmt Against Against For
BHP BILLITON PLC.
18 TO ELECT MR S MAYNE AS A DIRECTOR OF Mgmt Against Against For
BHP BILLITON LTD.
19 TO ELECT DR D R MORGAN AS A DIRECTOR Mgmt For For For
OF BHP BILLITON PLC.
20 TO ELECT DR D R MORGAN AS A DIRECTOR Mgmt For For For
OF BHP BILLITON LTD.
21 TO ELECT MR K C RUMBLE AS A DIRECTOR Mgmt For For For
OF BHP BILLITON PLC.
22 TO ELECT MR K C RUMBLE AS A DIRECTOR Mgmt For For For
OF BHP BILLITON LTD.
23 TO REAPPOINT KPMG AUDIT PLC AS THE Mgmt For For For
AUDITOR OF BHP BILLITON PLC.
24 TO RENEW THE GENERAL AUTHORITY TO Mgmt For For For
ALLOT SHARES IN BHP BILLITON PLC.
25 TO RENEW THE DISAPPLICATION OF Mgmt For For For
PRE-EMPTION RIGHTS IN BHP BILLITON PLC.
26 TO APPROVE THE REPURCHASE OF SHARES IN Mgmt For For For
BHP BILLITON PLC.
27 Reduction in Issued Share Capital Mgmt For For For
(April 30, 2009)
28 Reduction in Issued Share Capital (May Mgmt For For For
29, 2009)
29 Reduction in Issued Share Capital Mgmt For For For
(June 15, 2009
30 Reduction in Issued Share Capital Mgmt For For For
(July 31, 2009)
31 Reduction in Issued Share Capital Mgmt For For For
(September 15, 2009)
32 Reduction in Issued Share Capital Mgmt For For For
(November 30, 2009)
33 TO APPROVE THE 2008 REMUNERATION Mgmt For For For
REPORT.
34 TO APPROVE THE AMENDMENTS TO RULES OF Mgmt For For For
THE GROUP INCENTIVE SCHEME.
35 Equity Grant (Marius J. Kloppers) Mgmt For For For
36 Non-Executive Directors' Fees (BHP Mgmt For For For
Billiton plc)
37 Non-Executive Directors' Fees (BHP Mgmt For For For
Billiton Ltd.)
38 Adoption of New Articles (BHP Billiton Mgmt For For For
plc)
39 TO APPROVE THE AMENDMENTS TO THE Mgmt For For For
CONSTITUTION OF BHP BILLITON LTD.
- --------------------------------------------------------------------------------
CF INDUSTRIES HOLDINGS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CF CUSIP 125269100 04/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Stephen Furbacher Mgmt For For For
1.2 Elect David Harvey Mgmt For For For
1.3 Elect John Johnson Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 TO APPROVE CF INDUSTRIES HOLDINGS, Mgmt For Against Against
INC. S 2009 EQUITY AND INCENTIVE PLAN.
- --------------------------------------------------------------------------------
COMPANHIA VALE DO RIO DOCE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RIOPR CUSIP 204412209 04/16/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 APPOINTMENT OF THE MEMBERS OF THE Mgmt For Against Against
BOARD OF DIRECTORS
4 APPOINTMENT OF THE MEMBERS OF THE Mgmt For For For
FISCAL COUNCIL
5 Directors' and Supervisory Council Fees Mgmt For Abstain Against
6 Change of Company Name Mgmt For For For
7 Amendments to Articles Regarding Mgmt For For For
Reconciliation of Share Capital
- --------------------------------------------------------------------------------
E.I. DUPONT DE NEMOURS & CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DD CUSIP 263534109 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: SAMUEL W. BODMAN Mgmt For For For
2 ELECTION OF DIRECTOR: RICHARD H. BROWN Mgmt For For For
3 ELECTION OF DIRECTOR: ROBERT A. BROWN Mgmt For For For
4 ELECTION OF DIRECTOR: BERTRAND P. Mgmt For For For
COLLOMB
5 ELECTION OF DIRECTOR: CURTIS J. Mgmt For For For
CRAWFORD
6 ELECTION OF DIRECTOR: ALEXANDER M. Mgmt For For For
CUTLER
7 ELECTION OF DIRECTOR: JOHN T. DILLON Mgmt For For For
8 ELECTION OF DIRECTOR: ELEUTHERE I. DU Mgmt For For For
PONT
9 ELECTION OF DIRECTOR: MARILLYN A. Mgmt For For For
HEWSON
10 ELECTION OF DIRECTOR: CHARLES O. Mgmt For For For
HOLLIDAY, JR.
11 ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For For
12 ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For For
13 ELECTION OF DIRECTOR: WILLIAM K. REILLY Mgmt For For For
14 ON RATIFICATION OF INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM
15 ON SHAREHOLDER SAY ON EXECUTIVE PAY ShrHoldr Against For Against
- --------------------------------------------------------------------------------
GENCO SHIPPING & TRADING LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GNK CUSIP Y2685T107 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Robert North Mgmt For For For
1.2 Elect Basil Mavroleon Mgmt For For For
1.3 Elect Harry Perrin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
GERDAU AMERISTEEL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GNA CUSIP 37373P105 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Phillip Casey Mgmt For For For
1.2 Elect Joe Heffernan Mgmt For For For
1.3 Elect Jorge Gerdau Johannpeter Mgmt For Withhold Against
1.4 Elect Frederico Johannpeter Mgmt For For For
1.5 Elect Andre Johannpeter Mgmt For Withhold Against
1.6 Elect Claudio Gerdau Johannpeter Mgmt For Withhold Against
1.7 Elect J. Spencer Lanthier Mgmt For Withhold Against
1.8 Elect Mario Longhi Mgmt For For For
1.9 Elect Richard McCoy Mgmt For Withhold Against
1.10 Elect Rick Mills Mgmt For For For
1.11 Elect Arthur Scace Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
- --------------------------------------------------------------------------------
INTERNATIONAL FLAVORS & FRAGRANCES INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IFF CUSIP 459506101 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: MARGARET HAYES Mgmt For For For
ADAME
2 ELECTION OF DIRECTOR: ROBERT M. AMEN Mgmt For For For
3 ELECTION OF DIRECTOR: MARCELLO BOTTOLI Mgmt For For For
4 ELECTION OF DIRECTOR: LINDA B. BUCK Mgmt For For For
5 ELECTION OF DIRECTOR: J. MICHAEL COOK Mgmt For Against Against
6 ELECTION OF DIRECTOR: PETER A. Mgmt For For For
GEORGESCU
7 ELECTION OF DIRECTOR: ALEXANDRA A. Mgmt For For For
HERZAN
8 ELECTION OF DIRECTOR: HENRY W. HOWELL, Mgmt For For For
JR.
9 ELECTION OF DIRECTOR: KATHERINE M. Mgmt For For For
HUDSON
10 ELECTION OF DIRECTOR: ARTHUR C. Mgmt For For For
MARTINEZ
11 ELECTION OF DIRECTOR: BURTON M. TANSKY Mgmt For For For
12 ELECTION OF DIRECTOR: DOUGLAS D. TOUGH Mgmt For For For
13 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
LUBRIZOL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LZ CUSIP 549271104 04/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Forest Farmer Mgmt For For For
1.2 Elect Michael Graff Mgmt For For For
1.3 Elect James Sweetnam Mgmt For For For
1.4 Elect Phillip Widman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Vote for Election Mgmt For For For
of Directors
4 Opting Into State Takeover Law Mgmt For For For
5 Composition, Term and Election of Mgmt For For For
Directors
6 Modernization and Clarification Mgmt For For For
Amendments
7 Amendments to Advance Notice Mgmt For For For
Requirements
8 Future Amendments to the Regulations Mgmt For Against Against
- --------------------------------------------------------------------------------
MECHEL OAO
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MTL CUSIP 583840103 06/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Annual Report Mgmt For Abstain Against
2 Accounts and Reports Mgmt For Abstain Against
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Alexey Zagrebin Mgmt For For For
5 Elect Natalya Mikhaylova Mgmt For For For
6 Elect Lyudmila Radishevskaya Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Amendments to By-Law on General Mgmt For For For
Shareholders Meetings
10 Amendments to By-law on Management Mgmt For For For
Board
11 Related Party Transactions Mgmt For For For
- --------------------------------------------------------------------------------
MECHEL OAO
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MTL CUSIP 583840103 06/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Igor Zyuzin Mgmt For Abstain Against
2 Elect Alexey Ivanushkin Mgmt For Abstain Against
3 Elect Alexander Yevtushenko Mgmt For For For
4 Elect Vladimir Polin Mgmt For Abstain Against
5 Elect Serafim Kolpakov Mgmt For For For
6 Elect Valentin Proskurnya Mgmt For Abstain Against
7 Elect A. David Johnson Mgmt For For For
8 Elect Roger Gale Mgmt For For For
9 Elect Igor Kozhukhovksy Mgmt For For For
10 Elect Vladimir Gusev Mgmt For For For
- --------------------------------------------------------------------------------
MONSANTO COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MON CUSIP 61166W101 01/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: JANICE L. FIELDS Mgmt For For For
2 ELECTION OF DIRECTOR: HUGH GRANT Mgmt For For For
3 ELECTION OF DIRECTOR: C. STEVEN Mgmt For For For
MCMILLAN
4 ELECTION OF DIRECTOR: ROBERT J. STEVENS Mgmt For For For
5 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
MOSAIC CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MOSPRM CUSIP 61945A107 10/09/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect David Mathis Mgmt For For For
1.2 Elect James Popowich Mgmt For For For
1.3 Elect James Prokopanko Mgmt For For For
1.4 Elect Steven Seibert Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
NEWMONT MINING CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NEM CUSIP 651639106 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Glen Barton Mgmt For For For
1.2 Elect Vincent Calarco Mgmt For For For
1.3 Elect Joseph Carrabba Mgmt For For For
1.4 Elect Noreen Doyle Mgmt For Withhold Against
1.5 Elect Veronica Hagen Mgmt For For For
1.6 Elect Michael Hamson Mgmt For For For
1.7 Elect Robert Miller Mgmt For For For
1.8 Elect Richard O'Brien Mgmt For For For
1.9 Elect John Prescott Mgmt For For For
1.10 Elect Donald Roth Mgmt For For For
1.11 Elect James Taranik Mgmt For Withhold Against
1.12 Elect Simon Thompson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special Meeting
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of Directors
- --------------------------------------------------------------------------------
NUCOR CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NUE CUSIP 670346105 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Clayton Daley, Jr. Mgmt For For For
1.2 Elect Harvey Gantt Mgmt For For For
1.3 Elect Bernard Kasriel Mgmt For For For
1.4 Elect Christopher Kearney Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Majority Vote for Election of Directors
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
5 Shareholder Proposal Regarding Report ShrHoldr Against Against For
on Human Rights
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Adoption of Principles for Health Care
Reform
- --------------------------------------------------------------------------------
OWENS-ILLINOIS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
OI CUSIP 690768403 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Gary Colter Mgmt For For For
1.2 Elect David Ho Mgmt For For For
1.3 Elect Corbin McNeill, Jr. Mgmt For For For
1.4 Elect Helge Wehmeier Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Change in Board Size Mgmt For For For
4 Amendment to the 2005 Incentive Award Mgmt For For For
Plan
- --------------------------------------------------------------------------------
PACTIV CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PTV CUSIP 695257105 05/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Larry Brady Mgmt For For For
2 Elect K. Dane Brooksher Mgmt For For For
3 Elect Robert Darnall Mgmt For Against Against
4 Elect Mary Henderson Mgmt For For For
5 Elect N. Thomas Linebarger Mgmt For For For
6 Elect Roger Porter Mgmt For For For
7 Elect Richard Wambold Mgmt For For For
8 Elect Norman Wesley Mgmt For For For
9 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
POTASH CORP OF SASKATCHEWAN
TICKER SECURITY ID: MEETING DATE MEETING STATUS
POT CUSIP 73755L107 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Christopher Burley Mgmt For For For
1.2 Elect William Doyle Mgmt For For For
1.3 Elect John Estey Mgmt For For For
1.4 Elect Charles Hoffman Mgmt For For For
1.5 Elect Dallas Howe Mgmt For For For
1.6 Elect Alice Laberge Mgmt For For For
1.7 Elect Keith Martell Mgmt For For For
1.8 Elect Jeffrey McCaig Mgmt For For For
1.9 Elect Mary Mogford Mgmt For For For
1.10 Elect Paul Schoenhals Mgmt For For For
1.11 Elect E. Robert Stromberg Mgmt For Withhold Against
1.12 Elect Elena Viyella de Paliza Mgmt For Withhold Against
2 Appointment of Auditor Mgmt For For For
3 2009 Performance Option Plan Mgmt For For For
4 Shareholder Proposal Regarding Mgmt Against For Against
Advisory Vote on Executive
Compensation (Say on Pay)
- --------------------------------------------------------------------------------
PPG INDUSTRIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PPG CUSIP 693506107 04/16/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Charles Bunch Mgmt For For For
1.2 Elect Robert Ripp Mgmt For For For
1.3 Elect Thomas Usher Mgmt For For For
1.4 Elect David Whitwam Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
PRAXAIR, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PX CUSIP 74005P104 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Stephen Angel Mgmt For For For
1.2 Elect Nance Dicciani Mgmt For For For
1.3 Elect Edward Galante Mgmt For For For
1.4 Elect Claire Gargalli Mgmt For For For
1.5 Elect Ira Hall Mgmt For For For
1.6 Elect Raymond LeBoeuf Mgmt For For For
1.7 Elect Larry McVay Mgmt For For For
1.8 Elect Wayne Smith Mgmt For For For
1.9 Elect H. Mitchell Watson, Jr. Mgmt For For For
1.10 Elect Robert Wood Mgmt For For For
2 PROPOSAL TO APPROVE THE 2009 PRAXAIR, Mgmt For For For
INC. LONG TERM INCENTIVE PLAN.
3 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For For
THE INDEPENDENT AUDITOR.
- --------------------------------------------------------------------------------
RELIANCE STEEL & ALUMINUM CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RS CUSIP 759509102 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Thomas Gimbel Mgmt For For For
1.2 Elect Douglas Hayes Mgmt For For For
1.3 Elect Franklin Johnson Mgmt For For For
1.4 Elect Leslie Waite Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
- --------------------------------------------------------------------------------
RIO TINTO PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RTP CUSIP 767204100 04/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 APPROVAL OF THE REMUNERATION REPORT Mgmt For For For
3 TO ELECT JAN DU PLESSIS AS A DIRECTOR Mgmt For Against Against
4 TO RE-ELECT SIR DAVID CLEMENTI AS A Mgmt For Against Against
DIRECTOR
5 TO RE-ELECT SIR ROD EDDINGTON AS A Mgmt For Against Against
DIRECTOR
6 TO RE-ELECT ANDREW GOULD AS A DIRECTOR Mgmt For Against Against
7 TO RE-ELECT DAVID MAYHEW AS A DIRECTOR Mgmt For Against Against
8 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
9 NON EXECUTIVE DIRECTORS FEES Mgmt For For For
10 Authority to Issue Shares w/ Mgmt For Against Against
Preemptive Rights and to Increase
Authorised Capital
11 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
12 NOTICE PERIOD FOR GENERAL MEETINGS Mgmt For Against Against
OTHER THAN ANNUAL GENERAL MEETINGS
13 AUTHORITY TO PAY SCRIP DIVIDENDS Mgmt For For For
14 ADOPTION AND AMENDMENT OF NEW ARTICLES Mgmt For Against Against
OF ASSOCIATION OF THE COMPANY
- --------------------------------------------------------------------------------
ROCK-TENN COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RKT CUSIP 772739207 01/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect John Hopkins Mgmt For Withhold Against
1.2 Elect James Rubright Mgmt For For For
1.3 Elect Bettina Whyte Mgmt For For For
1.4 Elect James Young Mgmt For For For
2 Amendment to the 2004 Incentive Stock Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
RPM INTERNATIONAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RPM CUSIP 749685103 10/10/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Frederick Nance Mgmt For Withhold Against
1.2 Elect Charles Ratner Mgmt For Withhold Against
1.3 Elect William Summers, Jr. Mgmt For For For
1.4 Elect Jerry Thornton Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
SCOTTS MIRACLE-GRO COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SMG CUSIP 810186106 01/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Thomas Kelly, Jr. Mgmt For For For
1.2 Elect Carl Kohrt Mgmt For For For
1.3 Elect John Shiely Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
SEALED AIR CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SEE CUSIP 81211K100 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Hank Brown Mgmt For For For
2 Elect Michael Chu Mgmt For For For
3 Elect Lawrence Codey Mgmt For Against Against
4 Elect T. J. Dermot Dunphy Mgmt For For For
5 Elect Charles Farrell, Jr. Mgmt For For For
6 Elect William Hickey Mgmt For For For
7 Elect Jacqueline Kosecoff Mgmt For For For
8 Elect Kenneth Manning Mgmt For Against Against
9 Elect William Marino Mgmt For For For
10 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
SONOCO PRODUCTS COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SON CUSIP 835495102 04/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Pamela Davies Mgmt For For For
1.2 Elect Harris DeLoach, Jr. Mgmt For For For
1.3 Elect Edgar Lawton, III Mgmt For For For
1.4 Elect John Linville Mgmt For For For
1.5 Elect James Micali Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
STEEL DYNAMICS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
STLD CUSIP 858119100 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Keith Busse Mgmt For For For
1.2 Elect Mark Millett Mgmt For For For
1.3 Elect Richard Teets, Jr. Mgmt For For For
1.4 Elect John Bates Mgmt For Withhold Against
1.5 Elect Frank Byrne Mgmt For For For
1.6 Elect Paul Edgerley Mgmt For For For
1.7 Elect Richard Freeland Mgmt For For For
1.8 Elect Jurgen Kolb Mgmt For Withhold Against
1.9 Elect James Marcuccilli Mgmt For For For
1.10 Elect Joseph Ruffolo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
- --------------------------------------------------------------------------------
SYNGENTA AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SYT CUSIP 87160A100 04/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 Ratification of Board and Management Mgmt For For For
Acts
3 REDUCTION OF SHARE CAPITAL BY Mgmt For For For
CANCELLATION OF REPURCHASED SHARES
4 APPROPRIATION OF BALANCE SHEET PROFIT Mgmt For For For
2008 AND DIVIDEND DECISION
5 RE-ELECTION OF PEGGY BRUZELIUS Mgmt For For For
6 RE-ELECTION OF PIERRE LANDOLT Mgmt For For For
7 RE-ELECTION OF JURG WITMER Mgmt For For For
8 ELECTION OF STEFAN BORGAS Mgmt For For For
9 ELECTION OF DAVID LAWRENCE Mgmt For For For
10 ELECTION OF THE AUDITORS Mgmt For For For
- --------------------------------------------------------------------------------
TEXAS INDUSTRIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TXI CUSIP 882491103 10/21/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Consent United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Sam Coats Mgmt For For For
1.2 Elect Thomas Ransdell Mgmt For For For
2 TO APPROVE THE SELECTION OF ERNST & Mgmt For For For
YOUNG LLP AS OUR INDEPENDENT AUDITORS
3 Shareholder Proposal Regarding ShrHoldr Against Against For
Sustainability Report
- --------------------------------------------------------------------------------
UNITED STATES STEEL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
X CUSIP 912909108 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Frank Lucchino Mgmt For For For
1.2 Elect Seth Schofield Mgmt For For For
1.3 Elect John Surma Mgmt For For For
1.4 Elect David Sutherland Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
VALSPAR CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VAL CUSIP 920355104 02/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect John Bode Mgmt For For For
1.2 Elect Susan Boren Mgmt For For For
1.3 Elect Jeffrey Curler Mgmt For For For
1.4 Elect Stephen Newlin Mgmt For For For
2 TO APPROVE THE VALSPAR CORPORATION Mgmt For For For
2009 OMNIBUS EQUITY PLAN.
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
WORTHINGTON INDUSTRIES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WOR CUSIP 981811102 09/24/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Michael Endres Mgmt For For For
1.2 Elect Peter Karmanos, Jr. Mgmt For For For
1.3 Elect Carl Nelson, Jr. Mgmt For For For
2 Annual Incentive Plan for Executives Mgmt For For For
3 Amendment to the 1997 Long-Term Mgmt For For For
Incentive Plan
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Implementing Equal Employment
Opportunity Policies
ITEM 15: PROXY VOTING RECORD
Registrant: ICON Funds
Fund Name: ICON Risk-Managed Equity Fund
Reporting Period: 7/1/2008 - 6/30/2009
- --------------------------------------------------------------------------------
ABERCROMBIE & FITCH CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ANF CUSIP 002896207 06/10/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect James Bachmann Mgmt For Withhold Against
1.2 Elect Michael Jeffries Mgmt For Withhold Against
1.3 Elect John Kessler Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Vote for Election Mgmt For For For
of Directors
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Survivor Benefits (Golden Coffins)
- --------------------------------------------------------------------------------
ACCENTURE LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ACN CUSIP G1150G111 02/12/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 RE-APPOINTMENT TO THE BOARD OF Mgmt For For For
DIRECTORS: CHARLES H. GIANCARLO
2 RE-APPOINTMENT TO THE BOARD OF Mgmt For For For
DIRECTORS: DINA DUBLON
3 RE-APPOINTMENT TO THE BOARD OF Mgmt For For For
DIRECTORS: WILLIAM D. GREEN
4 RE-APPOINTMENT TO THE BOARD OF Mgmt For Against Against
DIRECTORS: NOBUYUKI IDEI
5 RE-APPOINTMENT TO THE BOARD OF Mgmt For For For
DIRECTORS: MARJORIE MAGNER
6 Ratification of Auditor Mgmt For Against Against
- --------------------------------------------------------------------------------
ACCREDO HEALTH, INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MHS CUSIP 58405U102 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Charles Lillis Mgmt For Against Against
2 Elect Williams Roper Mgmt For For For
3 Elect David Stevens Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Executive Annual Incentive Plan Mgmt For For For
- --------------------------------------------------------------------------------
ACUITY BRANDS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AYI CUSIP 00508Y102 01/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Peter Browning Mgmt For For For
1.2 Elect John Clendenin Mgmt For For For
1.3 Elect Ray Robinson Mgmt For For For
1.4 Elect Gordon Harnett Mgmt For For For
1.5 Elect George Guynn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
AETNA INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AET CUSIP 00817Y108 05/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Frank Clark Mgmt For Against Against
2 Elect Betsy Cohen Mgmt For Against Against
3 Elect Molly Coye Mgmt For For For
4 Elect Roger Farah Mgmt For Against Against
5 Elect Barbara Franklin Mgmt For Against Against
6 Elect Jeffrey Garten Mgmt For Against Against
7 Elect Earl Graves Mgmt For For For
8 Elect Gerald Greenwald Mgmt For For For
9 Elect Ellen Hancock Mgmt For For For
10 Elect Richard Harrington Mgmt For For For
11 Elect Edward Ludwig Mgmt For For For
12 Elect Joseph Newhouse Mgmt For For For
13 Elect Ronald Williams Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Nominating a Retired Executive to the
Board
- --------------------------------------------------------------------------------
AGL RESOURCES INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AGL CUSIP 001204106 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Charles Crisp Mgmt For For For
1.2 Elect Wyck Knox, Jr. Mgmt For For For
1.3 Elect Dennis Love Mgmt For For For
1.4 Elect Charles McTier Mgmt For For For
1.5 Elect Henry Wolf Mgmt For For For
2 Repeal of Classified Board Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
ALBEMARLE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ALB CUSIP 012653101 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect J. Alfred Broaddus, Jr. Mgmt For For For
1.2 Elect R. William Ide III Mgmt For For For
1.3 Elect Richard Morrill Mgmt For For For
1.4 Elect Jim Nokes Mgmt For For For
1.5 Elect Mark Rohr Mgmt For For For
1.6 Elect John Sherman, Jr. Mgmt For For For
1.7 Elect Charles Stewart Mgmt For For For
1.8 Elect Harriet Taggart Mgmt For For For
1.9 Elect Anne Whittemore Mgmt For For For
2 Amendment to the 2008 Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
ALLERGAN, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AGN CUSIP 018490102 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: HERBERT W. Mgmt For For For
BOYER, PH.D.
2 ELECTION OF DIRECTOR: ROBERT A. INGRAM Mgmt For For For
3 ELECTION OF DIRECTOR: DAVID E.I. PYOTT Mgmt For For For
4 ELECTION OF DIRECTOR: RUSSELL T. RAY Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Additional Animal Testing Disclosure
- --------------------------------------------------------------------------------
ALTRIA GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MO CUSIP 02209S103 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Elizabeth Bailey Mgmt For Against Against
2 Elect Gerald Baliles Mgmt For Against Against
3 Elect Dinyar Devitre Mgmt For For For
4 Elect Thomas Farrell II Mgmt For Against Against
5 Elect Robert Huntley Mgmt For Against Against
6 Elect Thomas Jones Mgmt For Against Against
7 Elect George Munoz Mgmt For For For
8 Elect Nabil Sakkab Mgmt For For For
9 Elect Michael Szymanczyk Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal Regarding ShrHoldr Against Against For
Reduction of Nicotine Content in New
Brands/Brand Extensions
12 Shareholder Proposal Regarding Food ShrHoldr Against Against For
Insecurity and Tobacco Use
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Adoption of Principles for Health Care
Reform
14 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Rights Protocols
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say on
Pay)
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Political Contributions and
Expenditure Report
- --------------------------------------------------------------------------------
ANNALY CAPITAL MANAGEMENT, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NLY CUSIP 035710409 05/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Wellington Denahan-Norris Mgmt For For For
1.2 Elect Michael Haylon Mgmt For For For
1.3 Elect Donnell Segalas Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
ANWORTH MORTGAGE ASSET CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ANH CUSIP 037347101 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Lloyd McAdams Mgmt For For For
1.2 Elect Lee Ault, III Mgmt For Withhold Against
1.3 Elect Charles Black Mgmt For For For
1.4 Elect Joe Davis Mgmt For For For
1.5 Elect Robert Davis Mgmt For For For
1.6 Elect Joseph McAdams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
ARROW ELECTRONICS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ARW CUSIP 042735100 05/01/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Daniel Duval Mgmt For For For
1.2 Elect Gail Hamilton Mgmt For For For
1.3 Elect John Hanson Mgmt For For For
1.4 Elect Richard Hill Mgmt For For For
1.5 Elect M.F. (Fran) Keeth Mgmt For For For
1.6 Elect Roger King Mgmt For For For
1.7 Elect Michael Long Mgmt For For For
1.8 Elect William Mitchell Mgmt For For For
1.9 Elect Stephen Patrick Mgmt For Withhold Against
1.10 Elect Barry Perry Mgmt For For For
1.11 Elect John Waddell Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
AT&T CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
T CUSIP 00206R102 04/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: RANDALL L. Mgmt For For For
STEPHENSON
2 ELECTION OF DIRECTOR: WILLIAM F. Mgmt For For For
ALDINGER III
3 ELECTION OF DIRECTOR: GILBERT F. AMELIO Mgmt For For For
4 ELECTION OF DIRECTOR: REUBEN V. Mgmt For For For
ANDERSON
5 ELECTION OF DIRECTOR: JAMES H. Mgmt For For For
BLANCHARD
6 ELECTION OF DIRECTOR: AUGUST A. BUSCH Mgmt For For For
III
7 ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For Against Against
8 ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For For
9 ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For For
10 ELECTION OF DIRECTOR: LYNN M. MARTIN Mgmt For For For
11 ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For For
12 ELECTION OF DIRECTOR: MARY S. METZ Mgmt For For For
13 ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For For
14 ELECTION OF DIRECTOR: LAURA D ANDREA Mgmt For For For
TYSON
15 ELECTION OF DIRECTOR: PATRICIA P. UPTON Mgmt For For For
16 RATIFICATION OF APPOINTMENT OF Mgmt For For For
INDEPENDENT AUDITORS.
17 AMENDMENT TO INCREASE AUTHORIZED Mgmt For Against Against
SHARES.
18 REPORT ON POLITICAL CONTRIBUTIONS. ShrHoldr Against Against For
19 SPECIAL STOCKHOLDER MEETINGS. ShrHoldr Against Against For
20 CUMULATIVE VOTING. ShrHoldr Against For Against
21 BYLAW REQUIRING INDEPENDENT CHAIRMAN. ShrHoldr Against For Against
22 ADVISORY VOTE ON COMPENSATION. ShrHoldr Against For Against
23 PENSION CREDIT POLICY. ShrHoldr Against For Against
- --------------------------------------------------------------------------------
AUTOZONE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AZO CUSIP 053332102 12/17/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect William Crowley Mgmt For For For
1.2 Elect Sue Gove Mgmt For For For
1.3 Elect Earl Graves, Jr. Mgmt For For For
1.4 Elect Robert Grusky Mgmt For For For
1.5 Elect J.R. Hyde, III Mgmt For For For
1.6 Elect W. Andrew McKenna Mgmt For For For
1.7 Elect George Mrkonic, Jr. Mgmt For For For
1.8 Elect Luis Nieto Mgmt For For For
1.9 Elect William Rhodes, III Mgmt For For For
1.10 Elect Theodore Ullyot Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
AVNET, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AVT CUSIP 053807103 11/06/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Eleanor Baum Mgmt For For For
1.2 Elect J. Veronica Biggins Mgmt For For For
1.3 Elect Lawrence Clarkson Mgmt For For For
1.4 Elect Ehud Houminer Mgmt For For For
1.5 Elect Frank Noonan Mgmt For For For
1.6 Elect Ray Robinson Mgmt For For For
1.7 Elect William Sullivan Mgmt For For For
1.8 Elect Gary Tooker Mgmt For For For
1.9 Elect Roy Vallee Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
BANCO SANTANDER S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
STD CUSIP 05964H105 06/18/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Accounts and Reports; Ratification of Mgmt For For For
Board Acts
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Matias Rodriguez Inciarte Mgmt For For For
4 Elect Manuel Soto Serrano Mgmt For For For
5 Elect Guillermo de la Dehesa Romero Mgmt For For For
6 Elect Abel Matutes Juan Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Authority to Repurchase Shares Mgmt For For For
9 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
10 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive Rights
11 Authority to Issue Scrip Dividend Mgmt For For For
12 Authority to Issue Convertible Mgmt For For For
Securities w/ or w/o Preemptive Rights
13 Amendments to Long-Term Incentive Plans Mgmt For For For
14 Stock Purchase Plan - Abbey National Mgmt For For For
Plc. and Group Employees in UK
15 Issuance of Restricted Stock - Mgmt For For For
Sovereign Bancorp, Inc. Employees
16 Authority to Carry Out Formalities Mgmt For For For
- --------------------------------------------------------------------------------
BANCO SANTANDER S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
STD CUSIP 05964H105 09/21/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Approval of the Merger Agreement Mgmt For For For
2 Special Equity Bonus Mgmt For For For
3 Authority to Carry Out Formalities Mgmt For For For
- --------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BAC CUSIP 060505104 12/05/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Approval of the Merger Agreement Mgmt For For For
2 Amendment to the 2003 Key Associate Mgmt For For For
Stock Plan
3 Increase of Authorized Common Stock Mgmt For For For
4 Right to Adjourn Meeting Mgmt For For For
- --------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BAX CUSIP 071813109 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Walter Boomer Mgmt For For For
2 Elect James Gavin III Mgmt For For For
3 Elect Peter Hellman Mgmt For For For
4 Elect K.J. Storm Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding Animal ShrHoldr Against Against For
Testing
- --------------------------------------------------------------------------------
BEMIS COMPANY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BMS CUSIP 081437105 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect William Bolton Mgmt For For For
1.2 Elect Barbara Johnson Mgmt For For For
1.3 Elect Paul Peercy Mgmt For For For
1.4 Elect Gene Wulf Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 1997 Executive Mgmt For For For
Officer Performance Plan
4 Amendment to the 2007 Stock Incentive Mgmt For For For
Plan
5 Shareholder Proposal Regarding a ShrHoldr Against Against For
Report on Executive Compensation
- --------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BMY CUSIP 110122108 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Lamberto Andreotti Mgmt For For For
2 Elect Lewis Campbell Mgmt For For For
3 Elect James Cornelius Mgmt For For For
4 Elect Louis Freeh Mgmt For Against Against
5 Elect Laurie Glimcher Mgmt For For For
6 Elect Michael Grobstein Mgmt For For For
7 Elect Leif Johansson Mgmt For For For
8 Elect Alan Lacy Mgmt For For For
9 Elect Vicki Sato Mgmt For For For
10 Elect Togo West Mgmt For For For
11 Elect R. Sanders Williams Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Executive Compensation
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Eliminating Supermajority Provisions
15 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special Meeting
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say on
Pay)
- --------------------------------------------------------------------------------
BUNGE LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BG CUSIP G16962105 05/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Octavio Caraballo Mgmt For For For
2 Elect Francis Coppinger Mgmt For For For
3 Elect Larry Pillard Mgmt For For For
4 Elect Alberto Weisser Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 2009 Equity Incentive Plan Mgmt For Against Against
- --------------------------------------------------------------------------------
CARDINAL HEALTH, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CAH CUSIP 14149Y108 06/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Option Exchange Program Mgmt For Against Against
- --------------------------------------------------------------------------------
CEC ENTERTAINMENT, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CEC CUSIP 125137109 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Richard Frank Mgmt For For For
1.2 Elect Tim Morris Mgmt For For For
1.3 Elect Louis Neeb Mgmt For Withhold Against
2 Amendment to the 2004 Restricted Stock Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
CHEVRON CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CVX CUSIP 166764100 05/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Samuel Armacost Mgmt For For For
2 Elect Linnet Deily Mgmt For For For
3 Elect Robert Denham Mgmt For For For
4 Elect Robert Eaton Mgmt For For For
5 Elect Enrique Hernandez, Jr. Mgmt For For For
6 Elect Franklyn Jenifer Mgmt For For For
7 Elect Sam Nunn Mgmt For For For
8 Elect David O'Reilly Mgmt For For For
9 Elect Donald Rice Mgmt For For For
10 Elect Kevin Sharer Mgmt For For For
11 Elect Charles Shoemate Mgmt For For For
12 Elect Ronald Sugar Mgmt For For For
13 Elect Carl Ware Mgmt For For For
14 Elect John Watson Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Approval of Performance Goals for the Mgmt For For For
Chevron Incentive Plan
17 Amendment to the Long-Term Incentive Mgmt For For For
Plan
18 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special Meeting
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say on
Pay)
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Reporting and Reducing Greenhouse Gas
Emissions
21 Shareholder Proposal Regarding Country ShrHoldr Against Against For
Selection Guidelines
22 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Rights Policy
23 Shareholder Proposal Regarding Report ShrHoldr Against Against For
on Host Country Laws
- --------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CTSH CUSIP 192446102 06/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Francisco D'Souza Mgmt For For For
2 Elect John Fox, Jr. Mgmt For For For
3 Elect Thomas Wendel Mgmt For For For
4 2009 Incentive Compensation Plan Mgmt For For For
5 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
COMCAST CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CMCSA CUSIP 20030N101 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect S. Decker Anstrom Mgmt For For For
1.2 Elect Kenneth Bacon Mgmt For Withhold Against
1.3 Elect Sheldon Bonovitz Mgmt For For For
1.4 Elect Edward Breen Mgmt For For For
1.5 Elect Julian Brodsky Mgmt For For For
1.6 Elect Joseph Collins Mgmt For For For
1.7 Elect J. Michael Cook Mgmt For For For
1.8 Elect Gerald Hassell Mgmt For For For
1.9 Elect Jeffrey Honickman Mgmt For For For
1.10 Elect Brian Roberts Mgmt For For For
1.11 Elect Ralph Roberts Mgmt For For For
1.12 Elect Judith Rodin Mgmt For Withhold Against
1.13 Elect Michael Sovern Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2002 Employee Stock Mgmt For For For
Purchase Plan
4 Amendment to the 2002 Restricted Stock Mgmt For For For
Plan
5 Amendment to the 2003 Stock Option Plan Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Executives Earning in
Excess of $500,000
7 Shareholder Proposal Regarding the ShrHoldr Against For Against
Approval of Survivor Benefits (Golden
Coffin) Arrangements
8 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Executive
Compensation (Say on Pay)
9 Shareholder Proposal Regarding a ShrHoldr Against For Against
Recapitalization Plan
- --------------------------------------------------------------------------------
CONSOL ENERGY INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CNX CUSIP 20854P109 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect John Whitmire Mgmt For For For
1.2 Elect J. Brett Harvey Mgmt For For For
1.3 Elect James Altmeyer, Sr. Mgmt For Withhold Against
1.4 Elect Philip Baxter Mgmt For For For
1.5 Elect William Davis Mgmt For Withhold Against
1.6 Elect Raj Gupta Mgmt For For For
1.7 Elect Patricia Hammick Mgmt For For For
1.8 Elect David Hardesty, Jr. Mgmt For For For
1.9 Elect John Mills Mgmt For For For
1.10 Elect William Powell Mgmt For For For
1.11 Elect Joseph Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 CONSOL ENERGY INC. AMENDMENT AND Mgmt For For For
RESTATEMENT OF EQUITY INCENTIVE PLAN.
4 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
MAJORITY VOTING.
5 Shareholder Proposal Regarding Early ShrHoldr Against Against For
Disclosure of Voting Results of
Shareholder Proposals
- --------------------------------------------------------------------------------
CONSTELLATION ENERGY GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CEG CUSIP 210371100 07/18/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Yves de Balmann Mgmt For For For
2 Elect Douglas Becker Mgmt For Against Against
3 THE ELECTION OF ANN C. BERZIN AS A Mgmt For For For
DIRECTOR FOR A TERM TO EXPIRE IN 2009
4 THE ELECTION OF JAMES T. BRADY AS A Mgmt For For For
DIRECTOR FOR A TERM TO EXPIRE IN 2009
5 THE ELECTION OF EDWARD A. CROOKE AS A Mgmt For For For
DIRECTOR FOR A TERM TO EXPIRE IN 2009
6 THE ELECTION OF JAMES R. CURTISS AS A Mgmt For Against Against
DIRECTOR FOR A TERM TO EXPIRE IN 2009
7 Elect Freeman Hrabowski, III Mgmt For For For
8 THE ELECTION OF NANCY LAMPTON AS A Mgmt For For For
DIRECTOR FOR A TERM TO EXPIRE IN 2009
9 Elect Robert Lawless Mgmt For Against Against
10 THE ELECTION OF LYNN M. MARTIN AS A Mgmt For For For
DIRECTOR FOR A TERM TO EXPIRE IN 2009
11 Elect Mayo Shattuck III Mgmt For For For
12 THE ELECTION OF JOHN L. SKOLDS AS A Mgmt For For For
DIRECTOR FOR A TERM TO EXPIRE IN 2009
13 Elect Michael Sullivan Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Increase in Authorized Shares of Mgmt For For For
Common Stock
- --------------------------------------------------------------------------------
COOPER INDUSTRIES, LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CBE CUSIP G24182100 04/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Ivor Evans Mgmt For Withhold Against
1.2 Elect Kirk Hachigian Mgmt For For For
1.3 Elect Lawrence Kingsley Mgmt For For For
1.4 Elect James Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding the ShrHoldr Against Against For
International Labor Organization Human
Rights Standards
- --------------------------------------------------------------------------------
DARDEN RESTAURANTS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DRI CUSIP 237194105 09/12/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Leonard Berry Mgmt For For For
1.2 Elect Odie Donald Mgmt For For For
1.3 Elect David Hughes Mgmt For For For
1.4 Elect Charles Ledsinger, Jr. Mgmt For For For
1.5 Elect William Lewis, Jr. Mgmt For For For
1.6 Elect Connie Mack, III Mgmt For For For
1.7 Elect Andrew Madsen Mgmt For For For
1.8 Elect Clarence Otis Jr. Mgmt For For For
1.9 Elect Michael Rose Mgmt For Withhold Against
1.10 Elect Maria Sastre Mgmt For For For
1.11 Elect Jack Smith Mgmt For For For
2 TO APPROVE THE AMENDED DARDEN Mgmt For For For
RESTAURANTS, INC. 2002 STOCK INCENTIVE
PLAN.
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
DEUTSCHE BANK AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DB CUSIP D18190898 05/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Allocation of Profits/Dividends Mgmt For For For
2 Ratification of Management Board Acts Mgmt For Abstain Against
3 Ratification of Supervisory Board Acts Mgmt For Abstain Against
4 Appointment of Auditor Mgmt For Against Against
5 Authority to Trade in Company Stock Mgmt For For For
6 Authority to Repurchase Shares Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Increase in Authorized Capital I Mgmt For For For
10 Increase in Authorized Capital II Mgmt For Against Against
11 Increase in Authorized Capital III Mgmt For For For
12 Authority to Issue Convertible Debt Mgmt For For For
Instruments
13 Countermotion Regarding Ratification Mgmt Abstain Against Against
of Management Board Acts
14 Countermotion A (Ratification of Mgmt Against For Against
Management Board Acts)
15 Countermotion Regarding Ratification Mgmt Abstain For Against
of Management Board Acts
16 Countermotion Regarding Ratification Mgmt Abstain Against Against
of Supervisory Board Acts
17 Countermotion Regarding Ratification Mgmt Abstain Against Against
of Supervisory Board Acts
18 Countermotion Regarding Ratification Mgmt Abstain Against Against
of Supervisory Board Acts
19 Countermotion Regarding Ratification Mgmt Abstain Against Against
of Management and Supervisory Board
Acts
20 Countermotion Regarding Amendments to Mgmt Abstain Against Against
Articles
21 Countermotion I (Allocation of Mgmt Against Against For
Profits/Dividends)
- --------------------------------------------------------------------------------
DEUTSCHE BANK AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DB CUSIP D18190898 05/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Allocation of Profits/Dividends Mgmt For For For
2 Ratification of Management Board Acts Mgmt For Abstain Against
3 Ratification of Supervisory Board Acts Mgmt For Abstain Against
4 Appointment of Auditor Mgmt For Against Against
5 Authority to Trade in Company Stock Mgmt For For For
6 Authority to Repurchase Shares Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Increase in Authorized Capital I Mgmt For For For
10 Increase in Authorized Capital II Mgmt For Against Against
11 Increase in Authorized Capital III Mgmt For For For
12 Authority to Issue Convertible Debt Mgmt For For For
Instruments
13 Countermotion Regarding Ratification Mgmt Abstain Abstain For
of Management Board Acts
14 Countermotion A (Ratification of Mgmt Against Against For
Management Board Acts)
15 Countermotion Regarding Ratification Mgmt Abstain Abstain For
of Management Board Acts
16 Countermotion Regarding Ratification Mgmt Abstain Abstain For
of Supervisory Board Acts
17 Countermotion Regarding Ratification Mgmt Abstain Abstain For
of Supervisory Board Acts
18 Countermotion Regarding Allocation of Mgmt Abstain Abstain For
Profits/Dividends
19 Countermotion Regarding Ratification Mgmt Abstain Abstain For
of Management and Supervisory Board
Acts
20 Countermotion Regarding Amendments to Mgmt Abstain Abstain For
Articles
21 Countermotion I (Allocation of Mgmt Against Against For
Profits/Dividends)
- --------------------------------------------------------------------------------
DIANA SHIPPING INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DSX CUSIP Y2066G104 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Simeon Palios Mgmt For Withhold Against
1.2 Elect Anastassis Margaronis Mgmt For For For
1.3 Elect Ioannis Zafirakis Mgmt For For For
2 Appointment of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
DPL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DPL CUSIP 233293109 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Paul Bishop Mgmt For For For
1.2 Elect Frank Gallaher Mgmt For For For
1.3 Elect Lester Lyles Mgmt For For For
2 RATIFICATION OF KPMG LLP AS Mgmt For For For
INDEPENDENT PUBLIC ACCOUNTANT.
- --------------------------------------------------------------------------------
ELI LILLY AND COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LLY CUSIP 532457108 04/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Martin Feldstein Mgmt For Withhold Against
1.2 Elect J. Erik Fyrwald Mgmt For For For
1.3 Elect Ellen Marram Mgmt For Withhold Against
1.4 Elect Douglas Oberhelman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Board Mgmt For For For
4 Amendment to the Bonus Plan Mgmt For For For
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Eliminating Supermajority Provisions
6 Shareholder Proposal Regarding Simple ShrHoldr Against For Against
Majority Vote
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Executive
Compensation (Say on Pay)
- --------------------------------------------------------------------------------
EMCOR GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EME CUSIP 29084Q100 06/16/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Frank MacInnis Mgmt For For For
1.2 Elect Stephen Bershad Mgmt For Withhold Against
1.3 Elect David Brown Mgmt For Withhold Against
1.4 Elect Larry Bump Mgmt For For For
1.5 Elect Albert Fried, Jr. Mgmt For For For
1.6 Elect Richard Hamm, Jr. Mgmt For Withhold Against
1.7 Elect David Laidley Mgmt For For For
1.8 Elect Jerry Ryan Mgmt For Withhold Against
1.9 Elect Michael Yonker Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
- --------------------------------------------------------------------------------
ETHAN ALLEN INTERIORS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ETH CUSIP 297602104 11/11/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect M. Farooq Kathwari Mgmt For For For
1.2 Elect John Birkelund Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
EVEREST RE GROUP LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RE CUSIP G3223R108 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Martin Abrahams Mgmt For Withhold Against
1.2 Elect John Dunne Mgmt For For For
1.3 Elect John Weber Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Non-Employee Director Stock Mgmt For For For
Option and Restricted Stock Plan
- --------------------------------------------------------------------------------
EXPRESS SCRIPTS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ESRX CUSIP 302182100 05/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Gary Benanav Mgmt For For For
1.2 Elect Frank Borelli Mgmt For For For
1.3 Elect Maura Breen Mgmt For For For
1.4 Elect Nicholas LaHowchic Mgmt For For For
1.5 Elect Thomas Mac Mahon Mgmt For For For
1.6 Elect Frank Mergenthaler Mgmt For For For
1.7 Elect Woodrow Myers, Jr. Mgmt For For For
1.8 Elect John Parker, Jr. Mgmt For For For
1.9 Elect George Paz Mgmt For For For
1.10 Elect Samuel Skinner Mgmt For For For
1.11 Elect Seymour Sternberg Mgmt For For For
1.12 Elect Barrett Toan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
XOM CUSIP 30231G102 05/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Michael Boskin Mgmt For For For
1.2 Elect Larry Faulkner Mgmt For For For
1.3 Elect Kenneth Frazier Mgmt For For For
1.4 Elect William George Mgmt For For For
1.5 Elect Reatha King Mgmt For For For
1.6 Elect Marilyn Nelson Mgmt For For For
1.7 Elect Samuel Palmisano Mgmt For For For
1.8 Elect Steven Reinemund Mgmt For For For
1.9 Elect Rex Tillerson Mgmt For For For
1.10 Elect Edward Whitacre, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
4 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special Meeting
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Reincorporation
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board Chairman
7 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Executive
Compensation (Say on Pay)
8 Shareholder Proposal Regarding ShrHoldr Against Against For
Executive Compensation Report
9 Shareholder Proposal Regarding ShrHoldr Against Against For
Corporate Sponsorships Report
10 Shareholder Proposal Regarding ShrHoldr Against For Against
Adopting Sexual Orientation and Gender
Identity Expression Anti-Bias Policy
11 Shareholder Proposal Regarding ShrHoldr Against For Against
Greenhouse Gas Emissions Goals
12 Shareholder Proposal Regarding a ShrHoldr Against Against For
Climate Change and Technology Report
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Renewable Energy Policy
- --------------------------------------------------------------------------------
FIRST SOLAR, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FSLR CUSIP 336433107 06/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Michael Ahearn Mgmt For For For
1.2 Elect Craig Kennedy Mgmt For For For
1.3 Elect James Nolan Mgmt For Withhold Against
1.4 Elect J. Thomas Presby Mgmt For For For
1.5 Elect Paul Stebbins Mgmt For For For
1.6 Elect Michael Sweeney Mgmt For For For
1.7 Elect Jose Villarreal Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
FISERV, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FISV CUSIP 337738108 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Daniel Kearney Mgmt For For For
1.2 Elect Peter Kight Mgmt For For For
1.3 Elect Jeffery Yabuki Mgmt For For For
2 Amendment to the Employee Stock Mgmt For For For
Purchase Plan
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
FRONTLINE LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FRO CUSIP G3682E127 09/19/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect John Fredriksen Mgmt For Withhold Against
1.2 Elect Kathrine Fredriksen Mgmt For For For
1.3 Elect Frixos Savvides Mgmt For For For
1.4 Elect Kate Blankenship Mgmt For Withhold Against
2 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
3 Directors' Fees Mgmt For For For
4 Stock Split Mgmt For For For
- --------------------------------------------------------------------------------
GARMIN LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GRMN CUSIP G37260109 06/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Min Kao Mgmt For For For
1.2 Elect Charles Peffer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2005 Equity Incentive Mgmt For For For
Plan
4 Amendment to the 2000 Directors' Mgmt For For For
Option Plan
5 Transaction of Other Business Mgmt For Against Against
- --------------------------------------------------------------------------------
GENCO SHIPPING & TRADING LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GNK CUSIP Y2685T107 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Robert North Mgmt For For For
1.2 Elect Basil Mavroleon Mgmt For For For
1.3 Elect Harry Perrin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
PROCTER & GAMBLE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PG CUSIP 742718109 10/14/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Kenneth Chenault Mgmt For For For
1.2 Elect Scott Cook Mgmt For For For
1.3 Elect Rajat Gupta Mgmt For For For
1.4 Elect Alan Lafley Mgmt For For For
1.5 Elect Charles Lee Mgmt For For For
1.6 Elect Lynn Martin Mgmt For For For
1.7 Elect W. James McNerney, Jr. Mgmt For For For
1.8 Elect Johnathan Rodgers Mgmt For For For
1.9 Elect Ralph Snyderman Mgmt For For For
1.10 Elect Margaret Whitman Mgmt For For For
1.11 Elect Patricia Woertz Mgmt For For For
1.12 Elect Ernesto Zedillo Mgmt For For For
2 RATIFY APPOINTMENT OF THE INDEPENDENT Mgmt For For For
REGISTERED PUBLIC ACCOUNTING FIRM
3 AMEND COMPANY S AMENDED ARTICLES OF Mgmt For For For
INCORPORATION TO ADOPT MAJORITY VOTING
4 SHAREHOLDER PROPOSAL #1 - ROTATE SITE ShrHoldr Against Against For
OF ANNUAL MEETING
5 SHAREHOLDER PROPOSAL #2 - ADVISORY ShrHoldr Against For Against
VOTE ON EXECUTIVE COMPENSATION
- --------------------------------------------------------------------------------
GOOGLE INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GOOG CUSIP 38259P508 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Eric Schmidt Mgmt For For For
1.2 Elect Sergey Brin Mgmt For For For
1.3 Elect Larry Page Mgmt For For For
1.4 Elect L. John Doerr Mgmt For For For
1.5 Elect John Hennessy Mgmt For Withhold Against
1.6 Elect Arthur Levinson Mgmt For Withhold Against
1.7 Elect Ann Mather Mgmt For For For
1.8 Elect Paul Otellini Mgmt For Withhold Against
1.9 Elect K. Shriram Mgmt For For For
1.10 Elect Shirley Tilghman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Stock Plan Mgmt For Against Against
4 Shareholder proposal regarding ShrHoldr For For For
political contribution disclosure
5 Shareholder proposal regarding ShrHoldr Against Against For
internet censorship
6 Shareholder proposal regarding health ShrHoldr Against Against For
care reform
- --------------------------------------------------------------------------------
GUESS?, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GES CUSIP 401617105 06/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Carlos Alberini Mgmt For Withhold Against
1.2 Elect Alice Kane Mgmt For For For
2 Amendment to the 2004 Equity Incentive Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
HARRIS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HRS CUSIP 413875105 10/24/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Lewis Hay III Mgmt For Against Against
2 ELECTION OF A DIRECTOR FOR A Mgmt For For For
THREE-YEAR TERM EXPIRING IN 2011:
KAREN KATEN
3 Elect Stephen Kaufman Mgmt For For For
4 Elect Hansel Tookes II Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Increase of Authorized Common Stock Mgmt For For For
7 Declassification of Board Mgmt For For For
- --------------------------------------------------------------------------------
HARTFORD FINANCIAL SERVICES GROUP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HIG CUSIP 416515104 03/26/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Conversion of Series C Preferred Stock Mgmt For For For
Pursuant to the Investment Agreement
- --------------------------------------------------------------------------------
HESS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HES CUSIP 42809H107 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect John Hess Mgmt For For For
1.2 Elect Samuel Bodman Mgmt For For For
1.3 Elect Risa Lavizzo-Mourey Mgmt For For For
1.4 Elect Craig Matthews Mgmt For For For
1.5 Elect Ernst von Metzsch Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
HOME DEPOT INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HD CUSIP 437076102 05/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect David Batchelder Mgmt For For For
3 Elect Francis Blake Mgmt For For For
4 Elect Ari Bousbib Mgmt For For For
5 Elect Gregory Brenneman Mgmt For For For
6 Elect Albert Carey Mgmt For For For
7 Elect Armando Codina Mgmt For Against Against
8 Elect Bonnie Hill Mgmt For For For
9 Elect Karen Katen Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Right to Call a Special Meeting Mgmt For For For
12 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
13 Shareholder Proposal Regarding Special ShrHoldr Against Against For
Shareholder Meetings
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Employment Diversity Report
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say on
Pay)
16 Shareholder Proposal Regarding Energy ShrHoldr Against Against For
Usage
- --------------------------------------------------------------------------------
HUBBELL INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HUBA CUSIP 443510201 05/04/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect E. Richard Brooks Mgmt For Withhold Against
1.2 Elect George Edwards, Jr. Mgmt For Withhold Against
1.3 Elect Anthony Guzzi Mgmt For Withhold Against
1.4 Elect Joel Hoffman Mgmt For Withhold Against
1.5 Elect Andrew McNally, IV Mgmt For Withhold Against
1.6 Elect Timothy Powers Mgmt For Withhold Against
1.7 Elect G. Jackson Ratcliffe Mgmt For Withhold Against
1.8 Elect Richard Swift Mgmt For Withhold Against
1.9 Elect Daniel Van Riper Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
HURON CONSULTING GROUP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HURN CUSIP 447462102 06/02/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Dubose Ausley Mgmt For For For
1.2 Elect John Moody Mgmt For For For
2 Amendment to the 2004 Omnibus Stock Mgmt For Against Against
Plan
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
INTEL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
INTC CUSIP 458140100 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Charlene Barshefsky Mgmt For Against Against
2 Elect Susan Decker Mgmt For For For
3 Elect John Donahoe Mgmt For For For
4 Elect Reed Hundt Mgmt For For For
5 Elect Paul Otellini Mgmt For For For
6 Elect James Plummer Mgmt For For For
7 Elect David Pottruck Mgmt For For For
8 Elect Jane Shaw Mgmt For For For
9 Elect John Thornton Mgmt For For For
10 Elect Frank Yeary Mgmt For For For
11 Elect David Yoffie Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2006 Equity Incentive Mgmt For For For
Plan
14 Stock Option Exchange Program Mgmt For For For
15 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For
16 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
17 Shareholder Proposal Regarding Human ShrHoldr Against Against For
Right to Water
- --------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IBM CUSIP 459200101 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt For Against Against
2 ELECTION OF DIRECTOR: C. BLACK Mgmt For Against Against
3 ELECTION OF DIRECTOR: W.R. BRODY Mgmt For For For
4 ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For For
5 ELECTION OF DIRECTOR: M.L. ESKEW Mgmt For Against Against
6 ELECTION OF DIRECTOR: S.A. JACKSON Mgmt For For For
7 ELECTION OF DIRECTOR: T. NISHIMURO Mgmt For For For
8 ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For For
9 ELECTION OF DIRECTOR: S.J. PALMISANO Mgmt For For For
10 ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For For
11 ELECTION OF DIRECTOR: S. TAUREL Mgmt For For For
12 ELECTION OF DIRECTOR: L.H. ZAMBRANO Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Approval of Long-Term Incentive Mgmt For For For
Performance Terms
15 STOCKHOLDER PROPOSAL ON CUMULATIVE ShrHoldr Against For Against
VOTING
16 STOCKHOLDER PROPOSAL ON EXECUTIVE ShrHoldr Against For Against
COMPENSATION AND PENSION INCOME
17 STOCKHOLDER PROPOSAL ON ADVISORY VOTE ShrHoldr Against For Against
ON EXECUTIVE COMPENSATION
- --------------------------------------------------------------------------------
JACK IN THE BOX INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JACK CUSIP 466367109 02/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Michael Alpert Mgmt For For For
1.2 Elect David Goebel Mgmt For For For
1.3 Elect Anne Gust Mgmt For For For
1.4 Elect Murray Hutchison Mgmt For For For
1.5 Elect Linda Lang Mgmt For For For
1.6 Elect Michael Murphy Mgmt For For For
1.7 Elect David Tehle Mgmt For For For
1.8 Elect Winifred Webb Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JPM CUSIP 46625H100 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Crandall Bowles Mgmt For For For
2 Elect Stephen Burke Mgmt For For For
3 Elect David Cote Mgmt For For For
4 Elect James Crown Mgmt For For For
5 Elect James Dimon Mgmt For For For
6 Elect Ellen Futter Mgmt For Against Against
7 Elect William Gray, III Mgmt For For For
8 Elect Laban Jackson, Jr. Mgmt For For For
9 Elect David Novak Mgmt For Against Against
10 Elect Lee Raymond Mgmt For For For
11 Elect William Weldon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Disclosure of Prior Government Service
15 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
16 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special Meeting
17 Shareholder Proposal Regarding Report ShrHoldr Against Against For
on Credit Card Practices
18 Shareholder Proposal Regarding Key ShrHoldr Against Against For
Executive Performance Plan ("KEPP")
19 Shareholder Proposal Regarding ShrHoldr Against Against For
Retention of Shares After Retirement
20 Shareholder Proposal Regarding Carbon ShrHoldr Against Against For
Principles Report
- --------------------------------------------------------------------------------
KB HOME
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KBH CUSIP 48666K109 04/02/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: STEPHEN F. Mgmt For Against Against
BOLLENBACH
2 ELECTION OF DIRECTOR: TIMOTHY W. Mgmt For Against Against
FINCHEM
3 ELECTION OF DIRECTOR: KENNETH M. Mgmt For Against Against
JASTROW, II
4 ELECTION OF DIRECTOR: ROBERT L. JOHNSON Mgmt For For For
5 ELECTION OF DIRECTOR: MELISSA LORA Mgmt For Against Against
6 ELECTION OF DIRECTOR: MICHAEL G. Mgmt For Against Against
MCCAFFERY
7 ELECTION OF DIRECTOR: JEFFREY T. MEZGER Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Amendment to Certificate of Mgmt For For For
Incorporation to Preserve Value of NOLS
10 PROPOSAL TO APPROVE THE SUCCESSOR Mgmt For Against Against
RIGHTS PLAN
11 Annual Incentive Plan for Executive Mgmt For For For
Officers
12 STOCKHOLDER PROPOSAL RELATING TO ShrHoldr Against For Against
EXECUTIVE COMPENSATION
13 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation
14 STOCKHOLDER PROPOSAL RELATING TO ShrHoldr Against Against For
HEALTH CARE REFORM PRINCIPLES
- --------------------------------------------------------------------------------
LENNOX INTERNATIONAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LII CUSIP 526107107 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Linda Alvarado Mgmt For For For
1.2 Elect Steven Booth Mgmt For For For
1.3 Elect John Major Mgmt For For For
1.4 Elect Jeffrey Storey Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
LINEAR TECHNOLOGY CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LLTC CUSIP 535678106 11/05/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Robert Swanson, Jr. Mgmt For For For
1.2 Elect David Lee Mgmt For Withhold Against
1.3 Elect Lothar Maier Mgmt For Withhold Against
1.4 Elect Richard Moley Mgmt For For For
1.5 Elect Thomas Volpe Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LMT CUSIP 539830109 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: E.C. PETE Mgmt For For For
ALDRIDGE JR.
2 ELECTION OF DIRECTOR: NOLAN D. Mgmt For Against Against
ARCHIBALD
3 ELECTION OF DIRECTOR: DAVID B. BURRITT Mgmt For For For
4 ELECTION OF DIRECTOR: JAMES O. ELLIS Mgmt For For For
JR.
5 ELECTION OF DIRECTOR: GWENDOLYN S. KING Mgmt For For For
6 ELECTION OF DIRECTOR: JAMES M. LOY Mgmt For Against Against
7 ELECTION OF DIRECTOR: DOUGLAS H. Mgmt For For For
MCCORKINDALE
8 ELECTION OF DIRECTOR: JOSEPH W. RALSTON Mgmt For Against Against
9 ELECTION OF DIRECTOR: FRANK SAVAGE Mgmt For For For
10 ELECTION OF DIRECTOR: JAMES M. Mgmt For For For
SCHNEIDER
11 ELECTION OF DIRECTOR: ANNE STEVENS Mgmt For For For
12 ELECTION OF DIRECTOR: ROBERT J. STEVENS Mgmt For For For
13 ELECTION OF DIRECTOR: JAMES R. UKROPINA Mgmt For Against Against
14 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For For
YOUNG LLP AS INDEPENDENT AUDITORS
15 Elimination of Supermajority Mgmt For For For
Requirement
16 STOCKHOLDER PROPOSAL - REPORT ON ShrHoldr Against Against For
SPACE-BASED WEAPONS PROGRAM
17 STOCKHOLDER PROPOSAL - POLICY ON ShrHoldr Against Against For
PAYMENTS TO EXECUTIVES AFTER DEATH
18 STOCKHOLDER PROPOSAL - ADVISORY VOTE ShrHoldr Against For Against
ON EXECUTIVE COMPENSATION
- --------------------------------------------------------------------------------
MASTERCARD INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MA CUSIP 57636Q104 06/09/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Richard Haythornthwaite Mgmt For For For
1.2 Elect David Carlucci Mgmt For For For
1.3 Elect Robert Selander Mgmt For For For
2 Change In Board Size Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
MECHEL OAO
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MTL CUSIP 583840103 06/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Annual Report Mgmt For Abstain Against
2 Accounts and Reports Mgmt For Abstain Against
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Alexey Zagrebin Mgmt For For For
5 Elect Natalya Mikhaylova Mgmt For For For
6 Elect Lyudmila Radishevskaya Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Amendments to By-Law on General Mgmt For For For
Shareholders Meetings
10 Amendments to By-law on Management Mgmt For For For
Board
11 Related Party Transactions Mgmt For For For
- --------------------------------------------------------------------------------
MECHEL OAO
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MTL CUSIP 583840103 06/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Igor Zyuzin Mgmt For Abstain Against
2 Elect Alexey Ivanushkin Mgmt For Abstain Against
3 Elect Alexander Yevtushenko Mgmt For For For
4 Elect Vladimir Polin Mgmt For Abstain Against
5 Elect Serafim Kolpakov Mgmt For For For
6 Elect Valentin Proskurnya Mgmt For Abstain Against
7 Elect A. David Johnson Mgmt For For For
8 Elect Roger Gale Mgmt For For For
9 Elect Igor Kozhukhovksy Mgmt For For For
10 Elect Vladimir Gusev Mgmt For For For
- --------------------------------------------------------------------------------
MERCK & CO., INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MRK CUSIP 589331107 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For For
2 ELECTION OF DIRECTOR: THOMAS R. CECH, Mgmt For For For
PH.D.
3 ELECTION OF DIRECTOR: RICHARD T. CLARK Mgmt For For For
4 ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For For
5 ELECTION OF DIRECTOR: STEVEN F. Mgmt For For For
GOLDSTONE
6 ELECTION OF DIRECTOR: WILLIAM B. Mgmt For For For
HARRISON, JR.
7 ELECTION OF DIRECTOR: HARRY R. Mgmt For For For
JACOBSON, M.D.
8 ELECTION OF DIRECTOR: WILLIAM N. Mgmt For Against Against
KELLEY, M.D.
9 ELECTION OF DIRECTOR: ROCHELLE B. Mgmt For For For
LAZARUS
10 ELECTION OF DIRECTOR: CARLOS E. Mgmt For For For
REPRESAS
11 ELECTION OF DIRECTOR: THOMAS E. SHENK, Mgmt For Against Against
PH.D.
12 ELECTION OF DIRECTOR: ANNE M. TATLOCK Mgmt For Against Against
13 ELECTION OF DIRECTOR: SAMUEL O. THIER, Mgmt For Against Against
M.D.
14 ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For Against Against
15 ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For Against Against
16 Ratification of Auditor Mgmt For For For
17 Authorization of Board to Set Board Mgmt For For For
Size
18 STOCKHOLDER PROPOSAL CONCERNING ShrHoldr Against For Against
SPECIAL SHAREHOLDER MEETINGS
19 STOCKHOLDER PROPOSAL CONCERNING AN ShrHoldr Against For Against
INDEPENDENT LEAD DIRECTOR
20 STOCKHOLDER PROPOSAL CONCERNING AN ShrHoldr Against For Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION
- --------------------------------------------------------------------------------
METLIFE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MET CUSIP 59156R108 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect C. Robert Henrikson Mgmt For For For
1.2 Elect John Keane Mgmt For For For
1.3 Elect Catherine Kinney Mgmt For For For
1.4 Elect Hugh Price Mgmt For For For
1.5 Elect Kenton Sicchitano Mgmt For For For
2 REAPPROVAL OF THE METLIFE, INC. 2005 Mgmt For For For
STOCK AND INCENTIVE COMPENSATION PLAN
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
MICROSOFT CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MSFT CUSIP 594918104 11/19/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For For
2 ELECTION OF DIRECTOR: JAMES I. CASH JR. Mgmt For For For
3 ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For For
4 ELECTION OF DIRECTOR: WILLIAM H. GATES Mgmt For For For
III
5 ELECTION OF DIRECTOR: RAYMOND V. Mgmt For For For
GILMARTIN
6 ELECTION OF DIRECTOR: REED HASTINGS Mgmt For For For
7 ELECTION OF DIRECTOR: DAVID F. Mgmt For For For
MARQUARDT
8 ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For For
9 ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For For
10 Executive Officer Incentive Plan Mgmt For For For
11 Amendment to the 1999 Stock Option Mgmt For For For
Plan for Non-Employee Directors
12 Ratification of Auditor Mgmt For For For
13 SHAREHOLDER PROPOSAL - ADOPTION OF ShrHoldr Against Against For
POLICIES ON INTERNET CENSORSHIP.
14 SHAREHOLDER PROPOSAL - ESTABLISHMENT ShrHoldr Against Against For
OF BOARD COMMITTEE ON HUMAN RIGHTS.
15 SHAREHOLDER PROPOSAL - DISCLOSURE OF ShrHoldr Against Against For
CHARITABLE CONTRIBUTIONS.
- --------------------------------------------------------------------------------
MSC INDUSTRIAL DIRECT CO., INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MSM CUSIP 553530106 01/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Mitchell Jacobson Mgmt For For For
1.2 Elect David Sandler Mgmt For For For
1.3 Elect Roger Fradin Mgmt For For For
1.4 Elect Denis Kelly Mgmt For For For
1.5 Elect Philip Peller Mgmt For For For
1.6 Elect Louise Goeser Mgmt For For For
1.7 Elect Charles Boehlke Mgmt For Withhold Against
2 Amendment to the Associate Stock Mgmt For For For
Purchase Plan
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
NIKE INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NKESA CUSIP 654106103 09/22/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Jill Conway Mgmt For For For
1.2 Elect Alan Graf, Jr. Mgmt For For For
1.3 Elect Jeanne Jackson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
NORDSTROM, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JWN CUSIP 655664100 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Phyllis Campbell Mgmt For For For
2 Elect Enrique Hernandez, Jr. Mgmt For For For
3 Elect Robert Miller Mgmt For For For
4 Elect Blake Nordstrom Mgmt For For For
5 Elect Erik Nordstrom Mgmt For For For
6 Elect Peter Nordstrom Mgmt For For For
7 Elect Philip Satre Mgmt For For For
8 Elect Robert Walter Mgmt For For For
9 Elect Alison Winter Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Executive Management Bonus Plan Mgmt For For For
- --------------------------------------------------------------------------------
O'REILLY AUTOMOTIVE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ORLY CUSIP 686091109 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Charles O'Reilly, Jr. Mgmt For Withhold Against
1.2 Elect John Murphy Mgmt For For For
1.3 Elect Ronald Rashkow Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Stock Purchase Plan Mgmt For For For
4 2009 Incentive Plan Mgmt For For For
- --------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
OXY CUSIP 674599105 05/01/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Spencer Abraham Mgmt For For For
2 Elect Ronald Burkle Mgmt For For For
3 Elect John Chalsty Mgmt For For For
4 Elect Edward Djerejian Mgmt For For For
5 Elect John Feick Mgmt For For For
6 Elect Ray Irani Mgmt For For For
7 Elect Irvin Maloney Mgmt For For For
8 Elect Avedick Poladian Mgmt For For For
9 Elect Rodolfo Segovia Mgmt For For For
10 Elect Aziz Syriani Mgmt For For For
11 Elect Rosemary Tomich Mgmt For For For
12 Elect Walter Weisman Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Amendment to Permit Shareholders to Mgmt For For For
Call a Special Meeting
15 Shareholder Proposal Regarding Report ShrHoldr Against Against For
on Host Country Regulations
- --------------------------------------------------------------------------------
ORACLE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ORCL CUSIP 68389X105 10/10/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Jeffrey Henley Mgmt For For For
1.2 Elect Lawrence Ellison Mgmt For For For
1.3 Elect Donald Lucas Mgmt For Withhold Against
1.4 Elect Michael Boskin Mgmt For For For
1.5 Elect Jack Kemp Mgmt For For For
1.6 Elect Jeffrey Berg Mgmt For Withhold Against
1.7 Elect Safra Catz Mgmt For For For
1.8 Elect Hector Garcia-Molina Mgmt For For For
1.9 Elect H. Raymond Bingham Mgmt For For For
1.10 Elect Charles Phillips, Jr. Mgmt For For For
1.11 Elect Naomi Seligman Mgmt For For For
1.12 Elect George Conrades Mgmt For For For
1.13 Elect Bruce Chizen Mgmt For For For
2 2009 Executive Bonus Plan Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
4 STOCKHOLDER PROPOSAL ON ADVISORY VOTE ShrHoldr Against For Against
ON EXECUTIVE COMPENSATION.
- --------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PH CUSIP 701094104 10/22/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect William Kassling Mgmt For Withhold Against
1.2 Elect Joseph Scaminace Mgmt For For For
1.3 Elect Wolfgang Schmitt Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
PARTNERRE LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PRE CUSIP G6852T105 05/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Jan Holsboer Mgmt For For For
1.2 Elect Kevin Twomey Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2009 Employee Stock Purchase Plan Mgmt For For For
4 Directors' Fees Mgmt For For For
5 Amendment to the Swiss Share Purchase Mgmt For For For
Plan
6 Elimination of Supermajority Voting Mgmt For For For
Requirement
7 Advance Notice Provision Mgmt For For For
8 Amendment to Shareholder Voting and Mgmt For For For
Ownership Limitations
9 Amendment to the Bye-Laws Regarding Mgmt For For For
Indemnification of Officers and
Directors
10 Amendments to the Bye-Laws Regarding Mgmt For For For
Election, Disqualification and Removal
of Directors
11 Amendment to the Bye-Laws Mgmt For For For
- --------------------------------------------------------------------------------
PEPSIAMERICAS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PAS CUSIP 71343P200 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Herbert Baum Mgmt For For For
2 Elect Richard Cline Mgmt For For For
3 Elect Michael Corliss Mgmt For For For
4 Elect Pierre du Pont Mgmt For For For
5 Elect Archie Dykes Mgmt For For For
6 Elect Jarobin Gilbert, Jr. Mgmt For For For
7 Elect James Kackley Mgmt For For For
8 Elect Matthew McKenna Mgmt For For For
9 Elect Robert Pohlad Mgmt For For For
10 Elect Deborah Powell Mgmt For For For
11 2009 Long-Term Incentive Plan Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
PEPSICO, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PEP CUSIP 713448108 05/06/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Shona Brown Mgmt For For For
2 Elect Ian Cook Mgmt For For For
3 Elect Dina Dublon Mgmt For For For
4 Elect Victor Dzau Mgmt For For For
5 Elect Ray Hunt Mgmt For For For
6 Elect Alberto Ibarguen Mgmt For For For
7 Elect Arthur Martinez Mgmt For For For
8 Elect Indra Nooyi Mgmt For For For
9 Elect Sharon Rockefeller Mgmt For For For
10 Elect James Schiro Mgmt For For For
11 Elect Lloyd Trotter Mgmt For For For
12 Elect Daniel Vasella Mgmt For For For
13 Elect Michael White Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Executive Incentive Compensation Plan Mgmt For For For
16 Shareholder Proposal Regarding Report ShrHoldr Against Against For
on Beverage Container Recycling Program
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Genetically Engineered Products
18 Shareholder Regarding Reviewing ShrHoldr Against Against For
Charitable Spending
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say on
Pay)
- --------------------------------------------------------------------------------
PFIZER INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PFE CUSIP 717081103 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: DENNIS A. Mgmt For For For
AUSIELLO
2 ELECTION OF DIRECTOR: MICHAEL S. BROWN Mgmt For For For
3 ELECTION OF DIRECTOR: M. ANTHONY BURNS Mgmt For For For
4 ELECTION OF DIRECTOR: ROBERT N. BURT Mgmt For For For
5 ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For For
6 ELECTION OF DIRECTOR: WILLIAM H. GRAY, Mgmt For For For
III
7 ELECTION OF DIRECTOR: CONSTANCE J. Mgmt For For For
HORNER
8 ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For For
9 ELECTION OF DIRECTOR: JEFFREY B. Mgmt For For For
KINDLER
10 ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For For
11 ELECTION OF DIRECTOR: DANA G. MEAD Mgmt For For For
12 ELECTION OF DIRECTOR: SUZANNE NORA Mgmt For For For
JOHNSON
13 ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For For
14 ELECTION OF DIRECTOR: WILLIAM C. Mgmt For For For
STEERE, JR.
15 Ratification of Auditor Mgmt For For For
16 Amendment to the 2004 Stock Plan Mgmt For For For
17 SHAREHOLDER PROPOSAL REGARDING STOCK ShrHoldr Against Against For
OPTIONS.
18 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
19 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
CUMULATIVE VOTING.
20 SHAREHOLDER PROPOSAL REGARDING SPECIAL ShrHoldr Against Against For
SHAREHOLDER MEETINGS.
- --------------------------------------------------------------------------------
PINNACLE WEST CAPITAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PNW CUSIP 723484101 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Edward Basha, Jr. Mgmt For For For
1.2 Elect David Brandt Mgmt For For For
1.3 Elect Susan Clark-Johnson Mgmt For For For
1.4 Elect Michael Gallagher Mgmt For Withhold Against
1.5 Elect Pamela Grant Mgmt For For For
1.6 Elect Roy Herberger, Jr. Mgmt For For For
1.7 Elect William Jamieson Mgmt For For For
1.8 Elect Humberto Lopez Mgmt For For For
1.9 Elect Kathryn Munro Mgmt For For For
1.10 Elect Bruce Nordstrom Mgmt For For For
1.11 Elect W. Douglas Parker Mgmt For For For
1.12 Elect William Post Mgmt For For For
1.13 Elect William Stewart Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special Meeting
- --------------------------------------------------------------------------------
PPG INDUSTRIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PPG CUSIP 693506107 04/16/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Charles Bunch Mgmt For For For
1.2 Elect Robert Ripp Mgmt For For For
1.3 Elect Thomas Usher Mgmt For For For
1.4 Elect David Whitwam Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
QUEST DIAGNOSTICS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DGX CUSIP 74834L100 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Jenne Britell Mgmt For For For
2 Elect Gail Wilensky Mgmt For For For
3 Elect John Ziegler Mgmt For For For
4 Amendment to the Employee Long-Term Mgmt For For For
Incentive Plan
5 Amendment to the Long-Term Incentive Mgmt For For For
Plan for Non-Employee Directors
6 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
RESEARCH IN MOTION LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RIMM CUSIP 760975102 07/15/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Election of Directors (Slate) Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
- --------------------------------------------------------------------------------
RUDDICK CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RDK CUSIP 781258108 02/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect John Belk Mgmt For For For
1.2 Elect John Cato Mgmt For For For
1.3 Elect Alan Dickson Mgmt For For For
1.4 Elect Thomas Dickson Mgmt For For For
1.5 Elect James Hynes Mgmt For For For
1.6 Elect Anna Nelson Mgmt For For For
1.7 Elect Bailey Patrick Mgmt For For For
1.8 Elect Robert Spilman, Jr. Mgmt For For For
1.9 Elect Harold Stowe Mgmt For For For
1.10 Elect Isaiah Tidwell Mgmt For For For
1.11 Elect William Warden, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
RYLAND GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RYL CUSIP 783764103 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect R. Chad Dreier Mgmt For For For
1.2 Elect Leslie Frecon Mgmt For For For
1.3 Elect Roland Hernandez Mgmt For For For
1.4 Elect William Jews Mgmt For Withhold Against
1.5 Elect Ned Mansour Mgmt For For For
1.6 Elect Robert Mellor Mgmt For Withhold Against
1.7 Elect Norman Metcalfe Mgmt For For For
1.8 Elect Charlotte St. Martin Mgmt For For For
2 Amendment to Articles of Incorporation Mgmt For For For
to Preserve Value of NOLs
3 APPROVAL OF THE RYLAND GROUP, INC. Mgmt For Against Against
SHAREHOLDER RIGHTS PLAN.
4 Shareholder Proposal Regarding ShrHoldr Against Against For
Reporting and Reducing Greenhouse Gas
Emissions
5 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say on
Pay)
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Compensation in the Event of a Change
of Control
7 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
SONOCO PRODUCTS COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SON CUSIP 835495102 04/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Pamela Davies Mgmt For For For
1.2 Elect Harris DeLoach, Jr. Mgmt For For For
1.3 Elect Edgar Lawton, III Mgmt For For For
1.4 Elect John Linville Mgmt For For For
1.5 Elect James Micali Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
SOUTHWESTERN ENERGY COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SWN CUSIP 845467109 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Lewis Epley, Jr. Mgmt For Withhold Against
1.2 Elect Robert Howard Mgmt For Withhold Against
1.3 Elect Harold Korell Mgmt For Withhold Against
1.4 Elect Vello Kuuskraa Mgmt For Withhold Against
1.5 Elect Kenneth Mourton Mgmt For Withhold Against
1.6 Elect Charles Scharlau Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
STEEL DYNAMICS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
STLD CUSIP 858119100 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Keith Busse Mgmt For For For
1.2 Elect Mark Millett Mgmt For For For
1.3 Elect Richard Teets, Jr. Mgmt For For For
1.4 Elect John Bates Mgmt For Withhold Against
1.5 Elect Frank Byrne Mgmt For For For
1.6 Elect Paul Edgerley Mgmt For For For
1.7 Elect Richard Freeland Mgmt For For For
1.8 Elect Jurgen Kolb Mgmt For Withhold Against
1.9 Elect James Marcuccilli Mgmt For For For
1.10 Elect Joseph Ruffolo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Business Mgmt For Against Against
- --------------------------------------------------------------------------------
SUNOCO, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SUN CUSIP 86764P109 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Robert Darnall Mgmt For For For
1.2 Elect Gary Edwards Mgmt For For For
1.3 Elect Lynn Laverty Elsenhans Mgmt For For For
1.4 Elect Ursula Fairbairn Mgmt For Withhold Against
1.5 Elect Thomas Gerrity Mgmt For For For
1.6 Elect Rosemarie Greco Mgmt For For For
1.7 Elect John Jones, III Mgmt For Withhold Against
1.8 Elect James Kaiser Mgmt For Withhold Against
1.9 Elect John Rowe Mgmt For Withhold Against
1.10 Elect John Wulff Mgmt For Withhold Against
2 Amendment to the Retainer Stock Plan Mgmt For For For
for Outside Directors
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
SYSCO CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SYY CUSIP 871829107 11/19/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Judith Craven Mgmt For For For
2 Elect Phyllis Sewell Mgmt For For For
3 Elect Richard Tilghman Mgmt For For For
4 2008 Cash Performance Unit Plan Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
- --------------------------------------------------------------------------------
THE TJX COMPANIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TJX CUSIP 872540109 06/02/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Jose Alvarez Mgmt For For For
1.2 Elect Alan Bennett Mgmt For For For
1.3 Elect David Brandon Mgmt For Withhold Against
1.4 Elect Bernard Cammarata Mgmt For For For
1.5 Elect David Ching Mgmt For For For
1.6 Elect Michael Hines Mgmt For For For
1.7 Elect Amy Lane Mgmt For For For
1.8 Elect Carol Meyrowitz Mgmt For For For
1.9 Elect John O'Brien Mgmt For For For
1.10 Elect Robert Shapiro Mgmt For For For
1.11 Elect Willow Shire Mgmt For Withhold Against
1.12 Elect Fletcher Wiley Mgmt For For For
2 Amendment to the Stock Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
TOLL BROTHERS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TOL CUSIP 889478103 03/11/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Robert Blank Mgmt For For For
1.2 Elect Roger Hillas Mgmt For For For
1.3 Elect Stephen Novick Mgmt For For For
1.4 Elect Paul Shapiro Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 A STOCKHOLDER PROPOSAL TO DECLASSIFY ShrHoldr Against For Against
THE BOARD OF DIRECTORS.
4 Shareholder Proposal Regarding ShrHoldr Against For Against
Separation of Chairman and CEO
- --------------------------------------------------------------------------------
TOWER GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TWGP CUSIP 891777104 01/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Increase in Authorized Shares Mgmt For For For
2 Issuance of Stock Pursuant to Merger Mgmt For For For
3 Right to Adjourn Meeting Mgmt For For For
- --------------------------------------------------------------------------------
TOWER GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TWGP CUSIP 891777104 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Jan Van Gorder Mgmt For For For
1.2 Elect Austin Young, III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
TRANSOCEAN LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RIG CUSIP H8817H100 05/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 Ratification of Board and Management Mgmt For For For
Acts
3 Allocation of Profits/Dividends Mgmt For For For
4 Authority to Repurchase Shares Mgmt For For For
5 Amendment to the Long-Term Incentive Mgmt For For For
Plan
6 Elect W. Richard Anderson Mgmt For For For
7 Elect Richard George Mgmt For For For
8 Elect Robert Long Mgmt For For For
9 Elect Edward Muller Mgmt For For For
10 Elect Victor Grijalva Mgmt For For For
11 Appointment of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UTX CUSIP 913017109 04/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Louis Chenevert Mgmt For For For
1.2 Elect George David Mgmt For For For
1.3 Elect John Faraci Mgmt For For For
1.4 Elect Jean-Pierre Garnier Mgmt For For For
1.5 Elect Jamie Gorelick Mgmt For For For
1.6 Elect Carlos Gutierrez Mgmt For For For
1.7 Elect Edward Kangas Mgmt For For For
1.8 Elect Charles Lee Mgmt For For For
1.9 Elect Richard McCormick Mgmt For Withhold Against
1.10 Elect Harold McGraw III Mgmt For For For
1.11 Elect Richard Myers Mgmt For For For
1.12 Elect H. Patrick Swygert Mgmt For For For
1.13 Elect Andre Villeneuve Mgmt For For For
1.14 Elect Christine Whitman Mgmt For For For
2 APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For For
3 SHAREOWNER PROPOSAL: OFFSETS FOR ShrHoldr Against Against For
FOREIGN MILITARY SALES
- --------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UNH CUSIP 91324P102 06/02/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect William Ballard, Jr. Mgmt For Against Against
2 Elect Richard Burke Mgmt For Against Against
3 Elect Robert Darretta Mgmt For For For
4 Elect Stephen Hemsley Mgmt For Against Against
5 Elect Michele Hooper Mgmt For Against Against
6 Elect Douglas Leatherdale Mgmt For Against Against
7 Elect Glenn Renwick Mgmt For For For
8 Elect Kenneth Shine Mgmt For For For
9 Elect Gail Wilensky Mgmt For Against Against
10 Ratification of Auditor Mgmt For Against Against
11 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say on
Pay)
- --------------------------------------------------------------------------------
URS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
URS CUSIP 903236107 05/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect H. Jesse Arnelle Mgmt For For For
2 Elect Armen Der Marderosian Mgmt For For For
3 Elect Mickey Foret Mgmt For For For
4 Elect Lydia Kennard Mgmt For For For
5 Elect Martin Koffel Mgmt For For For
6 Elect Joseph Ralston Mgmt For For For
7 Elect John Roach Mgmt For For For
8 Elect Douglas Stotlar Mgmt For For For
9 Elect William Sullivan Mgmt For For For
10 Elect William Walsh Mgmt For For For
11 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
VALSPAR CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VAL CUSIP 920355104 02/25/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect John Bode Mgmt For For For
1.2 Elect Susan Boren Mgmt For For For
1.3 Elect Jeffrey Curler Mgmt For For For
1.4 Elect Stephen Newlin Mgmt For For For
2 TO APPROVE THE VALSPAR CORPORATION Mgmt For For For
2009 OMNIBUS EQUITY PLAN.
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VZ CUSIP 92343V104 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Richard Carrion Mgmt For For For
2 Elect M. Frances Keeth Mgmt For For For
3 Elect Robert Lane Mgmt For For For
4 Elect Sandra Moose Mgmt For For For
5 Elect Joseph Neubauer Mgmt For Against Against
6 Elect Donald Nicolaisen Mgmt For For For
7 Elect Thomas O'Brien Mgmt For For For
8 Elect Clarence Otis, Jr. Mgmt For For For
9 Elect Hugh Price Mgmt For For For
10 Elect Ivan Seidenberg Mgmt For For For
11 Elect John Snow Mgmt For For For
12 Elect John Stafford Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Compensation Mgmt For For For
15 2009 Long-Term Incentive Plan Mgmt For For For
16 2009 Short-Term Incentive Plan Mgmt For For For
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Elimination of Stock Options
18 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special Meeting
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board Chairman
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
21 Shareholder Proposal Regarding the ShrHoldr Against For Against
Approval of Survivor Benefits (Golden
Coffins)
- --------------------------------------------------------------------------------
VF CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VFC CUSIP 918204108 04/28/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Robert Hurst Mgmt For For For
1.2 Elect W. Alan McCollough Mgmt For For For
1.3 Elect M. Rust Sharp Mgmt For For For
1.4 Elect Raymond Viault Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
VISA INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
V CUSIP 92826C839 10/14/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Amendments to the Certificate of Mgmt For For For
Incorproation
- --------------------------------------------------------------------------------
WAL-MART STORES INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WMT CUSIP 931142103 06/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Aida Alvarez Mgmt For For For
2 Elect James Breyer Mgmt For For For
3 Elect M. Michele Burns Mgmt For Against Against
4 Elect James Cash, Jr. Mgmt For For For
5 Elect Roger Corbett Mgmt For For For
6 Elect Douglas Daft Mgmt For For For
7 Elect Michael Duke Mgmt For For For
8 Elect Gregory Penner Mgmt For For For
9 Elect Allen Questrom Mgmt For For For
10 Elect H. Lee Scott, Jr. Mgmt For For For
11 Elect Arne Sorenson Mgmt For For For
12 Elect Jim Walton Mgmt For For For
13 Elect S. Robson Walton Mgmt For For For
14 Elect Christopher Williams Mgmt For For For
15 Elect Linda Wolf Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Adopting Sexual Orientation and Gender
Identity Expression Anti-Bias Policy
18 Shareholder Proposal Regarding Pay for ShrHoldr Against Against For
Superior Performance
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say on
Pay)
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Reviewing Political Contributions and
Expenditures Report
21 Shareholder Proposal Regarding Right ShrHoldr Against For Against
to Call a Special Meeting
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Incentive Compensation in the Form of
Stock Options
- --------------------------------------------------------------------------------
WASHINGTON FEDERAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WFSL CUSIP 938824109 01/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect John Clearman Mgmt For For For
1.2 Elect James Doud, Jr. Mgmt For For For
1.3 Elect H. Dennis Halvorson Mgmt For For For
1.4 Elect Roy Whitehead Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
WILLIS GROUP HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WSH CUSIP G96655108 04/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: WILLIAM W. Mgmt For For For
BRADLEY
2 ELECTION OF DIRECTOR: JOSEPH A. Mgmt For For For
CALIFANO JR.
3 ELECTION OF DIRECTOR: ANNA C. CATALANO Mgmt For For For
4 ELECTION OF DIRECTOR: SIR ROY GARDNER Mgmt For Against Against
5 ELECTION OF DIRECTOR: SIR JEREMY HANLEY Mgmt For For For
6 ELECTION OF DIRECTOR: ROBYN S. KRAVIT Mgmt For For For
7 ELECTION OF DIRECTOR: JEFFREY B. LANE Mgmt For For For
8 ELECTION OF DIRECTOR: WENDY E. LANE Mgmt For For For
9 ELECTION OF DIRECTOR: JAMES F. MCCANN Mgmt For For For
10 ELECTION OF DIRECTOR: JOSEPH J. PLUMERI Mgmt For For For
11 ELECTION OF DIRECTOR: DOUGLAS B. Mgmt For For For
ROBERTS.
12 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
WORLD ACCEPTANCE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WRLD CUSIP 981419104 08/06/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect A. Alexander McLean, lll Mgmt For For For
1.2 Elect James R. Gilreath Mgmt For For For
1.3 Elect William S. Hummers, lll Mgmt For For For
1.4 Elect Charles Way Mgmt For For For
1.5 Elect Ken R. Bramlett, Jr. Mgmt For For For
1.6 Elect Mark C. Roland Mgmt For For For
1.7 Elect Darrell Whitaker Mgmt For For For
2 PROPOSAL TO APPROVE THE 2008 STOCK Mgmt For For For
OPTION PLAN
3 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
XILINX, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
XLNX CUSIP 983919101 08/14/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Willem Roelandts Mgmt For For For
1.2 Elect Moshe Gavrielov Mgmt For For For
1.3 Elect John Doyle Mgmt For For For
1.4 Elect Jerald Fishman Mgmt For For For
1.5 Elect Philip Gianos Mgmt For For For
1.6 Elect William Howard, Jr. Mgmt For For For
1.7 Elect J. Michael Patterson Mgmt For For For
1.8 Elect Marshall Turner Mgmt For For For
1.9 Elect Elizabeth Vanderslice Mgmt For For For
2 Amendment to the 1990 Employee Mgmt For For For
Qualified Stock Purchase Plan
3 Amendment to the 2007 Equity Incentive Mgmt For For For
Plan
4 Ratification of Auditor Mgmt For For For
ITEM 16: PROXY VOTING RECORD
Registrant: ICON Funds
Fund Name: ICON Telecommunication & Utilities Fund
Reporting Period: 7/1/2008 - 6/30/2009
- --------------------------------------------------------------------------------
ALLEGHENY ENERGY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AYE CUSIP 017361106 05/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect H. Furlong Baldwin Mgmt For For For
2 Elect Eleanor Baum Mgmt For For For
3 Elect Paul Evanson Mgmt For For For
4 Elect Cyrus Freidheim, Jr. Mgmt For For For
5 Elect Julia Johnson Mgmt For For For
6 Elect Ted Kleisner Mgmt For For For
7 Elect Christopher Pappas Mgmt For For For
8 Elect Steven Rice Mgmt For For For
9 Elect Gunnar Sarsten Mgmt For For For
10 Elect Michael Sutton Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Annual Incentive Plan Mgmt For For For
13 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call Special Meetings
- --------------------------------------------------------------------------------
ALLIANT ENERGY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LNT CUSIP 018802108 05/14/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Ann K. Newhall Mgmt For Withhold Against
1.2 Elect Dean Oestreich Mgmt For Withhold Against
1.3 Elect Carol Sanders Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
AT&T CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
T CUSIP 00206R102 04/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: RANDALL L. Mgmt For For For
STEPHENSON
2 ELECTION OF DIRECTOR: WILLIAM F. Mgmt For For For
ALDINGER III
3 ELECTION OF DIRECTOR: GILBERT F. AMELIO Mgmt For For For
4 ELECTION OF DIRECTOR: REUBEN V. Mgmt For For For
ANDERSON
5 ELECTION OF DIRECTOR: JAMES H. Mgmt For For For
BLANCHARD
6 ELECTION OF DIRECTOR: AUGUST A. BUSCH Mgmt For For For
III
7 ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For Against Against
8 ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For For
9 ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For For
10 ELECTION OF DIRECTOR: LYNN M. MARTIN Mgmt For For For
11 ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For For
12 ELECTION OF DIRECTOR: MARY S. METZ Mgmt For For For
13 ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For For
14 ELECTION OF DIRECTOR: LAURA D ANDREA Mgmt For For For
TYSON
15 ELECTION OF DIRECTOR: PATRICIA P. UPTON Mgmt For For For
16 RATIFICATION OF APPOINTMENT OF Mgmt For For For
INDEPENDENT AUDITORS.
17 AMENDMENT TO INCREASE AUTHORIZED Mgmt For Against Against
SHARES.
18 REPORT ON POLITICAL CONTRIBUTIONS. ShrHoldr Against Against For
19 SPECIAL STOCKHOLDER MEETINGS. ShrHoldr Against Against For
20 CUMULATIVE VOTING. ShrHoldr Against For Against
21 BYLAW REQUIRING INDEPENDENT CHAIRMAN. ShrHoldr Against For Against
22 ADVISORY VOTE ON COMPENSATION. ShrHoldr Against For Against
23 PENSION CREDIT POLICY. ShrHoldr Against For Against
- --------------------------------------------------------------------------------
CENTURYTEL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CTL CUSIP 156700106 01/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Issuance of Stock Pursuant to Merger Mgmt For For For
2 Article Amendment Regarding Votes Per Mgmt For For For
Share
3 Increase in Authorized Common Stock Mgmt For Against Against
4 Right to Adjourn Meeting Mgmt For For For
- --------------------------------------------------------------------------------
CHINA MOBILE (HONG KONG) LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CHL CUSIP 16941M109 05/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect WANG Jianzhou Mgmt For For For
4 Elect ZHANG Chunjiang Mgmt For For For
5 Elect SHA Yuejia Mgmt For For For
6 Elect LIU Aili Mgmt For For For
7 Elect XU Long Mgmt For Against Against
8 Elect Moses CHENG Mo Chi Mgmt For Against Against
9 Elect Nicholas J. Read Mgmt For Against Against
10 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
13 Authority to Issue Repurchased Shares Mgmt For For For
- --------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CSCO CUSIP 17275R102 11/13/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For Against Against
2 ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For For
3 ELECTION OF DIRECTOR: MICHAEL D. Mgmt For For For
CAPELLAS
4 ELECTION OF DIRECTOR: LARRY R. CARTER Mgmt For For For
5 ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For For
6 ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For For
7 ELECTION OF DIRECTOR: DR. JOHN L. Mgmt For Against Against
HENNESSY
8 ELECTION OF DIRECTOR: RICHARD M. Mgmt For For For
KOVACEVICH
9 ELECTION OF DIRECTOR: RODERICK C. Mgmt For For For
MCGEARY
10 ELECTION OF DIRECTOR: MICHAEL K. POWELL Mgmt For For For
11 ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For For
12 ELECTION OF DIRECTOR: JERRY YANG Mgmt For Against Against
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Formation of a Board Committee on
Human Rights
15 Shareholder Proposal Regarding Report ShrHoldr Against Against For
on Internet Fragmentation
- --------------------------------------------------------------------------------
COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PAULO SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SBS CUSIP 20441A102 07/28/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Amendments to Articles Mgmt For Against Against
2 ELECTION OF A MEMBER OF THE BOARD OF Mgmt For For For
DIRECTORS.
- --------------------------------------------------------------------------------
CONSTELLATION ENERGY GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CEG CUSIP 210371100 07/18/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Yves de Balmann Mgmt For For For
2 Elect Douglas Becker Mgmt For Against Against
3 THE ELECTION OF ANN C. BERZIN AS A Mgmt For For For
DIRECTOR FOR A TERM TO EXPIRE IN 2009
4 THE ELECTION OF JAMES T. BRADY AS A Mgmt For For For
DIRECTOR FOR A TERM TO EXPIRE IN 2009
5 THE ELECTION OF EDWARD A. CROOKE AS A Mgmt For For For
DIRECTOR FOR A TERM TO EXPIRE IN 2009
6 THE ELECTION OF JAMES R. CURTISS AS A Mgmt For Against Against
DIRECTOR FOR A TERM TO EXPIRE IN 2009
7 Elect Freeman Hrabowski, III Mgmt For For For
8 THE ELECTION OF NANCY LAMPTON AS A Mgmt For For For
DIRECTOR FOR A TERM TO EXPIRE IN 2009
9 Elect Robert Lawless Mgmt For Against Against
10 THE ELECTION OF LYNN M. MARTIN AS A Mgmt For For For
DIRECTOR FOR A TERM TO EXPIRE IN 2009
11 Elect Mayo Shattuck III Mgmt For For For
12 THE ELECTION OF JOHN L. SKOLDS AS A Mgmt For For For
DIRECTOR FOR A TERM TO EXPIRE IN 2009
13 Elect Michael Sullivan Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Increase in Authorized Shares of Mgmt For For For
Common Stock
- --------------------------------------------------------------------------------
DOMINION RESOURCES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
D CUSIP 25746U109 05/05/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Peter Brown Mgmt For For For
2 Elect George Davidson, Jr. Mgmt For For For
3 Elect Thomas Farrell, II Mgmt For For For
4 Elect John Harris Mgmt For For For
5 Elect Robert Jepson, Jr. Mgmt For For For
6 Elect Mark Kington Mgmt For For For
7 Elect Benjamin Lambert, III Mgmt For For For
8 Elect Margeret McKenna Mgmt For For For
9 Elect Frank Royal Mgmt For For For
10 Elect David Wollard Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2005 Incentive Mgmt For Against Against
Compensation Plan
13 Shareholder Proposal Regarding Fossil ShrHoldr Against Against For
Fuel Reduction
14 Shareholder Proposal Regarding ShrHoldr Against For Against
Advisory Vote on Compensation (Say on
Pay)
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Approval of SERP Benefits
- --------------------------------------------------------------------------------
DPL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DPL CUSIP 233293109 04/29/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Paul Bishop Mgmt For For For
1.2 Elect Frank Gallaher Mgmt For For For
1.3 Elect Lester Lyles Mgmt For For For
2 RATIFICATION OF KPMG LLP AS Mgmt For For For
INDEPENDENT PUBLIC ACCOUNTANT.
- --------------------------------------------------------------------------------
EDISON INTERNATIONAL
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EIX CUSIP 281020107 04/23/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Vanessa Chang Mgmt For For For
1.2 Elect France Cordova Mgmt For For For
1.3 Elect Theodore Craver, Jr. Mgmt For For For
1.4 Elect Charles Curtis Mgmt For For For
1.5 Elect Bradford Freeman Mgmt For For For
1.6 Elect Luis Nogales Mgmt For For For
1.7 Elect Ronald Olson Mgmt For Withhold Against
1.8 Elect James Rosser Mgmt For For For
1.9 Elect Richard Schlosberg, III Mgmt For For For
1.10 Elect Thomas Sutton Mgmt For For For
1.11 Elect Brett White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2007 Performance Mgmt For Against Against
Incentive Plan
4 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against For Against
SHAREHOLDER SAY ON EXECUTIVE PAY.
- --------------------------------------------------------------------------------
EL PASO ELECTRIC COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ELPAQ CUSIP 283677854 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect James Harris Mgmt For For For
1.2 Elect David Stevens Mgmt For For For
1.3 Elect Stephen Wertheimer Mgmt For For For
1.4 Elect Charles Yamarone Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
ENTERGY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ETR CUSIP 29364G103 05/08/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Maureen Bateman Mgmt For For For
2 Elect W. Frank Blount Mgmt For For For
3 Elect Gary Edwards Mgmt For Against Against
4 Elect Alexis Herman Mgmt For Against Against
5 Elect Donald Hintz Mgmt For For For
6 Elect J. Wayne Leonard Mgmt For For For
7 Elect Stuart Levenick Mgmt For For For
8 Elect James Nichols Mgmt For For For
9 Elect William Percy, II Mgmt For Against Against
10 Elect W.J. Tauzin Mgmt For Against Against
11 Elect Steven Wilkinson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
FPL GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FPL CUSIP 302571104 05/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Sherry Barrat Mgmt For For For
1.2 Elect Robert Beall, II Mgmt For For For
1.3 Elect J. Hyatt Brown Mgmt For For For
1.4 Elect James Camaren Mgmt For For For
1.5 Elect J. Brian Ferguson Mgmt For For For
1.6 Elect Lewis Hay III Mgmt For For For
1.7 Elect Toni Jennings Mgmt For For For
1.8 Elect Oliver Kingsley, Jr. Mgmt For For For
1.9 Elect Rudy Schupp Mgmt For For For
1.10 Elect Michael Thaman Mgmt For For For
1.11 Elect Hansel Tookes, II Mgmt For For For
1.12 Elect Paul Tregurtha Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Long Term Incentive Mgmt For For For
Plan
- --------------------------------------------------------------------------------
HARRIS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HRS CUSIP 413875105 10/24/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Lewis Hay III Mgmt For Against Against
2 ELECTION OF A DIRECTOR FOR A Mgmt For For For
THREE-YEAR TERM EXPIRING IN 2011:
KAREN KATEN
3 Elect Stephen Kaufman Mgmt For For For
4 Elect Hansel Tookes II Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Increase of Authorized Common Stock Mgmt For For For
7 Declassification of Board Mgmt For For For
- --------------------------------------------------------------------------------
INTEGRYS ENERGY GROUP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TEG CUSIP 45822P105 05/13/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Keith Bailey Mgmt For For For
1.2 Elect Kathryn Hasselblad-Pascale Mgmt For For For
1.3 Elect John Higgins Mgmt For For For
1.4 Elect James Kemerling Mgmt For For For
1.5 Elect Charles Schrock Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
MILLICOM INTERNATIONAL CELLULAR SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MICC CUSIP L6388F110 07/07/2008 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 ELECTION OF CHAIRMAN. Mgmt N/A For N/A
2 Report of the Board of Directors and Mgmt N/A For N/A
Auditor
3 Accounts and Reports Mgmt N/A For N/A
4 ALLOCATION OF THE RESULTS OF THE YEAR Mgmt N/A For N/A
ENDED DECEMBER 31 2007.
5 Ratification of Board Acts Mgmt N/A For N/A
6 ELECTION OF THE BOARD OF DIRECTORS, Mgmt N/A For N/A
INCLUDING TWO NEW DIRECTORS.
7 ELECTION OF THE EXTERNAL AUDITORS. Mgmt N/A For N/A
8 APPROVAL OF DIRECTORS FEES. Mgmt N/A For N/A
9 Authority to Repurchase Shares Mgmt N/A For N/A
10 MISCELLANEOUS. Mgmt N/A Abstain N/A
11 Amendments to Articles Mgmt N/A For N/A
12 MISCELLANEOUS. Mgmt N/A Abstain N/A
- --------------------------------------------------------------------------------
NIPPON TELEGRAPH AND TELEPHONE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NTT CUSIP 654624105 06/24/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Allocation of Profits/Dividends Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Elect Hiromichi Shinohara Mgmt For For For
4 Elect Tetsuya Shohji Mgmt For For For
- --------------------------------------------------------------------------------
NTT DOCOMO INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NTDZY CUSIP 62942M201 06/19/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Allocation of Profits/Dividends Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Elect Yoshitaka Makitani Mgmt For Against Against
- --------------------------------------------------------------------------------
PARTNER COMMUNICATIONS COMPANY LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PTNR CUSIP 70211M109 04/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Re-appoint Michael Anghel as External Mgmt For For For
Director
2 Controlling Shareholder/Interest? Mgmt N/A Against N/A
3 Amendment to the Share Option Plan Mgmt For For For
- --------------------------------------------------------------------------------
PEPCO HOLDINGS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
POM CUSIP 713291102 05/15/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Jack Dunn, IV Mgmt For For For
1.2 Elect Terence Golden Mgmt For For For
1.3 Elect Patrick Harker Mgmt For For For
1.4 Elect Frank Heintz Mgmt For For For
1.5 Elect Barbara Krumsiek Mgmt For For For
1.6 Elect George MacCormack Mgmt For For For
1.7 Elect Lawrence Nussdorf Mgmt For For For
1.8 Elect Joseph Rigby Mgmt For For For
1.9 Elect Frank Ross Mgmt For For For
1.10 Elect Pauline Schneider Mgmt For Withhold Against
1.11 Elect Lester Silverman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
PPL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PPL CUSIP 69351T106 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect John Conway Mgmt For For For
1.2 Elect E. Allen Deaver Mgmt For For For
1.3 Elect James Miller Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal Regarding ShrHoldr Against For Against
Declassification of the Board
- --------------------------------------------------------------------------------
PREMIERE GLOBAL SERVICES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PGI CUSIP 740585104 06/10/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Boland Jones Mgmt For For For
1.2 Elect Jeffrey Arnold Mgmt For For For
1.3 Elect Wilkie Colyer Mgmt For Withhold Against
1.4 Elect John Harris Mgmt For Withhold Against
1.5 Elect W. Steven Jones Mgmt For Withhold Against
1.6 Elect Raymond Pirtle, Jr. Mgmt For Withhold Against
1.7 Elect J. Walker Smith, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PEG CUSIP 744573106 04/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Albert Gamper, Jr. Mgmt For For For
1.2 Elect Conrad Harper Mgmt For For For
1.3 Elect Shirley Jackson Mgmt For For For
1.4 Elect David Lilley Mgmt For For For
1.5 Elect Thomas Renyi Mgmt For For For
1.6 Elect Hak Cheol Shin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
- --------------------------------------------------------------------------------
SEMPRA ENERGY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SRE CUSIP 816851109 04/30/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 ELECTION OF DIRECTOR: JAMES G. Mgmt For For For
BROCKSMITH JR.
2 ELECTION OF DIRECTOR: RICHARD A. Mgmt For For For
COLLATO
3 ELECTION OF DIRECTOR: DONALD E. Mgmt For For For
FELSINGER
4 ELECTION OF DIRECTOR: WILFORD D. Mgmt For For For
GODBOLD JR.
5 ELECTION OF DIRECTOR: WILLIAM D. JONES Mgmt For For For
6 ELECTION OF DIRECTOR: RICHARD G. NEWMAN Mgmt For Against Against
7 ELECTION OF DIRECTOR: WILLIAM G. OUCHI Mgmt For For For
8 ELECTION OF DIRECTOR: CARLOS RUIZ Mgmt For For For
9 ELECTION OF DIRECTOR: WILLIAM C. Mgmt For For For
RUSNACK
10 ELECTION OF DIRECTOR: WILLIAM P. Mgmt For For For
RUTLEDGE
11 ELECTION OF DIRECTOR: LYNN SCHENK Mgmt For For For
12 ELECTION OF DIRECTOR: NEAL E. SCHMALE Mgmt For For For
13 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For For
PUBLIC ACCOUNTING FIRM
14 SHAREHOLDER PROPOSAL FOR AN ADVISORY ShrHoldr Against For Against
VOTE ON EXECUTIVE COMPENSATION
15 SHAREHOLDER PROPOSAL FOR NORTH DAKOTA ShrHoldr Against Against For
REINCORPORATION
- --------------------------------------------------------------------------------
SOUTHERN CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SO CUSIP 842587107 05/27/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1.1 Elect Juanita Baranco Mgmt For For For
1.2 Elect Francis Blake Mgmt For For For
1.3 Elect Jon Boscia Mgmt For For For
1.4 Elect Thomas Chapman Mgmt For For For
1.5 Elect H. William Habermeyer, Jr. Mgmt For For For
1.6 Elect Veronica Hagen Mgmt For For For
1.7 Elect Warren Hood, Jr. Mgmt For For For
1.8 Elect Donald James Mgmt For For For
1.9 Elect J. Neal Purcell Mgmt For For For
1.10 Elect David Ratcliffe Mgmt For For For
1.11 Elect William Smith, Jr. Mgmt For For For
1.12 Elect Gerald St. Pe Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Vote for Election Mgmt For For For
of Directors
4 Elimination of Cumulative Voting Mgmt For For For
5 Shareholder Proposal Regarding ShrHoldr Against Against For
Greenhouse Gas Emissions Reduction
6 Shareholder Proposal Regarding ShrHoldr Against For Against
Executive Pension Plan Policy
- --------------------------------------------------------------------------------
SWISSCOM
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SCMWY CUSIP 871013108 04/21/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Accounts and Reports Mgmt For For For
2 APPROPRIATION OF RETAINED EARNINGS AND Mgmt For For For
DECLARATION OF DIVIDEND
3 Ratification of Board and Management Mgmt For For For
Acts
4 CAPITAL REDUCTION Mgmt For For For
5 RE-ELECTION OF MICHEL GOBET TO THE Mgmt For For For
BOARD OF DIRECTORS
6 RE-ELECTION OF DR. TORSTEN G. KREINDL Mgmt For For For
TO THE BOARD OF DIRECTORS
7 RE-ELECTION OF RICHARD ROY TO THE Mgmt For For For
BOARD OF DIRECTORS
8 RE-ELECTION OF OTHMAR VOCK TO THE Mgmt For For For
BOARD OF DIRECTORS
9 ELECTION OF HANSUELI LOOSLI TO THE Mgmt For For For
BOARD OF DIRECTORS
10 RE-ELECTION OF STATUTORY AUDITORS Mgmt For For For
- --------------------------------------------------------------------------------
TELEFONICA SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TEFOF CUSIP 879382208 06/22/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends; Ratification of
Board Acts
2 Special Dividend Mgmt For For For
3 Salary/Stock Swap Plan Mgmt For For For
4 Authority to Repurchase Shares Mgmt For For For
5 Authority to Cancel Shares and Reduce Mgmt For For For
Share Capital
6 Appointment of Auditor Mgmt For For For
7 Authority to Carry Out Formalities Mgmt For For For
- --------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VZ CUSIP 92343V104 05/07/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect Richard Carrion Mgmt For For For
2 Elect M. Frances Keeth Mgmt For For For
3 Elect Robert Lane Mgmt For For For
4 Elect Sandra Moose Mgmt For For For
5 Elect Joseph Neubauer Mgmt For Against Against
6 Elect Donald Nicolaisen Mgmt For For For
7 Elect Thomas O'Brien Mgmt For For For
8 Elect Clarence Otis, Jr. Mgmt For For For
9 Elect Hugh Price Mgmt For For For
10 Elect Ivan Seidenberg Mgmt For For For
11 Elect John Snow Mgmt For For For
12 Elect John Stafford Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Compensation Mgmt For For For
15 2009 Long-Term Incentive Plan Mgmt For For For
16 2009 Short-Term Incentive Plan Mgmt For For For
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Elimination of Stock Options
18 Shareholder Proposal Regarding Right ShrHoldr Against Against For
to Call a Special Meeting
19 Shareholder Proposal Regarding ShrHoldr Against For Against
Independent Board Chairman
20 Shareholder Proposal Regarding ShrHoldr Against For Against
Cumulative Voting
21 Shareholder Proposal Regarding the ShrHoldr Against For Against
Approval of Survivor Benefits (Golden
Coffins)
- --------------------------------------------------------------------------------
XCEL ENERGY INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
XEL CUSIP 98389B100 05/20/2009 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
FOR/AGNST
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST MGMT
- -------------- ----------------------------------------- --------- -------- --------- ---------
1 Elect C. Coney Burgess Mgmt For For For
2 Elect Fredric Corrigan Mgmt For For For
3 Elect Richard Davis Mgmt For For For
4 Elect Richard Kelly Mgmt For For For
5 Elect Albert Moreno Mgmt For For For
6 Elect Margaret Preska Mgmt For For For
7 Elect A. Patricia Sampson Mgmt For For For
8 Elect Richard Truly Mgmt For For For
9 Elect David Westerlund Mgmt For For For
10 Elect Timothy Wolf Mgmt For For For
11 Ratification of Auditor Mgmt For For For
ITEM 17: PROXY VOTING RECORD
Registrant: ICON Funds
Fund Name: ICON Bond Fund
Reporting Period: 07/01/2008 - 06/30/2009
The Fund did not vote any proxies for the twelve month period from July 1, 2008
through June 30, 2009.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant: ICON Funds
By (Signature and Title):* /s/ Craig T. Callahan
-----------------------------------------------------
Craig T. Callahan
President & Chairman
Date: August 25, 2009
* Print the name and title of each signing officer under his or her
signature.