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UNITED STATES OMB APPROVAL
SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0582
WASHINGTON, DC 20549 Expires: April 30, 2009
Estimated average burden
FORM N-PX hours per response..14.4
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-08941
---------------------------------------------
The Vantagepoint Funds
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(Exact name of registrant as specified in charter)
777 North Capitol Street, NE, Suite 600, Washington, DC 20002
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(Address of principal executive offices) (Zip code)
Angela C. Montez, Secretary of the Registrant
777 North Capitol Street, NE, Suite 600, Washington, DC 20002
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(Name and address of agent for service)
Registrant's telephone number, including area code: 202-962-4600
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Date of fiscal year end: December 31
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Date of reporting period: July 8, 2007-June 30, 2009
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There was no proxy voting activity during the period of July 1, 2008 through
June 30, 2009 for the below listed funds:
Vantagepoint Money Market Fund
Vantagepoint Diversified Asset Fund
Vantagepoint Low Duration Bond Fund
Vantagepoint Inflation Protected Securities Fund
Vantagepoint Core Bond Index Fund
Vantagepoint Model Portfolio Savings Oriented Fund
Vantagepoint Model Portfolio Conservative Growth Fund
Vantagepoint Model Portfolio Traditional Growth Fund
Vantagepoint Model Portfolio Long-Term Growth Fund
Vantagepoint Model Portfolio All-Equity Growth Fund
Vantagepoint Milestone Retirement Income Fund
Vantagepoint Milestone 2010 Fund
Vantagepoint Milestone 2015 Fund
Vantagepoint Milestone 2020 Fund
Vantagepoint Milestone 2025 Fund
Vantagepoint Milestone 2030 Fund
Vantagepoint Milestone 2035 Fund
Vantagepoint Milestone 2040 Fund
ICA File Number: 811-08941
Reporting Period: 07/01/2008 - 06/30/2009
The Vantagepoint Funds
==================== THE VANTAGEPOINT ASSET ALLOCATION FUND ====================
3M CO
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 12, 2009 Meeting Type: Annual
Record Date: MAR 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda G. Alvarado For For Management
1.2 Elect Director George W. Buckley For For Management
1.3 Elect Director Vance D. Coffman For For Management
1.4 Elect Director Michael L. Eskew For For Management
1.5 Elect Director W. James Farrell For For Management
1.6 Elect Director Herbert L. Henkel For For Management
1.7 Elect Director Edward M. Liddy For For Management
1.8 Elect Director Robert S. Morrison For For Management
1.9 Elect Director Aulana L. Peters For For Management
1.10 Elect Director Robert J. Ulrich For For Management
2 Ratify Auditors For For Management
3 Amend Bylaws-- Call Special Meetings Against Against Shareholder
4 Stock Retention/Holding Period Against Against Shareholder
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ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 24, 2009 Meeting Type: Annual
Record Date: FEB 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R.J. Alpern For For Management
1.2 Elect Director R.S. Austin For For Management
1.3 Elect Director W.M. Daley For For Management
1.4 Elect Director W.J. Farrell For For Management
1.5 Elect Director H.L. Fuller For For Management
1.6 Elect Director W.A. Osborn For For Management
1.7 Elect Director D.A.L. Owen For For Management
1.8 Elect Director W.A. Reynolds For For Management
1.9 Elect Director R.S. Roberts For For Management
1.10 Elect Director S.C. Scott, III For For Management
1.11 Elect Director W.D. Smithburg For For Management
1.12 Elect Director G.F. Tilton For For Management
1.13 Elect Director M.D. White For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Nonqualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
5 Report on Animal Testing Against Against Shareholder
6 Adopt Principles for Health Care Reform Against Against Shareholder
7 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
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ABERCROMBIE & FITCH CO.
Ticker: ANF Security ID: 002896207
Meeting Date: JUN 10, 2009 Meeting Type: Annual
Record Date: APR 15, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James B. Bachmann For Withhold Management
1.2 Elect Director Michael S. Jeffries For Withhold Management
1.3 Elect Director John W. Kessler For Withhold Management
2 Ratify Auditors For For Management
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
4 Death Benefits/Golden Coffins Against Against Shareholder
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ACE LTD.
Ticker: ACE Security ID: G0070K103
Meeting Date: JUL 14, 2008 Meeting Type: Annual
Record Date: MAY 27, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF DIRECTOR: MICHAEL G. ATIEH For For Management
TO TERM EXPIRING IN 2009.
2 ELECTION OF DIRECTOR: MARY A. CIRILLO For For Management
TO TERM EXPIRING IN 2009.
3 ELECTION OF DIRECTOR: BRUCE L. CROCKETT For For Management
TO TERM EXPIRING IN 2009.
4 ELECTION OF DIRECTOR: THOMAS J. NEFF TO For For Management
TERM EXPIRING IN 2009.
5 ELECTION OF DIRECTOR: GARY M. STUART TO For For Management
TERM EXPIRING IN 2009.
6 ELECTION OF DIRECTOR: ROBERT M. For For Management
HERNANDEZ TO TERM EXPIRING IN 2010.
7 ELECTION OF DIRECTOR: PETER MENIKOFF TO For For Management
TERM EXPIRING IN 2010.
8 ELECTION OF DIRECTOR: ROBERT RIPP TO For For Management
TERM EXPIRING IN 2010.
9 ELECTION OF DIRECTOR: DERMOT F. SMURFIT For For Management
TO TERM EXPIRING IN 2010.
10 ELECTION OF DIRECTOR: EVAN G. GREENBERG For For Management
TO TERM EXPIRING IN
11 ELECTION OF DIRECTOR: JOHN A. KROL TO For For Management
TERM EXPIRING IN 2011.
12 ELECTION OF DIRECTOR: LEO F. MULLIN TO For For Management
TERM EXPIRING IN 2011.
13 ELECTION OF DIRECTOR: OLIVIER STEIMER For For Management
TO TERM EXPIRING IN 2011.
14 APPROVAL OF THE AMENDMENT (THE For For Management
DE-REGISTRATION AMENDMENT ) TO THE
COMPANY S MEMORANDUM OF ASSOCIATION AND
ARTICLES OF ASSOCIATION TO PERMIT THE
DEREGISTRATION OF THE COMPANY FROM THE
CAYMAN ISLANDS
15 APPROVAL OF THE AMENDMENT (THE For For Management
FINANCIAL STATEMENT AMENDMENT ) TO THE
COMPANY S ARTICLES OF ASSOCIATION TO
REQUIRE THE COMPANY TO PREPARE AND
PROVIDE TO SHAREHOLDERS NOT LESS THAN
ANNUALLY AN UNCONSOLIDATED BALANCE
SHEET OF THE COMPANY
16 APPROVAL OF AMENDMENTS TO THE ARTICLES For For Management
OF ASSOCIATION WHICH WILL HAVE THE
EFFECT OF INCREASING THE PAR VALUE OF
THE ORDINARY SHARES FROM $0.041666667
TO AN AMOUNT IN SWISS FRANCS EQUAL TO
$11,000,000,000 DIVIDED BY THE NUMBER
OF OUR ORDINARY SHARES
17 APPROVAL OF THE COMPANY S For For Management
DE-REGISTRATION FROM THE CAYMAN ISLANDS
AND CONTINUATION IN SWITZERLAND (THE
CONTINUATION )
18 APPROVAL OF THE NAME OF THE COMPANY For For Management
19 APPROVAL OF THE CHANGE OF THE PURPOSE For For Management
OF THE COMPANY
20 APPROVAL OF THE REARRANGEMENT OF THE For For Management
COMPANY S EXISTING SHARE CAPITAL
21 APPROVAL OF THE COMPANY S ARTICLES OF For For Management
ASSOCIATION
22 CONFIRMATION OF SWISS LAW AS THE For For Management
AUTHORITATIVE LEGISLATION GOVERNING THE
COMPANY
23 CONFIRMATION OF THE PRINCIPAL PLACE OF For For Management
BUSINESS OF THE COMPANY AS ZURICH,
SWITZERLAND
24 RATIFY AUDITORS For For Management
25 APPROVAL OF THE COMPANY S 2004 For For Management
LONG-TERM INCENTIVE PLAN AS AMENDED
THROUGH THE FOURTH AMENDMENT
26 RATIFY AUDITORS For For Management
27 APPROVAL OF PAYMENT OF A DIVIDEND For For Management
THROUGH A REDUCTION OF THE PAR VALUE OF
OUR SHARES IN AN AMOUNT EQUAL TO THE
SWISS FRANC EQUIVALENT OF $0.87,
CONVERTED INTO SWISS FRANCS
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ADOBE SYSTEMS INC.
Ticker: ADBE Security ID: 00724F101
Meeting Date: APR 1, 2009 Meeting Type: Annual
Record Date: FEB 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert K. Burgess For For Management
2 Elect Director Carol Mills For For Management
3 Elect Director Daniel Rosensweig For For Management
4 Elect Director Robert Sedgewick For For Management
5 Elect Director John E. Warnock For For Management
6 Amend Omnibus Stock Plan For For Management
7 Ratify Auditors For For Management
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AES CORP., THE
Ticker: AES Security ID: 00130H105
Meeting Date: APR 23, 2009 Meeting Type: Annual
Record Date: MAR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel W. Bodman, III For For Management
1.2 Elect Director Paul Hanrahan For For Management
1.3 Elect Director Kristina M. Johnson For For Management
1.4 Elect Director Tarun Khanna For For Management
1.5 Elect Director John A. Koskinen For For Management
1.6 Elect Director Philip Lader For For Management
1.7 Elect Director Sandra O. Moose For For Management
1.8 Elect Director John B. Morse, Jr. For For Management
1.9 Elect Director Philip A. Odeen For For Management
1.10 Elect Director Charles O. Rossotti For For Management
1.11 Elect Director Sven Sandstrom For For Management
2 Ratify Auditors For For Management
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AETNA INC.
Ticker: AET Security ID: 00817Y108
Meeting Date: MAY 29, 2009 Meeting Type: Annual
Record Date: MAR 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Frank M. Clark For For Management
2 Elect Director Betsy Z. Cohen For For Management
3 Elect Director Molly J. Coye, M.D. For For Management
4 Elect Director Roger N. Farah For For Management
5 Elect Director Barbara Hackman Franklin For For Management
6 Elect Director Jeffrey E. Garten For For Management
7 Elect Director Earl G. Graves For For Management
8 Elect Director Gerald Greenwald For For Management
9 Elect Director Ellen M. Hancock For For Management
10 Elect Director Richard J. Harrington For For Management
11 Elect Director Edward J. Ludwig For For Management
12 Elect Director Joseph P. Newhouse For For Management
13 Elect Director Ronald A. Williams For For Management
14 Ratify Auditors For For Management
15 Provide for Cumulative Voting Against For Shareholder
16 Adopt a Policy to Elect a Retired Against Against Shareholder
Management Employee
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AFFILIATED COMPUTER SERVICES, INC.
Ticker: ACS Security ID: 008190100
Meeting Date: MAY 28, 2009 Meeting Type: Annual
Record Date: APR 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darwin Deason For For Management
1.2 Elect Director Lynn R. Blodgett For For Management
1.3 Elect Director Robert Druskin For For Management
1.4 Elect Director Kurt R. Krauss For For Management
1.5 Elect Director Ted B. Miller, Jr. For For Management
1.6 Elect Director Paul E. Sullivan For For Management
1.7 Elect Director Frank Varasano For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
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AFLAC INCORPORATED
Ticker: AFL Security ID: 001055102
Meeting Date: MAY 4, 2009 Meeting Type: Annual
Record Date: FEB 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel P. Amos For For Management
1.2 Elect Director John Shelby Amos, II For For Management
1.3 Elect Director Paul S. Amos, II For For Management
1.4 Elect Director Yoshiro Aoki For For Management
1.5 Elect Director Michael H. Armacost For For Management
1.6 Elect Director Kriss Cloninger, III For For Management
1.7 Elect Director Joe Frank Harris For For Management
1.8 Elect Director Elizabeth J. Hudson For For Management
1.9 Elect Director Kenneth S. Janke, Sr. For For Management
1.10 Elect Director Douglas W. Johnson For For Management
1.11 Elect Director Robert B. Johnson For For Management
1.12 Elect Director Charles B. Knapp For For Management
1.13 Elect Director E. Stephen Purdom For For Management
1.14 Elect Director Barbara K. Rimer For For Management
1.15 Elect Director Marvin R. Schuster For For Management
1.16 Elect Director David Gary Thompson For For Management
1.17 Elect Director Robert L. Wright For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Auditors For For Management
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AGILENT TECHNOLOGIES INC.
Ticker: A Security ID: 00846U101
Meeting Date: MAR 11, 2009 Meeting Type: Annual
Record Date: JAN 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William P. Sullivan For For Management
1.2 Elect Director Robert J. Herbold For For Management
1.3 Elect Director Koh Boon Hwee For Withhold Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
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AIR PRODUCTS & CHEMICALS, INC.
Ticker: APD Security ID: 009158106
Meeting Date: JAN 22, 2009 Meeting Type: Annual
Record Date: NOV 30, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mario L. Baeza For For Management
1.2 Elect Director Edward E. Hagenlocker For For Management
1.3 Elect Director John E. McGlade For For Management
1.4 Elect Director Charles H. Noski For For Management
2 Ratify Auditors For For Management
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AK STEEL HOLDING CORP.
Ticker: AKS Security ID: 001547108
Meeting Date: MAY 28, 2009 Meeting Type: Annual
Record Date: MAR 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard A. Abdoo For Withhold Management
1.2 Elect Director John S. Brinzo For Withhold Management
1.3 Elect Director Dennis C. Cuneo For For Management
1.4 Elect Director William K. Gerber For For Management
1.5 Elect Director Bonnie G. Hill For Withhold Management
1.6 Elect Director Robert H. Jenkins For Withhold Management
1.7 Elect Director Ralph S. Michael, III For Withhold Management
1.8 Elect Director Shirley D. Peterson For For Management
1.9 Elect Director James A. Thomson For For Management
1.10 Elect Director James L. Wainscott For For Management
2 Ratify Auditors For For Management
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ALCOA INC.
Ticker: AA Security ID: 013817101
Meeting Date: MAY 8, 2009 Meeting Type: Annual
Record Date: FEB 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathryn S. Fuller For For Management
1.2 Elect Director Judith M. Gueron For For Management
1.3 Elect Director Patricia F. Russo For For Management
1.4 Elect Director Ernesto Zedillo For For Management
2 Ratify Auditor For For Management
3 Approve Omnibus Stock Plan For For Management
4 Amend Vote Requirements to Amend Against For Shareholder
Articles/Bylaws/Charter
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ALLEGHENY ENERGY, INC.
Ticker: AYE Security ID: 017361106
Meeting Date: MAY 21, 2009 Meeting Type: Annual
Record Date: MAR 5, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. Furlong Baldwin For For Management
1.2 Elect Director Eleanor Baum For For Management
1.3 Elect Director Paul J. Evanson For For Management
1.4 Elect Director Cyrus F. Freidheim, Jr For For Management
1.5 Elect Director Julia L. Johnson For For Management
1.6 Elect Director Ted J. Kleisner For For Management
1.7 Elect Director Christopher D. Pappas For For Management
1.8 Elect Director Steven H. Rice For For Management
1.9 Elect Director Gunner E. Sarsten For For Management
1.10 Elect Director Michael H. Sutton For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
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ALLERGAN, INC.
Ticker: AGN Security ID: 018490102
Meeting Date: APR 30, 2009 Meeting Type: Annual
Record Date: MAR 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert W. Boyer For For Management
1.2 Elect Director Robert A. Ingram For Against Management
1.3 Elect Director David E.I. Pyott For For Management
1.4 Elect Director Russell T. Ray For For Management
2 Ratify Auditors For For Management
3 Report on Animal Testing Against Against Shareholder
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ALLIED WASTE INDUSTRIES, INC.
Ticker: AW Security ID: 019589308
Meeting Date: NOV 14, 2008 Meeting Type: Special
Record Date: OCT 6, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
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ALLSTATE CORPORATION, THE
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 19, 2009 Meeting Type: Annual
Record Date: MAR 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director F. Duane Ackerman For For Management
1.2 Elect Director Robert D. Beyer For For Management
1.3 Elect Director W. James Farrell For For Management
1.4 Elect Director Jack M. Greenberg For For Management
1.5 Elect Director Ronald T. LeMay For For Management
1.6 Elect Director H. John Riley, Jr. For For Management
1.7 Elect Director Joshua I. Smith For For Management
1.8 Elect Director Judith A. Sprieser For Against Management
1.9 Elect Director Mary Alice Taylor For For Management
1.10 Elect Director Thomas J. Wilson For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Omnibus Stock Plan For For Management
5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
6 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
7 Report on Political Contributions Against Against Shareholder
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ALTERA CORP.
Ticker: ALTR Security ID: 021441100
Meeting Date: MAY 12, 2009 Meeting Type: Annual
Record Date: MAR 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John P. Daane For For Management
2 Elect Director Robert J. Finocchio, Jr. For For Management
3 Elect Director Kevin McGarity For For Management
4 Elect Director Gregory E. Myers For For Management
5 Elect Director Krish A. Prabhu For For Management
6 Elect Director John Shoemaker For For Management
7 Elect Director Susan Wang For For Management
8 Amend Omnibus Stock Plan For For Management
9 Amend Qualified Employee Stock Purchase For For Management
Plan
10 Ratify Auditors For For Management
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ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: MAY 19, 2009 Meeting Type: Annual
Record Date: MAR 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Elizabeth E. Bailey For For Management
2 Elect Director Gerald L. Baliles For For Management
3 Elect Director Dinyar S. Devitre For For Management
4 Elect Director Thomas F. Farrell For For Management
5 Elect Director Robert E. R. Huntley For For Management
6 Elect Director Thomas W. Jones For For Management
7 Elect Director George Munoz For For Management
8 Elect Director Nabil Y. Sakkab For For Management
9 Elect Director Michael E. Szymanczyk For For Management
10 Ratify Auditors For For Management
11 Reduce Tobacco Harm to Health Against Against Shareholder
12 Report on Marketing Practices on the Against Against Shareholder
Poor
13 Adopt Principles for Health Care Reform Against Against Shareholder
14 Adopt Human Rights Protocols for Against Against Shareholder
Company and Suppliers
15 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
16 Report on Political Contributions Against Against Shareholder
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AMEREN CORPORATION
Ticker: AEE Security ID: 023608102
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen F. Brauer For For Management
1.2 Elect Director Susan S. Elliott For For Management
1.3 Elect Director Ellen M. Fitzsimmons For For Management
1.4 Elect Director Walter J. Galvin For For Management
1.5 Elect Director Gayle P. W. Jackson For For Management
1.6 Elect Director James C. Johnson For For Management
1.7 Elect Director Charles W. Mueller For For Management
1.8 Elect Director Douglas R. Oberhelman For For Management
1.9 Elect Director Gary L. Rainwater For For Management
1.10 Elect Director Harvey Saligman For For Management
1.11 Elect Director Patrick T. Stokes For For Management
1.12 Elect Director Thomas R. Voss For For Management
1.13 Elect Director Jack D. Woodard For For Management
2 Ratify Auditors For For Management
3 Report on Reducing Releases of Against Against Shareholder
Radioactive Materials from Callaway
Facility
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AMERICAN ELECTRIC POWER CO.
Ticker: AEP Security ID: 025537101
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E. R. Brooks For For Management
1.2 Elect Director Donald M. Carlton For For Management
1.3 Elect Director Ralph D. Crosby, Jr. For For Management
1.4 Elect Director Linda A. Goodspeed For For Management
1.5 Elect Director Thomas E. Hoaglin For For Management
1.6 Elect Director Lester A. Hudson, Jr. For For Management
1.7 Elect Director Michael G. Morris For For Management
1.8 Elect Director Lionel L. Nowell III For For Management
1.9 Elect Director Richard L. Sandor For For Management
1.10 Elect Director Kathryn D. Sullivan For For Management
1.11 Elect Director Sara Martinez Tucker For For Management
1.12 Elect Director John F. Turner For For Management
2 Eliminate Cumulative Voting and Adopt For For Management
Majority Voting for Uncontested
Election of Directors
3 Ratify Auditors For For Management
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AMERICAN EXPRESS CO.
Ticker: AXP Security ID: 025816109
Meeting Date: APR 27, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D.F. Akerson For For Management
1.2 Elect Director C. Barshefsky For For Management
1.3 Elect Director U.M. Burns For For Management
1.4 Elect Director K.I. Chenault For For Management
1.5 Elect Director P. Chernin For Against Management
1.6 Elect Director J. Leschly For Against Management
1.7 Elect Director R.C. Levin For For Management
1.8 Elect Director R.A. Mcginn For Against Management
1.9 Elect Director E.D. Miller For Against Management
1.10 Elect Director S.S Reinemund For For Management
1.11 Elect Director R.D. Walter For Against Management
1.12 Elect Director R.A. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Provide for Cumulative Voting Against Against Shareholder
5 Amend Bylaws-- Call Special Meetings Against For Shareholder
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AMERICAN TOWER CORP.
Ticker: AMT Security ID: 029912201
Meeting Date: MAY 6, 2009 Meeting Type: Annual
Record Date: MAR 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond P. Dolan For For Management
1.2 Elect Director Ronald M. Dykes For For Management
1.3 Elect Director Carolyn F. Katz For For Management
1.4 Elect Director Gustavo Lara Cantu For For Management
1.5 Elect Director JoAnn A. Reed For For Management
1.6 Elect Director Pamela D.A. Reeve For For Management
1.7 Elect Director David E. Sharbutt For For Management
1.8 Elect Director James D. Taiclet, Jr. For For Management
1.9 Elect Director Samme L. Thompson For For Management
2 Ratify Auditors For For Management
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AMERIPRISE FINANCIAL, INC.
Ticker: AMP Security ID: 03076C106
Meeting Date: APR 22, 2009 Meeting Type: Annual
Record Date: FEB 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Warren D. Knowlton For For Management
2 Elect Director Jeffrey Noddle For For Management
3 Elect Director Robert F. Sharpe, Jr. For For Management
4 Ratify Auditors For For Management
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AMERISOURCEBERGEN CORP
Ticker: ABC Security ID: 03073E105
Meeting Date: FEB 19, 2009 Meeting Type: Annual
Record Date: DEC 22, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard C. Gozon For For Management
2 Elect Director Michael J. Long For For Management
3 Elect Director J. Lawrence Wilson For For Management
4 Ratify Auditors For For Management
5 Amend Omnibus Stock Plan For Against Management
6 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
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AMGEN, INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 6, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David Baltimore For For Management
2 Elect Director Frank J. Biondi, Jr. For For Management
3 Elect Director Francois de Carbonnel For For Management
4 Elect Director Jerry D. Choate For For Management
5 Elect Director Vance D. Coffman For For Management
6 Elect Director Frederick W. Gluck For For Management
7 Elect Director Frank C. Herringer For For Management
8 Elect Director Gilbert S. Omenn For For Management
9 Elect Director Judith C. Pelham For For Management
10 Elect Director J. Paul Reason For For Management
11 Elect Director Leonard D. Schaeffer For For Management
12 Elect Director Kevin W. Sharer For For Management
13 Ratify Auditors For For Management
14 Approve Omnibus Stock Plan For Against Management
15 Reduce Supermajority Vote Requirement For For Management
16 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
17 Reincorporate in Another State [from Against Against Shareholder
Delaware to North Dakota ]
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AMPHENOL CORP.
Ticker: APH Security ID: 032095101
Meeting Date: MAY 20, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward G. Jepsen For For Management
1.2 Elect Director John R. Lord For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Omnibus Stock Plan For For Management
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ANADARKO PETROLEUM CORP.
Ticker: APC Security ID: 032511107
Meeting Date: MAY 19, 2009 Meeting Type: Annual
Record Date: MAR 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Allison, Jr. For For Management
1.2 Elect Director Peter J. Fluor For For Management
1.3 Elect Director John W. Poduska, Sr. For Against Management
1.4 Elect Director Paula Rosput Reynolds For Against Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
- --------------------------------------------------------------------------------
ANHEUSER-BUSCH COMPANIES, INC.
Ticker: BUD Security ID: 035229103
Meeting Date: NOV 12, 2008 Meeting Type: Special
Record Date: OCT 3, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
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AON CORP.
Ticker: AOC Security ID: 037389103
Meeting Date: MAY 15, 2009 Meeting Type: Annual
Record Date: MAR 18, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lester B. Knight For For Management
2 Elect Director Gregory C. Case For For Management
3 Elect Director Fulvio Conti For For Management
4 Elect Director Edgar D. Jannotta For For Management
5 Elect Director Jan Kalff For For Management
6 Elect Director J. Michael Losh For Against Management
7 Elect Director R. Eden Martin For For Management
8 Elect Director Andrew J. McKenna For For Management
9 Elect Director Robert S. Morrison For For Management
10 Elect Director Richard B. Myers For For Management
11 Elect Director Richard C. Notebaert For For Management
12 Elect Director John W. Rogers, Jr. For For Management
13 Elect Director Gloria Santona For For Management
14 Elect Director Carolyn Y. Woo For For Management
15 Ratify Auditors For For Management
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APACHE CORP.
Ticker: APA Security ID: 037411105
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date: MAR 18, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Frederick M. Bohen For For Management
2 Elect Director George D. Lawrence For For Management
3 Elect Director Rodman D. Patton For For Management
4 Elect Director Charles J. Pitman For For Management
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APARTMENT INVESTMENT AND MANAGEMENT COMPANY
Ticker: AIV Security ID: 03748R101
Meeting Date: APR 27, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James N. Bailey For Withhold Management
1.2 Elect Director Terry Considine For For Management
1.3 Elect Director Richard S. Ellwood For Withhold Management
1.4 Elect Director Thomas L. Keltner For Withhold Management
1.5 Elect Director J. Landis Martin For Withhold Management
1.6 Elect Director Robert A. Miller For Withhold Management
1.7 Elect Director Michael A. Stein For Withhold Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the None For Shareholder
Election of Directors
- --------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 25, 2009 Meeting Type: Annual
Record Date: DEC 29, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William V. Campbell For For Management
1.2 Elect Director Millard S. Drexler For For Management
1.3 Elect Director Albert A. Gore, Jr. For For Management
1.4 Elect Director Steven P. Jobs For For Management
1.5 Elect Director Andrea Jung For For Management
1.6 Elect Director A.D. Levinson For For Management
1.7 Elect Director Eric E. Schmidt For For Management
1.8 Elect Director Jerome B. York For For Management
2 Report on Political Contributions Against Against Shareholder
3 Adopt Principles for Health Care Reform Against Against Shareholder
4 Prepare Sustainability Report Against Against Shareholder
5 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
APPLIED BIOSYSTEMS INC.
Ticker: ABI Security ID: 038149100
Meeting Date: OCT 28, 2008 Meeting Type: Special
Record Date: SEP 5, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 10, 2009 Meeting Type: Annual
Record Date: JAN 12, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aart J. de Geus For For Management
1.2 Elect Director Stephen R. Forrest For For Management
1.3 Elect Director Philip V. Gerdine For For Management
1.4 Elect Director Thomas J. Iannotti For For Management
1.5 Elect Director Alexander A. Karsner For For Management
1.6 Elect Director Charles Y.S. Liu For For Management
1.7 Elect Director Gerhard H. Parker For For Management
1.8 Elect Director Dennis D. Powell For For Management
1.9 Elect Director Willem P. Roelandts For For Management
1.10 Elect Director James E. Rogers For For Management
1.11 Elect Director Michael R. Splinter For For Management
2 Reduce Supermajority Vote Requirement For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ASHLAND INC.
Ticker: ASH Security ID: 044209104
Meeting Date: JAN 29, 2009 Meeting Type: Annual
Record Date: DEC 1, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger W. Hale For For Management
1.2 Elect Director Vada O. Manager For For Management
1.3 Elect Director George A Schaefer, Jr. For For Management
1.4 Elect Director John F. Turner For For Management
1.5 Elect Director Mark C. Rohr For For Management
2 Ratify Auditors For For Management
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
- --------------------------------------------------------------------------------
ASSURANT INC
Ticker: AIZ Security ID: 04621X108
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date: MAR 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles John Koch For Withhold Management
1.2 Elect Director H. Carroll Mackin For For Management
1.3 Elect Director Robert B. Pollock For Withhold Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement For For Management
- --------------------------------------------------------------------------------
AT&T INC
Ticker: T Security ID: 00206R102
Meeting Date: APR 24, 2009 Meeting Type: Annual
Record Date: FEB 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall L. Stephenson For For Management
1.2 Elect Director William F. Aldinger III For Against Management
1.3 Elect Director Gilbert F. Amelio For Against Management
1.4 Elect Director Reuben V. Anderson For For Management
1.5 Elect Director James H. Blanchard For Against Management
1.6 Elect Director August A. Busch III For For Management
1.7 Elect Director Jaime Chico Pardo For Against Management
1.8 Elect Director James P. Kelly For For Management
1.9 Elect Director Jon C. Madonna For For Management
1.10 Elect Director Lynn M. Martin For For Management
1.11 Elect Director John B. McCoy For For Management
1.12 Elect Director Mary S. Metz For For Management
1.13 Elect Director Joyce M. Roche For For Management
1.14 Elect Director Laura D Andrea Tyson For For Management
1.15 Elect Director Patricia P. Upton For Against Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Report on Political Contributions Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
6 Provide for Cumulative Voting Against Against Shareholder
7 Require Independent Board Chairman Against Against Shareholder
8 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
9 Exclude Pension Credits ftom Earnings Against For Shareholder
Performance Measure
- --------------------------------------------------------------------------------
AUTODESK, INC.
Ticker: ADSK Security ID: 052769106
Meeting Date: JUN 11, 2009 Meeting Type: Annual
Record Date: APR 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl Bass For For Management
1.2 Elect Director Crawford W. Beveridge For For Management
1.3 Elect Director J. Hallam Dawson For For Management
1.4 Elect Director Per-Kristian Halvorsen For For Management
1.5 Elect Director Sean M. Maloney For For Management
1.6 Elect Director Elizabeth A. Nelson For For Management
1.7 Elect Director Charles J. Robel For For Management
1.8 Elect Director Steven M. West For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
- --------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC.
Ticker: ADP Security ID: 053015103
Meeting Date: NOV 11, 2008 Meeting Type: Annual
Record Date: SEP 12, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory D. Brenneman For For Management
1.2 Elect Director Leslie A. Brun For For Management
1.3 Elect Director Gary C. Butler For For Management
1.4 Elect Director Leon G. Cooperman For For Management
1.5 Elect Director Eric C. Fast For For Management
1.6 Elect Director R. Glenn Hubbard For For Management
1.7 Elect Director John P. Jones For For Management
1.8 Elect Director Frederic V. Malek For For Management
1.9 Elect Director Charles H. Noski For For Management
1.10 Elect Director Sharon T. Rowlands For For Management
1.11 Elect Director Gregory L. Summe For For Management
1.12 Elect Director Henry Taub For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AUTONATION, INC.
Ticker: AN Security ID: 05329W102
Meeting Date: MAY 6, 2009 Meeting Type: Annual
Record Date: MAR 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mike Jackson For For Management
1.2 Elect Director Rick L. Burdick For For Management
1.3 Elect Director William C. Crowley For For Management
1.4 Elect Director David B. Edelson For For Management
1.5 Elect Director Kim C. Goodman For For Management
1.6 Elect Director Robert R. Grusky For For Management
1.7 Elect Director Michael E. Maroone For For Management
1.8 Elect Director Carlos A. Migoya For For Management
2 Ratify Auditors For For Management
3 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
4 Require Independent Board Chairman Against For Shareholder
- --------------------------------------------------------------------------------
AUTOZONE, INC.
Ticker: AZO Security ID: 053332102
Meeting Date: DEC 17, 2008 Meeting Type: Annual
Record Date: OCT 20, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Crowley For For Management
1.2 Elect Director Sue E. Gove For For Management
1.3 Elect Director Earl G. Graves, Jr. For For Management
1.4 Elect Director Robert R. Grusky For For Management
1.5 Elect Director J.R. Hyde, III For For Management
1.6 Elect Director W. Andrew McKenna For For Management
1.7 Elect Director George R. Mrkonic, Jr. For For Management
1.8 Elect Director Luis P. Nieto For For Management
1.9 Elect Director William C. Rhodes, III For For Management
1.10 Elect Director Theodore W. Ullyot For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AVERY DENNISON CORP.
Ticker: AVY Security ID: 053611109
Meeting Date: APR 23, 2009 Meeting Type: Annual
Record Date: FEB 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. Cardis For For Management
1.2 Elect Director David E.I. Pyott For For Management
1.3 Elect Director Dean A. Scarborough For For Management
1.4 Elect Director Julia A. Stewart For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
AVON PRODUCTS, INC.
Ticker: AVP Security ID: 054303102
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date: MAR 18, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Don Cornwell For For Management
1.2 Elect Director Edward T. Fogarty For For Management
1.3 Elect Director V. Ann Hailey For For Management
1.4 Elect Director Fred Hassan For Withhold Management
1.5 Elect Director Andrea Jung For For Management
1.6 Elect Director Maria Elena Lagomasino For Withhold Management
1.7 Elect Director Ann S. Moore For Withhold Management
1.8 Elect Director Paul S. Pressler For For Management
1.9 Elect Director Gary M. Rodkin For Withhold Management
1.10 Elect Director Paula Stern For For Management
1.11 Elect Director Lawrence A. Weinbach For For Management
2 Ratify Auditors For For Management
3 Report on Nanomaterial Product Safety Against Against Shareholder
- --------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED
Ticker: BHI Security ID: 057224107
Meeting Date: APR 23, 2009 Meeting Type: Annual
Record Date: FEB 26, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry D. Brady For For Management
1.2 Elect Director Clarence P. Cazalot, Jr. For For Management
1.3 Elect Director Chad C. Deaton For For Management
1.4 Elect Director Edward P. Djerejian For Withhold Management
1.5 Elect Director Anthony G. Fernandes For For Management
1.6 Elect Director Claire W. Gargalli For Withhold Management
1.7 Elect Director Pierre H. Jungels For Withhold Management
1.8 Elect Director James A. Lash For For Management
1.9 Elect Director J. Larry Nichols For Withhold Management
1.10 Elect Director H. John Riley, Jr. For Withhold Management
1.11 Elect Director Charles L. Watson For For Management
2 Ratify Auditors For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
- --------------------------------------------------------------------------------
BALL CORP.
Ticker: BLL Security ID: 058498106
Meeting Date: APR 22, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert W. Alspaugh For Withhold Management
1.2 Elect Director R. David Hoover For Withhold Management
1.3 Elect Director Jan Nicholson For Withhold Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: DEC 5, 2008 Meeting Type: Special
Record Date: OCT 10, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Amend Omnibus Stock Plan For Against Management
3 Increase Authorized Common Stock For For Management
4 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: APR 29, 2009 Meeting Type: Annual
Record Date: MAR 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Barnet, III For For Management
1.2 Elect Director Frank P. Bramble, Sr. For Against Management
1.3 Elect Director Virgis W. Colbert For For Management
1.4 Elect Director John T. Collins For For Management
1.5 Elect Director Gary L. Countryman For Against Management
1.6 Elect Director Tommy R. Franks For For Management
1.7 Elect Director Charles K. Gifford For For Management
1.8 Elect Director Kenneth D. Lewis For Against Management
1.9 Elect Director Monica C. Lozano For Against Management
1.10 Elect Director Walter E. Massey For For Management
1.11 Elect Director Thomas J. May For For Management
1.12 Elect Director Patricia E. Mitchell For Against Management
1.13 Elect Director Joseph W. Prueher For For Management
1.14 Elect Director Charles O. Rossotti For For Management
1.15 Elect Director Thomas M. Ryan For Against Management
1.16 Elect Director O. Temple Sloan, Jr. For Against Management
1.17 Elect Director Robert L. Tillman For Against Management
1.18 Elect Director Jackie M. Ward For Against Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Report on Government Service of Against Against Shareholder
Employees
5 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
6 Provide for Cumulative Voting Against Against Shareholder
7 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
8 Require Independent Board Chairman Against Against Shareholder
9 Report on Predatory Lending Policies Against Against Shareholder
10 Adopt Principles for Health Care Reform Against Against Shareholder
11 TARP Related Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
BANK OF NEW YORK MELLON CORP., THE
Ticker: BK Security ID: 064058100
Meeting Date: APR 14, 2009 Meeting Type: Annual
Record Date: FEB 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ruth E. Bruch For For Management
1.2 Elect Director Nicholas M. Donofrio For For Management
1.3 Elect Director Gerald L. Hassell For For Management
1.4 Elect Director Edmund F. Kelly For For Management
1.5 Elect Director Robert P. Kelly For For Management
1.6 Elect Director Richard J. Kogan For For Management
1.7 Elect Director Michael J. Kowalski For For Management
1.8 Elect Director John A. Luke, Jr. For For Management
1.9 Elect Director Robert Mehrabian For For Management
1.10 Elect Director Mark A. Nordenberg For For Management
1.11 Elect Director Catherine A. Rein For For Management
1.12 Elect Director William C. Richardson For For Management
1.13 Elect Director Samuel C. Scott III For For Management
1.14 Elect Director John P. Surma For For Management
1.15 Elect Director Wesley W. von Schack For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Auditors For For Management
4 Provide for Cumulative Voting Against For Shareholder
5 Stock Retention/Holding Period Against For Shareholder
- --------------------------------------------------------------------------------
BARR PHARMACEUTICALS INC
Ticker: BRL Security ID: 068306109
Meeting Date: NOV 21, 2008 Meeting Type: Special
Record Date: OCT 10, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC.
Ticker: BAX Security ID: 071813109
Meeting Date: MAY 5, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter E. Boomer For For Management
1.2 Elect Director James R. Gavin III For For Management
1.3 Elect Director Peter S. Hellman For For Management
1.4 Elect Director K. J. Storm For For Management
2 Ratify Auditors For For Management
3 Report on Animal Testing Against Against Shareholder
- --------------------------------------------------------------------------------
BB&T CORPORATION
Ticker: BBT Security ID: 054937107
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: FEB 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Allison IV For For Management
1.2 Elect Director Jennifer S. Banner For Withhold Management
1.3 Elect Director Anna R. Cablik For For Management
1.4 Elect Director Nelle R. Chilton For Withhold Management
1.5 Elect Director Ronald E. Deal For Withhold Management
1.6 Elect Director Tom D. Efird For Withhold Management
1.7 Elect Director Barry J. Fitzpatrick For For Management
1.8 Elect Director L. Vincent Hackley For For Management
1.9 Elect Director Jane P. Helm For Withhold Management
1.10 Elect Director John P. Howe III For For Management
1.11 Elect Director Kelly S. King For For Management
1.12 Elect Director James H. Maynard For For Management
1.13 Elect Director Albert O. McCauley For For Management
1.14 Elect Director J. Holmes Morrison For For Management
1.15 Elect Director Nido R. Qubein For For Management
1.16 Elect Director Thomas N. Thompson For Withhold Management
1.17 Elect Director Stephen T. Williams For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Ratify Auditors For For Management
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
- --------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY
Ticker: BDX Security ID: 075887109
Meeting Date: FEB 3, 2009 Meeting Type: Annual
Record Date: DEC 12, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Claire M. Fraser-Liggett For For Management
1.2 Elect Director Edward J. Ludwig For For Management
1.3 Elect Director Willard J. Overlock, Jr. For For Management
1.4 Elect Director Bertram L. Scott For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Amend Bylaws -- Call Special Meetings Against Against Shareholder
7 Provide for Cumulative Voting Against Against Shareholder
- --------------------------------------------------------------------------------
BED BATH & BEYOND INC.
Ticker: BBBY Security ID: 075896100
Meeting Date: JUL 3, 2008 Meeting Type: Annual
Record Date: MAY 9, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren Eisenberg For For Management
1.2 Elect Director Leonard Feinstein For For Management
1.3 Elect Director Dean S. Adler For Withhold Management
1.4 Elect Director Stanley F. Barshay For For Management
1.5 Elect Director Patrick R. Gaston For For Management
1.6 Elect Director Jordan Heller For For Management
1.7 Elect Director Robert S. Kaplan For For Management
1.8 Elect Director Victoria A. Morrison For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BED BATH & BEYOND INC.
Ticker: BBBY Security ID: 075896100
Meeting Date: JUN 30, 2009 Meeting Type: Annual
Record Date: MAY 5, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren Eisenberg For For Management
1.2 Elect Director Leonard Feinstein For For Management
1.3 Elect Director Steven H. Temares For For Management
1.4 Elect Director Dean S. Adler For For Management
1.5 Elect Director Stanley F. Barshay For For Management
1.6 Elect Director Klaus Eppler For For Management
1.7 Elect Director Patrick R. Gaston For For Management
1.8 Elect Director Jordan Heller For For Management
1.9 Elect Director Victoria A. Morrison For For Management
1.10 Elect Director Fran Stoller For For Management
2 Ratify Auditors For For Management
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
4 Eliminate Supermajority Vote For For Management
Requirement
5 Eliminate Supermajority Vote For For Management
Requirement
6 Re-Approve Performance Goals Under For For Management
Omnibus Stock Plan
7 Prepare Sustainability Report Against Against Shareholder
- --------------------------------------------------------------------------------
BEMIS COMPANY, INC.
Ticker: BMS Security ID: 081437105
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Bolton For For Management
1.2 Elect Director Barbara L. Johnson For For Management
1.3 Elect Director Paul S. Peercy For For Management
1.4 Elect Director Gene C. Wulf For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
BEST BUY CO., INC.
Ticker: BBY Security ID: 086516101
Meeting Date: JUN 24, 2009 Meeting Type: Annual
Record Date: APR 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald James For For Management
1.2 Elect Director Elliot S. Kaplan For For Management
1.3 Elect Director Sanjay Khosla For For Management
1.4 Elect Director George L. Mikan III For For Management
1.5 Elect Director Matthew H. Paull For For Management
1.6 Elect Director Richard M. Schulze For For Management
1.7 Elect Director Hatim A. Tyabji For For Management
1.8 Elect Director Gerard R. Vittecoq For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Reduce Supermajority Vote Requirement For For Management
5 Reduce Supermajority Vote Requirement For For Management
6 Reduce Supermajority Vote Requirement For For Management
7 Reduce Supermajority Vote Requirement For For Management
8 Reduce Supermajority Vote Requirement For For Management
9 Reduce Supermajority Vote Requirement For For Management
- --------------------------------------------------------------------------------
BIG LOTS, INC.
Ticker: BIG Security ID: 089302103
Meeting Date: MAY 28, 2009 Meeting Type: Annual
Record Date: MAR 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey P. Berger For For Management
1.2 Elect Director Steven S. Fishman For For Management
1.3 Elect Director Peter J. Hayes For For Management
1.4 Elect Director David T. Kollat For For Management
1.5 Elect Director Brenda J. Lauderback For For Management
1.6 Elect Director Philip E. Mallott For For Management
1.7 Elect Director Russell Solt For For Management
1.8 Elect Director James R. Tener For For Management
1.9 Elect Director Dennis B. Tishkoff For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Against For Shareholder
Election of Directors
- --------------------------------------------------------------------------------
BIOGEN IDEC INC.
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 3, 2009 Meeting Type: Proxy Contest
Record Date: APR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card)
1.1 Elect Director Lawrence C. Best For None Management
1.2 Elect Director Alan B. Glassberg For None Management
1.3 Elect Director Robert W. Pangia For None Management
1.4 Elect Director William D. Young For None Management
2 Ratify Auditors For None Management
3 Adopt Majority Voting for Uncontested For None Management
Election of Directors
4 Fix Size of Board at 13 and Remove the Against None Shareholder
Board's Ability to Change the Size of
the Board
5 Reincorporate in Another State [North Against None Shareholder
Dakota]
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Card)
1.1 Elect Director Alexander J. Denner For For Shareholder
1.2 Elect Director Richard C. Mulligan For For Shareholder
1.3 Elect Director Thomas F. Deuel For Withhold Shareholder
1.4 Elect Director David Sidransky For Withhold Shareholder
2 Fix Size of Board at 13 and Remove the For For Shareholder
Board's Ability to Change the Size of
the Board
3 Reincorporate in Another State [North For Against Shareholder
Dakota]
4 Ratify Auditors For For Management
5 Adopt Majority Voting for Uncontested For For Management
Election of Directors
- --------------------------------------------------------------------------------
BJ SERVICES COMPANY
Ticker: BJS Security ID: 055482103
Meeting Date: JAN 29, 2009 Meeting Type: Annual
Record Date: DEC 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Huff For For Management
1.2 Elect Director Michael E. Patrick For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BLACK & DECKER CORP., THE
Ticker: BDK Security ID: 091797100
Meeting Date: APR 30, 2009 Meeting Type: Annual
Record Date: FEB 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nolan D. Archibald For For Management
1.2 Elect Director Norman R. Augustine For For Management
1.3 Elect Director Barbara L. Bowles For For Management
1.4 Elect Director George W. Buckley For Withhold Management
1.5 Elect Director M. Anthony Burns For For Management
1.6 Elect Director Kim B. Clark For For Management
1.7 Elect Director Manuel A. Fernandez For For Management
1.8 Elect Director Benjamin H. Griswold IV For Withhold Management
1.9 Elect Director Anthony Luiso For For Management
1.10 Elect Director Robert L. Ryan For For Management
1.11 Elect Director Mark H. Willes For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BMC SOFTWARE, INC.
Ticker: BMC Security ID: 055921100
Meeting Date: JUL 22, 2008 Meeting Type: Annual
Record Date: MAY 27, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director B. Garland Cupp For For Management
1.2 Elect Director Robert E. Beauchamp For For Management
1.3 Elect Director Jon E. Barfield For For Management
1.4 Elect Director Gary Bloom For For Management
1.5 Elect Director Meldon K. Gafner For For Management
1.6 Elect Director P. Thomas Jenkins For For Management
1.7 Elect Director Louis J. Lavigne, Jr. For For Management
1.8 Elect Director Kathleen A. O'Neil For For Management
1.9 Elect Director Tom C. Tinsley For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BOEING CO., THE
Ticker: BA Security ID: 097023105
Meeting Date: APR 27, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John H. Biggs For For Management
1.2 Elect Director John E. Bryson For For Management
1.3 Elect Director Arthur D. Collins, Jr. For For Management
1.4 Elect Director Linda Z. Cook For For Management
1.5 Elect Director William M. Daley For For Management
1.6 Elect Director Kenneth M. Duberstein For For Management
1.7 Elect Director John F. McDonnell For For Management
1.8 Elect Director W. James McNerney, Jr. For For Management
1.9 Elect Director Mike S. Zafirovski For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
4 Provide for Cumulative Voting Against Against Shareholder
5 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
6 Adopt Principles for Health Care Reform Against Against Shareholder
7 Report on Foreign Military Sales Against Against Shareholder
8 Require Independent Lead Director Against Against Shareholder
9 Restrict Severance Agreements Against Against Shareholder
(Change-in-Control)
10 Report on Political Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
BOSTON PROPERTIES INC.
Ticker: BXP Security ID: 101121101
Meeting Date: MAY 19, 2009 Meeting Type: Annual
Record Date: MAR 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederick J. Iseman For For Management
1.2 Elect Director Edward H. Linde For Withhold Management
1.3 Elect Director David A. Twardock For Withhold Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
5 Prepare Sustainability Report Against Against Shareholder
6 Require Independent Board Chairman Against Against Shareholder
- --------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORP.
Ticker: BSX Security ID: 101137107
Meeting Date: MAY 5, 2009 Meeting Type: Annual
Record Date: MAR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John E. Abele For For Management
2 Elect Director Ursula M. Burns For For Management
3 Elect Director Marye Anne Fox For For Management
4 Elect Director Ray J. Groves For For Management
5 Elect Director Kristina M. Johnson For For Management
6 Elect Director Ernest Mario For For Management
7 Elect Director N.J. Nicholas, Jr. For For Management
8 Elect Director Pete M. Nicholas For For Management
9 Elect Director John E. Pepper For For Management
10 Elect Director Uwe E. Reinhardt For For Management
11 Elect Director Warren B. Rudman For For Management
12 Elect Director John E. Sununu For For Management
13 Elect Director James R. Tobin For For Management
14 Ratify Auditors For For Management
15 Other Business For Against Management
- --------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB CO.
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 5, 2009 Meeting Type: Annual
Record Date: MAR 12, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director L. Andreotti For For Management
2 Elect Director L. B. Campbell For For Management
3 Elect Director J. M. Cornelius For For Management
4 Elect Director L. J. Freeh For For Management
5 Elect Director L. H. Glimcher For For Management
6 Elect Director M. Grobstein For For Management
7 Elect Director L. Johansson For For Management
8 Elect Director A. J. Lacy For For Management
9 Elect Director V. L. Sato For For Management
10 Elect Director T. D. West, Jr. For For Management
11 Elect Director R. S. Williams For For Management
12 Ratify Auditors For For Management
13 Increase Disclosure of Executive Against Against Shareholder
Compensation
14 Reduce Supermajority Vote Requirement Against Against Shareholder
15 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
16 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
BROADCOM CORP.
Ticker: BRCM Security ID: 111320107
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George L. Farinsky For For Management
1.2 Elect Director Nancy H. Handel For For Management
1.3 Elect Director Eddy W. Hartenstein For Withhold Management
1.4 Elect Director John Major For Withhold Management
1.5 Elect Director Scott A. McGregor For For Management
1.6 Elect Director William T. Morrow For For Management
1.7 Elect Director Robert E. Switz For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BURLINGTON NORTHERN SANTA FE CORP.
Ticker: BNI Security ID: 12189T104
Meeting Date: APR 23, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan L. Boeckmann For For Management
1.2 Elect Director Donald G. Cook For For Management
1.3 Elect Director Vilma S. Martinez For For Management
1.4 Elect Director Marc F. Racicot For For Management
1.5 Elect Director Roy S. Roberts For For Management
1.6 Elect Director Matthew K. Rose For For Management
1.7 Elect Director Marc J. Shapiro For For Management
1.8 Elect Director J.C. Watts, Jr. For For Management
1.9 Elect Director Robert H. West For For Management
1.10 Elect Director J. Steven Whisler For For Management
1.11 Elect Director Edward E. Whitacre, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
4 Amend Bylaws-- Call Special Meetings Against Against Shareholder
5 Report on Political Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
C. R. BARD, INC.
Ticker: BCR Security ID: 067383109
Meeting Date: APR 15, 2009 Meeting Type: Annual
Record Date: FEB 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc C. Breslawsky For For Management
1.2 Elect Director Herbert L. Henkel For For Management
1.3 Elect Director Tommy G. Thompson For For Management
1.4 Elect Director Timothy M. Ring For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
C.H. ROBINSON WORLDWIDE, INC.
Ticker: CHRW Security ID: 12541W209
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James B. Stake For For Management
2 Elect Director John P. Wiehoff For For Management
3 Approve Increase in Size of Board For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CA INC
Ticker: CA Security ID: 12673P105
Meeting Date: SEP 9, 2008 Meeting Type: Annual
Record Date: JUL 11, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Raymond J. Bromark For For Management
2 Elect Director Alfonse M. D'Amato For For Management
3 Elect Director Gary J. Fernandes For For Management
4 Elect Director Robert E. La Blanc For For Management
5 Elect Director Christopher B. Lofgren For For Management
6 Elect Director William E. McCracken For For Management
7 Elect Director John A. Swainson For For Management
8 Elect Director Laura S. Unger For For Management
9 Elect Director Arthur F. Weinbach For For Management
10 Elect Director Ron Zambonini For For Management
11 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CABOT OIL & GAS CORP.
Ticker: COG Security ID: 127097103
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: MAR 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rhys J. Best For For Management
1.2 Elect Director Robert Kelley For For Management
1.3 Elect Director P. Dexter Peacock For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CAMERON INTERNATIONAL CORP
Ticker: CAM Security ID: 13342B105
Meeting Date: MAY 13, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Baker Cunningham For Withhold Management
1.2 Elect Director Sheldon R. Erikson For Withhold Management
1.3 Elect Director Douglas L. Foshee For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CAMPBELL SOUP CO.
Ticker: CPB Security ID: 134429109
Meeting Date: NOV 20, 2008 Meeting Type: Annual
Record Date: SEP 23, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edmund M. Carpenter For For Management
1.2 Elect Director Paul R. Charron For For Management
1.3 Elect Director Douglas R. Conant For For Management
1.4 Elect Director Bennett Dorrance For For Management
1.5 Elect Director Harvey Golub For For Management
1.6 Elect Director Randall W. Larrimore For For Management
1.7 Elect Director Mary Alice D. Malone For For Management
1.8 Elect Director Sara Mathew For For Management
1.9 Elect Director David C. Patterson For For Management
1.10 Elect Director Charles R. Perrin For For Management
1.11 Elect Director A. Barry Rand For For Management
1.12 Elect Director George Strawbridge, Jr. For For Management
1.13 Elect Director Les C. Vinney For For Management
1.14 Elect Director Charlotte C. Weber For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORP.
Ticker: COF Security ID: 14040H105
Meeting Date: APR 23, 2009 Meeting Type: Annual
Record Date: FEB 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Fairbank For For Management
1.2 Elect Director E.R. Campbell For Against Management
1.3 Elect Director Bradford H. Warner For For Management
1.4 Elect Director Stanley Westreich For Against Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote on Executive Compensation For Against Management
- --------------------------------------------------------------------------------
CARDINAL HEALTH, INC.
Ticker: CAH Security ID: 14149Y108
Meeting Date: NOV 5, 2008 Meeting Type: Annual
Record Date: SEP 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Colleen F. Arnold For For Management
1.2 Elect Director R. Kerry Clark For For Management
1.3 Elect Director Calvin Darden For For Management
1.4 Elect Director John F. Finn For For Management
1.5 Elect Director Philip L. Francis For For Management
1.6 Elect Director Gregory B. Kenny For For Management
1.7 Elect Director J. Michael Losh For For Management
1.8 Elect Director John B. McCoy For For Management
1.9 Elect Director Richard C. Notebaert For For Management
1.10 Elect Director Michael D. O'Halleran For For Management
1.11 Elect Director David W. Raisbeck For For Management
1.12 Elect Director Jean G. Spaulding For For Management
2 Ratify Auditors For For Management
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
4 Eliminate Cumulative Voting For For Management
5 Require Advance Notice for Shareholder For For Management
Proposals/Nominations
6 Amend Articles of Incorporation to For For Management
State that Common Shares Have No Stated
Capital
7 Amend Omnibus Stock Plan For For Management
8 Amend Qualified Employee Stock Purchase For For Management
Plan
9 Performance-Based and/or Time-Based Against For Shareholder
Equity Awards
- --------------------------------------------------------------------------------
CARDINAL HEALTH, INC.
Ticker: CAH Security ID: 14149Y108
Meeting Date: JUN 23, 2009 Meeting Type: Special
Record Date: MAY 15, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Option Exchange Program For For Management
- --------------------------------------------------------------------------------
CARNIVAL CORP.
Ticker: CCL Security ID: 143658300
Meeting Date: APR 15, 2009 Meeting Type: Annual
Record Date: FEB 17, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 DIRECTOR MICKY ARISON For For Management
1.2 DIRECTOR A. RICHARD G. CAPEN, JR For For Management
1.3 DIRECTOR ROBERT H. DICKINSON For For Management
1.4 DIRECTOR ARNOLD W. DONALD For For Management
1.5 DIRECTOR PIER LUIGI FOSCHI For For Management
1.6 DIRECTOR HOWARD S. FRANK For For Management
1.7 DIRECTOR RICHARD J. GLASIER For For Management
1.8 DIRECTOR MODESTO A. MAIDIQUE For For Management
1.9 DIRECTOR SIR JOHN PARKER For For Management
1.10 DIRECTOR PETER G. RATCLIFFE For For Management
1.11 DIRECTOR STUART SUBOTNICK For For Management
1.12 DIRECTOR LAURA WEIL For For Management
1.13 DIRECTOR RANDALL J. WEISENBURGER For For Management
1.14 DIRECTOR UZI ZUCKER For For Management
2 TO RE-APPOINT PRICEWATERHOUSECOOPERS For For Management
LLP AS INDEPENDENTAUDITORS FOR CARNIVAL
PLC.
3 TO AUTHORIZE THE AUDIT COMMITTEE OF For For Management
CARNIVAL PLC TO AGREE TO THE
REMUNERATION OF THE INDEPENDENT
AUDITORS.
4 TO RECEIVE THE UK ACCOUNTS AND REPORTS For For Management
OF THE DIRECTORS AND AUDITORS OF
CARNIVAL PLC FOR THE FINANCIAL YEAR
ENDED NOVEMBER 30, 2008.
5 TO APPROVE THE DIRECTORS REMUNERATION For Against Management
REPORT OF CARNIVAL PLC FOR THE
FINANCIAL YEAR ENDED NOVEMBER 30, 2008.
6 TO INCREASE THE AMOUNT OF THE For For Management
AUTHORIZED BUT UNISSUED SHARE CAPITAL
OF CARNIVAL PLC.
7 TO ADOPT THE AMENDED AND RESTATED For For Management
ARTICLES OF ASSOCIATION OF CARNIVAL
PLC.
8 TO APPROVE CERTAIN AMENDMENTS TO THE For For Management
ARTICLES OF ASSOCIATION OF CARNIVAL
PLC, TO TAKE EFFECT FROM OCTOBER 1,
2009.
9 TO APPROVE THE GIVING OF AUTHORITY FOR For For Management
THE ALLOTMENT OF NEW SHARES BY CARNIVAL
PLC.
10 TO APPROVE THE DISAPPLICATION OF For For Management
PRE-EMPTION RIGHTS IN RELATION TO THE
ALLOTMENT OF NEW SHARES BY CARNIVAL
PLC.
11 TO APPROVE A GENERAL AUTHORITY FOR For For Management
CARNIVAL PLC TO BUY BACK CARNIVAL PLC
ORDINARY SHARES IN THE OPEN MARKET.
- --------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: JUN 10, 2009 Meeting Type: Annual
Record Date: APR 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel M. Dickinson For For Management
1.2 Elect Director David R. Goode For For Management
1.3 Elect Director James W. Owens For For Management
1.4 Elect Director Charles D. Powell For For Management
1.5 Elect Director Joshua I. Smith For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
5 Report on Foreign Military Sales Against Against Shareholder
6 Adopt Simple Majority Vote Standard Against For Shareholder
7 Limitation on Compensation Consultant Against Against Shareholder
Services
8 Require Independent Board Chairman Against Against Shareholder
9 Report on Lobbying Priorities Against Against Shareholder
- --------------------------------------------------------------------------------
CB RICHARD ELLIS GROUP INC
Ticker: CBG Security ID: 12497T101
Meeting Date: JUN 2, 2009 Meeting Type: Annual
Record Date: APR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard C. Blum For For Management
2 Elect Director Patrice M. Daniels For For Management
3 Elect Director Curtis F. Feeny For For Management
4 Elect Director Bradford M. Freeman For For Management
5 Elect Director Michael Kantor For For Management
6 Elect Director Frederic V. Malek For For Management
7 Elect Director Jane J. Su For For Management
8 Elect Director Brett White For For Management
9 Elect Director Gary L. Wilson For For Management
10 Elect Director Ray Wirta For For Management
11 Ratify Auditors For For Management
12 Approve Stock Option Exchange Program For Against Management
13 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
CELGENE CORP.
Ticker: CELG Security ID: 151020104
Meeting Date: JUN 17, 2009 Meeting Type: Annual
Record Date: APR 21, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sol J. Barer For For Management
1.2 Elect Director Robert J. Hugin For For Management
1.3 Elect Director Michael D. Casey For For Management
1.4 Elect Director Rodman L. Drake For For Management
1.5 Elect Director A. Hull Hayes, Jr. For For Management
1.6 Elect Director Gilla Kaplan For For Management
1.7 Elect Director James J. Loughlin For For Management
1.8 Elect Director Ernest Mario For For Management
1.9 Elect Director Walter L. Robb For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
- --------------------------------------------------------------------------------
CENTERPOINT ENERGY, INC.
Ticker: CNP Security ID: 15189T107
Meeting Date: APR 23, 2009 Meeting Type: Annual
Record Date: FEB 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Derrill Cody For For Management
1.2 Elect Director Michael P. Johnson For For Management
1.3 Elect Director David M. McClanahan For For Management
1.4 Elect Director Robert T. O'Connell For For Management
1.5 Elect Director Susan O. Rheney For For Management
1.6 Elect Director Michael E. Shannon For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
CENTURYTEL, INC.
Ticker: CTL Security ID: 156700106
Meeting Date: JAN 27, 2009 Meeting Type: Special
Record Date: DEC 17, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Amend Charter Eliminating Enhanced For For Management
Voting Rights
3 Increase Authorized Common Stock For For Management
4 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
CENTURYTEL, INC.
Ticker: CTL Security ID: 156700106
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date: MAR 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred R. Nichols For For Management
1.2 Elect Director Harvey P. Perry For For Management
1.3 Elect Director Jim D. Reppond For For Management
1.4 Elect Director Joseph R. Zimmel For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Against For Shareholder
Election of Directors
4 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
5 Report on Internet Network Management Against Against Shareholder
Practices Regarding Privacy and Freedom
of Expression
- --------------------------------------------------------------------------------
CEPHALON, INC.
Ticker: CEPH Security ID: 156708109
Meeting Date: MAY 12, 2009 Meeting Type: Annual
Record Date: MAR 17, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank Baldino, Jr., For For Management
Ph.D.
1.2 Elect Director William P. Egan For For Management
1.3 Elect Director Martyn D. Greenacre For For Management
1.4 Elect Director Vaughn M. Kailian For For Management
1.5 Elect Director Kevin E. Moley For For Management
1.6 Elect Director Charles A. Sanders, M.D. For For Management
1.7 Elect Director Gail R. Wilensky, Ph.D. For For Management
1.8 Elect Director Dennis L. Winger For For Management
2 Amend Stock Option Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CF INDUSTRIES HOLDINGS, INC.
Ticker: CF Security ID: 125269100
Meeting Date: APR 21, 2009 Meeting Type: Proxy Contest
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card)
1.1 Elect Director Stephen A. Furbacher For For Management
1.2 Elect Director David R. Harvey For For Management
1.3 Elect Director John D. Johnson For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Green Card)
1.1 Elect Director Stephen A. Furbacher Withhold None Shareholder
1.2 Elect Director David R. Harvey Withhold None Shareholder
1.3 Elect Director John D. Johnson Withhold None Shareholder
2 Ratify Auditors For None Management
3 Approve Omnibus Stock Plan For None Management
- --------------------------------------------------------------------------------
CHARLES SCHWAB CORP., THE
Ticker: SCHW Security ID: 808513105
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nancy H. Bechtle For For Management
1.2 Elect Director Walter W. Bettinger II For For Management
1.3 Elect Director C. Preston Butcher For For Management
2 Report on Political Contributions Against Against Shareholder
3 Adopt a Policy in which the Company Against Against Shareholder
will not Make or Promise to Make Any
Death Benefit Payments to Senior
Executives
4 Amend Corporate Executive Bonus Plan Against Against Shareholder
- --------------------------------------------------------------------------------
CHESAPEAKE ENERGY CORP.
Ticker: CHK Security ID: 165167107
Meeting Date: JUN 12, 2009 Meeting Type: Annual
Record Date: APR 15, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard K. Davidson For Withhold Management
1.2 Elect Director V. Burns Hargis For For Management
1.3 Elect Director Charles T. Maxwell For Withhold Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
5 Declassify the Board of Directors Against For Shareholder
6 Require a Majority Vote for the Against For Shareholder
Election of Directors
7 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
- --------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 27, 2009 Meeting Type: Annual
Record Date: APR 1, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S. H. Armacost For For Management
1.2 Elect Director L. F. Deily For For Management
1.3 Elect Director R. E. Denham For For Management
1.4 Elect Director R. J. Eaton For For Management
1.5 Elect Director E. Hernandez For For Management
1.6 Elect Director F. G. Jenifer For For Management
1.7 Elect Director S. Nunn For For Management
1.8 Elect Director D. J. O'Reilly For For Management
1.9 Elect Director D. B. Rice For For Management
1.10 Elect Director K. W. Sharer For For Management
1.11 Elect Director C. R. Shoemate For For Management
1.12 Elect Director R. D. Sugar For For Management
1.13 Elect Director C. Ware For For Management
1.14 Elect Director J. S. Watson For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
6 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
7 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
8 Adopt Guidelines for Country Selection Against Against Shareholder
9 Adopt Human Rights Policy Against Against Shareholder
10 Report on Market Specific Environmental Against Against Shareholder
Laws
- --------------------------------------------------------------------------------
CHUBB CORP., THE
Ticker: CB Security ID: 171232101
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zoe Baird For For Management
1.2 Elect Director Sheila P. Burke For For Management
1.3 Elect Director James I. Cash, Jr. For For Management
1.4 Elect Director Joel J. Cohen For For Management
1.5 Elect Director John D. Finnegan For For Management
1.6 Elect Director Klaus J. Mangold For For Management
1.7 Elect Director Martin G. McGuinn For For Management
1.8 Elect Director Lawrence M. Small For For Management
1.9 Elect Director Jess Soderberg For For Management
1.10 Elect Director Daniel E. Somers For For Management
1.11 Elect Director Karen Hastie Williams For For Management
1.12 Elect Director James M. Zimmerman For For Management
1.13 Elect Director Alfred W. Zollar For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CIENA CORPORATION
Ticker: CIEN Security ID: 171779309
Meeting Date: MAR 25, 2009 Meeting Type: Annual
Record Date: JAN 26, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen P. Bradley, For For Management
Ph.D.
1.2 Elect Director Bruce L. Claflin For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CIGNA CORP.
Ticker: CI Security ID: 125509109
Meeting Date: APR 22, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. Edward Hanway For For Management
1.2 Elect Director John M. Partridge For For Management
1.3 Elect Director James E. Rogers For For Management
1.4 Elect Director Eric C. Wiseman For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CINCINNATI FINANCIAL CORP.
Ticker: CINF Security ID: 172062101
Meeting Date: MAY 2, 2009 Meeting Type: Annual
Record Date: MAR 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Benoski For For Management
1.2 Elect Director William F. Bahl For For Management
1.3 Elect Director Gretchen W. Price For For Management
1.4 Elect Director John J. Schiff, Jr. For For Management
1.5 Elect Director Kenneth W. Stecher For For Management
1.6 Elect Director E. Anthony Woods For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Outside Director Stock Awards For Against Management
5 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
CINTAS CORP.
Ticker: CTAS Security ID: 172908105
Meeting Date: OCT 14, 2008 Meeting Type: Annual
Record Date: AUG 19, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gerald S. Adolph For For Management
2 Elect Director Paul R. Carter For For Management
3 Elect Director Gerald V. Dirvin For For Management
4 Elect Director Richard T. Farmer For For Management
5 Elect Director Scott D. Farmer For For Management
6 Elect Director Joyce Hergenhan For For Management
7 Elect Director Robert J. Kohlhepp For For Management
8 Elect Director David C. Phillips For For Management
9 Elect Director Ronald W. Tysoe For For Management
10 Ratify Auditors For For Management
11 Require Independent Board Chairman Against Against Shareholder
12 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 13, 2008 Meeting Type: Annual
Record Date: SEP 15, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carol A. Bartz For For Management
2 Elect Director M. Michele Burns For For Management
3 Elect Director Michael D. Capellas For For Management
4 Elect Director Larry R. Carter For For Management
5 Elect Director John T. Chambers For For Management
6 Elect Director Brian L. Halla For For Management
7 Elect Director John L. Hennessy For For Management
8 Elect Director Richard M. Kovacevich For For Management
9 Elect Director Roderick C. McGeary For For Management
10 Elect Director Michael K. Powell For For Management
11 Elect Director Steven M. West For For Management
12 Elect Director Jerry Yang For For Management
13 Ratify Auditors For For Management
14 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Human Rights
15 Report on Internet Fragmentation Against Against Shareholder
- --------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967101
Meeting Date: APR 21, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong For Against Management
1.2 Elect Director Alain J.P. Belda For Against Management
1.3 Elect Director John M. Deutch For Against Management
1.4 Elect Director Jerry A. Grundhofer For For Management
1.5 Elect Director Andrew N. Liveris For For Management
1.6 Elect Director Anne Mulcahy For For Management
1.7 Elect Director Michael E. O'Neill For For Management
1.8 Elect Director Vikram Pandit For For Management
1.9 Elect Director Richard D. Parsons For Against Management
1.10 Elect Director Lawrence R. Ricciardi For For Management
1.11 Elect Director Judith Rodin For For Management
1.12 Elect Director Robert L. Ryan For For Management
1.13 Elect Director Anthony M. Santomero For For Management
1.14 Elect Director William S. Thompson, Jr. For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
5 Disclose Prior Government Service Against Against Shareholder
6 Report on Political Contributions Against Against Shareholder
7 Report on Predatory Lending Policies Against Against Shareholder
8 Require More Director Nominations Than Against Against Shareholder
Open Seats
9 Prepare Carbon Principles Report Against Against Shareholder
10 Stock Retention/Holding Period Against Against Shareholder
11 Disclose Information on Compensation Against Against Shareholder
Consultant
12 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
13 Restore or Provide for Cumulative Against Against Shareholder
Voting
- --------------------------------------------------------------------------------
CITRIX SYSTEMS, INC.
Ticker: CTXS Security ID: 177376100
Meeting Date: MAY 29, 2009 Meeting Type: Annual
Record Date: APR 1, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Thomas F. Bogan For For Management
2 Elect Director Nanci Caldwell For For Management
3 Elect Director Gary E. Morin For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CLEAR CHANNEL COMMUNICATIONS, INC.
Ticker: CCU Security ID: 184502102
Meeting Date: JUL 24, 2008 Meeting Type: Special
Record Date: JUN 19, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Other Business For Against Management
- --------------------------------------------------------------------------------
CME GROUP INC.
Ticker: CME Security ID: 12572Q105
Meeting Date: AUG 18, 2008 Meeting Type: Special
Record Date: JUL 18, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Size of Board For For Management
2 Issue Shares in Connection with For For Management
Acquisition
3 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
CME GROUP INC.
Ticker: CME Security ID: 12572Q105
Meeting Date: MAY 13, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis H. Chookaszian For For Management
1.2 Elect Director Robert F. Corvino For For Management
1.3 Elect Director Larry G. Gerdes For For Management
1.4 Elect Director Daniel R. Glickman For For Management
1.5 Elect Director James E. Oliff For For Management
1.6 Elect Director John L. Pietrzak For For Management
1.7 Elect Director Alex J. Pollock For For Management
1.8 Elect Director William R. Shepard For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Non-Employee Director Omnibus For For Management
Stock Plan
4 Amend Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COACH, INC.
Ticker: COH Security ID: 189754104
Meeting Date: OCT 30, 2008 Meeting Type: Annual
Record Date: SEP 3, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lew Frankfort For For Management
1.2 Elect Director Susan Kropf For Withhold Management
1.3 Elect Director Gary Loveman For Withhold Management
1.4 Elect Director Ivan Menezes For Withhold Management
1.5 Elect Director Irene Miller For Withhold Management
1.6 Elect Director Keith Monda For For Management
1.7 Elect Director Michael Murphy For Withhold Management
1.8 Elect Director Jide Zeitlin For Withhold Management
2 Amend Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
COCA-COLA COMPANY, THE
Ticker: KO Security ID: 191216100
Meeting Date: APR 22, 2009 Meeting Type: Annual
Record Date: FEB 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert A. Allen For For Management
1.2 Elect Director Ronald W. Allen For Against Management
1.3 Elect Director Cathleen P. Black For Against Management
1.4 Elect Director Barry Diller For For Management
1.5 Elect Director Alexis M. Herman For Against Management
1.6 Elect Director Muhtar Kent For For Management
1.7 Elect Director Donald R. Keough For For Management
1.8 Elect Director Maria Elena Lagomsino For Against Management
1.9 Elect Director Donald F. McHenry For For Management
1.10 Elect Director Sam Nunn For For Management
1.11 Elect Director James D. Robinson III For Against Management
1.12 Elect Director Peter V. Ueberroth For For Management
1.13 Elect Director Jacob Wallenberg For Against Management
1.14 Elect Director James B. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Human Rights
6 Performance-Based Awards Against Against Shareholder
- --------------------------------------------------------------------------------
COCA-COLA ENTERPRISES INC.
Ticker: CCE Security ID: 191219104
Meeting Date: APR 21, 2009 Meeting Type: Annual
Record Date: FEB 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Calvin Darden For For Management
1.2 Elect Director Donna A. James For For Management
1.3 Elect Director Thomas H. Johnson For For Management
2 Ratify Auditors For For Management
3 Submit Severance Agreement to (Change Against For Shareholder
in control) to Shareholder Vote
4 Adopt Principles for Health Care Reform Against Against Shareholder
- --------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORP.
Ticker: CTSH Security ID: 192446102
Meeting Date: JUN 5, 2009 Meeting Type: Annual
Record Date: APR 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Francisco D'Souza For For Management
1.2 Elect Director John N. Fox, Jr. For For Management
1.3 Elect Director Thomas M. Wendel For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COLGATE-PALMOLIVE CO.
Ticker: CL Security ID: 194162103
Meeting Date: MAY 8, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. Cahill For For Management
1.2 Elect Director Jill K. Conway For For Management
1.3 Elect Director Ian Cook For For Management
1.4 Elect Director Ellen M. Hancock For For Management
1.5 Elect Director David W. Johnson For For Management
1.6 Elect Director Richard J. Kogan For For Management
1.7 Elect Director Delano E. Lewis For For Management
1.8 Elect Director J. Pedro Reinhard For For Management
1.9 Elect Director Stephen I. Sadove For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
COMCAST CORP.
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 13, 2009 Meeting Type: Annual
Record Date: MAR 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S. Decker Anstrom For Withhold Management
1.2 Elect Director Kenneth J. Bacon For For Management
1.3 Elect Director Sheldon M. Bonovitz For For Management
1.4 Elect Director Edward D. Breen For For Management
1.5 Elect Director Julian A. Brodsky For For Management
1.6 Elect Director Joseph J. Collins For Withhold Management
1.7 Elect Director J. Michael Cook For For Management
1.8 Elect Director Gerald L. Hassell For For Management
1.9 Elect Director Jeffrey A. Honickman For For Management
1.10 Elect Director Brian L. Roberts For For Management
1.11 Elect Director Ralph J. Roberts For For Management
1.12 Elect Director Dr. Judith Rodin For Withhold Management
1.13 Elect Director Michael I. Sovern For Withhold Management
2 Ratify Auditors For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Amend Restricted Stock Plan For For Management
5 Amend Stock Option Plan For For Management
6 Increase Disclosure of Executive Against Against Shareholder
Compensation
7 Seek Shareholder Approval on Certain Against Against Shareholder
Future Death Benefit Arrangements
8 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
9 Adopt a Recapitalization Plan Against For Shareholder
- --------------------------------------------------------------------------------
COMERICA INC.
Ticker: CMA Security ID: 200340107
Meeting Date: MAY 19, 2009 Meeting Type: Annual
Record Date: MAR 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lillian Bauder For Against Management
2 Elect Director Richard G. Lindner For Against Management
3 Elect Director Robert S. Taubman For For Management
4 Elect Director Reginald M. Turner, Jr. For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
7 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
COMPUWARE CORP.
Ticker: CPWR Security ID: 205638109
Meeting Date: AUG 26, 2008 Meeting Type: Annual
Record Date: JUN 30, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Directors Dennis W. Archer For For Management
1.2 Elect Directors Gurminder S. Bedi For For Management
1.3 Elect Directors William O. Grabe For For Management
1.4 Elect Directors William R. Halling For For Management
1.5 Elect Directors Peter Karmanos, Jr For For Management
1.6 Elect Directors Faye Alexander Nelson For For Management
1.7 Elect Directors Glenda D. Price For For Management
1.8 Elect Directors W. James Prowse For For Management
1.9 Elect Directors G. Scott Romney For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CONAGRA FOODS INC.
Ticker: CAG Security ID: 205887102
Meeting Date: SEP 25, 2008 Meeting Type: Annual
Record Date: AUG 1, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mogens C. Bay For For Management
1.2 Elect Director Stephen G. Butler For For Management
1.3 Elect Director Steven F. Goldstone For For Management
1.4 Elect Director W.G. Jurgensen For For Management
1.5 Elect Director Ruth Ann Marshall For For Management
1.6 Elect Director Gary M. Rodkin For For Management
1.7 Elect Director Andrew J. Schindler For For Management
1.8 Elect Director Kenneth E. Stinson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 13, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard L. Armitage For For Management
1.2 Elect Director Richard H. Auchinleck For For Management
1.3 Elect Director James E. Copeland, Jr. For For Management
1.4 Elect Director Kenneth M. Duberstein For For Management
1.5 Elect Director Ruth R. Harkin For For Management
1.6 Elect Director Harold W. McGraw III For For Management
1.7 Elect Director James J. Mulva For For Management
1.8 Elect Director Harald J. Norvik For For Management
1.9 Elect Director William K. Reilly For For Management
1.10 Elect Director Bobby S. Shackouls For For Management
1.11 Elect Director Victoria J. Tschinkel For For Management
1.12 Elect Director Kathryn C. Turner For For Management
1.13 Elect Director William E. Wade, Jr. For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Adopt Principles for Health Care Reform Against Against Shareholder
5 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
6 Report on Political Contributions Against Against Shareholder
7 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
8 Report on Environmental Impact of Oil Against Against Shareholder
Sands Operations in Canada
9 Require Director Nominee Qualifications Against Against Shareholder
- --------------------------------------------------------------------------------
CONSOL ENERGY, INC.
Ticker: CNX Security ID: 20854P109
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: MAR 5, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Whitmire For For Management
1.2 Elect Director J. Brett Harvey For For Management
1.3 Elect Director James E. Altmeyer, Sr. For For Management
1.4 Elect Director Philip W. Baxter For For Management
1.5 Elect Director William E. Davis For For Management
1.6 Elect Director Raj K. Gupta For For Management
1.7 Elect Director Patricia A. Hammick For For Management
1.8 Elect Director David C. Hardesty, Jr. For For Management
1.9 Elect Director John T. Mills For For Management
1.10 Elect Director William P. Powell For For Management
1.11 Elect Director Joseph T. Williams For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
5 Provide Early Disclosure of Shareholder Against For Shareholder
Proposal Voting Results
- --------------------------------------------------------------------------------
CONSOLIDATED EDISON, INC.
Ticker: ED Security ID: 209115104
Meeting Date: MAY 18, 2009 Meeting Type: Annual
Record Date: MAR 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin Burke For For Management
1.2 Elect Director Vincent A. Calarco For For Management
1.3 Elect Director George Campbell, Jr. For For Management
1.4 Elect Director Gordon J. Davis For For Management
1.5 Elect Director Michael J. Del Giudice For For Management
1.6 Elect Director Ellen V. Futter For For Management
1.7 Elect Director John F. Hennessy III For For Management
1.8 Elect Director Sally Hernandez For For Management
1.9 Elect Director John F. Kilian For For Management
1.10 Elect Director Eugene R. McGrath For For Management
1.11 Elect Director Michael W. Ranger For For Management
1.12 Elect Director L. Frederick Sutherland For For Management
2 Ratify Auditors For For Management
3 Increase Disclosure of Executive Against Against Shareholder
Compensation
- --------------------------------------------------------------------------------
CONSTELLATION BRANDS, INC.
Ticker: STZ.B Security ID: 21036P108
Meeting Date: JUL 17, 2008 Meeting Type: Annual
Record Date: MAY 23, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry A. Fromberg For For Management
1.2 Elect Director Jeananne K. Hauswald For For Management
1.3 Elect Director James A. Locke III For For Management
1.4 Elect Director Thomas C. McDermott For For Management
1.5 Elect Director Peter M. Perez For For Management
1.6 Elect Director Richard Sands For For Management
1.7 Elect Director Robert Sands For For Management
1.8 Elect Director Paul L. Smith For For Management
1.9 Elect Director Peter H. Soderberg For For Management
1.10 Elect Director Mark Zupan For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CONSTELLATION ENERGY GROUP, INC.
Ticker: CEG Security ID: 210371100
Meeting Date: JUL 18, 2008 Meeting Type: Annual
Record Date: APR 28, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Yves C. de Balmann For For Management
2 Elect Director Douglas L. Becker For For Management
3 Elect Director Ann C. Berzin For For Management
4 Elect Director James T. Brady For For Management
5 Elect Director Edward A. Crooke For For Management
6 Elect Director James R. Curtiss For For Management
7 Elect Director Freeman A. Hrabowski, For For Management
III
8 Elect Director Nancy Lampton For For Management
9 Elect Director Robert J. Lawless For For Management
10 Elect Director Lynn M. Martin For For Management
11 Elect Director Mayo A. Shattuck, III For For Management
12 Elect Director John L. Skolds For For Management
13 Elect Director Michael D. Sullivan For For Management
14 Ratify Auditors For For Management
15 Increase Authorized Common Stock For Against Management
- --------------------------------------------------------------------------------
CONSTELLATION ENERGY GROUP, INC.
Ticker: CEG Security ID: 210371100
Meeting Date: MAY 29, 2009 Meeting Type: Annual
Record Date: MAR 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Yves C. de Balmann For For Management
2 Elect Director Ann C. Berzin For For Management
3 Elect Director James T. Brady For For Management
4 Elect Director James R. Curtiss For For Management
5 Elect Director Freeman A. Hrabowski, For For Management
III
6 Elect Director Nancy Lampton For For Management
7 Elect Director Robert J. Lawless For For Management
8 Elect Director Lynn M. Martin For For Management
9 Elect Director Mayo A. Shattuck III For For Management
10 Elect Director John L. Skolds For For Management
11 Elect Director Michael D. Sullivan For For Management
12 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CONVERGYS CORP.
Ticker: CVG Security ID: 212485106
Meeting Date: APR 21, 2009 Meeting Type: Annual
Record Date: MAR 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Barrett For Withhold Management
1.2 Elect Director Willard W. Brittain, Jr. For Withhold Management
1.3 Elect Director David F. Dougherty For Withhold Management
1.4 Elect Director Joseph E. Gibbs For Withhold Management
1.5 Elect Director Barry S. Rosenstein For For Management
2 Ratify Auditors For For Management
3 Amend Code of Regulation to Adopt For For Management
Director Resignation Policy
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
5 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
COOPER INDUSTRIES LTD
Ticker: CBE Security ID: G24182100
Meeting Date: APR 27, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Ivor J. Evan as Director For For Management
1.2 Elect Kirk S. Hachigian as Director For For Management
1.3 Elect Lawrence D. Kingsley as Director For For Management
1.4 Elect James R. Wilson as Director For For Management
2 Ratify Ernst & Young LLP as Independent For For Management
Auditors
3 Implement Code of Conduct Based on Against Against Shareholder
International Labor Organization
Standards
- --------------------------------------------------------------------------------
CORNING INC.
Ticker: GLW Security ID: 219350105
Meeting Date: APR 30, 2009 Meeting Type: Annual
Record Date: FEB 26, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James B. Flaws For For Management
1.2 Elect Director James R. Houghton For For Management
1.3 Elect Director James J. O'Connor For Withhold Management
1.4 Elect Director Deborah D. Rieman For For Management
1.5 Elect Director Peter F. Volanakis For For Management
1.6 Elect Director Mark S. Wrighton For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Against For Shareholder
Election of Directors
4 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 28, 2009 Meeting Type: Annual
Record Date: NOV 21, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James D. Sinegal For For Management
1.2 Elect Director Jeffrey H. Brotman For For Management
1.3 Elect Director Richard A. Galanti For For Management
1.4 Elect Director Daniel J. Evans For For Management
1.5 Elect Director Jeffrey S. Raikes For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COVENTRY HEALTH CARE INC.
Ticker: CVH Security ID: 222862104
Meeting Date: MAY 21, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel N. Mendelson For For Management
1.2 Elect Director Rodman W. Moorhead For For Management
1.3 Elect Director Timothy T. Weglicki For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COVIDIEN LTD.
Ticker: COV Security ID: G2552X108
Meeting Date: MAR 18, 2009 Meeting Type: Annual
Record Date: JAN 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Craig Arnold as Director For For Management
1b Elect Robert H. Brust as Director For For Management
1c Elect John M. Connors, Jr. as Director For For Management
1d Elect Christopher J. Coughlin as For For Management
Director
1e Elect Timothy M. Donahue as Director For For Management
1f Elect Kathy J. Herbert as Director For For Management
1g Elect Randall J. Hogan, III as For For Management
Director
1h Elect Richard J. Meelia as Director For For Management
1i Elect Dennis H. Reilley as Director For For Management
1j Elect Tadataka Yamada as Director For For Management
1k Elect Joseph A. Zaccagnino as Director For For Management
2 Approve Amended and Restated 2007 Stock For For Management
and Incentive Plan
3 Approve Auditors and Authorize Board to For For Management
Fix Their Remuneration
- --------------------------------------------------------------------------------
COVIDIEN LTD.
Ticker: COV Security ID: G2552X108
Meeting Date: MAY 28, 2009 Meeting Type: Court
Record Date: APR 17, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reincorporation from Bermuda to For For Management
Ireland through Scheme of Arrangement
2 Approve the Creation of Distributable For For Management
Reserves of Covidien plc
3 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
CSX CORP.
Ticker: CSX Security ID: 126408103
Meeting Date: MAY 6, 2009 Meeting Type: Annual
Record Date: MAR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. M. Alvarado For For Management
1.2 Elect Director A. Behring For For Management
1.3 Elect Director Sen. J. B. Breaux For For Management
1.4 Elect Director S. T. Halverson For For Management
1.5 Elect Director E. J. Kelly, III For For Management
1.6 Elect Director G. H. Lamphere For For Management
1.7 Elect Director J. D. McPherson For For Management
1.8 Elect Director T. T. O'Toole For For Management
1.9 Elect Director D. M. Ratcliffe For For Management
1.10 Elect Director D. J. Shepard For For Management
1.11 Elect Director M. J. Ward For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CUMMINS , INC.
Ticker: CMI Security ID: 231021106
Meeting Date: MAY 12, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert J. Bernhard For For Management
2 Elect Director Robert J. Darnall For For Management
3 Elect Director Robert K. Herdman For For Management
4 Elect Director Alexis M. Herman For For Management
5 Elect Director N. Thomas Linebarger For For Management
6 Elect Director William I. Miller For For Management
7 Elect Director Georgia R. Nelson For For Management
8 Elect Director Theodore M. Solso For For Management
9 Elect Director Carl Ware For For Management
10 Ratify Auditors For For Management
11 Amend Omnibus Stock Plan For For Management
12 Approve Executive Incentive Bonus Plan For For Management
13 Adopt and Implement ILO-based Human Against Against Shareholder
Rights Policy
- --------------------------------------------------------------------------------
CVS CAREMARK CORP
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 6, 2009 Meeting Type: Annual
Record Date: MAR 12, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edwin M. Banks For For Management
1.2 Elect Director C. David Brown II For For Management
1.3 Elect Director David W. Dorman For For Management
1.4 Elect Director Kristen E. Gibney For For Management
Williams
1.5 Elect Director Marian L. Heard For For Management
1.6 Elect Director William H. Joyce For For Management
1.7 Elect Director Jean-Pierre Million For For Management
1.8 Elect Director Terrence Murray For For Management
1.9 Elect Director C.A. Lance Piccolo For For Management
1.10 Elect Director Sheli Z. Rosenberg For For Management
1.11 Elect Director Thomas M. Ryan For For Management
1.12 Elect Director Richard J. Swift For For Management
2 Ratify Auditors For For Management
3 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
4 Require Independent Board Chairman Against Against Shareholder
5 Report on Political Contributions Against Against Shareholder
6 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
D.R. HORTON, INC.
Ticker: DHI Security ID: 23331A109
Meeting Date: JAN 29, 2009 Meeting Type: Annual
Record Date: DEC 2, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald R. Horton For For Management
1.2 Elect Director Bradley S. Anderson For For Management
1.3 Elect Director Michael R. Buchanan For For Management
1.4 Elect Director Michael W. Hewatt For For Management
1.5 Elect Director Bob G. Scott For For Management
1.6 Elect Director Donald J. Tomnitz For For Management
1.7 Elect Director Bill W. Wheat For For Management
2 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
3 Require a Majority Vote for the Against For Shareholder
Election of Directors
4 Other Business For Against Management
- --------------------------------------------------------------------------------
DANAHER CORP.
Ticker: DHR Security ID: 235851102
Meeting Date: MAY 5, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mortimer M. Caplin For For Management
1.2 Elect Director Donald J. Ehrlich For For Management
1.3 Elect Director Walter G. Lohr, Jr. For For Management
1.4 Elect Director Linda P. Hefner For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Adopt Employment Contract Against Against Shareholder
5 Stock Retention/Holding Period Against Against Shareholder
6 Report on Mercury Product Policies Against Against Shareholder
- --------------------------------------------------------------------------------
DAVITA INC.
Ticker: DVA Security ID: 23918K108
Meeting Date: JUN 15, 2009 Meeting Type: Annual
Record Date: APR 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles G. Berg For For Management
1.2 Elect Director Willard W. Brittain, Jr. For For Management
1.3 Elect Director Paul J. Diaz For For Management
1.4 Elect Director Peter T. Grauer For For Management
1.5 Elect Director John M. Nehra For For Management
1.6 Elect Director William L. Roper For For Management
1.7 Elect Director Kent J. Thiry For For Management
1.8 Elect Director Roger J. Valine For For Management
1.9 Elect Director Richard C. Vaughan For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DEAN FOODS COMPANY
Ticker: DF Security ID: 242370104
Meeting Date: MAY 21, 2009 Meeting Type: Annual
Record Date: MAR 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Janet Hill For For Management
1.2 Elect Director Hector M. Nevares For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DEERE & CO.
Ticker: DE Security ID: 244199105
Meeting Date: FEB 25, 2009 Meeting Type: Annual
Record Date: DEC 31, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Crandall C. Bowles For Against Management
1.2 Elect Director Vance D. Coffman For Against Management
1.3 Elect Director Clayton M. Jones For Against Management
1.4 Elect Director Thomas H. Patrick For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Shareholder
4 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
5 Require Independent Board Chairman Against Against Shareholder
- --------------------------------------------------------------------------------
DELL INC.
Ticker: DELL Security ID: 24702R101
Meeting Date: JUL 18, 2008 Meeting Type: Annual
Record Date: MAY 23, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald J. Carty For For Management
1.2 Elect Director Michael S. Dell For For Management
1.3 Elect Director William H. Gray, III For For Management
1.4 Elect Director Sallie L. Krawcheck For For Management
1.5 Elect Director Alan (A.G.) Lafley For For Management
1.6 Elect Director Judy C. Lewent For For Management
1.7 Elect Director Thomas W. Luce, III For For Management
1.8 Elect Director Klaus S. Luft For For Management
1.9 Elect Director Alex J. Mandl For For Management
1.10 Elect Director Michael A. Miles For For Management
1.11 Elect Director Samuel A. Nunn, Jr. For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Reimburse Proxy Expenses Against Against Shareholder
5 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
DENTSPLY INTERNATIONAL, INC.
Ticker: XRAY Security ID: 249030107
Meeting Date: MAY 12, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wendy L Dixon For For Management
1.2 Elect Director Leslie A. Jones For For Management
1.3 Elect Director Bret W. Wise For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DEVELOPERS DIVERSIFIED REALTY CORP.
Ticker: DDR Security ID: 251591103
Meeting Date: APR 9, 2009 Meeting Type: Special
Record Date: MAR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares for a For For Management
Private Placement
2 Amend Stock Ownership Limitations For For Management
3 Amend Securities Transfer Restrictions For For Management
4 Fix Number of Directors For For Management
5 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
DEVELOPERS DIVERSIFIED REALTY CORP.
Ticker: DDR Security ID: 251591103
Meeting Date: JUN 25, 2009 Meeting Type: Annual
Record Date: APR 29, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dean S. Adler For For Management
1.2 Elect Director Terrance R. Ahern For For Management
1.3 Elect Director Robert H. Gidel For For Management
1.4 Elect Director Daniel B. Hurwitz For For Management
1.5 Elect Director Volker Kraft For For Management
1.6 Elect Director Victor B. MacFarlane For For Management
1.7 Elect Director Craig Macnab For For Management
1.8 Elect Director Scott D. Roulston For For Management
1.9 Elect Director Barry A. Sholem For For Management
1.10 Elect Director William B. Summers, Jr. For For Management
1.11 Elect Director Scott A. Wolstein For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DEVON ENERGY CORP.
Ticker: DVN Security ID: 25179M103
Meeting Date: JUN 3, 2009 Meeting Type: Annual
Record Date: APR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Howard For For Management
1.2 Elect Director Michael M. Kanovsky For For Management
1.3 Elect Director J. Todd Mitchell For For Management
1.4 Elect Director J. Larry Nichols For For Management
2 Elect Director Robert A. Mosbacher, Jr. For For Management
3 Ratify Auditors For For Management
4 Approve Omnibus Stock Plan For Against Management
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
- --------------------------------------------------------------------------------
DIAMOND OFFSHORE DRILLING, INC.
Ticker: DO Security ID: 25271C102
Meeting Date: MAY 19, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James S. Tisch For For Management
1.2 Elect Director Lawrence R. Dickerson For For Management
1.3 Elect Director John R. Bolton For For Management
1.4 Elect Director Charles L. Fabrikant For For Management
1.5 Elect Director Paul G. Gaffney II For For Management
1.6 Elect Director Edward Grebow For For Management
1.7 Elect Director Herbert C. Hofmann For For Management
1.8 Elect Director Arthur L. Rebell For For Management
1.9 Elect Director Raymond S. Troubh For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES
Ticker: DFS Security ID: 254709108
Meeting Date: APR 21, 2009 Meeting Type: Annual
Record Date: FEB 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Aronin For For Management
1.2 Elect Director Mary K. Bush For For Management
1.3 Elect Director Gregory C. Case For For Management
1.4 Elect Director Robert M. Devlin For For Management
1.5 Elect Director Cynthia A. Glassman For For Management
1.6 Elect Director Richard H. Lenny For For Management
1.7 Elect Director Thomas G. Maheras For For Management
1.8 Elect Director Michael H. Moskow For For Management
1.9 Elect Director David W. Nelms For For Management
1.10 Elect Director E. Follin Smith For For Management
1.11 Elect Director Lawrence A.Weinbach For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DOMINION RESOURCES, INC.
Ticker: D Security ID: 25746U109
Meeting Date: MAY 5, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter W. Brown For For Management
1.2 Elect Director George A. Davidson, Jr. For For Management
1.3 Elect Director Thomas F. Farrell, II For For Management
1.4 Elect Director John W. Harris For Against Management
1.5 Elect Director Robert S. Jepson, Jr. For Against Management
1.6 Elect Director Mark J. Kington For Against Management
1.7 Elect Director Benjamin J. Lambert, III For For Management
1.8 Elect Director Margaret A. McKenna For For Management
1.9 Elect Director Frank S. Royal For Against Management
1.10 Elect Director David A. Wollard For Against Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Establish Fossil-Fuel-Free Energy Goal Against Against Shareholder
5 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
6 Submit SERP to Shareholder Vote Against For Shareholder
- --------------------------------------------------------------------------------
DOVER CORPORATION
Ticker: DOV Security ID: 260003108
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date: MAR 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. H. Benson For For Management
1.2 Elect Director R. W. Cremin For For Management
1.3 Elect Director T. J. Derosa For For Management
1.4 Elect Director J-P. M. Ergas For For Management
1.5 Elect Director P. T. Francis For For Management
1.6 Elect Directors K. C. Graham For For Management
1.7 Elect Director J. L. Koley For For Management
1.8 Elect Director R. A. Livingston For For Management
1.9 Elect Director R. K. Lochridge For For Management
1.10 Elect Director B. G. Rethore For For Management
1.11 Elect Director M. B. Stubbs For For Management
1.12 Elect Director M. A. Winston For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Report on Climate Change Against Against Shareholder
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DOW CHEMICAL COMPANY, THE
Ticker: DOW Security ID: 260543103
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Arnold A. Allemang For For Management
2 Elect Director Jacqueline K. Barton For For Management
3 Elect Director James A. Bell For For Management
4 Elect Director Jeff M. Fettig For For Management
5 Elect Director Barbara H. Franklin For For Management
6 Elect Director John B. Hess For For Management
7 Elect Director Andrew N. Liveris For For Management
8 Elect Director Geoffery E. Merszei For For Management
9 Elect Director Dennis H. Reilley For For Management
10 Elect Director James M. Ringler For Against Management
11 Elect Director Ruth G. Shaw For For Management
12 Elect Director Paul G. Stern For For Management
13 Ratify Auditors For For Management
14 Restore or Provide for Cumulative Against Against Shareholder
Voting
15 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
16 Stock Retention/Holding Period Against Against Shareholder
17 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
18 Report on Environmental Remediation in Against Against Shareholder
Midland Area
- --------------------------------------------------------------------------------
DR PEPPER SNAPPLE GROUP, INC.
Ticker: DPS Security ID: 26138E109
Meeting Date: MAY 19, 2009 Meeting Type: Annual
Record Date: MAR 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela H. Patsley For For Management
1.2 Elect Director M. Anne Szostak For For Management
1.3 Elect Director Michael F. Weinstein For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
DTE ENERGY CO.
Ticker: DTE Security ID: 233331107
Meeting Date: APR 30, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerard M. Anderson For For Management
1.2 Elect Director John E. Lobbia For For Management
1.3 Elect Director Eugene A. Miller For Withhold Management
1.4 Elect Director Mark A. Murray For For Management
1.5 Elect Director Charles W. Pryor, Jr. For For Management
1.6 Elect Director Ruth G. Shaw For For Management
2 Ratify Auditors For For Management
3 Report on Political Contributions Against Against Shareholder
4 Require a Majority Vote for the For For Shareholder
Election of Directors
- --------------------------------------------------------------------------------
DUKE ENERGY CORP.
Ticker: DUK Security ID: 26441C105
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date: MAR 12, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Barnet, III For For Management
1.2 Elect Director G. Alex Bernhardt, Sr. For For Management
1.3 Elect Director Michael G. Browning For For Management
1.4 Elect Director Daniel R. DiMicco For For Management
1.5 Elect Director Ann Maynard Gray For For Management
1.6 Elect Director James H. Hance, Jr For For Management
1.7 Elect Director James T. Rhodes For For Management
1.8 Elect Director James E. Rogers For For Management
1.9 Elect Director Philip R. Sharp For For Management
1.10 Elect Director Dudley S. Taft For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DUN & BRADSTREET CORP, THE
Ticker: DNB Security ID: 26483E100
Meeting Date: MAY 5, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Austin A. Adams For For Management
1.2 Elect Director James N. Fernandez For For Management
1.3 Elect Director Sandra E. Peterson For For Management
1.4 Elect Director Michael R. Quinlan For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
DYNEGY, INC.
Ticker: DYN Security ID: 26817G102
Meeting Date: MAY 22, 2009 Meeting Type: Annual
Record Date: MAR 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Biegler For For Management
1.2 Elect Director Thomas D. Clark, Jr. For For Management
1.3 Elect Director Victor E. Grijalva For For Management
1.4 Elect Director Patricia A. Hammick For For Management
1.5 Elect Director George L. Mazanec For For Management
1.6 Elect Director Howard B. Sheppard For For Management
1.7 Elect Director William L. Trubeck For For Management
1.8 Elect Director Bruce A. Williamson For For Management
2 Ratify Auditors For For Management
3 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
- --------------------------------------------------------------------------------
E.I. DU PONT DE NEMOURS & CO.
Ticker: DD Security ID: 263534109
Meeting Date: APR 29, 2009 Meeting Type: Annual
Record Date: MAR 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Samuel W. Bodman For For Management
2 Elect Director Richard H. Brown For For Management
3 Elect Director Robert A. Brown For For Management
4 Elect Director Bertrand P. Collomb For For Management
5 Elect Director Curtis J. Crawford For For Management
6 Elect Director Alexander M. Cutler For For Management
7 Elect Director John T. Dillon For For Management
8 Elect Director Eleuthere I. Du Pont For For Management
9 Elect Director Marillyn Hewson For For Management
10 Elect Director Charles O. Holliday, Jr. For For Management
11 Elect Director Lois D. Juliber For For Management
12 Elect Director Ellen J. Kullman For For Management
13 Elect Director William K. Reily For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
E.W. SCRIPPS CO. (THE)
Ticker: SSP Security ID: 811054204
Meeting Date: JUL 15, 2008 Meeting Type: Special
Record Date: JUN 9, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split For Against Management
- --------------------------------------------------------------------------------
EASTMAN CHEMICAL CO.
Ticker: EMN Security ID: 277432100
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date: MAR 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen R. Demeritt For For Management
1.2 Elect Director Robert M. Hernandez For For Management
1.3 Elect Director Lewis M. Kling For For Management
1.4 Elect Director David W. Raisbeck For For Management
2 Ratify Auditors For For Management
3 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
4 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
EASTMAN KODAK CO.
Ticker: EK Security ID: 277461109
Meeting Date: MAY 13, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard S. Braddock For For Management
2 Elect Director Timothy M. Donahue For For Management
3 Elect Director Michael J. Hawley For For Management
4 Elect Director William H. Hernandez For For Management
5 Elect Director Douglas R. Lebda For For Management
6 Elect Director Debra L. Lee For For Management
7 Elect Director Delano E. Lewis For For Management
8 Elect Director William G. Parrett For For Management
9 Elect Director Antonio M. Perez For For Management
10 Elect Director Dennis F. Strigl For For Management
11 Elect Director Laura D'Andrea Tyson For For Management
12 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EATON CORPORATION
Ticker: ETN Security ID: 278058102
Meeting Date: APR 22, 2009 Meeting Type: Annual
Record Date: FEB 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexander M. Cutler For For Management
1.2 Elect Director Arthur E. Johnson For For Management
1.3 Elect Director Deborah L. McCoy For For Management
1.4 Elect Director Gary L. Tooker For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: APR 29, 2009 Meeting Type: Annual
Record Date: MAR 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc L. Andreessen For For Management
1.2 Elect Director William C. Ford, Jr. For For Management
1.3 Elect Director Dawn G. Lepore For For Management
1.4 Elect Director Pierre M. Omidyar For For Management
1.5 Elect Director Richard T. Schlosberg, For For Management
III
2 Approve Stock Option Exchange Program For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ECOLAB, INC.
Ticker: ECL Security ID: 278865100
Meeting Date: MAY 8, 2009 Meeting Type: Annual
Record Date: MAR 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leslie S. Biller For For Management
1.2 Elect Director Jerry A. Grundhofer For For Management
1.3 Elect Director John J. Zillmer For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
EDISON INTERNATIONAL
Ticker: EIX Security ID: 281020107
Meeting Date: APR 23, 2009 Meeting Type: Annual
Record Date: FEB 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vanessa C.L. Chang For For Management
1.2 Elect Director France A. Cordova For For Management
1.3 Elect Director Theodore F. Craver, Jr. For For Management
1.4 Elect Director Charles B. Curtis For For Management
1.5 Elect Director Bradford M. Freeman For For Management
1.6 Elect Director Luis G. Nogales For For Management
1.7 Elect Director Ronald L. Olson For For Management
1.8 Elect Director James M. Rosser For For Management
1.9 Elect Director Richard T. Schlosberg, For For Management
III
1.10 Elect Director Thomas C. Sutton For For Management
1.11 Elect Director Brett White For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
EL PASO CORP
Ticker: EP Security ID: 28336L109
Meeting Date: MAY 6, 2009 Meeting Type: Annual
Record Date: MAR 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Juan Carlos Braniff For For Management
1.2 Elect Director James L. Dunlap For For Management
1.3 Elect Director Douglas L. Foshee For For Management
1.4 Elect Director Robert W. Goldman For For Management
1.5 Elect Director Anthony W. Hall, Jr. For For Management
1.6 Elect Director Thomas R. Hix For For Management
1.7 Elect Director Ferrell P. McClean For For Management
1.8 Elect Director Steven J. Shapiro For For Management
1.9 Elect Director J. Michael Talbert For For Management
1.10 Elect Director Robert F. Vagt For For Management
1.11 Elect Director John L. Whitmire For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ELECTRONIC ARTS INC.
Ticker: ERTS Security ID: 285512109
Meeting Date: JUL 31, 2008 Meeting Type: Annual
Record Date: JUN 9, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Leonard S. Coleman For For Management
2 Elect Director Gary M. Kusin For For Management
3 Elect Director Gregory B. Maffei For For Management
4 Elect Director Vivek Paul For For Management
5 Elect Director Lawrence F. Probst III For For Management
6 Elect Director John S. Riccitiello For For Management
7 Elect Director Richard A. Simonson For For Management
8 Elect Director Linda J. Srere For For Management
9 Amend Omnibus Stock Plan For For Management
10 Amend Qualified Employee Stock Purchase For For Management
Plan
11 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ELECTRONIC DATA SYSTEMS CORP.
Ticker: EDS Security ID: 285661104
Meeting Date: JUL 31, 2008 Meeting Type: Special
Record Date: JUN 24, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
ELI LILLY AND CO.
Ticker: LLY Security ID: 532457108
Meeting Date: APR 20, 2009 Meeting Type: Annual
Record Date: FEB 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin S. Feldstein For Withhold Management
1.2 Elect Director J. Erik Fyrwald For Withhold Management
1.3 Elect Director Ellen R. Marram For Withhold Management
1.4 Elect Director Douglas R. Oberhelman For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Reduce Supermajority Vote Requirement Against For Shareholder
6 Amend Vote Requirements to Amend Against For Shareholder
Articles/Bylaws/Charter
7 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
EMBARQ CORP
Ticker: EQ Security ID: 29078E105
Meeting Date: JAN 27, 2009 Meeting Type: Special
Record Date: DEC 17, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
- --------------------------------------------------------------------------------
EMC CORPORATION
Ticker: EMC Security ID: 268648102
Meeting Date: MAY 6, 2009 Meeting Type: Annual
Record Date: MAR 5, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Michael W. Brown For For Management
2 Elect Director Randolph L. Cowen For For Management
3 Elect Director Michael J. Cronin For For Management
4 Elect Director Gail Deegan For For Management
5 Elect Director John R. Egan For For Management
6 Elect Director W. Paul Fitzgerald For For Management
7 Elect Director Edmund F. Kelly For For Management
8 Elect Director Windle B. Priem For For Management
9 Elect Director Paul Sagan For For Management
10 Elect Director David N. Strohm For For Management
11 Elect Director Joseph M. Tucci For For Management
12 Ratify Auditors For For Management
13 Amend Qualified Employee Stock Purchase For For Management
Plan
14 Permit Right to Call Special Meeting For For Management
15 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 3, 2009 Meeting Type: Annual
Record Date: NOV 25, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A.A. Busch III For For Management
1.2 Elect Director A.F. Golden For For Management
1.3 Elect Director H. Green For For Management
1.4 Elect Director W.R. Johnson For For Management
1.5 Elect Director J.B. Menzer For For Management
1.6 Elect Director V.R. Loucks, Jr. For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ENSCO INTERNATIONAL, INC.
Ticker: ESV Security ID: 26874Q100
Meeting Date: MAY 28, 2009 Meeting Type: Annual
Record Date: MAR 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerald W. Haddock For For Management
1.2 Elect Director Paul E. Rowsey, III For For Management
1.3 Elect Director C. Christopher Gaut For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ENTERGY CORP.
Ticker: ETR Security ID: 29364G103
Meeting Date: MAY 8, 2009 Meeting Type: Annual
Record Date: MAR 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maureen Scannell Bateman For For Management
1.2 Elect Director W. Frank Blount For For Management
1.3 Elect Director Gary W. Edwards For For Management
1.4 Elect Director Alexis M. Herman For For Management
1.5 Elect Director Donald C. Hintz For For Management
1.6 Elect Director J. Wayne Leonard For For Management
1.7 Elect Director Stuart L. Levenick For For Management
1.8 Elect Director James R. Nichols For For Management
1.9 Elect Director William A. Percy, II For For Management
1.10 Elect Director W.J. Tauzin For For Management
1.11 Elect Director Steven V. Wilkinson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: APR 29, 2009 Meeting Type: Annual
Record Date: MAR 5, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George A. Alcorn For For Management
1.2 Elect Director Charles R. Crisp For For Management
1.3 Elect Director James C. Day For For Management
1.4 Elect Director Mark G. Papa For For Management
1.5 Elect Director H. Leighton Steward For For Management
1.6 Elect Director Donald F. Textor For For Management
1.7 Elect Director Frank G. Wisner For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EQT CORPORATION
Ticker: EQT Security ID: 26884L109
Meeting Date: APR 22, 2009 Meeting Type: Annual
Record Date: FEB 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip G. Behrman For For Management
1.2 Elect Director A. Bray Cary, Jr. For For Management
1.3 Elect Director Barbara S. Jeremiah For For Management
1.4 Elect Director Lee T. Todd, Jr. For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
- --------------------------------------------------------------------------------
EQUIFAX INC.
Ticker: EFX Security ID: 294429105
Meeting Date: MAY 8, 2009 Meeting Type: Annual
Record Date: MAR 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark L. Feidler For Withhold Management
1.2 Elect Director John A. McKinley For For Management
1.3 Elect Director Richard F. Smith For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
- --------------------------------------------------------------------------------
EQUITY RESIDENTIAL
Ticker: EQR Security ID: 29476L107
Meeting Date: JUN 11, 2009 Meeting Type: Annual
Record Date: MAR 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee John W. Alexander For For Management
1.2 Elect Trustee Charles L. Atwood For For Management
1.3 Elect Trustee Boone A. Knox For For Management
1.4 Elect Trustee John E. Neal For For Management
1.5 Elect Trustee David J. Neithercut For For Management
1.6 Elect Trustee Sheli Z. Rosenberg For For Management
1.7 Elect Trustee Gerald A. Spector For For Management
1.8 Elect Trustee B. Joseph White For For Management
1.9 Elect Trustee Samuel Zell For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Against For Shareholder
Election of Directors
- --------------------------------------------------------------------------------
ESTEE LAUDER COMPANIES INC., THE
Ticker: EL Security ID: 518439104
Meeting Date: NOV 7, 2008 Meeting Type: Annual
Record Date: SEP 16, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charlene Barshefsky For For Management
1.2 Elect Director Leonard A. Lauder For For Management
1.3 Elect Director Ronald S. Lauder For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EXELON CORPORATION
Ticker: EXC Security ID: 30161N101
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Canning, Jr. For For Management
1.2 Elect Director M. Walter D'Alessio For For Management
1.3 Elect Director Bruce DeMars For For Management
1.4 Elect Director Nelson A. Diaz For For Management
1.5 Elect Director Rosemarie B. Greco For For Management
1.6 Elect Director Paul L. Joskow For For Management
1.7 Elect Director John M. Palms For For Management
1.8 Elect Director John W. Rogers, Jr. For For Management
1.9 Elect Director John W. Rowe For For Management
1.10 Elect Director Stephen D. Steinour For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Report on Global Warming Against Against Shareholder
- --------------------------------------------------------------------------------
EXPEDIA INC
Ticker: EXPE Security ID: 30212P105
Meeting Date: JUN 2, 2009 Meeting Type: Annual
Record Date: APR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. George Battle For For Management
1.2 Elect Director Barry Diller For For Management
1.3 Elect Director Jonathan L. Dolgen For For Management
1.4 Elect Director William R. Fitzgerald For For Management
1.5 Elect Director Craig A. Jacobson For For Management
1.6 Elect Director Victor A. Kaufman For For Management
1.7 Elect Director Peter M. Kern For For Management
1.8 Elect Director Dara Khosrowshahi For For Management
1.9 Elect Director John C. Malone For For Management
1.10 Elect Director Jose A. Tazon For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EXPEDITORS INTERNATIONAL OF WASHINGTON, INC.
Ticker: EXPD Security ID: 302130109
Meeting Date: MAY 6, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark A. Emmert For For Management
1.2 Elect Director R. Jordan Gates For For Management
1.3 Elect Director Dan P. Kourkoumelis For For Management
1.4 Elect Director Michael J. Malone For For Management
1.5 Elect Director John W. Meisenbach For For Management
1.6 Elect Director Peter J. Rose For For Management
1.7 Elect Director James L.K. Wang For For Management
1.8 Elect Director Robert R. Wright For For Management
2 Approve Stock Option Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EXPRESS SCRIPTS, INC.
Ticker: ESRX Security ID: 302182100
Meeting Date: MAY 27, 2009 Meeting Type: Annual
Record Date: MAR 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary G. Benanav For For Management
1.2 Elect Director Frank J. Borelli For For Management
1.3 Elect Director Maura C. Breen For For Management
1.4 Elect Director Nicholas J. LaHowchic For For Management
1.5 Elect Director Thomas P. Mac Mahon For For Management
1.6 Elect Director Frank Mergenthaler For For Management
1.7 Elect Director Woodrow A Myers, Jr, MD For For Management
1.8 Elect Director John O. Parker, Jr. For For Management
1.9 Elect Director George Paz For For Management
1.10 Elect Director Samuel K. Skinner For For Management
1.11 Elect Director Seymour Sternberg For For Management
1.12 Elect Director Barrett A. Toan For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EXXON MOBIL CORP.
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 27, 2009 Meeting Type: Annual
Record Date: APR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M.J. Boskin For For Management
1.2 Elect Director L.R. Faulkner For For Management
1.3 Elect Director K.C. Frazier For For Management
1.4 Elect Director .W. George For For Management
1.5 Elect Director R.C. King For For Management
1.6 Elect Director M.C. Nelson For For Management
1.7 Elect Director S.J. Palmisano For For Management
1.8 Elect Director S.S Reinemund For For Management
1.9 Elect Director R.W. Tillerson For For Management
1.10 Elect Director E.E. Whitacre, Jr. For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against Against Shareholder
4 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
5 Reincorporate in Another State [from Against Against Shareholder
New Jersey to North Dakota]
6 Require Independent Board Chairman Against Against Shareholder
7 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
8 Compare CEO Compensation to Average Against Against Shareholder
U.S. per Capita Income
9 Review Anti-discrimination Policy on Against Against Shareholder
Corporate Sponsorships and Executive
Perks
10 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
11 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
12 Report on Climate Change Impacts on Against Against Shareholder
Emerging Countries
13 Adopt Policy to Increase Renewable Against Against Shareholder
Energy
- --------------------------------------------------------------------------------
FAMILY DOLLAR STORES, INC.
Ticker: FDO Security ID: 307000109
Meeting Date: JAN 15, 2009 Meeting Type: Annual
Record Date: NOV 28, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark R. Bernstein For For Management
1.2 Elect Director Pamela L. Davies For For Management
1.3 Elect Director Sharon Allred Decker For For Management
1.4 Elect Director Edward C. Dolby For For Management
1.5 Elect Director Glenn A. Eisenberg For For Management
1.6 Elect Director Howard R. Levine For For Management
1.7 Elect Director George R. Mahoney, Jr. For For Management
1.8 Elect Director James G. Martin For For Management
1.9 Elect Director Harvey Morgan For For Management
1.10 Elect Director Dale C. Pond For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FIDELITY NATIONAL INFORMATION SERVICES INC
Ticker: FIS Security ID: 31620M106
Meeting Date: MAY 28, 2009 Meeting Type: Annual
Record Date: MAR 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William P. Foley, II For For Management
1.2 Elect Director Thomas M. Hagerty For Withhold Management
1.3 Elect Director Keith W. Hughes For For Management
1.4 Elect Director Richard N. Massey For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FIFTH THIRD BANCORP
Ticker: FITB Security ID: 316773100
Meeting Date: DEC 29, 2008 Meeting Type: Special
Record Date: DEC 4, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Incorporation and For For Management
Amend Code of Regulations
2 Amend Articles of Incorporation to For For Management
Revise Express Terms of Series G
Preferred Stock
3 Amend Articles of Incorporation and For Against Management
Amend Code of Regulations
4 Adjourn Meeting For Against Management
- --------------------------------------------------------------------------------
FIFTH THIRD BANCORP
Ticker: FITB Security ID: 316773100
Meeting Date: APR 21, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darryl F. Allen For For Management
1.2 Elect Director John F. Barrett For For Management
1.3 Elect Director Ulysses L. Bridgeman, For For Management
Jr.
1.4 Elect Director James P. Hackett For For Management
1.5 Elect Director Gary R. Heminger For Withhold Management
1.6 Elect Director Kevin T. Kabat For For Management
1.7 Elect Director Mitchel D. Livingston For For Management
1.8 Elect Director Hendrik G. Meijer For Withhold Management
1.9 Elect Director John J. Schiff, Jr. For For Management
1.10 Elect Director Dudley S. Taft For For Management
1.11 Elect Director Thomas W. Traylor For For Management
1.12 Elect Director Marsha C. Williams For For Management
2 Amend Articles of Incorporation For Against Management
3 Amend Nonqualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
5 Advisory Vote on Executive Compensation For Against Management
6 Prepare Sustainability Report Against Against Shareholder
7 Require a Majority Vote for the Against For Shareholder
Election of Directors
8 Hire Advisor/Maximize Shareholder Value Against Against Shareholder
- --------------------------------------------------------------------------------
FIRSTENERGY CORP
Ticker: FE Security ID: 337932107
Meeting Date: MAY 19, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul T. Addison For Withhold Management
1.2 Elect Director Anthony J. Alexander For Withhold Management
1.3 Elect Director Michael J. Anderson For Withhold Management
1.4 Elect Director Dr. Carol A. Cartwright For Withhold Management
1.5 Elect Director William T. Cottle For Withhold Management
1.6 Elect Director Robert B. Heisler, Jr. For Withhold Management
1.7 Elect Director Ernest J. Novak, Jr. For Withhold Management
1.8 Elect Director Catherine A. Rein For Withhold Management
1.9 Elect Director George M. Smart For Withhold Management
1.10 Elect Director Wes M. Taylor For Withhold Management
1.11 Elect Director Jesse T. Williams, Sr. For Withhold Management
2 Ratify Auditors For For Management
3 Adopt Simple Majority Vote Against For Shareholder
4 Amend Bylaws to Reduce the Percentage Against Against Shareholder
of Shares Required to Call Special
Shareholder Meeting
5 Establish Shareholder Proponent Against Against Shareholder
Engagement Process
6 Require a Majority Vote for the Against For Shareholder
Election of Directors
- --------------------------------------------------------------------------------
FISERV, INC.
Ticker: FISV Security ID: 337738108
Meeting Date: MAY 20, 2009 Meeting Type: Annual
Record Date: MAR 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. P. Kearney For For Management
1.2 Elect Director P. J. Kight For For Management
1.3 Elect Director J. W. Yabuki For For Management
2 Amend Qualified Employee Stock Purchase For For Management
Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FLIR SYSTEMS, INC.
Ticker: FLIR Security ID: 302445101
Meeting Date: MAY 1, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Earl R. Lewis For For Management
1.2 Elect Director Steven E. Wynne For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FLOWSERVE CORP.
Ticker: FLS Security ID: 34354P105
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date: MAR 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger L. Fix For For Management
1.2 Elect Director Lewis M. Kling For For Management
1.3 Elect Director James O. Rollans For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FLUOR CORP.
Ticker: FLR Security ID: 343412102
Meeting Date: MAY 6, 2009 Meeting Type: Annual
Record Date: MAR 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter K. Barker For For Management
1.2 Elect Director Alan L. Boeckmann For For Management
1.3 Elect Director Vilma S. Martinez For For Management
1.4 Elect Director Dean R. O'Hare For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FOREST LABORATORIES, INC.
Ticker: FRX Security ID: 345838106
Meeting Date: AUG 11, 2008 Meeting Type: Annual
Record Date: JUN 19, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard Solomon For For Management
1.2 Elect Director L.S. Olanoff For For Management
1.3 Elect Director Nesli Basgoz For For Management
1.4 Elect Director William J. Candee, III For For Management
1.5 Elect Director George S. Cohan For For Management
1.6 Elect Director Dan L. Goldwasser For For Management
1.7 Elect Director Kenneth E. Goodman For For Management
1.8 Elect Director Lester B. Salans For For Management
2 Amend Articles of Incorporation For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FORTUNE BRANDS, INC.
Ticker: FO Security ID: 349631101
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce A. Carbonari For For Management
1.2 Elect Director Ann F. Hackett For For Management
1.3 Elect Director David M. Thomas For For Management
1.4 Elect Director Ronald V. Waters, III For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Reduce Supermajority Vote Requirement Against For Shareholder
- --------------------------------------------------------------------------------
FPL GROUP, INC.
Ticker: FPL Security ID: 302571104
Meeting Date: MAY 22, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sherry S. Barrat For Withhold Management
1.2 Elect Director Robert M. Beall, II For Withhold Management
1.3 Elect Director J. Hyatt Brown For For Management
1.4 Elect Director James L. Camaren For Withhold Management
1.5 Elect Director J. Brian Ferguson For Withhold Management
1.6 Elect Director Lewis Hay, III For For Management
1.7 Elect Director Toni Jennings For Withhold Management
1.8 Elect Director Oliver D. Kingsley, Jr. For For Management
1.9 Elect Director Rudy E. Schupp For For Management
1.10 Elect Director Michael H. Thaman For For Management
1.11 Elect Director Hansel E. Tookes, II For For Management
1.12 Elect Director Paul R. Tregurtha For Withhold Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC.
Ticker: BEN Security ID: 354613101
Meeting Date: MAR 11, 2009 Meeting Type: Annual
Record Date: JAN 12, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Samuel H. Armacost For For Management
2 Elect Director Charles Crocker For For Management
3 Elect Director Joseph R. Hardiman For For Management
4 Elect Director Robert D. Joffe For For Management
5 Elect Director Charles B. Johnson For For Management
6 Elect Director Gregory E. Johnson For For Management
7 Elect Director Rupert H. Johnson, Jr. For For Management
8 Elect Director Thomas H. Kean For For Management
9 Elect Director Chutta Ratnathicam For For Management
10 Elect Director Peter M. Sacerdote For For Management
11 Elect Director Laura Stein For For Management
12 Elect Director Anne M. Tatlock For For Management
13 Ratify Auditors For For Management
14 Amend Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: JUN 11, 2009 Meeting Type: Annual
Record Date: APR 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Adkerson For For Management
1.2 Elect Director Robert J. Allison, Jr. For Withhold Management
1.3 Elect Director Robert A. Day For For Management
1.4 Elect Director Gerald J. Ford For For Management
1.5 Elect Director H. Devon Graham, Jr. For Withhold Management
1.6 Elect Director J. Bennett Johnston For For Management
1.7 Elect Director Charles C. Krulak For Withhold Management
1.8 Elect Director Bobby Lee Lackey For Withhold Management
1.9 Elect Director Jon C. Madonna For For Management
1.10 Elect Director Dustan E. McCoy For For Management
1.11 Elect Director Gabrielle K. McDonald For For Management
1.12 Elect Director James R. Moffett For For Management
1.13 Elect Director B.M. Rankin, Jr. For For Management
1.14 Elect Director J. Stapleton Roy For For Management
1.15 Elect Director Stephen H. Siegele For For Management
1.16 Elect Director J. Taylor Wharton For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Request Director Nominee Environmental Against Against Shareholder
Qualifications
- --------------------------------------------------------------------------------
FRONTIER COMMUNICATIONS CORP.
Ticker: FTR Security ID: 35906A108
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date: MAR 18, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathleen Q. Abernathy For For Management
1.2 Elect Director Leroy T. Barnes, Jr. For For Management
1.3 Elect Director Peter C.B. Bynoe For For Management
1.4 Elect Director Michael T. Dugan For For Management
1.5 Elect Director Jeri B. Finard For For Management
1.6 Elect Director Lawton Wehle Fitt For For Management
1.7 Elect Director William M. Kraus For For Management
1.8 Elect Director Howard L. Schrott For For Management
1.9 Elect Director Larraine D. Segil For For Management
1.10 Elect Director David H. Ward For For Management
1.11 Elect Director Myron A. Wick, III For For Management
1.12 Elect Director Mary Agnes Wilderotter For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GAMESTOP CORP.
Ticker: GME Security ID: 36467W109
Meeting Date: JUN 23, 2009 Meeting Type: Annual
Record Date: MAY 1, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel A. DeMatteo For For Management
1.2 Elect Director Michael N. Rosen For For Management
1.3 Elect Director Edward A. Volkwein For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GENERAL DYNAMICS CORP.
Ticker: GD Security ID: 369550108
Meeting Date: MAY 6, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Nicholas D. Chabraja For For Management
2 Elect Director James S. Crown For For Management
3 Elect Director William P. Fricks For For Management
4 Elect Director Jay L. Johnson For For Management
5 Elect Director George A. Joulwan For For Management
6 Elect Director Paul G. Kaminski For For Management
7 Elect Director John M. Keane For For Management
8 Elect Director Deborah J. Lucas For For Management
9 Elect Director Lester L. Lyles For For Management
10 Elect Director J. Christopher Reyes For For Management
11 Elect Director Robert Walmsley For For Management
12 Approve Omnibus Stock Plan For For Management
13 Approve Nonqualified Employee Stock For For Management
Purchase Plan
14 Ratify Auditors For For Management
15 Report on Space-based Weapons Program Against Against Shareholder
16 Adopt a Policy in which the Company Against Against Shareholder
will not Make or Promise to Make Any
Death Benefit Payments to Senior
Executives
- --------------------------------------------------------------------------------
GENERAL ELECTRIC CO.
Ticker: GE Security ID: 369604103
Meeting Date: APR 22, 2009 Meeting Type: Annual
Record Date: FEB 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James I. Cash, Jr. For For Management
1.2 Elect Director William M. Castell For For Management
1.3 Elect Director Ann M. Fudge For For Management
1.4 Elect Director Susan Hockfield For For Management
1.5 Elect Director Jeffrey R. Immelt For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Alan G. (A.G.) Lafley For For Management
1.8 Elect Director Robert W. Lane For For Management
1.9 Elect Director Ralph S. Larsen For For Management
1.10 Elect Director Rochelle B. Lazarus For For Management
1.11 Elect Director James J. Mulva For For Management
1.12 Elect Director Sam Nunn For For Management
1.13 Elect Director Roger S. Penske For For Management
1.14 Elect Director Robert J. Swieringa For For Management
1.15 Elect Director Douglas A. Warner III For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against Against Shareholder
4 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
5 Evaluate the Potential Conversion of Against Against Shareholder
the Corporation's Business Units into
Four or More Public Corporations and
Distribute New Shares
6 Adopt Policy to Cease the Payments of Against Against Shareholder
Dividends or Equivalent Payments to
Senior Executives for Shares Not Owned
7 Submit Severance Agreement (Change in Against Against Shareholder
Control) to shareholder Vote
- --------------------------------------------------------------------------------
GENERAL MILLS, INC.
Ticker: GIS Security ID: 370334104
Meeting Date: SEP 22, 2008 Meeting Type: Annual
Record Date: JUL 24, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Bradbury H. Anderson For For Management
2 Elect Director Paul Danos For For Management
3 Elect Director William T. Esrey For For Management
4 Elect Director Raymond V. Gilmartin For For Management
5 Elect Director Judith Richards Hope For For Management
6 Elect Director Heidi G. Miller For For Management
7 Elect Director Hilda Ochoa-Brillembourg For For Management
8 Elect Director Steve Odland For For Management
9 Elect Director Kendall J. Powell For For Management
10 Elect Director Lois E. Quam For For Management
11 Elect Director Michael D. Rose For For Management
12 Elect Director Robert L. Ryan For For Management
13 Elect Director Dorothy A. Terrell For For Management
14 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GENUINE PARTS CO.
Ticker: GPC Security ID: 372460105
Meeting Date: APR 20, 2009 Meeting Type: Annual
Record Date: FEB 12, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary B. Bullock For For Management
1.2 Elect Director Jean Douville For For Management
1.3 Elect Director Thomas C. Gallagher For For Management
1.4 Elect Director George C. 'Jack' Guynn For For Management
1.5 Elect Director John D. Johns For For Management
1.6 Elect Director Michael M.E. Johns For For Management
1.7 Elect Director J. Hicks Lanier For For Management
1.8 Elect Director Wendy B. Needham For For Management
1.9 Elect Director Jerry W. Nix For For Management
1.10 Elect Director Larry L. Prince For For Management
1.11 Elect Director Gary W. Rollins For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GENZYME CORP.
Ticker: GENZ Security ID: 372917104
Meeting Date: MAY 21, 2009 Meeting Type: Annual
Record Date: MAR 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Douglas A. Berthiaume For For Management
2 Elect Director Gail K. Boudreaux For For Management
3 Elect Director Robert J. Carpenter For For Management
4 Elect Director Charles L. Cooney For For Management
5 Elect Director Victor J. Dzau For For Management
6 Elect Director Connie Mack III For For Management
7 Elect Director Richard F. Syron For For Management
8 Elect Director Henri A. Termeer For For Management
9 Amend Omnibus Stock Plan For Against Management
10 Approve Qualified Employee Stock For For Management
Purchase Plan
11 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 6, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Berg For For Management
1.2 Elect Director John F. Cogan For For Management
1.3 Elect Director Etienne F. Davignon For For Management
1.4 Elect Director James M. Denny For For Management
1.5 Elect Director Carla A. Hills For For Management
1.6 Elect Director John W. Madigan For For Management
1.7 Elect Director John C. Martin For For Management
1.8 Elect Director Gordon E. Moore For For Management
1.9 Elect Director Nicholas G. Moore For For Management
1.10 Elect Director Richard J. Whitley For For Management
1.11 Elect Director Gayle E. Wilson For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
GOLDMAN SACHS GROUP, INC., THE
Ticker: GS Security ID: 38141G104
Meeting Date: MAY 8, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lloyd C. Blankfein For For Management
2 Elect Director John H. Bryan For For Management
3 Elect Director Gary D. Cohn For For Management
4 Elect Director Claes Dahlback For For Management
5 Elect Director Stephen Friedman For For Management
6 Elect Director William W. George For For Management
7 Elect Director Rajat K. Gupta For Against Management
8 Elect Director James A. Johnson For For Management
9 Elect Director Lois D. Juliber For For Management
10 Elect Director Lakshmi N. Mittal For For Management
11 Elect Director James J. Schiro For For Management
12 Elect Director Ruth J. Simmons For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
15 Provide for Cumulative Voting Against Against Shareholder
16 Reduce Supermajority Vote Requirement Against For Shareholder
17 Amend By-Laws to Establish Board U.S. Against Against Shareholder
Economic Security Committee
18 Report on Political Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
GOODRICH CORPORATION
Ticker: GR Security ID: 382388106
Meeting Date: APR 21, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Diane C. Creel For For Management
1.2 Elect Director George A. Davidson, Jr. For For Management
1.3 Elect Director Harris E. DeLoach, Jr. For For Management
1.4 Elect Director James W. Griffith For For Management
1.5 Elect Director William R. Holland For For Management
1.6 Elect Director John P. Jumper For For Management
1.7 Elect Director Marshall O. Larsen For For Management
1.8 Elect Director Lloyd W. Newton For For Management
1.9 Elect Director Douglas E. Olesen For For Management
1.10 Elect Director Alfred M. Rankin, Jr. For For Management
1.11 Elect Director A. Thomas Young For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Against For Shareholder
Election of Directors
- --------------------------------------------------------------------------------
GOODYEAR TIRE & RUBBER CO., THE
Ticker: GT Security ID: 382550101
Meeting Date: APR 7, 2009 Meeting Type: Annual
Record Date: FEB 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James C. Boland For For Management
1.2 Elect Director James A. Firestone For For Management
1.3 Elect Director Robert J. Keegan For For Management
1.4 Elect Director W. Alan McCollough For For Management
1.5 Elect Director Denise M. Morrison For For Management
1.6 Elect Director Rodney O'Neal For For Management
1.7 Elect Director Shirley D. Peterson For For Management
1.8 Elect Director Stephanie A. Streeter For For Management
1.9 Elect Director G. Craig Sullivan For For Management
1.10 Elect Director Thomas H. Weidemeyer For For Management
1.11 Elect Director Michael R. Wessel For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3 Amend Code of Regulations For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GOOGLE INC
Ticker: GOOG Security ID: 38259P508
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date: MAR 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric Schmidt For Withhold Management
1.2 Elect Director Sergey Brin For Withhold Management
1.3 Elect Director Larry Page For Withhold Management
1.4 Elect Director L. John Doerr For Withhold Management
1.5 Elect Director John L. Hennessy For Withhold Management
1.6 Elect Director Arthur D. Levinson For Withhold Management
1.7 Elect Director Ann Mather For Withhold Management
1.8 Elect Director Paul S. Otellini For Withhold Management
1.9 Elect Director K. Ram Shriram For Withhold Management
1.10 Elect Director Shirley M. Tilghman For Withhold Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Report on Political Contributions For Against Shareholder
5 Adopt Policies to Protect Freedom of Against Against Shareholder
Access to the Internet
6 Adopt Principles for Health Care Reform Against Against Shareholder
- --------------------------------------------------------------------------------
H&R BLOCK, INC.
Ticker: HRB Security ID: 093671105
Meeting Date: SEP 4, 2008 Meeting Type: Annual
Record Date: JUL 7, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Alan M. Bennett For For Management
2 Elect Director Thomas M. Bloch For For Management
3 Elect Director Richard C. Breeden For For Management
4 Elect Director Robert A. Gerard For For Management
5 Elect Director Len J. Lauer For For Management
6 Elect Director David B. Lewis For For Management
7 Elect Director Tom D. Seip For For Management
8 Elect Director L. Edward Shaw, Jr. For For Management
9 Elect Director Russell P. Smyth For For Management
10 Elect Director Christianna Wood For For Management
11 Amend Articles of Incorporation to For For Management
Require an Independent Chairman
12 Approve Decrease in Size of Board For For Management
13 Impose Director Term Limits For For Management
14 Limit Voting Rights of Preferred Stock For For Management
15 Advisory Vote on Executive Compensation For For Management
- Approve Application of Compensation
Philosophy, Policies and Procedures
16 Approve Deferred Compensation Plan For Against Management
17 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
H. J. HEINZ CO.
Ticker: HNZ Security ID: 423074103
Meeting Date: AUG 13, 2008 Meeting Type: Annual
Record Date: JUN 4, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W.R. Johnson For For Management
2 Elect Director C.E. Bunch For For Management
3 Elect Director L.S. Coleman, Jr. For For Management
4 Elect Director J.G. Drosdick For For Management
5 Elect Director E.E. Holiday For For Management
6 Elect Director C. Kendle For For Management
7 Elect Director D.R. O'Hare For For Management
8 Elect Director N. Peltz For For Management
9 Elect Director D.H. Reilley For For Management
10 Elect Director L.C. Swann For For Management
11 Elect Director T.J. Usher For For Management
12 Elect Director M.F. Weinstein For For Management
13 Ratify Auditors For For Management
14 Reduce Supermajority Vote Requirement For For Management
to Amend Limitation of Director
Liability and Director/Officer
Indemnification
15 Reduce Supermajority Vote Requirement For For Management
to Approve Certain Business
Combinations
- --------------------------------------------------------------------------------
HALLIBURTON CO.
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 20, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan M. Bennett For For Management
1.2 Elect Director James R. Boyd For For Management
1.3 Elect Director Milton Carroll For For Management
1.4 Elect Director S. Malcolm Gillis For For Management
1.5 Elect Director James T. Hackett For For Management
1.6 Elect Director David J. Lesar For For Management
1.7 Elect Director Robert A. Malone For For Management
1.8 Elect Director J. Landis Martin For For Management
1.9 Elect Director Jay A. Precourt For For Management
1.10 Elect Director Debra L. Reed For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock Purchase For For Management
Plan
5 Review and Assess Human Rights Policies Against Against Shareholder
6 Report on Political Contributions Against Against Shareholder
7 Adopt Low Carbon Energy Policy Against Against Shareholder
8 Disclose Information on Compensation Against Against Shareholder
Consultant
9 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
10 Establish Independent Director Against Against Shareholder
Committee to Review and Report on
Financial Misconducts and Human Rights
Abuses
- --------------------------------------------------------------------------------
HARMAN INTERNATIONAL INDUSTRIES, INC.
Ticker: HAR Security ID: 413086109
Meeting Date: DEC 3, 2008 Meeting Type: Annual
Record Date: OCT 6, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian F. Carroll For For Management
1.2 Elect Director Hellene S. Runtagh For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
HARTFORD FINANCIAL SERVICES GROUP, INC., THE
Ticker: HIG Security ID: 416515104
Meeting Date: MAY 27, 2009 Meeting Type: Annual
Record Date: MAR 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert B. Allardice, III For For Management
1.2 Elect Director Ramani Ayer For For Management
1.3 Elect Director Trevor Fetter For For Management
1.4 Elect Director Edward J. Kelly, III For For Management
1.5 Elect Director Paul G. Kirk, Jr. For For Management
1.6 Elect Director Gail J. McGovern For For Management
1.7 Elect Director Michael G. Morris For For Management
1.8 Elect Director Charles B. Strauss For For Management
1.9 Elect Director H. Patrick Swygert For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Amend Qualified Employee Stock Purchase For For Management
Plan
- --------------------------------------------------------------------------------
HASBRO, INC.
Ticker: HAS Security ID: 418056107
Meeting Date: MAY 21, 2009 Meeting Type: Annual
Record Date: MAR 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Basil L. Anderson For For Management
1.2 Elect Director Alan R. Batkin For For Management
1.3 Elect Director Frank J. Biondi, Jr. For For Management
1.4 Elect Director Kenneth A. Bronfin For For Management
1.5 Elect Director John M. Connors, Jr. For For Management
1.6 Elect Director Michael W.O. Garrett For For Management
1.7 Elect Director E. Gordon Gee For For Management
1.8 Elect Director Brian Goldner For For Management
1.9 Elect Director Jack M. Greenberg For For Management
1.10 Elect Director Alan G. Hassenfeld For For Management
1.11 Elect Director Tracy A. Leinbach For For Management
1.12 Elect Director Edward M. Philip For For Management
1.13 Elect Director Paula Stern For For Management
1.14 Elect Director Alfred J. Verrecchia For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HCP INC.
Ticker: HCP Security ID: 40414L109
Meeting Date: APR 23, 2009 Meeting Type: Annual
Record Date: MAR 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert R. Fanning, Jr. For For Management
1.2 Elect Director James F. Flaherty III For For Management
1.3 Elect Director Christine N. Garvey For For Management
1.4 Elect Director David B. Henry For For Management
1.5 Elect Director Lauralee E. Martin For For Management
1.6 Elect Director Michael D. McKee For For Management
1.7 Elect Director Harold M. Messmer, Jr. For For Management
1.8 Elect Director Peter L. Rhein For For Management
1.9 Elect Director Kenneth B. Roath For For Management
1.10 Elect Director Richard M. Rosenberg For For Management
1.11 Elect Director Joseph P. Sullivan For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HEALTH CARE REIT, INC.
Ticker: HCN Security ID: 42217K106
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date: MAR 12, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pier C. Borra For For Management
1.2 Elect Director George L. Chapman For For Management
1.3 Elect Director Sharon M. Oster For For Management
1.4 Elect Director Jeffrey R. Otten For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HERCULES INC.
Ticker: HPC Security ID: 427056106
Meeting Date: NOV 5, 2008 Meeting Type: Special
Record Date: SEP 19, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
HERSHEY CO, THE
Ticker: HSY Security ID: 427866108
Meeting Date: APR 30, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R.F. Cavanaugh For Withhold Management
1.2 Elect Director C.A. Davis For For Management
1.3 Elect Director A.G. Langbo For Withhold Management
1.4 Elect Director J.E. Nevels For Withhold Management
1.5 Elect Director T.J. Ridge For For Management
1.6 Elect Director D.L. Shedlarz For For Management
1.7 Elect Director C.B. Strauss For Withhold Management
1.8 Elect Director D.J. West For For Management
1.9 Elect Director L.S. Zimmerman For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HESS CORPORATION
Ticker: HES Security ID: 42809H107
Meeting Date: MAY 6, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.B. Hess For For Management
1.2 Elect Director S.W. Bodman For For Management
1.3 Elect Director R. Lavizzo-Mourey For For Management
1.4 Elect Director C.G. Matthews For For Management
1.5 Elect Director E.H. von Metzsch For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 18, 2009 Meeting Type: Annual
Record Date: JAN 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lawrence T. Babbio, Jr. For For Management
2 Elect Director Sari M. Baldauf For For Management
3 Elect Director Rajiv L. Gupta For For Management
4 Elect Director John H. Hammergren For For Management
5 Elect Director Mark V. Hurd For For Management
6 Elect Director Joel Z. Hyatt For For Management
7 Elect Director John R. Joyce For For Management
8 Elect Director Robert L. Ryan For For Management
9 Elect Director Lucille S. Salhany For For Management
10 Elect Director G. Kennedy Thompson For For Management
11 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HOME DEPOT, INC.
Ticker: HD Security ID: 437076102
Meeting Date: MAY 28, 2009 Meeting Type: Annual
Record Date: MAR 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director F. Duane Ackerman For For Management
2 Elect Director David H. Batchelder For For Management
3 Elect Director Francis S. Blake For For Management
4 Elect Director Ari Bousbib For For Management
5 Elect Director Gregory D. Brenneman For For Management
6 Elect Director Albert P. Carey For For Management
7 Elect Director Armando Codina For For Management
8 Elect Director Bonnie G. Hill For For Management
9 Elect Director Karen L. Katen For For Management
10 Ratify Auditors For For Management
11 Approve Right to Call Special Meetings For For Management
12 Provide for Cumulative Voting Against Against Shareholder
13 Call Special Meetings Against Against Shareholder
14 Prepare Employment Diversity Report Against Against Shareholder
15 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
16 Assess Energy Use and Establish Against Against Shareholder
Reduction Targets
- --------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL, INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 27, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gordon M. Bethune For Against Management
1.2 Elect Director Jaime Chico Pardo For For Management
1.3 Elect Director David M. Cote For For Management
1.4 Elect Director D. Scott Davis For For Management
1.5 Elect Director Linnet F. Deily For For Management
1.6 Elect Director Clive R. Hollick For Against Management
1.7 Elect Director George Paz For For Management
1.8 Elect Director Bradley T. Sheares For Against Management
1.9 Elect Director John R. Stafford For Against Management
1.10 Elect Director Michael W. Wright For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against Against Shareholder
4 Adopt Principles for Health Care Reform Against Against Shareholder
5 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
6 Adopt Anti Gross-up Policy Against For Shareholder
7 Amend Bylaws-- Call Special Meetings Against Against Shareholder
- --------------------------------------------------------------------------------
HOSPIRA, INC.
Ticker: HSP Security ID: 441060100
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date: MAR 18, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher B. Begley For For Management
1.2 Elect Director Barbara L. Bowles For For Management
1.3 Elect Director Roger W. Hale For For Management
1.4 Elect Director John C. Staley For For Management
1.5 Elect Director Heino von Prondzynski For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
HOST HOTELS & RESORTS, INC.
Ticker: HST Security ID: 44107P104
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date: MAR 17, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roberts M. Baylis For For Management
1.2 Elect Director Terence C. Golden For For Management
1.3 Elect Director Ann M. Korologos For For Management
1.4 Elect Director Richard E. Marriott For For Management
1.5 Elect Director Judith A. McHale For For Management
1.6 Elect Director John B. Morse, Jr. For For Management
1.7 Elect Director W. Edward Walter For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Increase Authorized Common Stock For For Management
- --------------------------------------------------------------------------------
HUDSON CITY BANCORP, INC.
Ticker: HCBK Security ID: 443683107
Meeting Date: APR 21, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Denis J. Salamone For For Management
1.2 Elect Director Michael W. Azzara For For Management
1.3 Elect Director Victoria H. Bruni For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HUMANA INC.
Ticker: HUM Security ID: 444859102
Meeting Date: APR 23, 2009 Meeting Type: Annual
Record Date: FEB 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Jones, Jr. For For Management
1.2 Elect Director Frank A. D'Amelio For For Management
1.3 Elect Director W. Roy Dunbar For For Management
1.4 Elect Director Kurt J. Hilzinger For For Management
1.5 Elect Director Michael B. McCallister For For Management
1.6 Elect Director William J. McDonald For For Management
1.7 Elect Director William E. Mitchell For For Management
1.8 Elect Director James J. O'Brien For For Management
1.9 Elect Director Marissa T. Peterson For For Management
1.10 Elect Director W. Ann Reynolds For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC.
Ticker: ITW Security ID: 452308109
Meeting Date: MAY 8, 2009 Meeting Type: Annual
Record Date: MAR 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Aldinger For For Management
1.2 Elect Director Marvin D. Brailsford For For Management
1.3 Elect Director Susan Crown For For Management
1.4 Elect Director Don H. Davis, Jr. For For Management
1.5 Elect Director Robert C. McCormack For For Management
1.6 Elect Director Robert S. Morrison For For Management
1.7 Elect Director James A. Skinner For For Management
1.8 Elect Director Harold B. Smith For For Management
1.9 Elect Director David B. Speer For For Management
1.10 Elect Director Pamela B. Strobel For For Management
2 Ratify Auditors For For Management
3 Submit SERP to Shareholder Vote Against For Shareholder
- --------------------------------------------------------------------------------
IMS HEALTH INC.
Ticker: RX Security ID: 449934108
Meeting Date: MAY 1, 2009 Meeting Type: Annual
Record Date: MAR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director H. Eugene Lockhart For For Management
2 Elect Director Bradley T. Sheares For For Management
3 Ratify Auditors For For Management
4 Reduce Supermajority Vote Requirement For For Management
- --------------------------------------------------------------------------------
INGERSOLL-RAND COMPANY LIMITED
Ticker: IR Security ID: G4776G101
Meeting Date: JUN 3, 2009 Meeting Type: Annual
Record Date: APR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect A.C. Berzin as Director For For Management
1b Elect J. L. Cohon as Director For For Management
1c Elect G. D. Forsee as Director For For Management
1d Elect P. C. Godsoe as Director For For Management
1e Elect E. E. Hagenlocker as Director For For Management
1f Elect H.L. Henkel as Director For For Management
1g Elect C. J. Horner as Director For For Management
1h Elect T. E. Martin as Director For For Management
1i Elect P. Nachtigal as Director For For Management
1j Elect O. R. Smith as Director For For Management
1k Elect R. J. Swift as Director For For Management
1l Elect T. L. White as Director For For Management
2 Approve an Advisory Proposal Relating For For Management
to Executive Pay-For-Performance
Compensation Policies and Procedures
3 Increase Number of Shares Reserved For For Management
Under 2007 Incentive Stock Plan
4 Approve PricewaterhouseCoopers LLP as For For Management
independent auditors of the company and
authorize Board to Fix Their
Remuneration
- --------------------------------------------------------------------------------
INGERSOLL-RAND COMPANY LIMITED
Ticker: IR Security ID: G4776G101
Meeting Date: JUN 3, 2009 Meeting Type: Court
Record Date: APR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
2 Approve the Creation of Distributable For For Management
Reserves of Ingersoll-Rand Company
Limited
3 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
INTEGRYS ENERGY GROUP INC
Ticker: TEG Security ID: 45822P105
Meeting Date: MAY 13, 2009 Meeting Type: Annual
Record Date: MAR 19, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith E. Bailey For For Management
1.2 Elect Director Kathryn M. For For Management
Hasselblad-Pascale
1.3 Elect Director John W. Higgins For For Management
1.4 Elect Director James L. Kemerling For For Management
1.5 Elect Director Charles A. Schrock For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 20, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charlene Barshefsky For For Management
2 Elect Director Susan L. Decker For For Management
3 Elect Director John J. Donahoe For For Management
4 Elect Director Reed E. Hundt For For Management
5 Elect Director Paul S. Otellini For For Management
6 Elect Director James D. Plummer For For Management
7 Elect Director David S. Pottruck For For Management
8 Elect Director Jane E. Shaw For For Management
9 Elect Director John L. Thornton For For Management
10 Elect Director Frank D. Yeary For For Management
11 Elect Director David B. Yoffie For For Management
12 Ratify Auditors For For Management
13 Amend Omnibus Stock Plan For For Management
14 Approve Stock Option Exchange Program For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Provide for Cumulative Voting Against Against Shareholder
17 Adopt Policy on Human Rights to Water Against Against Shareholder
- --------------------------------------------------------------------------------
INTERCONTINENTALEXCHANGE, INC.
Ticker: ICE Security ID: 45865V100
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date: MAR 17, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles R. Crisp For For Management
1.2 Elect Director Jean-Marc Forneri For For Management
1.3 Elect Director Fred W. Hatfield For For Management
1.4 Elect Director Terrence F. Martell For For Management
1.5 Elect Director Sir Robert Reid For For Management
1.6 Elect Director Frederic V. Salerno For Withhold Management
1.7 Elect Director Frederick W. Schoenhut For For Management
1.8 Elect Director Jeffrey C. Sprecher For For Management
1.9 Elect Director Judith A. Sprieser For Withhold Management
1.10 Elect Director Vincent Tese For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP.
Ticker: IBM Security ID: 459200101
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. J. P. Belda For For Management
1.2 Elect Director C. Black For For Management
1.3 Elect Director W. R. Brody For For Management
1.4 Elect Director K. I. Chenault For For Management
1.5 Elect Director M. L. Eskew For For Management
1.6 Elect Director S. A. Jackson For Against Management
1.7 Elect Director T. Nishimuro For For Management
1.8 Elect Director J. W. Owens For For Management
1.9 Elect Director S. J. Palmisano For For Management
1.10 Elect Director J. E. Spero For For Management
1.11 Elect Director S. Taurel For For Management
1.12 Elect Director L. H. Zambrano For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Provide for Cumulative Voting Against Against Shareholder
5 Review Executive Compensation Against For Shareholder
6 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
INTERNATIONAL FLAVORS & FRAGRANCES INC.
Ticker: IFF Security ID: 459506101
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Margaret Hayes Adame For For Management
1.2 Elect Director Robert M. Amen For For Management
1.3 Elect Director Marcello Bottoli For For Management
1.4 Elect Director Linda B. Buck For For Management
1.5 Elect Director J. Michael Cook For For Management
1.6 Elect Director Peter A. Georgescu For For Management
1.7 Elect Director Alexandra A. Herzan For For Management
1.8 Elect Director Henry W. Howell, Jr For For Management
1.9 Elect Director Katherine M. Hudson For For Management
1.10 Elect Director Arthur C. Martinez For For Management
1.11 Elect Director Burton M. Tansky For For Management
1.12 Elect Director Douglas D. Tough For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INTERNATIONAL GAME TECHNOLOGY
Ticker: IGT Security ID: 459902102
Meeting Date: MAR 3, 2009 Meeting Type: Annual
Record Date: JAN 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Bittman For For Management
1.2 Elect Director Richard R. Burt For For Management
1.3 Elect Director Patti S. Hart For For Management
1.4 Elect Director Robert A. Mathewson For For Management
1.5 Elect Director Thomas J. Matthews For For Management
1.6 Elect Director Robert Miller For For Management
1.7 Elect Director Frederick B. Rentschler For For Management
1.8 Elect Director David E. Roberson For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Elect Director Philip G. Satre For For Management
- --------------------------------------------------------------------------------
INTERNATIONAL PAPER CO.
Ticker: IP Security ID: 460146103
Meeting Date: MAY 11, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Directors John V. Faraci For For Management
1.2 Elect Directors Stacey J. Mobley For For Management
1.3 Elect Directors William G. Walter For For Management
1.4 Elect Directors J. Steven Whisler For For Management
2 Ratify Auditors For For Management
3 Permit Right to Call Special Meeting For For Management
4 Approve Omnibus Stock Plan For Against Management
5 Report on Sustainable Forestry Against Against Shareholder
- --------------------------------------------------------------------------------
INTERPUBLIC GROUP OF COMPANIES, INC., THE
Ticker: IPG Security ID: 460690100
Meeting Date: MAY 28, 2009 Meeting Type: Annual
Record Date: APR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Frank J. Borelli For For Management
2 Elect Director Reginald K. Brack For For Management
3 Elect Director Jocelyn Carter-Miller For For Management
4 Elect Director Jill M. Considine For For Management
5 Elect Director Richard A. Goldstein For For Management
6 Elect Director Mary J. Steele Guilfoile For For Management
7 Elect Director H. John Greeniaus For For Management
8 Elect Director William T. Kerr For For Management
9 Elect Director Michael I. Roth For For Management
10 Elect Director David M. Thomas For For Management
11 Approve Omnibus Stock Plan For Against Management
12 Approve Non-Employee Director Omnibus For Against Management
Stock Plan
13 Ratify Auditors For For Management
14 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
- --------------------------------------------------------------------------------
INTUIT INC.
Ticker: INTU Security ID: 461202103
Meeting Date: DEC 16, 2008 Meeting Type: Annual
Record Date: OCT 21, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen M. Bennett For For Management
1.2 Elect Director Christopher W. Brody For For Management
1.3 Elect Director William V. Campbell For For Management
1.4 Elect Director Scott D. Cook For For Management
1.5 Elect Director Diane B. Greene For For Management
1.6 Elect Director Michael R. Hallman For For Management
1.7 Elect Director Edward A. Kangas For For Management
1.8 Elect Director Suzanne Nora Johnson For For Management
1.9 Elect Director Dennis D. Powell For For Management
1.10 Elect Director Stratton D. Sclavos For For Management
1.11 Elect Director Brad D. Smith For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
INVESCO LTD. (FORMERLY INVESCO PLC)
Ticker: IVZ Security ID: G491BT108
Meeting Date: MAY 21, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Election Of Director: Martin L. For For Management
Flanagan
2 Election Of Director: Ben F. Johnson, For For Management
III
3 Election Of Director: J. Thomas Presby, For For Management
Cpa
4 To Appoint Ernst & Young Llp As The For For Management
Company S Independentregistered Public
Accounting Firm For The Fiscal Year
Endingdecember 31, 2009
- --------------------------------------------------------------------------------
IRON MOUNTAIN INC.
Ticker: IRM Security ID: 462846106
Meeting Date: JUN 4, 2009 Meeting Type: Annual
Record Date: APR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clarke H. Bailey For For Management
1.2 Elect Director Constantin R. Boden For For Management
1.3 Elect Director Robert T. Brennan For For Management
1.4 Elect Director Kent P. Dauten For For Management
1.5 Elect Director Michael Lamach For For Management
1.6 Elect Director Arthur D. Little For For Management
1.7 Elect Director C. Richard Reese For For Management
1.8 Elect Director Vincent J. Ryan For For Management
1.9 Elect Director Laurie A. Tucker For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ITT CORP.
Ticker: ITT Security ID: 450911102
Meeting Date: MAY 12, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven R. Loranger For For Management
1.2 Elect Director Curtis J. Crawford For For Management
1.3 Elect Director Christina A. Gold For For Management
1.4 Elect Director Ralph F. Hake For For Management
1.5 Elect Director John J. Hamre For For Management
1.6 Elect Director Paul J. Kern For For Management
1.7 Elect Director Frank T. MacInnis For For Management
1.8 Elect Director Surya N. Mohapatra For For Management
1.9 Elect Director Linda S. Sanford For For Management
1.10 Elect Director Markos I. Tambakeras For For Management
2 Ratify Auditors For For Management
3 Report on Foreign Military Sales Against Against Shareholder
- --------------------------------------------------------------------------------
JABIL CIRCUIT, INC.
Ticker: JBL Security ID: 466313103
Meeting Date: JAN 22, 2009 Meeting Type: Annual
Record Date: NOV 26, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Laurence S. Grafstein For For Management
1.2 Elect Director Mel S. Lavitt For For Management
1.3 Elect Director Timothy L. Main For For Management
1.4 Elect Director William D. Morean For For Management
1.5 Elect Director Lawrence J. Murphy For For Management
1.6 Elect Director Frank A. Newman For For Management
1.7 Elect Director Steven A. Raymund For For Management
1.8 Elect Director Thomas A. Sansone For For Management
1.9 Elect Director Kathleen A. Walters For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Ratify Auditors For For Management
5 Other Business For Against Management
- --------------------------------------------------------------------------------
JACOBS ENGINEERING GROUP INC.
Ticker: JEC Security ID: 469814107
Meeting Date: JAN 22, 2009 Meeting Type: Annual
Record Date: DEC 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Joseph R. Bronson For For Management
2 Elect Director Thomas M.T. Niles For For Management
3 Elect Director Noel G. Watson For For Management
4 Elect Director John F. Coyne For For Management
5 Amend Qualified Employee Stock Purchase For For Management
Plan
6 Amend Omnibus Stock Plan For For Management
7 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
JANUS CAPITAL GROUP INC.
Ticker: JNS Security ID: 47102X105
Meeting Date: APR 30, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven L. Scheid For For Management
1.2 Elect Director Timothy K. Armour For For Management
1.3 Elect Director J. Richard Fredericks For For Management
1.4 Elect Director Lawrence E. Kochard For For Management
1.5 Elect Director Landon H. Rowland For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 23, 2009 Meeting Type: Annual
Record Date: FEB 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Sue Coleman For For Management
1.2 Elect Director James G. Cullen For For Management
1.3 Elect Director Michael M.E. Johns For For Management
1.4 Elect Director Arnold G. Langbo For For Management
1.5 Elect Director Susan L. Lindquist For For Management
1.6 Elect Director Leo F. Mullin For For Management
1.7 Elect Director Wiliam D. Perez For For Management
1.8 Elect Director Charles Prince For For Management
1.9 Elect Director David Satcher For For Management
1.10 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
JOHNSON CONTROLS, INC.
Ticker: JCI Security ID: 478366107
Meeting Date: JAN 21, 2009 Meeting Type: Annual
Record Date: NOV 20, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis W. Archer For For Management
1.2 Elect Director Richard Goodman For For Management
1.3 Elect Director Southwood J. Morcott For For Management
2 Ratify Auditors For For Management
3 Adopt Policy to Obtain Shareholder Against Against Shareholder
Approval of Survivor Benefits
- --------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 19, 2009 Meeting Type: Annual
Record Date: MAR 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Crandall C. Bowles For For Management
1.2 Elect Director Stephen B. Burke For For Management
1.3 Elect Director David M. Cote For For Management
1.4 Elect Director James S. Crown For For Management
1.5 Elect Director James Dimon For For Management
1.6 Elect Director Ellen V. Futter For For Management
1.7 Elect Director William H. Gray, III For For Management
1.8 Elect Director Laban P. Jackson, Jr. For For Management
1.9 Elect Director David C. Novak For For Management
1.10 Elect Director Lee R. Raymond For For Management
1.11 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Disclose Prior Government Service Against Against Shareholder
5 Provide for Cumulative Voting Against Against Shareholder
6 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
7 Report on Predatory Lending Policies Against Against Shareholder
8 Amend Key Executive Performance Plan Against Against Shareholder
9 Stock Retention/Holding Period Against Against Shareholder
10 Prepare Carbon Principles Report Against Against Shareholder
- --------------------------------------------------------------------------------
JUNIPER NETWORKS, INC.
Ticker: JNPR Security ID: 48203R104
Meeting Date: MAY 28, 2009 Meeting Type: Annual
Record Date: MAR 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott Kriens For For Management
1.2 Elect Director Stratton Sclavos For For Management
1.3 Elect Director William R. Stensrud For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
KELLOGG CO.
Ticker: K Security ID: 487836108
Meeting Date: APR 24, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. Dillon For For Management
1.2 Elect Director James M. Jenness For For Management
1.3 Elect Director Donald R. Knauss For For Management
1.4 Elect Director Robert A. Steele For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Non-Employee Director For For Management
Restricted Stock Plan
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
6 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
KEYCORP
Ticker: KEY Security ID: 493267108
Meeting Date: MAY 21, 2009 Meeting Type: Annual
Record Date: MAR 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William G. Bares For Withhold Management
1.2 Elect Director Carol A. Cartwright For For Management
1.3 Elect Director Kristen L. Manos For For Management
1.4 Elect Director Thomas C. Stevens For For Management
2 Require Majority Vote for Election of For For Management
Directors
3 Amend Votes Per Share of Existing Stock For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive For Against Management
Officer's Compensation
- --------------------------------------------------------------------------------
KIMBERLY-CLARK CORP.
Ticker: KMB Security ID: 494368103
Meeting Date: APR 30, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Alm For For Management
1.2 Elect Director Dennis R. Beresford For For Management
1.3 Elect Director John F. Bergstrom For For Management
1.4 Elect Director Abelardo E. Bru For For Management
1.5 Elect Director Robert W. Decherd For For Management
1.6 Elect Director Thomas J. Falk For For Management
1.7 Elect Director Mae C. Jemison For For Management
1.8 Elect Director Ian C. Read For For Management
1.9 Elect Director G. Craig Sullivan For For Management
2 Ratify Auditors For For Management
3 Provide Right to Call Special Meeting For For Management
4 Amend Omnibus Stock Plan For For Management
5 Provide for Cumulative Voting Against Against Shareholder
- --------------------------------------------------------------------------------
KIMCO REALTY CORP.
Ticker: KIM Security ID: 49446R109
Meeting Date: MAY 12, 2009 Meeting Type: Annual
Record Date: MAR 18, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Milton Cooper For For Management
1.2 Elect Director Richard G. Dooley For For Management
1.3 Elect Director Joe Grills For For Management
1.4 Elect Director David B. Henry For For Management
1.5 Elect Director F. Patrick Hughes For For Management
1.6 Elect Director Frank Lourenso For For Management
1.7 Elect Director Richard Saltzman For For Management
1.8 Elect Director Philip Coviello For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
KING PHARMACEUTICALS INC.
Ticker: KG Security ID: 495582108
Meeting Date: JUN 4, 2009 Meeting Type: Annual
Record Date: MAR 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Charles Moyer For For Management
1.2 Elect Director D. Gregory Rooker For For Management
1.3 Elect Director Ted G. Wood For For Management
1.4 Elect Director E.W. Deavenport, Jr. For For Management
1.5 Elect Director Elizabeth M. Greetham For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Against For Shareholder
Election of Directors
- --------------------------------------------------------------------------------
KLA-TENCOR CORP.
Ticker: KLAC Security ID: 482480100
Meeting Date: NOV 13, 2008 Meeting Type: Annual
Record Date: SEP 30, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Calderoni For For Management
1.2 Elect Director John T. Dickson For For Management
1.3 Elect Director Kevin J. Kennedy For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
KOHL'S CORP.
Ticker: KSS Security ID: 500255104
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date: MAR 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Peter Boneparth For For Management
2 Elect Director Steven A. Burd For For Management
3 Elect Director John F. Herma For For Management
4 Elect Director Dale E. Jones For For Management
5 Elect Director William S. Kellogg For For Management
6 Elect Director Kevin Mansell For For Management
7 Elect Director R. Lawrence Montgomery For For Management
8 Elect Director Frank V. Sica For For Management
9 Elect Director Peter M. Sommerhauser For For Management
10 Elect Director Stephanie A. Streeter For For Management
11 Elect Director Stephen E. Watson For For Management
12 Ratify Auditors For For Management
13 Require a Majority Vote for the Against For Shareholder
Election of Directors
- --------------------------------------------------------------------------------
KRAFT FOODS INC
Ticker: KFT Security ID: 50075N104
Meeting Date: MAY 20, 2009 Meeting Type: Annual
Record Date: MAR 12, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ajay Banga For For Management
1.2 Elect Director Myra M. Hart For For Management
1.3 Elect Director Lois D. Juliber For For Management
1.4 Elect Director Mark D. Ketchum For For Management
1.5 Elect Director Richard A. Lerner For For Management
1.6 Elect Director John C. Pope For For Management
1.7 Elect Director Fredric G. Reynolds For For Management
1.8 Elect Director Irene B. Rosenfeld For For Management
1.9 Elect Director Deborah C. Wright For For Management
1.10 Elect Director Frank G. Zarb For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
- --------------------------------------------------------------------------------
KROGER CO., THE
Ticker: KR Security ID: 501044101
Meeting Date: JUN 25, 2009 Meeting Type: Annual
Record Date: APR 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Reuben V. Anderson For For Management
2 Elect Director Robert D. Beyer For For Management
3 Elect Director David B. Dillon For For Management
4 Elect Director Susan J. Kropf For For Management
5 Elect Director John T. Lamacchia For For Management
6 Elect Director David B. Lewis For For Management
7 Elect Director Don W. Mcgeorge For For Management
8 Elect Director W. Rodney Mcmullen For For Management
9 Elect Director Jorge P. Montoya For For Management
10 Elect Director Clyde R. Moore For For Management
11 Elect Director Susan M. Phillips For For Management
12 Elect Director Steven R. Rogel For For Management
13 Elect Director James A. Runde For For Management
14 Elect Director Ronald L. Sargent For For Management
15 Elect Director Bobby S. Shackouls For For Management
16 Ratify Auditors For For Management
17 Increase Purchasing of Cage Free Eggs Against Against Shareholder
18 Require a Majority Vote for the Against For Shareholder
Election of Directors
- --------------------------------------------------------------------------------
L-3 COMMUNICATIONS HOLDINGS, INC.
Ticker: LLL Security ID: 502424104
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert B. Millard For For Management
1.2 Elect Director Arthur L. Simon For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LABORATORY CORPORATION OF AMERICA HOLDINGS
Ticker: LH Security ID: 50540R409
Meeting Date: MAY 6, 2009 Meeting Type: Annual
Record Date: MAR 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Thomas P. Mac Mahon For For Management
2 Elect Director Kerrii B. Anderson For For Management
3 Elect Director Jean-Luc Belingard For For Management
4 Elect Director David P. King For For Management
5 Elect Director Wendy E. Lane For For Management
6 Elect Director Robert E. Mittelstaedt, For For Management
Jr.
7 Elect Director Arthur H. Rubenstein For For Management
8 Elect Director M. Keith Weikel For For Management
9 Elect Director R. Sanders Williams For For Management
10 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LEGG MASON, INC.
Ticker: LM Security ID: 524901105
Meeting Date: JUL 22, 2008 Meeting Type: Annual
Record Date: MAY 23, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis R. Beresford For For Management
1.2 Elect Director W. Allen Reed For For Management
1.3 Elect Director Roger W. Schipke For For Management
1.4 Elect Director Nicholas J. St.George For For Management
1.5 Elect Director Mark R. Fetting For For Management
1.6 Elect Director Scott C. Nuttall For For Management
2 Ratify Auditors For For Management
3 Require Independent Board Chairman Against Against Shareholder
4 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
LEGGETT & PLATT, INC.
Ticker: LEG Security ID: 524660107
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date: MAR 5, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Ralph W. Clark For For Management
2 Elect Director R. Ted Enloe, III For For Management
3 Elect Director Richard T. Fisher For For Management
4 Elect Director Karl G. Glassman For For Management
5 Elect Director David S. Haffner For For Management
6 Elect Director Joseph W. McClanathan For For Management
7 Elect Director Judy C. Odom For For Management
8 Elect Director Maurice E. Purnell, Jr. For For Management
9 Elect Director Phoebe A. Wood For For Management
10 Ratify Auditors For For Management
11 Approve Executive Incentive Bonus Plan For For Management
12 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
- --------------------------------------------------------------------------------
LENNAR CORP.
Ticker: LEN Security ID: 526057104
Meeting Date: APR 15, 2009 Meeting Type: Annual
Record Date: FEB 19, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irving Bolotin For For Management
1.2 Elect Director Steven L. Gerard For For Management
1.3 Elect Director Sherrill W. Hudson For For Management
1.4 Elect Director R. Kirk Landon For For Management
1.5 Elect Director Sidney Lapidus For For Management
1.6 Elect Director Stuart A. Miller For For Management
1.7 Elect Director Donna E. Shalala For For Management
1.8 Elect Director Jeffrey Sonnenfeld For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
- --------------------------------------------------------------------------------
LEUCADIA NATIONAL CORP.
Ticker: LUK Security ID: 527288104
Meeting Date: MAY 11, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ian M. Cumming For Withhold Management
1.2 Elect Director Paul M. Dougan For For Management
1.3 Elect Director Alan J. Hirschfield For For Management
1.4 Elect Director James E. Jordan For For Management
1.5 Elect Director Jeffrey C. Keil For For Management
1.6 Elect Director J. Clyde Nichols, III For For Management
1.7 Elect Director Michael Sorkin For For Management
1.8 Elect Director Joseph S. Steinberg For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LEXMARK INTERNATIONAL, INC.
Ticker: LXK Security ID: 529771107
Meeting Date: APR 23, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Maples For For Management
1.2 Elect Director Stephen R. Hardis For For Management
1.3 Elect Director William R. Fields For For Management
1.4 Elect Director Robert Holland, Jr. For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
LIFE TECHNOLOGIES CORP
Ticker: LIFE Security ID: 53217V109
Meeting Date: APR 30, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald W. Grimm For For Management
1.2 Elect Director Gregory T. Lucier For For Management
1.3 Elect Director Per A. Peterson, Ph. D. For For Management
1.4 Elect Director William S. Shanahan For For Management
1.5 Elect Director Arnold J. Levine, Ph. D. For For Management
2 Ratify Auditors For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
LIMITED BRANDS
Ticker: LTD Security ID: 532716107
Meeting Date: MAY 28, 2009 Meeting Type: Annual
Record Date: MAR 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Heskett For For Management
1.2 Elect Director Allan R. Tessler For For Management
1.3 Elect Director Abigail S. Wexner For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Declassify the Board of Directors None For Management
- --------------------------------------------------------------------------------
LINCOLN NATIONAL CORP.
Ticker: LNC Security ID: 534187109
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George W. Henderson, III For For Management
1.2 Elect Director Eric G. Johnson For For Management
1.3 Elect Director M. Leanne Lachman For For Management
1.4 Elect Director Isaiah Tidwell For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
- --------------------------------------------------------------------------------
LOCKHEED MARTIN CORP.
Ticker: LMT Security ID: 539830109
Meeting Date: APR 23, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E. C. "Pete" Aldrige, For Against Management
Jr.
1.2 Elect Director Nolan D. Archibald For Against Management
1.3 Elect Director David B. Burritt For For Management
1.4 Elect Director James O. Ellis, Jr. For For Management
1.5 Elect Director Gwendolyn S. King For For Management
1.6 Elect Director James M. Loy For For Management
1.7 Elect Director Douglas H. McCorkindale For Against Management
1.8 Elect Director Joseph W. Ralston For For Management
1.9 Elect Director Frank Savage For For Management
1.10 Elect Director James Schneider For Against Management
1.11 Elect Director Anne Stevens For Against Management
1.12 Elect Director Robert J. Stevens For For Management
1.13 Elect Director James R. Ukropina For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement For For Management
4 Report on Space-based Weapons Program Against Against Shareholder
5 Adopt a Policy in which the Company Against Against Shareholder
will not Make or Promise to Make Any
Death Benefit Payments to Senior
Executives
6 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
LOEWS CORP.
Ticker: L Security ID: 540424108
Meeting Date: MAY 12, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director A.E. Berman For For Management
2 Elect Director J.L. Bower For For Management
3 Elect Director C.M. Diker For For Management
4 Elect Director P.J. Fribourg For For Management
5 Elect Director W.L. Harris For For Management
6 Elect Director P.A. Laskawy For Against Management
7 Elect Director K. Miller For For Management
8 Elect Director G.R. Scott For For Management
9 Elect Director A.H. Tisch For For Management
10 Elect Director J.S. Tisch For For Management
11 Elect Director J.M. Tisch For For Management
12 Ratify Auditors For For Management
13 Amend Articles to Simplify and Update For For Management
Charter
14 Provide for Cumulative Voting Against Against Shareholder
- --------------------------------------------------------------------------------
LORILLARD, INC.
Ticker: LO Security ID: 544147101
Meeting Date: MAY 21, 2009 Meeting Type: Annual
Record Date: MAR 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert C. Almon For Withhold Management
1.2 Elect Director Kit D. Dietz For Withhold Management
1.3 Elect Director Nigel Travis For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LOWE'S COMPANIES, INC.
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 29, 2009 Meeting Type: Annual
Record Date: MAR 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter C. Browning For For Management
1.2 Elect Director Marshall O. Larsen For For Management
1.3 Elect Director Stephen F. Page For For Management
1.4 Elect Director O. Temple Sloan, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Eliminate Supermajority Vote For For Management
Requirement
5 Reincorporate in Another State from Against Against Shareholder
Delaware to North Dakota
6 Adopt Principles for Health Care Reform Against Against Shareholder
7 Require Independent Board Chairman Against Against Shareholder
- --------------------------------------------------------------------------------
LSI CORP
Ticker: LSI Security ID: 502161102
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date: MAR 17, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charles A. Haggerty For For Management
2 Elect Director Richard S. Hill For For Management
3 Elect Director John H.F. Miner For For Management
4 Elect Director Arun Netravali For For Management
5 Elect Director Matthew J. O'Rourke For For Management
6 Elect Director Gregorio Reyes For For Management
7 Elect Director Michael G. Strachan For For Management
8 Elect Director Abhijit Y. Talwalkar For For Management
9 Elect Director Susan Whitney For For Management
10 Ratify Auditors For For Management
11 Amend Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
MANITOWOC COMPANY, INC., THE
Ticker: MTW Security ID: 563571108
Meeting Date: MAY 5, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cynthia M. Egnotovich For For Management
1.2 Elect Director James L. Packard For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MARATHON OIL CORP.
Ticker: MRO Security ID: 565849106
Meeting Date: APR 29, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles F. Bolden, Jr. For For Management
1.2 Elect Director Gregory H. Boyce For For Management
1.3 Elect Director Clarence P. Cazalot, Jr. For For Management
1.4 Elect Director David A. Daberko For For Management
1.5 Elect Director William L. Davis For For Management
1.6 Elect Director Shirley Ann Jackson For Against Management
1.7 Elect Director Philip Lader For For Management
1.8 Elect Director Charles R. Lee For For Management
1.9 Elect Director Michael E. J. Phelps For For Management
1.10 Elect Director Dennis H. Reilley For For Management
1.11 Elect Director Seth E. Schofield For For Management
1.12 Elect Director John W. Snow For For Management
1.13 Elect Director Thomas J. Usher For For Management
2 Ratify Auditors For For Management
3 Amend Bylaws-- Call Special Meetings Against Against Shareholder
4 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
MARRIOTT INTERNATIONAL INC.
Ticker: MAR Security ID: 571903202
Meeting Date: MAY 1, 2009 Meeting Type: Annual
Record Date: MAR 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.W. Marriott, Jr. For For Management
1.2 Elect Director John W. Marriott, III For For Management
1.3 Elect Director Mary K. Bush For Against Management
1.4 Elect Director Lawrence W. Kellner For For Management
1.5 Elect Director Debra L. Lee For For Management
1.6 Elect Director George Munoz For For Management
1.7 Elect Director Harry J. Pearce For For Management
1.8 Elect Director Steven S. Reinemund For For Management
1.9 Elect Director W. Mitt Romney For For Management
1.10 Elect Director William J. Shaw For For Management
1.11 Elect Director Lawrence M. Small For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC.
Ticker: MMC Security ID: 571748102
Meeting Date: MAY 21, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leslie M. Baker, Jr. For For Management
1.2 Elect Director Gwendolyn S. King For For Management
1.3 Elect Director Marc D. Oken For For Management
1.4 Elect Director David A. Olsen For For Management
2 Ratify Auditors For For Management
3 Reincorporate in Another State from Against Against Shareholder
Delaware to North Dakota
4 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
5 Report on Political Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
MARSHALL & ILSLEY CORPORATION
Ticker: MI Security ID: 571837103
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew N. Baur For For Management
1.2 Elect Director Jon F. Chait For For Management
1.3 Elect Director John W. Daniels, Jr. For For Management
1.4 Elect Director Mark F. Furlong For For Management
1.5 Elect Director Ted D. Kellner For For Management
1.6 Elect Director Dennis J. Kuester For For Management
1.7 Elect Director David J. Lubar For For Management
1.8 Elect Director Katharine C. Lyall For For Management
1.9 Elect Director John A. Mellowes For For Management
1.10 Elect Director San W. Orr, Jr. For For Management
1.11 Elect Director Robert J. O'Toole For Withhold Management
1.12 Elect Director Peter M. Platten, III For For Management
1.13 Elect Director John S. Shiely For Withhold Management
1.14 Elect Director George E. Wardeberg For Withhold Management
1.15 Elect Director James B. Wigdale For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Approve Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
6 Require a Majority Vote for the Against For Shareholder
Election of Directors
- --------------------------------------------------------------------------------
MASCO CORPORATION
Ticker: MAS Security ID: 574599106
Meeting Date: MAY 12, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas G. Denomme For For Management
1.2 Elect Director Richard A. Manoogian For For Management
1.3 Elect Director Mary Ann Van Lokeren For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
MASSEY ENERGY COMPANY
Ticker: MEE Security ID: 576206106
Meeting Date: MAY 19, 2009 Meeting Type: Annual
Record Date: MAR 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James B. Crawford For Withhold Management
1.2 Elect Director E. Gordon Gee For For Management
1.3 Elect Director Lady Judge For Withhold Management
1.4 Elect Director Stanley C. Suboleski For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Report on Implementation of EPA Against Against Shareholder
Settlement Reforms and CSR Commitments
5 Adopt Report on Plans to Reduce Against Against Shareholder
Greenhouse Gas from Products and
Operations
6 Provide Early Disclosure of Shareholder Against For Shareholder
Proposal Voting Results
- --------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 9, 2009 Meeting Type: Annual
Record Date: APR 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard Haythornthwaite For For Management
1.2 Elect Director David R. Carlucci For For Management
1.3 Elect Director Robert W. Selander For For Management
2 Amend Certificate of Incorporation to For For Management
Increase Size of Board and Amend
Director Qualifications
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MATTEL, INC.
Ticker: MAT Security ID: 577081102
Meeting Date: MAY 13, 2009 Meeting Type: Annual
Record Date: MAR 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Dolan For For Management
1.2 Elect Director Robert A. Eckert For For Management
1.3 Elect Director Frances D. Fergusson For For Management
1.4 Elect Director Tully M. Friedman For For Management
1.5 Elect Director Dominic Ng For For Management
1.6 Elect Director Vasant M. Prabhu For For Management
1.7 Elect Director Andrea L. Rich For For Management
1.8 Elect Director Ronald L. Sargent For For Management
1.9 Elect Director Dean A. Scarborough For For Management
1.10 Elect Director Christopher A. Sinclair For For Management
1.11 Elect Director G. Craig Sullivan For For Management
1.12 Elect Director Kathy Brittain White For For Management
2 Ratify Auditors For For Management
3 Report on Product Safety and Working Against Against Shareholder
Conditions
4 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
- --------------------------------------------------------------------------------
MCAFEE, INC.
Ticker: MFE Security ID: 579064106
Meeting Date: APR 27, 2009 Meeting Type: Annual
Record Date: MAR 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leslie G. Denend For For Management
1.2 Elect Director David G. DeWalt For For Management
1.3 Elect Director Charles J. Robel For For Management
2 Declassify the Board of Directors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock Purchase For For Management
Plan
5 Amend Non-Employee Director Omnibus For For Management
Stock Plan
6 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MCDONALD'S CORP.
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 27, 2009 Meeting Type: Annual
Record Date: MAR 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert A. Eckert For For Management
2 Elect Director Enrique Hernandez, Jr. For For Management
3 Elect Director Jeanne P. Jackson For For Management
4 Elect Director Andrew J. McKenna For For Management
5 Ratify Auditors For For Management
6 Amend Omnibus Stock Plan For For Management
7 Approve Executive Incentive Bonus Plan For For Management
8 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
9 Phase out Sales of Eggs from Battery Against Against Shareholder
Cage Hens
- --------------------------------------------------------------------------------
MCGRAW-HILL COMPANIES, INC., THE
Ticker: MHP Security ID: 580645109
Meeting Date: APR 29, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sir Michael Rake For Withhold Management
1.2 Elect Director Kurt L. Schmoke For Withhold Management
1.3 Elect Director Sidney Taurel For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Declassify the Board of Directors Against For Shareholder
5 Reduce Supermajority Vote Requirement Against For Shareholder
6 Report on Political Contributions Against Against Shareholder
7 Require a Majority Vote for the Against For Shareholder
Election of Directors
8 Require Independent Board Chairman Against Against Shareholder
- --------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 23, 2008 Meeting Type: Annual
Record Date: MAY 30, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Andy D. Bryant For For Management
2 Elect Director Wayne A. Budd For For Management
3 Elect Director John H. Hammergren For For Management
4 Elect Director Alton F. Irby III For For Management
5 Elect Director M. Christine Jacobs For For Management
6 Elect Director Marie L. Knowles For For Management
7 Elect Director David M. Lawrence For For Management
8 Elect Director Edward A. Mueller For For Management
9 Elect Director James V. Napier For For Management
10 Elect Director Jane E. Shaw For For Management
11 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MEADWESTVACO CORP.
Ticker: MWV Security ID: 583334107
Meeting Date: APR 27, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael E. Campbell For For Management
1.2 Elect Director Thomas W. Cole, Jr. For For Management
1.3 Elect Director James G. Kaiser For For Management
1.4 Elect Director Richard B. Kelson For For Management
1.5 Elect Director James M. Kilts For For Management
1.6 Elect Director Susan J. Kropf For For Management
1.7 Elect Director Douglas S. Luke For For Management
1.8 Elect Director John A. Luke, Jr. For For Management
1.9 Elect Director Robert C. McCormack For For Management
1.10 Elect Director Timothy H. Powers For For Management
1.11 Elect Director Edward M. Straw For For Management
1.12 Elect Director Jane L. Warner For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
MEDCO HEALTH SOLUTIONS, INC.
Ticker: MHS Security ID: 58405U102
Meeting Date: MAY 21, 2009 Meeting Type: Annual
Record Date: MAR 26, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charles M. Lillis, Ph.D. For For Management
2 Elect Director William L. Roper, M.D. For For Management
3 Elect Director David D. Stevens For For Management
4 Ratify Auditors For For Management
5 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
MEDTRONIC, INC.
Ticker: MDT Security ID: 585055106
Meeting Date: AUG 21, 2008 Meeting Type: Annual
Record Date: JUN 23, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victor J. Dzau For For Management
1.2 Elect Director William A. Hawkins For For Management
1.3 Elect Director Shirley A. Jackson For For Management
1.4 Elect Director Denise M. O'Leary For For Management
1.5 Elect Director Jean-Pierre Rosso For For Management
1.6 Elect Director Jack W. Schuler For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 589331107
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Leslie A. Brun For For Management
2 Elect Director Thomas R. Cech For For Management
3 Elect Director Richard T. Clark For For Management
4 Elect Director Thomas H. Glocer For For Management
5 Elect Director Steven F. Goldstone For For Management
6 Elect Director William B. Harrison, Jr. For For Management
7 Elect Director Harry R. Jacobson For For Management
8 Elect Director William N. Kelley For For Management
9 Elect Director Rochelle B. Lazarus For For Management
10 Elect Director Carlos E. Represas For For Management
11 Elect Director Thomas E. Shenk For For Management
12 Elect Director Anne M. Tatlock For For Management
13 Elect Director Samuel O. Thier For For Management
14 Elect Director Wendell P. Weeks For For Management
15 Elect Director Peter C. Wendell For For Management
16 Ratify Auditors For For Management
17 Fix Number of Directors For For Management
18 Amend Bylaws-- Call Special Meetings Against For Shareholder
19 Require Independent Lead Director Against Against Shareholder
20 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC.
Ticker: MER Security ID: 590188108
Meeting Date: DEC 5, 2008 Meeting Type: Special
Record Date: OCT 10, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Amend Certificate of Incorporation to For For Management
Permit Holders of Series 2 and 3
Preferred Stock the Right to vote with
Common Stock Holders
3 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
METLIFE, INC
Ticker: MET Security ID: 59156R108
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Robert Henrikson For For Management
1.2 Elect Director John M. Keane For For Management
1.3 Elect Director Catherine R. Kinney For For Management
1.4 Elect Director Hugh B. Price For For Management
1.5 Elect Director Kenton J. Sicchitano For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MICROSOFT CORP.
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 19, 2008 Meeting Type: Annual
Record Date: SEP 5, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director James I. Cash, Jr. For For Management
3 Elect Director Dina Dublon For For Management
4 Elect Director William H. Gates, III For For Management
5 Elect Director Raymond V. Gilmartin For For Management
6 Elect Director Reed Hastings For For Management
7 Elect Director David F. Marquardt For For Management
8 Elect Director Charles H. Noski For For Management
9 Elect Director Helmut Panke For For Management
10 Approve Executive Incentive Bonus Plan For For Management
11 Amend Non-Employee Director Omnibus For Against Management
Stock Plan
12 Ratify Auditors For For Management
13 Adopt Policies to Protect Freedom of Against Against Shareholder
Access to the Internet
14 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Human Rights
15 Report on Charitable Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
MILLIPORE CORP.
Ticker: MIL Security ID: 601073109
Meeting Date: MAY 12, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rolf A. Classon For For Management
1.2 Elect Director Mark Hoffman For For Management
1.3 Elect Director John F. Reno For For Management
1.4 Elect Director Karen E. Welke For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MOLEX INCORPORATED
Ticker: MOLX Security ID: 608554101
Meeting Date: OCT 31, 2008 Meeting Type: Annual
Record Date: SEP 2, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edgar D. Jannotta For For Management
1.2 Elect Director John H. Krehbiel, Jr. For For Management
1.3 Elect Director Donald G. Lubin For For Management
1.4 Elect Director Robert J. Potter For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MOLSON COORS BREWING CO
Ticker: TAP Security ID: 60871R209
Meeting Date: MAY 13, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Cleghorn For For Management
1.2 Elect Director Charles M. Herington For Withhold Management
1.3 Elect Director David P. O'Brien For For Management
- --------------------------------------------------------------------------------
MONSANTO CO.
Ticker: MON Security ID: 61166W101
Meeting Date: JAN 14, 2009 Meeting Type: Annual
Record Date: NOV 17, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Janice L. Fields For For Management
2 Elect Director Hugh Grant For For Management
3 Elect Director C. Steven McMillan For For Management
4 Elect Director Robert J. Stevens For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MONSTER WORLDWIDE, INC.
Ticker: MWW Security ID: 611742107
Meeting Date: JUN 22, 2009 Meeting Type: Annual
Record Date: APR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Salvatore Iannuzzi For For Management
1.2 Elect Director Robert J. Chrenc For For Management
1.3 Elect Director John Gaulding For For Management
1.4 Elect Director Edmund P. Giambastiani, For For Management
Jr.
1.5 Elect Director Ronald J. Kramer For For Management
1.6 Elect Director Roberto Tunioli For For Management
1.7 Elect Director Timothy T. Yates For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MOODY'S CORPORATION
Ticker: MCO Security ID: 615369105
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ewald Kist For For Management
1.2 Elect Director Henry A. McKinnell, Jr. For For Management
1.3 Elect Director John K. Wulff For For Management
2 Ratify Auditors For For Management
3 Require Independent Board Chairman Against Against Shareholder
4 Stock Retention/Holding Period Against Against Shareholder
- --------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MS Security ID: 617446448
Meeting Date: FEB 9, 2009 Meeting Type: Special
Record Date: DEC 15, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Securities For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MS Security ID: 617446448
Meeting Date: APR 29, 2009 Meeting Type: Annual
Record Date: MAR 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roy J. Bostock For For Management
1.2 Elect Director Erskine B. Bowles For Against Management
1.3 Elect Director Howard J. Davies For For Management
1.4 Elect Director Nobuyuki Hirano For For Management
1.5 Elect Director C. Robert Kidder For Against Management
1.6 Elect Director John J. Mack For For Management
1.7 Elect Director Donald T. Nicolaisen For Against Management
1.8 Elect Director Charles H. Noski For For Management
1.9 Elect Director Hutham S. Olayan For For Management
1.10 Elect Director Charles E. Phillips, Jr. For For Management
1.11 Elect Director Griffith Sexton For For Management
1.12 Elect Director Laura D. Tyson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
6 Require Independent Board Chairman Against Against Shareholder
- --------------------------------------------------------------------------------
MOTOROLA, INC.
Ticker: MOT Security ID: 620076109
Meeting Date: MAY 4, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Brown For For Management
1.2 Elect Director D. Dorman For For Management
1.3 Elect Director W. Hambrecht For Against Management
1.4 Elect Director S. Jha For For Management
1.5 Elect Director J. Lewent For Against Management
1.6 Elect Director K. Meister For For Management
1.7 Elect Director T. Meredith For For Management
1.8 Elect Director S. Scott III For Against Management
1.9 Elect Director R. Sommer For For Management
1.10 Elect Director J. Stengel For Against Management
1.11 Elect Director A. Vinciquerra For For Management
1.12 Elect Director D. Warner III For For Management
1.13 Elect Director J. White For For Management
2 Adjust Par Value of Common Stock For For Management
3 Approve Repricing of Options For For Management
4 Amend Qualified Employee Stock Purchase For For Management
Plan
5 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
6 Ratify Auditors For For Management
7 Provide for Cumulative Voting Against Against Shareholder
8 Amend Bylaws-- Call Special Meetings Against For Shareholder
9 Amend Human Rights Policies Against Against Shareholder
- --------------------------------------------------------------------------------
MURPHY OIL CORP.
Ticker: MUR Security ID: 626717102
Meeting Date: MAY 13, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank W. Blue For For Management
1.2 Elect Director Claiborne P. Deming For For Management
1.3 Elect Director Robert A. Hermes For For Management
1.4 Elect Director James V. Kelley For For Management
1.5 Elect Director R. Madison Murphy For For Management
1.6 Elect Director William C. Nolan, Jr. For For Management
1.7 Elect Director Ivar B. Ramberg For For Management
1.8 Elect Director Neal E. Schmale For For Management
1.9 Elect Director David J. H. Smith For For Management
1.10 Elect Directors Caroline G. Theus For For Management
1.11 Elect Director David M. Wood For For Management
2 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NABORS INDUSTRIES, LTD.
Ticker: NBR Security ID: G6359F103
Meeting Date: JUN 2, 2009 Meeting Type: Annual
Record Date: APR 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Eugene M. Isenberg as Director For For Management
1.2 Elect William T. Comfort as Director For Withhold Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
their Remuneration
3 Pay for Superior Performance Against For Shareholder
4 Adopt a Policy in which the Company Against For Shareholder
will not Make or Promise to Make Any
Death Benefit Payments to Senior
Executives
- --------------------------------------------------------------------------------
NASDAQ OMX GROUP, INC., THE
Ticker: NDAQ Security ID: 631103108
Meeting Date: MAY 20, 2009 Meeting Type: Annual
Record Date: MAR 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Soud Ba'alawy For For Management
1.2 Elect Director Urban Backstrom For For Management
1.3 Elect Director H. Furlong Baldwin For For Management
1.4 Elect Director Michael Casey For For Management
1.5 Elect Director Lon Gorman For For Management
1.6 Elect Director Robert Greifeld For For Management
1.7 Elect Director Glenn H. Hutchins For For Management
1.8 Elect Director Birgitta Kantola For For Management
1.9 Elect Director Essa Kazim For For Management
1.10 Elect Director John D. Markese For For Management
1.11 Elect Director Hans Munk Nielsen For For Management
1.12 Elect Director Thomas F. O'Neill For For Management
1.13 Elect Director James S. Riepe For For Management
1.14 Elect Director Michael R. Splinter For For Management
1.15 Elect Director Lars Wedenborn For For Management
1.16 Elect Director Deborah L. Wince-Smith For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NATIONAL CITY CORP.
Ticker: NCC Security ID: 635405103
Meeting Date: DEC 23, 2008 Meeting Type: Special
Record Date: NOV 14, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC.
Ticker: NOV Security ID: 637071101
Meeting Date: MAY 13, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Merrill A. Miller, Jr. For For Management
1.2 Elect Director Greg L. Armstrong For For Management
1.3 Elect Director David D. Harrison For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
NATIONAL SEMICONDUCTOR CORP.
Ticker: NSM Security ID: 637640103
Meeting Date: SEP 25, 2008 Meeting Type: Annual
Record Date: JUL 28, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Brian L. Halla For For Management
2 Elect Director Steven R. Appleton For For Management
3 Elect Director Gary P. Arnold For For Management
4 Elect Director Richard J. Danzig For For Management
5 Elect Director John T. Dickson For For Management
6 Elect Director Robert J. Frankenberg For For Management
7 Elect Director Modesto A. Maidique For For Management
8 Elect Director Edward R. McCracken For For Management
9 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NETAPP, INC.
Ticker: NTAP Security ID: 64110D104
Meeting Date: SEP 2, 2008 Meeting Type: Annual
Record Date: JUL 9, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel J. Warmenhoven For For Management
1.2 Elect Director Donald T. Valentine For For Management
1.3 Elect Director Jeffry R. Allen For For Management
1.4 Elect Director Carol A. Bartz For For Management
1.5 Elect Director Alan L. Earhart For For Management
1.6 Elect Director Thomas Georgens For For Management
1.7 Elect Director Edward Kozel For For Management
1.8 Elect Director Mark Leslie For For Management
1.9 Elect Director Nicholas G. Moore For For Management
1.10 Elect Director George T. Shaheen For For Management
1.11 Elect Director Robert T. Wall For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Omnibus Stock Plan For Against Management
4 Amend Qualified Employee Stock Purchase For For Management
Plan
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NETAPP, INC.
Ticker: NTAP Security ID: 64110D104
Meeting Date: APR 21, 2009 Meeting Type: Special
Record Date: MAR 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Option Exchange Program For For Management
- --------------------------------------------------------------------------------
NEWELL RUBBERMAID INC.
Ticker: NWL Security ID: 651229106
Meeting Date: MAY 5, 2009 Meeting Type: Annual
Record Date: MAR 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas E. Clarke For For Management
1.2 Elect Director Domenico De Sole For For Management
1.3 Elect Director Elizabeth For For Management
Cuthbert-Millett
1.4 Elect Director Steven J. Strobel For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NEWMONT MINING CORP.
Ticker: NEM Security ID: 651639106
Meeting Date: APR 29, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glen A. Barton For For Management
1.2 Elect Director Vincent A. Calarco For For Management
1.3 Elect Director Joseph A. Carrabba For For Management
1.4 Elect Director Noreen Doyle For For Management
1.5 Elect Director Veronica M. Hagen For For Management
1.6 Elect Director Michael S. Hamson For For Management
1.7 Elect Director Robert J. Miller For For Management
1.8 Elect Director Richard T. O'Brien For For Management
1.9 Elect Director John B. Prescott For For Management
1.10 Elect Director Donald C. Roth For For Management
1.11 Elect Director James V. Taranik For For Management
1.12 Elect Director Simon Thompson For For Management
2 Ratify Auditors For For Management
3 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
- --------------------------------------------------------------------------------
NICOR INC.
Ticker: GAS Security ID: 654086107
Meeting Date: APR 23, 2009 Meeting Type: Annual
Record Date: FEB 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Beavers, Jr. For For Management
1.2 Elect Director Bruce P. Bickner For For Management
1.3 Elect Director John H. Birdsall, III For For Management
1.4 Elect Director Norman R Bobins For For Management
1.5 Elect Director Brenda J. Gaines For For Management
1.6 Elect Director Raymond A. Jean For For Management
1.7 Elect Director Dennis J. Keller For For Management
1.8 Elect Director R. Eden Martin For For Management
1.9 Elect Director Georgia R. Nelson For For Management
1.10 Elect Director Armando J. Olivera For For Management
1.11 Elect Director John Rau For For Management
1.12 Elect Director John C. Staley For For Management
1.13 Elect Director Russ M. Strobel For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NIKE, INC.
Ticker: NKE Security ID: 654106103
Meeting Date: SEP 22, 2008 Meeting Type: Annual
Record Date: JUL 25, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jill K. Conway For For Management
1.2 Elect Director Alan B. Graf, Jr. For For Management
1.3 Elect Director Jeanne P. Jackson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NISOURCE INC.
Ticker: NI Security ID: 65473P105
Meeting Date: MAY 12, 2009 Meeting Type: Annual
Record Date: MAR 17, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard A. Abdoo For For Management
2 Elect Director Steven C. Beering For For Management
3 Elect Director Dennis E. Foster For For Management
4 Elect Director Michael E. Jesanis For For Management
5 Elect Director Marty R. Kittrell For For Management
6 Elect Director W. Lee Nutter For For Management
7 Elect Director Deborah S. Parker For For Management
8 Elect Director Ian M. Rolland For For Management
9 Elect Director Robert C. Skaggs, Jr. For For Management
10 Elect Director Richard L. Thompson For For Management
11 Elect Director Carolyn Y. Woo For For Management
12 Ratify Auditors For For Management
13 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
NOBLE CORPORATION
Ticker: NE Security ID: G65422100
Meeting Date: MAR 17, 2009 Meeting Type: Special
Record Date: FEB 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Country of Incorporation to For For Management
Switzerland Through a Scheme of
Arrangement
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
NOBLE ENERGY, INC.
Ticker: NBL Security ID: 655044105
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: MAR 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey L. Berenson For For Management
1.2 Elect Director Michael A. Cawley For For Management
1.3 Elect Director Edward F. Cox For For Management
1.4 Elect Director Charles D. Davidson For For Management
1.5 Elect Director Thomas J. Edelman For For Management
1.6 Elect Director Eric P. Grubman For For Management
1.7 Elect Director Kirby L. Hedrick For For Management
1.8 Elect Director Scott D. Urban For For Management
1.9 Elect Director William T. Van Kleef For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
NORDSTROM, INC.
Ticker: JWN Security ID: 655664100
Meeting Date: MAY 19, 2009 Meeting Type: Annual
Record Date: MAR 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Phyllis J. Campbell For For Management
2 Elect Director Enrique Hernandez, Jr. For For Management
3 Elect Director Robert G. Miller For For Management
4 Elect Director Blake W. Nordstrom For For Management
5 Elect Director Erik B. Nordstrom For For Management
6 Elect Director Peter E. Nordstrom For For Management
7 Elect Director Philip G. Satre For For Management
8 Elect Director Robert D. Walter For For Management
9 Elect Director Alison A. Winter For For Management
10 Ratify Auditors For For Management
11 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
NORFOLK SOUTHERN CORP.
Ticker: NSC Security ID: 655844108
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date: MAR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel A. Carp For For Management
1.2 Elect Director Steven F. Leer For For Management
1.3 Elect Director Michael D. Lockhart For For Management
1.4 Elect Director Charles W. Moorman For For Management
2 Ratify Auditors For For Management
3 Report on Political Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
NORTHERN TRUST CORP.
Ticker: NTRS Security ID: 665859104
Meeting Date: APR 21, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda Walker Bynoe For For Management
1.2 Elect Director Nicholas D. Chabraja For Withhold Management
1.3 Elect Director Susan Crown For Withhold Management
1.4 Elect Director Dipak C. Jain For For Management
1.5 Elect Director Arthur L. Kelly For For Management
1.6 Elect Director Robert C. McCormack For For Management
1.7 Elect Director Edward J. Mooney For Withhold Management
1.8 Elect Director William A. Osborn For For Management
1.9 Elect Director John W. Rowe For For Management
1.10 Elect Director Harold B. Smith For For Management
1.11 Elect Director William D. Smithburg For Withhold Management
1.12 Elect Director Enrique J. Sosa For For Management
1.13 Elect Director Charles A. Tribbett III For Withhold Management
1.14 Elect Director Frederick H. Waddell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
- --------------------------------------------------------------------------------
NORTHROP GRUMMAN CORP.
Ticker: NOC Security ID: 666807102
Meeting Date: MAY 20, 2009 Meeting Type: Annual
Record Date: MAR 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lewis W. Coleman For For Management
2 Elect Director Thomas B. Fargo For For Management
3 Elect Director Victor H. Fazio For For Management
4 Elect Director Donald E. Felsinger For For Management
5 Elect Director Stephen E. Frank For For Management
6 Elect Director Bruce S. Gordon For For Management
7 Elect Director Madeleine Kleiner For For Management
8 Elect Director Karl J. Krapek For For Management
9 Elect Director Richard B. Myers For For Management
10 Elect Director Aulana L. Peters For For Management
11 Elect Director Kevin W. Sharer For For Management
12 Elect Director Ronald D. Sugar For For Management
13 Ratify Auditors For For Management
14 Report on Space-based Weapons Program Against Against Shareholder
15 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
16 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
NOVELL, INC.
Ticker: NOVL Security ID: 670006105
Meeting Date: APR 6, 2009 Meeting Type: Annual
Record Date: FEB 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert Aiello For For Management
1.2 Elect Director Fred Corrado For For Management
1.3 Elect Director Richard L. Crandall For For Management
1.4 Elect Director Gary G. Greenfield For For Management
1.5 Elect Director Judith H. Hamilton For For Management
1.6 Elect Director Ronald W. Hovsepian For For Management
1.7 Elect Director Patrick S. Jones For For Management
1.8 Elect Director Claudine B. Malone For For Management
1.9 Elect Director Richard L. Nolan For For Management
1.10 Elect Director Thomas G. Plaskett For For Management
1.11 Elect Director John W. Poduska, Sr For For Management
1.12 Elect Director Kathy Brittain White For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NOVELLUS SYSTEMS, INC.
Ticker: NVLS Security ID: 670008101
Meeting Date: MAY 12, 2009 Meeting Type: Annual
Record Date: MAR 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard S. Hill For For Management
1.2 Elect Director Neil R. Bonke For For Management
1.3 Elect Director Youssef A. El-Mansy For For Management
1.4 Elect Director J. David Litster For For Management
1.5 Elect Director Yoshio Nishi For For Management
1.6 Elect Director Glen G. Possley For For Management
1.7 Elect Director Ann D. Rhoads For For Management
1.8 Elect Director William R. Spivey For For Management
1.9 Elect Director Delbert A. Whitaker For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Amend Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NUCOR CORP.
Ticker: NUE Security ID: 670346105
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clayton C. Daley, Jr. For For Management
1.2 Elect Director Harvey B. Gantt For For Management
1.3 Elect Director Bernard L. Kasriel For For Management
1.4 Elect Director Christopher J. Kearney For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Against For Shareholder
Election of Directors
4 Declassify the Board of Directors Against For Shareholder
5 Review and Assess Human Rights Policies Against Against Shareholder
6 Adopt Principles for Health Care Reform Against Against Shareholder
- --------------------------------------------------------------------------------
NVIDIA CORPORATION
Ticker: NVDA Security ID: 67066G104
Meeting Date: MAY 20, 2009 Meeting Type: Annual
Record Date: MAR 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tench Coxe For Withhold Management
1.2 Elect Director Mark L. Perry For Withhold Management
1.3 Elect Director Mark A. Stevens For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NYSE EURONEXT
Ticker: NYX Security ID: 629491101
Meeting Date: APR 2, 2009 Meeting Type: Annual
Record Date: FEB 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ellyn L. Brown For For Management
1.2 Elect Director Marshall N. Carter For For Management
1.3 Elect Director Patricia M. Cloherty For For Management
1.4 Elect Director Sir George Cox For For Management
1.5 Elect Director Sylvain Hefes For For Management
1.6 Elect Director Jan-Michiel Hessels For For Management
1.7 Elect Director Dominique Hoenn For For Management
1.8 Elect Director Shirley Ann Jackson For Withhold Management
1.9 Elect Director James S. McDonald For For Management
1.10 Elect Director Duncan M. McFarland For For Management
1.11 Elect Director James J. McNulty For For Management
1.12 Elect Director Duncan L. Niederauer For For Management
1.13 Elect Director Baron Jean Peterbroeck For For Management
1.14 Elect Director Alice M. Rivlin For For Management
1.15 Elect Director Ricardo Salgado For For Management
1.16 Elect Director Jean-Francois Theodore For For Management
1.17 Elect Director Rijnhard van Tets For For Management
1.18 Elect Director Sir Brian Williamson For For Management
2 Ratify Auditors For For Management
3 Issue Stock Certificate of Ownership Against Against Shareholder
4 Reduce Supermajority Vote Requirement Against For Shareholder
- --------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORP.
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 1, 2009 Meeting Type: Annual
Record Date: MAR 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Spencer Abraham For Against Management
1.2 Elect Director Ronald W. Burkle For Against Management
1.3 Elect Director John S. Chalsty For Against Management
1.4 Elect Director Edward P. Djerejian For Against Management
1.5 Elect Director John E. Feick For Against Management
1.6 Elect Director Ray R. Irani For Against Management
1.7 Elect Director Irvin W. Maloney For Against Management
1.8 Elect Director Avedick B. Poladian For Against Management
1.9 Elect Director Rodolfo Segovia For Against Management
1.10 Elect Director Aziz D. Syriani For Against Management
1.11 Elect Director Rosemary Tomich For Against Management
1.12 Elect Director Walter L. Weisman For Against Management
2 Ratify Auditors For For Management
3 Provide Right to Call Special Meeting For Against Management
4 Report on Host Country Social and Against Against Shareholder
Environmental Laws
- --------------------------------------------------------------------------------
OMNICOM GROUP INC.
Ticker: OMC Security ID: 681919106
Meeting Date: MAY 19, 2009 Meeting Type: Annual
Record Date: MAR 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Wren For For Management
1.2 Elect Director Bruce Crawford For For Management
1.3 Elect Director Alan R. Batkin For Withhold Management
1.4 Elect Director Robert Charles Clark For For Management
1.5 Elect Director Leonard S. Coleman, Jr. For Withhold Management
1.6 Elect Director Errol M. Cook For For Management
1.7 Elect Director Susan S. Denison For Withhold Management
1.8 Elect Director Michael A. Henning For Withhold Management
1.9 Elect Director John R. Murphy For For Management
1.10 Elect Director John R. Purcell For For Management
1.11 Elect Director Linda Johnson Rice For Withhold Management
1.12 Elect Director Gary L. Roubos For Withhold Management
2 Ratify Auditors For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
- --------------------------------------------------------------------------------
ORACLE CORP.
Ticker: ORCL Security ID: 68389X105
Meeting Date: OCT 10, 2008 Meeting Type: Annual
Record Date: AUG 12, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey O. Henley For For Management
1.2 Elect Director Lawrence J. Ellison For For Management
1.3 Elect Director Donald L. Lucas For For Management
1.4 Elect Director Michael J. Boskin For For Management
1.5 Elect Director Jack F. Kemp For For Management
1.6 Elect Director Jeffrey S. Berg For Withhold Management
1.7 Elect Director Safra A. Catz For For Management
1.8 Elect Director Hector Garcia-Molina For Withhold Management
1.9 Elect Director H. Raymond Bingham For For Management
1.10 Elect Director Charles E. Phillips, Jr. For For Management
1.11 Elect Director Naomi O. Seligman For Withhold Management
1.12 Elect Director George H. Conrades For For Management
1.13 Elect Director Bruce R. Chizen For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
OWENS-ILLINOIS, INC.
Ticker: OI Security ID: 690768403
Meeting Date: APR 23, 2009 Meeting Type: Annual
Record Date: FEB 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary F. Colter For For Management
1.2 Elect Director David H.Y. Ho For For Management
1.3 Elect Director Corbin A. McNeill, Jr. For Withhold Management
1.4 Elect Director Helge H. Wehmeier For For Management
2 Ratify Auditors For For Management
3 Approve Increase in Size of Board For For Management
4 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
PACTIV CORP.
Ticker: PTV Security ID: 695257105
Meeting Date: MAY 15, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry D. Brady For For Management
1.2 Elect Director K. Dane Brooksher For For Management
1.3 Elect Director Robert J. Darnall For For Management
1.4 Elect Director Mary R. (Nina) Henderson For For Management
1.5 Elect Director N. Thomas Linebarger For For Management
1.6 Elect Director Roger B. Porter For For Management
1.7 Elect Director Richard L. Wambold For For Management
1.8 Elect Director Norman H. Wesley For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PALL CORP.
Ticker: PLL Security ID: 696429307
Meeting Date: NOV 19, 2008 Meeting Type: Annual
Record Date: SEP 30, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cheryl W. Grise For For Management
1.2 Elect Director Ulric S. Haynes, Jr. For For Management
1.3 Elect Director Ronald L. Hoffman For For Management
1.4 Elect Edwin W. Martin, Jr. For For Management
1.5 Elect Director Katharine L. Plourde For For Management
1.6 Elect Director Heywood Shelley For For Management
1.7 Elect Director Edward Travaglianti For For Management
2 Ratify Auditors For For Management
3 Amend Restricted Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
PARKER-HANNIFIN CORP.
Ticker: PH Security ID: 701094104
Meeting Date: OCT 22, 2008 Meeting Type: Annual
Record Date: AUG 29, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William E. Kassling For For Management
1.2 Elect Director Joseph M. Scaminace For For Management
1.3 Elect Director Wolfgang R. Schmitt For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PAYCHEX, INC.
Ticker: PAYX Security ID: 704326107
Meeting Date: OCT 7, 2008 Meeting Type: Annual
Record Date: AUG 11, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director B. Thomas Golisano For For Management
2 Elect Director David J. S. Flaschen For For Management
3 Elect Director Phillip Horsley For For Management
4 Elect Director Grant M. Inman For For Management
5 Elect Director Pamela A. Joseph For For Management
6 Elect Director Jonathan J. Judge For For Management
7 Elect Director Joseph M. Tucci For For Management
8 Elect Director Joseph M. Velli For For Management
9 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PEABODY ENERGY CORP.
Ticker: BTU Security ID: 704549104
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date: MAR 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory H. Boyce For For Management
1.2 Elect Director William E. James For For Management
1.3 Elect Director Robert B. Karn III For Withhold Management
1.4 Elect Director M. Frances Keeth For For Management
1.5 Elect Director Henry E. Lentz For Withhold Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
PEOPLE'S UNITED FINANCIAL, INC.
Ticker: PBCT Security ID: 712704105
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George P. Carter For Withhold Management
1.2 Elect Director Jerry Franklin For Withhold Management
1.3 Elect Director Eunice S. Groark For For Management
1.4 Elect Director James A. Thomas For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PEPCO HOLDINGS, INC.
Ticker: POM Security ID: 713291102
Meeting Date: MAY 15, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jack B. Dunn, IV For Withhold Management
1.2 Elect Director Terence C. Golden For For Management
1.3 Elect Director Patrick T. Harker For For Management
1.4 Elect Director Frank O. Heintz For Withhold Management
1.5 Elect Director Barbara J. Krumsiek For For Management
1.6 Elect Director George F. MacCormack For For Management
1.7 Elect Director Lawrence C. Nussdorf For For Management
1.8 Elect Director Joseph M. Rigby For For Management
1.9 Elect Director Frank K. Ross For Withhold Management
1.10 Elect Director Pauline A. Schneider For Withhold Management
1.11 Elect Director Lester P. Silverman For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PEPSI BOTTLING GROUP, INC., THE
Ticker: PBG Security ID: 713409100
Meeting Date: MAY 27, 2009 Meeting Type: Annual
Record Date: MAR 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda G. Alvarado For For Management
1.2 Elect Director Barry H. Beracha For For Management
1.3 Elect Director John C. Compton For For Management
1.4 Elect Director Eric J. Foss For For Management
1.5 Elect Director Ira D. Hall For For Management
1.6 Elect Director Susan D. Kronick For For Management
1.7 Elect Director Blythe J. McGarvie For For Management
1.8 Elect Director John A. Quelch For For Management
1.9 Elect Director Javier G. Teruel For For Management
1.10 Elect Director Cynthia M. Trudell For For Management
2 Amend Non-Employee Director Omnibus For Against Management
Stock Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 6, 2009 Meeting Type: Annual
Record Date: MAR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director S.L. Brown For For Management
2 Elect Director I.M. Cook For For Management
3 Elect Director D. Dublon For For Management
4 Elect Director V.J. Dzau For For Management
5 Elect Director R.L. Hunt For For Management
6 Elect Director A. Ibarguen For For Management
7 Elect Director A.C. Martinez For For Management
8 Elect Director I.K. Nooyi For For Management
9 Elect Director S.P. Rockefeller For For Management
10 Elect Director J.J. Schiro For For Management
11 Elect Director L.G. Trotter For For Management
12 Elect Director D.Vasella For For Management
13 Elect Director M.D. White For For Management
14 Ratify Auditors For For Management
15 Amend Executive Incentive Bonus Plan For For Management
16 Report on Recycling Against Against Shareholder
17 Report on Genetically Engineered Against Against Shareholder
Products
18 Report on Charitable Contributions Against Against Shareholder
19 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
PERKINELMER, INC.
Ticker: PKI Security ID: 714046109
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert F. Friel For For Management
2 Elect Director Nicholas A. Lopardo For For Management
3 Elect Director Alexis P. Michas For For Management
4 Elect Director James C. Mullen For For Management
5 Elect Director Vicki L. Sato For For Management
6 Elect Director Gabriel Schmergel For For Management
7 Elect Director Kenton J. Sicchitano For For Management
8 Elect Director Patrick J. Sullivan For For Management
9 Elect Director G. Robert Tod For For Management
10 Ratify Auditors For For Management
11 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 23, 2009 Meeting Type: Annual
Record Date: FEB 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director Michael S. Brown For For Management
1.3 Elect Director M. Anthony Burns For For Management
1.4 Elect Director Robert N. Burt For For Management
1.5 Elect Director W. Don Cornwell For For Management
1.6 Elect Director William H. Gray, III For For Management
1.7 Elect Director Constance J. Horner For For Management
1.8 Elect Director James M. Kilts For For Management
1.9 Elect Director Jeffrey B. Kindler For For Management
1.10 Elect Director George A. Lorch For For Management
1.11 Elect Director Dana G. Mead For For Management
1.12 Elect Director Suzanne Nora Johnson For For Management
1.13 Elect Director Stephen W. Sanger For For Management
1.14 Elect Director William C. Steere, Jr. For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Limit/Prohibit Executive Stock-Based Against Against Shareholder
Awards
5 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
6 Provide for Cumulative Voting Against Against Shareholder
7 Amend Bylaws -- Call Special Meetings Against Against Shareholder
- --------------------------------------------------------------------------------
PG&E CORP.
Ticker: PCG Security ID: 69331C108
Meeting Date: MAY 13, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David R. Andrews For For Management
2 Elect Director C. Lee Cox For For Management
3 Elect Director Peter A. Darbee For For Management
4 Elect Director Maryellen C. Herringer For For Management
5 Elect Director Roger H. Kimmel For For Management
6 Elect Director Richard A. Meserve For For Management
7 Elect Director Forrest E. Miller For For Management
8 Elect Director Barbara L. Rambo For For Management
9 Elect Director Barry Lawson Williams For For Management
10 Ratify Auditors For For Management
11 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
12 Reincorporate in Another State Against Against Shareholder
[California to North Dakota ]
- --------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 5, 2009 Meeting Type: Annual
Record Date: MAR 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold Brown For For Management
1.2 Elect Director Mathis Cabiallavetta For For Management
1.3 Elect Director Louis C. Camilleri For For Management
1.4 Elect Director J. Dudley Fishburn For For Management
1.5 Elect Director Graham Mackay For For Management
1.6 Elect Director Sergio Marchionne For For Management
1.7 Elect Director Lucio A. Noto For For Management
1.8 Elect Director Carlos Slim Helu For For Management
1.9 Elect Director Stephen M. Wolf For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
PINNACLE WEST CAPITAL CORP.
Ticker: PNW Security ID: 723484101
Meeting Date: MAY 20, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward N. Basha, Jr. For For Management
1.2 Elect Director Donald E. Brandt For For Management
1.3 Elect Director Susan Clark-Johnson For For Management
1.4 Elect Director Michael L. Gallagher For For Management
1.5 Elect Director Pamela Grant For For Management
1.6 Elect Director Roy A. Herberger, Jr. For For Management
1.7 Elect Director William S. Jamieson For For Management
1.8 Elect Director Humberto S. Lopez For For Management
1.9 Elect Director Kathryn L. Munro For For Management
1.10 Elect Director Bruce J. Nordstrom For For Management
1.11 Elect Director W. Douglas Parker For For Management
1.12 Elect Director William J. Post For For Management
1.13 Elect Director William L. Stewart For For Management
2 Ratify Auditors For For Management
3 Amend Bylaws to Allow Holders of 10% of Against For Shareholder
the Company's Common Stock to Call
Special Shareholder Meetings
- --------------------------------------------------------------------------------
PITNEY BOWES INC.
Ticker: PBI Security ID: 724479100
Meeting Date: MAY 11, 2009 Meeting Type: Annual
Record Date: MAR 18, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anne M. Busquet For For Management
1.2 Elect Director Anne Sutherland Fuchs For For Management
1.3 Elect Director James H. Keyes For For Management
1.4 Elect Director David L. Shedlarz For For Management
1.5 Elect Director David B. Snow, Jr. For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PLUM CREEK TIMBER COMPANY, INC.
Ticker: PCL Security ID: 729251108
Meeting Date: MAY 6, 2009 Meeting Type: Annual
Record Date: MAR 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rick R. Holley For For Management
1.2 Elect Director Robin Josephs For For Management
1.3 Elect Director John G. McDonald For For Management
1.4 Elect Director Robert B. McLeod For For Management
1.5 Elect Director John F. Morgan, Sr. For For Management
1.6 Elect Director John H. Scully For For Management
1.7 Elect Director Stephen C. Tobias For For Management
1.8 Elect Director Martin A. White For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3 Amend Stock Ownership Limitations For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
PNC FINANCIAL SERVICES GROUP, INC.
Ticker: PNC Security ID: 693475105
Meeting Date: DEC 23, 2008 Meeting Type: Special
Record Date: NOV 14, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
PNC FINANCIAL SERVICES GROUP, INC.
Ticker: PNC Security ID: 693475105
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard O. Berndt For For Management
1.2 Elect Director Charles E. Bunch For Against Management
1.3 Elect Director Paul W. Chellgren For Against Management
1.4 Elect Director Robert N. Clay For For Management
1.5 Elect Director Kay Coles James For Against Management
1.6 Elect Director Richard B. Kelson For Against Management
1.7 Elect Director Bruce C. Lindsay For For Management
1.8 Elect Director Anthony A. Massaro For For Management
1.9 Elect Director Jane G. Pepper For For Management
1.10 Elect Director James E. Rohr For For Management
1.11 Elect Director Donald J. Shepard For For Management
1.12 Elect Director Lorene K. Steffes For For Management
1.13 Elect Director Dennis F. Strigl For Against Management
1.14 Elect Director Stephen G. Thieke For For Management
1.15 Elect Director Thomas J. Usher For Against Management
1.16 Elect Director George H. Walls, Jr. For For Management
1.17 Elect Director Helge H. Wehmeier For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
5 Stock Retention/Holding Period Against Against Shareholder
- --------------------------------------------------------------------------------
PPG INDUSTRIES, INC.
Ticker: PPG Security ID: 693506107
Meeting Date: APR 16, 2009 Meeting Type: Annual
Record Date: FEB 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles E. Bunch For For Management
1.2 Elect Director Robert Ripp For For Management
1.3 Elect Director Thomas J. Usher For For Management
1.4 Elect Director David R. Whitwam For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PPL CORP.
Ticker: PPL Security ID: 69351T106
Meeting Date: MAY 20, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Conway For For Management
1.2 Elect Director E. Allen Deaver For For Management
1.3 Elect Director James H. Miller For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
PRAXAIR, INC.
Ticker: PX Security ID: 74005P104
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen F. Angel For For Management
1.2 Elect Director Nance K. Dicciani For For Management
1.3 Elect Director Edward G. Galante For For Management
1.4 Elect Director Claire W. Gargalli For For Management
1.5 Elect Director Ira D. Hall For For Management
1.6 Elect Director Raymond W. LeBoeuf For For Management
1.7 Elect Director Larry D. McVay For For Management
1.8 Elect Director Wayne T. Smith For For Management
1.9 Elect Director H. Mitchell Watson, Jr. For For Management
1.10 Elect Director Robert L. Wood For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PRECISION CASTPARTS CORP.
Ticker: PCP Security ID: 740189105
Meeting Date: AUG 12, 2008 Meeting Type: Annual
Record Date: JUN 19, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Don R. Graber For For Management
1.2 Elect Director Lester L. Lyles For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PRINCIPAL FINANCIAL GROUP, INC.
Ticker: PFG Security ID: 74251V102
Meeting Date: MAY 19, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director J. Barry Griswell For For Management
2 Elect Director Richard L. Keyser For For Management
3 Elect Director Arjun K. Mathrani For For Management
4 Elect Director Elizabeth E. Tallett For For Management
5 Amend Qualified Employee Stock Purchase For For Management
Plan
6 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PROCTER & GAMBLE COMPANY, THE
Ticker: PG Security ID: 742718109
Meeting Date: OCT 14, 2008 Meeting Type: Annual
Record Date: AUG 15, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth I. Chenault For For Management
1.2 Elect Director Scott D. Cook For For Management
1.3 Elect Director Rajat K. Gupta For For Management
1.4 Elect Director A.G. Lafley For For Management
1.5 Elect Director Charles R. Lee For For Management
1.6 Elect Director Lynn M. Martin For For Management
1.7 Elect Director W. James McNerney, Jr. For For Management
1.8 Elect Director Johnathan A. Rodgers For For Management
1.9 Elect Director Ralph Snyderman For For Management
1.10 Elect Director Margaret C. Whitman For For Management
1.11 Elect Director Patricia A. Woertz For For Management
1.12 Elect Director Ernesto Zedillo For For Management
2 Ratify Auditors For For Management
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
4 Rotate Annual Meeting Location Against Against Shareholder
5 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
PROGRESS ENERGY, INC.
Ticker: PGN Security ID: 743263105
Meeting Date: MAY 13, 2009 Meeting Type: Annual
Record Date: MAR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James E. Bostic, Jr. For For Management
2 Elect Director Harris E. DeLoach, Jr. For For Management
3 Elect Director James B. Hyler, Jr. For For Management
4 Elect Director William D. Johnson For For Management
5 Elect Director Robert W. Jones For Against Management
6 Elect Director W. Steven Jones For For Management
7 Elect Director E. Marie McKee For For Management
8 Elect Director John H. Mullin, III For For Management
9 Elect Director Charles W. Pryor, Jr. For For Management
10 Elect Director Carlos A. Saladrigas For For Management
11 Elect Director Theresa M. Stone For For Management
12 Elect Director Alfred C. Tollison, Jr. For For Management
13 Ratify Auditors For For Management
14 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
PROGRESSIVE CORP., THE
Ticker: PGR Security ID: 743315103
Meeting Date: APR 24, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger N. Farah For For Management
1.2 Elect Director Stephen R. Hardis For For Management
1.3 Elect Director Norman S. Matthews For For Management
1.4 Elect Director Bradley T. Sheares For For Management
2 Require Advance Notice for Shareholder For For Management
Proposals
3 Amend Nomination Procedures for the For For Management
Board
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PROLOGIS
Ticker: PLD Security ID: 743410102
Meeting Date: MAY 20, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen L. Feinberg For Withhold Management
1.2 Elect Director George L. Fotiades For For Management
1.3 Elect Director Christine N. Garvey For For Management
1.4 Elect Director Lawrence V. Jackson For For Management
1.5 Elect Director Donald P. Jacobs For Withhold Management
1.6 Elect Director Walter C. Rakowich For For Management
1.7 Elect Director D. Michael Steuert For For Management
1.8 Elect Director J. Andre Teixeira For For Management
1.9 Elect Director William D. Zollars For Withhold Management
1.10 Elect Director Andrea M. Zulberti For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL INC
Ticker: PRU Security ID: 744320102
Meeting Date: MAY 12, 2009 Meeting Type: Annual
Record Date: MAR 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Baltimore, Jr. For For Management
1.2 Elect Director Frederic K. Becker For For Management
1.3 Elect Director Gordon M. Bethune For For Management
1.4 Elect Director Gaston Caperton For For Management
1.5 Elect Director Gilbert F. Casellas For For Management
1.6 Elect Director James G. Cullen For For Management
1.7 Elect Director William H. Gray, III For For Management
1.8 Elect Director Mark B. Grier For For Management
1.9 Elect Director Jon F. Hanson For For Management
1.10 Elect Director Constance J. Horner For For Management
1.11 Elect Director Karl J. Krapek For For Management
1.12 Elect Director Christine A. Poon For For Management
1.13 Elect Director John R. Strangfield For For Management
1.14 Elect Director James A. Unruh For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
- --------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INC.
Ticker: PEG Security ID: 744573106
Meeting Date: APR 21, 2009 Meeting Type: Annual
Record Date: FEB 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert R. Gamper, Jr. For For Management
1.2 Elect Director Conrad K. Harper For For Management
1.3 Elect Director Shirley Ann Jackson For Withhold Management
1.4 Elect Director David Lilley For For Management
1.5 Elect Director Thomas A. Renyi For For Management
1.6 Elect Director Hak Cheol Shin For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PUBLIC STORAGE
Ticker: PSA Security ID: 74460D109
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee B. Wayne Hughes For For Management
1.2 Elect Trustee Ronald L. Havner, Jr. For For Management
1.3 Elect Trustee Dann V. Angeloff For For Management
1.4 Elect Trustee William C. Baker For For Management
1.5 Elect Trustee John T. Evans For For Management
1.6 Elect Director Tamara Hughes Gustavson For For Management
1.7 Elect Trustee Uri P. Harkham For For Management
1.8 Elect Trustee B. Wayne Hughes, Jr For For Management
1.9 Elect Director Harvey Lenkin For For Management
1.10 Elect Trustee Gary E. Pruitt For For Management
1.11 Elect Trustee Daniel C. Staton For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PULTE HOMES INC.
Ticker: PHM Security ID: 745867101
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date: MAR 17, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Debra J. Kelly-Ennis For Withhold Management
1.2 Elect Director Bernard W. Reznicek For Withhold Management
1.3 Elect Director Richard G. Wolford For Withhold Management
2 Amend Stock Ownership Limitations For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
6 Declassify the Board of Directors Against For Shareholder
7 Require Independent Board Chairman Against Against Shareholder
8 Performance-Based Equity Awards Against For Shareholder
9 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
10 Report on Pay Disparity Against Against Shareholder
- --------------------------------------------------------------------------------
QLOGIC CORP.
Ticker: QLGC Security ID: 747277101
Meeting Date: AUG 28, 2008 Meeting Type: Annual
Record Date: JUL 7, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H.K. Desai For For Management
1.2 Elect Director Joel S. Birnbaum For For Management
1.3 Elect Director James R. Fiebiger For For Management
1.4 Elect Director Balakrishnan S. Iyer For For Management
1.5 Elect Director Kathryn B. Lewis For For Management
1.6 Elect Director George D. Wells For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
QUALCOMM INC
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 3, 2009 Meeting Type: Annual
Record Date: JAN 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara T. Alexander For For Management
1.2 Elect Director Stephen M. Bennett For For Management
1.3 Elect Director Donald G. Cruickshank For For Management
1.4 Elect Director Raymond V. Dittamore For For Management
1.5 Elect Director Thomas W. Horton For For Management
1.6 Elect Director Irwin Mark Jacobs For For Management
1.7 Elect Director Paul E. Jacobs For For Management
1.8 Elect Director Robert E. Kahn For For Management
1.9 Elect Director Sherry Lansing For For Management
1.10 Elect Director Duane A. Nelles For For Management
1.11 Elect Director Marc I. Stern For For Management
1.12 Elect Director Brent Scowcroft For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
QUEST DIAGNOSTICS INCORPORATED
Ticker: DGX Security ID: 74834L100
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jenne K. Britell For For Management
1.2 Elect Director Gail R. Wilensky For For Management
1.3 Elect Director John B. Ziegler For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Non-Employee Director Omnibus For For Management
Stock Plan
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
QUESTAR CORP.
Ticker: STR Security ID: 748356102
Meeting Date: MAY 19, 2009 Meeting Type: Annual
Record Date: MAR 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith O. Rattie For For Management
1.2 Elect Director Harris H. Simmons For For Management
1.3 Elect Director M. W. Scoggins For For Management
1.4 Elect Director James A. Harmon For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Amend Director/Officer Liability and For For Management
Indemnification
5 Increase Authorized Common Stock For For Management
6 Eliminate a Provision Imposing Limits For For Management
on Issuance of Preferred Stock
7 Amend Executive Incentive Bonus Plan For For Management
8 Require a Majority Vote for the None For Shareholder
Election of Directors
9 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
R. R. DONNELLEY & SONS CO.
Ticker: RRD Security ID: 257867101
Meeting Date: MAY 21, 2009 Meeting Type: Annual
Record Date: APR 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Thomas J. Quinlan, III For For Management
2 Elect Director Stephen M. Wolf For For Management
3 Elect Director Lee A. Chaden For For Management
4 Elect Director E.V. (Rick) Goings For For Management
5 Elect Director Judith H. Hamilton For For Management
6 Elect Director Susan M. Ivey For For Management
7 Elect Director Thomas S. Johnson For For Management
8 Elect Director John C. Pope For For Management
9 Elect Director Michael T. Riordan For For Management
10 Elect Director Oliver R. Sockwell For For Management
11 Ratify Auditors For For Management
12 Report on Sustainable Forestry Against Against Shareholder
13 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
RADIOSHACK CORP.
Ticker: RSH Security ID: 750438103
Meeting Date: MAY 21, 2009 Meeting Type: Annual
Record Date: MAR 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Frank J. Belatti For For Management
2 Elect Director Julian C. Day For For Management
3 Elect Director Daniel R. Feehan For For Management
4 Elect Director H. Eugene Lockhart For For Management
5 Elect Director Jack L. Messman For For Management
6 Elect Director Thomas G. Plaskett For For Management
7 Elect Director Edwina D. Woodbury For For Management
8 Ratify Auditors For For Management
9 Approve Executive Incentive Bonus Plan For For Management
10 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
RANGE RESOURCES CORPORATION
Ticker: RRC Security ID: 75281A109
Meeting Date: MAY 20, 2009 Meeting Type: Annual
Record Date: MAR 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles L. Blackburn For For Management
1.2 Elect Director Anthony V. Dub For For Management
1.3 Elect Director V. Richard Eales For For Management
1.4 Elect Director Allen Finkelson For For Management
1.5 Elect Director James M. Funk For For Management
1.6 Elect Director Jonathan S. Linker For For Management
1.7 Elect Director Kevin S. McCarthy For For Management
1.8 Elect Director John H. Pinkerton For For Management
1.9 Elect Director Jeffrey L. Ventura For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Other Business For Against Management
- --------------------------------------------------------------------------------
RAYTHEON CO.
Ticker: RTN Security ID: 755111507
Meeting Date: MAY 28, 2009 Meeting Type: Annual
Record Date: APR 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Vernon E. Clark For For Management
2 Elect Director John M. Deutch For For Management
3 Elect Director Frederic M. Poses For For Management
4 Elect Director Michael C. Ruettgers For For Management
5 Elect Director Ronald L. Skates For For Management
6 Elect Director William R. Spivey For For Management
7 Elect Director Linda G. Stuntz For For Management
8 Elect Director William H. Swanson For For Management
9 Ratify Auditors For For Management
10 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
11 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
12 Provide for Cumulative Voting Against Against Shareholder
13 Adopt Principles for Health Care Reform Against Against Shareholder
14 Submit SERP to Shareholder Vote Against For Shareholder
- --------------------------------------------------------------------------------
REPUBLIC SERVICES, INC.
Ticker: RSG Security ID: 760759100
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. O'Connor For For Management
1.2 Elect Director John W. Croghan For For Management
1.3 Elect Director James W. Crownover For For Management
1.4 Elect Director William J. Flynn For For Management
1.5 Elect Director David I. Foley For Withhold Management
1.6 Elect Director Nolan Lehmann For Withhold Management
1.7 Elect Director W. Lee Nutter For For Management
1.8 Elect Director Ramon A. Rodriguez For Withhold Management
1.9 Elect Director Allan C. Sorensen For Withhold Management
1.10 Elect Director John M. Trani For For Management
1.11 Elect Director Michael W. Wickham For Withhold Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
- --------------------------------------------------------------------------------
REYNOLDS AMERICAN INC
Ticker: RAI Security ID: 761713106
Meeting Date: MAY 6, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicandro Durante For For Management
1.2 Elect Director Holly K. Koeppel For For Management
1.3 Elect Director H.G.L. (Hugo) Powell For For Management
1.4 Elect Director Thomas C. Wajnert For For Management
1.5 Elect Director Luc Jobin For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Declassify the Board of Directors Against For Shareholder
5 Report on Marketing Practices on the Against Against Shareholder
Poor
6 Reduce Nicotine Content to Against Against Shareholder
Non-Addictive Levels
7 Adopt Human Rights Protocols for Against Against Shareholder
Company and Suppliers
- --------------------------------------------------------------------------------
ROBERT HALF INTERNATIONAL INC.
Ticker: RHI Security ID: 770323103
Meeting Date: MAY 5, 2009 Meeting Type: Annual
Record Date: MAR 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew S. Berwick, Jr. For For Management
1.2 Elect Director Frederick P. Furth For For Management
1.3 Elect Director Edward W. Gibbons For For Management
1.4 Elect Director Harold M. Messmer, Jr. For For Management
1.5 Elect Director Barbara J. Novogradac For For Management
1.6 Elect Director Robert J. Pace For For Management
1.7 Elect Director Frederick A. Richman For For Management
1.8 Elect Director J. Stephen Schaub For For Management
1.9 Elect Director M. Keith Waddell For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement For For Management
4 Amend Certificate of Incorporation For For Management
- --------------------------------------------------------------------------------
ROCKWELL AUTOMATION INC
Ticker: ROK Security ID: 773903109
Meeting Date: FEB 4, 2009 Meeting Type: Annual
Record Date: DEC 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Betty C. Alewine For For Management
1.2 Elect Director Verne G. Istock For For Management
1.3 Elect Director Donald R. Parfet For For Management
1.4 Elect Director David B. Speer For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ROCKWELL COLLINS, INC.
Ticker: COL Security ID: 774341101
Meeting Date: FEB 10, 2009 Meeting Type: Annual
Record Date: DEC 12, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony J. Carbone For For Management
1.2 Elect Director Clayton M. Jones For For Management
1.3 Elect Director Cheryl L. Shavers For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ROHM AND HAAS CO.
Ticker: ROH Security ID: 775371107
Meeting Date: OCT 29, 2008 Meeting Type: Special
Record Date: SEP 25, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
ROWAN COMPANIES, INC.
Ticker: RDC Security ID: 779382100
Meeting Date: MAY 5, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas R. Hix For For Management
1.2 Elect Director Robert E. Kramek For For Management
1.3 Elect Director Frederick R. Lausen For For Management
1.4 Elect Director Lawrence J. Ruisi For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
RYDER SYSTEM, INC.
Ticker: R Security ID: 783549108
Meeting Date: MAY 1, 2009 Meeting Type: Annual
Record Date: MAR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James S. Beard For For Management
1.2 Elect Director John M. Berra For For Management
1.3 Elect Director Luis P. Nieto, Jr. For For Management
1.4 Elect Director E. Follin Smith For For Management
1.5 Elect Director Gregory T. Swienton For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SAFECO CORP.
Ticker: SAF Security ID: 786429100
Meeting Date: JUL 29, 2008 Meeting Type: Annual
Record Date: JUN 10, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2.1 Elect Director Joseph W. Brown For For Management
2.2 Elect Director Kerry Killinger For For Management
2.3 Elect Director Gary F. Locke For For Management
2.4 Elect Director Charles R. Rinehart For For Management
2.5 Elect Director Gerardo I. Lopez For For Management
3 Ratify Auditors For For Management
4 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
SAFEWAY INC.
Ticker: SWY Security ID: 786514208
Meeting Date: MAY 13, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven A. Burd For For Management
1.2 Elect Director Janet E. Grove For For Management
1.3 Elect Director Mohan Gyani For For Management
1.4 Elect Director Paul Hazen For For Management
1.5 Elect Director Frank C. Herringer For For Management
1.6 Elect Director Robert I. MacDonnell For For Management
1.7 Elect Director Kenneth W. Oder For For Management
1.8 Elect Director Rebecca A. Stirn For For Management
1.9 Elect Director William Y. Tauscher For For Management
1.10 Elect Director Raymond G. Viault For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against Against Shareholder
4 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
5 Adopt a Policy in which the Company Against Against Shareholder
will not Make or Promise to Make Any
Death Benefit Payments to Senior
Executives
- --------------------------------------------------------------------------------
SALESFORCE.COM, INC.
Ticker: CRM Security ID: 79466L302
Meeting Date: JUN 11, 2009 Meeting Type: Annual
Record Date: APR 21, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig Ramsey For For Management
1.2 Elect Director Sanford Robertson For For Management
1.3 Elect Director Maynard Webb For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SANDISK CORP.
Ticker: SNDK Security ID: 80004C101
Meeting Date: MAY 27, 2009 Meeting Type: Annual
Record Date: MAR 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dr. Eli Harari For For Management
1.2 Elect Director Irwin Federman For Withhold Management
1.3 Elect Director Steven J. Gomo For For Management
1.4 Elect Director Eddy W. Hartenstein For For Management
1.5 Elect Director Catherine P. Lego For For Management
1.6 Elect Director Michael E. Marks For Withhold Management
1.7 Elect Director Dr. James D. Meindl For Withhold Management
2 Ratify Auditors For For Management
3 Eliminate Cumulative Voting For For Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Require a Majority Vote for the Against For Shareholder
Election of Directors
7 Prepare Sustainability Report Against Against Shareholder
- --------------------------------------------------------------------------------
SARA LEE CORP.
Ticker: SLE Security ID: 803111103
Meeting Date: OCT 30, 2008 Meeting Type: Annual
Record Date: SEP 3, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Brenda C. Barnes For For Management
2 Elect Director Christopher B. Begley For For Management
3 Elect Director Crandall C. Bowles For For Management
4 Elect Director Virgis W. Colbert For For Management
5 Elect Director James S. Crown For For Management
6 Elect Director Laurette T. Koellner For For Management
7 Elect Director Cornelis J.A. van Lede For For Management
8 Elect Director John McAdam For For Management
9 Elect Director Ian Prosser For For Management
10 Elect Director Rozanne L. Ridgway For For Management
11 Elect Director Norman R. Sorensen For For Management
12 Elect Director Jeffrey W. Ubben For For Management
13 Elect Director Jonathan P. Ward For For Management
14 Ratify Auditors For For Management
15 Re-Approve Performance Measures For For Management
- --------------------------------------------------------------------------------
SCANA CORPORATION
Ticker: SCG Security ID: 80589M102
Meeting Date: APR 23, 2009 Meeting Type: Annual
Record Date: MAR 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. Bennett For Withhold Management
1.2 Elect Director Lynne M. Miller For Withhold Management
1.3 Elect Director James W. Roquemore For Withhold Management
1.4 Elect Director Maceo K. Sloan For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SCHERING-PLOUGH CORP.
Ticker: SGP Security ID: 806605101
Meeting Date: MAY 18, 2009 Meeting Type: Annual
Record Date: APR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Colligan For For Management
1.2 Elect Director Fred Hassan For For Management
1.3 Elect Director C. Robert Kidder For For Management
1.4 Elect Director Eugene R. McGrath For For Management
1.5 Elect Director Antonio M. Perez For For Management
1.6 Elect Director Patricia F. Russo For For Management
1.7 Elect Director Jack L. Stahl For For Management
1.8 Elect Director Craig B. Thompson For For Management
1.9 Elect Director Kathryn C. Turner For For Management
1.10 Elect Director Robert F.W. van Oordt For For Management
1.11 Elect Director Arthur F. Weinbach For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against Against Shareholder
4 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
SCHLUMBERGER LTD.
Ticker: SLB Security ID: 806857108
Meeting Date: APR 8, 2009 Meeting Type: Annual
Record Date: FEB 18, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect P. Camus as Director For For Management
1.2 Elect J.S. Gorelick as Director For For Management
1.3 Elect A. Gould as Director For For Management
1.4 Elect T. Issac as Director For For Management
1.5 Elect N. Kudryavtsev as Director For For Management
1.6 Elect A. Lajous as Director For For Management
1.7 Elect M.E. Marks as Director For For Management
1.8 Elect L.R. Reif as Director For For Management
1.9 Elect T.I. Sandvold as Director For For Management
1.10 Elect H. Seydoux as Director For For Management
1.11 Elect L.G. Stuntz as Director For For Management
2 Adopt and Approve Financials and For For Management
Dividends
3 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
4 Approval of Independent Registered For For Management
Public Accounting Firm
- --------------------------------------------------------------------------------
SCRIPPS NETWORKS INTERACTIVE, INC.
Ticker: SNI Security ID: 811065101
Meeting Date: APR 29, 2009 Meeting Type: Annual
Record Date: MAR 5, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Galloway For Withhold Management
1.2 Elect Director Dale Pond For Withhold Management
1.3 Elect Director Ronald W. Tysoe For Withhold Management
- --------------------------------------------------------------------------------
SEALED AIR CORPORATION
Ticker: SEE Security ID: 81211K100
Meeting Date: MAY 20, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Hank Brown For For Management
2 Elect Director Michael Chu For For Management
3 Elect Director Lawrence R. Codey For For Management
4 Elect Director T. J. Dermot Dunphy For For Management
5 Elect Director Charles F. Farrell, Jr. For For Management
6 Elect Director William V. Hickey For For Management
7 Elect Director Jacqueline B. Kosecoff For For Management
8 Elect Director Kenneth P. Manning For For Management
9 Elect Director William J. Marino For For Management
10 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SEARS HOLDINGS CORPORATION
Ticker: SHLD Security ID: 812350106
Meeting Date: MAY 4, 2009 Meeting Type: Annual
Record Date: MAR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Crowley For For Management
1.2 Elect Director Edward S. Lampert For For Management
1.3 Elect Director Steven T. Mnuchin For For Management
1.4 Elect Director Ann N. Reese For For Management
1.5 Elect Director Kevin B. Rollins For For Management
1.6 Elect Director Emily Scott For For Management
1.7 Elect Director Thomas J. Tisch For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SEMPRA ENERGY
Ticker: SRE Security ID: 816851109
Meeting Date: APR 30, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James G. Brocksmith Jr. For For Management
2 Elect Director Richard A. Collato For For Management
3 Elect Director Donald E. Felsinger For For Management
4 Elect Director Wilford D. Godbold Jr. For For Management
5 Elect Director William D. Jones For For Management
6 Elect Director Richard G. Newman For For Management
7 Elect Director William G. Ouchi For For Management
8 Elect Director Carlos Ruiz Sacristan For For Management
9 Elect Director William C. Rusnack For For Management
10 Elect Director William P. Rutledge For For Management
11 Elect Director Lynn Schenk For For Management
12 Elect Director Neal E. Schmale For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
15 Reincorporate in Another State Against Against Shareholder
[California to North Dakota]
- --------------------------------------------------------------------------------
SHERWIN-WILLIAMS CO., THE
Ticker: SHW Security ID: 824348106
Meeting Date: APR 15, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur F. Anton For For Management
1.2 Elect Director James C. Boland For For Management
1.3 Elect Director Christopher M. Connor For For Management
1.4 Elect Director David F. Hodnik For For Management
1.5 Elect Director Susan J. Kropf For Withhold Management
1.6 Elect Director Gary E. McCullough For For Management
1.7 Elect Director A. Malachi Mixon, III For Withhold Management
1.8 Elect Director Curtis E. Moll For Withhold Management
1.9 Elect Director Richard K. Smucker For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Against For Shareholder
Election of Directors
- --------------------------------------------------------------------------------
SIGMA-ALDRICH CORP.
Ticker: SIAL Security ID: 826552101
Meeting Date: MAY 5, 2009 Meeting Type: Annual
Record Date: MAR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rebecca M. Bergman For For Management
1.2 Elect Director David R. Harvey For For Management
1.3 Elect Director W. Lee McCollum For For Management
1.4 Elect Director Jai P. Nagarkatti For For Management
1.5 Elect Director Avi M. Nash For For Management
1.6 Elect Director Steven M. Paul For For Management
1.7 Elect Director J. Pedro Reinhard For For Management
1.8 Elect Director Timothy R.G. Sear For For Management
1.9 Elect Director D. Dean Spatz For For Management
1.10 Elect Director Barrett A. Toan For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC.
Ticker: SPG Security ID: 828806109
Meeting Date: MAY 8, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Size of Board For Against Management
2 Reduce Supermajority Vote Requirement For For Management
3 Increase Authorized Common Stock For For Management
4 Amend Charter to Delete Obsolete or For For Management
Unnecessary Provisions
5.1 Elect Director Melvyn E. Bergstein For For Management
5.2 Elect Director Linda Walker Bynoe For For Management
5.3 Elect Director Karen N. Horn For For Management
5.4 Elect Director Reuben S. Leibowitz For For Management
5.5 Elect Director J. Albert Smith, Jr. For For Management
5.6 Elect Director Pieter S. van den Berg For For Management
5.7 Elect Director Allan Hubbard For For Management
5.8 Elect Director Daniel C. Smith For For Management
6 Adjourn Meeting For Against Management
7 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SLM CORPORATION (SALLIE MAE)
Ticker: SLM Security ID: 78442P106
Meeting Date: MAY 22, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Ann Torre Bates For For Management
2 Elect Director William M. Diefenderfer, For For Management
III
3 Elect Director Diane Suitt Gilleland For For Management
4 Elect Director Earl A. Goode For For Management
5 Elect Director Ronald F. Hunt For For Management
6 Elect Director Albert L. Lord For For Management
7 Elect Director Michael E. Martin For For Management
8 Elect Director Barry A. Munitz For For Management
9 Elect Director Howard H. Newman For For Management
10 Elect Director A. Alexander Porter, Jr. For For Management
11 Elect Director Frank C. Puleo For For Management
12 Elect Director Wolfgang Schoellkopf For For Management
13 Elect Director Steven L. Shapiro For For Management
14 Elect Director J. Terry Strange For For Management
15 Elect Director Anthony P. Terracciano For For Management
16 Elect Director Barry L. Williams For For Management
17 Approve Non-Employee Director Omnibus For For Management
Stock Plan
18 Approve Omnibus Stock Plan For For Management
19 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SMITH INTERNATIONAL, INC.
Ticker: SII Security ID: 832110100
Meeting Date: MAY 12, 2009 Meeting Type: Annual
Record Date: MAR 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Kelley For For Management
1.2 Elect Director Luiz Rodolfo Landim For Withhold Management
Machado
1.3 Elect Director Doug Rock For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SNAP-ON INCORPORATED
Ticker: SNA Security ID: 833034101
Meeting Date: APR 23, 2009 Meeting Type: Annual
Record Date: FEB 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce S. Chelberg For For Management
1.2 Elect Director Karen L. Daniel For For Management
1.3 Elect Director Nathan J. Jones For For Management
1.4 Elect Director Arthur L. Kelly For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SOUTHERN COMPANY
Ticker: SO Security ID: 842587107
Meeting Date: MAY 27, 2009 Meeting Type: Annual
Record Date: MAR 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Juanita Powell Baranco For For Management
1.2 Elect Director Francis S. Blake For For Management
1.3 Elect Director Jon A. Boscia For For Management
1.4 Elect Director Thomas F. Chapman For For Management
1.5 Elect Director H. William Habermeyer, For For Management
Jr.
1.6 Elect Director Veronica M. "Ronee" For For Management
Hagen
1.7 Elect Director Warren A. Hood, Jr. For For Management
1.8 Elect Director Donald M. James For For Management
1.9 Elect Director J. Neal Purcell For For Management
1.10 Elect Director David M. Ratcliffe For For Management
1.11 Elect Director William G. Smith, Jr. For For Management
1.12 Elect Director Gerald J. St. Pe For For Management
2 Ratify Auditors For For Management
3 Adopt Majority Voting and Eliminate For For Management
Cumulative Voting for Uncontested
Election of Directors
4 Eliminate Cumulative Voting For For Management
5 Report on Reducing GHG Emissions Against Against Shareholder
6 Submit SERP to Shareholder Vote Against Against Shareholder
- --------------------------------------------------------------------------------
SOUTHWESTERN ENERGY CO.
Ticker: SWN Security ID: 845467109
Meeting Date: MAY 19, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis E. Epley, Jr. For For Management
1.2 Elect Director Robert L. Howard For Withhold Management
1.3 Elect Director Harold M. Korell For For Management
1.4 Elect Director Vello A. Kuuskraa For Withhold Management
1.5 Elect Director Kenneth R. Mourton For Withhold Management
1.6 Elect Director Charles E. Scharlau For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SPECTRA ENERGY CORP.
Ticker: SE Security ID: 847560109
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director Gregory L. Ebel For For Management
2.2 Elect Director Peter B. Hamilton For For Management
2.3 Elect Director Michael E. J. Phelps For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SPRINT NEXTEL CORPORATION
Ticker: S Security ID: 852061100
Meeting Date: MAY 12, 2009 Meeting Type: Annual
Record Date: MAR 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert R. Bennett For For Management
1.2 Elect Director Gordon M. Bethune For For Management
1.3 Elect Director Larry C. Glasscock For For Management
1.4 Elect Director James H. Hance, Jr. For For Management
1.5 Elect Director Daniel R. Hesse For For Management
1.6 Elect Director V. Janet Hill For For Management
1.7 Elect Director Frank Ianna For For Management
1.8 Elect Director Sven-Christer Nilsson For For Management
1.9 Elect Director William R. Nuti For For Management
1.10 Elect Director Rodney O'Neal For For Management
2 Ratify Auditors For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Amend Bylaws-- Call Special Meetings Against For Shareholder
5 Report on Political Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC.
Ticker: STJ Security ID: 790849103
Meeting Date: MAY 8, 2009 Meeting Type: Annual
Record Date: MAR 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Brown For For Management
1.2 Elect Director Daniel J. Starks For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
STANLEY WORKS, THE
Ticker: SWK Security ID: 854616109
Meeting Date: APR 23, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick D. Campbell For Withhold Management
1.2 Elect Director Eileen S. Kraus For Withhold Management
1.3 Elect Director Lawrence A. Zimmerman For Withhold Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
STAPLES, INC.
Ticker: SPLS Security ID: 855030102
Meeting Date: JUN 9, 2009 Meeting Type: Annual
Record Date: APR 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Basil L. Anderson For For Management
1.2 Elect Director Arthur M. Blank For For Management
1.3 Elect Director Mary Elizabeth Burton For For Management
1.4 Elect Director Justin King For For Management
1.5 Elect Director Carol Meyrowitz For For Management
1.6 Elect Director Rowland T. Moriarty For For Management
1.7 Elect Director Robert C. Nakasone For For Management
1.8 Elect Director Ronald L. Sargent For For Management
1.9 Elect Director Elizabeth A. Smith For For Management
1.10 Elect Director Robert E. Sulentic For For Management
1.11 Elect Director Vijay Vishwanath For For Management
1.12 Elect Director Paul F. Walsh For For Management
2 Amend Qualified Employee Stock Purchase For For Management
Plan
3 Amend Nonqualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
5 Reincorporate in Another State [from Against Against Shareholder
Delaware to North Dakota]
- --------------------------------------------------------------------------------
STARBUCKS CORP.
Ticker: SBUX Security ID: 855244109
Meeting Date: MAR 18, 2009 Meeting Type: Annual
Record Date: JAN 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Howard Schultz For For Management
2 Elect Director Barbara Bass For For Management
3 Elect Director William W. Bradley For For Management
4 Elect Director Mellody Hobson For For Management
5 Elect Director Kevin R. Johnson For For Management
6 Elect Director Olden Lee For For Management
7 Elect Director Sheryl Sandberg For For Management
8 Elect Director James G. Shennan, Jr. For For Management
9 Elect Director Javier G. Teruel For For Management
10 Elect Director Myron E. Ullman, III For For Management
11 Elect Director Craig E. Weatherup For For Management
12 Approve Stock Option Exchange Program For For Management
13 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
Ticker: HOT Security ID: 85590A401
Meeting Date: MAY 6, 2009 Meeting Type: Annual
Record Date: MAR 12, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adam M. Aron For For Management
1.2 Elect Director Charlene Barshefsky For For Management
1.3 Elect Director Thomas E. Clarke For For Management
1.4 Elect Director Clayton C. Daley, Jr. For For Management
1.5 Elect Director Bruce W. Duncan For For Management
1.6 Elect Director Lizanne Galbreath For For Management
1.7 Elect Director Eric Hippeau For For Management
1.8 Elect Director Stephen R. Quazzo For For Management
1.9 Elect Director Thomas O. Ryder For For Management
1.10 Elect Director Frits van Paasschen For For Management
1.11 Elect Director Kneeland C. Youngblood For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
STATE STREET CORP. (BOSTON)
Ticker: STT Security ID: 857477103
Meeting Date: MAY 20, 2009 Meeting Type: Annual
Record Date: MAR 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director K. Burnes For For Management
1.2 Elect Director P. Coym For For Management
1.3 Elect Director P. de Saint-Aignan For For Management
1.4 Elect Director A. Fawcett For For Management
1.5 Elect Director D. Gruber For For Management
1.6 Elect Director L. Hill For Withhold Management
1.7 Elect Director R. Kaplan For For Management
1.8 Elect Director C. LaMantia For For Management
1.9 Elect Director R. Logue For For Management
1.10 Elect Director R. Sergel For Withhold Management
1.11 Elect Director R. Skates For For Management
1.12 Elect Director G. Summe For For Management
1.13 Elect Director R. Weissman For Withhold Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
5 Ratify Auditors For For Management
6 Limit Auditor from Providing Non-Audit Against Against Shareholder
Services
- --------------------------------------------------------------------------------
STERICYCLE, INC.
Ticker: SRCL Security ID: 858912108
Meeting Date: MAY 28, 2009 Meeting Type: Annual
Record Date: APR 1, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark C. Miller For For Management
1.2 Elect Director Jack W. Schuler For For Management
1.3 Elect Director Thomas D. Brown For For Management
1.4 Elect Director Rod F. Dammeyer For For Management
1.5 Elect Director William K. Hall For For Management
1.6 Elect Director Jonathan T. Lord, M.D. For For Management
1.7 Elect Director John Patience For For Management
1.8 Elect Director Ronald G. Spaeth For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
STRYKER CORP.
Ticker: SYK Security ID: 863667101
Meeting Date: APR 29, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Brown For For Management
1.2 Elect Director Howard E. Cox. Jr. For For Management
1.3 Elect Director Donald M. Engelman For For Management
1.4 Elect Director Louise L. Francesconi For For Management
1.5 Elect Director Howard L. Lance For For Management
1.6 Elect Director Stephen P. MacMillan For For Management
1.7 Elect Director William U. Parfet For For Management
1.8 Elect Director Ronda E. Stryker For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SUN MICROSYSTEMS, INC.
Ticker: JAVA Security ID: 866810203
Meeting Date: NOV 5, 2008 Meeting Type: Annual
Record Date: SEP 15, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Scott G. McNealy For For Management
2 Elect Director James L. Barksdale For For Management
3 Elect Director Stephen M. Bennett For For Management
4 Elect Director Peter L.S. Currie For For Management
5 Elect Director Robert J. Finocchio, Jr. For For Management
6 Elect Director James H. Greene, Jr. For For Management
7 Elect Director Michael E. Marks For For Management
8 Elect Director Patricia E. Mitchell For For Management
9 Elect Director M. Kenneth Oshman For For Management
10 Elect Director P. Anthony Ridder For For Management
11 Elect Director Jonathan I. Schwartz For For Management
12 Ratify Auditors For For Management
13 Eliminate Supermajority Vote For For Management
Requirement
14 Amend Qualified Employee Stock Purchase For For Management
Plan
15 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
16 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
17 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Human Rights
- --------------------------------------------------------------------------------
SUNOCO, INC.
Ticker: SUN Security ID: 86764P109
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date: FEB 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. J. Darnall For For Management
1.2 Elect Director G. W. Edwards For For Management
1.3 Elect Director L. L. Elsenhans For For Management
1.4 Elect Director U. O. Fairbairn For For Management
1.5 Elect Director T. P. Gerrity For For Management
1.6 Elect Director R. B. Greco For For Management
1.7 Elect Director J. P. Jones, III For For Management
1.8 Elect Director J. G. Kaiser For For Management
1.9 Elect Director J. W. Rowe For For Management
1.10 Elect Director J. K. Wulff For For Management
2 Amend Non-Employee Director Stock For For Management
Option Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SUNTRUST BANKS, INC.
Ticker: STI Security ID: 867914103
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: FEB 18, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alston D. Correll For Withhold Management
1.2 Elect Director Patricia C. Frist For Withhold Management
1.3 Elect Director Blake P. Garrett, Jr. For For Management
1.4 Elect Director David H. Hughes For Withhold Management
1.5 Elect Director M. Douglas Ivester For For Management
1.6 Elect Director G. Gilmer Minor, III For Withhold Management
1.7 Elect Director James M. Wells III For For Management
1.8 Elect Director Karen Hastie Williams For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote on Executive Compensation For Against Management
- --------------------------------------------------------------------------------
SUPERVALU INC.
Ticker: SVU Security ID: 868536103
Meeting Date: JUN 25, 2009 Meeting Type: Annual
Record Date: APR 28, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Irwin S. Cohen For For Management
2 Elect Director Ronald E. Daly For For Management
3 Elect Director Lawrence A. Del Santo For For Management
4 Elect Director Susan E. Engel For For Management
5 Elect Director Craig R. Herkert For For Management
6 Elect Director Kathi P. Seifert For For Management
7 Ratify Auditors For For Management
8 Report on Halting Tobacco Sales Against Against Shareholder
9 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
SYMANTEC CORPORATION
Ticker: SYMC Security ID: 871503108
Meeting Date: SEP 22, 2008 Meeting Type: Annual
Record Date: JUL 24, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Brown For For Management
1.2 Elect Director William T. Coleman For For Management
1.3 Elect Director Frank E. Dangeard For For Management
1.4 Elect Director Geraldine B. Laybourne For For Management
1.5 Elect Director David L. Mahoney For For Management
1.6 Elect Director Robert S. Miller For For Management
1.7 Elect Director George Reyes For For Management
1.8 Elect Director Daniel H. Schulman For For Management
1.9 Elect Director John W. Thompson For For Management
1.10 Elect Director V. Paul Unruh For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Approve Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SYSCO CORPORATION
Ticker: SYY Security ID: 871829107
Meeting Date: NOV 19, 2008 Meeting Type: Annual
Record Date: SEP 22, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Judith B. Craven For For Management
2 Elect Director Phyllis S. Sewell For For Management
3 Elect Director Richard G. Tilghman For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
6 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC.
Ticker: TROW Security ID: 74144T108
Meeting Date: APR 8, 2009 Meeting Type: Annual
Record Date: FEB 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward C. Bernard For For Management
1.2 Elect Director James T. Brady For For Management
1.3 Elect Director J. Alfred Broaddus, Jr. For For Management
1.4 Elect Director Donald B. Hebb, Jr. For For Management
1.5 Elect Director James A.C. Kennedy For For Management
1.6 Elect Director Brian C. Rogers For For Management
1.7 Elect Director Alfred Sommer For For Management
1.8 Elect Director Dwight S. Taylor For For Management
1.9 Elect Director Anne Marie Whittemore For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: MAY 28, 2009 Meeting Type: Proxy Contest
Record Date: MAR 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card)
1 Fix Number of Directors at 12 For None Management
2 Elect Director Mary N. Dillon For None Management
3 Elect Director Richard M. Kovacevich For None Management
4 Elect Director George W. Tamke For None Management
5 Elect Director Solomon D. Trujillo For None Management
6 Ratify Auditors For None Management
7 Amend Omnibus Stock Plan For None Management
8 Advisory Vote to Ratify Named Executive Against None Shareholder
Officers' Compensation
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Card)
1 Fix Number of Directors at 12 Against For Management
2.1 Elect Director William A. Ackman For Withhold Shareholder
2.2 Elect Director Michael L. Ashner For Withhold Shareholder
2.3 Elect Director James L. Donald For For Shareholder
2.4 Elect Director Richard W. Vague For Withhold Shareholder
3 Elect Director Ronald J. Gilson For Against Shareholder
4 Ratify Auditors For For Management
5 Amend Omnibus Stock Plan For For Management
6 Advisory Vote to Ratify Named Executive Abstain For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
TECO ENERGY, INC.
Ticker: TE Security ID: 872375100
Meeting Date: APR 29, 2009 Meeting Type: Annual
Record Date: FEB 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sherrill W. Hudson For For Management
1.2 Elect Director Joseph P. Lacher For For Management
1.3 Elect Director Loretta A. Penn For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
TELLABS, INC.
Ticker: TLAB Security ID: 879664100
Meeting Date: MAY 1, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bo Hedfors For For Management
1.2 Elect Director Michael E. Lavin For For Management
1.3 Elect Director Jan H. Suwinski For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TENET HEALTHCARE CORP.
Ticker: THC Security ID: 88033G100
Meeting Date: MAY 6, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John Ellis "Jeb" Bush For For Management
2 Elect Director Trevor Fetter For For Management
3 Elect Director Brenda J. Gaines For For Management
4 Elect Director Karen M. Garrison For For Management
5 Elect Director Edward A. Kangas For For Management
6 Elect Director J. Robert Kerrey For For Management
7 Elect Director Floyd D. Loop For For Management
8 Elect Director Richard R. Pettingill For For Management
9 Elect Director James A. Unruh For For Management
10 Elect Director J. McDonald Williams For For Management
11 Ratify Auditors For For Management
12 Pay For Superior Performance Against For Shareholder
- --------------------------------------------------------------------------------
TERADATA CORPORATION
Ticker: TDC Security ID: 88076W103
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter L. Fiore For For Management
1.2 Elect Director Michael F. Koehler For For Management
1.3 Elect Director James M. Ringler For Against Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
TERADYNE, INC.
Ticker: TER Security ID: 880770102
Meeting Date: MAY 28, 2009 Meeting Type: Annual
Record Date: APR 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Bagley For For Management
1.2 Elect Director Michael A. Bradley For For Management
1.3 Elect Director Albert Carnesale For For Management
1.4 Elect Director Edwin J. Gillis For For Management
1.5 Elect Director Vincent M. O'Reilly For For Management
1.6 Elect Director Paul J. Tufano For For Management
1.7 Elect Director Roy A. Vallee For For Management
1.8 Elect Director Patricia S. Wolpert For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TESORO CORP.
Ticker: TSO Security ID: 881609101
Meeting Date: MAY 6, 2009 Meeting Type: Annual
Record Date: MAR 12, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Bookout, III For For Management
1.2 Elect Director Rodney F. Chase For For Management
1.3 Elect Director Robert W. Goldman For For Management
1.4 Elect Director Steven H. Grapstein For For Management
1.5 Elect Director William J. Johnson For For Management
1.6 Elect Director J.W. (Jim) Nokes For For Management
1.7 Elect Director Donald H. Schmude For For Management
1.8 Elect Director Bruce A. Smith For For Management
1.9 Elect Director Michael E. Wiley For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TEXAS INSTRUMENTS, INC.
Ticker: TXN Security ID: 882508104
Meeting Date: APR 16, 2009 Meeting Type: Annual
Record Date: FEB 17, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director J. R. Adams For For Management
2 Elect Director D.L. Boren For For Management
3 Elect Director D. A. Carp For For Management
4 Elect Director C.S. Cox For For Management
5 Elect Director D.R. Goode For For Management
6 Elect Director S.P. MacMillan For For Management
7 Elect Director P.H. Patsley For For Management
8 Elect Director W.R. Sanders For For Management
9 Elect Director R.J. Simmons For For Management
10 Elect Director R.K. Templeton For For Management
11 Elect Director C.T. Whitman For For Management
12 Ratify Auditors For For Management
13 Approve Omnibus Stock Plan For For Management
14 Approve Non-Employee Director Omnibus For For Management
Stock Plan
15 Require Independent Board Chairman Against For Shareholder
- --------------------------------------------------------------------------------
TEXTRON INC.
Ticker: TXT Security ID: 883203101
Meeting Date: APR 22, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis B. Campbell For For Management
1.2 Elect Director Lawrence K. Fish For For Management
1.3 Elect Director Joe T. Ford For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC.
Ticker: TMO Security ID: 883556102
Meeting Date: MAY 20, 2009 Meeting Type: Annual
Record Date: MAR 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Judy C. Lewent For For Management
1.2 Elect Director Peter J. Manning For For Management
1.3 Elect Director Jim P. Manzi For For Management
1.4 Elect Director Elaine S. Ullian For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TIFFANY & CO.
Ticker: TIF Security ID: 886547108
Meeting Date: MAY 21, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Kowalski For For Management
1.2 Elect Director Rose Marie Bravo For For Management
1.3 Elect Director Gary E. Costley For For Management
1.4 Elect Director Lawrence K. Fish For For Management
1.5 Elect Director Abby F. Kohnstamm For For Management
1.6 Elect Director Charles K. Marquis For For Management
1.7 Elect Director Peter W. May For For Management
1.8 Elect Director J. Thomas Presby For For Management
1.9 Elect Director William A. Shutzer For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
TIME WARNER CABLE INC.
Ticker: TWC Security ID: 88732J207
Meeting Date: JUN 3, 2009 Meeting Type: Annual
Record Date: APR 8, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carole Black For For Management
2 Elect Director Glenn A. Britt For For Management
3 Elect Director Thomas H. Castro For For Management
4 Elect Director David C. Chang For For Management
5 Elect Director James E. Copeland, Jr. For For Management
6 Elect Director Peter R. Haje For For Management
7 Elect Director Donna A. James For For Management
8 Elect Director Don Logan For For Management
9 Elect Director N.J. Nicholas, Jr. For For Management
10 Elect Director Wayne H. Pace For For Management
11 Elect Director Edward D. Shirley For For Management
12 Elect Director John E. Sununu For For Management
13 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TIME WARNER INC
Ticker: TWX Security ID: 887317105
Meeting Date: JAN 16, 2009 Meeting Type: Special
Record Date: NOV 20, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split For For Management
- --------------------------------------------------------------------------------
TIME WARNER INC
Ticker: TWX Security ID: 887317303
Meeting Date: MAY 28, 2009 Meeting Type: Annual
Record Date: APR 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert M. Allison, Jr. For For Management
1.2 Elect Director James L. Barksdale For For Management
1.3 Elect Director Jeffrey L. Bewkes For For Management
1.4 Elect Director Stephen F. Bollenbach For For Management
1.5 Elect Director Frank J. Caufield For Against Management
1.6 Elect Director Robert C. Clark For For Management
1.7 Elect Director Mathias Dopfner For Against Management
1.8 Elect Director Jessica P. Einhorn For For Management
1.9 Elect Director Michael A. Miles For Against Management
1.10 Elect Director Kenneth J. Novack For For Management
1.11 Elect Director Deborah C. Wright For Against Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Provide for Cumulative Voting Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
6 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
TITANIUM METALS CORP.
Ticker: TIE Security ID: 888339207
Meeting Date: MAY 11, 2009 Meeting Type: Annual
Record Date: MAR 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith R. Coogan For For Management
1.2 Elect Director Glenn R. Simmons For For Management
1.3 Elect Director Harold C. Simmons For For Management
1.4 Elect Director Thomas P. Stafford For For Management
1.5 Elect Director Steven L. Watson For For Management
1.6 Elect Director Terry N. Worrell For For Management
1.7 Elect Director Paul J. Zucconi For For Management
- --------------------------------------------------------------------------------
TJX COMPANIES, INC., THE
Ticker: TJX Security ID: 872540109
Meeting Date: JUN 2, 2009 Meeting Type: Annual
Record Date: APR 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jose B. Alvarez For For Management
1.2 Elect Director Alan M. Bennett For For Management
1.3 Elect Director David A. Brandon For For Management
1.4 Elect Director Bernard Cammarata For For Management
1.5 Elect Director David T. Ching For For Management
1.6 Elect Director Michael F. Hines For For Management
1.7 Elect Director Amy B. Lane For For Management
1.8 Elect Director Carol Meyrowitz For For Management
1.9 Elect Director John F. O'Brien For For Management
1.10 Elect Director Robert F. Shapiro For For Management
1.11 Elect Director Willow B. Shire For For Management
1.12 Elect Director Fletcher H. Wiley For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TORCHMARK CORP.
Ticker: TMK Security ID: 891027104
Meeting Date: APR 30, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Boren For For Management
1.2 Elect Director M. Jane Buchan For For Management
1.3 Elect Director Robert W. Ingram For For Management
1.4 Elect Director Paul J. Zucconi For For Management
2 Ratify Auditors For For Management
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
- --------------------------------------------------------------------------------
TOTAL SYSTEM SERVICES, INC.
Ticker: TSS Security ID: 891906109
Meeting Date: APR 29, 2009 Meeting Type: Annual
Record Date: FEB 19, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Blanchard For For Management
1.2 Elect Director Richard Y. Bradley For For Management
1.3 Elect Director Walter W. Driver, Jr. For For Management
1.4 Elect Director Gardiner W. Garrard, Jr. For For Management
1.5 Elect Director W. Walter Miller, Jr. For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TRANSOCEAN INC.
Ticker: RIG Security ID: G90073100
Meeting Date: DEC 8, 2008 Meeting Type: Special
Record Date: OCT 27, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE MERGER TRANSACTION TO For For Management
BE EFFECTED BY THE SCHEMES OF
ARRANGEMENT, ATTACHED TO THE
ACCOMPANYING PROXY STATEMENT AS ANNEX
B.
2 APPROVAL OF THE MOTION TO ADJOURN THE For For Management
MEETING TO A LATER DATE TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
MEETING TO APPROVE THE MERGER
TRANSACTION.
- --------------------------------------------------------------------------------
TRAVELERS COMPANIES, INC., THE
Ticker: TRV Security ID: 89417E109
Meeting Date: MAY 5, 2009 Meeting Type: Annual
Record Date: MAR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan L. Beller For For Management
1.2 Elect Director John H. Dasburg For For Management
1.3 Elect Director Janet M. Dolan For For Management
1.4 Elect Director Kenneth M. Duberstein For For Management
1.5 Elect Director Jay S. Fishman For For Management
1.6 Elect Director Lawrence G. Graev For For Management
1.7 Elect Director Patricia L. Higgins For For Management
1.8 Elect Director Thomas R. Hodgson For For Management
1.9 Elect Director Cleve L. Killingsworth, For For Management
Jr.
1.10 Elect Director Robert I. Lipp For For Management
1.11 Elect Director Blythe J. McGarvie For For Management
1.12 Elect Director Laurie J. Thomsen For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Report on Political Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
TYCO ELECTRONICS LTD.
Ticker: TEL Security ID: G9144P105
Meeting Date: JUN 22, 2009 Meeting Type: Annual
Record Date: APR 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect Pierre R. Brondeau as Director For For Management
1.2 Reelect Ram Charan as Director For For Management
1.3 Reelect Juergen W. Gromer as Director For For Management
1.4 Reelect Robert M. Hernandez as Director For For Management
1.5 Reelect Thomas J. Lynch as Director For For Management
1.6 Reelect Daniel J. Phelan as Director For For Management
1.7 Reelect Frederic M. Poses as Director For For Management
1.8 Reelect Lawrence S. Smith as Director For For Management
1.9 Reelect Paula A. Sneed as Director For For Management
1.10 Reelect David P. Steiner as Director For For Management
1.11 Reelect John C. Van Scoter as Director For For Management
2 Approve Amended and Restated Tyco For For Management
Electronics Ltd. 2007 Stock and
Incentive Plan
3 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
- --------------------------------------------------------------------------------
TYCO ELECTRONICS LTD.
Ticker: TEL Security ID: G9144P105
Meeting Date: JUN 22, 2009 Meeting Type: Special
Record Date: APR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Country of Incorporation from For For Management
Bermuda to Switzerland
2 Amend Bye-laws Re: Eliminate Certain For For Management
Supermajority Vote Requirements
3 Amend Bye-laws Re: Increase Registered For For Management
Share Capital
4 Approve Dividend of USD 0.16 Per Share For For Management
Through a Reduction in Share Capital
5 Approve Swiss Law as the Authoritative For For Management
Governing Legislation
6 Change Company Name to Tyco Electronics For For Management
Ltd.
7 Amend Corporate Purpose For For Management
8 Adopt New Articles of Association For For Management
9 Approve Schaffhausen, Switzerland as For For Management
Principal Place of Business
10 Appoint PricewaterhouseCoopers AG, For For Management
Zurich as Special Auditor
11 Ratify Deloitte AG as Auditors For For Management
12 Approve Additional Provisions to the For Against Management
Articles of Association Re: Limit the
Number of Shares that may be Registered
13 Approve Additional Provisions to the For Against Management
Articles of Association Re:
Supermajority Vote and Amendment to the
Provisions in Proposal 12
14 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: G9143X208
Meeting Date: MAR 12, 2009 Meeting Type: Annual
Record Date: JAN 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Edward D. Breen as Director For For Management
1.2 Elect Timothy M. Donahue as Director For For Management
1.3 Elect Brian Duperreault as Director For For Management
1.4 Elect Bruce S. Gordon as Director For For Management
1.5 Elect Rajiv Gupta as Director For For Management
1.6 Elect John A. Krol as Director For For Management
1.7 Elect Brendan R. O' Neil as Director For For Management
1.8 Elect William S. Stavropoulos as For For Management
Director
1.9 Elect Sandra Wijnberg as Director For For Management
1.10 Elect Jerome B. York as Director For For Management
1.11 Elect David Yost as Director For For Management
2 Approve Auditors and Authorize Board to For For Management
Fix Their Remuneration
3 Amend 2004 Stock and Incentive Plan For For Management
- --------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: G9143X208
Meeting Date: MAR 12, 2009 Meeting Type: Special
Record Date: JAN 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Change of Domicile For For Management
2 Increase Authorized Capital For For Management
3 Change Company Name to Tyco For For Management
International Ltd.
4 Amend Corporate Purpose For For Management
5 Adopt New Articles of Association For For Management
6 Confirmation of Swiss Law as the For For Management
Authoritative Governing Legislation
7 Approve Schaffhausen, Switzerland as For For Management
Our Principal Place of Business
8 Appoint PriceWaterhouseCoopers AG, For For Management
Zurich as Special Auditor
9 Ratify Deloitte AG as Auditors For For Management
10 Approve Dividends in the Form of a For For Management
Capital Reduction
11 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
TYSON FOODS, INC.
Ticker: TSN Security ID: 902494103
Meeting Date: FEB 6, 2009 Meeting Type: Annual
Record Date: DEC 12, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Don Tyson For For Management
1.2 Elect Director John Tyson For For Management
1.3 Elect Director Richard L. Bond For For Management
1.4 Elect Director Lloyd V. Hackley For Withhold Management
1.5 Elect Director Jim Kever For For Management
1.6 Elect Director Kevin M. McNamara For Withhold Management
1.7 Elect Director Brad T. Sauer For For Management
1.8 Elect Director Jo Ann R. Smith For For Management
1.9 Elect Director Barbara A. Tyson For For Management
1.10 Elect Director Albert C. Zapanta For Withhold Management
2 Ratify Auditors For For Management
3 Disclose GHG Emissions Caused by Against Against Shareholder
Individual Products via Product
Packaging
4 Phase out Use of Gestation Crates Against Against Shareholder
- --------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 21, 2009 Meeting Type: Annual
Record Date: FEB 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas M. Baker, Jr. For For Management
1.2 Elect Director Y. Marc Belton For For Management
1.3 Elect Director Richard K. Davis For For Management
1.4 Elect Director Joel W. Johnson For For Management
1.5 Elect Director David O'Maley For For Management
1.6 Elect Director O'dell M. Owens For For Management
1.7 Elect Director Craig D. Schnuck For For Management
1.8 Elect Director Patrick T. Stokes For Against Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
- --------------------------------------------------------------------------------
UNION PACIFIC CORP.
Ticker: UNP Security ID: 907818108
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date: MAR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew H. Card, Jr. For For Management
1.2 Elect Director Erroll B. Davis, Jr. For For Management
1.3 Elect Director Thomas J. Donohue For For Management
1.4 Elect Director Archie W. Dunham For For Management
1.5 Elect Director Judith Richards Hope For For Management
1.6 Elect Director Charles C. Krulak For For Management
1.7 Elect Director Michael R. McCarthy For For Management
1.8 Elect Director Michael W. McConnell For For Management
1.9 Elect Director Thomas F. McLarty III For For Management
1.10 Elect Director Steven R. Rogel For For Management
1.11 Elect Director Jose H. Villarreal For For Management
1.12 Elect Director James R. Young For For Management
2 Ratify Auditors For For Management
3 Report on Political Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
UNISYS CORP.
Ticker: UIS Security ID: 909214108
Meeting Date: JUL 24, 2008 Meeting Type: Annual
Record Date: MAY 30, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. P. Bolduc For For Management
1.2 Elect Director James J. Duderstadt For For Management
1.3 Elect Director Matthew J. Espe For For Management
1.4 Elect Director Denise K. Fletcher For For Management
1.5 Elect Director Clay B. Lifflander For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC.
Ticker: UPS Security ID: 911312106
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director F. Duane Ackerman For For Management
1.2 Elect Director Michael J. Burns For For Management
1.3 Elect Director D. Scott Davis For For Management
1.4 Elect Director Stuart E. Eizenstat For For Management
1.5 Elect Director Michael L. Eskew For For Management
1.6 Elect Director William R. Johnson For For Management
1.7 Elect Director Ann M. Livermore For For Management
1.8 Elect Director Rudy Markham For For Management
1.9 Elect Director John W. Thompson For For Management
1.10 Elect Director Carol B. Tome For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
UNITED STATES STEEL CORP.
Ticker: X Security ID: 912909108
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Lucchino For For Management
1.2 Elect Director Seth E. Schofield For For Management
1.3 Elect Director John P. Surma For For Management
1.4 Elect Director David S. Sutherland For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORP.
Ticker: UTX Security ID: 913017109
Meeting Date: APR 8, 2009 Meeting Type: Annual
Record Date: FEB 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louis R. Chenevert For For Management
1.2 Elect Director George David For For Management
1.3 Elect Director John V. Faraci For For Management
1.4 Elect Director Jean-Pierre Garnier For For Management
1.5 Elect Director Jamie S. Gorelick For For Management
1.6 Elect Director Carlos M. Gutierrez For For Management
1.7 Elect Director Edward A. Kangas For For Management
1.8 Elect Director Charles R. Lee For For Management
1.9 Elect Director Richard D. McCormick For For Management
1.10 Elect Director Harold McGraw III For For Management
1.11 Elect Director Richard B. Myers For For Management
1.12 Elect Director H. Patrick Swygert For For Management
1.13 Elect Director Andre Villeneuve For For Management
1.14 Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Report on Foreign Military Sales Against Against Shareholder
Offsets
- --------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 2, 2009 Meeting Type: Annual
Record Date: APR 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William C. Ballard, Jr. For For Management
2 Elect Director Richard T. Burke For For Management
3 Elect Director Robert J. Darretta For For Management
4 Elect Director Stephen J. Hemsley For For Management
5 Elect Director Michele J. Hooper For For Management
6 Elect Director Douglas W. Leatherdale For For Management
7 Elect Director Glenn M. Renwick For For Management
8 Elect Director Kenneth I. Shine, M.D. For For Management
9 Elect Director Gail R. Wilensky, Ph.D. For For Management
10 Ratify Auditors For For Management
11 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
UNUM GROUP
Ticker: UNM Security ID: 91529Y106
Meeting Date: MAY 22, 2009 Meeting Type: Annual
Record Date: MAR 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela H. Godwin For For Management
1.2 Elect Director Thomas Kinser For For Management
1.3 Elect Director A.S. MacMillan, Jr. For For Management
1.4 Elect Director Edward J. Muhl For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
UST INC.
Ticker: UST Security ID: 902911106
Meeting Date: DEC 4, 2008 Meeting Type: Special
Record Date: OCT 23, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
VALERO ENERGY CORP.
Ticker: VLO Security ID: 91913Y100
Meeting Date: APR 30, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry D. Choate For Against Management
1.2 Elect Director William R. Klesse For Against Management
1.3 Elect Director Donald L. Nickles For Against Management
1.4 Elect Director Susan Kaufman Purcell For Against Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
4 Stock Retention/Holding Period Against Against Shareholder
5 Disclose Information on Compensation Against Against Shareholder
Consultant
6 Report on Political Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS INC
Ticker: VAR Security ID: 92220P105
Meeting Date: FEB 12, 2009 Meeting Type: Annual
Record Date: DEC 15, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy E. Guertin For For Management
1.2 Elect Director David W. Martin, Jr For For Management
1.3 Elect Director R. Naumann-Etienne For For Management
1.4 Elect Director V. Thyagarajan For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
VENTAS, INC.
Ticker: VTR Security ID: 92276F100
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Debra A. Cafaro For For Management
1.2 Elect Director Douglas Crocker II For For Management
1.3 Elect Director Ronald G. Geary For For Management
1.4 Elect Director Jay M. Gellert For For Management
1.5 Elect Director Robert D. Reed For For Management
1.6 Elect Director Sheli Z. Rosenberg For For Management
1.7 Elect Director James D. Shelton For For Management
1.8 Elect Director Thomas C. Theobald For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
VERISIGN, INC.
Ticker: VRSN Security ID: 92343E102
Meeting Date: MAY 28, 2009 Meeting Type: Annual
Record Date: MAR 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. James Bidzos For For Management
1.2 Elect Director William L. Chenevich For For Management
1.3 Elect Director Kathleen A. Cote For For Management
1.4 Elect Director Roger H. Moore For For Management
1.5 Elect Director John D. Roach For For Management
1.6 Elect Director Louis A. Simpson For For Management
1.7 Elect Director Timothy Tomlinson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
VERIZON COMMUNICATIONS
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard L. Carrion For For Management
1.2 Elect Director M. Frances Keeth For For Management
1.3 Elect Director Robert W. Lane For For Management
1.4 Elect Director Sandra O. Moose For For Management
1.5 Elect Director Joseph Neubauer For For Management
1.6 Elect Director Donald T. Nicolaisen For For Management
1.7 Elect Director Thomas H. O'Brien For For Management
1.8 Elect Director Clarence Otis, Jr. For For Management
1.9 Elect Director Hugh B. Price For For Management
1.10 Elect Director Ivan G. Seidenberg For For Management
1.11 Elect Director John W. Snow For For Management
1.12 Elect Director John R. Stafford For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Prohibit Executive Stock-Based Awards Against Against Shareholder
7 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
8 Require Independent Board Chairman Against Against Shareholder
9 Provide for Cumulative Voting Against Against Shareholder
10 Adopt a Policy in which the Company Against Against Shareholder
will not Make or Promise to Make Any
Death Benefit Payments to Senior
Executives
- --------------------------------------------------------------------------------
VF CORP.
Ticker: VFC Security ID: 918204108
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: MAR 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Hurst For For Management
1.2 Elect Director W. Alan McCollough For For Management
1.3 Elect Director M. Rust Sharp For For Management
1.4 Elect Director Raymond G. Viault For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
VORNADO REALTY TRUST
Ticker: VNO Security ID: 929042109
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date: MAR 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven Roth For Withhold Management
1.2 Elect Director Michael D. Fascitelli For Withhold Management
1.3 Elect Director Russell B. Wight, Jr. For Withhold Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Against For Shareholder
Election of Directors
4 Require Independent Board Chairman Against Against Shareholder
- --------------------------------------------------------------------------------
VULCAN MATERIALS CO.
Ticker: VMC Security ID: 929160109
Meeting Date: MAY 8, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. Allen Franklin For For Management
1.2 Elect Director Richard T. O'Brien For For Management
1.3 Elect Director Donald B. Rice For For Management
1.4 Elect Director Phillip W. Farmer For For Management
1.5 Elect Director Phillip James V. Napier For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against Against Shareholder
- --------------------------------------------------------------------------------
W.W. GRAINGER, INC.
Ticker: GWW Security ID: 384802104
Meeting Date: APR 29, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian P. Anderson For For Management
1.2 Elect Director Wilbur H. Gantz For For Management
1.3 Elect Director V. Ann Hailey For For Management
1.4 Elect Director William K. Hall For For Management
1.5 Elect Director Richard L. Keyser For For Management
1.6 Elect Director Stuart L. Levenick For For Management
1.7 Elect Director John W. McCarter, Jr. For For Management
1.8 Elect Director Neil S. Novich For For Management
1.9 Elect Director Michael J. Roberts For For Management
1.10 Elect Director Gary L. Rogers For For Management
1.11 Elect Director James T. Ryan For For Management
1.12 Elect Director James D. Slavik For For Management
1.13 Elect Director Harold B. Smith For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 5, 2009 Meeting Type: Annual
Record Date: APR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Aida M. Alvarez For For Management
2 Elect Director James W. Breyer For For Management
3 Elect Director M. Michele Burns For For Management
4 Elect Director James I. Cash, Jr. For For Management
5 Elect Director Roger C. Corbett For For Management
6 Elect Director Douglas N. Daft For For Management
7 Elect Director Michael T. Duke For For Management
8 Elect Director Gregory B. Penner For For Management
9 Elect Director Allen I. Questrom For For Management
10 Elect Director H. Lee Scott, Jr. For For Management
11 Elect Director Arne M. Sorenson For For Management
12 Elect Director Jim C. Walton For For Management
13 Elect Director S. Robson Walton For For Management
14 Elect Director Christopher J. Williams For For Management
15 Elect Director Linda S. Wolf For For Management
16 Ratify Auditors For For Management
17 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
18 Pay For Superior Performance Against Against Shareholder
19 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
20 Report on Political Contributions Against Against Shareholder
21 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
22 Stock Retention/Holding Period Against Against Shareholder
- --------------------------------------------------------------------------------
WALGREEN CO.
Ticker: WAG Security ID: 931422109
Meeting Date: JAN 14, 2009 Meeting Type: Annual
Record Date: NOV 17, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Foote For For Management
1.2 Elect Director Mark P. Frissora For For Management
1.3 Elect Director Alan G. Mcnally For For Management
1.4 Elect Director Cordell Reed For For Management
1.5 Elect Director Nancy M. Schlichting For For Management
1.6 Elect Director David Y. Schwartz For For Management
1.7 Elect Director Alejandro Silva For For Management
1.8 Elect Director James A. Skinner For For Management
1.9 Elect Director Marilou M. Von Ferstel For For Management
1.10 Elect Director Charles R. Walgreen III For For Management
2 Ratify Auditors For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Require Independent Board Chairman Against Against Shareholder
5 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
WALT DISNEY COMPANY, THE
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 10, 2009 Meeting Type: Annual
Record Date: JAN 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Susan E. Arnold For For Management
2 Elect Director John E. Bryson For For Management
3 Elect Director John S. Chen For For Management
4 Elect Director Judith L. Estrin For For Management
5 Elect Director Robert A. Iger For For Management
6 Elect Director Steven P. Jobs For For Management
7 Elect Director Fred H. Langhammer For For Management
8 Elect Director Aylwin B. Lewis For For Management
9 Elect Director Monica C. Lozano For For Management
10 Elect Director Robert W. Matschullat For For Management
11 Elect Director John E. Pepper , Jr. For For Management
12 Elect Director Orin C. Smith For For Management
13 Ratify Auditors For For Management
14 Amend Omnibus Stock Plan For Against Management
15 Amend Executive Incentive Bonus Plan For For Management
16 Report on Political Contributions Against Against Shareholder
17 Adopt a Policy in which the Company Against Against Shareholder
will not Make or Promise to Make Any
Death Benefit Payments to Senior
Executives
18 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
WASHINGTON POST CO., THE
Ticker: WPO Security ID: 939640108
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher C. Davis For For Management
1.2 Elect Director John L. Dotson Jr. For For Management
1.3 Elect Director Ronald L. Olson For For Management
2 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
WASTE MANAGEMENT, INC.
Ticker: WMI Security ID: 94106L109
Meeting Date: MAY 8, 2009 Meeting Type: Annual
Record Date: MAR 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pastora San Juan For For Management
Cafferty
1.2 Elect Director Frank M. Clark, Jr. For For Management
1.3 Elect Director Patrick W. Gross For For Management
1.4 Elect Director John C. Pope For For Management
1.5 Elect Director W. Robert Reum For For Management
1.6 Elect Director Steven G. Rothmeier For For Management
1.7 Elect Director David P. Steiner For For Management
1.8 Elect Director Thomas H. Weidemeyer For For Management
2 Ratify Auditors For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Approve Omnibus Stock Plan For For Management
5 Report on Political Contributions Against Against Shareholder
6 Reduce Supermajority Vote Requirement Against For Shareholder
- --------------------------------------------------------------------------------
WATERS CORPORATION
Ticker: WAT Security ID: 941848103
Meeting Date: MAY 12, 2009 Meeting Type: Annual
Record Date: MAR 18, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joshua Bekenstein For For Management
1.2 Elect Director Michael J. Berendt, For For Management
Ph.D.
1.3 Elect Director Douglas A. Berthiaume For For Management
1.4 Elect Director Edward Conard For For Management
1.5 Elect Director Laurie H. Glimcher, M.D. For For Management
1.6 Elect Director Christopher A. Kuebler For For Management
1.7 Elect Director William J. Miller For For Management
1.8 Elect Director JoAnn A. Reed For For Management
1.9 Elect Director Thomas P. Salice For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WATSON PHARMACEUTICALS, INC.
Ticker: WPI Security ID: 942683103
Meeting Date: MAY 8, 2009 Meeting Type: Annual
Record Date: MAR 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald R. Taylor For For Management
1.2 Elect Director Andrew L. Turner For For Management
1.3 Elect Director Jack Michelson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WEATHERFORD INTERNATIONAL LTD
Ticker: WFT Security ID: G95089101
Meeting Date: FEB 17, 2009 Meeting Type: Court
Record Date: DEC 15, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reincorporation through Scheme For For Management
of Arrangement with Subsiadiary
2 Adjourn Meeting For For Management
3 Transact Other Business (Non-Voting) None None Management
- --------------------------------------------------------------------------------
WELLPOINT, INC.
Ticker: WLP Security ID: 94973V107
Meeting Date: MAY 20, 2009 Meeting Type: Annual
Record Date: MAR 18, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lenox D. Baker, Jr., For For Management
M.D.
2 Elect Director Susan B. Bayh For For Management
3 Elect Director Larry C. Glasscock For For Management
4 Elect Director Julie A. Hill For For Management
5 Elect Director Ramiro G. Peru For For Management
6 Ratify Auditors For For Management
7 Approve Omnibus Stock Plan For For Management
8 Amend Qualified Employee Stock Purchase For For Management
Plan
9 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
WELLS FARGO AND COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John D. Baker II For For Management
2 Elect Director John S. Chen For Against Management
3 Elect Director Lloyd H. Dean For For Management
4 Elect Director Susan E. Engel For Against Management
5 Elect Director Enrique Hernandez, Jr. For For Management
6 Elect Director Donald M. James For Against Management
7 Elect Director Robert L. Joss For For Management
8 Elect Director Richard M. Kovacevich For For Management
9 Elect Director Richard D. McCormick For Against Management
10 Elect Director Mackey J. McDonald For Against Management
11 Elect Director Cynthia H. Milligan For For Management
12 Elect Director Nicholas G. Moore For For Management
13 Elect Director Philip J. Quigley For For Management
14 Elect Director Donald B. Rice For Against Management
15 Elect Director Judith M. Runstad For For Management
16 Elect Director Stephen W. Sanger For Against Management
17 Elect Director Robert K. Steel For For Management
18 Elect Director John G. Stumpf For For Management
19 Elect Director Susan G. Swenson For For Management
20 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
21 Ratify Auditors For For Management
22 Amend Omnibus Stock Plan For Against Management
23 Require Independent Board Chairman Against Against Shareholder
24 Report on Political Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
WENDY'S INTERNATIONAL, INC.
Ticker: WEN Security ID: 950590109
Meeting Date: SEP 15, 2008 Meeting Type: Special
Record Date: AUG 5, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
WESTERN UNION COMPANY, THE
Ticker: WU Security ID: 959802109
Meeting Date: MAY 13, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roberto G. Mendoza For For Management
1.2 Elect Director Michael A. Miles, Jr. For For Management
1.3 Elect Director Dennis Stevenson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WEYERHAEUSER CO.
Ticker: WY Security ID: 962166104
Meeting Date: APR 16, 2009 Meeting Type: Annual
Record Date: FEB 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Debra A. Cafaro For For Management
1.2 Elect Director Nicole W. Piasecki For For Management
1.3 Elect Director Mark A. Emmert For For Management
1.4 Elect Director Daniel S. Fulton For For Management
1.5 Elect Director Wayne W. Murdy For For Management
2 Require Independent Board Chairman Against For Shareholder
3 Reduce Supermajority Vote Requirement Against For Shareholder
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WHIRLPOOL CORP.
Ticker: WHR Security ID: 963320106
Meeting Date: APR 21, 2009 Meeting Type: Annual
Record Date: FEB 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary T. DiCamillo For For Management
1.2 Elect Director Kathleen J. Hempel For For Management
1.3 Elect Director Michael A. Todman For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Declassify the Board of Directors For For Management
5 Reduce Supermajority Vote Requirement For For Management
for Article 6
6 Reduce Supermajority Vote Requirement For For Management
for Articles 8 and 10
7 Declassify the Board of Directors Against Against Shareholder
8 Amend Vote Requirements to Amend Against Against Shareholder
Articles/Bylaws/Charter
- --------------------------------------------------------------------------------
WHOLE FOODS MARKET, INC.
Ticker: WFMI Security ID: 966837106
Meeting Date: MAR 16, 2009 Meeting Type: Annual
Record Date: JAN 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John B. Elstrott For For Management
1.2 Elect Director Gabrielle E. Greene For For Management
1.3 Elect Director Hass Hassan For For Management
1.4 Elect Director Stephanie Kugelman For For Management
1.5 Elect Director John P. Mackey For For Management
1.6 Elect Director Morris J. Siegel For For Management
1.7 Elect Director Ralph Z. Sorenson For For Management
1.8 Elect Director William A. (Kip) For For Management
Tindell, III
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock Purchase For For Management
Plan
6 Require Independent Board Chairman Against Against Shareholder
7 Reduce Supermajority Vote Requirement Against For Shareholder
8 Reincorporate in Another State from Against Against Shareholder
Texas to North Dakota
- --------------------------------------------------------------------------------
WILLIAMS COMPANIES, INC., THE
Ticker: WMB Security ID: 969457100
Meeting Date: MAY 21, 2009 Meeting Type: Annual
Record Date: MAR 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irl F. Engelhardt For For Management
1.2 Elect Director William E. Green For For Management
1.3 Elect Director W. R. Howell For For Management
1.4 Elect Director George A. Lorch For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
WINDSTREAM CORP.
Ticker: WIN Security ID: 97381W104
Meeting Date: MAY 6, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol B. Armitage For For Management
1.2 Elect Director Samuel E. Beall, III For For Management
1.3 Elect Director Dennis E. Foster For For Management
1.4 Elect Director Francis X. Frantz For For Management
1.5 Elect Director Jeffery R. Gardner For For Management
1.6 Elect Director Jeffrey T. Hinson For For Management
1.7 Elect Director Judy K. Jones For For Management
1.8 Elect Director William A. Montgomery For For Management
1.9 Elect Director Frank E. Reed For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
- --------------------------------------------------------------------------------
WISCONSIN ENERGY CORP.
Ticker: WEC Security ID: 976657106
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date: FEB 26, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Bergstrom For Withhold Management
1.2 Elect Director Barbara L. Bowles For For Management
1.3 Elect Director Patricia W. Chadwick For For Management
1.4 Elect Director Robert A. Cornog For For Management
1.5 Elect Director Curt S. Culver For For Management
1.6 Elect Director Thomas J. Fischer For For Management
1.7 Elect Director Gale E. Klappa For For Management
1.8 Elect Director Ulice Payne, Jr. For Withhold Management
1.9 Elect Director Frederick P. Stratton, For Withhold Management
Jr.
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WM. WRIGLEY JR. CO.
Ticker: WWY Security ID: 982526105
Meeting Date: SEP 25, 2008 Meeting Type: Special
Record Date: JUL 28, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
WYNDHAM WORLDWIDE CORP
Ticker: WYN Security ID: 98310W108
Meeting Date: MAY 12, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen P. Holmes For For Management
1.2 Elect Director Myra J. Biblowit For Withhold Management
1.3 Elect Director Pauline D.E. Richards For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Eliminate or Restrict Severance Against For Shareholder
Agreements (Change-in-Control)
5 Require Independent Board Chairman Against For Shareholder
- --------------------------------------------------------------------------------
XCEL ENERGY INC.
Ticker: XEL Security ID: 98389B100
Meeting Date: MAY 20, 2009 Meeting Type: Annual
Record Date: MAR 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Coney Burgess For For Management
1.2 Elect Director Fredric W. Corrigan For For Management
1.3 Elect Director Richard K. Davis For For Management
1.4 Elect Director Richard C. Kelly For For Management
1.5 Elect Director Albert F. Moreno For For Management
1.6 Elect Director Margaret R. Preska For For Management
1.7 Elect Director A. Patricia Sampson For For Management
1.8 Elect Director Richard H. Truly For For Management
1.9 Elect Director David A. Westerlund For For Management
1.10 Elect Director Timothy V. Wolf For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
XEROX CORPORATION
Ticker: XRX Security ID: 984121103
Meeting Date: MAY 21, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glenn A. Britt For For Management
1.2 Elect Director Ursula M. Burns For For Management
1.3 Elect Director Richard J. Harrington For For Management
1.4 Elect Director William Curt Hunter For For Management
1.5 Elect Director Robert A. McDonald For For Management
1.6 Elect Director Anne M. Mulcahy For For Management
1.7 Elect Director N. J. Nicholas, Jr. For For Management
1.8 Elect Director Charles Prince For For Management
1.9 Elect Director Ann N. Reese For For Management
1.10 Elect Director Mary Agnes Wilderotter For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
XL CAPITAL LTD.
Ticker: XL Security ID: G98255105
Meeting Date: APR 24, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Dale R. Comey as a Director For For Management
1.2 Elect Robert R. Glauber as a Director For For Management
1.3 Elect G. Thompson Hutton as a Director For For Management
2 Amend 1991 Peformance Incentive Program For For Management
3 Amend Directors Stock & Option Plan For For Management
4 Ratify PriceWaterhouseCoopers LLP as For For Management
Auditors
- --------------------------------------------------------------------------------
XTO ENERGY INC
Ticker: XTO Security ID: 98385X106
Meeting Date: MAY 19, 2009 Meeting Type: Annual
Record Date: MAR 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director Phillip R. Kevil For For Management
2.2 Elect Director Herbert D. Simons For Against Management
2.3 Elect Director Vaughn O. Vennerberg II For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
6 Adopt a Policy in which the Company Against Against Shareholder
will not Make or Promise to Make Any
Death Benefit Payments to Senior
Executives
- --------------------------------------------------------------------------------
YAHOO!, INC.
Ticker: YHOO Security ID: 984332106
Meeting Date: AUG 1, 2008 Meeting Type: Proxy Contest
Record Date: JUN 3, 2008
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card)
1.1 Elect Director Roy J. Bostock For For Management
1.2 Elect Director Ronald W. Burkle For For Management
1.3 Elect Director Eric Hippeau For For Management
1.4 Elect Director Vyomesh Joshi For For Management
1.5 Elect Director Arthur H. Kern For For Management
1.6 Elect Director Robert A. Kotick For For Management
1.7 Elect Director Mary Agnes Wilderotter For For Management
1.8 Elect Director Gary L. Wilson For For Management
1.9 Elect Director Jerry Yang For For Management
2 Ratify Auditors For For Management
3 Pay For Superior Performance Against For Shareholder
4 Adopt Policies to Protect Freedom of Against Against Shareholder
Access to the Internet
5 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Human Rights
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Card)
1.1 Elect Director Lucian A. Bebchuk For Did Not Vote Shareholder
1.2 Elect Director Frank J. Biondi, Jr. For Did Not Vote Shareholder
1.3 Elect Director John H. Chapple For Did Not Vote Shareholder
1.4 Elect Director Mark Cuban For Did Not Vote Shareholder
1.5 Elect Director Adam Dell For Did Not Vote Shareholder
1.6 Elect Director Carl C. Icahn For Did Not Vote Shareholder
1.7 Elect Director Keith A, Meister For Did Not Vote Shareholder
1.8 Elect Director Edward H. Meyer For Did Not Vote Shareholder
1.9 Elect Director Brian S. Posner For Did Not Vote Shareholder
2 Ratify Auditors For Did Not Vote Management
3 Pay For Superior Performance For Did Not Vote Shareholder
4 Adopt Policies to Protect Freedom of Against Did Not Vote Shareholder
Access to the Internet
5 Amend Bylaws to Establish a Board Against Did Not Vote Shareholder
Committee on Human Rights
- --------------------------------------------------------------------------------
YAHOO!, INC.
Ticker: YHOO Security ID: 984332106
Meeting Date: JUN 25, 2009 Meeting Type: Annual
Record Date: APR 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol Bartz For For Management
1.2 Elect Director Frank J. Biondi, Jr. For For Management
1.3 Elect Director Roy J. Bostock For For Management
1.4 Elect Director Ronald W. Burkle For For Management
1.5 Elect Director John H. Chapple For For Management
1.6 Elect Director Eric Hippeau For For Management
1.7 Elect Director Carl C. Icahn For Against Management
1.8 Elect Director Vyomesh Joshi For For Management
1.9 Elect Director Arthur H. Kern For For Management
1.10 Elect Director Mary Agnes Wilderotter For For Management
1.11 Elect Director Gary L. Wilson For For Management
1.12 Elect Director Jerry Yang For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
YUM BRANDS, INC.
Ticker: YUM Security ID: 988498101
Meeting Date: MAY 21, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Dorman For For Management
1.2 Elect Director Massimo Ferragamo For For Management
1.3 Elect Director J. David Grissom For For Management
1.4 Elect Director Bonnie G. Hill For For Management
1.5 Elect Director Robert Holland, Jr. For For Management
1.6 Elect Director Kenneth G. Langone For For Management
1.7 Elect Director Jonathan S. Linen For For Management
1.8 Elect Director Thomas C. Nelson For For Management
1.9 Elect Director David C. Novak For For Management
1.10 Elect Director Thomas M. Ryan For For Management
1.11 Elect Director Jing-Shyh S. Su For For Management
1.12 Elect Director Jackie Trujillo For For Management
1.13 Elect Director Robert D. Walter For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Submit Shareholder Rights Plan (Poison Against Against Shareholder
Pill) to Shareholder Vote
5 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
6 Report on Sustainability and Food Against Against Shareholder
Safety in the Supply Chain
7 Adopt Principles for Health Care Reform Against Against Shareholder
8 Report on Animal Welfare Policies Against Against Shareholder
- --------------------------------------------------------------------------------
ZIMMER HOLDINGS INC
Ticker: ZMH Security ID: 98956P102
Meeting Date: MAY 4, 2009 Meeting Type: Annual
Record Date: MAR 5, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Betsy J. Bernard For For Management
2 Elect Director Marc N. Casper For For Management
3 Elect Director David C. Dvorak For For Management
4 Elect Director Robert A. Hagemann For For Management
5 Elect Director Arthur J. Higgins For For Management
6 Elect Director Cecil B. Pickett For For Management
7 Elect Director Augustus A. White, III For For Management
8 Ratify Auditors For For Management
9 Approve Omnibus Stock Plan For For Management
10 Amend Non-Employee Director Omnibus For For Management
Stock Plan
11 Amend Deferred Compensation Plan For For Management
- --------------------------------------------------------------------------------
ZIONS BANCORPORATION
Ticker: ZION Security ID: 989701107
Meeting Date: JUN 2, 2009 Meeting Type: Annual
Record Date: MAR 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director R. D. Cash For Against Management
2 Elect Director Patricia Frobes For Against Management
3 Elect Director J. David Heaney For For Management
4 Elect Director Harris H. Simmons For For Management
5 Amend Omnibus Stock Plan For For Management
6 Declassify the Board of Directors For For Management
7 Ratify Auditors For For Management
8 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
9 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
VOTE SUMMARY REPORT
FOR THE PERIOD JULY 1, 2008 - JUNE 30, 2009
VANTAGEPOINT EQUITY INCOME FUND
SUBADVISER: BARROW HANLEY INCOME FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------- ----------------------------- --------- ------- --------- -------- -------- -------
08/13/08 - A H. J. HEINZ CO. *HNZ* 423074103 06/04/08 124,100
1 Elect Director W.R. Johnson For For Mgmt
2 Elect Director C.E. Bunch For For Mgmt
3 Elect Director L.S. Coleman, Jr. For For Mgmt
4 Elect Director J.G. Drosdick For For Mgmt
5 Elect Director E.E. Holiday For For Mgmt
6 Elect Director C. Kendle For For Mgmt
7 Elect Director D.R. O'Hare For For Mgmt
8 Elect Director N. Peltz For For Mgmt
9 Elect Director D.H. Reilley For For Mgmt
10 Elect Director L.C. Swann For For Mgmt
11 Elect Director T.J. Usher For For Mgmt
12 Elect Director M.F. Weinstein For For Mgmt
13 Ratify Auditors For For Mgmt
14 Reduce Supermajority Vote For For Mgmt
Requirement to Amend Limitation of
Director Liability and
Director/Officer Indemnification
15 Reduce Supermajority Vote For For Mgmt
Requirement to Approve Certain
Business Combinations
12/04/08 - S UST INC. 902911106 10/23/08 145,600
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For For Mgmt
12/05/08 - S BANK OF AMERICA CORP. *BAC* 060505104 10/10/08 334,620
1 Issue Shares in Connection with For For Mgmt
Acquisition
2 Amend Omnibus Stock Plan For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
4 Adjourn Meeting For For Mgmt
02/03/09 - A EMERSON ELECTRIC CO. *EMR* 291011104 11/25/08 202,500
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
02/03/09 - A IMPERIAL TOBACCO GROUP PLC 453142101 12/24/08 189,700
MEETING FOR ADR HOLDERS
1 RECEIVE THE ACCOUNTS FOR THE For For Mgmt
FINANCIAL YEAR ENDED 30 SEPTEMBER
2008, WITH THE DIRECTORS AND
AUDITOR S REPORTS.
2 RECEIVE AND APPROVE THE DIRECTORS For For Mgmt
REMUNERATION REPORT FOR FINANCIAL
YEAR
Mgmt Rec - Company Management Recommended Vote Page 1
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
VANTAGEPOINT EQUITY INCOME FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------- ----------------------------- --------- ------- --------- -------- -------- -------
ENDED 30 SEPTEMBER 2008, WITH
AUDITOR S REPORT.
3 DECLARE A FINAL DIVIDEND FOR THE For For Mgmt
FINANCIAL YEAR ENDED 30 SEPTEMBER
2008 OF 42.2 PENCE PER ORDINARY
SHARE OF 10 PENCE.
4 TO RE-ELECT MR G L BLASHILL AS A For For Mgmt
DIRECTOR OF THE COMPANY.
5 TO RE-ELECT DR P H JUNGELS AS A For For Mgmt
DIRECTOR OF THE COMPANY.
6 TO ELECT MR J D COMOLLI AS A For For Mgmt
DIRECTOR OF THE COMPANY.
7 TO ELECT MR B F BICH AS A DIRECTOR For For Mgmt
OF THE COMPANY.
8 TO ELECT MR B SETRAKIAN AS A For For Mgmt
DIRECTOR OF THE COMPANY.
9 RATIFY AUDITORS For For Mgmt
10 TO AUTHORIZE THE DIRECTORS TO SET For For Mgmt
THE REMUNERATION OF THE AUDITOR.
11 APPROVAL OF RESOLUTION # 11 AS For For Mgmt
ORDINARY RESOLUTION AS SET FORTH IN
THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
12 APPROVAL OF RESOLUTION # 12 AS For For Mgmt
ORDINARY RESOLUTION AS SET FORTH IN
THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
13 APPROVAL OF RESOLUTION # 13 AS For For Mgmt
SPECIAL RESOLUTION AS SET FORTH IN
THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
14 APPROVAL OF RESOLUTION # 14 AS For For Mgmt
SPECIAL RESOLUTION AS SET FORTH IN
THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
03/10/09 - A APPLIED MATERIALS, INC. 038222105 01/12/09 488,714
*AMAT*
1 Elect Directors For For Mgmt
2 Reduce Supermajority Vote For For Mgmt
Requirement
3 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 2
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
VANTAGEPOINT EQUITY INCOME FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------- ----------------------------- --------- ------- --------- -------- -------- -------
03/18/09 - A HEWLETT-PACKARD COMPANY *HPQ* 428236103 01/20/09 161,500
1 Elect Director Lawrence T. Babbio, For For Mgmt
Jr.
2 Elect Director Sari M. Baldauf For For Mgmt
3 Elect Director Rajiv L. Gupta For For Mgmt
4 Elect Director John H. Hammergren For For Mgmt
5 Elect Director Mark V. Hurd For For Mgmt
6 Elect Director Joel Z. Hyatt For For Mgmt
7 Elect Director John R. Joyce For For Mgmt
8 Elect Director Robert L. Ryan For For Mgmt
9 Elect Director Lucille S. Salhany For For Mgmt
10 Elect Director G. Kennedy Thompson For For Mgmt
11 Ratify Auditors For For Mgmt
04/15/09 - A CARNIVAL CORP. *CCL* 143658300 02/17/09 291,200
THIS IS A DUPLICATE MEETING FOR
BALLOTS RECEIVED VIA THE BROADRIDGE
NORTH AMERICAN BALLOT DISTRIBUTION
SYSTEM.
1 Elect Directors For For Mgmt
2 TO RE-APPOINT For For Mgmt
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENTAUDITORS FOR CARNIVAL
PLC.
3 TO AUTHORIZE THE AUDIT COMMITTEE OF For For Mgmt
CARNIVAL PLC TO AGREE TO THE
REMUNERATION OF THE INDEPENDENT
AUDITORS.
4 TO RECEIVE THE UK ACCOUNTS AND For For Mgmt
REPORTS OF THE DIRECTORS AND
AUDITORS OF CARNIVAL PLC FOR THE
FINANCIAL YEAR ENDED NOVEMBER 30,
2008.
5 TO APPROVE THE DIRECTORS For For Mgmt
REMUNERATION REPORT OF CARNIVAL PLC
FOR THE FINANCIAL YEAR ENDED
NOVEMBER 30, 2008.
6 TO INCREASE THE AMOUNT OF THE For For Mgmt
AUTHORIZED BUT UNISSUED SHARE
CAPITAL OF CARNIVAL PLC.
7 TO ADOPT THE AMENDED AND RESTATED For For Mgmt
ARTICLES OF ASSOCIATION OF CARNIVAL
PLC.
8 TO APPROVE CERTAIN AMENDMENTS TO For For Mgmt
THE ARTICLES OF ASSOCIATION OF
CARNIVAL PLC, TO TAKE EFFECT FROM
OCTOBER 1, 2009.
9 TO APPROVE THE GIVING OF AUTHORITY For For Mgmt
FOR THE ALLOTMENT OF NEW SHARES BY
CARNIVAL PLC.
Mgmt Rec - Company Management Recommended Vote Page 3
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
VANTAGEPOINT EQUITY INCOME FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------- ----------------------------- --------- ------- --------- -------- -------- -------
10 TO APPROVE THE DISAPPLICATION OF For For Mgmt
PRE-EMPTION RIGHTS IN RELATION TO
THE ALLOTMENT OF NEW SHARES BY
CARNIVAL PLC.
11 TO APPROVE A GENERAL AUTHORITY FOR For For Mgmt
CARNIVAL PLC TO BUY BACK CARNIVAL
PLC ORDINARY SHARES IN THE OPEN
MARKET.
04/21/09 - A CITIGROUP INC. *C* 172967101 02/27/09 85,454
1 Elect Directors For Split Mgmt
1.1 Elect Director C. Michael Armstrong
-- Against
1.2 Elect Director Alain J.P. Belda --
Against
1.3 Elect Director John M. Deutch --
Against
1.4 Elect Director Jerry A. Grundhofer
-- For
1.5 Elect Director Andrew N. Liveris
-- For
1.6 Elect Director Anne Mulcahy --
Against
1.7 Elect Director Michael E. O'Neill
-- For
1.8 Elect Director Vikram Pandit -- For
1.9 Elect Director Richard D. Parsons
-- For
1.10 Elect Director Lawrence R.
Ricciardi -- For
1.11 Elect Director Judith Rodin -- For
1.12 Elect Director Robert L. Ryan --
For
1.13 Elect Director Anthony M. Santomero
-- For
1.14 Elect Director William S. Thompson,
Jr. -- For
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Advisory Vote to Ratify Named For For Mgmt
Executive Officers' Compensation
5 Disclose Prior Government Service Against Against ShrHoldr
6 Report on Political Contributions Against Against ShrHoldr
7 Report on Predatory Lending Policies Against Against ShrHoldr
8 Require More Director Nominations Against Against ShrHoldr
Than Open Seats
9 Prepare Carbon Principles Report Against Against ShrHoldr
10 Stock Retention/Holding Period Against Against ShrHoldr
11 Disclose Information on Against Against ShrHoldr
Compensation Consultant
12 Amend Articles/Bylaws/Charter -- Against Against ShrHoldr
Call Special Meetings
13 Restore or Provide for Cumulative Against Against ShrHoldr
Voting
Mgmt Rec - Company Management Recommended Vote Page 4
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
VANTAGEPOINT EQUITY INCOME FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------- ----------------------------- --------- ------- --------- -------- -------- -------
04/22/09 - A GENERAL ELECTRIC CO. *GE* 369604103 02/23/09 195,600
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Provide for Cumulative Voting Against For ShrHoldr
4 Advisory Vote to Ratify Named Against For ShrHoldr
Executive Officers' Compensation
5 Evaluate the Potential Conversion Against Against ShrHoldr
of the Corporation's Business Units
into Four or More Public
Corporations and Distribute New
Shares
6 Adopt Policy to Cease the Payments Against For ShrHoldr
of Dividends or Equivalent Payments
to Senior Executives for Shares Not
Owned
7 Submit Severance Agreement (Change Against For ShrHoldr
in Control) to shareholder Vote
04/23/09 - A BURLINGTON NORTHERN SANTA FE 12189T104 02/27/09 128,400
CORP. *BNI*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Against Against ShrHoldr
Executive Officers' Compensation
4 Amend Bylaws-- Call Special Meetings Against Against ShrHoldr
5 Report on Political Contributions Against Against ShrHoldr
04/23/09 - A CAPITAL ONE FINANCIAL CORP. 14040H105 02/23/09 178,600
*COF*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Advisory Vote on Executive For For Mgmt
Compensation
04/23/09 - A JOHNSON & JOHNSON *JNJ* 478160104 02/24/09 159,400
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Against Against ShrHoldr
Executive Officers' Compensation
04/23/09 - A NOKIA CORP. 654902204 02/17/09 364,500
MEETING FOR ADR HOLDERS
1 Open Meeting None None Mgmt
2 Calling the Meeting to Order None None Mgmt
Mgmt Rec - Company Management Recommended Vote Page 5
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
VANTAGEPOINT EQUITY INCOME FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------- ----------------------------- --------- ------- --------- -------- -------- -------
3 Designate Inspector or Shareholder None None Mgmt
Representative(s) of Minutes of
Meeting
4 Acknowledge Proper Convening of None None Mgmt
Meeting
5 Prepare and Approve List of None None Mgmt
Shareholders
6 Receive Financial Statements and None None Mgmt
Statutory Reports; Receive CEO's
Review
7 Accept Financial Statements and For For Mgmt
Statutory Reports
8 Approve Allocation of Income and For For Mgmt
Dividends of EUR 0.40 Per Share
9 Approve Discharge of Board and For For Mgmt
President
10 Approve Remuneration of Directors For For Mgmt
in the Amount of EUR 440,000 for
Chairman, EUR 150,000 for Vice
Chairman, and EUR 130,000 for Other
Directors; Approve Remuneration for
Committee Work
11 Fix Number of Directors at 11 For For Mgmt
12 Elect Directors For For Mgmt
13 Approve Remuneration of Auditors For For Mgmt
14 Ratify PricewaterhouseCoopers Oy as For For Mgmt
Auditors
15 Authorize Repurchase of up to 360 For For Mgmt
Million Nokia Shares
16 Close Meeting None None Mgmt
17 MARK THE FOR BOX IF YOU WISH TO None Against Mgmt
INSTRUCT THE DEPOSITARY TO GIVE A
PROXY TO LEENA SIIRALA OR ESA
NIINIMAKI, BOTH LEGALCOUNSELS OF
NOKIA CORPORATION, TO VOTE, IN
THEIR DISCRETION, ONYOUR BEHALF
ONLY UPON ITEM 17.
04/23/09 - A PFIZER INC. *PFE* 717081103 02/24/09 595,300
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Limit/Prohibit Executive Against Against ShrHoldr
Stock-Based Awards
5 Advisory Vote to Ratify Named Against Against ShrHoldr
Executive Officers' Compensation
6 Provide for Cumulative Voting Against For ShrHoldr
7 Amend Bylaws -- Call Special Against Against ShrHoldr
Meetings
Mgmt Rec - Company Management Recommended Vote Page 6
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
VANTAGEPOINT EQUITY INCOME FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------- ----------------------------- --------- ------- --------- -------- -------- -------
04/23/09 - A THE STANLEY WORKS *SWK* 854616109 02/27/09 184,780
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Declassify the Board of Directors Against Against ShrHoldr
04/24/09 - A AT&T INC *T* 00206R102 02/25/09 367,300
1 Elect Directors For Split Mgmt
1.1 Elect Director Randall L.
Stephenson -- For
1.2 Elect Director William F. Aldinger
III -- Against
1.3 Elect Director Gilbert F. Amelio
-- Against
1.4 Elect Director Reuben V. Anderson
-- For
1.5 Elect Director James H. Blanchard
-- Against
1.6 Elect Director August A. Busch III
-- For
1.7 Elect Director Jaime Chico Pardo
-- For
1.8 Elect Director James P. Kelly --
For
1.9 Elect Director Jon C. Madonna --
For
1.10 Elect Director Lynn M. Martin --
For
1.11 Elect Director John B. McCoy -- For
1.12 Elect Director Mary S. Metz -- For
1.13 Elect Director Joyce M. Roch --
For
1.14 Elect Director Laura D Andrea Tyson
-- For
1.15 Elect Director Patricia P. Upton
-- Against
2 Ratify Auditors For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
4 Report on Political Contributions Against Against ShrHoldr
5 Amend Articles/Bylaws/Charter -- Against Against ShrHoldr
Call Special Meetings
6 Provide for Cumulative Voting Against Against ShrHoldr
7 Require Independent Board Chairman Against For ShrHoldr
8 Advisory Vote to Ratify Named Against For ShrHoldr
Executive Officers' Compensation
9 Exclude Pension Credits ftom Against For ShrHoldr
Earnings Performance Measure
04/27/09 - A AMERICAN EXPRESS CO. *AXP* 025816109 02/27/09 343,500
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named For Against Mgmt
Executive Officers' Compensation
4 Provide for Cumulative Voting Against For ShrHoldr
Mgmt Rec - Company Management Recommended Vote Page 7
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
VANTAGEPOINT EQUITY INCOME FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------- ----------------------------- --------- ------- --------- -------- -------- -------
5 Amend Bylaws-- Call Special Meetings Against For ShrHoldr
04/27/09 - A HONEYWELL INTERNATIONAL, INC. 438516106 02/27/09 267,900
*HON*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Provide for Cumulative Voting Against Against ShrHoldr
4 Adopt Principles for Health Care Against Against ShrHoldr
Reform
5 Advisory Vote to Ratify Named Against Against ShrHoldr
Executive Officers' Compensation
6 Adopt Anti Gross-up Policy Against Against ShrHoldr
7 Amend Bylaws-- Call Special Meetings Against Against ShrHoldr
04/28/09 - A INTERNATIONAL BUSINESS 459200101 02/27/09 84,400
MACHINES CORP. *IBM*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Executive Incentive Bonus For For Mgmt
Plan
4 Provide for Cumulative Voting Against For ShrHoldr
5 Review Executive Compensation Against For ShrHoldr
6 Advisory Vote to Ratify Named Against Against ShrHoldr
Executive Officers' Compensation
04/28/09 - A L-3 COMMUNICATIONS HOLDINGS, 502424104 03/02/09 55,263
INC. *LLL*
1 Elect Directors For For Mgmt
2 Approve Qualified Employee Stock For For Mgmt
Purchase Plan
3 Ratify Auditors For For Mgmt
04/28/09 - A SUNTRUST BANKS, INC. *STI* 867914103 02/18/09 260,400
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Advisory Vote on Executive For For Mgmt
Compensation
04/28/09 - A WELLS FARGO AND COMPANY *WFC* 949746101 02/27/09 246,700
1 Elect Director John D. Baker II For For Mgmt
2 Elect Director John S. Chen For For Mgmt
3 Elect Director Lloyd H. Dean For For Mgmt
4 Elect Director Susan E. Engel For For Mgmt
5 Elect Director Enrique Hernandez, For For Mgmt
Jr.
6 Elect Director Donald M. James For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 8
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
VANTAGEPOINT EQUITY INCOME FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------- ----------------------------- --------- ------- --------- -------- -------- -------
7 Elect Director Robert L. Joss For For Mgmt
8 Elect Director Richard M. Kovacevich For For Mgmt
9 Elect Director Richard D. McCormick For For Mgmt
10 Elect Director Mackey J. McDonald For For Mgmt
11 Elect Director Cynthia H. Milligan For For Mgmt
12 Elect Director Nicholas G. Moore For For Mgmt
13 Elect Director Philip J. Quigley For For Mgmt
14 Elect Director Donald B. Rice For For Mgmt
15 Elect Director Judith M. Runstad For For Mgmt
16 Elect Director Stephen W. Sanger For For Mgmt
17 Elect Director Robert K. Steel For For Mgmt
18 Elect Director John G. Stumpf For For Mgmt
19 Elect Director Susan G. Swenson For For Mgmt
20 Advisory Vote to Ratify Named For For Mgmt
Executive Officers' Compensation
21 Ratify Auditors For For Mgmt
22 Amend Omnibus Stock Plan For For Mgmt
23 Require Independent Board Chairman Against Against ShrHoldr
24 Report on Political Contributions Against Against ShrHoldr
04/29/09 - A BANK OF AMERICA CORP. *BAC* 060505104 03/04/09 386,020
1 Elect Directors For Split Mgmt
1.1 Elect Director William Barnet, III
-- For
1.2 Elect Director Frank P. Bramble,
Sr. -- Against
1.3 Elect Director Virgis W. Colbert
-- For
1.4 Elect Director John T. Collins --
For
1.5 Elect Director Gary L. Countryman
-- For
1.6 Elect Director Tommy R. Franks --
For
1.7 Elect Director Charles K. Gifford
-- For
1.8 Elect Director Kenneth D. Lewis --
Against
1.9 Elect Director Monica C. Lozano --
Against
1.10 Elect Director Walter E. Massey --
For
1.11 Elect Director Thomas J. May -- For
1.12 Elect Director Patricia E. Mitchell
-- For
1.13 Elect Director Joseph W. Prueher
-- For
1.14 Elect Director Charles O. Rossotti
-- For
1.15 Elect Director Thomas M. Ryan --
For
1.16 Elect Director O. Temple Sloan, Jr.
-- Against
1.17 Elect Director Robert L. Tillman
-- Against
1.18 Elect Director Jackie M. Ward --
Against
Mgmt Rec - Company Management Recommended Vote Page 9
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
VANTAGEPOINT EQUITY INCOME FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------- ----------------------------- --------- ------- --------- -------- -------- -------
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named For For Mgmt
Executive Officers' Compensation
4 Report on Government Service of Against Against ShrHoldr
Employees
5 Advisory Vote to Ratify Named Against Against ShrHoldr
Executive Officers' Compensation
6 Provide for Cumulative Voting Against Against ShrHoldr
7 Amend Articles/Bylaws/Charter -- Against Against ShrHoldr
Call Special Meetings
8 Require Independent Board Chairman Against Against ShrHoldr
9 Report on Predatory Lending Policies Against Against ShrHoldr
10 Adopt Principles for Health Care Against Against ShrHoldr
Reform
11 TARP Related Compensation Against Against ShrHoldr
04/29/09 - A E.I. DU PONT DE NEMOURS & CO. 263534109 03/04/09 259,400
*DD*
1 Elect Director Samuel W. Bodman For For Mgmt
2 Elect Director Richard H. Brown For For Mgmt
3 Elect Director Robert A. Brown For For Mgmt
4 Elect Director Bertrand P. Collomb For For Mgmt
5 Elect Director Curtis J. Crawford For For Mgmt
6 Elect Director Alexander M. Cutler For For Mgmt
7 Elect Director John T. Dillon For For Mgmt
8 Elect Director Eleuthere I. Du Pont For For Mgmt
9 Elect Director Marillyn Hewson For For Mgmt
10 Elect Director Charles O. Holliday, For For Mgmt
Jr.
11 Elect Director Lois D. Juliber For For Mgmt
12 Elect Director Ellen J. Kullman For For Mgmt
13 Elect Director William K. Reily For For Mgmt
14 Ratify Auditors For For Mgmt
15 Advisory Vote to Ratify Named Against Against ShrHoldr
Executive Officers' Compensation
04/29/09 - A MARATHON OIL CORP. *MRO* 565849106 03/02/09 364,600
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Bylaws-- Call Special Meetings Against For ShrHoldr
4 Advisory Vote to Ratify Named Against Against ShrHoldr
Executive Officers' Compensation
05/01/09 - A OCCIDENTAL PETROLEUM CORP. 674599105 03/11/09 261,400
*OXY*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Provide Right to Call Special For For Mgmt
Meeting
4 Report on Host Country Social and Against Against ShrHoldr
Environmental Laws
Mgmt Rec - Company Management Recommended Vote Page 10
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
VANTAGEPOINT EQUITY INCOME FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------- ----------------------------- --------- ------- --------- -------- -------- -------
05/05/09 - A BAXTER INTERNATIONAL INC. 071813109 03/09/09 168,800
*BAX*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Report on Animal Testing Against Against ShrHoldr
05/05/09 - A BRISTOL-MYERS SQUIBB CO. 110122108 03/12/09 519,800
*BMY*
1 Elect Director L. Andreotti For For Mgmt
2 Elect Director L. B. Campbell For For Mgmt
3 Elect Director J. M. Cornelius For For Mgmt
4 Elect Director L. J. Freeh For For Mgmt
5 Elect Director L. H. Glimcher For For Mgmt
6 Elect Director M. Grobstein For For Mgmt
7 Elect Director L. Johansson For For Mgmt
8 Elect Director A. J. Lacy For For Mgmt
9 Elect Director V. L. Sato For For Mgmt
10 Elect Director T. D. West, Jr. For For Mgmt
11 Elect Director R. S. Williams For For Mgmt
12 Ratify Auditors For For Mgmt
13 Increase Disclosure of Executive Against Against ShrHoldr
Compensation
14 Reduce Supermajority Vote Against Against ShrHoldr
Requirement
15 Amend Articles/Bylaws/Charter -- Against Against ShrHoldr
Call Special Meetings
16 Advisory Vote to Ratify Named Against Against ShrHoldr
Executive Officers' Compensation
05/05/09 - A DOMINION RESOURCES, INC. *D* 25746U109 02/27/09 222,100
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Establish Fossil-Fuel-Free Energy Against Against ShrHoldr
Goal
5 Advisory Vote to Ratify Named Against For ShrHoldr
Executive Officers' Compensation
6 Submit SERP to Shareholder Vote Against For ShrHoldr
05/05/09 - A PHILIP MORRIS INTERNATIONAL 718172109 03/10/09 197,300
INC. *PM*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 11
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
VANTAGEPOINT EQUITY INCOME FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------- ----------------------------- --------- ------- --------- -------- -------- -------
05/05/09 - A THE TRAVELERS COMPANIES, INC. 89417E109 03/06/09 64,461
*TRV*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Report on Political Contributions Against Against ShrHoldr
05/07/09 - A DUKE ENERGY CORP. *DUK* 26441C105 03/12/09 239,224
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/07/09 - A SPECTRA ENERGY CORP. *SE* 847560109 03/09/09 426,112
1 Declassify the Board of Directors For For Mgmt
2 Elect Directors For For Mgmt
3 Ratify Auditors For For Mgmt
05/07/09 - A VERIZON COMMUNICATIONS *VZ* 92343V104 03/09/09 452,831
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named For For Mgmt
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Mgmt
5 Approve Executive Incentive Bonus For For Mgmt
Plan
6 Prohibit Executive Stock-Based Against Against ShrHoldr
Awards
7 Amend Articles/Bylaws/Charter -- Against Against ShrHoldr
Call Special Meetings
8 Require Independent Board Chairman Against Against ShrHoldr
9 Provide for Cumulative Voting Against Against ShrHoldr
10 Adopt a Policy in which the Company Against Against ShrHoldr
will not Make or Promise to Make
Any Death Benefit Payments to
Senior Executives
05/08/09 - A ENTERGY CORP. *ETR* 29364G103 03/10/09 111,400
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/08/09 - A ILLINOIS TOOL WORKS INC. 452308109 03/10/09 265,600
*ITW*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Submit SERP to Shareholder Vote Against Against ShrHoldr
Mgmt Rec - Company Management Recommended Vote Page 12
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
VANTAGEPOINT EQUITY INCOME FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------- ----------------------------- --------- ------- --------- -------- -------- -------
05/11/09 - A PITNEY BOWES INC. *PBI* 724479100 03/18/09 143,900
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/12/09 - A 3M CO *MMM* 88579Y101 03/13/09 94,100
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Bylaws-- Call Special Meetings Against Against ShrHoldr
4 Stock Retention/Holding Period Against Against ShrHoldr
05/13/09 - A CONOCOPHILLIPS *COP* 20825C104 03/16/09 214,600
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Adopt Principles for Health Care Against Against ShrHoldr
Reform
5 Advisory Vote to Ratify Named Against Against ShrHoldr
Executive Officers' Compensation
6 Report on Political Contributions Against Against ShrHoldr
7 Adopt Quantitative GHG Goals for Against Against ShrHoldr
Products and Operations
8 Report on Environmental Impact of Against Against ShrHoldr
Oil Sands Operations in Canada
9 Require Director Nominee Against Against ShrHoldr
Qualifications
05/18/09 - A SCHERING-PLOUGH CORP. *SGP* 806605101 04/06/09 195,500
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Provide for Cumulative Voting Against For ShrHoldr
4 Amend Articles/Bylaws/Charter -- Against For ShrHoldr
Call Special Meetings
05/19/09 - A ALTRIA GROUP, INC. *MO* 02209S103 03/30/09 243,300
1 Elect Director Elizabeth E. Bailey For For Mgmt
2 Elect Director Gerald L. Baliles For For Mgmt
3 Elect Director Dinyar S. Devitre For For Mgmt
4 Elect Director Thomas F. Farrell For For Mgmt
5 Elect Director Robert E. R. Huntley For For Mgmt
6 Elect Director Thomas W. Jones For For Mgmt
7 Elect Director George Mu oz For For Mgmt
8 Elect Director Nabil Y. Sakkab For For Mgmt
9 Elect Director Michael E. Szymanczyk For For Mgmt
10 Ratify Auditors For For Mgmt
11 Reduce Tobacco Harm to Health Against Against ShrHoldr
12 Report on Marketing Practices on Against Against ShrHoldr
the Poor
13 Adopt Principles for Health Care Against Against ShrHoldr
Reform
Mgmt Rec - Company Management Recommended Vote Page 13
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
VANTAGEPOINT EQUITY INCOME FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------- ----------------------------- --------- ------- --------- -------- -------- -------
14 Adopt Human Rights Protocols for Against Against ShrHoldr
Company and Suppliers
15 Advisory Vote to Ratify Named Against Against ShrHoldr
Executive Officers' Compensation
16 Report on Political Contributions Against Against ShrHoldr
05/19/09 - A JPMORGAN CHASE & CO. *JPM* 46625H100 03/20/09 39,240
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named For For Mgmt
Executive Officers' Compensation
4 Disclose Prior Government Service Against Against ShrHoldr
5 Provide for Cumulative Voting Against Against ShrHoldr
6 Amend Articles/Bylaws/Charter -- Against Against ShrHoldr
Call Special Meetings
7 Report on Predatory Lending Policies Against Against ShrHoldr
8 Amend Key Executive Performance Plan Against Against ShrHoldr
9 Stock Retention/Holding Period Against Against ShrHoldr
10 Prepare Carbon Principles Report Against Against ShrHoldr
05/19/09 - A THE ALLSTATE CORPORATION 020002101 03/20/09 24,400
*ALL*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Executive Incentive Bonus For For Mgmt
Plan
4 Approve Omnibus Stock Plan For For Mgmt
5 Amend Articles/Bylaws/Charter -- Against Against ShrHoldr
Call Special Meetings
6 Advisory Vote to Ratify Named Against Against ShrHoldr
Executive Officers' Compensation
7 Report on Political Contributions Against Against ShrHoldr
05/20/09 - A INTEL CORPORATION *INTC* 458140100 03/23/09 100,280
1 Elect Director Charlene Barshefsky For For Mgmt
2 Elect Director Susan L. Decker For For Mgmt
3 Elect Director John J. Donahoe For For Mgmt
4 Elect Director Reed E. Hundt For For Mgmt
5 Elect Director Paul S. Otellini For For Mgmt
6 Elect Director James D. Plummer For For Mgmt
7 Elect Director David S. Pottruck For For Mgmt
8 Elect Director Jane E. Shaw For For Mgmt
9 Elect Director John L. Thornton For For Mgmt
10 Elect Director Frank D. Yeary For For Mgmt
11 Elect Director David B. Yoffie For For Mgmt
12 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 14
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
VANTAGEPOINT EQUITY INCOME FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------- ----------------------------- --------- ------- --------- -------- -------- -------
13 Amend Omnibus Stock Plan For For Mgmt
14 Approve Stock Option Exchange For For Mgmt
Program
15 Advisory Vote to Ratify Named For For Mgmt
Executive Officers' Compensation
16 Provide for Cumulative Voting Against For ShrHoldr
17 Adopt Policy on Human Rights to Against Against ShrHoldr
Water
05/20/09 - A KRAFT FOODS INC *KFT* 50075N104 03/12/09 183,424
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Amend Articles/Bylaws/Charter -- Against For ShrHoldr
Call Special Meetings
05/20/09 - A WELLPOINT, INC. *WLP* 94973V107 03/18/09 181,000
1 Elect Director Lenox D. Baker, Jr., For For Mgmt
M.D.
2 Elect Director Susan B. Bayh For For Mgmt
3 Elect Director Larry C. Glasscock For For Mgmt
4 Elect Director Julie A. Hill For For Mgmt
5 Elect Director Ramiro G. Peru For For Mgmt
6 Ratify Auditors For For Mgmt
7 Approve Omnibus Stock Plan For For Mgmt
8 Amend Qualified Employee Stock For For Mgmt
Purchase Plan
9 Advisory Vote to Ratify Named Against Against ShrHoldr
Executive Officers' Compensation
05/28/09 - A HOME DEPOT, INC. *HD* 437076102 03/30/09 314,100
1 Elect Director F. Duane Ackerman For For Mgmt
2 Elect Director David H. Batchelder For For Mgmt
3 Elect Director Francis S. Blake For For Mgmt
4 Elect Director Ari Bousbib For For Mgmt
5 Elect Director Gregory D. Brenneman For For Mgmt
6 Elect Director Albert P. Carey For For Mgmt
7 Elect Director Armando Codina For For Mgmt
8 Elect Director Bonnie G. Hill For For Mgmt
9 Elect Director Karen L. Katen For For Mgmt
10 Ratify Auditors For For Mgmt
11 Approve Right to Call Special For For Mgmt
Meetings
12 Provide for Cumulative Voting Against Against ShrHoldr
13 Call Special Meetings Against Against ShrHoldr
14 Prepare Employment Diversity Report Against Against ShrHoldr
15 Advisory Vote to Ratify Named Against Against ShrHoldr
Executive Officers' Compensation
16 Assess Energy Use and Establish Against Against ShrHoldr
Reduction Targets
Mgmt Rec - Company Management Recommended Vote Page 15
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
VANTAGEPOINT EQUITY INCOME FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------- ----------------------------- --------- ------- --------- -------- -------- -------
06/02/09 - A UNITEDHEALTH GROUP 91324P102 04/03/09 312,500
INCORPORATED *UNH*
1 Elect Director William C. Ballard, For For Mgmt
Jr.
2 Elect Director Richard T. Burke For For Mgmt
3 Elect Director Robert J. Darretta For For Mgmt
4 Elect Director Stephen J. Hemsley For For Mgmt
5 Elect Director Michele J. Hooper For For Mgmt
6 Elect Director Douglas W. For For Mgmt
Leatherdale
7 Elect Director Glenn M. Renwick For For Mgmt
8 Elect Director Kenneth I. Shine, For For Mgmt
M.D.
9 Elect Director Gail R. Wilensky, For For Mgmt
Ph.D.
10 Ratify Auditors For For Mgmt
11 Advisory Vote to Ratify Named Against Against ShrHoldr
Executive Officers' Compensation
06/12/09 - A CHESAPEAKE ENERGY CORP. *CHK* 165167107 04/15/09 246,300
1 Elect Directors For Split Mgmt
1.1 Elect Director Richard K. Davidson
-- For
1.2 Elect Director V. Burns Hargis --
For
1.3 Elect Director Charles T. Maxwell
-- Withhold
2 Increase Authorized Common Stock For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
5 Declassify the Board of Directors Against Against ShrHoldr
6 Require a Majority Vote for the Against Against ShrHoldr
Election of Directors
7 Amend EEO Policy to Prohibit Against Against ShrHoldr
Discrimination based on Sexual
Orientation and Gender Identity
Mgmt Rec - Company Management Recommended Vote Page 16
VOTE SUMMARY REPORT
FOR THE PERIOD JULY 1, 2008 - JUNE 30, 2009
VANTAGEPOINT EQUITY INCOME FUND
SUBADVISER: SOUTHEASTERN ASSET MANAGEMENT, INC.
- --------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC.
Ticker Symbol: BRK.A CUSIP/Security ID: 84670108
Record Date: 3/4/2009 Meeting Date: 5/2/2009
Meeting Type: AGM Country: USA
AGENDA
ITEM SHARES SHARES
NUMBER AGENDA ITEM PROPONENT MGMT REC VOTE CAST VOTED AVAILABLE
- ------- -------------------------------------------- ---------- ---------- ---------- --------- ------------
1.1 Elect Director Warren E. Buffett Mgmt For For 204 204
1.2 Elect Director Charles T. Munger Mgmt For For
1.3 Elect Director Howard G. Buffett Mgmt For For
1.4 Elect Director Susan L. Decker Mgmt For For
1.5 Elect Director William H. Gates III(p) Mgmt For For
1.6 Elect Director David S. Gottesman Mgmt For For
1.7 Elect Director Charlotte Guyman Mgmt For For
1.8 Elect Director Donald R. Keough Mgmt For For
1.9 Elect Director Thomas S. Murphy Mgmt For For
1.1 Elect Director Ronald L. Olson(p) Mgmt For For
1.11 Elect Director Walter Scott, Jr. Mgmt For For
2. Prepare Sustainability Report ShrHoldr Against Against
- --------------------------------------------------------------------------------
CEMEX S.A.B. DE C.V.
Ticker Symbol: CUSIP/Security ID: 151290889
Record Date: 3/23/2009 Meeting Date: 4/23/2009
Meeting Type: AGM Country: Mexico
AGENDA
ITEM SHARES SHARES
NUMBER AGENDA ITEM PROPONENT MGMT REC VOTE CAST VOTED AVAILABLE
- ------- -------------------------------------------- ---------- ---------- ---------- --------- ------------
Meeting for ADR Holders 180,509 180,509
Each CPO is Composed of 2 Class A Shares and
1 Class B Shares; Only Mexican Nationals Who
Own Class A Shares Are Entitled to Vote
1. Accept Financial Statements and Statutory Mgmt For For
Reports for the Year Ended December 31, 2008
in Accordance with Stock Market Law
2. Approve Allocation of Income Mgmt For For
3. Authorize Increase in Variable Portion of Mgmt For For
Capital via Capitalization of Retained
Profits Account
4. Renegotiate Debt with Financial Institutions Mgmt For For
5. Elect Members of the Board, Members and Mgmt For Against
Chairs to Audit and Corporate Practices
Committees
6. Approve Remuneration of Directors and Mgmt For For
Members of the Audit and Corporate Practices
Committees
7. Designate Inspector or Shareholder Mgmt For For
Representative(s) of Minutes of Meeting
- --------------------------------------------------------------------------------
CHESAPEAKE ENERGY CORP.
Ticker Symbol: CHK CUSIP/Security ID: 165167107
Record Date: 4/15/2009 Meeting Date: 6/12/2009
Meeting Type: AGM Country: USA
AGENDA
ITEM SHARES SHARES
NUMBER AGENDA ITEM PROPONENT MGMT REC VOTE CAST VOTED AVAILABLE
- ------- -------------------------------------------- ---------- ---------- ---------- --------- ------------
1.1 Elect Director Richard K. Davidson Mgmt For For 1,559,000 1,559,000
1.2 Elect Director V. Burns Hargis Mgmt For For
1.3 Elect Director Charles T. Maxwell Mgmt For For
2. Increase Authorized Common Stock Mgmt For Against
3. Amend Omnibus Stock Plan Mgmt For For
4. Ratify Auditors Mgmt For For
5. Declassify the Board of Directors ShrHoldr Against For
6. Require a Majority Vote for the Election of ShrHoldr Against For
Directors
7. Amend EEO Policy to Prohibit Discrimination ShrHoldr Against Against
based on Sexual Orientation and Gender
Identity
- --------------------------------------------------------------------------------
DELL INC.
Ticker Symbol: DELL CUSIP/Security ID: 24702R101
Record Date: 5/23/2008 Meeting Date: 7/18/2008
Meeting Type: AGM Country: USA
AGENDA
ITEM SHARES SHARES
NUMBER AGENDA ITEM PROPONENT MGMT REC VOTE CAST VOTED AVAILABLE
- ------- -------------------------------------------- ---------- ---------- ---------- --------- ------------
1.1 Elect Director Donald J. Carty Mgmt For For 2,156,500 2,156,500
1.2 Elect Director Michael S. Dell Mgmt For For
1.3 Elect Director William H. Gray, III Mgmt For For
1.4 Elect Director Sallie L. Krawcheck Mgmt For For
1.5 Elect Director Alan (A.G.) Lafley Mgmt For For
1.6 Elect Director Judy C. Lewent Mgmt For For
1.7 Elect Director Thomas W. Luce, III Mgmt For For
1.8 Elect Director Klaus S. Luft Mgmt For For
1.9 Elect Director Alex J. Mandl Mgmt For For
1.1 Elect Director Michael A. Miles Mgmt For Withhold
1.11 Elect Director Samuel A. Nunn, Jr. Mgmt For For
2. Ratify Auditors Mgmt For For
3. Amend Executive Incentive Bonus Plan Mgmt For For
4. Reimburse Proxy Expenses ShrHoldr Against Against
5. Advisory Vote to Ratify Named Executive ShrHoldr Against Against
Officers' Compensation
- --------------------------------------------------------------------------------
EBAY INC.
Ticker Symbol: EBAY CUSIP/Security ID: 278642103
Record Date: 3/4/2009 Meeting Date: 4/29/2009
Meeting Type: AGM Country: USA
AGENDA
ITEM SHARES SHARES
NUMBER AGENDA ITEM PROPONENT MGMT REC VOTE CAST VOTED AVAILABLE
- ------- -------------------------------------------- ---------- ---------- ---------- --------- ------------
1.1 Elect Director Marc L. Andreessen Mgmt For For 1,419,000 1,419,000
1.2 Elect Director William C. Ford, Jr. Mgmt For For
1.3 Elect Director Dawn G. Lepore Mgmt For For
1.4 Elect Director Pierre M. Omidyar Mgmt For For
1.5 Elect Director Richard T. Schlosberg, III Mgmt For For
2. Approve Stock Option Exchange Program Mgmt For For
3. Amend Omnibus Stock Plan Mgmt For For
4. Ratify Auditors Mgmt For For
- --------------------------------------------------------------------------------
FAIRFAX FINANCIAL HOLDINGS LTD.
Ticker Symbol: FFH CUSIP/Security ID: 303901102
Record Date: 3/16/2009 Meeting Date: 4/15/2009
Meeting Type: AGM Country: Canada
AGENDA
ITEM SHARES SHARES
NUMBER AGENDA ITEM PROPONENT MGMT REC VOTE CAST VOTED AVAILABLE
- ------- -------------------------------------------- ---------- ---------- ---------- --------- ------------
Meeting for Subordinate and Multiple Voting 22,400 22,400
Shareholders
1.1 Elect Director Anthony F. Griffiths Mgmt For For
1.2 Elect Director Robert J. Gunn Mgmt For For
1.3 Elect Director Alan D. Horn Mgmt For For
1.4 Elect Director David L. Johnston Mgmt For For
1.5 Elect Director Brandon W. Sweitzer Mgmt For For
1.6 Elect Director V. Prem Watsa Mgmt For For
2. Approve PricewaterhouseCoopers LLP as Mgmt For For
Auditors and Authorize Board to Fix Their
Remuneration
- --------------------------------------------------------------------------------
FEDEX CORPORATION
Ticker Symbol: FDX CUSIP/Security ID: 31428X106
Record Date: 8/4/2008 Meeting Date: 9/29/2008
Meeting Type: AGM Country: USA
AGENDA
ITEM SHARES SHARES
NUMBER AGENDA ITEM PROPONENT MGMT REC VOTE CAST VOTED AVAILABLE
- ------- -------------------------------------------- ---------- ---------- ---------- --------- ------------
1. Elect Director James L. Barksdale Mgmt For For 56,579 56,579
2. Elect Director August A. Busch IV Mgmt For For
3. Elect Director John A. Edwardson Mgmt For For
4. Elect Director Judith L. Estrin Mgmt For For
5. Elect Director J.R. Hyde, III Mgmt For For
6. Elect Director Shirley A. Jackson Mgmt For For
7. Elect Director Steven R. Loranger Mgmt For For
8. Elect Director Gary W. Loveman Mgmt For For
9. Elect Director Frederick W. Smith Mgmt For For
10. Elect Director Joshua I. Smith Mgmt For For
11. Elect Director Paul S. Walsh Mgmt For For
12. Elect Director Peter S. Willmott Mgmt For For
13. Amend Omnibus Stock Plan Mgmt For For
14. Ratify Auditors Mgmt For For
15. Require Independent Board Chairman ShrHoldr Against Against
16. Advisory Vote to Ratify Named Executive ShrHoldr Against For
Officers' Compensation
- --------------------------------------------------------------------------------
INGERSOLL-RAND COMPANY LIMITED
Ticker Symbol: IR CUSIP/Security ID: G4776G101
Record Date: 4/6/2009 Meeting Date: 6/3/2009
Meeting Type: AGM Country: Bermuda
AGENDA
ITEM SHARES SHARES
NUMBER AGENDA ITEM PROPONENT MGMT REC VOTE CAST VOTED AVAILABLE
- ------- -------------------------------------------- ---------- ---------- ---------- --------- ------------
1a Elect A.C. Berzin as Director Mgmt For For 1,131,000 1,131,000
1b Elect J. L. Cohon as Director Mgmt For For
1c Elect G. D. Forsee as Director Mgmt For For
1d Elect P. C. Godsoe as Director Mgmt For For
1e Elect E. E. Hagenlocker as Director Mgmt For For
1f Elect H.L. Henkel as Director Mgmt For For
1g Elect C. J. Horner as Director Mgmt For For
1h Elect T. E. Martin as Director Mgmt For For
1i Elect P. Nachtigal as Director Mgmt For For
1j Elect O. R. Smith as Director Mgmt For For
1k Elect R. J. Swift as Director Mgmt For For
1l Elect T. L. White as Director Mgmt For For
2. Approve an Advisory Proposal Relating to Mgmt For For
Executive Pay-For-Performance Compensation
Policies and Procedures
3. Increase Number of Shares Reserved Under Mgmt For For
2007 Incentive Stock Plan
4. Approve PricewaterhouseCoopers LLP as Mgmt For For
independent auditors of the company and
authorize Board to Fix Their Remuneration
- --------------------------------------------------------------------------------
INGERSOLL-RAND COMPANY LIMITED
Ticker Symbol: IR CUSIP/Security ID: G4776G101
Record Date: 4/6/2009 Meeting Date: 6/3/2009
Meeting Type: CRT Country: Bermuda
1. Approve Scheme of Arrangement Mgmt For For
2. Approve the Creation of Distributable Mgmt For For
Reserves of Ingersoll-Rand Company Limited
3. Adjourn Meeting Mgmt For For
- --------------------------------------------------------------------------------
LEVEL 3 COMMUNICATIONS, INC.
Ticker Symbol: LVLT CUSIP/Security ID: 52729N100
Record Date: 3/27/2009 Meeting Date: 5/19/2009
Meeting Type: AGM Country: USA
AGENDA
ITEM SHARES SHARES
NUMBER AGENDA ITEM PROPONENT MGMT REC VOTE CAST VOTED AVAILABLE
- ------- -------------------------------------------- ---------- ---------- ---------- --------- ------------
1.1 Elect Director Walter Scott, Jr. Mgmt For For 4,151,716 4,151,716
1.2 Elect Director James Q. Crowe Mgmt For For
1.3 Elect Director R. Douglas Bradbury Mgmt For For
1.4 Elect Director Douglas C. Eby Mgmt For For
1.5 Elect Director Admiral James O. Ellis, Jr. Mgmt For For
1.6 Elect Director Richard R. Jaros Mgmt For For
1.7 Elect Director Robert E. Julian Mgmt For For
1.8 Elect Director Michael J. Mahoney Mgmt For For
1.9 Elect Director Charles C. Miller, III Mgmt For For
1.1 Elect Director Arun Netravali Mgmt For For
1.11 Elect Director John T. Reed Mgmt For For
1.12 Elect Director Michael B. Yanney Mgmt For For
1.13 Elect Director Dr. Albert C. Yates Mgmt For For
2. Approve Reverse Stock Split Mgmt For For
3. Increase Authorized Common Stock Mgmt For For
4. Other Business Mgmt For For
- --------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
Ticker Symbol: LINTA CUSIP/Security ID: 53071M500
Record Date: 4/27/2009 Meeting Date: 6/25/2009
Meeting Type: AGM Country: USA
AGENDA
ITEM SHARES SHARES
NUMBER AGENDA ITEM PROPONENT MGMT REC VOTE CAST VOTED AVAILABLE
- ------- -------------------------------------------- ---------- ---------- ---------- --------- ------------
1.1 Elect Director Donne F. Fisher Mgmt For For 2,035,200 2,035,200
1.2 Elect Director Gregory B. Maffei Mgmt For For
1.3 Elect Director M. Lavoy Robison Mgmt For For
2. Change Company Name Mgmt For For
3. Approve Reverse Stock Split Mgmt For For
4. Ratify Auditors Mgmt For For
1.1 Elect Director Donne F. Fisher Mgmt For For
1.2 Elect Director Gregory B. Maffei Mgmt For For
1.3 Elect Director M. Lavoy Robison Mgmt For For
2. Change Company Name Mgmt For For
3. Approve Reverse Stock Split Mgmt For For
4. Ratify Auditors Mgmt For For
- --------------------------------------------------------------------------------
MARRIOTT INTERNATIONAL INC.
Ticker Symbol: MAR CUSIP/Security ID: 571903202
Record Date: 3/10/2009 Meeting Date: 5/1/2009
Meeting Type: AGM Country: USA
AGENDA
ITEM SHARES SHARES
NUMBER AGENDA ITEM PROPONENT MGMT REC VOTE CAST VOTED AVAILABLE
- ------- -------------------------------------------- ---------- ---------- ---------- --------- ------------
1.1 Elect Director J.W. Marriott, Jr. Mgmt For For 911,496 911,496
1.2 Elect Director John W. Marriott, III Mgmt For For
1.3 Elect Director Mary K. Bush Mgmt For For
1.4 Elect Director Lawrence W. Kellner Mgmt For For
1.5 Elect Director Debra L. Lee Mgmt For For
1.6 Elect Director George Munoz Mgmt For For
1.7 Elect Director Harry J. Pearce Mgmt For For
1.8 Elect Director Steven S. Reinemund Mgmt For For
1.9 Elect Director W. Mitt Romney Mgmt For For
1.1 Elect Director William J. Shaw Mgmt For For
1.11 Elect Director Lawrence M. Small Mgmt For For
2. Ratify Auditors Mgmt For For
3. Amend Omnibus Stock Plan Mgmt For For
- --------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES CO.
Ticker Symbol: PXD CUSIP/Security ID: 723787107
Record Date: 4/22/2009 Meeting Date: 6/17/2009
Meeting Type: AGM Country: USA
AGENDA
ITEM SHARES SHARES
NUMBER AGENDA ITEM PROPONENT MGMT REC VOTE CAST VOTED AVAILABLE
- ------- -------------------------------------------- ---------- ---------- ---------- --------- ------------
1.1 Elect Director Thomas D. Arthur Mgmt For For 95,690 95,690
1.2 Elect Director Andrew F. Cates Mgmt For For
1.3 Elect Director Scott J. Reiman Mgmt For For
1.4 Elect Director Scott D. Sheffield Mgmt For For
2. Ratify Auditors Mgmt For For
3. Amend Omnibus Stock Plan Mgmt For For
4. Amend Omnibus Stock Plan Mgmt For For
- --------------------------------------------------------------------------------
SUN MICROSYSTEMS, INC.
Ticker Symbol: JAVA CUSIP/Security ID: 866810203
Record Date: 9/15/2008 Meeting Date: 11/5/2008
Meeting Type: AGM Country: USA
AGENDA
ITEM SHARES SHARES
NUMBER AGENDA ITEM PROPONENT MGMT REC VOTE CAST VOTED AVAILABLE
- ------- -------------------------------------------- ---------- ---------- ---------- --------- ------------
1. Elect Director Scott G. McNealy Mgmt For For 2,874,000 2,874,000
2. Elect Director James L. Barksdale Mgmt For For
3. Elect Director Stephen M. Bennett Mgmt For For
4. Elect Director Peter L.S. Currie Mgmt For For
5. Elect Director Robert J. Finocchio, Jr. Mgmt For For
6. Elect Director James H. Greene, Jr. Mgmt For For
7. Elect Director Michael E. Marks Mgmt For For
8. Elect Director Patricia E. Mitchell Mgmt For For
9. Elect Director M. Kenneth Oshman Mgmt For For
10. Elect Director P. Anthony Ridder Mgmt For For
11. Elect Director Jonathan I. Schwartz Mgmt For For
12. Ratify Auditors Mgmt For For
13. Eliminate Supermajority Vote Requirement Mgmt For For
14. Amend Qualified Employee Stock Purchase Plan Mgmt For For
15. Advisory Vote to Ratify Named Executive ShrHoldr Against For
Officers' Compensation
16. Submit Shareholder Rights Plan (Poison Pill) ShrHoldr Against Against
to Shareholder Vote
17. Amend Bylaws to Establish a Board Committee ShrHoldr Against Against
on Human Rights
- --------------------------------------------------------------------------------
SYMANTEC CORP.
Ticker Symbol: SYMC CUSIP/Security ID: 871503108
Record Date: 7/24/2008 Meeting Date: 9/22/2008
Meeting Type: AGM Country: USA
AGENDA
ITEM SHARES SHARES
NUMBER AGENDA ITEM PROPONENT MGMT REC VOTE CAST VOTED AVAILABLE
- ------- -------------------------------------------- ---------- ---------- ---------- --------- ------------
1.1 Elect Director Michael A. Brown Mgmt For For 1,219,838 1,219,838
1.2 Elect Director William T. Coleman Mgmt For For
1.3 Elect Director Frank E. Dangeard Mgmt For For
1.4 Elect Director Geraldine B. Laybourne Mgmt For For
1.5 Elect Director David L. Mahoney Mgmt For For
1.6 Elect Director Robert S. Miller Mgmt For Withhold
1.7 Elect Director George Reyes Mgmt For For
1.8 Elect Director Daniel H. Schulman Mgmt For For
1.9 Elect Director ohn W. Thompson Mgmt For For
1.1 Elect Director V. Paul Unruh Mgmt For For
2. Amend Omnibus Stock Plan Mgmt For For
3. Approve Qualified Employee Stock Purchase Mgmt For For
Plan
4. Approve Executive Incentive Bonus Plan Mgmt For For
5. Ratify Auditors Mgmt For For
- --------------------------------------------------------------------------------
THE WALT DISNEY COMPANY
Ticker Symbol: DIS CUSIP/Security ID: 254687106
Record Date: 1/9/2009 Meeting Date: 3/10/2009
Meeting Type: AGM Country: USA
AGENDA
ITEM SHARES SHARES
NUMBER AGENDA ITEM PROPONENT MGMT REC VOTE CAST VOTED AVAILABLE
- ------- -------------------------------------------- ---------- ---------- ---------- --------- ------------
1. Elect Director Susan E. Arnold Mgmt For For 909,000 909,000
2. Elect Director John E. Bryson Mgmt For For
3. Elect Director John S. Chen Mgmt For For
4. Elect Director Judith L. Estrin Mgmt For For
5. Elect Director Robert A. Iger Mgmt For For
6. Elect Director Steven P. Jobs Mgmt For For
7. Elect Director Fred H. Langhammer Mgmt For For
8. Elect Director Aylwin B. Lewis Mgmt For For
9. Elect Director Monica C. Lozano Mgmt For For
10. Elect Director Robert W. Matschullat Mgmt For For
11. Elect Director John E. Pepper , Jr. Mgmt For For
12. Elect Director Orin C. Smith Mgmt For For
13. Ratify Auditors Mgmt For For
14. Amend Omnibus Stock Plan Mgmt For For
15. Amend Executive Incentive Bonus Plan Mgmt For For
16. Report on Political Contributions ShrHoldr Against Against
17. Adopt a Policy in which the Company will not ShrHoldr Against Against
Make or Promise to Make Any Death Benefit
Payments to Senior Executives
18. Advisory Vote to Ratify Named Executive ShrHoldr Against For
Officers' Compensation
- --------------------------------------------------------------------------------
UBS AG
Ticker Symbol: CUSIP/Security ID: H89231338
Record Date: 9/3/2008 Meeting Date: 10/2/2008
Meeting Type: EGM Country: Switzerland
AGENDA
ITEM SHARES SHARES
NUMBER AGENDA ITEM PROPONENT MGMT REC VOTE CAST VOTED AVAILABLE
- ------- -------------------------------------------- ---------- ---------- ---------- --------- ------------
This is a global agenda received via the 701,400 701,400
Broadridge North American Ballot
distribution system. (p)
1. ELECTION OF DIRECTOR: SALLY BOTT Mgmt For For
2. ELECTION OF DIRECTOR: RAINER-MARC FREY Mgmt For For
3. ELECTION OF DIRECTOR: BRUNO GEHRIG Mgmt For For
4. ELECTION OF DIRECTOR: WILLIAM G. PARRETT Mgmt For For
5. AMENDMENTS TO THE ARTICLES OF ASSOCIATION: Mgmt For For
ADJUSTMENT TO THE NEW UBS CORPORATE
GOVERNANCE EFFECTIVE AS OF 1 JULY 2008
6. IN CASE OF AD-HOC SHAREHOLDERS MOTIONS Mgmt For For
DURING THE EXTRAORDINARY GENERAL MEETING,
I/WE AUTHORIZE MY/OUR PROXY TO ACT IN
ACCORDANCE WITH THE BOARD OF DIRECTORS
- --------------------------------------------------------------------------------
YUM BRANDS, INC.
Ticker Symbol: YUM CUSIP/Security ID: 988498101
Record Date: 3/23/2009 Meeting Date: 5/21/2009
Meeting Type: AGM Country: USA
AGENDA
ITEM SHARES SHARES
NUMBER AGENDA ITEM PROPONENT MGMT REC VOTE CAST VOTED AVAILABLE
- ------- -------------------------------------------- ---------- ---------- ---------- --------- ------------
1.1 Elect Director David W. Dorman Mgmt For For 751,000 751,000
1.2 Elect Director Massimo Ferragamo Mgmt For For
1.3 Elect Director J. David Grissom Mgmt For For
1.4 Elect Director Bonnie G. Hill Mgmt For For
1.5 Elect Director Robert Holland, Jr. Mgmt For For
1.6 Elect Director Kenneth G. Langone Mgmt For For
1.7 Elect Director Jonathan S. Linen Mgmt For For
1.8 Elect Director Thomas C. Nelson Mgmt For For
1.9 Elect Director David C. Novak Mgmt For For
1.1 Elect Director Thomas M. Ryan Mgmt For For
1.11 Elect Director Jing-Shyh S. Su Mgmt For For
1.12 Elect Director Jackie Trujillo Mgmt For For
1.13 Elect Director Robert D. Walter Mgmt For For
2. Ratify Auditors Mgmt For For
3. Approve Executive Incentive Bonus Plan Mgmt For For
4. Submit Shareholder Rights Plan (Poison Pill) ShrHoldr Against For
to Shareholder Vote
5. Advisory Vote to Ratify Named Executive ShrHoldr Against For
Officers' Compensation
6. Report on Sustainability and Food Safety in ShrHoldr Against Against
the Supply Chain
7. Adopt Principles for Health Care Reform ShrHoldr Against Against
8. Report on Animal Welfare Policies ShrHoldr Against Against
VOTE SUMMARY REPORT
FOR THE PERIOD JULY 1, 2008 - JUNE 30, 2009
VANTAGEPOINT EQUITY INCOME FUND
SUBADVISER: T. ROWE PRICE ASSOCIATES, INC.
- --------------------------------------------------------------------------------
DELL INC.
Ticker Symbol: DELL CUSIP/Security ID: 24702R101
Meeting Date: 7/18/2008 Record Date: 5/23/2008
Meeting Type: Annual Country: USA
Cuttoff Date: 7/7/2008 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Donald J. Carty M For For For For Yes 211600
1.2 Elect Director Michael S. Dell M For For For For Yes 211600
1.3 Elect Director William H. Gray, III M For For For For Yes 211600
1.4 Elect Director Sallie L. Krawcheck M For For For For Yes 211600
1.5 Elect Director Alan (A.G.) Lafley M For For For For Yes 211600
1.6 Elect Director Judy C. Lewent M For For For For Yes 211600
1.7 Elect Director Thomas W. Luce, III M For For For For Yes 211600
1.8 Elect Director Klaus S. Luft M For For For For Yes 211600
1.9 Elect Director Alex J. Mandl M For For For For Yes 211600
1.1 Elect Director Michael A. Miles M For For For For Yes 211600
1.11 Elect Director Samuel A. Nunn, Jr. M For For For For Yes 211600
2. Ratify Auditors M For For For For Yes 211600
3. Amend Executive Incentive Bonus Plan M For For For For Yes 211600
4. Reimburse Proxy Expenses S For Against For For Yes 211600
5. Advisory Vote to Ratify Named Executive S For Against For Against Yes 211600
Officers' Compensation
- --------------------------------------------------------------------------------
BED BATH & BEYOND INC.
Ticker Symbol: BBBY CUSIP/Security ID: 075896100
Meeting Date: 7/3/2008 Record Date: 5/9/2008
Meeting Type: Annual Country: USA
Cuttoff Date: 6/27/2008 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Warren Eisenberg M For For For For Yes 147100
1.2 Elect Director Leonard Feinstein M For For For For Yes 147100
1.3 Elect Director Dean S. Adler M Withhold For Withhold For Yes 147100
1.4 Elect Director Stanley F. Barshay M For For For For Yes 147100
1.5 Elect Director Patrick R. Gaston M For For For For Yes 147100
1.6 Elect Director Jordan Heller M For For For For Yes 147100
1.7 Elect Director Robert S. Kaplan M For For For For Yes 147100
1.8 Elect Director Victoria A. Morrison M For For For For Yes 147100
2. Ratify Auditors M For For For For Yes 147100
- --------------------------------------------------------------------------------
YAHOO!, INC.
Ticker Symbol: YHOO CUSIP/Security ID: 984332106
Meeting Date: 8/1/2008 Record Date: 6/3/2008
Meeting Type: Proxy Contest Country: USA
Cuttoff Date: 7/22/2008 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Roy J. Bostock M For For For Withhold Yes 171700
1.2 Elect Director Ronald W. Burkle M For For For For Yes 171700
1.3 Elect Director Eric Hippeau M For For For For Yes 171700
1.4 Elect Director Vyomesh Joshi M For For For For Yes 171700
1.5 Elect Director Arthur H. Kern M For For For For Yes 171700
1.6 Elect Director Robert A. Kotick M For For For For Yes 171700
1.7 Elect Director Mary Agnes Wilderotter M For For For For Yes 171700
1.8 Elect Director Gary L. Wilson M For For For For Yes 171700
1.9 Elect Director Jerry Yang M For For For For Yes 171700
2. Ratify Auditors M For For For For Yes 171700
3. Pay For Superior Performance S For Against For For Yes 171700
4. Adopt Policies to Protect Freedom of
Access to the Internet S Against Against Against Against Yes 171700
5. Amend Bylaws to Establish a Board
Committee on Human Rights S Against Against Against Against Yes 171700
1.1 Elect Director Lucian A. Bebchuk S Do Not Vote For Do Not Vote None Yes 171700
1.2 Elect Director Frank J. Biondi, Jr. S Do Not Vote For Do Not Vote None Yes 171700
1.3 Elect Director John H. Chapple S Do Not Vote For Do Not Vote None Yes 171700
1.4 Elect Director Mark Cuban S Do Not Vote For Do Not Vote None Yes 171700
1.5 Elect Director Adam Dell S Do Not Vote For Do Not Vote None Yes 171700
1.6 Elect Director Carl C. Icahn S Do Not Vote For Do Not Vote None Yes 171700
1.7 Elect Director Keith A, Meister S Do Not Vote For Do Not Vote None Yes 171700
1.8 Elect Director Edward H. Meyer S Do Not Vote For Do Not Vote None Yes 171700
1.9 Elect Director Brian S. Posner S Do Not Vote For Do Not Vote None Yes 171700
2. Ratify Auditors M Do Not Vote For Do Not Vote None Yes 171700
3. Pay For Superior Performance S Do Not Vote For Do Not Vote None Yes 171700
4. Adopt Policies to Protect Freedom of S Do Not Vote Against Do Not Vote None Yes 171700
Access to the Internet
5. Amend Bylaws to Establish a Board S Do Not Vote Against Do Not Vote None Yes 171700
Committee on Human Rights
- --------------------------------------------------------------------------------
LEGG MASON, INC.
Ticker Symbol: LM CUSIP/Security ID: 524901105
Meeting Date: 7/22/2008 Record Date: 5/23/2008
Meeting Type: Annual Country: USA
Cuttoff Date: 7/16/2008 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Dennis R. Beresford M For For For For Yes 49100
1.2 Elect Director W. Allen Reed M For For For For Yes 49100
1.3 Elect Director Roger W. Schipke M For For For For Yes 49100
1.4 Elect Director Nicholas J. St.George M For For For For Yes 49100
1.5 Elect Director Mark R. Fetting M For For For For Yes 49100
1.6 Elect Director Scott C. Nuttall M For For For For Yes 49100
2. Ratify Auditors M For For For For Yes 49100
3. Require Independent Board Chairman S Against Against Against Against Yes 49100
4. Advisory Vote to Ratify Named Executive S For Against For Against Yes 49100
Officers' Compensation
- --------------------------------------------------------------------------------
COMPUTER SCIENCES CORPORATION
Ticker Symbol: CSC CUSIP/Security ID: 205363104
Meeting Date: 8/4/2008 Record Date: 6/6/2008
Meeting Type: Annual Country: USA
Cuttoff Date: 7/29/2008 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Irving W. Bailey, II M For For For For Yes 63900
1.2 Elect Director David J. Barram M Withhold For Withhold Withhold Yes 63900
1.3 Elect Director Stephen L. Baum M Withhold For Withhold Withhold Yes 63900
1.4 Elect Director Rodney F. Chase M Withhold For Withhold Withhold Yes 63900
1.5 Elect Director Judith R. Haberkorn M For For For For Yes 63900
1.6 Elect Director Michael W. Laphen M For For For For Yes 63900
1.7 Elect Director F. Warren McFarlan M For For For For Yes 63900
1.8 Elect Director Chong Sup Park M For For For For Yes 63900
1.9 Elect Director Thomas H. Patrick M Withhold For Withhold Withhold Yes 63900
2. Ratify Auditors M For For For For Yes 63900
- --------------------------------------------------------------------------------
H&R BLOCK, INC.
Ticker Symbol: HRB CUSIP/Security ID: 093671105
Meeting Date: 9/4/2008 Record Date: 7/7/2008
Meeting Type: Annual Country: USA
Cuttoff Date: 8/27/2008 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1. Elect Director Alan M. Bennett M For For For For Yes 183800
2. Elect Director Thomas M. Bloch M For For For For Yes 183800
3. Elect Director Richard C. Breeden M For For For For Yes 183800
4. Elect Director Robert A. Gerard M For For For For Yes 183800
5. Elect Director Len J. Lauer M For For For For Yes 183800
6. Elect Director David B. Lewis M For For For For Yes 183800
7. Elect Director Tom D. Seip M For For For For Yes 183800
8. Elect Director L. Edward Shaw, Jr. M For For For For Yes 183800
9. Elect Director Russell P. Smyth M For For For For Yes 183800
10. Elect Director Christianna Wood M For For For For Yes 183800
11. Amend Articles of Incorporation to
Require an Independent Chairman M For For For For Yes 183800
12. Approve Decrease in Size of Board M For For For For Yes 183800
13. Impose Director Term Limits M Against For Against For Yes 183800
14. Limit Voting Rights of Preferred Stock M For For For For Yes 183800
15. Advisory Vote on Executive Compensation
- Approve Application of Compensation
Philosophy, Policies and Procedures M For For For For Yes 183800
16. Approve Deferred Compensation Plan M For For For For Yes 183800
17. Ratify Auditors M For For For For Yes 183800
- --------------------------------------------------------------------------------
UBS AG
Ticker Symbol: CUSIP/Security ID: H89231338
Meeting Date: 4/15/2009 Record Date:
Meeting Type: Annual Country: Switzerland
Cuttoff Date: 3/26/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Accept Financial Statements and M For For For For Yes 131105
Statutory Reports
1.2 Approve 2009 Compensation Model M For For For For Yes 131105
2. Approve Carrying Forward of Net Loss M For For For For Yes 131105
3.1.1 Reelect Peter Voser as Director M For For For For Yes 131105
3.1.2 Reelect David Sidwell as Director M For For For For Yes 131105
3.1.3 Reelect Sally Bott as Director M For For For For Yes 131105
3.1.4 Reelect Rainer-Marc Frey as Director M For For For For Yes 131105
3.1.5 Reelect Bruno Gehrig as Director M For For For For Yes 131105
3.1.6 Reelect William Parrett as Director M For For For For Yes 131105
3.2.1 Elect Kaspar Villiger as Director M For For For For Yes 131105
3.2.2 Elect Michel Demare as Director M For For For For Yes 131105
3.2.3 Elect Ann Goodbehere as Director M For For For For Yes 131105
3.2.4 Elect Axel Lehmann as Director M For For For For Yes 131105
3.3 Ratify Ernst & Young Ltd. as Auditors M For For For For Yes 131105
3.4 Ratify BDO Visura as Special Auditors M For For For For Yes 131105
4. Approve Issuance of Warrants without
Preemptive Rights; Approve Creation of
CHF 10 Million Pool of Capital to
Guarantee Conversion Rights M For For For For Yes 131105
5. Approve Creation of CHF 29.3 Million
Pool of Capital without Preemptive
Rights M For For For For Yes 131105
- --------------------------------------------------------------------------------
NATIONAL CITY CORP.
Ticker Symbol: CUSIP/Security ID: 635405103
Meeting Date: 9/15/2008 Record Date: 8/1/2008
Meeting Type: Special Country: USA
Cuttoff Date: 9/4/2008 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1. Increase Authorized Common Stock M For For For For Yes 76989
2. Approve Conversion of Securities M For For For For Yes 76989
- --------------------------------------------------------------------------------
GENERAL MILLS, INC.
Ticker Symbol: GIS CUSIP/Security ID: 370334104
Meeting Date: 9/22/2008 Record Date: 7/24/2008
Meeting Type: Annual Country: USA
Cuttoff Date: 9/11/2008 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1. Elect Director Bradbury H. Anderson M For For For For Yes 90022
2. Elect Director Paul Danos M For For For For Yes 90022
3. Elect Director William T. Esrey M For For For For Yes 90022
4. Elect Director Raymond V. Gilmartin M For For For For Yes 90022
5. Elect Director Judith Richards Hope M For For For For Yes 90022
6. Elect Director Heidi G. Miller M For For For For Yes 90022
7. Elect Director Hilda Ochoa-Brillembourg M For For For For Yes 90022
8. Elect Director Steve Odland M For For For For Yes 90022
9. Elect Director Kendall J. Powell M For For For For Yes 90022
10. Elect Director Lois E. Quam M For For For For Yes 90022
11. Elect Director Michael D. Rose M For For For For Yes 90022
12. Elect Director Robert L. Ryan M For For For For Yes 90022
13. Elect Director Dorothy A. Terrell M For For For For Yes 90022
14. Ratify Auditors M For For For For Yes 90022
- --------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker Symbol: PG CUSIP/Security ID: 742718109
Meeting Date: 10/14/2008 Record Date: 8/15/2008
Meeting Type: Annual Country: USA
Cuttoff Date: 10/3/2008 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Kenneth I. Chenault M For For For For Yes 64700
1.2 Elect Director Scott D. Cook M For For For For Yes 64700
1.3 Elect Director Rajat K. Gupta M For For For For Yes 64700
1.4 Elect Director A.G. Lafley M For For For For Yes 64700
1.5 Elect Director Charles R. Lee M For For For For Yes 64700
1.6 Elect Director Lynn M. Martin M For For For For Yes 64700
1.7 Elect Director W. James McNerney, Jr. M For For For For Yes 64700
1.8 Elect Director Johnathan A. Rodgers M For For For For Yes 64700
1.9 Elect Director Ralph Snyderman M For For For For Yes 64700
1.1 Elect Director Margaret C. Whitman M For For For For Yes 64700
1.11 Elect Director Patricia A. Woertz M For For For For Yes 64700
1.12 Elect Director Ernesto Zedillo M For For For For Yes 64700
2. Ratify Auditors M For For For For Yes 64700
3. Adopt Majority Voting for Uncontested
Election of Directors M For For For For Yes 64700
4. Rotate Annual Meeting Location S Against Against Against Against Yes 64700
5. Advisory Vote to Ratify Named Executive S For Against For Against Yes 64700
Officers' Compensation
- --------------------------------------------------------------------------------
UBS AG
Ticker Symbol: CUSIP/Security ID: H89231338
Meeting Date: 10/2/2008 Record Date: 9/3/2008
Meeting Type: Special Country: Switzerland
Cuttoff Date: 9/25/2008 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1. ELECTION OF DIRECTOR: SALLY BOTT M For For For For Yes 131105
2. ELECTION OF DIRECTOR: RAINER-MARC FREY M For For For For Yes 131105
3. ELECTION OF DIRECTOR: BRUNO GEHRIG M For For For For Yes 131105
4. ELECTION OF DIRECTOR: WILLIAM G. PARRETT M For For For For Yes 131105
5. AMENDMENTS TO THE ARTICLES OF M For For For For Yes 131105
ASSOCIATION: ADJUSTMENT TO THE NEW UBS
CORPORATE GOVERNANCE EFFECTIVE AS OF 1
JULY 2008
6. IN CASE OF AD-HOC SHAREHOLDERS MOTIONS M Against For Against Against Yes 131105
DURING THE EXTRAORDINARY GENERAL
MEETING, I/WE AUTHORIZE MY/OUR PROXY TO
ACT IN ACCORDANCE WITH THE BOARD OF
DIRECTORS
- --------------------------------------------------------------------------------
MICROSOFT CORP.
Ticker Symbol: MSFT CUSIP/Security ID: 594918104
Meeting Date: 11/19/2008 Record Date: 9/5/2008
Meeting Type: Annual Country: USA
Cuttoff Date: 11/10/2008 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1. Elect Director Steven A. Ballmer M For For For For Yes 266100
2. Elect Director James I. Cash, Jr. M For For For For Yes 266100
3. Elect Director Dina Dublon M For For For For Yes 266100
4. Elect Director William H. Gates, III M For For For For Yes 266100
5. Elect Director Raymond V. Gilmartin M For For For For Yes 266100
6. Elect Director Reed Hastings M For For For For Yes 266100
7. Elect Director David F. Marquardt M For For For For Yes 266100
8. Elect Director Charles H. Noski M For For For For Yes 266100
9. Elect Director Helmut Panke M For For For For Yes 266100
10. Approve Executive Incentive Bonus Plan M For For For For Yes 266100
11. Amend Non-Employee Director Omnibus M For For For For Yes 266100
Stock Plan
12. Ratify Auditors M For For For For Yes 266100
13. Adopt Policies to Protect Freedom of S Against Against Against Against Yes 266100
Access to the Internet
14. Amend Bylaws to Establish a Board S Against Against Against Against Yes 266100
Committee on Human Rights
15. Report on Charitable Contributions S Against Against Against Against Yes 266100
- --------------------------------------------------------------------------------
HARMAN INTERNATIONAL INDUSTRIES, INC.
Ticker Symbol: HAR CUSIP/Security ID: 413086109
Meeting Date: 12/3/2008 Record Date: 10/6/2008
Meeting Type: Annual Country: USA
Cuttoff Date: 11/27/2008 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Brian F. Carroll M For For For For Yes 45000
1.2 Elect Director Hellene S. Runtagh M For For For For Yes 45000
2. Amend Omnibus Stock Plan M For For For For Yes 45000
3. Approve Executive Incentive Bonus Plan M For For For For Yes 45000
- --------------------------------------------------------------------------------
BANK OF AMERICA CORP.
Ticker Symbol: BAC CUSIP/Security ID: 060505104
Meeting Date: 12/5/2008 Record Date: 10/10/2008
Meeting Type: Special Country: USA
Cuttoff Date: 11/21/2008 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1. Issue Shares in Connection with M For For For For Yes 187542
Acquisition
2. Amend Omnibus Stock Plan M For For For For Yes 187542
3. Increase Authorized Common Stock M For For For For Yes 187542
4. Adjourn Meeting M For For For For Yes 187542
- --------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC.
Ticker Symbol: CUSIP/Security ID: 590188108
Meeting Date: 12/5/2008 Record Date: 10/10/2008
Meeting Type: Special Country: USA
Cuttoff Date: 11/26/2008 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1. Approve Merger Agreement M For For For For Yes 255200
2. Amend Certificate of Incorporation to M For For For For Yes 255200
Permit Holders of Series 2 and 3
Preferred Stock the Right to vote with
Common Stock Holders
3. Adjourn Meeting M For For For For Yes 255200
- --------------------------------------------------------------------------------
UBS AG
Ticker Symbol: CUSIP/Security ID: H89231338
Meeting Date: 11/27/2008 Record Date: 10/31/2008
Meeting Type: Special Country: Switzerland
Cuttoff Date: 11/20/2008 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1. MANDATORY CONVERTIBLE NOTES CREATION OF M For For For For Yes 131105
CONDITIONAL CAPITAL APPROVAL OF ARTICLE
4A PARA. 4 OF THE ARTICLES OF
ASSOCIATION
2. IN CASE OF AD-HOC SHAREHOLDERS MOTIONS M Against For Against Against Yes 131105
DURING THE EXTRAORDINARY GENERAL
MEETING, I/WE AUTHORIZE MY/OUR PROXY TO
ACT IN ACCORDANCE WITH THE BOARD OF
DIRECTORS
- --------------------------------------------------------------------------------
NATIONAL CITY CORP.
Ticker Symbol: CUSIP/Security ID: 635405103
Meeting Date: 12/23/2008 Record Date: 11/14/2008
Meeting Type: Special Country: USA
Cuttoff Date: 12/12/2008 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1. Approve Merger Agreement M For For For For Yes 238300
2. Adjourn Meeting M For For For For Yes 238300
- --------------------------------------------------------------------------------
TIME WARNER INC
Ticker Symbol: TWX CUSIP/Security ID: 887317105
Meeting Date: 1/16/2009 Record Date: 11/20/2008
Meeting Type: Special Country: USA
Cuttoff Date: 1/7/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1. Approve Reverse Stock Split M For For For For Yes 376000
- --------------------------------------------------------------------------------
FIFTH THIRD BANCORP
Ticker Symbol: FITB CUSIP/Security ID: 316773100
Meeting Date: 12/29/2008 Record Date: 12/4/2008
Meeting Type: Special Country: USA
Cuttoff Date: 12/17/2008 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1. Amend Articles of Incorporation and M For For For For Yes 25
Amend Code of Regulations
2. Amend Articles of Incorporation to M For For For For Yes 25
Revise Express Terms of Series G
Preferred Stock
3. Amend Articles of Incorporation and M For For For For Yes 25
Amend Code of Regulations
4. Adjourn Meeting M For For For For Yes 25
- --------------------------------------------------------------------------------
BJ SERVICES COMPANY
Ticker Symbol: BJS CUSIP/Security ID: 055482103
Meeting Date: 1/29/2009 Record Date: 12/8/2008
Meeting Type: Annual Country: USA
Cuttoff Date: 1/28/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director John R. Huff M For For For For Yes 63700
1.2 Elect Director Michael E. Patrick M For For For For Yes 63700
2. Amend Omnibus Stock Plan M For For For For Yes 63700
3. Ratify Auditors M For For For For Yes 63700
- --------------------------------------------------------------------------------
D.R. HORTON, INC.
Ticker Symbol: DHI CUSIP/Security ID: 23331A109
Meeting Date: 1/29/2009 Record Date: 12/2/2008
Meeting Type: Annual Country: USA
Cuttoff Date: 1/28/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Donald R. Horton M For For For For Yes 18500
1.2 Elect Director Bradley S. Anderson M For For For For Yes 18500
1.3 Elect Director Michael R. Buchanan M For For For For Yes 18500
1.4 Elect Director Michael W. Hewatt M For For For For Yes 18500
1.5 Elect Director Bob G. Scott M For For For For Yes 18500
1.6 Elect Director Donald J. Tomnitz M For For For For Yes 18500
1.7 Elect Director Bill W. Wheat M For For For For Yes 18500
2. Amend EEO Policy to Prohibit S For Against Refer For Yes 18500
Discrimination based on Sexual
Orientation and Gender Identity
3. Require a Majority Vote for the S For Against For For Yes 18500
Election of Directors
4. Other Business M Against For Against Against Yes 18500
- --------------------------------------------------------------------------------
THE WALT DISNEY COMPANY
Ticker Symbol: DIS CUSIP/Security ID: 254687106
Meeting Date: 3/10/2009 Record Date: 1/9/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 2/27/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1. Elect Director Susan E. Arnold M For For For For Yes 149000
2. Elect Director John E. Bryson M For For For For Yes 149000
3. Elect Director John S. Chen M For For For For Yes 149000
4. Elect Director Judith L. Estrin M For For For For Yes 149000
5. Elect Director Robert A. Iger M For For For For Yes 149000
6. Elect Director Steven P. Jobs M For For For For Yes 149000
7. Elect Director Fred H. Langhammer M For For For For Yes 149000
8. Elect Director Aylwin B. Lewis M For For For For Yes 149000
9. Elect Director Monica C. Lozano M For For For For Yes 149000
10. Elect Director Robert W. Matschullat M For For For For Yes 149000
11. Elect Director John E. Pepper , Jr. M For For For For Yes 149000
12. Elect Director Orin C. Smith M For For For For Yes 149000
13. Ratify Auditors M For For For For Yes 149000
14. Amend Omnibus Stock Plan M For For For For Yes 149000
15. Amend Executive Incentive Bonus Plan M For For For For Yes 149000
16. Report on Political Contributions S For Against Refer Against Yes 149000
17. Adopt a Policy in which the Company S For Against For For Yes 149000
will not Make or Promise to Make Any
Death Benefit Payments to Senior
Executives
18. Advisory Vote to Ratify Named Executive S For Against For Against Yes 149000
Officers' Compensation
- --------------------------------------------------------------------------------
DEERE & CO.
Ticker Symbol: DE CUSIP/Security ID: 244199105
Meeting Date: 2/25/2009 Record Date: 12/31/2008
Meeting Type: Annual Country: USA
Cuttoff Date: 2/24/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Crandall C. Bowles M Against For Against For Yes 74000
1.2 Elect Director Vance D. Coffman M Against For Against For Yes 74000
1.3 Elect Director Clayton M. Jones M Against For Against For Yes 74000
1.4 Elect Director Thomas H. Patrick M For For For For Yes 74000
2. Ratify Auditors M For For For For Yes 74000
3. Declassify the Board of Directors S For For For For Yes 74000
4. Advisory Vote to Ratify Named Executive S For Against For Against Yes 74000
Officers' Compensation
5. Require Independent Board Chairman S For Against For Against Yes 74000
- --------------------------------------------------------------------------------
WHOLE FOODS MARKET, INC.
Ticker Symbol: WFMI CUSIP/Security ID: 966837106
Meeting Date: 3/16/2009 Record Date: 1/16/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 3/5/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director John B. Elstrott M For For For For Yes 7660
1.2 Elect Director Gabrielle E. Greene M For For For For Yes 7660
1.3 Elect Director Hass Hassan M For For For For Yes 7660
1.4 Elect Director Stephanie Kugelman M For For For For Yes 7660
1.5 Elect Director John P. Mackey M For For For For Yes 7660
1.6 Elect Director Morris J. Siegel M For For For For Yes 7660
1.7 Elect Director Ralph Z. Sorenson M For For For For Yes 7660
1.8 Elect Director William A. (Kip) M For For For For Yes 7660
Tindell, III
2. Ratify Auditors M For For For For Yes 7660
3. Amend Omnibus Stock Plan M For For For For Yes 7660
4. Amend Omnibus Stock Plan M For For For For Yes 7660
5. Amend Qualified Employee Stock Purchase M For For For For Yes 7660
Plan
6. Require Independent Board Chairman S For Against For Against Yes 7660
7. Reduce Supermajority Vote Requirement S For Against For For Yes 7660
8. Reincorporate in Another State from S Against Against Against Against Yes 7660
Texas to North Dakota
- --------------------------------------------------------------------------------
APPLIED MATERIALS, INC.
Ticker Symbol: AMAT CUSIP/Security ID: 038222105
Meeting Date: 3/10/2009 Record Date: 1/12/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 2/27/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Aart J. de Geus M For For For For Yes 108400
1.2 Elect Director Stephen R. Forrest M For For For For Yes 108400
1.3 Elect Director Philip V. Gerdine M For For For For Yes 108400
1.4 Elect Director Thomas J. Iannotti M For For For For Yes 108400
1.5 Elect Director Alexander A. Karsner M For For For For Yes 108400
1.6 Elect Director Charles Y.S. Liu M For For For For Yes 108400
1.7 Elect Director Gerhard H. Parker M For For For For Yes 108400
1.8 Elect Director Dennis D. Powell M For For For For Yes 108400
1.9 Elect Director Willem P. Roelandts M For For For For Yes 108400
1.1 Elect Director James E. Rogers M Withhold For For For Yes 108400
1.11 Elect Director Michael R. Splinter M For For For For Yes 108400
2. Reduce Supermajority Vote Requirement M For For For For Yes 108400
3. Ratify Auditors M For For For For Yes 108400
- --------------------------------------------------------------------------------
SCHLUMBERGER LTD.
Ticker Symbol: SLB CUSIP/Security ID: 806857108
Meeting Date: 4/8/2009 Record Date: 2/18/2009
Meeting Type: Annual Country: NetherlandsAntilles
Cuttoff Date: 3/26/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect P. Camus as Director M For For For For Yes 63500
1.2 Elect J.S. Gorelick as Director M For For For For Yes 63500
1.3 Elect A. Gould as Director M For For For For Yes 63500
1.4 Elect T. Issac as Director M For For For For Yes 63500
1.5 Elect N. Kudryavtsev as Director M For For For For Yes 63500
1.6 Elect A. Lajous as Director M For For For For Yes 63500
1.7 Elect M.E. Marks as Director M For For For For Yes 63500
1.8 Elect L.R. Reif as Director M For For For For Yes 63500
1.9 Elect T.I. Sandvold as Director M For For For For Yes 63500
1.1 Elect H. Seydoux as Director M For For For For Yes 63500
1.11 Elect L.G. Stuntz as Director M For For For For Yes 63500
2. Adopt and Approve Financials and M For For For For Yes 63500
Dividends
3. Advisory Vote to Ratify Named Executive S For Against For Against Yes 63500
Officers' Compensation
4. Approval of Independent Registered M For For For For Yes 63500
Public Accounting Firm
- --------------------------------------------------------------------------------
ANALOG DEVICES, INC.
Ticker Symbol: ADI CUSIP/Security ID: 032654105
Meeting Date: 3/10/2009 Record Date: 1/16/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 2/27/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director James A. Champy M For For For For Yes 38425
1.2 Elect Director Yves-Andre Istel M For For For For Yes 38425
1.3 Elect Director Neil Novich M For For For For Yes 38425
1.4 Elect Director Kenton J. Sicchitano M For For For For Yes 38425
2. Ratify Auditors M For For For For Yes 38425
3. Declassify the Board of Directors S For Against For For Yes 38425
- --------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SERVICES GROUP,
INC.
Ticker Symbol: HIG CUSIP/Security ID: 416515104
Meeting Date: 3/26/2009 Record Date: 2/5/2009
Meeting Type: Special Country: USA
Cuttoff Date: 3/17/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1. Approve Conversion of Securities M For For For For Yes 12400
- --------------------------------------------------------------------------------
GENERAL ELECTRIC CO.
Ticker Symbol: GE CUSIP/Security ID: 369604103
Meeting Date: 4/22/2009 Record Date: 2/23/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/6/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director James I. Cash, Jr. M For For For For Yes 635600
1.2 Elect Director William M. Castell M For For For For Yes 635600
1.3 Elect Director Ann M. Fudge M For For For For Yes 635600
1.4 Elect Director Susan Hockfield M For For For For Yes 635600
1.5 Elect Director Jeffrey R. Immelt M For For For For Yes 635600
1.6 Elect Director Andrea Jung M For For For For Yes 635600
1.7 Elect Director Alan G. (A.G.) Lafley M Against For Against For Yes 635600
1.8 Elect Director Robert W. Lane M For For For For Yes 635600
1.9 Elect Director Ralph S. Larsen M For For For For Yes 635600
1.1 Elect Director Rochelle B. Lazarus M For For For For Yes 635600
1.11 Elect Director James J. Mulva M For For For For Yes 635600
1.12 Elect Director Sam Nunn M For For For For Yes 635600
1.13 Elect Director Roger S. Penske M Against For Against Against Yes 635600
1.14 Elect Director Robert J. Swieringa M For For For For Yes 635600
1.15 Elect Director Douglas A. Warner III M For For For For Yes 635600
2. Ratify Auditors M For For For For Yes 635600
3. Provide for Cumulative Voting S For Against Against Against Yes 635600
4. Advisory Vote to Ratify Named Executive S For Against For Against Yes 635600
Officers' Compensation
5. Evaluate the Potential Conversion of S Against Against Against Against Yes 635600
the Corporation's Business Units into
Four or More Public Corporations and
Distribute New Shares
6. Adopt Policy to Cease the Payments of S For Against For Against Yes 635600
Dividends or Equivalent Payments to
Senior Executives for Shares Not Owned
7. Submit Severance Agreement (Change in S For Against For For Yes 635600
Control) to shareholder Vote
- --------------------------------------------------------------------------------
GENUINE PARTS CO.
Ticker Symbol: GPC CUSIP/Security ID: 372460105
Meeting Date: 4/20/2009 Record Date: 2/12/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/8/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Mary B. Bullock M For For For For Yes 49852
1.2 Elect Director Jean Douville M For For For For Yes 49852
1.3 Elect Director Thomas C. Gallagher M For For For For Yes 49852
1.4 Elect Director George C. 'Jack' Guynn M For For For For Yes 49852
1.5 Elect Director John D. Johns M For For For For Yes 49852
1.6 Elect Director Michael M.E. Johns M For For For For Yes 49852
1.7 Elect Director J. Hicks Lanier M Withhold For Withhold Withhold Yes 49852
1.8 Elect Director Wendy B. Needham M For For For For Yes 49852
1.9 Elect Director Jerry W. Nix M For For For For Yes 49852
1.1 Elect Director Larry L. Prince M For For For For Yes 49852
1.11 Elect Director Gary W. Rollins M For For For For Yes 49852
2. Ratify Auditors M For For For For Yes 49852
- --------------------------------------------------------------------------------
WHIRLPOOL CORP.
Ticker Symbol: WHR CUSIP/Security ID: 963320106
Meeting Date: 4/21/2009 Record Date: 2/23/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/8/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Gary T. DiCamillo M For For For For Yes 20440
1.2 Elect Director Kathleen J. Hempel M For For For For Yes 20440
1.3 Elect Director Michael A. Todman M For For For For Yes 20440
2. Ratify Auditors M For For For For Yes 20440
3. Amend Executive Incentive Bonus Plan M For For For For Yes 20440
4. Declassify the Board of Directors M For For For For Yes 20440
5. Reduce Supermajority Vote Requirement M For For For For Yes 20440
for Article 6
6. Reduce Supermajority Vote Requirement M For For For For Yes 20440
for Articles 8 and 10
7. Declassify the Board of Directors S Against Against Against Against Yes 20440
8. Amend Vote Requirements to Amend S Against Against Against Against Yes 20440
Articles/Bylaws/Charter
- --------------------------------------------------------------------------------
THE NEW YORK TIMES CO.
Ticker Symbol: NYT CUSIP/Security ID: 650111107
Meeting Date: 4/23/2009 Record Date: 2/27/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/14/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Scott Galloway M For For For For Yes 13761
1.2 Elect Director William E. Kennard M For For For Withhold Yes 13761
1.3 Elect Director James A. Kohlberg M For For For For Yes 13761
1.4 Elect Director David E. Liddle M For For For Withhold Yes 13761
1.5 Elect Director Ellen R. Marram M For For For Withhold Yes 13761
2. Ratify Auditors M For For For For Yes 13761
- --------------------------------------------------------------------------------
AT&T INC
Ticker Symbol: T CUSIP/Security ID: 00206R102
Meeting Date: 4/24/2009 Record Date: 2/25/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/15/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Randall L. Stephenson M For For For For Yes 304842
1.2 Elect Director William F. Aldinger III M Against For Against Against Yes 304842
1.3 Elect Director Gilbert F. Amelio M Against For Against Against Yes 304842
1.4 Elect Director Reuben V. Anderson M For For For For Yes 304842
1.5 Elect Director James H. Blanchard M Against For Against Against Yes 304842
1.6 Elect Director August A. Busch III M For For For For Yes 304842
1.7 Elect Director Jaime Chico Pardo M For For For For Yes 304842
1.8 Elect Director James P. Kelly M For For For For Yes 304842
1.9 Elect Director Jon C. Madonna M For For For For Yes 304842
1.1 Elect Director Lynn M. Martin M For For For For Yes 304842
1.11 Elect Director John B. McCoy M For For For For Yes 304842
1.12 Elect Director Mary S. Metz M For For For For Yes 304842
1.13 Elect Director Joyce M. RochE M For For For For Yes 304842
1.14 Elect Director Laura D Andrea Tyson M For For For For Yes 304842
1.15 Elect Director Patricia P. Upton M Against For Against Against Yes 304842
2. Ratify Auditors M For For For For Yes 304842
3. Increase Authorized Common Stock M For For For For Yes 304842
4. Report on Political Contributions S For Against Refer Against Yes 304842
5. Amend Articles/Bylaws/Charter -- Call S For Against For For Yes 304842
Special Meetings
6. Provide for Cumulative Voting S For Against Against Against Yes 304842
7. Require Independent Board Chairman S For Against For Against Yes 304842
8. Advisory Vote to Ratify Named Executive S For Against For Against Yes 304842
Officers' Compensation
9. Exclude Pension Credits ftom Earnings S For Against For For Yes 304842
Performance Measure
- --------------------------------------------------------------------------------
TEXAS INSTRUMENTS, INC.
Ticker Symbol: TXN CUSIP/Security ID: 882508104
Meeting Date: 4/16/2009 Record Date: 2/17/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/7/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1. Elect Director J. R. Adams M For For For For Yes 25000
2. Elect Director D.L. Boren M For For For For Yes 25000
3. Elect Director D. A. Carp M For For For For Yes 25000
4. Elect Director C.S. Cox M For For For For Yes 25000
5. Elect Director D.R. Goode M For For For For Yes 25000
6. Elect Director S.P. MacMillan M For For For For Yes 25000
7. Elect Director P.H. Patsley M For For For For Yes 25000
8. Elect Director W.R. Sanders M For For For For Yes 25000
9. Elect Director R.J. Simmons M For For For For Yes 25000
10. Elect Director R.K. Templeton M For For For For Yes 25000
11. Elect Director C.T. Whitman M For For For For Yes 25000
12. Ratify Auditors M For For For For Yes 25000
13. Approve Omnibus Stock Plan M For For For For Yes 25000
14. Approve Non-Employee Director Omnibus M For For For For Yes 25000
Stock Plan
15. Require Independent Board Chairman S For Against For Against Yes 25000
- --------------------------------------------------------------------------------
SUNTRUST BANKS, INC.
Ticker Symbol: STI CUSIP/Security ID: 867914103
Meeting Date: 4/28/2009 Record Date: 2/18/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/21/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Alston D. Correll M For For For For Yes 130800
1.2 Elect Director Patricia C. Frist M For For For For Yes 130800
1.3 Elect Director Blake P. Garrett, Jr. M For For For For Yes 130800
1.4 Elect Director David H. Hughes M For For For For Yes 130800
1.5 Elect Director M. Douglas Ivester M For For For For Yes 130800
1.6 Elect Director G. Gilmer Minor, III M For For For For Yes 130800
1.7 Elect Director James M. Wells III M For For For For Yes 130800
1.8 Elect Director Karen Hastie Williams M For For For For Yes 130800
2. Ratify Auditors M For For For For Yes 130800
3. Approve Omnibus Stock Plan M For For For For Yes 130800
4. Advisory Vote on Executive Compensation M Against For Against Against Yes 130800
- --------------------------------------------------------------------------------
ELI LILLY AND CO.
Ticker Symbol: LLY CUSIP/Security ID: 532457108
Meeting Date: 4/20/2009 Record Date: 2/13/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/7/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Martin S. Feldstein M Withhold For Withhold Withhold Yes 101600
1.2 Elect Director J. Erik Fyrwald M Withhold For Withhold Withhold Yes 101600
1.3 Elect Director Ellen R. Marram M Withhold For Withhold Withhold Yes 101600
1.4 Elect Director Douglas R. Oberhelman M For For For For Yes 101600
2. Ratify Auditors M For For For For Yes 101600
3. Declassify the Board of Directors M For For For For Yes 101600
4. Amend Executive Incentive Bonus Plan M For For For For Yes 101600
5. Reduce Supermajority Vote Requirement S For Against For For Yes 101600
6. Amend Vote Requirements to Amend S For Against For For Yes 101600
Articles/Bylaws/Charter
7. Advisory Vote to Ratify Named Executive S For Against For Against Yes 101600
Officers' Compensation
- --------------------------------------------------------------------------------
FORTUNE BRANDS, INC.
Ticker Symbol: FO CUSIP/Security ID: 349631101
Meeting Date: 4/28/2009 Record Date: 2/27/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/21/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Bruce A. Carbonari M For For For For Yes 115000
1.2 Elect Director Ann F. Hackett M For For For For Yes 115000
1.3 Elect Director David M. Thomas M For For For For Yes 115000
1.4 Elect Director Ronald V. Waters, III M For For For For Yes 115000
2. Ratify Auditors M For For For For Yes 115000
3. Declassify the Board of Directors M For For For For Yes 115000
4. Reduce Supermajority Vote Requirement S For Against For For Yes 115000
- --------------------------------------------------------------------------------
KIMBERLY-CLARK CORP.
Ticker Symbol: KMB CUSIP/Security ID: 494368103
Meeting Date: 4/30/2009 Record Date: 3/2/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/21/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director John R. Alm M For For For For Yes 52159
1.2 Elect Director Dennis R. Beresford M For For For For Yes 52159
1.3 Elect Director John F. Bergstrom M For For For For Yes 52159
1.4 Elect Director Abelardo E. Bru M For For For For Yes 52159
1.5 Elect Director Robert W. Decherd M For For For For Yes 52159
1.6 Elect Director Thomas J. Falk M For For For For Yes 52159
1.7 Elect Director Mae C. Jemison M For For For For Yes 52159
1.8 Elect Director Ian C. Read M For For For For Yes 52159
1.9 Elect Director G. Craig Sullivan M For For For For Yes 52159
2. Ratify Auditors M For For For For Yes 52159
3. Provide Right to Call Special Meeting M For For For For Yes 52159
4. Amend Omnibus Stock Plan M For For For For Yes 52159
5. Provide for Cumulative Voting S For Against Against Against Yes 52159
- --------------------------------------------------------------------------------
INTERNATIONAL FLAVORS & FRAGRANCES INC.
Ticker Symbol: IFF CUSIP/Security ID: 459506101
Meeting Date: 4/28/2009 Record Date: 3/2/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/21/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Margaret Hayes Adame M For For For For Yes 48824
1.2 Elect Director Robert M. Amen M For For For For Yes 48824
1.3 Elect Director Marcello Bottoli M For For For For Yes 48824
1.4 Elect Director Linda B. Buck M For For For For Yes 48824
1.5 Elect Director J. Michael Cook M For For For For Yes 48824
1.6 Elect Director Peter A. Georgescu M For For For For Yes 48824
1.7 Elect Director Alexandra A. Herzan M For For For For Yes 48824
1.8 Elect Director Henry W. Howell, Jr M For For For For Yes 48824
1.9 Elect Director Katherine M. Hudson M For For For For Yes 48824
1.1 Elect Director Arthur C. Martinez M For For For For Yes 48824
1.11 Elect Director Burton M. Tansky M For For For For Yes 48824
1.12 Elect Director Douglas D. Tough M For For For For Yes 48824
2. Ratify Auditors M For For For For Yes 48824
- --------------------------------------------------------------------------------
WEYERHAEUSER CO.
Ticker Symbol: WY CUSIP/Security ID: 962166104
Meeting Date: 4/16/2009 Record Date: 2/20/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/9/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Debra A. Cafaro M For For For Against Yes 1446
1.2 Elect Director Nicole W. Piasecki M For For For Against Yes 1446
1.3 Elect Director Mark A. Emmert M For For For Against Yes 1446
1.4 Elect Director Daniel S. Fulton M For For For Against Yes 1446
1.5 Elect Director Wayne W. Murdy M For For For For Yes 1446
2. Require Independent Board Chairman S For Against For Against Yes 1446
3. Reduce Supermajority Vote Requirement S For Against For For Yes 1446
4. Ratify Auditors M For For For For Yes 1446
- --------------------------------------------------------------------------------
FIFTH THIRD BANCORP
Ticker Symbol: FITB CUSIP/Security ID: 316773100
Meeting Date: 4/21/2009 Record Date: 2/27/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/8/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Darryl F. Allen M For For For For Yes 34920
1.2 Elect Director John F. Barrett M For For For For Yes 34920
1.3 Elect Director Ulysses L. Bridgeman, Jr. M For For For For Yes 34920
1.4 Elect Director James P. Hackett M For For For For Yes 34920
1.5 Elect Director Gary R. Heminger M For For For For Yes 34920
1.6 Elect Director Kevin T. Kabat M For For For For Yes 34920
1.7 Elect Director Mitchel D. Livingston M For For For For Yes 34920
1.8 Elect Director Hendrik G. Meijer M For For For For Yes 34920
1.9 Elect Director John J. Schiff, Jr. M For For For For Yes 34920
1.1 Elect Director Dudley S. Taft M For For For For Yes 34920
1.11 Elect Director Thomas W. Traylor M For For For For Yes 34920
1.12 Elect Director Marsha C. Williams M For For For For Yes 34920
2. Amend Articles of Incorporation M For For For For Yes 34920
3. Amend Nonqualified Employee Stock M For For For For Yes 34920
Purchase Plan
4. Ratify Auditors M For For For For Yes 34920
5. Advisory Vote on Executive Compensation M For For For For Yes 34920
6. Prepare Sustainability Report S For Against Refer Against Yes 34920
7. Require a Majority Vote for the S For Against For For Yes 34920
Election of Directors
8. Hire Advisor/Maximize Shareholder Value S Against Against Against Against Yes 34920
- --------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker Symbol: JNJ CUSIP/Security ID: 478160104
Meeting Date: 4/23/2009 Record Date: 2/24/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/14/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Mary Sue Coleman M For For For For Yes 63500
1.2 Elect Director James G. Cullen M For For For For Yes 63500
1.3 Elect Director Michael M.E. Johns M For For For For Yes 63500
1.4 Elect Director Arnold G. Langbo M For For For For Yes 63500
1.5 Elect Director Susan L. Lindquist M For For For For Yes 63500
1.6 Elect Director Leo F. Mullin M For For For For Yes 63500
1.7 Elect Director Wiliam D. Perez M For For For For Yes 63500
1.8 Elect Director Charles Prince M For For For For Yes 63500
1.9 Elect Director David Satcher M For For For For Yes 63500
1.1 Elect Director William C. Weldon M For For For For Yes 63500
2. Ratify Auditors M For For For For Yes 63500
3. Advisory Vote to Ratify Named Executive S For Against For Against Yes 63500
Officers' Compensation
- --------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORP.
Ticker Symbol: COF CUSIP/Security ID: 14040H105
Meeting Date: 4/23/2009 Record Date: 2/23/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/14/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Richard D. Fairbank M For For For For Yes 84700
1.2 Elect Director E.R. Campbell M For For For For Yes 84700
1.3 Elect Director Bradford H. Warner M For For For For Yes 84700
1.4 Elect Director Stanley Westreich M For For For For Yes 84700
2. Ratify Auditors M For For For For Yes 84700
3. Amend Omnibus Stock Plan M For For For For Yes 84700
4. Advisory Vote on Executive Compensation M For For For For Yes 84700
- --------------------------------------------------------------------------------
COOPER INDUSTRIES LTD
Ticker Symbol: CBE CUSIP/Security ID: G24182100
Meeting Date: 4/27/2009 Record Date: 2/27/2009
Meeting Type: Annual Country: Bermuda
Cuttoff Date: 4/14/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Ivor J. Evan as Director M For For For For Yes 63600
1.2 Elect Kirk S. Hachigian as Director M For For For For Yes 63600
1.3 Elect Lawrence D. Kingsley as Director M For For For For Yes 63600
1.4 Elect James R. Wilson as Director M For For For For Yes 63600
2. Ratify Ernst & Young LLP as Independent M For For For For Yes 63600
Auditors
3. Implement Code of Conduct Based on S Against Against Against Against Yes 63600
International Labor Organization
Standards
- --------------------------------------------------------------------------------
BP PLC
Ticker Symbol: BP CUSIP/Security ID: 055622104
Meeting Date: 4/16/2009 Record Date: 2/20/2009
Meeting Type: Annual Country: United Kingdom
Cuttoff Date: 4/7/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1. TO RECEIVE THE DIRECTORS ANNUAL REPORT M For For For For Yes 95398
AND ACCOUNTS
2. TO APPROVE THE DIRECTORS REMUNERATION M Against For Against Against Yes 95398
REPORT
3. DIRECTOR MR A BURGMANS M For For For For Yes 95398
4. DIRECTOR MRS C B CARROLL M For For For For Yes 95398
5. DIRECTOR SIR WILLIAM CASTELL M For For For For Yes 95398
6. DIRECTOR MR I C CONN M For For For For Yes 95398
7. DIRECTOR MR G DAVID M For For For For Yes 95398
8. DIRECTOR MR E B DAVIS, JR M For For For For Yes 95398
9. DIRECTOR MR R DUDLEY M For For For For Yes 95398
10. DIRECTOR MR D J FLINT M For For For For Yes 95398
11. DIRECTOR DR B E GROTE M For For For For Yes 95398
12. DIRECTOR DR A B HAYWARD M For For For For Yes 95398
13. DIRECTOR MR A G INGLIS M For For For For Yes 95398
14. DIRECTOR DR D S JULIUS M For For For For Yes 95398
15. DIRECTOR SIR TOM MCKILLOP M Withhold For Withhold Withhold Yes 95398
16. DIRECTOR SIR IAN PROSSER M For For For For Yes 95398
17. DIRECTOR MR P D SUTHERLAND M For For For For Yes 95398
18. TO RE-APPOINT ERNST & YOUNG LLP AS M For For For For Yes 95398
AUDITORS AND AUTHORIZE THEBOARD TO FIX
THEIR REMUNERATION
19. SPECIAL RESOLUTION: TO GIVE LIMITED M For For For For Yes 95398
AUTHORITY FOR THE PURCHASEOF ITS OWN
SHARES BY THE COMPANY
20. TO GIVE LIMITED AUTHORITY TO ALLOT M For For For For Yes 95398
SHARES UP TO A SPECIFIEDAMOUNT
21. SPECIAL RESOLUTION: TO GIVE AUTHORITY M For For For For Yes 95398
TO ALLOT A LIMITED NUMBEROF SHARES FOR
CASH FREE OF PRE-EMPTION RIGHTS
22. SPECIAL RESOLUTION: TO AUTHORIZE THE M For For For For Yes 95398
CALLING OF GENERAL MEETINGS(EXCLUDING
ANNUAL GENERAL MEETINGS) BY NOTICE OF
AT LEAST 14CLEAR DAYS
- --------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL, INC.
Ticker Symbol: HON CUSIP/Security ID: 438516106
Meeting Date: 4/27/2009 Record Date: 2/27/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/16/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Gordon M. Bethune M Against For Against Against Yes 81700
1.2 Elect Director Jaime Chico Pardo M For For For For Yes 81700
1.3 Elect Director David M. Cote M For For For For Yes 81700
1.4 Elect Director D. Scott Davis M For For For For Yes 81700
1.5 Elect Director Linnet F. Deily M For For For For Yes 81700
1.6 Elect Director Clive R. Hollick M Against For Against Against Yes 81700
1.7 Elect Director George Paz M For For For For Yes 81700
1.8 Elect Director Bradley T. Sheares M Against For Against Against Yes 81700
1.9 Elect Director John R. Stafford M Against For Against Against Yes 81700
1.1 Elect Director Michael W. Wright M For For For For Yes 81700
2. Ratify Auditors M For For For For Yes 81700
3. Provide for Cumulative Voting S For Against Against Against Yes 81700
4. Adopt Principles for Health Care Reform S Against Against Against Against Yes 81700
5. Advisory Vote to Ratify Named Executive S For Against For Against Yes 81700
Officers' Compensation
6. Adopt Anti Gross-up Policy S For Against For For Yes 81700
7. Amend Bylaws-- Call Special Meetings S For Against For For Yes 81700
- --------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker Symbol: MRK CUSIP/Security ID: 589331107
Meeting Date: 4/28/2009 Record Date: 2/27/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/17/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1. Elect Director Leslie A. Brun M For For For For Yes 152000
2. Elect Director Thomas R. Cech M For For For For Yes 152000
3. Elect Director Richard T. Clark M For For For Against Yes 152000
4. Elect Director Thomas H. Glocer M For For For For Yes 152000
5. Elect Director Steven F. Goldstone M For For For For Yes 152000
6. Elect Director William B. Harrison, Jr. M For For For For Yes 152000
7. Elect Director Harry R. Jacobson M For For For For Yes 152000
8. Elect Director William N. Kelley M For For For For Yes 152000
9. Elect Director Rochelle B. Lazarus M For For For For Yes 152000
10. Elect Director Carlos E. Represas M For For For For Yes 152000
11. Elect Director Thomas E. Shenk M For For For For Yes 152000
12. Elect Director Anne M. Tatlock M For For For For Yes 152000
13. Elect Director Samuel O. Thier M For For For For Yes 152000
14. Elect Director Wendell P. Weeks M For For For For Yes 152000
15. Elect Director Peter C. Wendell M For For For For Yes 152000
16. Ratify Auditors M For For For For Yes 152000
17. Fix Number of Directors M For For For For Yes 152000
18. Amend Bylaws-- Call Special Meetings S For Against Against Against Yes 152000
19. Require Independent Lead Director S Against Against Against Against Yes 152000
20. Advisory Vote to Ratify Named Executive S For Against For Against Yes 152000
Officers' Compensation
- --------------------------------------------------------------------------------
AMERICAN EXPRESS CO.
Ticker Symbol: AXP CUSIP/Security ID: 025816109
Meeting Date: 4/27/2009 Record Date: 2/27/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/16/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director D.F. Akerson M For For For For Yes 216100
1.2 Elect Director C. Barshefsky M For For For For Yes 216100
1.3 Elect Director U.M. Burns M For For For For Yes 216100
1.4 Elect Director K.I. Chenault M For For For For Yes 216100
1.5 Elect Director P. Chernin M For For For For Yes 216100
1.6 Elect Director J. Leschly M For For For For Yes 216100
1.7 Elect Director R.C. Levin M For For For For Yes 216100
1.8 Elect Director R.A. Mcginn M For For For For Yes 216100
1.9 Elect Director E.D. Miller M For For For For Yes 216100
1.1 Elect Director S.S Reinemund M For For For For Yes 216100
1.11 Elect Director R.D. Walter M For For For For Yes 216100
1.12 Elect Director R.A. Williams M For For For For Yes 216100
2. Ratify Auditors M For For For For Yes 216100
3. Advisory Vote to Ratify Named Executive M Against For Against For Yes 216100
Officers' Compensation
4. Provide for Cumulative Voting S For Against Against Against Yes 216100
5. Amend Bylaws-- Call Special Meetings S For Against For For Yes 216100
- --------------------------------------------------------------------------------
EATON CORPORATION
Ticker Symbol: ETN CUSIP/Security ID: 278058102
Meeting Date: 4/22/2009 Record Date: 2/23/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/13/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Alexander M. Cutler M For For For For Yes 25000
1.2 Elect Director Arthur E. Johnson M For For For For Yes 25000
1.3 Elect Director Deborah L. McCoy M For For For For Yes 25000
1.4 Elect Director Gary L. Tooker M For For For For Yes 25000
2. Approve Omnibus Stock Plan M For For For For Yes 25000
3. Ratify Auditors M For For For For Yes 25000
- --------------------------------------------------------------------------------
MARSHALL & ILSLEY CORPORATION
Ticker Symbol: MI CUSIP/Security ID: 571837103
Meeting Date: 4/28/2009 Record Date: 3/2/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/21/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Andrew N. Baur M For For For For Yes 14960
1.2 Elect Director Jon F. Chait M For For For For Yes 14960
1.3 Elect Director John W. Daniels, Jr. M Withhold For Withhold Withhold Yes 14960
1.4 Elect Director Mark F. Furlong M For For For For Yes 14960
1.5 Elect Director Ted D. Kellner M For For For For Yes 14960
1.6 Elect Director Dennis J. Kuester M For For For For Yes 14960
1.7 Elect Director David J. Lubar M For For For For Yes 14960
1.8 Elect Director Katharine C. Lyall M For For For For Yes 14960
1.9 Elect Director John A. Mellowes M For For For For Yes 14960
1.1 Elect Director San W. Orr, Jr. M For For For For Yes 14960
1.11 Elect Director Robert J. O'Toole M For For For For Yes 14960
1.12 Elect Director Peter M. Platten, III M For For For For Yes 14960
1.13 Elect Director John S. Shiely M For For For For Yes 14960
1.14 Elect Director George E. Wardeberg M For For For For Yes 14960
1.15 Elect Director James B. Wigdale M For For For For Yes 14960
2. Approve Qualified Employee Stock M For For For For Yes 14960
Purchase Plan
3. Approve Omnibus Stock Plan M Against For Against Against Yes 14960
4. Ratify Auditors M For For For For Yes 14960
5. Advisory Vote to Ratify Named Executive M Against For Against For Yes 14960
Officers' Compensation
6. Require a Majority Vote for the S For Against For For Yes 14960
Election of Directors
- --------------------------------------------------------------------------------
AVERY DENNISON CORP.
Ticker Symbol: AVY CUSIP/Security ID: 053611109
Meeting Date: 4/23/2009 Record Date: 2/23/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/16/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director John T. Cardis M For For For For Yes 36048
1.2 Elect Director David E.I. Pyott M For For For For Yes 36048
1.3 Elect Director Dean A. Scarborough M For For For For Yes 36048
1.4 Elect Director Julia A. Stewart M For For For For Yes 36048
2. Ratify Auditors M For For For For Yes 36048
3. Approve Executive Incentive Bonus Plan M For For For For Yes 36048
- --------------------------------------------------------------------------------
PFIZER INC.
Ticker Symbol: PFE CUSIP/Security ID: 717081103
Meeting Date: 4/23/2009 Record Date: 2/24/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/14/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Dennis A. Ausiello M For For For For Yes 124500
1.2 Elect Director Michael S. Brown M For For For For Yes 124500
1.3 Elect Director M. Anthony Burns M For For For For Yes 124500
1.4 Elect Director Robert N. Burt M For For For For Yes 124500
1.5 Elect Director W. Don Cornwell M For For For For Yes 124500
1.6 Elect Director William H. Gray, III M For For For For Yes 124500
1.7 Elect Director Constance J. Horner M For For For For Yes 124500
1.8 Elect Director James M. Kilts M For For For For Yes 124500
1.9 Elect Director Jeffrey B. Kindler M For For For For Yes 124500
1.1 Elect Director George A. Lorch M For For For For Yes 124500
1.11 Elect Director Dana G. Mead M For For For For Yes 124500
1.12 Elect Director Suzanne Nora Johnson M For For For For Yes 124500
1.13 Elect Director Stephen W. Sanger M For For For For Yes 124500
1.14 Elect Director William C. Steere, Jr. M For For For For Yes 124500
2. Ratify Auditors M For For For For Yes 124500
3. Amend Omnibus Stock Plan M For For For For Yes 124500
4. Limit/Prohibit Executive Stock-Based S Against Against Against Against Yes 124500
Awards
5. Advisory Vote to Ratify Named Executive S For Against For Against Yes 124500
Officers' Compensation
6. Provide for Cumulative Voting S For Against Against Against Yes 124500
7. Amend Bylaws -- Call Special Meetings S For Against For Against Yes 124500
- --------------------------------------------------------------------------------
THE PROGRESSIVE CORP.
Ticker Symbol: PGR CUSIP/Security ID: 743315103
Meeting Date: 4/24/2009 Record Date: 2/27/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/15/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Roger N. Farah M For For For For Yes 112300
1.2 Elect Director Stephen R. Hardis M For For For For Yes 112300
1.3 Elect Director Norman S. Matthews M For For For For Yes 112300
1.4 Elect Director Bradley T. Sheares M For For For For Yes 112300
2. Require Advance Notice for Shareholder M For For For For Yes 112300
Proposals
3. Amend Nomination Procedures for the M For For For For Yes 112300
Board
4. Ratify Auditors M For For For For Yes 112300
- --------------------------------------------------------------------------------
THE BOEING CO.
Ticker Symbol: BA CUSIP/Security ID: 097023105
Meeting Date: 4/27/2009 Record Date: 2/27/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/16/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director John H. Biggs M For For For For Yes 76200
1.2 Elect Director John E. Bryson M For For For For Yes 76200
1.3 Elect Director Arthur D. Collins, Jr. M For For For For Yes 76200
1.4 Elect Director Linda Z. Cook M For For For For Yes 76200
1.5 Elect Director William M. Daley M For For For For Yes 76200
1.6 Elect Director Kenneth M. Duberstein M For For For For Yes 76200
1.7 Elect Director John F. McDonnell M For For For For Yes 76200
1.8 Elect Director W. James McNerney, Jr. M For For For For Yes 76200
1.9 Elect Director Mike S. Zafirovski M For For For For Yes 76200
2. Amend Omnibus Stock Plan M Against For Against For Yes 76200
3. Ratify Auditors M For For For For Yes 76200
4. Provide for Cumulative Voting S For Against Against Against Yes 76200
5. Advisory Vote to Ratify Named Executive S For Against For Against Yes 76200
Officers' Compensation
6. Adopt Principles for Health Care Reform S Against Against Against Against Yes 76200
7. Report on Foreign Military Sales S Against Against Against Against Yes 76200
8. Require Independent Lead Director S For Against For Against Yes 76200
9. Restrict Severance Agreements S For Against For For Yes 76200
(Change-in-Control)
10. Report on Political Contributions S For Against Refer Against Yes 76200
- --------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC.
Ticker Symbol: UPS CUSIP/Security ID: 911312106
Meeting Date: 5/7/2009 Record Date: 3/9/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/28/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director F. Duane Ackerman M For For For For Yes 65100
1.2 Elect Director Michael J. Burns M For For For For Yes 65100
1.3 Elect Director D. Scott Davis M For For For For Yes 65100
1.4 Elect Director Stuart E. Eizenstat M For For For For Yes 65100
1.5 Elect Director Michael L. Eskew M For For For For Yes 65100
1.6 Elect Director William R. Johnson M For For For For Yes 65100
1.7 Elect Director Ann M. Livermore M For For For For Yes 65100
1.8 Elect Director Rudy Markham M For For For For Yes 65100
1.9 Elect Director John W. Thompson M For For For For Yes 65100
1.1 Elect Director Carol B. TomE M For For For For Yes 65100
2. Ratify Auditors M For For For For Yes 65100
3. Approve Omnibus Stock Plan M For For For For Yes 65100
- --------------------------------------------------------------------------------
ALCOA INC.
Ticker Symbol: AA CUSIP/Security ID: 013817101
Meeting Date: 5/8/2009 Record Date: 2/11/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/1/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Kathryn S. Fuller M For For For For Yes 127091
1.2 Elect Director Judith M. Gueron M For For For For Yes 127091
1.3 Elect Director Patricia F. Russo M For For For For Yes 127091
1.4 Elect Director Ernesto Zedillo M For For For For Yes 127091
2. Ratify Auditor M For For For For Yes 127091
3. Approve Omnibus Stock Plan M For For For For Yes 127091
4. Amend Vote Requirements to Amend S For Against For For Yes 127091
Articles/Bylaws/Charter
- --------------------------------------------------------------------------------
THE HERSHEY CO
Ticker Symbol: HSY CUSIP/Security ID: 427866108
Meeting Date: 4/30/2009 Record Date: 3/2/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/21/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director R.F. Cavanaugh M Withhold For Withhold Withhold Yes 159488
1.2 Elect Director C.A. Davis M For For For For Yes 159488
1.3 Elect Director A.G. Langbo M Withhold For Withhold Withhold Yes 159488
1.4 Elect Director J.E. Nevels M Withhold For Withhold Withhold Yes 159488
1.5 Elect Director T.J. Ridge M For For For For Yes 159488
1.6 Elect Director D.L. Shedlarz M For For For For Yes 159488
1.7 Elect Director C.B. Strauss M Withhold For Withhold Withhold Yes 159488
1.8 Elect Director D.J. West M For For For For Yes 159488
1.9 Elect Director L.S. Zimmerman M For For For For Yes 159488
2. Ratify Auditors M For For For For Yes 159488
- --------------------------------------------------------------------------------
THE BLACK & DECKER CORP.
Ticker Symbol: BDK CUSIP/Security ID: 091797100
Meeting Date: 4/30/2009 Record Date: 2/24/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/21/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Nolan D. Archibald M For For For For Yes 31800
1.2 Elect Director Norman R. Augustine M For For For For Yes 31800
1.3 Elect Director Barbara L. Bowles M For For For For Yes 31800
1.4 Elect Director George W. Buckley M For For For For Yes 31800
1.5 Elect Director M. Anthony Burns M For For For For Yes 31800
1.6 Elect Director Kim B. Clark M For For For For Yes 31800
1.7 Elect Director Manuel A. Fernandez M For For For For Yes 31800
1.8 Elect Director Benjamin H. Griswold IV M For For For For Yes 31800
1.9 Elect Director Anthony Luiso M For For For For Yes 31800
1.1 Elect Director Robert L. Ryan M For For For For Yes 31800
1.11 Elect Director Mark H. Willes M For For For For Yes 31800
2. Ratify Auditors M For For For For Yes 31800
- --------------------------------------------------------------------------------
WELLS FARGO AND COMPANY
Ticker Symbol: WFC CUSIP/Security ID: 949746101
Meeting Date: 4/28/2009 Record Date: 2/27/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/14/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1. Elect Director John D. Baker II M For For For For Yes 257000
2. Elect Director John S. Chen M Against For Against Against Yes 257000
3. Elect Director Lloyd H. Dean M For For For For Yes 257000
4. Elect Director Susan E. Engel M Against For Against Against Yes 257000
5. Elect Director Enrique Hernandez, Jr. M For For For For Yes 257000
6. Elect Director Donald M. James M Against For Against Against Yes 257000
7. Elect Director Robert L. Joss M For For For For Yes 257000
8. Elect Director Richard M. Kovacevich M For For For For Yes 257000
9. Elect Director Richard D. McCormick M Against For Against Against Yes 257000
10. Elect Director Mackey J. McDonald M Against For Against Against Yes 257000
11. Elect Director Cynthia H. Milligan M Against For Against Against Yes 257000
12. Elect Director Nicholas G. Moore M For For For For Yes 257000
13. Elect Director Philip J. Quigley M Against For Against Against Yes 257000
14. Elect Director Donald B. Rice M Against For Against Against Yes 257000
15. Elect Director Judith M. Runstad M For For For For Yes 257000
16. Elect Director Stephen W. Sanger M Against For Against Against Yes 257000
17. Elect Director Robert K. Steel M For For For For Yes 257000
18. Elect Director John G. Stumpf M For For For For Yes 257000
19. Elect Director Susan G. Swenson M For For For For Yes 257000
20. Advisory Vote to Ratify Named Executive M For For For For Yes 257000
Officers' Compensation
21. Ratify Auditors M For For For For Yes 257000
22. Amend Omnibus Stock Plan M Against For Against Against Yes 257000
23. Require Independent Board Chairman S For Against For Against Yes 257000
24. Report on Political Contributions S For Against Refer Against Yes 257000
- --------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC.
Ticker Symbol: TRV CUSIP/Security ID: 89417E109
Meeting Date: 5/5/2009 Record Date: 3/6/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/23/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Alan L. Beller M For For For For Yes 46045
1.2 Elect Director John H. Dasburg M For For For For Yes 46045
1.3 Elect Director Janet M. Dolan M For For For For Yes 46045
1.4 Elect Director Kenneth M. Duberstein M For For For For Yes 46045
1.5 Elect Director Jay S. Fishman M For For For For Yes 46045
1.6 Elect Director Lawrence G. Graev M For For For For Yes 46045
1.7 Elect Director Patricia L. Higgins M For For For For Yes 46045
1.8 Elect Director Thomas R. Hodgson M For For For For Yes 46045
1.9 Elect Director Cleve L. Killingsworth, M For For For For Yes 46045
Jr.
1.1 Elect Director Robert I. Lipp M For For For For Yes 46045
1.11 Elect Director Blythe J. McGarvie M For For For For Yes 46045
1.12 Elect Director Laurie J. Thomsen M For For For For Yes 46045
2. Ratify Auditors M For For For For Yes 46045
3. Amend Omnibus Stock Plan M For For For For Yes 46045
4. Report on Political Contributions S For Against Refer Against Yes 46045
- --------------------------------------------------------------------------------
SPECTRA ENERGY CORP.
Ticker Symbol: SE CUSIP/Security ID: 847560109
Meeting Date: 5/7/2009 Record Date: 3/9/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/28/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1. Declassify the Board of Directors M For For For For Yes 92300
2.1 Elect Director Gregory L. Ebel M For For For For Yes 92300
2.2 Elect Director Peter B. Hamilton M For For For For Yes 92300
2.3 Elect Director Michael E. J. Phelps M For For For For Yes 92300
3. Ratify Auditors M For For For For Yes 92300
- --------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORP.
Ticker Symbol: BK CUSIP/Security ID: 064058100
Meeting Date: 4/14/2009 Record Date: 2/13/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/6/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Ruth E. Bruch M For For For For Yes 177800
1.2 Elect Director Nicholas M. Donofrio M For For For For Yes 177800
1.3 Elect Director Gerald L. Hassell M For For For For Yes 177800
1.4 Elect Director Edmund F. Kelly M For For For For Yes 177800
1.5 Elect Director Robert P. Kelly M For For For For Yes 177800
1.6 Elect Director Richard J. Kogan M For For For For Yes 177800
1.7 Elect Director Michael J. Kowalski M For For For For Yes 177800
1.8 Elect Director John A. Luke, Jr. M For For For For Yes 177800
1.9 Elect Director Robert Mehrabian M For For For For Yes 177800
1.1 Elect Director Mark A. Nordenberg M For For For For Yes 177800
1.11 Elect Director Catherine A. Rein M For For For For Yes 177800
1.12 Elect Director William C. Richardson M For For For For Yes 177800
1.13 Elect Director Samuel C. Scott III M For For For Withhold Yes 177800
1.14 Elect Director John P. Surma M For For For For Yes 177800
1.15 Elect Director Wesley W. von Schack M For For For For Yes 177800
2. Advisory Vote to Ratify Named Executive M For For For For Yes 177800
Officers' Compensation
3. Ratify Auditors M For For For For Yes 177800
4. Provide for Cumulative Voting S For Against For For Yes 177800
5. Stock Retention/Holding Period S For Against Against Against Yes 177800
- --------------------------------------------------------------------------------
SUNOCO, INC.
Ticker Symbol: SUN CUSIP/Security ID: 86764P109
Meeting Date: 5/7/2009 Record Date: 2/9/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/28/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director R. J. Darnall M For For For For Yes 14520
1.2 Elect Director G. W. Edwards M For For For For Yes 14520
1.3 Elect Director L. L. Elsenhans M For For For For Yes 14520
1.4 Elect Director U. O. Fairbairn M For For For For Yes 14520
1.5 Elect Director T. P. Gerrity M For For For For Yes 14520
1.6 Elect Director R. B. Greco M For For For For Yes 14520
1.7 Elect Director J. P. Jones, III M For For For For Yes 14520
1.8 Elect Director J. G. Kaiser M For For For For Yes 14520
1.9 Elect Director J. W. Rowe M For For For For Yes 14520
1.1 Elect Director J. K. Wulff M For For For For Yes 14520
2. Amend Non-Employee Director Stock M For For For For Yes 14520
Option Plan
3. Ratify Auditors M For For For For Yes 14520
- --------------------------------------------------------------------------------
BANK OF AMERICA CORP.
Ticker Symbol: BAC CUSIP/Security ID: 060505104
Meeting Date: 4/29/2009 Record Date: 3/4/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/20/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director William Barnet, III M For For For For Yes 642286
1.2 Elect Director Frank P. Bramble, Sr. M Against For Against Against Yes 642286
1.3 Elect Director Virgis W. Colbert M For For For For Yes 642286
1.4 Elect Director John T. Collins M For For For For Yes 642286
1.5 Elect Director Gary L. Countryman M For For For For Yes 642286
1.6 Elect Director Tommy R. Franks M For For For For Yes 642286
1.7 Elect Director Charles K. Gifford M For For For For Yes 642286
1.8 Elect Director Kenneth D. Lewis M Against For Against Against Yes 642286
1.9 Elect Director Monica C. Lozano M Against For Against Against Yes 642286
1.1 Elect Director Walter E. Massey M For For For For Yes 642286
1.11 Elect Director Thomas J. May M For For For For Yes 642286
1.12 Elect Director Patricia E. Mitchell M For For For For Yes 642286
1.13 Elect Director Joseph W. Prueher M For For For For Yes 642286
1.14 Elect Director Charles O. Rossotti M For For For For Yes 642286
1.15 Elect Director Thomas M. Ryan M For For For For Yes 642286
1.16 Elect Director O. Temple Sloan, Jr. M Against For Against Against Yes 642286
1.17 Elect Director Robert L. Tillman M Against For Against Against Yes 642286
1.18 Elect Director Jackie M. Ward M Against For Against Against Yes 642286
2. Ratify Auditors M For For For For Yes 642286
3. Advisory Vote to Ratify Named Executive M Against For Against For Yes 642286
Officers' Compensation
4. Report on Government Service of S Against Against Against Against Yes 642286
Employees
5. Advisory Vote to Ratify Named Executive S For Against For Against Yes 642286
Officers' Compensation
6. Provide for Cumulative Voting S For Against For For Yes 642286
7. Amend Articles/Bylaws/Charter -- Call S For Against Against Against Yes 642286
Special Meetings
8. Require Independent Board Chairman S For Against For Against Yes 642286
9. Report on Predatory Lending Policies S For Against Refer For Yes 642286
10. Adopt Principles for Health Care Reform S Against Against Against Against Yes 642286
11. TARP Related Compensation S For Against Refer Against Yes 642286
- --------------------------------------------------------------------------------
TECO ENERGY, INC.
Ticker Symbol: TE CUSIP/Security ID: 872375100
Meeting Date: 4/29/2009 Record Date: 2/20/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/24/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Sherrill W. Hudson M For For For For Yes 56900
1.2 Elect Director Joseph P. Lacher M For For For For Yes 56900
1.3 Elect Director Loretta A. Penn M For For For For Yes 56900
2. Ratify Auditors M For For For For Yes 56900
3. Amend Omnibus Stock Plan M For For For For Yes 56900
4. Declassify the Board of Directors S For Against For For Yes 56900
- --------------------------------------------------------------------------------
THE CHUBB CORP.
Ticker Symbol: CB CUSIP/Security ID: 171232101
Meeting Date: 4/28/2009 Record Date: 3/9/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/17/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Zoa Baird M For For For For Yes 40000
1.2 Elect Director Sheila P. Burke M For For For For Yes 40000
1.3 Elect Director James I. Cash, Jr. M For For For For Yes 40000
1.4 Elect Director Joel J. Cohen M For For For For Yes 40000
1.5 Elect Director John D. Finnegan M For For For For Yes 40000
1.6 Elect Director Klaus J. Mangold M For For For For Yes 40000
1.7 Elect Director Martin G. McGuinn M For For For For Yes 40000
1.8 Elect Director Lawrence M. Small M For For For For Yes 40000
1.9 Elect Director Jess S(degree)
derberg M For For For For Yes 40000
1.1 Elect Director Daniel E. Somers M For For For For Yes 40000
1.11 Elect Director Karen Hastie Williams M For For For For Yes 40000
1.12 Elect Director James M. Zimmerman M For For For For Yes 40000
1.13 Elect Director Alfred W. Zollar M For For For For Yes 40000
2. Approve Omnibus Stock Plan M For For For For Yes 40000
3. Ratify Auditors M For For For For Yes 40000
- --------------------------------------------------------------------------------
U.S. BANCORP
Ticker Symbol: USB CUSIP/Security ID: 902973304
Meeting Date: 4/21/2009 Record Date: 2/23/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/8/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Douglas M. Baker, Jr. M For For For For Yes 254000
1.2 Elect Director Y. Marc Belton M For For For For Yes 254000
1.3 Elect Director Richard K. Davis M For For For For Yes 254000
1.4 Elect Director Joel W. Johnson M For For For For Yes 254000
1.5 Elect Director David O'Maley M For For For For Yes 254000
1.6 Elect Director O'dell M. Owens M For For For For Yes 254000
1.7 Elect Director Craig D. Schnuck M For For For For Yes 254000
1.8 Elect Director Patrick T. Stokes M For For For For Yes 254000
2. Ratify Auditors M For For For For Yes 254000
3. Advisory Vote to Ratify Named Executive M For For For For Yes 254000
Officers' Compensation
- --------------------------------------------------------------------------------
JANUS CAPITAL GROUP INC.
Ticker Symbol: JNS CUSIP/Security ID: 47102X105
Meeting Date: 4/30/2009 Record Date: 3/2/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/21/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Steven L. Scheid M For For For For Yes 14540
1.2 Elect Director Timothy K. Armour M For For For For Yes 14540
1.3 Elect Director J. Richard Fredericks M For For For For Yes 14540
1.4 Elect Director Lawrence E. Kochard M For For For For Yes 14540
1.5 Elect Director Landon H. Rowland M For For For For Yes 14540
2. Ratify Auditors M For For For For Yes 14540
- --------------------------------------------------------------------------------
THE MCGRAW-HILL COMPANIES, INC.
Ticker Symbol: MHP CUSIP/Security ID: 580645109
Meeting Date: 4/29/2009 Record Date: 3/9/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/20/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Sir Michael Rake M For For For For Yes 148600
1.2 Elect Director Kurt L. Schmoke M For For For For Yes 148600
1.3 Elect Director Sidney Taurel M For For For For Yes 148600
2. Amend Omnibus Stock Plan M For For For For Yes 148600
3. Ratify Auditors M For For For For Yes 148600
4. Declassify the Board of Directors S For Against For For Yes 148600
5. Reduce Supermajority Vote Requirement S For Against For For Yes 148600
6. Report on Political Contributions S For Against Refer Against Yes 148600
7. Require a Majority Vote for the S For Against For For Yes 148600
Election of Directors
8. Require Independent Board Chairman S For Against For Against Yes 148600
- --------------------------------------------------------------------------------
E.I. DU PONT DE NEMOURS & CO.
Ticker Symbol: DD CUSIP/Security ID: 263534109
Meeting Date: 4/29/2009 Record Date: 3/4/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/15/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1. Elect Director Samuel W. Bodman M For For For For Yes 116346
2. Elect Director Richard H. Brown M For For For For Yes 116346
3. Elect Director Robert A. Brown M For For For For Yes 116346
4. Elect Director Bertrand P. Collomb M For For For For Yes 116346
5. Elect Director Curtis J. Crawford M For For For For Yes 116346
6. Elect Director Alexander M. Cutler M For For For For Yes 116346
7. Elect Director John T. Dillon M For For For For Yes 116346
8. Elect Director Eleuthere I. Du Pont M For For For For Yes 116346
9. Elect Director Marillyn Hewson M For For For For Yes 116346
10. Elect Director Charles O. Holliday, Jr. M For For For Against Yes 116346
11. Elect Director Lois D. Juliber M For For For For Yes 116346
12. Elect Director Ellen J. Kullman M For For For For Yes 116346
13. Elect Director William K. Reily M For For For For Yes 116346
14. Ratify Auditors M For For For For Yes 116346
15. Advisory Vote to Ratify Named Executive S For Against For Against Yes 116346
Officers' Compensation
- --------------------------------------------------------------------------------
EBAY INC.
Ticker Symbol: EBAY CUSIP/Security ID: 278642103
Meeting Date: 4/29/2009 Record Date: 3/4/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/20/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Marc L. Andreessen M For For For For Yes 124500
1.2 Elect Director William C. Ford, Jr. M For For For For Yes 124500
1.3 Elect Director Dawn G. Lepore M For For For For Yes 124500
1.4 Elect Director Pierre M. Omidyar M For For For For Yes 124500
1.5 Elect Director Richard T. Schlosberg, M For For For For Yes 124500
III
2. Approve Stock Option Exchange Program M For For For For Yes 124500
3. Amend Omnibus Stock Plan M For For For For Yes 124500
4. Ratify Auditors M For For For For Yes 124500
- --------------------------------------------------------------------------------
DUKE ENERGY CORP.
Ticker Symbol: DUK CUSIP/Security ID: 26441C105
Meeting Date: 5/7/2009 Record Date: 3/12/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/28/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director William Barnet, III M For For For For Yes 180600
1.2 Elect Director G. Alex Bernhardt, Sr. M For For For For Yes 180600
1.3 Elect Director Michael G. Browning M For For For For Yes 180600
1.4 Elect Director Daniel R. DiMicco M For For For For Yes 180600
1.5 Elect Director Ann Maynard Gray M For For For For Yes 180600
1.6 Elect Director James H. Hance, Jr M For For For For Yes 180600
1.7 Elect Director James T. Rhodes M For For For For Yes 180600
1.8 Elect Director James E. Rogers M For For For For Yes 180600
1.9 Elect Director Philip R. Sharp M For For For For Yes 180600
1.1 Elect Director Dudley S. Taft M For For For For Yes 180600
2. Ratify Auditors M For For For For Yes 180600
- --------------------------------------------------------------------------------
AMGEN, INC.
Ticker Symbol: AMGN CUSIP/Security ID: 031162100
Meeting Date: 5/6/2009 Record Date: 3/9/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/24/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1. Elect Director David Baltimore M For For For For Yes 50800
2. Elect Director Frank J. Biondi, Jr. M For For For For Yes 50800
3. Elect Director Francois de Carbonnel M For For For For Yes 50800
4. Elect Director Jerry D. Choate M For For For For Yes 50800
5. Elect Director Vance D. Coffman M For For For For Yes 50800
6. Elect Director Frederick W. Gluck M For For For For Yes 50800
7. Elect Director Frank C. Herringer M For For For For Yes 50800
8. Elect Director Gilbert S. Omenn M For For For For Yes 50800
9. Elect Director Judith C. Pelham M For For For For Yes 50800
10. Elect Director J. Paul Reason M For For For For Yes 50800
11. Elect Director Leonard D. Schaeffer M For For For For Yes 50800
12. Elect Director Kevin W. Sharer M For For For For Yes 50800
13. Ratify Auditors M For For For For Yes 50800
14. Approve Omnibus Stock Plan M For For For For Yes 50800
15. Reduce Supermajority Vote Requirement M For For For For Yes 50800
16. Amend Articles/Bylaws/Charter -- Call S For Against For For Yes 50800
Special Meetings
17. Reincorporate in Another State [from S Against Against Against Against Yes 50800
Delaware to North Dakota ]
- --------------------------------------------------------------------------------
VERIZON COMMUNICATIONS
Ticker Symbol: VZ CUSIP/Security ID: 92343V104
Meeting Date: 5/7/2009 Record Date: 3/9/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/23/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Richard L. Carrion M For For For For Yes 132710
1.2 Elect Director M. Frances Keeth M For For For For Yes 132710
1.3 Elect Director Robert W. Lane M For For For For Yes 132710
1.4 Elect Director Sandra O. Moose M For For For For Yes 132710
1.5 Elect Director Joseph Neubauer M For For For For Yes 132710
1.6 Elect Director Donald T. Nicolaisen M For For For For Yes 132710
1.7 Elect Director Thomas H. O'Brien M For For For For Yes 132710
1.8 Elect Director Clarence Otis, Jr. M For For For For Yes 132710
1.9 Elect Director Hugh B. Price M For For For For Yes 132710
1.1 Elect Director Ivan G. Seidenberg M For For For For Yes 132710
1.11 Elect Director John W. Snow M For For For For Yes 132710
1.12 Elect Director John R. Stafford M For For For For Yes 132710
2. Ratify Auditors M For For For For Yes 132710
3. Advisory Vote to Ratify Named Executive M For For For Against Yes 132710
Officers' Compensation
4. Approve Omnibus Stock Plan M For For For For Yes 132710
5. Approve Executive Incentive Bonus Plan M For For For For Yes 132710
6. Prohibit Executive Stock-Based Awards S Against Against Against Against Yes 132710
7. Amend Articles/Bylaws/Charter -- Call S For Against Against Against Yes 132710
Special Meetings
8. Require Independent Board Chairman S Against Against Against Against Yes 132710
9. Provide for Cumulative Voting S For Against Against Against Yes 132710
10. Adopt a Policy in which the Company S For Against For For Yes 132710
will not Make or Promise to Make Any
Death Benefit Payments to Senior
Executives
- --------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC.
Ticker Symbol: ITW CUSIP/Security ID: 452308109
Meeting Date: 5/8/2009 Record Date: 3/10/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/29/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director William F. Aldinger M For For For For Yes 120700
1.2 Elect Director Marvin D. Brailsford M For For For For Yes 120700
1.3 Elect Director Susan Crown M For For For For Yes 120700
1.4 Elect Director Don H. Davis, Jr. M For For For For Yes 120700
1.5 Elect Director Robert C. McCormack M For For For For Yes 120700
1.6 Elect Director Robert S. Morrison M For For For For Yes 120700
1.7 Elect Director James A. Skinner M For For For For Yes 120700
1.8 Elect Director Harold B. Smith M For For For For Yes 120700
1.9 Elect Director David B. Speer M For For For For Yes 120700
1.1 Elect Director Pamela B. Strobel M For For For For Yes 120700
2. Ratify Auditors M For For For For Yes 120700
3. Submit SERP to Shareholder Vote S For Against For For Yes 120700
- --------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB CO.
Ticker Symbol: BMY CUSIP/Security ID: 110122108
Meeting Date: 5/5/2009 Record Date: 3/12/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/24/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1. Elect Director L. Andreotti M For For For For Yes 153900
2. Elect Director L. B. Campbell M For For For For Yes 153900
3. Elect Director J. M. Cornelius M For For For For Yes 153900
4. Elect Director L. J. Freeh M For For For For Yes 153900
5. Elect Director L. H. Glimcher M For For For For Yes 153900
6. Elect Director M. Grobstein M For For For For Yes 153900
7. Elect Director L. Johansson M For For For For Yes 153900
8. Elect Director A. J. Lacy M For For For For Yes 153900
9. Elect Director V. L. Sato M For For For For Yes 153900
10. Elect Director T. D. West, Jr. M For For For For Yes 153900
11. Elect Director R. S. Williams M For For For For Yes 153900
12. Ratify Auditors M For For For For Yes 153900
13. Increase Disclosure of Executive S Against Against Against Against Yes 153900
Compensation
14. Reduce Supermajority Vote Requirement S Against Against Against Against Yes 153900
15. Amend Articles/Bylaws/Charter -- Call S For Against For For Yes 153900
Special Meetings
16. Advisory Vote to Ratify Named Executive S For Against For Against Yes 153900
Officers' Compensation
- --------------------------------------------------------------------------------
CONSOL ENERGY, INC.
Ticker Symbol: CNX CUSIP/Security ID: 20854P109
Meeting Date: 4/28/2009 Record Date: 3/5/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/17/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director John Whitmire M For For For For Yes 37400
1.2 Elect Director J. Brett Harvey M For For For For Yes 37400
1.3 Elect Director James E. Altmeyer, Sr. M Withhold For Withhold For Yes 37400
1.4 Elect Director Philip W. Baxter M For For For For Yes 37400
1.5 Elect Director William E. Davis M For For For For Yes 37400
1.6 Elect Director Raj K. Gupta M For For For For Yes 37400
1.7 Elect Director Patricia A. Hammick M For For For For Yes 37400
1.8 Elect Director David C. Hardesty, Jr. M For For For For Yes 37400
1.9 Elect Director John T. Mills M For For For For Yes 37400
1.1 Elect Director William P. Powell M For For For For Yes 37400
1.11 Elect Director Joseph T. Williams M For For For For Yes 37400
2. Ratify Auditors M For For For For Yes 37400
3. Amend Omnibus Stock Plan M For For For For Yes 37400
4. Require a Majority Vote for the S For Against For For Yes 37400
Election of Directors
5. Provide Early Disclosure of Shareholder S For Against For For Yes 37400
Proposal Voting Results
- --------------------------------------------------------------------------------
NUCOR CORP.
Ticker Symbol: NUE CUSIP/Security ID: 670346105
Meeting Date: 5/14/2009 Record Date: 3/16/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/5/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Clayton C. Daley, Jr. M For For For For Yes 18460
1.2 Elect Director Harvey B. Gantt M For For For For Yes 18460
1.3 Elect Director Bernard L. Kasriel M For For For For Yes 18460
1.4 Elect Director Christopher J. Kearney M For For For For Yes 18460
2. Ratify Auditors M For For For For Yes 18460
3. Require a Majority Vote for the S For Against For For Yes 18460
Election of Directors
4. Declassify the Board of Directors S For Against For For Yes 18460
5. Review and Assess Human Rights Policies S For Against Refer Against Yes 18460
6. Adopt Principles for Health Care Reform S Against Against Against Against Yes 18460
- --------------------------------------------------------------------------------
MEADWESTVACO CORP.
Ticker Symbol: MWV CUSIP/Security ID: 583334107
Meeting Date: 4/27/2009 Record Date: 2/27/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/16/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Michael E. Campbell M For For For Against Yes 111800
1.2 Elect Director Thomas W. Cole, Jr. M For For For Against Yes 111800
1.3 Elect Director James G. Kaiser M For For For Against Yes 111800
1.4 Elect Director Richard B. Kelson M For For For Against Yes 111800
1.5 Elect Director James M. Kilts M For For For For Yes 111800
1.6 Elect Director Susan J. Kropf M For For For Against Yes 111800
1.7 Elect Director Douglas S. Luke M For For For Against Yes 111800
1.8 Elect Director John A. Luke, Jr. M For For For Against Yes 111800
1.9 Elect Director Robert C. McCormack M For For For Against Yes 111800
1.1 Elect Director Timothy H. Powers M For For For Against Yes 111800
1.11 Elect Director Edward M. Straw M For For For Against Yes 111800
1.12 Elect Director Jane L. Warner M For For For Against Yes 111800
2. Ratify Auditors M For For For For Yes 111800
3. Amend Omnibus Stock Plan M For For For For Yes 111800
4. Amend Articles/Bylaws/Charter -- Call S For Against For For Yes 111800
Special Meetings
- --------------------------------------------------------------------------------
3M CO
Ticker Symbol: MMM CUSIP/Security ID: 88579Y101
Meeting Date: 5/12/2009 Record Date: 3/13/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/30/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Linda G. Alvarado M For For For For Yes 95500
1.2 Elect Director George W. Buckley M For For For For Yes 95500
1.3 Elect Director Vance D. Coffman M For For For For Yes 95500
1.4 Elect Director Michael L. Eskew M For For For For Yes 95500
1.5 Elect Director W. James Farrell M For For For For Yes 95500
1.6 Elect Director Herbert L. Henkel M For For For For Yes 95500
1.7 Elect Director Edward M. Liddy M For For For For Yes 95500
1.8 Elect Director Robert S. Morrison M For For For For Yes 95500
1.9 Elect Director Aulana L. Peters M For For For For Yes 95500
1.1 Elect Director Robert J. Ulrich M For For For For Yes 95500
2. Ratify Auditors M For For For For Yes 95500
3. Amend Bylaws-- Call Special Meetings S For Against Against Against Yes 95500
4. Stock Retention/Holding Period S For Against Against Against Yes 95500
- --------------------------------------------------------------------------------
ANADARKO PETROLEUM CORP.
Ticker Symbol: APC CUSIP/Security ID: 032511107
Meeting Date: 5/19/2009 Record Date: 3/25/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/8/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Robert J. Allison, Jr. M For For For For Yes 55000
1.2 Elect Director Peter J. Fluor M For For For For Yes 55000
1.3 Elect Director John W. Poduska, Sr. M Against For Against Against Yes 55000
1.4 Elect Director Paula Rosput Reynolds M Against For Against Against Yes 55000
2. Ratify Auditors M For For For For Yes 55000
3. Declassify the Board of Directors M For For For For Yes 55000
4. Amend EEO Policy to Prohibit S For Against Refer Against Yes 55000
Discrimination based on Sexual
Orientation and Gender Identity
- --------------------------------------------------------------------------------
MURPHY OIL CORP.
Ticker Symbol: MUR CUSIP/Security ID: 626717102
Meeting Date: 5/13/2009 Record Date: 3/16/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/4/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Frank W. Blue M For For For For Yes 55637
1.2 Elect Director Claiborne P. Deming M For For For For Yes 55637
1.3 Elect Director Robert A. Hermes M For For For For Yes 55637
1.4 Elect Director James V. Kelley M For For For For Yes 55637
1.5 Elect Director R. Madison Murphy M For For For For Yes 55637
1.6 Elect Director William C. Nolan, Jr. M For For For For Yes 55637
1.7 Elect Director Ivar B. Ramberg M For For For For Yes 55637
1.8 Elect Director Neal E. Schmale M For For For For Yes 55637
1.9 Elect Director David J. H. Smith M For For For For Yes 55637
1.1 Elect Directors Caroline G. Theus M For For For For Yes 55637
1.11 Elect Director David M. Wood M For For For For Yes 55637
2. Amend EEO Policy to Prohibit S For Against Refer Against Yes 55637
Discrimination based on Sexual
Orientation and Gender Identity
3. Ratify Auditors M For For For For Yes 55637
- --------------------------------------------------------------------------------
PG&E CORP.
Ticker Symbol: PCG CUSIP/Security ID: 69331C108
Meeting Date: 5/13/2009 Record Date: 3/16/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/4/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1. Elect Director David R. Andrews M For For For For Yes 65600
2. Elect Director C. Lee Cox M For For For For Yes 65600
3. Elect Director Peter A. Darbee M For For For For Yes 65600
4. Elect Director Maryellen C. Herringer M For For For For Yes 65600
5. Elect Director Roger H. Kimmel M For For For For Yes 65600
6. Elect Director Richard A. Meserve M For For For For Yes 65600
7. Elect Director Forrest E. Miller M For For For For Yes 65600
8. Elect Director Barbara L. Rambo M For For For For Yes 65600
9. Elect Director Barry Lawson Williams M For For For For Yes 65600
10. Ratify Auditors M For For For For Yes 65600
11. Advisory Vote to Ratify Named Executive S For Against For Against Yes 65600
Officers' Compensation
12. Reincorporate in Another State S Against Against Against Against Yes 65600
[California to North Dakota]
- --------------------------------------------------------------------------------
SPRINT NEXTEL CORPORATION
Ticker Symbol: S CUSIP/Security ID: 852061100
Meeting Date: 5/12/2009 Record Date: 3/13/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/30/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Robert R. Bennett M For For For For Yes 301500
1.2 Elect Director Gordon M. Bethune M For For For For Yes 301500
1.3 Elect Director Larry C. Glasscock M For For For For Yes 301500
1.4 Elect Director James H. Hance, Jr. M For For For For Yes 301500
1.5 Elect Director Daniel R. Hesse M For For For For Yes 301500
1.6 Elect Director V. Janet Hill M For For For For Yes 301500
1.7 Elect Director Frank Ianna M For For For For Yes 301500
1.8 Elect Director Sven-Christer Nilsson M For For For For Yes 301500
1.9 Elect Director William R. Nuti M For For For For Yes 301500
1.1 Elect Director Rodney O?Neal M For For For For Yes 301500
2. Ratify Auditors M For For For For Yes 301500
3. Amend Qualified Employee Stock Purchase M For For For For Yes 301500
Plan
4. Amend Bylaws-- Call Special Meetings S For Against For For Yes 301500
5. Report on Political Contributions S For Against Refer Against Yes 301500
- --------------------------------------------------------------------------------
MARRIOTT INTERNATIONAL INC.
Ticker Symbol: MAR CUSIP/Security ID: 571903202
Meeting Date: 5/1/2009 Record Date: 3/10/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/22/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director J.W. Marriott, Jr. M For For For For Yes 26135
1.2 Elect Director John W. Marriott, III M For For For For Yes 26135
1.3 Elect Director Mary K. Bush M For For For For Yes 26135
1.4 Elect Director Lawrence W. Kellner M For For For For Yes 26135
1.5 Elect Director Debra L. Lee M For For For For Yes 26135
1.6 Elect Director George Munoz M For For For For Yes 26135
1.7 Elect Director Harry J. Pearce M For For For For Yes 26135
1.8 Elect Director Steven S. Reinemund M For For For For Yes 26135
1.9 Elect Director W. Mitt Romney M For For For For Yes 26135
1.1 Elect Director William J. Shaw M For For For For Yes 26135
1.11 Elect Director Lawrence M. Small M For For For For Yes 26135
2. Ratify Auditors M For For For For Yes 26135
3. Amend Omnibus Stock Plan M Against For Against For Yes 26135
- --------------------------------------------------------------------------------
PROGRESS ENERGY, INC.
Ticker Symbol: PGN CUSIP/Security ID: 743263105
Meeting Date: 5/13/2009 Record Date: 3/6/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/4/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1. Elect Director James E. Bostic, Jr. M For For For For Yes 78000
2. Elect Director Harris E. DeLoach, Jr. M For For For For Yes 78000
3. Elect Director James B. Hyler, Jr. M For For For For Yes 78000
4. Elect Director William D. Johnson M For For For For Yes 78000
5. Elect Director Robert W. Jones M Against For Against For Yes 78000
6. Elect Director W. Steven Jones M For For For For Yes 78000
7. Elect Director E. Marie McKee M For For For For Yes 78000
8. Elect Director John H. Mullin, III M For For For For Yes 78000
9. Elect Director Charles W. Pryor, Jr. M For For For For Yes 78000
10. Elect Director Carlos A. Saladrigas M For For For For Yes 78000
11. Elect Director Theresa M. Stone M For For For For Yes 78000
12. Elect Director Alfred C. Tollison, Jr. M For For For For Yes 78000
13. Ratify Auditors M For For For For Yes 78000
14. Approve Executive Incentive Bonus Plan M Against For Against For Yes 78000
- --------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker Symbol: COP CUSIP/Security ID: 20825C104
Meeting Date: 5/13/2009 Record Date: 3/16/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/4/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Richard L. Armitage M For For For For Yes 25400
1.2 Elect Director Richard H. Auchinleck M For For For For Yes 25400
1.3 Elect Director James E. Copeland, Jr. M For For For For Yes 25400
1.4 Elect Director Kenneth M. Duberstein M For For For For Yes 25400
1.5 Elect Director Ruth R. Harkin M For For For For Yes 25400
1.6 Elect Director Harold W. McGraw III M For For For For Yes 25400
1.7 Elect Director James J. Mulva M For For For For Yes 25400
1.8 Elect Director Harald J. Norvik M For For For For Yes 25400
1.9 Elect Director William K. Reilly M For For For For Yes 25400
1.1 Elect Director Bobby S. Shackouls M For For For For Yes 25400
1.11 Elect Director Victoria J. Tschinkel M For For For For Yes 25400
1.12 Elect Director Kathryn C. Turner M For For For For Yes 25400
1.13 Elect Director William E. Wade, Jr. M For For For For Yes 25400
2. Ratify Auditors M For For For For Yes 25400
3. Approve Omnibus Stock Plan M For For For For Yes 25400
4. Adopt Principles for Health Care Reform S Against Against Against Against Yes 25400
5. Advisory Vote to Ratify Named Executive S For Against For Against Yes 25400
Officers' Compensation
6. Report on Political Contributions S For Against Refer Against Yes 25400
7. Adopt Quantitative GHG Goals for S For Against Refer Against Yes 25400
Products and Operations
8. Report on Environmental Impact of Oil S For Against Refer Against Yes 25400
Sands Operations in Canada
9. Require Director Nominee Qualifications S Against Against Against Against Yes 25400
- --------------------------------------------------------------------------------
KRAFT FOODS INC
Ticker Symbol: KFT CUSIP/Security ID: 50075N104
Meeting Date: 5/20/2009 Record Date: 3/12/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/11/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Ajay Banga M Against For Against Against Yes 120700
1.2 Elect Director Myra M. Hart M For For For For Yes 120700
1.3 Elect Director Lois D. Juliber M For For For For Yes 120700
1.4 Elect Director Mark D. Ketchum M For For For For Yes 120700
1.5 Elect Director Richard A. Lerner M For For For For Yes 120700
1.6 Elect Director John C. Pope M For For For For Yes 120700
1.7 Elect Director Fredric G. Reynolds M For For For For Yes 120700
1.8 Elect Director Irene B. Rosenfeld M For For For For Yes 120700
1.9 Elect Director Deborah C. Wright M For For For For Yes 120700
1.1 Elect Director Frank G. Zarb M For For For For Yes 120700
2. Amend Omnibus Stock Plan M For For For For Yes 120700
3. Ratify Auditors M For For For For Yes 120700
4. Amend Articles/Bylaws/Charter -- Call S For Against Against Against Yes 120700
Special Meetings
- --------------------------------------------------------------------------------
MATTEL, INC.
Ticker Symbol: MAT CUSIP/Security ID: 577081102
Meeting Date: 5/13/2009 Record Date: 3/20/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/4/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Michael J. Dolan M For For For For Yes 149600
1.2 Elect Director Robert A. Eckert M For For For For Yes 149600
1.3 Elect Director Frances D. Fergusson M For For For For Yes 149600
1.4 Elect Director Tully M. Friedman M For For For For Yes 149600
1.5 Elect Director Dominic Ng M For For For For Yes 149600
1.6 Elect Director Vasant M. Prabhu M For For For For Yes 149600
1.7 Elect Director Andrea L. Rich M For For For For Yes 149600
1.8 Elect Director Ronald L. Sargent M For For For For Yes 149600
1.9 Elect Director Dean A. Scarborough M For For For For Yes 149600
1.1 Elect Director Christopher A. Sinclair M For For For For Yes 149600
1.11 Elect Director G. Craig Sullivan M For For For For Yes 149600
1.12 Elect Director Kathy Brittain White M For For For For Yes 149600
2. Ratify Auditors M For For For For Yes 149600
3. Report on Product Safety and Working S Against Against Against Against Yes 149600
Conditions
4. Amend Articles/Bylaws/Charter -- Call S For Against For For Yes 149600
Special Meetings
- --------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker Symbol: JPM CUSIP/Security ID: 46625H100
Meeting Date: 5/19/2009 Record Date: 3/20/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/8/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Crandall C. Bowles M For For For For Yes 381000
1.2 Elect Director Stephen B. Burke M For For For For Yes 381000
1.3 Elect Director David M. Cote M For For For For Yes 381000
1.4 Elect Director James S. Crown M For For For For Yes 381000
1.5 Elect Director James Dimon M For For For For Yes 381000
1.6 Elect Director Ellen V. Futter M For For For For Yes 381000
1.7 Elect Director William H. Gray, III M For For For For Yes 381000
1.8 Elect Director Laban P. Jackson, Jr. M For For For For Yes 381000
1.9 Elect Director David C. Novak M For For For For Yes 381000
1.1 Elect Director Lee R. Raymond M For For For For Yes 381000
1.11 Elect Director William C. Weldon M For For For For Yes 381000
2. Ratify Auditors M For For For For Yes 381000
3. Advisory Vote to Ratify Named Executive M For For For For Yes 381000
Officers' Compensation
4. Disclose Prior Government Service S Against Against Against Against Yes 381000
5. Provide for Cumulative Voting S For Against Against Against Yes 381000
6. Amend Articles/Bylaws/Charter -- Call S For Against For Against Yes 381000
Special Meetings
7. Report on Predatory Lending Policies S Against Against Against Against Yes 381000
8. Amend Key Executive Performance Plan S For Against For Against Yes 381000
9. Stock Retention/Holding Period S For Against Against Against Yes 381000
10. Prepare Carbon Principles Report S Against Against Against Against Yes 381000
- --------------------------------------------------------------------------------
MACY'S INC
Ticker Symbol: M CUSIP/Security ID: 55616P104
Meeting Date: 5/15/2009 Record Date: 3/20/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/6/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Stephen F. Bollenbach M For For For For Yes 74971
1.2 Elect Director Deirdre P. Connelly M For For For For Yes 74971
1.3 Elect Director Meyer Feldberg M For For For For Yes 74971
1.4 Elect Director Sara Levinson M For For For For Yes 74971
1.5 Elect Director Terry J. Lundgren M For For For For Yes 74971
1.6 Elect Director Joseph Neubauer M For For For For Yes 74971
1.7 Elect Director Joseph A. Pichler M For For For For Yes 74971
1.8 Elect Director Joyce M. RochE M For For For For Yes 74971
1.9 Elect Director Karl M. von der Heyden M For For For For Yes 74971
1.1 Elect Director Craig E. Weatherup M For For For For Yes 74971
1.11 Elect Director Marna C. Whittington M For For For For Yes 74971
2. Ratify Auditors M For For For For Yes 74971
3. Approve Omnibus Stock Plan M For For For For Yes 74971
4. Reduce Supermajority Vote Requirement S For Against For For Yes 74971
5. Stock Retention/Holding Period S For Against Against Against Yes 74971
- --------------------------------------------------------------------------------
INTEL CORPORATION
Ticker Symbol: INTC CUSIP/Security ID: 458140100
Meeting Date: 5/20/2009 Record Date: 3/23/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/6/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1. Elect Director Charlene Barshefsky M For For For For Yes 130400
2. Elect Director Susan L. Decker M For For For For Yes 130400
3. Elect Director John J. Donahoe M For For For For Yes 130400
4. Elect Director Reed E. Hundt M For For For For Yes 130400
5. Elect Director Paul S. Otellini M For For For For Yes 130400
6. Elect Director James D. Plummer M For For For For Yes 130400
7. Elect Director David S. Pottruck M For For For For Yes 130400
8. Elect Director Jane E. Shaw M For For For For Yes 130400
9. Elect Director John L. Thornton M For For For For Yes 130400
10. Elect Director Frank D. Yeary M For For For For Yes 130400
11. Elect Director David B. Yoffie M For For For For Yes 130400
12. Ratify Auditors M For For For For Yes 130400
13. Amend Omnibus Stock Plan M For For For For Yes 130400
14. Approve Stock Option Exchange Program M For For For For Yes 130400
15. Advisory Vote to Ratify Named Executive M For For For For Yes 130400
Officers' Compensation
16. Provide for Cumulative Voting S For Against Against Against Yes 130400
17. Adopt Policy on Human Rights to Water S Against Against Against Against Yes 130400
- --------------------------------------------------------------------------------
WELLPOINT, INC.
Ticker Symbol: WLP CUSIP/Security ID: 94973V107
Meeting Date: 5/20/2009 Record Date: 3/18/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/11/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1. Elect Director Lenox D. Baker, Jr., M.D. M For For For For Yes 38100
2. Elect Director Susan B. Bayh M For For For For Yes 38100
3. Elect Director Larry C. Glasscock M For For For For Yes 38100
4. Elect Director Julie A. Hill M For For For For Yes 38100
5. Elect Director Ramiro G. Peru M For For For For Yes 38100
6. Ratify Auditors M For For For For Yes 38100
7. Approve Omnibus Stock Plan M For For For For Yes 38100
8. Amend Qualified Employee Stock Purchase M For For For For Yes 38100
Plan
9. Advisory Vote to Ratify Named Executive S For Against For Against Yes 38100
Officers' Compensation
- --------------------------------------------------------------------------------
USG CORP.
Ticker Symbol: USG CUSIP/Security ID: 903293405
Meeting Date: 5/13/2009 Record Date: 3/16/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/8/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Jose Armario M Withhold For Withhold Withhold Yes 15580
1.2 Elect Director W. Douglas Ford M Withhold For Withhold Withhold Yes 15580
2. Ratify Auditors M For For For For Yes 15580
- --------------------------------------------------------------------------------
ENTERGY CORP.
Ticker Symbol: ETR CUSIP/Security ID: 29364G103
Meeting Date: 5/8/2009 Record Date: 3/10/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/29/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Maureen Scannell Bateman M For For For For Yes 31500
1.2 Elect Director W. Frank Blount M For For For For Yes 31500
1.3 Elect Director Gary W. Edwards M For For For For Yes 31500
1.4 Elect Director Alexis M. Herman M For For For For Yes 31500
1.5 Elect Director Donald C. Hintz M For For For For Yes 31500
1.6 Elect Director J. Wayne Leonard M For For For For Yes 31500
1.7 Elect Director Stuart L. Levenick M For For For For Yes 31500
1.8 Elect Director James R. Nichols M For For For For Yes 31500
1.9 Elect Director William A. Percy, II M For For For For Yes 31500
1.1 Elect Director W.J. Tauzin M For For For For Yes 31500
1.11 Elect Director Steven V. Wilkinson M For For For For Yes 31500
2. Ratify Auditors M For For For For Yes 31500
- --------------------------------------------------------------------------------
NISOURCE INC.
Ticker Symbol: NI CUSIP/Security ID: 65473P105
Meeting Date: 5/12/2009 Record Date: 3/17/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/30/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1. Elect Director Richard A. Abdoo M For For For For Yes 257600
2. Elect Director Steven C. Beering M For For For For Yes 257600
3. Elect Director Dennis E. Foster M For For For For Yes 257600
4. Elect Director Michael E. Jesanis M For For For For Yes 257600
5. Elect Director Marty R. Kittrell M For For For For Yes 257600
6. Elect Director W. Lee Nutter M For For For For Yes 257600
7. Elect Director Deborah S. Parker M For For For For Yes 257600
8. Elect Director Ian M. Rolland M For For For For Yes 257600
9. Elect Director Robert C. Skaggs, Jr. M For For For For Yes 257600
10. Elect Director Richard L. Thompson M For For For For Yes 257600
11. Elect Director Carolyn Y. Woo M For For For For Yes 257600
12. Ratify Auditors M For For For For Yes 257600
13. Amend Articles/Bylaws/Charter -- Call S For Against For For Yes 257600
Special Meetings
- --------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC.
Ticker Symbol: MMC CUSIP/Security ID: 571748102
Meeting Date: 5/21/2009 Record Date: 3/23/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/12/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Leslie M. Baker, Jr. M For For For For Yes 74521
1.2 Elect Director Gwendolyn S. King M For For For For Yes 74521
1.3 Elect Director Marc D. Oken M For For For For Yes 74521
1.4 Elect Director David A. Olsen M For For For For Yes 74521
2. Ratify Auditors M For For For For Yes 74521
3. Reincorporate in Another State from S Against Against Against Against Yes 74521
Delaware to North Dakota
4. Amend Articles/Bylaws/Charter -- Call S For Against For Against Yes 74521
Special Meetings
5. Report on Political Contributions S For Against Refer Against Yes 74521
- --------------------------------------------------------------------------------
NEWELL RUBBERMAID INC.
Ticker Symbol: NWL CUSIP/Security ID: 651229106
Meeting Date: 5/5/2009 Record Date: 3/13/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/24/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Thomas E. Clarke M For For For For Yes 127100
1.2 Elect Director Domenico De Sole M For For For For Yes 127100
1.3 Elect Director Elizabeth M For For For For Yes 127100
Cuthbert-Millett
1.4 Elect Director Steven J. Strobel M For For For For Yes 127100
2. Ratify Auditors M For For For For Yes 127100
- --------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker Symbol: GS CUSIP/Security ID: 38141G104
Meeting Date: 5/8/2009 Record Date: 3/9/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/29/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1. Elect Director Lloyd C. Blankfein M For For For For Yes 35700
2. Elect Director John H. Bryan M For For For For Yes 35700
3. Elect Director Gary D. Cohn M For For For For Yes 35700
4. Elect Director Claes Dahlback M For For For For Yes 35700
5. Elect Director Stephen Friedman M For For For For Yes 35700
6. Elect Director William W. George M For For For For Yes 35700
7. Elect Director Rajat K. Gupta M For For For For Yes 35700
8. Elect Director James A. Johnson M For For For For Yes 35700
9. Elect Director Lois D. Juliber M For For For For Yes 35700
10. Elect Director Lakshmi N. Mittal M Against For Against Against Yes 35700
11. Elect Director James J. Schiro M For For For For Yes 35700
12. Elect Director Ruth J. Simmons M For For For For Yes 35700
13. Ratify Auditors M For For For For Yes 35700
14. Advisory Vote to Ratify Named Executive M For For For For Yes 35700
Officers' Compensation
15. Provide for Cumulative Voting S For Against Against Against Yes 35700
16. Reduce Supermajority Vote Requirement S For Against For For Yes 35700
17. Amend By-Laws to Establish Board U.S. S Against Against Against Against Yes 35700
Economic Security Committee
18. Report on Political Contributions S For Against Refer Against Yes 35700
- --------------------------------------------------------------------------------
PINNACLE WEST CAPITAL CORP.
Ticker Symbol: PNW CUSIP/Security ID: 723484101
Meeting Date: 5/20/2009 Record Date: 3/23/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/11/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Edward N. Basha, Jr. M For For For For Yes 60972
1.2 Elect Director Donald E. Brandt M For For For For Yes 60972
1.3 Elect Director Susan Clark-Johnson M For For For For Yes 60972
1.4 Elect Director Michael L. Gallagher M For For For For Yes 60972
1.5 Elect Director Pamela Grant M For For For For Yes 60972
1.6 Elect Director Roy A. Herberger, Jr. M For For For For Yes 60972
1.7 Elect Director William S. Jamieson M For For For For Yes 60972
1.8 Elect Director Humberto S. Lopez M For For For For Yes 60972
1.9 Elect Director Kathryn L. Munro M For For For For Yes 60972
1.1 Elect Director Bruce J. Nordstrom M For For For For Yes 60972
1.11 Elect Director W. Douglas Parker M For For For For Yes 60972
1.12 Elect Director William J. Post M For For For For Yes 60972
1.13 Elect Director William L. Stewart M For For For For Yes 60972
2. Ratify Auditors M For For For For Yes 60972
3. Amend Bylaws to Allow Holders of 10% of S For Against For For Yes 60972
the Company's Common Stock to Call
Special Shareholder Meetings
- --------------------------------------------------------------------------------
XCEL ENERGY INC.
Ticker Symbol: XEL CUSIP/Security ID: 98389B100
Meeting Date: 5/20/2009 Record Date: 3/24/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/11/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director C. Coney Burgess M For For For For Yes 30800
1.2 Elect Director Fredric W. Corrigan M For For For For Yes 30800
1.3 Elect Director Richard K. Davis M For For For For Yes 30800
1.4 Elect Director Richard C. Kelly M For For For For Yes 30800
1.5 Elect Director Albert F. Moreno M For For For For Yes 30800
1.6 Elect Director Margaret R. Preska M For For For For Yes 30800
1.7 Elect Director A. Patricia Sampson M For For For For Yes 30800
1.8 Elect Director Richard H. Truly M For For For For Yes 30800
1.9 Elect Director David A. Westerlund M For For For For Yes 30800
1.1 Elect Director Timothy V. Wolf M For For For For Yes 30800
2. Ratify Auditors M For For For For Yes 30800
- --------------------------------------------------------------------------------
KEYCORP
Ticker Symbol: KEY CUSIP/Security ID: 493267108
Meeting Date: 5/21/2009 Record Date: 3/24/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/12/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director William G. Bares M For For For For Yes 178600
1.2 Elect Director Carol A. Cartwright M For For For For Yes 178600
1.3 Elect Director Kristen L. Manos M For For For For Yes 178600
1.4 Elect Director Thomas C. Stevens M For For For For Yes 178600
2. Require Majority Vote for Election of M For For For For Yes 178600
Directors
3. Amend Votes Per Share of Existing Stock M For For For For Yes 178600
4. Ratify Auditors M For For For For Yes 178600
5. Advisory Vote to Ratify Named Executive M For For For For Yes 178600
Officer's Compensation
- --------------------------------------------------------------------------------
SLM CORPORATION (SALLIE MAE)
Ticker Symbol: SLM CUSIP/Security ID: 78442P106
Meeting Date: 5/22/2009 Record Date: 3/23/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/13/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1. Elect Director Ann Torre Bates M For For For For Yes 44840
2. Elect Director William M. Diefenderfer, M For For For For Yes 44840
III
3. Elect Director Diane Suitt Gilleland M For For For For Yes 44840
4. Elect Director Earl A. Goode M For For For For Yes 44840
5. Elect Director Ronald F. Hunt M For For For For Yes 44840
6. Elect Director Albert L. Lord M For For For For Yes 44840
7. Elect Director Michael E. Martin M For For For For Yes 44840
8. Elect Director Barry A. Munitz M For For For For Yes 44840
9. Elect Director Howard H. Newman M For For For For Yes 44840
10. Elect Director A. Alexander Porter, Jr. M For For For For Yes 44840
11. Elect Director Frank C. Puleo M For For For For Yes 44840
12. Elect Director Wolfgang Schoellkopf M For For For For Yes 44840
13. Elect Director Steven L. Shapiro M For For For For Yes 44840
14. Elect Director J. Terry Strange M For For For For Yes 44840
15. Elect Director Anthony P. Terracciano M For For For For Yes 44840
16. Elect Director Barry L. Williams M For For For For Yes 44840
17. Approve Non-Employee Director Omnibus M For For For For Yes 44840
Stock Plan
18. Approve Omnibus Stock Plan M For For For For Yes 44840
19. Ratify Auditors M For For For For Yes 44840
- --------------------------------------------------------------------------------
FIRSTENERGY CORP
Ticker Symbol: FE CUSIP/Security ID: 337932107
Meeting Date: 5/19/2009 Record Date: 3/23/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/8/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Paul T. Addison M Withhold For Withhold Withhold Yes 32800
1.2 Elect Director Anthony J. Alexander M Withhold For Withhold Withhold Yes 32800
1.3 Elect Director Michael J. Anderson M Withhold For Withhold Withhold Yes 32800
1.4 Elect Director Dr. Carol A. Cartwright M Withhold For Withhold Withhold Yes 32800
1.5 Elect Director William T. Cottle M Withhold For Withhold Withhold Yes 32800
1.6 Elect Director Robert B. Heisler, Jr. M Withhold For Withhold Withhold Yes 32800
1.7 Elect Director Ernest J. Novak, Jr. M Withhold For Withhold Withhold Yes 32800
1.8 Elect Director Catherine A. Rein M Withhold For Withhold Withhold Yes 32800
1.9 Elect Director George M. Smart M Withhold For Withhold Withhold Yes 32800
1.1 Elect Director Wes M. Taylor M Withhold For Withhold Withhold Yes 32800
1.11 Elect Director Jesse T. Williams, Sr. M Withhold For Withhold Withhold Yes 32800
2. Ratify Auditors M For For For For Yes 32800
3. Adopt Simple Majority Vote S For Against For For Yes 32800
4. Amend Bylaws to Reduce the Percentage S For Against For For Yes 32800
of Shares Required to Call Special
Shareholder Meeting
5. Establish Shareholder Proponent S For Against For For Yes 32800
Engagement Process
6. Require a Majority Vote for the S For Against For For Yes 32800
Election of Directors
- --------------------------------------------------------------------------------
MASCO CORPORATION
Ticker Symbol: MAS CUSIP/Security ID: 574599106
Meeting Date: 5/12/2009 Record Date: 3/16/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/30/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Thomas G. Denomme M For For For For Yes 208600
1.2 Elect Director Richard A. Manoogian M For For For For Yes 208600
1.3 Elect Director Mary Ann Van Lokeren M For For For For Yes 208600
2. Ratify Auditors M For For For For Yes 208600
3. Amend Omnibus Stock Plan M For For For For Yes 208600
4. Amend Omnibus Stock Plan M For For For For Yes 208600
- --------------------------------------------------------------------------------
HOME DEPOT, INC.
Ticker Symbol: HD CUSIP/Security ID: 437076102
Meeting Date: 5/28/2009 Record Date: 3/30/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/19/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1. Elect Director F. Duane Ackerman M For For For For Yes 249400
2. Elect Director David H. Batchelder M For For For For Yes 249400
3. Elect Director Francis S. Blake M For For For For Yes 249400
4. Elect Director Ari Bousbib M For For For For Yes 249400
5. Elect Director Gregory D. Brenneman M For For For For Yes 249400
6. Elect Director Albert P. Carey M For For For For Yes 249400
7. Elect Director Armando Codina M For For For For Yes 249400
8. Elect Director Bonnie G. Hill M For For For For Yes 249400
9. Elect Director Karen L. Katen M For For For For Yes 249400
10. Ratify Auditors M For For For For Yes 249400
11. Approve Right to Call Special Meetings M Against For For For Yes 249400
12. Provide for Cumulative Voting S For Against Against Against Yes 249400
13. Call Special Meetings S For Against Against Against Yes 249400
14. Prepare Employment Diversity Report S For Against Refer Against Yes 249400
15. Advisory Vote to Ratify Named Executive S For Against For Against Yes 249400
Officers' Compensation
16. Assess Energy Use and Establish S For Against Refer Against Yes 249400
Reduction Targets
- --------------------------------------------------------------------------------
TIME WARNER INC
Ticker Symbol: TWX CUSIP/Security ID: 887317303
Meeting Date: 5/28/2009 Record Date: 4/3/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/20/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Herbert M. Allison, Jr. M For For For For Yes 129333
1.2 Elect Director James L. Barksdale M For For For For Yes 129333
1.3 Elect Director Jeffrey L. Bewkes M For For For For Yes 129333
1.4 Elect Director Stephen F. Bollenbach M For For For For Yes 129333
1.5 Elect Director Frank J. Caufield M Against For Against For Yes 129333
1.6 Elect Director Robert C. Clark M For For For For Yes 129333
1.7 Elect Director Mathias Dopfner M Against For Against For Yes 129333
1.8 Elect Director Jessica P. Einhorn M For For For For Yes 129333
1.9 Elect Director Michael A. Miles M Against For Against For Yes 129333
1.1 Elect Director Kenneth J. Novack M For For For For Yes 129333
1.11 Elect Director Deborah C. Wright M Against For Against For Yes 129333
2. Ratify Auditors M For For For For Yes 129333
3. Approve Executive Incentive Bonus Plan M For For For For Yes 129333
4. Provide for Cumulative Voting S For Against Against Against Yes 129333
5. Amend Articles/Bylaws/Charter -- Call S For Against Against Against Yes 129333
Special Meetings
6. Advisory Vote to Ratify Named Executive S For Against For Against Yes 129333
Officers' Compensation
- --------------------------------------------------------------------------------
TIFFANY & CO.
Ticker Symbol: TIF CUSIP/Security ID: 886547108
Meeting Date: 5/21/2009 Record Date: 3/23/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/12/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Michael J. Kowalski M For For For For Yes 20280
1.2 Elect Director Rose Marie Bravo M For For For For Yes 20280
1.3 Elect Director Gary E. Costley M For For For For Yes 20280
1.4 Elect Director Lawrence K. Fish M For For For For Yes 20280
1.5 Elect Director Abby F. Kohnstamm M For For For For Yes 20280
1.6 Elect Director Charles K. Marquis M For For For For Yes 20280
1.7 Elect Director Peter W. May M For For For For Yes 20280
1.8 Elect Director J. Thomas Presby M For For For For Yes 20280
1.9 Elect Director William A. Shutzer M For For For For Yes 20280
2. Ratify Auditors M For For For For Yes 20280
3. Amend Omnibus Stock Plan M For For For For Yes 20280
- --------------------------------------------------------------------------------
INTERNATIONAL PAPER CO.
Ticker Symbol: IP CUSIP/Security ID: 460146103
Meeting Date: 5/11/2009 Record Date: 3/16/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/30/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Directors John V. Faraci M For For For Withhold Yes 50620
1.2 Elect Directors Stacey J. Mobley M For For For For Yes 50620
1.3 Elect Directors William G. Walter M For For For Withhold Yes 50620
1.4 Elect Directors J. Steven Whisler M For For For Withhold Yes 50620
2. Ratify Auditors M For For For For Yes 50620
3. Permit Right to Call Special Meeting M For For For For Yes 50620
4. Approve Omnibus Stock Plan M For For For For Yes 50620
5. Report on Sustainable Forestry S Against Against Against Against Yes 50620
- --------------------------------------------------------------------------------
CABLEVISION SYSTEMS CORP.
Ticker Symbol: CVC CUSIP/Security ID: 12686C109
Meeting Date: 5/21/2009 Record Date: 3/31/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/12/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Zachary W. Carter M For For For Withhold Yes 117300
1.2 Elect Director Charles D. Ferris M Withhold For Withhold Withhold Yes 117300
1.3 Elect Director Thomas V. Reifenheiser M For For For Withhold Yes 117300
1.4 Elect Director John R. Ryan M For For For Withhold Yes 117300
1.5 Elect Director Vincent Tese M For For For Withhold Yes 117300
1.6 Elect Director Leonard Tow M For For For Withhold Yes 117300
2. Ratify Auditors M For For For For Yes 117300
3. Amend Omnibus Stock Plan M Against For Against Against Yes 117300
- --------------------------------------------------------------------------------
EXXON MOBIL CORP.
Ticker Symbol: XOM CUSIP/Security ID: 30231G102
Meeting Date: 5/27/2009 Record Date: 4/6/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/15/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director M.J. Boskin M For For For For Yes 153760
1.2 Elect Director L.R. Faulkner M For For For For Yes 153760
1.3 Elect Director K.C. Frazier M For For For For Yes 153760
1.4 Elect Director .W. George M For For For For Yes 153760
1.5 Elect Director R.C. King M For For For For Yes 153760
1.6 Elect Director M.C. Nelson M For For For For Yes 153760
1.7 Elect Director S.J. Palmisano M For For For For Yes 153760
1.8 Elect Director S.S Reinemund M For For For For Yes 153760
1.9 Elect Director R.W. Tillerson M For For For For Yes 153760
1.1 Elect Director E.E. Whitacre, Jr. M For For For For Yes 153760
2. Ratify Auditors M For For For For Yes 153760
3. Provide for Cumulative Voting S For Against For For Yes 153760
4. Amend Articles/Bylaws/Charter -- Call S For Against For For Yes 153760
Special Meetings
5. Reincorporate in Another State [from S Against Against Against Against Yes 153760
New Jersey to North Dakota]
6. Require Independent Board Chairman S For Against For Against Yes 153760
7. Advisory Vote to Ratify Named Executive S For Against For Against Yes 153760
Officers' Compensation
8. Compare CEO Compensation to Average S Against Against Against Against Yes 153760
U.S. per Capita Income
9. Review Anti-discrimination Policy on S Against Against Against Against Yes 153760
Corporate Sponsorships and Executive
Perks
10. Amend EEO Policy to Prohibit S For Against Refer For Yes 153760
Discrimination based on Sexual
Orientation and Gender Identity
11. Adopt Quantitative GHG Goals for S For Against Refer For Yes 153760
Products and Operations
12. Report on Climate Change Impacts on S Against Against Against Against Yes 153760
Emerging Countries
13. Adopt Policy to Increase Renewable S For Against Refer Against Yes 153760
Energy
- --------------------------------------------------------------------------------
ALLIED IRISH BANKS PLC
Ticker Symbol: AIB CUSIP/Security ID: 019228402
Meeting Date: 5/13/2009 Record Date: 4/3/2009
Meeting Type: Annual Country: Ireland
Cuttoff Date: 5/1/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1. Accept Financial Statements and M For For For For Yes 178500
Statutory Reports
2.a Reelect Declan Collier as Director M For For For For Yes 178500
2.b Reelect Kieran Crowley as Director M For For For For Yes 178500
2.c Reelect Colm Doherty as Director M For For For For Yes 178500
2.d Reelect Dermot Gleeson as Director M For For For For Yes 178500
2.e Reelect Stephen L. Kingon as Director M For For For For Yes 178500
2.f Reelect Anne Maher as Director M For For For For Yes 178500
2.g Reelect Daniel O'Connor as Director M For For For For Yes 178500
2.h Reelect John O'Donnell as Director M For For For For Yes 178500
2.i Reelect Sean O'Driscoll as Director M For For For For Yes 178500
2.j Reelect David Pritchard as Director M For For For For Yes 178500
2.k Reelect Eugene J. Sheehy as Director M For For For For Yes 178500
2.l Reelect Dick Spring as Director M For For For For Yes 178500
2.m Reelect Robert G. Wilmers as Director M For For For For Yes 178500
2.n Reelect Jennifer Winter as Director M For For For For Yes 178500
3. Authorize Board to Fix Remuneration of M For For For For Yes 178500
Auditors
4. Fix Reissue Price of Treasury Shares M For For For For Yes 178500
5. Elect Niall Murphy as Director S Against Against Against Against Yes 178500
- --------------------------------------------------------------------------------
LINCOLN NATIONAL CORP.
Ticker Symbol: LNC CUSIP/Security ID: 534187109
Meeting Date: 5/14/2009 Record Date: 3/9/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/5/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director George W. Henderson, III M For For For For Yes 139790
1.2 Elect Director Eric G. Johnson M For For For For Yes 139790
1.3 Elect Director M. Leanne Lachman M For For For For Yes 139790
1.4 Elect Director Isaiah Tidwell M For For For For Yes 139790
2. Ratify Auditors M For For For For Yes 139790
3. Approve Omnibus Stock Plan M For For For For Yes 139790
4. Require a Majority Vote for the S For Against For For Yes 139790
Election of Directors
- --------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker Symbol: CVX CUSIP/Security ID: 166764100
Meeting Date: 5/27/2009 Record Date: 4/1/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/15/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director S. H. Armacost M For For For For Yes 152458
1.2 Elect Director L. F. Deily M For For For For Yes 152458
1.3 Elect Director R. E. Denham M For For For For Yes 152458
1.4 Elect Director R. J. Eaton M For For For For Yes 152458
1.5 Elect Director E. Hernandez M For For For For Yes 152458
1.6 Elect Director F. G. Jenifer M For For For For Yes 152458
1.7 Elect Director S. Nunn M For For For For Yes 152458
1.8 Elect Director D. J. O'Reilly M For For For For Yes 152458
1.9 Elect Director D. B. Rice M For For For For Yes 152458
1.1 Elect Director K. W. Sharer M For For For For Yes 152458
1.11 Elect Director C. R. Shoemate M For For For For Yes 152458
1.12 Elect Director R. D. Sugar M For For For For Yes 152458
1.13 Elect Director C. Ware M For For For For Yes 152458
1.14 Elect Director J. S. Watson M For For For For Yes 152458
2. Ratify Auditors M For For For For Yes 152458
3. Amend Executive Incentive Bonus Plan M For For For For Yes 152458
4. Amend Omnibus Stock Plan M For For For For Yes 152458
5. Amend Articles/Bylaws/Charter -- Call S For Against Against Against Yes 152458
Special Meetings
6. Advisory Vote to Ratify Named Executive S For Against For Against Yes 152458
Officers' Compensation
7. Adopt Quantitative GHG Goals for S Against Against Against Against Yes 152458
Products and Operations
8. Adopt Guidelines for Country Selection S For Against Refer Against Yes 152458
9. Adopt Human Rights Policy S For Against Refer Against Yes 152458
10. Report on Market Specific Environmental S Against Against Against Against Yes 152458
Laws
- --------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO.
Ticker Symbol: LUV CUSIP/Security ID: 844741108
Meeting Date: 5/20/2009 Record Date: 3/24/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/11/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director David W. Biegler M Withhold For Withhold Withhold Yes 228700
1.2 Elect Director C. Webb Crockett M Withhold For Withhold Withhold Yes 228700
1.3 Elect Director William H. Cunningham M Withhold For Withhold Withhold Yes 228700
1.4 Elect Director John G. Denison M For For For For Yes 228700
1.5 Elect Director Travis C. Johnson M Withhold For Withhold Withhold Yes 228700
1.6 Elect Director Gary C. Kelly M Withhold For Withhold Withhold Yes 228700
1.7 Elect Director Nancy B. Loeffler M Withhold For Withhold Withhold Yes 228700
1.8 Elect Director John T. Montford M Withhold For Withhold Withhold Yes 228700
1.9 Elect Director Daniel D. Villanueva M For For For For Yes 228700
2. Amend Qualified Employee Stock Purchase M For For For For Yes 228700
Plan
3. Ratify Auditors M For For For For Yes 228700
4. Reincorporate in Another State from S For Against For Against Yes 228700
Texas to North Dakota
5. Adopt Principles for Health Care Reform S Against Against Against Against Yes 228700
- --------------------------------------------------------------------------------
TIME WARNER CABLE INC.
Ticker Symbol: TWC CUSIP/Security ID: 88732J207
Meeting Date: 6/3/2009 Record Date: 4/8/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/25/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1. Elect Director Carole Black M For For For For Yes 32463
2. Elect Director Glenn A. Britt M For For For For Yes 32463
3. Elect Director Thomas H. Castro M For For For For Yes 32463
4. Elect Director David C. Chang M For For For For Yes 32463
5. Elect Director James E. Copeland, Jr. M For For For For Yes 32463
6. Elect Director Peter R. Haje M For For For For Yes 32463
7. Elect Director Donna A. James M For For For For Yes 32463
8. Elect Director Don Logan M For For For For Yes 32463
9. Elect Director N.J. Nicholas, Jr. M For For For For Yes 32463
10. Elect Director Wayne H. Pace M For For For For Yes 32463
11. Elect Director Edward D. Shirley M For For For For Yes 32463
12. Elect Director John E. Sununu M For For For For Yes 32463
13. Ratify Auditors M For For For For Yes 32463
- --------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
Ticker Symbol: RDS/A CUSIP/Security ID: 780259206
Meeting Date: 5/19/2009 Record Date: 4/9/2009
Meeting Type: Annual Country: United Kingdom
Cuttoff Date: 5/6/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1. Accept Financial Statements and M For For For For Yes 149581
Statutory Reports
2. Approve Remuneration Report M Against For Against Against Yes 149581
3. Elect Simon Henry as Director M For For For For Yes 149581
4. Re-elect Lord Kerr of Kinlochard as M For For For For Yes 149581
Director
5. Re-elect Wim Kok as Director M For For For For Yes 149581
6. Re-elect Nick Land as Director M For For For For Yes 149581
7. Re-elect Jorma Ollila as Director M For For For For Yes 149581
8. Re-elect Jeroen van der Veer as Director M For For For For Yes 149581
9. Re-elect Hans Wijers as Director M For For For For Yes 149581
10. Reappoint PricewaterhouseCoopers LLP as M For For For For Yes 149581
Auditors of the Company
11. Authorise Board to Fix Remuneration of M For For For For Yes 149581
Auditors
12. Authorise Issue of Equity or M For For For For Yes 149581
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of EUR 145 Million
13. Subject to the Previous Resolution M For For For For Yes 149581
Being Passed, Authorise Issue of Equity
or Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of EUR 21 Million
14. Authorise 624 Million Ordinary Shares M For For For For Yes 149581
for Market Purchase
15. Authorise the Company and its M For For For For Yes 149581
Subsidiaries to Make EU Political
Donations to Political Organisations
Other than Political Parties up to GBP 200,000 and to Incur EU
Political Expenditure up to GBP 200,000
- --------------------------------------------------------------------------------
ALLIED IRISH BANKS PLC
Ticker Symbol: AIB CUSIP/Security ID: 019228402
Meeting Date: 5/13/2009 Record Date: 4/22/2009
Meeting Type: Special Country: Ireland
Cuttoff Date: 4/30/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1. Increase Authorized Capital M For For For For Yes 178500
2. Authorize Issuance of Equity or M For For For For Yes 178500
Equity-Linked Securities with
Preemptive Rights
3. Approve the Issue of Ordinary Shares on M For For For For Yes 178500
the Exercise of the Warrants at a
Discount of more than Ten Percent
4. Authorize the Capitalisation of Reserves M For For For For Yes 178500
5. Dis-application of Preemptive Rights M For For For For Yes 178500
for the Granting of Warrants
6. Authorize Purchase of Preference Shares M For For For For Yes 178500
7. Adopt New Articles of Association M For For For For Yes 178500
8. Authorize Issuance of Equity or M For For For For Yes 178500
Equity-Linked Securities without
Preemptive Rights
- --------------------------------------------------------------------------------
CONSTELLATION ENERGY GROUP, INC.
Ticker Symbol: CEG CUSIP/Security ID: 210371100
Meeting Date: 5/29/2009 Record Date: 3/27/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/20/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1. Elect Director Yves C. de Balmann M For For For For Yes 12700
2. Elect Director Ann C. Berzin M For For For For Yes 12700
3. Elect Director James T. Brady M For For For For Yes 12700
4. Elect Director James R. Curtiss M For For For For Yes 12700
5. Elect Director Freeman A. Hrabowski, III M For For For For Yes 12700
6. Elect Director Nancy Lampton M For For For For Yes 12700
7. Elect Director Robert J. Lawless M For For For For Yes 12700
8. Elect Director Lynn M. Martin M For For For For Yes 12700
9. Elect Director Mayo A. Shattuck III M For For For Against Yes 12700
10. Elect Director John L. Skolds M For For For For Yes 12700
11. Elect Director Michael D. Sullivan M For For For For Yes 12700
12. Ratify Auditors M For For For For Yes 12700
- --------------------------------------------------------------------------------
YAHOO!, INC.
Ticker Symbol: YHOO CUSIP/Security ID: 984332106
Meeting Date: 6/25/2009 Record Date: 4/27/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 6/16/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Carol Bartz M For For For For Yes 182100
1.2 Elect Director Frank J. Biondi, Jr. M For For For For Yes 182100
1.3 Elect Director Roy J. Bostock M For For For For Yes 182100
1.4 Elect Director Ronald W. Burkle M For For For For Yes 182100
1.5 Elect Director John H. Chapple M For For For For Yes 182100
1.6 Elect Director Eric Hippeau M For For For For Yes 182100
1.7 Elect Director Carl C. Icahn M Against For Against For Yes 182100
1.8 Elect Director Vyomesh Joshi M For For For For Yes 182100
1.9 Elect Director Arthur H. Kern M For For For For Yes 182100
1.1 Elect Director Mary Agnes Wilderotter M For For For For Yes 182100
1.11 Elect Director Gary L. Wilson M For For For For Yes 182100
1.12 Elect Director Jerry Yang M For For For For Yes 182100
2. Amend Omnibus Stock Plan M For For For For Yes 182100
3. Amend Qualified Employee Stock Purchase M For For For For Yes 182100
Plan
4. Ratify Auditors M For For For For Yes 182100
5. Advisory Vote to Ratify Named Executive S For Against For Against Yes 182100
Officers' Compensation
- --------------------------------------------------------------------------------
BED BATH & BEYOND INC.
Ticker Symbol: BBBY CUSIP/Security ID: 075896100
Meeting Date: 6/30/2009 Record Date: 5/5/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 6/19/2009 Cust Bank AcctNbr: 2 P 71492
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1.1 Elect Director Warren Eisenberg M For For For For Yes 159800
1.2 Elect Director Leonard Feinstein M For For For For Yes 159800
1.3 Elect Director Steven H. Temares M For For For For Yes 159800
1.4 Elect Director Dean S. Adler M For For For For Yes 159800
1.5 Elect Director Stanley F. Barshay M For For For For Yes 159800
1.6 Elect Director Klaus Eppler M For For For For Yes 159800
1.7 Elect Director Patrick R. Gaston M For For For For Yes 159800
1.8 Elect Director Jordan Heller M For For For For Yes 159800
1.9 Elect Director Victoria A. Morrison M For For For For Yes 159800
1.1 Elect Director Fran Stoller M For For For For Yes 159800
2. Ratify Auditors M For For For For Yes 159800
3. Adopt Majority Voting for Uncontested M For For For For Yes 159800
Election of Directors
4. Eliminate Supermajority Vote Requirement M For For For For Yes 159800
5. Eliminate Supermajority Vote M For For For For Yes 159800
Requirement
6. Re-Approve Performance Goals Under M For For For For Yes 159800
Omnibus Stock Plan
7. Prepare Sustainability Report S For Against Refer Against Yes 159800
- --------------------------------------------------------------------------------
WPP PLC
Ticker Symbol: CUSIP/Security ID: GB00B0J6N107
Meeting Date: 10/30/2008 Record Date:
Meeting Type: Special Country: United Kingdom
Cuttoff Date: 10/14/2008 Cust Bank AcctNbr: 49948
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1. Approve Scheme of Arrangement; Approve M For For For For Yes 77100
Reduction and Subsequent Increase in
Cap,; Capitalise Reserves; Issue
Equity with Rights; Adopt Replacement
and Continuing Share Plans;
Ensure Satisfaction of Outstanding and
Existing Awards; Amend Art. of
Assoc.
2. Reduce Amount Standing to Credit of New M For For For For Yes 77100
WPP's Share Premium Account (Including
Amount Arising Pursuant to Scheme) in
Its Entirety (or up to Such Amount
Approved by Jersey Court) by Crediting
Such Amount to a Reserve of Profit to
be Available to New WPP
3. Approve Change of Company Name to WPP M For For For For Yes 77100
2008 plc
4. Approve Delisting of WPP Shares from M For For For For Yes 77100
the Official List
5. Authorise the New WPP Directors to M For For For For Yes 77100
Ensure that the Sponsoring Companies of
the Inherited Share Plans are Able to
Satisfy Existing Awards Under the
Inherited Share Plans Using Newly
Issued New WPP Shares or New WPP
Treasury Shares
1. Approve Scheme of Arrangement Proposed M For For For For Yes 77100
to be Made Between the Company and the
Holders of the Scheme Shares
- --------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV
Ticker Symbol: CUSIP/Security ID: BE0003793107
Meeting Date: 4/28/2009 Record Date:
Meeting Type: Annual/Special Country: Belgium
Cuttoff Date: 4/14/2009 Cust Bank AcctNbr: 49948
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
Annual and Special Meeting S (Unknown) No 67300
Ordinary Business S (Unknown) No 67300
1. Receive Directors' Report M None None None No 67300
2. Receive Auditors' Report M None None None No 67300
3. Receive Consolidated Financial M None None None No 67300
Statements and Statutory Reports
4. Accept Financial Statements, Allocation M For For For No 67300
of Income, and Dividends of EUR 0.28
per Share
5. Approve Discharge of Directors M For For For No 67300
6. Approve Discharge of Auditors M For For For No 67300
7a Approve Remuneration Report M Against For Against No 67300
7b Approve One-Time Grantings of Stock M Against For Against No 67300
Options and Sale of Shares
8a Approve Change of Control Provisions M For For For No 67300
Re: EMTN Program
8b Approve Change of Control Provisions M For For For No 67300
Re: USD Notes
Special Business Requiring 50 Percent S (Unknown) No 67300
Quorum and 75 Percent Majority
9a Receive Special Board Report on M None None None No 67300
Issuance of Subscription Rights Without
Preemptive Rights
9b Receive Special Auditor Report on M None None None No 67300
Issuance of Subscription Rights Without
Preemptive Rights
9c Eliminate Preemptive Rights Under Item M Against For Against No 67300
9d
9d Approve One-Time Grant of 1.25 Million M Against For Against No 67300
Subscritpion Rights to Non-Executive
Directors
9e Approve Issuance of Equity or M Against For Against No 67300
Equity-Linked Securities without
Preemptive Rights Re: 9d
9fi Authorize Compensation and Nomination M Against For Against No 67300
Committee to Determine Effective Total
Number of Subscription Rights to Be
Issued Under Item 9d
9fii Authorize Implementation of Approved M Against For Against No 67300
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
for Items 9a to 9e
10a Receive Special Board Report on M None None None No 67300
Authorized Capital
10b Approve Issuance of Equity or M For For For No 67300
Equity-Linked Securities without
Preemptive Rights Up to 3 Percent of
Issued Capital
Special Business Requiring 50 Percent S (Unknown) No 67300
Quorum and 80 Percent Majority
11. Authorize Repurchase of Up to 20 M Against For Refer No 67300
Percent of Issued Shares and Amend
Articles Accordingly
Powers of Attorney Without Quorum S (Unknown) No 67300
Requirement and With Normal Majority
12. Authorize Implementation of Approved M For For For No 67300
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
- --------------------------------------------------------------------------------
WPP PLC
Ticker Symbol: CUSIP/Security ID: JE00B3DMTY01
Meeting Date: 6/2/2009 Record Date:
Meeting Type: Annual Country: United Kingdom
Cuttoff Date: 5/19/2009 Cust Bank AcctNbr: 49948
BALLOT
ITEM MGT REC POLICY VOTE VOTE VOTED BALLOT
NUMBER ITEMDESC PROPONENT ISS REC VOTE VOTE REC CAST YN NOTE SHARES
- --------- ---------------------------------------- ----------- ------------ ------- ----------- -------- ----- ---- -------
1. Accept Financial Statements and M For For For For Yes 142900
Statutory Reports
2. Approve Remuneration Report M For For For For Yes 142900
3. Re-elect Colin Day as Director M For For For For Yes 142900
4. Re-elect Lubna Olayan as Director M For For For For Yes 142900
5. Re-elect Jeffrey Rosen as Director M For For For For Yes 142900
6. Re-elect Esther Dyson as Director M For For For For Yes 142900
7. Re-elect John Quelch as Director M For For For For Yes 142900
8. Re-elect Stanley Morten as Director M For For For For Yes 142900
9. Reappoint Deloitte LLP as Auditors and M For For For For Yes 142900
Authorise the Board to Determine Their
Remuneration
10. Authorise Issue of Equity or M For For For For Yes 142900
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 45,985,690
11. Authorise 125,294,634 Ordinary Shares M For For For For Yes 142900
for Market Purchase
12. Authorise Issue of Equity or M For For For For Yes 142900
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 6,276,908
1. Approve WPP plc Leadership Equity M For For For For Yes 142900
Acquisition Plan III (LEAP III)
VOTE SUMMARY REPORT
FOR THE PERIOD JULY 1, 2008 - JUNE 30, 2009
VANTAGEPOINT GROWTH & INCOME FUND
SUBADVISER: CAPITAL GUARDIAN TRUST COMPANY
- --------------------------------------------------------------------------------
DELL INC.
Client Account Number: 44298000
Ticker Symbol: DELL CUSIP/Security ID: 24702R101
Meeting Date: 07/18/08 Record Date: 05/23/08
Country: USA Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- ---------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1.1 Elect Director Donald J. Carty M For For
2 1.2 Elect Director Michael S. Dell M For For
3 1.3 Elect Director William H. Gray, III M For For
4 1.4 Elect Director Sallie L. Krawcheck M For For
5 1.5 Elect Director Alan (A.G.) Lafley M For For
6 1.6 Elect Director Judy C. Lewent M For For
7 1.7 Elect Director Thomas W. Luce, III M For For
8 1.8 Elect Director Klaus S. Luft M For For
9 1.9 Elect Director Alex J. Mandl M For For
10 1.10 Elect Director Michael A. Miles M For For
11 1.11 Elect Director Samuel A. Nunn, Jr. M For For
12 2. Ratify Auditors M For For
13 3. Amend Executive Incentive Bonus Plan M For For
14 4. Reimburse Proxy Expenses S Against Against
15 5. Advisory Vote to Ratify Named Executive S Against For
Officers' Compensation
- --------------------------------------------------------------------------------
FOREST LABORATORIES, INC.
Client Account Number: 44298000
Ticker Symbol: FRX CUSIP/Security ID: 345838106
Meeting Date: 08/11/08 Record Date: 06/19/08
Country: USA Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- ---------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1.1 Elect Director Howard Solomon M For For
2 1.2 Elect Director L.S. Olanoff M For For
3 1.3 Elect Director Nesli Basgoz M For For
4 1.4 Elect Director William J. Candee, III M For For
5 1.5 Elect Director George S. Cohan M For For
6 1.6 Elect Director Dan L. Goldwasser M For For
7 1.7 Elect Director Kenneth E. Goodman M For For
8 1.8 Elect Director Lester B. Salans M For For
9 2. Amend Articles of Incorporation M For For
10 3. Ratify Auditors M For For
- --------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED
Client Account Number: 44298000
Ticker Symbol: MCHP CUSIP/Security ID: 595017104
Meeting Date: 08/15/08 Record Date: 06/19/08
Country: USA Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- ---------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1.1 Elect Director Steve Sanghi M For For
2 1.2 Elect Director Albert J. Hugo-Martinez M For For
3 1.3 Elect Director L.B. Day M For For
4 1.4 Elect Director Matthew W. Chapman M For For
5 1.5 Elect Director Wade F. Meyercord M For For
6 2. Ratify Auditors M For For
- --------------------------------------------------------------------------------
MEDTRONIC, INC.
Client Account Number: 44298000
Ticker Symbol: MDT CUSIP/Security ID: 585055106
Meeting Date: 08/21/08 Record Date: 06/23/08
Country: USA Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- ---------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1.1 Elect Director Victor J. Dzau M For For
2 1.2 Elect Director William A. Hawkins M For For
3 1.3 Elect Director Shirley A. Jackson M For For
4 1.4 Elect Director Denise M. O'Leary M For For
5 1.5 Elect Director Jean-Pierre Rosso M For For
6 1.6 Elect Director Jack W. Schuler M For For
7 2. Ratify Auditors M For For
8 3. Approve Omnibus Stock Plan M For For
- --------------------------------------------------------------------------------
NETAPP, INC.
Client Account Number: 44298000
Ticker Symbol: NTAP CUSIP/Security ID: 64110D104
Meeting Date: 09/02/08 Record Date: 07/09/08
Country: USA Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- ---------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1.1 Elect Director Daniel J. Warmenhoven M For For
2 1.2 Elect Director Donald T. Valentine M For For
3 1.3 Elect Director Jeffry R. Allen M For For
4 1.4 Elect Director Carol A. Bartz M For For
5 1.5 Elect Director Alan L. Earhart M For For
6 1.6 Elect Director Thomas Georgens M For For
7 1.7 Elect Director Edward Kozel M For For
8 1.8 Elect Director Mark Leslie M For For
9 1.9 Elect Director Nicholas G. Moore M For For
10 1.10 Elect Director George T. Shaheen M For For
11 1.11 Elect Director Robert T. Wall M For For
12 2. Amend Omnibus Stock Plan M For For
13 3. Amend Omnibus Stock Plan M For Against
14 4. Amend Qualified Employee Stock Purchase Plan M For For
15 5. Ratify Auditors M For For
- --------------------------------------------------------------------------------
IMCLONE SYSTEMS INC.
Client Account Number: 44298000
Ticker Symbol: CUSIP/Security ID: 45245W109
Meeting Date: 09/10/08 Record Date: 07/18/08
Country: USA Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- ---------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1.1 Elect Director John E. Celentano M For For
2 1.2 Elect Director Alexander J. Denner M For For
3 1.3 Elect Director Thomas F. Deuel M For For
4 1.4 Elect Director Jules Haimovitz M For For
5 1.5 Elect Director Carl C. Icahn M For For
6 1.6 Elect Director John H. Johnson M For For
7 1.7 Elect Director Peter S. Liebert M For For
8 1.8 Elect Director Richard C. Mulligan M For For
9 1.9 Elect Director David Sidransky M For For
10 1.10 Elect Director Charles Woler M For For
11 2. Ratify Auditors M For For
12 3. Approve Qualified Employee Stock Purchase Plan M For For
- --------------------------------------------------------------------------------
GENERAL MILLS, INC.
Client Account Number: 44298000
Ticker Symbol: GIS CUSIP/Security ID: 370334104
Meeting Date: 09/22/08 Record Date: 07/24/08
Country: USA Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- ---------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Elect Director Bradbury H. Anderson M For For
2 2. Elect Director Paul Danos M For For
3 3. Elect Director William T. Esrey M For For
4 4. Elect Director Raymond V. Gilmartin M For For
5 5. Elect Director Judith Richards Hope M For For
6 6. Elect Director Heidi G. Miller M For For
7 7. Elect Director Hilda Ochoa-Brillembourg M For For
8 8. Elect Director Steve Odland M For For
9 9. Elect Director Kendall J. Powell M For For
10 10. Elect Director Lois E. Quam M For For
11 11. Elect Director Michael D. Rose M For For
12 12. Elect Director Robert L. Ryan M For For
13 13. Elect Director Dorothy A. Terrell M For For
14 14. Ratify Auditors M For For
- --------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LTD.
Client Account Number: 44298000
Ticker Symbol: CUSIP/Security ID: 881624209
Meeting Date: 09/25/08 Record Date: 08/18/08
Country: Israel Meeting Type: Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- ---------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Elect Joseph (Yosi) Nitzani as External Director M For For
- --------------------------------------------------------------------------------
FEDEX CORPORATION
Client Account Number: 44298000
Ticker Symbol: FDX CUSIP/Security ID: 31428X106
Meeting Date: 09/29/08 Record Date: 08/04/08
Country: USA Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- ---------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Elect Director James L. Barksdale M For For
2 2. Elect Director August A. Busch IV M For For
3 3. Elect Director John A. Edwardson M For For
4 4. Elect Director Judith L. Estrin M For For
5 5. Elect Director J.R. Hyde, III M For For
6 6. Elect Director Shirley A. Jackson M For For
7 7. Elect Director Steven R. Loranger M For For
8 8. Elect Director Gary W. Loveman M For For
9 9. Elect Director Frederick W. Smith M For For
10 10. Elect Director Joshua I. Smith M For For
11 11. Elect Director Paul S. Walsh M For For
12 12. Elect Director Peter S. Willmott M For For
13 13. Amend Omnibus Stock Plan M For For
14 14. Ratify Auditors M For For
15 15. Require Independent Board Chairman S Against Against
16 16. Advisory Vote to Ratify Named Executive S Against Against
Officers' Compensation
- --------------------------------------------------------------------------------
FLEXTRONICS INTERNATIONAL LTD.
Client Account Number: 44298000
Ticker Symbol: FLEX CUSIP/Security ID: Y2573F102
Meeting Date: 09/30/08 Record Date: 08/22/08
Country: Singapore Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- ---------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. RE-ELECTION OF MR. H. RAYMOND BINGHAM AS A M For For
DIRECTOR OF FLEXTRONICS.
3 2. RE-ELECTION OF MR. AJAY B. SHAH AS A DIRECTOR OF M For For
FLEXTRONICS.
4 3. RE-ELECTION OF DR. WILLY C. SHIH AS A DIRECTOR M For For
OF FLEXTRONICS.
5 4. RE-APPOINTMENT OF MR. ROCKWELL A. SCHNABEL AS A M For For
DIRECTOR OF FLEXTRONICS.
6 5. RATIFY AUDITORS M For For
7 6. TO APPROVE THE GENERAL AUTHORIZATION FOR THE M For Against
DIRECTORS OF FLEXTRONICS TO ALLOT AND ISSUE
ORDINARY SHARES.
8 7. TO APPROVE THE RENEWAL OF THE SHARE PURCHASE M For For
MANDATE RELATING TO ACQUISITIONS BY FLEXTRONICS
OF ITS OWN ISSUED ORDINARY SHARES.
9 8. APPROVE AN AMENDMENT TO 2001 EQUITY INCENTIVE M For For
PLAN TO INCREASE THE SUB-LIMIT ON THE MAXIMUM
NUMBER OF ORDINARY SHARES WHICH MAY BE ISSUED AS
SHARE BONUSES BY 5,000,000 ORDINARY SHARES.
10 9. TO APPROVE AN AMENDMENT TO THE 2001 EQUITY M For Against
INCENTIVE PLAN TO INCREASE THE SUB-LIMIT ON THE
MAXIMUM NUMBER OF ORDINARY SHARES SUBJECT TO
AWARDS WHICH MAY BE GRANTED TO A PERSON IN A
SINGLE CALENDAR YEAR BY 2,000,000 ORDINARY
SHARES.
11 10. TO APPROVE AN AMENDMENT TO THE 2001 EQUITY M For Against
INCENTIVE PLAN TO INCREASE THE NUMBER OF
ORDINARY SHARES RESERVED FOR ISSUANCE BY
20,000,000 ORDINARY SHARES.
- --------------------------------------------------------------------------------
CLIFFS NATURAL RESOURCES INC
Client Account Number: 44298000
Ticker Symbol: CLF CUSIP/Security ID: 185896107
Meeting Date: 10/03/08 Record Date: 09/02/08
Country: USA Meeting Type: Proxy Contest
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- ---------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Approve Control Share Acquisition S Against Do Not
Vote
4 1. Approve Control Share Acquisition S For For
5 2. Adjourn Meeting M For For
- --------------------------------------------------------------------------------
PAYCHEX, INC.
Client Account Number: 44298000
Ticker Symbol: PAYX CUSIP/Security ID: 704326107
Meeting Date: 10/07/08 Record Date: 08/11/08
Country: USA Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- ---------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Elect Director B. Thomas Golisano M For For
2 2. Elect Director David J. S. Flaschen M For For
3 3. Elect Director Phillip Horsley M For For
4 4. Elect Director Grant M. Inman M For For
5 5. Elect Director Pamela A. Joseph M For For
6 6. Elect Director Jonathan J. Judge M For For
7 7. Elect Director Joseph M. Tucci M For For
8 8. Elect Director Joseph M. Velli M For For
9 9. Ratify Auditors M For For
- --------------------------------------------------------------------------------
VERIFONE HOLDINGS INC
Client Account Number: 44298000
Ticker Symbol: PAY CUSIP/Security ID: 92342Y109
Meeting Date: 10/08/08 Record Date: 09/08/08
Country: USA Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- ---------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1.1 Elect Director Robert W. Alspaugh M For For
2 1.2 Elect Director Douglas G. Bergeron M For For
3 1.3 Elect Director Dr. Leslie G. Denend M For For
4 1.4 Elect Director Alex W. Hart M For For
5 1.5 Elect Director Robert B. Henske M For For
6 1.6 Elect Director Eitan Raff M For For
7 1.7 Elect Director Charles R. Rinehart M For For
8 1.8 Elect Director Collin E. Roche M For For
9 1.9 Elect Director Jeffrey E. Stiefler M For For
10 2. Increase Authorized Common Stock M For For
11 3. Amend Omnibus Stock Plan M For Against
12 4. Ratify Auditors M For For
- --------------------------------------------------------------------------------
ORACLE CORP.
Client Account Number: 44298000
Ticker Symbol: ORCL CUSIP/Security ID: 68389X105
Meeting Date: 10/10/08 Record Date: 08/12/08
Country: USA Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- ---------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1.1 Elect Director Jeffrey O. Henley M For For
2 1.2 Elect Director Lawrence J. Ellison M For For
3 1.3 Elect Director Donald L. Lucas M For For
4 1.4 Elect Director Michael J. Boskin M For For
5 1.5 Elect Director Jack F. Kemp M For For
6 1.6 Elect Director Jeffrey S. Berg M For For
7 1.7 Elect Director Safra A. Catz M For For
8 1.8 Elect Director Hector Garcia-Molina M For For
9 1.9 Elect Director H. Raymond Bingham M For For
10 1.10 Elect Director Charles E. Phillips, Jr. M For For
11 1.11 Elect Director Naomi O. Seligman M For For
12 1.12 Elect Director George H. Conrades M For For
13 1.13 Elect Director Bruce R. Chizen M For For
14 2. Approve Executive Incentive Bonus Plan M For Against
15 3. Ratify Auditors M For For
16 4. Advisory Vote to Ratify Named Executive S Against For
Officers' Compensation
- --------------------------------------------------------------------------------
VISA INC.
Client Account Number: 44298000
Ticker Symbol: V CUSIP/Security ID: 92826C839
Meeting Date: 10/14/08 Record Date: 08/27/08
Country: USA Meeting Type: Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- ---------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Amend Certificate of Incorporation to Declassify M For For
the Board of Directors and Eliminate Certain
Provisions
- --------------------------------------------------------------------------------
UNILEVER N.V.
Client Account Number: 44298000
Ticker Symbol: CUSIP/Security ID: 904784709
Meeting Date: 10/29/08 Record Date: 09/24/08
Country: Netherlands Meeting Type: Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- ---------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Approve Appointment of Paul Polman as Executive M For For
Director
- --------------------------------------------------------------------------------
SEAGATE TECHNOLOGY
Client Account Number: 44298000
Ticker Symbol: STX CUSIP/Security ID: G7945J104
Meeting Date: 10/30/08 Record Date: 09/05/08
Country: Cayman Islands Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- ---------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. ELECT WILLIAM D. WATKINS AS A DIRECTOR M For For
3 2. ELECT STEPHEN J. LUCZO AS A DIRECTOR M For For
4 3. ELECT FRANK J. BIONDI AS A DIRECTOR M For For
5 4. ELECT WILLIAM W. BRADLEY AS A DIRECTOR M For For
6 5. ELECT DONALD E. KIERNAN AS A DIRECTOR M For For
7 6. ELECT DAVID F. MARQUARDT AS A DIRECTOR M For For
8 7. ELECT LYDIA M. MARSHALL AS A DIRECTOR M For For
9 8. ELECT C.S. PARK AS A DIRECTOR M For For
10 9. ELECT GREGORIO REYES AS A DIRECTOR M For For
11 10. ELECT JOHN W. THOMPSON AS A DIRECTOR M For For
12 11. PROPOSAL TO APPROVE THE SEAGATE TECHNOLOGY M For For
EXECUTIVE OFFICER PERFORMANCE BONUS PLAN.
13 12. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & M For For
YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF SEAGATE TECHNOLOGY FOR THE
FISCAL YEAR ENDING JULY 3, 2009.
- --------------------------------------------------------------------------------
COACH, INC.
Client Account Number: 44298000
Ticker Symbol: COH CUSIP/Security ID: 189754104
Meeting Date: 10/30/08 Record Date: 09/03/08
Country: USA Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- ---------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1.1 Elect Director Lew Frankfort M For For
2 1.2 Elect Director Susan Kropf M For For
3 1.3 Elect Director Gary Loveman M For For
4 1.4 Elect Director Ivan Menezes M For For
5 1.5 Elect Director Irene Miller M For For
6 1.6 Elect Director Keith Monda M For For
7 1.7 Elect Director Michael Murphy M For For
8 1.8 Elect Director Jide Zeitlin M For For
9 2. Amend Executive Incentive Bonus Plan M For For
- --------------------------------------------------------------------------------
SARA LEE CORP.
Client Account Number: 44298000
Ticker Symbol: SLE CUSIP/Security ID: 803111103
Meeting Date: 10/30/08 Record Date: 09/03/08
Country: USA Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- ---------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Elect Director Brenda C. Barnes M For For
2 2. Elect Director Christopher B. Begley M For For
3 3. Elect Director Crandall C. Bowles M For For
4 4. Elect Director Virgis W. Colbert M For For
5 5. Elect Director James S. Crown M For For
6 6. Elect Director Laurette T. Koellner M For For
7 7. Elect Director Cornelis J.A. van Lede M For For
8 8. Elect Director John McAdam M For For
9 9. Elect Director Ian Prosser M For For
10 10. Elect Director Rozanne L. Ridgway M For For
11 11. Elect Director Norman R. Sorensen M For For
12 12. Elect Director Jeffrey W. Ubben M For For
13 13. Elect Director Jonathan P. Ward M For For
14 14. Ratify Auditors M For For
15 15. Re-Approve Performance Measures M For For
- --------------------------------------------------------------------------------
SUN MICROSYSTEMS, INC.
Client Account Number: 44298000
Ticker Symbol: JAVA CUSIP/Security ID: 866810203
Meeting Date: 11/05/08 Record Date: 09/15/08
Country: USA Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- ---------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Elect Director Scott G. McNealy M For For
2 2. Elect Director James L. Barksdale M For For
3 3. Elect Director Stephen M. Bennett M For For
4 4. Elect Director Peter L.S. Currie M For For
5 5. Elect Director Robert J. Finocchio, Jr. M For For
6 6. Elect Director James H. Greene, Jr. M For For
7 7. Elect Director Michael E. Marks M For For
8 8. Elect Director Patricia E. Mitchell M For For
9 9. Elect Director M. Kenneth Oshman M For For
10 10. Elect Director P. Anthony Ridder M For For
11 11. Elect Director Jonathan I. Schwartz M For For
12 12. Ratify Auditors M For For
13 13. Eliminate Supermajority Vote Requirement M For For
14 14. Amend Qualified Employee Stock Purchase Plan M For For
15 15. Advisory Vote to Ratify Named Executive S Against Against
Officers' Compensation
16 16. Submit Shareholder Rights Plan (Poison Pill) to S Against Against
Shareholder Vote
17 17. Amend Bylaws to Establish a Board Committee on S Against Against
Human Rights
- --------------------------------------------------------------------------------
LAM RESEARCH CORP.
Client Account Number: 44298000
Ticker Symbol: LRCX CUSIP/Security ID: 512807108
Meeting Date: 11/06/08 Record Date: 09/12/08
Country: USA Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- ---------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1.1 Elect Director James W. Bagley M For For
2 1.2 Elect Director David G. Arscott M For For
3 1.3 Elect Director Robert M. Berdahl M For For
4 1.4 Elect Director Richard J. Elkus, Jr. M For For
5 1.5 Elect Director Jack R. Harris M For For
6 1.6 Elect Director Grant M. Inman M For For
7 1.7 Elect Director Catherine P. Lego M For For
8 1.8 Elect Director Stephen G. Newberry M For For
9 1.9 Elect Director Seiichi Watanabe M For For
10 1.10 Elect Director Patricia S. Wolpert M For For
11 2. Ratify Auditors M For For
- --------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Client Account Number: 44298000
Ticker Symbol: CSCO CUSIP/Security ID: 17275R102
Meeting Date: 11/13/08 Record Date: 09/15/08
Country: USA Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- ---------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Elect Director Carol A. Bartz M For For
2 2. Elect Director M. Michele Burns M For For
3 3. Elect Director Michael D. Capellas M For For
4 4. Elect Director Larry R. Carter M For For
5 5. Elect Director John T. Chambers M For For
6 6. Elect Director Brian L. Halla M For For
7 7. Elect Director John L. Hennessy M For For
8 8. Elect Director Richard M. Kovacevich M For For
9 9. Elect Director Roderick C. McGeary M For For
10 10. Elect Director Michael K. Powell M For For
11 11. Elect Director Steven M. West M For For
12 12. Elect Director Jerry Yang M For For
13 13. Ratify Auditors M For For
14 14. Amend Bylaws to Establish a Board Committee on S Against Against
Human Rights
15 15. Report on Internet Fragmentation S Against Against
- --------------------------------------------------------------------------------
KLA-TENCOR CORP.
Client Account Number: 44298000
Ticker Symbol: KLAC CUSIP/Security ID: 482480100
Meeting Date: 11/13/08 Record Date: 09/30/08
Country: USA Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- ---------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1.1 Elect Director Robert M. Calderoni M For For
2 1.2 Elect Director John T. Dickson M For For
3 1.3 Elect Director Kevin J. Kennedy M For For
4 2. Ratify Auditors M For For
- --------------------------------------------------------------------------------
MICROSOFT CORP.
Client Account Number: 44298000
Ticker Symbol: MSFT CUSIP/Security ID: 594918104
Meeting Date: 11/19/08 Record Date: 09/05/08
Country: USA Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- ---------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Elect Director Steven A. Ballmer M For For
2 2. Elect Director James I. Cash, Jr. M For For
3 3. Elect Director Dina Dublon M For For
4 4. Elect Director William H. Gates, III M For For
5 5. Elect Director Raymond V. Gilmartin M For For
6 6. Elect Director Reed Hastings M For For
7 7. Elect Director David F. Marquardt M For For
8 8. Elect Director Charles H. Noski M For For
9 9. Elect Director Helmut Panke M For For
10 10. Approve Executive Incentive Bonus Plan M For For
11 11. Amend Non-Employee Director Omnibus Stock Plan M For For
12 12. Ratify Auditors M For For
13 13. Adopt Policies to Protect Freedom of Access to S Against Against
the Internet
14 14. Amend Bylaws to Establish a Board Committee on S Against Against
Human Rights
15 15. Report on Charitable Contributions S Against Against
- --------------------------------------------------------------------------------
CAMPBELL SOUP CO.
Client Account Number: 44298000
Ticker Symbol: CPB CUSIP/Security ID: 134429109
Meeting Date: 11/20/08 Record Date: 09/23/08
Country: USA Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- ---------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1.1 Elect Director Edmund M. Carpenter M For For
2 1.2 Elect Director Paul R. Charron M For For
3 1.3 Elect Director Douglas R. Conant M For For
4 1.4 Elect Director Bennett Dorrance M For For
5 1.5 Elect Director Harvey Golub M For For
6 1.6 Elect Director Randall W. Larrimore M For For
7 1.7 Elect Director Mary Alice D. Malone M For For
8 1.8 Elect Director Sara Mathew M For For
9 1.9 Elect Director David C. Patterson M For For
10 1.10 Elect Director Charles R. Perrin M For For
11 1.11 Elect Director A. Barry Rand M For For
12 1.12 Elect Director George Strawbridge, Jr. M For For
13 1.13 Elect Director Les C. Vinney M For For
14 1.14 Elect Director Charlotte C. Weber M For For
15 2. Ratify Auditors M For For
16 3. Amend Omnibus Stock Plan M For For
17 4. Amend Omnibus Stock Plan M For For
- --------------------------------------------------------------------------------
BANK OF AMERICA CORP.
Client Account Number: 44298000
Ticker Symbol: BAC CUSIP/Security ID: 060505104
Meeting Date: 12/05/08 Record Date: 10/10/08
Country: USA Meeting Type: Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- ---------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Issue Shares in Connection with Acquisition M For For
2 2. Amend Omnibus Stock Plan M For Against
3 3. Increase Authorized Common Stock M For For
4 4. Adjourn Meeting M For Against
- --------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC.
Client Account Number: 44298000
Ticker Symbol: MU CUSIP/Security ID: 595112103
Meeting Date: 12/11/08 Record Date: 10/15/08
Country: USA Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- ---------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Elect Director Teruaki Aoki M For For
2 2. Elect Director Steven R. Appleton M For For
3 3. Elect Director James W. Bagley M For For
4 4. Elect Director Robert L. Bailey M For For
5 5. Elect Director Mercedes Johnson M For For
6 6. Elect Director Lawrence N. Mondry M For For
7 7. Elect Director Robert E. Switz M For For
8 8. Amend Omnibus Stock Plan M For Against
9 9. Ratify Auditors M For For
- --------------------------------------------------------------------------------
VISA INC.
Client Account Number: 44298000
Ticker Symbol: V CUSIP/Security ID: 92826C839
Meeting Date: 12/16/08 Record Date: 11/12/08
Country: USA Meeting Type: Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- ---------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Amend Certificate of Incorporation M For For
- --------------------------------------------------------------------------------
MONSANTO CO.
Client Account Number: 44298000
Ticker Symbol: MON CUSIP/Security ID: 61166W101
Meeting Date: 01/14/09 Record Date: 11/17/08
Country: USA Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- ---------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Elect Director Janice L. Fields M For For
2 2. Elect Director Hugh Grant M For For
3 3. Elect Director C. Steven McMillan M For For
4 4. Elect Director Robert J. Stevens M For For
5 5. Ratify Auditors M For For
- --------------------------------------------------------------------------------
TIME WARNER INC
Client Account Number: 44298000
Ticker Symbol: TWX CUSIP/Security ID: 887317105
Meeting Date: 01/16/09 Record Date: 11/20/08
Country: USA Meeting Type: Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- ---------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Approve Reverse Stock Split M For For
- --------------------------------------------------------------------------------
JOHNSON CONTROLS, INC.
Client Account Number: 44298000
Ticker Symbol: JCI CUSIP/Security ID: 478366107
Meeting Date: 01/21/09 Record Date: 11/20/08
Country: USA Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- ---------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1.1 Elect Director Dennis W. Archer M For For
2 1.2 Elect Director Richard Goodman M For For
3 1.3 Elect Director Southwood J. Morcott M For For
4 2. Ratify Auditors M For For
5 3. Adopt Policy to Obtain Shareholder Approval of S Against Against
Survivor Benefits
- --------------------------------------------------------------------------------
JABIL CIRCUIT, INC.
Client Account Number: 44298000
Ticker Symbol: JBL CUSIP/Security ID: 466313103
Meeting Date: 01/22/09 Record Date: 11/26/08
Country: USA Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- ---------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1.1 Elect Director Laurence S. Grafstein M For For
2 1.2 Elect Director Mel S. Lavitt M For For
3 1.3 Elect Director Timothy L. Main M For For
4 1.4 Elect Director William D. Morean M For For
5 1.5 Elect Director Lawrence J. Murphy M For For
6 1.6 Elect Director Frank A. Newman M For For
7 1.7 Elect Director Steven A. Raymund M For For
8 1.8 Elect Director Thomas A. Sansone M For For
9 1.9 Elect Director Kathleen A. Walters M For For
10 2. Amend Omnibus Stock Plan M For Against
11 3. Amend Qualified Employee Stock Purchase Plan M For For
12 4. Ratify Auditors M For For
13 5. Other Business M For For
- --------------------------------------------------------------------------------
ENERGIZER HOLDINGS, INC.
Client Account Number: 44298000
Ticker Symbol: ENR CUSIP/Security ID: 29266R108
Meeting Date: 01/26/09 Record Date: 11/21/08
Country: USA Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- ---------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1.1 Elect Director Bill G. Armstrong M For For
2 1.2 Elect Director J. Patrick Mulcahy M For For
3 1.3 Elect Director Pamela M. Nicholson M For For
4 2. Approve Omnibus Stock Plan M For For
- --------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION
Client Account Number: 44298000
Ticker Symbol: COST CUSIP/Security ID: 22160K105
Meeting Date: 01/28/09 Record Date: 11/21/08
Country: USA Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- ---------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1.1 Elect Director James D. Sinegal M For For
2 1.2 Elect Director Jeffrey H. Brotman M For For
3 1.3 Elect Director Richard A. Galanti M For For
4 1.4 Elect Director Daniel J. Evans M For For
5 1.5 Elect Director Jeffrey S. Raikes M For For
6 2. Ratify Auditors M For For
- --------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Client Account Number: 44298000
Ticker Symbol: EMR CUSIP/Security ID: 291011104
Meeting Date: 02/03/09 Record Date: 11/25/08
Country: USA Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- ---------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1.1 Elect Director A.A. Busch III M For For
2 1.2 Elect Director A.F. Golden M For For
3 1.3 Elect Director H. Green M For For
4 1.4 Elect Director W.R. Johnson M For For
5 1.5 Elect Director J.B. Menzer M For For
6 1.6 Elect Director V.R. Loucks, Jr. M For For
7 2. Ratify Auditors M For For
- --------------------------------------------------------------------------------
APPLE INC.
Client Account Number: 44298000
Ticker Symbol: AAPL CUSIP/Security ID: 037833100
Meeting Date: 02/25/09 Record Date: 12/29/08
Country: USA Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- ---------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1.1 Elect Director William V. Campbell M For For
2 1.2 Elect Director Millard S. Drexler M For For
3 1.3 Elect Director Albert A. Gore, Jr. M For For
4 1.4 Elect Director Steven P. Jobs M For For
5 1.5 Elect Director Andrea Jung M For For
6 1.6 Elect Director A.D. Levinson M For For
7 1.7 Elect Director Eric E. Schmidt M For For
8 1.8 Elect Director Jerome B. York M For For
9 2. Report on Political Contributions S Against Against
10 3. Adopt Principles for Health Care Reform S Against Against
11 4. Prepare Sustainability Report S Against Against
12 5. Advisory Vote to Ratify Named Executive S Against For
Officers' Compensation
- --------------------------------------------------------------------------------
QUALCOMM INC
Client Account Number: 44298000
Ticker Symbol: QCOM CUSIP/Security ID: 747525103
Meeting Date: 03/03/09 Record Date: 01/02/09
Country: USA Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- ---------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1.1 Elect Director Barbara T. Alexander M For For
2 1.2 Elect Director Stephen M. Bennett M For For
3 1.3 Elect Director Donald G. Cruickshank M For For
4 1.4 Elect Director Raymond V. Dittamore M For For
5 1.5 Elect Director Thomas W. Horton M For For
6 1.6 Elect Director Irwin Mark Jacobs M For For
7 1.7 Elect Director Paul E. Jacobs M For For
8 1.8 Elect Director Robert E. Kahn M For For
9 1.9 Elect Director Sherry Lansing M For For
10 1.10 Elect Director Duane A. Nelles M For For
11 1.11 Elect Director Marc I. Stern M For For
12 1.12 Elect Director Brent Scowcroft M For For
13 2. Ratify Auditors M For For
- --------------------------------------------------------------------------------
THE WALT DISNEY COMPANY
Client Account Number: 44298000
Ticker Symbol: DIS CUSIP/Security ID: 254687106
Meeting Date: 03/10/09 Record Date: 01/09/09
Country: USA Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- ---------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Elect Director Susan E. Arnold M For For
2 2. Elect Director John E. Bryson M For For
3 3. Elect Director John S. Chen M For For
4 4. Elect Director Judith L. Estrin M For For
5 5. Elect Director Robert A. Iger M For For
6 6. Elect Director Steven P. Jobs M For For
7 7. Elect Director Fred H. Langhammer M For For
8 8. Elect Director Aylwin B. Lewis M For For
9 9. Elect Director Monica C. Lozano M For For
10 10. Elect Director Robert W. Matschullat M For For
11 11. Elect Director John E. Pepper, Jr. M For For
12 12. Elect Director Orin C. Smith M For For
13 13. Ratify Auditors M For For
14 14. Amend Omnibus Stock Plan M For Against
15 15. Amend Executive Incentive Bonus Plan M For For
16 16. Report on Political Contributions S Against Against
17 17. Adopt a Policy in which the Company will not S Against Against
Make or Promise to Make Any Death Benefit
Payments to Senior Executives
18 18. Advisory Vote to Ratify Named Executive S Against Against
Officers' Compensation
- --------------------------------------------------------------------------------
AGILENT TECHNOLOGIES INC.
Client Account Number: 44298000
Ticker Symbol: A CUSIP/Security ID: 00846U101
Meeting Date: 03/11/09 Record Date: 01/13/09
Country: USA Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- ---------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1.1 Elect Director William P. Sullivan M For For
2 1.2 Elect Director Robert J. Herbold M For For
3 1.3 Elect Director Koh Boon Hwee M For For
4 2. Ratify Auditors M For For
5 3. Approve Omnibus Stock Plan M For For
- --------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Client Account Number: 44298000
Ticker Symbol: TYC CUSIP/Security ID: G9143X208
Meeting Date: 03/12/09 Record Date: 01/16/09
Country: Bermuda Meeting Type: Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- ---------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Change of Domicile M For For
2 2. Increase Authorized Capital M For For
3 3. Change Company Name to Tyco International Ltd. M For For
4 4. Amend Corporate Purpose M For For
5 5. Adopt New Articles of Association M For For
6 6. Confirmation of Swiss Law as the Authoritative M For For
Governing Legislation
7 7. Approve Schaffhausen, Switzerland as Our M For For
Principal Place of Business
8 8. Appoint PriceWaterhouseCoopers AG, Zurich as M For For
Special Auditor
9 9. Ratify Deloitte AG as Auditors M For For
10 10. Approve Dividends in the Form of a Capital M For For
Reduction
11 11. Adjourn Meeting M For For
VOTE SUMMARY REPORT
FOR THE PERIOD JULY 1, 2008 - JUNE 30, 2009
VANTAGEPOINT GROWTH & INCOME FUND
SUBADVISER: T. ROWE PRICE ASSOCIATES, INC.
- --------------------------------------------------------------------------------
DELL INC.
Ticker Symbol: DELL CUSIP/Security ID: 24702R101
Meeting Date: 7/18/2008 Record Date: 5/23/2008
Meeting Type: Annual Country: USA
Cuttoff Date: 7/7/2008 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Donald J. Carty M For For For For Yes 104600
1.2 Elect Director Michael S. Dell M For For For For Yes 104600
1.3 Elect Director William H. Gray, M For For For For Yes 104600
III
1.4 Elect Director Sallie L. Krawcheck M For For For For Yes 104600
1.5 Elect Director Alan (A.G.) Lafley M For For For For Yes 104600
1.6 Elect Director Judy C. Lewent M For For For For Yes 104600
1.7 Elect Director Thomas W. Luce, III M For For For For Yes 104600
1.8 Elect Director Klaus S. Luft M For For For For Yes 104600
1.9 Elect Director Alex J. Mandl M For For For For Yes 104600
1.1 Elect Director Michael A. Miles M For For For For Yes 104600
1.11 Elect Director Samuel A. Nunn, M For For For For Yes 104600
Jr.
2. Ratify Auditors M For For For For Yes 104600
3. Amend Executive Incentive Bonus M For For For For Yes 104600
Plan
4. Reimburse Proxy Expenses S For Against For For Yes 104600
5. Advisory Vote to Ratify Named S For Against For For Yes 104600
Executive Officers' Compensation
- --------------------------------------------------------------------------------
BED BATH & BEYOND INC.
Ticker Symbol: BBBY CUSIP/Security ID: 075896100
Meeting Date: 7/3/2008 Record Date: 5/9/2008
Meeting Type: Annual Country: USA
Cuttoff Date: 6/27/2008 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Warren Eisenberg M For For For For Yes 42700
1.2 Elect Director Leonard Feinstein M For For For For Yes 42700
1.3 Elect Director Dean S. Adler M Withhold For Withhold For Yes 42700
1.4 Elect Director Stanley F. Barshay M For For For For Yes 42700
1.5 Elect Director Patrick R. Gaston M For For For For Yes 42700
1.6 Elect Director Jordan Heller M For For For For Yes 42700
1.7 Elect Director Robert S. Kaplan M For For For For Yes 42700
1.8 Elect Director Victoria A. M For For For For Yes 42700
Morrison
2. Ratify Auditors M For For For For Yes 42700
- --------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD
Ticker Symbol: MRVL CUSIP/Security ID: G5876H105
Meeting Date: 7/11/2008 Record Date: 5/23/2008
Meeting Type: Annual Country: Bermuda
Cuttoff Date: 7/9/2008 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1. ELECTION OF CLASS 1 DIRECTOR: M For For For For Yes 210600
JOHN G. KASSAKIAN
2. ELECTION OF CLASS 2 DIRECTOR: KUO M Against For Against For Yes 210600
WEI (HERBERT) CHANG
3. ELECTION OF CLASS 2 DIRECTOR: M For For For For Yes 210600
JUERGEN GROMER, PH.D.
4. ELECTION OF CLASS 2 DIRECTOR: M For For For For Yes 210600
ARTURO KRUEGER
5. RATIFY AUDITORS M For For For For Yes 210600
- --------------------------------------------------------------------------------
ELECTRONIC ARTS INC.
Ticker Symbol: ERTS CUSIP/Security ID: 285512109
Meeting Date: 7/31/2008 Record Date: 6/9/2008
Meeting Type: Annual Country: USA
Cuttoff Date: 7/22/2008 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1. Elect Director Leonard S. Coleman M For For For For Yes 64200
2. Elect Director Gary M. Kusin M For For For For Yes 64200
3. Elect Director Gregory B. Maffei M For For For For Yes 64200
4. Elect Director Vivek Paul M For For For For Yes 64200
5. Elect Director Lawrence F. Probst M For For For For Yes 64200
III
6. Elect Director John S. Riccitiello M For For For For Yes 64200
7. Elect Director Richard A. Simonson M For For For For Yes 64200
8. Elect Director Linda J. Srere M For For For For Yes 64200
9. Amend Omnibus Stock Plan M For For For For Yes 64200
10. Amend Qualified Employee Stock M For For For For Yes 64200
Purchase Plan
11. Ratify Auditors M For For For For Yes 64200
- --------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker Symbol: MCK CUSIP/Security ID: 58155Q103
Meeting Date: 7/23/2008 Record Date: 5/30/2008
Meeting Type: Annual Country: USA
Cuttoff Date: 7/10/2008 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1. Elect Director Andy D. Bryant M For For For For Yes 43400
2. Elect Director Wayne A. Budd M For For For For Yes 43400
3. Elect Director John H. Hammergren M For For For For Yes 43400
4. Elect Director Alton F. Irby III M For For For For Yes 43400
5. Elect Director M. Christine Jacobs M For For For For Yes 43400
6. Elect Director Marie L. Knowles M For For For For Yes 43400
7. Elect Director David M. Lawrence M For For For For Yes 43400
8. Elect Director Edward A. Mueller M For For For For Yes 43400
9. Elect Director James V. Napier M For For For For Yes 43400
10. Elect Director Jane E. Shaw M For For For For Yes 43400
11. Ratify Auditors M For For For For Yes 43400
- --------------------------------------------------------------------------------
MCAFEE, INC.
Ticker Symbol: MFE CUSIP/Security ID: 579064106
Meeting Date: 7/28/2008 Record Date: 6/18/2008
Meeting Type: Annual Country: USA
Cuttoff Date: 7/17/2008 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Mr. Thomas E. Darcy M For For For For Yes 37300
1.2 Elect Director Mr. Denis J. M For For For For Yes 37300
O'Leary
1.3 Elect Director Mr. Robert W. M Withhold For Withhold Withhold Yes 37300
Pangia
1.4 Elect Director Mr. Carl Bass M For For For For Yes 37300
1.5 Elect Director Mr. Jeffrey A. M For For For For Yes 37300
Miller
1.6 Elect Director Mr. Anthony Zingale M For For For For Yes 37300
2. Approve Executive Incentive Bonus M For For For For Yes 37300
Plan
3. Amend Omnibus Stock Plan M For For For For Yes 37300
4. Ratify Auditors M For For For For Yes 37300
- --------------------------------------------------------------------------------
MEDTRONIC, INC.
Ticker Symbol: MDT CUSIP/Security ID: 585055106
Meeting Date: 8/21/2008 Record Date: 6/23/2008
Meeting Type: Annual Country: USA
Cuttoff Date: 8/12/2008 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Victor J. Dzau M For For For For Yes 87000
1.2 Elect Director William A. Hawkins M For For For For Yes 87000
1.3 Elect Director Shirley A. Jackson M For For For For Yes 87000
1.4 Elect Director Denise M. O'Leary M For For For For Yes 87000
1.5 Elect Director Jean-Pierre Rosso M For For For For Yes 87000
1.6 Elect Director Jack W. Schuler M For For For For Yes 87000
2. Ratify Auditors M For For For For Yes 87000
3. Approve Omnibus Stock Plan M For For For For Yes 87000
- --------------------------------------------------------------------------------
CME GROUP INC.
Ticker Symbol: CME CUSIP/Security ID: 12572Q105
Meeting Date: 8/18/2008 Record Date: 7/18/2008
Meeting Type: Special Country: USA
Cuttoff Date: 8/7/2008 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1. Approve Increase in Size of Board M For For For For Yes 3700
2. Issue Shares in Connection with M For For For For Yes 3700
Acquisition
3. Adjourn Meeting M For For For For Yes 3700
- --------------------------------------------------------------------------------
DISCOVERY COMMUNICATIONS, INC.
Ticker Symbol: DISCA CUSIP/Security ID: 25468Y107
Meeting Date: 9/16/2008 Record Date: 8/5/2008
Meeting Type: Annual Country: USA
Cuttoff Date: 9/10/2008 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1. Approve Merger Agreement M For For For For Yes 55900
2. Approve Issuance of Shares for a M For For For For Yes 55900
Private Placement
3. Increase Authorized Preferred and M For For For Against Yes 55900
Common Stock
4. Amend Omnibus Stock Plan M Against For Against Against Yes 55900
5.1 Elect Director John C Malone M Withhold For Withhold For Yes 55900
5.2 Elect Director Robert R Bennett M Withhold For Withhold Withhold Yes 55900
6. Ratify Auditors M For For For For Yes 55900
- --------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker Symbol: PG CUSIP/Security ID: 742718109
Meeting Date: 10/14/2008 Record Date: 8/15/2008
Meeting Type: Annual Country: USA
Cuttoff Date: 10/3/2008 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Kenneth I. Chenault M For For For For Yes 41675
1.2 Elect Director Scott D. Cook M For For For For Yes 41675
1.3 Elect Director Rajat K. Gupta M For For For For Yes 41675
1.4 Elect Director A.G. Lafley M For For For For Yes 41675
1.5 Elect Director Charles R. Lee M For For For For Yes 41675
1.6 Elect Director Lynn M. Martin M For For For For Yes 41675
1.7 Elect Director W. James McNerney, M For For For For Yes 41675
Jr.
1.8 Elect Director Johnathan A. M For For For For Yes 41675
Rodgers
1.9 Elect Director Ralph Snyderman M For For For For Yes 41675
1.1 Elect Director Margaret C. Whitman M For For For For Yes 41675
1.11 Elect Director Patricia A. Woertz M For For For For Yes 41675
1.12 Elect Director Ernesto Zedillo M For For For For Yes 41675
2. Ratify Auditors M For For For For Yes 41675
3. Adopt Majority Voting for M For For For For Yes 41675
Uncontested Election of Directors
4. Rotate Annual Meeting Location S Against Against Against Against Yes 41675
5. Advisory Vote to Ratify Named S For Against For For Yes 41675
Executive Officers' Compensation
- --------------------------------------------------------------------------------
ORACLE CORP.
Ticker Symbol: ORCL CUSIP/Security ID: 68389X105
Meeting Date: 10/10/2008 Record Date: 8/12/2008
Meeting Type: Annual Country: USA
Cuttoff Date: 10/1/2008 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Jeffrey O. Henley M For For For For Yes 86100
1.2 Elect Director Lawrence J. Ellison M For For For For Yes 86100
1.3 Elect Director Donald L. Lucas M For For For For Yes 86100
1.4 Elect Director Michael J. Boskin M For For For For Yes 86100
1.5 Elect Director Jack F. Kemp M For For For For Yes 86100
1.6 Elect Director Jeffrey S. Berg M Withhold For Withhold Withhold Yes 86100
1.7 Elect Director Safra A. Catz M For For For For Yes 86100
1.8 Elect Director Hector M Withhold For Withhold Withhold Yes 86100
Garcia-Molina
1.9 Elect Director H. Raymond Bingham M For For For For Yes 86100
1.1 Elect Director Charles E. M For For For For Yes 86100
Phillips, Jr.
1.11 Elect Director Naomi O. Seligman M Withhold For Withhold Withhold Yes 86100
1.12 Elect Director George H. Conrades M For For For For Yes 86100
1.13 Elect Director Bruce R. Chizen M For For For For Yes 86100
2. Approve Executive Incentive Bonus M For For For For Yes 86100
Plan
3. Ratify Auditors M For For For For Yes 86100
4. Advisory Vote to Ratify Named S For Against For For Yes 86100
Executive Officers' Compensation
- --------------------------------------------------------------------------------
VISA INC.
Ticker Symbol: V CUSIP/Security ID: 92826C839
Meeting Date: 10/14/2008 Record Date: 8/27/2008
Meeting Type: Special Country: USA
Cuttoff Date: 10/3/2008 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1. Amend Certificate of M For For For For Yes 26200
Incorporation to Declassify the
Board of Directors and Eliminate
Certain Provisions
- --------------------------------------------------------------------------------
COACH, INC.
Ticker Symbol: COH CUSIP/Security ID: 189754104
Meeting Date: 10/30/2008 Record Date: 9/3/2008
Meeting Type: Annual Country: USA
Cuttoff Date: 10/21/2008 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Lew Frankfort M For For For For Yes 37300
1.2 Elect Director Susan Kropf M Withhold For Withhold Withhold Yes 37300
1.3 Elect Director Gary Loveman M Withhold For Withhold Withhold Yes 37300
1.4 Elect Director Ivan Menezes M Withhold For Withhold Withhold Yes 37300
1.5 Elect Director Irene Miller M Withhold For Withhold Withhold Yes 37300
1.6 Elect Director Keith Monda M For For For For Yes 37300
1.7 Elect Director Michael Murphy M Withhold For Withhold Withhold Yes 37300
1.8 Elect Director Jide Zeitlin M Withhold For Withhold Withhold Yes 37300
2. Amend Executive Incentive Bonus M For For For For Yes 37300
Plan
- --------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker Symbol: CSCO CUSIP/Security ID: 17275R102
Meeting Date: 11/13/2008 Record Date: 9/15/2008
Meeting Type: Annual Country: USA
Cuttoff Date: 11/4/2008 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1. Elect Director Carol A. Bartz M For For For For Yes 164900
2. Elect Director M. Michele Burns M For For For For Yes 164900
3. Elect Director Michael D. Capellas M For For For For Yes 164900
4. Elect Director Larry R. Carter M For For For For Yes 164900
5. Elect Director John T. Chambers M For For For For Yes 164900
6. Elect Director Brian L. Halla M For For For For Yes 164900
7. Elect Director John L. Hennessy M For For For For Yes 164900
8. Elect Director Richard M. M For For For For Yes 164900
Kovacevich
9. Elect Director Roderick C. McGeary M For For For For Yes 164900
10. Elect Director Michael K. Powell M For For For For Yes 164900
11. Elect Director Steven M. West M For For For For Yes 164900
12. Elect Director Jerry Yang M Against For Against Against Yes 164900
13. Ratify Auditors M For For For For Yes 164900
14. Amend Bylaws to Establish a Board S Against Against Against Against Yes 164900
Committee on Human Rights
15. Report on Internet Fragmentation S For Against Refer Against Yes 164900
- --------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC.
Ticker Symbol: ADP CUSIP/Security ID: 053015103
Meeting Date: 11/11/2008 Record Date: 9/12/2008
Meeting Type: Annual Country: USA
Cuttoff Date: 10/31/2008 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Gregory D. M For For For For Yes 100800
Brenneman
1.2 Elect Director Leslie A. Brun M For For For For Yes 100800
1.3 Elect Director Gary C. Butler M For For For For Yes 100800
1.4 Elect Director Leon G. Cooperman M For For For For Yes 100800
1.5 Elect Director Eric C. Fast M For For For For Yes 100800
1.6 Elect Director R. Glenn Hubbard M For For For For Yes 100800
1.7 Elect Director John P. Jones M For For For For Yes 100800
1.8 Elect Director Frederic V. Malek M For For For For Yes 100800
1.9 Elect Director Charles H. Noski M For For For For Yes 100800
1.1 Elect Director Sharon T. Rowlands M For For For For Yes 100800
1.11 Elect Director Gregory L. Summe M For For For For Yes 100800
1.12 Elect Director Henry Taub M For For For For Yes 100800
2. Approve Omnibus Stock Plan M For For For For Yes 100800
3. Ratify Auditors M For For For For Yes 100800
- --------------------------------------------------------------------------------
MICROSOFT CORP.
Ticker Symbol: MSFT CUSIP/Security ID: 594918104
Meeting Date: 11/19/2008 Record Date: 9/5/2008
Meeting Type: Annual Country: USA
Cuttoff Date: 11/10/2008 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1. Elect Director Steven A. Ballmer M For For For For Yes 294300
2. Elect Director James I. Cash, Jr. M For For For For Yes 294300
3. Elect Director Dina Dublon M For For For For Yes 294300
4. Elect Director William H. Gates, M For For For For Yes 294300
III
5. Elect Director Raymond V. M For For For For Yes 294300
Gilmartin
6. Elect Director Reed Hastings M For For For For Yes 294300
7. Elect Director David F. Marquardt M For For For For Yes 294300
8. Elect Director Charles H. Noski M For For For For Yes 294300
9. Elect Director Helmut Panke M For For For For Yes 294300
10. Approve Executive Incentive Bonus M For For For For Yes 294300
Plan
11. Amend Non-Employee Director M For For For For Yes 294300
Omnibus Stock Plan
12. Ratify Auditors M For For For For Yes 294300
13. Adopt Policies to Protect Freedom S Against Against Against Against Yes 294300
of Access to the Internet
14. Amend Bylaws to Establish a Board S Against Against Against Against Yes 294300
Committee on Human Rights
15. Report on Charitable Contributions S Against Against Against Against Yes 294300
- --------------------------------------------------------------------------------
SYSCO CORPORATION
Ticker Symbol: SYY CUSIP/Security ID: 871829107
Meeting Date: 11/19/2008 Record Date: 9/22/2008
Meeting Type: Annual Country: USA
Cuttoff Date: 11/10/2008 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1. Elect Director Judith B. Craven M For For For For Yes 5700
2. Elect Director Phyllis S. Sewell M For For For For Yes 5700
3. Elect Director Richard G. Tilghman M For For For For Yes 5700
4. Approve Executive Incentive Bonus M For For For For Yes 5700
Plan
5. Ratify Auditors M For For For For Yes 5700
6. Declassify the Board of Directors S For Against For For Yes 5700
- --------------------------------------------------------------------------------
INTUIT INC.
Ticker Symbol: INTU CUSIP/Security ID: 461202103
Meeting Date: 12/16/2008 Record Date: 10/21/2008
Meeting Type: Annual Country: USA
Cuttoff Date: 12/5/2008 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Stephen M. Bennett M For For For For Yes 31600
1.2 Elect Director Christopher W. M For For For For Yes 31600
Brody
1.3 Elect Director William V. Campbell M For For For For Yes 31600
1.4 Elect Director Scott D. Cook M For For For For Yes 31600
1.5 Elect Director Diane B. Greene M Withhold For Withhold Withhold Yes 31600
1.6 Elect Director Michael R. Hallman M For For For For Yes 31600
1.7 Elect Director Edward A. Kangas M For For For For Yes 31600
1.8 Elect Director Suzanne Nora M For For For For Yes 31600
Johnson
1.9 Elect Director Dennis D. Powell M For For For For Yes 31600
1.1 Elect Director Stratton D. Sclavos M For For For For Yes 31600
1.11 Elect Director Brad D. Smith M For For For For Yes 31600
2. Ratify Auditors M For For For For Yes 31600
3. Amend Omnibus Stock Plan M For For For For Yes 31600
- --------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC.
Ticker Symbol: CUSIP/Security ID: 590188108
Meeting Date: 12/5/2008 Record Date: 10/10/2008
Meeting Type: Special Country: USA
Cuttoff Date: 11/26/2008 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1. Approve Merger Agreement M For For For For Yes 5000
2. Amend Certificate of M For For For For Yes 5000
Incorporation to Permit Holders
of Series 2 and 3 Preferred Stock
the Right to vote with Common
Stock Holders
3. Adjourn Meeting M For For For For Yes 5000
- --------------------------------------------------------------------------------
VISA INC.
Ticker Symbol: V CUSIP/Security ID: 92826C839
Meeting Date: 12/16/2008 Record Date: 11/12/2008
Meeting Type: Special Country: USA
Cuttoff Date: 12/5/2008 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1. Amend Certificate of Incorporation M For For For For Yes 26200
- --------------------------------------------------------------------------------
PNC FINANCIAL SERVICES GROUP, INC.
Ticker Symbol: PNC CUSIP/Security ID: 693475105
Meeting Date: 12/23/2008 Record Date: 11/14/2008
Meeting Type: Special Country: USA
Cuttoff Date: 12/12/2008 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1. Approve Acquisition M For For For For Yes 9900
2. Adjourn Meeting M For For For For Yes 9900
- --------------------------------------------------------------------------------
MONSANTO CO.
Ticker Symbol: MON CUSIP/Security ID: 61166W101
Meeting Date: 1/14/2009 Record Date: 11/17/2008
Meeting Type: Annual Country: USA
Cuttoff Date: 1/5/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1. Elect Director Janice L. Fields M For For For For Yes 58200
2. Elect Director Hugh Grant M For For For For Yes 58200
3. Elect Director C. Steven McMillan M For For For For Yes 58200
4. Elect Director Robert J. Stevens M For For For For Yes 58200
5. Ratify Auditors M For For For For Yes 58200
- --------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION
Ticker Symbol: COST CUSIP/Security ID: 22160K105
Meeting Date: 1/28/2009 Record Date: 11/21/2008
Meeting Type: Annual Country: USA
Cuttoff Date: 1/27/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director James D. Sinegal M For For For For Yes 25100
1.2 Elect Director Jeffrey H. Brotman M For For For For Yes 25100
1.3 Elect Director Richard A. Galanti M For For For For Yes 25100
1.4 Elect Director Daniel J. Evans M For For For For Yes 25100
1.5 Elect Director Jeffrey S. Raikes M For For For For Yes 25100
2. Ratify Auditors M For For For For Yes 25100
- --------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY
Ticker Symbol: BDX CUSIP/Security ID: 075887109
Meeting Date: 2/3/2009 Record Date: 12/12/2008
Meeting Type: Annual Country: USA
Cuttoff Date: 2/2/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Claire M. M For For For For Yes 10000
Fraser-Liggett
1.2 Elect Director Edward J. Ludwig M For For For For Yes 10000
1.3 Elect Director Willard J. M For For For For Yes 10000
Overlock, Jr.
1.4 Elect Director Bertram L. Scott M For For For For Yes 10000
2. Ratify Auditors M For For For For Yes 10000
3. Declassify the Board of Directors M For For For For Yes 10000
4. Amend Omnibus Stock Plan M For For For For Yes 10000
5. Amend Omnibus Stock Plan M For For For For Yes 10000
6. Amend Bylaws -- Call Special S For Against For For Yes 10000
Meetings
7. Provide for Cumulative Voting S For Against For For Yes 10000
- --------------------------------------------------------------------------------
ROCKWELL COLLINS, INC.
Ticker Symbol: COL CUSIP/Security ID: 774341101
Meeting Date: 2/10/2009 Record Date: 12/12/2008
Meeting Type: Annual Country: USA
Cuttoff Date: 2/9/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Anthony J. Carbone M For For For For Yes 420
1.2 Elect Director Clayton M. Jones M For For For For Yes 420
1.3 Elect Director Cheryl L. Shavers M For For For For Yes 420
2. Ratify Auditors M For For For For Yes 420
- --------------------------------------------------------------------------------
ACCENTURE LTD
Ticker Symbol: ACN CUSIP/Security ID: G1150G111
Meeting Date: 2/12/2009 Record Date: 12/15/2008
Meeting Type: Annual Country: Bermuda
Cuttoff Date: 2/11/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1. RE-APPOINTMENT TO THE BOARD OF M For For For For Yes 95800
DIRECTORS: CHARLES H. GIANCARLO
2. RE-APPOINTMENT TO THE BOARD OF M For For For For Yes 95800
DIRECTORS: DINA DUBLON
3. RE-APPOINTMENT TO THE BOARD OF M For For For For Yes 95800
DIRECTORS: WILLIAM D. GREEN
4. RE-APPOINTMENT TO THE BOARD OF M Against For Against Against Yes 95800
DIRECTORS: NOBUYUKI IDEI
5. RE-APPOINTMENT TO THE BOARD OF M For For For For Yes 95800
DIRECTORS: MARJORIE MAGNER
6. RATIFY AUDITORS M For For For For Yes 95800
- --------------------------------------------------------------------------------
APPLE INC.
Ticker Symbol: AAPL CUSIP/Security ID: 037833100
Meeting Date: 2/25/2009 Record Date: 12/29/2008
Meeting Type: Annual Country: USA
Cuttoff Date: 2/24/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director William V. Campbell M For For For For Yes 88300
1.2 Elect Director Millard S. Drexler M For For For For Yes 88300
1.3 Elect Director Albert A. Gore, Jr. M For For For For Yes 88300
1.4 Elect Director Steven P. Jobs M For For For For Yes 88300
1.5 Elect Director Andrea Jung M For For For For Yes 88300
1.6 Elect Director A.D. Levinson M For For For For Yes 88300
1.7 Elect Director Eric E. Schmidt M For For For For Yes 88300
1.8 Elect Director Jerome B. York M For For For For Yes 88300
2. Report on Political Contributions S Against Against Against Against Yes 88300
3. Adopt Principles for Health Care S Against Against Against Against Yes 88300
Reform
4. Prepare Sustainability Report S Against Against Against Against Yes 88300
5. Advisory Vote to Ratify Named S For Against For For Yes 88300
Executive Officers' Compensation
- --------------------------------------------------------------------------------
MORGAN STANLEY
Ticker Symbol: MS CUSIP/Security ID: 617446448
Meeting Date: 2/9/2009 Record Date: 12/15/2008
Meeting Type: Special Country: USA
Cuttoff Date: 1/29/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1. Approve Conversion of Securities M For For For For Yes 23400
2. Adjourn Meeting M For For For For Yes 23400
- --------------------------------------------------------------------------------
QUALCOMM INC
Ticker Symbol: QCOM CUSIP/Security ID: 747525103
Meeting Date: 3/3/2009 Record Date: 1/2/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 2/20/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Barbara T. M For For For For Yes 131600
Alexander
1.2 Elect Director Stephen M. Bennett M For For For For Yes 131600
1.3 Elect Director Donald G. M For For For For Yes 131600
Cruickshank
1.4 Elect Director Raymond V. M For For For For Yes 131600
Dittamore
1.5 Elect Director Thomas W. Horton M For For For For Yes 131600
1.6 Elect Director Irwin Mark Jacobs M For For For For Yes 131600
1.7 Elect Director Paul E. Jacobs M For For For For Yes 131600
1.8 Elect Director Robert E. Kahn M For For For For Yes 131600
1.9 Elect Director Sherry Lansing M For For For For Yes 131600
1.1 Elect Director Duane A. Nelles M For For For For Yes 131600
1.11 Elect Director Marc I. Stern M For For For For Yes 131600
1.12 Elect Director Brent Scowcroft M For For For For Yes 131600
2. Ratify Auditors M For For For For Yes 131600
- --------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC.
Ticker Symbol: BEN CUSIP/Security ID: 354613101
Meeting Date: 3/11/2009 Record Date: 1/12/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 3/2/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1. Elect Director Samuel H. Armacost M For For For For Yes 57500
2. Elect Director Charles Crocker M For For For For Yes 57500
3. Elect Director Joseph R. Hardiman M For For For For Yes 57500
4. Elect Director Robert D. Joffe M For For For For Yes 57500
5. Elect Director Charles B. Johnson M For For For For Yes 57500
6. Elect Director Gregory E. Johnson M For For For For Yes 57500
7. Elect Director Rupert H. Johnson, M For For For For Yes 57500
Jr.
8. Elect Director Thomas H. Kean M For For For For Yes 57500
9. Elect Director Chutta Ratnathicam M For For For For Yes 57500
10. Elect Director Peter M. Sacerdote M For For For For Yes 57500
11. Elect Director Laura Stein M For For For For Yes 57500
12. Elect Director Anne M. Tatlock M For For For For Yes 57500
13. Ratify Auditors M For For For For Yes 57500
14. Amend Executive Incentive Bonus M For For For For Yes 57500
Plan
- --------------------------------------------------------------------------------
DEERE & CO.
Ticker Symbol: DE CUSIP/Security ID: 244199105
Meeting Date: 2/25/2009 Record Date: 12/31/2008
Meeting Type: Annual Country: USA
Cuttoff Date: 2/24/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Crandall C. Bowles M Against For Against Against Yes 6100
1.2 Elect Director Vance D. Coffman M Against For Against Against Yes 6100
1.3 Elect Director Clayton M. Jones M Against For Against Against Yes 6100
1.4 Elect Director Thomas H. Patrick M For For For For Yes 6100
2. Ratify Auditors M For For For For Yes 6100
3. Declassify the Board of Directors S For For For For Yes 6100
4. Advisory Vote to Ratify Named S For Against For For Yes 6100
Executive Officers' Compensation
5. Require Independent Board Chairman S For Against For For Yes 6100
- --------------------------------------------------------------------------------
INTERNATIONAL GAME TECHNOLOGY
Ticker Symbol: IGT CUSIP/Security ID: 459902102
Meeting Date: 3/3/2009 Record Date: 1/6/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 2/20/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Robert A. Bittman M For For For Withhold Yes 300
1.2 Elect Director Richard R. Burt M For For For Withhold Yes 300
1.3 Elect Director Patti S. Hart M For For For Withhold Yes 300
1.4 Elect Director Robert A. Mathewson M For For For Withhold Yes 300
1.5 Elect Director Thomas J. Matthews M For For For Withhold Yes 300
1.6 Elect Director Robert Miller M For For For Withhold Yes 300
1.7 Elect Director Frederick B. M For For For Withhold Yes 300
Rentschler
1.8 Elect Director David E. Roberson M For For For For Yes 300
2. Amend Omnibus Stock Plan M For For For For Yes 300
3. Ratify Auditors M For For For For Yes 300
4. Elect Director Philip G. Satre M For For For For Yes 300
- --------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY
Ticker Symbol: HPQ CUSIP/Security ID: 428236103
Meeting Date: 3/18/2009 Record Date: 1/20/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 3/4/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1. Elect Director Lawrence T. M For For For For Yes 92200
Babbio, Jr.
2. Elect Director Sari M. Baldauf M For For For For Yes 92200
3. Elect Director Rajiv L. Gupta M For For For For Yes 92200
4. Elect Director John H. Hammergren M For For For For Yes 92200
5. Elect Director Mark V. Hurd M For For For For Yes 92200
6. Elect Director Joel Z. Hyatt M For For For For Yes 92200
7. Elect Director John R. Joyce M For For For For Yes 92200
8. Elect Director Robert L. Ryan M For For For For Yes 92200
9. Elect Director Lucille S. Salhany M For For For For Yes 92200
10. Elect Director G. Kennedy Thompson M For For For For Yes 92200
11. Ratify Auditors M For For For For Yes 92200
- --------------------------------------------------------------------------------
COVIDIEN PLC
Ticker Symbol: COV CUSIP/Security ID: G2552X108
Meeting Date: 3/18/2009 Record Date: 1/6/2009
Meeting Type: Annual Country: Bermuda
Cuttoff Date: 3/5/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1a Elect Craig Arnold as Director M For For For For Yes 12000
1b Elect Robert H. Brust as Director M For For For For Yes 12000
1c Elect John M. Connors, Jr. as M For For For For Yes 12000
Director
1d Elect Christopher J. Coughlin as M For For For For Yes 12000
Director
1e Elect Timothy M. Donahue as M For For For For Yes 12000
Director
1f Elect Kathy J. Herbert as Director M For For For For Yes 12000
1g Elect Randall J. Hogan, III as M For For For For Yes 12000
Director
1h Elect Richard J. Meelia as M For For For For Yes 12000
Director
1i Elect Dennis H. Reilley as M For For For For Yes 12000
Director
1j Elect Tadataka Yamada as Director M For For For For Yes 12000
1k Elect Joseph A. Zaccagnino as M For For For For Yes 12000
Director
2. Approve Amended and Restated 2007 M For For For For Yes 12000
Stock and Incentive Plan
3. Approve Auditors and Authorize M For For For For Yes 12000
Board to Fix Their Remuneration
- --------------------------------------------------------------------------------
SCHLUMBERGER LTD.
Ticker Symbol: SLB CUSIP/Security ID: 806857108
Meeting Date: 4/8/2009 Record Date: 2/18/2009
Meeting Type: Annual Country: NetherlandsAntilles
Cuttoff Date: 3/26/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect P. Camus as Director M For For For For Yes 85800
1.2 Elect J.S. Gorelick as Director M For For For For Yes 85800
1.3 Elect A. Gould as Director M For For For For Yes 85800
1.4 Elect T. Issac as Director M For For For For Yes 85800
1.5 Elect N. Kudryavtsev as Director M For For For For Yes 85800
1.6 Elect A. Lajous as Director M For For For For Yes 85800
1.7 Elect M.E. Marks as Director M For For For For Yes 85800
1.8 Elect L.R. Reif as Director M For For For For Yes 85800
1.9 Elect T.I. Sandvold as Director M For For For For Yes 85800
1.1 Elect H. Seydoux as Director M For For For For Yes 85800
1.11 Elect L.G. Stuntz as Director M For For For For Yes 85800
2. Adopt and Approve Financials and M For For For For Yes 85800
Dividends
3. Advisory Vote to Ratify Named S For Against For For Yes 85800
Executive Officers' Compensation
4. Approval of Independent M For For For For Yes 85800
Registered Public Accounting Firm
- --------------------------------------------------------------------------------
POTASH CORPORATION OF SASKATCHEWAN INC.
Ticker Symbol: POT CUSIP/Security ID: 73755L107
Meeting Date: 5/7/2009 Record Date: 3/12/2009
Meeting Type: Annual/Special Country: Canada
Cuttoff Date: 4/23/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director C. M. Burley M For For For For Yes 20600
1.2 Elect Director W. J. Doyle M For For For For Yes 20600
1.3 Elect Director J. W. Estey M For For For For Yes 20600
1.4 Elect Director C. S. Hoffman M For For For For Yes 20600
1.5 Elect Director D. J. Howe M For For For For Yes 20600
1.6 Elect Director A. D. Laberge M For For For For Yes 20600
1.7 Elect Director K. G. Martell M For For For For Yes 20600
1.8 Elect Director J. J. McCaig M For For For For Yes 20600
1.9 Elect Director M. Mogford M For For For For Yes 20600
1.1 Elect Director P. J. Schoenhals M For For For For Yes 20600
1.11 Elect Director E. R. Stromberg M For For For For Yes 20600
1.12 Elect Director E. Viyella de M For For For For Yes 20600
Paliza
2. Approve Deloitte & Touche LLP as M For For For For Yes 20600
Auditors and Authorize Board to
Fix Their Remuneration
3. Approve 2009 Performance Option M For For For For Yes 20600
Plan
4. Advisory Vote to Ratify Named S For Against For For Yes 20600
Executive Officers' Compensation
- --------------------------------------------------------------------------------
ADOBE SYSTEMS INC.
Ticker Symbol: ADBE CUSIP/Security ID: 00724F101
Meeting Date: 4/1/2009 Record Date: 2/9/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 3/23/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1. Elect Director Robert K. Burgess M For For For For Yes 28500
2. Elect Director Carol Mills M For For For For Yes 28500
3. Elect Director Daniel Rosensweig M For For For For Yes 28500
4. Elect Director Robert Sedgewick M For For For For Yes 28500
5. Elect Director John E. Warnock M For For For For Yes 28500
6. Amend Omnibus Stock Plan M For For For For Yes 28500
7. Ratify Auditors M For For For For Yes 28500
- --------------------------------------------------------------------------------
VISA INC.
Ticker Symbol: V CUSIP/Security ID: 92826C839
Meeting Date: 4/21/2009 Record Date: 2/26/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/8/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Hani Al-Qadi M Against For Against Against Yes 29900
1.2 Elect Director Charles T. Doyle M For For For For Yes 29900
1.3 Elect Director Peter Hawkins M For For For For Yes 29900
1.4 Elect Director David I. McKay M For For For For Yes 29900
1.5 Elect Director Charles W. Scharf M For For For For Yes 29900
1.6 Elect Director Segismundo M For For For For Yes 29900
Schulin-Zeuthen
2.1 Elect Director Thomas J. Campbell M For For For For Yes 29900
2.2 Elect Director Gary P. Coughlan M For For For For Yes 29900
2.3 Elect Director Mary B. Cranston M For For For For Yes 29900
2.4 Elect Director Francisco Javier M For For For For Yes 29900
Fernandez-Carbajal
2.5 Elect Director Suzanne Nora M For For For For Yes 29900
Johnson
2.6 Elect Director Joseph. W. Saunders M For For For For Yes 29900
3. Ratify Auditors M For For For For Yes 29900
- --------------------------------------------------------------------------------
THE COCA-COLA COMPANY
Ticker Symbol: KO CUSIP/Security ID: 191216100
Meeting Date: 4/22/2009 Record Date: 2/23/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/10/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Herbert A. Allen M For For For For Yes 32400
1.2 Elect Director Ronald W. Allen M Against For Against Against Yes 32400
1.3 Elect Director Cathleen P. Black M Against For Against Against Yes 32400
1.4 Elect Director Barry Diller M Against For Against Against Yes 32400
1.5 Elect Director Alexis M. Herman M Against For Against Against Yes 32400
1.6 Elect Director Muhtar Kent M For For For For Yes 32400
1.7 Elect Director Donald R. Keough M For For For For Yes 32400
1.8 Elect Director Maria Elena M Against For Against Against Yes 32400
Lagomsino
1.9 Elect Director Donald F. McHenry M For For For For Yes 32400
1.1 Elect Director Sam Nunn M For For For For Yes 32400
1.11 Elect Director James D. Robinson M Against For Against Against Yes 32400
III
1.12 Elect Director Peter V. Ueberroth M Against For Against Against Yes 32400
1.13 Elect Director Jacob Wallenberg M For For For For Yes 32400
1.14 Elect Director James B. Williams M For For For For Yes 32400
2. Ratify Auditors M For For For For Yes 32400
3. Advisory Vote to Ratify Named S For Against For For Yes 32400
Executive Officers' Compensation
4. Require Independent Board Chairman S For Against For For Yes 32400
5. Amend Bylaws to Establish a Board S Against Against Against Against Yes 32400
Committee on Human Rights
6. Performance-Based Awards S Against Against Against Against Yes 32400
- --------------------------------------------------------------------------------
AMERIPRISE FINANCIAL, INC.
Ticker Symbol: AMP CUSIP/Security ID: 03076C106
Meeting Date: 4/22/2009 Record Date: 2/25/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/13/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1. Elect Director Warren D. Knowlton M For For For For Yes 11000
2. Elect Director Jeffrey Noddle M For For For For Yes 11000
3. Elect Director Robert F. Sharpe, M For For For For Yes 11000
Jr.
4. Ratify Auditors M For For For For Yes 11000
- --------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC.
Ticker Symbol: ISRG CUSIP/Security ID: 46120E602
Meeting Date: 4/22/2009 Record Date: 2/27/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/15/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Gary S. Guthart, M For For For For Yes 260
Ph.D.
1.2 Elect Director Mark J. Rubash M For For For For Yes 260
1.3 Elect Director Lonnie M. Smith M For For For For Yes 260
- --------------------------------------------------------------------------------
HUMANA INC.
Ticker Symbol: HUM CUSIP/Security ID: 444859102
Meeting Date: 4/23/2009 Record Date: 2/23/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/14/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director David A. Jones, Jr. M For For For For Yes 12563
1.2 Elect Director Frank A. D'Amelio M For For For For Yes 12563
1.3 Elect Director W. Roy Dunbar M For For For For Yes 12563
1.4 Elect Director Kurt J. Hilzinger M For For For For Yes 12563
1.5 Elect Director Michael B. M For For For For Yes 12563
McCallister
1.6 Elect Director William J. McDonald M For For For For Yes 12563
1.7 Elect Director William E. Mitchell M For For For For Yes 12563
1.8 Elect Director James J. O'Brien M For For For For Yes 12563
1.9 Elect Director Marissa T. Peterson M For For For For Yes 12563
1.1 Elect Director W. Ann Reynolds M For For For For Yes 12563
2. Ratify Auditors M For For For For Yes 12563
- --------------------------------------------------------------------------------
AMERICAN EXPRESS CO.
Ticker Symbol: AXP CUSIP/Security ID: 025816109
Meeting Date: 4/27/2009 Record Date: 2/27/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/16/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director D.F. Akerson M For For For For Yes 22700
1.2 Elect Director C. Barshefsky M For For For For Yes 22700
1.3 Elect Director U.M. Burns M For For For For Yes 22700
1.4 Elect Director K.I. Chenault M For For For For Yes 22700
1.5 Elect Director P. Chernin M For For For For Yes 22700
1.6 Elect Director J. Leschly M For For For For Yes 22700
1.7 Elect Director R.C. Levin M For For For For Yes 22700
1.8 Elect Director R.A. Mcginn M For For For For Yes 22700
1.9 Elect Director E.D. Miller M For For For For Yes 22700
1.1 Elect Director S.S Reinemund M For For For For Yes 22700
1.11 Elect Director R.D. Walter M For For For For Yes 22700
1.12 Elect Director R.A. Williams M For For For For Yes 22700
2. Ratify Auditors M For For For For Yes 22700
3. Advisory Vote to Ratify Named M Against For Against For Yes 22700
Executive Officers' Compensation
4. Provide for Cumulative Voting S For Against Against Against Yes 22700
5. Amend Bylaws-- Call Special S For Against For For Yes 22700
Meetings
- --------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker Symbol: GILD CUSIP/Security ID: 375558103
Meeting Date: 5/6/2009 Record Date: 3/9/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/27/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Paul Berg M For For For For Yes 164700
1.2 Elect Director John F. Cogan M For For For For Yes 164700
1.3 Elect Director Etienne F. Davignon M For For For For Yes 164700
1.4 Elect Director James M. Denny M For For For For Yes 164700
1.5 Elect Director Carla A. Hills M For For For For Yes 164700
1.6 Elect Director John W. Madigan M For For For For Yes 164700
1.7 Elect Director John C. Martin M For For For For Yes 164700
1.8 Elect Director Gordon E. Moore M For For For For Yes 164700
1.9 Elect Director Nicholas G. Moore M For For For For Yes 164700
1.1 Elect Director Richard J. Whitley M For For For For Yes 164700
1.11 Elect Director Gayle E. Wilson M For For For For Yes 164700
2. Ratify Auditors M For For For For Yes 164700
3. Amend Omnibus Stock Plan M For For For For Yes 164700
- --------------------------------------------------------------------------------
C. R. BARD, INC.
Ticker Symbol: BCR CUSIP/Security ID: 067383109
Meeting Date: 4/15/2009 Record Date: 2/23/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/8/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Marc C. Breslawsky M For For For For Yes 4200
1.2 Elect Director Herbert L. Henkel M For For For For Yes 4200
1.3 Elect Director Tommy G. Thompson M For For For For Yes 4200
1.4 Elect Director Timothy M. Ring M For For For For Yes 4200
2. Amend Executive Incentive Bonus M For For For For Yes 4200
Plan
3. Amend Omnibus Stock Plan M For For For For Yes 4200
4. Ratify Auditors M For For For For Yes 4200
- --------------------------------------------------------------------------------
LOCKHEED MARTIN CORP.
Ticker Symbol: LMT CUSIP/Security ID: 539830109
Meeting Date: 4/23/2009 Record Date: 3/2/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/14/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director E. C. "Pete" M Against For Against Against Yes 26500
Aldrige, Jr.
1.2 Elect Director Nolan D. Archibald M Against For Against Against Yes 26500
1.3 Elect Director David B. Burritt M For For For For Yes 26500
1.4 Elect Director James O. Ellis, Jr. M For For For For Yes 26500
1.5 Elect Director Gwendolyn S. King M For For For For Yes 26500
1.6 Elect Director James M. Loy M For For For For Yes 26500
1.7 Elect Director Douglas H. M Against For Against Against Yes 26500
McCorkindale
1.8 Elect Director Joseph W. Ralston M For For Against Against Yes 26500
1.9 Elect Director Frank Savage M For For For For Yes 26500
1.1 Elect Director James Schneider M Against For Against Against Yes 26500
1.11 Elect Director Anne Stevens M Against For Against Against Yes 26500
1.12 Elect Director Robert J. Stevens M For For For For Yes 26500
1.13 Elect Director James R. Ukropina M For For For For Yes 26500
2. Ratify Auditors M For For For For Yes 26500
3. Reduce Supermajority Vote M For For For For Yes 26500
Requirement
4. Report on Space-based Weapons S Against Against Against Against Yes 26500
Program
5. Adopt a Policy in which the S For Against For For Yes 26500
Company will not Make or Promise
to Make Any Death Benefit
Payments to Senior Executives
6. Advisory Vote to Ratify Named S For Against For For Yes 26500
Executive Officers' Compensation
- --------------------------------------------------------------------------------
WELLS FARGO AND COMPANY
Ticker Symbol: WFC CUSIP/Security ID: 949746101
Meeting Date: 4/28/2009 Record Date: 2/27/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/14/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1. Elect Director John D. Baker II M For For For For Yes 83200
2. Elect Director John S. Chen M Against For Against Against Yes 83200
3. Elect Director Lloyd H. Dean M For For For For Yes 83200
4. Elect Director Susan E. Engel M Against For Against Against Yes 83200
5. Elect Director Enrique Hernandez, M For For For For Yes 83200
Jr.
6. Elect Director Donald M. James M Against For Against Against Yes 83200
7. Elect Director Robert L. Joss M For For For For Yes 83200
8. Elect Director Richard M. M For For For For Yes 83200
Kovacevich
9. Elect Director Richard D. M Against For Against Against Yes 83200
McCormick
10. Elect Director Mackey J. McDonald M Against For Against Against Yes 83200
11. Elect Director Cynthia H. Milligan M Against For Against Against Yes 83200
12. Elect Director Nicholas G. Moore M For For For For Yes 83200
13. Elect Director Philip J. Quigley M Against For Against Against Yes 83200
14. Elect Director Donald B. Rice M Against For Against Against Yes 83200
15. Elect Director Judith M. Runstad M For For For For Yes 83200
16. Elect Director Stephen W. Sanger M Against For Against Against Yes 83200
17. Elect Director Robert K. Steel M For For For For Yes 83200
18. Elect Director John G. Stumpf M For For For For Yes 83200
19. Elect Director Susan G. Swenson M For For For For Yes 83200
20. Advisory Vote to Ratify Named M For For For For Yes 83200
Executive Officers' Compensation
21. Ratify Auditors M For For For For Yes 83200
22. Amend Omnibus Stock Plan M Against For Against Against Yes 83200
23. Require Independent Board Chairman S For Against For For Yes 83200
24. Report on Political Contributions S For Against Refer Against Yes 83200
- --------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORP.
Ticker Symbol: BK CUSIP/Security ID: 064058100
Meeting Date: 4/14/2009 Record Date: 2/13/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/6/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Ruth E. Bruch M For For For For Yes 46400
1.2 Elect Director Nicholas M. M For For For For Yes 46400
Donofrio
1.3 Elect Director Gerald L. Hassell M For For For For Yes 46400
1.4 Elect Director Edmund F. Kelly M For For For For Yes 46400
1.5 Elect Director Robert P. Kelly M For For For For Yes 46400
1.6 Elect Director Richard J. Kogan M For For For For Yes 46400
1.7 Elect Director Michael J. Kowalski M For For For For Yes 46400
1.8 Elect Director John A. Luke, Jr. M For For For For Yes 46400
1.9 Elect Director Robert Mehrabian M For For For For Yes 46400
1.1 Elect Director Mark A. Nordenberg M For For For For Yes 46400
1.11 Elect Director Catherine A. Rein M For For For For Yes 46400
1.12 Elect Director William C. M For For For For Yes 46400
Richardson
1.13 Elect Director Samuel C. Scott III M For For For Withhold Yes 46400
1.14 Elect Director John P. Surma M For For For For Yes 46400
1.15 Elect Director Wesley W. von M For For For For Yes 46400
Schack
2. Advisory Vote to Ratify Named M For For For For Yes 46400
Executive Officers' Compensation
3. Ratify Auditors M For For For For Yes 46400
4. Provide for Cumulative Voting S For Against For For Yes 46400
5. Stock Retention/Holding Period S For Against Against Against Yes 46400
- --------------------------------------------------------------------------------
NORTHERN TRUST CORP.
Ticker Symbol: NTRS CUSIP/Security ID: 665859104
Meeting Date: 4/21/2009 Record Date: 3/2/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/13/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Linda Walker Bynoe M For For For For Yes 60800
1.2 Elect Director Nicholas D. M For For For For Yes 60800
Chabraja
1.3 Elect Director Susan Crown M For For For For Yes 60800
1.4 Elect Director Dipak C. Jain M For For For For Yes 60800
1.5 Elect Director Arthur L. Kelly M For For For For Yes 60800
1.6 Elect Director Robert C. McCormack M For For For For Yes 60800
1.7 Elect Director Edward J. Mooney M For For For For Yes 60800
1.8 Elect Director William A. Osborn M For For For For Yes 60800
1.9 Elect Director John W. Rowe M For For For For Yes 60800
1.1 Elect Director Harold B. Smith M For For For For Yes 60800
1.11 Elect Director William D. M For For For For Yes 60800
Smithburg
1.12 Elect Director Enrique J. Sosa M For For For For Yes 60800
1.13 Elect Director Charles A. M For For For For Yes 60800
Tribbett III
1.14 Elect Director Frederick H. M For For For For Yes 60800
Waddell
2. Ratify Auditors M For For For For Yes 60800
3. Advisory Vote to Ratify Named M For For For For Yes 60800
Executive Officers' Compensation
- --------------------------------------------------------------------------------
PRAXAIR, INC.
Ticker Symbol: PX CUSIP/Security ID: 74005P104
Meeting Date: 4/28/2009 Record Date: 3/2/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/17/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Stephen F. Angel M For For For For Yes 52900
1.2 Elect Director Nance K. Dicciani M For For For For Yes 52900
1.3 Elect Director Edward G. Galante M For For For For Yes 52900
1.4 Elect Director Claire W. Gargalli M For For For For Yes 52900
1.5 Elect Director Ira D. Hall M For For For For Yes 52900
1.6 Elect Director Raymond W. LeBoeuf M For For For For Yes 52900
1.7 Elect Director Larry D. McVay M For For For For Yes 52900
1.8 Elect Director Wayne T. Smith M For For For For Yes 52900
1.9 Elect Director H. Mitchell M For For For For Yes 52900
Watson, Jr.
1.1 Elect Director Robert L. Wood M For For For For Yes 52900
2. Approve Omnibus Stock Plan M For For For For Yes 52900
3. Ratify Auditors M For For For For Yes 52900
- --------------------------------------------------------------------------------
STRYKER CORP.
Ticker Symbol: SYK CUSIP/Security ID: 863667101
Meeting Date: 4/29/2009 Record Date: 3/2/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/20/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director John W. Brown M For For For For Yes 32900
1.2 Elect Director Howard E. Cox. Jr. M For For For For Yes 32900
1.3 Elect Director Donald M. Engelman M For For For For Yes 32900
1.4 Elect Director Louise L. M For For For For Yes 32900
Francesconi
1.5 Elect Director Howard L. Lance M For For For For Yes 32900
1.6 Elect Director Stephen P. M For For For For Yes 32900
MacMillan
1.7 Elect Director William U. Parfet M For For For For Yes 32900
1.8 Elect Director Ronda E. Stryker M For For For For Yes 32900
2. Ratify Auditors M For For For For Yes 32900
- --------------------------------------------------------------------------------
PNC FINANCIAL SERVICES GROUP, INC.
Ticker Symbol: PNC CUSIP/Security ID: 693475105
Meeting Date: 4/28/2009 Record Date: 2/27/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/17/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Richard O. Berndt M For For For For Yes 9700
1.2 Elect Director Charles E. Bunch M For For For For Yes 9700
1.3 Elect Director Paul W. Chellgren M For For For For Yes 9700
1.4 Elect Director Robert N. Clay M For For For For Yes 9700
1.5 Elect Director Kay Coles James M For For For For Yes 9700
1.6 Elect Director Richard B. Kelson M For For For For Yes 9700
1.7 Elect Director Bruce C. Lindsay M For For For For Yes 9700
1.8 Elect Director Anthony A. Massaro M For For For For Yes 9700
1.9 Elect Director Jane G. Pepper M For For For For Yes 9700
1.1 Elect Director James E. Rohr M For For For For Yes 9700
1.11 Elect Director Donald J. Shepard M For For For For Yes 9700
1.12 Elect Director Lorene K. Steffes M For For For For Yes 9700
1.13 Elect Director Dennis F. Strigl M For For For For Yes 9700
1.14 Elect Director Stephen G. Thieke M For For For For Yes 9700
1.15 Elect Director Thomas J. Usher M For For For For Yes 9700
1.16 Elect Director George H. Walls, M For For For For Yes 9700
Jr.
1.17 Elect Director Helge H. Wehmeier M For For For For Yes 9700
2. Approve Qualified Employee Stock M For For For For Yes 9700
Purchase Plan
3. Ratify Auditors M For For For For Yes 9700
4. Advisory Vote to Ratify Named M For For For For Yes 9700
Executive Officers' Compensation
5. Stock Retention/Holding Period S For Against Against Against Yes 9700
- --------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC.
Ticker Symbol: BAX CUSIP/Security ID: 071813109
Meeting Date: 5/5/2009 Record Date: 3/9/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/27/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Walter E. Boomer M For For For For Yes 64800
1.2 Elect Director James R. Gavin III M For For For For Yes 64800
1.3 Elect Director Peter S. Hellman M For For For For Yes 64800
1.4 Elect Director K. J. Storm M For For For For Yes 64800
2. Ratify Auditors M For For For For Yes 64800
3. Report on Animal Testing S Against Against Against Against Yes 64800
- --------------------------------------------------------------------------------
THE MCGRAW-HILL COMPANIES, INC.
Ticker Symbol: MHP CUSIP/Security ID: 580645109
Meeting Date: 4/29/2009 Record Date: 3/9/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/20/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Sir Michael Rake M For For For For Yes 89300
1.2 Elect Director Kurt L. Schmoke M For For For For Yes 89300
1.3 Elect Director Sidney Taurel M For For For For Yes 89300
2. Amend Omnibus Stock Plan M For For For For Yes 89300
3. Ratify Auditors M For For For For Yes 89300
4. Declassify the Board of Directors S For Against For For Yes 89300
5. Reduce Supermajority Vote S For Against For For Yes 89300
Requirement
6. Report on Political Contributions S For Against Refer Against Yes 89300
7. Require a Majority Vote for the S For Against For For Yes 89300
Election of Directors
8. Require Independent Board Chairman S For Against For For Yes 89300
- --------------------------------------------------------------------------------
EBAY INC.
Ticker Symbol: EBAY CUSIP/Security ID: 278642103
Meeting Date: 4/29/2009 Record Date: 3/4/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/20/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Marc L. Andreessen M For For For For Yes 300
1.2 Elect Director William C. Ford, M For For For For Yes 300
Jr.
1.3 Elect Director Dawn G. Lepore M For For For For Yes 300
1.4 Elect Director Pierre M. Omidyar M For For For For Yes 300
1.5 Elect Director Richard T. M For For For For Yes 300
Schlosberg, III
2. Approve Stock Option Exchange M For For For For Yes 300
Program
3. Amend Omnibus Stock Plan M For For For For Yes 300
4. Ratify Auditors M For For For For Yes 300
- --------------------------------------------------------------------------------
ALLERGAN, INC.
Ticker Symbol: AGN CUSIP/Security ID: 018490102
Meeting Date: 4/30/2009 Record Date: 3/10/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/21/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Herbert W. Boyer M For For For For Yes 63400
1.2 Elect Director Robert A. Ingram M For For For For Yes 63400
1.3 Elect Director David E.I. Pyott M For For For For Yes 63400
1.4 Elect Director Russell T. Ray M For For For For Yes 63400
2. Ratify Auditors M For For For For Yes 63400
3. Report on Animal Testing S Against Against Against Against Yes 63400
- --------------------------------------------------------------------------------
DANAHER CORP.
Ticker Symbol: DHR CUSIP/Security ID: 235851102
Meeting Date: 5/5/2009 Record Date: 3/9/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/23/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Mortimer M. Caplin M For For For For Yes 125600
1.2 Elect Director Donald J. Ehrlich M For For For For Yes 125600
1.3 Elect Director Walter G. Lohr, Jr. M Against For Against For Yes 125600
1.4 Elect Director Linda P. Hefner M For For For For Yes 125600
2. Ratify Auditors M For For For For Yes 125600
3. Amend Omnibus Stock Plan M For For For For Yes 125600
4. Adopt Employment Contract S For Against For For Yes 125600
5. Stock Retention/Holding Period S For Against Against Against Yes 125600
6. Report on Mercury Product Policies S For Against Refer Against Yes 125600
- --------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL INC
Ticker Symbol: PRU CUSIP/Security ID: 744320102
Meeting Date: 5/12/2009 Record Date: 3/13/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/30/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Thomas J. M For For For For Yes 300
Baltimore, Jr.
1.2 Elect Director Frederic K. Becker M For For For For Yes 300
1.3 Elect Director Gordon M. Bethune M For For For For Yes 300
1.4 Elect Director Gaston Caperton M For For For For Yes 300
1.5 Elect Director Gilbert F. Casellas M For For For For Yes 300
1.6 Elect Director James G. Cullen M For For For For Yes 300
1.7 Elect Director William H. Gray, M For For For For Yes 300
III
1.8 Elect Director Mark B. Grier M For For For For Yes 300
1.9 Elect Director Jon F. Hanson M For For For For Yes 300
1.1 Elect Director Constance J. Horner M For For For For Yes 300
1.11 Elect Director Karl J. Krapek M For For For For Yes 300
1.12 Elect Director Christine A. Poon M For For For For Yes 300
1.13 Elect Director John R. Strangfield M For For For For Yes 300
1.14 Elect Director James A. Unruh M For For For For Yes 300
2. Ratify Auditors M For For For For Yes 300
3. Advisory Vote to Ratify Named S For Against For For Yes 300
Executive Officers' Compensation
4. Require Independent Board Chairman S Against Against Against Against Yes 300
- --------------------------------------------------------------------------------
AMGEN, INC.
Ticker Symbol: AMGN CUSIP/Security ID: 031162100
Meeting Date: 5/6/2009 Record Date: 3/9/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/24/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1. Elect Director David Baltimore M For For For For Yes 47000
2. Elect Director Frank J. Biondi, M For For For For Yes 47000
Jr.
3. Elect Director Francois de M For For For For Yes 47000
Carbonnel
4. Elect Director Jerry D. Choate M For For For For Yes 47000
5. Elect Director Vance D. Coffman M For For For For Yes 47000
6. Elect Director Frederick W. Gluck M For For For For Yes 47000
7. Elect Director Frank C. Herringer M For For For For Yes 47000
8. Elect Director Gilbert S. Omenn M For For For For Yes 47000
9. Elect Director Judith C. Pelham M For For For For Yes 47000
10. Elect Director J. Paul Reason M For For For For Yes 47000
11. Elect Director Leonard D. M For For For For Yes 47000
Schaeffer
12. Elect Director Kevin W. Sharer M For For For For Yes 47000
13. Ratify Auditors M For For For For Yes 47000
14. Approve Omnibus Stock Plan M For For For For Yes 47000
15. Reduce Supermajority Vote M For For For For Yes 47000
Requirement
16. Amend Articles/Bylaws/Charter -- S For Against For For Yes 47000
Call Special Meetings
17. Reincorporate in Another State S Against Against Against Against Yes 47000
[from Delaware to North Dakota ]
- --------------------------------------------------------------------------------
EXPEDITORS INTERNATIONAL OF WASHINGTON, INC.
Ticker Symbol: EXPD CUSIP/Security ID: 302130109
Meeting Date: 5/6/2009 Record Date: 3/9/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/27/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Mark A. Emmert M For For For For Yes 20700
1.2 Elect Director R. Jordan Gates M For For For For Yes 20700
1.3 Elect Director Dan P. Kourkoumelis M For For For For Yes 20700
1.4 Elect Director Michael J. Malone M For For For For Yes 20700
1.5 Elect Director John W. Meisenbach M For For For For Yes 20700
1.6 Elect Director Peter J. Rose M For For For For Yes 20700
1.7 Elect Director James L.K. Wang M For For For For Yes 20700
1.8 Elect Director Robert R. Wright M For For For For Yes 20700
2. Approve Stock Option Plan M For For For For Yes 20700
3. Ratify Auditors M For For For For Yes 20700
- --------------------------------------------------------------------------------
GOOGLE INC
Ticker Symbol: GOOG CUSIP/Security ID: 38259P508
Meeting Date: 5/7/2009 Record Date: 3/10/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/28/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Eric Schmidt M Withhold For Withhold For Yes 27900
1.2 Elect Director Sergey Brin M Withhold For Withhold For Yes 27900
1.3 Elect Director Larry Page M Withhold For Withhold For Yes 27900
1.4 Elect Director L. John Doerr M Withhold For Withhold For Yes 27900
1.5 Elect Director John L. Hennessy M Withhold For Withhold For Yes 27900
1.6 Elect Director Arthur D. Levinson M Withhold For Withhold For Yes 27900
1.7 Elect Director Ann Mather M Withhold For Withhold For Yes 27900
1.8 Elect Director Paul S. Otellini M Withhold For Withhold For Yes 27900
1.9 Elect Director K. Ram Shriram M Withhold For Withhold For Yes 27900
1.1 Elect Director Shirley M. Tilghman M Withhold For Withhold For Yes 27900
2. Ratify Auditors M For For For For Yes 27900
3. Amend Omnibus Stock Plan M Against For Against Against Yes 27900
4. Report on Political Contributions S For For Refer For Yes 27900
5. Adopt Policies to Protect Freedom S Against Against Against Against Yes 27900
of Access to the Internet
6. Adopt Principles for Health Care S Against Against Against Against Yes 27900
Reform
- --------------------------------------------------------------------------------
EMC CORPORATION
Ticker Symbol: EMC CUSIP/Security ID: 268648102
Meeting Date: 5/6/2009 Record Date: 3/5/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/24/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1. Elect Director Michael W. Brown M For For For For Yes 44700
2. Elect Director Randolph L. Cowen M For For For For Yes 44700
3. Elect Director Michael J. Cronin M For For For For Yes 44700
4. Elect Director Gail Deegan M For For For For Yes 44700
5. Elect Director John R. Egan M For For For For Yes 44700
6. Elect Director W. Paul Fitzgerald M For For For For Yes 44700
7. Elect Director Edmund F. Kelly M For For For For Yes 44700
8. Elect Director Windle B. Priem M For For For For Yes 44700
9. Elect Director Paul Sagan M For For For For Yes 44700
10. Elect Director David N. Strohm M For For For For Yes 44700
11. Elect Director Joseph M. Tucci M For For For For Yes 44700
12. Ratify Auditors M For For For For Yes 44700
13. Amend Qualified Employee Stock M For For For For Yes 44700
Purchase Plan
14. Permit Right to Call Special M For For For For Yes 44700
Meeting
15. Advisory Vote to Ratify Named S For Against For For Yes 44700
Executive Officers' Compensation
- --------------------------------------------------------------------------------
SUNPOWER CORP.
Ticker Symbol: SPWRA CUSIP/Security ID: 867652307
Meeting Date: 5/8/2009 Record Date: 3/10/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/30/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Uwe-Ernst Bufe M For For For For Yes 1300
1.2 Elect Director Pat Wood III M Withhold For Withhold Withhold Yes 1300
2. Ratify Auditors M For For For For Yes 1300
- --------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC.
Ticker Symbol: STJ CUSIP/Security ID: 790849103
Meeting Date: 5/8/2009 Record Date: 3/11/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/29/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director John W. Brown M For For For For Yes 101500
1.2 Elect Director Daniel J. Starks M For For For For Yes 101500
2. Approve Executive Incentive Bonus M For For For For Yes 101500
Plan
3. Ratify Auditors M For For For For Yes 101500
- --------------------------------------------------------------------------------
KOHL'S CORP.
Ticker Symbol: KSS CUSIP/Security ID: 500255104
Meeting Date: 5/14/2009 Record Date: 3/11/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/5/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1. Elect Director Peter Boneparth M For For For For Yes 72600
2. Elect Director Steven A. Burd M For For For For Yes 72600
3. Elect Director John F. Herma M For For For For Yes 72600
4. Elect Director Dale E. Jones M For For For For Yes 72600
5. Elect Director William S. Kellogg M For For For For Yes 72600
6. Elect Director Kevin Mansell M For For For For Yes 72600
7. Elect Director R. Lawrence M For For For For Yes 72600
Montgomery
8. Elect Director Frank V. Sica M For For For For Yes 72600
9. Elect Director Peter M. M For For For For Yes 72600
Sommerhauser
10. Elect Director Stephanie A. M For For For For Yes 72600
Streeter
11. Elect Director Stephen E. Watson M For For For For Yes 72600
12. Ratify Auditors M For For For For Yes 72600
13. Require a Majority Vote for the S For Against Against Against Yes 72600
Election of Directors
- --------------------------------------------------------------------------------
PEPSICO, INC.
Ticker Symbol: PEP CUSIP/Security ID: 713448108
Meeting Date: 5/6/2009 Record Date: 3/6/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/27/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1. Elect Director S.L. Brown M For For For For Yes 41100
2. Elect Director I.M. Cook M For For For For Yes 41100
3. Elect Director D. Dublon M For For For For Yes 41100
4. Elect Director V.J. Dzau M For For For For Yes 41100
5. Elect Director R.L. Hunt M For For For For Yes 41100
6. Elect Director A. Ibarguen M For For For For Yes 41100
7. Elect Director A.C. Martinez M For For For For Yes 41100
8. Elect Director I.K. Nooyi M For For For For Yes 41100
9. Elect Director S.P. Rockefeller M For For For For Yes 41100
10. Elect Director J.J. Schiro M Against For Against For Yes 41100
11. Elect Director L.G. Trotter M For For For For Yes 41100
12. Elect Director D.Vasella M For For For For Yes 41100
13. Elect Director M.D. White M For For For For Yes 41100
14. Ratify Auditors M For For For For Yes 41100
15. Amend Executive Incentive Bonus M For For For For Yes 41100
Plan
16. Report on Recycling S Against Against Against Against Yes 41100
17. Report on Genetically Engineered S Against Against Against Against Yes 41100
Products
18. Report on Charitable Contributions S Against Against Against Against Yes 41100
19. Advisory Vote to Ratify Named S For Against For For Yes 41100
Executive Officers' Compensation
- --------------------------------------------------------------------------------
CVS CAREMARK CORP
Ticker Symbol: CVS CUSIP/Security ID: 126650100
Meeting Date: 5/6/2009 Record Date: 3/12/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/27/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Edwin M. Banks M For For For For Yes 116486
1.2 Elect Director C. David Brown II M For For For For Yes 116486
1.3 Elect Director David W. Dorman M For For For For Yes 116486
1.4 Elect Director Kristen E. Gibney M For For For For Yes 116486
Williams
1.5 Elect Director Marian L. Heard M For For For For Yes 116486
1.6 Elect Director William H. Joyce M For For For For Yes 116486
1.7 Elect Director Jean-Pierre Million M For For For For Yes 116486
1.8 Elect Director Terrence Murray M For For For For Yes 116486
1.9 Elect Director C.A. Lance Piccolo M For For For For Yes 116486
1.1 Elect Director Sheli Z. Rosenberg M For For For For Yes 116486
1.11 Elect Director Thomas M. Ryan M For For For For Yes 116486
1.12 Elect Director Richard J. Swift M For For For For Yes 116486
2. Ratify Auditors M For For For For Yes 116486
3. Amend Articles/Bylaws/Charter -- S For Against For For Yes 116486
Call Special Meetings
4. Require Independent Board Chairman S For Against For For Yes 116486
5. Report on Political Contributions S For Against Refer Against Yes 116486
6. Advisory Vote to Ratify Named S For Against For For Yes 116486
Executive Officers' Compensation
- --------------------------------------------------------------------------------
MCAFEE, INC.
Ticker Symbol: MFE CUSIP/Security ID: 579064106
Meeting Date: 4/27/2009 Record Date: 3/10/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/16/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Leslie G. Denend M For For For For Yes 76100
1.2 Elect Director David G. DeWalt M For For For For Yes 76100
1.3 Elect Director Charles J. Robel M For For For For Yes 76100
2. Declassify the Board of Directors M For For For For Yes 76100
3. Amend Omnibus Stock Plan M For For For For Yes 76100
4. Amend Qualified Employee Stock M For For For For Yes 76100
Purchase Plan
5. Amend Non-Employee Director M For For For For Yes 76100
Omnibus Stock Plan
6. Ratify Auditors M For For For For Yes 76100
- --------------------------------------------------------------------------------
NUCOR CORP.
Ticker Symbol: NUE CUSIP/Security ID: 670346105
Meeting Date: 5/14/2009 Record Date: 3/16/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/5/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Clayton C. Daley, M For For For For Yes 11700
Jr.
1.2 Elect Director Harvey B. Gantt M For For For For Yes 11700
1.3 Elect Director Bernard L. Kasriel M For For For For Yes 11700
1.4 Elect Director Christopher J. M For For For For Yes 11700
Kearney
2. Ratify Auditors M For For For For Yes 11700
3. Require a Majority Vote for the S For Against For For Yes 11700
Election of Directors
4. Declassify the Board of Directors S For Against For For Yes 11700
5. Review and Assess Human Rights S For Against Refer Against Yes 11700
Policies
6. Adopt Principles for Health Care S Against Against Against Against Yes 11700
Reform
- --------------------------------------------------------------------------------
MORGAN STANLEY
Ticker Symbol: MS CUSIP/Security ID: 617446448
Meeting Date: 4/29/2009 Record Date: 3/4/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/20/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Roy J. Bostock M Against For Against Against Yes 99300
1.2 Elect Director Erskine B. Bowles M For For For For Yes 99300
1.3 Elect Director Howard J. Davies M For For For For Yes 99300
1.4 Elect Director Nobuyuki Hirano M For For For For Yes 99300
1.5 Elect Director C. Robert Kidder M For For For For Yes 99300
1.6 Elect Director John J. Mack M For For For For Yes 99300
1.7 Elect Director Donald T. M For For For For Yes 99300
Nicolaisen
1.8 Elect Director Charles H. Noski M For For For For Yes 99300
1.9 Elect Director Hutham S. Olayan M For For For For Yes 99300
1.1 Elect Director Charles E. M For For For For Yes 99300
Phillips, Jr.
1.11 Elect Director Griffith Sexton M For For For For Yes 99300
1.12 Elect Director Laura D. Tyson M For For For For Yes 99300
2. Ratify Auditors M For For For For Yes 99300
3. Advisory Vote to Ratify Named M For For For For Yes 99300
Executive Officers' Compensation
4. Amend Omnibus Stock Plan M Against For Against For Yes 99300
5. Amend Articles/Bylaws/Charter -- S For Against For For Yes 99300
Call Special Meetings
6. Require Independent Board Chairman S For Against For For Yes 99300
- --------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker Symbol: EOG CUSIP/Security ID: 26875P101
Meeting Date: 4/29/2009 Record Date: 3/5/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/20/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director George A. Alcorn M For For For For Yes 27900
1.2 Elect Director Charles R. Crisp M For For For For Yes 27900
1.3 Elect Director James C. Day M For For For For Yes 27900
1.4 Elect Director Mark G. Papa M For For For For Yes 27900
1.5 Elect Director H. Leighton Steward M For For For For Yes 27900
1.6 Elect Director Donald F. Textor M For For For For Yes 27900
1.7 Elect Director Frank G. Wisner M For For For For Yes 27900
2. Ratify Auditors M For For For For Yes 27900
- --------------------------------------------------------------------------------
AMERICAN TOWER CORP.
Ticker Symbol: AMT CUSIP/Security ID: 029912201
Meeting Date: 5/6/2009 Record Date: 3/10/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/27/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Raymond P. Dolan M For For For For Yes 141600
1.2 Elect Director Ronald M. Dykes M For For For For Yes 141600
1.3 Elect Director Carolyn F. Katz M For For For For Yes 141600
1.4 Elect Director Gustavo Lara Cantu M For For For For Yes 141600
1.5 Elect Director JoAnn A. Reed M For For For For Yes 141600
1.6 Elect Director Pamela D.A. Reeve M For For For For Yes 141600
1.7 Elect Director David E. Sharbutt M For For For For Yes 141600
1.8 Elect Director James D. Taiclet, M For For For For Yes 141600
Jr.
1.9 Elect Director Samme L. Thompson M For For For For Yes 141600
2. Ratify Auditors M For For For For Yes 141600
- --------------------------------------------------------------------------------
THE WESTERN UNION COMPANY
Ticker Symbol: WU CUSIP/Security ID: 959802109
Meeting Date: 5/13/2009 Record Date: 3/16/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/4/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Roberto G. Mendoza M For For For For Yes 89600
1.2 Elect Director Michael A. Miles, M For For For For Yes 89600
Jr.
1.3 Elect Director Dennis Stevenson M For For For For Yes 89600
2. Ratify Auditors M For For For For Yes 89600
- --------------------------------------------------------------------------------
BROADCOM CORP.
Ticker Symbol: BRCM CUSIP/Security ID: 111320107
Meeting Date: 5/14/2009 Record Date: 3/16/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/5/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director George L. Farinsky M For For For For Yes 17200
1.2 Elect Director Nancy H. Handel M For For For For Yes 17200
1.3 Elect Director Eddy W. Hartenstein M For For For For Yes 17200
1.4 Elect Director John Major M For For For For Yes 17200
1.5 Elect Director Scott A. McGregor M For For For For Yes 17200
1.6 Elect Director William T. Morrow M For For For For Yes 17200
1.7 Elect Director Robert E. Switz M For For For For Yes 17200
2. Ratify Auditors M For For For For Yes 17200
- --------------------------------------------------------------------------------
MARRIOTT INTERNATIONAL INC.
Ticker Symbol: MAR CUSIP/Security ID: 571903202
Meeting Date: 5/1/2009 Record Date: 3/10/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/22/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director J.W. Marriott, Jr. M For For For For Yes 6140
1.2 Elect Director John W. Marriott, M For For For For Yes 6140
III
1.3 Elect Director Mary K. Bush M For For For For Yes 6140
1.4 Elect Director Lawrence W. Kellner M For For For For Yes 6140
1.5 Elect Director Debra L. Lee M For For For For Yes 6140
1.6 Elect Director George Munoz M For For For For Yes 6140
1.7 Elect Director Harry J. Pearce M For For For For Yes 6140
1.8 Elect Director Steven S. Reinemund M For For For For Yes 6140
1.9 Elect Director W. Mitt Romney M For For For For Yes 6140
1.1 Elect Director William J. Shaw M For For For For Yes 6140
1.11 Elect Director Lawrence M. Small M For For For For Yes 6140
2. Ratify Auditors M For For For For Yes 6140
3. Amend Omnibus Stock Plan M Against For Against For Yes 6140
- --------------------------------------------------------------------------------
THE CHARLES SCHWAB CORP.
Ticker Symbol: SCHW CUSIP/Security ID: 808513105
Meeting Date: 5/14/2009 Record Date: 3/16/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/5/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Nancy H. Bechtle M For For For For Yes 109600
1.2 Elect Director Walter W. M For For For For Yes 109600
Bettinger II
1.3 Elect Director C. Preston Butcher M For For For For Yes 109600
2. Report on Political Contributions S For Against Refer Against Yes 109600
3. Adopt a Policy in which the S For Against For For Yes 109600
Company will not Make or Promise
to Make Any Death Benefit
Payments to Senior Executives
4. Amend Corporate Executive Bonus S For Against For Against Yes 109600
Plan
- --------------------------------------------------------------------------------
ALTERA CORP.
Ticker Symbol: ALTR CUSIP/Security ID: 021441100
Meeting Date: 5/12/2009 Record Date: 3/13/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/30/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1. Elect Director John P. Daane M For For For For Yes 63600
2. Elect Director Robert J. M For For For For Yes 63600
Finocchio, Jr.
3. Elect Director Kevin McGarity M For For For For Yes 63600
4. Elect Director Gregory E. Myers M For For For For Yes 63600
5. Elect Director Krish A. Prabhu M For For For For Yes 63600
6. Elect Director John Shoemaker M For For For For Yes 63600
7. Elect Director Susan Wang M For For For For Yes 63600
8. Amend Omnibus Stock Plan M For For For For Yes 63600
9. Amend Qualified Employee Stock M For For For For Yes 63600
Purchase Plan
10. Ratify Auditors M For For For For Yes 63600
- --------------------------------------------------------------------------------
DISCOVERY COMMUNICATIONS, INC.
Ticker Symbol: DISCA CUSIP/Security ID: 25470F104
Meeting Date: 5/11/2009 Record Date: 3/16/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/30/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Robert R. Beck M Withhold For Withhold For Yes 12830
1.2 Elect Director J. David Wargo M Withhold For Withhold For Yes 12830
2. Ratify Auditors M For For For For Yes 12830
- --------------------------------------------------------------------------------
CME GROUP INC.
Ticker Symbol: CME CUSIP/Security ID: 12572Q105
Meeting Date: 5/13/2009 Record Date: 3/16/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/4/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Dennis H. M For For For For Yes 3200
Chookaszian
1.2 Elect Director Robert F. Corvino M For For For For Yes 3200
1.3 Elect Director Larry G. Gerdes M For For For For Yes 3200
1.4 Elect Director Daniel R. Glickman M For For For For Yes 3200
1.5 Elect Director James E. Oliff M For For For For Yes 3200
1.6 Elect Director John L. Pietrzak M For For For For Yes 3200
1.7 Elect Director Alex J. Pollock M For For For For Yes 3200
1.8 Elect Director William R. Shepard M For For For For Yes 3200
2. Amend Omnibus Stock Plan M For For For For Yes 3200
3. Amend Non-Employee Director M For For For For Yes 3200
Omnibus Stock Plan
4. Amend Executive Incentive Bonus M For For For For Yes 3200
Plan
5. Ratify Auditors M For For For For Yes 3200
- --------------------------------------------------------------------------------
AON CORP.
Ticker Symbol: AOC CUSIP/Security ID: 037389103
Meeting Date: 5/15/2009 Record Date: 3/18/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/6/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1. Elect Director Lester B. Knight M For For For For Yes 24600
2. Elect Director Gregory C. Case M For For For For Yes 24600
3. Elect Director Fulvio Conti M For For For For Yes 24600
4. Elect Director Edgar D. Jannotta M For For For For Yes 24600
5. Elect Director Jan Kalff M For For For For Yes 24600
6. Elect Director J. Michael Losh M For For For For Yes 24600
7. Elect Director R. Eden Martin M For For For For Yes 24600
8. Elect Director Andrew J. McKenna M For For For For Yes 24600
9. Elect Director Robert S. Morrison M For For For For Yes 24600
10. Elect Director Richard B. Myers M For For For For Yes 24600
11. Elect Director Richard C. M For For For For Yes 24600
Notebaert
12. Elect Director John W. Rogers, Jr. M For For For For Yes 24600
13. Elect Director Gloria Santona M For For For For Yes 24600
14. Elect Director Carolyn Y. Woo M For For For For Yes 24600
15. Ratify Auditors M For For For For Yes 24600
- --------------------------------------------------------------------------------
INTERCONTINENTALEXCHANGE, INC.
Ticker Symbol: ICE CUSIP/Security ID: 45865V100
Meeting Date: 5/14/2009 Record Date: 3/17/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/5/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Charles R. Crisp M For For For For Yes 30000
1.2 Elect Director Jean-Marc Forneri M For For For For Yes 30000
1.3 Elect Director Fred W. Hatfield M For For For For Yes 30000
1.4 Elect Director Terrence F. Martell M For For For For Yes 30000
1.5 Elect Director Sir Robert Reid M For For For For Yes 30000
1.6 Elect Director Frederic V. Salerno M For For For For Yes 30000
1.7 Elect Director Frederick W. M For For For For Yes 30000
Schoenhut
1.8 Elect Director Jeffrey C. Sprecher M For For For For Yes 30000
1.9 Elect Director Judith A. Sprieser M For For For For Yes 30000
1.1 Elect Director Vincent Tese M For For For For Yes 30000
2. Approve Executive Incentive Bonus M For For For For Yes 30000
Plan
3. Approve Omnibus Stock Plan M For For For For Yes 30000
4. Ratify Auditors M For For For For Yes 30000
- --------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker Symbol: JPM CUSIP/Security ID: 46625H100
Meeting Date: 5/19/2009 Record Date: 3/20/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/8/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Crandall C. Bowles M For For For For Yes 95000
1.2 Elect Director Stephen B. Burke M For For For For Yes 95000
1.3 Elect Director David M. Cote M For For For For Yes 95000
1.4 Elect Director James S. Crown M For For For For Yes 95000
1.5 Elect Director James Dimon M For For For For Yes 95000
1.6 Elect Director Ellen V. Futter M For For For For Yes 95000
1.7 Elect Director William H. Gray, M For For For For Yes 95000
III
1.8 Elect Director Laban P. Jackson, M For For For For Yes 95000
Jr.
1.9 Elect Director David C. Novak M For For For For Yes 95000
1.1 Elect Director Lee R. Raymond M For For For For Yes 95000
1.11 Elect Director William C. Weldon M For For For For Yes 95000
2. Ratify Auditors M For For For For Yes 95000
3. Advisory Vote to Ratify Named M For For For For Yes 95000
Executive Officers' Compensation
4. Disclose Prior Government Service S Against Against Against Against Yes 95000
5. Provide for Cumulative Voting S For Against Against Against Yes 95000
6. Amend Articles/Bylaws/Charter -- S For Against For For Yes 95000
Call Special Meetings
7. Report on Predatory Lending S Against Against Against Against Yes 95000
Policies
8. Amend Key Executive Performance S For Against For Against Yes 95000
Plan
9. Stock Retention/Holding Period S For Against Against Against Yes 95000
10. Prepare Carbon Principles Report S Against Against Against Against Yes 95000
- --------------------------------------------------------------------------------
FMC TECHNOLOGIES, INC.
Ticker Symbol: FTI CUSIP/Security ID: 30249U101
Meeting Date: 5/15/2009 Record Date: 3/19/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/8/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect DirectorMike R. Bowlin M For For For For Yes 7600
1.2 Elect DirectorPhilip J. Burguieres M For For For For Yes 7600
1.3 Elect DirectorPeter D. Kinnear M For For For For Yes 7600
1.4 Elect DirectorEdward J. Mooney M For For For For Yes 7600
1.5 Elect DirectorJames M. Ringler M For For For For Yes 7600
2. Increase Authorized Common Stock M For For For For Yes 7600
- --------------------------------------------------------------------------------
WELLPOINT, INC.
Ticker Symbol: WLP CUSIP/Security ID: 94973V107
Meeting Date: 5/20/2009 Record Date: 3/18/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/11/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1. Elect Director Lenox D. Baker, M For For For For Yes 39400
Jr., M.D.
2. Elect Director Susan B. Bayh M For For For For Yes 39400
3. Elect Director Larry C. Glasscock M For For For For Yes 39400
4. Elect Director Julie A. Hill M For For For For Yes 39400
5. Elect Director Ramiro G. Peru M For For For For Yes 39400
6. Ratify Auditors M For For For For Yes 39400
7. Approve Omnibus Stock Plan M For For For For Yes 39400
8. Amend Qualified Employee Stock M For For For For Yes 39400
Purchase Plan
9. Advisory Vote to Ratify Named S For Against For For Yes 39400
Executive Officers' Compensation
- --------------------------------------------------------------------------------
ENTERGY CORP.
Ticker Symbol: ETR CUSIP/Security ID: 29364G103
Meeting Date: 5/8/2009 Record Date: 3/10/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/29/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Maureen Scannell M For For For For Yes 300
Bateman
1.2 Elect Director W. Frank Blount M For For For For Yes 300
1.3 Elect Director Gary W. Edwards M For For For For Yes 300
1.4 Elect Director Alexis M. Herman M For For For For Yes 300
1.5 Elect Director Donald C. Hintz M For For For For Yes 300
1.6 Elect Director J. Wayne Leonard M For For For For Yes 300
1.7 Elect Director Stuart L. Levenick M For For For For Yes 300
1.8 Elect Director James R. Nichols M For For For For Yes 300
1.9 Elect Director William A. Percy, M For For For For Yes 300
II
1.1 Elect Director W.J. Tauzin M For For For For Yes 300
1.11 Elect Director Steven V. Wilkinson M For For For For Yes 300
2. Ratify Auditors M For For For For Yes 300
- --------------------------------------------------------------------------------
AMERICA MOVIL, S.A.B. DE C.V.
Ticker Symbol: AMX CUSIP/Security ID: 02364W105
Meeting Date: 4/20/2009 Record Date: 4/6/2009
Meeting Type: Special Country: Mexico
Cuttoff Date: 4/8/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1. Elect Directors for Class L M Against For Against Against Yes 1260
Shares (Bundled)
2. Designate Inspector or M For For For For Yes 1260
Shareholder Representative(s) of
Minutes of Meeting
- --------------------------------------------------------------------------------
UNION PACIFIC CORP.
Ticker Symbol: UNP CUSIP/Security ID: 907818108
Meeting Date: 5/14/2009 Record Date: 3/6/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/5/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Andrew H. Card, Jr. M For For For For Yes 9800
1.2 Elect Director Erroll B. Davis, M For For For For Yes 9800
Jr.
1.3 Elect Director Thomas J. Donohue M For For For For Yes 9800
1.4 Elect Director Archie W. Dunham M For For For For Yes 9800
1.5 Elect Director Judith Richards M For For For For Yes 9800
Hope
1.6 Elect Director Charles C. Krulak M For For For For Yes 9800
1.7 Elect Director Michael R. McCarthy M For For For For Yes 9800
1.8 Elect Director Michael W. M For For For For Yes 9800
McConnell
1.9 Elect Director Thomas F. McLarty M For For For For Yes 9800
III
1.1 Elect Director Steven R. Rogel M For For For For Yes 9800
1.11 Elect Director Jose H. Villarreal M For For For For Yes 9800
1.12 Elect Director James R. Young M For For For For Yes 9800
2. Ratify Auditors M For For For For Yes 9800
3. Report on Political Contributions S For Against Refer Against Yes 9800
- --------------------------------------------------------------------------------
STATE STREET CORP. (BOSTON)
Ticker Symbol: STT CUSIP/Security ID: 857477103
Meeting Date: 5/20/2009 Record Date: 3/13/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/11/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director K. Burnes M For For For For Yes 83200
1.2 Elect Director P. Coym M For For For For Yes 83200
1.3 Elect Director P. de Saint-Aignan M For For For For Yes 83200
1.4 Elect Director A. Fawcett M For For For For Yes 83200
1.5 Elect Director D. Gruber M For For For For Yes 83200
1.6 Elect Director L. Hill M For For For For Yes 83200
1.7 Elect Director R. Kaplan M For For For For Yes 83200
1.8 Elect Director C. LaMantia M For For For For Yes 83200
1.9 Elect Director R. Logue M For For For For Yes 83200
1.1 Elect Director R. Sergel M For For For For Yes 83200
1.11 Elect Director R. Skates M For For For For Yes 83200
1.12 Elect Director G. Summe M For For For For Yes 83200
1.13 Elect Director R. Weissman M For For For For Yes 83200
2. Adopt Majority Voting for M For For For For Yes 83200
Uncontested Election of Directors
3. Amend Omnibus Stock Plan M For For For For Yes 83200
4. Advisory Vote to Ratify Named M For For For For Yes 83200
Executive Officers' Compensation
5. Ratify Auditors M For For For For Yes 83200
6. Limit Auditor from Providing S Against Against Against Against Yes 83200
Non-Audit Services
- --------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker Symbol: GS CUSIP/Security ID: 38141G104
Meeting Date: 5/8/2009 Record Date: 3/9/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/29/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1. Elect Director Lloyd C. Blankfein M For For For For Yes 40500
2. Elect Director John H. Bryan M For For For For Yes 40500
3. Elect Director Gary D. Cohn M For For For For Yes 40500
4. Elect Director Claes Dahlback M For For For For Yes 40500
5. Elect Director Stephen Friedman M For For For For Yes 40500
6. Elect Director William W. George M For For For For Yes 40500
7. Elect Director Rajat K. Gupta M For For For For Yes 40500
8. Elect Director James A. Johnson M For For For For Yes 40500
9. Elect Director Lois D. Juliber M For For For For Yes 40500
10. Elect Director Lakshmi N. Mittal M Against For Against Against Yes 40500
11. Elect Director James J. Schiro M For For For For Yes 40500
12. Elect Director Ruth J. Simmons M For For For For Yes 40500
13. Ratify Auditors M For For For For Yes 40500
14. Advisory Vote to Ratify Named M For For For For Yes 40500
Executive Officers' Compensation
15. Provide for Cumulative Voting S For Against Against Against Yes 40500
16. Reduce Supermajority Vote S For Against For For Yes 40500
Requirement
17. Amend By-Laws to Establish Board S Against Against Against Against Yes 40500
U.S. Economic Security Committee
18. Report on Political Contributions S For Against Refer Against Yes 40500
- --------------------------------------------------------------------------------
OMNICOM GROUP INC.
Ticker Symbol: OMC CUSIP/Security ID: 681919106
Meeting Date: 5/19/2009 Record Date: 3/30/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/12/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director John D. Wren M For For For For Yes 1600
1.2 Elect Director Bruce Crawford M For For For For Yes 1600
1.3 Elect Director Alan R. Batkin M Withhold For Withhold Withhold Yes 1600
1.4 Elect Director Robert Charles M For For For For Yes 1600
Clark
1.5 Elect Director Leonard S. M Withhold For Withhold Withhold Yes 1600
Coleman, Jr.
1.6 Elect Director Errol M. Cook M For For For For Yes 1600
1.7 Elect Director Susan S. Denison M Withhold For Withhold Withhold Yes 1600
1.8 Elect Director Michael A. Henning M Withhold For Withhold Withhold Yes 1600
1.9 Elect Director John R. Murphy M For For For For Yes 1600
1.1 Elect Director John R. Purcell M For For For For Yes 1600
1.11 Elect Director Linda Johnson Rice M Withhold For Withhold Withhold Yes 1600
1.12 Elect Director Gary L. Roubos M Withhold For Withhold Withhold Yes 1600
2. Ratify Auditors M For For For For Yes 1600
3. Amend Qualified Employee Stock M For For For For Yes 1600
Purchase Plan
- --------------------------------------------------------------------------------
MEDCO HEALTH SOLUTIONS, INC.
Ticker Symbol: MHS CUSIP/Security ID: 58405U102
Meeting Date: 5/21/2009 Record Date: 3/26/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/12/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1. Elect Director Charles M. Lillis, M For For For For Yes 118200
Ph.D.
2. Elect Director William L. Roper, M For For For For Yes 118200
M.D.
3. Elect Director David D. Stevens M For For For For Yes 118200
4. Ratify Auditors M For For For For Yes 118200
5. Approve Executive Incentive Bonus M For For For For Yes 118200
Plan
- --------------------------------------------------------------------------------
FISERV, INC.
Ticker Symbol: FISV CUSIP/Security ID: 337738108
Meeting Date: 5/20/2009 Record Date: 3/27/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/11/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director D. P. Kearney M For For For For Yes 11720
1.2 Elect Director P. J. Kight M For For For For Yes 11720
1.3 Elect Director J. W. Yabuki M For For For For Yes 11720
2. Amend Qualified Employee Stock M For For For For Yes 11720
Purchase Plan
3. Ratify Auditors M For For For For Yes 11720
- --------------------------------------------------------------------------------
YUM BRANDS, INC.
Ticker Symbol: YUM CUSIP/Security ID: 988498101
Meeting Date: 5/21/2009 Record Date: 3/23/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/14/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director David W. Dorman M For For For For Yes 85200
1.2 Elect Director Massimo Ferragamo M For For For For Yes 85200
1.3 Elect Director J. David Grissom M For For For For Yes 85200
1.4 Elect Director Bonnie G. Hill M For For For For Yes 85200
1.5 Elect Director Robert Holland, Jr. M For For For For Yes 85200
1.6 Elect Director Kenneth G. Langone M For For For For Yes 85200
1.7 Elect Director Jonathan S. Linen M For For For For Yes 85200
1.8 Elect Director Thomas C. Nelson M For For For For Yes 85200
1.9 Elect Director David C. Novak M For For For For Yes 85200
1.1 Elect Director Thomas M. Ryan M For For For For Yes 85200
1.11 Elect Director Jing-Shyh S. Su M For For For For Yes 85200
1.12 Elect Director Jackie Trujillo M For For For For Yes 85200
1.13 Elect Director Robert D. Walter M For For For For Yes 85200
2. Ratify Auditors M For For For For Yes 85200
3. Approve Executive Incentive Bonus M For For For For Yes 85200
Plan
4. Submit Shareholder Rights Plan S For Against For For Yes 85200
(Poison Pill) to Shareholder Vote
5. Advisory Vote to Ratify Named S For Against For Against Yes 85200
Executive Officers' Compensation
6. Report on Sustainability and Food S Against Against Against Against Yes 85200
Safety in the Supply Chain
7. Adopt Principles for Health Care S Against Against Against Against Yes 85200
Reform
8. Report on Animal Welfare Policies S Against Against Against Against Yes 85200
- --------------------------------------------------------------------------------
TIME WARNER INC
Ticker Symbol: TWX CUSIP/Security ID: 887317303
Meeting Date: 5/28/2009 Record Date: 4/3/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/20/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Herbert M. M For For For For Yes 3233
Allison, Jr.
1.2 Elect Director James L. Barksdale M For For For For Yes 3233
1.3 Elect Director Jeffrey L. Bewkes M For For For For Yes 3233
1.4 Elect Director Stephen F. M For For For For Yes 3233
Bollenbach
1.5 Elect Director Frank J. Caufield M Against For Against For Yes 3233
1.6 Elect Director Robert C. Clark M For For For For Yes 3233
1.7 Elect Director Mathias Dopfner M Against For Against For Yes 3233
1.8 Elect Director Jessica P. Einhorn M For For For For Yes 3233
1.9 Elect Director Michael A. Miles M Against For Against For Yes 3233
1.1 Elect Director Kenneth J. Novack M For For For For Yes 3233
1.11 Elect Director Deborah C. Wright M Against For Against For Yes 3233
2. Ratify Auditors M For For For For Yes 3233
3. Approve Executive Incentive Bonus M For For For For Yes 3233
Plan
4. Provide for Cumulative Voting S For Against Against Against Yes 3233
5. Amend Articles/Bylaws/Charter -- S For Against Against Against Yes 3233
Call Special Meetings
6. Advisory Vote to Ratify Named S For Against For For Yes 3233
Executive Officers' Compensation
- --------------------------------------------------------------------------------
ALCON INC.
Ticker Symbol: ACL CUSIP/Security ID: H01301102
Meeting Date: 5/5/2009 Record Date: 3/19/2009
Meeting Type: Annual Country: Switzerland
Cuttoff Date: 4/17/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1. APPROVAL OF THE 2008 ANNUAL M For For For For Yes 9400
REPORT AND ACCOUNTS OF ALCON,
INC.AND THE 2008 CONSOLIDATED
FINANCIAL STATEMENTS OF ALCON,
INC.AND SUBSIDIARIES
2. APPROPRIATION OF AVAILABLE M For For For For Yes 9400
EARNINGS AND PROPOSED DIVIDEND
TOSHAREHOLDERS FOR THE FINANCIAL
YEAR 2008
3. DISCHARGE OF THE MEMBERS OF THE M For For For For Yes 9400
BOARD OF DIRECTORS FOR
THEFINANCIAL YEAR 2008
4. ELECTION OF KPMG AG, ZUG, AS M For For For For Yes 9400
GROUP AND PARENT COMPANY AUDITORS
5. ELECTION OF OBT AG, ZURICH, AS M For For For For Yes 9400
SPECIAL AUDITORS
6. ELECTION TO THE BOARD OF M For For For For Yes 9400
DIRECTORS: KEVIN BUEHLER
7. ELECTION TO THE BOARD OF M Against For Against Against Yes 9400
DIRECTORS: PAUL BULCKE
8. ELECTION TO THE BOARD OF M For For For For Yes 9400
DIRECTORS: JOAN MILLER, M.D.
9. ELECTION TO THE BOARD OF M Against For Against Against Yes 9400
DIRECTORS: HERMANN WIRZ
10. APPROVAL OF SHARE CANCELLATION M For For For For Yes 9400
11. EDITORIAL AMENDMENTS TO THE M For For For For Yes 9400
ARTICLES OF ASSOCIATION
- --------------------------------------------------------------------------------
JUNIPER NETWORKS, INC.
Ticker Symbol: JNPR CUSIP/Security ID: 48203R104
Meeting Date: 5/28/2009 Record Date: 3/30/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/19/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Scott Kriens M For For For For Yes 3255
1.2 Elect Director Stratton Sclavos M For For For For Yes 3255
1.3 Elect Director William R. Stensrud M For For Withhold Withhold Yes 3255
2. Amend Omnibus Stock Plan M For For For For Yes 3255
3. Ratify Auditors M For For For For Yes 3255
- --------------------------------------------------------------------------------
EXXON MOBIL CORP.
Ticker Symbol: XOM CUSIP/Security ID: 30231G102
Meeting Date: 5/27/2009 Record Date: 4/6/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/15/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director M.J. Boskin M For For For For Yes 48200
1.2 Elect Director L.R. Faulkner M For For For For Yes 48200
1.3 Elect Director K.C. Frazier M For For For For Yes 48200
1.4 Elect Director .W. George M For For For For Yes 48200
1.5 Elect Director R.C. King M For For For For Yes 48200
1.6 Elect Director M.C. Nelson M For For For For Yes 48200
1.7 Elect Director S.J. Palmisano M For For For For Yes 48200
1.8 Elect Director S.S Reinemund M For For For For Yes 48200
1.9 Elect Director R.W. Tillerson M For For For For Yes 48200
1.1 Elect Director E.E. Whitacre, Jr. M For For For For Yes 48200
2. Ratify Auditors M For For For For Yes 48200
3. Provide for Cumulative Voting S For Against For For Yes 48200
4. Amend Articles/Bylaws/Charter -- S For Against For For Yes 48200
Call Special Meetings
5. Reincorporate in Another State S Against Against Against Against Yes 48200
[from New Jersey to North Dakota]
6. Require Independent Board Chairman S For Against For Against Yes 48200
7. Advisory Vote to Ratify Named S For Against For Against Yes 48200
Executive Officers' Compensation
8. Compare CEO Compensation to S Against Against Against Against Yes 48200
Average U.S. per Capita Income
9. Review Anti-discrimination Policy S Against Against Against Against Yes 48200
on Corporate Sponsorships and
Executive Perks
10. Amend EEO Policy to Prohibit S For Against Refer For Yes 48200
Discrimination based on Sexual
Orientation and Gender Identity
11. Adopt Quantitative GHG Goals for S For Against Refer For Yes 48200
Products and Operations
12. Report on Climate Change Impacts S Against Against Against Against Yes 48200
on Emerging Countries
13. Adopt Policy to Increase S For Against Refer Against Yes 48200
Renewable Energy
- --------------------------------------------------------------------------------
GENZYME CORP.
Ticker Symbol: GENZ CUSIP/Security ID: 372917104
Meeting Date: 5/21/2009 Record Date: 3/31/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/12/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1. Elect Director Douglas A. M For For For For Yes 1300
Berthiaume
2. Elect Director Gail K. Boudreaux M For For For For Yes 1300
3. Elect Director Robert J. Carpenter M For For For For Yes 1300
4. Elect Director Charles L. Cooney M For For For For Yes 1300
5. Elect Director Victor J. Dzau M For For For For Yes 1300
6. Elect Director Connie Mack III M For For For For Yes 1300
7. Elect Director Richard F. Syron M For For For For Yes 1300
8. Elect Director Henri A. Termeer M For For For For Yes 1300
9. Amend Omnibus Stock Plan M For For For For Yes 1300
10. Approve Qualified Employee Stock M For For For For Yes 1300
Purchase Plan
11. Ratify Auditors M For For For For Yes 1300
- --------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker Symbol: CVX CUSIP/Security ID: 166764100
Meeting Date: 5/27/2009 Record Date: 4/1/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/15/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director S. H. Armacost M For For For For Yes 6300
1.2 Elect Director L. F. Deily M For For For For Yes 6300
1.3 Elect Director R. E. Denham M For For For For Yes 6300
1.4 Elect Director R. J. Eaton M For For For For Yes 6300
1.5 Elect Director E. Hernandez M For For For For Yes 6300
1.6 Elect Director F. G. Jenifer M For For For For Yes 6300
1.7 Elect Director S. Nunn M For For For For Yes 6300
1.8 Elect Director D. J. O'Reilly M For For For For Yes 6300
1.9 Elect Director D. B. Rice M For For For For Yes 6300
1.1 Elect Director K. W. Sharer M For For For For Yes 6300
1.11 Elect Director C. R. Shoemate M For For For For Yes 6300
1.12 Elect Director R. D. Sugar M For For For For Yes 6300
1.13 Elect Director C. Ware M For For For For Yes 6300
1.14 Elect Director J. S. Watson M For For For For Yes 6300
2. Ratify Auditors M For For For For Yes 6300
3. Amend Executive Incentive Bonus M For For For For Yes 6300
Plan
4. Amend Omnibus Stock Plan M For For For For Yes 6300
5. Amend Articles/Bylaws/Charter -- S For Against Against Against Yes 6300
Call Special Meetings
6. Advisory Vote to Ratify Named S For Against For For Yes 6300
Executive Officers' Compensation
7. Adopt Quantitative GHG Goals for S Against Against Against Against Yes 6300
Products and Operations
8. Adopt Guidelines for Country S For Against Refer Against Yes 6300
Selection
9. Adopt Human Rights Policy S For Against Refer Against Yes 6300
10. Report on Market Specific S Against Against Against Against Yes 6300
Environmental Laws
- --------------------------------------------------------------------------------
SMITH INTERNATIONAL, INC.
Ticker Symbol: SII CUSIP/Security ID: 832110100
Meeting Date: 5/12/2009 Record Date: 3/13/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 4/30/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Robert Kelley M For For For For Yes 133600
1.2 Elect Director Luiz Rodolfo M For For For For Yes 133600
Landim Machado
1.3 Elect Director Doug Rock M For For For For Yes 133600
2. Ratify Auditors M For For For For Yes 133600
- --------------------------------------------------------------------------------
EXPRESS SCRIPTS, INC.
Ticker Symbol: ESRX CUSIP/Security ID: 302182100
Meeting Date: 5/27/2009 Record Date: 3/31/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/18/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Gary G. Benanav M For For For For Yes 60400
1.2 Elect Director Frank J. Borelli M For For For For Yes 60400
1.3 Elect Director Maura C. Breen M For For For For Yes 60400
1.4 Elect Director Nicholas J. M For For For For Yes 60400
LaHowchic
1.5 Elect Director Thomas P. Mac Mahon M For For For For Yes 60400
1.6 Elect Director Frank Mergenthaler M For For For For Yes 60400
1.7 Elect Director Woodrow A Myers, M For For For For Yes 60400
Jr, MD
1.8 Elect Director John O. Parker, Jr. M For For For For Yes 60400
1.9 Elect Director George Paz M For For For For Yes 60400
1.1 Elect Director Samuel K. Skinner M For For For For Yes 60400
1.11 Elect Director Seymour Sternberg M For For For For Yes 60400
1.12 Elect Director Barrett A. Toan M For For For For Yes 60400
2. Ratify Auditors M For For For For Yes 60400
- --------------------------------------------------------------------------------
MCDONALD'S CORP.
Ticker Symbol: MCD CUSIP/Security ID: 580135101
Meeting Date: 5/27/2009 Record Date: 3/30/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/15/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1. Elect Director Robert A. Eckert M For For For For Yes 53900
2. Elect Director Enrique Hernandez, M For For For For Yes 53900
Jr.
3. Elect Director Jeanne P. Jackson M For For For For Yes 53900
4. Elect Director Andrew J. McKenna M For For For For Yes 53900
5. Ratify Auditors M For For For For Yes 53900
6. Amend Omnibus Stock Plan M For For For For Yes 53900
7. Approve Executive Incentive Bonus M For For For For Yes 53900
Plan
8. Advisory Vote to Ratify Named S For Against For Against Yes 53900
Executive Officers' Compensation
9. Phase out Sales of Eggs from S Against Against Against Against Yes 53900
Battery Cage Hens
- --------------------------------------------------------------------------------
AMAZON.COM, INC.
Ticker Symbol: AMZN CUSIP/Security ID: 023135106
Meeting Date: 5/28/2009 Record Date: 4/1/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/19/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1. Elect Director Jeffrey P. Bezos M For For For For Yes 78316
2. Elect Director Tom A. Alberg M For For For For Yes 78316
3. Elect Director John Seely Brown M For For For For Yes 78316
4. Elect Director L. John Doerr M For For For For Yes 78316
5. Elect Director William B. Gordon M For For For For Yes 78316
6. Elect Director Alain Monie M For For For For Yes 78316
7. Elect Director Thomas O. Ryder M For For For For Yes 78316
8. Elect Director Patricia Q. M For For For For Yes 78316
Stonesifer
9. Ratify Auditors M For For For For Yes 78316
- --------------------------------------------------------------------------------
METROPCS COMMUNICATIONS, INC.
Ticker Symbol: PCS CUSIP/Security ID: 591708102
Meeting Date: 5/21/2009 Record Date: 4/8/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/12/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director W. Michael Barnes M For For For For Yes 17240
1.2 Elect Director Jack F. Callahan, M For For For For Yes 17240
Jr.
2. Ratify Auditors M For For For For Yes 17240
- --------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker Symbol: WMT CUSIP/Security ID: 931142103
Meeting Date: 6/5/2009 Record Date: 4/9/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/27/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1. Elect Director Aida M. Alvarez M For For For For Yes 99400
2. Elect Director James W. Breyer M For For For For Yes 99400
3. Elect Director M. Michele Burns M For For For For Yes 99400
4. Elect Director James I. Cash, Jr. M For For For For Yes 99400
5. Elect Director Roger C. Corbett M For For For For Yes 99400
6. Elect Director Douglas N. Daft M For For For For Yes 99400
7. Elect Director Michael T. Duke M For For For For Yes 99400
8. Elect Director Gregory B. Penner M For For For For Yes 99400
9. Elect Director Allen I. Questrom M For For For For Yes 99400
10. Elect Director H. Lee Scott, Jr. M For For For For Yes 99400
11. Elect Director Arne M. Sorenson M For For For For Yes 99400
12. Elect Director Jim C. Walton M For For For For Yes 99400
13. Elect Director S. Robson Walton M For For For For Yes 99400
14. Elect Director Christopher J. M For For For For Yes 99400
Williams
15. Elect Director Linda S. Wolf M For For For For Yes 99400
16. Ratify Auditors M For For For For Yes 99400
17. Amend EEO Policy to Prohibit S For Against Refer Against Yes 99400
Discrimination based on Sexual
Orientation and Gender Identity
18. Pay For Superior Performance S Against Against Against Against Yes 99400
19. Advisory Vote to Ratify Named S For Against For For Yes 99400
Executive Officers' Compensation
20. Report on Political Contributions S For Against Refer Against Yes 99400
21. Amend Articles/Bylaws/Charter -- S For Against For For Yes 99400
Call Special Meetings
22. Stock Retention/Holding Period S Against Against Against Against Yes 99400
- --------------------------------------------------------------------------------
EXPEDIA INC
Ticker Symbol: EXPE CUSIP/Security ID: 30212P105
Meeting Date: 6/2/2009 Record Date: 4/9/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/21/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director A. George Battle M For For For For Yes 11640
1.2 Elect Director Barry Diller M Withhold For Withhold Withhold Yes 11640
1.3 Elect Director Jonathan L. Dolgen M For For For For Yes 11640
1.4 Elect Director William R. M Withhold For Withhold Withhold Yes 11640
Fitzgerald
1.5 Elect Director Craig A. Jacobson M For For For For Yes 11640
1.6 Elect Director Victor A. Kaufman M Withhold For Withhold For Yes 11640
1.7 Elect Director Peter M. Kern M For For For For Yes 11640
1.8 Elect Director Dara Khosrowshahi M Withhold For Withhold For Yes 11640
1.9 Elect Director John C. Malone M Withhold For Withhold For Yes 11640
1.1 Elect Director Jose A. Tazon M For For For For Yes 11640
2. Amend Omnibus Stock Plan M Against For Against Against Yes 11640
3. Ratify Auditors M For For For For Yes 11640
- --------------------------------------------------------------------------------
BLACKROCK, INC.
Ticker Symbol: BLK CUSIP/Security ID: 09247X101
Meeting Date: 5/21/2009 Record Date: 3/24/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/14/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director William S. Demchak M For For For For Yes 1040
1.2 Elect Director Kenneth B. Dunn M For For For For Yes 1040
1.3 Elect Director Laurence D. Fink M For For For For Yes 1040
1.4 Elect Director Robert S. Kapito M For For For For Yes 1040
1.5 Elect Director Brian T. Moynihan M For For For For Yes 1040
1.6 Elect Director Thomas H. O'Brien M For For For For Yes 1040
2. Ratify Auditors M For For For For Yes 1040
- --------------------------------------------------------------------------------
CELGENE CORP.
Ticker Symbol: CELG CUSIP/Security ID: 151020104
Meeting Date: 6/17/2009 Record Date: 4/21/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 6/8/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Sol J. Barer M For For For For Yes 92700
1.2 Elect Director Robert J. Hugin M For For For For Yes 92700
1.3 Elect Director Michael D. Casey M For For For For Yes 92700
1.4 Elect Director Rodman L. Drake M For For For For Yes 92700
1.5 Elect Director A. Hull Hayes, Jr. M For For For For Yes 92700
1.6 Elect Director Gilla Kaplan M For For For For Yes 92700
1.7 Elect Director James J. Loughlin M For For For For Yes 92700
1.8 Elect Director Ernest Mario M For For For For Yes 92700
1.9 Elect Director Walter L. Robb M For For For For Yes 92700
2. Ratify Auditors M For For For For Yes 92700
3. Amend Omnibus Stock Plan M For For For For Yes 92700
4. Require a Majority Vote for the S For Against For For Yes 92700
Election of Directors
- --------------------------------------------------------------------------------
FIRST SOLAR INC
Ticker Symbol: FSLR CUSIP/Security ID: 336433107
Meeting Date: 6/4/2009 Record Date: 4/14/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/26/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Michael J. Ahearn M For For For For Yes 4220
1.2 Elect Director Craig Kennedy M For For For For Yes 4220
1.3 Elect Director James F. Nolan M For For For For Yes 4220
1.4 Elect Director J. Thomas Presby M For For For For Yes 4220
1.5 Elect Director Paul H. Stebbins M Withhold For Withhold Withhold Yes 4220
1.6 Elect Director Michael Sweeney M Withhold For Withhold Withhold Yes 4220
1.7 Elect Director Jose H. Villarreal M Withhold For Withhold Withhold Yes 4220
2. Ratify Auditors M For For For For Yes 4220
- --------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker Symbol: MA CUSIP/Security ID: 57636Q104
Meeting Date: 6/9/2009 Record Date: 4/13/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/29/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Richard M For For For For Yes 2660
Haythornthwaite
1.2 Elect Director David R. Carlucci M For For For For Yes 2660
1.3 Elect Director Robert W. Selander M For For For For Yes 2660
2. Amend Certificate of M For For For For Yes 2660
Incorporation to Increase Size of
Board and Amend Director
Qualifications
3. Ratify Auditors M For For For For Yes 2660
- --------------------------------------------------------------------------------
SCHERING-PLOUGH CORP.
Ticker Symbol: SGP CUSIP/Security ID: 806605101
Meeting Date: 5/18/2009 Record Date: 4/6/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/7/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Thomas J. Colligan M For For For For Yes 32600
1.2 Elect Director Fred Hassan M For For For For Yes 32600
1.3 Elect Director C. Robert Kidder M For For For For Yes 32600
1.4 Elect Director Eugene R. McGrath M For For For For Yes 32600
1.5 Elect Director Antonio M. Perez M For For For For Yes 32600
1.6 Elect Director Patricia F. Russo M For For For For Yes 32600
1.7 Elect Director Jack L. Stahl M For For For For Yes 32600
1.8 Elect Director Craig B. Thompson M For For For For Yes 32600
1.9 Elect Director Kathryn C. Turner M For For For For Yes 32600
1.1 Elect Director Robert F.W. van M For For For For Yes 32600
Oordt
1.11 Elect Director Arthur F. Weinbach M For For For For Yes 32600
2. Ratify Auditors M For For For For Yes 32600
3. Provide for Cumulative Voting S For Against For For Yes 32600
4. Amend Articles/Bylaws/Charter -- S For Against Against Against Yes 32600
Call Special Meetings
- --------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker Symbol: FCX CUSIP/Security ID: 35671D857
Meeting Date: 6/11/2009 Record Date: 4/14/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 6/2/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Richard C. Adkerson M For For For For Yes 9180
1.2 Elect Director Robert J. Allison, M For For For For Yes 9180
Jr.
1.3 Elect Director Robert A. Day M For For For For Yes 9180
1.4 Elect Director Gerald J. Ford M For For For For Yes 9180
1.5 Elect Director H. Devon Graham, M For For For For Yes 9180
Jr.
1.6 Elect Director J. Bennett Johnston M For For For For Yes 9180
1.7 Elect Director Charles C. Krulak M For For For For Yes 9180
1.8 Elect Director Bobby Lee Lackey M For For For For Yes 9180
1.9 Elect Director Jon C. Madonna M For For For For Yes 9180
1.1 Elect Director Dustan E. McCoy M For For For For Yes 9180
1.11 Elect Director Gabrielle K. M For For For For Yes 9180
McDonald
1.12 Elect Director James R. Moffett M For For For For Yes 9180
1.13 Elect Director B.M. Rankin, Jr. M For For For For Yes 9180
1.14 Elect Director J. Stapleton Roy M For For For For Yes 9180
1.15 Elect Director Stephen H. Siegele M For For For For Yes 9180
1.16 Elect Director J. Taylor Wharton M For For For For Yes 9180
2. Ratify Auditors M For For For For Yes 9180
3. Approve Executive Incentive Bonus M For For For For Yes 9180
Plan
4. Request Director Nominee S For Against Refer Against Yes 9180
Environmental Qualifications
- --------------------------------------------------------------------------------
AUTODESK, INC.
Ticker Symbol: ADSK CUSIP/Security ID: 052769106
Meeting Date: 6/11/2009 Record Date: 4/14/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 6/2/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Carl Bass M For For For For Yes 36800
1.2 Elect Director Crawford W. M For For For For Yes 36800
Beveridge
1.3 Elect Director J. Hallam Dawson M For For For For Yes 36800
1.4 Elect Director Per-Kristian M For For For For Yes 36800
Halvorsen
1.5 Elect Director Sean M. Maloney M For For For For Yes 36800
1.6 Elect Director Elizabeth A. Nelson M For For For For Yes 36800
1.7 Elect Director Charles J. Robel M For For For For Yes 36800
1.8 Elect Director Steven M. West M For For For For Yes 36800
2. Ratify Auditors M For For For For Yes 36800
3. Approve Non-Employee Director M For For For For Yes 36800
Omnibus Stock Plan
- --------------------------------------------------------------------------------
SUNCOR ENERGY INC
Ticker Symbol: SU CUSIP/Security ID: 867229106
Meeting Date: 6/4/2009 Record Date: 4/28/2009
Meeting Type: Annual/Special Country: Canada
Cuttoff Date: 5/21/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1. Approve Plan of Arrangement - M For For For For Yes 21200
Merger with Petro-Canada
2. Amend Stock Option Plan M Against For Against Against Yes 21200
3.1 Elect Director Mel E. Benson M For For For For Yes 21200
3.2 Elect Director Brian A. Canfield M For For For For Yes 21200
3.3 Elect Director Bryan P. Davies M For For For For Yes 21200
3.4 Elect Director Brian A. Felesky M For For For For Yes 21200
3.5 Elect Director John T. Ferguson M For For For For Yes 21200
3.6 Elect Director W. Douglas Ford M For For For For Yes 21200
3.7 Elect Director Richard L. George M For For For For Yes 21200
3.8 Elect Director John R. Huff M For For For For Yes 21200
3.9 Elect Director M. Ann McCaig M For For For For Yes 21200
3.1 Elect Director Michael W. O'Brien M For For For For Yes 21200
3.11 Elect Director Eira M. Thomas M For For For For Yes 21200
4. Ratify PricewaterhouseCoopers LLP M For For For For Yes 21200
as Auditors
- --------------------------------------------------------------------------------
PRICELINE.COM INC.
Ticker Symbol: PCLN CUSIP/Security ID: 741503403
Meeting Date: 6/3/2009 Record Date: 4/14/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 5/22/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Jeffery H. Boyd M For For For For Yes 700
1.2 Elect Director Ralph M. Bahna M For For For For Yes 700
1.3 Elect Director Howard W. Barker, M For For For For Yes 700
Jr.
1.4 Elect Director Jan L. Docter M For For For For Yes 700
1.5 Elect Director Jeffrey E. Epstein M For For For For Yes 700
1.6 Elect Director James M. Guyette M For For For For Yes 700
1.7 Elect Director Nancy B. Peretsman M For For For For Yes 700
1.8 Elect Director Craig W. Rydin M For For For For Yes 700
2. Ratify Auditors M For For For For Yes 700
3. Approve Right to Call Special M Against For For For Yes 700
Meetings
4. Amend Articles/Bylaws/Charter -- S For Against Against Against Yes 700
Call Special Meetings
- --------------------------------------------------------------------------------
BEST BUY CO., INC.
Ticker Symbol: BBY CUSIP/Security ID: 086516101
Meeting Date: 6/24/2009 Record Date: 4/27/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 6/15/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Ronald James M For For For For Yes 20400
1.2 Elect Director Elliot S. Kaplan M For For For For Yes 20400
1.3 Elect Director Sanjay Khosla M For For For For Yes 20400
1.4 Elect Director George L. Mikan III M For For For For Yes 20400
1.5 Elect Director Matthew H. Paull M For For For For Yes 20400
1.6 Elect Director Richard M. Schulze M For For For For Yes 20400
1.7 Elect Director Hatim A. Tyabji M For For For For Yes 20400
1.8 Elect Director GErard R. Vittecoq M For For For For Yes 20400
2. Ratify Auditors M For For For For Yes 20400
3. Amend Omnibus Stock Plan M For For For Against Yes 20400
4. Reduce Supermajority Vote M For For For For Yes 20400
Requirement
5. Reduce Supermajority Vote M For For For For Yes 20400
Requirement
6. Reduce Supermajority Vote M For For For For Yes 20400
Requirement
7. Reduce Supermajority Vote M For For For For Yes 20400
Requirement
8. Reduce Supermajority Vote M For For For For Yes 20400
Requirement
9. Reduce Supermajority Vote M For For For For Yes 20400
Requirement
- --------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LTD.
Ticker Symbol: TEVA CUSIP/Security ID: 881624209
Meeting Date: 6/22/2009 Record Date: 5/13/2009
Meeting Type: Annual Country: Israel
Cuttoff Date: 6/8/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1. Approve Final Dividend M For For For For Yes 6960
2.1 Elect Phillip Frost as Director M For For For For Yes 6960
2.2 Elect Roger Abravanel as Director M For For For For Yes 6960
2.3 Elect Elon Kohlberg as Director M For For For For Yes 6960
2.4 Elect Yitzhak Peterburg as M For For For For Yes 6960
Director
2.5 Elect Erez Vigodman as Director M For For For For Yes 6960
3. Approve Auditors and Authorize M For For For For Yes 6960
Board to Fix Their Remuneration
- --------------------------------------------------------------------------------
CARDINAL HEALTH, INC.
Ticker Symbol: CAH CUSIP/Security ID: 14149Y108
Meeting Date: 6/23/2009 Record Date: 5/15/2009
Meeting Type: Special Country: USA
Cuttoff Date: 6/12/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1. Approve Stock Option Exchange M For For For For Yes 5200
Program
- --------------------------------------------------------------------------------
BED BATH & BEYOND INC.
Ticker Symbol: BBBY CUSIP/Security ID: 075896100
Meeting Date: 6/30/2009 Record Date: 5/5/2009
Meeting Type: Annual Country: USA
Cuttoff Date: 6/19/2009 Cust Bank AcctNbr: 2 P 71490
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1.1 Elect Director Warren Eisenberg M For For For For Yes 69600
1.2 Elect Director Leonard Feinstein M For For For For Yes 69600
1.3 Elect Director Steven H. Temares M For For For For Yes 69600
1.4 Elect Director Dean S. Adler M For For For For Yes 69600
1.5 Elect Director Stanley F. Barshay M For For For For Yes 69600
1.6 Elect Director Klaus Eppler M For For For For Yes 69600
1.7 Elect Director Patrick R. Gaston M For For For For Yes 69600
1.8 Elect Director Jordan Heller M For For For For Yes 69600
1.9 Elect Director Victoria A. M For For For For Yes 69600
Morrison
1.1 Elect Director Fran Stoller M For For For For Yes 69600
2. Ratify Auditors M For For For For Yes 69600
3. Adopt Majority Voting for M For For For For Yes 69600
Uncontested Election of Directors
4. Eliminate Supermajority Vote M For For For For Yes 69600
Requirement
5. Eliminate Supermajority Vote M For For For For Yes 69600
Requirement
6. Re-Approve Performance Goals M For For For For Yes 69600
Under Omnibus Stock Plan
7. Prepare Sustainability Report S For Against Refer Against Yes 69600
- --------------------------------------------------------------------------------
BHP BILLITON LIMITED (FORMERLY BHP LTD.)
Ticker Symbol: BHP CUSIP/Security ID: AU000000BHP4
Meeting Date: 11/27/2008 Record Date: 11/25/2008
Meeting Type: Annual Country: Australia
Cuttoff Date: 11/13/2008 Cust Bank AcctNbr: 49947
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1. Receive and Consider BHP Billiton M For For For For Yes 2900
Plc's Financial Statements,
Directors' Report, and Auditor's
Report for the Financial Year
Ended June 30, 2008
2. Receive and Consider BHP Billiton M For For For For Yes 2900
Ltd's Financial Statements,
Directors' Report, and Auditor's
Report for the Financial Year
Ended June 30, 2008
3. Elect Paul Anderson as Director M For For For For Yes 2900
of BHP Billiton Plc
4. Elect Paul Anderson as Director M For For For For Yes 2900
of BHP Billiton Ltd
5. Elect Don Argus as Director of M For For For For Yes 2900
BHP Billiton Plc
6. Elect Don Argus as Director of M For For For For Yes 2900
BHP Billiton Ltd
7. Elect John Buchanan as Director M For For For For Yes 2900
of BHP Billiton Plc
8. Elect John Buchanan as Director M For For For For Yes 2900
of BHP Billiton Ltd
9. Elect David Crawford as Director M For For For For Yes 2900
of BHP Billiton Plc
10. Elect David Crawford as Director M For For For For Yes 2900
of BHP Billiton Ltd
11. Elect Jacques Nasser as Director M For For For For Yes 2900
of BHP Billiton Plc
12. Elect Jacques Nasser as Director M For For For For Yes 2900
of BHP Billiton Ltd
13. Elect John Schubert as Director M For For For For Yes 2900
of BHP Billiton Plc
14. Elect John Schubert as Director M For For For For Yes 2900
of BHP Billiton Ltd
15. Elect Alan Boeckmann as Director M For For For For Yes 2900
of BHP Billiton Plc
16. Elect Alan Boeckmann as Director M For For For For Yes 2900
of BHP Billiton Ltd
17. Elect Stephen Mayne as Director S Against Against Against Against Yes 2900
of BHP Billiton Plc
18. Elect Stephen Mayne as Director S Against Against Against Against Yes 2900
of BHP Billiton Ltd
19. Elect David Morgan as Director of M For For For For Yes 2900
BHP Billiton Plc
20. Elect David Morgan as Director of M For For For For Yes 2900
BHP Billiton Ltd
21. Elect Keith Rumble as Director of M For For For For Yes 2900
BHP Billiton Plc
22. Elect Keith Rumble as Director of M For For For For Yes 2900
BHP Billiton Ltd
23. Approve KPMG Audit plc as M For For For For Yes 2900
Auditors of BHP Billiton Plc
24. Approve Issuance of 555.97 M For For For For Yes 2900
Million Shares at $0.50 Each to
BHP Billiton Plc Pursuant to its
Group Incentive Schemes
25. Renew the Disapplication of M For For For For Yes 2900
Pre-Emption Rights in BHP
Billiton Plc
26. Authorize Repurchase of Up To M For For For For Yes 2900
223.11 Million Shares in BHP
Billiton Plc
27i Approve Cancellation of Shares M For For For For Yes 2900
in BHP Billiton Plc Held by BHP
Billiton Ltd. on April 30, 2009
27ii Approve Cancellation of Shares M For For For For Yes 2900
in BHP Billiton Plc Held by BHP
Billiton Ltd. on May 29, 2009
27iii Approve Cancellation of Shares M For For For For Yes 2900
in BHP Billiton Plc Held by BHP
Billiton Ltd. on June 15, 2009
27iv Approve Cancellation of Shares M For For For For Yes 2900
in BHP Billiton Plc Held by BHP
Billiton Ltd. on July 31, 2009
27v Approve Cancellation of Shares M For For For For Yes 2900
in BHP Billiton Plc Held by BHP
Billiton Ltd. on Sept. 15, 2009
27vi Approve Cancellation of Shares M For For For For Yes 2900
in BHP Billiton Plc Held by BHP
Billiton Ltd. on on Nov. 30, 2009
28. Approve Remuneration Report for M For For For For Yes 2900
the Financial Year Ended June 30,
2008
29. Approve Amendment to the Group M For For For For Yes 2900
Incentive Scheme to Increase
Target Bonus Amount from 140
Percent to 160 Percent and to
Increase the Maximum Bonus from
1.5 to 2.0 Times the Target Bonus
Amount
30. Approve Grant of Approximately M For For For For Yes 2900
49,594 Deferred Shares, 197,817
Options, and 349,397 Performance
Shares to Marius Kloppers, CEO,
Pursuant to the Group Incentive
Scheme and Long Term Incentive
Plan
31. Approve Increase in The Total M For For For For Yes 2900
Remuneration Pool for
Non-Executive Directors of BHP
Billiton Plc to $3.8 Million
32. Approve Increase in The Total M For For For For Yes 2900
Remuneration Pool for
Non-Executive Directors of BHP
Billiton Ltd to $3.8 Million
33. Approve Amendments to the M For For For For Yes 2900
Articles of Association of BHP
Billiton Plc
34. Approve Amendments to the M For For For For Yes 2900
Constitution of BHP Billiton Ltd
- --------------------------------------------------------------------------------
CREDIT SUISSE GROUP (FORMERLY CS HOLDING)
Ticker Symbol: CUSIP/Security ID: CH0012138530
Meeting Date: 4/24/2009 Record Date: 1/0/1900
Meeting Type: Annual Country: Switzerland
Cuttoff Date: 3/20/2009 Cust Bank AcctNbr: 49947
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1. Share Re-registration Consent M For For For No 153
1.1 Receive Financial Statements and M None None None No 153
Statutory Reports (Non-Voting)
1.2 Approve Remuneration Report M For For For No 153
1.3 Accept Financial Statements and M For For For No 153
Statutory Reports
2. Approve Discharge of Board and M For For For No 153
Senior Management
3. Approve Allocation of Retained M For For For No 153
Earnings and Dividends of CHF
0.10 per Share
4.1 Approve Issuance of Convertible M For For For No 153
Bonds and/or Options without
Preemptive Rights; Approve EUR 4
Million Increase of Existing Pool
of Capital to Guarantee
Conversion Rights
4.2 Approve Creation of CHF 4 Million M For For For No 153
Pool of Capital without
Preemptive Rights
5.1 Amend Articles Re: Auditors M For For For No 153
5.2 Amend Articles Re: Presence M For For For No 153
Quorum for Board Resolutions
5.3 Amend Articles Re: Contributions M For For For No 153
in Kind
Reelect Hans-Ulrich Doerig as M For For For No 153
6.1.1 Director
Reelect Walter Kielholz as M For For For No 153
6.1.2 Director
Reelect Richard Thornburgh as M For For For No 153
6.1.3 Director
6.1.4 Elect Andreas Koopmann as Director M For For For No 153
6.1.5 Elect Urs Rohner as Director M For For For No 153
6.1.6 Elect John Tiner as Director M For For For No 153
6.2 Ratify KPMG AG as Auditors M For For For No 153
6.3 Ratify BDO Visura as Special M For For For No 153
Auditors
- --------------------------------------------------------------------------------
NOVO NORDISK A/S
Ticker Symbol: CUSIP/Security ID: DK0060102614
Meeting Date: 3/18/2009 Record Date: 3/13/2009
Meeting Type: Annual Country: Denmark
Cuttoff Date: 3/5/2009 Cust Bank AcctNbr: 49947
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1. Receive Report of Board M None None None None No 4111
2. Approve Financial Statements and M For For For No 4111
Statutory Reports
3. Approve Remuneration of Directors M For For For No 4111
4. Approve Allocation of Income and M For For For No 4111
Dividends of DKK 6 per Share
5a Reelect Sten Scheibye as Director M For For For No 4111
5b Reelect Goran Ando as Director M For For For No 4111
5c Reelect Henrik Gurtler as Director M For For For No 4111
5d Reelect Pamela Kirby as Director M For For For No 4111
5e Reelect Kurt Nielsen as Director M For For For No 4111
Elect Hannu Ryopponen as New M For For For No 4111
5f Director
5g Reelect Jorgen Wedel as Director M For For For No 4111
6. Ratify PricewaterhouseCoopers as M For For For No 4111
Auditor
7.1 Approve DKK 14 Million Reduction M For For For No 4111
in Class B Share Capital via
Share Cancellation
7.2 Authorize Repurchase of Up to 10 M For For For No 4111
Percent of Issued Share Capital
Amend Articles Re: Change M For For For No 4111
"Koebenhavns Fondsboers" to
7.3.1 "NASDAQ OMX Copenhagen"
Amend Existing Authorization to M For For For No 4111
Issue Class B Shares to
Employees; Reduce Authorization
7.3.2 Amount to DKK 3 Million
Amend Existing Authorization to M For For For No 4111
Issue Shares With or Without
Preemptive Rights; Reduce
Authorization Amount to DKK 107
7.3.3 Million
Amend Articles Re: Add Item M For For For No 4111
'Approval of Remuneration of
7.3.4 Directors' to Standard AGM Agenda
8. Other Business M None None None None No 4111
- --------------------------------------------------------------------------------
TENCENT HOLDINGS LIMITED
Ticker Symbol: CUSIP/Security ID: KYG875721220
Meeting Date: 5/13/2009 Record Date: 5/7/2009
Meeting Type: Annual Country: Hong Kong
Cuttoff Date: 5/4/2009 Cust Bank AcctNbr: 49947
BALLOT POLICY
ITEM ISS REC MGT REC VOTE
NUMBER ITEMDESC PROPONENT VOTE VOTE REC VOTE CAST VOTED YN NOTE BALLOT SHARES
- ------- ---------------------------------- --------- -------- --------- --------- --------- -------- ---- -------------
1. Accept Financial Statements and M For For For For Yes 212000
Statutory Reports
2a Approve Final Dividend M For For For For Yes 212000
2b Approve Special Dividend M For For For For Yes 212000
Reelect Iain Ferguson Bruce as M For For For For Yes 212000
3a1 Director
Reelect Ian Charles Stone as M For For For For Yes 212000
3a2 Director
Authorize Board to Fix the M For For For For Yes 212000
3b Remuneration of Directors
4. Reappoint Auditors and Authorize M For For For For Yes 212000
Board to Fix Their Remuneration
5. Approve Issuance of Equity or M Against For Against Against Yes 212000
Equity-Linked Securities without
Preemptive Rights
6. Authorize Repurchase of Up to 10 M For For For For Yes 212000
Percent of Issued Share Capital
7. Authorize Reissuance of M Against For Against Against Yes 212000
Repurchased Shares
1. Adopt 2009 Share Option Scheme M For For For For Yes 212000
2. Amend the Existing Share Award M For For For For Yes 212000
Scheme Adopted on Dec. 13, 2007
VOTE SUMMARY REPORT
FOR THE PERIOD JULY 1, 2008 - JUNE 30, 2009
VANTAGEPOINT GROWTH & INCOME FUND
SUBADVISER: WELLINGTON MANAGEMENT COMPANY LLP
- --------------------------------------------------------------------------------
CONAGRA FOODS, INC.
SECURITY 205887102 MEETING TYPE Annual
TICKER SYMBOL CAG MEETING DATE 25-Sep-2008
ISIN US2058871029 AGENDA 932945578 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
01 Election of Directors Management
1 MOGENS C. BAY For For
2 STEPHEN G. BUTLER For For
3 STEVEN F. GOLDSTONE For For
4 W.G. JURGENSEN For For
5 RUTH ANN MARSHALL For For
6 GARY M. RODKIN For For
7 ANDREW J. SCHINDLER For For
8 KENNETH E. STINSON For For
02 Ratify Appointment of Independent Auditors Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 136700 0 05-Sep-2008 05-Sep-2008
- --------------------------------------------------------------------------------
CLEVELAND-CLIFFS INC
SECURITY 185896107 MEETING TYPE Contested-Consent
TICKER SYMBOL CLF MEETING DATE 03-Oct-2008
ISIN US1858961071 AGENDA 932954577 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
01 Miscellaneous Corporate Actions Management Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 47100 0 29-Sep-2008 29-Sep-2008
- --------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
SECURITY 17275R102 MEETING TYPE Annual
TICKER SYMBOL CSCO MEETING DATE 13-Nov-2008
ISIN US17275R1023 AGENDA 932954729 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Research Renewable Energy Shareholder Against For
04 S/H Proposal - Research Renewable Energy Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 208800 0 11-Nov-2008 11-Nov-2008
- --------------------------------------------------------------------------------
MICROSOFT CORPORATION
SECURITY 594918104 MEETING TYPE Annual
TICKER SYMBOL MSFT MEETING DATE 19-Nov-2008
ISIN US5949181045 AGENDA 932960013 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
01 Election of Directors (Majority Voting) Management For For
02 Election of Directors (Majority Voting) Management For For
03 Election of Directors (Majority Voting) Management For For
04 Election of Directors (Majority Voting) Management For For
05 Election of Directors (Majority Voting) Management For For
06 Election of Directors (Majority Voting) Management For For
07 Election of Directors (Majority Voting) Management For For
08 Election of Directors (Majority Voting) Management For For
09 Election of Directors (Majority Voting) Management For For
10 Approve Stock Compensation Plan Management For For
11 Amend Stock Option Plan Management For For
12 Ratify Appointment of Independent Auditors Management For For
13 Miscellaneous Shareholder Proposal Shareholder Against For
14 S/H Proposal - Human Rights Related Shareholder Against For
15 S/H Proposal - Report on Charitable Contributions Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 192100 0 04-Nov-2008 04-Nov-2008
- --------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
SECURITY 060505104 MEETING TYPE Special
TICKER SYMBOL BAC MEETING DATE 05-Dec-2008
ISIN US0605051046 AGENDA 932970343 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
01 Stock Issuance Management Against Against
02 Amend Stock Option Plan Management For For
03 Authorize Common Stock Increase Management Against Against
04 Approve Motion to Adjourn Meeting Management Against Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 318900 0 01-Dec-2008 01-Dec-2008
- --------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC.
SECURITY 693475105 MEETING TYPE Special
TICKER SYMBOL PNC MEETING DATE 23-Dec-2008
ISIN US6934751057 AGENDA 932981257 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
01 Stock Issuance Management For For
02 Approve Motion to Adjourn Meeting Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 63000 0 16-Dec-2008 16-Dec-2008
- --------------------------------------------------------------------------------
DEERE & COMPANY
SECURITY 244199105 MEETING TYPE Annual
TICKER SYMBOL DE MEETING DATE 25-Feb-2009
ISIN US2441991054 AGENDA 932992185 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Miscellaneous Corporate Actions Management For For
04 S/H Proposal - Report on Executive Compensation Shareholder Against For
05 S/H Proposal - Separate Chairman/Coe Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 54900 12400 19-Feb-2009 19-Feb-2009
- --------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY
SECURITY 428236103 MEETING TYPE Annual
TICKER SYMBOL HPQ MEETING DATE 18-Mar-2009
ISIN US4282361033 AGENDA 932994785 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 74400 0 03-Mar-2009 03-Mar-2009
- --------------------------------------------------------------------------------
BANK OF NEW YORK MELLON CORP.
SECURITY 064058100 MEETING TYPE Annual
TICKER SYMBOL BK MEETING DATE 14-Apr-2009
ISIN US0640581007 AGENDA 933014805 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
01 Election of Directors Management
1 RUTH E. BRUCH For For
2 NICHOLAS M. DONOFRIO For For
3 GERALD L. HASSELL For For
4 EDMUND F. KELLY For For
5 ROBERT P. KELLY For For
6 RICHARD J. KOGAN For For
7 MICHAEL J. KOWALSKI For For
8 JOHN A. LUKE, JR. For For
9 ROBERT MEHRABIAN For For
10 MARK A. NORDENBERG For For
11 CATHERINE A. REIN For For
12 WILLIAM C. RICHARDSON For For
13 SAMUEL C. SCOTT III For For
14 JOHN P. SURMA For For
15 WESLEY W. VON SCHACK For For
02 Miscellaneous Compensation Plans Management For For
03 Ratify Appointment of Independent Auditors Management For For
04 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
05 Miscellaneous Shareholder Proposal Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 145543 0 01-Apr-2009 01-Apr-2009
- --------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED
SECURITY 882508104 MEETING TYPE Annual
TICKER SYMBOL TXN MEETING DATE 16-Apr-2009
ISIN US8825081040 AGENDA 933004246 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Approve Stock Compensation Plan Management For For
05 S/H Proposal - Separate Chairman/Coe Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 137900 0 26-Mar-2009 26-Mar-2009
- --------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
SECURITY 369604103 MEETING TYPE Annual
TICKER SYMBOL GE MEETING DATE 22-Apr-2009
ISIN US3696041033 AGENDA 933003713 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
A1 Election of Directors (Majority Voting) Management For For
A2 Election of Directors (Majority Voting) Management For For
A3 Election of Directors (Majority Voting) Management For For
A4 Election of Directors (Majority Voting) Management For For
A5 Election of Directors (Majority Voting) Management For For
A6 Election of Directors (Majority Voting) Management For For
A7 Election of Directors (Majority Voting) Management For For
A8 Election of Directors (Majority Voting) Management For For
A9 Election of Directors (Majority Voting) Management For For
A10 Election of Directors (Majority Voting) Management For For
A11 Election of Directors (Majority Voting) Management For For
A12 Election of Directors (Majority Voting) Management For For
A13 Election of Directors (Majority Voting) Management For For
A14 Election of Directors (Majority Voting) Management For For
A15 Election of Directors (Majority Voting) Management For For
B Ratify Appointment of Independent Auditors Management For For
C1 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
C2 S/H Proposal - Advisory Vote Executive Pay Shareholder Against For
C3 S/H Proposal - Selling of Company Shareholder Against For
C4 S/H Proposal - Executive Compensation Shareholder For Against
C5 S/H Proposal - to Ratify Poison Pill Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 570800 0 01-Apr-2009 01-Apr-2009
- --------------------------------------------------------------------------------
JOHNSON & JOHNSON
SECURITY 478160104 MEETING TYPE Annual
TICKER SYMBOL JNJ MEETING DATE 23-Apr-2009
ISIN US4781601046 AGENDA 933008523 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Advisory Vote Executive Pay Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 59300 0 06-Apr-2009 06-Apr-2009
- --------------------------------------------------------------------------------
CELANESE CORPORATION
SECURITY 150870103 MEETING TYPE Annual
TICKER SYMBOL CE MEETING DATE 23-Apr-2009
ISIN US1508701034 AGENDA 933008775 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Adopt Employee Stock Purchase Plan Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 168200 47200 02-Apr-2009 02-Apr-2009
- --------------------------------------------------------------------------------
PFIZER INC.
SECURITY 717081103 MEETING TYPE Annual
TICKER SYMBOL PFE MEETING DATE 23-Apr-2009
ISIN US7170811035 AGENDA 933011176 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
1N Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
04 S/H Proposal - Executive Compensation Shareholder Against For
05 S/H Proposal - Advisory Vote Executive Pay Shareholder Against For
06 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
07 S/H Proposal - Proxy Process/Statement Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 320400 0 09-Apr-2009 09-Apr-2009
- --------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION
SECURITY 539830109 MEETING TYPE Annual
TICKER SYMBOL LMT MEETING DATE 23-Apr-2009
ISIN US5398301094 AGENDA 933013942 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Eliminate Supermajority Requirements Management For For
04 S/H Proposal - Military/Weapons Shareholder Against For
05 S/H Proposal - Executive Compensation Shareholder Against For
06 S/H Proposal - Advisory Vote Executive Pay Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 46100 0 03-Apr-2009 03-Apr-2009
- --------------------------------------------------------------------------------
SCANA CORPORATION
SECURITY 80589M102 MEETING TYPE Annual
TICKER SYMBOL SCG MEETING DATE 23-Apr-2009
ISIN US80589M1027 AGENDA 933014831 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
01 Election of Directors Management
1 JAMES A. BENNETT For For
2 LYNNE M. MILLER For For
3 JAMES W. ROQUEMORE For For
4 MACEO K. SLOAN For For
02 Ratify Appointment of Independent Auditors Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 34160 33640 03-Apr-2009 03-Apr-2009
- --------------------------------------------------------------------------------
THE STANLEY WORKS
SECURITY 854616109 MEETING TYPE Annual
TICKER SYMBOL SWK MEETING DATE 23-Apr-2009
ISIN US8546161097 AGENDA 933016102 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
01 Election of Directors Management
1 PATRICK D. CAMPBELL Withheld Against
2 EILEEN S. KRAUS Withheld Against
3 LAWRENCE A. ZIMMERMAN Withheld Against
02 Ratify Appointment of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Miscellaneous Shareholder Proposal Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 67500 0 07-Apr-2009 07-Apr-2009
- --------------------------------------------------------------------------------
NESTLE S.A.
SECURITY 641069406 MEETING TYPE Annual
TICKER SYMBOL NSRGY MEETING DATE 23-Apr-2009
ISIN US6410694060 AGENDA 933021711 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
1A Approve Financial Statements, Allocation of Income,
and Discharge Directors Management For For
1B Miscellaneous Compensation Plans Management For For
02 Declassify Board Management For For
03 Dividends Management For For
4A1 Election of Directors (Majority Voting) Management For For
4A2 Election of Directors (Majority Voting) Management For For
4B Ratify Appointment of Independent Auditors Management For For
05 Amend Articles/Charter to Reflect Changes in
Capital Management For For
06 Miscellaneous Corporate Governance Management Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 103950 0 06-Apr-2009 06-Apr-2009
- --------------------------------------------------------------------------------
AT&T INC.
SECURITY 00206R102 MEETING TYPE Annual
TICKER SYMBOL T MEETING DATE 24-Apr-2009
ISIN US00206R1023 AGENDA 933004195 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
1N Election of Directors (Majority Voting) Management For For
1O Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Authorize Common Stock Increase Management For For
04 S/H Proposal - Political/Government Shareholder Against For
05 S/H Proposal - Proxy Process/Statement Shareholder Against For
06 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
07 S/H Proposal - Establish Independent Chairman Shareholder Against For
08 S/H Proposal - Executive Compensation Shareholder Against For
09 S/H Proposal - Executive Compensation Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 253806 0 06-Apr-2009 06-Apr-2009
- --------------------------------------------------------------------------------
ABBOTT LABORATORIES
SECURITY 002824100 MEETING TYPE Annual
TICKER SYMBOL ABT MEETING DATE 24-Apr-2009
ISIN US0028241000 AGENDA 933012293 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
01 Election of Directors Management
1 R.J. ALPERN For For
2 R.S. AUSTIN For For
3 W.M. DALEY For For
4 W.J. FARRELL For For
5 H.L. FULLER For For
6 W.A. OSBORN For For
7 D.A.L. OWEN For For
8 W.A. REYNOLDS For For
9 R.S. ROBERTS For For
10 S.C. SCOTT III For For
11 W.D. SMITHBURG For For
12 G.F. TILTON For For
13 M.D. WHITE For For
02 Approve Stock Compensation Plan Management For For
03 Adopt Employee Stock Purchase Plan Management For For
04 Ratify Appointment of Independent Auditors Management For For
05 S/H Proposal - Animal Rights Shareholder Against For
06 S/H Proposal - Health Issues Shareholder Against For
07 S/H Proposal - Advisory Vote Executive Pay Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 57100 0 13-Apr-2009 13-Apr-2009
- --------------------------------------------------------------------------------
WELLS FARGO & COMPANY
SECURITY 949746101 MEETING TYPE Annual
TICKER SYMBOL WFC MEETING DATE 28-Apr-2009
ISIN US9497461015 AGENDA 933008422 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
1N Election of Directors (Majority Voting) Management For For
1O Election of Directors (Majority Voting) Management For For
1P Election of Directors (Majority Voting) Management For For
1Q Election of Directors (Majority Voting) Management For For
1R Election of Directors (Majority Voting) Management For For
1S Election of Directors (Majority Voting) Management For For
02 Miscellaneous Compensation Plans Management For For
03 Ratify Appointment of Independent Auditors Management For For
04 Amend Stock Compensation Plan Management For For
05 S/H Proposal - Establish Independent Chairman Shareholder Against For
06 S/H Proposal - Political/Government Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 234400 0 17-Apr-2009 17-Apr-2009
- --------------------------------------------------------------------------------
EXELON CORPORATION
SECURITY 30161N101 MEETING TYPE Annual
TICKER SYMBOL EXC MEETING DATE 28-Apr-2009
ISIN US30161N1019 AGENDA 933010984 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment of Independent Auditors Management For For
04 S/H Proposal - Environmental Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 33600 0 07-Apr-2009 07-Apr-2009
- --------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC.
SECURITY 693475105 MEETING TYPE Annual
TICKER SYMBOL PNC MEETING DATE 28-Apr-2009
ISIN US6934751057 AGENDA 933014095 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
1N Election of Directors (Majority Voting) Management For For
1O Election of Directors (Majority Voting) Management For For
1P Election of Directors (Majority Voting) Management For For
1Q Election of Directors (Majority Voting) Management For For
02 Amend Employee Stock Purchase Plan Management For For
03 Ratify Appointment of Independent Auditors Management For For
04 Miscellaneous Compensation Plans Management For For
05 S/H Proposal - Executive Compensation Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 63000 0 17-Apr-2009 17-Apr-2009
- --------------------------------------------------------------------------------
MARATHON OIL CORPORATION
SECURITY 565849106 MEETING TYPE Annual
TICKER SYMBOL MRO MEETING DATE 29-Apr-2009
ISIN US5658491064 AGENDA 933009424 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
02 Election of Directors (Majority Voting) Management For For
03 S/H Proposal - Proxy Process/Statement Shareholder Against For
04 S/H Proposal - Executive Compensation Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 88700 0 08-Apr-2009 08-Apr-2009
- --------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY
SECURITY 263534109 MEETING TYPE Annual
TICKER SYMBOL DD MEETING DATE 29-Apr-2009
ISIN US2635341090 AGENDA 933012875 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Advisory Vote Executive Pay Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 118200 0 08-Apr-2009 08-Apr-2009
- --------------------------------------------------------------------------------
TECO ENERGY, INC.
SECURITY 872375100 MEETING TYPE Annual
TICKER SYMBOL TE MEETING DATE 29-Apr-2009
ISIN US8723751009 AGENDA 933014918 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 S/H Proposal - Declassify Board Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 76700 0 08-Apr-2009 08-Apr-2009
- --------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION
SECURITY 494368103 MEETING TYPE Annual
TICKER SYMBOL KMB MEETING DATE 30-Apr-2009
ISIN US4943681035 AGENDA 933005806 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Restore Right to Call a Special Meeting Management For For
04 Approve Stock Compensation Plan Management For For
05 Miscellaneous Shareholder Proposal Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 44000 0 09-Apr-2009 09-Apr-2009
- --------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
SECURITY 674599105 MEETING TYPE Annual
TICKER SYMBOL OXY MEETING DATE 01-May-2009
ISIN US6745991058 AGENDA 933021230 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Restore Right to Call a Special Meeting Management For For
04 S/H Proposal - Environmental Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 51800 0 20-Apr-2009 20-Apr-2009
- --------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
SECURITY 718172109 MEETING TYPE Annual
TICKER SYMBOL PM MEETING DATE 05-May-2009
ISIN US7181721090 AGENDA 933018067 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
2 Ratify Appointment of Independent Auditors Management For For
3 Amend Stock Compensation Plan Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 83800 0 17-Apr-2009 17-Apr-2009
- --------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
SECURITY 110122108 MEETING TYPE Annual
TICKER SYMBOL BMY MEETING DATE 05-May-2009
ISIN US1101221083 AGENDA 933018372 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Increase Disclosure of Executive
Compensation Shareholder Against For
04 S/H Proposal - Election of Directors By Majority
Vote Shareholder Against For
05 S/H Proposal - Proxy Process/Statement Shareholder Against For
06 S/H Proposal - Advisory Vote Executive Pay Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 102800 0 23-Apr-2009 23-Apr-2009
- --------------------------------------------------------------------------------
ABB LTD
SECURITY 000375204 MEETING TYPE Annual
TICKER SYMBOL ABB MEETING DATE 05-May-2009
ISIN US0003752047 AGENDA 933058059 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
2A Approve Financial Statements, Allocation of Income,
and Discharge Directors Management For For
2B Approve Financial Statements, Allocation of Income,
and Discharge Directors Management For For
03 Approve Financial Statements, Allocation of Income,
and Discharge Directors Management For For
04 Approve Financial Statements, Allocation of Income,
and Discharge Directors Management For For
05 Amend Articles/Charter to Reflect Changes in
Capital Management For For
06 Amend Articles/Charter to Reflect Changes in
Capital Management For For
07 Amend Articles/Charter to Reflect Changes in
Capital Management For For
8A Election of Directors (Majority Voting) Management For For
8B Election of Directors (Majority Voting) Management For For
8C Election of Directors (Majority Voting) Management For For
8D Election of Directors (Majority Voting) Management For For
8E Election of Directors (Majority Voting) Management For For
8F Election of Directors (Majority Voting) Management For For
8G Election of Directors (Majority Voting) Management For For
8H Election of Directors (Majority Voting) Management For For
09 Ratify Appointment of Independent Auditors Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 53780 215120 20-Apr-2009 20-Apr-2009
- --------------------------------------------------------------------------------
PEPSICO, INC.
SECURITY 713448108 MEETING TYPE Annual
TICKER SYMBOL PEP MEETING DATE 06-May-2009
ISIN US7134481081 AGENDA 933014906 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Approve Cash/Stock Bonus Plan Management For For
04 S/H Proposal - Environmental Shareholder Against For
05 S/H Proposal - Board Independence Shareholder Against For
06 S/H Proposal - Research Renewable Energy Shareholder Against For
07 S/H Proposal - Advisory Vote Executive Pay Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 67800 0 20-Apr-2009 20-Apr-2009
- --------------------------------------------------------------------------------
CVS CAREMARK CORPORATION
SECURITY 126650100 MEETING TYPE Annual
TICKER SYMBOL CVS MEETING DATE 06-May-2009
ISIN US1266501006 AGENDA 933021418 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder For Against
04 S/H Proposal - Establish Independent Chairman Shareholder Against For
05 S/H Proposal - Political/Government Shareholder Against For
06 S/H Proposal - Advisory Vote Executive Pay Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 105800 0 17-Apr-2009 17-Apr-2009
- --------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC.
SECURITY 911312106 MEETING TYPE Annual
TICKER SYMBOL UPS MEETING DATE 07-May-2009
ISIN US9113121068 AGENDA 933014007 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
01 Election of Directors Management
1 F. DUANE ACKERMAN For For
2 MICHAEL J. BURNS For For
3 D. SCOTT DAVIS For For
4 STUART E. EIZENSTAT For For
5 MICHAEL L. ESKEW For For
6 WILLIAM R. JOHNSON For For
7 ANN M. LIVERMORE For For
8 RUDY MARKHAM For For
9 JOHN W. THOMPSON For For
10 CAROL B. TOME For For
02 Ratify Appointment of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 25800 0 16-Apr-2009 16-Apr-2009
- --------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
SECURITY 92343V104 MEETING TYPE Annual
TICKER SYMBOL VZ MEETING DATE 07-May-2009
ISIN US92343V1044 AGENDA 933018017 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Miscellaneous Compensation Plans Management For For
04 Approve Stock Compensation Plan Management For For
05 Approve Stock Compensation Plan Management For For
06 S/H Proposal - Executive Compensation Shareholder Against For
07 S/H Proposal - Proxy Process/Statement Shareholder Against For
08 S/H Proposal - Separate Chairman/Coe Shareholder Against For
09 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
10 S/H Proposal - Executive Compensation Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 110100 0 24-Apr-2009 24-Apr-2009
- --------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
SECURITY 38141G104 MEETING TYPE Annual
TICKER SYMBOL GS MEETING DATE 08-May-2009
ISIN US38141G1040 AGENDA 933037322 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Miscellaneous Compensation Plans Management For For
04 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
05 S/H Proposal - Election of Directors By Majority
Vote Shareholder For Against
06 Miscellaneous Shareholder Proposal Shareholder Against For
07 S/H Proposal - Political/Government Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 73400 0 27-Apr-2009 27-Apr-2009
- --------------------------------------------------------------------------------
ENTERGY CORPORATION
SECURITY 29364G103 MEETING TYPE Annual
TICKER SYMBOL ETR MEETING DATE 08-May-2009
ISIN US29364G1031 AGENDA 933037687 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 47410 1890 23-Apr-2009 23-Apr-2009
- --------------------------------------------------------------------------------
KIMCO REALTY CORPORATION
SECURITY 49446R109 MEETING TYPE Annual
TICKER SYMBOL KIM MEETING DATE 12-May-2009
ISIN US49446R1095 AGENDA 933026533 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
01 Election of Directors Management
1 M. COOPER For For
2 R. DOOLEY For For
3 J. GRILLS For For
4 D. HENRY For For
5 F.P. HUGHES For For
6 F. LOURENSO For For
7 R. SALTZMAN For For
8 P. COVIELLO For For
02 Ratify Appointment of Independent Auditors Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 24660 98640 30-Apr-2009 30-Apr-2009
- --------------------------------------------------------------------------------
CLIFFS NATURAL RESOURCES INC.
SECURITY 18683K101 MEETING TYPE Annual
TICKER SYMBOL CLF MEETING DATE 12-May-2009
ISIN US18683K1016 AGENDA 933026901 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
01 Election of Directors Management
1 R.C. CAMBRE For For
2 J.A. CARRABBA For For
3 S.M. CUNNINGHAM For For
4 B.J. ELDRIDGE For For
5 S.M. GREEN For For
6 J.D. IRELAND III For For
7 F.R. MCALLISTER For For
8 R. PHILLIPS For For
9 R.K. RIEDERER For For
10 A. SCHWARTZ For For
02 Ratify Appointment of Independent Auditors Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 96800 0 24-Apr-2009 24-Apr-2009
- --------------------------------------------------------------------------------
CUMMINS INC.
SECURITY 231021106 MEETING TYPE Annual
TICKER SYMBOL CMI MEETING DATE 12-May-2009
ISIN US2310211063 AGENDA 933029402 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
04 Approve Stock Compensation Plan Management For For
05 Miscellaneous Shareholder Proposal Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 112300 0 27-Apr-2009 27-Apr-2009
- --------------------------------------------------------------------------------
SAFEWAY INC.
SECURITY 786514208 MEETING TYPE Annual
TICKER SYMBOL SWY MEETING DATE 13-May-2009
ISIN US7865142084 AGENDA 933009640 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
04 S/H Proposal - Proxy Process/Statement Shareholder Against For
05 S/H Proposal - Executive Compensation Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 104200 0 24-Apr-2009 24-Apr-2009
- --------------------------------------------------------------------------------
COMCAST CORPORATION
SECURITY 20030N101 MEETING TYPE Annual
TICKER SYMBOL CMCSA MEETING DATE 13-May-2009
ISIN US20030N1019 AGENDA 933019552 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
01 Election of Directors Management
1 S. DECKER ANSTROM For For
2 KENNETH J. BACON For For
3 SHELDON M. BONOVITZ For For
4 EDWARD D. BREEN For For
5 JULIAN A. BRODSKY For For
6 JOSEPH J. COLLINS For For
7 J. MICHAEL COOK For For
8 GERALD L. HASSELL For For
9 JEFFREY A. HONICKMAN For For
10 BRIAN L. ROBERTS For For
11 RALPH J. ROBERTS For For
12 DR. JUDITH RODIN For For
13 MICHAEL I. SOVERN For For
02 Ratify Appointment of Independent Auditors Management For For
03 Amend Employee Stock Purchase Plan Management For For
04 Amend Employee Stock Purchase Plan Management For For
05 Amend Employee Stock Purchase Plan Management For For
06 S/H Proposal - Executive Compensation Shareholder Against For
07 S/H Proposal - Executive Compensation Shareholder Against For
08 S/H Proposal - Advisory Vote Executive Pay Shareholder Against For
09 Miscellaneous Shareholder Proposal Shareholder For Against
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 331400 0 04-May-2009 04-May-2009
- --------------------------------------------------------------------------------
AGRIUM INC.
SECURITY 008916108 MEETING TYPE Annual
TICKER SYMBOL AGU MEETING DATE 13-May-2009
ISIN CA0089161081 AGENDA 933036229 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
01 Election of Directors Management
1 RALPH S. CUNNINGHAM For For
2 GERMAINE GIBARA For For
3 RUSSELL K. GIRLING For For
4 SUSAN A. HENRY For For
5 RUSSELL J. HORNER For For
6 A. ANNE MCLELLAN For For
7 DEREK G. PANNELL For For
8 FRANK W. PROTO For For
9 MICHAEL M. WILSON For For
10 VICTOR J. ZALESCHUK For For
02 Ratify Appointment of Independent Auditors Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 75649 9751 28-Apr-2009 28-Apr-2009
- --------------------------------------------------------------------------------
KOHL'S CORPORATION
SECURITY 500255104 MEETING TYPE Annual
TICKER SYMBOL KSS MEETING DATE 14-May-2009
ISIN US5002551043 AGENDA 933019538 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 67200 0 24-Apr-2009 24-Apr-2009
- --------------------------------------------------------------------------------
REPUBLIC SERVICES, INC.
SECURITY 760759100 MEETING TYPE Annual
TICKER SYMBOL RSG MEETING DATE 14-May-2009
ISIN US7607591002 AGENDA 933032461 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
1 Election of Directors Management
1 JAMES E. O'CONNOR For For
2 JOHN W. CROGHAN For For
3 JAMES W. CROWNOVER For For
4 WILLIAM J. FLYNN For For
5 DAVID I. FOLEY For For
6 NOLAN LEHMANN For For
7 W. LEE NUTTER For For
8 RAMON A. RODRIGUEZ For For
9 ALLAN C. SORENSEN For For
10 JOHN M. TRANI For For
11 MICHAEL W. WICKHAM For For
2 Ratify Appointment of Independent Auditors Management For For
3 Approve Stock Compensation Plan Management For For
4 Adopt Employee Stock Purchase Plan Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 131400 0 01-May-2009 01-May-2009
- --------------------------------------------------------------------------------
AON CORPORATION
SECURITY 037389103 MEETING TYPE Annual
TICKER SYMBOL AOC MEETING DATE 15-May-2009
ISIN US0373891037 AGENDA 933027636 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
01 Election of Directors (Majority Voting) Management For For
02 Election of Directors (Majority Voting) Management For For
03 Election of Directors (Majority Voting) Management For For
04 Election of Directors (Majority Voting) Management For For
05 Election of Directors (Majority Voting) Management For For
06 Election of Directors (Majority Voting) Management For For
07 Election of Directors (Majority Voting) Management For For
08 Election of Directors (Majority Voting) Management For For
09 Election of Directors (Majority Voting) Management For For
10 Election of Directors (Majority Voting) Management For For
11 Election of Directors (Majority Voting) Management For For
12 Election of Directors (Majority Voting) Management For For
13 Election of Directors (Majority Voting) Management For For
14 Election of Directors (Majority Voting) Management For For
2 Ratify Appointment of Independent Auditors Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 72800 0 04-May-2009 04-May-2009
- --------------------------------------------------------------------------------
TOTAL S.A.
SECURITY 89151E109 MEETING TYPE Annual
TICKER SYMBOL TOT MEETING DATE 15-May-2009
ISIN US89151E1091 AGENDA 933065193 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
O1 Approve Financial Statements, Allocation of Income,
and Discharge Directors Management For For
O2 Receive Consolidated Financial Statements Management For For
O3 Approve Allocation of Dividends on Shares Held By
Company Management For For
O4 Approve Article Amendments Management For For
O5 Approve Article Amendments Management For For
O6 Approve Article Amendments Management For For
O7 Miscellaneous Compensation Plans Management For For
O8 Election of Directors (Majority Voting) Management For For
O9 Election of Directors (Majority Voting) Management Against Against
O10 Election of Directors (Majority Voting) Management For For
O11 Election of Directors (Majority Voting) Management For For
O12 Election of Directors (Majority Voting) Management For For
O13 Election of Directors (Majority Voting) Management For For
E14 Approve Article Amendments Management For For
A Approve Article Amendments Management Against For
B Approve Article Amendments Management Against For
C Approve Option Grants Management Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 56700 0 29-Apr-2009 29-Apr-2009
- --------------------------------------------------------------------------------
SCHERING-PLOUGH CORPORATION
SECURITY 806605101 MEETING TYPE Annual
TICKER SYMBOL SGP MEETING DATE 18-May-2009
ISIN US8066051017 AGENDA 933071920 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
01 Election of Directors Management
1 THOMAS J. COLLIGAN For For
2 FRED HASSAN For For
3 C. ROBERT KIDDER For For
4 EUGENE R. MCGRATH For For
5 ANTONIO M. PEREZ For For
6 PATRICIA F. RUSSO For For
7 JACK L. STAHL For For
8 CRAIG B. THOMPSON, M.D. For For
9 KATHRYN C. TURNER For For
10 ROBERT F.W. VAN OORDT For For
11 ARTHUR F. WEINBACH For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Golden Parachutes to Vote Shareholder Against For
04 S/H Proposal - Proxy Process/Statement Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 138500 0 06-May-2009 06-May-2009
- --------------------------------------------------------------------------------
ALTRIA GROUP, INC.
SECURITY 02209S103 MEETING TYPE Annual
TICKER SYMBOL MO MEETING DATE 19-May-2009
ISIN US02209S1033 AGENDA 933037170 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Miscellaneous Shareholder Proposal Shareholder Against For
04 S/H Proposal - Tobacco Shareholder Against For
05 S/H Proposal - Health Issues Shareholder Against For
06 S/H Proposal - Human Rights Related Shareholder Against For
07 S/H Proposal - Executive Compensation Shareholder Against For
08 S/H Proposal - Political/Government Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 187800 0 04-May-2009 04-May-2009
- --------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
SECURITY 46625H100 MEETING TYPE Annual
TICKER SYMBOL JPM MEETING DATE 19-May-2009
ISIN US46625H1005 AGENDA 933038641 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Miscellaneous Compensation Plans Management For For
04 S/H Proposal - Political/Government Shareholder Against For
05 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
06 S/H Proposal - Proxy Process/Statement Shareholder Against For
07 Miscellaneous Shareholder Proposal Shareholder Against For
08 Miscellaneous Shareholder Proposal Shareholder Against For
09 S/H Proposal - Executive Compensation Shareholder Against For
10 S/H Proposal - Environmental Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 299308 0 07-May-2009 07-May-2009
- --------------------------------------------------------------------------------
NORDSTROM, INC.
SECURITY 655664100 MEETING TYPE Annual
TICKER SYMBOL JWN MEETING DATE 19-May-2009
ISIN US6556641008 AGENDA 933040521 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
1A Miscellaneous Corporate Governance Management For For
1B Miscellaneous Corporate Governance Management For For
1C Miscellaneous Corporate Governance Management For For
1D Miscellaneous Corporate Governance Management For For
1E Miscellaneous Corporate Governance Management For For
1F Miscellaneous Corporate Governance Management For For
1G Miscellaneous Corporate Governance Management For For
1H Miscellaneous Corporate Governance Management For For
1I Miscellaneous Corporate Governance Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Miscellaneous Corporate Governance Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 2212 149488 04-May-2009 04-May-2009
- --------------------------------------------------------------------------------
XTO ENERGY INC.
SECURITY 98385X106 MEETING TYPE Annual
TICKER SYMBOL XTO MEETING DATE 19-May-2009
ISIN US98385X1063 AGENDA 933061979 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
01 Amend Articles-Board Related Management For For
2A Election of Directors (Majority Voting) Management For For
2B Election of Directors (Majority Voting) Management Against Against
2C Election of Directors (Majority Voting) Management For For
03 Approve Stock Compensation Plan Management For For
04 Ratify Appointment of Independent Auditors Management For For
05 S/H Proposal - Executive Compensation Shareholder Against For
06 Miscellaneous Shareholder Proposal Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 102400 0 05-May-2009 05-May-2009
- --------------------------------------------------------------------------------
INTEL CORPORATION
SECURITY 458140100 MEETING TYPE Annual
TICKER SYMBOL INTC MEETING DATE 20-May-2009
ISIN US4581401001 AGENDA 933030897 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
04 Miscellaneous Compensation Plans Management For For
05 Miscellaneous Compensation Plans Management For For
06 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
07 S/H Proposal - Human Rights Related Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 303500 0 08-May-2009 08-May-2009
- --------------------------------------------------------------------------------
ACE LIMITED
SECURITY H0023R105 MEETING TYPE Annual
TICKER SYMBOL ACE MEETING DATE 20-May-2009
ISIN CH0044328745 AGENDA 933057944 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
2A Receive Directors' Report Management For For
2B Approve Financial Statements, Allocation of Income,
and Discharge Directors Management For For
2C Receive Consolidated Financial Statements Management For For
03 Dividends Management For For
04 Declassify Board Management For For
05 Approve Charter Amendment Management For For
6A Ratify Appointment of Independent Auditors Management For For
6B Ratify Appointment of Independent Auditors Management For For
6C Ratify Appointment of Independent Auditors Management For For
07 Approve Allocation of Dividends on Shares Held By
Company Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 114300 0 05-May-2009 05-May-2009
- --------------------------------------------------------------------------------
DEAN FOODS COMPANY
SECURITY 242370104 MEETING TYPE Annual
TICKER SYMBOL DF MEETING DATE 21-May-2009
ISIN US2423701042 AGENDA 933053706 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
01 Election of Directors Management
1 JANET HILL For For
2 HECTOR M. NEVARES For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment of Independent Auditors Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 62103 37697 05-May-2009 05-May-2009
- --------------------------------------------------------------------------------
FPL GROUP, INC.
SECURITY 302571104 MEETING TYPE Annual
TICKER SYMBOL FPL MEETING DATE 22-May-2009
ISIN US3025711041 AGENDA 933040569 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
01 Election of Directors Management
1 SHERRY S. BARRAT For For
2 ROBERT M. BEALL, II For For
3 J. HYATT BROWN For For
4 JAMES L. CAMAREN For For
5 J. BRIAN FERGUSON For For
6 LEWIS HAY, III For For
7 TONI JENNINGS For For
8 OLIVER D. KINGSLEY, JR. For For
9 RUDY E. SCHUPP For For
10 MICHAEL H. THAMAN For For
11 HANSEL E. TOOKES, II For For
12 PAUL R. TREGURTHA For For
02 Ratify Appointment of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 12120 48480 07-May-2009 07-May-2009
- --------------------------------------------------------------------------------
UNUM GROUP
SECURITY 91529Y106 MEETING TYPE Annual
TICKER SYMBOL UNM MEETING DATE 22-May-2009
ISIN US91529Y1064 AGENDA 933045862 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 29140 116560 07-May-2009 07-May-2009
- --------------------------------------------------------------------------------
CHEVRON CORPORATION
SECURITY 166764100 MEETING TYPE Annual
TICKER SYMBOL CVX MEETING DATE 27-May-2009
ISIN US1667641005 AGENDA 933051067 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
1N Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Amend Cash/Stock Bonus Plan Management For For
04 Amend Cash/Stock Bonus Plan Management For For
05 S/H Proposal - Proxy Process/Statement Shareholder Against For
06 S/H Proposal - Advisory Vote Executive Pay Shareholder Against For
07 S/H Proposal - Environmental Shareholder Against For
08 Miscellaneous Shareholder Proposal Shareholder Against For
09 S/H Proposal - Political/Government Shareholder Against For
10 Miscellaneous Shareholder Proposal Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 51100 0 14-May-2009 14-May-2009
- --------------------------------------------------------------------------------
THE SOUTHERN COMPANY
SECURITY 842587107 MEETING TYPE Annual
TICKER SYMBOL SO MEETING DATE 27-May-2009
ISIN US8425871071 AGENDA 933055534 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
01 Election of Directors Management
1 J.P. BARANCO For For
2 F.S. BLAKE For For
3 J.A. BOSCIA For For
4 T.F. CHAPMAN For For
5 H.W. HABERMEYER, JR. For For
6 V.M. HAGEN For For
7 W.A. HOOD, JR. For For
8 D.M. JAMES For For
9 J.N. PURCELL For For
10 D.M. RATCLIFFE For For
11 W.G. SMITH, JR. For For
12 G.J. ST PE For For
02 Ratify Appointment of Independent Auditors Management For For
03 Approve Charter Amendment Management For For
04 Adopt Cumulative Voting Management For For
05 S/H Proposal - Environmental Shareholder Against For
06 S/H Proposal - Executive Compensation Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 14554 19646 15-May-2009 15-May-2009
- --------------------------------------------------------------------------------
THE HOME DEPOT, INC.
SECURITY 437076102 MEETING TYPE Annual
TICKER SYMBOL HD MEETING DATE 28-May-2009
ISIN US4370761029 AGENDA 933042866 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Approve Charter Amendment Management For For
04 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
05 S/H Proposal - Proxy Process/Statement Shareholder Against For
06 S/H Proposal - Create a Non-Discriminatory Sexual
Orientation Policy Shareholder Against For
07 S/H Proposal - Executive Compensation Shareholder Against For
08 S/H Proposal - Environmental Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 121700 0 15-May-2009 15-May-2009
- --------------------------------------------------------------------------------
AETNA INC.
SECURITY 00817Y108 MEETING TYPE Annual
TICKER SYMBOL AET MEETING DATE 29-May-2009
ISIN US00817Y1082 AGENDA 933059493 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Adopt Cumulative Voting Shareholder Against For
04 Miscellaneous Shareholder Proposal Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 20340 81360 15-May-2009 15-May-2009
- --------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
SECURITY 91324P102 MEETING TYPE Annual
TICKER SYMBOL UNH MEETING DATE 02-Jun-2009
ISIN US91324P1021 AGENDA 933031762 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Advisory Vote Executive Pay Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 92700 0 21-May-2009 21-May-2009
- --------------------------------------------------------------------------------
INGRAM MICRO INC.
SECURITY 457153104 MEETING TYPE Annual
TICKER SYMBOL IM MEETING DATE 03-Jun-2009
ISIN US4571531049 AGENDA 933064557 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
01 Election of Directors Management
1 JOHN R. INGRAM For For
2 DALE R. LAURANCE For For
3 GERHARD SCHULMEYER For For
02 Ratify Appointment of Independent Auditors Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 200700 0 14-May-2009 14-May-2009
- --------------------------------------------------------------------------------
INGERSOLL-RAND COMPANY LIMITED
SECURITY G4776G101 MEETING TYPE Annual
TICKER SYMBOL IR MEETING DATE 03-Jun-2009
ISIN BMG4776G1015 AGENDA 933067375 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
02 Miscellaneous Compensation Plans Management For For
03 Amend Stock Compensation Plan Management For For
04 Ratify Appointment of Independent Auditors Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 89200 58400 19-May-2009 19-May-2009
- --------------------------------------------------------------------------------
INGERSOLL-RAND COMPANY LIMITED
SECURITY G4776G101 MEETING TYPE Special
TICKER SYMBOL IR MEETING DATE 03-Jun-2009
ISIN BMG4776G1015 AGENDA 933076588 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
01 Amalgamation Plan Management For For
02 Amalgamation Plan Management For For
03 Approve Motion to Adjourn Meeting Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 89200 58400 22-May-2009 22-May-2009
- --------------------------------------------------------------------------------
STAPLES, INC.
SECURITY 855030102 MEETING TYPE Annual
TICKER SYMBOL SPLS MEETING DATE 09-Jun-2009
ISIN US8550301027 AGENDA 933069759 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
02 Amend Stock Compensation Plan Management For For
03 Amend Employee Stock Purchase Plan Management For For
04 Ratify Appointment of Independent Auditors Management For For
05 Miscellaneous Shareholder Proposal Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 147100 0 27-May-2009 27-May-2009
- --------------------------------------------------------------------------------
CARDINAL HEALTH, INC.
SECURITY 14149Y108 MEETING TYPE Special
TICKER SYMBOL CAH MEETING DATE 23-Jun-2009
ISIN US14149Y1082 AGENDA 933097619 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
01 Adopt Stock Option Plan Management For For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 93300 0 18-Jun-2009 18-Jun-2009
- --------------------------------------------------------------------------------
THE KROGER CO.
SECURITY 501044101 MEETING TYPE Annual
TICKER SYMBOL KR MEETING DATE 25-Jun-2009
ISIN US5010441013 AGENDA 933088519 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ----- --------------------------------------------------- ------------- --------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
1I Election of Directors (Majority Voting) Management For For
1J Election of Directors (Majority Voting) Management For For
1K Election of Directors (Majority Voting) Management For For
1L Election of Directors (Majority Voting) Management For For
1M Election of Directors (Majority Voting) Management For For
1N Election of Directors (Majority Voting) Management For For
1O Election of Directors (Majority Voting) Management For For
2 Ratify Appointment of Independent Auditors Management For For
3 S/H Proposal - Animal Rights Shareholder Against For
4 S/H Proposal - Election of Directors By Majority
Vote Shareholder Against For
UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN BALLOT SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------------- ---------------- -------------- -------------- -------------- --------------
2 P 71489 82D 108600 0 11-Jun-2009 11-Jun-2009
VOTE SUMMARY REPORT
FOR THE PERIOD JULY 1, 2008 - JUNE 30, 2009
VANTAGEPOINT GROWTH & INCOME FUND
SUBADVISER: FIDUCIARY MANAGEMENT
Vote Summary
BANK OF NEW YORK MELLON CORP.
SECURITY 064058100 MEETING TYPE Annual
TICKER SYMBOL BK MEETING DATE 14-Apr-2009
ISIN US0640581007 AGENDA 933014805 - Management
CITY HOLDING RECON DATE 13-Feb-2009
COUNTRY United States VOTE DEADLINE DATE 13-Apr-2009
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- --------------------------------------------- ----------- ------- -----------
01 DIRECTOR Management
1 RUTH E. BRUCH For For
2 NICHOLAS M. DONOFRIO For For
3 GERALD L. HASSELL For For
4 EDMUND F. KELLY For For
5 ROBERT P. KELLY For For
6 RICHARD J. KOGAN For For
7 MICHAEL J. KOWALSKI For For
8 JOHN A. LUKE, JR. For For
9 ROBERT MEHRABIAN For For
10 MARK A. NORDENBERG For For
11 CATHERINE A. REIN For For
12 WILLIAM C. RICHARDSON For For
13 SAMUEL C. SCOTT III For For
14 JOHN P. SURMA For For
15 WESLEY W. VON SCHACK For For
02 PROPOSAL TO APPROVE THE ADVISORY Management For For
(NON-BINDING) RESOLUTION RELATING TO 2008
EXECUTIVE COMPENSATION.
03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANT.
04 STOCKHOLDER PROPOSAL WITH RESPECT TO Shareholder For Against
CUMULATIVE VOTING.
05 STOCKHOLDER PROPOSAL REQUESTING A 75% Shareholder Against For
RETENTION POLICY FOR SHARES ACQUIRED THROUGH
COMPENSATION PLANS.
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------ ----------- ----------- --------------
2 P 02730 82D 428000 0 07-Apr-2009 07-Apr-2009
BP P.L.C.
SECURITY 055622104 MEETING TYPE Annual
TICKER SYMBOL BP MEETING DATE 16-Apr-2009
ISIN US0556221044 AGENDA 933008888 - Management
CITY HOLDING RECON DATE 20-Feb-2009
COUNTRY United States VOTE DEADLINE DATE 09-Apr-2009
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- --------------------------------------------- ----------- ------- -----------
01 TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND Management For For
ACCOUNTS
02 TO APPROVE THE DIRECTORS' REMUNERATION REPORT Management For For
03 DIRECTOR Management
1 MR A BURGMANS For For
2 MRS C B CARROLL For For
3 SIR WILLIAM CASTELL For For
4 MR I C CONN For For
5 MR G DAVID For For
6 MR E B DAVIS, JR For For
7 MR R DUDLEY For For
8 MR D J FLINT For For
9 DR B E GROTE For For
10 DR A B HAYWARD For For
11 MR A G INGLIS For For
12 DR D S JULIUS For For
13 SIR TOM MCKILLOP For For
14 SIR IAN PROSSER For For
15 MR P D SUTHERLAND For For
18 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS Management For For
AND AUTHORIZE THE BOARD TO FIX THEIR
REMUNERATION
S19 SPECIAL RESOLUTION: TO GIVE LIMITED Management For For
AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES
BY THE COMPANY
20 TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP Management For For
TO A SPECIFIED AMOUNT
S21 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO Management For For
ALLOT A LIMITED NUMBER OF SHARES FOR CASH
FREE OF PRE- EMPTION RIGHTS
S22 SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING Management For For
OF GENERAL MEETINGS (EXCLUDING ANNUAL
GENERAL MEETINGS) BY NOTICE OF AT LEAST 14
CLEAR DAYS
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------ ----------- ----------- --------------
2 P 02730 82D 263000 0 06-Apr-2009 06-Apr-2009
GENERAL ELECTRIC COMPANY
SECURITY 369604103 MEETING TYPE Annual
TICKER SYMBOL GE MEETING DATE 22-Apr-2009
ISIN US3696041033 AGENDA 933003713 - Management
CITY HOLDING RECON DATE 23-Feb-2009
COUNTRY United States VOTE DEADLINE DATE 21-Apr-2009
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- --------------------------------------------- ----------- ------- -----------
A1 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Management For For
A2 ELECTION OF DIRECTOR: WILLIAM M. CASTELL Management For For
A3 ELECTION OF DIRECTOR: ANN M. FUDGE Management For For
A4 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Management For For
A5 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Management For For
A6 ELECTION OF DIRECTOR: ANDREA JUNG Management For For
A7 ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY Management For For
A8 ELECTION OF DIRECTOR: ROBERT W. LANE Management For For
A9 ELECTION OF DIRECTOR: RALPH S. LARSEN Management For For
A10 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Management For For
A11 ELECTION OF DIRECTOR: JAMES J. MULVA Management For For
A12 ELECTION OF DIRECTOR: SAM NUNN Management For For
A13 ELECTION OF DIRECTOR: ROGER S. PENSKE Management For For
A14 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Management For For
A15 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Management For For
B RATIFICATION OF KPMG Management For For
C1 CUMULATIVE VOTING Shareholder For Against
C2 EXECUTIVE COMPENSATION ADVISORY VOTE Shareholder Against For
C3 INDEPENDENT STUDY REGARDING BREAKING UP GE Shareholder Against For
C4 DIVIDEND POLICY Shareholder Against For
C5 SHAREHOLDER VOTE ON GOLDEN PARACHUTES Shareholder For Against
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------ ----------- ----------- --------------
2 P 02730 82D 766100 0 18-Mar-2009 18-Mar-2009
AMERICAN EXPRESS COMPANY
SECURITY 025816109 MEETING TYPE Annual
TICKER SYMBOL AXP MEETING DATE 27-Apr-2009
ISIN US0258161092 AGENDA 933007595 - Management
CITY HOLDING RECON DATE 27-Feb-2009
COUNTRY United States VOTE DEADLINE DATE 24-Apr-2009
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- --------------------------------------------- ----------- ------- -----------
1A ELECTION OF DIRECTOR: D.F. AKERSON Management For For
1B ELECTION OF DIRECTOR: C. BARSHEFSKY Management For For
1C ELECTION OF DIRECTOR: U.M. BURNS Management For For
1D ELECTION OF DIRECTOR: K.I. CHENAULT Management For For
1E ELECTION OF DIRECTOR: P. CHERNIN Management For For
1F ELECTION OF DIRECTOR: J. LESCHLY Management For For
1G ELECTION OF DIRECTOR: R.C. LEVIN Management For For
1H ELECTION OF DIRECTOR: R.A. MCGINN Management For For
1I ELECTION OF DIRECTOR: E.D. MILLER Management For For
1J ELECTION OF DIRECTOR: S.S REINEMUND Management For For
1K ELECTION OF DIRECTOR: R.D. WALTER Management For For
1L ELECTION OF DIRECTOR: R.A. WILLIAMS Management For For
02 RATIFICATION OF APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2009.
03 ADVISORY (NON-BINDING) VOTE APPROVING Management Against Against
EXECUTIVE COMPENSATION.
04 SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE Shareholder For Against
VOTING FOR DIRECTORS.
05 SHAREHOLDER PROPOSAL RELATING TO THE CALLING Shareholder For Against
OF SPECIAL SHAREHOLDER MEETINGS.
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------ ----------- ----------- --------------
2 P 02730 82D 349000 0 13-Apr-2009 13-Apr-2009
W.W. GRAINGER, INC.
SECURITY 384802104 MEETING TYPE Annual
TICKER SYMBOL GWW MEETING DATE 29-Apr-2009
ISIN US3848021040 AGENDA 933010908 - Management
CITY HOLDING RECON DATE 02-Mar-2009
COUNTRY United States VOTE DEADLINE DATE 28-Apr-2009
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- --------------------------------------------- ----------- ------- -----------
01 DIRECTOR Management
1 BRIAN P. ANDERSON For For
2 WILBUR H. GANTZ For For
3 V. ANN HAILEY For For
4 WILLIAM K. HALL For For
5 RICHARD L. KEYSER For For
6 STUART L. LEVENICK For For
7 JOHN W. MCCARTER, JR. For For
8 NEIL S. NOVICH For For
9 MICHAEL J. ROBERTS For For
10 GARY L. ROGERS For For
11 JAMES T. RYAN For For
12 JAMES D. SLAVIK For For
13 HAROLD B. SMITH For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Management For For
& YOUNG LLP AS INDEPENDENT AUDITOR FOR THE
YEAR ENDING DECEMBER 31, 2009.
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------ ----------- ----------- --------------
2 P 02730 82D 135000 0 24-Mar-2009 24-Mar-2009
THE MCGRAW-HILL COMPANIES, INC.
SECURITY 580645109 MEETING TYPE Annual
TICKER SYMBOL MHP MEETING DATE 29-Apr-2009
ISIN US5806451093 AGENDA 933015174 - Management
CITY HOLDING RECON DATE 09-Mar-2009
COUNTRY United States VOTE DEADLINE DATE 28-Apr-2009
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- --------------------------------------------- ----------- ------- -----------
01 DIRECTOR Management
1 SIR MICHAEL RAKE For For
2 KURT L. SCHMOKE For For
3 SIDNEY TAUREL For For
02 VOTE TO REAPPROVE PERFORMANCE GOALS UNDER Management For For
OUR 2002 STOCK INCENTIVE PLAN.
03 VOTE TO RATIFY ERNST & YOUNG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2009.
04 SHAREHOLDER PROPOSAL REQUESTING ELECTION OF Shareholder Against For
EACH DIRECTOR ANNUALLY.
05 SHAREHOLDER PROPOSAL REQUESTING ADOPTION OF Shareholder For Against
SIMPLE MAJORITY VOTE.
06 SHAREHOLDER PROPOSAL REQUESTING PUBLIC Shareholder Against For
DISCLOSURE OF CORPORATE POLICIES AND
PROCEDURES REGARDING POLITICAL CONTRIBUTIONS
AND THE AMOUNT OF SUCH CONTRIBUTIONS.
07 SHAREHOLDER PROPOSAL REQUESTING ELECTION OF Shareholder Against For
DIRECTORS BY MAJORITY VOTE.
08 SHAREHOLDER PROPOSAL REQUESTING ADOPTION OF Shareholder Against For
POLICY REQUIRING CHAIRMAN TO BE INDEPENDENT
DIRECTOR WHO HAS NOT PREVIOUSLY SERVED AS AN
EXECUTIVE OFFICER OF THE COMPANY.
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------ ----------- ----------- --------------
2 P 02730 82D 402800 0 09-Apr-2009 09-Apr-2009
KIMBERLY-CLARK CORPORATION
SECURITY 494368103 MEETING TYPE Annual
TICKER SYMBOL KMB MEETING DATE 30-Apr-2009
ISIN US4943681035 AGENDA 933005806 - Management
CITY HOLDING RECON DATE 02-Mar-2009
COUNTRY United States VOTE DEADLINE DATE 29-Apr-2009
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- --------------------------------------------- ----------- ------- -----------
1A ELECTION OF DIRECTOR: JOHN R. ALM Management For For
1B ELECTION OF DIRECTOR: DENNIS R. BERESFORD Management For For
1C ELECTION OF DIRECTOR: JOHN F. BERGSTROM Management For For
1D ELECTION OF DIRECTOR: ABELARDO E. BRU Management For For
1E ELECTION OF DIRECTOR: ROBERT W. DECHERD Management For For
1F ELECTION OF DIRECTOR: THOMAS J. FALK Management For For
1G ELECTION OF DIRECTOR: MAE C. JEMISON, M.D. Management For For
1H ELECTION OF DIRECTOR: IAN C. READ Management For For
1I ELECTION OF DIRECTOR: G. CRAIG SULLIVAN Management For For
02 RATIFICATION OF AUDITORS Management For For
03 APPROVAL OF AMENDED AND RESTATED CERTIFICATE Management For For
OF INCORPORATION REGARDING RIGHT OF HOLDERS
OF AT LEAST TWENTY-FIVE PERCENT OF SHARES TO
CALL A SPECIAL MEETING OF STOCKHOLDERS
04 REAPPROVAL OF PERFORMANCE GOALS UNDER THE Management For For
2001 EQUITY PARTICIPATION PLAN
05 STOCKHOLDER PROPOSAL REGARDING CUMULATIVE Shareholder For Against
VOTING
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------ ----------- ----------- --------------
2 P 02730 82D 186000 0 09-Apr-2009 09-Apr-2009
BERKSHIRE HATHAWAY INC.
SECURITY 084670207 MEETING TYPE Annual
TICKER SYMBOL BRKB MEETING DATE 02-May-2009
ISIN US0846702076 AGENDA 933011049 - Management
CITY HOLDING RECON DATE 04-Mar-2009
COUNTRY United States VOTE DEADLINE DATE 01-May-2009
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- --------------------------------------------- ----------- ------- -----------
01 DIRECTOR Management
1 WARREN E. BUFFETT For For
2 CHARLES T. MUNGER For For
3 HOWARD G. BUFFETT For For
4 SUSAN L. DECKER For For
5 WILLIAM H. GATES III For For
6 DAVID S. GOTTESMAN For For
7 CHARLOTTE GUYMAN For For
8 DONALD R. KEOUGH For For
9 THOMAS S. MURPHY For For
10 RONALD L. OLSON For For
11 WALTER SCOTT, JR. For For
02 TO APPROVE THE SHAREHOLDER PROPOSAL WITH Shareholder Against For
RESPECT TO THE PRODUCTION OF A
SUSTAINABILITY REPORT.
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------ ----------- ----------- --------------
2 P 02730 82D 2300 0 13-Apr-2009 13-Apr-2009
ROBERT HALF INTERNATIONAL INC.
SECURITY 770323103 MEETING TYPE Annual
TICKER SYMBOL RHI MEETING DATE 05-May-2009
ISIN US7703231032 AGENDA 933021343 - Management
CITY HOLDING RECON DATE 10-Mar-2009
COUNTRY United States VOTE DEADLINE DATE 04-May-2009
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- --------------------------------------------- ----------- ------- -----------
01 DIRECTOR Management
1 ANDREW S. BERWICK, JR. For For
2 FREDERICK P. FURTH For For
3 EDWARD W. GIBBONS For For
4 HAROLD M. MESSMER, JR. For For
5 BARBARA J. NOVOGRADAC For For
6 ROBERT J. PACE For For
7 FREDERICK A. RICHMAN For For
8 J. STEPHEN SCHAUB For For
9 M. KEITH WADDELL For For
02 RATIFICATION OF APPOINTMENT OF AUDITOR. Management For For
03 AMENDMENT TO ARTICLE 7 OF THE RESTATED Management For For
CERTIFICATE OF INCORPORATION.
04 AMENDMENT TO ARTICLE 6 OF THE RESTATED Management For For
CERTIFICATE OF INCORPORATION.
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------ ----------- ----------- --------------
2 P 02730 82D 264900 0 09-Apr-2009 09-Apr-2009
UNITED PARCEL SERVICE, INC.
SECURITY 911312106 MEETING TYPE Annual
TICKER SYMBOL UPS MEETING DATE 07-May-2009
ISIN US9113121068 AGENDA 933014007 - Management
CITY HOLDING RECON DATE 09-Mar-2009
COUNTRY United States VOTE DEADLINE DATE 06-May-2009
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- --------------------------------------------- ----------- ------- -----------
01 DIRECTOR Management
1 F. DUANE ACKERMAN For For
2 MICHAEL J. BURNS For For
3 D. SCOTT DAVIS For For
4 STUART E. EIZENSTAT For For
5 MICHAEL L. ESKEW For For
6 WILLIAM R. JOHNSON For For
7 ANN M. LIVERMORE For For
8 RUDY MARKHAM For For
9 JOHN W. THOMPSON For For
10 CAROL B. TOME For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS UPS'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE YEAR ENDING
DECEMBER 31, 2009.
03 APPROVAL OF THE UNITED PARCEL SERVICE, INC. Management Against Against
2009 OMNIBUS INCENTIVE COMPENSATION PLAN.
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------ ----------- ----------- --------------
2 P 02730 82D 214600 0 09-Apr-2009 09-Apr-2009
TIME WARNER INC.
SECURITY 887317303 MEETING TYPE Annual
TICKER SYMBOL TWX MEETING DATE 28-May-2009
ISIN US8873173038 AGENDA 933048224 - Management
CITY HOLDING RECON DATE 03-Apr-2009
COUNTRY United States VOTE DEADLINE DATE 27-May-2009
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- --------------------------------------------- ----------- ------- -----------
1A ELECTION OF DIRECTOR: HERBERT M. ALLISON, JR. Management For For
1B ELECTION OF DIRECTOR: JAMES L. BARKSDALE Management For For
1C ELECTION OF DIRECTOR: JEFFREY L. BEWKES Management For For
1D ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Management For For
1E ELECTION OF DIRECTOR: FRANK J. CAUFIELD Management For For
1F ELECTION OF DIRECTOR: ROBERT C. CLARK Management For For
1G ELECTION OF DIRECTOR: MATHIAS DOPFNER Management For For
1H ELECTION OF DIRECTOR: JESSICA P. EINHORN Management For For
1I ELECTION OF DIRECTOR: MICHAEL A. MILES Management For For
1J ELECTION OF DIRECTOR: KENNETH J. NOVACK Management For For
1K ELECTION OF DIRECTOR: DEBORAH C. WRIGHT Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For
AUDITORS.
03 COMPANY PROPOSAL TO APPROVE THE TIME WARNER Management For For
INC. ANNUAL INCENTIVE PLAN FOR EXECUTIVE
OFFICERS.
04 STOCKHOLDER PROPOSAL REGARDING CUMULATIVE Shareholder Against For
VOTING.
05 STOCKHOLDER PROPOSAL REGARDING SPECIAL Shareholder Against For
STOCKHOLDER MEETINGS.
06 STOCKHOLDER PROPOSAL REGARDING ADVISORY Shareholder Against For
RESOLUTION TO RATIFY COMPENSATION OF NAMED
EXECUTIVE OFFICERS.
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------ ----------- ----------- --------------
2 P 02730 82D 296666 0 26-May-2009 26-May-2009
COVIDIEN LTD.
SECURITY G2552X108 MEETING TYPE Special
TICKER SYMBOL COV MEETING DATE 28-May-2009
ISIN BMG2552X1083 AGENDA 933074851 - Management
CITY HOLDING RECON DATE 17-Apr-2009
COUNTRY Bermuda VOTE DEADLINE DATE 27-May-2009
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- --------------------------------------------- ----------- ------- -----------
01 APPROVAL OF THE SCHEME OF ARRANGEMENT Management For For
ATTACHED TO THE ACCOMPANYING PROXY STATEMENT
AS ANNEX A.
02 IF THE SCHEME OF ARRANGEMENT IS APPROVED, Management For For
AND IN CONNECTION WITH SCHEME OF ARRANGEMENT
AND REORGANIZATION, APPROVAL OF CREATION OF
DISTRIBUTABLE RESERVES OF COVIDIEN PLC
(THROUGH REDUCTION OF SHARE PREMIUM ACCOUNT
OF COVIDIEN PLC) THAT WAS PREVIOUSLY
APPROVED BY COVIDIEN LTD. AND OTHER CURRENT
SHAREHOLDERS OF COVIDIEN PLC (AS DESCRIBED
IN THE ACCOMPANYING PROXY STATEMENT).
03 APPROVAL OF THE MOTION TO ADJOURN THE Management For For
MEETING TO A LATER DATE TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT
PROXIES TO APPROVE THE SCHEME OF ARRANGEMENT
AT THE TIME OF THE MEETING.
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------ ----------- ----------- --------------
2 P 02730 82D 208000 0 27-May-2009 27-May-2009
TIME WARNER CABLE INC
SECURITY 88732J207 MEETING TYPE Annual
TICKER SYMBOL TWC MEETING DATE 03-Jun-2009
ISIN US88732J2078 AGENDA 933058415 - Management
CITY HOLDING RECON DATE 08-Apr-2009
COUNTRY United States VOTE DEADLINE DATE 02-Jun-2009
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- --------------------------------------------- ----------- ------- -----------
1A ELECTION OF DIRECTOR: CAROLE BLACK Management For For
1B ELECTION OF DIRECTOR: GLENN A. BRITT Management For For
1C ELECTION OF DIRECTOR: THOMAS H. CASTRO Management For For
1D ELECTION OF DIRECTOR: DAVID C. CHANG Management For For
1E ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. Management For For
1F ELECTION OF DIRECTOR: PETER R. HAJE Management For For
1G ELECTION OF DIRECTOR: DONNA A. JAMES Management For For
1H ELECTION OF DIRECTOR: DON LOGAN Management For For
1I ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. Management For For
1J ELECTION OF DIRECTOR: WAYNE H. PACE Management For For
1K ELECTION OF DIRECTOR: EDWARD D. SHIRLEY Management For For
1L ELECTION OF DIRECTOR: JOHN E. SUNUNU Management For For
2 RATIFICATION OF AUDITORS Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------ ----------- ----------- --------------
2 P 02730 82D 74466 0 01-Jun-2009 01-Jun-2009
WAL-MART STORES, INC.
SECURITY 931142103 MEETING TYPE Annual
TICKER SYMBOL WMT MEETING DATE 05-Jun-2009
ISIN US9311421039 AGENDA 933057754 - Management
CITY HOLDING RECON DATE 09-Apr-2009
COUNTRY United States VOTE DEADLINE DATE 04-Jun-2009
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- --------------------------------------------- ----------- ------- -----------
1A ELECTION OF DIRECTOR: AIDA M. ALVAREZ Management For For
1B ELECTION OF DIRECTOR: JAMES W. BREYER Management For For
1C ELECTION OF DIRECTOR: M. MICHELE BURNS Management For For
1D ELECTION OF DIRECTOR: JAMES I. CASH, JR. Management For For
1E ELECTION OF DIRECTOR: ROGER C. CORBETT Management For For
1F ELECTION OF DIRECTOR: DOUGLAS N. DAFT Management For For
1G ELECTION OF DIRECTOR: MICHAEL T. DUKE Management For For
1H ELECTION OF DIRECTOR: GREGORY B. PENNER Management For For
1I ELECTION OF DIRECTOR: ALLEN I. QUESTROM Management For For
1J ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Management For For
1K ELECTION OF DIRECTOR: ARNE M. SORENSON Management For For
1L ELECTION OF DIRECTOR: JIM C. WALTON Management For For
1M ELECTION OF DIRECTOR: S. ROBSON WALTON Management For For
1N ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS Management For For
1O ELECTION OF DIRECTOR: LINDA S. WOLF Management For For
02 RATIFICATION OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT ACCOUNTANTS
03 GENDER IDENTITY NON-DISCRIMINATION POLICY Shareholder Against For
04 PAY FOR SUPERIOR PERFORMANCE Shareholder For Against
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION Shareholder For Against
06 POLITICAL CONTRIBUTIONS Shareholder Against For
07 SPECIAL SHAREOWNER MEETINGS Shareholder For Against
08 INCENTIVE COMPENSATION TO BE STOCK OPTIONS Shareholder Against For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------ ----------- ----------- --------------
2 P 02730 82D 173000 0 01-Jun-2009 01-Jun-2009
TYCO ELECTRONICS LTD.
SECURITY G9144P105 MEETING TYPE Special
TICKER SYMBOL TEL MEETING DATE 22-Jun-2009
ISIN BMG9144P1059 AGENDA 933089268 - Management
CITY HOLDING RECON DATE 06-Apr-2009
COUNTRY Bermuda VOTE DEADLINE DATE 19-Jun-2009
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- --------------------------------------------- ----------- ------- -----------
01 TO APPROVE A RESOLUTION APPROVING TYCO Management For For
ELECTRONICS LTD.'S DISCONTINUANCE FROM
BERMUDA AND CONTINUANCE AS A SWISS
CORPORATION. SEE PAGE 41 OF PROXY
STATEMENT/PROSPECTUS FOR FULL TEXT OF
RESOLUTION.
02 TO APPROVE A RESOLUTION AMENDING OUR Management For For
BYE-LAWS TO ELIMINATE CERTAIN SUPERMAJORITY
VOTE REQUIREMENTS. SEE PAGE 43 OF PROXY
STATEMENT/PROSPECTUS FOR FULL TEXT OF
RESOLUTION.
03 TO APPROVE A RESOLUTION AUTHORIZING SEVERAL Management For For
STEPS, INCLUDING AN AMENDMENT TO OUR
BYE-LAWS, THAT WILL HAVE THE EFFECT OF
INCREASING OUR REGISTERED SHARE CAPITAL. SEE
PAGES 45-46 OF PROXY STATEMENT/PROSPECTUS
FOR FULL TEXT OF RESOLUTION.
04 TO APPROVE A DISTRIBUTION TO SHAREHOLDERS. Management For For
SEE PAGES 47-48 OF PROXY
STATEMENT/PROSPECTUS FOR FULL TEXT OF
RESOLUTION.
05 TO CONFIRM SWISS LAW AS OUR AUTHORITATIVE Management For For
GOVERNING LEGISLATION. SEE PAGE 49 OF PROXY
STATEMENT/PROSPECTUS FOR FULL TEXT OF
RESOLUTION.
06 TO APPROVE OUR CORPORATE NAME AS TYCO Management For For
ELECTRONICS LTD. SEE PAGE 50 OF PROXY
STATEMENT/PROSPECTUS FOR FULL TEXT OF
RESOLUTION.
07 TO CHANGE OUR CORPORATE PURPOSE. SEE PAGE 51 Management For For
OF PROXY STATEMENT/PROSPECTUS FOR FULL TEXT
OF RESOLUTION.
08 TO APPROVE OUR SWISS ARTICLES OF Management For For
ASSOCIATION. SEE PAGE 52 OF PROXY
STATEMENT/PROSPECTUS FOR FULL TEXT OF
RESOLUTION.
09 TO CONFIRM OUR PRINCIPAL PLACE OF BUSINESS Management For For
AS SCHAFFHAUSEN, SWITZERLAND. SEE PAGE 53 OF
PROXY STATEMENT/PROSPECTUS FOR FULL TEXT OF
RESOLUTION.
10 TO APPOINT PRICEWATERHOUSECOOPERS AG, ZURICH Management For For
AS SPECIAL AUDITOR UNTIL OUR NEXT ANNUAL
GENERAL MEETING. SEE PAGE 54 OF PROXY
STATEMENT/PROSPECTUS FOR FULL TEXT OF
RESOLUTION.
11 TO APPOINT DELOITTE AG AS OUR SWISS Management For For
REGISTERED AUDITOR UNTIL OUR NEXT ANNUAL
GENERAL MEETING. SEE PAGE 55 OF PROXY
STATEMENT/PROSPECTUS FOR FULL TEXT OF
RESOLUTION.
12 TO APPROVE ADDITIONAL PROVISIONS OF OUR Management Against Against
SWISS ARTICLES OF ASSOCIATION LIMITING THE
NUMBER OF SHARES THAT MAY BE REGISTERED
AND/OR VOTED BY A SINGLE SHAREHOLDER OR
GROUP. SEE PAGES 58-59 OF PROXY
STATEMENT/PROSPECTUS FOR FULL TEXT OF
RESOLUTION.
13 TO APPROVE ADDITIONAL PROVISIONS OF OUR Management Against Against
SWISS ARTICLES OF ASSOCIATION REQUIRING A
SUPERMAJORITY VOTE TO AMEND THE 0ROVISIONS
REFERRED TO IN PROPOSAL 12 AND CERTAIN OTHER
PROVISIONS OF OUR SWISS ARTICLES. SEE PAGES
60-61 OF PROXY STATEMENT/PROSPECTUS FOR FULL
TEXT OF RESOLUTION.
14 TO APPROVE ANY ADJOURNMENTS OR POSTPONEMENTS Management For For
OF THE MEETING. SEE PAGE 62 OF PROXY
STATEMENT/PROSPECTUS FOR FULL TEXT OF
RESOLUTION.
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------ ----------- ----------- --------------
2 P 02730 82D 521000 0 17-Jun-2009 17-Jun-2009
TYCO ELECTRONICS LTD.
SECURITY G9144P105 MEETING TYPE Annual
TICKER SYMBOL TEL MEETING DATE 22-Jun-2009
ISIN BMG9144P1059 AGENDA 933089725 - Management
CITY HOLDING RECON DATE 03-Apr-2009
COUNTRY Bermuda VOTE DEADLINE DATE 19-Jun-2009
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- --------------------------------------------- ----------- ------- -----------
01 DIRECTOR Management
1 PIERRE R. BRONDEAU For For
2 RAM CHARAN For For
3 JUERGEN W. GROMER For For
4 ROBERT M. HERNANDEZ For For
5 THOMAS J. LYNCH For For
6 DANIEL J. PHELAN For For
7 FREDERIC M. POSES For For
8 LAWRENCE S. SMITH For For
9 PAULA A. SNEED For For
10 DAVID P. STEINER For For
11 JOHN C. VAN SCOTER For For
02 APPROVAL OF THE TYCO ELECTRONICS LTD. 2007 Management For For
STOCK AND INCENTIVE PLAN (AS AMENDED AND
RESTATED).
03 APPOINTMENT OF DELOITTE & TOUCHE LLP AS TYCO Management For For
ELECTRONICS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM (INDEPENDENT AUDITOR) AND
AUTHORIZATION OF THE AUDIT COMMITTEE OF THE
BOARD OF DIRECTORS TO SET THE INDEPENDENT
AUDITOR'S REMUNERATION.
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------ ----------- ----------- --------------
2 P 02730 82D 521000 0 17-Jun-2009 17-Jun-2009
CARDINAL HEALTH, INC.
SECURITY 14149Y108 MEETING TYPE Special
TICKER SYMBOL CAH MEETING DATE 23-Jun-2009
ISIN US14149Y1082 AGENDA 933097619 - Management
CITY HOLDING RECON DATE 15-May-2009
COUNTRY United States VOTE DEADLINE DATE 22-Jun-2009
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- --------------------------------------------- ----------- ------- -----------
01 PROPOSAL TO APPROVE A PROPOSED STOCK OPTION Management Against Against
EXCHANGE PROGRAM UNDER WHICH ELIGIBLE
CARDINAL HEALTH EMPLOYEES WOULD BE ABLE TO
EXCHANGE CERTAIN OPTIONS FOR A LESSER NUMBER
OF NEW OPTIONS.
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------ ----------- ----------- --------------
2 P 02730 82D 249800 0 22-Jun-2009 22-Jun-2009
BEST BUY CO., INC.
SECURITY 086516101 MEETING TYPE Annual
TICKER SYMBOL BBY MEETING DATE 24-Jun-2009
ISIN US0865161014 AGENDA 933085208 - Management
CITY HOLDING RECON DATE 27-Apr-2009
COUNTRY United States VOTE DEADLINE DATE 23-Jun-2009
SEDOL(S) QUICK CODE
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ---- --------------------------------------------- ----------- ------- -----------
01 DIRECTOR Management
1 RONALD JAMES* For For
2 ELLIOT S. KAPLAN* For For
3 SANJAY KHOSLA* For For
4 GEORGE L. MIKAN III* For For
5 MATTHEW H. PAULL* For For
6 RICHARD M. SCHULZE* For For
7 HATIM A. TYABJI* For For
8 GERARD R. VITTECOQ** For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
THAT BEGAN ON MARCH 1, 2009.
03 APPROVAL OF AMENDMENTS TO OUR 2004 OMNIBUS Management For For
STOCK AND INCENTIVE PLAN, AS AMENDED.
04 APPROVAL OF AMENDMENT TO ARTICLE IX OF OUR Management For For
AMENDED AND RESTATED ARTICLES OF
INCORPORATION TO CHANGE APPROVAL REQUIRED.
05 APPROVAL OF AN AMENDMENT TO ARTICLE IX OF Management For For
OUR ARTICLES TO DECREASE THE SHAREHOLDER
APPROVAL REQUIRED TO AMEND ARTICLE IX.
06 APPROVAL OF AMENDMENT TO ARTICLE IX OF OUR Management For For
ARTICLES TO DECREASE SHAREHOLDER APPROVAL
REQUIRED TO REMOVE DIRECTORS WITHOUT CAUSE.
07 APPROVAL OF AMENDMENT TO ARTICLE IX TO Management For For
DECREASE SHAREHOLDER APPROVAL REQUIRED TO
AMEND CLASSIFIED BOARD PROVISIONS.
08 APPROVAL OF AN AMENDMENT TO ARTICLE X TO Management For For
DECREASE SHAREHOLDER APPROVAL REQUIRED FOR
CERTAIN REPURCHASES OF STOCK.
09 APPROVAL OF AN AMENDMENT TO ARTICLE X OF OUR Management For For
ARTICLES TO DECREASE THE SHAREHOLDER
APPROVAL REQUIRED TO AMEND ARTICLE X.
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- -------------- --------- ------ ----------- ----------- --------------
2 P 02730 82D 237100 0 03-Jun-2009 03-Jun-2009
VOTE SUMMARY REPORT
FOR THE PERIOD JULY 1, 2008 - JUNE 30, 2009
VANTAGEPOINT GROWTH FUND
SUBADVISER: GOLDMAN SACHS ASSET MANAGEMENT, L.P.
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------- ------------------------------ --------- ------- ---------- -------- ------- ------
07/08/08 - S ACTIVISION BLIZZARD, INC. 004930202 06/05/08 40,378
*ATVI*
1 Approve Merger Agreement For For Mgmt
2 Change Company Name For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
4 Eliminate Class of Preferred Stock For For Mgmt
5 Amend Quorum Requirements For For Mgmt
6 Adopt Supermajority Vote Requirement For For Mgmt
for Amendments
7 Prohibit Board to Amend Bylaws For For Mgmt
Without Shareholder Consent
8 Permit Directors Designated by For For Mgmt
Vivendi Certain Voting Powers
9 Amend Certificate of Incorporation For For Mgmt
to Limit Certain Business Activities
10 Amend Certificate of Incorporation For For Mgmt
to Establish Procedures Allocating
Certain Corporate Opportunities
11 Amend Certificate of Incorporation For For Mgmt
to Require Vivendi or Activision
Blizzard to Acquire all Outstanding
Shares
12 Amend Certificate of Incorporation For For Mgmt
to Approve a Affiliate Transactions
Provision
13 Amend Certificate of Incorporation For For Mgmt
to Restrict Business Combination
Provision
14 Prohibit Board to Amend Bylaws For For Mgmt
Without Shareholder Consent
15 Adjourn Meeting For For Mgmt
07/10/08 - A SALESFORCE.COM, INC. *CRM* 79466L302 05/20/08 1,132
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For Against Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
07/18/08 - A DELL INC. *DELL* 24702R101 05/23/08 95,300
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Executive Incentive Bonus Plan For For Mgmt
4 Reimburse Proxy Expenses Against For ShrHoldr
5 Advisory Vote to Ratify Named Against For ShrHoldr
Executive Officers' Compensation
07/23/08 - A MCKESSON CORPORATION *MCK* 58155Q103 05/30/08 4,861
1 Elect Director Andy D. Bryant For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 1
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
703302 VANTAGEPOINT GROWTH FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------- ------------------------------ --------- ------- ---------- -------- ------- ------
2 Elect Director Wayne A. Budd For For Mgmt
3 Elect Director John H. Hammergren For For Mgmt
4 Elect Director Alton F. Irby III For For Mgmt
5 Elect Director M. Christine Jacobs For For Mgmt
6 Elect Director Marie L. Knowles For For Mgmt
7 Elect Director David M. Lawrence For For Mgmt
8 Elect Director Edward A. Mueller For For Mgmt
9 Elect Director James V. Napier For For Mgmt
10 Elect Director Jane E. Shaw For For Mgmt
11 Ratify Auditors For For Mgmt
08/01/08 - PC YAHOO!, INC. *YHOO* 984332106 06/03/08 62,207
MANAGEMENT PROXY (WHITE CARD)
1.1 Elect Director Roy J. Bostock For For Mgmt
1.2 Elect Director Ronald W. Burkle For For Mgmt
1.3 Elect Director Eric Hippeau For For Mgmt
1.4 Elect Director Vyomesh Joshi For For Mgmt
1.5 Elect Director Arthur H. Kern For For Mgmt
1.6 Elect Director Robert A. Kotick For For Mgmt
1.7 Elect Director Mary Agnes Wilderotter For For Mgmt
1.8 Elect Director Gary L. Wilson For For Mgmt
1.9 Elect Director Jerry Yang For For Mgmt
2 Ratify Auditors For For Mgmt
3 Pay For Superior Performance Against For ShrHoldr
4 Adopt Policies to Protect Freedom of Against Against ShrHoldr
Access to the Internet
5 Amend Bylaws to Establish a Board Against Against ShrHoldr
Committee on Human Rights
DISSIDENT PROXY (GOLD PROXY)
1.1 Elect Director Lucian A. Bebchuk For DoNotVote ShrHoldr
1.2 Elect Director Frank J. Biondi, Jr. For DoNotVote ShrHoldr
1.3 Elect Director John H. Chapple For DoNotVote ShrHoldr
1.4 Elect Director Mark Cuban For DoNotVote ShrHoldr
1.5 Elect Director Adam Dell For DoNotVote ShrHoldr
1.6 Elect Director Carl C. Icahn For DoNotVote ShrHoldr
1.7 Elect Director Keith A, Meister For DoNotVote ShrHoldr
1.8 Elect Director Edward H. Meyer For DoNotVote ShrHoldr
1.9 Elect Director Brian S. Posner For DoNotVote ShrHoldr
2 Ratify Auditors For DoNotVote Mgmt
3 Pay For Superior Performance For DoNotVote ShrHoldr
4 Adopt Policies to Protect Freedom of Against DoNotVote ShrHoldr
Access to the Internet
5 Amend Bylaws to Establish a Board Against DoNotVote ShrHoldr
Committee on Human Rights
08/05/08 - A UNIVERSAL CORP. *UVV* 913456109 06/17/08 11,122
1 Elect Directors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 2
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
703302 VANTAGEPOINT GROWTH FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------- ------------------------------ --------- ------- ---------- -------- ------- ------
08/21/08 - A MEDTRONIC, INC. *MDT* 585055106 06/23/08 55,500
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
08/28/08 - A QLOGIC CORP. *QLGC* 747277101 07/07/08 7,682
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Amend Qualified Employee Stock For For Mgmt
Purchase Plan
4 Ratify Auditors For For Mgmt
09/02/08 - A NETAPP, INC. *NTAP* 64110D104 07/09/08 1
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Amend Omnibus Stock Plan For Against Mgmt
4 Amend Qualified Employee Stock For For Mgmt
Purchase Plan
5 Ratify Auditors For For Mgmt
09/09/08 - A CA, INC. *CA* 12673P105 07/11/08 7,783
1 Elect Director Raymond J. Bromark For For Mgmt
2 Elect Director Alfonse M. D'Amato For For Mgmt
3 Elect Director Gary J. Fernandes For For Mgmt
4 Elect Director Robert E. La Blanc For For Mgmt
5 Elect Director Christopher B. Lofgren For For Mgmt
6 Elect Director William E. McCracken For For Mgmt
7 Elect Director John A. Swainson For For Mgmt
8 Elect Director Laura S. Unger For For Mgmt
9 Elect Director Arthur F. Weinbach For For Mgmt
10 Elect Director Ron Zambonini For For Mgmt
11 Ratify Auditors For For Mgmt
09/22/08 - A NIKE, INC. *NKE* 654106103 07/25/08 21,442
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
09/22/08 - A SYMANTEC CORPORATION *SYMC* 871503108 07/24/08 104,014
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Approve Qualified Employee Stock For For Mgmt
Purchase Plan
4 Approve Executive Incentive Bonus For For Mgmt
Plan
Mgmt Rec - Company Management Recommended Vote Page 3
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
703302 VANTAGEPOINT GROWTH FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------- ------------------------------ --------- ------- ---------- -------- ------- ------
5 Ratify Auditors For For Mgmt
09/24/08 - A ACTIVISION BLIZZARD, INC. 00507V109 07/28/08 46,363
*ATVI*
1 Elect Directors For Withhold Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Adopt Policy and Report on Board Against Against ShrHoldr
Diversity
4 Advisory Vote to Ratify Named Against For ShrHoldr
Executive Officers' Compensation
09/24/08 - A WORTHINGTON INDUSTRIES INC. 981811102 08/01/08 3,988
*WOR*
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus For For Mgmt
Plan
3 Amend Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
5 Amend EEO Policy to Prohibit Against For ShrHoldr
Discrimination based on Sexual
Orientation and Gender Identity
09/25/08 - A NATIONAL SEMICONDUCTOR CORP. 637640103 07/28/08 4,978
*NSM*
1 Elect Director Brian L. Halla For For Mgmt
2 Elect Director Steven R. Appleton For For Mgmt
3 Elect Director Gary P. Arnold For For Mgmt
4 Elect Director Richard J. Danzig For For Mgmt
5 Elect Director John T. Dickson For For Mgmt
6 Elect Director Robert J. Frankenberg For For Mgmt
7 Elect Director Modesto A. Maidique For For Mgmt
8 Elect Director Edward R. McCracken For For Mgmt
9 Ratify Auditors For For Mgmt
10/09/08 - A MOSAIC CO *MOS* 61945A107 08/11/08 12,812
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
10/10/08 - A ORACLE CORP. *ORCL* 68389X105 08/12/08 66,612
1 Elect Directors For Split Mgmt
1.1 Elect Director Jeffrey O. Henley ---
For
1.2 Elect Director Lawrence J. Ellison
--- For
1.3 Elect Director Donald L. Lucas ---
For
1.4 Elect Director Michael J. Boskin ---
For
Mgmt Rec - Company Management Recommended Vote Page 4
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
703302 VANTAGEPOINT GROWTH FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------- ------------------------------ --------- ------- ---------- -------- ------- ------
1.5 Elect Director Jack F. Kemp --- For
1.6 Elect Director Jeffrey S. Berg ---
Withhold
1.7 Elect Director Safra A. Catz --- For
1.8 Elect Director Hector Garcia-Molina
--- Withhold
1.9 Elect Director H. Raymond Bingham
--- For
1.10 Elect Director Charles E. Phillips,
Jr. --- For
1.11 Elect Director Naomi O. Seligman ---
Withhold
1.12 Elect Director George H. Conrades
--- For
1.13 Elect Director Bruce R. Chizen ---
For
2 Approve Executive Incentive Bonus For For Mgmt
Plan
3 Ratify Auditors For For Mgmt
4 Advisory Vote to Ratify Named Against For ShrHoldr
Executive Officers' Compensation
10/13/08 - A CARPENTER TECHNOLOGY CORP. 144285103 08/15/08 10,731
*CRS*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
10/14/08 - A THE PROCTER & GAMBLE COMPANY 742718109 08/15/08 32,094
*PG*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Adopt Majority Voting for For For Mgmt
Uncontested Election of Directors
4 Rotate Annual Meeting Location Against Against ShrHoldr
5 Advisory Vote to Ratify Named Against For ShrHoldr
Executive Officers' Compensation
10/28/08 - S LIFE TECHNOLOGIES CORP *LIFE* 46185R100 09/05/08 10,525
1 Issue Shares in Connection with For For Mgmt
Acquisition
2 Increase Authorized Common Stock For For Mgmt
3 Adjourn Meeting For For Mgmt
10/30/08 - A SEAGATE TECHNOLOGY *STX* G7945J104 09/05/08 83,069
THIS IS A DUPLICATE MEETING FOR
BALLOTS RECEIVED VIA THE BROADRIDGE
NORTH AMERICAN BALLOT DISTRIBUTION
SYSTEM.
Mgmt Rec - Company Management Recommended Vote Page 5
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
703302 VANTAGEPOINT GROWTH FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------- ------------------------------ --------- ------- ---------- -------- ------- ------
1 ELECT WILLIAM D. WATKINS AS A For For Mgmt
DIRECTOR
2 ELECT STEPHEN J. LUCZO AS A DIRECTOR For For Mgmt
3 ELECT FRANK J. BIONDI AS A DIRECTOR For For Mgmt
4 ELECT WILLIAM W. BRADLEY AS A For For Mgmt
DIRECTOR
5 ELECT DONALD E. KIERNAN AS A DIRECTOR For For Mgmt
6 ELECT DAVID F. MARQUARDT AS A For For Mgmt
DIRECTOR
7 ELECT LYDIA M. MARSHALL AS A DIRECTOR For For Mgmt
8 ELECT C.S. PARK AS A DIRECTOR For For Mgmt
9 ELECT GREGORIO REYES AS A DIRECTOR For For Mgmt
10 ELECT JOHN W. THOMPSON AS A DIRECTOR For For Mgmt
11 PROPOSAL TO APPROVE THE SEAGATE For For Mgmt
TECHNOLOGY EXECUTIVE OFFICER
PERFORMANCE BONUS PLAN.
12 PROPOSAL TO RATIFY THE APPOINTMENT For For Mgmt
OF ERNST & YOUNG LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF SEAGATE
TECHNOLOGY FOR THE FISCAL YEAR
ENDING JULY 3, 2009.
10/31/08 - A MOLEX INCORPORATED *MOLX* 608554101 09/02/08 2
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus For For Mgmt
Plan
3 Approve Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
11/05/08 - A SUN MICROSYSTEMS, INC. *JAVA* 866810203 09/15/08 8,300
1 Elect Director Scott G. McNealy For For Mgmt
2 Elect Director James L. Barksdale For For Mgmt
3 Elect Director Stephen M. Bennett For For Mgmt
4 Elect Director Peter L.S. Currie For For Mgmt
5 Elect Director Robert J. Finocchio, For For Mgmt
Jr.
6 Elect Director James H. Greene, Jr. For For Mgmt
7 Elect Director Michael E. Marks For For Mgmt
8 Elect Director Patricia E. Mitchell For For Mgmt
9 Elect Director M. Kenneth Oshman For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 6
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
703302 VANTAGEPOINT GROWTH FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------- ------------------------------ --------- ------- ---------- -------- ------- ------
10 Elect Director P. Anthony Ridder For For Mgmt
11 Elect Director Jonathan I. Schwartz For For Mgmt
12 Ratify Auditors For For Mgmt
13 Eliminate Supermajority Vote For For Mgmt
Requirement
14 Amend Qualified Employee Stock For For Mgmt
Purchase Plan
15 Advisory Vote to Ratify Named Against For ShrHoldr
Executive Officers' Compensation
16 Submit Shareholder Rights Plan Against Against ShrHoldr
(Poison Pill) to Shareholder Vote
17 Amend Bylaws to Establish a Board Against Against ShrHoldr
Committee on Human Rights
11/13/08 - A CISCO SYSTEMS, INC. *CSCO* 17275R102 09/15/08 267,381
1 Elect Director Carol A. Bartz For For Mgmt
2 Elect Director M. Michele Burns For For Mgmt
3 Elect Director Michael D. Capellas For For Mgmt
4 Elect Director Larry R. Carter For For Mgmt
5 Elect Director John T. Chambers For For Mgmt
6 Elect Director Brian L. Halla For For Mgmt
7 Elect Director John L. Hennessy For For Mgmt
8 Elect Director Richard M. Kovacevich For For Mgmt
9 Elect Director Roderick C. McGeary For For Mgmt
10 Elect Director Michael K. Powell For For Mgmt
11 Elect Director Steven M. West For For Mgmt
12 Elect Director Jerry Yang For Against Mgmt
13 Ratify Auditors For For Mgmt
14 Amend Bylaws to Establish a Board Against Against ShrHoldr
Committee on Human Rights
15 Report on Internet Fragmentation Against For ShrHoldr
11/19/08 - A MICROSOFT CORP. *MSFT* 594918104 09/05/08 368,363
1 Elect Director Steven A. Ballmer For For Mgmt
2 Elect Director James I. Cash, Jr. For For Mgmt
3 Elect Director Dina Dublon For For Mgmt
4 Elect Director William H. Gates, III For For Mgmt
5 Elect Director Raymond V. Gilmartin For For Mgmt
6 Elect Director Reed Hastings For For Mgmt
7 Elect Director David F. Marquardt For For Mgmt
8 Elect Director Charles H. Noski For For Mgmt
9 Elect Director Helmut Panke For For Mgmt
10 Approve Executive Incentive Bonus For For Mgmt
Plan
11 Amend Non-Employee Director Omnibus For For Mgmt
Stock Plan
12 Ratify Auditors For For Mgmt
13 Adopt Policies to Protect Freedom of Against Against ShrHoldr
Access to the Internet
14 Amend Bylaws to Establish a Board Against Against ShrHoldr
Committee on Human Rights
Mgmt Rec - Company Management Recommended Vote Page 7
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
703302 VANTAGEPOINT GROWTH FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------- ------------------------------ --------- ------- ---------- -------- ------- ------
15 Report on Charitable Contributions Against Against ShrHoldr
Mgmt Rec - Company Management Recommended Vote Page 8
VOTE SUMMARY REPORT
FOR THE PERIOD JULY 1, 2008 - JUNE 30, 2009
VANTAGEPOINT GROWTH FUND
SUBADVISER: LEGG MASON CAPITAL MANAGEMENT, INC.
- --------------------------------------------------------------------------------
ELECTRONIC ARTS INC.
Ticker Symbol: ERTS CUSIP: 285512109
Meeting Date: 7/31/2008
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ------------------------------------------------- ------------ ---------- --------- -----------
Elect Director Leonard S. Coleman Mgmt Yes For For
Elect Director Gary M. Kusin Mgmt Yes For For
Elect Director Gregory B. Maffei Mgmt Yes For For
Elect Director Vivek Paul Mgmt Yes For For
Elect Director Lawrence F. Probst III Mgmt Yes For For
Elect Director John S. Riccitiello Mgmt Yes For For
Elect Director Richard A. Simonson Mgmt Yes For For
Elect Director Linda J. Srere Mgmt Yes For For
Amend Omnibus Stock Plan Mgmt Yes For For
Amend Qualified Employee Stock Purchase Plan Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
- --------------------------------------------------------------------------------
YAHOO!, INC.
Ticker Symbol: YHOO CUSIP: 984332106
Meeting Date: 8/1/2008
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ------------------------------------------------- ------------ ---------- --------- -----------
Elect Director Roy J. Bostock Mgmt Yes For For
Elect Director Ronald W. Burkle Mgmt Yes For For
Elect Director Eric Hippeau Mgmt Yes For For
Elect Director Vyomesh Joshi Mgmt Yes For For
Elect Director Arthur H. Kern Mgmt Yes For For
Elect Director Robert A. Kotick Mgmt Yes For For
Elect Director Mary Agnes Wilderotter Mgmt Yes For For
Elect Director Gary L. Wilson Mgmt Yes For For
Elect Director Jerry Yang Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
Pay For Superior Performance ShrHoldr Yes For Against
Adopt Policies to Protect Freedom of Access to ShrHoldr Yes Against For
the Internet
Amend Bylaws to Establish a Board Committee on ShrHoldr Yes Against For
Human Rights
- --------------------------------------------------------------------------------
RED HAT, INC.
Ticker Symbol: RHT CUSIP: 756577102
Meeting Date: 8/14/2008
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ------------------------------------------------- ------------ ---------- --------- -----------
Elect Director Narendra K. Gupta Mgmt Yes For For
Elect Director William S. Kaiser Mgmt Yes For For
Elect Director James M. Whitehurst Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
Amend Omnibus Stock Plan Mgmt Yes For For
- --------------------------------------------------------------------------------
FEDEX CORPORATION
Ticker Symbol: FDX CUSIP: 31428X106
Meeting Date: 9/29/2008
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ------------------------------------------------- ------------ ---------- --------- -----------
Elect Director James L. Barksdale Mgmt Yes For For
Elect Director August A. Busch IV Mgmt Yes For For
Elect Director John A. Edwardson Mgmt Yes For For
Elect Director Judith L. Estrin Mgmt Yes For For
Elect Director J.R. Hyde, III Mgmt Yes For For
Elect Director Shirley A. Jackson Mgmt Yes For For
Elect Director Steven R. Loranger Mgmt Yes For For
Elect Director Gary W. Loveman Mgmt Yes For For
Elect Director Frederick W. Smith Mgmt Yes For For
Elect Director Joshua I. Smith Mgmt Yes For For
Elect Director Paul S. Walsh Mgmt Yes For For
Elect Director Peter S. Willmott Mgmt Yes For For
Amend Omnibus Stock Plan Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
Require Independent Board Chairman ShrHoldr Yes Against For
Advisory Vote to Ratify Named Executive Officers' ShrHoldr Yes Against For
Compensation
- --------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker Symbol: CSCO CUSIP: 17275R102
Meeting Date: 11/13/2008
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ------------------------------------------------- ------------ ---------- --------- -----------
Elect Director Carol A. Bartz Mgmt Yes For For
Elect Director M. Michele Burns Mgmt Yes For For
Elect Director Michael D. Capellas Mgmt Yes For For
Elect Director Larry R. Carter Mgmt Yes For For
Elect Director John T. Chambers Mgmt Yes For For
Elect Director Brian L. Halla Mgmt Yes For For
Elect Director John L. Hennessy Mgmt Yes For For
Elect Director Richard M. Kovacevich Mgmt Yes For For
Elect Director Roderick C. McGeary Mgmt Yes For For
Elect Director Michael K. Powell Mgmt Yes For For
Elect Director Steven M. West Mgmt Yes For For
Elect Director Jerry Yang Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
Amend Bylaws to Establish a Board Committee on ShrHoldr Yes Against For
Human Rights
Report on Internet Fragmentation ShrHoldr Yes Against For
- --------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC.
Ticker Symbol: MER CUSIP: 590188108
Meeting Date: 12/5/2008
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ------------------------------------------------- ------------ ---------- --------- -----------
Approve Merger Agreement Mgmt Yes For For
Amend Certificate of Incorporation to Permit Mgmt Yes For For
Holders of Series 2 and 3 Preferred Stock the
Right to vote with Common Stock Holders
Adjourn Meeting Mgmt Yes For For
- --------------------------------------------------------------------------------
FOSTER WHEELER LTD
Ticker Symbol: FWLT CUSIP: G36535139
Meeting Date: 1/27/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ------------------------------------------------- ------------ ---------- --------- -----------
APPROVAL OF THE SCHEME OF ARRANGEMENT (THE Mgmt Yes For For
REDOMESTICATION).
APPROVAL OF THE MOTION TO ADJOURN THE MEETING TO Mgmt Yes For For
A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE
MEETING TO APPROVE THE SCHEME OF ARRANGEMENT.
- --------------------------------------------------------------------------------
THE SHAW GROUP INC.
Ticker Symbol: SGR CUSIP: 820280105
Meeting Date: 1/28/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ------------------------------------------------- ------------ ---------- --------- -----------
Elect Director J.M. Bernhard, Jr. Mgmt Yes For For
Elect Director James F. Barker Mgmt Yes Withhold Against
Elect Director Thos. E. Capps Mgmt Yes Withhold Against
Elect Director Daniel A. Hoffler Mgmt Yes Withhold Against
Elect Director David W. Hoyle Mgmt Yes Withhold Against
Elect Director Michael J. Mancuso Mgmt Yes Withhold Against
Elect Director Albert D. McAlister Mgmt Yes Withhold Against
Approve Omnibus Stock Plan Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
Adopt Policy to Obtain Shareholder Approval of ShrHoldr Yes For Against
Survivor Benefits
Other Business Mgmt Yes Against Against
- --------------------------------------------------------------------------------
INTERNATIONAL GAME TECHNOLOGY
Ticker Symbol: IGT CUSIP: 459902102
Meeting Date: 3/3/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ------------------------------------------------- ------------ ---------- --------- -----------
Elect Director Robert A. Bittman Mgmt Yes For For
Elect Director Richard R. Burt Mgmt Yes For For
Elect Director Patti S. Hart Mgmt Yes For For
Elect Director Robert A. Mathewson Mgmt Yes For For
Elect Director Thomas J. Matthews Mgmt Yes For For
Elect Director Robert Miller Mgmt Yes For For
Elect Director Frederick B. Rentschler Mgmt Yes For For
Elect Director David E. Roberson Mgmt Yes For For
Amend Omnibus Stock Plan Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
Elect Director Philip G. Satre Mgmt Yes For For
- --------------------------------------------------------------------------------
QUALCOMM INC.
Ticker Symbol: QCOM CUSIP: 747525103
Meeting Date: 3/3/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ------------------------------------------------- ------------ ---------- --------- -----------
Elect Director Barbara T. Alexander Mgmt Yes For For
Elect Director Stephen M. Bennett Mgmt Yes For For
Elect Director Donald G. Cruickshank Mgmt Yes For For
Elect Director Raymond V. Dittamore Mgmt Yes For For
Elect Director Thomas W. Horton Mgmt Yes For For
Elect Director Irwin Mark Jacobs Mgmt Yes For For
Elect Director Paul E. Jacobs Mgmt Yes For For
Elect Director Robert E. Kahn Mgmt Yes For For
Elect Director Sherry Lansing Mgmt Yes For For
Elect Director Duane A. Nelles Mgmt Yes For For
Elect Director Marc I. Stern Mgmt Yes For For
Elect Director Brent Scowcroft Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
- --------------------------------------------------------------------------------
NYSE EURONEXT
Ticker Symbol: NYX CUSIP: 629491101
Meeting Date: 4/2/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ------------------------------------------------- ------------ ---------- --------- -----------
Elect Director Ellyn L. Brown Mgmt Yes For For
Elect Director Marshall N. Carter Mgmt Yes For For
Elect Director Patricia M. Cloherty Mgmt Yes For For
Elect Director Sir George Cox Mgmt Yes For For
Elect Director Sylvain Hefes Mgmt Yes For For
Elect Director Jan-Michiel Hessels Mgmt Yes For For
Elect Director Dominique Hoenn Mgmt Yes For For
Elect Director Shirley Ann Jackson Mgmt Yes For For
Elect Director James S. McDonald Mgmt Yes For For
Elect Director Duncan M. McFarland Mgmt Yes For For
Elect Director James J. McNulty Mgmt Yes For For
Elect Director Duncan L. Niederauer Mgmt Yes For For
Elect Director Baron Jean Peterbroeck Mgmt Yes For For
Elect Director Alice M. Rivlin Mgmt Yes For For
Elect Director Ricardo Salgado Mgmt Yes For For
Elect Director Jean-Francois Theodore Mgmt Yes For For
Elect Director Rijnhard van Tets Mgmt Yes For For
Elect Director Sir Brian Williamson Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
Issue Stock Certificate of Ownership ShrHoldr Yes Against For
Reduce Supermajority Vote Requirement ShrHoldr Yes For Against
- --------------------------------------------------------------------------------
TEXAS INSTRUMENTS, INC.
Ticker Symbol: TXN CUSIP: 882508104
Meeting Date: 4/16/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ------------------------------------------------- ------------ ---------- --------- -----------
Elect Director J. R. Adams Mgmt Yes For For
Elect Director D.L. Boren Mgmt Yes For For
Elect Director D. A. Carp Mgmt Yes For For
Elect Director C.S. Cox Mgmt Yes For For
Elect Director D.R. Goode Mgmt Yes For For
Elect Director S.P. MacMillan Mgmt Yes For For
Elect Director P.H. Patsley Mgmt Yes For For
Elect Director W.R. Sanders Mgmt Yes For For
Elect Director R.J. Simmons Mgmt Yes For For
Elect Director R.K. Templeton Mgmt Yes For For
Elect Director C.T. Whitman Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
Approve Omnibus Stock Plan Mgmt Yes For For
Approve Non-Employee Director Omnibus Stock Plan Mgmt Yes For For
Require Independent Board Chairman ShrHoldr Yes For Against
- --------------------------------------------------------------------------------
NOKIA CORP.
Ticker Symbol: NOK CUSIP: 654902204
Meeting Date: 4/23/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ------------------------------------------------- ------------ ---------- --------- -----------
Accept Financial Statements and Statutory Reports Mgmt Yes For For
Approve Allocation of Income and Dividends of EUR Mgmt Yes For For
0.40 Per Share
Approve Discharge of Board and President Mgmt Yes For For
Approve Remuneration of Directors in the Amount Mgmt Yes For For
of EUR 440,000 for Chairman, EUR 150,000 for Vice
Chairman, and EUR 130,000 for Other Directors;
Approve Remuneration for Committee Work
Fix Number of Directors at 11 Mgmt Yes For For
Reelect Georg Ehrnrooth as Director Mgmt Yes For For
Reelect Lalita D. Gupte as Director Mgmt Yes For For
Reelect Bengt Holmstrom as Director Mgmt Yes For For
Reelect Henning Kagermann as Director Mgmt Yes For For
Reelect Olli-Pekka Kallasvuo as Director Mgmt Yes For For
Reelect Per Karlsson as Director Mgmt Yes For For
Reelect Jorma Ollila as Director Mgmt Yes For For
Reelect Marjorie Scardino as Director Mgmt Yes For For
Reelect Risto Siilasmaa as Director Mgmt Yes For For
Reelect Keijo Suila as Directors as Director Mgmt Yes For For
Elect Isabel Marey-Semper as New Director Mgmt Yes For For
Approve Remuneration of Auditors Mgmt Yes For For
Ratify PricewaterhouseCoopers Oy as Auditors Mgmt Yes For For
Authorize Repurchase of up to 360 Million Nokia Mgmt Yes For For
Shares
- --------------------------------------------------------------------------------
AMERICAN EXPRESS CO.
Ticker Symbol: AXP CUSIP: 025816109
Meeting Date: 4/27/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ------------------------------------------------- ------------ ---------- --------- -----------
Elect Director D.F. Akerson Mgmt Yes For For
Elect Director C. Barshefsky Mgmt Yes For For
Elect Director U.M. Burns Mgmt Yes For For
Elect Director K.I. Chenault Mgmt Yes For For
Elect Director P. Chernin Mgmt Yes For For
Elect Director J. Leschly Mgmt Yes For For
Elect Director R.C. Levin Mgmt Yes For For
Elect Director R.A. Mcginn Mgmt Yes For For
Elect Director E.D. Miller Mgmt Yes For For
Elect Director S.S Reinemund Mgmt Yes For For
Elect Director R.D. Walter Mgmt Yes For For
Elect Director R.A. Williams Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
Advisory Vote to Ratify Named Executive Officers' Mgmt Yes For For
Compensation
Provide for Cumulative Voting ShrHoldr Yes Against For
Amend Bylaws-- Call Special Meetings ShrHoldr Yes Against For
- --------------------------------------------------------------------------------
THE BOEING CO.
Ticker Symbol: BA CUSIP: 097023105
Meeting Date: 4/27/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ------------------------------------------------- ------------ ---------- --------- -----------
Elect Director John H. Biggs Mgmt Yes For For
Elect Director John E. Bryson Mgmt Yes For For
Elect Director Arthur D. Collins, Jr. Mgmt Yes For For
Elect Director Linda Z. Cook Mgmt Yes For For
Elect Director William M. Daley Mgmt Yes For For
Elect Director Kenneth M. Duberstein Mgmt Yes For For
Elect Director John F. McDonnell Mgmt Yes For For
Elect Director W. James McNerney, Jr. Mgmt Yes For For
Elect Director Mike S. Zafirovski Mgmt Yes For For
Amend Omnibus Stock Plan Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
Provide for Cumulative Voting ShrHoldr Yes Against For
Advisory Vote to Ratify Named Executive Officers' ShrHoldr Yes Against For
Compensation
Adopt Principles for Health Care Reform ShrHoldr Yes Against For
Report on Foreign Military Sales ShrHoldr Yes Against For
Require Independent Lead Director ShrHoldr Yes Against For
Restrict Severance Agreements (Change-in-Control) ShrHoldr Yes For Against
Report on Political Contributions ShrHoldr Yes Against For
- --------------------------------------------------------------------------------
EBAY INC.
Ticker Symbol: EBAY CUSIP: 278642103
Meeting Date: 4/29/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ------------------------------------------------- ------------ ---------- --------- -----------
Elect Director Marc L. Andreessen Mgmt Yes For For
Elect Director William C. Ford, Jr. Mgmt Yes For For
Elect Director Dawn G. Lepore Mgmt Yes For For
Elect Director Pierre M. Omidyar Mgmt Yes For For
Elect Director Richard T. Schlosberg, III Mgmt Yes For For
Approve Stock Option Exchange Program Mgmt Yes For For
Amend Omnibus Stock Plan Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
- --------------------------------------------------------------------------------
ALLERGAN, INC.
Ticker Symbol: AGN CUSIP: 018490102
Meeting Date: 4/30/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ------------------------------------------------- ------------ ---------- --------- -----------
Elect Director Herbert W. Boyer Mgmt Yes For For
Elect Director Robert A. Ingram Mgmt Yes For For
Elect Director David E.I. Pyott Mgmt Yes For For
Elect Director Russell T. Ray Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
Report on Animal Testing ShrHoldr Yes Against For
- --------------------------------------------------------------------------------
ZIMMER HOLDINGS INC
Ticker Symbol: ZMH CUSIP: 98956P102
Meeting Date: 5/4/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ------------------------------------------------- ------------ ---------- --------- -----------
Elect Director Betsy J. Bernard Mgmt Yes For For
Elect Director Marc N. Casper Mgmt Yes For For
Elect Director David C. Dvorak Mgmt Yes For For
Elect Director Robert A. Hagemann Mgmt Yes For For
Elect Director Arthur J. Higgins Mgmt Yes For For
Elect Director Cecil B. Pickett Mgmt Yes For For
Elect Director Augustus A. White, III Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
Approve Omnibus Stock Plan Mgmt Yes For For
Amend Non-Employee Director Omnibus Stock Plan Mgmt Yes For For
Amend Deferred Compensation Plan Mgmt Yes For For
- --------------------------------------------------------------------------------
CVS CAREMARK CORP
Ticker Symbol: CVS CUSIP: 126650100
Meeting Date: 5/6/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ------------------------------------------------- ------------ ---------- --------- -----------
Elect Director Edwin M. Banks Mgmt Yes For For
Elect Director C. David Brown II Mgmt Yes For For
Elect Director David W. Dorman Mgmt Yes For For
Elect Director Kristen E. Gibney Williams Mgmt Yes For For
Elect Director Marian L. Heard Mgmt Yes For For
Elect Director William H. Joyce Mgmt Yes For For
Elect Director Jean-Pierre Million Mgmt Yes For For
Elect Director Terrence Murray Mgmt Yes For For
Elect Director C.A. Lance Piccolo Mgmt Yes For For
Elect Director Sheli Z. Rosenberg Mgmt Yes For For
Elect Director Thomas M. Ryan Mgmt Yes For For
Elect Director Richard J. Swift Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
Amend Articles/Bylaws/Charter -- Call Special ShrHoldr Yes Against For
Meetings
Require Independent Board Chairman ShrHoldr Yes Against For
Report on Political Contributions ShrHoldr Yes Against For
Advisory Vote to Ratify Named Executive Officers' ShrHoldr Yes Against For
Compensation
- --------------------------------------------------------------------------------
EMC CORP.
Ticker Symbol: EMC CUSIP: 268648102
Meeting Date: 5/6/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ------------------------------------------------- ------------ ---------- --------- -----------
Elect Director Michael W. Brown Mgmt Yes For For
Elect Director Randolph L. Cowen Mgmt Yes For For
Elect Director Michael J. Cronin Mgmt Yes For For
Elect Director Gail Deegan Mgmt Yes For For
Elect Director John R. Egan Mgmt Yes For For
Elect Director W. Paul Fitzgerald Mgmt Yes For For
Elect Director Edmund F. Kelly Mgmt Yes For For
Elect Director Windle B. Priem Mgmt Yes For For
Elect Director Paul Sagan Mgmt Yes For For
Elect Director David N. Strohm Mgmt Yes For For
Elect Director Joseph M. Tucci Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
Amend Qualified Employee Stock Purchase Plan Mgmt Yes For For
Permit Right to Call Special Meeting Mgmt Yes For For
Advisory Vote to Ratify Named Executive Officers' ShrHoldr Yes Against For
Compensation
- --------------------------------------------------------------------------------
FOSTER WHEELER AG
Ticker Symbol: FWLT CUSIP: H27178104
Meeting Date: 5/6/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ------------------------------------------------- ------------ ---------- --------- -----------
ELECTION OF DIRECTOR: ROBERT C. FLEXON Mgmt Yes For For
ELECTION OF DIRECTOR: MAUREEN B. TART-BEZER Mgmt Yes For For
ELECTION OF DIRECTOR: JAMES D. WOODS Mgmt Yes For For
RE-ELECTION OF PRICEWATERHOUSECOOPERS AG, Mgmt Yes For For
SWITZERLAND, AS OURINDEPENDENT AUDITOR (
REVISIONSSTELLE ) FOR 2009
RATIFICATION OF THE APPOINTMENT OF Mgmt Yes For For
PRICEWATERHOUSECOOPERS LLP ASOUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2009(CONSULTATIVE VOTE)
IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR Mgmt Yes Against Against
AMENDMENTS OF THEAGENDA ITEMS OR OTHER MATTERS
ARE RAISED AT THE ANNUAL GENERALMEETING, I
INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS
- --------------------------------------------------------------------------------
PEPSICO, INC.
Ticker Symbol: PEP CUSIP: 713448108
Meeting Date: 5/6/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ------------------------------------------------- ------------ ---------- --------- -----------
Elect Director S.L. Brown Mgmt Yes For For
Elect Director I.M. Cook Mgmt Yes For For
Elect Director D. Dublon Mgmt Yes For For
Elect Director V.J. Dzau Mgmt Yes For For
Elect Director R.L. Hunt Mgmt Yes For For
Elect Director A. Ibarguen Mgmt Yes For For
Elect Director A.C. Martinez Mgmt Yes For For
Elect Director I.K. Nooyi Mgmt Yes For For
Elect Director S.P. Rockefeller Mgmt Yes For For
Elect Director J.J. Schiro Mgmt Yes For For
Elect Director L.G. Trotter Mgmt Yes For For
Elect Director D.Vasella Mgmt Yes For For
Elect Director M.D. White Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
Amend Executive Incentive Bonus Plan Mgmt Yes For For
Report on Recycling ShrHoldr Yes Against For
Report on Genetically Engineered Products ShrHoldr Yes Against For
Report on Charitable Contributions ShrHoldr Yes Against For
Advisory Vote to Ratify Named Executive Officers' ShrHoldr Yes Against For
Compensation
- --------------------------------------------------------------------------------
GOOGLE INC
Ticker Symbol: GOOG CUSIP: 38259P508
Meeting Date: 5/7/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ------------------------------------------------- ------------ ---------- --------- -----------
Elect Director Eric Schmidt Mgmt Yes For For
Elect Director Sergey Brin Mgmt Yes For For
Elect Director Larry Page Mgmt Yes For For
Elect Director L. John Doerr Mgmt Yes For For
Elect Director John L. Hennessy Mgmt Yes For For
Elect Director Arthur D. Levinson Mgmt Yes For For
Elect Director Ann Mather Mgmt Yes For For
Elect Director Paul S. Otellini Mgmt Yes For For
Elect Director K. Ram Shriram Mgmt Yes For For
Elect Director Shirley M. Tilghman Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
Amend Omnibus Stock Plan Mgmt Yes Against Against
Report on Political Contributions ShrHoldr Yes For For
Adopt Policies to Protect Freedom of Access to ShrHoldr Yes Against For
the Internet
Adopt Principles for Health Care Reform ShrHoldr Yes Against For
- --------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC.
Ticker Symbol: UPS CUSIP: 911312106
Meeting Date: 5/7/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ------------------------------------------------- ------------ ---------- --------- -----------
Elect Director F. Duane Ackerman Mgmt Yes For For
Elect Director Michael J. Burns Mgmt Yes For For
Elect Director D. Scott Davis Mgmt Yes For For
Elect Director Stuart E. Eizenstat Mgmt Yes For For
Elect Director Michael L. Eskew Mgmt Yes For For
Elect Director William R. Johnson Mgmt Yes For For
Elect Director Ann M. Livermore Mgmt Yes For For
Elect Director Rudy Markham Mgmt Yes For For
Elect Director John W. Thompson Mgmt Yes For For
Elect Director Carol B. Tom Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
Approve Omnibus Stock Plan Mgmt Yes For For
- --------------------------------------------------------------------------------
TRANSOCEAN LTD.
Ticker Symbol: RIG CUSIP: H8817H100
Meeting Date: 5/15/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ------------------------------------------------- ------------ ---------- --------- -----------
APPROVAL OF THE 2008 ANNUAL REPORT, THE Mgmt Yes For For
CONSOLIDATED FINANCIALSTATEMENTS OF TRANSOCEAN
LTD. FOR FISCAL YEAR 2008 AND THESTATUTORY
FINANCIAL STATEMENTS OF TRANSOCEAN LTD.
DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt Yes For For
DIRECTORS AND THEEXECUTIVE OFFICERS FOR FISCAL
YEAR 2008
APPROPRIATION OF THE AVAILABLE RETAINED EARNINGS Mgmt Yes For For
WITHOUT PAYMENTOF A DIVIDEND TO SHAREHOLDERS FOR
FISCAL YEAR 2008 AND RELEASEOF CHF 3.5 BILLION OF
LEGAL RESERVES TO OTHER RESERVES.
AUTHORIZATION OF A SHARE REPURCHASE PROGRAM Mgmt Yes For For
APPROVAL OF THE LONG-TERM INCENTIVE PLAN OF Mgmt Yes For For
TRANSOCEAN LTD. INTHE FORM AS AMENDED AND
RESTATED EFFECTIVE AS OF 2/12/09
REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR Mgmt Yes For For
TERM:W. RICHARD ANDERSON
REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR Mgmt Yes For For
TERM:RICHARD L. GEORGE
REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR Mgmt Yes For For
TERM:ROBERT L. LONG
REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR Mgmt Yes For For
TERM:EDWARD R. MULLER
REELECTION OF CLASS III DIRECTOR FOR A TWO-YEAR Mgmt Yes For For
TERM:VICTOR E. GRIJALVA
APPOINTMENT OF ERNST & YOUNG LLP AS TRANSOCEAN Mgmt Yes For For
LTD.INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2009 AND REELECTION OF ERNST &
YOUNG LTD., ZURICH, AS TRANSOCEAN LTD. AUDITOR
PURSUANT TO THE SWISS CODE OF OBLIGATIONS FOR A
FURTHER ONE-YEAR
- --------------------------------------------------------------------------------
XTO ENERGY INC
Ticker Symbol: XTO CUSIP: 98385X106
Meeting Date: 5/19/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ------------------------------------------------- ------------ ---------- --------- -----------
Declassify the Board of Directors Mgmt Yes For For
Elect Director Phillip R. Kevil Mgmt Yes For For
Elect Director Herbert D. Simons Mgmt Yes For For
Elect Director Vaughn O. Vennerberg II Mgmt Yes For For
Approve Executive Incentive Bonus Plan Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
Advisory Vote to Ratify Named Executive Officers' ShrHoldr Yes Against For
Compensation
Adopt a Policy in which the Company will not Make ShrHoldr Yes Against For
or Promise to Make Any Death Benefit Payments to
Senior Executives
- --------------------------------------------------------------------------------
HALLIBURTON CO.
Ticker Symbol: HAL CUSIP: 406216101
Meeting Date: 5/20/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ------------------------------------------------- ------------ ---------- --------- -----------
Elect Director Alan M. Bennett Mgmt Yes For For
Elect Director James R. Boyd Mgmt Yes For For
Elect Director Milton Carroll Mgmt Yes For For
Elect Director S. Malcolm Gillis Mgmt Yes For For
Elect Director James T. Hackett Mgmt Yes For For
Elect Director David J. Lesar Mgmt Yes For For
Elect Director Robert A. Malone Mgmt Yes For For
Elect Director J. Landis Martin Mgmt Yes For For
Elect Director Jay A. Precourt Mgmt Yes For For
Elect Director Debra L. Reed Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
Amend Omnibus Stock Plan Mgmt Yes For For
Amend Qualified Employee Stock Purchase Plan Mgmt Yes For For
Review and Asses Human Rights Policies ShrHoldr Yes Against For
Report on Political Contributions ShrHoldr Yes Against For
Adopt Low Carbon Energy Policy ShrHoldr Yes Against For
Disclose Information on Compensation Consultant ShrHoldr Yes Against For
Amend Articles/Bylaws/Charter -- Call Special ShrHoldr Yes Against For
Meetings
Establish Independent Director Committee to ShrHoldr Yes Against For
Review and Report on Financial Misconducts and
Human Rights Abuses
- --------------------------------------------------------------------------------
QUANTA SERVICES, INC.
Ticker Symbol: PWR CUSIP: 74762E102
Meeting Date: 5/21/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ------------------------------------------------- ------------ ---------- --------- -----------
Elect Director James R. Ball Mgmt Yes For For
Elect Director John R. Colson Mgmt Yes For For
Elect Director J. Michal Conaway Mgmt Yes For For
Elect Director Ralph R. Disibio Mgmt Yes For For
Elect Director Bernard Fried Mgmt Yes For For
Elect Director Louis C. Golm Mgmt Yes For For
Elect Director Worthing F. Jackman Mgmt Yes For For
Elect Director Bruce Ranck Mgmt Yes For For
Elect Director John R. Wilson Mgmt Yes For For
Elect Director Pat Wood, III Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
- --------------------------------------------------------------------------------
YUM BRANDS, INC.
Ticker Symbol: YUM CUSIP: 988498101
Meeting Date: 5/21/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ------------------------------------------------- ------------ ---------- --------- -----------
Elect Director David W. Dorman Mgmt Yes For For
Elect Director Massimo Ferragamo Mgmt Yes For For
Elect Director J. David Grissom Mgmt Yes For For
Elect Director Bonnie G. Hill Mgmt Yes For For
Elect Director Robert Holland, Jr. Mgmt Yes For For
Elect Director Kenneth G. Langone Mgmt Yes For For
Elect Director Jonathan S. Linen Mgmt Yes For For
Elect Director Thomas C. Nelson Mgmt Yes For For
Elect Director David C. Novak Mgmt Yes For For
Elect Director Thomas M. Ryan Mgmt Yes For For
Elect Director Jing-Shyh S. Su Mgmt Yes For For
Elect Director Jackie Trujillo Mgmt Yes For For
Elect Director Robert D. Walter Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
Approve Executive Incentive Bonus Plan Mgmt Yes For For
Submit Shareholder Rights Plan (Poison Pill) to ShrHoldr Yes Against For
Shareholder Vote
Advisory Vote to Ratify Named Executive Officers' ShrHoldr Yes Against For
Compensation
Report on Sustainability and Food Safety in the ShrHoldr Yes Against For
Supply Chain
Adopt Principles for Health Care Reform ShrHoldr Yes Against For
Report on Animal Welfare Policies ShrHoldr Yes Against For
- --------------------------------------------------------------------------------
AMAZON.COM, INC.
Ticker Symbol: AMZN CUSIP: 023135106
Meeting Date: 5/28/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ------------------------------------------------- ------------ ---------- --------- -----------
Elect Director Jeffrey P. Bezos Mgmt Yes For For
Elect Director Tom A. Alberg Mgmt Yes For For
Elect Director John Seely Brown Mgmt Yes For For
Elect Director L. John Doerr Mgmt Yes For For
Elect Director William B. Gordon Mgmt Yes For For
Elect Director Alain Monie Mgmt Yes For For
Elect Director Thomas O. Ryder Mgmt Yes For For
Elect Director Patricia Q. Stonesifer Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
- --------------------------------------------------------------------------------
AETNA INC.
Ticker Symbol: AET CUSIP: 00817Y108
Meeting Date: 5/29/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ------------------------------------------------- ------------ ---------- --------- -----------
Elect Director Frank M. Clark Mgmt Yes For For
Elect Director Betsy Z. Cohen Mgmt Yes For For
Elect Director Molly J. Coye, M.D. Mgmt Yes For For
Elect Director Roger N. Farah Mgmt Yes For For
Elect Director Barbara Hackman Franklin Mgmt Yes For For
Elect Director Jeffrey E. Garten Mgmt Yes For For
Elect Director Earl G. Graves Mgmt Yes For For
Elect Director Gerald Greenwald Mgmt Yes For For
Elect Director Ellen M. Hancock Mgmt Yes For For
Elect Director Richard J. Harrington Mgmt Yes For For
Elect Director Edward J. Ludwig Mgmt Yes For For
Elect Director Joseph P. Newhouse Mgmt Yes For For
Elect Director Ronald A. Williams Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
Provide for Cumulative Voting ShrHoldr Yes Against For
Adopt a Policy to Elect a Retired Management ShrHoldr Yes Against For
Employee
- --------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker Symbol: CAT CUSIP: 149123101
Meeting Date: 6/10/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ------------------------------------------------- ------------ ---------- --------- -----------
Elect Director Daniel M. Dickinson Mgmt Yes For For
Elect Director David R. Goode Mgmt Yes For For
Elect Director James W. Owens Mgmt Yes For For
Elect Director Charles D. Powell Mgmt Yes For For
Elect Director Joshua I. Smith Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
Declassify the Board of Directors ShrHoldr Yes For Against
Require a Majority Vote for the Election of ShrHoldr Yes For Against
Directors
Report on Foreign Military Sales ShrHoldr Yes Against For
Adopt Simple Majority Vote Standard ShrHoldr Yes For Against
Limitation on Compensation Consultant Services ShrHoldr Yes Against For
Require Independent Board Chairman ShrHoldr Yes Against For
Report on Lobbying Priorities ShrHoldr Yes Against For
- --------------------------------------------------------------------------------
YAHOO!, INC.
Ticker Symbol: YHOO CUSIP: 984332106
Meeting Date: 6/25/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ------------------------------------------------- ------------ ---------- --------- -----------
Elect Director Carol Bartz Mgmt Yes For For
Elect Director Frank J. Biondi, Jr. Mgmt Yes For For
Elect Director Roy J. Bostock Mgmt Yes For For
Elect Director Ronald W. Burkle Mgmt Yes For For
Elect Director John H. Chapple Mgmt Yes For For
Elect Director Eric Hippeau Mgmt Yes For For
Elect Director Carl C. Icahn Mgmt Yes For For
Elect Director Vyomesh Joshi Mgmt Yes For For
Elect Director Arthur H. Kern Mgmt Yes For For
Elect Director Mary Agnes Wilderotter Mgmt Yes For For
Elect Director Gary L. Wilson Mgmt Yes For For
Elect Director Jerry Yang Mgmt Yes For For
Amend Omnibus Stock Plan Mgmt Yes For For
Amend Qualified Employee Stock Purchase Plan Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
Advisory Vote to Ratify Named Executive Officers' ShrHoldr Yes Against For
Compensation
VOTE SUMMARY REPORT
FOR THE PERIOD JULY 1, 2008 - JUNE 30, 2009
VANTAGEPOINT GROWTH FUND
SUBADVISER: PEREGRINE CAPITAL MANAGEMENT
- --------------------------------------------------------------------------------
LEGG MASON, INC
Exchange Ticker Symbol: LM CUSIP: 524901105
Meeting Date: 7/22/2008
SUBADVISER'S
VOTE ON
BEHALF MANAGEMENT'S
MATTER VOTED ON OF FUND VOTE
- ------------------------------------------------------------ ----------- ------------
DIRECTOR For For
DENNIS R. BERESFORD* For For
W. ALLEN REED* For For
ROGER W. SCHIPKE* For For
NICHOLAS J. ST. GEORGE* For For
MARK R. FETTING** For For
SCOTT C. NUTTALL*** For For
RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
STOCKHOLDER PROPOSAL RELATING TO AN INDEPENDENT DIRECTOR Against Against
SERVING AS THE CHAIRMAN OF THE BOARD.
STOCKHOLDER PROPOSAL RELATING TO AN ADVISORY VOTE ON Against Against
EXECUTIVE COMPENSATION
- --------------------------------------------------------------------------------
CME GROUP
Exchange Ticker Symbol: CME CUSIP: 12572Q105
Meeting Date: 8/18/2008
SUBADVISER'S
VOTE ON
BEHALF MANAGEMENT'S
MATTER VOTED ON OF FUND VOTE
- ------------------------------------------------------------ ----------- ------------
TO APPROVE THE THIRD AMENDED AND RESTATED CERTIFICATE OF For For
INCORPORATION OF CME GROUP, WHICH INCREASES THE MAXIMUM SIZE
OF THE CME GROUP BOARD OF DIRECTORS AND SPECIFIES THAT THE
NUMBER OF CME GROUP DIRECTORS IS TO BE FIXED EXCLUSIVELY BY
ONE OR MORE RESOLU
TO APPROVE THE ISSUANCE OF CME GROUP CLASS A COMMON STOCK, For For
PAR VALUE $0.01 PER SHARE, TO NYMEX HOLDINGS, INC. ("NYMEX
HOLDINGS") STOCKHOLDERS PURSUANT TO THE MERGER CONTEMPLATED
BY THE AGREEMENT AND PLAN OF MERGER, DATES AS OF MARCH 17,
2008 AND AS AMENDE
TO ADJOURN THE CME GROUP SPECIAL MEETING, IF NECESSARY, TO For For
SOLICIT ADDITIONAL PROXIES
- --------------------------------------------------------------------------------
MEDTRONIC, INC.
Exchange Ticker Symbol: MDT CUSIP: 585055106
Meeting Date: 8/21/2008
SUBADVISER'S
VOTE ON
BEHALF MANAGEMENT'S
MATTER VOTED ON OF FUND VOTE
- ------------------------------------------------------------ ----------- ------------
DIRECTOR For For
VICTOR J. DZAU, M.D. For For
WILLIAM A. HAWKINS For For
SHIRLEY A. JACKSON, PHD For For
DENISE M. O'LEARY For For
JEAN-PIERRE ROSSO For For
JACK W. SCHULER For For
TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS For For
MEDTRONIC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
TO APPROVE THE MEDTRONIC 2008 STOCK AWARD AND INCENTIVE PLAN. For For
- --------------------------------------------------------------------------------
PAYCHEX, INC.
Exchange Ticker Symbol: PAYX CUSIP: 704326107
Meeting Date: 10/7/2008
SUBADVISER'S
VOTE ON
BEHALF MANAGEMENT'S
MATTER VOTED ON OF FUND VOTE
- ------------------------------------------------------------ ----------- ------------
ELECTION OF DIRECTOR: B. THOMAS GOLISANO For For
ELECTION OF DIRECTOR: DAVID J.S. FLASCHEN For For
ELECTION OF DIRECTOR: PHILLIP HORSLEY For For
ELECTION OF DIRECTOR: GRANT M. INMAN For For
ELECTION OF DIRECTOR: PAMELA A. JOSEPH For For
ELECTION OF DIRECTOR: JONATHAN J. JUDGE For For
ELECTION OF DIRECTOR: JOSEPH M. TUCCI For For
ELECTION OF DIRECTOR: JOSEPH M. VELLI For For
RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF ERNST & For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
- --------------------------------------------------------------------------------
CINTAS CORPORATION
Exchange Ticker Symbol: CTAS CUSIP: 172908105
Meeting Date: 10/14/2008
SUBADVISER'S
VOTE ON
BEHALF MANAGEMENT'S
MATTER VOTED ON OF FUND VOTE
- ------------------------------------------------------------ ----------- ------------
ELECTION OF DIRECTOR: GERALD S. ADOLPH For For
ELECTION OF DIRECTOR: GERALD V. DIRVIN For For
ELECTION OF DIRECTOR: PAUL R. CARTER For For
ELECTION OF DIRECTOR: RICHARD T. FARMER For For
ELECTION OF DIRECTOR: SCOTT D. FARMER For For
ELECTION OF DIRECTOR: JOYCE HERGENHAN For For
ELECTION OF DIRECTOR: ROBERT J. KOHLHEPP For For
ELECTION OF DIRECTOR: DAVID C. PHILLIPS For For
ELECTION OF DIRECTOR: RONALD W. TYSOE For For
TO RATIFY ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED For For
PUBLIC ACCOUNTING FIRM FOR FISCAL 2009.
NORTH CAROLINA EQUITY INVESTMENT FUND PROPOSAL TO REQUIRE Against Against
THAT THE CHAIRMAN OF BOARD OF DIRECTORS BE AN INDEPENDENT
DIRECTOR.
THE AMERICAN FEDERATION OF STATE, COUNTY & MUNICIPAL Against Against
EMPLOYEES' PROPOSAL THAT SHAREHOLDERS OF CINTAS REQUEST THE
BOARD OF DIRECTORS TO ADOPT A POLICY.
- --------------------------------------------------------------------------------
LINEAR TECHNOLOGY CORPORATION
Exchange Ticker Symbol: LLTC CUSIP: 535678106
Meeting Date: 11/5/2008
SUBADVISER'S
VOTE ON
BEHALF MANAGEMENT'S
MATTER VOTED ON OF FUND VOTE
- ------------------------------------------------------------ ----------- ------------
DIRECTOR For For
ROBERT H. SWANSON, JR. For For
DAVID S. LEE For For
LOTHAR MAIER For For
RICHARD M. MOLEY For For
THOMAS S. VOLPE For For
TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING JUNE
- --------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC.
Exchange Ticker Symbol: ADP CUSIP: 53015103
Meeting Date: 11/11/2008
SUBADVISER'S
VOTE ON
BEHALF MANAGEMENT'S
MATTER VOTED ON OF FUND VOTE
- ------------------------------------------------------------ ----------- ------------
DIRECTOR For For
GREGORY D. BRENNEMAN For For
LESLIE A. BRUN For For
GARY C. BUTLER For For
LEON G. COOPERMAN For For
ERIC C. FAST For For
R. GLENN HUBBARD For For
JOHN P. JONES For For
FREDERIC V. MALEK For For
CHARLES H. NOSKI For For
SHARON T. ROWLANDS For For
GREGORY L. SUMME For For
HENRY TAUB For For
APPROVAL OF THE 2008 OMNIBUS AWARD PLAN For For
APPOINTMENT OF DELOITTE & TOUCHE LLP For For
- --------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Exchange Ticker Symbol: CSCO CUSIP: 17275R102
Meeting Date: 11/13/2008
SUBADVISER'S
VOTE ON
BEHALF MANAGEMENT'S
MATTER VOTED ON OF FUND VOTE
- ------------------------------------------------------------ ----------- ------------
ELECTION OF DIRECTOR: CAROL A. BARTZ For For
ELECTION OF DIRECTOR: M. MICHELE BURNS For For
ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS For For
ELECTION OF DIRECTOR: LARRY R. CARTER For For
ELECTION OF DIRECTOR: JOHN T. CHAMBERS For For
ELECTION OF DIRECTOR: BRIAN L. HALLA For For
ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY For For
ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH For For
ELECTION OF DIRECTOR: RODERICK C. MCGEARY For For
ELECTION OF DIRECTOR: MICHAEL K. POWELL For For
ELECTION OF DIRECTOR: STEVEN M. WEST For For
ELECTION OF DIRECTOR: JERRY YANG For For
TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS For For
CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING JULY 25, 2009.
PROPOSAL SUBMITTED BY A SHAREHOLDER TO AMEND THE COMPANY'S Against Against
BYLAWS TO ESTABLISH A BOARD COMMITTEE ON HUMAN RIGHTS.
PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING THE BOARD TO Against Against
PUBLISH A REPORT TO SHAREHOLDERS WITHIN SIX MONTHS PROVIDING
A SUMMARIZED LISTING AND ASSESSMENT OF CONCRETE STEPS CISCO
COULD REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT ITS
BUSINESS PRACTICES
- --------------------------------------------------------------------------------
MICROSOFT CORPORATION
Exchange Ticker Symbol: MSFT CUSIP: 594918104
Meeting Date: 11/19/2008
SUBADVISER'S
VOTE ON
BEHALF MANAGEMENT'S
MATTER VOTED ON OF FUND VOTE
- ------------------------------------------------------------ ----------- ------------
ELECTION OF DIRECTOR: STEVEN A. BALLMER For For
ELECTION OF DIRECTOR: JAMES I. CASH JR. For For
ELECTION OF DIRECTOR: DINA DUBLON For For
ELECTION OF DIRECTOR: WILLIAM H. GATES III For For
ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN For For
ELECTION OF DIRECTOR: REED HASTINGS For For
ELECTION OF DIRECTOR: DAVID F. MARQUARDT For For
ELECTION OF DIRECTOR: CHARLES H. NOSKI For For
ELECTION OF DIRECTOR: HELMUT PANKE For For
APPROVAL OF MATERIAL TERMS OF PERFORMANCE CRITERIA UNDER THE For For
EXECUTIVE OFFICER INCENTIVE PLAN.
APPROVAL OF AMENDMENTS TO THE 1999 STOCK OPTION PLAN FOR For For
NON-EMPLOYEE DIRECTORS.
RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS For For
THE COMPANY'S INDEPENDENT AUDITOR.
SHAREHOLDER PROPOSAL - ADOPTION OF POLICIES ON INTERNET Against Against
CENSORSHIP.
SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD COMMITTEE ON Against Against
HUMAN RIGHTS.
SHAREHOLDER PROPOSAL - DISCLOSURE OF CHARITABLE Against Against
CONTRIBUTIONS.
VOTE SUMMARY REPORT
FOR THE PERIOD JULY 1, 2008 - JUNE 30, 2009
VANTAGEPOINT GROWTH FUND
SUBADVISER: TUKMAN CAPITAL MANAGEMENT, INC.
- --------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker Symbol: PG CUSIP/Security ID: 742718109
Meeting Date: 10/14/2008
DID
SUBADVISER
MGMT OR VOTE ON
BALLOT SHLDR FUND'S SUBADVISER'S FOR/AGAINST
ITEM MATTER VOTED ON PROPOSAL BEHALF? VOTE MANAGEMENT
- -------- --------------------------------------------- ------------ ------------ ------------- -----------
1.1 Elect Director Kenneth I. Chenault Mgmt Yes For For
1.2 Elect Director Scott D. Cook Mgmt Yes For For
1.3 Elect Director Rajat K. Gupta Mgmt Yes For For
1.4 Elect Director A.G. Lafley Mgmt Yes For For
1.5 Elect Director Charles R. Lee Mgmt Yes For For
1.6 Elect Director Lynn M. Martin Mgmt Yes For For
1.7 Elect Director W. James McNerney, Jr. Mgmt Yes For For
1.8 Elect Director Johnathan A. Rodgers Mgmt Yes For For
1.9 Elect Director Ralph Snyderman Mgmt Yes For For
1.10 Elect Director Margaret C. Whitman Mgmt Yes For For
1.11 Elect Director Patricia A. Woertz Mgmt Yes For For
1.12 Elect Director Ernesto Zedillo Mgmt Yes For For
2. Ratify Auditors Mgmt Yes For For
Adopt Majority Voting for Uncontested
3. Election of Directors Mgmt Yes For For
4. Rotate Annual Meeting Location ShrHoldr Yes Against For
Advisory Vote to Ratify Named Executive
5. Officers' Compensation ShrHoldr Yes Against For
- --------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC.
Ticker Symbol: ADP CUSIP/Security ID: 53015103
Meeting Date: 11/11/2008
DID
SUBADVISER
MGMT OR VOTE ON
BALLOT SHLDR FUND'S SUBADVISER'S FOR/AGAINST
ITEM MATTER VOTED ON PROPOSAL BEHALF? VOTE MANAGEMENT
- -------- --------------------------------------------- ------------ ------------ ------------- -----------
1.1 Elect Director Gregory D. Brenneman Mgmt Yes For For
1.2 Elect Director Leslie A. Brun Mgmt Yes For For
1.3 Elect Director Gary C. Butler Mgmt Yes For For
1.4 Elect Director Leon G. Cooperman Mgmt Yes For For
1.5 Elect Director Eric C. Fast Mgmt Yes For For
1.6 Elect Director R. Glenn Hubbard Mgmt Yes For For
1.7 Elect Director John P. Jones Mgmt Yes For For
1.8 Elect Director Frederic V. Malek Mgmt Yes For For
1.9 Elect Director Charles H. Noski Mgmt Yes For For
1.10 Elect Director Sharon T. Rowlands Mgmt Yes For For
1.11 Elect Director Gregory L. Summe Mgmt Yes For For
1.12 Elect Director Henry Taub Mgmt Yes For For
2. Approve Omnibus Stock Plan Mgmt Yes For For
3. Ratify Auditors Mgmt Yes For For
- --------------------------------------------------------------------------------
MICROSOFT CORP.
Ticker Symbol: MSFT CUSIP/Security ID: 594918104
Meeting Date: 11/19/2008
DID
SUBADVISER
MGMT OR VOTE ON
BALLOT SHLDR FUND'S SUBADVISER'S FOR/AGAINST
ITEM MATTER VOTED ON PROPOSAL BEHALF? VOTE MANAGEMENT
- -------- --------------------------------------------- ------------ ------------ ------------- -----------
1. Elect Director Steven A. Ballmer Mgmt Yes For For
2. Elect Director James I. Cash, Jr. Mgmt Yes For For
3. Elect Director Dina Dublon Mgmt Yes For For
4. Elect Director William H. Gates, III Mgmt Yes For For
5. Elect Director Raymond V. Gilmartin Mgmt Yes For For
6. Elect Director Reed Hastings Mgmt Yes For For
7. Elect Director David F. Marquardt Mgmt Yes For For
8. Elect Director Charles H. Noski Mgmt Yes For For
9. Elect Director Helmut Panke Mgmt Yes For For
10. Approve Executive Incentive Bonus Plan Mgmt Yes For For
11. Amend Non-Employee Director Omnibus Stock Plan Mgmt Yes For For
12. Ratify Auditors Mgmt Yes For For
Adopt Policies to Protect Freedom of Access
13. to the Internet ShrHoldr Yes Against For
Amend Bylaws to Establish a Board Committee
14. on Human Rights ShrHoldr Yes Against For
15. Report on Charitable Contributions ShrHoldr Yes Against For
- --------------------------------------------------------------------------------
THE WALT DISNEY COMPANY
Ticker Symbol: DIS CUSIP/Security ID: 254687106
Meeting Date: 3/10/2009
DID
SUBADVISER
MGMT OR VOTE ON
BALLOT SHLDR FUND'S SUBADVISER'S FOR/AGAINST
ITEM MATTER VOTED ON PROPOSAL BEHALF? VOTE MANAGEMENT
- -------- --------------------------------------------- ------------ ------------ ------------- -----------
1. Elect Director Susan E. Arnold Mgmt Yes For For
2. Elect Director John E. Bryson Mgmt Yes For For
3. Elect Director John S. Chen Mgmt Yes For For
4. Elect Director Judith L. Estrin Mgmt Yes For For
5. Elect Director Robert A. Iger Mgmt Yes For For
6. Elect Director Steven P. Jobs Mgmt Yes For For
7. Elect Director Fred H. Langhammer Mgmt Yes For For
8. Elect Director Aylwin B. Lewis Mgmt Yes For For
9. Elect Director Monica C. Lozano Mgmt Yes For For
10. Elect Director Robert W. Matschullat Mgmt Yes For For
11. Elect Director John E. Pepper , Jr. Mgmt Yes For For
12. Elect Director Orin C. Smith Mgmt Yes For For
13. Ratify Auditors Mgmt Yes For For
14. Amend Omnibus Stock Plan Mgmt Yes For For
15. Amend Executive Incentive Bonus Plan Mgmt Yes For For
16. Report on Political Contributions ShrHoldr Yes Against For
Adopt a Policy in which the Company will not
Make or Promise to Make Any Death Benefit
17. Payments to Senior Executives ShrHoldr Yes Against For
Advisory Vote to Ratify Named Executive
18. Officers' Compensation ShrHoldr Yes Against For
- --------------------------------------------------------------------------------
SCHLUMBERGER LTD.
Ticker Symbol: SLB CUSIP/Security ID: 806857108
Meeting Date: 4/8/2009
DID
SUBADVISER
MGMT OR VOTE ON
BALLOT SHLDR FUND'S SUBADVISER'S FOR/AGAINST
ITEM MATTER VOTED ON PROPOSAL BEHALF? VOTE MANAGEMENT
- -------- --------------------------------------------- ------------ ------------ ------------- -----------
1.1 Elect P. Camus as Director Mgmt Yes For For
1.2 Elect J.S. Gorelick as Director Mgmt Yes For For
1.3 Elect A. Gould as Director Mgmt Yes For For
1.4 Elect T. Issac as Director Mgmt Yes For For
1.5 Elect N. Kudryavtsev as Director Mgmt Yes For For
1.6 Elect A. Lajous as Director Mgmt Yes For For
1.7 Elect M.E. Marks as Director Mgmt Yes For For
1.8 Elect L.R. Reif as Director Mgmt Yes For For
1.9 Elect T.I. Sandvold as Director Mgmt Yes For For
1.10 Elect H. Seydoux as Director Mgmt Yes For For
1.11 Elect L.G. Stuntz as Director Mgmt Yes For For
2. Adopt and Approve Financials and Dividends Mgmt Yes For For
Advisory Vote to Ratify Named Executive
3. Officers' Compensation ShrHoldr Yes Against For
Approval of Independent Registered Public
4. Accounting Firm Mgmt Yes For For
- --------------------------------------------------------------------------------
GENERAL ELECTRIC CO.
Ticker Symbol: GE CUSIP/Security ID: 369604103
Meeting Date: 4/22/2009
DID
SUBADVISER
MGMT OR VOTE ON
BALLOT SHLDR FUND'S SUBADVISER'S FOR/AGAINST
ITEM MATTER VOTED ON PROPOSAL BEHALF? VOTE MANAGEMENT
- -------- --------------------------------------------- ------------ ------------ ------------- -----------
1.1 Elect Director James I. Cash, Jr. Mgmt Yes For For
1.2 Elect Director William M. Castell Mgmt Yes For For
1.3 Elect Director Ann M. Fudge Mgmt Yes For For
1.4 Elect Director Susan Hockfield Mgmt Yes For For
1.5 Elect Director Jeffrey R. Immelt Mgmt Yes For For
1.6 Elect Director Andrea Jung Mgmt Yes For For
1.7 Elect Director Alan G. (A.G.) Lafley Mgmt Yes For For
1.8 Elect Director Robert W. Lane Mgmt Yes For For
1.9 Elect Director Ralph S. Larsen Mgmt Yes For For
1.10 Elect Director Rochelle B. Lazarus Mgmt Yes For For
1.11 Elect Director James J. Mulva Mgmt Yes For For
1.12 Elect Director Sam Nunn Mgmt Yes For For
1.13 Elect Director Roger S. Penske Mgmt Yes For For
1.14 Elect Director Robert J. Swieringa Mgmt Yes For For
1.15 Elect Director Douglas A. Warner III Mgmt Yes For For
2. Ratify Auditors Mgmt Yes For For
3. Provide for Cumulative Voting ShrHoldr Yes Against For
Advisory Vote to Ratify Named Executive
4. Officers' Compensation ShrHoldr Yes Against For
Evaluate the Potential Conversion of the
Corporation's Business Units into Four or
More Public Corporations and Distribute New
5. Shares ShrHoldr Yes Against For
Adopt Policy to Cease the Payments of
Dividends or Equivalent Payments to Senior
6. Executives for Shares Not Owned ShrHoldr Yes Against For
Submit Severance Agreement (Change in
7. Control) to shareholder Vote ShrHoldr Yes Against For
- --------------------------------------------------------------------------------
THE COCA-COLA COMPANY
Ticker Symbol: KO CUSIP/Security ID: 191216100
Meeting Date: 4/22/2009
DID
SUBADVISER
MGMT OR VOTE ON
BALLOT SHLDR FUND'S SUBADVISER'S FOR/AGAINST
ITEM MATTER VOTED ON PROPOSAL BEHALF? VOTE MANAGEMENT
- -------- --------------------------------------------- ------------ ------------ ------------- -----------
1.1 Elect Director Herbert A. Allen Mgmt Yes For For
1.2 Elect Director Ronald W. Allen Mgmt Yes For For
1.3 Elect Director Cathleen P. Black Mgmt Yes For For
1.4 Elect Director Barry Diller Mgmt Yes For For
1.5 Elect Director Alexis M. Herman Mgmt Yes For For
1.6 Elect Director Muhtar Kent Mgmt Yes For For
1.7 Elect Director Donald R. Keough Mgmt Yes For For
1.8 Elect Director Maria Elena Lagomsino Mgmt Yes For For
1.9 Elect Director Donald F. McHenry Mgmt Yes For For
1.10 Elect Director Sam Nunn Mgmt Yes For For
1.11 Elect Director James D. Robinson III Mgmt Yes For For
1.12 Elect Director Peter V. Ueberroth Mgmt Yes For For
1.13 Elect Director Jacob Wallenberg Mgmt Yes For For
1.14 Elect Director James B. Williams Mgmt Yes For For
2. Ratify Auditors Mgmt Yes For For
Advisory Vote to Ratify Named Executive
3. Officers' Compensation ShrHoldr Yes Against For
4. Require Independent Board Chairman ShrHoldr Yes Against For
Amend Bylaws to Establish a Board Committee
5. on Human Rights ShrHoldr Yes Against For
6. Performance-Based Awards ShrHoldr Yes Against For
- --------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker Symbol: JNJ CUSIP/Security ID: 478160104
Meeting Date: 4/23/2009
DID
SUBADVISER
MGMT OR VOTE ON
BALLOT SHLDR FUND'S SUBADVISER'S FOR/AGAINST
ITEM MATTER VOTED ON PROPOSAL BEHALF? VOTE MANAGEMENT
- -------- --------------------------------------------- ------------ ------------ ------------- -----------
1.1 Elect Director Mary Sue Coleman Mgmt Yes For For
1.2 Elect Director James G. Cullen Mgmt Yes For For
1.3 Elect Director Michael M.E. Johns Mgmt Yes For For
1.4 Elect Director Arnold G. Langbo Mgmt Yes For For
1.5 Elect Director Susan L. Lindquist Mgmt Yes For For
1.6 Elect Director Leo F. Mullin Mgmt Yes For For
1.7 Elect Director Wiliam D. Perez Mgmt Yes For For
1.8 Elect Director Charles Prince Mgmt Yes For For
1.9 Elect Director David Satcher Mgmt Yes For For
1.10 Elect Director William C. Weldon Mgmt Yes For For
2. Ratify Auditors Mgmt Yes For For
Advisory Vote to Ratify Named Executive
3. Officers' Compensation ShrHoldr Yes Against For
- --------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP.
Ticker Symbol: IBM CUSIP/Security ID: 459200101
Meeting Date: 4/28/2009
DID
SUBADVISER
MGMT OR VOTE ON
BALLOT SHLDR FUND'S SUBADVISER'S FOR/AGAINST
ITEM MATTER VOTED ON PROPOSAL BEHALF? VOTE MANAGEMENT
- -------- --------------------------------------------- ------------ ------------ ------------- -----------
1.1 Elect Director A. J. P. Belda Mgmt Yes For For
1.2 Elect Director C. Black Mgmt Yes For For
1.3 Elect Director W. R. Brody Mgmt Yes For For
1.4 Elect Director K. I. Chenault Mgmt Yes For For
1.5 Elect Director M. L. Eskew Mgmt Yes For For
1.6 Elect Director S. A. Jackson Mgmt Yes For For
1.7 Elect Director T. Nishimuro Mgmt Yes For For
1.8 Elect Director J. W. Owens Mgmt Yes For For
1.9 Elect Director S. J. Palmisano Mgmt Yes For For
1.10 Elect Director J. E. Spero Mgmt Yes For For
1.11 Elect Director S. Taurel Mgmt Yes For For
1.12 Elect Director L. H. Zambrano Mgmt Yes For For
2. Ratify Auditors Mgmt Yes For For
3. Approve Executive Incentive Bonus Plan Mgmt Yes For For
4. Provide for Cumulative Voting ShrHoldr Yes Against For
5. Review Executive Compensation ShrHoldr Yes For Against
Advisory Vote to Ratify Named Executive
6. Officers' Compensation ShrHoldr Yes Against For
- --------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker Symbol: WFC CUSIP/Security ID: 949746101
Meeting Date: 4/28/2009
DID
SUBADVISER
MGMT OR VOTE ON
BALLOT SHLDR FUND'S SUBADVISER'S FOR/AGAINST
ITEM MATTER VOTED ON PROPOSAL BEHALF? VOTE MANAGEMENT
- -------- --------------------------------------------- ------------ ------------ ------------- -----------
1. Elect Director John D. Baker II Mgmt Yes For For
2. Elect Director John S. Chen Mgmt Yes For For
3. Elect Director Lloyd H. Dean Mgmt Yes For For
4. Elect Director Susan E. Engel Mgmt Yes For For
5. Elect Director Enrique Hernandez, Jr. Mgmt Yes For For
6. Elect Director Donald M. James Mgmt Yes For For
7. Elect Director Robert L. Joss Mgmt Yes For For
8. Elect Director Richard M. Kovacevich Mgmt Yes For For
9. Elect Director Richard D. McCormick Mgmt Yes For For
10. Elect Director Mackey J. McDonald Mgmt Yes For For
11. Elect Director Cynthia H. Milligan Mgmt Yes For For
12. Elect Director Nicholas G. Moore Mgmt Yes For For
13. Elect Director Philip J. Quigley Mgmt Yes For For
14. Elect Director Donald B. Rice Mgmt Yes For For
15. Elect Director Judith M. Runstad Mgmt Yes For For
16. Elect Director Stephen W. Sanger Mgmt Yes For For
17. Elect Director Robert K. Steel Mgmt Yes For For
18. Elect Director John G. Stumpf Mgmt Yes For For
19. Elect Director Susan G. Swenson Mgmt Yes For For
Advisory Vote to Ratify Named Executive
20. Officers' Compensation Mgmt Yes For For
21. Ratify Auditors Mgmt Yes For For
22. Amend Omnibus Stock Plan Mgmt Yes Against Against
23. Require Independent Board Chairman ShrHoldr Yes Against For
24. Report on Political Contributions ShrHoldr Yes Against For
- --------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC.
Ticker Symbol: BRK.B CUSIP/Security ID: 84670207
Meeting Date: 5/2/2009
DID
SUBADVISER
MGMT OR VOTE ON
BALLOT SHLDR FUND'S SUBADVISER'S FOR/AGAINST
ITEM MATTER VOTED ON PROPOSAL BEHALF? VOTE MANAGEMENT
- -------- --------------------------------------------- ------------ ------------ ------------- -----------
1.1 Elect Director Warren E. Buffett Mgmt Yes For For
1.2 Elect Director Charles T. Munger Mgmt Yes For For
1.3 Elect Director Howard G. Buffett Mgmt Yes For For
1.4 Elect Director Susan L. Decker Mgmt Yes For For
1.5 Elect Director William H. Gates III Mgmt Yes For For
1.6 Elect Director David S. Gottesman Mgmt Yes For For
1.7 Elect Director Charlotte Guyman Mgmt Yes For For
1.8 Elect Director Donald R. Keough Mgmt Yes For For
1.9 Elect Director Thomas S. Murphy Mgmt Yes For For
1.10 Elect Director Ronald L. Olson Mgmt Yes For For
1.11 Elect Director Walter Scott, Jr. Mgmt Yes For For
2. Prepare Sustainability Report ShrHoldr Yes Against For
- --------------------------------------------------------------------------------
PEPSICO, INC.
Ticker Symbol: PEP CUSIP/Security ID: 713448108
Meeting Date: 5/6/2009
DID
SUBADVISER
MGMT OR VOTE ON
BALLOT SHLDR FUND'S SUBADVISER'S FOR/AGAINST
ITEM MATTER VOTED ON PROPOSAL BEHALF? VOTE MANAGEMENT
- -------- --------------------------------------------- ------------ ------------ ------------- -----------
1. Elect Director S.L. Brown Mgmt Yes For For
2. Elect Director I.M. Cook Mgmt Yes For For
3. Elect Director D. Dublon Mgmt Yes For For
4. Elect Director V.J. Dzau Mgmt Yes For For
5. Elect Director R.L. Hunt Mgmt Yes For For
6. Elect Director A. Ibarguen Mgmt Yes For For
7. Elect Director A.C. Martinez Mgmt Yes For For
8. Elect Director I.K. Nooyi Mgmt Yes For For
9. Elect Director S.P. Rockefeller Mgmt Yes For For
10. Elect Director J.J. Schiro Mgmt Yes For For
11. Elect Director L.G. Trotter Mgmt Yes For For
12. Elect Director D.Vasella Mgmt Yes For For
13. Elect Director M.D. White Mgmt Yes For For
14. Ratify Auditors Mgmt Yes For For
15. Amend Executive Incentive Bonus Plan Mgmt Yes For For
16. Report on Recycling ShrHoldr Yes Against For
17. Report on Genetically Engineered Products ShrHoldr Yes Against For
18. Report on Charitable Contributions ShrHoldr Yes Against For
Advisory Vote to Ratify Named Executive
19. Officers' Compensation ShrHoldr Yes Against For
- --------------------------------------------------------------------------------
AVON PRODUCTS, INC.
Ticker Symbol: AVP CUSIP/Security ID: 54303102
Meeting Date: 5/7/2009
DID
SUBADVISER
MGMT OR VOTE ON
BALLOT SHLDR FUND'S SUBADVISER'S FOR/AGAINST
ITEM MATTER VOTED ON PROPOSAL BEHALF? VOTE MANAGEMENT
- -------- --------------------------------------------- ------------ ------------ ------------- -----------
1.1 Elect Director W. Don Cornwell Mgmt Yes For For
1.2 Elect Director Edward T. Fogarty Mgmt Yes For For
1.3 Elect Director V. Ann Hailey Mgmt Yes For For
1.4 Elect Director Fred Hassan Mgmt Yes For For
1.5 Elect Director Andrea Jung Mgmt Yes For For
1.6 Elect Director Maria Elena Lagomasino Mgmt Yes For For
1.7 Elect Director Ann S. Moore Mgmt Yes For For
1.8 Elect Director Paul S. Pressler Mgmt Yes For For
1.9 Elect Director Gary M. Rodkin Mgmt Yes For For
1.10 Elect Director Paula Stern Mgmt Yes For For
1.11 Elect Director Lawrence A. Weinbach Mgmt Yes For For
2. Ratify Auditors Mgmt Yes For For
3. Report on Nanomaterial Product Safety ShrHoldr Yes Against For
- --------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker Symbol: GS CUSIP/Security ID: 38141G104
Meeting Date: 5/8/2009
DID
SUBADVISER
MGMT OR VOTE ON
BALLOT SHLDR FUND'S SUBADVISER'S FOR/AGAINST
ITEM MATTER VOTED ON PROPOSAL BEHALF? VOTE MANAGEMENT
- -------- --------------------------------------------- ------------ ------------ ------------- -----------
1. Elect Director Lloyd C. Blankfein Mgmt Yes For For
2. Elect Director John H. Bryan Mgmt Yes For For
3. Elect Director Gary D. Cohn Mgmt Yes For For
4. Elect Director Claes Dahlback Mgmt Yes For For
5. Elect Director Stephen Friedman Mgmt Yes For For
6. Elect Director William W. George Mgmt Yes For For
7. Elect Director Rajat K. Gupta Mgmt Yes For For
8. Elect Director James A. Johnson Mgmt Yes For For
9. Elect Director Lois D. Juliber Mgmt Yes For For
10. Elect Director Lakshmi N. Mittal Mgmt Yes For For
11. Elect Director James J. Schiro Mgmt Yes For For
12. Elect Director Ruth J. Simmons Mgmt Yes For For
13. Ratify Auditors Mgmt Yes For For
Advisory Vote to Ratify Named Executive
14. Officers' Compensation Mgmt Yes For For
15. Provide for Cumulative Voting ShrHoldr Yes Against For
16. Reduce Supermajority Vote Requirement ShrHoldr Yes For Against
Amend By-Laws to Establish Board U.S.
17. Economic Security Committee ShrHoldr Yes Against For
18. Report on Political Contributions ShrHoldr Yes Against For
- --------------------------------------------------------------------------------
3M CO
Ticker Symbol: MMM CUSIP/Security ID: 88579Y101
Meeting Date: 5/12/2009
DID
SUBADVISER
MGMT OR VOTE ON
BALLOT SHLDR FUND'S SUBADVISER'S FOR/AGAINST
ITEM MATTER VOTED ON PROPOSAL BEHALF? VOTE MANAGEMENT
- -------- --------------------------------------------- ------------ ------------ ------------- -----------
1.1 Elect Director Linda G. Alvarado Mgmt Yes For For
1.2 Elect Director George W. Buckley Mgmt Yes For For
1.3 Elect Director Vance D. Coffman Mgmt Yes For For
1.4 Elect Director Michael L. Eskew Mgmt Yes For For
1.5 Elect Director W. James Farrell Mgmt Yes For For
1.6 Elect Director Herbert L. Henkel Mgmt Yes For For
1.7 Elect Director Edward M. Liddy Mgmt Yes For For
1.8 Elect Director Robert S. Morrison Mgmt Yes For For
1.9 Elect Director Aulana L. Peters Mgmt Yes For For
1.10 Elect Director Robert J. Ulrich Mgmt Yes For For
2. Ratify Auditors Mgmt Yes For For
3. Amend Bylaws-- Call Special Meetings ShrHoldr Yes Against For
4. Stock Retention/Holding Period ShrHoldr Yes Against For
- --------------------------------------------------------------------------------
LOWE'S COMPANIES
Ticker Symbol: LOW CUSIP/Security ID: 548661107
Meeting Date: 5/29/2009
DID
SUBADVISER
MGMT OR VOTE ON
BALLOT SHLDR FUND'S SUBADVISER'S FOR/AGAINST
ITEM MATTER VOTED ON PROPOSAL BEHALF? VOTE MANAGEMENT
- -------- --------------------------------------------- ------------ ------------ ------------- -----------
1.1 Elect Director Peter C. Browning Mgmt Yes For For
1.2 Elect Director Marshall O. Larsen Mgmt Yes For For
1.3 Elect Director Stephen F. Page Mgmt Yes For For
1.4 Elect Director O. Temple Sloan, Jr. Mgmt Yes For For
2. Amend Omnibus Stock Plan Mgmt Yes For For
3. Ratify Auditors Mgmt Yes For For
4. Eliminate Supermajority Vote Requirement Mgmt Yes For For
Reincorporate in Another State from Delaware
5. to North Dakota ShrHoldr Yes Against For
6. Adopt Principles for Health Care Reform ShrHoldr Yes Against For
7. Require Independent Board Chairman ShrHoldr Yes Against For
- --------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker Symbol: WMT CUSIP/Security ID: 931142103
Meeting Date: 6/5/2009
DID
SUBADVISER
MGMT OR VOTE ON
BALLOT SHLDR FUND'S SUBADVISER'S FOR/AGAINST
ITEM MATTER VOTED ON PROPOSAL BEHALF? VOTE MANAGEMENT
- -------- --------------------------------------------- ------------ ------------ ------------- -----------
1. Elect Director Aida M. Alvarez Mgmt Yes For For
2. Elect Director James W. Breyer Mgmt Yes For For
3. Elect Director M. Michele Burns Mgmt Yes For For
4. Elect Director James I. Cash, Jr. Mgmt Yes For For
5. Elect Director Roger C. Corbett Mgmt Yes For For
6. Elect Director Douglas N. Daft Mgmt Yes For For
7. Elect Director Michael T. Duke Mgmt Yes For For
8. Elect Director Gregory B. Penner Mgmt Yes For For
9. Elect Director Allen I. Questrom Mgmt Yes For For
10. Elect Director H. Lee Scott, Jr. Mgmt Yes For For
11. Elect Director Arne M. Sorenson Mgmt Yes For For
12. Elect Director Jim C. Walton Mgmt Yes For For
13. Elect Director S. Robson Walton Mgmt Yes For For
14. Elect Director Christopher J. Williams Mgmt Yes For For
15. Elect Director Linda S. Wolf Mgmt Yes For For
16. Ratify Auditors Mgmt Yes For For
Amend EEO Policy to Prohibit Discrimination
based on Sexual Orientation and Gender
17. Identity ShrHoldr Yes Against For
18. Pay For Superior Performance ShrHoldr Yes Against For
Advisory Vote to Ratify Named Executive
19. Officers' Compensation ShrHoldr Yes Against For
20. Report on Political Contributions ShrHoldr Yes Against For
Amend Articles/Bylaws/Charter -- Call Special
21. Meetings ShrHoldr Yes Against For
22. Stock Retention/Holding Period ShrHoldr Yes Against For
VOTE SUMMARY REPORT
FOR THE PERIOD JULY 1, 2008 - JUNE 30, 2009
VANTAGEPOINT GROWTH FUND
SUBADVISER: WESTFIELD CAPITAL MANAGEMENT, INC.
- --------------------------------------------------------------------------------
AIR PRODUCTS & CHEMICALS, INC.
TICKER: APD SECURITY ID: 009158106
MEETING DATE: 1/22/2009 RECORD DATE: 11/28/2008
MEETING TYPE: Annual SYMBOL TYPE: CUSIP
COUNTRY: United States
BALLOT
ISSUE MGMT VOTE
NUMBER PROPOSAL TEXT PROPONENT RECO CAST
- -------------- ---------------------------------------------------- ------------ ----------- ---------
1.1 Elect Mario Baeza Mgmt For For
1.2 Elect Edward Hagenlocker Mgmt For For
1.3 Elect John McGlade Mgmt For For
1.4 Elect Charles Noski Mgmt For For
2 Ratification of Auditor Mgmt For For
- --------------------------------------------------------------------------------
APPLE INC.
TICKER: AAPL SECURITY ID: 037833100
MEETING DATE: 2/25/2009 RECORD DATE: 12/29/2008
MEETING TYPE: Annual SYMBOL TYPE: CUSIP
COUNTRY: United States
BALLOT
ISSUE MGMT VOTE
NUMBER PROPOSAL TEXT PROPONENT RECO CAST
- -------------- ---------------------------------------------------- ------------ ----------- ---------
1.1 Elect William Campbell Mgmt For Withhold
1.2 Elect Millard Drexler Mgmt For Withhold
1.3 Elect Albert Gore, Jr. Mgmt For Withhold
1.4 Elect Steven Jobs Mgmt For For
1.5 Elect Andrea Jung Mgmt For For
1.6 Elect Arthur Levinson Mgmt For For
1.7 Elect Eric Schmidt Mgmt For For
1.8 Elect Jerome York Mgmt For Withhold
2 Shareholder Proposal Regarding Political ShrHoldr Against For
Contributions and Expenditure Report
3 Shareholder Proposal Regarding Adoption of ShrHoldr Against Against
Principles for Health Care Reform
4 Shareholder Proposal Regarding Sustainability Report ShrHoldr Against Against
5 Shareholder Proposal Regarding Advisory Vote on ShrHoldr Against For
Compensation (Say on Pay)
- --------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
TICKER: BAC SECURITY ID: 060505104
MEETING DATE: 12/5/2008 RECORD DATE: 10/10/2008
MEETING TYPE: Special SYMBOL TYPE: CUSIP
COUNTRY: United States
BALLOT
ISSUE MGMT VOTE
NUMBER PROPOSAL TEXT PROPONENT RECO CAST
- -------------- ---------------------------------------------------- ------------ ----------- ---------
1 Approval of the Merger Agreement Mgmt For For
2 Amendment to the 2003 Key Associate Stock Plan Mgmt For For
3 Increase of Authorized Common Stock Mgmt For For
4 Right to Adjourn Meeting Mgmt For For
- --------------------------------------------------------------------------------
BED BATH & BEYOND INC.
TICKER: BBBY SECURITY ID: 075896100
MEETING DATE: 7/3/2008 RECORD DATE: 5/9/2008
MEETING TYPE: Annual SYMBOL TYPE: CUSIP
COUNTRY: United States
BALLOT
ISSUE MGMT VOTE
NUMBER PROPOSAL TEXT PROPONENT RECO CAST
- -------------- ---------------------------------------------------- ------------ ----------- ---------
1.1 Elect Warren Eisenberg Mgmt For For
1.2 Elect Leonard Feinstein Mgmt For For
1.3 Elect Dean Adler Mgmt For Withhold
1.4 Elect Stanley Barshay Mgmt For For
1.5 Elect Patrick Gaston Mgmt For For
1.6 Elect Jordan Heller Mgmt For For
1.7 Elect Robert Kaplan Mgmt For For
1.8 Elect Victoria Morrison Mgmt For For
2 Ratification of Auditor Mgmt For For
- --------------------------------------------------------------------------------
BEST BUY CO., INC.
TICKER: BBY SECURITY ID: 086516101
MEETING DATE: 6/24/2009 RECORD DATE: 4/27/2009
MEETING TYPE: Annual SYMBOL TYPE: CUSIP
COUNTRY: United States
BALLOT
ISSUE MGMT VOTE
NUMBER PROPOSAL TEXT PROPONENT RECO CAST
- -------------- ---------------------------------------------------- ------------ ----------- ---------
1.1 Elect Ronald James Mgmt For For
1.2 Elect Elliot Kaplan Mgmt For Withhold
1.3 Elect Sanjay Khosla Mgmt For For
1.4 Elect George Mikan III Mgmt For For
1.5 Elect Matthew Paull Mgmt For For
1.6 Elect Richard Schulze Mgmt For For
1.7 Elect Hatim Tyabji Mgmt For For
1.8 Elect Gerard Vittecoq Mgmt For For
2 Ratification of Auditor Mgmt For For
3 Amendment to the 2004 Omnibus Stock and Incentive Mgmt For For
Plan
4 Amendment to Change the Approval Required For Mgmt For For
Certain Business Combinations
5 Amendment to Decrease Shareholder Approval Required Mgmt For For
to Amend Article IX
6 Amendment to Decrease Shareholder Approval Required Mgmt For For
to Remove Directors Without Cause
7 Amendment to Decrease Shareholder Approval Required Mgmt For For
to Amend Classified Board Provisions
8 Amendment to Decrease Shareholder Approval Required Mgmt For For
For Certain Stock Repurchases from Shareholders
9 Amendment to Decrease Shareholder Approval Required Mgmt For For
to Amend Article X
- --------------------------------------------------------------------------------
BIOGEN, INC.
TICKER: BIIB SECURITY ID: 09062X103
MEETING DATE: 6/3/2009 RECORD DATE: 4/6/2009
MEETING TYPE: Annual SYMBOL TYPE: CUSIP
COUNTRY: United States
BALLOT
ISSUE MGMT VOTE
NUMBER PROPOSAL TEXT PROPONENT RECO CAST
- -------------- ---------------------------------------------------- ------------ ----------- ---------
1.1 Elect Lawrence Best Mgmt For Take No
Action
1.2 Elect Alan Glassberg Mgmt For Take No
Action
1.3 Elect Robert Pangia Mgmt For Take No
Action
1.4 Elect William Young Mgmt For Take No
Action
2 Ratification of Auditor Mgmt For Take No
Action
3 Adoption of Majority Vote for Election of Directors Mgmt For Take No
Action
4 Shareholder Proposal Regarding Board Size ShrHoldr Against Take No
Action
5 Shareholder Proposal Regarding Reincorporation ShrHoldr Against Take No
Action
1.1 Elect Alexander Denner Mgmt N/A For
1.2 Elect Richard Mulligan Mgmt N/A For
1.3 Elect Thomas Deuel Mgmt N/A Withhold
1.4 Elect David Sidransky Mgmt N/A Withhold
2 Shareholder Proposal Regarding Board Size ShrHoldr N/A Against
3 Shareholder Proposal Regarding Reincorporation to ShrHoldr N/A Against
North Dakota
4 Ratification of Auditor Mgmt N/A For
5 Adoption of Majority Vote for Election of Directors Mgmt N/A For
- --------------------------------------------------------------------------------
BOEING COMPANY
TICKER: BA SECURITY ID: 097023105
MEETING DATE: 4/27/2009 RECORD DATE: 2/27/2009
MEETING TYPE: Annual SYMBOL TYPE: CUSIP
COUNTRY: United States
BALLOT
ISSUE MGMT VOTE
NUMBER PROPOSAL TEXT PROPONENT RECO CAST
- -------------- ---------------------------------------------------- ------------ ----------- ---------
1 Elect John Biggs Mgmt For Against
2 Elect John Bryson Mgmt For For
3 Elect Arthur Collins, Jr. Mgmt For Against
4 Elect Linda Cook Mgmt For Against
5 Elect William Daley Mgmt For For
6 Elect Kenneth Duberstein Mgmt For Against
7 Elect John McDonnell Mgmt For For
8 Elect W. James McNerney, Jr. Mgmt For For
9 Elect Mike Zafirovski Mgmt For Against
10 Amendment to the 2003 Incentive Stock Plan Mgmt For Against
11 Ratification of Auditor Mgmt For For
12 Shareholder Proposal Regarding Cumulative Voting ShrHoldr Against For
13 Shareholder Proposal Regarding Advisory Vote on ShrHoldr Against For
Compensation (Say on Pay)
14 Shareholder Proposal Regarding Adoption of ShrHoldr Against Against
Principles for Health Care Reform
15 Shareholder Proposal Regarding Disclosure of Foreign ShrHoldr Against Against
Military Sales
16 Shareholder Proposal Regarding an Independent Lead ShrHoldr Against For
Director
17 Shareholder Proposal Regarding Shareholder Approval ShrHoldr Against Against
of Golden Parachutes
18 Shareholder Proposal Regarding Political ShrHoldr Against For
Contributions and Expenditure Report
- --------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
TICKER: BMY SECURITY ID: 110122108
MEETING DATE: 5/5/2009 RECORD DATE: 3/12/2009
MEETING TYPE: Annual SYMBOL TYPE: CUSIP
COUNTRY: United States
BALLOT
ISSUE MGMT VOTE
NUMBER PROPOSAL TEXT PROPONENT RECO CAST
- -------------- ---------------------------------------------------- ------------ ----------- ---------
1 Elect Lamberto Andreotti Mgmt For For
2 Elect Lewis Campbell Mgmt For For
3 Elect James Cornelius Mgmt For For
4 Elect Louis Freeh Mgmt For Against
5 Elect Laurie Glimcher Mgmt For For
6 Elect Michael Grobstein Mgmt For For
7 Elect Leif Johansson Mgmt For For
8 Elect Alan Lacy Mgmt For For
9 Elect Vicki Sato Mgmt For For
10 Elect Togo West Mgmt For For
11 Elect R. Sanders Williams Mgmt For For
12 Ratification of Auditor Mgmt For For
13 Shareholder Proposal Regarding Disclosure of ShrHoldr Against Against
Executive Compensation
14 Shareholder Proposal Regarding Eliminating ShrHoldr Against For
Supermajority Provisions
15 Shareholder Proposal Regarding Right to Call a ShrHoldr Against For
Special Meeting
16 Shareholder Proposal Regarding Advisory Vote on ShrHoldr Against For
Compensation (Say on Pay)
- --------------------------------------------------------------------------------
BUNGE LIMITED
TICKER: BG SECURITY ID: G16962105
MEETING DATE: 5/8/2009 RECORD DATE: 3/16/2009
MEETING TYPE: Annual SYMBOL TYPE: CUSIP
COUNTRY: United States
BALLOT
ISSUE MGMT VOTE
NUMBER PROPOSAL TEXT PROPONENT RECO CAST
- -------------- ---------------------------------------------------- ------------ ----------- ---------
1 Elect Octavio Caraballo Mgmt For For
2 Elect Francis Coppinger Mgmt For For
3 Elect Larry Pillard Mgmt For For
4 Elect Alberto Weisser Mgmt For For
5 Ratification of Auditor Mgmt For For
6 2009 Equity Incentive Plan Mgmt For Against
- --------------------------------------------------------------------------------
CELGENE CORPORATION
TICKER: CELG SECURITY ID: 151020104
MEETING DATE: 6/17/2009 RECORD DATE: 4/21/2009
MEETING TYPE: Annual SYMBOL TYPE: CUSIP
COUNTRY: United States
BALLOT
ISSUE MGMT VOTE
NUMBER PROPOSAL TEXT PROPONENT RECO CAST
- -------------- ---------------------------------------------------- ------------ ----------- ---------
1.1 Elect Sol Barer Mgmt For For
1.2 Elect Robert Hugin Mgmt For For
1.3 Elect Michael Casey Mgmt For For
1.4 Elect Rodman Drake Mgmt For For
1.5 Elect Arthur Hayes, Jr. Mgmt For For
1.6 Elect Gilla Kaplan Mgmt For For
1.7 Elect James Loughlin Mgmt For For
1.8 Elect Ernest Mario Mgmt For For
1.9 Elect Walter Robb Mgmt For For
2 Ratification of Auditor Mgmt For For
3 Amendment to the 2008 Stock Incentive Plan Mgmt For Against
4 Shareholder Proposal Regarding Majority Voting for ShrHoldr Against For
the Election of Directors
- --------------------------------------------------------------------------------
CHARLES SCHWAB CORP.
TICKER: SCHW SECURITY ID: 808513105
MEETING DATE: 5/14/2009 RECORD DATE: 3/16/2009
MEETING TYPE: Annual SYMBOL TYPE: CUSIP
COUNTRY: United States
BALLOT
ISSUE MGMT VOTE
NUMBER PROPOSAL TEXT PROPONENT RECO CAST
- -------------- ---------------------------------------------------- ------------ ----------- ---------
1 Elect Nancy Bechtle Mgmt For For
2 Elect Walter Bettinger II Mgmt For For
3 Elect C. Preston Butcher Mgmt For For
4 Shareholder Proposal Regarding Political ShrHoldr Against For
Contributions and Expenditure Report
5 Shareholder Proposal Regarding the Approval of ShrHoldr Against For
Survivor Benefits (Golden Coffins)
6 Shareholder Proposal Regarding Corporate Executive ShrHoldr Against Against
Bonus Plan
- --------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
TICKER: CTSH SECURITY ID: 192446102
MEETING DATE: 6/5/2009 RECORD DATE: 4/13/2009
MEETING TYPE: Annual SYMBOL TYPE: CUSIP
COUNTRY: United States
BALLOT
ISSUE MGMT VOTE
NUMBER PROPOSAL TEXT PROPONENT RECO CAST
- -------------- ---------------------------------------------------- ------------ ----------- ---------
1 Elect Francisco D'Souza Mgmt For For
2 Elect John Fox, Jr. Mgmt For For
3 Elect Thomas Wendel Mgmt For For
4 2009 Incentive Compensation Plan Mgmt For For
5 Ratification of Auditor Mgmt For For
- --------------------------------------------------------------------------------
COVIDIEN, LTD.
TICKER: COV SECURITY ID: G2552X108
MEETING DATE: 3/18/2009 RECORD DATE: 1/6/2009
MEETING TYPE: Annual SYMBOL TYPE: CUSIP
COUNTRY: United States
BALLOT
ISSUE MGMT VOTE
NUMBER PROPOSAL TEXT PROPONENT RECO CAST
- -------------- ---------------------------------------------------- ------------ ----------- ---------
1 Elect Craig Arnold Mgmt For For
2 Elect Robert Brust Mgmt For Against
3 Elect John Connors, Jr. Mgmt For For
4 Elect Christopher Coughlin Mgmt For For
5 Elect Timothy Donahue Mgmt For For
6 Elect Kathy Herbert Mgmt For For
7 Elect Randall Hogan, III Mgmt For For
8 Elect Richard Meelia Mgmt For For
9 Elect Dennis Reilley Mgmt For For
10 Elect Tadataka Yamada Mgmt For For
11 Elect Joseph Zaccagnino Mgmt For For
12 Amendment to the 2007 Stock and Incentive Plan Mgmt For For
13 Ratification of Auditor Mgmt For For
- --------------------------------------------------------------------------------
COVIDIEN, LTD.
TICKER: COV SECURITY ID: G2552X108
MEETING DATE: 5/28/2009 RECORD DATE: 4/17/2009
MEETING TYPE: Special SYMBOL TYPE: CUSIP
COUNTRY: United States
BALLOT
ISSUE MGMT VOTE
NUMBER PROPOSAL TEXT PROPONENT RECO CAST
- -------------- ---------------------------------------------------- ------------ ----------- ---------
1 Reorganization of the Company From Bermuda to Ireland Mgmt For For
2 Creation of Distributable Reserves Mgmt For For
3 Right to Adjourn Meeting Mgmt For For
- --------------------------------------------------------------------------------
CVS CAREMARK CORPORATION
TICKER: CVS SECURITY ID: 126650100
MEETING DATE: 5/6/2009 RECORD DATE: 3/12/2009
MEETING TYPE: Annual SYMBOL TYPE: CUSIP
COUNTRY: United States
BALLOT
ISSUE MGMT VOTE
NUMBER PROPOSAL TEXT PROPONENT RECO CAST
- -------------- ---------------------------------------------------- ------------ ----------- ---------
1 Elect Edwin Banks Mgmt For For
2 Elect C. David Brown II Mgmt For For
3 Elect David Dorman Mgmt For For
4 Elect Kristen Gibney Williams Mgmt For For
5 Elect Marian Heard Mgmt For For
6 Elect William Joyce Mgmt For For
7 Elect Jean-Pierre Millon Mgmt For For
8 Elect Terrence Murray Mgmt For For
9 Elect C.A. Lance Piccolo Mgmt For For
10 Elect Sheli Rosenberg Mgmt For For
11 Elect Thomas Ryan Mgmt For For
12 Elect Richard Swift Mgmt For For
13 Ratification of Auditor Mgmt For For
14 Shareholder Proposal Regarding Special Shareholder ShrHoldr Against For
Meetings
15 Shareholder Proposal Regarding Independent Chairman ShrHoldr Against For
of the Board
16 Shareholder Proposal Regarding Political ShrHoldr Against For
Contributions and Expenditures
17 Shareholder Proposal Regarding Advisory Vote on ShrHoldr Against For
Executive Compensation (Say on Pay)
- --------------------------------------------------------------------------------
DANAHER CORPORATION
TICKER: DHR SECURITY ID: 235851102
MEETING DATE: 5/5/2009 RECORD DATE: 3/9/2009
MEETING TYPE: Annual SYMBOL TYPE: CUSIP
COUNTRY: United States
BALLOT
ISSUE MGMT VOTE
NUMBER PROPOSAL TEXT PROPONENT RECO CAST
- -------------- ---------------------------------------------------- ------------ ----------- ---------
1 Elect Mortimer Caplin Mgmt For For
2 Elect Donald Ehrlich Mgmt For For
3 Elect Walter Lohr, Jr. Mgmt For Against
4 Elect Linda Hefner Mgmt For For
5 Ratification of Auditor Mgmt For For
6 Amendment to the 2007 Stock Incentive Plan Mgmt For For
7 Shareholder Proposal Regarding Responsible ShrHoldr Against Against
Employment Principles
8 Shareholder Proposal Shareholder Proposal Regarding ShrHoldr Against Against
Retention of Shares After Retirement
9 Shareholder Proposal Regarding Dental Amalgam ShrHoldr Against Against
- --------------------------------------------------------------------------------
EMC CORPORATION
TICKER: EMC SECURITY ID: 268648102
MEETING DATE: 5/6/2009 RECORD DATE: 3/5/2009
MEETING TYPE: Annual SYMBOL TYPE: CUSIP
COUNTRY: United States
BALLOT
ISSUE MGMT VOTE
NUMBER PROPOSAL TEXT PROPONENT RECO CAST
- -------------- ---------------------------------------------------- ------------ ----------- ---------
1 Elect Michael Brown Mgmt For For
2 Elect Randolph Cowen Mgmt For For
3 Elect Michael Cronin Mgmt For For
4 Elect Gail Deegan Mgmt For For
5 Elect John Egan Mgmt For For
6 Elect W. Paul Fitzgerald Mgmt For For
7 Elect Edmund Kelly Mgmt For For
8 Elect Windle Priem Mgmt For For
9 Elect Paul Sagan Mgmt For For
10 Elect David Strohm Mgmt For For
11 Elect Joseph Tucci Mgmt For For
12 Ratification of Auditor Mgmt For For
13 Amendment to the 1989 Employee Stock Purchase Plan Mgmt For For
14 Amendment to Shareholders' Right to Call a Special Mgmt For For
Meeting
15 Shareholder Proposal Regarding Advisory Vote on ShrHoldr Against For
Compensation (Say on Pay)
- --------------------------------------------------------------------------------
FOSTER WHEELER LTD.
TICKER: FWLT SECURITY ID: G36535139
MEETING DATE: 1/27/2009 RECORD DATE: 12/15/2008
MEETING TYPE: Special SYMBOL TYPE: CUSIP
COUNTRY: United States
BALLOT
ISSUE MGMT VOTE
NUMBER PROPOSAL TEXT PROPONENT RECO CAST
- -------------- ---------------------------------------------------- ------------ ----------- ---------
1 Reincorporation from Bermuda to Switzerland Mgmt For For
2 Right to Adjourn Meeting Mgmt For For
- --------------------------------------------------------------------------------
FOSTER WHEELER AG
TICKER: FWLT SECURITY ID: H27178104
MEETING DATE: 5/5/2009 RECORD DATE: 3/9/2009
MEETING TYPE: Annual SYMBOL TYPE: CUSIP
COUNTRY: United States
BALLOT
ISSUE MGMT VOTE
NUMBER PROPOSAL TEXT PROPONENT RECO CAST
- -------------- ---------------------------------------------------- ------------ ----------- ---------
1 Elect Robert Flexon Mgmt For For
2 Elect Maureen Tart-Bezer Mgmt For For
3 Elect James Woods Mgmt For For
4 Appointment of Auditor Mgmt For For
5 Appointment of Auditor Mgmt For For
6 Transaction of Other Business Mgmt For Against
- --------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
TICKER: GILD SECURITY ID: 375558103
MEETING DATE: 5/6/2009 RECORD DATE: 3/9/2009
MEETING TYPE: Annual SYMBOL TYPE: CUSIP
COUNTRY: United States
BALLOT
ISSUE MGMT VOTE
NUMBER PROPOSAL TEXT PROPONENT RECO CAST
- -------------- ---------------------------------------------------- ------------ ----------- ---------
1.1 Elect Paul Berg Mgmt For For
1.2 Elect John Cogan Mgmt For For
1.3 Elect Etienne Davignon Mgmt For For
1.4 Elect James Denny Mgmt For For
1.5 Elect Carla Hills Mgmt For For
1.6 Elect John Madigan Mgmt For For
1.7 Elect John Martin Mgmt For For
1.8 Elect Gordon Moore Mgmt For For
1.9 Elect Nicholas Moore Mgmt For For
1.10 Elect Richard Whitley Mgmt For For
1.11 Elect Gayle Wilson Mgmt For For
2 Ratification of Auditor Mgmt For For
3 Amendment to the 2004 Equity Incentive Plan Mgmt For Against
- --------------------------------------------------------------------------------
HALLIBURTON COMPANY
TICKER: HAL SECURITY ID: 406216101
MEETING DATE: 5/20/2009 RECORD DATE: 3/23/2009
MEETING TYPE: Annual SYMBOL TYPE: CUSIP
COUNTRY: United States
BALLOT
ISSUE MGMT VOTE
NUMBER PROPOSAL TEXT PROPONENT RECO CAST
- -------------- ---------------------------------------------------- ------------ ----------- ---------
1 Elect Alan Bennett Mgmt For For
2 Elect James Boyd Mgmt For For
3 Elect Milton Carroll Mgmt For For
4 Elect S. Malcolm Gillis Mgmt For For
5 Elect James Hackett Mgmt For For
6 Elect David Lesar Mgmt For For
7 Elect Robert Malone Mgmt For For
8 Elect J. Landis Martin Mgmt For Against
9 Elect Jay Precourt Mgmt For Against
10 Elect Debra Reed Mgmt For For
11 Ratification of Auditor Mgmt For For
12 Amendment to the 1993 Stock and Incentive Plan Mgmt For Against
13 Amendment to the 2002 Employee Stock Purchase Plan Mgmt For For
14 Shareholder Proposal Regarding Review of Human ShrHoldr Against Against
Rights Policies
15 Shareholder Proposal Regarding Political ShrHoldr Against For
Contributions and Expenditure Report
16 Shareholder Proposal Regarding Low-Carbon Energy ShrHoldr Against Against
Research and Development
17 Shareholder Proposal Regarding Compensation ShrHoldr Against For
Consultants
18 Shareholder Proposal Regarding Right to Call a ShrHoldr Against For
Special Meeting
19 Shareholder Proposal Regarding Iraq Operations ShrHoldr Against Against
- --------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY
TICKER: HPQ SECURITY ID: 428236103
MEETING DATE: 3/18/2009 RECORD DATE: 1/20/2009
MEETING TYPE: Annual SYMBOL TYPE: CUSIP
COUNTRY: United States
BALLOT
ISSUE MGMT VOTE
NUMBER PROPOSAL TEXT PROPONENT RECO CAST
- -------------- ---------------------------------------------------- ------------ ----------- ---------
1 Elect Lawrence Babbio Jr. Mgmt For Against
2 Elect Sari Baldauf Mgmt For For
3 Elect Rajiv Gupta Mgmt For Against
4 Elect John Hammergren Mgmt For For
5 Elect Mark Hurd Mgmt For For
6 Elect Joel Hyatt Mgmt For For
7 Elect John Joyce Mgmt For For
8 Elect Robert Ryan Mgmt For For
9 Elect Lucille Salhany Mgmt For For
10 Elect G. Kennedy Thompson Mgmt For For
11 Ratification of Auditor Mgmt For For
- --------------------------------------------------------------------------------
HOME DEPOT INC.
TICKER: HD SECURITY ID: 437076102
MEETING DATE: 5/28/2009 RECORD DATE: 3/30/2009
MEETING TYPE: Annual SYMBOL TYPE: CUSIP
COUNTRY: United States
BALLOT
ISSUE MGMT VOTE
NUMBER PROPOSAL TEXT PROPONENT RECO CAST
- -------------- ---------------------------------------------------- ------------ ----------- ---------
1 Elect F. Duane Ackerman Mgmt For For
2 Elect David Batchelder Mgmt For For
3 Elect Francis Blake Mgmt For For
4 Elect Ari Bousbib Mgmt For For
5 Elect Gregory Brenneman Mgmt For For
6 Elect Albert Carey Mgmt For For
7 Elect Armando Codina Mgmt For Against
8 Elect Bonnie Hill Mgmt For For
9 Elect Karen Katen Mgmt For For
10 Ratification of Auditor Mgmt For For
11 Right to Call a Special Meeting Mgmt For For
12 Shareholder Proposal Regarding Cumulative Voting ShrHoldr Against For
13 Shareholder Proposal Regarding Special Shareholder ShrHoldr Against Against
Meetings
14 Shareholder Proposal Regarding Employment Diversity ShrHoldr Against Against
Report
15 Shareholder Proposal Regarding Advisory Vote on ShrHoldr Against For
Compensation (Say on Pay)
16 Shareholder Proposal Regarding Energy Usage ShrHoldr Against Against
- --------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
TICKER: IBM SECURITY ID: 459200101
MEETING DATE: 4/28/2009 RECORD DATE: 2/27/2009
MEETING TYPE: Annual SYMBOL TYPE: CUSIP
COUNTRY: United States
BALLOT
ISSUE MGMT VOTE
NUMBER PROPOSAL TEXT PROPONENT RECO CAST
- -------------- ---------------------------------------------------- ------------ ----------- ---------
1 Elect Alain Belda Mgmt For Against
2 Elect Cathleen Black Mgmt For Against
3 Elect William Brody Mgmt For For
4 Elect Kenneth Chenault Mgmt For For
5 Elect Michael Eskew Mgmt For Against
6 Elect Shirley Jackson Mgmt For For
7 Elect Taizo Nishimuro Mgmt For For
8 Elect James Owens Mgmt For For
9 Elect Samuel Palmisano Mgmt For For
10 Elect Joan Spero Mgmt For For
11 Elect Sidney Taurel Mgmt For For
12 Elect Lorenzo H. Zambrano Mgmt For For
13 Ratification of Auditor Mgmt For For
14 Approval of Long-Term Incentive Performance Terms Mgmt For For
15 Shareholder Proposal Regarding Cumulative Voting ShrHoldr Against For
16 Shareholder Proposal Regarding Executive ShrHoldr Against For
Compensation and Pension Income
17 Shareholder Proposal Regarding Advisory Vote on ShrHoldr Against For
Executive Compensation (Say on Pay)
- --------------------------------------------------------------------------------
ITT CORPORATION
TICKER: ITT SECURITY ID: 450911102
MEETING DATE: 5/12/2009 RECORD DATE: 3/16/2009
MEETING TYPE: Annual SYMBOL TYPE: CUSIP
COUNTRY: United States
BALLOT
ISSUE MGMT VOTE
NUMBER PROPOSAL TEXT PROPONENT RECO CAST
- -------------- ---------------------------------------------------- ------------ ----------- ---------
1.1 Elect Steven Loranger Mgmt For For
1.2 Elect Curtis Crawford Mgmt For For
1.3 Elect Christina Gold Mgmt For Withhold
1.4 Elect Ralph Hake Mgmt For Withhold
1.5 Elect John Hamre Mgmt For For
1.6 Elect Paul Kern Mgmt For For
1.7 Elect Frank MacInnis Mgmt For For
1.8 Elect Surya Mohapatra Mgmt For Withhold
1.9 Elect Linda Sanford Mgmt For Withhold
1.10 Elect Markos Tambakeras Mgmt For For
2 Ratification of Auditor Mgmt For For
3 Shareholder Proposal Regarding Disclosure of Foreign ShrHoldr Against Against
Military Sales
- --------------------------------------------------------------------------------
JACOBS ENGINEERING GROUP INC.
TICKER: JEC SECURITY ID: 469814107
MEETING DATE: 1/22/2009 RECORD DATE: 12/8/2008
MEETING TYPE: Annual SYMBOL TYPE: CUSIP
COUNTRY: United States
BALLOT
ISSUE MGMT VOTE
NUMBER PROPOSAL TEXT PROPONENT RECO CAST
- -------------- ---------------------------------------------------- ------------ ----------- ---------
1 Elect Joseph Bronson Mgmt For For
2 Elect Thomas Niles Mgmt For For
3 Elect Noel Watson Mgmt For For
4 Elect John Coyne Mgmt For For
5 Amendment to the 1989 Employee Stock Purchase Plan Mgmt For For
6 Amendment to the 1999 Stock Incentive Plan Mgmt For For
7 Ratification of Auditor Mgmt For For
- --------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD.
TICKER: MRVL SECURITY ID: G5876H105
MEETING DATE: 7/11/2008 RECORD DATE: 5/23/2008
MEETING TYPE: Annual SYMBOL TYPE: CUSIP
COUNTRY: United States
BALLOT
ISSUE MGMT VOTE
NUMBER PROPOSAL TEXT PROPONENT RECO CAST
- -------------- ---------------------------------------------------- ------------ ----------- ---------
1 Elect John Kassakian Mgmt For For
2 Elect Kuo Wei Chang Mgmt For For
3 Elect Juergen Gromer Mgmt For For
4 Elect Arturo Krueger Mgmt For Against
5 Ratification of Auditor Mgmt For For
- --------------------------------------------------------------------------------
MICROSOFT CORP.
TICKER: MSFT SECURITY ID: 594918104
MEETING DATE: 11/19/2008 RECORD DATE: 9/5/2008
MEETING TYPE: Annual SYMBOL TYPE: CUSIP
COUNTRY: United States
BALLOT
ISSUE MGMT VOTE
NUMBER PROPOSAL TEXT PROPONENT RECO CAST
- -------------- ---------------------------------------------------- ------------ ----------- ---------
1 Elect Steven Ballmer Mgmt For For
2 Elect James Cash, Jr. Mgmt For For
3 Elect Dina Dublon Mgmt For For
4 Elect William Gates, III Mgmt For For
5 Elect Raymond Gilmartin Mgmt For For
6 Elect Reed Hastings Mgmt For For
7 Elect David Marquardt Mgmt For For
8 Elect Charles Noski Mgmt For For
9 Elect Helmut Panke Mgmt For For
10 Executive Officer Incentive Plan Mgmt For For
11 Amendment to the 1999 Stock Option Plan for Mgmt For For
Non-Employee Directors
12 Ratification of Auditor Mgmt For For
13 Shareholder Proposal Regarding Policies of Internet ShrHoldr Against Against
Censorship
14 Shareholder Proposal Regarding a Board Committee on ShrHoldr Against Against
Human Rights
15 Shareholder Proposal Regarding Charitable ShrHoldr Against Against
Contributions
- --------------------------------------------------------------------------------
MONSANTO COMPANY
TICKER: MON SECURITY ID: 61166W101
MEETING DATE: 1/14/2009 RECORD DATE: 11/17/2008
MEETING TYPE: Annual SYMBOL TYPE: CUSIP
COUNTRY: United States
BALLOT
ISSUE MGMT VOTE
NUMBER PROPOSAL TEXT PROPONENT RECO CAST
- -------------- ---------------------------------------------------- ------------ ----------- ---------
1 Elect Janine Fields Mgmt For For
2 Elect Hugh Grant Mgmt For For
3 Elect C. Steven McMillan Mgmt For For
4 Elect Robert Stevens Mgmt For For
5 Ratification of Auditor Mgmt For For
- --------------------------------------------------------------------------------
MOSAIC CO.
TICKER: MOS SECURITY ID: 61945A107
MEETING DATE: 10/9/2008 RECORD DATE: 8/11/2008
MEETING TYPE: Annual SYMBOL TYPE: CUSIP
COUNTRY: United States
BALLOT
ISSUE MGMT VOTE
NUMBER PROPOSAL TEXT PROPONENT RECO CAST
- -------------- ---------------------------------------------------- ------------ ----------- ---------
1.1 Elect David Mathis Mgmt For For
1.2 Elect James Popowich Mgmt For For
1.3 Elect James Prokopanko Mgmt For For
1.4 Elect Steven Seibert Mgmt For For
2 Ratification of Auditor Mgmt For For
- --------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC.
TICKER: NOV SECURITY ID: 637071101
MEETING DATE: 5/13/2009 RECORD DATE: 3/23/2009
MEETING TYPE: Annual SYMBOL TYPE: CUSIP
COUNTRY: United States
BALLOT
ISSUE MGMT VOTE
NUMBER PROPOSAL TEXT PROPONENT RECO CAST
- -------------- ---------------------------------------------------- ------------ ----------- ---------
1 Elect Merrill Miller, Jr. Mgmt For For
2 Elect Greg Armstrong Mgmt For For
3 Elect David Harrison Mgmt For For
4 Ratification of Auditor Mgmt For For
5 Amendment to the Long-Term Incentive Plan Mgmt For For
- --------------------------------------------------------------------------------
NESTLE S.A.
TICKER: NSRGY SECURITY ID: 641069406
MEETING DATE: 4/23/2009 RECORD DATE: 3/13/2009
MEETING TYPE: Annual SYMBOL TYPE: CUSIP
COUNTRY: United States
BALLOT
ISSUE MGMT VOTE
NUMBER PROPOSAL TEXT PROPONENT RECO CAST
- -------------- ---------------------------------------------------- ------------ ----------- ---------
1 Accounts and Reports Mgmt For For
2 Remuneration Report Mgmt For Against
3 Ratification of Board and Management Acts Mgmt For For
4 Allocation of Profits/Dividends Mgmt For For
5 Elect Daniel Borel Mgmt For For
6 Elect Carolina Miller-Muhl Mgmt For For
7 Appointment of Auditor Mgmt For For
8 Reduction of Share Capital Mgmt For For
9 Appoint a Proxy Mgmt N/A Against
- --------------------------------------------------------------------------------
NETAPP, INC.
TICKER: NTAP SECURITY ID: 64110D104
MEETING DATE: 4/21/2009 RECORD DATE: 3/10/2009
MEETING TYPE: Special SYMBOL TYPE: CUSIP
COUNTRY: United States
BALLOT
ISSUE MGMT VOTE
NUMBER PROPOSAL TEXT PROPONENT RECO CAST
- -------------- ---------------------------------------------------- ------------ ----------- ---------
1 Approval of Stock Option Exchange Program Mgmt For For
- --------------------------------------------------------------------------------
NETAPP, INC.
TICKER: NTAP SECURITY ID: 64110D104
MEETING DATE: 9/2/2008 RECORD DATE: 7/9/2008
MEETING TYPE: Annual SYMBOL TYPE: CUSIP
COUNTRY: United States
BALLOT
ISSUE MGMT VOTE
NUMBER PROPOSAL TEXT PROPONENT RECO CAST
- -------------- ---------------------------------------------------- ------------ ----------- ---------
1.1 Elect Daniel Warmenhoven Mgmt For For
1.2 Elect Donald Valentine Mgmt For For
1.3 Elect Jeffry Allen Mgmt For For
1.4 Elect Carol Bartz Mgmt For For
1.5 Elect Alan Earhart Mgmt For For
1.6 Elect Thomas Georgens Mgmt For For
1.7 Elect Edward Kozel Mgmt For For
1.8 Elect Mark Leslie Mgmt For For
1.9 Elect Nicholas Moore Mgmt For For
1.10 Elect George Shaheen Mgmt For For
1.11 Elect Robert Wall Mgmt For For
2 Amendment to the 1999 Stock Option Plan to Allow For Mgmt For For
Equity Grants to Non-Employee Directors
3 Amendment to the 1999 Stock Option Plan to Increase Mgmt For For
the Share Reserve
4 Amendment to the Employee Stock Purchase Plan Mgmt For For
5 Ratification of Auditor Mgmt For For
- --------------------------------------------------------------------------------
NOKIA CORP
TICKER: NOK SECURITY ID: 654902204
MEETING DATE: 4/23/2009 RECORD DATE: 2/17/2009
MEETING TYPE: Annual SYMBOL TYPE: CUSIP
COUNTRY: United States
BALLOT
ISSUE MGMT VOTE
NUMBER PROPOSAL TEXT PROPONENT RECO CAST
- -------------- ---------------------------------------------------- ------------ ----------- ---------
1 Accounts and Reports Mgmt For For
2 Allocation of Profits/Dividends Mgmt For For
3 Ratification of Board and Management Acts Mgmt For For
4 Directors' Fees Mgmt For For
5 Board Size Mgmt For For
6.1 Elect Georg Ehrnrooth Mgmt For For
6.2 Elect Lalita Gupte Mgmt For For
6.3 Elect Bengt Holmstrom Mgmt For For
6.4 Elect Henning Kagermann Mgmt For For
6.5 Elect Olli-Pekka Kallasvuo Mgmt For For
6.6 Elect Per Karlsson Mgmt For For
6.7 Elect Jorma Ollila Mgmt For For
6.8 Elect Marjorie Scardino Mgmt For For
6.9 Elect Risto Siilasmaa Mgmt For For
6.10 Elect Keijo Suila Mgmt For For
6.11 Elect Isabel Marey-Semper Mgmt For For
7 Authority to Set Auditor's Fees Mgmt For For
8 Appointment of Auditor Mgmt For For
9 Authority to Repurchase Shares Mgmt For For
10 Transaction of Other Business Mgmt Abstain Against
- --------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
TICKER: OXY SECURITY ID: 674599105
MEETING DATE: 5/1/2009 RECORD DATE: 3/11/2009
MEETING TYPE: Annual SYMBOL TYPE: CUSIP
COUNTRY: United States
BALLOT
ISSUE MGMT VOTE
NUMBER PROPOSAL TEXT PROPONENT RECO CAST
- -------------- ---------------------------------------------------- ------------ ----------- ---------
1 Elect Spencer Abraham Mgmt For For
2 Elect Ronald Burkle Mgmt For For
3 Elect John Chalsty Mgmt For For
4 Elect Edward Djerejian Mgmt For For
5 Elect John Feick Mgmt For For
6 Elect Ray Irani Mgmt For For
7 Elect Irvin Maloney Mgmt For For
8 Elect Avedick Poladian Mgmt For For
9 Elect Rodolfo Segovia Mgmt For For
10 Elect Aziz Syriani Mgmt For For
11 Elect Rosemary Tomich Mgmt For For
12 Elect Walter Weisman Mgmt For For
13 Ratification of Auditor Mgmt For For
14 Amendment to Permit Shareholders to Call a Special Mgmt For For
Meeting
15 Shareholder Proposal Regarding Report on Host ShrHoldr Against Against
Country Regulations
- --------------------------------------------------------------------------------
ORACLE CORPORATION
TICKER: ORCL SECURITY ID: 68389X105
MEETING DATE: 10/10/2008 RECORD DATE: 8/12/2008
MEETING TYPE: Annual SYMBOL TYPE: CUSIP
COUNTRY: United States
BALLOT
ISSUE MGMT VOTE
NUMBER PROPOSAL TEXT PROPONENT RECO CAST
- -------------- ---------------------------------------------------- ------------ ----------- ---------
1.1 Elect Jeffrey Henley Mgmt For For
1.2 Elect Lawrence Ellison Mgmt For For
1.3 Elect Donald Lucas Mgmt For Withhold
1.4 Elect Michael Boskin Mgmt For For
1.5 Elect Jack Kemp Mgmt For For
1.6 Elect Jeffrey Berg Mgmt For Withhold
1.7 Elect Safra Catz Mgmt For For
1.8 Elect Hector Garcia-Molina Mgmt For For
1.9 Elect H. Raymond Bingham Mgmt For For
1.10 Elect Charles Phillips, Jr. Mgmt For For
1.11 Elect Naomi Seligman Mgmt For For
1.12 Elect George Conrades Mgmt For For
1.13 Elect Bruce Chizen Mgmt For For
2 2009 Executive Bonus Plan Mgmt For For
3 Ratification of Auditor Mgmt For For
4 Shareholder Proposal Regarding Advisory Vote on ShrHoldr Against For
Executive Compensation
- --------------------------------------------------------------------------------
PRAXAIR, INC.
TICKER: PX SECURITY ID: 74005P104
MEETING DATE: 4/28/2009 RECORD DATE: 3/2/2009
MEETING TYPE: Annual SYMBOL TYPE: CUSIP
COUNTRY: United States
BALLOT
ISSUE MGMT VOTE
NUMBER PROPOSAL TEXT PROPONENT RECO CAST
- -------------- ---------------------------------------------------- ------------ ----------- ---------
1.1 Elect Stephen Angel Mgmt For For
1.2 Elect Nance Dicciani Mgmt For For
1.3 Elect Edward Galante Mgmt For For
1.4 Elect Claire Gargalli Mgmt For For
1.5 Elect Ira Hall Mgmt For For
1.6 Elect Raymond LeBoeuf Mgmt For For
1.7 Elect Larry McVay Mgmt For For
1.8 Elect Wayne Smith Mgmt For For
1.9 Elect H. Mitchell Watson, Jr. Mgmt For For
1.10 Elect Robert Wood Mgmt For For
2 2009 Long Term Incentive Plan Mgmt For For
3 Ratification of Auditor Mgmt For For
- --------------------------------------------------------------------------------
QUALCOMM INCORPORATED
TICKER: QCOM SECURITY ID: 747525103
MEETING DATE: 3/3/2009 RECORD DATE: 1/2/2009
MEETING TYPE: Annual SYMBOL TYPE: CUSIP
COUNTRY: United States
BALLOT
ISSUE MGMT VOTE
NUMBER PROPOSAL TEXT PROPONENT RECO CAST
- -------------- ---------------------------------------------------- ------------ ----------- ---------
1.1 Elect Barbara Alexander Mgmt For For
1.2 Elect Stephen Bennett Mgmt For For
1.3 Elect Donald Cruickshank Mgmt For For
1.4 Elect Raymond Dittamore Mgmt For For
1.5 Elect Thomas Horton Mgmt For For
1.6 Elect Irwin Jacobs Mgmt For For
1.7 Elect Paul Jacobs Mgmt For For
1.8 Elect Robert Kahn Mgmt For For
1.9 Elect Sherry Lansing Mgmt For For
1.10 Elect Duane Nelles Mgmt For For
1.11 Elect Marc Stern Mgmt For For
1.12 Elect Brent Scowcroft Mgmt For For
2 Ratification of Auditor Mgmt For For
- --------------------------------------------------------------------------------
SUNCOR ENERGY INC.
TICKER: SU SECURITY ID: 867229106
MEETING DATE: 6/4/2009 RECORD DATE: 4/28/2009
MEETING TYPE: Special SYMBOL TYPE: CUSIP
COUNTRY: United States
BALLOT
ISSUE MGMT VOTE
NUMBER PROPOSAL TEXT PROPONENT RECO CAST
- -------------- ---------------------------------------------------- ------------ ----------- ---------
1 Approval of Merger Mgmt For For
2 Amalco Stock Option Plan Mgmt For For
3.1 Elect Mel Benson Mgmt For Withhold
3.2 Elect Brian Canfield Mgmt For For
3.3 Elect Bryan Davies Mgmt For For
3.4 Elect Brian Felesky Mgmt For For
3.5 Elect John Ferguson Mgmt For For
3.6 Elect W. Douglas Ford Mgmt For For
3.7 Elect Richard George Mgmt For For
3.8 Elect John Huff Mgmt For For
3.9 Elect M. Ann McCaig Mgmt For For
3.10 Elect Michael O'Brien Mgmt For For
3.11 Elect Eira Thomas Mgmt For For
4 Appointment of Auditor Mgmt For For
- --------------------------------------------------------------------------------
SYNGENTA AG
TICKER: SYT SECURITY ID: 87160A100
MEETING DATE: 4/21/2009 RECORD DATE: 3/10/2009
MEETING TYPE: Annual SYMBOL TYPE: CUSIP
COUNTRY: United States
BALLOT
ISSUE MGMT VOTE
NUMBER PROPOSAL TEXT PROPONENT RECO CAST
- -------------- ---------------------------------------------------- ------------ ----------- ---------
1 Accounts and Reports Mgmt For For
2 Ratification of Board and Management Acts Mgmt For For
3 Reduction of Share Capital Mgmt For For
4 Allocation of Profits/Dividends Mgmt For For
5 Elect Peggy Bruzelius Mgmt For For
6 Elect Pierre Landolt Mgmt For For
7 Elect Jorg Witmer Mgmt For For
8 Elect Stefan Borgas Mgmt For For
9 Elect David Lawrence Mgmt For For
10 Appointment of Auditor Mgmt For For
- --------------------------------------------------------------------------------
TARGET CORPORATION
TICKER: TGT SECURITY ID: 87612E106
MEETING DATE: 5/28/2009 RECORD DATE: 3/30/2009
MEETING TYPE: Annual SYMBOL TYPE: CUSIP
COUNTRY: United States
BALLOT
ISSUE MGMT VOTE
NUMBER PROPOSAL TEXT PROPONENT RECO CAST
- -------------- ---------------------------------------------------- ------------ ----------- ---------
1 Fix the Number of Directors at Twelve Mgmt N/A Take No
Action
2.1 Elect William Ackman Mgmt N/A Take No
Action
2.2 Elect Michael Ashner Mgmt N/A Take No
Action
2.3 Elect James Donald Mgmt N/A Take No
Action
2.4 Elect Richard Vague Mgmt N/A Take No
Action
3 Elect Ronald Gilson Mgmt N/A Take No
Action
4 Ratification of Auditor Mgmt N/A Take No
Action
5 Amendment to the Long-Term Incentive Plan Mgmt N/A Take No
Action
6 Shareholder Proposal Regarding Advisory Vote on ShrHoldr N/A Take No
Compensation Action
1 Fix the Number of Directors at Twelve Mgmt For For
2 Elect Mary Dillon Mgmt For For
3 Elect Richard Kovacevich Mgmt For For
4 Elect George Tamke Mgmt For For
5 Elect Solomon Trujillo Mgmt For For
6 Ratification of Auditor Mgmt For For
7 Amendment to the Long-Term Incentive Plan Mgmt For For
8 Shareholder Proposal Regarding Advisory Vote on ShrHoldr Against For
Compensation
- --------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC.
TICKER: TMO SECURITY ID: 883556102
MEETING DATE: 5/20/2009 RECORD DATE: 3/27/2009
MEETING TYPE: Annual SYMBOL TYPE: CUSIP
COUNTRY: United States
BALLOT
ISSUE MGMT VOTE
NUMBER PROPOSAL TEXT PROPONENT RECO CAST
- -------------- ---------------------------------------------------- ------------ ----------- ---------
1.1 Elect Judy Lewent Mgmt For For
1.2 Elect Peter Manning Mgmt For For
1.3 Elect Jim Manzi Mgmt For For
1.4 Elect Elaine Ullian Mgmt For For
2 Ratification of Auditor Mgmt For For
- --------------------------------------------------------------------------------
WAL-MART STORES INC.
TICKER: WMT SECURITY ID: 931142103
MEETING DATE: 6/5/2009 RECORD DATE: 4/9/2009
MEETING TYPE: Annual SYMBOL TYPE: CUSIP
COUNTRY: United States
BALLOT
ISSUE MGMT VOTE
NUMBER PROPOSAL TEXT PROPONENT RECO CAST
- -------------- ---------------------------------------------------- ------------ ----------- ---------
1 Elect Aida Alvarez Mgmt For For
2 Elect James Breyer Mgmt For For
3 Elect M. Michele Burns Mgmt For Against
4 Elect James Cash, Jr. Mgmt For For
5 Elect Roger Corbett Mgmt For For
6 Elect Douglas Daft Mgmt For For
7 Elect Michael Duke Mgmt For For
8 Elect Gregory Penner Mgmt For For
9 Elect Allen Questrom Mgmt For For
10 Elect H. Lee Scott, Jr. Mgmt For For
11 Elect Arne Sorenson Mgmt For For
12 Elect Jim Walton Mgmt For For
13 Elect S. Robson Walton Mgmt For For
14 Elect Christopher Williams Mgmt For For
15 Elect Linda Wolf Mgmt For For
16 Ratification of Auditor Mgmt For For
17 Shareholder Proposal Regarding Adopting Sexual ShrHoldr Against Against
Orientation and Gender Identity Expression Anti-Bias
Policy
18 Shareholder Proposal Regarding Pay for Superior ShrHoldr Against Against
Performance
19 Shareholder Proposal Regarding Advisory Vote on ShrHoldr Against For
Compensation (Say on Pay)
20 Shareholder Proposal Regarding Reviewing Political ShrHoldr Against For
Contributions and Expenditures Report
21 Shareholder Proposal Regarding Right to Call a ShrHoldr Against For
Special Meeting
22 Shareholder Proposal Regarding Incentive ShrHoldr Against Against
Compensation in the Form of Stock Options
- --------------------------------------------------------------------------------
WEATHERFORD INTERNATIONAL LTD.
TICKER: WFT SECURITY ID: G95089101
MEETING DATE: 2/17/2009 RECORD DATE: 12/15/2008
MEETING TYPE: Special SYMBOL TYPE: CUSIP
COUNTRY: United States
BALLOT
ISSUE MGMT VOTE
NUMBER PROPOSAL TEXT PROPONENT RECO CAST
- -------------- ---------------------------------------------------- ------------ ----------- ---------
1 Reincorporation from Bermuda to Switzerland Mgmt For For
2 Right to Adjourn Meeting Mgmt For For
- --------------------------------------------------------------------------------
WEATHERFORD INTERNATIONAL LTD.
TICKER: WFT SECURITY ID: H27013103
MEETING DATE: 5/7/2009 RECORD DATE: 3/26/2009
MEETING TYPE: Annual SYMBOL TYPE: CUSIP
COUNTRY: United States
BALLOT
ISSUE MGMT VOTE
NUMBER PROPOSAL TEXT PROPONENT RECO CAST
- -------------- ---------------------------------------------------- ------------ ----------- ---------
1 Elect Bernard Duroc-Danner Mgmt For For
2 Elect David Butters Mgmt For For
3 Elect Nicholas Brady Mgmt For For
4 Elect William Macaulay Mgmt For For
5 Elect Robert Millard Mgmt For For
6 Elect Robert Moses, Jr. Mgmt For For
7 Elect Robert Rayne Mgmt For Against
8 Appointment of Auditor Mgmt For For
- --------------------------------------------------------------------------------
YAHOO! INC.
TICKER: YHOO SECURITY ID: 984332106
MEETING DATE: 6/25/2009 RECORD DATE: 4/27/2009
MEETING TYPE: Annual SYMBOL TYPE: CUSIP
COUNTRY: United States
BALLOT
ISSUE MGMT VOTE
NUMBER PROPOSAL TEXT PROPONENT RECO CAST
- -------------- ---------------------------------------------------- ------------ ----------- ---------
1 Elect Carol Bartz Mgmt For For
2 Elect Frank Biondi, Jr. Mgmt For For
3 Elect Roy Bostock Mgmt For For
4 Elect Ronald Burkle Mgmt For For
5 Elect John Chapple Mgmt For For
6 Elect Eric Hippeau Mgmt For For
7 Elect Carl Icahn Mgmt For Against
8 Elect Vyomesh Joshi Mgmt For For
9 Elect Arthur Kern Mgmt For For
10 Elect Mary Wilderotter Mgmt For For
11 Elect Gary Wilson Mgmt For For
12 Elect Jerry Yang Mgmt For For
13 Amendment to the 1995 Stock Plan Mgmt For For
14 Amendment to the 1996 Employee Stock Purchase Plan Mgmt For Against
15 Ratification of Auditor Mgmt For For
16 Shareholder Proposal Regarding Advisory Vote on ShrHoldr Against For
Executive Compensation (Say on Pay)
VOTE SUMMARY REPORT
FOR THE PERIOD APR 01, 2009 - JUN 30, 2009
VANTAGEPOINT GROWTH FUND
SUBADVISER: D.G. CAPITAL
VOTE SUMMARY REPORT
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------- ------------------------------ --------- ------- ---------- -------- ------- --------
04/01/09 - A ADOBE SYSTEMS INC. *ADBE* 00724F101 02/09/09 122,500
1 Elect Director Robert K. Burgess For For Mgmt
2 Elect Director Carol Mills For For Mgmt
3 Elect Director Daniel Rosensweig For For Mgmt
4 Elect Director Robert Sedgewick For For Mgmt
5 Elect Director John E. Warnock For For Mgmt
6 Amend Omnibus Stock Plan For For Mgmt
7 Ratify Auditors For For Mgmt
04/22/09 - A WILLIS GROUP HOLDINGS LTD G96655108 02/27/09 147,400
*WSH*
1 Elect Directors For For Mgmt
2 Approve Deloitte LLP as Auditors For For Mgmt
and Authorize Board to Fix Their
Remuneration
04/24/09 - A ABBOTT LABORATORIES *ABT* 002824100 02/25/09 88,700
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Approve Nonqualified Employee Stock For For Mgmt
Purchase Plan
4 Ratify Auditors For For Mgmt
5 Report on Animal Testing Against Against ShrHoldr
6 Adopt Principles for Health Care Against Against ShrHoldr
Reform
7 Advisory Vote to Ratify Named Against For ShrHoldr
Executive Officers' Compensation
04/29/09 - A NEWMONT MINING CORP. *NEM* 651639106 03/02/09 72,200
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Articles/Bylaws/Charter -- Against For ShrHoldr
Call Special Meetings
4 Require a Majority Vote for the Against For ShrHoldr
Election of Directors
05/05/09 - A BAXTER INTERNATIONAL INC. 071813109 03/09/09 81,600
*BAX*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Report on Animal Testing Against Against ShrHoldr
05/06/09 - A GILEAD SCIENCES, INC. *GILD* 375558103 03/09/09 115,500
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 1
VOTE SUMMARY REPORT
Apr 01, 2009 - Jun 30, 2009
VANTAGEPOINT GROWTH FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------- ------------------------------ --------- ------- ---------- -------- ------- --------
05/06/09 - A HESS CORPORATION *HES* 42809H107 03/16/09 92,485
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/07/09 - A GOOGLE INC *GOOG* 38259P508 03/10/09 10,490
1 Elect Directors For Withhold Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For Against Mgmt
4 Report on Political Contributions For For ShrHoldr
5 Adopt Policies to Protect Freedom Against Against ShrHoldr
of Access to the Internet
6 Adopt Principles for Health Care Against Against ShrHoldr
Reform
05/07/09 - A/S POTASH CORPORATION OF 73755L107 03/12/09 58,460
SASKATCHEWAN INC. *POT*
1 Elect Directors For For Mgmt
2 Approve Deloitte & Touche LLP as For For Mgmt
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve 2009 Performance Option Plan For For Mgmt
SHAREHOLDER PROPOSALS
4 Advisory Vote to Ratify Named Against For ShrHoldr
Executive Officers' Compensation
05/08/09 - A BUNGE LIMITED *BG* G16962105 03/16/09 18,609
1a Elect Octavio Caraballo as Director For For Mgmt
1b Elect Francis Coppinger as Director For For Mgmt
1c Elect Larry G. Pillard as Director For For Mgmt
1d Elect Alberto Weisser as Director For For Mgmt
2 Approve Deloitte & Touche LLP as For For Mgmt
Auditors and Authorize Audit
Committee to Fix Their Remuneration
3 Approve 2009 Equity Incentive Plan For For Mgmt
05/08/09 - A COLGATE-PALMOLIVE CO. *CL* 194162103 03/09/09 30,800
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Advisory Vote to Ratify Named Against For ShrHoldr
Executive Officers' Compensation
05/13/09 - A NATIONAL OILWELL VARCO, INC. 637071101 03/23/09 127,200
*NOV*
1 Elect Directors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 2
VOTE SUMMARY REPORT
Apr 01, 2009 - Jun 30, 2009
VANTAGEPOINT GROWTH FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------- ------------------------------ --------- ------- ---------- -------- ------- --------
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
05/15/09 - A/S TOTAL SA 89151E109 04/07/09 140,700
MEETING FOR ADR HOLDERS
ORDINARY BUSINESS
1 Approve Financial Statements and For For Mgmt
Statutory Reports
2 Approve Consolidated Financial For For Mgmt
Statements and Statutory Reports
3 Approve Allocation of Income and For For Mgmt
Dividends of EUR 2.28 per Share
4 Approve Special Auditors' Report For For Mgmt
Presenting Ongoing Related-Party
Transactions
5 Approve Transaction with Thierry For For Mgmt
Desmarest
6 Approve Transaction with Christophe For Against Mgmt
de Margerie
7 Authorize Repurchase of Up to 10 For For Mgmt
Percent of Issued Share Capital
8 Reelect Anne Lauvergeon as Director For Against Mgmt
9 Reelect Daniel Bouton as Director For Against Mgmt
10 Reelect Bertrand Collomb as Director For For Mgmt
11 Reelect Christophe de Margerie as For For Mgmt
Director
12 Reelect Michel Pebereau as Director For Against Mgmt
13 Electe Patrick Artus as Director For For Mgmt
SPECIAL BUSINESS
14 Amend Article 12 of Bylaws Re: Age For For Mgmt
Limit for Chairman
SHAREHOLDER PROPOSALS
A Amend Article 19 of Bylaws Re: Against Against ShrHoldr
Disclosure of Individual Stock
Option Plans
B Amend Article 11 of Bylaws Re: Against Against ShrHoldr
Nomination of Employee's
Shareholder Representative to the
Board of Directors
C Approve Restricted Stock Plan for Against Against ShrHoldr
Employee
05/19/09 - A ANADARKO PETROLEUM CORP. *APC* 032511107 03/25/09 120,572
1 Elect Directors For Split Mgmt
1.1 Elect Director Robert J. Allison,
Jr. --- For
1.2 Elect Director Peter J. Fluor ---
For
Mgmt Rec - Company Management Recommended Vote Page 3
VOTE SUMMARY REPORT
Apr 01, 2009 - Jun 30, 2009
VANTAGEPOINT GROWTH FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------- ------------------------------ --------- ------- ---------- -------- ------- --------
1.3 Elect Director John W. Poduska, Sr.
--- Against
1.4 Elect Director Paula Rosput
Reynolds --- Against
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors For For Mgmt
4 Amend EEO Policy to Prohibit Against For ShrHoldr
Discrimination based on Sexual
Orientation and Gender Identity
05/19/09 - A SOUTHWESTERN ENERGY CO. *SWN* 845467109 03/23/09 54,600
1 Elect Directors For Split Mgmt
1.1 Elect Director Lewis E. Epley, Jr.
--- For
1.2 Elect Director Robert L. Howard ---
Withhold
1.3 Elect Director Harold M. Korell ---
For
1.4 Elect Director Vello A. Kuuskraa
--- Withhold
1.5 Elect Director Kenneth R. Mourton
--- Withhold
1.6 Elect Director Charles E. Scharlau
--- For
2 Ratify Auditors For For Mgmt
05/19/09 - A XTO ENERGY INC *XTO* 98385X106 03/31/09 101,700
1 Declassify the Board of Directors For For Mgmt
2 Elect Directors For Split Mgmt
2.1 Elect Director Phillip R. Kevil ---
For
2.2 Elect Director Herbert D. Simons
--- Against
2.3 Elect Director Vaughn O. Vennerberg
II --- For
3 Approve Executive Incentive Bonus For For Mgmt
Plan
4 Ratify Auditors For For Mgmt
5 Advisory Vote to Ratify Named Against For ShrHoldr
Executive Officers' Compensation
6 Adopt a Policy in which the Company Against For ShrHoldr
will not Make or Promise to Make
Any Death Benefit Payments to
Senior Executives
05/20/09 - A CORN PRODUCTS INTERNATIONAL, 219023108 03/23/09 74,900
INC. *CPO*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors None For ShrHoldr
Mgmt Rec - Company Management Recommended Vote Page 4
VOTE SUMMARY REPORT
Apr 01, 2009 - Jun 30, 2009
VANTAGEPOINT GROWTH FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------- ------------------------------ --------- ------- ---------- -------- ------- --------
05/20/09 - A THERMO FISHER SCIENTIFIC INC. 883556102 03/27/09 11,440
*TMO*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/21/09 - A GENZYME CORP. *GENZ* 372917104 03/31/09 73,500
1 Elect Director Douglas A. Berthiaume For For Mgmt
2 Elect Director Gail K. Boudreaux For For Mgmt
3 Elect Director Robert J. Carpenter For For Mgmt
4 Elect Director Charles L. Cooney For For Mgmt
5 Elect Director Victor J. Dzau For For Mgmt
6 Elect Director Connie Mack III For For Mgmt
7 Elect Director Richard F. Syron For For Mgmt
8 Elect Director Henri A. Termeer For For Mgmt
9 Amend Omnibus Stock Plan For For Mgmt
10 Approve Qualified Employee Stock For For Mgmt
Purchase Plan
11 Ratify Auditors For For Mgmt
05/28/09 - A FIDELITY NATIONAL FINANCIAL, 31620R105 03/30/09 44,300
INC. *FNF*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/29/09 - A ANNALY CAPITAL MANAGEMENT INC. 035710409 03/27/09 30,580
*NLY*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
06/02/09 - A THE DIRECTV GROUP, INC *DTV* 25459L106 04/03/09 21,040
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Adopt Principles for Health Care Against Against ShrHoldr
Reform
4 Declassify the Board of Directors Against For ShrHoldr
06/03/09 - PC BIOGEN IDEC INC. *BIIB* 09062X103 04/06/09 106,200
MANAGEMENT PROXY (WHITE CARD)
1.1 Elect Director Lawrence C. Best For DoNotVote Mgmt
1.2 Elect Director Alan B. Glassberg For DoNotVote Mgmt
1.3 Elect Director Robert W. Pangia For DoNotVote Mgmt
1.4 Elect Director William D. Young For DoNotVote Mgmt
2 Ratify Auditors For DoNotVote Mgmt
Mgmt Rec - Company Management Recommended Vote Page 5
VOTE SUMMARY REPORT
Apr 01, 2009 - Jun 30, 2009
VANTAGEPOINT GROWTH FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------- ------------------------------ --------- ------- ---------- -------- ------- --------
3 Adopt Majority Voting for For DoNotVote Mgmt
Uncontested Election of Directors
4 Fix Size of Board at 13 and Remove Against DoNotVote ShrHoldr
the Board's Ability to Change the
Size of the Board
5 Reincorporate in Another State Against DoNotVote ShrHoldr
[North Dakota]
DISSIDENT PROXY (GOLD CARD)
1.1 Elect Director Alexander J. Denner For For ShrHoldr
1.2 Elect Director Richard C. Mulligan For For ShrHoldr
1.3 Elect Director Thomas F. Deuel For Withhold ShrHoldr
1.4 Elect Director David Sidransky For Withhold ShrHoldr
2 Fix Size of Board at 13 and Remove For For ShrHoldr
the Board's Ability to Change the
Size of the Board
3 Reincorporate in Another State For Against ShrHoldr
[North Dakota]
4 Ratify Auditors For For Mgmt
5 Adopt Majority Voting for For For Mgmt
Uncontested Election of Directors
06/11/09 - A FREEPORT-MCMORAN COPPER & GOLD 35671D857 04/14/09 101,482
INC. *FCX*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Executive Incentive Bonus For For Mgmt
Plan
4 Request Director Nominee Against For ShrHoldr
Environmental Qualifications
Mgmt Rec - Company Management Recommended Vote Page 6
VOTE SUMMARY REEPORT
Jan 01, 2009 - Mar 31, 2009
VANTAGEPOINT GROWTH FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------- ------------------------------ --------- ------- ---------- -------- ------- --------
01/14/09 - A MONSANTO CO. *MON* 61166W101 11/17/08 64,650
1 Elect Director Janice L. Fields For For Mgmt
2 Elect Director Hugh Grant For For Mgmt
3 Elect Director C. Steven McMillan For For Mgmt
4 Elect Director Robert J. Stevens For For Mgmt
5 Ratify Auditors For For Mgmt
02/24/09 - A NOVARTIS AG 66987V109 01/23/09 117,600
MEETING FOR ADR HOLDERS
MANAGEMENT PROPOSALS
1 Accept Financial Statements and For For Mgmt
Statutory Reports
2 Approve Discharge of Board and For For Mgmt
Senior Management
3 Approve Allocation of Income and For For Mgmt
Dividends of CHF 2 per Share
4 Approve CHF 3 Million Reduction in For For Mgmt
Share Capital via Cancellation of
Repurchased Shares
SHAREHOLDER PROPOSAL SUBMITTED BY
ETHOS AND EIGHT OTHER SHAREHOLDERS
5.1 Amend Articles Re: Require Annual Against For ShrHoldr
Advisory Vote on Remuneration
Report, incl. Disclosure of
Compensation Amount Paid to Board
of Directors and Executive
Management
MANAGEMENT PROPOSALS
5.2 Amend Corporate Purpose Re: For For Mgmt
Sustainability
5.3 Amend Articles Re: Auditors For For Mgmt
6.1 Retirement of Peter Burckhardt and None None Mgmt
William George as Directors
(Non-Voting)
6 Elect Directors For For Mgmt
7 Ratify PricewaterhouseCoopers AG as For For Mgmt
Auditors
Mgmt Rec - Company Management Recommended Vote Page 1
VOTE SUMMARY REPORT
Oct 01, 2008 - Dec 31, 2008
VANTAGEPOINT GROWTH FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------- ------------------------------ --------- ------- ---------- -------- ------- --------
12/05/08 - S MERRILL LYNCH & CO., INC. 590188108 10/10/08 150,500
*MER*
1 Approve Merger Agreement For For Mgmt
2 Amend Certificate of Incorporation For For Mgmt
to Permit Holders of Series 2 and 3
Preferred Stock the Right to vote
with Common Stock Holders
3 Adjourn Meeting For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 1
FOR THE PERIOD JULY 1, 2008 - JUNE 30, 2009
VANTAGEPOINT GROWTH FUND
SUBADVISER: COLUMBUS CIRCLE
- --------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC.
Exchange Ticker Symbol:MER CUSIP: 590188108
Meeting Date: 12/5/08
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Approve Merger Agreement M Voted For For
Amend Certificate of Incorporation to Permit Holders of Series 2 and 3 M Voted For For
Preferred Stock the Right to vote with Common Stock Holders
Adjourn Meeting M Voted For For
- --------------------------------------------------------------------------------
TRANSOCEAN LTD.
Exchange Ticker Symbol: RIG CUSIP: G90073100
Meeting Date: 12/8/08
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
APPROVAL OF THE MERGER TRANSACTION TO BE EFFECTED BY THE SCHEMES OF M Voted For For
ARRANGEMENT, ATTACHED TO THE ACCOMPANYING PROXY STATEMENT AS ANNEX B.
APPROVAL OF THE MOTION TO ADJOURN THE MEETING TO A LATER DATE TO M Voted For For
SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE MEETING TO APPROVE THE MERGER TRANSACTION.
- --------------------------------------------------------------------------------
VISA INC. CUSIP: 92826C839
Exchange Ticker Symbol: V
Meeting Date: 12/16/08
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Amend Certificate of Incorporation M Voted For For
- --------------------------------------------------------------------------------
PNC FINANCIAL SERVICES GROUP, INC.
Exchange Ticker Symbol: PNC CUSIP: 693475105
Meeting Date: 12/23/08
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Approve Acquisition M Voted For For
Adjourn Meeting M Voted For For
- --------------------------------------------------------------------------------
MONSANTO CO.
Exchange Ticker Symbol: MON CUSIP: 61166W101
Meeting Date: 1/14/09
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Elect Director Janice L. Fields M Voted For For
Elect Director Hugh Grant M Voted For For
Elect Director C. Steven McMillan M Voted For For
Elect Director Robert J. Stevens M Voted For For
Ratify Auditors M Voted For For
- --------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Exchange Ticker Symbol: EMR CUSIP: 291011104
Meeting Date: 2/3/09
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Elect Director A.A. Busch III M Voted For For
Elect Director A.F. Golden M Voted For For
Elect Director H. Green M Voted For For
Elect Director W.R. Johnson M Voted For For
Elect Director J.B. Menzer M Voted For For
Elect Director V.R. Loucks, Jr. M Voted For For
Ratify Auditors M Voted For For
- --------------------------------------------------------------------------------
APPLE INC.
Exchange Ticker Symbol: AAPL CUSIP: 037833100
Meeting Date: 2/25/09
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Elect Director William V. Campbell M Voted For For
Elect Director Millard S. Drexler M Voted For For
Elect Director Albert A. Gore, Jr. M Voted For For
Elect Director Steven P. Jobs M Voted For For
Elect Director Andrea Jung M Voted For For
Elect Director A.D. Levinson M Voted For For
Elect Director Eric E. Schmidt M Voted For For
Elect Director Jerome B. York M Voted For For
Report on Political Contributions S Voted Against Against
Adopt Principles for Health Care Reform S Voted Against Against
Prepare Sustainability Report S Voted Against Against
Advisory Vote to Ratify Named Executive Officers' Compensation S Voted For Against
- --------------------------------------------------------------------------------
QUALCOMM INC
Exchange Ticker Symbol: QCOM CUSIP: 747525103
Meeting Date: 3/3/09
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Elect Director Barbara T. Alexander M Voted For For
Elect Director Stephen M. Bennett M Voted For For
Elect Director Donald G. Cruickshank M Voted For For
Elect Director Raymond V. Dittamore M Voted For For
Elect Director Thomas W. Horton M Voted For For
Elect Director Irwin Mark Jacobs M Voted For For
Elect Director Paul E. Jacobs M Voted For For
Elect Director Robert E. Kahn M Voted For For
Elect Director Sherry Lansing M Voted For For
Elect Director Duane A. Nelles M Voted For For
Elect Director Marc I. Stern M Voted For For
Elect Director Brent Scowcroft M Voted For For
Ratify Auditors M Voted For For
- --------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY
Exchange Ticker Symbol: HPQ CUSIP: 428236103
Meeting Date: 3/18/09
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Elect Director Lawrence T. Babbio, Jr. M Voted For For
Elect Director Sari M. Baldauf M Voted For For
Elect Director Rajiv L. Gupta M Voted For For
Elect Director John H. Hammergren M Voted For For
Elect Director Mark V. Hurd M Voted For For
Elect Director Joel Z. Hyatt M Voted For For
Elect Director John R. Joyce M Voted For For
Elect Director Robert L. Ryan M Voted For For
Elect Director Lucille S. Salhany M Voted For For
Elect Director G. Kennedy Thompson M Voted For For
Ratify Auditors M Voted For For
- --------------------------------------------------------------------------------
COVIDIEN PLC
Exchange Ticker Symbol: COV CUSIP: G2552X108
Meeting Date: 3/18/09
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Elect Craig Arnold as Director M Voted For For
Elect Robert H. Brust as Director M Voted For For
Elect John M. Connors, Jr. as Director M Voted For For
Elect Christopher J. Coughlin as Director M Voted For For
Elect Timothy M. Donahue as Director M Voted For For
Elect Kathy J. Herbert as Director M Voted For For
Elect Randall J. Hogan, III as Director M Voted For For
Elect Richard J. Meelia as Director M Voted For For
Elect Dennis H. Reilley as Director M Voted For For
Elect Tadataka Yamada as Director M Voted For For
Elect Joseph A. Zaccagnino as Director M Voted For For
Approve Amended and Restated 2007 Stock and Incentive Plan M Voted For For
Approve Auditors and Authorize Board to Fix Their Remuneration M Voted For For
- --------------------------------------------------------------------------------
APPLIED MATERIALS, INC.
Exchange Ticker Symbol: AMAT CUSIP: 038222105
Meeting Date: 3/10/09
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Elect Director Aart J. de Geus M Voted For For
Elect Director Stephen R. Forrest M Voted For For
Elect Director Philip V. Gerdine M Voted For For
Elect Director Thomas J. Iannotti M Voted For For
Elect Director Alexander A. Karsner M Voted For For
Elect Director Charles Y.S. Liu M Voted For For
Elect Director Gerhard H. Parker M Voted For For
Elect Director Dennis D. Powell M Voted For For
Elect Director Willem P. Roelandts M Voted For For
Elect Director James E. Rogers M Voted For For
Elect Director Michael R. Splinter M Voted For For
Reduce Supermajority Vote Requirement M Voted For For
Ratify Auditors M Voted For For
- --------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORP.
Exchange Ticker Symbol: UTX CUSIP: 913017109
Meeting Date: 4/8/09
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Elect Director Louis R. Chenevert M Voted For For
Elect Director George David M Voted For For
Elect Director John V. Faraci M Voted For For
Elect Director Jean-Pierre Garnier M Voted For For
Elect Director Jamie S. Gorelick M Voted For For
Elect Director Carlos M. Gutierrez M Voted For For
Elect Director Edward A. Kangas M Voted For For
Elect Director Charles R. Lee M Voted For For
Elect Director Richard D. McCormick M Voted For For
Elect Director Harold McGraw III M Voted For For
Elect Director Richard B. Myers M Voted For For
Elect Director H. Patrick Swygert M Voted For For
Elect Director Andre Villeneuve M Voted For For
Elect Director Christine Todd Whitman M Voted For For
Ratify Auditors M Voted For For
Report on Foreign Military Sales Offsets S Voted Against Against
- --------------------------------------------------------------------------------
VISA INC.
Exchange Ticker Symbol: V CUSIP: 92826C839
Meeting Date: 4/21/09
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Elect Director Hani Al-Qadi M Voted For For
Elect Director Charles T. Doyle M Voted For For
Elect Director Peter Hawkins M Voted For For
Elect Director David I. McKay M Voted For For
Elect Director Charles W. Scharf M Voted For For
Elect Director Segismundo Schulin-Zeuthen M Voted For For
Elect Director Thomas J. Campbell M Voted For For
Elect Director Gary P. Coughlan M Voted For For
Elect Director Mary B. Cranston M Voted For For
Elect Director Francisco Javier Fernandez-Carbajal M Voted For For
Elect Director Suzanne Nora Johnson M Voted For For
Elect Director Joseph. W. Saunders M Voted For For
Ratify Auditors M Voted For For
- --------------------------------------------------------------------------------
THE COCA-COLA COMPANY
Exchange Ticker Symbol: KO CUSIP: 191216100
Meeting Date: 4/22/09
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Elect Director Herbert A. Allen M Voted For For
Elect Director Ronald W. Allen M Voted For For
Elect Director Cathleen P. Black M Voted For For
Elect Director Barry Diller M Voted For For
Elect Director Alexis M. Herman M Voted For For
Elect Director Muhtar Kent M Voted For For
Elect Director Donald R. Keough M Voted For For
Elect Director Maria Elena Lagomsino M Voted For For
Elect Director Donald F. McHenry M Voted For For
Elect Director Sam Nunn M Voted For For
Elect Director James D. Robinson III M Voted For For
Elect Director Peter V. Ueberroth M Voted For For
Elect Director Jacob Wallenberg M Voted For For
Elect Director James B. Williams M Voted For For
Ratify Auditors M Voted For For
Advisory Vote to Ratify Named Executive Officers' Compensation S Voted For Against
Require Independent Board Chairman S Voted For Against
Amend Bylaws to Establish a Board Committee on Human Rights S Voted Against Against
Performance-Based Awards S Voted Against Against
- --------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC.
Exchange Ticker Symbol: ISRG CUSIP: 46120E602
Meeting Date: 4/22/09
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Elect Director Gary S. Guthart, Ph.D. M Voted For For
Elect Director Mark J. Rubash M Voted For For
Elect Director Lonnie M. Smith M Voted For For
- --------------------------------------------------------------------------------
NEWMONT MINING CORP.
Exchange Ticker Symbol: NEM CUSIP: 651639106
Meeting Date: 4/29/09
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Elect Director Glen A. Barton M Voted For For
Elect Director Vincent A. Calarco M Voted For For
Elect Director Joseph A. Carrabba M Voted For For
Elect Director Noreen Doyle M Voted For For
Elect Director Veronica M. Hagen M Voted For For
Elect Director Michael S. Hamson M Voted For For
Elect Director Robert J. Miller M Voted For For
Elect Director Richard T. O'Brien M Voted For For
Elect Director John B. Prescott M Voted For For
Elect Director Donald C. Roth M Voted For For
Elect Director James V. Taranik M Voted For For
Elect Director Simon Thompson M Voted For For
Ratify Auditors M Voted For For
Amend Articles/Bylaws/Charter -- Call Special Meetings S Voted For Against
Require a Majority Vote for the Election of Directors S Voted For Against
- --------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Exchange Ticker Symbol: GILD CUSIP: 375558103
Meeting Date: 5/6/09
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Elect Director Paul Berg M Voted For For
Elect Director John F. Cogan M Voted For For
Elect Director Etienne F. Davignon M Voted For For
Elect Director James M. Denny M Voted For For
Elect Director Carla A. Hills M Voted For For
Elect Director John W. Madigan M Voted For For
Elect Director John C. Martin M Voted For For
Elect Director Gordon E. Moore M Voted For For
Elect Director Nicholas G. Moore M Voted For For
Elect Director Richard J. Whitley M Voted For For
Elect Director Gayle E. Wilson M Voted For For
Ratify Auditors M Voted For For
Amend Omnibus Stock Plan M Voted For For
- --------------------------------------------------------------------------------
ABBOTT LABORATORIES
Exchange Ticker Symbol: ABT CUSIP: 002824100
Meeting Date: 4/24/09
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Elect Director R.J. Alpern M Voted For For
Elect Director R.S. Austin M Voted For For
Elect Director W.M. Daley M Voted For For
Elect Director W.J. Farrell M Voted For For
Elect Director H.L. Fuller M Voted For For
Elect Director W.A. Osborn M Voted For For
Elect Director D.A.L. Owen M Voted For For
Elect Director W.A. Reynolds M Voted For For
Elect Director R.S. Roberts M Voted For For
Elect Director S.C. Scott, III M Voted For For
Elect Director W.D. Smithburg M Voted For For
Elect Director G.F. Tilton M Voted For For
Elect Director M.D. White M Voted For For
Approve Omnibus Stock Plan M Voted For For
Approve Nonqualified Employee Stock Purchase Plan M Voted For For
Ratify Auditors M Voted For For
Report on Animal Testing S Voted Against Against
Adopt Principles for Health Care Reform S Voted Against Against
Advisory Vote to Ratify Named Executive Officers' Compensation S Voted For Against
- --------------------------------------------------------------------------------
PNC FINANCIAL SERVICES GROUP, INC.
Exchange Ticker Symbol: PNC CUSIP: 693475105
Meeting Date: 4/28/09
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Elect Director Richard O. Berndt M Voted For For
Elect Director Charles E. Bunch M Voted For For
Elect Director Paul W. Chellgren M Voted For For
Elect Director Robert N. Clay M Voted For For
Elect Director Kay Coles James M Voted For For
Elect Director Richard B. Kelson M Voted For For
Elect Director Bruce C. Lindsay M Voted For For
Elect Director Anthony A. Massaro M Voted For For
Elect Director Jane G. Pepper M Voted For For
Elect Director James E. Rohr M Voted For For
Elect Director Donald J. Shepard M Voted For For
Elect Director Lorene K. Steffes M Voted For For
Elect Director Dennis F. Strigl M Voted For For
Elect Director Stephen G. Thieke M Voted For For
Elect Director Thomas J. Usher M Voted For For
Elect Director George H. Walls, Jr. M Voted For For
Elect Director Helge H. Wehmeier M Voted For For
Approve Qualified Employee Stock Purchase Plan M Voted For For
Ratify Auditors M Voted For For
Advisory Vote to Ratify Named Executive Officers' Compensation M Voted For For
Stock Retention/Holding Period S Voted For Against
- --------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC.
Exchange Ticker Symbol: BAX CUSIP: 071813109
Meeting Date: 5/5/09
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Elect Director Walter E. Boomer M Voted For For
Elect Director James R. Gavin III M Voted For For
Elect Director Peter S. Hellman M Voted For For
Elect Director K. J. Storm M Voted For For
Ratify Auditors M Voted For For
Report on Animal Testing S Voted Against Against
- --------------------------------------------------------------------------------
AMGEN, INC.
Exchange Ticker Symbol: AMGN CUSIP: 031162100
Meeting Date: 5/6/09
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Elect Director David Baltimore M Voted For For
Elect Director Frank J. Biondi, Jr. M Voted For For
Elect Director Francois de Carbonnel M Voted For For
Elect Director Jerry D. Choate M Voted For For
Elect Director Vance D. Coffman M Voted For For
Elect Director Frederick W. Gluck M Voted For For
Elect Director Frank C. Herringer M Voted For For
Elect Director Gilbert S. Omenn M Voted For For
Elect Director Judith C. Pelham M Voted For For
Elect Director J. Paul Reason M Voted For For
Elect Director Leonard D. Schaeffer M Voted For For
Elect Director Kevin W. Sharer M Voted For For
Ratify Auditors M Voted For For
Approve Omnibus Stock Plan M Voted For For
Reduce Supermajority Vote Requirement M Voted For For
Amend Articles/Bylaws/Charter -- Call Special Meetings S Voted For Against
Reincorporate in Another State [from Delaware to North Dakota] S Voted Against Against
- --------------------------------------------------------------------------------
GOOGLE INC
Exchange Ticker Symbol: GOOG CUSIP: 38259P508
Meeting Date: 5/7/09
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Elect Director Eric Schmidt M Voted For For
Elect Director Sergey Brin M Voted For For
Elect Director Larry Page M Voted For For
Elect Director L. John Doerr M Voted For For
Elect Director John L. Hennessy M Voted For For
Elect Director Arthur D. Levinson M Voted For For
Elect Director Ann Mather M Voted For For
Elect Director Paul S. Otellini M Voted For For
Elect Director K. Ram Shriram M Voted For For
Elect Director Shirley M. Tilghman M Voted For For
Ratify Auditors M Voted For For
Amend Omnibus Stock Plan M Voted Against For
Report on Political Contributions S Voted For For
Adopt Policies to Protect Freedom of Access to the Internet S Voted Against Against
Adopt Principles for Health Care Reform S Voted Against Against
- --------------------------------------------------------------------------------
EMC CORPORATION
Exchange Ticker Symbol: EMC CUSIP: 268648102
Meeting Date: 5/6/09
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Elect Director Michael W. Brown M Voted For For
Elect Director Randolph L. Cowen M Voted For For
Elect Director Michael J. Cronin M Voted For For
Elect Director Gail Deegan M Voted For For
Elect Director John R. Egan M Voted For For
Elect Director W. Paul Fitzgerald M Voted For For
Elect Director Edmund F. Kelly M Voted For For
Elect Director Windle B. Priem M Voted For For
Elect Director Paul Sagan M Voted For For
Elect Director David N. Strohm M Voted For For
Elect Director Joseph M. Tucci M Voted For For
Ratify Auditors M Voted For For
Amend Qualified Employee Stock Purchase Plan M Voted For For
Permit Right to Call Special Meeting M Voted For For
Advisory Vote to Ratify Named Executive Officers' Compensation S Voted For Against
- --------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB CO.
Exchange Ticker Symbol: BMY CUSIP: 110122108
Meeting Date: 5/5/09
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Elect Director L. Andreotti M Voted For For
Elect Director L. B. Campbell M Voted For For
Elect Director J. M. Cornelius M Voted For For
Elect Director L. J. Freeh M Voted For For
Elect Director L. H. Glimcher M Voted For For
Elect Director M. Grobstein M Voted For For
Elect Director L. Johansson M Voted For For
Elect Director A. J. Lacy M Voted For For
Elect Director V. L. Sato M Voted For For
Elect Director T. D. West, Jr. M Voted For For
Elect Director R. S. Williams M Voted For For
Ratify Auditors M Voted For For
Increase Disclosure of Executive Compensation S Voted Against Against
Reduce Supermajority Vote Requirement S Voted For Against
Amend Articles/Bylaws/Charter -- Call Special Meetings S Voted For Against
Advisory Vote to Ratify Named Executive Officers' Compensation S Voted For Against
- --------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC.
Exchange Ticker Symbol: STJ CUSIP: 790849103
Meeting Date: 5/8/09
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Elect Director John W. Brown M Voted For For
Elect Director Daniel J. Starks M Voted For For
Approve Executive Incentive Bonus Plan M Voted For For
Ratify Auditors M Voted For For
- --------------------------------------------------------------------------------
KOHL'S CORP.
Exchange Ticker Symbol: KSS CUSIP: 500255104
Meeting Date: 5/14/09
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Elect Director Peter Boneparth M Voted For For
Elect Director Steven A. Burd M Voted For For
Elect Director John F. Herma M Voted For For
Elect Director Dale E. Jones M Voted For For
Elect Director William S. Kellogg M Voted For For
Elect Director Kevin Mansell M Voted For For
Elect Director R. Lawrence Montgomery M Voted For For
Elect Director Frank V. Sica M Voted For For
Elect Director Peter M. Sommerhauser M Voted For For
Elect Director Stephanie A. Streeter M Voted For For
Elect Director Stephen E. Watson M Voted For For
Ratify Auditors M Voted For For
Require a Majority Vote for the Election of Directors S Voted For Against
- --------------------------------------------------------------------------------
MORGAN STANLEY
Exchange Ticker Symbol: MS CUSIP: 617446448
Meeting Date: 4/29/09
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Elect Director Roy J. Bostock M Voted For For
Elect Director Erskine B. Bowles M Voted For For
Elect Director Howard J. Davies M Voted For For
Elect Director Nobuyuki Hirano M Voted For For
Elect Director C. Robert Kidder M Voted For For
Elect Director John J. Mack M Voted For For
Elect Director Donald T. Nicolaisen M Voted For For
Elect Director Charles H. Noski M Voted For For
Elect Director Hutham S. Olayan M Voted For For
Elect Director Charles E. Phillips, Jr. M Voted For For
Elect Director Griffith Sexton M Voted For For
Elect Director Laura D. Tyson M Voted For For
Ratify Auditors M Voted For For
Advisory Vote to Ratify Named Executive Officers' Compensation M Voted For For
Amend Omnibus Stock Plan M Voted Against For
Amend Articles/Bylaws/Charter -- Call Special Meetings S Voted For Against
Require Independent Board Chairman S Voted For Against
- --------------------------------------------------------------------------------
AMERICAN TOWER CORP.
Exchange Ticker Symbol: AMT CUSIP: 029912201
Meeting Date: 5/6/09
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Elect Director Raymond P. Dolan M Voted For For
Elect Director Ronald M. Dykes M Voted For For
Elect Director Carolyn F. Katz M Voted For For
Elect Director Gustavo Lara Cantu M Voted For For
Elect Director JoAnn A. Reed M Voted For For
Elect Director Pamela D.A. Reeve M Voted For For
Elect Director David E. Sharbutt M Voted For For
Elect Director James D. Taiclet, Jr. M Voted For For
Elect Director Samme L. Thompson M Voted For For
Ratify Auditors M Voted For For
- --------------------------------------------------------------------------------
BROADCOM CORP.
Exchange Ticker Symbol: BRCM CUSIP: 111320107
Meeting Date: 5/14/09
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Elect Director George L. Farinsky M Voted For For
Elect Director Nancy H. Handel M Voted For For
Elect Director Eddy W. Hartenstein M Voted For For
Elect Director John Major M Voted For For
Elect Director Scott A. McGregor M Voted For For
Elect Director William T. Morrow M Voted For For
Elect Director Robert E. Switz M Voted For For
Ratify Auditors M Voted For For
- --------------------------------------------------------------------------------
SPRINT NEXTEL CORPORATION
Exchange Ticker Symbol: S CUSIP: 852061100
Meeting Date: 5/12/09
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Elect Director Robert R. Bennett M Voted For For
Elect Director Gordon M. Bethune M Voted For For
Elect Director Larry C. Glasscock M Voted For For
Elect Director James H. Hance, Jr. M Voted For For
Elect Director Daniel R. Hesse M Voted For For
Elect Director V. Janet Hill M Voted For For
Elect Director Frank Ianna M Voted For For
Elect Director Sven-Christer Nilsson M Voted For For
Elect Director William R. Nuti M Voted For For
Elect Director Rodney O?Neal M Voted For For
Ratify Auditors M Voted For For
Amend Qualified Employee Stock Purchase Plan M Voted For For
Amend Bylaws-- Call Special Meetings S Voted For Against
Report on Political Contributions S Voted For Against
- --------------------------------------------------------------------------------
CEPHALON, INC.
Exchange Ticker Symbol: CEPH CUSIP: 156708109
Meeting Date: 5/12/09
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Elect Director Frank Baldino, Jr., Ph.D. M Voted For For
Elect Director William P. Egan M Voted For For
Elect Director Martyn D. Greenacre M Voted For For
Elect Director Vaughn M. Kailian M Voted For For
Elect Director Kevin E. Moley M Voted For For
Elect Director Charles A. Sanders, M.D. M Voted For For
Elect Director Gail R. Wilensky, Ph.D. M Voted For For
Elect Director Dennis L. Winger M Voted For For
Amend Stock Option Plan M Voted For For
Ratify Auditors M Voted For For
- --------------------------------------------------------------------------------
MYLAN INC.
Exchange Ticker Symbol: MYL CUSIP: 628530107
Meeting Date: 5/7/09
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Elect Director Milan Puskar M Voted For For
Elect Director Robert J. Coury M Voted For For
Elect Director Wendy Cameron M Voted For For
Elect Director Neil Dimick M Voted For For
Elect Director Douglas J. Leech M Voted For For
Elect Director Joseph C. Maroon M Voted For For
Elect Director Rodney L. Piatt M Voted For For
Elect Director C.B. Todd M Voted For For
Elect Director Randall L. Vanderveen M Voted For For
Increase Authorized Common Stock M Voted For For
Amend Omnibus Stock Plan M Voted For For
Adopt Majority Voting for Uncontested Election of Directors M Voted For None
Ratify Auditors M Voted For For
- --------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Exchange Ticker Symbol: JPM CUSIP: 46625H100
Meeting Date: 5/19/09
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Elect Director Crandall C. Bowles M Voted For For
Elect Director Stephen B. Burke M Voted For For
Elect Director David M. Cote M Voted For For
Elect Director James S. Crown M Voted For For
Elect Director James Dimon M Voted For For
Elect Director Ellen V. Futter M Voted For For
Elect Director William H. Gray, III M Voted For For
Elect Director Laban P. Jackson, Jr. M Voted For For
Elect Director David C. Novak M Voted For For
Elect Director Lee R. Raymond M Voted For For
Elect Director William C. Weldon M Voted For For
Ratify Auditors M Voted For For
Advisory Vote to Ratify Named Executive Officers' Compensation M Voted For For
Disclose Prior Government Service S Voted Against Against
Provide for Cumulative Voting S Voted Against Against
Amend Articles/Bylaws/Charter -- Call Special Meetings S Voted For Against
Report on Predatory Lending Policies S Voted Against Against
Amend Key Executive Performance Plan S Voted For Against
Stock Retention/Holding Period S Voted For Against
Prepare Carbon Principles Report S Voted Against Against
- --------------------------------------------------------------------------------
UNION PACIFIC CORP.
Exchange Ticker Symbol: UNP CUSIP: 907818108
Meeting Date: 5/14/09
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Elect Director Andrew H. Card, Jr. M Voted For For
Elect Director Erroll B. Davis, Jr. M Voted For For
Elect Director Thomas J. Donohue M Voted For For
Elect Director Archie W. Dunham M Voted For For
Elect Director Judith Richards Hope M Voted For For
Elect Director Charles C. Krulak M Voted For For
Elect Director Michael R. McCarthy M Voted For For
Elect Director Michael W. McConnell M Voted For For
Elect Director Thomas F. McLarty III M Voted For For
Elect Director Steven R. Rogel M Voted For For
Elect Director Jose H. Villarreal M Voted For For
Elect Director James R. Young M Voted For For
Ratify Auditors M Voted For For
Report on Political Contributions S Voted For Against
- --------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Exchange Ticker Symbol: GS CUSIP: 38141G104
Meeting Date: 5/8/09
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Elect Director Lloyd C. Blankfein M Voted For For
Elect Director John H. Bryan M Voted For For
Elect Director Gary D. Cohn M Voted For For
Elect Director Claes Dahlback M Voted For For
Elect Director Stephen Friedman M Voted For For
Elect Director William W. George M Voted For For
Elect Director Rajat K. Gupta M Voted For For
Elect Director James A. Johnson M Voted For For
Elect Director Lois D. Juliber M Voted For For
Elect Director Lakshmi N. Mittal M Voted For For
Elect Director James J. Schiro M Voted For For
Elect Director Ruth J. Simmons M Voted For For
Ratify Auditors M Voted For For
Advisory Vote to Ratify Named Executive Officers' Compensation M Voted For For
Provide for Cumulative Voting S Voted Against Against
Reduce Supermajority Vote Requirement S Voted For Against
Amend By-Laws to Establish Board U.S. Economic Security Committee S Voted Against Against
Report on Political Contributions S Voted For Against
- --------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC.
Exchange Ticker Symbol: TMO CUSIP: 883556102
Meeting Date: 5/20/09
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Elect Director Judy C. Lewent M Voted For For
Elect Director Peter J. Manning M Voted For For
Elect Director Jim P. Manzi M Voted For For
Elect Director Elaine S. Ullian M Voted For For
Ratify Auditors M Voted For For
- --------------------------------------------------------------------------------
EXPRESS SCRIPTS, INC.
Exchange Ticker Symbol: ESRX CUSIP: 302182100
Meeting Date: 5/27/09
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Elect Director Gary G. Benanav M Voted For For
Elect Director Frank J. Borelli M Voted For For
Elect Director Maura C. Breen M Voted For For
Elect Director Nicholas J. LaHowchic M Voted For For
Elect Director Thomas P. Mac Mahon M Voted For For
Elect Director Frank Mergenthaler M Voted For For
Elect Director Woodrow A Myers, Jr, MD M Voted For For
Elect Director John O. Parker, Jr. M Voted For For
Elect Director George Paz M Voted For For
Elect Director Samuel K. Skinner M Voted For For
Elect Director Seymour Sternberg M Voted For For
Elect Director Barrett A. Toan M Voted For For
Ratify Auditors M Voted For For
- --------------------------------------------------------------------------------
MCDONALD'S CORP.
Exchange Ticker Symbol: MCD CUSIP: 580135101
Meeting Date: 5/27/09
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Elect Director Robert A. Eckert M Voted For For
Elect Director Enrique Hernandez, Jr. M Voted For For
Elect Director Jeanne P. Jackson M Voted For For
Elect Director Andrew J. McKenna M Voted For For
Ratify Auditors M Voted For For
Amend Omnibus Stock Plan M Voted For For
Approve Executive Incentive Bonus Plan M Voted For For
Advisory Vote to Ratify Named Executive Officers' Compensation S Voted For Against
Phase out Sales of Eggs from Battery Cage Hens S Voted Against Against
- --------------------------------------------------------------------------------
TRANSOCEAN LTD.
Exchange Ticker Symbol: RIG CUSIP: H8817H100
Meeting Date: 5/15/09
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
APPROVAL OF THE 2008 ANNUAL REPORT, THE CONSOLIDATED M Voted For For
FINANCIALSTATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2008 AND
THESTATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD.
DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THEEXECUTIVE M Voted For For
OFFICERS FOR FISCAL YEAR 2008
APPROPRIATION OF THE AVAILABLE RETAINED EARNINGS WITHOUT PAYMENTOF A M Voted For For
DIVIDEND TO SHAREHOLDERS FOR FISCAL YEAR 2008 AND RELEASEOF CHF 3.5
BILLION OF LEGAL RESERVES TO OTHER RESERVES.
AUTHORIZATION OF A SHARE REPURCHASE PROGRAM M Voted For For
APPROVAL OF THE LONG-TERM INCENTIVE PLAN OF TRANSOCEAN LTD. INTHE FORM M Voted For For
AS AMENDED AND RESTATED EFFECTIVE AS OF 2/12/09
REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:W. RICHARD M Voted For For
ANDERSON
REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:RICHARD L. GEORGE M Voted For For
REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:ROBERT L. LONG M Voted For For
REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:EDWARD R. MULLER M Voted For For
REELECTION OF CLASS III DIRECTOR FOR A TWO-YEAR TERM:VICTOR E. GRIJALVA M Voted For For
APPOINTMENT OF ERNST & YOUNG LLP AS TRANSOCEAN LTD. SINDEPENDENT M Voted For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR2009 AND REELECTION
OF ERNST & YOUNG LTD., ZURICH, AS TRANSOCEANLTD. S AUDITOR PURSUANT TO
THE SWISS CODE OF OBLIGATIONS FOR AFURTHER ONE-YEA
- --------------------------------------------------------------------------------
AMAZON.COM, INC.
Exchange Ticker Symbol: AMZN CUSIP: 023135106
Meeting Date: 5/28/09
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Elect Director Jeffrey P. Bezos M Voted For For
Elect Director Tom A. Alberg M Voted For For
Elect Director John Seely Brown M Voted For For
Elect Director L. John Doerr M Voted For For
Elect Director William B. Gordon M Voted For For
Elect Director Alain Monie M Voted For For
Elect Director Thomas O. Ryder M Voted For For
Elect Director Patricia Q. Stonesifer M Voted For For
Ratify Auditors M Voted For For
- --------------------------------------------------------------------------------
WAL-MART STORES, INC.
Exchange Ticker Symbol: WMT CUSIP: 931142103
Meeting Date: 6/5/09
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Elect Director Aida M. Alvarez M Voted For For
Elect Director James W. Breyer M Voted For For
Elect Director M. Michele Burns M Voted For For
Elect Director James I. Cash, Jr. M Voted For For
Elect Director Roger C. Corbett M Voted For For
Elect Director Douglas N. Daft M Voted For For
Elect Director Michael T. Duke M Voted For For
Elect Director Gregory B. Penner M Voted For For
Elect Director Allen I. Questrom M Voted For For
Elect Director H. Lee Scott, Jr. M Voted For For
Elect Director Arne M. Sorenson M Voted For For
Elect Director Jim C. Walton M Voted For For
Elect Director S. Robson Walton M Voted For For
Elect Director Christopher J. Williams M Voted For For
Elect Director Linda S. Wolf M Voted For For
Ratify Auditors M Voted For For
Amend EEO Policy to Prohibit Discrimination based on Sexual S Voted For Against
Orientation and Gender Identity
Pay For Superior Performance S Voted Against Against
Advisory Vote to Ratify Named Executive Officers' Compensation S Voted For Against
Report on Political Contributions S Voted For Against
Amend Articles/Bylaws/Charter -- Call Special Meetings S Voted For Against
Stock Retention/Holding Period S Voted Against Against
- --------------------------------------------------------------------------------
HANSEN NATURAL CORP.
Exchange Ticker Symbol: HANS CUSIP: 411310105
Meeting Date: 6/4/09
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Elect Director Rodney C. Sacks M Voted For For
Elect Director Hilton H. Schlosberg M Voted For For
Elect Director Norman C. Epstein M Voted For For
Elect Director Benjamin M. Polk M Voted For For
Elect Director Sydney Selati M Voted For For
Elect Director Harold C. Taber, Jr. M Voted For For
Elect Director Mark S. Vidergauz M Voted For For
Ratify Auditors M Voted For For
Approve Non-Employee Director Omnibus Stock Plan M Voted Against For
- --------------------------------------------------------------------------------
ACTIVISION BLIZZARD, INC.
Exchange Ticker Symbol: ATVI CUSIP: 00507V109
Meeting Date: 6/5/09
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Elect Director Philippe G. H. Capron M Voted For For
Elect Director Robert J. Corti M Voted For For
Elect Director Frederic R. Crepin M Voted For For
Elect Director Brian G. Kelly M Voted For For
Elect Director Robert A. Kotick M Voted For For
Elect Director Jean-bernard Levy M Voted For For
Elect Director Robert J. Morgado M Voted For For
Elect Director Douglas P. Morris M Voted For For
Elect Director Stephane Roussel M Voted For For
Elect Director Richard Sarnoff M Voted For For
Elect Director Regis Turrini M Voted For For
Amend Omnibus Stock Plan M Voted For For
- --------------------------------------------------------------------------------
FIRST SOLAR INC
Exchange Ticker Symbol: FSLR CUSIP: 336433107
Meeting Date: 6/4/09
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Elect Director Michael J. Ahearn M Voted For For
Elect Director Craig Kennedy M Voted For For
Elect Director James F. Nolan M Voted For For
Elect Director J. Thomas Presby M Voted For For
Elect Director Paul H. Stebbins M Voted For For
Elect Director Michael Sweeney M Voted For For
Elect Director Jose H. Villarreal M Voted For For
Ratify Auditors M Voted For For
- --------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Exchange Ticker Symbol: MA CUSIP: 57636Q104
Meeting Date: 6/9/09
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Elect Director Richard Haythornthwaite M Voted For For
Elect Director David R. Carlucci M Voted For For
Elect Director Robert W. Selander M Voted For For
Amend Certificate of Incorporation to Increase Size of Board and Amend M Voted For For
Director Qualifications
Ratify Auditors M Voted For For
- --------------------------------------------------------------------------------
AMPHENOL CORP.
Exchange Ticker Symbol: APH CUSIP: 032095101
Meeting Date: 5/20/09
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Elect Director Edward G. Jepsen M Voted For For
Elect Director John R. Lord M Voted For For
Ratify Auditors M Voted For For
Approve Executive Incentive Bonus Plan M Voted For For
Approve Omnibus Stock Plan M Voted For For
- --------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Exchange Ticker Symbol: FCX CUSIP: 35671D857
Meeting Date: 6/11/09
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Elect Director Richard C. Adkerson M Voted For For
Elect Director Robert J. Allison, Jr. M Voted For For
Elect Director Robert A. Day M Voted For For
Elect Director Gerald J. Ford M Voted For For
Elect Director H. Devon Graham, Jr. M Voted For For
Elect Director J. Bennett Johnston M Voted For For
Elect Director Charles C. Krulak M Voted For For
Elect Director Bobby Lee Lackey M Voted For For
Elect Director Jon C. Madonna M Voted For For
Elect Director Dustan E. McCoy M Voted For For
Elect Director Gabrielle K. McDonald M Voted For For
Elect Director James R. Moffett M Voted For For
Elect Director B.M. Rankin, Jr. M Voted For For
Elect Director J. Stapleton Roy M Voted For For
Elect Director Stephen H. Siegele M Voted For For
Elect Director J. Taylor Wharton M Voted For For
Ratify Auditors M Voted For For
Approve Executive Incentive Bonus Plan M Voted For For
Request Director Nominee Environmental Qualifications S Voted For Against
- --------------------------------------------------------------------------------
DELTA AIR LINES, INC.
Exchange Ticker Symbol: DAL CUSIP: 247361702
Meeting Date: 6/22/09
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Elect Director Richard H. Anderson M Voted For For
Elect Director Roy J. Bostock M Voted For For
Elect Director John S. Brinzo M Voted For For
Elect Director Daniel A. Carp M Voted For For
Elect Director John M. Engler M Voted For For
Elect Director Mickey P. Foret M Voted For For
Elect Director David R. Goode M Voted For For
Elect Director Paula Rosput Reynolds M Voted For For
Elect Director Kenneth C. Rogers M Voted For For
Elect Director Rodney E. Slater M Voted For For
Elect Director Douglas M. Steenland M Voted For For
Elect Director Kenneth B. Woodrow M Voted For For
Ratify Auditors M Voted For For
Provide for Cumulative Voting S Voted Against Against
- --------------------------------------------------------------------------------
PRICELINE.COM INC.
Exchange Ticker Symbol: PCLN CUSIP: 741503403
Meeting Date: 6/3/09
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Elect Director Jeffery H. Boyd M Voted For For
Elect Director Ralph M. Bahna M Voted For For
Elect Director Howard W. Barker, Jr. M Voted For For
Elect Director Jan L. Docter M Voted For For
Elect Director Jeffrey E. Epstein M Voted For For
Elect Director James M. Guyette M Voted For For
Elect Director Nancy B. Peretsman M Voted For For
Elect Director Craig W. Rydin M Voted For For
Ratify Auditors M Voted For For
Approve Right to Call Special Meetings M Voted Against For
Amend Articles/Bylaws/Charter -- Call Special Meetings S Voted For Against
- --------------------------------------------------------------------------------
BEST BUY CO., INC.
Exchange Ticker Symbol: BBY CUSIP: 086516101
Meeting Date: 6/24/09
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Elect Director Ronald James M Voted For For
Elect Director Elliot S. Kaplan M Voted For For
Elect Director Sanjay Khosla M Voted For For
Elect Director George L. Mikan III M Voted For For
Elect Director Matthew H. Paull M Voted For For
Elect Director Richard M. Schulze M Voted For For
Elect Director Hatim A. Tyabji M Voted For For
Elect Director Gerard R. Vittecoq M Voted For For
Ratify Auditors M Voted For For
Amend Omnibus Stock Plan M Voted For For
Reduce Supermajority Vote Requirement M Voted For For
Reduce Supermajority Vote Requirement M Voted For For
Reduce Supermajority Vote Requirement M Voted For For
Reduce Supermajority Vote Requirement M Voted For For
Reduce Supermajority Vote Requirement M Voted For For
Reduce Supermajority Vote Requirement M Voted For For
- --------------------------------------------------------------------------------
CHESAPEAKE ENERGY CORP.
Exchange Ticker Symbol: CHK CUSIP: 165167107
Meeting Date: 6/12/09
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Elect Director Richard K. Davidson M Voted For For
Elect Director V. Burns Hargis M Voted For For
Elect Director Charles T. Maxwell M Voted For For
Increase Authorized Common Stock M Voted For For
Amend Omnibus Stock Plan M Voted For For
Ratify Auditors M Voted For For
Declassify the Board of Directors S Voted For Against
Require a Majority Vote for the Election of Directors S Voted For Against
Amend EEO Policy to Prohibit Discrimination based on Sexual S Voted For Against
Orientation and Gender Identity
- --------------------------------------------------------------------------------
DOLLAR TREE INC.
Exchange Ticker Symbol: DLTR CUSIP: 256746108
Meeting Date: 6/18/09
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Elect Director Arnold S. Barron M Voted For For
Elect Director J. Douglas Perry M Voted For For
Elect Director Thomas A. Saunders III M Voted For For
Elect Director Carl P. Zeithaml M Voted For For
Declassify the Board of Directors S Voted For Against
- --------------------------------------------------------------------------------
BED BATH & BEYOND INC.
Exchange Ticker Symbol: BBBY CUSIP: 075896100
Meeting Date: 6/30/09
DID
SUBADVISER SUBADVISER'S
MANAGEMENT OR VOTE ON VOTE ON
SHAREHOLDER BEHALF BEHALF MANAGEMENT'S
MATTER VOTED ON PROPOSAL OF FUND OF FUND VOTE
- ---------------------------------------------------------------------- ------------- ---------- ------------ ------------
Elect Director Warren Eisenberg M Voted For For
Elect Director Leonard Feinstein M Voted For For
Elect Director Steven H. Temares M Voted For For
Elect Director Dean S. Adler M Voted For For
Elect Director Stanley F. Barshay M Voted For For
Elect Director Klaus Eppler M Voted For For
Elect Director Patrick R. Gaston M Voted For For
Elect Director Jordan Heller M Voted For For
Elect Director Victoria A. Morrison M Voted For For
Elect Director Fran Stoller M Voted For For
Ratify Auditors M Voted For For
Adopt Majority Voting for Uncontested Election of Directors M Voted For For
Eliminate Supermajority Vote Requirement M Voted For For
Eliminate Supermajority Vote Requirement M Voted For For
Re-Approve Performance Goals Under Omnibus Stock Plan M Voted For For
Prepare Sustainability Report S Voted For Against
FOR THE PERIOD JULY 1, 2008 - JUNE 30, 2009
VANTAGEPOINT SELECT VALUE FUND
SUBADVISER: GOLDMAN SACHS
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------- ------------------------------ --------- ------- -------- -------- -------- ------
07/18/08 - A CONSTELLATION ENERGY GROUP, 210371100 04/28/08 1,000
INC. *CEG*
1 Elect Director Yves C. de Balmann For For Mgmt
2 Elect Director Douglas L. Becker For For Mgmt
3 Elect Director Ann C. Berzin For For Mgmt
4 Elect Director James T. Brady For For Mgmt
5 Elect Director Edward A. Crooke For For Mgmt
6 Elect Director James R. Curtiss For For Mgmt
7 Elect Director Freeman A. Hrabowski, For For Mgmt
III
8 Elect Director Nancy Lampton For For Mgmt
9 Elect Director Robert J. Lawless For For Mgmt
10 Elect Director Lynn M. Martin For For Mgmt
11 Elect Director Mayo A. Shattuck, III For For Mgmt
12 Elect Director John L. Skolds For For Mgmt
13 Elect Director Michael D. Sullivan For For Mgmt
14 Ratify Auditors For For Mgmt
15 Increase Authorized Common Stock For For Mgmt
07/22/08 - A LEGG MASON, INC. *LM* 524901105 05/23/08 2,000
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Require Independent Board Chairman Against Against ShrHoldr
4 Advisory Vote to Ratify Named Against For ShrHoldr
Executive Officers' Compensation
07/29/08 - A SAFECO CORP. 786429100 06/10/08 5,076
1 Approve Merger Agreement For For Mgmt
2 Elect Directors For For Mgmt
3 Ratify Auditors For For Mgmt
4 Adjourn Meeting For For Mgmt
07/31/08 - S ELECTRONIC DATA SYSTEMS CORP. 285661104 06/24/08 1,200
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For For Mgmt
08/01/08 - A IAC/INTERACTIVECORP. *IACI* 44919P300 06/17/08 3,165
1 Elect Directors For Split Mgmt
1.1 Elect Director Edgar Bronfman, Jr.
-- Withhold
1.2 Elect Director Barry Diller --
Withhold
1.3 Elect Director Victor A. Kaufman --
Withhold
1.4 Elect Director Donald R. Keough --
For
1.5 Elect Director Bryan Lourd -- For
1.6 Elect Director John C. Malone --
Withhold
Mgmt Rec - Company Management Recommended Vote Page 1
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
704081 ICMA - VANTAGEPOINT SELECT VALUE FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------- ------------------------------ --------- ------- -------- -------- -------- ------
1.7 Elect Director Arthur C. Martinez
-- For
1.8 Elect Director Steven Rattner -- For
1.9 Elect Director Alan G. Spoon -- For
1.10 Elect Director Diane Von Furstenberg
-- Withhold
1.11 Elect Director Michael P. Zeisser
-- Withhold
2 Approve Merger Agreement For Against Mgmt
3 Approve Reverse Stock Split For Against Mgmt
4 Approve Omnibus Stock Plan For Against Mgmt
5 Ratify Auditors For For Mgmt
08/04/08 - A COMPUTER SCIENCES CORPORATION 205363104 06/06/08 21,300
*CSC*
1 Elect Directors For Split Mgmt
1.1 Elect Director Irving W. Bailey, II
-- For
1.2 Elect Director David J. Barram --
Withhold
1.3 Elect Director Stephen L. Baum --
Withhold
1.4 Elect Director Rodney F. Chase --
Withhold
1.5 Elect Director Judith R. Haberkorn
-- For
1.6 Elect Director Michael W. Laphen --
For
1.7 Elect Director F. Warren McFarlan
-- For
1.8 Elect Director Chong Sup Park -- For
1.9 Elect Director Thomas H. Patrick --
Withhold
2 Ratify Auditors For For Mgmt
08/27/08 - A SMITHFIELD FOODS, INC. *SFD* 832248108 07/11/08 1
1 Elect Directors For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
08/28/08 - A QLOGIC CORP. *QLGC* 747277101 07/07/08 4,528
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Amend Qualified Employee Stock For For Mgmt
Purchase Plan
4 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 2
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
704081 ICMA - VANTAGEPOINT SELECT VALUE FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------- ------------------------------ --------- ------- -------- -------- -------- ------
09/05/08 - S REINSURANCE GROUP OF AMERICA, 759351109 07/28/08 4,811
INCORPORATED *RGA*
1 Approve Reclassification of Common For For Mgmt
Stock
2 Amend Articles of Incorporation to For For Mgmt
Limit Voting Power of Class B Holders
3 Approve Securities Transfer For For Mgmt
Restrictions
4 Amend Articles of Incorporation to For For Mgmt
Allow Conversion of Class B Stock
5 Amend Shareholder Rights Plan For For Mgmt
(Poison Pill)
6 Adjourn Meeting For For Mgmt
09/09/08 - A CA, INC. *CA* 12673P105 07/11/08 16,900
1 Elect Director Raymond J. Bromark For For Mgmt
2 Elect Director Alfonse M. D'Amato For For Mgmt
3 Elect Director Gary J. Fernandes For For Mgmt
4 Elect Director Robert E. La Blanc For For Mgmt
5 Elect Director Christopher B. Lofgren For For Mgmt
6 Elect Director William E. McCracken For For Mgmt
7 Elect Director John A. Swainson For For Mgmt
8 Elect Director Laura S. Unger For For Mgmt
9 Elect Director Arthur F. Weinbach For For Mgmt
10 Elect Director Ron Zambonini For For Mgmt
11 Ratify Auditors For For Mgmt
09/12/08 - A INTEGRATED DEVICE TECHNOLOGY, 458118106 07/23/08 7,456
INC. *IDTI*
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
09/22/08 - A SYMANTEC CORPORATION *SYMC* 871503108 07/24/08 1,500
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Approve Qualified Employee Stock For For Mgmt
Purchase Plan
4 Approve Executive Incentive Bonus For For Mgmt
Plan
5 Ratify Auditors For For Mgmt
09/24/08 - A SCHOLASTIC CORP. *SCHL* 807066105 08/01/08 1
1 Elect Directors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 3
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
704081 ICMA - VANTAGEPOINT SELECT VALUE FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------- ------------------------------ --------- ------- -------- -------- -------- ------
09/24/08 - A WORTHINGTON INDUSTRIES INC. 981811102 08/01/08 1
*WOR*
1 Elect Directors For For Mgmt
2 Approve Executive Incentive Bonus For For Mgmt
Plan
3 Amend Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
5 Amend EEO Policy to Prohibit Against For ShrHoldr
Discrimination based on Sexual
Orientation and Gender Identity
09/25/08 - A CONAGRA FOODS INC. *CAG* 205887102 08/01/08 6,600
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
09/25/08 - A DEL MONTE FOODS CO. *DLM* 24522P103 07/31/08 18,262
1 Elect Director Timothy G. Bruer For For Mgmt
2 Elect Director Mary R. Henderson For For Mgmt
3 Elect Director Sharon L. McCollam For For Mgmt
4 Ratify Auditors For For Mgmt
09/25/08 - A NATIONAL SEMICONDUCTOR CORP. 637640103 07/28/08 552
*NSM*
1 Elect Director Brian L. Halla For For Mgmt
2 Elect Director Steven R. Appleton For For Mgmt
3 Elect Director Gary P. Arnold For For Mgmt
4 Elect Director Richard J. Danzig For For Mgmt
5 Elect Director John T. Dickson For For Mgmt
6 Elect Director Robert J. Frankenberg For For Mgmt
7 Elect Director Modesto A. Maidique For For Mgmt
8 Elect Director Edward R. McCracken For For Mgmt
9 Ratify Auditors For For Mgmt
09/30/08 - A HERMAN MILLER, INC. *MLHR* 600544100 08/01/08 486
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
10/09/08 - A MOSAIC CO *MOS* 61945A107 08/11/08 878
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
10/13/08 - A CARPENTER TECHNOLOGY CORP. 144285103 08/15/08 4,987
*CRS*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 4
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
704081 ICMA - VANTAGEPOINT SELECT VALUE FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------- ------------------------------ --------- ------- -------- -------- -------- ------
10/21/08 - A KENNAMETAL, INC. *KMT* 489170100 08/26/08 4,928
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
10/23/08 - A REGIS CORP. *RGS* 758932107 08/26/08 833
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Other Business For Against Mgmt
10/28/08 - S APPLIED BIOSYSTEMS INC. 038149100 09/05/08 707
1 Approve Merger Agreement For For Mgmt
2 Adjourn Meeting For For Mgmt
10/28/08 - S LIFE TECHNOLOGIES CORP *LIFE* 46185R100 09/05/08 8,876
1 Issue Shares in Connection with For For Mgmt
Acquisition
2 Increase Authorized Common Stock For For Mgmt
3 Adjourn Meeting For For Mgmt
10/30/08 - A COACH, INC. *COH* 189754104 09/03/08 8,804
1 Elect Directors For Split Mgmt
1.1 Elect Director Lew Frankfort -- For
1.2 Elect Director Susan Kropf --
Withhold
1.3 Elect Director Gary Loveman --
Withhold
1.4 Elect Director Ivan Menezes --
Withhold
1.5 Elect Director Irene Miller --
Withhold
1.6 Elect Director Keith Monda -- For
1.7 Elect Director Michael Murphy --
Withhold
1.8 Elect Director Jide Zeitlin --
Withhold
2 Amend Executive Incentive Bonus Plan For For Mgmt
10/30/08 - A SEAGATE TECHNOLOGY *STX* G7945J104 09/05/08 24,026
THIS IS A DUPLICATE MEETING FOR
BALLOTS RECEIVED VIA THE BROADRIDGE
NORTH AMERICAN BALLOT DISTRIBUTION
SYSTEM.
1 ELECT WILLIAM D. WATKINS AS A For For Mgmt
DIRECTOR
Mgmt Rec - Company Management Recommended Vote Page 5
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
704081 ICMA - VANTAGEPOINT SELECT VALUE FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------- ------------------------------ --------- ------- -------- -------- -------- ------
2 ELECT STEPHEN J. LUCZO AS A DIRECTOR For For Mgmt
3 ELECT FRANK J. BIONDI AS A DIRECTOR For For Mgmt
4 ELECT WILLIAM W. BRADLEY AS A For For Mgmt
DIRECTOR
5 ELECT DONALD E. KIERNAN AS A DIRECTOR For For Mgmt
6 ELECT DAVID F. MARQUARDT AS A For For Mgmt
DIRECTOR
7 ELECT LYDIA M. MARSHALL AS A DIRECTOR For For Mgmt
8 ELECT C.S. PARK AS A DIRECTOR For For Mgmt
9 ELECT GREGORIO REYES AS A DIRECTOR For For Mgmt
10 ELECT JOHN W. THOMPSON AS A DIRECTOR For For Mgmt
11 PROPOSAL TO APPROVE THE SEAGATE For For Mgmt
TECHNOLOGY EXECUTIVE OFFICER
PERFORMANCE BONUS PLAN.
12 PROPOSAL TO RATIFY THE APPOINTMENT For For Mgmt
OF ERNST & YOUNG LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF SEAGATE
TECHNOLOGY FOR THE FISCAL YEAR
ENDING JULY 3, 2009.
10/30/08 - A SRA INTERNATIONAL, INC. *SRX* 78464R105 09/01/08 1
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
11/05/08 - A SUN MICROSYSTEMS, INC. *JAVA* 866810203 09/15/08 23,513
1 Elect Director Scott G. McNealy For For Mgmt
2 Elect Director James L. Barksdale For For Mgmt
3 Elect Director Stephen M. Bennett For For Mgmt
4 Elect Director Peter L.S. Currie For For Mgmt
5 Elect Director Robert J. Finocchio, For For Mgmt
Jr.
6 Elect Director James H. Greene, Jr. For For Mgmt
7 Elect Director Michael E. Marks For For Mgmt
8 Elect Director Patricia E. Mitchell For For Mgmt
9 Elect Director M. Kenneth Oshman For For Mgmt
10 Elect Director P. Anthony Ridder For For Mgmt
11 Elect Director Jonathan I. Schwartz For For Mgmt
12 Ratify Auditors For For Mgmt
13 Eliminate Supermajority Vote For For Mgmt
Requirement
14 Amend Qualified Employee Stock For For Mgmt
Purchase Plan
Mgmt Rec - Company Management Recommended Vote Page 6
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
704081 ICMA - VANTAGEPOINT SELECT VALUE FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- -------------- ------------------------------ --------- ------- -------- -------- -------- ------
15 Advisory Vote to Ratify Named Against For ShrHoldr
Executive Officers' Compensation
16 Submit Shareholder Rights Plan Against Against ShrHoldr
(Poison Pill) to Shareholder Vote
17 Amend Bylaws to Establish a Board Against Against ShrHoldr
Committee on Human Rights
11/06/08 - A ARCHER-DANIELS-MIDLAND COMPANY 039483102 09/12/08 5,427
*ADM*
1 Elect Director George W. Buckley For For Mgmt
2 Elect Director Mollie Hale Carter For For Mgmt
3 Elect Director Victoria F. Haynes For Against Mgmt
4 Elect Director Antonio Maciel Neto For Against Mgmt
5 Elect Director Patrick J. Moore For For Mgmt
6 Elect Director M. Brian Mulroney For For Mgmt
7 Elect Director Thomas F. O Neill For Against Mgmt
8 Elect Director Kelvin R. Westbrook For Against Mgmt
9 Elect Director Patricia A. Woertz For For Mgmt
10 Ratify Auditors For For Mgmt
11 Adopt ILO Based Code of Conduct Against For ShrHoldr
11/06/08 - A AVNET, INC. *AVT* 053807103 09/08/08 8,189
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
11/19/08 - A MICROSOFT CORP. *MSFT* 594918104 09/05/08 145
1 Elect Director Steven A. Ballmer For For Mgmt
2 Elect Director James I. Cash, Jr. For For Mgmt
3 Elect Director Dina Dublon For For Mgmt
4 Elect Director William H. Gates, III For For Mgmt
5 Elect Director Raymond V. Gilmartin For For Mgmt
6 Elect Director Reed Hastings For For Mgmt
7 Elect Director David F. Marquardt For For Mgmt
8 Elect Director Charles H. Noski For For Mgmt
9 Elect Director Helmut Panke For For Mgmt
10 Approve Executive Incentive Bonus For For Mgmt
Plan
11 Amend Non-Employee Director Omnibus For For Mgmt
Stock Plan
12 Ratify Auditors For For Mgmt
13 Adopt Policies to Protect Freedom of Against Against ShrHoldr
Access to the Internet
14 Amend Bylaws to Establish a Board Against Against ShrHoldr
Committee on Human Rights
15 Report on Charitable Contributions Against Against ShrHoldr
Mgmt Rec - Company Management Recommended Vote Page 7
FOR THE PERIOD JULY 1, 2008 - JUNE 30, 2009
VANTAGEPOINT SELECT VALUE FUND
SUBADVISER: WEDGE CAPITAL MANAGEMENT
ProxyEdge - Investment Company Report Report Date: 07/14/2009
Meeting Date Range: 07/01/2008 to 06/30/2009 Page 1 of 18
Selected Accounts: W01008
ANNUAL MEETING DATE: 07/29/2008
SAFECO CORPORATION SAF
ISSUER: 786429100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------- ---------- ------- --------------
01 APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF APRIL 23, 2008, BY AND AMONG LIBERTY
MUTUAL INSURANCE COMPANY, BIG APPLE MERGER CORPORATION
AND SAFECO CORPORATION.
02 DIRECTOR Management For
JOSEPH W. BROWN Management For For
KERRY KILLINGER Management For For
GARY F. LOCKE Management For For
CHARLES R. RINEHART Management For For
GERARDO I. LOPEZ Management For For
03 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
SAFECO S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2008.
04 ADJOURN OR POSTPONE THE ANNUAL MEETING, IF NECESSARY Management For For
OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
APPROVING THE MERGER AGREEMENT.
ANNUAL MEETING DATE: 08/04/2008
COMPUTER SCIENCES CORPORATION CSC
ISSUER: 205363104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------- ---------- ------- --------------
01 DIRECTOR Management For
IRVING W. BAILEY, II Management For For
DAVID J. BARRAM Management For For
STEPHEN L. BAUM Management For For
RODNEY F. CHASE Management For For
JUDITH R. HABERKORN Management For For
MICHAEL W. LAPHEN Management For For
F. WARREN MCFARLAN Management For For
CHONG SUP PARK Management For For
THOMAS H. PATRICK Management For For
02 TO RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS Management For For
ANNUAL MEETING DATE: 08/15/2008
MICROCHIP TECHNOLOGY INCORPORATED MCHP
ISSUER: 595017104 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------- ---------- ------- --------------
01 DIRECTOR Management For
STEVE SANGHI Management For For
ALBERT J. HUGO-MARTINEZ Management For For
L.B. DAY Management For For
MATTHEW W. CHAPMAN Management For For
WADE F. MEYERCORD Management For For
ProxyEdge - Investment Company Report Report Date: 07/14/2009
Meeting Date Range: 07/01/2008 to 06/30/2009 Page 2 of 18
Selected Accounts: W01008
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF MICROCHIP FOR THE FISCAL YEAR
ENDING MARCH 31, 2009.
ANNUAL MEETING DATE: 08/21/2008
THE J. M. SMUCKER COMPANY SJM
ISSUER: 832696405 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------- ---------- ------- --------------
01 DIRECTOR Management For
VINCENT C. BYRD Management For For
R. DOUGLAS COWAN Management For For
ELIZABETH VALK LONG Management For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2009 FISCAL YEAR.
ANNUAL MEETING DATE: 09/12/2008
DARDEN RESTAURANTS, INC. DRI
ISSUER: 237194105 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------- ---------- ------- --------------
01 DIRECTOR Management For
LEONARD L. BERRY Management For For
ODIE C. DONALD Management For For
DAVID H. HUGHES Management For For
CHARLES A LEDSINGER, JR Management For For
WILLIAM M. LEWIS, JR. Management For For
SENATOR CONNIE MACK III Management For For
ANDREW H. (DREW) MADSEN Management For For
CLARENCE OTIS, JR. Management For For
MICHAEL D. ROSE Management For For
MARIA A. SASTRE Management For For
JACK A. SMITH Management For For
02 TO APPROVE THE AMENDED DARDEN RESTAURANTS, INC. Management For For
2002 STOCK INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING MAY 31, 2009.
ANNUAL MEETING DATE: 09/30/2008
FLEXTRONICS INTERNATIONAL LTD. FLEX
ISSUER: Y2573F102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------- ---------- ------- --------------
1A RE-ELECTION OF MR. H. RAYMOND BINGHAM AS A DIRECTOR Management For For
OF FLEXTRONICS.
ProxyEdge - Investment Company Report Report Date: 07/14/2009
Meeting Date Range: 07/01/2008 to 06/30/2009 Page 3 of 18
Selected Accounts: W01008
1B RE-ELECTION OF MR. AJAY B. SHAH AS A DIRECTOR Management For For
OF FLEXTRONICS.
02 RE-ELECTION OF DR. WILLY C. SHIH AS A DIRECTOR Management For For
OF FLEXTRONICS.
03 RE-APPOINTMENT OF MR. ROCKWELL A. SCHNABEL AS Management For For
A DIRECTOR OF FLEXTRONICS.
04 TO APPROVE THE RE-APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS FLEXTRONICS S INDEPENDENT AUDITORS FOR
THE 2009 FISCAL YEAR.
07 APPROVE AN AMENDMENT TO 2001 EQUITY INCENTIVE Management Against Against
PLAN TO INCREASE THE SUB-LIMIT ON THE MAXIMUM
NUMBER OF ORDINARY SHARES WHICH MAY BE ISSUED
AS SHARE BONUSES BY 5,000,000 ORDINARY SHARES.
09 TO APPROVE AN AMENDMENT TO THE 2001 EQUITY INCENTIVE Management Against Against
PLAN TO INCREASE THE NUMBER OF ORDINARY SHARES
RESERVED FOR ISSUANCE BY 20,000,000 ORDINARY SHARES.
08 TO APPROVE AN AMENDMENT TO THE 2001 EQUITY INCENTIVE Management Against Against
PLAN TO INCREASE THE SUB-LIMIT ON THE MAXIMUM
NUMBER OF ORDINARY SHARES SUBJECT TO AWARDS WHICH
MAY BE GRANTED TO A PERSON IN A SINGLE CALENDAR
YEAR BY 2,000,000 ORDINARY SHARES.
06 TO APPROVE THE RENEWAL OF THE SHARE PURCHASE Management For For
MANDATE RELATING TO ACQUISITIONS BY FLEXTRONICS
OF ITS OWN ISSUED ORDINARY SHARES.
05 TO APPROVE THE GENERAL AUTHORIZATION FOR THE Management For For
DIRECTORS OF FLEXTRONICS TO ALLOT AND ISSUE ORDINARY
SHARES.
Special Meeting Date: 10/16/2008
THE J. M. SMUCKER COMPANY SJM
ISSUER: 832696405 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------- ---------- ------- --------------
01 APPROVAL OF THE ISSUANCE OF SMUCKER COMMON SHARES Management For For
IN A MERGER OF THE COFFEE BUSINESS OF P&G WITH
A WHOLLY OWNED SUBSIDIARY OF SMUCKER AND TO AUTHORIZE
THE TRANSACTIONS RELATING TO THE MERGER.
02 SUBJECT TO THE APPROVAL OF THE FIRST PROPOSAL, Management Against Against
APPROVAL OF THE ADOPTION OF AMENDED ARTICLES
OF INCORPORATION OF SMUCKER IN CONNECTION WITH
THE MERGER TO CHANGE THE DATE APPLICABLE TO DETERMINING
WHETHER A SHARE ENTITLES THE HOLDER THEREOF TO
ONE VOTE PER SHARE OR TEN VOTES PER SHARE UNDER
SMUCKER S TIME PHASE VOTING RIGHTS TO THE CLOSING
DATE OF THE MERGER.
03 APPROVAL OF ADJOURNMENTS OR POSTPONEMENTS OF Management For For
THE SPECIAL MEETING, IF NECESSARY, TO PERMIT
FURTHER SOLICITATION OF PROXIES IF THERE ARE
NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO APPROVE THE ABOVE PROPOSALS.
ANNUAL MEETING DATE: 10/30/2008
SARA LEE CORPORATION SLE
ISSUER: 803111103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
ProxyEdge - Investment Company Report Report Date: 07/14/2009
Meeting Date Range: 07/01/2008 to 06/30/2009 Page 4 of 18
Selected Accounts: W01008
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------- ---------- ------- --------------
1A ELECTION OF DIRECTOR: BRENDA C. BARNES Management For For
1B ELECTION OF DIRECTOR: CHRISTOPHER B. BEGLEY Management For For
1C ELECTION OF DIRECTOR: CRANDALL C. BOWLES Management For For
1D ELECTION OF DIRECTOR: VIRGIS W. COLBERT Management For For
1E ELECTION OF DIRECTOR: JAMES S. CROWN Management For For
1F ELECTION OF DIRECTOR: LAURETTE T. KOELLNER Management For For
1G ELECTION OF DIRECTOR: CORNELIS J.A. VAN LEDE Management For For
1H ELECTION OF DIRECTOR: DR. JOHN MCADAM Management For For
1I ELECTION OF DIRECTOR: SIR IAN PROSSER Management For For
1J ELECTION OF DIRECTOR: ROZANNE L. RIDGWAY Management For For
1K ELECTION OF DIRECTOR: NORMAN R. SORENSEN Management For For
1L ELECTION OF DIRECTOR: JEFFREY W. UBBEN Management For For
1M ELECTION OF DIRECTOR: JONATHAN P. WARD Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR FISCAL 2009
03 TO VOTE ON THE REAPPROVAL OF PERFORMANCE MEASURES Management For For
UNDER SARA LEE S LONG-TERM PERFORMANCE STOCK PLANS
ANNUAL MEETING DATE: 11/19/2008
CACI INTERNATIONAL INC CAI
ISSUER: 127190304 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------- ---------- ------- --------------
01 DIRECTOR Management For
DAN R. BANNISTER Management For For
PAUL M. COFONI Management For For
GREGORY G. JOHNSON Management For For
RICHARD L. LEATHERWOOD Management For For
J. PHILLIP LONDON Management For For
MICHAEL J. MANCUSO Management For For
JAMES L. PAVITT Management For For
WARREN R. PHILLIPS Management For For
CHARLES P. REVOILE Management For For
02 APPROVAL OF AMENDMENTS TO THE COMPANY S 2006 Management For For
STOCK INCENTIVE PLAN.
03 APPROVAL OF ADJOURNMENT OF THE MEETING IF NECESSARY Management Against Against
TO PERMIT FURTHER SOLICITATION OF PROXIES.
04 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
FISCAL YEAR 2009.
ANNUAL MEETING DATE: 12/05/2008
COMTECH TELECOMMUNICATIONS CORP. CMTL
ISSUER: 205826209 ISIN:
SEDOL:
ProxyEdge - Investment Company Report Report Date: 07/14/2009
Meeting Date Range: 07/01/2008 to 06/30/2009 Page 5 of 18
Selected Accounts: W01008
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------- ---------- ------- --------------
02 RATIFICATION OF SELECTION OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
01 DIRECTOR Management For
IRA KAPLAN Management For For
GERARD R. NOCITA Management For For
ANNUAL MEETING DATE: 01/15/2009
FAMILY DOLLAR STORES, INC. FDO
ISSUER: 307000109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------- ---------- ------- --------------
01 DIRECTOR Management For
MARK R. BERNSTEIN Management For For
PAMELA L. DAVIES Management For For
SHARON ALLRED DECKER Management For For
EDWARD C. DOLBY Management For For
GLENN A. EISENBERG Management For For
HOWARD R. LEVINE Management For For
GEORGE R. MAHONEY, JR. Management For For
JAMES G. MARTIN Management For For
HARVEY MORGAN Management For For
DALE C. POND Management For For
02 TO RATIFY THE ACTION OF THE COMPANY S AUDIT COMMITTEE Management For For
IN APPOINTING PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS OF FAMILY DOLLAR
FOR THE FISCAL YEAR ENDING AUGUST 29, 2009.
ANNUAL MEETING DATE: 02/19/2009
RUDDICK CORPORATION RDK
ISSUER: 781258108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------- ---------- ------- --------------
01 DIRECTOR Management For
JOHN R. BELK Management For For
JOHN P. DERHAM CATO Management For For
ALAN T. DICKSON Management For For
THOMAS W. DICKSON Management For For
JAMES E.S. HYNES Management For For
ANNA SPANGLER NELSON Management For For
BAILEY W. PATRICK Management For For
ROBERT H. SPILMAN, JR. Management For For
HAROLD C. STOWE Management For For
ISAIAH TIDWELL Management For For
WILLIAM C. WARDEN, JR. Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF THE COMPANY FOR THE FISCAL YEAR ENDING SEPTEMBER
27, 2009.
ProxyEdge - Investment Company Report Report Date: 07/14/2009
Meeting Date Range: 07/01/2008 to 06/30/2009 Page 6 of 18
Selected Accounts: W01008
Special Meeting Date: 03/17/2009
NOBLE CORPORATION NE
ISSUER: G65422100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------- ---------- ------- --------------
02 APPROVAL OF THE MOTION TO ADJOURN THE MEETING Management For For
TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF
THE MEETING TO APPROVE THE MERGER, REORGANIZATION
AND CONSOLIDATION TRANSACTION.
01 APPROVAL OF THE MERGER, REORGANIZATION AND CONSOLIDATION Management For For
TRANSACTION TO BE EFFECTED BY THE SCHEMES OF
ARRANGEMENT, COPIES OF WHICH ARE ATTACHED TO
THE ACCOMPANYING PROXY STATEMENT AS ANNEX B.
ANNUAL MEETING DATE: 04/14/2009
SYBASE, INC. SY
ISSUER: 871130100 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------- ---------- ------- --------------
01 DIRECTOR Management For
JOHN S. CHEN Management For For
RICHARD C. ALBERDING Management For For
MICHAEL A. DANIELS Management For For
ALAN B. SALISBURY Management For For
JACK E. SUM Management For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009
03 APPROVE AMENDMENTS TO THE SYBASE, INC. AMENDED Management For For
AND RESTATED 2003 STOCK PLAN, THAT AMONG OTHER
MATTERS, INCREASE THE SHARE RESERVE BY 5,000,000
SHARES AND APPROVE ITS MATERIAL TERMS AND PERFORMANCE
GOALS FOR PURPOSES OF INTERNAL REVENUE CODE SECTION
162(M)
ANNUAL MEETING DATE: 04/15/2009
SONOCO PRODUCTS COMPANY SON
ISSUER: 835495102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------- ---------- ------- --------------
01 DIRECTOR Management For
P.L. DAVIES* Management For For
H.E. DELOACH* Management For For
E.H. LAWTON* Management For For
J.E. LINVILLE* Management For For
J.M. MICALI** Management For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY.
ProxyEdge - Investment Company Report Report Date: 07/14/2009
Meeting Date Range: 07/01/2008 to 06/30/2009 Page 7 of 18
Selected Accounts: W01008
ANNUAL MEETING DATE: 04/22/2009
CIGNA CORPORATION CI
ISSUER: 125509109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------- ---------- ------- --------------
1A ELECTION OF DIRECTOR: H. EDWARD HANWAY Management For For
1B ELECTION OF DIRECTOR: JOHN M. PARTRIDGE Management For For
1C ELECTION OF DIRECTOR: JAMES E. ROGERS Management For For
1D ELECTION OF DIRECTOR: ERIC C. WISEMAN Management For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS CIGNA S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2009
ANNUAL MEETING DATE: 04/22/2009
ENERGEN CORPORATION EGN
ISSUER: 29265N108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------- ---------- ------- --------------
01 DIRECTOR Management For
JUDY M. MERRITT Management For For
STEPHEN A. SNIDER Management For For
GARY C. YOUNGBLOOD Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPER LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
ANNUAL MEETING DATE: 04/23/2009
BECKMAN COULTER, INC. BEC
ISSUER: 075811109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------- ---------- ------- --------------
01 DIRECTOR Management For
PETER B. DERVAN Management For For
SCOTT GARRETT Management For For
SUSAN R. NOWAKOWSKI Management For For
GLENN S. SCHAFER Management For For
02 RATIFICATION OF KPMG LLP AS THE COMPANY S INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR 2009.
03 AMENDMENT OF THE COMPANY S 2007 LONG-TERM INCENTIVE Management For For
PLAN.
ProxyEdge - Investment Company Report Report Date: 07/14/2009
Meeting Date Range: 07/01/2008 to 06/30/2009 Page 8 of 18
Selected Accounts: W01008
ANNUAL MEETING DATE: 04/23/2009
SCANA CORPORATION SCG
ISSUER: 80589M102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------- ---------- ------- --------------
01 DIRECTOR Management For
JAMES A. BENNETT Management For For
LYNNE M. MILLER Management For For
JAMES W. ROQUEMORE Management For For
MACEO K. SLOAN Management For For
02 APPROVAL OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
ANNUAL MEETING DATE: 04/24/2009
BANK OF HAWAII CORPORATION BOH
ISSUER: 062540109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------- ---------- ------- --------------
1 DIRECTOR Management For
S. HAUNANI APOLIONA Management For For
MARY G. F. BITTERMAN Management For For
MARK A. BURAK Management For For
MICHAEL J. CHUN Management For For
CLINTON R. CHURCHILL Management For For
DAVID A. HEENAN Management For For
PETER S. HO Management For For
ROBERT HURET Management For For
ALLAN R. LANDON Management For For
KENT T. LUCIEN Management For For
MARTIN A. STEIN Management For For
DONALD M. TAKAKI Management For For
BARBARA J. TANABE Management For For
ROBERT W. WO, JR. Management For For
2 RATIFICATION OF SELECTION OF AN INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM (ERNST & YOUNG)
3 APPROVAL OF THE MATERIAL TERMS OF AMENDED PERFORMANCE Management For For
MEASURES UNDER THE COMPANY S 2004 STOCK AND INCENTIVE
COMPENSATION PLAN
ANNUAL MEETING DATE: 04/27/2009
APARTMENT INVESTMENT AND MANAGEMENT CO. AIV
ISSUER: 03748R101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------- ---------- ------- --------------
1 DIRECTOR Management
2 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management
TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR AIMCO FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2009.
3 STOCKHOLDER PROPOSAL REGARDING ENACTMENT OF A Shareholder *Management Position Unknown
MAJORITY VOTE STANDARD FOR FUTURE UNCONTESTED
DIRECTOR ELECTIONS.
ProxyEdge - Investment Company Report Report Date: 07/14/2009
Meeting Date Range: 07/01/2008 to 06/30/2009 Page 9 of 18
Selected Accounts: W01008
ANNUAL MEETING DATE: 04/28/2009
INTERNATIONAL FLAVORS & FRAGRANCES INC. IFF
ISSUER: 459506101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------- ---------- ------- --------------
1A ELECTION OF DIRECTOR: MARGARET HAYES ADAME Management For For
1B ELECTION OF DIRECTOR: ROBERT M. AMEN Management For For
1C ELECTION OF DIRECTOR: MARCELLO BOTTOLI Management For For
1D ELECTION OF DIRECTOR: LINDA B. BUCK Management For For
1E ELECTION OF DIRECTOR: J. MICHAEL COOK Management For For
1F ELECTION OF DIRECTOR: PETER A. GEORGESCU Management For For
1G ELECTION OF DIRECTOR: ALEXANDRA A. HERZAN Management For For
1H ELECTION OF DIRECTOR: HENRY W. HOWELL, JR. Management For For
1I ELECTION OF DIRECTOR: KATHERINE M. HUDSON Management For For
1J ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ Management For For
1K ELECTION OF DIRECTOR: BURTON M. TANSKY Management For For
1L ELECTION OF DIRECTOR: DOUGLAS D. TOUGH Management For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2009
ANNUAL MEETING DATE: 04/28/2009
VF CORPORATION VFC
ISSUER: 918204108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------- ---------- ------- --------------
01 DIRECTOR Management For
ROBERT J. HURST Management For For
W. ALAN MCCOLLOUGH Management For For
M. RUST SHARP Management For For
RAYMOND G. VIAULT Management For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS VF S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2009 FISCAL YEAR.
ANNUAL MEETING DATE: 04/29/2009
BORGWARNER INC. BWA
ISSUER: 099724106 ISIN:
SEDOL:
ProxyEdge - Investment Company Report Report Date: 07/14/2009
Meeting Date Range: 07/01/2008 to 06/30/2009 Page 10 of 18
Selected Accounts: W01008
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------- ---------- ------- --------------
01 DIRECTOR Management For
PHYLLIS O. BONANNO* Management For For
ALEXIS P. MICHAS* Management For For
RICHARD O. SCHAUM* Management For For
THOMAS T. STALLKAMP* Management For For
DENNIS C. CUNEO** Management For For
02 TO APPROVE AMENDMENTS TO THE COMPANY S AMENDED Management For For
AND RESTATED 2004 STOCK INCENTIVE PLAN, INCLUDING
TO INCREASE THE AUTHORIZED COMMON STOCK AVAILABLE
FOR AWARDS UNDER THAT PLAN.
03 TO RATIFY THE APPOINTMENT OF PRICE WATERHOUSE Management For For
COOPERS LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR 2009.
ANNUAL MEETING DATE: 04/29/2009
DUKE REALTY CORPORATION DRE
ISSUER: 264411505 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------- ---------- ------- --------------
01 DIRECTOR Management
T.J. BALTIMORE, JR. Management For For
BARRINGTON H. BRANCH Management For For
GEOFFREY BUTTON Management For For
WILLIAM CAVANAUGH III Management For For
NGAIRE E. CUNEO Management Withheld Against
CHARLES R. EITEL Management For For
M.C. JISCHKE, PH.D. Management For For
L. BEN LYTLE Management For For
DENNIS D. OKLAK Management For For
JACK R. SHAW Management For For
LYNN C. THURBER Management For For
ROBERT J. WOODWARD, JR. Management For For
02 PROPOSAL TO RATIFY THE REAPPOINTMENT OF KPMG Management For For
LLP AS ITS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 PROPOSAL TO APPROVE THE COMPANY S AMENDED AND Management For For
RESTATED 2005 LONG-TERM INCENTIVE PLAN TO INCREASE
THE SHARES OF COMMON STOCK THAT MAY BE ISSUED
THEREUNDER BY 3,900,000 SHARES AND RE-APPROVE
A LIST OF QUALIFIED BUSINESS CRITERIA FOR PERFORMANCE
BASED AWARDS IN ORDER TO PRESERVE FEDERAL INCOME
TAX DEDUCTIONS.
ANNUAL MEETING DATE: 05/01/2009
IMS HEALTH INCORPORATED RX
ISSUER: 449934108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------- ---------- ------- --------------
1A ELECTION OF DIRECTOR: H. EUGENE LOCKHART Management For For
ProxyEdge - Investment Company Report Report Date: 07/14/2009
Meeting Date Range: 07/01/2008 to 06/30/2009 Page 11 of 18
Selected Accounts: W01008
1B ELECTION OF DIRECTOR: BRADLEY T. SHEARES Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2009.
03 APPROVAL OF THE AMENDMENTS TO THE RESTATED CERTIFICATE Management For For
OF INCORPORATION TO ELIMINATE THE SUPERMAJORITY
VOTE PROVISIONS.
ANNUAL MEETING DATE: 05/06/2009
APTARGROUP, INC. ATR
ISSUER: 038336103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------- ---------- ------- --------------
01 DIRECTOR Management For
STEFAN A. BAUSTERT Management For For
RODNEY L. GOLDSTEIN Management For For
LEO A. GUTHART Management For For
RALF K. WUNDERLICH Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2009.
ANNUAL MEETING DATE: 05/07/2009
DOVER CORPORATION DOV
ISSUER: 260003108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------- ---------- ------- --------------
1A ELECTION OF DIRECTOR: D.H. BENSON Management For For
1B ELECTION OF DIRECTOR: R.W. CREMIN Management For For
1C ELECTION OF DIRECTOR: T.J. DEROSA Management For For
1D ELECTION OF DIRECTOR: J-P.M. ERGAS Management For For
1E ELECTION OF DIRECTOR: P.T. FRANCIS Management For For
1F ELECTION OF DIRECTOR: K.C. GRAHAM Management For For
1G ELECTION OF DIRECTOR: J.L. KOLEY Management For For
1H ELECTION OF DIRECTOR: R.A. LIVINGSTON Management For For
1I ELECTION OF DIRECTOR: R.K. LOCHRIDGE Management For For
1J ELECTION OF DIRECTOR: B.G. RETHORE Management For For
1K ELECTION OF DIRECTOR: M.B. STUBBS Management For For
1L ELECTION OF DIRECTOR: M.A. WINSTON Management For For
02 TO APPROVE AMENDMENTS TO THE 2005 EQUITY AND Management For For
CASH INCENTIVE PLAN.
03 TO APPROVE AMENDMENTS TO THE EXECUTIVE OFFICER Management For For
ANNUAL INCENTIVE PLAN.
ProxyEdge - Investment Company Report Report Date: 07/14/2009
Meeting Date Range: 07/01/2008 to 06/30/2009 Page 12 of 18
Selected Accounts: W01008
04 TO ACT UPON A SHAREHOLDER PROPOSAL REGARDING Shareholder Against For
A CLIMATE CHANGE REPORT.
05 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF DOVER CORPORATION FOR 2009.
ANNUAL MEETING DATE: 05/08/2009
SIMON PROPERTY GROUP, INC. SPG
ISSUER: 828806109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------- ---------- ------- --------------
1A TO APPROVE PROPOSAL TO AMEND THE CHARTER TO: Management For For
PROVIDE FOR THE ELECTION OF UP TO FIFTEEN DIRECTORS.
(IF THIS PROPOSAL IS NOT APPROVED BY 80% OF THE
VOTES ENTITLED TO BE CAST, THE BOARD WILL HAVE
ONLY 9 DIRECTORS, 5 OF WHOM ARE ELECTED BY HOLDERS
OF COMMON STOCK.)
1B TO APPROVE PROPOSAL TO AMEND THE CHARTER TO: Management For For
DELETE SUPERMAJORITY VOTING REQUIREMENTS.
1C TO APPROVE PROPOSAL TO AMEND THE CHARTER TO: Management For For
INCREASE THE NUMBER OF AUTHORIZED SHARES.
1D TO APPROVE PROPOSAL TO AMEND THE CHARTER TO: Management For For
DELETE OR CHANGE OBSOLETE OR UNNECESSARY PROVISIONS.
02 DIRECTOR Management For
MELVYN E. BERGSTEIN Management For For
LINDA WALKER BYNOE Management For For
KAREN N. HORN, PH.D. Management For For
REUBEN S. LEIBOWITZ Management For For
J. ALBERT SMITH, JR. Management For For
PIETER S. VAN DEN BERG* Management For For
ALLAN HUBBARD* Management For For
DANIEL C. SMITH* Management For For
03 TO AUTHORIZE MANAGEMENT TO ADJOURN, POSTPONE Management For For
OR CONTINUE THE MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IN THE EVENT THAT THERE ARE
NOT SUFFICIENT VOTES AT THE TIME OF THE MEETING
TO ADOPT PROPOSAL 1(A) OR PROPOSAL 1(B) LISTED
ABOVE.
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2009.
ANNUAL MEETING DATE: 05/12/2009
WERNER ENTERPRISES, INC. WERN
ISSUER: 950755108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------- ---------- ------- --------------
01 DIRECTOR Management For
CLARENCE L. WERNER Management For For
PATRICK J. JUNG Management For For
DUANE K. SATHER Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT REGISTERED ACCOUNTING FIRM OF WERNER
ENTERPRISES, INC. FOR THE YEAR ENDING DECEMBER
31, 2009.
ProxyEdge - Investment Company Report Report Date: 07/14/2009
Meeting Date Range: 07/01/2008 to 06/30/2009 Page 13 of 18
Selected Accounts: W01008
ANNUAL MEETING DATE: 05/13/2009
PG&E CORPORATION PCG
ISSUER: 69331C108 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------- ---------- ------- --------------
01 ELECTION OF DIRECTOR: DAVID R. ANDREWS Management For For
02 ELECTION OF DIRECTOR: C. LEE COX Management For For
03 ELECTION OF DIRECTOR: PETER A. DARBEE Management For For
04 ELECTION OF DIRECTOR: MARYELLEN C. HERRINGER Management For For
05 ELECTION OF DIRECTOR: ROGER H. KIMMEL Management For For
06 ELECTION OF DIRECTOR: RICHARD A. MESERVE Management For For
07 ELECTION OF DIRECTOR: FORREST E. MILLER Management For For
08 ELECTION OF DIRECTOR: BARBARA L. RAMBO Management For For
09 ELECTION OF DIRECTOR: BARRY LAWSON WILLIAMS Management For For
10 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
11 SHAREHOLDER SAY ON EXECUTIVE PAY Shareholder For Against
12 REINCORPORATION IN NORTH DAKOTA Shareholder Against For
ANNUAL MEETING DATE: 05/14/2009
ENDURANCE SPECIALTY HOLDINGS LTD. ENH
ISSUER: G30397106 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------- ---------- ------- --------------
01 DIRECTOR Management For
STEVEN W. CARLSEN* Management For For
KENNETH J. LESTRANGE* Management For For
WILLIAM J. RAVER* Management For For
STEVEN W. CARLSEN** Management For For
DAVID S. CASH** Management For For
KENNETH J. LESTRANGE** Management For For
ALAN BARLOW*** Management For For
WILLIAM H. BOLINDER*** Management For For
STEVEN W. CARLSEN*** Management For For
KENNETH J. LESTRANGE*** Management For For
SIMON MINSHALL*** Management For For
BRENDAN R. O'NEILL*** Management For For
ALAN BARLOW**** Management For For
WILLIAM H. BOLINDER**** Management For For
STEVEN W. CARLSEN**** Management For For
K.J. LESTRANGE**** Management For For
SIMON MINSHALL**** Management For For
BRENDAN R. O'NEILL**** Management For For
02 TO APPOINT ERNST & YOUNG LTD. AS THE COMPANY Management For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2009 AND TO
AUTHORIZE THE BOARD OF DIRECTORS, ACTING THROUGH
THE AUDIT COMMITTEE, TO SET THE FEES FOR ERNST
& YOUNG LTD.
ProxyEdge - Investment Company Report Report Date: 07/14/2009
Meeting Date Range: 07/01/2008 to 06/30/2009 Page 14 of 18
Selected Accounts: W01008
ANNUAL MEETING DATE: 05/14/2009
LINCOLN NATIONAL CORPORATION LNC
ISSUER: 534187109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------- ---------- ------- --------------
1 DIRECTOR Management For
GEORGE W. HENDERSON III Management For For
ERIC G. JOHNSON Management For For
M. LEANNE LACHMAN Management For For
ISAIAH TIDWELL Management For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2009.
3 TO APPROVE THE 2009 LINCOLN NATIONAL CORPORATION Management For For
AMENDED AND RESTATED INCENTIVE COMPENSATION PLAN.
4 PROPOSAL BY SHAREHOLDER REQUESTING THE BOARD Shareholder For Against
OF DIRECTORS TO INITIATE THE PROCESS TO AMEND
THE CORPORATION S RESTATED ARTICLES OF INCORPORATION
TO PROVIDE FOR MAJORITY VOTE OF DIRECTORS.
ANNUAL MEETING DATE: 05/19/2009
COMERICA INCORPORATED CMA
ISSUER: 200340107 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------- ---------- ------- --------------
01 ELECTION OF DIRECTOR: LILLIAN BAUDER Management For For
02 ELECTION OF DIRECTOR: RICHARD G. LINDNER Management For For
03 ELECTION OF DIRECTOR: ROBERT S. TAUBMAN Management For For
04 ELECTION OF DIRECTOR: REGINALD M. TURNER, JR. Management For For
05 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT AUDITORS
06 NON-BINDING, ADVISORY PROPOSAL APPROVING EXECUTIVE Management For For
COMPENSATION
07 SHAREHOLDER PROPOSAL- REQUESTING THAT THE BOARD Shareholder For Against
OF DIRECTORS TAKE STEPS TO ELIMINATE CLASSIFICATION
WITH RESPECT TO DIRECTOR ELECTIONS
ANNUAL MEETING DATE: 05/19/2009
QUESTAR CORPORATION STR
ISSUER: 748356102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
ProxyEdge - Investment Company Report Report Date: 07/14/2009
Meeting Date Range: 07/01/2008 to 06/30/2009 Page 15 of 18
Selected Accounts: W01008
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------- ---------- ------- --------------
01 DIRECTOR Management For
KEITH O. RATTIE* Management For For
HARRIS H. SIMMONS* Management For For
M.W. SCOGGINS* Management For For
JAMES A. HARMON** Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG Management For For
LLP AS THE COMPANY S INDEPENDENT AUDITOR.
03 AMEND ARTICLES TO PROVIDE FOR THE ELIMINATION Management For For
OF THE CLASSIFIED BOARD STRUCTURE AND REMOVE
THE REQUIREMENT TO HAVE 13 DIRECTORS.
04 AMEND ARTICLES OF INCORPORATION TO REMOVE AN Management For For
OUTDATED STATUTORY REFERENCE AND CLARIFY THE
DIRECTOR LIABILITY STANDARD.
05 PROPOSAL TO AMEND QUESTAR CORPORATION S ARTICLES Management For For
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES FROM 360,000,000 TO 510,000,000 AND TO
MAKE CERTAIN OTHER CLARIFYING CHANGES.
06 PROPOSAL TO AMEND QUESTAR CORPORATIONS ARTICLES Management For For
OF INCORPORATION TO ELIMINATE A LIMIT ON THE
ISSUANCE OF PREFERRED STOCK.
07 PROPOSAL TO APPROVE PERFORMANCE METRICS AND AMENDMENTS Management Against Against
TO THE LONG-TERM CASH INCENTIVE PLAN.
08 A SHAREHOLDER PROPOSAL TO UTILIZE A MAJORITY Shareholder For *Management Position Unknown
VOTING STANDARD IN UNCONTESTED DIRECTOR ELECTIONS.
09 A SHAREHOLDER PROPOSAL TO HOLD AN ADVISORY VOTE Shareholder For Against
ON EXECUTIVE COMPENSATION.
ANNUAL MEETING DATE: 05/19/2009
THE ALLSTATE CORPORATION ALL
ISSUER: 020002101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------- ---------- ------- --------------
1A ELECTION OF DIRECTOR: F. DUANE ACKERMAN Management For For
1B ELECTION OF DIRECTOR: ROBERT D. BEYER Management For For
1C ELECTION OF DIRECTOR: W. JAMES FARRELL Management For For
1D ELECTION OF DIRECTOR: JACK M. GREENBERG Management For For
1E ELECTION OF DIRECTOR: RONALD T. LEMAY Management For For
1F ELECTION OF DIRECTOR: H. JOHN RILEY, JR. Management For For
1G ELECTION OF DIRECTOR: JOSHUA I. SMITH Management For For
1H ELECTION OF DIRECTOR: JUDITH A. SPRIESER Management For For
1I ELECTION OF DIRECTOR: MARY ALICE TAYLOR Management For For
1J ELECTION OF DIRECTOR: THOMAS J. WILSON Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS ALLSTATE S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANT FOR 2009.
03 APPROVAL OF THE MATERIAL TERMS OF THE ANNUAL Management For For
EXECUTIVE INCENTIVE PLAN.
04 APPROVAL OF THE 2009 EQUITY INCENTIVE PLAN. Management For For
05 STOCKHOLDER PROPOSAL SEEKING THE RIGHT TO CALL Shareholder Against For
SPECIAL SHAREOWNER MEETINGS.
06 STOCKHOLDER PROPOSAL SEEKING AN ADVISORY RESOLUTION Shareholder For Against
TO RATIFY COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
ProxyEdge - Investment Company Report Report Date: 07/14/2009
Meeting Date Range: 07/01/2008 to 06/30/2009 Page 16 of 18
Selected Accounts: W01008
07 STOCKHOLDER PROPOSAL SEEKING A REPORT ON POLITICAL Shareholder Against For
CONTRIBUTIONS AND PAYMENTS TO TRADE ASSOCIATIONS
AND OTHER TAX EXEMPT ORGANIZATIONS.
ANNUAL MEETING DATE: 05/20/2009
PINNACLE WEST CAPITAL CORPORATION PNW
ISSUER: 723484101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------- ---------- ------- --------------
01 DIRECTOR Management For
EDWARD N. BASHA, JR. Management For For
DONALD E. BRANDT Management For For
SUSAN CLARK-JOHNSON Management For For
MICHAEL L. GALLAGHER Management For For
PAMELA GRANT Management For For
ROY A. HERBERGER, JR. Management For For
WILLIAM S. JAMIESON Management For For
HUMBERTO S. LOPEZ Management For For
KATHRYN L. MUNRO Management For For
BRUCE J. NORDSTROM Management For For
W. DOUGLAS PARKER Management For For
WILLIAM J. POST Management For For
WILLIAM L. STEWART Management For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS THE COMPANY S INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2009.
03 SHAREHOLDER PROPOSAL ASKING THE COMPANY TO AMEND Shareholder Against For
THE BYLAWS TO ALLOW SHAREHOLDERS OWNING 10% OF
THE COMPANY S COMMON STOCK TO CALL SPECIAL SHAREHOLDER
MEETINGS.
ANNUAL MEETING DATE: 05/21/2009
HCC INSURANCE HOLDINGS, INC. HCC
ISSUER: 404132102 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------- ---------- ------- --------------
01 DIRECTOR Management For
FRANK J. BRAMANTI Management For For
WALTER M. DUER Management For For
EDWARD H. ELLIS, JR. Management For For
JAMES C. FLAGG Management For For
THOMAS M. HAMILTON Management For For
JOHN N. MOLBECK, JR. Management For For
JAMES E. OESTERREICHER Management For For
ROBERT A. ROSHOLT Management For For
C.J.B. WILLIAMS Management For For
SCOTT W. WISE Management For For
02 RATIFY APPOINTMENT OF PRICEWATERHOUSECOOPERS, Management For For
LLP AS AUDITORS FOR 2009.
ProxyEdge - Investment Company Report Report Date: 07/14/2009
Meeting Date Range: 07/01/2008 to 06/30/2009 Page 17 of 18
Selected Accounts: W01008
ANNUAL MEETING DATE: 05/21/2009
R.R. DONNELLEY & SONS COMPANY RRD
ISSUER: 257867101 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------- ---------- ------- --------------
04 STOCKHOLDER PROPOSAL WITH RESPECT TO SPECIAL Shareholder Against For
STOCKHOLDER MEETINGS.
03 STOCKHOLDER PROPOSAL WITH RESPECT TO A SUSTAINABLE Shareholder Against For
FORESTRY REPORT.
02 RATIFICATION OF THE COMPANY S AUDITORS. Management For For
1J ELECTION OF DIRECTOR: OLIVER R. SOCKWELL Management For For
1I ELECTION OF DIRECTOR: MICHAEL T. RIORDAN Management For For
1H ELECTION OF DIRECTOR: JOHN C. POPE Management For For
1G ELECTION OF DIRECTOR: THOMAS S. JOHNSON Management For For
1F ELECTION OF DIRECTOR: SUSAN M. IVEY Management For For
1E ELECTION OF DIRECTOR: JUDITH H. HAMILTON Management For For
1D ELECTION OF DIRECTOR: E.V. (RICK) GOINGS Management For For
1C ELECTION OF DIRECTOR: LEE A. CHADEN Management For For
1B ELECTION OF DIRECTOR: STEPHEN M. WOLF Management For For
1A ELECTION OF DIRECTOR: THOMAS J. QUINLAN, III Management For For
ANNUAL MEETING DATE: 05/28/2009
NOBLE CORPORATION NE
ISSUER: H5833N103 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------- ---------- ------- --------------
01 APPROVAL OF THE PAYMENT OF A DIVIDEND THROUGH Management For For
A REDUCTION OF THE PAR VALUE OF THE SHARES IN
AN AMOUNT EQUAL TO SWISS FRANCS 0.25
02 DIRECTOR Management For
JULIE H. EDWARDS Management For For
MARC E. LELAND Management For For
DAVID W. WILLIAMS Management For For
03 APPROVAL OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS NOBLE CORPORATION S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2009
04 APPROVAL OF AN AMENDMENT OF ARTICLE 21 PARAGRAPH Management For For
1(D) OF THE ARTICLES OF ASSOCIATION IN ORDER
TO LIMIT THE CHANGES TO AUTHORIZED AND CONDITIONAL
CAPITAL THAT REQUIRE APPROVAL OF AT LEAST TWO-THIRDS
OF THE SHARES REPRESENTED AT A GENERAL MEETING
TO AN INCREASE IN THE AMOUNT OF THE AUTHORIZED
OR CONDITIONAL SHARE CAPITAL
ANNUAL MEETING DATE: 06/11/2009
UNITED RENTALS, INC. URI
ISSUER: 911363109 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------- ---------- ------- --------------
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For
02 APPROVAL OF ANNUAL INCENTIVE COMPENSATION PLAN Management For For
ProxyEdge - Investment Company Report Report Date: 07/14/2009
Meeting Date Range: 07/01/2008 to 06/30/2009 Page 18 of 18
Selected Accounts: W01008
1I ELECTION OF DIRECTOR: FILIPPO PASSERINI Management For For
1H ELECTION OF DIRECTOR: JASON D. PAPASTAVROU Management For For
1G ELECTION OF DIRECTOR: JOHN S. MCKINNEY Management For For
1F ELECTION OF DIRECTOR: BRIAN D. MCAULEY Management For For
1E ELECTION OF DIRECTOR: SINGLETON B. MCALLISTER Management For For
1D ELECTION OF DIRECTOR: MICHAEL J. KNEELAND Management For For
1C ELECTION OF DIRECTOR: BOBBY J. GRIFFIN Management For For
1B ELECTION OF DIRECTOR: JOSE B. ALVAREZ Management For For
1A ELECTION OF DIRECTOR: JENNE K. BRITELL Management For For
ANNUAL MEETING DATE: 06/25/2009
STEELCASE INC. SCS
ISSUER: 858155203 ISIN:
SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
- -------- -------------------------------------------------------- ---------- ------- --------------
01 DIRECTOR Management For
WILLIAM P. CRAWFORD Management For For
ELIZABETH VALK LONG Management For For
ROBERT C. PEW III Management For For
CATHY D. ROSS Management For For
FOR THE PERIOD JULY 1, 2008 - JUNE 30, 2009
VANTAGEPOINT SELECT VALUE FUND
SUBADVISER: SYSTEMATIC FINANCIAL
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------ ----------------------------------------------------- --------- ------- ------- -------- -------- -------
05/20/09 - A ADVANCE AUTO PARTS INC *AAP* 00751Y106 03/30/09 29,300
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/24/09 - A ALLEGHANY CORP. *Y* 017175100 03/02/09 1,460
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/15/09 - A AON CORP. *AOC* 037389103 03/18/09 41,000
1 Elect Director Lester B. Knight For For Mgmt
2 Elect Director Gregory C. Case For For Mgmt
3 Elect Director Fulvio Conti For For Mgmt
4 Elect Director Edgar D. Jannotta For For Mgmt
5 Elect Director Jan Kalff For For Mgmt
6 Elect Director J. Michael Losh For For Mgmt
7 Elect Director R. Eden Martin For For Mgmt
8 Elect Director Andrew J. McKenna For For Mgmt
9 Elect Director Robert S. Morrison For For Mgmt
10 Elect Director Richard B. Myers For For Mgmt
11 Elect Director Richard C. Notebaert For For Mgmt
12 Elect Director John W. Rogers, Jr. For For Mgmt
13 Elect Director Gloria Santona For For Mgmt
14 Elect Director Carolyn Y. Woo For For Mgmt
15 Ratify Auditors For For Mgmt
05/06/09 - A ARCH CAPITAL GROUP LTD *ACGL* G0450A105 03/20/09 33,100
1 Elect Directors For For Mgmt
2.1 Elect William Beveridge as Designated For For Mgmt
Company Director of Non-U.S. Subsidiaries
2.2 Elect Dennis Brand as Designated Company For For Mgmt
Director of Non-U.S. Subsidiaries
2.3 Elect Knud Christensen as Designated For For Mgmt
Company Director of Non-U.S. Subsidiaries
2.4 Elect Graham B. Collis as Designated For For Mgmt
Company Director of Non-U.S. Subsidiaries
2.5 Elect William J. Cooney as Designated For For Mgmt
Company Director of Non-U.S. Subsidiaries
2.6 Elect Elizabeth Fullerton-Rome as For For Mgmt
Designated Company Director of Non-U.S.
Subsidiaries
2.7 Elect Rutger H.W. Funnekotter as For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 1
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
VANTAGEPOINT SELECT VALUE FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------ ----------------------------------------------------- --------- ------- ------- -------- -------- -------
Designated Company Director of Non-U.S.
Subsidiaries
2.8 Elect Marc Grandisson as Designated Company For For Mgmt
Director of Non-U.S. Subsidiaries
2.9 Elect Michael A. Greene as Designated For For Mgmt
Company Director of Non-U.S. Subsidiaries
2.10 Elect John C.R. Hele as Designated Company For For Mgmt
Director of Non-U.S. Subsidiaries
2.11 Elect David Hipkin as Designated Company For For Mgmt
Director of Non-U.S. Subsidiaries
2.12 Elect W. Preston Hutchings as Designated For For Mgmt
Company Director of Non-U.S. Subsidiaries
2.13 Elect Constantine Iordanou as Designated For For Mgmt
Company Director of Non-U.S. Subsidiaries
2.14 Elect Wolbert H. Kamphuijs as Designated For For Mgmt
Company Director of Non-U.S. Subsidiaries
2.15 Elect Michael H. Kier as Designated Company For For Mgmt
Director of Non-U.S. Subsidiaries
2.16 Elect Mark D. Lyons as Designated Company For For Mgmt
Director of Non-U.S. Subsidiaries
2.17 Elect Michael Murphy as Designated Company For For Mgmt
Director of Non-U.S. Subsidiaries
2.18 Elect Martin J. Nilsen as Designated For For Mgmt
Company Director of Non-U.S. Subsidiaries
2.19 Elect Nicolas Papadopoulo as Designated For For Mgmt
Company Director of Non-U.S. Subsidiaries
2.20 Elect Michael Quinn as Designated Company For For Mgmt
Director of Non-U.S. Subsidiaries
2.21 Elect Maamoun Rajeh as Designated Company For For Mgmt
Director of Non-U.S. Subsidiaries
2.22 Elect Paul S. Robotham as Designated For For Mgmt
Company Director of Non-U.S. Subsidiaries
2.23 Elect Soren Scheuer as Designated Company For For Mgmt
Director of Non-U.S. Subsidiaries
2.24 Elect Budhi Singh as Designated Company For For Mgmt
Director of Non-U.S.
Mgmt Rec - Company Management Recommended Vote Page 2
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
VANTAGEPOINT SELECT VALUE FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------ ----------------------------------------------------- --------- ------- ------- -------- -------- -------
Subsidiaries
2.25 Elect Helmut Sohler as Designated Company For For Mgmt
Director of Non-U.S. Subsidiaries
2.26 Elect Robert T. Van Gieson as Designated For For Mgmt
Company Director of Non-U.S. Subsidiaries
2.27 Elect Angus Watson as Designated Company For For Mgmt
Director of Non-U.S. Subsidiaries
2.28 Elect James Weatherstone as Designated For For Mgmt
Company Director of Non-U.S. Subsidiaries
3 Ratify PricewaterhouseCoopers LLP as For For Mgmt
Auditors
06/24/09 - A BEST BUY CO., INC. *BBY* 086516101 04/27/09 31,400
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
VII. Vote Recommendation
The estimated shareholder value transfer of the company's plans of 9
percent is equal to the allowable cap for this company of 9 percent.
Additionally, this plan expressly forbids repricing.
4 Reduce Supermajority Vote Requirement For For Mgmt
5 Reduce Supermajority Vote Requirement For For Mgmt
6 Reduce Supermajority Vote Requirement For For Mgmt
7 Reduce Supermajority Vote Requirement For For Mgmt
8 Reduce Supermajority Vote Requirement For For Mgmt
9 Reduce Supermajority Vote Requirement For For Mgmt
04/23/09 - A CELANESE CORP. *CE* 150870103 03/02/09 70,100
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
VII. Vote Recommendation
The estimated shareholder value transfer of the company's plans of 6
percent is equal to the allowable cap for this company of 6 percent.
Additionally, this plan expressly forbids repricing.
4 Approve Qualified Employee Stock For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 3
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
VANTAGEPOINT SELECT VALUE FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------ ----------------------------------------------------- --------- ------- ------- -------- -------- -------
Purchase Plan
Approval of this item is warranted given that the plan complies with Section
423 of the Internal Revenue Code, the number of shares being added is
relatively conservative, the offering period is reasonable, and there are
limitations on participation.
05/22/09 - A CMS ENERGY CORP. *CMS* 125896100 03/27/09 41,436
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
VII. Vote Recommendation
The estimated shareholder value transfer of the company's plans of 3
percent is less than the allowable cap for this company of 5 percent.
Additionally, this plan expressly forbids repricing.
4 Amend Executive Incentive Bonus Plan For For Mgmt
Vote Recommendation The performance measures included under the plan are
appropriate for the company given its line of business, long-term strategic
objectives, and industry-specific measures for assessing market
competitiveness. Additionally, the plan is administered by a committee of
independent outsiders who must certify attainment of these objective,
measurable performance goals before cash awards are paid to participants.
Moreover, preservation of the full deductibility of all compensation paid
reduces the company's corporate tax obligation. Shareholder support for the
incentive compensation plan is warranted to enable the company to preserve
the financial benefits of the Section 162(m) tax deduction.
5 Adopt Majority Voting for Uncontested For For Mgmt
Election of Directors
Given that the adoption of the majority vote standard would transform the
director election process from a symbolic gesture to a meaningful voice for
shareholders, support for this proposal is warranted.
04/21/09 - A COCA-COLA ENTERPRISES INC. *CCE* 191219104 02/23/09 85,400
1 Elect Directors For For Mgmt
1.1 Elect Director Calvin Darden --- For
RMG will continue to monitor significant events at the company and the
actions of the board to determine if the company is operating in the best
interests of
Mgmt Rec - Company Management Recommended Vote Page 4
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
VANTAGEPOINT SELECT VALUE FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------ ----------------------------------------------------- --------- ------- ------- -------- -------- -------
shareholders and making efforts to increase shareholder value going forward.
At this year's annual meeting, ISS will be recommending shareholders vote FOR
all director nominees
1.2 Elect Director Donna A. James --- For
1.3 Elect Director Thomas H. Johnson --- For
2 Ratify Auditors For For Mgmt
3 Submit Severance Agreement to (Change in Against For ShrHoldr
control) to Shareholder Vote
In this case, the shareholder proposal gives the company the option to seek
shareholder approval after the material terms of any such employment
agreement are finalized. Seeking shareholder approval after the material
terms of the contract are agreed upon would give the board a framework within
which to work and may prevent the excessive "pay for failure" packages that
have been witnessed at other companies. In addition, the proposal would only
apply to benefits exceeding 2.99 times the sum of the executive base salary
and bonus. RMG believes that these parameters are reasonable, and recommends
that shareholders vote FOR this proposal.
4 Adopt Principles for Health Care Reform Against Against ShrHoldr
However, while there is an apparent lack of disclosure by Coca-Cola
Enterprises regarding its position on broader health care public policy
issues and related reforms, the issue of health care policy reaches beyond
the scope of any one company. In addition, the adoption of IOM-based
principles for health care reform, as proposed by the proponent, would not
clearly mitigate health care risks to the company and its shareholders. The
recommended health care principles may be perceived as overly prescriptive
and may limit management's flexibility with respect to future developments
such as labor negotiations. Furthermore, management should be afforded the
flexibility to make decisions on specific public policy positions based on
their own assessment of the most beneficial health care strategies for the
company. Therefore, shareholder support for the resolution is not warranted.
04/27/09 - A COOPER INDUSTRIES LTD *CBE* G24182100 02/27/09 25,800
1 Elect Directors For For Mgmt
2 Ratify Ernst & Young LLP as For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 5
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
VANTAGEPOINT SELECT VALUE FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------ ----------------------------------------------------- --------- ------- ------- -------- -------- -------
Independent Auditors
3 Implement Code of Conduct Based on Against Against ShrHoldr
International Labor Organization Standards
The company has disclosed some details as to its oversight mechanisms,
including independent monitoring. Additionally, the company already has
policies in place which address certain ILO conventions and has not been
found to be the subject of major labor or human rights controversies
regarding its international operations. For these reasons, this proposal does
not merit support at this time.
05/07/09 - A COVANTA HOLDING CORP. *CVA* 22282E102 03/26/09 29,800
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
IV. Vote Recommendation
RMG believes that the item is positive since it allows the reapproval of
performance measures that permit the plan to comply with Section 162(m) of
the Internal Revenue Code in order to preserve the tax deductibility of
certain compensation paid to the company's executive officers. Therefore, we
recommend that shareholders vote FOR this proposal.
3 Ratify Auditors For For Mgmt
04/23/09 - A CROWN HOLDINGS, INC. *CCK* 228368106 03/10/09 54,600
1 Elect Directors For Split Mgmt
1.1 Elect Director Jenne K. Britell --- For
Based on the additional material filed with the SEC, RMG commends the company
for removing tax gross-up on all executive perks. RMG also appreciates the
enhanced disclosure on the SERP Life Insurance and the tax gross-up on SERP
Life Insurance. However, based on the preponderance of poor pay practices,
RMG recommends the Compensation Committee re-evaluate executive pay
practices. There appears to be numerous non-performance-based compensation
programs' SERP, excise tax gross-ups, enhanced executive life insurance
coupled with tax gross-ups and time-vested restricted stock. The Compensation
Committee is responsible for establishing, implementing, and continually
monitoring adherence to the company's compensation philosophy
Mgmt Rec - Company Management Recommended Vote Page 6
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
VANTAGEPOINT SELECT VALUE FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------ ----------------------------------------------------- --------- ------- ------- -------- -------- -------
and ensuring that compensation paid to the executive officers is
performance-based, reasonable and competitive. Applying our Poor Pay
Practices policy, RMG recommends that shareholders WITHHOLD votes from
present Compensation Committee members Arnold W. Donald, Hans J. Loliger, and
Jim L. Turner.
1.2 Elect Director John W. Conway --- For
1.3 Elect Director Arnold W. Donald --- Withhold
1.4 Elect Director William G. Little --- For
1.5 Elect Director Hans J. Loliger --- Withhold
1.6 Elect Director Thomas A. Ralph --- For
1.7 Elect Director Hugues Du Rouret --- For
1.8 Elect Director Alan W. Rutherford --- For
1.9 Elect Director Jim L. Turner --- Withhold
1.10 Elect Director William S. Urkiel --- For
2 Ratify Auditors For For Mgmt
05/21/09 - A DEAN FOODS COMPANY *DF* 242370104 03/25/09 22,200
1 Elect Directors For For Mgmt
1.1 Elect Director Janet Hill --- For
At this year's meeting, vote FOR all director nominees.
1.2 Elect Director Hector M. Nevares --- For
2 Amend Omnibus Stock Plan For Against Mgmt
VII. Vote Recommendation
The estimated shareholder value transfer of the company's plans of 15
percent is above the allowable cap for this company of 8 percent.
3 Ratify Auditors For For Mgmt
09/09/08 - A EXIDE TECHNOLOGIES *XIDE* 302051206 07/11/08 2,682
1 Elect Directors For Split Mgmt
1.1 Elect Director Herbert F. Aspbury --- For
We recommend a vote FOR the directors with the exception of independent
outsider Paul W. Jennings. We recommend that shareholders WITHHOLD votes from
Paul W. Jennings for poor attendance.
1.2 Elect Director Michael R. D'Appolonia --- For
1.3 Elect Director David S. Ferguson --- For
Mgmt Rec - Company Management Recommended Vote Page 7
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
VANTAGEPOINT SELECT VALUE FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------ ----------------------------------------------------- --------- ------- ------- -------- -------- -------
1.4 Elect Director Paul W. Jennings --- Withhold
1.5 Elect Director Joseph V. Lash --- For
1.6 Elect Director John P. Reilly --- For
1.7 Elect Director Michael P. Ressner --- For
1.8 Elect Director Gordon A. Ulsh --- For
1.9 Elect Director Carroll R. Wetzel --- For
2 Ratify Auditors For For Mgmt
05/28/09 - A FIDELITY NATIONAL FINANCIAL, INC. 31620R105 03/30/09 78,500
*FNF*
1 Elect Directors For For Mgmt
1.1 Elect Director Frank P. Willey --- For
Vote Recommendation Under RMG's 2009 Policy, new or materially amended
agreements that provide modified single- trigger provisions or excise tax
gross-ups are considered poor pay practices. RMG does not view modified
gross-ups differently from full gross-ups. While companies can compute
executive's cash severance, the value of potential payouts related to future
acceleration of equity cannot be readily ascertained. Having a modified
gross-up will not guarantee a lower severance payout. Even with a modified
gross-up the company could pay the executive's full amount of taxes. The
Compensation Committee is responsible for establishing, implementing, and
continually monitoring adherence to the company's compensation philosophy and
ensuring that compensation paid to the executive officers is
performance-based, reasonable and competitive. RMG finds the decision to
enter into contracts with provisions that allow for a change-in-control
severance in the case of a voluntary departure problematic. RMG also finds
the decision to enter into contracts under which the company would
potentially assume an executive's tax burden concerning, and recommends that
shareholders WITHHOLD votes from present Compensation Committee members. Due
to the company's classified board structure, no Compensation Committee board
members are up for election at this year's annual meeting. RMG notes that the
company maintains a plurality voting standard and does not have a director
resignation policy, so WITHHOLD votes will not result in the removal of the
directors. As such, RMG recommends WITHHOLD votes from directors that are not
directly involved with
Mgmt Rec - Company Management Recommended Vote Page 8
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
VANTAGEPOINT SELECT VALUE FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------ ----------------------------------------------------- --------- ------- ------- -------- -------- -------
the Compensation Committee in cases where the company's governance structures
are lacking and do not grant shareholders the opportunity to provide the
responsible parties with feedback. Therefore, RMG recommends that
shareholders WITHHOLD votes from those directors that are on the proxy for
election, Willie D. Davis and Frank P. Willey, due to the company's poor pay
practices.
1.2 Elect Director Willie D. Davis --- For
2 Ratify Auditors For For Mgmt
06/11/09 - A FREEPORT-MCMORAN COPPER & GOLD INC. 35671D857 04/14/09 14,400
*FCX*
1 Elect Directors For For Mgmt
1.1 Elect Director Richard C. Adkerson --- For
Considering that the company adopted a policy to not provide excise tax
gross-ups or gross-ups on perquisite compensation going forward, which
resolves negative vote recommendation implications under our 2009 Poor Pay
Practices policy, and because most of our concerns over the AIP's funding
formula and premium on stock deferrals have been addressed by the
compensation overhaul, there are no negative vote recommendations under RMG's
baseline policy this year. Nevertheless, there are a number of concerns that
merit attention in future periods, such as the company's lack of rigorous
performance hurdles on equity-based compensation, and some of the highest
personal aircraft use in the S&P 500. While we commend the company for
addressing the vast majority of its problematic pay practices, we will
continue to monitor the company's compensation practices going forward.
1.2 Elect Director Robert J. Allison, Jr. --- For
1.3 Elect Director Robert A. Day --- For
1.4 Elect Director Gerald J. Ford --- For
1.5 Elect Director H. Devon Graham, Jr. --- For
1.6 Elect Director J. Bennett Johnston --- For
1.7 Elect Director Charles C. Krulak --- For
1.8 Elect Director Bobby Lee Lackey --- For
1.9 Elect Director Jon C. Madonna --- For
1.10 Elect Director Dustan E. McCoy --- For
1.11 Elect Director Gabrielle K. McDonald ---
Mgmt Rec - Company Management Recommended Vote Page 9
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
VANTAGEPOINT SELECT VALUE FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------ ----------------------------------------------------- --------- ------- ------- -------- -------- -------
For
1.12 Elect Director James R. Moffett --- For
1.13 Elect Director B.M. Rankin, Jr. --- For
1.14 Elect Director J. Stapleton Roy --- For
1.15 Elect Director Stephen H. Siegele --- For
1.16 Elect Director J. Taylor Wharton --- For
2 Ratify Auditors For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
Given the vast improvement, on balance, and the fact that the plan is
administered by a committee of independent outsiders who must certify
attainment of these objective, measurable performance goals before cash
awards are paid to participants, and because preservation of the full
deductibility of all compensation paid reduces the company's corporate tax
obligation, this proposal warrants shareholder support.
4 Request Director Nominee Environmental Against For ShrHoldr
Qualifications
Based on the non-binding nature of the resolution, the lack of independence
of the board's Public Policy Committee responsible for environmental
oversights and the absence of environmental expertise on the company's board
which appears inconsistent with certain industry peers, and noting the
persistent and significant environmental liabilities and substantial
divestments from the company and its investment partner (Rio Tinto) as a
direct result of environmental concerns, this resolution merits shareholder
support.
04/29/09 - A FRESH DEL MONTE PRODUCE INC. *FDP* G36738105 02/27/09 65,802
1a Elect Mohammad Abu-Ghazaleah as director For For Mgmt
1b Elect Hani El-Naffy as director For For Mgmt
1c Elect John H. Dalton as director For For Mgmt
2 Accept Financial Statements and Statutory For For Mgmt
Reports (Voting)
3 Ratify Ernst & Young LLP as Auditors For For Mgmt
05/05/09 - A HAWAIIAN ELECTRIC INDUSTRIES, INC. 419870100 02/25/09 46,700
*HE*
1 Elect Directors For Split Mgmt
1.1 Elect Director Shirley J. Daniel ---
Mgmt Rec - Company Management Recommended Vote Page 10
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
VANTAGEPOINT SELECT VALUE FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------ ----------------------------------------------------- --------- ------- ------- -------- -------- -------
Withhold
It is recommended that shareholders vote FOR the directors with the exception
of insider Constance H. Lau and affiliated outsider Shirley J. Daniel. It is
recommended that shareholders WITHHOLD votes from Shirley J. Daniel for
standing as an affiliated outsider on the Audit Committee and for failure to
establish a majority independent board. Finally, it is recommended that
shareholders WITHHOLD votes from Constance H. Lau for failure to establish a
majority independent board.
1.2 Elect Director Constance H. Lau --- Withhold
1.3 Elect Director A. Maurice Myers --- For
1.4 Elect Director James K. Scott --- For
2 Ratify Auditors For For Mgmt
3 Amend Articles of Association For For Mgmt
Given the nature of the amendments, shareholder support for this item is
warranted.
05/07/09 - A HEALTH CARE REIT, INC. *HCN* 42217K106 03/12/09 39,100
1 Elect Directors For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
VII. Vote Recommendation
The estimated shareholder value transfer of the company's plans of 5
percent is equal to the allowable cap for this company of 5 percent.
Additionally, this plan expressly forbids repricing.
3 Ratify Auditors For For Mgmt
02/13/09 - A HILL-ROM HOLDINGS, INC. *HRC* 431475102 12/17/08 1,350
1 Elect Directors For For Mgmt
2 Approve Qualified Employee Stock Purchase For For Mgmt
Plan
ISS approves of this plan because it complies with Section 423 of the
Internal Revenue Code, the number of shares being reserved is relatively
conservative, the offering period is reasonable, and there are limits on
participation.
3 Amend Omnibus Stock Plan For Against Mgmt
VII. Vote Recommendation
We commend the company for expressly forbidding the repricing of stock
options under the plan. However, the estimated shareholder value transfer of
the company's plans of 13 percent is
Mgmt Rec - Company Management Recommended Vote Page 11
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
VANTAGEPOINT SELECT VALUE FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------ ----------------------------------------------------- --------- ------- ------- -------- -------- -------
above the allowable cap for this company of 9 percent.
4 Ratify Auditors For For Mgmt
04/21/09 - A HUDSON CITY BANCORP, INC. *HCBK* 443683107 03/02/09 84,800
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
10/07/08 - S KANSAS CITY SOUTHERN *KSU* 485170302 08/13/08 13,900
1 Approve Omnibus Stock Plan For For Mgmt
VII. Vote Recommendation
The estimated shareholder value transfer of the company's plans of 6
percent is equal to the allowable cap for this company of 6 percent.
Additionally, this plan expressly forbids repricing.
05/07/09 - A KANSAS CITY SOUTHERN *KSU* 485170302 03/09/09 32,073
1 Elect Directors For Split Mgmt
1.1 Elect Director Michael R. Haverty --- For
We recommend a vote FOR Michael R. Haverty, but WITHHOLD vote from
independent outsider Thomas A. McDonnell. We recommend that shareholders
WITHHOLD votes from Thomas A. McDonnell for sitting on more than three
boards.
1.2 Elect Director Thomas A. McDonnell --- Withhold
2 Ratify Auditors For For Mgmt
3 Approve Qualified Employee Stock Purchase For For Mgmt
Plan
Approval of this item is warranted given that the plan complies with Section
423 of the Internal Revenue Code, the number of shares being added is
relatively conservative, the offering period is reasonable, and there are
limitations on participation.
05/14/09 - A KOHL'S CORP. *KSS* 500255104 03/11/09 12,800
1 Elect Director Peter Boneparth For For Mgmt
2 Elect Director Steven A. Burd For For Mgmt
3 Elect Director John F. Herma For For Mgmt
4 Elect Director Dale E. Jones For For Mgmt
5 Elect Director William S. Kellogg For For Mgmt
6 Elect Director Kevin Mansell For For Mgmt
7 Elect Director R. Lawrence Montgomery For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 12
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
VANTAGEPOINT SELECT VALUE FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------ ----------------------------------------------------- --------- ------- ------- -------- -------- -------
8 Elect Director Frank V. Sica For For Mgmt
9 Elect Director Peter M. Sommerhauser For For Mgmt
10 Elect Director Stephanie A. Streeter For For Mgmt
11 Elect Director Stephen E. Watson For For Mgmt
12 Ratify Auditors For For Mgmt
13 Require a Majority Vote for the Election of Against For ShrHoldr
Directors
05/07/09 - A LEGGETT & PLATT, INC. *LEG* 524660107 03/05/09 23,700
1 Elect Director Ralph W. Clark For For Mgmt
2 Elect Director R. Ted Enloe, III For For Mgmt
3 Elect Director Richard T. Fisher For For Mgmt
4 Elect Director Karl G. Glassman For For Mgmt
5 Elect Director David S. Haffner For For Mgmt
6 Elect Director Joseph W. McClanathan For For Mgmt
7 Elect Director Judy C. Odom For For Mgmt
8 Elect Director Maurice E. Purnell, Jr. For For Mgmt
9 Elect Director Phoebe A. Wood For For Mgmt
10 Ratify Auditors For For Mgmt
11 Approve Executive Incentive Bonus Plan For For Mgmt
Shareholder support for the incentive compensation plan is warranted to
enable the company to preserve the financial benefits of the Section 162(m)
tax deduction.
12 Amend EEO Policy to Prohibit Discrimination Against For ShrHoldr
based on Sexual Orientation and Gender Identity
Vote Recommendation Although the company has stated its commitment to
ensuring a work place free of discrimination, enhancing Leggett's
non-discrimination policy to explicitly include sexual orientation and gender
identity in its EEO policy could achieve the intended benefits of augmenting
the company's competitive hiring practices. Further, having a more
comprehensive publicly available non-discrimination policy could mitigate
future potential human resource controversies and/or litigation that could
negatively impact shareholder value. Given current trends towards including
such sexual orientation and gender identity language into corporate EEO
policies, providing the company's stated commitment to not discriminate on
any basis other than an individual's qualifications, skills and achievement,
the requested amendment to company's existing EEO policy could enhance public
perception of the company and may improve its competitive hiring practices
without incurring substantial compliance costs. Taking these
Mgmt Rec - Company Management Recommended Vote Page 13
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
VANTAGEPOINT SELECT VALUE FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------ ----------------------------------------------------- --------- ------- ------- -------- -------- -------
factors into consideration, a shareholder vote in support of the resolution
is warranted.
10/28/08 - S LIFE TECHNOLOGIES CORP *LIFE* 46185R100 09/05/08 53,100
1 Issue Shares in Connection with Acquisition For For Mgmt
Recommendation Based on our review of the terms of the transaction and the
factors described above, in particular the strategic rationale of the
transaction, we believe that the merger agreement warrants shareholder
support.
2 Increase Authorized Common Stock For For Mgmt
The requested increase of 200,000,000 shares is 130,000,000 shares below the
allowable threshold of 330,000,000 shares.
3 Adjourn Meeting For For Mgmt
Given our support for the merger agreement, we recommend a vote in favor of
this proposal.
04/30/09 - A LIFE TECHNOLOGIES CORP *LIFE* 53217V109 02/27/09 49,600
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Qualified Employee Stock Purchase Plan For For Mgmt
Approval of this item is warranted given that the plan complies with Section
423 of the Internal Revenue Code, the number of shares being added is
relatively conservative, the offering period is reasonable, and there are
limitations on participation.
4 Approve Qualified Employee Stock Purchase Plan For For Mgmt
Approval of this item is warranted given that the plan complies with Section
423 of the Internal Revenue Code, the number of shares being added is
relatively conservative, the offering period is reasonable, and there are
limitations on participation.
5 Approve Omnibus Stock Plan For For Mgmt
VII. Vote Recommendation
The estimated shareholder value transfer of the company's plans of 10
percent is less than the allowable cap for this company of 11 percent.
Additionally, this plan expressly forbids repricing.
Mgmt Rec - Company Management Recommended Vote Page 14
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
VANTAGEPOINT SELECT VALUE FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------ ----------------------------------------------------- --------- ------- ------- -------- -------- -------
05/21/09 - A LORILLARD, INC. *LO* 544147101 03/30/09 16,500
1 Elect Directors For Withhold Mgmt
1.1 Elect Director Robert C. Almon --- Withhold
WITHHOLD votes from Compensation Commitee members Robert C. Almon, Kit D.
Dietz, and Nigel Travis for poor pay practices, specifically, entering into
change-in-control agreements which include problematic gross-up provisions. A
remedy to the situation would be for the company to commit to not providing
excise tax gross-ups for new and materially amended contracts going forward.
1.2 Elect Director Kit D. Dietz --- Withhold
1.3 Elect Director Nigel Travis --- Withhold
2 Amend Omnibus Stock Plan For For Mgmt
Because approval of this item would allow the plan to comply with Section
162(m) of the Internal Revenue Code, thus preserving the tax deductibility of
certain compensation paid to the company's executive officers, this proposal
warrants shareholder support.
3 Ratify Auditors For For Mgmt
05/19/09 - A MAGELLAN HEALTH SERVICES, INC. *MGLN* 559079207 03/31/09 18,500
1 Elect Directors For For Mgmt
1.1 Elect Director Ren Lerer --- For
Vote Recommendation Under RMG's 2009 Policy, new or materially amended
agreements that provide for excise tax gross-ups are considered a poor pay
practice. RMG finds the decision to enter into a contract under which the
company would potentially assume an executive's tax-burden, to be problematic
The Compensation Committee is responsible for establishing, implementing, and
continually monitoring adherence to the company's compensation philosophy and
ensuring that compensation paid to the executive officers is
performance-based, reasonable and competitive. RMG notes that the company
maintains a plurality voting standard and does not have a director
resignation policy, so WITHHOLD votes will not result in the removal of the
directors. As such, RMG recommends WITHHOLD votes from directors that are not
directly involved with the Compensation Committee in cases where the
company's governance structures are lacking and do not grant shareholders the
opportunity
Mgmt Rec - Company Management Recommended Vote Page 15
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
VANTAGEPOINT SELECT VALUE FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------ ----------------------------------------------------- --------- ------- ------- -------- -------- -------
to provide the responsible parties with feedback. Although neither of
Magellan's directors that are up for election this year serve on the
Compensation Committee, the company's classified board structure does not
provide shareholders with an adequate method to express disapproval of the
Committee's compensation philosophy and actions over the past year.
Therefore, RMG recommends that shareholders WITHHOLD votes from those
directors that are on the proxy for election, Nancy L. Johnson and René
Lerer, due to the company's poor pay practices.
1.2 Elect Director Nancy L. Johnson --- For
1.3 Elect Director Eran Broshy --- For
2 Ratify Auditors For For Mgmt
06/09/09 - A MASTERCARD INCORPORATED *MA* 57636Q104 04/13/09 1,288
1 Elect Directors For For Mgmt
2 Amend Certificate of Incorporation to For For Mgmt
Increase Size of Board and Amend Director
Qualifications
Vote Recommendation Shareholders are recommended to vote FOR this item since
it is not motivated by a desire to entrench management or impinge on the
rights of shareholders.
3 Ratify Auditors For For Mgmt
05/15/09 - A NATIONAL RETAIL PROPERTIES, INC. 637417106 03/17/09 25,407
*NNN*
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Other Business For Against Mgmt
As the content of these issues is not known, it is not recommended that
shareholders approve this request.
03/17/09 - S NOBLE CORPORATION *NE* G65422100 02/10/09 40,600
1 Change Country of Incorporation to For For Mgmt
Switzerland Through a Scheme of Arrangement
2 Adjourn Meeting For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 16
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
VANTAGEPOINT SELECT VALUE FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------ ----------------------------------------------------- --------- ------- ------- -------- -------- -------
05/28/09 - A NOBLE CORPORATION *NE* H5833N103 04/14/09 40,600
THIS IS A DUPLICATE MEETING FOR BALLOTS RECEIVED
VIA THE BROADRIDGE NORTH AMERICAN BALLOT
DISTRIBUTION SYSTEM
1 Approval Of The Payment Of A Dividend For For Mgmt
Through A Reduction Of Thepar Value Of The
Shares In An Amount Equal To Swiss Francs
0.25
2 Elect Directors For For Mgmt
3 Approval Of The Appointment Of For For Mgmt
Pricewaterhousecoopers Llp Asnoble
Corporation S Independent Registered Public
Accountingfirm For 2009
4 Amend Articles Re: (Non-Routine) For For Mgmt
04/28/09 - A NOBLE ENERGY, INC. *NBL* 655044105 03/10/09 34,800
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For Against Mgmt
VII. Vote Recommendation
We commend the company for expressly forbidding the repricing of stock
options under the plan. However, the estimated shareholder value transfer of
the company's plans of 6 percent is above the allowable cap for this company
of 5 percent.
05/12/09 - A NORTHEAST UTILITIES *NU* 664397106 03/16/09 56,000
1 Elect Director Richard H. Booth For For Mgmt
2 Elect Director John S. Clarkeson For For Mgmt
3 Elect Director Cotton M. Cleveland For For Mgmt
4 Elect Director Sanford Cloud, Jr. For For Mgmt
5 Elect Director James F. Cordes For For Mgmt
6 Elect Director E. Gail de Planque For For Mgmt
7 Elect Director John G. Graham For For Mgmt
8 Elect Director Elizabeth T. Kennan For For Mgmt
9 Elect Director Kenneth R. Leibler For For Mgmt
10 Elect Director Robert E. Patricelli For For Mgmt
11 Elect Director Charles W. Shivery For For Mgmt
12 Elect Director John F. Swope For For Mgmt
13 Ratify Auditors For For Mgmt
14 Other Business For Against Mgmt
As the content of these issues is not known, it is not recommended that
shareholders approve this request.
Mgmt Rec - Company Management Recommended Vote Page 17
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
VANTAGEPOINT SELECT VALUE FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------ ----------------------------------------------------- --------- ------- ------- -------- -------- -------
04/30/09 - A NSTAR *NST* 67019E107 03/03/09 6,768
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
3 Adopt Majority Voting for Uncontested For For Mgmt
Election of Directors
It is commendable that the company is seeking to adopt a majority vote
standard for uncontested director elections, with a plurality vote carve-out
for contested elections and a director-resignation policy. Therefore, it is
recommended that shareholders vote FOR this proposal.
05/05/09 - A NTELOS HOLDINGS CORP. *NTLS* 67020Q107 03/09/09 122,000
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/30/09 - A NV ENERGY INC *NVE* 67073Y106 03/06/09 127,000
1 Elect Directors For Split Mgmt
1.1 Elect Director Susan F. Clark --- For
Vote Recommendation RMG recommends a vote FOR the directors with the
exception of independent outsider Theodore J. Day. We recommend that
shareholders WITHHOLD votes from Theodore J. Day for poor attendance.
1.2 Elect Director Theodore J. Day --- Withhold
1.3 Elect Director Stephen E. Frank --- For
1.4 Elect Director Maureen T. Mullarkey --- For
1.5 Elect Director Donald D. Snyder --- For
2 Declassify the Board of Directors For For Mgmt
Vote Recommendation This proposal warrants shareholder support.
3 Ratify Auditors For For Mgmt
05/22/09 - A OMNICARE, INC. *OCR* 681904108 04/03/09 58,100
1 Elect Director John T. Crotty For For Mgmt
2 Elect Director Joel F. Gemunder For For Mgmt
3 Elect Director Steven J. Heyer For For Mgmt
4 Elect Director Sandra E. Laney For For Mgmt
5 Elect Director Andrea R. Lindell For For Mgmt
6 Elect Director James D. Shelton For For Mgmt
7 Elect Director John H. Timoney For For Mgmt
8 Elect Director Amy Wallman For For Mgmt
9 Amend Executive Incentive Bonus Plan For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 18
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
VANTAGEPOINT SELECT VALUE FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------ ----------------------------------------------------- --------- ------- ------- -------- -------- -------
Shareholder support for the incentive compensation plan is warranted to
enable the company to preserve the financial benefits of the Section 162(m)
tax deduction.
10 Amend Omnibus Stock Plan For For Mgmt
VI. Vote Recommendation
Given that the company will be entitled to a business expense deduction
due to the favorable tax treatment attributable to Section 162(m), RMG
believes the proposed amendment warrants shareholder approval.
11 Ratify Auditors For For Mgmt
06/17/09 - A PETSMART *PETM* 716768106 04/20/09 26,400
1 Elect Director Rita V. Foley For For Mgmt
2 Elect Director Joseph S. Hardin, Jr. For For Mgmt
3 Elect Director Amin I. Khalifa For For Mgmt
4 Declassify the Board of Directors For For Mgmt
RMG commends management for submitting this proposal, which demonstrates a
commitment to shareholders' interests.
5 Ratify Auditors For For Mgmt
6 Amend Executive Incentive Bonus Plan For For Mgmt
Vote Recommendation Shareholder support for the incentive compensation plan
is warranted to enable the company to preserve the financial benefits of the
Section 162(m) tax deduction.
04/21/09 - A PROSPERITY BANCSHARES, INC. *PRSP* 743606105 03/12/09 12,400
1 Elect Directors For Withhold Mgmt
1.1 Elect Director James A. Bouligny --- Withhold
Vote Recommendation Due to this poor pay practice, RMG would ordinarily
recommend WITHHOLD votes for members of the Compensation Committee, however
since no committee members are up for election this year, RMG recommends
WITHHOLD votes on the current non-employee nominees, James A. Bouligny,
Robert Steelhammer, H. E. Timanus, Ervan E. Zouzalik. While Mr. Zouzalik is
shown as a new nominee, he has been a director of the company since July
2008. RMG generally does not recommend WITHHOLD votes on employee directors,
such as COO - H. E. Timanus because they generally are not responsible for
approval of the pay practices. However, in this case COO H. E.
Mgmt Rec - Company Management Recommended Vote Page 19
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
VANTAGEPOINT SELECT VALUE FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------ ----------------------------------------------------- --------- ------- ------- -------- -------- -------
Timanus serves as a Chairman of the Board of the subsidiary bank, and the
agreements note they were adopted, "upon recommendation of the Compensation
Committee of the Board of Directors of the Company and the Board of Directors
of the Bank." So in this case RMG recommends WITHHOLD on all directors.
1.2 Elect Director Robert Steelhammer --- Withhold
1.3 Elect Director .E. Timanus, Jr --- Withhold
1.4 Elect Director Ervan E. Zouzalik --- Withhold
2 Ratify Auditors For For Mgmt
05/20/09 - A RELIANCE STEEL & ALUMINUM CO. *RS* 759509102 04/01/09 17,900
1 Elect Directors For Split Mgmt
1.1 Elect Director Thomas W. Gimbel --- For
Under RMG's 2009 Policy, the increase in total CEO compensation that was not
performance-based has created a pay-for-performance disconnect during fiscal
year 2008. The Compensation Committee is responsible for establishing,
implementing, and continually monitoring adherence to the company's
compensation philosophy and ensuring that compensation paid to the executive
officers is fair, reasonable and competitive. As such, we recommend that
shareholders WITHHOLD votes from incumbent Compensation Committee members
Douglas M. Hayes and Leslie A. Waite, who, due to the classified nature of
the company's board, are the only Compensation Committee nominee this year.
1.2 Elect Director Douglas M. Hayes --- Withhold
1.3 Elect Director Franklin R. Johnson --- For
1.4 Elect Director Leslie A. Waite --- Withhold
2 Ratify Auditors For For Mgmt
3 Other Business For Against Mgmt
As the content of these issues is not known, it is not recommended that
shareholders approve this request.
05/20/09 - A ROSS STORES, INC. *ROST* 778296103 03/27/09 16,000
1 Elect Directors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 20
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
VANTAGEPOINT SELECT VALUE FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------ ----------------------------------------------------- --------- ------- ------- -------- -------- -------
1.1 Elect Director Michael Balmuth --- For
Vote Recommendation Vote FOR all director nominees.
1.2 Elect Director K. Gunnar Bjorklund --- For
1.3 Elect Director Sharon D. Garrett --- For
2 Ratify Auditors For For Mgmt
06/19/09 - A SAIC INC *SAI* 78390X101 04/20/09 71,036
1 Elect Directors For For Mgmt
2 Approve Conversion of Securities For For Mgmt
Since approval of this amendment serves to eliminate the company's dual class
structure and will not reduce the rights of existing common shareholders,
this proposal is warranted.
3 Ratify Auditors For For Mgmt
06/25/09 - A SEMTECH CORP. *SMTC* 816850101 05/01/09 27,058
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/23/09 - A SNAP-ON INCORPORATED *SNA* 833034101 02/23/09 35,500
1 Elect Directors For For Mgmt
1.1 Elect Director Bruce S. Chelberg --- For
Vote Recommendation At this year's annual meeting, RMG recommends
shareholders vote FOR all director nominees.
1.2 Elect Director Karen L. Daniel --- For
1.3 Elect Director Nathan J. Jones --- For
1.4 Elect Director Arthur L. Kelly --- For
2 Ratify Auditors For For Mgmt
04/22/09 - A SPX CORP. *SPW* 784635104 03/06/09 26,100
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
05/20/09 - A STATE STREET CORP. (BOSTON) *STT* 857477103 03/13/09 45,500
1 Elect Directors For For Mgmt
2 Adopt Majority Voting for Uncontested For For Mgmt
Election of Directors
Vote Recommendation RMG supports the amendment to align the company's quorum
and
Mgmt Rec - Company Management Recommended Vote Page 21
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
VANTAGEPOINT SELECT VALUE FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------ ----------------------------------------------------- --------- ------- ------- -------- -------- -------
voting requirements to the MBCA, to which it is subject. In addition, RMG
also commends management for proposing to provide for majority voting in
uncontested director elections, coupled with a director resignation policy. A
majority vote standard ensures board accountability in uncontested elections.
RMG believes that a majority vote standard coupled with a director
resignation policy would give full effect to the shareholder franchise.
3 Amend Omnibus Stock Plan For For Mgmt
VII. Vote Recommendation
The estimated shareholder value transfer of the company's plans of 10
percent is equal to the allowable cap for this company of 10 percent.
Additionally, this plan expressly forbids repricing.
4 Advisory Vote to Ratify Named Executive For For Mgmt
Officers' Compensation
Vote Recommendation While noting the concerns cited above regarding excise
tax gross-ups and modified single triggers provided in executive's existing
CIC agreements, RMG finds the company's compensation program, and NEOs' 2008
compensation, to be generally performance-based and recommends that
shareholders vote FOR this proposal.
5 Ratify Auditors For For Mgmt
6 Limit Auditor from Providing Non-Audit Services Against Against ShrHoldr
Vote Recommendation RMG recognizes that the company is in compliance with the
rules of Sarbanes-Oxley Act and the Examining and Audit Committee
pre-approves the types of tax services that can be provided by Ernst &
Young. The company's percentage of total fees attributable to non-audit fees
(non-permissible tax fees and other fees) is not excessive according to our
standards. As such, we recommend that shareholders vote AGAINST this
proposal.
06/03/09 - A STIFEL FINANCIAL CORP. *SF* 860630102 04/08/09 4,300
1 Elect Directors For For Mgmt
2 Increase Authorized Common Stock For For Mgmt
Vote Recommendation The requested increase of 67,000,000 shares is below the
allowable threshold 85,500,000 shares. We are highlighting the company's
three-year average burn rate, which is significantly higher than that of its
peer group. However, the company does not currently
Mgmt Rec - Company Management Recommended Vote Page 22
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
VANTAGEPOINT SELECT VALUE FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------ ----------------------------------------------------- --------- ------- ------- -------- -------- -------
have any authorized shares available and the request is reasonable. As such,
we believe that the proposal merits shareholder support.
3 Ratify Auditors For For Mgmt
06/25/09 - A THE KROGER CO. *KR* 501044101 04/27/09 24,700
1 Elect Director Reuben V. Anderson For For Mgmt
2 Elect Director Robert D. Beyer For For Mgmt
3 Elect Director David B. Dillon For For Mgmt
4 Elect Director Susan J. Kropf For For Mgmt
5 Elect Director John T. Lamacchia For For Mgmt
6 Elect Director David B. Lewis For For Mgmt
7 Elect Director Don W. Mcgeorge For For Mgmt
8 Elect Director W. Rodney Mcmullen For For Mgmt
9 Elect Director Jorge P. Montoya For For Mgmt
10 Elect Director Clyde R. Moore For For Mgmt
11 Elect Director Susan M. Phillips For For Mgmt
12 Elect Director Steven R. Rogel For For Mgmt
13 Elect Director James A. Runde For For Mgmt
14 Elect Director Ronald L. Sargent For For Mgmt
15 Elect Director Bobby S. Shackouls For For Mgmt
16 Ratify Auditors For For Mgmt
17 Increase Purchasing of Cage Free Eggs Against Against ShrHoldr
Vote Recommendation Though the company does not appear to raise or process
any animals itself, it is important for Kroger to mitigate its exposure to
the risk of negative public perception due to potential controversies that
could arise as a result of the inhumane treatment of animals by the company's
suppliers. Kroger should to continue to monitor developments regarding
evolving animal welfare standards in order to manage any such potential
exposure to reputational risk. However, management should have the
flexibility to make decisions based on its evaluation, including financial,
operational, and reputational considerations, of what may be the most
appropriate policies, programs, and actions for the company. Kroger also
appears to be taking reasonable steps to ensure that the laying hens that
produce the eggs supplied by the company's vendors are treated humanely.
Kroger requires its suppliers to comply with the FMI-NCCR Animal Welfare
Guidelines, which address the issue of appropriate space allocation for
laying hens and establishes what appears to be an industry standard regarding
this aspect of the rearing of cage confined laying hens. In addition, while
the resolution appears to leave the timeline for the implementation of the
proposal's request to
Mgmt Rec - Company Management Recommended Vote Page 23
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
VANTAGEPOINT SELECT VALUE FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------ ----------------------------------------------------- --------- ------- ------- -------- -------- -------
management's discretion, the scope of the resolution may be a source of
concern as its seeks the implementation of a specific operational policy.
Therefore, considering that the company's existing level of disclosure
regarding its animal welfare policies, the scope of the proposal, and that
Kroger's animal welfare policies and vendor standards regarding animal
welfare appear to be consistent with industry standards, this proposal does
not warrant shareholder support.
18 Require a Majority Vote for the Election of Against For ShrHoldr
Directors
Shareholders should vote to support this proposal.
05/13/09 - A THE WARNACO GROUP, INC. *WRC* 934390402 03/19/09 9,260
1 Elect Director David A. Bell For For Mgmt
2 Elect Director Robert A. Bowman For For Mgmt
3 Elect Director Richard Karl Goeltz For For Mgmt
4 Elect Director Joseph R. Gromek For For Mgmt
5 Elect Director Sheila A. Hopkins For For Mgmt
6 Elect Director Charles R. Perrin For For Mgmt
7 Elect Director Nancy A. Reardon For For Mgmt
8 Elect Director Donald L. Seeley For For Mgmt
9 Elect Director Cheryl Nido Turpin For For Mgmt
10 Amend Omnibus Stock Plan For For Mgmt
VII. Vote Recommendation
The estimated shareholder value transfer of the company's plans of 12
percent is equal to the allowable cap for this company of 12 percent.
Additionally, this plan expressly forbids repricing.
11 Ratify Auditors For For Mgmt
05/13/09 - A TUPPERWARE BRANDS CORP. *TUP* 899896104 03/16/09 37,100
1 Elect Director Kriss Cloninger III For For Mgmt
Given that the company has a majority vote standard for uncontested director
elections, the valid vote options are FOR/AGAINST/ABSTAIN. We recommend a
vote FOR the directors with the exception of independent outsider Bob Marbut.
We recommend shareholders vote AGAINST Bob Marbut for sitting on more than
three boards while serving as a CEO.
2 Elect Director Joe R. Lee For For Mgmt
3 Elect Director Bob Marbut For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 24
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
VANTAGEPOINT SELECT VALUE FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------ ----------------------------------------------------- --------- ------- ------- -------- -------- -------
4 Elect Director David R. Parker For For Mgmt
5 Elect Director J. Patrick Spainhour For For Mgmt
6 Ratify Auditors For For Mgmt
7 Advisory Vote to Ratify Named Executive Against For ShrHoldr
Officers' Compensation
RMG's recommendation for this proposal should be seen as support for the
principle of increased shareholder communication rather than as disapproval
of this company's current compensation practices.
05/22/09 - A UNUM GROUP *UNM* 91529Y106 03/25/09 37,420
1 Elect Directors For For Mgmt
2 Ratify Auditors For For Mgmt
04/30/09 - A VALERO ENERGY CORP. *VLO* 91913Y100 03/02/09 42,600
1 Elect Directors For Against Mgmt
1.1 Elect Director Jerry D. Choate --- Against
Vote Recommendation RMG recommends that shareholders vote AGAINST all
director nominees for failure to implement a majority supported (as defined
by RMG) shareholder proposal.
1.2 Elect Director William R. Klesse --- Against
1.3 Elect Director Donald L. Nickles --- Against
1.4 Elect Director Susan Kaufman Purcell --- Against
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Against For ShrHoldr
Officers' Compensation
4 Stock Retention/Holding Period Against For ShrHoldr
While the company maintains stock ownership guidelines for executives, RMG
notes that the guidelines are not rigorous. Further, the company does not
impose any holding period requirements or retention requirements unless the
executive is below the ownership threshold. Finally, the company does not
address the post-termination holding requirements of company stock. Hence,
RMG recommends that shareholders vote FOR this proposal.
5 Disclose Information on Compensation Consultant Against For ShrHoldr
Based on the above disclosure, RMG believes that the company has not
adequately met the proponent's
Mgmt Rec - Company Management Recommended Vote Page 25
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
VANTAGEPOINT SELECT VALUE FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------ ----------------------------------------------------- --------- ------- ------- -------- -------- -------
request. Hence, RMG recommends that shareholders vote FOR this proposal.
6 Report on Political Contributions Against For ShrHoldr
Valero does not appear to provide information on its political contribution
policies, initiatives or oversight mechanisms. In addition, Valero does not
disclose information regarding the company's trade association policies,
expenditures or oversight mechanisms. While an item-by-item accounting of
political expenditures may not be necessary to provide shareholders with
insight into Valero's public policy activities; some transparency into its
political contribution policies, activities and management as well as
information on the types of trade associations the company may be a member
of, and specific oversight procedures for association spending could provide
shareholders with information that would allow an understanding of the
potential value and/or risks of such activities without undue cost or burden.
Furthermore, greater transparency regarding the company's political
contributions and trade association policies and oversight mechanisms should
not cause Valero to disclose information that could be used by parties with
interests opposing those of the company or inhibit the company's ability to
be involved in the public policy process. As a result, shareholder support
for this proposal is warranted.
04/28/09 - A VF CORP. *VFC* 918204108 03/10/09 8,000
1 Elect Directors For For Mgmt
1.1 Elect Director Robert J. Hurst --- For
Vote Recommendation At this year's annual meeting, RMG recommends
shareholders vote FOR all director nominees.
1.2 Elect Director W. Alan McCollough --- For
1.3 Elect Director M. Rust Sharp --- For
1.4 Elect Director Raymond G. Viault --- For
2 Ratify Auditors For For Mgmt
04/23/09 - A WALTER ENERGY INC. *WLT* 93317Q105 03/02/09 37,300
1 Elect Directors For For Mgmt
2 Change Company Name For For Mgmt
3 Authorize New Class of Preferred Stock For For Mgmt
Given our support for the underlying shareholder rights agreement under Item
two, this proposal
Mgmt Rec - Company Management Recommended Vote Page 26
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
VANTAGEPOINT SELECT VALUE FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------ ----------------------------------------------------- --------- ------- ------- -------- -------- -------
warrants shareholder support. Additionally, the management has specifically
stated that the shares may not be used for antitakeover purposes, except as
per the proposed rights agreement.
4 Approve Shareholder Rights Plan (Poison Pill) For For Mgmt
Conclusion & Vote Recommendation Given that the proposed rights agreement
satisfies the aforementioned shareholder-friendly criteria sought by RMG and
will provide the company and its shareholders with an additional
anti-takeover defense mechanism, in absence of others, RMG recommends that
shareholders support this proposal. Additionally, RMG notes that the
company's overall governance structure, currently employing a minimal number
of takeover defenses and allowing shareholder actions by written consent,
will continue to empower the company's shareholders to affect change at the
company and/or evaluate an unsolicited non-qualified offer, even after the
adoption of the proposed pill upon shareholder approval.
The company's overall governance structure and its sector-based
challenges ahead, coupled with the shareholder-friendly features of the
proposed rights agreement provide legitimate reasons to adopt an additional
layer of protection of a potential premium to shareholders. RMG further
commends the company for putting the proposed rights agreement to the vote
and approval of its shareholders.
5 Amend Omnibus Stock Plan For For Mgmt
VI. Vote Recommendation
Although RMG is inclined to vote against equity plans that have
problematic definitions of change in control, the proposed amendments
represent a material improvement to the plan features. Specifically, the
claw-back provision for awards granted on or after April 23, 2009. This
claw-back provision safeguards shareholder interests by forcing executives to
pay back some or all of their equity compensation for intentional errors,
omissions, fraud, or misconduct in reporting the company's financial
statement. Such action may include knowledge of a material noncompliance or
the circumstances that would give rise to the noncompliance, and failure to
take reasonable steps to report such noncompliance to appropriate individuals
within the company and causes the company to restate a previouly released
financial statement. This would ensure that executives are held accountable
for their actions. In addition, the shift from automatic annual grants of
Mgmt Rec - Company Management Recommended Vote Page 27
VOTE SUMMARY REPORT
Jul 01, 2008 - Jun 30, 2009
VANTAGEPOINT SELECT VALUE FUND
Mtg Company/ Mgmt Vote Record Shares
Date/Type Ballot Issues Security Rec Cast Date Prpnent Voted
- ------------ ----------------------------------------------------- --------- ------- ------- -------- -------- -------
options to discretionary grants of awards to non-employee directors does not
weigh heavily on the vote recommendation as the proposal may be a way to
preserve the value of director equity compensation in light of the company's
recent negative stock performance. RMG also notes that the company clarified
per its April 9, 2009 filing with the SEC that the "change in control"
definition of the plan (on page C-2 of the proxy statement) has been
interpreted by the Compensation Committee to require the consummation of the
transactions described in that definition, versus the approval by
shareholders of the company. As such, we believe the proposed amendment
warrants shareholder approval.
05/20/09 - A XCEL ENERGY INC. *XEL* 98389B100 03/24/09 29,298
1 Elect Directors For For Mgmt
1.1 Elect Director C. Coney Burgess --- For
Vote Recommendation A vote for all of the directors on this ballot is
recommended.
1.2 Elect Director Fredric W. Corrigan --- For
1.3 Elect Director Richard K. Davis --- For
1.4 Elect Director Richard C. Kelly --- For
1.5 Elect Director Albert F. Moreno --- For
1.6 Elect Director Margaret R. Preska --- For
1.7 Elect Director A. Patricia Sampson --- For
1.8 Elect Director Richard H. Truly --- For
1.9 Elect Director David A. Westerlund --- For
1.10 Elect Director Timothy V. Wolf --- For
2 Ratify Auditors For For Mgmt
Mgmt Rec - Company Management Recommended Vote Page 28
FOR THE PERIOD JULY 1, 2008 - JUNE 30, 2009
VANTAGEPOINT SELECT VALUE FUND
SUBADVISER: ARTISAN PARTNERS
===================== THE VANTAGEPOINT SELECT VALUE FUNDS ======================
ACUITY BRANDS, INC.
Ticker: AYI Security ID: 00508Y102
Meeting Date: JAN 8, 2009 Meeting Type: Annual
Record Date: NOV 17, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter C. Browning For For Management
1.2 Elect Director John L. Clendenin For For Management
1.3 Elect Director Ray M. Robinson For For Management
1.4 Elect Director Gordon D. Harnett For For Management
1.5 Elect Director George C. (jack) Guynn For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ALEXANDER & BALDWIN, INC.
Ticker: AXB Security ID: 014482103
Meeting Date: APR 30, 2009 Meeting Type: Annual
Record Date: FEB 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Blake Baird For For Management
1.2 Elect Director Michael J. Chun For For Management
1.3 Elect Director W. Allen Doane For For Management
1.4 Elect Director Walter A. Dods, Jr. For For Management
1.5 Elect Director Charles G. King For For Management
1.6 Elect Director Constance H. Lau For For Management
1.7 Elect Director Douglas M. Pasquale For For Management
1.8 Elect Director Maryanna G. Shaw For For Management
1.9 Elect Director Jeffrey N. Watanabe For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ALLEGHANY CORP.
Ticker: Y Security ID: 017175100
Meeting Date: APR 24, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John J. Burns, Jr. For For Management
1.2 Elect Director Dan R. Carmichael For For Management
1.3 Elect Director William K. Lavin For For Management
1.4 Elect Director Raymond L.M. Wong For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ALLIED WORLD ASSURANCE HOLDINGS LTD
Ticker: AWH Security ID: G0219G203
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date: MAR 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Scott Carmilani as Director For Did Not Vote Management
1.2 Elect James Duffy as Director For Did Not Vote Management
1.3 Elect Bart Friedman as Director For Did Not Vote Management
2.1 Elect Slate of Subsidiary Directors For Did Not Vote Management
2.2 Elect Slate of Subsidiary Directors For Did Not Vote Management
3.1 Amend Bylaws Re: Allow Company to Hold For Did Not Vote Management
Acquired Shares as Treasury Shares in
Lieu of Cancellation
3.2 Amend Bylaws Re: Increase Share For Did Not Vote Management
Ownership Limits for the Company's
Founding Shareholders
3.3 Amend Bylaws Re: Give the Board Sole For Did Not Vote Management
Discretion to Prohibit or Permit
Transfers, Purchases, Acquisitions, or
Issuances of Shares
3.4 Amend Bylaws Re: Give the Board the For Did Not Vote Management
Ability to Hold Board Meetings in the
United States
4 Ratify Deloitte & Touche as Auditors For Did Not Vote Management
- --------------------------------------------------------------------------------
ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654105
Meeting Date: MAR 10, 2009 Meeting Type: Annual
Record Date: JAN 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. Champy For For Management
1.2 Elect Director Yves-Andre Istel For For Management
1.3 Elect Director Neil Novich For For Management
1.4 Elect Director Kenton J. Sicchitano For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
ANNALY CAPITAL MANAGEMENT INC.
Ticker: NLY Security ID: 035710409
Meeting Date: MAY 29, 2009 Meeting Type: Annual
Record Date: MAR 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Denahan-Norris For For Management
1.2 Elect Director Michael Haylon For For Management
1.3 Elect Director Donnell A. Segalas For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ARCH CAPITAL GROUP LTD
Ticker: ACGL Security ID: G0450A105
Meeting Date: MAY 6, 2009 Meeting Type: Annual
Record Date: MAR 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Constantine Iordanou as Director For For Management
1.2 Elect James J. Meenaghan as Director For For Management
1.3 Elect John M. Pasquesi as Director For For Management
2.1 Elect William Beveridge as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
2.2 Elect Dennis Brand as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
2.3 Elect Knud Christensen as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
2.4 Elect Graham B. Collis as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
2.5 Elect William J. Cooney as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
2.6 Elect Elizabeth Fullerton-Rome as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2.7 Elect Rutger H.W. Funnekotter as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2.8 Elect Marc Grandisson as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
2.9 Elect Michael A. Greene as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
2.10 Elect John C.R. Hele as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
2.11 Elect David Hipkin as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
2.12 Elect W. Preston Hutchings as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2.13 Elect Constantine Iordanou as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2.14 Elect Wolbert H. Kamphuijs as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2.15 Elect Michael H. Kier as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
2.16 Elect Mark D. Lyons as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
2.17 Elect Michael Murphy as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
2.18 Elect Martin J. Nilsen as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
2.19 Elect Nicolas Papadopoulo as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
2.20 Elect Michael Quinn as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
2.21 Elect Maamoun Rajeh as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
2.22 Elect Paul S. Robotham as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
2.23 Elect Soren Scheuer as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
2.24 Elect Budhi Singh as Designated Company For For Management
Director of Non-U.S. Subsidiaries
2.25 Elect Helmut Sohler as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
2.26 Elect Robert T. Van Gieson as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
2.27 Elect Angus Watson as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
2.28 Elect James Weatherstone as Designated For For Management
Company Director of Non-U.S.
Subsidiaries
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
- --------------------------------------------------------------------------------
ARROW ELECTRONICS, INC.
Ticker: ARW Security ID: 042735100
Meeting Date: MAY 1, 2009 Meeting Type: Annual
Record Date: MAR 12, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel W. Duval For For Management
1.2 Elect Director Gail E. Hamilton For For Management
1.3 Elect Director John N. Hanson For For Management
1.4 Elect Director Richard S. Hill For For Management
1.5 Elect Director M.F. (Fran) Keeth For For Management
1.6 Elect Director Roger King For For Management
1.7 Elect Director Michael J. Long For For Management
1.8 Elect Director William E. Mitchell For For Management
1.9 Elect Director Stephen C. Patrick For For Management
1.10 Elect Director Barry W. Perry For For Management
1.11 Elect Director John C. Waddell For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AUTODESK, INC.
Ticker: ADSK Security ID: 052769106
Meeting Date: JUN 11, 2009 Meeting Type: Annual
Record Date: APR 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl Bass For For Management
1.2 Elect Director Crawford W. Beveridge For For Management
1.3 Elect Director J. Hallam Dawson For For Management
1.4 Elect Director Per-Kristian Halvorsen For For Management
1.5 Elect Director Sean M. Maloney For For Management
1.6 Elect Director Elizabeth A. Nelson For For Management
1.7 Elect Director Charles J. Robel For For Management
1.8 Elect Director Steven M. West For For Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Omnibus For Against Management
Stock Plan
- --------------------------------------------------------------------------------
AUTOZONE, INC.
Ticker: AZO Security ID: 053332102
Meeting Date: DEC 17, 2008 Meeting Type: Annual
Record Date: OCT 20, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Crowley For For Management
1.2 Elect Director Sue E. Gove For For Management
1.3 Elect Director Earl G. Graves, Jr. For For Management
1.4 Elect Director Robert R. Grusky For For Management
1.5 Elect Director J.R. Hyde, III For For Management
1.6 Elect Director W. Andrew McKenna For For Management
1.7 Elect Director George R. Mrkonic, Jr. For For Management
1.8 Elect Director Luis P. Nieto For For Management
1.9 Elect Director William C. Rhodes, III For For Management
1.10 Elect Director Theodore W. Ullyot For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED
Ticker: BHI Security ID: 057224107
Meeting Date: APR 23, 2009 Meeting Type: Annual
Record Date: FEB 26, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry D. Brady For For Management
1.2 Elect Director Clarence P. Cazalot, Jr. For For Management
1.3 Elect Director Chad C. Deaton For For Management
1.4 Elect Director Edward P. Djerejian For For Management
1.5 Elect Director Anthony G. Fernandes For For Management
1.6 Elect Director Claire W. Gargalli For For Management
1.7 Elect Director Pierre H. Jungels For For Management
1.8 Elect Director James A. Lash For For Management
1.9 Elect Director J. Larry Nichols For For Management
1.10 Elect Director H. John Riley, Jr. For For Management
1.11 Elect Director Charles L. Watson For For Management
2 Ratify Auditors For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
- --------------------------------------------------------------------------------
BORG-WARNER, INC.
Ticker: BWA Security ID: 099724106
Meeting Date: APR 29, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phyllis O. Bonanno For For Management
1.2 Elect Director Alexis P. Michas For For Management
1.3 Elect Director Richard O. Schaum For For Management
1.4 Elect Director Thomas T. Stallkamp For For Management
1.5 Elect Director Dennis C. Cuneo For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
BROWN & BROWN, INC.
Ticker: BRO Security ID: 115236101
Meeting Date: APR 29, 2009 Meeting Type: Annual
Record Date: FEB 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Hyatt Brown For For Management
1.2 Elect Director Samuel P. Bell, III For For Management
1.3 Elect Director Hugh M. Brown For For Management
1.4 Elect Director J. Powell Brown For For Management
1.5 Elect Director Bradley Currey, Jr. For For Management
1.6 Elect Director Jim W. Henderson For For Management
1.7 Elect Director Theodore J. Hoepner For For Management
1.8 Elect Director Toni Jennings For For Management
1.9 Elect Director Wendell S. Reilly For For Management
1.10 Elect Director John R. Riedman For For Management
1.11 Elect Director Jan E. Smith For For Management
1.12 Elect Director Chilton D. Varner For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CARDINAL HEALTH, INC.
Ticker: CAH Security ID: 14149Y108
Meeting Date: JUN 23, 2009 Meeting Type: Special
Record Date: MAY 15, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Option Exchange Program For Against Management
- --------------------------------------------------------------------------------
CARNIVAL CORP.
Ticker: CCL Security ID: 143658300
Meeting Date: APR 15, 2009 Meeting Type: Annual
Record Date: FEB 17, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 DIRECTOR MICKY ARISON For For Management
1.2 DIRECTOR A. RICHARD G. CAPEN, JR For For Management
1.3 DIRECTOR ROBERT H. DICKINSON For For Management
1.4 DIRECTOR ARNOLD W. DONALD For For Management
1.5 DIRECTOR PIER LUIGI FOSCHI For For Management
1.6 DIRECTOR HOWARD S. FRANK For For Management
1.7 DIRECTOR RICHARD J. GLASIER For For Management
1.8 DIRECTOR MODESTO A. MAIDIQUE For For Management
1.9 DIRECTOR SIR JOHN PARKER For For Management
1.10 DIRECTOR PETER G. RATCLIFFE For For Management
1.11 DIRECTOR STUART SUBOTNICK For For Management
1.12 DIRECTOR LAURA WEIL For For Management
1.13 DIRECTOR RANDALL J. WEISENBURGER For For Management
1.14 DIRECTOR UZI ZUCKER For For Management
2 TO RE-APPOINT PRICEWATERHOUSECOOPERS For For Management
LLP AS INDEPENDENTAUDITORS FOR CARNIVAL
PLC.
3 TO AUTHORIZE THE AUDIT COMMITTEE OF For For Management
CARNIVAL PLC TO AGREE TO THE
REMUNERATION OF THE INDEPENDENT
AUDITORS.
4 TO RECEIVE THE UK ACCOUNTS AND REPORTS For For Management
OF THE DIRECTORS AND AUDITORS OF
CARNIVAL PLC FOR THE FINANCIAL YEAR
ENDED NOVEMBER 30, 2008.
5 TO APPROVE THE DIRECTORS REMUNERATION For For Management
REPORT OF CARNIVAL PLC FOR THE
FINANCIAL YEAR ENDED NOVEMBER 30, 2008.
6 TO INCREASE THE AMOUNT OF THE For For Management
AUTHORIZED BUT UNISSUED SHARE CAPITAL
OF CARNIVAL PLC.
7 TO ADOPT THE AMENDED AND RESTATED For For Management
ARTICLES OF ASSOCIATION OF CARNIVAL
PLC.
8 TO APPROVE CERTAIN AMENDMENTS TO THE For For Management
ARTICLES OF ASSOCIATION OF CARNIVAL
PLC, TO TAKE EFFECT FROM OCTOBER 1,
2009.
9 TO APPROVE THE GIVING OF AUTHORITY FOR For For Management
THE ALLOTMENT OF NEW SHARES BY CARNIVAL
PLC.
10 TO APPROVE THE DISAPPLICATION OF For For Management
PRE-EMPTION RIGHTS IN RELATION TO THE
ALLOTMENT OF NEW SHARES BY CARNIVAL
PLC.
11 TO APPROVE A GENERAL AUTHORITY FOR For For Management
CARNIVAL PLC TO BUY BACK CARNIVAL PLC
ORDINARY SHARES IN THE OPEN MARKET.
- --------------------------------------------------------------------------------
CIGNA CORP.
Ticker: CI Security ID: 125509109
Meeting Date: APR 22, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. Edward Hanway For For Management
1.2 Elect Director John M. Partridge For For Management
1.3 Elect Director James E. Rogers For Against Management
1.4 Elect Director Eric C. Wiseman For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CIMAREX ENERGY CO
Ticker: XEC Security ID: 171798101
Meeting Date: MAY 20, 2009 Meeting Type: Annual
Record Date: MAR 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jerry Box For For Management
2 Elect Director Paul D. Holleman For For Management
3 Elect Director Michael J. Sullivan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CON-WAY INC
Ticker: CNW Security ID: 205944101
Meeting Date: MAY 19, 2009 Meeting Type: Annual
Record Date: MAR 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William R. Corbin For For Management
1.2 Elect Director Robert Jaunich, II For For Management
1.3 Elect Director W. Keith Kennedy, Jr. For For Management
2 Declassify the Board of Directors For For Management
3 Approve Decrease in Size of Board For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CORNING INC.
Ticker: GLW Security ID: 219350105
Meeting Date: APR 30, 2009 Meeting Type: Annual
Record Date: FEB 26, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James B. Flaws For For Management
1.2 Elect Director James R. Houghton For For Management
1.3 Elect Director James J. O'Connor For Withhold Management
1.4 Elect Director Deborah D. Rieman For For Management
1.5 Elect Director Peter F. Volanakis For For Management
1.6 Elect Director Mark S. Wrighton For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Against Against Shareholder
Election of Directors
4 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
DOVER CORPORATION
Ticker: DOV Security ID: 260003108
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date: MAR 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. H. Benson For For Management
1.2 Elect Director R. W. Cremin For For Management
1.3 Elect Director T. J. Derosa For For Management
1.4 Elect Director J-P. M. Ergas For For Management
1.5 Elect Director P. T. Francis For For Management
1.6 Elect Directors K. C. Graham For For Management
1.7 Elect Director J. L. Koley For For Management
1.8 Elect Director R. A. Livingston For For Management
1.9 Elect Director R. K. Lochridge For For Management
1.10 Elect Director B. G. Rethore For For Management
1.11 Elect Director M. B. Stubbs For For Management
1.12 Elect Director M. A. Winston For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Report on Climate Change Against Against Shareholder
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: APR 29, 2009 Meeting Type: Annual
Record Date: MAR 5, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George A. Alcorn For For Management
1.2 Elect Director Charles R. Crisp For For Management
1.3 Elect Director James C. Day For For Management
1.4 Elect Director Mark G. Papa For For Management
1.5 Elect Director H. Leighton Steward For For Management
1.6 Elect Director Donald F. Textor For For Management
1.7 Elect Director Frank G. Wisner For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EQUIFAX INC.
Ticker: EFX Security ID: 294429105
Meeting Date: MAY 8, 2009 Meeting Type: Annual
Record Date: MAR 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark L. Feidler For For Management
1.2 Elect Director John A. McKinley For For Management
1.3 Elect Director Richard F. Smith For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
- --------------------------------------------------------------------------------
FIDELITY NATIONAL FINANCIAL, INC.
Ticker: FNF Security ID: 31620R105
Meeting Date: MAY 28, 2009 Meeting Type: Annual
Record Date: MAR 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank P. Willey For For Management
1.2 Elect Director Willie D. Davis For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GATX CORP.
Ticker: GMT Security ID: 361448103
Meeting Date: APR 24, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anne L. Arvia For For Management
1.2 Elect Director Richard Fairbanks For For Management
1.3 Elect Director Deborah M. Fretz For For Management
1.4 Elect Director Ernst A. Haberli For For Management
1.5 Elect Director Brian A. Kenney For For Management
1.6 Elect Director Mark G. McGrath For For Management
1.7 Elect Director James B. Ream For For Management
1.8 Elect Director David S. Sutherland For For Management
1.9 Elect Director Casey J. Sylla For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HEWITT ASSOCIATES, INC.
Ticker: HEW Security ID: 42822Q100
Meeting Date: FEB 4, 2009 Meeting Type: Annual
Record Date: DEC 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Conaty For For Management
1.2 Elect Director Michele M. Hunt For For Management
1.3 Elect Director Cary D. McMillan For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HUBBELL INCORPORATED
Ticker: HUB.B Security ID: 443510201
Meeting Date: MAY 4, 2009 Meeting Type: Annual
Record Date: MAR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E. Brooks For For Management
1.2 Elect Director G. Edwards For For Management
1.3 Elect Director A. Guzzi For For Management
1.4 Elect Director J. Hoffman For For Management
1.5 Elect Director A. McNally IV For For Management
1.6 Elect Director T. Powers For For Management
1.7 Elect Director G. Ratcliffe For For Management
1.8 Elect Director R. Swift For For Management
1.9 Elect Director D. Van Riper For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INGRAM MICRO, INC.
Ticker: IM Security ID: 457153104
Meeting Date: JUN 3, 2009 Meeting Type: Annual
Record Date: APR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Director John R. Ingram For For Management
1.2 Director Dale R. Laurance For For Management
1.3 Director Gerhard Schulmeyer For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
KOHL'S CORP.
Ticker: KSS Security ID: 500255104
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date: MAR 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Peter Boneparth For For Management
2 Elect Director Steven A. Burd For For Management
3 Elect Director John F. Herma For For Management
4 Elect Director Dale E. Jones For For Management
5 Elect Director William S. Kellogg For For Management
6 Elect Director Kevin Mansell For For Management
7 Elect Director R. Lawrence Montgomery For For Management
8 Elect Director Frank V. Sica For For Management
9 Elect Director Peter M. Sommerhauser For For Management
10 Elect Director Stephanie A. Streeter For For Management
11 Elect Director Stephen E. Watson For For Management
12 Ratify Auditors For For Management
13 Require a Majority Vote for the Against Against Shareholder
Election of Directors
- --------------------------------------------------------------------------------
LIMITED BRANDS
Ticker: LTD Security ID: 532716107
Meeting Date: MAY 28, 2009 Meeting Type: Annual
Record Date: MAR 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Heskett For Did Not Vote Management
1.2 Elect Director Allan R. Tessler For Did Not Vote Management
1.3 Elect Director Abigail S. Wexner For Did Not Vote Management
2 Ratify Auditors For Did Not Vote Management
3 Amend Omnibus Stock Plan For Did Not Vote Management
4 Declassify the Board of Directors None Did Not Vote Management
- --------------------------------------------------------------------------------
MANPOWER INC.
Ticker: MAN Security ID: 56418H100
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: FEB 17, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey A. Joerres For For Management
1.2 Elect Director John R. Walter For For Management
1.3 Elect Director Marc J. Bolland For For Management
1.4 Elect Director Ulice Payne, Jr. For For Management
2 Elect Director Roberto Mendoza For For Management
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Implement MacBride Principles Against Against Shareholder
6 Other Business For Against Management
- --------------------------------------------------------------------------------
MARVEL ENTERTAINMENT, INC.
Ticker: MVL Security ID: 57383T103
Meeting Date: MAY 5, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Breyer For For Management
1.2 Elect Director Laurence N. Charney For For Management
1.3 Elect Director Richard L. Solar For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MATTEL, INC.
Ticker: MAT Security ID: 577081102
Meeting Date: MAY 13, 2009 Meeting Type: Annual
Record Date: MAR 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Dolan For For Management
1.2 Elect Director Robert A. Eckert For For Management
1.3 Elect Director Frances D. Fergusson For For Management
1.4 Elect Director Tully M. Friedman For For Management
1.5 Elect Director Dominic Ng For For Management
1.6 Elect Director Vasant M. Prabhu For For Management
1.7 Elect Director Andrea L. Rich For For Management
1.8 Elect Director Ronald L. Sargent For For Management
1.9 Elect Director Dean A. Scarborough For For Management
1.10 Elect Director Christopher A. Sinclair For For Management
1.11 Elect Director G. Craig Sullivan For For Management
1.12 Elect Director Kathy Brittain White For For Management
2 Ratify Auditors For For Management
3 Report on Product Safety and Working Against Against Shareholder
Conditions
4 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
- --------------------------------------------------------------------------------
MOHAWK INDUSTRIES, INC.
Ticker: MHK Security ID: 608190104
Meeting Date: MAY 13, 2009 Meeting Type: Annual
Record Date: MAR 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce C. Bruckmann For For Management
1.2 Elect Director Frans G. De Cock For For Management
1.3 Elect Director Larry W. McCurdy For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NABORS INDUSTRIES, LTD.
Ticker: NBR Security ID: G6359F103
Meeting Date: JUN 2, 2009 Meeting Type: Annual
Record Date: APR 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Eugene M. Isenberg as Director For For Management
1.2 Elect William T. Comfort as Director For Withhold Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
their Remuneration
3 Pay for Superior Performance Against For Shareholder
4 Adopt a Policy in which the Company Against For Shareholder
will not Make or Promise to Make Any
Death Benefit Payments to Senior
Executives
- --------------------------------------------------------------------------------
OMNICOM GROUP INC.
Ticker: OMC Security ID: 681919106
Meeting Date: MAY 19, 2009 Meeting Type: Annual
Record Date: MAR 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Wren For For Management
1.2 Elect Director Bruce Crawford For For Management
1.3 Elect Director Alan R. Batkin For For Management
1.4 Elect Director Robert Charles Clark For For Management
1.5 Elect Director Leonard S. Coleman, Jr. For For Management
1.6 Elect Director Errol M. Cook For For Management
1.7 Elect Director Susan S. Denison For For Management
1.8 Elect Director Michael A. Henning For For Management
1.9 Elect Director John R. Murphy For For Management
1.10 Elect Director John R. Purcell For For Management
1.11 Elect Director Linda Johnson Rice For For Management
1.12 Elect Director Gary L. Roubos For For Management
2 Ratify Auditors For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
- --------------------------------------------------------------------------------
PROGRESSIVE CORP., THE
Ticker: PGR Security ID: 743315103
Meeting Date: APR 24, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger N. Farah For For Management
1.2 Elect Director Stephen R. Hardis For For Management
1.3 Elect Director Norman S. Matthews For For Management
1.4 Elect Director Bradley T. Sheares For For Management
2 Require Advance Notice for Shareholder For Against Management
Proposals
3 Amend Nomination Procedures for the For Against Management
Board
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
RENT-A-CENTER, INC.
Ticker: RCII Security ID: 76009N100
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Michael J. Gade For Did Not Vote Management
2 Elect Director J.V. Lentell For Did Not Vote Management
3 Ratify Auditors For Did Not Vote Management
- --------------------------------------------------------------------------------
ROBERT HALF INTERNATIONAL INC.
Ticker: RHI Security ID: 770323103
Meeting Date: MAY 5, 2009 Meeting Type: Annual
Record Date: MAR 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew S. Berwick, Jr. For For Management
1.2 Elect Director Frederick P. Furth For For Management
1.3 Elect Director Edward W. Gibbons For For Management
1.4 Elect Director Harold M. Messmer, Jr. For For Management
1.5 Elect Director Barbara J. Novogradac For For Management
1.6 Elect Director Robert J. Pace For For Management
1.7 Elect Director Frederick A. Richman For For Management
1.8 Elect Director J. Stephen Schaub For For Management
1.9 Elect Director M. Keith Waddell For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement For For Management
4 Amend Certificate of Incorporation For For Management
- --------------------------------------------------------------------------------
ROCKWELL COLLINS, INC.
Ticker: COL Security ID: 774341101
Meeting Date: FEB 10, 2009 Meeting Type: Annual
Record Date: DEC 12, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony J. Carbone For For Management
1.2 Elect Director Clayton M. Jones For For Management
1.3 Elect Director Cheryl L. Shavers For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
RYDER SYSTEM, INC.
Ticker: R Security ID: 783549108
Meeting Date: MAY 1, 2009 Meeting Type: Annual
Record Date: MAR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James S. Beard For For Management
1.2 Elect Director John M. Berra For For Management
1.3 Elect Director Luis P. Nieto, Jr. For For Management
1.4 Elect Director E. Follin Smith For For Management
1.5 Elect Director Gregory T. Swienton For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
STUDENT LOAN CORPORATION, THE
Ticker: STU Security ID: 863902102
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date: MAR 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Vikram A. Atal For For Management
2 Elect Director Evelyn E. Handler For For Management
3 Elect Director Loretta Moseman For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TECO ENERGY, INC.
Ticker: TE Security ID: 872375100
Meeting Date: APR 29, 2009 Meeting Type: Annual
Record Date: FEB 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sherrill W. Hudson For For Management
1.2 Elect Director Joseph P. Lacher For For Management
1.3 Elect Director Loretta A. Penn For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
THOMAS & BETTS CORP.
Ticker: TNB Security ID: 884315102
Meeting Date: MAY 6, 2009 Meeting Type: Annual
Record Date: MAR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeananne K. Hauswald For Withhold Management
1.2 Elect Director Dean Jernigan For For Management
1.3 Elect Director Ronald B. Kalich For Withhold Management
1.4 Elect Director Kenneth R. Masterson For Withhold Management
1.5 Elect Director Dominic J. Pileggi For For Management
1.6 Elect Director Jean-Paul Richard For For Management
1.7 Elect Director Rufus H. Rivers For For Management
1.8 Elect Director Kevin L. Roberg For For Management
1.9 Elect Director David D. Stevens For For Management
1.10 Elect Director William H. Waltrip For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
THOR INDUSTRIES, INC.
Ticker: THO Security ID: 885160101
Meeting Date: DEC 9, 2008 Meeting Type: Annual
Record Date: OCT 16, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wade F.B. Thompson For For Management
1.2 Elect Director Jan H. Suwinski For For Management
2 Approve Executive Incentive Bonus Plan For For Management
- --------------------------------------------------------------------------------
VALERO ENERGY CORP.
Ticker: VLO Security ID: 91913Y100
Meeting Date: APR 30, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry D. Choate For For Management
1.2 Elect Director William R. Klesse For For Management
1.3 Elect Director Donald L. Nickles For For Management
1.4 Elect Director Susan Kaufman Purcell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
4 Stock Retention/Holding Period Against Against Shareholder
5 Disclose Information on Compensation Against Against Shareholder
Consultant
6 Report on Political Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
WHITE MOUNTAINS INSURANCE GROUP LTD
Ticker: WTM Security ID: G9618E107
Meeting Date: JUN 4, 2009 Meeting Type: Annual
Record Date: APR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Howard L. Clark, Jr. as Director For For Management
1.2 Elect Robert P. Cochran as Director For For Management
1.3 Elect A. Michael Frinquelli as Director For For Management
1.4 Elect Allan L. Waters as Director For For Management
2.1 Elect Brian E. Kensil as Director for For For Management
Siruis International Insurance
Corporation
2.2 Elect Jan A.M. Silverudd as Director For For Management
for Siruis International Insurance
Corporation
2.3 Elect Goran Thorstensson as Director For For Management
for Siruis International Insurance
Corporation
2.4 Elect Allan L. Waters as Director for For For Management
Siruis International Insurance
Corporation
3.1 Elect Christine H. Repasy as Director For For Management
for Scandinavian Reinsurance Company
Ltd.
3.2 Elect Warren J. Trace as Director for For For Management
Scandinavian Reinsurance Company Ltd.
3.3 Elect Allan L. Waters as Director for For For Management
Scandinavian Reinsurance Company Ltd
4.1 Elect Jeffrey W. Davis as Director for For For Management
White Mountains Re Bermuda Ltd.
4.2 Elect Brian E. Kensil as Director for For For Management
White Mountains Re Bermuda Ltd.
4.3 Elect Christine H. Repasy as Director For For Management
for White Mountains Re Bermuda Ltd.
4.4 Elect Warren J. Trace as Director for For For Management
White Mountains Re Bermuda Ltd.
4.5 Elect Allan L. Waters as Director for For For Management
White Mountains Re Bermuda Ltd.
5.1 Elect Raymond Barrette as Director for For For Management
White Mountains Life Reinsurance
(Bermuda) Ltd.
5.2 Elect Henry K. Cheng as Director for For For Management
White Mountains Life Reinsurance
(Bermuda) Ltd.
5.3 Elect David T. Foy as Director for For For Management
White Mountains Life Reinsurance
(Bermuda) Ltd.
5.4 Elect Jennifer L. Pitts as Director for For For Management
White Mountains Life Reinsurance
(Bermuda) Ltd.
6.1 Elect Scott W. Edwards as Director for For For Management
Galileo Weather Risk Management Ltd.
6.2 Elect David T. Foy as Director for For For Management
Galileo Weather Risk Management Ltd.
6.3 Elect Martin R. Manilow as Director for For For Management
Galileo Weather Risk Management Ltd.
6.4 Elect Jennifer L. Pitts as Director for For For Management
Galileo Weather Risk Management Ltd.
7.1 Elect Raymond Barrette as Director for For For Management
Any New Non-U.S. Operating Subsidiary
7.2 Elect David T. Foy as Director for Any For For Management
New Non-U.S. Operating Subsidiary
7.3 Elect Jennifer L. Pitts as Director for For For Management
Any New Non-U.S. Operating Subsidiary
7.4 Elect Warren J. Trace as Director for For For Management
Any New Non-U.S. Operating Subsidiary
8 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
========== END NPX REPORT
FOR THE PERIOD JULY 1, 2008 - JUNE 30, 2009
VANTAGEPOINT AGGRESSIVE OPPORTUNITIES
SUBADVISER: LEGG MASON CAPITAL MANAGEMENT, INC.
- --------------------------------------------------------------------------------
LENOVO GROUP LIMITED (FORMERLY LEGEND GROUP LIMITED)
Ticker: 992 HK CUSIP: HK0992009065
Meeting Date: 7/25/2008
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Accept Financial Statements and Statutory Reports Mgmt Yes For For
Approve Final Dividend Mgmt Yes For For
Reelect Tian Suning as Director Mgmt Yes For For
Reelect Woo Chia-Wei as Director Mgmt Yes For For
Reelect Ting Lee Sen as Director Mgmt Yes For For
Reelect Liu Chuanzhi as Director Mgmt Yes For For
Reelect Zhu Linan as Director Mgmt Yes For For
Authorize Board to Fix Remuneration of Directors Mgmt Yes For For
Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Mgmt Yes For For
Their Remuneration
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Mgmt Yes For For
Rights
Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt Yes For For
Authorize Reissuance of Repurchased Shares Mgmt Yes For For
- --------------------------------------------------------------------------------
ELECTRONIC ARTS INC.
Ticker: ERTS CUSIP: 285512109
Meeting Date: 7/31/2008
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Elect Director Leonard S. Coleman Mgmt Yes For For
Elect Director Gary M. Kusin Mgmt Yes For For
Elect Director Gregory B. Maffei Mgmt Yes For For
Elect Director Vivek Paul Mgmt Yes For For
Elect Director Lawrence F. Probst III Mgmt Yes For For
Elect Director John S. Riccitiello Mgmt Yes For For
Elect Director Richard A. Simonson Mgmt Yes For For
Elect Director Linda J. Srere Mgmt Yes For For
Amend Omnibus Stock Plan Mgmt Yes For For
Amend Qualified Employee Stock Purchase Plan Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
- --------------------------------------------------------------------------------
RED HAT, INC.
Ticker: RHT CUSIP: 756577102
Meeting Date: 8/14/2008
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Elect Director Narendra K. Gupta Mgmt Yes For For
Elect Director William S. Kaiser Mgmt Yes For For
Elect Director James M. Whitehurst Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
Amend Omnibus Stock Plan Mgmt Yes For For
- --------------------------------------------------------------------------------
STANDARD PACIFIC CORP.
Ticker: SPF CUSIP: 85375C101
Meeting Date: 8/18/2008
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Approve Conversion of Securities Mgmt Yes For For
Amend Articles of Incorporation Mgmt Yes For For
Amend Omnibus Stock Plan Mgmt Yes For For
- --------------------------------------------------------------------------------
INTEGRATED DEVICE TECHNOLOGY, INC.
Ticker: IDTI CUSIP: 458118106
Meeting Date: 9/12/2008
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Elect Director John Schofield Mgmt Yes For For
Elect Director Lew Eggebrecht Mgmt Yes For For
Elect Director Gordon Parnell Mgmt Yes For For
Elect Director Ron Smith Mgmt Yes For For
Elect Director Nam P. Suh Mgmt Yes For For
Elect Director T.L. Tewksbury III Mgmt Yes For For
Amend Omnibus Stock Plan Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
- --------------------------------------------------------------------------------
NATIONAL CITY CORP.
Ticker: NCC CUSIP: 635405103
Meeting Date: 9/15/2008
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Increase Authorized Common Stock Mgmt Yes For For
Approve Conversion of Securities Mgmt Yes For For
- --------------------------------------------------------------------------------
NATIONAL SEMICONDUCTOR CORP.
Ticker: NSM CUSIP: 637640103
Meeting Date: 9/25/2008
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Elect Director Brian L. Halla Mgmt Yes For For
Elect Director Steven R. Appleton Mgmt Yes For For
Elect Director Gary P. Arnold Mgmt Yes For For
Elect Director Richard J. Danzig Mgmt Yes For For
Elect Director John T. Dickson Mgmt Yes For For
Elect Director Robert J. Frankenberg Mgmt Yes For For
Elect Director Modesto A. Maidique Mgmt Yes For For
Elect Director Edward R. McCracken Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
- --------------------------------------------------------------------------------
ALKERMES, INC.
Ticker: ALKS CUSIP: 01642T108
Meeting Date: 10/7/2008
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Elect Director Floyd E. Bloom Mgmt Yes For For
Elect Director Robert A. Breyer Mgmt Yes For For
Elect Director Geraldine Henwood Mgmt Yes For For
Elect Director Paul J. Mitchell Mgmt Yes For For
Elect Director Richard F. Pops Mgmt Yes For For
Elect Director Alexander Rich Mgmt Yes For For
Elect Director David A. Broecker Mgmt Yes For For
Elect Director Mark B. Skaletsky Mgmt Yes For For
Elect Director Michael A. Wall Mgmt Yes For For
Elect Director David W. Anstice Mgmt Yes For For
Approve Omnibus Stock Plan Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
- --------------------------------------------------------------------------------
HECKMANN CORP
Ticker: HEK CUSIP: 422680108
Meeting Date: 10/30/2008
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Amend Certificate of Incorporation to Provide For the Company to Have Mgmt Yes For For
Perpetual Existence
Approve Merger Agreement Mgmt Yes For For
Issue Shares in Connection with Acquisition Mgmt Yes For For
Adjourn Meeting Mgmt Yes For For
- --------------------------------------------------------------------------------
SYNCORA HOLDINGS LTD.
Ticker: SYCRF CUSIP: G8649T109
Meeting Date: 2/9/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
APPROVE AN AMENDMENT TO BYE-LAW 3 OF THE BYE-LAWS SO THAT CHIEF EXECUTIVE Mgmt Yes For For
OFFICER NEED NOT SERVE AS A DIRECTOR OF THE COMPANY.
TO APPROVE AN AMENDMENT TO BYE-LAW 19 OF THE BYE-LAWS SO THAT REMUNERATION Mgmt Yes For For
AND BENEFITS OF DIRECTORS WILL BE DETERMINED BY THE NOMINATING & GOVERNANCE
COMMITTEE.
TO APPROVE AMENDMENTS TO BYE-LAWS 1, 18, 27, 38, 44, 45 AND 81 OF THE Mgmt Yes For For
BYE-LAWS TO REMOVE REFERENCES TO THE XL GROUP TO REFLECT THAT XL CAPITAL LTD
IS NO LONGER A SHAREHOLDER OF THE COMPANY.
AMENDMENTS TO BYE-LAWS 38, 44, 45 AND 60 TO TRANSFER, CERTAIN ORIGINAL Mgmt Yes For For
RIGHTS OF THE XL GROUP TO THE SCA SHAREHOLDER ENTITTY.
APPROVE AN AMENDMENT TO BYE-LAW 36 OF THE BYE-LAWS TO PROHIBIT SHAREHOLDERS Mgmt Yes For For
FROM ADOPTING RESOLUTIONS BY WRITTEN CONSENT.
TO APPROVE AN AMENDMENT TO BYE-LAW 50 OF THE BYE-LAWS TO ALLOW THE COMPANY Mgmt Yes For For
TO HOLD ITS OWN SHARES, I.E., TREASURY SHARES.
AMENDMENTS TO BYE-LAWS 3, 53 AND 78 TO ELIMINATE THE REQUIREMENT THAT Mgmt Yes For For
CERTAIN DEEDS AND OTHER INSTRUMENTS BE EXECUTED.
AMENDMENTS TO BYE-LAWS 75 AND 77 TO SPECIFY CERTAIN DOCUMENTS TO WHICH THE Mgmt Yes For For
NOTICE PROVISIONS APPLY, THE METHODS AND TIME PERIODS FOR DELIVERY AND THE
PROOF OF SUCH DELIVERY.
AMENDMENT TO BYE-LAW 60 OF THE BYE-LAWS TO IMPOSE A MANDATORY RESTRICTION ON Mgmt Yes For For
THE TRANSFER OF THE COMPANY S EQUITY SECURITIES.
AMENDMENTS TO BYE-LAWS 31 AND 60 TO REMOVE REFERENCES TO COMPANY HAVING TO Mgmt Yes For For
MEET THE REQUIREMENTS OF THE NEW YORK STOCK EXCHANGE IN CONNECTION WITH THE
DELISTING OF THE COMPANY.
- --------------------------------------------------------------------------------
UNIVERSAL TECHNICAL INSTITUTE, INC.
Ticker: UTI CUSIP: 913915104
Meeting Date: 2/25/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Elect Director Roger S. Penske Mgmt Yes For For
Elect Director Linda J. Srere Mgmt Yes For For
Elect Director John C. White Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
- --------------------------------------------------------------------------------
INTERNATIONAL GAME TECHNOLOGY
Ticker: IGT CUSIP: 459902102
Meeting Date: 3/3/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Elect Director Robert A. Bittman Mgmt Yes For For
Elect Director Richard R. Burt Mgmt Yes For For
Elect Director Patti S. Hart Mgmt Yes For For
Elect Director Robert A. Mathewson Mgmt Yes For For
Elect Director Thomas J. Matthews Mgmt Yes For For
Elect Director Robert Miller Mgmt Yes For For
Elect Director Frederick B. Rentschler Mgmt Yes For For
Elect Director David E. Roberson Mgmt Yes For For
Amend Omnibus Stock Plan Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
Elect Director Philip G. Satre Mgmt Yes For For
- --------------------------------------------------------------------------------
ANALOG DEVICES, INC.
Ticker: ADI CUSIP: 032654105
Meeting Date: 3/10/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Elect Director James A. Champy Mgmt Yes For For
Elect Director Yves-Andre Istel Mgmt Yes For For
Elect Director Neil Novich Mgmt Yes For For
Elect Director Kenton J. Sicchitano Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
Declassify the Board of Directors ShrHoldr Yes For Against
- --------------------------------------------------------------------------------
ASSURED GUARANTY LTD
Ticker: AGO CUSIP: G0585R106
Meeting Date: 3/16/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Approve Issuance of Shares to Dexia Holdings, Inc. in Connection with the Mgmt Yes For For
Acquisition of Financial Security Assurance Holdings Ltd.
Approve Issuance of Shares to WLR Recovery Fund IV, L.P. in Connection with Mgmt Yes For For
the Financing of the Acquisition of Financial Security Assurance Holdings
Ltd.
- --------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
Ticker: HIG CUSIP: 416515104
Meeting Date: 3/26/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Approve Conversion of Securities Mgmt Yes For For
- --------------------------------------------------------------------------------
COPART, INC.
Ticker: CPRT CUSIP: 217204106
Meeting Date: 4/14/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Approve Stock-for-Salary/Bonus Plan Mgmt Yes For For
- --------------------------------------------------------------------------------
LENNAR CORP.
Ticker: LEN CUSIP: 526057104
Meeting Date: 4/15/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Elect Director Irving Bolotin Mgmt Yes For For
Elect Director Steven L. Gerard Mgmt Yes For For
Elect Director Sherrill W. Hudson Mgmt Yes For For
Elect Director R. Kirk Landon Mgmt Yes For For
Elect Director Sidney Lapidus Mgmt Yes For For
Elect Director Stuart A. Miller Mgmt Yes For For
Elect Director Donna E. Shalala Mgmt Yes For For
Elect Director Jeffrey Sonnenfeld Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
Amend Omnibus Stock Plan Mgmt Yes Against Against
Adopt Quantitative GHG Goals for Products and Operations ShrHoldr Yes Against For
- --------------------------------------------------------------------------------
TAKE-TWO INTERACTIVE SOFTWARE, INC.
Ticker: TTWO CUSIP: 874054109
Meeting Date: 4/23/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Elect Director Ben Feder Mgmt Yes For For
Elect Director Strauss Zelnick Mgmt Yes For For
Elect Director Robert A. Bowman Mgmt Yes For For
Elect Director Grover C. Brown Mgmt Yes For For
Elect Director Michael Dornemann Mgmt Yes For For
Elect Director John F. Levy Mgmt Yes For For
Elect Director J Moses Mgmt Yes For For
Elect Director Michael J. Sheresky Mgmt Yes For For
Approve Omnibus Stock Plan Mgmt Yes For For
Increase Authorized Common Stock Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
Link Executive Pay to Social and Financial Issues ShrHoldr Yes Against For
- --------------------------------------------------------------------------------
XL CAPITAL LTD.
Ticker: XL CUSIP: G98255105
Meeting Date: 4/24/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Elect Dale R. Comey as a Director Mgmt Yes For For
Elect Robert R. Glauber as a Director Mgmt Yes For For
Elect G. Thompson Hutton as a Director Mgmt Yes For For
Amend 1991 Peformance Incentive Program Mgmt Yes For For
Amend Directors Stock & Option Plan Mgmt Yes For For
Ratify PriceWaterhouseCoopers LLP as Auditors Mgmt Yes For For
- --------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY CUSIP: 278642103
Meeting Date: 4/29/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Elect Director Marc L. Andreessen Mgmt Yes For For
Elect Director William C. Ford, Jr. Mgmt Yes For For
Elect Director Dawn G. Lepore Mgmt Yes For For
Elect Director Pierre M. Omidyar Mgmt Yes For For
Elect Director Richard T. Schlosberg, III Mgmt Yes For For
Approve Stock Option Exchange Program Mgmt Yes For For
Amend Omnibus Stock Plan Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
- --------------------------------------------------------------------------------
CAREER EDUCATION CORP.
Ticker: CECO CUSIP: 141665109
Meeting Date: 4/30/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Elect Director Dennis H. Chookaszian Mgmt Yes For For
Elect Director David W. Devonshire Mgmt Yes For For
Elect Director Patrick W. Gross Mgmt Yes For For
Elect Director Gregory L. Jackson Mgmt Yes For For
Elect Director Thomas B. Lally Mgmt Yes For For
Elect Director Steven H. Lesnik Mgmt Yes For For
Elect Director Gary E. McCullough Mgmt Yes For For
Elect Director Edward A. Snyder Mgmt Yes For For
Elect Director Leslie T. Thornton Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
- --------------------------------------------------------------------------------
EXTERRAN HOLDINGS, INC.
Ticker: EXH CUSIP: 30225X103
Meeting Date: 4/30/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Elect Director Janet F. Clark Mgmt Yes For For
Elect Director Ernie L. Danner Mgmt Yes For For
Elect Director Uriel E. Dutton Mgmt Yes For For
Elect Director Gordon T. Hall Mgmt Yes For For
Elect Director J.W.G. Honeybourne Mgmt Yes For For
Elect Director John E. Jackson Mgmt Yes For For
Elect Director William C. Pate Mgmt Yes For For
Elect Director Stephen M. Pazuk Mgmt Yes For For
Elect Director Christopher T. Seaver Mgmt Yes For For
Elect Director Stephen A. Snider Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
Amend Omnibus Stock Plan Mgmt Yes For For
- --------------------------------------------------------------------------------
NALCO HOLDING COMPANY
Ticker: NLC CUSIP: 62985Q101
Meeting Date: 5/1/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Elect Director J. Erik Fyrwald Mgmt Yes For For
Elect Director Richard B. Marchese Mgmt Yes For For
Elect Director Paul J. Norris Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
- --------------------------------------------------------------------------------
ZIMMER HOLDINGS INC
Ticker: ZMH CUSIP: 98956P102
Meeting Date: 5/4/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Elect Director Betsy J. Bernard Mgmt Yes For For
Elect Director Marc N. Casper Mgmt Yes For For
Elect Director David C. Dvorak Mgmt Yes For For
Elect Director Robert A. Hagemann Mgmt Yes For For
Elect Director Arthur J. Higgins Mgmt Yes For For
Elect Director Cecil B. Pickett Mgmt Yes For For
Elect Director Augustus A. White, III Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
Approve Omnibus Stock Plan Mgmt Yes For For
Amend Non-Employee Director Omnibus Stock Plan Mgmt Yes For For
Amend Deferred Compensation Plan Mgmt Yes For For
- --------------------------------------------------------------------------------
HATTERAS FINL CORP
Ticker: HTS CUSIP: 41902R103
Meeting Date: 5/6/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Elect Director Michael R. Hough Mgmt Yes For For
Elect Director Benjamin M. Hough Mgmt Yes For For
Elect Director David W. Berson Mgmt Yes For For
Elect Director Ira G. Kawaller Mgmt Yes For For
Elect Director Jeffrey D. Miller Mgmt Yes For For
Elect Director Thomas D. Wren Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
- --------------------------------------------------------------------------------
HECKMANN CORP
Ticker: HEK CUSIP: 422680108
Meeting Date: 5/6/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Elect Director Lou Holtz Mgmt Yes For For
Elect Director Edward A. Barkett Mgmt Yes For For
Elect Director Dan Quayle Mgmt Yes For For
Elect Director Andrew D Seidel Mgmt Yes For For
Increase Authorized Common Stock Mgmt Yes For For
Approve Omnibus Stock Plan Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
Other Business Mgmt Yes Against Against
- --------------------------------------------------------------------------------
ASSURED GUARANTY LTD
Ticker: AGO CUSIP: G0585R106
Meeting Date: 5/7/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Elect Stephen A. Cozen as Director Mgmt Yes For For
Elect Donald H. Layton as Director Mgmt Yes For For
Elect Wilbur L. Ross, Jr. as Director Mgmt Yes For For
Elect Walter A. Scott as Director Mgmt Yes For For
Amend 2004 Long-Term Incentive Plan Mgmt Yes For For
Amend Employee Stock Purchase Plan Mgmt Yes For For
Ratify PricewaterhouseCoopers LLP as the Company's Independent Auditors Mgmt Yes For For
Elect Howard Albert as Director of Assured Guaranty Re Ltd. Mgmt Yes For For
Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd. Mgmt Yes For For
Elect Gary Burnet as Director of Assured Guaranty Re Ltd. Mgmt Yes For For
Elect Dominic J. Frederico as Director of Assured Guaranty Re Ltd. Mgmt Yes For For
Elect James M. Michener as Director of Assured Guaranty Re Ltd. Mgmt Yes For For
Elect Robert B. Mills as Director of Assured Guaranty Re Ltd. Mgmt Yes For For
Elect David Penchoff as Director of Assured Guaranty Re Ltd. Mgmt Yes For For
Elect Andrew Pickering as Director of Assured Guaranty Re Ltd. Mgmt Yes For For
Ratify PricewatehouseCoopers LLP as Assured Guaranty Re Ltd.'s Independent Mgmt Yes For For
Auditors
- --------------------------------------------------------------------------------
CALPINE CORP.
Ticker: CPN CUSIP: 131347304
Meeting Date: 5/7/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Elect Director Frank Cassidy Mgmt Yes For For
Elect Director Jack A. Fusco Mgmt Yes For For
Elect Director Robert C. Hinckley Mgmt Yes For For
Elect Director David C. Merritt Mgmt Yes For For
Elect Director W. Benjamin Moreland Mgmt Yes For For
Elect Director Robert A. Mosbacher, Jr. Mgmt Yes For For
Elect Director Denise M. O'Leary Mgmt Yes For For
Elect Director William J. Patterson Mgmt Yes For For
Elect Director J. Stuart Ryan Mgmt Yes For For
Establish Range For Board Size Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
- --------------------------------------------------------------------------------
KKR FINANCIAL HOLDINGS LLC
Ticker: KFN CUSIP: 48248A306
Meeting Date: 5/7/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Elect Director William F. Aldinger Mgmt Yes For For
Elect Director Tracy L. Collins Mgmt Yes For For
Elect Director Vincent Paul Finigan Mgmt Yes For For
Elect Director Paul M. Hazen Mgmt Yes For For
Elect Director R. Glenn Hubbard Mgmt Yes For For
Elect Director Ross J. Kari Mgmt Yes For For
Elect Director Ely L. Licht Mgmt Yes For For
Elect Director Deborah H. McAneny Mgmt Yes For For
Elect Director Scott C. Nuttall Mgmt Yes For For
Elect Director Scott A. Ryles Mgmt Yes For For
Elect Director William C. Sonneborn Mgmt Yes For For
Elect Director Willy R. Strothotte Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
Increase Authorized Common Stock Mgmt Yes For For
- --------------------------------------------------------------------------------
NII HOLDINGS, INC.
Ticker: NIHD CUSIP: 62913F201
Meeting Date: 5/12/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Elect Director George A. Cope Mgmt Yes For For
Elect Director Raymond P. Dolan Mgmt Yes For For
Elect Director Carolyn Katz Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
- --------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL INC
Ticker: PRU CUSIP: 744320102
Meeting Date: 5/12/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Elect Director Thomas J. Baltimore, Jr. Mgmt Yes For For
Elect Director Frederic K. Becker Mgmt Yes For For
Elect Director Gordon M. Bethune Mgmt Yes For For
Elect Director Gaston Caperton Mgmt Yes For For
Elect Director Gilbert F. Casellas Mgmt Yes For For
Elect Director James G. Cullen Mgmt Yes For For
Elect Director William H. Gray, III Mgmt Yes For For
Elect Director Mark B. Grier Mgmt Yes For For
Elect Director Jon F. Hanson Mgmt Yes For For
Elect Director Constance J. Horner Mgmt Yes For For
Elect Director Karl J. Krapek Mgmt Yes For For
Elect Director Christine A. Poon Mgmt Yes For For
Elect Director John R. Strangfield Mgmt Yes For For
Elect Director James A. Unruh Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
Advisory Vote to Ratify Named Executive Officers' Compensation ShrHoldr Yes Against For
Require Independent Board Chairman ShrHoldr Yes Against For
- --------------------------------------------------------------------------------
SPRINT NEXTEL CORPORATION
Ticker: S CUSIP: 852061100
Meeting Date: 5/12/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Elect Director Robert R. Bennett Mgmt Yes For For
Elect Director Gordon M. Bethune Mgmt Yes For For
Elect Director Larry C. Glasscock Mgmt Yes For For
Elect Director James H. Hance, Jr. Mgmt Yes For For
Elect Director Daniel R. Hesse Mgmt Yes For For
Elect Director V. Janet Hill Mgmt Yes For For
Elect Director Frank Ianna Mgmt Yes For For
Elect Director Sven-Christer Nilsson Mgmt Yes For For
Elect Director William R. Nuti Mgmt Yes For For
Elect Director Rodney O?Neal Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
Amend Qualified Employee Stock Purchase Plan Mgmt Yes For For
Amend Bylaws-- Call Special Meetings ShrHoldr Yes Against For
Report on Political Contributions ShrHoldr Yes Against For
- --------------------------------------------------------------------------------
THE ST. JOE COMPANY
Ticker: JOE CUSIP: 790148100
Meeting Date: 5/12/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Elect Director Michael L. Ainslie Mgmt Yes For For
Elect Director Hugh M. Durden Mgmt Yes For For
Elect Director Thomas A. Fanning Mgmt Yes For For
Elect Director Wm. Britton Greene Mgmt Yes For For
Elect Director Adam W. Herbert, Jr. Mgmt Yes For For
Elect Director Delores M. Kesler Mgmt Yes For For
Elect Director John S. Lord Mgmt Yes For For
Elect Director Walter L. Revell Mgmt Yes For For
Approve Omnibus Stock Plan Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
- --------------------------------------------------------------------------------
WATERS CORPORATION
Ticker: WAT CUSIP: 941848103
Meeting Date: 5/12/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Elect Director Joshua Bekenstein Mgmt Yes For For
Elect Director Michael J. Berendt, Ph.D. Mgmt Yes For For
Elect Director Douglas A. Berthiaume Mgmt Yes For For
Elect Director Edward Conard Mgmt Yes For For
Elect Director Laurie H. Glimcher, M.D. Mgmt Yes For For
Elect Director Christopher A. Kuebler Mgmt Yes For For
Elect Director William J. Miller Mgmt Yes For For
Elect Director JoAnn A. Reed Mgmt Yes For For
Elect Director Thomas P. Salice Mgmt Yes For For
Approve Qualified Employee Stock Purchase Plan Mgmt Yes For For
Approve Executive Incentive Bonus Plan Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
- --------------------------------------------------------------------------------
GENWORTH FINANCIAL, INC.
Ticker: GNW CUSIP: 37247D106
Meeting Date: 5/13/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Elect Director Frank J. Borelli Mgmt Yes For For
Elect Director Michael D. Fraizer Mgmt Yes For For
Elect Director Nancy J. Karch Mgmt Yes For For
Elect Director J. Robert "Bob" Kerrey Mgmt Yes For For
Elect Director Risa J. Lavizzo-Mourey Mgmt Yes For For
Elect Director James A. Parke Mgmt Yes For For
Elect Director James S. Riepe Mgmt Yes For For
Elect Director Barrett A. Toan Mgmt Yes For For
Elect Director Thomas B. Wheeler Mgmt Yes For For
Approve Repricing of Options Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
- --------------------------------------------------------------------------------
RACKSPACE HOSTING, INC.
Ticker: RAX CUSIP: 750086100
Meeting Date: 5/13/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Elect Director S. James Bishkin Mgmt Yes For For
Elect Director Fred Reichheld Mgmt Yes For For
Elect Director Mark P. Mellin Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
- --------------------------------------------------------------------------------
MGIC INVESTMENT CORP.
Ticker: MTG CUSIP: 552848103
Meeting Date: 5/14/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Elect Director Karl E. Case Mgmt Yes For For
Elect Director Curt S. Culver Mgmt Yes For For
Elect Director William A. McIntosh Mgmt Yes For For
Elect Director Leslie M. Muma Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
- --------------------------------------------------------------------------------
J. C. PENNEY CO., INC (HLDG CO)
Ticker: JCP CUSIP: 708160106
Meeting Date: 5/15/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Elect Director Colleen C. Barrett Mgmt Yes For For
Elect Director M. Anthony Burns Mgmt Yes For For
Elect Director Maxine K. Clark Mgmt Yes For For
Elect Director Thomas J. Engibous Mgmt Yes For For
Elect Director Kent B. Foster Mgmt Yes For For
Elect Director Ken C. Hicks Mgmt Yes For For
Elect Director Burl Osborne Mgmt Yes For For
Elect Director Leonard H. Roberts Mgmt Yes For For
Elect Director Javier G. Teruel Mgmt Yes For For
Elect Director R. Gerald Turner Mgmt Yes For For
Elect Director Myron E. Ullman, III Mgmt Yes For For
Elect Director Mary Beth West Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
Approve Omnibus Stock Plan Mgmt Yes For For
Adopt Principles for Health Care Reform ShrHoldr Yes Against For
- --------------------------------------------------------------------------------
CIMAREX ENERGY CO
Ticker: XEC CUSIP: 171798101
Meeting Date: 5/20/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Elect Director Jerry Box Mgmt Yes For For
Elect Director Paul D. Holleman Mgmt Yes For For
Elect Director Michael J. Sullivan Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
- --------------------------------------------------------------------------------
EURONET WORLDWIDE INC.
Ticker: EEFT CUSIP: 298736109
Meeting Date: 5/20/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Elect Director Paul S. Althasen Mgmt Yes For For
Elect Director Thomas A. McDonnell Mgmt Yes For For
Amend Certificate of Incorporation to Eliminate Mandatory Indemnification of Mgmt Yes For For
Non-Executive Employees
Eliminate Right to Act by Written Consent Mgmt Yes Against Against
Amend Omnibus Stock Plan Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
- --------------------------------------------------------------------------------
WELLPOINT, INC.
Ticker: WLP CUSIP: 94973V107
Meeting Date: 5/20/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Elect Director Lenox D. Baker, Jr., M.D. Mgmt Yes For For
Elect Director Susan B. Bayh Mgmt Yes For For
Elect Director Larry C. Glasscock Mgmt Yes For For
Elect Director Julie A. Hill Mgmt Yes For For
Elect Director Ramiro G. Peru Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
Approve Omnibus Stock Plan Mgmt Yes For For
Amend Qualified Employee Stock Purchase Plan Mgmt Yes For For
Advisory Vote to Ratify Named Executive Officers' Compensation ShrHoldr Yes Against For
- --------------------------------------------------------------------------------
QUANTA SERVICES, INC.
Ticker: PWR CUSIP: 74762E102
Meeting Date: 5/21/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Elect Director James R. Ball Mgmt Yes For For
Elect Director John R. Colson Mgmt Yes For For
Elect Director J. Michal Conaway Mgmt Yes For For
Elect Director Ralph R. Disibio Mgmt Yes For For
Elect Director Bernard Fried Mgmt Yes For For
Elect Director Louis C. Golm Mgmt Yes For For
Elect Director Worthing F. Jackman Mgmt Yes For For
Elect Director Bruce Ranck Mgmt Yes For For
Elect Director John R. Wilson Mgmt Yes For For
Elect Director Pat Wood, III Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
- --------------------------------------------------------------------------------
SEI INVESTMENT COMPANY
Ticker: SEIC CUSIP: 784117103
Meeting Date: 5/21/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Elect Director Carmen V. Romeo Mgmt Yes Withhold Against
Elect Director Richard B. Lieb Mgmt Yes Withhold Against
Ratify Auditors Mgmt Yes For For
- --------------------------------------------------------------------------------
SLM CORPORATION
Ticker: SLM CUSIP: 78442P106
Meeting Date: 5/22/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Elect Director Ann Torre Bates Mgmt Yes For For
Elect Director William M. Diefenderfer, III Mgmt Yes For For
Elect Director Diane Suitt Gilleland Mgmt Yes For For
Elect Director Earl A. Goode Mgmt Yes For For
Elect Director Ronald F. Hunt Mgmt Yes For For
Elect Director Albert L. Lord Mgmt Yes For For
Elect Director Michael E. Martin Mgmt Yes For For
Elect Director Barry A. Munitz Mgmt Yes For For
Elect Director Howard H. Newman Mgmt Yes For For
Elect Director A. Alexander Porter, Jr. Mgmt Yes For For
Elect Director Frank C. Puleo Mgmt Yes For For
Elect Director Wolfgang Schoellkopf Mgmt Yes For For
Elect Director Steven L. Shapiro Mgmt Yes For For
Elect Director J. Terry Strange Mgmt Yes For For
Elect Director Anthony P. Terracciano Mgmt Yes For For
Elect Director Barry L. Williams Mgmt Yes For For
Approve Non-Employee Director Omnibus Stock Plan Mgmt Yes For For
Approve Omnibus Stock Plan Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
- --------------------------------------------------------------------------------
MARINE HARVEST ASA (FORMERLY PAN FISH ASA)
Ticker: MHG.NO CUSIP: NO0003054108
Meeting Date: 5/27/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting Mgmt Yes For For
Approve Notice of Meeting and Agenda Mgmt Yes For For
Approve Financial Statements and Statutory Reports Mgmt Yes For For
Approve Treatment of Net Loss Mgmt Yes For For
Authorize Repurchase of Shares and Reissuance of Repurchased Shares Mgmt Yes For For
Approve Issuance of 96 Million Shares for a Private Placement to Carnegie ASA Mgmt Yes For For
Approve Creation of NOK 260.9 Million Pool of Capital without Preemptive Mgmt Yes For For
Rights
Approve Remuneration of Directors in the Amount of NOK 750,000 for Chairman, Mgmt Yes For For
NOK 350,000 for Vice-Chairman and NOK 275,000 for Other Directors; Approve
Remuneration of Nominating Committee and Auditors
Reelect Leif Onarheim and Solveig Strand as Directors for One-Year Terms; Mgmt Yes For For
Elect Ole Leroy (Vice Chair) as New Director for Two-Year Term
Reelect Erling Lind, Merete Haugli and Yngve Myhre as Members of Nominating Mgmt Yes For For
Committee
Approve Remuneration Policy And Other Terms of Employment For Executive Mgmt Yes For For
Management
Approve NOK 3 Billion Transfer from Share Premium Account to Unrestricted Mgmt Yes For For
Shareholders' Equity
Instruct Board to Consider Establishing Committee or Authorising Existing ShrHoldr Yes Against For
Committee to Assess Company's Operations in Terms of Handling Diseases in
Accordance with General Environmental Management Responsibility
- --------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
Ticker: HIG CUSIP: 416515104
Meeting Date: 5/27/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Elect Director Robert B. Allardice, III Mgmt Yes For For
Elect Director Ramani Ayer Mgmt Yes For For
Elect Director Trevor Fetter Mgmt Yes For For
Elect Director Edward J. Kelly, III Mgmt Yes For For
Elect Director Paul G. Kirk, Jr. Mgmt Yes For For
Elect Director Gail J. McGovern Mgmt Yes For For
Elect Director Michael G. Morris Mgmt Yes For For
Elect Director Charles B. Strauss Mgmt Yes For For
Elect Director H. Patrick Swygert Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
Increase Authorized Common Stock Mgmt Yes For For
Amend Qualified Employee Stock Purchase Plan Mgmt Yes For For
- --------------------------------------------------------------------------------
CHIMERA INVESTMENT CORP.
Ticker: CIM CUSIP: 16934Q109
Meeting Date: 5/29/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Elect Director Paul A. Keenan Mgmt Yes For For
Elect Director Matthew Lambiase Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
- --------------------------------------------------------------------------------
EXPEDIA INC
Ticker: EXPE CUSIP: 30212P105
Meeting Date: 6/2/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Elect Director A. George Battle Mgmt Yes For For
Elect Director Barry Diller Mgmt Yes For For
Elect Director Jonathan L. Dolgen Mgmt Yes For For
Elect Director William R. Fitzgerald Mgmt Yes For For
Elect Director Craig A. Jacobson Mgmt Yes For For
Elect Director Victor A. Kaufman Mgmt Yes For For
Elect Director Peter M. Kern Mgmt Yes For For
Elect Director Dara Khosrowshahi Mgmt Yes For For
Elect Director John C. Malone Mgmt Yes For For
Elect Director Jose A. Tazon Mgmt Yes For For
Amend Omnibus Stock Plan Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
- --------------------------------------------------------------------------------
CONTINENTAL AIRLINES, INC.
Ticker: CAL CUSIP: 210795308
Meeting Date: 6/10/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Elect Director Kirbyjon H. Caldwell Mgmt Yes For For
Elect Director Lawrence W. Kellner Mgmt Yes For For
Elect Director Douglas H. McCorkindale Mgmt Yes For For
Elect Director Henry L. Meyer, III Mgmt Yes For For
Elect Director Oscar Munoz Mgmt Yes For For
Elect Director Jeffery A. Smisek Mgmt Yes For For
Elect Director Karen Hastie Williams Mgmt Yes For For
Elect Director Ronald B. Woodard Mgmt Yes For For
Elect Director Charles A. Yamarone Mgmt Yes For For
Amend Qualified Employee Stock Purchase Plan Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
Limit/Prohibit Executive Stock-Based Awards ShrHoldr Yes Against For
Reincorporate in Another State ShrHoldr Yes Against For
- --------------------------------------------------------------------------------
MERCADOLIBRE, INC.
Ticker: MELI CUSIP: 58733R102
Meeting Date: 6/10/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Elect Director Martin de los Santos Mgmt Yes For For
Elect Director Nicolas Galperin Mgmt Yes For For
Approve Omnibus Stock Plan Mgmt Yes For For
- --------------------------------------------------------------------------------
UAL CORPORATION
Ticker: UAUA CUSIP: 902549807
Meeting Date: 6/11/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Elect Director Richard J. Almeida Mgmt Yes For For
Elect Director Mary K. Bush Mgmt Yes For For
Elect Director W. James Farrell Mgmt Yes For For
Elect Director Walter Isaacson Mgmt Yes For For
Elect Director Robert D. Krebs Mgmt Yes For For
Elect Director Robert S. Miller Mgmt Yes For For
Elect Director James J. O?Connor Mgmt Yes For For
Elect Director Glenn F. Tilton Mgmt Yes For For
Elect Director David J. Vitale Mgmt Yes For For
Elect Director John H. Walker Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
- --------------------------------------------------------------------------------
IPC HOLDINGS LTD
Ticker: IPCR CUSIP: G4933P101
Meeting Date: 6/12/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Approve Increase in IPC's Board from Nine to Twelve Pursuant to the Mgmt Yes For For
Amalgamation Agreement
Amend Bylaws to Modify the Indemnity Provisions Pursuant to the Amalgamation Mgmt Yes For For
Agreement
Amend Bylaws to Add Provisions Regarding Advance Notice of Shareholder Mgmt Yes For For
Nominees for Director and Other Shareholder Proposals Pursuant to the
Amalgamation Agreement
Amend Bylaws to Remove Provisions for Alternate Directors and to Remove the Mgmt Yes For For
Cumulative Voting Provision in the Election of Directors Pursuant to the
Amalgamation Agreement
Amend Bylaws to Add Certain Conditions to the Conduct of Director Meetings Mgmt Yes For For
Pursuant to the Amalgamation Agreement
Increase Authorized Common Stock Pursuant to the Amalgamation Agreement Mgmt Yes For For
Change Company Name to Max Capital Group Ltd. Pursuant to the Amalgamation Mgmt Yes For For
Agreement
Approve Issuance of Equity or Equity-Linked Securities with or without Mgmt Yes For For
Preemptive Rights Pursuant to the Amalgamation Agreement
Elect Kenneth L. Hammond as Director Mgmt Yes For For
Elect Mark R. Bridges as Director Mgmt Yes For For
Elect Michael J. Cascio as Director Mgmt Yes For For
Elect Peter S. Christie as Director Mgmt Yes For For
Elect L. Anthony Joaquin as Director Mgmt Yes For For
Elect Anthony P. D. Lancaster as Director Mgmt Yes For For
Elect W. Marston Becker as Director Mgmt Yes For For
Elect Gordon F. Cheesbrough as Director Mgmt Yes For For
Elect K. Bruce Connell as Director Mgmt Yes For For
Elect Willis T. King Jr. as Director Mgmt Yes For For
Elect Mario P. Torsiello as Director Mgmt Yes For For
Elect James L. Zech as Director Mgmt Yes For For
Approve Remuneration of Directors As of Effective Time of the Amalgamation Mgmt Yes For For
Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration Mgmt Yes For For
Adjourn Meeting Mgmt Yes For For
- --------------------------------------------------------------------------------
AFFYMETRIX INC.
Ticker: AFFX CUSIP: 00826T108
Meeting Date: 6/17/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Elect Director Stephen P.A. Fodor, Ph.D. Mgmt Yes For For
Elect Director Kevin M. King Mgmt Yes For For
Elect Director Paul Berg, Ph.D. Mgmt Yes For For
Elect Director Susan D. Desmond-Hellmann, M.D. Mgmt Yes For For
Elect Director John D. Diekman, Ph.D. Mgmt Yes For For
Elect Director Gary S. Guthart, Ph.D. Mgmt Yes For For
Elect Director Robert H. Trice, Ph.D. Mgmt Yes For For
Elect Director Robert P. Wayman Mgmt Yes For For
Elect Director John A. Young Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
- --------------------------------------------------------------------------------
DEALERTRACK HOLDINGS INC
Ticker: TRAK CUSIP: 242309102
Meeting Date: 6/17/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Elect Director James Foy Mgmt Yes For For
Elect Director Howard L. Tischler Mgmt Yes For For
Elect Director James David Power III Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
Approve Stock Option Exchange Program Mgmt Yes For For
Amend Omnibus Stock Plan Mgmt Yes For For
- --------------------------------------------------------------------------------
FORTRESS INVESTMENT GROUP LLC
Ticker: FIG CUSIP: 34958B106
Meeting Date: 6/18/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Elect Director Robert I. Kauffman Mgmt Yes For For
Elect Director Michael E. Novogratz Mgmt Yes For For
Elect Director Takumi Shibata Mgmt Yes For For
Ratify Auditors Mgmt Yes For For
- --------------------------------------------------------------------------------
PETROHAWK ENERGY CORPORATION
Ticker: HK CUSIP: 716495106
Meeting Date: 6/18/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Elect Director James W. Christmas Mgmt Yes For For
Elect Director James L. Irish III Mgmt Yes For For
Elect Director Robert C. Stone, Jr. Mgmt Yes For For
Increase Authorized Common Stock Mgmt Yes For For
Amend Omnibus Stock Plan Mgmt Yes For For
Amend Non-Employee Director Omnibus Stock Plan Mgmt Yes For For
Permit Board to Amend Bylaws Without Shareholder Consent Mgmt Yes Against Against
Ratify Auditors Mgmt Yes For For
- --------------------------------------------------------------------------------
SYNCORA HOLDINGS LTD.
Ticker: SYCRF CUSIP: G8649T109
Meeting Date: 6/24/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Elect Michael P. Esposito, Jr., Dr. as Director Mgmt Yes For For
Elect Hon. E. Grant Gibbons as Director Mgmt Yes For For
Elect Robert J. White as Director Mgmt Yes For For
Ratify PricewaterhouseCoopers LLP, New York as Auditors Mgmt Yes For For
Authorize Board to Fix Remuneration of the Auditors Mgmt Yes For For
- --------------------------------------------------------------------------------
UNITED THERAPEUTICS CORP.
Ticker: UTHR CUSIP: 91307C102
Meeting Date: 6/26/2009
FOR/AGAINST
AGENDA ITEM PROPONENT VOTE CAST HOW VOTED MANAGEMENT
- ---------------------------------------------------------------------------- ------------ --------- ---------- -----------
Elect Director Ray Kurzweil Mgmt Yes Withhold Against
Elect Director Martine Rothblatt, Ph.D. Mgmt Yes Withhold Against
Elect Director Louis Sullivan, M.D. Mgmt Yes Withhold Against
Ratify Auditors Mgmt Yes For For
FOR THE PERIOD JULY 1, 2008 - JUNE 30, 2009
VANTAGEPOINT AGGRESSIVE OPPORTUNITIES
SUBADVISER: SOUTHEASTERN ASSET MANAGEMENT, INC.
- --------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC.
Ticker: BRK.A Security ID: 84670108
Meeting Date: 5/2/2009 Record Date: 3/4/2009
Shares Voted: 71 Meeting Type: AGM
Shares Available: 71 Country: USA
AGENDA ITEM
NUMBER AGENDA ITEM PROPONENT MGMT REC VOTE CAST
- ------------ ------------------------------------------ ------------- ------------ ---------
1.1 Elect Director Warren E. Buffett Mgmt For For
1.2 Elect Director Charles T. Munger Mgmt For For
1.3 Elect Director Howard G. Buffett Mgmt For For
1.4 Elect Director Susan L. Decker Mgmt For For
1.5 Elect Director William H. Gates III(p) Mgmt For For
1.6 Elect Director David S. Gottesman Mgmt For For
1.7 Elect Director Charlotte Guyman Mgmt For For
1.8 Elect Director Donald R. Keough Mgmt For For
1.9 Elect Director Thomas S. Murphy Mgmt For For
1.1 Elect Director Ronald L. Olson(p) Mgmt For For
1.11 Elect Director Walter Scott, Jr. Mgmt For For
2. Prepare Sustainability Report ShrHoldr Against Against
- --------------------------------------------------------------------------------
CHESAPEAKE ENERGY CORP.
Ticker: CHK Security ID: 165167107
Meeting Date: 6/12/2009 Record Date: 4/15/2009
Shares Voted: 585000 Meeting Type: AGM
Shares Available: 585000 Country: USA
AGENDA ITEM
NUMBER AGENDA ITEM PROPONENT MGMT REC VOTE CAST
- ------------ ------------------------------------------ ------------- ------------ ---------
1.1 Elect Director Richard K. Davidson Mgmt For For
1.2 Elect Director V. Burns Hargis Mgmt For For
1.3 Elect Director Charles T. Maxwell Mgmt For For
2. Increase Authorized Common Stock Mgmt For Against
3. Amend Omnibus Stock Plan Mgmt For For
4. Ratify Auditors Mgmt For For
5. Declassify the Board of Directors ShrHoldr Against For
6. Require a Majority Vote for the ShrHoldr Against For
Election of Directors
Amend EEO Policy to Prohibit
Discrimination based on Sexual
7. Orientation and Gender Identity ShrHoldr Against Against
- --------------------------------------------------------------------------------
DELL INC.
Ticker: DELL Security ID: 24702R101
Meeting Date: 7/18/2008 Record Date: 5/23/2008
Shares Voted: 781000 Meeting Type: AGM
Shares Available: 781000 Country: USA
AGENDA ITEM
NUMBER AGENDA ITEM PROPONENT MGMT REC VOTE CAST
- ------------ ------------------------------------------ ------------- ------------ ---------
1.1 Elect Director Donald J. Carty Mgmt For For
1.2 Elect Director Michael S. Dell Mgmt For For
1.3 Elect Director William H. Gray, III Mgmt For For
1.4 Elect Director Sallie L. Krawcheck Mgmt For For
1.5 Elect Director Alan (A.G.) Lafley Mgmt For For
1.6 Elect Director Judy C. Lewent Mgmt For For
1.7 Elect Director Thomas W. Luce, III Mgmt For For
1.8 Elect Director Klaus S. Luft Mgmt For For
1.9 Elect Director Alex J. Mandl Mgmt For For
1.1 Elect Director Michael A. Miles Mgmt For Withhold
1.11 Elect Director Samuel A. Nunn, Jr. Mgmt For For
2. Ratify Auditors Mgmt For For
3. Amend Executive Incentive Bonus Plan Mgmt For For
4. Reimburse Proxy Expenses ShrHoldr Against Against
5. Advisory Vote to Ratify Named
Executive Officers' Compensation ShrHoldr Against Against
- --------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: 4/29/2009 Record Date: 3/4/2009
Shares Voted: 501000 Meeting Type: AGM
Shares Available: 501000 Country: USA
AGENDA ITEM
NUMBER AGENDA ITEM PROPONENT MGMT REC VOTE CAST
- ------------ ------------------------------------------ ------------- ------------ ---------
1.1 Elect Director Marc L. Andreessen Mgmt For For
1.2 Elect Director William C. Ford, Jr. Mgmt For For
1.3 Elect Director Dawn G. Lepore Mgmt For For
1.4 Elect Director Pierre M. Omidyar Mgmt For For
1.5 Elect Director Richard T. Mgmt For For
Schlosberg, III
2. Approve Stock Option Exchange Program Mgmt For For
3. Amend Omnibus Stock Plan Mgmt For For
4. Ratify Auditors Mgmt For For
- --------------------------------------------------------------------------------
FAIRFAX FINANCIAL HOLDINGS LTD.
Ticker: FFH Security ID: 303901102
Meeting Date: 4/15/2009 Record Date: 3/16/2009
Shares Voted: 39400 Meeting Type: AGM
Shares Available: 39400 Country: Canada
AGENDA ITEM
NUMBER AGENDA ITEM PROPONENT MGMT REC VOTE CAST
- ------------ ------------------------------------------ ------------- ------------ ---------
Meeting for Subordinate and Multiple
Voting Shareholders
1.1 Elect Director Anthony F. Griffiths Mgmt For For
1.2 Elect Director Robert J. Gunn Mgmt For For
1.3 Elect Director Alan D. Horn Mgmt For For
1.4 Elect Director David L. Johnston Mgmt For For
1.5 Elect Director Brandon W. Sweitzer Mgmt For For
1.6 Elect Director V. Prem Watsa Mgmt For For
2. Approve PricewaterhouseCoopers LLP Mgmt For For
as Auditors and Authorize Board to
Fix Their Remuneration
- --------------------------------------------------------------------------------
FEDEX CORPORATION
Ticker: FDX Security ID: 31428X106
Meeting Date: 9/29/2008 Record Date: 8/4/2008
Shares Voted: 112000 Meeting Type: AGM
Shares Available: 112000 Country: USA
AGENDA ITEM
NUMBER AGENDA ITEM PROPONENT MGMT REC VOTE CAST
- ------------ ------------------------------------------ ------------- ------------ ---------
1. Elect Director James L. Barksdale Mgmt For For
2. Elect Director August A. Busch IV Mgmt For For
3. Elect Director John A. Edwardson Mgmt For For
4. Elect Director Judith L. Estrin Mgmt For For
5. Elect Director J.R. Hyde, III Mgmt For For
6. Elect Director Shirley A. Jackson Mgmt For For
7. Elect Director Steven R. Loranger Mgmt For For
8. Elect Director Gary W. Loveman Mgmt For For
9. Elect Director Frederick W. Smith Mgmt For For
10. Elect Director Joshua I. Smith Mgmt For For
11. Elect Director Paul S. Walsh Mgmt For For
12. Elect Director Peter S. Willmott Mgmt For For
13. Amend Omnibus Stock Plan Mgmt For For
14. Ratify Auditors Mgmt For For
15. Require Independent Board Chairman ShrHoldr Against Against
16. Advisory Vote to Ratify Named ShrHoldr Against For
Executive Officers' Compensation
- --------------------------------------------------------------------------------
INGERSOLL-RAND COMPANY LIMITED
Ticker: IR Security ID: G4776G101
Meeting Date: 6/3/2009 Record Date: 4/6/2009
Shares Voted: 379000 Meeting Type: AGM
Shares Available: 379000 Country: Bermuda
AGENDA ITEM
NUMBER AGENDA ITEM PROPONENT MGMT REC VOTE CAST
- ------------ ------------------------------------------ ------------- ------------ ---------
1a Elect A.C. Berzin as Director Mgmt For For
1b Elect J. L. Cohon as Director Mgmt For For
1c Elect G. D. Forsee as Director Mgmt For For
1d Elect P. C. Godsoe as Director Mgmt For For
1e Elect E. E. Hagenlocker as Director Mgmt For For
1f Elect H.L. Henkel as Director Mgmt For For
1g Elect C. J. Horner as Director Mgmt For For
1h Elect T. E. Martin as Director Mgmt For For
1i Elect P. Nachtigal as Director Mgmt For For
1j Elect O. R. Smith as Director Mgmt For For
1k Elect R. J. Swift as Director Mgmt For For
1l Elect T. L. White as Director Mgmt For For
2. Approve an Advisory Proposal Mgmt For For
Relating to Executive
Pay-For-Performance Compensation
Policies and Procedures
3. Increase Number of Shares Reserved Mgmt For For
Under 2007 Incentive Stock Plan
4. Approve PricewaterhouseCoopers LLP Mgmt For For
as independent auditors of the
company and authorize Board to Fix
Their Remuneration
1. Approve Scheme of Arrangement Mgmt For For
2. Approve the Creation of Mgmt For For
Distributable Reserves of
Ingersoll-Rand Company Limited
3. Adjourn Meeting Mgmt For For
- --------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
Ticker: LINTA Security ID: 53071M500
Meeting Date: 6/25/2009 Record Date: 4/27/2009
Shares Voted: 613824 Meeting Type: AGM
Shares Available: 613824 Country: USA
AGENDA ITEM
NUMBER AGENDA ITEM PROPONENT MGMT REC VOTE CAST
- ------------ ------------------------------------------ ------------- ------------ ---------
1.1 Elect Director Donne F. Fisher Mgmt For For
1.2 Elect Director Gregory B. Maffei Mgmt For For
1.3 Elect Director M. Lavoy Robison Mgmt For For
2. Change Company Name Mgmt For For
3. Approve Reverse Stock Split Mgmt For For
4. Ratify Auditors Mgmt For For
1.1 Elect Director Donne F. Fisher Mgmt For For
1.2 Elect Director Gregory B. Maffei Mgmt For For
1.3 Elect Director M. Lavoy Robison Mgmt For For
2. Change Company Name Mgmt For For
3. Approve Reverse Stock Split Mgmt For For
4. Ratify Auditors Mgmt For For
- --------------------------------------------------------------------------------
MARRIOTT INTERNATIONAL INC.
Ticker: MAR Security ID: 571903202
Meeting Date: 5/1/2009 Record Date: 3/10/2009
Shares Voted: 126365 Meeting Type: AGM
Shares Available: 126365 Country: USA
AGENDA ITEM
NUMBER AGENDA ITEM PROPONENT MGMT REC VOTE CAST
- ------------ ------------------------------------------ ------------- ------------ ---------
1.1 Elect Director J.W. Marriott, Jr. Mgmt For For
1.2 Elect Director John W. Marriott, III Mgmt For For
1.3 Elect Director Mary K. Bush Mgmt For For
1.4 Elect Director Lawrence W. Kellner Mgmt For For
1.5 Elect Director Debra L. Lee Mgmt For For
1.6 Elect Director George Munoz Mgmt For For
1.7 Elect Director Harry J. Pearce Mgmt For For
1.8 Elect Director Steven S. Reinemund Mgmt For For
1.9 Elect Director W. Mitt Romney Mgmt For For
1.1 Elect Director William J. Shaw Mgmt For For
1.11 Elect Director Lawrence M. Small Mgmt For For
2. Ratify Auditors Mgmt For For
3. Amend Omnibus Stock Plan Mgmt For For
- --------------------------------------------------------------------------------
NIPPONKOA INSURANCE CO.
Ticker: 8754 Security ID: JP3693200002
Meeting Date: 6/25/2009 Record Date: 3/31/2009
Shares Voted: 1.26e+006 Meeting Type: AGM
Shares Available: 1.26e+006 Country: Japan
AGENDA ITEM
NUMBER AGENDA ITEM PROPONENT MGMT REC VOTE CAST
- ------------ ------------------------------------------ ------------- ------------ ---------
Approve Allocation of Income, with a
1. Final Dividend of JPY 8 Mgmt For For
2. Amend Articles To Reflect Mgmt For For
Digitalization of Share Certificates
3.1 Elect Director Mgmt For Against
3.2 Elect Director Mgmt For For
3.3 Elect Director Mgmt For Against
3.4 Elect Director Mgmt For For
3.5 Elect Director Mgmt For For
3.6 Elect Director Mgmt For For
3.7 Elect Director Mgmt For For
3.8 Elect Director Mgmt For For
3.9 Elect Director Mgmt For For
3.1 Elect Director Mgmt For For
3.11 Elect Director Mgmt For For
4. Appoint Statutory Auditor Mgmt For For
- --------------------------------------------------------------------------------
SUN MICROSYSTEMS, INC.
Ticker: JAVA Security ID: 866810203
Meeting Date: 11/5/2008 Record Date: 9/15/2008
Shares Voted: 1.09e+006 Meeting Type: AGM
Shares Available: 1.09e+006 Country: USA
AGENDA ITEM
NUMBER AGENDA ITEM PROPONENT MGMT REC VOTE CAST
- ------------ ------------------------------------------ ------------- ------------ ---------
1. Elect Director Scott G. McNealy Mgmt For For
2. Elect Director James L. Barksdale Mgmt For For
3. Elect Director Stephen M. Bennett Mgmt For For
4. Elect Director Peter L.S. Currie Mgmt For For
5. Elect Director Robert J. Finocchio, Mgmt For For
Jr.
6. Elect Director James H. Greene, Jr. Mgmt For For
7. Elect Director Michael E. Marks Mgmt For For
8. Elect Director Patricia E. Mitchell Mgmt For For
9. Elect Director M. Kenneth Oshman Mgmt For For
10. Elect Director P. Anthony Ridder Mgmt For For
11. Elect Director Jonathan I. Schwartz Mgmt For For
12. Ratify Auditors Mgmt For For
13. Eliminate Supermajority Vote Mgmt For For
Requirement
14. Amend Qualified Employee Stock Mgmt For For
Purchase Plan
15. Advisory Vote to Ratify Named ShrHoldr Against For
Executive Officers' Compensation
16. Submit Shareholder Rights Plan ShrHoldr Against Against
(Poison Pill) to Shareholder Vote
17. Amend Bylaws to Establish a Board ShrHoldr Against Against
Committee on Human Rights
- --------------------------------------------------------------------------------
THE WALT DISNEY COMPANY
Ticker: DIS Security ID: 254687106
Meeting Date: 3/10/2009 Record Date: 1/9/2009
Shares Voted: 568000 Meeting Type: AGM
Shares Available: 568000 Country: USA
AGENDA ITEM
NUMBER AGENDA ITEM PROPONENT MGMT REC VOTE CAST
- ------------ ------------------------------------------ ------------- ------------ ---------
1. Elect Director Susan E. Arnold Mgmt For For
2. Elect Director John E. Bryson Mgmt For For
3. Elect Director John S. Chen Mgmt For For
4. Elect Director Judith L. Estrin Mgmt For For
5. Elect Director Robert A. Iger Mgmt For For
6. Elect Director Steven P. Jobs Mgmt For For
7. Elect Director Fred H. Langhammer Mgmt For For
8. Elect Director Aylwin B. Lewis Mgmt For For
9. Elect Director Monica C. Lozano Mgmt For For
10. Elect Director Robert W. Matschullat Mgmt For For
11. Elect Director John E. Pepper , Jr. Mgmt For For
12. Elect Director Orin C. Smith Mgmt For For
13. Ratify Auditors Mgmt For For
14. Amend Omnibus Stock Plan Mgmt For For
15. Amend Executive Incentive Bonus Plan Mgmt For For
16. Report on Political Contributions ShrHoldr Against Against
17. Adopt a Policy in which the Company ShrHoldr Against Againsts
will not Make or Promise to Make Any
Death Benefit Payments to Senior
Executives
18. Advisory Vote to Ratify Named ShrHoldr Against For
Executive Officers' Compensation
- --------------------------------------------------------------------------------
UBS AG
Ticker: Security ID: H89231338
Meeting Date: 10/2/2008 Record Date: 9/3/2008
Shares Voted: 253050 Meeting Type: EGM
Shares Available: 253050 Country: Switzerland
AGENDA ITEM
NUMBER AGENDA ITEM PROPONENT MGMT REC VOTE CAST
- ------------ ------------------------------------------ ------------- ------------ ---------
This is a global agenda received via
the Broadridge North American Ballot
distribution system. (p)
1. ELECTION OF DIRECTOR: SALLY BOTT Mgmt For For
2. ELECTION OF DIRECTOR: RAINER-MARC
FREY Mgmt For For
3. ELECTION OF DIRECTOR: BRUNO GEHRIG Mgmt For For
4. ELECTION OF DIRECTOR: WILLIAM G. Mgmt For For
PARRETT
5. AMENDMENTS TO THE ARTICLES OF Mgmt For For
ASSOCIATION: ADJUSTMENT TO THE NEW
UBS CORPORATE GOVERNANCE EFFECTIVE
AS OF 1 JULY 2008
6. IN CASE OF AD-HOC SHAREHOLDERS Mgmt For For
MOTIONS DURING THE EXTRAORDINARY
GENERAL MEETING, I/WE AUTHORIZE
MY/OUR PROXY TO ACT IN ACCORDANCE
WITH THE BOARD OF DIRECTORS
- --------------------------------------------------------------------------------
WALGREEN CO.
Ticker: WAG Security ID: 931422109
Meeting Date: 1/14/2009 Record Date: 11/17/2008
Shares Voted: 278000 Meeting Type: AGM
Shares Available: 278000 Country: USA
AGENDA ITEM
NUMBER AGENDA ITEM PROPONENT MGMT REC VOTE CAST
- ------------ ------------------------------------------ ------------- ------------ ---------
1.1 Elect Director William C. Foote Mgmt For For
1.2 Elect Director Mark P. Frissora Mgmt For For
1.3 Elect Director Alan G. Mcnally Mgmt For For
1.4 Elect Director Cordell Reed Mgmt For For
1.5 Elect Director Nancy M. Schlichting Mgmt For For
1.6 Elect Director David Y. Schwartz Mgmt For For
1.7 Elect Director Alejandro Silva Mgmt For For
1.8 Elect Director James A. Skinner Mgmt For For
1.9 Elect Director Marilou M. Von Ferstel Mgmt For For
1.1 Elect Director Charles R. Walgreen Mgmt For For
III
2. Ratify Auditors Mgmt For For
3. Amend Qualified Employee Stock Mgmt For For
Purchase Plan
4. Require Independent Board Chairman ShrHoldr Against Against
5. Advisory Vote to Ratify Named ShrHoldr Against For
Executive Officers' Compensation
- --------------------------------------------------------------------------------
YUM BRANDS, INC.
Ticker: YUM Security ID: 988498101
Meeting Date: 5/21/2009 Record Date: 3/23/2009
Shares Voted: 154000 Meeting Type: AGM
Shares Available: 154000 Country: USA
AGENDA ITEM
NUMBER AGENDA ITEM PROPONENT MGMT REC VOTE CAST
- ------------ ------------------------------------------ ------------- ------------ ---------
1.1 Elect Director David W. Dorman Mgmt For For
1.2 Elect Director Massimo Ferragamo Mgmt For For
1.3 Elect Director J. David Grissom Mgmt For For
1.4 Elect Director Bonnie G. Hill Mgmt For For
1.5 Elect Director Robert Holland, Jr. Mgmt For For
1.6 Elect Director Kenneth G. Langone Mgmt For For
1.7 Elect Director Jonathan S. Linen Mgmt For For
1.8 Elect Director Thomas C. Nelson Mgmt For For
1.9 Elect Director David C. Novak Mgmt For For
1.1 Elect Director Thomas M. Ryan Mgmt For For
1.11 Elect Director Jing-Shyh S. Su Mgmt For For
1.12 Elect Director Jackie Trujillo Mgmt For For
1.13 Elect Director Robert D. Walter Mgmt For For
2. Ratify Auditors Mgmt For For
3. Approve Executive Incentive Bonus
Plan Mgmt For For
4. Submit Shareholder Rights Plan ShrHoldr Against For
(Poison Pill) to Shareholder Vote
5. Advisory Vote to Ratify Named ShrHoldr Against For
Executive Officers' Compensation
6. Report on Sustainability and Food ShrHoldr Against Against
Safety in the Supply Chain
7. Adopt Principles for Health Care ShrHoldr Against Against
Reform
8. Report on Animal Welfare Policies ShrHoldr Against Against
FOR THE PERIOD JULY 1, 2008 - JUNE 30, 2009
VANTAGEPOINT AGGRESSIVE OPPORTUNITIES
SUBADVISER: T. ROWE PRICE ASSOCIATES, INC.
- --------------------------------------------------------------------------------
CHRISTOPHER & BANKS CORP
Ticker: CBK Security ID: 171046105
Meeting Date: 07/30/08 Record Date: 06/03/08
Cutoff Date: 07/25/08 Meeting Type: Annual
Ballot Shares: 38413 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Larry C. Barenbaum M For For For For Yes
1.2 Elect Director Martin L. Bassett M For For For For Yes
1.3 Elect Director Lorna E. Nagler M For For For For Yes
2. Amend Non-Employee Director Omnibus M For For For For Yes
Stock Plan
3. Amend Omnibus Stock Plan M For For For For Yes
4. Ratify Auditors M For For For For Yes
5. Declassify the Board of Directors S For Against For For Yes
6. Other Business M Against For Against Against Yes
- --------------------------------------------------------------------------------
SCHOOL SPECIALTY, INC.
Ticker: SCHS Security ID: 807863105
Meeting Date: 08/19/08 Record Date: 07/02/08
Cutoff Date: 08/14/08 Meeting Type: Annual
Ballot Shares: 48609 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Edward C. Emma M For For For For Yes
1.2 Elect Director Jonathan J. Ledecky M For For For For Yes
2. Approve Omnibus Stock Plan M Against For Against For Yes
3. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
FINISAR CORP.
Ticker: FNSR Security ID: 31787A101
Meeting Date: 08/28/08 Record Date: 07/09/08
Cutoff Date: 08/25/08 Meeting Type: Annual
Ballot Shares: 8301 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1. Issue Shares in Connection with M For For For For Yes
Acquisition
2.1 Elect Director Jerry S. Rawls M For For For For Yes
2.2 Elect Director Dominique Trempont M For For For For Yes
3. Ratify Auditors M For For For For Yes
4. Adjourn Meeting M For For For For Yes
- --------------------------------------------------------------------------------
THE ADVISORY BOARD CO.
Ticker: ABCO Security ID: 00762W107
Meeting Date: 09/08/08 Record Date: 07/18/08
Cutoff Date: 09/03/08 Meeting Type: Annual
Ballot Shares: 47531 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Marc N. Casper M For For For For Yes
1.2 Elect Director Peter J. Grua M For For For For Yes
1.3 Elect Director Kelt Kindick M For For For For Yes
1.4 Elect Director Robert W. Musslewhite M For For For For Yes
1.5 Elect Director Mark R. Neaman M For For For For Yes
1.6 Elect Director Leon D. Shapiro M For For For For Yes
1.7 Elect Director Frank J. Williams M For For For For Yes
1.8 Elect Director Leanne M. Zumwalt M For For For For Yes
2. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
ALKERMES, INC.
Ticker: ALKS Security ID: 01642T108
Meeting Date: 10/07/08 Record Date: 07/14/08
Cutoff Date: 10/02/08 Meeting Type: Annual
Ballot Shares: 100200 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Floyd E. Bloom M For For For For Yes
1.2 Elect Director Robert A. Breyer M For For For For Yes
1.3 Elect Director Geraldine Henwood M For For For For Yes
1.4 Elect Director Paul J. Mitchell M For For For For Yes
1.5 Elect Director Richard F. Pops M For For For For Yes
1.6 Elect Director Alexander Rich M For For For For Yes
1.7 Elect Director David A. Broecker M For For For For Yes
1.8 Elect Director Mark B. Skaletsky M For For For For Yes
1.9 Elect Director Michael A. Wall M For For For For Yes
1.1 Elect Director David W. Anstice M For For For For Yes
2. Approve Omnibus Stock Plan M For For For For Yes
3. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
INTEGRATED DEVICE TECHNOLOGY, INC.
Ticker: IDTI Security ID: 458118106
Meeting Date: 09/12/08 Record Date: 07/23/08
Cutoff Date: 09/09/08 Meeting Type: Annual
Ballot Shares: 233800 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director John Schofield M For For For For Yes
1.2 Elect Director Lew Eggebrecht M For For For For Yes
1.3 Elect Director Gordon Parnell M For For For For Yes
1.4 Elect Director Ron Smith M For For For For Yes
1.5 Elect Director Nam P. Suh M For For For For Yes
1.6 Elect Director T.L. Tewksbury III M For For For For Yes
2. Amend Omnibus Stock Plan M For For For For Yes
3. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
SKILLSOFT PLC
Ticker: SKIL Security ID: 830928107
Meeting Date: 09/24/08 Record Date: 07/30/08
Cutoff Date: 09/14/08 Meeting Type: Annual
Ballot Shares: 190394 Country: Ireland
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1. TO RECEIVE AND CONSIDER THE M For For For For Yes
CONSOLIDATED FINANCIAL STATEMENTS OF
SKILLSOFT PUBLIC LIMITED COMPANY FOR
THE FINANCIAL YEAR ENDED JANUARY 31,
2008 AND REPORT OF DIRECTORS AND
AUDITOR THEREON.
2. TO RE-ELECT AS A DIRECTOR CHARLES E. M For For For For Yes
MORAN WHO RETIRES BY ROTATION.
3. TO RE-ELECT AS A DIRECTOR DR. M For For For For Yes
FERDINAND VON PRONDZYNSKI WHO
RETIRES BY ROTATION.
4. TO AUTHORIZE THE AUDIT COMMITTEE OF M For For For For Yes
THE BOARD OF DIRECTORS TO FIX THE
REMUNERATION OF SKILLSOFT S AUDITOR
FOR THE FISCAL YEAR ENDING JANUARY
31, 2009.
5. TO APPROVE THE TERMS OF A PROPOSED M For For For For Yes
AMENDMENT TO THE SHARE PURCHASE
AGREEMENT AMONG SKILLSOFT PUBLIC
LIMITED COMPANY, CBT (TECHNOLOGY)
LIMITED, SKILLSOFT FINANCE LIMITED,
SKILLSOFT CORPORATION AND CREDIT
SUISSE SECURITIES (USA) LLC
- --------------------------------------------------------------------------------
ILLUMINA, INC.
Ticker: ILMN Security ID: 452327109
Meeting Date: 09/09/08 Record Date: 07/28/08
Cutoff Date: 09/04/08 Meeting Type: Special
Ballot Shares: 45641 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1. Increase Authorized Common Stock M For For For For Yes
- --------------------------------------------------------------------------------
PALM INC
Ticker: PALM Security ID: 696643105
Meeting Date: 10/01/08 Record Date: 08/04/08
Cutoff Date: 09/22/08 Meeting Type: Annual
Ballot Shares: 452 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Edward T. Colligan M For For For For Yes
1.2 Elect Director D. Scott Mercer M Withhold For Withhold For Yes
2. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
BLUE COAT SYSTEMS, INC.
Ticker: BCSI Security ID: 09534T508
Meeting Date: 10/02/08 Record Date: 08/21/08
Cutoff Date: 09/23/08 Meeting Type: Annual
Ballot Shares: 66542 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Brian M. NeSmith M For For For For Yes
1.2 Elect Director David W. Hanna M For For For For Yes
1.3 Elect Director James A. Barth M For For For For Yes
1.4 Elect Director Keith Geeslin M For For For For Yes
1.5 Elect Director Timothy A. Howes M For For For For Yes
1.6 Elect Director James R. Tolonen M For For For For Yes
2. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
KORN/FERRY INTERNATIONAL
Ticker: KFY Security ID: 500643200
Meeting Date: 09/23/08 Record Date: 07/25/08
Cutoff Date: 09/18/08 Meeting Type: Annual
Ballot Shares: 308700 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Debra Perry M For For For For Yes
1.2 Elect Director Gerhard Schulmeyer M For For For For Yes
1.3 Elect Director Harry You M For For For For Yes
2. Ratify Auditors M For For For For Yes
3. Approve Omnibus Stock Plan M For For For Against Yes
4. Other Business M Against For Against Against Yes
- --------------------------------------------------------------------------------
GLOBAL PAYMENTS, INC.
Ticker: GPN Security ID: 37940X102
Meeting Date: 09/26/08 Record Date: 08/22/08
Cutoff Date: 09/23/08 Meeting Type: Annual
Ballot Shares: 161500 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Paul R. Garcia M For For For For Yes
1.2 Elect Director Gerald J. Wilkins M For For For For Yes
1.3 Elect Director Michael W. Trapp M For For For For Yes
2. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
RESOURCES CONNECTION, INC.
Ticker: RECN Security ID: 76122Q105
Meeting Date: 10/17/08 Record Date: 08/22/08
Cutoff Date: 10/14/08 Meeting Type: Annual
Ballot Shares: 16187 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Jolene Sykes-Sarkis M For For For For Yes
1.2 Elect Director Anne Shih M For For For For Yes
1.3 Elect Director Robert Kistinger M For For For For Yes
2. Amend Omnibus Stock Plan M For For For For Yes
3. Amend Qualified Employee Stock M For For For For Yes
Purchase Plan
4. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
IMMUCOR, INC.
Ticker: BLUD Security ID: 452526106
Meeting Date: 11/13/08 Record Date: 09/17/08
Cutoff Date: 11/10/08 Meeting Type: Annual
Ballot Shares: 118387 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director James F. Clouser M For For For For Yes
1.2 Elect Director G. De Chirico M For For For For Yes
1.3 Elect Director Ralph A. Eatz M For For For For Yes
1.4 Elect Director Jack Goldstein M For For For For Yes
1.5 Elect Director Hiroshi Hoketsu M For For For For Yes
1.6 Elect Director Paul V. Holland M For For For For Yes
1.7 Elect Director Ronny B. Lancaster M For For For For Yes
1.8 Elect Director Chris E. Perkins M For For For For Yes
1.9 Elect Director Joseph E. Rosen M For For For For Yes
2. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
JACK HENRY & ASSOCIATES, INC.
Ticker: JKHY Security ID: 426281101
Meeting Date: 11/13/08 Record Date: 09/24/08
Cutoff Date: 11/10/08 Meeting Type: Annual
Ballot Shares: 77174 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director J. Hall M For For For For Yes
1.2 Elect Director M. Henry M For For For For Yes
1.3 Elect Director J. Ellis M For For For For Yes
1.4 Elect Director C. Curry M For For For For Yes
1.5 Elect Director W. Brown M For For For For Yes
1.6 Elect Director M. Flanigan M For For For For Yes
1.7 Elect Director M. Shepard M For For For For Yes
1.8 Elect Director J. Prim M For For For For Yes
2. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
MYRIAD GENETICS, INC.
Ticker: MYGN Security ID: 62855J104
Meeting Date: 11/13/08 Record Date: 09/26/08
Cutoff Date: 11/04/08 Meeting Type: Annual
Ballot Shares: 1896 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Walter Gilbert, Ph.D. M For For For For Yes
1.2 Elect Director D.H. Langer, M.D. M For For For For Yes
2. Increase Authorized Common Stock M Against For Against For Yes
3. Amend Stock Option Plan M For For For For Yes
4. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
RESMED, INC.
Ticker: RMD Security ID: 761152107
Meeting Date: 11/20/08 Record Date: 09/24/08
Cutoff Date: 11/13/08 Meeting Type: Annual
Ballot Shares: 97700 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Christopher G. Roberts M Withhold For Withhold Withhold Yes
1.2 Elect Director John Wareham M For For For For Yes
2. Amend Omnibus Stock Plan M For For For For Yes
3. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
BOTTOMLINE TECHNOLOGIES (DE), INC.
Ticker: EPAY Security ID: 101388106
Meeting Date: 11/18/08 Record Date: 09/29/08
Cutoff Date: 11/13/08 Meeting Type: Annual
Ballot Shares: 75900 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Joseph L. Barry, Jr. M For For For For Yes
1.2 Elect Director Robert A. Eberle M For For For For Yes
1.3 Elect Director Jeffrey C. Leathe M For For For For Yes
2. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
K12 INC
Ticker: LRN Security ID: 48273U102
Meeting Date: 11/21/08 Record Date: 10/10/08
Cutoff Date: 11/18/08 Meeting Type: Annual
Ballot Shares: 18804 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Guillermo Bron M For For For For Yes
1.2 Elect Director Steven B. Fink M For For For For Yes
1.3 Elect Director Mary H. Futrell M For For For For Yes
1.4 Elect Director Ronald J. Packard M For For For For Yes
1.5 Elect Director Jane M. Swift M For For For For Yes
1.6 Elect Director Andrew H. Tisch M For For For For Yes
1.7 Elect Director Thomas J. Wilford M For For For For Yes
2. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
WMS INDUSTRIES INC.
Ticker: WMS Security ID: 929297109
Meeting Date: 12/11/08 Record Date: 10/16/08
Cutoff Date: 12/02/08 Meeting Type: Annual
Ballot Shares: 101500 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Harold H. Bach, Jr. M For For For For Yes
1.2 Elect Director Robert J. Bahash M For For For For Yes
1.3 Elect Director Brian R. Gamache M For For For For Yes
1.4 Elect Director Patricia M. Nazemetz M For For For For Yes
1.5 Elect Director Louis J. Nicastro M For For For For Yes
1.6 Elect Director Neil D. Nicastro M For For For For Yes
1.7 Elect Director Edward W. Rabin, Jr. M For For For For Yes
1.8 Elect Director Ira S. Sheinfeld M For For For For Yes
1.9 Elect Director Bobby L. Siller M For For For For Yes
1.1 Elect Director W.J. Vareschi, Jr. M For For For For Yes
2. Approve Qualified Employee Stock M For For For For Yes
Purchase Plan
3. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
FACTSET RESEARCH SYSTEMS, INC.
Ticker: FDS Security ID: 303075105
Meeting Date: 12/16/08 Record Date: 10/20/08
Cutoff Date: 12/11/08 Meeting Type: Annual
Ballot Shares: 31750 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Michael F. Dichristina M For For For For Yes
1.2 Elect Director Walter F. Siebecker M For For For For Yes
1.3 Elect Director Joseph R. Zimmel M For For For For Yes
2. Ratify Auditors M For For For For Yes
3. Approve Non-Employee Director Stock M Against For Against For Yes
Option Plan
4. Approve Qualified Employee Stock M For For For For Yes
Purchase Plan
5. Amend Bylaws to Require Advance M For For For For Yes
Notice of Shareholder Director
Nomination
- --------------------------------------------------------------------------------
ACTUANT CORP
Ticker: ATU Security ID: 00508X203
Meeting Date: 01/09/09 Record Date: 11/10/08
Cutoff Date: 01/06/09 Meeting Type: Annual
Ballot Shares: 67300 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Robert C. Arzbaecher M For For For For Yes
1.2 Elect Director Gurminder S. Bedi M For For For For Yes
1.3 Elect Director Gustav H.P. Boel M For For For For Yes
1.4 Elect Director Thomas J. Fischer M For For For For Yes
1.5 Elect Director William K. Hall M For For For For Yes
1.6 Elect Director R. Alan Hunter M For For For For Yes
1.7 Elect Director Robert A. Peterson M For For For For Yes
1.8 Elect Director Holly A. Van Deursen M For For For For Yes
1.9 Elect Director Dennis K. Williams M For For For For Yes
2. Approve Omnibus Stock Plan M For For For For Yes
- --------------------------------------------------------------------------------
HEALTHWAYS, INC.
Ticker: HWAY Security ID: 422245100
Meeting Date: 01/29/09 Record Date: 12/04/08
Cutoff Date: 01/28/09 Meeting Type: Annual
Ballot Shares: 65300 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Jay C. Bisgard M Withhold For Withhold Withhold Yes
1.2 Elect Director Mary Jane England M Withhold For Withhold Withhold Yes
1.3 Elect Director John A. Wickens M For For For For Yes
2. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
OSHKOSH CORP.
Ticker: OSK Security ID: 688239201
Meeting Date: 02/03/09 Record Date: 12/09/08
Cutoff Date: 02/02/09 Meeting Type: Annual
Ballot Shares: 15930 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director J. William Andersen M For For For For Yes
1.2 Elect Director Robert G. Bohn M For For For For Yes
1.3 Elect Director Richard M. Donnelly M For For For For Yes
1.4 Elect Director F.M. Franks, Jr. M For For For For Yes
1.5 Elect Director Michael W. Grebe M For For For For Yes
1.6 Elect Director Kathleen J. Hempel M For For For For Yes
1.7 Elect Director Harvey N. Medvin M For For For For Yes
1.8 Elect Director J. Peter Mosling, Jr. M For For For For Yes
1.9 Elect Director Craig P. Omtvedt M For For For For Yes
1.1 Elect Director Timothy J. Roemer M For For For For Yes
1.11 Elect Director Richard G. Sim M For For For For Yes
1.12 Elect Director Charles L. Szews M For For For For Yes
2. Approve Omnibus Stock Plan M For For For For Yes
3. Ratify Auditors M For For For For Yes
4. Reincorporate in Another State from S Against Against Against Against Yes
Wisconsin to North Dakota
- --------------------------------------------------------------------------------
ARIBA, INC.
Ticker: ARBA Security ID: 04033V203
Meeting Date: 03/11/09 Record Date: 01/12/09
Cutoff Date: 03/02/09 Meeting Type: Annual
Ballot Shares: 58400 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Harriet Edelman M For For For For Yes
1.2 Elect Director Richard A. Kashnow M Withhold For Withhold Withhold Yes
1.3 Elect Director Robert D. Johnson M For For For For Yes
2. Amend Omnibus Stock Plan M For For For For Yes
3. Amend Qualified Employee Stock M For For For For Yes
Purchase Plan
4. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
THE PANTRY, INC.
Ticker: PTRY Security ID: 698657103
Meeting Date: 03/17/09 Record Date: 01/21/09
Cutoff Date: 03/12/09 Meeting Type: Annual
Ballot Shares: 79200 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Peter J. Sodini M For For For For Yes
1.2 Elect Director Robert F. Bernstock M For For For For Yes
1.3 Elect Director Paul L. Brunswick M For For For For Yes
1.4 Elect Director Wilfred A. Finnegan M For For For For Yes
1.5 Elect Director Edwin J. Holman M For For For For Yes
1.6 Elect Director Terry L. McElroy M For For For For Yes
1.7 Elect Director Mark D. Miles M For For For For Yes
1.8 Elect Director Bryan E. Monkhouse M For For For For Yes
1.9 Elect Director Thomas M. Murnane M For For For For Yes
1.1 Elect Director Maria C. Richter M For For For For Yes
2. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
MSCI INC.
Ticker: MXB Security ID: 55354G100
Meeting Date: 04/02/09 Record Date: 02/03/09
Cutoff Date: 03/30/09 Meeting Type: Annual
Ballot Shares: 83100 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Kenneth M. deRegt M Against For Against For Yes
1.2 Elect Director Benjamin F. duPont M For For For For Yes
1.3 Elect Director Henry A. Fernandez M Against For Against For Yes
1.4 Elect Director James P. Gorman M Against For Against For Yes
1.5 Elect Director Linda H. Riefler M Against For Against For Yes
1.6 Elect Director Scott M. Sipprelle M For For For For Yes
1.7 Elect Director Rodolphe M. Vallee M For For For For Yes
2. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
GREENHILL & CO., INC.
Ticker: GHL Security ID: 395259104
Meeting Date: 04/22/09 Record Date: 03/03/09
Cutoff Date: 04/15/09 Meeting Type: Annual
Ballot Shares: 5560 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Robert F. Greenhill M For For For For Yes
1.2 Elect Director Scott L. Bok M For For For For Yes
1.3 Elect Director Simon A. Borrows M For For For For Yes
1.4 Elect Director John C. Danforth M For For For For Yes
1.5 Elect Director Steven F. Goldstone M For For For For Yes
1.6 Elect Director Stephen L. Key M For For For For Yes
1.7 Elect Director Robert T. Blakely M For For For For Yes
2. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
SILICON LABORATORIES INC.
Ticker: SLAB Security ID: 826919102
Meeting Date: 04/23/09 Record Date: 02/24/09
Cutoff Date: 04/20/09 Meeting Type: Annual
Ballot Shares: 16200 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Harvey B. Cash M For For For For Yes
1.2 Elect Director Necip Sayiner M For For For For Yes
1.3 Elect Director David R. Welland M For For For For Yes
2. Ratify Auditors M For For For For Yes
3. Approve Omnibus Stock Plan M For For For For Yes
4. Approve Qualified Employee Stock M For For For For Yes
Purchase Plan
- --------------------------------------------------------------------------------
SIGNATURE BANK
Ticker: SBNY Security ID: 82669G104
Meeting Date: 04/22/09 Record Date: 02/23/09
Cutoff Date: 04/17/09 Meeting Type: Annual
Ballot Shares: 61300 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Kathryn A. Byrne M For For For For Yes
1.2 Elect Director Alfonse M. D'Amato M For For For For Yes
1.3 Elect Director Jeffrey W. Meshel M For For For For Yes
2. Ratify Auditors M For For For For Yes
3. Advisory Vote to Ratify Named M For For For For Yes
Executive Officers' Compensation
- --------------------------------------------------------------------------------
P.F. CHANG'S CHINA BISTRO, INC.
Ticker: PFCB Security ID: 69333Y108
Meeting Date: 04/28/09 Record Date: 03/02/09
Cutoff Date: 04/23/09 Meeting Type: Annual
Ballot Shares: 25659 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director F. Lane Cardwell, Jr. M For For For For Yes
1.2 Elect Director Richard L. Federico M For For For For Yes
1.3 Elect Director Lesley H. Howe M For For For For Yes
1.4 Elect Director Kenneth A. May M For For For For Yes
1.5 Elect Director M. Ann Rhoades M For For For For Yes
1.6 Elect Director James G. Shennan, Jr. M For For For For Yes
1.7 Elect Director Robert T. Vivian M For For For For Yes
1.8 Elect Director R. Michael Welborn M For For For For Yes
1.9 Elect Director Kenneth J. Wessels M For For For For Yes
2. Ratify Auditors M For For For For Yes
3. Adjourn Meeting M Against For Against Against Yes
- --------------------------------------------------------------------------------
CENTENE CORP.
Ticker: CNC Security ID: 15135B101
Meeting Date: 04/28/09 Record Date: 02/27/09
Cutoff Date: 04/23/09 Meeting Type: Annual
Ballot Shares: 75200 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Robert K. Ditmore M For For For For Yes
1.2 Elect Director Frederick H. Eppinger M For For For For Yes
1.3 Elect Director David L. Steward M For For For For Yes
2. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
PMC-SIERRA, INC.
Ticker: PMCS Security ID: 69344F106
Meeting Date: 04/29/09 Record Date: 03/02/09
Cutoff Date: 04/20/09 Meeting Type: Annual
Ballot Shares: 278284 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Robert L. Bailey M For For For For Yes
1.2 Elect Director Richard E. Belluzzo M For For For For Yes
1.3 Elect Director James V. Diller, Sr. M For For For For Yes
1.4 Elect Director Michael R. Farese M For For For For Yes
1.5 Elect Director Jonathan J. Judge M For For For For Yes
1.6 Elect Director William H. Kurtz M For For For For Yes
1.7 Elect Director Gregory S. Lang M For For For For Yes
1.8 Elect Director Frank J. Marshall M For For For For Yes
2. Ratify Auditors M For For For For Yes
3. Performance-Based Equity Awards S For Against For For Yes
- --------------------------------------------------------------------------------
HUB GROUP, INC.
Ticker: HUBG Security ID: 443320106
Meeting Date: 05/06/09 Record Date: 03/11/09
Cutoff Date: 05/01/09 Meeting Type: Annual
Ballot Shares: 31837 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director David P. Yeager M For For For For Yes
1.2 Elect Director Mark A. Yeager M For For For For Yes
1.3 Elect Director Gary D. Eppen M For For For For Yes
1.4 Elect Director Charles R. Reaves M For For For For Yes
1.5 Elect Director Martin P. Slark M For For For For Yes
- --------------------------------------------------------------------------------
O'REILLY AUTOMOTIVE, INC.
Ticker: ORLY Security ID: 686091109
Meeting Date: 05/05/09 Record Date: 02/27/09
Cutoff Date: 04/30/09 Meeting Type: Annual
Ballot Shares: 25580 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Charles H. O'Reilly, M Withhold For Withhold Withhold Yes
Jr
1.2 Elect Director John Murphy M For For For For Yes
1.3 Elect Director Ronald Rashkow M For For For For Yes
2. Ratify Auditors M For For For For Yes
3. Approve Nonqualified Employee Stock M For For For For Yes
Purchase Plan
4. Approve Omnibus Stock Plan M Against For Against For Yes
- --------------------------------------------------------------------------------
AMERIGROUP CORP.
Ticker: AGP Security ID: 03073T102
Meeting Date: 05/07/09 Record Date: 03/09/09
Cutoff Date: 05/04/09 Meeting Type: Annual
Ballot Shares: 72222 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Thomas E. Capps M For For For For Yes
1.2 Elect Director Emerson U. Fullwood M For For For For Yes
1.3 Elect Director William J. McBride M For For For For Yes
2. Ratify Auditors M For For For For Yes
3. Approve Omnibus Stock Plan M For For For For Yes
- --------------------------------------------------------------------------------
INTERLINE BRANDS, INC.
Ticker: IBI Security ID: 458743101
Meeting Date: 05/07/09 Record Date: 03/10/09
Cutoff Date: 05/04/09 Meeting Type: Annual
Ballot Shares: 219200 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Barry J. Goldstein M Withhold For Withhold For Yes
1.2 Elect Director Charles W. Santoro M Withhold For Withhold For Yes
1.3 Elect Director Drew T. Sawyer M Withhold For Withhold For Yes
2. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
IDEXX LABORATORIES, INC.
Ticker: IDXX Security ID: 45168D104
Meeting Date: 05/06/09 Record Date: 03/09/09
Cutoff Date: 05/01/09 Meeting Type: Annual
Ballot Shares: 5800 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director William T. End M For For For For Yes
1.2 Elect Director Barry C. Johnson M For For For For Yes
1.3 Elect Director Brian P. McKeon M For For For For Yes
2. Approve Omnibus Stock Plan M For For For For Yes
3. Amend Qualified Employee Stock M For For For For Yes
Purchase Plan
4. Ratify Auditors M For For For For Yes
5. Other Business M Against For Against Against Yes
- --------------------------------------------------------------------------------
INTERSIL CORPORATION
Ticker: ISIL Security ID: 46069S109
Meeting Date: 05/06/09 Record Date: 03/12/09
Cutoff Date: 05/01/09 Meeting Type: Annual
Ballot Shares: 135500 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director David B. Bell M For For For For Yes
1.2 Elect Director Robert W. Conn M For For For For Yes
1.3 Elect Director James V. Diller M For For For For Yes
1.4 Elect Director Gary E. Gist M For For For For Yes
1.5 Elect Director Mercedes Johnson M For For For For Yes
1.6 Elect Director Gregory Lang M For For For For Yes
1.7 Elect Director Jan Peeters M For For For For Yes
1.8 Elect Director Robert N. Pokelwaldt M For For For For Yes
1.9 Elect Director James A. Urry M For For For For Yes
2. Ratify Auditors M For For For For Yes
3. Amend Qualified Employee Stock M For For For For Yes
Purchase Plan
- --------------------------------------------------------------------------------
CAPELLA EDUCATION COMPANY
Ticker: CPLA Security ID: 139594105
Meeting Date: 05/12/09 Record Date: 03/16/09
Cutoff Date: 05/07/09 Meeting Type: Annual
Ballot Shares: 13080 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director J. Kevin Gilligan M For For For For Yes
1.2 Elect Director Mark N. Greene M For For For For Yes
1.3 Elect Director Jody G. Miller M For For For For Yes
1.4 Elect Director James A. Mitchell M For For For For Yes
1.5 Elect Director Stephen G. Shank M For For For For Yes
1.6 Elect Director Andrew M. Slavitt M For For For For Yes
1.7 Elect Director David W. Smith M For For For For Yes
1.8 Elect Director Jeffrey W. Taylor M For For For For Yes
1.9 Elect Director Sandra E. Taylor M For For For For Yes
1.1 Elect Director Darrell R. Tukua M For For For For Yes
2. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
SBA COMMUNICATIONS CORP.
Ticker: SBAC Security ID: 78388J106
Meeting Date: 05/07/09 Record Date: 03/12/09
Cutoff Date: 05/04/09 Meeting Type: Annual
Ballot Shares: 41150 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Brian C. Carr M For For For For Yes
2. Ratify Auditors M For For For For Yes
3. Other Business M Against For Against Against Yes
- --------------------------------------------------------------------------------
HURON CONSULTING GROUP, INC.
Ticker: HURN Security ID: 447462102
Meeting Date: 06/02/09 Record Date: 03/10/09
Cutoff Date: 05/01/09 Meeting Type: Annual
Ballot Shares: 12940 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director DuBose Ausley M For For For For Yes
1.2 Elect Director John S. Moody M For For For For Yes
2. Amend Omnibus Stock Plan M Against For Against Against Yes
3. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
ANNTAYLOR STORES CORP.
Ticker: ANN Security ID: 036115103
Meeting Date: 05/13/09 Record Date: 03/23/09
Cutoff Date: 05/08/09 Meeting Type: Annual
Ballot Shares: 120751 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1. Elect Director James J. Burke, Jr. M For For For For Yes
2. Elect Director Kay Krill M For For For For Yes
3. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
LKQ CORP.
Ticker: LKQX Security ID: 501889208
Meeting Date: 05/11/09 Record Date: 03/13/09
Cutoff Date: 05/06/09 Meeting Type: Annual
Ballot Shares: 153911 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1. Elect Director A. Clinton Allen M For For For For Yes
2. Elect Director Robert M. Devlin M For For For For Yes
3. Elect Director Donald F. Flynn M For For For For Yes
4. Elect Director Kevin F. Flynn M For For For For Yes
5. Elect Director Ronald G. Foster M For For For For Yes
6. Elect Director Joseph M. Holsten M For For For For Yes
7. Elect Director Paul M. Meister M For For For For Yes
8. Elect Director John F. O'Brien M For For For For Yes
9. Elect Director William M. Webster, IV M For For For For Yes
10. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
WASTE CONNECTIONS, INC.
Ticker: WCN Security ID: 941053100
Meeting Date: 05/14/09 Record Date: 03/16/09
Cutoff Date: 05/07/09 Meeting Type: Annual
Ballot Shares: 37153 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Michael W. Harlan M For For For For Yes
1.2 Elect Director William J. Razzouk M For For For For Yes
2. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
ADMINISTAFF, INC.
Ticker: ASF Security ID: 007094105
Meeting Date: 05/05/09 Record Date: 03/09/09
Cutoff Date: 04/30/09 Meeting Type: Annual
Ballot Shares: 77794 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Paul J. Sarvandi M Withhold For Withhold Withhold Yes
1.2 Elect Director Austin P. Young M Withhold For Withhold Withhold Yes
2. Amend Omnibus Stock Plan M For For For For Yes
3. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
FMC TECHNOLOGIES, INC.
Ticker: FTI Security ID: 30249U101
Meeting Date: 05/15/09 Record Date: 03/19/09
Cutoff Date: 05/08/09 Meeting Type: Annual
Ballot Shares: 93260 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect DirectorMike R. Bowlin M For For For For Yes
1.2 Elect DirectorPhilip J. Burguieres M For For For For Yes
1.3 Elect DirectorPeter D. Kinnear M For For For For Yes
1.4 Elect DirectorEdward J. Mooney M For For For For Yes
1.5 Elect DirectorJames M. Ringler M For For For For Yes
2. Increase Authorized Common Stock M For For For For Yes
- --------------------------------------------------------------------------------
DTS INC
Ticker: DTSI Security ID: 23335C101
Meeting Date: 05/14/09 Record Date: 03/27/09
Cutoff Date: 05/11/09 Meeting Type: Annual
Ballot Shares: 8800 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Jon E.Kirchner M For For For For Yes
1.2 Elect Director V. Sue Molina M For For For For Yes
1.3 Elect Director Ronald N.Stone M For For For For Yes
2. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
BARRETT BILL CORP
Ticker: BBG Security ID: 06846N104
Meeting Date: 05/14/09 Record Date: 03/26/09
Cutoff Date: 05/11/09 Meeting Type: Annual
Ballot Shares: 52100 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director James M. Fitzgibbons M For For For For Yes
1.2 Elect Director Randy I. Stein M For For For For Yes
2. Ratify Auditors M For For For For Yes
3. Declassify the Board of Directors S For Against For For Yes
4. Other Business M Against For Against Against Yes
- --------------------------------------------------------------------------------
FEI COMPANY
Ticker: FEIC Security ID: 30241L109
Meeting Date: 05/14/09 Record Date: 03/09/09
Cutoff Date: 05/11/09 Meeting Type: Annual
Ballot Shares: 46813 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Lawrence A. Bock M For For For For Yes
1.2 Elect Director Wilfred J. Corrigan M For For For For Yes
1.3 Elect Director Don R. Kania M For For For For Yes
1.4 Elect Director Thomas F. Kelly M For For For For Yes
1.5 Elect Director William W. Lattin M For For For For Yes
1.6 Elect Director Jan C. Lobbezoo M For For For For Yes
1.7 Elect Director Gerhard H. Parker M For For For For Yes
1.8 Elect Director James T. Richardson M For For For For Yes
1.9 Elect Director Richard H. Wills M For For For For Yes
2. Amend Omnibus Stock Plan M For For For For Yes
3. Amend Qualified Employee Stock M For For For For Yes
Purchase Plan
4. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
ENCORE ACQUISITION COMPANY
Ticker: EAC Security ID: 29255W100
Meeting Date: 04/28/09 Record Date: 03/11/09
Cutoff Date: 04/23/09 Meeting Type: Annual
Ballot Shares: 13748 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director I. Jon Brumley M Withhold For Withhold Withhold Yes
1.2 Elect Director Jon S. Brumley M Withhold For Withhold Withhold Yes
1.3 Elect Director John A. Bailey M Withhold For Withhold Withhold Yes
1.4 Elect Director Martin C. Bowen M Withhold For Withhold Withhold Yes
1.5 Elect Director Ted Collins, Jr. M Withhold For Withhold Withhold Yes
1.6 Elect Director Ted A. Gardner M Withhold For Withhold Withhold Yes
1.7 Elect Director John V. Genova M Withhold For Withhold Withhold Yes
1.8 Elect Director James A. Winne III M Withhold For Withhold Withhold Yes
2. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
NII HOLDINGS, INC.
Ticker: NIHD Security ID: 62913F201
Meeting Date: 05/12/09 Record Date: 03/20/09
Cutoff Date: 04/30/09 Meeting Type: Annual
Ballot Shares: 124100 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director George A. Cope M Withhold For Withhold Withhold Yes
1.2 Elect Director Raymond P. Dolan M For For For For Yes
1.3 Elect Director Carolyn Katz M For For For For Yes
2. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
CAVIUM NETWORKS INC
Ticker: CAVM Security ID: 14965A101
Meeting Date: 05/08/09 Record Date: 03/20/09
Cutoff Date: 05/05/09 Meeting Type: Annual
Ballot Shares: 37400 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Kris Chellam M For For For For Yes
2. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
COLFAX CORP
Ticker: CFX Security ID: 194014106
Meeting Date: 05/12/09 Record Date: 03/27/09
Cutoff Date: 05/07/09 Meeting Type: Annual
Ballot Shares: 78700 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1. Elect Director Mitchell P. Rales M For For For For Yes
2. Elect Director John A. Young M For For For For Yes
3. Elect Director Patrick W. Allender M For For For For Yes
4. Elect Director C. Scott Brannan M For For For For Yes
5. Elect Director Joseph O. Bunting III M For For For For Yes
6. Elect Director Thomas S. Gayner M For For For For Yes
7. Elect Director Rhonda L. Jordan M For For For For Yes
8. Elect Director Clay Kiefaber M For For For For Yes
9. Elect Director Rajiv Vinnakota M For For For For Yes
10. Ratify Auditors M For For For For Yes
11. Approve Executive Incentive Bonus M For For For For Yes
Plan
- --------------------------------------------------------------------------------
CYMER, INC.
Ticker: CYMI Security ID: 232572107
Meeting Date: 05/21/09 Record Date: 03/23/09
Cutoff Date: 05/18/09 Meeting Type: Annual
Ballot Shares: 24699 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Charles J. Abbe M For For For For Yes
1.2 Elect Director Robert P. Akins M For For For For Yes
1.3 Elect Director Edward H. Braun M For For For For Yes
1.4 Elect Director Michael R. Gaulke M For For For For Yes
1.5 Elect Director William G. Oldham M For For For For Yes
1.6 Elect Director Peter J. Simone M For For For For Yes
1.7 Elect Director Young K. Sohn M For For For For Yes
1.8 Elect Director Jon D. Tompkins M For For For For Yes
2. Amend Omnibus Stock Plan M For For For For Yes
3. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
XENOPORT, INC.
Ticker: XNPT Security ID: 98411C100
Meeting Date: 05/07/09 Record Date: 03/20/09
Cutoff Date: 05/04/09 Meeting Type: Annual
Ballot Shares: 8254 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Catherine J. Friedman M For For For For Yes
1.2 Elect Director Per G. H. Lofberg M For For For For Yes
2. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
CHIPOTLE MEXICAN GRILL INC
Ticker: CMG Security ID: 169656204
Meeting Date: 05/21/09 Record Date: 03/27/09
Cutoff Date: 05/18/09 Meeting Type: Annual
Ballot Shares: 23500 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Steve Ells M For For For For Yes
1.2 Elect Director Patrick J. Flynn M For For For For Yes
2. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
COVENTRY HEALTH CARE INC.
Ticker: CVH Security ID: 222862104
Meeting Date: 05/21/09 Record Date: 03/23/09
Cutoff Date: 05/12/09 Meeting Type: Annual
Ballot Shares: 137024 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Daniel N. Mendelson M For For For For Yes
1.2 Elect Director Rodman W. Moorhead M For For For For Yes
1.3 Elect Director Timothy T. Weglicki M For For For For Yes
2. Amend Omnibus Stock Plan M For For For For Yes
3. Amend Omnibus Stock Plan M For For For For Yes
4. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
EXELIXIS, INC
Ticker: EXEL Security ID: 30161Q104
Meeting Date: 05/13/09 Record Date: 03/16/09
Cutoff Date: 05/08/09 Meeting Type: Annual
Ballot Shares: 55320 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Charles Cohen M For For For For Yes
1.2 Elect Director George Poste M For For For For Yes
1.3 Elect Director Jack L. Wyszomierski M For For For For Yes
2. Ratify Auditors M For For For For Yes
3. Amend Qualified Employee Stock M For For For For Yes
Purchase Plan
4. Amend Omnibus Stock Plan M Against For Against Against Yes
5. Approve Stock Option Exchange Program M For For For Against Yes
- --------------------------------------------------------------------------------
PANERA BREAD COMPANY
Ticker: PNRA Security ID: 69840W108
Meeting Date: 05/21/09 Record Date: 03/23/09
Cutoff Date: 05/18/09 Meeting Type: Annual
Ballot Shares: 19740 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Domenic Colasacco M For For For For Yes
1.2 Elect Director W. Austin Ligon M For For For For Yes
2. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
COMPLETE PRODUCTION SERVICES INC
Ticker: CPX Security ID: 20453E109
Meeting Date: 05/21/09 Record Date: 03/23/09
Cutoff Date: 05/18/09 Meeting Type: Annual
Ballot Shares: 175500 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Joseph C. Winkler M Withhold For Withhold For Yes
1.2 Elect Director R. Graham Whaling M For For For For Yes
2. Amend Omnibus Stock Plan M For For For For Yes
3. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
INTREPID POTASH INC
Ticker: IPI Security ID: 46121Y102
Meeting Date: 05/28/09 Record Date: 04/01/09
Cutoff Date: 05/25/09 Meeting Type: Annual
Ballot Shares: 5021 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Terry Considine M Withhold For Withhold Withhold Yes
2. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
INCYTE CORP.
Ticker: INCY Security ID: 45337C102
Meeting Date: 05/19/09 Record Date: 03/27/09
Cutoff Date: 05/14/09 Meeting Type: Annual
Ballot Shares: 15387 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Richard U. De Schutter M For For For For Yes
1.2 Elect Director Barry M. Ariko M For For For For Yes
1.3 Elect Director Julian C. Baker M For For For For Yes
1.4 Elect Director Paul A. Brooke M For For For For Yes
1.5 Elect Director Paul A. Friedman, M.D. M For For For For Yes
1.6 Elect Director John F. Niblack, Ph.D. M For For For For Yes
1.7 Elect Director Roy A. Whitfield M Withhold For Withhold Withhold Yes
2. Amend Omnibus Stock Plan M For For For For Yes
3. Amend Non-Employee Director Stock M For For For For Yes
Option Plan
4. Amend Qualified Employee Stock M For For For For Yes
Purchase Plan
5. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
SMITH INTERNATIONAL, INC.
Ticker: SII Security ID: 832110100
Meeting Date: 05/12/09 Record Date: 03/13/09
Cutoff Date: 04/30/09 Meeting Type: Annual
Ballot Shares: 24256 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Robert Kelley M For For For For Yes
1.2 Elect Director Luiz Rodolfo Landim M For For For For Yes
Machado
1.3 Elect Director Doug Rock M For For For For Yes
2. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
HENRY SCHEIN, INC.
Ticker: HSIC Security ID: 806407102
Meeting Date: 05/28/09 Record Date: 04/06/09
Cutoff Date: 05/19/09 Meeting Type: Annual
Ballot Shares: 81377 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Stanley M. Bergman M For For For For Yes
1.2 Elect Director Gerald A. Benjamin M For For For For Yes
1.3 Elect Director James P. Breslawski M For For For For Yes
1.4 Elect Director Mark E. Mlotek M For For For For Yes
1.5 Elect Director Steven Paladino M For For For For Yes
1.6 Elect Director Barry J. Alperin M For For For For Yes
1.7 Elect Director Paul Brons M For For For For Yes
1.8 Elect Director Margaret A. Hamburg, M For For For For Yes
M.D.
1.9 Elect Director Donald J. Kabat M For For For For Yes
1.1 Elect Director Philip A. Laskawy M For For For For Yes
1.11 Elect Director Karyn Mashima M For For For For Yes
1.12 Elect Director Norman S. Matthews M For For For For Yes
1.13 Elect Director Louis W. Sullivan, M For For For For Yes
M.D.
2. Amend Omnibus Stock Plan M For For For For Yes
3. Approve Executive Incentive Bonus M For For For For Yes
Plan
4. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
DIGITAL RIVER, INC.
Ticker: DRIV Security ID: 25388B104
Meeting Date: 05/28/09 Record Date: 04/01/09
Cutoff Date: 05/25/09 Meeting Type: Annual
Ballot Shares: 61300 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Douglas M. Steenland M For For For For Yes
2. Amend Omnibus Stock Plan M For For For For Yes
3. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
OMNITURE, INC.
Ticker: OMTR Security ID: 68212S109
Meeting Date: 05/13/09 Record Date: 03/16/09
Cutoff Date: 05/08/09 Meeting Type: Annual
Ballot Shares: 83513 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Dana L. Evan M For For For For Yes
1.2 Elect Director Joshua G. James M For For For For Yes
1.3 Elect Director Rory T. O'Driscoll M For For For For Yes
2. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
RIGHTNOW TECHNOLOGIES, INC
Ticker: RNOW Security ID: 76657R106
Meeting Date: 06/03/09 Record Date: 04/09/09
Cutoff Date: 05/29/09 Meeting Type: Annual
Ballot Shares: 296700 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Director Richard E. Allen M For For For For Yes
2. Ratify Auditors M For For For For Yes
3. Other Business M Against For Against Against Yes
- --------------------------------------------------------------------------------
SENOMYX INC
Ticker: SNMX Security ID: 81724Q107
Meeting Date: 06/04/09 Record Date: 04/09/09
Cutoff Date: 06/03/09 Meeting Type: Annual
Ballot Shares: 72665 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Roger D. Billingsley, M For For For For Yes
Ph.D.
1.2 Elect Director Stephen A. Block M For For For For Yes
1.3 Elect Director Michael E. Herman M For For For For Yes
1.4 Elect Director Jay M. Short, Ph.D. M For For For For Yes
1.5 Elect Director Kent Snyder M For For For For Yes
1.6 Elect Director Christopher J. Twomey M For For For For Yes
2. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
ENERNOC INC
Ticker: ENOC Security ID: 292764107
Meeting Date: 06/03/09 Record Date: 04/13/09
Cutoff Date: 05/29/09 Meeting Type: Annual
Ballot Shares: 22690 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Richard Dieter M Withhold For Withhold Withhold Yes
1.2 Elect Director TJ Glauthier M Withhold For Withhold Withhold Yes
2. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
LIBERTY ACQUISITION HOLDINGS CORP.
Ticker: LIA Security ID: 53015Y206
Meeting Date: 05/15/09 Record Date: 04/17/09
Cutoff Date: 05/14/09 Meeting Type: Annual
Ballot Shares: 64700 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1. Elect Director Nicolas Berggruen M For For For For Yes
2. Elect Director Martin E. Franklin M Against For Against For Yes
3. Elect Director James N. Hauslein M For For For For Yes
4. Elect Director Nathan Gantcher M For For For For Yes
5. Elect Director Paul B. Guenther M For For For For Yes
- --------------------------------------------------------------------------------
ZUMIEZ INC.
Ticker: ZUMZ Security ID: 989817101
Meeting Date: 05/27/09 Record Date: 04/03/09
Cutoff Date: 05/22/09 Meeting Type: Annual
Ballot Shares: 80400 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1. Elect Director Richard M. Brooks M For For For For Yes
2. Elect Director Matthew L. Hyde M For For For For Yes
3. Elect Director James M. Weber M For For For For Yes
4. Approve Repricing of Options M For For For For Yes
5. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
EHEALTH INC
Ticker: EHTH Security ID: 28238P109
Meeting Date: 06/09/09 Record Date: 04/17/09
Cutoff Date: 06/04/09 Meeting Type: Annual
Ballot Shares: 67200 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Gary L. Lauer M For For For For Yes
1.2 Elect Director Steven M. Cakebread M For For For For Yes
1.3 Elect Director Jack L. Oliver, III M For For For For Yes
2. Ratify Auditors M For For For For Yes
3. Approve Executive Incentive Bonus M For For For For Yes
Plan
- --------------------------------------------------------------------------------
ROPER INDUSTRIES, INC.
Ticker: ROP Security ID: 776696106
Meeting Date: 06/03/09 Record Date: 04/06/09
Cutoff Date: 05/25/09 Meeting Type: Annual
Ballot Shares: 128200 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Robert D. Johnson M For For For For Yes
1.2 Elect Director Robert E. Knowling, M For For For For Yes
Jr.
1.3 Elect Director Wilbur J. Prezzano M For For For For Yes
2. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC.
Ticker: REGN Security ID: 75886F107
Meeting Date: 06/12/09 Record Date: 04/14/09
Cutoff Date: 06/09/09 Meeting Type: Annual
Ballot Shares: 34705 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Charles A. Baker M For For For For Yes
1.2 Elect Director Michael S. Brown, M.D. M For For For For Yes
1.3 Elect Director Arthur F. Ryan M For For For For Yes
1.4 Elect Director George L. Sing M For For For For Yes
2. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
CONCHO RESOURCES, INC.
Ticker: CXO Security ID: 20605P101
Meeting Date: 06/02/09 Record Date: 04/17/09
Cutoff Date: 05/28/09 Meeting Type: Annual
Ballot Shares: 17600 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Steven L. Beal M For For For For Yes
1.2 Elect Director Tucker S. Bridwell M For For For For Yes
2. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
STEREOTAXIS, INC.
Ticker: STXS Security ID: 85916J102
Meeting Date: 06/10/09 Record Date: 04/13/09
Cutoff Date: 06/05/09 Meeting Type: Annual
Ballot Shares: 20814 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Christopher Alafi M For For For For Yes
1.2 Elect Director Abhijeet J. Lele M For For For For Yes
1.3 Elect Director Robert J. Messey M For For For For Yes
2. Approve Qualified Employee Stock M For For For For Yes
Purchase Plan
3. Approve Omnibus Stock Plan M For For For For Yes
4. Approve Repricing of Options M Against For Against For Yes
5. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
BLACKBOARD INC
Ticker: BBBB Security ID: 091935502
Meeting Date: 06/04/09 Record Date: 04/16/09
Cutoff Date: 06/01/09 Meeting Type: Annual
Ballot Shares: 45626 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Michael L. Chasen M For For For For Yes
1.2 Elect Director Thomas Kalinske M For For For For Yes
2. Amend Omnibus Stock Plan M For For For For Yes
3. Ratify Auditors M For For For For Yes
4. Other Business M Against For Against Against Yes
- --------------------------------------------------------------------------------
CORPORATE EXECUTIVE BOARD CO. (THE)
Ticker: EXBD Security ID: 21988R102
Meeting Date: 06/11/09 Record Date: 04/16/09
Cutoff Date: 06/08/09 Meeting Type: Annual
Ballot Shares: 56600 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Thomas L. Monahan, III M For For For For Yes
1.2 Elect Director Gregor S. Bailar M For For For For Yes
1.3 Elect Director Stephen M. Carter M For For For For Yes
1.4 Elect Director Gordon J. Coburn M For For For For Yes
1.5 Elect Director Nancy J. Karch M For For For For Yes
1.6 Elect Director David W. Kenny M For For For For Yes
1.7 Elect Director Daniel O. Leemon M For For For For Yes
2. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
MEDASSETS, INC
Ticker: MDAS Security ID: 584045108
Meeting Date: 05/28/09 Record Date: 04/23/09
Cutoff Date: 05/25/09 Meeting Type: Annual
Ballot Shares: 51820 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Rand A. Ballard M For For For For Yes
1.2 Elect Director C.A. Lance Piccolo M For For For For Yes
1.3 Elect Director Bruce F. Wesson M For For For For Yes
2. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
WIND RIVER SYSTEMS, INC.
Ticker: WIND Security ID: 973149107
Meeting Date: 06/18/09 Record Date: 04/21/09
Cutoff Date: 06/15/09 Meeting Type: Annual
Ballot Shares: 68624 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director John C. Bolger M For For For For Yes
1.2 Elect Director Jerry L. Fiddler M Withhold For Withhold Withhold Yes
1.3 Elect Director Narendra K. Gupta M For For For For Yes
1.4 Elect Director Grant M. Inman M For For For For Yes
1.5 Elect Director Harvey C. Jones M For For For For Yes
1.6 Elect Director Kenneth R. Klein M For For For For Yes
1.7 Elect Director Standish H. O Grady M For For For For Yes
2. Ratify Auditors M For For For For Yes
3. Amend Omnibus Stock Plan M For For For For Yes
- --------------------------------------------------------------------------------
TALEO CORPORATION
Ticker: TLEO Security ID: 87424N104
Meeting Date: 05/28/09 Record Date: 04/29/09
Cutoff Date: 05/25/09 Meeting Type: Annual
Ballot Shares: 175500 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Gary Bloom M For For For For Yes
1.2 Elect Director Greg Santora M For For For For Yes
2. Approve Omnibus Stock Plan M For For For For Yes
- --------------------------------------------------------------------------------
MOBILE MINI, INC.
Ticker: MINI Security ID: 60740F105
Meeting Date: 06/24/09 Record Date: 04/27/09
Cutoff Date: 06/19/09 Meeting Type: Annual
Ballot Shares: 29709 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Stephen A Mcconnell M For For For For Yes
1.2 Elect Director Jeffrey S. Goble M For For For For Yes
1.3 Elect Director Michael E. Donovan M For For For For Yes
2. Ratify Auditors M For For For For Yes
3. Amend Omnibus Stock Plan M Against For Against Against Yes
- --------------------------------------------------------------------------------
CONCEPTUS, INC.
Ticker: CPTS Security ID: 206016107
Meeting Date: 06/05/09 Record Date: 04/13/09
Cutoff Date: 06/02/09 Meeting Type: Annual
Ballot Shares: 24500 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Kathryn A. Tunstall M For For For For Yes
1.2 Elect Director Robert V. Toni M For For For For Yes
2. Ratify Auditors M For For For For Yes
- --------------------------------------------------------------------------------
NEUSTAR, INC
Ticker: NSR Security ID: 64126X201
Meeting Date: 06/24/09 Record Date: 04/27/09
Cutoff Date: 06/19/09 Meeting Type: Annual
Ballot Shares: 189300 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Ross K. Ireland M For For For For Yes
1.2 Elect Director Paul A. Lacouture M For For For For Yes
1.3 Elect Director Michael J. Rowny M For For For For Yes
2. Ratify Auditors M For For For For Yes
3. Approve Executive Incentive Bonus M For For For For Yes
Plan
4. Approve Omnibus Stock Plan M For For For For Yes
- --------------------------------------------------------------------------------
SEMTECH CORP.
Ticker: SMTC Security ID: 816850101
Meeting Date: 06/25/09 Record Date: 05/01/09
Cutoff Date: 06/22/09 Meeting Type: Annual
Ballot Shares: 114700 Country: USA
Cust Bank Acct NBR: 2 P 71470 Client Account NBR: 4231
BALLOT
ITEM ISS MGT POLICY VOTE VOTED
NUMBER ITEMDESC PROPONENT REC VOTE REC VOTE VOTE REC CAST YN NOTE
- -------- ------------------------------------- ----------- ---------- --------- ----------- -------- ----- ----
1.1 Elect Director Glen M. Antle M For For For For Yes
1.2 Elect Director W. Dean Baker M For For For For Yes
1.3 Elect Director James P. Burra M For For For For Yes
1.4 Elect Director Bruce C. Edwards M For For For For Yes
1.5 Elect Director Rockell N. Hankin M For For For For Yes
1.6 Elect Director James T. Lindstrom M For For For For Yes
1.7 Elect Director Mohan R. Maheswaran M For For For For Yes
1.8 Elect Director John L. Piotrowski M For For For For Yes
1.9 Elect Director James T. Schraith M For For For For Yes
2. Ratify Auditors M For For For For Yes
ICA File Number: 811-08941
Reporting Period: 07/01/2008 - 06/30/2009
VantagePoint Funds
============= VANTAGEPOINT OPPORTUNITY FUND - TIMESSQUARE CAPITAL ==============
ACTIVISION BLIZZARD, INC.
Ticker: ATVI Security ID: 00507V109
Meeting Date: SEP 24, 2008 Meeting Type: Annual
Record Date: JUL 28, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philippe G. H. Capron For For Management
1.2 Elect Director Robert J. Corti For For Management
1.3 Elect Director Frederic R. Crepin For For Management
1.4 Elect Director Bruce L. Hack For For Management
1.5 Elect Director Brian G. Kelly For For Management
1.6 Elect Director Robert A. Kotick For For Management
1.7 Elect Director Jean-Bernard Levy For For Management
1.8 Elect Director Robert J. Morgado For For Management
1.9 Elect Director Douglas P. Morris For For Management
1.10 Elect Director Rene P. Penisson For For Management
1.11 Elect Director Richard Sarnoff For For Management
2 Approve Omnibus Stock Plan For For Management
3 Adopt Policy and Report on Board Against Against Shareholder
Diversity
4 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
AFLAC INCORPORATED
Ticker: AFL Security ID: 001055102
Meeting Date: MAY 4, 2009 Meeting Type: Annual
Record Date: FEB 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel P. Amos For For Management
1.2 Elect Director John Shelby Amos, II For For Management
1.3 Elect Director Paul S. Amos, II For For Management
1.4 Elect Director Yoshiro Aoki For For Management
1.5 Elect Director Michael H. Armacost For For Management
1.6 Elect Director Kriss Cloninger, III For For Management
1.7 Elect Director Joe Frank Harris For For Management
1.8 Elect Director Elizabeth J. Hudson For For Management
1.9 Elect Director Kenneth S. Janke, Sr. For For Management
1.10 Elect Director Douglas W. Johnson For For Management
1.11 Elect Director Robert B. Johnson For For Management
1.12 Elect Director Charles B. Knapp For For Management
1.13 Elect Director E. Stephen Purdom For For Management
1.14 Elect Director Barbara K. Rimer For For Management
1.15 Elect Director Marvin R. Schuster For For Management
1.16 Elect Director David Gary Thompson For For Management
1.17 Elect Director Robert L. Wright For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ALTERA CORP.
Ticker: ALTR Security ID: 021441100
Meeting Date: MAY 12, 2009 Meeting Type: Annual
Record Date: MAR 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John P. Daane For For Management
2 Elect Director Robert J. Finocchio, Jr. For For Management
3 Elect Director Kevin McGarity For For Management
4 Elect Director Gregory E. Myers For For Management
5 Elect Director Krish A. Prabhu For For Management
6 Elect Director John Shoemaker For For Management
7 Elect Director Susan Wang For For Management
8 Amend Omnibus Stock Plan For For Management
9 Amend Qualified Employee Stock Purchase For For Management
Plan
10 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AMDOCS LIMITED
Ticker: DOX Security ID: G02602103
Meeting Date: JAN 22, 2009 Meeting Type: Annual
Record Date: NOV 24, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 ELECT DIRECTOR BRUCE K. ANDERSON For For Management
1.2 ELECT DIRECTOR ADRIAN GARDNER For For Management
1.3 ELECT DIRECTOR CHARLES E. FOSTER For For Management
1.4 ELECT DIRECTOR JAMES S. KAHAN For For Management
1.5 ELECT DIRECTOR ZOHAR ZISAPEL For For Management
1.6 ELECT DIRECTOR DOV BAHARAV For For Management
1.7 ELECT DIRECTOR JULIAN A. BRODSKY For For Management
1.8 ELECT DIRECTOR ELI GELMAN For For Management
1.9 ELECT DIRECTOR NEHEMIA LEMELBAUM For For Management
1.10 ELECT DIRECTOR JOHN T. MCLENNAN For For Management
1.11 ELECT DIRECTOR ROBERT A. MINICUCCI For For Management
1.12 ELECT DIRECTOR SIMON OLSWANG For For Management
2 APPROVAL OF SPECIAL RESOLUTION AMENDING For For Management
AND RESTATING THE MEMORANDUM OF
INCORPORATION AND ARTICLES OF
INCORPORATION AS DESCRIBED IN THE
ACCOMPANYING PROXY STATEMENT.
3 APPROVAL OF CONSOLIDATED FINANCIAL For For Management
STATEMENTS FOR FISCAL YEAR 2008.
4 RATIFICATION AND APPROVAL OF ERNST & For For Management
YOUNG LLP AND AUTHORIZATION OF AUDIT
COMMITTEE OF BOARD TO FIX REMUNERATION.
- --------------------------------------------------------------------------------
AMERICAN TOWER CORP.
Ticker: AMT Security ID: 029912201
Meeting Date: MAY 6, 2009 Meeting Type: Annual
Record Date: MAR 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond P. Dolan For For Management
1.2 Elect Director Ronald M. Dykes For For Management
1.3 Elect Director Carolyn F. Katz For For Management
1.4 Elect Director Gustavo Lara Cantu For For Management
1.5 Elect Director JoAnn A. Reed For For Management
1.6 Elect Director Pamela D.A. Reeve For For Management
1.7 Elect Director David E. Sharbutt For For Management
1.8 Elect Director James D. Taiclet, Jr. For For Management
1.9 Elect Director Samme L. Thompson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
AMPHENOL CORP.
Ticker: APH Security ID: 032095101
Meeting Date: MAY 20, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward G. Jepsen For For Management
1.2 Elect Director John R. Lord For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
AON CORP.
Ticker: AOC Security ID: 037389103
Meeting Date: MAY 15, 2009 Meeting Type: Annual
Record Date: MAR 18, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lester B. Knight For For Management
2 Elect Director Gregory C. Case For For Management
3 Elect Director Fulvio Conti For For Management
4 Elect Director Edgar D. Jannotta For For Management
5 Elect Director Jan Kalff For For Management
6 Elect Director J. Michael Losh For For Management
7 Elect Director R. Eden Martin For For Management
8 Elect Director Andrew J. McKenna For For Management
9 Elect Director Robert S. Morrison For For Management
10 Elect Director Richard B. Myers For For Management
11 Elect Director Richard C. Notebaert For For Management
12 Elect Director John W. Rogers, Jr. For For Management
13 Elect Director Gloria Santona For For Management
14 Elect Director Carolyn Y. Woo For For Management
15 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ASML HOLDING NV
Ticker: ASML Security ID: N07059186
Meeting Date: MAR 26, 2009 Meeting Type: Annual
Record Date: FEB 19, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 DISCUSSION OF THE ANNUAL REPORT 2008 For Did Not Vote Management
AND ADOPTION OF THEFINANCIAL STATEMENTS
FOR THE FINANCIAL YEAR ( FY ) 2008,
ASPREPARED IN ACCORDANCE WITH DUTCH
LAW.
2 DISCHARGE OF THE MEMBERS OF THE BOARD For Did Not Vote Management
OF MANAGEMENT ( BOM ) FROMLIABILITY FOR
THEIR RESPONSIBILITIES IN THE FY 2008.
3 DISCHARGE OF THE MEMBERS OF THE For Did Not Vote Management
SUPERVISORY BOARD ( SB ) FROMLIABILITY
FOR THEIR RESPONSIBILITIES IN THE FY
2008.
4 PROPOSAL TO ADOPT A DIVIDEND OF EUR For Did Not Vote Management
0.20 PER ORDINARY SHARE OFEUR 0.09.
5 APPROVAL OF THE NUMBER OF PERFORMANCE For Did Not Vote Management
STOCK FOR THE BOM ANDAUTHORIZATION OF
THE BOM TO ISSUE THE PERFORMANCE STOCK.
6 APPROVAL OF THE MAXIMUM NUMBER OF For Did Not Vote Management
50,000 SIGN-ON STOCK FOR THEBOM AND
AUTHORIZATION OF THE BOM TO ISSUE THE
SIGN-ON STOCK.
7 APPROVAL OF THE NUMBER OF PERFORMANCE For Did Not Vote Management
STOCK OPTIONS FOR THE BOMAND
AUTHORIZATION OF THE BOM TO ISSUE THE
PERFORMANCE STOCKOPTIONS.
8 APPROVAL OF THE MAXIMUM NUMBER OF For Did Not Vote Management
50,000 SIGN-ON STOCK OPTIONSFOR THE BOM
AND AUTHORIZATION OF THE BOM TO ISSUE
THE SIGN-ONSTOCK OPTIONS.
9 APPROVAL OF THE NUMBER OF STOCK For Did Not Vote Management
OPTIONS, RESPECTIVELY STOCK,AVAILABLE
FOR ASML EMPLOYEES, AND AUTHORIZATION
OF THE BOM TOISSUE THE STOCK OPTIONS OR
STOCK.
10 NOMINATION FOR REAPPOINTMENT OF MS. For Did Not Vote Management
H.C.J. VAN DEN BURG ASMEMBER OF THE SB
EFFECTIVE MARCH 26, 2009.
11 NOMINATION FOR REAPPOINTMENT OF MR. O. For Did Not Vote Management
BILOUS AS MEMBER OF THESB EFFECTIVE
MARCH 26, 2009.
12 NOMINATION FOR REAPPOINTMENT OF MR. For Did Not Vote Management
J.W.B. WESTERBURGEN ASMEMBER OF THE SB
EFFECTIVE MARCH 26, 2009.
13 NOMINATION FOR APPOINTMENT OF MS. For Did Not Vote Management
P.F.M. VAN DER MEER MOHR ASMEMBER OF
THE SB EFFECTIVE MARCH 26, 2009.
14 NOMINATION FOR APPOINTMENT OF MR. W. For Did Not Vote Management
ZIEBART AS MEMBER OF THE SBEFFECTIVE
MARCH 26, 2009.
15 PROPOSAL TO AUTHORIZE THE BOM FOR A For Did Not Vote Management
PERIOD OF 18 MONTHS FROMMARCH 26, 2009,
TO ISSUE (RIGHTS TO SUBSCRIBE FOR)
SHARES IN THECAPITAL OF THE COMPANY,
LIMITED TO 5% OF THE ISSUED
SHARECAPITAL AT THE TIME OF THE
AUTHORIZATION.
16 PROPOSAL TO AUTHORIZE THE BOM FOR A For Did Not Vote Management
PERIOD OF 18 MONTHS FROMMARCH 26, 2009
TO RESTRICT OR EXCLUDE THE PRE-EMPTION
RIGHTSACCRUING TO SHAREHOLDERS IN
CONNECTION WITH ITEM 12A.
17 AUTHORIZE THE BOM FOR A PERIOD OF 18 For Did Not Vote Management
MONTHS FROMMARCH 26, 2009, TO ISSUE
(RIGHTS TO SUBSCRIBE FOR) SHARES IN
THECAPITAL OF THE COMPANY, FOR AN
ADDITIONAL 5% OF THE ISSUED
SHARECAPITAL AT THE TIME OF THE
AUTHORIZATION.
18 PROPOSAL TO AUTHORIZE THE BOM FOR A For Did Not Vote Management
PERIOD OF 18 MONTHS FROMMARCH 26, 2009,
TO RESTRICT OR EXCLUDE THE PRE-EMPTION
RIGHTSACCRUING TO SHAREHOLDERS IN
CONNECTION WITH ITEM 12C.
19 PROPOSAL TO AUTHORIZE THE BOM FOR A For Did Not Vote Management
PERIOD OF 18 MONTHS FROMMARCH 26, 2009
TO ACQUIRE ORDINARY SHARES IN THE
COMPANY S SHARECAPITAL.
20 CANCELLATION OF ORDINARY SHARES. For Did Not Vote Management
21 CANCELLATION OF ADDITIONAL ORDINARY For Did Not Vote Management
SHARES.
- --------------------------------------------------------------------------------
BROADCOM CORP.
Ticker: BRCM Security ID: 111320107
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George L. Farinsky For For Management
1.2 Elect Director Nancy H. Handel For For Management
1.3 Elect Director Eddy W. Hartenstein For For Management
1.4 Elect Director John Major For For Management
1.5 Elect Director Scott A. McGregor For For Management
1.6 Elect Director William T. Morrow For For Management
1.7 Elect Director Robert E. Switz For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
C.H. ROBINSON WORLDWIDE, INC.
Ticker: CHRW Security ID: 12541W209
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James B. Stake For For Management
2 Elect Director John P. Wiehoff For For Management
3 Approve Increase in Size of Board For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CA INC
Ticker: CA Security ID: 12673P105
Meeting Date: SEP 9, 2008 Meeting Type: Annual
Record Date: JUL 11, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Raymond J. Bromark For For Management
2 Elect Director Alfonse M. D'Amato For For Management
3 Elect Director Gary J. Fernandes For For Management
4 Elect Director Robert E. La Blanc For For Management
5 Elect Director Christopher B. Lofgren For For Management
6 Elect Director William E. McCracken For For Management
7 Elect Director John A. Swainson For For Management
8 Elect Director Laura S. Unger For For Management
9 Elect Director Arthur F. Weinbach For For Management
10 Elect Director Ron Zambonini For For Management
11 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CAMERON INTERNATIONAL CORP
Ticker: CAM Security ID: 13342B105
Meeting Date: MAY 13, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Baker Cunningham For For Management
1.2 Elect Director Sheldon R. Erikson For For Management
1.3 Elect Director Douglas L. Foshee For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CAPITALSOURCE, INC
Ticker: CSE Security ID: 14055X102
Meeting Date: APR 30, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William G. Byrnes For For Management
1.2 Elect Director John K. Delaney For For Management
1.3 Elect Director Sara L. Grootwassink For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
CEPHALON, INC.
Ticker: CEPH Security ID: 156708109
Meeting Date: MAY 12, 2009 Meeting Type: Annual
Record Date: MAR 17, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank Baldino, Jr., For For Management
Ph.D.
1.2 Elect Director William P. Egan For For Management
1.3 Elect Director Martyn D. Greenacre For For Management
1.4 Elect Director Vaughn M. Kailian For For Management
1.5 Elect Director Kevin E. Moley For For Management
1.6 Elect Director Charles A. Sanders, M.D. For For Management
1.7 Elect Director Gail R. Wilensky, Ph.D. For For Management
1.8 Elect Director Dennis L. Winger For For Management
2 Amend Stock Option Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COPART, INC.
Ticker: CPRT Security ID: 217204106
Meeting Date: DEC 11, 2008 Meeting Type: Annual
Record Date: OCT 16, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Willis J. Johnson For For Management
1.2 Elect Director A. Jayson Adair For For Management
1.3 Elect Director James E. Meeks For For Management
1.4 Elect Director Steven D. Cohan For For Management
1.5 Elect Director Daniel J. Englander For For Management
1.6 Elect Director Barry Rosenstein For For Management
1.7 Elect Director Thomas W. Smith For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
COPART, INC.
Ticker: CPRT Security ID: 217204106
Meeting Date: APR 14, 2009 Meeting Type: Special
Record Date: MAR 5, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock-for-Salary/Bonus Plan For For Management
- --------------------------------------------------------------------------------
DAVITA INC.
Ticker: DVA Security ID: 23918K108
Meeting Date: JUN 15, 2009 Meeting Type: Annual
Record Date: APR 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles G. Berg For For Management
1.2 Elect Director Willard W. Brittain, Jr. For For Management
1.3 Elect Director Paul J. Diaz For For Management
1.4 Elect Director Peter T. Grauer For For Management
1.5 Elect Director John M. Nehra For For Management
1.6 Elect Director William L. Roper For For Management
1.7 Elect Director Kent J. Thiry For For Management
1.8 Elect Director Roger J. Valine For For Management
1.9 Elect Director Richard C. Vaughan For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DENBURY RESOURCES INC.
Ticker: DNR Security ID: 247916208
Meeting Date: MAY 13, 2009 Meeting Type: Annual
Record Date: MAR 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wieland F. Wettstein For For Management
1.2 Elect Director Michael L. Beatty For For Management
1.3 Elect Director Michael B. Decker For For Management
1.4 Elect Director Ronald G. Greene For For Management
1.5 Elect Director David I. Heather For For Management
1.6 Elect Director Gregory L. McMichael For For Management
1.7 Elect Director Gareth Roberts For For Management
1.8 Elect Director Randy Stein For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Stock Option Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DISCOVERY HOLDINGS COMPANY
Ticker: DISCA Security ID: 25468Y107
Meeting Date: SEP 16, 2008 Meeting Type: Annual
Record Date: AUG 5, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Approve Issuance of Shares for a For For Management
Private Placement
3 Increase Authorized Preferred and For For Management
Common Stock
4 Amend Omnibus Stock Plan For Against Management
5.1 Elect Director John C Malone For For Management
5.2 Elect Director Robert R Bennett For For Management
6 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
DUN & BRADSTREET CORP, THE
Ticker: DNB Security ID: 26483E100
Meeting Date: MAY 5, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Austin A. Adams For For Management
1.2 Elect Director James N. Fernandez For For Management
1.3 Elect Director Sandra E. Peterson For For Management
1.4 Elect Director Michael R. Quinlan For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
ECOLAB, INC.
Ticker: ECL Security ID: 278865100
Meeting Date: MAY 8, 2009 Meeting Type: Annual
Record Date: MAR 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leslie S. Biller For For Management
1.2 Elect Director Jerry A. Grundhofer For For Management
1.3 Elect Director John J. Zillmer For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Declassify the Board of Directors Against Against Shareholder
- --------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION
Ticker: EW Security ID: 28176E108
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date: MAR 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mike R. Bowlin For For Management
2 Elect Director Barbara J. McNeil For For Management
3 Elect Director Michael A. Mussallem For For Management
4 Elect Director William J. Link For For Management
5 Amend Omnibus Stock Plan For For Management
6 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ENERGIZER HOLDINGS, INC.
Ticker: ENR Security ID: 29266R108
Meeting Date: JAN 26, 2009 Meeting Type: Annual
Record Date: NOV 21, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bill G. Armstrong For For Management
1.2 Elect Director J. Patrick Mulcahy For For Management
1.3 Elect Director Pamela M. Nicholson For For Management
2 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
EXPEDITORS INTERNATIONAL OF WASHINGTON, INC.
Ticker: EXPD Security ID: 302130109
Meeting Date: MAY 6, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark A. Emmert For For Management
1.2 Elect Director R. Jordan Gates For For Management
1.3 Elect Director Dan P. Kourkoumelis For For Management
1.4 Elect Director Michael J. Malone For For Management
1.5 Elect Director John W. Meisenbach For For Management
1.6 Elect Director Peter J. Rose For For Management
1.7 Elect Director James L.K. Wang For For Management
1.8 Elect Director Robert R. Wright For For Management
2 Approve Stock Option Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
EXPRESS SCRIPTS, INC.
Ticker: ESRX Security ID: 302182100
Meeting Date: MAY 27, 2009 Meeting Type: Annual
Record Date: MAR 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary G. Benanav For For Management
1.2 Elect Director Frank J. Borelli For For Management
1.3 Elect Director Maura C. Breen For For Management
1.4 Elect Director Nicholas J. LaHowchic For For Management
1.5 Elect Director Thomas P. Mac Mahon For For Management
1.6 Elect Director Frank Mergenthaler For For Management
1.7 Elect Director Woodrow A Myers, Jr, MD For For Management
1.8 Elect Director John O. Parker, Jr. For For Management
1.9 Elect Director George Paz For For Management
1.10 Elect Director Samuel K. Skinner For For Management
1.11 Elect Director Seymour Sternberg For For Management
1.12 Elect Director Barrett A. Toan For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FASTENAL CO.
Ticker: FAST Security ID: 311900104
Meeting Date: APR 21, 2009 Meeting Type: Annual
Record Date: FEB 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Kierlin For For Management
1.2 Elect Director Stephen M. Slaggie For For Management
1.3 Elect Director Michael M. Gostomski For For Management
1.4 Elect Director Hugh L. Miller For For Management
1.5 Elect Director Willard D. Oberton For For Management
1.6 Elect Director Michael J. Dolan For For Management
1.7 Elect Director Reyne K. Wisecup For For Management
1.8 Elect Director Michael J. Ancius For For Management
1.9 Elect Director Scott A. Satterlee For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FOCUS MEDIA HOLDING LTD.
Ticker: FMCN Security ID: 34415V109
Meeting Date: OCT 13, 2008 Meeting Type: Annual
Record Date: AUG 29, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE ELECTION OF YING WU AS For For Management
THE DIRECTOR TO SERVE ON THE BOARD OF
DIRECTORS FOR A THREE YEAR TERM OR
UNTIL SUCH DIRECTOR S SUCCESSOR IS
ELECTED AND DULY QUALIFIED, AS SET
FORTH IN THE COMPANY S NOTICE OF
MEETING ENCLOSED HEREWITH.
2 RATIFY AUDITORS For For Management
- --------------------------------------------------------------------------------
FOREST OIL CORP.
Ticker: FST Security ID: 346091705
Meeting Date: MAY 12, 2009 Meeting Type: Annual
Record Date: MAR 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dod A. Fraser For For Management
1.2 Elect Director James D. Lightner For For Management
2 Amend Qualified Employee Stock Purchase For For Management
Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
GLOBAL PAYMENTS, INC.
Ticker: GPN Security ID: 37940X102
Meeting Date: SEP 26, 2008 Meeting Type: Annual
Record Date: AUG 22, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul R. Garcia For For Management
1.2 Elect Director Gerald J. Wilkins For For Management
1.3 Elect Director Michael W. Trapp For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HARSCO CORP.
Ticker: HSC Security ID: 415864107
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: MAR 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G.D.H. Butler For For Management
1.2 Elect Director K.G. Eddy For For Management
1.3 Elect Director S.D. Fazzolari For For Management
1.4 Elect Director S. E. Graham For For Management
1.5 Elect Director T.D. Growcock For For Management
1.6 Elect Director H. W. Knueppel For For Management
1.7 Elect Director D.H. Pierce For For Management
1.8 Elect Director J.I. Scheiner For For Management
1.9 Elect Director A.J. Sordoni, III For For Management
1.10 Elect Director R.C. Wilburn For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
HERBALIFE LTD.
Ticker: HLF Security ID: G4412G101
Meeting Date: APR 30, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Pedro Cardoso as Director For For Management
1.2 Elect Murray H. Dashe as Director For For Management
1.3 Elect Colombe M. Nicholas as Director For For Management
2 Ratify KPMG LLP as Auditors For For Management
- --------------------------------------------------------------------------------
HUMANA INC.
Ticker: HUM Security ID: 444859102
Meeting Date: APR 23, 2009 Meeting Type: Annual
Record Date: FEB 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Jones, Jr. For For Management
1.2 Elect Director Frank A. D'Amelio For For Management
1.3 Elect Director W. Roy Dunbar For For Management
1.4 Elect Director Kurt J. Hilzinger For For Management
1.5 Elect Director Michael B. McCallister For For Management
1.6 Elect Director William J. McDonald For For Management
1.7 Elect Director William E. Mitchell For For Management
1.8 Elect Director James J. O'Brien For For Management
1.9 Elect Director Marissa T. Peterson For For Management
1.10 Elect Director W. Ann Reynolds For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
INTERSIL CORPORATION
Ticker: ISIL Security ID: 46069S109
Meeting Date: MAY 6, 2009 Meeting Type: Annual
Record Date: MAR 12, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David B. Bell For For Management
1.2 Elect Director Robert W. Conn For For Management
1.3 Elect Director James V. Diller For For Management
1.4 Elect Director Gary E. Gist For For Management
1.5 Elect Director Mercedes Johnson For For Management
1.6 Elect Director Gregory Lang For For Management
1.7 Elect Director Jan Peeters For For Management
1.8 Elect Director Robert N. Pokelwaldt For For Management
1.9 Elect Director James A. Urry For For Management
2 Ratify Auditors For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
- --------------------------------------------------------------------------------
INVESCO LTD. (FORMERLY INVESCO PLC)
Ticker: IVZ Security ID: G491BT108
Meeting Date: MAY 21, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Election Of Director: Martin L. For For Management
Flanagan
2 Election Of Director: Ben F. Johnson, For For Management
III
3 Election Of Director: J. Thomas Presby, For For Management
Cpa
4 To Appoint Ernst & Young Llp As The For For Management
Company S Independentregistered Public
Accounting Firm For The Fiscal Year
Endingdecember 31, 2009
- --------------------------------------------------------------------------------
IRON MOUNTAIN INC.
Ticker: IRM Security ID: 462846106
Meeting Date: JUN 4, 2009 Meeting Type: Annual
Record Date: APR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clarke H. Bailey For For Management
1.2 Elect Director Constantin R. Boden For For Management
1.3 Elect Director Robert T. Brennan For For Management
1.4 Elect Director Kent P. Dauten For For Management
1.5 Elect Director Michael Lamach For For Management
1.6 Elect Director Arthur D. Little For For Management
1.7 Elect Director C. Richard Reese For For Management
1.8 Elect Director Vincent J. Ryan For For Management
1.9 Elect Director Laurie A. Tucker For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ITT CORP.
Ticker: ITT Security ID: 450911102
Meeting Date: MAY 12, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven R. Loranger For For Management
1.2 Elect Director Curtis J. Crawford For For Management
1.3 Elect Director Christina A. Gold For For Management
1.4 Elect Director Ralph F. Hake For For Management
1.5 Elect Director John J. Hamre For For Management
1.6 Elect Director Paul J. Kern For For Management
1.7 Elect Director Frank T. MacInnis For For Management
1.8 Elect Director Surya N. Mohapatra For For Management
1.9 Elect Director Linda S. Sanford For For Management
1.10 Elect Director Markos I. Tambakeras For For Management
2 Ratify Auditors For For Management
3 Report on Foreign Military Sales Against Against Shareholder
- --------------------------------------------------------------------------------
JUNIPER NETWORKS, INC.
Ticker: JNPR Security ID: 48203R104
Meeting Date: MAY 28, 2009 Meeting Type: Annual
Record Date: MAR 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott Kriens For For Management
1.2 Elect Director Stratton Sclavos For For Management
1.3 Elect Director William R. Stensrud For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
L-3 COMMUNICATIONS HOLDINGS, INC.
Ticker: LLL Security ID: 502424104
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert B. Millard For For Management
1.2 Elect Director Arthur L. Simon For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
LABORATORY CORPORATION OF AMERICA HOLDINGS
Ticker: LH Security ID: 50540R409
Meeting Date: MAY 6, 2009 Meeting Type: Annual
Record Date: MAR 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Thomas P. Mac Mahon For For Management
2 Elect Director Kerrii B. Anderson For For Management
3 Elect Director Jean-Luc Belingard For For Management
4 Elect Director David P. King For For Management
5 Elect Director Wendy E. Lane For For Management
6 Elect Director Robert E. Mittelstaedt, For For Management
Jr.
7 Elect Director Arthur H. Rubenstein For For Management
8 Elect Director M. Keith Weikel For For Management
9 Elect Director R. Sanders Williams For For Management
10 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MARKEL CORPORATION
Ticker: MKL Security ID: 570535104
Meeting Date: MAY 11, 2009 Meeting Type: Annual
Record Date: MAR 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Alfred Broaddus, Jr. For For Management
1.2 Elect Director Douglas C. Eby For For Management
1.3 Elect Director Leslie A. Grandis For For Management
1.4 Elect Director Stewart M. Kasen For For Management
1.5 Elect Director Alan I. Kirshner For For Management
1.6 Elect Director Lemuel E. Lewis For For Management
1.7 Elect Director Anthony F. Markel For For Management
1.8 Elect Director Steven A. Markel For For Management
1.9 Elect Director Jay M. Weinberg For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MARTIN MARIETTA MATERIALS, INC.
Ticker: MLM Security ID: 573284106
Meeting Date: MAY 27, 2009 Meeting Type: Annual
Record Date: MAR 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David G. Maffucci For For Management
1.2 Elect Director William E. McDonald For For Management
1.3 Elect Director Frank H. Menaker, Jr. For For Management
1.4 Elect Director Richard A. Vinroot For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC.
Ticker: MXIM Security ID: 57772K101
Meeting Date: DEC 15, 2008 Meeting Type: Annual
Record Date: OCT 24, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tunc Doluca For For Management
1.2 Elect Director B. Kipling Hagopian For Withhold Management
1.3 Elect Director James R. Bergman For Withhold Management
1.4 Elect Director Joseph R. Bronson For For Management
1.5 Elect Director Robert E. Grady For For Management
1.6 Elect Director William D. Watkins For For Management
1.7 Elect Director A.R. Frank Wazzan For Withhold Management
2 Ratify Auditors For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
- --------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED
Ticker: MCHP Security ID: 595017104
Meeting Date: AUG 15, 2008 Meeting Type: Annual
Record Date: JUN 19, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steve Sanghi For For Management
1.2 Elect Director Albert J. Hugo-Martinez For For Management
1.3 Elect Director L.B. Day For For Management
1.4 Elect Director Matthew W. Chapman For For Management
1.5 Elect Director Wade F. Meyercord For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MINDRAY MEDICAL INTERNATIONAL LTD.
Ticker: MR Security ID: 602675100
Meeting Date: OCT 17, 2008 Meeting Type: Annual
Record Date: AUG 27, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Li Xiting as Director For For Management
2 Reelect Wu Qiyao as Director For For Management
3 Elect Lin Jixun as Director For For Management
4 Ratify Deloitte Touche Tohmatsu as For For Management
Auditors for the Fiscal Year 2007
5 Appoint Deloitte Touche Tohmatsu as For For Management
Auditors for the Fiscal Year 2008
6 Establish Range for Board Size For For Management
- --------------------------------------------------------------------------------
NATIONAL CINEMEDIA, INC.
Ticker: NCMI Security ID: 635309107
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Haas For For Management
1.2 Elect Director James R. Holland, Jr. For For Management
1.3 Elect Director Stephen L. Lanning For For Management
1.4 Elect Director Edward H. Meyer For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NETAPP, INC.
Ticker: NTAP Security ID: 64110D104
Meeting Date: APR 21, 2009 Meeting Type: Special
Record Date: MAR 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Option Exchange Program For For Management
- --------------------------------------------------------------------------------
NEUSTAR, INC
Ticker: NSR Security ID: 64126X201
Meeting Date: JUN 24, 2009 Meeting Type: Annual
Record Date: APR 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ross K. Ireland For For Management
1.2 Elect Director Paul A. Lacouture For For Management
1.3 Elect Director Michael J. Rowny For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
NORFOLK SOUTHERN CORP.
Ticker: NSC Security ID: 655844108
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date: MAR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel A. Carp For For Management
1.2 Elect Director Steven F. Leer For For Management
1.3 Elect Director Michael D. Lockhart For For Management
1.4 Elect Director Charles W. Moorman For For Management
2 Ratify Auditors For For Management
3 Report on Political Contributions Against Against Shareholder
- --------------------------------------------------------------------------------
PACCAR INC.
Ticker: PCAR Security ID: 693718108
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark C. Pigott For For Management
1.2 Elect Director William G. Reed, Jr. For For Management
1.3 Elect Director Warren R. Staley For For Management
1.4 Elect Director Charles R. Williamson For For Management
2 Declassify the Board of Directors Against Against Shareholder
3 Require a Majority Vote for the Against Against Shareholder
Election of Directors
- --------------------------------------------------------------------------------
PACTIV CORP.
Ticker: PTV Security ID: 695257105
Meeting Date: MAY 15, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry D. Brady For For Management
1.2 Elect Director K. Dane Brooksher For For Management
1.3 Elect Director Robert J. Darnall For For Management
1.4 Elect Director Mary R. (Nina) Henderson For For Management
1.5 Elect Director N. Thomas Linebarger For For Management
1.6 Elect Director Roger B. Porter For For Management
1.7 Elect Director Richard L. Wambold For For Management
1.8 Elect Director Norman H. Wesley For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
POOL CORP.
Ticker: POOL Security ID: 73278L105
Meeting Date: MAY 5, 2009 Meeting Type: Annual
Record Date: MAR 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wilson B. Sexton For For Management
1.2 Elect Director Andrew W. Code For For Management
1.3 Elect Director James J.Gaffney For For Management
1.4 Elect Director George T. Haymaker, Jr. For For Management
1.5 Elect Director Manuel J. Perez de la For For Management
Mesa
1.6 Elect Director Harlan F. Seymour For For Management
1.7 Elect Director Robert C. Sledd For For Management
1.8 Elect Director John E. Stokely For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
POTASH CORPORATION OF SASKATCHEWAN INC.
Ticker: POT Security ID: 73755L107
Meeting Date: MAY 7, 2009 Meeting Type: Annual/Special
Record Date: MAR 12, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. M. Burley For For Management
1.2 Elect Director W. J. Doyle For For Management
1.3 Elect Director J. W. Estey For For Management
1.4 Elect Director C. S. Hoffman For For Management
1.5 Elect Director D. J. Howe For For Management
1.6 Elect Director A. D. Laberge For For Management
1.7 Elect Director K. G. Martell For For Management
1.8 Elect Director J. J. McCaig For For Management
1.9 Elect Director M. Mogford For For Management
1.10 Elect Director P. J. Schoenhals For For Management
1.11 Elect Director E. R. Stromberg For For Management
1.12 Elect Director E. Viyella de Paliza For For Management
2 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve 2009 Performance Option Plan For For Management
4 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
- --------------------------------------------------------------------------------
RANGE RESOURCES CORPORATION
Ticker: RRC Security ID: 75281A109
Meeting Date: MAY 20, 2009 Meeting Type: Annual
Record Date: MAR 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles L. Blackburn For For Management
1.2 Elect Director Anthony V. Dub For For Management
1.3 Elect Director V. Richard Eales For For Management
1.4 Elect Director Allen Finkelson For For Management
1.5 Elect Director James M. Funk For For Management
1.6 Elect Director Jonathan S. Linker For For Management
1.7 Elect Director Kevin S. McCarthy For For Management
1.8 Elect Director John H. Pinkerton For For Management
1.9 Elect Director Jeffrey L. Ventura For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Other Business For For Management
- --------------------------------------------------------------------------------
RENAISSANCERE HOLDINGS LTD.
Ticker: RNR Security ID: G7496G103
Meeting Date: MAY 21, 2009 Meeting Type: Annual
Record Date: MAR 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Thomas A. Cooper as Director For For Management
1.2 Elect Neill A. Currie as Director For For Management
1.3 Elect W. James MacGinnitie as Director For For Management
2 Appoint the Firm of Ernst & Young, Ltd For For Management
to Serve as Auditors for the 2009
Fiscal Year Until the 2010 AGM and
Authorize Board to Fix Their
Remuneration
- --------------------------------------------------------------------------------
RESMED, INC.
Ticker: RMD Security ID: 761152107
Meeting Date: NOV 20, 2008 Meeting Type: Annual
Record Date: SEP 24, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher G. Roberts For For Management
1.2 Elect Director John Wareham For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
ROCKWELL COLLINS, INC.
Ticker: COL Security ID: 774341101
Meeting Date: FEB 10, 2009 Meeting Type: Annual
Record Date: DEC 12, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony J. Carbone For For Management
1.2 Elect Director Clayton M. Jones For For Management
1.3 Elect Director Cheryl L. Shavers For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SBA COMMUNICATIONS CORP.
Ticker: SBAC Security ID: 78388J106
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date: MAR 12, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian C. Carr For For Management
2 Ratify Auditors For For Management
3 Other Business For For Management
- --------------------------------------------------------------------------------
SEI INVESTMENT COMPANY
Ticker: SEIC Security ID: 784117103
Meeting Date: MAY 21, 2009 Meeting Type: Annual
Record Date: MAR 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carmen V. Romeo For Withhold Management
1.2 Elect Director Richard B. Lieb For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SHIRE LTD
Ticker: SHPGY Security ID: 82481R106
Meeting Date: SEP 24, 2008 Meeting Type: Annual
Record Date: AUG 19, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 TO ELECT MR MATTHEW EMMENS AS A For For Management
DIRECTOR OF THE COMPANY
2 TO ELECT MR ANGUS RUSSELL AS A DIRECTOR For For Management
OF THE COMPANY
3 TO ELECT MR GRAHAM HETHERINGTON AS A For For Management
DIRECTOR OF THE COMPANY
4 TO ELECT DR BARRY PRICE AS A DIRECTOR For For Management
OF THE COMPANY
5 TO ELECT MR DAVID KAPPLER AS A DIRECTOR For For Management
OF THE COMPANY
6 TO ELECT DR JEFFREY LEIDEN AS A For For Management
DIRECTOR OF THE COMPANY
7 TO ELECT MR PATRICK LANGOIS AS A For For Management
DIRECTOR OF THE COMPANY
8 TO ELECT MS KATE NEALON AS A DIRECTOR For For Management
OF THE COMPANY
9 TO ELECT MR DAVID MOTT AS A DIRECTOR OF For For Management
THE COMPANY
10 TO ELECT DR MICHAEL ROSENBLATT AS A For For Management
DIRECTOR OF THE COMPANY
11 RATIFY AUDITORS For For Management
12 TO AUTHORISE THE AUDIT, COMPLIANCE AND For For Management
RISK COMMITTEE OF THE BOARD TO
DETERMINE THE REMUNERATION OF THE
AUDITORS.
13 TO RESOLVE THAT THE AUTHORITY TO ALLOT For For Management
RELEVANT SECURITIES.
14 TO RESOLVE THAT, SUBJECT TO THE PASSING For For Management
OF THE PREVIOUS RESOLUTION, THE
AUTHORITY TO ALLOT EQUITY SECURITIES.
15 TO RESOLVE THAT THE COMPANY BE AND IS For For Management
HEREBY GENERALLY AND UNCONDITIONALLY
AUTHORISED.
16 TO RESOLVE THAT THE NAME OF THE COMPANY For For Management
BE CHANGED TO SHIRE PLC AND THAT THE
REQUISITE CHANGES BE MADE TO THE
COMPANY S MEMORANDUM AND ARTICLES OF
ASSOCIATION.
- --------------------------------------------------------------------------------
SHIRE PLC
Ticker: SHPGY Security ID: 82481R106
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: MAR 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE THE COMPANY'S ACCOUNTS FOR For For Management
THE YEAR ENDED DECEMBER 31, 2008.
2 TO APPROVE THE DIRECTORS REMUNERATION For For Management
REPORT FOR THE YEAR ENDED DECEMBER 31,
2008.
3 TO RE-ELECT DR BARRY PRICE AS A For For Management
DIRECTOR OF THE COMPANY.
4 TO RE-APPOINT DELOITTE LLP AS AUDITORS For For Management
OF THE COMPANY TO HOLD OFFICE FROM THE
CONCLUSION OF THE MEETING TO THE
CONCLUSION OF THE ANNUAL GENERAL
MEETING OF THE COMPANY TO BE HELD IN
2010.
5 TO AUTHORIZE THE AUDIT, COMPLIANCE & For For Management
RISK COMMITTEE OF THE BOARD TO
DETERMINE THE REMUNERATION OF THE
AUDITORS.
6 TO RESOLVE THAT THE AUTHORITY TO ALLOT For For Management
RELEVANT SECURITIES (AS DEFINED IN THE
COMPANY'S ARTICLES OF ASSOCIATION)
CONFERRED ON THE DIRECTORS BY ARTICLE
10 PARAGRAPH (B) OF THE COMPANY'S
ARTICLES OF ASSOCIATION BE RENEWED.
7 TO RESOLVE THAT, SUBJECT TO THE PASSING For For Management
OF THE PREVIOUS RESOLUTION, THE
AUTHORITY TO ALLOT EQUITY SECURITIES
(AS DEFINED IN THE COMPANY S ARTICLES
OF ASSOCIATION) WHOLLY FOR CASH, ALL AS
MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
8 TO RESOLVE THAT THE COMPANY BE AND IS For For Management
HEREBY GENERALLY AND UNCONDITIONALLY
AUTHORIZED, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
- --------------------------------------------------------------------------------
SMITHFIELD FOODS, INC.
Ticker: SFD Security ID: 832248108
Meeting Date: AUG 27, 2008 Meeting Type: Annual
Record Date: JUL 11, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Burrus, Jr. For For Management
1.2 Elect Director Hon. Carol T. Crawford For For Management
1.3 Elect Director David C. Nelson For For Management
1.4 Elect Director Gaoning Ning For For Management
1.5 Elect Director Frank S. Royal, M.D. For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
STERICYCLE, INC.
Ticker: SRCL Security ID: 858912108
Meeting Date: MAY 28, 2009 Meeting Type: Annual
Record Date: APR 1, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark C. Miller For For Management
1.2 Elect Director Jack W. Schuler For For Management
1.3 Elect Director Thomas D. Brown For For Management
1.4 Elect Director Rod F. Dammeyer For For Management
1.5 Elect Director William K. Hall For For Management
1.6 Elect Director Jonathan T. Lord, M.D. For For Management
1.7 Elect Director John Patience For For Management
1.8 Elect Director Ronald G. Spaeth For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
STRAYER EDUCATION, INC.
Ticker: STRA Security ID: 863236105
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: MAR 5, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert S. Silberman For For Management
1.2 Elect Director Dr. Charlotte F. Beason For For Management
1.3 Elect Director William E. Brock For For Management
1.4 Elect Director David A. Coulter For For Management
1.5 Elect Director Robert R. Grusky For For Management
1.6 Elect Director Robert L. Johnson For For Management
1.7 Elect Director Todd A. Milano For For Management
1.8 Elect Director G. Thomas Waite, III For For Management
1.9 Elect Director J. David Wargo For For Management
2 Ratify Auditors For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
- --------------------------------------------------------------------------------
TIFFANY & CO.
Ticker: TIF Security ID: 886547108
Meeting Date: MAY 21, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Kowalski For For Management
1.2 Elect Director Rose Marie Bravo For For Management
1.3 Elect Director Gary E. Costley For For Management
1.4 Elect Director Lawrence K. Fish For For Management
1.5 Elect Director Abby F. Kohnstamm For For Management
1.6 Elect Director Charles K. Marquis For For Management
1.7 Elect Director Peter W. May For For Management
1.8 Elect Director J. Thomas Presby For For Management
1.9 Elect Director William A. Shutzer For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
TOTAL SYSTEM SERVICES, INC.
Ticker: TSS Security ID: 891906109
Meeting Date: APR 29, 2009 Meeting Type: Annual
Record Date: FEB 19, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Blanchard For For Management
1.2 Elect Director Richard Y. Bradley For For Management
1.3 Elect Director Walter W. Driver, Jr. For For Management
1.4 Elect Director Gardiner W. Garrard, Jr. For For Management
1.5 Elect Director W. Walter Miller, Jr. For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TRANSOCEAN LTD.
Ticker: RIG Security ID: H8817H100
Meeting Date: MAY 15, 2009 Meeting Type: Annual
Record Date: MAR 18, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE 2008 ANNUAL REPORT, THE For Did Not Vote Management
CONSOLIDATED FINANCIALSTATEMENTS OF
TRANSOCEAN LTD. FOR FISCAL YEAR 2008
AND THESTATUTORY FINANCIAL STATEMENTS
OF TRANSOCEAN LTD.
2 DISCHARGE OF THE MEMBERS OF THE BOARD For Did Not Vote Management
OF DIRECTORS AND THEEXECUTIVE OFFICERS
FOR FISCAL YEAR 2008
3 APPROPRIATION OF THE AVAILABLE RETAINED For Did Not Vote Management
EARNINGS WITHOUT PAYMENTOF A DIVIDEND
TO SHAREHOLDERS FOR FISCAL YEAR 2008
AND RELEASEOF CHF 3.5 BILLION OF LEGAL
RESERVES TO OTHER RESERVES.
4 AUTHORIZATION OF A SHARE REPURCHASE For Did Not Vote Management
PROGRAM
5 APPROVAL OF THE LONG-TERM INCENTIVE For Did Not Vote Management
PLAN OF TRANSOCEAN LTD. INTHE FORM AS
AMENDED AND RESTATED EFFECTIVE AS OF
2/12/09
6 REELECTION OF CLASS I DIRECTOR FOR A For Did Not Vote Management
THREE YEAR TERM:W. RICHARD ANDERSON
7 REELECTION OF CLASS I DIRECTOR FOR A For Did Not Vote Management
THREE YEAR TERM:RICHARD L. GEORGE
8 REELECTION OF CLASS I DIRECTOR FOR A For Did Not Vote Management
THREE YEAR TERM:ROBERT L. LONG
9 REELECTION OF CLASS I DIRECTOR FOR A For Did Not Vote Management
THREE YEAR TERM:EDWARD R. MULLER
10 REELECTION OF CLASS III DIRECTOR FOR A For Did Not Vote Management
TWO-YEAR TERM:VICTOR E. GRIJALVA
11 APPOINTMENT OF ERNST & YOUNG LLP AS For Did Not Vote Management
TRANSOCEAN LTD. SINDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR2009 AND REELECTION OF ERNST &
YOUNG LTD., ZURICH, AS TRANSOCEANLTD. S
AUDITOR PURSUANT TO THE SWISS CODE OF
OBLIGATIONS FOR AFURTHER ONE-YEA
- --------------------------------------------------------------------------------
ULTRA PETROLEUM CORP.
Ticker: UPL Security ID: 903914109
Meeting Date: MAY 21, 2009 Meeting Type: Annual/Special
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael D. Watford For For Management
1.2 Elect Director Roger A. Brown For For Management
1.3 Elect Director W. Charles Helton For For Management
1.4 Elect Director Stephen J. McDaniel For For Management
1.5 Elect Director Robert E. Rigney For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Shareholder Proposal: Prepare Report on Against Against Shareholder
Climate Change
4 Other Business For For Management
- --------------------------------------------------------------------------------
URS CORP.
Ticker: URS Security ID: 903236107
Meeting Date: MAY 22, 2009 Meeting Type: Annual
Record Date: APR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director H. Jesse Arnelle For For Management
2 Elect Director Armen Der Marderosian For For Management
3 Elect Director Mickey P. Foret For For Management
4 Elect Director Lydia H. Kennard For For Management
5 Elect Director Martin M. Koffel For For Management
6 Elect Director Joseph W. Ralston For For Management
7 Elect Director John D. Roach For For Management
8 Elect Director Douglas W. Stotlar For For Management
9 Elect Director William P. Sullivan For For Management
10 Elect Director William D. Walsh For For Management
11 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
UTI WORLDWIDE INC.
Ticker: UTIW Security ID: G87210103
Meeting Date: JUN 8, 2009 Meeting Type: Annual
Record Date: MAY 1, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Brian D. Belchers as a Class C For Did Not Vote Management
Director
1.02 Elect Roger I. MacFarlane as a Class C For Did Not Vote Management
Director
1.03 Elect Matthys J. Wessels as a Class C For Did Not Vote Management
Director
2 Ratify Deloitte & Touche LLP as For Did Not Vote Management
Auditors
3 Approve 2009 Long-Term Incentive Plan For Did Not Vote Management
4 Approve Executive Incentive Plan For Did Not Vote Management
5 Transact Other Business (Non-Voting) None Did Not Vote Management
- --------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS INC
Ticker: VAR Security ID: 92220P105
Meeting Date: FEB 12, 2009 Meeting Type: Annual
Record Date: DEC 15, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy E. Guertin For For Management
1.2 Elect Director David W. Martin, Jr For For Management
1.3 Elect Director R. Naumann-Etienne For For Management
1.4 Elect Director V. Thyagarajan For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
VERISIGN, INC.
Ticker: VRSN Security ID: 92343E102
Meeting Date: MAY 28, 2009 Meeting Type: Annual
Record Date: MAR 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. James Bidzos For For Management
1.2 Elect Director William L. Chenevich For For Management
1.3 Elect Director Kathleen A. Cote For For Management
1.4 Elect Director Roger H. Moore For For Management
1.5 Elect Director John D. Roach For For Management
1.6 Elect Director Louis A. Simpson For For Management
1.7 Elect Director Timothy Tomlinson For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
VIRGIN MEDIA INC.
Ticker: VMED Security ID: 92769L101
Meeting Date: JUN 10, 2009 Meeting Type: Annual
Record Date: APR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Neil A. Berkett For For Management
1.2 Elect Director Steven J. Simmons For For Management
1.3 Elect Director George R. Zoffinger For For Management
2 Ratify Auditors For For Management
3 Amend Nonqualified Employee Stock For For Management
Purchase Plan
========== END NPX REPORT
FOR THE PERIOD JULY 1, 2008 - JUNE 30, 2009
VANTAGEPOINT DISCOVERY FUND
SUBADVISER: WELLINGTON MANAGEMENT
INVESTMENT COMPANY REPORT
01-JUL-2008 TO 30-JUN-2009
BASIC ENERGY SERVICES, INC.
SECURITY 06985P100 MEETING TYPE Special
TICKER SYMBOL BAS MEETING DATE 15-Jul-2008
ISIN US06985P1003 AGENDA 932928279 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Approve Merger Agreement Management For For
02 Approve Stock Compensation Plan Management For For
03 Approve Motion to Adjourn Meeting Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 6520 17580 07-Jul-2008 07-Jul-2008
SEACHANGE INTERNATIONAL, INC.
SECURITY 811699107 MEETING TYPE Annual
TICKER SYMBOL SEAC MEETING DATE 16-Jul-2008
ISIN US8116991071 AGENDA 932921059 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 MARY PALERMO COTTON For For
2 CARMINE VONA For For
02 Amend Employee Stock Purchase Plan Management For For
03 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 72658 4742 27-Jun-2008 27-Jun-2008
PARK ELECTROCHEMICAL CORP.
SECURITY 700416209 MEETING TYPE Annual
TICKER SYMBOL PKE MEETING DATE 16-Jul-2008
ISIN US7004162092 AGENDA 932930185 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 DALE BLANCHFIELD For For
2 LLOYD FRANK For For
3 BRIAN E. SHORE For For
4 STEVEN T. WARSHAW For For
02 Amend Stock Option Plan Management For For
03 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 22361 9839 30-Jun-2008 30-Jun-2008
ARLINGTON TANKERS LTD.
SECURITY G04899103 MEETING TYPE Annual
TICKER SYMBOL ATB MEETING DATE 17-Jul-2008
ISIN BMG048991035 AGENDA 932884314 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management For For
02 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
000000008856 61C 41685 0 01-Jul-2008 01-Jul-2008
CIA SANEAMENTO MINAS GERAIS SA
SECURITY P28269101 MEETING TYPE ExtraOrdinary General
Meeting
TICKER SYMBOL MEETING DATE 21-Jul-2008
ISIN BRCSMGACNOR5 AGENDA 701655980 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA)
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-.
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
I. Management Proposal Management Against Against
II. Management Proposal Management For For
III. Management Proposal Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
49961 56Q 13500 0 07-Jul-2008 07-Jul-2008
GRUPO SIMEC, S.A.B. DE C.V.
SECURITY 400491106 MEETING TYPE Special
TICKER SYMBOL SIM MEETING DATE 22-Jul-2008
ISIN US4004911065 AGENDA 932933496 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Miscellaneous Corporate Actions Management For For
02 Receive Directors' Report Management For For
03 Authorize Common Stock Increase Management Against Against
04 Approve Charter Amendment Management Against Against
05 Miscellaneous Corporate Governance Management For For
06 Miscellaneous Corporate Governance Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 39700 400 07-Jul-2008 07-Jul-2008
STEALTHGAS INC.
SECURITY Y81669106 MEETING TYPE Annual
TICKER SYMBOL GASS MEETING DATE 31-Jul-2008
ISIN MHY816691064 AGENDA 932934905 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 THANASSIS J. MARTINOS For For
2 LAMBROS BABILIS For For
02 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 54800 0 14-Jul-2008 14-Jul-2008
BRASIL BROKERS PARTICIPACOES SA, RIO DE JANEIRO
SECURITY P1630V100 MEETING TYPE ExtraOrdinary General
Meeting
TICKER SYMBOL MEETING DATE 06-Aug-2008
ISIN BRBBRKACNOR4 AGENDA 701660727 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA)
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-.
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
1. Management Proposal Management For For
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting
IN MEETING DATE. IF YOU HAVE-ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU D-ECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
49961 56Q 300 0 14-Jul-2008 14-Jul-2008
CANACCORD CAP INC
SECURITY 134801109 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 08-Aug-2008
ISIN CA1348011091 AGENDA 701665448 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
Presentation of the reports of the Chairman of the Non-Voting
Board, the Chief Executive-Officer and the Chief
Operating Officer
Presentation of the report of the Chief Financial Non-Voting
Officer, the financial state-ments of the Company
for the YE 31 MAR 2008 and the Auditors' report on
those-statements
1. Management Proposal Management Against Against
2. Management Proposal Management For For
Transact any other business Non-Voting
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
49961 56Q 50900 0 22-Jul-2008 22-Jul-2008
COSAN SA INDUSTRIA E COMERCIO
SECURITY P31573101 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 29-Aug-2008
ISIN BRCSANACNOR6 AGENDA 701680870 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA)
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-.
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
A.1 Management Proposal Management For For
A.2 Management Proposal Management For For
A.3 Management Proposal Management For For
E.1 Management Proposal Management For For
E.2 Management Proposal Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
49961 56Q 23800 0 19-Aug-2008 19-Aug-2008
BRASIL BROKERS PARTICIPACOES SA, RIO DE JANEIRO
SECURITY P1630V100 MEETING TYPE ExtraOrdinary General
Meeting
TICKER SYMBOL MEETING DATE 02-Sep-2008
ISIN BRBBRKACNOR4 AGENDA 701684044 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA)
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-.
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
I. Management Proposal Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
49961 56Q 65000 0 20-Aug-2008 20-Aug-2008
MICRUS ENDOVASCULAR CORPORATION
SECURITY 59518V102 MEETING TYPE Annual
TICKER SYMBOL MEND MEETING DATE 16-Sep-2008
ISIN US59518V1026 AGENDA 932941734 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 L. NELSON HOPKINS, M.D. Withheld Against
2 FRANCIS J. SHAMMO For For
02 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 4100 54772 26-Aug-2008 26-Aug-2008
BASIC ENERGY SERVICES, INC.
SECURITY 06985P100 MEETING TYPE Annual
TICKER SYMBOL BAS MEETING DATE 16-Sep-2008
ISIN US06985P1003 AGENDA 932945225 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 JAMES S. D'AGOSTINO For For
2 KENNETH V. HUSEMAN Withheld Against
3 THOMAS P. MOORE, JR. For For
02 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 13365 10735 26-Aug-2008 26-Aug-2008
ASYST TECHNOLOGIES, INC.
SECURITY 04648X107 MEETING TYPE Annual
TICKER SYMBOL ASYT MEETING DATE 16-Sep-2008
ISIN US04648X1072 AGENDA 932945580 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 STEPHEN S SCHWARTZ, PHD For For
2 STANLEY GRUBEL For For
3 ROBERT A. MCNAMARA For For
4 ANTHONY E. SANTELLI For For
5 WILLIAM SIMON For For
6 WALTER W. WILSON For For
02 Amend Stock Compensation Plan Management For For
03 Amend Employee Stock Purchase Plan Management For For
04 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 158721 11279 09-Sep-2008 09-Sep-2008
CENTENNIAL COMMUNICATIONS CORP.
SECURITY 15133V208 MEETING TYPE Annual
TICKER SYMBOL CYCL MEETING DATE 25-Sep-2008
ISIN US15133V2088 AGENDA 932946784 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 DARREN C. BATTISTONI For For
2 MICHAEL R. COLTRANE For For
3 ANTHONY J. DE NICOLA For For
4 THOMAS E. MCINERNEY For For
5 JOHN J. MUELLER For For
6 JAMES P. PELLOW For For
7 RAYMOND A. RANELLI For For
8 SCOTT N. SCHNEIDER For For
9 MICHAEL J. SMALL For For
10 PAUL H. SUNU For For
11 J. STEPHEN VANDERWOUDE For For
02 Adopt Stock Option Plan Management Against Against
03 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 141000 7300 18-Sep-2008 18-Sep-2008
CARPENTER TECHNOLOGY CORPORATION
SECURITY 144285103 MEETING TYPE Annual
TICKER SYMBOL CRS MEETING DATE 13-Oct-2008
ISIN US1442851036 AGENDA 932955884 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 ROBERT R. MCMASTER For For
2 GREGORY A. PRATT For For
3 ANNE L. STEVENS For For
02 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 18400 0 25-Sep-2008 25-Sep-2008
OILSANDS QUEST, INC.
SECURITY 678046103 MEETING TYPE Annual
TICKER SYMBOL BQI MEETING DATE 15-Oct-2008
ISIN US6780461033 AGENDA 932951115 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 T. MURRAY WILSON For For
2 THOMAS MILNE For For
02 Authorize Common Stock Increase Management Against Against
03 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 26227 107073 26-Sep-2008 26-Sep-2008
REGIS CORPORATION
SECURITY 758932107 MEETING TYPE Annual
TICKER SYMBOL RGS MEETING DATE 23-Oct-2008
ISIN US7589321071 AGENDA 932953753 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 ROLF F. BJELLAND For For
2 PAUL D. FINKELSTEIN For For
3 THOMAS L. GREGORY For For
4 VAN ZANDT HAWN For For
5 SUSAN S. HOYT For For
6 DAVID B. KUNIN For For
7 STEPHEN WATSON For For
02 Ratify Appointment of Independent Auditors Management For For
03 Transact Other Business Management Against Against
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 25000 0 02-Oct-2008 02-Oct-2008
EDDIE BAUER HOLDINGS, INC.
SECURITY 071625107 MEETING TYPE Special
TICKER SYMBOL EBHI MEETING DATE 05-Nov-2008
ISIN US0716251071 AGENDA 932963235 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Stock Conversion Management For For
02 Approve Motion to Adjourn Meeting Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 119037 0 28-Oct-2008 28-Oct-2008
GLUSKIN SHEFF + ASSOCS INC
SECURITY 37989N106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 06-Nov-2008
ISIN CA37989N1069 AGENDA 701735601 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
"PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE Non-Voting
"IN FAVOR" OR 'ABSTAIN' ONL-Y FOR RESOLUTION
NUMBERS 1 AND 2. THANK YOU."
Presentation of the financial statements of the Non-Voting
Company for the 12 month perio-d ended 30 JUN 2008
and the Auditors' report thereon
1. Management Proposal Management For For
2. Management Proposal Management For For
Transact any other business Non-Voting
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
49961 56Q 34700 0 22-Oct-2008 22-Oct-2008
MIPS TECHNOLOGIES, INC.
SECURITY 604567107 MEETING TYPE Annual
TICKER SYMBOL MIPS MEETING DATE 12-Nov-2008
ISIN US6045671079 AGENDA 932958599 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 ANTHONY B. HOLBROOK For For
2 JOHN E. BOURGOIN For For
3 ROBERT R. HERB For For
4 ROBIN L. WASHINGTON For For
02 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 127828 7849 22-Oct-2008 22-Oct-2008
DOLLAR FINANCIAL CORP.
SECURITY 256664103 MEETING TYPE Annual
TICKER SYMBOL DLLR MEETING DATE 13-Nov-2008
ISIN US2566641039 AGENDA 932962485 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 JEFFREY A. WEISS For For
2 RONALD MCLAUGHLIN For For
02 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 15163 35537 23-Oct-2008 23-Oct-2008
HARRIS STRATEX NETWORKS INC
SECURITY 41457P106 MEETING TYPE Annual
TICKER SYMBOL HSTX MEETING DATE 20-Nov-2008
ISIN US41457P1066 AGENDA 932959654 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
1 Election of Directors Management
1 CHARLES D. KISSNER Withheld Against
2 WILLIAM A. HASLER For For
3 CLIFFORD H. HIGGERSON For For
4 EDWARD F. THOMPSON For For
2 Ratify Appointment of Independent Auditors Management For For
3 Approve Stock Compensation Plan Management For For
4 Approve Stock Compensation Plan Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 91825 16640 31-Oct-2008 31-Oct-2008
FORCE PROTECTION, INC.
SECURITY 345203202 MEETING TYPE Annual
TICKER SYMBOL FRPT MEETING DATE 21-Nov-2008
ISIN US3452032028 AGENDA 932966091 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 JOHN S. DAY For For
2 JOHN W. PAXTON, SR. For For
02 Approve Charter Amendment Management For For
03 Ratify Appointment of Independent Auditors Management For For
04 Adopt Stock Option Plan Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 113312 15588 31-Oct-2008 31-Oct-2008
CIA SANEAMENTO MINAS GERAIS SA
SECURITY P28269101 MEETING TYPE ExtraOrdinary General
Meeting
TICKER SYMBOL MEETING DATE 24-Nov-2008
ISIN BRCSMGACNOR5 AGENDA 701763371 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA)
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-.
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE TO Non-Voting
ELECT A MEMBER MUST INCLUDE-THE NAME OF THE
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE
ON THIS ITEM-IS RECEIVED WITHOUT A CANDIDATE'S
NAME, YOUR VOTE WI LL BE PROCESSED IN FAVOR-OR
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
I. Management Proposal Management For For
II. Management Proposal Management For For
III. Management Proposal Management For For
IV. Management Proposal Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
49961 56Q 34500 0 12-Nov-2008 12-Nov-2008
GRUBB & ELLIS COMPANY
SECURITY 400095204 MEETING TYPE Contested-Annual
TICKER SYMBOL GBE MEETING DATE 03-Dec-2008
ISIN US4000952048 AGENDA 932974240 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 HAROLD H. GREENE
2 DEVIN I. MURPHY
3 D. FLEET WALLACE
02 Ratify Appointment of Independent Auditors Management
03 Approve Charter Amendment Management
04 Miscellaneous Shareholder Proposal Shareholder
05 Transact Other Business Management
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 238785 164215 04-Dec-2008
2 P 71518 82D 238785 164215 04-Dec-2008
OSI SYSTEMS, INC.
SECURITY 671044105 MEETING TYPE Annual
TICKER SYMBOL OSIS MEETING DATE 08-Dec-2008
ISIN US6710441055 AGENDA 932966154 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
1 Election of Directors Management
1 DEEPAK CHOPRA For For
2 AJAY MEHRA For For
3 STEVEN C. GOOD For For
4 MEYER LUSKIN For For
5 CHAND R. VISWANATHAN For For
6 LESLIE E. BIDER For For
2 Ratify Appointment of Independent Auditors Management For For
3 Amend Employee Stock Purchase Plan Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 24796 6704 17-Nov-2008 17-Nov-2008
HIGHBURY FINANCIAL INC.
SECURITY 42982Y109 MEETING TYPE Annual
TICKER SYMBOL HBRF MEETING DATE 08-Dec-2008
ISIN US42982Y1091 AGENDA 932972284 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 RICHARD S. FOOTE For For
02 Approve Stock Compensation Plan Management Against Against
03 Approve Stock Compensation Plan Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 2700 12100 21-Nov-2008 21-Nov-2008
THUNDERBIRD RESORTS INC.
SECURITY 88605P108 MEETING TYPE Special
TICKER SYMBOL THBDL MEETING DATE 10-Dec-2008
ISIN AGENDA 932975608 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Approve Charter Amendment Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 59200 0 26-Nov-2008 26-Nov-2008
ARLINGTON TANKERS LTD.
SECURITY G04899103 MEETING TYPE Special
TICKER SYMBOL ATB MEETING DATE 16-Dec-2008
ISIN BMG048991035 AGENDA 932970913 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Approve Merger Agreement Management Against Against
02 Amalgamation Plan Management Against Against
03 Approve Motion to Adjourn Meeting Management Against Against
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 32038 40647 12-Dec-2008 12-Dec-2008
PROFARMA DISTRIBUIDORA DE PRODUTOS FARMACEUTICOS S
SECURITY P7913E103 MEETING TYPE ExtraOrdinary General
Meeting
TICKER SYMBOL MEETING DATE 07-Jan-2009
ISIN BRPFRMACNOR1 AGENDA 701791279 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA)
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-.
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
VOTES IN FAVOR 'AND' AGAINST IN THE SAME AGENDA Non-Voting
ITEM ARE NOT ALLOWED. ONLY VOT-ES IN FAVOR AND/OR
ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU.
A. Management Proposal Management For For
B. Management Proposal Management For For
C. Management Proposal Management For For
D. Management Proposal Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
49961 56Q 56700 0 26-Dec-2008 26-Dec-2008
CANO PETROLEUM, INC.
SECURITY 137801106 MEETING TYPE Annual
TICKER SYMBOL CFW MEETING DATE 09-Jan-2009
ISIN US1378011068 AGENDA 932982689 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 S. JEFFREY JOHNSON For For
2 RANDALL BOYD For For
3 DONALD W. NIEMIEC For For
4 ROBERT L. GAUDIN For For
5 WILLIAM O. POWELL, III For For
6 DAVID W. WEHLMANN For For
7 GARRETT SMITH For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 20750 62250 24-Dec-2008 24-Dec-2008
DUFRY SOUTH AMERICA LTD
SECURITY 264340209 MEETING TYPE ExtraOrdinary General
Meeting
TICKER SYMBOL MEETING DATE 12-Jan-2009
ISIN BRDUFBBDR008 AGENDA 701774348 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA)
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-.
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
1. Management Proposal Management For For
2. Management Proposal Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
49961 56Q 53600 0 23-Dec-2008 23-Dec-2008
KATANGA MINING LTD
SECURITY G5221G109 MEETING TYPE Special General Meeting
TICKER SYMBOL MEETING DATE 12-Jan-2009
ISIN BMG5221G1096 AGENDA 701788448 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE Non-Voting
'IN FAVOR' OR 'AGAINST' ONLY-FOR RESOLUTION A.
THANK YOU.
A. Management Proposal Management Against Against
B. Transact any other business Non-Voting
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
49961 56Q 104800 0 26-Dec-2008 26-Dec-2008
HUTCHINSON TECHNOLOGY INCORPORATED
SECURITY 448407106 MEETING TYPE Annual
TICKER SYMBOL HTCH MEETING DATE 28-Jan-2009
ISIN US4484071067 AGENDA 932984188 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
1 Election of Directors Management
1 W. THOMAS BRUNBERG For For
2 ARCHIBALD COX, JR. For For
3 WAYNE M. FORTUN For For
4 JEFFREY W. GREEN For For
5 GARY D. HENLEY For For
6 RUSSELL HUFFER For For
7 WILLIAM T. MONAHAN For For
8 RICHARD B. SOLUM For For
9 THOMAS R. VERHAGE For For
2 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 4125 26875 09-Jan-2009 09-Jan-2009
SCHNITZER STEEL INDUSTRIES, INC.
SECURITY 806882106 MEETING TYPE Annual
TICKER SYMBOL SCHN MEETING DATE 28-Jan-2009
ISIN US8068821060 AGENDA 932984253 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
1 Election of Directors Management
1 ROBERT S. BALL For For
2 JOHN D. CARTER Withheld Against
3 KENNETH M. NOVACK Withheld Against
4 JEAN S. REYNOLDS Withheld Against
5 TAMARA L. LUNDGREN Withheld Against
2 Amend Stock Compensation Plan Management Against Against
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 1550 4650 12-Jan-2009 12-Jan-2009
COSAN SA INDUSTRIA E COMERCIO
SECURITY P31573101 MEETING TYPE ExtraOrdinary General
Meeting
TICKER SYMBOL MEETING DATE 30-Jan-2009
ISIN BRCSANACNOR6 AGENDA 701800307 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA)
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-.
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
PLEASE NOTE THAT VOTES IN FAVOR 'AND' AGAINST IN Non-Voting
THE SAME AGENDA ITEM ARE NOT-ALLOWED. ONLY VOTES
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN
ARE ALL-OWED. THANK YOU.
I. Management Proposal Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
49961 56Q 77300 0 20-Jan-2009 20-Jan-2009
ATWOOD OCEANICS, INC.
SECURITY 050095108 MEETING TYPE Annual
TICKER SYMBOL ATW MEETING DATE 12-Feb-2009
ISIN US0500951084 AGENDA 932992894 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 DEBORAH A. BECK For For
2 GEORGE S. DOTSON For For
3 JOHN R. IRWIN For For
4 ROBERT W. BURGESS For For
5 HANS HELMERICH For For
6 JAMES R. MONTAGUE For For
02 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 32000 0 28-Jan-2009 28-Jan-2009
CUBIC CORPORATION
SECURITY 229669106 MEETING TYPE Annual
TICKER SYMBOL CUB MEETING DATE 24-Feb-2009
ISIN US2296691064 AGENDA 932990509 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 WALTER J. ZABLE For For
2 WALTER C. ZABLE For For
3 BRUCE G. BLAKLEY For For
4 WILLIAM W. BOYLE For For
5 RAYMOND L. DEKOZAN For For
6 EDWIN A. GUILES For For
7 RAYMOND E. PEET For For
8 DR. ROBERT S. SULLIVAN For For
9 DR. JOHN H. WARNER, JR. For For
02 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 10000 15000 05-Feb-2009 05-Feb-2009
NBTY, INC.
SECURITY 628782104 MEETING TYPE Annual
TICKER SYMBOL NTY MEETING DATE 27-Feb-2009
ISIN US6287821044 AGENDA 932991448 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 ARAM G. GARABEDIAN For For
2 NEIL H. KOENIG For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 39000 0 12-Feb-2009 12-Feb-2009
VITERRA INC
SECURITY 92849T108 MEETING TYPE Ordinary General
Meeting
TICKER SYMBOL MEETING DATE 11-Mar-2009
ISIN CA92849T1084 AGENDA 701814611 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
PLEASE NOTE THAT THIS IS AN AGM. THANK YOU. Non-Voting
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE Non-Voting
'IN FAVOR' OR 'ABSTAIN' FOR-BELOW RESOLUTIONS.
THANK YOU.
1.1 Management Proposal Management For For
1.2 Management Proposal Management For For
1.3 Management Proposal Management For For
1.4 Management Proposal Management For For
1.5 Management Proposal Management For For
1.6 Management Proposal Management For For
1.7 Management Proposal Management For For
1.8 Management Proposal Management For For
1.9 Management Proposal Management For For
1.10 Management Proposal Management For For
2. Management Proposal Management For For
Receive the annual report and the consolidated Non-Voting
financial statements of the Com-pany for the YE 31
OCT 2008, together with the report of the Auditors
thereon
Other business Non-Voting
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting
OF NON-NUMBERED AND NON-VOT-ABLE RESOLUTIONS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN-THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK-YOU.
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
49961 56Q 75000 0 25-Feb-2009 25-Feb-2009
ALLEN-VANGUARD CORP
SECURITY 018142109 MEETING TYPE Ordinary General
Meeting
TICKER SYMBOL MEETING DATE 16-Mar-2009
ISIN CA0181421094 AGENDA 701821933 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
PLEASE NOTE THAT THIS IS A MIX MEETING. THANK YOU. Non-Voting
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE Non-Voting
'IN FAVOR' OR 'WITHHOLD' FOR-RESOLUTIONS 1 AND 2
AND 'IN FAVOR' OR AGAINST' FOR RESOLUTIONS 3, 4
AND 5. TH-ANK YOU.
To receive the annual report of the Company, which Non-Voting
contains the audited compar-ative consolidated
financial statements of the Company as at and for
the perio-d ended 30 Sep 2008, and report of the
Auditors thereon
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
S.5 Management Proposal Management For For
6. Transact any other business Non-Voting
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
49961 56Q 309200 0 04-Mar-2009 04-Mar-2009
MAXIMUS, INC.
SECURITY 577933104 MEETING TYPE Annual
TICKER SYMBOL MMS MEETING DATE 18-Mar-2009
ISIN US5779331041 AGENDA 932995422 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 RICHARD A. MONTONI For For
2 RAYMOND B. RUDDY For For
3 WELLINGTON E. WEBB For For
02 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 13707 2293 25-Feb-2009 25-Feb-2009
AMERON INTERNATIONAL CORPORATION
SECURITY 030710107 MEETING TYPE Annual
TICKER SYMBOL AMN MEETING DATE 25-Mar-2009
ISIN US0307101073 AGENDA 933002444 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 TERRY L. HAINES For For
2 JOHN E. PEPPERCORN For For
3 WILLIAM D. HORSFALL For For
02 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 9215 285 06-Mar-2009 06-Mar-2009
WADDELL & REED FINANCIAL, INC.
SECURITY 930059100 MEETING TYPE Annual
TICKER SYMBOL WDR MEETING DATE 08-Apr-2009
ISIN US9300591008 AGENDA 933005022 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 DENNIS E. LOGUE For For
2 RONALD C. REIMER For For
02 Ratify Appointment of Independent Auditors Management For For
03 S/H Proposal - Advisory Vote Executive Pay Shareholder Against For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 24000 0 24-Mar-2009 24-Mar-2009
PROFARMA DISTRIBUIDORA DE PRODUTOS FARMACEUTICOS S
SECURITY P7913E103 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 13-Apr-2009
ISIN BRPFRMACNOR1 AGENDA 701869313 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA)
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-.
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
PLEASE NOTE THAT VOTES IN FAVOR 'AND' AGAINST IN Non-Voting
THE SAME AGENDA ITEM ARE NOT-ALLOWED. ONLY VOTES
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/OR ABSTAIN
ARE ALLO-WED. THANK YOU.
A. Management Proposal Management For For
B. Management Proposal Management For For
C. Management Proposal Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
49961 56Q 0 0 31-Mar-2009
OFFICEMAX INCORPORATED
SECURITY 67622P101 MEETING TYPE Annual
TICKER SYMBOL OMX MEETING DATE 15-Apr-2009
ISIN US67622P1012 AGENDA 933004056 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
1E Election of Directors (Majority Voting) Management For For
1F Election of Directors (Majority Voting) Management For For
1G Election of Directors (Majority Voting) Management For For
1H Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 90010 0 25-Mar-2009 25-Mar-2009
CRA INTERNATIONAL, INC.
SECURITY 12618T105 MEETING TYPE Annual
TICKER SYMBOL CRAI MEETING DATE 16-Apr-2009
ISIN US12618T1051 AGENDA 933015198 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 BASIL L. ANDERSON For For
2 RONALD T. MAHEU For For
3 NANCY L. ROSE For For
02 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 14257 6743 26-Mar-2009 26-Mar-2009
GENERAL SHOPPING BRASIL SA
SECURITY P4810R105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 20-Apr-2009
ISIN BRGSHPACNOR7 AGENDA 701883325 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA)
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-.
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST" IN Non-Voting
THE SAME AGENDA ITEM ARE NO-T ALLOWED. ONLY VOTES
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN
ARE A-LLOWED. THANK YOU
PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE TO Non-Voting
ELECT A MEMBER MUST INCLUDE-THE NAME OF THE
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE
ON THIS ITEM-IS RECEIVED WITHOUT A CANDIDATE'S
NAME, YOUR VOTE WILL BE PROCESSED IN FAVOR-OR
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
I. Management Proposal Management For For
II. Management Proposal Management For For
III. Management Proposal Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
49961 56Q 37500 0 07-Apr-2009 07-Apr-2009
CRANE CO.
SECURITY 224399105 MEETING TYPE Annual
TICKER SYMBOL CR MEETING DATE 20-Apr-2009
ISIN US2243991054 AGENDA 933005779 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Approve Stock Compensation Plan Management For For
04 Approve Stock Compensation Plan Management For For
05 Approve Stock Compensation Plan Management For For
06 S/H Proposal - MacBride Principles Shareholder Against For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 24000 0 06-Apr-2009 06-Apr-2009
CARLISLE COMPANIES INCORPORATED
SECURITY 142339100 MEETING TYPE Contested-Annual
TICKER SYMBOL CSL MEETING DATE 20-Apr-2009
ISIN US1423391002 AGENDA 933009335 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Miscellaneous Corporate Actions Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 5961 19039 06-Apr-2009 07-Apr-2009
CARLISLE COMPANIES INCORPORATED
SECURITY 142339100 MEETING TYPE Contested-Annual
TICKER SYMBOL CSL MEETING DATE 20-Apr-2009
ISIN US1423391002 AGENDA 933009335 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
03 Miscellaneous Corporate Actions Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 5961 19039 03-Apr-2009
HERCULES OFFSHORE, INC.
SECURITY 427093109 MEETING TYPE Annual
TICKER SYMBOL HERO MEETING DATE 23-Apr-2009
ISIN US4270931094 AGENDA 933008624 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
1 Election of Directors Management
1 THOMAS N. AMONETT For For
2 JOHN T. RYND For For
3 STEVEN A. WEBSTER For For
2 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 38820 71280 02-Apr-2009 02-Apr-2009
LANCE, INC.
SECURITY 514606102 MEETING TYPE Annual
TICKER SYMBOL LNCE MEETING DATE 23-Apr-2009
ISIN US5146061024 AGENDA 933024793 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 JEFFREY A. ATKINS For For
2 J.P. BOLDUC For For
3 ISAIAH TIDWELL For For
02 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 23100 0 02-Apr-2009 02-Apr-2009
BRASIL BROKERS PARTICIPACOES SA, RIO DE JANEIRO
SECURITY P1630V100 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 27-Apr-2009
ISIN BRBBRKACNOR4 AGENDA 701883793 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting
ID: 544799 DUE TO THE RECEIPT-OF DIRECTOR NAMES.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGA-RDED AND YOU WILL NEED TO REINSTRUCT ON
THIS MEETING NOTICE. THANK YOU.
IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA)
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-.
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
PLEASE NOTE THAT VOTES IN FAVOR 'AND' AGAINST IN Non-Voting
THE SAME AGENDA ITEM ARE NOT-ALLOWED. ONLY VOTES
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/OR ABSTAIN
ARE ALLO-WED. THANK YOU.
SHAREHOLDERS SUBMITTING A VOTE TO ELECT A MEMBER Non-Voting
MUST INCLUDE THE NAME OF THE-CANDIDATE TO BE
ELECTED. IF INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITH-OUT A CANDIDATE'S NAME, YOUR VOTE
WILL BE PROCESSED IN FAVOR OR AGAINST OF THE-
DEFAULT COMPANY'S CANDIDATE. THANK YOU.
E.1 Management Proposal Management For For
E.2 Management Proposal Management For For
E.3 Management Proposal Management For For
E.4 Management Proposal Management For For
A.1 Management Proposal Management For For
A.2 Management Proposal Management For For
PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO THIS Non-Voting
RESOLUTION REGARDING THE EL-ECTION OF DIRECTORS.
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR THIS
MEETING.-PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE IF YOU HAVE ANY QUESTIONS.
A.3.1 Management Proposal Management For For
A.3.2 Management Proposal Management For For
A.3.3 Management Proposal Management For For
A.3.4 Management Proposal Management For For
A.3.5 Management Proposal Management For For
A.4 Management Proposal Management For For
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting
IN MEETING DATE. IF YOU HAVE-ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU D-ECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
49961 56Q 230500 0 07-Apr-2009 07-Apr-2009
CIA SANEAMENTO MINAS GERAIS SA
SECURITY P28269101 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Apr-2009
ISIN BRCSMGACNOR5 AGENDA 701900474 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA)
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-.
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST" IN Non-Voting
THE SAME AGENDA ITEM ARE NO-T ALLOWED. ONLY VOTES
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN
ARE A-LLOWED. THANK YOU
PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE TO Non-Voting
ELECT A MEMBER MUST INCLUDE-THE NAME OF THE
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE
ON THIS ITEM-IS RECEIVED WITHOUT A CANDIDATE'S
NAME, YOUR VOTE WILL BE PROCESSED IN FAVOR-OR
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
I. Management Proposal Management For For
II. Management Proposal Management For For
III. Management Proposal Management For For
IV. Management Proposal Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
49961 56Q 41500 0 15-Apr-2009 15-Apr-2009
CIA SANEAMENTO MINAS GERAIS SA
SECURITY P28269101 MEETING TYPE ExtraOrdinary General
Meeting
TICKER SYMBOL MEETING DATE 28-Apr-2009
ISIN BRCSMGACNOR5 AGENDA 701900525 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA)
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-.
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST" IN Non-Voting
THE SAME AGENDA ITEM ARE NO-T ALLOWED. ONLY VOTES
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN
ARE A-LLOWED. THANK YOU.
I. Management Proposal Management For For
II. Management Proposal Management For For
III. Management Proposal Management For For
IV. Management Proposal Management For For
V. Management Proposal Management For For
VI. Management Proposal Management For For
VII. Management Proposal Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
49961 56Q 41500 0 15-Apr-2009 15-Apr-2009
KIRBY CORPORATION
SECURITY 497266106 MEETING TYPE Annual
TICKER SYMBOL KEX MEETING DATE 28-Apr-2009
ISIN US4972661064 AGENDA 933009498 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 12500 0 07-Apr-2009 07-Apr-2009
CENTENE CORPORATION
SECURITY 15135B101 MEETING TYPE Annual
TICKER SYMBOL CNC MEETING DATE 28-Apr-2009
ISIN US15135B1017 AGENDA 933011392 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 ROBERT K. DITMORE For For
2 FREDERICK H. EPPINGER For For
3 DAVID L. STEWARD For For
02 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 35000 0 07-Apr-2009 07-Apr-2009
RSC HOLDINGS INC
SECURITY 74972L102 MEETING TYPE Annual
TICKER SYMBOL RRR MEETING DATE 28-Apr-2009
ISIN US74972L1026 AGENDA 933018512 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 DOUGLAS KADEN Withheld Against
2 ERIK OLSSON Withheld Against
3 JAMES H. OZANNE For For
4 SCOTT SPIELVOGEL Withheld Against
02 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 29900 51600 07-Apr-2009 07-Apr-2009
CIRCOR INTERNATIONAL, INC.
SECURITY 17273K109 MEETING TYPE Annual
TICKER SYMBOL CIR MEETING DATE 29-Apr-2009
ISIN US17273K1097 AGENDA 933025478 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 DAVID F. DIETZ For For
2 DOUGLAS M. HAYES For For
3 THOMAS E. NAUGLE For For
02 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 21043 0 08-Apr-2009 08-Apr-2009
PLATINUM UNDERWRITERS HOLDINGS, LTD.
SECURITY G7127P100 MEETING TYPE Annual
TICKER SYMBOL PTP MEETING DATE 29-Apr-2009
ISIN BMG7127P1005 AGENDA 933029452 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 H. FURLONG BALDWIN For For
2 DAN R. CARMICHAEL For For
3 A. JOHN HASS For For
4 EDMUND R. MEGNA For For
5 MICHAEL D. PRICE For For
6 PETER T. PRUITT For For
7 JAMES P. SLATTERY For For
02 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 20500 0 16-Apr-2009 16-Apr-2009
CAPSTEAD MORTGAGE CORPORATION
SECURITY 14067E506 MEETING TYPE Annual
TICKER SYMBOL CMO MEETING DATE 30-Apr-2009
ISIN US14067E5069 AGENDA 933013738 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
1 Election of Directors Management
1 JACK BIEGLER For For
2 ANDREW F. JACOBS For For
3 GARY KEISER For For
4 PAUL M. LOW For For
5 CHRISTOPHER W. MAHOWALD For For
6 MICHAEL G. O'NEIL For For
7 MARK S. WHITING For For
2 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 74400 0 13-Apr-2009 13-Apr-2009
DUFF & PHELPS CORPORATION
SECURITY 26433B107 MEETING TYPE Annual
TICKER SYMBOL DUF MEETING DATE 30-Apr-2009
ISIN US26433B1070 AGENDA 933014110 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 NOAH GOTTDIENER For For
2 GERARD CREAGH For For
3 ROBERT M. BELKE For For
4 PETER W. CALAMARI For For
5 WILLIAM R. CARAPEZZI For For
6 WILLIAM J. HANNIGAN For For
7 HARVEY M. KRUEGER For For
8 SANDER M. LEVY For For
9 JEFFREY D. LOVELL Withheld Against
02 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 38600 0 13-Apr-2009 13-Apr-2009
TAL INTERNATIONAL GROUP, INC.
SECURITY 874083108 MEETING TYPE Annual
TICKER SYMBOL TAL MEETING DATE 30-Apr-2009
ISIN US8740831081 AGENDA 933034302 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 BRIAN M. SONDEY Withheld Against
2 MALCOLM P. BAKER For For
3 A. RICHARD CAPUTO Withheld Against
4 CLAUDE GERMAIN For For
5 BRIAN J. HIGGINS Withheld Against
6 JOHN W. JORDAN II Withheld Against
7 FREDERIC H. LINDEBERG For For
8 DAVID W. ZALAZNICK Withheld Against
9 DOUGLAS J. ZYCH Withheld Against
02 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 19471 35982 13-Apr-2009 13-Apr-2009
TELLABS, INC.
SECURITY 879664100 MEETING TYPE Annual
TICKER SYMBOL TLAB MEETING DATE 01-May-2009
ISIN US8796641004 AGENDA 933011354 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 109500 0 13-Apr-2009 13-Apr-2009
W & T OFFSHORE, INC.
SECURITY 92922P106 MEETING TYPE Annual
TICKER SYMBOL WTI MEETING DATE 04-May-2009
ISIN US92922P1066 AGENDA 933059695 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 MS. VIRGINIA BOULET Withheld Against
2 MR. J.F. FREEL Withheld Against
3 MR. SAMIR G. GIBARA For For
4 MR. ROBERT I. ISRAEL For For
5 MR. TRACY W. KROHN For For
6 MR. S. JAMES NELSON, JR For For
7 MR. B. FRANK STANLEY For For
02 Amend Stock Compensation Plan Management For For
03 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 74500 0 24-Apr-2009 24-Apr-2009
SIERRA WIRELESS, INC.
SECURITY 826516106 MEETING TYPE Annual and Special
Meeting
TICKER SYMBOL SWIR MEETING DATE 05-May-2009
ISIN CA8265161064 AGENDA 933035695 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 JASON W. COHENOUR For For
2 GREGORY D. AASEN For For
3 PAUL G. CATAFORD For For
4 CHARLES E. LEVINE For For
5 S. JANE ROWE For For
6 DAVID B. SUTCLIFFE For For
7 KENT THEXTON For For
02 Ratify Appointment of Independent Auditors Management For For
03 Ratify Shareholder Rights Plan Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 100500 0 21-Apr-2009 21-Apr-2009
APTARGROUP, INC.
SECURITY 038336103 MEETING TYPE Annual
TICKER SYMBOL ATR MEETING DATE 06-May-2009
ISIN US0383361039 AGENDA 933017635 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 STEFAN A. BAUSTERT For For
2 RODNEY L. GOLDSTEIN For For
3 LEO A. GUTHART For For
4 RALF K. WUNDERLICH For For
02 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 15000 0 16-Apr-2009 16-Apr-2009
MEDNAX, INC.
SECURITY 58502B106 MEETING TYPE Annual
TICKER SYMBOL MD MEETING DATE 06-May-2009
ISIN US58502B1061 AGENDA 933019425 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 CESAR L. ALVAREZ For For
2 WALDEMAR A. CARLO, M.D. For For
3 MICHAEL B. FERNANDEZ For For
4 ROGER K. FREEMAN, M.D. For For
5 PAUL G. GABOS For For
6 DANY GARCIA For For
7 P.J. GOLDSCHMIDT, M.D. For For
8 ROGER J. MEDEL, M.D. For For
9 MANUEL KADRE For For
10 ENRIQUE J. SOSA, PH.D. For For
02 Ratify Appointment of Independent Auditors Management For For
03 Transact Other Business Management Against Against
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 20000 0 01-May-2009 01-May-2009
IMATION CORP.
SECURITY 45245A107 MEETING TYPE Annual
TICKER SYMBOL IMN MEETING DATE 06-May-2009
ISIN US45245A1079 AGENDA 933019689 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
1 Election of Directors Management
1 MICHAEL S. FIELDS For For
2 RONALD T. LEMAY For For
3 L. WHITE MATTHEWS, III For For
02 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 67900 0 15-Apr-2009 15-Apr-2009
HATTERAS FINANCIAL CORP.
SECURITY 41902R103 MEETING TYPE Annual
TICKER SYMBOL HTS MEETING DATE 06-May-2009
ISIN US41902R1032 AGENDA 933021723 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 MICHAEL R. HOUGH For For
2 BENJAMIN M. HOUGH For For
3 DAVID W. BERSON For For
4 IRA G. KAWALLER Withheld Against
5 JEFFREY D. MILLER For For
6 THOMAS D. WREN For For
02 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 37000 0 16-Apr-2009 16-Apr-2009
TTM TECHNOLOGIES, INC.
SECURITY 87305R109 MEETING TYPE Annual
TICKER SYMBOL TTMI MEETING DATE 07-May-2009
ISIN US87305R1095 AGENDA 933016556 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
1 Election of Directors Management
1 ROBERT E. KLATELL For For
2 JOHN G. MAYER For For
2 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 84600 0 16-Apr-2009 16-Apr-2009
AMCOL INTERNATIONAL CORPORATION
SECURITY 02341W103 MEETING TYPE Annual
TICKER SYMBOL ACO MEETING DATE 07-May-2009
ISIN US02341W1036 AGENDA 933018310 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 DANIEL P. CASEY For For
2 DALE E. STAHL For For
3 LAWRENCE E. WASHOW For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 15733 14267 20-Apr-2009 20-Apr-2009
ODYSSEY HEALTHCARE, INC.
SECURITY 67611V101 MEETING TYPE Annual
TICKER SYMBOL ODSY MEETING DATE 07-May-2009
ISIN US67611V1017 AGENDA 933034869 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 42200 0 16-Apr-2009 23-Apr-2009
BARNES GROUP INC.
SECURITY 067806109 MEETING TYPE Annual
TICKER SYMBOL B MEETING DATE 07-May-2009
ISIN US0678061096 AGENDA 933037447 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 THOMAS J. ALBANI For For
2 THOMAS O. BARNES For For
3 GARY G. BENANAV For For
4 MYLLE H. MANGUM For For
02 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 6300 25200 20-Apr-2009 20-Apr-2009
UNISOURCE ENERGY CORPORATION
SECURITY 909205106 MEETING TYPE Annual
TICKER SYMBOL UNS MEETING DATE 08-May-2009
ISIN US9092051062 AGENDA 933022751 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 PAUL J. BONAVIA For For
2 LAWRENCE J. ALDRICH For For
3 BARBARA M. BAUMANN For For
4 LARRY W. BICKLE For For
5 ELIZABETH T. BILBY For For
6 HAROLD W. BURLINGAME For For
7 JOHN L. CARTER For For
8 ROBERT A. ELLIOTT For For
9 DANIEL W.L. FESSLER For For
10 LOUISE L. FRANCESCONI For For
11 WARREN Y. JOBE For For
12 RAMIRO G. PERU For For
13 GREGORY A. PIVIROTTO For For
14 JOAQUIN RUIZ For For
02 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 21500 0 27-Apr-2009 27-Apr-2009
EDDIE BAUER HOLDINGS, INC.
SECURITY 071625107 MEETING TYPE Annual
TICKER SYMBOL EBHI MEETING DATE 08-May-2009
ISIN US0716251071 AGENDA 933066599 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 WILLIAM T. END Withheld Against
2 JERRY M. COMSTOCK, JR. For For
3 MCNEIL S. FISKE JR. Withheld Against
4 SCOTT GALLOWAY For For
5 WILLIAM E. REDMOND, JR. For For
6 KENNETH M. REISS Withheld Against
7 STEPHEN E. WATSON Withheld Against
02 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 274037 0 04-May-2009 04-May-2009
JDA SOFTWARE GROUP, INC.
SECURITY 46612K108 MEETING TYPE Annual
TICKER SYMBOL JDAS MEETING DATE 11-May-2009
ISIN US46612K1088 AGENDA 933049214 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 J. MICHAEL GULLARD For For
02 Amend Stock Compensation Plan Management For For
03 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 50800 0 24-Apr-2009 24-Apr-2009
SWIFT ENERGY COMPANY
SECURITY 870738101 MEETING TYPE Annual
TICKER SYMBOL SFY MEETING DATE 12-May-2009
ISIN US8707381013 AGENDA 933026393 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
1 Election of Directors Management
1 CLYDE W. SMITH, JR. For For
2 TERRY E. SWIFT For For
3 CHARLES J. SWINDELLS For For
2 Amend Stock Compensation Plan Management For For
3 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 5200 20800 29-Apr-2009 29-Apr-2009
NATIONAL INSTRUMENTS CORPORATION
SECURITY 636518102 MEETING TYPE Annual
TICKER SYMBOL NATI MEETING DATE 12-May-2009
ISIN US6365181022 AGENDA 933027410 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 DUY-LOAN T. LE For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 11946 11054 21-Apr-2009 21-Apr-2009
QUIDEL CORPORATION
SECURITY 74838J101 MEETING TYPE Annual
TICKER SYMBOL QDEL MEETING DATE 12-May-2009
ISIN US74838J1016 AGENDA 933045191 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 THOMAS D. BROWN For For
2 DOUGLAS C. BRYANT For For
3 K.F. BUECHLER, PH.D. For For
4 ROD F. DAMMEYER For For
5 M.L. POLAN MD, PHD, MPH For For
6 MARK A. PULIDO For For
7 JACK W. SCHULER For For
02 Ratify Appointment of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 17496 35004 23-Apr-2009 23-Apr-2009
PORTLAND GENERAL ELECTRIC CO
SECURITY 736508847 MEETING TYPE Annual
TICKER SYMBOL POR MEETING DATE 13-May-2009
ISIN US7365088472 AGENDA 933028816 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 JOHN W. BALLANTINE For For
2 RODNEY L. BROWN, JR. For For
3 DAVID A. DIETZLER For For
4 PEGGY Y. FOWLER For For
5 MARK B. GANZ For For
6 CORBIN A. MCNEILL, JR. For For
7 NEIL J. NELSON For For
8 M. LEE PELTON For For
9 JAMES J. PIRO For For
10 ROBERT T.F. REID For For
02 Ratify Appointment of Independent Auditors Management For For
03 Miscellaneous Corporate Governance Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 31000 0 07-May-2009 07-May-2009
ORION MARINE GROUP, INC.
SECURITY 68628V308 MEETING TYPE Annual
TICKER SYMBOL OMGI MEETING DATE 14-May-2009
ISIN US68628V3087 AGENDA 933045545 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
02 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 4700 25300 28-Apr-2009 07-May-2009
WESTERN GOLDFIELDS INC.
SECURITY 95828P203 MEETING TYPE Annual and Special
Meeting
TICKER SYMBOL WGW MEETING DATE 14-May-2009
ISIN CA95828P2035 AGENDA 933068187 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors (Full Slate) Management For For
02 Approve Remuneration of Directors and Auditors Management For For
03 Amend Articles-Board Related Management For For
04 Amalgamation Plan Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 450300 2300 05-May-2009 05-May-2009
ICU MEDICAL, INC.
SECURITY 44930G107 MEETING TYPE Annual
TICKER SYMBOL ICUI MEETING DATE 15-May-2009
ISIN US44930G1076 AGENDA 933057906 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 JACK W. BROWN For For
2 RICHARD H. SHERMAN M.D. For For
02 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 1400 800 27-Apr-2009 27-Apr-2009
FORCE PROTECTION, INC.
SECURITY 345203202 MEETING TYPE Annual
TICKER SYMBOL FRPT MEETING DATE 15-May-2009
ISIN US3452032028 AGENDA 933059861 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 MAJ. GEN. JACK A. DAVIS For For
2 KENNETH MERLAU For For
3 B. HERBERT ELLIS For For
02 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 65900 0 08-May-2009 08-May-2009
TRIMBLE NAVIGATION LIMITED
SECURITY 896239100 MEETING TYPE Annual
TICKER SYMBOL TRMB MEETING DATE 19-May-2009
ISIN US8962391004 AGENDA 933038350 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 STEVEN W. BERGLUND For For
2 JOHN B. GOODRICH For For
3 WILLIAM HART For For
4 MERIT E. JANOW For For
5 ULF J. JOHANSSON For For
6 BRADFORD W. PARKINSON For For
7 NICKOLAS W. VANDE STEEG For For
02 Amend Stock Compensation Plan Management For For
03 Amend Stock Compensation Plan Management For For
04 Ratify Appointment of Independent Auditors Management For For
05 Transact Other Business Management Against Against
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 5739 22761 01-May-2009 01-May-2009
INCYTE CORPORATION
SECURITY 45337C102 MEETING TYPE Annual
TICKER SYMBOL INCY MEETING DATE 19-May-2009
ISIN US45337C1027 AGENDA 933049505 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 RICHARD U. DE SCHUTTER For For
2 BARRY M. ARIKO For For
3 JULIAN C. BAKER For For
4 PAUL A. BROOKE For For
5 PAUL A. FRIEDMAN For For
6 JOHN F. NIBLACK For For
7 ROY A. WHITFIELD For For
02 Amend Stock Option Plan Management For For
03 Amend Stock Option Plan Management For For
04 Amend Employee Stock Purchase Plan Management For For
05 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 121448 42452 05-May-2009 05-May-2009
AKAMAI TECHNOLOGIES, INC.
SECURITY 00971T101 MEETING TYPE Annual
TICKER SYMBOL AKAM MEETING DATE 19-May-2009
ISIN US00971T1016 AGENDA 933051497 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
1D Election of Directors (Majority Voting) Management For For
02 Approve Stock Compensation Plan Management For For
03 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 4000 26000 28-Apr-2009 28-Apr-2009
CIMAREX ENERGY CO.
SECURITY 171798101 MEETING TYPE Annual
TICKER SYMBOL XEC MEETING DATE 20-May-2009
ISIN US1717981013 AGENDA 933024414 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
1A Election of Directors (Majority Voting) Management For For
1B Election of Directors (Majority Voting) Management For For
1C Election of Directors (Majority Voting) Management For For
4 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 5100 20400 04-May-2009 04-May-2009
THE KNOT, INC.
SECURITY 499184109 MEETING TYPE Annual
TICKER SYMBOL KNOT MEETING DATE 20-May-2009
ISIN US4991841093 AGENDA 933050027 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 IRA CARLIN For For
2 EILEEN NAUGHTON For For
02 Approve Stock Compensation Plan Management For For
03 Adopt Employee Stock Purchase Plan Management For For
04 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 31101 55999 01-May-2009 01-May-2009
UNIVERSAL STAINLESS & ALLOY PRODS., INC.
SECURITY 913837100 MEETING TYPE Annual
TICKER SYMBOL USAP MEETING DATE 20-May-2009
ISIN US9138371003 AGENDA 933063985 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 CHRISTOPHER L. AYERS For For
2 DOUGLAS M. DUNN For For
3 M. DAVID KORNBLATT For For
4 CLARENCE M. MCANINCH For For
5 DENNIS M. OATES For For
6 UDI TOLEDANO For For
02 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 34900 2600 29-Apr-2009 29-Apr-2009
TEXTAINER GROUP HOLDINGS LIMITED
SECURITY G8766E109 MEETING TYPE Annual
TICKER SYMBOL TGH MEETING DATE 20-May-2009
ISIN BMG8766E1093 AGENDA 933064951 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
1A Election of Directors (Majority Voting) Management Against Against
1B Election of Directors (Majority Voting) Management Against Against
1C Election of Directors (Majority Voting) Management Against Against
02 Approve Financial Statements, Allocation of Management For For
Income, and Discharge Directors
03 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 63500 8000 07-May-2009 07-May-2009
THE CATO CORPORATION
SECURITY 149205106 MEETING TYPE Annual
TICKER SYMBOL CTR MEETING DATE 20-May-2009
ISIN US1492051065 AGENDA 933065915 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 JOHN P.D. CATO For For
2 BAILEY W. PATRICK For For
3 THOMAS E. MECKLEY For For
02 Ratify Appointment of Independent Auditors Management For For
03 Transact Other Business Management Against Against
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 30800 0 30-Apr-2009 30-Apr-2009
WESTAR ENERGY, INC.
SECURITY 95709T100 MEETING TYPE Annual
TICKER SYMBOL WR MEETING DATE 21-May-2009
ISIN US95709T1007 AGENDA 933035924 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 CHARLES Q. CHANDLER IV For For
2 R.A. EDWARDS For For
3 SANDRA A.J. LAWRENCE For For
02 Ratify Appointment of Independent Auditors Management For For
03 Amend Stock Compensation Plan Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 17117 6383 08-May-2009 08-May-2009
MFA FINANCIAL, INC.
SECURITY 55272X102 MEETING TYPE Annual
TICKER SYMBOL MFA MEETING DATE 21-May-2009
ISIN US55272X1028 AGENDA 933042436 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 MICHAEL L. DAHIR For For
2 GEORGE H. KRAUSS For For
02 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 136200 0 08-May-2009 08-May-2009
SHUTTERFLY INC
SECURITY 82568P304 MEETING TYPE Annual
TICKER SYMBOL SFLY MEETING DATE 21-May-2009
ISIN US82568P3047 AGENDA 933044858 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
1 Election of Directors Management
1 JEFFREY T. HOUSENBOLD For For
2 STEPHEN J. KILLEEN For For
3 JAMES N. WHITE For For
2 Amend Cash/Stock Bonus Plan Management For For
3 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 64300 0 08-May-2009 08-May-2009
ARRIS GROUP, INC.
SECURITY 04269Q100 MEETING TYPE Annual
TICKER SYMBOL ARRS MEETING DATE 21-May-2009
ISIN US04269Q1004 AGENDA 933059885 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 ALEX B. BEST For For
2 HARRY L. BOSCO For For
3 JOHN ANDERSON CRAIG For For
4 MATTHEW B. KEARNEY For For
5 WILLIAM H. LAMBERT For For
6 JOHN R. PETTY For For
7 ROBERT J. STANZIONE For For
8 DAVID A. WOODLE For For
02 Ratify Appointment of Independent Auditors Management For For
03 Adopt Employee Stock Purchase Plan Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 74509 5491 06-May-2009 06-May-2009
ZEBRA TECHNOLOGIES CORPORATION
SECURITY 989207105 MEETING TYPE Annual
TICKER SYMBOL ZBRA MEETING DATE 21-May-2009
ISIN US9892071054 AGENDA 933061486 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 RICHARD L. KEYSER For For
2 ROSS W. MANIRE For For
3 DR. ROBERT J. POTTER For For
02 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 30500 0 04-May-2009 04-May-2009
ANWORTH MORTGAGE ASSET CORPORATION
SECURITY 037347101 MEETING TYPE Annual
TICKER SYMBOL ANH MEETING DATE 21-May-2009
ISIN US0373471012 AGENDA 933065270 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
1 Election of Directors Management
1 LLOYD MCADAMS For For
2 LEE A. AULT For For
3 CHARLES H. BLACK For For
4 JOE E. DAVIS For For
5 ROBERT C. DAVIS For For
6 JOSEPH E. MCADAMS For For
2 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 114200 0 05-May-2009 05-May-2009
AMSURG CORP.
SECURITY 03232P405 MEETING TYPE Annual
TICKER SYMBOL AMSG MEETING DATE 21-May-2009
ISIN US03232P4054 AGENDA 933066979 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 THOMAS G. CIGARRAN For For
2 DEBORA A. GUTHRIE For For
02 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 40400 0 01-May-2009 01-May-2009
RIGEL PHARMACEUTICALS, INC.
SECURITY 766559603 MEETING TYPE Annual
TICKER SYMBOL RIGL MEETING DATE 28-May-2009
ISIN US7665596034 AGENDA 933053364 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 JAMES M. GOWER For For
2 GARY A. LYONS For For
3 DONALD G. PAYAN, M.D. For For
02 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 43480 61420 08-May-2009 08-May-2009
THE MEDICINES COMPANY
SECURITY 584688105 MEETING TYPE Annual
TICKER SYMBOL MDCO MEETING DATE 28-May-2009
ISIN US5846881051 AGENDA 933077047 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 ARMIN M. KESSLER For For
2 ROBERT G. SAVAGE For For
3 MELVIN K. SPIGELMAN For For
02 Amend Employee Stock Purchase Plan Management For For
03 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 47800 0 11-May-2009 11-May-2009
THUNDERBIRD RESORTS INC.
SECURITY G88576106 MEETING TYPE Annual and Special
Meeting
TICKER SYMBOL THRSF MEETING DATE 29-May-2009
ISIN VGG885761061 AGENDA 933089941 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 JACK R. MITCHELL For For
2 ALBERT W. ATALLAH For For
3 SALOMON GUGGENHEIM For For
4 JOAQUIN DALY For For
5 DOUGLAS VICARI For For
6 ROBERTO DE OCAMPO For For
7 RETO HEIERLI For For
02 Ratify Appointment of Independent Auditors Management For For
03 Receive Consolidated Financial Statements Management For For
04 Miscellaneous Corporate Actions Management Against Against
05 Approve Previous Board's Actions Management For For
06 Transact Other Business Management Against Against
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 115700 0 20-May-2009 20-May-2009
DSP GROUP, INC.
SECURITY 23332B106 MEETING TYPE Annual
TICKER SYMBOL DSPG MEETING DATE 01-Jun-2009
ISIN US23332B1061 AGENDA 933066866 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 PATRICK TANGUY For For
2 AVIGDOR WILLENZ For For
02 Amend Employee Stock Purchase Plan Management For For
03 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 90800 0 13-May-2009 13-May-2009
NETGEAR, INC.
SECURITY 64111Q104 MEETING TYPE Annual
TICKER SYMBOL NTGR MEETING DATE 02-Jun-2009
ISIN US64111Q1040 AGENDA 933060307 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 PATRICK C.S. LO For For
2 J.E. CARTER-MILLER For For
3 RALPH E. FAISON For For
4 A. TIMOTHY GODWIN For For
5 JEF GRAHAM For For
6 LINWOOD A. LACY, JR For For
7 GEORGE G. C. PARKER For For
8 GREGORY J. ROSSMANN For For
9 JULIE A. SHIMER For For
02 Amend Employee Stock Purchase Plan Management For For
03 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 23564 16436 20-May-2009 20-May-2009
H&E EQUIPMENT SERVICES, INC.
SECURITY 404030108 MEETING TYPE Annual
TICKER SYMBOL HEES MEETING DATE 02-Jun-2009
ISIN US4040301081 AGENDA 933060434 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
1 Election of Directors Management
1 GARY W BAGLEY For For
2 JOHN M ENGQUIST For For
3 KEITH E ALESSI For For
4 PAUL N ARNOLD For For
5 BRUCE C BRUCKMANN For For
6 LAWRENCE C KARLSON For For
7 JOHN T SAWYER For For
2 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 60307 14693 12-May-2009 12-May-2009
GEOEYE, INC.
SECURITY 37250W108 MEETING TYPE Annual
TICKER SYMBOL GEOY MEETING DATE 04-Jun-2009
ISIN US37250W1080 AGENDA 933079875 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 JAMES A. ABRAHAMSON For For
2 JOSEPH M. AHEARN For For
3 MARTIN C. FAGA For For
4 MICHAEL F. HORN, SR. For For
5 LAWRENCE A. HOUGH For For
6 ROBERTA E. LENCZOWSKI For For
7 MATTHEW M. O'CONNELL For For
8 JAMES M. SIMON, JR. For For
9 WILLIAM W. SPRAGUE For For
02 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 4200 16800 20-May-2009 20-May-2009
FLOWERS FOODS, INC.
SECURITY 343498101 MEETING TYPE Annual
TICKER SYMBOL FLO MEETING DATE 05-Jun-2009
ISIN US3434981011 AGENDA 933067147 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 JOE E. BEVERLY For For
2 AMOS R. MCMULLIAN For For
3 J.V. SHIELDS, JR. For For
02 Amend Stock Compensation Plan Management For For
03 Approve Cash/Stock Bonus Plan Management For For
04 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 8952 13048 26-May-2009 26-May-2009
ENERGY DEV CORP
SECURITY Y2292S104 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 09-Jun-2009
ISIN PHY2292S1043 AGENDA 701873805 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
9. Management Proposal Management For For
10. Other matters Non-Voting
11. Management Proposal Management For For
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting
IN MEETING DATE AND RECEIPT-OF CONSERVATIVE CUT-
OFF DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE D-O NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCT-IONS. THANK
YOU.
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
49961 56Q 0 0 22-May-2009
CERADYNE, INC.
SECURITY 156710105 MEETING TYPE Annual
TICKER SYMBOL CRDN MEETING DATE 09-Jun-2009
ISIN US1567101050 AGENDA 933070447 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 JOEL P. MOSKOWITZ For For
2 RICHARD A. ALLIEGRO For For
3 FRANK EDELSTEIN For For
4 RICHARD A. KERTSON For For
5 WILLIAM C. LACOURSE For For
6 MILTON L. LOHR For For
02 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 18835 9165 27-May-2009 27-May-2009
THE GYMBOREE CORPORATION
SECURITY 403777105 MEETING TYPE Annual
TICKER SYMBOL GYMB MEETING DATE 09-Jun-2009
ISIN US4037771056 AGENDA 933073758 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 MATTHEW K. MCCAULEY For For
2 GARY M. HEIL For For
02 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 18100 0 21-May-2009 21-May-2009
LHC GROUP, INC.
SECURITY 50187A107 MEETING TYPE Annual
TICKER SYMBOL LHCG MEETING DATE 11-Jun-2009
ISIN US50187A1079 AGENDA 933088660 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 MONICA F. AZARE For For
2 JOHN B. BREAUX For For
3 DAN S. WILFORD For For
02 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 25500 0 27-May-2009 27-May-2009
ASIATIC DEVELOPMENT BHD
SECURITY Y03916106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 15-Jun-2009
ISIN MYL2291OO002 AGENDA 701968476 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
1. Management Proposal Management For For
2. Management Proposal Management For For
3. Management Proposal Management For For
4. Management Proposal Management For For
5. Management Proposal Management For For
6. Management Proposal Management For For
7. Management Proposal Management For For
8. Management Proposal Management For For
S.1 Management Proposal Management For For
9. Management Proposal Management For For
10. Management Proposal Management For For
11. Management Proposal Management For For
Transact any other business Non-Voting
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
49961 56Q 282000 0 28-May-2009 28-May-2009
EMCOR GROUP, INC.
SECURITY 29084Q100 MEETING TYPE Annual
TICKER SYMBOL EME MEETING DATE 16-Jun-2009
ISIN US29084Q1004 AGENDA 933073746 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 F. MACINNIS For For
2 S. BERSHAD For For
3 D. BROWN For For
4 L. BUMP For For
5 A. FRIED For For
6 R. HAMM For For
7 D. LAIDLEY For For
8 J. RYAN For For
9 M. YONKER For For
02 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 36000 0 27-May-2009 27-May-2009
ZYGO CORPORATION
SECURITY 989855101 MEETING TYPE Annual
TICKER SYMBOL ZIGO MEETING DATE 16-Jun-2009
ISIN US9898551018 AGENDA 933095261 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
1 Election of Directors Management
1 EUGENE G. BANUCCI For For
2 STEPHEN D. FANTONE For For
3 SAMUEL H. FULLER For For
4 SEYMOUR E. LIEBMAN For For
5 J. BRUCE ROBINSON For For
6 ROBERT B. TAYLOR For For
7 CAROL P. WALLACE For For
8 GARY K. WILLIS For For
9 BRUCE W. WORSTER For For
2 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 33000 0 04-Jun-2009 04-Jun-2009
COSAN SA INDUSTRIA E COMERCIO
SECURITY P31573101 MEETING TYPE ExtraOrdinary General
Meeting
TICKER SYMBOL MEETING DATE 18-Jun-2009
ISIN BRCSANACNOR6 AGENDA 701992225 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA)
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-.
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
PLEASE NOTE THAT VOTES IN FAVOR 'AND' AGAINST IN Non-Voting
THE SAME AGENDA ITEM ARE NOT-ALLOWED. ONLY VOTES
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN
ARE ALL-OWED. THANK YOU.
A. Management Proposal Management For For
B. Management Proposal Management For For
C. Management Proposal Management For For
D. Management Proposal Management For For
E. Management Proposal Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
49961 56Q 77300 0 08-Jun-2009 08-Jun-2009
NOVATEL WIRELESS, INC.
SECURITY 66987M604 MEETING TYPE Annual
TICKER SYMBOL NVTL MEETING DATE 18-Jun-2009
ISIN US66987M6049 AGENDA 933087303 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 PETER V. LEPARULO For For
2 HORST J. PUDWILL For For
02 Amend Employee Stock Purchase Plan Management For For
03 Approve Stock Compensation Plan Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 72086 11314 02-Jun-2009 02-Jun-2009
URANIUM PARTN CORP
SECURITY 917017105 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 23-Jun-2009
ISIN CA9170171057 AGENDA 701974051 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE Non-Voting
"IN FAVOR" OR "ABSTAIN" FOR-RESOLUTIONS "1.1 TO
1.4 AND 2". THANK YOU.
To receive the financial statements of Uranium Non-Voting
Participation for the YE 28 FEB-2009, together
with the Auditor's report thereon
1.1 Management Proposal Management For For
1.2 Management Proposal Management For For
1.3 Management Proposal Management For For
1.4 Management Proposal Management For For
2. Management Proposal Management For For
Transact any other business Non-Voting
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
49961 56Q 91100 0 08-Jun-2009 08-Jun-2009
ARENA PHARMACEUTICALS, INC.
SECURITY 040047102 MEETING TYPE Annual
TICKER SYMBOL ARNA MEETING DATE 25-Jun-2009
ISIN US0400471027 AGENDA 933088999 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 JACK LIEF For For
2 DOMINIC P. BEHAN, PH.D. For For
3 DONALD D. BELCHER For For
4 SCOTT H. BICE For For
5 HARRY F. HIXSON JR PH.D For For
6 J.C. LA FORCE JR. PH.D. For For
7 TINA S. NOVA, PH.D. For For
8 PHILLIP M. SCHNEIDER For For
9 CHRISTINE A. WHITE M.D. For For
10 RANDALL E. WOODS For For
02 Approve Stock Compensation Plan Management For For
03 Adopt Employee Stock Purchase Plan Management For For
04 Authorize Common Stock Increase Management For For
05 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 57999 150801 16-Jun-2009 16-Jun-2009
RES-CARE, INC.
SECURITY 760943100 MEETING TYPE Annual
TICKER SYMBOL RSCR MEETING DATE 26-Jun-2009
ISIN US7609431009 AGENDA 933072578 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
01 Election of Directors Management
1 JAMES H. BLOEM For For
2 STEVEN S. REED For For
02 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 44500 0 05-Jun-2009 05-Jun-2009
BPZ RESOURCES, INC
SECURITY 055639108 MEETING TYPE Annual
TICKER SYMBOL BPZ MEETING DATE 26-Jun-2009
ISIN US0556391086 AGENDA 933089965 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
- ------- -------------------------------------------------- ----------------- ----------------- -----------
1 Election of Directors Management
1 DR ZUNIGA Y RIVERO For For
2 DENNIS G STRAUCH For For
2 Ratify Appointment of Independent Auditors Management For For
BALLOT UNAVAILABLE
ACCOUNT NUMBER CUSTODIAN SHARES SHARES VOTE DATE DATE CONFIRMED
- ---------------- -------------------- --------- ----------- -------------- --------------
2 P 71518 82D 85500 53800 08-Jun-2009 08-Jun-2009
VOTE SUMMARY REPORT
FOR THE PERIOD JULY 1, 2008 - JUNE 30, 2009
VANTAGEPOINT INTERNATIONAL FUND
SUBADVISER: ARTISAN PARTNERS
ICA File Number: 811-08941
Reporting Period: 07/01/2008 - 06/30/2009
The VantagePoint Funds
============================ THE VANTAGEPOINT FUNDS ============================
ACCOR
Ticker: AC Security ID: FR0000120404
Meeting Date: MAY 13, 2009 Meeting Type: Annual/Special
Record Date: MAY 8, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.65 per Share
4 Approve Stock Dividend Program (Cash or For For Management
Shares)
5 Reelect Thomas J.Barack as Director For For Management
6 Reelect Sebastien Bazin as Director For For Management
7 Reelect Philippe Citerne as Director For For Management
8 Reelect Gabriele Galateri as Director For For Management
9 Reelect Gilles Pelisson as Director For For Management
10 Ratify Appointment and Reelection of For For Management
Alain Quinet as Director
11 Reelect Franck Riboud as Director For For Management
12 Ratify Appointment and Reelection of For For Management
Patrick Sayer as Director
13 Elect Jean-Paul Bailly as Director For For Management
14 Elect Denis Hennequin as Director For For Management
15 Elect Bertrand Meheut as Director For For Management
16 Elect Virginie Morgon as Director For For Management
17 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 420,000
18 Approve Transaction with Caisse des For For Management
Depots et Consignations
19 Approve Transaction with Colony Capital For For Management
SAS
20 Approve Transaction with Gilles For For Management
Pelisson
21 Approve Transaction with Gilles For Against Management
Pelisson
22 Approve Transaction with Gilles For For Management
Pelisson
23 Approve Transaction with Paul Dubrule For For Management
and Gerard Pelisson
24 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
25 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
26 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 200 Million
27 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights Up to Aggregate
Nominal Amount of EUR 150 Million, with
the Possibility Not to Offer them to
the Public
28 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
29 Subject to Approval of Items 26 and/or For Against Management
27, Authorize Board to Increase Capital
in the Event of Additional Demand
Related to Delegation Submitted to
Shareholder Vote Above
30 Authorize Capitalization of Reserves of For For Management
Up to EUR 200 Million for Bonus Issue
or Increase in Par Value
31 Set Global Limit for Capital Increase For For Management
to Result from All Issuance Requests
Under Items 26 to 30 at EUR 300 Million
32 Approve Employee Stock Purchase Plan For For Management
33 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
ALLIANZ SE (FORMERLY ALLIANZ AG)
Ticker: ALV Security ID: DE0008404005
Meeting Date: APR 29, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2008
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.50 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2008
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2008
5 Elect Karl Grimm to the Supervisory For For Management
Board
6 Authorize Repurchase of up to 5 Percent For For Management
of Issued Share Capital for Trading
Purposes
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
8 Authorize Use of Financial Derivatives For For Management
of up to 5 Percent of Issued Share
Capital When Repurchasing Shares
9 Amend Articles Re: Entry of Nominees in For For Management
the Shareholders' Register
10 Amend Articles Re: First Supervisory For For Management
Board of Allianz SE, Electronic
Participation in the Annual Meeting,
and Audio and Video Transmission of
Annual Meeting due to New German
Legislation (Law on Transposition of EU
Shareholders' Rights Directive)
11 Approve Affiliation Agreement with For For Management
Subsidiary Allianz Shared
Infrastructure Services SE
- --------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA/NV
Ticker: ABI Security ID: BE0003793107
Meeting Date: APR 28, 2009 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' Report None Did Not Vote Management
2 Receive Auditors' Report None Did Not Vote Management
3 Receive Consolidated Financial None Did Not Vote Management
Statements and Statutory Reports
4 Accept Financial Statements, Allocation For Did Not Vote Management
of Income, and Dividends of EUR 0.28
per Share
5 Approve Discharge of Directors For Did Not Vote Management
6 Approve Discharge of Auditors For Did Not Vote Management
7a Approve Remuneration Report For Did Not Vote Management
7b Approve One-Time Grantings of Stock For Did Not Vote Management
Options and Sale of Shares
8a Approve Change of Control Provisions For Did Not Vote Management
Re: EMTN Program
8b Approve Change of Control Provisions For Did Not Vote Management
Re: USD Notes
9a Receive Special Board Report on None Did Not Vote Management
Issuance of Subscription Rights Without
Preemptive Rights
9b Receive Special Auditor Report on None Did Not Vote Management
Issuance of Subscription Rights Without
Preemptive Rights
9c Eliminate Preemptive Rights Under Item For Did Not Vote Management
9d
9d Approve One-Time Grant of 1.25 Million For Did Not Vote Management
Subscritpion Rights to Non-Executive
Directors
9e Approve Issuance of Equity or For Did Not Vote Management
Equity-Linked Securities without
Preemptive Rights Re: 9d
9fi Authorize Compensation and Nomination For Did Not Vote Management
Committee to Determine Effective Total
Number of Subscription Rights to Be
Issued Under Item 9d
9fii Authorize Implementation of Approved For Did Not Vote Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
for Items 9a to 9e
10a Receive Special Board Report on None Did Not Vote Management
Authorized Capital
10b Approve Issuance of Equity or For Did Not Vote Management
Equity-Linked Securities without
Preemptive Rights Up to 3 Percent of
Issued Capital
11 Authorize Repurchase of Up to 20 For Did Not Vote Management
Percent of Issued Shares and Amend
Articles Accordingly
12 Authorize Implementation of Approved For Did Not Vote Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
- --------------------------------------------------------------------------------
ASML HOLDING NV
Ticker: ASML Security ID: NL0006034001
Meeting Date: MAR 26, 2009 Meeting Type: Annual
Record Date: MAR 5, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Announcements None None Management
3 Approve Financial Statements and For For Management
Statutory Reports
4 Approve Discharge of Management Board For For Management
5 Approve Discharge of Supervisory Board For For Management
6 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
7 Approve Dividends of EUR 0.20 Per Share For For Management
8a Approve Performance Stock Grant for For For Management
Management Board
8b Approve Sign-on Stock Grant for For Against Management
Management Board
9a Approve Performance Stock Grant for For For Management
Management Board
9b Approve Sign-on Stock Grant for For For Management
Management Board
9c Approve Share Grants for Employees For For Management
10 Notification of the Intended Reelection None None Management
of F.J. van Hout to the Management
Board
11a Reelect H.C.J. Van Den Burg to For For Management
Supervisory Board
11b Reelect O. Bilous to Supervisory Board For For Management
11c Reelect J.W.B. Westerburgen to For For Management
Supervisory Board
11d Elect P.F.M. Van Der Meer Mohr to For For Management
Supervisory Board
11e Elect W. Ziebart to Supervisory Board For For Management
12a Grant Board Authority to Issue Shares For For Management
Up To 5 Percent of Issued Capital
12b Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 12a
12c Grant Board Authority to Issue For For Management
Additional Shares of up to 5 Percent in
Case of Takeover/Merger
12d Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 12d
13 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
14 Authorize Cancellation of Repurchased For For Management
Shares
15 Authorize Additionnal Cancellation of For For Management
Repurchased Shares
16 Other Business (Non-Voting) None None Management
17 Close Meeting None None Management
- --------------------------------------------------------------------------------
ATLAS COPCO AB
Ticker: ATLKF Security ID: SE0000101032
Meeting Date: APR 27, 2009 Meeting Type: Annual
Record Date: APR 21, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Elect Sune Carlsson as For Did Not Vote Management
Chairman of Meeting
2 Prepare and Approve List of For Did Not Vote Management
Shareholders
3 Approve Agenda of Meeting For Did Not Vote Management
4 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
5 Acknowledge Proper Convening of Meeting For Did Not Vote Management
6 Receive Financial Statements and None Did Not Vote Management
Statutory Reports; Receive Auditor's
Report
7 Receive President's Report; Allow None Did Not Vote Management
Questions
8 Receive Report on Work of Board and None Did Not Vote Management
Audit Committee
9a Approve Financial Statements and For Did Not Vote Management
Statutory Reports; Receive Auditor's
Presentation
9b Approve Discharge of Board and For Did Not Vote Management
President
9c Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 3.00 per Share
9d Approve April 30, 2009 as Record Date For Did Not Vote Management
for Dividends
10 Receive Report from Nominating For Did Not Vote Management
Committee; Determine Number of Members
(9) and Deputy Members (0) of Board
11 Reelect Sune Carlsson (Chair), Jacob For Did Not Vote Management
Wallenberg (Vice Chair), Staffan
Bohman, Christel Bories, Johan
Forssell, Ulla Litzen, Anders Ullberg,
and Margareth Ovrum as Directors; Elect
Ronnie Leten as New Director
12 Approve Remuneration of Directors ( For Did Not Vote Management
Including Possibility to Receive Part
of Remuneration in Phantom Shares);
Approve Remuneration of Committee
Members; Authorize Repurchase of Up to
70,000 Class A Shares to Fund
Remuneration of Directors
13a Presentation of Remuneration For Did Not Vote Management
Committee's Work; Approve Remuneration
Policy And Other Terms of Employment
For Executive Management
13b Approve Stock Option Plan 2009 for Key For Did Not Vote Management
Employees
13c Authorize Repurchase of Up to 5.5 For Did Not Vote Management
Million Class A Shares in Connection
with Stock Option Plan 2009 (Item 13b)
and Reissuance of Repurchased Shares
14 Approve Reissuance of 1.45 Million For Did Not Vote Management
Repurchased Class B Shares in
Connection with 2006 and 2007 Stock
Option Plans
15 Authorize Chairman of Board and For Did Not Vote Management
Representatives of four of Company's
Largest Shareholders to Serve on
Nominating Committee
16 Amend Articles Regarding Notification For Did Not Vote Management
of General Meeting
17 Close Meeting None Did Not Vote Management
- --------------------------------------------------------------------------------
BANK OF EAST ASIA, LIMITED
Ticker: 23 Security ID: HK0023000190
Meeting Date: APR 16, 2009 Meeting Type: Annual
Record Date: APR 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Audited Accounts and Director's For For Management
and Auditor's Report
2 Approve Final Dividend of HK$ 0.02 Per For For Management
Share (With Scrip Option)
3a Reelect Wong Chung-hin as Director For For Management
3b Reelect Lee Shau-kee as Director For Against Management
3c Reelect William Mong Man-wai as For Against Management
Director
3d Reelect Kenneth Lo Chin-ming as For For Management
Director
3e Reelect Eric Li Fook-chuen as Director For For Management
3f Reelect Valiant Cheung Kin-piu as For For Management
Director
4 Reappoint KPMG as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Approve Bonus Issue of Shares For For Management
6 Amend Articles of Association For For Management
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
9 Authorize Reissuance of Repurchased For Against Management
Shares
10 Appoint Kwok Siu Man as Independent None Against Shareholder
Non-Executive Director
- --------------------------------------------------------------------------------
BAYER AG
Ticker: BAYZF Security ID: DE0005752000
Meeting Date: MAY 12, 2009 Meeting Type: Annual
Record Date: APR 21, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of EUR 1.40 per
Share for Fiscal 2008
2 Approve Discharge of Management Board For For Management
for Fiscal 2008
3 Approve Discharge of Supervisory Board For For Management
for Fiscal 2008
4 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
5 Approve Conversion of Bearer Shares For For Management
into Registered Shares
6 Amend Articles Re: Allow Electronic For For Management
Distribution of Company Communications
7 Ratify PricewaterhouseCoopers AG as For For Management
Auditors for Fiscal 2009
- --------------------------------------------------------------------------------
BNP PARIBAS
Ticker: BNP Security ID: FR0000131104
Meeting Date: DEC 19, 2008 Meeting Type: Special
Record Date: DEC 16, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Contribution in Kind of For For Management
98,529,695 Fortis Banque Shares by SFPI
2 Approve Contribution in Kind of For For Management
263,586,083 Fortis Banque Luxembourg
Shares by Grand Duchy of Luxembourg
3 Authorize Capital Increase of up to 10 For Against Management
Percent of Issued Capital for Future
Acquisitions
4 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
BNP PARIBAS
Ticker: BNP Security ID: FR0000131104
Meeting Date: MAR 27, 2009 Meeting Type: Special
Record Date: MAR 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize New Class of Preferred Stock For For Management
(Class B) and Amend Bylaws Accordingly,
Subject to Approval of Item 2
2 Authorize Issuance of Preferred Stock For For Management
(Class B) in Favor of Societe de Prise
de Participation de l'Etat (SPPE) for
up to Aggregate Nominal Amount of EUR
608,064,070, Subject to Approval of
Item 1
3 Approve Employee Stock Purchase Plan For For Management
4 Authorize Capitalization of Reserves of For For Management
Up to EUR 1 Billion for Bonus Issue or
Increase in Par Value, Subject to
Approval of Items 1 and 2
5 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
BNP PARIBAS
Ticker: BNP Security ID: FR0000131104
Meeting Date: MAY 13, 2009 Meeting Type: Annual/Special
Record Date: MAY 8, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.00 per Share
4 Approve Auditors' Special Report For For Management
Regarding Related-Party Transactions
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Ordinary Share
Capital
6 Reelect Claude Bebear as Director For For Management
7 Reelect Jean-Louis Beffa as Director For For Management
8 Reelect Denis Kessler as Director For For Management
9 Reelect Laurence Parisot as Director For Against Management
10 Reelect Michel Pebereau as Director For For Management
11 Approve Contribution in Kind of For For Management
98,529,695 Fortis Banque Shares by
Societe Federale de Participations et
d'Investissement (SFPI)
12 Approve Contribution in Kind of For For Management
4,540,798 BGL SA Shares by Grand Duchy
of Luxembourg
13 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
14 Amend Bylaws to Reflect Amendment to For For Management
Terms and Conditions of Class B Shares
15 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
16 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
BOUYGUES
Ticker: EN Security ID: FR0000120503
Meeting Date: APR 23, 2009 Meeting Type: Annual/Special
Record Date: APR 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.60 per Share
4 Approve Auditors' Special Report For Against Management
Regarding Related-Party Transactions
5 Reelect Martin Bouygues as Director For For Management
6 Reelect Francis Bouygues as Director For For Management
7 Reelect Pierre Barberis as Director For For Management
8 Reelect Francois Bertiere as Director For For Management
9 Reelect Georges Chodron de Courcel as For For Management
Director
10 Reappoint Ernst & Young Audit as For For Management
Auditor
11 Appoint Auditex as Alternate Auditor For For Management
12 Authorize Repurchase of Up to 10 For Against Management
Percent of Issued Share Capital
13 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
14 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 150 Million
15 Authorize Capitalization of Reserves of For For Management
Up to EUR 4 Billion for Bonus Issue or
Increase in Par Value
16 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 150 Million
17 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote under Items 14 and 16
18 Authorize Board to Set Issue Price for For Against Management
10 Percent of Issued Capital Per Year
Pursuant to Issue Authority without
Preemptive Rights
19 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
20 Authorize Capital Increase up to For Against Management
Aggregate Nominal Amount of EUR 150
Million for Future Exchange Offers
21 Approve Employee Stock Purchase Plan For Against Management
22 Authorize Issuance of Equity upon For Against Management
Conversion of a Subsidiary's
Equity-Linked Securities up to EUR 150
Million
23 Approve Issuance of Securities For For Management
Convertible into Debt up to an
Aggregate Amount of EUR 5 Billion
24 Authorize Board to Issue Free Warrants For Against Management
with Preemptive Rights During a Public
Tender Offer
25 Allow Board to Use All Outstanding For Against Management
Capital Authorizations in the Event of
a Public Tender Offer or Share Exchange
Offer
26 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
CADBURY PLC
Ticker: CBRY Security ID: GB00B2PF6M70
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend of 11.1 Pence For For Management
Per Ordinary Share
3 Approve Remuneration Report For For Management
4 Re-elect Roger Carr as Director For For Management
5 Re-elect Todd Stitzer as Director For For Management
6 Elect Baroness Hogg as Director For For Management
7 Elect Colin Day as Director For For Management
8 Elect Andrew Bonfield as Director For For Management
9 Reappoint Deloitte LLP as Auditors of For For Management
the Company
10 Authorise Board to Fix Remuneration of For For Management
Auditors
11 Authorise Company and its Subsidiaries For For Management
to Make EU Political Donations to
Political Parties or Independent
Election Candidates, to Political
Organisations Other than Political
Parties and to Incur EU Political
Expenditure up to GBP 100,000
12 Authorise Issue of Equity with For For Management
Pre-emptive Rights Under a General
Authority up to GBP 45,410,520 and an
Additional Amount Pursuant to a Rights
Issue of up to GBP 90,821,040 After
Deducting Any Securities Issued Under
the General Authority
13 Authorise Issue of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 6,811,578
14 Authorise Market Purchase of up to GBP For For Management
13,623,156
15 Approve That a General Meeting Other For For Management
Than an Annual General Meeting May Be
Called on Not Less than 14 Clear Days'
Notice
- --------------------------------------------------------------------------------
CANADIAN PACIFIC RAILWAY LIMITED
Ticker: CP Security ID: 13645T100
Meeting Date: MAY 22, 2009 Meeting Type: Annual/Special
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
2 Amend By-Law No. 1 For For Management
3.1 Elect Director John E. Cleghorn For For Management
3.2 Elect Director Tim W. Faithfull For For Management
3.3 Elect Director Frederic J. Green For For Management
3.4 Elect Director Krystyna T. Hoeg For For Management
3.5 Elect Director Richard C. Kelly For For Management
3.6 Elect Director John P. Manley For For Management
3.7 Elect Director Linda J. Morgan For For Management
3.8 Elect Director Madeleine Paquin For For Management
3.9 Elect Director Michael E. J. Phelps For For Management
3.10 Elect Director Roger Phillips For For Management
3.11 Elect Director Hartley T. Richardson For For Management
3.12 Elect Director Michael W. Wright For For Management
- --------------------------------------------------------------------------------
CANON INC.
Ticker: 7751 Security ID: JP3242800005
Meeting Date: MAR 27, 2009 Meeting Type: Annual
Record Date: DEC 31, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, With a For For Management
Final Dividend of JY 55
2 Amend Articles to Reflect For For Management
Digitalization of Share Certificates
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
3.10 Elect Director For For Management
3.11 Elect Director For For Management
3.12 Elect Director For For Management
3.13 Elect Director For For Management
3.14 Elect Director For For Management
3.15 Elect Director For For Management
3.16 Elect Director For For Management
3.17 Elect Director For For Management
3.18 Elect Director For For Management
3.19 Elect Director For For Management
3.20 Elect Director For For Management
3.21 Elect Director For For Management
3.22 Elect Director For For Management
3.23 Elect Director For For Management
3.24 Elect Director For For Management
3.25 Elect Director For For Management
4 Approve Retirement Bonus for Director For For Management
5 Approve Payment of Annual Bonuses to For For Management
Directors
6 Approve Stock Option Plan For For Management
- --------------------------------------------------------------------------------
CARREFOUR
Ticker: CA Security ID: FR0000120172
Meeting Date: APR 28, 2009 Meeting Type: Annual/Special
Record Date: APR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Directors
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Transaction with Jose-Luis For For Management
Duran Re: Severance Payments
4 Approve Transaction with Lars Olofsson For For Management
Re: Severance Payments
5 Approve Treatment of Losses and For For Management
Dividends of EUR 1.08 per Share
6 Elect Lars Olofsson as Director For For Management
7 Reelect Rene Abate as Director For For Management
8 Reelect Nicolas Bazire as Director For For Management
9 Reelect Jean-Martin Folz as Director For For Management
10 Reappoint Deloitte & Associes as Audito For For Management
and BEAS as Alternate Auditor
11 Reappoint KPMG as Auditor For For Management
12 Ratify Bernard Perot as Alternate For For Management
Auditor
13 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
14 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
15 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 500 Million
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 350 Million
17 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
18 Authorize Capitalization of Reserves of For For Management
Up to EUR 500 Million for Bonus Issue
or Increase in Par Value
19 Authorize up to 3 Percent of Issued For Against Management
Capital for Use in Stock Option Plan
20 Authorize up to 0.2 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plan
21 Approve Employee Stock Purchase Plan For For Management
22 Approve Employee Stock Purchase Plan For For Management
for International Employees
- --------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION
Ticker: 939 Security ID: CNE1000002H1
Meeting Date: MAR 26, 2009 Meeting Type: Special
Record Date: FEB 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Subordinated Bonds For Against Management
in the Aggregate Principal Amount Not
Exceeding RMB 80 Billion
2 Approve Resolution on Supplying For For Management
Corporate Communications to the Holders
of H Shares By Means of the Bank's Own
Website
- --------------------------------------------------------------------------------
CHINA LIFE INSURANCE CO. LIMITED
Ticker: 2628 Security ID: CNE1000002L3
Meeting Date: OCT 27, 2008 Meeting Type: Special
Record Date: SEP 26, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Miao Jianmin as Non-Executive For For Management
Director
1b Elect Lin Dairen as Executive Director For For Management
1c Elect Liu Yingqi as Executive Director For For Management
2 Amend Articles of Association For For Management
- --------------------------------------------------------------------------------
CHINA LIFE INSURANCE CO. LIMITED
Ticker: 2628 Security ID: CNE1000002L3
Meeting Date: MAY 25, 2009 Meeting Type: Annual
Record Date: APR 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Profit Distribution and Cash For For Management
Dividend Distribution Plan for the Year
Ended Dec. 31, 2008
5 Approve Remuneration of Directors and For For Management
Supervisors
6 Reappoint PricewaterhouseCoopers Zhong For For Management
Tian Certified Public Accountants Co.
Ltd. and PricewaterhouseCoopers as PRC
and International Auditors,
Respectfully, and Authorize Board to
Fix Their Remuneration
7a Elect Yang Chao as Executive Director For For Management
7b Elect Wan Feng as Executive Director For For Management
7c Elect Lin Dairen as Executive Director For For Management
7d Elect Liu Yingqi as Executive Director For For Management
7e Elect Miao Jianmin as Non-Executive For For Management
Director
7f Elect Shi Guoqing as Non-Executive For For Management
Director
7g Elect Zhuang Zuojin as Non-Executive For For Management
Director
7h Elect Sun Shuyi as Independent For For Management
Non-Executive Director
7i Elect Ma Yongwei as Independent For For Management
Non-Executive Director
7j Elect Sun Changji as Independent For For Management
Non-Executive Director
7k Elect Bruce Douglas Moore as For For Management
Independent Non-Executive Director
8a Elect Xia Zhihua as Non-Employee For For Management
Representative Supervisor
8b Elect Shi Xiangming as Non-Employee For For Management
Representative Supervisor
8c Elect Tian Hui as Non-Employee For For Management
Representative Supervisor
9 Approve Renewal of Liability Insurance For Against Management
for Directors and Senior Management
Officers
10 Review Duty Report of Independent None None Management
Directors for the Year 2008
11 Review Status of Connected Transactions None None Management
and Execution of Connected Transaction
Management System of the Company for
the Year 2008
12 Amend Articles of Association For For Management
13 Amend Procedural Rules for For For Management
Shareholders' General Meetings
14 Amend Procedural Rules for Board of For For Management
Directors Meetings
15 Amend Procedural Rules for the For For Management
Supervisory Committee Meetings
16 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
- --------------------------------------------------------------------------------
CHINA MERCHANTS HOLDINGS (INTERNATIONAL) CO. LTD.
Ticker: 144 Security ID: HK0144000764
Meeting Date: JUN 2, 2009 Meeting Type: Annual
Record Date: MAY 26, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Fu Yuning as Director For For Management
3b Reelect Hu Zheng as Director For Against Management
3c Reelect Meng Xi as Director For For Management
3d Reelect Yu Liming as Director For Against Management
3e Reelect Kut Ying Hay as Director For For Management
3f Authorize Board to Fix Remuneration of For For Management
Directors
4 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
- --------------------------------------------------------------------------------
CHINA RESOURCES LAND LTD. (FRMRLY. CHINA RESOURCES BEIJING L
Ticker: 1109 Security ID: KYG2108Y1052
Meeting Date: JUN 3, 2009 Meeting Type: Annual
Record Date: MAY 26, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Wang Yin as Director For For Management
3b Reelect Yan Biao as Director For Against Management
3c Reelect Ding Jiemin as Director For Against Management
3d Reelect Ho Hin Ngai as Director For For Management
3e Reelect Yan Y. Andrew as Director For Against Management
3f Reelect Wan Kam To, Peter as Director For For Management
3g Authorize the Board to Fix Remuneration For For Management
of Directors
4 Reappoint Auditors and Authorize the For For Management
Board to Fix Their Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
- --------------------------------------------------------------------------------
COMPAGNIE FINANCIERE RICHEMONT SA
Ticker: CFR Security ID: CH0012731458
Meeting Date: SEP 10, 2008 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
2 Approve Allocation of Income and For Did Not Vote Management
Dividends of EUR 0.060 per A Bearer
Share and EUR 0.006 per B Registered
Share
3 Approve Discharge of Board and Senior For Did Not Vote Management
Management
4.1 Elect Johann Rupert as Director For Did Not Vote Management
4.2 Elect Jean-Paul Aeschimann as Director For Did Not Vote Management
4.3 Elect Franco Cologni as Director For Did Not Vote Management
4.4 Elect Lord Douro as Director For Did Not Vote Management
4.5 Elect Yves-Andre Istel as Director For Did Not Vote Management
4.6 Elect Richard Lepeu as Director For Did Not Vote Management
4.7 Elect Ruggero Magnoni as Director For Did Not Vote Management
4.8 Elect Simon Murray as Director For Did Not Vote Management
4.9 Elect Alain Dominique Perrin as For Did Not Vote Management
Director
4.10 Elect Norbert Platt as Director For Did Not Vote Management
4.11 Elect Alan Quasha as Director For Did Not Vote Management
4.12 Elect Lord Clifton as Director For Did Not Vote Management
4.13 Elect Jan Rupert as Director For Did Not Vote Management
4.14 Elect Juergen Schrempp as Director For Did Not Vote Management
4.15 Elect Martha Wikstrom as Director For Did Not Vote Management
5 Ratify PricewaterhouseCoopers as For Did Not Vote Management
Auditors
- --------------------------------------------------------------------------------
DAIMLER AG
Ticker: DAI Security ID: DE0007100000
Meeting Date: APR 8, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2008
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.60 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2008
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2008
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2009
6 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
7 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
8.1 Elect Gerard Kleisterlee to the For For Management
Supervisory Board
8.2 Reelect Manfred Schneider to the For For Management
Supervisory Board
8.3 Elect Lloyd Trotter to the Supervisory For For Management
Board
8.4 Reelect Bernhard Walter to the For For Management
Supervisory Board
8.5 Reelect Lynton Wilson to the For For Management
Supervisory Board
9 Approve Affiliation Agreements with For For Management
EvoBus GmbH
10 Amend Articles Re: Convocation of For For Management
General Meeting due to New German
Legislation (Law on Transposition of EU
Shareholders' Rights Directive)
11 Approve Creation of EUR 1 Billion Pool For For Management
of Capital without Preemptive Rights
- --------------------------------------------------------------------------------
DENSO CORP.
Ticker: 6902 Security ID: JP3551500006
Meeting Date: JUN 24, 2009 Meeting Type: Annual
Record Date: MAR 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 13
2 Amend Articles To Reflect For For Management
Digitalization of Share Certificates
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
3.10 Elect Director For For Management
3.11 Elect Director For For Management
4.1 Appoint Statutory Auditor For For Management
4.2 Appoint Statutory Auditor For For Management
5 Approve Stock Option Plan For For Management
6 Approve Retirement Bonus Payment for For For Management
Statutory Auditor
- --------------------------------------------------------------------------------
E.ON AG (FORMERLY VEBA AG)
Ticker: EOAN Security ID: DE000ENAG999
Meeting Date: MAY 6, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2008
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.50 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2008
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2008
5 Elect Jens Heyerdahl to the Supervisory For For Management
Board
6a Ratify PricewaterhouseCoopers AG as For For Management
Auditors for Fiscal 2009
6b Ratify PricewaterhouseCoopers AG as For For Management
Auditors for the Inspection of the
Abbreviated Financial Statements for
the First Half of Fiscal 2009
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares; Authorize Use of
Financial Derivatives When Repurchasing
Shares
8 Approve Creation of EUR 460 Million For For Management
Pool of Capital without Preemptive
Rights
9a Approve Issuance of Warrants/Bonds with For For Management
Warrants Attached/Convertible Bonds
without Preemptive Rights up to
Aggregate Nominal Amount of EUR 5
Billion; Approve Creation of EUR 175
Million Pool of Capital to Guarantee
Conversion Rights
9b Approve Issuance of Warrants/Bonds with For For Management
Warrants Attached/Convertible Bonds
without Preemptive Rights up to
Aggregate Nominal Amount of EUR 5
Billion; Approve Creation of EUR 175
Million Pool of Capital to Guarantee
Conversion Rights
10 Amend Corporate Purpose For For Management
11a Amend Articles Re: Audio and Video For For Management
Transmission at Annual Meeting due to
New German Legislation (Law on
Transposition of EU Shareholders'
Rights Directive)
11b Amend Articles Re: Voting Rights For For Management
Representation at Annual Meeting due to
New German Legislation (Law on
Transposition of EU Shareholders'
Rights Directive)
11c Amend Articles Re: Convocation of For For Management
Annual Meeting due to New German
Legislation (Law on Transposition of EU
Shareholders' Rights Directive)
12 Approve Affiliation Agreement with E.ON For For Management
Einundzwanzigste Verwaltungs GmbH
13 Approve Affiliation Agreement with E.ON For For Management
Zweiundzwanzigste Verwaltungs GmbH
- --------------------------------------------------------------------------------
FORTUM OYJ
Ticker: FUM Security ID: FI0009007132
Meeting Date: APR 7, 2009 Meeting Type: Annual
Record Date: MAR 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Calling the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports; Receive Supervisory
Board's Report; Receive Auditor's
Report
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 1.00 Per Share
9 Approve Discharge of Board of For For Management
Directors, Supervisory Board and
President
10 Approve Remuneration of Members of For For Management
Supervisory Board
11 Fix Number of Supervisory Board Members For For Management
12 Elect Supervisory Board Members For For Management
13 Approve Remuneration of Directors in For For Management
the Amount of EUR 66,000 for Chair, EUR
49,200 for Vice-chair and EUR 35,400
for Other Directors; Approve Additional
Compensation for Attendance
14 Fix Number of Directors at 7 For For Management
15 Reelect Peter Fagernaes (Chair), Matti For For Management
Lehti (Vice-chair), Esko Aho, Ilona
Ervasti-Vaintola, Birgitta
Johansson-Hedberg and Christian
Ramm-Schmidt as Directors; Elect Sari
Baldauf as New Director
16 Approve Remuneration of Auditors For For Management
17 Ratify Deloitte & Touche Ltd as For For Management
Auditors
18 Shareholder Proposal: Appoint None Against Shareholder
Nominating Committee
- --------------------------------------------------------------------------------
FRANCE TELECOM
Ticker: FTE Security ID: FR0000133308
Meeting Date: MAY 26, 2009 Meeting Type: Annual/Special
Record Date: MAY 21, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Directors
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.40 per Share
4 Approve Auditors' Special Report For Against Management
Regarding Related-Party Transactions
5 Renew Appointment of Ernst and Young For For Management
Audit as Auditor
6 Renew Appointment of Auditex as For For Management
Alternate Auditor
7 Renew Appointment of Deloitte and For For Management
Associes as Auditor
8 Renew Appointment of BEAS as Alternate For For Management
Auditor
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10 Amend Article 13 of Bylaws Re: For For Management
Shareholding Requirements for Directors
11 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2 Billion
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights, with the Possibility
Not to Offer them to the Public, up to
Aggregate Nominal Amount of EUR 1.5
Billion
13 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
14 Authorize Capital Increase of Up to EUR For For Management
1.5 Billion for Future Exchange Offers
15 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
16 Authorize Capital Increase of up to EUR For For Management
70 Million Reserved for Holders of
Orange SA Stock Options or Shares in
Connection with France Telecom
Liquidity Agreement
17 Authorize up to EUR 1 Million for For For Management
Issuance of Free Option-Based Liquidity
Instruments Reserved for Holders of
Orange SA Stock Options Benefitting
from a Liquidity Agreement
18 Set Global Limit for Capital Increase For For Management
to Result from All Issuance Requests at
EUR 3.5 Billion
19 Approve Issuance of Securities For For Management
Convertible into Debt up to an
Aggregate Amount of EUR 7 Billion
20 Authorize Capitalization of Reserves of For For Management
Up to EUR 2 Billion for Bonus Issue or
Increase in Par Value
21 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plan
22 Approve Employee Stock Purchase Plan For For Management
23 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
24 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
FRAPORT AG FRANKFURT AIRPORT SERVICES WORLDWIDE
Ticker: FRA Security ID: DE0005773303
Meeting Date: MAY 27, 2009 Meeting Type: Annual
Record Date: MAY 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2008
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.15 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2008
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2008
5 Ratify KPMG Deutsche For For Management
Treuhand-Gesellschaft AG as Auditors
for Fiscal 2009
6 Approve Creation of EUR 5.5 Million For For Management
Pool of Capital without Preemptive
Rights
7 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
8 Approve Remuneration of Supervisory For For Management
Board
9 Amend Articles Re: Audio and Video For For Management
Transmission of Annual Meeting due to
New German Legislation (Law on
Transposition of EU Shareholders'
Rights Directive)
- --------------------------------------------------------------------------------
GAZPROM OAO
Ticker: OGZRY Security ID: US3682872078
Meeting Date: JUN 26, 2009 Meeting Type: Annual
Record Date: MAY 8, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approval Of The Annual Report Of The For For Management
Company.
2 Approval Of The Annual Accounting For For Management
Statements, Including The Profit And
Loss Reports Of The Company.
3 Approval Of The Distribution Of Profit For For Management
Of The Company Based On The Results Of
2008.
4 Regarding The Amount Of, Time For And For For Management
Form Of Payment Of Dividends Based On
The Results Of 2008.
5 Approval Of The External Auditor Of The For For Management
Company.
6 Regarding The Remuneration Of Members For Against Management
Of The Board Of Directors And Audit
Commission Of The Company.
7.1 Approve Related-Party Transactions with For For Management
OAO Gazprombank Re: Loan Agreements
7.2 Approve Related-Party Transactions with For For Management
OAO Sberbank Re: Loan Agreements
7.3 Approve Related-Party Transactions with For For Management
OAO VTB Bank Re: Loan Agreements
7.4 Approve Related-Party Transactions with For For Management
State Corporation Vnesheconombank Re:
Loan Agreements
7.5 Approve Related-Party Transactions with For For Management
OAO Rosselkhozbank Re: Loan Agreements
7.6 Approve Related-Party Transactions with For For Management
OAO Gazprombank Re: Loan Facility
Agreements
7.7 Approve Related-Party Transactions with For For Management
OAO Sberbank Re: Loan Facility
Agreements
7.8 Approve Related-Party Transactions with For For Management
ZAO Gazenergoprombank Re: Loan Facility
Agreements
7.9 Approve Related-Party Transactions with For For Management
OAO VTB Bank Re: Loan Facility
Agreements
7.10 Approve Related-Party Transactions with For For Management
OAO Gazprombank Re: Agreements on
Transfer of Credit Funds
7.11 Approve Related-Party Transactions with For For Management
OAO Sberbank Re: Agreements on Transfer
of Credit Funds
7.12 Approve Related-Party Transactions with For For Management
ZAO Gazenergoprombank Re: Agreements on
Transfer of Credit Funds
7.13 Approve Related-Party Transactions with For For Management
OAO VTB Bank Re: Agreements on Transfer
of Credit Funds
7.14 Approve Related-Party Transactions with For For Management
OAO Gazprombank Re: Agreements on Using
Electronic Payments System
7.15 Approve Related-Party Transactions with For For Management
OAO Sberbank Re: Agreements on Using
Electronic Payments System
7.16 Approve Related-Party Transactions with For For Management
ZAO Gazenergoprombank Re: Agreements on
Using Electronic Payments System
7.17 Approve Related-Party Transactions with For For Management
OAO VTB Bank Re: Agreements on Using
Electronic Payments System
7.18 Approve Related-Party Transactions with For For Management
OAO Gazprombank Re: Agreements on
Foreign Currency Purchase
7.19 Approve Related-Party Transactions with For For Management
OAO Gazprombank Re: Agreement on
Guarantees to Tax Authorities
7.20 Approve Related-Party Transactions with For For Management
OAO Sberbank Re: Agreement on
Guarantees to Tax Authorities
7.21 Approve Related-Party Transactions with For For Management
OAO Gazprombank Re: Agreement on
Guarantees to Tax Authorities
7.22 Approve Related-Party Transaction with For For Management
Nord Stream AG Re: Gas Transportation
Agreement
7.23 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Loan Agreement in
Favor of AK Uztransgaz for Gas
Transportation Across Uzbekistan
7.24 Approve Related-Party Transactions with For For Management
OAO Beltransgaz Re: Agreement on
Temporary Possession and Use of
Facilities of Yamal-Europe Trunk Gas
Pipeline
7.25 Approve Related-Party Transactions with For For Management
OAO Gazpromregiongaz Re: Agreement on
Temporary Possession and Use of
Property Complex of Gas Distribution
System
7.26 Approve Related-Party Transactions with For For Management
ZAO Gazprom Neft Orenburg Re: Agreement
on Temporary Possession and Use of
Wells and Well Equipment
7.27 Approve Related-Party Transactions with For For Management
OAO Gazpromtrubinvest Re: Agreement on
Temporary Possession and Use of
Facilities
7.28 Approve Related-Party Transactions with For For Management
OAO Lazurnaya Re: Agreement on
Temporary Possession and Use of
Property of Lazurnaya Peak Hotel
Complex
7.29 Approve Related-Party Transactions with For For Management
DOAO Tsentrenergogaz Re: Agreement on
Temporary Possession and Use of
Building and Equipment
7.30 Approve Related-Party Transactions with For For Management
OOO Gazpromtrans Re: Agreement on
Temporary Possession and Use of
Facilities of Surgutsky Condensate
Stabilization Plant
7.31 Approve Related-Party Transactions with For For Management
OOO Gazpromtrans Re: Agreement on
Temporary Possession and Use of
Methanol Tank Cars
7.32 Approve Related-Party Transactions with For For Management
OAO Tsentrgaz Re: Agreement on
Temporary Possession and Use of
Preventative Clinic Facilities
7.33 Approve Related-Party Transactions with For For Management
OAO Druzhba Re: Agreement on Temporary
Possession and Use of Facilities of
Druzhba Vacation Center
7.34 Approve Related-Party Transactions with For For Management
OAO Gazprom Promgaz Re: Agreement on
Temporary Possession and Use of
Gas-Using Equipment
7.35 Approve Related-Party Transactions with For For Management
OAO Gazprombank Re: Agreement on
Temporary Possession and Use of
Non-Residential Premises
7.36 Approve Related-Party Transactions with For For Management
OAO Salavatnefteorgsintez Re: Agreement
on Temporary Possession and Use of Gas
Pipeline
7.37 Approve Related-Party Transactions with For For Management
OAO Vostokgazprom Re: Agreement on
Temporary Possession and Use of Special
Installation
7.38 Approve Related-Party Transactions with For For Management
OAO Gazprom Export Re: Agreement on
Temporary Possession and Use of Special
Installation
7.39 Approve Related-Party Transactions with For For Management
OAO Gazprom Neft Re: Agreement on
Temporary Possession and Use of Special
Installation
7.40 Approve Related-Party Transactions with For For Management
OAO Gazprom Space Systems Re: Agreement
on Temporary Possession and Use of ERP
System
7.41 Approve Related-Party Transactions with For For Management
ZAO Yamalgazinvest Re: Agreement on
Temporary Possession and Use of ERP
System
7.42 Approve Related-Party Transactions with For For Management
ZAO Gaztelecom Re: Agreement on
Temporary Possession and Use of
Communication Facilities
7.43 Approve Related-Party Transactions with For For Management
OOO TsentrCaspneftegaz Re: Agreement on
Extension of Loans
7.44 Approve Related-Party Transactions with For For Management
OAO Gazprombank Re: Guarantee
Agreements to Customs Authorities
7.45 Approve Related-Party Transactions with For For Management
OOO Mezhregiongaz Re: Agreement on
Delivery of Gas
7.46 Approve Related-Party Transactions with For For Management
OOO Mezhregiongaz Re: Agreement on Sale
of Gas
7.47 Approve Related-Party Transactions with For For Management
OOO Mezhregiongaz Re: Agreement on
Accepting Gas Purchased from
Independent Entities
7.48 Approve Related-Party Transactions with For For Management
OOO Gazprom Export Re: Agreement on
Sale of Liquid Hydrocarbons
7.49 Approve Related-Party Transactions OOO For For Management
Mezhregiongaz Re: Agreement on Gas
Storage
7.50 Approve Related-Party Transactions with For For Management
ZAO Northgas Re: Agreement on Delivery
of Gas
7.51 Approve Related-Party Transactions with For For Management
OAO Severneftegazprom Re: Agreement on
Delivery of Gas
7.52 Approve Related-Party Transactions with For For Management
ZAO Gazprom Neft Orenburg Re:
Agreement on Delivery of Gas
7.53 Approve Related-Party Transactions with For For Management
OAO SIBUR Holding Re: Agreement on
Delivery of Gas
7.54 Approve Related-Party Transactions with For For Management
OAO SIBUR Holding Re: Agreement on
Purchase of Ethane Fraction
7.55 Approve Related-Party Transactions with For For Management
OAO SIBUR Holding Re: Agreement on
Processing of Ethane Fraction
7.56 Approve Related-Party Transactions with For For Management
OAO SIBUR Holding Re: Agreement on
Transportation of Gas
7.57 Approve Related-Party Transactions with For For Management
OAO Tomskgazprom Re: Agreement on
Transportation of Gas
7.58 Approve Related-Party Transactions with For For Management
OO Mezhregiongaz Re: Agreement on
Transportation of Gas
7.59 Approve Related-Party Transactions with For For Management
OAO Gazprom Neft Re: Agreement on
Transportation of Gas
7.60 Approve Related-Party Transactions with For For Management
OAO NOVATEK Re: Agreement on
Transportation of Gas
7.61 Approve Related-Party Transactions with For For Management
OAO NOVATEK Re: Agreement on Arranging
of Injection and Storage of Gas
7.62 Approve Related-Party Transactions with For For Management
a/s Latvijas Gaze Re: Agreement on
Purchase of Gas
7.63 Approve Related-Party Transactions with For For Management
AB Lietuvos Dujos Re: Agreement on
Purchase of Gas
7.64 Approve Related-Party Transactions with For For Management
UAB Kauno Termofikacijos Elektrine Re:
Agreement on Purchase of Gas
7.65 Approve Related-Party Transactions with For For Management
MoldovaGaz SA Re: Agreement on Purchase
of Gas
7.66 Approve Related-Party Transactions with For For Management
MoldovaGaz SA Re: Agreement on
Transportation of Gas
7.67 Approve Related-Party Transactions with For For Management
KazRosGaz LLP Re: Agreement on Sale of
Gas
7.68 Approve Related-Party Transactions with For For Management
KazRosGaz LLP Re: Agreement on
Transportation of Gas
7.69 Approve Related-Party Transactions with For For Management
OAO Beltransgaz Re: Agreement on
Purchase of Gas
7.70 Approve Related-Party Transactions with For For Management
OOO Gazpromtrans Re: Agreement on
Start-Up and Commissioning Work
7.71 Approve Related-Party Transactions with For For Management
ZAO Gazprom Invest Yug Re: Agreement on
Start-Up and Commissioning Work
7.72 Approve Related-Party Transactions with For For Management
ZAO Yamalgazinvest Re: Agreement on
Start-Up and Commissioning Work
7.73 Approve Related-Party Transactions with For For Management
OAO Gazprom Space Systems Re: Agreement
on Investment Projects
7.74 Approve Related-Party Transactions with For For Management
ZAO Yamalgazinvest Re: Agreement on
Investment Projects
7.75 Approve Related-Party Transactions with For For Management
ZAO Gazprom Neft Orenburg Re: Agreement
on Investment Projects
7.76 Approve Related-Party Transactions with For For Management
ZAO Gazprom Invest Yug Re: Agreement on
Investment Projects
7.77 Approve Related-Party Transactions with For For Management
OOO Gazpromtrans Re: Agreement on
Investment Projects
7.78 Approve Related-Party Transactions with For For Management
ZAO Gaztelecom Re: Agreement on
Investment Projects
7.79 Approve Related-Party Transactions with For For Management
ZAO Federal Research and Production
Center NefteGazAeroCosmos Re: Agreement
on Investment Projects
7.80 Approve Related-Party Transactions with For For Management
OAO Sogaz Re: Agreement on Property
Insurance
7.81 Approve Related-Party Transactions with For For Management
OAO Sogaz Re: Agreement on Life and
Individual Property Insurance
7.82 Approve Related-Party Transactions with For For Management
OAO Sogaz Re: Agreement on Insurance of
Gazprom's Employees
7.83 Approve Related-Party Transactions with For For Management
OAO Sogaz Re: Agreement on Provision of
Medical Services to Gazprom's Employees
and Their Families
7.84 Approve Related-Party Transactions with For For Management
OAO Sogaz Re: Agreement on Insurance of
Employees of OAO Gazprom
Avtopredpriyatie
7.85 Approve Related-Party Transactions with For For Management
OAO Sogaz Re: Agreement on Insurance of
Property of Third Persons Representing
OAO Gazprom
7.86 Approve Related-Party Transactions with For For Management
OAO Sogaz Re: Agreement on Insurance of
Transportation Vehicles
7.87 Approve Related-Party Transactions with For For Management
OAO Sogaz Re: Agreement on Insurance to
Board of Directors and Management Board
7.88 Approve Related-Party Transactions Re: For For Management
Agreeement on Arranging Stocktaking of
Property
7.89 Approve Related-Party Transactions with For For Management
DOAO Tsentrenergogaz Re: Agreement on
Research Work for OAO Gazprom
7.90 Approve Related-Party Transactions with For For Management
OAO Gazavtomatika Re: Agreement on
Research Work for OAO Gazprom
7.91 Approve Related-Party Transactions with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
7.92 Approve Related-Party Transactions with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
- --------------------------------------------------------------------------------
GAZPROM OAO
Ticker: OGZRY Security ID: US3682872078
Meeting Date: JUN 26, 2009 Meeting Type: Annual
Record Date: MAY 8, 2009
# Proposal Mgt Rec Vote Cast Sponsor
7.93 Approve Related-Party Transactions with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
7.94 Approve Related-Party Transactions with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
7.95 Approve Related-Party Transactions with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
7.96 Approve Related-Party Transactions with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
7.97 Approve Related-Party Transactions with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
7.98 Approve Related-Party Transactions with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
7.99 Approve Related-Party Transactions with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
7.100 Approve Related-Party Transactions with For For Management
OAO Gazprom Promgaz and OAO
Gazavtomatika Re: Agreements on
Implementation of Programs for
Scientific and Technical Cooperation
7.101 Approve Related-Party Transactions Re: For For Management
Agreement on Using OAO Gazprom's
Trademarks
8.1 Elect Andrey Akimov as Director None Against Management
8.2 Elect Aleksandr Ananenkov as Director For Against Management
8.3 Elect Burckhard Bergmann as Director None Against Management
8.4 Elect Farit Gazizullin as Director None Against Management
8.5 Elect Vladimir Gusakov as Director None Against Management
8.6 Elect Viktor Zubkov as Director None Against Management
8.7 Elect Yelena Karpel as Director For Against Management
8.8 Elect Aleksey Makarov as Director None Against Management
8.9 Elect Aleksey Miller as Director For Against Management
8.10 Elect Valery Musin as Director None For Management
8.11 Elect Elvira Nabiullina as Director None Against Management
8.12 Elect Viktor Nikolayev as Director None Against Management
8.13 Elect Yury Petrov as Director None Against Management
8.14 Elect Mikhail Sereda as Director For Against Management
8.15 Elect Robert Foresman as Director None Against Management
8.16 Elect Vladimir Fortov as Director None Against Management
8.17 Elect Sergey Shmatko as Director None Against Management
8.18 Elect Igor Yusufov as Director None Against Management
9.1 Elect Dmitry Arkhipov as Member of For For Management
Audit Commission
9.2 Elect Vadim Bikulov as Member of Audit For For Management
Commission
9.3 Elect Rafael Ishutin as Member of Audit For For Management
Commission
9.4 Elect Andrey Kobzev as Member of Audit For For Management
Commission
9.5 Elect Nina Lobanova as Member of Audit For For Management
Commission
9.6 Elect Svetlana Mikhaylova as Member of For For Management
Audit Commission
9.7 Elect Yury Nosov as Member of Audit For Against Management
Commission
9.8 Elect Sergey Ozerov as Member of Audit For Against Management
Commission
9.9 Elect Mariya Tikhonova as Member of For Against Management
Audit Commission
9.10 Elect Olga Tulinova as Member of Audit For Against Management
Commission
9.11 Elect Yury Shubin as Member of Audit For Against Management
Commission
- --------------------------------------------------------------------------------
GUANGZHOU R&F PROPERTIES CO., LTD.
Ticker: Security ID: CNE100000569
Meeting Date: MAY 27, 2009 Meeting Type: Annual
Record Date: APR 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For Did Not Vote Management
2 Accept Report of the Supervisory For Did Not Vote Management
Committee
3 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
4 Approve Final Dividend of RMB 0.28 Per For Did Not Vote Management
Share
5 Reappoint PricewaterhouseCoopers as For Did Not Vote Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Approve Interim Dividend For Did Not Vote Management
7a Reelect Li Sze Lim as Executive For Did Not Vote Management
Director
7b Reelect Zhang Li as Executive Director For Did Not Vote Management
7c Reelect Zhao Yaonan as Executive For Did Not Vote Management
Director
7d Reelect Lu Jing as Executive Director For Did Not Vote Management
8 Reelect Feng Xiangyang as Supervisor For Did Not Vote Management
and Authorize Board to Fix His
Remuneration
9 Approve Provision of Guarantees by the For Did Not Vote Management
Company to its Subsidiaries of Up to an
Aggregate of RMB 25 Billion
10 Approve Extension of the Proposed A For Did Not Vote Management
Share Issue for a Period of 12 Months
from the Date of Passing of this
Resolution
11 Amend the Plan for the Use of Proceeds For Did Not Vote Management
from the Proposed A Share Issue
12 Approve Issuance of Equity or For Did Not Vote Management
Equity-Linked Securities without
Preemptive Rights
13 Amend Articles Re: Company's Address For Did Not Vote Management
- --------------------------------------------------------------------------------
GUANGZHOU R&F PROPERTIES CO., LTD.
Ticker: Security ID: CNE100000569
Meeting Date: MAY 27, 2009 Meeting Type: Special
Record Date: APR 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Effective For Did Not Vote Management
Period for the Approval of the Proposed
A Share Issue
- --------------------------------------------------------------------------------
HOLCIM LTD. (FORMERLY HOLDERBANK FINANCIERE GLARUS)
Ticker: HOLN Security ID: CH0012214059
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
2 Approve Discharge of Board and Senior For Did Not Vote Management
Management
3 Approve Allocation of Income and For Did Not Vote Management
Omission of Dividends
4 Approve Creation of CHF 26.4 Million For Did Not Vote Management
Pool of Capital with Preemptive Rights
for Purpose of Stock Dividend
5.1.1 Elect Adrian Loader as Director For Did Not Vote Management
5.1.2 Elect Thomas Schmidheiny as Director For Did Not Vote Management
5.1.3 Elect Wolfgang Schuerer as Director For Did Not Vote Management
5.1.4 Elect Dieter Spaelti as Director For Did Not Vote Management
5.2 Ratify Ernst & Young AG as Auditors For Did Not Vote Management
6 Stipulate That Location of Registered For Did Not Vote Management
Office is Rapperswil-Jona
- --------------------------------------------------------------------------------
INDUSTRIA DE DISENO TEXTIL (INDITEX)
Ticker: ITX Security ID: ES0148396015
Meeting Date: JUL 15, 2008 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual Financial Statements For For Management
and Statutory Reports and Discharge
Directors for Fiscal Year Ended January
31, 2008
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports and
Discharge Directors for Fiscal Year
Ended January 31, 2008
3 Approve Allocation of Income and For For Management
Dividends
4 Reelect Antonio Abril Abadin as a For For Management
Director
5 Reelect Auditors For For Management
6 Authorize Repurchase of Shares For For Management
7 Approve Remuneration of Directors and For For Management
of Supervison and Control Committee
8 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
9 Receive Report on Board of Directors' None None Management
Guidelines
- --------------------------------------------------------------------------------
INTESA SANPAOLO SPA
Ticker: ISP Security ID: IT0000072618
Meeting Date: APR 30, 2009 Meeting Type: Annual/Special
Record Date: APR 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income For Did Not Vote Management
2 Integrate Remuneration of External For Did Not Vote Management
Auditors
1 Amend Company Bylaws to Comply with For Did Not Vote Management
Bank of Italy's Regulation
- --------------------------------------------------------------------------------
JAPAN TOBACCO INC
Ticker: 2914 Security ID: JP3726800000
Meeting Date: JUN 23, 2009 Meeting Type: Annual
Record Date: MAR 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 2,800
2 Amend Articles To Reflect For For Management
Digitalization of Share Certificates
3 Elect Director For For Management
4 Appoint Statutory Auditor For Against Management
- --------------------------------------------------------------------------------
KINGFISHER PLC
Ticker: KGFHF. Security ID: GB0033195214
Meeting Date: JUN 3, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 3.4 Pence Per For For Management
Ordinary Share
4 Elect Kevin O'Byrne as Director For For Management
5 Re-elect Phil Bentley as Director For For Management
6 Re-elect John Nelson as Director For For Management
7 Re-elect Michael Hepher as Director For For Management
8 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors of the Company
9 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
10 Approve Increase in Authorised Share For For Management
Capital from GBP 475,000,000 to GBP
624,285,660
11 Authorise Issue of Equity with For For Management
Pre-emptive Rights Under a General
Authority up to GBP 123,662,752 and an
Additional Amount Pursuant to a Rights
Issue of up to GBP 247,325,505 After
Deducting Any Securities Issued Under
the General Authority
12 Authorise the Company and its For For Management
Subsidiaries to Make EU Political
Donations to Political Parties and/or
Independent Election Candidates, to
Political Organisations Other Than
Political Parties and Incur EU
Political Expenditure up to GBP 75,000
13 Subject to the Passing of Resolution For For Management
11, Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 18,549,412
14 Authorise 236,083,523 Ordinary Shares For For Management
for Market Purchase
15 Approve That a General Meeting Other For For Management
Than an Annual General Meeting May Be
Called on Not Less Than 14 Clear Days'
Notice
16 Amend Memorandum of Association For For Management
- --------------------------------------------------------------------------------
LI & FUNG LIMITED
Ticker: 494 Security ID: BMG5485F1445
Meeting Date: MAY 13, 2009 Meeting Type: Annual
Record Date: MAY 5, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Final Dividend of HK$0.33 Per For For Management
Share
3a Reelect Franklin Warren McFarlan For For Management
Director
3b Reelect Spencer Theodore Fung as For For Management
Director
3c Reelect Martin Tang Yue Nien as For For Management
Director
4 Authorize Directors' Fees and For For Management
Additional Remuneration to
Non-Executive Directors on Board
Committees
5 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For Against Management
Shares
- --------------------------------------------------------------------------------
LINDE AG
Ticker: LIN Security ID: DE0006483001
Meeting Date: MAY 15, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2008
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.80 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2008
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2008
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2009
6 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
7 Approve Cancellation of Unused Pool of For For Management
Conditional Capital
8 Amend Articles Re: Audio and Video For For Management
Transmission of Annual Meeting due to
New German Legislation (Law on
Transposition of EU Shareholders'
Rights Directive)
- --------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON
Ticker: MC Security ID: FR0000121014
Meeting Date: MAY 14, 2009 Meeting Type: Annual/Special
Record Date: MAY 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Auditors' Special Report For Against Management
Regarding Related-Party Transactions
4 Approve Allocation of Income and For For Management
Dividends of EUR 1.60 per Share
5 Reelect Antoine Arnault as Director For For Management
6 Reelect Antoine Bernheim as Director For For Management
7 Reelect Albert Frere as Director For For Management
8 Reelect Pierre Gode as Director For For Management
9 Reelect Lord Powell of Bayswater as For For Management
Director
10 Elect Yves-Thilbaut de Silguy as For For Management
Director
11 Authorize Repurchase of up to 10 For For Management
Percent of Issued Share Capital
12 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 50 Million
14 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 50 Million, with
the Possibility Not to Offer them to
the Public for an Amount Representing
20 Percent per Year
15 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholders
Votes under Items 13 and 14 Above
16 Authorize Capital Increase of Up to EUR For Against Management
50 Million for Future Exchange Offers
17 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
18 Authorize up to 3 Percent of Issued For Against Management
Capital for Use in Stock Option Plan
19 Approve Employee Stock Purchase Plan For For Management
20 Amend Articles 11 and 23 of Bylaws Re: For For Management
Shareholding Requirements for Directors
and Double Voting Rights
- --------------------------------------------------------------------------------
MITSUBISHI UFJ FINANCIAL GROUP
Ticker: 8306 Security ID: JP3902900004
Meeting Date: JUN 26, 2009 Meeting Type: Annual
Record Date: MAR 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For Did Not Vote Management
Final Dividend of JPY 5 for Ordinary
Shares
2 Amend Articles To Amend Provisions on For Did Not Vote Management
Preferred Shares to Reflect
Cancellation - Reflect Digitalization
of Share Certificates - Authorize
Public Announcements in Electronic
Format
3.1 Elect Director For Did Not Vote Management
3.2 Elect Director For Did Not Vote Management
3.3 Elect Director For Did Not Vote Management
3.4 Elect Director For Did Not Vote Management
3.5 Elect Director For Did Not Vote Management
3.6 Elect Director For Did Not Vote Management
3.7 Elect Director For Did Not Vote Management
3.8 Elect Director For Did Not Vote Management
3.9 Elect Director For Did Not Vote Management
3.10 Elect Director For Did Not Vote Management
3.11 Elect Director For Did Not Vote Management
3.12 Elect Director For Did Not Vote Management
3.13 Elect Director For Did Not Vote Management
3.14 Elect Director For Did Not Vote Management
3.15 Elect Director For Did Not Vote Management
3.16 Elect Director For Did Not Vote Management
3.17 Elect Director For Did Not Vote Management
4.1 Appoint Statutory Auditor For Did Not Vote Management
4.2 Appoint Statutory Auditor For Did Not Vote Management
4.3 Appoint Statutory Auditor For Did Not Vote Management
4.4 Appoint Statutory Auditor For Did Not Vote Management
- --------------------------------------------------------------------------------
MIZUHO FINANCIAL GROUP INC.
Ticker: 8411 Security ID: JP3885780001
Meeting Date: JUN 25, 2009 Meeting Type: Annual
Record Date: MAR 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For Did Not Vote Management
Final Dividend of JPY 10 for Ordinary
Shares
2 Amend Articles To Decrease Authorized For Did Not Vote Management
Capital to Reflect Cancellation -
Reflect Digitalization of Share
Certificates
3.1 Elect Director For Did Not Vote Management
3.2 Elect Director For Did Not Vote Management
3.3 Elect Director For Did Not Vote Management
3.4 Elect Director For Did Not Vote Management
3.5 Elect Director For Did Not Vote Management
3.6 Elect Director For Did Not Vote Management
3.7 Elect Director For Did Not Vote Management
3.8 Elect Director For Did Not Vote Management
4 Appoint Statutory Auditor For Did Not Vote Management
- --------------------------------------------------------------------------------
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG
Ticker: MUV2 Security ID: DE0008430026
Meeting Date: APR 22, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1a Receive Supervisory Board, Corporate None None Management
Governance, and Remuneration Reports
for Fiscal 2008 (Non-Voting)
1b Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2008
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 5.50 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2008
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2008
5 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
6 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
7.1 Elect Peter Gruss to the Supervisory For For Management
Board
7.2 Elect Henning Kagermann to the For For Management
Supervisory Board
7.3 Elect Peter Loescher to the Supervisory For For Management
Board
7.4 Elect Wolfgang Mayrhuber to the For For Management
Supervisory Board
7.5 Elect Karel Van Miert to the For For Management
Supervisory Board
7.6 Elect Bernd Pischetsrieder to the For For Management
Supervisory Board
7.7 Elect Anton van Rossum to the For For Management
Supervisory Board
7.8 Elect Hans-Juergen Schinzler to the For For Management
Supervisory Board
7.9 Elect Ron Sommer to the Supervisory For For Management
Board
7.10 Elect Thomas Wellauer to the For For Management
Supervisory Board
8 Approve Creation of EUR 280 Million For For Management
Pool of Capital without Preemptive
Rights
9 Amend Articles Re: Entry in the For For Management
Shareholders` Register and Registration
for the General Meeting
10 Amend Articles Re: Electronic For For Management
Participation in the General Meeting
and Postal Vote due to New German
Legislation (Law on Transposition of EU
Shareholders' Rights Directive)
11 Amend Articles Re: Election of Chairman For For Management
and Deputy Chairman and Decision-Making
of Supervisory Board
- --------------------------------------------------------------------------------
NASPERS LTD (FORMERLY NASIONALE PERS BEPERK)
Ticker: NPN Security ID: ZAE000015889
Meeting Date: AUG 22, 2008 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Year Ended March
31, 2008
2 Approve Dividends for Ordinary N and A For For Management
Shares
3 Approve Remuneration of Non-Executive For For Management
Directors for Year Ended March 31, 2008
4 Reelect PricewaterhouseCoopers Inc. as For For Management
Auditors
5 Ratify J P Bekker as Managing Director For For Management
Appointed During the Year
6.1 Reelect G J Gerwel as Director For For Management
6.2 Reelect B J van der Ross as Director For For Management
6.3 Reelect J J M van Zyl as Director For For Management
7 Place Authorized But Unissued Shares For Against Management
under Control of Directors
8 Approve Issuance of Shares without For For Management
Preemptive Rights up to a Maximum of 5
Percent of Issued Capital for Cash
9 Authorize Repurchase of Up to 20 For For Management
Percent of Class N Issued Share Capital
10 Authorize Repurchase of Class A Issued For Against Management
Shares
11 Amend Articles of Association Re: For For Management
Submission of Proxies
12 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
- --------------------------------------------------------------------------------
NATIONAL GRID PLC
Ticker: NG/ Security ID: GB00B08SNH34
Meeting Date: JUL 28, 2008 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend of 21.3 Pence For For Management
Per Ordinary Share
3 Elect Bob Catell as Director For For Management
4 Elect Tom King as Director For For Management
5 Elect Philip Aiken as Director For For Management
6 Re-elect John Allan as Director For For Management
7 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors of the Company
8 Authorise Board to Fix Remuneration of For For Management
Auditors
9 Approve Remuneration Report For For Management
10 Authorise Issue of Equity or For For Management
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 94,936,979
11 Authorise Issue of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 14,240,547
12 Authorise 249,936,128 Ordinary Shares For For Management
for Market Purchase
13 Adopt New Articles of Association For For Management
- --------------------------------------------------------------------------------
NESTLE SA
Ticker: Security ID: CH0038863350
Meeting Date: APR 23, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 1.40 per Share
4.1.1 Reelect Daniel Borel as Director For For Management
4.1.2 Reelect Carolina Mueller-Moehl as For For Management
Director
4.2 Ratify KPMG AG as Auditors For For Management
5 Approve CHF 180 million Reduction in For For Management
Share Capital
- --------------------------------------------------------------------------------
NHN CORP.
Ticker: 35420 Security ID: KR7035420009
Meeting Date: NOV 14, 2008 Meeting Type: Special
Record Date: OCT 18, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Delisting of Shares from Stock For For Management
Exchange
2 Elect Hwang In-Joon as Inside Director For For Management
3 Elect Member of Audit Committee Who For For Management
Will Also Be Outside Director
- --------------------------------------------------------------------------------
NHN CORP.
Ticker: 35420 Security ID: KR7035420009
Meeting Date: MAR 30, 2009 Meeting Type: Annual
Record Date: DEC 31, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Amend Articles of Incorporation For Against Management
3 Elect One Inside Director and Two For Against Management
Outside Directors (Bundled)
4 Elect Two Members of Audit Committee For Against Management
5 Approve Total Remuneration of Inside For Against Management
Directors and Outside Directors
6 Amend Terms of Severance Payments to For For Management
Executives
7 Approve Spin-Off Agreement For For Management
- --------------------------------------------------------------------------------
NWS HOLDINGS LIMITED (FRMLY PACIFIC PORTS COMPANY LTD.)
Ticker: 659 Security ID: BMG668971101
Meeting Date: DEC 1, 2008 Meeting Type: Annual
Record Date: NOV 25, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Reelect Cheng Kar Shun, Henry as For For Management
Director
3a2 Reelect Doo Wai Hoi, William as For For Management
Director
3a3 Reelect Chan Kam Ling as Director For For Management
3a4 Reelect Wong Kwok Kin, Andrew as For For Management
Director
3b Authorize Board to Fix the Remuneration For For Management
of Directors
4 Reappoint Auditor and Authorize Board For For Management
to Fix Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
- --------------------------------------------------------------------------------
PETROLEO BRASILEIRO
Ticker: PBR.A Security ID: 71654V101
Meeting Date: APR 8, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director For Against Management
2 Elect Fiscal Council Members and For Against Management
Alternates
- --------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 5, 2009 Meeting Type: Annual
Record Date: MAR 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold Brown For For Management
1.2 Elect Director Mathis Cabiallavetta For For Management
1.3 Elect Director Louis C. Camilleri For For Management
1.4 Elect Director J. Dudley Fishburn For For Management
1.5 Elect Director Graham Mackay For For Management
1.6 Elect Director Sergio Marchionne For Against Management
1.7 Elect Director Lucio A. Noto For For Management
1.8 Elect Director Carlos Slim Helu For For Management
1.9 Elect Director Stephen M. Wolf For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
- --------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.
Ticker: 601318 Security ID: CNE1000003X6
Meeting Date: JUN 3, 2009 Meeting Type: Annual
Record Date: APR 29, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Annual Report and Its Summary For For Management
4 Accept Auditors' Report and Audited For For Management
Financial Statements
5 Approve Profit Distribution Plan For For Management
6 Reappoint Ernst and Young Hua Ming as For For Management
the PRC Auditors and Ernst and Young as
the International Auditors and
Authorize the Board to Fix Their
Remuneration
7 Reelect Ma Mingzhe as Executive For For Management
Director
8 Reelect Sun Jianyi as Executive For For Management
Director
9 Reelect Cheung Chi Yan Louis as For For Management
Executive Director
10 Appoint Wang Liping as Executive For For Management
Director
11 Appoint Jason Bo Yao as Executive For For Management
Director
12 Reelect Lin Lijun as Non-Executive For For Management
Director
13 Reelect Hu Aimin as Non-Executive For For Management
Director
14 Reelect Chen Hongbo as Non-Executive For For Management
Director
15 Reelect Wong Tung Shun Peter as For For Management
Non-Executive Director
16 Reelect Ng Sing Yip as Non-Executive For For Management
Director
17 Reelect Clive Bannister as For For Management
Non-Executive Director
18 Appoint Li Zhe as Non-Executive For For Management
Director
19 Reelect Chow Wing Kin Anthony as For For Management
Independent Non-Executive Director
20 Reelect Zhang Hongyi as Independent For For Management
Non-Executive Director
21 Reelect Chen Su as Independent For For Management
Non-Executive Director
22 Reelect Xia Liping as Independent For For Management
Non-Executive Director
23 Appoint Tang Yunwei as Independent For For Management
Non-Executive Director
24 Appoint Lee Ka Sze Carmelo as For For Management
Independent Non-Executive Director
25 Appoint Chung Yu-wo Danny as For For Management
Independent Non-Executive Director
26 Approve Remuneration of Directors For For Management
27 Appoint Gu Liji as Independent For For Management
Supervisor
28 Reelect Sun Fuxin as Independent For For Management
Supervisor
29 Appoint Song Zhijiang as Shareholders For For Management
Representative Supervisor
30 Approve Supervisors' Remuneration Plan For For Management
for the Supervisory Committee
31 Amend Articles of Association For For Management
32 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
33 Appoint Peng Zhijian as Independent For For Management
Supervisor
- --------------------------------------------------------------------------------
REDECARD SA
Ticker: Security ID: BRRDCDACNOR3
Meeting Date: SEP 17, 2008 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Location of Registered For Did Not Vote Management
Headquarters
2 Designate Newspaper to Publish Meeting For Did Not Vote Management
Announcements
3 Amend Article 2 to Reflect the New For Did Not Vote Management
Location of the Company's Headquarters
4 Consolidate Articles For Did Not Vote Management
- --------------------------------------------------------------------------------
REDECARD SA
Ticker: Security ID: BRRDCDACNOR3
Meeting Date: OCT 23, 2008 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Stock Option Plan For Did Not Vote Management
- --------------------------------------------------------------------------------
REDECARD SA
Ticker: Security ID: BRRDCDACNOR3
Meeting Date: MAR 18, 2009 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for Fiscal Year Ended
Dec. 31, 2008
2 Approve Allocation of Income and For Did Not Vote Management
Dividends for the Previous Year, and
Approve Capital Budget for the Upcoming
Year
3 Approve Remuneration of Executive For Did Not Vote Management
Officers, and Non-Executive Directors
4 Approve Maintenance of Joaquim For Did Not Vote Management
Francisco de Castro Neto as Board
Chairman
5 Ratify Election of Directors Appointed For Did Not Vote Management
by the Board on April 24, 2008, and
Sept. 23, 2008
- --------------------------------------------------------------------------------
REDECARD SA
Ticker: Security ID: BRRDCDACNOR3
Meeting Date: APR 30, 2009 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles re: Creation of For Did Not Vote Management
Statutory Earnings Reserve
2 Amend Articles re: Require that For Did Not Vote Management
Financial Transactions be Approved by
Board
3 Amend Articles 3, 6, 7, 8, 9, 11, 12, For Did Not Vote Management
13, 14, 16, 22, and 30
4 Amend Articles re: Executive Officer For Did Not Vote Management
Board
5 Delete Subsection 5 of Article 27, For Did Not Vote Management
Article 31, and Article 43
- --------------------------------------------------------------------------------
ROCHE HOLDING AG
Ticker: RO Security ID: CH0012032113
Meeting Date: MAR 10, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
1.2 Approve Remuneration Report For Did Not Vote Management
2 Approve Discharge of Board and Senior For Did Not Vote Management
Management
3 Approve Allocation of Income and For Did Not Vote Management
Dividends of CHF 5.00 per Share
4.1 Reelect John Bell as Director For Did Not Vote Management
4.2 Reelect Andre Hoffmann as Director For Did Not Vote Management
4.3 Reelect Franz Humer as Director For Did Not Vote Management
5 Ratify KPMG AG as Auditors For Did Not Vote Management
- --------------------------------------------------------------------------------
RTL GROUP S.A.
Ticker: Security ID: LU0061462528
Meeting Date: APR 15, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Reports of the Board of None Did Not Vote Management
Directors and of the Auditors
2.1 Accept Financial Statements For Did Not Vote Management
2.2 Accept Consolidated Financial For Did Not Vote Management
Statements
3 Approve Allocation of Income and For Did Not Vote Management
Dividends of EUR 3.50 per Share
4.1 Approve Discharge of Directors For Did Not Vote Management
4.2 Approve Discharge of Auditors For Did Not Vote Management
5.1.1 Reelect Gunther Gruger as Director For Did Not Vote Management
5.1.2 Reelect Siegfried Luther as Director For Did Not Vote Management
5.1.3 Reelect Hartmut Ostrowski as Director For Did Not Vote Management
5.1.4 Reelect Thomas Rabe as Director For Did Not Vote Management
5.1.5 Reelect Onno Ruding as Director For Did Not Vote Management
5.1.6 Reelect Jacques Santer as Director For Did Not Vote Management
5.1.7 Reelect Martin Taylor as Director For Did Not Vote Management
5.2 Appoint PricewaterhouseCoopers Sarl as For Did Not Vote Management
Auditors and KPMG Audit Sarl as Deputy
Auditors
6 Transact Other Business None Did Not Vote Management
- --------------------------------------------------------------------------------
SA GROUPE DELHAIZE
Ticker: DHLYF Security ID: BE0003562700
Meeting Date: APR 29, 2009 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jack Stahl as Director For Did Not Vote Management
2 Authorize Repurchase of Up to 10 For Did Not Vote Management
Percent of Issued Share Capital and
Amend Articles Accordingly
3 Suppress Article 6 Re: History of For Did Not Vote Management
Change of Capital
4 Authorize Implementation of Approved For Did Not Vote Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
- --------------------------------------------------------------------------------
SA GROUPE DELHAIZE
Ticker: DHLYF Security ID: BE0003562700
Meeting Date: MAY 28, 2009 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' Report None Did Not Vote Management
2 Receive Auditors' Report None Did Not Vote Management
3 Receive Consolidated Financial None Did Not Vote Management
Statements and Statutory Reports
4 Approve Annual Accounts, Allocation of For Did Not Vote Management
Income and Dividends of EUR 1.48 per
Share
5 Approve Discharge of Directors For Did Not Vote Management
6 Approve Discharge of Auditors For Did Not Vote Management
7.1 Reelect Claire Babrowski as Director For Did Not Vote Management
7.2 Reelect Pierre-Olivier Beckers as For Did Not Vote Management
Director
7.3 Reelect Georges Jacobs de Hagen as For Did Not Vote Management
Director
7.4 Reelect Didier Smits as Director For Did Not Vote Management
8.1 Indicate Claire Babrowski as For Did Not Vote Management
Independent Board Member
8.2 Indicate Georges Jacobs de Hagen as For Did Not Vote Management
Independent Board Member
8.3 Indicate Jack Stahl as Independent For Did Not Vote Management
Board Member
9 Approve Change of Control Provisions For Did Not Vote Management
Re: Reimbursement of Bonds, Convertible
Bonds, and Commercial Papers
10 Authorize Repurchase of Up to 10 For Did Not Vote Management
Percent of Issued Share Capital and
Amend Article 10 Accordingly
11 Suppress Article 6 Re: History of For Did Not Vote Management
Change in Capital
12 Authorize Implementation of Approved For Did Not Vote Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
- --------------------------------------------------------------------------------
SEADRILL LIMITED
Ticker: SDRL Security ID: BMG7945E1057
Meeting Date: SEP 19, 2008 Meeting Type: Annual
Record Date: JUL 11, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect John Fredriksen as Director For For Management
2 Reelect Tor Olav Troim as Director For For Management
3 Reelect Jan Tore Stromme as Director For For Management
4 Reelect Kate Blankenship as Director For For Management
5 Reelect Kjell E. Jacobsen as Director For For Management
6 Elect Kathrine Fredriksen as Director For For Management
7 Approve PricewaterhouseCoopers AS as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
8 Approve Remuneration of Directors For For Management
9 Approve Reduction of Share Premium For For Management
Account
10 Transact Other Business (Voting) For Against Management
- --------------------------------------------------------------------------------
SHANGHAI ELECTRIC GROUP CO LTD
Ticker: Security ID: CNE100000437
Meeting Date: NOV 12, 2008 Meeting Type: Special
Record Date: NOV 12, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhu Sendi as Independent For For Management
Non-Executive Director
2 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
3 Approve Extension of A Share Issue for For For Management
a Period of 12 Months
4 Authorize Board to Determine and Deal For For Management
with Matters Relating to the A Share
Issue
- --------------------------------------------------------------------------------
SHANGHAI ELECTRIC GROUP CO LTD
Ticker: Security ID: CNE100000437
Meeting Date: MAR 24, 2009 Meeting Type: Special
Record Date: FEB 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint Ernst & Young Hua Ming as PRC For For Management
Auditors
2 Approve Profit Distribution Plan and For For Management
Final Dividend
3a Approve Provision of a Guarantee with a For Against Management
Maximum Limit of RMB 249.6 Million by
the Company for the Loan of Shanghai
Heavy Machinery Plant Co., Ltd.
3b Approve Provision of a Guarantee with a For Against Management
Maximum Limit of RMB 13.0 Million by
the Company for the Loan of Shanghai
Electric Nantong Water Processing Co.,
Ltd.
3c Approve Provision of a Guarantee with a For Against Management
Maximum Limit of RMB 85.0 Million by
the Company for the Loan of Shanghai
Electric Import & Export Co., Ltd.
3d Approve Provision of a Guarantee with a For Against Management
Maximum Limit of RMB 100.0 Million by
the Company for the Loan of Shanghai
Power Transmission Equipment Co., Ltd.
3e Approve Provision of a Guarantee with a For Against Management
Maximum Limit of RMB 130.0 Million by
Shanghai Mechanical and Electrical
Industry Co., Ltd. for the Loan of
Shanghai Welding Equipment Co., Ltd.
3f Approve Provision of a Guarantee with a For Against Management
Maximum Limit of RMB 74.5 Million by
Shanghai Electric Printing & Packaging
Machinery Co., Ltd. for the Loan of
Shanghai Yawa Printing Machinery Co.,
Ltd.
3g Approve Provision of Two Guarantees For Against Management
with Maximum Limits of RMB 65.0 Million
and RMB 189.0 Million by Shanghai Heavy
Machinery Plant Co., Ltd and Shanghai
Heavy Machinery Forging Plant for the
Loan of Shanghai Crane Transport
Machinery Plant Co., Ltd.
3h Approve Provision of a Guarantee with a For Against Management
Maximum Limit of RMB 5.0 Million by
Shanghai Heavy Duty Machine Works Co.,
Ltd. for the Loan of Shanghai
Instrument Tool Works Co., Ltd.
3i Approve Provision of a Guarantee with a For Against Management
Maximum Limit of RMB 50.0 Million by
Shanghai Turbine Co., Ltd. for the Loan
of Shanghai Honggang Power Equipment
Casting and Forging Co., Ltd.
3j Approve Provision of a Guarantee with a For Against Management
Maximum Limit of RMB 15.0 Million by
Shanghai Power Station Auxiliary
Equipment Works Co., Ltd. for the Loan
of Shanghai Electric Power Generation
Equipment Co., Ltd.
3k Approve Provision of a Guarantee with a For Against Management
Maximum Limit of RMB 795.0 Million by
Shanghai Boiler Works Co., Ltd. for the
Loan of Shanghai Electric Wind Power
Equipment Co., Ltd.
3l Approve Provision of an Integrated For Against Management
Credit Guarantee with a Maximum Limit
of RMB 173.31 Million by Shanghai
Electric Group Shanghai Electric
Machinery Co., Ltd. for Shanghai Boiler
Works Co., Ltd.
3m Approve Provision of a Guarantee with a For Against Management
Maximum Limit of RMB 45.0 Million by
the Company for the Loan of Cooper
Shanghai Power Capacitor Co., Ltd.
3n Approve Provision of Letters of For Against Management
Guarantee with a Maximum Limit of RMB
4.6 Billion to be Issued by SE Finance
In Respect of Loans Granted or to be
Granted to the Company or its
Subsidiaries
3o Approve Guarantees Under the Framework For Against Management
Guarantee Agreement and Proposed Annual
Cap of RMB 40.0 Million
4 Approve Siemens Framework Purchase and For For Management
Sales Agreement as to the Purchase of
Power Generation and Related Equipment,
Power Transmission and Distribution
Related equipment and Metropolitan Rail
Transportation Equipment
5 Approve Siemens Framework Purchase and For For Management
Sales Agreement as to the Sale of Power
Generation and Related Components to
the Siemens Group
6 Amend Articles Re: Article 17 For For Management
- --------------------------------------------------------------------------------
SKF AB
Ticker: SKFB Security ID: SE0000108227
Meeting Date: APR 21, 2009 Meeting Type: Annual
Record Date: APR 15, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None Did Not Vote Management
2 Elect Leif Ostling Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Approve Agenda of Meeting For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Acknowledge Proper Convening of Meeting For Did Not Vote Management
7 Receive Financial Statements and None Did Not Vote Management
Statutory Reports; Receive Auditor's
Report
8 Receive President's Report None Did Not Vote Management
9 Approve Financial Statements and For Did Not Vote Management
Statutory Reports
10 Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 3.50 per Share
11 Approve Discharge of Board and For Did Not Vote Management
President
12 Determine Number of Members (9) and For Did Not Vote Management
Deputy Members (0) of Board
13 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of SEK 900,000 for Chairman,
and SEK 325,000 for Other Non-Executive
Directors; Approve Remuneration for
Committee Work and Variable Pay
14 Reelect Leif Ostling (Chair), Ulla For Did Not Vote Management
Litzen, Tom Johnstone, Winnie Kin Wah
Fok, Hans-Olov Olsson, Lena Treschow
Torell, Peter Grafoner, and Lars
Wedenborn as Directors; Elect Joe
Loughrey as New Director
15 Determine Number of Auditors (1) and For Did Not Vote Management
Deputy Auditors (0)
16 Approve Remuneration of Auditors For Did Not Vote Management
17 Ratify KPMG as Auditors For Did Not Vote Management
18 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
19 Approve Restricted Stock Plan for Key For Did Not Vote Management
Employees
20 Authorize Share Repurchase Program and For Did Not Vote Management
Cancellation of Repurchased Shares
21 Authorize Chairman of Board and For Did Not Vote Management
Representatives of Four of Company's
Largest Shareholders to Serve on
Nominating Committee
- --------------------------------------------------------------------------------
SMITH & NEPHEW PLC
Ticker: SNNUF Security ID: GB0009223206
Meeting Date: APR 30, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Confirm the 2008 First Interim Dividend For For Management
of 4.96 US Cents Per Ordinary Share;
Confirm the 2008 Second Interim
Dividend of 8.12 US Cents Per Ordinary
Share
4 Re-elect David Illingworth as Director For For Management
5 Elect Joseph Papa as Director For For Management
6 Re-elect Dr Rolf Stomberg as Director For For Management
7 Reappoint Ernst & Young LLP as Auditors For For Management
of the Company
8 Authorise Board to Fix Remuneration of For For Management
Auditors
9 Authorise Issue of Equity or For For Management
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 49,472,658
10 Amend The Smith & Nephew French For For Management
Sharesave Plan (2002)
11 Authorise Issue of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of USD 9,499,803
12 Authorise 94,998,029 Ordinary Shares For For Management
for Market Purchase
13 Approve That a General Meeting Other For For Management
Than an Annual General Meeting May be
Held on Not Less Than 14 Clear Days'
Notice
- --------------------------------------------------------------------------------
SUN HUNG KAI PROPERTIES LTD.
Ticker: 16 Security ID: HK0016000132
Meeting Date: DEC 4, 2008 Meeting Type: Annual
Record Date: NOV 26, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Reelect Kwong Siu-hing as Director For Against Management
3a2 Reelect Cheung Kin-tung, Marvin as For Against Management
Director
3a3 Reelect Lee Shau-kee as Director For For Management
3a4 Reelect Kwok Ping-sheung, Walter as For Against Management
Director
3a5 Reelect Kwok Ping-luen, Raymond as For For Management
Director
3a6 Reelect Chan Kai-ming as Director For For Management
3a7 Reelect Wong Yick-kam, Michael as For For Management
Director
3a8 Reelect Wong Chik-wing, Mike as For For Management
Director
3b Approve Remuneration of Directors For For Management
4 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
- --------------------------------------------------------------------------------
SUZUKI MOTOR CORP.
Ticker: 7269 Security ID: JP3397200001
Meeting Date: JUN 26, 2009 Meeting Type: Annual
Record Date: MAR 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 8
2 Amend Articles To Reflect For For Management
Digitalization of Share Certificates
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
3.10 Elect Director For For Management
3.11 Elect Director For For Management
4 Appoint Statutory Auditor For For Management
5 Approve Annual Bonus Payment to For For Management
Directors and Statutory Auditors
- --------------------------------------------------------------------------------
TELEFONICA S.A. (FORMERLY TELEFONICA DE ESPANA, S.A.)
Ticker: TLFNF Security ID: ES0178430E18
Meeting Date: JUN 22, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual and Consolidated For For Management
Financial Statements, Allocation of
Income, and Discharge Directors
2 Approve Dividend Charged to For For Management
Unrestricted Reserves
3 Approve Employee Stock Purchase Plan For For Management
4 Authorize Share Repurchase Program For For Management
5 Approve Reduction in Capital via the For For Management
Cancellation of Treasury Shares; Amend
Articles Accordingly
6 Ratify Auditors for Fiscal Year 2009 For For Management
7 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
- --------------------------------------------------------------------------------
TOYOTA MOTOR CORP.
Ticker: 7203 Security ID: JP3633400001
Meeting Date: JUN 23, 2009 Meeting Type: Annual
Record Date: MAR 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 35
2 Amend Articles To Reflect For For Management
Digitalization of Share Certificates -
Authorize Public Announcements in
Electronic Format
3.1 Elect Director For For Management
3.2 Elect Director For For Management
3.3 Elect Director For For Management
3.4 Elect Director For For Management
3.5 Elect Director For For Management
3.6 Elect Director For For Management
3.7 Elect Director For For Management
3.8 Elect Director For For Management
3.9 Elect Director For For Management
3.10 Elect Director For For Management
3.11 Elect Director For For Management
3.12 Elect Director For For Management
3.13 Elect Director For For Management
3.14 Elect Director For For Management
3.15 Elect Director For For Management
3.16 Elect Director For For Management
3.17 Elect Director For For Management
3.18 Elect Director For For Management
3.19 Elect Director For For Management
3.20 Elect Director For For Management
3.21 Elect Director For For Management
3.22 Elect Director For For Management
3.23 Elect Director For For Management
3.24 Elect Director For For Management
3.25 Elect Director For For Management
3.26 Elect Director For For Management
3.27 Elect Director For For Management
3.28 Elect Director For For Management
3.29 Elect Director For For Management
4 Approve Stock Option Plan For For Management
- --------------------------------------------------------------------------------
UNIBAIL RODAMCO SE
Ticker: UL Security ID: FR0000124711
Meeting Date: MAY 14, 2009 Meeting Type: Annual/Special
Record Date: MAY 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 5.50 per Share
4 Approve Transfer from Distribuable For For Management
Dividends and Premium Account to
Shareholders for an Amount of EUR 2 per
Share
5 Approve Auditors' Special Report For For Management
Regarding Related-Party Transactions
6 Reelect Mary Harris as Supervisory For For Management
Board Member
7 Reelect Jean-Louis Laurens as For For Management
Supervisory Board Member
8 Reelect Alec Pelmore as Supervisory For For Management
Board Member
9 Reelect M.F.W. van Oordt as Supervisory For For Management
Board Member
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 75 Million
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 47 Million
14 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 12 and 13
15 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
16 Authorize Capitalization of Reserves of For For Management
Up to EUR 100 Million for Bonus Issue
or Increase in Par Value
17 Approve Employee Stock Purchase Plan For For Management
18 Approve Stock Purchase Plan Reserved For For Management
for International Employees
19 Authorize up to 3 Percent of Issued For For Management
Capital for Use in Stock Option Plan
20 Amend Article 10.1 of Bylaws Re: For For Management
Management Board Composition
21 Transform Company Into a European For For Management
Company
22 Change Company Name to Unibail Rodamco For For Management
SE, Pursuant to Adoption of Item 21
23 Adopt New Articles of Association, For For Management
Subject to Approval of Item 21
24 Authorize Transfer of Outstanding For For Management
Authorizations Granted to Management
Board to New Management Board, Subject
to Approval of Item 21 Above
25 Subject to Approval of Items 21 and 23 For For Management
Above, Reelect M. Robert F.W. van Oordt
as Supervisory Board Member
26 Subject to Approval of Items 21 and 23 For For Management
Above, Elect Francois Jaclot as
Supervisory Board Member
27 Subject to Approval of Items 21 and 23 For For Management
Above, Elect Jacques Dermagne as
Supervisory Board Member
28 Subject to Approval of Items 21 and 23 For For Management
Above, Elect Henri Moulard as
Supervisory Board Member
29 Subject to Approval of Items 21 and 23 For For Management
Above, Elect Yves Lyon-Caen as
Supervisory Board Member
30 Subject to Approval of Items 21 and 23 For For Management
Above, Elect Jean-Louis Laurens as
Supervisory Board Member
31 Subject to Approval of Items 21 and 23 For For Management
Above, Elect Frans J.G.M. Cremers as
Supervisory Board Member
32 Subject to Approval of Items 21 and 23 For For Management
Above, Elect Robert Ter Haar as
Supervisory Board Member
33 Subject to Approval of Items 21 and 23 For For Management
Above, Elect Bart R. Okkens as
Supervisory Board Member
34 Subject to Approval of Items 21 and 23 For For Management
Above, Elect Jos W.B. Westerburgen as
Supervisory Board Member
35 Subject to Approval of Items 21 and 23 For For Management
Above, Elect Mary Harris as Supervisory
Board Member
36 Subject to Approval of Items 21 and 23 For For Management
Above, Elect Alec Pelmore as
Supervisory Board Member
37 Approve Remuneration of Supervisory For For Management
Board Members in the Aggregate Amount
of EUR 875,000
38 Reappoint Ernst & Young Audit, Deloitte For For Management
Marque and Gendrot SA as Auditors, and
Barbier Frinault et Autres, and Mazars
and Guerard as Deputy Auditors
39 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
UNILEVER PLC
Ticker: ULVR Security ID: GB00B10RZP78
Meeting Date: OCT 28, 2008 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Paul Polman as Director For For Management
- --------------------------------------------------------------------------------
UNILEVER PLC
Ticker: ULVR Security ID: GB00B10RZP78
Meeting Date: MAY 13, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 40.19 Pence For For Management
Per Ordinary Share
4 Re-elect James Lawrence as Director For For Management
5 Re-elect Paul Polman as Director For For Management
6 Re-elect The Lord Brittan of For For Management
Spennithorne as Director
7 Re-elect Wim Dik as Director For For Management
8 Re-elect Charles Golden as Director For For Management
9 Re-elect Byron Grote as Director For For Management
10 Re-elect Narayana Murthy as Director For For Management
11 Re-elect Hixonia Nyasulu as Director For For Management
12 Re-elect Kees Storm as Director For For Management
13 Re-elect Michael Treschow as Director For For Management
14 Re-elect Jeroen van der Veer as For For Management
Director
15 Elect Louise Fresco as Director For For Management
16 Elect Ann Fudge as Director For For Management
17 Elect Paul Walsh as Director For For Management
18 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors of the Company
19 Authorise Board to Fix Remuneration of For For Management
Auditors
20 Authorise Issue of Equity or For For Management
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 13,290,000
21 Subject to the Passing of the Previous For For Management
Resolution, Authorise Issue of Equity
or Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 2,000,000
22 Authorise 131,000,000 Ordinary Shares For For Management
for Market Purchase
23 Auth. Company and its Subsidiaries to For For Management
Make EU Political Donations to
Political Parties and Independent
Election Candidates up to GBP 0.1M, to
Political Org. Other Than Political
Parties up to GBP 0.1M and to Incur EU
Political Expenditure up to GBP 0.1M
24 Approve That a General Meeting Other For For Management
Than an Annual General Meeting May Be
Called on Not Less Than 14 Days' Clear
Notice
25 Authorise Directors to Agree to Modify For For Management
the Agreement Dated 28 June, 1946 (as
Amended by Supplemental Agreements
Dated 20 July, 1951, 21 December, 1981
and 15 May, 2006) with Unilever N.V. of
the Netherlands known as the
Equalisation Agreement
- --------------------------------------------------------------------------------
UNILEVER PLC
Ticker: ULVR Security ID: GB00B10RZP78
Meeting Date: MAY 13, 2009 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Unilever plc Equalisation For For Management
Agreement
- --------------------------------------------------------------------------------
VINCI
Ticker: DG Security ID: FR0000125486
Meeting Date: MAY 14, 2009 Meeting Type: Annual/Special
Record Date: MAY 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.62 per Share
4 Authorize Payment of Dividends by For For Management
Shares
5 Ratify Appointment of Jean-Pierre For For Management
Lamoure as Director
6 Reelect Francois David as Director For For Management
7 Reelect Patrick Faure as Director For For Management
8 Elect Michael Pragnell as Director For For Management
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10 Approve Transaction between Vinci et For For Management
Vinci Concessions Re: Financing of
Prado Sud Railway Concession
11 Approve Transaction between Vinci et For For Management
Vinci Concessions Re: Financing of
Stade du Mans Concession
12 Approve Transaction between Vinci et For For Management
Vinci Concessions Re: Financing
Obtained by Arcour, Contractor of A19
Highway
13 Approve Transaction between Vinci et For For Management
Vinci Concessions Re: Sale by Vinci to
Vinci Concession of Its Participation
to Aegean Motorway SA
14 Approve Transaction between Vinci et For For Management
Vinci Concessions Re: Sale by Vinci to
Vinci Concession of Its Participation
to Olympia Odos
15 Approve Transaction between Vinci et For For Management
Vinci Concessions Re: Sale by Vinci to
Vinci Concession of Its Participation
to Olympia Odos Operation
16 Approve Transaction between Vinci et For For Management
Vinci Concessions Re: Sale by Vinci to
Vinci Concession of Its Participation
to Vinci Airports Holding
17 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
18 Authorize Capitalization of Reserves For For Management
for Bonus Issue or Increase in Par
Value
19 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 300 Million
20 Authorize Issuance of Specific For For Management
Convertible Bonds without Preemptive
Rights Named OCEANE
21 Approve Issuance of Convertible Bonds For For Management
without Preemptive Rights Other than
OCEANE
22 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
23 Authorize Capital Increase of up to 10 For Against Management
Percent of Issued Capital for Future
Acquisitions
24 Approve Employee Stock Purchase Plan For For Management
25 Approve Stock Purchase Plan Reserved For For Management
for International Employees
26 Authorize up to 1.5 Percent of Issued For Against Management
Capital for Use in Stock Option Plan
27 Authorize Filing of Required For For Management
Documents/Other Formalities
- --------------------------------------------------------------------------------
WACKER CHEMIE AG
Ticker: WCH Security ID: DE000WCH8881
Meeting Date: MAY 8, 2009 Meeting Type: Annual
Record Date: APR 17, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2008
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.80 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2008
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2008
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2009
6 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
- --------------------------------------------------------------------------------
WM MORRISON SUPERMARKETS PLC
Ticker: MRW Security ID: GB0006043169
Meeting Date: JUN 4, 2009 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 5 Pence Per For For Management
Ordinary Share
4 Re-elect Brian Flanagan as Director For For Management
5 Re-elect Paul Manduca as Director For For Management
6 Re-elect Susan Murray as Director For For Management
7 Re-elect Nigel Robertson as Director For For Management
8 Elect Philip Cox as Director For For Management
9 Reappoint KPMG Audit plc as Auditors For For Management
and Authorise the Board to Fix Their
Remuneration
10 Authorise 262,983,160 Ordinary Shares For For Management
for Market Purchase
11 Authorise Issue of Equity or For For Management
Equity-Linked Securities with
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 78,900,000
12 Authorise Issue of Equity or For For Management
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 13,149,158
13 Amend Articles of Association For For Management
14 Subject to Resolution 13 Having Been For For Management
Duly Passed, Approve That a General
Meeting Other Than an Annual General
Meeting May Be Called on Not Less Than
14 Clear Days' Notice
VOTE SUMMARY REPORT
FOR THE PERIOD JULY 1, 2008 - JUNE 30, 2009
VANTAGEPOINT INTERNATIONAL FUND
SUBADVISER: CAPITAL GUARDIAN TRUST COMPANY
- --------------------------------------------------------------------------------
INDUSTRIA DE DISENO TEXTIL (INDITEX)
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: ES0148396015
Meeting Date: 07/15/08
Country: Spain Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Approve Individual Financial Statements and M For For
Statutory Reports and Discharge Directors for
Fiscal Year Ended January 31, 2008
2 2. Approve Consolidated Financial Statements and M For For
Statutory Reports and Discharge Directors for
Fiscal Year Ended January 31, 2008
3 3. Approve Allocation of Income and Dividends M For For
4 4. Reelect Antonio Abril Abadin as a Director M For For
5 5. Reelect Auditors M For For
6 6. Authorize Repurchase of Shares M For For
7 7. Approve Remuneration of Directors and of M For For
Supervison and Control Committee
8 8. Authorize Board to Ratify and Execute Approved M For For
Resolutions
9 9. Receive Report on Board of Directors' Guidelines M None For
- --------------------------------------------------------------------------------
MACQUARIE GROUP LTD
Client Account Number: 44301500
Ticker Symbol: MQG CUSIP/Security ID: AU000000MQG1
Meeting Date: 07/23/08 Record Date: 07/21/08
Country: Australia Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Receive Financial Report, Directors' Report and M None None
Auditor's Report for the Year Ended March 31,
2008
2 2. Approve Remuneration Report for the Year Ended M For For
March 31, 2008
3 3. Elect Helen M Nugent as Director M For For
4 4. Elect John R Niland as Director M For For
5 5. Elect Peter M Kirby as Director M For For
6 6. Approve Grant of 243,900 Options to Nicholas W M For For
Moore Under the Employee Share Option Plan
7 7. Approve Issuance of Up to 6 Million Convertible M For For
Preference Securities at A$100 Each to
Institutional Investors Under a Bookbuild
Process Undertaken on May 29 and 30, 2008
- --------------------------------------------------------------------------------
SCOTTISH AND SOUTHERN ENERGY PLC
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: GB0007908733
Meeting Date: 07/24/08
Country: United Kingdom Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Accept Financial Statements and Statutory Reports M For For
2 2. Approve Remuneration Report M For For
3 3. Approve Final Dividend of 42.4 Pence Per M For For
Ordinary Share
4 4. Re-elect Colin Hood as Director M For For
5 5. Re-elect Ian Marchant as Director M For For
6 6. Re-elect Rene Medori as Director M For For
7 7. Re-elect Sir Robert Smith as Director M For For
8 8. Reappoint KPMG Audit plc as Auditors of the M For For
Company
9 9. Authorise Board to Fix Remuneration of Auditors M For For
10 10. Authorise Issue of Equity or Equity-Linked M For For
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 145,024,470
11 11. Subject to the Passing of Resolution 10, M For For
Authorise Issue of Equity or Equity-Linked
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 21,753,671
12 12. Authorise 87,014,682 Ordinary Shares for Market M For For
Purchase
13 13. Adopt New Articles of Association M For For
- --------------------------------------------------------------------------------
SINGAPORE TELECOMMUNICATIONS LTD.
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: SG1T75931496
Meeting Date: 07/25/08
Country: Singapore Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Adopt Financial Statements and Directors' and M For For
Auditors' Reports
2 2. Declare Final Dividend of SGD 0.069 Per Share M For For
3 3. Reelect Graham John Bradley as Director M For For
4 4. Reelect Chumpol NaLamlieng as Director M For For
5 5. Reelect Nicky Tan Ng Kuang as Director M For For
6 6. Reelect Dominic Chiu Fai Ho as Director M For For
7 7. Approve Directors' Fees of SGD 2.3 Million for M For For
the Year Ending March 31, 2009 (2008: SGD 2.3
Million)
8 8. Reappoint Auditors and Authorize Board to Fix M For For
Their Remuneration
9 9. Approve Issuance of Shares without Preemptive M For Against
Rights
10 10. Approve Issuance of Shares and Grant Options M For For
Pursuant to the Singapore Telecom Share Option
Scheme 1999
11 11. Approve Issuance of Shares and Grant Awards M For For
Pursuant to the Singtel Performance Share Plan
1 1. Authorize Share Repurchase Program M For For
2 2. Approve Participation by the Relevant Person in M For For
the SingTel Performance Share Plan
3 3. Amend Articles of Association M For For
- --------------------------------------------------------------------------------
CARREFOUR
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: FR0000120172
Meeting Date: 07/28/08 Record Date: 07/23/08
Country: France Meeting Type: Annual/Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Ratify Appointment of Bernard Arnault as M For For
Supervisory Board Member
4 2. Adopt One-Tiered Board Structure M For For
5 3. Amend Article of Bylaws Re: Allocation of Income M For For
6 4. Adopt New Articles of Association M For For
7 5. Transfer to the Board of Directors Outstanding M For For
Authorizations
9 6. Transfer to the Board of Directors M For For
Authorizations Previously Granted Regarding the
Repurchase Share Program
10 7. Elect Rene Abate as Director M For For
11 8. Elect Bernard Arnault as Director M For For
12 9. Elect Sebastien Bazin as Director M For For
13 10. Elect Nicolas Bazire as Director M For For
14 11. Elect Jean-Laurent Bonnafe as Director M For For
15 12. Elect Thierry Breton as Director M For For
16 13. Elect Rene Brillet as Director M For For
17 14. Elect Charles Edelstenne as Director M For For
18 15. Elect Jean-Martin Folz as Director M For For
19 16. Elect Jose Luis Leal Maldonado as Director M For For
20 17. Elect Amaury de Seze as Director M For For
21 18. Elect Anne-Claire Taittinger as Director M For For
22 19. Acknowledge The length of Mandate of Directors M For For
23 20. Approve Remuneration of Directors in the M For For
Aggregate Amount of EUR 900,000
24 21. Authorize Filing of Required Documents/Other M For For
Formalities
- --------------------------------------------------------------------------------
NATIONAL GRID PLC
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: GB00B08SNH34
Meeting Date: 07/28/08
Country: United Kingdom Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Accept Financial Statements and Statutory Reports M For For
2 2. Approve Final Dividend of 21.3 Pence Per M For For
Ordinary Share
3 3. Elect Bob Catell as Director M For For
4 4. Elect Tom King as Director M For For
5 5. Elect Philip Aiken as Director M For For
6 6. Re-elect John Allan as Director M For For
7 7. Reappoint PricewaterhouseCoopers LLP as Auditors M For For
of the Company
8 8. Authorise Board to Fix Remuneration of Auditors M For For
9 9. Approve Remuneration Report M For Abstain
10 10. Authorise Issue of Equity or Equity-Linked M For For
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 94,936,979
11 11. Authorise Issue of Equity or Equity-Linked M For For
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 14,240,547
12 12. Authorise 249,936,128 Ordinary Shares for Market M For For
Purchase
13 13. Adopt New Articles of Association M For For
- --------------------------------------------------------------------------------
VODAFONE GROUP PLC
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: GB00B16GWD56
Meeting Date: 07/29/08
Country: United Kingdom Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Accept Financial Statements and Statutory Reports M For For
2 2. Re-elect Sir John Bond as Director M For For
3 3. Re-elect John Buchanan as Director M For For
4 4. Re-elect Vittorio Colao as Director M For For
5 5. Re-elect Andy Halford as Director M For For
6 6. Re-elect Alan Jebson as Director M For For
7 7. Re-elect Nick Land as Director M For For
8 8. Re-elect Anne Lauvergeon as Director M For For
9 9. Re-elect Simon Murray as Director M For For
10 10. Re-elect Luc Vandevelde as Director M For For
11 11. Re-elect Anthony Watson as Director M For For
12 12. Re-elect Philip Yea as Director M For For
13 13. Approve Final Dividend of 5.02 Pence Per M For For
Ordinary Share
14 14. Approve Remuneration Report M For For
15 15. Reappoint Deloitte & Touche LLP as Auditors of M For For
the Company
16 16. Authorise the Audit Committee to Fix M For For
Remuneration of Auditors
17 17. Authorise Issue of Equity or Equity-Linked M For For
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of USD 1,100,000,000
18 18. Subject to the Passing of Resolution 17, M For For
Authorise Issue of Equity or Equity-Linked
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of USD 300,000,000
19 19. Authorise 5,300,000,000 Ordinary Shares for M For For
Market Purchase
20 20. Authorise the Company and its Subsidiaries to M For For
Make EU Political Donations to Political
Parties, and/or Independent Election Candidates,
to Political Organisations Other Than Political
Parties and Incur EU Political Expenditure up to
GBP 100,000
21 21. Amend Articles of Association M For For
22 22. Approve Vodafone Group 2008 Sharesave Plan M For For
- --------------------------------------------------------------------------------
SABMILLER PLC
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: GB0004835483
Meeting Date: 07/31/08
Country: United Kingdom Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Accept Financial Statements and Statutory Reports M For For
2 2. Approve Remuneration Report M For For
3 3. Elect Rob Pieterse as Director M For For
4 4. Elect Maria Ramos as Director M For For
5 5. Re-elect Lord Robert Fellowes as Director M For For
6 6. Re-elect Graham Mackay as Director M For For
7 7. Re-elect John Manzoni as Director M For For
8 8. Re-elect Miles Morland as Director M For For
9 9. Re-elect Cyril Ramaphosa as Director M For For
10 10. Re-elect Meyer Kahn as Director M For For
11 11. Approve Final Dividend of 42 US Cents Per M For For
Ordinary Share
12 12. Reappoint PricewaterhouseCoopers LLP as Auditors M For For
of the Company
13 13. Authorise Board to Fix Remuneration of Auditors M For For
14 14. Approve SABMiller plc Approved Share Option Plan M For For
2008, SABMiller plc Share Option Plan 2008,
SABMiller plc Share Award Plan 2008, SABMiller
plc Stock Appreciation Rights Plan 2008,
SABMiller plc Associated Companies Employee
Share Plan
15 15. Authorise Issue of Equity or Equity-Linked M For For
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of USD 7,528,896
16 16. Authorise Issue of Equity or Equity-Linked M For For
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of USD 7,528,896
17 17. Authorise 150,577,927 Ordinary Shares for Market M For For
Purchase
18 18. Amend Articles of Association; Approve M For For
Contingent Purchase Contract Between the Company
and SABMiller Jersey Limited Providing the
Company to Purchase up to 77,368,338 of its Own
Non-Voting Convertible Shares
19 19. Adopt New Articles of Association M For For
- --------------------------------------------------------------------------------
COMPAGNIE FINANCIERE RICHEMONT SA
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: CH0012731458
Meeting Date: 09/10/08
Country: Switzerland Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Accept Financial Statements and Statutory Reports M For Did Not
Vote
2 2. Approve Allocation of Income and Dividends of M For Did Not
EUR 0.060 per A Bearer Share and EUR 0.006 per B Vote
Registered Share
3 3. Approve Discharge of Board and Senior Management M For Did Not
Vote
4 4.1 Elect Johann Rupert as Director M For Did Not
Vote
5 4.2 Elect Jean-Paul Aeschimann as Director M For Did Not
Vote
6 4.3 Elect Franco Cologni as Director M For Did Not
Vote
7 4.4 Elect Lord Douro as Director M For Did Not
Vote
8 4.5 Elect Yves-Andre Istel as Director M For Did Not
Vote
9 4.6 Elect Richard Lepeu as Director M For Did Not
Vote
10 4.7 Elect Ruggero Magnoni as Director M For Did Not
Vote
11 4.8 Elect Simon Murray as Director M For Did Not
Vote
12 4.9 Elect Alain Dominique Perrin as Director M For Did Not
Vote
13 4.1 Elect Norbert Platt as Director M For Did Not
Vote
14 4.11 Elect Alan Quasha as Director M For Did Not
Vote
15 4.12 Elect Lord Clifton as Director M For Did Not
Vote
16 4.13 Elect Jan Rupert as Director M For Did Not
Vote
17 4.14 Elect Juergen Schrempp as Director M For Did Not
Vote
18 4.15 Elect Martha Wikstrom as Director M For Did Not
Vote
19 5. Ratify PricewaterhouseCoopers as Auditors M For Did Not
Vote
- --------------------------------------------------------------------------------
ALLIANCE & LEICESTER PLC
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: GB0000386143
Meeting Date: 09/16/08
Country: United Kingdom Meeting Type: Court
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Approve Scheme of Arrangement Proposed to be M For For
Made Between the Company and the Holders of
Scheme Shares
1 1. Amend Art. of Assoc.; Auth. Directors to Carry M For For
the Scheme Into Effect; Approve Reduction and
Subsequent Increase in Share Capital; Capitalise
Reserves to Banco Santander; Issue Equity with
Pre-emptive Rights; Amend Art. of Assoc. Re:
Scheme of Arrangement
- --------------------------------------------------------------------------------
URALKALIY
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: US91688E2063
Meeting Date: 09/18/08 Record Date: 08/13/08
Country: Russia Meeting Type: Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Approve Interim Dividends of RUB 4 per Ordinary M For For
Share for First Half of Fiscal 2008
- --------------------------------------------------------------------------------
PT TELEKOMUNIKASI INDONESIA TBK
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: ID1000099104
Meeting Date: 09/19/08 Record Date: 09/03/08
Country: Indonesia Meeting Type: Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Elect a Commissioner to Fill in the Vacancy M For Against
Caused by the Resignation of Anggito Abimanyu
2 2. Extend the Terms of Duty of Members of the Board M For For
of Commissioners Who were Elected in the EGM
dated March 10, 2004 for a Period of Five Years,
Until the Closing of the AGM in 2009
- --------------------------------------------------------------------------------
UBS AG
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: CH0024899483
Meeting Date: 10/02/08
Country: Switzerland Meeting Type: Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Share Re-registration Consent M For For
1 1.1 Elect Sally Bott as Director M For For
2 1.2 Elect Rainer-Marc Frey as Director M For For
3 1.3 Elect Bruno Gehrig as Director M For For
4 1.4 Elect William G. Parrett as Director M For For
5 2. Amend Articles Re: New Governance Structure M For For
- --------------------------------------------------------------------------------
COMPAGNIE FINANCIERE RICHEMONT SA
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: CH0012731458
Meeting Date: 10/08/08
Country: Switzerland Meeting Type: Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 Meeting for Richemont SA, a Luxembourg Affilate S Did Not
of Compagnie Financiere Richemont SA Vote
2 1. Approve Reorganization Plan to Focus Company as M For Did Not
Pure Investment Vehicle and Convert Corporate Vote
Form into Partnership Limited by Shares; Approve
Related Article Amedments
3 2. Elect Yves-Andre Istel, Ruggero Magnoni, Alan M For Did Not
Quasha, and Juergen Schrempp as Members of the Vote
Board of Overseers (Bundled)
4 3. Authorize Repurchase of up to Ten Percent of M For Did Not
Issued Share Capital Vote
1 1. Approve Reorganization to Focus on Core Luxury M For Did Not
Goods Business and Separation of Investment in Vote
British American Tobacco; Approve Related
Article Amendments
2 2. amend Articles re: Global Certificate for M For Did Not
Company's Bearer Shares Vote
- --------------------------------------------------------------------------------
BHP BILLITON PLC
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: GB0000566504
Meeting Date: 10/23/08
Country: United Kingdom Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Accept Financial Statements and Statutory M For For
Reports for BHP Billiton plc
2 2. Accept Financial Statements and Statutory M For For
Reports for BHP Billiton Limited
3 3. Re-elect Paul Anderson as Director of BHP M For For
Billiton plc
4 4. Re-elect Paul Anderson as Director of BHP M For For
Billiton Limited
5 5. Re-elect Don Argus as Director of BHP Billiton M For For
plc
6 6. Re-elect Don Argus as Director of BHP Billiton M For For
Limited
7 7. Re-elect Dr John Buchanan as Director of BHP M For For
Billiton plc
8 8. Re-elect Dr John Buchanan as Director of BHP M For For
Billiton Limited
9 9. Re-elect David Crawford as Director of BHP M For For
Billiton plc
10 10. Re-elect David Crawford as Director of BHP M For For
Billiton Limited
11 11. Re-elect Jacques Nasser as Director of BHP M For For
Billiton plc
12 12. Re-elect Jacques Nasser as Director of BHP M For For
Billiton Limited
13 13. Re-elect Dr John Schubert as Director of BHP M For For
Billiton plc
14 14. Re-elect Dr John Schubert as Director of BHP M For For
Billiton Limited
15 15. Elect Alan Boeckmann as Director of BHP Billiton M For For
plc
16 16. Elect Alan Boeckmann as Director of BHP Billiton M For For
Limited
18 17. Elect Stephen Mayne as Director of BHP Billiton S Against Against
plc
19 18. Elect Stephen Mayne as Director of BHP Billiton S Against Against
Limited
21 19. Elect Dr David Morgan as Director of BHP M For For
Billiton plc
22 20. Elect Dr David Morgan as Director of BHP M For For
Billiton Limited
23 21. Elect Keith Rumble as Director of BHP Billiton M For For
plc
24 22. Elect Keith Rumble as Director of BHP Billiton M For For
Limited
25 23. Reappoint KPMG Audit plc as Auditors of BHP M For For
Billiton plc and Authorise the Board to
Determine Their Remuneration
26 24. Authorise Issue of Equity or Equity-Linked M For For
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of USD 277,983,328
27 25. Authorise Issue of Equity or Equity-Linked M For For
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of USD 55,778,030
28 26. Authorise 223,112,120 BHP Billiton plc Ordinary M For For
Shares for Market Purchase
29 27.i Approve Reduction of the Share Capital of BHP M For For
Billiton plc by the Cancellation of All the
Issued Paid Up Shares of USD 0.50 Nominal Value
Each Held by BHP Billiton Limited on 30 April
2009
30 27.ii Approve Reduction of the Share Capital of BHP M For For
Billiton plc by the Cancellation of All the
Issued Paid Up Shares of USD 0.50 Nominal Value
Each Held by BHP Billiton Limited on 29 May 2009
31 27.iii Approve Reduction of the Share Capital of BHP M For For
Billiton plc by the Cancellation of All the
Issued Paid Up Shares of USD 0.50 Nominal Value
Each Held by BHP Billiton Limited on 15 June 2009
32 27.iv Approve Reduction of the Share Capital of BHP M For For
Billiton plc by the Cancellation of All the
Issued Paid Up Shares of USD 0.50 Nominal Value
Each Held by BHP Billiton Limited on 31 July 2009
33 27.v Approve Reduction of the Share Capital of BHP M For For
Billiton plc by the Cancellation of All the
Issued Paid Up Shares of USD 0.50 Nominal Value
Each Held by BHP Billiton Limited on 15
September 2009
34 27.vi Approve Reduction of the Share Capital of BHP M For For
Billiton plc by the Cancellation of All the
Issued Paid Up Shares of USD 0.50 Nominal Value
Each Held by BHP Billiton Limited on 30 November
2009
35 28. Approve Remuneration Report M For For
36 29. Amend BHP Billiton plc Group Incentive Scheme; M For For
Amend BHP Billiton Limited Group Incentive Scheme
37 30. Approve Grant of Deferred Shares and Options M For For
under the BHP Billiton Limited Group Incentive
Scheme and the Grant of Performance Shares under
the BHP Billiton Limited Long Term Incentive
Plan to Executive Director, Marius Kloppers
38 31. Increase Maximum Aggregate Remuneration Paid by M For For
BHP Billiton plc to All Non-Executive Directors
Together with the Remuneration Paid to Those
Non-Executive Directors by BHP Billiton Limited
to USD 3,800,000; Approve this Increase for All
Purposes
39 32. Increase Maximum Aggregate Remuneration Paid by M For For
BHP Billiton Limited to All Non-Executive
Directors Together with the Remuneration Paid to
Those Non-Executive Directors by BHP Billiton
plc to USD 3,800,000; Approve this Increase for
All Purposes
40 33. Amend the Articles of Association of of BHP M For For
Billiton plc
41 34. Amend the Constitution of BHP Billiton Limited M For For
- --------------------------------------------------------------------------------
AMCOR LTD.
Client Account Number: 44301500
Ticker Symbol: AMC CUSIP/Security ID: AU000000AMC4
Meeting Date: 10/23/08 Record Date: 10/21/08
Country: Australia Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Receive and Consider the Financial Report, the M None None
Director's Report, and the Auditor's Report fo
the Year Ending June 30, 2008
2 2.a Elect Ernest John James Pope as Director M For For
3 2.b Elect John Gordon Thorn as Director M For For
4 3. Approve Grant of 170,000 Performance Rights and M For Against
280,000 Options to Ken N. MacKenzie Pursuant to
the Company's Long Term Incentive Plan (LTIP)
5 4. Approve Grant of Up to 150,000 Share Rights to M For Against
Ken N. MacKenzie Pursuant to the Company's
Management Incentive Plan - Equity (EMIP)
6 5. Approve Remuneration Report for the Year Ending M For Against
June 30, 2008
7 6. Approve the Increase in the Remuneration of M None For
Non-Executive Directors from A$2 Million to
A$2.5 Million Per Annum
- --------------------------------------------------------------------------------
UNILEVER N.V.
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: NL0000009355
Meeting Date: 10/29/08 Record Date: 10/08/08
Country: Netherlands Meeting Type: Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Approve Appointment of Paul Polman as Executive M For For
Director
- --------------------------------------------------------------------------------
NEWCREST MINING LTD.
Client Account Number: 44301500
Ticker Symbol: NCM CUSIP/Security ID: AU000000NCM7
Meeting Date: 10/30/08 Record Date: 10/28/08
Country: Australia Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Receive and Consider the Financial Report of the M None None
Company and the Reports of the Directors and
Auditors for the Year Ended June 30, 2008
2 2.a Elect Richard Knight as Director M For For
3 2.b Elect Don Mercer as Director M For For
4 3. Approve Remuneration Report for the Year Ended M For For
June 30, 2008
5 4. Renew Partial Takeover Provision M For For
6 5. Approve Amendments to the Company's Constitution M For For
- --------------------------------------------------------------------------------
PERNOD RICARD
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: FR0000120693
Meeting Date: 11/05/08 Record Date: 10/31/08
Country: France Meeting Type: Annual/Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Approve Financial Statements and Statutory M For For
Reports
3 2. Accept Consolidated Financial Statements and M For For
Statutory Reports
4 3. Approve Allocation of Income and Dividends of M For For
EUR 1.32 per Share
5 4. Approve Special Auditors' Report Regarding M For For
Related-Party Transactions
6 5. Approve Transaction with Patrick Ricard M For For
7 6. Approve Transaction with Pierre Pringuet M For For
8 7. Reelect Patrick Ricard as Director M For For
9 8. Reelect Pierre Pringuet as Director M For For
10 9. Reelect Rafael Gonzalez-Gallarza as Director M For For
11 10. Elect Wolfgang Colberg as Director M For For
12 11. Elect Cesar Giron as Director M For For
13 12. Approve Remuneration of Directors in the M For For
Aggregate Amount of EUR 750,000
14 13. Authorize Repurchase of Up to Ten Percent of M For For
Issued Share Capital
16 14. Approve Reduction in Share Capital via M For For
Cancellation of Repurchased Shares
17 15. Authorize Board to Issue Free Warrants with M For Against
Preemptive Rights During a Public Tender Offer
or Share Exchange
18 16. Approve Employee Stock Purchase Plan M For For
19 17. Authorize Filing of Required Documents/Other M For For
Formalities
- --------------------------------------------------------------------------------
WOLSELEY PLC
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: GB0009764027
Meeting Date: 11/18/08
Country: United Kingdom Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Accept Financial Statements and Statutory Reports M For For
2 2. Approve Remuneration Report M For For
3 3. Re-elect Robert Marchbank as Director M For For
4 4. Re-elect Stephen Webster as Director M For For
5 5. Re-elect John Whybrow as Director M For For
6 6. Reappoint PricewaterhouseCoopers LLP as Auditors M For For
of the Company
7 7. Authorise Board to Fix Remuneration of Auditors M For For
8 8. Authorise Issue of Equity or Equity-Linked M For For
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 34,503,353
9 9. Subject to the Passing of Resolution 8, M For For
Authorise Issue of Equity or Equity-Linked
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 8,274,832
10 10. Authorise 66,198,658 Ordinary Shares for Market M For For
Purchase
11 11. Authorise the Company and its Subsidiaries to M For For
Make EU Political Donations to Political Parties
and/or Independent Election Candidates, to
Political Organisations Other Than Political
Parties and Incur EU Political Expenditure up to
GBP 125,000
- --------------------------------------------------------------------------------
SMITHS GROUP PLC
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: GB00B1WY2338
Meeting Date: 11/18/08
Country: United Kingdom Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Accept Financial Statements and Statutory Reports M For For
2 2. Approve Remuneration Report M For For
3 3. Approve Final Dividend of 23.5 Pence Per M For For
Ordinary Share
4 4. Elect Philip Bowman as Director M For For
5 5. Reappoint PricewaterhouseCoopers LLP as Auditors M For For
of the Company
6 6. Authorise Board to Fix Remuneration of Auditors M For For
7 7. Authorise Issue of Equity or Equity-Linked M For For
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 48,510,168
8 8. Authorise Issue of Equity or Equity-Linked M For For
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 7,276,525
9 9. Authorise 38,808,135 Ordinary Shares for Market M For For
Purchase
10 10. Authorise Company and its Subsidiaries to Make M For For
EU Political Donations to Political Parties or
Independent Election Candidates up to GBP
0.05M,to Political Org. Other Than Political
Parties up to GBP 0.05M and Incur EU Political
Expenditure up to GBP 0.05M
- --------------------------------------------------------------------------------
THE ROYAL BANK OF SCOTLAND GROUP PLC
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: GB0007547838
Meeting Date: 11/20/08
Country: United Kingdom Meeting Type: Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Approve Increase in Authorised Ordinary Share M For For
Capital by the Creation of an Additional
22,909,776,276 Ordinary Shares of 25 Pence Each;
Authorise Issue of Equity with Pre-emptive
Rights up to GBP 8,092,121,756 (Placing and Open
Offer)
2 2. Subject to the Placing and Open Offer of M For For
22,909,776,276 New Shares in the Company
Becoming Unconditional, Approve Waiver on
Tender-Bid Requirement
- --------------------------------------------------------------------------------
TELSTRA CORPORATION LIMITED.
Client Account Number: 44301500
Ticker Symbol: TLS CUSIP/Security ID: AU000000TLS2
Meeting Date: 11/21/08 Record Date: 11/19/08
Country: Australia Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Other Business M None None
2 2. Approve Remuneration Report for the Financial M For Against
Year Ended June 30, 2008
3 3. Discuss the Company's Financial Statements and M None None
Reports for the Year Ended June 30, 2008
4 4. Approve Adoption of a New Constitution M For For
5 5.a Elect John Mullen as Director M For For
6 5.b Elect Catherine Livingstone as Director M For For
7 5.c Elect Donald McGauchie as Director M For For
8 5.d Elect John Stewart as Director M For For
- --------------------------------------------------------------------------------
BARCLAYS PLC
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: GB0031348658
Meeting Date: 11/24/08
Country: United Kingdom Meeting Type: Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Approve Increase in Authorised Ordinary Share M For Abstain
Capital from GBP 2,499,000,000 to GBP
3,499,000,000
2 2. Authorise Issue of Equity or Equity-Linked M For Abstain
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 1,290,000,000,
USD 77,500,000, EUR 40,000,000 and JPY 40,000,000
3 3. Subject to the Passing of Resolution 2, M For Abstain
Authorise Issue of Equity or Equity-Linked
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 500,000,000
4 4. Subject to Passing of Resolution 2,Approve M For Abstain
Proposed Issue by Company,Upon Conversion of GBP
4,050,000,000 of Mandatorily Convertible Notes
to be Issued by Barclays Bank plc,of New Ord.
Shares at a Discount of Approximately 25.3
Percent to Mid Market Price
- --------------------------------------------------------------------------------
BRAMBLES LTD
Client Account Number: 44301500
Ticker Symbol: BXB CUSIP/Security ID: AU000000BXB1
Meeting Date: 11/25/08 Record Date: 11/23/08
Country: Australia Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Receive and Consider the Financial Report, M For For
Directors' Report and Auditors' Report for the
Financial Year Ended June 30, 2008
2 2. Adopt Remuneration Report for the Financial Year M For Against
Ended June 30, 2008
3 3. Elect Mary Elizabeth Doherty as Director M For For
4 4. Elect Anthony Grant Froggatt as Director M For For
5 5. Elect David Peter Gosnell as Director M For For
6 6. Elect Michael Francis Ihlein as Director M For For
7 7. Approve Brambles MyShare Plan M For For
8 8. Approve Grant of Share Rights to Michael Francis M For For
Ihlein Under the Brambles MyShare Plan
9 9. Approve Grant of Share Rights to Mary Elizabeth M For For
Doherty Under the Brambles MyShare Plan
10 10. Approve Amendment to the Brambles 2006 M For Against
Performance Share Plan
11 11. Approve Grant of Share Rights to Michael Francis M For Against
Ihlein Under the Amended Brambles 2006
Performance Share Plan
12 12. Approve Grant of Share Rights to Mary Elizabeth M For Against
Doherty Under the Amended Brambles 2006
Performance Share Plan
13 13. Amend Constitution Re: Voting at General M For For
Meetings and Payment of Distributions
14 14. Authorize On-Market Share Buy-backs of up to 10 M For For
Percent of Brambles Ltd.'s Issued Share Capital
- --------------------------------------------------------------------------------
UBS AG
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: CH0024899483
Meeting Date: 11/27/08
Country: Switzerland Meeting Type: Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Share Re-registration Consent M For For
1 1. Approve Issuance of Mandatory Convertible Notes M For For
without Preemptive Rights; Approve Creation of
CHF 36.5 Million Pool of Capital to Guarantee
Conversion Rights
- --------------------------------------------------------------------------------
WOOLWORTHS LTD.
Client Account Number: 44301500
Ticker Symbol: WOW CUSIP/Security ID: AU000000WOW2
Meeting Date: 11/27/08 Record Date: 11/25/08
Country: Australia Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Receive Financial Statements and Statutory M None None
Reports for the Financial Year Ended June 29,
2008
2 2. Approve Remuneration Report for the Financial M For For
Year Ended June 29, 2008
3 3.a Elect Roderick Sheldon Deane as Director M For For
4 3.b Elect Leon Michael L'Huillier as Director M For For
5 4.a Approve Grant of 1.5 Million Options or M For For
Performance Rights or Combination of Both to
Michael Gerard Luscombe, Group Managing Director
and Chief Executive Officer, Under the
Woolworths Long Term Incentive Plan
6 4.b Approve Issuance of 750,000 Options or M For For
Performance Rights or Combination of Both to
Thomas William Pockett, Finance Director, Under
the Woolworths Long Term Incentive Plan
- --------------------------------------------------------------------------------
SASOL LTD.
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: ZAE000006896
Meeting Date: 11/28/08
Country: South Africa Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Accept Financial Statements and Statutory M For For
Reports for Year Ended June 30, 2008
3 2.1 Reelect LPA Davies as Director M For For
4 2.2 Reelect AM Mokaba as Director M For For
5 2.3 Reelect TH Nyasulu as Director M For For
6 2.4 Reelect KC Ramon as Director M For For
7 3.1 Reelect BP Connellan as Director M For For
8 3.2 Reelect MSV Gantsho as Director M For For
9 3.3 Reelect A Jain as Director M For For
10 3.4 Reelect JE Schrempp as Director M For For
11 4. Reappoint KPMG, Inc. as Auditors M For For
12 5. Amend Article160 of the Articles of Association M For For
Re: Approve Substitution of Rights, Privileges
and Conditions Attached to the Sasol Preferred
Ordinary Shares
13 6. Authorize Repurchase of 31.5 Million Ordinary M For For
Shares from Sasol Investment Company (Pty)
Limited
14 7. Authorize Repurchase of Up to 20 Percent of M For For
Issued Share Capital
15 8. Approve Remuneration of Non-Executive Directors M For For
for Year Ended June 30, 2009
16 9. Authorize Board to Ratify and Execute Approved M For For
Resolutions
- --------------------------------------------------------------------------------
BMF BOVESPA S.A. BOLSA VALORES MERC FUT
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: BRBVMFACNOR3
Meeting Date: 11/28/08
Country: Brazil Meeting Type: Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Approve Absorbtion of Bolsa de Valores de Sao M For Did Not
Paulo SA, and Companhia Brasileira de Liquidacao Vote
e Custodia
2 2. Appoint PricewaterhouseCoopers to Appraise M For Did Not
Proposed Absorption Vote
3 3. Approve Appraisal of Proposed Absorption M For Did Not
Vote
4 4. Ratify Votes Cast during the Shareholder M For Did Not
Meetings of Bolsa de Valores de Sao Paulo SA and Vote
Companhia Brasileira de Liquidacao e Custodia
5 5. Ratify Director Appointed by the Board in M For Did Not
Accordance with Art. 150 of the Brazilian Vote
Corporations Law
6 6. Authorize Administrators to Execute Approved M For Did Not
Resolutions Vote
- --------------------------------------------------------------------------------
NEW WORLD DEVELOPMENT CO. LTD.
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: HK0017000149
Meeting Date: 12/02/08 Record Date: 11/24/08
Country: Hong Kong Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Accept Financial Statements and Statutory Reports M For For
2 2. Approve Final Dividend M For For
3 3.a Reelect Cheng Yu-Tung as Director M For For
4 3.b Reelect Sin Wai-Kin, David as Director M For For
5 3.c Reelect Liang Chong-Hou, David as Director M For For
6 3.d Reelect Yeung Ping-Leung, Howard as Director M For For
7 3.e Approve Proposal Not to Fill Up the Vacated M For For
Office Resulting from the Retirement of Lord
Sandberg, Michael as Director
8 3.f Authorize Board to Fix the Remuneration of M For For
Directors
9 4. Reappoint Joint Auditors and Authorize Board to M For For
Fix Their Remuneration
10 5. Authorize Repurchase of Up to 10 Percent of M For For
Issued Share Capital
11 6. Approve Issuance of Equity or Equity-Linked M For Against
Securities without Preemptive Rights
12 7. Authorize Reissuance of Repurchased Shares M For Against
- --------------------------------------------------------------------------------
AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD.
(FORMERLY AUSTR
Client Account Number: 44301500
Ticker Symbol: ANZ CUSIP/Security ID: AU000000ANZ3
Meeting Date: 12/18/08 Record Date: 12/16/08
Country: Australia Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Receive Financial Statements and Statutory M None None
Reports for the Year Ended Sept 30, 2008
3 2. Approve Issuance of Securities M For For
4 3. Approve Remuneration Report for the Year Ended M For For
Sept 30, 2008
5 4. Approve Grant to Michael Smith of 700,000 M For For
Options Exercisable at the Volume Weighted
Average Price of the Company's Shares in the
Five Trading Days Up to and Including the Date
of the AGM
6 5. Approve Increase in Remuneration of Directors M For For
From A$3 Million to A$3.5 Million
8 6.(a) Elect R.J. Reeves as Director S Against None
10 6.(b) Elect P.A.F. Hay as Director M For For
11 6.(c) Elect C.B. Goode as Director M For For
12 6.(d) Elect A.M. Watkins as Director M For For
- --------------------------------------------------------------------------------
BNP PARIBAS
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: FR0000131104
Meeting Date: 12/19/08 Record Date: 12/16/08
Country: France Meeting Type: Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Approve Contribution in Kind of 98,529,695 M For For
Fortis Banque Shares by SFPI
3 2. Approve Contribution in Kind of 263,586,083 M For For
Fortis Banque Luxembourg Shares by Grand Duchy
of Luxembourg
4 3. Authorize Capital Increase of up to 10 Percent M For For
of Issued Capital for Future Acquisitions
5 4. Authorize Filing of Required Documents/Other M For For
Formalities
- --------------------------------------------------------------------------------
VALE S.A.
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: 204412100
Meeting Date: 12/29/08 Record Date: 12/05/08
Country: Brazil Meeting Type: Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. THE APPROVAL FOR THE PROTOCOL AND JUSTIFICATION M For For
OF THE CONSOLIDARION OF MINERACAO ONCA PUMA S.A.
INTO VALE PURSUANT TO ARTICLES 224 AND 225 OF
THE BRAZILIAN CORPORATE LAW.
3 2. Ratify Auditors M For For
4 3. TO DECIDE ON THE APPRAISAL REPORT, PREPARED BY M For For
THE EXPERT APPRAISERS.
5 4. THE APPROVAL FOR THE CONSOLIDATION OF MINERACAO M For For
ONCA PUMA S.A. INTO VALE, WITHOUT A CAPITAL
INCREASE OR THE ISSUANCE OF NEW VALE SHARES.
6 5. TO RATIFY THE APPOINTMENT OF A MEMBER AND AN M For For
ALTERNATE OF THE BOARD OF DIRECTORS, DULY
NOMINATED DURING THE BOARD OF DIRECTORS MEETINGS
HELD ON APRIL 17, 2008 AND MAY 21, 2008 IN
ACCORDANCE WITH SECTION 10 OF ARTICLE 11 OF VALE
S BY-LAWS.
7 6. TO AMEND ARTICLE 1 OF VALE S BY-LAWS IN ORDER TO M For For
REPLACE THE ACRONYM CVRD FOR VALE IN
ACCORDANCE WITH THE NEW GLOBAL BRAND UNIFICATION.
8 7. TO ADJUST ARTICLES 5 AND 6 OF VALE S BY-LAWS TO M For For
REFLECT THE CAPITAL INCREASE RESOLVED IN THE
BOARD OF DIRECTORS MEETINGS HELD ON JULY 22,
2008 AND AUGUST 05, 2008.
- --------------------------------------------------------------------------------
NEW WORLD DEVELOPMENT CO. LTD.
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: HK0017000149
Meeting Date: 12/31/08
Country: Hong Kong Meeting Type: Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Approve Agreement Among New World China Land M For For
Ltd., New World Development (China) Ltd., New
World China Property Ltd., William Doo Wai-Hoi,
Stanley Enterprises Ltd., Grand China
Enterprises Ltd. and Golden Wealth Investment
Ltd.
- --------------------------------------------------------------------------------
SIEMENS AG
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: DE0007236101
Meeting Date: 01/27/09
Country: Germany Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Receive Supervisory Board Report, Corporate M None None
Governance Report, Remuneration Report, and
Compliance Report for Fiscal 2007/2008
(Non-Voting)
2 2. Receive Financial Statements and Statutory M None None
Reports for Fiscal 2007/2008 (Non-Voting)
3 3. Approve Allocation of Income and Dividends of M For For
EUR 1.60 per Share
4 4.1 Postpone Discharge of Former Management Board M For For
Member Rudi Lamprecht for Fiscal 2007/2008
5 4.2 Postpone Discharge of Former Management Board M For For
Member Juergen Radomski for Fiscal 2007/2008
6 4.3 Postpone Discharge of Former Management Board M For For
Member Uriel Sharef for Fiscal 2007/2008
7 4.4 Postpone Discharge of Former Management Board M For For
Member Klaus Wucherer for Fiscal 2007/2008
8 4.5 Approve Discharge of Management Board Member M For For
Peter Loescher for Fiscal 2007/2008
9 4.6 Approve Discharge of Management Board Member M For For
Wolfgang Dehen for Fiscal 2007/2008
10 4.7 Approve Discharge of Management Board Member M For For
Heinrich Hiesinger for Fiscal 2007/2008
11 4.8 Approve Discharge of Management Board Member Joe M For For
Kaeser for Fiscal 2007/2008
12 4.9 Approve Discharge of Former Management Board M For For
Member Eduardo Montes for Fiscal 2007/2008
13 4.1 Approve Discharge of Former Management Board M For For
Member Jim Reid-Anderson for Fiscal 2007/2008
14 4.11 Approve Discharge of Former Management Board M For For
Member Erich R. Reinhardt for Fiscal 2007/2008
15 4.12 Approve Discharge of Management Board Member M For For
Hermann Requardt for Fiscal 2007/2008
16 4.13 Approve Discharge of Management Board Member M For For
Siegfried Russwurm for Fiscal 2007/2008
17 4.14 Approve Discharge of Management Board Member M For For
Peter Y. Solmssen for Fiscal 2007/2008
18 5.1 Approve Discharge of Supervisory Board Member M For For
Gerhard Cromme for Fiscal 2007/2008
19 5.2 Approve Discharge of Supervisory Board Member M For For
Ralf Heckmann for Fiscal 2007/2008
20 5.3 Approve Discharge of Supervisory Board Member M For For
Josef Ackermann for Fiscal 2007/2008
21 5.4 Approve Discharge of Supervisory Board Member M For For
Lothar Adler for Fiscal 2007/2008
22 5.5 Approve Discharge of Supervisory Board Member M For For
Jean-Louis Beffa for Fiscal 2007/2008
23 5.6 Approve Discharge of Former Supervisory Board M For For
Member Gerhard Bieletzki for Fiscal 2007/2008
24 5.7 Approve Discharge of Supervisory Board Member M For For
Gerd von Brandenstein for Fiscal 2007/2008
25 5.8 Approve Discharge of Former Supervisory Board M For For
Member John David Coombe for Fiscal 2007/2008
26 5.9 Approve Discharge of Former Supervisory Board M For For
Member Hildegard Cornudet for Fiscal 2007/2008
27 5.1 Approve Discharge of Supervisory Board Member M For For
Michael Diekmann for Fiscal 2007/2008
28 5.11 Approve Discharge of Supervisory Board Member M For For
Hans Michael Gaul for Fiscal 2007/2008
29 5.12 Approve Discharge of Former Supervisory Board M For For
Member Birgit Grube for Fiscal 2007/2008
30 5.13 Approve Discharge of Supervisory Board Member M For For
Peter Gruss for Fiscal 2007/2008
31 5.14 Approve Discharge of Supervisory Board Member M For For
Bettina Haller for Fiscal 2007/2008
32 5.15 Approve Discharge of Supervisory Board Member M For For
Heinz Hawreliuk for Fiscal 2007/2008
33 5.16 Approve Discharge of Supervisory Board Member M For For
Berthold Huber for Fiscal 2007/2008
34 5.17 Approve Discharge of Supervisory Board Member M For For
Harald Kern for Fiscal 2007/2008
35 5.18 Approve Discharge of Former Supervisory Board M For For
Member Walter Kroell for Fiscal 2007/2008
36 5.19 Approve Discharge of Supervisory Board Member M For For
Nicola Leibinger-Kammueller for Fiscal 2007/2008
37 5.2 Approve Discharge of Former Supervisory Board M For For
Member Michael Mirow for Fiscal 2007/2008
38 5.21 Approve Discharge of Supervisory Board Member M For For
Werner Moenius for Fiscal 2007/2008
39 5.22 Approve Discharge of Former Supervisory Board M For For
Member Roland Motzigemba for Fiscal 2007/2008
40 5.23 Approve Discharge of Former Supervisory Board M For For
Member Thomas Rackow for Fiscal 2007/2008
41 5.24 Approve Discharge of Supervisory Board Member M For For
Hakan Samuelsson for Fiscal 2007/2008
42 5.25 Approve Discharge of Supervisory Board Member M For For
Dieter Scheitor for Fiscal 2007/2008
43 5.26 Approve Discharge of Former Supervisory Board M For For
Member Albrecht Schmidt for Fiscal 2007/2008
44 5.27 Approve Discharge of Supervisory Board Member M For For
Henning Schulte-Noelle for Fiscal 2007/2008
45 5.28 Approve Discharge of Supervisory Board Member M For For
Rainer Sieg for Fiscal 2007/2008
46 5.29 Approve Discharge of Former Supervisory Board M For For
Member Peter von Siemens for Fiscal 2007/2008
47 5.3 Approve Discharge of Former Supervisory Board M For For
Member Jerry I. Speyer for Fiscal 2007/2008
48 5.31 Approve Discharge of Supervisory Board Member M For For
Birgit Steinborn for Fiscal 2007/2008
49 5.32 Approve Discharge of Supervisory Board Member M For For
Iain Vallance of Tummel for Fiscal 2007/2008
50 6. Ratify Ernst & Young AG as Auditors for Fiscal M For For
2008/2009
51 7. Authorize Share Repurchase Program and M For For
Reissuance or Cancellation of Repurchased Shares
52 8. Authorize Use of Financial Derivatives of up to M For For
5 Percent of Issued Share Capital When
Repurchasing Shares
53 9. Approve Creation of EUR 520.8 Million Pool of M For Against
Capital without Preemptive Rights
54 10. Approve Issuance of Warrants/Bonds with Warrants M For Against
Attached/Convertible Bonds without Preemptive
Rights up to Aggregate Nominal Amount of EUR 15
Billion; Approve Creation of EUR 600 Million
Pool of Capital to Guarantee Conversion Rights
55 11. Approve Remuneration of Supervisory Board M For For
56 12. Amend Articles Re: Decision Making of General M For For
Meeting
- --------------------------------------------------------------------------------
IMPERIAL TOBACCO GROUP PLC
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: GB0004544929
Meeting Date: 02/03/09
Country: United Kingdom Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Accept Financial Statements and Statutory Reports M For For
2 2. Approve Remuneration Report M For For
3 3. Approve Final Dividend of 42.2 Pence Per M For For
Ordinary Share
4 4. Re-elect Graham Blashill as Director M For For
5 5. Re-elect Dr Pierre Jungels as Director M For For
6 6. Elect Jean-Dominique Comolli as Director M For For
7 7. Elect Bruno Bich as Director M For For
8 8. Elect Berge Setrakian as Director M For For
9 9. Reappoint PricewaterhouseCoopers LLP as Auditors M For For
of the Company
10 10. Authorise Board to Fix Remuneration of Auditors M For For
11 11. Authorise Company and its Subsidiaries to Make M For For
EU Political Donations to Political
Organisations or Independent Election Candidates
up to GBP 100,000 and Incur EU Political
Expenditure up to GBP 100,000
12 12. Authorise Issue of Equity or Equity-Linked M For For
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 35,500,000
13 13. Subject to the Passing of Resolution 12, M For For
Authorise Issue of Equity or Equity-Linked
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 5,330,000
14 14. Authorise 106,794,000 Ordinary Shares for Market M For For
Purchase
- --------------------------------------------------------------------------------
BCE INC.
Client Account Number: 44301500
Ticker Symbol: BCE CUSIP/Security ID: CA05534B7604
Meeting Date: 02/17/09 Record Date: 01/09/09
Country: Canada Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1.1 Elect Director A. Berard M For For
2 1.2 Elect Director R.A. Brenneman M For For
3 1.3 Elect Director G.A. Cope M For For
4 1.4 Elect Director A.S. Fell M For For
5 1.5 Elect Director D. Soble Kaufman M For For
6 1.6 Elect Director B.M. Levitt M For For
7 1.7 Elect Director E.C. Lumley M For For
8 1.8 Elect Director T.C. O'Neill M For For
9 1.9 Elect Director J.A. Pattison M For For
10 1.1 Elect Director P.M. Tellier M For For
11 1.11 Elect Director V.L. Young M For For
12 2. Appoint Deloitte & Touche LLP as Auditors M For For
13 3. SP 1: Increase Dividends for Longer-Term S Against Against
Shareholders
14 4. SP 2: Limit Voting Rights for Shorter-Term S Against Against
Shareholders
15 5. SP 3: Provide Payment into Employee Pension Fund S Against Against
in the Event of a Merger
16 6. SP 4: Increase Number of Women Directors S Against Against
17 7. SP 5: Disclose Ratio Between Senior Executive S Against Against
and Average Employee Compensation
18 8. SP 6: Obtain Shareholder Pre-Approval for S Against Against
Executive Compensation Policy and Director Fees
19 9. SP 7: Restrict Executives' and Directors' S Against Against
Exercise of Options
20 10. SP 8: Disclose Participation in Hedge Funds S Against Against
21 11. SP 9: Provide for Cumulative Voting S Against For
- --------------------------------------------------------------------------------
NOVARTIS AG
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: CH0012005267
Meeting Date: 02/24/09
Country: Switzerland Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Share Re-registration Consent M For For
2 1. Accept Financial Statements and Statutory Reports M For For
3 2. Approve Discharge of Board and Senior Management M For For
4 3. Approve Allocation of Income and Dividends of M For For
CHF 2 per Share
5 4. Approve CHF 3 Million Reduction in Share Capital M For For
via Cancellation of Repurchased Shares
7 5.1 Amend Articles Re: Require Annual Advisory Vote S Against For
on Remuneration Report, incl. Disclosure of
Compensation Amount Paid to Board of Directors
and Executive Management
9 5.2 Amend Corporate Purpose Re: Sustainability M For For
10 5.3 Amend Articles Re: Auditors M For For
11 6.1 Retirement of Peter Burckhardt and William M None None
George as Directors (Non-Voting)
12 6.2.1 Reelect Srikant Datar as Director M For For
13 6.2.2 Reelect Andreas von Planta as Director M For For
14 6.2.3 Reelect Wendelin Wiedeking as Director M For For
15 6.2.4 Reelect Rolf Zinkernagel as Director M For For
16 6.3 Elect William Brody as Director M For For
17 7. Ratify PricewaterhouseCoopers AG as Auditors M For For
- --------------------------------------------------------------------------------
WAL-MART DE MEXICO, S.A.B. DE C.V.
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: MXP810081010
Meeting Date: 03/12/09
Country: Mexico Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Accept Board of Directors Report M For For
2 2. Accept CEO's Report M For For
3 3. Accept Audit Committee's Report M For For
4 4. Approve Financial Statements for Fiscal Year M For For
Ended December 31, 2008
5 5. Present Report on the Share Repurchase Reserves M For For
and Approve Set Repurchase of Shares up to MXN 8
Billion
6 6. Approve to Cancel 69.9 Million Company Treasury M For For
Shares
7 7. Approve Allocation of Income M For For
8 8. Approve Dividend of MXN 0.61 to be Paid in Cash M For For
Charged to Retained Earnings or Equivalent in
Company Shares
9 9. Amend Clause 5 of Company Bylaws M For Against
10 10. Accept Report on Adherence to Fiscal Obligations M For For
11 11. Accept Report Re: Employee Stock Purchase Plan M For For
12 12. Accept Report Re: Wal-Mart de Mexico Foundation M For For
13 13. Ratify Board of Directors' Actions Between M For For
Fiscal Year Jan. 1 - Dec. 31, 2008
14 14. Elect Board Members M For Against
15 15. Elect Audit and Corporate Governance Committee M For Against
Chairs
16 16. Authorize Board to Ratify and Execute Approved M For For
Resolutions
- --------------------------------------------------------------------------------
BANCO BILBAO VIZCAYA ARGENTARIA, S.A.
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: ES0113211835
Meeting Date: 03/12/09
Country: Spain Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Approve Individual and Consolidated Financial M For For
Statements and Statutory Reports; Approve
Allocation of Income and Distribution of
Dividends for Fiscal Year Ended Dec. 31, 2007;
Approve Discharge of Directors
2 2.1 Add New Article 53 bis to the Company's Bylaws M For For
Regarding Distribution of Stock Dividend Charged
to Share Issuance Premium Reserve
3 2.2 Approve Stock Dividend from Treasury Shares for M For For
Distribution to Shareholders Charged to Share
Issuance Premium Reserve
4 3. Approve Merger by Absorption of Banco de Credito M For For
Local de Espana, S.A.U. and BBVA Factoring
E.F.C., S.A.U. by Company; Approve Merger
Balance Sheet as of Dec. 31, 2008
5 4.1 Re-elect Jose Antonio Fernandez Rivero M For For
6 4.2 Re-elect Jose Maldonado Ramos M For For
7 4.3 Re-elect Enrique Medina Fernandez M For For
8 5. Approve Increase in Capital in Accordance with M For Against
Article 153.1.b of Spanish Company Law Up to 50
Percent of Capital and with the Powers to
Exclude Preemptive Rights
9 6. Authorize Increase in Capital via Issuance of M For For
Fixed Debt Securities Non-Convertible up to the
Amount of EUR 50 Billion
10 7. Authorize Share Repurchase and Subsequent M For For
Capital Reduction via Amortization of Shares
11 8.1 Liquidation of Long-Term Compensation Plan for M For For
Years 2006-2008
12 8.2 Approve Variable Remuneration for Fiscal Years M For For
2009-2010 Consisting of the Delivery of
Company's Shares for Executive Officers,
Including Executive Members of the Board and
Members of the Executive Committee
13 9. Re-elect Auditors for Fiscal Year 2009 M For For
14 10. Authorize Board to Ratify and Execute Approved M For For
Resolutions
- --------------------------------------------------------------------------------
SWISS REINSURANCE (SCHWEIZERISCHE RUECKVERSICHERUNGS)
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: CH0012332372
Meeting Date: 03/13/09
Country: Switzerland Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Share Re-registration Consent M For For
- --------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO. LTD.
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: US7960508882
Meeting Date: 03/13/09 Record Date: 12/31/08
Country: South Korea Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Approve Appropriation of Income and Year-End M For For
Dividend of KRW 5,000 per Common Share
3 2.1 Elect Three Outside Directors (Bundled) M For For
4 2.2 Elect Four Inside Directors (Bundled) M For For
5 2.3 Elect Two Members of Audit Committee (Bundled) M For For
6 3. Approve Total Remuneration of Inside Directors M For Against
and Outside Directors
1 1. Approve Appropriation of Income and Year-End M For For
Dividend of KRW 5,000 per Common Share
2 2.1 Elect Three Outside Directors (Bundled) M For For
3 2.2 Elect Four Inside Directors (Bundled) M For For
4 2.3 Elect Two Members of Audit Committee (Bundled) M For For
5 3. Approve Total Remuneration of Inside Directors M For Against
and Outside Directors
- --------------------------------------------------------------------------------
SWISS REINSURANCE (SCHWEIZERISCHE RUECKVERSICHERUNGS)
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: CH0012332372
Meeting Date: 03/13/09
Country: Switzerland Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Accept Financial Statements and Statutory M For For
Reports for Fiscal 2008
2 2. Approve Allocation of Income and Dividends of M For For
CHF 0.10 per Share
3 3. Approve Discharge of Board and Senior Management M For For
4 4.1 Approve Issuance of Convertible Notes without M For For
Preemptive Rights; Approve Creation of CHF 16
Million Pool of Capital to Guarantee Conversion
Rights
5 4.2 Approve Creation of CHF 18 Million Pool of M For For
Capital with Preemptive Rights
6 5.1.1 Reelect Jakob Baer as Director M For For
7 5.1.2 Reelect John Coomber as Director M For For
8 5.1.3 Elect Director M For For
9 5.2 Ratify PricewaterhouseCoopers AG as Auditors M For For
- --------------------------------------------------------------------------------
NOVO NORDISK A/S
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: DK0060102614
Meeting Date: 03/18/09 Record Date: 03/13/09
Country: Denmark Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Receive Report of Board M None Did Not
Vote
2 2. Approve Financial Statements and Statutory M For Did Not
Reports Vote
3 3. Approve Remuneration of Directors M For Did Not
Vote
4 4. Approve Allocation of Income and Dividends of M For Did Not
DKK 6 per Share Vote
6 5.a Reelect Sten Scheibye as Director M For Did Not
Vote
7 5.b Reelect Goran Ando as Director M For Did Not
Vote
8 5.c Reelect Henrik Gurtler as Director M For Did Not
Vote
9 5.d Reelect Pamela Kirby as Director M For Did Not
Vote
10 5.e Reelect Kurt Nielsen as Director M For Did Not
Vote
11 5.f Elect Hannu Ryopponen as New Director M For Did Not
Vote
12 5.g Reelect Jorgen Wedel as Director M For Did Not
Vote
13 6. Ratify PricewaterhouseCoopers as Auditor M For Did Not
Vote
14 7.1 Approve DKK 14 Million Reduction in Class B M For Did Not
Share Capital via Share Cancellation Vote
15 7.2 Authorize Repurchase of Up to 10 Percent of M For Did Not
Issued Share Capital Vote
16 7.3.1 Amend Articles Re: Change "Koebenhavns M For Did Not
Fondsboers" to "NASDAQ OMX Copenhagen" Vote
17 7.3.2 Amend Existing Authorization to Issue Class B M For Did Not
Shares to Employees; Reduce Authorization Amount Vote
to DKK 3 Million
18 7.3.3 Amend Existing Authorization to Issue Shares M For Did Not
With or Without Preemptive Rights; Reduce Vote
Authorization Amount to DKK 107 Million
19 7.3.4 Amend Articles Re: Add Item 'Approval of M For Did Not
Remuneration of Directors' to Standard AGM Agenda Vote
20 8. Other Business M None Did Not
Vote
- --------------------------------------------------------------------------------
HSBC HOLDINGS PLC
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: GB0005405286
Meeting Date: 03/19/09
Country: United Kingdom Meeting Type: Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Approve Increase in Authorised Ordinary Share M For For
Capital from USD 7,500,100,000, GBP 401,500 and
EUR 100,000 to USD 10,500,100,000, GBP 401,500
and EUR 100,000
2 2. Subject to the Passing of Resolution 1, M For For
Authorise Issue of Equity or Equity-Linked
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of USD 2,530,200,000
(Rights Issue)
3 3. Subject to the Passing of Resolution 2, M For For
Authorise Issue of Equity or Equity-Linked
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of USD 2,530,200,000
(Rights Issue)
- --------------------------------------------------------------------------------
RAUTARUUKKI OY
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: FI0009003552
Meeting Date: 03/24/09 Record Date: 03/13/09
Country: Finland Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Open Meeting M None None
2 2. Calling the Meeting to Order M None None
3 3. Designate Inspector or Shareholder M For For
Representative(s) of Minutes of Meeting
4 4. Acknowledge Proper Convening of Meeting M For For
5 5. Prepare and Approve List of Shareholders M For For
6 6. Receive Financial Statements and Statutory M None None
Reports; Receive Auditor's Report; Receive CEO's
Review
7 7. Accept Financial Statements and Statutory Reports M For For
8 8. Approve Allocation of Income and Dividends of M For For
EUR 1.35 Per Share
9 9. Approve Discharge of Board and President M For For
10 10. Approve Monthly Remuneration of Directors in the M For For
Amount of EUR 5,600 for Chairman, EUR 3,500 for
Vice Chair, and EUR 2,700 for Other Directors
11 11. Fix Number of Directors at Seven M For For
12 12. Reelect Maarit Aarni-Sirvio, Reino Hanhinen M For For
(Chair), Christer Granskog (Vice Chair), Pirkko
Juntti, Kalle Korhonen, and Liisa Leino as
Directors; Elect HannuRyopponen as New Director
13 13. Approve Remuneration of Supervisory Board M For For
14 14. Fix Number of Supervisory Board Members M For For
15 15. Elect Supervisory Board Members M For For
16 16. Approve Remuneration of Auditors M For For
17 17. Ratify KPMG Oy Ab as Auditors M For For
18 18. Amend Articles Re: Abolish Ministry of M For For
Employment and the Economy's Right to Elect One
Member of Supervisory Board; Amend Articles
Regarding Notification to General Meeting
19 19. Authorize Repurchase of up to 12 Million Issued M For For
Shares
20 20. Approve Issuance of 15 Million Shares without M For For
Preemptive Rights
22 21. Proposal by Solidium Oy to Establish a S None Against
Nominating Committee
24 22. Other Business M None None
25 23. Close Meeting M None None
- --------------------------------------------------------------------------------
TREND MICRO INC.
Client Account Number: 44301500
Ticker Symbol: 4704 CUSIP/Security ID: JP3637300009
Meeting Date: 03/25/09 Record Date: 12/31/08
Country: Japan Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Approve Allocation of Income, With a Final M For For
Dividend of JPY 97
2 2. Amend Articles to Reflect Digitalization of M For For
Share Certificates
3 3.1 Elect Director M For For
4 3.2 Elect Director M For For
5 3.3 Elect Director M For For
6 3.4 Elect Director M For For
7 3.5 Elect Director M For For
8 4.1 Appoint Internal Statutory Auditor M For For
9 4.2 Appoint Internal Statutory Auditor M For For
10 4.3 Appoint Internal Statutory Auditor M For For
11 4.4 Appoint Internal Statutory Auditor M For For
12 5. Approve Special Payments in Connection with M For For
Abolition of Retirement Bonus System
- --------------------------------------------------------------------------------
GIVAUDAN SA
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: CH0010645932
Meeting Date: 03/26/09
Country: Switzerland Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Share Re-registration Consent M For For
- --------------------------------------------------------------------------------
BRIDGESTONE CORP.
Client Account Number: 44301500
Ticker Symbol: 5108 CUSIP/Security ID: JP3830800003
Meeting Date: 03/26/09 Record Date: 12/31/08
Country: Japan Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Approve Allocation of Income, With a Final M For For
Dividend of JPY 11
2 2. Amend Articles to Reflect Digitalization of M For For
Share Certificates - Allow Company to Make Rules
Governing Exercise of Shareholder Rights
3 3.1 Elect Director M For For
4 3.2 Elect Director M For For
5 3.3 Elect Director M For For
6 3.4 Elect Director M For For
7 3.5 Elect Director M For For
8 3.6 Elect Director M For For
9 3.7 Elect Director M For For
10 3.8 Elect Director M For For
11 3.9 Elect Director M For For
12 4. Appoint Alternate Internal Statutory Auditor M For For
13 5. Approve Special Payments in Connection with M For For
Abolition of Retirement Bonus System
14 6. Approve Payment of Annual Bonuses to Directors M For For
15 7. Approve Deep Discount Stock Option Plan M For For
- --------------------------------------------------------------------------------
GIVAUDAN SA
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: CH0010645932
Meeting Date: 03/26/09
Country: Switzerland Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Accept Financial Statements and Statutory M For For
Reports; Approve Remuneration Report
2 2. Approve Discharge of Board and Senior Management M For For
3 3. Approve Allocation of Income and Cash Dividends M For For
of CHF 10 per Share
4 4. Approve Issuance of Warrants with Preemptive M For Against
Rights; Approve Creation of EUR 3.5 Million Pool
of Capital to Guarantee Warrants; Approve EUR 3
Million Increase to Existing Pool of Capital to
Guarantee Warrant and Conversion Rights
5 5.a Elect Thomas Rufer as Director M For For
6 5.b Reelect Andre Hoffmann as Director M For For
7 5.c Reelect Juerg Witmer as Director M For For
8 6. Ratify Deloitte AG as Auditors M For For
- --------------------------------------------------------------------------------
CANON INC.
Client Account Number: 44301500
Ticker Symbol: 7751 CUSIP/Security ID: JP3242800005
Meeting Date: 03/27/09 Record Date: 12/31/08
Country: Japan Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Approve Allocation of Income, With a Final M For For
Dividend of JY 55
2 2. Amend Articles to Reflect Digitalization of M For For
Share Certificates
3 3.1 Elect Director M For For
4 3.2 Elect Director M For For
5 3.3 Elect Director M For For
6 3.4 Elect Director M For For
7 3.5 Elect Director M For For
8 3.6 Elect Director M For For
9 3.7 Elect Director M For For
10 3.8 Elect Director M For For
11 3.9 Elect Director M For For
12 3.1 Elect Director M For For
13 3.11 Elect Director M For For
14 3.12 Elect Director M For For
15 3.13 Elect Director M For For
16 3.14 Elect Director M For For
17 3.15 Elect Director M For For
18 3.16 Elect Director M For For
19 3.17 Elect Director M For For
20 3.18 Elect Director M For For
21 3.19 Elect Director M For For
22 3.2 Elect Director M For For
23 3.21 Elect Director M For For
24 3.22 Elect Director M For For
25 3.23 Elect Director M For For
26 3.24 Elect Director M For For
27 3.25 Elect Director M For For
28 4. Approve Retirement Bonus for Director M For For
29 5. Approve Payment of Annual Bonuses to Directors M For For
30 6. Approve Stock Option Plan M For For
- --------------------------------------------------------------------------------
BNP PARIBAS
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: FR0000131104
Meeting Date: 03/27/09 Record Date: 03/24/09
Country: France Meeting Type: Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Authorize New Class of Preferred Stock (Class B) M For For
and Amend Bylaws Accordingly, Subject to
Approval of Item 2
3 2. Authorize Issuance of Preferred Stock (Class B) M For For
in Favor of Societe de Prise de Participation de
l'Etat (SPPE) for up to Aggregate Nominal Amount
of EUR 608,064,070, Subject to Approval of Item 1
4 3. Approve Employee Stock Purchase Plan M For For
5 4. Authorize Capitalization of Reserves of Up to M For For
EUR 1 Billion for Bonus Issue or Increase in Par
Value, Subject to Approval of Items 1 and 2
6 5. Authorize Filing of Required Documents/Other M For For
Formalities
- --------------------------------------------------------------------------------
LAFARGE
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: FR0000120537
Meeting Date: 03/31/09 Record Date: 03/26/09
Country: France Meeting Type: Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Authorize Issuance of Equity or Equity-Linked M For For
Securities with Preemptive Rights up to
Aggregate Nominal Amount of EUR 1,500 Million
3 2. Cancel Authorizations Granted under Items 12 M For For
through 14 of General Meeting Held on May 03,
2007, Subject to Approval of Item 1
4 3. Approve Employee Stock Purchase Plan M For For
5 4. Authorize Filing of Required Documents/Other M For For
Formalities
- --------------------------------------------------------------------------------
INVESTOR AB
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: SE0000107419
Meeting Date: 03/31/09 Record Date: 03/25/09
Country: Sweden Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Elect Jacob Wallenberg as Chairman of Meeting M For Did Not
Vote
2 2. Prepare and Approve List of Shareholders M For Did Not
Vote
3 3. Approve Agenda of Meeting M For Did Not
Vote
4 4. Designate Inspector(s) of Minutes of Meeting M For Did Not
Vote
5 5. Acknowledge Proper Convening of Meeting M For Did Not
Vote
6 6. Receive Financial Statements and Statutory M None Did Not
Reports; Receive Auditor's Report Vote
7 7. Receive President's Report M None Did Not
Vote
8 8. Receive Report on the Work of the Board and Its M None Did Not
Committees Vote
9 9. Approve Financial Statements and Statutory M For Did Not
Reports Vote
10 10. Approve Discharge of Board and President M For Did Not
Vote
11 11. Approve Allocation of Income and Dividends of M For Did Not
SEK 4.00 per Share Vote
12 12. Determine Number of Members (10) and Deputy M For Did Not
Members (0) of Board Vote
13 13. Approve Remuneration of Directors in the Amount M For Did Not
of SEK 1.88 Million for Chairman, and SEK Vote
500,000 for Other Directors; Approve
Remuneration of Auditors
14 14. Reelect Directors Sune Carlsson, Borje Ekholm, M For Did Not
Sirkka Hamalainen, Hakan Mogren, Grace Reksten Vote
Skaugen, Griffith Sexton, Lena Torell, Jacob
Wallenberg (Chair), and Peter Wallenberg as
Directors; Elect Gunnar Brock as New Director
15 15. Amend Articles Re: Change Newspaper for M For Did Not
Publication of Meeting Notice Vote
16 16.a Approve Remuneration Policy And Other Terms of M For Did Not
Employment For Executive Management Vote
17 16.b Approve Long-Term Incentive Programs (Share M For Did Not
Matching Plan and Performance-Based Share Vote
Program)
18 17.a Authorize Repurchase of Issued Share Capital and M For Did Not
Reissuance of Repurchased Shares for General Vote
Purposes and in Support of Long-Term Incentive
Program and Synthetic Share Program for Board of
Directors
19 17.b Authorize Reissuance of 2.5 Million Repurchased M For Did Not
Shares in Support of 2009 Long-Term Incentive Vote
Plan
20 18. Authorize Chairman of Board and Representatives M For Did Not
of Four of Company's Largest Shareholders to Vote
Serve on Nominating Committee
21 19. Close Meeting M None Did Not
Vote
- --------------------------------------------------------------------------------
WOLSELEY PLC
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: GB0009764027
Meeting Date: 04/01/09
Country: United Kingdom Meeting Type: Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Approve Increase in Authorised Ordinary Share M For For
Capital from GBP 200,000,000 to GBP 250,000,000
2 2. Approve the Terms of the Placing; Authorise M For For
Issue of Equity or Equity-Linked Securities with
and without Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 56,250,000 (Placing)
3 3. Subdivide and Convert Each Issued Ordinary Share M For For
of 25 Pence Each into One Ordinary Share of One
Penny and One Deferred Share of 24 Pence;
Subdivide and Convert Each Authorised but
Unissued 25 Pence Ordinary Shares into 25
Interim Shares
4 4. Approve Consolidation of Every Ten Issued M For For
Interim Shares into One Ordinary Share of 10
Pence Each; Approve Consolidation of Every Ten
Authorised but Unissued Interim Shares into One
Ordinary Share of 10 Pence Each
5 5. Authorise Issue of Equity or Equity-Linked M For For
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 20,604,321
(Rights Issue); Otherwise up to GBP 8,700,000
6 6. Approve the Terms of the Rights Issue M For For
- --------------------------------------------------------------------------------
SES SA (FORMERLY SES GLOBAL)
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: LU0088087324
Meeting Date: 04/02/09
Country: Luxembourg Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Attendance List, Quorum, and Adoption of Agenda M None None
3 2. Nomination of a Secretary and of Two Scrutineers M For For
4 3. Receive Directors' Report M None None
5 4. Receive Annoucements on Main Developments During M None None
Fiscal Year 2008 and Developments
6 5. Receive Financial Statements and Statutory M None None
Reports (Non-Voting)
7 6. Receive Auditors' Report M None None
8 7. Accept Consolidated Financial Statements and M For For
Financial Statements
9 8. Approve Allocation of Income and Dividends M For For
10 9. Transfers Between Reserves Accounts M For For
11 10. Approve Discharge of Directors M For For
12 11. Approve Discharge of Auditors M For For
13 12. Approve Ernst and Young as Auditors and M For For
Authorize Board to Fix Their Remuneration
14 13. Approve Share Repurchase Program M For For
15 14. Approve Remuneration of Directors M For For
16 15. Transact Other Business (Non-Voting) M None None
- --------------------------------------------------------------------------------
THE ROYAL BANK OF SCOTLAND GROUP PLC
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: GB0007547838
Meeting Date: 04/03/09
Country: United Kingdom Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Accept Financial Statements and Statutory Reports M For For
2 2. Approve Remuneration Report M For Against
3 3. Elect Philip Hampton as Director M For For
4 4. Elect Stephen Hester as Director M For For
5 5. Elect John McFarlane as Director M For For
6 6. Elect Arthur Ryan as Director M For For
7 7. Reappoint Deloitte LLP as Auditors of the Company M For For
8 8. Authorise the Audit Committee to Fix M For For
Remuneration of Auditors
9 9. Approve Increase in Authorised Ordinary Share M For Against
Capital by GBP 7,500,000,000
10 10. Authorise Issue of Equity or Equity-Linked M For Against
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 3,288,000,408
(Rights Issue); Otherwise up to GBP 3,288,000,408
11 11. Subject to the Passing of the Preceding M For For
Resolution, Authorise Issue of Equity or
Equity-Linked Securities without Pre-emptive
Rights up to Aggregate Nominal Amount of GBP
493,200,061
12 12. Approve That a General Meeting Other Than an M For For
Annual General Meeting May Be Called on Not Less
Than 14 Clear Days' Notice
1 1. Approve Increase in Authorised Ordinary Share M For For
Capital by 16,909,716,385 New Ordinary Shares of
25 Pence Each; Authorise Issue of Equity with
Pre-emptive Rights up to GBP 4,227,429,096.25
(Placing and Open Offer)
2 2. Approve the Placing and Open Offer; Approve the M For For
Preference Share Redemption
3 3. Amend Articles of Association Re: Preference M For For
Share Redemption
4 4. Subject to and Conditional Upon the Passing of M For For
Resolution 1, Authorise Issue of Equity or
Equity-Linked Securities without Pre-emptive
Rights up to Aggregate Nominal Amount of GBP
4,227,429,096.25 (Placing and Open Offer)
- --------------------------------------------------------------------------------
KONINKLIJKE KPN NV
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: NL0000009082
Meeting Date: 04/07/09 Record Date: 03/16/09
Country: Netherlands Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Open Meeting and Announcements M None None
3 2. Receive Report of Management Board (Non-Voting) M None None
4 3. Approve Financial Statements and Statutory M For For
Reports
5 4. Receive Explanation on Company's Reserves and M None None
Dividend Policy
6 5. Approve Dividends of EUR 0.40 Per Share M For For
7 6. Approve Discharge of Management Board M For For
8 7. Approve Discharge of Supervisory Board M For For
9 8. Ratify PricewaterhouseCoopers Accountants as M For For
Auditors
10 9. Opportunity to Nominate Supervisory Board Members M None None
11 10. Elect A.H.J. Risseeuw to Supervisory Board M For For
12 11. Elect M.E. van Lier Lels to Supervisory Board M For For
13 12. Elect R.J. Routs to Supervisory Board M For For
14 13. Elect D.J. Haank to Supervisory Board M For For
15 14. Announce Vacancies on Supervisory Board Arising M None None
in 2010
16 15. Authorize Repurchase of Shares M For For
17 16. Approve Reduction in Issued Share Capital by M For For
Cancellation of Shares
18 17. Allow Questions and Close Meeting M None None
- --------------------------------------------------------------------------------
PETROLEO BRASILEIRO
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: 71654V101
Meeting Date: 04/08/09 Record Date: 03/23/09
Country: Brazil Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Elect Director M For Against
3 2. Elect Fiscal Council Members and Alternates M For Against
- --------------------------------------------------------------------------------
JULIUS BAER HOLDING AG (FORMERLY BAER HOLDINGS)
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: CH0029758650
Meeting Date: 04/08/09
Country: Switzerland Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Share Re-registration Consent M For For
- --------------------------------------------------------------------------------
QBE INSURANCE GROUP LTD.
Client Account Number: 44301500
Ticker Symbol: QBE CUSIP/Security ID: AU000000QBE9
Meeting Date: 04/08/09 Record Date: 04/06/09
Country: Australia Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Receive and Consider the Financial Reports and M None None
the Reports of the Directors and of the Auditors
of the Company for the Year Ended Dec. 31, 2008
2 2. Approve Remuneration Report for the Financial M For For
Year Ended Dec. 31, 2008
3 3. Ratify Past Issuance of 97.56 Million Shares at M For Against
an Issue Price of A$20.50 Per Share Made on Dec.
4, 2008
4 4. Renew Partial Takeover Provision M For For
5 5.a Elect E J Cloney as Director M For For
6 5.b Elect I F Hudson as Director M For For
7 5.c Elect B J Hutchinson as Director M For For
8 5.d Elect I Y L Lee as Director M For For
- --------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD. (FORMERLY DEVELOPMENT BANK OF SINGAPORE)
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: SG1L01001701
Meeting Date: 04/08/09
Country: Singapore Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Adopt Financial Statements and Directors' and M For For
Auditors' Reports
2 2. Declare Final Dividend of SGD 0.14 Per Share M For For
3 3.a Approve Directors' Fees of SGD 1.5 Million M For For
(2007: SGD 1.7 Million)
4 3.b Approve Special Remuneration of SGD 2.0 Million M For For
for Koh Boon Hwee
5 4. Reappoint PricewaterhouseCoopers LLC as Auditors M For For
and Authorize Board to Fix Their Remuneration
6 5.a Reelect Koh Boon Hwee as Director M For For
7 5.b Reelect Christopher Cheng Wai Chee as Director M For For
8 6.a Reelect Richard Daniel Stanley as Director M For For
9 6.b Reelect Euleen Goh Yiu Kiang as Director M For For
10 6.c Reelect Bart Joseph Broadman as Director M For For
11 7. Reelect Andrew Robert Fowell Buxton as Director M For For
12 8.a Approve Issuance of Shares and/or Grant Awards M For For
Pursuant to the DBSH Share Option Plan and/or
the DBSH Share Plan
13 8.b Approve Issuance of Shares Under Preemptive M For Against
Rights
1 1. Authorize Share Repurchase Program M For For
2 2. Approve Extension and Modification of the DBSH M For For
Share Plan
3 3. Amend Articles of Association M For For
4 4. Approve Issuance of Shares, New NRPS and New RPS M For For
Pursuant to the DBSH Scrip Dividend Scheme
- --------------------------------------------------------------------------------
JULIUS BAER HOLDING AG (FORMERLY BAER HOLDINGS)
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: CH0029758650
Meeting Date: 04/08/09
Country: Switzerland Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Accept Financial Statements and Statutory Reports M For For
2 2. Approve Allocation of Income and Dividends of M For For
CHF 0.50 per Share
3 3. Approve Discharge of Board and Senior Management M For For
4 4.1 Reelect Raymond Baer as Director M For For
5 4.2 Elect Leonhard Fischer as Director M For For
6 5. Ratify KPMG AG as Auditors M For For
7 6. Approve CHF 220,175 Reduction in Share Capital M For For
via Cancellation of 4.4 Million Repurchased
Shares
8 7. Amend Articles Re: Auditors, AGM Resolutions on M For For
Sale of Shares in Julius Baer & Co. AG,
Shareholding Requirement for Board Members
- --------------------------------------------------------------------------------
UBS AG
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: CH0024899483
Meeting Date: 04/15/09
Country: Switzerland Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Share Re-registration Consent M For For
1 1.1 Accept Financial Statements and Statutory Reports M For For
2 1.2 Approve 2009 Compensation Model M For For
3 2. Approve Carrying Forward of Net Loss M For For
4 3.1.1 Reelect Peter Voser as Director M For For
5 3.1.2 Reelect David Sidwell as Director M For For
6 3.1.3 Reelect Sally Bott as Director M For For
7 3.1.4 Reelect Rainer-Marc Frey as Director M For For
8 3.1.5 Reelect Bruno Gehrig as Director M For For
9 3.1.6 Reelect William Parrett as Director M For For
10 3.2.1 Elect Kaspar Villiger as Director M For For
11 3.2.2 Elect Michel Demare as Director M For For
12 3.2.3 Elect Ann Goodbehere as Director M For For
13 3.2.4 Elect Axel Lehmann as Director M For For
14 3.3 Ratify Ernst & Young Ltd. as Auditors M For For
15 3.4 Ratify BDO Visura as Special Auditors M For For
16 4. Approve Issuance of Warrants without Preemptive M For Against
Rights; Approve Creation of CHF 10 Million Pool
of Capital to Guarantee Conversion Rights
17 5. Approve Creation of CHF 29.3 Million Pool of M For Against
Capital without Preemptive Rights
- --------------------------------------------------------------------------------
BP PLC
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: 055622104
Meeting Date: 04/16/09 Record Date: 02/20/09
Country: United Kingdom Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. TO RECEIVE THE DIRECTORS ANNUAL REPORT AND M For For
ACCOUNTS
3 2. TO APPROVE THE DIRECTORS REMUNERATION REPORT M For Against
4 3. DIRECTOR MR A BURGMANS M For For
5 4. DIRECTOR MRS C B CARROLL M For For
6 5. DIRECTOR SIR WILLIAM CASTELL M For For
7 6. DIRECTOR MR I C CONN M For For
8 7. DIRECTOR MR G DAVID M For For
9 8. DIRECTOR MR E B DAVIS, JR M For For
10 9. DIRECTOR MR R DUDLEY M For For
11 10. DIRECTOR MR D J FLINT M For For
12 11. DIRECTOR DR B E GROTE M For For
13 12. DIRECTOR DR A B HAYWARD M For For
14 13. DIRECTOR MR A G INGLIS M For For
15 14. DIRECTOR DR D S JULIUS M For For
16 15. DIRECTOR SIR TOM MCKILLOP M For For
17 16. DIRECTOR SIR IAN PROSSER M For For
18 17. DIRECTOR MR P D SUTHERLAND M For For
19 18. TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS AND M For For
AUTHORIZE THEBOARD TO FIX THEIR REMUNERATION
20 19. SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY M For For
FOR THE PURCHASEOF ITS OWN SHARES BY THE COMPANY
21 20. TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO M For For
A SPECIFIEDAMOUNT
22 21. SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A M For For
LIMITED NUMBEROF SHARES FOR CASH FREE OF
PRE-EMPTION RIGHTS
23 22. SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING OF M For For
GENERAL MEETINGS(EXCLUDING ANNUAL GENERAL
MEETINGS) BY NOTICE OF AT LEAST 14CLEAR DAYS
- --------------------------------------------------------------------------------
L OREAL
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: FR0000120321
Meeting Date: 04/16/09 Record Date: 04/09/09
Country: France Meeting Type: Annual/Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Approve Financial Statements and Statutory M For For
Reports
3 2. Accept Consolidated Financial Statements and M For For
Statutory Reports
4 3. Approve Allocation of Income and Dividends of M For For
EUR 1.44 per Share
5 4. Approve Auditors' Special Report Regarding M For For
Related-Party Transactions
6 5. Subject to Approval of Item 15, Reelect Werner M For For
Bauer as Director
7 6. Reelect Francoise Bettencourt Meyers as Director M For For
8 7. Reelect Peter Brabeck-Letmathe as Director M For For
9 8. Subject to Approval of Item 15, Reelect M For For
Jean-Pierre Meyers as Director
10 9. Reelect Louis Schweitzer as Director M For For
11 10. Authorize Repurchase of Up to 10 Percent of M For For
Issued Share Capital
13 11. Authorize Issuance of Equity with Preemptive M For Against
Rights up to Aggregate Nominal Amount of EUR
55.3 Million
14 12. Authorize up to 2 Percent of Issued Capital for M For For
Use in Stock Option Plan
15 13. Authorize up to 0.2 Percent of Issued Capital M For For
for Use in Restricted Stock Plan
16 14. Approve Employee Stock Purchase Plan M For For
17 15. Amend Article 8 of Bylaws Re: Length of Term for M For For
Directors
18 16. Amend Article 15A-3 of Bylaws Re: Adoption of M For Against
Preferred Dividends for Long-Term Registered
Shareholders
19 17. Authorize Filing of Required Documents/Other M For For
Formalities
- --------------------------------------------------------------------------------
BANK OF EAST ASIA, LIMITED
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: HK0023000190
Meeting Date: 04/16/09 Record Date: 04/14/09
Country: Hong Kong Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Accept Audited Accounts and Director's and M For For
Auditor's Report
3 2. Approve Final Dividend of HK$ 0.02 Per Share M For For
(With Scrip Option)
4 3.a Reelect Wong Chung-hin as Director M For For
5 3.b Reelect Lee Shau-kee as Director M For For
6 3.c Reelect William Mong Man-wai as Director M For For
7 3.d Reelect Kenneth Lo Chin-ming as Director M For For
8 3.e Reelect Eric Li Fook-chuen as Director M For For
9 3.f Reelect Valiant Cheung Kin-piu as Director M For For
10 4. Reappoint KPMG as Auditors and Authorize Board M For For
to Fix Their Remuneration
11 5. Approve Bonus Issue of Shares M For For
12 6. Amend Articles of Association M For For
13 7. Approve Issuance of Equity or Equity-Linked M For For
Securities without Preemptive Rights
14 8. Authorize Repurchase of Up to 10 Percent of M For For
Issued Share Capital
15 9. Authorize Reissuance of Repurchased Shares M For Against
17 10. Appoint Kwok Siu Man as Independent S None Against
Non-Executive Director
- --------------------------------------------------------------------------------
BP PLC
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: GB0007980591
Meeting Date: 04/16/09
Country: United Kingdom Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Accept Financial Statements and Statutory Reports M For For
2 2. Approve Remuneration Report M For Against
3 3. Re-elect Antony Burgmans as Director M For For
4 4. Re-elect Cynthia Carroll as Director M For For
5 5. Re-elect Sir William Castell as Director M For For
6 6. Re-elect Iain Conn as Director M For For
7 7. Re-elect George David as Director M For For
8 8. Re-elect Erroll Davis, Jr as Director M For For
9 9. Elect Robert Dudley as Director M For For
10 10. Re-elect Douglas Flint as Director M For For
11 11. Re-elect Dr Byron Grote as Director M For For
12 12. Re-elect Dr Tony Hayward as Director M For For
13 13. Re-elect Andy Inglis as Director M For For
14 14. Re-elect Dr DeAnne Julius as Director M For For
15 15. Re-elect Sir Tom McKillop as Director M For For
16 16. Re-elect Sir Ian Prosser as Director M For For
17 17. Re-elect Peter Sutherland as Director M For For
18 18. Reappoint Ernst & Young LLP as Auditors and M For For
Authorise Board to Fix Their Remuneration
19 19. Authorise 1,800,000,000 Ordinary Shares for M For For
Market Purchase
20 20. Authorise Issue of Equity or Equity-Linked M For For
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of USD 1,561,000,000
21 21. Authorise Issue of Equity or Equity-Linked M For For
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of USD 234,000,000
22 22. Approve That a General Meeting Other Than an M For For
Annual General Meeting May Be Called on Not Less
Than 14 Clear Days' Notice
- --------------------------------------------------------------------------------
OVERSEA-CHINESE BANKING CORP. LTD.
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: SG1S04926220
Meeting Date: 04/17/09
Country: Singapore Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Adopt Financial Statements and Directors' and M For For
Auditors' Reports
2 2.a Reelect Lee Seng Wee as Director M For For
3 2.b Reelect Patrick Yeoh Khwai Hoh as Director M For For
4 3.a Reelect Bobby Chin Yoke Choong as Director M For For
5 3.b Reelect Pramukti Surjaudaja as Director M For For
6 4.a Reelect Fang Ai Lian as Director M For For
7 4.b Reelect Colm McCarthy as Director M For For
8 5. Declare Final Dividend of SGD 0.14 Per Share M For For
9 6.a Approve Directors' Fees of SGD 1.6 Million M For For
(2007: 1.7 Million)
10 6.b Approve Allotment and Issuance of 4,800 Ordinary M For For
Shares in the Capital of the Bank (2007: 4,800
Ordinary Shares) for Each of its Non-Executive
Director
11 7. Appoint Auditors and Authorize Board to Fix M For For
Their Remuneration
12 8.a Authorize Issuance of Equity or Equity-Linked M For Against
Securities with Preemptive Rights
13 8.b Approve Issuance of Shares without Preemptive M For Against
Rights
14 9. Approve Issuance of Shares, Grant of Options M For For
and/or Rights to Subscribe for Ordinary Shares
Pursuant to the OCBC Share Option Scheme 2001
and OCBC Employee Share Purchase Plan
15 10. Approve Issuance of Shares Pursuant to the M For For
Oversea-Chinese Banking Corporation Limited
Scrip Dividend Scheme
16 11. Approve Allotment and Issuance of Preference M For For
Shares or Non-Voting Shares in the Capital of
the Bank Whether by Way of Rights, Bonus, or
Otherwise
- --------------------------------------------------------------------------------
SANOFI AVENTIS
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: FR0000120578
Meeting Date: 04/17/09 Record Date: 04/14/09
Country: France Meeting Type: Annual/Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Approve Financial Statements and Statutory M For For
Reports
3 2. Accept Consolidated Financial Statements and M For For
Statutory Reports
4 3. Approve Allocation of Income and Dividends of M For For
EUR 2.20 per Share
5 4. Ratify Appointment of Chris Viehbacher as M For For
Director
6 5. Approve Auditors' Special Report Regarding M For Against
Related-Party Transactions
7 6. Approve Transaction with Chris Viehbacher Re: M For Against
Severance Payments
8 7. Authorize Repurchase of Up to 10 Percent of M For For
Issued Share Capital
10 8. Authorize Issuance of Equity or Equity-Linked M For Against
Securities with Preemptive Rights up to
Aggregate Nominal Amount of EUR 1.3 Billion
11 9. Authorize Issuance of Equity or Equity-Linked M For Against
Securities without Preemptive Rights up to
Aggregate Nominal Amount of EUR 500 Million
12 10. Authorize Capital Increase of up to 10 Percent M For For
of Issued Capital for Future Acquisitions
13 11. Authorize Board to Increase Capital in the Event M For Against
of Additional Demand Related to Delegation
Submitted to Shareholder Vote Above
14 12. Authorize Capitalization of Reserves of Up to M For For
EUR 500 Million for Bonus Issue or Increase in
Par Value
15 13. Approve Employee Stock Purchase Plan M For For
16 14. Authorize up to 2.5 Percent of Issued Capital M For Against
for Use in Stock Option Plan
17 15. Authorize up to 1.0 Percent of Issued Capital M For Against
for Use in Restricted Stock Plan
18 16. Approve Reduction in Share Capital via M For For
Cancellation of Repurchased Shares
19 17. Amend Article 15 of the Bylaws Re: Audit M For For
Committee
20 18. Authorize Filing of Required Documents/Other M For For
Formalities
- --------------------------------------------------------------------------------
OVERSEA-CHINESE BANKING CORP. LTD.
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: SG1S04926220
Meeting Date: 04/17/09
Country: Singapore Meeting Type: Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Authorize Share Repurchase Program M For For
2 2. Amend OCBC Employee Share Purchase Plan M For For
- --------------------------------------------------------------------------------
AMERICA MOVIL, S.A.B. DE C.V.
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: 02364W105
Meeting Date: 04/20/09 Record Date: 04/06/09
Country: Mexico Meeting Type: Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Elect Directors for Class L Shares (Bundled) M For Against
3 2. Designate Inspector or Shareholder M For For
Representative(s) of Minutes of Meeting
- --------------------------------------------------------------------------------
SWISSCOM AG
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: CH0008742519
Meeting Date: 04/21/09
Country: Switzerland Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Share Re-registration Consent M For For
- --------------------------------------------------------------------------------
DEUTSCHE POST AG
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: DE0005552004
Meeting Date: 04/21/09
Country: Germany Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Receive Financial Statements and Statutory M None None
Reports for Fiscal 2008 (Non-Voting)
2 2. Approve Allocation of Income and Dividends of M For For
EUR 0.60 per Share
3 3. Approve Discharge of Management Board for Fiscal M For For
2008
4 4. Approve Discharge of Supervisory Board for M For For
Fiscal 2008
5 5. Ratify PricewaterhouseCoopers AG as Auditors for M For For
Fiscal 2009
6 6. Authorize Share Repurchase Program and M For For
Reissuance or Cancellation of Repurchased Shares
7 7. Authorize Use of Financial Derivatives when M For For
Repurchasing Shares
8 8. Approve Creation of EUR 240 Million Pool of M For For
Capital without Preemptive Rights
9 9.a Elect Ulrich Schroeder to the Supervisory Board M For For
10 9.b Elect Henning Kagermann to the Supervisory Board M For For
11 9.c Elect Stefan Schulte to the Supervisory Board M For For
12 10. Amend Articles Re: Proxy Voting and Location of M For For
General Meeting
- --------------------------------------------------------------------------------
SWISSCOM AG
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: CH0008742519
Meeting Date: 04/21/09
Country: Switzerland Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Accept Financial Statements and Statutory Reports M For Did Not
Vote
2 2. Approve Allocation of Income and Dividends of M For Did Not
CHF 19 per Share Vote
3 3. Approve Discharge of Board and Senior Management M For Did Not
Vote
4 4. Approve CHF 1.6 Million Reduction in Share M For Did Not
Capital via Cancellation of Repurchased Shares Vote
5 5.1 Reelect Michel Gobet as Director M For Did Not
Vote
6 5.2 Reelect Torsten Kreindl as Director M For Did Not
Vote
7 5.3 Reelect Richard Roy as Director M For Did Not
Vote
8 5.4 Reelect Othmar Vock as Director M For Did Not
Vote
9 5.5 Elect Hansueli Loosli as Director M For Did Not
Vote
10 6. Ratify KPMG AG as Auditors M For Did Not
Vote
- --------------------------------------------------------------------------------
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: DE0008430026
Meeting Date: 04/22/09
Country: Germany Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1.a Receive Supervisory Board, Corporate Governance, M None None
and Remuneration Reports for Fiscal 2008
(Non-Voting)
2 1.b Receive Financial Statements and Statutory M None None
Reports for Fiscal 2008 (Non-Voting)
3 2. Approve Allocation of Income and Dividends of M For For
EUR 5.50 per Share
4 3. Approve Discharge of Management Board for Fiscal M For For
2008
5 4. Approve Discharge of Supervisory Board for M For For
Fiscal 2008
6 5. Authorize Share Repurchase Program and M For For
Reissuance or Cancellation of Repurchased Shares
7 6. Authorize Use of Financial Derivatives when M For For
Repurchasing Shares
8 7.1 Elect Peter Gruss to the Supervisory Board M For For
9 7.2 Elect Henning Kagermann to the Supervisory Board M For For
10 7.3 Elect Peter Loescher to the Supervisory Board M For For
11 7.4 Elect Wolfgang Mayrhuber to the Supervisory Board M For For
12 7.5 Elect Karel Van Miert to the Supervisory Board M For For
13 7.6 Elect Bernd Pischetsrieder to the Supervisory M For For
Board
14 7.7 Elect Anton van Rossum to the Supervisory Board M For For
15 7.8 Elect Hans-Juergen Schinzler to the Supervisory M For For
Board
16 7.9 Elect Ron Sommer to the Supervisory Board M For For
17 7.1 Elect Thomas Wellauer to the Supervisory Board M For For
18 8. Approve Creation of EUR 280 Million Pool of M For Against
Capital without Preemptive Rights
19 9. Amend Articles Re: Entry in the Shareholders,,ss. M For Against
Register and Registration for the General Meeting
20 10. Amend Articles Re: Electronic Participation in M For For
the General Meeting and Postal Vote due to New
German Legislation (Law on Transposition of EU
Shareholders' Rights Directive)
21 11. Amend Articles Re: Election of Chairman and M For For
Deputy Chairman and Decision-Making of
Supervisory Board
- --------------------------------------------------------------------------------
AEGON NV
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: NL0000303709
Meeting Date: 04/22/09 Record Date: 03/23/09
Country: Netherlands Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Open Meeting M None None
3 2. Presentation on the Course of Business and M None None
Significant Events in 2008
4 3. Approve Financial Statements and Statutory M For For
Reports
5 4. Receive Information on Distributed Dividends of M None For
EUR 0.30 Per Share (Non-Voting)
6 5. Approve Discharge of Management Board M For For
7 6. Approve Discharge of Supervisory Board M For For
8 7. Ratify Ernst & Young as Auditors M For For
9 8. Elect J.J. Nooitgedacht to Executive Board M For For
10 9. Reelect D.G. Eustace to Supervisory Board M For For
11 10. Reelect S. Levy to Supervisory Board M For For
12 11. Elect A.W.H. Doctors van Leeuwen to Supervisory M For For
Board
13 12. Grant Board Authority to Issue Shares Up To 10 M For For
Percent of Issued Capital Plus Additional 10
Percent in Case of Takeover/Merger
14 13. Authorize Board to Exclude Preemptive Rights M For Against
from Issuance under Item 12
15 14. Authorize Repurchase of Up to Ten Percent of M For For
Issued Share Capital
16 15.i Retirement of W.F.C. Stevens as a Supervisory M None None
Board Member
17 15.ii Retirement of J.B.M. Streppel as a Executive M None None
Board Member
18 16. Other Business (Non-Voting) M None None
19 17. Close Meeting M None None
- --------------------------------------------------------------------------------
ENCANA CORPORATION
Client Account Number: 44301500
Ticker Symbol: ECA CUSIP/Security ID: CA2925051047
Meeting Date: 04/22/09 Record Date: 03/09/09
Country: Canada Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1.1 Elect Director Ralph S. Cunningham M For For
2 1.2 Elect Director Patrick D. Daniel M For For
3 1.3 Elect Director Ian W. Delaney M For For
4 1.4 Elect Director Randall K. Eresman M For For
5 1.5 Elect Director Claire S. Farley M For For
6 1.6 Elect Director Michael A. Grandin M For For
7 1.7 Elect Director Barry W. Harrison M For For
8 1.8 Elect Director Valerie A.A. Nielsen M For For
9 1.9 Elect Director David P. O'Brien M For For
10 1.1 Elect Director Jane L. Peverett M For For
11 1.11 Elect Director Allan P. Sawin M For For
12 1.12 Elect Director Wayne G. Thomson M For For
13 1.13 Elect Director Clayton H. Woitas M For For
14 2. Approve PricewaterhouseCoopers LLP as Auditors M For For
and Authorize Board to Fix Their Remuneration
- --------------------------------------------------------------------------------
ERICSSON (TELEFONAKTIEBOLAGET L M ERICSSON)
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: SE0000108656
Meeting Date: 04/22/09 Record Date: 04/16/09
Country: Sweden Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Elect Michael Treschow as Chairman of Meeting M For For
2 2. Prepare and Approve List of Shareholders M For For
3 3. Approve Agenda of Meeting M For For
4 4. Acknowledge Proper Convening of Meeting M For For
5 5. Designate Inspector(s) of Minutes of Meeting M For For
6 6. Receive Financial Statements and Statutory M None None
Reports; Receive Auditors' Report
7 7. Receive President's Report; Allow Questions M None None
8 8.a Approve Financial Statements and Statutory M For For
Reports
9 8.b Approve Discharge of Board and President M For For
10 8.c Approve Allocation of Income and Dividends of M For For
SEK 1.85 per Share; Approve April 27, 2009 as
Record Date for Dividend
11 9.a Determine Number of Members (10) and Deputy M For For
Members (0) of Board
12 9.b Approve Remuneration of Directors in the Amount M For For
of SEK 3.8 Million for Chairman and SEK 750,000
for Other Directors (Including Possibility to
Receive Part of Remuneration in Phantom Shares);
Approve Remuneration of Committee Members
13 9.c Reelect Michael Treschow (Chairman), Roxanne M For For
Austin, Peter Bonfield, Boerje Ekholm, Ulf
Johansson, Sverker Martin-Loef, Nancy McKinstry,
Anders Nyren, Carl-Henric Svanberg, and Marcus
Wallenberg as Directors
14 9.d Authorize Chairman of Board and Representatives M For For
of Four of Company's Largest Shareholders by
Voting Power to Serve on Nominating Committee;
Approve the Assignment of the Nomination
Committee
15 9.e Approve Omission of Remuneration to Nominating M For For
Committee Members
16 9.f Approve Remuneration of Auditors M For For
17 10. Approve Remuneration Policy And Other Terms of M For For
Employment For Executive Management
18 11.1 Approve 2009 Share Matching Plan for All M For For
Employees
19 11.2 Authorize Reissuance of 13.9 Million Repurchased M For For
Class B Shares for 2009 Share Matching Plan for
All Employees
20 11.3 Approve Swap Agreement with Third Party as M For Against
Alternative to Item 11.2
21 11.4 Approve 2009 Share Matching Plan for Key M For For
Contributors
22 11.5 Authorize Reissuance of 8.5 Million Repurchased M For For
Class B Shares for 2009 Share Matching Plan for
Key Contributors
23 11.6 Approve Swap Agreement with Third Party as M For Against
Alternative to Item 11.5
24 11.7 Approve 2009 Restricted Stock Plan for Executives M For For
25 11.8 Authorize Reissuance of 4.6 Million Repurchased M For For
Class B Shares for 2009 Restricted Stock Plan
for Executives
26 11.9 Approve Swap Agreement with Third Party as M For Against
Alternative to Item 11.8
27 12. Authorize Reissuance of 11 Million Repurchased M For For
Class B Shares to Cover Social Costs in
Connection with 2001 Global Stock Incentive
Program, and 2005, 2006, 2007, and 2008
Long-Term Incentive and Variable Compensation
Plans
28 13. Amend Articles Regarding Publication of Meeting M For For
Notice
30 14. Authorize the Board of Directors to Explore How S None For
to Provide All Shares with Equal Voting Rights
31 15. Close Meeting M None None
- --------------------------------------------------------------------------------
SYNTHES INC
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: US87162M4096
Meeting Date: 04/22/09 Record Date: 03/25/09
Country: USA Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Accept Financial Statements and Statutory Reports M For For
2 2. Receive The Report on Dividend Approved by The M For For
Board of Directors
3 3. Elect Directors David Helfet, Andre Muller, M For For
Felix Pardo and Dr.h. c. mult. Hansjorg Wyss
4 4. Ratify Auditors M For For
- --------------------------------------------------------------------------------
NESTLE SA
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: CH0038863350
Meeting Date: 04/23/09
Country: Switzerland Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Share Re-registration Consent M For For
- --------------------------------------------------------------------------------
BARCLAYS PLC
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: GB0031348658
Meeting Date: 04/23/09
Country: United Kingdom Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Accept Financial Statements and Statutory Reports M For For
2 2. Approve Remuneration Report M For For
3 3. Elect Simon Fraser as Director M For For
4 4. Re-elect Marcus Agius as Director M For For
5 5. Re-elect David Booth as Director M For For
6 6. Re-elect Sir Richard Broadbent as Director M For For
7 7. Re-elect Richard Clifford as Director M For For
8 8. Re-elect Fulvio Conti as Director M For For
9 9. Re-elect Robert Diamond Jr as Director M For For
10 10. Re-elect Sir Andrew Likierman as Director M For For
11 11. Re-elect Christopher Lucas as Director M For For
12 12. Re-elect Sir Michael Rake as Director M For For
13 13. Re-elect Stephen Russell as Director M For For
14 14. Re-elect Frederik Seegers as Director M For For
15 15. Re-elect Sir John Sunderland as Director M For For
16 16. Re-elect John Varley as Director M For For
17 17. Re-elect Patience Wheatcroft as Director M For For
18 18. Reappoint PricewaterhouseCoopers LLP as Auditors M For For
of the Company
19 19. Authorise Board to Fix Remuneration of Auditors M For For
20 20. Authorise Company and its Subsidiaries to Make M For For
EU Political Donations to Political
Organisations up to GBP 25,000 and Incur EU
Political Expenditure up to GBP 100,000
21 21. Approve Increase in Authorised Ordinary Share M For For
Capital from GBP 3,499,000,000 to GBP
5,249,000,000
22 22. Issue Equity with Pre-emptive Rights Under a M For Against
General Authority up to GBP 738,016,774, USD
77.5M, EUR 40.0M, JPY 4.0B and an Additional Amt
Pursuant to a Rights Issue up to GBP
1,396,033,549 After Deducting Any Securities
Issued Under the General Authority
23 23. Subject to the Passing of Resolution 22, M For For
Authorise Issue of Equity or Equity-Linked
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 104,702,516
24 24. Authorise 837,620,130 Ordinary Shares for Market M For For
Purchase
25 25. Approve That a General Meeting Other Than an M For For
Annual General Meeting May Be Called on Not Less
Than 14 Clear Days' Notice
- --------------------------------------------------------------------------------
DANONE
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: FR0000120644
Meeting Date: 04/23/09 Record Date: 04/20/09
Country: France Meeting Type: Annual/Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Approve Financial Statements and Statutory M For For
Reports
3 2. Accept Consolidated Financial Statements and M For For
Statutory Reports
4 3. Approve Allocation of Income and Dividends of M For For
EUR 1.20 per Share
5 4. Approve Stock Dividend Program M For For
6 5. Approve Auditors' Special Report Regarding M For Against
Related-Party Transactions
7 6. Reelect Richard Goblet d'Alviella as Director M For For
8 7. Reelect Christian Laubie as Director M For For
9 8. Reelect Jean Laurent as Director M For For
10 9. Reelect Hakan Mogren as Director M For For
11 10. Reelect Benoit Potier as Director M For For
12 11. Elect Guylaine Saucier as Director M For For
13 12. Approve Remuneration of Directors in the M For For
Aggregate Amount of EUR 600,000
14 13. Authorize Repurchase of Up to 10 Percent of M For For
Issued Share Capital
15 14. Approve Creation of Danone Eco-Systeme Fund M For Against
17 15. Change Company Name to Danone M For For
18 16. Amend Article 7 of Bylaws Re: Delegation of M For For
Power in Case of Share Capital Increase
19 17. Amend Articles 10 of Association Re: M For For
Shareholders Identification
20 18. Amend Article 18 of Bylaws Re: Attendance to M For For
Board Meetings Through Videoconference and
Telecommunication
21 19. Amend Article 22 of Bylaws Re: Record Date M For For
22 20. Amend Article 26 of Bylaws Re: Electronic Voting M For For
23 21. Amend Article 27 of Bylaws Re: Delegation of M For For
Powers to the Board for the Issuance of Bonds
24 22. Amend Articles 27 and 28 of Association Re: M For For
Quorum Requirements for Ordinary and
Extraordinary General Meetings
25 23. Authorize Issuance of Equity or Equity-Linked M For For
Securities with Preemptive Rights up to
Aggregate Nominal Amount of EUR 45 Million
26 24. Authorize Issuance of Equity or Equity-Linked M For Against
Securities without Preemptive Rights up to
Aggregate Nominal Amount of EUR 30 Million
27 25. Authorize Board to Increase Capital in the Event M For Against
of Additional Demand Related to Delegations
Submitted to Shareholder Vote Above
28 26. Authorize Capital Increase of Up to EUR 25 M For Against
Million for Future Exchange Offers
29 27. Authorize Capital Increase of up to 10 Percent M For For
of Issued Capital for Future Acquisitions
30 28. Authorize Capitalization of Reserves of Up to M For For
EUR 33 Million for Bonus Issue or Increase in
Par Value
31 29. Approve Employee Stock Purchase Plan M For For
32 30. Authorize up to 6 Million Shares for Use in M For For
Stock Option Plan
33 31. Authorize up to 2 Million Shares for Use in M For For
Restricted Stock Plan
34 32. Approve Reduction in Share Capital via M For For
Cancellation of Repurchased Shares
35 33. Authorize Filing of Required Documents/Other M For For
Formalities
- --------------------------------------------------------------------------------
NESTLE SA
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: CH0038863350
Meeting Date: 04/23/09
Country: Switzerland Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1.1 Accept Financial Statements and Statutory Reports M For For
2 1.2 Approve Remuneration Report M For For
3 2. Approve Discharge of Board and Senior Management M For For
4 3. Approve Allocation of Income and Dividends of M For For
CHF 1.40 per Share
5 4.1.1 Reelect Daniel Borel as Director M For For
6 4.1.2 Reelect Carolina Mueller-Moehl as Director M For For
7 4.2 Ratify KPMG AG as Auditors M For For
8 5. Approve CHF 180 million Reduction in Share M For For
Capital
- --------------------------------------------------------------------------------
ASSA ABLOY AB
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: SE0000255648
Meeting Date: 04/23/09 Record Date: 04/17/09
Country: Sweden Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Open Meeting M None Did Not
Vote
2 2. Elect Gustaf Douglas as Chairman of Meeting M For Did Not
Vote
3 3. Prepare and Approve List of Shareholders M For Did Not
Vote
4 4. Approve Agenda of Meeting M For Did Not
Vote
5 5. Designate Inspector(s) of Minutes of Meeting M For Did Not
Vote
6 6. Acknowledge Proper Convening of Meeting M For Did Not
Vote
7 7. Receive President's Report M None Did Not
Vote
8 8. Receive Financial Statements, Statutory Reports, M None Did Not
and Auditor's Report Vote
9 9.a Approve Financial Statements and Statutory M For Did Not
Reports Vote
10 9.b Approve Allocation of Income and Dividends of M For Did Not
SEK 3.60 Per Share Vote
11 9.c Approve Discharge of Board and President M For Did Not
Vote
12 10. Determine Number of Members (9) and Deputy M For Did Not
Members (0) of Board Vote
13 11. Approve Remuneration of Directors in the Amounts M For Did Not
of SEK 900,000 to the Chairman, SEK 450,000 to Vote
Other Directors; Approve Remuneration to
Committee Members
14 12. Reelect Gustaf Douglas (Chair), Carl Douglas, M For Did Not
Jorma Halonen, Birgitta Klasen, Eva Lindqvist, Vote
Johan Molin, Sven-Christer Nilsson, Lars
Renstrom, and Ulrik Svensson as Directors
15 13. Elect Gustaf Douglas, Mikael Ekdahl, Magnus M For Did Not
Landare, Marianne Nilsson, and mats Tuner as Vote
Members of Nominating Committee
16 14. Approve Remuneration Policy And Other Terms of M For Did Not
Employment For Executive Management Vote
17 15. Amend Articles Re: Notice of Meeting M For Did Not
Vote
18 16. Close Meeting M None Did Not
Vote
- --------------------------------------------------------------------------------
SCHNEIDER ELECTRIC SA
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: FR0000121972
Meeting Date: 04/23/09 Record Date: 04/20/09
Country: France Meeting Type: Annual/Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Approve Financial Statements and Statutory M For For
Reports
3 2. Accept Consolidated Financial Statements and M For For
Statutory Reports
4 3. Approve Allocation of Income and Dividends of M For For
EUR 3.45 per Share
5 4. Approve Auditors' Special Report Regarding M For For
Related-Party Transactions
6 5. Approve Transaction with Jean-Pascal Tricoire M For Against
Re: Pension Scheme and Severance Payment
7 6. Authorize Repurchase of Up to 10 Percent of M For For
Issued Share Capital
8 7. Ratify Change of Registered Office to 35, Rue M For For
Joseph Monier, 92500 Rueil Malmaison and Amend
Article 5 of Bylaws Accordingly
10 8. Update Corporate Purpose and Amend Article 2 of M For For
Bylaws Accordingly
11 9. Approve Share Ownership Disclosure Threshold M For For
12 10. Authorize Issuance of Equity or Equity-Linked M For Against
Securities with Preemptive Rights up to
Aggregate Nominal Amount of EUR 800 Million
13 11. Authorize Issuance of Equity or Equity-Linked M For Against
Securities without Preemptive Rights up to
Aggregate Nominal Amount of EUR 360 Million
14 12. Authorize Board to Increase Capital in the Event M For Against
of Additional Demand Related to Delegation
Submitted to Shareholder Vote Above
15 13. Authorize Capital Increase for Future Exchange M For For
Offers
16 14. Authorize up to 3 Percent of Issued Capital for M For For
Use in Stock Option Plan
17 15. Authorize up to 1 Percent of Issued Capital for M For Against
Use in Restricted Stock Plan
18 16. Approve Employee Stock Purchase Plan M For For
19 17. Approve Stock Purchase Plan Reserved for M For For
International Employees
20 18. Approve Reduction in Share Capital via M For For
Cancellation of Repurchased Shares
21 19. Authorize Filing of Required Documents/Other M For For
Formalities
23 A Limit Remuneration of Supervisory Board Members S Against Against
at the Aggregate Amount of EUR 600,000
- --------------------------------------------------------------------------------
BOUYGUES
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: FR0000120503
Meeting Date: 04/23/09 Record Date: 04/20/09
Country: France Meeting Type: Annual/Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Approve Financial Statements and Statutory M For For
Reports
3 2. Accept Consolidated Financial Statements and M For For
Statutory Reports
4 3. Approve Allocation of Income and Dividends of M For For
EUR 1.60 per Share
5 4. Approve Auditors' Special Report Regarding M For For
Related-Party Transactions
6 5. Reelect Martin Bouygues as Director M For For
7 6. Reelect Francis Bouygues as Director M For For
8 7. Reelect Pierre Barberis as Director M For For
9 8. Reelect Francois Bertiere as Director M For For
10 9. Reelect Georges Chodron de Courcel as Director M For For
11 10. Reappoint Ernst & Young Audit as Auditor M For For
12 11. Appoint Auditex as Alternate Auditor M For For
13 12. Authorize Repurchase of Up to 10 Percent of M For For
Issued Share Capital
15 13. Approve Reduction in Share Capital via M For For
Cancellation of Repurchased Shares
16 14. Authorize Issuance of Equity or Equity-Linked M For Against
Securities with Preemptive Rights up to
Aggregate Nominal Amount of EUR 150 Million
17 15. Authorize Capitalization of Reserves of Up to M For For
EUR 4 Billion for Bonus Issue or Increase in Par
Value
18 16. Authorize Issuance of Equity or Equity-Linked M For Against
Securities without Preemptive Rights up to
Aggregate Nominal Amount of EUR 150 Million
19 17. Authorize Board to Increase Capital in the Event M For Against
of Additional Demand Related to Delegation
Submitted to Shareholder Vote under Items 14 and
16
20 18. Authorize Board to Set Issue Price for 10 M For Against
Percent of Issued Capital Per Year Pursuant to
Issue Authority without Preemptive Rights
21 19. Authorize Capital Increase of up to 10 Percent M For For
of Issued Capital for Future Acquisitions
22 20. Authorize Capital Increase up to Aggregate M For Against
Nominal Amount of EUR 150 Million for Future
Exchange Offers
23 21. Approve Employee Stock Purchase Plan M For For
24 22. Authorize Issuance of Equity upon Conversion of M For Against
a Subsidiary's Equity-Linked Securities up to
EUR 150 Million
25 23. Approve Issuance of Securities Convertible into M For For
Debt up to an Aggregate Amount of EUR 5 Billion
26 24. Authorize Board to Issue Free Warrants with M For Against
Preemptive Rights During a Public Tender Offer
27 25. Allow Board to Use All Outstanding Capital M For Against
Authorizations in the Event of a Public Tender
Offer or Share Exchange Offer
28 26. Authorize Filing of Required Documents/Other M For For
Formalities
- --------------------------------------------------------------------------------
CREDIT SUISSE GROUP (FORMERLY CS HOLDING)
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: CH0012138530
Meeting Date: 04/24/09
Country: Switzerland Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Share Re-registration Consent M For For
1 1.1 Receive Financial Statements and Statutory M None None
Reports (Non-Voting)
2 1.2 Approve Remuneration Report M For For
3 1.3 Accept Financial Statements and Statutory Reports M For For
4 2. Approve Discharge of Board and Senior Management M For For
5 3. Approve Allocation of Retained Earnings and M For For
Dividends of CHF 0.10 per Share
6 4.1 Approve Issuance of Convertible Bonds and/or M For Against
Options without Preemptive Rights; Approve EUR 4
Million Increase of Existing Pool of Capital to
Guarantee Conversion Rights
7 4.2 Approve Creation of CHF 4 Million Pool of M For Against
Capital without Preemptive Rights
8 5.1 Amend Articles Re: Auditors M For For
9 5.2 Amend Articles Re: Presence Quorum for Board M For For
Resolutions
10 5.3 Amend Articles Re: Contributions in Kind M For For
11 6.1.1 Reelect Hans-Ulrich Doerig as Director M For For
12 6.1.2 Reelect Walter Kielholz as Director M For For
13 6.1.3 Reelect Richard Thornburgh as Director M For For
14 6.1.4 Elect Andreas Koopmann as Director M For For
15 6.1.5 Elect Urs Rohner as Director M For For
16 6.1.6 Elect John Tiner as Director M For For
17 6.2 Ratify KPMG AG as Auditors M For For
18 6.3 Ratify BDO Visura as Special Auditors M For For
- --------------------------------------------------------------------------------
ING GROEP NV
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: NL0000303600
Meeting Date: 04/27/09 Record Date: 03/30/09
Country: Netherlands Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Open Meeting and Receive Announcements M None None
3 2.a Receive Report of Management Board (Non-Voting) M None None
4 2.b Receive Report of Supervisory Board (Non-Voting) M None None
5 2.c Approve Financial Statements and Statutory M For For
Reports
6 3.a Receive Explanation on Company's Reserves and M None None
Dividend Policy
7 3.b Approve Dividends of EUR 0.74 Per Share M For For
8 4. Discuss Remuneration Report M None None
9 5. Discussion on Company's Corporate Governance M None None
Structure
10 6. Receive Explanation on Company's Corporate M None None
Responsibility Performance
11 7.a Approve Discharge of Management Board M For For
12 7.b Approve Discharge of Supervisory Board M For For
13 8.a Elect Jan Hommen to Executive Board M For For
14 8.b Elect Patrick Flynn M For For
15 9.a Reelect Godfried van der Lugt to Supervisory M For For
Board
16 9.b Elect Tineke Bahlmann to Supervisory Board M For For
17 9.c Elect Jeroen van der Veer to Supervisory Board M For For
18 9.d Elect Lodewijk de Waal to Supervisory Board M For For
19 10. Grant Board Authority to Issue Shares and M For Against
Restricting/Excluding Preemptive Rights
20 11. Authorize Repurchase of Shares M For Against
21 12. Any Other Businesss and Close Meeting M None None
- --------------------------------------------------------------------------------
COCA-COLA HELLENIC BOTTLING CO.
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: GRS104003009
Meeting Date: 04/27/09
Country: Greece Meeting Type: Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Authorize Share Repurchase Program M For For
- --------------------------------------------------------------------------------
SHIRE PLC
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: 82481R106
Meeting Date: 04/28/09 Record Date: 03/24/09
Country: United Kingdom Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. TO RECEIVE THE COMPANY'S ACCOUNTS FOR THE YEAR M For For
ENDED DECEMBER 31, 2008.
3 2. TO APPROVE THE DIRECTORS REMUNERATION REPORT M For For
FOR THE YEAR ENDED DECEMBER 31, 2008.
4 3. TO RE-ELECT DR BARRY PRICE AS A DIRECTOR OF THE M For For
COMPANY.
5 4. TO RE-APPOINT DELOITTE LLP AS AUDITORS OF THE M For For
COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF
THE MEETING TO THE CONCLUSION OF THE ANNUAL
GENERAL MEETING OF THE COMPANY TO BE HELD IN
2010.
6 5. TO AUTHORIZE THE AUDIT, COMPLIANCE & RISK M For For
COMMITTEE OF THE BOARD TO DETERMINE THE
REMUNERATION OF THE AUDITORS.
7 6. TO RESOLVE THAT THE AUTHORITY TO ALLOT RELEVANT M For Against
SECURITIES (AS DEFINED IN THE COMPANY'S ARTICLES
OF ASSOCIATION) CONFERRED ON THE DIRECTORS BY
ARTICLE 10 PARAGRAPH (B) OF THE COMPANY'S
ARTICLES OF ASSOCIATION BE RENEWED.
8 7. TO RESOLVE THAT, SUBJECT TO THE PASSING OF THE M For For
PREVIOUS RESOLUTION, THE AUTHORITY TO ALLOT
EQUITY SECURITIES (AS DEFINED IN THE COMPANY S
ARTICLES OF ASSOCIATION) WHOLLY FOR CASH, ALL AS
MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
9 8. TO RESOLVE THAT THE COMPANY BE AND IS HEREBY M For For
GENERALLY AND UNCONDITIONALLY AUTHORIZED, ALL AS
MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
- --------------------------------------------------------------------------------
AHOLD KON NV
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: NL0006033250
Meeting Date: 04/28/09 Record Date: 04/01/09
Country: Netherlands Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Open Meeting M None None
3 2. Receive Report of Management Board (Non-Voting) M None None
4 3. Receive Explanation on Company's Reserves and M None None
Dividend Policy
5 4. Approve Financial Statements and Statutory M For For
Reports
6 5. Approve Dividends of EUR 0.18 Per Share M For For
7 6. Approve Discharge of Management Board M For For
8 7. Approve Discharge of Supervisory Board M For For
9 8. Elect L. Benjamin to Executive Board M For For
10 9. Reelect S.M. Shern to Supervisory Board M For For
11 10. Reelect D.C. Doijer to Supervisory Board M For For
12 11. Elect B.J. Noteboom to Supervisory Board M For For
13 12. Ratify Deloitte Accountants as Auditors M For For
14 13. Grant Board Authority to Issue Shares Up To 10 M For For
Percent of Issued Capital
15 14. Authorize Board to Exclude Preemptive Rights M For For
from Issuance under Item 13
16 15. Authorize Repurchase of Up to Ten Percent of M For For
Issued Share Capital
17 16. Approve Reduction of Issued Capital by M For For
Cancelling Treasury Shares
18 17. Close Meeting M None None
- --------------------------------------------------------------------------------
SHIRE PLC
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: JE00B2QKY057
Meeting Date: 04/28/09
Country: United Kingdom Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Accept Financial Statements and Statutory Reports M For For
2 2. Approve Remuneration Report M For For
3 3. Re-elect Dr Barry Price as Director M For For
4 4. Reappoint Deloitte LLP as Auditors of the Company M For For
5 5. Authorise the Audit, Compliance and Risk M For For
Committee to Fix Remuneration of Auditors
6 6. Authorise Issue of Equity or Equity-Linked M For Against
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 9,337,043 and an
Additional GBP 9,337,043 in Connection with an
Offer by Way of a Rights Issue
7 7. Subject to the Passing of the Previous M For For
Resolution, Authorise Issue of Equity or
Equity-Linked Securities without Pre-emptive
Rights up to Aggregate Nominal Amount of GBP
1,400,556
8 8. Authorise 56,022,258 Ordinary Shares for Market M For For
Purchase
- --------------------------------------------------------------------------------
INMET MINING CORP.
Client Account Number: 44301500
Ticker Symbol: IMN CUSIP/Security ID: CA4579831047
Meeting Date: 04/28/09 Record Date: 03/20/09
Country: Canada Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1.1 Elect Director Yilmaz Arguden M For For
2 1.2 Elect Director David R. Beatty M For For
3 1.3 Elect Director John C. Eby M For For
4 1.4 Elect Director Paul E. Gagne M For For
5 1.5 Elect Director Oyvind Hushovd M For For
6 1.6 Elect Director Thomas E. Mara M For For
7 1.7 Elect Director Richard A. Ross M For For
8 1.8 Elect Director Wolf K. Seidler M For For
9 1.9 Elect Director James M. Tory M For For
10 1.1 Elect Director Douglas W.G. Whitehead M For For
11 2. Ratify KPMG LLP as Auditors M For For
- --------------------------------------------------------------------------------
BARRICK GOLD CORP.
Client Account Number: 44301500
Ticker Symbol: ABX CUSIP/Security ID: 067901108
Meeting Date: 04/29/09 Record Date: 03/04/09
Country: Canada Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1.1 Elect Director Howard L. Beck M For For
2 1.2 Elect Director C. William D. Birchall M For For
3 1.3 Elect Director Donald J. Carty M For For
4 1.4 Elect Director Gustavo Cisneros M For For
5 1.5 Elect Director Marshall A. Cohen M For For
6 1.6 Elect Director Peter A. Crossgrove M For For
7 1.7 Elect Director Robert M. Franklin M For For
8 1.8 Elect Director Peter C. Godsoe M For For
9 1.9 Elect Director J. Brett Harvey M For For
10 1.1 Elect Director Brian Mulroney M For For
11 1.11 Elect Director Anthony Munk M For For
12 1.12 Elect Director Peter Munk M For For
13 1.13 Elect Director Aaron W. Regent M For For
14 1.14 Elect Director Steven J. Shapiro M For For
15 1.15 Elect Director Gregory C. Wilkins M For For
16 2. Approve PricewaterhouseCoopers LLP as Auditors M For For
and Authorize Board to Fix Their Remuneration
17 3. Convene an Independent Third Party to Review S Against Against
Company's Community Engagement Practices
- --------------------------------------------------------------------------------
ALLIANZ SE (FORMERLY ALLIANZ AG)
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: DE0008404005
Meeting Date: 04/29/09
Country: Germany Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Receive Financial Statements and Statutory M None None
Reports for Fiscal 2008 (Non-Voting)
2 2. Approve Allocation of Income and Dividends of M For For
EUR 3.50 per Share
3 3. Approve Discharge of Management Board for Fiscal M For For
2008
4 4. Approve Discharge of Supervisory Board for M For For
Fiscal 2008
5 5. Elect Karl Grimm to the Supervisory Board M For For
6 6. Authorize Repurchase of up to 5 Percent of M For For
Issued Share Capital for Trading Purposes
7 7. Authorize Share Repurchase Program and M For For
Reissuance or Cancellation of Repurchased Shares
8 8. Authorize Use of Financial Derivatives of up to M For For
5 Percent of Issued Share Capital When
Repurchasing Shares
9 9. Amend Articles Re: Entry of Nominees in the M For Against
Shareholders' Register
10 10. Amend Articles Re: First Supervisory Board of M For For
Allianz SE, Electronic Participation in the
Annual Meeting, and Audio and Video Transmission
of Annual Meeting due to New German Legislation
(Law on Transposition of EU Shareholders' Rights
Directive)
11 11. Approve Affiliation Agreement with Subsidiary M For For
Allianz Shared Infrastructure Services SE
- --------------------------------------------------------------------------------
ENI SPA
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: IT0003132476
Meeting Date: 04/30/09
Country: Italy Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 Ordinary Business S Did Not
Vote
2 1. Accept Financial Statements, Consolidated M For Did Not
Financial Statements, and Statutory Reports Vote
3 2. Approve Allocation of Income M For Did Not
Vote
- --------------------------------------------------------------------------------
SMITH & NEPHEW PLC
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: GB0009223206
Meeting Date: 04/30/09
Country: United Kingdom Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Accept Financial Statements and Statutory Reports M For For
2 2. Approve Remuneration Report M For Against
3 3. Confirm the 2008 First Interim Dividend of 4.96 M For For
US Cents Per Ordinary Share; Confirm the 2008
Second Interim Dividend of 8.12 US Cents Per
Ordinary Share
4 4. Re-elect David Illingworth as Director M For For
5 5. Elect Joseph Papa as Director M For For
6 6. Re-elect Dr Rolf Stomberg as Director M For For
7 7. Reappoint Ernst & Young LLP as Auditors of the M For For
Company
8 8. Authorise Board to Fix Remuneration of Auditors M For For
9 9. Authorise Issue of Equity or Equity-Linked M For For
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of USD 49,472,658
10 10. Amend The Smith & Nephew French Sharesave Plan M For For
(2002)
11 11. Authorise Issue of Equity or Equity-Linked M For For
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of USD 9,499,803
12 12. Authorise 94,998,029 Ordinary Shares for Market M For For
Purchase
13 13. Approve That a General Meeting Other Than an M For For
Annual General Meeting May be Held on Not Less
Than 14 Clear Days' Notice
- --------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO PLC
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: GB0002875804
Meeting Date: 04/30/09
Country: United Kingdom Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Accept Financial Statements and Statutory Reports M For For
2 2. Approve Remuneration Report M For For
3 3. Approve Final Dividend of 61.6 Pence Per M For For
Ordinary Share
4 4. Reappoint PricewaterhouseCoopers LLP as Auditors M For For
of the Company
5 5. Authorise Board to Fix Remuneration of Auditors M For For
6 6(a) Re-elect Paul Adams as Director M For For
7 6(b) Re-elect Jan du Plessis as Director M For For
8 6(c) Re-elect Robert Lerwill as Director M For For
9 6(d) Re-elect Sir Nicholas Scheele as Director M For For
10 7. Elect Gerry Murphy as Director M For For
11 8. Authorise Issue of Equity or Equity-Linked M For For
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 166,359,108
12 9. Authorise Issue of Equity or Equity-Linked M For For
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 24,953,866
13 10. Authorise 199,600,000 Ordinary Shares for Market M For For
Purchase
14 11. Authorise the Company and its Subsidiaries to M For For
Make EU Political Donations to Political Parties
or Independent Election Candidates, to Political
Organisations Other than Political Parties and
to Incur EU Political Expenditure up to GBP
1,000,000
15 12. Approve That a General Meeting Other Than an M For For
Annual General Meeting May Be Called on Not Less
Than 14 Clear Days' Notice
16 13. Adopt New Articles of Association with Effect M For For
from 01 October 2009
- --------------------------------------------------------------------------------
AXA
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: FR0000120628
Meeting Date: 04/30/09 Record Date: 04/27/09
Country: France Meeting Type: Annual/Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Approve Financial Statements and Statutory M For For
Reports
3 2. Accept Consolidated Financial Statements and M For For
Statutory Reports
4 3. Approve Allocation of Income and Dividends of M For For
EUR 0.40 per Share
5 4. Approve Auditors' Special Report Regarding M For Against
Related-Party Transactions
6 5. Reelect Jacques de Chateauvieux as Supervisory M For For
Board Member
7 6. Reelect Anthony Hamilton as Supervisory Board M For For
Member
8 7. Reelect Michel Pebereau as Supervisory Board M For For
Member
9 8. Reelect Dominique Reiniche as Supervisory Board M For For
Member
10 9. Elect Ramon de Oliveira as Supervisory Board M For For
Member
11 10. Authorize Repurchase of Up to 10 Percent of M For For
Issued Share Capital
13 11. Authorize Capitalization of Reserves of Up to M For For
EUR 1 Billion for Bonus Issue or Increase in Par
Value
14 12. Authorize Issuance of Equity or Equity-Linked M For Against
Securities with Preemptive Rights up to
Aggregate Nominal Amount of EUR 2 Billion
15 13. Authorize Issuance of Equity or Equity-Linked M For Against
Securities without Preemptive Rights up to
Aggregate Nominal Amount of EUR 1 Billion
16 14. Authorize Board to Set Issue Price for 10 M For Against
Percent of Issued Capital Pursuant to Issue
Authority without Preemptive Rights
17 15. Authorize Board to Increase Capital in the Event M For Against
of Additional Demand Related to Delegation
Submitted to Shareholder Vote Items 12 to 14 and
16 to 18
18 16. Authorize Capital Increase of Up to EUR 1 M For Against
Billion for Future Exchange Offers
19 17. Authorize Capital Increase of up to 10 Percent M For Against
of Issued Capital for Future Acquisitions
20 18. Authorize Issuance of Equity upon Conversion of M For Against
a Subsidiary's Equity-Linked Securities for Up
to EUR 1 Billion
21 19. Approve Issuance of Securities Convertible into M For For
Debt
22 20. Approve Employee Stock Purchase Plan M For For
23 21. Approve Stock Purchase Plan Reserved for M For For
Employees of International Subsidiaries
24 22. Approve Reduction in Share Capital via M For For
Cancellation of Repurchased Shares
25 23. Authorize Issuance of Preferred Stock in Favor M For For
of Axa Assurances IARD Mutuelle and Axa
Assurances Vie Mutuelle for up to Aggregate
Nominal Amount of EUR 1 Billion
26 24. Authorize Issuance of Preferred Stock with M For For
Preemptive Rights for up to Aggregate Nominal
Amount of EUR 1 Billion
27 25. Authorize Issuance of Preferred Stock without M For For
Preemptive Rights for up to Aggregate Nominal
Amount of EUR 1 Billion
28 26. Adopt New Articles of Association, Pursuant to M For For
Items 23 through 25
29 27. Authorize Filing of Required Documents/Other M For For
Formalities
- --------------------------------------------------------------------------------
ASTRAZENECA PLC
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: GB0009895292
Meeting Date: 04/30/09
Country: United Kingdom Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Accept Financial Statements and Statutory Reports M For For
2 2. Confirm First Interim Dividend of USD 0.55 (27.8 M For For
Pence, 3.34 SEK) Per Ordinary Share; Confirm as
Final Dividend the Second Interim Dividend of
USD 1.50 (104.8 Pence, 12.02 SEK) Per Ordinary
Share
3 3. Reappoint KPMG Audit plc as Auditors of the M For For
Company
4 4. Authorise Board to Fix Remuneration of Auditors M For For
5 5(a) Re-elect Louis Schweitzer as Director M For For
6 5(b) Re-elect David Brennan as Director M For For
7 5(c) Re-elect Simon Lowth as Director M For For
8 5(d) Re-elect Bo Angelin as Director M For For
9 5(e) Re-elect John Buchanan as Director M For For
10 5(f) Re-elect Jean-Philippe Courtois as Director M For For
11 5(g) Re-elect Jane Henney as Director M For For
12 5(h) Re-elect Michele Hooper as Director M For For
13 5(i) Elect Rudy Markham as Director M For For
14 5(j) Re-elect Dame Nancy Rothwell as Director M For For
15 5(k) Re-elect John Varley as Director M For For
16 5(l) Re-elect Marcus Wallenberg as Director M For For
17 6. Approve Remuneration Report M For For
18 7. Authorise the Company and its Subsidiaries to M For Against
Make EU Political Donations to Political
Parties, to Make EU Political Donations to
Political Organisations Other Than Political
Parties and to Incur EU Political Expenditure up
to USD 250,000
19 8. Authorise Issue of Equity or Equity-Linked M For For
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of USD 120,636,176
20 9. Authorise Issue of Equity or Equity-Linked M For For
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of USD 18,095,426
21 10. Authorise 144,763,412 Ordinary Shares for Market M For For
Purchase
- --------------------------------------------------------------------------------
VIVENDI
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: FR0000127771
Meeting Date: 04/30/09 Record Date: 04/27/09
Country: France Meeting Type: Annual/Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Approve Financial Statements and Statutory M For For
Reports
3 2. Accept Consolidated Financial Statements and M For For
Statutory Reports
4 3. Treatment of Losses and Allocation of Dividends M For For
of EUR 1.40 per Share
5 4. Authorize Payment of Dividends by Shares M For For
6 5. Approve Auditors' Special Report Regarding M For For
Related-Party Transactions
7 6. Approve Transaction with Jean-Bernard Levy M For Against
Related to Severance Payments
8 7. Elect Maureen Chiquet as Supervisory Board Member M For For
9 8. Elect Christophe de Margerie as Supervisory M For For
Board Member
10 9. Authorize Repurchase of Up to 10 Percent of M For For
Issued Share Capital
12 10. Approve Reduction in Share Capital via M For For
Cancellation of Repurchased Shares
13 11. Authorize Issuance of Equity or Equity-Linked M For For
Securities with Preemptive Rights up to
Aggregate Nominal Amount of EUR 1.5 Billion
14 12. Authorize Issuance of Equity or Equity-Linked M For Against
Securities without Preemptive Rights up to
Aggregate Nominal Amount of EUR 800 Million
15 13. Authorize Board to Increase Capital in the Event M For Against
of Additional Demand Related to Delegation
Submitted to Shareholder Vote Under Items 11 and
12
16 14. Authorize Capital Increase of up to 10 Percent M For For
of Issued Capital for Future Acquisitions
17 15. Approve Employee Stock Purchase Plan M For For
18 16. Approve Stock Purchase Plan Reserved for M For For
Employees of International Subsidiaries
19 17. Authorize Capitalization of Reserves of Up to M For For
EUR 800 Million for Bonus Issue or Increase in
Par Value
20 18. Authorize Filing of Required Documents/Other M For For
Formalities
- --------------------------------------------------------------------------------
ABB LTD.
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: CH0012221716
Meeting Date: 05/05/09
Country: Switzerland Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Share Re-registration Consent M For For
1 1. Receive Financial Statements and Statutory M None None
Reports (Non-Voting)
2 2.1 Accept Financial Statements and Statutory Reports M For For
3 2.2 Approve Remuneration Report M For For
4 3. Approve Discharge of Board and Senior Management M For For
5 4. Approve Allocation of Income and Omission of M For For
Dividends
6 5. Approve Creation of CHF 404 Million Pool of M For For
Capital without Preemptive Rights
7 6. Approve CHF 1.1 Billion Reduction in Share M For For
Capital and Capital Repayment of CHF 0.48 per
Registered Share
8 7. Amend Shareholding Threshold for Proposing M For For
Resolutions at Shareholder Meetings
9 8.1 Reelect Hubertus von Gruenberg as Director M For For
10 8.2 Reelect Roger Agnelli as Director M For For
11 8.3 Reelect Louis Hughes as Director M For For
12 8.4 Reelect Hans Maerki as Director M For For
13 8.5 Reelect Michel de Rosen as Director M For For
14 8.6 Reelect Michael Treschow as Director M For For
15 8.7 Reelect Bernd Voss as Director M For For
16 8.8 Reelect Jacob Wallenberg as Director M For For
17 9. Ratify Ernst & Young AG as Auditors M For For
- --------------------------------------------------------------------------------
METHANEX CORP.
Client Account Number: 44301500
Ticker Symbol: MX CUSIP/Security ID: CA59151K1084
Meeting Date: 05/05/09 Record Date: 03/13/09
Country: Canada Meeting Type: Annual/Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1.1 Elect Director Bruce Aitken M For For
2 1.2 Elect Director Howard Balloch M For For
3 1.3 Elect Director Pierre Choquette M For For
4 1.4 Elect Director Phillip Cook M For For
5 1.5 Elect Director Thomas Hamilton M For For
6 1.6 Elect Director Robert Kostelnik M For For
7 1.7 Elect Director Douglas Mahaffy M For For
8 1.8 Elect Director A. Terence Poole M For For
9 1.9 Elect Director John Reid M For For
10 1.1 Elect Director Janice Rennie M For For
11 1.11 Elect Director Monica Sloan M For For
12 2. Approve KPMG LLP as Auditors and Authorize Board M For For
to Fix Their Remuneration
13 3. Amend Stock Option Plan M For For
- --------------------------------------------------------------------------------
KINROSS GOLD CORPORATION
Client Account Number: 44301500
Ticker Symbol: K CUSIP/Security ID: CA4969024047
Meeting Date: 05/06/09 Record Date: 03/17/09
Country: Canada Meeting Type: Annual/Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1.1 Elect Director John A. Brough M For For
2 1.2 Elect Director Wilson N. Brumer M For For
3 1.3 Elect Director Tye W. Burt M For For
4 1.4 Elect Director John K. Carrington M For For
5 1.5 Elect Director John M.H. Huxley M For For
6 1.6 Elect Director John A. Keyes M For For
7 1.7 Elect Director Catherine McLeod-Seltzer M For For
8 1.8 Elect Director George F. Michals M For For
9 1.9 Elect Director John E. Oliver M For For
10 1.1 Elect Director Terence C.W. Reid M For For
11 2. Approve KPMG LLP as Auditors and Authorize Board M For For
to Fix Their Remuneration
12 3. Approve Shareholder Rights Plan M For For
- --------------------------------------------------------------------------------
CRH PLC
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: IE0001827041
Meeting Date: 05/06/09
Country: Ireland Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Accept Financial Statements and Statutory Reports M For For
2 2. Approve Dividends M For For
3 3.a Reelect W.P. Egan as Director M For For
4 3.b Reelect J.M. de Jong as Director M For For
5 3.c Reelect M. Lee as Director M For For
6 3.d Reelect G.A. Culpepper as Director M For For
7 3.e Reelect A. Manifold as Director M For For
8 3.f Reelect W.I. O'Mahony as Director M For For
9 3.g Reelect M.S. Towe as Director M For For
10 4. Authorize Board to Fix Remuneration of Auditors M For For
11 5. Increase in Authorized Share Capital M For For
12 6. Authorize Issuance of Equity or Equity-Linked M For Against
Securities with Preemptive Rights
13 7. Authorize Issuance of Equity or Equity-Linked M For For
Securities without Preemptive Rights
14 8. Authorize Share Repurchase M For For
15 9. Amend Articles of Association Re: Treasury Shares M For For
16 10. Authorize Reissuance of Treasury Shares M For Against
17 11. Approve Scrip Dividend Program M For For
18 12. Approve Notice of Period for Extraordinary M For For
General Meetings
19 13. Amend Articles of Association M For For
- --------------------------------------------------------------------------------
BAE SYSTEMS PLC
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: GB0002634946
Meeting Date: 05/06/09
Country: United Kingdom Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Accept Financial Statements and Statutory Reports M For For
2 2. Approve Remuneration Report M For For
3 3. Approve Final Dividend of 8.7 Pence Per Ordinary M For For
Share
4 4. Re-elect Philip Carroll as Director M For For
5 5. Re-elect Ian King as Director M For For
6 6. Re-elect Roberto Quarta as Director M For For
7 7. Re-elect George Rose as Director M For For
8 8. Elect Carl Symon as Director M For For
9 9. Reappoint KPMG Audt plc as Auditors of the M For For
Company
10 10. Authorise the Audit Committee to Fix M For For
Remuneration of Auditors
11 11. Authorise the Company and its Subsidiaries to M For For
Make EU Political Donations to Political Parties
and/ or Independent Election Candidates, to
Political Organisations Other than Political
Parties and to Incur EU Political Expenditure up
to GBP 100,000
12 12. Approve Increase in Authorised Ordinary Share M For For
Capital from GBP 188,750,001 to GBP 218,750,001
13 13. Authorise Issue of Equity or Equity-Linked M For Against
Securities with Pre-emptive Rights Under a
General Authority up to Aggregate Nominal Amount
of GBP 29,396,313 and an Additional Amount
Pursuant to a Rights Issue of up to GBP
29,396,313
14 14. Subject to the Passing of Resolution 13, M For For
Authorise Issue of Equity or Equity-Linked
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 4,409,888
15 15. Authorise 352,791,045 Ordinary Shares for Market M For For
Purchase
16 16. Amend Articles of Association by Deleting All M For For
the Provisions of the Company's Memorandum of
Association which, by Virtue of Section 28 of
the Companies Act of 2006, are to be Treated as
Provisions of the Company's Articles of
Association
17 17. Approve That a General Meeting Other Than an M For For
Annual General Meeting May Be Called on Not Less
Than 14 Clear Days' Notice
- --------------------------------------------------------------------------------
ENBRIDGE INC.
Client Account Number: 44301500
Ticker Symbol: ENB CUSIP/Security ID: CA29250N1050
Meeting Date: 05/06/09 Record Date: 03/19/09
Country: Canada Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1.1 Elect Director David A. Arledge M For For
2 1.2 Elect Director James J. Blanchard M For For
3 1.3 Elect Director J. Lorne Braithwaite M For For
4 1.4 Elect Director Patrick D. Daniel M For For
5 1.5 Elect Director J. Herb England M For For
6 1.6 Elect Director David A. Leslie M For For
7 1.7 Elect Director George K. Petty M For For
8 1.8 Elect Director Charles E. Shultz M For For
9 1.9 Elect Director Dan C. Tutcher M For For
10 1.1 Elect Director Catherine L. Williams M For For
11 2. Approve PricewaterhouseCoopers LLP as Auditors M For For
and Authorize Board to Fix Their Remuneration
12 3. Report on Environmental Liabilities Relating to S Against Against
Gateway Project Pipeline
13 4. Report on Costs and Benefits of Policy on Free S Against Against
Prior and Informed Consent of Aboriginal
Communities
- --------------------------------------------------------------------------------
RENAULT
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: FR0000131906
Meeting Date: 05/06/09 Record Date: 04/30/09
Country: France Meeting Type: Annual/Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Accept Consolidated Financial Statements and M For For
Statutory Reports
3 2. Approve Financial Statements and Statutory M For For
Reports
4 3. Approve Allocation of Income and Omission of M For For
Dividends
5 4. Approve Auditors' Special Report Regarding M For For
Related-Party Transactions
6 5. Reelect Dominique de la Garanderie as Director M For For
7 6. Elect Takeshi Isayama as Director M For For
8 7. Elect Alain J.P. Belda as Director M For For
9 8. Elect Philippe Chartier as Representative of M For Against
Employee Shareholders to the Board
10 9. Elect Michel Sailly Representative of Employee M For Against
Shareholders to the Board
11 10. Approve Auditor's Report M For For
12 11. Authorize Repurchase of Up to 5 Percent of M For For
Issued Share Capital
14 12. Approve Reduction in Share Capital via M For For
Cancellation of Repurchased Shares
15 13. Authorize Issuance of Equity or Equity-Linked M For Against
Securities with Preemptive Rights up to
Aggregate Nominal Amount of EUR 500 Million
16 14. Authorize Issuance of Equity or Equity-Linked M For Against
Securities without Preemptive Rights up to
Aggregate Nominal Amount of EUR 350 Million
17 15. Authorize Capital Increase of up to 10 Percent M For For
of Issued Capital for Future Acquisitions
18 16. Set Global Limit for Capital Increase to Result M For Against
from All Issuance Requests at EUR 500 Million
19 17. Authorize Capitalization of Reserves of Up to M For For
EUR 1 Billion for Bonus Issue or Increase in Par
Value
20 18. Authorize up to 2 Percent of Issued Capital for M None None
Use in Stock Option Plan
21 19. Authorize up to 0.5 Percent of Issued Capital M None None
for Use in Restricted Stock Plan
22 20. Approve Employee Stock Purchase Plan M For For
24 21. Authorize Filing of Required Documents/Other M For For
Formalities
- --------------------------------------------------------------------------------
LAFARGE
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: FR0000120537
Meeting Date: 05/06/09 Record Date: 04/30/09
Country: France Meeting Type: Annual/Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Approve Financial Statements and Statutory M For For
Reports
3 2. Accept Consolidated Financial Statements and M For For
Statutory Reports
4 3. Approve Allocation of Income and Dividends of M For For
EUR 2.00 per Ordinary Share and EUR 2.20 per
Long-Term Registered Share
5 4. Approve Auditors' Special Report Regarding M For For
Related-Party Transactions
6 5. Approve Transaction with Bruno Lafont Re: M For Against
Employment Contract - Severance Payment
7 6. Reelect Bruno Lafont as Director M For For
8 7. Reelect Jean-Pierre Boisivon as Director M For For
9 8. Reelect Michel Bon as Director M For For
10 9. Reelect Philippe Charrier as Director M For For
11 10. Reelect Bertrand Collomb as Director M For For
12 11. Reelect Oscar Fanjul as Director M For For
13 12. Reelect Juan Gallardo as Director M For For
14 13. Reelect Helene Ploix as Director M For For
15 14. Authorize Repurchase of Up to 5 Percent of M For For
Issued Share Capital
17 15. Authorize Issuance of Equity or Equity-Linked M For For
Securities with Preemptive Rights up to
Aggregate Nominal Amount of EUR 380 Million
18 16. Authorize Issuance of Equity or Equity-Linked M For Against
Securities without Preemptive Rights up to
Aggregate Nominal Amount of EUR 152 Million
19 17. Authorize Issuance of Shares up to EUR 152 M For Against
Million without Possibility of Offering them to
the Public
20 18. Authorize Capital Increase of up to EUR 76 M For For
Million for Future Acquisitions
21 19. Authorize Board to Increase Capital in the Event M For Against
of Additional Demand Related to Delegation
Submitted to Shareholder Vote Above
22 20. Approve Issuance of Securities Convertible into M For For
Debt up to an Aggregate Amount of EUR 8 Billion
23 21. Approve Reduction in Share Capital via M For For
Cancellation of Repurchased Shares
24 22. Authorize Capitalization of Reserves of Up to M For For
EUR 100 Million for Bonus Issue or Increase in
Par Value
25 23. Authorize up to 3 Percent of Issued Capital for M For Against
Use in Stock Option Plan
26 24. Authorize up to 1 Percent of Issued Capital for M For Against
Use in Restricted Stock Plan
27 25. Approve Employee Stock Purchase Plan M For For
28 26. Approve Employee Stock Purchase Plan for M For For
International Employees
29 27. Authorize Filing of Required Documents/Other M For For
Formalities
- --------------------------------------------------------------------------------
HOLCIM LTD. (FORMERLY HOLDERBANK FINANCIERE GLARUS)
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: CH0012214059
Meeting Date: 05/07/09
Country: Switzerland Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Share Re-registration Consent M For For
- --------------------------------------------------------------------------------
BCE INC.
Client Account Number: 44301500
Ticker Symbol: BCE CUSIP/Security ID: CA05534B7604
Meeting Date: 05/07/09 Record Date: 03/19/09
Country: Canada Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1.1 Elect Director B.K. Allen M For For
2 1.2 Elect Director A. Berard M For For
3 1.3 Elect Director R.A. Brenneman M For For
4 1.4 Elect Director R.E. Brown M For For
5 1.5 Elect Director G.A. Cope M For For
6 1.6 Elect Director A.S. Fell M For For
7 1.7 Elect Director D. Soble Kaufman M For For
8 1.8 Elect Director B.M. Levitt M For For
9 1.9 Elect Director E.C. Lumley M For For
10 1.1 Elect Director T.C. O'Neill M For For
11 1.11 Elect Director P.M. Tellier M For For
12 1.12 Elect Director P.R. Weiss M For For
13 1.13 Elect Director V.L. Young M For For
14 2. Ratify Deloitte & Touche LLP as Auditors M For For
16 3.1 Cancel Share Repurchase Program dated December S Against Against
12, 2008
17 3.2 Declare as Special Dividend the Amount That S Against Against
Would Have Been Payable in July and October 2008
18 3.3 Restore Missed Dividend Payments of July 15, S Against Against
2008 and October 15, 2008
19 3.4 Cut Compensation of Directors, CEO and Top S Against Against
Executives by 50% in 2009
20 3.5 Independence of Compensation Committee Members S Against Against
and External Compensation Advisors
21 3.6 Advisory Vote on Executive Officers' Compensation S For For
22 3.7 Increase Fermale Representation on Board of S Against Against
Directors
23 3.8 Adopt Policy to Limit the Number of Directorships S Against Against
- --------------------------------------------------------------------------------
HOLCIM LTD. (FORMERLY HOLDERBANK FINANCIERE GLARUS)
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: CH0012214059
Meeting Date: 05/07/09
Country: Switzerland Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Accept Financial Statements and Statutory Reports M For For
2 2. Approve Discharge of Board and Senior Management M For For
3 3. Approve Allocation of Income and Omission of M For For
Dividends
4 4. Approve Creation of CHF 26.4 Million Pool of M For For
Capital with Preemptive Rights for Purpose of
Stock Dividend
5 5.1.1 Elect Adrian Loader as Director M For For
6 5.1.2 Elect Thomas Schmidheiny as Director M For For
7 5.1.3 Elect Wolfgang Schuerer as Director M For For
8 5.1.4 Elect Dieter Spaelti as Director M For For
9 5.2 Ratify Ernst & Young AG as Auditors M For For
10 6. Stipulate That Location of Registered Office is M For For
Rapperswil-Jona
- --------------------------------------------------------------------------------
POTASH CORPORATION OF SASKATCHEWAN INC.
Client Account Number: 44301500
Ticker Symbol: POT CUSIP/Security ID: CA73755L1076
Meeting Date: 05/07/09 Record Date: 03/12/09
Country: Canada Meeting Type: Annual/Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1.1 Elect Director C. M. Burley M For For
2 1.2 Elect Director W. J. Doyle M For For
3 1.3 Elect Director J. W. Estey M For For
4 1.4 Elect Director C. S. Hoffman M For For
5 1.5 Elect Director D. J. Howe M For For
6 1.6 Elect Director A. D. Laberge M For For
7 1.7 Elect Director K. G. Martell M For For
8 1.8 Elect Director J. J. McCaig M For For
9 1.9 Elect Director M. Mogford M For For
10 1.1 Elect Director P. J. Schoenhals M For For
11 1.11 Elect Director E. R. Stromberg M For For
12 1.12 Elect Director E. Viyella de Paliza M For For
13 2. Approve Deloitte & Touche LLP as Auditors and M For For
Authorize Board to Fix Their Remuneration
14 3. Approve 2009 Performance Option Plan M For For
16 4. Advisory Vote to Ratify Named Executive S Against Against
Officers' Compensation
- --------------------------------------------------------------------------------
SHOPPERS DRUG MART CORPORATION
Client Account Number: 44301500
Ticker Symbol: SC CUSIP/Security ID: CA82509W1032
Meeting Date: 05/07/09 Record Date: 03/10/09
Country: Canada Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1.1 Elect Director M. Shan Atkins M For For
2 1.2 Elect Director James F. Hankinson M For For
3 1.3 Elect Director Krystyna Hoeg M For For
4 1.4 Elect Director Holger Kluge M For For
5 1.5 Elect Director Gaetan Lussier M For For
6 1.6 Elect Director David Peterson M For For
7 1.7 Elect Director Martha Piper M For For
8 1.8 Elect Director Derek Ridout M For For
9 1.9 Elect Director Jurgen Schreiber M For For
10 1.1 Elect Director David M. Williams M For For
11 2. Approve Deloitte & Touche LLP as Auditors and M For For
Authorize Board to Fix Their Remuneration
- --------------------------------------------------------------------------------
STANDARD CHARTERED PLC
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: GB0004082847
Meeting Date: 05/07/09
Country: United Kingdom Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Accept Financial Statements and Statutory Reports M For For
2 2. Approve Final Dividend of 42.32 US Cents Per M For For
Ordinary Share
3 3. Approve Remuneration Report M For For
4 4. Re-elect Jamie Dundas as Director M For For
5 5. Re-elect Rudolph Markham as Director M For For
6 6. Re-elect Ruth Markland as Director M For For
7 7. Re-elect Richard Meddings as Director M For For
8 8. Re-elect John Peace as Director M For For
9 9. Elect Steve Bertamini as Director M For For
10 10. Elect John Paynter as Director M For For
11 11. Reappoint KPMG Audit plc as Auditors of the M For For
Company
12 12. Authorise Board to Fix Remuneration of Auditors M For For
13 13. Authorise the Company and its Subsidiaries to M For For
Make EU Political Donations to Political Parties
or Independent Election Candidates, to Political
Organisations Other than Political Parties and
Incur EU Political Expenditure up to GBP 100,000
14 14. Increase Auth. Share Capital from USD M For For
2,816,000,000, GBP 500,000,000 and EUR
1,000,000,000 to USD 3,316,000,000, GBP
500,000,000, EUR 1,000,000,000, AED 100,000,000,
HKD 100,000,000, INR 1,000,000,000, KRW
500,000,000,000 and SGD 100,000,000
15 15. Issue Equity with Rights up to USD M For Against
316,162,105.50 (Relevant Authorities and Share
Dividend Scheme) and Additional Amount of USD
632,324,211 (Rights Issue) After Deducting Any
Securities Issued Under the Relevant Authorities
and Share Dividend Scheme
16 16. Extend Directors' Authority to Issue Equity with M For Against
Pre-emptive Rights up to Aggregate Nominal
Amount of USD 189,697,263 Pursuant to Paragraph
A of Resolution 15 to Include the Shares
Repurchased by the Company Under Authority
Granted by Resolution 18
17 17. Authorise Issue of Equity or Equity-Linked M For For
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of USD 47,424,315.50
18 18. Authorise 189,697,263 Ordinary Shares for Market M For For
Purchase
19 19. Authorise Market Purchase of 477,500 Preference M For For
Shares of USD 5.00 and 195,285,000 Preference
Shares of GBP 1.00
20 20. Adopt New Articles of Association M For For
21 21. Approve That a General Meeting Other Than an M For For
Annual General Meeting May Be Called on Not Less
Than 14 Clear Days' Notice
- --------------------------------------------------------------------------------
VEOLIA ENVIRONNEMENT
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: FR0000124141
Meeting Date: 05/07/09 Record Date: 05/04/09
Country: France Meeting Type: Annual/Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Approve Financial Statements and Statutory M For For
Reports
3 2. Accept Consolidated Financial Statements and M For For
Statutory Reports
4 3. Approve Non-Tax Deductible Expenses M For For
5 4. Approve Allocation of Income and Dividends of M For For
EUR 1.21 per Share
6 5. Approve Stock Dividend Program M For For
7 6. Approve Auditors' Special Report Regarding M For For
Related-Party Transactions
8 7. Approve Amendment to a Transaction with a M For For
Corporate Officer
9 8. Reelect Jean Azema as Director M For For
10 9. Reelect Augustin de Romanet de Beaune as Director M For For
11 10. Reelect Philippe Kourilsky as Director M For For
12 11. Reelect Henri Proglio as Director M For For
13 12. Reelect Baudoin Prot as Director M For For
14 13. Reelect Paolo Scaroni as Director M For For
15 14. Reelect Louis Schweitzer as Director M For For
16 15. Authorize Repurchase of Up to 10 Percent of M For For
Issued Share Capital
18 16. Approve Issuance of Shares for a Private M For Against
Placement
19 17. Approve Employee Stock Purchase Plan M For For
20 18. Authorize Board to Issue Free Warrants with M For Against
Preemptive Rights During a Public Tender Offer
21 19. Amend Article 11 of Bylaws Re: Length of Term M For For
for Directors
22 20. Authorize Filing of Required Documents/Other M For For
Formalities
24 21. Elect Pierre-Andre de Chalendar as Director M For For
25 22. Approve Remuneration of Directors in the M For For
Aggregate Amount of EUR 825,000
- --------------------------------------------------------------------------------
L AIR LIQUIDE
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: FR0000120073
Meeting Date: 05/07/09 Record Date: 05/04/09
Country: France Meeting Type: Annual/Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Approve Financial Statements and Statutory M For For
Reports
3 2. Accept Consolidated Financial Statements and M For For
Statutory Reports
4 3. Approve Allocation of Income and Dividends of M For For
EUR 2.25 per Share
5 4. Authorize Repurchase of Up to 10 Percent of M For For
Issued Share Capital
6 5. Reelect Thierry Desmarest as Director M For For
7 6. Reelect Alain Joly as Director M For For
8 7. Reelect Thierry Peugeot as Director M For For
9 8. Approve Transaction with BNP Paribas M For For
10 9. Approve Transaction with Benoit Potier M For Against
11 10. Approve Transaction with Klaus Schmieder M For Against
12 11. Approve Transaction with Pierre Dufour M For Against
14 12. Approve Reduction in Share Capital via M For For
Cancellation of Repurchased Shares
15 13. Authorize Board to Issue Free Warrants with M For Against
Preemptive Rights During a Public Tender Offer
or Share Exchange
16 14. Authorize Issuance of Equity or Equity-Linked M For For
Securities with Preemptive Rights up to
Aggregate Nominal Amount of EUR 350 Million
17 15. Authorize Board to Increase Capital in the Event M For For
of Additional Demand Related to Delegation
Submitted to Shareholder Vote Above
18 16. Approve Employee Stock Purchase Plan M For For
19 17. Approve Stock Purchase Plan Reserved for M For For
International Employees
21 18. Authorize Filing of Required Documents/Other M For For
Formalities
- --------------------------------------------------------------------------------
CANADIAN NATURAL RESOURCES LTD.
Client Account Number: 44301500
Ticker Symbol: CNQ CUSIP/Security ID: CA1363851017
Meeting Date: 05/07/09 Record Date: 03/18/09
Country: Canada Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1.1 Elect Director Catherine M. Best M For For
2 1.2 Elect Director N. Murray Edwards M For For
3 1.3 Elect Director Gary A. Filmon M For For
4 1.4 Elect Director Gordon D. Giffin M For For
5 1.5 Elect Director John G. Langille M For For
6 1.6 Elect Director Steve W. Laut M For For
7 1.7 Elect Director Keith A.J. MacPhail M For For
8 1.8 Elect Director Allan P. Markin M For For
9 1.9 Elect Director Frank J. McKenna M For For
10 1.1 Elect Director James S. Palmer M For For
11 1.11 Elect Director Eldon R. Smith M For For
12 1.12 Elect Director David A. Tuer M For For
13 2. Approve PricewaterhouseCoopers LLP as Auditors M For For
and Authorize Board to Fix Their Remuneration
- --------------------------------------------------------------------------------
IVANHOE MINES LTD.
Client Account Number: 44301500
Ticker Symbol: IVN CUSIP/Security ID: CA46579N1033
Meeting Date: 05/08/09 Record Date: 03/23/09
Country: Canada Meeting Type: Annual/Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1.1 Elect Director Robert M. Friedland M For For
2 1.2 Elect Director David Huberman M For For
3 1.3 Elect Director John Macken M For For
4 1.4 Elect Director Peter Meredith M For For
5 1.5 Elect Director Bret Clayton M For For
6 1.6 Elect Director Kjeld Thygesen M For For
7 1.7 Elect Director Robert Hanson M For For
8 1.8 Elect Director Markus Faber M For For
9 1.9 Elect Director Howard Balloch M For For
10 1.1 Elect Director David Korbin M For For
11 1.11 Elect Director R. Edward Flood M For For
12 1.12 Elect Director Livia Mahler M For For
13 2. Approve Deloitte & Touche LLP as Auditors and M For For
Authorize Board to Fix Their Remuneration
14 3. Amend Equity Incentive Plan M For For
- --------------------------------------------------------------------------------
SHANGRI-LA ASIA LTD.
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: BMG8063F1068
Meeting Date: 05/08/09
Country: Hong Kong Meeting Type: Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Reelect Madhu Rama Chandra Rao as Director M For For
2 2. Approve Novation Deed and Related Transactions M For For
- --------------------------------------------------------------------------------
BAYER AG
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: DE0005752000
Meeting Date: 05/12/09 Record Date: 04/21/09
Country: Germany Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Receive Financial Statements and Statutory M For For
Reports; Approve Allocation of Income and
Dividends of EUR 1.40 per Share for Fiscal 2008
2 2. Approve Discharge of Management Board for Fiscal M For For
2008
3 3. Approve Discharge of Supervisory Board for M For For
Fiscal 2008
4 4. Authorize Share Repurchase Program and M For For
Reissuance or Cancellation of Repurchased Shares
5 5. Approve Conversion of Bearer Shares into M For For
Registered Shares
6 6. Amend Articles Re: Allow Electronic Distribution M For For
of Company Communications
7 7. Ratify PricewaterhouseCoopers AG as Auditors for M For For
Fiscal 2009
- --------------------------------------------------------------------------------
TULLOW OIL PLC
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: GB0001500809
Meeting Date: 05/12/09
Country: United Kingdom Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Accept Financial Statements and Statutory Reports M For For
2 2. Approve Final Dividend of 4 Pence Per Ordinary M For For
Share
3 3. Approve Remuneration Report M For For
4 4. Elect Ann Grant as Director M For For
5 5. Elect Ian Springett as Director M For For
6 6. Re-elect Paul McDade as Director M For For
7 7. Re-elect Patrick Plunkett as Director M For For
8 8. Reappoint Deloitte LLP as Auditors and Authorise M For For
Board to Determine Their Remuneration
9 9. Approve Increase in Authorised Ordinary Share M For For
Capital from GBP 100,000,000 to GBP 110,000,000
10 10. Authorise Issue of Equity or Equity-Linked M For For
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 26,693,653
11 11. Subject to the Passing of Resolution 10, M For For
Authorise Issue of Equity or Equity-Linked
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 4,004,047
12 12. Authorise Company to Hold General Meetings Other M For For
Than Annual General Meetings on No Less Than 14
Clear Days' Notice
13 13. Amend Articles of Association; Adopt New M For For
Articles of Association
- --------------------------------------------------------------------------------
BNP PARIBAS
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: FR0000131104
Meeting Date: 05/13/09 Record Date: 05/08/09
Country: France Meeting Type: Annual/Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Accept Consolidated Financial Statements and M For For
Statutory Reports
3 2. Approve Financial Statements and Statutory M For For
Reports
4 3. Approve Allocation of Income and Dividends of M For For
EUR 1.00 per Share
5 4. Approve Auditors' Special Report Regarding M For For
Related-Party Transactions
6 5. Authorize Repurchase of Up to 10 Percent of M For For
Issued Ordinary Share Capital
7 6. Reelect Claude Bebear as Director M For For
8 7. Reelect Jean-Louis Beffa as Director M For For
9 8. Reelect Denis Kessler as Director M For For
10 9. Reelect Laurence Parisot as Director M For For
11 10. Reelect Michel Pebereau as Director M For For
13 11. Approve Contribution in Kind of 98,529,695 M For For
Fortis Banque Shares by Societe Federale de
Participations et d'Investissement (SFPI)
14 12. Approve Contribution in Kind of 4,540,798 BGL SA M For For
Shares by Grand Duchy of Luxembourg
15 13. Authorize Capital Increase of up to 10 Percent M For For
of Issued Capital for Future Acquisitions
16 14. Amend Bylaws to Reflect Amendment to Terms and M For For
Conditions of Class B Shares
17 15. Approve Reduction in Share Capital via M For For
Cancellation of Repurchased Shares
18 16. Authorize Filing of Required Documents/Other M For For
Formalities
- --------------------------------------------------------------------------------
K+S AKTIENGESELLSCHAFT
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: DE0007162000
Meeting Date: 05/13/09 Record Date: 04/22/09
Country: Germany Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Receive Financial Statements and Statutory M None None
Reports for Fiscal 2008 (Non-Voting)
2 2. Approve Allocation of Income and Dividends of M For For
EUR 2.40 per Share
3 3. Approve Discharge of Management Board for Fiscal M For For
2008
4 4. Approve Discharge of Supervisory Board for M For For
Fiscal 2008
5 5. Ratify Deloitte & Touche GmbH as Auditors for M For For
Fiscal 2009
6 6. Approve Issuance of Warrants/Bonds with Warrants M For For
Attached/Convertible Bonds without Preemptive
Rights up to Aggregate Nominal Amount of EUR 1.5
Billion; Approve Creation of EUR 16.5 Million
Pool of Capital to Guarantee Conversion Rights
7 7. Authorize Share Repurchase Program and M For For
Reissuance or Cancellation of Repurchased Shares
8 8. Approve Remuneration of Supervisory Board M For For
9 9. Amend Articles Re: Convocation of, Participation M For For
in, and Voting Rights Representation at the
Annual Meeting due to New German Legislation
(Law on Transposition of EU Shareholders' Rights
Directive)
- --------------------------------------------------------------------------------
ACCOR
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: FR0000120404
Meeting Date: 05/13/09 Record Date: 05/08/09
Country: France Meeting Type: Annual/Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Approve Financial Statements and Statutory M For For
Reports
3 2. Accept Consolidated Financial Statements and M For For
Statutory Reports
4 3. Approve Allocation of Income and Dividends of M For For
EUR 1.65 per Share
5 4. Approve Stock Dividend Program (Cash or Shares) M For For
6 5. Reelect Thomas J.Barack as Director M For For
7 6. Reelect Sebastien Bazin as Director M For For
8 7. Reelect Philippe Citerne as Director M For For
9 8. Reelect Gabriele Galateri as Director M For For
10 9. Reelect Gilles Pelisson as Director M For For
11 10. Ratify Appointment and Reelection of Alain M For For
Quinet as Director
12 11. Reelect Franck Riboud as Director M For For
13 12. Ratify Appointment and Reelection of Patrick M For For
Sayer as Director
14 13. Elect Jean-Paul Bailly as Director M For For
15 14. Elect Denis Hennequin as Director M For For
16 15. Elect Bertrand Meheut as Director M For For
17 16. Elect Virginie Morgon as Director M For For
18 17. Approve Remuneration of Directors in the M For For
Aggregate Amount of EUR 420,000
19 18. Approve Transaction with Caisse des Depots et M For For
Consignations
20 19. Approve Transaction with Colony Capital SAS M For For
21 20. Approve Transaction with Gilles Pelisson M For For
22 21. Approve Transaction with Gilles Pelisson M For Against
23 22. Approve Transaction with Gilles Pelisson M For For
24 23. Approve Transaction with Paul Dubrule and Gerard M For For
Pelisson
25 24. Authorize Repurchase of Up to 10 Percent of M For For
Issued Share Capital
27 25. Approve Reduction in Share Capital via M For For
Cancellation of Repurchased Shares
28 26. Authorize Issuance of Equity or Equity-Linked M For For
Securities with Preemptive Rights up to
Aggregate Nominal Amount of EUR 200 Million
29 27. Approve Issuance of Equity or Equity-Linked M For Against
Securities without Preemptive Rights Up to
Aggregate Nominal Amount of EUR 150 Million,
with the Possibility Not to Offer them to the
Public
30 28. Authorize Capital Increase of up to 10 Percent M For For
of Issued Capital for Future Acquisitions
31 29. Subject to Approval of Items 26 and/or 27, M For Against
Authorize Board to Increase Capital in the Event
of Additional Demand Related to Delegation
Submitted to Shareholder Vote Above
32 30. Authorize Capitalization of Reserves of Up to M For For
EUR 200 Million for Bonus Issue or Increase in
Par Value
33 31. Set Global Limit for Capital Increase to Result M For Against
from All Issuance Requests Under Items 26 to 30
at EUR 300 Million
34 32. Approve Employee Stock Purchase Plan M For For
35 33. Authorize Filing of Required Documents/Other M For For
Formalities
- --------------------------------------------------------------------------------
BMW GROUP BAYERISCHE MOTOREN WERKE AG
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: DE0005190003
Meeting Date: 05/14/09 Record Date: 04/23/09
Country: Germany Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Receive Financial Statements and Statutory M None None
Reports for Fiscal 2008 (Non-Voting)
3 2. Approve Allocation of Income and Dividends of M For For
EUR 0.30 per Share Common Share and EUR 0.32 per
Preference Share
4 3. Approve Discharge of Management Board for Fiscal M For For
2008
5 4. Approve Discharge of Supervisory Board for M For For
Fiscal 2008
6 5. Ratify KPMG AG as Auditors for Fiscal 2009 M For For
7 6.1 Reelect Franz Haniel to the Supervisory Board M For For
8 6.2 Reelect Susanne Klatten to the Supervisory Board M For For
9 6.3 Elect Robert Lane to the Supervisory Board M For For
10 6.4 Reelect Wolfgang Mayrhuber to the Supervisory M For For
Board
11 6.5 Reelect Joachim Milberg to the Supervisory Board M For For
12 6.6 Reelect Stefan Quandt to the Supervisory Board M For For
13 6.7 Elect Juergen Strube to the Supervisory Board M For For
14 7. Authorize Share Repurchase Program and M For For
Reissuance or Cancellation of Repurchased Shares
15 8. Amend Articles Re: Audio and Video Transmission M For For
of Annual Meeting due to New German Legislation
(Law on Transposition of EU Shareholders' Rights
Directive)
16 9. Amend Articles Re: Voting Procedures for M For For
Supervisory Board Meetings; Adopt D & O
Insurance for Supervisory Board Members
17 10. Approve Creation of EUR 5 Million Pool of M For For
Capital without Preemptive Rights
- --------------------------------------------------------------------------------
AEON CO. LTD. (FORMERLY JUSCO CO. LTD.)
Client Account Number: 44301500
Ticker Symbol: 8267 CUSIP/Security ID: JP3388200002
Meeting Date: 05/14/09 Record Date: 02/28/09
Country: Japan Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Amend Articles To Reflect Digitalization of M For For
Share Certificates - Amend Business Lines
2 2.1 Elect Director M For For
3 2.2 Elect Director M For For
4 2.3 Elect Director M For For
5 2.4 Elect Director M For For
6 2.5 Elect Director M For For
7 2.6 Elect Director M For For
8 2.7 Elect Director M For For
9 2.8 Elect Director M For For
10 2.9 Elect Director M For For
11 3. Approve Takeover Defense Plan (Poison Pill) M For Against
- --------------------------------------------------------------------------------
UNILEVER N.V.
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: NL0000009355
Meeting Date: 05/14/09 Record Date: 04/23/09
Country: Netherlands Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Receive Report of Management Board (Non-Voting) M None None
3 2. Approve Financial Statements and Allocation of M For For
Income
4 3. Approve Discharge of Executive Directors M For For
5 4. Approve Discharge of Non-Executive Directors M For For
6 5. Elect L.A. Lawrence as Executive Director M For For
7 6. Elect P.G.J.M. Polman as Executive Director M For For
8 7. Reelect L. Brittan of Spennithorne as M For For
Non-Executive Director
9 8. Reelect W. Dik as Non-Executive Director M For For
10 9. Reelect C.E. Golden as Non-Executive Director M For For
11 10. Reelect B.E. Grote as Non-Executive Director M For For
12 11. Reelect N. Murthy as Non-Executive Director M For For
13 12. Reelect H. Nyasulu as Non-Executive Director M For For
14 13. Reelect K.J. Storm as Non-Executive Director M For For
15 14. Reelect M. Treschow as Non-Executive Director M For For
16 15. Reelect J. van der Veer as Non-Executive Director M For For
17 16. Elect L.O. Fresco as Non-Executive Director M For For
18 17. Elect A.M. Fudge as Non-Executive Director M For For
19 18. Elect P. Walsh as Non-Executive Director M For For
20 19. Ratify PwC as Auditors M For For
21 20. Grant Board Authority to Issue Shares Up To 10 M For Against
Percent of Issued Capital Plus Additional 10
Percent in Case of Takeover/Merger and
Restricting/Excluding Preemptive Rights
22 21. Authorize Repurchase of Up to 10 Percent of M For For
Issued Share Capital
23 22. Approve Reduction in Share Capital by M For For
Cancellation of Shares
25 23.a Amend Articles Re: Move to Quarterly Dividends M For For
27 23.b Amend Articles Re: Move to Quarterly Dividends M For For
28 24. Allow Questions M None None
- --------------------------------------------------------------------------------
HONG KONG AND CHINA GAS CO. LTD.
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: HK0003000038
Record Date: 05/05/09
Country: Hong Kong Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Accept Financial Statements and Statutory Reports M For For
2 2. Approve Final Dividend M For For
3 3.a Reelect Colin Lam Ko Yin as Director M For For
4 3.b Reelect David Li Kwok Po as Director M For For
5 3.c Reelect Lee Ka Shing as Director M For For
6 3.d Reelect Alfred Chan Wing Kin as Director M For For
7 4. Reappoint PricewaterhouseCoopers as Auditors and M For For
Authorize the Board to Fix Their Remuneration
8 5.a Authorize Repurchase of Up to 10 Percent of M For For
Issued Share Capital
9 5.b Approve Issuance of Equity or Equity-Linked M For Against
Securities without Preemptive Rights
10 5.c Authorize Reissuance of Repurchased Shares M For Against
- --------------------------------------------------------------------------------
ARM HOLDINGS PLC
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: GB0000595859
Meeting Date: 05/14/09
Country: United Kingdom Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Accept Financial Statements and Statutory Reports M For For
2 2. Approve Final Dividend of 1.32 Pence Per Share M For For
3 3. Approve Remuneration Report M For For
4 4. Re-elect Mike Inglis as Director M For For
5 5. Reappoint PricewaterhouseCoopers LLP as Auditors M For For
of the Company
6 6. Authorise Board to Fix Remuneration of Auditors M For For
7 7. Authorise Issue of Equity or Equity-Linked M For For
Securities with Pre-emptive Rights Under a
General Authority up to Aggregate Nominal Amount
of GBP 210,020 and an Additional Amount Pursuant
to a Rights Issue of up to GBP 210,020
8 8. Subject to the Passing of Resolution 7, M For For
Authorise Issue of Equity or Equity-Linked
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 33,600
9 9. Authorise 126,012,000 Ordinary Shares for Market M For For
Purchase
10 10. Approve That a General Meeting Other Than an M For For
Annual General Meeting May Be Called on Not Less
Than 14 Clear Days' Notice
11 11. Amend Articles of Association M For For
- --------------------------------------------------------------------------------
ANGLOGOLD ASHANTI LTD
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: 035128206
Meeting Date: 05/15/09 Record Date: 04/09/09
Country: South Africa Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Accept Financial Statements and Statutory M For For
Reports for Year Ended 31 December 2008
3 2. Re-appoint Ernst & Young Inc as Auditors of the M For For
Company
4 3. Reelect RP Edey as Director M For For
5 4. Authorise Directors to Allot and Issue Shares up M For For
to a Maximum of 5 Percent of the Issued Ordinary
Shares of the Company from Time to Time
6 5. Authorize Issuance of Shares for Cash up to a M For For
Maximum of 5 Percent of Issued Capital
7 6. Approve Remuneration of Non-Executive Directors M For For
8 7. Authorise Directors to Issue Convertible Bonds M For For
9 8. Approve Increase in Authorized Share Capital M For For
10 9. Amend Articles of Association M For For
- --------------------------------------------------------------------------------
COMPAGNIE GENERALE DES ETABLISSEMENTS MICHELIN
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: FR0000121261
Meeting Date: 05/15/09 Record Date: 05/12/09
Country: France Meeting Type: Annual/Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Approve Financial Statements and Statutory M For For
Reports
3 2. Approve Allocation of Income and Dividends of M For For
EUR 1.00 per Share
4 3. Accept Consolidated Financial Statements and M For For
Statutory Reports
5 4. Approve Auditors' Special Report Regarding M For For
Related-Party Transactions Mentionning the
Absence of Related-Party Transactions
6 5. Reelect Eric Bourdais de Charbonniere as M For For
Supervisory Board Member
7 6. Reelect Francois Grappotte as Supervisory Board M For For
Member
8 7. Authorize Repurchase of Up to 10 Percent of M For For
Issued Share Capital
10 8. Amend Article 15 of Bylaws Re: Length of Term M For For
for Supervisory Board Members
11 9. Authorize up to 2 Percent of Issued Capital for M For For
Use in Stock Option Plan
- --------------------------------------------------------------------------------
TOTAL SA
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: FR0000120271
Meeting Date: 05/15/09 Record Date: 05/12/09
Country: France Meeting Type: Annual/Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Approve Financial Statements and Statutory M For For
Reports
3 2. Approve Consolidated Financial Statements and M For For
Statutory Reports
4 3. Approve Allocation of Income and Dividends of M For For
EUR 2.28 per Share
5 4. Approve Special Auditors' Report Presenting M For For
Ongoing Related-Party Transactions
6 5. Approve Transaction with Thierry Desmarest M For For
7 6. Approve Transaction with Christophe de Margerie M For Against
8 7. Authorize Repurchase of Up to 10 Percent of M For For
Issued Share Capital
9 8. Reelect Anne Lauvergeon as Director M For For
10 9. Reelect Daniel Bouton as Director M For For
11 10. Reelect Bertrand Collomb as Director M For For
12 11. Reelect Christophe de Margerie as Director M For For
13 12. Reelect Michel Pebereau as Director M For For
14 13. Electe Patrick Artus as Director M For For
16 14. Amend Article 12 of Bylaws Re: Age Limit for M For For
Chairman
18 A Amend Article 19 of Bylaws Re: Disclosure of S Against Against
Individual Stock Plans
19 B Amend Article 11 of Bylaws Re: Nomination of S Against Against
Employees Shareholders Representative to the
Board of Directors
20 C Approve Restricted Stock Plan to All Employees S Against Against
- --------------------------------------------------------------------------------
SHIMAMURA CO. LTD.
Client Account Number: 44301500
Ticker Symbol: 8227 CUSIP/Security ID: JP3358200008
Meeting Date: 05/15/09 Record Date: 02/20/09
Country: Japan Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Approve Allocation of Income, With a Final M For For
Dividend of JPY 60
2 2. Amend Articles To Reflect Digitalization of M For For
Share Certificates
3 3.1 Elect Director M For For
4 3.2 Elect Director M For For
5 3.3 Elect Director M For For
6 3.4 Elect Director M For For
7 3.5 Elect Director M For For
8 3.6 Elect Director M For For
9 3.7 Elect Director M For For
10 3.8 Elect Director M For For
11 3.9 Elect Director M For For
12 3.1 Elect Director M For For
13 3.11 Elect Director M For For
14 4. Appoint Statutory Auditor M For For
15 5. Approve Retirement Bonus Payment for Directors M For For
and Statutory Auditor
- --------------------------------------------------------------------------------
BG GROUP PLC
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: GB0008762899
Meeting Date: 05/18/09
Country: United Kingdom Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Accept Financial Statements and Statutory Reports M For For
2 2. Approve Remuneration Report M For For
3 3. Approve Final Dividend of 6.55 Pence Per M For For
Ordinary Share
4 4. Elect Sir David Manning as Director M For For
5 5. Elect Martin Houston as Director M For For
6 6. Re-elect Sir Robert Wilson as Director M For For
7 7. Re-elect Frank Chapman as Director M For For
8 8. Re-elect Ashley Almanza as Director M For For
9 9. Re-elect Jurgen Dormann as Director M For For
10 10. Reappoint PricewaterhouseCoopers LLP as Auditors M For For
of the Company
11 11. Authorise the Audit Committee to Fix M For For
Remuneration of Auditors
12 12. Authorise the Company to Make EU Political M For For
Donations to Political Parties or Independent
Election Candidates up to GBP 15,000, to
Political Organisations Other Than Political
Parties up to GBP 15,000 and Incur EU Political
Expenditure up to GBP 20,000
13 13. Approve Increase in Authorised Ordinary Share M For For
Capital from GBP 500,000,001 to GBP 600,000,001
14 14. Issue of Equity with Pre-emptive Rights Under M For Against
General Authority up to Aggregate Nominal Amount
of GBP 116,481,140 and Additional Amount
Pursuant to a Rights Issue of up to GBP
111,926,886
15 15. Authorise Issue of Equity or Equity-Linked M For For
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount GBP 16,789,033
16 16. Authorise 335,780,660 Ordinary Shares for Market M For For
Purchase
17 17. Amend Articles of Association Re: Form of the M For For
Company's Share Capital
18 18. Adopt New Articles of Association M For For
19 19. Approve That a General Meeting, Other Than an M For For
Annual General Meeting, May Be Called on Not
Less Than 14 Clear Days' Notice
- --------------------------------------------------------------------------------
SAP AG
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: DE0007164600
Meeting Date: 05/19/09 Record Date: 04/28/09
Country: Germany Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Receive Financial Statements and Statutory M None None
Reports for Fiscal 2008 (Non-Voting)
2 2. Approve Allocation of Income and Dividends of M For For
EUR 0.50 per Share
3 3. Approve Discharge of Management Board for Fiscal M For For
2008
4 4. Approve Discharge of Supervisory Board for M For For
Fiscal 2008
5 5. Ratify KPMG AG as Auditors for Fiscal 2009 M For For
6 6. Authorize Share Repurchase Program and M For For
Reissuance or Cancellation of Repurchased Shares
7 7. Amend Articles Re: Electronic Proxy M For For
Authorization due to New German Legislation (Law
on Transposition of EU Shareholders' Rights
Directive)
- --------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: GB00B03MLX29
Meeting Date: 05/19/09
Country: United Kingdom Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Accept Financial Statements and Statutory Reports M For For
1 1. Accept Financial Statements and Statutory Reports M For For
2 2. Approve Remuneration Report M For For
2 2. Approve Remuneration Report M For For
3 3. Elect Simon Henry as Director M For For
3 3. Elect Simon Henry as Director M For For
4 4. Re-elect Lord Kerr of Kinlochard as Director M For For
4 4. Re-elect Lord Kerr of Kinlochard as Director M For For
5 5. Re-elect Wim Kok as Director M For For
5 5. Re-elect Wim Kok as Director M For For
6 6. Re-elect Nick Land as Director M For For
6 6. Re-elect Nick Land as Director M For For
7 7. Re-elect Jorma Ollila as Director M For For
7 7. Re-elect Jorma Ollila as Director M For For
8 8. Re-elect Jeroen van der Veer as Director M For For
8 8. Re-elect Jeroen van der Veer as Director M For For
9 9. Re-elect Hans Wijers as Director M For For
9 9. Re-elect Hans Wijers as Director M For For
10 10. Reappoint PricewaterhouseCoopers LLP as Auditors M For For
of the Company
10 10. Reappoint PricewaterhouseCoopers LLP as Auditors M For For
of the Company
11 11. Authorise Board to Fix Remuneration of Auditors M For For
11 11. Authorise Board to Fix Remuneration of Auditors M For For
12 12. Authorise Issue of Equity or Equity-Linked M For For
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of EUR 145 Million
12 12. Authorise Issue of Equity or Equity-Linked M For For
Securities with Pre-emptive Rights up to
Aggregate Nominal Amount of EUR 145 Million
13 13. Subject to the Previous Resolution Being Passed, M For For
Authorise Issue of Equity or Equity-Linked
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of EUR 21 Million
13 13. Subject to the Previous Resolution Being Passed, M For For
Authorise Issue of Equity or Equity-Linked
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of EUR 21 Million
14 14. Authorise 624 Million Ordinary Shares for Market M For For
Purchase
14 14. Authorise 624 Million Ordinary Shares for Market M For For
Purchase
15 15. Authorise the Company and its Subsidiaries to M For Against
Make EU Political Donations to Political
Organisations Other than Political Parties up to
GBP 200,000 and to Incur EU Political
Expenditure up to GBP 200,000
15 15. Authorise the Company and its Subsidiaries to M For Against
Make EU Political Donations to Political
Organisations Other than Political Parties up to
GBP 200,000 and to Incur EU Political
Expenditure up to GBP 200,000
- --------------------------------------------------------------------------------
CAIRN ENERGY PLC
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: GB00B1RZDL64
Meeting Date: 05/19/09
Country: United Kingdom Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Accept Financial Statements and Statutory Reports M For For
2 2. Approve Remuneration Report M For For
3 3. Reappoint Ernst & Young LLP as Auditors and M For For
Authorise the Board to Determine Their
Remuneration
4 4. Elect Iain McLaren as Director M For For
5 5. Elect Dr James Buckee as Director M For For
6 6. Re-elect Todd Hunt as Director M For For
7 7. Re-elect Dr Mike Watts as Director M For For
8 8. Re-elect Phil Tracy as Director M For For
9 9. Re-elect Hamish Grossart as Director M For For
10 10. Authorise Issue of Equity with Pre-emptive M For Against
Rights Under a General Authority up to GBP
2,823,943.44 and an Additional Amount Pursuant
to a Rights Issue of up to GBP 5,647,886.88
After Deducting Any Securities Issued Under the
General Authority
11 11. Authorise Issue of Equity or Equity-Linked M For For
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of GBP 5,647,886.88 in
Connection with Rights Issue; Otherwise up to
GBP 423,633.88
12 12. Authorise 20,638,383 Ordinary Shares for Market M For For
Purchase
13 13. Approve That the Period of Notice for Calling M For For
Extraordinary General Meetings Shall Be Not Less
Than 14 Clear Days
14 14. Approve Cairn Energy plc Long Term Incentive M For For
Plan 2009
15 15. Approve Cairn Energy plc Approved Share Option M For For
Plan 2009
16 16. Approve Cairn Energy plc Unapproved Share Option M For For
Plan 2009
- --------------------------------------------------------------------------------
SOCIETE GENERALE
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: FR0000130809
Meeting Date: 05/19/09 Record Date: 05/14/09
Country: France Meeting Type: Annual/Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Approve Financial Statements and Statutory M For For
Reports
3 2. Approve Treatment of Losses and Dividends of EUR M For For
1.20 per Share
4 3. Approve Stock Dividend Program M For For
5 4. Accept Consolidated Financial Statements and M For For
Statutory Reports
6 5. Approve Special Auditors' Report Presenting M For For
Ongoing Related-Party Transactions
7 6. Approve Ongoing Transactions with Daniel Bouton, M For For
Phlippe Citerne, and Didier Alix Re: Pension
Benefits
8 7. Approve Transaction with Severin Cabannes and M For For
Frederic Oudea Re: Pension Benefits
9 8. Approve Transaction with Frederic Oudea Re: M For Against
Severance Payment and Non-Compete Agreement
10 9. Reelect Jean Azema as Director M For For
11 10. Reelect Elisabeth Lulin as Director M For For
12 11. Ratify Appointment of Robert Castaigne as M For For
Director
13 12. Elect Jean-Bernard Levy as Director M For For
14 13. Authorize Repurchase of Up to 10 Percent of M For For
Issued Share Capital
16 14. Add Article 20 to the Bylaws Re: Court M For For
Jurisdiction
17 15. Authorize Issuance of Preferred Stock (Class B) M For For
without Preemptive Rights , and without Voting
Rights Attached, in Favor of Societe de Prise de
Participation de l'Etat (SPPE) for up to
Aggregate Nominal Amount of EUR 241.9 Million
18 16. Amend Bylaws to Integrate Preferred Stock (Class M For For
B) in Capital, Subject to Approval of Item 15
19 17. Approve Employee Stock Purchase Plan M For For
20 18. Amend Limit Set Under Item 10 of the May 27, M For Against
2008 General Meeting for Issuance With
Preemptive Rights
21 19. Authorize Filing of Required Documents/Other M For For
Formalities
- --------------------------------------------------------------------------------
DEUTSCHE BOERSE AG
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: DE0005810055
Meeting Date: 05/20/09
Country: Germany Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Receive Financial Statements and Statutory M None None
Reports for Fiscal 2008 (Non-Voting)
2 2. Approve Allocation of Income and Dividends of M For For
EUR 2.10 per Share
3 3. Approve Discharge of Management Board for Fiscal M For For
2008
4 4. Approve Discharge of Supervisory Board for M For For
Fiscal 2008
5 5.a Elect Richard Berliand to the Supervisory Board M For For
6 5.b Elect Joachim Faber to the Supervisory Board M For For
7 5.c Elect Manfred Gentz to the Supervisory Board M For For
8 5.d Elect Richard Hayden to the Supervisory Board M For For
9 5.e Elect Craig Heimark to the Supervisory Board M For For
10 5.f Elect Konrad Hummler to the Supervisory Board M For For
11 5.g Elect David Krell to the Supervisory Board M For For
12 5.h Elect Hermann-Josef Lamberti to the Supervisory M For For
Board
13 5.i Elect Friedrich Merz to the Supervisory Board M For For
14 5.j Elect Thomas Neisse to the Supervisory Board M For For
15 5.k Elect Gerhard Roggemann to the Supervisory Board M For For
16 5.l Elect Erhard Schipporeit to the Supervisory Board M For For
17 6. Authorize Share Repurchase Program and M For For
Reissuance or Cancellation of Repurchased
Shares; Authorize Use of Financial Derivatives
When Repurchasing Shares
18 7.a Amend Articles Re: Terms of Convocation of M For For
Annual Meeting due to New German Legislation
(Law on Transposition of EU Shareholders' Rights
Directive)
19 7.b Amend Articles Re: Voting Rights Representation M For For
at the Annual Meeting due to New German
Legislation (Law on Transposition of EU
Shareholders' Rights Directive)
20 7.c Amend Articles Re: Audio and Video Transmission M For For
of Annual Meeting due to New German Legislation
(Law on Transposition of EU Shareholders' Rights
Directive)
21 8. Ratify KPMG AG as Auditors for Fiscal 2009 M For For
- --------------------------------------------------------------------------------
TELEKOM AUSTRIA AG
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: AT0000720008
Meeting Date: 05/20/09
Country: Austria Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Receive Financial Statements and Statutory M None Did Not
Reports (Non-Voting) Vote
2 2. Approve Allocation of Income M For Did Not
Vote
3 3. Approve Discharge of Management and Supervisory M For Did Not
Board Vote
4 4. Approve Remuneration of Supervisory Board Members M For Did Not
Vote
5 5. Ratify Auditors M For Did Not
Vote
6 6. Receive Report on Share Repurchase Program M None Did Not
Vote
7 7. Authorize Share Repurchase Program; Authorize M For Did Not
Use of Repurchased Shares for Stock Option Plan, Vote
Settlement of Convertible Bonds, Acquisitions,
and Other Purposes, Cancellation in an Amount of
up to EUR 100.3 Million, or Sale of Shares On-
or Off-Market
8 8. Approve Issuance of Convertible Bonds and/or M For Did Not
Bonds with Warrants Attached that Convert into Vote
up to 80 Million Shares
9 9. Approve Creation of EUR 87.2 Million Pool of M For Did Not
Capital without Preemptive Rights to Cover Vote
Conversion Rights
- --------------------------------------------------------------------------------
ELECTRICITE DE FRANCE
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: FR0010242511
Meeting Date: 05/20/09 Record Date: 05/15/09
Country: France Meeting Type: Annual/Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Approve Financial Statements and Statutory M For For
Reports
3 2. Accept Consolidated Financial Statements and M For For
Statutory Reports
4 3. Approve Allocation of Income and Dividends of M For For
EUR 1.28 per Share
5 A Approve Dividends of EUR 0.64 per Share S Against Against
6 4. Approve Auditors' Special Report Regarding M For For
Related-Party Transactions
7 5. Approve aditional Remuneration of Directors of M For For
EUR 32,000 for Fiscal Year 2008
8 B Approve No Additional Remuneration for Directors S Against Against
for Fiscal Year 2008
9 6. Approve Remuneration of Directors in the M For For
Aggregate Amount of EUR 180,000 Starting for
Fiscal Year 2009
10 7. Authorize Repurchase of Up to 10 Percent of M For For
Issued Share Capital
12 8. Authorize Issuance of Equity or Equity-Linked M For For
Securities with Preemptive Rights up to
Aggregate Nominal Amount of EUR 45 Million
13 9. Authorize Issuance of Equity or Equity-Linked M For For
Securities without Preemptive Rights up to
Aggregate Nominal Amount of EUR 45 Million
14 10. Authorize Board to Increase Capital in the Event M For For
of Additional Demand Related to Delegation
Submitted to Shareholder Vote Above
15 11. Authorize Capitalization of Reserves of Up to M For For
EUR 1 Billion for Bonus Issue or Increase in Par
Value
16 12. Authorize Capital Increase of Up to EUR 45 M For For
Million for Future Exchange Offers
17 13. Authorize Capital Increase of up to EUR 45 M For For
Million for Future Acquisitions
18 14. Approve Employee Stock Purchase Plan M For For
19 15. Approve Reduction in Share Capital via M For For
Cancellation of Repurchased Shares
20 16. Authorize Filing of Required Documents/Other M For For
Formalities
- --------------------------------------------------------------------------------
RHODIA
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: FR0010479956
Meeting Date: 05/20/09 Record Date: 05/15/09
Country: France Meeting Type: Annual/Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Approve Financial Statements and Statutory M For For
Reports
3 2. Accept Consolidated Financial Statements and M For For
Statutory Reports
4 3. Approve Allocation of Income and Omission of M For For
Dividends
5 4. Approve Transaction with Jean-Pierre Clamadieu M For For
6 5. Elect Patrick Buffet as Director M For For
7 6. Reelect Jean-Pierre Clamadieu as Director M For For
8 7. Reelect Aldo Cardoso as Director M For For
9 8. Reelect Pascal Colombani as Director M For For
10 9. Reelect Olivier Legrain as Director M For For
11 10. Reelect Francis Mer as Director M For For
12 11. Elect Jacques Kheliff as Representative of M For For
Employee Shareholders to the Board
13 12. Elect Marielle Martiny as Representative of M Against Against
Employee Shareholders to the Board
14 13. Renew Appointment of PricewaterhouseCoopers M For For
Audit as Auditor
15 14. Renew Appointment of Yves Nicolas as Alternate M For For
Auditor
16 15. Authorize Repurchase of Up to 10 Percent of M For For
Issued Share Capital
18 16. Amend Article 3 of Bylaws Re: Corporate Purpose M For For
19 17. Approve Reduction in Share Capital via M For For
Cancellation of Repurchased Shares
20 18. Authorize up to 1 Percent of Issued Capital for M For For
Use in Restricted Stock Plan
21 19. Authorize up to 1 Percent of Issued Capital for M For For
Use in Stock Option Plan
22 20. Authorize Filing of Required Documents/Other M For For
Formalities
- --------------------------------------------------------------------------------
ONEX CORP.
Client Account Number: 44301500
Ticker Symbol: OCX CUSIP/Security ID: CA68272K1030
Meeting Date: 05/21/09 Record Date: 03/23/09
Country: Canada Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Ratify PricewaterhouseCoopers LLP as Auditors M For For
3 2. Authorize Board to Fix Remuneration of Auditors M For For
4 3. Elect William A. Etherington, Peter C. Godsoe, M For For
Serge Gouin, and Arni C. Thorsteinson as
Directors
- --------------------------------------------------------------------------------
VALE S.A.
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: 204412100
Meeting Date: 05/22/09 Record Date: 03/23/09
Country: Brazil Meeting Type: Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. APPRECIATION OF THE MANAGEMENTS REPORT AND M For For
ANALYSIS, DISCUSSION AND VOTE ON THE FINANCIAL
STATEMENTS FOR THE FISCAL YEAR ENDING DECEMBER
31, 2008
3 2. PROPOSAL FOR THE DESTINATION OF PROFITS OF THE M For For
SAID FISCAL YEAR AND APPROVAL OF THE INVESTMENT
BUDGET
4 3. APPOINTMENT OF THE MEMBERS OF THE BOARD OF M For Against
DIRECTORS
5 4. APPOINTMENT OF THE MEMBERS OF THE FISCAL COUNCIL M For Against
6 5. ESTABLISHMENT OF THE REMUNERATION OF THE SENIOR M For Against
MANAGEMENT AND FISCAL COUNCIL MEMBERS
7 6. TO CHANGE THE LEGAL NAME OF THE COMPANY TO VALE M For For
S.A. , WITH THE CONSEQUENT AMENDMENT OF ARTICLE
1 OF VALE S BY-LAWS IN ACCORDANCE WITH THE NEW
GLOBAL BRAND UNIFICATION
8 7. TO ADJUST ARTICLE 5 OF VALE S BY-LAWS TO REFLECT M For For
THE CAPITAL INCREASE RESOLVED IN THE BOARD OF
DIRECTORS MEETINGS HELD ON JULY 22, 2008 AND
AUGUST 05, 2008
- --------------------------------------------------------------------------------
COCA-COLA AMATIL LTD.
Client Account Number: 44301500
Ticker Symbol: CCL CUSIP/Security ID: AU000000CCL2
Meeting Date: 05/22/09 Record Date: 05/20/09
Country: Australia Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Receive Financial Statements and Statutory M None None
Reports for the Year Ended Dec. 31, 2008
2 2. Approve Remuneration Report for the Year Ended M For For
Dec. 31, 2008
3 3.a Elect David Michael Gonski, AC as Director M For For
4 3.b Elect Irial Finan as Director M For For
5 4. Amend Company Constitution to Include Article M For For
5.15, Headed "Direct Voting"
6 5. Approve the Grant of 247,844 Rights to T J Davis M For For
in the Coca-Cola Amatil Limited 2009-2011 Long
Term Incentive Share Plan
- --------------------------------------------------------------------------------
HSBC HOLDINGS PLC
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: GB0005405286
Meeting Date: 05/22/09
Country: United Kingdom Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Accept Financial Statements and Statutory Reports M For For
2 2. Approve Remuneration Report M For Against
3 3.a Re-elect Safra Catz as Director M For For
4 3.b Re-elect Vincent Cheng as Director M For For
5 3.c Elect Marvin Cheung as Director M For For
6 3.d Re-elect John Coombe as Director M For For
7 3.e Re-elect Jose Duran as Director M For For
8 3.f Re-elect Rona Fairhead as Director M For For
9 3.g Re-elect Douglas Flint as Director M For For
10 3.h Re-elect Alexander Flockhart as Director M For For
11 3.i Re-elect Lun Fung as Director M For For
12 3.j Re-elect Michael Geoghegan as Director M For For
13 3.k Re-elect Stephen Green as Director M For For
14 3.l Re-elect Stuart Gulliver as Director M For For
15 3.m Re-elect James Hughes-Hallett as Director M For For
16 3.n Re-elect William Laidlaw as Director M For For
17 3.o Elect Rachel Lomax as Director M For For
18 3.p Re-elect Sir Mark Moody-Stuart as Director M For For
19 3.q Re-elect Gwyn Morgan as Director M For For
20 3.r Re-elect Nagavara Murthy as Director M For For
21 3.s Re-elect Simon Robertson as Director M For For
22 3.t Elect John Thornton as Director M For For
23 3.u Re-elect Sir Brian Williamson as Director M For For
24 4. Reappoint KPMG Audit plc as Auditors and M For For
Authorise the Group Audit Committee to Determine
Their Remuneration
25 5. Auth. Issuance of Non-Cumulative Pref. Shares M For For
with Pre-emptive Rights up to Aggregate Nominal
Amount of GBP 100,000, EUR 100,000 and USD
85,500; and Auth. Issuance of Ord. Shares with
Pre-emptive Rights up to Aggregate Nominal
Amount of USD 1,720,481,200
26 6. Subject to the Passing of Resolution 5, M For For
Authorise Issue of Equity or Equity-Linked
Securities without Pre-emptive Rights up to
Aggregate Nominal Amount of USD 430,120,300
27 7. Authorise 1,720,481,200 Ordinary Shares for M For For
Market Purchase
28 8. Adopt New Articles of Association M For For
29 9. Approve General Meetings Other Than an Annual M For For
General Meetings to be Called on 14 Clear Days'
Notice
- --------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: CNE1000003G1
Meeting Date: 05/25/09 Record Date: 04/24/09
Country: Hong Kong Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Approve 2008 Work Report of the Board of M For For
Directors
2 2. Approve 2008 Work Report of the Board of M For For
Supervisors
3 3. Approve 2008 Audited Accounts M For For
4 4. Approve 2008 Profit Distribution Plan M For For
5 5. Approve 2009 Fixed Assets Investment Budget M For For
6 6. Reappoint Ernst & Young and Ernst & Young Hua M For For
Ming as International and Domestic Auditors,
Respectively, and Fix the Total Audit Fees for
2009 at RMB 153 million
7 7. Approve the Remuneration Calculations for M For For
Directors and Supervisors for 2008
9 8. Amend Articles of Association M For For
11 9. Amend Rules of Procedures for Shareholders' M For For
General Meeting
12 10. Amend Rules of Procedures for the Board of M For For
Directors
13 11. Amend Rules of Procedures for the Board of M For For
Supervisors
15 12. Elect Dong Juan as External Supervisor S None For
16 13. Elect Meng Yan as External Supervisor S None For
- --------------------------------------------------------------------------------
DEUTSCHE BANK AG
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: DE0005140008
Meeting Date: 05/26/09
Country: Germany Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Receive Financial Statements and Statutory M None None
Reports for Fiscal 2008 (Non-Voting)
2 2. Approve Allocation of Income and Dividends of M For For
EUR 0.50 per Share
3 3. Approve Discharge of Management Board for Fiscal M For For
2008
4 4. Approve Discharge of Supervisory Board for M For For
Fiscal 2008
5 5. Ratify KPMG AG as Auditors for Fiscal 2009 M For For
6 6. Authorize Repurchase of Up to Five Percent of M For For
Issued Share Capital for Trading Purposes
7 7. Authorize Share Repurchase Program and M For Against
Reissuance or Cancellation of Repurchased Shares
8 8. Amend Articles Re: Registration for the General M For For
Meeting
9 9. Amend Articles Re: Electronic Media Transmission M For For
of Annual Meeting due to New German Legislation
(Law on Transposition of EU Shareholders' Rights
Directive)
10 10. Approve Creation of EUR 128 Million Pool of M For Against
Capital without Preemptive Rights
11 11. Approve Creation of EUR 176.6 Million Pool of M For Against
Capital without Preemptive Rights
12 12. Approve Creation of EUR 314.9 Million Pool of M For For
Capital with Preemptive Rights
13 13. Approve Issuance of Warrants/Bonds with Warrants M For Against
Attached/Convertible Bonds without Preemptive
Rights up to Aggregate Nominal Amount of EUR 9
Billion; Approve Creation of EUR 256 Million
Pool of Capital to Guarantee Conversion Rights
- --------------------------------------------------------------------------------
FRANCE TELECOM
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: FR0000133308
Meeting Date: 05/26/09 Record Date: 05/21/09
Country: France Meeting Type: Annual/Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Approve Financial Statements and Discharge M For Did Not
Directors Vote
3 2. Accept Consolidated Financial Statements and M For Did Not
Statutory Reports Vote
4 3. Approve Allocation of Income and Dividends of M For Did Not
EUR 1.40 per Share Vote
5 4. Approve Auditors' Special Report Regarding M For Did Not
Related-Party Transactions Vote
6 5. Renew Appointment of Ernst and Young Audit as M For Did Not
Auditor Vote
7 6. Renew Appointment of Auditex as Alternate Auditor M For Did Not
Vote
8 7. Renew Appointment of Deloitte and Associes as M For Did Not
Auditor Vote
9 8. Renew Appointment of BEAS as Alternate Auditor M For Did Not
Vote
10 9. Authorize Repurchase of Up to 10 Percent of M For Did Not
Issued Share Capital Vote
12 10. Amend Article 13 of Bylaws Re: Shareholding M For Did Not
Requirements for Directors Vote
13 11. Authorize Issuance of Equity or Equity-Linked M For Did Not
Securities with Preemptive Rights up to Vote
Aggregate Nominal Amount of EUR 2 Billion
14 12. Authorize Issuance of Equity or Equity-Linked M For Did Not
Securities without Preemptive Rights, with the Vote
Possibility Not to Offer them to the Public, up
to Aggregate Nominal Amount of EUR 1.5 Billion
15 13. Authorize Board to Increase Capital in the Event M For Did Not
of Additional Demand Related to Delegation Vote
Submitted to Shareholder Vote Above
16 14. Authorize Capital Increase of Up to EUR 1.5 M For Did Not
Billion for Future Exchange Offers Vote
17 15. Authorize Capital Increase of up to 10 Percent M For Did Not
of Issued Capital for Future Acquisitions Vote
18 16. Authorize Capital Increase of up to EUR 70 M For Did Not
Million Reserved for Holders of Orange SA Stock Vote
Options or Shares in Connection with France
Telecom Liquidity Agreement
19 17. Authorize up to EUR 1 Million for Issuance of M For Did Not
Free Option-Based Liquidity Instruments Reserved Vote
for Holders of Orange SA Stock Options
Benefitting from a Liquidity Agreement
20 18. Set Global Limit for Capital Increase to Result M For Did Not
from All Issuance Requests at EUR 3.5 Billion Vote
21 19. Approve Issuance of Securities Convertible into M For Did Not
Debt up to an Aggregate Amount of EUR 7 Billion Vote
22 20. Authorize Capitalization of Reserves of Up to M For Did Not
EUR 2 Billion for Bonus Issue or Increase in Par Vote
Value
23 21. Authorize up to 1 Percent of Issued Capital for M For Did Not
Use in Restricted Stock Plan Vote
24 22. Approve Employee Stock Purchase Plan M For Did Not
Vote
25 23. Approve Reduction in Share Capital via M For Did Not
Cancellation of Repurchased Shares Vote
26 24. Authorize Filing of Required Documents/Other M For Did Not
Formalities Vote
- --------------------------------------------------------------------------------
SHANGRI-LA ASIA LTD.
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: BMG8063F1068
Meeting Date: 05/27/09 Record Date: 05/22/09
Country: Hong Kong Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Accept Financial Statements and Statutory Reports M For For
2 2. Approve Final Dividend M For For
3 3.a Reelect Lui Man Shing as Director M For For
4 3.b Reelect Wong Kai Man as Director M For For
5 3.c Reelect Ho Kian Guan as Director M For For
6 4. Approve Remuneration of Directors M For For
7 5. Reappoint PricewaterhouseCoopers as Auditors and M For For
Authorize the Board to Fix Their Remuneration
8 6.a Approve Issuance of Equity or Equity-Linked M For Against
Securities without Preemptive Rights
9 6.b Authorize Repurchase of Up to 10 Percent of M For For
Issued Share Capital
10 6.c Authorize Reissuance of Repurchased Shares M For Against
- --------------------------------------------------------------------------------
CAMECO CORP.
Client Account Number: 44301500
Ticker Symbol: CCO CUSIP/Security ID: CA13321L1085
Meeting Date: 05/27/09 Record Date: 04/03/09
Country: Canada Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. The Undersigned Hereby Certifies that the Shares M None Abstain
Represented by this Proxy are Owned and
Controlled by a Canadian (Residents mark the FOR
Box; One or more Non-Residents mark the ABSTAIN
box)
2 2.1 Elect Director John H. Clappison M For For
3 2.2 Elect Director Joe F. Colvin M For For
4 2.3 Elect Director James R. Curtiss M For For
5 2.4 Elect Director George S. Dembroski M For For
6 2.5 Elect Director Donald H.F. Deranger M For For
7 2.6 Elect Director James K. Gowans M For For
8 2.7 Elect Director Gerald W. Grandey M For For
9 2.8 Elect Director Nancy E. Hopkins M For For
10 2.9 Elect Director Oyvind Hushovd M For For
11 2.1 Elect Director J.W. George Ivany M For For
12 2.11 Elect Director A. Anne McLellan M For For
13 2.12 Elect Director A. Neil McMillan M For For
14 2.13 Elect Director Robert W. Peterson M For For
15 2.14 Elect Director Victor J. Zaleschuk M For For
16 3. Ratify KPMG LLP as Auditors M For For
- --------------------------------------------------------------------------------
CHINA OVERSEAS LAND & INVESTMENT LTD.
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: HK0688002218
Meeting Date: 05/27/09 Record Date: 05/25/09
Country: Hong Kong Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Accept Financial Statements and Statutory Reports M For Did Not
Vote
2 2.a Reelect Chen Bin as Director M For Did Not
Vote
3 2.b Reelect Zhu Yijian as Director M For Did Not
Vote
4 2.c Reelect Luo Liang as Director M For Did Not
Vote
5 2.d Reelect Li Kwok Po, David as Director M For Did Not
Vote
6 2.e Reelect Fan Hsu Lai Tai, Rita as Director M For Did Not
Vote
7 3. Authorize the Board to Fix Remuneration of M For Did Not
Directors Vote
8 4. Approve Final Dividend of HK$0.07 Per Share M For Did Not
Vote
9 5. Reappoint Deloitte Touche Tohmatsu as Auditors M For Did Not
and Authorize the Board to Fix Their Remuneration Vote
10 6. Authorize Repurchase of Up to 10 Percent of M For Did Not
Issued Share Capital Vote
11 7. Approve Issuance of Equity or Equity-Linked M For Did Not
Securities without Preemptive Rights Vote
12 8. Authorize Reissuance of Repurchased Shares M For Did Not
Vote
- --------------------------------------------------------------------------------
NEW WORLD DEVELOPMENT CO. LTD.
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: HK0017000149
Meeting Date: 05/29/09
Country: Hong Kong Meeting Type: Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Approve Sale and Purchase Agreement Between New M For For
World China Property Ltd. and Guilherme Hldgs.
(Hong Kong) Ltd.
- --------------------------------------------------------------------------------
PEUGEOT SA
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: FR0000121501
Meeting Date: 06/03/09 Record Date: 05/29/09
Country: France Meeting Type: Annual/Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Approve Financial Statements and Statutory M For For
Reports
3 2. Accept Consolidated Financial Statements and M For For
Statutory Reports
4 3. Approve Allocation of Income and Omission of M For For
Dividends
5 4. Approve Auditors' Special Report Regarding M For For
Related-Party Transactions
6 5. Authorize Repurchase of Up to 16 Million Issued M For For
Shares
8 6. Authorize Issuance of Equity or Equity-Linked M For Against
Securities with Preemptive Rights up to
Aggregate Nominal Amount of Approximately EUR
166 Million
9 7. Authorize Issuance of Equity or Equity-Linked M For Against
Securities without Preemptive Rights up to
Aggregate Nominal Amount of Approximately EUR
166 Million with the Possibility Not to Offer
them to the Public
10 8. Authorize Board to Increase Capital in the Event M For Against
of Additional Demand Related to Delegation
Submitted to Shareholder Vote Above
11 9. Approve Employee Stock Purchase Plan M Against For
12 10. Approve Reduction in Share Capital via M For For
Cancellation of Repurchased Shares
13 11. Allow Management Board to Use Authorizations M For Against
Granted Under Items 5 to 10 in the Event of a
Public Tender Offer or Share Exchange
14 12. Authorize Board to Issue Free Warrants with M For Against
Preemptive Rights During a Public Tender Offer
or Share Exchange
15 13. Change Range for Size of Management Board M For For
- --------------------------------------------------------------------------------
PETRO-CANADA
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: CA71644E1025
Meeting Date: 06/04/09 Record Date: 04/28/09
Country: Canada Meeting Type: Annual/Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Approve Plan of Arrangement - Merger with Suncor M For For
Energy Inc
2 2. Amend Stock Option Plan M For For
3 3.1 Elect Director Ron A. Brenneman M For For
4 3.2 Elect Director Hans Brenninkmeyer M For For
5 3.3 Elect Director Claude Fontaine M For For
6 3.4 Elect Director Paul Haseldonckx M For For
7 3.5 Elect Director Thomas E. Kierans M For For
8 3.6 Elect Director Brian F. MacNeill M For For
9 3.7 Elect Director Maureen McCaw M For For
10 3.8 Elect Director Paul D. Melnuk M For For
11 3.9 Elect Director Guylaine Saucier M For For
12 3.1 Elect Director James W. Simpson M For For
13 3.11 Elect Director Daniel L. Valot M For For
14 4. Ratify Deloitte & Touche LLP as Auditors M For For
- --------------------------------------------------------------------------------
SUNCOR ENERGY INC
Client Account Number: 44301500
Ticker Symbol: SU CUSIP/Security ID: CA8672291066
Meeting Date: 06/04/09 Record Date: 04/28/09
Country: Canada Meeting Type: Annual/Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Approve Plan of Arrangement - Merger with M For For
Petro-Canada
2 2. Amend Stock Option Plan M For For
3 3.1 Elect Director Mel E. Benson M For For
4 3.2 Elect Director Brian A. Canfield M For For
5 3.3 Elect Director Bryan P. Davies M For For
6 3.4 Elect Director Brian A. Felesky M For For
7 3.5 Elect Director John T. Ferguson M For For
8 3.6 Elect Director W. Douglas Ford M For For
9 3.7 Elect Director Richard L. George M For For
10 3.8 Elect Director John R. Huff M For For
11 3.9 Elect Director M. Ann McCaig M For For
12 3.1 Elect Director Michael W. O'Brien M For For
13 3.11 Elect Director Eira M. Thomas M For For
14 4. Ratify PricewaterhouseCoopers LLP as Auditors M For For
- --------------------------------------------------------------------------------
VALLOUREC
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: FR0000120354
Meeting Date: 06/04/09 Record Date: 06/01/09
Country: France Meeting Type: Annual/Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Approve Financial Statements and Statutory M For For
Reports
3 2. Accept Consolidated Financial Statements and M For For
Statutory Reports
4 3. Approve Allocation of Income and Dividends of M For For
EUR 6 per Share
5 4. Approve Stock Dividend Program (Cash or Shares) M For For
6 5. Approve Auditors' Special Report Regarding M For For
Related-Party Transactions
7 6. Approve Transactions with Philippe Crouzet M For For
8 7. Ratify Appointment of Bollore as Supervisory M For For
Board Member
9 8. Ratify Appointment of Jean-Francois Cirelli as M For For
Supervisory Board Member
10 9. Authorize Repurchase of Up to 10 Percent of M For For
Issued Share Capital
12 10. Authorize Issuance of Equity or Equity-Linked M For Against
Securities with Preemptive Rights up to
Aggregate Nominal Amount of EUR 105 Million
13 11. Authorize Issuance of Equity or Equity-Linked M For Against
Securities without Preemptive Rights, with the
Possibility Not to Offer them to the Public, up
to Aggregate Nominal Amount of EUR 30 Million
14 12. Authorize Board to Set Issue Price for 10 M For For
Percent Per Year of Issued Capital Pursuant to
Issue Authority without Preemptive Rights
15 13. Authorize Board to Increase Capital in the Event M For Against
of Additional Demand Related to Delegation
Submitted to Shareholder Vote Above
16 14. Authorize Capital Increase of up to 10 Percent M For For
of Issued Capital for Future Acquisitions
17 15. Authorize Capitalization of Reserves of Up to M For For
EUR 60 Million for Bonus Issue or Increase in
Par Value
18 16. Approve Issuance of Securities Convertible into M For For
Debt
19 17. Approve Employee Stock Purchase Plan M For For
20 18. Approve Employee Stock Purchase Plan for M For For
International Employees
21 19. Approve Employee Indirect Stock Purchase Plan M For For
for International Employees
22 20. Approve Employee Stock Purchase Plan (Free M For For
Shares Pursuant ot Items 16 and 17)
23 21. Authorize up to 2 Percent of Issued Capital for M For For
Use in Stock Option Plan
24 22. Approve Reduction in Share Capital via M For For
Cancellation of Repurchased Shares
- --------------------------------------------------------------------------------
ANHUI CONCH CEMENT COMPANY LTD
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: CNE1000001W2
Meeting Date: 06/05/09 Record Date: 05/05/09
Country: Hong Kong Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Accept Report of the Board of Directors M For For
2 2. Accept Report of the Supervisory Committee M For For
3 3. Accept Financial Statements and Statutory Reports M For For
4 4. Approve Profit Distribution Proposal for the M For For
Year 2008
5 5. Reappoint PRC and International Auditors of the M For For
Company and Authorize the Board to Fix Their
Remuneration
6 6. Approve the Guarantees Provided by the Company M For For
for the Bank Borrowings of Certain Subsidiaries
of the Companies
7 7. Amend Articles Re: Profit Distribution M For For
8 8. Approve Issuance of Equity or Equity-Linked M For Against
Securities without Preemptive Rights
9 9. Approve Issuance of Corporate Bonds (Bonds) With M For For
Face Value in the Aggregate Principal Amount Not
Exceeding RMB 9.5 Billion in the PRC (Bonds
Issue)
10 9.a Approve Issuing Amount of the Bonds M For For
11 9.b Approve Maturity of the Bonds M For For
12 9.c Approve Interest Rate of the Bonds and its M For For
Determination
13 9.d Approve Issue Price of the Bonds M For For
14 9.e Approve Use of Proceeds of the Bonds M For For
15 9.f Approve Arrangement of Placing to the Existing M For For
Holders of the Company's A Shares Under the
Terms of the Bonds Issue
16 9.g Approve Validity Period of the Bonds M For For
17 9.h Approve Authorization of the Bonds Issue M For For
- --------------------------------------------------------------------------------
CHINA SHENHUA ENERGY CO LTD
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: CNE1000002R0
Meeting Date: 06/05/09 Record Date: 05/05/09
Country: Hong Kong Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Accept Report of the Board of Directors M For For
2 2. Accept Report of the Board of Supervisors M For For
3 3. Accept Financial Statements and Statutory Reports M For For
4 4. Approve Profit Distribution Plan M For For
5 5. Approve Remuneration of Directors and Supervisors M For For
6 6. Reappoint KPMG Huazhen and KPMG as PRC and M For For
International Auditors, Respectively, and
Authorize the Board to Fix Their Remuneration
7 7. Elect Gong Huazhang as Independent Non-Executive M For For
Director
8 8. Approve Connected Transaction with a Related M For For
Party
9 9. Amend Articles of Association M For For
10 10. Approve Issuance of Equity or Equity-Linked M For For
Securities without Preemptive Rights
11 11. Authorize Repurchase of Up to 10 Percent of M For For
Issued Share Capital
- --------------------------------------------------------------------------------
WHARF (HOLDINGS) LTD.
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: HK0004000045
Meeting Date: 06/05/09 Record Date: 06/01/09
Country: Hong Kong Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Accept Financial Statements and Statutory Reports M For For
2 2. Approve Final Dividend M For For
3 3.a Reelect Peter K. C. Woo as Director M For For
4 3.b Reelect Stephen T. H. Ng as Director M For For
5 3.c Reelect Doreen Y. F. Lee as Director M For For
6 3.d Reelect Paul Y. C. Tsui as Director M For For
7 3.e Reelect Hans Michael Jebsen as Director M For For
8 3.f Reelect James E. Thompson as Director M For For
9 4. Reappoint KPMG as Auditors and Authorize Board M For For
to Fix Their Remuneration
10 5. Authorize Repurchase of Up to 10 Percent of M For For
Issued Share Capital
11 6. Approve Issuance of Equity or Equity-Linked M For Against
Securities without Preemptive Rights
12 7. Authorize Reissuance of Repurchased Shares M For Against
- --------------------------------------------------------------------------------
CHINA SHENHUA ENERGY CO LTD
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: CNE1000002R0
Meeting Date: 06/05/09 Record Date: 05/05/09
Country: Hong Kong Meeting Type: Special
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
3 1. Authorize Repurchase of Up to 10 Percent of the M For For
Issued A Share Capital and H Share Capital
- --------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO.
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: 874039100
Meeting Date: 06/10/09 Record Date: 04/13/09
Country: Taiwan Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Approve 2008 Business Operations Report, M For For
Financial Statements, and Statutory Reports
3 2. Approve 2008 Allocation of Income and Dividends M For For
4 3. Approve Capitalization of 2008 Dividends and M For For
Employee Profit Sharing
5 4. Approve Amendment on the Procedures for Loans to M For For
Other Parties and Procedures for Endorsement and
Guarantee
7 5.1 Director Morris Chang M For For
8 5.2 Director F.c. Tseng M For For
9 5.3 Director Rick Tsai M For For
10 5.4 Director Tain-jy Chen M For For
11 5.5 Director P. Leahy Bonfield M For For
12 5.6 Director Stan Shih M For For
13 5.7 Director Ms. Carly Fiorina M For For
14 5.8 Director Thomas J Engibous M For For
- --------------------------------------------------------------------------------
BANK OF CHINA LIMITED, BEIJING
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: CNE1000001Z5
Meeting Date: 06/18/09 Record Date: 05/18/09
Country: Hong Kong Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Accept Working Report of the Board of Directors M For For
2 2. Accept Working Report of the Supervisors M For For
3 3. Approve Profit Distribution Plan M For For
4 4. Accept Annual Financial Statements M For For
5 5. Approve Annual Budget for Year 2009 M For For
6 6. Reappoint PricewaterhouseCoopers Zhong Tian M For For
Certified Public Accountants Ltd. Co. and
PricewaterhouseCoopers Hong Kong as External
Auditors
7 7.a Approve 2008 Performance Appraisal and Bonus M For For
Plan for Xiao Gang, the Chairman of the Board of
Directors
8 7.b Approve 2008 Performance Appraisal and Bonus M For For
Plan for Li Lihui, the Vice Chairman of the
Board of Directors and the President of the Bank
9 7.c Approve 2008 Performance Appraisal and Bonus M For For
Plan for Li Zaohang, the Executive Director and
the Executive Vice President of the Bank
10 7.d Approve 2008 Performance Appraisal and Bonus M For For
Plan for Zhou Zaiqun, the Executive Director and
the Executive Vice President of the Bank
11 7.e Approve 2008 Performance Appraisal and Bonus M For For
Plan for Liu Ziqiang, the Chairman of the Board
of Supervisors
12 7.f Approve 2008 Performance Appraisal and Bonus M For For
Plan for Wang Xueqiang, the Supervisor of the
Bank
13 7.g Approve 2008 Performance Appraisal and Bonus M For For
Plan for Liu Wanming, the Supervisor of the Bank
14 8.a Reelect Seah Lim Huat Peter as a Non-Executive M For For
Director
15 8.b Reelect Alberto Togni as an Independent M For For
Non-Executive Director
16 9. Approve Proposal for Supplemental Delegation of M For For
Authorities by the Shareholders' Meeting to the
Board of Directors of the Bank
17 10. Amend Articles Re: Profit Distribution Policy M For For
18 11. Approve Issuance of RMB-Denominated Bonds in M For For
Hong Kong for a Total Amount Not Exceeding RMB
10 Billion by the End of 2010
- --------------------------------------------------------------------------------
KEYENCE CORP.
Client Account Number: 44301500
Ticker Symbol: 6861 CUSIP/Security ID: JP3236200006
Meeting Date: 06/18/09 Record Date: 03/20/09
Country: Japan Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Approve Allocation of Income, with a Final M For Against
Dividend of JPY 30
2 2. Amend Articles To Reflect Digitalization of M For For
Share Certificates - Limit Rights of Odd-Lot
Holders - Amend Business Lines
3 3.1 Elect Director M For For
4 3.2 Elect Director M For For
5 3.3 Elect Director M For For
6 3.4 Elect Director M For For
7 3.5 Elect Director M For For
8 3.6 Elect Director M For For
9 4. Appoint Alternate Statutory Auditor M For For
- --------------------------------------------------------------------------------
COCA-COLA HELLENIC BOTTLING CO.
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: GRS104003009
Meeting Date: 06/18/09
Country: Greece Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 Annual Meeting Agenda S Did Not
Vote
2 1. Receive Statutory Reports M None Did Not
Vote
3 2. Accept Financial Statements M For Did Not
Vote
4 3. Approve Discharge of Board and Auditors M For Did Not
Vote
5 4. Approve Director Remuneration M For Did Not
Vote
6 5. Approve Auditors and Fix Their Remuneration M For Did Not
Vote
7 6. Approve Allocation of Income and Dividends M For Did Not
Vote
8 7. Elect Members of Audit Committee M For Did Not
Vote
9 8. Amend Stock Option Plan M For Did Not
Vote
10 9. Approve Stock Option Plan M For Did Not
Vote
- --------------------------------------------------------------------------------
SUMITOMO METAL INDUSTRIES LTD.
Client Account Number: 44301500
Ticker Symbol: 5405 CUSIP/Security ID: JP3402200004
Meeting Date: 06/19/09 Record Date: 03/31/09
Country: Japan Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Amend Articles To Reflect Digitalization of M For For
Share Certificates
2 2.1 Elect Director M For For
3 2.2 Elect Director M For For
4 2.3 Elect Director M For For
5 2.4 Elect Director M For For
6 2.5 Elect Director M For For
7 2.6 Elect Director M For For
8 2.7 Elect Director M For For
9 2.8 Elect Director M For For
10 2.9 Elect Director M For For
11 2.1 Elect Director M For For
12 3. Appoint Statutory Auditor M For For
13 4. Approve Takeover Defense Plan (Poison Pill) M For Against
- --------------------------------------------------------------------------------
NTT DOCOMO INC.
Client Account Number: 44301500
Ticker Symbol: 9437 CUSIP/Security ID: JP3165650007
Meeting Date: 06/19/09 Record Date: 03/31/09
Country: Japan Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Approve Allocation of Income, with a Final M For For
Dividend of JPY 2400
2 2. Amend Articles To Reflect Digitalization of M For For
Share Certificates
3 3. Appoint Statutory Auditor M For For
- --------------------------------------------------------------------------------
TOKYO ELECTRON LTD.
Client Account Number: 44301500
Ticker Symbol: 8035 CUSIP/Security ID: JP3571400005
Meeting Date: 06/19/09 Record Date: 03/31/09
Country: Japan Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Amend Articles To Reflect Digitalization of M For For
Share Certificates
2 2.1 Elect Director M For For
3 2.2 Elect Director M For For
4 2.3 Elect Director M For For
5 2.4 Elect Director M For For
6 2.5 Elect Director M For For
7 2.6 Elect Director M For For
8 2.7 Elect Director M For For
9 2.8 Elect Director M For For
10 2.9 Elect Director M For For
11 2.1 Elect Director M For For
12 2.11 Elect Director M For For
13 2.12 Elect Director M For For
14 2.13 Elect Director M For For
15 3.1 Appoint Statutory Auditor M For For
16 3.2 Appoint Statutory Auditor M For For
17 4. Approve Annual Bonus Payment to Directors M For For
- --------------------------------------------------------------------------------
SUMITOMO CORP.
Client Account Number: 44301500
Ticker Symbol: 8053 CUSIP/Security ID: JP3404600003
Meeting Date: 06/19/09 Record Date: 03/31/09
Country: Japan Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Approve Allocation of Income, with a Final M For For
Dividend of JPY 15
2 2. Amend Articles To Reflect Digitalization of M For For
Share Certificates
3 3.1 Elect Director M For For
4 3.2 Elect Director M For For
5 3.3 Elect Director M For For
6 3.4 Elect Director M For For
7 3.5 Elect Director M For For
8 3.6 Elect Director M For For
9 3.7 Elect Director M For For
10 3.8 Elect Director M For For
11 3.9 Elect Director M For For
12 3.1 Elect Director M For For
13 3.11 Elect Director M For For
14 3.12 Elect Director M For For
15 4.1 Appoint Statutory Auditor M For For
16 4.2 Appoint Statutory Auditor M For For
17 4.3 Appoint Statutory Auditor M For For
18 5. Approve Annual Bonus Payment to Directors M For For
19 6. Approve Stock Option Plan for Directors M For For
20 7. Approve Deep Discount Stock Option Plan M For For
- --------------------------------------------------------------------------------
THK CO. LTD.
Client Account Number: 44301500
Ticker Symbol: 6481 CUSIP/Security ID: JP3539250005
Meeting Date: 06/20/09 Record Date: 03/31/09
Country: Japan Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Approve Allocation of Income, with a Final M For For
Dividend of JPY 8
2 2. Amend Articles To Reflect Digitalization of M For For
Share Certificates
3 3.1 Elect Director M For For
4 3.2 Elect Director M For For
5 3.3 Elect Director M For For
6 3.4 Elect Director M For For
7 3.5 Elect Director M For For
8 3.6 Elect Director M For For
9 3.7 Elect Director M For For
10 3.8 Elect Director M For For
11 3.9 Elect Director M For For
12 3.1 Elect Director M For For
13 3.11 Elect Director M For For
14 3.12 Elect Director M For For
15 3.13 Elect Director M For For
16 3.14 Elect Director M For For
17 3.15 Elect Director M For For
18 3.16 Elect Director M For For
19 4. Appoint Statutory Auditor M For For
- --------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LTD.
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: 881624209
Meeting Date: 06/22/09 Record Date: 05/13/09
Country: Israel Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Approve Final Dividend M For For
3 2.1 Elect Phillip Frost as Director M For For
4 2.2 Elect Roger Abravanel as Director M For For
5 2.3 Elect Elon Kohlberg as Director M For For
6 2.4 Elect Yitzhak Peterburg as Director M For For
7 2.5 Elect Erez Vigodman as Director M For For
8 3. Approve Auditors and Authorize Board to Fix M For For
Their Remuneration
- --------------------------------------------------------------------------------
TELEFONICA S.A.
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: ES0178430E18
Meeting Date: 06/22/09 Record Date: 05/13/09
Country: Spain Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Approve Individual and Consolidated Financial M For For
Statements, Allocation of Income, and Discharge
Directors
2 2. Approve Dividend Charged to Unrestricted Reserves M For For
3 3. Approve Employee Stock Purchase Plan M For For
4 4. Authorize Share Repurchase Program M For For
5 5. Approve Reduction in Capital via the M For For
Cancellation of Treasury Shares; Amend Articles
Accordingly
6 6. Ratify Auditors for Fiscal Year 2009 M For For
7 7. Authorize Board to Ratify and Execute Approved M For For
Resolutions
- --------------------------------------------------------------------------------
HONDA MOTOR CO. LTD.
Client Account Number: 44301500
Ticker Symbol: 7267 CUSIP/Security ID: JP3854600008
Meeting Date: 06/23/09 Record Date: 03/31/09
Country: Japan Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Approve Allocation of Income, with a Final M For For
Dividend of JPY 8
2 2. Amend Articles To Reflect Digitalization of M For For
Share Certificates
3 3.1 Elect Director M For For
4 3.2 Elect Director M For For
5 3.3 Elect Director M For For
6 3.4 Elect Director M For For
7 3.5 Elect Director M For For
8 3.6 Elect Director M For For
9 3.7 Elect Director M For For
10 3.8 Elect Director M For For
11 3.9 Elect Director M For For
12 3.1 Elect Director M For For
13 3.11 Elect Director M For For
14 3.12 Elect Director M For For
15 3.13 Elect Director M For For
16 3.14 Elect Director M For For
17 3.15 Elect Director M For For
18 3.16 Elect Director M For For
19 3.17 Elect Director M For For
20 3.18 Elect Director M For For
21 3.19 Elect Director M For For
22 3.2 Elect Director M For For
23 3.21 Elect Director M For For
24 4. Appoint Statutory Auditor M For For
25 5. Approve Annual Bonus Payment to Directors and M For For
Statutory Auditors
- --------------------------------------------------------------------------------
MITSUI & CO.
Client Account Number: 44301500
Ticker Symbol: 8031 CUSIP/Security ID: JP3893600001
Meeting Date: 06/23/09 Record Date: 03/31/09
Country: Japan Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Amend Articles To Reflect Digitalization of M For For
Share Certificates - Amend Business Lines
2 2.1 Elect Director M For For
3 2.2 Elect Director M For For
4 2.3 Elect Director M For For
5 2.4 Elect Director M For For
6 2.5 Elect Director M For For
7 2.6 Elect Director M For For
8 2.7 Elect Director M For For
9 2.8 Elect Director M For For
10 2.9 Elect Director M For For
11 2.1 Elect Director M For For
12 2.11 Elect Director M For For
13 2.12 Elect Director M For For
14 3. Appoint Statutory Auditor M For For
- --------------------------------------------------------------------------------
EAST JAPAN RAILWAY CO
Client Account Number: 44301500
Ticker Symbol: 9020 CUSIP/Security ID: JP3783600004
Meeting Date: 06/23/09 Record Date: 03/31/09
Country: Japan Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Approve Allocation of Income, With a Final M For For
Dividend of JPY 55
3 2. Amend Articles To Reflect Digitalization of M For For
Share Certificates
4 3.1 Elect Director M For For
5 3.2 Elect Director M For For
6 3.3 Elect Director M For For
7 4.1 Appoint Statutory Auditor M For For
8 4.2 Appoint Statutory Auditor M For For
9 5. Approve Payment of Annual Bonuses to Directors M For For
and Statutory Auditors
11 6. Amend Articles to Allow Shareholder Meeting S Against Against
Agenda to Include Compliance Related Resolutions
12 7. Amend Articles to Form Committee on Compliance S Against Against
13 8. Amend Articles to Require Disclosure of S Against For
Individual Director Compensation Levels
14 9. Amend Articles to Require At Least 20% S Against Against
Non-Executive Board of Directors
15 10. mend Articles to Clarify Roles of Advisors and S Against Against
to Create Board Committees on Labor Relations
and on Safety
16 11.1 Remove Chairman Mutsutake Ohtsuka from Board S Against Against
17 11.2 Remove President Satoshi Seino from Board S Against Against
18 11.3 Remove Vice President Masaki Ogata from Board S Against Against
19 11.4 Remove Director Hiroyuki Nakamura from Board S Against Against
20 11.5 Remove Director Tohru Owada from Board S Against Against
21 11.6 Remove Director Seiichiro Oi from Board S Against Against
22 11.7 Remove Director Yuji Fukazawa from Board S Against Against
23 11.8 Remove Director Yuji Morimoto from Board S Against Against
24 12.1 Appoint Shareholder Nominee to the Board S Against Against
25 12.2 Appoint Shareholder Nominee to the Board S Against Against
26 12.3 Appoint Shareholder Nominee to the Board S Against Against
27 12.4 Appoint Shareholder Nominee to the Board S Against Against
28 12.5 Appoint Shareholder Nominee to the Board S Against Against
29 13. Cut Director Compensation by 20 Percent S Against Against
30 14. Approve Alternate Income Allocation to Establish S Against Against
Reserve for Reemployment of Former JNR Employees
31 15. Approve Alternate Income Allocation to Establish S Against Against
Reserve for Consolidation of Local Rail Lines
- --------------------------------------------------------------------------------
NISSAN MOTOR CO. LTD.
Client Account Number: 44301500
Ticker Symbol: 7201 CUSIP/Security ID: JP3672400003
Meeting Date: 06/23/09 Record Date: 03/31/09
Country: Japan Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Amend Articles To Reflect Digitalization of M For For
Share Certificates
2 2.1 Elect Director M For For
3 2.2 Elect Director M For For
4 2.3 Elect Director M For For
5 2.4 Elect Director M For For
6 2.5 Elect Director M For For
7 2.6 Elect Director M For For
8 2.7 Elect Director M For For
9 2.8 Elect Director M For For
10 2.9 Elect Director M For For
- --------------------------------------------------------------------------------
CHIYODA CORP.
Client Account Number: 44301500
Ticker Symbol: 6366 CUSIP/Security ID: JP3528600004
Meeting Date: 06/23/09 Record Date: 03/31/09
Country: Japan Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Approve Allocation of Income, with a Final M For For
Dividend of JPY 7.5
2 2. Amend Articles To Reflect Digitalization of M For For
Share Certificates - Reduce Directors' Term -
Authorize Share Buybacks at Board's Discretion
3 3.1 Elect Director M For For
4 3.2 Elect Director M For For
5 3.3 Elect Director M For For
6 3.4 Elect Director M For For
7 3.5 Elect Director M For For
8 3.6 Elect Director M For For
9 3.7 Elect Director M For For
10 3.8 Elect Director M For For
11 3.9 Elect Director M For For
12 4. Appoint Statutory Auditor M For For
13 5. Approve Retirement Bonuses and Special Payments M For Against
in Connection with Abolition of Retirement Bonus
System
14 6. Approve Adjustment to Aggregate Compensation M For For
Ceilings for Directors and Statutory Auditors
- --------------------------------------------------------------------------------
SHISEIDO CO. LTD.
Client Account Number: 44301500
Ticker Symbol: 4911 CUSIP/Security ID: JP3351600006
Meeting Date: 06/24/09 Record Date: 03/31/09
Country: Japan Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Approve Allocation of Income, with a Final M For For
Dividend of JPY 25
2 2. Amend Articles To Reflect Digitalization of M For For
Share Certificates
3 3.1 Elect Director M For For
4 3.2 Elect Director M For For
5 3.3 Elect Director M For For
6 3.4 Elect Director M For For
7 3.5 Elect Director M For For
8 3.6 Elect Director M For For
9 3.7 Elect Director M For For
10 3.8 Elect Director M For For
11 3.9 Elect Director M For For
12 3.1 Elect Director M For For
13 4. Appoint Statutory Auditor M For For
14 5. Approve Annual Bonus Payment to Directors M For For
15 6. Approve Deep Discount Stock Option Plan M For For
- --------------------------------------------------------------------------------
SOFTBANK CORP
Client Account Number: 44301500
Ticker Symbol: 9984 CUSIP/Security ID: JP3436100006
Meeting Date: 06/24/09 Record Date: 03/31/09
Country: Japan Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Approve Allocation of Income, With a Final M For For
Dividend of JPY 2.5
2 2. Amend Articles To Reflect Digitalization of M For For
Share Certificates
3 3.1 Elect Director M For For
4 3.2 Elect Director M For For
5 3.3 Elect Director M For For
6 3.4 Elect Director M For For
7 3.5 Elect Director M For For
8 3.6 Elect Director M For For
9 3.7 Elect Director M For For
10 3.8 Elect Director M For For
11 3.9 Elect Director M For For
12 4.1 Appoint Statutory Auditor M For For
13 4.2 Appoint Statutory Auditor M For For
14 4.3 Appoint Statutory Auditor M For For
15 4.4 Appoint Statutory Auditor M For For
- --------------------------------------------------------------------------------
PANASONIC CORP
Client Account Number: 44301500
Ticker Symbol: 6752 CUSIP/Security ID: JP3866800000
Meeting Date: 06/25/09 Record Date: 03/31/09
Country: Japan Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Amend Articles To Reflect Digitalization of M For For
Share Certificates - Authorize Public
Announcements in Electronic Format
2 2.1 Elect Director M For For
3 2.2 Elect Director M For For
4 2.3 Elect Director M For For
5 2.4 Elect Director M For For
6 2.5 Elect Director M For For
7 2.6 Elect Director M For For
8 2.7 Elect Director M For For
9 2.8 Elect Director M For For
10 2.9 Elect Director M For For
11 2.1 Elect Director M For For
12 2.11 Elect Director M For For
13 2.12 Elect Director M For For
14 2.13 Elect Director M For For
15 2.14 Elect Director M For For
16 2.15 Elect Director M For For
17 2.16 Elect Director M For For
18 2.17 Elect Director M For For
19 2.18 Elect Director M For For
20 2.19 Elect Director M For For
- --------------------------------------------------------------------------------
NOMURA HOLDINGS INC.
Client Account Number: 44301500
Ticker Symbol: 8604 CUSIP/Security ID: JP3762600009
Meeting Date: 06/25/09 Record Date: 03/31/09
Country: Japan Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Amend Articles To Approve Creation of New M For Against
Classes of Preferred Shares - Reflect
Digitalization of Share Certificates
2 2.1 Elect Director M For For
3 2.2 Elect Director M For For
4 2.3 Elect Director M For For
5 2.4 Elect Director M For For
6 2.5 Elect Director M For For
7 2.6 Elect Director M For For
8 2.7 Elect Director M For For
9 2.8 Elect Director M For For
10 2.9 Elect Director M For For
11 2.1 Elect Director M For For
12 2.11 Elect Director M For For
13 2.12 Elect Director M For For
14 3. Approve Stock Option Plan and Deep-Discount M For For
Option Plan
- --------------------------------------------------------------------------------
ADVANTEST CORP.
Client Account Number: 44301500
Ticker Symbol: 6857 CUSIP/Security ID: JP3122400009
Meeting Date: 06/25/09 Record Date: 03/31/09
Country: Japan Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Amend Articles To Reflect Digitalization of M For For
Share Certificates
2 2.1 Elect Director M For For
3 2.2 Elect Director M For For
4 2.3 Elect Director M For For
5 2.4 Elect Director M For For
6 2.5 Elect Director M For For
7 2.6 Elect Director M For For
8 2.7 Elect Director M For For
9 2.8 Elect Director M For For
10 2.9 Elect Director M For For
- --------------------------------------------------------------------------------
ELECTRIC POWER DEVELOPMENT CO. (J-POWER)
Client Account Number: 44301500
Ticker Symbol: 9513 CUSIP/Security ID: JP3551200003
Meeting Date: 06/25/09 Record Date: 03/31/09
Country: Japan Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Approve Allocation of Income, with a Final M For For
Dividend of JPY 35
2 2. Amend Articles To Reflect Digitalization of M For For
Share Certificates - Authorize Public
Announcements in Electronic Format - Increase
Maximum Board Size
3 3.1 Elect Director M For For
4 3.2 Elect Director M For For
5 3.3 Elect Director M For For
6 3.4 Elect Director M For For
7 3.5 Elect Director M For For
8 3.6 Elect Director M For For
9 3.7 Elect Director M For For
10 3.8 Elect Director M For For
11 3.9 Elect Director M For For
12 3.1 Elect Director M For For
13 3.11 Elect Director M For For
14 3.12 Elect Director M For For
15 3.13 Elect Director M For For
16 3.14 Elect Director M For For
17 4. Appoint Statutory Auditor M For For
- --------------------------------------------------------------------------------
MIZUHO FINANCIAL GROUP INC.
Client Account Number: 44301500
Ticker Symbol: 8411 CUSIP/Security ID: JP3885780001
Meeting Date: 06/25/09 Record Date: 03/31/09
Country: Japan Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Approve Allocation of Income, with a Final M For For
Dividend of JPY 10 for Ordinary Shares
2 2. Amend Articles To Decrease Authorized Capital to M For For
Reflect Cancellation - Reflect Digitalization of
Share Certificates
3 3.1 Elect Director M For For
4 3.2 Elect Director M For For
5 3.3 Elect Director M For For
6 3.4 Elect Director M For For
7 3.5 Elect Director M For For
8 3.6 Elect Director M For For
9 3.7 Elect Director M For For
10 3.8 Elect Director M For For
11 4. Appoint Statutory Auditor M For For
- --------------------------------------------------------------------------------
MITSUI SUMITOMO INSURANCE GROUP HOLDINGS INC
Client Account Number: 44301500
Ticker Symbol: 8725 CUSIP/Security ID: JP3890310000
Meeting Date: 06/25/09 Record Date: 03/31/09
Country: Japan Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Approve Allocation of Income, with a Final M For For
Dividend of JPY 27
2 2. Amend Articles To Reflect Digitalization of M For For
Share Certificates
3 3.1 Elect Director M For For
4 3.2 Elect Director M For For
5 3.3 Elect Director M For For
6 3.4 Elect Director M For For
7 3.5 Elect Director M For For
8 3.6 Elect Director M For For
9 3.7 Elect Director M For For
10 3.8 Elect Director M For For
11 3.9 Elect Director M For For
12 3.1 Elect Director M For For
13 3.11 Elect Director M For For
14 3.12 Elect Director M For For
15 3.13 Elect Director M For For
16 4. Appoint Alternate Statutory Auditor M For For
17 5. Approve Adjustment to Aggregate Compensation M For For
Ceilings for Directors and Statutory Auditors
- --------------------------------------------------------------------------------
TOKYO ELECTRIC POWER CO. LTD.
Client Account Number: 44301500
Ticker Symbol: 9501 CUSIP/Security ID: JP3585800000
Meeting Date: 06/25/09 Record Date: 03/31/09
Country: Japan Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Approve Allocation of Income, With a Final M For For
Dividend of JPY 30
3 2. Amend Articles To Reflect Digitalization of M For For
Share Certificates - Amend Business Lines
4 3.1 Elect Director M For For
5 3.2 Elect Director M For For
6 3.3 Elect Director M For For
7 3.4 Elect Director M For For
8 3.5 Elect Director M For For
9 3.6 Elect Director M For For
10 3.7 Elect Director M For For
11 3.8 Elect Director M For For
12 3.9 Elect Director M For For
13 3.1 Elect Director M For For
14 3.11 Elect Director M For For
15 3.12 Elect Director M For For
16 3.13 Elect Director M For For
17 3.14 Elect Director M For For
18 3.15 Elect Director M For For
19 3.16 Elect Director M For For
20 3.17 Elect Director M For For
21 3.18 Elect Director M For For
22 3.19 Elect Director M For For
23 3.2 Elect Director M For For
24 4. Appoint Statutory Auditor M For For
26 5. Approve Alternate Income Allocation Proposal S Against Against
27 6. Amend Articles to Ban Further Investment to S Against Against
Repair Nuclear Plant
28 7. Amend Articles to Retire Fukushima I and II S Against Against
Nuclear Plants
29 8. Amend Articles to Require Compensation Disclosure S Against For
- --------------------------------------------------------------------------------
INPEX CORPORATION
Client Account Number: 44301500
Ticker Symbol: 1605 CUSIP/Security ID: JP3294460005
Meeting Date: 06/25/09 Record Date: 03/31/09
Country: Japan Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Approve Allocation of Income, with a Final M For For
Dividend of JPY 4000 for Ordinary Shares
2 2. Amend Articles To Reflect Digitalization of M For For
Share Certificates
3 3.1 Elect Director M For For
4 3.2 Elect Director M For For
5 4. Approve Annual Bonus Payment to Directors and M For For
Statutory Auditors
- --------------------------------------------------------------------------------
GAZPROM OAO
Client Account Number: 44301500
Ticker Symbol: CUSIP/Security ID: 368287207
Meeting Date: 06/26/09 Record Date: 05/08/09
Country: Russia Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
3 1. Approval Of The Annual Report Of The Company. M For For
4 2. Approval Of The Annual Accounting Statements, M For For
Including The Profit And Loss Reports Of The
Company.
5 3. Approval Of The Distribution Of Profit Of The M For For
Company Based On The Results Of 2008.
6 4. Regarding The Amount Of, Time For And Form Of M For For
Payment Of Dividends Based On The Results Of
2008.
7 5. Approval Of The External Auditor Of The Company. M For For
8 6. Regarding The Remuneration Of Members Of The M For For
Board Of Directors And Audit Commission Of The
Company.
9 7.1 Approve Related-Party Transactions with OAO M For For
Gazprombank Re: Loan Agreements
10 7.2 Approve Related-Party Transactions with OAO M For For
Sberbank Re: Loan Agreements
11 7.3 Approve Related-Party Transactions with OAO VTB M For For
Bank Re: Loan Agreements
12 7.4 Approve Related-Party Transactions with State M For For
Corporation Vnesheconombank Re: Loan Agreements
13 7.5 Approve Related-Party Transactions with OAO M For For
Rosselkhozbank Re: Loan Agreements
14 7.6 Approve Related-Party Transactions with OAO M For For
Gazprombank Re: Loan Facility Agreements
15 7.7 Approve Related-Party Transactions with OAO M For For
Sberbank Re: Loan Facility Agreements
16 7.8 Approve Related-Party Transactions with ZAO M For For
Gazenergoprombank Re: Loan Facility Agreements
17 7.9 Approve Related-Party Transactions with OAO VTB M For For
Bank Re: Loan Facility Agreements
18 7.1 Approve Related-Party Transactions with OAO M For For
Gazprombank Re: Agreements on Transfer of Credit
Funds
19 7.11 Approve Related-Party Transactions with OAO M For For
Sberbank Re: Agreements on Transfer of Credit
Funds
20 7.12 Approve Related-Party Transactions with ZAO M For For
Gazenergoprombank Re: Agreements on Transfer of
Credit Funds
21 7.13 Approve Related-Party Transactions with OAO VTB M For For
Bank Re: Agreements on Transfer of Credit Funds
22 7.14 Approve Related-Party Transactions with OAO M For For
Gazprombank Re: Agreements on Using Electronic
Payments System
23 7.15 Approve Related-Party Transactions with OAO M For For
Sberbank Re: Agreements on Using Electronic
Payments System
24 7.16 Approve Related-Party Transactions with ZAO M For For
Gazenergoprombank Re: Agreements on Using
Electronic Payments System
25 7.17 Approve Related-Party Transactions with OAO VTB M For For
Bank Re: Agreements on Using Electronic Payments
System
26 7.18 Approve Related-Party Transactions with OAO M For For
Gazprombank Re: Agreements on Foreign Currency
Purchase
27 7.19 Approve Related-Party Transactions with OAO M For For
Gazprombank Re: Agreement on Guarantees to Tax
Authorities
28 7.2 Approve Related-Party Transactions with OAO M For For
Sberbank Re: Agreement on Guarantees to Tax
Authorities
29 7.21 Approve Related-Party Transactions with OAO M For For
Gazprombank Re: Agreement on Guarantees to Tax
Authorities
30 7.22 Approve Related-Party Transaction with Nord M For For
Stream AG Re: Gas Transportation Agreement
31 7.23 Approve Related-Party Transaction with OAO M For For
Gazprombank Re: Loan Agreement in Favor of AK
Uztransgaz for Gas Transportation Across
Uzbekistan
32 7.24 Approve Related-Party Transactions with OAO M For For
Beltransgaz Re: Agreement on Temporary
Possession and Use of Facilities of Yamal-Europe
Trunk Gas Pipeline
33 7.25 Approve Related-Party Transactions with OAO M For For
Gazpromregiongaz Re: Agreement on Temporary
Possession and Use of Property Complex of Gas
Distribution System
34 7.26 Approve Related-Party Transactions with ZAO M For For
Gazprom Neft Orenburg Re: Agreement on Temporary
Possession and Use of Wells and Well Equipment
35 7.27 Approve Related-Party Transactions with OAO M For For
Gazpromtrubinvest Re: Agreement on Temporary
Possession and Use of Facilities
36 7.28 Approve Related-Party Transactions with OAO M For For
Lazurnaya Re: Agreement on Temporary Possession
and Use of Property of Lazurnaya Peak Hotel
Complex
37 7.29 Approve Related-Party Transactions with DOAO M For For
Tsentrenergogaz Re: Agreement on Temporary
Possession and Use of Building and Equipment
38 7.3 Approve Related-Party Transactions with OOO M For For
Gazpromtrans Re: Agreement on Temporary
Possession and Use of Facilities of Surgutsky
Condensate Stabilization Plant
39 7.31 Approve Related-Party Transactions with OOO M For For
Gazpromtrans Re: Agreement on Temporary
Possession and Use of Methanol Tank Cars
40 7.32 Approve Related-Party Transactions with OAO M For For
Tsentrgaz Re: Agreement on Temporary Possession
and Use of Preventative Clinic Facilities
41 7.33 Approve Related-Party Transactions with OAO M For For
Druzhba Re: Agreement on Temporary Possession
and Use of Facilities of Druzhba Vacation Center
42 7.34 Approve Related-Party Transactions with OAO M For For
Gazprom Promgaz Re: Agreement on Temporary
Possession and Use of Gas-Using Equipment
43 7.35 Approve Related-Party Transactions with OAO M For For
Gazprombank Re: Agreement on Temporary
Possession and Use of Non-Residential Premises
44 7.36 Approve Related-Party Transactions with OAO M For For
Salavatnefteorgsintez Re: Agreement on Temporary
Possession and Use of Gas Pipeline
45 7.37 Approve Related-Party Transactions with OAO M For For
Vostokgazprom Re: Agreement on Temporary
Possession and Use of Special Installation
46 7.38 Approve Related-Party Transactions with OAO M For For
Gazprom Export Re: Agreement on Temporary
Possession and Use of Special Installation
47 7.39 Approve Related-Party Transactions with OAO M For For
Gazprom Neft Re: Agreement on Temporary
Possession and Use of Special Installation
48 7.4 Approve Related-Party Transactions with OAO M For For
Gazprom Space Systems Re: Agreement on Temporary
Possession and Use of ERP System
49 7.41 Approve Related-Party Transactions with ZAO M For For
Yamalgazinvest Re: Agreement on Temporary
Possession and Use of ERP System
50 7.42 Approve Related-Party Transactions with ZAO M For For
Gaztelecom Re: Agreement on Temporary Possession
and Use of Communication Facilities
51 7.43 Approve Related-Party Transactions with OOO M For For
TsentrCaspneftegaz Re: Agreement on Extension of
Loans
52 7.44 Approve Related-Party Transactions with OAO M For For
Gazprombank Re: Guarantee Agreements to Customs
Authorities
53 7.45 Approve Related-Party Transactions with OOO M For For
Mezhregiongaz Re: Agreement on Delivery of Gas
54 7.46 Approve Related-Party Transactions with OOO M For For
Mezhregiongaz Re: Agreement on Sale of Gas
55 7.47 Approve Related-Party Transactions with OOO M For For
Mezhregiongaz Re: Agreement on Accepting Gas
Purchased from Independent Entities
56 7.48 Approve Related-Party Transactions with OOO M For For
Gazprom Export Re: Agreement on Sale of Liquid
Hydrocarbons
57 7.49 Approve Related-Party Transactions OOO M For For
Mezhregiongaz Re: Agreement on Gas Storage
58 7.5 Approve Related-Party Transactions with ZAO M For For
Northgas Re: Agreement on Delivery of Gas
59 7.51 Approve Related-Party Transactions with OAO M For For
Severneftegazprom Re: Agreement on Delivery of
Gas
60 7.52 Approve Related-Party Transactions with ZAO M For For
Gazprom Neft Orenburg Re: Agreement on Delivery
of Gas
61 7.53 Approve Related-Party Transactions with OAO M For For
SIBUR Holding Re: Agreement on Delivery of Gas
62 7.54 Approve Related-Party Transactions with OAO M For For
SIBUR Holding Re: Agreement on Purchase of
Ethane Fraction
63 7.55 Approve Related-Party Transactions with OAO M For For
SIBUR Holding Re: Agreement on Processing of
Ethane Fraction
64 7.56 Approve Related-Party Transactions with OAO M For For
SIBUR Holding Re: Agreement on Transportation of
Gas
65 7.57 Approve Related-Party Transactions with OAO M For For
Tomskgazprom Re: Agreement on Transportation of
Gas
66 7.58 Approve Related-Party Transactions with OO M For For
Mezhregiongaz Re: Agreement on Transportation of
Gas
67 7.59 Approve Related-Party Transactions with OAO M For For
Gazprom Neft Re: Agreement on Transportation of
Gas
68 7.6 Approve Related-Party Transactions with OAO M For For
NOVATEK Re: Agreement on Transportation of Gas
69 7.61 Approve Related-Party Transactions with OAO M For For
NOVATEK Re: Agreement on Arranging of Injection
and Storage of Gas
70 7.62 Approve Related-Party Transactions with a/s M For For
Latvijas Gaze Re: Agreement on Purchase of Gas
71 7.63 Approve Related-Party Transactions with AB M For For
Lietuvos Dujos Re: Agreement on Purchase of Gas
72 7.64 Approve Related-Party Transactions with UAB M For For
Kauno Termofikacijos Elektrine Re: Agreement on
Purchase of Gas
73 7.65 Approve Related-Party Transactions with M For For
MoldovaGaz SA Re: Agreement on Purchase of Gas
74 7.66 Approve Related-Party Transactions with M For For
MoldovaGaz SA Re: Agreement on Transportation of
Gas
75 7.67 Approve Related-Party Transactions with M For For
KazRosGaz LLP Re: Agreement on Sale of Gas
76 7.68 Approve Related-Party Transactions with M For For
KazRosGaz LLP Re: Agreement on Transportation of
Gas
77 7.69 Approve Related-Party Transactions with OAO M For For
Beltransgaz Re: Agreement on Purchase of Gas
78 7.7 Approve Related-Party Transactions with OOO M For For
Gazpromtrans Re: Agreement on Start-Up and
Commissioning Work
79 7.71 Approve Related-Party Transactions with ZAO M For For
Gazprom Invest Yug Re: Agreement on Start-Up and
Commissioning Work
80 7.72 Approve Related-Party Transactions with ZAO M For For
Yamalgazinvest Re: Agreement on Start-Up and
Commissioning Work
81 7.73 Approve Related-Party Transactions with OAO M For For
Gazprom Space Systems Re: Agreement on
Investment Projects
82 7.74 Approve Related-Party Transactions with ZAO M For For
Yamalgazinvest Re: Agreement on Investment
Projects
83 7.75 Approve Related-Party Transactions with ZAO M For For
Gazprom Neft Orenburg Re: Agreement on
Investment Projects
84 7.76 Approve Related-Party Transactions with ZAO M For For
Gazprom Invest Yug Re: Agreement on Investment
Projects
85 7.77 Approve Related-Party Transactions with OOO M For For
Gazpromtrans Re: Agreement on Investment Projects
86 7.78 Approve Related-Party Transactions with ZAO M For For
Gaztelecom Re: Agreement on Investment Projects
87 7.79 Approve Related-Party Transactions with ZAO M For For
Federal Research and Production Center
NefteGazAeroCosmos Re: Agreement on Investment
Projects
88 7.8 Approve Related-Party Transactions with OAO M For For
Sogaz Re: Agreement on Property Insurance
89 7.81 Approve Related-Party Transactions with OAO M For For
Sogaz Re: Agreement on Life and Individual
Property Insurance
90 7.82 Approve Related-Party Transactions with OAO M For For
Sogaz Re: Agreement on Insurance of Gazprom's
Employees
91 7.83 Approve Related-Party Transactions with OAO M For For
Sogaz Re: Agreement on Provision of Medical
Services to Gazprom's Employees and Their
Families
92 7.84 Approve Related-Party Transactions with OAO M For For
Sogaz Re: Agreement on Insurance of Employees of
OAO Gazprom Avtopredpriyatie
93 7.85 Approve Related-Party Transactions with OAO M For For
Sogaz Re: Agreement on Insurance of Property of
Third Persons Representing OAO Gazprom
94 7.86 Approve Related-Party Transactions with OAO M For For
Sogaz Re: Agreement on Insurance of
Transportation Vehicles
95 7.87 Approve Related-Party Transactions with OAO M For For
Sogaz Re: Agreement on Insurance to Board of
Directors and Management Board
96 7.88 Approve Related-Party Transactions Re: M For For
Agreeement on Arranging Stocktaking of Property
97 7.89 Approve Related-Party Transactions with DOAO M For For
Tsentrenergogaz Re: Agreement on Research Work
for OAO Gazprom
98 7.9 Approve Related-Party Transactions with OAO M For For
Gazavtomatika Re: Agreement on Research Work for
OAO Gazprom
99 7.91 Approve Related-Party Transactions with OAO M For For
Gazprom Promgaz Re: Agreement on Research Work
for OAO Gazprom
100 7.92 Approve Related-Party Transactions with OAO M For For
Gazprom Promgaz Re: Agreement on Research Work
for OAO Gazprom
3 7.93 Approve Related-Party Transactions with OAO M For For
Gazprom Promgaz Re: Agreement on Research Work
for OAO Gazprom
4 7.94 Approve Related-Party Transactions with OAO M For For
Gazprom Promgaz Re: Agreement on Research Work
for OAO Gazprom
5 7.95 Approve Related-Party Transactions with OAO M For For
Gazprom Promgaz Re: Agreement on Research Work
for OAO Gazprom
6 7.96 Approve Related-Party Transactions with OAO M For For
Gazprom Promgaz Re: Agreement on Research Work
for OAO Gazprom
7 7.97 Approve Related-Party Transactions with OAO M For For
Gazprom Promgaz Re: Agreement on Research Work
for OAO Gazprom
8 7.98 Approve Related-Party Transactions with OAO M For For
Gazprom Promgaz Re: Agreement on Research Work
for OAO Gazprom
9 7.99 Approve Related-Party Transactions with OAO M For For
Gazprom Promgaz Re: Agreement on Research Work
for OAO Gazprom
10 7.1 Approve Related-Party Transactions with OAO M For For
Gazprom Promgaz and OAO Gazavtomatika Re:
Agreements on Implementation of Programs for
Scientific and Technical Cooperation
11 7.101 Approve Related-Party Transactions Re: Agreement M For For
on Using OAO Gazprom's Trademarks
13 8.1 Elect Andrey Akimov as Director M None Against
14 8.2 Elect Aleksandr Ananenkov as Director M For For
15 8.3 Elect Burckhard Bergmann as Director M None Against
16 8.4 Elect Farit Gazizullin as Director M None Against
17 8.5 Elect Vladimir Gusakov as Director M None Against
18 8.6 Elect Viktor Zubkov as Director M None Against
19 8.7 Elect Yelena Karpel as Director M For For
20 8.8 Elect Aleksey Makarov as Director M None Against
21 8.9 Elect Aleksey Miller as Director M For For
22 8.1 Elect Valery Musin as Director M None Against
23 8.11 Elect Elvira Nabiullina as Director M None Against
24 8.12 Elect Viktor Nikolayev as Director M None Against
25 8.13 Elect Yury Petrov as Director M None Against
26 8.14 Elect Mikhail Sereda as Director M For For
27 8.15 Elect Robert Foresman as Director M None Against
28 8.16 Elect Vladimir Fortov as Director M None Against
29 8.17 Elect Sergey Shmatko as Director M None Against
30 8.18 Elect Igor Yusufov as Director M None Against
32 9.1 Elect Dmitry Arkhipov as Member of Audit M For Abstain
Commission
33 9.2 Elect Vadim Bikulov as Member of Audit Commission M For Abstain
34 9.3 Elect Rafael Ishutin as Member of Audit M For Abstain
Commission
35 9.4 Elect Andrey Kobzev as Member of Audit Commission M For Abstain
36 9.5 Elect Nina Lobanova as Member of Audit Commission M For Abstain
37 9.6 Elect Svetlana Mikhaylova as Member of Audit M For Abstain
Commission
38 9.7 Elect Yury Nosov as Member of Audit Commission M For Abstain
39 9.8 Elect Sergey Ozerov as Member of Audit Commission M For Abstain
40 9.9 Elect Mariya Tikhonova as Member of Audit M For Abstain
Commission
41 9.1 Elect Olga Tulinova as Member of Audit Commission M For Abstain
42 9.11 Elect Yury Shubin as Member of Audit Commission M For Abstain
2 1. Approve The Annual Report Of Oao Gazprom For 2008 M For For
3 2. Approve The Annual Accounting Statements, M For For
Including The Profit and Loss Report Of The
Company Based On The Results Of 2008
4 3. Approve The Distribution Of Profit Of The M For For
Company Based On The Results Of 2008
5 4. Approve The Amount Of, Time For And Form Of M For For
Payment Of Annual Dividends On The Company's
Shares That Have Been Proposed By The Board Of
Directors Of The Company
6 5. Approve Closed Joint Stock Company M For For
PricewaterhouseCoopers Audit as The Company's
External Auditor
7 6. Pay Remuneration To Members Of The Board Of M For For
Directors And Audit Commission Of The Company In
The Amounts Recommended By The Board Of
Directors Of The Company
8 7. Approve Related-Party Transaction M For For
9 8. Approve Related-Party Transaction M For For
10 9. Approve Related-Party Transaction M For For
11 10. Elect Arkhipov Dmitry Alexandrovich To The Audit M For Abstain
Commission of OAO Gazprom
12 11. Elect Bikulov Vadim Kasymovich To The Audit M For Abstain
Commission of OAO Gazprom
13 12. Elect Ishutin Rafael Vladimirovich To The Audit M For Abstain
Commission of OAO Gazprom
14 13. Elect Kobzev Andrey Nikolaevich To The Audit M For Abstain
Commission of OAO Gazprom
15 14. Elect Lobanova Nina Vladislavovna To The Audit M For Abstain
Commission of OAO Gazprom
16 15. Elect Mikhailova Svetlana Sergeevna To The Audit M For Abstain
Commission of OAO Gazprom
17 16. Elect Nosov Yury Stanislavovich To The Audit M For Abstain
Commission of OAO Gazprom
18 17. Elect Ozerov Sergey Mikhailovich To The Audit M For Abstain
Commission of OAO Gazprom
19 18. Elect Tikhonova Mariya Gennadievna To The Audit M For Abstain
Commission of OAO Gazprom
20 19. Elect Tulinova Olga Alexandrovna To The Audit M For Abstain
Commission of OAO Gazprom
21 20. Elect Shubin Yury Ivanovich To The Audit M For Abstain
Commission of OAO Gazprom
- --------------------------------------------------------------------------------
MURATA MANUFACTURING CO. LTD.
Client Account Number: 44301500
Ticker Symbol: 6981 CUSIP/Security ID: JP3914400001
Meeting Date: 06/26/09 Record Date: 03/31/09
Country: Japan Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Approve Allocation of Income, with a Final M For For
Dividend of JPY 50
2 2. Amend Articles To Reflect Digitalization of M For For
Share Certificates
3 3.1 Elect Director M For For
4 3.2 Elect Director M For For
5 3.3 Elect Director M For For
6 3.4 Elect Director M For For
7 3.5 Elect Director M For For
8 4. Appoint Statutory Auditor M For For
- --------------------------------------------------------------------------------
YAMADA DENKI CO.
Client Account Number: 44301500
Ticker Symbol: 9831 CUSIP/Security ID: JP3939000000
Meeting Date: 06/26/09 Record Date: 03/31/09
Country: Japan Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Approve Allocation of Income, with a Final M For For
Dividend of JPY 33
2 2. Amend Articles To Reflect Digitalization of M For For
Share Certificates - Amend Business Lines
3 3. Elect Director M For For
4 4.1 Appoint Statutory Auditor M For For
5 4.2 Appoint Statutory Auditor M For For
6 5. Approve Retirement Bonus Payment for Directors M For For
7 6. Approve Retirement Bonus Payment for Statutory M For For
Auditor
- --------------------------------------------------------------------------------
SUZUKI MOTOR CORP.
Client Account Number: 44301500
Ticker Symbol: 7269 CUSIP/Security ID: JP3397200001
Meeting Date: 06/26/09 Record Date: 03/31/09
Country: Japan Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Approve Allocation of Income, with a Final M For For
Dividend of JPY 8
2 2. Amend Articles To Reflect Digitalization of M For For
Share Certificates
3 3.1 Elect Director M For For
4 3.2 Elect Director M For For
5 3.3 Elect Director M For For
6 3.4 Elect Director M For For
7 3.5 Elect Director M For For
8 3.6 Elect Director M For For
9 3.7 Elect Director M For For
10 3.8 Elect Director M For For
11 3.9 Elect Director M For For
12 3.1 Elect Director M For For
13 3.11 Elect Director M For For
14 4. Appoint Statutory Auditor M For For
15 5. Approve Annual Bonus Payment to Directors and M For For
Statutory Auditors
- --------------------------------------------------------------------------------
MITSUI FUDOSAN CO. LTD.
Client Account Number: 44301500
Ticker Symbol: 8801 CUSIP/Security ID: JP3893200000
Meeting Date: 06/26/09 Record Date: 03/31/09
Country: Japan Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Approve Allocation of Income, with a Final M For For
Dividend of JPY 11
2 2. Amend Articles To Reflect Digitalization of M For For
Share Certificates
3 3.1 Elect Director M For For
4 3.2 Elect Director M For For
5 3.3 Elect Director M For For
6 3.4 Elect Director M For For
7 3.5 Elect Director M For For
8 3.6 Elect Director M For For
9 3.7 Elect Director M For For
10 3.8 Elect Director M For For
11 3.9 Elect Director M For For
12 3.1 Elect Director M For For
13 3.11 Elect Director M For For
14 4. Approve Annual Bonus Payment to Directors M For For
- --------------------------------------------------------------------------------
JGC CORP.
Client Account Number: 44301500
Ticker Symbol: 1963 CUSIP/Security ID: JP3667600005
Meeting Date: 06/26/09 Record Date: 03/31/09
Country: Japan Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Approve Allocation of Income, with a Final M For For
Dividend of JPY 30
2 2. Approve Annual Bonus Payment to Directors and M For For
Statutory Auditors
3 3. Amend Articles To Reflect Digitalization of M For For
Share Certificates
4 4.1 Elect Director M For For
5 4.2 Elect Director M For For
6 4.3 Elect Director M For For
7 4.4 Elect Director M For For
8 4.5 Elect Director M For For
9 4.6 Elect Director M For For
10 4.7 Elect Director M For For
11 4.8 Elect Director M For For
12 4.9 Elect Director M For For
13 4.1 Elect Director M For For
14 4.11 Elect Director M For For
15 4.12 Elect Director M For For
16 4.13 Elect Director M For For
17 4.14 Elect Director M For For
18 4.15 Elect Director M For For
19 5.1 Appoint Statutory Auditor M For For
20 5.2 Appoint Statutory Auditor M For For
21 6. Approve Adjustment to Aggregate Compensation M For For
Ceilings for Directors and Statutory Auditors
- --------------------------------------------------------------------------------
SMC CORP.
Client Account Number: 44301500
Ticker Symbol: 6273 CUSIP/Security ID: JP3162600005
Meeting Date: 06/26/09 Record Date: 03/31/09
Country: Japan Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Approve Allocation of Income, with a Final M For For
Dividend of JPY 60
2 2. Amend Articles To Reflect Digitalization of M For For
Share Certificates
3 3.1 Elect Director M For For
4 3.2 Elect Director M For For
5 3.3 Elect Director M For For
6 3.4 Elect Director M For For
7 3.5 Elect Director M For For
8 3.6 Elect Director M For For
9 3.7 Elect Director M For For
10 3.8 Elect Director M For For
11 3.9 Elect Director M For For
12 3.1 Elect Director M For For
13 3.11 Elect Director M For For
14 3.12 Elect Director M For For
15 3.13 Elect Director M For For
16 3.14 Elect Director M For For
17 3.15 Elect Director M For For
18 3.16 Elect Director M For For
19 3.17 Elect Director M For For
20 3.18 Elect Director M For For
21 3.19 Elect Director M For For
22 4. Appoint Statutory Auditor M For For
23 5. Appoint External Audit Firm M For For
24 6. Approve Retirement Bonus Payment for Directors M For Against
and Statutory Auditors
- --------------------------------------------------------------------------------
NINTENDO CO. LTD.
Client Account Number: 44301500
Ticker Symbol: 7974 CUSIP/Security ID: JP3756600007
Meeting Date: 06/26/09 Record Date: 03/31/09
Country: Japan Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Approve Allocation of Income, With a Final M For For
Dividend of JPY 780
2 2. Amend Articles To Reflect Digitalization of M For For
Share Certificates
3 3.1 Elect Director M For For
4 3.2 Elect Director M For For
5 3.3 Elect Director M For For
6 3.4 Elect Director M For For
7 3.5 Elect Director M For For
8 3.6 Elect Director M For For
9 3.7 Elect Director M For For
10 3.8 Elect Director M For For
11 3.9 Elect Director M For For
12 3.1 Elect Director M For For
13 3.11 Elect Director M For For
14 3.12 Elect Director M For For
- --------------------------------------------------------------------------------
KURITA WATER INDUSTRIES LTD.
Client Account Number: 44301500
Ticker Symbol: 6370 CUSIP/Security ID: JP3270000007
Meeting Date: 06/26/09 Record Date: 03/31/09
Country: Japan Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Approve Allocation of Income, With a Final M For For
Dividend of JPY 17
2 2. Amend Articles To Reflect Digitalization of M For For
Share Certificates
3 3.1 Elect Director M For For
4 3.2 Elect Director M For For
5 3.3 Elect Director M For For
6 3.4 Elect Director M For For
7 3.5 Elect Director M For For
8 3.6 Elect Director M For For
9 3.7 Elect Director M For For
10 3.8 Elect Director M For For
11 3.9 Elect Director M For For
12 3.1 Elect Director M For For
13 3.11 Elect Director M For For
14 3.12 Elect Director M For For
15 3.13 Elect Director M For For
16 4. Appoint Statutory Auditor M For For
17 5. Appoint Alternate Statutory Auditor M For For
- --------------------------------------------------------------------------------
SHIN-ETSU CHEMICAL CO. LTD.
Client Account Number: 44301500
Ticker Symbol: 4063 CUSIP/Security ID: JP3371200001
Meeting Date: 06/26/09 Record Date: 03/31/09
Country: Japan Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Approve Allocation of Income, With a Final M For For
Dividend of JPY 50
2 2. Amend Articles To Reflect Digitalization of M For For
Share Certificates - Increase Maximum Board Size
3 3.1 Elect Director M For For
4 3.2 Elect Director M For For
5 3.3 Elect Director M For For
6 3.4 Elect Director M For For
7 3.5 Elect Director M For For
8 3.6 Elect Director M For For
9 3.7 Elect Director M For For
10 3.8 Elect Director M For For
11 3.9 Elect Director M For For
12 3.1 Elect Director M For For
13 3.11 Elect Director M For For
14 3.12 Elect Director M For For
15 3.13 Elect Director M For For
16 3.14 Elect Director M For For
17 4. Appoint Statutory Auditor M For For
18 5. Approve Stock Option Plan M For For
19 6. Approve Takeover Defense Plan (Poison Pill) M For Against
- --------------------------------------------------------------------------------
KANSAI ELECTRIC POWER CO. INC.
Client Account Number: 44301500
Ticker Symbol: 9503 CUSIP/Security ID: JP3228600007
Meeting Date: 06/26/09 Record Date: 03/31/09
Country: Japan Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
2 1. Approve Allocation of Income, With a Final M For For
Dividend of JPY 30
3 2. Amend Articles To Reflect Digitalization of M For For
Share Certificates - Authorize Public
Announcements in Electronic Format - Reduce
Directors' Term
4 3.1 Elect Director M For For
5 3.2 Elect Director M For For
6 3.3 Elect Director M For For
7 3.4 Elect Director M For For
8 3.5 Elect Director M For For
9 3.6 Elect Director M For For
10 3.7 Elect Director M For For
11 3.8 Elect Director M For For
12 3.9 Elect Director M For For
13 3.1 Elect Director M For For
14 3.11 Elect Director M For For
15 3.12 Elect Director M For For
16 3.13 Elect Director M For For
17 3.14 Elect Director M For For
18 3.15 Elect Director M For For
19 3.16 Elect Director M For For
20 3.17 Elect Director M For For
21 3.18 Elect Director M For For
22 3.19 Elect Director M For For
24 4. Increase Dividend and Reduce Board Pay S Against Against
25 5. Remove President Yosuke Mori from the Board S Against Against
26 6. Require that One Director be Responsible for S Against Against
Laborers Exposed to Radiation and Reduce Maximum
Board Size from 20 to 8
27 7. Amend Articles to Exclude Nuclear Power from S Against Against
Approved Operations
28 8. Amend Articles to Establish a Board Compensation S Against For
Committee and Mandate that it Report Each
Member's Compensation and Performance
29 9. Amend Articles to Create a Committee to Study S Against Against
Policy toward Japan Nuclear Fuels on Assumtion
it is Incapable of Reprocessing Fuels
30 10. Amend Articles to Establish Committee on S Against Against
Managing Plutonium and to Ban Its Use in Light
Water Reactors
31 11. Amend Articles to Establish Alternative Energy S Against Against
Planning Committee
32 12. Amend Articles to Require All Operations to S Against Against
Adhere to International Standards of Corporate
Social Responsibility
33 13. Amend Articles to Require Public Internet S Against Against
Disclosure of Accurate, Complete Minutes of
Shareholder Meetings
34 14. Amend Articles to Reduce Maximum Board of S Against Against
Directors Size from 20 to 12
35 15. Amend Articles to Reduce Maximum Statutory S Against Against
Auditor Board Size from 7 to 6 and Stipulate
that 2 Shall Be Selected Based on
Recommendations from Environmentalist
Organizations
36 16. Amend Articles to Require the Utility to S Against Against
Aggressively Work to Advance Environmental
Protection
37 17. Amend Articles to Require Pledge to Replace S Against Against
Nuclear Power with Natural Renewable Energy, in
Pursuit of Energy Source Sustainability
38 18. Amend Articles to Require Priority be Given to S Against Against
Protecting Employee Human Rights, Rights of
Consumers and Local Residents, Improving Labor
Environment
39 19. Amend Articles to Require Priority be Given to S Against Against
Facilities Investment and Retention of Personnel
Devoted to Upgrading Lifeline Service for Poor
- --------------------------------------------------------------------------------
HIROSE ELECTRIC CO. LTD.
Client Account Number: 44301500
Ticker Symbol: 6806 CUSIP/Security ID: JP3799000009
Meeting Date: 06/26/09 Record Date: 03/31/09
Country: Japan Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Approve Allocation of Income, with a Final M For For
Dividend of JPY 50
2 2. Amend Articles To Reflect Digitalization of M For For
Share Certificates
3 3.1 Elect Director M For For
4 3.2 Elect Director M For For
5 3.3 Elect Director M For For
6 3.4 Elect Director M For For
7 3.5 Elect Director M For For
8 3.6 Elect Director M For For
- --------------------------------------------------------------------------------
MITSUBISHI UFJ FINANCIAL GROUP
Client Account Number: 44301500
Ticker Symbol: 8306 CUSIP/Security ID: JP3902900004
Meeting Date: 06/26/09 Record Date: 03/31/09
Country: Japan Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Approve Allocation of Income, with a Final M For For
Dividend of JPY 5 for Ordinary Shares
2 2. Amend Articles To Amend Provisions on Preferred M For For
Shares to Reflect Cancellation - Reflect
Digitalization of Share Certificates - Authorize
Public Announcements in Electronic Format
3 3.1 Elect Director M For For
4 3.2 Elect Director M For For
5 3.3 Elect Director M For For
6 3.4 Elect Director M For For
7 3.5 Elect Director M For For
8 3.6 Elect Director M For For
9 3.7 Elect Director M For For
10 3.8 Elect Director M For For
11 3.9 Elect Director M For For
12 3.1 Elect Director M For For
13 3.11 Elect Director M For For
14 3.12 Elect Director M For For
15 3.13 Elect Director M For For
16 3.14 Elect Director M For For
17 3.15 Elect Director M For For
18 3.16 Elect Director M For For
19 3.17 Elect Director M For For
20 4.1 Appoint Statutory Auditor M For For
21 4.2 Appoint Statutory Auditor M For For
22 4.3 Appoint Statutory Auditor M For For
23 4.4 Appoint Statutory Auditor M For For
- --------------------------------------------------------------------------------
FANUC LTD.
Client Account Number: 44301500
Ticker Symbol: 6954 CUSIP/Security ID: JP3802400006
Meeting Date: 06/26/09 Record Date: 03/31/09
Country: Japan Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Approve Allocation of Income, with a Final M For For
Dividend of JPY 54.1
2 2. Amend Articles To Reflect Digitalization of M For For
Share Certificates
3 3.1 Elect Director M For For
4 3.2 Elect Director M For For
5 3.3 Elect Director M For For
6 3.4 Elect Director M For For
7 3.5 Elect Director M For For
8 3.6 Elect Director M For For
9 3.7 Elect Director M For For
10 3.8 Elect Director M For For
11 3.9 Elect Director M For For
12 3.1 Elect Director M For For
13 3.11 Elect Director M For For
14 3.12 Elect Director M For For
15 3.13 Elect Director M For For
16 3.14 Elect Director M For For
17 4. Appoint Statutory Auditor M For For
- --------------------------------------------------------------------------------
SUMITOMO MITSUI FINANCIAL GROUP INC.
Client Account Number: 44301500
Ticker Symbol: 8316 CUSIP/Security ID: JP3890350006
Meeting Date: 06/26/09 Record Date: 03/31/09
Country: Japan Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Approve Allocation of Income, with a Final M For For
Dividend of JPY 20 for Ordinary Shares
2 2. Amend Articles To Reflect Digitalization of M For For
Share Certificates - Authorize Public
Announcements in Electronic Format - Clarify
Terms of Alternate Statutory Auditors
3 3.1 Elect Director M For For
4 3.2 Elect Director M For For
5 3.3 Elect Director M For For
6 3.4 Elect Director M For For
7 3.5 Elect Director M For For
8 3.6 Elect Director M For For
9 4.1 Appoint Statutory Auditor M For For
10 4.2 Appoint Statutory Auditor M For For
11 4.3 Appoint Statutory Auditor M For For
12 4.4 Appoint Statutory Auditor M For For
13 5. Appoint Alternate Statutory Auditor M For For
14 6. Approve Retirement Bonus Payment for Directors M For Against
and Statutory Auditors
- --------------------------------------------------------------------------------
SBI HOLDINGS (FORMERLY SOFTBANK INVESTMENT CORP.)
Client Account Number: 44301500
Ticker Symbol: 8473 CUSIP/Security ID: JP3436120004
Meeting Date: 06/26/09 Record Date: 03/31/09
Country: Japan Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Amend Articles To Reflect Digitalization of M For For
Share Certificates - Authorize Public
Announcements in Electronic Format
2 2.1 Elect Director M For For
3 2.2 Elect Director M For For
4 2.3 Elect Director M For For
5 2.4 Elect Director M For For
6 2.5 Elect Director M For For
7 2.6 Elect Director M For For
8 2.7 Elect Director M For For
9 2.8 Elect Director M For For
10 2.9 Elect Director M For For
11 2.1 Elect Director M For For
12 2.11 Elect Director M For For
13 2.12 Elect Director M For For
14 2.13 Elect Director M For For
- --------------------------------------------------------------------------------
NIPPON SHEET GLASS CO. LTD.
Client Account Number: 44301500
Ticker Symbol: 5202 CUSIP/Security ID: JP3686800008
Meeting Date: 06/26/09 Record Date: 03/31/09
Country: Japan Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Amend Articles To Create New Class of Preferred M For For
Shares - Reflect Digitalization of Share
Certificates
2 2.1 Elect Director M For For
3 2.2 Elect Director M For For
4 2.3 Elect Director M For For
5 2.4 Elect Director M For For
6 2.5 Elect Director M For For
7 2.6 Elect Director M For For
8 2.7 Elect Director M For For
9 2.8 Elect Director M For For
10 2.9 Elect Director M For For
11 2.1 Elect Director M For For
12 2.11 Elect Director M For For
13 2.12 Elect Director M For For
- --------------------------------------------------------------------------------
TOKIO MARINE HOLDINGS, INC.
Client Account Number: 44301500
Ticker Symbol: 8766 CUSIP/Security ID: JP3910660004
Meeting Date: 06/29/09 Record Date: 03/31/09
Country: Japan Meeting Type: Annual
BALLOT
SEQ ITEM
NUMBER NUMBER ITEMDESC MORS MGTRECVOTE VOTECAST NOTE
- -------- ------ ------------------------------------------------ -------- ---------- -------- ----
1 1. Approve Allocation of Income, with a Final M For For
Dividend of JPY 24
2 2. Amend Articles To Reflect Digitalization of M For For
Share Certificates
3 3.1 Elect Director M For For
4 3.2 Elect Director M For For
5 3.3 Elect Director M For For
6 3.4 Elect Director M For For
7 3.5 Elect Director M For For
8 3.6 Elect Director M For For
9 3.7 Elect Director M For For
10 3.8 Elect Director M For For
11 3.9 Elect Director M For For
12 3.1 Elect Director M For For
13 3.11 Elect Director M For For
14 4. Appoint Statutory Auditor M For For
VOTE SUMMARY REPORT
FOR THE PERIOD APRIL 1, 2009 TO JUNE 30, 2009
VANTAGEPOINT INTERNATIONAL FUND
SUBADVISER: GLOBEFLEX CAPITAL, L.P.
* It is GlobeFlex's policy to "take no action" for meetings that require
share blocking or share re-registration; therefore, we abstained from
voting shares of some securities listed below, as indicated by "TNA".
- --------------------------------------------------------------------------------
ZURICH FINANCIAL SERVICES AG
Name of the Fund: International Fund
Ticker Symbol: CUSIP: CH0011075394
Meeting Date: 4/2/2009
SUBADVISER'S
MANAGEMENT DID SUBADVISER VOTE ON WITH OR
OR SHAREHOLDER VOTE ON BEHALF BEHALF AGAINST
MATTER VOTED ON PROPOSAL OF FUND?* OF FUND* MANAGEMENT
- ----------------------------------------------------------------------- ---------------- -------------- ------------ ----------
Share Re-registration Consent Mgmt No TNA
Accept Financial Statements and Statutory Reports; Approve Mgmt No TNA
Remuneration Report
Approve Allocation of Income and Dividends of CHF 11 per Share Mgmt No TNA
Approve Discharge of Board and Senior Management Mgmt No TNA
Increase Existing Pool of Authorized Capital without Preemtive Rights Mgmt No TNA
by CHF 400,000 to CHF 1 Million
Increase Existing Pool of Conditional Capital without Preemptive Mgmt No TNA
Rights by CHF 451,817 to CHF 1 Million
Amend Articles Re: Indicate Legal Form in Company Name Mgmt No TNA
Reelect Thomas Escher as Director Mgmt No TNA
Reelect Don Nicolaisen as Director Mgmt No TNA
Reelect Philippe Pidoux as Director Mgmt No TNA
Reelect Vernon Sankey as Director Mgmt No TNA
Ratify PricewaterhouseCoopers AG as Auditors Mgmt No TNA
- --------------------------------------------------------------------------------
ACINO HOLDING AG
Name of the Fund: International Fund
Ticker Symbol: CUSIP: CH0021190902
Meeting Date: 4/3/2009
SUBADVISER'S
MANAGEMENT DID SUBADVISER VOTE ON WITH OR
OR SHAREHOLDER VOTE ON BEHALF BEHALF AGAINST
MATTER VOTED ON PROPOSAL OF FUND?* OF FUND* MANAGEMENT
- ----------------------------------------------------------------------- ---------------- -------------- ------------ ----------
Share Re-registration Consent Mgmt No TNA
Accept Financial Statements and Statutory Reports Mgmt No TNA
Approve Allocation of Income and Dividends of CHF 2.50 per Share Mgmt No TNA
Approve Discharge of Board and Senior Management Mgmt No TNA
Ratify PricewaterhouseCoopers AG as Auditors Mgmt No TNA
Reelect Luzi von Bidder as Director Mgmt No TNA
Elect Rene Muttenzer as Director Mgmt No TNA
Transact Other Business (Non-Voting)
- --------------------------------------------------------------------------------
KONINKLIJKE TEN CATE NV
Name of the Fund: International Fund
Ticker Symbol: CUSIP: NL0000375749
Meeting Date: 4/9/2009
SUBADVISER'S
MANAGEMENT DID SUBADVISER VOTE ON WITH OR
OR SHAREHOLDER VOTE ON BEHALF BEHALF AGAINST
MATTER VOTED ON PROPOSAL OF FUND?* OF FUND* MANAGEMENT
- ----------------------------------------------------------------------- ---------------- -------------- ------------ ----------
Annual Meeting
Open Meeting
Receive Announcements (non-voting)
Receive and Discuss Annual Report (Non-Voting)
Approve Financial Statements and Statutory Reports Mgmt No TNA
Approve Allocation of Income and Dividends of EUR 0.85 per Share Mgmt No TNA
Approve Discharge of Management Board Mgmt No TNA
Approve Discharge of Supervisory Board Mgmt No TNA
Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt No TNA
Grant Board Authority to Issue Shares Up To 10 Percent of Issued Mgmt No TNA
Capital Plus Additional 10 Percent in Case of Takeover/Merger and
Restricting/Excluding Preemptive Rights
Authorize Board to Exclude Preemptive Rights from Issuance under Item Mgmt No TNA
7a
Other Business (Non-Voting)
Close Meeting
- --------------------------------------------------------------------------------
FAIRFAX FINANCIAL HOLDINGS LTD.
Name of the Fund: International Fund
Ticker Symbol: FFH CUSIP: CA3039011026
Meeting Date: 4/15/2009
SUBADVISER'S
MANAGEMENT DID SUBADVISER VOTE ON WITH OR
OR SHAREHOLDER VOTE ON BEHALF BEHALF AGAINST
MATTER VOTED ON PROPOSAL OF FUND?* OF FUND* MANAGEMENT
- ----------------------------------------------------------------------- ---------------- -------------- ------------- ----------
Meeting for Subordinate and Multiple Voting Shareholders
Elect Director Anthony F. Griffiths Mgmt Yes For With
Elect Director Robert J. Gunn Mgmt Yes For With
Elect Director Alan D. Horn Mgmt Yes For With
Elect Director David L. Johnston Mgmt Yes For With
Elect Director Brandon W. Sweitzer Mgmt Yes For With
Elect Director V. Prem Watsa Mgmt Yes For With
Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Mgmt Yes For With
Fix Their Remuneration
- --------------------------------------------------------------------------------
BP PLC
Name of the Fund: International Fund
Ticker Symbol: CUSIP: GB0007980591
Meeting Date: 4/16/2009
SUBADVISER'S
MANAGEMENT DID SUBADVISER VOTE ON WITH OR
OR SHAREHOLDER VOTE ON BEHALF BEHALF AGAINST
MATTER VOTED ON PROPOSAL OF FUND?* OF FUND* MANAGEMENT
- ----------------------------------------------------------------------- ---------------- -------------- ------------ ----------
Accept Financial Statements and Statutory Reports Mgmt Yes For With
Approve Remuneration Report Mgmt Yes Against Against
Re-elect Antony Burgmans as Director Mgmt Yes For With
Re-elect Cynthia Carroll as Director Mgmt Yes For With
Re-elect Sir William Castell as Director Mgmt Yes For With
Re-elect Iain Conn as Director Mgmt Yes For With
Re-elect George David as Director Mgmt Yes For With
Re-elect Erroll Davis, Jr as Director Mgmt Yes For With
Elect Robert Dudley as Director Mgmt Yes For With
Re-elect Douglas Flint as Director Mgmt Yes For With
Re-elect Dr Byron Grote as Director Mgmt Yes For With
Re-elect Dr Tony Hayward as Director Mgmt Yes For With
Re-elect Andy Inglis as Director Mgmt Yes For With
Re-elect Dr DeAnne Julius as Director Mgmt Yes For With
Re-elect Sir Tom McKillop as Director Mgmt Yes Against Against
Re-elect Sir Ian Prosser as Director Mgmt Yes For With
Re-elect Peter Sutherland as Director Mgmt Yes For With
Reappoint Ernst & Young LLP as Auditors and Authorise Board to Fix Mgmt Yes For With
Their Remuneration
Authorise 1,800,000,000 Ordinary Shares for Market Purchase Mgmt Yes For With
Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Mgmt Yes For With
Rights up to Aggregate Nominal Amount of USD 1,561,000,000
Authorise Issue of Equity or Equity-Linked Securities without Mgmt Yes For With
Pre-emptive Rights up to Aggregate Nominal Amount of USD 234,000,000
Approve That a General Meeting Other Than an Annual General Meeting Mgmt Yes For With
May Be Called on Not Less Than 14 Clear Days' Notice
- --------------------------------------------------------------------------------
SYNGENTA AG
Name of the Fund: International Fund
Ticker Symbol: CUSIP: CH0011037469
Meeting Date: 4/21/2009
SUBADVISER'S
MANAGEMENT DID SUBADVISER VOTE ON WITH OR
OR SHAREHOLDER VOTE ON BEHALF BEHALF AGAINST
MATTER VOTED ON PROPOSAL OF FUND?* OF FUND* MANAGEMENT
- ----------------------------------------------------------------------- ---------------- -------------- ------------ ----------
Share Re-registration Consent Mgmt No TNA
Accept Financial Statements and Statutory Reports, Including Mgmt No TNA
Remuneration Report
Approve Discharge of Board and Senior Management Mgmt No TNA
Approve CHF 231,500 Reduction in Share Capital via Cancellation of Mgmt No TNA
Repurchased Shares
Approve Allocation of Income and Dividends of CHF 6 per Share Mgmt No TNA
Reelect Peggy Bruzelius as Director Mgmt No TNA
Reelect Pierre Landolt as Director Mgmt No TNA
Reelect Juerg Widmer as Director Mgmt No TNA
Elect Stefan Borgas as Director Mgmt No TNA
Elect David Lawrence as Director Mgmt No TNA
Ratify Ernst & Young AG as Auditors Mgmt No TNA
- --------------------------------------------------------------------------------
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG
Name of the Fund: International Fund
Ticker Symbol: CUSIP: DE0008430026
Meeting Date: 4/22/2009
SUBADVISER'S
MANAGEMENT DID SUBADVISER VOTE ON WITH OR
OR SHAREHOLDER VOTE ON BEHALF BEHALF AGAINST
MATTER VOTED ON PROPOSAL OF FUND?* OF FUND* MANAGEMENT
- ----------------------------------------------------------------------- ---------------- -------------- ------------ ----------
Receive Supervisory Board, Corporate Governance, and Remuneration
Reports for Fiscal 2008 (Non-Voting)
Receive Financial Statements and Statutory Reports for Fiscal 2008
(Non-Voting)
Approve Allocation of Income and Dividends of EUR 5.50 per Share Mgmt Yes For With
Approve Discharge of Management Board for Fiscal 2008 Mgmt Yes For With
Approve Discharge of Supervisory Board for Fiscal 2008 Mgmt Yes For With
Authorize Share Repurchase Program and Reissuance or Cancellation of Mgmt Yes For With
Repurchased Shares
Authorize Use of Financial Derivatives when Repurchasing Shares(p) Mgmt Yes For With
Elect Peter Gruss to the Supervisory Board Mgmt Yes For With
Elect Henning Kagermann to the Supervisory Board Mgmt Yes For With
Elect Peter Loescher to the Supervisory Board Mgmt Yes For With
Elect Wolfgang Mayrhuber to the Supervisory Board Mgmt Yes For With
Elect Karel Van Miert to the Supervisory Board Mgmt Yes For With
Elect Bernd Pischetsrieder to the Supervisory Board Mgmt Yes For With
Elect Anton van Rossum to the Supervisory Board Mgmt Yes For With
Elect Hans-Juergen Schinzler to the Supervisory Board Mgmt Yes Against Against
Elect Ron Sommer to the Supervisory Board Mgmt Yes For With
Elect Thomas Wellauer to the Supervisory Board Mgmt Yes For With
Approve Creation of EUR 280 Million Pool of Capital without Preemptive Mgmt Yes For With
Rights
Amend Articles Re: Entry in the Shareholders´ Register and Mgmt Yes For With
Registration for the General Meeting
Amend Articles Re: Electronic Participation in the General Meeting and Mgmt Yes For With
Postal Vote due to New German Legislation (Law on Transposition of EU
Shareholders' Rights Directive)
Amend Articles Re: Election of Chairman and Deputy Chairman and Mgmt Yes For With
Decision-Making of Supervisory Board
- --------------------------------------------------------------------------------
SYNTHES INC
Name of the Fund: International Fund
Ticker Symbol: CUSIP: US87162M4096
Meeting Date: 4/22/2009
SUBADVISER'S
MANAGEMENT DID SUBADVISER VOTE ON WITH OR
OR SHAREHOLDER VOTE ON BEHALF BEHALF AGAINST
MATTER VOTED ON PROPOSAL OF FUND?* OF FUND* MANAGEMENT
- ----------------------------------------------------------------------- ---------------- -------------- ------------ ----------
Accept Financial Statements and Statutory Reports Mgmt Yes For With
Receive The Report on Dividend Approved by The Board of Directors Mgmt Yes For With
Elect Directors David Helfet, André Müller, Felix Pardo and Mgmt Yes Against Against
Dr.h. c. mult. Hansjö