UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-09545
SELIGMAN ASSET ALLOCATION SERIES, INC.
(Exact name of registrant as specified in charter)
50606 Ameriprise Financial Center, Minneapolis, MN 55474
(Address of principal executive offices) (Zip code)
Scott R. Plummer - 5228 Ameriprise Financial Center, Minneapolis, MN 55474
(Name and address of agent for service)
Registrant's telephone number, including area code: (612) 671-1947
Date of fiscal year end: 12/31
Date of reporting period: 7/1/08-6/30/09
1
- --------------------------------FORM N-PX REPORT--------------------------------
ICA File Number: 811-9545
Reporting Period: 07/01/08 - 06/30/09
Seligman Asset Allocation Series, Inc.
=============== SELIGMAN ASSET ALLOCATION AGGRESSIVE GROWTH FUND ===============
This Fund is a Fund-of-Funds and only owns shares of other Seligman funds. The
Fund votes for, against or abstain on each proposal of the underlying Seligman
fund in the same proportion as the other shareholders of the underlying Seligman
fund vote on the proposal.
SELIGMAN CAPITAL FUND
Ticker: SCFIX Security ID: 816326102
Meeting Date: Nov. 3, 2008 Meeting Type: Special
Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve a new Investment Management Services Agreement FOR FOR Management
2 Elect 10 Directors FOR FOR Management
- --------------------------------------------------------------------------------
SELIGMAN COMMUNICATIONS AND INFORMATION FUND
Ticker: SLMCX Security ID: 816333108
Meeting Date: Nov. 3, 2008 Meeting Type: Special
Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve a new Investment Management Services Agreement FOR FOR Management
2 Elect 10 Directors FOR FOR Management
- --------------------------------------------------------------------------------
SELIGMAN EMERGING MARKETS FUND
Ticker: SHEMX Security ID: 81633C702
Meeting Date: Nov. 3, 2008 Meeting Type: Special
Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve a new Investment Management Services Agreement FOR FOR Management
2 Approve a new Subadvisory Agreement FOR FOR Management
3 Elect 10 Directors FOR FOR Management
- --------------------------------------------------------------------------------
2
SELIGMAN EMERGING MARKETS FUND
Ticker: SHEMX Security ID: 81633C702
Meeting Date: June 2, 2009 Meeting Type: Special
Record Date: April 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve an Agreement and Plan of Reorganization
between the Fund and Threadneedle Emerging Markets Fund FOR FOR Management
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
2 Approve policy authorizing the investment adviser, with
the approval of the Board, to materially amend a
subadvisory agreement without obtaining shareholder
approval FOR FOR Management
- --------------------------------------------------------------------------------
SELIGMAN FRONTIER FUND
Ticker: SLFRX Security ID: 816334106
Meeting Date: Nov. 3, 2008 Meeting Type: Special
Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve a new Investment Management Services Agreement FOR FOR Management
2 Elect 10 Directors FOR FOR Management
- --------------------------------------------------------------------------------
SELIGMAN GLOBAL SMALLER COMPANIES FUND
Ticker: SHGAX Security ID: 81633C207
Meeting Date: Nov. 3, 2008 Meeting Type: Special
Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve a new Investment Management Services Agreement FOR FOR Management
2 Approve a new Subadvisory Agreement FOR FOR Management
3 Elect 10 Directors FOR FOR Management
- --------------------------------------------------------------------------------
SELIGMAN GLOBAL SMALLER COMPANIES FUND
Ticker: SHGAX Security ID: 81633C207
Meeting Date: June 2, 2009 Meeting Type: Special
Record Date: April 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve policy authorizing the investment adviser, with
the approval of the Board, to materially amend a
subadvisory agreement without obtaining shareholder
approval FOR FOR Management
- --------------------------------------------------------------------------------
3
SELIGMAN GROWTH FUND
Ticker: SGRFX Security ID: 816335103
Meeting Date: Nov. 3, 2008 Meeting Type: Special
Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve a new Investment Management Services Agreement FOR FOR Management
2 Elect 10 Directors FOR FOR Management
- --------------------------------------------------------------------------------
SELIGMAN INTERNATIONAL GROWTH FUND
Ticker: SHIFX Security ID: 81633C108
Meeting Date: Nov. 3, 2008 Meeting Type: Special
Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve a new Investment Management Services Agreement FOR FOR Management
2 Approve a new Subadvisory Agreement FOR FOR Management
3 Elect 10 Directors FOR FOR Management
- --------------------------------------------------------------------------------
SELIGMAN INTERNATIONAL GROWTH FUND
Ticker: SHIFX Security ID: 81633C108
Meeting Date: June 2, 2009 Meeting Type: Special
Record Date: April 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve an Agreement and Plan of Reorganization
between the Fund and RiverSource Partners
International Select Growth Fund FOR FOR Management
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
2 Approve policy authorizing the investment adviser, with
the approval of the Board, to materially amend a
subadvisory agreement without obtaining shareholder
approval FOR FOR Management
- --------------------------------------------------------------------------------
SELIGMAN LARGE-CAP VALUE FUND
Ticker: SLVAX Security ID: 816356109
Meeting Date: Nov. 3, 2008 Meeting Type: Special
Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve a new Investment Management Services Agreement FOR FOR Management
2 Elect 10 Directors FOR FOR Management
- --------------------------------------------------------------------------------
4
SELIGMAN LASALLE GLOBAL REAL ESTATE FUND
Ticker: SLDAX Security ID: 81633A102
Meeting Date: Nov. 3, 2008 Meeting Type: Special
Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve a new Investment Management Services Agreement FOR FOR Management
2 Approve a new Subadvisory Agreement FOR FOR Management
3 Approve a new Delegation Agreement FOR FOR Management
4 Elect 10 Directors FOR FOR Management
- --------------------------------------------------------------------------------
SELIGMAN SMALLER-CAP VALUE FUND
Ticker: SSCVX Security ID: 816356406
Meeting Date: Nov. 3, 2008 Meeting Type: Special
Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve a new Investment Management Services Agreement FOR FOR Management
2 Elect 10 Directors FOR FOR Management
=================== SELIGMAN ASSET ALLOCATION BALANCED FUND ====================
This Fund is a Fund-of-Funds and only owns shares of other Seligman funds. The
Fund votes for, against or abstain on each proposal of the underlying Seligman
fund in the same proportion as the other shareholders of the underlying Seligman
fund vote on the proposal.
SELIGMAN CAPITAL FUND
Ticker: SCFIX Security ID: 816326102
Meeting Date: Nov. 3, 2008 Meeting Type: Special
Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve a new Investment Management Services Agreement FOR FOR Management
2 Elect 10 Directors FOR FOR Management
- --------------------------------------------------------------------------------
SELIGMAN CASH MANAGEMENT FUND
Ticker: SCMXX Security ID: 816329106
Meeting Date: Nov. 3, 2008 Meeting Type: Special
Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve a new Investment Management Services Agreement FOR FOR Management
2 Elect 10 Directors FOR FOR Management
- --------------------------------------------------------------------------------
5
SELIGMAN COMMON STOCK FUND
Ticker: SCSFX Security ID: 816332100
Meeting Date: Nov. 3, 2008 Meeting Type: Special
Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve a new Investment Management Services Agreement FOR FOR Management
2 Elect 10 Directors FOR FOR Management
- --------------------------------------------------------------------------------
SELIGMAN COMMON STOCK FUND, INC.
Ticker: SCSFX Security ID: 816332100
Meeting Date: June 2, 2009 Meeting Type: Special
Record Date: April 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve an Agreement and Plan of Reorganization
between the Fund and RiverSource Disciplined Equity
Fund FOR FOR Management
- --------------------------------------------------------------------------------
SELIGMAN CORE FIXED INCOME FUND
Ticker: SIVAX Security ID: 81633Q107
Meeting Date: Nov. 3, 2008 Meeting Type: Special
Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve a new Investment Management Services Agreement FOR FOR Management
2 Elect 10 Directors FOR FOR Management
- --------------------------------------------------------------------------------
SELIGMAN CORE FIXED INCOME FUND, INC.
Ticker: SIVAX Security ID: 81633Q107
Meeting Date: June 2, 2009 Meeting Type: Special
Record Date: April 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve an Agreement and Plan of Reorganization
between the Fund and RiverSource Diversified Bond Fund FOR FOR Management
- --------------------------------------------------------------------------------
SELIGMAN GROWTH FUND
Ticker: SGRFX Security ID: 816335103
Meeting Date: Nov. 3, 2008 Meeting Type: Special
Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve a new Investment Management Services Agreement FOR FOR Management
2 Elect 10 Directors FOR FOR Management
- --------------------------------------------------------------------------------
6
SELIGMAN HIGH-YIELD FUND
Ticker: SHYBX Security ID: 816336309
Meeting Date: Nov. 3, 2008 Meeting Type: Special
Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve a new Investment Management Services Agreement FOR FOR Management
2 Elect 10 Directors FOR FOR Management
- --------------------------------------------------------------------------------
SELIGMAN HIGH-YIELD FUND
Ticker: SHYBX Security ID: 816336309
Meeting Date: June 2, 2009 Meeting Type: Special
Record Date: April 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve an Agreement and Plan of Reorganization
between the Fund and RiverSource High Yield Bond Fund FOR FOR Management
- --------------------------------------------------------------------------------
SELIGMAN INTERNATIONAL GROWTH FUND
Ticker: SHIFX Security ID: 81633C108
Meeting Date: Nov. 3, 2008 Meeting Type: Special
Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve a new Investment Management Services Agreement FOR FOR Management
2 Approve a new Subadvisory Agreement FOR FOR Management
3 Elect 10 Directors FOR FOR Management
- --------------------------------------------------------------------------------
SELIGMAN INTERNATIONAL GROWTH FUND
Ticker: SHIFX Security ID: 81633C108
Meeting Date: June 2, 2009 Meeting Type: Special
Record Date: April 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve an Agreement and Plan of Reorganization
between the Fund and RiverSource Partners
International Select Growth Fund FOR FOR Management
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
2 Approve policy authorizing the investment adviser, with
the approval of the Board, to materially amend a
subadvisory agreement without obtaining shareholder
approval FOR FOR Management
- --------------------------------------------------------------------------------
7
SELIGMAN LARGE-CAP VALUE FUND
Ticker: SLVAX Security ID: 816356109
Meeting Date: Nov. 3, 2008 Meeting Type: Special
Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve a new Investment Management Services Agreement FOR FOR Management
2 Elect 10 Directors FOR FOR Management
- --------------------------------------------------------------------------------
SELIGMAN LASALLE MONTHLY DIVIDEND REAL ESTATE FUND
Ticker: SREAX Security ID: 81633W104
Meeting Date: Nov. 3, 2008 Meeting Type: Special
Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve a new Investment Management Services Agreement FOR FOR Management
2 Approve a new Subadvisory Agreement FOR FOR Management
3 Elect 10 Directors FOR FOR Management
- --------------------------------------------------------------------------------
SELIGMAN U.S. GOVERNMENT SECURITIES FUND
Ticker: SUSGX Security ID: 816336101
Meeting Date: Nov. 3, 2008 Meeting Type: Special
Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve a new Investment Management Services Agreement FOR FOR Management
2 Elect 10 Directors FOR FOR Management
- --------------------------------------------------------------------------------
SELIGMAN U.S. GOVERNMENT SECURITIES FUND
Ticker: SUSGX Security ID: 816336101
Meeting Date: June 2, 2009 Meeting Type: Special
Record Date: April 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve an Agreement and Plan of Reorganization
between the Fund and RiverSource Short Duration
U.S. Government Fund FOR FOR Management
===================== SELIGMAN ASSET ALLOCATION GROWTH FUND ====================
This Fund is a Fund-of-Funds and only owns shares of other Seligman funds. The
Fund votes for, against or abstain on each proposal of the underlying Seligman
fund in the same proportion as the other shareholders of the underlying Seligman
fund vote on the proposal.
8
SELIGMAN CAPITAL FUND
Ticker: SCFIX Security ID: 816326102
Meeting Date: Nov. 3, 2008 Meeting Type: Special
Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve a new Investment Management Services Agreement FOR FOR Management
2 Elect 10 Directors FOR FOR Management
- --------------------------------------------------------------------------------
SELIGMAN COMMUNICATIONS AND INFORMATION FUND
Ticker: SLMCX Security ID: 816333108
Meeting Date: Nov. 3, 2008 Meeting Type: Special
Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve a new Investment Management Services Agreement FOR FOR Management
2 Elect 10 Directors FOR FOR Management
- --------------------------------------------------------------------------------
SELIGMAN EMERGING MARKETS FUND
Ticker: SHEMX Security ID: 81633C702
Meeting Date: Nov. 3, 2008 Meeting Type: Special
Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve a new Investment Management Services Agreement FOR FOR Management
2 Approve a new Subadvisory Agreement FOR FOR Management
3 Elect 10 Directors FOR FOR Management
- --------------------------------------------------------------------------------
SELIGMAN EMERGING MARKETS FUND
Ticker: SHEMX Security ID: 81633C702
Meeting Date: June 2, 2009 Meeting Type: Special
Record Date: April 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve an Agreement and Plan of Reorganization
between the Fund and Threadneedle Emerging Markets Fund FOR FOR Management
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
2 Approve policy authorizing the investment adviser, with
the approval of the Board, to materially amend a
subadvisory agreement without obtaining shareholder
approval FOR FOR Management
- --------------------------------------------------------------------------------
9
SELIGMAN FRONTIER FUND
Ticker: SLFRX Security ID: 816334106
Meeting Date: Nov. 3, 2008 Meeting Type: Special
Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve a new Investment Management Services Agreement FOR FOR Management
2 Elect 10 Directors FOR FOR Management
- --------------------------------------------------------------------------------
SELIGMAN GLOBAL SMALLER COMPANIES FUND
Ticker: SHGAX Security ID: 81633C207
Meeting Date: Nov. 3, 2008 Meeting Type: Special
Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve a new Investment Management Services Agreement FOR FOR Management
2 Approve a new Subadvisory Agreement FOR FOR Management
3 Elect 10 Directors FOR FOR Management
- --------------------------------------------------------------------------------
SELIGMAN GLOBAL SMALLER COMPANIES FUND
Ticker: SHGAX Security ID: 81633C207
Meeting Date: June 2, 2009 Meeting Type: Special
Record Date: April 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve policy authorizing the investment adviser, with
the approval of the Board, to materially amend a
subadvisory agreement without obtaining shareholder
approval FOR FOR Management
- --------------------------------------------------------------------------------
SELIGMAN GROWTH FUND
Ticker: SGRFX Security ID: 816335103
Meeting Date: Nov. 3, 2008 Meeting Type: Special
Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve a new Investment Management Services Agreement FOR FOR Management
2 Elect 10 Directors FOR FOR Management
- --------------------------------------------------------------------------------
10
SELIGMAN INTERNATIONAL GROWTH FUND
Ticker: SHIFX Security ID: 81633C108
Meeting Date: Nov. 3, 2008 Meeting Type: Special
Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve a new Investment Management Services Agreement FOR FOR Management
2 Approve a new Subadvisory Agreement FOR FOR Management
3 Elect 10 Directors FOR FOR Management
- --------------------------------------------------------------------------------
SELIGMAN INTERNATIONAL GROWTH FUND
Ticker: SHIFX Security ID: 81633C108
Meeting Date: June 2, 2009 Meeting Type: Special
Record Date: April 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve an Agreement and Plan of Reorganization
between the Fund and RiverSource Partners
International Select Growth Fund FOR FOR Management
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
2 Approve policy authorizing the investment adviser, with
the approval of the Board, to materially amend a
subadvisory agreement without obtaining shareholder
approval FOR FOR Management
- --------------------------------------------------------------------------------
SELIGMAN LARGE-CAP VALUE FUND
Ticker: SLVAX Security ID: 816356109
Meeting Date: Nov. 3, 2008 Meeting Type: Special
Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve a new Investment Management Services Agreement FOR FOR Management
2 Elect 10 Directors FOR FOR Management
- --------------------------------------------------------------------------------
SELIGMAN LASALLE GLOBAL REAL ESTATE FUND
Ticker: SLDAX Security ID: 81633A102
Meeting Date: Nov. 3, 2008 Meeting Type: Special
Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve a new Investment Management Services Agreement FOR FOR Management
2 Approve a new Subadvisory Agreement FOR FOR Management
3 Approve a new Delegation Agreement FOR FOR Management
4 Elect 10 Directors FOR FOR Management
- --------------------------------------------------------------------------------
11
SELIGMAN SMALLER-CAP VALUE FUND
Ticker: SSCVX Security ID: 816356406
Meeting Date: Nov. 3, 2008 Meeting Type: Special
Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve a new Investment Management Services Agreement FOR FOR Management
2 Elect 10 Directors FOR FOR Management
================ SELIGMAN ASSET ALLOCATION MODERATE GROWTH FUND ================
This Fund is a Fund-of-Funds and only owns shares of other Seligman funds. The
Fund votes for, against or abstain on each proposal of the underlying Seligman
fund in the same proportion as the other shareholders of the underlying Seligman
fund vote on the proposal.
SELIGMAN CAPITAL FUND
Ticker: SCFIX Security ID: 816326102
Meeting Date: Nov. 3, 2008 Meeting Type: Special
Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve a new Investment Management Services Agreement FOR FOR Management
2 Elect 10 Directors FOR FOR Management
- --------------------------------------------------------------------------------
SELIGMAN COMMUNICATIONS AND INFORMATION FUND
Ticker: SLMCX Security ID: 816333108
Meeting Date: Nov. 3, 2008 Meeting Type: Special
Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve a new Investment Management Services Agreement FOR FOR Management
2 Elect 10 Directors FOR FOR Management
- --------------------------------------------------------------------------------
SELIGMAN EMERGING MARKETS FUND
Ticker: SHEMX Security ID: 81633C702
Meeting Date: Nov. 3, 2008 Meeting Type: Special
Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve a new Investment Management Services Agreement FOR FOR Management
2 Approve a new Subadvisory Agreement FOR FOR Management
3 Elect 10 Directors FOR FOR Management
- --------------------------------------------------------------------------------
12
SELIGMAN EMERGING MARKETS FUND
Ticker: SHEMX Security ID: 81633C702
Meeting Date: June 2, 2009 Meeting Type: Special
Record Date: April 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve an Agreement and Plan of Reorganization
between the Fund and Threadneedle Emerging Markets Fund FOR FOR Management
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
2 Approve policy authorizing the investment adviser, with
the approval of the Board, to materially amend a
subadvisory agreement without obtaining shareholder
approval FOR FOR Management
- --------------------------------------------------------------------------------
SELIGMAN GLOBAL SMALLER COMPANIES FUND
Ticker: SHGAX Security ID: 81633C207
Meeting Date: Nov. 3, 2008 Meeting Type: Special
Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve a new Investment Management Services Agreement FOR FOR Management
2 Approve a new Subadvisory Agreement FOR FOR Management
3 Elect 10 Directors FOR FOR Management
- --------------------------------------------------------------------------------
SELIGMAN GLOBAL SMALLER COMPANIES FUND
Ticker: SHGAX Security ID: 81633C207
Meeting Date: June 2, 2009 Meeting Type: Special
Record Date: April 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve policy authorizing the investment adviser, with
the approval of the Board, to materially amend a
subadvisory agreement without obtaining shareholder
approval FOR FOR Management
- --------------------------------------------------------------------------------
SELIGMAN GROWTH FUND
Ticker: SGRFX Security ID: 816335103
Meeting Date: Nov. 3, 2008 Meeting Type: Special
Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve a new Investment Management Services Agreement FOR FOR Management
2 Elect 10 Directors FOR FOR Management
- --------------------------------------------------------------------------------
13
SELIGMAN HIGH-YIELD FUND
Ticker: SHYBX Security ID: 816336309
Meeting Date: Nov. 3, 2008 Meeting Type: Special
Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve a new Investment Management Services Agreement FOR FOR Management
2 Elect 10 Directors FOR FOR Management
- --------------------------------------------------------------------------------
SELIGMAN HIGH-YIELD FUND
Ticker: SHYBX Security ID: 816336309
Meeting Date: June 2, 2009 Meeting Type: Special
Record Date: April 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve an Agreement and Plan of Reorganization
between the Fund and RiverSource High Yield Bond Fund FOR FOR Management
- --------------------------------------------------------------------------------
SELIGMAN INTERNATIONAL GROWTH FUND
Ticker: SHIFX Security ID: 81633C108
Meeting Date: Nov. 3, 2008 Meeting Type: Special
Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve a new Investment Management Services Agreement FOR FOR Management
2 Approve a new Subadvisory Agreement FOR FOR Management
3 Elect 10 Directors FOR FOR Management
- --------------------------------------------------------------------------------
SELIGMAN INTERNATIONAL GROWTH FUND
Ticker: SHIFX Security ID: 81633C108
Meeting Date: June 2, 2009 Meeting Type: Special
Record Date: April 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve an Agreement and Plan of Reorganization
between the Fund and RiverSource Partners
International Select Growth Fund FOR FOR Management
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
2 Approve policy authorizing the investment adviser, with
the approval of the Board, to materially amend a
subadvisory agreement without obtaining shareholder
approval FOR FOR Management
- --------------------------------------------------------------------------------
14
SELIGMAN LARGE-CAP VALUE FUND
Ticker: SLVAX Security ID: 816356109
Meeting Date: Nov. 3, 2008 Meeting Type: Special
Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve a new Investment Management Services Agreement FOR FOR Management
2 Elect 10 Directors FOR FOR Management
- --------------------------------------------------------------------------------
SELIGMAN LASALLE GLOBAL REAL ESTATE FUND
Ticker: SLDAX Security ID: 81633A102
Meeting Date: Nov. 3, 2008 Meeting Type: Special
Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve a new Investment Management Services Agreement FOR FOR Management
2 Approve a new Subadvisory Agreement FOR FOR Management
3 Approve a new Delegation Agreement FOR FOR Management
4 Elect 10 Directors FOR FOR Management
- --------------------------------------------------------------------------------
SELIGMAN LASALLE MONTHLY DIVIDEND REAL ESTATE FUND
Ticker: SREAX Security ID: 81633W104
Meeting Date: Nov. 3, 2008 Meeting Type: Special
Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve a new Investment Management Services Agreement FOR FOR Management
2 Approve a new Subadvisory Agreement FOR FOR Management
3 Elect 10 Directors FOR FOR Management
- --------------------------------------------------------------------------------
SELIGMAN SMALLER-CAP VALUE FUND
Ticker: SSCVX Security ID: 816356406
Meeting Date: Nov. 3, 2008 Meeting Type: Special
Record Date: Aug. 8, 2008
# Proposal Mgt Rec Vote Cast Sponsor
- --- ------------------------------------------------------- ------- --------- ----------
1 Approve a new Investment Management Services Agreement FOR FOR Management
2 Elect 10 Directors FOR FOR Management
- -----END N-PX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Seligman Asset Allocation Series, Inc.
By (Signature and Title)* /s/ Patrick T. Bannigan
-----------------------------
Patrick T. Bannigan
President
Date August 27, 2009
* Print the name and title of each signing officer under his or her
signature.